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efta-efta01307564DOJ Data Set 10Correspondence

EFTA Document EFTA01307564

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UBS LAIS Financial Sem:aces M Private Wealth Management 299 Park Avenue 26th Flsor New York NY 10171-D022 ChIP7205790079om 9 'in 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indly IRA Account type: Indmclual Retirement Account Account number Your financial Advisor: 50)n STACklsrIAND LE CASPEL Phone. Questions about your statement? Call your Financial Advisor Cr* the RMA Resourcetine at 80041MA- account Kat our website: vnvw tkocomffnancolseences Items for your attention • Please note Average Daly Balance and WY values n the Deport Account WY section of your December statement were misstated January statement values have been corrected Retirement Account UBS Strategic Advisor January 2019 GHISLAIN MAXWELL IRA Value of your account on December 31 (II on January 31 (1) Your assets 58,125 23 58,260 54 Your liabilities 000 0.00 Value of your account 358,125.23 $58,260.54 Tracking the value of your account I Thousands Sources of your account growth during 2019 Vake of your mecum also,: end 2018 S58.t 2523 Net deposits aid 570 57.0 57.2 57.7 581 583 -$107 49 ip...• Your fmestrrent return: Oundend and interest Mcome $13355 Change in mortal value $10925 WU/of your moult 20 Dec 201.4 Dec 2015 Dec 2016 Dec 7017 Dec 2018 tan 19 on inn 31 2019 564744154 564744154 Member MK CAP70003005750079 N17000'97332 0000r Om 9 030575C04 vi 23697550 020000 Pegs I of 8 SDNY_GM_00325643 EFTA_00198418 EFTA01307564 SUBS UBS Strategic Advisor January 2019 Your account balance sheet Summary of your assets Valueon January 3i Ig) Percentage of y01% SW:UR A Cash and money balances 1,197 41 2.06% Your current asset allocation B Cab alternatives 0.00 0.00% A C Equities 0.03 0.00% D Fixed income 57,063.13 97.94% E Non-traditional 000 0.00% F Commodities 0.03 0.00% G00 0.00% Total assets $58,260.54 100.00% Value of your account $58,260.54 Account name: GleSLAINE MAXWELL IRA Friendly account name:Inclot. IRA Account type: indnidual Retirement Account Account number. Eye on the markets index S&P 500 Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL • cam and money balances may include avaiable cash balances, UBS Bank USA deposit account, UBS FDIC 'nosed Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fimd sweep balances. See theimportant information about ow statement on the last two pages of thisstatement 101 detail about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 31.2019 3-month Treasury bills 2 36% One-month LIBOR 2 51% Percentage change January 2019 Year to date 8.01% 8.01% 8.58% 858% 6.59% 6.59% 1.06% 1.06% CeP10008005750080 tlw000197332 00004 Ol 19 03057%04 YI 23697550 000000 Page 2 of 8 SDNY_GM_00325644 EFTA_00198419 EFTA01307565 *UBS UBS Strategic Advisor January 2019 Change in the value of your account January 2019 IS) Year to dart') Opening account value 156,125.23 $58,125.23 Withdrawals and fees, nciuding investments transferred out -107.49 -107.49 Diwdend and interest income 133.55 133.55 Change in market value 109.25 109.25 dosing account value 151,260.54 08,260.54 Account name: GFISLABIE MAXWELL IRA Friendly account name: indiv IRA Account type: Indorided Retirement Account Account number. Dividend and interest income earned tor punnet ea Ins steenmm cf interest and cltieme income ha been delemente Min a US tar 'eon Perspective Based icon the micance d the account keen account Bee. a picsixt type. SGIt interest valor Ontlend papnientS hte, nol be ham to Undid Slat, (US) Amro. Puerto RICO (PR) V. come uses The them rrt3nlhly gliterneeR R nit mended to be uted ape cannot be tend LOal to. sac purposes. Cants slaut slat to the aalicable la rowing form they receive han UBS annualy, such,: the Foam 1099 ape the FORA 480, too tax reporting in:Common it It the Peak. Of UBS to fie the 430ictie is Noonan Corns WM the US Interne Moen& Sent& aid PR Treasury Deportaties aid In suchtom-is acc.satdy signify dvtena ardor interim <elm earn or tattle oscine. Rees comet your Snot...duel is impact January 2019 (5) Year to amen) Dividends 36.20 36.20 bterest 0.07 0.07 Total current year $36.27 $3627 Prbr year adjustment 97.28 97.28 Total dividend & interest $133.55 $133.55 Summary of gains and losses vanes coaled below tecluee ;metals lot %%fah pans and losses are not classlate. Realized gain and kisses January 2019 IS) Year to data (1) gains and Man (S) Short term 000 0.00 4.67 Long term 0.00 0.00 -823.35 Total $0.00 $0.00 -$618.69 Year financial Advisor: SCOTT STACSMAJILYLE CASRIEL —tied Cash activity summary See Amara schwa Ma mamba< doe& &Lances in woe Sweep °gore se intuited in the oaring and ecerg banes value. FDIC insurance apples to deposits a UBS Bank USA and al WrilkSparticeating in the UBSFOIC bnuted Deposit Bosom. It «et not SWIM deposits a Val AG, 88,11081 Rain. SIPC moron& amen to money market pomp fund hcedlnatteA rot ban ckposits. Sa ranac:ant mroemation ~Apra' Haan on the lat two pages d thedoe:flint lor Beats. lánUalt2019 (5) Year to data ($) Opening balances Add/tons Dividend and interest ncome $1,304.58 133.55 11,304.58 133.55 Total additions $133.55 $133.55 Subtractions Professional management fees and metaled services -107.49 -107.49 Funds withdrawn for investments bought -133.23 -133.23 Total subtractfions -$240.72 -$240.72 Net cash flow -$107.17 -$107.17 dosing balances 91,197.41 11.19741 OP70001009750931197000I9, 332 00034 M19030575004 Y123697550 00)CCO Pyle 3 of 8 SCINY_GM_00326645 EFTA_00198420 EFTA01307566 *UBS UBS Strategic Advisor January 2019 UBS Bank USA Deposit Account APY knerest period Dec 7 - Jan 7 Opening UBS Bank VSA Deposit balance Dec 7 11,304 58 Closing UBS Bank USA Deposit balance Jan 7 11,30490 Number of days in interest period 32 Average daily balance 51,30453 Merest earned $0 32 Annual percentage yield earned 028% Account name: GHSLAINE MAXI/YELLIRA friendly account name:Inch," IRA Account type: Inclindual Rebrement Account Account number Your investment objectives: you have identified the following investment obiectwes for the account e you have q about these objectives, disagree with them, or wish to change them, pleasecontact your financial AdWsor or Branch Manager YOU can find a full description of the 'hematite ',vestment °tie( lives in ImpOrtant information about year statement at 01e end of this document. Your return objective: Current pncome & capital ascrecrahon Your risk profile: Primary- Maderate Investment eligibility ccerodecatron none selected Your account instructions • UBS Financial Services ax. is your IPA custodian • Your Nona cost bass default closmg method is FIFO, First In, Fest Out Your Pined., Advisor: SCOTT STACKMANME CASRIEL CI,P7000B0C6750:82 W7000197332 OCON 0i19030575004 Y123697%0 CCOOCO Per 4 of SDNY_GM00325646 EFTA_00198421 EFTA01307567 UBS UBS Strategic Advisor January 2019 Your assets Account name: GliSLAIVE MAXWELL IRA Friendly account narne:Indiv IRA Account type: Indmdsza Retirement Account Account number. Some bras. «ame andCareric aloes sham may be turaminsan Asa tun, dam ands:end n‘7, not be zeruirdely reflected See import.« alormenro, etool swe stolen.' a the end of ths acumen fa mace information Cash Cash and money balances bin aM inormy balance: may .ncluot avatar. can balances. UBS Bank USA adosit acrounl beast" UBS FpC enured RoganSant Makes, UBS AG Stamford Bunch *1;091 account bleats and money rnYkel mA utl IØ sweep bakviCes See the ~octant ,A/brman gout >our statement at the old d this document for *tab about teat Wanes. °Gering Wake Claseng balance Hddng on san 1 (S) on Jan 31 (Al UBS BANK USA CEP ACCT 1,304 58 1,197 41 Fixed income Mutual funds rota+ cemented 4 the loci al all renvend dydene it dots na include any cash ckddendS. sot a tax la for the purposes el determined Wring periods or cost tam The thaws you re<eme each one )Cu tensest choked, Wane a sepsaie Ia. Ia. Cost tosa ms the total curchase costa the security. vidlcing mended be:fends The Co,' basis may need to be fl utters is return el cable wrens in order to Morena the whis»d cod bans for tar telshrtife mares tracing DOUBLE Uhf TOTAL RETURN FUND 94511. Symbol- DBLTX Trade date Mar 31, 17 Total reinvested EM: 5702 Cterent yield 322% Security total JP NICAGAN SHORT DURATION 8CtiO FUND CLASS I %rasa pie 'biter Average price ca shwas per that* IS) Chem innarrent Year K yodel Advisee: SCOTT STACEMATTLYLE CASRIEL UBS Ball USA avdal UBS FOX Inhtted Aaiun Rank deposit accost belteXet are 'inured by the FDK ;Viable cents. bul are not wattled by SDK UBS AG starntord Nand, detail xcount ~as ale not insured try FOK arc se not protected by SIK. Pettey market snap balances are protected by Sa but are na rinsed Cy the TOK Onceper shalt on Ian 31 ft) rate Ace use Dadenduciered ogs re period penal Cap nunt (St 250.000 00 <Anneal:Q.1 raw/ gain a Mu is me alliance betneen the (urhat cant and the <C61 tat and c•Ohld amend, te your ta rlac bun a loss if the serum), wa sob on Ind date The urge eyed (ca) gan a toss ma), need to be eluded la return Ol(Zeral Carnants m drat todetemtne the :eid edgan Cr loss IN tin reporting pueaces. ErmDereent return is the Current naut rnnuf the amount you retested e does cc< endua snares Ina ace na reflected on )our Statement. ,ndutIng shaves that hat been real SKI as enter a gar or alas it also0as nee include sate dedena that were not remelted Cost nee per share basic (1) on Ian 31 al Value as um/ran:to Rae imestmere Hokin; un 31 tit gan cc Ion(I) glum IS) Percd 1,693.321 10.629 18,00D 00 18,000.00 112.161 10319 1,17983 1,805.482 10623 18.00000 19.17983 10.450 17,69520 -304.80 10.450 1,172.03 -7.75 t8,Ø67.28 -312.55 867.28 LT Continued MM Mt Cla700030:6750)33 Ne7000I9a332 00b34 0119030575004 Y123697550~ Page s of 8 SDNY_GM_003254347 EFI'A_00198422 EFTA01307568 *UBS UBS Strategic Advisor Your assets • Fixed income . Mutual Funds cnbnued) riddng Symbol HLLYX Total reinvested 1,830.676 10986 20.112 36 10.730 19,643 15 -469.21 19,643.15 EN: $350 Current yield 1.78% PUTNAM SHORT DURATION N/COVE FUND Y Symbol PSDYX Trade date Mar 31, 17 1,789264 10060 18,000 00 18.00000 10.040 17,564 21 -35.79 LT Total reinvested 58.615 10059 56963 10.040 588.49 •1.14 EN: $406 Current yield 2.19% Security total 1,847.879 10060 18,000 00 18,589 63 18,552 70 -36.93 552.70 Total $36400.00 657481.02 157443.15 4810.60 321463.13 Total estimated annual income 51.458 Monte( a cares Niichase pixy Arr449, Ore per chapatti Account name: GH5LABIE MAXWELL IRA friendly account name:India! IRA Account type: Indnidual Rebrenent 011(0)1(at Account number. Client MOUTON 0) Cost Pike pet tone tams 0) On Ian 31 (t) Value on tan 31 (5) Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL °Heated PM inn-surer* Holdr9 con or IOU (1) *WM (1) WOO Your total assets Wks, co son 31 Percentage COO BlifO31t0 your 3(COunt MusD/ aortal 'Nary HI Unrealized clan cr lots lt) Cosh Cull and money balances 1,19741 2.06% 1.19741 Fixed income MOW funds $7.063.13 97.114% 5748122 1453.00 41149 Total $58260.54 100.00% $59.079.23 $1,458.00 -$818.69 Account activity this month Dale A0151ty Cescatnion Amount Dividend and interest income Cyridencit mretest Mkelkuseves Jan 30 Dvidend ID MORGAN SHORT DURATION BOND FUNDCLA551 36 20 SYMBOL HLLVX Total rividads 336.20 Lan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/19 0.07 Total interest 10.07 Jan 2 Eivi&bacl DOLElLE UNE TOTAL RETURN RAID iNSTL AS OF 12i31r 18 58.68 SYMBOL Deux contmeed need pate CaP7CCOBOC6750934 W70120197332 OXIN 0119 030575004 YI2369755000000) ►age 6 of 8 S0NY_GM_00325608 EFTA_00198423 EFTA01307569 *IBS UBS Strategic Advisor January 2019 Account activity this month (continued) Pitt Ann*, Account name: GNSLAFTE MAXWELL IRA Friendly account name:Indy IRA Account type: Indiodual Retirement Account Account number. Wier Nnancial Advisor: SCOTT STACK MANLYLE CASRIEL Oricription Arnounl IT) Dividend and interest income (continued) "4,ot...treat 'conones) Fees Lin 2 Dvidand PUTNAM SHORT DURATION INCOME FUND Y AS OF 12131/18 38 35 SYMBOL PSDYX 14n 2 nearest Total miscellaneous Total dividend and interest income U85 RANK USA DEPOSIT ACCOuNT AS OF 12:31/1 8 025 Dale Acimei CieTorPliOn Ian 24 Fee Charged OVAR1ERLY FEE 10749 - Total professional management fees 4107.49 997.28 $133.55 Amount (I) Investnvent transactions me, nye iriberialotn atcolt Ire awe/value saonn tar itgreted SieunteS. Ste froportior ntormaron No00 pate etatereerie et the one& ths docuriont Pte Actisty Otsciphon rtoceeds Iran Investment Drool*/ veue(1) Price (2) transedicee. (I) Funds nTITiOravin to ACOVed inecilireMS boar (I) Illtreft (1) tan 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL CIVIDEND REINVESTED AT 10.42 NAV ON 113818ASOF 12/31118 SYMBOL' DOLTX 5.631 .5868 Jan 2 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y PRIM-ND REINVESTED AT 10 03 NAV ON IV31/18ASOF 12/31118 SYM301. PSDYX 1824 38.35 - Jan 30 Reinvestment JP MORGAN SNORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.71 NAV ON Cil/29' I9 STIV1301. HIV% 3.380 3620 . Total 413323 Date AcIntly Dexicemn Amount (I) Money balance activities Dec 31 Balance forward 91.304.55 Jan 2 Deposit UBS emir USA DEPOSIT ACCCIJNT ASOE 12131118 0 25 Jan 8 Deposit UBS BANK USA DEPOSIT ACCCVNT AS OF 01107/19 0.07 Jan 25 Withdrawal V85 8A111: USA DEPOSIT ACCOUNT ASOF 01124119 -107.49 tom 31 Closing MIS Bank USA Deposit Account 91.19741 The US'S Bank USA Depose Account IS you Cetelary SweeD COM 0.70003005750925197000I97332 °COCA 0119 030579COI YI23697650 OCOCCO Pogo 7 of 8 SDNY_GM_00325849 EFTA_00198424 EFTA01307570 S UBS Your notes c wooceoosncces um/30197332 ooxhi on 9030575004 YI23697$50CCCOX ►age S o}8 End Of Statement kr aCCOLIII number SDNY_GM_00325650 EFTA_00198425 EFTA01307571 Important information about your statement Fruncial Street lm. (Me firme UBS Financer Sonnet et annoter of al anapaluoniy, ccrencdty and optons berges UBS FrurnalSemes and LIEG Bart USA re rdrect macler e LOS AG rd e nef. of U35 54esibes 11C Meir ,' I narrai strier« ear table tcen requett Referai', neutre effets,. al blaS I curial Senkel 1200 Met« Bouleront Vitareihn N) 07086 1M Ornent «Meer* the orry Meut record ot yor ISS Fayoter Sentes accort ettyr recels. nedel offe el lei:lacune*. antieng cordIttngdaltrsheed roi be rad ter I you Delers leve 6 rem« a racer. Otan Peel e minedrelr n prend to the french enager ot t. offre utry; >w accort. at bogata der re ruade! toler range. *remet data d-ould nec be used ta te ;gamet Pefy ettysenr ia eend tac lnnt.ae. Form 1099. 