EFTA Document EFTA01274015

UBS UBS Financial Senrices tic 299 Park Avenue 25th Floor New York NY 10171.0002 C7P70057752631015 Y1 0 UBS Strategic Advisor October 2015 GHISLANE MAXWELL NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone. 2 12.821.700D/ 800-308-3140 Questions about your statement? Call your Fir-tan:G. Advisor or the Value of your account RMA ResourCeline at 800-RMA- I 000, account 029373570 on September 30 (f) on October 30 (1) Your assets 953,860.43 961,394.81 Visltourwebsite: envw.ubscomIlinancialsetwes Your liabilities 0.00 0.00 Value of your account 3953,860.43 $961,394.81 Tracking the value of your account Sources of your account growth during 2015 Value of your account 1 Thousands at year end 2014 S967.050.04 967.1 9539 961.4 Net deposits and vathdrarvals -35,507.15 Your flues lent return Dividend and interest income 519299.64 Chance in market value .519.447 72 Value of your secant Dec 2014 Sep 2015 act 2015 on Oct 30, 2015 8961394.81 SDNY GM 00021188 Member 51k 0010003005725263NP1000189496 00003 10I 0305 J00000 Pap 1 of 10 CONFIDENTIAL EFTA_00131808 EFTA01274015 SUBS UBS Strategic Advisor October 2015 Your account balance sheet Summary of your assets Value on October 30 ($) Percentage of your account A Cash and money balances 126.78 001% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 961,268.03 9999% E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other a00 000% Total assets Value of your account $961,394.81 $961,394.81 100.00% Account name: Friendly account name Account number: GHISLAINE MAXWELL Your current asset allocation D Eye on the markets Index Your n sandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 • Cash and money balances may include available cash balances. VEIS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change October 2015 Year to date 8.44% 2.70% 7.90% 2.02% 7.82% 2.53% 0.02% 1.14% CNP700000$725264 NPT0C0169496 C0033 MIS 030579004 afty_Gm_ 000219no 2 of to CONFIDENTIAL EFTA_00131809 EFTA01274016 UBS Strategic Advisor UBS c,!.,,. .r, Change in the value of your account October 2015 (V Year to date (S) Opening account value $953,860.43 $967,050.04 Deposits, including investments transferred in 1,300.00 2,600.00 Withckawals and fees, including investments transferred out -1,202.12 -8,107.15 Dividend and interest income 1,762.21 19,299.64 Change in market value 5,674.29 -19,447.72 Closing account value $961,394.81 $961,394.81 Account name: Friendly account name Account number. Dividend and interest income earned For purposes or tin statement, taatoty of interest ano drnu:Sena income has been determined from a US tar reporting perspective. Bored upon the residence of the account horded actuate type, or product ton, some interest ands dvidend payments may not be subject to United States (US) ardor Puerto Rico (FR) Income MOS. the dent moat*/ statement is riot intended 10 be used and tempt be died ut0n for tar purposes. Clients should refer to the apical, tar reporting foam they recent ficm UBS smugly, such as the Forms 1099 and the Fan en for tax reporting Information_ It Is the practice of u85 to file the applicode ten reporting forms with the u5 mterna Revenue Service and PR Treasury Depanrrent and in such farm accurately clarify thicket& ardor Interest mum tempt a tante encore. nerve consult yea inchadual tar prepare,. October 2015 (51 Year to date (5) Taxable dividends 1,762.21 17,894.70 Taxable interest 0.00 0.48 Total current year $1,762.21 $17,895.18 Prior year adjustment 0.00 1,404.46 Total dividend & interest $1,762.21 $19,299.64 Summary of gains and losses Values reported below exclude pooduds for which gars and tosses are root &stifled. Realized gain and losses Unrealized October 2015 (5) Year to date ($) gains and bsses (5) Short term 0.00 0.00 -486.26 Long term 0.00 0.00 -39,065.66 Total $0.00 $0.00 -$39,551.92 Your Finandal Advisor: SCOTT STACK MAN/ LYLE CASFOEL 212-821-7OOO18OO-3O8-314O Cash activity summary See Account scarify Ma month for dela Is. Balances on your Sweep Options are includedin the opening and closing balances weir. PDC Insurance apples only to deposits a UBS Balk USA, not to deposits a urn AG. Stamford Ranch or bank deposits paced through the was internecond Depose Account pogrom SIPC protection *Om to money market sweep find holdings but rot baud deposits. Se•Important inbanation about your statement on the tat two pars d this document for ate's. October 2015 (5) Year to date (S) Opening balances $0.00 $5,184.25 AcIdkions Deposits and other funds credited 1,300.00 2,600.00 Dividend aid interest income 1,762.21 19,299.64 Total additions $3,062.21 $21,899.64 Subtractions Professional management fees and related services -1,202.12 -4,831.62 Other funds debited 0.00 -3,275.53 Funds withdrawn for investments bought -1,733.31 -18,849.96 Total subtractions 4Z935.43 -$26,957.11 Net cash flow $126.78 -$5,057.47 Closing balances $126.78 $126.78 SONY GM 00021190 O/F7O0O3OO572526S NPTOCOI69496 C0C03 1015 O3O5790O4 000000 Peg 10 CONFIDENTIAL EFTA 00131810 EFTA01274017 *UBS UBS Strategic Advisor Account name: friendly account name: G41,1 h1AYv,En Your 14 nenciel Advisor SCOTT STACK MANLYLE CASRIEL October 2015 Account number. 212 821.7000/800 308 3140 UBS Bank USA Deposit Account APY Interest Period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 80 .00 Closing UBS Bank USA Deposit balance Oct 6 1.28.90 Number of days an interest period 29 Average daily balance 84.98 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectwes, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your srarementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - moderate InveStment consderat,on None selected Your account instructions • Vote account cost basis default closing method is FIFO, First In, First Out CNP7C002)305725266NP70C0169496 C0033 1015 03057500 N e ‘i_0002illsge 4 of 10 CONFIDENTIAL EFTA_00131811 EFTA01274018 UBS Strategic Advisor T October 2015 Your assets Account name: reamsWELL Friendly account name: Account number. Some aloes, income and current vaues ShOren may be EpproxiMale. AS a tout gam and losses may not be accurately refkcled. See Assonant intouttabon about your statement a the end of this dxumeM for more information. Cash Cash and money balances Cast, and money balances may include. avalaole cash balances, UBS Bar* USA deport account balances, UBS AG Stallard Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl h n applicable limits, but are not protected by StPC UBS AG Stanford Branchdeposit account balances an not insured by FDIC and are not protected by 9PC Money market sweep balances are protected by SPC but are not insured by the FDIC. See the rmportant information about your statement at the end of this document for details about those balances. ricking UBS BANK USA CEP ACCT °oven; blame Cloung Wax, on Od (t.) on Oct 30 (I) enterer share on Oct 30(0 Average rate Your Pi sandal Advisor: SCOTT STACKMANLYLE CASILEL 212-821-7000/800-308-3140 [addend merest Days n period period capmount (S) Fixed income 0.00 126.78 Mutual funds Totat remyested n the rota of al remvested dew:ends. n does rot include any cash dace rods. it is not a tat lot for the purposes of determinng hddng periods or cost bass. The shares you receive each time you reinvest dudends become a separate tax lot. Cost basis is the iota purchase cost of the security, indudng renvesteddodends The cost basis may need to be alusted for return d caotal payments in order to idetennne the alwedcost bass for tax reporting purposes. HdOng 81ACKROCK STRATEGIC INCOME I Symbol*. BSIIX Trade date: Sep 26, 14 15,825.243 10.299 163,000.00 163,000 00 9.970 157,777.67 -5,222.33 LT Total reinvested 627359 10.134 6360.02 9.970 6256.76 -103.26 EAI: 43.587 Current yield. 2 t9% Security tote/ 16,452.802 10.294 163.00000 169,360.02 164,034.43 -5,325.59 1,034.43 continued next page SDNY GM 00021192 C HP700(0305775767 NP7003t$9496 00033 1015 030579004 03000 Page 5 ot 10 PurchaSe DMV learner Average ace of shares Pe I Shale (1) Client investment 0/ 250.000 00 times tied (far) gam or loss is the dfference between the current value and the cost tem and wooed ger*ray be your taxa:de gam a loss if the security was sold on this date. toe unreal's Oar/gin a loss may need to be a:lusted for return of captal payments in Ceder to determine the realized gun or loss for tax reporting purposes investment return rSIteCurrent in% ue innus the amount you invested a *XS na MCI wit shares that are not reflected on you statement, indudng shares that hat been ttaited as either a gain or a MS 11 Modes not include cash dmidends that were not reinvested COSI PriCe Per Share basis (S) on Oct 30 (1) Value on Unrealized(tro) toestment Radix; Oct 30 0) gain or loss (1) return (1) Period CONFIDENTIAL EFTA 00131812 EFTA01274019 *U BS U BS Strategic Advisor Account name: '3HIRAINE Nikl1A EtL Your Acanthi Advisor. Friendly account name SCOTT STACK MAN LYLE CASRIEL October 2015 Account number. 212.82l-7000!800.308.3140 Your assets . Fixed income . Mutual funds (continued) Number Purchase price' Average pce Client Cost Price per share Value on Unmake:I064 Imestment Holding Huang of shares per sham (5) investment (5) bath(!) on Oct 30(S) Oct 30 (S) eon or loss(!) mturn (I) period DOUBLE UNE TOTAL RETURN FUND INSTL Symbol. DOLTX Trade date, /an 29, 13 4,490.660 11.379 51,103.71 51,10331 10.880 48,85838 -224533 LT Total reinvested 343.638 10.967 3,76830 10.880 3,738.78 -29.92 EAI: 42,190 Current yield: 4.16% Security total 4.834.298 11.351 51,103.71 54,872.41 52,597.16 -2,275.25 1,493.4$ EATON VANCE FLOATING RATE FUND I Symbol. EIBV Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 8.680 47,427.03 -2,731.97 LT Trade date: /an 21, 14 2.727.687 9.210 25,122.00 25,122.00 8.680 23,676.32 -1,44538 LT Total reinvested 544.248 9.000 4,898.31 a680 4,724.07 -174.24 EAI: 43,136 Current yield: 4.14% Security total 8,735.878 9.178 75281.00 8017931 75,82742 4,351.89 546.42 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: lun 24, 13 4,731.710 10.469 49,541.00 49,54 I .00 9.920 46,938.56 -2,602.44 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 9.920 18,599.76 -1,031.24 LT Trade date: on 2, 13 2,068.768 10.469 21,660.00 21,660.00 9.920 20,522.18 -1,137.82 LT Trade date: Ain 21, 14 4,790.169 10.679 51,159.00 51.159.00 9.920 47,518.47 -3,640.53 LT Total reinvested 715.908 10.293 7,369.33 9.920 7,101.81 -267.52 EAI: 44368 Current yield: 3.03% Security total 14,181.531 10.532 141,991.00 149,360.33 140,680.78 .8,679.55 •I,310.22 FISBC TOTAL RETURN FUND CLASS I Symbol: BIRD( Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.220 49303.30 -337.70 LT Trade date: Bun 27, 13 955.868 9.969 9,530.00 9,530.00 10.220 9,768.97 23&97 LT EAI: 41,087 Current yield: 1.84% ogetinved next page CNP70009005725268 NP7000189496 00003 10I 5 03057600eY_GM_00021%e 6 Of 10 CONFIDENTIAL EFTA_001131813 EFTA01274020 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor: T sober 2015 Friendly account nome:1 Account number. SCOTT STACK MAN LYLE CASRIEL 212-821-7000/800-308-3140 Your assets a Fixed income a Mutual funds (corionueD Wiring Number of shares Purchase pow Average price per share (I) Client inaeStmern Cost Price per share basis 01 on Oct 3001 value on Oct 30 (1) Unrealized CM investment NolcIng gain or loss (I) return 01 Period Security total 5,780.066 10.237 59,171.00 59,171.00 59,072.27 -98.73 68.73 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol. )SOSX Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.420 120,115.26 -5,574.54 LT Total reinvested 431348 11.701 5047.21 11.420 4,925.99 -121.22 (Al: $3,624 Current yield: 2.90% Security total 10,949.323 11.940 125,689.80 130,737.01 125,041.26 -5,69536 -648.55 JPMORGAN UNCONSTRAINED CEBT FUNDCLASS SELECT Symbol' JSISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 9.790 94,488.60 -4,53623 LT Total reinvested 696.825 10.072 7,018.88 9.790 6,821.92 -196% EAI: $5,122 Current yield: 5.06% Security total 10,348.367 10.247 99,024.83 106,043.71 101,310.51 -4,733.19 2285.69 PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 Symbol: PADZX Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.520 70,457.11 -3,694.10 LT Trade date: Oct 2. 13 2209.898 9.799 21,656.11 21,656.11 9.520 21,038.23 -617.88 LT Total reinvested 483.450 9.781 4,729.01 9.520 4,602.44 -12657 EAI: 12,372 Current yield: 2.47% Security total 10,094.305 9.%0 96,007.32 100,736.33 96,097.78 -4,63855 90.46 R8C BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol. RBARX Trade date. Jan 29, 13 12,911.799 10.164 131239.70 131239.70 9.910 127,955.92 -3,283.78 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 9.910 18,650.50 -469.63 LT EAI: 1429 Current yield 0.29% Security total 14,793.787 10.164 150,35%83 150,35983 146,606.42 -3,753,41 -3,753.41 continued next page DNY GM 00021194 CNP70003005775269NP7000169496000:0 1015 0305 Page 7 of 10 CONFIDENTIAL EFTA_001 3 1814 EFTA01274021 SUBS UBS Strategic Advisor October 2015 Moir asse:s Fixed income . Mutual funds (continued) Purchase price' Number Angara price of shares anthem (D Account name: Friendly account naml Account number: Client mnstrnen1 $961.628.49 61,000,81995 GHISLAINE MAXWELL Cost Price per sham Oath (1) on Oct 30(1) Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL 212.82l.7000/800-308.3140 value on unrealized044 Oct go (3) coin or loss (S) irnesiment HolcIng return (I) Paned 4360.46 Total Total e:timat ad annual income: 525.815 Your total assets Cash Axed income Total Cash and money balances Mutual funds Account activity this month Date Whiny 6961,260.03 439,551.92 Value on Oct 30(S/ Percentage d your account Cost basis ($1 Estimated annual income ID Unrealized clan or loss (5) 126.23 0.01% 126.73 961268.03 9919% 1,000119.95 25,815.00 -39551.92 $961,394.81 100.00% 61,000,946.73 225,815.00 439,551.92 Description FM Y1 23575 0100 Deposits end other funds audited Oct 20 Transfer Amount 1,300.00 Total deposits and other funds credited Date Actlety DeX era len $1,300.00 AnOunt Dividend and interestbiome Taxable dmclends Oct I Dvidend EATON VANCE FLOATING RATE FUND I AS OF 0930115 Oct 1 Dvidend 8LACKROO: STRATEGIC INCOME I AS Of Cling 15 Oct 1 Dvidend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 0930'15 Oct 1 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0930/15 Oct 1 Dvidend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 0930115 Oct 1 Dvidend HS8C TOTAL RETURN FUND CLASS I Oct 29 Dvidend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Oct 29 Dvidend JPMORGAN UNCONSTRAINED CCU FUND CLASS SELECT Total taxable dividends Total dividend and interest income 258.36 250.38 176.41 312.58 188.79 28.90 371.17 175.62 Dare ACIlaty oescrotion Oct 23 Fee Charged QUARTERLY FEE Total professional management fees $1.76231 61.76231 Amount a) .1,202.12 Fees 41.202.12 CNP70009005725270NP7CC0103496 00003 1015 030575004 CONFIDENTIAL eightlYGM00021,118 8 of 10 EFTA_001 3 ISIS EFTA01274022 (SUBS UBS Strategic Advisor October 2015 Account name: Friendly account na7 Account number. Account activity this month (contrived) Investment transactions For iron I nformalon &OA roe price/Wm shown for rendoed securities, see important Informaion about your tram/rent at the end of this document. Cute Actnite Desolation Ouamity Vi.. (t) Price CP Proceeds Iran investment Han/actions (I) Funds nfthdrawn fa investments 60001(9 Accrued intoned CO Oct I Reinvestment EATON VANCE FLOATING RATE FUN) I DIVIDEND REINVESTED AT 8.70 NAY ON 09/ 3i3f 15 AS OF 0930fI5 29.697 -258.36 Oct 1 Reinvestment BLACKROCK STRATEGIC NCOME I DIVIDEND REINVESTED AT 993 NAV ON 091301S AS OF 09015 25.215 -250.38 Oct 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.94 NAV ON 0930,15 AS OF 0930115 16.125 -176.41 Oct 1 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 9.88 NAV ON 093015 AS OF 0930'15 31.638 -312.58 Oct 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 DVIDEND REINVESTED AT 9.45 NAV ON 09 30,15 AS OF 0930'15 19.978 -188.79 Oct 29 Reinvestment .IP MORGAN STRATEGIC INCOME OPPORTUNMES FUK) CLASS S DIVIDEND REINVESTED AT 11.42 NAV ON 10128i IS 32.502 -371.17 Oct 29 Reinvestment WMORGAN UNCONSTRAINED DEBT FUND CLASS SELECT DIVIDEND REINVESTED AT 9.80 NAV ON 10/2E/15 17.920 •175.62 Total -S1.733.31 Date Activity Descopton Amount (S) Money balance activities Sap 30 Balance forward 80.00 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90 Oct 21 Deposit UBS RANK USA DEPOSIT ACCOUNT I 3C0.00 Oct 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10,23115 -1202.12 0a30 Closing UBS Bank USA Depont Account 8126.78 GH1SLAINE MAXWELL Your Maandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7030/ 800-308-3140 The URS Rant USA Depont Account is your primary sweep Anion SONY GM 00021196 CNP70003005725271 NM000189496 ODOM 1015 0305750d =000000 Page 9 of t0 CONFIDENTIAL EFTA 00131816 EFTA01274023 *UBS Your notes Entl of suremmt for account number Y1 335 CONFIDENTIAL EFTA,I31817 EFTA01274024 Important information about your statement UBS Fora Sent; Inc (Pa Fa or Un uncial Seam/ Is a rater of al prnmalsecunty. CalthOdsty aid Woos odurges UBSF newel Sauces and UK Bank I.PM, se indeed subpar:Hof urn AG and Milian of LEIS Sagan u.0 %Ora fnantia fl an it eatable iron repass the Fans exectaw offices at a U3S kraal Smears Ow 1200 Debar Boulevard Vera ma en le 07086 1116 tetanal reerescaohe cnly Oda' recad of swain Fmanial Weal aCCOunt Other notes. taw t °Heartily dogmas. conuhng conflOng dace should not be abed upon if you Wovo them it an act widow paws Men n erv0diaely n Ian to thel3roch Maar of the once sensing your a:Moth Athov6I1 al f9.Os tow are 'Menthol to be aC0.010. Pathan! data toad rot be used for tar puposes solely on ye xiind to tam 0e.. Forth 1099. SOO. 10125. hoc) warn posting your to nom Term isfecund by la to (won to the DS al to le Orden& repent:Ile non Laub* dee:ends ad tau* meta tamed on seine{ held n purr actum na proceeds on salt tranUctoni, nd cost bamon ratan cowed senates Omumedollone with the Pans • Please rearifem Yr/ Oral CCOVTUIC.4110r6 in Wasp to furrier voted your riles eubdire yoke twits under the kart* Wear Protection ACT CSPA) • if tie feunoal instaiOn On the top bet of the km of to laimmt it not 185 FitinosiPicoarr IBS instal &nag caries yogi accrue asdata Croke by as ngernatt with the rthoted midterm We Woad you 04 tan romantic. when yrei cored ails accuat in the oho, foal hrds ant Lawn es re bated 3185 Fresno' Sanas rd na to conducing later aid you roust metonym of my mot recorder, to both birth All aCCOunt summon shall be domed complete and acar ate 6 WA °bp:redto n rang wain 60 days • Pleasediem outlaw °melon'sa rains to We tint Client Realms Deomment x 2014521699*r toilet a $00-34-9,03.800 AM to 4 03 PM FT Monday throup kiddy. a in ming to UBSOM31031 Serval. nc. Clan Retsina Depatrrent. PO Box 766 Una' City NI 07837 • ti cat of errors a talons awl n ekcoonc lends trate bill Paton ce WS YAM dive can trasSaroth, call 800-762.1000 a were to LOS FnanCal Was hc. SOTO barter BW .6th I bat Wrabar. NI O7086. nan INWSSA Sates Cal a oce as soon as you cart d you th nk your stawnern or receo 6 wane <adieu need mole cif sonar rout attache cn the stamint or reap' The Fan &Card Mum (as arp Scathe) must hear tan you no klatha 60 days alter the far sent you the ass nano on vet the are or problemaward - Frorle yow newt and omen, number me - Describe the mob or the vanferyou se acre ad artbasdan as Ovary a you On why yeti bathe 4 is al error or ray you need ma Merman - Proride the data awn ate stowed Ma The Firn or Cad Mar sal nstrigatts vetoes:a-plant and cortect any era protoptly Plea woke al decks payee to the Furor the finale nuenen ndcaed on te from of this shisement h akt to regale accareit tees. a:Wynn may be tubed to mamma few. charger. Ice Ise pyre,* for sourtes podia; and elven for tread area I cra ascents Aaotints V la a trawl end to oleo nsautons :nap be JeL$d to a bawler fee L185 Sweep Optam U85 offers oaken for 'wapiti? cacti ban5 besets lo bare deposits a MS's* USA aid Ur AG Surrfora Haub an Swap hearts). egeoynurket maul kids throne, Funds) aid the herretiona Depot Ate rot 0:0APor CuStallen MP n memaiona lesoace Maugernent Acsouni lhicupn IS* Bat Sweep FrOparn. rat baron Ye Swept '0 105W+ USA up to as eStabited Imo and then to LETS AG Stamford Brant", a a May Fund Deposes at 18$ Sat USA are 'DK enured n accordance with FDI: rules For ma :gammon plebe nut www Na dor Deposits a LOS AG Hanford Brant ad *um oh ran" Pads Benet nsured by the FDIC Through the On, available to can baron a soar to depose accounts a LOS AG NeetTork 81r41 at U8S AG Cayman &arch Hesedeposes arena nosed by the FDIC Salinas hell a the LOS AG Cart' Brach at teworaily oposod Tote sumer risk of theCarnal Handt and the is ra guinea oleo alpha, ol 1135443 a way theoars aka. the "SS Canals Bras boas Deposits a UPS Bat Vie rd each UPS AG Boar aro no praecied by SIC Mary fund toes are praeaed by WC See %IBS Frnalcul Sevres Account Rotation' below. Upon yotr rvpan, hatirces el the Bat Swap Programs a OA may treaxtafin ace ewes of a MonoFuld may he hquidad and the proceeds returned to paw pas teasitos nail further mfamithen rout aolatle swap OptOnS. rXtolng avert Mont rats and peas. 6 arab* a mom tibscorrismapyiefs Iron your f newel /Wiser a br caring 800.762-woo U85 Miami& Sena. mots pernisction The Fim is a Mather Old* SeCurnin MOW FrOnsaion Comoran (SRO. AND prows-boo-mei warms of es area tp to 1500000 (nclan; 1250000 for darns tor cat) to SSC awn swam tows *Ph to allrota to you hold n a palmilacamoD The Fern together win anon Adam. ha also sachem' :Leeson:am Frollida:41 We mania mount payable to all POW dent. catamaran* a protean a 55CD mace, as of Decentre ID 2013 Sawa to the poky waitrons and adetons of at the Fern blunter protected fa' up so SI 9 milkn to aggregre be all your as anis held n a pawl, capack A-fol opy of the poky Faxdng anQble ,CN`Je2 The SIC prOleCton rd Pie supplemental roam both do not troy to • C 'nastier assets controlled try (and nausea near account viuMbut heal away rom Soon Ceg. anan H cat X IBS Bark (i)ca;h arLISS AG Stamford brans. BD aerate moats. nclarig 'daub* newts ad 04 shwas of Tsui lends 'awe sun shales re mgeerel dray n the nine 0 the oar" hotia on thebrats and records of tie agolcable ins a troth( nen°. • Cowin wentenew contra or northern thorns to 6. lmned pathirshos aid prvaeplawents) that ate 1500 fogisierod slider the *mem Act of 1933. and • Cormadims antra to 9. foram indigo rid preckuS Metal antflet nclefinfuthres comas an1 cemrodAY OP bell coronas The SCC protection and the