EFTA Document EFTA01275697

SUBS Your Nnandal Advisor. SCOTT STACKMAIWLYLE CASRIGL Phone U8S Fnanoal SemiCeS 299 Park Avenue 25th Floor New York, NY 10171.0002 CM6CO22549590214 Y1 0 Questions about your statement? Call your Financial Advisor or the RMA Ftesourceline at 930-RMA-1000, account Kat our webslte: www.ubs.comainancialservices Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manages. You can find a full description of the alternative investment objectives vl Important information about your staternem at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibikty consideration - None selected Resource Management Account February 2014 Account name: GHISLAINE MAXWELL Friendly account name: indiv.CheckiCar Account number: Value of your account on January 31 (S) on Febniary 28 fik Your assets Your liabilities 0.00 27,047 74 0.00 0.00 Value of your account $0.00 Change in the value of your account Opening account value Deposits, including investments transferred in S27,047.74 :ebruary 2014 (1) Year to date (1) $0.00 $0.00 27,047 74 27,047.74 Closing account value $27,047.74 $27,047.74 Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is FIFO, First 11, first Out SDNY GM 00023306 Member SIPC C F260004002254959 P26000144229 000060214 030675004 Y1235765500=00 CONFIDENTIAL Page 41 of 18 EFFA_00133926 EFTA01275697 SUBS Resource Management Account February 2014 Cash activity summary Account name: Friendly account name: ir : Account number: See Account activity gm moNhfoi decals &Lances in your Sweep Options are indudedin the opening and closing [glances vel Le. FDIC Insurance applies only to deposits at U8S Bank USA, not to deports at UBS AG. Stanford Erarch or bank deposits placed I brow") the Lin internationd Deposa Account proaam. SIPC potection applies to money market sweep fund boding, but rot bank deposits. See important information about your statement on the last two pages c( this document for detals February 2014 (s) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 27,047.74 27,047.74 Total additions $27,047.74 $27,047.74 Net cash flow $27,047.74 $27,047.74 Closing balances $27,047.74 $27,047.74 My Choice Rewards Points from UBS Rewards points are reflected as of the 26th of the month or the poor business 08y if the 26th 14 Is on a weekend Wilda/ Reward. poinl &flinty oetab fan be found on www.ubS.COMIOMIneServKeS February 2014 mar to data Opening balance O 0 Closing balance O 0 Your A sandal Advisor: SCOTT STACK MAMLYLE CASRIEL CF260C040322 S4960 P26000144229 000050213 030575034 YI 23576550 C0)Sit\IY_GM_0002PiWi 42 of 48 CONFIDENTIAL EFFA_00133927 EFTA01275698 taUBS Resource Management Account February 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account no/he:Indio Check/Car Account number. Sane pncet income and current vanes sheen may be approximate. AS a issue, gam and losses may nol be acurately reflected. See important information about your statement a the end ol this oxurrem for more intormaton Cash Cash and money balances Cash and money balances may include avalable cah balances. UBS Bank USA deposit account Waxes. UBS AG Startbrd Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA detcolt account balances ate insured by the FOC vat hi n itplIczbe limits, but are not pointed by SIPC. U85 AG Stanford Branchdeposit scouts banes are not insured by FDIC end ate lot pointed by SIPC Money market sweep balances are protected by SIPC but art not insured lathe FDIC. Soo the important information about your statement at the end of this dxurnont for details *out ilNose balances. Openng ['dance Hddng on Feb 1 (1) LOS BANK USA DEP ACCT 0.00 27,047.74 250.003.00 Closing bane on Feb 2815) Pnce per :here Average on Feb 28 (0 Dairreno interest period Your el sandal Advisor: SCOTT STACKMAN/LYLE CASILEL Das en period Cop artrunl Your total assets vaue on Feb 29 ( Feeentax or Cost Estimated your acount basis (5) annual intone (5) Unrealized dein or loss (5) Cash Total $27,047.74 100.00% 827,047.74 Cash and money balances 27,047.74 100.00% 27,047.74 Account activity this month gat Actlety Description Amount (S) Deposits and other funds credited Feb 26 Depose FEDEPAL FUNDSDEKKO BY GHSLAINE MAXWELL AT CHASUS33 27,047.74 Total deposits and other funds credited $27,047.74 Card Items for your Attention: Shop with cordidence.whether ycu use your U65 credit card aline or of line, you'll rover be held responsible for any fraudulent charges Even better, use your UBS credit card fa purchases and you can extend the mantaaCturer'swarrasty fa up to one year. Enjoy extraoronary protections that just make your life easier SDNY GM 00023308 CPZ60004C02254961 PZ6000144229 0:005 0214 030575004 Y123576550 MOO Pap 43 of 48 CONFIDENTIAL EFTA_00133928 EFTA01275699 *UBS Resource Management Account February 2014 Account name: GHISLAINE MAXWELL Friendly account name: Indio Check/Car Account number: minmun :zrinent cue Payment Due Date .ne Your Ilnendel Advisor: SCOTT STACK MAMLYLE CASRIEL Available Credi Ur* Outstanding balance UBS Visa Signature aedit card(s) payment infommtion $0 .00 $35,00000 $35,000 00 SO.W we provide this information on your U8S visa Signature credit cads solety as a courtesy to you. The U85 Visa Brans re ctedt card and account tee issued by UBS Balk USA. UBS Bank USA sends you tee afloat statement for this account and you stolid make your payment accordno to 11104 instructions. We do nol Include your outstanding credt caidtsdarce in the value of your account with UBS Financial Services Inc Date 40wity Des<nolicn Arrount IS) Money balance activities len 31 Balance forward $0.00 Feb27 Deposit UBS BANK USA DEPOSIT ACCOUNT Feb 2II Closing UBS Bonk USA Deposit Account The UBS Bank USA Oep09t ACCOUNT Is your pnrnary Sweep Winn 27,047.74 $27.047.74 CP26000a002254962 P26000144229 0000O 021 4 030575004 Y123576SS0030,1thyGm3,0021abg 44 of 48 End of statement for account number - CONFIDENTIAL EFTA_00133929 EFTA01275700 Important information about your statement LEIS Fioncial Semites ix. (the F im or UBS Financial Services} is a merrter of all princiral sxvly, cart** and colons baba-gee. LES Fa-errial Semites and LBS Bank USA at rdrect sutoriares of LES AG and affiliates of LES Seriatim LIC. The Fim's I horde' statement is available upon masa The Firrds eceofire off ices re a: LES Finanoul Sens M. 1200 Harbor Boubvard Weehawken, to 07086 Ibis statement represents the and official record of you LES Fe-uncial Senses account. Other wads, except official tar doarnenth ratan* ccraring date should rot be relied Loon Nyco benve there is an error cr mission, please report it irrmedately n *Ming to the Bench Manager of the office sentig your account. Ail-ruch al figures shorn at mended to be accurate. statement data shadi not be used for tar purposes Rely sae& onyearend tax kirms,(i.e.. Form 1099. Sat 10425, eto.)whinprepregyour tu return. The Fiona requiredby law to report to the IRS all taxabk dividenek. *tonne nontaxable dwicknds and taxtle nierest erred on acuities held in you nark net prcceeth on sale transactors, ad cost base oncertain covered starein. Communications witlythe Finn . Please re:confirm arry oralcorm-tautens in wring to further protect your colds. incladrig your rote order the Sean *Indoor Protection Act (WA) • If the Enna' hstitution on the top left of do friont of this statement is not UBS Anatol Se-siker U3S Prencial Services carries car account as cleanng broker by anargerrent wah the hdrated institution We Stormed you of the relationship Moen you opened this accost. h this case. your rat and soon* ae located a UBS Rangel Services and rot the hwocbcng broker. ad you must make a MOTO of ray aux or minion to both firms. A II accent statementsshall be deemed complete ad accurate if not objected ton *meg within 60 days. • Please divot *stoma complaints or • • • FiTn's C Int ' eat u cr tolkfree at 8:03 1k .to : ET Monday through as a in meig to UBS Fiona' Senates ix., Client Relations Depalment, P.O. Box 766 Union City, El 07087. • near of errors Or 0.51OnS and an electronic bads wade (Ell b BS Wedeln card transictiore, call a wile to UBS liana Semen M., IMO Harbor Blvd, 6th floor, Weehawken N/ 07036, Orr MAMMA Semen Cal or write as soon as you cart it mut** your statement or receipt is map a 4 you need more nand ion about a torn* on the stattnint or nanist Ty Firm or Card lawn (8, a:Scald mutt her from you no later dras ISO days after to Fim sent you the fro %Innen on relishthe error or problem appeared. - Proneyou- name ad accost number Of any) - Dewbe the err or the wander you nano about and .clan as clear& as woo can why yai believe t is an error a inhy woo need more Manation - Provide the dollar armrest of the suspected error. The Fins or Cad Issuer wa CriestigXe your complaint and wall correct any error romp*. Please man all rheas payable to the fan or he thancial inititution Skated on to front of this statement had:that° nagny accost fan accounts may be subject to mailenrce fees, chines for late parent for securities purthases and charges fa unpaid amounts in Glib =wits. Accounts that ate transferred to other hstitutions may be subject to a transfer tee. UBS Sweep Onions UBS offers options for sweepng cash bine; tines to bank deposits at UBS Bet USA and IRS AG Standoff brach (Cank Sweep Brogan*, money math mutual kids (Morey Fund) rd the International Deposit Accent 00Alfor customers with a International noun Maragenni Account. Through de Bank Sweep Farina% cash balances re swept to U26 Sark USA up to ari estsbkhod knit ad then to LIES AG Stanford Brach or a Money Fund. Deposits at UBS Bak USA are FDIC nkred in accordace with FCC rules. For more rdomatia please mit tinwildicgov. Deposes a UBS AG Stanford Burch ad funs of Money Funds aro rot inured by the FCC. %reap, the CM, mane local balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Brach These deposits are not insured by he FCC. Balances Feld at to LES AG Carnal Branch are tempera* exposed to the sovereign risk of the Canon elands, and Owe is no gmantee Cr other obligation of laS AG to repay*. Wines while on the UBSC *mars Brach's books. Deposes a 185 Bat LEA and each UBS AG Etch are not protected by SIPC. Money Fund shares ae protected by SIPC. See -UBS anemia Sevres Accost Protection' bobw Upon war reg.est, balances is the Bank Sweep Programa: OA may be withdran and shares of a Monty fund may be liquidated, and the proceeds returned so you or your monies amant. Fisher formation about available streip options, notating orient Merest rates and yelds, a mailable at www.sbs< - from your Fromid Advisor or by calling MRS Financial Straka account protection The Fren name:Tiber of the Seosites Inveitill Protection Corporation GEC), *Fah protects weir/aim account, of its members up Xi1500,0X froludirg S2B),000 for dams kr cash). 11-e SIK asset protection Imes aTIPV to all accounts that you hold n a particular <epee*. The Fin, together with certain ASK ha also purchased le-ppimental protection. The madmen amount payable so al &hide Worts, coRecterek thaw this protection is 1500 million a of December 10, 2013. klo fins o the poky conditias ard limitations, cash X the is further protected kr Lp to 11.9 million n the aggegate for all you accounts held n eyeliner capacity. A full copy of re poky waxing is mailable Mori request. The SIPC protection and the supplemenkl protection both do not apply to. • Certin Ennis! Mies controlled by (and Mind your account value) but hell away from MS Firia-col Services fe.g.. certain(* ash at UBS Bat fit cads at LES AG Stanlord brach (U) innate pricant, including variable enmities, cod shires of mutual funds where such shares are registered diedly A the name of the account holder on to boas and words of Me applied* issuer or trader agent); • Cain cannel contracts or inestment interest (eg., limited partnesham and private placement) the we rot registered raider tie Securities Act of 1%3; ird • Commodities contracts (el, 'reign excha-ge and peacoat metal contracts). ncludtg futures contacts rd tornMlitYtPtiCn contracts. The 5IPC protection and to supplemental protection do not apply to these assets event they otherwise appear on yea Materna*. fla SEC protection and the Faalarriantal protection do not protect agamt changes an he make vats of car investments (whether as a rent of market movement, issuer bankruptcy a 0thernim} More information is avalable tpO1 regent You may obtan more iiipmution abets the SIPC Brochure, by contacting 51K at a by *Ong the SIC website at Miwaloctust Dividend Ream/nem hiegran SON The kxce reflected is an sway price. You may obtan the actual price km yar Financial Advisor. Or* whole Own se purchased under DRIP; partial shires will be wild rd tot cash wa be deposited is your account The caddied rerniesvnent price applied by he issuer may cafe from the market price at which thepartial shires n sold Csah-relierea I;M, whole ants may be hetho rt." aocout If you re entered to a palul use a a result of a dviderd Barmen' or otherwise, the Fan MI either sell palial alk at market prk• a accept an amount determined by a *Stored clexin agency, ad credit you: accost. Investment objectives the mummer' °beans and risk profile &ecotone to each account and nury mybetween Please edam the twin prompt/yin *flog of any signified change in you: Maxi& situaion or 'nomad objectives. Fa each CONFIDENTIAL worn held, you choose one of he folioed* inestrnent objectres: • *oda, Cunentlrcome. Mona as seang the generation of income MI/. • Achim CapletAppreciation: Instilment( mating grow., of prnchal rather than the gerersen of moon?. • Psalm. Combination oilman. and Capital Appreciation: 'vestments seelag both the generation of name and go:Nthof Wit011. Orwell risk precise • Conservative Seeks to mantan niliel re-clod, with low risk and validity to the accord meral, not if that men the accost does not generate signif rant income or returns and may not keep pace with inflation. • moderate: veiirrg to accept Went Mt to principal awl tolerate some nett* to seek holler returns. • Aggressne: Wiling to accept high riot to wood aid high solar* to seek high rooms oar tine. Statement Ilouseholdne We may consoldase al related account statements with the sin address n the sin envelope. Accounts may be related la this purpose berate they haw owners who also martain hint non relationships wit other dents at the sane address. This practice',: known as • householing Ilyou prefer to receive rdivilual statements mailed in separate nivelcceS — y0U May dalia honholdwg by Ealingmu F mintiest Advisor. Friendly actotht name The Frendh: secant mane reflects al ormation that you catered on the Firm's onto* sauces webs*. II is a customizable rniclrorre: dote by you to Mtiff you wth your recodkeeprg. It has * legal effect on your we. rt. You Cal change yrs Fiendk nun names, through Onire Services or by contactrgyourFioncial Achim% Acommt overview • YAM of nOr aCCOontiPortfolia Net of assets and • Assets_ hulas av)il* cash balances, vales for restricted sear* last), cod Global tine Deposits, urrealted maks to market, and certain nets not MM by the Fim. Does not include unpriced Ws/tin:assets al the end ot the prior and norm statement periods, or prim* Memnon% invested stock options rid eaccoable stock anions • Entries Include, debit balnes, cubterdig rrurgn loans. credit the, Tae arrant balances. • Casb/reoney balances. Total of uninvested avalable cash balances. plus UBS Bat USA deposit treater UBS AG Sierran french deposit balances and money market mutual fund sweep brans, at the close of he gatemen period. Noncom:nod* free credit balances in your accourt are rot segregated from other balances and he Fins may use any of these funds A the: erdinay course of *business. These funds are payable upon your darned. This total is include)., to anent period close* value. SONY_GM_00023310 EFTA_00133930 EFTA01275701 Important information about your statement (coninued) W alt lionisation For debit' information en the Finis lending plebes and abates, refer to mos Client Relalortip Agee-runt or Accot Agreement rid the General Tits at Conditions UBS Statement of Credit Practices available in Agreements mdDitoscrres at mem rthe rontarrarnottag Yew rests Your garment Remit securities and °tit was held tithe secant at the end ot the statement period. You may ark for delivery of keg paid settles at ary time. You may receive securities ad as leas collateral after paying any balance due on tem. Pry securities tranelened to to Firn clarg the tram' ponad are listed at market value as of the end of the staterrere period. • Cast basis. In detamning the cost basis of the swain included in his statement, where indicated wih the rumba V UPS Fiord &Services has relied on information cbtained from sources other Manila* Frencial Seraces, including tormaticm ten another lem a Oval gouty haw providecho you Finaxial Advisor. The Finn does not idepadently verify a bearantee the acaracy or sality dry irdormation provided by Totes other than tin Puncial Services. Pi adatirt although LIDS Finial Sates generally abbe his Hamden as it is recent, the firm does not provide any astances that the idarnatisn taller "Cost basis" and "Lhreaked Bariloss' is accurate as of the date of this statement. As such please do not teg on this dantion to make pada a tale decisions,. fan prpstes otherwise. Accounts tendered to tie rim may reflect girlloss annatisn only for the period of tine they xe held a the Frm More historical nknnatcn tribe added by you Fend Advisor. • thredised gansflosaes Wien data is adildole. estinated abased gang lases we ulciAated fa retiotial secure/ lots. The transicban data for ndIvistal tots may or may not realest ammissets, &hetes ands'acuity reorgni:alias nits Dividend and °tare nwarnmi lots rd systernatk pada bts are eachcombined to display toe averaged lot. be • Trade date • [alto presents the aignul transaction wade date. • Callable securities Eat* and preferred stock that the ha, cats for erg Fes/intim wil be selected mpastag by lot ten among all seoseies of tat is... held hour name or in nornhee ma la or clients. Call Una hfcraten r datted from third patties and as accuracy snot guaranteed. Other call feattres maybest which could affect yell' con** thimiaton will be provided upon request • Cattificates of deposit (CDs) CDs are FDIC inured Lp to 5250,000 n pritiaal and accrued interest per depositor ad per deposits:6y instituters isaccordance wt FDIC rules. • Pricearalue Prom divined for securities and oter inducts may be higher or lower than Mesta that you would tusk recte n the market Prices are °bland from emits third party sources tit. we Delve to be relitalt but we do not gbralee tar accuracy. — We gently a the (lost° price when avarkbee cr the mean a/1mM and ask prices folded studies and <pions cr ong bd prices fa OTC stashes. - Less actiwg waded securities may be priced ushg a valuation model or to moo recent peke we obtarsed and may not reflect an actual market price or vat* - Cent patois may appear without a peke and will taw as *price was rot available' if se me undale to obtain a pnce for a arty - Deposits or sectaries dentinated ei currencies other tan U.S. dollars are reflected at the eichinge rate as of the statement date. - Fcr cent *curia trading is noniron( ormng ckrarenacra pice asi gutty0am eats) may have been adisted to facilitate prat etuakes To obtain current quotations, whin wattle, contact par Financial AdAscr. • Private arrest ante and structured pod car. hivate raters tunes (kWh2 drect paticipation aware and real estate investment trust washes) artist:and prodxts ale generally highly Aispii. Cent strand boasts how not been registered with the Securities and Excha- Commosion o- under an/ state securties laws. We proide estimated raises for eremite investment wait es and structured products for ntorniatkrul purposes only. Accisacy ins guaranteed. - These values maydiffer abstatiatry from prem. a any, at efridk a private iniefament security a structured eniclact may be twit or sold and do not necessarily represent the Matsu may receive ton - Thad orbestatesof wan are as of a cereals date and are ,abed to UBS Fed-cial Services on a regular bind by ak independent vitiation tint - tat generalpanne- or sponsor tinged vans, ory, are supplied to the F rrn by the roue, genmal pater or MOW and may be calculated based on Meant irdonnation him that used by hid partite to derive their estmaled values. - You can obtain Who:nal adamant regarding the methodology used to determine the "Mite of value at the date of he itcrmatim that is the basis forte &fatale by contactrg your Franca' Advisor. - Th id party estnuted webs% may be reflected as •Not pad' gam I et aims. wee n idependent valation tim RS not suppled or is cattle eo assign a watt when we become avare that a nuttedevent ht °coated tat may call a permusg reported vats it question. or *hen a value would be highlyspeculative due to he nattre of the minty. - When neither as suer, general pane or sponsor "stated vale nee a Ord./any estimated woe if prowled the value of the witty will be different km its purchase price. — • Dart. a to date may nth)* returnof income a both — 'Crignaluv see • represents the initial Otero; price pee unit and may not reflect Will cost basis • Restricted securities Restrcted senseits generally are not currenty engble for publk sale. UBSFintcal Services toes to matrel price of the unrestricted stock of the same issuer as an mputed value for it restricted stock for propene; of this armament on. To the "dent tat restricted seas-hies are siegbk la a the dam birthed may be sebstantealg less thak the invited value town • Et hotirneted) iteanb current yields and rates. An estate of trwl income is based on current dnidend arid interest rates, assuming tie barites rain be held for cue yew tram statement date or call MItteity. This retinae Oa* a gadelne, accuracy and continued income are not outfitted — Estimated anal tome rd cerrent yield fa certain loses of boxeres amid include a tan of amebaor capeal gat n which case the est income find current yed would be omitted. — Estimated rnaal tome and cared yeld and the fl at houne andPeel milt be Iter a higher than the estimated taunts. — An estimate of trusteed income fditlend ands interest) deeded by the curt market vast average balance is based on the last dividend Of interest payment made by the issuer and arras tie seositietrdeposts will be hear for a year from the statement date or until manly. Accuracy at continued weld me not wanted • Assets not held by WS 'rancid Services Certain assets me rot held by the Fern and nee nehh the Fen's possessi:n or control. These assets de deployed on you statement ter informational purposes only. Positions rd values presented an provided by the issui-g Peen U6SFrancial Services is not revertible for ta ?formation and does not guarantee es accuracy. These asses se rot protected by SOP or is Ft% upplemental cover:2gs. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 fees received n correction rah the distribution of ritual finds to °ardent we redo our alMate eceive revenue *Wing Parente from distributors ado advisers of the seAsil funds that we sell. Theseam:as are based on two defence COMP:nentf- amant ol alto by UBS of a partial mutual fund I amig to our clients, and CO the asset valued a prtior Iv mutual fund I amity's Mares held at the 1mi — We and 0.e" affable also recewe nemerking and ormtus processing lees in cortleration for transfer agent secures that we Froth to the n ada lards. Thew lees generally are pad from investor asses in the nab' fund and are a fold dela amount based as the weber of accounts at the broke-dealer holdng maul finds of that fund rmiy CONFIDENTIAL — el etlecie to commascro recent n connecion wth Me sale or Ostribinon o1 arty contracts and at ',easement tat uses to our <lents, we anctor our affiliate recta reveres :barna oarrpensaion tram many of the inesanc• companies underairg the amity contract, Anal.' of to assurance <organ or sponsors of tetra inexistent tots we trite - Ur all iliatet also rain trading comcnatird and other COMpercatOn from mutual firth and Maitre agates whose mats we olatnblffe. — betake an areal be from UBS Bale OA and IBS AG Stamford Bract of up to szs per accost sweeping to the bade under the UBS Bak Sweep Fe:grams Activity hkernationregudrigcannuss0ns and oter charges tuned n conned cn with he ef eft:1[n of wades, ncludno option transactions has bete. included on ccelhuntiOnS [MM.* lUffeStad to you, at mil be presided to yOu frunptly co fewest Short cellrq f lout engaged in that berg a security, you may nor a charge data to cerUintaroseiv costs for that particular security. Open obit Regarding an or • sixdtilkanceint ceders tat were not icesculed by the statement date, open buy ad see stop orders are redxed by the mount of Misdeeds or rights on an exdividerds a bad*, date unless instructed trend by yeti You are responsble for orders that are wetted be coyote' failure lo ca-KO Vining open orders. Privacy To obtain a copy of ax curt' Client FineryNoires please contact your Francis' Achisor or visit cur reelable at stbsisitGragogicitagegketi UBS Financial Services a a a bat Ne RM0. Bushes, Services Account GSA and IRMA are brekerag• accounts which provide access to barking services ad products through arrangements rah affiliated bats and other thrdpasy banks, rod provides access to roseate and mina prodast hued by unaltiliseelthirdipty "nuance ccmpties through reurat agcy subsilides of UBS Finircial Services Inc. Iniestment, nsurate. at ruttyproducts: Not MSC Mewed • No bank gunntOto May bse vale RYA. Resouce Management Account, Business Services Account 854, IRMA at alternation& Resource Mragernent Accost are registered service marks of UBS Fruncial Services he Visa *rata is a registered senice murk of Visa Intentional. uBs Via Signatre cede cads at LES Vera debt cards are basil by UBS Bank USA with in/minion from Vas U.S A Incorporated. UBS financial Sate inc. Rev.201402 SDNY_GM_00023311 EFTA_0013393 I EFTA01275702 SUBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7006479B190314 XI YI 0 Resource Management Account March 2014 GHISLANE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indiv.CDeCkitar Account number: Your Financial Advisor: SCOTT STACKNIANkYLE CASRIEL Phone Questions about your statement? Call y0..It AdVJSCir Of Ire Value of your account RMA Resourceline at 800-RMA-1000, - account on February 28 (1) on March 31 (1) Your assets 27,047 74 11,384.44 Visit our websIte: www.ubscomilinanciaiservices Your liabilities 000 0.00 Value of your account $27,047.74 S11,384.44 Items for your attention • If you use UBS Online Seences, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.cornionineservices Tracking the value of your account S Thousands 17.0 11.4 Feb 2014 Mar 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdranals Your iwestmant return: Disidendarxl interest income Change in market value Value of your &moue on Mar 31.2014 $0.00 SDNY GM 00023312 11 1,384.36 10 08 50 CO 411.314.44 Member SIPC CNP700030864798I9NP7000300405 03007 Wm 030575004 VI 23576550 1000C0 Pegs 73 of 86 CONFIDENTIAL EFTA_00133932 EFTA01275703 SUBS Resource Management Account March 2014 Your account balance sheet Summary of your assets value on March 31 (1) Percentage of your account A Cash and money balances 11,384.44 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $11,384.44 $11.384.44 100.00% Account name: GHISLAINE MA c1/1, ELL Friendly account name:Indiv Check/ ar Account number: Your current asset allocation A Eye on the markets Your iq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, U8S AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Unponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change March 2014 Year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -0.57% 0.77% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% -0.17% 1.84% CNP7000:9006479820 NP7003303405 00037 0314 030579304 v123576550 1 0tiehyGm0002pag 74 of 86 CONFIDENTIAL EFTA_00133933 EFTA01275704 UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL friendly account name:Indiv ChecklCar Account number. Change in the value of your account Cash activity summary March 2014 (S) Year to date (S) Opening account value $27,047.74 $0.00 Deposits, including investments transferred in 0.00 27,047.74 Withaxavvals and fees, including investments transferred cut -1566138 -15,663.38 Dividend and interest income 0.08 0.08 Closing account value 811,384.44 $11,384.44 Dividend and interest income earned for WIDOWS or INS statement twisty of inkiest and cfredend income nas been determined liana us tar repzeting perspective. Based upon the residence of the account holder- account type, or product type, some interest ands dvidend payments ma) not be subject to united States (us) anlor Puerto Rico (PR) income tines The rant mom* statement is not intended to be used and cannot be mied upon foe tat Domes Clients should refer to the app cede ta, reporting t0rtr6 they receive from VBS snowily, such as the forms 1099 and the Yarns 480. for tar reporting information n is the practice of 1)85 to file the =tirade tar renoning forms with the US InternS Revenue Service and PR Treasury Creoanment and in Su( h kerns accurately classify (bodetal artler interest es tat evengt or tacit:41,1(0Yr Please consult yOur Incledual tax preparer. March 2014 (S) Your Pi sandal Advisor: SCOTT STACKMANLYLE CASNEL See Account activity the month for dela Is Bdances In your Sweep options are includedin the opemng and dating balances villa. FDIC insurance fl eet only to (*posits at UBS Bank USA, not to deposits at U8S AG, Stamford Er anCh or bank deposits placedthrough the UBSInternaionl Depose Account program. StPC protection applies to money market sweep !rod hddirrys but not bare deposits Seetrnportant inSormation about your statement on the last MO Pars N this document for decals March 2014 (5) Year to date (S) Opening balances $27,047.74 $0.00 Additens Deposits and other funds credited 0.00 27,047.74 Dividend and interest income 0.08 0.08 Total additions $0.08 $27,047.82 Subtractions Checks and bill payments -5,045 26 -5,045.26 Cash+ ATM transact ons -6,218.00 -6,218.00 ATM fee rebates 18.00 l8.00 Card payments -95.68 -95.68 Other funds debited -4,322.44 -4,322.44 Total subtractions -$15,663.38 -$15,663.38 Year to date (S) Net cash flow Taxable interest 008 0.08 Total current year $0.08 $0.08 Total dividend & interest $0.08 $0.08 Closing balances -$15,663.30 $11,384.44 $11,384.44 $11,384.44 SDNY GM 00023314 CW70303006479821 NP700330340S 00007 0314 030575004 Y123576SSO 100000 Page 75 of 86 CONFIDENTIAL EFTA_00133934 EFTA01275705 *UBS Resource Management Account March 2014 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 Account name: GHISLAINE MAXWELL Friendly account name: Indio ar Account number: $0.00 Closing UBS Bank USA Deposit balance Mar 6 825,263.92 Number of days in interest period 28 Average daily balance Interest earned Annual percentage yield earned $7,600.50 80 .08 My Choice Rewards Points from UBS 001% Rewards pone zfe Reeve(' as of the 26th ci the month or the pnOr DU9ntSS day if the 26th SS's on a weekend hdrdaf Rewards point activity dears can be found on nmew.ubs.condonttneservices March 2014 Year to date Opening balance 0 0 Points earned 140 140 Closing balance 140 140 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of rhe alternative investment objectives in Important information about your statement at the end of this document Your linandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggresnie Investment eligibility consideration • None selected Your account instructions • Your account cost basis default closing method is FIFO, first In, First Out CHP7C009006479822 N1q000303405 C0007 0314 030575004 Y123576550 I CloeffiwGro0002PAIS 76 of 86 CONFIDENTIAL EFTA_00133935 EFTA01275706 *UBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Inds,/ ChecklCar Account number: %Mt PM eS, income and current va ueS Sham may be approximat. As a its u[, Om End losses may nol be accurately reflected. See important information about your statement a the end of this ctcurreM tot more Informason Cash Cash and money balances Cash aril money balances may include avalable cah balances. UBS Bank USA deport account Damen. UBS AG StarOard Branch deport account baances and money maker mutua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat Nn atoll( Sae limits, but are not poleoted by SIPC. UBS AG Stanford Bram h devout acount ',dames we not inured by FDIC and se nal protected by SIPC Money market sweep balances are protected by SIPC but are not insured brittle FDIC. Set the important information about your statement at the end of this docirrkne for dot ails about teem balances. (Venlig [dance Closing bane 'Ince per shire Average Hddng on Mao 1 (S) on Mar 31 (5) on Mar 31 (S) rate VB5 BANK VSA DEP ACCT tvildend Interest period Your N sandal Advisor: SCOTT STACK MANLYLE CASNEL Days in penal Cop arount (S) Your total assets 27,047 74 11,384.44 Value on Mac 31 (S) Percentage Of Cost Estimated your acount tam (5) annual income (SI 250,000.00 unreaqed on or loss (I) Cal Total S11,384.44 100.00% S11,384.44 Cosh and money balances 11,384.44 100.00% 11,384.44 Account activity this month Date Palely Descrption Amount (S) Dividend and interest income Taxable onterest Mar 7 Interest UBS BANK VSA DEPOSIT ACCOUNT AS OF 03/C6(14 0.08 Total taxable interest $0.08 Total dividend and interest income $0.08 Check nurroer Date Descnpoon Amount (S) checks Mat 25 ACH WITHCRAWALCKM1004Sunnse M -627.20 001031 Mar 24 MARKS PANETH & SHROW LLP .354.93 continued next page SONY GM 00023316 CtIP7000R3C6479823NP70t0303405 00007 0314 030575004 Y173576550100000 Page 77 of 86 CONFIDENTIAL EFTA_00133936 EFTA01275707 SUBS Resource Management Account March 2014 Account activity this month tcontnuedi Check nate, Ode Descnplion Amount (I) Checks (:Cams Jiid 1 001002 Mar 25 KIMBERLY CALVACCA • 1,886.00 CO I CO3 Mar 26 THOMAS 1 MAGNANI -220.00 cow% Mar 24 DE SECRETARY OF STATE -25000 Total Meeks 43.368.13 Account name: GHISLA1NE MAXWELL Friendly account name:Indiv Check/Car Account number: Your IIsandal Advisor: SCOTT STACK MANLYLE CASRIEL Date Atllrry Desapion Amount (S) Mar 5 Withdrawal ACH WITHDRAWAL AMEX ElDayment -1,111.04 Aar 17 Withdrawal Total bill payments Bill payments ACH WITHDRAWAL CHASE -566.09 41.677.13 Card Items for your Attention: 90p with conlidence•whether you use your UBS credit card online or offtne, you'll never be held responsible for any fraudulent charges Even better, use your UBS credit cad for purchases and you can extend the manufac tures warranty for up to one year. Enjoy extraordinary protections that just make your life easier. Transaction date Posting dale Desolation Amount 04 Cult/ATM transactions LBS Visa debit XXXO 3536 G MAXWELL Mar 13 Mar 13 CHASE NEW YORK NY -$503.00 ATM FEE REBATE $3.00 Mar 20 Mar 20 CITIBANC002394 NY NY -$2.003.00 HS8C NEW YORK NY -$403.00 CHASE NEW YORI: NY -1503.00 CAPITAL ONE NEW YORK NY -S803.00 ATM FEE REBATE $3.00 ATM FEE REBATE S3 00 ATM FEE REBATE S3.00 ATM FEE REBATE S3.00 Mar21 Mar21 CIT1BANCOD2394 NY NY 42003.00 continued next page CNP7C0030064,9624NPT00030340500037 0314 030575004 Y123576S50 10/60pe_Gm_gopyn 78 of 86 CONFIDENTIAL EFTA_00133937 EFTA01275708 *UBS Resource Management Account March 2014 Account activity this month (ontinued) Account name: GHISLAINE MA (WELL Friendly account narne:Indiv ChecklCar Account number. Your IR nandal Advisor: SCOTT STACK MANLYLE CASRIEL Transaction Posing date date Description Amount (6) Cash/ATM transactions (continued) WS Visa debit >00(0 3536 WANED. (continued) ATM FEE REBATE $3.00 Total transactions Total rebates Date Description 46,218.00 919.00 Amount (1) Card payments Mar 18 CREDIT CARO PAYMENT -95.68 Total card payments 495.68 amnion Payment Due Payment Due Date Creak line Avalable Credit tine Outstanding Waite U8S Visa Signature credit card(s) payment information for April 23.2014 11503 Apr 23, 2014 135.00000 134,956 15 943 85 This cad! cad is enrolled In UBS Pay Credl Cad feature and vAll autcmalicala to pad Cam pug eccOunt tour payment Is scheduled for Apra 18, 2014 We pr0vick this information on your U8S Visa Signature credit cads atter as a colony toyou. The UBS Visa craiure credi card and account are issued by UBS Bank USA. UBS Bank USA ands you Mt official stanement for this account and you skald mate your payment &trotting to that, ingruognS. We do not include your outstanding cacti card balance in the value of your account with UBS Fmancia Services Inc Dace Acthity Ce$Capoon Amount (1) Mar 5 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Ghislaine Maxwo4 -672.86 AT 'MORGAN CHASE BANK, NA Mar 26 Withdrawal other funds debited FEDERAL FUNDS COMPLIMENTARY FED FOND WIRE TO I I 6 East 65th -3.649.58 Street LIC ATJPMORGAN CHASE BANK, NA Total other funds debited 44.322.44 SONY GM 00023318 C NP7C00700647982S NP70033E0406 00007 0314 030575004 Y123576S50100000 Page 79 of 26 CONFIDENTIAL EFTA_00 133938 EFTA01275709 *UBS Resource Management Account March 2014 Account activity this month (Contrived) Date Actmty Descrpuon Amount If) Money balance activities Fab 28 Balance forward $27,047.74 Mar 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/05114 -1,783.90 Marl Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06/14 0.08 Mar 17 Withdrawal 095 BANK USA DEPOSIT ACCOUNT AS OF 03/ 14/14 -500.00 Mar 18 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/17114 -566.09 Mar 19 Withdrawal UE15 BANK USA DEPOSIT ACCOUNT AS OF 03118114 -95.68 Mar 24 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT AS OF 03/21/14 -3,700.00 Mar 25 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 03/24/14 -2,634.93 Mar 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/2914 -2,513.20 MN 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/26/14 -3,869.58 Mar 31 Closing UPS Bank USA Deposit Account $11,384A4 Account name: GHISLAINE MAXWELL Friendly account name:Indisi Check/Car Account number: Your K nandal Advisor: SCOTT STACK MANYLYLE CASRIEL The U85 Eon& USA Deposit Account Is your primary sweep colon CNP70003006479826 NMI:0300405 00007 0314 0305750Cht V123576550 10iffiky_ GM_0002Pan 80 of 86 End of statement for account number- CONFIDENTIAL EFTA_00 133939 EFTA01275710 Important information about your statement LEIS Financial Semites ex. (the F im or UBS Financial Senakes)l is a member of all grind:el Nosily, cannaily and colons exchanges. MS Fewrgial Sagas and LES Bank USA n rdrect subskiares of LES AG and atlases of LES Seasitin UC. The Fints tondo' statement is available upon mama. The Firm's moos:* off ices at a: LIB5 sinmool Sinai Ix. 1200 Harbor Boulevard Weettmken. to 07086 Bit tenement represents the any official record of you. LES Financial Singes account. Other words, except officio' to doonorib containing cordlicting date should rot be relied lam If you been, there 6 an error cr emission please report it inmedately narking to the &inch Manager of the office setteng your account. Mang" al figures shown re intended to be accurate. statement data shaffi not be used fa to purposes Rely scat onwa, end tax forms, 0.e.. form 1099. Sae. 10425, etc.) whin prepwirgyour ta return. The Fim a required by law to report to tot IRS all taxable avian:a record* rantaabb ditidends and taxable emend eared on acuities held in you woont, net proceeds on sale unactcre, and cost bases cocertain covered Sec-r4 in. Communications with the Finn . Please reconfirm arty oral cormancabarts in metro to further protect your egh s. incladrig your Nam Letter the Stadia Marto( Protection Act (WA). • If thefins-4X nstitution en the top left of the front of this statement is not UBS Maned Sakes, LBS Frontal Services carries your account as oleamg ackw by at argerrent Vet the inderted intlitutirt We Wormed yea of tie relationship when you opened this wooLre. h this case, your Ws aid markt ate located at LES hnancial Semmes and rot the igrodsng broker. ad you mat make a MOW of trey amen or &niftier to both firms. ANaccount statammts shall be deemed complete ad accurate i not objected to h men; within 60 days • PIM* dent customer complaints a I Fin's C Bent ' hit at atolllreeat . BOO .to ET Monday through ay, or in max to WS Financial Semmes lx., Client Relations Department, P.O. Box 766 Union C y, NJ 07037. • home of (gran or WerialS abort an electronic funds trench,' On BS Wedeln cardbarnscbom, card Vankactiorn, call a toile to UBS Frontal Senor, ex. WOO Herby Blvd, 6th floor. Weehawken NI 07036. Ate RMAIBSA Sereces Cal a write as soon as you cart if du shirk you statement or receipt is max Cr 4 you need more dorm am tout a harder on the statement or Merl. The Firm or Card bum as endcableknuff hew horning.' ro later Min 60 days after te Fim sent you the firm seamen on Whichthe error or problem appeared. - Prow:leyou name ad accost number Of any). — Desoto the *nor or he transfer you ant Mane about and "clan as clay as you can why mu Bellew a is an error a why you need more demotion — Proud. the &Aar amount d he suspected error. The Fim or Cad Issuer wel Weston your complaint and wel correct any error promote/. Please mote all checks payebb to the Fan or to financial inititution it:kited on tie front of this statement had:lei:a regular woad fees. accounts may be subject to mai-krona fees, chars ter tote parent for searnes purchases and charges sou unpaid amounts in cash wands. Accounts that we transferred to other htteutions may b subject to a transfer fee. UBS Sweep Claims UBS offers options for sweepng cash bine; Winces to bank deposits a UBS Bat USA ad WS AG Stamford brach (Bank Sweep Po:wants), money market mutual tads (Macy Funds) ad the International 0eposi Accent ODAlfor customers vii h remational Immo. Management Account. through tie Bank Sweep Progeny. cah balances re swept to LEG Bark USA up to an radakhod Fed cod then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC nsured in accordance with FCC rules. For more rdamatim please set mwrldiogov. Deposes at UBS AG Stanford Brach and Mores of Money kinds are rot bawd by the FCC. ThrouM the OA, awilible torah balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch These deposits are not inured by the FIX. Babnces Feld at the (25 AG Carman Brant, are temporagy exposed to the sovereign ride of the Canon blends, and there is no 'madee or other obligmon of WS AG to repay the betakes while on the UBSCaymans Brinfts books. Deposes a WS Bait LEA and each UM AG Bach are not protected by SIPC. Money Fund shares at protected by SIPC. See -U3S Financial SWAMI Account Protection' bobw Upon tats reg.est, balances in tie Bone Sweep Programsor OA may be withdrawn and shares of a Money Fund my be liquidated, and the proceeds returned to you artier tertian woad. Fuller formation about available skip options, robing ore,* detest rates and yelds, a available at wvw.sbs< - from your F banal Mauer or by canna UM Financial Services account protection Meld, is a member of the Semites Inyerill Protection C orporaticn 6IPC), whkh Fromm securities account, of its members up X1500.0:0 Cextudix S2B),000 for <toms kr cash). the Silt asset protection Imes apt to all accounts that you hold n a particular capaoly. The Finne together with certain affiliates, ha also purchased appinental protection. The matirrun amount payable to al elgible clients, cobecleat tricky this protection is 1500 million as of December 10, 2013. klaSot to the poky conditions ad limitations, cash X the firm is further protected fa kin to $1.9 million n the aggegate for all your accounts held n a overeater capacity. A hal copy of re poky waving is mantle upon mount. The SIPC protection and the supplemenUI protection both do not apply to. • Certin truncial aims controlled by (and incLdid your account value) but held away from US$Finned Services (e.g.. certain(* cash al UBS Bat (il calh at WS AG Staged bunch (a) insuraxe rrOsirth including variable amities, and (W) shares of mutual finch whore such shares are registered diectly n the name of the account holder on the books rd records of the applied* issuer or transfer agent); • Certain rnestmere contracts or destment interest (eg., limited partneshps and plate pia:emeriti) the we rot registered under tie Securities Act of 1933; ad • Commodities contacts (el, 'aeon exchange and anti:usenet/al antrods). nduding futures contacts ad tormodito oda, contracts. the 5IPC protection and to supplemental protection do not apply to these asset even if they otherwise appear on as siaternenh. Tee SEC protection and the luridernental protection do not protect agora changes in the make vale of you investments (whether as a rah* el market movement, Maar bankruptcy tr Otherrii4 More information is avoid:kW°, nest You may obtan more domation abaft the SIPC Brochure, by contacting 51K at a by merle the SSC wade at vnewaloceag Dividend Reiweebibent Pin:Iran (DRIP) The age reflected is an average price. You may obtan the actual price loonpots Financial Advisor. Orly vitae tare are purchased under Dli; partial shares wil be and ard tot each wX bet &toted h your :acorn The dviderd rerivestnere price applied by tie issuer may differ from the market price at which the partial stores at sold Cat lt'iiata I;M, whole wets may be held you' rcout if you n ended to a palul use a crews of a dviderd Parent or oterwise, the f wit sell parhal ago at mallet pea a accept an am aunt detamined by a registered clean; away, and credit you acorn Investment objectives The nommen °Mecums rd risk profile we speck to each account and may my between Please mkt the Fan promote, in ragtag of any sionkant change in you Maxie' situaicn or nvestmen objectives. Fa each CONFIDENTIAL account helot you choose one of tie following investment objection! • %odd Cement lexome. les-A, . seekrg the generation of income ant. • *diem GeorgAppreciation: Investment making 9rOwel of prncpal rather than the generation of manna • Produce Combinaton oilman. and Capital Appreciation desiments seeking; both the generation of name and gambol pupal. Oemoll risk precise • Conseevaram Seeks to mantan nilel pro pat with low Oa and validity to the accord meal, eon if that mewls the accost does not generate significant income or returns and may not keep pace with inflation. • Moderate: Willrg to /accept some fist to pirsPal and tolerate some toddy to seek hgher returns, • Aggrezte: Wiling to aced high fir 10 principal aid high nolatilit to seek highreturns OW( tint Statement liouseholdne We may consolidate at related account statements with the sane didleiSrahe some envelope. Accounts may be related la this purpose Locate they haw owners who also maintain pit woad relationships wit other clients at the sane address. This practice's known as • househnling ' II you prefer to receiveI-die/dual statements mailed in separate envelopes —you may decline householang by ulingyote F runnel Advisor. Friendly aceourt name the Frendt accent name reflects al arraign that you wand on the Firm's onlne mimes websee. II is a customizable *nich-orre' den by you to matt you doh you record...mix. It has rsolegal effect on your Nee. nt. You can change yet hi endt account names, through Onfre Services or by contactegdurFeancial Aetna% Aaron overview • Vat. of du arrountfporffek, Net of assets ad liabilities. • Alma hulas salable cash balances, maws for restricted seamy lest I, and Global line Deposits, urrealied marks to make, and caftan mats not held byte Fim. Does not include unwired SeCuitiell assets al the end of the prior and carat statement periods, or prorate ivestrrents, invested stock options aid execoable stock options • Linares Includes debt blI/M•5, oylaardina rrergn loan credit lrin hat ascent balances. • Cash/recant Winces. Total of uninvested amiable cash balances, plus UBS Bak LEA deposit balances. UBS AG 5tarreotd Branch depose balances and money market mwail fund sweep birds, at the cbse of tw statement period. Norocormlocity kee credit balances in your acorn at rot segregated from other balances and tie Fern may use any of these funds in the ordinary COW,' of hexane's. these funds ae payable town your darned. This total 6 included ri tw anent period clostg value. SDNY_GM_00023320 EFTA_00133940 EFTA01275711 Important information about your statement (con inued) Lending isformation Far deteed me °mutton an the Eris lending Indices and &Pares, refer to you Client Relatorship Airmen or Accost Agreement at the General Toms at Conditions UBS Statement of Credit Practices available in Armee* andOixfoscrres at .kmau&S.Casafaxauttabsialt vessassee Your artement Bemires securities end other assets hell is the secant at the end of the starernere period. You may ask fades)/ of bay paid senates at ary time. You may receive secunties used as loan collateral after prying any balsa due on them. Any *curets tramilemed to the Cirri Brig the stateirent ponad are lied at market value as of the end of the stamen period. • Cast basis. in &Damning the cost basis of tie smiles included in this statement, where indicated wih he nada. -1,• UPS Thera& Services has relied an information obtained from sources other tan IAA Financial Senices. including Horn-warm kern anothe- lim a that you maw have providecho you Finmxial Advisor. The Finn does not iidependenely verify a pavane* the watery or varclityd ay Si °relation provided by sans other tan LESErantial Senates. h aicitixt although LIDS Fintif el Services general& updates this Hamation as Carew:red, the firm dyes not provide any essances that the esteemed:vs crow "Cost basis" and "Uffealsed gar/loss' a accurate as at the date of this statement. As suck please do not rety on this Hermitian to make puchara a tale decisions Sees pspates otherwise. Accounts transferred to the rim may reflect gar/loss Homati6 on& for the period of tine they a-e held at the Frm More historical Same cri tan be allied by you Feuncel Advisor. • Urnaliad gain/losses When data is aaildole. estinated se-realized gains bun we Wanted Ice invileal secret lots. We transaction data for naviial lots may or may not reelect <criminals, charges ands security reorganize is everts Dividend and °tens mamma lots ad systematic pachne lots are each canbined to display are averaged lot. The • Trade date • [cling presents the aigrul transaction trade date. • Callable securities Bach and ;referred stock that the eta cats for ea-Ra redemption coil be selected mpanal& by lot Iran arrorg all seo.reies of that issue held hour name or in norniset mine la as clients. Call feats Hamatbn a cbtaned from third parties and es accuracy isnot guaranteed. Other call fealtres mattes' which raid affecct yield complete I-demean:a will be provided upon request • Owtifirates of deposit (marCDs are FDIC hewed up to S2 9),000 ' priahal and accrued interest per &costa at pee &pansyinched:as is accordance web POIC rules. • Preehralue Press dirtswd for securities and other inducts may be higher or bser than awake that you would anualy serene h the mallet Prices are obtaned tom vaious third party sources which we beleve to be retitle, but we do not sisalee tear accuracy. — We generaty use the closing price when seseldffe the mean of the bid ad ask prices fa lined scathes and <plus a on& lad prices fa OTC seosties. - Less anise& waded securities may be priced ushg valuation model or the moo recent prce we obtaned and may not reflect an actual ma-he price or vane - CS'S pasha% may appear without a price and will Pau at *price was rot mailable' if we are undole to obtain a pnce for a wanly - Deposits or stashes den:Snaked 6 currencies other ton U.S. dollars are retested at the eichinge rate as of the statement date. - Fa seen wanks raring n non.conf meg cknoweatcres, mice at qua-gay0am aka) may have been adisted to facilitateproper vtusion. To obtan current quotations, when asailgsle, cordad par Financial hogs. • Private Mestnente and structured produce% hivate rnestrrea seculars (inding drea paticipation raccom and real estate investment hat senses) and situated pods% are general& highly akpii. Certan assessed proi_ces have not been registered with the Securities and Extha- (omission a under ay tae securities laws. We provide Saluted Saes for private investment sash is and structured products foe nformatisrul purposes only &ovary knot guaranteed. - These values may differ stbetstiah/ from prices any, at Mid a prorate inresanent security a structured taxes% may be WAS% or sold and do not necessarilyrepresent the wag& may receive upon laudation, - Thid pat/ estimates of sale ate as of a cereals date a-id are supplied to UBS Fna-cial Services on a regular bass by an independent vitiation Wm. - borer, general panne- or sponsor estimated vaLes, ary, are wpWied to the F rrn by the roux, gemalpsner or spcnsor and may be tabulated based on different Stagnation Iran that used by Midparties laded* teir estimated values. - You can obtain addiecnal Harnsicri regarding the methodology wed to determine the Sinai* of value ad the date of the ilcanatizn that is the basis forte Sheet by contacting your Financial Advisor. - TAW party estriveed Sues may be reflected as •Not prked* n sewer I sit *km wee n Sdependent relation tern has not suppledor is u sable to assign a value, when we become imam that a materialevent has &oared tut may call a peens* reported wise ien question. or when a value wouli be highly specuLative due to the nese of the sectrity - When neither al suer, general prince or sponsor *stinted vale nor a thrdipany estimated wee if peovde% the value of the Nasty will be defense ken itspurchaseprice. — • Pstrizes off to date may include return of canes( inCOme a both — Origetal ace' represents the initial Sang price per unit and may not reflect kas aid basis • Restricted securities harried warden general& are rot contently engble Ice publk sale. UBSFinacal Services sec to mallet price of the unrestricted stock of the sane issuer as an mputed value for to restricted stock for purposes of NM 'roamer* onAr To the Sent that reariaed learition are ergbh la sale, the Sae reared may be sclostantial& less than the imaged value triown • Est. hastirneted) iname. current yields and rates. An (Otinate of areal income is bawd an current dreiderd at interest rates, assuning tie searkies will be held for apt year from statement date or Until Mataity. This sins ace* a gadalne, accuracy rd continued income are not guaranteed — Estimated anal nccme ad anent yield for certain tees of swishes could include a rebsn of pmcPal or septa' gars n which case the est income (rd tuner., yeldl would be assisted. — Estimated antral icon and case Old and the actual Scone andyield might be kwer a higher that theist:matedamounts. — An esiMate of rruateed Some (divdend ardor interest) deeded by the curs market valettaverage balance is based on the tat dividend Of htenKt payment made by the issuer and arms the secuteadeposts will be held for ore year korn the statement date or unbl manly. Accuracy erd continued weld me not garaffeed • Assets not held by IBS Financial Services Certain assess are rot held by the Fin and not wthis the Fern's possesseh or amok These assets are disalwed on gas statement fa informational purposes only. Positions ad values presented se Manded by lee issuing Inn US$ Emicial Services is not resparable for to iteration and des not guarantee is accuracy. These assets are rot protected by SSC or the tants supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b-t fees resealed n sanction coat, the distribution of mutual funds to curets% we anda our Alfas receive twwwe Mating Payments Iran di:tributes a-dor athiscrs of the mAki funds that we sell. Theseam:ants are based on two deferent COMP:nentf- tlY amantol alto by UBS as pen: 6W mutual fund I ami& to our <liana and (e) the asset value of a pa-tbu Le- mutual fund family's saxes held at the Ism — We and as afMate also resewe nemaking and °embus proceseing lees is consideration for gender agent servits that we Fronde to the mud funds. Thew fees generally are phi from investor sets is the mutual fund and are a had dent amount based an tie nutter of accounts at the brokeidealer holdng maul lads cal that fund Famiy CONFIDENTIAL — h Ste& to conmascrs received n connecicn wth the sale or delnbason d arty contracts and an investment flat mils toot <lents, we ands our affiliate recewe awns sharng corrpensaion tram many of the insane* companies underwriting the amity contracts, afthates of to Mace <organs or sponsors of term investment mats we distrkxte - Qrt affiliates ako receive wading cannusin and other corripersathn from mutual fuck and 'nuance companies whose MEWS we distribute - Weems an anual fee from UBS BSc OA and SIBS AG Stafford Branch of up to szs per accost sweeping to the bark( under the UBS Bark Sweep anagrams Activity Inbernation regsdng cast:hats and other charges named re cone don with the esecutcri of rode% ndudng option transactions ha been included on conkrrnalons prevously furrished to you, at wall be prosided to yOu franptly at fewest. Short k loon engaged in short selli-g a security, you may hoar a change the to certaintar-owing costs for that particular security. Open radar Regarding Wen or • sinitilluncellecr aden that were not tecuted by the statement date, open buy ad se stop orders are refixed by the /noun of dividends rigsts on an ex-divider& a esentets date unless intrusted Samar by you. You are responsble fa orders that are exeofted die coyote lilts to caxel eating open orders. Priest To obtain a copy of as currant Client friary Notice please contact your FhancialAchisor or St as weeniee at wwwffAUfkOtathapattla UBS anancial Services es riot a bat the WA, Busiest Services Account BSA and IRMA are brokerage accounts which provide access to barking servbes andproducts through arrangements wets affiliated bats and other thvdtany banks, and provides access to roan and anniey praises hued by unaffiliated thied.pany insurance cempanies through roura-cie agency subsidiaries of UBSEinarcial Services Inc. Iniestment, nsura-ce. at a-nuttyproducts: Not MSC Soured • No bank guarantee* May lose Sae RUA. Resource Masagement Accost Business Services Account 854, RMA and ntematiorul Resource Merugernent Accost are registered service marks of UBS Tramiel Services Inc Vsa Signatse is a regiffered seiner* mark of Visa International. CBS Vila Signetse cede cards at LAS tars debt cards are based by UBS Bank USA with pension from na U.S A Incorporated. UBS Cinemas' Services Inc Phi 201402 SDNY_GM_00023321 EFTA 00133941 EFTA01275712 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ChiP70056887070414 VI 0 Resource Management Account April 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Incliv.CheCkiCar Account number: Your Financial Advisor: SCOTT STACKLIAWLYLE CASRIEL Phone Questions about your statement? Call your Finanag Advisor or [lie Value of your account RMA ResourCelane at 800-R MA-1000, account on March 31 (5) on April 30 (1) Your assets 11,384 44 8,416.79 %Stour websIta: www.ubstomffinancialservices Your liabilities 000 0.00 Value of your account $11,384.44 38,416.79 Items for your attention • II you use UBS Online Services, consider changing your User Name and Password regulady to protect your personal data. Not enrolled? Go to ubs.comronineservices Tracking the value of your account S Thousands 11 4 a4 Mar 2014 Apr 2014 Sou roes of your mos mit growth duriag 3014 VA* of your account at year end 2013 Net deposits and withdrarials Your VIVeStrIleilt return Dhidendard interest income Chance in market value Value of your acc•xrit on Apr 30. 