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sd-10-EFTA01363514Dept. of Justice

EFTA Document EFTA01363514

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Below are the notes from today's account planning session. Please feel free to add on to the below. Thanks. Deering/Crosby: • Pitched structured notes in the past, but the client did not have interest • Sell puts on a quarterly basis with DB collecting premium • Stew Oldfield and Frank DeBenedittis to increase coverage and wallet sharing for this relationship • Frank DeBenedittis to follow up and see what can be done from an RIA perspective Dzialga/General Atlantic: • Mark Dzialga KC

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Dept. of Justice
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sd-10-EFTA01363514
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