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sd-10-EFTA01460495Dept. of JusticeOther

EFTA Document EFTA01460495

Tel. Fax. Mobil Email Original Message From: Joshua Shoshan Sent: 11/05/2013 10:04 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] classification: confidential Caroline, as far as I understand, the KCP accounts are Epstein, Rose and wolfson (Daniel wolfson will be in the book) -- so far. I guess Bollag is not KCP, but he should be, based upon size -- but there is no KCP interaction here, as far as I know. In short, the KCP accounts should get an allocation before th

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Tel. Fax. Mobil Email Original Message From: Joshua Shoshan Sent: 11/05/2013 10:04 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] classification: confidential Caroline, as far as I understand, the KCP accounts are Epstein, Rose and wolfson (Daniel wolfson will be in the book) -- so far. I guess Bollag is not KCP, but he should be, based upon size -- but there is no KCP interaction here, as far as I know. In short, the KCP accounts should get an allocation before th

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Tel. Fax. Mobil Email Original Message From: Joshua Shoshan Sent: 11/05/2013 10:04 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] classification: confidential Caroline, as far as I understand, the KCP accounts are Epstein, Rose and wolfson (Daniel wolfson will be in the book) -- so far. I guess Bollag is not KCP, but he should be, based upon size -- but there is no KCP interaction here, as far as I know. In short, the KCP accounts should get an allocation before the PCS/PS split, but Mike Iaquinta tells me adamantly that he has no instructions about a KCP carve-out, and he needs those instructions from you, Haig and Chip. Maybe you might call Iaquinta? He is at Best, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax From: To: Date: 11/05/2013 09:59 AM subject: Re: Fw: allocation [c] Classification: confidential These are KCP accounts we r referring to or PB WIC ? We said KCP accounts shd come off top and they agreed. WIC PB comes out of regular allocation? Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New Y Tel. Fax. Mobil Email CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 121794 CONFIDENTIAL SDNY_GM_00267978 EFTA01460495

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01344973

To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential Caroline, as far as I understand, the KCP accounts are Epstein, Rose and Wolfson (Daniel Wolfson will be in the book) -- so far. I guess Bollag is not KCP, but he should be, based upon size -- but there is no KCP interaction here, as far as I know. In short, the KCP accounts should get an allocation before the PCS/PB split, but Mike Iaquinta tells me adamantly that he has no instructions about a KCP carve-o

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EFTA Document EFTA01478607

Subject: Re: Fw: allocation [C] From: Haig Ariyan Date: Tue, 05 Nov 2013 10:50:32 -0500 To: Caroline Kitidis Haig Ariyan Chip Packard Case by case menaing client indication, not deal. Sorry to be abrupt, back to back Original Message From: Caroline Kitidis Sent: 11/05/2013 10:47 AM EST To: Haig Ariyan/db/dbcom@DBAmericas@DBAMERICAS@DBCOEX; Caroline Kitidis/db/dbcom@DBAMERICAS@DBAMERICAS@DBCOEX; Chip Packard Subject: Re: Fw: allocation [C] Classification: Confidential Yes in th

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To: Caroline Kitidis

DOJ EFTA Data Set 10 document EFTA01344973

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01478644

Subject: Re: Fw: allocation [C] From: Haig Ariyan Date: Tue, 05 Nov 2013 11:03:57 -0500 To: Caroline Kitidis Cc: Caroline Kitidis Chip Packard Classification: Confidential Lets peel 4k off the top to allocate to these two families. Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue 10154 direct phone fax • line Kitidis/db/- To: Caroline Date: AM Subject: [C] Haig Ariyan/db Kitidis/db Chip Packard/db/- 11/0

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01478684

Subject: Re: Fw: allocation C From: Chip Packard Date: Tue, 05 Nov • • To: Haig Ariyan Classification: Confidential Thanks, much appreciated. Chip Packard Managing Director Co-Head, Wealth Management Americas ealth Management Securities offered through Deutsche Bank Securities Inc. Original Message From: Haig Ariyan Sent: 11/05/2013 11:03 AM EST To: Caroline Kitidis Cc: Caroline Kitidis; Chip Packard Subject: Re: Fw: allocation [C] Classification: Confidential Lets peel 4

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01478625

Subject: Re: Fw: allocation [C] From: Caroline Kitidis Date: Tue, 05 Nov 2013 11:00:31 -0500 To: Haig Ariyan Caroline Kitidis Chip Packard Classification: Confidential Two KCP clients we are speaking about now: 1. Epstein, Morris-PB, new $180mm KCP cap markets acct. 2. Wolfson, you know this account...large imp. KCP client situation. Estimated size/interest 2-3k shs. Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche

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