papplemana protation do not apply to these assets Pea they Oleenna tipped' Mrt sownenn The SFC probates and the speammta voteacn do rot toted agansl tinges n the rake vale of yes fwestmentslacher as a result Oman intherrent. issusi baton of otherwise) Mote Wornixon a rabble tem noon VA., may obtan Mae idortrabn about SIC. haudrigi the SEC Brochure by canary SIC at 2028M/330D by prang tie Mk meow at othwax 010 Dividend Re imesment Program OR/P) thecae weleCed nal dear pna VW may °bean the 4CtUiltre ?ran your Fourths' Adios Only Wade than are ractrad unite Ca P. pada shares coil be soli ad me cash we be decoseed n mu account Tie dyad ternythatea toe tippled by the is may defy from the masse prior a vends the pane tin a sold Caslairliou Only Mole units may be hold in ,Our axossit if you re enured to spa ha me as area teat/Wind waren or otherwise, the Firm wit ether tl panelists, erirkel peke a accept an atom detemred by a registered (king agency. are cede you account lavermentobleahree The mestnien1 aeon, and nt profile are aseclo to each roan aid nay ray between sere aka the Inn stomps y n Acting of any usnitcant dvnpe I your fnanoa ;tureen or itrestrern aman; For ear aroma hell you most one of the fo thorn neestment agates • Rata Cotta: Inane Ironton% soriinj die genera Or of ',many • Athese CaonblapitreOn amennants Sestina Torah proCpal lab." than the ginenton ol nacre • Race Cornaremon of income and ChatrAPProan manants wok iv both die grommon of room it rots sa rencpal Owned* prelim • Conamethe Seeks to mantas heialyitipat valor, rick and vOli lily TO the as Oa ril eon d tha Means tee mount does not genemesladont MOW* Of means ird mist no km pre wan eelWon • A434WJa %Wing so amyl sons.tis tO thnePal ad tolerate sorra balky a seek hither MOMS • Aggresose Wring to aosea hgh a to anopal and hgh volatility IQ X•ei•A•P reliThogn brae Statement thousehokliapp" Yfe rnayconsoldate al fettled eCCOunt Stan-nth% with the wilt address in the salvo...lope Acamtority bereload fie this arose Inane they hen wenn Ito ofo maivain oat account Mantes will Ow dents at the same address The preace a Mown a -howeMdrg' fru veldt to realer SNOWS AlttrreTlf I/Ukd n %Pile* CONFIDENTIAL ervatem —you nay dant households,' bye:erg your Enema Adroor Primal/ mount ream Therrien* account name ref kas Oberman, that you enteral as the Fens online knees websie It 'a custoinlzabb •norumo• tows by you to aza you win your rcortenain n ho no bga offal on pa arum Yea on Oar yeas Hendry awn naves. ',boa OnIne atlas of tie:Amon; ea &taxer Mao. Acominthwertyiew • Vabe of par fccounapracoo tea 01 earn and • Awe 'thanks aralevle babran rani let ailed twin a' ) end Global Toe Deposits unrealized mats to maket aid Pram alas rot held by the Fin Does rat ncbdeunenced bautItelassets a dye en1 ce the ptc• andcuret suterra prods a Wean Wenonens. ~sled fast COI i:e6 OreCist a stork atom • eranetes narks cat balsas ourstando mar loan. creel Int shim accourn Dazes • COSNITO/My biSCCI Toes of atoned salable cash bazars. Oa U3S Bat USA deposit balricr. WS AG Surto:IMath depose balances and mcnee matte moue I sweep boraxes a the close of the statement period wenrommaity key oar bases yO.1 40:04.1111 ere not segretheed from otter bales rid the ninny/ use any thine pads n the adistry course of its banns Mese funds aepslab* rem pa demand This total es lobate in tee awns poixl doh; value Lending information detaik4 nlonnaton on the F >brava p • Mos and Oceans, Mato soyClpn WasOnto Agrofervii or Amcor Arran: and the General Tows ad Conditom V.85 Stamen of (meeker-las ratable n Agreements and Deacons I Xiesie iM emn/o, CF•Mr6 buimi VOWat rata statailini Carat SeCLOWS and Other Skis held n the JaCOuli a the cod of the patent', period You may at for dermy of July pad *antes ar al erne You may real( maw used a loan collated ifter Pa9.anian balance cue on them My 'antes 'tailored to the thing the owners penal an headmen/let valeta of Ow end of the statement pried • Costliest Os dettenhng thew% tens or the stare/es raided n this statement. Maw nutted wth Ise weber '1' LDS Fiona Stroceihm reed on inlet/aim °Maned f ran sources other than LEH finiddl Sten.e.es. orticing nicanalon Iwo areas IS, or tat you nay An prootild to your FinariCol Myna The Finn does not ilOtirnildfrilif vats, or guaranweihe 'nary a Peaty of my Masan provided by sutras otter tan LeSF racial SereCeS addrial alumni LOS Fhancial Sweets gemaly updates this donnabm as c A woad Thelon does riot prod& any auras that the nfirmaho "rider 'COP bath' aid 'Unreelized garilaw is toms a of ine date of this Daman As AKA please do not rayon this racemeOn to make curdle* a sae Oozes. It tar maws a otteat Account enamel to teem, mayreflect gallon Merman orly for the pered of time they a had a the kw, Morehinonol odarnarOn Can be added by you Fiona Ada( • Unweaned thilnerlones Dam ass is arms( eatfirea areal td yara asses YV cared ft? SDNY_GM_00021198 EFTA 00131818 EFTA01274025 Important information about your statement (C41 &Wad) kneinalsonity lots The tarea0ion data For San« Ø may« ma, not ref tics comnsank drages Tdor 'enemy reorgentiann hems Ennead and ode« rorwesmen lots and sreornalic perchase let re each Orden& to doplasew Prated let lhe • Wade dz.' colirm &orals the agna tender traledate • Callable norkies Bords and prefect& sod mal the issus cat for ash/ reargaron seil be selected «pall* by lot tam amiss al mends« that aweIrap n our name « n ~nee flan for as dents CalTare 'referral& is ceased from ChM pans and es xasca-, rs not guraned OT« call Manses soh& vinar could ailed yell ~ate &or« lan w1 beprovided tØ rnent • Cordants• of deposit (C00 Cos die øK ~ad ups, $293,000 n propel and rand nnent per depositor and p« ~wary slimier. II accord-in« with it< rubs • ~hakes Paces ckplemd fa «neaps and ote produces maybeTahoe a bwer then To Face mal you would ague°, recen in One mark« PrCes are Waned from sits hid pitysources Mach we benveto te rorsebra, bat we do not «wane eva marry - Wo "flinty re To doingpun when arabble cr les mean or rte ted aid ask paces Ice Ind Panes and opts& or on ybd pensfoe OTC stures - Let sin/ sand warren maybe pr pet tang a &Lae& mock, a 1MØ roam Pia we Stand ert myravl « led an Seta malt« Prni Or wan - C earn poslions may «Ara vomart avatar poll show 'OR MO not valilske if we we tank to obtain a pea for a security - Deposes or Searles dencnna&n artencies other Tin 0 5 «Mrs are refbled a the ekehanaorae as of the statement dap - For non ~ens verdig noneorming dew natter pace PO quality daa vibe) may hae been ripsroden ennui pop« veteran To obtain drown chains« Merl Tara». comas you Franc& PPG« • Men learramems and seneaund probe« Pewter nester& sesens Crectidng direct pandpation popran and real veum ansmen nun Matted and Sven& products aerated., hghty anal <elan mods& arenas haw noe been reamer& ash the Seance aid Excande Comma's a urn( any stae SeCuring Ss We preen eSmaed +SOT fa «Wale ~Amer mourns and stoats &Suds tor reform* chalputioan only Accuracy., not gUran"/ - 111**vallef maydifler obsurnally from plea if arry at peach actuate &pane& smutty« structured perm matte tour a toe aid do not news:airy reptsent the wan you mayroan4c^ haltdaton - med pru esmaes of van are as of a csan <Jae ard re implied to LOS Stroll Steins &angular bass by an neteperrene Yalatial fern stuer, %Plea Panel « signior «rand yank if ass. are »plied to re Frm by he isuer. general paint or wisor and may be °Weal& based on deferent intonation bom that uten by shed pan& to dedee thee' («Mated valets - You cal Stan ANK41.1d ntsmamn regaling the rateholology used to determine the Tot um of Sue a& he dace of the hfonnamn that is he base for Tr Senn hyaena:Mx; pur Amnia 'Writer - Thad parry ~PO van; may be reflected as 'Not pniadi re sewer Ulna% whin an independent "IOW" Ian liflf.01 upped a d untie so assign a van Mean boar/wawa* Tat a razor« wort ha ~Otto may calla crevinusly reponed van So .festen. a wiser, define nand be highly peculate* duo to the Nan of the seamy - Men extent wt issuer general &new a sponsor inflated Wenner seti&palyeSi hosed value if peened the nue Of he pony wit becfillerett Tent At pa-d4 wpm - '0inrbutiom to dine MP/ Stun worn of chin. noon a both • Ongo/Jlin sae' reirePentsre .114,310IIMS preg per sr X4 may not reflect your we bah • lbemiclad mural« Rencted senates generaly ere not dainty «gin for «Pk sa* 45 Fra n& Senn uses the mark« precool to endret« nØ of the wane esser a at rrouted vaLe for the retuned sods br purposes& Tau «Luca ra day TO the aten elka enacted sessile are «able tor sa*. he cal* monad may be substantialy Ins Than the imps& mew shorn • Ba Painted) iØ cormityielOs and rms. An Thrum or ~al some is based on anent inner and hewed tana honer the wallas will be held for one year from sienna date a arse miony Thrs estimate d On a gunme. accuracy and Ølmold name se not sauraimed - Esla+atad arma income and anal yield lø ~an Tirol earns muld Mute dream of ai-apa or Cplul OAS el witen Sate the tit Wane LeliaCurrent yekb would be overstated - ennated amuse &ore aid harem yield and The Stud axone and yield night be lower le right,. Om the Tenn& amens - An anent ol Jr)Malged income (dviderd andor &emit) Mated by In snot malt« valinarerap bairn a Land On the laSt &Sind or &ern pawn, made ay he owe and as tit urn imidepoter till be Midi« on hent Ton the stat rent dale or woe ~arty Amon and Continued &Id re not guadriteed • Armranet hold by «OS abraded Swaim Clan are repe MN byre yam ad not withal he hieda possession or «not me* ants re copies« m your sawn& for kilernmenal ~son« Posans ini vans yearned are Frorkd by the sung linn tAiS finale& Secs«s not ensemble tor this Mona& and does not guterate es nanny These asses tenet protected by SVC or he enws supplemental SaC menage • Ilevenue skating and ~banal compensation. - et «Wien lo onniissom on satin and Mil fees received en connect& with thePS(24On of main fan& too« nail, we nd«Ø affhae Mine redeye flan; aapenU rom dacha:ors ardor adrison of the mutual funds that we toll Tow anent debased ai two different arsons; 0 the noun, 01 kikSby165 01 a partCulr niutual Tad fang to mg dents. tred Id Pe net valse «a prosily inane far lanai% tuns Nil a du Iren - We aid cur aft An an rent.? renceeng red omnberspronsteng lets in corn-ninon lor transfer agent $41V1:01 That we pCOM1 00 The nruai end, Thin fees geneeafie re pad firm Manor sow, In the freAla lad ad ae a tird delft nu« haset on the ruiner of =culls at the trokincleala holdingmutual /LMIS of hat had tang, - in nilion lom.mnsard 'Kent n cornedion wen the sale or Petrbunn of ankrycontracs and unit trist units to our dens. we alder our alui3nericstrt~ *king OXIMSitiCe. Ironi noes( he manna. companies inderrturg are aruity sennces addaxes« the hatanacornans «Ø5M 01 the unt ilWarant trusts we »bate - Ost aa axes also renke trading &minxes ard other convention km mina furs and &ran Oafraties wØ poda« we dimbuto - We receive al nasal tee hem LEIS Sank USA ant USS AS Senn& Perch or up lo RS per a:Coune snores to the harts War les 16$ gra Sweep Pregran( MG« Ø seion rogardna corearacas rid other charges incised ei armelder will the emodion ot Sant &king option lranctons has been heilded orlontons peer caray kneeled to you. aid wake~ to you «empty on ~MI Short silting you ar engapa en tan sehg axorny you may mar a (haveOnto cenar borrows win lor that patrols Panty Open ordeal Regarding Open « "goodeiliOnCelled • ordersTat ewe no, Pelted by the Stdenlent date. Open buy ar sell StOp «den re mixed by he Omani of deidends cc reps on • oydirdndsor minarets date unless tinned otherwise by you YOu are reprovable for orders 114 are errand doe to sue lane bo us« «Meg open «den Tax witthrlditg on ~on ban LOS financial Semites IRM Fedisal ta< law eerier LOS FnalCla Services to reatiold income tae from you taut* IRA &wan sum tut you may nee not Wham Scene we withenn or. inn& you may elect to have lar ~MO a era, or nabs.] sement as you chade Sir ~On wi Wain a effect unt A reaola4 by you You may wino your *Nadi a aye thso by nnag anew «Øn If sou do no, haw crotch none tau wilts« Iron 'PA dørålimf. )0L. maybe minable la the paymern of estrand tax you may nar pinatas d the novas wren] and your estimated la pane& stoat eta« my«. lac obliati& Privacy To nasearm s a copy ot or curet Cite& Peary Wince inn 'town you F naxial Advert «Stott wterne Y. ymm, uncemenaneofra LOS Financial Stokes ervt a bark the WA Fusers ~samosa BSA and WM aebrce «age ascents Modi prose axes to bitara se' CeS and ptcduaS not* anrigernentt eats affiliaeed bat awl oar thin pally basks. and &wiles ants TO Sturm and miry prone TT'S by unaffiliated died any Moran, corsairs Trough since agency sibseSa esse UT financial Services he Presmirs. mean. ad «away products toot IOC hared • No bank 9.,3,31110.• M!)1C,:e van P.r. Remain Maidgians Accoant Business Wins Axon TA. »MA and ~matcher /noun ~arts CONFIDENTIAL Acton aie mannered wren mats oil III1S Fnatia Services M WA Squw, is a repaint& semi& mek of visa lisermaccial 1.85 Vaa Signalene Se* Cads aid 185 Vila den Cads re issued by 1185 On USA well carneneon from V e, U 5 A narparsca UK financial Services Inc Rev 20I4Ol SDNY_GM_00021199 EFTA_0013 I 19 EFTA01274026 UBS U85 Financial Senices Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005643897 111 5 >2 YI 0 Account name: GHISLANE MAXWELL Friendly account name: Account number Your financial Advisor SCOTT STACK MANILYLE CASSIEL Phone 212.821.7000/800.308-3140 UBS Strategic Advisor November 2015 r.I.JKI Atilt n.1/1)(3421 -7007 Questions about your statement? Value of your account Call your Finan,:hse. Advisor or the RSAA aesourceU ne at 800-RMA- 1000, on October 30 (5) on November 30 (1) account 029723570 Your assets 961,394.81 957,849.10 iAsh. our website: Your liabilities 0.00 0.00 viveve.ubscomIlinanciabervices Value of your account 5961,394.81 5957,849.10 Tracking the value of your account S Thousands 167.1 961.4 957.9 f • Dec 2014 00 2015 Nov 2015 Sources of your account growth duriag 3015 Value of your account at year end 2014 S967.05904 Net deposits and withdrawals -35,633.93 Your nvestment return MO:lendand interest income 521,426.06 Change in marten value 424,993.07 Value of your acc•xrit on Nov 30, 3015 $95/849.10 SDNY GM 00021200 Member SIPC CNP7000930564.3997NPVCOI93349COCCO 1115 0305 010060 Page 1 of 10 CONFIDENTIAL EFTA_00131820 EFTA01274027 4CaUBS U BS Strategic Advisor November 2015 Your account balance sheet Summary of your assets Value on November 30 (1) Account name: Friendly account name: Account number: Percentage of your account A Cash and money balances 28.90 000% Your current asset allocation B Cash alternatives 0.00 000% Total assets $957,849.10 100.00% Value of your account $957,849.10 D Eye on the markets Index Your N sandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 • Cash and money balances may include available cash balances. kAll5 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury bills: 0 21% One-month LIBOR: 0.24% Percentage change November 2015 year to date 0.30% 3.01% 0.55% 2.58% -1.54% 0.95% -0.26% 0.88% CNk7C0000056438913Ne70C0i03343 0.3033 15 03057aily_Gstoccottle 2 of to CONFIDENTIAL EFTA_00131821 EFTA01274028 *UBS UBS Strategic Advisor Account name: friendly account n LL Your financial Advisor: SCOTT STACK MANLYLE CASRIEL November 2015 Account number. 212-821-70001800-308-3140 Change in the value of your account November 201 5(31 Year to date IS/ Opening account value $961,394.81 $967,050.04 Deposits, including investments transferred in 0.00 2,600.00 Withcfrawals and fees, including investments transferred out -126.78 4,233.93 Dividend and interest income 2,126.42 21,426.06 Change in market value -5,545.35 -24,993.07 Closing account value $957,849.10 $957,849.10 Dividend and interest income earned roe purposes of tt.s statement, taiatrIty of interest and deciena income has been determined from a US tar reporting GersPeStne. eased upon the residence of the account holder, account type, or product type, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income Pot The lent mom* statement is not intended to be used and cams be fried upon for lex purposes. Clients should refer to the applectle tax reporting foam they receive Iran U8Sannualy, such as the Forms 1099 and the FertY6 480. for lac resorting IMormation- II Is the practice c4 085 to file the applicatee tee reporting forms with the US Mini Revenue Service aid PR Treasury °moment. and in such faun accurately daillry eiddends atria Interest mum exempt or Ma IIICCOle. nose comm ytut loth/dual tar prepare,. November 2015(1) Year to date (S) Taxable dividends 2,126.42 20,021.12 Taxable interest 0.00 0.48 Total current year $2,126.42 $20,021.60 Prior year adjustment 0.00 1,404.46 Total dividend & interest $2,126.42 $21,426.06 Summary of gains and losses Yates reported below exclude poducts for which gam and losses ate not a/60M. Realized gains and losses Unrealized November 2015(5) Year to date (5) gains and byes (5) Short term 0.00 0.00 -597.04 Long term 0.00 0.00 -44,500.23 Total $0.00 $0.00 -$45,097.27 Cash activity summary See Account minify the month for decals. Balances in your Sweep 0en ons are Includedin the cpenrg and closing Mantes weir. fDiC Insurance apple's only to deposits at UK Bank USA, not to deposits at UBS AG, Stantord Branch or bank deposits placed through the UBS Intern/bond Depose Account progam. SIPC protection applies to money model sweep fund holdings but not bark deposits. Se* Important information eta r your oxygen, on the last two pages d this document for Onsets. Itivember 2015 (5) Year to dale (S) Opening balances $126.78 $5.184.25 Addkions Deposits and other funds credited 0.00 2,600.00 Dividend a-id interest income 2,126.42 21,426.06 Total additions $2,126.42 $24,026.06 Subtractions Professional management fees and related services 0.00 -4,831.62 Other funds debited -12678 -3,402.31 Funds withdrawn for investments bought -2,097.52 -20,947.48 Total subtractions -$2,224.30 -$29,181,41 Net cash flow -$97.88 -$5,155.35 Closing balances $28.90 $28.90 SDNY GM 00021202 CelP7C00900564.3699NP7000150349 00003111503010000 Page 3 of 10 CONFIDENTIAL EFTA_00131822 EFTA01274029 UBS UBS Strategic Advisor November 2015 UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nor 5 Opening UBS Bank USA Deposit balance Oct 7 $28.90 Closing UBS Bank USA Deposit balance Nov 5 $28.90 Number of days in interest period 30 Average daily balance $148.19 Interest earned $0.00 Annual percentage yield earned 000% Account name: Friendly account nam Account number: Your investment objectives: You have identified the Following investment objectives for this account IF you have questions about these objectives, disagree with them, or with to change them, please contact you Francial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratement a t the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment ehg IbIbty consderatKin None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out Your 14 nenciel Advisor SCOTT STACKMO.11AB CA5RIEL 212-821.7030/800-308-3140 O47000300S643900 W7000150349 00003 1115 030575004 CONFIDENTIAL lifitrilY_GM_00021trie 4 of 10 EFIA_00131823 EFTA01274030 CONFIDENTIAL *UBS UBS Strategic Advisor Account name: ELL Your N sandal Advisor: November 2015 Friendly account n Account number. SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Your assets Some OnCes, income and current vauti Sheen) may be approxiinene. AS a slut gam aid losses May not be accurately reflected. See minor:ant intopnanon about your statement a the end of the document fOr more information. Cash Cash and money balances Cash and matey balances may include avalade cash balances, UBS Bant USA deport account balances, UBS AG Starford Branch Cepont account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC ?Jinn applic &le limits, but are not protected by StPC ties AG Stanford Brant h deposit account balances an not insured by FDIC and re not protected by S/PC Money market sweep balances are protected by SSC but are not insured by the FDIC. See the important information about your statement ale the end of this doctreent for details about those Sancti. Hddng UBS BANK LISA CEP ACCT ConingWOW ClosingWaage on not 1 (I) on Nov 20(S) Price Per share on Nov 30 (1) Average rate Dnidencl Interest Days m period period cap amount (S) 12678 28.90 Fixed income Mutual funds Total remitted is the Iola cf a reinvested dvxlends n does not include any cash duct nds. It is riot a tat lea for the purposes of deternnng hosting periods or cost bans. The shares you receive each litre you reinvest cludends become a separate tax lot. Cost bases is the Iota purchase cost of the security, inducing reinvested do:lends The cost basis may need to be alusted for return d caotal payments in order to detenne the act tested cost barns for tax repotting biomes. 250,000.00 Uareatzed (far) gam or foss is the dfference between t he current value and the cost basis and wooed generally be your taxade gam a loss if the security was sold on this date. The unrested 04093n a toss may need to be adusted for return of capital payments in order to detertnne the teimen gm n or kiss la tax reporting purposes investment return is the Curren wave MMus the amount you invested r Ones not inClutte skates that se not reflected on your statement, scludng shares that have been recited as either a gain or a loss it also does rid include cash clUdends that were not reinvested Wring Number of shares PurchaSe DAC& Average We per share (1) Client investment (s) Cost be% (S) PriCt Per shore On ii0v 30(S) Value on Isby 30 (I) Unreal:tads) gain or loss (St inieument Hold%) return (0 period BLACKROCK STRATEGIC INCOME I Symbol: BSIIX Trade date: Sep 26, 14 Total reinvested (Al: 43.593 Ctorent yield- 2 03% Sanity total 1%825.243 657.663 t 6,482.906 10.299 10.127 10.293 163,000.00 163.000.00 163,000 00 6,660.16 169,660.16 9.940 9.940 157,302.92 6,537.17 163,840.08 9497.08 -122.99 -5,820.07 840.09 LT The Clir7Co03305643901 Nr7OCOI97349 00013 1115 0305 10000 Pap S of 10 continued next page SDNY GM 00021204 EFTA_D0131824 EFTA01274031 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your K nuncio! Advisor Friendly account nascl SCOTT STACKMN/LYLE CASRIEL November 2015 Account number. 