EFTA01381219

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efta-01381219

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EFTA Disclosure

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From: Tazia Smith Sent: 5/23/2017 12:06:03 PM To: 'Richard Kahn' CC: Delores Rubin Subject: RE: Rothschild [Cl Classification: Confidential Rich — ; Stewart Oldfield ; Vahe Stepanian Matt Glassman ; Davide-A Sferrazza [clavicle- Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. DB did trade small today, - 3,000 shares, split between High Touch and Low Touch which is usually the case for this name. The big International houses generally see Low Touch business, where the boutique houses dominate the High Touch. DB has good relationship with many of these boutique shops that work High Touch orders (as yours would be), so let us know if you'd like to discuss further per my prior note about working smaller size. Speak Soon, Tazia Cell: From: Tazia Smith Sent: Tuesday, May 23, 2017 6:19 AM To: Delores Rubin; 'Rkhard Kahn' Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Rich - Just tried calling you. Please call Delores directly if you have follow through on this at 212-454-3300. As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate. Remember the market closes in Paris at 11:30am. Tazia Tazia Smith Key Client Partners - US Deutsche Bank Wealth Management w. 212-454-2889 c. tazia smith,@db.com CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080027 CONFIDENTIAL SDNY GM_00228211 EFTA01381219

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EFTA01381219

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