2014 10.00 SDNY GM 00023322 $8,41622 10.57 $O00 $8.416.79 PA•mber SIPC OrP70c030054338707NF700019I 7450000a Ale 030575004 YI23576550 000050 Page 85 of 98 CONFIDENTIAL EFTA 00133942 EFTA01275713 UBS Resource Management Account April 2014 Your account balance sheet Summary of your assets Value on April 30 (4) Percentage of your account A Cash and money balances 8,416.79 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Corrmodities 0.00 000% G Other 0.00 000% Total assets Value of your account 13,416.79 $8.416.79 100.00% Account name: GHISLAINE R4AcNELL Friendly account name:Indiv Check/ ar Account number: Your current asset allocation A Eye on the markets Your Financial Advisor KC- 7 • ":r• LYLE CASRIEL 9 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2014 Year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% CNP700C9005608708 NP7003191 745 000O3 0414 0305750Gt Y123576SSOCOMiliyGmimogya 86 of 98 CONFIDENTIAL EFTA_00133943 EFTA01275714 Resource Management Account ITEIS 1 21(1 14 Change in the value of your account April 2014 (SI Year to date (S) Opening account value $11,384.44 $0.00 Deposits, including investments transferred in 44,000.00 71,047.74 Withci-awals and fees, including investments transferred cut -46,968.14 -62,631.52 Dividend aid interest income 0.49 0.57 Closing account value $8,416.79 $8A16.79 Account noire: GHISLAINE MAXWELL friendly account neme:Indiv CheckiCar Account number. Dividend and interest income earned for purposes of ids stateinent laud:Sty of interest and ctadend Income has been determined Iran a US tag rep:dung perspective. Baled upon the residence of the account udder, accent type, on product type, some interest ardor dvidend payments mai not be subject to United States (US) ardor Puerto Rico (PR) income tan The dent month),, statement is not intended to be used and tamed be gelid upon for Is pawn Clients should refer to the apt:kale ta reporting forms they receive from UBS annuilly, such as the forms 1099 and the Earns 480, for tat reporting information n is the practice of UBS to file the applicaUe lac reporting fowls with Ihe US Interbd Revenue Semite and PR Treasury Demmer& and in Sigh tort* accurately ClaSefy Chu:rends Errdr Cr Interest as Ia. exempt or tiesatde inCCMX Pleffie COnSUlt yew induclual tax preparer. April 2014 (1) Year to date (S) Taxable interest 0.49 0.57 Total current year 80.49 $0.57 Total dividend & interest $0.49 $0.57 Cash activity summary Your N mandril Advisor: SCOTT STACKMANLYLE CASNEL See Account activity ma month 101 dealt &games In your Sweep Options are tnd uded In the openng and closing balance: vat. FDIC insurance *pies only to cepasin at U85 Milk USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed lhroug the UBS Intern/Lora Depos4 Account program. SIPC protection applies to morn/ market sweep fund holdings but rot bank deposits Srelmportant information about your statement on the rat Mo pages cf this document for dials April 2014 (S) Year to date (S) Opening balances Additions Deposits and other funds credited $11,384.44 44,000 00 $0.00 71,047.74 Dividend aid interest income 0.49 057 Total additions Subtractions Checks and bill payments $44,000.49 -46,60097 $71,048.31 -51,646.23 Cash( ATM transact sans 0 00 -6,218.00 ATM fee rebates 0.00 18.00 Card payments -367.17 -462.85 Other funds debited 000 -4,322,44 Total subtractions 446,968.14 -$62,631.52 Net cash flow Closing balances -$2,967.65 $8,416.79 $8,416.79 $8,416.79 SDNY GM 00023324 CIIP7C007005668709NP7003191745 00030 0414 030575004 Y123576SSOC00000 Page 87 of 98 CONFIDENTIAL EFTA_00133944 EFTA01275715 SUBS Resource Management Account April 2014 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening OBS Bank USA Deposit balance Mar 7 825,263.92 Closing UBS Bank USA Deposit balance Apr 6 $11,384.93 Number of days in interest period 31 Average daily ba lance 818,660 79 Interest earned 80 .49 Annual percentage yield earned 0.03% Account name: GHISLAINE MAXWELL Friendly account name: Indiv ar Account number: My Choice Rewards Points from UBS amerce gams are ieflected as or the 26th a the month or the COY bin ness rife if the 26th Nib Cm a weekerd Wide/. Rewards point activity detals can be found on www.ubs.com/onlinesenrkes Apra 2014 Year to date Opening balance 140 0 Points earned 99 239 Closing balance 239 239 Your investment objectives: You have identified the following investment objectives fa this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your Mandel Advisor: SCOTT STACK MANY LYLE CASRIEL Your return objective: Current income &capital appreciation Your risk profile: Pnmary - Aggressive Investment eligibiity carsiderabon - None selected Your account instructions • Your account cost basis default closing method is FIR), First In, First Out C rIr70009005688710 NP70C0191 745 C0M 0414 030575004 V123576550 CONFIDENTIAL 4Y GM U of 98 EFTA_00133945 EFTA01275716 Resource Management Account UBS Ap I;C 11 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Incite ChecklCar Account number. Same pN es, income and current vaueS sham may be appronirrole. AS a rest[, gam sodlosses mar nos be accurately rehicted See important Anlornabon about sow statement a lite ends this dxurreM for more inforna4On Cash Cash and money balances Cash and money balances may led inde available cah belay«, UBS Bank USA deposit account baances, UBS AG Stariord Branch deposit «count baances and money market mutual fund sweep balances. U8S Bank USA deposit account balances are insured by the WC vette n fppictle limits. but are not protected by WC. UBS AG Stanford Branch deposit «count balances are not insured ty FDIC end are not protected by SIPC. Money market sweep balances are protected by SeC but Sc not insured by the FDIC. See the important afonnaion Sail your Valenta a the end of this document for detaas about those tdances. Your Pi sandal Advisor: SCOTT STACKMANLYLE CASNEL Orennobalarke Closing balance Price per :Fuze Average DnIdenCI Interest Days tn eldcing on Ape 1 (0 on Apr 30 (5) on AP 30(S) rate period period Cq, amount U85 BANK USA DEP ACCT 11,384.44 8,416.79 250,000.00 Your total assets Pexentageof Cost Estimated Unretaded Value on Apr 30 (5) your account basis (S) annual mate (5) On a loss CO Cash Total $8,416.79 100.00% $8,416.79 Cash and money balances 0416.70 100.00% 1,416.79 Account activity this month Date Actiiity Description amount (S) Deposits and other funds credited Apr II Transfer JOURNAL FROM 1.1 23575GHSLAiNE MAXWELL 44,000.00 Total deposit and other funds credited $44,000.00 oat Primly Descrotion Amoral (S) Dividend and interestincorne Taxable interest Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/04 in 0.49 Total taxable interest Total dividend and interest income 80.49 1.0.49 SDNY GM 00023328 CNP70307005038711 NP700319I 74500030 0414 030575004 71735765500000M Pegs 89 of 98 CONFIDENTIAL EFTA_00133946 EFTA01275717 *UBS Resource Management Account April 2014 Account activity this month tcontnuedi Check nurrber Ode 001005 Apr? ANITA CELL. Total chat 0tte:1014,n Checks Date Achoty 0e5(nph0rl Apr 9 Withdrawal ACH WITHDRAWAL AMEX (Payment -2.100.97 Apr I5 Withdrawal Apr 16 Withdrawal Total bill payments Account name: 5.1i< V. El Friendly account name: Inii‘ r cNCar ( Account number: Your lqaandal Advisor: SCOTT STACK MANYLYLE CASRIEL Amount (5) -500.00 4500.00 AMMAR (1) WI payments ACH WITHDRAWAL IRS -30,accoo ACH WITHDRAWAL WS 7AX & FNANC -14,(00,00 446.100.97 Card Items for your Attention: Shop with confidence-whether you use your UBS credit cad online or °Stine, you'll never be held responsible for any fraudulent charges. Even better, use ycur UBS credit card for purchases and you can extend the manufacturers werranty for up to one year. Enpy extraordinary protections that just make your life easier. Date Description Amount (I) Card purchases WS Vise debit )00(0 3536 G MAXWELL Mar 28 DUANE READE #14221 NEW YORK NY 1248.32 Apr 22 EXQUISITE HAND SPA BEVERLY HILLS CA Total charges 17500 Oat Description $32332 Amain( (S) Card payment Apr 17 CREDIT CARO PAYMENT -43.85 Apr 22 CE BIT CARD ACTIVITY -323.32 Total card payments 4367.17 CelP7C0M0SE887i 2 NP70C0191745 00009 0414 030575004 712357655000MyGykoadat 90 of 98 CONFIDENTIAL EFTA_00133947 EFTA01275718 (SUBS Resource Management Account April 2C11 Account name: GHISLAINE MAXWELL Friendly account name:Pother Check/Car Account number. Your rinandal Advisor: SCOTT STACK MANNYLE CASRIEL Istinmsrn Payment Cue Payment Due Date Credt fnt Availatie C reds tine Outstanding Wage. UBS Visa Signature credit (Ardis) payment information for May 23, 2014 515.00 May 23, 2014 335,00000 534,931 58 598 42 This crest cad is enrolled in u BS Pay Credt Cardfeature and will automatically tie pad from your zooms, Your payment is scheduled for May 18, 2014 We Nook theinformation on yOst 085 visa 9gnature credit ark witty as a ok nesy to you. The UK visa 9raiti re credi aid arid account are issued by UBS Bank USA. UBS Bank USA sends you the cabal 'lament lot this account and you shottd matt your payment accacIng to thee IrolruflOrn. We donor i nd ode your outstandingO4dt cam tulance in the value d your account with 065 Firiancla Services Inc. DSe Activity DeSCripben Amount (1) Money balance activities Mar 31 Balance forward S11,384.44 Apr 7 UBS BANK USA DEPOSIT ACCOUNT AS OF 04/04/14 0.49 Deposit Apr 8 Withdrawal ups BANK USA DEPOSIT ACCOUNT AS OF 04/07114 -500.00 Apr 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04109/14 -2.10097 Apr 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 44,0® 00 Apr 16 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0411914 -30,000.00 Apr 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04116114 •14,000 00 Apr 21 Withdrawal tin BANK USA DEPOSIT ACCOUNT AS OF 0417114 -43.85 Apr 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/22/14 -323.32 Apr 30 Closing UBS Bank USA Deposit Account $BA16.79 The UBS Bank USA peacoat Account Is your primary sweep mon SONY GM 00023328 c tri7COOF00568871 3 NP7003191 745 000O3 0414 030575004 Y173576S50 000000 ►age 91 of se CONFIDENTIAL EFTA_00 133948 EFTA01275719 *UBS Your notes CNI, C004,0056697i 4 NP7000,91145 C0008 Oil 4 030575004 Y123576,0 CONNw_Gm_.02PAIS 92 of 98 End of statement for account number MEM CONFIDENTIAL EFTA_00133949 EFTA01275720 Important information about your statement LES Financial Sakes tic. (the F im or UBS Anoxia! Strong is a mentor of all pdrcpol cannon and cpteris exchages. LES FrencialSences and UES Bank USA ay rdrect sun:Fares of LES AG and affiliates of LES Setritin LIC. The Fim's fhoncial statement is available upon regret the Fins **afire off ices re a: LES Finmoul Sens Fe. 1200 Harbor Boulevard Weetimken, tU 07086 Ibis =tenni represents the any official record of your LES Fe-uncial Satins account, Other nor rapt official tar documents, containing ccrillideg data should riot be relied Loon N you believe there is an err or omission please report it immediately n wane to the ranch Manager of the office serving sour accent. Alkoucti al figures Shan., are Heeded to be accurate. statement data trill not be used for tat purposes Rely trek on ra.-end tax lams, te. Form 1099. Sat 10425, mc.)whinpreprigyour tt. return. The Fim required by law to non to tie IRS all taable dhidwt. report** rastocable dvidends and tank merest earned cn %curers held in you accent, net proceeds as sale transactors, awl cost base entertain covered wanks. Communications win the Finn • Please re-confirm any oral cormincations in vette to further protect your rotes incladrug your reed rider the Sentra/aster Pardon Aar (NM) • If the finance' nstitution en the top left of lee frint of this statement is not 1)85 natal Sant LES Prencial Services caries you account as cleanng looker by sr/Argenta wah the rotated institution We iriormencu et the relater* when you opened this accost. h the case. your lads and saint we located a LES financial Services and rot to eroding broker. ad you nut make earn of ray enter or *Tuition to both firms. ANentre statemaits shall be deemed unpin an accurate if not objected to in *meg within 60 days. • Please died tetomer complaints or Fim's C Int ' ent or toll-free at 8:00k .10 ET Monday threugh as a in swing to U26 Financial Services Ix., Client lel/tens Deponent P.O. Dr 766 Union City, N.I 07087. • In car of errOrt Or Onsrans and as electronic funds trine (51), BS %/seder( card tranuctiorn, call or wile to UBS Frunual Sena ex., IMO Harbor Blvd, 6th floor, Weehawken N/ 07036. Arc RMAIBSA Sintros Cal or mite as soon as you cart 4 you tie your statement or receipt is mug or 4 you need more itcntulen *cue a tuner on the statement or rOCOOt. The Finn or Card boar (as oorkable)mn her born you no later dram ISO days after fie Fim sent you the fro Innen on which the error or problem appeared. - Prowde you- name ad accost number Of any) - Dnebe the err or tie tender you nano about aid "clan as deark aye can why you believe t is an error or inn,' need more Henan — PrOwdethecblar arrant d the suspected error. The Fim or Cad Issuer wit Hessen your complaint and vAl correct any error homer. Please mate all cheeks payable to the Five or the lhancial intthution rotated on to front of this Manisa had:Onto regular accord feu accounts mai be subject to mareenrce fees, chaps for late patron for securities purchases and charges for unpaid armunts in Glib =wits. Accounts that we transferred to other incaution may be subject to a transfer fee. UBS Sweep Options UBS offers options for erwmpne cash biomes, Winces to bat deposits al UBS Bat USA and UBS AG Stan:rad brach (Bank Sweep Pregame, money make. innual Ards (Morey Funds) ad the International Deposit Avant (DAtfor customers venal Intentional Resource Manage ern Account. Through Ix Bank Sweep Pronn cash balances re swept to LES Etrk USA up to an irenehed Fort ad then to LES AG Stanford Brands or a Money Fund. Deposits at UBS Bale USA are FDIC nsured in accordace with FOIL rules. For nxre nlamatin please act mwrldicgov. Deposes at UBS AG Stamford Barxh red fans of Money kinds am rot inured by the FM. Throup the Ca &dila to cad, balances we swept to depose accounts al UBS AG New Yak ranch and UEIS AG Cayman Branch Thew deposits are not nun by she FIX. Balance Feld at the LES AG Canal Bra-di are tempera* exposed to the sovereign risk of the Canon glands, and tore is no grantee or other obligalon of U86 AG to repay** trans while on the UBSCayman's Bradt. books. Deposes a 185 Bale LEA and each UK AG Bench are not protected by SIPC. Money Fund shams ere protected by SIPC. Ste -U3S Financial Serene:groan Protection' bobw Upon your reg.est bears in the Bat Sweep Programer OA my be withdraw. and shares of a Money Fund may be liquidated, and the pinta returned so you cr sour swoons accant. Fisher formation about available weep options, ncleing err ent arrest rate, and yell, a nibble at www.sbs< from your Fixer al editor or by calling UM Financial Servers account protection The F is a member of Or Startles Mveltill Protection Corporation (SIPC), wheh protect. Arnim accounts of its members up so1500,0X) Craton; S29),000 for dams kr cash). fine SICK asset protection Imes apt' to all account tut you hold n a particular capacity. The Finn, togeeher with certain affiliates, ha also purdased noplonental protection. The madman amount payable to al eligible dierts, colencpy under this protection is S500 million as of December 10, 2013. klota to the pokyconditions In nations, cash X the firm is further protected kr totette million n the aggeoate for all your accounts held n a paraular capacity A ful copy of te poky wiring is nibble upon request. The SIPC protection and the stoplemenUI protection both do not apply to. • Certin fruncial ages controlled by (and Hided in your account value] but hell away from US$Fin-col Services (e.g.. certain(* cash at UBS Bak, (il cash at LES AG StarnIrd branch (u) insuraxe anat, including ratable enmities, and (M) shares of mutual findt where such than are registered diedly n the name of to account holler on to books a-4 records of the wreak issuer or traner agent); • Certain nearer* contracts or nesement interest kg., limited partneshim and prime placements) that are rot registered under tie Securities Act of 1933; and • Commodities cornets (e.g. keep exchage and yeti:corneal contracts)• nurse futures contacts ad FormalnY Oren contracts. fi e 5IK rotecton and the supplemental protection do not apply to these assets erne they otherwise appear on you. Marna." ha SEC protection and the sultokerientalprotoction do not protect agree changes in the motel vaLe of your investments (whether as a result of market movement, issuer ballcrnptCy CY Othereriu) More elf ornrion is avaitle Lon regost You my obtan owe htionnation abou the SIK Brochure, by contacting 51K a or by %ninethe SIFC website arvar.s4PPOit Dividend ReiWetblbefilt Program (DPP) 1he prke reflected is an average price. You may obtan the actual price Iron tor Financial Advisor. Orey oink tire are punned under DRIP; partial shares will be sod rd the carp wt be dotard in your account. The &ricked reiwesvnent price applied by to issuer may dTa from the mint price at which fiepartied shares are sold Caderelieu Chap whole units my be held" you: accoust. tyoure man to use a a null of a rriderd Panall or ofierwise, the Firm MI ether sell parhal ants a rivulet pin or accept an amount determined by a neared Haag *new awl credit your accost Inn:trent objectives the nvernert aunties and risk profile ere specie to each account end nuy mybetween please nee the Fernpion-0k in yadrg of any simileant change in you: %taxied twain or norm% objectives. Far each CONFIDENTIAL nowt held, you choose one of the foliating Mennen object's' • endue Current/mane. h.esbum as seang the generation el income crik. • Arnim CeparAppaciaties Insatment seeking growth of prnepal rather than the anon ol income. • Plodoce Combinaton of Income and Capita Appreatcot nesiments seekkg both the generation ol Herne and gowth of priXpll. Ceeroll risk precise • Conservare Seeks to maidain inlet pi-cirl with low risk and wonky to the non neat ern if thee mews the accost does not generate significant income or returns and no, not keep pace with inflater. • Moderate: nag to accept sane risk to principal and tolerate some +Hatay to seek herr returns. • Agressire: Wiling to accept high ink to pinopal and hit worry to seek highreturns or time. Statement fiouseholdne We may consoldaie at related account statements with the sane address n the sin envebpe. Accounts may be related Ice this purpose Leone they have owners who also maintain pH acorn relationships nin other den at the sane address. This practice's known as • householing ' II you prefer to Neer rdivilual statements mailed in separate envekpes — you may drier hourholding by ulna you Friona Advisor. Friendly accatart name live Frendk accost man reflects al aviation that you entered on the Firm's onlne wires webote. II is a customizable fniclrorne- &own by you to alit you ash tar record...ping It has no legal effect on your are. rut. You cal change yes hiendk accost names, through Oslo Services or by contactrgeourFeancial Ansa A000‘nt overview • tate of mor accountronfir Net of assets and • Asset atlas salable cash balances, vaLS for restricted storey lest), and Global Time Deposits, urrealied marks to market and cenah nets not MU byte Fim. Does not include unpriced seen tier al the end of the prior and curent statement prods, or private iwestrrerns, invested stock options aid Henan stock options • Eiatines Includes debt rces, warn mar loans. credit lie, toe wont balances. • Cash/money balances. Total of uninisted avatar. cash balances. plus UBS Bak LISA deposit traces UBS AG Sun -Ford Dann deposit balances and money nurket mewl fund sweep Sant at to cbse of he gatemen period. Noncom/lady rev credit balances in your accourt ire rot segregated from other balances ad tie Fim may use any ol these funds in the: ordinary GOWN of tartness. These funds are payable moon your darned, ibis total n intruded fie arrent period closi-g value. SDNY_G 0_00023330 EFTA_00133950 EFTA01275721 Important information about your statement (Continued) Larding information For &teed information on the Fknis baling practices and **sues, rear to you Client Relatorship Agee-nes or Accan Agreement and the General Terms ad Conditions UBS Statenerd of Credit Practices available in Agreements andDixfoscrres at muratassagrrsagaRgainal Yowsweta Your riatament iternirm securities andother meta held tithe account at the end of the statement period. You may wk fordeivery of hay paid searkies at ary time. You mayreceive securities wed as loan collateral after paying any Wince due on hem. Any securities tranylemd to he Fiat claim the eatement penod are listed al maket value as of the end of the slatemem period. • Cast basis. In *limning the cost basis of the %melees included in this statement, where indicated wen the melte. "I,' UBS Fa-verde/Services han relied cn information obtained from sources other tan 1.135 Financial Semce,, including nf °melon Iran another lim a slat sumsy have provided to you Fins-seal Ades& The Finn does not heliaperclently verify a "want** the &caress or validity day Wormer& provided by sans other thin LEGAventral Senates. h addle" although LIDS Financial Services general& accletes he edamatian as it e received, the firm does not provide any asarances that the itamatisn tnier 'Cost basis" and 'Unrealized gar/loss's accurate as of the date ol this statement. As suck please do not way on he reamer& to make &schwa a sale decisions fcrta papaws cr otherwise. Accounts transferred to he Fim may reflect girl loss Samaria, on& for the period of tine they av Arida cue F rm More historical eke/mem tan be added by yoce Fong/ Advisor. • Urrealited tans/Imes When data is wail** eninated urearized gaing Icsses we stained fa ndvilial teary lots. Re transaction data for edudel lots may or may not leek' commence-at charges and* snaky reorganization emits Dividend and otarre nye:Mini lots ad systematic ouches lots are each ombined to display are averaged lot. The • Trade date • cola& pesents the aged transaction wade date. • Callable securities Bat and ;referred stock that ter issuer <Ss for eat redemption veil be selected moaner& by lot Iran among all seethes of that ism* held noun rumt or in nornnee nee lee our clients. Call frame ilainattn s dotakied from third patties and is accuracy isnot guaranteed. Other call teases may exist which ocald aged yield arnp/efe erionnatir will* provided upon request • Certificates of deposit (CDs) CDs are FDIC noted tp to S29),000 n prininal and accrued interest per &coact ad per deposhay rostrata". in accordance vet POIC rules. • Preeriralue Prom displawd for securities and otter tendons may be higher or lower than the price that you would an ay receite n the market Prices re obtained from vaious third party sources vshiti we being to be relies* but we do not gwranee their accuracy. — We gent* tae the closi-w pricewhen avalabb a the mean of the bid and ask prices foisted scarifies and cplors a orky bid prices fa OTC seounties. - Less anew& traded securities may be priced ushg valuation model or the most recent peke we &tared and may not reflect an actual maket price or mkt - Celan position may appear without a price ad will tow at *price was rot available' if we re unto* to obtain a pnce for a 'tardy - Deposits or sectritin deraninatied n currencies other than U.S. dollars are reflected at the erchinge rate as of the statement date. - For certain securities trading n noniron( ormr9 ckrimnatcris. price and qua-oilytaco mks) may have been adjsted to facilitate proper vtusion. To obtain current quotations, when arattlet contact par Financial Advise,. • Private freventments and structured prothacb. him* meninx& studies (ncldng drect participation crcqam and real estate investment its searites) and structred prodxts ale general& highly Akid. Certain stn_ctued products have not been registered wits the Securities and &ashrge a under any state secure*, laws. We provide estimated varies for private investment leashes and structured products for Mormatibrul purposes only Accuacy isnot guaranteed. - These values may differ mbstastiaby from peat if any, at whch a prove iniesanent security a structured proles may be bough or sold and do not necessarilyrepresent the day& may receive Won liluidation. - Thid party estimates of vale are as of a certain date and are swpried to UBS Fna-cial Services on a regale' bass by in independent vitiation Jim. - Muer, generalpanne- or spornor estimated veto', ry, are supplied to Morro by trio truer, gemal palm or SpanOr and may be tabulated based on afferent irdormation from hat used by thid parties to de*. ter( estimated values. - You can obtan addiecnt Hamel:xi regarding the methodology wed to determine the Minato of value ad the date of dn. Pecrmation the is the basis forte ea irate by contactim your Financial Advisor. - Thkd party *shimmed varbas may be reflected as •Not &Med' n sem I sit stew. win n idependent valuation tem has not suppled or is rumble to assign a watt when we became aware that a material event has ousted the may call a premusly reported vats its question. or *hen a value would be highly3;4.'4**e due to tie nattre of the security. - When neither an sue, general prime or sponsor estimated value nor a thrdipany estimated value is mad, the valued the smutty will be different him itspurchaseprice. — • Dsetta cm to date may meta return of capital. income cc both — 'Crianal int see • represents the initial otlerng price per unit and may not ;elect Will cost basis • Restricted securities Rtstrded sectreits oterrraltr are rot oritenty riwble for public sale. UBS Funeral Services wee the mate price of the unrestricted stock of the same issuer as an mputed meat for dm restricted stock for purpose:of this freemen oa4r To the relent that restricted sectrkies are efgbk la stet the valJe reared may be stbsuntral& less than the ittp-ted value Snoonn • Est (eetirneted) inownes anent yields end rates. An Minnie of rrual income is based an current Sicked and interest rates, assuming tie statues will be held for one year from statement date or until malady. This Minato bony a aim:blew, accuracy rd continued mann are not guaranteed — Estimated a-ntal name and current yield fa certain types of acuities could include a retun of pmcpalor capital gars in which case the est income grd current yeti would be overstated. — Estimated areaal rcone ad current yield and the actual toune ad yield might be kwer a higher than the wanted amounts. — An essinate ol a-rualeed n<ome (divdend and* interest) dryadby the anent market valseaverage balance is based on the last diridend or Merest payment made by the issuer and manes the seositietdeposa will be held for an year from the statement date or unhl matey. Accuracy ant continued weld we not gartiteed • Assets not held by WS Financial Services. Certain mugs re rot held by the fern and not writhe, the ferns possessm or control. These assets are *payed on six statement for informational purposes only. Positions aid values presented act Fetid& by the issuing lam UBS Fnincial Servees iS not reversible for On it:matron and des not gunnye is accuracy. these assets we rot preened by SIC or the Fines supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b-I fees received in correction wan the distribution of mutual finds to our dents we ands our rifts receive revenue **Mg Payments from dertributon a-dor athiscrs of the natal funds that we sell. These arrant, are based on two *Fern serntoneritc amcent ol sales by UBS of a panizole mutual fund I amibi to our slims; and CO the asset value of apanicsLT mutual fund I amity's tares held at the Imn — We and ccir Addle also recewe nemsrking and orrntus processing lees in consideration for transfer agent arse; that we provide to the mbar far& Thew lees generally are pad from investor assets n the mutual fund and are a fried dolt mount bused an he rest er of accounts at the broke-dealer holdng mewl lulls of that fund Famiy CONFIDENTIAL - h ad* on to crirroscre received n tonnes-Ian wth the sale or clanbinon of a-ruey contracts and cm investment flat units to our <lents, we ands our Ohm* rookie resent sharng compensation From many of the inmranc• companies underwriting the entity contracts, *tales of to insurance corpanes or sponsors of Metre imesvnent hats we disirbute - Use Agates also receive trading cowman and other canters:at° from mutual finds and nsurance companies whose prodxts we *tribute. - We receive al anal fee from UBS Bak OA and WS AG Stanford Blanch of up to SPS per account sweeping to the barks under the UBS Brie Sweep ricgrarro. Activity hbanationregudrigcannissas and *Der charges inured in roma cis with tie *musket of wades, ndudng option transactions ha been included on CCAlirrnrOnS IMMUSY ltirreShed to you. ani will be provided to yOu promptly co recited. Short selling f rain engaged in that strew a Wu* yOu may hair a charge the to certain bwriareim costs for that particular sweaty. Open orders Regarding Wen or • gxdtillicancoaled* ceders hat were not yawedbythe steamer( date, open buy ad sap stop orders are redaced by the mount of dividends or rights on an exidividerds or antes date unless inputted otherwke by you. You are rosponank fa orders that we evecuied die to your film to caner eating open orders. Pr*say To obtain a copy of at current Client hinny Neice, please contact mor France* Achisor or visit our website at www&ERCRigiothcriOmfikb UBS Financial Services a rot a bat The RUA, Bunnies, Sonia% Account GSA and IRMA are brokerage accounts which provide access to barking services a-idproducts trough arrangements wet, affiliated barks and other thrdpany banks, rod provides access to nsura-ce and enmity prortacts blued by unaffiliated Mr/teeny instance companies through insure-co agency subsidiaries of UBS finarcial Services Inc. Investment, nsura-ce. ad ruttyproducts: Not MSC inured • No bank guarantee* May tee vale RYA. Resource Management Acccunt, Business Services Account 85A, IRMA and ntematioral Resource Management Attars are registered service marks of UBS Frontier Services es Visa Seemlye is a registered service mark of Visa International WS Visa Signature credit cards and UBS Veld deter cards are blued by UBS Bank USA with IMMffliOri from Visa U.S A Incorporated. UBS Simonds' Services Int kn. 20(402 SDNY_GM_00023331 EFTA_0013395 I EFTA01275722 SUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CW10056317290514 V1 0 Resource Management Account May 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indiv Check/Gar Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement? Call tos finance AdvJsor or Ile Value of your account RMA Resoun-eline at WO-RMA- 1000, account on April 30 (1) on May 30 (1) Your assets 8,416 79 2,881.13 %Stour website: www.ubs..comifinancialsennces Your liabilities 0.00 aoo Value of your account 38,418.79 $2,881.13 Tracking the value of your account S 8416,8 20311 Apr 2014 May 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdratials Your irn*Strnen I return. Diadend and interest income Chance in market value Value of your bemire PI May 30. 2014 5000 SDNY GM 00023332 92,88723 $0.90 SO 00 Szeirma Member SIPC CNP70003305631729NP70C0193246 00003 ?614030575004 Y1235765500003C0 Pegs 85 of 96 CONFIDENTIAL EFIA_00133952 EFTA01275723 UBS Resource Management Account May 201 4 Your account balance sheet Summary of your assets Value on May 20 Percentage of your account A Cash and money balances 2,881.13 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $2,881.13 52,881.13 100.00% Account name: .73,-IriAINE NIA .V.ELL Friendly account name:Ir-li., r a. Account number. Your current asset allocation A Eye on the markets Index Percentage change Ma 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 4.32% MSC I - Europe, Australia & Far East 1.76% 4.11% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% Your iq nodal Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances CNMOCOOOSCal 730 NP70C0197246 C0038 0SI4 030575004 Y11.3576SS0C0MINIGM000AgIS 86 of 98 CONFIDENTIAL EFTA_00133953 EFTA01275724 SUBS Resource Management Account May 2014 Change in the value of your account May20140) Year to date (I) Opening account value $8,416.79 $0.00 Deposits, including investments transferred in 0.00 71,047.74 Withctavvals and fees, including investments transferred cut -5,535.99 -68,167.51 Dividend and interest income 0.33 0.90 Closing account value $2,881.13 $2,881.13 Account name: Gell5LAINE MAXWELL friendly account name:Indiv Cheek/Car Account number. Dividend and interest income earned For purposes of this statement tasabity of mimed and Undend income nos been determined nom a US lea lepating perspective. Based upon the residence of the arount holder. &count type, of product type, some i Merest arida dividend payments may not be subject to United Stales (US) arklat Puerto FlicoLFT0 income tars The tient manta/ statement is not intended to be used and carrot be meted upon fee las purposes. Clients should refer to the apocaneta. repotting forms they wen. train LOS smugly. such as the forms 1099 and the Tarns 480. for tat reporting information n is the practice of 1.185 to file the applicatie las reporting forms with the uS interns nevem* Service and PR Treasury Decentrent and in such forms acculaten classify ancliena anla interest as tat exempt or tacit* income. Meese consult von induclual las preparer. May 2014 ($) Year to date (S) Taxable interest 0.33 0.90 Total current year $0.33 $0.90 Total dividend & interest $0.33 $0.90 Cash activity summary Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL See Account activity the month for deists Manses In your sweep Options ate indudedin the opening and closing bedsores vats. FDIC insurance 4saies only to deposits at U85 Bank USA, not to deposits at U85 AG, Slamfold Branch of bank deposits paced !brood, the UBSIntemaionrf Depose Account pogrom. SIPC protection applies to money market sweep field hddiros but not bank deposits Ste Important information about your statement on the last two Pages cf this document for detals May 2014 (5) Year to date (S) Opening balances $8,416.79 $0.00 Additions Deposits and other funds credrted 0.00 71,047 74 Dividend and interest income 0.33 0.90 Total additions $0.33 $71,048.64 Subtractions Checks and bill payments -3,389.97 -55,036.20 Cash/ ATM transactions -2,00300 -8,221.00 ATM fee rebates 3.00 21.00 Card payments -146.02 -608.87 Other funds debited 0.00 -4,322.44 Total subtractions -$5,535.99 -$68,167.51 Net cash flow -$5,535.66 $2,881.13 Closing balances $2,881.13 $2,881.13 SDNY GM 00023334 CklesOLICE005831731 NP7000190246 Cocoa 0514 030575004 Y123576550000000 CONFIDENTIAL Page 87 of se EFTA_00I33954 EFTA01275725 *UBS Resource Management Account May 2014 UBS Bank USA Deposit Account APY Interest Pencil Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 Account name: GHISLAINE MAXWELL Friendly account name: Indiv ar Account number: $11,384.93 Closing UBS Bank USA Deposit balance May 6 $5,908.23 Number of days in interest period 30 Average daily ba bnce $10,517.98 Interest earned 80 33 Annual percentage yield earned My Choice Rewards Points from UBS 004% Rewards pants ye felltoed as or the 26th Ot the month or the pnOr Du, ntia day if the 26th fa 8 on a weekend holidaf Rewards pant want)/ detals can be found on wAmr.ubs.conllonaneservres May 2014 Year to date Opening balance 0 0 Points earned 0 239 Closing balance 0 239 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your Finandul Advisor: SCOTT STACK MANY LYLE CASRIEL Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggresswe Investment eligibility conpderation • None selected Your account instructions • Your account cost basis default closing method is RIO, First In, First Out CNP70008005631 732 NP70C0197246 00008 0514 030575004 Y123576550 C0NNWGM0002/AS 88 u CONFIDENTIAL 0 EFTA 00133955 EFTA01275726 *UBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indio ChecklCar Account number. Saone PM& income and current vaues snovrn may to approxirrWre. AS a recut. OM and IOSS4X may rol be acurately reflected. See important inlormation about your statement a the end ol this dxurrent for more Infortnalon Cash Cash and money balances Cash and momy balances may Ind ale avalable cah balances, UBS Bank USA deposit account Wanes, UBS AG Stanford Branch &pout account balances and money maker mutual fund sweep balances. UBS Bank USA deposit account balancer( are insured by the FDIC vat n Volk eble limits, but are not potected by S1PC 1)85 AG Stanford Branch deposit acoum balances ate not msuted by FDIC =Id are not poreded by SIPC Money made* sweep balances are protected by SIPC but are not insured by the FDIC. Seer the important information about your statement at the end of this document for detain about that. balances. Hddng U85 BANK USA DEP ACCT 8,41679 2,881.13 250000.00 Owing balance Closing belaxe Pnce per snare Average on May I(1) on May 30 (1) on Mai 30 (S) rate ()Moen° interest peeled Your ti sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Dap in period Can annum (1) Your total assets Value on May 3001 Percentage Of Cost Estmated your xcount bass (5) annual mccene (SI unrearzed gan or loss (1) Cash Cash and money balances 2,881.13 100.00% 2,881.13 Total $2,881.13 100.00% $2,881.13 Account activity this month Date Actinly Description Arnow' (I) Dividend and interest income Taeable interest May 7 Interest U85 BANK VSA DEPOSIT ACCOUNT AS OF 090914 0.33 Total taxable interest $0.33 Total dividend and interest income $0.33 Check number Dae Descnpoon Amount (5) Checks 001007 May 5 RYAN DIONNE -2.050.00 continued next page SDNY GM 00023336 C HP70303005631 733 NP7003193246 00003 0514 030575004 Y123576S50 000000 Page 89 of Se CONFIDENTIAL EFTA_00 133956 EFTA01275727 SUBS Resource Management Account May 2014 Account activity this month (Contrived) Account name: •I Friendly account name- ir • Account number: Your 'gonadal Advisor: SCOTT STACK MAMLYLE CASRIEL Check ember Date Description Amount (S) Checks (cortmued) Bill payments 001003 May 12 MARKS PANETH -304.97 Total chedts 42.354.97 Date Adlity Description Amount (I) May 2 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS -419.25 May 2 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS -39.64 May 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -576.11 Total bill payments 41035.00 Transaction Posting date dale Descnpiion Mount Cash/ATM transactions WS Visa debit: lOtX0 3536 G MAXWELL May 09 May 12 CIT1BAN0009591 NY -42.003.00 ATM FEE REBATE 53.00 Dominion 42.003.00 $300 Amount CO NYC TAXI 31438 LONG ISLAND W 074125090476074834 11390 STARBIXKS a 18509 NEW New York NY $3.54 STARBOCKS118509 NEW New York NY $4.30 ESPA CORP NEW YORK NY 474145900018300092 129.00 55034 Total transactions Total rebates Date Card purchases teS Visa debit: X)0(03536 a MAXWELL May 04 May 05 May 07 May 23 Total charges Date Description May 16 CREDIT CARD PAYMENT 95.68 - *moult II) Card payments convoyed next page CW70003005631734 NP7003193246 00003 0514 030575004 Y123576550 COictfitne_ GM000259,9 90 of 98 CONFIDENTIAL EFTA_00 133957 EFTA01275728 *UBS Resource Management Account May 2014 Account activity this month ccontnued, Date Card payment (continued) Account name: CHISLAINE MAXWELL Friendly account name: Indic Check/Car Account number. Your N nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL btu:option Amount IS) May 28 DEBIT CARD ACTIVITY -50.34 Total card payments 4146.02 Marken Payment Cue Payment Due Dare Credi one Amite Credt tine Outstanding balance UBS Visa Signature credit cards) payment information for June 23, 2014 S15.00 Jun23, 2014 $es,cmoo $34,751.01 $24&99 This <reds cad k enrolled In UBS Pay Credt Cad realm ad will automatic* be paid (corn your account. You, peimem Is schectded for lune It 2014 wo provide thisinformationon you. UBS Visa Sprague (radii cads solely a '<tunny to you. The UBS Ku granite credt card and account at issued by UBS Bank USA. UBS Bank USA sends you the cerioi starred for this account and you shotid mato your payment acconing to thee instructions. We do not include your outstanding oath cad telarce in the yew d you account wkh UBS Financial SWAM inc. Oat. Activity Descripticn Amount fS) Money balance activities Apr 30 Balance forward $8416.79 May 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0902114 .458.89 May 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090914 -2.050.00 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906(14 0.33 May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As 0; 0909114 -576.11 May 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0912/14 -304.97 May 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0913114 -2,000.00 May 19 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 0916/14 -95.68 May 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0928/14 -50.34 Meg 30 Closing UBS Bank USA Deposit Account $2,881.13 The UBS Bert USA Deposit Account Is youe primary sweep notion SONY GM 00023338 C MM.:103305631 735 NV7003190246 00003 0514 030579004 Y123576550000000 Page 91 of 96 CONFIDENTIAL EFTA_00133958 EFTA01275729 *UBS Yournotes arX0.11.0.173.I.O193.6030:605140.579.M.3576550,1g. G., opo.... 92 al 98 ..".........cn , ^uTbw CONFIDENTIAL EFT,00B3959 EFTA01275730 Important information about your statement LEIS Feuncial Services tic. (the F im or UBS biaxial Services} is a matter of all orincial wearily, carwroily and grins tit:Wages. LES Fe-ercialSenices and LBS Bask USA at rdrect sutridares of LES AG and athletes of LES Secultin U.C. The Fim's I handal statement is available upon tiger The Firm's earn* off ices re a: LE5Fineoul *was Ix. 1200 Harbor Boulevard Weetsarken, to 07086 Ibis =anent represent the any off trial record of pox LES Financial Swats account. Other recta inapt office' tar cloarnents. containing regrind date should riot be relied Lye Nyco beam there is an error cr artisan please report it irrmedately n ailing to the Ranch Manager of the office sentim your account. Ail-cuch al figures shown ate attended to be accurate. statement data shout' not be used fa tar purposes Rely soak lays-end tax forms, For 109E. Sat 10425, etc.) whin prepregyour at return. The Fat a required by law to report to ihe IRS all taxabk deride*. report*ie roan:able an:lends and tat Waned eared an vacuities held in you acorn, net proceeds on sulk transactor:a, and cost base cn amain covered aura in. Communications with the Finn • Please reconfirm any oral cormencatorts in *wig to further protect your colds. incbdrig your rite order the Seariries Waster Promotion Ace (EPA) • If the finascal nstitution on the asp left of re fro-4 of this statement is not UBS *axial Sentkes. IRS Parental Services canes yos account as cleanng ticker by anargerront vats the naiad inswrian We Wormed).* of tai relanianaja when you opened this accost. let* case. your this and sautesow bated a UB5 RI:moat 5eneces and rot the brodxng broker. ad you must make seafood el ay ewer or CerlittiOn to both NITS. A arrant *tenets shall be deemed awoke. ad accurate i not objected ton swan within 60 days. • Mean died ostomer canplaints or • • • Fim's C let ' eat at crtoll4 ree at 8:03 A. .to : ET Monday through as a in wring to UES Financial Services Sex., Client Relate:els Data-Went P.O. Dr 766 Union City, NJ 07087. • base of errs Or 0.51i:nS and al electronic funds trends (Ell BS Visedebit card tranactorw. call a voile to UBS Frunual Sense" ex., WOO Herbs Blvd., 6th floor, Wahankers N/ 07036, AtIrr RMAIBSA Senn Cal a write as soon as you cart if you tale yes statement or receipt is rang a 4 you need more Henn in about a turn* on the flaltrliet or rOCOOt. The Firm or Card Issuer Cis sarkable)nuo her Noma° no later dal GO days after to Fim sent you the fro remanent on bath the error or problem appeared. - Provide you name ad accost number Of any) - Dewbe the nor the wander yau aware about, and .clan as deark as au can why au believe t is an error a why you need more riamation — Provide thedollar arrant of the suspected error. The Fern or Cad Issuer wit ineesegate your complaint and MI correct any error promote/. Please mat all rheas payable to the Fern or to financial inaution Skated on to front of this start-ant h Wale to rewire accord fen accounts may be subject to mai-reru(' fees, changes for late parent for searnes purchases and charges for unpaid arrcunts in cash =ants. Accounts that ate transferred to other nakutions may be subject to a transfer tee. UBS Sweep Options UBS offers options for saripng cash *taxes, brakes to bar deposits at UBS Bat USA and WS AG Sanskrit arch (Bank Sweep Pagan* money market marl fads (AoraFu-ds) ad the International Deposit Accent (CAW( coroners Shan remational Resource Management Account. Through re Bank Sweep Prarams, cash balances re swept to U26 Bak USA up to an easbkhod Feb ad then to LES AG Stanford Brandy or a Money Fund. Deposits at UBS Bak USA are FDIC nosed in accord:roe with FCC rubs. For mate nlamatia please wit marldicgov. Deposes at UBS AG Stanford Burch rd fur of Money Reds ay rot inured by the FCC. Through the Ca, araileble local, balances we swept to depose accounts al UBS AG New Yak Branch and UB5 AG Cayman Branch Thew deposits are not inured by to FCC. Baron Feld at the LES AG Carnal Braxh are tempera* exposed to the sovereign risk of the Cayman Mends, and Sere is no garantee Cr other obligation of U8S AG to repay*. Waxes while on the UBSC grans Brea's books. Deposts a 185 Bat LEA and each UBS AG Earth are not protected by SIPC. Money Fund shires ate protected by SIPC. See 'CBS Financial Sevres Arrant Protection' bobw Upon you req.est, Waxes is tie Bank Sweep Programa OA me be withdriars and shares of a Money Red may be liquidated, and the wans returned so you <flour sari* accant, fuller formation about available weep options, nolaing want latest rates and yelds, a ankle at www.sbs< from your Frac al Adair or by calling UM Financial Sera= account protection The F rrn tants el she SeCulleS ilvellOI Protection Corporation GIPC), *Fah pram' securities account, of its members up so 1500,0X) Criclaling S2 g),000 for dams kr cash) The SIPC asset protection inns ac V to all account that you hold n a palkular capacity. The Finn, together with certain affair's, ha also purchased Applarental protection. The madam amount payable to al eligible die*, cane& vox this protection is 15% million as of December 10, 2013. kbct to the pokyconditions ed ramekin, cash a the firms further protected fa pp to 11.9 million n the aggegate for all your accounts held n a paawlar capacity. A ftull copy of tie poky wiring es nth L0011 request. The SIPC protection and the supplemenfl protection both do not apply to. • Certain I' rantial amts tenoned by (and Wicked is your account value) but hell away from UBSFina-col Services (e.g.. reran** cash al UBS Bat. cadn at LAS AG Stanladbrinch (4) insane prodX1S, including variable enmities, and (it shires of mutual funds where such sham are registered diedly in the name of the account holder on to boas and ends of tae applicable issuer or trader agent); • Certain veneer* contracts or easement interest (rg., limited pirtneshix and piste placements) the we rot marred under Ix Securities Act of 1933; ad • Commodities corrects (e.9, foreign excha-ge and etc nus metal ocritords). nduding futures contracts rd torrnoditY anon contracts. The 5IPC protects:a and the suppenerral protection do not apply to these awes men if they otherwise appear on you satarnares 11. SEC peotactie and the arialmentalprotadion do not protect agent changes in the maket vals of you' investments (whether as a rest* of market movement, issuer bankruptcy cr otherwise} More information is avalable tool recansi You may obtan rare nhannation abets the SIPC Brochure, by contacting 51K at a by nanothe Mk abate ariaiwalocOE Dividend ReiWetblbefill Anagram (DPP) 11e age reflected is an average price. You may obtan the actual price km yar Financial Advisor. Onk whose far are purchased under Off partial shas will be won rd tot cash wa b deposited in your account. The aided rerwesvnent price applied by fie issuer may differ from the market price at which the partied shires are sold Cadealittu CI*, whole units may be ha* you accrue. If you are entad to aterline unit a a result of a dviderd Imitnent ▪ oferitse, the Firm veil ether sell parhal snit a nude) peace accept an amount determined by a regiaered dearg agency, and credit you: accent Invistment objectives the newer obricuris ad risk profile ate specific to each account and my ay between Please Weir the Ft* prompt, on met of any sip/Keane change in you: fnaxial situate or meaner% objectives. For each CONFIDENTIAL account held, you choose one following Wes-brat objection: • Abate Cement !mama. Inca* searg the generation d income oak • Achim CepAg Appreciation: Investments waking growth of seminal rather the the gereraisn of mow* • Produce Combination oilman. and Capital Appreciation: basements seeking both the generation of noon. and gash of pitpll. Overall risk profiles • Con.wvata Seeks to mantan Sol precioal with low risk and voktility to the account overal, not if that mews the score does not generate signet 'cant income or returns ad may not keep pace with • Moderate: vearrg to accept sane rest to principal awl tolerate some /totality to seek hirer returns. • Aggressire: Wiling to rapt high riotto pager and high volatility to seek high returns oar time. Statement lauseholdne We may consolidate a1 related account statements with the same adders n the sine enveter. Accounts may be related la this purpose berate they have owners who also maintain pit acorn rottionshas with other clients at the sane address. This practice's known as • househaling ' If you prefer to receive rdivilual statements mated in separate enveives — you may drIew householang by Ealing you' F runcial Advisor. Friendly await name The Fnendk accant name reflects information that you sated on the Firm's tank* senses webste. t is a custandable 'nick-ate darn by you to said you wah you reradkeeping. It hero legal effect on your anon nt. You can change you' Fri accost names, through Crane Services or by contactrgyourFeancial Achiss. A000%ffilt overview • Yakre of ma annanWPOrtda, Net of assets and • Assets_ atlas avail* cash balances, vales for restricted storey lest), and Global Time not to nuke, and cash awns not held by • the Fim. Does not include unpura seennierassets al the end ot the prior and ourent statement periods, or private erwestivents, masted stock options rod evocable stock options • Einecos Include, debt bilarcos, warding *roan loans. credit role, tion account balances. • Cat/money balances. Total ot unimested avalable cash balances, plus UBS Bak USA deposit balances. UBS AG Surrioed Branch deposit balances and money market maul fund sweep Saxes, at the done of he rtaernere period. Norecormadty free credit balances in your account ire rot segregeted from other balances and tie Finn may use any of these funds in the ordinay GOWN of ethane's. these funds are payable upon your darned. This total is included., recurrent period closi-g value. SDNY_G M_0002 3340 EFTA_00133960 EFTA01275731 Important information about your statement (con inued) lending irtomiation Fix detafed information ark the Finis kneeing pactes and adman, refer to you Cleat Relatorehip Ageernere or twat Agreement and the General Towns rd Conditions UBS Statement of Credit Practices available in Agreements endear/melees at maw aka ronVarcorinalertagai Vas awn Your ststament Remit securities endother wets held is the account at the end of the statement period. You may ask for deka, of bay paid seareies at anytime. You may receive securities used as loan collateral after prying n balance doe on them. Pry securities transferred tote Fan data the starrent period are listed at market value as of the end of the statemere period. • Cost basis in ramming the cost basis of tie wastes included in this statement, where indicated was the number I, • UBS Fisarcial Services It relied ainformation cblained from sources otter than WS Fignoal Services. including information kern another firm a Matsumay los provided to you Finarcial Advisor. The Finn does not river-candy verify a tsarina* the acosacy or vardity of are information provided by sates other than LESEi-encral Senices. h acitixt although IBS Financial Services generally sedates this Hammel:in at it is received, the firm does not provide any learances that the Hamar trder "Cost basis" and 'threalried gar/loss' is accurate as d the date of this statement. As suck please do not may on the Hermitian to make padura a sale decisions. Brew purposes otherwise. Accounts transferred to tie Finn may reflect gat/loss Samar onb f or the period of tine they at held at to F rm More historical Hansa to be added by your Financial Adreor. • Umeolitod gains/losses When data is amildob. eninated arealized gaits bsses we calculated la iscividat saucy lots. The transaction data for nolittal lob may or may not leek' amnesia's, charges alder acuityreorganization rants Dividend and °term nwstment lots rd systematic padvse its are each canbined to display cne averaged loth* • Trade date • [elanpresentsthe agave transaction trade date. • Callable muskies Back and ;referred stock that to arm cats for eabr redemption will be selected mpatelb by lot kern arrong all seo.reies of that ear held hour name or in nominee name la as clients. Call bane adamation b &tined from third parties and is accuracy snot guaranteed. Other call leases mayoral which coal affect mkt complete adcrniation Melte provded upon request • Certificates of deposit (m¢CDs are FDIC hared a to 5293,000 h crianal and acaued interest per <Hosea rd per depository institaia haccadance was lOlC • trieenralue Peon displayed fa. securities and *her products may be higher or lower than the price that you would anualy reek* h the mallet Pries we obtained from vaious third party sources said. we Delve to be retitle, but we do not grantee their accuracy. — We g• era' um the closi-g price when awlabka the mean of the bid ad ask prices kilned margin and cplons a onb bd prices fa OTC seoaties. - lass actiweb waded securities may be priced usig a valuation model or the moo recent prre we oblate and may not reflect an actual market price or vale - Certain positions may appear witheut a price and will Pow as *price was rot available' 8 we re unapt. to obtain a pnce for a marry - Deposits or %cuts dercninated alcurrencies ocher thin U.S. dollars are reflected at the ethengt rate as of the statement date. - Fa certain seamier trading n noriconf wing dearninatccis. pica al treyDace okra) may have been 2i:bated to facilitate peeper valuation To °blies current quotations, when amiable, °tan your Financial Adviser. • Private ketesbnents and structured producb. Mate rnestrrent sectaries (xides? drect pa tcipation ptqam and real estate investment WM searites) and structred prodxts are generally highly Akyril. Certain sea-tired proists have not been registered wit the Securities and Extha- Commesion o- under ami state scuttles laws. We prode estimated valets for prime investmem secures and structured products for itematira purposes only. Accuacy knot guaranteed. - These values may differ abstantirty from pron. a any, at Midst private Sweatt security a structured prixtect may be toA1-4 or sold and do rot necessarilyrepresent the oast may receive Won rquidition. ▪ Thal pat), esbmates of vale de as of a certab date ad are saplied to UBS Fna-cial Services on a regalia' baW by in independere rotation lint - laut generalpanne- or spornor estimated vales, ary, are supplied to the F rrn by the inter, general seine or spreor and may be calculated based on dfferent infonwation Iran that used by thad parties to derne their estimated values. - You can obtah addacnal Hammen regarding the methodology used to determine the retinae* of value ad tie date of the Hamar tha is the basis for U. ware* by contactig your Faancial Advisor. - mild pirty *sawed vetoes may be reflected as •Not prised' n sever I sit atm, wee n independent %elision tent has not steeledor is unable to assign a value, when we become aware that a material event has °coated the may call a peturty reported ate it. question, or neon a value would be highlyspeculative due tote nave of the sectrity. - When neither al muss general pane or sponsor *stinted vale nor a leathery estimated vale is ',road. the value of to warty Ma be &Swint Fran its purthae price. - • Pstko cro to date' may nab* return of caonal. income Cr both - 'Crignalrra see • represents the initial ochre; price per unit and may not ;elect Will WO basis • Restricted securities Restrded want:as generally are rot currently elgiole doe public sale. UBSFinvecol karvices uses Me mart price of the unrestricted stock of the same issuer:ea mputed value lade restricted stock for moon: of this 'Women o4 To the ertent that restricted securities are eligbk la sale, the ako retied may be abnantialb less than the irttted value Moms • Ea. beitirneted) inecene current yields and rates. An estinate of arta income is based a current ditched and interest rates, assuning tie parities will be held for cne sea from statement date or until filltleity This retinae is onb agar:Stine, accuracy rd continued income are not guaranteed - Estimated eatal tame ad anent yield la certain apes of stakes could include a ream of paceal or metal gat in raid case the est income Ord current yokel would be overstated. - Estimated arrsaal icane rd caret yeld and the actual itene adyield misht be lower a higher than theist:matedamounts. — An estinate of a-averted tome (divdend actor interest) dryad by the anent market valWaverage balance is based on the last dividend Or interest payment made by the issuer and marries tie seethes/deposes will be held for one year from the statement date or until manly. Accuracy a-d contnued peed se not gamed • Assets riot held by IA3S 'Rancid Service& Certain assets are rot held by the Fenn ad not wain the Ferns possession or carol. These assets de doplared on stir statement for informational purposes onfy. Positions ad values presented re doted by de esd9 fern UBS Frontlet Services is not revokable for des ilcanation and des not guarantee es accuracy. These assets re rot pond by BCC or to Fines applemental SIPC covens?. • Revenue sharing and additional compensation. — In addition to commissions on saes and 12b-I fees received in correction wan the detnbution of raid lads to °wallas we mock, our Alfas receive menu' teeing Payments from diaributors a-doe advisers of the mutual funds that we sell. These amounts are bred on two deferent COMP:nentt- amantel sales by UBS of a partioula MOUS fund family to our clients, and CO the asset value of a partioar mutual hind I amity's share; held at the Ism — We and as afleate also recewe nemaking and orrnbus processing lees in consideration For trader rent servies that we provide to the mutual fads. These hesgenerallT are Pad from investor assets in the nutual fund and are a fired de la amount based on tie number of accounts at the brokeedealer holdng maul lads of that fund CONFIDENTIAL — e, role on to cairngorm received n connection veth Me sale or delnbinon o1 antsy contracts and raw investment mat ails to our <lents, we stator our affiliate recto revenue sharng compensation tram may of the insurance companies undenatig the amity contracts, aft hates cr to turn.