212-821.70001800-308.3140 Your assets . Fixed income . Mutual funds (cononued) lathing venter of shores Purchase piKei Mein pose potshot. (5) Client investment (5) Cost Oasis (1) Price per Stideo an Nov 30(1) Value on Nov 30(S) unrealized 000 spin orlon (5) investment HOIcIng plum (5) period DOUBLE UNE TOTAL RETURN RIND INSTL Symbol: DBLTX Trade date: Ian 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.840 48,678.75 -2,424.96 LT Total reinvested 359.799 10.963 3,944.53 10.840 3900.22 .44.31 EAI: 32,173 Current yield: 413% Smutty total 4,850.459 11.349 51,103.71 55048.24 52,578.97 -2,469.27 1,475.26 EATON VANCE FLOATING RATE FUNGI Symbol. EIBtX Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 8.530 46,607.43 -3,551.57 LT Trade date: /an 21, 14 2.727.687 9.210 25.122.00 25.122.00 8530 23267.17 -1,854.83 LT Total reinvested 576.215 8.982 5,175.78 8.530 4,915.11 -260.67 641: 13,174 Current yield: 4.24% Security total 8,767.845 9.176 75281.00 80,456.78 74,789.71 -5,667.07 -491.29 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: kin 24, 13 4,731.710 10.469 49,541.00 49,541.00 9.890 46,795.61 -2,744.39 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 9.890 18,543.51 -1,087.49 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 9.890 20,460.12 -1,19988 LT Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51.159.00 9.890 47374.77 -3,78423 LT Total reinvested 753.593 10.275 7,743.17 9.890 7,453.03 .290.14 EA: 44.365 Current yield: 3.10% Security total 14,219.216 10.530 141,991.00 149,734.17 140,628.04 -9,106.13 •I,362.96 HSBC TOTAL RETURN RIND CLASS I Symbol: WAD( Trade date: /an 29, 13 4,824.193 10.290 49,641.00 49,641.00 10.160 49013.85 -627.t5 LT Trade date: lun 27, 13 955.868 9.969 9,530.00 9,530.00 10.160 9,711.62 181.62 LT EAI: 31,058 Current yield: 1.80% continued next page CNP703C0005643902NP700019034900003 1115 030575004a9Y_GM_00021tMe 6 of 10 CONFIDENTIAL EFTA 00131525 EFTA01274032 *UBS U BS Strategic Advisor November 2015 Account name: Friendly account n Account number. GHISLAINE MAXWELL Your Financial Advisor: SCOTT STACK MAN' LYLE CASRIEL 212-821-7000/800-308-3140 Your assets r Fixed income Hddng Mutual funds (coribnued) Purchase Cad Hunter Average price of shares per share ( Client investment (1) Cost bads (1) Price per share an Hour 30(1) value on hter 90 (1) Unreallred 0100 investment Noting 93In or loss (1) return al Period Security Iota/ 5,780.066 10.237 59,171.00 59,171.00 58,725.47 .44553 -445.53 JP AADRGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS Symbol: 1505x Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.270 118,537.58 -7,15122 LT Total reinvested 465.383 11.668 5430.44 11.270 5244.87 -185.57 (Al: $3,943 Current yield: 3.19% Security total 10,983.358 11.938 125,689.80 131,12024 123,782.44 -7,337.79 -1,907.35 JPMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT Symbol: JSISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 9.730 93,90949 -5,115.34 LT Total reinvested 737.282 10.053 7,412.12 9.730 7,17375 -23637 (Al: $5,412 Current yield: 5.35% Security Iota/ 10,388.824 10.245 99,024.83 106,436.95 101,083.25 -5.353.71 2,058.4) PRUDENTIAL ABSOLUTE RETURN BOND FUND Symbol: PAOZX Trade date: Mn 29. 13 7,400.957 10.046 74,351.21 74,351.21 9.470 70,087.C6 4261.15 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.470 20,927.73 -72838 LT Total reinvested 503.804 9.771 4,922.78 9.470 4,771.02 -151.76 (Al: 12,326 Current yield: 2.43% SeCsvity total 10,114.659 9.979 96,007.32 100,930.10 95,785.82 -5,14429 -221.51 RBC BWEBAY ABSOLUTE RETURN EOM:KLASS I Symbol: RBARX Trade date: Mn 29, 13 12,911.799 10.164 131239.70 131239.70 9.910 127,955.92 -3283.78 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 9.910 18,650.50 -469.63 LT (Al: 1281 Current yield 0.19% Security total 14,793.787 10.164 150359.83 150359.83 146,606.42 -3,753.4t -3,753.41 continued next page SDNY GM 00021206 CNP700C6005643903 NP7000193349 00000 1115 030575001 10000 Pap 7 of 10 CONFIDENTIAL EFTA_00131826 EFTA01274033 SUBS UBS Strategic Advisor November 2015 Your assets . Fixed income . Mutual funds (cononued) Account name: Friendly account naml Account number: Purchase price' NUffliffl Aymara, price Client of shwa pet share (S) investment 01 GHISLAINE MAXWELL Cost Price per share bans() on Noe 30(S) Your Knandal Advisor: SCOTT STACK MAN LYLE CASRIEL 212432 I.7000/1300-308.3140 value on unrealized Rail investment Hddng Nov 30(S) gain or Ion (5) return (t) Period Total 1961,628.49 11,002,91747 1957,820.20 445,097.27 43,808.29 Total estimated annual income: $26,325 Your total assets Cash Cash and money balances Axed income Total Mutual funds Account activity this month Date Adiety Value on elm 30 ft) Pexentage d your account Cost tef6($) BlinvAed annual incur* (S) unrealized gain or loss (I) 28.90 28.90 957,820.20 100.00% 1,002,917.47 26,325.00 -45,097.27 $957,849.10 100.00% 11,002,946.37 $26,325.00 445,097.27 De option Dividend and interest income Taxable 6'mb:fends AMOCO (I) Nov2 Cwidend EATON VANCE FLOATING RATE FUND I AS OF 10/30/15 Nov 2 Cividend BLACKROCK STRATEGIC INCOME I AS OF 103015 Nov2 Cividend DOUBLE UNE TOTAL RETURN RAID INSTL AS OF 103015 Nov2 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 1030/15 Nov 2 Cividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 103015 Nov 2 ()Wend HSEIC TOTAL RETURN FUND CLASS I Nov 27 Cividend .11, MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 Nov 27 Cividend /PMORGAN UNCONSTRAINED CERT FUND CLASS SELECT 277.47 30014 175.83 373.84 193.77 28.90 383.23 393.24 Total taxable dividends Total dividend and interest income 52.126.42 12.12642 Date Activity Description Amount (5) Nov2 Transfer -126.78 Total other funds debited Other funds debited CNP700C000564.3904 NP7000190349 00003 1115 030575004 CONFIDENTIAL 4126.78 Y_GM_00021tMle 8 of EFTA_00 I 3 I 827 EFTA01274034 *UBS UBS Strategic Advisor November 2015 Account activity this month (contnuedl Investment transactions For more information stout the price/value shown for restricted securities, see fmpotTant MronnaMon about your statement at the end of this docunem Date Activity Dnciption °vanity valve (0 Price (I) Proceeds from investment tramacticos (I) Funds withdrawn fa inVnirroNt% beluga ( 9 ACCIUtd interest (I) Nov2 Reinvestment EATON VANCE FLOATING RATE FUND I DIVIDEND REINVESTED AT 8.68 NAV ON 10/ 30ii 5 ASOF 1090f15 31.967 -277.47 Nov2 Reinvestment ERACKROCK STRATEGIC INCOME I DIVCEND REINVESTED AT 997 NAV ON 103015 AS OF 103015 30.104 -300.14 Nov2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.88 NAV ON 10/3CIIS ASOF 10130'15 16.161 -175.83 Nov2 Reinvestment GOLDMAN SAC RS STRATEGIC INCOME CL I (AMEND REINVESTED AT 9.92 NAV ON 10/30115 AS OE 109095 37.685 -373.84 Nov2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 9.52 NAV ON 10/3015ASOF 1030115 20.354 -193.77 Nov27 Reinvestment 11, MORGAN STRATEGIC INCOME ORRORTUNMES FUND CLASS S DRIDEND REINVESTED AT 11.26 NAV ON 11/2915 34.035 -383.23 Nov27 Reinvestment 111MORGAN UNCONSTRAINED DEBT FUND CLASS SELECT DIVIDEND REINVESTED AT 9.72 NAV ON 11/25/15 40.457 -393.24 Total -32,097.52 Account name: I x ELL Friendly account n Account number. Your Nnandal Advisor: SCOTT STACKMANLYIE CASRIEL 212-821-700('800-308-3140 Date Activity Description Amount (I) Money balance activities Oct 30 Balance forward 3126.70 Nov 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11102/15 .97.88 Nov 30 Closing UBS Bank USA Deposit Account The UBS sea USA Deposit ACCOUIV is your primary sweet, WO^ 328.90 SDNY GM 00021208 CelP7000)30564.3905 NP7000193349 00003 1115 0305 CONFIDENTIAL 10000 Page 9 a 10 EFTA_00131828 EFTA01274035 *a UBS Your notes CNP700C0305643906NP7000150349 00003 1115 030575004 Y123570550 01160itiy_Gro_0002Ipag 10 Of 10 End of statement for account number Y I 23570 S5 CONFIDENTIAL EFTA_00131829 EFTA01274036 Important information about your statement LBS Firancial 5.n/ices W. the F im or UBS Financial Serviced( is a merrter of all orinchal searily, canned, and cptcre behaves. LES Financial Services and LES Bank USA are rdrect Wedges of LBS AG and affiliates of LES Secuitin U.C. The Fines financial statement is available upon wane. The Fires wear% offices ye a: LES lingual %roes lg. 1200 Harbor Etulivard Weehawken, NI 07086 This statement represents the orgy official feud of you U3SFeircial Services account, Other %cock rapt official ter docurentq containing conflicteddata should rot be relied ran If youberme there is an emx or omission pease repon h immediately n wrong to the Manch Manager of the %lice %wig your account. Annagh al fidget shown are ntended to be accurate. statement datashould not be used for tar purposes Rely sae& onyerend tax kern. Form 1099 Sege. 10425, etc.) whin prepregyour tu reran. The Fim 6 required by low to %pod to thei IRS all taabk rids-ids report** nontaxable dwidends and taxable Menet end on vacuities WIdnyou accent, net proceeds on sal transactexe, and cog lona on certain covered mast as. Corwranications with re Film • Please reconfirm any oral corm-taxation' in Wring tofurther protect your rips. 'raping you motes seder the Senates Investor Proiection An (WA). • litheenamel institution on the top left of to front of this steemer* isnot U3S Financial Services, ILES Financial %races cages yar account as clearng broker by arTaigerrent weh the retested nekton We Wormed you of this relgorehh whenyou opened this OCCOJI. In ti cask your kris and stories are located a U85 financial Senates and rot te eroclacing broker, ad you taxi mace a report of any emx or minion to both firms. All accent statements shall be cleaned complete and accurate i not objected to in tatty within 60 rays. • Please diect customer complaints or khans to he Fim's C ham Relations Depavnent a 201.352.1699 or toll-free at 8C0,394-9103, 800 A.M. to 6:00 P.M ET Monday through Friday, a in *Wig to U3S Financial Service hp, Client Relative Dna-Went, P.O. Box 7C6 Union City, NI 07087. • h me of errors or mintere about an electronic funds transfer WTbee payment or UBS Wedebit card transactions, call 990-762-1000, a ache to UBS Financial Services Ix., 1000 Hata Bind, 6th floor, lareehaviken. NI 07086, Attrc RIAMBSA Senates. Cal or coma as soon a pia cat if you trek yar statement or receipt 4 wrong on you need more erlonnatiri dxul a transfer on the eerier" or reaps. The firm or Card rue (as applorld must hear from you no leer than CO days slier the Nen sent you the fie statement on which the error or prcblen appeared. - nov ntrnhor t ry. - Mate the error or tie transfer you et unsure toe, and explah a clay as you can shy you be t is an error or why you need more information — Fronde the dollar amost of the weaned emu. The Firm or Cad Issuer era imegigateyout compaint and MI correct any enor promote/. I we take nue tan IC) business days to do the. we call crodi your assort For the anent you tit* 6 haw, so tat you will haw the use of the money PUN the time h takes us to complete our emstgation. Flea% make all checks payable to the Fin or to financial return rdcated on tie front of this statement h attar to regular accost fees, accounts may be abject to mantenare lees, throes for late payment for etude; purchases and chirps for unpaid intent in Cashace:tat Accounts that are trareerred to other institutions Frey be subject to a trawler fee UPS Sweep Opecow LBS offers optiom ice wieming cash balances, balances to bat skposits at UBS Bak USA and U3S AG Stanford branch (Bank Sweep Programs), money market mutual funds (Money Fix%) ad the interne anal Depose Account (Gera customers with an International Resource Management Account. Through tor Bank Sweep Program cash balances a. swept to 1185 Bak USA up to an established lent ad then to UBS AG Stanford Brandi a a Money Fund. Deposits at U85 Bank USA are FDIC insured in accordance with FDIC nat. Fa more information pease kit wwwfdic got. Deposes at L05 AG Strecrd Egad, aid shags of Morey Funds ag rot hared by theFDIC. Through the Ok mailable tour balms are 'wept to &post accounts at UBS AG New York Feanichard LBS AGC *man Brach These deposits are not Wised by the FOC. Balances held at the LES AG Cayman Branch are temporarily noosed to the sovereign Sc of the Cann Nods, and them is no gaureee a other obligation of LES AG to repay the balances while are LES Cayman's Brach's books. Deposits at U135 Bak USA and each UBS AG Branch are net protected by %PC . Money Fund sheet are protected by SIPC See #U35 Financial Services Account %gest:err below. Upon yore reµwet, balances in to Bank Sweep Rogan; a OA may to withdrawn and shawl of a Money Fund may be liquidated, ad the proceeds returned to you %Nur seamen account. Free iiormatnn about available sweep *pions, inckding nment unrest rates and neck, i available at "mod% corrieveephieloe from your Francial Advisor or by calIng 800-762-1000. UPS Financial Service' wart protection The Fir a a member of the Secures Investor Protection Caporal:en (51PC). Mach 'molests securities acorn of Cs members up lo S500000 arcludno 5214000 for Art: for cash). The SIPC asset protection limits apply to all acorn that you hold in a panicate- sagacity. The Fern, together with certain athletes, ha also purchased parkins/ea' protection. The malaria', amount payable to al •Igbie chants, cored:eh, trder this preecticn is 1500 millon as of December 10, 2013. %best tote policy corditons ad Imitations, cash at the Firm is further protected for ea to SI 9 million el the aggregate for all sour amounts head in a partkular capacity. A Iii copy of tie poky wading is available upon request. The SIPC protect en and the supplemental prgetion both do not apply to' • Certan financial assets controlled by (and included n your account value) be held awayfrom UlIS f natal Services (e.g., certainego/6h at LBS Bank. (i) orb at UK AG Stamford branch, (id heuraro• Froelich, including vine* annuities. and de dares of metal finds where such shares are registered drectry n the nane of the account holier on the books ad records of to applicant hoar or transfer agent). • finnan innostrnew contracts or battle"' intermit (fg., limited palneshiss and priest placements) tat are rot registered under the Securities Act of I933; ad • Commodities contacts (e.g., foreign end g ',tic cos metal cations), including futures CCntracta ad commodity option contracts, The 51K potation and to suppemental protection do not apply to these abet, es, 4 Sty othatrase appear on yo+ sieernents. the SEC plotecien and the g.PPlarientalproeclion do not protect mane changes in the main vale of your investments (whether as a result of market monernent, issuer brkruptcy or otherwid More id serration is avalable ter mane You may obtain more information about SIC, incladirg the 51K Brochure, by contacting 51K a Z02-371-8300% by memo the StrC website arrnew.alptoop Dividend Renvertment Program (MVP) The tree reflected is an antra?. price You may obtan the actual price from you Financial Advisor Or whole dues re purchased seder DRIP; partial shares will be told ad the cash we be deposited n your account. The eddied reinvestment pricesupplied byte iPer may Offer from the market price at which the partial shares am sold Csaletelieu City whole units may be had in you noire t you at sealed Cepa-lid unit as a result of p4rnent a otherwise, the NM call other sell panal stilts at modal price a accept an amount datamined by a riven-id closing agency, and credit you wort Investwent objectives The rnintmer* °Nouns ad risk profile at specic to each account and my wry between Please fl ew the Firm promptly n *nag of wry sig.-giant change in your Maga situation or rneernera objecting. Fa each CONFIDENTIAL account heck you choose one of to following Wesment objeclaer • %ogee Currentbmome. mint im as seang the generation d income any. • Actin* Capttat Appreciatetn: Imintrnonts seeking growth of propel rather than the proration of e. • Produce Conninaton of erten. and Capital Appreciates hiesiments 'Meg both tie generation of ncome aid gnash% pritptl. *Wall tisk profiles • ConserveMe Seeks to maintain initial creche with Imo risk and volatility to the amount owrall, even the means the accost does non generate gondcant worm annum and may rot keep pace with hffation. • Moderate Wiling to accept sane riot to pinata an tolerate some notedly to seek hgher returns. • Appetite: Wiling to accept high lac to precipal aid hit, volatility to she high returns one time. Statement liouseholdig" We may consolidate al related account statements with to sane address n the sane earn:he. Accosts may be related Ice this outpost bonne they have ounces who also maintain pig acorn relationships with other clones at the sae address. This practice 6 krown as 11-otageolirg R you prefer to receive Idivedual statements mated 0 separate envelopes — you may decline hauseholding by %ling yOur Financial A&isor. Friendly amount name The Friend& account name reflects inf amnion that you entered crip the firm's onlne selects webste. h a a cc/nameable *nierarew • chasm by you to men you nets pots recordkreping ha no legal effect an your account. You can change war Riendry accent names. trce4n Ortre Services a by contactrg you Finamial Advisor. ACCOWt overview • Woe of proof an-ormbrpordok, Net of assets and • Awe Incluts avail* cash balances, vases for restricted teary lest), and Global tine Dtp03itS, u -realied marts to make, and certain assets not MS by tie Fern. Does rot include unpriced secugiel assets at the end of the prior and caveat staterreM prods. or private lodgments, invested stock options and nercoage stock onions • Lialedities Include, debt berm ascending mean low, credit lie, thr account balances. • CashAwney balances. Total of uninvested available cash balances. plus UBS Bak USA deposit latexes LBS AG Stanford Branch deposit balances and rrpney make WOWl fund sweep balance; at the dee of the statement period. Noncom/rocky We credit balances in your accoug se rot segregated from other balances and the Fin, may use any of these funds in the order, could' of its ttamess. These funds re payable upon your darned. This total it included., the cunent period along value. SONY_GM_00021210 EFTA_00131830 EFTA01274037 Important information about your statement (continued) Lendirse information Ice delaNd information on the Fires larding practices and &causes. refer to as Client Relatanhip Acreernent or Aronnt Agreement and the General Teens ad Coedit ant MS Statement of Credit Franices available in dramvets atidDiscbscate at meow urn romuninmarnba. You 01M11 You statement Makes securities and other nuts held in the accent at the end of the statement period. You may ask for delves& of lit& paid securities at r tine. You may receive securities toed as loan coareral after paying any balance der on there Any *curium fra RU to the Fins any to natant paid are krod at racket vale as of the ev-4 of the statement ad- • Cost base. In determining the cow bans of the vet sutes inokided n this statement where in doted the marker LOS naiad Sevin hit relied alinformation obtained from sauces other than UBS Financial Sanus. molding ntormation Iran another km a that you may have provided to you Fnancial Adam The Nom don not independently rorily guarantee the roma a valdia of ary nromution provided by tastes Ow than LES Financial Services h alien attlxugh LOS Financial Straus general& updates this idornutian at it it received. the firm does not provide at nuances that the information under "Cost basis' and linvalced gall to is accurate as of the date of this statement. As such please do not re& on this Mention to make pachne or role decisions. for is pupates a of erwise. Accounts tranterfed to the Five may reflect gees/loss information on for the period of tine they are held at the Fa Mae historical ramalon an be added by you ;rancid Advisor. • Unrealised gairsilosees When data is wadable. estimatedla-realized gird Sasses are a/caned for individual nasty lots. The transaction data la naiad lots may or may floe MUNI CarnInstr0 charges ands tensity reorganization events. Dialed and other reinvestment lots and systenutk pucluse bit are each cartned to display one swaged lot The Trade dace' colours/mama original varnacoon trade date. • Callable ,.rarities Bends ant preferred stock that the issuer rots for ea rederrOlUn wabe selected /martial& by lot Iran among all SOO-Mb of that issue held n our ruffle or n moaner name fa at clients Call bare incianthen s cbtaied from third parties and es arelra, is not guaranteed. Other call leaves may exist winch could affect Weld carolete earnalan will be pr aided upon request • Certificates of deposit (CDs). COs ar FDIC :mad up to $29D.000 in ;cabal and accrued interest per depostcr and per depository naktion in accordance wth FDIC rules. • Primaalue Prices displayed for teethes and oat products may be higher or lower than the peke that you wthikl actual/ recta n the market Prces we cbtaned front veva thed prey sources which we beam* to be reliable, but vie do not guarantee they accuracy. — We 9orty* use the dosing twice "Awn avabbio or the mean of the bid and ask prices fa hosed securities and colonsor on& bid prices la OTC securities. — Less actin& traded securities maybe priced using a valuation model or the mon recent pie we obtained and may not reflect an actual meat price vabe. — Certain position may appear with:Lila ;nee and will show as 'peke was not avalable• it we re umble so obtain a price for a warily - Deposits a sautes denominated iscurrencies ocher dr:nth& dollars are reflected at the eichange rate as of the statement date. - Ter eaten woman rang in nencolfeemng denrrninaltat. Got at elltelity0auf wafters may have been ademed to f reale prow vabstion To tablet) Current quota:els, ran avant*, contact you f nancial Advisor. • Private andante and structured products. Private inestmat seasiles (ix Wig drect partication program and real estate inteStMent trust securities) at strucued products are general& luau liquid. Caton structured moats have not been regineced with the Securities and Exchrw Commission a Ina ;royale securities laws. We provide masted vats let private rattan realties mid structirod products for inter matcAal Geneses only. Accuracy is not gurantrod. — These values raydiffer substantial,/ ilmen pekes, if ant at *hilt a prate immanent seculty sakktved prothal may be boucle a sad and do not necesurily represent the robe you Misr recent upon liquidation, - Reid parlyestinges of value a as of a torten dale and are Applied to UBS Fnancial Serviced on a regale basis by an independent valuation I a. - halt, general panne. Of space ideated values. if any. me supplied to the Fatty the our, wealpartner a space and may be calculated based on &era eatematon ban tut used by third pities to dome thee esteemed robes. - You can °bean addirorul erformaten regarding the methodology used to decennia