EFTA Document EFTA01345101

GCL2506B PERSHING LLC POST S/D OPEN ITEM REPORT 10/08/13 PAGE 2 CORRESPONDENT: 6XE OFFICE: N4G RECEIVES OIT ACCOUNT CURRENT QTY DESCRIPTION CUSIP CURRENT ANT CCY OLC REF SD PS FC SFKG ACCT ORGIN QTY PRICE ISIS ORIGINAL ANT COUP PCS REF TD SS RR GLOSS IND ACCT SHRT NM GLOSS REF DEPOT REF BIC ISS SL EXPOSURE EXT RECLM DT SELL DT FILE DT EXT DT AFT DT ID CNTL NR REG EXCL EXEC-BKR SUB-ACCT DK IN EXTERNAL-ACCT RECLAIM COMMENTS DTR 1,000,000.0000 HSBC USA INC