* oxrpanes or sponsors of thetas investment wets we assist ▪ Oar affiliates ako native trading ecenrnetids and other cornea-err from mutual fads and trance <empress whose marts vie distribute. - Wetmore as anal fee from UBS Bak OA and WS AG Stanford Bland i of up to $zs per accost meting to the barks under the UBS Bark Sweep rregrann. Activity hbittaten regudng <dem:mere and *tier churl tuned in connecta with he oecutcrt of tad", including option transactions ha beerrincluded en cartirrnrons devoutly fur...shed so you. ad will be prowled to yOu promptly at rawest. Short anise F youae engaged in that brag a security, you may hair a charge Os to certainboreal-9 costs for that Wads secunty. Open ceded Regarding oPer. or 'scodtikancellacr orders that were not hafted by the stamen date. open buy ad sea stop orders are refixed by the mount of dividends or riles on an eadividerds a trips date unless instructed otherwise by yea. You are responsbk for orders that are wearied date coyote failure to caxel eating open orders. Privacy To obtain a copy of at current Clime Feisty Waist please contact your Frontier Advisor or vat our Viebsite ate. UBS Financial Services is rot a birk The WA, Busiest Services Account OSA and IRMA at brokerage accounts which provide access to barking services and products though arrangements rat affiliated Darts sod other thrdery banks, and provides access to nsura-ce and asnirty prcacts awed by unaffiliated third. pay insurance cempries through I-aura-op agency subsidiaries of UBS Finarcial Services Inc. Investment, nsura-ce. ad amity products: Not IDIC inured • No bank guarantee* May tee valet RUA. Reroute Management deco" Business Services Account 854, IIMA ad ntematioral Resource Management Accost are registered service marks of UBS Enamel Services Inc Yea Signatee is a reggered service mark of Visa International LBS Visa Sgnattre aedit cads and Les Yea debt aids are ease by Unbar* USA with pernieraion from Visa U SA Inv:operated. Last Firrrtml Services he fan. 201402 SDNY_GM_00023341 EFTA 00133961 EFTA01275732 ;It UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70064989750614 X123 Y1 0 Resource Management Account June 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name GHiStANE MAXWELL Friendly account name: Irodiv.CheckiCar Account number Your Nnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your financial Advisor or the Value of your account RMA ReSourcetme at R00-RW-1000, account on May 30 (5) on lune 30 (9) Your assets 2,881 13 33,131.53 Msit our website: www.ubscomif inancialsennces Your liabilitleS 0.00 0.00 Value of your account $2,881.13 $33,131.53 Tracking the value of your account S Thcuianis 33.1 2.9 MAP 2014 Jun 2014 Sources of your account growth during 2014 Value of your account at yea end 2013 Net deposits and wrhdrarials Your investment return Dividend and interest income Chance in market vane Value of your account on Am 30, 2014 5O00 SDNY GM 00023342 $33,130.49 51 04 5000 Saa 131.0 Member SIPC CNI10005006498975 N11700029374100009 C614 030579304 Y123576%0111000 Page 89 of 102 CONFIDENTIAL EFTA_0n 133962 EFTA01275733 SUBS Resource Management Account lune 2014 Your account balance sheet Summary of your assets Value on June 30 (11 Percenta9e of your account A Cash and money balances 33,131.53 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $33,131.53 $33,131.53 100.00% Account name: GHISLAINE MA c1/1, ELL Friendly account name:lndiv Check/ ar Account number: Your current asset allocation A Eye on the markets Your 14 vandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change lune 2014 Year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% CHUDX9006498976NP7003290741 00003 0814 03057500t VI23576550 1l yGmoga4390 of 102 CONFIDENTIAL EFTA_00133963 EFTA01275734 UBS Resource Management Account Change in the value of your account fune20i4(S) Year to date (S) Opening account value $2,881.13 $0.00 Deposits, including investments transferred in 61,302 62 132,350.36 Withdrawals and fees, including investments transferred out -31,052.36 -99,219.87 Dividend and interest income 0.14 1.04 Closing account value $33,131.53 $33,131.53 Account name: GHISLAINE MAXWELL Friendly account nome:Indiv Checkkar Account number. Dividend and interest income earned For outposts of this statement, tarabity of Inkiest arc cvdden0 income has been determined from a US tag iepating perspective. Based upon the residence of the account hokieL account type, or product trke, some interest ends dvidend paytnents my not be subject to United Stales (U9 ardor 8sell0 Elten (PR) income torn The tient monthly statement is not intended to be wed and cannot be riled upon fix Ia purposes. Clients should refer to the apcircztie lax reporting rams they recehe From IRS annualy, such as the Forms 1099 and the cams 493. foe lax reporting information It is the practice of UBS to file the arolicatie is. reporting forms with It* US interne Reveal* senice and PR Treasury Depanment and in Su( h rOrMS accurately dasSfy ChuiendSarder Interest as lac ectlY01 or tall)* loCarge Please consult yew Ind mdual tax prepater. June 2014 (1) Year to date (1) Taxable interest 0.14 1.04 Total current year $0.14 $1.04 Total dividend & interest $0.14 $1.04 Cash activity summary Your Pi nandal Advisor: SCOTT STACK MAMLYLE CASRlEL See Account activity the month for detab. sines in your Sweep options are induCed in the openng and closing Manus sit ea. FDIC Insurance *pies only to deposits M U85 Bank USA, not to deposits at UM AG, Stardotd Eranch or bank deposits placed throush the UBS Unit-motion:1 Depostt Account procyam. SiPC protection applies to money market sweep Fuld holdings but rot bank dtposih. Ste Important information about your statement on the tat MP pars cf this document for detals June 2014 (1) Year to date (1) Opening balances Additions Deposits and other funds credited $2,881.13 61,302 62 $0.00 132,350.36 Dividend and interest income 0.14 1.04 Total additions Subtractions Checks and bill payments $61,302.76 -26,891.18 $132,351.40 -81,927.38 Cash/ATM transact ons -4,036.00 -12,227.00 ATM fee rebates 6.00 27.00 Card payments -161.18 -770.05 Other funds debited 0.00 -4,322,44 Total subtractions -$31,052.36 -$99,219.87 Net cash flow Closing balances $30,250.40 $33,131.53 $33,131.53 $33,131.53 SDNY GM 00023344 Crle700030064%4977NP7003298741 DOM C6I4 030575004 Y12357655011100) Page 91 of 102 CONFIDENTIAL EFTA_00133964 EFTA01275735 *UBS Resource Management Account lure 2014 UBS Bank USA Deposit Account APY Interest period May 7 -Jun 5 Opening UBS Bank USA Deposit balance May 7 Account name: GHISLAINE MAXWELL Friendly account name: i iv ar Account number: $5,908.23 Closing UBS Bank USA Deposit balance Jun 5 $47,208.38 Number of days in interest period 30 Average daily balance $4,681.29 Interest earned $0.14 Annual percentage yield earned My Choice Rewards Points from UBS 004% Rewards ponis are reflected as of the 26th of the month or the pnec Dug/ Nis day if the 26th fa Is on a vrenenct tolidat Rewards pint actanty petals can be found on w.vw.ubs.conllonlineservres June 2014 Year to date Opening balance 486 0 Points earned 21 260 Closing balance 507 260 Your investment objectives: YOU have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your Finandul Advisor: SCOTT STACK MANY LYLE CASRIEL Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive investment ehgibihty cionpderation • None selected Your account instructions • Your account cost basis default closing method is nro, first In, First Out O1117C009006498978NPVC0298141 C0008 CO 03C675004 Y123576SS0 I I #jtjy_Gm_ciociliam592 of 102 CONFIDENTIAL EFFA_00133965 EFTA01275736 *UBS Resource Management Account Jur • 2i Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indiv Ched4Car Account number. Sane pn< es, meant and current vaueS Shaun may be zippoornase. As a its us. gdni and losses may IXM to acurately refleded. See unportanonformaaon about year statement a the end ol this dxurrent for more infortnason Cash Cash and money balances Cash and money balances may Ind We available cah belay's, UBS Bank USA deposit account balances. U85 AG Sta-riord Branch deposit account balances and money market mutual fund sweep balances. Wheel* USA deposit account balances are insured by the FDIC %Min applic et* limits, but are not pointed by SIPC. UBS AG Stanford Stare h deposit account balances are not insured ty FDIC and se not protected by S1PC. Money rrodet sweep balances are protected by SPC but are not insured by the FDIC. See the Important in formatkan about your statement at the end of this docterent for details toll those balances. Ocenng balance Closing balance tithing on Jun t (S) on Jun 30($) 1.85 BANK USA DEP ACCT Pnce per that Average on Jun 30 (1) rate addend Interest penal Your PI sandal Advisor: SCOTT STACK MAN/LYLE CASRiEL Dais in period Cap room (l) Your total assets 2,881 13 33,131.53 value on no 30 (S) Percentage Cost Binned your account basis (Si annual interne (S) 250,000.00 ',waited gain or loss (S) Cash Cash and money balances Total 33,131.53 100.00% 33,131.$1 100.00% $33,131.53 Account activity this month Date Activity Description Amount (S) Deposits and other funds credited Jun 4 Transfer FM Y1 23575 0100 50,000.00 Jun 13 Deposit LOCAL CHECK 12.00 Jun 13 Deposit LOCAL CHECK 351.53 Jun 13 Deposit NON-LOCAL CHECK 383.00 Jun 13 Deposit NON.LOCAL CHECK 423.77 Jun 13 Deposit LOCAL CHECK 2,933.10 Jun 13 Deposit LOCAL CHECK 6,780.22 Jun 13 Deposit NON•LOCAL CHECK 419.00 Total deposits and other funds credited 661,302.62 $33,131.53 SDNY GM 00023346 CelP7C0030C6498979NP7003298741 00003 1:614 0305750)1 YI 23576550 11t OCO Pays 93 of 102 CONFIDENTIAL EFTA_00133966 EFTA01275737 *UBS Resource Management Account lune 2014 oat< Aciiigy Desceertion Account name: GHISLANE r.". • • Friendly account name:Incliv Chec./ Account number: Your II nand) Advisor. SCOTT STACK MAMLYLE CASRIEL Mown (I) Dividend and interest income Ta rabic. sr re'eg Checks Jun 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 090914 0.14 Total taxable interest Total dividend and interest income Chick wren ale 001009 Jun 5 Description KIMBERLY CALVACCA US TREASURY 10.14 80.14 Amotet (3) -3214.00 001010 Jun 19 -15,00000 001011 Jun 18 Total checks NY STATE IN COME TM -7000.00 Date Adtity Jun 3 Withdrawal Deg aPliOn ACH WITHDRAWAL GOLDEN RULE INS -125.214.00 Amount (s) OBI payments -419.25 Jun 3 Withdrawal Jun 9 Withdrawal Total bill payments ACH WITHDRAWAL GOLDEN RULE INS ACH WITHDRAWAL AMEX EPayment -39.64 -1218.29 41.677.18 Transaction Posting date Cale Description Amount (3) Cash/ATM transactions 1.18SVka debit )0003536 G MAXWELL May30 May30 CMBAN0009591 NY NY -12003.00 CI11BAN0009595 NY NY -12.003.00 CMBAN0CK)9591 NY NY 1200300 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 ATM FEE REBATE -$3.00 Jun25 Jun25 CMBAN0009591 NY NY -42,003.00 AIM FEE REBATE $3.00 Total transactions -$4,006.00 Total rebates 86.00 CNP700030054969B0NP7000293741 000030514 030575004 V123576550 II NteigyGigia94 01 102 CONFIDENTIAL EFTA_00133967 EFTA01275738 (*DUBS Resource Management Account Lit CC • Account activity this month (cont.-meth Date Card purchases Lin Vira debit' )0,<X0 3536 G MAXWELL Account naive: GH1SLAINE MAXWELL Friendly account name:Indiv Check/Car Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL Dexnprion Amount at Jun 11 ESPA CORP NEW YORK NY 16550 Total charges f65.50 Ode DeStripcon ArnOunt IS) Jun 18 CREDIT CARD PAYMENT -95.68 Card payments Jun 27 DEBIT CARD ACTIVITY -65.50 Total card payments -$161.18 nenurn Payment Out Payment Due Dale Credt kne AvalableCtednUne Outstanding is:lance DES Visa Signature croft card(s) payment information for July 23. 2014 13500 Jul 23, 2014 135,000 00 134,824 53 9175.47 This credit cad es enrolled in Vies Pay Crecti Cad feature and ntli automavcaty tx paid Iran your account. Your payment is SthedUltd lot July 18, 2014 We provide this information on your MI5 Visa Squallsre credit cads sold,/ as a car nesy to you. The U85 Visa 9cnatu re oak card and account at issued by UBS Bank USA. uB5 Bank USA sends you tie official statement fames account and you should make you payment acconing to tnev insiructons. We do not include your outstanding crecit cam briarce in tne value of you &count won UBS Nonni:Di services inc Odle Activity Desdotak Amount CS) Money balance activities May 30 Balance forward $2,881.13 Jun 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As Of 0902174 -2,000.00 Jun 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06703114 -458.89 Tun 5 Deposit UBS BANK. USA DEPOSIT ACCOUNT 50.000.00 Jun 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090914 .3214.00 lun 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0610914 0.14 Jun 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0909114 •1218.29 Jun 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 11302.62 Jun 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06118114 • 7,095.68 Jun 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 091W 14 -I5.000.00 continued next page SONY GM 00023348 CriP70003006498981 NV7003293741 00003 0614 030575004 Y123576550 11 t000 CONFIDENTIAL Peg* 95 of 102 EFTA_00133968 EFTA01275739 *UBS Resource Management Account lune 2014 Account activity this month (COnteivedl Date Money balance activities (continued) Jun 27 Jun 30 Sun 30 The UBS Sara USA Deposit Account Is your primary sweep cpbon Account name: GHISLAINE MAXWEU. Friendly account name: Indiy Check/Car Account number: Your le sandal Advisor: SCOTT STACK MANLYLE CASRIEL act Description Amount (S) Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 092604 -2,000.00 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06427114 -65.50 Closing UBS Bank USA Deposit Account $33,131.53 CNP70003005498902 NP7000298741 00003 06l4 030575004 TI23576SSO II MyGM3,00flialg96 of 102 End of statement for account number- CONFIDENTIAL EFTA_D0133969 EFTA01275740 Important information about your statement LEIS Financial Services ix. (the F im or UBS Anemia! Stnikes). is a mentor of all orincioel sxvly, canon* and colons exchaves. LES Ft-encial Selects and LBS Bank USA at rdrect subsdares of LES AG and affiliates of LES Seasitin LIC. The Pim% firondal statement is available upon regrO. The Firm's executer on ices at a: LE5Fironoul Serums Ix. 1200 Harbor Boulevard Weehawken, to 07086 Ibis statement represent the any official record of you LBS Fruncial Senses account. Other records, except official tar documnt containing ccrilicting data should rot be relied Lyon If you befine there 6 an error cr emission, please report it *medal*. n *Ming to the Bench Manager of the office serving you account. Armagh al figures shown re intended to be accurate. statement data tculi not be used for tar purposes Rely meet Goys-end tax kerns, te.. Form 1099. 10425, ma.) whin preprigyour tee return. The Fins it required by law to report to tie IRS all taxabk thither*. report*. rontauble *ands and lath serest end on vacuities held in you aoccent, net prccetob on sale transactcre, and coR base cc certain covered stunt in. Communications with the Finn • Please re-confirm arty oralcorm-to-rations in vete* to further protect your nits. incbdrig your right order the Searities Inset& Protection Act (SSA) • If the finrical nstitution on the top left of tee font of this statement is not UBS Financial Sonikes. LEIS Financial Services carries car account a clearing baker by anargerrent wan the initiated institution We Wormed you of the relationship when you opened this accost. lithe case. your birds and secutes re located a UB5 Bnancial Strikes and rot the iwoctscng broker. ad you matt make a rePon of any error or &nation to both firms. A II accant statementsshall be deemed ccerolete ad accurate if not objected to nisei* within 60 days. • /lean died *atoms canplaints or • • Fivn's C lent ' eat u won-frees 8:03 1k .to : ET Monday thnough as a in yeti* to UES Financial Senates lx., Client Relations Dees-anent, P.O. Box 766 Union City, ell 07087. • in case of errors or caTiTh:hf and an electronic funds trends (Ell BS Visatedebit card transictorh. call of voile to UBS Frenual Services ex., IOC Herbs Blvd, 6th floor, Weehawken NI 07036, Mtn RIANBSA Serves Cal a write as soon as you can, if you hit you statement or receipt is mug a 4 you need more Hanoi ion /bout a turner on the gannet or r9Ce,t. The Firm or Card boor (8, mrkable)nuft her horn you no later than 60 day: after te Fim sent you the fro stsemere on which the error or ProDkre appeared. - Prow:leyou- name ad accost number Of any) — Desoto the era or the wander you reins, about, and .clan as cleark as mu can why yai believe t is an error a why you need more itionnation — Provide thedollar anoint of the suspected error. The Fins or Cad Issuer wit imessigate your complaint and wall correct any error promptly. Please mate all dodo mask to the Fern or tie financial institution Skirted on fro front of thi, statement had:Mimeo reguir accost fees accounts mai be subject to mailenrce fees, chages for late parent for securities purchases and charges for unpaid amounts in cash ascents. Accounts that be transferred to other institutions may be subject to a wands fee. UBS Sweep Option, UBS offers options for serepng cash bine; Winces to bats deposits at UBS Bat USA and UBS AG StanIcrd birch (Bank Sweep Programs), money market mutual funds (Money Fu-ds) rd the International Deposit Accant BOAlfor customers with an Mime:tonal Resource Management Account. Through tie Bank Sweep Progano cash balances re swept to 1.85 Berk USA up to en rad:4W knit ad then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC Pissed in accordaxe with FCC rubs. tor nxre nlamattn please sit mwrldicgov. Deposes at WS AG Standard Burch rd tares of Money Bands at rot hared by the FCC. Throup the OA, available loath balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch Thew deposits are not insured by he FIX. Balance, Feld at the LEIS AG Carr Braxh are tempera* exposed to the sovereign risk of the Canon glands, and there is no 'sante or other obligation of UBS AG to repay the biarces while on the UBSC trans Brach's books. Deposes at LEIS Bat LEA and each UBS AG Bench are not protected by SIPC. Money Fund shires re protected by SIPC. See *U3S T helmet Services Accent Protection' betw Upon you Roast, balrices in the Barr Sweep Prteram or OA may be withdraw, and shares of a Money Band may be liquidated, and the proceed, returned to you or sour secirein accant. Furter formation about available sweep options, ndaing anent retest rates and yelds, a mailable at www.dosc from your Friarsal Advisor or by calling LIDS Financial Services account protection The F rm name-Tiber cl the SeardeS Inveitill Protection Corporation GIPC), *nkh protect regain accounts of its members up lo 1500,0X) fnoluding S2B),000 for clams kr cash) Ho SIK asset protection Imes copy to all account that you hold n a palkular capacity. The Firm, together with certain aft Aims, ha also purchasechtpplemental protection. The morrun amount payable to al eligible die*, tacos& sects this protect:air S500 million as of December 10, 2013. kloOct to the poky conditions aid limitations, cash a the firm isfurther protected at m tp to $1 .9 million n the aggregate for alms accounts held n a pasioalar capacity. A full copy of to poky wiring is inedible bar et:tura. The SIPC protection and the supplementl protection both do not apply to. • Certain fruncial Asses controlled by (and Misled your account value) but held away from US$Fine-col Services fe.g.. certain(* cash at UBS Bat, (ii cad at LOS AG Started bunch (I) insigne prodX1S, including variable Janata* red (iii) shires of mutual finds where such shares are registered diedly A the name of the account holier on he bock, and reccrids of the applicable issuer or trrider agent); • Certain rneslmert contracts or Mestment interest (eg.. limited partneshix and Fixate pie:entree) thee are rot registered under tie Securities Act of 1503; ad • Commodities corrects (e.g fatten exchange and semi:usenet.' ccetreds). nduding futures contacts rd 4Orna:litY0Phal contracts. Hie SIPC *Medan and to supplemental protection do not apply to these Mat event they otherwise appear on car staternent. Tar SEC protection and the PrOlerreental protection do not protect against chines, in he mats vats of you investments (whether as a rest* 04 Market ITI0*Ment, issuer bakruptcy or otherwise) More information is avalable moan mord Vcu may obtan more tkenation abors the 5IPC Brachia...by contacting 51K at cr by asking the 50C **kite at Walitalocb, Dividend ReiWetblbefill Kieran (DPP) The pr ke reflected is an swage price. You may obtan the actual price km you Financial Advisor. Ory oh* tire arc purthased under DRIP; partial shires wit be won rd tot cash wS be deposited in your secure The caddied regvesvnent price applied by he issuer may dNe from the market ate at which the patied shares are sold Caelerelieu Cnb, whole Lints may be heads, yotr *mut if you re rinsed to a panel int a a mutt of a dviderd Paffnent or oterwise, the Firm MI ether sell parhal int at nutlet pike a accept an amount clotamincd by a registered clewing agency, and mode you: accost Investment objectives The rivestmers objectives and risk profile are speak to each account and rimy wry between. Phase Weis the Fern pion-pt.in metro of any triter* change in you Maxi& skumon or nveomme objectives. For each CONFIDENTIAL *count held, you choose one of the following knestrient objeclher • Pookse CunentIrcome. inotnie es seekng the generation of income cr4. • Achim CapletAppreciation Instilment( seeking growth of pone WI rather than the gerersion of income. • Plodoce Combinaton oilman. and Capital Appleciaapit Itiesiments seeking both the generation of name and gorth of plaCpIl. Overall risk precise • Conserwartm Seeks to manta* MHO percioet with low risk tertl volatility to the accost overal, even if that mewls the accost does not generate significant income or returns mama, net keep pace with inflation. • Moderate: Willi* to accept some rigs to principal and tolerate some +rotate* to seek hirer returns. • Aggress*: Wiling to accept high riotto pinopal and high Watley to seek high returns over tint. Statement liouseholdne We may consolidate al related account statements with the sane address n the sans envetpe. Accounts may be related la this purpose beause they have owners who also maintain pia accord relationships wit other clients at the sane address. This practice's known as • sisa l ' II you prefer to receive in:Inn:WI statements mated in separate em ekpes—yea may decline housholding by slang you Prentiss Advisor. Friendly accoult name The Frendkaccant name reflects formation that you entered on the Firm's link* service, webste. II is a customizable *niclrerny' dune by you to matt you with you recordkeepim. It has * legal effect on your Neer ra. You can change yaw kiendk accost names, through Onire Services or by contactrgyourFioncial Achiss. &MOW% overview • Mr of nOr art-06ntiPOrtiolia Net of assets and IiAA • Assets_ hulas salable cash balances, valises for restricted searey lest), and Global Tine Deposits, wreaked marts to merket, and cattail mats not held bytes Fem. Does not include worked h•Ctritifill assets al the end of the prior and curent statement periods, or private enter**, invested stock options rid emicoable stock options • Eiatutites Includes debt balerces, oattardirg margin loans. credit the, tca =ant balances. • Cash/money balmices. Total of uninvested amiable cash balances. plus UBS Bak USA deposit thirces UBS AG Sanford Evan* deposit balances and money norket makul fund sweep bilarms, at tlx doe of tie statement period. Noncom-rocky free credit balances in your accent are rot segregated from other balances and te lam use any ol these funds the ordinary course it laziness. These funds re payable Lton maw darned. This total is included in tie °rent period closi-g who. SDNY_G M_0002 3350 EFTA 00133970 EFTA01275741 Important information about your statement (Continued) Lending information Fcr detaled information en the Finis ending plates and disclosues, reeer to you Client Relatorship Agreement or tear Agreement at the General Towns at Conditions UBS Statement of Credit Practices available in agreement and oixfoscrres at mew not mmaroternedo-lougya. vessassee Your dastment itemise. snuffle( end other mom held inter rant at the end of the stemma period. You may ark for deity a bay paid senates at ary time. You may recent secunties used as loan collateral after prying any balance due on tem. k -y securer transferred to the ;ire axis; the starred prod are listed at market value as of the end of the sidemen period. • Cast bas's h detemning the cost basis of the soars included in this statement, where indicated wih the nurrbee • UBS Feared Services It relied .,information 'obtained from sources other tan 1B$ Fe-social Senices, including idonnaion hen anothe- Sim a that youry have pnovided to you Finaxial thisor. The Finn does not independently verify a gaunt the money or vardity dry irdormation provided by sores other than LAK.Rhoncial Senices. h atlas although LIDS Firs: cal Services general& grew this Hamann as it k recethd, the firm does not provide any astatanies tat the llamado, titer "Cost basis- and "Lairealced gar/loss' it accurate as cd the date of his statement. As suck please do not rely on this Hatton to make pacht a Tale decisions. fa Inc p-rpates *theme's*. Accounts traneferred to tie rim may reflect °idiots tdamatkn °rib for the period of tine they a-e held at the F rm More historical edema' cn tan be added by you rancid Advisor. • Unitized gat/losses When data is estinated 'reedited gait lust we Undated fa irvital tease/ lots. Re transicton data for nthelsal lots may or may not melee carter, charges ander lathier reorganization ewnts Dividend and °tune nwstment lots at systematic purl ose lots are each arnbined to display are averaged lot. The • Trade date • cairn presents the aigaul uansection wade date. • Callable securities Bar and ;referred stock that the Mar cats for tab redemption with be selected mpavalb by lot Iran among all seo.rties of tot kite held hour name or in nominee nee la as clients. Call bane adonnaten is tithed from third parties and es accuracy snot guaranteed. Other <all fears mayenst which cat affect yeelot complete ntcm'atcn will be provided upon request • Cattificatee of deposit (menCDs are FDIC Mend Lp to 5250,000 ' prat and accrued interest per depositor ad per teposnay institution, h accordance vet POI( rules. • Preanralua ;roes direst for securities and other pa:ducts may be higher or lower than the price that you would aclualy recewe in the market Prices me obtained from various third party sources 'Midi de berg to be retitle, but we do not guaralee their accuracy. — We genes-abuse the doily price Own avalabba the mean of the bid and ask prices fa lined stages and cplors a onb WI prices fa OTC stories. - Less actiwb traded securities may be priced usiy valuation model or the moo recent brae we dotted and ma/ no reflect an actual market rice a vat* - Certain positions may appear withcut a pice eel will tor as *price was rot available' if se re untie to obtain a pnce for ;warty - Deposits or senates denominated n currencies other tin U.S. dollars are fettled at the en:hinge rate as of the statement date. - Fa arlan securities wading M non.conformng cremates tee at qua-oilyBate Ma) may have teen 2r:basted to facilitate prcper vdusir To obtain current quotations, whin wait*, contact you Financial Addur. • Private Moor ante and structured produced. hire nfestroeit secant (rrdary drect patipation ratqam and real estate imminent VISE seosites) at suuctred petcu are generalb highly wised. Conan dna-tared crotch hove not been registered with the Securities and Exchange Commesion a under ay date securties laws. We prode estimated vibes for pane investment wanks and structured products for illormatibrul purposes only tasty knot gthenteed. - These values may differ thostastiab from prees. any, at etch a prove noesanern security a structured redact may be bought or sold and do not necessarily reptant the vela you may receive Won Equitation. - Thal prly tsbrnates of eats act as of a certab date at are scpplied to UBS Fined Services on a regult bass by an Wet:enders natation tin - kter, general partner or sponsor estimated vars, ary, are supPied to tat Fr by the Cam germal pater or sponsor and may be calculated based on differed irdonnation ram that used by hidparties to dere their estmated values. - You can obtan *retort adarnaten regarding the methodology wed to determine the entire of value ad the date of the hdermalkn that is the basis forte &dint by carnally your Fa-uncial Advisor. - Th int party *striated Outs my be reflected as •Not pied' n wow I et aliens wfe n adependent solstice tern has not stippledor is made to assign a watt when we berm aware that a material event has °cored tut may call a permed, reported stet it question. or Own a value would be highly speottive due to the nattre • the security - When neither an suer, general panne or sponsor Minted vale nce a thedpany estimated valve if crowded the valved the warty wit be deemed Veen Espurchaseprice. - • Osebt as to date may oda returnof catalat income Cr both - 'Crignalfra see • represent the coital oiler rg price per unit and may not (elect rxr cost basis • Restricted securities Resected tectar in ameralY are rot currently eagble for publk sale. UBSFina-col rvices as to matel price of the unrestricted dock of the sane issuer as an mputed value for the restricted stock for paper of tints statement on, To the ',Went that restricted states are elite la sin the waxretied may be thonantralb less than the implied value teeth • Est bestirnated) intend current yields and rata. An estimate of anal income is bawd or. cant Sided at interest rates, assuming tie stades will be held for cat lea from statement date or until nUtifity. This retinas. Say a gtalne, accuracy ad continued income are not outwitted - Estimated anal nccme ant cunt yield for certain byes of stakes could include a rebsn of oncPal or causal gate h which case the est income OS current yeti would be assisted. - Estimated anal teen at caret Old and the actual Wm at yield misht be Ither a higher than the estimated amounts. — An estmate ol thudded ncome (diedend ands interest) divided by the current market valthaverage balance is based on the bet dividend or 'Merest payment made by the issuer and rams the tease:in/deposes will be held fa ere year from the statement date or until matey. Accuracy ad continued old we not garmiteed • AfSal not held by IBS Financial Services. Certain assets we rot held by the Fern and not nth the Fen's possession or amok These assets me deplyed on plan statement for informational purposes only. Positions rd values presented au trended by the Stag Inn US$ F mina' Services not reswroble for the flirtation and des not guaantee es accuracy. These assets me rot prattled by SOP or the ann's supprrontal SIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b1 fees received in correction with the ditibution Fraud held to ourclents we ander our Alfas receive ilvonue trimg Pagrento from distributors ads advises of the napery funds that we sell. These arrant, are based on two deferent COM:Onentf- tlY amantol sale, by UBS of a parttler mutual fund family to our clime and CO the asset valued a pa-tauLe mutual fund family's tires held at the lim — We and as WNW aho recewe nemerking and ormtus truing lees in consideration for transfer agent woes that we twee to the maul fads. Thew lees generally are pad from investor ten in the mutual kind and are a heed dole amount based an the outer of accounts at the broke-dealer holdng maul had oi that fund Family CONFIDENTIAL — h arm to ormescre received n connector wth the sale or derbikon d a-ruey contracts and Lne investment tat units toots <lents, we andor our all diet* recewe reverse sharng compensation tram many of the hater companies underwriting the ariity contracts, afliates d to insurer canpats or sponsors of Swum investment tuts we distire - Cur anilines ako recite trading carmen and other camper-satin from mutual fulls and nsurance umpats whose prodrif we distribute. - ;bream* an atual fee from UBS Bark LEA and LES AG Stanford &ninth of up to $zs per accost sweeping to the barks under the UBS Bali Sweep Pogrom. Activity bream...on regudng cannisserts and other charges Marred n tomesen with the oecutcrt of eat, ncludny option transactions ha becroncluded an COnfirrnPlOnS [MMUS& fUln5h2d so you, at will be pronided to you wavily atrecpest. Sheet alley yea are engaged in short sellag a security, you may her a charge due to certainWrathy cods for that particular security. Open mien Regarding to or • gozdtilluncelled* ceders that were not mated by the statement date, open buy at set stop orders are redxed by the anoure of dnedends a rigus on an exdividerds a tripes date unless inducted otherwise by yeti You are ...siderite for orders that we executed dm to your film to (axe' vesting open orders. ;beery To Wain a copy of as current Clint Fkiewy Nat, please contact your FnancialAchisor or vat ar teethe ate. UBS rancid Services a rot a bark The BMA, Busness Services Account GSA and IRMA are brekorag• accounts which provide access so barkingservices a-idproducts though arTangowns wds MOW bat at other thud-pay banks, rod provides access to nsura-ce and ennit protst nerd by untried/deb/dealt insurance creases through aoura-th agency subsidiaries of UBS Financial Services Inc. Iniestment, nsura-ce. ad arely products: Not MSC inured • No bank guarantee* May toe vela RYA. 'Cesare Management Account, Business Senices Account BSA, IRMA at alternation& Resource Management tore we registered service marks of UBS Fruncial Services arc Visa *poise s a registered sernice mark of Visa International uBs Via Synder cede cads at LES nrea deb cards are espied by UBS Bank USA with prmnf ion from re U.S A Incorporated. UBS Financial Sprites Inc. Rev. 2014102 SDNY_GM_00023351 EFTA_00133971 EFTA01275742 4tUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNI170057139505071enYI 0 Resource Management Account July 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHSLANE MAXWELL Friendly account name: Incliv.Checkkat Account number. Your rinandal Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account BMA ResourceUne at 80ORMA-1000, account on June 30 (3) On July 31 ($) Your assets 33,131 53 31,364.05 Ksit our viebsite: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $33,131.53 $31,.364.05 Tracking the value of your account 5 'Inc u5ana5 37 31.4 Jun 201a hl 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and wit trans Your investrnent return: Di*lend and interest income Change in market value Value of your account on Jul 31, 2014 5000 SDNY GM 00023352 $31,361.24 92.81 90 00 Sat3stos Member SIPC Csie7000)005769SOS W7000183665 00008 0714 030575004 Y123576550010000 Page 119 of 100 CONFIDENTIAL EFTA_00133972 EFTA01275743 *UBS Resource Management Account July 2014 Your account balance sheet Summary of your assets Value on July 31 ($) Account name: GHISLAINE MAXWEU. Friendly account name:Indiv. ar Account number: Percentage of your account A Cash and money balances 31,364.05 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets $31,364.05 100.00% Value of your account $31,364.05 A Eye on the markets Index Your R nancid Advisor. SCOTT STACK MAN LYL E CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% Percentage change July 2014 Year to date -1.38% 5.66% -1.97% 4.83% -1.96% 3.08% -0.25% 3.66% CNP7C00005769506 NP70C01$9665 COM 0714 030579004 Y12357655001 WiyGitocias390 of 100 CONFIDENTIAL EFTA_00133973 EFTA01275744 $UBS Resource Management Account July 201$ Account nanne: GHISLAINE MAXWELL friendly account nanke:Indiv Ched4Car Account number. Change in the value of your account Cash activity summary July 2014 (1) Year to date (S) Opening account value $33,131.53 $0.00 Deposits, including investments transferred in 0.00 132,350.36 Withdrawals and fees, including investments transferred out -1,769.25 -100,989.12 Dividend and interest income 1.77 2.81 Closing account value $31,364.05 $31,364.05 Dividend and interest income earned rot PuIDOses of Ws statement, tarablIty of interest and drildend income has been determined ticM a US tar reportirg cerspedive. Based upon the residence of the account holder. account type. or prodixt type, tome interest ardor dvid.nd payments may not be subjort to United Stan (US) ardor Puerto Rico (PR) Income tars The tient monthy statement is not intended to be used and cannot be retied upon for to imposes. Clients should refer to the 800Katte tar retorting forma They recent from UBS annualy, such as the toms 1099 and the Forms 493, for tat reporting information. t is the practice of UBS to file the apoicatte la reporting forms with the US mere. Kewnue Service and PR TreaSury oeparvrent and in sun fOrrns accuratecy clasyfy chiclena arca Cr interest as itp, exempt or 'arab* 'mane Meant (omit your incledual tat preparer. July 2014 (3) Year to date (I) Taxable interest 1.77 2.81 Total current year $1.77 $2.81 Total dividend & interest $1.77 $2.81 Your PI nodal Advisor: SCOTT STACK MAN/LYLE CASRIEL See Account activity the month for deists Bdances In your Sweep Options are indudedin the openng and closing balances value. HNC insurance apples only to deposits at u85 Bank uSA, not to deposits at ties AG, Stamford Branch or bank deposits pacedWool, the UBSInternahorsa Deposit Account program. SieC protection applies to mom market sweep find hob:lin-Abut rot bare deposits See Important inSormation about your statement on the tat two paces cf thiS document for detals July 2014 (3) Year to date (S) Opening balances Additions Deposits and other funds credited $33,131.53 0.00 $0.00 132,350 36 Dividend and interest income 1.77 2.81 Total additions Subtractions Checks and bill payments $1.77 -1,522.60 $132,353.17 -83,449.98 Cash/ATM transact ons 000 -12,227.00 ATM fee rebates 0.00 27.00 Card payments -246.65 -1,016.70 Other funds debited 0.00 -4,322,44 Total subtractions -$1,769.25 -$100,989.12 Net cash flow Closing balances -$1,767.48 $31,364.05 $31,364.05 $31,364.05 SDNY GM 00023354 CelP7C00;005789507Ne7003‘9166S 00009 0714 030575004 Y123576550010003 Page 91 of 100 CONFIDENTIAL EFTA_00133974 EFTA01275745 (SUBS Resource Management Account ii, UBS Bank USA Deposit Account APY Interest period Jun 6 - Jul 7 Opening UBS Bank USA Deposit balance Jun 6 Account name: GHISLAINE MAXWELL Friendly account name:Indiv. ar Account number: $47,208.38 Closing UBS Bank USA Deposit balance Jul 7 $32,674.41 Number of days in interest period 32 Average daily balance $39,689.59 Interest earned $I 77 Annual percentage mid earned My Choice Rewards Points from UBS 0.05% Rewards connate reflected as 04 the 26th d the month or the pnOf business day if the 26th fah On a weekend holiday Rewards po.nl actnnty oetals can be found on Kwwuns.consionisheservxes July 2014 Year to date Opening balance 507 0 Points earned 199 706 Closing balance 706 706 Your investment objectives: Your ilnancial Advisor: SCOTT STACK MANLVLE CASRIEL You have identified the following investment objectives for this account, If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Aggressive Investment efigbity consderatron - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out Crill'70309005769UXINPVC0lea055 C0008 07I4 030575004 Y123576550 0ligt#wGpit000lits€592 of I00 CONFIDENTIAL EFFA_00133975 EFTA01275746 *UBS Resource Management Account v-1 Your assets Account name: GHISLAINE MAXWELL friendly account name: Indiv Ched4Car Account number. Some pnces, income and current values Shears May be approxiinale. AS a itnm. gam aid1055es may nol be rccuialely reflected. Set rmporunt odounefron arbour your statement a Ine end of tets caurnern tot rote infornson Cash Cash and money balances Cash arid money balances mal include avalkie cash balances, UBS Bank USA &goat account baLances. UPS AG Starkrd Branch deposn account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are Insured by the FCC ilhn applIcebie limits, but are not protected by SIPC. ten AG Stanford Brats hdepaut account ~or am not insured by FDIC and are rot protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. Ste the important information about your statement at the endof this decanen for details atom those balances. Openng balcrKe Cloung biaxe en ce per share Average Hddng co lie 1 (S) on hit 31 (S) on lul 31 (1) rate U35 BANK USA DEP ACCT 33,131.53 31,36405 250,000.00 Ceridend Interest period Your PI nandal Advisor: SCOTT STACKMAHLYLE CASRIEL Den in peeled Cap amount (S) Your total assets vat on lti 31 (s) reamer of Cost Sirrate0 your account Ms (S) annual incase (S) Unreatitcl an or loss (S) Cab Cash and money barharnas Total $31,364.05 100.00% $31,364.05 31.364.05 100.00% 31.364.05 Account activity this month Dete ActInty Description Amount (S) Dividend and Intarestiacoms Taxable interest Jul 8 Interest UESS BANK USA DEPOSIT ACCOUNT AS OF 07107114 1.77 Total taxable interest Total dividend and interest income $1.77 $1.77 Date Achaly Descnpuon Armalt (S) Jul 3 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS -419.25 Jul 3 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS -39.64 Jul 9 Withdrawal ACH WITHDRAWAL AMEX EPayrnent -1.063.71 Total bill payments 41.522.40 SDNY GM 00023356 Bill payments CMP7C00?305789509 NP70031£44565 00000 0714 030579304 7173 576S50 010000 Page 03 of 100 CONFIDENTIAL EFTA_00133976 EFTA01275747 cat UBS Resource Management Account July 2014 Account activity this month (C0ntnuedl Date Card purchases 2.85 Visa debit. VOW 3536 G MAXWELL Descnption Account name: GHISLAINE MAXWELL Friendly account namatIndiv CheddCar Account number: Your lq Bendel Advisor: SCOTT STACK MANLVLE CASRIEL Amount 00 Ain 30 H.T. SKIN & NAILS BOSTON )ul 03 MARLBORO MARKET BOSTON Jul 16 MARLBORO MARKET BOSTON Jul 16 Total charges MARLBORO MARKET BOSTON Die Description Jul 18 CREDIT CARO PAYMENT MA S114.00 MA S9 55 MA $22.44 MA 54.98 $150.97 Amain (S) Card payments -95.68 lul 28 DEBIT CARD ACTIVITY -15097 Total card payments Minman Payment Cue Payment Due Dae Credt Me 4246.65 Avalatle Ciall tine Outstanding baance UBS Ks* Signature credit wel(s) payment information for August 23.2014 11500 Aug 23, 2014 135,00000 S34,718.50 4281.50 This <n61 cad is enrcced in UBS Pay Crech Cad feature and wII autcrnatcaty be pad Ocenyour account. Your payment is scheaJled (Or August 18, 2014 We provide the information on your UBS Visa konature credit cads Wen/ as a courtesy to you. The U8S Visa Signature <ledt card and account are issued by DOS Bank USA. DOS Bank USA sends you afloat st sierra nt for this account and you :hosed mate you psysneM accorcing to their inleuCtOra. we do noi include your outstanding credl ONO btlance in the value ia your CKCOunt win UBS Financid Services IrK Date Activity Description Amount (5) Money balance activities kin 30 Balance forward $33,131.53 Jul 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 07/03114 -458.89 Jul 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07107/14 1.77 Jul 10 Withdrawa UBS BANK USA DEPOSIT ACCOUNT AS OF 07/06(14 -1.063.71 Jul 21 Withdraws 1)85 BANK USA DEPOSIT ACCOUNT AS OF 07118/14 -95.68 Jul 29 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 07/28114 -150.97 Jul 31 Closing UBS Bank USA Deposit Account S31,364.05 The UBS atm. USA DepOiat Account Is your primary sweep colon CW708030057895' 0 Ne70C0I8866S 00036 0714 030575004 y1235765500' alliyGitoccagiS794 of 100 End of statement for account number - CONFIDENTIAL EFTA_00133977 EFTA01275748 Important information about your statement UBS Franca Seivian he (he rim a UltS Father Sorrow). is a mentor of al parr al security. Calehodity aid tacos oranges UBSF tiara Setvces the MBankUr at belied trubul iris of LOS AG the Orebro of (BS Scorers LC **Friss Maria Fawn it avant* uttOn *cued hit fern's enema* offices se a IBS Sinaloa Smaas 1200 Haber Baal:ward Mann at NI 07086 1h6SlaWilent Norman The only off dal reard of our UPS Fmaroal Sinices a:count Other records. Pose rt °Heal ta doomierra. 'souring ccolOng des should not be abed upon if you beton? Mort 6 an tract oncton. please riper il minedirety n wring:0 theerthch Marmot to &foreseeing sour amours Athark al from tnc are 'mended m beacon.. marmot data Todd rot be used for tat puposes Ker sok* on 50534 to lam (re.. Form 1099. SOL 041S. OK) then pepsin sour to "tom lief yr is vetoer by law to repo to the RS al mai le diedends. Armlet non ladble dr.:ands ad mire men eaned on securities held n .our Keane, net proceeds on sale tranUctonS, and cost bastion wean weed seams Communicator with the Firm • Neale (Kulforrn any oral Oaterole.ator6 ft wtnngto further peeled your flirt) toted.); yoter gees under the ratites Owen Protect= Act ISPA) • el the enthral insets/don on the top kb of the f rem of this labernmt it not MIS FAMOSS•nces, UBS Fetata Seam caries yr:masseur air:baring Wade by migrant rah the adicafid merlon We Wormed you of thrsrebtionthp alien you opened tat acetone in this ti e, /OUT fu 'ids and soak its re located at% Frontal Sawn arid not tee reroducmg bitter. the you must mat a repot of at roe army:Mon to both In All aroma subareas shall be deemed Cerepine and rotate I rte objectedTo n otter vats 60 days • Please direct cusiensee oomph' ' ' to the /Airs CI alment at or tollfret at I 800AM too CO t farday grays Indty. Of In gang to Finarroal AC. Clint Retro, Depatrrant PO Box 766 Union City NI 07a37 • n cast of eraser canons abcut an trams tunas transits (S11 bi S Wan dan care tramadmm, call or carte to 18$ FrianCal Saint hC. SOTO KS U d . 6th I bat Wosteske,. N) PIMA *an INWSSA Serean Cal a weer soon as sou on. dyWthnk our stawnem or recto 6 wort adze) need mole reamer, rout airanaw on the Yawn or react The Fen ce Ord Mow (25 XXIOble) mug heat Ws )0u rio lads,, 60 days alter the Cm SOY you the test sowney on rah the tax or probkensrxxxtd - Pinar you mine and ammo number (II amp - Describe the err or the ranter you are ince rots aide:Nan as dearly sou On why yr) Ohre 4 is al error or shy you need mat olanution - Proale the dollar amours of to swear error The Finn or Cad Mtwara imostipte your coreolatt aid willcored anyerror proroly Pleasmake al dwelt payatto to the krnor the ?mail nestinco odcated an re Wes of ths slasoment h adds to regukr axOtalt hes. axamt may be %bad to (romance lee. charge: Ice Ise arrant far securce: ourchaws and char for owed "MARIS A cat rears Accouas that ace tarred to Mem nsteutais may be :Ora to a viola lee. UBS Sweep Options VHSMier, opals for sweepin9ach balances. 04amei to balk deports as MSS Barr uSA 1nfUtS AG SuertOrd braid. (Birk Swom Posen). inyley Market Meta findsGlom" Funds) and the Farrationa Depose Accost (0Aleor cuss:mem Mu, n iniesubaval Omura Management Amours thiCv9I. Int Bat Sweep Ftellanf. car banal. are Swept so 1.85 Oat USA up b err egad-led lean the then to UIS AG Seward Brand( a a Matey Faro Deposes at 18$ Bar USA are FOC enured n acconlaxe with fps; rules For rya teconaion p lea. nut www letc Deposit a UPS AG ran-died Brant and tams X him, fiends amok Mitd by the FDIC Through the OA warble to eat Moms are swept to deposit accounts a 18$ AG Neat York Brach an UBS/4 Cayman Bats. Mesedeposes Jena roved by the FDK StairK(6heU a the 18$ AG Carers Beath re temporaily opined TO its SO.Cfar risk of the Capri thanes and there it rho guaranteecc of r °biotic., of IBS 44 to May thetams tiaras the 185 Camas's Bracts boas Deports a UN Bali USA and each UPS AG Brach arena awned by SP( Mow Fund dim are prongedby SPC See "WS Tinaral Seinces Account flotation' below Upon )01Srfc•J02 balsas n tie Bali Sweep Programs or OA maybe welrarin aid shares of a Money Fund maybe lquodad, and the ;mends returned to purr yaw wanton sang further mlans.lxn Lout SaiLtle sweep *pions. erudng oars Attest r101 and yeses d wit** a *wee WS, born your ;flax.), Advisor a by canna UBS Ithasreirol Sambas ocartme protoction The Finn kat...W.)0f Of She SPUNK stela ProteCtiOn Covorauca (WC). 4,111 prows seoanlis repays of es motet up so 1500.000 locidan; $250000 for darnsfor tier the SSC we acacias tens‘ *Ph to all roman the you hold n a pallor crazily the Pert together wth oozes Adam ha also prchaad steploncertal protect...ft The rnadnuin anoint payable to all NOW Orr corchrobunda this protodion 6 SSW mar as of December 10, 1013 Sawa to the poky arditiro end Witattor oh at the Fon antsy protected la so SI 9 mars n the anegae for al your a:cardsheld n a primly crack A full oopyol he palsy 0,0rtIng 6 NaiLibleupon EWA, The SIC prowlith an to supplemental mama" both do not SPA, to • ( Mari Mara, news controlled by (and Farad n par swot value/but held awsy fromull$Finalos, Sermon Cep. Cram Iberia, a UBSBale rear a USS AG Stamford &dor (d) oware aoacts. narrisivadba monies. rid 04 Owes of Malta lin& sheet soh ShaceS re rep stored redly in the name of the arts! holder on the boar ad records of the ;pliable rat cc toiler agere). • Oman ownerunt comers or rwyrnery merest a 9. Wad parowships aid pevae plaamena) that ate na agisred coda the Sp: bribes Act of 1933. and • Comm:dins comrade to 9. forma *whom* aid prears metal cc mas/. tridkr fusses congas and dimr4o4FY WOO contact The SF< protection and the miasmata protection do not ray to these assets even ti they Ottarbor appear/our stawnent The SFC protection the the saprmost prole:On do rot inflect flans, than?, n the invite< YAW of ythr imminent, Warta a a resat a maim moncront. rzuer bardruptcy or otherwise) Mose Wormxon salaltle upon repast Yoe may obtan emote illormaien Mos theSK Brochas by conimna SSC at et by mitrig tie SP( mbyte at rmw savor Dindemi Re invesument Proper, OR/P) Meow afieCal al altar priai you may °bean the actual ere ;ran we ;soma Adios Only hhole that are premed inlet CAP . partials hares wil be sob and me cdhwil be atonal in rtr amour* The dviderd renvestrere pro. upped by the 'bar may defy from the rixlet price a Mail the patio. than st• sold Caslokylieu Only snob units may be her m yOur roant you re altar to 'pair we as a awn of a *Mend parent or otherwise the Firm wit ether tel partialness make vice a am(; an arrow ileormred by aregistered (rang racy. and cede you account layestenont °brakes The Men/lien, obrClueS anent profile are sock lo ext. roan an may way between lieu adne the Inn ptomain in ewer of any usnicant dianpo in your Myopia storm Cr erfollrefe effective; For ead+accoure hell you choose one of theIPlowing orestment amass • /Vera Cu rent tame Areitnienliwilnj At gInfeal in of I-Komionly • Atheve eandr/APpachmon theeprants seeking ircrrah prnCpal labs than tea gargraton of name • itcriceCorobrinon of income and CaatalAPPeanal mantnwis took ing both the gierwmon of room aid scomeh of promPal Onfall tisk prelims • Conaway, Seeks to enamor bra Orme( rah low risk rid role lib to the account part wen d tha means the room does not generate banana Worne of mums ald maynokm pace wth led Ono • Allocketia %WIN to rapt sane hi to cencipol ad tolerate tarn sax My no sale higher coons • anrnae wing to area hgh ngk Xs ;modal asihgh vOlmaly so seed NO Fears toff tone kalamenethouselarinp" We mayconsolidate al re M Hoist StathelentS with the sane adkess n the sane envelope Acorns my be relayed fly this snow beano they haw wren eho am maintain vent armor ationshps well eetto dente at the saw address Ms pradce knows al 'hoisseholdng • I t you nisi to intrust arroyos mailed n atria CONFIDENTIAL coarse; —you restorer,. brat Ming by tang your handl Advsor Ferri/ mount name Macon* recum nanereflicts ill arra, that au entered on the Hrnt online soros oboe It 6a custoinizable riwasumor chain by you au sou math your recadarrg it by no bir offal on your axoum YOJ on Mare your Wald)/ axormt naives. °Your Moe Se as a by conacun; this France) Ambor Arum oversaw • VWe of pour downer Nero Net a Met and liatalites • AZOts InCticki sealisle call baleat wins la rostra-fed warilyfel l rid Global Tine Droste unnamed marks to market aril certan MOO Fief held by the fern Does not ncledeunanced boiltelassets a Meens ce the pewr andmeta timeworn broth a abate kwAtnems. WM24411(4, opt .x6 and eatable sloth options • Ordoes hares debt balsam. costadaimrign loam art Ina that aosum bathos • Cosh/Maw eginces Toes of uhrwesiod avaiable cat brook okzUSS Bat USA depose baron UBS AG Staked Borsch depose balances aid room mats mitua Iwo sweep banes a the See of the Statement pear wen-stoat ay bet art bans n ps accoum are not seyegaed from mbar bathos rod re Pommy use al a these fent n the ordiray course of as banns Mese funds pAtIble tpon pLf demand Ms total 6 Incbded Ae anonv pair dosing vibe landing information Fa detaM Oloin :On on the ro'obeg40.9 p • Woo and dcdocuros, Mato pa Clan R44.31Antp bromion or Aroint Armanthl ale the General Toms ad Cartons UBS Starnes% of Cate Raters ratable n Acne/oft:5 end CexIxxxe maps oth eivararinady inners Your awes dos statement minxes secures an other asseshad n the .KCOtnnat the cod of the ttintablnl pair You may trr for dairry of July pad yearns at at time You may recew secure; used a hal collared Seer Saar ai balance the on them My wanton Hardened to them their the Yawners prod are hood a 6694 valet a 01 the gal a the seafront pried • Cost bast th deternhog the cost basis of the senoritas madded n this statement. ware nbutee %White number (SS Financial Strycesha Wed on Werraion craned from sources other than IBS Finmeal SeeneCeS. Odedng nfornaion Iran ava?ew IT or that you may have prootled to rut FoisiCel Maur TheFinn clots not iwitflendentir yea), or guarantee the anracy a tray of thy Monaco provided by sans °tartan USSF roma, SerCeS In arra Shoulah OBS Financial Sark,: gloomily updates this lacinnalai as c 6 nowt isefrtn does rot broad. any steams that the of amatico older 'Cost me lthrealiord gram" is rarae a of the day of this Silairrli As such. please do not relycn this idamapn to make Turns' a sr Prank la tar purposes a otherwise elocceint animal to the fen mayreflect suiribss olormaion only for Ino period time theyarehad a the Firs More historical Homan, Cal be added by you f erunad Admix • Unlettered palnelbsoss shin d Xs is acalablo ecenreed arrial:ee Sahel:15ff re Cad:alai fcc SDNY_GM_00023358 EFTA 00)33978 EFTA01275749 Important information about your statement (Continued) tinUed) kiericbilearity lots the tatadion data fa iorlimbal lot mayor may not reflect conmes43 throes roe Seaimy maga-maim deems Dirifend mil other rep...mown lots and macro* pmt ase lots re oath COntatied today:day oiled:ward lhe • bade dr.' cobra, pieseity the venal tidal co *Meddle • Callable Morkias Bonds and prefortd stork mat the issuer-3lb for eery Monsoon wit be *mad merit? by lot two among 8A secunies of that doe IMJ now nano an nom:wenn for es clones Calfoam 'nfcmutto is oterradrtom 'bed pain and it roomy not gianneed Or call learn may east each could affect ywld Caret% nloaam war be provided open Moen • Centrcalas et deposit (CDs) CDs are MC owed opt $293.000 si pampa ad salad merest pr depoydor and pa capnitay foliate,. it accordance with iDs: nibs • priartralue Pnces *opined fa Manes ad otter product mar be tghor or lower that Yep prier that you would a3ually mom in the Men PrCeS are Maned Iron canon said party mom Much we bet ivet0 to reline but we do not gamin NM ataxy - Wo orgy coo the dosno pm atm aralaka cr the mean or the bid and ask priCeS Ice Isted SeCurceS nd *prow on ytid pietylaOTC molder - Let acme.; bated warren maybe mood tang 3 inborn model a them, roam Ma we Maned ald roar nol felled an MOO malin PnCe or Walt - Conan poems may doma roller a prce and sill show a 'price vas not natio' Awe are iambic to Obtan a pride kir a smurry - Deposes a scones derma& n orratoes other tan Li Si Mr are reflected a the en:Purge/4e as of the stamen! dot, - For oertan smarties Padre ninon-arra; deremnatat poCe and quality (race vibe) may hat been Memel to Imam proper yabson To obtain Curran warms wen meta coma you Brenta Adios • /Maya lewestrrems and stroaurod produce. Pool. Owner saureas (ncladng Air pm:Maim ewes, and real mute n*arnetrt than MOM) and rtructured pruaS tetra., h0hlr ilk4o d Celan mound prockm s ham not bon matured min the Seandek and 0 thaVeCaironssiso a on:Many State *QOM turd We Molt enmaed vibes la private rherom money ad stoats erode:Is for edema coalpuboary only Aram., rio19unni../ - Theo yaws maydifkr obssantially from pomp Bay olith wrote moaners securey a snared oar min be licuOt a sold aid do not noceonly reptant the vale you may name upon 14rtilatrtn - Thrd pity enmaes of vabe at as cot a Moan Oae sot re syyppliid to Its formal Senors on a 'ego It brus by an ndoprent valation Ina 1“ 1" , Sen/talPaTONCesrcasor rimed yam d my. are smelled to te Frm by the even, general par avatar and may be41343M tar on different nfornaeon from that used by thyd pants to donee thee estkrood yam; - You cal obtain armed &ammo regaling the nitescdology used to determine the comae of wrue and the dace of the Ofonnacon ma Is the bass fa the Mann brad-Moho your Anoxia Addeo - 11,k0 parry ethrnald vans may be Maned as 'Mt mane n senor steam whin an elepenant valuation Irm Max %peed a d untie b assign a value when we beano more that a rorerel nett has comaredtha may calla provisos,/ reponed value too goer. Cr Mondial.