the estimate of value and the date of the formation that is the basis for the estimateby contacting sour Financial Advisor. - Thid prey estimated robes may be reflected as 'Not priced' in several Morons: van an independent valuation Inn has not Srotaled a is unable to asst., a robe, when we become aware that a material event has roomed that st y call a peeve:they regaled value inks question a when value would be high& speculative due to the nature of the acuity - When neither an mum, general palm te sponsor estimated wake nor a third-party estimated value is PrOvelet the value of the security nilbedifferent from is owchase 0(10 — 'Disiebitiarm to date' may nellatt return Of capita, income a both. — •Cricesattril See' represents the nib& offering price per me and Indy IVA reelect you cost basis • Restided 'entities Restroted main general& are not carrot& elptle for publk sal. LEIS Financial Serves uses the mate) price of tte unrestricted Oak of the same issue as an imputed value foe the restricted stock for purposes ottha dreamt Ora To the anent that rowan securities are *liable for role, the value received may be substantial& less than the imputed yak* shown • Est. (rotimeted) inane, current yield. and rata An estimate of annul income is bad on current dvidend and iteren rates, attuning the securities will be held for one yea from statement date or troil maturity TM estenale is on' a guideline. accuracy arid continued meant me not guareced — Estimated an al income and current Weld for cedar types of saltines could nclude a rerun of Prnallel Or capital gains n which case the est. income fat current weld) would be overstated. — Estimated annual tarn* ind cultist yield and the actual income and yield night be bwer or higher than the estmmed arnxras. — An estate of a-realized income fdiederd rota inferno divided by the careen mate vakulavurite balance is bawd on the last dividend or interest Pasant made by the issuer and assures the seastrodeposes will be hell for one year from the statement data until maturity. Accuracy and contnued yetb me not guaranteed • Assets not hal by UK Financial Services Certain assets are nal held by the Fir and nit nehn the Farm's possesnon or control. These assets are deployed on yet statement fa infOrmationel pod ores cart Positions and values presented are pronded by the issuing Inn. LSS FS-Uncial Services is not respaGN to des intonation and roes not guarantee its accuracy. These assets are rot protected by SIC or the Fines umplanental Set coverage. • Revenue shoring and additional compensation — In addition to commissions on sales and last lees received n ccnnecton kWh the chstratkin of nvtual lull to our clones we odor Our aflame receive revenue shanng Premieres from dntribulces anew ethical of the mutual finds that we sell. these amounts are beam two raven: components (I the amount of sales by LBS of a pankular mutual fund fan& to our dents. and fro the asset yak* of a particular mutual fund Imiys sheet hekl at the fern — We aid Or reale ate receive networking and corneas processing lees in consideration br trance agent services that coe provide to the mutual kends These fees gam" are pad from investor assets n the mutualhal and are a fixed dour amount based on the number of accounts at the knaketelealer holden; maul hands of that fund family CONFIDENTIAL - h addition to eommissens received in connection wth the safe or disteation of acoudy contracts and tat neettnent crust units to our cants, we enact cur affiliate rake 'erne sharng compensation Fran many of the nuance combats underaning the arruily contracts, allMates of the irourece ccenpanies or sponsors of the unt investment trusts we datute. — Cur ail aisles also receive trading commissions and other compensate:estrum mutual fads and insurance companies whose products we darbute. — We receive an dna fee horn LOS Bank USA and UBS AG Stinted Brandi of up to 115 per access-it sweeping to the banks under the UBS Bank Snap Frogarns. Adivity hfrurrutionregardng comma an and other charges incurred n correction With the executor of trades. abing option transactions has been included en anlimutions venous& furnished to you. and veil be provided toyou promptly on request. Skirt selling t you are engaged sham selling a security, you may nos a charge die to cenin baroverg costs for that paliwla saunty. Open orders Froarding open a • coattilcascellee ceders that were not emotedbythe statement date, open buy and sell stop orders are reduced by the arroint of addends a riot on an exavidends a weights dote unless instructed otherwise by you. You ate reirionoble la orders that re executed due to your blurs to cancel tMtin9 open orders. Privacy To cbtain a copy of our current aced Revery Notice. past contact your Financial Mae a vin our websa at wane obi root/ode mutate./ UBS termicial Services is nal a bark. The PIMA, Business Services Account BSA and IRMA are brokerage accounts rah provide access so baring union and products through arra-wants wth aft fated barks and other thrd-party banks, and provides access to insurance and envy products issued by unaffiliated thrdany aurae companies through inawarro agency subskliaties of UBS Financial Services W. he evetni, nsuraixe. art rnuny products: Not FlanK rand • No bunk guvanteee May lose value RIM Resource Management Account. Business Services Account EGA, AMA and international Ethane Management Aerate are registered service marls of UBS Panne Services tic Visa Siannue is a registered service mark of Visa International. LOS Visa Signature aede cads and WS Vcia debt cards are issued by LBS Bank USA with passion horn Vita USA evaporated. USS Finateral Semites Inc Rev. 201511 SDNY_GM_00021211 EFTA_00131831 EFTA01274038 UBS U85 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 fml0093750591215102 Y1 0 Account name: GHISLANE MAXWELL Friendly account name Account number- Your financial Advisor: SCOTT STACK HANILYLE CASRIEL Ffione 212-821-70001800-308-3140 UBS Strategic Advisor December 2015 rd-in ANC MAXVVPI NEW YORK NY 10Ub5.7007 Questions about your statemett? Value of your account Call your Financial Advisor or the RMA ReSourCeb ne at 800-atAA- 1000, on November 30 (S) on December 31(S) account 025023570 Your assets 957,849.10 821.65 Mslt our websIte: Your liabilities 0.00 0.00 www.ubstomainancialservices Value of your account $957,849.10 $821.65 Tracking the value of your account S Thousands Sources of your woo wit growth during 3015 Value of your account at year end 2014 S96705004 167.1 9578 Net deposits and withdratials 4955,204.78 Your MeStrYleil I return Dividend and interest income Chance in market value 523,693.37 -534,721.98 08 Dec 2015 Value of your areccere on Dec 31, 2015 5621.65 Dec 2014 140v 2015 Member SIPC SDNY GM 00021212 Loir/CC04o0c075059 sw70003118760C003 121503057500_0000 Page 1 of 14 CONFIDENTIAL EFTA_00131832 EFTA01274039 $UBS UBS Strategic Advisor December 2015 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and money balances 821.65 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3821.65 5821.65 100.00% Account name: C. .1t. ELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Percentage change December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC I - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Your K Rancid Advisor. SCOTT STACK mAn LYLE CASRIEL 212-8214000i 800-308.3140 • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. VIIS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the imponant informal an about your statement on the last two pages of this statement for details about those balances Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ENP70004038075060 WA3003i187600C03 1215 0305750a (titiNY_Gm_0002itint 2 of 14 CONFIDENTIAL EFTA_00131833 EFTA01274040 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: December 2015 friendly account naMi Account number. SCOTT STACK MANLYLE CASRIEL 212-821-70001800-30&3140 Change in the value of your account December 2015 (Si Year to date (S) Opening account value $957,849.10 $967,050.04 Deposits, including investments transferred in 0.00 2,600.00 Withdrawals and fees, including investments transferred cut -949,570.85 -957,804.78 Dividend and interest income 2,272.31 23,698.37 Change in market value -9,728.91 -34,721.98 Closing account value $821.65 $821.65 Dividend and interest income earned For euipoieij of trts statement, rceattity of interest and clincienci inœrne h& been determined tram a US tat reporting pen:pied:re. Based upon the residence of the account ticket account type, or product type, some interest ardor dyidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tarts The cent month statement is not intended to be used and Jame be reed upon for lac purposes. Clients should refer to the apOiciple tar reporting tom they recent from UBS annually, such as the Points 1039 and the can 480, for lax reporting information It is the Pradke Of UBS to file the azNicatle tac reporting forms veth the US interne Revenue Senile< and PR Treasury Department and m such forms accuratety daa fy chicknct ardor interest as lac ekerrpt or tattle income. Pleae consult your includual tan prepare( December 2015 (3) Year to date IS) Taxable dividends 2,272 31 22,293 43 Taxable interest 0.00 0.48 Total current year $2,272.31 $22,293.91 Prior year adjustment 0.00 1,404.46 Total dividend & interest $2,27231 $23,698.37 Summary of gains and losses Values reported below exclude products for which grans andlosses are not classified Realized gains and losses Unrealized December 2015 (1) Year to date (S) gains and be-es (S) Short term -877.97 -877.97 000 Long term -53,948.21 -53,948.21 000 Total -554,826.18 -$54,826.18 $0.00 Cash activity summary See Account ac may the month tot deta &lances in your SweepCPI/ens are included, n the azonng and closing balances value. FDIC insurance araNies only to deposits at u95 Bank USA, not to deposits e LtS AG. Stan-told Er and) or bank deposits paced through the LIPS Internaiona Depose Account pogrom sec protection applies to money market sweep find holdings but not bank deposits. Steimportant incarnation DbOuty0ut Statement on the last two pages d this document for *tab December 2015 IS) Year to date (S) Opening balances $28.90 $5,184.25 Addkions Deposits and other funds credited 0.00 2,600 00 Dividend and interest income 2,272.31 23,698.37 Proceeds from investment transactions 949,455.25 949,455.25 Total additions $951,727.56 $975,753.62 Subtractions Professional management fees and related services 0.00 -4,831.62 Other funds debned -949,570.85 -952,973.16 Rinds withdrawn for investments bought -1,363.96 -22,311.44 Total subtractions -$950,934.81 -$980,116.22 Net cash flow $792.75 -$4,362.60 Closing balances $821.65 $821.65 SONY GM 00021214 EuP7OCO4C08075061 HP700)31187600003 17150305 110000 Page his( Id CONFIDENTIAL EFTA_0013 1834 EFTA01274041 UBS UBS Strategic Advisor Account name: ELL Your financial Advisor Friendly account name: SCOTT STACK MANLYLE CASRIEL December 2015 Account number. 212-821.700O800-308-3140 UBS Bank USA Deposit Account APY Interest Period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 $28.90 Closing UBS Bank USA Deposit balance Dec 6 $86.70 Number of days in interest period 31 Average daily balance $38.22 Interest earned $0.00 Annual percentage ye Id earned 000% Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratement a t the end of this document Your retrain objective: Current income &capital appreciation Your risk profile: Primary Moderate investment consderahon None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. £nP70004008075p62 HP700031187600:03 1215 03057soa4 GM_00021Nie 4 of 14 CONFIDENTIAL EFTA_00131835 EFTA01274042 *UBS UBS Strategic Advisor December 2015 Your assets Account name: CHISLAINE MAXWELL Friendly account named Account number. Some Onces, income and current vdues ShOwn May be epprOxIirlent. AS a mum. gains and losses may not be manately reflected. See vapor:ant inlOraialiOn about your gatemen: a the end of the et curnem IOr more infornalon. Cash Cash and money balances Cash and morey Pittances may include avalaole cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch &pout account balances and money matte mutual fund sweep balances. UBS Bank USA deposit account balances are insured by Irk FDIC erg ts n topic ebk limits, but are not poteded by PPC UBS AG Stanford Branchdeposit sec oum bsances an not insured ty FDIC and are not protected by SSC Maley worker sweep barances are protected by WC but ate not insured by the FDIC. See the Important information about your statement at the end of this document for details aborts IFose blames. Hddng U85 BANK USA CEP ACCT 28 90 821.65 250.000 00 Ocenng bdance Cloung tolesxe Pn re per share Average on Dec I (S) on Dec 21 (S) co Dec 31 (S) rato lanidend Interest period Your %sandal Advisor: SCOTT STACKMANLYLE CAMEL 212-821-7000/800-308-3140 Drys et period Cepan:runt Ill Your total assets Value On Dec 31 (5) rercenta.,,t of Cost ESbMcied your aCCOunt bats (5) annual income (S) Unreateed darn or loss (5) Cash Total $821.65 100.00% 5821.65 Cush end money balances 821.65 100.00% 821.65 Account activity this month Date Aftixty DeSC(OttOn AmOU.11 CS) Dividend end interest income Taxable dim:fonds Get 1 Dvidend EATON VANCE FLOATIN3 RATE FUND I AS OF 11/30/15 266.89 Dec 1 Dvidend BLACKROCK STRATEGIC INCOME 1AS CC 11130'15 312.58 Dec 1 Dvidend DOUBLE UNE TOTAL RETURN FUND INS11. AS OF I Il3Cf 15 165.54 Dec 1 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF I 1130/ 5 438.57 Dec 1 Dvidend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF I 1130/15 180.38 Dec 1 Dividend 1-158C TOTAL RETURN FUND CLASS I 85.70 Dec 23 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF I 2122/ 15 257.92 Dec 24 Dividend EATON VANCE FLOAT1N3 RATE FUND I AS OF 12/23/15 193.88 continued next Page SDNY GM 00021216 ENP70004C090750Ea PIP7C00311876 0[003 1715 03057 10000 Page 4 CONFIDENTIAL EFTA_00131836 EFTA01274043 UBS UBS Strategic Advisor Account name: Friendly account name: GH1SLAINE MAXWELL Your 15 Bendel Advisor, SCOTT STACK MANY LYLE CASRIEL December 2015 Account number: 212.82I.7000f 800-308-3140 Account activity this month (continued) Dividend and interest intorno (continued) Taxable dividends (continued) Date Actlity Descraton Amount (S) Dec 24 Dividend BLACKROCK STRATEGIC INCOME I AS OF 12/23115 241.61 Dec 24 Dvidend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 12123115 128.24 Total taxable dividends Total dividend and interest income 32,27231 32.27231 Date Attlely Dec 1 Transfer JOURNAL TO Y1 23575 GHISLAINE MAXWELL -28.90 Dec 22 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL -949,54195 Total other funds debited -S949,57025 Destspbon Amount (5) Other funds debited Investment transactions rot mare informeton atovt t re oncevalue gown for restricted sweeties, see important Ingotmetion grout your anoment a the enact( thrt Cote Acb4Iy Deseapibn QUalltity Vat.* (I) Price 01 Proceeds from investment transactions (1) Funds *Macaw fcr inveltrnentsbcuOt (1) Accrued Interest (S) Dec I Rem ws-tment EATON VANCE FLOATFIG RATE FUND I DIVIDEND REINVESTED AT 8.53 NAV ON II/30115 ASOF 11/30115 31.288 -266.89 Dec 1 Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND REINVESTED AT 994 NAV ON 11'301 S AS OF 1113015 31.447 -312.58 Dec 1 Rem wstment DOUBLE UPE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.84 NAV ON II/30/15ASOF 11/30115 15.271 -165.54 Dec 1 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I DIVIDEND REINVESTED AT 9.89 NAV ON Ili 30I15 AS OE 1930115 44.345 -438.57 Dec 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z DIVIDEND REINVESTED AT 9.47 NAV ON Ili 3005 ASOF 1113005 19.048 -180.38 Dec 22 Sold EATON VANCE FLOATING RATE FUND I FBOID 53557485472 -8,799.133 8.390 73,824.73 Dec 22 Sold JP MORGAN STRATEGIC INCOME OPPORTUNITIES HOC CLASS S FBOID 53557487940 •10,983.358 11.090 121,805.44 Dec 22 Sold BLACKROCK STRATEGIC DICOME I FBOID -16,514.353 9.870 162,996.66 53557484608 continued next page ENP70004C06075064 NP70003I18760CCO3 1215 coos7sco4 CONFIDENTIAL I lOariaYGM00021tFt94 6 of 14 EFTA_00131837 EFTA01274044 *UBS UBS Strategic Advisor December 2015 Account activity this month cconiinuea Investment transactions (continued) Date Act my DeSCIIPUOn Outtetty Vdue (I) Price CS) Proceeds Fran inwstment toreachons (s) Funds withdrawn la investmenlibee‘bt (S) Accrued interest (1) Dec 22 Sold DOUBLE LINE TOTAL RETURN FUND INSTL FBOID 53557485175 -4.865.730 10.840 52,744.51 Dec 22 Sold GOLDMAN SACHS STRATEGIC INCOME CL FBOID 53557487239 -14,263.561 9.750 139,069.72 Dec 22 Sold PRUDENTIAL ABSOLUTE RETURN BOND FUND Z FB01I3 53557488740 -10.133.707 9.410 95358.18 Dec 22 Sold JPMORGAN UNCONSTRANED DEBT FUND CLASS SELECT FBOID 53557488450 -10,388.824 9.650 100,252.15 Dec 22 Sold I-ISBC TOTAL RETURN RJND CLASS I FBOID 53557487437 -5,780.066 9.980 57,685.06 Dec 22 Sold RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I FBOID 53557488823 -14,793.787 9.850 145,718.80 Total $949,45525 41.363.96 Date Activity (*seriph°, amount (S) Money balance activities Nov 90 Balance forward 828.90 Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Dec 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12)22115 -86.70 Dec 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 257.92 Dec 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 563.73 Dec 31 Closing U.S Bank USA Deposit Account 5821.65 Account name: ELL Friendly account n Account number. Your PI sandal Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-7C00/ 800-308-3140 The UBS Ban. USA (lepaSit ACCOunt Is your primal)/ sweep %mon SONY GM 00021218 DIPIOCOMS08075065 N87000.11187600003 1215 030$ 1 loo m° 14 CONFIDENTIAL EFTA_00131838 EFTA01274045 SUBS U BS Strategic Advisor Dern-tor 7015 Realized gains and losses Account name: Friendly account name Account number: Tne ego-wed realized gam and losses stows below ate nos for tac purposes. Please rate that gain or loss recognized on the sae Or redemption Of Ct nain Structured eroauas, Ike Continctni Deot Securities. May to Ordnary, and not capita, gain or loss. Please Check with your tar ad not To (alaiale gam arid losses. Int liquidate the ddest security lot first. This is known as the firm'n lint out or FF0 accounting method We use this method unless you specified whit h la lot to close when yeti placedycco order. Thit is known as a winos pachasts or VSP order. See important information about your statement a the end of this document for more Short-term capital gains and losses Security desorption Method Ouarany or ourchixe tae yak* date sac date Sae amount (5) Cost basis (I) wash sale cost basis adjustmeM(S) tem (5) Gain (S) BLACKROCK STRATEGIC INCOME I RFO 278 066 Dec 22, 14 Dec 21, IS 2.744.51 2,814.03 -69 52 1110 27895 Dec31,14 Dec 21, 15 275.33 282.02 •669 RFO 25958 tan 30.15 Dec 21,15 256 20 264.25 -8 05 1110 24.751 Feb 27,15 Dec 21, I5 244.29 252.96 -8.67 RIO 26020 Mar 31, 15 Dec 21,15 256.82 265.92 -9 10 RIO 33274 Apr30, IS Dec 21,15 328.42 339.06 •1064 RIO 35.012 May 29. 15 Dec 21,15 345.56 355.72 -1016 RFO 29.776 llr 30, 15 Dec 21,15 293.69 300.14 -625 RFO 31.177 3i, is Dec 21,15 307.72 313.95 -623 RIO 29391 Aug 31,15 Dec 21,15 290.09 294.20 -4.11 RIO 25 215 Sep 30, IS Dec 21, 15 248.87 250.38 -151 1110 30.104 Oct 30, 15 Dec 21,15 297.13 300.14 -3.01 FIFO 31 447 Nov 30.15 Dec 21, 15 310.38 312.58 -2 20 DOUBLE LINE TOTAL RETURN FUND INSTL 1110 18.629 Dec 31, 14 Dec 21,15 201.94 204.36 -2.42 FIFO 15.326 len 30,15 Dec 21,15 166.13 169.97 -3.84 FIFO 13.969 Feb 27, IS Doc 21, 15 151.42 153.94 -252 FIFO 16.543 Mar 31, IS Dec21, 15 179.33 182.63 -3.30 RIO 16023 Apr30, IS Dec 21,15 173.69 176.25 •256 RFO 16.842 May 29, IS Cec2i,I5 182.57 184.93 -2.36 RIO 16.655 Jun 30, 15 Dec 21,15 18654 181.04 -0.50 RIO 17.309 1t./ 31, 15 Dec 21,15 187.63 189.01 -1.38 1110 16008 Aug 31, 15 Dec21,15 173.52 174.33 -0.81 FIFO 16125 Sep 30.15 Dec 21, I5 174.80 176 41 -1.61 GHISLAINE MAXWELL Your A sandal Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-7000(800-308-3140 information We may not ad ust gans and losses for al taxi chanrs. We akecmalicSty adjust cost basis for titrieirerOt and AMT coupon munlotaa sec unites for c•sUmateclaTomaton Of Mei° prena isTis aid for accrete° OID for sec unties issued at a clxcum n you lequestedthat U8S &lust cost bases for the bad premium atroatation on Wale debt secuntiesthen cost brid reflected for these seCuribes has been adjusted inmates in the unclass444 section can not be classified as short tensor long tom bet arse information is sitting or the product is one in which the gariloss calculation is not provided continued next page EtiP70C04808075066 NP70003I 1876 OCCO3 1215 03057 11061 50: y GM 0021tIleB 0t 14 CONFIDENTIAL EFTA 00131839 EFTA01274046 *UBS UBS Strategic Advisor December 2015 Realized gains and losses (continued) Short-term capital gains and losses (continued) Security description Method Ouantey of (at value PuChaSe due Sale date 921e amount (S) Cost basis (S) Wash sale Cat basis adjustment(S) Las (5) Gain (S) RIO 16.161 Oct 30, 15 Dec 21,15 175.18 175.83 465 RIO 15271 Nov30,15 Dec21,15 165.54 165.54 EATON VANCE FLOATING RATE FUND1 RIO 29321 Dec 31, 14 Dec 21,15 246.00 261.25 -15.25 RIO 27.891 Jan 30,15 Dec 21,15 234.01 2413.23 •14.22 FIFO 25.220 Feb 27, 15 Dec21,15 211.59 226.73 -15.14 RFO 30284 Mar 31, IS Dec21,15 254.08 272.25 -1817 RIO 28.711 Apr 30,15 Dec21,15 240.89 259.26 -1837 RFO 29308 May29, 15 Dec21,15 245.89 263.77 -17.88 RIO 28310 Jun 30, IS Dec21,15 237.52 252.81 -15.29 RIO 29.620 1u131, IS Dec21, IS 248.52 263.91 -15.39 RFO 30.915 Aug 31,15 Dec 21,15 259.37 271.74 -1137 RIO 29.697 Sep 30, 15 Dec21,15 249.16 258.36 -920 RFO 31.967 Oct 30, 15 Dec21, 15 268.20 277.47 -9.27 RIO 31288 Nov30, 15 Dec21, I5 262.51 266.89 -4.38 GOU)MAN SACHS STRATEG!C INCOME CL I RIO 79.631 Dec 26,14 Dec21,15 776.40 822.59 -46.19 RIO 27 701 Dec31,14 Dec 21,15 270.09 284.77 • I 4 68 RFO 29.774 len 30,15 Dec 21,15 290.29 299.53 -9.24 RIO 28.292 Feb 27, 15 Dec 21,15 275.85 288.58 -12.73 RIO 33.010 Mar 31, IS Dec21, IS 321.85 332.08 -10.23 RIO 38.176 Apr 30,15 Dec21,I5 372.21 384.43 -12.22 RFO 38.147 May29. IS Dec21,15 371.94 386.43 -14.49 RFO 40.713 Pin 30, IS Dec21, IS 396.95 408.76 -11.81 FIFO 41.943 1u131, IS Dec21,15 408.94 421.11 -12.17 RIO 36.867 Aug 31, 15 Dec 21,15 359.46 367.20 -7.74 FIFO 31.638 Sep 30, IS Dec21,15 308.47 312.58 -4.11 RIO 37 685 Oct 30, 15 Dec 21,15 367.43 373.84 -641 RIO 44345 Nov 30, IS Dec 21, 15 432.36 438.57 -6.21 continued nen page SDNY GM 00021220 RIP70C04009075067 NP700031187600003 1215 03057 0O3O Page 9 of 14 Account name: ELL Friendly account n Account number Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7C00/ 800-308-3140 CONFIDENTIAL EFTA_00131840 EFTA01274047 (SUBS UBS Strategic Advisor Account name: Friendly account name. ONISLAINE MAXWELL Your Knandal Advisor, SCOTT STACK MAMLYLE CASRIEL December 2015 Account number. 