EFTA Document EFTA01275639

SUBS UBS Financial Services inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CW70056032450219 XI VI 0 Resource Management Account February 2019 GHISLAINE MAXWELL 139A CHARLES ST APT 0233 Account name: GHIStANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indiv.CheckiCar Account number Your Financial Advisor. SCOTT STACK HANiME CASRIEL Phone. Questions about your statement? Call your kr-ran:oar Advisor or the Value of your account RSAA ReSOurCeline at 800-RMA- WOO, a'ri", on January 31 (3) co February 28 (3) Your assets 44,737 65 44,843.54 Visit our website: www.ubtcomanancialservices Your liabilities 0.00 0.00 Value of your account $44,737.65 $44,843.54 Items for your attention Help protect yourself from haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from verew.annuakreditreportcom. Tracking the value of your account S Thousands 716 ON kit Oet 7 Dec km tan 2019 Dec 2014 OK 2015 Feb 2019 Sources of your account growth during 2019 Value of your account at year end 2018 Net deposits and withdrawals Your enestment return Dividend and interest income Chance in market yaw Value of your moan on Feb 28. 2019 1419270.55 -$4A54.03 $27.02 30 .00 54690.54 GM 00023248 Member SIPC CNP7001:0305603245 NP7000186856 00033 0219 030575001 Page 1 of 6 CONFIDENTIAL EFTA_00133868 EFTA01275639 *DUBS Resource Management Account February 2019 Your account balance sheet Summary of your assets Value on February 28 (S) Percentage of your account A Cash and money balances 44,843.54 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Account name: MAA1NELL Friendly account name: Ir E/Car Account number: Value of your account $44,843.54 100.00% U4.843.54 Your current asset allocation A Eye on the markets Index Percentage change February 2019 Year to date S&P 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Your Fi nancial Advisor. Srrn STACKMANLYIECASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS FCC insured Deposit Program Sank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about slur statement on the last two pages of this statement for detais about those balances. Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% OW70003009930246 NP7003105856 00033 0219 030575a ll Y_GM_0002201fie 2 of 6 CONFIDENTIAL EFTA_00133869 EFTA01275640 BS Resource Management Account Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: GHISLAIIVE MAXWELL flit nd ly a ccou et natele'ltan&ChneS1Cnr Account number. February 2019 (51 Year to date (I) $44,737.65 $49,270.55 5,262.35 5,991.80 -5,169.41 -10,445.83 12.95 27.02 $44,843.54 $44,843.54 Dividend and interest income earned rot purposes of WS Statement, tarablity of inkiest and dindend income has been determined lion a US sal lePoltir9 CenPeclise. Based upon the residence of the account holder. account type. or product type, sane interest antra dvidend payments may not be subject to United States (US) arch Puerto Rico (PR) Income tzars TM dent monthy statement .s not intended to be used and cannot be retied upon fa tar purposes. Clients should refer to the al:VACtie lag atoning formes they receive from UBS annunly, such as the Forms 1099 and the Forms 480, for lac reporting information. n is the practice of UBS to file the ftSpis(Citle lac reporting forted slth the US internd Revenue Sentee and PR Treasury DeparaTent. and in Such forms accurately data fy chiciena &act interest alas eserrpt or tamable income. Pleat consult your inthedual tax preparer. February 2019 (4) Year to dale (1) Taxable interest 12.95 16.14 Total current year $12.95 $16.14 Prior year adjustment 0.00 10.88 Total dividend & interest $12.95 $27.02 Cash activity summary Your financial Advisor: (re rl CT At.' I 4 r CC! See Account activity this month lot details_ Balances In your Sweep Options are indudedin the openng and dosing balances vine FDIC insurance applies to deposits at UBS Bank USA and di banks panitipating in the UBS FDIC insured Deposit Progarn. h des not apply to deposits at UBS AG. stariold &arch. S1PC reelection applies to money market sweep fund hddiros but rut bare deposits See Important inkrunation *Out your statement on the tat tvaa pars cf this document for details February 2019(5) rear to date (S) Opening balances $44,737.65 $49,270.55 Additions Deposits and other funds credited 5,262.35 5,991.80 Dividend and interest income 12.95 27.02 Total additions $5,275.30 $6,018.82 Subtractions Checks and bill payments -5,169.41 -10,445.83 Total subtractions -$5,169.41 -$10,445.83 Net cash flow $105.89 -$4,427.01 Closing balances $44,843.54 444,843.54 UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 846,437.54 Closing UBS Bank USA Deposit balance Feb 6 $45,645.97 Number of days in nterest period 30 Average daily balance $44,883.85 Interest earned $12.95 Annual percentage yield earned 035% SDNY GM 00023250 C NP7COCE00560824 7 NP7003 189356 00033 0219 03057,404 CONFIDENTIAL Page 3 of 6 EFTA_00133870 EFTA01275641 UBS Resource Management Account February 2019 My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheddCat Account number: Rewards parrs are reflected as of the 26th of the month or theono:business day if the 26th Leis on a vieekendtiolioay Reward, point activity oetars can be found On vomvuesxorafonaneAwxes February 2019 Year to date Opening balance 7,594 7,594 Points earned 3 3 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you, Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about )our statement at the end of this document 7,597 7,597 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment el ig bitty consderaton None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. Your 15 medal Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C008005608248NPVC0I86856 EOM co 9 030575004. 21Age 4 of 6 _ _ CONFIDENTIAL EFTA_00 133871 EFTA01275642 Resource Management Account (S UBS Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indiv CheddCar Account number. Some prices, income and current yaws sham may be anomie-we. Asa *suit gam encllosses may non be accurately reflected. See important inkismation ow your statement a the end of ths cincurnem fOr more informaion. Cash Cash and money balances Cash and money balances may include avaltile cash balances, UBS Bank USA carout account balances, UBSEDIC insured Frogs-name Balances, UBS AG Stamford Branch &posit account oaances and rroney mean moue fund sweep balances. See the important Informetion about )our statement at the end of this docurrent for details about those balances. Your flnandal Advisor: SCOTT STACK MAI1LYLE CASR1EL UBS Ball USA and al UBS FOC instsed Procnyn Bank deposit acojrt baaces are insured by the FDIC ',Albin applicable lents, but are not protected by SIK. U8S AG Stanford Branch deport accourt balances me not insured by MC and at not protected by 51K. Money market sweep balances are protected by Silt but at not insured by the FCC Orenng teletxe Closing ounce Price per sheet Average Drildend Interest Oats in Hddng on Feb on Feb 28 (I) on Feb 28(t) rate period period Cep /mount (S) UBS BANK USA CEP ACCT 44,737.65 44,843.54 250,000.00 Your total assets Cash Percentage of Cost Strewed Unrechzed value on Feb 28 (Si your account toss (S) anneal income (Si gain or loss (5) Cash and money balances 44343.54 100.00% 44,843.54 Total $44,843.54 100.00% $44,843.54 Account activity this month Date Adhay Description Am3unt (S) 5262.35 Deposits end other fends credited Feb 1 Transfer FM YI 235750100 Total deposits end other funds audited 55262.35 Date Activity Description Arroul Dividend and interest income Taxable interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210E/19 12.95 Total taxable interest 512.95 Total dividend and interest income $1295 Date Aaltity Description Feb 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE 39.94 - Amen (Si Bill payments continued next page SDNY GM 00023252 CelP70305005608249 W7000186856 ODOM 0219 030575ia Pap 5 of 6 CONFIDENTIAL EFTA_00133872 EFTA01275643 UBS Resource Management Account February 2019 Account activity this month kontnveo Account name: GNISIAINE MAXWELL. Friendly account name:Indiy Check/Car Account number: Your %auntie§ Advisor: SCOTT STACK MAIst LYLE CASR1EL Date Acutely Descretion Amount (S) Feb 4 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT 4327.04 - Feb 11 Withdrawal Total bill payments 45,169.41 sill payments (continued) ACH WITHDRAWAL Saks Retail 802.43 Cud Items for your Attention: The new UBS Visa Infinite credit card is here. Packed with exch 14' trawl eft. more rewards and more of what you lore, ncluding extraordinaray personalized service. All stunninglydad in meta/. Visit ubSconavisainfinite Or call us at to learn rrdre imam Payment Due Payment Due Dale Credi itne Avaiatie Credit Lire Outstanding taance Vas Visa credit card(s) payment information for Mardi 23. 2019 12.65 Mar 23. 2019 135,00000 334.997 35 12.65 This eredi cad is enrdied in UBS Pay Credt Cad feature and autcmsticaty te paid Iran your account Your pa/mein is schenited for march 20, 2019 we PrCei0e INS informaten on your UBS visa (teat card sdely as a couitesy io tau The UBS visa credt card and account are nSuedty UB5 Bank USA UBS 8aNc USA Sends you the othcia staemeit tor INS woom and you should mike your payment &Coning to their nStruCtienS. We do not induie your outstanding credt card biance in the vdue d you account yeah UBS Feared Services inc. Date ACIonIy DeSOCUP1 Annunt (I) Money balance activities Jan 31 Balance forward S44,737.65 fob4 Deposit UBS BANK USA DEPOSIT ACCOUNT 5,262.35 Feb 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02104119 -4366.98 Feb? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/06,19 12.95 Feb 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/11119 -802.43 Feb 28 Closing MIS Bonk USA Deposit Account $44.84354 The UBS Bank USA Depato Account is your Primary sweep eplepn CNP703080056032S0 N1'7000186856 00003 02 l 9 0305 End of statement for account number Y CONFIDENTIAL OWLY_GM_000230,596 6 of 6 EFTA_00133873 EFTA01275644 Important information about your statement LES inmost Stoats lx. (the Firma U85 Pinata Servird, is a mentor of all arsine' meurily, canfrodity and omernexcharges. U8S Financial Soden and MS Bank USA re ndrect atsidaries of 1.65 AG and affiliates of UB5Sectsein LLC. The Fimisfreredt statnnet if available upon request. The Firers maul* offices aro at: 185 Frtancial Services Ix. 1200 Hata Boulevard Wethooken, NI 07086 This Slat/mint fedlesents the only official record of you L135 F surreal Services account. Other reared except of tat documents. anlanng corniarg data should rot be relied upon t you beim* thee is an error or ominron please mon n arncroaSely n twang to the Brandt Manager of the off ice wary you account. Although el l•poits shown me Mended to be accurate, statement daathould not be used for to airports Ray solely on yorpod tax lamb Form 1099.5x9% 10125. etc ) when pregame yew tat return. The Form *owed by law to report to he *5 al taxable &ideals, reportable navuaable &Aden& and wad indent earned on vornties held n you =ant, net padded on sale transactions. and con basis on cot* cowed seas it kit Cretwemintions with **Firm • Pleaseretrain" dry oral cowerunestions in voting tofurther protect your reties. incl.:kg your riges utter the Secisitin Investor Protection An (WA) • If the Maxie instioation on the top left of the front of this 5tattMera is not LES rhombi Services. U85 financial*** caries you amount as clearing brider by areargernent waft the *Rated incaution we Worried you od this relaborithb Wen you opened this account. h this List yow lands and muffles am dated a LOS (~cut Sown and rot the itatecing broker. and you mat make +regal of are error or opmesSn to both firms • As descrbed in the account agreements, you must notify us of any tiros or fraud iswohirg checks reflected on your statement within 30 days after a was miffed a made evelabh. • Please dint customer complaints or Pim's C In n a or totfree a 8,00AM. to 6 DO Part ET Matey group r . or in voting to 165 Pinar.' *mon re., Clem Relations Depaiment P.O. Box 766 Linen Car, W 07067 • All sweetens shall be deemed corrolete and acarse I not obsided ton days. • Fa TTY se or from addle the Le S.: Cal • hoax of errors a den its about an electronic hand trans* (UT). ' Vide debit cod tra-mcbons. on or write to LIE6 Seer ix., Hata It, Ervin loo, Weithanten. W 07086, Attn RMASSA Saves C al a write as soon as you can, if you ?hid you statement a reale is wrong o f you need tore rdornatAn tad a bander on the statement a receipt TM Fint or Card Inter (as ClAcabid must her Iran you to law than 60 days deer the Fon pent you the fat st atement on which the mot or Problem aPP•aied. - Provide you- rime and accost number Of any) — Desabe the error or tie tenter you me unsure about. ad explain as <bark as you can whop* believe e is as ow a dew you need mote riormatim. — Prodde the dote' arnxem of the suspected era. The Finn or Cad bsuer vli investigate Tar croni*ant and dill correct am woe pion* For alleged mon innolving UK Visaed/bit cad Ira -nadirs. f we sake mote than 10 business days to do this, we wigged* your daunt la the anoint you thnk sin enol, Botha you sea have the use of the money dreg toe tint takes in to carplele err imestigation. Please make all checks payable to the Fema Fe trurecdl nSteution notated on the front of this statement In addition to regular accuse lees ermines mg be *best to mintonarse tem charges for bee payment kr securities purchases and charges for unpaid amounts n cashaccounts. Accounts that are transferred to other nstautsns may be subject to a vender fee. UBS Sweep Option. u35 caters options for 'weeping (ash balances to bad depose /scants at non-added bads aid a dded barks and rang mad* rnAual lunch (Money Fund). Depose acoant at LetleS Ewe USA and remote Mated bags pankPaing en the U8S FPC.Indied Deposit Program are FDIC rnsured n accordance vet FOK rules For more nilorrnati0n. please vise wwwfdApW. Depose accounts al UK AG Strive Branch and Pure, of Money Finds are no rand by the FDK. Bank deposits ad not protected by SW. Money Find shares are peddled by SIK. See 'l85 /nano.* Services AccOWI Protector below. 1/0:n your request, balances in the bark deposits may be withdrawn. and shares of a Money hrd may be le etated. and the proceeds retuned to you of you seasities accent. Further inkfmation about availeble sweep options, icldrg current interest rates at yields, 6 availtle at wywarnscomswetpraces, from your Fnncal Myna a by callig 8007621000. UN Financial Services Wean protection The Finn es amender of the Startles Mestor Protection Corporation (StPC), which protects securities CLISternen of es members res to 1502800 (noLdirg 1250,000 for daim for cash). tholanatay brochure mailable tan * wen a at wow dor org. The SIPC asset protection Mies apply to all aactints that you hold re a pinata wasp The Fiet together with cot* affiliates. has Me dad** supplement* ire rang. The midi-runt amore payable to all 00kclients. cake** under theprotection is $500 melon as of Decimeter 10, 2016. Subeece to the policy cattions and firratalced cash at the fin is lathe. protected la up to 11.9 makers in the a9gregato f or all your accounts het n a particular capacity—AM copy of the poky wadrg is available upon request. *Oder the SIPC on:Whore nor the stgplemental protection apply to: • Colon triune* assets controlled by (and added n your Ararat valor) but Mkt away from 185 Fin:axial Services. For dimple certain ID ;marse praline ndlidinp to-461e amities. arid 00 fives o/ mAul fats registered n the scare of the account holder on the books of the user or transfer agent), • twestment contracts a noes:anent edemas leg, tinged partnerships and private placements) lug are not registered under the Sedates Act of 1933; • Carrnoditits contracts (e.g, foreign exchange and deo:usmetal antral* niktng futures contracts at commodity opt ion contracts; and • Deposit moans (except certificates of depot* at USG Bak USA, UK AG US. braces rid Baas 6 the FDIC Insured Deposit Program. The 51K protection and the stoplimmtal protection do not apply to there **own if they otherwise pan • you flattop.% The SK protection at the prokenental protection di not protect against changes n the market rata of yaw investments (Mother as a moat of market movement issuer bankruptcy a offended Dividend Reinvennwe Program (DRIP) the axe reflected is an average plot You may obtain the actual price Iran yet, Friar* Advisor. Onk Mole than we purchased Under DRIP, partial shares wig* sold ad the cash wit be deposited in yOur acorn The *Mend rentesteint pest %oohed by de issuer may offer from the market ate at AntCh tht partial shares at sold Cordiesliete Only whok was maybeheld n yew arrant t you art reeled to a partial we as aresuh of a dvidend payment a cthowee, the Film we either sell partial tiles at mNa peke or accept in amours determined by regained clearing nosy, at credit war accord Investment objectives The nvesIncent objectives and risk profile se spade to each account and may toybetween yon acccum Please advise the Firm comply in wring of ay siplicant dirge in your financial season a inveurrent <beechen. For each accord held You choose one of the IMoning imestment *knives: • hada Current (moot inf Winer% Stella the generation of income cob. • Achiew Capital Appreciation kerestnents Peeking grovel, of anon* rather than the generation of mom,. • fecdre Conbonason of Mame an et Capital Armitage:in: Investmems seeking both the generation of Aare at growth of principal. Overall ride profiles • Conserv/ad. Seeks to mane...tint:A poixtcal, welt low ritk ad van My to the Acont overall, even if that means the mart does not germ* significant CONFIDENTIAL norm a *erre and may riot keep pace with • Moderate Wry to accept sane rid to retinal and tolerate same widely to seek hi-her returns • Aggressise: Willing to accept high risk to pnncpal aid hid totality to seek no returns over time. • Intemetent Eigitelify Conadraion: N sekotect a portion of the poiHoley for that account may inckide corpses orates, linked liquidly at greater dole* Staternenrhoweholdier We may consolidate all ratted are turn statements with the sane address in the sane envelope. e 0 because they have genets who alt maintain grot account relationther was other clients a the sane address. you prefer to mere incliddual statements mailed n FFDFFele totadOPal. you may decline honthoking by calling you aininCial Advisor Friendly mcownnome The Friendly account runt if a ahem:table In.:amine chosen by you to assist you withyour necordleeprg h has no legal effect on you account is rot Mended to retied are/strategy. prodxt ndaion. otinant a risk voile associated watt your aactrtd and is notation:mid or stwantee that *art a any frofeialreSuln can of will be achieved. All in nth* the risk of kiss. including the risk of loss of the entre intedillint You canchange your Peen*" accuse names throughOnline Services a by contatig you Financial Ado*. Accown menden' • Veen of your amountemrflofo. Net of assets and • Aran Includes aurae* cash balances. *lean for 'Inflicted wing' (nt ), and Global Time Deposits, unrealized marks to model. andCertain assets held by the Fem. Don not ricked enticed secureislassels as the end of the prior at anent staWnent periods, or private investriltral. invested stock optioni std cairceable nod options • (dares Ebbs debit batinCef, CUPanin; margin lord credit Ent short accant batances. • Casblnoney &Mmes. Taal of wintsted avaiable cash balances, plus deposit balances al affiliated red non.afiltned baits, ended:my market mutual And sweep balanC04, at the ode of tie statement period Noneorrmodey free credt Waxes into, accord an nee seryesmed from other balances and the Finn may use ay ol these fund tithe wonky course ot barns. These fends re payable Lyon your demand. This total is ridded in the ovrent mend closing vide Lending information For detailed Moonshot on the (mm's letxfrg practices trod dab**. refer to you- Clem Reillicash0 Agreement or Moot* Agreernent and the General Terms and Conditions LOS Statement of Credit Practices available nAgropmenn andOPCAPund SDNY_GM_00023254 EFTA_00133874 EFTA01275645 Important information about your statement (Continued) Your assets Your statement itemizes recoils, and other assets held n the accounl al the end of the Statement reread You may ask for delveny of fully Paid securities al any tire. You may reuse seopties used as loan co/Lowa alter wing any balance de on them. Any securities tranderred to the Frrn ding the stoommt period are l ed at market value or of the end of the stamen period • Con basis dekonniro the cost basis of the secureies ridded is this itaternent, wbtie indicated wit. the number -I,' LE6 Fluidal Services has relied on information <Maned from sources other than t ernr ial Sertices. suluding Humans, born another In or that you may have voided to your Finical kleiser. The Finn does AM indepenistly terdy or guarantee the aCOSaCy or valday c any OM emotion vended by sources other than U3S Financial Senics In addlion, alehouses L6S Fnoxial Senoras gerseralk updates this rdmmatim as it received. the fan does not von* cry entrances dna the domain:el crcler "Coat baler and "Ureealcod give loss" is activate as of the date of this statement. As such. please do not rely en this Manution to retake ruckuses sale decisions fa to pi-poses or othenvise. Mecums transferred to the Fins may reflect a c Homo kin only Ice the period or tire they held at the Fan More bigot:cal (demotion can be Aided by you* Fnarriel Advisor. • Urettalked ganselessits. Wren data 6 availabk, minuted unmated gonsflosses are colculned for indiviidl storey lots The erasion data for -rt.:India, lots may or may rice ref Rot ccrrmissions. charges anokr secuity reogrmal on events. Diedend and other reovestment lots and systematic piths«. lots se each ccmbimed to display we averaged lot 71-e 'Trade date colmn pimento the ongiel transaction trade dale. • Callable securities Bonds and preferred stock that the 6Yier cab for eery rederrpton wit be selected niparbally by lot tram among al scarlet of that :Sue held in OW rum* or in nonente row for our clients Call kaki. riformalkn is obtained from third pities and es away a not guaranteed. Other call leans may pot which me aff ect peld. complete information roll be provided upon request • Price/value Prices displayed for securities and other products may be highs or lower than the price that you would actually recse in the market. Prints ap obeained from ormis Pod party sources which we behave told elabie, kW we dons gaunter this accuracy - We generally use the cbsing price when available or tie mean of the bid and ask prices ler listed recision and options a onk bidpekes Ice OTC wctikes - Less actively traded secohis maybe priced using a valuation model or the most recent pile we obtained and may non reflect an actual market price a vats ▪ Cenail positions may taper wahine a price and wit show as 'once was not available awe are triable to cbtan a price for a wanly. - Deposes ce stiopties denomnated n offences other than U S. doers am reflected at the exchange rate as of the stammere date. - For cenan seesaw racks; in non-conIcemng denomnatont once and wooly (face value) may have been adjusted to facilitate proper vaunt To obtain orient quotations. when available. contact you Fruncol Athos. • Private investment. and structured products. hivate nwstrnent ward*, (IN rag these ParlkiPal an oviseam and real estate inwornent trust securities) and strut bared precious are generally highly Chan south/ad ocelots haw not been roistered with the Socaities and Exchange Commission or tondo. any state securities laws. We provdeedrnated values for {siege investment stokes and structured moods for rdomal crud purposes only Masao 6 not guaranteed - Thew vases may differ abstane bay Rom peXes ay. al which a private' wain, d security a structured product may be boc4nt or sold and do not recession& represent the vacs' you may rearm goon liwidation. - Third pry *strides of value re as gai a <actin date aH are supplied to UPS Foxe sal Services on a repair bass by an rdeperkkrt valuSion lima - tsWer, general partner or sponsor estmated watts, if cob we suppled to the Finn by the issuer, general partner or paws and may be obviated based on deferent informaten from that used by that palm to derive thee minuted mites. — You can obtain additional Herniae's, regarding the methodology used to determine the estimate of value ad the dale of the eicrinatiCel that is the basis la the estimate by contacting your Financial Adv60r. - Turd patty estimated eaten may be reflected as Idol piked' in several leuatienS: Mien an independent valuation fern has not suppled or is unable to assist a value, when we became aware that a maternal event has waned dna my calla pinion/et reported yoke it question, a semen a value would be highly speculate. due to the neve ea the warty — Wren neither an shier, general partner ce sponsor estineled value nor a thed-poty estimated mew 6 gionded the vase of the 'essay wit bedifferent from its potpieprice - 'Distributers to date' may ricks& When of capital name or both. - • °egret IPA size' represents the nitel offering poke pis tout and may not reflect your cost basis - DPP Ind unfilled RErt sorties are not listed co a national securein exchange, and we generally acted ani even if they can be sold the price mowed may be less than the per sere estimated value provided n the septum statement, • Restricted securities Restricted securities Wren* are not wreak eligble for pubk sale. LIBS Financial Services uses the market price of tie urrestixted stock of the Sarre twat as an inflated value lee the restricted stook for purposes of the StOfteltat only. To the extent that restricted von ies are eloble for salt to value received may be stbstantially less tun the awed value shown. • Eat (estimated) interne, current yields and rates. An est male of ainto! r‘diee n bared on (c.o.,' dNidend and intOoKI rates, attuning the securities will be held for one yea- from statement date or until mataity.IT6 estimate is calf a guideline, accuracy and continued income are not guaranteed - Connoted ornwl name zed current yield for torten types of Securities could riflede a return of prikPal on captal gains in which case the ese income (rd current pelo) would be overstated. - Est/noted arrual axone and current yeld and the actual income andyield mght be low on hitter than the esteniked amowts - An estivate of annualized income (dinderd aockr interest) divided by the current market value average balance 6 based on the last divdend or merest payment made by the issuer and Points the seoskiesidepoids will be hell foe one yes from the statement date °curt' maturity. Accuracy and continued yak, re not guaranteed. • Meets net held by WS Financial Services Certain assets ar e not held by the Fins and no wethin the Fein's possession or control. These assets are deployed on pots statement IC. nformational purposes only. Positions and valets presented re provided by the Muni fim LISS Financial Sows is not responsble for this iricernaton and awe not gwrantee IS accuracy These assets au rot ordeoled by SK or the f Sat supplemental DK coverage. • Revenue shaeki and adckional compensation. - In addition to comminken on sales and 12b.1 Nos received in connection with the distrixdrn of mutual funds to err dents we ardor our Shame reeve revert* thee° payments from datitums and cr advisors of the mutual hods that so sell Dew amounts re based on two different movements' (4 the snort of sales tyll3S of a particular mutual had family to our dents; and 60 tie asset vats, of a poticular mutual fund lernals than held at the fon - We and or affiliate also receive networking and oronbus processing fees in consideration for wander agent services that we preside to to nuual funds These fees generally re pad from investor assets n the mutual fund and are a hied doll. amount based on the nordwir o/ accounts at the broker-dealer holding mutual funds of the fund family - en addition to CCenril6SkinS received in connection with the sate a datibuton of annuity contracts at unit nvestmert bust tones to our clients, we ado as af I hate receive revenue during corrpensaton from Mary of the nsorance companies unckrwriting the onnuity <SNAIL affiliates of the Nuisance cowponies or sprout of the nit nvestment trusts we &oboe — In addom to commissions received from the puthase and sale of NedShares finds, we andor cur athlete receive an asset-based revenue shaming Porno* from NentSharee distrbuscos as well as hider; for technology development training and education. — Our athletes also receive trading coimiisoms and other compensation from mutual funds and entrance «meanie; Mere waits we chtuttne CONFIDENTIAL — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS AG Surrdold Brooch and newaff hoed bads Mout, our cash weep poganl. Isis compensation may be per account fee or may be a percentage of average do,/ &posit toseerxes Activity information regadrig commissions and other chages incurred n correction with the ex:pionof trades, indiSing option tram-stone has been inclded on confirmations previously lionished so you ed will be prodded to )our proudly on request. Short soling ll yet .e engaged n shot sang a wordy. puma/ mut a charge doe to certain borrowing costs for the pan lade-security. Open orders Regaidng open co • roblitcancelee aders that were not evouted by the seamen date, open buy and tel slop orders ere reduced by the ammo* of Modena; argots on an exidividerds a oil:tits date unless nstructect othemise by you. You se response:defer orders that at executed due to yam failure to cancel "ing OW ceders. Privacy To Aeon a copy of as current Client Privacy Notice, please cadet you. Fnancial Adds« or viol as website at >wen gin ensurvivierr,frt. - 185 Financial Dokes is rot a bark. The RMA, Benne« Stokes Account BSA and IRMA are brokerage accounts snhkh provide access to barking senses and products ihroacji alarigernirritS with affiliated banks and other ihid.pamy banks and provides access to minxe and amity Products issued by u-dff had thitl.porty no:oncecompanies through instance agency stbsidants of LEES Financial Sewn Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No ban guarani... May lose vale — tMA Pesaro. Management Account Busyness Servos Secant ESA, IRMA and nteenationil Resource Management Account are registered sense marks of LSI Financial Services Inc. — VKA is a registered vacktirurk owned by Visa Menai:nal Service Association and used under license The LOBS Visa credi cods ad the LeS Visa debt cods are awed by UPS Bank LISA with permission from visa U S. A Incorporated All oho vademarks registered trademarks, strike marks and registered senate nudes are of their respective cormanies LES Financial Services Inc Rev. 701810 SDNY_GM_OOO23255 EFTA 00133875 EFTA01275646 c*UBS IRS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70055175I70319 X15 Y1 0 Account name: GHSLANE MAXWELL Friendly account name: Indiv.Checkitar Account nu mbe Your Financial Advisor. SCOTT STACK MANLYLE CASRIEL Phone: Questions about your statemeet? Call your Anancial Advisor or the RMA ReSOurcetine at accouna Value of your account Resource Management Account March 2019 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 BOSTON MA 02114-3252 on February 28 (1) on March 29(4) Your assets 44,84354 42,224.08 %Stour website: Your liabilities enew.ubstomffinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. 0.00 0.00 Value of your account S44.843.54 Tracking the value of your account g Thott,arICS 716 542224.08 439 41.9 49.3 44.8 42.2 Dec 2014 Dec 2015 ON 2016 OK 2017 Dec 2018 Feb 2019 Mar 2019 Sources of your account growth during 2019 Value of your account at yea end 2018 Net deposits and vedsdrarals Your investment return Disedend and interest income Change in marker value Value of your account on Mar 29, 2019 Member SIPC CNP100C03055125I 7 NelOCO3Cr2I9e 000:0 0319 030525004 CONFIDENTIAL 449,270.55 -47,085.51 $39.04 4000 *42,22401 SDNY GM 00023256 00310 Page 1 of 6 EFTA_00133876 EFTA01275647 *UBS Resource Management Account March 2019 Your account balance sheet Summary of your assets Value on March 29 ($) Account name: GHISLAINE M/V.1,11. El._ Friendly account name:Indiv Checkgar Account number: Percentage of your account A Cash and money balances 42,224.08 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $42,224.08 100.00% Value of your account $42224.08 A Eye on the markets Index Your ig asocial Advisor 7' STACKMa/LYLE CASRIEL , Cash and money balances may include available cash balances. IJEIS Bank USA deposit account,UBS INC Insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formabon about ;our statement on the last two pages of this statement for data ks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% Percentage change March 2019 Year to date 1.94% I 3 65% 1.46% 14.04% 0.74% 10.13% 1.92% 2.94% CNP 7000600651 751 8 NP7000302199 C8033 0319 03057a 1OtaiklYGM00023age 2 of 6 CONFIDENTIAL EFTA_00133877 EFTA01275648 SUBS Resource Management Account March 2019 Change in the value of your account March 2019(3) Year to date (S) Opening account value $44,843.54 349,270.55 Deposits, including investments transferred in 5,156.46 11,148.26 Withcfrawals and fees, including investments transferred out -7,787.94 -18,233.77 Dividend and interest income 12.02 39.04 Closing account value $42,224.08 142,224.08 Account name: CHISLAINE MAXWELL friendly account name: Indiv Check/Car Account number: Dividend and interest income earned for purposes a INS statement, leicablly of Interest and dhidend Income has been &leonine(' (tern a US tar reporting perspective. Based upon the residence of the account holder, account type, or product type, tart interest ands </Mend payments may not be subject to United States (US) at Puerto Rico (PR) Income tares. The client monthly statement is not intended to be used and cannot be peed mon fee tar power. Clients should fetes to the amerce* rat reporting forms they recei* from LABS annualy,SuCh es the forms 1099 and the Fan 480, for lac reporting information. It is the practice of U8S to file the EippliCtittie lac mooning forms with the US Mona Revente Senice and PR Treasury cepaninent. and In sixAt:MS accurately classify dndencts arida Intent 16 tar et/tett or Milt* income. Please COMO your Inchrclual Is( prepare,. March 2019 ($1 Year to dale LS) Taxable interest 12.02 28.16 Total current year $12.02 $28.16 Prior year adjustment 0.00 10.88 Total dividend & interest $12.02 $39.04 Cash activity summary Your M sandal Advisor: SCOTT STACKMANI YLE CASRIft See Account activity tan month for deems. manses in your Sweep options are Indudedin the opening and closing balances value. FDIC insurance apples to deposits at UBS Bank USA anal banks partkipatiro in tte UBS f DC Insured Deposit Proven. n ctes not apply to deposits at UBS AG, Stanford march. 9PC Protection applies to money market sweep fund hddinos but rot bare deposits. Seeimportant Wooing:an about your statement on the tam two pages of this document for *fah. Mardi 2019 (I) Year to date (s) Opening balances $44,843.54 349,270.55 Additions Deposits and other funds credited 5,156.46 11,148.26 Dividend and interest income 12.02 39.04 Total additions Subtractions Checks and bill payments 35,169.48 311,187.30 -7,785 29 -18,231.12 Card payments -2 65 -2.65 Total subtractions 47,787.94 -318,233.77 Net cash flow -$2,619.46 Closing balances $42,224.08 UBS Bank USA Deposit Account APY -57,046.47 342,224.08 Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposk balance Feb 7 $45,645.97 Closing UBS Bank USA Deposit balance Mar 6 $42,931.68 Number of days in merest period 28 Average daily ba lance $44,752.04 Interest earned $12.02 Annual percentage yield earned O35% SDNY GM 00023258 Cere700093C6S17519NPT000302'99 00003 03'9 03057S(X IOCC htgaii72.f6 CONFIDENTIAL EFTA_00133878 EFTA01275649 *UBS Resource Management Account March 2019 My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account name. ndiv rheckfr0 Account number: Rewards gams are reflected as of the 26th of the month or the pnot business day if the 26th tels on a Vitekeln Wiciay Ruyan:torn activity (*tads can IX l0und On v.wwubsxorotonariestwxes March 2019 Yea, to date Opening balance 7,597 7,594 Points earned 0 3 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about )our statement at the end of this document 7,597 7,597 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment el ig 'betty consderaton None selected Your account instructions . Vow account cost basis default closing method is FIFO, First In, First Out. Your Nonacid Advisor sermr csarr AA AAV I Yl r r ASRIFI CNIOC000306517520NP7000302199 C00O3 0319 030S7all com_0002Se 4 of 6 CONFIDENTIAL EFTA_00133879 EFTA01275650 UBS Resource Management Account March 2019 Your assets Account name: GHISLAINE MAXWELL Friendly account narne:Indiv Check/Car Account number: Some pnces, ,none and current values Sloan May teepproKenme. As a 'mut Ord andlOsses may not be econately reflected. Set imporunt infonnefron about your statement a the end of ths docuenemitt more infortroson Cash Cash and money balances Cashanc/ money balances may indule avalaale cash balances, UBS Bank USA deposit account balances, UBS FDIC Insured Rogan BAik Balances, UBS AG Stamford Stanch deposit account balances and rroney [swan mut uti fund sweep balances. See the important information &booty:ivr statement at the end of this document lot detain about those balances. Your el nandal Advisor: SCOTT STACK MANLYLE CASRIEL 1185 Bard USA and ed UBS FDIC Insured Progan Sank deposit account tOniXes are insured by the FDIC within appiicatte lents, but ale not protected by SIK. UBS AG Stanford Brant hdeprisd account balances ale not 'muted by FDIC and ate not protected by 51K. Money market sweep balances are protected by 9K but ae rot instated by the FDIC Openn9baance ClOsing belance Pntepershate Average Drildena Interest Oafs in Haring on Ma t ($) on Mar 29 01 on Mat 29 (t) rate period period Cep amount (5) UBS BANK USA DEP ACCT 44,8/13 54 42,224.08 250,000.00 Your total assets Percentage Cost Estimated unrealized value on mar 29(S) your account basis (1) annual Income (51 gen or lois (S) Cosh Cash and money balances 42224.01 100.00% 42.224.00 Total 142,224.08 100.00% $42,224.013 Account activity this month Date klittly Description amount 0) Deposits and other fends credited Mar I Transfer FM YI 235750100 5,156.46 Total deposits end other funds credited $5.156A6 Die Adinly Desciption Anna (5) Dividend and interest income Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03,0619 12.02 Total taxable interest $12.02 Total dividend and interest income $12.02 Date kingly Degnplion Amount (S) Mar 4 Withdrawal ACH WITHDRAWAL UNITECHEALTHONE 3994 Bill payments 93 CPIP7C003305517621 NP7003302199 00003 0319 03057 1 CONFIDENTIAL continued next page enm GM 00023260 Page S of 6 EFTA_00 133880 EFTA01275651 ;It UBS Resource Management Account March 2019 Account activity this month rconinveth Date Acton), Account name: GHISLAINE MAXWELL Friendly account name:Indiv Check/Car Account number: Your A sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Descnpivan Amomt (1) ACH WITHDRAWAL AMEX EPAYMENT -7,04040 ACH WITHDRAWAL Saks Retail -704.95 NI payments (continued) Mar 4 Withdrawal Mar 11 Withdrawal Total bill payments Card hens for your Attendant The new UBS Visa Infinite credit card is here, packed with exch sin van.' efits, more rewards and more of what sou love, including eidraordinardr personalized service. All SWneringly clad in metal. Visit ubSCcerf riminfinite or call us at to learn more Date Description 47,785.29 Amount (I) Card payments Mar 20 CREDIT CARD PAYMENT -2.6S Total card payments Minerva,' Payment Cue Payment Cue Doe Credt sne 4245 Avalatle Credit Line Outstanding balance UBS Visa credit card(!) payment information 50.00 135,000 00 135,030 00 40 .00 This credi cad is enrolled in UBS Pay froth Cad feature and will autanaticaLy be paid from your accoure Your pryment is scheduled for April 20,2019 We provide this information on you. UBS Visa (milt cards sclely as acourtesy so you. The UBS Visa credit cad and account are rssued by UBS Bank uSA UBS Bank USA sends you the oft Ida 'lament fa this account and you should crake your pa/rent accordng to their Instructions. We do notindude your Outstanding crew card paarte in the valued yosr account with UBS rinancia Services In Oae Ad nay y Description Arnpunt (S) Money balance activities Feb 28 Balance forward $44.843.54 Mar 4 Deposit UBS BAN,: USA DEPOSIT ACCOUNT 5,1 56 46 Mar 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03104.119 -7,080.34 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06/19 12.02 Mar 12 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS OF 03/II/ 19 -704.95 Mar 21 Withdrawal UBS BANK VSA DEPOSIT ACCOUNT AS OF 03/20/19 -2.65 Mar 29 Closing UBS lank USA Dentist Account $42,224.08 Tne uBS Bank USA CePaRt Account IS your orrery sweep CpliOn CNP700003065t 7522 NP7000302199 00003 0319 03 End of statement for account number CONFIDENTIAL 4Y_GM_00023glige 6 of 6 EFTA_00133881 EFTA01275652 Important information about your statement 1_135 inertial %vices he (the fern or UBS Financiel Saran), is a minter ol all principal washy annadrty and owns exchanges. UBS Fnancial Stair', and UBS Igra. LISA se alrect sibs:tries of LEIS AG and affiliates of LBS Secutees LLC. the Fein's hincia1 statement s availoble ups request The has needs office, re it 113S instal Senses eic 1200 Harbor Boulevard Weehawken, NJ 070$6 This Sunnis Wanner the on& official record of pas LOBS F "nod SerinCe account Other rscrdl. eked Cab<al rye docunents, contanng catang data should no be relied ..,on R you bane there is in error or Oraninn den report re immediately re writer; to the Bunch Manager or the office servng pas account. Mhos). at I gain ShOwel ere mended to be Malt He, »41~ dalehould nat be used for em panes Re& sole& on year .end tar lam,. (i e , Form 1099. 5499 10425. etc )when 0~9 Sur tat return The Fan 6 retured by Ow torepos to fie RS Minable dmdends, reportable nontaxable arroknds and taxable inten caned at "satin held n you accost net proceed, on sake ~eons. and cost basis on cedar cowered »ante Corannications whit' the Finn • Please reiconfiem any oral cormuncatens in wrong to further protect your rig% induding your nits under the Securities Investor Protecton Act (SPA) • ti the Ann id riteution on the top left of the front of her slaters« is not 1E5 Enna Seriees, 1_131 %axial krises carries yew non as c ang Øw by »eerie, syds the :skated institute. We Wand you d tins relabonshi, when you opened this nowt re tisos case, yea Mos and stases re located m 11851nareul Services and not the nock.crea broker. and you nett ma. • a ripen of ay oar or Cmi91;:a to both fines • As desorked n the accosnt ageurents, you mist niady us of any errors a fraud innearg checks reflected sops stamsort Whin 30 drys after * was mailed or inn malt*. • Pleasedisci customer comedian's ' tim's C tent a at 900 AM. to 6 00 P.M. ET Monday throug r . or in tinting to LBS Messes re., Cl Relations Department PP. Box 766 Union CitY. NJ 070117 • All 51Ketraf CS shall be deemed cotton and sourse Incl chested to n days • For TTY se ur tran uncle tint L, S.: Ca • Incase of errors a westurn San an eltronic Ant trans% (D1). ' Visa•debit cad trarnactions, call or write to PBS Financial Straws W., llarta 6th floor, Wes-Sneer" NJ 07%6, Atter ReAM3SA Sawn Cal a write as row as you can,* you hik you, statement a recept is arona or if you need more eternalion abaA a tranasier on the strews or recta. the Arre or Cad Nut< (es appkable) mint her from you no later than 60 days after the in sere you the f nt etsnert on which the ear or problem appeared. - Pron yea nrve and accost nutber X any> - Dew% the error orde ~der you are tenure about. and nplain as clearly as yOu can why you ban * is an ova a why you need mart infante ion. - Provide the do% amount of the suspected era. The Firm a Card Issuer til Westgate you' complaint and veal correct any error promptly For alleged errors ~ 9%1 UBS Wa•debil cad %ransacks if we take more than 10 bus its dys to do this, we will credit you wont for the amount youtha is in error, oaths you wit hive the use d the money (bang ent tine takes us to complete w itentgat Plate ette all ilrecks payable to the Fern or the leatncul nienen riScated on the front of her etzaiiment In addition to regular arcane Ins. accounts may be oaten to mantenne fat charges for late payment for securities purchases and charges for indeed rases n cash accents. Accounts that are transferred to other netmani may be subject to J trends fee. PBS Steep Options 1165 offers options 10r sweepng cash balances to bak depose kdaits at nongthloted balks and nixed banks and money notel metal lads (Money fadt). Depose tone at 1185 Bent USA and re:nand:red bads participating n the UBS FIXCinsured ~sit Program se FDIC soured n accordance VIII WC rules For mere Mif amnion, please visa YwWbV klieg's'. Depose &Cocoas al LOS AG Stedad &midi and shares ol herieykrids are not Wind by the MC. Bank deposits are not protected by WC Money Fund Pores are protected by SIft. See 'WS Inrxal Senses Acoatall rioted on' below. Pan pour recuest balances in the bark deposits mad be witntawn, and shares of a Morey Find may be bauezWed ad the proceeds retuned to you a your wows, save %d%< Warman:in about available swap options, rchadn; curries inprat rates and yields. is nettle at vend» anifswenekb, from your Finned Musa cc by <Xing 9:P762.1003 PBS Financial Snipe account protection The Finn is a member cite Stoners Avesta Protection Corporation (SIPCO, witch protects SeCttin customers of as marten so to 1600960 Cnclidirg 1250000 for darns fo«ads) FaNnatory brochure nibble ten" react or at sett sVFd ore Ds SIPC asset protection lines apply to all scouts that you hold in a pancular demo% The Finn, together with eaten affiliates. hn also pschased supplemental instrance. Tos marinro arrant payable to all elighle clients, collectively wide fi nprotection is $500 mdbon as of December 10, 2016 Sublet' to the policy catkins and ~wont cash at the Fim is later protected kw up 1011 9 main in tie >agnate f or aliyoer accounts had n a precuts ups% A lul copyof the poky worcIng is suitable loon request. Wider the SIPC proteten se the endernentel protection apply to: • Cann Inuncial assets controlled by (and ndluckd your account valuated held away tran MS Financial Services For example certain (i) warn , prodel, ncluding vat,* arnaties. and (ih stires of mutual finds registered n the hane of the scant holder on the books id the suer or transfer agent), • hentment contacts er nonment Weeds leg, limited oannenkcis and private placements) hat ate not registered under the Securities Act ol 1933; • Corrrnodnes enacts (eig„ foreign exchange and [ekses roetal contracts), flawing loses convect and commodity option contracts. and • Deposit Ulowts (except certificates of *wit) at LBS Bat USA. UBS AG U S. arches and bat n the FDIC Insured Deposit Program. The SIPC protection and the kopkimental protection do not apply to these anal even if they otherwise appear on >Ca statements lbe St< portion and the supplemental protection do not peat aganst changes en the market vats of you* investments (when, as a twit of nuret movement issuer bankruptcy er otherwise) Dividend Reinvestment Progran (DRIP) The price reflected is an average price You May obtan the actual price from ya-r Finn 'al Advises. Only nok shares re purchased unde DRIP. pared shies will be cold rd the cash wit be decoded in your Krum The dividend remand price Applied by IV 6SUK may offer from the market price at Much Be partial shires re sold Cadvinflieu On& whale ures maybe had en yes accowt. *you are enteled to a parnul und as J result of a~end psmete or Winne. the frem wll either sell partial uses re mat at price a sots an mown determined by a nand dean, agency. a-idcredit yids account Invenswom objectives The ~linen objects, and nslf, profile se spec% to each accost and may veryNieman you endues. Please ads* the Firm prompt& n fang d and arrant change in your financial situation a reentrant teens For each &corn hat you choose one of the Ioeowsng investment ctiejelbe • Fvoiabo• Current »<one Investments seeking the genera" of wane only • AdomP CMitatApaiheration: 1-weStrnantt seelknj growth of precpal rather than the generation te n COme. • Plods% Cal bflabon «income and Cartel Opp'« iatiOrt Investments seeking both the generation • incense axl Tomb of principal Orval risk *N.'S« • Conserven Seeks to maw-mined ancpal, with low risk and vole day to the Krotal ~fall, ma, i/ that means the account don not gnaw sienrkant CONFIDENTIAL an or rams and my rot keep pace with nflatcn • Moderate Wiling to accept some risk to pincPal and tolerate some aratirly to seek hits returns • Axeressrie: Wiling to accept high ridt to pnncoal and high volatility to seek KOreturns owe Arne • Moe Itment &peaty Cons rapm. f selected, a pestis of the poi tfolio lot that name mey nc We complex strain:et levied liquidly and owner 'Meal illy Statement leasholdisge We may consolidate al wised account statement with the on address in the samt esekPe, e g because they have owners who also marten part account retationshm wean other nres x the same addwiss. you prefer to mene erKIMdcal statements mailed n semen* mnlopot, you may decline houselsoklevy by cairn; your financial Admix Friendly meant name the Friendly account name is a custom:Yee 'nickname' chosen by you to assist you withyour recordleng lt has ro legal effect on you' account is not intendedto reflect n strategy, prodactrecOrre~0a. Mestmerit objects er rot prolate associated writ your eco.nla ard is not a piomew a guarantee that svallA a any linandalrosulls. can or vall be achieved. All Westments invoke the rirk of last includng the risk ot loss d the enlie investment You can change your Friendly none names through Deane Services or by coaxing, pour F instal Adage. Account overview • Value of your a«ountraorMolm. Net of assets zed liabdata • auers "'clucks avertable cash balances. fan for 'manned security (nt ), and Global Time Deposits, urrand marls to market, and certan awn not held by the Fon. Does not rack unrtced secures/assets al the end of he prior and CuTatil Statement peen% a ;Mate iwestenels, Lire-lied Mod. opions end eniercieahao nod options • LiatylMies rcbdes debit balsas oLastardng margn torn. creole Irer, short account balances. • Cash/money Palien«t Total d uninvested sealable cash balances, plus deposit balances at allkated and nonfeff dated bails, and money market ~vat Send sweep Simon, an the cbse of hr statement resod Noncorrenockty free crake balroes in yor amount re not segregated trom she' balances and zne F cm may use any at these Isands in the ordinary coin ol as butane Thew fult am payable rain your award. Des total is nckaded in the anent period closing vats Landing Riformation Fa Betared Scrmation on the Inte, lending [text Set ad eau ken» refer to you Chew Relationship Agreement or Wanes Are-proem and the Genwat Rim» and Conditions CES Statement of Credit Practices avaiktle n Agreement and:Xs:awed jawstred reinurrnnorarni, SDNY_GM_00023262 EFTA_00 133882 EFTA01275653 Important inforniatimi about your statement (Continued) Yaw assets Your statement dernces writer and other assets held n the account ai the end of the Slaternent period. You may ask for delivery of f afal Paid securities al ren true. You may recent secures used as loan cotatta alter piling any Wince do on them. Any watts fraMerred to the Fm, ding the otabemmt period are lined at market vale or of the end of the stamen period • Cost basis. In detiannirg the cost basis of the sect-ken nettled n Ibis statemtne. trine indicated wit, the numb, LE6 Fitartial Senates her relied on information hired sources other Mae LISS Fnancel Serirces. skluding Narration born nab, lion that you may haft voided to your Finaroal Amine( the Fan does not intlyeniently way a guarantee the acasacy a vardey r any -Namibian Vended by sources other than U3SFrianoial Secret addlicet although 1"85 /newel Sawn gerseralk updates that rdcematixt as it is received, the Tem does not von* any assurances that the informaion under "Cott base rtd "Urrealcod loss' is accurate as a the date of this statement. As such. please do not rely ea this nlunotion to make rudest on sale decisions foe Pas psposes othenvise. Acccems transferred to the F in may reflect gallon Hum, On only kr Ih• period ce tare they re hard at the Fan More hie, natal eacanatica can be added by you (mama Advisor. • UrentalIted gainelosses rites data 6 seat* fl ooded unmanned Th e are calculated for ikaviial smarty lots tragedian data for nekviiet lots may or may era reflect eccrmissions. charges andor secsity reugreal Ca events. Diebold and other renveument lots and seta-oak pith's. lob are each combined to display at award lot 71-. 