* rtaidtehghly trieditatom duo to the ohm of the witty - Ohm !err an Muer orneral mom a sponsor inflated Ware nor 3111 Mealy ell could value Is pocked thew/40f the oar Cy wet bedNnailtan As psalm pnot - 'Ohabaiorn to ATM' ma/ nclodo min of tend* sire a both • 00344 sit we' rearm the glINdlollwing prce per rid may not reflect per m* bath • IIIIMiCtled aamridu Restncted stairs ;meaty at not annitty Woe* for pa* sat IRS Ironed rim uses the male pries of to ynnestrilod 'lock of the sane Muir a al routed vale fa the readaed tea br dowses of This saner,' on* TO?e Mini that reiticted morel% it eligble for sale. Me Yak* trued may be sutotantialy less that the angutte vim shawl • ESA (.Minuted) nam e. arraityialds and Mu. An 4.21Matt of tour mono is based en amen, award ad Mom ran. awing la monies all be Iseld for one yea, from uremia' date or Vita ITUOStly This estimate n Mkt 3 guoiene. accuracy aid rimed acme ae not thuralreed - Est Mated arnual income and rant yisel for renal hrtesol sethrites could Mute a retain of princea or CVOS gardonenth Cr the en name MO CurreM yold)woull be oventeed - Earnated mud none aid cumnt yell aid The aCtua none and yield mgM be lowers hgher thth the whaled amens - An ninala al mroalcied acorn. (dvider4 ads merest) dulled by the omere maim veal atwam balriCe is tidied Co the lag decked or mere* payrem made by the issuer and alines to sena hithe sus wee be held fa one mai ban the statement dale or mid murky Art" aid analysed end at not wanted • *stance hold by has financial Smoke Calai, atial are riot NObytePM MI not withn the RIM possessor or anted Them asets re 46pland m year statemera for inlonnational pop:ryes onkr Poshiens ad yam premed re /raked byte *sung fine IA;S rianCia Maim a not revortykia for this ale:maim and does rat gear* is accmcy These inset tenet serried by WC ate FITYI supplemental SPC coverage • Itairenua doling and addkanderpensaeleot - et odilitim I0 cerninissom al sake aid 12bil hey mooed n connectors with the distrtuton of mania hods toot, dents we rice der triae remit Kibbe Mann; papenUfroendattbutorsandor 'orison of tee mulct folds hat we sell Paso Moults are based an two ditarett armor % 0 the Mani 01 Saleby IRS 01 a MilCuLa Mutual lund randy to thr Mercy. aid Id Oa met vibe of a oxcart, ma da 114 Ulny. shamhad a ihr him - We aid Cu Mare arm receive retearking nd ortmproceseng lees in mraderation for trailer agent owlay mat we pron.:Seto rho rictus, fundy Them fees pew" re pad Iran Mona met ik the mutual lab ad le a tiod doll? null based on the nattier of ruts at ale holm-der holcing mutual findsof that had lacy - In Minion armor reCeved m orrachon win the sale or derbuton of penurymob= ad unit nertii wi 4 trot unit to err dent we alder our aniline Mr Mersa lung COrrproSithCo Iron maryol me mimeo corers inclemmirg the away ormads edamot this Porance cornea-en Or SpOnSai Of the urn tivethrit !NZ we dertute - Our znilates also mere trading commeacosarti other remotion from mina finds aid mummy Coothalies Woo modals we dimbute - Wereceiveas rug fee horn LEISBati USA a1UBS Ar Saardord Braid. 01 up to 125 pr 'arum may-notote karts under the LOS Bat Sweep Program ASA, inloonatim rosordno corm-Gamy aed other charges ironed ei racoon we, the ereCuliOn 01 tialet. ockidop option treeactons has been added co cianlonytens moo lammed le you, sod wit be prodded to you pomm r y on rope* Siert selling n you merger n ton withg axorhy yea mat cos a charge Me to mon baring costs la that palmiLv *Orgy Open mien 49ardibyte gam • orders that me not erearte Parini Me. Opel buy axl Sell Sty eiders ST raced by the anoint of Orden.* a rglins on • crediddinchor earthly dalo unless marled otherwise by you YOu are rimOrtible for orders 114 are executed dm to your ranee to canal excirg opM ceders Tax withaldito an frarberbona from LOS Bimodal Sanden IRAS Fedwal tax tart reoure IJESS Fnncla Services t0 withhold more.. tot from yes tackle AA denim cro, tut you may don not Wham rcammax tart or. instead you may OM a ham Ix wthreild a brae or n a had mom as you Mr Yer Omen ea Malan n effect until reeled by you You my rim you Mackin a my t Mo by mare anew earn If you do not haw (notch senor tar WIM(4.1ITC•11 your dattuTiOAS. you maybe revertible ea the payment of eyenreduy you may not perm if the aneynts wthtwild and pm rioter/ la eminent se not pus to vat ix obliptim Privacy To obtan a copy of or acne* C Kore Clary WM. pare contact yaw F nate, Admor or his[ our mire Y. ems yes comOthormotry OBS inaircial Sayers is not a bark The WA Bosoms Moves Accord BSA and IRMA are brtherage aatilltS MICh pmotde aCCeSS to bas rep servaS it s Breda,' Oros* anrigewnty wIty Ord bats rid Othel mCd partybasks. and prim acct's to Stumm awl minty predicts issated by unaffiliated shed party evranCe comers through goitre agency *anise es isd MSS FelSKial SeViCIPS ahc threstrit. nsurance. aid amuly prOdirt$ int IDC haired • No bank swarm May lose win MM ReSOilteMnytroni Account Sweet Symer5 ;COAT BSA. BMA and estemarna Ream Mackyaren CONFIDENTIAL ACCOLftt ao merited awe mats a SS FriaXial Services kx Yea S5n311110 is a rooter awlcemaaol visa Inwenthaial UK Wa Signabst Or Cads ad LBS tad debit cads at issued byIRSBak USA weh common from V ea U S A harporaterd OBS Financial Semmes Inc Rev 201407 SDNY_GM_00023359 EFTA_00 133979 EFTA01275750 4tUBS UBS Financial Stokes tic 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005n3307t 0814X1 Yt 0 Resource Management Account August 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHSLANE MAXWELL Friendly account name: Indiv.CheckiCar Account number. Your financial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account on July 31 (1) on August 29 (1) Your assets 31,364.05 25,026.27 Ksit our website: litivw.ubs.comifinanciatervices Your liabilities 0.00 0.00 Value of your account $31,364.05 $25,026.27 Tracking the value of your account S Thocf,and$ 31 23.0 Jul 2014 Aug 204 Sources of your account growth during 2014 Value of your account at yex end 2013 Net deposits and withdrawals your mustiness t return Dindendard interest income Change in markot value Value of you arcane on Aug 29, 2014 1000 SDNY GM 00023360 12 5,022.26 1401 $0 00 12602627 (Member SIPC CNP70003003783021 NFTOCOI93I 5600000 0014 030375004 M3576%0100= Page 79 of 90 CONFIDENTIAL EFTA_00133980 EFTA01275751 SUBS Resource Management Account August 2014 Your account balance sheet Summary of your assets Value on August 29181 Account name: Friendly account name: Ir 1 Account number: Percentage of your account A Cash and money balances 25,026.27 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 525,026.27 100.00% Value of your account $25,026.27 A Eye on the markets Index Percentage change August 201 4 Year to date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Your Nnuncid Advisor SCOTT STACK M AN LYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP70009005783022 Ne70C0I9E056 P3038 eel 4 030575004 v123576550 l0gMyGm0002gyso so of 90 CONFIDENTIAL EFTA_00133981 EFTA01275752 *UBS Resource Management Account Account name: GHISLAINE MAXWELL friendly account narne:Indiv CheddCar Account number. Change in the value of your account Cash activity summary August 2014 (S Year to date (S) Opening account value $31,364.05 $0.00 Deposits, including investments transferred in 0.00 132,350.36 Withdrawals and fees, including investments transferred cut -6,338.98 -107,328.10 Dividend and interest income 1.20 4.01 Closing account value $25,026.27 $25,026.27 Dividend and interest income earned For popOStS of INS Statement, tactility of interest and OsIdend Income has been detemined frcm a US tar reporting CersPedne. Baud upon the residence of the account holder, account type. or product type, some interest andel dividend payments may not be subject to United Stan (US) ardor Porno Rico (PR) Income tan The dent monthly statement is not intended to to used and cannot be reeed upon for ta purposes. Clients should refer to the arc4Catie tat reporting formes they receise from UBS annudly, SuCh as the foam 1099 and the Forms 480, for lax reporting information it is the practice of UBS to file the arc/Katie tar reporting rooms vent the US InternM Revenue Semite and PR TreaSury DepEtraTent and in such fOrMS accurately clas9fy cibidena an/ Cr integers' aS lag exempt or teat* Imo** Please consult your irxigdual tax preparer. August 2014 (S) Year to date (S) Taxable interest 1.20 4.01 Total current year $1.20 $4.01 Total dividend & interest $1.20 $4.01 Your Pi nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL See Account a Wiry the month tot detalt Balances In your Sweep options are inductedin the cpenng and elating balance:Aut. FDIC insurance applies only to deposal a UBS Bank USA, not to deposits at LOS AG, Stamford ErarKh Of bank deposits placed through the UBS internahona Deposit Account program. SIPC protection applies to monry market sweep find holdings but rot bare deposits Seelmportant information about your staferaert on the last two pars cf this document for detals August 2014 (5) Year to date (S) Opening balances $31,364.05 $0.00 Addkons Deposits and other funds credited 0.00 132,350 36 Dividend and interest income 1.20 4.01 Total additions $1.20 $132,354.37 Subtractions Checks and bill payments -6,113 30 -89,563.28 Cash/ ATM transact ons 000 -12,227.00 ATM fee rebates 0.00 27.00 Card payments -225.68 -1,242.38 Other funds debited 0.00 -4,322.44 Total subtractions -$6,338.98 -$107,328.10 Net cash flow -$6,337.78 $25,026.27 Closing balances $25,026.27 $25,026.27 SDNY GM 00023362 Chle70307005783023 NP7003Isei 56 00CCO Ce I 4030575004 Y123576S50 100000 Peas 81 of 90 CONFIDENTIAL EFTA_00133982 EFTA01275753 *UBS Resource Management Account August 2014 UBS Bank USA Deposit Account APY Interest Period Ad 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 Account name: GHISLAINE MAXWELL Friendly account namirl iv ar Account number. $32,674.41 Closing UBS Bank USA Deposit balance Aug 6 Number of days in interest period Average daily balance Interest earned $30,850.11 30 $31,480.53 $1 .20 Annual percentage paid earned My Choice Rewards Points from UBS 0.05% Rewards pants are relived as of the 26tn of •ne month or the peer business (kali the 26th fah on a weekend holiday Rewards pdm activity delals can be found on wonv.ubs.coneionanestrvxes August 2014 Year to date Opening balance 706 0 Points earned 0 706 Closing balance 706 706 Your investment objectives: Your lq Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL You have identified the following investment objectnes for this account If you have questions about these obtectwes, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment ehgbity consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP2C004)305783024 NP7000198156 03038 OBI 40305755004 Y123516SSO Oilay_GM_0002 8ABS 82 of 90 CONFIDENTIAL EFI'A_00133983 EFTA01275754 *UBS Resource Management Account August 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account narne:Indiv ChedriCar Account number. Some pnces, income 8W current vaues shover may be EpproxImme. AS a 'tat. gains SW lOsses ma/ nor be &croakily rellecred. See Aportant infosmabon about your statement a the en0 of tins rtcumem fOr role infornason, Cash Cash and money balances Cash and matey bances mai include. avalaale cash balances, UBS Bank USA depoat account balances, UBS AG Stanford Branch Ce pow account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the f DC vAlten &bac eble limits, but are not protected by 9PC UBS AG Stanford Brant h deposit account barges are not insured by FDIC aid are not protected by SiPC Money market mew batances are protected by WC but are not inSured by the roc. See the Important information about your statement at the end of this doctrnent for details about those balances. Hddng WS BANK USA DEP ACCT 31.36405 25,026.27 250.000.00 Goering Wane. Cloung Wince Nice per :hem Average on Aug 1 (1) on Aug 20 (1) on Aug 20 (I) rao DnittencS Interest period Your N mandril Advisor: SCOTT STACKMAN/LYLE CASRIEL Oats Si period cepmount (1) Your total assets Percenra?? of Earrtried Value on Aug 29 (S) your account (5) annul income (1) Cash Cash a ad money balances 25,026.27 100.00% 25,026,27 Total 525,026.27 100.00% 925,026.27 Unre8IZKI on cc IOSs (1) Account activity this month gate nanny DelagnOn Amount (1) Dividend and interestiaconn Taxable interest Aug 7 InteleSt UBS BANK USA DEPOSIT ACCOUNT AS OF 0&0E/ 14 1.20 Total taxable interest $1.20 Total dividend and interest income $1.20 Date *finny Descnpbon Amount (1) Aug 4 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS .473.13 Aug 4 Withdrawal ACH WTHDRAWAL GOLDEN RULE INS .42.01 Aug 11 Withdrawal ACH WITHDRAWAL AMEX EPayrnent Total bill payments 46,11330 SONY GM 00023364 Bill payments -5,596.16 C elP7C00;00578302S NP70031%1 56 00003 08'4 030575004 Y123576550 1000W Page 83 of 90 CONFIDENTIAL EFTA_00133984 EFTA01275755 SUBS Resource Management Account Ainuct 7011: Account activity this month (COntnuedl Date Card purchases LES Vera debit. )0(X03536 G MAXWELL Account name: GHISLAINE MAXWELL Friendly account namerIndiv ChecIdCar Account number: Decnµuon Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Amount (S) Jul 30 JIM RAU DOG SHOWS LT PA $130.00 Total charges Date Description Aug 18 CREDIT CARO PAYMENT S130.00 Amount (S) Card payments -95 68 Aug 27 DEBIT CARD ACTIVITY Total card payments -130.00 Minman Payment Due Payment Due Dale Great Inc 4225.68 ayaiale Cleat Line Outstanding basice UBS Visa Signature credit card(s) payment information for September 23, 2014 51500 Sep 23, 2014 53 5,00000 134,81 I 31 1188.69 This <fedi cad is enrolled in UBS Pay Cecil Cad feature and will awanatcaty to paid Iron your account. Your payment is scheailed tog Septenter 18, 2014 We provide this mfortnalion on your UBS Visa Signal toe credit cads sdety as a car nesy to you The UBS Visa Signature cacti card and account are issued by UBS Bank USA. UBS Bank USA sends you the aticiat stanement for this account and you should make you parrent arccedng to their instructions. We do not induce your outstanding credt card balarce in the valve of you account with UBS Financial Services inc Dale Activity Description Amount (S) Money balance activities Jul 31 Balance forward S31,364.05 Aug 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OE/04114 -515.14 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0&06x14 1.20 Aug 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF C/e/ 1 1114 -5,598 16 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OE/ 18/ 14 -95.68 Aug 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08127114 -130.00 Aug 29 Closing UBS Bank USA Deposit Account 525,02627 The UBS Babe. USA Deport Account if your primary sweep cplion CNP7C007)305783026NP70C0198156 000O3 OBI 4 030575004 Y1 23 5 76550 10ifffic GM_0002§ISS 84 of 90 End of statement for account number - CONFIDENTIAL EFTA_00 B3985 EFTA01275756 Important information about your statement UBS Fn./etiolation Inc (fora or bliCS Firacial aka h a menter of al priarpal scanty. ansmoday aid tuns atinges USK F Vann aces al UXBank Ube. re Mad prawnsof UBS AG and atlas of LISS Swain U.( SwFas (axial zaarem it ?fable uot repast The Fees eyeanse of Ka a at USS kacial Sovas 1200 Harbor &solemn ~Nam N107086 Pm swami arena the any acts' read of >cm UBS Fmanaal Saes aomunt Other records. except °Heal a< doomenn. cantina contend data should not be abed upon If you bean thaw n an ener or mesa please ran A ~Manly n wag» reeraoch ~axe of tie once sang your amour fatengh al ham tan are landed so be ante. naval dataroue] roe be used for tat mitoses Rey *key on resat/ ta Iamb Pe. Fan 1099. VMS 1042S etc) too maxim pur Id Mum 1h9f or is (9~ by la to ran tofle RS al tat banal& aria/lenon table detest ad lade meta Awned on .saunas MU n your roar net proceeds ai saki transairs, aid urn bap:oncat tea area Cannarniallom with the Firm • viva. recatbmary oral ormarozons n miter° further pretect your nfriti, tickling yesfolds ism« the karma ten Protection Act (SPA) • 6 The fradal instrivfon on the uip a of the Iran of this natant n not l85 Rundt Sena LEIS aria Seamaeries your accord ordering broke by ~meanly" the vacated taut.» We Informed you X this rebtionsho Mn you opened tiis atom in thrs Cani ar &elf and ark ies re located x lat5 ~oaf Seimas aid not tee rtrocang bray ash you must ~arena of soy ear Ornate to both In All acme suterents chat be drowned comola ad acarate 6 nz obleCei to n bang wain 60 dais • Please direr pawner °auto' ' to the ter: Cl alment a, or tollket a 00AM 106 CO t Maim tatty% n * or is, sting to uSS manias' Sena inc. Clem Regions lystmur. PO Box 766 Unon CM. NI 07(87 • n case ol errors« canons atxut an ekszono SunOS trade OFT) bi Sour ask card tranation, call or ace to 18$ Fnancel *ton Inc, 1000 Stator 8ad.6th I la nreenwiket N) 07086 Ann ame/SSA bona ate 3$ Won aspa cart Astray:se StanrtntOr r.Ctpl6 wrong or d so need are amnia Lout atranfer in the stamen or reap, The Fen «OM Mase (X XP Noble)mud hear tom you no heath,, 60 69/5 alter the Fnm scot you the fist slattern on era the era or probkm ~red - Froth. you ani and accotn1 rate (il aryl - Describe the error or the a' anfer you ae urea abOX dantan as clearly x pu can why you Mae en al error a ay you ma more namx ion - Bade re dolor amount of to sanded we TheFirmaCad awn* iwatigate par anplant rd will cored dry AT0( prceptty !Hose mire al arks pdytdo lo the Furor to tail nithiban ndated on de front of this 'treat h adds ear to regla a)at foes. Xaunin mar be fated to manboace hes charge:I« tie payna fa aurms purchases aid car a u-pad rousts is azoints Aff09915 Ad de treldfddi to olher nitCutions fa be ape to a Urea lee. UBS Sweep Cram UBS Often OplaiS for Swears? Can batras. barxes to bat depot ai UBS Bark LISA endued AG ~ore bat (Bark Swap Mason many market mutual ate/oar fund S34 the haerutiona Depost Arta (IWO( aradnerS MIA r mammal *env* letragenent ACOAInl filWgnlnaSat Sweedanajl ans. cat, balsas are swept to UBS Bat VSA up b n mathind Inst and thin le 18$ IC Started Brand...TX/Say Furd Deposes X XX Bat USA re SDK enured n academe wino SDK rules For eat racerspon pa* nut am We gav Deposits X USS AG Saari Bat and Talls of Abney Funs annot mua by the FCC. Through Ho DA. weak to a anon all apt to dada aCCOurrts a 18$ AG ~York Brabbh aid ISSAG Caplan Ranh. These Stoles are rice nand by heftes flataxesheU a the ve$ AG (Noun Bret tenarily *pond to as tear rin of theCapri lads, and there is ro guar teser other °lobate." of UBSAG to revy thebare anon the LISS Caymass eras Docks Deposes at UPS Bal. USA an each UBS AG Brach arm placard by SP( Money Rind Saes are pranded by SPC See 'WS Smaleul Sevres Account Raton" bel» Upon yon rave batams n tie Bair Sweep Programs or OA may be wescarift ad tires of a art Fund maybe boadand, ad tapioca: returned so you a pa taosilat la:OXEN Furter amen. tout »sane zap mans. ndudng orient main rates am pet. n nibble a war ells kom one enefat Ør a by case U.S Randal antes mama prebein The an edentate of the Sørnes flint« dronnainn C0L0tadal (WC). WWI pretend sedates =au of meters tp »1500000 (tan; 5250000 for damstor car) The Sac ate ;oxen «, enet Øylo dfaufAS ~souk« n apanadaktay The Firm toga., wth wizen Aka. ha also butane %nonmetal reelection re rant anoint payable to all eiigble can. colactalrunteris protection 6 550) mike as of Dearer IO. 2013 awe tore poky arditians and ~fir car at the Fern Blurt« protected fa up »119mila sne ~gate re per exams MX n a patina repack A full copy ol the poky wring 6 AIALAle Woo (96-92 The SIC protean ad to suppacreal Brofata both do not Spyho • Darn anti (awls comma bylad Mined nyox ant van but hel away rom bBIS Natal Swan (eg Mean *Cat a Las Brit (i)car all.% AG Stanford bat. nsuraxe Mean nilang Taub» arnuir old 04 shims of mutual fah vita at , chain ere is9 Area *ay n the nat» of the amen adder on the bass and records of the ;pliable is,,., or train« bait • Cora ratan, contras or riderana anerast (99. lead ~mho aid prvae plaxxxots) tat am na registered utdyr the auras Ac, of 1933. and • Correroan contra b g. fornsn atchanip aid predad meal antracts). exits, tunas contra an urinoder *Pan Comas The SIK protection and the aziplerratal protean do not app' to these assetsan re they otenvise oboe, Mra Zama The SIX prated,» rod the steep arat a dideCI9n do not penal again changes ei the rake< yea d your niestmen ts bads as daub d nail moan. Ør baitacir cc otherwise/ MOr9 Snowman anal/rum roast You may obun rap lemmata asiiing the SP( Rodene by canarg SPC at cc by sang tie SP( male al oar and Dakezl N. korsamme Program OW) the axe reheat:12r afar price TOu may Oban the acbN pace hem yourFaso:RI Admor Only Wm* shres are petal ale Cl P. par Pores wit be sold and re oath Ml be «costa in pis accours The dvdea waxen ace applied by the mute aorta from the mate price at ado the pane than are told Castoblau Only mob ants urry be held in your fo uls a you are vital to 'paean as analt of a rif kited pored or ~wise, te Finn wit ether tel petal Ines as mart price a dap( an anal deterred by a ratted Using agency. and cede pa account lava/flat ettptalves The rommorn obrcives and en prof ile are spat to eat accarn aid non yaw team Hem aka the fri pØty in hang of any Karam daps in your fnana Salad' neestirere (baba For each azure held you choose one of doe fo lowing neimene ObasitS • Pedigo Cu inn? »tom. h(01A191111496inj ne rota kin of Sameonly • APAre Cadt.PPaston Vannonts seeing wont preXpal haw than eye genera.» ot name • France CO eilatban *Omen and 1 CralibkillflOnCol inermiza bang both te generate of noone ad grown cd prncida Overall rlit profiles • Conan Seeks tomara iniagrinipat ah krw rick aid kola lih to the acrostic oat ea fl rat means the atom does not genera *tam tame« Ittian$ SW mar nce ketp pace wit Al lAco • Arran snag b acam area to p2Ø axl »axe sons sdxi6lyto so* higher resins • A:79~e Wag to tat hgh rye tomnepa as/ hgh Wray* stein.» returns mer tene Statement locenehoidirg We ray consoklate el raced amour stash-an% with the sea adlar S in he same er~ Acout may De renbed fa this Prat baba they ha mina to at ratan rom aount relaionshps well ors clam al the Sarre adass Ru praCe d know as 'householdng • I you pele to recte indite stasrams mad in ~ix CONFIDENTIAL op,off - pu nay *tine focusehollng by Gag yew Fate Admor Fti6ffilly WWI* MAU TleFtipmy aØ nare reflects edarruticn that you emend on Pe Fens oat seas mbste It is a customizable 'mamma chosen by you a aza you wth at ~tang it he no *great on pa XfOUM Y(... an did196 your ((Andy aØ nanes. through Oak* Sears or (9 OdIfICIA6) ».91 (name( AA Ad Anzac atria • Vatsdace acourepoacko Ne of assets and lisolnes • AZOIS Inch*" dealdle COT balaxes wan for waved omit fen 1 rid Glibai km Deposits unrealized marks to market and Mao ant not held byte an Does not naideunpnad antelassets at re en/ ol the prof and Mat llaenteM par a aka beacon urn med nor col PM old ef scab b slaF. eplet • Oakes achdes tat baaces. outran/ try loan. can In,. sat acorn balances • Cod/91569/ blxon Tar of inin.9(led audio* cat bSancts. pM.1.85 Brik USA Mott balanr. USS AG Sara Branch depose balances and mink make twain find weep braes. a the dose of the Matt P40:4 NOn.afraddlly free (led/1 Damn in y0.9 ant arena seregaed from man batmen at tte Fanny use a of these ads n the ordiory At came of Maness toy funds re patite upon yes alai This total ci *clad in anent paxl dosP9 vat Lending information re dead ;Mannino on iheF rn's pixies) vapors and dodocurn Id« To yourClen Add berld Agreinsmi or Accont Arena al the General Tern an (canons VØ Scant of Oa naCtia aka n Agraoent$ erdeinaccure greenly, ownly, 0,,ohGvh,Jrni Your sat nor stakened razes tames and ore< assesMX n the ~WI at the ad of the swam period You ark for de4nry of luettpad aria ar ry (f69 You may recte Sande; used a ban allhora ate Ps/H9.3 lino Dance to on teen My antes treated b diziog the names mind are lea a man max of the en of the sterna period • COXbasic PI dettniong the con basis of the searibeS lauded n Ins area" Were flitted irfth the nab« -3 • UBS Finnan Saceshas reled on infernalion Oblaised fern sources ore thr 16$ Firanal Sktices. (Outing nlormation Iran raw I SI or that you may toe prat/ to your Fiascol Mow The hen does not amended., istroa guar-awnto nay a validity of dry inormaon presided by sources Other tam USS F ~or Strikes addrion Moab USS (Kra Sean gamily updates th is amnia as c 6 raved the iron does a yrende any ~and rat she incenalt vide 'Cost beat' and "lerwrited gents is Øx2 a of the die Of the Rana As 2,05 axe do toot ray a hes informalOn lo makepurchase or sae dames. la la purposes a crania ~nu Pentad to the ern ma/reflect gab» meramen oily for the period of time they an held x the Fen Vorehinornal «formation Cao be added by you tuna AØ • Umelteedgalmilases ste data b amiable Idr96'96 y veal to lent:19y re casizace foe SDNY_GM_00023366 EFTA_00133986 EFTA01275757 Important information about your statement (Continued) kedvidslicemity lots The tamesion data la inienthal lot mayor may not eel St consissont Charsat SeCtintyreorgincalon sees Denfend ad other remounts lots and systorratio pent* lots are eats meted to Mins one areatd Mt The • bade deter cobs 'resents theorem, traction trtedate • Callable senatities Profs and meet stock the the issuer calk foe ealyredemmonsthl be Seat were* by lot torn amend as stumps of that 69.* Ind at out nane a n risme name for our clouts Callean Mormon es Sant tom thud palm aid as way rot graTalYed Ott. Call teems may cc Soh could affect yet complete enlist kin ea bewended ups.. regent • Cremates of deposit (CDs) CM ale FIX mired apt 129:1020 se wincepal aid gourd floe/ pa dientor and pr essay ifliMim. n axerdens web rules • prothrolue Wets &NAM fa .ones all Ode Produdi may be hr. , a lower that the era that you • I7 aanally reds* in the Market PrCeS are Obtaned from vanXn Tied party Unreel. Moth we bele, e to te relate, but we do not garnet eel' a:curacy - Wo genera./ ow the dosng par Son aoalab a the mean a the bid aid ask woes to Iowa WIMPS at opus Or reek GC pinesfor OTC senates - let acireeli bad wart*: may be rate uing a eats en moon or them:, rocs trial we Maned anmacre' Riled an actua mate prim or vale - COmanpotwns may acfe> apna and roll show 'once was not mailable' if we are alibi° to obtan a prce for a stuffy - Deposes a Searles denominated n orrenoes other than u S dolt's are reneged a the to dirge rat as of the tafornme date - For Cretan *orin vadeg m nOn-CC4ribilniig den:Mnatcli. woe an quality dace valley may hae been wised to frigate prow %buten To obtain curse wits ens. Mon thalable. cacao yam Frenoal Adnor • Private lemostmems and scummedproduct te ak imonsere most Cinclaing direct paMesion prowan aid tea'. Mat* OX-Irfneell trUft SeCUTItieS) aid structured products Se ytneraly hrely IIIOUd Celan muctund *maid' tan not been rettionrd mt the ktansk and efarGre Canmssisn or utter any state SedInteS rams We male tinned vats for winte mess* sommes arm sneer producis be rifest maim:poen only AcanCY a not 9unnlecd - Them eats mayeefter Swum" from plCeS, if ay at nludi fl oat, meitrnere stows siructured promo mire be Easy a sold se do not necmaily wenn the MA you may roam upon Sadao^ - BIM patymmmanefvaue aft aS Ot 3 Gnarl tlae aid re implied so MS femme Savors mars/Ur bats by an Weser* yalation fm Senn' Pant ce sponsor adorned wen if my. awe stgpled to te Frm by tee mow central panne a meteor and may be Calaraled bawd en efferent inomation from that usedbythud panes to deethe thee eStinatod vans - You cal *tan addneni incrmaton regatne the rrehodolow used to determine the mune of vi re me the dare of the Moncton to Is the bass for the mans by osactin your Anoxia Athirst - MOO party estinated vas may be refitted as 'Net wicee n sisal tuts Ws an netsuke. valuation tem Aas not suppled a 6 untie ss asayn a vale Men we beam awl. that a rniena were ha marred tha may cella Breviyusfy reporeed vats es MSS. or Msen a yes hghly spectate. duo to the haus. of the: airy - Then needs an ewe yeneni panes a sponsor (*mated vabence a eh Mealy emitted via* is prended the Ms ot the warty wt Declines* ton es withstood. - 'Distrbutions to An' may hob*o robin of c. ad. ncome a both • 009021 wut see Crests the glottal ollmng pine per ash and may not rifled you cost bat • neatened SaCbritiaS Restnoted secrets ;meaty it not amity eig tie fa pubic late USS Francis Sava' uses to mate precool the inntserktod cock of the erne cues remand Yak* for the retuned cods be thanoses of This Savarrt0D11 To the num tai rest Ned seur ries are CO* for sale. tee oafs receend nay be sutnuntity b6 than the in Sae shows • In. lestimated) MSS arrettyields and rats. An tstlthate Ol swat mom es based on cuts cauthend aid ism ears. aunty the cooties W Il be held fOr one year from caster date or axe many Thrs extreme d ony a guldens. accuracy aid mimed name se no shesreeed - Em Sated amine mom and anent yie41 tor avian tpesol semen amid hduest a retwn of wincea or c£M gam di ninth 01e the en ViCane WO (IOWA vele mould be *muted - Earnawd amid some rid ors* S41 aid to actua Pcom and yet night be Ms ex hobo" thm the sensed amass - An ninite ol sysolgoo acorn. Bluidrei ander mesa) chafed by the &rem maker vatic. arnals balance e based on the lad derdend or mice pass made byte ruts and assumes ter sena indepons all be Nedra ones,. ins the statement dam or mt. suety Accord an =Mat Ski at not Gusanteti • Aetna held ty WS financial S eniat Conan Men ace nin heletteleFrui an not shin the Inn; possession or antol These asses re aptthed m your Vatitment foe Sternaeronal pseposesoney Poshicns ate eats .Monied am /conked by the item:elite ICS fnancin Manes 6 not remonsble for this nformsbn aid does not giairaitee es tarty These assets tenet protected by SVC ate news supplies-dal SaC comas • tavanua diming and addtionelessasetkm. - h additim lo menenissom on saes an 1St hat mead res conneam with the date:non of sutra funds to ow dents we alda ow afkliae recite renitue tang paptnu f tom darbutors ander 'orison of the nova tuns that we sell These atom am based an so dieser, armors; the amount 01 saksby IBS of a 0.3lICULYffuluil fund lanai to ow dierns. aid Id the me rate of a won, nisei fund facer% sham hen a the Iii - We aid as arta also roccare retmeekng rd ownetopromsung lees re orredelson for trailer agent sakes that we prond• to !hem:coal funds Thies fees gene" an pad from Senor mom er the mum' fund aid to a Med dont some bast on the rust. of axamisat Eyebolt-dear holden; metal tans of to hid Unity - In add, On to OarriTISIOMS IICteed n cornedion wise the Sake Or darbuten d arnury Gam= ad unit inseseern Mc units to as diM11, we axeaour aft taile mete femme *king Careinntion Men Marfa( the rearrance °moan*: indemnity it. suity colors edam oll the haranee corner** Or Menses of the urn nwsanent WU% We &Astute - /Mises also melee trading commence/nand Meet concession tom mina holds aid mfr.:, Oarcalies tow reacts we db. bore - We receive al suet fee from LICISBask USA ant UBS AG Canon/ Crane et up to 125 pee exceure memento the banks wok, the IBS Bat Sweep Program mewl, Informaten royardng consider* aid other charts ironed annecuon wrel the ereosion oodles ncittre cpbon traxMons has been exiSlet1 m ccrelersions wean* hunted to you. aid SI be weeded to you enmity on maim Sort sonny et you ace engaged m short stabg a warily ycu may rota chive Me to cenan ba'owmg cows MOM paletv Pianty Open seen Re9arding open Ce *gaeclailariCelted • orders that wife not erected by the stases Me. open buy axl sell stop orders as refaced by the amount of deedends sr (gees on emdledindsor enn.lus date unins reauded miser. by you You re inmonsible or orders the are eccueed day to your fads to cannel sag epee orders Tax witherldbe en CartiMiens Ens UK financial Soviets IRAs Federal tar raw testes .45 hernia Servers to reettheid smo•ne ta loom pis taut!. IRA &Mbar:en. but you may elect not Whew n:cm• lay withheli or instead. you nay elect to base Is vernield a brae or n a lend meows, at you choose Yes $eaon eu Inn en n elfectuneresoled by you You nuy (woke your election a ay I Me by mans a new eactOn If you do noe haw eoo9i nosetar wettnelfirCal 'Our ft :1300K you maybe remonstde for the phenol of erenred to You may nod pen cc if toe anconts wined and ettnuttd law pa/mints se not eQual to Wu' lee oblipatirm Privacy To Man a copy otos mom Om ;this Slice. pbxe contaO your/ natal Adasor wrist ow ?Sent al meow less osomernoto UBS rnaxial Services 6 not aback The WA. 61Ariess SOVCeSAaount BSA and NM brokerage =teat Midi proMe access to bat nit seems arn produCS through anaigtmeitt nit iftlotod brats ad other mkt partybalks. and proven am% m imam aid mut y products isimed by unfit doted thudparty Moans sorrows through nartsice agency subtler es of MS Feuncial Semen lx t eens man. an amuly products est IOC haired • no bank gramme May lot vale RUM RecOuraNtaiaairroni &fault Business Seine Aacum SSA. effda and fiteMabOrlal RECOurCe lUtliag•OTEnt CONFIDENTIAL Account are regent' fence mats of UBS Fnaxial Services Inc Yea S•pature it a misted entices* of visa banal oial LEG Seth:mance MEd ads aid MG Visa dt04 cads an issued by MIS BS USA web mmtspon from v ea u S A isepseated UK Financial Streets Inc lieu 201407 SDNY_GM00023367 EFTA_00 133987 EFTA01275758 (SUBS IRS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNII7C06552665091e xli vl 0 Resource Management Account September 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name GHSLANE MAXWELL Friendly account name: Indiv.ChecklCar Account number Your Nnancial Advisor: SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor O, the Value of your account RMA Resourcetine at 800-RMA-1000, account On August 29(4) On September 30(4) Your assets 25,026.27 1,524.10 Ksit our website: www.ubscomainanciabeonces Your liabilities 0.00 0.00 Value of your account $25,026.27 $1,524.10 Tracking the value of your account ThcLr,ands 250 Aug 2014 Set> 2014 Sources of your mos unt growth during 2014 Value of your account at year end 2013 Net deposits and AO-drama Your mesbut t return MO:lendand interest income Charge in market value Value of your account on Sep 30. 2014 40.00 SDNY GM 00023368 71,51909 5501 4000 $1924.10 Momber SIPC C0970003006952665 NP7000793800 00009 0914 030575004 Y123576SSO 110000 Page 81 of 100 CONFIDENTIAL EFTA_00 133988 EFTA01275759 *UBS Resource Management Account September 201,1 Your account balance sheet Summary of your assets Value on September 30 ($) Percentage of you account A Cash and money balances 1,524.10 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 0.00 000% F Commodities ace 000% G Other 0.00 000% Total assets Value of your account $1,524.10 51,524.10 100.00% Account name: ' • LL Friendly account name: Inchy Account number: Your current asset allocation A Eye on the markets Index Your li Randal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances, UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital LI.S. Aggregate Bond Index Interest rates on September 30, 2014 3-month Treasury bills: 0 ( One-month LIBOR: 0.16% Percentage change September 2014 Year to date -1.40% 8.34% -2.08% 6.95% -3.81% -0.99% -0.68% 4.10% CNP70009006552666 NP7000296800 000O3 0914 030575004 VI 23576550 llapwGitoocaggesin of 100 CONFIDENTIAL EFTA_00133989 EFTA01275760 SUBS Resource Management Account September 2014 Account name: GHISLAINE MAXWELL Frie nd ly account narne:Indav CheddCar Account number. Change in the value of your account Cash activity summary September Z0I 4 ($ Year to date (I) Opening account value 525,026.27 50.00 Deposits, including investments transferred in 0.00 132,350.36 Withdrawals and fees, including investments transferred cut -23,503.17 -130,831.27 Dividend and interest income 1.00 5.01 Closing account value $1,524.10 $1,524.10 Dividend and interest income earned rot proposes of this statement, tatablIty of interest and dnIdend income has been determined hoer a US la reporting Certioedht. Stator upon the residence of the account header, account type. or ptodixt type, some interest ardor dyidend payments may not be subject to United States (US) ands Puerto Rico (PR) Income tars The (lent morn* statement is not intended lo be used and cannot be retied upon for tar purposes. Clients should refer to the alioKade tax repomng fora they receibe from UBS armualy, SOCA 35 the foam 1099 and the Forms 480, for lax reporting information. It is the practice of UBS to file the aristicatre tar reporting forms with the US Interna Resent.* service and PR TreaSury Departirent end in sac h loans accutatety dasyfy cirraella FIFCPCI Interest alas exempt or tacable 'mew* neat consult your indiadual tax preparer. September 2014 (S) Year to date (S) Taxable interest 1.00 5.01 Total current year $1.00 $5.01 Total dividend & interest $1.00 $5.01 Your Finandal Advisor: SCOTT STACK MANNYLE CASRiEL See Account activity the month tom dela Is &dances In your Sweep Options ate rod uted in the openng and closing balances Aut. FDIC Insurance 4:01.1 only to deposits at U8S Bank USA, not to deposits at LOS AG, Starreod Branch of bank deposits paced throuse the ues intense: ova Depose Account program SIPC protection applies to money market sweep find hcidings but not bare deposits See Important inSormation about your statement on the tat Mo pacts cf this document for detals September 2014 (5) Year to date (I) Opening balances Additions Deposits and other funds credited $25,026.27 0.00 $0.00 132,350.36 Dividend and interest income 1 00 5.01 Total additions Subtractions Checks and bill payments $1.00 -23,355 49 $132,355.37 -112,918.77 Cash+ ATM transact ons 000 -12,227.00 ATM fee rebates 0.00 27.00 Card payments -147.68 -1,390.06 Other funds debited 0.00 -4,322,44 Total subtractions 423,503.17 -5130,831.27 Net cash flow Closing balances -423,502.17 $1,524.10 $1,524.10 $1,524.10 SDNY GM 00023370 C eiP7C0030C6S52667 NV7003210300 000O3 0914 0305750CM Y123576SSO 110000 Page 83 of 100 CONFIDENTIAL EFTA_00133990 EFTA01275761 *UBS Resource Management Account September 2014 UBS Bank USA Deposit Account APY Interest period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 Account name: GHISLAINE MAXWELL Friendly account name: Indiv ar Account number: $30,850.11 Closing UBS Bank USA Deposit balance Sep 7 $24,512.13 Number of days in interest period 32 Average daily balance Interest earned 825,759.69 $ I 00 Annual percentage yield earned My Choice Rewards Points from UBS 0.04% atwatot pores are reflected as of the 26tn of the month or the pee* business clay if the 26th fats On a weekend noliday Rewards point actnnty delals can be found on WktiMUDS.0000/011,1k*StWeS September 2014 Year to date Opening balance 706 0 Points earned 152 858 Closing balance 858 858 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objecbves, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your II sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Your return objective: Currant income & capital appreciation Your risk profile: Pomary - Aggressive Investment ells; bity consideration - None selected Your account instructions • Your account is currently coded for margin • Vets account cost basis default closing method is FIFO, First In, First Out OO2C009006552668W0C0298800 C0008 0914 030579004 YI23526550 I I lictfitiyGpkoocalijr04 Of 100 CONFIDENTIAL EFTA_00133991 EFTA01275762 *UBS Resource Management Account September 2014 Your assets Account name: GHI5LAINE MAXWELL friendly account name: rndiv Check/Car Account number. Some potes, income and current values ShOtrn rn0 be approximate. AS a intl. Ores ~tosses may mil be accurately reflected. See rmporUnt inlosn'ebto about your statement a the end of ins Oxurnem fOr more information. Cash Cash and money balances C3sh and money balances mal rod ode avelatle cash balances, UBS Bank USA depoat account bdances, UEIS AG Starkrd Branch deposit account &Lances and money market mutual fund sweep baances. U95 Bank USA deposit account balances are Insured by the FDIC WIN n applicable limits, but are not protected by SIPC. UBS AG Stamford Branch depart account balances an not insured by FUG and are not protected by UPC Money market sweep balances are protected by SPC but are not insured by the FDIC. Ste the Important information about your statement at the endti this Coo...rent for details tout those balances. Your Finandal Advisor: SCOTT STACKP./MULE CASRiEL Openng balance Cloung baence Price per Mare Average [addendInterest Days in 'irking on Sep I (S) on Sep 30 ($) on Sep 30 ($) rate period period Cap mount (S) UBS BANK USA DEP ACC! 25,026 27 1,524.10 250,000.00 Your total assets PeRentage el Cost EStureted Unrealized Wive on Sep 30(S) your account oases (11 annual trireme (S) on or loss (S) Cub Cash and money balances 1.524.10 100.00% 1.524.10 Total $1,524.10 100.00% $1,524.10 Account activity this month Date Mikity DeiCeiniOn AMOUrd (S) Dividend and interest income Taxable interest Sep 8 Interest USS BANK USA DEPOSIT ACCOUNT AS OF Er90914 1.00 Total taxable interest 51.00 Total dividend and interest income $1.00 Check amber Date Description Arnow' (S) 001012 Sep 17 W STATE INCOME TAX -5.000.00 001013 Sep 16 UNITED STATES TREASURY -15,000.00 001014 Sep 17 PURE CATERING -850.00 Checks Continued next page SDNY GM 00023372 CNF7030?306552669 NV70[0243,300 00033 0914 030575004 X173 576550 11C000 CONFIDENTIAL Page as of 100 EFTA_00133992 EFTA01275763 SUBS Resource Management Account September 2014 Account activity this month ,conttuedi Check number Date Checks (continued) 001015 Sep 15 001016 Sep 23 Account name: GHISLAINE MAXWELL Friendly account name: Indiv ChecldCar Account number: Your Ilnandel Advisor: SCOTT STACK MANLYLE CASRIEL Description Amon ($) YASUKO 0 -325.00 PURE CATERING -110.00 Total cheeks Date Anhity Description 421.285.00 Amount IS) Din payments Sep 3 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS -473.13 Sep 3 Withdrawal ACM WITHDRAWAL GOLDEN RULE INS -42.01 Sep 9 Withdrawal ACH WITHDRAWAL AMEX EPayrnent -1,555.35 Total bill payments Date Description 42.07049 Antrunt (I) Card purchases WS Visa debit WO 3536 G MAXWELL Sep 22 NYC TAXI 8P93 LONG ISLAND C NY 074266090368791718 $12.00 Sep 23 NYC- 8,151 & 8152 LONG ISLAND C NY 484266263007260127 $8.50 Sep 23 NYC TAXI 9P21 NEW YORK NY 074266090741418013 11700 Sep 23 NYC TAXI I P35 GLEN ROGE W 074266090826208634 $14.50 Total charges 55240 Date Description Amour fD Sep 18 CREDIT CARD PAYMENT -95.68 Card payments Sep 29 DEBIT CARD ACTIVITY -5200 Total card payments 4147.68 CNP700030C65S2670NP708029380000003 0914 0305750N Y123576550 I I istikeGm000llist3116 of I CO CONFIDENTIAL EFTA_00133993 EFTA01275764 (SUBS Resource Management Account September 2014 Account name: GH1SLAINE MAXWELL Friendly account name:Indw Check/Car Account number. Your /I nandal Advisor: SCOTT STACK MANILYLE CASRIEL kimmian Payment Due Payment Due Date Creak int. Available Credit tine Outstanding &lance UBS Visa Signature credit card(s) payment information for October 23. 2014 515.00 Ott 23, 2014 135,000 00 134.753 78 1246.22 This craft cad it anti:nodin UBS Pay Craft Casa feature ale will ainomattary be pad from your account Your pwinent is 'awaited for Goober 18, 2014 we oronde this information on yOra U85 visa Scnature trent CEOS solety as a mines/ to you. The uB5vna 9cinatu re <roil card and &coo m se issued by UBS Bank USA. UBS Bank USA sends you t te official stamen formes account and you shottd malt you prynent accacIng to tries instrucions. We donotinclude your outstanding( rent (aid Oclante in the vaue of you account with UBS Financia Services Inc. Cate Activity DetCripbCfl Amount (1) Money balance activities Aug 29 Balance forward $25,02627 Sep 4 Withdrawai UBS BANK USA DEPOSIT ACCOUNT AS OF 0903114 -515.14 Sep 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 090914 1,00 Sep 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0909114 -1.555.35 Sep 16 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 091914 -325.00 Sep 17 Withdrawal VBS BANK USA DEPOSIT ACCOUNT ASOF 09/16/14 -15,000.00 Sep IS Withdraw* UBS BANK USA DEPOSIT ACCOUNT AS OF 0917114 -5,850.00 Sep 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0918114 -95.68 Sep 24 Withdrawal UBS BANK LISA DEPOSIT ACCOUNT ASOF 0923/14 -110.00 Sep 30 Withdrawn UBS BANK USA DEPOSIT ACCOUNT AS OF 0929/14 -52.00 Sep 30 Closing UBS Bank USA Deposit Aaount $1,524.10 The UBS earn USA Deposit Account Is your primary sweep option SDNY GM 00023374 C HP70303005552671 NP7003210300 cocoa 0914 030575004 Y123576S50 110000 Page 87 of 100 CONFIDENTIAL EFTA_00133994 EFTA01275765 *UBS Your notes cu,,,....sza , anoc..........,,.. , ., ,.. ,,pg., G...9, of . End of ...me. for account.... CONFIDENTIAL EFT,00133995 EFTA01275766 Important information about your statement (RS Mandel Sents at (rearm «IRS Finatial Spree/ it a ~ter ol a prey:palscanty. sawnoity and cowls meninges UBSFirownl*nces and UK Bank USA zee Mice oubtatt of URSAG and al filiewn of LUIS Siteekim U.( thePant f ~dial etwereed it ~MP upon retake the armes ern/stoniest ae at U3S Anatial So~ Inc 1200 Harbor &solemn ~Men N107086 This sutmere reprewds the Ply Oriel ~0 of essUBS Finanda Wows amine Other records. mept oft °altar dommem. sonterng caulk-tog data should noe be abed upon If you ~no Ten 6 an ener or on bed pleat rpm il rromdixely n Mang» Tel3raish ~pie of tie once serving your amount Alticych al Bases Tom are 'mended fo be tone. eximint OraMould rot be used for tat Itemises et, soked on paten ta lamb Pe. Form 1099. 54911. Isis molten., ~trig put Id Mum Thefm isv.6996d by Ian to rpm tone RS al web b dirdends repontle non Mode doclends ad tattle meted named en snaunos held n your 10~6 116 proceeds ai We ~unto* aul std barion sonar mind wurem Communiallont MT U.. Firm • 44.44teccetwmnrora onermepons in ^Otero furrier protect your ripitt incbdirod mangles um« the kambes ewer« Protection Act (W/4 • dthe~al intent/dos wiryHip Mt of the font of this dawrent n not ten ~cue~ UP Maria Wires ernes you wore adoring trek« by armgement vet the °Mated mituton We Informed you ot Mn rebtionsh9 "hen you owned tilt wpm in thrs Gee Me ft4d$ and ~aim re looted x 5.1,5 ~oat Simon aid na the ifroclumg broker and you roust mate a rpm of soy mor OrOinalrl to both In All wooed stateroom shalt d(9919d complice ad acetate d nr °Weed to n %Peg Mitin 60 slays • Pleatedina outran« ample' ' to To Inert rtment 4 or talky* a II 800AM mold t Mandifi Troup n by or h sting to 165 /mant Sent« Inc. Clem Rotten, Dopaitrrent PO Box 766 Union City NI 07087 • n Pe of enraa« skiedons Lout an ekcoont hldf trend« PO bi S vsa PM card transcript call or vat to 18$ Mandel Seernos et. 1000 Harbor 8ud.6th lb«. tramecen. N) 070.36 Ann imuSsA union Casa Meet Pon aspa cart de:calmer:ix Statement or resent 6 wrong or d so need more nf common Lout *twill« on the damn ot reap! The Fan or Crd Issos« (as attokable)mutt hear tom you alp tater thm 60 6A6 alter the Tmo sat you the test Haterrins on Mudo the «ra or probkm.~~ - ProWil. tins nine ard 43:.4.41 natter (il and - Describe the error or the rota« you se muse tote alideMan as clearlya pm on My you MP* enn pot a My you toted more nlamxbei - ProMe Te dollar ~urn of Te 'Loomed mor The Finn or Cad fl iers l Meditatepar Canplarit aid wall corm arg teror promptly Plow make al ~In pays. ID the Armor to Mail ~bap ndeted on re kam of this slawnent h ;Ode vi to regukr anerat feet WO" ma/ be fibre to ~mow«, het charge:14144 payrent for port.: pu'd'ra: aidchart fa u-pad arepts ei cab wants A9606615 Ad de trerd9969 to other nittutons mar be t•batt to a uroslor lee. UBS Sweep Optkim UBS Mee Op~ for Meeting Cat bastes, b‘axes to bat &tons at its!~ LISA an tie AG Suredord Cann (Ba-k Mom Negress). matiy ~on mutual Inidt (Monte Fu -4O ancl the. retwarnal DesnaI Account ((Won CuStOrnen AAA 3, ~national *entree Mangsnent AROUnl Ihraigh Iht Elm* Sweepfrojrams. can balsas are swept m UBS Cat VSA up b n estabited Imo and then le 185 14 %Irked Brener, or a Many Ford Deposes X WS Bat USA ere WC muted n acootance meet* ruin for mat el ammon p lea* nut wow Ws gar Depots a 185 AG Saiford Branch and Tares of Mcner finds rem enured by the ADC 'though He OA. ~MP to ph batsman an sop? to «MP adman x 18$ AG Nenrrodc Branch and I.% AG Carman Pandi These Motes are riot nsIxel by the FM( Balances WU If 4418$ AG Carom Brach ere terwerily spited to chit somnign rid of the Capwi ~di and there is ro quaranee a other obicatim d USS AU to repay tebanes Motor. the u3S Cayman's eras Spay Omost at UPS Bat USA an each URS AG Branch worm ramected by SPC MoneyFund shies are premed by SPC See 'WS Fymost Senors Account Frotealon• below Upon you repaid batnas h rie Bat Swoop Program or OA ma/ Oe vtockarin aid Tres of a Money Fund maybe liquid~, and the mound: returned to you a you toosilat la:OXEN Furrier Mon*, tout tattle swep options. niudng Nem 091699 rates Mid retb. 6 tattle a merr Wlt eon pur /natal ~tor a by sting WS Foam& Sondes mommt WOWS, The Fern Oomph« of the Seam!: flint« Pronea4n COLOtaif 4 (WC). With prowls seorttles atoms of es ~Mum tp 171500000 (ncbang 5250.000 for dams tor cash) Tel:< aset potten«, temt Ø,10 rl KA," Itapuholiin apartada~ The firm togt wth wnan Sant ha also putham1 oppionontat goys:~ terns:~ anoint payable to all Nigbet curie. colt/Prot/unto" Tit protection 6 550) milks as of ~Xs 10. 2013 5Venct to ne pokywaken sod ~atom ara at the Fra åklner premed fa up to 119 milkn n tie aggegate fa al you acovils WU n a AMP. tapsry A full copy ol the poky ~Ing 6 Ataldaleup00 (99-92 The SIC minim std M supp~real prorMon both do sat SPY to • (Pant rani cowls controlled bylad Meted nyox moon mho) but hot awayfromL*5FM~ Wynn (eg. Man (ACM Master*, «)(ab MU% AG Stamford ~T. On mourn Vocita itkiemg mutt annuities. ad Minims of mutual lads Mee sub thaw ere regmeifd Peaty n re nano d the aeon,' holier on the backs and records of Te Xplicable is,,,. or ~Pr agent/ • (asp nvenrrent contrats of r9979669 ~Pit (9 g . Mod ~whips ab pr vat ~ens) Mat are na registered cadet the Mounties Act of 1933. rid • Cormorant common it g. forop pcharigo ant predicus twat contract eicidnglonses commas and darrroPY OPP comas TM Sr< protection and the prolorromni ~pm do not ppal to Hone assetsTen r1 they Po!~ appeasnrXr natinents The SF( protection and To swpWrwit a diateCICA do not ;Mee ,gana charm, to the ~km vaned per Mermen ts meow a a resun d rnaten moyenint. rtsmit timPiptcy a otherwise/ MO.9 Womixon e adaLibbrupcn request You may obun rat ~trim aloc ing the SP( Brodeur by ~win; SPC at a by mitng tie SP( nebme abimoir and 017 Dkrileni Re lavesment Progren, UDR/P) the are relleend 6 al mirage Once you may °Pan the Atoll 69Ce horr your Mimi /Proof On Mole Weed are ~bawl utter DAP. pair Tres MI be soli and the agg 6.91 be deposited in you account The avidend ~entrees vice applied by the mu« may Off« from the maim vide a MA the partial than st• sold Casteeelite Only Mole units may be bold in lour mows f you are entitled to 'panel~ al a rear ei a dented parent or ~wit the Firm Pt ether tel partial Was at matet prim a deep annual de rneen by a neptered (Barg agency. and cede pm account Worn« oblealvel The messners observes andet prof ile are sped< to mot acoam an non say between stuene adios the poi proem Ir in voting of any ~km erge in your franca station cr ~slimed ~es For each wove held. you choose one ol the to lording mestment objects • Reduce Cuinnt 44044. 66910691111496ing the gtewalim of ~worry • /NATO ddiscablioarnmen treeprrords seeking growth X ~Cod rater than dt, generaon of Wane • Reduce Conan/son of (name and C4:44 ~OM ~Pm% loot ing both the genemon of maw aid sr own iX Arno/Pal Ownilleak profiles • Contemn Seeks to 'rennin htial pitapat Ph km rek ad robe lity to the accove *eft Pei rl Ma means the arouni does not ?mew *prone imam« 19606$nd rine rice Seep pace weli MØ • Anderaa Meng to amp own* to irolCO rid tokvae sorrpoixilty» tea Maker Want • Anre43.4 Meng to areal hgh nit Mammal ane hgh so anly» sect hip rooms met Inn Statement inoseboklior We may consolidate el rented wove stateown with the sott adlitS in tie same envelope Acames may be realte fa Tis ~MO Inapt they haw omen Mott ~min tom amount relatonshps will other dims at the sale adios the pradCe e know, as "householdng ',emu vole to woke indirdual atterrents ~led in xtxxx CONFIDENTIAL qpmeoi, - pu may deCine househoting by atng ycur Fnmor Minor Friandly WOW* Anna fin fnentry ammo name selects edarretion that you ordered en the Fern't onlne sevtes mbsee It 6 a natorizable 'ild6ruma' 06646 by you» a6t yau your woremong it et no bp PM on am ~UM Y(k. gi did196 you Frrtrudy a316.99 nanes. Troup OM.* Severs or 690X9X166) ».91 &lance( AAA< Account ~prim • Vats of toor trourapo~to fix of abets and habitats • Awn Inch*" Sealable COT bala-cm ~et lof reacted 96curhy (ea rid GlobesTim Dosimity unrealized mats to matet aid Certan asps na held by ne ern Does not nciudeunpncei ~Helmets at Teenfol the ma and MVO, Illtpinint pooch a svae ~WM. unrested Hoe col MS aid meifitta WV colons • Ciablees ricludes Mae Dances. outstanding map loan. PM Pt short wow balances • Cadirromy blarces Tour of LnirboAed aniabk bSanot pts.1.85 Bat USA Epoch ealamin USS AG Miffed Branch depose balances and many ~taket mkt I rent amp braces. a the close of the ~mint period NOn9Drreddlly Yee (leda Damn n yo/ anl arena *yelped from °Ow balm?, mid ere ~may up? aly of these fords n Snotope of its twos, these funds repayable upon yob. demand Th6 total 6 inClitd in At arm min eoseg vine ~Ong information Fa denied 41~444 on !he F rrys »Meg van my and ~mum Id« TO paClNn Add berld Agromm or Ascomt Apemen, and ste General Tenn and (ceditorn VØ Stamen of Ople ;radicesflab» n Agreenift 4,41:4414.4re greenly, ownly, 0,,ohGvh,Jrni Your an rev stakit~i terme: worms and other assetsheld n the ~ela Te end of To ~merit mein You may alle for ddenry X fifty pad 'seerne!: ar erg lote You may rente secant used a ban collator-4 Per Pa/H5l.inn bane cue on awn My teamors numbered kr the Bang the Hamm period an lima a ourbti 6.1.