212.821.7000f800-308.3140 Realized gains and losses (continued) Short-term capital gains and losses (continued) Security ciescrotion Method °usably at PISChaSt fae wise date Sale date yak amount (II Cost basis (S) Wash sale COSI basis atustrnent(S) toss ($) Gain (S) JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CL4S5 S RFO 28.166 Dec 30, 14 Dec21, 15 312.36 330.11 •17.75 RFO 5.466 Ian 29,15 Dec21, 15 60.62 64.06 -3.44 RFO 25413 Feb 25,15 Dec 21,15 281.83 299.11 -17.28 RFO 61827 Apr 28,15 Dec 21,15 696.75 738.85 -42.10 FIFO 25.666 May 27. IS Dec21, I 5 284.64 301.58 -16.94 FIFO 28.655 Jun 26, 15 Dec 21, 15 317.78 334.69 -16.91 RFO 30822 PA 29, IS Dec21, 15 341.82 357.23 •I5.41 RFO 29.314 Aug 27.15 Dec 21,15 325.09 336.52 -11.43 RFO 31.648 Sep 28,15 Dec21,15 350.97 359.20 .823 FIFO 32.502 Oct 28, IS Dec 21,15 360.45 371.17 •I0.72 RFO 34.035 Nov25, I5 Dec 21, 15 377.45 383.23 •5.78 JPMORGAN UNCONSTRANED CEBT FUND CLASS SELECT RFO 182.889 Dec 30, 14 Dec21, 15 1,764.88 1,834.38 -69.50 RFO 168.758 Apr28,15 Dec21,15 1,628.52 1,687.58 -59.06 RFO 24.587 May 27, IS Dec21, 15 237.26 245.13 -7.87 RFO 32.092 lin 26, 15 Dec2I.15 309.69 317.39 -7.70 RFO 24.999 Jul 29, 15 Dec 21,15 241.24 246.49 -525 RFO 24.237 Aug 27, 15 Dec 21,15 233.89 236.80 -2.91 RFO 10.639 Sep 28,15 Dec21,15 102.66 103.20 -0.54 RFO 17.920 Oct 28,15 Dec 21, 15 172.93 175.62 -2.69 RFO 40.457 Nov25, 15 Dec21,15 390.41 393.24 -2.83 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z RFO 22.072 Dec31.14 Dec21.15 207.70 214.54 -684 FIFO 21.780 Ian 30,15 Dec21, IS 204.95 211.48 .653 RFO 17.783 Feb 27.15 Dec21,15 167.33 173.56 -6.23 RFO 18824 Mar 31, 15 Dec 21,15 177.14 183.16 -602 RFO 18.657 Apr30, 15 Dec21,15 175.56 181.53 -597 RFO 20308 May 29.15 Dec 21,15 191.10 196.99 -5.89 RFO 19.267 Jun 30, IS Dec 21, 15 181.30 '85.35 -4.05 continued nee page ENP70C04039375003NP70003I1876 OCCO3 1215 03057 Et§. 500 0021bna 10 of 14 CONFIDENTIAL EFTA_00131841 EFTA01274048 UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your !Mandril Advisor: December 2015 Friendly account name Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7C00/800-308-3140 Realized gains and losses (continued) Short-term capital gains and losses (continued) Secunly description Method (Manley or PUChaSt Jae Woe doe Uit date Me amour (S) Cost bast (S) wash salt cost basis apjuslment(S) las (5) Gain (S) FIFO 19387 Jul 31, 15 Dec 21,15 182.43 186.50 -4.07 f rFO 18.658 Aug 31, 15 Dec 21, 1S 175.57 178.18 -2.61 FTC) 19.978 Sep 30,15 Dec 21, 15 188.00 188.79 -079 FIFO 20354 Oct 30, IS Dec 21, 15 191.53 193.77 -2.24 FFO 19.048 Nov30.15 Dec 21,15 179.24 180.38 -1.14 Total $27.234.S7 828.112.94 -8877.97 Net short-term capital gains and losses 4877.97 Long-term capital gains and losses Wash sale Natty or PWChalt SS Salt Cat cost basis security descreption faeroo (ace ate date date amount (I) bases (S) arEcatment(S) toss (5) Gain (S) 8LACKROCK STRATEGIC INCOME I FIFO 15,82 5.243 Sep 26,14 Dec 21, 15 156,195.14 163,000.00 -6,804.86 FIFO 0.858 Sep 30.14 Dec 21, 15 8.47 8.82 -0.35 RFO 28357 Oct 31,14 Dec 21,15 279.89 290.94 -11.05 RFO 31$09 Nov28, Id Dec21,15 313.95 327.63 -13.68 COOKE LINE TOTAL RETURN RIND INS% RFO 4,490.660 Jan 29, 13 Dec 21, 15 48,678.75 51,103.71 -2,424.96 RFO 18.527 Feb 28, 14 Dec 21, 15 200.83 203.06 -2.23 RFO 18.560 Mar 31. Id Cec 21,15 201.19 202.30 -1.I1 RFO 18.797 Apr 30,14 Dec 21, 1 5 203.76 205.45 -1.69 FIFO 18.153 May30, 14 (AK 21,15 196.78 199.86 -3.08 RFO 17.969 leas 30, 14 Dec21, 1 5 194.79 197.48 -2.69 FIFO 19.455 ltA 31,14 Dec21,15 210.89 212.84 -1.95 RFO 18.632 Aug 29, 14 Dec 21, 15 201.97 204.95 -2.98 RFO 17345 Sep 30,14 Dec 21,15 188.02 189.75 •1.73 RFO 16.608 Oct 31, 14 Dec 21,15 180.03 182.19 -2.16 RFO 16.163 Nov 28,14 Dec 21,15 175.21 177.95 -2.74 continued next pege SDNY GM 00021222 (3070110400907500? NP7CC03118760C003 1215 03057500a% Page 11 of 14 CONFIDENTIAL EFTA 00131842 EFTA01274049 *U BS UBS Strategic Advisor Account name: CHI IN MAXWELL Your A Asocial Advisor. Friendly account n SCOTT STACK MANLYLE CASRIEL December 2015 Account number. 212-821.70001800308.3140 Realized gains and losses (continued) Long-term capital gains and losses (.contwateen Secunty destrotion Method Qua(llny Or Purchase fat yaw date Ude date 5* arrount (S) COSI basis (0 Wash sale <OR basis altransern(S) Loss (S) Gain (S) EATON VANCE FLOATING RATE FUND I FIFO 5,463.943 Lan 29,13 Dec 21,15 45,842.48 50,159.00 4,316.52 . RFO 2,727.687 lan 21,14 Dec 21,15 22,885.30 25,122.00 -2,23670 RFO 22.255 Feb 28, 14 Dec 21,15 186.72 204.30 -17.58 FIFO 24.950 Mat 31, 14 Dec 21,15 209.33 228.54 -19.21 RFO 23853 Apr 30, 14 Dec 21, 15 200.13 217.78 •17.65 RFO 24.941 May30, 14 Dec21,15 209.25 227.95 •18.71 FIFO 25.190 Jun 30, 14 Oec21,15 211.35 230.49 • 19.14 FIFO 26.114 1,431, 14 Dec21, 15 219.09 238.16 -1907 FIFO 26.834 Aug 29, 14 Dec 21,15 225.14 244.19 -19.05 FIFO 26.426 Sep 30, le Dec 21,16 221.71 238.36 -16.65 RIO 26.475 Oct 31, 14 Dec 21, 15 222.13 238.54 -1641 FIFO 27.933 Nov28, 14 Cec 21,15 234.36 251.65 -17.32 GOLDMAN SACHS STRATEGIC INCOME CL I RFO 4,731.710 tun 24, 13 Dec 21,15 46,134.17 49,541.00 -3,406.83 FIFO 1,874.976 Sep 03,13 Dec 21,15 18281.02 19,631.00 -1,349.% RFO 2,068.768 Oct 02, 13 Dec 21,15 20,170.49 21,660.00 -1,489.51 RFO 4,790169 Lan 21,14 Dec 21,15 46,704.14 51,159.00 -4,454.86 FIFO 27.967 Feb 28, 14 Dec 21, 15 272.68 296.45 -2377 RFO 30.882 Mar 31. Id Dec 21,15 301 10 328.58 -27 48 RIO 28.811 Apr 30,14 Dec 21,15 280.91 305.40 -24.49 FIFO 30.080 May 30, Id Dec 21,15 293.28 318.55 -25.27 RIO 28.473 Jun 30, 14 Dec 21,15 277.61 300.67 -23.06 FIFO 27.460 ltil 31,14 Dec 21,15 267.74 291.90 -24.16 RFO 27.620 Aug 29, 14 Dec 21, 15 269.29 290.84 -21.55 FIFO 23.003 Sep 30,14 Dec 21,15 224.28 243.60 -19.32 RIO 27.202 Oct 31,14 Dec 21,15 265.22 285.08 -19.86 FIFO 38518 Nov 28, 14 Dec 21,15 375.55 400.20 -24 65 HSBC TOTAL RETURN FUND CLASS I FIFO 4,824.l 98 Jan 29,13 Cec 21,15 48,145.93 49,641.00 -1,495.50 FIFO 955.868 Jun 27, 13 Dec 21,15 9.53956 9,530.00 9.56 continued ne,1 page EthnOCO4C08075070 NP70003118760CCO3 1215030575Ca KtMrsm_00021429 12 of 14 CONFIDENTIAL EFTA_00113 I 843 EFTA01274050 *UBS UBS Strategic Advisor Account name: CHUAN** MAXWELL Your linandal Advisor: December 2015 Friendly account name: Acoaunt number SCOTT STACKMAPILYLE CASRIEL 212-821-7000/ 800-308-3140 Realized gains and losses (continued) Long-term capital gains and losses (continued) Secuity descretion Method Ovantey or PuChaSe fae nab* doe Sae date 5* amour (S) Cost basis (S) wash sale cost MIS arljustnent(S) Las (5) Gain (S) JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S RFO 10,517 975 Jan 29,13 Doc 21.15 116,644.34 125,689.80 -9,045.46 RFO 16.737 Feb 28, 14 Dec 21, IS 185.62 199.84 -14.22 FIFO 19.427 Mar 31, Id Dec 21,1 5 215.44 231.76 •I632 RFO 9.748 Apr 30, 14 Doc 21, 15 108.11 116.10 -7.99 RFO 12.428 May 30, Id Dec 21,1 5 137.82 147.89 -10.07 RFO 16227 Jun 30, I4 Om 21,1 5 187.28 200.96 •13.68 RFO 11.611 10131, 14 Dec21,15 128.77 137.71 4194 RFO 12.519 Aug 29, 14 Dec 21, I5 138.83 148.48 -9.65 RFO 9.872 Sep 30, II Dec21,1 5 109.48 116.79 -7.31 FIFO 15310 Oct 31,14 Dec21,15 169.79 180.66 -10.87 RFO 6.330 Nov 28,14 Doc 21.1 5 70.20 74.50 -4.30 JRvIORGANUNCONSTRANED MDT FUNDCLASS SELECT RFO 9,651.542 Jan 29,13 Dec 21, I5 93,137.38 99,024.83 4,887.45 RFO 1.8% Mar 31. 14 Dec21,15 17.93 19.30 -1.37 RFO 47.475 Apr 30,14 Dec 21,1 5 458.13 492.32 -34.19 RFO 167355 May 30, 14 Dec 21,1 5 162.65 174.62 -11.97 RFO 20.577 Jun 30. 14 Dec 21, 15 1%.57 213.80 -1523 RFO 22603 Jul 31, 14 Dec 21, 15 218.12 233.72 -15.60 RFO 30266 Aug 29, 14 Dec 21, 15 292.07 312.35 -20.28 RFO 31.646 Sep 30,14 Dec 21,1 5 305.38 323.11 -17.73 RFC. 27.846 Oct 31, 14 Dec21, 15 268.71 284.86 -MI5 FIFO 11.578 Nov28,14 Dec 21,15 111.73 118.21 -648 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z RFO 7,400.957 Jan 29,13 Dec 21, 15 69,643.00 74,351.21 -4,708.21 RFO 2209.898 Oct 02, 13 Dec 21, 15 20,795.14 21,656.11 -860.97 RFO 22.939 Feb 28, 14 Dec 21, I5 215.86 226.41 • I 0.55 RFO 24.210 Mar 31, 14 Dec21,15 227.81 239.44 -11.63 RFO 29.569 Apr 30,14 Dec 21,1 5 278.25 292.14 -13.89 BIP70C0400E075071 HP7000311876 06003 1215 0305 CONFIDENTIAL continued neat page SDNY GM 00021224 noC 15004 .0 Mc l ---- giage 13 of 14 EFTA_00131844 EFTA01274051 ;It UBS UBS Strategic Advisor December 2015 Realized gains and losses (continued) Long-term capital gains and losses (continued) Wash sale Ouanlay Or PutChaSe Sae Use Cost <OR befit Security description Method fae vim dare date arrount (5) basis CO alLotmern(S) Loss (SI Gan ($1 FIFO 29857 May 30. 14 Dec 21,15 280.95 29818 -15.23 FIFO 27233 Jun 30, 14 Dec21, 15 256.27 270.15 -13.88 FIFO 27.968 111 31, i4 Dec 21,15 263.17 276.32 -1315 FIFO 26.641 Aug 29, 14 Dec 21,15 250.70 264.01 -13.31 1110 24.797 Sep 30,14 Dec 21,15 233.34 243.26 -9.92 RIO 23.68! Oct 31, 14 Dec 21,15 222.83 232.78 -9 95 RIO 29.010 Nov26, Id Dec21, 15 272.99 284.30 -11.31 RIO 20831 Nov28.14 Dec 21,15 196.02 203.94 -7.92 RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I FIFO 12,911793 Ian 29,13 Dec 21,15 127,181.22 131,239.70 -4,058.48 FIFO 1,881 988 Sep 24,13 Dec 21,15 18,537.58 19,120.13 -582.55 Total $922,220.68 9976,168.89 453,957.77 $9.56 Net long-term capital gains or losses 453,968.21 Net capital gains/losses: -$54,826.18 Account name: Friendly account naml Account number: GHIKAFNE MAXWELL Your gonadal Advisor: SCOTT STACK MAI/ LYLE CASRIEL 212.821.70001800.308.3140 Summary of approved payees and recurring payments 8,14Ed on your MAYOCZAYS. the IONOwing payees and ftaulleg pay nentS are COnSiffere0 'OWN& payees*. As a (Mk (N you may authorize addeoest tralekh to theft payees verbally and (21 you et 00 longer receiving ndwWool tcefiernations for payments to these payees. Payee cqscripton Y123575 The payees and leCortin0payrnentS Wed CAVA/ do not Maude BAUPayreents &NOM( funds hanSkh and Evros other verniers between warmer ass. it you have 4Cidttenal Wei anlitc Wooing ihstruchons on lift 'cum, recene separate COnlifoleaftft: from your Finance; AdolOI. re update or cancel any of these instructions, please Contact your foam& Admix Ctsbutsement Amount (S) method Typal Event Frequency Upon request Last used Start date End date date vaned Transfer Payee on file Na Dec 22.15 £NP70004008075072 NP700031i8760CCO3 1215 03057 Watitcom_0002/ffas 14 of 14 End of statement for account number Y I 2 CONFIDENTIAL EFTA _00131845 EFTA01274052 Important information about your statement LE6 Financial Services en. the F im or UEIS Financial Surices1 is a merrter of all orincial sxsily, canna* and colons exclaves. LES Financial Senices and LES Bank USA are rdrect kbsidiares of LES AG and affiliates of LES Searitin U.C. The Fim's Handal statement is available upon reopen. The Fin's cumuli* oft ices re a: UPS Financed Shaun In. 1200 Harbor Boulevard Weehawken, NI 07086 This statement represents the cab. official record of you LBS Financial Swine immune. Other muck meat Official sac dxunents. cordoning cordliding data shotid rot be relied ran If you beret* there is an ma or emission, please repot h immediately n sritng to the &inch Manager of the off ice arvig put account. Athaiti al Figures shown are intended to be accurate. statement data shxdd not be used kr tat purposes Rely soak omma-end lax fitentS,(i.e.. Form 1099, Sae. 10425, etc.) whin prepregyour tax return. The Fin, 6 required by law to repot to the IRS all ta.abk divide-rot reportable rontacable din:lends and amble interest end en wcunties hind n per accerk net proceeds an sale transactors. and cog bases Cowman covered serve n. Communications with the Finn • Please reconfirm fry oral cortmermakons in nriti-g to further protect your rilits„ incasing you rips uder the Scant* Investor Protection Act (WA) • II the linen ial Solution en the tcp left of frost of this statement is not USS Financiel Servkes, LGS Financial Seraces caves your account as clearing broker by ana-serrent wain the nokated insuknon We Wormed you of this relatorchP when you opened this OCCOJII. in this cask your ads and seardies are located a UPS financial Services and rot tie iThodscing broker, ad you nut mice a report of ay error or emission to both firms. All accarit statements shall be boned cornpate and accurate a not objected to in nriekg within 60 days. • Please diva customer complaints or impkies to Fe Fim's C hem Relations Depavnent at 201.352.1699 or toll.f roe at 803.354-9103, 8.00 k M. to 6:00 P.M ET Monday through Friday, or in writing [DUES Financial Snares Ix., Client Relations DePalmente P.O. Box 7C6 Union City, NI 07037. • be case of errors or mestiam about an electronic fu-ch transfer WTbi payment a UBS Votdebit card transactions, call 930-762-1008 ante to UBS Financial Sena., Ix., 1000 Hatcr Pled, 6th floor, Vileehavekere NI 07086, ALM RIAltECA Stinnes. Cal cr note as soon a; yos ran if you the+ you statement or receipt 4 nark; crapsneed more rdcrination docut a Wander on the tae ant or incept The firm or Cad bsuer (as mottle) must her from you no later than CO days after tie Pim sent you tie fed stammer* on whit. the errcr or prcblext appeared. — Prowde you- none a-d arcane number Of and) — Desute the era or tie Wander you revere $0k and explah as dem& as you cal shy you bele. a is an error or why you need more information — Proade the dollar amorit of the suspected ewor• The Firm or Cad Issuer MI rungs,. put compare and MI cared any error promote/. I we take non fan ICS business days to do tee we will crock your arrant for the anoint you tills a n error, so tat you will haw the use of the moray casing the tine h takes us to complete Our iwestgation. Please mate all chocks parka to the Fan or to Ihanceal instaution rdcated on the front of to statement hat:kir to registry accost fees, attunes my be abject to mancentnne lees, charges for late pajmmt for sashes purchases and charges kr unpaid marts n cash accouns. Accounts that are warderred to other instautions may te subject to a trawler fee. UPS Sweep Options UPS offers optiont Ica weeping cat balances, balances to ba-A deposits at UBS Bak USA and LBS AG Stanford branch (Bank Sheep Programs), money market mutual Ards (Many Ftn) and the Intend matDepose Accoun (OA)fa customers with an imernational (ane Management Account. Through tie Bank Sweep Program. cash balances are swept b 11135 Bak USA up to an esti:Asked knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC insured in accomknee with FDIC nits. For ore itrination pease kit never Nit got ()epos* at LES AG Stamford8ra*, and shams of Money Funds are rot nand by the FDIC. Through the OA arailablo beach Ursa are swept to depoU accounts a UBS AG km tok Eanchard U8S AGC won Branch These deposits are not hatred by the FOC. Balances held at the LES AG Cayman Brant, are temposanly noosed to the sovereign Sc of the Carron bland and there is no suarate a other dolgation of LES AG to repay the balances **do en the UES Cayman's Brach's books. Deposits at UPS Bat USA and each UBS AG Branch are not protected by SIPC, Money Fund shays are protected by SIPC See #U35 Financial Services Account kotecticn- bebw. Upon pa reµret, balances in to Bari Sweep Programs a OA may bee withdrann and shares of a Money Fund may be liquidated, ad the proceeds returned to you or your seortin escort. Fuller ilomation about available wrap options, nearing anent interest rata, and yields, it available at onewthsccmrsweepyiells. from your Financial Advisor or by eating 800-762-1000. UPS Nnancial Service' amount protection The Fin is a member of to Secerilies Investor Protection Caporal:* (51PC), which protects 'enmities scant, of its !Darters up to SSO0O00 (ncludng 42`t0,000 for dams for cash). The SIPC asset protection limits apply to all a-ccunts that you hold in a panicula- capacity. The EMI, together with certain affiliates. ha afro purchased %pokers/nal protection. The madmen anoint pasta to al •62bie awns, coliectirek erder this protection is 1500 millon a of December 10, 2013. Skeet to the poky corditons ad Imitations, cash a the Firm is further protected for La to SI 9 million el the agg'egae for all sour amounts hold in a partkular capacity. A rut copy of tie poios wading is available upon segues. The SIPC protect U. and the supple mental protection both do not apply to' • Certan financial assets controlled by (and included n your account value) but held away trom U8S Financial Services (e.g., certain 0) cash at UPS Bark (ii oath at UPS AG Samfordbunch, (id i-turarce pecint, including variable annuities. and 60 shorts of mutual fends where such shares are registered drecdy n the nane of the account holier on the took, ad records of de applicable Imre a harder agerd). • Certain investment contracts or insentient interests g., limited pHrtenhios and private placenents) tat are rot registered under the Securities Act of P933; rd • Cornnoditses contacts (e.g , foreign exchange and eso pnc iota metal calretts). includi-g futures canasta rd commodity option contracts. The SIPC protects:nand Its supplemental volution do not apply to these asset, es en 4 they othataise appear on as Materna*. Ike SEC postedir and the sUPlarientalprotenion do not protect again changes in the mato vas of yes investments ketether a a result of market mthernent, inkier birkruptcycr otherwitek More infuriation is avaldde won remest You may obtain more ilamerion about SIC, bolds* the 51K Brock*, by contacting SIPC a 202.371.8300u by hating the SIlt website armew.eibc.OE Dividend Reiwortment Program (OMP) The crag reflected is an awe?. price You may obtan the actual price from you Fnancial Advisor. Only whole dares re purchasedutter DRIP; partial three evil to sold ad the cash wa b dmosited n your account. The Addend reinvestment pricesuppled byte ,suer my Offer (Mtn the market price at which to partial shares at sold Cadeleliou Cn9 whole units may be held in IrOV acoud. If you ate alined to a pat al unit as a result of a &idea pwrnird a clannish the Firm call ether sell panal talks at marker price or r accept an Mount determined by a rigtateed closeg agency, and credit your axon Investment objectives The runniest Oman* and risk profile an speck to each account and may ray between. Please ad.* the Firmprom*/ in writing of any sicnilkara change in you financier situation or ntestmert objectives. For each CONFIDENTIAL account held, you choose One Of the following kresment °backer • Prochge Cement/mom.. hankie as seekng the generation d income crib.. • Mist* Opt*, Approciatan: Ineestmente seeking yowl" of prncpal rather than the generation of nod e. • Produce Comma** of income and Capital Appreciation- hiesiments sex kg both the generator of noun* and gasohol faiital. *Well eielt profiles • Conserve:Art Seeks to maintain initial I:6mPa with be risk and volatility to the attain 'twat even if that means the accost does not generate acrid cant nurne a returns and may rot keep pace with inflation. • Moderns %Aro to accept scent risk to pinepal and tobraie some notatility to seek holler returns. • Aggrespie: Wang to accept hit risk to precipal and hid, volatility to seek highreturns over tine. Statement 'household:1C We may consolidate al related account statements with the sane n the sank envetpe. Accords may be related Ice this purpose berate they have owners who also mainain Pint Yearn relationships with other clents at the sane address. This oracle? it known as • householing 'Rya; prefer to receive Individual statements marled n separate envelopes— you may decline hauseholding by calIng Jour F hancial Ackitor. Friendly ocean name The Friendy sawn name reflects (dalmatian tat you entered acct the Firm's °nine services websie. It a • customizable *niclrurier • chosen by you to amid yea rah Jots recordkeeping has no legal effect an your account. You can change gots kiendhccourt names, through Online Services a by contactrg your Financial Advisor. ACCOWt overview • Woe *Imo.' an-otmbhornta, Net of assets and • Alma storeys mid* cash balances, vases fa restricted s km), and Global tine DepOsits, u -realied maths to marke) and certain mots not hold by tie Fim. Does rot include unpnced attune; assets at the end of the prim and caveat statement periods, or prim* rarestnwns, trusted stock options and namable stock options • Liareatos Include, debt balanin cuestas-ding maul tort,, rre, don arrant balances. • CashAtoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit barces,UBS AG Stanford Branch deposit balances and more/matte MAYA fund sweep Wane*, at the etas of the statement period. Noncom-nod* fret credit balances in your accost are rot segregated from other balances and tie Fern may use any ol these funds in the ordinary course of its ttainess. These funds in payable upon your demand. This total is included in to cement period closing value. SDNY_GM_00021226 EFTA 00131846 EFTA01274053 Important information about your statement (Continued) Lending thionnation Fce Planed informaten on the Fins lending practices and deckinuen, refer to yew Client Retaicenhip Ageenson or Account Agnomen' and the General Team ant Conditions UBS Staternera of Credit Frances mottle in agreements andOorkeemos at 'mu obs romroximoraltebirrea. Yoke meets You stamen iumees securities rd other sets held in the account at the end of the Stattinent period. You may as for denary of Italy paid seascies at am time. You mayrecent sew-Wits used as loan coanal after any balance due on them. Any *cooties "Ito the Fim Prig the statement mead are Medal musket value as of the end of the staement period. • Cost bads. In damming the cost boas of the females included in this statement where ireaceled with the nutter 'I,' LEK Financial Services An relied al cbuined kom sources other than UBS Fiusial Sakes. Sliding nip:malice, Iron another linter that you may have provided to yaw Financial Ada« The Firm does not itd verityei gantlet the accur cc wady of ary idomation presided by tames Om than LISS Frosial Services h Keehn attlxugh LOS Financial knees general& updates this 0116mm:tines it if roconed, the lint does not provide ate assistance that the informalion seeder "Cost basis` and lintalced chi loss' is waste as of the date of this statement. As such Pease do not rey on this Information to make pushes.