5498. ale )^4‘m Veen, Yeu* te reum M Fern requred by Us to opta toile *5 inertie drrdeds. «portable nriteubb drdends rd !stable nitre ered on montes held n >ou accent net yards r tale Rennete. ard toe base on <rien couered %ru Met Communkrione voir the Fine • Flow recedinn r oral ennuierons n ventre, toque« per >en refit reb-eln9 pot Tel verdorMe S'ente Mette Protectne, Att (S A) • If tho torcol noce*, on tre up ler otte fit« of Met surfer' 6 not le Frirent Sem*, tes Seoreet erre you xcoum at (Wood trok« by rare* avih the recto] none en We edeened rue Mes rebehrer0 sien ru c tnS thoron' h to case. >et lieds and rudes se lard M UBS lnantir Sema% and reg ter cg becta. rd >eu mot mua. à report ol ry er a aneson to ble green • Al dcxebed e tin accent narrent% you ma! notdy us e any onces cl baya egelengctsects retinted cn gote cliannent stelhe 30 d*, di« 6 rem merde rude 'retro • Mo au. cleecg cueowee «nier« « mare to the ren't Clem Mec« Dépannent et 201.352 • I bat a tollrye e (0335.9103. BODAM. Io 600 P M. CI Mende ghrough Colin a n yrt rg to 185 Fninnal Senne, Ir.. (lent Rettug Øre<. P0. Bo. 766 Laer Cly. 18 07087. • AI arment, Moll be deemed complet* ad monte d ne obectedto n rang wthil des • ta TlY serve*. Cal 84441209% et kam aride eeU S Cr1201.352.1495 • h <ne ol «Ton« eastens aber an errent keds bene« (611 !dl parent cr U3S trot clebs <rd trantxtires cal 800762.1000. of Aneto UEIS rureul Soyas Sec.. 10:0 limbe «A, 6th I kor. Walser, NI 07086, Atm RMNBSA Sevan Cri« mite as scion M can. l su Met su slaloment a /octet es wØ or 6yoa med more nternmen about strant« cn the gaiement ce recept Re Fens or Ced blut• (a> appleable)eme Nue romeuno lm« the, 60 deys rite tr. Fim cent ru de hm cournre on torche/ro Erre or Probitm :Menai - Pnrode yer nane rd accort nurse (et arry) - Dette the MO. or the renier y:u se tnewe about rd *rien at der/ as eu can ode/eu Moyenneserre ce styp . red met donner, - Proue tee ckdar arm-nt of le memected erra Re Benn M Card Mue sil nvesteste yoe camant and second ry rra aØ.le eØ agas neng UBSVoredebn rad mansacto-6. e voire mer the IO terrer dieelodo Mt, we Mll made ytt rare for Il* amer* you the* n n mot. Io the puwia rue the ute ol the money dorg t. tette, tales x610 complet, or neesecoten Plane me* all dull payable lo te Fr or to fnancial nonce Mn/Judo, te lent er the maternent ln addeneeto moule aeccure foot accounts enry be abject tornamenance les, cher; fa tete parent fer traies pure** rd Margés fa u-ped amant n cash accents. A«ourt der ne transfeend to «ber miaulent nul be taterar toa renie hie LIS Swap OMM,* tes off«, calots »vape., «oh berces b birr, &pose accore at an elluted bats rd aglelated bant( and 'renne maden meuel le di (AlOney krel(). Dopar rose ai LOS Bye USA ana annallacetd nanti partsconing n titt LIGS eCnC n'und Progern are ECK-nord n mordre sobr e ( eut.: rot ms* rdomuton. Ope sne *rte* f der.. Diane *coures el te AG Slengord Bardy rd 'hères of May Kea me ne entend ty Me FOC Eure derls are nor pretred be SllC More/ rend Mares ee prolectedbySIFC Se."1851 remet Sentes encan, Roterai' belon tapon rentrera berce( nirobark Clearec ma te wehtraer, rd dam of a lierre Tard rna be leiadnen rd the eatedt retunedlo >eue es anuries .Wesnl Pinte nt cmmg•x• *tag valable recta optons. nc14ro curer, enterre rate rd o »valstek M verne abs contweemeles. benne F runcul Aber by cens ECO 762100 f bonde Unkei aocount protection Rar fan es a member of te Sanson nome Protecton Caper on (SOC). trick voient tectilhes ruterer of es merdent tee to 11.00.000 (encludng 1250030 for clams fe cash) trlanatory Øre notable scaces Øl stemm s« 0•9 eke sn *se robre lint .a:p1/4 go il accore tut eu hold nabot:ut, <nitr The Pan, tarder men edam eh**, bon ab> Ø d tupplerrental rornce Re monmen amer perle to el rat* clore. <obtenir* und« de polochon s ISCOmIlen et OlOngerter IO. 2016 Sueur to the miel cri, eam and lintehrn, can do Fer A fut« protectrice Le b $1 9 roder en Me Xeregete fa il yre accents Mb en e pari euler crac ty fui <Ce, 04 the polry wedng 6 »diable con remet Ilerter tee SOC Ilarden ra eemespbentreal «Conon xply • Crin 'Armer met cattroAed byfent ncteded n Su' «roue vat.) but heklaway !cornLES Forer Seences en naine erla'n COentrexe «efrit m'An, drubk *mutes. and Oeuf* of rituel haxbrproored n the none of tre rorte boldo,' on Ure baks of the me or terre pot), • nomment «erres ce nomment remet (tg. Irmed ortnenhe rd guet placement%) te re not mamad rd« the Sauntot Act of 1973. • Commet* «renom (eg. leur **change rd ore oui mataf enter* ncludn; fiantes corsant mawrodt7 (Pion contrxn. and • Demi *courts feria eneecates e dopa«) rte Bat ()SA. UBS AG U S tranches and brrr, to FDK hm.red Dépota Proyine fhe S4PC «cerne rd te appeemental prer do not appM lottese m'eh née å Ney ccrennae taxer onyx.« examen* Re SIC protection and the supplerrentaleot«fion da ne promet pane changes n te marketvole ol yin mono-nets brrr as e meut of market rra/ormet mur barde nie« er othen.essi DividendRoinvearnont Peograin ODRIP) Re prie geilnled n an arerpe «ce N'o., ma obten Ile «lue «ce lent ro, I ventral &Mixe Onie Abek tan me pechased end« ORIP. prebal den mil te sed rdthecash mal be depeated your scco-nt. Me dended 'ennemi« once Mente' be Ire esmree TPl des hen the mrlet ace al sneh te Prut Mures re Car•itelieu D'el 'renie une ree/ be Mb n pta er«ar• dey a 'rad b. panel ust *aveuli of a dØ parent or ~ne. the rem my ete "Mord val al tesnei pica a sept el !Miel deteernamitee «Pend clama amen/. ride.« par accent lerrannérobjectitse The rentrer <becter rednsk ore* re totaleIo cure accourt and nvyney besace Ku x<oty Pers ruse the Frm proteplbr ol °recel Cange ne po Influa ramena amure« ote(gan Foe *eh accent fat you domo en of the folbong m'animent <layntes t ee Curent brome trottine* ,eitmg de go-erre. ol rare orly • Ad..., C•pulAracuten( ymnimets utero) gr oret of encor rader Inari the oseraie ci axone • eremk• Combes/ce *omise,. Je cet.; Appt« er;on Inenznienn xeking ban Ne enem on of rame rd "one of principal °vend kpr.FAe. • Conaennene Sens, to masser, end penciaal ant bée rie rd marli y to the accon oral. ben if Mat mers &nattent die na genre. radicant rome ce rotures ard may ne toms Presle. rra, • Moderato Ming to rapt ore ne to perçai rd brette tare ver dey +a sett Meer relent • Agame* to xcte bentloPnfel»I" he rabbin, en ciel bernant one terre • MostneenapeteyConsdergen t«baoga patron ce the perfidelog tv ro:grime nclude carpe. turegm, lard 14aday ad (rem valating Maternent liouseholcing• Vie **contente< til te tete wouni lustrerasse. the tore elles et the terne «neige, e.g. because they hem ores *ho ro menton ore «cent Witte...hm relhother tares st the >ne «Sens d >ou ad« to men end Mar gnomons graled n copra. enwekçog, you dru>, *gent honteakfna by cale-ne./ Format AMme Priendly «cotan marne The ;rendit '<tonal nom R seustradable •runninn• dosen by you to *te you sit, your recordant:na les ro legal effet on yen accent is ne ntendoi to rell«t nl tuent. prorit rocornmenlmon. internent *Mine a rd trahie assauted vals nx• accorts. en n not apomne or surent* Inn s'ah ce ry irnexle muai, <na nul b. xhe end Al ritternmt englue té ree• cl bu. «Leang to ne ol lots of Me «mot /tenue« you<an<hangeyw hand. xccusi narres troup Crane Sente* or by contactent yer Frunttal Aden« ACCOLetetlIVIWI • Vat* ol pas anocorpordoe> Neg red • Amen reluit* eadre <ah berne. Met fe froared seront% (e), rd Global Tire Dedans, erealeed nerf s n'orle* and cenneneet not held by Me; rm Dots nol nclecle eecnced seariteinsets at de «de ter pnot rd osent mawern pana a peau menine* vred stock «ne and feercob» ne* aphone • esiblen l'OUM den entre« c./geai-4 mer g n tort «oc* 'ne, den roue braen • Ca:Absents, barren Total of ummemod rolable (eh bliel:14, pl* epose berce al ad Amr ed non-affluer bras. rd mer marin ne.P.d tad trop der* st the (>noce te stem-mea [roi Noncormmelty free rd* balances new accoste an from other bilames ed Me Inn crut eme prydd Mme knis nt* ordnry tore ol terre« Rem tint re payable tØ pur demand. Ro lest o n0.Ø in Me one perd cbeng Mue Lean ireferererden fa *tard Mamelon onde fers lendrg exiges ad auburn te« to pots Cher Retettornhp Agreement a Accent terrent rd te Genre, Terme red Concile& llitS kakernent ot Credit turnes amiable nAgreeronenriCarbicee lanns SDNYGM00325651 EFTA_00 198426 EFTA01307572 Important information abu ut y aur starement (ceulmued) Var mann Vett »derak» etaCte mona end *ar amt held na/ roken st tet end of te natreol etted You niry ri for *bry fr 'uty nagd trona r ry tret Vott mai trene Intetteet dal at ban <otrar atm Paird albint dur attan Ary enka be, vanfred tott fan dåna the slatement poidae 'sted al mitt våkte st d the ond of the %tronen' pead • ~bø& In senetana at ost baks of the seona inodes n ad defeenent *te ndcad wth the ada« 'I,' Les Francial le Sent<st hr ridd on ref ormar <bland hot toarm dh «tamreka (as fram5entai. aludng ~matta br ~h« Om« ter you mag have parded to yots al Adm« led Fem don not ndryatecbmb, ~dy Cm. ~elet the x*. r xy vadty of re doringa+ t:roded ty sona dh« don LGS ?mai Samoa Ø ark akhoogh LES inni SOVL., genera Lcdote, M ricnnatcn øneettved the fan doef tal vade arry mime; /hal the (tonalt. ~Con bra' and •Untaked gant loss' n *tete,» at os tie <letna the namnam Atna !Solet, non rityr an '«maitro malte pschate a la danen, fa WI:OSO « Othenette A«OtItS etneettee to te hm mai Mal gasbo ''tralt only fot tite good of line ihey se eed åt ne inn More helorbal tåteretten Cen be xtled Ry >os Fesne el Acktof • U.wSind goinsflosns adr, daa is notable. eatnotol frodiatel ~filmes se </kutta' fcr nductot utdry bh ene knelt en data for Malet bit my« mag n« tel corernastam. <håar tar toalter toorga+.2x.ca ~nu Omland al olha fdry.~i lon a-.1 snitatåta arabis bl, ro who:nedad to dasla, cm adraad lai Ten 'lodda,' «Ann lyssatt the Aege‘ttlide~ trade dele • [Sabla nedtids. Bords ad selred mak ar the auer <ib for tarY ~ion nil be selested vatn" by lot tan arg aR foonbes cd dat nar bS n od narre or n nomne* akne fot ar demt, (sl ferde ~anis °bland korn thrd pates ard as xoncy n not paranoid Othr WI bant my onn %hoho:da aifM Vold «møne relomobon rat bt panlad fancard • Priostraha fatt thp/ayed ler tanta and dh« indra mai be hør or bm . nar the pence tie yxmould rima* mona n the ~sl Pan at <1~Irnmvargalltledlannylll•ne5 iihnh rit betro to be Sine. br ne .3 not ~alte tett roar - %Y* rora* La the <bag pk* nag, arkåbor the monodl tet bel and ask pekes kr åsted fatna anclopantiany bil vanla OTC ~tett - Inc aval,. trådd ~alet mey b rod treg a vanta rordl er the mon han pro va ~antd ard may nei ofte« an ~al matt tro Or Oki? - Caen pashOn roa taper %vranta a peke and valtar. al ido sand salane' d ake ire kneble lo ebbe, a vice teetet - Nar es «snushit dartontried fl arrteces dh« tar u S. doar Jf. erflecied ault ~bana rate asal te strimen date - Fer ctinew‘wvibe, tred.? n noninetarmn; *namna, ca, nett ad ClInt ty lla< e raa) nnly hat been »utlad to taka ropa valuta, . To oburavran otta:" *hm ~Irak. <dart —fasandal /SO•SOf • Prima innsynet. and strand intimt. Pore ~mat trytt.% (MØ dreg taktton togtro tid real ,,tatt ~bant nusl fanes) ad or and proiJus re genera, haifly stavid Ca n å uc Lad s odr hoe not bon ra ssored wen the San ei and Eec hange Carrnostand al de ay nare ~Mfl, ben Yte doode *simrad ota bor prate narre stana and ~lund dabett fce 'snaua pilpodes a AtAkelley 4 not ga rant...d - The,* oles in* OSI« stbserti kIsdn does. d tty, v.Ith å pore nagment sal er e tomt tomteredn podiet mi; be lao4n d toha and do rot nrofsaly my nem the via su niry meia Ora Souidaton. - Rod pay Mara of »Ir re as d • ~an dra and are stoplad OBS Snaut kran arta ofair base by a rdegenkre "Aaron fan - bar. genral onnor crtponor eatmud ri" d ry. ar* ~Sed 10 te Fem by the ~at ganar panna er ~nor and may be oblat«, bardm Mann Ornaon kon Kr mated by thrd pattes to danse ref simrad esken - Vei dan doran Jobbar nfamatontecardng de ..1`,4.4,of used to detten-da the Maste cl okt and the dra ot te Saman thai n the baus la the mane by ontactrgyod Friara aciteor - Tnrd party arnaled vattes may br raff/ca:d as '14d pased' n sari ~art yren n e:»paSat valtar lem hr rot Ølod or e doble to anen vaka eta vre barne tara tal a malar ran hb cn osred ~odla ote opt venened yale rno ~dan. ct ahen J nøtt *dyd be hota, snaut", dan 10 line nave cd the Runy. - Nette not« an ~i', grol partner er cpcace ittrnalad obt nor a ardnany ri nød valg proakd the obo d at »<ny Ml be delar< from n notbas,* prte - 'Garta/om to dat' mag Mole *treet flette, norne d bah ▪ 'tiara un« ste eall~illne mi Mang peke ps inn ånd my n41 nilett >ai cent base - OPP ard Ldiried Rift' utdan re ript lad cn å nstfool fatna ankar, and te rna" , ahard ard...ende*, on be fold, the pro rena« may bo hes ar to pa tent nemme/ valt* Ølkel n the XeCtsli pate~ • RellIbeelbed MOMS. Reannwa ~Sable "rotete aro not cs,erty *bøk la pirk og LBSF na-Kul Sdnxes vies It* maitet one el de knalented toa of the fro none as ar trepdad rir kr It* orde/ flod for aerpases of ai >Ohmen! ody. To ett Ment Mit Mett led sauna et <bable ot ok, des vake roexed mag be abstenotal Ka te nand okt tonn. • Est. (earnateginconw. ornat yealtb and Ot«. An e>tmine el sved arie is handon cram dadtal ånd norn ra ~tranen stana til bo held la ont ra kom aromat dam «kal namna Ihn «mate 4 my a ?.delro, afiliaCy ad talord trame re not gurantad ff Famn! mil morer and turcm raid lor ((dan Mad Of tana «ad indbudt ram of verpa er °Pli gåta n Ittelh Mf the ni ;norne ferd omn, >ield) «midt. *emneled - Etar ed inni «ane rd <tina yeeld ånd the afasi :nome and yeld møt be bmr or høer den the ntensted remsa - An *rima» cl rroatod nome (dvdord anda tinaren) daird by the orran matet ~mor balance pbxef onda an dadond «mant papnent male by the mott and V a al be held kane ra' br te st sanert deo cr unblmatdaY, koral( rd conand yr.] se not geront • *an noe held by ABS Fardal Sarioam. Cola aret> re ete Keldby the Frm ai nat hann the tereis ~na ce ornat Tane Mett art adoleyed en ras sutra« loe Sansbar mor« «ly netters and fota notata(' re prondad by at tvg ham Ued natal Sann es not osprittas fot "5 mormaten a-ddoar« ?uranler m reurry. New makt at nal paralvi by SIK «the Oms bopatenta SPC cottage • Ratata skaving and additåsal campereation - b, sidanto rattfont faks ad I lb't len ~ned n canedcn wth the (bakut on of austom fink to od tetnes te end« os 'Ohm nar roarar tang parwatt Iran dstranott ad« altgata tbs nyast ta* tat to vel Rak rant re bradd, tas dataen or rprear ta ran of lirt by IBS of a partar n ual ferd fra/ to oil dann, and OB the ist vaned a partnis ~kul Sal fri/ s fronheld alde fim - Via st or ruture al» trev networlay and ~Stas ententte len n con,-0eralkii fer unte, ara tanet thai mr~ to the ~ot ti dt. Dato toa gatt" ro pad han nome *taktt te en-toltad and ro afse/ dollar ~on bia on tie ant« of scoret at the bakar-dor hoting 'nial kn& of taut tud treny - b addebn to onninans mened n favalion *lb te tel er dinbution d ~ly tonar% ard tnt aantrnml net «ell loa/ eler" yre sd« cd "Ide tetne et~ fkaliN1<neeelenlaen ham inry ol the ~sno ~aren unclemeeng the mue), ortrads, ~x« d ai ovanu organa ce onencet of na isse ~nat Ialt a/data:uta - b a:Metro (r ^ ~nid fan the Ludo,. and tak cd ~Aasfink sve anler ørte tedrma n asv+banncl rein snering ormen, from fledShres charter" en all as hrdna for technology cltalopmem urta ad *duoar, - ahatneon Utdry connisecen and ote ccapernien from niteel trell te ~ane organa seao getaaat b•LO (labre Wit trent oatonsat af frem LGS Brd. L6A, LGS AG SennordEranth and ros affilred baks tro-ø out cash torp progrns TM ccaqtarian mal boa mcntln, per ran fet cr rna, be a patenta:teol moge dalt Jaret tinn Antidy nfcrenzion reordna cancanen and aber sogn auran n temma" itle the neo-rand vart. nehadM gaten ,romtoen nr bon 'tinda cn •enlemal,nr5 pesnpay furnnned bro, ad all b• troaded to you dcald/Y Orf nOtee ~nibs Il you se <and n sliet, telna a touny, >co may nor a ~gt &e lo <slå n borvavro costs la thi Praia' ~Ot/ Gan adm RoStrdng open er ga:d Wca:akt ordets ti rorol ~and by tie stranten dale, opal boy and tel ropanten re recbced ty ter amma ol dadeals er nøt re an er-todanch cal a røk dato alm nansod ohm« byyak 1/cd re responsa* lor orda Int returutid <21.