'Trade date comer patents the a-gra transaction trade dale. • Callable secures Bonds and viderted stock that the issuer cats loto *ark redemption Pail be selected mpartully by lot Iran among al moron of that :Sue held it our name or it norawe new for as clients Call kart It/omen:a is obtained from third parties and es rotary is not guarantwd. Other call leaves may eat which ccad ailed weld. complete 'Mammon will be seceded upon request • Price/value Prices displayed for securities and other products may be high, or gofer than the price that you would actually recent it the market. Prkes Xe obtained from akus tird party sources *Ash we below to be etabb. ta we do not guarantee this accuracy - We genera* use the WON price when available or he mean of the bid and ad prices la listed stosion and options a onk Desna, Ise OTC secs hes - Less actively traded searhis maybe priced wig a vabaton model or the most recent price we obtained and may not reflect an actual market price a mien. ▪ Ceffan poshens may raper withers a price and will limy as • once was not available B we are triable to cbtan a pace for a seardy. - Deposes a secnnties denominated n &avenues other than U S. dollars re reflected at the exchange rate as of the statement date. - For certain skinks bring in non -conforming dentinmatont price ad Quantity (face valu) may have been adjusted to facilitate proper %Surto To obtain (Leek quotations. when availabh, contact ya_r Frarcol • Private, investments and structured products. Private mestme..1 sect:Ion (rs 'sing deers banCiPal en ocoaam ad real estate inwsonent trust securities) and strut ased products are genera* highly alcasol. Cerian mutinied proisis hew not been registered with the Societies and &charge Commission or order any state secure:as laws. We prof& evimaied values for Fevre reestrintet securities and structured products foe Mormal car pupates only Acosacy es not guaranteed - These values may differ inbstant key Iran pekes, it ay. at which a private d security a structured product may be Ward a sold ad do not recess,* represent the yam you may reame woo amidst:on. - Ted pony estimates of value are at or '<arab date and are supplied to UBS Financial Services on a regular bass by an independent valuation lima - haat generalpanne/ or sponsor estmated rates, if any, re Applied to the Fon by the *Suer, general partner or spina aid may be tabulated based on deferent info-mat-on Iran that used by thee proes to derive thee estimated ears — You can cbtan addition, Hemet's, regarding the methodology used to determine the nternate of value and the date of the dcmlifiCil that is thn basis la the estimate by contankg your Chancel Adorer. - bird patty esteemed rakes may be reflected as 'hoot priced' in several "auctions: when an independent valuation fe n has not suppled or triable to /shun a value, when we beware awn that a material event R36 waned that my calla prewousk reported vela reo question, or when a value would be 'uglily speculative due to the neve a the money — Were neither an air, general partner a sponsor estinaled value nor a thetlymy estimated vakie is pronged, the value of the moseywit bedeferent from in potpieprice. — • Diorbutions to dale' may aria return of capital nccme or both - •OltrUl tat size' represents the ninal offering price per int and may not reflect your COSI base. - DPP and Wind RErt sectrein re not listed are a natimal securtin exchrige, and re portray Aqua and ewn athey can be sold the price received may be less tan the per snare mingled value provided n the account statement. • Rostriaed socuritin Pm-bitted unites genera* are not currently ennoble for pubk sale. LOS Financial Services uses the market price of the unrestricted stock of the WOW Mote as an masted maw for the restricted stock for purposes or eta sterement only. To the extent that restricted teasel ies arc eligtile for salt the value resisted may be stbstantially less ton the awed value shown. • Est. (estimated) mum current yields and rates. An ell num of annual menu is 1:nrAd On I Wert clNidend and .veriest rain assuning the laurel's will be held for one yea- from statement date or until matsity. Th6 estimate is only a guider*, accuracy and continued exam are not guaranteid. - Crenated argil roam and cuter. yield foe cedar. types of securities <c old nude a Mum of prncpalo capes' gains n which case the esi income (rd current ytelo) would be overstated. - Estimated arrual income and anent yield and the actual kart endyield mole be biker or haler than the *limited anoints - An estimate of actualized income klividerd aackr interest) divvied by the current market vidtriaverage balance es based on the last divdend or merest payivent made by the issuer and intoner the seaskiegdepeas will bo MAI foe one year from the statement date or until maturity. Accuracy and contented yield are not guaranteed • Mgt, not held by UBS Financial Services Certain assets are nal held by the Fpm and not rare the Flint possession or ccnvol. These assets are deployed on your statement Ice Sown:atonal purpous only. Posterns and values presented re provided by the Meng fern OBS Financial Services is not responsble for the ricernatec and does not Rana-dee as acctracy. These assets are rot inflected by SVC or theirs's supplemental SIPC coverage. • Revenue shaky and adckienal compensation - In addition to ccorninken on sales and 12b-1 sees received in connection wth the dim -tarn of mutual lugs to as dents we anctor Oct afiliare receive revere* trig payments from dot/taus and or advisors of the mutual finds that ere stall Thee amounts re based on two &Brent components' (4 the amxrc of sales by 1.8$ of a particular mutual find family to our <lents; and SO to asset vale of a particular Mutual fund lanais shines held at the fan - We and our affiliate also receive network Sy and ornnbus processrg fees in consideraton for transfer agent services that we provide to the nuual funds Those fees generally re pad from inwstor assets the mutual futd and are a fled dolly amount based on the number of accounts at the lombeedealen holding matt, finds o1 that had family - ton ridden to COI2M6SWM received in cornecton with the la or &tauten of annuity contracts anal mil ointment bust wits to as diced% we ardor err aff nate receive revenue sharing corrpensaton from many of the nurance companies unchrwrely the annuity contracts, affiliates Of the Nuisance ten-oats or spcnson of the snit nvestment Innis we &trine. - In addom to commissions received Iron the pschase and sale of NesiShares hrds, we ander cur If dote recent an assetbased revenue sharing payment from NeitSenves destrbusut as well as fining for technology development, training and education. — Our Alleles also receive tradng tormiisoces and other ornmemairn from mutual funds and instrake curpareo *tote products we ditabae CONFIDENTIAL — We Marva (CMI:entapell Iron UBS Brit USA, 185 AG Sundoid Branch and wort diked bares thou-inour cash weep Geo7nl WripentatiOn may be a mccehk per arcost fee or may be a percentage of aderage dak deposit betakes Activity Information rep-trig commissions and other throes incurred in curection with the exemon of trades, inctrang cabin transactions has been ncladed on confirmations previously fineled to you. and will be Pard*d to you brawny on request. Short selling ll you am engaged n that selliy a wink. mum* 'cur a charge Sae to Certain b:troy/re; costs for that pan kola-sang. OPra orders Regardrig open or -gawsitcancetler orders that were riot nekumd by the stammer. date, open buy and eel slop ceders re reduced by the swat of Modern* Or nyht5 on an exidogirds cr antis date unless nstaxted otherwise by ycv. You re respcnntik for ceders that me executed de, to yos lattice to cancel mating *Pen orders. Privacy To Wean a copy of as current Cheat Nosy NO1 "'lean cats' yOce Fnancial Athisa or visit as webs*. at >wen rrht errorriivierr,frt. - LEIS Financial Services 6 rot a bark. The RMA, Bowers Stinker Account BSA and IRMA re brokerage accounts nthrh provide access to barking senses and potluck *mop al.ingetentr11 with affiliated banks and other ihirl.party banks, and provides access to ins arce and arm* Products issued by u-off bawd thidiparty nouranceccmpants through inst.-axe agency Absidares d LBS Financial Sewn Inc — Mellmerc, nstsance, and annuity petdaCts. — Not FDC insured • No bane terrine. May lose vale — tMA Pesasce Llanartant Account. Bossiest Senices Account BSA, IRMA rid ate/national Resoute Management Account are registered service marks of LYS Financial Mimes H. — VISA is vacherurk owned by via tromitional Service Associatim and used us*r license The LEIS visa crede cads are the IBS Visa debt cads are egad by UK Bank LISA with pirmissen from vise U$. A Incorporated Al other vademarks registered trademarks, service mans and registered service minks are of their nephrite COCripanret UN Fiends, Services Inc. Rev. 201810 SDNY_GM_00023263 EFTA 0[)133883 EFTA01275654 (SUBS lies Fevincial Services no Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70050344790419 Yr 0 Account name GHSLANE MAXWELL Friendly account name: Indiv.ChecIdCar Account nu mbe Your Pi nandal Advisor: Ft Questions about your statement? Visit our website: www. cbS torn/ finanziaseivices Items for your attention , Help protect yourself from haw arid review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from beam. annuakreditrepoit.com. Value of your account Resource Management Account April 2019 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 BOSTON MA 02114-3252 on MarCh 29 (s) on April 30 (1) Your assets 42,224.08 46,010.09 Your liabilities 0.00 0.00 Value of your account $42,224.08 Tracking the value of your account g Thc 7:6 $46,010.09 439 41.9 Dec 2014 Dec 2015 Oct 7016 49.3 42.2 46.0 Dec 2017 pet Zola me 7049 Apr 2019 Sources of your account growth during 2019 Value of your account at year end 2018 Net deposit' and withdraerals Yaw tneStrnent return Dividend and interest income Change in market value Value of year emoted on Apr 30, 2019 SDNY GM 00023264 14927Q5S -33.31130 $50.84 $0 00 $3/4 010.09 Member SIPC CNP70009305054479 NP7000166696 00003 0419 030575004 CONFIDENTIAL ►age 1 of 6 EFTA_00133814 EFTA01275655 UBS Resource Management Account April 2019 Your account balance sheet Summary of your assets value on April 30 ($) Percentage of your account A Cash and money balances 46,010.09 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Corrrnodities 0.00 000% G Other 0.00 000% Total assets Value of your account $46,010.09 $46.010.09 100.00% Account name: il-SilaihINE MAW. EL Friendly account name:ryCk,erldCar Account number: Your Financial Advisor cra7 gm'. • it F CASRIFI Your current asset allocation A Eye on the markets Index • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS FCC mused Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% Percentage change April 2019 Year to date 4.05% 1825% 3.99% 1860% 2.91% 1333% 0.03% 2.97% 00170009305f84480NP70031135696me 0419 03057500a_00023Age 2 of 6 CONFIDENTIAL EFTA_00B3885 EFTA01275656 SUBS .Resource Management Account Change in the value of your account April 2019 (54 Year to date (S) Opening account value $42,224.08 $49,270.55 Deposits, including investments transferred in 7,775.92 18,924.18 Withdrawals and fees, including investments transferred cut -4,001.71 -22,235.48 Dividend and interest income 11.80 50.84 Closing account value $46,010.09 $46,010.09 Account name: GHISLAINE MAXWELL Friendly account notne:Indiv.Ched0Car Account number: Dividend and interest income earned Foe outposts of this statement, teaabity of 'nicest and dividend income has been determined front a US lm reporting ItersOedht. Baud upon the residence of the account header. account type. or ptodixl type, some interest endow dvidend payments may not be subject to United Statet (US) ardor Puerto Rico (PR) Income lairs The dent mom* statemem is not intended lo be used and cannot be feted upon for tat purposes. Chems should refer to the archcatie tax reporting forms they recent from IRS annually, Stith 35 the Forms 1099 and the Forms 480, for lax reporting information his the practice of UBS to file the aCptiCadt tai reporting forms vAth the US Interco Re Venue Serer< and PR Treasury DeCeldrent. &id in such torn% accuiatery classify °effendi Arad interest as lax exempt or takabk 'mane Please consult your iniedual lag preparer. April 2019(S) Year to date (1) Taxable interest 11.80 39.96 Total current year $11.80 $39.98 Prior year adjustment 0.00 10.88 Total dividend & interest $11.80 $50.84 Cash activity summary Your Financial Advisor: SCOTT STACK MAta LY LE CA ALL See AC recant activity the month tot details_ Balances In your Sweep Options are ind udedin the opening and closing balances Aut. FDIC Insurance apples to deposits at UBS Rank USA and ell banks participating in the UBS FDIC insured Deposit Progarn, M1 does not *ply to deposits at UBS AG. 51a-ricrac; &arch. 51K detection applies to money market sweep fund hddirgs but rot bad deposits 5relmportant information *Our poor steemert on the last tvio pacts of this document for detals April 2019 (5) Year to date 04 Opening balances $42,224.08 $49,270.55 AddttOnS Deposits and other funds credited 7,775.92 18,924.18 Dividend aid interest income 11.80 50.84 Total additions $7,787.72 $18,975.02 Subtractions Checks and bill payments -4,1:01.71 -22,232.83 Card payments 0.00 -2.65 Total subtractions -$4,001.71 -$22,235.48 Net cash flow $3,786.01 -$3,260.46 Closing balances $48,010.09 $48,010.09 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 4 Opening UBS Bank USA Deposit balance Mar 7 $42,931.68 Closing UBS Bank USA Deposit balance Apr 4 $46,010.09 Number of days in nterest period 29 Average daily ba lance $42,849.55 Interest earned $11 80 Annual percentage yield earned 035% SDNY GM 00023266 CdP7C003009934481 NP7003195696 00003 0419 030579001 CONFIDENTIAL Page 3 of 6 EFTA_00 133886 EFTA01275657 *UBS Resource Management Account April 2019 My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account name: Indiv CheddCar Account number: Rewards pants are reflected as at the 26th of the rnonth or the prig business day it the 26th IS Is on a weekendb3ildat ReerarCt mint itaIVief &tars can be found on www.ubs.ccolonlintservires Apti 2019 Year to date Opening balance 7,597 7,594 Points earned 99 102 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about poor statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration None selected 7,696 7,696 Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out Your financial Advisor SCOTT STACK MANLYLE CASRIEL Ctien00600,6B4482 NP700I86696 00033 0419 0305750 111_GM_00023gne 4 of 6 CONFIDENTIAL EFTA_001 33887 EFTA01275658 *UBS Resource Management Account April 2019 Your assets Account name: CHISLAINE MAXWELL Friendly account noose: Indiv ChedKar Account number. Some pnces, income and current vdues Shona may be Eppfoxinvo. AS a lent gains and lasses ma/ rot te aureately reflected. See smponant intomnabon about your statement a the end of tins etcumem 10i mole infornasort Cash Cash and money balances Cash and money balances ma/ include avalatie cash balances, UBS Bank USA &posit account Marc's. USSFOK tenured ProgArn Bank Balances, UBS AG Stamford Branch deposit account biances and rroney market mind fund sweep balances. See the important Information &output statement at the end of this document to, details about those balances. Hddng OBS BANK USA CEP ACCT Your total assets Your linandal Advisor: SCOTT STACK MANI VIE CASRIFL UBS BSA USA and all US$ FDIC Inured Procymn8ank deposit aCtunt balasCeS are insured by the FDIC within applicable lents, but ale not protected by SIPC. U8S AG Stanford Branch deposit acc pure blames are not insured by FCC and at not protected by 5IPC. Money market sweep tames are protected by 9PC CO at rot Insured by the FCC Openng Merge Closing Max! Pike per share Average [addend Interest Days n on Apr 1(S) on Apt 3015) on Apr 30 (S) rate pedod period Cep anoint IS) 42,224.08 46,010.09 250,000.00 Percentage c( Cost Estimated Wm./Fred Value on Apr 30(1) your account tem (S) annual in(Ore gain of loss CS) Cash Cash and money balances 06,010.09 100.00% 46,010.09 Total 846,010.09 100.00% $46,010.09 Account activity this month Date Adialy Description Deposits and other fends credked Apr I Transfer FM Total deposits and other funds credited Date Acting Description Amount (I) 7,775.92 87,775.92 Amoral IS Dividend and interest income Taxable interest Apr 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/04, 19 11.80 Total taxable interest 91120 Total dividend and interest income Date AcIlity Description $1120 Arrows Is) Bill payments Apr 2 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE 39.94 continued nerd pope SDNY GM 00023268 CNP7C003005C84493 MI003185696 00003 0419 03057500 CONFIDENTIAL Page 5 of 6 EFTA_00133888 EFTA01275659 UBS Resource Management Account April 2019 Account activity this month iconinueth Date Actinty Apr 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -3.961 77 Total bill payments 44.001.71 Account name: GHISLAINE MAXWELL Friendly account name:Indiv ChecUCar Account number: Your Kneads' Advisor: SCOTT STACK MAMLYLE CASRIEL Descitpion Amount CS) Boll payments (continued) Card horns for your Attendext The new UBS Visa Infinite creed card is here, packed with excl r I eft, more rewards and more of what you lore, including extraordinarily penonalized service. All stumingly <lad in metal. ViSit ubs<cntisainfinite or call us at to learn more mrunurn Payment Cue Payment Due Dae Credl Inc Avalade Crell One Outstanding Waite UBS Visa credit card(s) payment information for May 23. 2019 $35.00 May 23, 2019 535,000.00 934,901 59 998.41 This crecit card is enrolled in UBS Pay Cecil Card feature and will autematictity be paid for Nur account. Your parment IS scheduled for May 20, 2019 we provide INS information on you ties visa (fedi cars sdely as a courtesy to tom The UBS visa credit cad and account are nsuedty yes Bank USA Urn Bank USA sends you the official staernent for this account and you should make your parent accord ng to their instruct ens. We do not Ind Dale your outstanding cad* card taance in the vane Crl you, account with UBS Finanda Services inc. Activity Descriplicn Amount 31 Money balance activities Mar 29 Balance forward $42,224.08 Apr2 Deposit UBS BANK USA DEPOSIT ACCOUNT 7,775 92 Apr 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/02119 3994 Apr 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OS 03/ 19 -3.961 77 Apr5 Doposst UBS BANK USA DEPOSIT ACCOUNT AS OF 0.04/19 I 1 SO Apr 30 Closing UPS Bank USA Deposit Account $46,010.09 The UBS Bank USA Deposit Account is your primary sweep option 0070308009934484NP7OCOI86696 OOOp3 0419 03 End of statement for account number CONFIDENTIAL 3M_00023Aflo 6 of 6 EFTA_00 133889 EFTA01275660 Important information about ,‘ our statement LISS inertial Services M. (the Fern of sees Financial Seran), k a minter of all Principal unsay, comradely and optins exchanges. UBS Financial Str.104 and UBS Bank LISA are ndaeca strakkaries of LEIS AG and affiliates of LOS Seuriters LLC. The F Mrs haul statement is available upon request. The Finis tuna offices n et ISSN-mm.8 S«sices 1200 Harbor Boulevard Weehaeken, NS 07086 This statements «aw-Antsthe on& official rekord of you LIS F runs's' Services account Olh« Nardi, etep official la< documents, contanng rating data should not be relied canil youbelieve Owe is an «tor or ~WON please report it imacketely n writing to the Branch Manager of the office seining sue account. %hugs al Ickes shown re intended to be morale, statement detoshoukl not be used for Inc wades Re& sole& on yeapend tax hams, ti e Form 1099. 5498. ":5475. etc )1.1" 9" 0~9 tar tad return The Frm 6 «cured by law ørepop to the RS Mixable dedends, reportable nastkuble deldont and taxable ant caned on sewn held n you. acoant net proceeds at sale transactions. and cost basis on actin cowered Seatitt CcareetIcations web the Firm • Please re<onliern ry cat cormuncations n *Tab() to further protect your righp iwkaing your rxXst under the Senuntien rives% Protectors AC (SPA) • It thefine-KW rettortion on the top lets of the Irani of this statement is not LOS inn« Seats, LES Financial %vial urn« you account as cieanng broker by arrangement won the akated instrlulicn We :tread you a this rel./Malt when you opened this accost. h tias case, you Mos and senees ire krated at UBS I «uncut Sivas and nol the itocticrg broker, ard you mutt III» • a read of near a omission to both liens • As deleted n the account arreants, you must notifyusof any errors a fraud invoking checks reflected an you slant within 30 days alto* was mailed or nude pates • Pleasediva customer ampler« a' a toll-free al 8.00 AM. to 600 P.M. Firm's ET Mondcrthroug r . or in ranting to U3S Fiume' Seen ax., Chest Relations Department P.O. Box 766 Union COY. NI 07097 • All SIKOMertS shall be deemed oomph«. and Novae d riot cbfroted ton dark • tarn set etran cutscle 6 Cal • Incase of errors ce actions abas an electronic bench transfer (Mk kffsa•debit card trardaroons. call or write NOBS ranee' Strikes Ix.. Hirai« kJ, 6th floor, Weehawken Na 07086, Aller leMeASSA Stan Cale write as sou as you Can, if you Nils you statement or ratite is wrong ar d you need more ritimation abaA a transfer on the statement a recept Ilse Sim or Cad Nu« (as appkable) must her frem you no later than 60 days due the Ferri seen you law fns statement on which the ens or Problem append. - Pros:deyou narre and amour neater(! any> — Describe the error or the transfer you se unsure about. and explain as clearly as you can why yov believe * is an one a wily you need awe informae ion. — Provide The do% amount of the suspected era. The Firm of Card bsuer era ineestgate you. complent and veal caeca any error prompt& For alleged erots nvolvn9 UBS Visa•debd card transactions rf we take more than 10 bus ixts days to d. this, we will credit you aosem la the amount youffink is in error, scout you wa hive the use of the money dung re tine n takes us to complete as imintegatim. Please make all checks payable lo the Fem or the Sanest tuteuton named on the front of Nis stamem In addition to regis account lees. accounts may be pea« to mantenarre lea charges for bur payment for securers purchases and charges for unpaid mints n rah arrant Accounts that are transferee, to other nataluns may be subsea to a transfer fee. UBS Sweep Options UK offers options ior sweepng cash betakes to bat depose acuits at nont Cited balks and affiliated barks and massy avid rxeual huds (Money [tads). Deposit accords at LES Bar. USA and non etlikerd banks participating n the UBS FIXCatured Deposit Program am FDIC.xdured in accordance Wall WC rules For mare inf <motion, please vise YeVVWfdiC.9>v. Depose &Gown's at UBS AG Stanford &inch and that, ol Money Fuck are rot kind by the MC. Bank deposits are not protected by WC. Monty Fund Pures are protected by MK. See 'WS Fneral Seneces Account Prole« on' below. Won hour recast balances in the bark deposits mar be wiltokawn, and shores of a Morey Find may be ti ed and the proceeds retuned to you a your ~Janes account Futter itanxion about available sweep options, akedng current arrest rates and melt. Is acad.:off al WM V 4.04 rom'sweepyeke. host your Fnacul Advisor «by calling 800 7(2•1000 UBS Financial Services account protection The Firm IS a member of the Enovnes 'este" Protection Corporation (Sift), *Awls protects seepties cantons of as art«, up to ISOPOCO (nidmg 5250,000 for deans (e'er% Eteanatory brochure available ran regueff or al knew Aix org Tae SIPC asset protection lamas apply to all accounts tut you hold in a pendular caPtry. The Finn, together with sedan affiliates. ha abe Pushased supplemental ir nsann The madam nu* payable to all eliptile clients, collectively unrs the protation is $500 million as ol Decenter 10, 2016 Subseci to the policy ccepreizets aid actions, cash at the Fim is lunar protected for up to II 9 morion in use aggregate f or ally«, «cases had n a paraula opacity A ILA copy of the poky arcing 6 salable upon request. Nearer the SIPC merlon nor the suPPlernernal protector app& to: • Gruen 'uncial assets controlled by (and «tad n your account vat) kut had away «um LES Financial Service For example certain (i) nsurara pico1cce, ricluEng vaiabb ornate,. and (i8 shires of mutual finds registered in the name of the account hold« on the books of the Suer a Vansur irk), • 1~9~1 corrects or nmestrrimi interests United partnenha and private placements) hat re not registered under the Securities Act of 1933; • Corrrnodities corwaors (e.g„ foreign exchange and pug en retal contracts). flaking futures contracts and tonality option contracts, and • Deposit accounts (except certificates of dada) at UBS Bat USA. WS AG U S. Mathes and bats an the FDIC Insured Deposit Program. The SIPC protection and the uppbmental postern do not apply to these onsets own i they otherwise appear on you statements the St< protection and the supplemertal protection do not pat« agars changes en the mak« vat* of you investments (rather as a resit of market movement issuer bankruptcy ce otherwise) Dividend Reinvestment Program (DRP) The price reflected is an average price. You may Man the actual are In your Fnincal Advice Or. atone shares so purchased under DRIP. pail awn will be soli and the cash wit be deposited ii you Scaler The dividend renvesirtwnt price 9,9Plred t e en, Muff may dalr from the market price at PdhCh partial staves se sold nlieu On& Whole urea maybe held you arrant If you re entitled Napa% und as a result of a ~end parheat or °ant the turn ether sell partial rabat maset pia a accept an awn determined by a regarded derno agency, nokrede you account Investment objectives iM investment oblectwes and nsl. profile are spade to each account and may vary between yers ar<cums. Please afvise the Fim prompt& n writing of any scrawl change in yon financial situation a investment <tatter« For each acce_ra hat you choose one of the blowing investmtnICOMIli.14 • Prodx• Current Income Investments seeking the generate, of acme on& • manse CnitatAppnciation: I-vestments welds.; growth of principal ratl te than the generation of encore*. • Pock,* Crlasaaon of axone and Camas Apart< iataofr Investments seeking both the generation of rant and Tomb of principal Orval risk profiles • Consetwa1/2. Seeks to martian newt papal, with low risk and voialaily to the want overall, "WI if that means the accent do« not generate significant CONFIDENTIAL an or rams and may rot keep pace with nfalon • modem* Wiling to accept sane risk to pint-pal and tolerate some volatility to seek hiller returns • Appressne: Wiling to accept high rids to pincoal and high volatility to seek IsghretuMS Over POW. • nnantmerat fagnalny Consdeation: e sebotent a Portion of tewportfoln for out account may include complex strategies. fir:cod Spark& and greater votes ifty Statement Itounholditge We may consolidate al rented account statements with the sane address in the sar» erivekdoe. e 0 beause they have wars who also maintain prr, account rationshcx wit, other ens x the mere Pins. If you prefer to mac erdiedual statements marled n 541,1/110 anioloperr, you may decline hausehoklig by Caning your Financial Admix Friendly /Konen name the Friendly account neme is a custattaNe 'nickname' chosen by you to assist you withyour reacclIcepec b has no legal effect cn you account is not 'mended to reflect any strategy, pnalict reeOrrenerCiatiOn. immanent objectwe or risk pc% associated Wet your accent and is not aprons.