« sale decisions, for to purposes otherwise. Accounts transferred to the firm may ref lea gad loss Hamm in any for the period ef tent they are held at the Fen More historical Somalian can be ailed by you Financial Admin. • Unrealised gaiseficreees When data is available. estimated urrealized gain losses are calculated for nekvidal save/ lots. The transaction data for rekvikrat lots mayor may not Matti C0rrwaSS icoh chars encrcr "acuity reagnitalen events. Diedend and other reinvestment lots and systematic pischase lots me each cartned todisci/lone averaged lot The • Trade date colmn presents the aging transaction trade date. • Callable securities Binds ad preferred stock that the issuer cals for earY redemption wia be selected «pans* by lot Iron among all Senates of that issue held in out name or in nominee name Ice our clients Call lens Somation is obtained from third panes and es accuracy is not guaranteed. Other call femurs may tint whiti could affect yiekt omplete igettnalm will be provided upon request • Certificates of deposit (CITaa). COs aro FOK rimed up to S.2%.000 n pricPal and accrued interest per depositor aid per deposimy 'Wainer' in accordance with FOIC rAes. • aricervalue hies displayed for onuses and ahoy prockels may be higher a lower than the pia that you wok' «say mem n the market Prces aro obtained from sum third pay sources which we betide to be reliable, but ate do not guarantee they accuracy. — We fietwealY use the closing twice when avoibble of the mean of the bid rd ark prim fa lined Seetattfl and colons or onY bid prices for OTC securities. — Less actiey traded mud in maybe priced using a vakeation model a the most recent price we <Paned and may not reflect an actual mirket price vane. — Certain peetion may appear without a price and will thaw spice was not avelable• ft we are unable is obtain a price for a warily — Deposits a sounds demmitated in currencies ocher than U.S. dollars are reflected at the exhange rate as of the statement date. - ter chain sectritres rating in nenconermim denoninatent. price and ClunitY Gate value) that have been adosted to f main. peeper valuation To obtain tuner cuotmOns, when avaiLatae, contact nor inarnalAthisor. • Private ketsbnents and structured produras. Mate nostrum securities (inclaiing deot particpatim program and real estate imestmerd trust securities) and sirucued prodaos are generaly h V/ algid. Cron structured ;redacts have not been registered with the Securities and Exchrw Commission a under ay date securities laws. We woade es/Mated skies for private investment seventies and 'Mould predicts fee YAem,atcnal purposes my. Accuracy is not guaranteed. — These values rowdily yulaStantially Ircen prices, if any, at With a private imams secirity or soutved poliel may be ba4h a told and do not neeesutily represent the vim you my recent upon liasidation. — lhid parlyestiegos of yak* aro as of a certain date and are applied to UBS Nuncio' Services an a regular basis by an independent natation I km. — Issuer, general winner or sponsor estimated values, if any, ore supplied to the Fein by the our, gram; parer a sponsor and may be calculated based on deferent Sermatian kern that used by third panics to dome thee minuted values. — toucan Mein additiorul riformatian regarding the methodology used to determine the estimau al vale and the date of the formation that is the basis f or the estimate by contacting your Financial Ads«. - chid party esterged vatses may be reflected as 'Not priced' in several taitadorc: Mien an independent solstice Irm has not RCP'S« is unable to assign a valet when we become awn that a material event has occurred nat may call a seeviody repined wk. inks question, a when value mold be linahki speculative due to the nacre a the seetitity - When neither al Baler, general partner Cr sponsor estimated wake net a thrd-pary estimated vat* is Provdod the value of the 'minty willbedifferent Iron its ()Whale tatte. — •Ctistrionore to date' may ilclude return OI capital, income a both. — 'Cognation see' represents the nitul Aetna price per urn and may n0t ref led your cost basis • Restricted mantles ReMited seonhes genera* are not Grimly Sablefor public salt LEIS Financial Service, use, the malet price of tee unrestricted stock of the same issuer as as, fl uted value for the restricted stock for purposes citha statement ceety. To the erten' that restricted securities are *liable for cab, the wake receleed may be obstantialki less than the krpuied value nom • a (estimeted) Mame, cumin yields and rata An a-Ornate of anal income is based on current dnidend and tiered rates, assuming the securities will be held for one yea from statement date or trail maturity. This estimate is any a guideline, accuracy aid maimed insane at not gueranteect — Estimated annual income and curia Sad for certain types of stories could inclide a ram of precut or (apt.' gains in SIM case the est income fend (mime weld would be overstated. — Foisted arrual exam wad newt yield arid the actual income and yield might be lover a higher than the estmted artexans. — An escalate of arrualized inane Wircleni ad's intefesSdinded by the current make valor average balances based on the Lea distend or merest payment made by the issuer and assumes the sectriesidepous will be held lo one year te n the statement date or until makrily. Accuracy and contnued yield se not guaranteed. • Awns not held by SIBS Financial Servicero Certain assets are not held by the Finn and no mehn the Feint's possessen or control. These assets art daplyed on yam statement for informational pumped only. Positions and vales presented are provided by the issuing fem. LOS Financial Services is not respossibk for du inf crouton and does not guarantee is accuracy. These assets are rot protected by SIC or the Fires swplonental Sat coverage. • Revenue shoring and additional compensation. — In addition to eCtinliSStteiS on saki and 12b1 lees received n arnecton vain the chstribsaion of nvtual funds to our dents we ander alum offline receive mime sharing parted horn distributers and., advisers of the mutual finds that we sell. Those emotes are based en two Moen: cormenents Tithe amount of sales by LBS of a partkuhr mutual kind lenity to our clients. and 40 the mot value of a parlicula mutual fund lamiys shares held at the lint — We and or afloat. also receive nemerking and °embus ;recessing lees in coraideratian for transfer agent services that we provide to the mutual laid Thew feedgenerally are pad from d investor assets in the mutualturd and are a I Died our amount based on the muter of accounts at the Itecaehdeald holding Inoue funds of that fund family CONFIDENTIAL - h xenon to commessths received in connecter' wth the sale or distrbsAion of aneady contracts and int nentment oust units toots clients, we ands our affiliate none resents altering compensation from may of the insurance companies undenweiry the annuity {overacts. all Oates of the insurance companies or sponsors of the snt imminent Mats we dortute. — Cur affiliates also motive trading carraissens and other compensation from mutual kinds and insurance companies whose Prodach we drolakilei — We receive an anvil fee horn LOS Bank USA aril UM AG Standord Branch of up to $25 per occult sweeping to the bats under the UBS Bank Sweep Program. Adhity Scorrutiortregardng common and other eldrgeS inctrred n correction wish the newton of trades. ireldng open transactions has been voided on anlimations venous/a' furnished so you. and will be provided to you provenly on rep-rest Shot aalliq f you are engaged ii shot selling a security, sumo hot a chaise dm to cenan baron-9 costs for that particular security. Open at Regarding open a 'groceltilleancellee «dm that were not franned by the Statement date. Pm buy and sell Poporders are reduced by the more of die ier,* a rights on an **dividends or mantas date unless intruded othentein by you. You am responsible fa orders that me executed due to your failure to cancel "'gig Wen Orders. Privacy To cbtoin a copy el our current Clem Foxy Mace. Pease Contact your Fnancial Achim a visit our websei at wino abs romiinvanita fro UBS Gnmcial Services is no a bat The RMA Business Service Account BSA and IRMA are brokerage scants which pronde access to barking services and products through arra-womb win at dated barks and other theroparty banks, and provides access to entrance aid smut), products issued by inalloliatedthrdpany insurance companies through Sums agency subsidiaries ol UBS Financial Services hc. thestneEnt nsurance. and amply products: Not KM rend • No toink gunge** May lose vitae RMA. Resource Managertma Accord. Business Services Account EGA, RMA at international 45a-tree Management Attar., are registered service marts of UPS financial Services PC Visa Signalise a a registered service mat of Vasa hatimationa lOS Visa Sgrware aede cads and U3S Visa debt cards are awed by LOS Bank USA with omission horn Vna u SA sorporaled. UBS Financial Services Inc. Rev 201511 SDNY_G M_0002 1227 EF1'A_00131847 EFTA01274054 *UBS UBS Financial Senecas inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Ctsf70056898990116xt YI 0 Account name: GHISLANE MAXWELL Friendly account name: Account number. Your financial Advisor- SCOTT STACK MANILYLE CASRIEL Moue: 212-821-70001800-308-3140 Questions aboutyour statement? Call your Financial Advisor or the RMA ReSourCeline at 800-8MA-1000, account 029323570 Value of your account Resource Management Account January 2016 MAXVVPI I NEW YOY NY 10055-7007 on December 31 (1) on lanuay 29 (1) Your assets 821.65 0.00 Vlsitour website: Your liabilities 0.00 0.00 swiw.ubscomilinancialservices Value of your account $821.65 $0.00 Tracking the value of your account Thou:ands 967.1 0g 00 • Jan 2016 Dec 2014 Dr: 23'5 PA•mber SIPC Sources of your account growth during 2016 Value of your account at year end 2015 $821.65 Net deposes and erithdratrals Your nveS1102.11 return Change in market value Value of your account on Jan 29, 2016 $0.00 -S821.65 $000 SDNY GM 00021228 CNP103C0005039999 W003187084 OoCce 0116 03057500 100X0 Page 1 of 6 CONFIDENTIAL EFTA_00131848 EFTA01274055 SUBS Resource Management Account January 2016 Your account balance sheet Summary of your assets value on January 29 (1) A Cash ano money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 Commodities F 0.00 G Other 0.00 Total assets Value of your account 90.00 S0.00 Account name: Friendly account name: I Account number: Eye on the markets Index Percentage change January 2016 Year to date S&P 500 -4.96% -496% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38% Your Mounds" Advisor. SCOTT STACK MAMLYLE CASRIEL 212-821.700G 600.308.3140 Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% CNP7000900St339900NP7000187084 00003 0116 030575004a lximth -ownY_GM_000211210e 2 of 6 CONFIDENTIAL EFTA_0013 1849 EFTA01274056 Resource Management Account Account name: GHISLAINE MAXWELL Your financial Advisor: UBS 0 2 - 1.1 Friendly account name Account number. SCOTT STACK MANLYLE CAskiEL 212-821-7000'800-308-3140 Change in the value of your account ranuary 201611; Year to date (ST UBS Bank USA Deposit Account APY Interest period Dec 7 - Jan 7 Opening account value $821.65 $821.65 Opening UBS Bank USA Depose balance Dec 7 186.70 Deposits, including investments Closing UBS Bank USA Deposit balance Jan 7 $0.00 transferred in 0.06 0.06 Number of days in interest period 32 Withdrawals and fees, including investments transferred Average daily balance $252.62 out -821.71 -821.71 Interest earned $0 .00 Closing account value $0.00 $0.00 Annual percentace yield earned 000% Cash activity summary See account can this mon:hirer <MIMS Mance% in your Sweep Options art °laudedin the Opeeng and closing ()Banos sue. MC insurance adolits only to deposits at UBS Bank USA, of to decosns at GB5 AG, Samford &arch of bank deposits prated t hrouch the UBS internanona Deposit Account pocciarn. SIPC protection applies 10 money market sweep hind bar:hogs but not bank deposits. See imporfans Womack:0 about your statement on the last two pages d this document for Cetais. January 2016 CO Year to date (S) document Opening balances 3821.65 $821.65 Your return objective: Current income &capital appreciation Additions Your risk profile: Deposits and other funds credited 0.06 0.06 Primary titaderate Total additions $0.06 $0.06 Investment elgibilty consideration • None selected Subtractions Professional management fees and related services -0.06 -0.06 Your account instructions • You account cost basisdefaultdosing method is FIFO, First In, First Out Other funds debited -821.65 -821.65 Total subtractions 4821.71 4821.71 Net cash flow 4821.65 4821.65 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage,. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this SDNY GM 00021230 00,70009309369931 NP7003187084 00033 MI 6 0305 I003 7900 Pap 3 of 6 CONFIDENTIAL EFTA_00131850 EFTA01274057 *UBS Yournotes CONFIDENTIAL EFTA,13185I EFTA01274058 *UBS Resource Management Account January 2016 Your assets Account name: ELL Friendly account n Account number. Some once, income and current 'glues shown may be approrimaie. AS a RSA. galas aidlosses ma/ not be accurately reflected. See important inforatabon about your statement/11M end of tNs dXuMeM lOi mate informs°. Cash Cash and money balances Hddng UBS BANK USA DEP ACCT potting telaxe on Jan 1 (s) Closing DaterCe Price per share Average on Jan 29 (1) on Jan 2904 rate Dni0enti Interest period Account activity this month 821.65 0.00 Your Nnandel Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Der in period Cap amount (S) 250.000.00 Dale ACIiily Description Amount (1) Deposits and other funds credited Jan 2 I Transfer FM Vi 235750100 0.C6 Total deposits and other feeds credited $0.06 0$e Actinly DescriPtien Jan 20 Fee Charged PRORATED ADVISORY FEE -0.06 Total professional management fees -$0.06 Amotott (I) Pees Date Annul), Jan 4 Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL •821.65 Total other funds debited -$121.65 Descapbon Arnalini (1) Other funds debited Date Activity Oescripbco amount (1) Money balance activities Dec 31 Balance forward $821.65 Jan 5 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 01104116 -821.65 Jen 29 Closing UBS Bank USA Deposit Account The UBS Dant USA Oepa9t Account Is your plirrlory sweep Cglopn $0.00 SDNY GM 00021232 CeiP700C0305699903 W000107084 Co003 0116 0305 100000 ►age S of 6 CONFIDENTIAL EFTA_D0131852 EFTA01274059 *UBS Your notes ""—Eo==== ----- 6 ' 6 CONFIDENTIAL EFT,00131853 EFTA01274060 Important information about your statement LBS Financial Seams ix. «he Firn or UBS Anoxia! SeMes)l is a merrter of all print/Pal mosey, am** and colons exchanges. ues Frencial Senices and LEG Bank USA re *dace stbsideres of LB5 AG and affiliates of UM Seosities U.C. The Finn's urndal statement is available upon reckon. The tim's ;mania offices m UBSFinancal Since, ta. 1200 Harbor Boulevard Weehawken, N1 07086 This Statement represents the only official record of you LEIS Fhancial Services JR Myra. Other mad, meat official tar doCUmintc containim coracle-9 data skotid rot be relied tuport B you berme there k an enar or emission, please repot h immediately n writng to the *nth Manager of the off ice maim you account. Mharai al figures shown are ntended to be accurate. statement data sh:uld not be used tor tax purposes Rely soteB on yeaend tax loons, 6.e., Form 1099, 5498. 10425, eto.)Men preps-bayou( tax return. TM Fine required by law to report to the IRS *taxable ditidenot, report** rot-gm:ebb olvidends and treble verest emed on securities Feld n ps accunt, net proceeds an sake transactores, and cog base ca certain *end martin. Comouniattions rids the Finn • Pleaseretort/ern ay oral corremnabans in orig to further protect pur rights, intalg your rot order the Stunt Ina-Star Protection Act (SPAS • el the finer ial hatitution on the top let of re trait of this simmer* is not LOS Financial Seevies, LOS thancial Maces canes sax account as *mg backer by magerrent wets the ndcated nsteknon We Wormed you of this reporm hp when you opened this accost In Inc cask your Art; arid secures are located a UBS financial Stakes and rot the kW:clambroker, ad punt mice armpor of try error or emission to both firms. All scent ;moments shall be *nod cornOte ad accurate i not objected to in wrieim within 60 days. • Please drat customer complaint or ismes to he Fiat Clem Relations Oman-neat x 201.352.1699 or toll-free at 803.3544103, 8,00 A.M. to 6:00 P.M ET Monday through Friday, a in a -M-9 t o LBS Feencial Services td, Client Relatim DePatment P.O. Box 766 Urson City, N107087. • an case of errors or <pastas about an electronic fu-ds transfer (FI2 be parent or UBS Miedrbit card transactions, call 939762-1000, «write to UBS Frontal Services Ix., 1000 Hat« Blvd, 6th floor, Weehawken NI 07086, Attu FGA4SSA States. Cal or wnte as soon a you cat if jou fink me- staemert or receipt k mom or if you need more eikonation soldat a Dander on the statement or reap. The firm or Card bluer (as applcable)must hear from you no liter than CO days *Her te Fine sent you tie fir statement on while the arm or ~Wm alposed. - nrry res, r an1 › -r-n sr ntr-firof r rr,t, — Mate the error or te render you ere sure kook andesylar as okay as you cal why you belie e is an error a why you need more honnation — Prot/de the donar arnart of the suspected era. The Firm or Ord Issuer sodl beagle. your coradaint and MI correct any error promptly. I we take more ton 10 banns day; to do this we call credit your atoms* for the moue you fir* is helm, so tot you will hat tee use of the morey claim the time h takes us to complete ou Mestiaation. Please make all decks parar to the Fern or fie tioolat insteution ideated on tie front of this statement haddicnto remise' accost fees accounts may be subject to maixenace lees, charges for Ide *meat for secultin curetted« and charges Far unpaid am tats n cashate:Ants. Accounts that are barderred to other institutions may te subject to a transfer fee. UM Sweep Optima URS offers option kr sweeping cash balances, balances to bank deposits at UBS Bar USA and LOS AG Starrnoni branch (Bank Sweep Programs), money market mutual Ands (Money Bra) ad the tema cnal Deposit Aran (OA)fa customers with an interiatimal Refa-ne Management Account. Through the Bank Sweep Prosparro cash babnces ere swept to UBS Bat; USA up to a-lest:Jabbed Imo ad then to UBS AG Stanford Branch ix a Money Fund. Deposits at UPS Bank USA are FOIC awed in accordance with FDIC nits. For rime infornatim perm kit wwwfdic got. Deposes at LOS AG StambrdElraa and Maas of Mary Funds are rot instred by the FDIC. Through the OA, wailable tomb balance are wax lo decoct account; al UBS AG new York Senhed LOS AGC amen Branch These deposits are not hayed by the FCC Balances held at Ihe UM AG Carnal Brach are temp:wanly exposed to the sovereign ink of the Carran blends, and there is no ranee or other doMation of 1.85 AG to repay re balance; while on the LES Cayman's Say's books. Depose at LOS Bait USA and each UBS AG Branch are not protected by 5IPC . Money Fend ohms are protested by SIK. Ste *U35 Finntia Services Altant Fiotectitn- bebw. Upon yrts request, balances h thx Bark Sweep Awns or CA may be withdrawn and share-1de Money Roof ma/ be liquidated, ad the proceeds retuned to you or your sautes acoxtet. had.. hemmaton about available sweep options, incbckeg anent interest rates and yeld% k available at merabscorrisweemtekk frun , your francial Advisor or by rating 800-762-1000. ISI Finandel Senior account protection Tco Fine it a member of the Semites hvesta Protection Corcoran:re (51K), which [reacts mollies marits of ets mitten up lo S500,0:0 fnadng 12/.0,000 for dains for ostsol The SIPC awn protection limits aPPIY to all moults that you hold in a panicula capacity. The Frm, together wth certain athletes, hm also purchased 2409cm/tat protection. The ~arm mount mar so el *Gable clients, coterie 9 Leda this protection is 1500 millon a of December 10, 2013. StMect to Me poky conktons ad lineations, cash a the Sim isfunkier protected for tp told 9 million in the emaciate sor all you exount; held in a partimlar capacity. A fri ccpy of tie aim wadi/0 is mailable upon request. The SIPC protection ri d the supplemental protection both oh not AVIV fo' • Ceeldn financial assets controlled by (and inclad n your account value) but MM away from L635firexel Services (e.g., cenain Marsh at U05 Bark, (i) cash at LOS AG Slamlord bran" (id aurora prorlich including variable *nukes. and 04 shares of maul folds where such shares are registered drecdy n the nine of de account holder on fie books ad records of thx applicable ear or tinder agent). • Certain mean* contracts or rostnot interests (eq.. kneed partnershix and private placement0 hat are rot registered trader theSecuritiesAO of I933; ad • Commodities corrects fog, foreign exchange and pmMsmetal cceetreetd. itxlucli-9 futures contracts and commodity option tontrans, T SIPC protect* and the sup/mental prolecton do not apply lo these asset ern 4 day oterwise appear on jar slakemerga We WC piglet-lien and the ~mental protection da not poled archangel in te matel vabe of yak investments (whether a a result of market movement. into« batruptcy otherwise) More information i; avaliole won rexest VW may obtain more informition about SOC, enduing the SIPC Brochure, by tormaing 51K at 202.371.8300a ty dying the SIK **beige ar wer.a/pctim Dividend Ftervertanent Program (DMP) The eke reflected 0 an average price You may obtan the actual price from your Financial Advisor. OM whole dares are purchased sat DRIP; partial shares will be sad and the cash *3 baseman h your account The dvideed reinvestmea patesupplied by fie issuer may Offer tarnthe market ace al which the partial shares ae sold Cadeiclieu CM whole urets may be held in you- wank dilur ae caned to a patial unit as a result of a tividerd moment et °remise, the form tell eater sell partial .not at model fake or accept an amount determined by a et-goo-id abatis agony, andcredit yar morn Investment objectives The nvestmea oboanes ad nsk profile xe speck to each account and may my behveen Please adrne the Firm promptly in mart; of arty sionakart change in yaw Mad& *mean or erestmert objectives. For each CONFIDENTIAL account Mkt you choose one Of the following boesment °Matins' • &Doke Curentbrome. Imam m seekng the generation of income crib,. • Action. CaptirlApprociatiut Investments seeking scowl. of