* lo >tv fatte lo tarmtel ~ing ocen orda triver To obtan a copy of co orre (hem Nør, Nake, dem~ >as r ~Kiel aielcce Ce vet wetnte at no obodOrrono.t - ISS TantalSonte, b rol *br* The RMA. Giren Sansa Accarn BSA end RUA re batane atoonit tann troa* tteett to bra ing tana and nrcdris Itectørtangnments onn "bod batt ånd de« talar, bånti ad tyendet rott to dyete and anotty pairt inord by knalfilata thrdorty ~neo:flana tea* rann* ~ty ffAncluten of ISS Feurin Satan en. - hodment, ~aret and rnuky Rrcdxn - tryt MI( nyed • No bal moner neo lose~ - MIA Rasrace itaagemem kota "Mads Sandet Attan @SA, IRMA and rartoberui anane Mare« Accare re mostered favne mels of liti Smola, Sanos - VISA n a (agnora trana **od by vita altmann? Sers« Amasona and urod Leda kase The LES iss «edb ords .rd the LES vise Ø fads ae ,3%.* Cl by LES Sant. USA tak Parissol Iran Via USA lx orpotaltd Mod'« regdred nådeensts. sove. med, ard og and femte merkt re of tos res~ ~pinn ILOS FirneiSkeviae Y,c Pa ?Giftig SDNY_GM00325652 EFTA_GO 198427 EFTA01307573 SUBS UBS Financial Seneces Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0032 CNP7011560112510219 xt VI 0 Account name: GIRSLAINE MAXWELL IRA Friendly account name: Kith IRA Account type: Indrnclual Retirement Account Account number Your Nnandd Advisor. SCOTT STACKMANRYLE CASRIEL Phone Value of your account Questions *bout your statement? Call your Financial Advisor ct the on January 31(SI on February 28 4/ RMA Resourceune at a30-AMA. 1000, account Your assets 58,260 54 58,378 57 Your liabilities 0.00 000 %sit our wehate: wwn Lbsoarranancralserwes Retirement Account UBS Strategic Advisor February 2019 GHISLANE MAXWELL IRA Items for your attention t Help protect yourself from fraud and renew bank, credit cant and brokerage statements regularly. Also, get yos free credit report annually from www. annuakreditreport teen Value of your account $58.260.54 558.37857 Tracking the value of your account I Thousands Sources of your account growth during 2019 Vase of your , count alyeas end 2018 558,125.23 570 57.0 57.2 57.7 99.1 583 584 Net deposits and wthirarvals -5107 49 1 01 Your arestrnent return: Dundend and interest ncome Change in gnarly' value 526907 591.76 vs.. of your amours on Pon2019 86t378.57 Dec 2014 Dec 2015 Dec 2016 Dec 2017 OK 2010 Jan 2019 Feb 2019 Member SIC CeP70003005679251 Ne7000195856 00034 0219030575004 Y123697650100000 Pits I of 8 SDNY_GM_001, nny.3 EFTA_00198428 EFTA01307574 *UBS UBS Strategic Advisor February 2019 Your account balance sheet Summary of your assets valueon rebtualy 2840 Percentage of your ICCO.Mt A Cash and money balances 1,197.71 2.05% B Cab alternatives GCO 0.00% C Equities 000 0.00% D Eta:id income 57,180.86 97.95% E Norntraditi0cial GOO 0.00% Account name: GIELAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: indnidual Retirement Account Account number. Value of your account $511,378.57 Your current asset allocation A Total assets $513,378.57 100.00% D Eye on the markets Index S&P 500 Your Financial Advisor: SCOTT STACK MAIILYLE CASRIEL • cam and money balances may include avaiable cash balances, UBS Bank USA deposit account, UBS FDIC Instead Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual find sweep balances. See the important '<made° about ow statement on the last two pages of this statement for detais about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2019 3-month Treasury bills' 2 40% One-month LIBOR: 2.49% Percentage change kteuary 2019 Year to date 3.21% 11.48% 3.52% 12.40% 2.56% 9.32% 4106% 1.00% CM, OOOBOOS60ai53 t$1000186856 0=4 0219 03057%04 vI23697550100000 Par 2 of 8 SDNY_GM_00325054 EFTA_0O198429 EFTA01307575 UBS UBS Strategic Advisor February 2019 Change in the value of your account February 2019 (1) Year to dice (1) Opening account value $58,260.54 558,125.23 Withdrawals and fees, nclizzling investments transferred out 0 00 -107 49 Dividend and interest income 135.52 269.07 Change in market value -1749 91.76 Closing account value $58,378.57 $58,37137 Account name: GFISLARIE MAXWELL IRA Friendly account name:Incite IRA Account type: Indnechriat Rebrement Account Account number Dividend and interest income earned for Reposes d ins stdernent tantdAy d Interest and dridmd income hat been determined Iran a US to IttelosalansOectrer Erased dion the residence of the account hider, account nye, of proazl type. some 1 hinest andd didend °s)men's may COI be stisten so unted Uses (u5 arida Panto Rico (PR) income tams the them monilly Valence is rd Intended to be used Mnf cannot De feted icon for IS purposes Clem% shoukt Neter tote* arOK2t10 tat top:ding forrrz they rocone lean 1185 annual'', lab at the FOrrni 1099 and the Fan 480, for to reCabng nitro/mato) l if the practice of LIDS to fie the avicade Is nporieso toms nth the US intend Revenue Senn, and PR Treasury belOddnfif, and in such lane actLeddy clzaty dvderct ardor waned as tar exempt or tackle income flat carnal your inthidual tat preparer. February 2019 (1) Year to delta) Dividends 135.22 171 42 Merest 0.30 0 37 Total current year $135.52 $171.79 Pr or year adjustment 0.00 97.28 Total dividend & interest $135.52 5269.07 Summary of gains and losses Values reported below exclude products for Ands dans &Idioms an not dayslied. Realized gam and losses unrealized Your Runde, Advisor: SCOTT STACK MAHLYLE CASRIEL February 2019(1) Year to date (s) garns and bdres (SI Short term 000 000 352 Long term 0.00 000 -839 70 Total $0.00 $0.00 -$836.18 Cash activity summary See Actounfarthly Nu) monthfc4 Odes Marcel rn woe Sweep Oplont an inducted In she coenna and dosing 'Mantes vain FDIC insurance apples IQdel:01M Id UBS Bank USA *Idea banks partigiabno in lie matfett Inured DIVOSII Rogan, a d:e1nOf Say 10 d!artni el U8S AG, Sisnloid Branch WC prottoon app..% to moray market sweep fund Padang< ON net bank docent See rupolant tettonnston abOur your tranmenr on the last Iwo pages d IM Oddment for delay. February 2019 (1) Year to date (SI Opening balances Additi0na Dividend and interest ncome $1,197.41 135 52 $1,304.58 269.07 Total additions $135.52 $269.07 Subtractions Professional management fees and related sereces 0.00 -107.49 Funds withdrawn for investments bought -135.22 -268.45 Total subtractrons -$135.22 -$375.94 Net cash flow $0.30 -$106.87 Closing balances $1,197.71 $1,197.71 0.7000300SA)8S3 NPT000 I ES8S6 0103a Di 19 03052D104 W23697650 ICOOCO page 3 of 8 SDNY_GM_00325655 EFTA_00198430 EFTA01307576 UBS UBS Strategic Advisor February 2019 UBS Bank USA Deposit Account APY rarest penod Jan 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 $1,304.90 Closing UBS Bank USA Deposit balance Feb6 $1,19771 Number of days in interest period 30 Average daily balance 11,254 74 Merest earned $0 30 Annual percentage yield earned 029% Account name: GHSLAINE MAXWELLIRA Friendly account norm: Inch," IRA Account type: Indni remenl Account Account number Your investment objectives: you have identified the follov.ing invesonent °beans for this account d you have q about these obaxtives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager YOU can find a full description of the alternative nvesImeni obieclives in Important inibtrnarken about your statement at the end of this document. Your return objective: Cvnent income S capital aPPreClabOn Your dab profile: Primary- Moderate Investment eligibility tensidecation None selected Your account instructions • UBS Financial Senices mc. is your IPA custodian • Your account cost bass default closing method is FIFO, First In, Frst Out Your Yineaciat Advisor: SCOTT STACK MAIILYLE CASPIEL Cre7C0C600S6C8254 HP7000186856 0iXOI 021903052`5004 Y123697%010000) Page 4 of SDNY_GM_00325656 EFTA 00198431 EFTA01307577 SUBS UBS Strategic Advisor rebru-xy 2019 Your assets Account n erne: GHSLAINE MAXWELL IRA Friendly account name:Inda IRA Account type: Indus/rail Retirement Account Account number lame prXcl. 'Milne Jnd Curial 'luta :hewn may be OPOrtiareile As a Met. gain and losses (nay not be &wheel/ reflected See important Aroma:co about Awe statement al the eat a this clamed Tor more information Cash Cash and money balances bin and noisy balance: may include evade cash telexes. UBS Bent USA Oman account balaxet. UBS F Cif Unused RoganSane Blames, UBS AG Parnlord Wean deposit account Waxes and money malcel rt tua fund avert Nixes. See the IMpOrlaat tafOrMNIOn aaCwit)Oul Stahvaent at the end d this 000.ment to detalS about 00Se Wanes. °Leong blame ciovngedence Haring on Feb 1 (1) on IM 28 (5) UBS RANK USA UP ACCT 1,19741 1,197.71 Fixed income Mutual funds Tote memestya is the lots d alb Nernvested dudends It dors not inertia any cash addends. his rct a tax be for the purposes el detennInni slang per or cog tars The shawl you referee each erne you (tinsel elands become a Male tat la. Gott birSo iS the tell purls's. f051 05 the seamy. incl sang leinreSted dearth The Cat basis may need to be acl listed or return d capital paymerts in order to daemon/ the admica col baps ca tar RP1ton: Purposes Rada, DOUBLE IKE TOTAL RETURN FUND INS& Symbol- DBLTX Trade time Ma 31, 17 Total reinvested (Al: S706 Current tneld 3.74% Security total JP MCRGAN SHORT DURATION BOND FUND CLASS I Purchase pnov minter Awn price al thaw per share (S) Chem infottmen1 Year Foetid,/ Advisee: SCOTT STACKMANIPLE CASRIEL 11135 Ball LISA &Idyll UBS FIX insured Rog/natant depart ascent telertet at Insured by the FDIC WINn applicable l ma. bet are not panted by WC UBS AG Stamford Branch citcosit account eataxes are not enured try FOIC arc are not protected by Set Macey market strap balances are wanted by WWII* WI 'mitred by the FOIC ence per share Average ea Feb 78 (5) °indent/Intent Par in Peeled Penal tip aroma (S) 250,00000 Weak:(d ray) gain m Iasi is the cilletence between the current value ad the col bars and ssaid genteelly te your last* On a loss 4 the secunlywa sal on I he date The avenged am) 9s n a toss may need tote alusted la return d tarn Pap:Inns m ceder todeterrent the redodd 9a n a IOSS la lax reporting purposes. drodridi feeds) n UV Current slue corpus the amOunt *messed. r des no 'nen* Share; that ae no reflected on yam Statement, indudrq stares that hat been fel eed as enter a gin or a loss it alsoCots not irclude usn dada.* the were not reassessed Cost Prue pet that basic (1) on FM 28(S) Value unreal:se Pm* Investment Halm FM 28 (s) own arms (S) mum IS) Passel 1,693.321 10629 18,000 00 18,000 00 10.420 17,644.40 -355.60 LT 117.569 10515 1236 34 10.420 1,225 07 -11.27 1,810890 10623 18.000 00 19.236 34 18.869 47 -366.87 869.47 continua:loot pen UP7000:00:6:625S HP7000'46856 °COCA 0219 030g7SCO4 vi2369765010000) Piga S of 8 SDNY_GM_00325857 EFTA_00198432 EFTA01307578 *UBS UBS Strategic Advisor February 2O19 Your assets . Fixed income a Mutual Witch kOnenued) Nunn/ Rocha, pied Meld? plc, Ord Cat Pike per snot value on Unreel/ad Cloe irweniTent Honing Hddng ashes per Oat? (5) Intetrinend CI) MS (1) on NO 280/ Feb 280) Sff 90n0ss(1) num IA ptd Symbol HLLVX Total reinvested 1,833.973 10985 20,147 77 10740 19,69687 .450.90 19,696.87 EIVI 5361 Current yield 1.83% PUTNAM SNORT DURATION WOVE FUNDY Symbol. PSDYX Tiede date. Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.050 17,982.09 -17.91 LT Total reinvented 62.928 10058 632.93 10050 632.43 0.50 EAR S426 arrant rekl 2.29% Security total 1,852.192 10060 18.00000 18,632.93 18,614.52 -18.41 614.52 Total $96.000.00 $51017.04 $57,189.86 4856.18 921.110.86 Total estimated annual Income: 51.493 Your total assets Pexerafled Con ES101101e0 unrealized Valle OA Feb 28 (11 your fiCICUM basa(t) SOMAS ,ACCint (SI puma loss (t) Cash Cub and money balonces 1,197J1 2.05% 1.197.71 Eked income Mutual funds 57.180.86 97.95% 58.017.911 104900 .836.18 Total $58,378.57 100.00% $59,214.75 $1,493.00 4836.18 Account name: GHSLAME MAXWELLIRA friendly account name:Inch," IRA Account type: Indoidual Retirement Account Account number: Your Plaamlai Advisor: SCOTT STACKMANLYLE CASRIEL Account activity this month Ode Mikity Delve Ilion Arnounl IS) Dividend and interest income Dendends Feb I Dividend DOUBLE UNE TOTAL REOJRNFUNDINSTL AS OF 01/ 3 V19 56 51 SYMBOL DBLTX Feb 1 Dvidand PUTNAM SHORT DURATION INCOME ROO Y AS Of 01/31/19 43 30 SYMBOL PSDYX Feb 27 Dividend 1P MORGAN SHORT DURATIONBON) FuNDO_ASS I 35.41 SYMBOL HLLVX Total dividends $135.22 CaP7C0060059:025614, 201301958560,X01 0219030575004 Y123697550100003 Page 6 of SDNY_GM_00325658 EFTA_00 198433 EFTA01307579 SUBS UBS Strategic Advisor February 2019 Account activity this month (continued) Ozte Annoy Account name: GMSLANE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Rebrement Account Account number. Year Remade& Advisor: SCOTT STACKMANLYLE CASRIEL °mention Amount 11) Dividend and interest income (continued) mtesest kb 7 kitAfQst U8S 8 At“ USA DEPOSIT ACCOUNT AS OF 02106,19 0.30 Total interest 50.30 Total dividend and interest income $135.52 Investment transactions for ncrie inIcrinalicn tout Ire eke taut >boron toe IntliatCl Wu Mitt Ste opof fent rtformarno about )our sletemeof al the erK101 INS cl3C unto, Dee Astrsty Cleutpbon irnre. Iran invesanent Ouatly Vdue(5) Roe (5) tram-RumsIS) funds net eravm fa Accnwd mellments tcoOt (5) mlere0 Feb 1 Rein seStrnent DOUBLE UNE TOTAL RETURN FUND INSTI. DVIDEND REINVESTED AT 10.45 NAV ON 01/31119 AS OF 01/31119 SYMBOL DEILTX 5 408 5651 - Feb 1 Reinvestment PUTNAM SHORT OURAITON INCOME FUND Y DVICEND REINVESTED AT 10 04 NAV ON 01/31/19 ASCE 01/31/19 SYMBOL PSDYX 4.313 4330 . Fob 27 Ranvostmont IP MORGAN SHORT DLRATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10 74 11AV ON 02/2E/19 51741301 KLUX 3.297 .35 41 TOM •513511 Oat Annoy OtSCIptien ArnJunl IS) fan 31 Balance forted $1,197.41 Feb 7 Deposit UM WIT USA DEPOSIT ACCOUNT ASO 02/06/19 0.30 PO 2$ Closing UPS Bank USA Deposit Account 51.197.71 TM uBSeank USA Deport Account isycur army, sweep opium Money balance activicin 04170003005603257N7700016685600034 0219 030575004 Y1736976501=60 Page 7 of c SDNY_GM_00325659 EFTA 00198434 EFTA01307580 RUBS Your notes CW700030050:6258 icocois685600C04 OD 9 030575804 Y1 23697550100000 hoe $ of 8 End of statement for account number SDNY_GM_00325660 EFTA_00198435 EFTA01307581 Important information about your statement LeS Fe-uncial Sawn n. Me Firma UBS ennui Sown), is a motet ol al anapal uowty.. ammoity *adoption...oho-got UBS FinaroalSonrces and ISS Bart USA are robed a-bp:lanes of UPS A6 and Oita*. of WS Um/Am ILC ins I naval statement n wadable tor request The Frm's miscue., °floes are K. ISS Instal SWUCtS n. 1200 Hata Boulevard Weehatelon N)02COS IM Manua raracentc the ore, officialwad of )W Len frame Semen account 01044 reartts. Ow.dd *NO tar floweret ontwing codified clateshcoAd we be relied Lear F you bele* they 6 alma a *mason phase report a rorredately n ogling to the Bergh Maruopi of to office timed so cgcoot Altough at haat anal are melded lobe accuno. stalemere data taM no be trod foe tx papaws rely *Ze n Yorend tar lava, be. Form 1099. 5498. I tic.) when realm, yota lax worn the Fein is mond by law ha sepal WM. RS Auntie &a back. reoortabh mmtnabb dnidends and !nab* Merest tamed °flimflam held n SOUr eccoul. naCratt4f a , sr liareacl CM. ad (04 base On (Celan oared axis ilea Cownwnkations with the fins • Nat m.o.:Minn ay croloarrronorbons ri wring to bother pane IOW efts. s'a-C1i9 your TH adoKSiouan banter Protean/1kt CS A) • II Meawed cocoa, on the op lei cl Pe not of thrt 4.1107001 a ant IBS Frircial Santa. UBS MANI Sows cartes your roam at (Wong baba by artarent win the rekalsd 01044 en we adorned pail led relledniga nhenrea opened 44 Ottani In the cat. >Oat ball and invites se totaled a UBS enema, Saran and rot We swab no brcta, and you anal (We a raw of ay ma a omission to both fins • As decrbed n the octant xrctinents, you nut mid y vs of any carat of Mena errolorig dwelt related at your slannonl selhei 30 days after n was Milakc ro de an at. • Nose droci rtynorirof ani0lOrdi a nrpaira to the Paws Clone 1•14Ilait Cipsnilont at 201.752 • 1659 tolirce a 800.35.9103. SWAM to 6.00 IT Made, through Folly, a fen ova rs 10 te5 hunt 0IStrecti n.. Clat Riede Doormen. PO. Bo. 766 Lhon Cly. 1607081. • Al statements shall be deemed corrolete a -clause, it not *bodedto n twang Whin 60 days • fa TT' sewn. Called-612.09%ot from outside nett MI457.1495 • In (Me 01 rat a 0.0401S *CAA an electrerx led: trier 0BIll WI parent a CBS Vet deb* cad transxtens.. cal 800.762.1000. of *Melo UBS f na-eul Swart lc.. 11:00 Harbor Bad, 6th I kor. Walesa ter, NI 07086, Ann RMS/SSA Sewn <Outwit. n tor as Sf•J can asaa talc you statement o wept rs wrong on I you nerd more nfonneur abate a transferal the statement a rococo The Fens or Card bps fee arolcable)mni heat Man sou no bee than CO day: aria We firm um you to fret a manure on *rich the era or Foliar " aPPerecl. - hoed. sot nano rd accare nuntre (et any) - Neat* the into, a be wander you a wave about arid *vitt as cirri as youwnwha you blew n is an ma a why soa need inn riormalin - Prank tied: Aar arwnt of the Respected error. The Firm or Card low nil nvestoate your <emplane rd oval Owed sty error promptb• For alleged Van mate-g LEIS VaOckba cad namacto-o. ma tie twothan 10 haw day; to da tie, we tell made atccon fee the amen you the* is es mot. so the you wit hint the use of the money long Me Imo tales ust0 corocatte w ntesligaban Fitt Tat all checks payable to Me fern or the fnancial insiwicn Mooed*, tie front of the itiarroOnt In addition to atria , Want feat, accounts may be abject toman:mace fees. chasm fix late pay ern fa secure.; purchase; and charges foe tepid anions nosh >awls. Accasts itio re transferred to other miaowt nu, be sublet to a &rd. , N. WS Sweep OpIkev IBS others options fa sweepeo cash balances to bark deposit =arm at non-el lined bats and elated bona and money Mann mewl funds (Money cede). Clow* %COAT{ al LIBS Brit LISA and mortis:poi bunt; panicoachg n the UBS PDC nosed Program awFOC-nswel n accordance withr i C rule: Pot none riomtabon, plena tee wow fabc.gar. Depose "awn n LOS AG Stanford Bach ad 'hers of Money Wet Are not rovedby the IOC. Bpd deposits se net Pratrad bYSJFCMon ey find Ihann ire protected by SRC See "WS Inmost Services Attar, Prot/ace' below. upon 'we ecunt. harem n me bark depots may b *throws. and sham of a Money rand my be liaadapy and rematch Mon-0dt° afuersas Sauna?, .iaosc Fara rt.:moon about notable sweep options. nclang <untie intentries and yields.* 43/4plible wow its carfsweemelds. Man yoke Fnan<ul Anna a by tiling BCO 262-10:10 LAS financial Services account protection The fern is a member of tie Senses renta Protector Corporation (SVC). which protects %CU ern customen 01 nrocbren to to 5500.000 (ncludrd $250.000 for claim fa cash) &planatory brochure nobble an Mun i a a mve SOX erg. The SIPC /owl Protection lints aopiy to if '<cows that you hold ha prikular <opacity The Pen toothy with *Man has atm Prohnod supplemental coerce The mon-run snarl payable to all enable clam. colearrebUrtat the 41010('M c IWO mllat it 01 Decanter 10. 2016 ern b to try polcy <profit" ad ocntana Cash 41 **rn 6 'unbar prOarad (.41 SI 9 macei on the 0a110000 ta you accost held in a whaler rabsc Cy. Aka ata of the polcy twang m bailable LIDOrtrataft. Ware K SIC prardion rer the stoplawertal parlItle1 Moly 10: • Cann Inexii asuatt candied by fad notified A So Kowa vat.) b. ri d away Iran Lin FaaMYI Sawa For armpit oaten CO antrexe pagan, noLdn, drub* females. and BO sham of mutual hmds registered nthy name of the scowl holder on the to:as of the our a orrice fl at), • Irweranent (carob a nwstrant nlerato le g tented patnenhos and ornate placements) tut are not rog oared carder the Sauntat Act of 1931. • Common.. <attach (e q, fire gn **charge and pro an metal <read* mayday liana contrail and o nwed ee Warr comracts. and • Depose accounts °moo tendon., of deposital L135 Bre LISA. UBS AG U S branches and bras new KIK roved Down Proven The SIP< Wanton and the tmainwial pronto" do net apply to these asseh men if they oterwee aroma on yar stiernentt The SIPC protection and the supplemental potation eh no, (IOW against changes in the market vele of yin reestrnals (whether as a read of market movement. war turencla othawnel Dividend Roinvosomont Program WW) The V" **clod at, ann00 ace. VW may obtain the actual ace Icon so InannN Aetna Only Mick awes ate pu (based tncle DRIP. panel sham roll be sold arid the cash WE be riposted it your xca-nt The dincked ter...intent price Roofed by Me nun mat *or lam the meta VC* at aochlbOPInralsbroo re sod Cash-Mies On't wholetamsma/ be held nyor afoul d you" mulled ov a paneltest as a renal of a &Mend grew. or ~roe. the Fum mR ether 'Awl. unit al owlet we. a swot al an determated by a inaiend cleama fl eecy. ad credo yoke account teammate objectives The reestwe *beams rank profit are yak to ear account and may stay between yor =coat Noo name KFm proemlbr a *Nog d ay sap/rant chary)e a pas band mow a trataarre oblecines For each account hell you choose ore of the °bang imminent <batten • Pro-dee Current Income arrestmeres ward the generirr of name orly • Aram' Cap utAopeneon yaminwits wing Torah of onto! tatiet Man the gamier ff Mont • hobo Comnato• on ;tame ei•ICAMai Appieoa fm tian Innmenerns sakirg bar the penwation of come e4 comb of principal Dowel ebb frofk• • COnaerVelne Sairt SO manta, rale4 catgut meth burred rd salinity tote moot metal. nor if Mat more the accuse dam not gene, * agnficant income a rows ad may art Sap Pre wth eta an • Morcbate Wiling to ocelot ;ono nt to pnocoal and tolerate sane valatioy” see briar rams • Ancoose With; to accept hqr r1t 1°P'" "l b' l rd Pio rabble/ 10 (nil. hap tnitnt Our leo • fraant•r-tfAgotty CakarkNeCti I .4.1octod, a paean of We perdue° fa ha runeMay include earploy aral•g•K, lanai lipabr and Tara ootalibr Statement leotaaholiferte We my cotto-oWt al asked Want itaWnertsmth the satin alms." the same antelope, e.g. because they here wen at., ebo omen one "awe rola...leo *Mother clans al the sere eaten I you prefer to Maar rat rola statements mailed n coparato NOWNIII:O1, you may Orono hoisted.%) by cAr9 yoo frontal Adntor Prionly &mown name The kern* '<coon Noe R Ilttatmaible *nOlitume* dam , by you to aunt you will your moidtetona t has no loot effect on your 'occur*, is not mended to felled fey irate* prodAt neortmerdien. metre* *Mine a rd: profile associated wit pour Kau,. ado not a promo* or oarintee that wratt any Invrii rya aria wit be aChOved Al nontrninil elate Kra el bat includng the 64, of loss of the antic mostrwe Youcanchange pout hardy rouse elms tiroull OW. Sancti a by confactrgyar FnaeulAdmor Amara overview • Vat* of your emcees:or:bit Net of assets ad bat m. • Asters i-cludes naitibleUnhesednal. valets foe ast4tad watt/ (eat), lad Gobi Time Deposers, wealized was to retold. and colon assets not held by Mefern Does not nark tweed seasihriassels awn and ci te ow and on* natant* Feria a awnr mestrwes. wonted dot aprons and moodabb nod, *phone • Wearer MLitt debit Daiwa, °flaying rargn loam. croneIn*. shat accost balances • Cashuronsy Warne: Total of volutednalabb cash talan:n .pots taalaws al all itatid ncnalflutod bares. rd rro-ey main mita fund rd sweep batmen. a the cote of the Aomori wed Non-conerodly het wed. balances rises account at no, seine aned from other babrxes and the Fm may toe re Ora funds new adnry can, d Ifs teArea Thew fled are payable coon your demand. The total* exteled in tee ant penadckoing value Lasing infeernatien For detailed Manton on the nWs lerdng practices rd dolman refit to yap Clem Robteornhp Agaternent a Saar! buyeanterl ant10-0 Giotto, Terns and Cfrottions LIEtS katerWit of Credit Precikes Grabble nAgreem•nt, and DCx busts al town o rflorlorr SDNY_GM_00325661 EFTA_00 198436 EFTA01307582 Import= information abort your statement (COntinued) Vas stå Vett natemten tterrete mosens ad *er mots held n the acrost a Mr end of eit talrem proa Tea mi, ark t«dehetyd 'uty paed ensax ane tele You mai raene 14<0•114 used at ban <flaneri atm Inernel arry biset due omham Arv wcurbm trarefered totefim saug the sirenealen pm:dåre tetid ei madet våkna of the ond of the staament per cd • Gat IS In determnnq <ost boso ot the ~Am intid n IN, nettanes. *nem ndead ~h the osa:«' Les franc& knest ha rand 05 Sammen anane,. from touros otta thea (as salsreb Stmces. reludeg ~mates ban ~ha fem« thie you mag have prmded,o yms Innyhed Adm« the nåm dom not nd•patbreb, ~uty a ~elet the mo vxy vidty of sa dontsico nronded ty saras ("ei 'han f ninci Sem«. Øen akhough Les in" oiSerwes genera t osete thy Samansnø et o atonal the inn Ø nat cromk arry rest Vart!, til tiN, dangla, ~Con bite' ad •Urreied gatt loss' n imam* at os todataa the nattmann At tasse, Plome do not 01/ ønte rictrnacn a målte prehase a uh bose" la ta• paaws « <Menns A«trantt estimat totefem mai tonal god loss damem *My fot te panda Irre they se ketl åt ne inn More hetabal bomalm can be adled by >ot retreol Acktot • Unrealirod gint.flossa Men data is notable. esentral eseedbeeloantflosses et takutied kr nivAul madg bh the knatt on dia for Matlut bes may or mai nce nal let arrenstrare. Avga amle( cm:umy roorgri:x.ca ~nu Omknd sml Oillt1 etn.rsewrt Ion res nytemne ~Mase bl' ro eat Øreed to dia,/ cm meaged let The 'trade date' <anm ~ett the ~kantinen fl * de• • [Sable ~død Buda anandmed mak ste the, etaer <ab for tarY ~ion spil be setated rgart" by lot km arnag al steadees ol the ente bedd nott runn, «n nomne* norne fot må demt, Cal leive ~kones °Vemod kom !herd pota and as xosacy n nol gatranteed ura cal lomra rmy nen whoh avta altra yokk. Ølre ~on ml be punded Ø forunt • Priteivalua Pren OtpLayed lor savnet and «her acetras mai be høl< or broa "ante pnce Mat yamould small, mone n the marki! Prat så asaread Irom vatgi ?brd Panty tøtte, etuth spe belta, to be rivable. tel st do net ~Mor accany. - %Ve gmeral‘• uro the <knm pk* abs ~Labb er «enpol Ua trelod and are. orka la åsted stevnes scl optecn•cr ran bispen ta OTC ~tilet - Lote rovelr tråddanta« My te veid ing a vatem model or the mon nasa pm. val !Zealandny/ nei alle« on studmarka tue a vake - Ctrlm nih'et« nyt tweer wahout a ake and val show sann solane' i ert am kneble lo oblat, a rna *a 4 5.0tey - Otoosts «helsniks dencninted n aneroe, ah« tar u S. Bobs ve reflecied i the ~hange rate na the ~mere date ia Cern ulvte, vedr9 nraecadamr9 dencmnaces, ase sd gat ty (ba vis) may Hot hes »una tto bolene acoor ralualen. To oboen nanten Ølatom. *hm nabb». <stil atar leunagi AgmOr • Prandti innelmenta and ientelandproduas. Prime mosnum socarbet (rebYtg deal Natte:ia" Mas , sd real (Mat fientrienl "Ot stirates) stl struosedao•lacts at gemse, h..»), dhanl Can n a ra Lad g ote hoa not ban macared wen the Settet es and &charge> C«renesana a-der ry Ote ~nen klen Ytt pode esanated vant ter ornat evestnent nattet yd starla' ;miss ta nlorrnmenat 0,v0M“ my Auka} 4 not garånteed — The,* vala 1 Må, rtilli« SlbfebMild./ kan ttg•e1. selry, v.Ith a praie matment recur or strutta& product