* a guarantee Nat walles or any financial results. can or vall be achieved. All imestments involve the risk of lass, includanhe risk of loss of the «MP investment. You can change your Friendly Kt.:kale names through Ordne Services or by cantata; you F instal Admix Account overview • Vakre of your sormantagornban. Net of assets rd habitat. • Assers Indus% available rash balances. salts fa restricted security (ill ), and Global Time Deposits, unfixed marls to market and c«tan assets riot held by thetas Does non aka snared secunaslassels at Dete and of the eta and orient statement pads, or pane iwestrnas, traded stock options and ~dab* stak options • (Cantinas ambdis debit balances, outstanding margin loam. creole line, short accent balances. • Cash/money eaten Total of uninvested omelet& cash balancen, plus depas balances at allhated al norsaff dated Dals. andmay market mutual fiend sweep batman, at the close of No statement piked Noncorremodity free creckt balanes in you account ae not segregated from ocher balances ard the Few May 1.62 any of these linds nthe ordinary coin of es bleels These tun& ara payable upon your demad. Ter total is included in the cnnt period closing Yak» Lending information For cleated nlomnation on the teen's lending weaves and cfxbsteerS. refer to you Client Raffionshn Agreement or Afrom ikteanwn and the General Temis and Conditions UN Nana of Credit Practices available n Agnsenseas andOixkistoes as lowed, ih‘ man/ SDNY_GM_00023270 EFTA_00133890 EFTA01275661 Important inforniatimi about your statement soohnurto Ye.. assets Your Armee tenures *raids and other assets held n the 'ecotone a the end of the statement period You may ask for delivery of fulle, Paid securities al any tire. You may receive trusties used as loan camerae alter payny any balaxe Sir on them. Any securities underfed to the Firm dreg the staummt pored are hued at market vane at of the end of the stewed period • Can basis n detennning the cost basis of the secured included in this statement, dere indicated with the nuntee SS Fannie Services An relied on information donned from sources other than UBS Financial Services. dltding Hannan born mother lion or that you may have sodded to your Financial Apnea. the Firm does not indepenimtly way cr guarantee the aCOSaCy or widely of aner le amain doweled by sources other than U3S Financial Sends In addles% although LBS inane! Sends gerneralk updates the encimatin as it is received, the firm does not pow* any entrances teat the donation valor -Cost base and "Urvealced ger/ loss" is accurate as of the date of this statement. As suCh. please do not rely en this nlanution to oake pirhase or sale decisions. for tapasoses or otherwise. Acccunts transferred to the F int may reflect are iffermatian only kw ter period of tine theyre held a the Fan Moren a torical dconalon can be added by you* Eamel Advisor. • Unedited gains/losses Vitien data it Nabob, estmated undated gansflosses are calculated for indviise warty lots the transaction data for individat lots may or may nor reflect ccrrmissions. charges addsecuity reorganization mots. Dentin and deer reoveoment lots and systematic puthise lot, ate each combined to display or. Award lot The 'Trade date' colmn pawns the kgrul iransacwon trade dale. • Callable securities Bonds and Creferred Nod that the issuer cats lor earki rederrpton wit be selected niparbally by lot Inn among al senses of that :Sue held n Our Mine Cr il nominee erne Ice our clients Call naive dormaten is obtained fern third parties add es rotary is not guaranteed Other call leaves may wet which to ailed weld. complete information wilt be provided upon request • Price/value Preen displayed for securities and other products may be high.' or lower than the price that you would actually, noire in the market. Pekes an <Wined from der tad party sources *each we brew told dad. tin we dons garnet this arcuracy - we generally use the ensile price whenavailable or fw mtan ol the bid and ask prices Ice listed wakes and options or any Winos For OTC minas - Less aCtively traded stashes maybe priced using a valuation model or the most recent prke we obtained and may not reflect an actual market price Wks,. - Dinah positions may mar winks a price end wit thaw as 'cow was not available a we are triable to obtan a aide 1 o• a SeCtnly. - Deposes ce stones denconaled n carec .. other than() S. dollars re reflected at the exchange rate as of the statement date. - For certain fetishes rang n nOn-COSICenIn9 denomnatons, puce and cloddy (face value) may have been adjusted to frank proper duns To obtain orient quotations. when available, contact yon Financial Acker. • Private investment. and structured products. Private nsestrnent se<Lorlits (rr tiring drect PankiPal in program and real estate meornent trust secunies) arid strut tod products are generalty highly Chan stews:ad roads haw not been registered with the Socaitin and &charge Commisen or vide, any state secures laws. We probed (deflated values for private mestened waives and structured products for dermal dui purposes only Acosacy n not guaranteed - Thew values may differ dastaniisty Wm preen it xiss al which a divan? d security or structured maxi may be bokrfra or sold and do rot recessive" represent the vane you may recesse kpor, licridation. - Third piny *stmt., of value re as ea a <Min date an are supplied to UBS Financial Services on a regular base by an idepeekkr. variation limn, - Warn general partner or sponsor esteemed wads, if cob re waled to the Fon by the issuer, general partner or spans and may be cakulatd based on deferent donation from that used by that paid to derive they estimated sabot. - You can ocean addaced domution regarding the methodology used to determine the estenate of value and the date of id dceniatiCel that n the basis for the estimateby contacting your Financial Adder. - 111.0 patty fomented vales may be reflected as 'Not piked' in several Sainte:elf: Mien an independent valuation fern has not suppled or is unable to assin a value, when we bedew. aware that a material event has occared that my calla prewodk reported vela do question, or mhen a value would be highly speculative due to the nem ca the wady - Men neither an are, general partner or sponsor estinkled value me a thed-pny estimated vane is mended, the vane of the steady will bedifferent from its puts. price. - • Oistrioutions to dale' may feCiaSk MUT of capital name or both. - • anginal tat size' represents the noel offering price per an and may not reflect yam COSI bait) - Of P Ind wand REP S./Grain re not listed on a national secured exchange, and re generally add and even a they can be sold tee price received may be less than the per share estimated value provided n the recurs' statement • Restriaed securities Restricted securities genet* are not <treaty ehgble for pubk sale. UBS Financial Services uses the market price of tie urresincted stock of the sate wow as an masted value for the restricted stock for purposes of that StOfteltat only. To the extent that restricted /dune irs are elghlo for sale, the value friend may be obstantially less than the awed vane shown. • Est. (estimated) dome. current yields and rates. An est mot of sou. r.:crer n bred ors (wed dvidend and rood rain, assuring the wurnos will be held for one yea- from statement date or until maturity. Ths estimate is calf a guider*, accuracy and eortinued income are not guaranteed. - Comated anneal name rd down! yield for Conan types of swathes could riCiazto a return of princioal or caper gain el which case the psi income (rd current yield) would be overstated. - Est/need arnual dome an cement yeld and the actual dome endyield nvght be barer oe nrywe than the ntrnged ancents - An estimate of a-cloaked income (dividerd aldrcr interest) (laded by the current market valadaveragr balance a based on the last divdend or direst payment made by the issuer and some the secisiliesideposes will be hell foe one year tom the statement date ottirtil maturity. Accuracy and contented yell re not guaranteed • AMU not held by UBSFinencial Services, Certain assets an not held by the Fins rd not veittrin the Fein's possess:xi or control. These assets are deployed on yea statement Ice re ormational purposes only. Positions and vain presented re provided by the swing rim 1185 Financial 5:evokes:, not mop:dbl.( or the iricernatoc and does not guarantee as accuracy These assets an rot ordered by SK or to Fin's supplemental 51K coverage. • Fbavenue Snit and adckionel ocimpensetian. - h addition to icon:nem on lain a-cl 121,-1 nos received n connection with the eftertiden of mutual fad to as dents we actor or affiliate men* menarchea° payments Worn datituon ands advisers of the maid funds that so sell Thew amounts re based on two different components, (4 to mare of sales by U35 of a particulr mutual find rank to our dents; and 60 tie asset sane of a particular mutual had shares Addend Inn - We and ow affiliate also receive network ing and ornnbus processing fees in core:Ovation for wander agent services that we provide to to: residual funds These lees generally an pad from inwstor assets the mutual f Wed and are a fled dolly anoint based on the ruttier of Edens at the broaerdealer holing mutual finds of that fund family — h isoblecn to CCrnill6SkinS received in connection with the sae or detibuton of annuity contracts red tn. investment louse tests to pia' clients, we ads as aft nate receive rev...dewing corrpensaton from Try of the rcurance companies ucertain/lig the annuity contracts, affiliates Of the Nuisance coronet or sponsors of the snit envednient trusts we dadrbute — In added, to cormessions received from the puthase and sale of NedSsares finds, we ardor as Ifilute receive as asset-based revenue sharing payment from NntShows 6streauxnt as well as funding for technology development, training and education. — Our athletes also receive tradng (modem% an other candrealcn from mutual funds and entrance company; whose donne we Morbid* CONFIDENTIAL — We grew (ColperbStilial Iran WS Brie USA, CBS AG Surrdoni Branch and newaff dieted banks tFrouts our cash creep Foo7aTh That compensation may beano-thy per roost fee or may be a percentage of adage dak deposit barges Activity donation weaving commissions and other climes intoned n COrreCts:n With the executionof trades, indadingopticn v.wv.actons has been nclided on confirmations pi...conk furnished so you, and wIl be pro-Med to you prcereptly on rodent. Short soling ml you me engaged n short selling • uverity, puma/ incur a charge no to Certain tarovina costs for that paticula• security. Orin orders Regardng open Co • 9ONaliktinCeled* ceder, that were not dread by the slammed date, open buy and set slop orders re reduced by the arnctint of dividend Or nyhtS on an ektlwiderdS a ter•retrtS date unless minded oneneist by you. You re respond:Arta gibers that re executed dye to yeas failure to cancel "trig *Pen orders. Privacy To dean a copy of as current Cleft Privacy Wake, please coded you. Financial Achiscr or vet as reboil. at >wen •rht ensurvivierr,frt. - UBS Fnancial Sconces it rd a bark. The RMA, Binned Services Account ESA and IRMA re brokerage accounts doh word access to barking services and Products 'Fru:tact alarigernWrgs nth altered banks and other end. any basks, and provides access to issuance and amain' PrOdUcts issued by u-uff hard end-patty nturance (=panes through ind ex. agency silnidares of LEES Financial Sendt — riwornere, nessance, and annuity pstdiclt — Not FDC it • In ban girdled May Sale Wise — tMA ksode Management Arcot" Busyness Sends Account BSA, IRMA and nteenationol Resource Management Account are registered seance marks of fironor Services lx . — VISA is a registered iraciterurk owned by visa hunaknal Service Association and used under kens. The 1035 Vea credo cads an the LeS Visa debt cads are and by UK Bank LISA with permission from visa U S. A Incorporated Al other vadimarkt registered trademarks, strike marks and registered centre muds are of their aspirin companres UPS nuncio, Services Inc Rev. 701810 SDNY_GM_00023271 EFTA 0013389( EFTA01275662 *UBS U85 Financial Services Vic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Cm-70051817810519 Y1 0 Resource Management Account May 2019 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHIStANE MAXVVEll. BOSTON MA 02114-3252 Friendly account name: Indiv.ChtiCk(Car Account number Your financial Advisor- SCOTT STACKMAN/04F CA<RIF1 Phone. Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeLine at 800-RMA- 1000, account On April 30 (1) on May 31 (1) Your assets 46,010.09 50,000.00 Visitour websIte: vairw.ubscomlfinancialservices Your liabilities 0.00 0.00 Value of your account $46,010.09 $50,000.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from vervw.annuakreditreportcom. Tracking the value of your account S toe. LJancs 7,6 Dec 2014 Cie< 2015 Dee 3016 Dec 2017 Dec knit) Apt 2019 50.0 May 2019 Sources of your account growth during 2019 Value of your account at year end 2018 Net deposits and Wthdratmes Your investment return Dnidendarxl interest income Change in marker value Value of your octant on May 31. 2019 SDNY GM 00023272 149270.55 $664.97 164.48 WOO $54000.00 Member SIPC CNP70009305491791 NP7003193706 00003 0519 030575004 CONFIDENTIAL Page 1 of 8 EFTA 00133892 EFTA01275663 UBS Resource Management Account May 2019 Your account balance sheet Summary of your assets Value on May 31 (1) Account name: GHISLAINE MAW. EL Friendly account nanwnIndiv Check/Car Account number: Percentage of your account A Cash and money balances 50,000.00 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $50,000.00 100.00% Value of your account $50,000.00 A Eye on the markets Index Percentage change May 2019 Year to date S&P 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC I - Europe, Australia & Far East -4.66% 8.05% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% 1.78% 4.80% YourIgnandal Advisor 7' STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. 095 Bank LISA deposit account, VBS FCC Insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formation about ;our statement on the last two pages of this statement for detaks about those balances. <HP 70008005481 782 NP70C0 I 83706 00003 0519 03057 CONFIDENTIAL roon 2 of ifese 8 EFTA_00133893 EFTA01275664 SUBS Resource Management Account May 2019 Change in the value of your account Opening account value Deposits, including investments transferred in Withd-awals and fees, including investments transferred out Dividend and interest income dosing account value Account name: GHISLAINE MAXWELL Friendly account native:India Chectkar Account number. May 2019 (3) Year to date (I) $46,010.09 349,270.55 9,299.54 28,223.72 -5,323.27 -27,558.75 13.64 64.48 350,000.00 $50,000.00 Dividend and interest income earned For purposes of ties statement, tacablty of interest and dildend income has been determined from a Us ta, leMele9 letWedist Based upon the residence of the account holder, account type. or perdu' type, tome interest ander dvidend payments may not be subject to united States (US) ardor Puerto Rico (PR) income tars The dent monthy statement is not intended to be used and cannot be retied upon for tar purposes. Clients should refer to the accricede tax remain(' forms they receise from UBS annualy, such as the Forms 1099 and the Forms 493, for tar reporting information. t is the practice of UBS to file the accricatre ra, reporting rooms mfr. The US interng Revenue service and PR TreaSury DefgaraTent land in such Wins accurately 0469 fy chitlefia *OP Interest at, tae exerrpt or lamb* income. Please roman yoto inlvdual tas preparer. May 20i 9(S) Year to date (S) Taxable interest 13.64 53.60 Total current year 313.64 353.60 Prior year adjustment 0.00 10.88 Total dividend & interest 313.64 $64.48 Cash activity summary Your Financial Advisor: SCOTT STACK MAN LY LE CA SkiEL See Account a< lefty the 01O.01l) for dela Is Mance' In year sweep opu ons are ind uced In the openng and (lasing balances vita. FDIC insurance *pies to deposits at UBS Bank USA and di banks partkipating in the UBS FDIC insured Deposit rrogarn. n does not apply to deposits a UBS AG. garioto Brarch. 51FC protection applies to money market sweep find holdings but rot barA deposits Seelmportant information about your statement on the tat Mo pages d this document for &la's May 2019 (5) Year to date (S) Opening balances 346,010.09 349,270.55 Add/bores Deposits and other funds credited 9,299 54 28,223 72 Dividend and interest income 13.64 64.48 Total additions $9,313.18 $28,288.20 Subtractions Checks and bill payments -3,224.86 -25,457.69 Cash/ATM transactions -2,109.00 -2,009.10 ATM fee rebates 9.00 9.00 Card payments -98.41 -101.06 Total subtractions -S5,323.27 -327,558.75 Net cash flow 53,989.91 $729.45 Closing balances 450,000.00 450,000.00 CHP7C003305481 783 NP70031$3706 00033 0519 030575004 CONFIDENTIAL SDNY GM 00023274 ►aye 3 of 8 EFTA_00133894 EFTA01275665 *UBS Resource Management Account May 2019 UBS Bank USA Deposit Account APY interest period Apr 5 - May 6 Opening UBS Bank USA Deposit balance Apr 5 Account name: GHISLAINE MAXWELL Friendly account name:Indiv ChtddCar Account number: $46,010.09 Closing UBS Bank USA Deposit balance May 6 $43,559.47 Number of days in interest period 32 Average daily balance Interest earned $45,700.81 $13.64 Annual percentage yield earned My Choice Rewards Points from UBS 0.34% Rewards pants are (elected as 04 the 26th of the month or the peCii business day if the 26th fats an a weekend hdiday. Rewards pant activity eetals can be found on www.ues.coodonahestivices May 2019 Year to date Opening balance 7,696 7,594 Points earned 0 102 Closing balance 7,696 7,696 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your financial Advisor. SCOTT STACK MANLY! E CASRIEL Your num objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment efigbity consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CHP7C001005481 784 m7O;0'8370600003 0519 030575004 Y123516550 ONSINWGM000232,5ge 4 if CONFIDENTIAL EFTA 00133895 EFTA01275666 *UBS Resource Management Account May 2019 Your assets Account norm: GHISLAINE MAXWELL Friendly account name: Indiv Check/Car Account number. Some vices, income and current 'Mutes ShOrrn may be ipproxiffsene. AS a its fat gam mcilosses may 001 be ecovaiely rellecied. See enportant intomnabon about your statement a toe end of this documem sot mot infornanon. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bant USA deport account balances, UBS FDIC insured Rogan Sant: &dances. UBS AG Stanford Branch &posit account baasces and rroney mite mouti hem:livery biomes See the Important information about your statement a the end of this document for detaits about those balances. wiping U8S BANK USA DEP ACCT Your total assets Cash cueing baance on mar I (S) 46,0)009 Closing baance on May 31 IS) 50,000.00 valve on May 31 (S) Your Pinand/A Advisor: SCOTT STACK MANN YLE rASRIFL 1185 BEM USA and EA UBS FDIC Insured Procyarn Bank depoat acCOuntbOaKes are insured Cy the FDIC yrIlhin applicable Isms, but ale not protected by SIFC. U8S AG Stanford Brant hdepsut acc pure balances ale not insured by FOC and are not protected by 51K. Money mead sweep baances are protected by SIPC but are rot Insured by the FDC Price per share Average DnidendintertSt 0.41 on may 3) (1) rate period onsod Cep anoint (S) 250,000.00 Percentage of Cost abmaled UnttIGZed YOU(' account Oasis (3) annum income (Si Ono( loss (S) Cash end money balances 50,000.00 100.00% 50,000.00 Total $50,000.00 100.00% $50,000.00 Account activity this month Date Aclittly Description Amount CS) Deposits and other funds credked May 29 Transfer FM VI 235750100 9299.54 Total deposits and other funds credited $9,299.54 Date Aothity Desorption Arrow* (S) Dividend and interest income Taxable interest May 7 Interest UBS 8ANIC USA DEPOSIT ACCOUNT AS OF 090519 1164 Total taxable interest $13.64 Total dividend and interest income $13.64 Ode Aciouly Desolphon May 2 Withdrawal ACH WITHDRAWAL LiNITECHEALIHONE 3994 Amount (I) Bill payments continued next page SDNY GM 00023276 c esP7coOriosisen 78S Nt70031$3706 00033 0S19 03057ta Page S of 8 CONFIDENTIAL EFTA_00 133896 EFTA01275667 (SUBS Resource Management Account May 2019 Account activity this month contnueth Date Actnoty Description Amount IS) OM payments (continued) Card ttens for year Attendorc The new UBS Visa Infinite credit card is here, packed stumingly (lad in metal. Visit ubsccatisainfinite May 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -2,424.32 May 9 Withdrawal ACH WITHDRAWAL Saks Retail -760.60 Total bill payments with exch cre tram' or <all to at 'contortion Posting date dale efils, more rewards and more of what )vu lore, including extraordinarily personalized service, All to learn rrore Dtscnotion 43.22426 Amount ID Cash/ATM transactions U351/44 credit )0003 7602 G MAXWELL May 23 May 27 CASHCONNECT 4503 00 CASHCONNECT -S503.00 ATM FEE REBATE 13 00 ATM FEE REBATE S3.00 May 24 May 27 CASHCONNECT 41,00100 ATM FEE REBATE 53.00 Total transactions Total rebates 42,00920 39.00 Account name: GHISLAINE MAXWELL Friendly account name•Indiv CheddCar Account number: Your 14 nancial Advisor. SCOTT STACK MANLYIE CASR'EL These are transfers to UBS Bank USA to repay CashConnini Cash Advances made with your UBS Visa credt cud Theta CateCconta tianuations dd not incur any finance charges or cash advance fees. Cote DescrIonon Amount (I) May 20 CREDIT CARD PAYMENT -98.41 Total card payments 49841 Card payments CNP70009005481 786 N77000183706 00003 0519 030575004 CONFIDENTIAL _GM_ 000231Mo 6 of 8 EFTA_00133897 EFTA01275668 $UBS Resource Management Account May 2019 Account name: CHISLAINE MAXWELL Friendly account narne:Indiv.ChethCar Account number. neruen Payment Cue Payment Out Coe Credt Int Your Pi sandal Advisor: SCOTT STACKMAtill VLE CASRifl. Available Credt tint Outstanding Want. UBS Visa credit card(s) payment information $0.00 $35,000.00 532,99100 42 ,039.03 This unit cad is enrolled in UBS Pay Crtdi Cad feature and vial autcrnaticaly be pod hem your account. Your paimeni is scMdied for lune 20, 2019 We orouide this information on yew UBS visa treat cards scatty as a courtesy to yOu The U8S visa Cleat Cad and account are Essuecl by UBS Bank USA. UBS Bank USA sends you the officio statement for this account and you should make your papnent accordng to their nstrixtions. We do not include tow outstanding melt card balance in the take of yourX(0ton with 085 services inc. Date ACIArity OeleptiCal Actual (I) Money balance activities Apr 30 Balance forward $46.010.09 May 3 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 0902119 .3994 May 6 Withdrawal UK BANK USA DEPOSIT ACCOUNT AS OF 0903(19 -2.424.32 May 7 Deposit LOIS BANK USA DEPOSIT ACCOUNT AS OF 090E/19 13.64 May 10 Withdrawal UM BANK USA DEPOSIT ACCOUNT AS OF 0909(19 -760.60 May 21 Withdrawal UM BANK USA DEPOSIT ACCOUNT AS OF 0920f 19 .98.41 May 29 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 0928/19 -2,000.00 May 30 Deposit 085 BANK USA DEPOSIT ACCOUNT 9299.54 May 31 Closing UBS Bank USA Deposit Account S50.000.00 The U8S Bank USA (*posit ACCOUM IS yeur primer% se/Motown r to7C0093054,91 787 NP70C0l8.3706 00033 0519 030575004 CONFIDENTIAL SDNY GM 00023278 Pogo 7 of 8 EFTA_00133898 EFTA01275669 *UBS Yournotes --r.==:L v----- • - CONFIDENTIAL EFT,00B3899 EFTA01275670 Important information about your statement LOS inmost Seats Irx. (the Firma USG Firwcial Serrirop is a mentor of all principal eteuray, canrrodity and °man exchanges UBS Fthancial Services rd ICS Bat LISA aro ndrect sits:dories of LDS AG and affiliates of LOS Seciathes LLC. The Fisnis I turcist statement it available upon request. the rims combq offices am at: 'ASS Farcial Services hc. 1200 Harbor Boulevard Weehawken, N.I 07006 The statement represents the only off Oat record of you LOS F natal Services account. Other recorob except official tat documents, contanng (diking data should no' be relied upon II you bedew thee is an error or annuon plea* report n immediately in writim to the Brands Manager of the office wvim you account. Although Wigan show se mended to be accurate, statement cbta should not be used for tar prams OW solely on yer.end toe forms, Be Form 1099. 