EFTA Document EFTA01360341

rdc Entity: Richard Kahn Entity Information Entity ID: Entity Name: Address: Event: Source Information 42755808 Richard Kahn NY, UNITED STATES • REG - Regulatory Action ACT - Disciplinary, Regulatory Action 04/20/2012, Decision Number: 12-ARCA-3 - Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA, on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership unless testimony is s