may be boa,* a soll sd do not naesstely manet the niar su enry maie aion Souidaton. - %ni pat, Minna of slae sex el • calan daa and are suppial io OBS inrem Same on a N9it base by a, tdhandent Mams Inn - Kaie. genral panner ca emne stormad ei" d ry. am ~Sed to te Fim by the ~at gana,' panna « spana and may be cabiated bardon dikt.,. ~maori Iran livt tad by tud pattes lo dana leet nimated ete - Tau can clain aciSt~ refamatonrecatcfnq fr intrdÅ.a med mo detalerne the Mened yd,* sd the dr,. ot te ntomates timt n. the bant sa the Bautaby rentactrgyat admer - Thrd party otunalod vala nabo relbmci as 'Na proed' n ~al ~atom' woon depere.S•nt vabion lem hat rot Ølod or isble to anda vis Men spe Oseana arvet ' ,at arrarena ment has ceosred bat my cal a Pre~1( ~od vals mo ~sbs. « tren J Vale sold be Ngli), speculakme 43!10 the natve Ot the Metety - Whonnethte an muer, 9~11 partner er cpcmce almanad ...As nor a twd.ory riflen, rast pcmckt te rate et er* 'away Ml be deltin from ts pubhasepme - 'Delbo tnen to dete' mag rade tekn, Of UP til, rame a bah ▪ •ononal un« set' ~Menn te mi slamg ake pie enet ånd ~ymt reiten yta ~base - OPP ord utried Kfr 'teaken re na lenedcn a namna tovtes ankra, and are osa", !klid and mer .1 the, tan be sold, the pro seered mai be len ~to per stive rant«, vak* promad n niv saum assmet • Raelbiebed ~ekla ROCCIVItd antitet "nattfly are not cairty alibia for purk sak tas Fnats Sem«. MB It* maite orme el te urtesincled.od of de same Siket as an nor ltd via. la te rakett./ sloa for papases of Mi >Memento**. To de <neie Mit nedreled smie es se elgble lor ule, the vake «reed meg be ubstenotar less Kn tre ~Se taxn. • Ese. («Smed) Memo. ~mm yieleb andras. An temte el aket nare a te:01M tUtrent derdend and ~fa *51~1. stavbry val bo held la or* yta kom etan« dale er gmt inaticy Ne Mina» 4 my a guttene aftttaty sd ~nid «nome te not gusanteal •• Famns mil mana rd taren raid ler («antiges of matret «ad innad, aret" ol areoal er <mai garn n whith <Nette oil irittene (ed orren, >jeg) «old be ~Mated - Cangted fraral «ane sd yid and the actgal navne and yeld med be ba« or ',eta than the estensted snasa - An *fint». Ot rrgatrod aroma (chidord anda Menne dmird ty the <«rere matet ~nano balance pbxed ant,* lan de!~ «mant Nyrens male by Hm nor and nynn te wcalheitavosts ml be held krone ra. kan the sl terneet dne a unett old". Atotacy Dameid 'ed ve net gotstad. • Aue° net hyld by VIS Fralads Sars. (eden aszota ret na helda the i em ard nat niton the Inri ~sis or <emna !hese ame. are deplayed on ras natspars lor reormattnal Nepa« cely wattut ond rebe penn(' ve norded by øre ovng lem UBS ansto, Sonett not respsstde f« natt Mannaen a-ddoar« %innta 45 neursy ame meis se not ordrered by SIK or the Ifra ttaaeamentål SPC cometage • Revenue ,hamg and additOral meresemeatien - M oØtiv,te tomtehiren ai salet sd I 7.h. I len mened na/meda, wth the chterfavion of manual kodetoca dann se st os Slaga mai* nysta Marg pa/mots Iran deskuots redd admat ot zbe nytta taletat my MI ~a som re bauden fm> «knm ccapremst te ritue el 19“ by LEK of a palmar rntai htd lama/ dov dams. and lod the mol rate a a cortnis ~ku, Sad Isnys ~n held alte finn - Wo aW ar illgre ah, 'ame netwodna and arrbus rennonag leet et toreteleraden I« unte nem unnes ti sa~ to the misual tidt. Natte« ganer" am pod hom mana X44« n de rnsual land and ve a lmod donor uncam barod on the rada« of score a the bratordmke holding mavel krål ot let lund I "ty - b eddas to eamMsonsmentd n arT1Klion Wit, te sale or dilrbution d treaty «nam% sd urd mestrnini avåt vris loar (lent,. ere anda ca Slekte mara reanat Oareentaban ham «syd the (ouramo ~namn undamang the arnuity «arna, Saba« a Mi :lossa merpanos er sesam a fa sne ~nem bunt ~dankar. - In addlis to «ammast raeted from the. ~ne and sit cf Ne•TShanes fireds. sve sbler os attlate ICC...? dit asset~ enene sivneg >innen, from Ile•tShires clarlaulors. a Aen n luring fa technology cinelopment, tranita sd *dataen - 0v 411051.5 skortene talg corranscen sd oPeer <arg:reien from ~VM 'urd, sd reva-tt amaana st«. getCLICH VLO dabiea ~tamt carnontat o, kan LeS Bra. Leik LeS AG SurrdordEtanch årdnsalfelaNdbarks th~ our cash smop preg ams 1M ~sies rnay bo a mrtly Ne ~i la er «rery ba a parertapes smage d.ar Snart urnen Actbrity ntarnrion regsdna canmease and aber ~gen Mored n <snerten mit, the tan-dona vada. nek-4^3 opten vrexecns naboen ncludad CCniernIlrOre. qn.)inkr 'vens/rod lona, end mil be preaded to )tau acnta/Y an masa Short odling you re ageord n short slig a saLray, year may nil, adhge Me lo <tam barowna can la telt OSho.dr ~it/ OPMI enn PaStadn9 open or '9:od bilasakt adm ta vesena ~and by the summen dato open buy and sel lia, <rim se nedadbø tø> amma ol *.ilods «ars cee ordre deeds a a ords dato unless nansoad ~me by yaa nou re responsiaa ler «din KM MV tandid dat to >ar talte to ertet Maning *con adm. Primen To obtan a copy ot as om« aen friere Nake, atm~ yta rat"MliAdKla «vet ca, miste »muca••radoneten~t - les f sneiSenkes b rot •br* the fibbk. Biten ~Acta" BSA sd BUA se bropage amouni‘wimch 005•511 3C045 to balt ing «feen and predtht 11~ anangtant wen Siling brik ånd one thalpsy banks. and pronSes sats to masa sd annua crodsts issund by ~filial Med-party maste ramses *n:utifemroms ~ty ubedne el IBS Fmrcel Sonen yle. - h.enment. ~arne. and ~uty P,XLC% - hia MK ~0 • No bant ggararter Mal kne~ - MIA Rasrace itsagemem Att.," Binnen Sanert Attom ISA, Ria and nierma ti bussa Mana-r ent ~are se enge end smi« mrs of l.6) tromla, Scnxes 11C - Vri rs a regewed tadaturt owned by Va Vrernsbenii Sewe Attauters and used ber kome The ISS iss (reda radt sd the LeS Vita det« tids se end by ISS Sant LISA mb PermissentranVea It SA at apotaltd M.M« mootred traderm&s. savne mad., ard regelred terme matt re el imf res~ fanpari LØS FiswirlSreviae Ysc Pa ?OIE«) SDNY_GM_00325662 EFTA_00 198437 EFTA01307583 UBS LIEIS Financial Serwes Pr/vete Wealth Management 299 Park Avenue 26th FITOI New York NY 10171-0002 CNI0c055N5230319 x15 YI 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: mdiv IRA Account type: Individual Retirement Account Account number. Your Knamial Advisor: SCOTT STACKMANNYLF CASRIEL - Phone Questions about your Palermo° Value of your account Call fl u, Financial AdkNor cr the on February 28 (5) on March 29(11 RMA Fesoteceline at 8CO.AMA.I030. account Your assets 58378 57 58,82495 Your liabilities 0.00 O00 Mat oar umbrae: mew. tbs.conYfnanc•ahenaces Value of your account 358.370.57 558,824.95 Items for your attention . welp protect yourself from fraud and renew bank, credit cant and brokerage statements regulady. Also, get yaw free Credit report annually from www annuakreditreportcom Tracking the value of your account S Tbausards Sources of your account growth during 2019 VS* of your wcount alyez end 2018 158.12523 Net depositsand 570 sip 57.2 37.7 sit 584 588 vnthilaivah -$107 49 41 Your awestrrent return. 010dend and interest income $40560 Change in martat value 1401 61 Value of your account on Mar 20, 3019 Dec 2014 Dec 2015 Dec 2016 Dec 2017 OeC 2018 Feb 2019 Alai 2019 Member SIK Csn700030C651, 523Nr7000302i990X0e 03190305750M n23697550 10,10in Page 1 of 8 Retirement Account UBS Strategic Advisor March 2019 GHISLANE MAXWELL IRA SDNY_GM_00325663 EFTA_00198438 EFTA01307584 UBS UBS Strategic Advisor March 2015 Your account balance sheet Summary of your assets Account name: GleSLAINE PAAXWELL IRA Friendly account name:Intim IRA Account type: indnidual Retirement Account Account number. Value on Percentage of March 29 (0 yo accent A Cash and money balances 1,197.99 2.04% Your current asset allocation B Cab alternatives 000 0.00% A Value of your account 858,824.95 Eye on the markets index S&P 500 veer Almeida' Adviser - SCOTT STACK MANCYLE CASPIEL • Cam and money balances may include avaiable cash balances, UBS Crank USA deposit account UBS FDIC Instead Deposit Program Bank accounts, UBS AG Stamford Branch depose account balances and money market mutual ftrod sweep balances. See theimportant reformation about ow statement on the last two pages of this statement 101 detail about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills' 2.31% One-month LIBOR: 2.49% Percentage change March 2019 Year to dare 1.94% 13.65% 1.46% 14.04% 0.74% 10.13% 1.92% 2.94% CeP700080C65I 7524 rt7000302I9900X4 0319030575004 )n23697550100010 Page 2 of 8 SDNY_GM_00325664 EF1'A_00198439 EFTA01307585 UBS Strategic Advisor T March 2019 Change in the value of your account March 2019 (S) Year to dale I$) Opening account value 158,378.57 158,125.23 Withdrawals and fees, ncluding investments transferred out 0.00 -107.49 Dividend and interest income 13633 405.60 Change in market value 309.85 401.61 Closing account value $58,824.95 $58,824.95 Account name: GHISLAINE MAXWELL IRA Friendly account name; Indiy. IRA Account type: Individual Retirement Account Account number: Dividend and interest income earned ror 0uØ of the sidernent Imatilay et inkiest and clikkrid income has been Orlennned Iran a US tar Kati lit Wiped.« Based Tpon the «Pik«, or the a«ount WO« account ispe, ot max( type. some inres, enact clniend payments mar not be Pant 10 UM44 Slats (u9 and« ?TKO PK (MD income Imes The nooniNy statruert R nol Wended 10 be used aid cannot De rebid t, for I& purposes Clank should rim to IM apples:It tar ropsong forma OW MOM Iran OBS ainualy, tech as tie Foam 1099 and the Foam 480. Col ta rezoning 'Mots It it the ounce of UBS to file the swap« ta «pone« loons wee the US intemal Revenue Sent« and PR 'treaty« Defotrwent, and in such forms accurstety clearly &dent ada interrA as tar excerpt or usable Kant Raze <arm« you, inchidual tea peeparer. March 2019 (SI Year to date IS) Dividends 136.25 307.67 hterest 0.28 0.65 Total current year 1138.53 $30832 Prix year adjustment 0.00 97.28 Total dividend 11, interest 1138.53 $405.60 Summary of gains and losses Ydues 'exited below odude products lot %%fah wins ~loss« are not donned. Realized gaits and tones Unrealized March 200 (I) Year to date (S) gains and losses ($) Short term 0.00 0.00 12.38 Long term 0.00 0.00 -538.71 Total 10.00 10.00 4528.33 Your Ilsasezie1 Advisor. SCOTT STACKMONLYLE CASRIEL Cash activity summary See Account «they EM month la Odal. Brianctis in your Sweep0Mo« se induced in the oaring and t101"10Sentes value. FDIC insurance applies to «pools a UBS Bant USA aid all banks particeabrig in tee UBS ODIC 'muted ~mil PrOgill. II Øe not Wy to ~slit re UBS AG, StrmfOrd loch, SK pottuion fl an to moray mart« stereo fund hcedirgs bel not bank «posit Set trowetant infoemarion about your ~enter" on theist two pages cr tbsciixtment for Cretan. Martry 20 I 9 IS/ Year to date ($) Opening balances Ackkons Dividend and interest nome 11,197.71 136.53 31,304.58 405.60 Total additions $136.53 $405.60 Subtractions Professional management fees and related services 0.00 -107.49 Funds withdrawn for investments bought -136.25 -404 70 Total wbtractions 4136.25 -$512.19 Net cash flow $0.28 -3106.59 Closing balances $1,197.99 31,197.99 CW7C0030C6SIeS2SNP7000302I990C034 00 '9030575034 Y193697650 103010 Page 3 of 8 SDNY_GM_003258135 EFTA_00198440 EFTA01307586 *UBS UBS Strategic Advisor Mardi 2019 UBS Bank USA Deposit Account APY Thterest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 $1,197.71 Closing UBS Bank USA Deposit balance Mar 6 51,19799 Number of days in interest period 28 Average daily balance $1,197 71 Merest earned $0.28 Annual percentage yield earned 0.31% Account name: GIELAINE MAXWELLIRA friendly account name: Indiv. IRA Account type: Individual Retirement Account Account number: Your investment objectives: you have identified the following investment olopectives for ths account t you have questions about these objectives, disagree with them, or wish to change them, please COntaCt your Financial schism or Branch Manager YOU can find a full descnption of the alternative nvestment oblectives in important information about sow statement at the end of this document. Your return objective: Curtest income S capital aPPreCtelnan Your rig profile: Primary - Moderate investment eligibility cocredecatton None selected Your account instructions • UBS Financial Sect ces It is your IRA custodian • Your account cost bass default closmg method is FIFO, First In, First Out Your Yineocial Advisor: SC077 STACK MANIPLE CASRIEL Retirement services information Benefkiaries you've named for this account The benef juries listed below reflect the information in one records as of the end of ths statement pored if this informanon is not <Weft, or you wish to change your beneficianes, please contact your Financial Advisor Beneficiary changes are not Ofectne voless you give them to us in Writing and we accept therm if you live m a community property state, your beneficiary designation may be subject to community property laws Percentage Benefcrary Contingent beneficianes 10000% Katie Vaughan-Edwards (100 00%) Cne700080C65ITS26NeT0C0302I9900004 0319030575004 el 2369TSSO tO0010 Pogo 4 of SDNY_GM_00325656 EFIA_00198441 EFTA01307587 UBS UBS Strategic Advisor March 2019 Your assets Account =no: GI-ISLANE MAXWELL IRA ?deadly ECOunt non.: Indio IRA Account type: Individual Retirement Account Amount number. Some Gras, axonte ascl C Until ydKS thoeen may tie applaainlyle Ay a 'flat gam andlosses mai not te druid* reflected See Imported siformareer dad >our 'Wend 8 the en1 of ths &camera tot more oftxmalion Cash Cash and money balances Cash and nOrey Dance may «ludi avaltie ah balances. UBS Bane USA aw*t amulet Galax's. UBS FCC 'Malta Rogan Rana 8.4arKM UBS AG Stamtora Burn *goal account talaxes andmoney ~HI nUud Land syrup [olarei See the Vapor/ant iniformattonabovitour slatedent at Me end d this /cement for *tab about trose timann. Hddng UBS BANK USA CEP ACCT Fixed income Mutual funds ~nag tilaxe Closing balance on Mat 29 (S) on Ms (h) 1,19771 1,197 99 Xs: 42 senses( R the toes dal reulvesteD dvdendt n does nee ~tide ani cash cigdendi h ih rot a tar lee for the Guiposts of deteiminng UNIng per o«ost basis. The shaves you rue.