5498 10425. etc ) when prepamg your tax return. The Fan 6 requred by low to report to he RS alltoable dMdnds, reportable navuorable dividends and taxable irterest earned on saunas held it you acoorml, net proceeds on sale transactions. ad con bob on ccetan cowed awaits. Conwomintions with the Fine • Pleaseretrain" try out cartruneatiom in wrong to further doted your reties. inckokey your rife, utter tht Startles Investor Protection Ad (WA) • If the financial insttution as the top lett of the front of this gatemen, is not (BS Franca& Strati, LOS Fiancee' Semen write you neater as clearing broke by arvamernent nth the inked initiation we domed you of this retalionshb when you opened this accuse. h this (ash you Ands aid season at hated a LDS f maul Sewn and rot the itaticim broker. ad you mutt make a report of ay arroyos:mean to both Inn • AS descrbed ode account agreements, you root notifyusof norm or fraud irmdarg checks refined on your statement within 30 days after a was melody nude available. • Pleasedied customer cornplattes or ' " Fins's< lent e ' a or log-free a: 6:00 A.M. lo6 DO P.M_ ST Monday Uwoug r or in *rein? to LOS Finance' Swam re., Chem Reletian Demesnes, PP. Box 766 Union COY. NI 07067 • All asentems Pull be deemed carolere ad acatse not °)ected ton days. • For TTY se or kern Week the LI Cal • Incase of errors a amnions about en electronic knob Pansies (FR Visedebit cad tranabons. on or wite *UM FironcialSeraes IX., Harlan 6n ,in Weehainten to 07004 Ann FM Seven C al a write as soon as you can, t you that your statement a recite is nano Cr if you need pure estoonalen tout a Order on the slatemmt reread The rim a Card boor (as cistsicabiM must her Iran you to law than 60 days Mier the Frm vine you the fen st moment on which the woe or problem *Owed. - Peva:Dyad- none ad accost number Of any) - Dante the error or the trawler you are unsure abOtA, and ....plain as ckarly as you can whyyou belie* a is an era a stew you need mote information - Don:Sethedodo arrant of the suspected era. The Fieni a Card bsuer will investigate your complain and will correct ant ow parody. For alleged *more Melvin; UBS thmodebit cad tra-nachon. rf we take nxte than 10 bit hem days to do this, we will your account la the tenant you Ihnk 6 in error, so Owl you wt have the use of the many. the tire it tans us to complete as inestegaticn. Please make all checks payable to the Fern or the eiselhal intleuticn notated on the front of this statement In addition to mode account len scowls nay be object to mintonarce ten charges for bto payment for securities purchases and charges for unpaid a-mists n cashacme-its Accounts that are I/antlered to other instaulens may be subject to a transfer fee. UBS Sweep Options LBS offers options for eneeprog cash balances to bat depose manes at non-ideliated banks and affiliated banks and money Motel MALI kin& (Moat Fusels). Depose =arm at UBS RIM USA rid nonuff Pitted barks pinioning in the UBS FPC.Insurod Deposit Progran are SDK snsured n accordance wet FOK rules For roCre information, please visa www fcepae. Deposit Kcountt at LDS AG Staked Brands and dues of MoneyFulda are roe invord by the FDC. Bark deposits ere not protected by SRC. Money Fu-d shots are ptotated by SIK. See 'LIBS F nom/ Semites Account Newton' below. UPon your request balances n the bare deposits may be withdrawn. and shares of a Maley Fund maybe leradatd and the proceeds retuned to you or you secumes accant Funhet items:as about available sweep options, riddrgarrert dared rates and yields, 6 available at wecenbsconysweepyews, Iran your Fruncul Advisor or by allay 600 762.1000. UBS Financial Services aware protection The Finn es a manta of the Searelies Thestor Protection Corporation (SW), which protects securities customers of Es mobilo to to $500,000 including 5250,000 for dims for cash). Prodanatay brother*, araitabie earn reona a al sinew alc orst The SIPC asset protection linos apply to all accounts that you hold is a pinata cout . The Fintyn together with oxtail affiliates. has the Podused stockmen's' inarancre. The marina asst payable to all digeble dents. collectively under this polecticti is SSOO million as of December 10, 2016. Sobered to the polkycaxMat ad Ernealcen ash at else Fins is bathe protected for up to II .9 Marcel in the aggregatefor all your accounts head is a partkular capacity. A ha copy of the poky exrdrg 6 avail ale Ann request. Reiter the SIPC protection nor the SWptemental protection /poly to: • Chan truant assets controlled by (red nada* n your anent vain) but hike away Iran UBS Financial Services For esurrole certain CP instance ;redacts. aluding variable athuites. and 08 shoes of maw' funds registered n the mane of the account holder on the books of the Suer or transfer agent): • tweament attracts ce ensestment Means leg, Inted pannershis ad private Plaarnem0 WI are not registered under the Seatibes 40 of 1933; • Caron oditeo extracts (e.g, foreign exchange and prima metal contracts), ncudng futures contracts and orremodity option connote; and • Deposit accuses (except certificates of &posh) at UEG Bane USA, UM AG U.S. bra chess and basso th the FDIC booed Deposit Program. The SIPC protection and the seopttnnntal protection do not apply to these assets men if they Ohtani* appear on yea Slatinsecer The WC protection and the stoplernental prdeeion do not protect against changes n the market stake of yes investments (neether as a *sot d market movement. issuer banceropky otherwise) Dividend Roinvotemeant Program (DRIP) thecae reflected is an average pat You martian the actual price from yea Fnax ial Advisor. 0ny dole Wets no purchased under On, partial twos willbe sold rd the cash wit be deposited in yOur /Maki The cleicani renvesfreent nee applied by the 6Sutr may offer from the market rte at dab the pan* sheet are sold Codeinsliau Oar whole urns maybe held n you account. If you are entitled tea pout unit as a result of a cliviliend payment a civerme. the Firm MI Mhos sell paned to at makes peke a accept n anus., determined by a repaired clearing agency, and credit you accara Inverranent objectives The investment oblation end risk profile am 'pectic to each account and may way between you accounts Please rime the Finn pored Sr in wring of any iqgkant change in year financial situation a erwearrent objectives. Fa each adult held, you choose avid the Idovang imesenent objectives' • Praia Current Income Investments Seeing the general*, of Wane any. • Achieve Capital Appreciate.= Sandals maim Torah of printout hater than the generation of rcome. • Dodo* Conbreason of Moyne and Capital Appreciation. Investments seeking both the 9Inwalion of icon* aid growth of prixiPal Nona risk profile; • Come iv ithe Seeks to auntie-on/rot pre-coal, with low risk and ode tiny to the account meal, even that means the account does not generate snares* CONFIDENTIAL and may net keep pace with mitten. • Moderate. vesting to accept sane ride to ptincoal ad tolerate sane volatility to seek hider returns • Aggreaser Wiling to accept high risk to pnncpal ad hgh yOlablily to seek hapreturn one time. • inwiteierr Eignihry Camden/ion: I selected. a portion of the poi Hob, for that account may inokrie compim serapes, knifed liquidity and greater volatile/. Statement Phousehokiar We may consolidate r related account statement with the Urnz address in the same envelope. e o because they have onners who also maintain Win want refationshos wet other dents a the sane ogress. If you prefer to mere ideated statements mailed n soprano enterers. you may decline lloutthoklny by canto yet/ Financial Advisor Friendly /Keeton nem* The Friendly account rurne is a cusecendable -niekrurne chosen by you to assist you *dives madman li has ro legal effect on your account is not Mended to relied arty strategy. prodxt reccermendatert Imre...At objective a re* profile associated wets your accounts. and is not a mom:* or guarantee that wealth Ce any financial resettle can a Will be achieved. All imearnents involve the risk of lost includim the risk of loss of the retie irmstment. You canchange your Fan* xocurt names through Online Stokes a by contacting your Fruncial Ad sow. AOYOteli overview • Vabe of nut accoontkortrbfo. Net of assets and IiabdaieF • Assen Includes available cash balances, values for restricted security fat/ and Global Tine Deposits, ti the mats to market, and artath *WS re held by the Fem. Does red ackede unpnced securithrolarsels at the end ot the prior and curent stalernent pine s, or pause inVeltMenli. trusted stock opaim and exercisable ooh options • Cubans Ircludes debit balances, a/sunders; Innis loam. credit in, o-cant balances. • Casanoneybalarmto Total of oil-nested available cols balarceL plus doom balances at affiliated and nonsaff elated bads, models:my market mutual And SA*00 balances, at the cote of to awment period Nonsconmodity free malt balances int", accord at not sayegmed from other balances and the Fin may use ary d these fusels re the money curse offs buts Those funds are payable Loon your demo*. This total is abided in the omen period <losing vabe Lenefrej inionnation For cloaked rdormation on the Stars lercIng practices ad cambiums. refer to you Clem Retelicashi> agreement cr 'Wan Atywmnt and the General Tenn and Conditions. LOS Statement of Credit Practices assailable in Asmements and Oiscburres at yraw. nh raa. ',era}, SDNY_G M_0002 3280 EFTA 00133900 EFTA01275671 I yorlaut informatiml about your statement Ugininued) Your assets Your stallnot ~mat wait*" rd other assets held in the ~cane a the end of the Macaw* period You may ask for delivery of full, Paid 'counties al any tire You may raene sauestiet used as loan WI-kern alter paing any alma d< <n them. Any saunas inflamed to de ran ding the ttaernnt dried are lead at mark« value as of the end of the statesmen period • Co« basis. In determining the cost bases of the Sett.. Ile) aided in this statement whew indicated wit the nunioa 'I,' WS Parkin Swan has relied on information dunned irons savors «ha than U3S Financial Strikes. nfarnation 'torn nether ot that you may have «veiled to your Finarpal Aeleiser. The Firm does nil independently ~dy or harem» the sower a ~gaily of any inf amnion ;mead by sources other than WS Financial Sera« In Meehan< although LE6 Enamel Sawa generalry updates this Mcmsatim as å rectwed, the fern does rot «Ø any *nuances that the idoemmtes under "Cost base and sUrrealped gal-floss* it amine as the date of this statement. As sueh please do rim rely co this nIcannion to make pachose or sale dainonL for tar pisposes or otherwise. Accounts trovderred to the may reflect garnets internalise only For Ihe period or tire they se held at the Fin More historical nfamatecen can be added by your Fnarxin Advisor. • Um -a lbad gairtelessed. vossen data avoilabk, enraged <trended 9.Ingl0fft$ St calculated lor :avid« warty lots la transaction data for c indviiår lots may or may na ref lect commissions. charges aidcr secuity reorgmeal cal events Diedend and «her renamme lots and systematic purchase lob we each combined to display ore Award lot law 'Trade date <Man dewnts the mural transaction trade dale. • Callable teacurithes Bonds and preferred stoic this the issuer cats lor tarry reekerpten wit be selected mortally by lot from among al tastes of that issue held Oterume nominee nano os climb Call (tare Monger:en is obtained from third parties alla accuracy is not guarintead. Other call leaves may en« which card el«, yell complete intarruion well be «wad upon request • Priem/Value Pricer displayed for tecurkie and "or predicts may be higher or better than the price that you would actually tepee in the market. Prkes ise cteained from viteJS tad party sources *fah we behave to be «hat ten we do not gaterete accuracy - We generally use the cbsing price when available or he mean of the bid and ask prices for listed seethes and options or any bid mica Ice OTC seernes - Less actively traded secuhin maybe priced ~rep a valuation model or the most recent mkt we obtained and may not reflect an actual market price a vats. - Certain positions may apex what a price and will haw as • mice was not available' B we are unable to ettan a price for a setelry. - Deposes a saunas &fungi-ad n arenas other than U S. califs re reflected at the exchange rate sol the stamen date. - Fer certain saunas Wading n non-cancentng denominations, prke and quarry (IXe whir) may have been adjusted to (*cant proper ~union To «Man ow:~ quoted:or s. whim available, contact yces Foetal Acitisce. • Rivna ilW•ftTello and structured products. Mgt. nuesiment 14.alrlirt (Ix Ising drat pncipain «Pram and real estate iniestment dust weathers) and strut turd protests ate generally highly • Cerian suuctuad products hew not been registered with the Soaritin and &charge Cannasian or trek, any state saunas laws. We ;mid. emanated vales for private mestrnent saunas and Mutual products for ~al coal p«rosesonly Arsesacy e nu guaranteed - These vain may differ aware ease Irons preel d any. at which a pest e d securely or structured product may be boaiim or sold and do not reassert& rest ssen, the yak* you may recewe upon ligoidation. - hid party *stmt., of valro re if dame:tin date ad are suppled hoi UPS Farr al Services on a regular base by an andependem ~ion lima - boat general patina or sponsor ~trued vales, it core re Ølled to the Erin by the *suer, general partner or spana and may be calculated based ore deferent idamation Iran tat used by thrd pales to derive their estimated value. - You can «fan additional Mannish regarding the methodology used lo determine the ~mate of value and the date of the accusation that is the basis la the estimateby contacting war Financial Adesor. - med patty tanned ~be< may be reflected as la piked' in several «unions: Mien an ~mime valuation fern has not supplied a es unable to agn a mew when we become awn hat a material event has occurred thee may calla prewoudy ~road value it question, a Wen 0 Wk.e would be Ingle/ speculate* due to the nave cie the warty - When neither an ewer, general pawner a sponsor ~ailed value nor a thed-psty estimated wade is landed the value of the scanty will bedifferent from ils pughase - • Webbed ens to date may ado* ravn of capital encome or bode. - 'Orgral me see' represents the veal offering price per und and may not reflect you cost basis - OPP ess Unlined REIT seamin re noe listed on nation« martin tahaut. and re generally itgrad ani hen d lay can be soll tee price rasered may be less ten the per share abated whit provided n the X<Clinl Statall“M. • Restricted stealth. Restricted securities genera" re not currently eligble fa public sale. 1.8$ Financial Sande, uses the maket pace of tie unrestricted PØ ol the sane aver as an imputed vale la the restricted stook for panpors or rhd sranotent only. To the extent that restricted ~um Rs ani ~gap for salt the value marred may be substantially less than the sewed «Lee shown. • Est. (estimated) moane, anent yields and rates. An en mate of alma mene otnned On <wee hider« and .verst ran assuming the saunas will be held for one yew from statement date or until matuity. This estimate is cell a gudelne, accuracy and continued income are not outranked - Estimated maul name tad turen! yield fa conj.' types of saunas could nail• a mum of prighol or opal gars is which case the psi income (rd anent yielo) would be overstated. - Estimated nun acme and cured «eld and the atual income end yield mght be laver or haw( than the *tanned rants - An estimate of aveualeed income (divedierd ancYcr interest) divided by the current market weltdaverage balance a based on the last dividend or meat payment made by the issuer and assumes te stoskiefeduosts will bo hell foe one yea born the statement dale «until Mkt ay. Accuracy and contnued yield at not guaranteed • Matz mel hold by LUS Financial Spam. Caters an«, ise not held by hail" and noe ~thin the Fern's possessor or control. These assets are deployed on yen statement ler ntormational purposes only. Positions and valets presented re provided by the issuing fin LISS Financial Saven is not ~Mt for the titan/ten and does noe guarantee ile accuracy these asse'.s se not protected by SK «the irn's supplemental9PC coverage. • Revenue harku and additional compensation. - In »Man to carminken on «In and 12b.1 tees eceived n connection with the destrtithon of mutual funds to our Menlo we actor our Aline receive revert* sharing payments Iran deubscrs ada advisers of the mutual furds that we vall la« amounts re based on two different oarreacants: (3 te magic of sales by TØS of a partioula mutual find family to out tiiona; and ER tie asset vale da paiteubr rasa fund Lanais dues held at the on - lee and ow affiliate also receive networking and omnbus prom-nog fees in considerate:en hoc wander agent services tat we provide to tee mutual funds These fees gear«, ea pad from inwstor stets n the muhul fund and are a feed doll. anten based an the arrber of ~Is at the broker-dealer holing ~teal funds of that fund away — hi addition to CC011161klIS received in annecten with the sale or detibuton of annuity animas and unit neste besnaws to our deems, we meta ar af I ate recta dyne shoring compensation from ma-ry of the n9JrarKt companies unchmteling the maityeattika, affiliates of the insurance ampanin or sponsors of the knit enienment hats we chstrbure — adiftem to commissions received from the pschase and sale of NeaShares ltnis, we isdor cur affiliate receive an asset-based revenue sharing payment from liketShuves dettbuces. as will as fumbnig for technology development, training ard education. — Our all saes also receive tradng C011171i1401$ ad Other CCenfrir0.311C11 from mutual funds and mertame companies what prØ<we datum CONFIDENTIAL — We west <snixentten fans WS 8~. USA, WS AG hardened Branch end natuffilued banks threat our cash sweep Frwirmn This compensation may be amp-hit per mcose fee or may be a percentage of ~age dab, deposit betimes Activity Infortration repaying mimmessims and other canoes incurred el lOcreat:n with the executon of trades, includingoption transactions has been exuded on cordiimmions previously funded so you, aril well a Provided to ay proudly on request Short sting ll ase re engaged n hat sling a stash, you ray incur a charge 0« to <main barmen) costs fa that pan icula- sauriy. OPen «dews Reaming open or • gadditanretkor aden that were not ~Kura by the statement date, open buy and tel stop orders se named by the ardent of dwarfs or rights on an redevickards or Pieta date unless mingled otherwise by you. You are responsbla for Cabers Out xe executed due to yeas failure to cancel enctiep open orders. Privacy To cesan a copy cd as Current Client Freaky Noeice, please contact you Fnancial Adder or vet as ~tent www ear marevavema<p‹. - UBS Financial ~Was es de a bark. The RMA, Busnas Sencts Account ESA and IRMA are brokerage accounts whkh provide access tobaking services and Products Ihnatict anmpernees nth aff nated bank, and other ihiel.pany bunks, and provides access to insurance and amity Pro-Mots issued by <raft halal hid-party isrante companies through insurance agency subsidises ot LEK Financial Stares Inc. — rneetnert, nnaance, and snudy dash — Not FDIC Mora • lie bad guarenvep May kit vale — tMA Fesarg Management Account, Bussess Semen Account SSA, IRMA and annational Resource Management kaunt me registered service marks of WS Financial Sean H. — «SA is a registered vademask owned bysyna tremaional Service Association and used under trene. 11)&165 Visa Pea cads and the LeS Visa debt cads art *aged Ø LØS Rank LISA with peamesonfromvea U S. A Incorporated Moth.« vadernarks, mineral trademarks, wake mans and mg-eared sera« racks ye of their resp (tee con-pane< IRS Pasant& Siervica Inc Rev. 701810 SDNY_GM_00023281 EFTA_00133901 EFTA01275672 443 UBS Urn Fnancial Services Mc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CW70065.786750619 X12 Y1 0 Account name GHISLAINE MAXWELL Friendly account name: Indiv.CheckfCar Account number. Your Nnencial Advisor. SCOTT STACK MANILYLE CASIOEL Phone Questions about your statement? Call your Finary:iae Advisor or the RAJA P.esurceline at 2'10-RMA. 1000. account Value of your account Resource Management Account June 2019 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 BOSTON MA 02114-3252 on May 31 (s) on lune 28 (5) Your 035013 50,000.00 49,969.94 Visit our website: Your liabilities svww.ubscornifinancialsennces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from inww.annuakreditreportcom. 0.00 0.00 Value of your account $50,000.00 Tracking the value of your account S me viands 7:6 Dec 2014 Member SIPC $49,969.94 43 9 Dec 2015 Ott 2016 49.3 419 500 50.0 1017 Dec 2018 May Jun 2019 Sources of your account growth during 2019 Value of your account at yea end 2018 Net deposits and Withdrawals Voir mostment return Dividend and interest income Change in market value $49,270.55 3625.03 874.36 SO CO Value of your account on Jun it 2019 349969.94 SDNY GM 00023282 CNIM1001006529675NP100030144200010 0619 030575Cal Page 1 of 6 CONFIDENTIAL EFTA_00 133902 EFTA01275673 ICI UBS Resource Management Account lure 2019 Your account balance sheet Summary of your assets Value on lune 28 (14 Account name: GHISLAINE MA, ‘r. EL_ Friendly account namerIndiv Checkfrar Account number: Percentage of your account Your Financial Advisor SCOTT STAC. " '11YIF CAGRIFI A Cash and money balances 49,969.94 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets $49,969.94 100.00% Value of your account $49,969.94 A Eye on the markets Index Percentage change rule 2019 Year to date SW 500 7.05% 18.54% Russell 3000 7.02% 1671% MSC1- Europe, Australia & Far East 5.97% 14.49% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 28, 2019 One-month LibOk. 2.40% 1.26% 6.11% • Cash and money balances may include available cash balances. VBS Bank LISA deposit account, VBS FDIC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about ;our statement on the last two pages of this statement for detaks about those balances. CNP7C009006528676 NP70C0301 942 00003 0519 0305751 CONFIDENTIAL M_000232tefte 2 of 6 EFFA_00133903 EFTA01275674 Resource Management Account Account name: GHISLAINE MAXWELL Friendly account name-Indiv Ched4Car Account number. Change in the value of your account Cash activity summary June2019($) Year to date (I) Opening account value $50,000.00 349,270.55 Deposits, including investments transferred in 3,722.53 31,946.25 Withdrawals and fees, including investments transferred cart -3,762.47 -31,321.22 Dividend and interest income 9.88 74.36 Closing account value $49,969.94 $49,969.94 Dividend and interest income earned For purposes of ens statement, tatablty of interest and doldend income has been determined ficM a US lac laCatIla3 PersPedive. Based upon the residence of the account header. account type. or product type, tome interest ander' dvid,nd payments may riot be subject to United States (US) andor Puerto Rico (PR) Income tails The (lent monthly statement is not intended to be used and (armor be (tied upon for lac purposes. Clients should refer to the arc/Katie lax reposing forms they recent. from IRS annualy, such as the fomss 1099 and the Forms 493, foe lac reporting information it is the practice of UBS to file the aPpliCatle la reporting forms with the US Interns Reveille senice and PR TreaStay OeCertMent and in sigh loran aCCurately dal fy (hie:lends ray Interest aS la, exerrpt or tarot* extent Pleat (antonym( incixdual tax preparer. June 20'9(1) Year to date (S) Taxable interest 9.88 63.48 Total current year $9.96 $63.48 Prior year adjustment 0.00 10s8 Total dividend & interest $9.86 $74.36 Your Pi medal Advisor: SCOTT STACK MANS YIECASRIF1 See Account atilt the month for detail: Be/antes In year Sweep Options ate ind ueedin the opereng and closing balances east FDIC insurance /copier to deposits at UBS Bank USA and dr. banks participating in the UBS FDIC insured Deposit Frown,, It OCeS not ad* to deposits at UBS AG. Seariord &arch. SIPC Protection applies to money market sweep find holdings but rot bark deposits See Important information about your statement on the last two pages d this document for detals AN 2019 It) Year to date (S) Opening balances $50,000.00 $49,270.55 Add/tons Deposits and other funds credited 3,722.53 31,946.25 Dividend aid interest income 9.88 74.36 Total additions $3,732.41 $32,020.61 Subtractions Checks and bill payments -3,762 47 -29,220.16 Cash/ ATM transact ons 000 -2,009.00 ATM fee rebates 0.00 9.00 Card payments 0.00 -101.06 Total subtractions -$3,762.47 -$31,321.22 Net cash flow -$30.06 $699.39 Closing balances $49,969.94 $49,969.94 SDNY GM 00023284 CHP7C0093C6S78677 NV7003301942 000O3 CE,l 9 030579304 Page 3 of 6 CONFIDENTIAL EFTA_00 133904 EFTA01275675 *UBS Resource Management Account lure 2019 UBS Bank USA Deposit Account APY Interest perlOd May 7 -Jun 6 Opening UBS Bank USA Deposit balance May 7 Account name: GHISLAINE MAXWELL r Friendly account name: iv ChealCar Account number: 843,559.47 Closing UBS Bank USA Deposit balance Jun 6 849,969.94 Number of days in interest period 31 Average daily balance 844,541 65 Interest earned 89.88 Annual percentage yield earned My Choice Rewards Points from UBS 0.26% Rewards corm are reflected as d the 26th of the month or the paiar business day if the 26th fats On a weekend holiday. Re wank paint activity cetais can be found on wxw.uatconeionaneseivxes hale 2019 Year to date Opening balance 7,696 7,594 Points earned 0 102 Closing balance 7,696 7,696 Your K nendel Advisor scan STACK MANS Yi F CASRIFI Your investment objectives: You have identified the following investment objectives for this account If you have questions about these oblecoves, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about lour statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Yew account cost basis default closing method is FIFO, First In, First Out CM7C008006528678NP7000301442 00003 06I 9 03057500 fe_GfruocinStge 4 of 6 CONFIDENTIAL EFTA_00 133905 EFTA01275676 *UBS Resource Management Account lune 2019 Your assets Account name: GHISLAINE MAXWELL Friendly account name: lndiv CheCk/Car Account number. Scene daces, income and touted ea ues shorn may te apploAnale. As a recut. gam ancllosses ma/ 001 be accurately refkaed. See sissportentinSownefron about your statement a IN end of This cecumem for mare infornsson. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bank USA depost account balances. UBS FDIC Insured Rogan Sank Stances, UBS AG Stanford Stanch deposit account balances and rroney market MIAMI kind sweep balances. See the Important information about rot statement at the end of this document for details about those balances. Hddng LIES BANK USA DEP ACCT Your total assets Your Finandal Advisor: SCOTT STACK kilAtILYLE CASRIEL UBS Balk USA and 81 UBS FDK Insured Progan8ank deposit accouN baaxes are insured by the FDIC within appricatat lints, but are not protected by SIFC. uBS AG Stanford Brant h &past account balances zee not insured by NYC and ate not protected by 5IPC. Money market sweep balances are protected by 51K but at not Insured by the FDIC openng baance Closing bRavice Peet per shale Aiesessit ancients Interest O4311 n on Jun I(5) on Jun 28(5) on nun 28 (5) rate period period cep trnount (5) 50,00000 49,969.94 250,000.00 Percentage of Cost Estimated unrealized value on Sun 28 (1) yOur account Oasis al annual incone pan or loss it) Cash Cash and money balances 09,969.94 100.00% 49.969.94 Total 549,969.94 100.00% 549,969.94 Account activity this month Date Actialy Description Amount (S) Deposits and other fends credked Jun 3 Transfer FM Y1 23575 0100 3)22.53 Total deposits end other funds credited 93.72253 Die Actively Doc rption Amour (5) Dividend and interest income Taxable interest Jun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF Ofr 0519 9.88 Total taxable interest $9.88 Total dividend and interest income $9.88 Date Actlaty DeKnplon ArrOunt (5) Jun 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -3722.53 Bill payments continued next page SDNY GM 00023286 CHP7C009305528679 NV7003301942 00033 06l9 030579004 CONFIDENTIAL ►age S of 6 EFTA_00 I 33906 EFTA01275677 $UBS Resource Management Account lune 2019 Account activity this month rconinueth Account name: GHISLAINE MAXWELL Friendly account name:Indiv Check/Car Account number: Your 14 vandal Advisor. SCOTT STACKMANLYLE CASRIEL Pate Attiety Descnpion Amount (S) Jun 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE 39.94 Total bill payments 43,76247 BM payment (continued) Card twits for your Attention: The new UBS Visa Infinite creed cad is here, packed with excl r I eft, more rewards end more of what you tom, including extraordinatili personalized service. All stumingly dad in metal. Visit ubs<cenivisainfinne or call us at to learn more Mirunren Payment Cue Payment Due Dae Credl Inc Avaladt O&M Une Outstanding belan(e UBS Visa credit cangs) payment information saw $35,000.00 935,030 00 90.00 This crec11 cad n eredled in 1185 Pay Crecit Cad feature and will aut0m9ticaly be paid from your accour1. Your payment is Unedited for July 20, 2019 We provide INs information on your UBS visa (fedi cards sdely as a courtesy to y0u The UBS Visa ((St (addend account are Issued ty UBS Bank USA UBS Bank USA sends you the official staernent for this &count and you should reek< your parent ac cord ng to their instructions. We do not include your castandIng (tech card beance in the vane or you, &count with riES Fonancla Services inc Date A(IrVity DetChpliCti Amount IS) Money balance activities May 31 Balance forward $50,000.00 Jun 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AsOF0E104119 39.94 Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0606/ 19 9.88 Jun 28 Closing UBS Bank USA Deposit Account $49,969.94 The UBS Rani IAA Depout Account is your primary sweep colron CNP7000B006528680 NP70C030I 942 00003 OBI 9 030575004 End of statement for account number VI 23576 55 CONFIDENTIAL GM 00023Affge 6 of 6 _ _ EFTA_00133907 EFTA01275678 Important information about your statement LISS Financial Stab a. (the Firm« Il6 6orvker.), is a mentor of all pacipal ueurhy, ccarnodly arid <mans excharges. UBS Fnancial Swan and UBS Bark USA re alma abalones of LES AG and affiliates of UR, Secretes U.C. The F ism'sfranca statement savaibbleuponrequest. the FirmS ~We offices an at: LES Firma Services he 1200 Haber Boulevard Weehawken, NJ 07006 The Statement reememits the only off icial record of axe Leh Franco' Servos accent. Other repack. except official tic document castanng tammug data should riot be relied upon a you ',elev. them is an era allaPOes phase report n immediately in writing to the Branch Manager of the office serving you account. tabetegh al ligees shown re attended to be morale, statement deb should not be used for tat puppies Rey sokty on yeer.end lac fame, lie Fonen 1099. 