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efta-efta00237359DOJ Data Set 9

44, UBS

Financial Record

44, UBS UBS Financial Services Inc. Account Number Client Qualification Form and Agreement For Options Account Information Should be completed by the Primary Tax Payer, Trustee or Executor Account Title Ghislaine Maxwell Ghislaine Maxwell Primary Account Holder First Name Marital Status: Ej Single K Married K Divorced K Widowed Date of Birth: = Number of Dependents 0 (1 blank, Firm assumes single) (if blank, Firm assumes 0) Middle Name Last Name Joint Account Holder First Name Account Ownership (select one) E Sole Ownership K Joint Ownership K Trust K Estate K Custodian K GuarthanKommateeman/Conservator K Business Ownership (specify type): Type of Trading Authority (select one, if applicable) K Power of Attorney K Home Office Discretion K FA Discretionary (includes PMP) Middle Name last Name FA Name Return Objectives/Risk Tolerance 1. Risk Tolerance: Which of the following best characterizes your tolerance for risk in this account? K low Ris

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00237359
Pages
5
Persons
1
Integrity
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