* each err you mows! Orden°, become a STOrate tau ICI Gast NM is the tola purchase oost tin the security. Ind udng Retuned CM,ClenCt The Ott basis mar need to bo =lusted fix return d <rust onworts morter to datomine the Witch-a <02 bans lotta 6971R1 rig moose. Nddng ~riser of duret %Khasi pri«/ Airerage met par Mare 0) Chem inresumni <11 tetteld on your statement induclrq shaves that has been red SKI .96 Pew agars el AIM It aim 00e5 hat include cash &dew* the, were not remeiked Cott Prite per ;hare Value Co unrealized dap investmen Hosting barA cn lAar »d) Mat 29(1) gin alma (S) he um ti) pored DOOM Last TOTAL RETURN FUND INSR Symbol- DBLTX Trade date Mar 31, 17 1,693.321 10629 18,00D 00 18,000.00 10.530 17630.67 •169.33 LT Total reinvested 123,104 10 511 1294 01 10.530 1,2%.28 2.27 Ea: $708 Osten t yield 3.70% Security total 1,816 425 10622 18.000 03 19.294 01 19,126.95 -167.06 1,12695 JR MCRGAN SHORT DURATION BCNO FUND CLASS I continued next page CW70005026SIXS2TN"7000302199000W 0319030575134 T123697550 100010 Page 5 of 8 Year Muncie' Advisor: SCOTT STACK MANLYLF CASRIEL UBS Bent USA end SI UBS ado insured Rog" Bank deposit aeon Manes are Insured by the FDIC waNn ~kJ* amts. bul are not pileiled by WC UBS AG Ranked hatch deposit account brases ale not insured by FCC and se not Protected by WC Moily market snug balances are prcented by SEC til ay MI mitredDi the FCC Mt per share Aet.age WM& 29 (t) tat osnencintr<rit Dot n Puled penal fiat anount (S) 250,CCO 00 unieuard fray) gain or it the allnese tunreen the turrem value arc she colt Gars and swild generallyte your toot* non or loss d the seceinty v..86 so° on rart date The hre e caged &loosen cr toss ma; need tow aillisted lor return01(20W pa<mledl5 M omier to &terns ne the Haired pan cr loss for tax reporting Purres. trseweenr return R the current va Lie ennus the amount you invested e Øs na induce shares that We na SDNY_GM_00325687 EFTA (H1198442 EFTA01307588 T UBS Strategic Advisor Mardi 2019 Your assets . Fixed income . Mutual funds cntinati) wane Symbol HLLYX Total reinvested 1,837.579 10985 20186 71 10.803 1984585 -340.86 19,84585 EN: $377 Current yield 1.90% PUTNAM SHOOT DURATION CaCOVE FUND Y Symbol MY* Trade date Mar 31, 17 1,789.264 10.060 18,00)00 18.00040 10.053 17,982.10 -17.90 LT Total reinvesled 66.872 10057 672.57 10.050 672.06 0.51 EN: 3442 Current yield 2.37% Security total 1,856.136 10060 18,000 00 18,672 57 18,654 16 •18.41 654.16 Total 396400.00 $51,153.29 157.626.96 4652623 671,626.96 Total estimated annual income: 51.527 4,ertei al shares atheist pima Amm43' Pat p)( Oa* (0 Account name: GHSLAINE MAXWELL IRA Friendly account name:tally IRA Account type: Indisidual Reactant Amount Account number. Cam inmitmem (5) Cost Otos (it atict pet mat on Mai 29(1) Your Ilnandel Advisor: SCOTT STACKMANLYLE CASRIEL Value on Unmated 284 inflamer* Holdry Ma 29(5) Lam at lots (I) .!loin (1) Wed Your total assets Cash Med Income Total YaHe on Mar 29 (5) Pacentned Cost Hanna your &WWII tea 01 annual 'mare la Cash and money balances 139799 2.04% 1.19799 Mutual funds unexcited attnct loss (0 Account activity this month 57.626.96 9716% 56,153.29 1327.00 42633 $58,824.95 100.00% $59,351.28 $1,527.00 -$526.33 Date Aellbity Cescapton Amourl (5) Dividend and Interest outcome Dondends Mar 1 Dvidend DOLI3LE UNE TOTAL RETURN FUND NSTL AS OF 0021,19 57 67 SYMBOL DBLTX Mar I Dvidend PUTNAM SHORT DURATIONINCCME FUND Y AS OF 02(28/19 39 64 SYMBOL aSDYX Mat 28 Dvidend la MORGAN SHORT DURATION BOND FUND CLASS I 38.94 SYMBOL' HLLVX Total dividends $13625 CW700:60C6S1752814, 70003021990C031 0219030575004 Y123697550 200010 Page 6 o1 8 SDNY_GM_00325668 EFTA_00 198443 EFTA01307589 c*1UBS UBS Strategic Advisor March 2019 Account mune: GHSLAITIE MAXWELL IRA Friendly account name:Indio. IRA Account type: Inthodual Retirement Account Account number. Your R medal Advisor: SCOTT STACK MAINTLYLE CASRIEL Account activity this month continued) ode Aohlty Oeunption Amount 11 Dividend and interest income (continued) merest Mar 7 hteast UPS RANK USA DEPOSIT ACCOUNT AS OF 0310619 028 Total interest $0.29 Total dividend and interest income $134.53 Investment transactions rol more inloonalion about tre pii(el vibe shCmin tor rests% led seat fillet. Ste en portent ntornatilo stout )out steterwere S 1St erkfolthn ONLinen, Dale ActrAty Deuipbon CTOCMCC from investment °alley v8ut (5) Pace (5) tram-than: rune vuthdca‘m ter ACC Ned mmettrnents pacI11(1) mteren <5) Mart Rem*StMent DOUBLE UNE TOTAL RETURN FUND !NM DIVIDEND REINVESTED AT 10.42 NAV ON 02128'19 AS OF 02/22/19 SYMBOL: COLD( 5 535 -57 67 Mar 1 Rein wstment PUTNAM SHORT DURATION INCCME FUND Y CIVICEND REINVESTED AT 10 05 NAV ON 02/2Erl9ASOF 02/28(19 SWAM: PSDYX 3.944 -3964 Mar 28 Reinvestment IPMORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.80 NAV ON 03127/19 5V8/801: HUN% 3 606 3894 Total •113615 Oat Annoy iDeuralcn Amount IS) Nib 2$ Balance forward $1,197.71 Ma. 7 Deposit UBS BANK USA DEPOSIT ACCCLINT AS Of 0310019 0_28 Mar 29 Closing MIS Sank USA Deposit Accouet 91.197.19 The UBS Sank USA Dews Account is your pinery syrup coon Stoney balance activities CeP700030C651, 529 TP7000302199 0X04 0319 030575C04 Y123697550100010 Page 7 of SDNY_GM_00325669 EFTA_00 198444 EFTA01307590 *UBS Your notes CW70008086517530 W7000302199 OXOI 0319030575004 YI23697550 18O010 Pogo 9 of 8 End of statement for account number SDNY_GM_00325670 EFTA_(() I98445 EFTA01307591 Important information about your statement LOBS retencial Santo H. Oho firma UBS Fractal Senor), c a motet ol al Knopf teo.nty, anyncdty and crams *se hahges UBS Enamel Sores a-dUBS Bart USA re stied stsdnrind LOS AG and ifstales of WS Secrales TLC the km% frontal lament n wadable upon request Therm's eon-tete °floes re at lin Instal SWUCCI ex. 1200 Hata Boulevard Wei-wale* NY 02COS IM nawnool r•ite•contc the ore, Mod Weed of yon IBS rnargial Scenal ac<ount Gibe. records. faedd *NO Is cloo.rterts. e onlanng coracle., elateshotid ma be relied urn I yOu bele* there 6 stance a racoon please repat a ornately n writng to the Bergh Manaept of the office omen; sees cgcoLet Ahdugh al gurei thorn, one Molded IOW ahufalt. nt ohniert data had net be tad foe ex rowan wy t1ey5.").0-4,14 It. kohl, Oa. Form 1099. 5498. tic )Own Prang Yates warn The Fern it mound by taw hp Opal TOM* RS Auntie duties*. reportable nntacibk (*Mends and !stable :teed toned ennead*, held sour accent. net proceeds On sale Itarerlars. ad pale basis on colon roused sectsbes Cownwniations with the Pins • bete et.confinet wryaiterratum...nom n retro tofurther pans you ntin. ecLarg Putt , ado. the Unreel MestaProlocInn Acth A) • II MO ONION' nemecn on the up tell cl re front of nut subset* is rot IBS Felelcal SlenChl. LEI MAW Sows ewes your roam at (loom trots by artarert wash the nekaud Mid./ en we Opened you cd Ire relleOnria nfohydd 004mtd the Ottani h the Chi. hat fund and toadies are leaned a UBS fnormalSanas rd rot We nod no totaa, ad sob wog nuke a few of cot ma a <mown to both ferns • As devised n the cocoon nonentity, you nut rolify in of any ono, ce lewd orntorm hod; reflected on your ild•monl MOO 30 doh shoe n saw Mad a mole and** • NM dnici cudonhe hrehlardi a VtoinKIO the Paws Chant MAO% Coonhont at 201.752 • 169) atolls fe B00.35.9I03, PCOA.0 to 600 IT Moeda, though Fro*, a en ninny to te5 *trout *Yon x.. Clot RMaFwe Departmen. PO. Bo. 766 Lhon Cnp 111 07081. • Al statements shall be deemed corn:fete ad acetate d not abettedto n twang tribal60 days • for TTY servoes. Cal 1144-612.09EIS ot Iran outside Met) Call 701.757.1495 • hose of eon a feJnICns *CAA an hodninK firth Manske bh parent a IBS Uce•debe cad oansactiam, cal 800-762.1000. of vent 10 UBS f na-col Sweet Inc. 11:03 Raba OW, 6th flea. Weehantat NI 07086, Ann RMASSA Sown Cita write as scot as )0J on. P ;co Lek sat statenent a wept ts swag or 6 you need more Sanwa, atrata a transfer en the gowns+ a meg The Fnn or Card bps (as arolcable) snag heat kora sco no heir than CO days rue We tem Call you to IM otaternme on *loch the NYC( Or Fob*" *Pend - horde aos nano and =art nurire Of any) - boat* the all Or doe wander you katt•• bout int 1001n *chg./ Myty Ca- *411)c° WOW n K aMa a why pa red my* dormice, - Precede Modals ansaLnt of the traded era The Arm of Card byrenil nee:tote your canals-4 and wed coned ant ma proptb• Fa alleged eras mohvg UBS Vas deb) cad transacto-s. a we it* none than 10 banns dlyttOcb the we oilmade Dee watt fee the arrow* you the* is n mot. so tna you vat hate the use of Memoney dam; Me Imo tales tato complete az nosligatran Mere make all checks payable to Me rem or the f nodal intutaien Mooted*, tie fret d Ms immune In add/onto rogues wart foes. accounts nor be abject toman:mace fees. changes fix late papaw fo- sectaries purchase, and Margo, fce u-pacl ;mans n ash ahhhis ACChnh that re transferred toothe nehmen. mat be u.*,ect to a node, tee IAS Swop Operas IBS ono" atom fa sweepro cash balances to bark depots xcarft at nen-alluted baits ardaHilated boat and money Markel Maui hods (Money rads). Depose yawn at LOS Bark LISA arclegn.althrod tortes pancoachg n the UBS PDC tared Depo Program re PDC-nstred n reactance weInr i C rulK For ma* riomnbon. please me wnwldcgew. Depose oast, at UM AG Slonlad Bath rd thins of Wanly hack are not ivied by the IOC. Bare aeons" am not protected he WC Monty rad Owes re protected by SIPC Sc. "LOS Inmost Sences Accord Prolate" below. Leah say recur* brava, n the bark alum may be wth&awa. rd ohm of a Merry rtrd may be Itiactalecl andthwarted, rancho pa coax thud es eho.rd Fate nfammton about babble swop options. nclang <atm, entericl reef std yields. o toast,* al wow tat comf sweeps:vies. lean yoke Frunn el Achiscr a bb <afro BCO 262-10:10 Sorekep account protection The Pan is a monster of Me Sauces nada Prohdon CaPaahon(SOC), which protects Sburetoi *waren of es members to to SS00.000 (naafis; 125400) for dome fa cash) Enstralory brochure nobble teen realm a a www sp<019 The SIPC awl Protection limn apply to al accords tut you hold ha prattler bore), The ran, together withco-Ian *hart hr. abo p.eMased supplemental cosine* The mailman man payable to all Stable dem* coledneb under he prOlhbon s 1%0 mike at of Oochithr IC. 2016 bona to to topic? con11 urn ad lynthmen. can the Fern s *mho( protected ice to to SI 9 mato on the onnhOhe la all you alchrlf bed es a pelotas (they A het <Copy of th• poky te:rdro s amiable Loon moat bother the SIC pearden roe the stoparnertal phialon holy id: • Ginn tomcat aster worked by fad melded es $11 Scow vat..) tut hetiaway Kern LES fnancul Sense Foe matte anal CO anteexe geoids, nckdro drub* note". and BO ire" of mutual hods registered min name of the roan, holds on the to*, of the ore a transfer !glen), • imestmere «marts a nwsinerst Merest, (e 9. tented patnenheas rd ante placements) teat re not massed tray to Setunttc Act of 1931. • Coremodhesccetrach (e gt. levels oychaego ad ascots metal <anti* rte ludo) haves contract, atl trawrodtt <Taco comraas. rd • Depose accounts0a-cot <enact*, of *rota IBS Bak LISA. UBS AG U S benches and bras n TDK ensued Doman PrOdtm The SIPC DeOlhloo ad Iheluaohnenielputecich do not apple to these assets ern if they came* ;par on you' garments The SIPC peolecton red the supplemental protection cbna VOW aging changes the market vela of you reestmeres (whether as a roil a market movement. issue baknseya otheewtsel Dividend Reinvestment Program (13Pi'l The V" rtihtlod a en Sneer IMO, you may obtain Me actual once Oho y0.• Inmost &chaser One neve sheet me puchased under DRIP. partial shoe, rill be paid ad the ash all be *pouted n yw xcc•-nt The dwdend ren.thlineni once ,sped WPM )sus my claw Iran the math ace at yawl, to Phial ium, resod Cash•iebliau Gray whit' enbt my be held ri yet" ware a you n Willed Ion pink., oh as a roan of a &nand paernere or ~roe. the rimn all ether sell ant unit at owl** ace a rapt an !Mull determased tat a reatend term *racy. rdoede yoke rerun lenvetment objectives The evonrwe *beams and ask profile are streak to nth account and soy vary batman you teases Pete advs. the Fens prorreibr n wrong d WO sayhoint Mange ha fond mamma em °brows For each Account Mkt you choose an of het °bang tenement clabdrees • hocks& Current Income arentmeres tang the generic. of none aly • At Imo CoprtniAKAWurcex ywhInWelf Meng gronth of panto., !aim than the gowaten ecorne • PrenduesCombsan of won* owl CAMM Appeecaanon Ineesunerns 'taro tab the generation of •-ccme and trona of principal Berta ask ;Silo • Conattwene Seeks to fronton nth pitch. ?nth bora and salinityto the mast oretal, hen i4 Ong neap the accobnt clan not genre. Kinnear* income ce roans at may rot Imp Pre val.' ttibbr, • Modenre Wing to accept save n010 pnmpal rd tolerate sane obliey to IM here rams • Ancoove Wait; to =oh ^* l*fnrc1B.I ad logo rarity to oh hip want ha len • fralow-tAgdaty COnad•rr Ca I 4•10a0d, a paton of We pentolo ha tat Jahr. may Mauch oomph. coolegh, hotrod 'dude,/ and ccomf welding Statement Isataholdete We may conso-clrelt aft re ed account itaWnerts with the same eaten n the same eenekee. e.9. because they hare wenn *to ado mean pee eaccati re Loonier, *eh other clans al the wee sate) I you prefer to maw led /obi statements marled n aparte trohoch, you mar &ono hooter:43N by calrg yea fractal Adage Friendly it coat name Re bendy 'Court NW* it fa tugantible •rutrarro• Morn by you to tint you wit, yet' rerordkeepng t has no hod effect on your tease. is not mended to read rte straw. onxIAL reCOrrererdien. mermen* *bade* a rd: wade tweeted wren pour marls. and es not encamps of suarrake nut wratt or not hoaxer mutt. <ma wet be achond thOWYsintt /MAO IN oh el kAS onthcfn2 to nO Ol loss of the rare et...omens You <n dung* yout handy rear* names group Oruro Seneca or by contactag your f nal( ethane, Accoratovorview • Vats of your accocodpardort Net of assets ad bJ et • Assets hank" nibble <ash braces. oler foe 'twinedstunt/ (eta, ed Gobi Tent Depot; veralgednuat wake. and anon amen not held by the cm Does not okra aced seasibeinsels a the and a the poor and Onat gatemen periods. a rho% neestetwel anted dock vixen and eat rouble goo oven* • Cubless Whin dMil Wlanat, Oulitaning Munn loans veer In, then rearm bares • Cashbonty Weer Total of trrearod ratable oath hdardh OA &poor balances al all Aged ad nen-aff tubed bares. and matey market natal's-id sweep balances. at the <bled she grown prod Nen-cormsedly needy& balances n your a(catel at not seat gaol from other balances ski the Fern troy toe re thew ketch nine adnry caned is [camels Thew finch re payable tern your demand. Tens town a1 ale, the curia prod eke., oar landlna iticematiten fa doted nIcemoon en the anis Iraq radian ad &dons refs to yas Clore Rebtionshp Ageernent a Attar* Arreement ardt*Gmecal Terns mdColations IBS kakeenMt of Credit Prielkes lamiabk