• af the end of the ~rent period • COPbasic r, dettenhng the TA basis of the seatibes meted n To Hawn" otwe flitted irrth number et MS~ Snopeoha, Mod on Mawr ion Obtained fen tomes other thm Pinata Stenices. clouting Mormation Iran new fin or Mat you may nke picrepd to your Fenner Mew The Pint Pet not ~pendent,/ weir of gran oOn arvacy a Wieldy of my ~maim vended by mum Miff Tan 18$ F ~tor Strikes addSon Stough USS F~cialSorerrogon~y updates Ms Mammal as« 6 wetted. Te inn Odes roc preilde any assvaides TX the nicemation vder 'Cost bait* and lareairod gantrw is xatie• a of On di* of this ~~11 As 4Kli please do OM MN/ «I Nis ird ormal ion lo makepurchase er sae Mires. lor purposes a menace ~as nettkned to IMP nn me/reflect steam nformaim orly for To period of time they ate held x the irn brorehinormil ~maim cito be added by kmPuma' AØ • Unmerited9~mm ottn daa b matable /entree anal tee latn:195 an (.3./alei SDNY_GM_00023376 EFTA_00133996 EFTA01275767 Important information about your statement (Continued) threichalleorsity kits The tatation data la rdircbal Ion mayor may nos nitre conmersana Chaves ander Seaway reorgincaion mews DIrifend ad other remearnme rots and **rube perchase km re eats corkers' iodates/vita:raged lot lhe • Trade thee' colas resents the *Sinai crasatpn trakdate • Callable korkies Ponds and yenned stock that the issuer calt foe eadyredervionwil be selected remain* by lot torn snag 8A rosier of that 69.* hero in out name a n panne. new for cor dents Calleave Memoir, is Wanedtom third prim aides accuracy rot giaTalYed cater Call leases may east Wirth could alter mkt complete motet kin we be provided ups.. renunt • Curare/as of dep.:k(d:as) CDs ale PDC mired lot 129:1020 in verger rind gourd nttrea pa depovtor and pa ortgovo-y ntlitutico n arced-ma wits iDe: rules • prinehealue rots ctoptend re UPOrt•Cd an1 Ode ProdudS mar be hr. , a rower dun the omit that you MAUU a2ually Wet* in the Market PrCeS are Waned from variXn mid party SCurCel. Muth webele/a to be rela te. but we do not gamin tea a:curacy - W. ge-seraly note dosng pre inhan arataro a the (Nano:Ilkbid aid ask van to Isted SerlirCieS and opuses Or en bled prosfor OTC Stoat n1 - Let acne.). bad warrior maybe raced uing a rata on model a themes warn ria we obtained rid mg not ref lea an aortal mark price or wake - CMainposrans may £pea wmar apart and roll shoe/flow was not mailable' if we are enable to obi* a price for a security - Deposes a Searles dencermated n canes other fan u S dolhrs are reflected a the ea urge rat as of the stafornint date - For Orrin searines nadeg n non-can:Amin derCarmaCOS. rice and quality dace mike) mar hae been wedged to frigate prow %buten To obtain creme quota or won actable. arra° you Frannie armor • Private lewestmems wed summed produces. Pinot. Mentors secure* Conning direct pankpation pavan aid rea, Mate OX-Itfneell trUft SECUTItieS) and structured parkas at Cinerary hghly Odd d Chan suuctrod prockicts ran not been rettiontd with the Seeffese and &that+ Can a under any stare SthanteS Lam We prom* estmaed saber kr aerate mourner seances ad striated produiS be reforms cnaloupoon only Acanaye not 9unntecd - Thew wiws maydiffer sthstantalt teen plCeS, Bay at ends fl oat, meStrnere serum a structured oars my be tour a road ad do not necmaily reverent the yaw you my renew upon 'gunmen - Th rd paly ',SIMMS Of Vale aft aS Or 3 Gnarl tlae aid at swilled so Mineral Senors mangola bras by an ndeperstfent violation fern Perna Oabwa sicenor rammed vain if my. ate singled to the Frm by the our, general partner a *senor and may be Obialed Wed Co different ntornation from that usedbythud pates to clothe thee eV:mated vans - You cal obtain addannal eifcrmalon regaling the rrehodology used to determine the mune of vide and the dace of the Mfonnacon Mat Is the bass fa the thither hyaena:rig your Anginal Adeisor - MAO parry estinated valvesmay be reflected as 'Not priced' et seiner ruatiren Inn en an independent via*" IT Aas not suppled a 6 untie to asagn 3 vain, when we bowman.* that a rniena were hac crcuredtha may calla creviiusfy rwoned valve nee Cher On. ce wtnen a Yak* inokltehghly specutawe duo to the haue of the: early - Then rvidw an issuer rent wow a manor ethenard vabence a eh rilpany en Maud Aar* is Worded, theta/tot the marry wa bednerent tan ns pother* pno - 'Onerbutiorn to doe' may rich* ream of Gaeta name a both •Cleffeld ahlt Pee re:resents the mot oil wog pare permit a-.5 may not rifled your cost bar • ItintriCted SaCaritieS Restncted reorder geeseraty ere not antotty rag bre fa p.tic late IRS inaxita Sa'a' uses the mane price of the innestrido4 rock of the sane ordinal maned yak* for the rearrided moth by proses of Monk:ex.:won* To the maim eta resented securers it Nigh* for sale. Me rola (resod may be manumit, Ins man the invite] yaw showi • In. lestimeted) Mame. aarketyields and ran, An taithate Of awiai name is based on antra canbend end nista ram awry the rarities will be held fOr one yet from Pawner date or viol initurrly Thrs estimate d on a guideline. accuracy aid crunded name se not gawked - Ed Mated anal) income and amen need for Waal tpesol wares mold Mute a rehrn of reincjoa or C£Ila gamn MOth Olathe tit OCCene WO Grand yell/ would be married - Earnated anus income aid anent Meal aid The atu norm and need night be rimer hgher thth the teknated emu-ins - An (If Male ol nualgeo morn. (dunked neer wrest) dated by the ordeal make, var. ale age balance a Weed CO the lag riterknd or memo pamtm nude byte issuer mil arsieries the seam indoors rill be holder one war bons the statement dae or vita miurty Accra" aid cornered yet at not guaanterl • Amu not hold ley WS Financial S twice Conan Mks ere nth heldbytePm ad not engin the Inns possession or antra There assets re dotard on your surnsem foe inconatronal prima ory Positions ad ohm presented ere prostled by the issung Sims LOS Tnancire Sennoss n not reponsble foe this afeernanin aid does net grantee ts rosary These assets tenor prowled by SVC or era Fans sorpreenenue SaC coverage • Itemenue &thing and addtkonalcompeasalket - et additim lo thrmnissom on sales aid 12h1 leer reamed in conneacen with the detreuton of Padua funds to ow clientswe abaci our *Am redeye Meru* Marna paptnu from deubutors actor 'orison of the mutual ends that we sell Thew nerds inbred an two different ccerporents fJ the amount of saksby IBS of a partcuLarrotual lurid limey to medecor. aid the met rate of a prod, obtuse led fang. Matched a the lien - We and co' at Are also melee rettnekng and onmetnprocesang lees et orodwaton for trailer agent sakes that we proud* to them:eta funds Ththe lets general,/ at pad torn imenor awn in the modal laid ad to a hod dont anarri baser on the nurrbif of arcerilsat Stroke -dealer hotting minuet laicise Mr had Unlit - m add, an to COrrinalienS IICteed at come:lion mil the Salo Or dectrbutnn N arnury Gam= ad unit immerrere Inn units to CIO dais. we ad aour aff nabs recent meet* axing COrrperniern Into,, man,' the rearraneecorrpanes indemnity tar atuey crouch edam or the henna. cornea-Ws Or SpOnkes ol the tifrt IlvieSTMell WU% We &Astute - Ott zilitates Aso recelie trading come/loons ark Otte compensation ham mina hardy aid swami:, Oarcalies Mow moats we dist bore - We teens* al amine tee frau LISISBar USA rinf UBS sun 513Tdord &Will 01 up to 125 pee excuse sweonng to to banks ink, the IBS Bra Sweep Program AGM, Irloonatim rogordng corrmiams ark other charges roared is annection wen the (seminal of wades. nckong cotton rakarons has been needled en conlemaons freyougy Kindled to you, aid wit be proceed to you warmly on reared *OM Piling If you at engaged in short Win a wardy. you may rata dove are to renal borrowing cons re that palnula *arty Open (Sew Re9arding open *geOclailariCelled • that wife not eredated by the Starner deter open buy Tell Stop ceders at refaced by the amount of deedends or (Oh on owdiedindsor rough's date unless roamed otherwise by you You re reirornblel or orders that are executed day to your fare to cancel exrurg open ceders Tax witheldigren crenebutions ban UK lineman Smokes IRAs Federal tat Law figures185 relater Servers to weithold errant ha from wis tack aA &Mbar rm. W t you may den not Where n:cme lay withh011 or instead. you may Nett tO hart lee wthheld a et re or 'lathed thrum at you choose Yes Mecton vet noun m effect unU resoled by you You nuy (woke your election a a-ry lino by mans a nen eactOn n you do Whew morels room.? tar MI MS, IrCal your dbitutions. you maybe regorge f the wren of esinn,ed to You may net pen rem A the mores waived and your estimated ha pa/minis se not equal CO mar lee obligation Privacy To Man a copy otos( aerent Clime heat' Nair please contact yrs F natal admor arduous weenne Y. mew vas <momentary UBS enthral Services 6 not a bar The Wm. Powers SHVCeS Aaoon BSA and MIA 1*bn:enrage a0XuntS MuCh prorie access to basing senteS aid products trough anrigementr wen afftlated brats and other coed party balks and provides math to elm and awry products trued by unaddrated thni drafty elegance corms*, through mrsice &Attic), subsea-peaof utS Fnasoa Senian rte tereprot nthlate. and amuly products km IOC haired • No bade guarantee* May lose win MIA Boson Maiaygrofil &fault Business Sencth Accovm SSA ifeda and ticemarnal Rthoute hathagerrent CONFIDENTIAL Account at regilleted sente mats of UBS Froxial Sennes Mc Yea S•pature it a misted serviceman ol visa Yaa[rrnai n31 185 Vera Signahre cede cads ad LEG Wa darn cads ae issued byU(358ml USA web mammon from U SA hoorpseatcd UBS Financial Servers Inc Pay 201407 SDNY_GM_00023377 EFTA 001;3997 EFTA01275768 4tUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70057490571011 Y1 0 Account name: GHiSLANE MAXWELL Friendly account name: Indiv.CheckiCar Account number. Your Mnancial Advisor. SCOTT STACKLIANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor o/ the RMA Resourceline at 800-RMA-I000, account Resource Management Account October 2014 GHIStAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 IS) on October 31 (V YOLK assets 1,52410 10,253.60 14sit our website: Your liabilities aoo aoo vvyirw.ubscomefinanciaisennces Value of your account 31,524.10 $10,253.60 Tracking the value of your account The. 103 I S Sep 2014 0(12014 Sources of your &count growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your nvestmentreturn Dnidendarxl interest income Change in market value Value of your account on Oct 31.2014 $142A.60 $000 510248.34 35.26 $000 SDNY GM 00023378 Member SIPC CNI170003005740S7Nr70C0193796 00008 ioi 0305750d v123576sS00000C0 Page 70 of 98 CONFIDENTIAL EFTA_00 I 33998 EFTA01275769 $UBS Resource Management Account October 2014 Your account balance sheet Summary of your assets Value on October 31 (1) Percentage of your account A Cash and money balances 10,253.60 100 00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 510,253.60 $10,253.60 100.00% Account name: GHISLAINE MAxVVELI., Friendly account name:1 iv ar Account number: Your current asset allocation A Eye on the markets Index Your ll nandol Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LIEIS Bank USA deposit account balances, 1195 AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% Percentage change October 2014 Year to date 2.44% 1099% 2.75% 9.90% -1.45% -2.42% 0.98% 5.12% CNPFC009005740058NP70C0189796 D0M 1014 030579004 Y123576550C0MiyGmjameeps 80 of 98 CONFIDENTIAL EFTA_00133999 EFTA01275770 UBS Resource Management Account Account name: GHISLAIIVE MAXWELL friendly account norne:Indiv Check/Car Account number. Change in the value of your account Cash activity summary October 2014 (5) Year to date (I) Opening account value $1,524.10 $0.00 Deposits, including investments transferred in 20,000.00 152,350.36 Withdrawals and fees, including investments transferred out -11,270.75 442,102.02 Dividend and interest income 0.25 5.26 Closing account value $10,253.60 $10,253.60 Dividend and interest income earned rot outposts of lift statement, tarablity of interest and Ovidend income has been determined ham a US 184 In:offing Ceufaiclike. Based upon the residence of the account holder, account type. or product type, same interest ands dvidend payments may not bo subject to United Slates (US) ardor Puerto Rico (PR) Income tars The tient monthly statement is not intended to be used and cannot be retied upon for to purposes. Clients should refer to the antfeatie to reporting forms they receive from tits annualy, such as the Forms 1099 and the Forms 493, fa tar reporting information it is the practice of UBS to file the applicatie ur reporting forms slth the us 'mecum Revenue Service and PR TIP9SUry oeoamrent and in such forms AnCulatety O. pry ciudenct arca a Interest as la exerrpt or tank* imam Please (onto your inclvdual tax preparer. October 2014 (S) Year to date (1) Taxable interest 0.25 5.26 Total current year $0.25 $5.26 Total dividend & interest $0.25 $5.26 Your N sandal Advisor: SCOTT STACK MANLYLE CASRIEL See Account ac Way tha inantAfOi deists IMances in your Sweep Options are includedin the openng and closing bil.snces AL*. FDIC Insurance *pies only to demurs a U85 Bank USA, nor to &pouts at UBS AG, Stamford Branch or bark deposits placed throng the ups intemaiona Depose Account program. PK refection applies to money market sweep fad hoidirras but not bank *pants Sea ImPortimt Woman:0 about your statement on the lost MO pages cf this document for detals October 2011 IS) Year to date (S) Opening balances $1,524.10 $0.00 Additions Deposits and other funds credited 20,000.00 152,350.36 Dividend and interest income 0.25 5.26 Total additions $20,000.25 $152,355.62 Subtractions Checks and bill payments -11,122 07 -124,040.84 Cash( ATM transact ons 000 -12,227.00 ATM fee rebates 0.00 27.00 Card payments -148.68 -1,538.74 Other funds debited 0.00 -4,322.44 Total subtractions -$11,270.75 -$142,102.02 Net cash flow $8,729.50 $10,253.60 Closing balances 510,253.60 $10,253.60 SDNY GM 00023380 c HP70303005748059 NV7003193796 000:9 1014 030579004 Y123S76SSO 000000 Pap 81 of se CONFIDENTIAL EFTA_00 134000 EFTA01275771 UBS Resource Management Account cctoh.r 2014 UBS Bank USA Deposit Account APY Interest Derrod Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 Account name: GHISLAINE MAXWELL Friendly account namenIndiv ar Account nuntber. $24,512.13 Closing UBS Bank USA Deposit balance Oct 6 51,009.21 Number of days in interest period 29 Average daily balance $7,648.36 Interest earned $0 .25 Annual percentage yield earned My Choice Rewards Points from UBS 004% Rewards pants are reflected as or the 26th of the month or the peCir busr ners day if the 26th fills on a weekend holiday. Rewards pant activity octets can be found on kwNw.uas.com/onflrestn,Kes October 2014 Year to date Opening balance 858 0 Points earned 86 944 Closing balance 944 944 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibuity consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP2C0C930S7e9C60Net0C0I88796 C0009 1014 030575004 Y123576550 COMAYG M000269” 82 of 98 CONFIDENTIAL EFTA_00134001 EFTA01275772 UBS Resource Management Account Your assets Account natty: GHISLAINE MAXWELL friendly account name: Indiv ChecklCar Account number. Some prices, income and current values ShOern May be Eppitnnale. Asa kite. gam andlOSsts alai riot be &widely reflected. Set SmportantintosmabOn about your statement a the end ol tuts dxurneM for more infornsion. Cash Cash and money balances Cash and morey balances mai include avaldde cash balances, UBS Bent USA deposit account balances, UBS AG StanSord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured to. the FOC villein applicable limits, but are not protected by S:PC UBS AG Stanford Brant h deposit account balances an not insisted by FDIC and ate not protected by StiC Money mance sweep balances are protected by SEC but are not 'Muted by the FDIC. See the Important information about your statement at the endof this doctrnent for dents about those blames. Hddng UBS BANK USA CEP ACCT 1,524.10 Opering bdance Closing brunt on Od I (1) on Od 31 (I) Price per thin on Od 31 (0 Avenge rate Your lil nandal Advisor: SCOTT STACK MANLYLE CASRIEL Dnidend Interest Doss m period period cep atonal (S) Your total assets '0,253.60 250.000.00 Value on CM 31 (S) Percentage of Cost ESbrniled your aCCOutt1 Dam (S) annual inccme Unrealited ban or loss (5) Cash Cash and money balances Total $10,253.60 100.00% $10,253.60 10,253.60 100.00% 10,253.60 Account activity this month Date *chitty Description Amount (5) Deposits and other fonds credited Oct 10 Transfer KtURNAL FROM Y I 23575G5IISLAJNE MAXWELL 20,000.00 Dividend and interest income Taxable interest Total deposit and other funds credited oat OCtinty Descrotion $20,000.00 Ampunt (S) Oct 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 0'0614 0.25 Total taxable interest Total dividend and interest income $0.25 $0.25 SDNY GM 00023382 CNP70303305748C61 NP7003l03796 00003 1014 030575004 Y123576%0000000 Page 03 of 98 CONFIDENTIAL EF1'A_00134002 EFTA01275773 *UBS Resource Management Account October 2014 Account activity this month (contnveth Checks Mil payments Account name: Friendly account name: IF Account number: Your Mounds( Advisor: SCOTT STACK MAIsY LYLE CASRIEL Check number Ode Oescnpton Amount CS) cow Oct 15 MARKS PANETH -4,100.00 001018 Oct 27 RYAN DIONNE .4,490.00 Total chat 48.590.00 Ode *dimly Deunphon Amount (S) Oct 2 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS .473.13 Oct 2 Withdrawal ACH WITHDRAWAL GOLDEN RULE INS .42.01 OCt 9 Withdrawal ACH WITHDRAWAL AMEX EPayment .2,01893 Total bill payments Date Description 42.532.07 Amount (5) Card purchases I./85 Visa debit. Xi<X0 3536 G MAXWELL Card payments Sep 29 ESDA CORP NEW YORK NY 474273900010200062 153 00 Total charges $53.00 Ode Description Amount (St Oct 17 CREDIT CARO PAYMENT -95.68 Oct 27 DEBIT CARD ACTIVITY .53 .00 Total card payments ?Ammon Payment Due Payment Due Dae Credt Ira 4148.68 Ayalable Credo tine Outstanding Wave UBS Visa Signature credit card(s) payment information for November 23.2014 11500 Nov 23, 2014 535.00000 534,761 II 1238.83 This credo cad is enrolledin UBS Pay Credt Cad feature and will autcmatcaPy be pad from your scours Your payment is scheduled for November la 2014 We pronCe this informdcon on your 1.18$ Visa Signature credit teens selety aS a (CulteSy to you The U85 Ulm, Signature (melt Card and account ate Issued by UBS BanA USA. UBS Bank USA sends you tte offload staseme re for this account and you stenlO make you payment accordng to thed insitucrom. We no not Induce your outstanding treat Card Dance in me value ot you account Mr 1.185 Financia Services Inc. 0070009005748062 W7080188796 COCOS I014 030575004 YI23576550 00WhyGm00021jaiss 84 of 98 CONFIDENTIAL EFTA_OO134OO3 EFTA01275774 *UBS Resource Management Account October 2014 Account activity this month (contnuedi Date actnny otscrotion Amount 15) Money balance activities Sep 30 Balance forward S1,524.10 Oct 3 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 10/02114 915.14 Oct 7 Deposit U8S BANK USA DEPOSIT ACCOUNT AS OF 1006114 0.25 Oct 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/09114 -1.00921 Oct 14 Deposit U85 BANK USA DEPOSIT ACCOUNT 18,992.28 Oct 16 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1015114 -4,10000 Oct 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10117114 -95.68 Oct 28 Withdrawal 4.185 BANK USA DEPOSIT ACCOUNT AS OF 1027114 .4,54300 Oct 31 Closing UK lank USA Deposit Account 010,253.60 Account name: GHISLAINE MAXWELL Friendly account norms: Indiv Cherie/Car Account number. Your Nnandal Advisor: SCOTT STACKMAN/LYLE CASRIEL The UBS Bank USA Deposit &count Is your primary sweep coon SDNY GM 00023384 CNe70003005748C63NP70C018379600003 1014 0305750047123576550000000 CONFIDENTIAL Papa BS of 98 EFTA_00134004 EFTA01275775 *UBS Your notes 0. , 000...306., ,.. , 96 O.. ...0,),., ,M,656000.. G. .... 86 0 98 End of statement for account numb. CONFIDENTIAL EFTA_ B4O05 EFTA01275776 Important information about your statement LOS FrirciaSeivihn Inc Ito Fim or UBS Finals ISerices). Is a neater of al presnalsecunty. 0:401106ty and peons =barges UBSFeruncOl Sauces and MBankUS& at =red subway:sof LOS AG and alfbann of LOS *oxen LC SwF nws (nastier sweat it audit* uDOn BOX61 the fats eceonw offices at a U3S Fmaloal =am Ow 1200 Mabee Boulevard Own= at NJ07086 1h6SlaWnerli mamas The mead* raced of )our UPS Finance SCAB., =Cunt Other *COON. except Oat tao dogmata. conuhng conlang data souk not be toed upon if you beton? there 6 OP *Mt Or On61.6uh. pleat aeon n rremdiatty n wring* theBrach Mortatar of the oncoseravflour amount AlthcLoh at Sin. anon are inlerickd b be a:OPM. amen= dad load rot be used for mopuposes key salty on yea iosd tx teem fie. sons 1099. SOB. 10125. tic) awn pepsin your in mourn thee en is agueed by IN to mon to the RS al matt le dividends. repent:Ile non- Mob* deo:ends ad mob* men eaned on seasmos held n your ecCourt, net proceeds on sae tranUctont lt d cost be:noncot= awed sworn CommuniatIone withUm Hem • please reconfirm dro ord CcennAlCatons nwmngto further meted your ninth relating maroles under the khan= hien Protect= Act (SEA) • fl the femme intuit/don on the top left ere the from of this laiimmt if not LOS ChInOal Sava& LOS Fronde Starke, caries you amore as deatg broker by d ralgelnerfl *nth the adscavy0 netuton We Intoned you of this reutiontlop Mm you opened Ms =um in this care, yOur f S aryl =now ere loafed X LOS Fismoal =ton ltd not thy mrodumg broker aid you must mite a report of sly nix nooses= es both In All aocounc StaWrereS thane deemed Carplete Bid aurae d n oblestei to el =Mg wohn 60 day. • Please direct cinema corm* ' to tea /nen CI alment X or !alit* at I 800AM WO CO t Malay tcuy.Indy. a In rang tO MS Formal Se6o:Oi Clent ReUlions Depatrrunt. PO Box 766 Unon City NI O7(87 • h case of avast( chmtons about an ekcoono tunas panne 0711 DI SUBJ.6'0h can trananons call or wee to LOS Fnancol Simon hc. WOO Harbor ncl . 60 I bas Weaved= N) O7086. Ann IMM8SA Serveos Cal a unto so= as mu cart d you th nic yao statement or re(ept 6 otOrg Or If you need more Mama= Moot athrofer on the mown= 01 tempt The Nth a Card Mow fas lOble) mug her torn SOu no tatto MY, 60 OBS alter the Sim SOB you the hat nom= on otuth the ors or pronely tapered - eroale yow nine= =ow number a ay - Describe the not or the wintery= ae =sue about alder:tan as dimly you an why pti bane 4 is al ear or My you need awe Many:ion - Fraide the dollar =cum of to unpaged era The Fiona Cad lawn. inestigale sea canclaint and will correct meteor proeptly. Pleasmake al docks pawdo to the Fervor the =ail nutinon ndcated on ex front of this Mien= h addeem to reguki ascOult fees. axone may be nba0 to mammal= lees Nor. Ice Ise payrons otounte: pun:haws andcharges for umad nuts m cirri accosts Accounts ma aetrndmMd 10 other asteksons :nag be abod to a banner lee. UBS Sweep Optima US$offers opts= for Aminecash banes bances to bank &posts at MSS Bark IBA NAM AG Stailore Daum Olak Swap nosransk ownownarkot mutual fonds (Moncy Funds) and the havotonal Dant Accotnt 00Alfor customers win as miernaima Amour* Management Account though the Bat Sweep FrOgranS can betimes are swept so LOS Barn USA up so al estabined Pk and tan to LOS AG StarSoed Brain a a Matey Furd Deposes at LOS Salo USA are FOC wooed n acconfaxe with FIX: rules Pot not itanaion plume visit wow Idic goo Deposits a LOS AG Sweat Beards and tam ce Mcney finds Bona enured by the FCC. Through the DA. walk* to csh balances are *apt to deposit accounts a LOS AG NettYork Srifishricl UBS AG Carman Dann. Thesetoo= tierce noted by the FDIC Salvias hell a the LOS AG Cara' Brah it to ily 46p0Sed to the SOBreqn ria of theCapin Wards and tore is no guarantee*" other °not= of LISS AG to May thebate= conk on the LOS Capons BraCWS books Depose a LIES Bali USA lt d each UPS AG Branch nyltd pawned by SPE Matey Fund shies are accededby SPE See 'LIBS =noel Seen Account Protection' below Upon you fPO.102, babrces n to Bak Sweep Program a OA ma/ be =Via= ad Mats of a Money Fund maybe Nude= and theproceeds returned to putt you, tealritos nn,l further olfam.I.On tout radii sweet optcns. eXlidng anent mined marl ad yields. 6 Bibb* X wow WSt eon your enema Advisor a by eating UBS Rion. Smelts mow= =ma= The Finn liar...WPM of the Seamus Meow Protection C000ramet (SPC). =Oh protectssoon= maims of ss marbas vet to 1500.000 (aciedirg 5250.000 for darns tor Cash) 7n• Saa awl awes= tout ate lo all amounts the you had n a panicaacsone The Fret together wen anon Adam. ha also pus:Mid %Bolan/Bra, Botocisei Berra/anon Blount payable to all NOW dent. con/carol/under this protodion o SOX =Eon as of Dionne IO 2013 Subact to the policy arditiord aid Pricalcas oath at the Fan is Cunha pram= err to to Sterna= n the a ni eote for all you amantshel is a paint!, capacty A-fol mpyol empathy madn9 6 BOW, Won M9-4'2 The Sir pall«tila aid to supplemental pram= both do 401 aghtto • CM= InanCiel ascot controlled try (and =used n)= account vane) but had awayfreml8S Sinaloa, Sew= fog. anon fecal, aUBSBat <Jean a UBS AG Stamford brands. (d) mutate prooncts naming vatabe minim and Million of multi' finch rive such Than re ied tiered *Kay e. tie nine Ol the aeOant hada on the talcs ad records of eve ;pliable aver cc under eget. • Conan mantra contra-nor norm= mann 019. Muted parowships aid prvae placements) that am nee agisiered =de the *Vibes Act of 1933. and • CornroMos own= it 9. foram a/than)* and proaus total ccnvacd. =LEIN tares commas and semmodn'Y Weal contacts The SEC protection aid the PBOUTuntal protection do not nee to these assets even te they OttnioSe acs part cif =enema The SEC protenm and the %penman pentagon do rot primed nano don*, n the make vat* of am iwermints faverter as a result of maten mama* coda hatruptcy cc otherwise) More Wornixon await Pup= mount Yoe may obtan rum itorrnalen gtheSSC Brochure toramixtrg SPC at cc by wiruig tie SAC memo at *ma a= ore Divide./ Rs hirmaneftt Program OP/P) imp OBB relleCed 6 al aKesse once 'log ma; °Dian the actuala= from your Norma Ancor One =oh shores ere pima= under CA P. pahathan will te sob and the cash coil be atomised n vats accours The Madera rmw swent en:exact= by the Buie may deer from the mold sciCe X =di the paha Than as sold Cats lieu Only Whole units Inn be held in yea axotait I you are nulled to 'pane one al amen of a duidend potent or otherwise, **Firm wk ether tel partialness meta price or scam n avow dainithal by a nftStered &ding ageecy. and cede pas account lavorment Sachem The nwStrilent obrakes and alt prof Ile are Sp2CIC to each mop= aid ma vary between nem nem the Ian promptIt n hrm9 of any unicant a ane. in sour fnandS MAO= or neestfram awe= For eads mot= hell you choose one of the fo lowing noestment =teams • Produce Cure= Wont netrinitnti teldn; the general in of nameonly • Ache* Caeca appachmon ehtenants*Ming Torah prnCpal rah. than trvy genelaton a nccne • firoahoeContosuon el (more and Chril kir mine^ Mt am swing both the gerwralon of noon rd 9"owth oe pampa' Owned* profiles • Consrve= Seas to =man beim mktg.( wth low risk ad volelib to the account overt eon fl That means the exam does not generatesgmfant aiett*Of Mum, 34 enalnce keep owe 'fh int 1.010 • Abuser )illtrg to =opt foment tO NIKO aid tolerate saw *la My so sock healer roans • Atigrespie WtIng to axial hgh tyc tOVII0pal ant hgh w0 atley lo seek hip rains met tat Stotanentlyousohokliog" Yye soy consolidate al rotated smut StateOlen1S with the snit =revs in the semolina:6e A03>totts troy be related for This custom became they haw camas oho afes marten pit MEOWre rilaiontps rah other dents at the same address the praace a knows as ihouseeoldng • t you met to =We i =aka Asterrtent, Milted n Ws** CONFIDENTIAL engages —you may dec80 ficusehoilrg byroang ISM Fn210.31 Advisor Friona/ =MUM nano The frier.* acne nate fellows Warman teot yu entered on to Hews on line undoes webs.. It 63 customizable ln•Brume chosen by you b azB you will yeer reandkomeg It en no legs effect on ase axoum You can Masco you Frerrolsi amen oases through Gone Somas a byexcactin; ovs enamel Anat. Acotrunnworeaw • Vabe of pat ettourdepxOnn tie‘ 01 asset BA !imam • Ayes Include sealitele cash bobcat vaunt*, rennotod 'maltytog rid GkbaiTme Docent unroliad mats to motet and certan mad not held byte Fern Does not ncLdeunonced kau4telassets a meets of the era andneat steteroom peon. a Weals hentillems. =owed tot col kw aid mac= b stod: atom • Ciablves hada (Al banal. outstaids; malign loan. credit Me. shoes accoum Dances • C an/many batexca Toes of oninemied *ambito= beano* Oa LOS Balk USA await baler cre LOS AG Started Braindepose balances aid =nor matte wane I tad sweep balarCet at the Jose of the stair** period wonimininoe Ey free CM= bar= is yet amours ant not segregated from other baron wet et FiThIntly use eery of these firds n the ordihry course of es tedisess These funds Ire piobfo fpon yos demand Om total IrKbdtd in no arrant pecied dosi-9 wan Linda's; Wiformation Foe detakd alcernmon on the Tenho; p • Mats and declasses Metro pis Clan Waliteitp Armen= or Accoutt Agetaen1 aid the General Taws ad Corolitom UPS Stamm% of Cade Dachas iwafabe n Agnew= erdOecbsules slow ur non/in-rots if beers Your awls Yfar StMeriltril BMOC. SearitOS and Other aSetS held n the Accoum X the cod of to taltabent period You may tre. ler &Miry of Icily pad =aims ar am tone You may receiee sea:nes used ban collared titer PoWnStal balance die on them Any waintos tranvia= to the Rot dying the sutemert period an laud X nt.1601•41.• at of the end a the statement period • Cott basic h dettaniong the con basis of the sedates inducted n the gatement. vtrte atiLitet1 web the curter ' LOS Fiona, Sereceshas need on =cannon oblaised from sou= other than LOS Fine-Ica Seneces. (=dog &cannon Iran armaa fin or tat you nut one prowled to you' Firmicol Anna The Film does not Viderandenny way Or guys'''e the annoy a veiny of my Mammon posted by sources °tartan LOSE laical Serena in addition Stough USS FihncialSwarigenemlly updates th is donna= as c 6 mend the Firm does rot prod* my noir= that the Memnon order "Cost bait and 'Unreairod gaiviats is warm* a of t e die of this tilansfoll AS sudi Sou do net feht en this infOirri31 bri to mite curchave or sae aeon *. la tar purposes a =ewe* Accounts enslaved to thee en may relied surribss Mama= orgy kr the per= of time they at had X the Fan Morehinornt Mammon Cis be added by you Finariall Admix • Unlettered gains/bows Ohm data is van* earood *real:al 3•2 COa, ale] we SDNY_GM_00023386 EFTA_00134006 EFTA01275777 Important information about your statement (CCaltenUed) dadtkalsomeity km The tamagion data fa belinehal Ian mayor may not ref let Ceninkdraln, Oates aster seamy reagent:aim meets ("Intend end other rearmament' lots and maenad pad ae bit at eats combned to disclacone awased he the • 'Bade Mae' 'alarm presents the *Opal talsa tIm traedate • Callable narkies Ponds and permed stock thai Me inifecalt for ealynderptionwd beseleard apatite by lot tem emcee) a swamis of that 69.2 held se our name a n themswe name for as clads Cat leave 'Marra on is reared from thrd pate; aid as rosary is rot gutafleed °Me' Call teams may eog each could affect yell complete intermit len we beprovided upon tenant • Caracas, et deposit (CDs) CDs are MC nosed opt 52'93.000 n alnopal ad loud etre/ pa depoutor and per devostry nuitried n act:alma with MC rules • prialhealue masdopyed fa Wires aid Otte produce, meat by hr.( ce bwer thm Yep prce Mal you would aaually Nome in the maker PrCeS are Waned Iron aim mid pity SWIM. wham we belsi•te to be reline, but we do not goatee eel' xcuracy - We prowaly ono Mo dosng pm* ohm aralebh or Me mere a geted an ask paces Ida Ivied SECIITIOS and *pros Or en ybd promfor OTC torte, - lam active). bad Watel0: may be prom inng a mbarn modal a SMmo roam Ma we ooTaiied adi relay 1101 Mkt an adug make' Pre or vain - Cenanpostiens may apes' mil at a Pr°. and poll snow a 'tire vas not mailable' if we are amble to obtad a pekoe tor a security - Deposes a Searles derails& as artersoes ether Mn u S oaten are relented JI the e• d urge fat as of the Mann! date - For anon searines vadeg n ancnf01mng deromnatems. rice aid quarry (face valet) mar hate been meads, frigate Freq.-mime...an To obtain as fi: WAN." Wan rabble maw yos Pamela rektor • Mena Invostminis rand Muddied products. Pm** -meditate secure* Cnclidng dind park pain pagan and real mute OX-IrfOeM nun 'acuities) and arrived produas are getWaly hGhly dyad (elan geocared smarts ha.* het boon mattered mt. the Walls and &axle Cannon :a a under any state senores tam We monde esimged valises fa private !MAMMA 'asses 3f,3 SINO-tsprodtxu or rrfornmenalpuposn only ACCIPXY a rot 9Urahletd - Shea values maydiffee sthstantally from MGM, day al path a apace mestrnere securey a stuctured mama mat be boor a load sal do not nemmaily reptant the vale you may name unit' fralidaton - Thrd pnyesrmas of via are rot a anan Oae :rid re 'applied to ItS lemma Savors on are:per bass by an Wenn:fent violation fern PaT0e, ce srcasor Sowed versos if my. are applied to te rem by the over, general painerempranor and may beCaballed based en deferent istomanon from that used by thtd pates to doneethee enimated ear; - You can obtain aceinoned Mermaid, regaling the rreescdology used to deepen/setteeearns, of vane and the dace of the dronnevon Mat Is the bra fa the Mann by anuang your Anoxia manor - Thad parry elevated vibes may be ref leaed as 'Not kneed' n metal swathes 'Mtn an irlepenant valuabcn fen An nOl %poled mean*. ea amagn value whenwe barn awn that a rnierill wore ha cdcaredtha may olla ceeviwsly reported lobe roe Cale5106. a WNW, Mae)ye rialk1 te hgbly 1/14043lare duo to the nam> of the zany - Men !sinew an dime general panne( a manor estimated warner a ift riSpaly ed Maud taw is prOvded the vas of the ratty war bedderent ton n' pram* pow - 'Onnbaions to rave" mai dale Man of eclat* worm a both • 003heihtr sfaaf rernallf. Me natal Mitring prce per unit an may not reflect ear cog bath • gestrated norities Regncted seam es genera* if not annoy NOW for pak la* IBS rnaxid renza uses Ise mane price of the unrestratod mock of the sane canal named Akre for the resdaed kora obr pot Se of This szaweentomy TO the edam tat reltrided seorrile are alb* for sae. Me vakermeend may be substrtigly less mod the into.] whys shows • It leainatad) Sale. ammayields and ratat. An tAiMatt of snug mot* es based on amen, *nand and newer ram mune* Th0110.0ilie; will be held fOr one yea from gamma date or Una ITUOJTIty Thd estimate is ayd guidMine. aCCuraCy and Centraled name ae not garareed - Ernatedawl mode and anent tog for onion 11Pesof searites could haat,. a return of air:pa or gala gans el Mmts CM* the Mt frame Ned (Urr*M yell would be overstated - Egenated emcee' name and Caen yield and ter actua 60/a4 and sseS0 mgM be lower or hgherthn the mei-name amain' - An etMate ol sowalges acorn. Ovidrd ads fleetest) canted by the Coral maim vagina" balance a based on the lag dwand or meek payreM made byte mud and assartes dK seam indepoas *II be held fa one war San the statement &Nor mid murky AcarrY ad coninned yea ae not sue:areal • Amu not held by MIS financial S entice Conan anal we not NObytePm ad not voter, the lents possessor, or anvol Thew assets it departed en your mamma for irdonnabang maposes only Poshms rd yak*, preSerdtd 1e rrOnikd by the a1.1•19 filth LAS manna Sanas C not Tremblefor this nfornabn and doesrot 9.1.3flitte Es racy Thee assets se not prostmed by SVC a *Orrin., sappers' -tea SaC coverage • Itesenue Seeing and addgionalconmensatket - m 4dditil41 l0 cantrissom on ages and 11*1 him nosed n connector" with the degrtuton of rredua trod, le OW dents we alga ow eta, realest rttbe Mann; pa/luau f corn issubutors andor 'dram of the numa fuels tat we sell These awards are baed an two ditherer arrporma th2 allOuld Of saksbyuBS ot a partcuLt mutual fund lakes to otr data aid Id Me met mein of a payday mane hen fangs shyer had a IN Inn - We aid are *Are am recene Sorting and otwatnprocesung lees in ortsdefron for turtle' agent awl:., That we proudt 00 the neuai funds that fed general* re pad tom imenor arm rt the aroma lad and ae a Med dolls ansmi based on the sorter of accords at the troker-dear hatingmutual I trds of hat had Imay - m aNt on tecommadoS reamed et ornedion wart the tabor darbuton of emu* error= ad wit &onowit nun unit to cur dena we ands our atingle ram* react* Mang COmpenSiatir Iron mrry of me manna arcane: mamma) the aruity =mods atilancil the instance corommin Or SpOthas ate urn IhMTMent INAS WP cwt to - Ott aliens also rereee trading come/mon and other compentation from miaow held, and sway:, Oarcalies toot linalbat 15%feet-rhino - We receive as ante fee Vern LEIS Balk USA ad UBS AC Seardord Brads of up to 12$ pet axount sweopeig to the banks Ink, the IBS Bret Sweep Program AeoMq Moamar moping oormeircen ad Weeds-rpm inOsted connection met the emaciation el gale: shading Option Mgr:tons has been nce.ded en confirm:tons ereedusly handled io you aid sail be pendokol to you rfornmV on MUM *Oft Mlle* If you re engaged h tort st4hg axahyy you may ems a Mate clue eto ceded barown0 costs falba palcuLv 'softy Open (Seem Regaling Open a "goodailarated • orders that yore not exerted by the garment dater open Ma rd sell Step ceders se waxed by tie amount of dredends a rgres • eediedinchor dangles date unless mewed informer by you You re reaordble for orders IM are exerted dm to your fanse to cancel enswg open ceders Tax withheld** en crairbaniena town UK Sinaloa Stevan IRAs Festal tau Law regures ILSS hrancial Servos to reehhoid mode to from war tztabla iAdtnWt rark but you may mod not lobs. mane Ise Mita or. instead you may elect to hate lac war meld a arae a n a had anew you choose Wor Orton ea warn n ef fect unta revoked by you You may revel* your Manion a a-ri I Me bymains anew election If you do rot haw enot41 nom. tar WTM(.41 Lena yOUT datbIliOnS. you maybe remonsbie fee the panne of alinged to You may nod pmxles d the 'novas witiMd and rt.' estimIed tar parneens se not equal CO )011Moblitatioi Privacy To atm a copy otos( aircet Cade Priory Notice. pax* contact you F nate, Admor aver out meant at mow vramomaneety leSeinalcial Simian 6 not a bat the IMM. towels SOVCM Aaomt BSA and AMA JO Ofeatf age aateltS 4141PTCO/de access to bat ng services it s prcduas term* arergewnts wM affilated basks rd other panybaka and prides matt to Murree and amey pnXfaCtS isutd by urea* doted Medparty Canna carpal*, through mama agency 'teach es of MRS Fetblog Services ete mademidanaran:e. »dames* products Nat 10/C haired • NO bank swanned* May lose vain MIA Beata. Ntnytroni &Gault SWIM% SaYces Accorn SSA. WM and estemabeclal R€011teM31.)rrell CONFIDENTIAL AMount am registered same mats of US'S Frunnal Se vial Inc yea S5(131100 it a ink...rod pence man of visa tnernmenal 1.85 Wa Sognabse cede cads aid 185 Wa dent carts re issued byIRSBak USA wth deemesson from v eau S A inarroratem UK Financial Services Inc Rev 201407 SDNY_GM_00023387 EFTA 0[)134007 EFTA01275778 UBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNv7005675313 1I1AnY1 0 Resource Management Account November 2014 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: Incliv.Check/Car Account number: Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Questions about your statemeat7 Call your Financial Advisor or the Value of your account RMA Resourcebne at 800-RMA-1000, account on October 31 (5) on November 28 (1) Your assets 10,25160 2,303.45 Mslt our websIte: wrive.ubscornIfinancialservices Your liabilities 0.00 0.00 Value of your account $10,253.60 $2,303.45 Tracking the value of your account S Thousands 10.3 emisteema 23 Oct 1014 NOv 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdraaals 12297.81 Your OveNinenf return phi:lend and interest income 5564 Chance in market value 10 00 Value of your 00:04.rit on Nov20. 2014 S2.300.45 1000 SDNY GM 00023388 Member SIPC CaP7000100587S3i 3 Aw70o0i9i 999 00008 1114 0305750Ot Y123576550010000 Page 77 of 96 CONFIDENTIAL EFTA_00134008 EFTA01275779 SUBS Resource Management Account November 2014 Your account balance sheet Summary of your assets Value on November 28111 Percentage of your account A Cash and money balances 2,303.45 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $2,303.45 $2.303.45 100.00% Account name: ' ' • C.: L _ Friendly account name:l iv. her.. Account number: Your current asset allocation A Eye on the markets Index Percentage change November 2014 Year to date S&P 500 2.69% 1398% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86% Your ig asocial Advisor. SCOTT STACK MAII LYLE CASRIEL • Cash and money balances may include available cash balances. QBS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP7000300567531 4 NP70C0191999 C00O3 1114 030579004 M2357655001%ffilyGitocolyteg 78 of 96 CONFIDENTIAL EFTA_00134009 EFTA01275780 UBS Resource Management Account November 2014 Account nanne: GHISLAINE MAXWELL Friendly account narne:Indiv Check/Car Account number. Change in the value of your account Cash activity summary November 201 4 (3) Year to date (I) Opening account value 510,253.60 50.00 Deposits, including investments transferred in 0.00 152,350.36 Withdrawals and fees, including investments transferred cut -7,950.53 -150,052.55 Dividend and interest income 0.38 5.64 Closing account value 52,303.45 52,30345 Dividend and interest income earned For purposes of Ws statement, temerity of Interest and (Addend Income has been determined ficM a US tar rebating Ceradht. Based upon the residence of the account holder, account type. or prod.(' type, torn. Merest ancfor dvidend payments may not be subject to United States (US) anda Puerto Rico MO Income tares The dent rnonth1y statement is not intended lo be used and cannot be tried upon for tar purposes. Clients should refer to the ariorroe lax reporting forms 'hey receise from Le3S annualy, such as the Fonts 1099 and the Forms 480, for lax reporting infoimation his the practice of UBS to file the xi:kat:de to reporting 100115 sIth the US Interna Revenue SeniCe and PR neasury DeCianirent and in sigh loans accurately oasafy chiclenct bray interest as tar eserrpt or tawabse ircCene Please consult your indvatift tax prepare( November 2014 (S) Year to date (1) Taxable interest 0.38 5.64 Total current year $0.38 $5.64 Total dividend & interest $0.38 $5.64 Your Financial Advisor: SCCT1 STACK MANLYLE CASNEL See Account et &My the month tot decals &dances In your sweep options ate mei tided In the openng and closing balances wipe. FDIC Insurance niter only to deposits at WM Bank USA, not to deposits at UBS AG, Starriord Branch or bank deposits pracedthrougi the UBS intemaiond Depose Account program. SIPC potection applies to money market sweep field hddirras but rot bank deposits Seelmportant inSonnation about your statement on the tat twO pages cf this document for detal5 November 2014 (3) Year to date (S) Opening balances 510,253.60 $0.00 Additions Deposits and other funds credded 0.00 152,350 36 Dividend aid interest income 038 5.64 Total additions $0.38 $152,356.00 Subtractions Checks and bill payments -7,854.85 -131,895.69 Casty ATM transact ons 000 -12,22700 ATM fee rebates 0.00 27.00 Card payments -95.68 -1,634.42 Other funds debited 0.00 -4,322.44 Total subtractions 47,950.53 -5150,052.55 Net cash flow -57,950.15 52,303.45 Closing balances 52,303.45 52,303.45 SDNY GM 00023390 CRIP70303005675315 NV7003191999 000O3 1114 030575004 Y123576550010000 ►ap 79 of 96 CONFIDENTIAL EFTA_00I340I0 EFTA01275781 UBS Resource Management Account November 2014 UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 Account name: GHISLAINE MAXWELL Friendly account name: Indiv ar Account number: $1,009.21 Closing UBS Bank USA Deposit balance Nov 6 $9,738.84 Number of days in interest period 31 Average daily balance $10,016.79 Interest earned $0.38 Annual percentage yield earned My Choice Rewards Points from UBS 0.04% RewardS pants are reflected as d the 26th cO the month or the phOr business day if file 26th fats On a weekend hohday. Rewards porm activity cetals can be found on simiw.uas.coneionisineservices November 2014 Year to date Opening balance 944 0 Points earned 143 1,087 Closing balance 1,087 1,087 Your investment objectives: Your Knenciel Advisor: SCOTT STACK MANY LYLE CASRIEL You have identified the following investment objectives for this account If you have questions about these oblecoves, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a fuN description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP703C800567S3I6NP70C0191999 00038 I I 14 03C675004 Y123516550 01Q 111Y GMtoocatosi 80 of 96 CONFIDENTIAL EFTA_00134011 EFTA01275782 UBS Resource Management Account November 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:lock, Check/Car Account number. Some pnces, income and current vaues Sham may teepprOxIihale. AS a learI. gains atlosses ma/ not be accurately reflected. Set Aportant infosmabOn about your statement a the end of ths Ctcumem for more infornason. Cash Cash and money balances Cash and money batances may include avatar& cash balances, UBS Bar* USA depaat account balances, UBS AG StartSord Branch Ce pow account balances and money market mutual lund sweep balances. UBS Bank USA deposit account balances are insured by the WC yin n applicable limits, but are not protected by PPG UBS AG Stanford Bran( h deposit SCOUM bailees an not insured by FDIC and re not protected by PK money market sweep batances are protected by SEC but an not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for detaih about those Sanas. Hddng UB5 BANK USA CEP ACCT 10.253.60 2303 45 250.000.00 Opereng Wane. Closing belaxe Pn re per :hat Average on Nor 1(1) on Nov 2B (1) on N.W 29 (I) rate Dtoidencf Imetril period Your Pi sandal Advisor: SCOTT STACK MANLYLE CASRIEL 04/1 in period Cep around (S) Your total assets value on NO/ 2$ IN Per(enta?e ci Cost ESbMeied your account basis (1) annual meant (5) Unteatied gain or loss (5) Cash Total $2,303.45 100.00% $2,303.45 Cash and money balances 2.303A5 100.00% 2,303A5 Account activity this month Dale Atlinty Description Amount (1) Dividend and interestincome Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I IIOb 14 0.38 Total taxable interest $0.38 Total dividend and interest income $0.38 Check motet ale Description AMOLBII (5) Checks 001019 Nov 24 TOP SHELF STAFFING -250.00 001020 Nov 25 KIMBERLY CALVACCA -2,315 00 continued next page SDNY GM 00023392 CelP7C007.3056753I 7 NP7003191999 COCCI 1114 03057%04 Y173576S50 010000 ►age EN of 96 CONFIDENTIAL EFTA_00134012 EFTA01275783 *UBS Resource Management Account November 2014 Account activity this month tContnued; Check minter Date Descnoon Account name: Friendly account name: ir Account number. Checks (co:In-flied Bill payments Your linandsi Advisor, SCOTT STACK MANLYLE CASRIEL Amount (1) 001026 Nov 26 RYAN DIONNE Total chedts -1,020.00 44.085.00 Ode AcIhrly Deur$phon Arnow' (5) NOv 5 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE 473.13 Nov 5 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -42.01 Nov 10 withdrawal ACM WITHDRAWAL AMEX EPayrnent -3254.71 Total bill payments 43.769.85 Oat Description AfTIOUO1 (S) Card payments Nov 18 CREDIT CARO PAYMENT -95 68 Total card payments -$95.68 Hinman Payment Cue Payment Due Dae Credl Ine dValatie °edit tine Outstanding Waite US$ Visa Signature credit card(s) payment information for December 23, 2014 S35.00 Dec 23, 2014 135,000.00 $31,710 .63 4289.37 This credit cards envied in UPS Pay Credi cold feature and r.411autdraticary te paid km your account YOU( payment Is scheduled for December la 2014 We orcuiek tht information on you UPS Visa Signature credit cads sclety as accurtesy to you. The UPS visa 99katu re credi card and account age Issued thr UPS Bank USA. MIS Bank USA sends yOu the OffiCid statement Id INS account and you ShOdd Male yOur payment &cooing tO thee Instructans. we do not Ind ode your outstanding credit (aid berarce in me raw Cl you EK(Oun1 win U85 Frnan0a Services Inc Date Aclivity DeSChplIOn Amount (1) Money balance activities Oct 31 Balance forward $10,253.60 Nov6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/05114 -515.14 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11106114 0.38 Nov 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT -3254.71 Nov 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11118114 -95.68 NOv 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 11124/14 -250.00 Nov 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11125/14 -2,815.00 continued red page chnexedos,5753i 8 hipmedigi 999 woo 1114 030575004 Y12357655001%tfireGm3,002/as 82 of 96 CONFIDENTIAL EFTA_001340 I 3 EFTA01275784 UBS Resource Management Account November 2014 Account activity this month (contrived) Date Money balance activities (continued) Nov 28 Account name: GHISLAVIE MAXWELL Friendly account name:Indite Chedtkar Account number. Jimmy Descrobon Withdraws Your M sandal Advisor: SCOTT STACK MANLYLE CASRIEL Amount U8S BANK USA DEPOSIT ACCOUNT AS OF 1112€114 -1020.00 Nov 29 Closing UIS lonk USA Deposit Account The 085 Bane USA °most scours a your primary Sweep [Own $2303.45 SDNY GM 00023394 CNI10009305675319NP7000191999 00008 1114 0305750C4 Y123576550010000 Page 83 of S6 CONFIDENTIAL EFTA_00134014 EFTA01275785 *UBS Your notes CNP700C0305675320 NP7000191999 COCOS I I 14 030575004 Y123576550 01 iffiiiiy_Gktoontrybs 84 of 96 End of statement for account number - CONFIDENTIAL EFTA_OO 34O15 EFTA01275786 Important information about your statement UBS Fri/noise SWOPS Inc (the Fin or Un FmaxMISericed. is a minter of al priaroalSeCunty. Calanadty aid spoons whinges UBSF ninon' Sweet and UK Bank USA ate indirect 9brliaos of IS AG and Ofilims of ten MAO' LC *of an' s &swig sec* < it matt* iron recut' the bm's worm. offices iwe a U3S Fmratal Sanas 1200 Haber &Meow! Wawa on NI 07086 1h6Stablinent reprerfaS the allyOtteialreard of muffin Fmanial Senioes account Other records. except on oal tar doortenn. conuhng omitting data should not be rood upon if you WOW there 6 an infra 0•16001. pleat. real n vornitab)y et owing to thellach Manger of tie onto semingyour room' Athaigh al lira twin are 'enthol b be aCarate. slattern data TWO rot be used for tropuposes eel solely on reored tr lam Pe., Form 1099. 5498. 04.10 tic) then peeping your to return lei no is agund by IPle to mon to the RS al n@ le Olden& repontle non dyable decent ad moire nand tamed on SerlintieS held n your xi i& nel proceeds on sale tranUctord, red cost ballson actin weed %flaw, Communications with the Firm • please fecal/son any oral OannalCator6 nwlengt0 further ward your 'tact notably margin undo, the *amp Wen Protecion Act (SIN • the !nodal inset/ton on the top efts/the lam of the laternmt it not LOS FitInColSeniia0 LOS instal antes canes your account as cleerres broker by waigemerti oath the (Waled mituton ne Wormed you of Mn retnionthp Men yw owed tit Wan in th6 caw, Mir funds and swabs re bated a tea Fatima Sanas aid not tre rcrodung baker. aid you mil ma to a report of sty era irony:sin to forth In All amount StaterencS that be deariEd c06*ete ad scant* 6 na objected to n vintrg Who 60 dies • Please direct cutlemer mania ' to the f nits Amen, ae or tollfret at I 800AMto093 7 t Panda/ thrOup n by. Of In rang coo uBSFtionoal Sentn nc Clem Retrials Depatrrent PO Bea 766 Union City NI O7(07 • to cat of masa chresons about an ekcoont font undo* (711 Di Sv63. &Oh card irrisaboma call or owe to LOS Frontal Winces hc. WOO Kahn' Btd.6e bat Wf€hmluo, N) O7086. Ann INW135A Sava.: Gal co weer soon as po cart d you th nk yar stawnem or recept 6 etOrg a d you need more Mammon Lout atrater cn the stitarrent or react The Fern a Card Mow (as atO I. le) mug hear Iran la ne L3te. Val 60 Oats alter the kw sin you the fist summen on each the ma or probiern agate - Frodde you new ad acorn, hurter Mond - Detente the oral or the ranter you ay twin atom and eotan as dimly mu arn My MU Wee 4 is al error or ety you need wee nlarnxion - Frodde the data warn of the 'snowed woe The Fat or Cad Issuer ail investigate you carat, ad will cored anyerror gravely Flowmak al decks payriato to the krnor to Instil mann ndored on rte front of this slawnent h add/ tal to regukt eat'', fees. wourO may be abotO to mammas/a few charger. for um payee.* for wawa purchros andcheeps for aped anoints I oath moults Amounts ma are traiderred 10 ollw natation, may be :Masa to a under fee. UBS Sweep Opttns US$ offers (Wan for sweecengod' ba$3nCei. "fix" bank &pouts at UBS fiat LISA and UBS AG %Irian] taut Olak Swap hoping awn maims mutual endsWooer Funs) and the lorrrational Dmost Account CONfor CuitOrnerS Mtn a memaional ''mute Management Amount throiyhilvElat SweepFM.3.3M caw betimes are swept so LOS Bare USA up b a egad-hid Imo and then to LOS IC Stairked Banco, a a Matey Furd Deposit at LOS Bak USA are FOC inured n accordance with foe; cobs for nom ilannaeon p bre nut swee flo got Deposit a Lib AG bread Brant aid *Lams ci Money hods row nsurod by the FCC. Through the OA weigh to coh ballnOn are swept to deposit aCCOuntS a LOS AG Nernal Brach and IIISAG Colman Brant nesedeposits ale MC nand by tr* FDIC Sainte heti se the CBS AG Capin Binh re terpOlisily 40p0501 10 the 50.4091 riid of theC30r Wendt and there t no guarantee Cr Other oblation d LOS AG to way thebatmen who Oct [hest' Capnal0 eraCh0 boas. Deposits at LOS Bat USA an each OBS AG Brach aro mot pawned by SP( Money Fund thaw are acceded by WC See %BS 'valor Seems Account leoteaton" below. Own your raper: f. batrCes a to Bak Sweep Programs OA mat inewtinarin ad Owes of a Money Fund maybe lquodaid, and theproceeds awned to you et yaw Waite% amen' Further wilanatal tout sailitle swop opiate. Wudng Unto incest ruts ate left is rabbit a wore Mx Son year F nalcal Advisor a by cating U.S FaaritiolSenrkoi outwit othottetion The Finn it a reenter of the Munn Maw Protection Coporaucei (SPCt ninth prowsscones acorns of es martin to to 1500.000 Wiring $250.000 for damsfor <Mg 7n• SSC we mown teat awe to PI maws tharuhOld n a palliator catazity the Fret together web anal Adria ha also ptch3K-d steplonatol protecion The raienuin anount payable to all Oighb cert. minter/undo' en protection 6 SSW mason as of Dioarter 10, 2013 Stara to the poky anditiore and Witatcon eras at the Fon 6Uthnprereaed fit up to $19milion n the aiw- ogre for all your wants hell in a pallor, cepa), A lull way of the polcy Wong 6 Nalableupon n00.601 The SIC prOIKtixt red te supplemental pricatien both do not SiolY to • (Wan inaxial cows controlled by (and hOulled fly)°, nowt viunbut held way from kAll$Finalizial Sown midi float stinger/ O)Cat M LOS AG Started brarkh. (d) nsuraxe mant naming wobte armies. rid 04 'twos of ennui finch awe Sun Mares ate rep tread *Kay n dye nave Of the Maul fakir on the tacks ad records of the ;prober tae cc urn* afire). • Conan rnonanni constan or noarmat merest to 9. Muted parowshos aid prvaeplarrents) that ate nun agisicced one the *Vibes Act of 1933. and • Canoodles ownw to 9. fore9. tothang0 and praktus metal antiactd. notating foxescommas at fiFkrodtht Weal Contacts The SIC protection rid the aacliererral protection do not mob to those assets ern d they Ottenyee mow alma suienton The SIC proemial and the stembewit ', attach do not grated aganst change, lithe make' vale of yes Westinents (Weds as a result of ma to morecrent. rssuer Othruptcy cc otherwise) More inform. on a reit upm Maven Vat may obtan rico Morita:on doclei.item i si aging the SFC Brother by antxtrg SPC at cc by nium to SEC mbute awe itecc Dividend Re Wormont Program OP/P) to prey llneCed eat arcade pnce you may °bean the actualpair your fourt241Adioor Only Whole than afe puttoared inlet PIP. partialshies coil be sob and Me cash sel be decosird n mir amours TOO/dad renvestmer6 pct aipplued by the is may date from the malt prices wench the weir May st• sold Cask-Wine only stole units ow be hold in You nowt t you re entrird to arm:alma a a ewe Modell:rid wren or othenvise. the Firm wt ether tel partial Wes a make' ince a awl), an wow, ilmenred by a registered clang army. arnfaede you account Westmont the Men:nett obraties and nt profile are SpeCliC to earl mom aid moy vary town now ales the Inn °nommen %yang of any uric -ant dont. in your honor stuation a iteeftlinfa Cbtectivec For eadn wort held. you choose one of the folOonng nestment °brollies • Pieta Current Wane brostmenti sielurg the gen ration o home only • ACheie Qpit./b1Dp100400n kieetinvntsieddng growth of prnCpal fah. than the greraton of name • pratoceConflowoon of morn melChorearreonef owswents leceng both Ow generator, of Mono aid 9"owth a pr n Mal On/211d* prelim • Consent, Seeks to wreath hi trail-Opal Widow risk rid rola fill to the account tett. wend that men the atorant does not genew Ostrow income of IS", SW myna keep pace wen id Won • Aioderaar Vining to amp: tomervt tO irneltal ad tolerate Sara Wig My to welt higher wow • Aggrestase Wang to axem hgh tit to anew! ad hgh volaultmo *Ship won iller tine Statement locrueshoklieg" we row consoldate al redid eCCOult Statements with the sant &Weis n the tore nape ACooultsinty be related for this rerroae bean. they haw owner; rho aide western vent mount relaionshps rah other clients al the sarre address The practee is known as •htsseholdng • I you pref., to realm incited...al niterientt mated in Xpaat* CONFIDENTIAL wolfed —mu may *faint ticusehoklog by cling you FnalOal Advisor Friona, isteetlet nyfrienley aunt nine reflects Of amnion that ma entered on tine buYs wino undoes websee It ea custorizable •Mitunw• chosen by you to ais you will your riccndlApin n fa no bga effect on we now YOJ Can diame you Frealdiy >teal naives. through Ont. Swats a totentacung yw &late' Akio r . Prawn entyiew • Valle of War 4ttoontipterlcoo tie‘ of aged and • Awe Include *alio* celi Moan valueslei restricted ',way (ol rid Global Pm* Dewitt wrolizod mats to market and arta, acat not held trite Fin Does not nadrunpnced SalaltelaSSetS a Send of the pia andWeal, statement p0001. a Wale frwianoret, uniested sloth es aid wait* e slot Wont • Ciablces Wades debt banal. outstanding mrgn loan. oath Inc short tomes bates • Coste/Monty bison Toes of Lnirwested avaiobbe cat Baca, LE Batt USA deposit baboon UBS AG Star/ad Branch depose balance's and many meta miter lam sweep balancei al the dose of the Statanint perm Non.corrincd Ey free °edit banal et year ao:ounl ar ot segregated from othe balances and re PRIM./ use any Of those Wits n the Wavy mune of as brews lhese funds de payable tppn ps demand ihei total 6 Incbded in fie arrant peckd cloth; voce Lending information For detaied ?donna on on PIO no 'earn' "(roman:I diclocum, Soto paelpu Reiainnti. Agfern011 or Accord Arran: and the Gonad Tenn ad CalditOnt US$ Stamen of (fide Inclices &Mob* n Agnew5 an! CecIxames Slow ufr comlonrer,e)frfi v buoy Murata YOS tdtetmrd tanCeSSeCulte0 and Other aSetS held n the amore' x the and of the %Mann price You may dk for &key of Julypaid writes ar all tow You may torte...Set:Cie:used a ban coaxes-A 4er OPM9.4ir an balance ale on them Any 'aunties turd erred b the term the wows pined ale hood at rwlet rater of to end of the statement period • Cost basic I dittenhng neat' basis of the sedates 'madded nibs statement. SW'? Missed nth the nutter - 1. • UBS Nonni Stroceshr rebid on Warman Maned from sources other than LeS Fink-tor %Vett. noudng IllatinalOn kat oars IT or tat you May Are proided to your finanCOIAihroct The Finn clots not nOttendenity veriy Or guarantee the anncy a Midey of my Mangan provided by sources °torten LISS Enrico, Matti addeon *tooth LISS Fnatcial Sankt gionorly updates this stamen as t 6 woad the inn does not prod& my as:maws that the nf imam tinder 'Cost time ale 'tweaked gainew is raw* a of the die Of this da401011 AS 9X7\ 'idea do 00144$440 this srdOnnann to make curchne or sae de00(05. la la( purposes a mew Account uselatof to the Fern mai/reflect gallon Marimba orgy for No wed of time theyreheld x the ken MarehiPorbal riarnXIOn ca be added by yOu'FirUft331 Odor • Unneeded salredbfles 11hen dosS acaiablo ecelred unreal V0 1:00-110;Sii C0.17.0101 ice SDNY_GM_00023396 EFTA 0[)134016 EFTA01275787 Important information about your statement (CC•ltinUed) threichalleoaity kits The tatation data la rombal Ion mayor may nos ref to conmirsiona Chaves ado Seaway reorgincaion mews Dirifend ad other rerreethrtint rots and *tomtit porches. lot re eats cookers' iodates/vita:raged rot the • Trade thee' colas resents the *Oyu, tahsa tK.. trakdate • Callable korkies Ponds and were id stock that the issuer calt foe early redervion wit be selected remain* by lot torn array 8A stones of that 69.