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sd-10-EFTA01387180Dept. of Justice

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Sferrazza < >; Stewart Oldfield < Subject: CRS + UK FATCA form [C] Classification: Confidential Richard, We are working on extending Southern Financial to trade Equity and also Credit Derivatives. Our Verification team noticed that we are missing this one form (attached) to complete the file. The reason we need this is because for the OTC products you are facing DRAG London. Are you able to fill this out and return please? Thanks Martin <image002.gif> Martin Zeman Director I Key Cli

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Dept. of Justice
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sd-10-EFTA01387180
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