nAorem•nel and Mt busts ad oww ce ectro,urtyttc.cho SIDNYGM00325671 EFTA_00198446 EFTA01307592 I luport a nl information about your slate Meld (rodead) Yam rani Your ratenar ~es sauntes and orer amts had new meant A the end of ilneflaismeil prod You may ad for ~fluty paid stones x ay ern You enarieam won*. used at loan <Omani Am Iseteq any balance due anthem Ary waive ransfered topfim dang the statement pea dat hied al main valdal a the end of the statement penal • Cathesia. In deternsinno the cost boms of the stair included n ten tenement. *Ste *visaed web the reurrte 'I,' L85 anneal Sweat ha nand feennalen <blared Icons ~on alper tiso lei Savod Sinnott inducing Mammon Iran anther Irma thie you may have ponied ,o you financial Admix la Fern does not rud•ptecbmIl ~Ay cc griminess. xy ca any darner fronded tysoLras other than L8Sf nancwl Samoa adlion akhough LEK F na el SAW'S antra vattertes Ow ~Sr as t o mewed the Firm does mat randt any Main that the Samar ~Cost bate' sd 'Unaided gin loss' o accurate at es Pie dated thi stater. Ostrich, plowanon ray on des nIcemelca make ~chase« sale dat ea la Ixn papaws a *therm» Accounts erolated Iota Fan nay flied {wars donation only for ix pond of lime they se ad at the Fah More historical Warmer can be added by pas Peskal Aatot • Unrealiad gantaloans Wan data el nobble, estrated raYearked gamily's., et </lotted for /duds., May bh the enact on data for relaclo, toes myr may nc< roan <crams/am Algot tar to:umy toorgr,:x.ca ~nu Orrand ad Olief foal loll ais syttemate ~Maw la re each craned to diatarce. ,tiard lot Tha 'trade date' <Øn prawns the agW lieedflee papa dale • Calais sescurlas Buds and troldred lock that the issuer ails for earY ~eon wil be wlested ~A. by lot lim raced xl saunbes d that issuehS r, out rum, armament* name for car dents Cal lean ~ern oared from tad pates ard is money's nol wiranteed Other cal leans mental mode add eta well. ample* ~as wit be worded ran noun • fritak, has aptayed forward*, and other maybe hip« or arm thin the pnce that you would actually mono in the market Peat aro ~rpm wart Bed Pry ~as arch we beta, so be ratable. INA we do not parrite tar ataxy. - We anew* use dew chino peke when »ratable or the ~of the bd and oik prkes b bled wanes re: colon a only bid awn Ice OTC ~eel - Via rialf tradedWan« may be vivid taxi a vaster medal a the most recent price we atoned and may nal reflect W. actual mat« at oi - Cedar wham rum spear without a pike and we show as 'ace was not snitte we ire unable to chin, a Via da a Minty- Otpows a warm. deriomnsed in osraca abet than ti.5. dear re reflecied at the mana rate alai the stamen date - Fee vitae ivy Gea fadegn noncorionnny snoroseens ace rd gurney dace .4Wray how been aanied to *whale proper wanton. To obtain <tram <man" when addable. contact ray fnats AatOr • Firred invalreenta and strand produas. Private nwstani $46Vilina (r(istrq dean artaharan Morn «drat estate earthmen flod mutt) ind Amused groacts ae genteely hitry rigid (ran simkrearodmis hare not been armed with the anti es and fat bra Commotiona ‘ncler ry 301e atefinni laws We prow* nitrated valem for rev% roestneet stones and ~lard products fa Soren, ficnat OraG Ateelity e not Surånteed - GeV Wiles Pithy deler sdastantMay Iran ants. any, 44 vki(h a pram radiant see'vr eer strata& product ray be bowl* a soll and do not nnewady maestri the wire you may mare LOW, haidmen. med party estimates of »La are as of • sedan date and are suppled to UPS Prurcul Sayan on a roals base by as ~at ...Lotion Inn - drue. ~at panne or room& &dinned rawc d ay. ant traad toteSim by the mar. antral pan a wand and may be <ablated bawd on 0~4 mamaan ban that used by did panes to dame he nimated wean - You can obtain aatiral ritcrmatentegorcfrig dav ~ndn•AI.w used to deterrent the ntemate of value and the date el Pw Samren that n. the bisis la the «was* by <on actrgyos inrad Odra( - med party ortmaled valas maybe Saari as 'NA aced' on several Iowans' neon an don Awe valaon lam has rot 949Ired a 6 unable 10 align sae newer we became ante that am/VW vent has roared rm., calla Pre~'Y fared wire et east«, « when a value mold bang.), spaubure due to the raze el the "many - Wen nit an ea.', ~II panel« a spate anted akt me a ~dory Pined vale 6 pro.cal the rat* of the sonny eel be &gram from us peach».pie - '061r201Orn to date mair include ravnot Morle a both ▪ 'Oriorui unit site' Vialtionls the nial oaring age per unit and myna react >as ant base - DPP and Wined PVT '<cairn re not listeden a ortneal ~Gel ,doge, and are CICeraly dicsad and amen d they can be sold Ih pme mead may be as tanflat share maenad value prattled n she roan aurae • Ilsobatedaeritiss Pisannedtentail4 "Peaty are not mert* digiblr to pilk mal. Les Firssul Stn.«, unG tea mark« one ad twUrettintledstod the sane issuer as an nand yak* la the rtOrkied slat forpapaws of Md >Meant onfy. To Pe Vent that mess led setae es me eight., or sale, the wire mead may be salastemidir less than Ix Maned sae ran. • Ca (estarrate4 yields and VAS. An antinee ol and neonod it bottlen current dialed and ~fates, WisneiG Ile leaven wit be held fa one yea from statement date a oil nar saey TM eraillalia t coy a guisblanis aftVaCy ad Veltvad inane» ail not gumantad Earnrad an d mane and currant raid Ice (.1ar, M>P1 Of ~as <cad include anion el anal a 0014i gm's n *Nth Me the ell income fend anent yØ would be aerated - &Mad rand «arse end anti yield and the actual income and Mid anti be brae a eater than the ester:tad amounts - An enema al ma:4d income(anard antra infant) dried byManama market ~awn. balm« A~ on the lass dwand et rarest parmm madby the nora and asnnn wcanwidmosts tot be aid tare ww. from she st Arrant ate or untilnun". Acomacy rid oranad yed se net wined. • Maas not hold by MIS Financial Sans. Cerwn assets at not held by the in, and not wino the Innis possessir or <carol Thew Matt are displayed on yeas slat~i1 la Idonealsanal pep«« enly Potions id Wk.< P•n•nt6d ae pronad by the openg hem UPS Sneed Sinai not resparstaa foe PA Mammon rd does not atria is accurry law asses me no, protected by SAC a la arms tradeantal SPC coverage • Rana sharing and addithnol compensation - In Jana, to cowasonsai sales and I :b.l fen retened n <radon wets the diserfavban of mutual funds to am cants we refer at Altai recta nan, Nang papaws fern ~en ardor admen of the mewl ea Pill ~0 ~al ae bred on two Wart orrancenst (0 Ina arose 01 ISMS by LØS *4 a partatar nand lund fati9 lo toots <twat% and OB the deal skred a >aorta maul Sod Ian*, shares held al rhe fim - we ad a Atha alt 'Kea ~wed:pan:I antis veneer.; lees es conederadv for ante nerd union trav provide to the mural Ma Tate ton genet" re pad frem maw Awn n the rn-tual and and se afeceddolly wan bawd on the runt« of eCterat at to brear-bake Mang rascal fade of to find laity - l addt Sr to earns's:asMead la ~ion wit, the sale or diabution ral fl uty contrxts end tint nwelmel Inn/ urns loots clans. we anda as Miaow mare tewrwe ,haring orranSatran ben mow of the rourarce aware, underming the annuity artraaL Aldan d the nuance anoanos a spatters of the urne ~ban busts ~dabs* - Adder to Oremily•Mreternd from the pirate and sale of tanrAar s loth we yder Aft ate wawa an assn.based ~shoring payment from lantStures ~Wort. en well as fundnalot inhaled, development train? rd educator.. - apses rho recs.e wring corerisscro and adv. carperoren from mast unds and mose compana gic&cts vLo dabs* We went con•i: tux on Iran L85 Die LISA, LGS AG Surdord Chinch and ncn.aff elated bras ti-~ our cash swap proya-ns TMs ccmpensxpn may be a mantely pa scan fee a may be a patentrand awn°. dal! apart balances Activity Information regsdn; swannery and ether throes incurred in caned on *Or the omton of van, raludr9 Øen Våre.rbant haban ncluda on cairrahons pf 4,/i)Wkr furn9yd lord. ad sill be fronded to >co renal/ en maid Short walling I you re tamed n short wing aspeny, you may itv ei dyne dut to ostan baravna cosh fa ths polyol* security. Open ran teltadn9 open or 'aed idlancelet cedes dan urol ~AVM by the Weaned dale, open buy and sell Popoden se reamed by the amount ol audits antes am rot dale,* a ex reps date unless nsimmed ~ea byso You re mamba tor actors that at named due 10 your fast to cant« ending am orders. Privacy To Wen a copy of am ant« Clown Privacy Make. Plea~ your r atInt.41 AØ a vet a website www&meorubmarrat - TetanalSemen e rol• bank The BMA &awn Sena: Ocean BSA and BLU we brawn, account with pond. MVP be baling ~et and pedals larartr arrangements wan Alibied bank and Wee *what,' tails. and preneht access to mane and annoty parrs issuder unalfil+211,1 thedearty frivan <Weans. Oro* insane arty hadunn V ol LFFS nano' Senn" Inc, - ern-Anent, ~roe. andenus Veda - tla WIC rand • No bard. pater May lose ni.* - tMA Resod«. Management Amami. Dimness Steen Mecum BSA, MAC and riernatovi Rattan Management Account se ,grand sewn nuns of MS Stone., Satins en - ViSA rs angerod Vadanirk owned by Vda Yeammonsi Sanwa, uto easel ad MedWrc kenoThe WS %/ ona tads rah. LEIS Vita debt ordn an mad by Ise5 Barl. USA wain Wasson Iran ve USA Incorporated Mahn trademarks, raotered natmads, tenet mat and mg awed savannas re of then recant companies LIBS Farad Serven Inc an 2018,0 SDNY_GM00325672 EFIEA_00 198447 EFTA01307593 it4 UBS UBS Financial Seroces M Prwate Wealth Management 299 Prk Avenue 26th Floor New York NY 10171-0002 Cedr70056844$50419 VI 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: India IRA Account type: Indreclual Retirement Account Account number. Your Ilnancial Advisor. SCOTT STACKMANLYLE CASNEL Phone Value of your account Questions about your statement? Cal your Financial Advisor a the on March 29 (1) on Apol 30 (S) - RMA Resou'celme at 80041MA1000. account Your assets 58,824 95 58,826 73 Your liabilities 0.00 000 %sit our valuate: www Lbs cow fmancialwences Retirement Account UBS Strategic Advisor April 2019 GHISLAHE MAXWELL IRA Items for your attention • Help protect yourself from fraud and Norew bank, credit card. and brokerage statements regulady. Also, get your free credit report annually from mew. annuatcreditrepOn.ccen. Value of your scam nt 558224.95 Tracking the value of your account I Thousands $58.826.73 570 -41 570 57.2 52.7 931 588 588 Dec 2014 Dec 2015 Dec 2016 Dec 2017 ON 2018 mar 26,9 *a2019 Sources of your account growth during 2019 MILL' of your &count at yin/ end 2018 Net degOSitSaNd wthdrawab Your mestwent return: Dividend and interest eveme Change in trurtat value Value of you accoust on Apr 34 2019 158.12523 -$21748 5553 39 S35559 Mall26.73 Member 51k ChP7000300$684485Ne2000t856960C034 Os1903057SCO4 'et 236975500000CD Page 1 of 8 SDNY_GM_00325673 EFTA_00198448 EFTA01307594 SUS UBS Strategic Advisor Apnl 2019 Your account balance sheet Summary of your assets value on April 30(1) Percentage of your FICatInt A Cash and money balances 1,08829 1.85% B cash alternatives 000 0.00% C Equities OCO 0.00% D Fixed income 57,73&44 98.15% E Non-traditional 0.03 0.00% Account name: GleSLAIIE MAXWELL IRA Friendly account namc Indne. IRA Account type: indnidual Reorement Account Account number: Value of your account $58,826.73 Your current asset allocation A Total assets 158,826.73 100.00% D Eye on the markets Your Nmedal Adviser: SCOTT STACK mAntrLE CASRIEL • Cam and money balances may include avaiable cash balances, UBS Bank USA deposit account, UBS FDIC instead Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual turd sweep balances. See the important mkumadon about ow statement on the last two pages of this statement sot detail about those balances. Index Percentage change Apri 2019 Yew to dam S&P 500 405% 18.25% Russell 3000 3.99% 18.60% MSCI- Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 3-month Treasury bills 2 38% One-month LIBOR: 2.48% 0.03% 2.97% 0.700:0005684486NP70001E669600X4 CAI9 03057%5004 YI 23697550 000000 Page 2 of 8 SDNY_GM00325674 EFTA_0O198449 EFTA01307595 SUBS UBS Strategic Advisor April 2019 Account name: GI4SLAIIE MAXWELL IRA Friendly account name:Indus, IRA Account type: Inclonduai Retirement Account Account number Change in the value of your account Summary of gains and losses April 2019 (II Opening account value Withdrawals and fees, ncluding investments transferred out -109.99 $58,824.95 Dividend and interest ricome 147.79 Change in market value -36 02 Closing account value $58,826.73 Your liaaedal Adelson SCOTT STACK/kg:LYLE CASRIIEL Year to da Se IS/ Values MCCAW below encludt products for nerds eons and losses are not (tooted. Realized darn and lasses unrealized gams and bc..es(1) $58,125.23 Apra 2059 (1) Year to dam (1) Shen term 000 000 999 -21748 Long term 0 CO 000 -572 34 553.39 Total $0.00 $0.00 -$562.35 365 59 $58,826.73 Cash activity summary Dividend and interest income earned for Pulhoses of ass stsernent tactility c4 Interest and OrtOind income has been driermned ban a US to repuang tenOeCtive Used Won the residence d the a<Ount Neer, acount tn. of meow byre some interest and& ovoenopnments may not be salted to tinted Sixes (u9 ander Puerto RAO (PR) Mucere uses The client rronitity Palterer, is not Intended to be used Mn cannon be meted ti tot IS puTotes. Chintz thou 50101 to 1M ;OK to tat toporting toms they wove hem UBS amity, nth as the Forms 1099 and the fats £Be, for tar retorting informatai nit the [Mate of ties to fie the swap, tee reporteho loons nth the US Intend( Rnenue Sent(' and PR Treasury Deponent. and in such terra needy cl.tfy dvderct ardor interest as tar exempt or Iambic income. lime tornatt your inchidual tat Dreamer. Aped 2019(1) Year to date a) Dividends 147.50 455.17 Merest 0.29 0.94 Total current year $147.79 $456.11 Pr or year ad)uStmerd 0.00 97.28 Total dividend & interest $147.79 $553.39 See Anna, attkly nres month los deals. &lances in you( %Leto Oci1oTt at indiackd in the totem; and dosing biantes 'ea rm. FDIC insurance adobes to deposits a ties Bank USA AWED baron parteparrnd in Ile ties FDIC tenured Deposit Program a Met not may to deposits al UBS AG, Stanford Branch SIPC TohttflOn Cites to money market swap fund balding; but net bank *pout. Seetrapottant Moe fzuron ebOuryOut daternem on me last MO pages of INS casement kr April 2019 (1) Year to date (SI Opening balances Addkions Dividend and interest ncome $1,197.99 147.79 $1,304.58 553.39 Total additions Subtractions Professional management fees and related servces $147.79 -109.99 $553.39 -21748 Funds withdrawn for investments