* WU in out name a n mann* new for cor dents Callean Memoirs is Wanedtom thrd prim aides accuracy rot giaTalYed Otte Call Ieataes nay east Wirth could affect ywlt complete mlormat kin we be provided ups.. regret • Curare/as of dep.:kid:as) CDs ate WK mired lot 129:1020 in reward and gourd nttrea pa depover and pa drovo-y ntlitutico n accord-ma web ;Dr. rules • prianealue rots ctoptthed re UPOrt•Cd an1 Ode ProdudS mar be hr. , a rower dun the omit that you MAUU a2ually Wet* in the Market PrCeS are Waned from variXn Tied party SCurCel. Muth webele/a to be relate, but we do not gamin tea away - Wo ge-seraly ow the dosng pre whin aratale a the mean a letted aid ask van to Isted SerlirCieS and opuses0i en b trd prosfor OTC Stoat n1 - Let acne.). bad warrior maybe raced uing a rata on model a them, warn ria we obtained rid mg not ref lea an aortal mark Price or wake - CMainpostans may £pea yrmaa apart and roll shoe/flow was not mailable' if we are ramble to obi* a pore for a security - Deposes a Searles dencermared n artenaes other tai u S dollars are reflected a the ea urge rat as of the taint date - For Orrin searines nadeg n non-can:Amin derCarmaCOS. rice and quality dace mike) may hae been agreed to frigate prow %buten To obtain crown teflo. Mon karate arra° yet Frame armor • Private lewestnums ate awaited producta emote inestmere secure* Corning direct pankpation pavan aid rea, Mate OX-Itfneell tom S(CUTItieS) and structured parkas at genera., hghly ilkud Chan muctrod Dotards ran not been rettiontd with the Sealfese and &that+ Cann/aka or under any state SthanteS lam We prom* est maed saber kr Berate mourner seances ad striated produiS be reforms cnaloupows only Acanayb not 9unntecd - Thew yaws maydiffer mintantalt teen plCeS, if Fry at end, fl oat, meStrnere security a structured oar: my be tour a road aid do not necmaily reverent the yaw you my row upon Igaidaton - Th rd party ',SIMMS Of Vale aft aS Or 3 Gnarl tlae aid re swilled so UtS enamel Savors on army tar base by an ndeperstfent violation1mi Penni pane sicenor rammed vain if my. ate singled to te Frm by the our, general gainer a *senor and may beCab-OW bated Co different ntornarion from that usedbythud pates to clothe thin eV:mated vans - You cal cbtain addannal itcematon regaling the rrehodology used to determine the mune of vide and the date of the Mfonnacon the Is the bass fir the thither hyaena:rig your Anoxia Athisor - MAO parry *stirred valvesmay be reflected as 'Not priced' n seiner ruatiren then an independent via*" IT Aas not suppled a 6 untie to asagn a valet when we Doorman» that a rniena were ha crcuredtha may calla creviiusfy reported valve nee Cher On. ce vertu a Yak* nook te hghly specutawe duo to the haue of the:early - When rvidw an issuer rent wow a romor egimard vabence a rilpany eu Maud Aar* is Worded. theta/tot Me scatty wa bedrerent tar ns padre* pno - 'Onerbutiorn to doe' may richte ream of c£da. name a both •Cleffeld ahlt Pee re:resents. the nest oil wog pare pa ore a-.5 may not rdleo your cost bar • hMaed SaCaritieS Restncted reorder gerneraty are not amity rag bre fa p.tic late USS inaxita Saves uses the mare priceof the innestrido4 rock of the sane ordinal muted vak* for the rearkided moth by purpose of Monk:ex.:won* To the maim Vita resented securers at Nigh* la sale. Me rola recesed nay be manumit, Ins man the invite] yaw down • In. lestiriseted) Mame. aarketyields and rap An taithate Of Nowa noune is based on *mem reibmd end ninon ram arning the rarities will be held fOr one yea, from Parasol date or snot initurrly Thrs estimate d era guidenne. accuracy aid contared ncomt se not gawked - Ed Mated mull income and doer yield for area.. tpesol rethrites mold Mute a rehrn of reinctoa or gala games MOth Olathe tit Oran WO Grand yell/ would be owntated - Earnated anus income aid anent Meal aid the Pave Moor* and need night be rimer hghethai the teknated emu-ins - An (If Male ol nualgeo morn. (dunked neer newest) laded by the ordeal malt, var. ale ale balance a bated CO the lag diedind or memo pamtm nude by to issuer ad arsiates the seam Unhooks all be holder ones,. bons the statement dae or vita miurty Accra" aid connived red re not guaanterl • Amu not hold ley WS Financial S mike Conan Mks are not heldbytePm ad not al in the Inns possession or ant& There assets are deptard m yam surnsym for kilevfnatronal prima ory Positions ad cabin presented av rotted by the issung Sims IBS Tnancire Sinnoss n not reponsble foe this afeernabn aid does net grantee ts decency These assets tenor prowled by SVC or Mt Fars supplemental Sat coverage • Retinue during and addtionalcompensallent - h additim lo mminissom on sales aid 12bil leer reamed in connector, with the detreuton of Padua funds to our dentswe ardor our *Am redeye Meru* Marna paptnu f tom deubutors ander athison of the mutual kinds that we sell Thew arms inbred an two different couporents fJ the amount of saksby ItS of a partcuLarrotual lurid lank to medecor. trd tine met vete of a prod, obtuse trod fangs sham NO a the Inn - We and co' at Are 8Aso melee rettnekng and onmetnprocesang lees et orodwaton for trailer agent sakes that we proud* to them:eta funds Ththe lets general,/ re pad torn imenor awn in the modal laid ad to a hod dont amore based on thy nurrbif of arcerilsat Bat troker-deaer holcing minuet laicise Mr had Unlit - m add, On to COrrinalienS IICteed at come:lion war the Salo Or dectrbutnn N arnury Gam= ad unit irmeorrere Inn units to oar danll, we ad aour aff Gale recent meet* *rang COrrpenriern Into,, man,' the rearraneecorrpanes indemnity tar atuey .macs edam °I the henna. cornea-Ws Or SpOnkes ol the urn IlvieSTMell WU% We *Astute - Ott zilitates Aso recelie trading come/loons ark oat! compensation trim mina hardy aid swami:, Oarcalies Mow moats we dist bore - We tercels* al mina tee had USISBask USA rind UBS nun 513Tdord &Will 01 up to 125 per excunt swrorng to to banks Ink, the IBS Bra Sweep Programs ASA, roar ed Irlonatim rogordng corrmiams rid other charges is annection wen the (forearm of yakt nckong cotton trakarons has been needled en conlemaons ream* Kindled to you, red wit be reward to you rromplir on reared *OM Piling If you re engaged in short Win a war4y. you may rata dove dae To tenant borrowing costs re that palnula *arty Open often Re9arding open *geOclailariCelled • orders that wife not eredated by the Starner deter open buy axl Tell Stop ceders at refaced by the amount of dividendscc rghis on owdiedindsor 'oughts date unless roamed otherwise by you You are reirornble I or orders that are executed day to your fare to canal exrurg open ceders Tax witheldigi on crenributions from UK Pinatas' Starke, IRAs Federal tat Law figures185 hiatus Servers to withhold ircoene tai from wis sate den &Mbar rm. W t you may den not Where n:cme lay withh011 or instead. you nay eleC tO hair Ia wthheld a et re or 'lathed thrum at you choose Yes elecon vet twain m effect unU reoled by you You nuy (woke your election a ay lino by mans a nen eactOn n you do Whew movies room.? tar MI MS Iron your dbitutions. you maybe regorge toe the parkin of rinsed lay You may net pen atm A the mores wintneld and your estimated tar pa/minis se not equal CO your lie obligation Privacy To Man a copy otos( arent flier Prthry Nair pbxe contact you F natal admor arduous mosneY. num vas <momentary IBS enthral Savizes 6 not a bait The Wm. Powers Sowell Aaoon BSA and MIA re brokerage a0XuntS MuCh pronie access to basing serxreS aid products trough anaigemmtr wen afftlated brats and other thl•th party balks. and provide; math to bairn and mut y products trued by omen doted thni drafty elegance corms*, through mrsice &Attic), subslar eS of utS • Sewian nc treeprot nthlate. and amuly products km IOC haired • no bade gorankm May lose wive MIA Boson Maiaygrofil &fault Business Senecth Accoot SSA ifeda and freeman/tat Rthoute letthagentnt CONFIDENTIAL Account are regillered write mats of UBS Froxial Se vies Mc Yea S•pature it a misted service mirk ol visa linirmernal 1.85 Visa Signahre (Ted cads ad LEG Visa darn cads ae issued byU(358ml USA web mammon from v ea u S A torpseatcd WM Financial Servers Inc Pay 201407 SDNY_GM_00023397 EFTA 00134017 EFTA01275788 cat UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7068072491 1214 X13 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Indiv.CheckfCar Account number. Your Nnancial Advisor. SCOTT STACK IAANILYLE CASRIEL Phone questions about your statement? Call your Financial ACksSOr or the RMA Re504xCeLine at 800-R MA-1000, account Value of your account Resource Management Account December 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 on November 28 (3) on December 31($) Your assets 2,30345 71,570.66 Visit our webslte: Your liabilities 0.00 aoo www.u6S.COMIlinanCialServiCeS Value of your account 32,30345 $71,570.66 Tracking the value of your account 1hc L63,1dS 71.6 Nov2014 Dec 2014 Sources of your account growth during 2014 Value of your account at yea. end 2013 Net deposits and withdrawals Your eveStrnel I return ()Wend arxl interest income Chance in market value Value of your account on Dec 31, 2014 90.00 SDNY GM 00023398 171,564.83 55 83 5000 $71,570.66 Member SIPC CfietOo10003072491 Ne1000305739000:431214 030575004 M3576550101000 Peg* 85 of 104 CONFIDENTIAL EFTA_001340 I 8 EFTA01275789 *UBS Resource Management Account Your account balance sheet Summary of your assets Value on December 31 ($) Percentage of your account A Cash and money balances 71,570.66 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $71,570.66 $71,570.66 100.00% Account name: GRIS.AINE PAA, 1A ELL Friendly account name:In:by Cheer/Car Account number. Your current asset allocation A Eye on the markets Index Your li Randal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances. UBS AG Sumforg Branch deposit account balances and money market mutual fund sweep balances See the important inforrneNn about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.17% Percentage change December 2014 Year to date -0.25% 13.69% -0.00% 12.56% -3.44% -4.48% 0.09% 5.97% ENP70010008072492 NP7CC0305739000303 1214 030575004 VI2357655010gipiyGmocaggg9136 of 104 CONFIDENTIAL EFTA_00134019 EFTA01275790 SUBS Resource Management Account December 2014 Account name: GHISLAINE MAXWELL Friendly account name: Indio Checkkar Account number. Change in the value of your account Cash activity summary December 2014 (3) Year to date (S) Opening account value $2,303.45 $0.00 Deposits, including investments transferred in 110,000.00 262,350.36 Withctawals and fees, including investments transferred cut -40,732.98 -190,785-53 Dividend and interest income 0.19 5.83 Closing account value $71,570.66 $71,570.66 Dividend and interest income earned For purposes of tNs statement, tatablty of interest and dnildend income haS been determined ficM a US tar reporting CerWedite. Baud upon the residence of the account header. account type, or product type, some interest andor dvidend payments may not Do subject to United Stan (US) ardor Puerto Rico (PR) Income tails. The (tent mom* Ratement is not intended 10 be used and cannot be reled upon for tat purposes. Clients should refer to the aocricatie tax reposing forms they receive from UBS annualy, such as the Foam 1099 and the Forms 490, for lac reporting information. It is the practice of UBS to file the rocket:le la( reporting forms with the US Mterfa Revenue Sennte and PR rieasury DepOrtrrent a+c; in such loans accurately 0459fy dine:knot arclr a Interest as tat exempt or tenable ircome Please roman your Inthedual tax prepare,. December 2014 (S) Year to date (1) Taxable interest 0.19 5.83 Total current year $0.19 $5.83 Total dividend & interest $0.19 $5.83 Your flnandal Advisor: SCOTT STACKMAMYLE CAMEL See account activity the month for deists &dances in your Sweep Options are indudedin the cpeong and closing balances ears. FDIC insurance 4opier only to deposits at ties Bank USA, not to deposits at LOS AG, Stamford Branch or bank deposits placed shroud the UBS intemaiond Depose Account program. SIPC protection applies to money market sweep find holdings but not bare deposits See Important inSormation about your statement on the tat Mo pages cf this document for detals December 2014 (S) Year to date (S) Opening balances $2,303.45 $0.00 Add/torts Deposits and other funds credrted 110,000.00 262,350.36 Dividend and interest income 0.19 5.83 Total additions Subtractions Checks and bill payments $110,000.19 $262,356.19 -40,265.30 -172,160.99 Cash/ATM transactions 0.00 -12,227.00 ATM fee rebates 0.00 27.00 Card payments -167.68 -1,802.10 Other funds debited -300.00 -4,622.44 Total subtractions -$40,732.98 -$190,785.53 Net cash flow Closing balances $69,267.21 $71,570.66 $71,570.66 $71,570.66 SDNY GM 00023400 C NP7031 C00307/493 NP7003305739 000:03 12la 0305790CM Y123576SSO 101000 Pegs 67 of 104 CONFIDENTIAL EFTA_00134020 EFTA01275791 *UBS Resource Management Account Pia:amber 2014 UBS Bank USA Deposit Account APY Interest period Nov 7 - Dec 4 Opening UBS Bank USA Deposit balance Nov 7 Account name: GHISLAINE MAXWELL Friendly account namenindiv ar Account number: $9,738.84 Closing UBS Bank USA Deposit balance Dec 4 $1,788.50 Number of days in interest period 28 Average daily balance Interest earned $5,520.61 $0 .19 Annual percentage yield earned My Choice Rewards Points from UBS 0.04% Rewards perms are reflected as 01 the 26th 60 the month or the pherr buy neis the 26th fats On a weekend toliday Rewards point activity eetals tan be found On www.ubs,can/onaneservxes December 2014 Year to date Opening balance 1,087 0 Points earned 3,16 1,433 Closing balance 1,433 1,433 Your investment objectives: Your Ilnencial Advisor: SCOTT STACK MANLYLE CASIVEL You have identified the following investment objectives for this account If you have questions about these oblecoves, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP7C010003072494NP70C0305739 C0M 1214 030575004 Y12357655010 gfty_Ght000lsmillil of 104 CONFIDENTIAL EFTA_00134021 EFTA01275792 *UBS Resource Management Account December 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account naine:InclivCheckkar Account number. Some Vices, income and current vanes shorn may be +approximate. AS a tuft, gam dndlpsses May not be rActoalely reflected. Set smporunt infosmation about your statement a the end °fins dxuenem for more infornason. Cash Cash and money balances Casts and more), &stances may include avalaale cash balances, UBS Bant USA deposit account balances, UBS AG Stardord Branch &pout account balances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the MC villein makable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account mantes are not insured by FDIC and ase not protected by SIPC Money market sweep balances are protected by SEC but age not 'IMMO by the MK. See the Important information about your statement at the end of this doctrnent for details about those blames. Hddng Operingbarance on Dec 1 (I) Closingbalance Puce per share Average Drachms Interest Days in on Dec 31 (5) on Dec 21 (I) rate period period Cepmount (I) Cash 0.00 -9.000.00 L135 BANK USA DEP ACCT 2,303 45 80.570 66 250.000 00 Total $2,303A5 671,570.66 Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Your total assets vane on Dec 31 (0 Percentage el COSI Estimated unreabzo your account bases (St annual incur* (s) on or loss (f) Cash Total Cash and money balances 71,570.66 100.00% 71,570.66 Account activity this month You hart gnarled lot a 315000 Anna account lee waver. oat ACI sty Description ATOtall (5) Deposits and other fends aedhed Dec 10 Transfer JOURNAL FROM Y1 23575GHISLA1NE MAXWELL 10,000 00 $71,570.66 100.00% $71,570.66 Dec 16 Transfer ,OURNAL FROM Y1 23575GHISLA1NE MAXWELL Total deposits and other funds credited $110,000.00 100.00300 SDNY GM 00023402 C PIP 7031 D3C4307249S NP7003305739 OCK:03 1214 030579004 Y123576550101000 Page U of 100 CONFIDENTIAL EFTA_00134022 EFTA01275793 UBS Resource Management Account December an 4 Die A:i16Ity Description Account name: - • I Your I1 Arundel Advisor: Friendly account name: ir • SCOTT STACK MANLYLE CASRIEL Account number: Arnawit (I) Dividend and interest income Taxable sr tereg Dec 5 Interest 1/85 BANK USA DEPOSIT ACCOUNT AS OF 1210414 0.19 Total taxable interest Total dividend and interest income 90.19 10.19 Check nurrber Ca. Description Amplest (3) Checks 031021 Dec9 CASH -300.00 001022 Dec 19 MARKS PANED( -14,000.00 001023 Dec 23 INSURANCE OFFICE OF CENTRAL -7,458.29 001024 Dec 30 14Y STATE INCOME TAX -4,000.00 031025 Dec 31 UNITED STATES TREASURY -9,000.00 Total cheeks 434.758.29 Date ACtinty DeXriptiOn Amman 40 Bill payments Dec 2 Withdrawal ACH1MTHDRAWAL UMTEDHEALTHONE .473.13 Dec 2 Withdrawal ACHWM1DRAWAL UMTECHEALDIONE -42.01 Dec 9 Withdrawal ACH VITINDRAWAL AMEX EPaymeM -4,991.87 Total bill payments Date Description 45507.01 Amount (I) Card purchases LI35 Ma debit :000 3536 G MAXWELL Dec09 MARLBORO MARKET BOSTON MA 164344000691445037 31.00 Dec 16 ESPA CORP NEW YORK NY 474351900016900025 $71.00 Total charges 872.00 Date Description Anton (1) Card payments Dec 18 CREDIT CARD PAYMENT -95.68 Dec 29 DEBIT CARD ACTIVITY -72.00 Total card payments 4167.68 CNP70010008072496NP7000305739 00003 1214 030575004 VI 23576550 10gffitcomggglig10390 of 104 CONFIDENTIAL EFIA_00134023 EFTA01275794 $UBS Resource Management Account December 2014 Account natty: GHISLA1NE MAXWELL friendly account narne:Indiv Check/Car Account number. himman Payment Cue Payment Due Dare [fedi kne Your PI mandril Advisor: SCOTT STACKMANLYLE CASRIEL Avalade Credit tine Outstanding Want* UBS Visa Signature credit card(s) payment information for January 23, 2015 135.00 Jan 23, 2015 135,000 00 134,455 92 1544.08 This cock cad n enrolledin UBS Pay Credi Cadfeature and will aummakcaty be pact fromyou' xcount Your payment is scheduled MI January 1B, 2015 We venue ths 'raiders:Ilion on yOta U85 Visa 9gnature credo ards sdety as a ceurteSy to you. The UBS visa 9cpature (fedi call and account se issued by UBS Bank USA. UBS Bank USA sends you lee carnal 'lament for this account and you shokbd make you payment accedng to their ingructOrit. We do not induS 'Our cmstandingcrecit card bilance in the value ot yow account with UBS Financla Services Inc. Ode Mllety Desolphon Amami (S) Other funds debited Dec 15 Withdrawal FEDERAL FUNDS TO Lionel Beehner AT WMORGAN CHASE BANK, NA 300 CO Total other funds debited Activity Desoiplico -$300.00 Amount (S) Money balance activities Nov 28 Balance forward $2,303.45 De< 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/02114 -51514 Dec 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/14 0.19 Dec 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/09114 -1,793.50 Dec 1 I Deposal UBS BANK USA DEPOSIT ACCOUNT 6,495 63 Dec 16 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1211914 903.00 Dec 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 100,000.00 Dec 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 12/1914 95.68 Dec 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 12119/14 -14,00).00 Dec 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/23/14 -7,458 29 Dec 30 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12)29114 .72.00 Dec 31 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 12/30114 -4,000.00 Dec 31 Closing UBS Bank USA Deposit Account $30,570.56 The UBS BaN USA DeOtOt ACCOUnt Is your primary sweep cpion SDNY GM 00023404 C HP70310003072497 NP7003305739 000O3 1214 030575004 Y123576550101000 CONFIDENTIAL Page Ill of 104 EFTA_00134024 EFTA01275795 (at UBS Resource Management Account December 2014 Account name: GH1SLAINF MAXWELL Friendly account name:Indiv CheddCar Account number. Summary of approved payees and recurring payments Rased orr your instructions the foNowing payees and recurring payments are consdered 'approved payees'. As a result 01yOu may authonze aclotohal vanslers ro tnetepayees vet** and Wycu ate no khget receiving wictirldual confirmations for payments to three payees. Payee descriocn GhisLaine Maxwel 116 E 65th Street New Yet* NY IOC65-7007 1PMORGAN CHASE BANK, NA varied Federal Funds Payee on file Upon request Na ri( 'Aar 05, 14 116 East 65th Street LLC JPMORGAN CHASE BANK, NA Your K nuncio! Advisor SCOTT STACKMN/LYLE CASRIEL 212-821.7000(800-308-3140 The payees and recurring payments fisted Oetow do not include Bill Payments Electronic funds Transfers and won other tomters Deeheet accounts et tn35 flyCti have addrional payees archoc (earning InSUuCteris on fife you wd recent. separate confirmations from your finarroal Adds& To update or cancel any of these instructions, please contact your bowie! Advecr Ctstitusernent Amount (1) method TypetEvent Frequency LaSt used Stan date End dale dale vaned Federal Funds Payee on file Upon request Na Na Mar 26, I4 CelP7001001:0072498Ne70C0305739 COWS 121403057500+ v123576550 IONEky_Gymocalige592 of 104 End of statement for account number CONFIDENTIAL EFTA_00134025 EFTA01275796 Important information about your statement UBS Fnanciel Wake% he (ne rim or USK Fewichl Swims). is smelter of al Frticipaseoaity. ~nary aid mars ~es UBS F racial Servers and UMBankUM ae hdia errantof LAS AG and atlas of LOS Warta U.( lhefrn'Sfnmtialtaxeer(ifaaaaDkuponrerlest the feats erect/Aeolis:ha a U3S Haiti Soar 1200 Harbor Awkwal ~wren Ns07086 Its sutiners mynas the «Ay *tidal reared of wor UPS Final031 Senu:n aCCOUnt Oner teords, (edept (4103161e doomenm. ænuhng catalog dau should not be abed upon d you below ewe 6 on ere a On66een. plea. Apar, il ~direly n wring to tetrat Mama of the off sestinas your omorm Atcugh al Nast tow are 'mended io be aeons. stamHni data Mould urt be used for ta parses tery $016,f on yerend ta< lams. he.. Form 1099. 5498. I041$. etc) aim penwing >our ta< return term isreared by la to repen totre RS al tart r dkdcrids, apart. non WM* drands and table mewl *wed en sexanes held n your ICCOwiC, rid proceeds on sit anucters, and urt bar onanert ahead securest Cremearicsione with the Aims • None te.CerWern al/ Oral orervitions fl *flung to toter proud your reirts carding wangles under the X•arts tame Protection Act (SPA) • rl the ~xi insenwon Ont.Up Mt cd the lam of to iserint is not 1.85 ~cur Sewn teS Waal Senkes carries your accart a:WIN Wokeby ~genial u6 (aited nsttuton We Mowed pu ot this <silents, eten pa opened tit aware in this case 1w hncl$ Mal ~thief ere bated a (185 Runor Simms aid nee tlre rtrodurg bream. and you must ~earn:rat of aly «TV OrOlnabn to bath Wm. All =our« mamas till be deemed «maw end aware d rex °D)ened» n treng Mtn 60 days • Plea se6ra crane errata' ' to the leer: meat at or tonne* al I 800AM WOW t ~dal thessuyi Indy. «h ettang to uBS ?mama Serra INC. Clem Raton, Department PO Box 766 Unen C4 NI 07(07 • n case of mesa teions atria an elect onc Sias trend« (EFT) bi S Bar dial cad tramacens, call or ma to 185Fnancel Saxes hc. IOW Kart« 164.68 lbw Weivalwi. N) 07086. Ann INSUBSA Senor: CM ix *mess sow as >coca dyoudinkyur sinter weeks 6 %VON ads° need mow Marra, Lout atradh cn the stamina or ream The Frem re Card .tux( (as asHate)mutt hear Wm >at no later thr 60 ~after the Tmi wit you the fist stamens on kith the ma Cr pretax/mad - Prorate >ow Nam and rant anew Al ay - Describe the error or iterate you se afire abaft. raw:Man as dimly as you dh wry you bare t is at error or any you need nare nlamar - Proade tie dollar ~a of to swelled The Finn a Cad tuarall itestigate war canplat aid willCO», any error prowpily olatre him al tech apt> to the Tenor te hfukcir mama endcad on Pe has ot this Hama h aderm to agar exeunt fees. axatt may De object to mamma, lees Øla lie payrera for ~ate: Dunham; aidchain fa aped warts if cah acrints Accounts tal are traf erred. to ant< mittens may be :tepid to a bale lee. U.S Sweep Optiim U85 otters °pan for sweepingcat braces bairn-Kest bar &posts ai UM!~ USA armluaS AG SurrdOrd Cain (awn 5~6 nosrang noneynurket ltefds (Money Furls) arid the hirrutieni Desna Assort (0A1For ~(5 era n ~Whaled kneutel~gernent Account ihlcughte Ark Sweesarcuransi mar ba nces are swept 53 18$ Bat USA up >> an .dais ed lene and ~10 ISS AG Stirred Brant a a Whey Fund Deposes at WS Bat USA are WC muted n acomdance wsts ?DS Wks For ewe Manton p ka. nut wave Ids 9>w Dims; a UBS AG Hated Want and taws et Maw Finds rem mown by the FDIC TØ tee On salable to cah batman »swot to demur accounts a teS AGtarred% tint and U3S Chasm Want These deposits are fir need by the FIX Balsas beef a te UM AG Chew Brant åre Heiman& emoud rote searnyin-aot :he Chow lards, and ten, is no guirtmcr oter omlim of 185 AG to repay theDrama walk On the LØS Caiman's Bras beets Deposit; a URS Bat USA ad eachORS AG Prat am MI proemial by SPC Money Fund tin re protected by SPC See -185 Wawa Severs Account Finealon• below Upon pir rnaten, banns n tie fra Sweep Programs or OA maybestraw^ aid she of a limey Fund maybe tiquida(a and thepieced: returned to yve a yve ta0.alot »tenant Futter namneion rout satire weep omens. nCudng anent moon rat.» and )4 etls. n ...Ott* at *wee Wit Scan ma 'circa Mersor a by citing U.S %emir. Swims mama protean The Finn 63f...flee of the Starnes tierta Protection COLOrateal (WC). Welt protects seoatia =Lire of ss marturs tp to 1500 000 (acban; $250.000 for damsfor Can) n• SPC aser taxes«, trint Øy to ail xenon nn Frold n apankarcanary The Fen, together wth 'tartan Adam ha arso poloset Ølmana reader The maws, wort payable to all MOW clam. colectealrundertis protection is 550) milkei as of Deoamber ID 2013 Sacra tote poky andiiire stdhmtmani cat at he Few isflater Masted fa up sa SI 9 millOn n te aggregie ter it paa:cantsNMI n mirror'. capay A-(6.6 copy ol te poky eandn9 6 leaniale Wen ~ 2 The 5PC prowler arid tie supplemental mama both do not SPIT to • C !Ran Innis, teels soared bytad Maid n wen roam vim) but held away torn tall5 tina•cial Saviors (eg. Caw fecal, z Les Bat «Mat aisle% AG Stamford Want (S) nsurame Troika liking want? ravenke ad 04 than of novel knen awe Sun shares re reg newel ~rite name of the WWI bola on the talcs as records of Me »limber Mier or twit< art. • (wan namstint cereal Of narneit Merle 9. lined ~whim and prvae pla:»aents) tai se na registerel ura the Smashes Act of 1933. and • Corneedtes contras * 9 . romp «Many> aid pramsreal enrad. nclilhg tunas contras arid 01nYre<dY 001,61 contracts The SAC protection aid the amoimnimal ~cm do na »W to thtse assets even if theymt.!~ appeacor xr stamma The WC proteQn and M a e *Bahasa proteeen do not aneci man chapel n the ~kit vane of yes ?vestments Meserh(r as a resat d rnato awarrat. Øa brava« otherwise) More Wornwon a atrium request NW may *bun ewe nformalbn abcidill aging the 5PC Brottare by COM.X1n9 SPC at oX by Yaitng tie SPC wenyte amassment Dividend Re Ma Program OW) the pre; rakered 4 di Wirer snce you may °bun the equal owe tan your Final Admix Only Wok Poxes arepremed aler ASP. partialtares veil te soli ad the cash veil be «maid n gate accours The drand remain price sr:pad by the Issuer may Ore from the maw ence at wrath tepang* mers at sold Csalehrlieu Only mere ants my be held in >ar norm I >au re entitled to raffia we aflame eta...idea airrat or ~wt. te Firm wit eta sei pater reser maka peke a maim an wort dinetrecl by a wowed Using agency. and cads you account lavestnentoblealves The ~went abaaves and rit prof IS are spat< le eat 4Øm aid may wry etse., item atee the Inn prompt Ir in vrang of any Kara ram h your fnanca 561.16 /11 er nent~ arcnn; For eadi account held. you choose one of shirt bØ mestmerd ObtttatS • Antony Cutrent :mane nrostmenti wean; the genital kin of I-someonly • ArAte Ctualropichmon leverenna: seeking moist prexpal raw than Mt genneon ol nccm? • preckce Conelastean of (name and CaP4.4~ 00n restaws sea fig bah to generator. of race aid Tomb it. annal 'Suwalki* profiles • Consent, lets to manta heir minor wits low risk ad sola liu to the acorn tat eon d tat mews the a:count does not gmerate *Mont roerne« Ittaw$ 4+0 may me Sep pace wt inl Was • Tarn Wiling w acam soemrM to omapa aid tolerate arse:laity» ink higher ferns • Aggrmass Wang to awl hgh nat to Pamir ad hgh vokmety ea seat» renmoer arm Sestanenttousehoidiar We ray o>nsoklate el rimed accomt statements wit the sane aches in te sane MS, AComtsrroy be related Ice tin Para beam they haw wren eno ati mairuin lent awn rilaionshps nth 0•1* cams 31 the SUM ram Ws pram a know as 'homeholdng I you pale to wage iMlyikal arrant, nukd n xprar* CONFIDENTIAL enienpn —yOU Miry decant harseholin3 byding your Fna.0.31 Friendly ecru ne name fivefnerrity acorn nare reflects Mariam that you entered On the Fern's vine severs ribs.. It a a customizable 'nidrase' toen by you b azo you vein you nnecittnan6 It tus no na$ VINCI on >w ~UM You Ca Ma154. yOLl Fr(iCA/ xØ naves. trout Oahu Severs or by0X6aninj )6.1 instal Ant« Amount warm • value of pi t 2ttOunapaaria Ne‘ d exa aid alpeturn • A906 Inch*" wattle cat balsas wan la reward vast (ea rid akemure Deposits unroiend Marks tO matet and certan WeSS not held byte Fen Dees not nelideunpnced stantenal.ten a teens of the pre< andmeat »anint pima a rare hastrala armedsha colas and famisable stock atom • Crakes islets at batras. Ø magn loans. credit Ire sh:rt arum taxes • CZNIttlf*/ alarm ToeS of arvesud snub. cash blanch. USS Boka SA apart birch, UBS AG Surrical Branch depow balances and maim maker neural fund sweep blocsa the close of tee Knement prud Nonconvnonly free Clod/1 birch nytte aarni ~not seregred from ~balm?, odar Fiennwr use any thew kris n le ordiwy maw of naafis tese font a nentase upon yora wound The Mid 6 incbdod ne a penzi do569 Mu* Lending information Sp (Mad rilormann on tiff en.> Sena; pat an and dralowas, See TO pa Chan Rer i>nrip Agreartw or Account Arras and the General Tern; as (mittens USS Straw% of Ctedr r å ie Your nat Yes stateroom nmestes sea re: troen cows 6,‘.1 the acoami a the al of the stamen, feed You may xi, fee &limy (A KAY paid 66ants/ ae any unit You may rear seantim used a han collard Ma cu Pring.Thinn balance e on tern Any ~non teaterreda> the dana the mamas period an lined a owlet ral»af 01 the end et the stigma peal • Con basic ei deteenhng the aa basis of is seatilies raided n the stain" were flitted vie itt. nab« '1: MS~ Sermeshas Wed on imams Ø Oblaned Man sources other teas 1.0$ Finanda Senices. netudng nformation from, arta fin or tat you may hse preedel e> your luaur Mew The firm does not ~pendent./ wily Or guarantee* marry er erica of any Marion Articled. by sources other tan USS F vac W Stakes In edition *tough UBS FnancialSonkngenenny updates its tro a51 6 feCniad The inn does rim article any assurances tat te ~mars isider 'Cost bash' and ^Unrenired gabs,' is rasa a of the die of this Stara As axli please do moos rely on t6 Adorns Ad«maØ 10 rake caches' a sae die twes. la la purposes cr «Lena* ~it tautened to the ern ma/reflect gSThss niorman, oily for the pored of tinn they am hid a the pin lanrehinorml nfirmanon cal be added by pis Fauna ~a • Unedited geiralrees htson dia L meatier eimated urfial 1:/f,sr:,5,5 2'2 CZ.C.;.:41ei for SDNYGM 00023406 EFTA_00134026 EFTA01275797 Important information about your statement (Continued) backbite:ratty lots lhe tamanis data fa ideart lots may a ma, not reflect cemnksans, doges ace seamy reorgerartim Twin Drifend and taw forewomen lots and syncing* prisha. bh are men 0ambnedtod6pay one award lhe • Wade axe' imam anents the oei)na tram:am traledae • GOMM marhist Bonds and peaftted stod IAA the gar cat for ealy as:Megaton mil beselected nab* by lot tom ring al sea:~ of a at es me held in out name te in ~mean/we ler CAI arts Callease :Mamaen is oaredfrom dad parts aid es aural is not guarmed Othr call I eating nay ems Midi mud ilea led oarriplete nioms ifsd be breaded eØ artel • ~as of deposit (CD» CDs ate Ka< mixed ups, $293.0:0 n pintshal aid scold serest pre dtpossor aid be dtposday naafis,. it aixtraince with FM: rules • mice/valuo teas imbibed fa sautes ard other produces 'nay be higher a byre thai the pris tal you year 17 actually recew in the make, PrCeS are °Maned from maims mid patty ;corms mach weterma te rabbi. but we do not gumbo eel' a:curacy - We genera/ me tro doingpia linen sealable cr ten meat or ire b4 and ask pfCeS fa Itsed nedjaet and opuses or on a tad aces or OTC temades - Lot adore,/ traded seamen maybe priced tung ralatcn mocha a the nag ream pia we obtabed ant nag nol ref leet an alai main PM's,' vain - Carnpostkns may £pea wads ay.:wand roll show z 'price was not artilable if we re mare to obtae a ace for a smutty - Depostas a Mimes denelinind n ~es OPP tvt U S dolbrs se rel heed a the err) Ego rSe as of the navemne date - For certan ~dies nOng el nonantirmeg denomeatges. ace aid quality dace value) may hag been alpedm notale Kopp vcupAn To obtain one: Øfands Wien mailasle. abreact yor Fianna Parer • Pinar lewormams and remred mode« Nuale :netmen smite Crididng dime pnapation program aid real Mate (manes rAin SedulitS) and Structured goo-AIM aerated., hghly MM./ (elan muctired aromas ame no been regoirod with the ~Pea and &Ora+ Lommesin a um:Many sure secures" lam We prow» estmaed mates la pirate magmas scants aid striated produos tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydider sibiarmally from aces if air a Mich acetate mestmen smut-ma structured worm nul be Lair a told aid do not necessaily represent the eatit you my rearoo upon Igaidson - Tied pay emmaes of via art as of a anen dae aid ae utplied so l65 Maia Senors on a regi It bass by an marten:Sent YAWN., Inn Isop, ROIRIRIP~C(CPRISCI stisod vabeC if åy'. ase stapled to te Fim by the swer, general partner or manor and may he °bared based a dtlfrent mornation from that uxd by tied paris to donee thee estimated valor; - You cal obtain addnuna inflame regaling the methodology wed to determine the emanate of rake and the date of the efoirnaton Tat Is the bin fir the trinane by ordsabg pur Randal Adrisor - Tag parry estimated vases may be Mimed as 'Not priced« rt metal matins ten an 'rtlepenant valuate., firm NS AA Applied a 6 made to assign a yam when we beano arms that a marenat and hat marred that may isla ~trey reponed vat R03 Melba a Mien awl» noon be hghly Teaslabre duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vino' attrdpalyesl inard what is prOwl(d. the Mue of me warty red bedreml tan nt prchase pia - 'CliSrbutiorn to data me/ baud. rewn of cal. mane a both • 003^B mid repaentsme MAP ollpng price yaw relit m5 may not reflect sow coo bask • tatilmad Maid« Restricted securers genertly ae not armny eager for ark sale URS Fronds, tames uses the mrist price of fie innesuktod stock of ten sand esser a an named war for the remised await ;Sr purposes of This storcemomy To the edam Tx reacted seamier se elsible for sale. the air stemma ray be %Maunder, less Than ten Mama Ware shove • In. Manned) Tama armityields and rms. An estimate of alma name is based ofi mart aorta and term rates string TM acuities mill be held for One year from statement date a stal warm This estimate is oara gudolene. accuracy and °mimed name se not g,ur meted - Eantat.d arnual mom and anent ruet for °Man Minot parais mutdiscluie a return of ;Mar or amlui garn in Mush Ole the ent Tame (aid damem >teal) would tio Teemed - Estimated Penal name and euteni yield aid the actua Moire and yeld night be lower cc hghethai the emoted amuses - An ro 'auto ol nursed income øviderdandor interest) Toad bythemirem make, errant brace is Lased as the lag Madand or rowel Anent nude by the Tub and mimes me seam Mammas rill be Midair one ~Iran the moment date or wed Txurty Magri ard conlamed lok ae not guaarteed • Mauna hold lay WS finandel Mirka Cerut anal ate rol MUbyteMT .3-4 not Minn the Finns posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Portals and raps presented ae prtneled byte iseng lien tan Sealed Stesirs n not remonible for this eternal» and does net guarastee es awry These assets tenet prowled by SK or IN FM-, supplemental SaC coverage • Itavirtuo Sating and addkionalcampeasaticin - ti adlitrti to cerninissom on saks aid 12M1 fees reams/ n conneace with the dartulon of nitsar tuna tear dents we aids Our artstao realep rensue navg pa/maul rorn tutu bungs and« addson of the sweat ends ma we sell These rents are based se eto rabbet acrrorunts Fis ten amount ol saksby uBS of a macula' load tansy to ondernes. fed ma aim made of a ptrimlt mutual fund Landis ShIret Nila IN Inn - We aid our alt and remise retearteg and ormtusprocessing lees in consideration lot !ryas! er agent spikes Mat we proud. to the ntrual funds 7hp.e fees genbalg re pad Irer trimmer arel: in the mutual had sid se aflod dolte arveavl bawl on the runt. of ~Is at tie tronedealm holdingmutual Itrds of Taftris lanai - m skit ion tomhi-teis rnewed n cortechon wen trot saber darbution of anuty coma= ad Inis Itnni units to cur deml. me rd.:sour altar ernmerieemse lung COrMinallte from rnmyol The sown s> corrpsuro indemnity Pe a-nuity =owls "Imes ol The turnar corn-La-4s a sponsors a daunt inv4SPIell SUSS we *Saute - Ott Milan also recewe trading tammosens ara one, coronation hem /nova finds aid ipmcw..p surplatin etas. proaxts we disor bute - We receive as anal fee fans LBSBask USA aril USS AG Stanford Br arch of up io 125 per =cum syseireg to tie harts wartIto LÆS Bs* Sweec Programs Ackley Inforratin nagardng cornet-cans aid other charms bared annechon wee the emadion of vales Madry siphon trnsactuns has been ncialed orlon:tons prevoinly urinedto you. aid MI be proMed to you romply on maim Short selling if you n engaged et Mort sang a parity ycu may nos a dragedue to anti Meowing costs lanai prima- meaty Open ordeal Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not veiled by the Yawners car, open buy aid sell tem orders re waxed by the annuls of &Mends« wpm on • oedartindsor tangles date unam mewed otherwise by you You a -. renorclole rorarders that are ~sated due to put nitre to canal east rg open orders Tax withhaditg en frirbutions fawn UK financial kadien IRAs ledara tav taw requres 1.85 Maier Sertees to mittold income tar from yes tackle IRA danhaArA tul you may eke not lobate ~UN willP01 impart you nay Peet to have lie ~Mc I a era, or as a toed anent as you choose VP: ~on RA mean n effect IAN reRolcd by you You may mocke your election a ay lino by ~mg a now amen If you do rot haw emigh none tar wattield from 'Cur d'actulialf. "Wililytie wawa* la the palmem of estnixtdua you msynar penned d She anoints Menial and your estimated ar pantile remt Mud CO Wu' lac obligation Privacy To obtain a copy of ar orate Caere Meaty Wire please contra yes enact& mater cruise ow ?Aisne at ymnv wax ccrnenrrworry Led retsdal Seven a not a bark the WA. Curtiss Sevces Accord BSA and AMA am aceerage accarts ends proide access to bated se'eæs aid iircdmaS tØ anaigartmds wen atadad bras awl over MS. partybalks. and prates accats to imams aid znuIy paris tasted by mull dated ard early Parana organ*, Hough tvfata agency :Mia/Synot utS Nandi' Mtvirs fart twepn.yot. narance, and annuly products HP 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni swum Business Sauce Amara BSA. iffaa and ntemmonal Stoma enmag men CONFIDENTIAL Attart am registered Bryce mats ol 1165 Miarcial Services Ism Sgratuto is a agitated »mice mart. el visa irsernemal 1.85 V6a Segnature Cede Cads ad UPS Vila MOP can ae issued by U13$ Bart USA nth annimon from VGUSAharØaed LUIS Ananall Servi0e5InC PP 201407 SDNY_GM_00023407 EFTA 00134027 EFTA01275798 4tUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 0,70057347550115>cl Yl 0 Account name: GHiSLANE MAXWELL Friendly account name: Indiv.Checkitar Account number. Your rinandal Advisor: SCOTT STACKMANILYLE CASRIEL Phone Resource Management Account January 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline at 800-R MA- 1000, On December 31 (11 on January 30 (1) account Your assets 71,570.66 65,567.88 Visit our website: Your liabilities aoo aoo www.ubstomffinancialservices Value of your account $71,570.66 $65,567.88 Tracking the value of your account S Thctnands Sources of your account growth during 2015 Value of your account at year end 2014 $71,570.66 )16 65.6 Net deposits and vathdratials •$6n005.41 • Your ovestrnent ream Dividend and interest income Change in market value 12.63 50 00 • Value of your account on Jan 30.2015 SDNY GM 00023408 $65567.00 Dec 2014 ran 2015 Member SIPC 0411030)005734755NP70C019342S 03050 OHS 030575004 Y123576550100= Page 1 of 8 CONFIDENTIAL EFTA_OOI 34028 EFTA01275799 *DUBS Resource Management Account January 2015 Your account balance sheet Summary of your assets Value on January 30 (1) Account name: Friendly account name: Ir 1 Account number: Percentage of your account A Cash and money balances 65,567.88 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 565,567.88 100.00% Value of your account $65,567.88 A Eye on the markets Index Your K nand) Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 30, 2015 3-month Treasury bills: 0 01% One-month LIBOR: 0.17% Percentage change January 2015 Year to date -3.00% -3.03% -2.78% -2.78% 0.50% 0.50% 2.10% 2.10% 047000005734ThoNliMC0169425C00O3 01 IS 030575004 Y12351655010apte_Gm3,00234ftle 2 of 8 CONFIDENTIAL EFTA_00134029 EFTA01275800 *MIS Resource Management Account ir I.-, 2-.1: Change in the value of your account January 2015 (1) Year to date (1) Opening account value $71,570.66 $71,570.66 Withdrawals and fees, including investments transferred Out -6,005 41 -6,005.41 Dividend and interest income 2.63 2.63 Closing account value 565567.88 $65,567.88 Account name: CHISLAINE MAXWELL Friendly account narne:Indw Check/Car Account number. Dividend and interest income earned For purposes of Ins statement. taabilty of inkiest and dindend Income has been determined Iran a us tat reporting perspective. Based upon the residence of the account holies. account type, or product type, sane Want ardor dakkhd payment may not be subject so United States (US) ardor Puerto Pico (PR) income tans. The tient monthly statement is not intended to to used at carom be rood upon for tac purposes. Clients should refer to the applicetle tat reporting keens they receive from UBS annwily. such as the Forms 1099 and the Foms 480, for tac reporting informabon n is the practice of UBS to file the Foplicalsie tat reponing forms %Rh the US altered Revente Senke and PR Treasury DePartirent and in such forms accurately dasAfy dridenctaalict Interest as tae e*rpt or tact* lncOme. Please consult year inchedual to preparer. January 2015 (4) Year to date (S) Taxable interest 0.70 0.70 Total current year $0.70 $0.70 Prior year adjustment 1.93 1.93 Total dividend & interest $2.63 $2.63 Cash activity summary Your el nandal Advisor: SCOTT STACKMAN/LYLE CASNEL See Account activity tins month for details_ Glances In your sweep Options are indudedin the openrg and closing balances value. FDIC insurance sprats only to deposits at UBS Bank USA, natal deports at WS AG, Stanford Franck or bank deposits placed through the UBS International Depose Account program. SiPC protection applies to money rnarbet sweep fund hcidings but rot bast deposits See Important information about your ;tolerant on the tat tine pages cf this document for debits. Y January 2015 (S) ear to date (5) Opening balances $71,570.66 $71,570.66 Additions Dividend aid interest income 2.63 2.63 Total additions $2.63 $2.63 Subtractions Checks and bill payments -5,909.73 -5,909.73 Card payments -95.68 -95.68 Total subtractions -$6,005.41 -$6,005.41 Net cash flow 46,002.78 -$6,002.78 Closing balances 465,567.88 $65,567.88 UBS Bank USA Deposit Account APY Interest period Dec 5 - Jan 7 Opening UBS Bank USA Deposit balance Dec 5 $1,788.50 Closing UBS Bank USA Deposit balance Jan 7 $71,058.15 Number of days in interest period 34 Average daily ba lance $55,007.82 Interest earned $2.63 Annual percentage yield earned 005% SDNY GM 00023410 C NP7C003305734 757 NP7003189e2S 00039 0115 030575004 71735765301000M CONFIDENTIAL Page 3 of 8 EFTA_00134030 EFTA01275801 *UBS Resource Management Account January 2015 My Choice Rewards Points from UBS Account name: Friendly account name- ir Account number: Rewards pants are reflected as of the 26th c4 the month or the pnot business day' if the 26th LS I, on a weekerXY WOW Reword. nom dafifily Cel WS can be found on emmiumatretonanestwes January 2015 Yea, to date Opening balance 1,433 1,433 Points earned 42 42 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change than, please contact yes Fmancial Advisor or Branch Manager toucan find a ful descripticn of the altemabve investment objectives in important information about )our statement at the end of this document 1,475 1,475 Your return objective: Current income 8. capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consdeaton None selected Your account instructions • `rots account cost basis default closing method is FIFO, First In, First Out, Your Ignancial Advisor: SCOTT STACK MANYLYLE CASRIEL 212.821.7000'800'308.3140 CelP7C00)305734758NPVC0189425 00009 0115 030575004 v523576550 roilajw_Gopp,2341liige 4 of 8 CONFIDENTIAL EFTA_00134031 EFTA01275802 *UBS Resource Management Account January 2015 Your assets Account name: CHISLAINE MAXWELL Friendly account name: India CheckfCar Account number. Some pnCeS, income and current ad ues sh0Nn may be oppiOarnale. AS a Inuit. Oro ales losses may nos be &weakly reflected. Set Amami infosmation about your statement a the end of ths dxurneM tam more Informason. Cash Cash and money balances Cash and money balances may mot id? avaltie cash balances, UBS Sant USA &pant account balances, UBS AG Stanford Branch deposit account balances and money market militia fund sweep batances UBS Bank USA deposit account balances are Insured by the CDC %%Man at pliable limits, but are not protected by WC WS AG Stanford Branch deposit ars oum balances an not insured by FDIC NA re rot protected by WC Money market sweep balances are protected by SPC but age not Insured by the FDIC. Ste the important information about your statement a the end of this document for degas about those balances. Adana Cash UBS BANK USA CEP ACCT 80,570.66 65,567.88 250.000 00 Total Your Pi nandal Advisor: SCOTT STACKMANME CASNEL Openng bdatce Cloung Wince Pike per share Average Dmdendirserest Dais in on tan 1(S) on In 30 (5) on Jan 30(1) rate period period cap ritual (S) -9,000.00 0.00 Your total assets $71,570.16 $65,567.18 value on Jan 30 (5) Pelcentaged Cost alienated unreaszel your account bate (1) annual intone (5) gan or loss (5) Cash Total 565,567.98 100.00% $65,567.88 Cash and money balances 65,567.88 100.00% 65.567.88 Account activity this month Date ActItity Desorption Amount (I) Dividend and interest income Taxable interest Jan 8 interest U85 BANK. USA DEPOSIT ACCOUNT AS OF 01107115 0.70 Total taxable interest $0.70 Miscellaneous Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12131/14 1.93 Total miscellaneous Total dividend and interest income $1.93 $2.63 SONY GM 00023412 CNP7000?00573a 759 NO7003103125 00003 MIS 030579004 YI 23 576550 100000 Page 5 of 8 CONFIDENTIAL EFTA_00134032 EFTA01275803 *UBS Resource Management Account January 2015 Account activity this month kontnueth Check number Ode Checks 001027 Jan 21 001028 Jan 26 Total checks Account name: GHISLAINE MAXWELL Friendly account name:Indio ChecIdCar Account number: Your Asandal Advisor- SCOTT STACK MATILYLE CASRIEL Descnocion Amount (S) NEXT LEVEL ELEVATOR -381.06 RYAN DIONNE -775.00 41.156.06 Date Actialy Description Armin (S) Jan 5 Withdrawal ACH WITHDRAWAL UN1TEDHEALTHONE -473.13 Bill payments Jan 5 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -42.01 Jan 9 Withdrawal ACM wrnioaAwAL AMEX EPayment -4238.53 Total bill payments -$4.753A7 0.4e Description Amount (St Jan 16 CREDIT CARD PAYMENT -95.68 Card payments Total card payments 495.613 Ka wan Payment Cue Payment Due Ode Credt line *valeta credt Line Outstanding balance UBS Visa Signature credit card(s) payment information for February 23, 2015 135.00 Feb 23, 2015 135,000.00 S34,503.54 9496.46 This credt carols awned in u BS Pay Creek Cad Teatime and vAll macmatoly to pad from your account bur payment Is scherialed for Februay 18, 7015 we prorlde tNs inform/lion on your u8S visa 9gnature Credit cads sdety as a cootesy to you. The U85 visa 9gnature credt card and account are issued by WS Bank u SA. u8$ Bank u SA sends you the °Mod starred for this account and you should male your payment sacking to their kat IIJCIO111. we do not Indude your outstanding credt card bdance in the vane cm yoto account with U85 Rhonda Services Inc_ Date Activity (*spatial arrount IS) Money balance activities Dec31 Balance forward $80,570.66 Jan 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31114 .9,000 00 Jan 2 Deposit LIB5 BANK USA DEPOSIT ACCOUNT AS OF 12/31114 1.93 Jan 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/05/15 81514 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01107/15 0.70 Jan 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/09115 -4238.53 Jan 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/16115 -95.68 continued next page CHP703090(8734760HP70401£8425 00038 MI5 C00575004 YI 23576550 I CmittlitlYGM0002341Se 6 of 8 CONFIDENTIAL EFTA_00134033 EFTA01275804 (SUBS Resource Management Account January 2015 Account activity this month (continued) Oat Money balance activities (continued) Jan 22 Jan 27 tan 30 The UBS Bank USA Depout Accourt your primary sweep colon Account name: GHISLAINE MAXWELL Friendly account name:Indiv Cheek/Ca( Account number. Your PI nandal Advisor: SCOTT STACK MANME CASRIEL cescryien Amount (s) Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01(21115 -381.06 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01125/15 .775.00 Closing UBS Bank USA Deposit Account $65,567.88 SDNY GM 00023414 CNP7C00?305734761 NV7003185475 00CCO 01 IS 030575004 Y123576550100300 Pogo 7 of 8 CONFIDENTIAL EFTA_00134034 EFTA01275805 *UBS Your notes O,8, 0,09003,36,83.8,000,84,240000801,50881,50.,M,8.010.4, 8 °I 8 CONFIDENTIAL EFT,00B4035 EFTA01275806 Important information about your statement UBS IndiaI Swim Inc Merin, a tin Froth* Socket K a mentor el al pro:palseamy. CalanOtSty aid goons Wolves UPS F nano* Servo., and Meat USA ay 9bsidiaos of IBS AG and *Niro of LOS Stostan LC The F an's Wax* won it ?eatable own awed The bias executooncestwe a IBS Fmanial Stays no 1200 Haber Badivaal Mama at NJ 07086 1h6Statidlent represerts re only °tic* record of out UPS f nava Sows account Other records. waft atoll tar dowered. conuhng conldng dal shouanot be abed upon rf you Wren? there 6 al a a On61.0l. pleat ripOr, il rand** n wring to theliterch Minor of the once swing your atatum Although al tyros twin are inienold to beacon.. natant data Toad rot be used for la puposes FON sok*/ on yetend to .any 0 e . Four 1099. We. 10425. tic) alto poplin yOur ta< "tom Tat em is regulvd by Ian to won tote RS al mottle distends. otpastole non- laable (WOW' and twobie mewl eaned on seasrtes held n your acCoure, red proceeds on sale tranUct6M, red cost bonenwan ward %Moto Ommumicollons with the Hem • Neale reconfirm any oral CinveulCatons *Ming tO further protest your mid ridding yokerights undo the Wan* "'nor Protect= Act (SPA) • Ire how* instwon on the top aft a the Irene of hit laiimml is not 1.85 FinnedSinn:ea UPS Fancier Shute, aeries sax acetam as clearing broke by avaigenard enth the mdcated mituton We illonnel you of the restudy:. Mm you awned ails =am in this cast par beds and wok les re looted 2185 Frontal Simon and not the droducry brae: ad you must mate a report of ay woe or onatsbn to both Wm All account StaterereS Shall be deemed Caerpine artd acne ate d cox object to n Web worm 60 days • Please direct customer carob' ' to the /nits CI wonted or tolliet a 00 A ad lob CO t Monday throuyt n Sy. Of In wring to utit5 Nowa Senuan F.'. Clent Religions Departrnmt. PO Box 766 Unon Cite NI 07(87 • ti case of *wow weions atm* an okapi.