5499, 10425. et< ,) when preparing your tax return. The Feen reputed by law to report to the RS ate tmabk derma., reportable ant/table Ødt and usable Merest earned on we wities held b yea »tant net proceeds an wee transactions, endow bask on «ran mated states. Coevamications wit the Firm • Pleasereconfirm any as correruncatims is swing to fitter protect your right. enduing your rites seder theSecurities Meta Protection Act (WA) • If the financial imitation an the top kft of the kale of this statement is not e_176 Fennell Senn" (SS stumtal Semites caries you' accent as dewing brisker by avenger.» wah the :vacated imitation we itonned you å thb retaleentio when You opened this accost. h this east yea hods and tovtes we baled x ISS f ~noel Seats and rot the Otto:Long Orokoh ard you meat make a renal of ry ante a »aim to both ferns • As deso-bed b the account agreements, you must notifyusof any terta or fraud raters) checks reflected an year statement within 30 days after 4 was maikd a nude autoble. • Pleased:we customer complaints a' Ginn's< enc l X atoll-free as 1300AM. to 600 P.M_ ET Mondry throug r . or in ranting (elks Finaixal Semen K., Clime Relations Department PP. Box 766 Ure CM NI 070r • All nreentere tall be deemed taroks. and atone rl not <baited to n 60d • For Ttt se or from Wick the US: Cat • in ease of errois a ~ions about an electronic hand:trans'« (M). ' We debit cad ea-sachem call or write to UBS Financial States ix., Hama lid, 6th Hoot Weeheolon ea 07084 Min RsettittA Sew" Cale write as soon as au can, if you ?hit your statemeni a receiff sowing ca w° need mere neamaion atout a transfer on the statement or recap. The Sim or Card tsar (as Makable) must hex Iran you na later than 60 drys ate the Frm two you the fist st alma* on whit the PTO( or Problem fl ared. - Prot:ley» acne ad accuse number Of any) - Desalve the mot or the natter you are treure about, and eeplain as choke as you can why you believe e is an axe a yew you need ma* raormatierk - Proale the dogs anent of Me suspected error. The Finn or Card bsuer vel investigate you ccmplai* and will cared any Neer prcerptb. For alleged more ~king UBS Vistieclasit cad eraman as if we take in» than 10 business days to do this, we will axle your account la the aeroml you Ihnk et in 0101, so that you wa have the use of the money Xing the tine e takes in to comalee ea irentegatiat Please make all ducks payable to the Fems the firma' insteuten neted on te aced of this ststement In addition to regular meant lees. amines niry be abject to mamma» km, charges fa bite payment kir securitia purchases and charges for need aneurts n cash accants. Accounts that are fl atted to other ensetulans may be subject to a vender tee. UBS Swoop Options 185 offers options foe ~Nang <ash helmets to bat depose accounts at non-XIdated banks and affiliated banks and Money MOM' matal Kinds (Morey Funds). Depose attenars at MS Bark USA and nonaffiliated banks pankipaing in the UBS FaCinsued Deposit Program are FDIC insured n accede-Kt will FIX rules For more ~ion, please visa WWII! tcliC9Cre. Depose Mounts at LDS AG Standord Branch and Mires of Money Firdå are rot nand by the FDiC. Bark deposits at not matted by WC. Money Fend shays areprotected by SIK. See 'UBS fared( Stakes Acetall tendon' below. ~sax request, balances in the bark deposits mar be wit drawn. and shares of a Morey Fad maybe Iffeadated and the proceeds retuned to you or your securities »ant. Feter irtrxmateen about available sweep options, rickedreg curer« irtereff rates and yields. 6 available al wetted» nyersweepyeas, tom yore F natal Advisor a by oiling 800762.1000. UN Financial Services account protection The Finn is a member of the Sautes Mesta Protection Corporation (MK), which protects smarties customers of is members al to $50:(000 (nckding 1250,000 for darns for cash). bplinatcry brochure nibble axes mama a al ~vase seg. The WC asset protection lints appirto all accounts that you hold in a pinata <apace/. lhe Finks:gable with oaten affiliates. ha also tudased sapkmental irstrana. The intern" anrette payable to all el Ole <beats. catenate/under this protecticn is SSOO nylon as of Detente( 10, 2016. SuNed to the policycorn:16a end ~Max ash at the Fins is father protected Ice up to 11.9 mace, in the aggregatefoe ag your accounts head in a patcular capacity. A lul copy of she poky wadrg is babble Me request. Nether the SIPC praeclionna the Rex/emeriti protatonapply to: • Centel tnantal assets controlled by (aid naiad n your accent vale but loaf away tarn UBS Pinestel Services. For ezirrple certain (i) insurer« madras. including variable annuities. and (ih stires of metal funds registered n the sane of the account holder on the books of the Sav or transfer agent), • Mestmen) confront or nurilrent intends lest, limbed pannenWps andprivate Iffecerneaskikal re not registered under Me Sautes Act of 1933; • Ciawnoates contracts (e.g. kraal exchange and »aka natal contracts), «being louts animas and ornmodity wits Contracts; and • Deposit meant Inapt certificates deposit) at 155 Brk USA, INS AG U.S. bra the, aid bras b the FDIC retired Deposit Program. The MK protection and the semplemenal »tech:redo not apply to thee. anen eyed they Othemite appear n you Unwell. The SK PeteniOn aid the supplemental protection de not preen against changes n the market valav of yxr investments ()tether as a awl of instil movement issuer briteupty where») Dividend Reinverment Program (DRIP) Thep te reflected is an average once. You mat obtain the actual price from yar Financial Advisor. Cent, whole tarn re purchased indro DRIP, partial Mann wall» sold ard the cash sail be deposited in your account The candeni renvestant rice applied by Iv ISSOK may Deller from the mane price at Minh one patted shred se sold Cadeinlieu Wry whole uas maybe held n you accent. If you are weeded tea panic sob as • result of a dwilieni payrreni a ~se, the him will «her sell panel knits at manet price a accept an marv determined by • mediated clearing agency, and credit Ku- accord Investment objectives The meow re objectives and risk profile se 'peat to each mean and mat waybetween you Meat Neese ode. the Finn orontib in writing of any sigilKant change in yar financial Newton or inveurrent cbettives. Fa each account heat you Moose aneol the (crooning maim» cbjettives • • prod» Cunene tame Mestmoras seeing the generalion of inceme • AchineCapiratAppredadore Mestments seeking growth of peiexpal hater than the generation of neme. • fleektai Combnason of Moo» and Caps% Assn< latest Ørenis seeking both the gereenta of acne ard growth ol otitis& Overall risk profiles • Consendaw Saes to maintain Knebl prixpal, with low rah »SvenMy to the a< °aril overal, evell that meant the accent dan nol openers* Orifice-4 CONFIDENTIAL Max ce terms and may rot keep pace with • Medan% N91ig to accept erne rids to Patio+ sal tolerate sane volatility to seek higher returns • Aggress n: Wiling to accept high rids to pnncpal and high volatility to seek NOreturns orer toe. • inwilnere fittiidy Conaderat ix): t selected. a portion ce the poi Holt fa that account may iodate amain swages, rented liquidly and gnaw natality. Suternent lausidnoklier We may tonsoliatie r rutted account statement with the urne address in the same envelope, e 0 because they have owners 11,1") aim maintain 0rit account retationstips wen other chat x the udeso ad*ess. If you prefer to recent idiadusl statements nuked n separate minlaws. ycu may decline IsouteenklOg by your Fnncial Adam, Riandly meant memo The Friendly mecum run* it a ort«naable • ndieume chosen by you to asie you witty» neardlearg has ro legal effect on your account is not intended to i lect ary strategy. prodxt sse, nnt objective or rids smite emaiaed wen your accounts. mid is not a mom:» or guarantee that wealth, ce any Inancial triune, cal a will be achieved. All imesments in le e ton risk of Lass, exteding the risk of loss of the emte irrestment. You an tinge your grandly won names through Online Stokes a by contacting you, F hencial Minor. Amount overview • Value of pur ancrontkontlo. Net ol assets and abates • Asses Includes available ash balances, values for 'larded security (tit). and Glebe' Tine Deposes, trehed mats to market andcertain assets nat held by the Fem. Does not Maxie unpxed secureieslaffels al the end of the prior rd client statement pervods, a private investment. ~sad stock optem and exercisable aod options • (dates Kludes dete balances, aststrang margin lore peal lent short account balances. • Cash/money batmen Total of missested avalable eat balances, plus depose balances al all i fisted red non sedated banks, and enemy market mutual kind sweep balance, at the close of tie slam» period Nonicorratelity tree omit bat/noes inlyet MOM we net secyegzed from other balances and the Fim may use art ol thee bat lithe ordnay course ol es babas. These fade repayable teen your demand. This total is raided in the perent periodPeeing vakse. lancing information For /Mated nIcarsation on the f eras lereIng practices ad casebsuus, taw to yes; Client Reiff iambi> Agreement a storm Aseeenwil and the Genital Tarns and Conditions LIN Statement of Credit Practices mailable nkretriteees and Ondozwes at wee alnremnianewnedsvinv.”1, SDNY_GM_0002328.9 EFTA_00133908 EFTA01275679 Important information aim ut your statement (etmlinutm Your assets Your statement ittences wraith and other assets held in the raking at the end of the flaternene period You may ask for delivery of fin Paid 'counties al any tre. You ma/ receive wadies used ås loan careen alter puny any Nine dr on them. Any ernes deadened to he Fim ding the statemme period are limed at manse valetas of the end of the starred period • Con basis. in determnirg The cost basis of the stunien included in this stnement, were indicated iryth rho numb« I,' WS Filarial 4.011/1<es has relied infornotion obtained from sonits oh» than WS Faunal Seniors, anedrog Hamann Isom dalben lima that du may Nit prodded to har ~cal Advisor, The Firm does awl independently way CY guarantee the roars a vad of xx «amnion provided by sores other than WS China.' Senior addition although LBS Perrin Senn«. ~retry updates thrs odometer, as Å is rectwed, the fim does not peon* any assurances that the damson war "Cod base and starealced gee/loss" d wine as id the date of this statement. As such, please do no rely cot this nlarnation to make prehase or sale dean:5okt« lax hawses or otherwise. Accounts ~weed to Irwin" may reflect °arror in!~ in only fix the period of tire theyre held at the Rem Store historecal ntamation can be «bed by har Marxist Advisor. • Urritolized gainalosess. Vitsen data aailabk, earnated streaked gensflOdef art calculated for indreorm sonny lots Te transaction data for indivilytal lots mayor mar na reflect ccrrmissions. new and« secatty reorgheal ion hums. Dirdend and other renvedment lots and systerark pith's* lob are each combined to display ore averaged lot The 'Trade date' <olefin presents the aired transaMon trade dale. • Callable tannot Bonds and Preferred stock that the ruff cats la eery eedemption will be selected mp.whalry by lot from among as «razes of that issue held in our name a in nominee rinne for or clients Call fern reformation is obtained fibre third panes and as accuracy es not g-uranthr. Other call leans may exist which child Sled yield complete idoetruien will be provided upon request • Price/value Preen displayed for tee ties and oter posixts may be high« or Sawa than the price that you would actually receive b the market fists ap obtained from »red hod party sources :inch we eo be «hit, bri we do na guarantee her accuracy - We general/ use the cbsing price when available or tie min of the bid and ans vices la listed diorites and options or only bidpekes Tor OTC near bon - Lees actively traded ~hies maybe priced ring a vabation model or the most recent price we obtained and may net reflect an actual main price a yak» - C«ean positins may goer 'dhas a price and will show as 'are was noe availabke' Å we are unable to cbtan a price la a seterry. - Deposes ce stunt», denornmadd n carers« other than LI S. days re ref sered at the exchange ratesol the setamer< date. - Far certain securities wading n non-conformer denominator», nee ad ornery (Ire vela) may have been adjusted to facilitate proper yarn , To obtain ~err quotations. when roar». doted yak enaval ACV'S«. • Private investment, and structured products. Private nwslment sonnies (no r) drain parteipal ion aoram and real edate :no-anent trust securities) and Strut teed prodxu are genteelly hip, akpd. Crum setuctured pro-Axis haw not been registered with the Securities and Erhart> Carrnosin or are' any state %runs laws. We stood. evionated takers for nitre owestrnmi securities rid structured products for olamal can prroses any. Accuracy it not guaranteed - Thew values may differ inseam »Ty Iran pores, d nu, at which a private hum d security co structured product may be tocuid or sold and do not råkessirtry «ahem the valde you may recent non liguidatkor - Third party *senors of »Lie are as of a <ern date red a-• supplied lo UBS Financial Services on a regular basa by an intlependert valuation limy - issuer, go-seal owner a sponsor eat:Need valis, if arc re Ølled to the F rm by the issuer, genteel parr or sponsor and may be «band based on deferent 'eta-mat-on Iran tot used by that parties to derive their estimated values. - You can obtain aMnmY nitroobo' regaeding the methodology used lo determine the slate of value and the date of the ihnnation that is the basis la the estimate by contacting your Financial Advisor. ▪ And patty rimmed vales may be reflected as 'Hot laced' in several situations: vrien an independent valuation fe m has not suppled or n unable to /din a value, when we become aware that a material event h.36 «cared that may calla prewousry reported value it question, a uken value would be higher speculate* due to the nave of the emery - Wren neither an issurr, general partner or sponsor &annelid value Ina a thed-paly estimated vakt pronded the Saba Of the Seanty wit bedifferent from its patine pike. - • °knead ins to die' may irks* rerun of capital, nocme or both. - 'Carrot wig we represents the neol offering ran per inn and may net reflect you cost balm - OPP 014 unlisted REIT sonnies rt not Idled on s nations' securein ~go, and re genera iirtad ard even Å they can be sold the price «awed may be less han the per hare estinaltd nubne provided n the alCurd statenient. • Rozwicted seasitieit Pruned securities fpnaraly are not <nary eligble fa public sale. MS Financial Services uses the maket price of he urrestricted stook ol the same run as an imputed »1» la the warded stock for purposes of the stancoset only. To the extent that restricted ur n ies x• elgtile for sale, he value received may be stbstantially less hen the awed value shown. • Est. (estimated) income, ortent yields and rates. An f rya» of arust rcont is baxict on worm dniderra and newest rain burning the senenes will be held for from statement date or until mataity. Rid esthete is calla gudelne, accuracy and continued income are not guaranteed - Esennated annual 'came sr curer yield for verman types of Snakes could rickedr a man of punchedor opeal gait in which case the ea income (and current yield) would be overstated. - Estimated snail income and current yekl and the actual income ad yiekl might be lower or billet than the *dinged amounts - An estinate of rebated income Idividerd and« interest) Ordeal by the current market vakraverage balance a based on the last dividend or merest payment made by the issuer and reams the seorkiefidasposes will bo held f ce one year Troni the statement date or until nuludy. Accuracy and continued yield re not guaranteed • Auer not hdd by LIES Financial Services Certain assets ar not held by the Fim and not within the Finrs possession or ~I. These assets re displayed on you statement la informational paposen only. Positions and nun presented re provided by the inking firm LES F .nancul Sowers is not respornble for the nab-metal and does noe guarantee as eatery These assets at not ordered by Sit or he ire's supplementalSPY coverage. • Revenue aharkr and additional compensation. - h addition to tammoen on sala end lib-Uros» received in connection with the (bargain:in of mutual funds to one dents we anchor Oct Aline roene reveraa intring payments from don boors 10:1« advises of the recant funds that we vall Dew amounts re based on two different components: (3 he ern," of saksby U3S of a bank«, mutual find family to our dents; and 6G tie asset vale 04 a patrubr mutual fund lanais shares tread at the fon - We and our affiliate also receive mind in; and omnbus processor fees in consideration for tramler agent services het we provide to tie naua funds These fees generally me pad from nestor stets n the mutual find and are a feed dolly amount based crt the rombe of ~Is at the broker-dealer holing mutual finds of that lured family - h >Mann to arnill6SkrIS referral in (orreden with the sake a databein of annuity tamrate rd nvestmert Inni urn to out dionts, we ardor or aft Pate receive reveriee storing compensation from ma-ry of the nriuraeKt cornpanies underwnling the annuity Untrind, affiliates of the fleManfe companies or sponsors of te 4001 411441~1 IN/114 hua CrlafbLRO. — yon adieux, to commissions received from the pallase rid sale of NeritSliares Inds, we ardor cur all dote receive an asset-based revenue hang Prewar* from Witham 6subusark s well es finder for technology development, training ard education. - Our infants also receive trader COTTli141344$ ad Other conhereal in from mutual funds and reran« vareparten 04301r.0321JC14 we derby» CONFIDENTIAL - Werevenecanpemren Iron ta'aS Br» USA, WS AG hirdord Branch ard ~affiliated bares »rout our cash sweep Scorn thus ~Trion may be a morthry per account fee or may be a percentage of ~age defy deposit biarxes Activity Information repaying commissions and other chages inured n correction with the executon of traCeS, including optia+ vitsetan has been endaded on confirmations newouibi futnend to you, and will be provided to you praredhl on «Ord: Short siding ll you re engaged n short selling a stony. you mu incur a chart ere to certain taming costs fa that pan icula• security. Open orders Regarding open a '9:rodditanotalein codas that were not *wound by the statenes date, open buy and al slep orders re reduced by the amount of dodend. Genghis on an «dark:orb or bashes date unless nsinxted otherwise by you. You are tesponstOt for aden that me executed due to yas failure to cancel "'Tiling apron coders. Privacy To attan a copy of Ca furtent Client Privacy Notice, please cadre your financial Allrise or ved as webs,» at »men ribs en./ r4v,t rrnf re, ▪ LES Financial Services is not a bark. The RMA, Busness Senkes Account BSA and IRMA re brokerage accosts which were access tobarking senkes and !Inducts Ihnxicii an.ingernins with affiliated banks and other hid-pry banks, and provide 03003410 'svake and error' Products issued by wittier:4 hid-party mane companies through insvance agency sibsickints ea LES Financial Strikes Int - hastnierC, nsanca, and ensue), prod-CR. - Not FDIC nsund • No bank guarantee, May 1340 vela — O,4Å r.scii.r<e Management Account. Business Sewn Account BSA, IRMA and international Rhone Management Account are registered serge muss of WS Financial Services kr — «SA is a registered vademark owned byvisa humannal Service Association and used under license The 1035 Oka credi cads and the WS Visa debt cads are raped by MBank LISA with permission horn ',NU S. A browned Alloase vadernarks, registered trademarks, sentre mans and registered «nice mucks are of their respective corripanres ISS Financial Sense Inc Rev. 701810 SDNY_G M_OOO2 3289 EFTA 00133909 EFTA01275680 UBS Your financial Advisor. SCOTT STACKLIAM/LYLE CASRIFL Phone ties Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 APZ6C00332197 0719 Y1 0 Questions about your statement? Call your Financial Advisor or the RMA Resourceline at 9:J0-13MA-1000, account Visit our webdte: www.Lbscomlfinancialservices Your inv•strment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, pleas. contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment obscoves Important information about your statement at rho and of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary - Aggressive investment Nigibthty consderatan - None selected Resource Management Account July 2019 Account name: GHISLAVVE MAXWELL Friendly account name: incliv Check/Car Account n u m be Value of your account on June 28 (1) on July 31 (1) Your assets 49,969 94 149,448.50 Your liabilities Value of your account 0.00 0.00 $49,969.94 $149,448.50 Change in the value of your account Ay 2019 ell Year to date (41 Opening account value 549,969.94 549,270.55 Deposits, including investments transferred in 130,030 06 161,976.31 Withdrawals and fees, including investments transferred out -30,56199 -61,883.21 Dividend and interest income 10 49 84.85 Closing account value 5149,448.50 S149,448.50 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00023290 Member SIPC M760001C00392197 F76000024665 00002 0719 03057500/ CONFIDENTIAL Page 9 of 14 EFTA_00I33910 EFTA01275681 I UBS Resource Management Account July 2019 Cash activity summary Account name: GH1SLAINE MAXWELL Friendly account name:Indiv Check/Car Account number: Y1 23576 SS See Account activity tba month tot dela Is. Ettiantes In your Sweep Options are indudedin the cperong and closing belances %eke. FDIC insurance apples to deposits at UK Bank USA and e banks participating in the UBS FIX Insured Deposit Mogan. R does not apply to deposits at UBS AG. Stanford parch. 