anceaal rather than the generation of rita r. • Produce Combinaton of frame and Capkal Appreciation Moments sears; both tie gereratco of ncome and gowth of pupal. Owen risk profiles • Consewahe Seeks to maintain had arc'pat with bet risk and volatility lo the ettart overall even if dot means the most does nor generate sylie cant came or omens and may rot keep pace with 'reflation. • ~Mae Warm to accept sane Mr 10 Perciaal and tolerate some votatery to seek hirer returns. • Aggressite: Wiling to accept hire err to principal and hilt volatility to seek high returns over tine. Statement Ilouseholdinr We may consolidate al related account statements with the sane arm n the same envebpe. Accords may te related tor this purpose became they have owners who eko maintain Pint arrant relationships will ocher dents at the sane address. This practise e how, as • ~Poking 'R you prefer to recent rdiveclual statements mad in separate envelopes — you may decline hauwholding by hangOur Fhancial AMitor. Friendly accourt name The Friddy account name retests moratior that you entered as the fim's orate services rebate. It as a cuttorniuble 'nidrum' chute by yea to mid yeti wets your mordkniaig hat no egal effect oa Yea account. You can (ha-germ Thendbraccotre names. thro4h Onkre Services or by contactrg pas Fioa-cial Miser. Maxon overview • take *FM, accountiporoblio Net of abets and • Aset lockas available ash balances, alas for restricted secum lest), and Global Tine Deposit% u-realred marks to maltel, and tedan not held by rte Firn. Does rot include unaked sectritia assets at the end of the prior and Dat nt statement periods, or avast eirestrants, invested stock options and enemata stock options • IMO* Include, debt balsam outstanding mage loans, credit rrr, scant balm-iced. • Cashatoney balances. Total of uninvested available cash balances, plus LIE6 Bak USA depose echoes, LOS AG Stamlord Stanch depose balances and money metal ennui lund sweep belancett at the axe of the stamen, period. No tree credit balances in your accost are rot segregated from other balances ad Me Firn may use any of these funds in the ordinary course on itstomes. These funds me payable upon your demand. This told 'n included n te anent period cloak, value. SDNY_GM_00021234 EFTA _00131854 EFTA01274061 Important information about your statement (continued) Lending information Fix dead informal:xi on the Finis lending practices and ddclasve% refer to vox Clem Relationship Acreernenl or Accord Apr...mere and the General Terms and Conditions LOS Statement of Credit Pram ices mailable in Agnomen's andOMbsonis at www trot romfarrountdrekorm Your one's You statement Rants recuriiin end other assets held in the account at the end of the naming period. You may ask for &Ivey of luk paid se-tureen at ary tine. You maytonne securities used as loan coateral after ppay/ng icayy balance due on them. Any steadies In edro PRI to the Firm d.ring the sterenront period are Feudal market wire as of the end of the statement Point • Cast bad* h detemning the cost bans of the searthes inluded es this statement where indeated with the nark« 'I,' LOS inancial Services An relied co informatith cbuined from sources other than UBS fistrstiN Seei s. including nf emotion Item another her lion or that you may have provided to yew Fnancial Adam The Nom does not independently wrily co gad* the /aura« valdny of arch Womution Provided by lanes Ow Than LES Froexeal Semites. h solielirt attlxugh LOS Financial Stirlen general& plates this idernutian as it is received. the Fine does not provide my ass...ranee the the nformalkin under "Cost basis' arid "Urrealced gore loss' is accware as of the date of this statement. As such please do not re Er on this ono mation to make ;eschew a sale decisions, for um p.rposes otherwise. Accounts transferred to the firm may reflect garbs Hamm onE for the period d tine they are held at to Fan More bine:real rilitmaldn can be added by your Anoxia' Advisor. • Unrealised galaxies then data is awaked 'stinted a-reined ging bsses are alculated fa enlviltal sonny lots. The transaction data for releviMal km may or may not Mien ccernussicee, chimes et vacuity reorpneratem everts. Diidend and other reinvestment lots and systematic pachne lots are each combined to display one thwacked lot. The Trade dale' coloth presents the orignal transaction trade date. • Callable securities Bonds arid preferred stock thai the inuer eats for ea redemptive wd be selected aparesalE by lot km throng all SOOfdaeS of that issue held in our rume or n nominee mine for or dents Call basso inlconaidn i obtained from third path.. and is accuracy is not guaranteed. Other call leaves may oat whch could affect yeekt coiplete et ernal«) will be pro sided icon request. • Certificates of deposit (CDs). COs are 10K inured up to 5250.000 in preicPal and accrued interne per depostor at per deposing ninitifiCrt in accordance with FOIC rules. • Pricehalue Prces displayed for reasikes and «het prockins may be higher a lower than the price that you wouklacuagr metre n the market Fixesre obtaned from rano.* thrd paty sources which we beim to be reliable, but we do not guarantee they accuracy. — We barmwo li e the dosing price when avabblo or the mean of the bid rd as Pritfl for tisane SeCtiritil and colons or ore/ bid prices to OTC securities. — Less al try traded securities maybe priced using a vak0ion model or the mon recent pie we obtained and may not reflect an actual mate) vice cc vakre — Certain positions may appear watt a price and will show as 'peke was not avalable• R ere are unite so obtain a pricefor a wady - Deposits or senses denominated n currencies other than U.S. dollts ate retorted at the wochange rate as of the statement date. - For certain stoats treeing in renethformieg darninarown price ard ClunitY Race who) may have been adysted to fatifaaleprepa vabstion To obtain tuners potations, when aratabk, contact your FnarcialAdvisa. • Private thresrowento and structured products. Male investment unseen (ix lading Overt partiepatian pocqam and real estate incestmere bug securities) and stueued prolicts ate generally h44r Ilkadd Centel structured «Ste, haw not been registered with the Securities and Exehrw Concussion a wider any slate securdies laws. We provide enameled takes for private rivestreent seventies and 'tattered pro:betted( into r matcnal Papaws ony. Accwacy is not guaranteed. — These vats may differ substantial., from peak if any, at white a prate ewe:tonere secuity or %Attired weal may be butil or scald and do not necessarily represne the yak* you nosy Wei* upon litaaidation. - Rebid pinyest:non of rake aro as of a torten date and ate applied to UBS Financial Services an a regular basis by an independent vacation I ern. - Issuer, general panne. Of sponsor estimated velvet if any are supplied to IF* Firm by the our. wealpaler a spans« and may be calculated based on Offerer* itematon Iran that used by third pities to drive thee minuted molts. - You can obtanaddaiora information regarding the methoebbgy used to deteemine the estimate of vale and Mt date of the iatormann that is the basestor the estimate by contacting your Financial Advisor. - Thid patty interned vabes may be reflected as 'Not priced* n several shot:ono when an independent valuation Inn has not stppkeda a unable to assyn a vale, when we become envie that a material event has «Geed that may call a previously reported vete no (Nation, or when yaks. ward be highey speculate...due to the neare a the secuity. ▪ When neither an *suer, general paint or spins« estimated value nor a thrd-party estimated value is provided the value of the security wig bedifferent from its probate PP- — 'Dab-Citrons to date' may include return of caphr. into rte cc both. — • Cograturn sue' represents the cabal along price per ling and may nKA felled you cost bass • Resticted 'enmities Restricted seorthes genera* me not tummy eagble for publk salt LOS Financial Sevres uses the market peke of tte unrestricted stock of the same issue as me imputed value foe the restricted stock for purposes atria statement 014 To the enders that veto-kW securities are eliabla to sale, the yaks? received may be skkostakalE less than the envied value shown • Est. Ent:meted) income, cement yield, and feta An emirate of arrual income is bated on current dvidend and 'Peen rates, assuring the securities will be held fee ere year from statement date or well maturity. This ennuie is only a guideline, accuracy and continued inane we not guranteect — (strewed arnual income and anent ield for (Man tapes of securities could nclde a fain Of PrnePal or capital gains in 'which case the en income Cal curare yekl) would be overstated. — (stinted race al income and orient yield and the actual inane and yield night be lower or higher than the estented arrrxrits. — An enmate of a-realized income (dividend and« inures° divded by the Covent market vakercawcace balance is based on the last di ids d a Mere* payment made by the issuer and awns the seashesideposes wilt be hell for ate year from the statement date Or urrul nuttily. Accuracy and continued yektare not geirantoni • Assets not held by OBS Fancies/ Service* Certain assets are not held by the Fiero and not "whit the Fin's possessor or control. These assets are deployed on you statement for ineOlmahonal rarpOtet only. Positions and vakees presented we provided b the awing fem. LOS Fruncial Swedes is not rep:ayble tor teninf crouton and ikes not guarantee as accuracy. these assets are not protected by SIC or the Finis upplemental UPC coverage. • Revenue sharing and additional compensation. — In ad6tion to OrrefliSSCaS on sans and 12b.1 lees received re ccenecton *Oh the dathIntion of mutual furxh to our dents we ands gal aflame receive revenuesharing Premieres from distributers ardor advisors of the mutual birds that we sell. These amounts are baud«) two dlferent components 0 the amount of sales by LOS of a pandular MIAS fund f aroiE to oat dents. and 6) the asset valuer of a particular casual find I amiys stares held a the Inn — We and our afloat. ate recewe networking and CernINS processing lees in consideration br trader agent union that we provide to the nbtual (truth These f en generally are paid from mestor assets in the m utualfundand are a feed investor assets in the mutual fund aid are a fried doll, amount based on the rurnber of accounts at the lenaker.dealer holder; ritual kinds of that fund family CONFIDENTIAL - h addition to comasens received en connection wth the safe or «striation of an-udy contracts and ern investment mist units to our clients, we ander eta affiliate refer. rinse sharng corepenstion from marry of the insurance companies undenweing the warily contracts, allocates ot the irourn-e ccenpanies or sponsors of the unt investment rusts we &suture. — Cur affiliates also receive trading corrations and other compensate:citron neat lurch and nsurance companies whose products we dmIrbute. — We receive an anal fee horn LOS Bank USA ad UBS AG SurrIced Brandi of tea to $25 per account sweeping to the bares under the UBS Bank Sweep Woerarres. Adivity Narration regardng commissions and other charges named n co notion wth the executor, of trades. ineldng opeion transactions hat been included on confirmations ccevotnE furnished to you. ad will be provided toyou parptly on recamt. Skirt selling f you are engaged in shot selling a security, you may nos a charge dm to cenin bcirowrg costs for that particular scanty. Open «dare Pnanfrg open CC scoStig cancelled' «dew that were not emotedbythe statement date, open toy wW sell stop orders are recited by the Punt of diadeexls or rights on an ex-dividends or <weights dote unless instructed otherwise by you. You we responsible for orders that re hooted due to you failure to cancel twang open ars. Privacy To obtain a copy of our ono* awn Privacy Notice, please tonal your Financial Adieu.- ec vied our websiu at pane eke r «Soy intalev UBS rerancial Swedes is rice a bark the RIO% Business Services Account BSA and IRMA are brokerage anoints whkh provide access so barking services and products though arrangements rah tinted banks and other thrd-party tanks, and prowles access to nsurance and smuts. products issued by wit flared thrdpany insurance companies through "-durance agency subsidiaries of UBS Financial Services Inc. IngeltrnEnl, nsuraxe. ard annuny products: Not KM rand • No berth guarantee* May lose vakte RMA. Resouce Management Anoint. Business Seines Account BM, IRMA and retemaicnal Resource Management Accord at registered service marls of UBS financial Services tic Visa Signnue a a regained service mark of Vase hurnationt Muds Synced" credt cads and WS Vas debt cards are issued by UM Bank USA with pirnession from thre USA Incomoraled. (CS Financial Services Inc Rev 201511 SDNY_G K400021235 EFTA 00131855 EFTA01274062 SUBS UBS Financial Services Inc 299 Park Avenue 25th Roo( New York NY 10171.0002 cnie7.935749165071 on Not 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your financial Advisor: SCOTT STACK MAN1LYLE CASI0EL Phone: 212-821-70001800-308-3140 Resource Management Account February 2016 GHISLAINE MAXWELL NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA ReSOurCeline at 800-RMA-1000, on January 29 (S) on Febmary 29 (1) account 029323570 Your assets 0.00 0.00 1fislt our websIte: Your liabilities aoo 0.00 www.ubstornIfinancialservices Value of your account $0.00 $0.00 Tracking the value of your account S Thousands 167.1 Dec 0.8 2014 Dec 2015 0.0 • • Ian 2016 Feb 2016 PA•mbar SIPC ONP709:0305749165 NP70002(r2277 00003 0216 030575004 CONFIDENTIAL Sources of your account growth duriag 2016 Vakie of your account at year end 2015 S821.65 Net deposits and withdrawals -S821.65 Your tivegrnent return Change in market vats. 50.00 Yak* of your &caret on Fels 29, 2016 *Lao 7 104Y GM 00021236 Pegs 1 of 8 EFTA_00B1856 EFTA01274063 cat UBS Resource Management Account Account name: GHISLAINE MAXWELL Your 15 vandal Advisor Friendly account name SCOTT STACK MANLYLE CASRIEL February 2016 Account number: 212.821.70001800-308.3140 Your account balance sheet Summary of your assets Value on February 29 (1) A C att; and irOney balances 0.00 B Cash alternatives 0.00 C Equities 0.00 I) Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $0.00 Soso Eye on the markets Index Percentage change February 2016 Year to date S&P 500 -0.13% -5.09% Russell 3000 -0.03% -5.67% MSC I - Europe, Australia & Far East -1.80% -889% Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10% Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% 01P70009005749166 M9003202277 00003 02 l6 030575001 CONFIDENTIAL otgraccom_0002121121ge 2 of a EFTA_00131857 EFTA01274064 Management Account Account name: GHISLAINE MAXWELL Your /I medal Advisor: UBS Resource friendly nt account Accou n ber SCOTT STACKMANLYLE CASNEL 212-821-7OOO18OO-3O8-3140 Change in the value of your account February 2016 (11 Year to date (1) Opening account value $0.00 $821.65 Deposits, including investments transferred in 0.00 0.06 Withdrawals and fees, including investments transferred out 0.00 -821.71 Closing account value $0.00 $0.00 Cash activity summary See Account actuts this month fot <Seth Is Balances in your %veepOptions are indudedi n the clueninO and closing Warms eat*. FDIC insurance aoolits only to deposits at UBS Bank USA, not to deposits at UBS AG, Stanton &arch or bank deposits placedihroudi the uBS intonation*, Depose Account gegen,. SIPC protection applies 10 money market sweep fund !sidings but not bank deposits. See important inSottnano %Out yOue statement on the last two pages et this document for teals. February 2016 CO Year to da to (S) Opening balances Additions Deposits and other funds credited $0.00 0.00 $821.65 0.06 Total additions $0.00 $0.06 Subtractions Professional management fees and related services 0.00 -0.06 Other funds debited 0 00 -821.65 Total subtractions $0.00 -$821.71 Net cash flow $0.00 -$821.65 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager toucan find a full descnpocn of the alternative investment objectives in important information about your statement at the end of this document Your num objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibthty consderation - None selected Your account instructions • Yots account cost basis default closing method is FIFO First In, First Out SONY GM 00021238 01P7C003305749167NP7003202277 00033 0216 030575004 CONFIDENTIAL 100000 Pag• 3 of 8 EFI'A_00131858 EFTA01274065 *UBS Your notes ormano"........2,,...,a,amos.. , ,c,,,,,,,,,,,,o,,g, a a a CONFIDENTIAL EFTA,B1859 EFTA01274066 *UBS Resource Management Account Amount name: GHISLAINE MAXWELL Your Pi sandal Advisor: Friendly account name: SCOTT STACKMANLYLE CASRIEL February 2016 Account number. 212-821-70001800-308-3140 Realized gains and losses The estimated realited gains and losses Shown tender are nix Ice tat Pulp0SeS. Please note that gain or kiss recognized a. the sae or reckrrotion of cenan Structured Products, Ike Contingml Debt Secutrhes, tray be °ninety, and not Ceepilli, gain a loss. Please check with your tax achyor. To calc date gem and losses. we liquidate the ddest security lot first Ihis Is krcenn as the first" n I lest-out or Fr° accounting method We use this method unless you specified whit h la lot to close when yeu placedyour order. This if known as a %omit purchases or vSP order see important information about your sraterpent a the end of this dccurnent for more Prior month or year activity adjustments Gan and IOSS canals presented he («elect charges to prenouPy reported gains and losses. resurano Iron, a trade caicellanon wash sae itansation cr an updae to cost basis If the al ustrneM is a resat d a wash Short-term capital gains and losses Security °cyclotron Method Ouartuty or Purchase fae watt date Sae dale Sat amount (S) COst basis (2) wash sale <0A DNS actusirnem(1) toss (SI Gan (S) EATON VANCE FLOATING RATE FUND I Adjustment 29321 Dec 31,14 Dec 21, 15 246.00 260.85 -1485 Adjustment 27 891 tan 30,15 Dec 21, 15 234.01 247.88 -1387 Adjustment 25220 Feb 27, 15 Dec 21, 15 211.59 226.44 -14.85 Adjustment 30.284 Mar 31, 15 Dec 21, 15 254.08 271.94 -17.86 Adjustment 28.711 Apr30, 15 Dec 21, IS 240.89 259.02 18.13 Adjustment 29.308 May 29, 15 Dec 21, 15 245.89 263.56 -17.67 Adjustment 28.310 Jun 30, 15 Dec 21, 15 237.52 252.64 •1512 Adjustment 29.620 kr 31, IS Dec 21, 15 248.52 263.79 -15.27 Adjustment 30.915 Aug 31, 15 Dec 21, 15 259.37 271.65 -1228 Adjustment 29.697 Sep 30,15 Dec 21,15 249.16 258.32 -9 16 GOLDMAN SACKS STRATEGC INCOME CL I Adjustment 79631 Dec26, 14 Dec 21, 15 776.40 822.53 -4613 Adjustment 27 701 Dec 31,14 Dec 21,15 270.09 284.74 .1465 Adjustment 29.774 tan 30,15 Dec 21, 15 290.29 299.51 -9.22 Adjustment 28.292 Feb 27, 15 Dec 21, I5 275.85 288.57 -1272 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Adjustment 22.072 Dec 31, 14 Dec 21,2 207.70 213.83 Adjustment 21.780 tan 30,15 Dec 21, IS 204.95 210.86 -5.91 -&I3 Adjustment 17 783 Feb 27, 15 Dec 21, IS 167 33 173.10 -5 77 Adjustment 18.824 Mar 31, IS Dec21,15 177.14 182.73 -5.59 inlormaion we mw not as use gam and losses It:rano:al changes. we aunsmaiscaly adjust cost ONO°, lat.exerrot and AMT coupon municipal sec unties for estimaed amortization of bond prernans aid for accreted OIL) for se( wales issued at a &count. II you requested that U8S Oust cost been for the bond ',rem um .smortabon on Isiable debt sec mil in then cost bons reflected for these securities has been acflusted eitiMatm in the (Mel s mil cd section can net be classified as short terra or longterm bet auto information it mitang Or the product is one in wrath the patriots akulaton is not provided sae transaction, the amount of the d sal owed loss has been added to the cost bans d tre securities cf the same issuer that you had stbsecpent to the wash sale continued neat page SDNY GM 00021240 c Moto0a3c6749169 Ny700370777700033 0216 03057a1012000 Page S of 8 CONFIDENTIAL EFTA_00 I 31860 EFTA01274067 ;It UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Knancial Advisor. February 2016 Friendly account name) Account number: SCOTT STACK MARTLYLE CASRIEL 212-821.7000/800-308-3140 Realized gains and losses (continued) Prior month or year activity adjustments (continued) Short-term capital gains and losses (continued) 4. - 1 aeon method Queasy or Purchase late vam dare Sale dale Sae arnounl (S) Cost baa (f) Wmh sale cost basis aliuslmtiateit LOP (S) Gain (5) Adjustment 18657 Apt 30,15 Dec 21, IS 175.56 181.16 -560 Adjustment 20308 May 29, IS Dec21, IS 191.10 196.68 -5.58 Adjustment 19267 km 30, IS Dec 21,15 181 30 185.09 -3.79 Adjustment 19387 1u131, 15 Dec 21,15 182.43 186.32 -3.89 Adjustment 18658 Aug 31,15 Dec 21,15 175.57 178.06 -249 Adjustment 19.978 Sep 30,15 Dec 21,15 188.00 188.72 -0.72 Total $5.890.74 $6,167.99 -$27725 Long-term capital gains and losses wash sale Quantity or Purchase Sae Sae Cost cost basis Securily description Method race vdue date date amoum (S) Pausal adjmiment(S) Las Cal Gan (5) EATON VANCE FLOATING RATE FUND I Adjustment 5,463.943 Jan 29.13 Dec 21,15 45.84248 50,082.15 -4,239.67 Adjustment 2,727.687 Ian 21,14 Dec 21, I 5 22,885.30 25,083.66 -2,198.36 Adjustment 22255 Feb 28, 14 Dec 21, 15 186.72 203.97 -17.25 Adjustment 24.950 Mar 31. la Dec21, 15 209.33 228.20 -I&87 Adjustment 23.853 Apr 30, IA Dec 21,15 200.13 217.45 -17.32 Adjustment 24.941 May30, 14 Dec21,15 209.25 227.60 •It35 Adjustment 25190 Jun 30, 14 Dec 21,15 211.35 230.13 -18 78 Adjustment 26114 14,131,14 Cec 21,15 219.09 237.81 -18.72 Adjustment 26.834 Aug 29, 14 Dec 21,15 225.14 243.79 -18.65 Adjustment 26426 Sep 30,14 Dec 2I, 15 221.71 237.99 -16.28 Adjustment 26.475 Oct 31, 14 Dec21.15 222.13 236.18 -1605 Adjustment 27 933 Nov28. 14 Dec21, 15 234.36 251.27 -1691 GOLDMAN SACHS STRATEGIC INCOME CLI Adjustment 4,731.710 Jun 24, 13 Dec 21,15 46,134.17 49,537.05 -3,402.88 Adjustment 1,874.976 Sep 03,13 Dec 21.15 18281.02 19,629.44 -1,348.42 Adjustment 2,068.768 Oct 02, 13 Dec21,15 20,170.49 21,658.28 -1,487.79 Adjustment 4,790.169 Jan 21,14 Dec21,15 46,704.14 51,155.00 -4,450.86 continued next page cmpic008005749170NP70CO20227700CO3 0216 03057500 100iffilay_ GM_00021/4.0. 6 of 8 CONFIDENTIAL EFTA_00 I 3 I 861 EFTA01274068 UBS Resource Management Account Realized gains and losses (continued) Prior month or year activity adjustments (continued) Long-term capital gains and losses r..younued) Security description Method Ouantity or Purchase fare ate date Sale date Sete amount IN Cost basis (S) Wash sale cost basis altaiment(S) las (S) Gan (1) Adjustment 27.967 Feb 28, 14 Dec 21,1 5 272.68 296.42 -23.74 Adjustment 30632 Pier 31. 