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EFTA Document EFTA01387760
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efta-efta01387760DOJ Data Set 10Correspondence

EFTA Document EFTA01387760

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EFTA Disclosure
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From: Stewart Oldfield Sent: 11/9/2017 3:15:48 PM To: Anna-Sofiya Lupolover BCC: Subject: RE: MIRO II & research - access to portal for clients ft) I'm not exactly sure who registered from each client, but the likely emails are below. If anyone gets shut off and cares, I'm sure they will call to be reactivated. Thanks Steve Warne Paul Barrett Third Lake Paul Watson■ Robert Forsythe Orix — skip for now. I think the people who were registered left the firm Thanks From: Anna-Sofiya Lupolover Sent: Thursday, November 09, 2017 3:12 PM To: Stewart Oldfield < Subject: RE: MIFID II & research - access to portal for clients (I) Classification: For Internal use only To clarify, Nikhil Patel is the individual from Safanad. But who should be receiving for the other entities you mentioned? Do you have their email addresses? Safanad - Nikhil Patel - Orix Tisch — Steve Warner Alpha Group — Paul Barrett Third Lake Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090897 CONFIDENTIAL SDNY_GM_00237081 EFTA01387760

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From: Stewart Oldfield Sent: 11/9/2017 3:15:48 PM To: Anna-Sofiya Lupolover BCC: Subject: RE: MIRO II & research - access to portal for clients ft) I'm not exactly sure who registered from each client, but the likely emails are below. If anyone gets shut off and cares, I'm sure they will call to be reactivated. Thanks Steve Warne Paul Barrett Third Lake Paul Watson■ Robert Forsythe Orix — skip for now. I think the people who were registered left the firm Thanks From: Anna-Sofiy

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Subject: Re: Reinsurance deal [C] From: Paul Morris < Date: Wed, 04 Feb 2015 12:40:32 -0500 To: Stewart Oldfield < > Classification: Confidential What about anschutz and any of the others? Original Message From: Stewart Oldfield Sent: Wednesday, February 04, 2015 12:39 PM To: Tazia Smith; Paul Morris; Matt Glassman; Ariane Dwyer Subject: Re: Reinsurance deal [C] Classification: Confidential Orix as well. Original Message From: Tazia Smith Sent: Wednesday, February 04, 2015

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Subject: RE: RP Meetings [I] From: Stewart Oldfield Date: Mon, 13 Feb 2017 12:09:07 -0500 To: Audie Apple Classification: For internal use only Yes, GA is on the calendar. Todd and I met Southern and it's not a fit for him at this point. I still owe you Tisch From: Audie Apple Sent: Monday, February 13, 2017 11:59 AM To: Stewart Oldfield Subject: RP Meetings [I] Classification: For internal use only Hey Stew. I'm making the rounds with Andrew G to follow up with bankers to arrange m

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Subject: Re: Reinsurance deal [C] From: Paul Morris < Date: Wed, 04 Feb 2015 13:12:55 -0500 To: Stewart Oldfield < > Classification: Confidential I did not see him, not a good day to bring up with him, will tomorrow for sure Original Message From: Stewart Oldfield Sent: Wednesday, February 04, 2015 01:11 PM To: Paul Morris Subject: Re: Reinsurance deal [C] Classification: Confidential Speaking of anschutz, have you met with Chip yet today? Clearly you don't need to bring it up if

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