< tads untie 0711 Di V6a• &Oh card ordadon, call or nrce to 18$ Fr anCel Own hc. 1000 nator .6th I lot WeerweAst N) 07036. Ann INSUI35.4 Sava.: Cal a sumo sod as you cart d you th nk your stawnem or twept 6 WON a 4 $4) need rrore ntonnawn tout atranta on the soerrent or swept The Fern &Card Mu* (as atplOble)rnuti her tom you notatethis 60 days alter the f nn sot you the test smarmy on yeah eye arcr or probiernapered - Frodde you nine ad wont order Si)* - Oecrite the mot or the santeryou ay wore aloft aulettan asdeity a )0U On My WU Wive 4 is era or try you need mete nlarnxito - Prodle tie dollar amount of to stweaed was The kin oe Cad Ow** iwestigatt you cordant ad will correct "era pratptly. Please male al dubs paptie to the Furor the Om* rep lam ndcated on the front of this Pawned h addo to regal a:Couit feet *Cann may be subK0 to masonance Met doges Ice Isepayee,* for swim mocha*: and chasm bar road roots it cab amines AccourIS sha aetraallrnid to othio nsttutons may be :Ora to a balder lee. UBS Sweep Optint UBS otters °peon for sweeping cat batexei bassos to balk &posts at MS Bad LISA Ind UtS AG Sodom two Olak Swop Aware): meth market mutual lust (Money Fu4t arid the litheatona Doost Accost (Woo customers with a nierwhaud kesouce Maugernent Arsouni though the Bath Sweep Mayans. both balsas are Swept to WS Bat USA up so as estabated kW and then to 18$ IC Stamford Brand a a May Furcl Depots at 18$ Bad USA are FOC muted n accordance wrthFDI: nulls For ewe Hammon p lose mil wow ato Deposits a LIBS AG amford Brach ad tam d Mono Finds rem nsure3 by the FDIC. Through the OA. AMON to cab balances are swop? to Wpout accounts a 18$ AG Newyork Poch awl UPS :4 Caplan Brant. These depositsaence nod byte FDIC Bassos lien a So Mb AG C amun Brach re tonyoutily e.poced 10 The SOvalin 6-1 of theCaynal band: and they is to guinea other oblotatim a US$ A4 b repay the *Was who On the 185 Cayman's Broth's boas. Depose, X lAIS Bag USA rd each UPS AG Brach aro no mooed by SIC Monty Fund sloes are pawed by WC See "UPS Imam* Sevces Account Itoteaion" below than you rowan. maces mine Balt Sweep Program a OA may be wittaann aid tires of a Monet Fab maybe Nadas, and the ;watts returned to rue. you, seantet =cull furter mlamacn tout tattle swop optore. eXiaing wren nine% raft ad pens. 6 wilt* a *wee Wit Iron your inmost Advisor a by way U.S Irmarecal Fawkes snout protean The Fan it a Tenter 01 the Swam Motor Protection COLOratker (WC). Mil. protects stomas acorns of es mentos sto lo 1500.000 (mcknary 5250.000 for darns tor wall the 5PC sae ;mecum tenet spy to all atom May:what n abattoir*** the Ferri togethe wth anon if kites, ha also touchily., stadanontat preseason The rraranum anoint payable to all NOW Worm. colbctvoltundathi; probtaion o SSW maw as of Dinette IO. 2013 Wawa tote poky arditiono and Wortent cat at the Fin L Cuter probeaed for uido SI 9 milkn n the aggregate toe all your accounts hell is a patio*, capack A-fun oopyol the polo thatIng aua‘able Won M9*2 The SIC poll(clisn ad the supplemental wawa' both do not SOY to • C wan Wax* 16,pls controlled by OW ecksted roar awn value) but held away from tel$ Cloaca Services Ceg. man OP cat a UPS Bab (QOM at UPS AG Stamford brands. ON sown doolects. notiong vast* monies. ad 04 Owes of mutual finch iliac 'hates re muttered &Kira nth. nano 01 the mart holler on theWas rod records of the atlioblo Mow or trader aged). • Conan eystormi contexts or rwarront west (99. Mod paroweshts aid Vitae placements) tat ate na registered crider the Swots Act of 1933. and • Comm:dims common(09. formai manage rid potoustatal contact &Whit tubascomas an, cornsodAY Wbal contacts The SIC protection aid the pmplorrontai protection do not way tot :hoe assets eon ti they Ottanyde en wpm* onto sownn The SFC groom and the sopathmt protection do rot protect again changes n the mato value 01 yosr Mesewts Weeds a a mai a mato month*. easel Odnaptcy a otherwise) Mote Stormy on s rat kopth request You may obtan roe dormaien aloc iliging the St< Statute by 6:dairy WC at et by Wing tie SP( oboe arrow etc our Dividend Re Wassunent Program IDWP) the do MOW 6e' arieda One? You may Obtan the actual toe *on your rminoil Adios Only "note Shan • Fulnared tad et CAP. partial Ores MI be toll and me or wit be docostad n your amours the Ostend renvestmed pro acted by the issuer may der iron the • Fro* WO thew* than ere sold Catlebyliou Only stole units my be held in yOur wcoult w you re ontithel to 'pat* one al a rot of a *Mend pantot or otherwise, ate Firm wit Wes partial Rats at make' price a aawt an fl int tatimnrod by a r egateed (Pang agercy. and cede yxr account lavestment °bitchy. The nwilnien1 drakes and Mt profile are specie to eat. account ad rosy way between Wu Owe the Inn pommy in wring of any octant tome in your :nano* stuatim a neeitirern Oblective" For tad xcourt hell you choose one of theblowsy :westward ottectos • Otroluce Owens mon* beelenentsiteldni dye royal bet of 1-wome only • Ache* Opt" daticcrOon Woman Wing 'pooh pmcpal rah* Ihritto gionatOu of name • doom Cora/woo of elcone and Ch74.4 APP WU 00n mostanwis site Sy both the gorwaion of icort aid growth 44 Fonda' Overall risk piefilso • Conaway, Seeks to mantas Meta priMpat wets law risk ad rota lity to the roam merit eon d ma mew the 37.0unt does not gineratesyndant reKott*Of mums axl dyne keep pace WM k61.010 • Modern %Wing so acopps some na to WOO at tolerate vase sax My so stink higher roam • aggresrate wing to axed hgh net to amoral awl hgh volabltdo seek NO mum over tent Statement thousolokliwp" We may consolidate al RUM eCCOult Stat.:411MS with the saw address n the Sane Mokpo Moans may be related fa this snow boa/autoham miler: MO asp mintain pont mount ribionsho rah other dents at the same address Ths platea knows as 'hOsseholdng • I you stele to realm indiiikal Asterrents mailed n %pia* CONFIDENTIAL ervelopes —you my Wane householln3 bp:Ong wit Nowa to, FriwWly .band name flakier.* mum nane sef Acts nfaration that you ederM an thebras online owes webste It ea customizable *morrow chow by you to ais you will our recordseryty It F.m no legs effect on Fog axoum You on dove you* Fern* wain names. Wogs Mae Senna" or tit °moon; pas Frtatc*Adebor. Accounthwasiow • value of your sccounrwalcoo Nee 01 3 gat and liatallteS • Arab Includes talkie on. Marcos values to. omitted wartyOw rid GkbaiTme Depadts twitted marks to meet zed Certain azas not held by the Fern Does not ncideunorod omusltelassets at the eni of the pro• andteat staterrem pooh. a Pada natonentt awned itoth colour ad marcisabb slot options • Gaye{ Wades OAR bands. outstridog maga loan. am* Int shot accoum banes • Cashinamy bates Tots of Litt -nod ratable cat branco. tokr. 185 Rank USA Own balincr. UBS AG Surf ord March depose balances and maw mater nutua haw sweep Waxes. a the Jose 01 the staleoXot pew/ on.ommot ty h e wan batros is you swum are not stamp* ed from ohobaron and tee Femme use ace or these funds n the ordkry course of as bones, lhese funls depayable upon your demand This total 6 Inclidod ne canon' pac;:d dos kg value lending information For detaktd clean a ion on the nut Voting o • retort arcl didocura mice to ear Clem artimitothp Aronson or Account Aomerem and the General Tows ad Conditons USS %Want ot Cycle Practices abatable n agmements • lackeure area rre• r ewe, r-tetrcre Your awls tor Statement ennaeSSeCulte•S and Other 3358sheld 11 the .PCCOom a the cod a the soonest NOW You Wei for daterry of July pad wades z ay ma You may rectae seantio used a bin coated air pap* at m balance cue on fwdAny wanly, .rapers)Ito Orly the suttenert pad or, hoed a solo value at of the ell of the statement period • Cott bacic n dettanhng the cost tad of the searthes sodded n thin sowed. SW? eld Uteri wth the number 1: (IBS Firamial Seem:tonal meted on MOW ion oblaised from 'myth other than 18$ Fink-to* Somas. naidng nloanalon Iran riots* fin or that you may An proviari b your Imam* Attar The Finn does no namndentle verb Or guarantreino nay a vaiday of my knorrnaon provided by sans of it than 18$ F nrcsal *NOS adders. athooghtlftS FitascialSersdo goodly updates this donnawn as c 6 NOW. the Fan does cot °rode any mamas that the IX amebas rade' 'Cost bad' aid ganaris" n Hess* a of the die of this ttitnmi AS suet, please do not rely on this Sabamen to make curdose a sae down ha la purposes a Ottentiot .6.60amlb tranlined to the fen may reflect Wass nformaith only kr the period time they ay had a the Fim lysorehitorcol Mammon km be added by yen/ Firtina.11 AdrtOr • Unmeritedpalm/boos Yawn dal is afaisble ice:1.72cl areal CC r2 caz5te5 tor SDNY_GM_00023416 EFTA_00134036 EFTA01275807 Important information about your statement (CGS/gelded) Nferitalsoteity lots The sneaction data fa islintal lots maya may not reflect amnbsans, drages tdcr 'surety reorguneratim man Derifend aid eta retest/fit lots and syncinaik purt ae lots" oat ~lost to dmiar onstratd lhe • bade dz.' collet presents the cognal Past on traNdare • GANN tecorldet Bonds andattest sod, that the Maw Nit fa ealy arienpoon mil be stoat twat* by lot tom among al secties of that tate held in rul name ex re panto n are ler CAR dents Calfears Nana«, is storrad from thed past aid Os xadae is not gestated Ots call I eattees nay ems itsh could elect peb careplete nlormann we bepetted ularn rotrest • Cordttatas et clopesit(ass) at ate It< netted opt 1293,0:0 n enopal aid scud nivest pa ~woe ond pr ~merry nutlet it aacrstance with IDC rules • ~helm axes dopiest fa Straws and other produn may be tiger or Imp dal to ores that you rould dually resew in the marks feces are clowned from earbus third styscuts etch we teeter!? to te relate bot we do not gamin ewe away - Wo "runty ino te obi-rigprize Mn sealable cr ten mot or ilmted and ask aces fa laced YeaircieS and *puts or on ybdprceslor OTC snap e to - Lot teary traded stashes maybe peon, tung a what model a toms roemm pia we Moaned aid may nol Mkt an atria malt Prsa or watt - Cectanpostoni mayapse, Naiad a pro and mil show z 'price was not wadable' if we re made to °but a ate for a security - Deposes a tames Oscan& n »etendes other nn U 5 dollars as retested a the an: h St, 'Se as of the strewn! dew - For cent seises nets m non-ant:4min den/meet:4u. ace and gutty dace stet/ mate hat boat opted» lapPale Kopp vAupAn To obtain omens emit" wen wattle rut yes .aeroal Stew • Prima Invertnorms and seruaund prod's« ovate niestresse seuret &tides dined patt totim program aid real KW* tremerit tnt smuntres/ ak tronred peeduaS terrine., ten ilstad Celt situated predicts tis. me ben readored wtm ha ~erred and etfer>/e Cannot:a a under any saw SeCilirte, lam We room» estmatd vales Ice privat nwitmere strum arid snared produos Bor relearn.* enalsutoon only Accuracy., rot gUnn~ - lhlavaUe5 nyaiser stsurnally fret pima O cry J Men a ;create n•eStrnert Wary« StruCturtd picdtra maybe Lair a foe aid do not nonce-oily represent the waist You may matt upon Nodal«, - Th rd pay esmaes el vim are as et a anan dae ard ae ~led 10 LeS foleinata StrioneS on a regies balm by an Wept:Sent valarken lem - "AR RRAWRIRRI~P'RIWISOr Gamed vaunt ty. ~stoked to te rem by te Mere general pater a taw and may be abased based on Offerel ~nation from that uxd by thud pan is to dots It... estkrad Yam - You cae obtain addnoma Mammon regadreg the ~logy used to determine the estate of VAS red the toe of the nonion thy Is Ow base few ned encase hyaena:Pig tea Randal Potter - meta parryestimated vibes may be reflected as 'Not priced' re total Nutt% tun an ',dependent valuation 1m fus Am 'hosted or d unabre so assign a via when we bean» AN^ Mal a reworul wort hao occured that trey ell a ~tidy mooned yap iso (term a whin tad rowed be highly betatate duo to to rust> of the soosety - then Nether an Ewa real panne a tonwr escinated vino' a sh (Opals. eci 'loud what is prowled. the ware or to tasty sod betties's* tom no ptschaso pia - 'Diarbutiorn to dare me/ natdonen of al. mane a both •On9102J see' re:test:nu ese moil otitis pnce poe lain 2-.5 may not rifled per cos bib • Ibisolaed Mend« Restricted stunts goneraly ter not anew Mgt* fa pubic sale IRS tumid Sanses uses the made precool te estrsektod Pock of the same mutest muted var* la the refuted sot tt purposes of This usecomony To the mama t4å resorted startle are orbiter lot sale never.. recer•ed out be subsume*, less Than to impute/ raw shows • In. (.netuld) iØ arrest yields and rat An estimate of fetid 'some es based on (torero dated aid twos rim reentry tru acuities will be held be ate year from statement date a veal mituroy The minite is ong a gudehno accuracy aid tumid name se not gmrasted - Est Maud anus encome and Gnat Yield lor °slam Noted settees ore Mute dream of antra or gaud grans di ottodi Ole the Pt yarn laid current peke) would be wersuesed - evornated anus Øms and anent veal And the actua Ø1N ad yeld night be lower or hgher them the mitatod amounts - An *Ginate of entalced name (derided aka mewl) dealt byten area make, Yalta/era> balarne 6 based on the In dieSind or twoot pay re nude by the met and atones the seartmedeposes rill to hold'« one pur tun me statement dale or we'd msurty Mott/ aid conleted yfld ae not giaantad • Pinner held lry WS Financial S wvicea Conan WPM are Whet byte Pasi ad not mitre te Pits possession or aneol Thee assets re cdplaykd at yam apemen for inlonntonal ~on>, Potts ,r0 vats presented ase froided byte isseng limt 1135 ~deg Stets e not resonsble for this Stanton and does net goatee ts tatty toe assets as not prated by 51"C or to Inn's supplunomal SaC coverage • Ilevantra during and addkbnal camperosation. - or additas to canenissom on sake awl 12b.1 fees moused en connecter" with the «flutes of radva fads toots dents we snor oe$ aniae roave redrue bating padnenu from (feu biters ender 'Meson of the muted ends that we toll Thew twits are boded an hvo detest aersonents te amount el saksby UPS ol a pascuW ritual lund !tot moroms. std(. rise reset vale or a salad, mutt' luk fanrys PAPA~ a ten Ian - We andeur *Are aM receive teteedtng and ormetusprocesong lees re corrodoiton for under agent w.il:n that res prover to rho ~sit funds tense lets generabr as pad ten imonor sner, n the rrutual lend aid as asked delft stall bast on to runt. of recalls at to trot rideals holdingmutual Madsol bat had Salley - m akle ion to commessom mewed re cornett wen the cob or distrbution or penurycoma= rd Inis n welt., NIS units to our doons. ea tie our rant truest Nita dismg COrMettallt Ircm reirlyol The rarrancecorrpsbn tdenturg no astety ants a da; ol The nptanorco~irs Ø50n CI teat IIWSWent trusts we datum - Ott allitates also recewe trading commbuts ard anti coopentation from tan/ hoods and *minx, »mildion vARRA. pcoaxts we disrbure - We receive at anvil tee horn LOSS.* USA aril USS AG Pardord of up to 125 per a:Count swroging to to banks ~or tro tines* Swot Programs Ackley Østen rogardng cormetted aid other CIVI99, Posed SI connection wet the tendon ol vales eickidrog cubes temacttns has been ncitled on «Mon:tons stout lambed to you. Ned veil be pm'eted to you pi:empty on WOWS Short selling t you r• «gap] n short sang a wan4,. you may nova chase Ate to cent batwing costs la tel utters Panty Open order. ~ling wen a '9000RilaiCead • orders that more not e vaded by the Staernent dae, Open Ns ad sell StOp orders at waxed by te amount of dnrdendscr rgNs ▪ oedlidendsor tights dale enkes matt client:* by you You as rewornblelor orders Ilia are netted due to out Pare to canal emirs open «don Tax withirlditg en ~ens barn UK financial Services IRAs rodral tat bey requreSI85 &Waal Services lo wthok/ income tar from per tackle IRA &WIWIan, tul you may eke oat lohaeR «caw it witheoll or. instead you ray decl tO haw la ~Mc I a ara» or ti a Seed anoint as you choose Year Noon ma reman el effect 'AU rsoVed by you You may route par eloclIon a ay limo by niang anew Nat" t you do tol haw croup nonro tad warned Iran pax disnbutions. iou maybe resemble la the paymero of earnxed tau you may nar pintos d et teas ~1 and sow estimated le permits se not Mud CO tar raroblipatios Privacy To Ørn Newtown...wit Clem Prosy Iota please «nazi oat F natal Stenos «Stour thine a yam, waGoamen4Geotry WS Fin rtal Sett knot a bark The WA. Simms Souses Sasso BSA and IRMA ae lackerage aortas Mlm mode access to basro ses æS ns prodias tØ anagoreurds wit Welted bat and Other MS. NPR APRS. and escudos aeon to newts aid rnwly IDROPAPT Awed by oat dated thrdeparty etturana oat ines trough netridt agency subs/53 es of utS Funds' Services bo teettere. nstronce. and annuity product POI lot hoofed • No bat* guarantees May bee ohm IjAA R‘sOLICeMawnvni account Bussess Steen !daunt B54, its% and nternabonal RedOtsde 14~ CONFIDENTIAL Aswan a. registered sent mats of IIPS ktanaal Services Yea Sgnature is a regishered twicemat of visa Imorattal 1.85 Wa Signature aede cards and U88 Wa tent cat ae owed by lle5 Bank USA *eh ;ammo from Yea USA tworpartd UPS FulanCial StrviOeSInC Boy 201407 SDNY_GM_00023417 EFTA 00134037 EFTA01275808 (SUBS UBS Financial Services nc 299 Park Avenue 25th Roor New York IV 10171.0002 Ct4v70058I03870215 Y1 0 Account name GHiSLANE MAXWELL Friendly account name: Indio. Check/Car Account number. Your linancial Advisor. SCOTT STACK MANLYLE CASRIEL Phone Resource Management Account February 201 5 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor co the RMA Resoviceline at 800-RMA-1000, on January 30 (V 00 February 27 (1) account Your assets 65,567.88 59,436.72 laic our website: Your liabilities 0.00 o.00 %%vitt Lbs corn/ linancia!servIces Value of your account $65,567.88 $59,436.72 Tracking the value of your account S Thc Lr,arICS Sources of your account growth during 2015 Value of your account at year end 2014 171,570.66 Net deposits and 7:E GS e WithdrattaiS 412,139.19 594 VOX riveStineet return. Disidend and interest income 15.25 Change in markor yaw 30 00 Dee 2014 Ian 2015 Feb 20'5 Value of your account on Ilds 27. 2015 fsst436.72 SDNY GM 00023418 Member SIPC CNP7COCCOOS010307 Ny7000705008 00000 0215 03057%04 7;235765500000GO Page 1 of 8 CONFIDENTIAL EFTA_00 I 34038 EFTA01275809 SUBS Resource Management Account February 2015 Your account balance sheet Summary of your assets Value on February 27 a) Percentage of your account A Cash and money balances 59,436.72 100 00% B Cash alternatives 0.00 0 00% C Equities 0.C° 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $59,436.72 $59,436.72 100.00% Account name: Friendly account name: Ir 1 Account number: Your current asset allocation A Eye on the markets Index Percentage change February 2015 Year to date S&P 500 5.75% 2.57% Russell 3000 5.79% 2.85% MSC I - Europe, Australia & Far East 5.99% 6.52% Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14% Your Financial Advisor so-- - ", CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% Crle 700030058r 0308 NPT000305083 C•3003 0215 030579004 vi 23576550 COMYGM000234%tle 2 of 8 CONFIDENTIAL EFTA_00134039 EFTA01275810 UB Resource Management Account S S Change in the value of your account February 2015 (1.1 Year to date (1) Opening account value $65,567.88 $71,570.66 Withcfrawals and fees, including investments transferred cut -6,133.78 -12,139.19 Dividend and interest income 2.62 5.25 Closing account value $59,436.72 $59A36.72 Account name: GHISLAINE MAXWELL Friendly account nanse:Indiv Check/Car Account number. Dividend and interest income earned for puipOWS or Ws statement. tactOtty of interest and Ondend income has been determined Iran a US tan restating perspective. Based upon the residence of the account header. account type, or product type, some interest andor dvidend payments may not be subject to United States (US) ands Puerto Rico (PR) income tan The dent monthly statement is not intended to be used and carrot be ref ed upon for tac purposes. Clients should refer to the apt:little tar reporting tarns They meek* from UBS annually. such as the forms 1099 and the Farm 493, fa lac reporting information n is the practice of UBS to file the =tirade tac reporting forms with the US Intern8 Revenue SehfiCe and PR TreThufy OeCertment, and in Such tarns accurst 4y dassify dvidends arida interest as tat exempt or teicable incase. Pleat COMult your Inds dual tam dreamer. February 2015 (3) Year to date 1O Taxable interest 2.62 3.32 Total current year $2.62 $3.32 Prior year adjustment 0.00 1.93 Total dividend & interest $2.62 $5.25 Cash activity summary Your PI sandal Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month for details Ildarxes in your Sweep Opri OM are indudedin the °perste; and closing balances value FDIC insurance [poi., only to deposes at u85 Bank USA, not to deposits at LOS AG, Stamford Branch Of bank deposits placed through the UK intemaiorki Depose Account program. SrPC Protection applies to money market sweep find holdings but rot bank deposits See frn111041nt 1060,matto about your statement on the rat two pages d this document for &tub February 2015 (1) Year to date (S) Opening balances $65,567.88 $71,570.66 Additions Dividend aid interest income 262 5.25 Total additions $2.62 $5.25 Subtractions Checks and bill payments -6,012.70 -11,922.43 Card payments -121.08 -216.76 Total subtractions -$6,133.78 -$12,139.19 Net cash flow -$6,131.16 -$12,133.94 Closing balances $59,436.72 459,436.72 UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 5 Opening UBS Bank USA Deposit balance Jan 8 $71,058.15 Closing UBS Bank USA Deposit balance Feb 5 464,449.30 Number of days in nterest period 29 Average daily balance $66,255.40 Interest earned $2.62 Annual percentage yield earned 0 05% SDNY GM 00023420 Celf7C003305810389NP7003705088 0003 0215 030575004 Y113576550000000 CONFIDENTIAL Page 3 of 8 EFTA_00 134040 EFTA01275811 *UBS Resource Management Account February 2015 My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number: Rewards pants are reflected as of the 26th of the month or the pnot business d.N if the 26th fa Is on a voekend Wide/ Reward, point activity Cetals can be found on v.wwutiSawatonaintStevKes February 2015 Yea, to date Opening balance 1,475 1,433 Points earned 269 311 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager toucan find a NI description of the alternative investment objectives in Important information about )our statement at the end of this document 1,744 1,744 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderat:on - None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. Your Seem:id Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308.3140 007030800$810390NPVCO2060138 WOOS 0215 030575004 in 23576S5OCCiglifilYGM00023449e 4 of 8 CONFIDENTIAL EFTA_00I 34041 EFTA01275812 *UBS Resource Management Account February 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name:lock/ ChecklCar Account number. Some prices. income and current bra ues Shona may teit0prOxirtUale. Asa kit*. OM IOSSes May md be eCcuralely reneaed. See mnporunt into melon abort your statement a the end 01 ttis et curnem fOr rose infornasort Cash Cash and money balances Cash and money balances may ind ode avaltie cash balances, UBS Bank USA deposit account Glances, UBS AG Slarkird Branch deposit account &fences and money market mutual fund sweep balances. UBS earl USA deposit account balances are Insured by the IOC WIN n gala.* limits, but are not weeded by SIPC. UBS AG Stamford Stanch deposit account Dimon an not insured by FDIC and are not protected by SRC Morey market sweep balances are protected by SEC but are not insured by the FDIC. Ste the important information about your statement a the end of this dxtereem for details rota those tdances. Helene Cash 0;enng balance Closing balance Nice pet :ha:e Average on Feb l (f) on Feb27 CS) on Feb 27(0 rate Cefidend Merest petiod Your II nandal Advisor: SCOTT STACK MANLYLE CASRIEL Days in period cap annual ft) 0.00 -25.40 UB5 BANK USA CEP ACCT 65,567 88 59,462.12 Total 665.55728 659,496.72 250.000 00 Your total assets Percentage of vaue on Feb27(1) your account Cost BIMated Uhreat2e1 basis CS) annual wane CBI gain or loss (S) Cash Total $59,436.72 100.00% $59,436.72 Cash and money balances 59.436.72 100.00% 59.436.72 Account activity this month Dee ActMty Deurotion Amount (S) Dividend end interestincome Taxable interest Feb6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210915 2.62 Total taxable interest 12.62 Total dividend and Nearest income 13.62 Check number Dalt Description Amami CS) 001029 Feb2 NEXT LEVEL ELEVATOR 606.06 Checks continued next page SDNY GM 00023422 CHP7C0C0305810791 NP7003705008 00030 0215 030575004 Y123576SSO 000000 Pegs 6 of 8 CONFIDENTIAL EFTA_00134042 EFTA01275813 *UBS Resource Management Account February 2015 Account activity this month (contriueth Check nurrber Die Dtscript,on Account name: -,, Friendly account name: ir 1 Account number: Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Amount CS) Checks (cortirithA) Bill payments 001031 Feb24 INSURANCE OFFICE OF CENTRAL • 1,132.00 Total checks 41,758.06 Cate ACIroly Nun()ton Amount (5) Feb 3 Withdrawal ACH WITHDRAWAL OAT EDHEALTHONE -473.13 Feb 3 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE -42.01 Feb9 Withdrawal ACH WITHDRAWAL AMEX EPa yrnent -3,759.50 Total bill payments 44274.64 Date Description Amoum (5) Card purchases U85 Vs debit. )000 3536 G MAXWELL Feb 03 NYC TAXI 3131 WOODSIDE NY 075034090060817512 Feb 12 MIAMI TAXI MIAMI FL 485044263423635338 Total (lunges $25.40 11030 515 10 Dale Feb 18 CREDIT CARO PAYMENT 95.68 - Destnpnon Amount (S) Card payments Feb27 DEBIT CARD ACTIVITY -25.40 Total coed payments 3121.08 KlinmLm Pynerrl Cue Payment Due Dae Cecil Inc Ayalable Credi Line Oultranding balance UBS Visa Sig nature credit card(s) payment in fonnation for Mardi 23, 2015 13500 Mar 23, 2015 535,00000 534,324 29 $675.71 This ciedl cad is neared in uBS Pay Credl Cad feature and will arnanalicatry be pad Cron your xcoure. Your payment it scheduled for March 18. 2015 we provide INs information on your ups visa 50nature credit cads saety as a courtesy to you. The UPS visa Sgnatu re <fedi card and account ae issued by UBS Bank USA. UBS Bank USA sends youth, ottioal stain-rere for iNs account and you should make your pap-rent accadng to then instruCHmS. We do notind We your outstanding credt card pierce in the yaw a your &count with U65 Finatoria Services inc CHP7C008005810392NP7003X6088 COM 0215 030575004 " 23878S5000SE#WGM000234t9fr 6 of 8 CONFIDENTIAL EFTA_00 I 34043 EFTA01275814 (SUBS Resource Management Account Febtuary 2015 Account activity this month iCOntritied) Date Activity Description Amount 1$) Money balance activities Jan 30 Balance forward $65,567.88 Feb 3 Withdrawal UK BANK USA DEPOSIT ACCOUNT AS OF 02/02/15 •606.06 Feb4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/03115 -515.14 Feb6 Deposit UBS BANK USA DEPOSIT ACCOUNT 450F 02)05115 2.62 Feb 10 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 02/09/15 -3,759.50 Feb 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/18115 -95.68 Feb 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/24/15 •1,132.00 Feb 27 Closing UBS Sank USA Deposit Account $S9A62 Account name: GHISLAINE MAXWELL Friendly account naate:Indiv ChethCar Account number. Your Financial Advisor: SCOTT STACK MAN' LYLE CASRIEL Tht UBS Bank USA DerOtit ACCOUnt is your Primary sweep colon SONY GM 00023424 CNP10008305810393 NPT000206088 00008 COS 030575004 Y123576550000000 Page 7 of 8 CONFIDENTIAL EFTA_00134044 EFTA01275815 *UBS Your notes ono2.,,,,,ge 8 E. of sutemmt for account numb. CONFIDENTIAL EFTA_00B4045 EFTA01275816 Important information about your statement UBS Fnandol Sagas ba Maim or SIBS Fatal Brad is a member of al papalseamy. carrnoaty ad mans ea/urges uBSFnannlSavamamltSBanl.USAae Mat *Luba/Xsof ISS AG ad of (B5 aria U.0 **Pews fakir nears it ?male awn rears the fonts acutrutollicesar a U3S Basal Sovas 1200 Habor rand Wanes N101086 This sutural alarm the ally *Matra:of of >nu UBS Fmangal Saes 3CCOunt Other reads. lt)021/1 Moat tm dogmata. conang coollang daa should noe be taut upon 6 you Mae them is as error ix *MOW. pleas. ran O radar n wring to teerasch Fdaager of tie once sang your amount Ancugh al fyrep, to'n are 'marled r. be aen». samat daa Toad rot be used for tar aspens tese solely on yea.end ta last Pe. Form 1099. 5498. 10125. MC) thin prang your to return ner en isregund by lan to ram to she Mal tan le errands reporitle non Ina titans ad Ina ruten eased en wanes Mtl n your amour feel proceeds on sae natant aid mo ha:nonman weed securers Cametiniationa wit the Fim • prase rearms amoral canmenons ^Otero further aura your nas raiding you' rules under the Xartes Men Paean Act ($n) • if foe fragal instraon Oahe la res et the trim of to imam n not MS Feurda Sawn UBS Fascia Sean aeries your accord as dearer broker by ~goal von the abated altuton We Woad you lea this rertionsisp awn you opened gilt Xrant in this cast pa fads an> rankles one bated aS Les Frungal Siaas aid noe the rtroducng bons ad you roust ~areal of Sly EfrOrOriallkssbn to both In All =ours suterents shalt:4~d compla ad atomte 6 a °Duda to n sang elev 60 dais • Mono died custom coribla' ' to the law: Cl aimed, at or tollget al I 800AM ta CO t tbatddy timbal% n sy. or in trend to uBS ?mama anal MC. Clint Relation, Department PO Box 766 Unon City NI 07037 • n case ol errata anions atxut an ercoonn kas tiara IEFTY bl roes a n card thrisadions, call or virce to Les Friancel Sams he. 1000 lint« SKI . 6th I beet ~ask N) clas Alm IIMAJIMA Unman CM «aim as Pun aspa art Ay:saky:a Staeanentor recur 6 «Ong enlace need eare nf ~tea Lout atria« cn the st mare ot rear The Fern a Card Mug (as arbloble)rnull hear~ Wu nO Later thin 60 daff alter the finsal you the fro si armon aids the ara or probrm wad - Pan. you rum ad amount verba Sap - Describe the error or the ranar you ae awe abaft analan asMaly æ Wuøt cosy at bola e ts error or why you need mere altar bei - Pane the dollar taunt of the suspected ara TMFinnor Cad Mar will Margate ar tompalen rd willcoma amens promptly Pleamake al necks prylt(, lo the Fenor tie facial natacn Maud on te front of the Marna h Jalm to regar ar ant fees. sung may be tag to manner as char. Ice Ia.payee,* for towns purchaws Td cages fie aped rants h cat axants Accounts Na are traderred le olin naiads, rnay be and to a brae fee UBS Sweep Optrom U85 orers opals for sweeping cash banns lanes to bat deposits at salon USA null AG 23rfOril bald. ark Swap Mara. manna mbar lals Panel Fals) and the arrittional Deoost Accra tiOaor alma Mu lat imenbaud Rebuke Munagunent Account Waugh gnat Sweep fregins. an balsas are swept 53 leg BS USA up b n estabIshed lenit and then to 181 14 Started Brandt or a Sara Fund Deposes at SBS at USA re FD/C muted n .300)rddrXe with at: /It rot nay Mama pa* .,it wow laic 9>w Deposits a UB5 AG Bead Branch and nartbdasey fads one mad by the UDC through Me On nab to a bomoe are apt to «pose accounts x UK AG Xenon Brargh ad LOS AG Cann Etant Thew deposits are ria nand by the FDIC Salsas heU a the of35 AG Cap'.' Bran one team. ily <opined »a sorman rid of theCamas lads and tere 6 rit quarastace other ob baba d MAU to may thePaces anon the u15 Camas eras boas Depose, a UES Brit USA al each UBS AG Branch somt preeectod by 5PC Monty bad shies are Naga by SPC See 1.135 Firma Sevres Account FlotectiOn• below Upon you repro, babas n to Bat Sweep Programs or Or may be want^ ad fi bs of a lianaFund maybe Irq~, aid the emceed: returned to you a yam ~got recant Fula mambas Lout warble map *pans. audng anent mat ram ad yield 6 ...liable a *wee aka Iran your inacal advisor a by eating U.S Franca Swam noun pensaien The Femis a Agnew of the Seamus raster Protean Coon«, (SPCt With prat-used-Mu =at of es menus tp »1500000 Oscan; 5250.000 for dams lor ca) The SPC Sae wren«, liras Øylo MS:1" tknOtahOld n apatcannoly The Frog babas oat warn ansees. ha also palatal samenuntai pampa The ~mum anetest payable to all Olga dens. cotdvoIFumetis protaion 6 550) man as of Deana 10. 2013 Saud tote poky ordain and atatai can at ne Fra a further paced fir up b SI 9 milbrs n fte aureate fa al your accanis Ma n a pawky caparay A-foll Copy DI OWpoky 'sting 6 ~WM, uPoo (99-92 Tho SPC prown ad tie supplemental paean bon do not SO>ritO • anon fan, tons carolled brand hand n yor acorn vara) but held awyfromlBS rimier, Saxon (eg anan feast alas Bra <aces?' mu% AG Stroked bands Id/ mane arras imang baba. murk, rid Maros of manual knot awe Sun shares re rag cad dray ei the name of the acome Mar on the boas ral records of tbe ;pliable atime or taraer art/ • Conan notetrnent contra-ti or noMfrierrt .9.79,13 (9 9. lard ~ships ard prare plerrened tat are na regisra sider the arms Act o11933. and • Corms:dam contra 40 g . forma warm /MI preciousnets Vance). nankin, Vas contras and OnTritaY at« contracts The SF< prOleCtien and the P.M9I~I Protection do not Spy to thise assets tides A they on!~ appear asrxr Sunman The SEC protean rid the swpWrwit a protector do rot mined nand chan-deo et the rake vaned as *vestments ands as arena a ratei nowerrent. Øa anasptcycrotherease) Mfor9 antra a ants le upon request You may *bun ram I-dormer:in aloc aggIng the 5PC Brochure by cabana SPC at ix by sang Ise SPC wetone almost apa Ord DNidersi Ile Me ennentbregrant IMP) the paraded as awn are you may obean the Still gee from your f Mina Adroor Gay War cares are weasel war DAP. partial shares nil be sold and the øT nil be deposal in you amours the dvidend wawa* prae man by the mute may ditt from the mar Øre vlar the p$O41 awes st• sold Cad/inane Only snob ritt enry be hold.n your meat f you are entitled to moaner rme as aneark et a doklend pesen( or ~raw re (inn XI ether sel patial tars at matet once a accept an arrow naftwed by a registered clang agency. antlaede par account Wotan °bialys The mutant obraves and Fit prof ir are sµ«14 lo ext. MØ aid may wry [Motet /terada,, Me Inn prompt kr n miring of any usnican dump in enf elt 'turbo of ~Were cbmcbte; For each awe h you choose one of diefolovong mestmerd aquas • Reduce Cone? »Wee Inifritnienti Whin.; hte amnia of amme only • Mae CaissailDpactmon twenrrents544in9 growth el papal raw than tre generaton of name • *race Coalman *femme ale Car& eone^ Inantrrnnt• tool ny bods no generators of non rd awn of omens' Orwell rlok pairs • Conan Seeks tomman bliagrapal. wehbw risk ad wolality to te rave art an 6 tot means the arourd does not gnaw sgmliant inane« rRamsatd may nee keep pace wit u6Ø • Modern Malin to rapt »mini tO pcØ ad mine sons? on ntyto seek hMhee morns • Addresaa gifting to apt hgh nek '0~ ad hgh to tty» stela.» returns orte tene Statement Mcineholdier We ray o>nsoklate el raid secant statements win the sin» idler-3 new sane enS, ACotnlirroy be retred fcr Nis Platte ban they he.. amen oho X> maitein on, amount rMalonen» wet oar anti at the Sang adass the practce e know as " howeholdng • a you afar to rare Matt mama mad a ~ea CONFIDENTIAL envelopes —you nay ane truseholln3 by gang your Ennui Adm.°, Friend>, account name llmfnenty axon name roflects nfarruticn that Mel ~ere] on Um Hrn's onlne sagas mbste It a a customizable 'n.arume• down by you » azM Sou bah your ~rang n Sin no liga *fa an yoU noun You aei mange pi:Frady aØ nabs. °stoup Wm Sevres or bf OX“flaing »NS &tame( /SW Mount marine • Valued sour aountaaabb fte Of assets ard thimbles • Arab Incbde sealable radt barrel ades la rabirndxmrhy(a)ndGkbalTmDepositt unrealized marks tO Market and0299fl3(39(590( held by the Fan Does not rgbdeunpnced ~le/MX« a Mal ol the prey and gam Illterent peak a inn Xesmall, unrested ska oplurni and want *sta. atom • Cenees nCladei tar b831Ce5. oulgandftamggn loan. call Me sat aceoum banes • Co(A/9999/ boticao Taw of anned wan. cat bacon. pla U35 Bask USA Emma baron UBS AG Stara Branch depose balances and maxima« nu tua lend sweep banes a the dose of the Unlearnt period NOniX9991011ly he ask bobriOn n ye/ nounl are not argued Mtn oat beams nine Fanny die d these ftrds n the orday ease of mans, ltiese kinds are nab* upon gas demand Tha total Incbded in Me amen' perOd dosing vita Lending information rot Miami Manion on IMF revs »nag Braaten dramas Mato soyGam attazinsp Arian or ArcoMt Agerent and the GM «al TOWS ad Caroms UØ kronen of Cale Places wank n OnfOrclowle ypy nel emr4n ,ord"eb,....‘ Your own Yes stmenwa minces seams noes« assets held n the nomi a cow end of the statement mead 909199f S lee deWery a July pad warn a 'rig tron You may rate seanties used a loan collated ater paint' n baba <be on nett Any wars truant] b> the hm ding the summit period am had a owlet max ol tM end of ther statement period • Cabals PI darning tie con basis of tie searnes madded n the stamen Mew flitted web ame number '1: UBS firuna Smashes mad on inanition Maned from sources *la than ail5 Faunal Sates aoudad nlarnation Inn ansIrn or tat you Toy hoe preened to you' liana Myra The Finn does not ~pendently verty or gunmen nay or Mica of ar Marmon presided by sources other than (.BS F naiad, Seri as In Mann Stough UBS Nasal Sava gamily updates ea Manta as c 6 raved the fim does not (*hide any aria tha she mama sealer 'Cost basis' aid "arerired gabs," is ranee a of the Mt* of this Santa As aids please do not race, This ,domain lo makeCahn or sae reams. Ia la purposes a ottema ~no antra to the enn may reflect stria» Mormons orlykr te period of time theyrehad ache Lien Istorehimornal arrnati gim be added by you Plana AØ • Unmated gaintrams Nha daa t wan> lOrnOo•Currialre6 Wenli.:19O a, CaaralOi for SDNY_GM_00023426 EFTA_00 134046 EFTA01275817 Important information about your statement (continued) Wrrichilowity Ins lhe twaron data fa irdinchal Ian mayor may not ref to aniniaran, Mapesace seumy mows:aim eons DIAfend rof other repayment lots and worm* Naha* lots a each mottled !odds*, war:ward hi the • bade We' mitt presents the wpm, twain , trthedare • Callable securlties Bonds and prefond nods that the issuer (alb for eery Wanton nil bewraith twat* by lot Wm among at wanes of that 69.* pep n our name a n name...flare for ois dents Cat leave 'nfarrown is WrothWm thed prim and as away 6 not gurthred OW call eatan nowt mesh could allett y.elt carmine Mama kin we be provided *Pm rand • Cracow et deposit (CDs) CDs ate ROC owed opt S293.000 n prinopal and squid nttrel pa &steam and per docouto-y entildier. it acoodroot with FM: nibs • Frialhaluo Ma's &pin*/ fa $40yelies anfOthef produces 'nay by hirer ce bwir that tie ace to you nr0tk adually receve in the maw Prces are Owned Iron mows trad paly %Men Muds webele/eh) be relief* but we do not gamin, tole a:curacy - Wo grimly trio sew dyingpin who aealthb ce lM mire Of ireted and ask aces Ice Wed SOOlft*S and optsos Or onybd pia. la OTC sealer - Lam sanely traded stattled maybe reed uing a sabre, wag a thew, roam Fria we Maned aidWince rated an adua maisn pna or vale - Crean towns may ar ea YnalCta Apraa and roll show z 'once was not mailable' if we re mane to obtan a ace for a watt - Down a sear les dem(tasse" it antothes other tan u S Was are ref Wed a the codurgerSe as of the dateriant date - For cents 'entities tradng mmnanblmng denweetcos. ace aid quality Pace vale) may hae beat adented to raoltale proper vauenn To *bland-nail quat.TMIS. 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Intimated) Want athmetyialds and raw. An estimate col awning:m*6 based on anent cbseuktid end Wenn ram, zwirg ter swain *II be held for one yea from strewn' date or and irtiturily Mrs estimate is on a gulags*. accuracy and aranued Mame se not gArameed - Est noted anus mane aid anent yilid /Of Conan tpesol *thane could em ait as of aincna or culla( gam n welch case the ea Marne Wad GOMM yak() would be manned - Earnatod anus Meant aid aspen yield aid The WO Ware and yield night be loweror hgher thth the ninated amens - An op Mate of moulted own. Ovid's! ads attest laded by the Current maket vartaintath bald:C*661SM CO 'NIBS, doubled or Neill payroM nude by the ewer and missies tie Waft imedrpOselS nil be hldfor one sue ban the Statenrt dale or wild =lefty Ace:flat coMnutd yak ae not guaarceal • Simonet held by WS financial Santa Conan asset, are cot ', PHbyteFri ad not Wm the WY; possessor, or entail Thar, assets are cdpLasd m your statemorn for inlonnabanal papaw oat Pouliot ,n1 ragas presented re owned byte eisung film ILK nanda *MOSS n not reeponsbb for this nfornann aid does net guano is dowry mete abets Tenet protected by SVC a to inns supplunomal SaC cowing, • Revolts dealing and addkkanalmenpazation - n additim to mminissom on saes aid 11b.1 foes mowe0 in connection with the distamlon of natal tench to Mar chants tee aorta our attire cease aerobe Mann; pa/luau from issubutors andor atison of the enema ends that we sell Peso awaits are bred an loo different cosmonaut (B the amount of saksby IRS ot a partcuLa mutual fund fatly to of dames. ad Id the we mho of a pawl, mica food fang. sharer WI a the Inn - We aid to alttare also melee retwortng aid onotusprocesung Ins is mresderron for trailer agent scookes that we proud. to to **coal funds Thine feu thwart are pad tan Shwa wen n the actual fond and re a tied delft wont WM on the runsa of wants at the trobro-deabr hotting mutual lords of ma had Irby - In akit ion to eamiusSealS reamed n cornedion wet the sae or darbuten of armory worn ad to iirroliost ant Mad 10 of del111, are ardor our affable recew wenn doing, Onternalan from Manna the mimim companies indemnity coo a-May contracts eilabsol the name corns-Wan or sponsors a On ant IINSTMeill IN% sof &astute - Ott atlas* also malretradirg come/sae/son other componution fret mina finds aid niarcee Conralies Nast pew:bats wodimbuto - Werecehval atria tee torn L.BSBask USA ant ties Ar Seardord Brat of up to In per exeunt wiping to the banks twin the IRS Bra Swap Program AWN, Infomatn rogardng oorrimidou mesa ohm tangos coatedit annecuon wit the negation ot tales nchang cpbon Vazactons has been niarled co cadiroutons wr aeoyly to n* lanthod you. and well be piticled to you on wag Short ailing it you re engaged in Thee 'Ong a warty. you may Mora chage We to cenan knowing costs fa that palculr 's•ofrty Opon onion Regarding Open a goodailancellth • ordersthat we not warted by the strewn dame opei buy ad sell stop ceders are enlaced by the astunt of anted, a (gess on • oydiMinchor gargles date warp eneccad otherwise by you You are worth* tor orders that are waited cat to your fange to cancel exbieg open ceders Tax witheldnt on Werinnione few LW Pittman Services Ws Feder tar tdri rEqureSILAS Fnrdal Swiss to withhold score tai from ow usable um diorthaticen but you may elect oaf Wham exam In wilhhOlf or. instead. you may eat a haw lac venthrld a lea. A n a hod wont z you choose Yes Bacon vu remain in et lect unta reolod by you You may mica* your elation x ay tiro by m.b.ty a now Within 8 you coo not ham mouth ncometac wend from your dbMWims. *Yu maybe /*Vela* la the payrntro of a-I/fixed tau You may nag pen atm d the anoints withhold and yds estimated lr payments at not equal te yea la *bank(' Privacy To obtan a copy of *sr wont Cent Wry twice. pleats contact you F nate, mates ot visit oue wtoSne pew vas amommeolic U8Sinawial Savors 6 not a bark The WA. Shams SaucesAi:cant BSA and SUM a*Isakaage a0Octabf MO Marie access to bat ng services ad pada,' trough ma-grooms wit ewe! balks as °thee Mkt party balks and provide:Jo:NMso ism aid amety patfACIS iSteced by unaffiliated !hid {tarty el:mance Conlon, Haugh nastatCe agency ad./la eS of ties Fruncial Services tic monamait. wawa aTdarmulytwodirts Not FOC Owed • NO ban gowns** May bee vale RUM ReSOurCe Ntrayouni anent BuSireSS SOnoCieS ACCoMi SSA. INAA and ritemabonal ReabrCe Mliaattot CONFIDENTIAL Aswan at regillerod once mats of UBS Fnarcial Wars Inc VG S5naturo is a witted smite wt. ol visa Imarnthoul 1.85 Wa Signabre cede cads a llb5 Wa dent cards are issued by IRS We USA with soymisson from v ea u S A rogrwatod OBS Financial Secrets Inc Rev 201407 SDNY_GM_00023427 EFTA_00134047 EFTA01275818 (SUBS UBS Financial Services Inc. 299 Pak Avenue 25th Floor New York NY 10171.0002 CNe70065764930315X1 Y1 0 Resource Management Account March 2015 GHiSLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHStANE MAXVVELl. Friendly account name: Indiv.CheckiCar Account number. Your Nnancial Advisor- SCOTT STACKIAANLYLE CASRIEL Phone Questions about your statemeat7 Call your Financial Advisor cu the Value of your account RMA Resourceline at 800-RMA-1000, account On February 27 (S) on Mach 31(S) Your assets 59,436.72 55,658.57 Visit our website: www.ubs corn? financialsetvices Your liabilities 0.00 0.00 Value of your account $59A36.72 $55,658.57 Sources of your account growth Tracking the value of your account Thc-Lr:And$ during 2015 Value of your account at year end 2014 571,570.66 7:6 Net deposits and withdrawals -S15,919.13 594 553 Your mestment return Me:lendand interest income $7.04 • Change in market value 9000 Value of yaw account on Mar 31, 2015 SSS6S8.57 Dec 2014 Feb 2015 mar 2015 SDNY GM 00023428 Member SIPC 0010003005576493 NP7000304051 000% 0315 03057500.3123576550100000 Page 1 of 8 CONFIDENTIAL EFTA_00134048 EFTA01275819 $UBS Resource Management Account March 2015 Your account balance sheet Summary of your assets Value on March 31 (1) Account name: GHISLAINE MA <WELL Friendly account name:Indiv Check/Car Account number. Percentage of your account A Cash and rrxmey balances 55,658.57 10000% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 555,658.57 100.00% Value of your account $55,658.57 A Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. VBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Imponant informer on about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% Percentage change March 2015 Year to date -1.58% 0.95% -1.02% 1.80% -1.43% 5.00% 0.46% 1.61% OW70003006576494 NP70C0304051 00038 0315 030575004 VI 23576550 10Mpiy Gm000234Eys 2 of 8 CONFIDENTIAL EFTA_00134049 EFTA01275820 SUBS Resource Management Account March 2015 Change in the value of your account March 2015 (S) Year to date (1) Opening account value $59A36.72 $71,570.66 Deposits, including investments transferred in 4,521.96 4,521.96 Withdrawals and fees, including investments transferred cut -8,301.90 -20,441.09 Dividend and interest income 1.79 7.04 Closing account value $55,658.57 $55,658.57 Account name: GHISLAINE MAXWELL friendly account narne:Incliv CheddCar Account number. Dividend and interest income earned rot purposes of 1Ns statement, tatablay of interest and ditIdend income has been determined flail a US Inn leradina CerWedite. Bard upon the residence of the account notelet account type. or product type, sorry interest endow dvidend payments may not be subject to United States (US) ardor ammo Rico (PR) Income fates The dent month./ statement is not mended to be used and cannot be retied upon for tat purposes. Clients should refer to the aCirkaNe tar tenoning forms they receive from UBS annualy, such as the romp 1099 and the Forms 480, for lax reporting information. It is the practice of UBS to file the aciNicatle la( reporting forms with the US mterna Revenue Sernee and PR Treasury Department and in such Worn Stanley dewy cinders'sdray lases' Nose exempt or tasiatne le4Cohe Please consult your inixdual tat preparer. March 2015 (S) Year to date (S) Taxable interest 1.79 5.11 Total current year $1.79 $5.11 Prior year adjustment 0.00 1.93 Total dividend & interest $1.79 $7.04 Cash activity summary Your Pinandal Advisor: SCOTT STACK MANLYLE CASRiEL See account activity !ha month for dela It Mance' in your Sweep Donee are Lod uCed in the opening and dosing balances taut. FDIC insurance applies only to deposal at U85 Bank USA, not to &pouts at u85 AG, Stamford Branch or bank deposits paced t Nouse, the UBS internaiond Depose Account program. WC potection applies to mom market sweep find hoidinos but not bank deposits Seelmportant information about your statement on the last Mo Oars cf this document for MO's Mardi 2015 (S) Year to date (1) Opening balances $59,436.72 $71.570.66 Additions Deposits and other funds credited 4,521 96 4,521.96 Dividend and interest income 1.79 7.04 Total additions $4,523.75 $4,529.00 Subtractions Checks and bill payments -8,047 37 -19,969.80 Card payments -254.53 -471.29 Total subtractions -$8,301.90 -$20,441.09 Net cash flow -$3,778.15 Closing balances $55,658.57 UBS Bank USA Deposit Account APY -$15,912.09 $55,658.57 Interest period Feb 6 - Mar 5 Opening UBS Bank USA Deposit balance Feb 6 164,449.30 Closing UBS Bank USA Deposit balance Mar 5 862,695.33 Number of days in nterest period 28 Average daily ba lance 861,029.81 Interest earned 11.79 Annual percentage yield earned 004% SDNY GM 00023430 C HP 7030?005576495 Mn7003304O51 00033 03IS 03057 5004 1123576550 101:000 Page 3 of 8 CONFIDENTIAL EFTA_00I 34050 EFTA01275821 *UBS Resource Management Account March 2015 My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account name: Indiv CheckiCar Account number: Rewards pours are reflected as of the 26th of the month or the once bug ness tlar if the 26th fa Is on a voekend holiday Ittwacti pant activity deals can be lOuna on vannvuoatoratonantstnaxes March 2015 Yea, to date Opening balance 1,744 1,433 Points earned 0 311 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You <an find a ful description of the aftemanve investment objectives in important information about your statement at the end of this document 1,744 1,744 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderat:on None selected Your account instructions e You' account cost basis default closing method is FIFO, First In, First Out. Your 15 Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CH1'700(9306576496 NP7000304051 C0008 0315 03057500411123576M leiklibYGM000234tlige 4 of 8 CONFIDENTIAL EFTA_0013405 I EFTA01275822 *UBS Resource Management Account March 2015 Your assets Account nanne: GHISLAINE MAXWELL Friendly account name:friday Chetkr Car Account number. Some PnCes, rncOne and current vaues shown may be apple/Urn/31e. At a aloe gains aidlOsses may riol be accurately reflected. See rmporunt intosenefron about your statement a the end of the docurneM 10i more informson. Cash Cash and money balances Cash and money balances may induce avaltlecash balances, UBS Bank USA chpont account bdances, UBS AG Starkrd Branch deposit account oaances and money market mut ua fund sweep [dances. U95 Bank USA deposit account balances are Insured by the FOC rattan applicable limits, but are not protected by SIPC. ben AG Stanford Branch deµeit account balances am not insured by FDIC and are rot protected by SIFC Money market sweep balances are protected by WC but am not insured by the FDIC. See the important information about your statement a the end of this document for dela tout those balances. Openng bet axe Closing Wax. Pace per share Average Heldng on Mae I (S) on Mar 31 (S) on Mai 31 CO rate Cash Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL DwIdend Interest Daft in period period cep avowal (11 -25.40 0.00 UBS BANK USA CEP ACCT 59,462 12 55,658.57 250.000 00 Total Your total assets 559.43632 $55,65837 value on Mar 31 (S) Percentage` ot Cost your account oasis (0 BlMated annual intone (5) unreaizeci gain or loss (I) Cash Total $55,658.57 100.00% $55,658.57 Cash and money balances 55.65887 100.00% 5565857 Account activity this month Date ACtlity Description Amount (S) Deposits and other fends credited Mar 2 Deposit NONLOCAL CHECK 56.85 Mar 2 Deposit NON-LOCAL CHECK 60.75 Mar 2 Deposit NON•LOCAL CHECK 72.00 Mar 2 Deposit LOCAL CHECK 90.67 Mar 2 Deposit LOCAL CHECK 124.49 Mar 2 Deposit NON•LOCAL CHECK 196.20 Mar 2 Deposit LOCAL CHECK 212.31 continued next page SONY GM 00023432 CHUM:070065764437 HP7003304051 00003 0315 03057%04 Y123576550100000 Page 5 of 8 CONFIDENTIAL EFTA_00134052 EFTA01275823 SUBS Resource Management Account March 2015 Account activity this month (Cootelved) Date Activity Description Mount (S) Deposits and other funds credited (continued) Mar 2 Deposit NCt4•LOCAL CHECK 425.00 Mar 2 Deposit LOCAL CHECK 1,184.69 Mar 2 Deposit LOCAL CHECK 2.00000 Mar 2 Deposit NON•LOCAL CHECK 99.00 Account name: GHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number: Your Amadei Advisor SCOTT STACK MANLYLE CASRIEL Total deposits and other funds credited Dee *mot), DescriPtion 4452136 Amount (0 Dividend and interest income Taxable interest Mar 6 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF 030915 1.79 Total taxable interest Total dividend and interest income Check number Date Description 001032 MarS ANITA CELA 001033 Mar 20 KIMBERLY CALVACCA Total cheeks $1.79 $1.79 Arnowit (S) Checks -750.00 -3,62500 Date Actinty Mar 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE Mar 3 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE Description 44,375.00 Amount (S) NI payments -473.13 42.01 Mar 9 Withdrawal ACH WITHDRAWAL AMEX EPayment Total bill payments -3,157.23 Date Description 43.67237 Amount CO Card purchases WS Vise debit. )000 3536 G MAXWELL Mar OS Mar 20 MARLBORO MARKET BOSTON MA 165064000284413413 NAIL 2000 BEVERLY HILLS CA 425080730800397946 132 97 silseo Mar 25 Total charges LEE PHAN SOLE PROP SAN FRANCISCO CA 065085206134100034 SW 88 tuns CNP700030C6576498NP7000304051 00003 031S 030575004 VI 23576550 1040kyGit000nar 6 of 8 CONFIDENTIAL EFTA_00134053 EFTA01275824 UBS Resource Management Account March 2015 Account activity this month (continued) Date Card payments DerArrpl Account name: GHISLAINE MAXWELL Friendly account name:Indiv Checkkar Account number. Your Finandal Advisor: SCOTT STACKMANILYLE CASRIEL Amount (1) Mar 18 CREDIT CARD PAYMENT -95.68 Mar 27 DEER CARD ACTIVITY -158.85 Total card payments 4254.53 monmyri Payment cue Payment Due Dae Credt Ine Ayalatle Credt Lim Outstanding bamce Lies Visa Signature uedit card(s) payment in fortnation for April 23. 2015 135.00 Apr 23, 2015 535,00D 00 534,413 38 4586.62 This credi cad is enrolled in u BS Pay Croft Card feature and yeillautornmicaty be pad From your account YOUf payment is schen/ad for Api 18, 2015 We procide the information on you UBS visa Signature credit cards solOy as a cco new to you. The UBS Visa 9<pazu re <tech card and account we Issued try U85 Ban li UM. u85 Bank USA sends you ire e4fioa surname ru 10( INS account and you shoOd make pout parent aft:0,19TO the% instructons. We do not i nd a your outsIzndinquedt card loaance in the value of your account web uSS Financia Services inc oae Activity Litscionon Amount (I) Money balance activities Feb 27 Balance forward S59,452.12 Mar 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/27/15 -25.40 Mar 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,521.96 Mar 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/03/15 -515.14 Mar 6 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 03/05/15 -750.00 Mar 6 Deposit WS BANK VSA DEPOSIT ACCOUNT AS OF 03/0915 79 Mar 10 Withdrawn UBS BANK USA DEPOSIT ACCOUNT AS OF 03/09/15 -3,157.23 Mar 19 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS OF 03/ 18, 15 -95.68 Mar 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/20/15 -3.625.00 Mar 30 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03127/ IS -I58.85 Mar 31 Closing UBS Bank USA Deposit Account S55.658.57 The UBS B3ni USA Deposit Account is your primary sweep option SONY GM 00023434 CUP1C007005576499NP7003304O51 00006 031$ 030579004 Y123576550 IMMO CONFIDENTIAL Fag* 7 of 8 EFTA_00134054 EFTA01275825 *UBS Your notes o.....sa8.8.........E8,8,a..E.v.".sso..., G..a2,... 8 al 8 E. ol...e0t for aa.,.....I., CONFIDENTIAL EFT,00B4055 EFTA01275826 Important information about your statement UBS Eminent Seetran bn few Fem or USG FiranalSerind. is a member of al prenatal scanty. canooday aid corms ~apes UBSFnahCtlSavMTarndltSBaiFUSAae infirm sittniries of !SS AG and tens of ull5Sentin LLC lhe F Mara dumentent enable upan rawest the Fm's eon/moansreat USS Folmar Sirens Ix 1200 Habor Beenneat ~km N107086 This sutemere nurtures the trilinficial rend of pot UBS Fmanaki Senors xØ Other recinte)02plotloalta< doormen. conuhng contang dau toad noe be Merl upon X you When trin n an err« a On6OCtl. report it ~direly n wring» telkanch Maiager of the "runts your noun AthCV9h al 59.ra ~n ant imncled to be ac~e. damn dataToad rot be used for tat Tenons Ma. solely on yeaend tar Ian Pe. Fan 1099. S49$. Iris extents ~erg your tar scum shim is «pond by In to rent tone RS al than le dirdends. reprint non- WI* dvdends an inn metal caned en renames held ri pur onpurt, red proceeds on sole tranSactinS, and on baton <tin ten sauna Cammuniallone within Firm • Neer re «Arm, re oral OnvvonCatons In *Otero further nun your '4" eicbdirg yotergits under the narns biflor Protection Act (SPA) • rf tie ~an inselmon tale top left cd the Intl of ho osonnt n not U3S ~oaf Sera UPS Marcia Senn, caries your accom as doing broka by armgenen inn the ~and ~Von ne Mooned you a this rebtionsho Men you paned nil account in tens Cate. IOU, funds ant ~kips re band a LISS ~or Simon aid noe tre nroducrig broker. and you mal mare a rept of an tor or emalt to nth hen, All aCCOurR SUterentS Shall be awned «Øa% aid acaratedn't °brae:Ito n hertin wehri 60 dins • Please direct name( type' ' to the trier: CI ~ant ag or tarn* a 00AM tote CO t ~dal tlrouyt n et «h sting to uB5 ?mama Stan tic. Clem Raton, Deparennt PO Box 766 slam City NI 07(07 • es case ol mots« galltom atxut an ekcoonc tuna tinda IST) bli 5 vit dab card transactions, call a on to LesEn/nun Senn lic. 1000 Ildbor Bw.6th lb«. Weelowaren. N) O7086 Ann IIMAJI3SA Sayan CM inner won as bona de:tinnier:or ~tor (wept 6 %VON only% need note mentalism rout *throne on the ~rem ot now The Fern cc Card Issuer (as lab labia must hear tom you ro later 0 ,3160 6a/5 alter the fim sent you the test summit on WM the err or probkm ~red - Praiar hor nine and recent riveter fil ay - Describe ne error or the wander you ae mare rot an entail ascleat/ay:von My barn t ia «rot a shy you need more nlaratien - Sto ide Te don swum or ne summed ma The Finn or Cad ner vel Mangan yaw ninplanit aid will =Tea arrytetor pronptly Mon make al necks peon to the knot Te ~Of ~non ndcaed on te front of this stamen h ant on to regain' noun fat norma ma/ be hibbra to ~mound. hen charge:I« in paprent fer seaten: purchases aid clwero f« aped rants h or), XCants AccouniS Mat "trill!