14 Dec21, 15 301.10 328.56 -27.46 Adjustment 28.811 Apr 30,14 Dec 21, 15 280.91 305.37 -24,46 Adjustment 30.060 May30, 14 Dec21, 1S 293.28 318.53 -25.25 Adjustment 28.473 Jun 30, 14 Dec 21,1 5 277.61 300.64 -23.03 Adjustment 27.460 Ai 31, 14 Dec 21,1 5 267.74 291.88 -24,14 Adjustment 27.620 Aug 29. 14 Dec21, 15 269.29 290.82 -21.53 Adjustment 23.003 Sep 30. 14 Dec 21,15 224.28 243.58 -19.30 Adjustment 27202 Oct 31, 14 Dec 21,15 265.22 285.06 •1 9 84 Adjustment 38518 Nov28. 14 Dec 21, 15 375.55 400.17 -24.62 PRUDENTIAL ABSOLUTE RETURN BOND FUND Adjustment 7,400.957 Ian 29,13 Dec 21, 15 69,643.00 74,111.17 -4,468.17 Adjustment 2,209.898 Oct 02, 13 Dec 21, 15 20,795.14 21,584.45 -789.31 Adjustment 22.939 Feb 28, 14 Dec 21, 15 215.86 225.66 -9.80 Adjustment 24.210 Mar 31, 14 Dec 21,15 227.81 238.66 -10.85 Adjustment 29.569 Apr 30, IA Dec21, 15 27825 291.17 -12.92 Adjustment 29857 May 30, 14 Dec 21,1 5 280.95 295.21 •14.26 Adjustment 27233 Jun 30.14 Dec21,15 256.27 269.27 -13.00 Adjustment 27.968 1u131,14 Dec 21,15 263.17 275.43 -1226 Adjustment 26.641 Aug 29, 14 Dec 21, 15 250.70 263.13 -12.43 Adjustment 24.797 Sep 30,14 Dec 21, 15 233.34 242.46 -9.12 Adjustment 23.681 Oct 31, 14 Dec21,15 222.83 232.01 418 Adjustment 29.010 Nov26, 14 Dec21, I5 272.99 283.36 -10.37 Adjustment 20831 Nov28. 14 Dec 21,1 5 196.02 203.26 -7.24 Total $298,120.80 $321,038.24 422,917.44 Account name: rELL Your PI sandal Advisor: Friendly account name: SCOTT STACKMANLYIE CASRIEL Account number. 212-821-7000/800-308-3140 SDNY GM 00021242 CNP7000)305749171 NPIOCO2Cr2277 00003 0216 0305750). CONFIDENTIAL oc0o0 Pero 7 of 8 EFTA 00131862 EFTA01274069 *UBS Your notes cu,,o.87,77.. ,87 077.8..,8 count ,7,7 5 ,oat,,,,,,,,,n.,Ays a al 8 CONFIDENTIAL EFT,00131863 EFTA01274070 Important information about your statement U3S Financial Services Tx. the Fire or UBS Anemia Senakes)i is a merrter of all orincial stony, cannoily and colons enhages. LA36 Financial Semites and LEG Bank USA se rdrect %badmen of LBS AG and affiliates of L85 Seckritin U.C. The Fim's financial statement is available upon reoen. The FirMs mauled off ces ay a: UBS Ennui Since, lac. 1200 Harbor Boulevard Weehawken, 10 07086 This statement represents the only official record of your LBS Struncial Strain ann. Other non rant nickel to docunents. con taring conflicting data should rot be relied Ian If you berate there is an error or omission please repot h immediately n *rang to the &inch Manager of the nee undo your account. Anacti al figures ;boon are Intended to be accurate. statement data staid not be used for to purposes Rely sae& on yeakend tax Icons. Form 1098. 5498. 10425. etc.) whin preprergyour tau non. The Finn 6 required by low tonal to the IRS ant:A.6k dinideria, report** rchtaiable nidends and taxable merest end n acuities held nyokr accent, net proceeds an sale transactors, and cog bans on certain covered finnan. Cenenurtications with to • Please re.coSirm ant oral cormitnc aborts in wring to father protect your rept; inclAng your ropes under the Scorns Imestor Protection Ace (EPA). • II the finax ial institution on then left of the from of this statement is not U3SFnaxiS Strokes, LBS Financial Singes canes gas account as cleamg broker by ana-gerrent coats the nolcated Ionian We trimmed you of cos relators hp when you opened this OCCOJII. In tic use, your Ards and searkies are lasted a UBS financial Services and rot tie rexclicrg broker, ad you nut mace a report of ay ma or amain to both firms. All accent statements shall be deemed corrynt•ard accurate f not objected to in writing within 60 rays. • Please diva customer complaints or impales to the FimmClem Relations Depavnent at 201.352.1699 or toll.fre• at 8C0.364-9103, 8:00 AM. to 6:00 P.M ET Monday through Friday, or in yeriti-g to U3S Financial Seances Ix., Client Relatb5 DePatmente P.O. Box 766 Union City, N107087. • h case of errors or cpestin about an electronic fun transfer WT bi payment or UBS Veedebit card transactions, call 990-762-1000, a ache to UBS FrancialSenices Ix., 1000 Bator Blvd, 6th floor, Weehawken NI 07086, Attu RIAACESA Seams. Cal or watt as loon a; you can if you ihrle your statement or receipt is nag or if you need more incemation axut a transfer on the nommen or recept. The Firm or Card tun (as irpluble)mun hear from you no later thin 60 days after he aim sent you he fig statement on *each the aro- or probben giant - 17,, r rd ni,,vs rrj — Descrte the error or trie nosier you ae unsure Exult and explain as cleatr as you cal shy you belihe t is an error a why you need more information — Pronethedollar amount of the suspected emu. The Firm a Cad ISSUE./ wi inaaigae sue conaairc and MI carat any error prone*. I we take mop tan IC) business dap to do ha. in MI mink your accept for the a-notrit you theft 6 al error, so That you will haw the use of the moray dreg the tare it takes us to complete our instigation. PlOaS9 mak* all decks payable to the Fern or tie uncial nstaution rdcated on tie front of this statement haitir to regular accost fees, moans may be subject to manna lees, chages for late payment for exudes purchases and chirps for unpaid aments in cash acookras. Accounts that me wan-fared to other InSlaUliOnS maybe subject to a trawler fee UBS Snip Opine UBS offers opt:mar nymphg cash balances. balances to ba-A deposits at UBS Bak USA and LBS AG Stanford branch (Bank Sweep Programs), money market mutual arch (Money Era) ad the entent coal Depose Accent (Cara customers with an international ft•SOSOP Managemen1 Account. Through tie Bank Sweep Program cash bala-ces are swept to 11135 Bak USA up to an estetashed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at UBS Bank USA are FDIC enured in accordance with FDIC rules. For rein Harrah" pease kit rowefdic Devon at UBS AG Stanford Elra-ch ad shaes of Mon Funds are rot nand by the FDIC. Through the Ok mailible ben balance, are swept to depot/ accounts at UBS AG New York Etranch ard LBS AGC nun Brads These deposits are not hand by the FOC. Balances held at the LBS AG Cayman Brant are lemon* ippon to the sovereign rah of the Cann bland; and the is no suarartae a other obligation of LES AG to repay the balances While ti the LIES Cayman's Brach's books. Deposits at LBS Bat USA and each UBS AG Branch are not protected by SIC. Money kind shays are protected by SRC See *U35 Financial Services Account dotecticei ben. Upon vas tons; balances in to Bank Sweep Prod:ans.:ran may to eithdran and shares of a Money Find may be liquidated, ad the proceeds retuned to you a your seamen account. Finn Hofmann about available sweep *pions, inking ourent Merest rates and yield; 6 available at moans anisweenelds, from your Francial Advisor or by eating 800-762-1000. UPS renal Serene mount protection The Firn is a manor of to Scorns Investor Protection Conran (SIPC), which protects securities aeons of As Remmers up lo SSOO,C00 (riclang S2 t0,000 for claim for cash). The SIPC asset protection limits apply To all account that you had in a panicuty capacity. The Fim, together with certain alines, has also purchased peciparriontal protection. The madmen anon payable to al elan clogs, conligh inn this praeclico is 1500 millon as of Decanter 10, 2013. Sneed to the policy corditons ad Imitations, cash a the Firm is fund enacted fa i.e to tI 9 million n the agg'egae for all your amounts held n a pannier opacity. A Iii copy of The poky wading is mailable upon request. The SIPC wont Co and the supplemental potation both do not aoPlyn • Certan financial assets controlled by (and included n your account value) but held away from U8Sfinatal Services (e.g., certain (i) cash at LBS Bank. (i) cats al LBS AG Surnfird brand; (id i-turamo Froelich, including variable annuities. and (in shares of rind finds where such shares are registered drectbe n the nane of the account holder on to books at records of the &patina near a herder agent), • Certain inennot contracts a hat-anted interns (eg., limited palnenhias and prime placements) tat are rot registered under the Securities Act of I933; ad • Commodities cornets (e.g foreign exchange and yet cos metal conlrach), including futures antracts a-d commodity option contracts, The 51K protector, and to suppkmental protean do not apply to these asses es, 4 Sty othetrnst appear on you. sigernen. The SEC protection and the traPkenental protection do not wont again changes in the main vale of yds investments nether as a result of market mokerneM, hue batruptcy or otherwieg More information is avalne tpon man You may obtain more information about SIC, nadir* the 51K Brochure, by contacting 51K at /02-371-8300a by using the SIC website at ionew.alptoop Dividend Renerbeent Program (DROP) The orCe reflected 6 an akerage ake You may obtan the actual price tromp:kr Fnancial Advisor. Or while dares re purchased 'rider DRIP; partial shares will be mild ad the oath wa be deposited h your accent The caddied reinvestment pricesupplied byte issuer may fifer from the market price at which der partial shares a* sold Cmlenlieu pity whole units may be heed in yoke attend. t pot are mined to a petal unit as a result of a olviderd p4rnent or °triennia, the Firm *II ether sell panal Was at morn ark* a accept an annunt determined fly a regne-ed closing agency. and credit yin accord love:inane objectives The rwestmere Paeans, and nsk profile at specific to each account and may wry between. Please edam the Fenno-nth ;n ant-got achy sipilicart change in you fond situbICO or insuring objections. For each CONFIDENTIAL account Inekl, you choose one of the following emend °banes' • grodue amentaxon. ,nation as seekng the generation d income crib.. • Ann Capttaf Appreciatan: Immanent( soaking yowl" of prncpal rather than the proration of e. • Produce Comaineton of freak th e hiesiments sentry both gereratcn of noon,* an: got of pritiMI. OV4t0 I tisk profiles • Conservan Seeks to maintain initial prirepal with law risk and volatility to the non owral, even 4 tat means the non does nee generate signd cant name a returns and may rot keep pace with inflation. • Maferart Willing to accept sane risc to pincOal and tolerate some kotataty to seek hirer returns. • Apprespie: Wiling to accept hip risk to prexpal aid hip senility to seek fopreturns over time. Stan-non touseholdne We may consoldan al related account statements with to sane ac teas n the sane envertpe. ACCOaltS may be related la this purpose became they have amen rho alto maintain Pin acorn relationships with other clients at the Sam? address. This prance 6 nen as •Ixuseloling R you prefer to reahe individual statements mead in separate envetpes — you may decline heuseholding by calIng 'Our Financial A&isor. Friendly account name The hied& account name reflects information tat you entered can the Fins online services :debate. It a a catornitable 'nide-arm • chosen by you to visa yeti well your recordkeeping It has TO legal effect a your account. YOJ can change yoke Rien*accon names, thy up nine Services a by contactrg you Financial Adeisor. ACCIMM overview • Van oiyoor an-ounttrorgoin Net of assets and • Ante Inclas avail* cash balances, vans leer restricted storey (est), and Global Tine Deposits, u-realred marts to make; and certain nets not held by tie Fim. Does rot include unpriced wainassets at the end of the pior and anent staterreM periods, or praise irveanwns, nvested stock opions and enemnatie stook options • Lianas Include, debt bala-ces, Quist/I-ding MaSIn loan, credit kir, 001 SCONalt balinces. • CaiWeoney balances. Total of uninvested available cash balances. plus UBS Bak USA deposit bataces,U3S AG Stamford Branch de balances and money mats metal sweep hires, at tie clove of the staernera period. Noreccermodity free credit balances in your accost at rot segregated from other balances and The Fits may use any of these funds ti the ordain course of it business. These funds are payable upon your derriard. This total is included in to cumin period closing value. SDNY_GM_00021244 EFTA_00131864 EFTA01274071 important information about your statement (continued) Lending information Fox detailed informal«, on the Fim's lending practices and disc knisea, refer to ww Chem Relatenthip Acreemini or Accost Agreement ref the General Team and Conditions LOS Statement of Credit halices available in Agreements andOixbrunis a www oat romtarrounedivekarm Yaw. SOU You statement itemises awaits and other assets held Seethe account at the red of the summon period. You may ask for &Wm of illy paid SeCartieS al dry/ tine. You may wend secunties used as loan coda eral after paying any balance due on then. Any securities fra wain PRI to the Fern acing the statenvnt wed are 'Medal market yarn as of the end of the statement Pond • Cost bath. In clamming the cog bass of the searthes ixtuded in this statement where in:Mated with the imam 'I,' LE S Carded Services his relied co informatim obtained from sources other than UBS Financial Seeks. exhaling aro:motion &an another btu a that you may have provided to yrs financial Mao/. The Nom does not indepenirely way cr garantee the egoism« valdin of any Womation fronded by lanes odor than LES Financial Seniors. h /Armagh LOS financial Smuts general& plates this illormtlian at it is received. the fins does not croak ary envenom that the hforrnMon u nder "Cost basis' arid "Urvealced gad loss' is acute as of the date of this statement. As such please do not re& on this al aeration to make pushes.« sale decisions, for tat purposes Othentile. Accounts transfeered to the firm may ref km gallops infarnahm onE for the period et tire they are held age Mn More bistro/eat neormation can be ailed by your Financial Advent. • Ural...hedge:Wham Man data s available. evinced urrealized gird losses are calculated he rdvidual save/ lots. The transaction data for rdential km may or may not relied ouraussicos, charges at acuity noorganier en events. Diddind and other reinvestment lots and systematic autism lots are each carbired to display one swaged lot The Trade dale coltnn presents the original varnacoon trade date. • Callable marritios Crack and perferred gal that the issuer <as for ea redeccOlsdn wd be selected aortal& by lot Iran among all senate, of that issue held in our name or n nominee nine for our clients Call base information it obtained from third patties and as =Lea is not guaranteed. Other call fear., may east which could affect yekt orrolete infownalen will be provided upon request • Certificates of deposit (Os). CDs re FDIC inured up to S2%000 in princioal and accrued interest per derma« rd per depositionMaar:on inaccordance with FDIC rules. • Pricadvalue Trios displayed ter tottrit4s and other «odic% may be higher or lower than the pia that you novelrasa& recent, n the market Prices av obtaned from various third prey sources which we below to be reliable, but ne do not guarantee their away. — We berstwi are ih• dosing price when avabble or the mean of the bid rd as prkes for road securities and colorsor onny bid prices for OTC securities. — Less ache& traded securities maybe priced using a vakation model or the mon recent pie we obtained and may not reflect an actual motet price cc yak*. — Cattail positions may appear vnenut a price and will Mow as 'prke was not avalable• a we re unable to obtain a price I or a scorn — Deposits a societies denominated ,currencies ocher than U.S. dam are reflected as the nchange rate as of the statement date. - For 'Men 'entities racing in nonconforming denaminakene. price and quantity dace valve) may havebeen aderted to facileile proper variation To Moan Current matrices, when rabbi*, contact yew f nancial Ad.'s«. • Private iwastmants and structured products. Male inestnwa secuilin (ix Wag Overt partictation program and real estate investment trust securitin) and strucued polices are general& lajny akaid. Crean structured predicts haw not been regard with the Securities and Exchrw Corrmissim a under any slate securities lam. We ;made estimated vans for private Oanitrrent watitieS and stmaired products fee inkormatoni Paws only. AccLracy is roe guaranteed. — These vain maydiffer substantial., Mtn pier if any, at *hitt a private inearnent secuity 'arrived poled may be Wide or hid and do not nocesurity airmen the vaktmeu nay receive upon lindidation. - Thid panyiestintes of rake re as of a «nab date and are applied to UBS Financial Services as a regular bass by an independent valor tion I an. — btu, general panne. Of sponsor estimated values. it an are supplied to the F im by the ouri war parr** or sponsor and may be calculated based on clfterna information Rem that used by third paiies to derra theo esIenated vales. - You can obtain addinorul information regarding the methodology used to determine the *daub of value and re date of the formation that is the basil« the estimate by contacting pair Financial Musa. - Thid arty *stewed vibes may be reflected as 'Not priced' in several stations: brim an independent valuation him has not stegOked a s unable to asstri a vane, when we become aware that a material vent has «Geed ant may call a previously ripened value no question, or Mon yak* mutt be highfr speculating due to the nerve a The seculty. — When neither an issuer, general palm or sponsor estimated wake nor a thrd-perty estimated value is landed the value of the cavity nilbedifferent het its mature price — 'Dartuions to date may inclde return ot capita ,cone cr both. — •Ckinesalural ace' represents the mitt& offering pee per vie and may not reeled your cost basis • Restricted securities Restrkted seciales general& re not currently eligble for public salt LEIS financial Snares uses the market peke of the unrestricted stock of Ow same Issas as as inpultd value fee the restricted Pock for purposes <della deems* coat To the edict that restrictedsecurities are reliable for ire, the value received may be abstakidE less than the inuted value shown • Est. (mErnatad) inecene, cumine yields and rata An minx. ot arm/ income k bared on current dnidend and lamest rates, attuning the securities will be held for one year from statement date or and maturity. This ennuie is only a guideline, accuracy ad continued inecene we not gurranteni — Estimated arnual :acme and cowl geld for certain Wei of securities could rick& a rely" Of «medal or capital gains in which case the en income Ord current wed, would be overstated. — Istinated trust income and anent yield arid the actual hew* and yield night be bwer or higher than the estmred anoints. — An ensure of a-narked acme (dinierd at'« int« no divided by the current market vabrfays•acee balance is based on the an divdad a interest payment made by the issuer and aidaves the seasherdeposes wiltbe hell for one reborn the statement date Or urn.' mabstly. Accuracy and continued yield are not gate arrati • Metes not hal by UK Financial Saida& Certain assets re not held by the Finn and not within the Fern's possessor or control. These assets at chained on you' statement for informational supine only. Positions and vale presented are provided by the kaiing Inn. LES Financial Services is not rep:noble for Bitinf «mad, and OWS not guarantee es accuracy. these assets are rot protected by $PC or the Finis sikplemental SOK coverage. • Revenue sharing and additional compensation. — In adation to CetMliSSCaS on sibs and 12t1 lees received in arnecton vah the dation of initial lunch to our clients vat ann.,' our affiliate festive naseNe taring Paymeres from dinsbuton ardor advisors of the mutual funds that we sell. These amounts are based on two efferent components 0 the amount of sales by LOS of a pankular mutual fund fain& to our dents. and (ii) the met value of a parlicubr mutual fund lamr&I shaven:4d a the lint — We and or aftdsate ate receive netweekng and «mbar processing lees in ccesskleaten ton transfer agent se vitas that we monde to the metal lads These leesgenerally are paid from investor assets in the mutualfund and are a feted dour amount based or, the rumber of accounts at the WokecAealec holding revival funds of that fund family CONFIDENTIAL - h addition to commkskris received ki connection nth the sale or distdairion of arm*/ contracts and tat investment Hiatt ant to Our (lents, we :index our affilidie receive sense sharing coameassaica ham marry of the instance corrprin underwriting the arruily contracts, allocates of the insure« ccrepanies or spasm of the use invesunent WARS we Mutat — Cur allaisles also receive trading cormissims and other compensalko from mutual bids and insurance commies whose products we darbute. — We receive an meal fee bore LOS Bank USA ad UBS AG Surrdoid Branch of Lip to 115 per account sweeping to the barks undet the UBS Bank Sweep Peograms. Activity htornutiontegardng «nuntisken and other charges inomed n correction wth the executen of trades. ncldng option trasextens has been included on «intimations veva.* furnished to you, at wed be provided to you prate& on repast. Start f you are engaged in that selling a security, sou may boa' a Charge da to cenah bciroarg costs for that particular secutty. Open orders Regarding Open or tscocatiScancelled* ceders that were not mooredbythe patemere date, open tuyrd sell stop orders are reduced by the wean of «Mends or rights on an tedwidenit a <heights Mite unless inatucted otherwise by you. You re responsible fa orders that re weaned due to you failure to cancel eating open Orden. Privacy To obtain a copy el ors curve Claw Privacy Nonce. please Contact your Femoral Achim- or nit Ott IYAb500 strew utnron/oriviatolry UBS Enancral Services is not a bat The RMA Business Services Account BSA and IRMA are &dung. accounts which provide access to bracing services and products though arrangements web annelid banks and other thrd-party teas, and pronichs access to nuance and annuty products issued by vial faired thrdpany :Imam* companies through Inman« agency subsidiaries of UBS Financial Services lx. Irtantment nsurance. ad arrayproducts: Not MK nand • No bra guarantee* May lose value IRMA Resource Management Accord. Business Services Account BSA, IRMA and ate-national Resource Management ACCO.al are registered service marls of UBS financial Swain he Visa Signnwe is a registered sett mrk of Ma Inurrationat LOS Visa Signature aede cads ad LES Voa debt cards are issued by UPS Bank USA with penmen from visa USA incorporated. USS financial Services Inc. Rev 201511 SDNY_G M_0002 1245 EFTA D0131865 EFTA01274072