9K potedion applies to money market sweep fund holdings but rot bank deposits. See Important information dbOut your Statement on the last two pages of this document for detats July 2019 (I) Year to date (I) Opening balances $49,969.94 $49,270.55 Additions Deposits and other funds credited 130,030.06 161,976.31 Dividend and interest income 10.49 84.85 Total additions $130,040.55 $162,061.16 Subtractions Checks and bill payments -30,561.99 -59,782.15 Cash/ATM transactions 0.00 -2,009.00 ATM fee rebates 0.00 9.00 Card payments 0.00 -101.06 Total subtractions -$30,561.99 -$61,883.21 Net cash flow 199,479.56 5100,177.95 Closing balances $149,448.50 $149,448.50 Your rinandd Advisor: SCOTT STACK MANLYLE CASRIEL Dividend and interest income earned For purposes of this statement, tacataty of interest and cfmdend income has been determined from a US tar reporting perspedire Based upon the residence of the account holder, .count type, or product tgoe, some r merest ardor dividend payments may net be stttect to United SUES (US) anion Puerto Rico (PR) income taxes. the dent monthly statement is not intended lobe used and earned be relied upon for tar purposes. Clients should refer to the actricae tae reporting forms they recent Iran UBS amualy, such as the forms 1099 and the Farris 480. for lax reporting information It Is the practice of UK to He the appicalle tar rezoning forms wth the US intend Revenue Sew/ and PR Treasury Department, and ,n such forms accurately 030 fy dedends and or interest ea ta, exempt or Lamb* income Mese consult your inclivaual tax preparer July 2019(4 I Year to date (I) Taxable Interest 10.49 73.97 Total current year $10.49 $73.97 Prior year adjustment 0.00 10.88 Total dividend & interest $10.49 $84.85 UBS Bank USA Deposit Account APY Interest period Ain - Jul 7 Opening UBS Bank USA Deposit balance Jun 7 $49,969.94 Closing UBS Bank USA Deposit balance Jul 7 $48,430.78 Number of days in riterest period 31 Average daily balance $49,720 97 Interest earned $10.49 Annual percentage yield earned 025% AP/600)100039219B S26000024665 00002 0719 09057$0 002rim 10 of 14 CONFIDENTIAL EFTA_00133911 EFTA01275682 *UBS Resource Management Account July 2019 My Choke Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account name: ndn Chet r Account number. Rewards punts at reflected as of the 26th et lie month of the pa0f Ou9 ness df3, if the 26th LIB on a vfeelerxinandas Rewards pawn activity ()dab can be found on wnnvubs.conflonAlnesemtes July 2019 Year to date Opening balance 7,696 7,594 Points earned 0 102 Closing balance 7,696 7,696 Your Financial Advisor: SCC,T1 if ACK KA ANY YI t- to,R.C1 SDNY GM 00023292 Aez60001C00392199 PZ6000024665 000020719 09352500 ►age 11 of Id CONFIDENTIAL EFTA 00133912 EFTA01275683 *UBS Yournotes ------ --A—"'" CONFIDENTIAL EFT,00133.3 EFTA01275684 *UBS Resource Management Account rut. ; -,•) Your assets Account name: GHISLAINE MAXWELL Friendly account name:Inch,' CheCkkar Account number. Some pnces, income and current vaues shorn may teapprOxtrarle. AS a its ft. gains and losses may nal be accurately reflected. See imporunt infoanabon atiour your statement a the end of tins dxurnent fOr more infornaa on. Cash Cash and money balances Cash and money balances may inclule avalade cash balances, UBS Bank USA depost account balances. UBS FDIC insured Rogan Balk Etlances. UBS AG Stamford Branch deposit account blames and money market mutual fund sweep blancts. See the imporMnt information *bout }our statement at the end of this document for details about those balances. Hddng UBS BANK USA DEP ACCT Your total assets Cash Your Pt 'sandal Advisor: SCOTT STACK MAIWI YLE rASRiFL 1185 Balk USA and al UB5 FDIC Ensured Progan Bank deposit account baffiCes are insured by the FDIC vAlhin nlicatae Inds, but ale not protected by 9FC. U8S AG Stanford Brant hdepaut account balances are not insured by FCC and are not prceeded by 51K. Money market sweep blames are protected by 9PC but are rot Insured by the FCC Cream? More Closing baar/ce Price per share Average Weems Interest Oaul tit whir 1(S) on Al 31 (S) on Jul 31 CO rate period period Cep amount IS) 49,969.94 149,4a8.50 250,000.00 PeKenrar 01 Cost Estimated Unrea6zed Vaue on Xi 31 (5) your account bass (S) annual name (5) can Of loss (S) Cash and money balances 149,445.50 100.00% 149,445.50 Total 3149,448.50 100.00% $149,448.50 Account activity this month Date Aclialy Description Amount (5) Deposits and other fends credited Jul I Transfer FM 91 235750100 Jul 22 Transfer FM Y1 235750100 Total deposits and other funds credited Ole Activity DeCreptton 30.06 130000 00 $130030.06 Amount (S) Dividend and interest income Taxable interest Jul 3 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0710919 10.49 Total taxable interest $10.49 Total dividend and interest income $10449 SDNY GM 00023294 Avz60001C00392201 PZ600002466S 00002 0719 03057930a Page 13 of 14 CONFIDENTIAL EFTA_001339I4 EFTA01275685 SUBS Resource Management Account Account activity this month contrived Date Achim Bill payments Jul 3 Withdrawal Jul 3 Withdrawal Jul 23 Withdrawal Total bill payments Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheicitiCar Account number: Your Nnancid Advisor SCOTT STACKMAMLYLE CASR'EL bescdplion known (5) ACH WITHDRAWAL UMTEDHEALTHONE -39.94 ACH WITHDRAWAL AMEX PAYMENT •I,539.77 ACH WITHDRAWAL AMEX EPAYMENT -28,982.28 4:30.561.90 Card Items for your Attention: The new UK Visa Smite credt card is here, packed with excl I efiio, more rewards ard more of what you love, includirg extraordinasiy Personalized service. All stumingly clad in metal. Vint ubsccrivisainfinile or call us at to learn minre. M ~urn Pays ent cue Payment Due ode Credt ent Antidote Oar Une outstanding bétance UBS Visa credit Cari(s) payment information 10.00 135,000.00 135,000.00 50.03 we protick lids inlonnalion on your U85 casa credt cant scatty as a courtesy to you Inc u85 visa credt card aid mount are issued ty ties Bank USA. UBS Dank Lisa sends you the official statement for this account and you should make your pageant «cord ng to their instruction. We Do not imitate your outstanding credt caidbalarce in the v oe oryow account with U85 Financid Services inc. Date Adreity Oestrogen Amount (1) Money balance activities Ain 28 Balance forward $49,969.94 Jul 2 Dep0Sit UBS BANK USA DEPOSIT ACCOUNT 30.06 Jul 5 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 07/03/19 -1,579,71 Jul 8 Deposit U85 BANK USA DEPOSIT ACCOUNT AS Of 07/0919 1049 Jul 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 130,000.00 Jul 24 Withdrawal UTS5 BANK USA DEPOSIT ACCOUNT A5 OF 07123f 19 -28,982.28 MI31 Closing UBS Bank USA Deposit Account $14944850 The UBS Bank USA Deposit 44count Is your printery sweep option 4P26000I C00392202 PZ6000024665 C0002 0719 End of statement for account numt CONFIDENTIAL iy_Gm_00021~ 14 of 14 EFTA_00133915 EFTA01275686 Important information about your statement LDS f nncal Sauces Inc. (the firma UBS fins-cal Srrvke0, is a mentor of all adeipal vieurhy, canmodity and oaken exchargts. ties Financial Traces and MEG Bank LISA re rdrect sits:dories of U35 AG and affiliates of OBS Shakes LLC. The F km'sthroat Statement is available upon request. The Firm& exanitire offices ar• at: 1.43$ Frwrial *ekes et. 1200 Hata Boulevard Weehawken, NJ 07006 This statement represents the onfir off icial record of you 1.65 Francs& Services account. Other worth. except official lac dxunents. collaring cornicing data should rot be relied upon II you beam* there is an ma or omission pleat report n irreedalely n watery to the Branch Manager of the office nig yar amount. Although al ligares shown re intended to be arcuate, statement daa should not be used for tie payout Rey Jokey on yorend tax forms, (tra , Form 1099.5x96. 10425. etc when oregano year tat return. TM Fan 6 requred by law to report to he *5 al tryable &idea& reportable non-taxable <Widen& and taxable interest end on sawities held isms annt, net neer& on sale trareactkre. a-4 cot basis on ratan corned saurties. Connicatiens with the Firm • Pleaseretrain" any col carerunkateen in *team tofurther protect your rites. incluirry your naffs under theSecurities Investor Protection Act (WA) • If the tinaxisl instioation en the top lett of the font of this %tenser., iS not 1.65 Fnaxitt Sewn, LOS financial Services carries you- papa as clearing brcker by avengers* wan the indexed institution we Wand you se the retabonsho wheo your opened this Notre. h this saw, yew lads and secants rt hated x LOXS financial Services and rot the rivaling broker. and you crud make a report of ay aver or °minket to both fans • As &sorbed in the ascount oaten/Ms, you matt notify us of any arch or fraud invoking checks reflected on you statement within 30 days after a was marine made zwilabao. • Pleasediva customer consplaros ' ' Ginn's< kelt A atoll-free a BOO M.10600 P.M ET Mondry throug r . or in moirry to LOS Financial Sown I Client Relations Department PP. Box 766 Linen CaY. 07037 • All greens d deemed corrokce and acatre I not &hied to n days. • for TTT se or from wry& the US: Cal • Incase of errors C4 West tan abaft an electronic Inn& freesia (F1). ' VWdebit cad tra-nacnons. on or write to UBS &rental Seroces K., Harbor Ind, 6th lloor, Weehea.en. to 07084 Ann RMAIISA San. Cal en write as soon as you an, if you tide you statement a recite is twang or if you need more reCernalKn tad a liner on the statement a reap. The Inn a Card bah (as *Osaka must her Iran you en law than 60 drys after the Frm ant you the Ost ft element on which the error or Feebler^ *Pored. - Prose:leyou- rant and accost number Cif any) - Desoto the error or the transfer you me unsure about, and e>plain as clearly as you can whyyou believe i is an um a why you need mat ifformation — Prone& the dal:ram:um of the suspected era. The Finn a Card Mier vli investigate your canary* and MI carat an/ error prat-0V For alleged errors rnolvn; UBS 1/416.a•dfhit crd traxaclem. t we take more than 10 business days to do this, we will credit you *count 1p the snowily& think tin 0101, so that you MI have the use of the money dung the tine it tam us to canpleite at investigation. Please make all checks payable to the Elmor the financial nsteution indexed on he torn of this statement In addition to agar account Ins. accounts my be elorst to mintonarce ten charges for tato agent for securities purchases and charges for urpaid waxes n cash accounts Accounts that are Careered to other nstsulcns mey be subject to a Vander fee. UBS Swoop Options 1185 offers options for rweepng cash balances to bat deposit ascents at non-41 doted bores and ablated banks and money. main Mahal leads (Money firds). Depose acconnis at MBank USA and naniaff Hired banks pack:pang in the t eS FPCihstrod Deposit Progran are f D1C insured n accordance with FOK rules For more ishsTnaliOn, please vise YAW., tdiC.Tif . Depose *counts at IRS AG Stanton' Branch and shoes of Milroy Funds are rot awed by the FDIC. Bark deposits re not protected by WC. Money he'd shots are protected by SIC. See 'U3S f metal Services AcCOMI Protection' below. UPan so reseal, balances in the bare depositsmay be weedrawn, and shares of a Money fund maybe Mkehed and the proceeds retuned to you or your leashes arcane Fisher Samoan about available sweep options, rickdrg currert interest rates and yields. is audible at wmunbscorrysweeprelds, trom yore F racial Advisor or by /Ong 800762.1000 UN Financial Services mean protection The Finn is a member of the Searles Investor Protection Corporation DWG), Mich protects securities customers of as meters to to $504000 (nckdirry 5250,000 for damns for cash). Emianatcry brochwe makable tan reocia or al mew Mc op The SIPC asset protection Ins *Otto all &hunts tat you hold in a panair capecry. The Fken together with cation affiliates. hen to Cuchnod suyokmeMal inmate The ninon amount payable to all eligble hints. collectively ender thisprotection is SSOO mien as of Deamber 10, 2016. Subeect to the policycan:len arid Santana. ash at tie Finn is halm protected la up toII.9 make% in the aggregate for all your accuses Mid in a particular capacity. A lot copy of he poky wording 6 available Won request. Healer the SIPC PritefolionnOr the supplemental protects:a appry to: • Cerun tnancial assets controlled by (and ncladtd el your Utast vale) but Mkt away from IRS Finncal Services. For @scale certain (0 insure. ;roasts. deluding Triable amuities. and 00 shres of mitual funds registered in the name of the accuse holder on the books of the issuer a transfer agent), • Investment cameos or :moment refresh. kg. livid fannenlips and private Oliacemerts)thel ore not registered under he Searibes 40 of 1933; • Carmoditits conVacts (e.g. foreign ercharge and preCtuS Metal contracts), including laurel contracts and commodity option can and • Deposit &trout (except certificates of deposit) at LEG Bank USA, LEIS AG U.S. branches and barns n the FDIC ensured Deposit Program. The 51K protection and the heralenintal protection do not apply to these *sets men if they otherwise appear on your statements The WC protection and the aapplemental protection obi not protect against changes n the market vane of yar imesbnents (whether as a smut of market movement, issuer balsrupky othervan Dividend Reinvertnient Program (DRIP) Peace reflected is an average ace Tou mry obtain the actual price Iran yore Franc ral Advisor. Only whole ewes no purchased under DU, partial shares willbe sold and the cash wit be &posited in yOur roans The Miami renvnIrrent ace stapled by he 6ssa may caller from the maket price at stAstCh the paha shares re sold Caelvisliou On ii sack urea maybe held ci yore account. If you are entailed to a pasha unit as • result of a Sara payment a otherwee, the Firm MI either Sell partial units at mars et price a accept an sewn determined by • registered clearing agency, andcredit yes aware Invenseent objectives the nvestmere objectives and risk profile are 'pectic to each account and may mybetween you accounts. Kea* achy* the firm promptly in wrung of any art Kant change in yeas financial *baton a investment &actives. fa each want held, you choose not the lolowing imesment objectives: • hobo Covent Moro. instillment teeing the generation of income okay. • AchineCapitalAppreciatiare gastrin; seeking growth of princPal rater than the generation of • 1COMe • Aoctio Combnatton of hoot* and Captal Apple< Investments seeking both the generaffon of axon* andgrowth of principal Overall risk porde; • Conserv/4w. Seeks to truntan inebl prixeal, with lore (irk .n.1 vast Key to the account overall, even it that Inert the account does not generate significant CONFIDENTIAL income a mon and may not keep pace with Whim • Moderate Wiling to accept sane rid to pinch.] and tolerate sant waylay to seek hi-her returns • Awn,: Willing to accept high risk to amoral and high nodality to seek hug's reins Oaf time. • !moment Eigibdity Conadeotian: N sek0ed a pinion of the pot &IC for that roam may inch& complry flralegres, hinted liquidly and creaser %hoary. 0tatement ehoutiehoklar We myconsolidate A Mated account statement with the sane address in the Sarni envelope. e 9. because they have owners who also maintain join account retationams wen other Owes at the sane aelress t you prefer to ramie irdiwital statements mailed n separate Mr•ICeser, you may decline Isornehokle9 by calling your Financial Achim, Friendly account name The hen* account mine is a custanaable Undaurne chosen by you to actin you %vitae... recordleepra It has ro legal effect on your account is not intended to reflect any strategy, ovoidal recommendation hestment obattne or rot proble associated wit. you accounts. and is not a promise a guarantee that math a any financial results. can of will be achieved. All imeaments inmate he risk of Los; including the risk of loss of the mike inestment. You canchange your Friendly wan names throughOnline Services a by contacting you Financial Adveor. ACCOteli overview • Vibe of put accoontkontfo. Net of assets and fishier& • Assets Includes available rah balances, mean for restricted security (n1), and Global Tine Deposits, unmated marks to muffin, andcertain *son not held by Ihe Pim. Does rot Mix* unaked what( assets at the end of the prior and anent statement penods, or private investrilenli, Wetted stock options and exercisable nook options • Pabarines Intake debit balances, artsunIng margin loam credit fire, short account balances. • Cash/money Pawn Taal of me-nested available cash balances, plus deposit balances at heated rid non ilated banns, indexing market mutual lard sweep balances, at the cbte of tie stamens period Nonicommodry free oak balaxes into, mare we not waved from other balances and to tint may use rya these funds li the °Moray rouse of its brims. These fads repayable won your demand. Tees total is hided in the cutest nod dosing vale. Lending information For dieted nlarnation on the f erns lending practices rod chaccuies. relief to you Client Roblicashisr Agreement Cr noon Alywnint and the General Term arid Conditions. LOS Statement of Credit Practices available nAgneentents andhiscboures at riiiiiasnrariemakelocinis. SDNY_GM_00023296 EFTA 00)33916 EFTA01275687 Important information about your statement (Continued) Your assets Your statement itemizes securites and other assets held n the account al the end of the Statement reread You may ask for delver of I liesc Paid securities al an" tee. You may reel,* unities used as loan («Uwe alter paying any balance an on them. Any securities tranderred to the Fm, ding the statemmt period are lined at market value as of the end of the staanom period • Con basis. In deal-inning the cost basis of the secnies included es this statement wbtie indicated wit. the number Leif:wrest Services Ms relied on information chained from sources other than U8S Marva' Services, mluding indarnatico nom make f ern that you may have provded to your Finarkal kleiser. the Firm does AM indepenietly way ce guarantee the aCOSaCy or valday c any OM emotion vended by sources other than U3S Financial Serena h addle% oath:men LeSineronal Senates generalk updates efts rdamatim as t is received, the kw does not von* any entrances dna the informaion crcler "Coat base and "Ureealcod geeloss' is activate as in the date of this statement. As suthc please do not rely on this nlanution to make peewee sale decisions for to othenvise. Acccums transferred to the F ern may reflect gallon ammo van only to the period or tee theywe held at the Fan More bigot:cal Memel*, can be added by you* Fnarxiel Advisor. • Unwanted gantelosses. Mien data 6 asailabk, tempted unrealized gansflosses are calculated For nchaidat stoney lots the enaction data for nchiMal lots may or may rice ref act earmissions. charges ander seedily reorganeal on events. Deeded and other reoveoment lots and systematic puthise lots are each combined to display re averaged lot Ilne 'Trade date colmn phones the agiw transaction trade dale. • Callable stock that the ewercats for eery rederrptoin wit be selected niparbally by lot Iran among al scarlet of that :Sue hind n rum. or in none*. rem for at clients Call lease nformalen is obtained from third parties and es away is not guaranteed. Other call leaves may ewe which cold! ect weld. complete istoematon will be provided upon request • Price/value hien displayed for securities and other products ma" high.' or hoer than the price that you would actually reeve in the market Prkes obtained from vac end party sources au we bete to be elabSe, tot we dons gaunter the Macy - We generale" use the chairs price when available or tie mean of the bid and ask prices for listed sexism and options a onk bid peas Ice OTC wctikes - Less actively traded seethes maybe priced using a valuation model or the most recent price we obtained and may not reflect an actual market price a aka. ▪ Cenail positions may taper w thong a price end wit show as 'once was not available Ben an triable to (bean a price for a Wanly. - Deposes ce unities denconnated n arrences other than U S. dollars re reflected at the exchange rate as of the statemere date. - For cenan sexton vadng n non-conIcemng denonwiatons, price and wetly (face vein may have been adjusted to facilitate proper valumn To obtain anent quotations. when available. contact you &uncut Minna • Private investments and structured products. hivate nwstrnent ward*, (IN rig then Dentinalion program and real estate inwernent trust securities) and strut mod pretexts are generally highly &snot Ceram souctend products haw not been repine-red with the Densities and Exchange Cannossen or ado- any state securities laws. We porde evanated values for page investment stakes and structured pockets for Mensal crud purposes colt Autrey d not guaranteed - These vases may differ abstani key torn Fetes. it ay. al VAliCh privalt 'wain rt security a structured product may be Watt or sold and do not recessions represent the vain you may rearm tar Condition. - Third pony name., of value re as gai a <actin date aH are suppled to UBS Finn sal Series on a regular bass by an ideperokrt valueion lima - neat generale/me or sponsor («mated vans, any, we suppled to the Finn by the 6Sulf, general power or spawn and may be eakulated based on deferent infarnaten kart that used by that pates to derive the estrnated vases. - You can cbtain additional ofemution regarding the met-4,001w used to determine the estimated value ad the date of the eicrinatiCel that is the basis la the estimate by contacting yam Financial Adv60r. - Tag patty estimated oaken may be reflected as like priced' in several leuatienS: Mien an independent valuation fern has not suppled or unable to haws a value. when we Wane aware that a material event has anted that my calla presoak reported value im questa, a when a value would be highly speculative due to the nave ea the amity - Wnen neither an tsar, general partner a sponsor estimated value nor a thee-poly estimated val.* is incnded, the woke of the warty wit bedifferent from its penhase - 'Distributers to date' may snook When of capital name or both. - • Greta IPA size' represents the ninal offering p. and may not reflect jots cost bassi. - DPP Ind Willed RErt settees are not listed on a national secure/es exchange. and we generally acted ani hen 0 they can be sold, the price received may be less tan the per share estimated value provided n the account statement. • Rastridad securities Restricted securities gen•raly are not wreak ehcable la pubk sale. 1.8$ Financial Services uses the maker price of tie urreancted stock of the Sarre twat as an inflated value lee the resettled stock for purposes of the StOfteltat only. To the extent that restricted seam ies are eligNe for sale, he value received may be obstantially less tun the owed value shown. • Est. (estimated) interne, current yields and rates. An to mate el naval r‘diee n bared on (c.o.,' dNidend and .eeriest rain attuning the semen's will be held for one yew from siatement date or until mataity. Rd estimate is calf a guider*, accuracy and continued income are not guaranteed - Comated wrath name zed current held for certain types of aeurims cold riflede a return of pre(Pal or coital sans is which case the est income (rd current pele) would be overstated. - Estimated arnual axone and current held and the actual income and yield molt be hoe on hitter than the *limited mints - An estimate of annualized income (dinderd aockr interest) divded by the current market vale average balance is based on the last divdend or merest payment made by the issuer and mune% the securnegdephas will be hell foe one yea from the statement date aunts maturity. Accuracy and coached mid ere not guaranteed. • Meets net held by WS Financial Services. Certain assets ar e not held by the Fin and no within the Files possession or control. These assets are deployed on yeti statement IC. nt ow:national purposes only. Positions and values presented re provided by the slung (am 1185 Financial Sews is not retardant for this inkernahn and does not guarantee IS accuracy These assets we rol orctected by SK or toe F im's supplemental DK coverage. • Revenue sharing and Maim/A pempensation. - h addition to commissinn on sales and 12b.1 fees reeved in connection with the desolation of mutual funds to on <ens we ardor our anew. recede rove te thee° payments from datibuices and or advisees of the mutual fads that so sell Dew amounts we based on two different orroceentsi (4 the arrest of sales ty1.8$ of a particular- revival find fanny to our dents; and 60 tie asset vats, of a particular Mutual fund lanais therm held a the fins - We and or, affiliate also receive networking and ornnbus processing fees in consideration for transfer agent services that we provide to to nuual funds These lessen:re/yaw pad from inwstor assets the mutual find and are a feed doll. amain based an the mother of amounts at the bracer-dealer holding mutual funds o1 that fund fanny — h addition to CCenril6SkinS received in connection with the use a &tauten of annuity contracts and unit investment least iron to on dices, we ardor as afloat, receive several. during corrpensaton from May of the operant companies unckrwritins the annuityentracte, affiliates of the Nuisance cm-panes or sprees of the VM estrommt oats we estrange — h addax, to ccerrnissions received from the pichase arid sale of Ne4Shares finds, we actor cur an lute receive an asset-based revenue sharing payment from Mutants distibuxn. A well as finding for technology development, training and education. — Our Alleles also receive trading cormiissons and other compensation from mutual funds and entrance «meanie; Mari picelon we chtuttne CONFIDENTIAL — We recent <Cenper6tiliell Iran WS 8eA USA, LDS AG Stamford Branch and naxaffiltated banks thoujii our cash weep Fro;raTh compensation may be per account fee or may be a percentage at aierage dak deposit tairoes Activity information repaying commissions and other chages incurred n (erection with the extouton of trades, ncLMgoptbn transactions has been inclded on confirmations previously I umened so you ed wit be Provided to )our promptly on roams Short Sling ml you .e engaged n short sang a unity, you mo" incur a charge Sue to (man borrowing costs fa that pan cola* security. Open orders Regaidng open co • roblitcancelee aders that were not minted by the summon date, open buy and tel stop orders we waxed by the amain of &does Or nyhtS on an exenederds a hiectits date unless nstructect othenwse by you. You we respcenesk fte ado, that at executed ea to yam failure to cancel "in.; OW cedes. Privacy To Aeon a copy a as current Client Privacy Notice, please contact yes Fnancial Achim- or visit as weave at >wen gin ensurvivierr,frt. - 185 Financial Devices is rot a bark. The RMA, Benne« Services Account BSA and IRMA we brokerage accounts Pahl( provide access to barking senses and products ihretacts alarigernirritS wth affliaied banks and other hid-anybanks, and provides access to issuance and armed Products issued by unaffiliated thind.party noiancectmpanes through instance agency stbsidants of LDS Financial Seem Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No bane guarantee. May lose vain — tMA lasairce Management Account. Busyness Series Account ESA IRMA and nteenationil Resource Management Account are registered service marks of LSI Financial Services Inc. — VKA is a registered vacittrurk owned by Visa Me nai:nal Service Associnion and used undo license The LEIS Vna credi cods ard the LIES Visa debt cads are smed by LOS Bann USA with pirmissen foam visa U S. A Incorporated All oche tads meld. registered trademarks, strike marks and registered senice nudes are of their repels* cormanies LIES Finance( Services Inc Rev. 701810 SDNY_GM_00023297 EFTA 00133917 EFTA01275688 UBS Financial Senices tic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 An847003915390319 Y1 0 Your financial Advisor. SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA ResourceUne at 800-RMA-1000, account Visite°, website: www.ubscomffinancialservices Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wah to change them, please contact your friancial Advisor or Branch Manager. YOU can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your tisk profile: Primary - Aggressive Investment eligibility consideration None selected Resource Management Account August 2019 Account name: GHISLAINE MAXWELL friendly account name: Indiv.thackkar Account number: Value of your account on July 31 (5) Your account instructions • Your account cost basis default closing on August 30 (SI method is FIFO, First tt. First Out. Your assets 149,448 50 3,272.32 Your liabilities 0.00 0.00 Value of your account $149,448.50 Change in the value of your account Opening account value Deposits, including investments transferred in $3,272.32 August 2019 (1) Year to date (d) $149,448.50 549,370.55 3,846 31 165,822.62 Withdrawals and fees, including investments transferred out -150,039.94 -211,923.15 Dividend and interest income 17.45 102.30 Closing account value 53,272.32 $3,272.32 Member SIPC Aez60001 030391539 r2600:024517 00002 0819 03057 II CONFIDENTIAL SDNY GM 00023298 Page 9 of 14 EFTA_00133918 EFTA01275689 SUBS Resource Management Account August 2019 Cash activity summary Account name: GHISLAINE MAXWELL Friendly account nanw:Indiv Chfclegar Account number: See Account 4Cttetty Ma month tot decals. Baantes In your sweep Options are induCed in the opening anti closing balances 'due. FDIC Insurance apples to deposits al UK Bank USA and eA banks pankipatirg in the 1)85 PDC Insured Deposit Progran, R Ores not appty to deposits at UBS AG. Stanford &arch. 9K protection applies to money market sweep fund hddings but rot bank deposits See Important infOrilatean about your statement on the last two peaces of this document for detalS August 2019 11) Year to date (S) Opening balances $149,448.50 $49,270.55 Additions Deposits and other funds credited 3,846.31 165,822.62 Dividend aid interest income 17.45 102.30 Total additions $3,863.76 $165,924.92 Subtractions Checks and bill payments -3994 -59,822.09 Cash/ ATM transactions 0.00 -2,009.00 ATM fee rebates 0.00 9.00 Card payments 0.00 -101.06 Other funds debited -150,000.00 -150,000.00 Total subtractions -$150,039.94 -$211,923.15 Net cash flow -$146,176.18 -$45,998.23 dosing balances $3,272.32 $3,272.32 Your Fi model Advisor. SCOTT STACK MAIILYLE CASRIEL Dividend and interest income earned For purposes of this statement, tacablity of interest and andend income has been determined from a US tar waling perspective Based upon the residence of the account ho der, account type. or product 1)0e. some riveted ardor *Arena payments may not be suaert to United Stiles (US) ander Puerto PICO (PR) income tarn. The (lent monthy statement is not intended to be used and tams be relied upon for tax purposes. Clients should refer to the appecate tat reporting farm they receive Iran 185 annually, such as the forms 1099 and the rant 480. foe lac reporting inlormaton It IS the practice of VB5 to file the apahcalsre tar tenoning forms with the US internal Revenue Sense. aid PR Treasury Department, and in such forms accurately CLasFry dedends and or interest as la. exempt or tent.