Case File
efta-01380914DOJ Data Set 10OtherEFTA01380914
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DOJ Data Set 10
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efta-01380914
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1
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
To: Tazia Smith
Cc: Delores Rubin; Stewart Oldfield; Vahe Stepanian; Matt Glassman; Davide-A Sferrazza
Subject: Re: Rothschild [C]
mr epstein is not yet ready to put and order in without any firm indication on where he can get
done for 100k
thank you for your work on this..
Richard Kahn
FIBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel 212-971-1306
fax 212-320-0381
cell-
On May 23, 2017, at 12:06 PM, Tazia Smith
wrote:
Classification: Confidential
Rich —
Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume.
DB did trade small today, — 3,000 shares, split between High Touch and Low Touch
which is usually the case for this name. The big International houses generally see Low
Touch business, where the boutique houses dominate the High Touch. DB has good
relationship with many of these boutique shops that work High Touch orders (as yours
would be), so let us know if you'd like to discuss further per my prior note about
working smaller size.
Speak Soon,
Tazia
Cell:
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
Rich - Just tried callin
ou. Please call Delores directly if you have follow
through on this at
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0079490
CONFIDENTIAL
SDNY_GM_00225674
EFTA01380914
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