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sd-10-EFTA01428245Dept. of Justice

EFTA Document EFTA01428245

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Subject: RE: [C] From: Vahe Stepanian Date: Thu, 13 Jul 2017 10:57:04 -0400 To: Richard Kahn < > Cc: Stewart Oldfield Classification: Confidential Hi Rich - Southern Financial can trade listed options, including sold puts. On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork t hat we would need on file before trading OTC options. Thank you, vahe Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13, 2017 10:27 AM To: V

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Dept. of Justice
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sd-10-EFTA01428245
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