EFTA Document EFTA01460635

Key Client Partners (KCP) Americas 014 Kevenue i racker & Forecast KUP US Key Client Partners Americas KCP US Revenue Tracker 2014: Target $40MM KCP Americas Total Revenue 2012 SOAM) 29.7 26.1 Total Revenue 2013 E(MM) 236 234 2014 Revenue YTD S(MM) 17 0 Target Budget 2014 EltiltA) 400 320 2.1 22 0 65 00 05 0 65 Total Revenue 57.9 49.7 1.7 85.0 KCP US (10141 Total Revenue v014YTD SIMM 2014 Monthly Budge! SIMM) VaR S(MM) 06 24 18 04 0.6 (0.2) 06 15 09 Total 4.3 0.6 2.5 (0.6) 1.9 KCP KCP-A Americas (1014 Sales RM Location Net RCs /GCs SOSt) Transaction Product Bucket Total DM' TOR Various Various 0.7 Aviation Private Markets DM Grous 345P 0 7 Rates Capital Markets TCR Fogel° Greenwich 1 2 arc receivable Structured FinaLendrig TOR Westhoff Chicago 1 5 IRS Capital Markets 4.1 45.0 40.0 • 35.0 30.0 26.0 20.0 16.0 10.0 6.0 aRevenue Target •Actual Revenue USD(MM) USD(MM) lI11 I.LLlll.11llli I Jan Feb Mar 10 Apr May Jun 20 Jul Aug Sep 30 Oct Nov Dec 40 Total Key Client Partners - Delivering expertise & solutions to sophisticated investors 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 122033 SDNY_GM_00268217 EFTA01460635