~ le MN" Intlattal5 may be o-bpd tO a bauler lee. UBS Sweep Optbns U85 OrderS Oplais for ~cabh banes. braces to bank &posts al unfurl( thea andlet AG Sonora team (Bark Swap Doreen mew market mutual hrds0ronee Finns) ard the harrirmal Depose Acciant (0nfor nsttmers wIN al minima dawn Insagernent Account Waugh then Simian:gram. can barns at swept so U3S Bat USA to a ah estaWhed kW and tesus to !SS AG StatrilOrd Branca or a Man Fura Deposes at tan Bak USA re FOK Maid n mandate with (OK ruts for ewe incenbason either's.' wow Nec 9o• Despots a UB5 AG Stained Pant and ram cd Wm" Finds rena nsured by the FDC though the OA. wane to car balances at sown? to «post accounts a LØS AG ~York Bra-4h and WS AG Carman Brain. These deposits arene nand by be PK latexeshen al the WSMC*1min Brach ire termini& •paced to nor ~man du ol theCanal Maids and terei ro giant.. CC other Obigltal d 165 AG no May thebanns Mk Oct the LØS Cayman eras bons Deposes at UBS Bat USA and each UBS AG Branch anti prowled by 9PC Monty Fund Taw are permed by SEC See 1.135 Inman Senn ?daunt FletealOn• below Van yaks rearm barces ute Bat 5~ Program Or OA may be winearin. and pres of a Pettey Fund maybe Nunn and theproceed: resumed to you a yaw Sonsitot gene Fun« Mtwara. rout wattle own, arms. manna Nem awn ran ard nth n went a own stie Iran rut r nil( al Madera be WS Sum& Serene ~tune protection The Fern i amoeba of the Slates new Protection Conant GPO. Mich prowssea:Ten accounts of es sp to 1500000 Wicking 1250.000 for dams for cat) The SK ant wren«, tene‘ Øylo Mao:" tot yauhOld n apanancanacin The Firm togene was anar rita,. ha to wand po larerta probent tervenuen moult payable to all Niable clan. collichnlyundrais proem:on i 550) mat as of Deoentier IO. 2013 SMenl lone poky «Mann an ~a can ane Fem ironer prated fix up Er SI 9 mikes n tie aggregate for pur accounts heldintonate' capacey A' roll copy ol nopolcy enacting 6 attic 4on ~ 2 The 5PC prowled and to supplemental princhen both do not SPrY to • C sun Irani tans controlled bylad Mined non room van) but held away rom LBS Oneida, Snot (e g Man feCa,h z Ins Bat (tan ail% AG Stamford leant nstriaxe Moats. segman mien and Minns of min Itch Moe suds shares re cow ar in de nano a the ran hone on the basks and records of the nibble iver er train« agent • (*den noterrnem contexts or imerment Mown Peg. Inted ~Mips and prom. ~ens) Tat ae na registered mar the Starnes Am of 1933. and • Correrodha comrade (o 9. romp wawa* std prated metal ConUIC6). niding Myra connas aid OnTOC4Y *PIS, contacts The SF< protection aid the anplarrointalprowann do not appal l0 these assets even d they otenwse annextthe stannents The SEC pronand the stagnate i onatedun da not pen«, naust change, n the matet van d yon nestmentslanner as arena d aunt incoomint. Ør bankruptCy or 00~7 Mae nommon a ~thrum request You may *bun rue nformation alocigill agin9 the SPC Brochin by ~nog SIC at ix by witng re SEC welayle al osiorflc DNidend Re averment Program Chi) The reelected nan wrap Mee you may °Inn the actual pnce from your Finsnoa adroor Only Mok Tres are wand under DAP. partial shares nil be soil and the at. ont be deposintd n pis noun The dvidend renwswen puce tipplkd by the issuer my Ora from the meta pike a Midi the panial han ere sold Casteinn (Sayanle unn may be NS .n you Ømt I you at mind to 'pant me al an-an of a (5 niand ~wit or oterwire. Te firm wlt ether tel patrol masa ~a price a accept an null ildithroxl by aregistered &trig agency. and cede you account Worn« *salves The ~mein ebraves and nOk prof ile are specie lo erm &Øm aid may vay between hen Moe the inri pronhptY n arrug of aiy Kneen astrop et your Cuenca stunta ~treed ~En For pad'. xcoure held. you choose one of thenlowing coestment ObjeCtotS • feeder Curry axone nrostnientsumnnj the grantben of emme only • Atere Calababnprecdoon beestrrents *eking Tenth pienCpal (nix Bunten antra» of name. • pecan Conner/ton el Income and Certr ~WI ~own° ten in boa it genersion of noon aid gown in atonal Overall elek peika • Comment Seeks to manta heir altar Mb low risk rid bola lily to ne nun sett am rf that mom the nouni dOeS not generate *paean mone« returns3W matte keep pace nth int Wino • AnOtont Vann; acapt saner& to aØ and »inn memo:Inn» seek higher Nelms • Apprespre Nang to apt hgh orsktOallWal aid hgh ninny» seek high returns wet tent ftatanontlieuerhoklior we fray consoklate el rand account statements with the sal* aIler.s in ne sane er~ ACa.nts troy be retried for nis pintw bean they hen wren oho ain ~an rot noun relalarnpS will OPOYK dents ane sant adtress the practCe e knm as 'boweholdng I you prefer to mate inclirikal A/tennisnun in pone CONFIDENTIAL averts-. you may dektne handwhig by ding your Enter .tenor Friendly ~Mat Mine llyfnerd// aØ name reflects Marroticn that yu enterei On the hion'S OnIne sene %%tie It 6a customizable 'n.hrume• hann by you b raa Sou such pot ~acing it ea no lign effect cm pour noun Yfu On Tape pv Erwin noin naves. through Onne Sett of byGanaCOn) y.N.• instal ASO« Account "myna • value of 1,0t 4k-calm/pa'ebb tae‘ 0135:elan:I (itches • Asset Inch*" warble can balsca Mtn la rammed warilyMt rid Global Ten Depots unto:4 marks to market and entail drain% NM byte Prrn Does not e1CLdeunpnced snialtelarne“ at no eni of the paw and arne. slaterent mot a ante Wentmema unnested 5tØ col in an errant le stock opium • Ornes Mbytes Øt balances. outstanding magn loan. atoll Me sheet accoum banns • CaMroney biraca Total of ministed avalable can broncos. okt LBS Bat USA deposit banns LIBS AG Santa Branch dopes< balances and mainmane wawa fun sweep Wine a the dose of the statement penal Non.oatornolity tee peal ba nces n yew ant arena segregated from one balexes red te ~may use erg cd then lards n the ordery oxen of es tetras Tese funds ve payable upon you wound This totbl 6 kicks:led in no (von' period cOrSi•g vas» Lending information For dwelt reptant on Ter rn'S bung outman dontura ada to youClem Malian/4p Arnow or Account tranw t. and the General Tern ad Co Bitom UPS Segment of °ale kaimsaaa» n r~s enlercezures 1ØhhM conVoononnoro boom touran Year 23~i «Man SeCult*5 and One SONS held n the 'cowl x the cod of the Armen pond You now ae. for alkery a hennaed manta a at in You may rent Puna used a ba canal aber pavery ay balance the on Teen My ~eta trardemed w them dieing the droners period ow lined a meta ulna ol the end of the statement period • Cost basic n dettenhng the con basis of the ~Ma Indu6ed n this gasmen ate flitted wth the numbs 'I.' UBS finnan Sernesbas wiled on intention Obtained from sources env thate35 Faunal Stint Miming nIcanation lam nets In, or nat you may haw preund n your Tunica Mew The Finn does net ~pendently v rly Or garnet* marry or vaidny of aiy itormnin prettied. by sources Om Tan LISS F Sarni addben *bombUPS Financial Sonar. generally updates Ts nonnat as c 6 wand Tie Ern does rot amide any asnances tal the nf «maim under Cost bear' and "Unrenired piano is ranee a of lie Ore of this pannens 44 lUdi please do net rely on ibis idetral kin lo nuke purchase or sae dean*. la la purposes a omenne ~min tautened to intern may reflect winless Mermaid, orty for the period of time they at held a thefern Morehitornal Memnon cm be added by oar Mann Admix • Unmerited nine lans stim daa i Tanat matron Oereal VC Wai:195 a2 Cadralej fee SDNY_GM_00023436 EFTA_00 134056 EFTA01275827 Important information about your statement (CabeUed) karrirnalsarity lots The Pa-8ra data fa Marna lots maya may not aka comnksam Chases ace seamyrear/aim «ems Dalbil ard otete romearnan lots and intern.* proflute Ins" ear mnbnedtodaadar one award lhe • badedas cotter ptasents the copal balsagen Predate • CANN anaritiot Bends and penned nolt tal the Mu« nab for eery atieripeon wit beselected repairs by lot tom rag al sauna «Ina, note tiep in out name a in rernmenaise ler «X dents C al are fartmm is «eared from Ord paten ad les xaira-f is not gutamed OT« Call lerirs may eon yeah could afect veld complete elommtke «a be provided tarn Man • Coadfranas of deposit (CDs) CDs ate RX ~54 ups, 1291020 in troupe, aid sour elate pa Mirror and pot dtpankey enitair. it aozedance web SDK rules • ~Nabs Fixes doplbed fa names ard *the products mar be hit« a brie that te pris tal you ArCUI7 weary recess in the mark« PrCeS are craned from iaskus thin pry sources eadi we balsa to te real/ brt we do not gamin tet aaasacy - We generals ono te doingpar yea sealable co the mean or rte b4 and ask ilces fa laced wattas nd *wan or on ybd prom or OTC Vatles - lx acmes trad area maybe gad tanga itabarn moor a Tana ratos pia we «tared admaynot ref lea an awe mat« Pnat or vain - Cenanposlions may apex aliart taper:wand toll ~flit was rot ratable if we re wale to °burn a pee ler a security - Opposes a Searles dencarnd n amenaes otter nn U S ran as reflected a the od h !Nob*. as of the Panne date - For caftan «mines acing anon-corn/Ma dernmeatees. rice and quality dace value) mar hae bom alpsadoo laalaal.Fropttnsuzsan To obtain mown was" Wien rata n. corral yos /manna Admit • Prima leansmint and serneund deeded's. Oman' Mersa sauna Grorang dire parpation pagan and tea, FStaW erntment nun want* and structured prernaS Strata., highly 414nd Carat medusa pastas erne not been rettiered wht the ~Pitt and erna2th Lommesin a under any state senates Wm We prank estmaod was la panto mourn« sterna arid staved prodtan ler /forma nealpenonn only Accuracy., rot 9 unn88/ - aaesevaues maydiffer stbsurnallyfran «Kr It a's a welch negate niestrnere serums« structured pact mar be tour a sokl aid do not neeenally reptant the ma you may reave upon 'tarlatan - Ted pay «antes of am as as of a ran dae aid a* implied so lat5 fermi Savers on a regi It bar by an ~pen:Sent valaction Inn genn Prow n'SIX•150r mimed valet if ay. are stapled to to Frm by the Mum general partner is sprmsor and may be olaataied based on dram «anilin from that uxd by thtd pans to don« thee estimated vim - You cal Main addnana rrtcrmalan resides the met ¢2oØ used to determine the minute of ate aid the dace of the kairnaton Ty Is the ban for she enema by aelaneg sour Amnia Adrisor - mhtd partyestimated vates may be reflected as 'Nat priced' rt serasoars ran an 'Ireperant valuation fa Anset %Voted a d unaVe le assign a yak» wham bar/warns that a rnwornl wort ha *carted that may isla mausly reponed are en Surat a Malaya» mad be highly ipeoilatire duo to no rut" of the unsay - Men rinther an Mat real part« a sponsor escinatsl vire nor alien-O1year~ whae is prOwled. Teasof Te away nil bedt erect tun At pc.rchase pia - '0rnbutan to die' may inch* ream of cal. mane a both • 0,8 48 lin Pre' rereatiew natal °airing price riennis 2-.5 may rot reflect your cod bale • niasolaini nalrida5 iterated securees generaty ae not ~Naito fa mete sale UM Dada Somas uses the mat« proro of the essasoktod stock of the sane <sut a as muted yak* fa the restated Ro« stir purposes co' This stoexemoby To the marel dui «acted rattles as Nyble for sale. Tesalarecernd may be mbsurstiay less an tw intweed el« Sven • In. Nnanatad) 2lØ arrant yadds and rapt An orate of earn Amme is based on tuna «mad aid ham ran. zaftig te wanes will be held for ane year from maternal date a ma matny This estimate a only a guar«. accuracy and ortyad name se not garaseed - Est :mud antral mom( and argot add ler trin tpesol secutans muld tarn return of rencta or gal sans in Morn case the en norne (aid man ye kb would be mewed - Edirnaled anus Minnie and anent meld and the actua rows and yield night be bweror hgher tha the amazed awns - An <arm« or ZIrtJaietti name videed andor «earn dada by the ore« make vatmarrna balsa ts based on the last Maid or tame papton made by ne ova and assteaes die seartind(boyas ell be hold'« one rat kan the state/rent date or ate ~urn Ammar aid conard ynk ae not guaranteed • Aetna held Irf UBS financial awake Conan Ma, ae not 'WUbytePm ay not withe the fits possessor or amvol Thew assets re displayed e yam suntan for florstand ~one/ nosacm ad tars presemed ass «mad byte tang lion U85 ~eta Sivas a not raponsbk for this nlarnatin and does net guarantee to away Mtge arts avnet prONCIed by SVC or the arms supplemental SP( cramp, • Rwanda aiming and addkbnaleanyeasation. - n «ants to aminissom ore sake aid 12bil fees naked in <enflade with the dtstraulon of ennas finds toot dents we al« ar asiat reane rensue Ihrtigg,apenufromatubutors and« addson of the rant ads Tat We toll Thar amusts are bred ce two different orates; fR ~amount of ambit ats ol a siancuW nntual fund Isny toot darns. ad Id gie re rate as parnIr mar' lad fantis tues Nil at it.. Inn - We aid as ylfeae all receive reibbrbag nd ormtespromsung lees in consideration for ',flask( agent saviats to at flame to the ntrual funds Tim leas gentalg as pad tam imanor axe: n the &anal laid sid as a toed dote' num based on the runner of =culls at To teabes Baler holdingmutual has el e at fur laity - in artion Io commarn Mewed ri corernion WWI ter saber darbuten of areury roman al unit Itnni units to our <km, we ale/our aff One ream Wear aaang Onanalle firm rnriyol ne manna, °warn,: undeeerery en assay camas attars of To npsaniar cormr. es Or Sponsors ca tie twit ~en trusts we *White - Ott anises also rextre trading commbresand oast ~salon from mut« hams aid *wax, CorManies tow proobxts we di,. bute - We remrun ane fee Fran RCS 8ailt USA ad tieS A4 Stanford tratdi of up le RS per a:Count swooping to te karts Lyra the Ungar* Sweep Prograns AMA* romationnagardng metaten aid otha charge rotesen «enaction etat the moron ol vales nada opte Vastras has been nclaled m orlenttons meow* lambed to you. end ail be yearned to you «amply on Nairn Short tilling it you as e. short 'tang aaearity you may rov a chaseareto aria barorang costs fa tins paleula warty Open <San Re9rding (*en a '900044CarKelIed • orden that rare not carted by the Starner/ date. Open bay ad Sell tap ad«, re [taxed by To anima of «Mends« rgNs al or-di/tads« tangles dale wan entmcsd otheerris by you You ae remora* foreders uha are ~Wed day to pa fare le cancel ensirg open «den Tax wishhalditg en fiabutions noon u5 financial Seriees IRAs ~al fa< Law requreS Nadal Swigs to «Wok/ incone lac from >as tackle IRA dame' on, tul you my eke oat tonne ennwist Mina or instead. you nay elect to have lao ~Mc I a arie or in a lad anent as you choose Yea Moon vil warn in a Oct untreated by you You may rearm surara-lim a say lino byrosily a nee Owen If you do rot haw amtsfe same tar settle Ironi your dinOlonS. you maybe reastisbie Ice the papnor/ of estradtas You may noa genres d the rants sea hon and your earner lay parents remt «la m yOut tar obligata heady To Ø4n a copy ol oir earn Oiere Proxy tarot please marl yas Fran:WM..60r °ern. OW vittiSfie ymm, ulixcemen,arwar WS Pitman Sofran erot a bark She Win &new SevcesAaose BSA all tRMO as basmage aortas earn parade access to bat en smuttg nd prCdinS tØ anangornalls wan iffilati:d bat ay, on« Thiiel party balkt and tiaras aerie to hyra." aid atuty prosus Issued by unal dated cord party arena commas Hong% nuland[ agency skate es of utS Nadal Savlas tic Inrestmat. reran«. ad annuls products Ian lot heated • No bat* guanniao May lose ma RMA RSOLICe Ma,agf owl &Øt. Business Sam Mecum BSA. ifMA and ntemabonal /tame Maarten CONFIDENTIAL Amour as registered serene mats of LOS Frunaal Snakes Ina Satafuto is a resisted »Moe mat of visa anerets ceal 1.85 Vga Ognatre mat cards aida8 Vda dad cads ae issued by U135 Bat USA elk ~men from Yea USA marpard UtS FolanCial ServiOeS In< Roy 201407 SDNY_GM_00023437 EFTA 00134057 EFTA01275828 SUBS 1.035 Financial Services Pte 299 Park Avenue 25th Floor New York NY 10171.0002 cNe7005774345041S Y1 0 Resource Management Account April 2015 GHISLANE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indie.CheckiCar Account number: Your Financial Advisor: SCOTT STACKLIAN/LYLE CASRIEL Phone Questions about your statement? call your Fir-Lancia AdvJsor or the Value of your account RMA Resourceline at SOD-R MA- 1000, account On March 31 (1) On April 30 (1) Your assets 55,658.57 46,125.64 VWtour website: www.ubs.comlfinancialservices Your liabilities 0.00 0.00 Value of your account $55,658.57 $46,125.64 Tracking the value of your account Thousands Sou roes of your account growth during 2015 Value of your account at year end 2014 571,570.66 71.6 Net deposits and withdravab 425,453.55 • 55.7 461 Your iwestment return Dividend and interest income Change in market value 1953 50 00 Value of your wowed on Apr 30, 2015 $44125.64 Dec 2014 Ma 2015 Apr 2015 SDNY GM 00023438 Member SIPC 0070003005774345 Nr7000191488 00003 0415 030575004 v123576S500000C0 Pogo 1 of 8 CONFIDENTIAL EFTA_00134058 EFTA01275829 UBS Resource Management Account April 2015 Your account balance sheet Summary of your assets Value on April 30 (II Account name: 4.1 Friendly account name: Ir 1 Account number: Percentage of your account A Cash and money balances 46,125.64 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 546,125.64 100.00% Value of your account $46,125.64 A Eye on the markets Index Your Knancisl Advisor. SCOTT STACK MAW LYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% Percentage change April 2015 Year to date 0.96% 1.92% 0.45% 2.26% 4.16% 9.37% -0.36% 1.24% CNP7C004005T/4346 NP70C0191488 CCM 04'5030519x; yi23576SS0C0MYGM000234Wie 2 of 8 CONFIDENTIAL EFTA_00134059 EFTA01275830 UBS Resource Management Account [ Change in the value of your account Apnl 2015 (I; Year to date (I) Opening account value $55,658.57 571,570.66 Deposits, including investments transferred in 0.00 4,521.96 Withctawals and fees, including investments transferred out -9,534.42 -29,975.51 Dividend and interest income 1.49 8.53 Closing account value $46,125.64 $46,125.64 Account name: GHISLAINE MAXWELL friendly account name: lndiv CheddCar Account number: Dividend and interest income earned For purposes or INS statement, teaatilty of interest and dividend income has been determined ficM a US lm lencein) CertPedhr. Based upon the residence of the account holder. account type. or product type, some interest arils dvidend payments mar not Do subject to United States (US) anda Pinto Pico (PR) Income tares. The tient month,/ statemem is not intended 10 be used and cannot be retied upon for la purposes. Clients should refer to the ECCIKEefe tar reposing forms they recent from IRS annuely, such as the Forms 1099 and the Forms 493, for tax reporting information his the practice of UBS to file the applicatle lag reporting forms sIth the US Interna Pettily< Serve< and PR TreaSury DeDarinent. and in Sigh fonns accurately day fy d ,rdenOMNa interest MIR terrpt or tRable irxOne Please (Oman your indvdual tax preparer. April 2015(S) Year to date IS) Taxable interest 1.49 6.60 Total current year $1A9 $6.60 Prior year adjustment 0.00 1.93 Total dividend & interest $1A9 $8.53 Cash activity summary Your financial Advisor: SCOTT STACK MANLYLE CASNEL See account activity this month fot deur Is Mantes in your Sweep Options are includedin the openng and closing Dal.snces taut. FDIC Insurance /poi., only to deposits at u85 Bank USA, not to deposits at Les AG, Stamford Ranch Or bank deposits placed almost, the UBS intemaional Depose Account program. SIPC protection applies to money market sweep fund holdings but rot Dank deposits See Important information about your statement on the lzt Mo Pars d this document for Mats April 2015(S) Year to date (S) Opening balances $55,658.57 $71,570.66 Additions Deposits and other funds credited 0.00 4,521.96 Dividend aid interest income 1.49 853 Total additions $1.49 $4,530.49 Subtractions Checks and bill payments -9,34567 -29,315.47 Card payments -188.75 -660.04 Total subtractions -$9,534.42 -$29,975.51 Net cash flow -$9,532.93 -825.445.02 Closing balances $46,125.64 $46,125.64 UBS Bank USA Deposit Account APY Interest period Mar 6 - Apr 7 Opening UBS Bank USA Deposit balance Mar 6 $62,695.33 Closing UBS Bank USA Deposit balance Apr 7 $54,844.92 Number of days in nterest period 33 Average daily balance $57,471.14 Interest earned St .49 Annual percentage yield earned 0 03% SDNY GM 00023440 CnintC00;005774347 NP7003I9I 498 00O33 041 S 03057%04 Y123576550000000 ►age 3 of 8 CONFIDENTIAL EFTA_00 134060 EFTA01275831 UBS Resource Management Account April 2015 My Choice Rewards Points from UBS Account name: Friendly account name: it Account number: Rewards pants ae reflected as at the 26th of the month or the pnor bus nets day it the 26th fah on a weekentrhailekty Rewards Onto:Ng deals can be found On www.uas.coagoniMesenekes Apra 2015 Year to date Opening balance 1,744 1,433 Points earned 0 311 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a fur description of the alternative investment objectives in Important information about you statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consderatton None selected 1,744 1,744 Your account instructions • Your account cost basis default oins,ng method is FIFO, First In, First Out. Your 15 Bendel Advisor: SCOTT STACK MAMLYLE CASRIEL 2124214000f 800-308-3140 CNP7C004)305774348 W700191488 COM 0415 030575004 Yt 23576550 ONISMYGM000234,44ge 4 of 8 CONFIDENTIAL EFTA_00134061 EFTA01275832 *DUBS Resource Management Account Ap 'kr Your assets Account noble: GHISLAINE MAXWELL Friendly account name: Indiv.CheCk/Car Account number. Sane prices. income and current values ShOpal may be Epproxinvaie. AS a kite. gam atiOsses may not be accurately reflected. Set Aporunt intoserrabon about your statement a the end of ths cbcumem f0r more inforrmon. Cash Cash and money balances Cash and money balances mat rod ode avaltile cash balances, UBS Bent USA &past account biances. UBS AG Staraord Branch deposit account balances and money market mutual fund sweep batances UBS Bank USA deposit account balances are Insured by the FOC nil Nn appeal* limits, but are not protected by SIPC. MIS AG Stanford Branch deposit account Manses an not insured by FDIC rod are not protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. Set the fonportant information tout your statement * the end of this dociment for details tout those balances. Whine LEIS BANK USA DEP ACCT Your total assets Your Financial Advisor: SCOTT STACK MAN LYLE CASRiEL Opener.; WON< Cloung Warm. Pau per share Average OnIdend Interest Daft et on Apr 1 (1.) on Apr 20(S) on Apr 30 (S) rate period period cep mount (1) 55,658.57 46,125.64 250,000.00 Percentage of Cosa Bemated Unrealied Value on Apr 30(S) your &count bend (S) annual income (1) win or loss(!) Cash Total $46,125.64 100.00% $46,125.64 Cash and money balances 46.125.64 100.00% 46.125.64 Account activity this month Date Activity peter Lion Amount (I) Dividend and interestincomt Taxable interea Apr 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/07115 1.49 Total taxable interest Total dividend and interest income 41.49 $1.49 Check runner ale Descnpton Ansouil (S) Checks 001034 Apr2 UONE1 BEEHNER -300.00 Continued next page SONY GM 00023442 C NP7C007005774 349 NP700319I 4228 00030 0415 03057$004 Y123576S50 000000 Page 5 of 8 CONFIDENTIAL EFTA_00134062 EFTA01275833 I It UBS Resource Management Account April 2015 Account activity this month (contrivedl Check rurrber Date Description Account name: GHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number. Checks Jc-d) Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL Amount 001035 Apr 13 NAIL REGISTRY OF EMTS Total chit •15.00 4315.00 Date Actlity Description Amount (5) Bill payments Apr 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -473.13 Apr 2 Withdrawal ACH WITHDRAWAL UNTEDHEAL7HONE -42.01 Apr 9 Withdrawal ACH WITHDRAWAL AMEX EPayment -8,515.53 Total bill payments Date Description -$9.030.67 Amount (5) Card purthases CRS yea debit. VOW 3536 MAXWELL Apr 01 NYC-TAXI LONG IS CITY NY 122 30 Apr 08 NYC TAXI CCRMT LONG IS CITY NY $7.30 Apr 13 ESPA CORP NEW YORK NY 15900 Apr 22 MARLBORO MARKET BOSTON MA $4.47 Total charges 89107 Dae Description Apr 17 CREDIT CARD PAYMENT Amami ($) Card payments -95.68 Apr 27 DEBIT CARD ACTTVITY Total card payments -93.07 -8114175 CNP70003005774350M70C0I91488 00003 0415 030579304 Y12357855000MyGit 00023age 6 of 8 CONFIDENTIAL EFTA_00134063 EFTA01275834 SUBS Resource Management Account April 2C 1', Account name: GHISLAINE MAXWELL Friendly account name:It-41v ChecklCar Account number. Your Ill manila Advisor: SCOTT STACK MANILYLE CASRIEL bannuen Paftnent Cue Payment Due Esse Credt Sne Avalade Crier tire Outstanding &lance lies Visa Signature credit card(s) payment information for May 23.2015 135.00 May 23, 2015 335,00300 134,502 77 3497.23 This credt (ad it onrolled in u es Pay Creit Cadfeature and will aificenaticaty be paid Iran your ocount Your pwmeni is Wet:bled for May 1g 7015 We onynde tlysinformabon on you UBS visa Signature creclit rads sot* as a courtesy bayou. The UBS visa 9cpsure (reds card and &room are issued Dy UBS Bank USA. UBS Bank USA sends you the official stasement for this account and you shoot.] matt you palmem acccedng to Uwe instructorn. We doflorin:lode your outstanding (rent card Wince in the retie or you ig(0UIll With UBS Financia Services Inc. Date At bray DeSC rat CO Arnaunt CS) Money balance activities Mar 31 Balance forward $55,658.57 Apr 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/02/15 -815.14 Apr8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 00'07115 1.49 Apr 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/09/15 -8.515 53 Apr 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 04113/15 -15.00 Apr 20 Withdrawal VBS BANK VSA DEPOSIT ACCOUNT AS OF 04/ 1 7/15 -95.68 Apr 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04127115 -93.07 Apr 30 Closing UBS Bank USA Deposit Account $46,125.60 me UBS Para USA Deposit Account Is your primary sweet:0000n SONY GM 00023444 CW70007005774351 NP7003191408 00003 0415 0305'75004 Y123576550000000 CONFIDENTIAL Page 7 of 8 EFTA_0() I34064 EFTA01275835 *UBS Yournotes ,..e.smeesorases,stasonese.e CONFIDENTIAL EFT,00134063 EFTA01275836 Important information about your statement UBS Fnancial Sara Inc (term °MSS Finned Striae is a mentor ol al prrapal security. carrnoilty and epans eaurges UBS F Vaal ewas arrl UK Bank U5A are india siubaliaird of IRS AG ad of (B5 Soak es LC Takers enrage faatrit it salable urea recast The an's erecter, alias ae a USS Anneal Sava; ric 1200 Manor Paine Weeneek en N101086 This swam areas the crib aria read of yerUBS f mania Sates 3CCOunt Ora tecords.b02plot1oaltaii dogmata. contang conteng daa enure noe be mbed ups X you tram nee is an area Origlial. please MOM i erniedigely n wring to tel3rasch tratager of tie once sang your amount /Maur, al hare tan are trended ey be aconite. saannt daanoØ rot be used for tart:Doses Reg sore; on yearn:I ta arm% Pe. Form 1099. 5498. ICILIS. MC) asen peeping your tad rota rat rot ismound by la to repon tone BS al tsmledkderds, repeal. non asabb dvands ad arable meta hated en sexanes held n your x0ourk reel proceeds on sale tarructons, and me bamon cairn weed imam Coniminiallone wit the Frm • Nose manta any oral cartvaraons ^Otero furrier meta your titans tending yesrubes uncut the Xgrees ban Prow:ion Act (WA) • rl /re ~al insert/ion On the la at ed the rem of this stagnant 6 not IRS Felesol Sawn UBS Runda Sean caries your acatrit as Oaring broker by a -airmen'," the aerated nsItuton We Infonnel you ot this febtionthe awn you Owed MIS name in this cafe rar fads eel rankles re bated a Les Finosa Se vas ale noe the mroducng barer ad you must ~arena of ny MIX OrandSbn to bah In All rocoure marmots snarl be darned ameba end acute,. 6 na °ailed to n nag wile 60 days • Meaw dined outgrew.' corrpla' ' to the frier: Cl aimed, at or tali(' a1 I 800AAd toroa t hbriddy thwart Indby or in trend to uBS nonce Serval INC. Clint Relations Departrnant PO Box 766 Unon Ca NI 07(87 • n case of ears« canons about an ekcoonc Imes trend« Gan blI Seca ate cad tranadions, call or free to Les Franca Xenon it. 1000 Plata SKI . 6th lbs. Weitenetet N) clad *en IMM8SA Rasp: CM ix ate a soon as inu car d you rna your SNkntttor recta 6 «Ong <ads° need mole avatar iØ atterte on the enimint ot mow The Fein a Card Mu« (as ap hear~ you nO Later thri 60 days alter the fem sent you the hat earner on ette the era or probkm wad - Pratt. you am aid entom tufter (B amp - Describe Pee error or terra« you re trace abaft near» as daily æ you can why you Mae d ts error or ay you need moe Mamma - Trade the data Jaunt ol to 'brooded ma TheFinnof Cad Issuer vel inerigate yet casitint ad MB comes age«« grapey Pleiemake al tab peytto to the Fenor nD terra Agnew Mated on Be front of this slaernmt h ake to tiger railer, fees. ~fa may be aril to manuance net char. Ice Ia.payee.* la aura: antra andchars a bread anoints h cat axonts Accounts tat are tan!~ 10 Olhir nautili' rnay be tarot to a pasha lee. UBS Sweep Optam U85 oilers opals for among cash banes. broxes to bank &poets at peal!~ USA rid arS AG Raeford bald. (Br* Sweep Doran). maw rake' muter hals Oronee fuels) arid the harriatienal Depose Account Carr onamen ear al moinabaud Retrace Management Account Waugh thank Sweep nagrainsi an banes are Swept M IBS Bat VSA up b n estabished Imo and tin to 125 AG Starlore Brandt or a Matey Fund Deposes at WS Bar USA ire FDA muted n aCOMildnie with DX /It For tat kiantan pia* at teem Mt( 9>r CrepOIRS a IRS AG Randord Branch and tam et Mary fads arena muted by the FDC TØ Or OA. avalekt lO cal banal *meat to «pow accounts a UK AG Nina& Brant and LOS AG Caplan Brant These deposers area< nand by the FDIC relaxes held a the vBS AG C Bran ase taw« ily <opined10 tre scuangn tie of theCarnal Wands, and diem is no quataaa a other or:Pisan:is of IBS AG to may thebalms aka. the IBS Canals Bras boats Deposes at UPS Balt USA ad each065 AG Brach 79n>1 preened by 5PC Money Pad shies it pawed by SPC See 1.135 anal Sevres Account FlOtediOn• below Upon you regUrd banes n te Bak Sweep Program or OA may be wilazon aid shares of a Mona Fund maybe aid the pioceedi returned to you a yam ~inn recant ruler nlemairn Lout »sale weep opium. ndudng went mane raa ad triads. 6 ...liable a *wee aka knm your f natal ~nor a by eating Ulf %anti& Swims taint pootietien The Finn 6 a ~bee of the Secured. rage Pronann C000racia fag Mch protects soarers amaut of is mean to 1,1500000 (ncbdo; 5250.000 for dam, lor Gald) The SIC we wren«, lines act), Id ail Actium tknOtahOld n apalarectraace The firm together wth warn addax ha also petard Appienuntai pre:~ The mania anent payable to all Nilble clean. C011aCtmagUntegin promo:on 6 550) mire, as of Deoratit ID 2013 React tote poky arditiarn and ~fit ere at te cent r further proilatil de up Et SI Bairn nve aggregat fix an your a:coalsha n a penal:Tape:fir A-full copy ol liepoky mating 6 AraMble Won redm2 The SPC marina ad tie 'astern-air priachen both do not SPIT to • anent face axis congaed bias' aided neva accant vade) but hel away f rom tra Pater anon ail earn Oat 31256re «tapa albs AG Stanford bat. W) nsurate vocals. ix/rag agar. amain rid Mean of mutual knit awe Sun shaves re mg need ~cry in die nap of the exam kinkier on the bog xi records of the riplicable aue or tare« ogee/ • Carton nvenrnent contrats or ~ring ~rein (9 g . axed ~reps and prare placements) tat are na registered adz the Saunas Act of 1933. arid • Corradan coman b 9. fontri "awl* aid preciousnets =JIMt noising tuxes cams and almkodaY al« contracts The SF< prat:tin, and the Palaninial protection do not spay to thise assets eta re They oteare appear 'farer salaams The SEC protean rid the sop Wrwit i proteClon do rot pad nand chart> n the man rake ot you ailments facies as area a ~el noternint. used ba asptcy er *thecae) Mae aorenaon a ate Lab le upon request Yre may *bun orre ',formate aloclifif igng theta( Brocture by amain; SIC at or by.wtaigtk SPC metale al ruse MOM «9 DNideni Ito ingebnentnetigrani IMP) the or:aril/eider 6 as attar once you may oban the actual cre horn your Girtaxi Aditoor Gay Wank cares are weasel infer DIP. penalties MI be soil and the cat MI be deposed in ear accoure lade:Send reniestrac ace tippled by the Isene may Of« from the melee Fiat re ,Bads the partial ems st• sold Caslealiou Only snob ones may be Wain your exam t you are entitled to 'panel ime as a mark of admitted psirrent or ~rawe, re Firm MI ether sel patel glasa makil lea a arse an arrow annatal by aregistered Using agency. and creel you' account lavertranteblealves The meaner obraves ad est prof ik are ga2MIC lo cam MOT^ aid may ail Selsalneat mheie Me Inn prompt le MI Wrap of any UgniCant dvnge your fnanca stuaan Cf ~Iran ctmcOve; for each accourt heir you choose one of zhen lowing casement atilt% • Reduce Conant »<erne Inistments whin; the genial ix of aunt only • Aerie CadarAtopecuoon Vivenrrents Seeking grown of plexpal ratte« than fee generate» of name • Imobce Contleikan el Income ex Car& Ai:W*Onm ~rein% tool ng bah to arena of non aid growth of prnallal Ovorall et profiles • Commute Seeks tominen beta er ape. •ah krw risk aid role le to the accent oat Pent tat means the Øn1 does not gars* s4ndiant income« returnsad mena keep pace wit MØ • Antigen Vining to rapt saner& tO pcØ ad mina some tile May ea soak eighee Nelms • Addresaa Nang to apt hgh nerk le~ ad hgh votnaty ea stein.» reams met bra Statement atileiebordior We may gansoklate el maid want statements ivit the sin» idler-3 new sane enS, rommes me be rettes fa vii antra beaux they hate owntes aho alt mintein eam acount rMalOn5hpS trot other dents al the sank eats" the practee e know as " howeholdng 'drat viler to mane inadual na cent' limed a ~ea CONFIDENTIAL envelopes —you may ear* facusehothe3 bye:rang you Fannie Adtmor Friend>, account nam llatfneney arena none reflects niammen that Mel entered On te Hrn's online sagas mbste It is a customizable 'nmlirume• drawn by you b azo you wan yea ~acing n Ira no liga offal on rya noun You Can gage yes Franey aØ naves. tromp Define Sevres of by0Mtdainj y.,i1 &rancid AO•ba Account mamba • Valueabout attOunitaranla NM 01 assets and lia • Amara !Maxim Sealable COT Man tax la reflected %Kuril, «4 and Glebenine Damitt unrealted marks to market and Rna' 3530(5nOt held tyne Pen Does not nClideunpnced simuntedaMetS at teen' ol the prof andante nateentin grosil a awoke ~mat wasted sloe col an and <gate Moe oplens • Ciadas 11Clidei ant b8311;e5. OulMandirg mmgn loan. creel Mt short accoum banes • CoMirromg bisatt Total ol Litt -sled zumablecati bianen, oks U3-5 Bask USA craft tear. UBS AG Staffed Brach depose balances and maxima« trawl fend sweep banes. a the dose of the statement pared Non.ammolly free aedn ba amount arena segregate from mew baron at tee Fientnay die wee oe these ftrds n the ordiay coast of its berms funds "payable upon pm demand Tho total 6 kidded in nem curet' pØ dog-9 vim Lending information ref detatbd (demean on tee ma tending Treated"' drawer Sam vac Chem Retazintip Agromenn or Amour Ag enTent red the General TOWS ad Contran UPS Sauna oe Crede Tatra weak n Agaemems OnfOrclowle xypy Your amt. Yes stmitnar minces names and other assets held n the accoum a do end of ise stetement peed You may S fee deinwy a lay pal ware a 'rig tone You may mane seantitsusyd a loan collate-4 ara fan g% batect cue on tern My aunties trandan by the d rang the manner penod an hood a milts aria of list end of the mama period • Cost bea h defeating theca basis of the seatibes lauded n tha stance area flitted web the number 'I: UBS firerca Saceshas meted on edema ion oblaned fain sources *thee than LDS fine-art Sacs. aoudad nloonation Ina aver In, or tat you ray tux pieeda b your fiance Aker lhofirn dom not ~pendently way Or garnet* nary or vaidny of arr hareem presided by aura other to IBS f near, Sodas addrion *tough UBS Futetal Saar gnarly updates eie Monnaben as c 6 woad tefaen does not ()Wilde any ~aeon ta she nfinnala ad« 'Coe bait' and arraliord gardsis is ranee a of the ea of this ratan' As alt please do nor rayon nis inform alen lo makepurchase or see gotarts. la la purposed a Ottentice ~cunt gland to Iht ern may reflect peulbss Manakin oily for to paid of am theyanhad ache Lien larthinorral cifiakton cal be added by as Prange AØ • Unmake. salmi lams Veen daa L amiabb artived urreal rid Wig i:195 a2 Caaralfd tut SDNY_GM_00023446 EFTA 0[)134066 EFTA01275837 Important information about your statement (continued) Wrrichilowity Ins lhe twaron data fa irdinchal Ian mayor may not ref to aniniaran, Mapesace seumy mows:aim eons Dulled rof other repayment lots and worm* Naha* lots a each mottled !odds*, war:ward hi the • bade We' mitt presents the wpm, twain , trthedare • Callable securlties Bonds and prefond nods that the issuer (alb for eery Wanton nil bewraith twat* by lot Wm among at wanes of that 69.* pep n our name a n name...flare for ois dents Cat leave 'nfarrown is WrothWm thed prim and as away 6 not gurthred OW call eatan nowt mesh could allett y.elt carmine Mama kin we be provided *Pm rand • Cracow et deposit (CDs) CDs ate ROC owed opt S293.000 n prinopal and squid nttrel pa &steam and per docouto-y entildier. it acoodroot with FM: nibs • Frialhaluo Ma's &pin*/ fa $40yelies anfOthef produces 'nay by hirer ce bwir that tie ace to you nr0tld adually receve in the maw Prces are Owned Iron mows trad paly %Men Muds webele/eh) be relief* but we do not gamin, tole a:curacy - Wo grimly trio sew dyingpin who aealthb ce lM mire Of ireted and ask aces Ice Wed SOOlft*S and optsos Or onybd pia. la OTC sealer - Lam sanely traded stattled maybe reed uing a sabre, wag a thew, roam Fria we Maned aidWince rated an adua maisn pna or vale - Crean towns may ar ea YnalCta Apraa and roll show z 'once was not mailable' if we re mane to obtan a ace for a watt - Down a sear les dem(tasse" it antothes other tan u S Was are ref Wed a the codurgerSe as of the dateriant date - For cents 'entities tradng mmnanblmng denweetcos. ace aid quality Pace vale) may hae beat adented to raoltale proper vauenn To *bland-nail quat.TMIS. Mean aralaSke. WOO you Fs-uncial Ad coy • Mora liervainenta and itruaund predueln male inostmere sabre* anclidng dived patapation p0grm aid real Mite n*Stmemtaln MATO and strived velem, at geWaly high,/ 'Wild Conan neudaod products tan nor ben rationed with the Seaircen all ExthaVeCOnansbr a under any stare statutes Lam We von* estmred sofas fa pinate newest wow an succored products for rrforrna cnalpuboars only Aciairry a not gambol - iheavaties maydifia SthStantally ban alai Bay Ma a ;axe menrnert teary Cr StruCtured product marls< toxiVit a sold aid do not necessnly riveS4nt the wale you may Wm cloth ',Withal - BIM pasty eslmaes of win art as of a awn dare aid ae sopplitd to Mineola Wars on a raga tar bass by an tulepenteent satiation Um ay, Sennbarna ay:a:icor estimated vant if asy. ate stapled to the Frm by the ow general partner a thereof and may be Galbraith based Cn Matra* Nervation from that usedby and panes to Woe thee esanatal via; - You cal again adrift:nal stamatcn regaling the metiodology used to determine the elms, of viz and the date of the hionn.ton that Is Ow bate fa the mine by ctedantg your Ftirdi 'Weiser - 11,k0 parry estimated vibesmay be reflected as sNat pnceds n moral waist when an nlepenSent valuabcn fret Went toppled a d wale to afar 3 wain whoa we bosom area* that a macaS war hat occared that trey calla mensusly reponed vahe coo QUOSIOn. a whin a waist rowel be hgbly inseame duo to the nacre of the wanly - %Then Nether an Sues real saner a Donor eithated Wainer at rawly odi Maud watt is waded the vabe of Me away wet tn.:MEM* from As pitch ast pnot - 'Onnbaions to dare' may nichte man of Gthila, wine a both •0030.1 ant sae* reresents, the Metal ollereig prsce per oth a-.8 may not reeled ow cos bath • ItifsbiCted Sealritin Restricted sewses sitheraty are not ansottyeagble for p.tic orb VBS Framed Senors UM The mann prico of the inntstridod stock of the sane month mutedvan to the rearthed Per ;Sr pawn of ms strewn( oar To the mum ter reflected Wailes it alb* for lap. the b3lat (teased may be substantlity Boa Vas th• angutte yaw torn • In. Intimated) Want athmetyialds and raw. An estimate col awning:m*6 based on anent cbseuktid end Wenn ram, zwirg ter swain *II be held for one yea from strewn' date or and irtiturily Mrs estimate is on a gulags*. accuracy and aranued Mame se not gArameed - Est noted anus mane aid anent yilid /Of Conan tpesol *thane could em ait as of aincna or culla( gam n welch case the ea Marne Wad GOMM yak() would be manned - Earnatod anus Meant aid aspen yield aid The WO Ware and yield night be loweror hgher thth the ninated amens - An op Mate of moulted own. Ovid's! ads attest laded by the Current maket vartaintath bald:C*661SM CO 'NIBS, doubled or Neill payroM nude by the ewer and missies tie Waft imedrpOselS nil be hldfor one sue ban the Statenrt dale or wild =lefty Ace:flat coMnutd Wad ae not guaarceal • Simonet held by WS financial Santa Conan asset, are arm ', PHbyteFri ad not Wm the WY; possessor, or entail Thar, assets are cdpLasd m your statemorn for inlonnabanal papaw oat Pouliot ,n1 ragas presented re owned byte eisung film ILK nanda *MOSS n not reeponsbb for this nfornann aid does net guano is dowry TheSe abets Tenet protected by SVC a to inns supplunomal SaC cowing, • Revolts dealing and addkkanalmenpazation - n additim to mminissom on saes aid 11b.1 foes mowe0 in connection with the distamlon of natal tench to Mar chants tee aorta our attire cease aerobe Mann; pa/luau from issubutors andor atison of the enema ends that we sell Peso awaits are bred an loo different cosmonaut (B the amount of saksby IRS ot a partcuLa mutual fund fatly to of dames. ad Id the we mho of a pawl, mica food fang. sharer WI a the Inn - We aid to alttare also melee retwortng aid onotusprocesung Ins is mresderron for trailer agent scookes that we proud. to to **coal funds Thine feu thwart are pad tan Shwa wen n the actual fond and re a tied delft wont WM on the runsa of wants at the trobro-deabr hotting mutual lords of ma herd Irby - In akit ion to eamiusSealS reamed n cornedion wet the sae or darbuten of armory worn ad to iirroliost ant Mad 10 of del111, are ardor our affable recew wenn doing, Onternalan from Manna the mimim companies indemnity coo a-May contracts eilabsol the name corns-Wan or sponsors a On ant IINSTMeill IN% sof &astute - Ott atlas* also malretradirg come/sae/son other componution fret mina finds aid niarcee Conralies Nast pew:bats wodimbuto - Werecehval atria tee torn L.BSBask USA ant ties Ar Seardord Brat of up to In per exeunt wiping to the banks twin the IRS Bra Swap Program AWN, Infomatn rogardng oorrimidou aid ohm tangos coatedit annecuon wit the negation ot tales nchang cpbon Vazactons has been niarled co cadiroutons wr aeoyly to n* lanthod you. and well be prodded to you on wag Short ailing it you re engaged in Thee 'Ong a warty. you may Mora chage We to cenan knowing costs fa that palculr 's•ofrty Opon onion Regarding Open a goodailancellth • ordersthat we not warted by the strewn dame opei buy ad sell stop ceders are enlaced by the astunt of anted, a (gess on • oydiMinchor gargles date warp eneccad otherwise by you You are worth* tor orders that are waited cat to your fange to cancel exbieg open ceders Tax witheldnt on Werinnione few LW Pittman Services Ws Feder tar tdri rEqureSILAS Fnrdal Swiss to withhold score tai from ow usable um diorthaticen but you may elect oaf Wham exam In wilhhOlf or. instead. you may eat a haw lac venthrld a lea. A n a hod wont z you 0,0ose Yes Bacon vu remain in et lect unta reolod by you You may mica* your elation x ay tiro by m.b.ty a now Within 8 you coo not ham mouth ncometac wend from your dbMWims. *Yu maybe /*Vela* la the payrntro of a-I/fixed tau You may nag pen atm d the anoints withhold and yds estimated lr payments at not equal te yea la *bank(' Privacy To obtan a copy of *sr wont Cent Wry twice. pleats contact you F nate, mates ot visit oue wtoSne pew vas amommeolic U8Sinawial Savors 6 not a bark The WA. Shams SaucesAi:cant BSA and SUM a*Isakaage a0Octabf MO Marie access to bat ng services ad pada,' trough ma-grooms wit ewe! balks as °thee Mkt party balks and provide:Jo:NMso ism aid amety patfACIS iSteced by unaffiliated !hid {tarty el:mance Conlon, Haugh nastatCe agency lubSlaa eS of ties Fruncial Services tic monamait. wawa aTdarmulytwodirts Not FOC Owed • NO ban gowns** May bee vale RUM ReSOurCe Ntrayouni anent BuSireSS SOnoCieS ACCoMi SSA. INAA and ritemabonal ReabrCe Mliaattot CONFIDENTIAL Aswan at regillerod once mats of UBS Fnarcial Wars Inc VG S5naturo is a witted smite wt. ol visa Imarnthoul 1.85 Wa Signabre cede cads a llb5 Wa dent cards are issued by IRS We USA with soymisson from v ea u S A rogrwatod OBS Financial Secrets Inc Rev 201407 SDNY_GM_00023447 EFTA_00134067 EFTA01275838 (SUBS MSS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056716550515 Nfl 0 Account name: GHiSLANE MAXWELL Friendly account name: Indiv.ChectiCar Account number. Your Nnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Resource Management Account May 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline at 80ORMA- WOO, On April 30 (S) on May 29 (S) account Your assets 46,125.64 30,830.93 Visit our website: Your liabilities aoo aoo ,,ww.Lbscornilmancia:services Value of your account $46,125.64 $30,830.93 Tracking the value of your account Sources of your account growth during 2015 Vzdue of your account Thc LA.3fICS at year end 2014 $71,570.66 Net deposib and )16 withdrawals -S40,74811 vas OWStrrecl I return Dividend and 309 interest income 59.38 • Change in market value 5000 Value of your account Dec 2014 Are 2015 May 2015 on May 29. 2015 $34.30.98 SDNY GM 00023448 Member SIPC ChiP7000100567; 6sS m7000141539 00008 MIS 030575W4 Y[23576550000000 ►age 1 of 8 CONFIDENTIAL EFTA_00 B4068 EFTA01275839 *UBS Resource Management Account May 2015 Your account balance sheet Summary of your assets Value on May 291$) Account name: c,,Hi≤tAINE MA .1A ELL Friendly account name:IndI,. kxr'dra, Account number: Percentage of your account A Cash and money balances 30,830.93 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 530,830.93 100.00% Value of your account $30,830.93 A Eye on the markets Your lq asocial Advisor. SCOTT STACK MAULYLE CASRIEL , Cash and money balances may include available cash balanceo.LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change May 2015 year to date S&P 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East -0.40% 893% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.24% 1.00% CearC00EKI0S0716S6NPAX0191539COXEI 0515030575004 Y12357695000MpteGitoco23,4vse 2 of 8 CONFIDENTIAL EF1'A_00134069 EFTA01275840 SUBS Resource Management Account May 2015 Change in the value of your account May 2015 (S) Year to date (1) Opening account value $46,125.64 $71,570.66 Deposits, including investments transferred in 0.00 4,521.96 Withdrawals and fees, including investments transferred out -15,295.56 45,271.07 Dividend and interest income 0.85 9.38 Closing account value $30,830.93 $30,830.93 Account name: GHISLAINE MAXWELL friendly account norne:Indav ChecWCar Account number. Dividend and interest income earned rot purpoStS of Ms statement, tatablIty of interest and dirldend IfICOMe ha been determined ficM a US Its *Porting IserSPedhr. Baud upon the residence of the account holder, account type. or prozlixt type, some interest ands dvidend payments may not bo subject to United States (US) ardor Puerto Rico (PR) Income tares The tient monthly statement o not intended to be used and cannot be relied upon for tar purposes. Clients should refer to the aroKatie tat reporting forms they recei* from UBS annualy, such as the forms 1099 and the Forms 480, for lax reporting information. m is the practice or UBS to file the applicatle to reporting roans vnth the US witerna Revenue seance and PR neasurn Department and in sun h fOrrns accurately das9fy citidenaardta intered as tar ewer pt or lamb* 'mune nease consult you Inskedual lax prepare: May 2015 (3) Year to date (S) Taxable interest 0.85 7.45 Total current year $0.85 $7.45 Prior year adjustment 0.00 1.93 Total dividend & interest $0.85 $9.38 Cash activity summary Your ft nandal Advisor: SCOTT STACK MAMLYLE CASRiEL See account mitt the month for dela Is &dances in your Sweep options ace tad ucedin the openng and closing balances Ate. FDIC Insurance Barnet only to deposits a U85 Bank USA, not to deposits at OBS AG, Stamford Branch or bank deposits pracedthfougi the UBS International ceposn Account program. SIPC protection applies to money market sweep fund holdings but not bank deposits Srelmportant irdormation about your statement on the last two paces cf this document for detals May 2015 (S) Year to date (S) Opening balances $46,125.64 $71,570.66 Additions Deposits and other funds credited 0.00 4,521.96 Dividend and interest income 0.85 9.38 Total additions Subtractions Checks and bill payments $0.85 $4,531.34 -15,02581 -44,341.28 Card payments -269 75 -929.79 Total subtractions Net cash flow Closing balances 415,295.56 -$45,271.07 -$15,294.71 -$40,739.73 $30,830.93 $30,830.93 UBS Bank USA Deposit Account APY Interest period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 $54,844.92 Closing UBS Bank USA Deposit balance May 6 $45,611.35 Number of days in nterest period 29 Average daily balance $46,459.25 Interest earned $0.85 Annual percentage yield earned SDNY GM 00023450 002% cfintoCerioscrt os7 WM03141534 WOO 0515 030579004 Y173576SS000C00) ►age 3 of 8 CONFIDENTIAL EFTA_00 134070 EFTA01275841 *UBS Resource Management Account May zoi 5 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards pants are *fleeted as ere the 26th of the month or the poor business dw if the 26th Id Is on a v4ekentiltolictai Rewards paint aaiviry Wats can be I ouna On WNW ubscontionlineservires May2015 Year to date Opening balance 1,744 1,433 Points earned 345 656 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your friancial Advisor or Branch Manager. Youcan find a tut description of the alternative investment objectives in important information about )our statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consrderation None selected 2089 2,089 Your account instructions • Your account cost basis default closing method is FIFO, First In, Frst Out. Your lq Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL 212421-700O800-308-3140 007C003005671658 NP7000191 539 C0008 0515 030575004 YI 23576550 ONMYGM00023agt 4 of 8 CONFIDENTIAL EFTA_00I 34071 EFTA01275842 SUBS Resource Management Account May 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name:lndiv CheckJCar Account number. Some prices, income and Current %roues ShOem may he apprOxirrbene. AS a mut. 9d1ns mcllossesM nol be excuralely reflected. Set Aportant inforenabOn about your statement a the end of ths cecurneM fat more infornason. Cash Cash and money balances Cast, and mora=y balances may include avalaale cash balances, UBS Bant USA deport account baances, UBS AG Stariord Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n awn< abk limits, but are not protected by StPC uBS AG Stanford Branchdeposit accoum balances ax not insured by FDIC and ate not protected by SiFC Money market sweep balances are protected by 9PC bin are not insured by the FDIC. See the Important information about your statement at the end of this document for details about those bSances. Hddng UBS BANK USA EXP ACCT 46,12864 30.830.93 250.00000 Openngtulance Cloung Wince on May I (S) on May 29 (S) Price per :haze Average on May rate Deridencl Interest period Your Pi nodal Advisor: SCOTT STACKMAN/LYLE CASNEL Oafs in period Cep senual (1) Your total assets van* on may 29 (51 Percenzao? 0 Cost EStareSed yOur aCCOunt bass 01 annual mean! (5) UrtrtatZed gain or loss (5) Cash Cash and money Warn Total $30,830.93 100.00% $30,830.93 30,530.93 100.00% 30,830.93 Account activity this month Date Actiuty Descrotion Arrount (1) Dividend and interest income Taxable in r ere st May 7 IntereSt UBS BANK USA DEPOSIT ACCOUNT AS OF 090E/15 0.85 Total taxable interest $0.85 Total dividend and 'lastest income $0.85 Check number Dae Descniaton AmoLest (I) Cheeks 001036 May 13 THE EXPLORERS CLUB -325.00 continued next page SDNY GM 00023452 C HP70203305671659 NV7003191539 00033 MIS 030575004 Y123576550 000000 Page 5 of 8 CONFIDENTIAL EFTA_00134072 EFTA01275843 *UBS Resource Management Account May 2015 Account activity this month (cmtiivedi Check number Date Descnphon Account name: GHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number: Checks o- nroJC.1) Your Amends, Advisor: SCOTT STACK MAMLYLE CASRIEL Arson (5) 001037 May 18 MARKS PANETH U.P .11,500.00 Total chat 411225.00 Date Aclitity Description Armin (5) Bill payments May 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -473.13 May 4 Withdrawal ACH WITHDRAWAL UNTECHEALIHONE -4201 May II Withdrawal ACM WITHDRAWAL AMEX EPayment -2,685.67 Total bill payments Date Description 43.20021 Amount (5) Card purchases WS VS debit 10(X0 3536 MAXWELL Apr 23 DELUCA'S BACK BAY BOSTON MA 18 28 Apr 23 ZOE MAR LLC BOSTON MA $39.00 Apr 24 LAUREN 'SNAILS BOSTON MA6651U $45.00 Apr 24 NNT CAROL - ANN BAK 1 BOSTON MA $11.22 Apr 25 STARBUCKS #00872 BOS Boston MA 53.91 Apr 25 NYC TAXI 91429 BROW NY 18.80 Apr 25 NYC TAXI 3H9I PHILADELPHIA PA 0751 59.30 Apr 25 NYC-TAXI YELLOW CAB LONG IS CITY NY 112.80 Apr 26 STARBUCKS 400821 NEW New York NY 14 30 Apr 26 LE PAIN C/UOTIDIEN NEW YORK NY $31.46 Total charges 5174.07 Date Description May 18 CREDIT CARD PAYMENT -95.68 Amowit (5) Card payments May 27 DEBIT CARD ACTIVITY -174.07 Total card payments 4269.75 CNP70009005671660NP7000191539 00003 0515 030575004 YI2357655000%ffiyork000234I§gge6 of 8 CONFIDENTIAL EFTA_00134073 EFTA01275844 cat UBS Resource Management Account May 2015 Account name: GHISLA1NE MAXWELL Friendly account names Indiv Check/Car Account number. Your financial Advisor: SCOTT STACK MAN/LYLE CASRIEL Mmrnrrn Payment tut Payment Due Date Credt int Avalade Credri tint Outstanding ladalct UBS Visa Signature credit card(s) payment information for June 23. 2015 135.00 Jun 23, 2015 135,08000 134,247 20 1752.80 This credi cad n am:fled in U BS Pay [writ Cad fer rue and will automaticaty b. pid from your a“ ount Your pannont is sciuctilird for lune 18, 2015 we sonde ths information on yOtt OS visa Signature Credit CE OS solety as a au nesy to you. The UBS visa 9gnatu re (fedi card and account se issued by UBS Bank USA. UBS Bank USA sends you tte dfoal 'lament for this account and you shoted make your p4rnent acccedng to thee Instructors. We do not indude your outstanding cent cam Waite in the value d your iscount wllh UBS Futanrad Services Inc. Dle Activity DeSCripbCrl Amount (I) Money balance activities Apr 30 Balance forward $46,125.64 May 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0904115 -515.14 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906115 0.85 May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0911115 -2685.67 May 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0913/15 -325.00 May 19 Withdrawal VBS BANK USA DEPOSIT ACCOUNT AS OF 0918(15 -11,595.68 May 28 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS OF 0927/15 -174.07 May 29 Closing UBS Bank USA Deposit Account $30,830.93 The UBS Bank USA Cep:2st Account Is your primary sweep Won SONY GM 00023454 C N1'20003305671 661 NP7003191 53B 00803 0515 030575004 VI 23576550 000300 CONFIDENTIAL Pap 7 of 8 EFTA_00134074 EFTA01275845 *UBS Your notes ---- CONFIDENTIAL ............_.,annes... EFT,00134073 EFTA01275846 Important information about your statement UBS Fr/andel Servian Inc (8w rim or tan Fams ISerice0. K a ranter of al pen al seamy. anYnOtity aid gams echerges UBSFeruncial Sauces and UK Bail. USA zee belied 9bt sues of (BS AG and radian of (BS Searitim LC the F an's biaxial swan it matt* won realer the lion's enema* °aces am a IBS Fmanial Saba Mc 1200 Haber Palma! Vaasa at NJ 07086 1h6aaWnent reprelianhe ',Weft antreacd of myelin Fmandal Saws account Other records. except otloaltao dogs/row. conuhng wawa dau shandom be ;Mel upon If you benne them 6 anent:ea *MOW. please roan n arnediacity n wring to theBerch Macager of tie once smongyour amium Although al haws tam are inward be ;COMM. natant dranould rot be used for [aboosts nib sole* on derend lad haw (he.. Form 1099. SOB. I WS. tic) thin peeping your to ream bet rth isague/4 by law to recon to the RS al mob le diedends. nsponale nob Mob* Wands ad made mewl eaned en securities held n your Maur& nd proceeds on sale tranUctcni, aid cost baronmain mewed Snares Cemmuniallom with the Firm • pita* te.corthrrn any oral 0:enrole.ater6 •1 miti19 tO further mourn your olio, ncbdnj war gas vide the *was been Pmtecion Act (Sped • ate faecal insect/Jon on the top kit re the km of Ws laimmt it not LOS FitinCui Union LOS Femme' Somascanes we accrue racketing brokeby area gemad with the adrabid nsaution We Mowed you el thisresonantl :. %hen you opened Nit amain in this cat lea hells and Soma es re bated a ten Frunoal Saws and net tee mroduarg better aid you roust mat a repro of icy ow or oftessbn W Ilea In All amount surprones shall be deemed ca* ate ad accurate d n-A obtelei to n noteg ware 60 days • Please direct onierner =ebb' ' to the tirrrs Amen, at or toltFret at I 800AMWOCO 7 t Monday thrOup n by. Of in rang coo UBSFinanOal Seneca Clem Rations Droxtrant PO Box 766 Unon City NI 07CG7 • ti cat of errors w Katrina about an ekaonc and trona.* (S11 bl SVctdOh card trench" call a ate to LOS Friancal Simon tic. 1000 nartor Bw.60I bat Wo€teMac, NI 07086. Ann INWSSA Screen Cal a harem san as au cart drawbar:so stawnem or ream 6 %VON Oe d you need more of sonar Lout atranio on the statarrent or react The Fein Cr' Card Mow li t atO table) mug neat WTI yau nO L3tff this 60 OA alter the f rm sal you the hat macawon cash the woe or problemwowed - halt yow nine ad none arra" asp - Deicribe the coos or the ranter you aie saw ataa woran as dimly )Doan ray yati Einem 4 is an error or ray you need are Many:ion - hale the WM amount of the sinpeced mix The Fare ex Cad taw wil inestigate war Coroliot and will wren any ear praYptly Plow mite at checks pays, a the kinor to nail tonna odcared on ex from of this slannint nadds co to agar, ascomit lets. warn may be Haler to man mance Wes charges la liepyre,* far sew moo purchase; adchars for apal Jaunts h cat amain Actount$ ma ntrapeaed 10 011hic astateas may be :Mao to a Basler fee. UBS Sweep Op/Wm US$ Offen Opens for 'weal GM' ba$PI Ca "axe" bar &pouts at UBS Bat LISA adtbf AG %tertian] &MT (Bark Saws boars/ way market mutual halite/one, Furls) and the havatcoal Depose Accoun &Woe customers Mut ai memarona lemma Maagernent Amount threugh the BM SweepFM.313ns. can tsarinas are swept so WS Bare BSA up so r esiabaihed icon and then totes AG Stairked Band, a a Matey Fund Deposes at LOS Bak USA are FOC muted n etc.:Mace with FIX: rules For mar ieconahon p Mae out www Uhc ga Deposits a IBS AG Seated Brash and *Larmea/cmey Fads re n01 enured by the FDC. Through the OA wadable to call balaiCes at Seer to deposit aCCOuntS a CBS AG Newark Brr, haid UBS AG Caplan Biwa Those departs CM niX owed by St FDIC Ilalrscesheb a the LOS AG Coral Brach re tiwpowily oposed to rho someogn ra of the C away Mandt and there X no quaratee cc Other obtains. of LOS AG to way theDamn wife on the LOS Caymans efaCh'S boas. Deposits a UBS Bat USA and each UPS AG Brach aro no proeecwd by SPC Money Fund shies am deafened by WC See '185 'mama Somas Accoure Frotealon- below. 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