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sd-10-EFTA01460496Dept. of JusticeOther

EFTA Document EFTA01460496

Original Message From: Joshua Shoshan Sent: 11/05/2013 09:55 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential I spoke to Chip yesterday, and I think we still have a real problem with these special allocations not coming off the top. If they come out of the PB allocation, they are three times more "expensive". Can you try to get that pre-split allocation to take place? Chip said he was talking to you. I have not spoken to Haig, which I think make

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Original Message From: Joshua Shoshan Sent: 11/05/2013 09:55 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential I spoke to Chip yesterday, and I think we still have a real problem with these special allocations not coming off the top. If they come out of the PB allocation, they are three times more "expensive". Can you try to get that pre-split allocation to take place? Chip said he was talking to you. I have not spoken to Haig, which I think make

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Original Message From: Joshua Shoshan Sent: 11/05/2013 09:55 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential I spoke to Chip yesterday, and I think we still have a real problem with these special allocations not coming off the top. If they come out of the PB allocation, they are three times more "expensive". Can you try to get that pre-split allocation to take place? Chip said he was talking to you. I have not spoken to Haig, which I think makes sense . . . Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private client services 345 Park Ave, 26th Floor New York, NY 10154 Offic Cell E-Fax From: To: Date: 11/05/2013 09:51 AM Subject: Re: Fw: allocation [C] Classification: Confidential So what is feedback here from chip and haig, their call ? Caroline V. Kitidis Managing Director I Head of Key Client Partners & wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. Fax. Mobil Email original Message From: Joshua Shoshan Sent: 11/05/2013 09:48 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential Hi. Butenhoff is an active client; not new. He trades a decent amount -- so we have about 555k of revs with him ytd -- which means he is real -- and, separately, RV has business with him, including loans. She is also very old friends. If he gets 500 shares, that might be nice. The other guy is Bollag, CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 121795 CONFIDENTIAL SDNY_GM_00267979 EFTA01460496

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Classification: For internal use only Caroline, i have spared you and others all the emails about mistakes and i have taken the brunt of the complaints and managed the relationship, i have not set up the call on the put yet hence it was never set up, he's not responding sometimes because of his experience, any client would do the same, let's talk off line. Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 From: Caroline Kitidis/db

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Subject: Re: DB ISDAs - Draft 2 IC From: Tazia Smith < Date: Thu 10 Oct 2013 To: Cc: Amanda Kirby Caroline Kitidis Paul Morris < Vahe Stepanian < Classification: Confidential Darren - As discussed, please see attached. One more note that I didn't list below, the spirit of the langauge around the collateral checklist is that 'anything else is on a trade by trade basis, reviewed by party A and agreed to.' I know you wanted more specification in the wording, but the spirit does match w

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Subject: Re: Fw: Indicative Levels - USDCNH lyr Options [I] From: Caroline Kitidis e > Date: Tue, 12 Aug 2014 16:07:08 -0400 To: Paul Morris e > Classification: For internal use only me to, cant wait :) where u off to? Kind regards, Caroline Kitidis (Embedded image moved to file: pic25458.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26t

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