* income Please consult your indigdual tax prepare( August 2019 (SI Year to date IS) Taxable interest 17.45 91.42 Total current year $1745 $9142 Prior year adjustment 0.00 1028 Total dividend & interest $17.45 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $102.30 $48,430.78 Closing UBS Bank USA Deposit balance Aug 6 $149,426.01 Number of days in Merest period 30 Average daily balance $98,932.98 Interest earned $1 7.45 Annual percentage yield earned 0.21% sr2600)100099I 530 F260(0324517 00002 0819 030575004 CONFIDENTIAL 0002§lag 10 of 14 EFTA_00133919 EFTA01275690 *UBS Resource Management Account August 2019 My Choke Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account name:Inclar Check/Car Account number. Rewards dams are leflected as of the 26th e4 the month of the pm' business 04, d the 26th talc on a %seemed Wipes rtetarapcomt admty detab (an be found on wwwubS.COM/OnS92SeNktS August 2019 Year to date Opening balance 7,696 7,594 Points earned 0 102 Closing balance 7,696 7,696 APZ6000I CO0391541 S76009024517 00002 OBI 9 030575004 CONFIDENTIAL Your PI nandal Advisor: SCOTT STACK MANLY'S CASRlEL SDNY GM 00023300 Page 11 of 10 EFIA_00133920 EFTA01275691 *UBS Yournotes NESX0100041542 14606020517 MOO, 01190.1057503 0.2..11 al II CONFIDENTIAL EFT,00B3921 EFTA01275692 *UBS Resource Management Account Au.a„I :C. 17 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Inch,' Check/Car Account number. Sorne prices, income and current vaues Shear, may te Epp,GAMER. AS a kite. gains andlOsses ma/ mil te eccuralely reflected. See imporunr inlarreabon abour your statement a the end of tins dxumem far more infornason. Cash Cash and money balances CasPaM morey balances ma/ induce avalaale cash balances, UBS Bank. USA depast account balances, UBS FDIC insured Rogan Sank Balances, UBS AG Stamford Stanch deposit account baances and money market mut utl fund sweep balances. See the Important information tout your statement at the end of this dxument for details about those blames. Hddng UBS BANK USA DEP ACCT Your total assets Cash cbenng baance on Aug 1 (l) 149,448.50 CIOSing INIance on Aug 30 (S) 327232 value on Aug 30 (S) Your Financial Advisor: SCOTT STACK MAN iTIFCA Skic I UBS Balk USA and al UBS FDK Insured Progam Balk deposit tc<Ount tdences are insured by the FDIC within applIcatae Inns, but ale not protected by 9PC. UBS AG Stanford Brant h deport account balances ate not insured by FCC and are not protected by 51K. Money market sweep balances are protected by 9K but are nca Insured by the FDIC Price per snare Average DnIdend Interest Dias n on Aug 30 CO rale period Per100 Cap trnOlinl 250,000.00 Percentage of Cost Cremated Unrethied YOU( account bas's (5) annual inccn* (S) eanosh:65(S) Cash sad money balances 327232 100.00% 327232 Total $3,272.32 100.00% $3272.32 Account activity this month Date Adinty Description erment (S) Deposits and other fonds credked Aug 20 Transfer FM YI 23680 2100 3046.31 Total deposits end other funds credited 3324631 Date Mihaly Deurption Arrow* (S) Dividend and interest income Taxable interest Aug 7 Interest UBS 8ANP USA DEPOSIT ACCOUNT AS OF Oa OE/ 19 17.45 Total taxable interest 31745 Total dividend and isterest income $1745 Dale ACIlitty Aug 2 Withdrawal ACH WITHDRAWAL MITECHEALTHONE .3994 Total bill payments 439.94 SDNY GM 00023302 DtSCrIplon Amount Bill payments APZ6000101)0391543 ;76000024517 000020819 03057$001 ►ays 13 of 10 CONFIDENTIAL EFTA_00133922 EFTA01275693 *UBS Resource Management Account August 2019 Account activity this month rcontnuedi Other funds debited Account name: GHISLAINE MAXWELL Friendly account name:Indiv Checlikar Account number: Your Knencial Advisor- SCOTT STACKMANLYIF CASR'EL Ode Actiuty Desomnon Amount (1) Aug 20 Withdrawal FEDERAL FUNDS TO Leah Saffian Inc AT BANK OF AMERICA, N A , CA -150,000.00 Total other funds debited -S150,000.00 aste Activity Desoimicn Amount (I) Money balance activities MI31 Balance forward 1149,44850 Aug 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02102/19 -39.94 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0& 06119 17.45 Aug?! Withdrawal t./85 BANK USA DEPOSE ACCOUNT AS OF OF/20/19 -146.153.69 Aug 30 Closing UBS Bank USA Deposit Account 13,27232 me LIB'S Bank USA oerroso ',count Is your primary swee0 rotion Apz8009100039I 544 PZ6000024517 08002 0619 0 End of statement for account number CONFIDENTIAL 0002Pagg 14 of 14 _ EFIA_00133923 EFTA01275694 Important information about your statement URS Firm& Sawn K. (the firma U95 ~jai 6onikera is a mentor ol all principal ueurhy, ccarnoclity arid palms excharges. UBS Financial Swam and UB5 Bark 1)54 are ndrect stbsdaries of 1.25 AG and affiliates of UB5Secuties LIZ. The Finis f runt& statement is available upon request the Firmi execuirve off icet an at: 18$ Foricel Services K. 1200 Hat« Boulevard Weeanken, NJ 07086 This natg ord feresents the only official recond of you URS Fruncral Services account. Other recast, except oared tic damns. ratanrig contliang data should rol be relied upon II youbedew there is an ens ce omitroon please report il ierneriviely n wring to the Brands Manager of the office servig you account. Meng% al Igles shover re ntended to be arcuate, statement &lashould not be used for tan pasposes Rea/ Jokey onto:fiend tax lams, 0.9 Form 1099.5x96, 10425. etc .) when preparng your tax return. We Peen re:wed by tow to report to tie RS all trable &adman reportable nontaxable divicknit and mirk interest earned on snuities held n you. accord, net proceeds on sate transactions, ad cost basis on «nab cowed woo:dies. CeermseskatIons with the Pi= • Please reconfirm try sal conyunications n witisg tofurther protect your rights. inckakta your riles utter theSecurities Mesta Protenen A n (S.A) • If thefirm& instionion on the top lett of the from of this statement is not U3S Fnancid Serwes, LOS f banal Services carries yaw 4tØ as caving Øer by among* watt the ikkated institution we itortricd you of this rettliodoshb when you opened this accuse. h thrs fast yea lads and murtes re Located at lab f ~owl Sows and not the W/o:Laing beaker, ard you 'nun mare a rØ of aw ewer a amnion to both hens • As deso-bed n the account agreements, you must notify us of any eMat or fraud itwOhirg checks reflected nyos stakerent within 30 stays after 4 was matlido made avaldale. • Pleased:ea customer amplards o. " Sim's< knit toildree at 8i00 AM. 10600 P.M ET Mondry throug r . or in nntina to U35 Financial Services K., Client Relations Department P.O. Box 766 Union ay, NI 07037 • All Praemen, shall be deemed (oscine rid acarse ri not charted ton ' days • Faint set or from paid* the US.: Cat • Incase of neon or ~ions about nektonic hock transfer (FR We debit cad eareachorts, call or write to UBS Financial Senices HMO« 1,4, 6th floor, Werhawlers to 07086, sun RMASSA SerWAX Cal a write as soar as you can, if you ?hit your statement a recept 6vecro caps need more Mormaton atcut a linter on the slower« of teats The Ann or Card ewer (as altAcchir) most her Wanyouit later that 60 days after the Frm two you the fist tt dement on vk,kh the toe or Problem appeared. - Ronde you. rant ad accost number Cd any) — Dew& the tow or the voider you are anise about and mplain as cherry as you can why you believe it is» «T« a vary you need more information. — Pron.!. the doer anset of the suspected error. The Fim or Card baser well :instigate your caviare and WA carol evertor parpty. For alleged mors Moberg UBS Visandebit cad tramactiono if we take mire that 10 business days to do this, we will credit your reart la the amount you Ihnk is in tam, so that you wa have the use d the money dung the tine d tdin u to correaltte ow ;synaptic" Please make all checks payable to the Fem a the financial mauler, /ideated on ihe ban et this statement In addition to regular accost lees. scouts OW be abject to rearemante fen charges for bio payment for securdes purchases and charges for urpaid ettuns in cash accounts Accounts that are Wandered to other enastma nay be subject to a transfer fee. UBS Sweep Options 1,8$ offer, options for sweepreg cash bola-Kee to bat depose octants at non-alerted banks and afflicted banks and money make mood funds (Monty Fads). Deposit atccurds at MS Bark USA and nan.aff Nixed barks pardadeibg n the UBS FICACanued Deposit Program are FDK insured n ran:Tree verb FDIC rules for more information, please vist twiny rde.gov. Depose «counts al U35 AG Sterdad Brandt and sham or MoneyFinds are no inesed by the PDIC. Bank deposits are nol protected by WC. Money Find shares are protected by SleC. See 'UBSTrurcial Services Ac«uni tomato,' Ø. Latal stir request, balances b the bank deposits mar be withdrawn, adshares of a Morey Fund may be km:bled and the proceeds retuned to you or your mosities roast. Further niamaiat about avarice* sweep options. rictdreg curter« ireerest rate, and yields, 6 mullable al www.bsconsweeprocb tram your Franc& Advisor a by calling 800-7621000. UBS Ananciel Services account protection The Finn es a menter of te Secretes Mestor Protection Corporation (WC), which protects parities ,stamen ol as members i.e to 4504003 (nokding 1250,000 for tiems for cash) bplinatay brochure aaØk tØ MVP% a al wear Moo erg. The SIK asset protection lints oppy to all roosts tut you hold ?rapine:is& ay. lh aw e Fiwnagethr with eaten affiliates. ha abe lartned supplernentai karma. The marinm anoorsi payable to all eligtile dints. collective>, under thisprotection es SSOO million as of December 10, 2016. Supert lo the polkycoriddiao end knoeden cash at the Gem is hither protected for up to 11.9 niacin in Mt Aggregate for all your accords held n a particular capacity Aloe copy of Me poky wadrg is available uPOn request. fierier the SIPC prodecionnar the asidemerdal prObalOn apply to: • eerier, toot& assets controlled by NS claret& rt your accord fake) but tell awry ran UBS Fins-col Services. For nimble certain lb insurer« raises. including oriole annuities. and 03 tves of mutual funds registered lithe mane of the account holder on the book, of the neuer or transfer *gang • twestmen contrail a nvellment infants leg, limbed conneinlips andprivate placements)tue re not registered under the Seeriltes Act of 1933; • Crawnodities contracts (e.g. foe*, exchange and prnetus al contracts), nyring futures contras and conmedity option contracts; and • Deposit recants (except certificates of &posh) at LBS Bala USA, WS AG U.S. braxhes end bats it the FDIC Insured Deposit Program. The SIPC protection and the sipplementall protedead0 not apply to those assets hent they Othentele appear • yCsa statement,. The SIC protection and the etplernental protection do not prole« name changes n the market vats of yxr imams (whether as a *scat or market movement issuer batsupecy otherniN Dividend Rein ettesen Program (DRIP) The pxe reflected is an average price. You mar obtan the altal price from you. Prust isl Advisor. Orer vanle Own go purchased undo DRIP, preiabhates wine sold ard the cash wit be deposited in your account The *Mend renvesirrm price svorilied by ate esser may XXX' hant the mal:« Price at Yfrx<11 the Weil Shift, are sold Cadeinlieu Orly urdok ass maybeheld an yon XCatrit. If you are elated maroon& unit as • stub of a dendreni payment a otherwise, the Firm sell «her sell partial uses at mal.et price or accept n omart determined by a regained clearing agency, red credit yea atten Investment objectives The manned obectives and risk profile se spwde to each account and may waybetween you ,cards Please advise the Fim prompt), in wring of an/ Kea icant duge in your financial Minton or invesurem objectives. Fa each woad he4 you choose coed the blowing intestment objectives: • Pucker Cement income Memories weirs] the generation of income orb. • *chine CapirrAppnriadorc kwestments seeking grovich of platpal ranee than the generates of ream. • Pecids•Combriason of Worn arid Captal Appreciation: Investments seeking both the generation of hart* and drowth cd pitied. Overd risk profip • Consenikte. Seeks to ~an inter pitapat with low risk art vatt my to the account await, even that means the account does not generate significant CONFIDENTIAL Kari.. a returns and mayn't keep pace well inflation • McioWate Wiling to accept XXX rids 10 PrincPr ard tolerate sane vidatrity to seek hijwr returns • Aggress t: Wiling to accept hids rids to princpar aid high volatility to seek highreturns over time. • Inwitment Eittildy Conaderatew Y selected. a portion of the por Hole for that account my include carp,. strategies, tinted liquidly and greater eloletitty. Statement •hous.dneklier We may ronsoidatie r related account statement with the sane address in the Sal* envelope. e g because they haw maws 1010 alto mantain jon; accost rerationstips vein other ChengS X the sane ad*ess. if you prefer to recent individual statements moiled n mituraterrelans. you may decline IsoutebokIrg by (Asp your Financial Adercii Friendly /tenet mime The Friendly account rim is a arsemaabk *nikame chosen by you to XXX you wahyor wadi...peg II has ro legal effect on yosr account is not Mended to relied our strategy. prods-I. recarencredaters investment objective or ris polde marred web your Smyth ard es not • atomise or guarantee that twain or ard financial rehas can of will be achieved. All imesments inure the risk of Lass, incleclitg the riskel loss of the emte inearrient. You randung, your bendy wore names terough Online Services a by contain; you, F runcial Adorer. Arcot« overview • Value of pouf KcountOonlolo. Net of assets and litideiet • Asars trxiudes available cash bermes, news for rdried security frit ). and Global Time Deposits, annearyd mats to market and certah assets rot held by the Fim. Does n01 bark unpxed securentlassels at the end of the pear and arrent statement penods, a private in invested nak opions and hateable stock options • liaabes Irckscles debit Winces, outstanding margin bin. credit Ines short accent balances • Cashlmoney &ewes Total of uninvested available cash balances, pias depose balances al affiliated ard naafidated balls, rechnoty market mutual Iced snoep baboon, at the cbs. of the tenement period NonitorrmodAy free aedt balances in yea ward are not seceigred from other brines and Me Fim may use ry of these lude tithe ordn ay course ol is brows. These fads repayable Leon your demand. This total is nctded in the anent pored <bang vakse. Leming information For detailed niansatial on the tem's Irking practices rid dalcont refer to ~Client Reasicashp Agreement or Accost Agreement and the General Terms and Conditions U95 Statement of Credit Practices available n Agreement andOrichages SDNY_GM_00023304 EFIA_00133924 EFTA01275695 Important informatimi about your statement (Continued) Your assets Your statement Menges recueites and other assets hell n the account a the end of the Statement Need You may ask for delvery of fully paid securities al am tee. You may wallies used as loan cc/Laserel alter paying any Wire< Sir on them. Army securities mothered to the arm Wog the athemmt pored are Plated at merle yahoos of the end of the state/me period • Con basis. In cietermnirg the cost basis of the steams inauded in this stateMent MAO. indicated Mei the minter -I,' LEK Finarcial Services Ras relied informokn obtained from sourer.'M than UBS Financial Sewn. including <detentio Born another her ern a that u may have mated:a gar Fit tarC431 Adana. the Firm does not indmenithey nerdy guarantee the aauraCy or vaadayorena in ammion provided by swam other than U3S Financial Secret In Achim hougen LE6 Financial Seinen generally does information as it is recoiled, the het does not van* any insurances that the damage, Leder "Cost base and "Urrealc gadloss" is accrete as a the date of this st ed atement. As suds. please do not rely an this information to nuke puthase or sale decisions, le pa-poses or otherwise. Accounts tramlemed to Meilen may reflect giriloss e only fix the period or tire theyre held at the Fan More Maar:cal flkentati0n can be added by yam Foetal Advisor. • Wreathed gansilesses. Viten data 6 suet*, eemated arealized gansflosses re calculated for in:bilis' seamy lots the transaction data for hinckvidial lots may or may nee ref lei commissions. charges racr meaty reap-eat ion cants. Diebold and other reinvestment lots and systematic perchne lob are each combined to display at averaged lot The -Trade date colmn patents the morsel transaction trade dale. • Callable senwities Bonds and preferred Nod that the issuer cats la early redemption veil be selected Mparbally by lot ban anion; al Seastes of Baca ewe held in Our name or e name paw clients Call tear, Somata, is obtained from third pries rd es accuracy is not reed. Other call leaves may mat which owe Med yield complete information sill be pf erected upon request • Price/value Prices displayed for securities and oher [COATS my b* bight,' or lower than the price than you would actually ream. in the rrorket. bkesasp obtain from various thrd party sources wench we beim to be eleba, hart we do not guarantee the accuracy - We generally use the cbsieg price when available or he mean ol the bid and ask prices la hied wales and options a only bidaxes Ice OTC smokes - Less actively traded securities maybe priced using a vabaton model a most recent peke we obtained and may not reflect an actual market price a rake. ▪ Cenail positions may awn w 'at a peke and will shave as Ince was not available 6 we ant triable to obtan a price for a Searcy. - Deposes a seaties denominated n carman other than U S. doers am reflected at the exchange rate as of the slatamere date. - For certain washes raging in non-wil envy dencennatent price rd queerly (face whir) may have been adjusted to facilitate proper venal To MUM anent Quotations. when available, contact yCe_r F ()arc's! Acinscr. • Private investments and structured products. hivate mestment pecterbes (ix idn9 deed ParteiPali:n oroaam rd real estate investment socuthies) and strut mod predicts are generally highly /god Chan shush:id products haw not been registered with the Socaities and &charge Cannossian or ado, any state securities laws. We prordeentrnated values for private investment wakes and structured products for Mormal one porous only literacy es not guaranteed. ▪ These values may differ abeam isty ram pees, a a-% a 'Mach a pavan? thin,* you* a structured product may be boo <t or sold axl do not nxessertir foresee the with you ma ream tpon - Third party estimates of nets/ are as or a argil date ad are steeled to UBS Financial Services cn a regular base by an edeperden valuation f irm. - Issue general panne Cr sponsor estimated vents, dry, re suraied to the Fen by the ewer, genteel partner or spree and may be tabulated based on deferent inks-melon from tat used by third palm to derive their estimated vales. - tou can obtain additional nfomution regarding the methodology used to determine the estenate of value and the date of the eionnatiCel that is the basis la the estimate by coaactig your Financial Advisor. - Bud patty estimated vales may be reflected as • Not axed' in Several austere: Men an independent valuation fern has not suppled or unable to assign a value. when we became swam But a material event R36 occurred that may calla prewar* repotted with imo question, a mete a value would be highly speculative due to the neve or the noway - Men neither an aier, general wane a sponsor estimated value nor a thee-pat/ estimated vats is proseed, the sake of the smarty will bedeferent from its padmise - • Dierbut cos to date' may Ilia RAM of capital, name or both. - 'OMNI Wit size represents the nitul offering price pee unit and may not felled rho cost basis - DPP ani enamel RErt Senate% re not Inked en a national secure/el exchange, and re generally iligad and even a they can be sold the price reeved may be less tan the per share <singled melee provided n the account statement. • Restricted securities Restricted securities genie* are not a:rarely ehgble fr pa* sale. 185 Fe-uncial Services uses the maker price of the uresincted stock of the sane issuer as an Snouted vale o the restricted stock for purposes or the statement only. To the extent that restricted seam irs are ragtag for sate, he value awed may be stbstantially less ton the awed yak.* shown. • Est. (estimated) income, current yields and rates. An em mot of awe rccort n bated on agars dsidend and item rain, assuming the exams will be held for one yea from statement date or anti rnataity. This &aim* is calf a gudelne, accuracy and continued exam are not guaranteed. — Estrroted anal 'came rid current weld for tenet, types of invites could noble a resin of preoPel or caper gains in which case the esi WH0A* (rd current welch would be overstated. - Estimated anal mane and curet weld and the actual income and Well neje+ be lower oe than the estenated snorts - An estimate of a-nuatied income (dividend axlIcr int./est)denied by the current market valeaverage balance a based on the lest dividend or rarest payment made by the issuer and swarm to seothheadaposes will bo hell fa an. year torn the statement date aural maturity. Accuracy and continued yeld re not guaranteed • AMU not held by UBS Financial Services, Caton assets We not held by the Fein and riot within the Fines possession or ccnvol. These assets are deployed on yca statement for informational purpose. only. Po-loons and values presented me provided by the Mang fen UBS Fnncal Serve.% is not responsble for the iicernaim and don no guarantee b acaracy. Thee assets re rot greeted by Sift or the Fills supplemental 51K coverage. • Revenue shoran and adcitional ocimpensnion. - h addition to commissions an sales and 12b.1 Nos received in connection with the chstrtutcn of mutual fags to as <lents we axles at 011ie* roes* reverts thong payments tram detrboon aria acheisces of the mutual funds that we ell Dew amounts the based on two &Recent comocrento (4 Be amxrc of sales ty IBS of a partcula mutual had family to our &inn; and 60 the asset vale of a particular mutual find lanais then held at the en - We and our affiliate also receive sinned and ornnbus processrg fees in consideration for transfer • services that we ;mode to the stoatfunds Those fees gen:relay re pad from investor mots n the mutual fund and are a lied doll. amount based on the rurrber of act-cents at the borer-dealer holing rrtitUd ends of that fund family — hedlam to commesons received in connection with the use a datibutca of amuity unarm ad mil investment Inist am to our chefs, we ref or as off hate receive revert* shying corrpensaton from may of nserance companies undervertna the annuity caltraCti, affiliates of the instance ccergsaneS or sponsors of the mil moment vats we destrthee — In addle', to confessions received from the pun:hese and sated Nothhares hods, we andor cur if dote receive an asset-based revenue sheng Payment from Notthives thstrbaces. es well as fuming for technology development, training and education - Our athletes also receive trading corrmikans and orb."( welcome on from mutual funds and instrame compare; Jet.04. p"CatIt vin diebile CONFIDENTIAL - We seethe <COIrZentsIPNI Iran ULIS MM. USA, 185 AG Strained Branch and naeaff deed baths *rout our cash sweep ae0;arn This compensation may be a mace* per thcerc fee or may be a percentage of nerage defy deposit Waxes Activity Information regadng cornrMsithi and other chromes incurred n correction with the exewon of trades, incliningoption transactions has been exiided on corif emotions previously f embed so you snd will be Provided to )W PrithmatbOo repast. Short Sting tl you re engaged en short selling a soovroy, puma/ incur a charge de to certain harming costs foe that pars icula- security. Ohm orders Regaidng open co 'goostitcanotaler orders that were not torouted by the summon date, open buy and tel stop orders we reduced by the sneeze of dudes* Or 1445 an an ex.deverlerds or mates date unless renxted ohs use by you. You re responsble for orders that at executed due to yea lake, to canal "'NOW cedes. Privacy To Wan a copy al as current Client Peaty Notice, please camel you fnarXial Advisor or vet as redone at wend oh, enadr4etnenfe - 185 Financial Services is not a bark. The RMA, Banes. Services Account BSA and RNA re brokerage accounts whist provide access to barking services and Products Ihreuct rriangernerts wth affiliated banks and other ihkd.panybailo, and provides access to insurance and alclib PlOdUds issued by uuff dieted tad-party nuance companies through insumme agency stbsidents d LOS Financial Sown Inc. — osemenerc, mama, and snaky pred-els — Not FDIC insured • No bar* guarantee. May lose vain — tMA Nostra klanagenent /want Busyness Services Account BSA, IRMA and ntematiorgl Resource Uanagement Account are registered soma marks of LIBI Financial Minxes tic. — VISA is a registered tracletrurk owned by visa reenrional Service Associnicin and used under license The LOBS Yea credi cads and the LIES Visa debt cads ate *third by 18$ Bar* LISA with permission from vise U S. A Incorporated All other seamarks, registered trademarks, wake mats and registered service truths are of their respects* COrripanieS IRS nuncio, Sorokin Inc Rev. 701810 SDNY_GM_00023305 EFTA 00133925 EFTA01275696