EFTA Document EFTA01362477

From: Stewart Oldfield Sent: Wednesday. Sc ember 26. 2018 1:36 AM To: Vijay-A Sawan Cc: Bradley Gitlin Subject: Southern Vijay, rdiarossi Have we had any feedback on the lasted KYCs you submitted for Southern Financial? Would be good to understand which ones we still need more info on. I think we arc still waiting on COGS for Jeepers and Neptune. We also still need to resolve the BV70 issue with Gratitude America. All of this is with the client at this point. Is there anything else I need to be following up on? Thanks OIL Stewart 01dt-wit CFA. CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051898 CONFIDENTIAL SONY GM_00198082 EFTA01362477