bought -147.50 -552.20 Total subtractions -$257.49 -$769.68 Net cash flow Closing balances -$109.70 $1,088.29 -$216.29 $1,088.29 CW70003005684487 e6696 0000c 041903057%04 VI 236971S0 OCOCCO Page 3 of 8 SDNY_GM_00325675 EFTA_QO 198450 EFTA01307596 *UBS UBS Strategic Advisor April 2019 UBS Bank USA Deposit Account APY interest period Mar 7 - Apr 4 Opening UBS Bank USA Deposit balance Mar 7 $1,197 99 Closing UBS Bank USA Deposit balance Apr 4 11,198 28 Number of days in interest period 29 Average daily balance 11,197 99 Merest earned $0 29 Annual percentage veld earned 0.31% Account name: Gle5LAINE MAXWELL IRA Friendly account name:Melly IRA Account type: Indn4'I na rement Account Account number: Your investment objectives: You have klentibed the following investment obiectwes for this account g you have questions about these objectrwas, disagree with them, or wish to change them, please contact your Financial Achisor or Branch Manager You can find a full description of the alternative ',vestment objectives in taloa/an( ',dominion about your statement at the end of this document. Your return objective: Cvnent income & capital appreciation Your nag profile: Primary- Mxlerate ',vestment eligibility consideration none selected Your account instructions • OBS Financial Serwes Mc. is your IRA custodian • Your aCcotnt cost bass default closing method is RIO, First In, First Out Your Muscled Advisor: SCOTT STACKMANtYLE CASPIEL CKP70O)30O5634488 rP7OO0195696OOZOI Cul 9O3O575O04 VI 2369755O CCOOCO Peg. 4 of 8 SDNY_GM_00325676 EFTA_0019845 I EFTA01307597 UBS Strategic Advisor JBS Acid 2019 Your assets Account mane: GIi SLAVE MAXWELL IRA Friendly mount name:Infix IRA Account type: Indnadi. Rebrement Account Account number kene pnal, ecome and CserMI elueS Sham may be apOrtormale. Asa revel gals anC110SMS at* no be monad/ needed. See imported informeicn *out ice, statement al the ewe of tat cleaned for nxvt mlcanelic Cash Cash and money balances China/id 1,OThrf balaree; ma, roc ups asalarie cash blames, UBS Ban USA aspen amen beasts, UBS F Cs( Muted BogenBank Beams, UBS AG Stamford Branch avast account Waxes and n-asey nerd mut al Iund sweep bataXes. See the imported efonnabon Moot rxm steeeeent at the end on this doomed foe dials about teat Wanes. ng Openng balance Closing Mince on Apr 1 (1) on Apt SO(S) Your limodal Advisor: SCOTT STACKMAJELYLE CASRIEL ties Ban USA andel UBS FEW Insured RogenBares ckpost dawn Warts art Mused by the FDIC Wiles amicable mum, tin are not crawled by StFC uBS AG gawked Branch deposit account Waxes as not whined by 10K and me not protected by 9PC Many market sweep balances are protected by S$C but an IV whiled by the rOiC Pnce per share on Oa 20 MI Are rage rate Peden° interest Penrod Dar el Pena/ Cap snots/ (S) UBS BANK USA UP ACCT Fixed income Mutual funds 1,197.99 1088 29 Total teeniest.% is the lad of dl Demented dedends n does nce include any cash chidden& n is net a tax la for let purposes of deeming rddng peneds a cod tress The shares you recent each are )Co tensest chidencK become a S(ykarate 'Sc W. COSt base ethe total purchase cost of the 'crusty. Ind sang 'vomited dndends Tee COSI bash may need to be aluited f or return d captat pry mat in order to deterrnne the adissed cod bass lot ix lemon; Purposes Hddng DOI/BULK TOTAL RETURN FUND 94511. Symbol DBLTX Tradedate Mar 31, 17 Total reinvested Ea: S719 Current peld 3.73% Security total 1P MORGAN SNORT DURATION Kr* FUND CLASS I etoomm pope Hunter Astray Mee of shares per thaw IS) Chord ihrostmen1 (II 250,020 00 weaved pad gain coots is me clUtrence beta en the Current value an, Me colt ban and scud general'sO.your tattle grin a loss d the seamy wa soil on this date The unr <Sued Rap gm n a toss may need to be x051010' return of Captal Papmerls m crew to omen ne the (Matti ga n a IOSS fa LP mooning papaws. walleye', 'ewe the current ka ue menus the amount)au infested h does na induce Shares that we not reflected on sour pat/meat, ,nducirq shares that ham been reeled BS titre a gal or a JOSS It sleS0 MIS not include cash dedext the nit riot retitled Cott Prior per share bass 01 cn Apr 30(S) Value as unmarred (tat) metre:rem Ncerg Apt 30 (SI Slan * Elms (I) seen IS) Pored 1,693.321 10629 16,00000 18.000 00 128,770 10512 1,35367 1,822.091 10622 18.00000 19.353 67 10.500 10.500 17,77987 -22013 LT 1,352.03 -1.59 19,131.95 -221.72 1,131 95 con tmued next per 0417000200568140210200016569600034 0119030575004 Y123627550030002 Page S Of 8 SDNY_GM_00325677 EFTA_00198452 EFTA01307598 SUBS UBS Strategic Advisor April 2019 Your assets . Fixed inoxne . Mutual funds «Or:bound/ 110(har. pore cr b shasn" ncleng Symbol HUY% Total reinvested 1,841.668 EN: $392 Current yield 1.97% PUTNAM SHORT DURATION 'KOS% FUND Y Symbol MY% Trade date- Mar 31, 17 1,789.264 TOtal reinvested 71.222 EN: $454 Current yield 2.43% Security total 1,860.4% Total Total estimated annual income: 51.560 Your total assets Account name: GHSLAISE MAXWELL IRA Friendly account name:Indy. IRA Account type: Indredual Rebremen I Account Account number. Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Auer:Tee l:141Z Client Cost Ale pet Play value on Untrained PM inresimert Holdna mostrorm (1) baSA (II on At( 30(11 Apr 30 0/ Cron or kr° (I ) return (11 Genoa 10965 29230 83 10800 19)390.01 -34082 I 9,860 01 10060 18,000 00 18800.03 10.060 17,999.99 9.01 LT 10.057 716 29 10.060 716.49 0.20 10.060 18.0%00 18,716 29 18,716.48 0.19 71648 896.000.00 $58300.79 857,73844 4562.35 821.73844 Cash Cash and money balances eland income SAMS funds Total Account activity this month Dividend and interest income avidends value on Apt 30(1) Femme:red your &WWII COSI PM (1) Dinneen annual 'Marc (1) Unwind pang ID'S CH 1.08839 135% 1.08829 57,73544 98.1596 58.300.79 1,560.00 •S6235 $58,826.73 100.00% $5%389.08 $1,560.00 -$562.35 Dee Antony Descaption Amount IS) Apr I Dviderd DOUBLE LINE TOTAL RETURN FUND iNSTL AS OF 03,2919 SYMBOL ULM 59 66 Apr I Outdoor! PUTNAM SHORT DURATION INCOME FUND Y AS OF 03129/19 SYMBOL PSDYX 43 72 Apr 29 Dvidrmd JP MORGAN SMDRT DURATION BOOR FUND CLASS I SYMBOL' HLLVX 44. 12 Total dividends $14730 CAPTC0C60056844301M0001135696030310119 030575004 Y123697%00=0 Peg. 6 of 8 SDNY_GM_00325678 EFTA_00198453 EFTA01307599 1 UBS UBS Strategic Advisor April 2019 Account activity this month (continued) Ole Activity Account mime: GI-ISLAM MAXWELLI RA Iriendly account name: Indiv IRA Account type: Individual Febrement Account Account number. Year Nisandai Advisor: SCOTT STACK MAPILYLE CASRIEL Dexapron Amount IS/ Dividend and interest income (continued) anoint Apr 5 Intorast ,J85 RANK USA DEPOSIT ACCOUNT AS OF 04104119 029 Total interest Total dividend and interest income Oar sonny Apr 23 Fon Char9oei OUAFIIERI.v FEE .10999 Total professional management fees 4109.99 50.29 $147.79 Oneapron Amount (S) Fees Investment transacdons Format informer., about tre pnte value shonn for restreteOsecuetes, see Importer,: rwaaroiroa about 100€ statemem at the end of tree cIxeenent Data Acttsty Onoplpon 'overacts Iran Investment Quantity vier? (t) P1( (5) traniancen (S) tuna vottarttern for At< rue0 InttlItantt Mold (5) *Nemo (5) Apr I Ponsestment DOUBLE UNE TOTAL RETURN FUND INSTL CIVICCND REINVESTED AT 10 53 NAV ON 03/2919 AS OF 03/29119 STN1301. 1781.T% 5.666 59.66 . AprI Rein etTtment PUTNAM SHORT DURATION INCOME FUND Y CIVICEND REINVESTED AT 10 05 NAV ON 0312999 AS OF 03129119 SYMBOL: PSDYX 4.350 .43 72 Apr 29 Reinvestment 1PM3RGAN SHORT DURATION BOND FUND CLASS I DIVICENDREINVESTED AT 10.79 NAV ON 04/26119 SYMBOL FLLVX 4.089 -44 12 Total -5107.50 Date Ammer OtookoOcA Amount II) Money balance activities Mar 29 Palma (onward $1,197.99 Apr 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 04404(19 0 29 Apr 24 withdrawal UPS BANK USA DEPOSIT ACCOUNT AS Of 04‘23019 109.99 AP( 30 Closing UPS Pant USA Deposit Amount 51,001.29 The UBS8r3a USA Deport Account is your primary sweep calm 0.7000300938449119700019369600034 C419030579)04 v1236976500:00:0 Page 7 of 8 SDNY_GM_00325679 EFTA_00198454 EFTA01307600 SUBS Your notes C W70003005E84 492 N77000195696 CCON N19 030575034 Y123697350 CC,C030 reg• II of 8 End of statement fct account number SDNY_GM_00325680 EFTA_00198455 EFTA01307601 Important information about your statement CBS re-uncial Sean Mc. (the firma UBS finaroal Stomas k a muter of al anapal seamy.. canna:Sty and <ohms *schwa), LIB6 rnaexialSthras and LIBS Brk USA re radian sLbsciarres a UPS A6 and ef nem of WS Stoats U.C. the Pim% franca, gamer, es nobble upon request therm's omen °flats re at Len inatel Sakes he. 1200 Warta Boulevard Weave& en NY 07086 IM trawnoor (*Wonted* ore" Med frefee0 0t )W tan Parma Senses ea0unt Olho recceds. +**91 onkel tit, dawns-M. antwing <aalclep date shaid rot be reed teen P you bele* Thee 6 th ence a emus n. phase report a mendedf n twang to the Bergh Marucpr of that office omen; rats mean Alta* al hams dawn re intended to arCuralA stalemed <Ira to not be used lee La rowan ray sty$0^ rex-mid ta, lams, ea. Form 1099. 5498. . dlc h Own rea m, Yas 'Zr worn The inn o reputed be taw he Opal loth* RS Auntie &elan*. reportable nthtmabb (*Mends and !stable Meng caned en secontei held n Meant. net C Kat* Cer fee traneal WA and tog basis on oaten coveted sectsitm. Carnaniatione with the Finn • Pease reconfirm the teal commune...bons n retro to ',Fehr pace, you mfrs. ekb-arg P o rt" %Ma the Salsa k( s Yank( Protecten Ade a A) • II the finthad nada°, on the asp Ion ci te More of thieSiltentre 6 ra ABS Farina Stearn. UBS MANI Soros cartes your mount at charm, tacky by artarent •vih the nrkaud nala Orr we reformed acted the relleOnthia ethenyar Olealn .a the atani In the are. teat Iola and wades re located s UBS frsannelSen as and rot We nab cra btctee. rd you wag mike a report of nova a ammo to both firms • As devised n the acacia Kretinentz you mat rplif y w of any eras of Ireira swolarg &eel ahead on your sidemen' alhn 30 dip *0' n sot Ineleda nude avatar* • Nye Orel (Won'tf ampler.. a eflairei to the inn% Clem leant% Depatiene at 201.)52•169) toliree t 600354.9103. SWAM to 600 FM. IT Monday though Foley, a in IN al to te5 enamel *von lx.. (lent Rilelaw Department. PO. Bo. 766 Lhon Cly, In 07081. • Al statements shall be deemed correplete a -cl mane ii not *bettedto n wrong wthil 60 days • fa TTY woad Cal Illa-612.09BSot from °Aside nett 041201.357.149S • hose of amen a <mislay abat th ole:treat Ise* Vander (DM bitparent a UBS Vet debe cad oansactem. cal 800.762.1000. or wMb UBS Financial Swan Ye.. WOO Harter OW, 6th f kor. Wanes. NI 0)0314 Ann RIANBSA Sewn Canaanite as soon as )Ca <an. I gaa tat you statement a roeµ es acne or aye need more nfarnann Eras a transferal the statement a retept The Peen or Cad bas(an molcable)rmot heat frornyaa no It.. thane° days roe **tem MI you IM tee Catena, al Mich the Ere Or Fob*" *Petal --- hoed. was nano and act nn nada. Of any) - Debbi the 0108 a he wander you me a6Ve about and mpLan molest", m yarcthned Pal blew nit thence a why pa neednen ricemehm - Provele the claw ampule of to expected error. The Firma Card based meg oat you <emplane and veilarea any era purrµ( to sapped errors moth-g LEIS Vaaockba cad uthesacto-o. a sold* awe that 10 banns clay; toot tn, we allnada you wan , fee Ile Snare you that re e. not. to the yeti vol hie the use of the money dung the Ire tales Leto complete at nwsloaban Mara make all checks payable to the rem or to financial residakn alerted co to front d ite statement In add/into rogues Ware too, swains maybe 9.1aptct tomanta-ace fees, chaµs to late papaw fa. acumen purchases and charges Ice u -pael ;mans nosh aaCunis Meant thr re renetond tootle( nostaials resat be suhea 101 handle lee /AS S Opekew IBS whom O fa sweepro cash Rance, to bark depose =arm at nthelloted bats ardaHelated beat and money Markel natal Itrds (Money &MO. Depose %COAT{ at LOS Bari, LISA and nthathIcrod bade particoang n the UBS PDC Wend Prosram re FDC-nswel n accedence wehr i Crules. Pot woe riomtabon, please me rem loc.cor. Depose scowls 01 LOS AG Stread Birch ted shins of Nary fold Are not ivied ty the IOC. Bre deposits re not protected fel SIPC Monet red thanes re protected by SIPC See -10S Inmost Semites Attar, Prot/Oat' below upon sots remit hereof whets** dowse may be wthdraim. and than of a limey rtrd rimy be ',Weaned. and the woe& returned to 'cocoas Wades anew" Cuter Mcnnaton etas mailable sweep options. nclano <than fl eet rate andyields. o 43/4atable al wow Uss co-dsweepyelds. from yea Fnan<ul Masa a by tatra &CO 762-10:10 UK financial Serekep amount protection Ihe Fern es a member of the Seduces Yoga Precede-, Cap<eation (10C). which ;tweets 91<ureei custaren of es remixes ea to SS00.000 lindafro I2S4000 for clam kr cab) tylosatory tecchure nobble wen 'Magas www SAC 0t9 The SIPC owl CeMedion Tait carti, toll accosts the you hold n a pet aibr (Wan/ The Tan, loathe nit colon *halo, hit abo a -rebated supplemental rosance The mammon than path to all.teable dents. colecrob \Mt( the eintlabon 4 1%0 rehab t of thaerter 10. 2016 Subact to tope(' cordial% and Irritieenr. Ora el the funned/the aOtiread b am to St 9 mace, in the r"),Kele Ice al you accosts bed es a palkular CaPaCty A ful copy Of tat poky wadeg n apagabla upon retest teethe the SIC pecan-len ref the stapplanortal paerlon Meg le: • Crean Inanael atom antraied by find raided n YOu Meet" vale) ttA held away Iran Len inancal Sean Foe enavole oriel CO anisexe yodels, na..drs, yob* reutes. and (4 sham of radial halt revered nth, name of the roan, holder on the becks of the our a terrier fl at), • imestmem attach a es...semen interests (e 9. limed patnenhps rid orate placements) hat re not reocard under the Stump Act of 1931. • Comma:get <cream (eq, fire on **charge and Prices metal Call eater aaudagfilltett airlf IRS rtl tearrodIT <taco co each: and • Depose accounts Precept acetic**, of divan) a IBS Bak LISA. UBS AG U S branches and bras n Be KIK hosed Davos/ holm The SIPC DrOtalallre the lUXArrienial at:talon do net ape( to these assets erm if they °thaws< appal on yea garments The SIPC protection and the supplemental protection cbnoe Veal agent/ <hinges is the maker volt of you mestmeMs (whether as a reseal of market movement. wean batnµcya otheennel Dividend Reinvestment Program 03IBP) the V" **I 'S a an an era. VOA( may obtain the actual pee lean you Inancul&chaser On whole sheet me puthasedt.nder DRIP. paid 'hoe, tort* sold Jedtheta all be dep000d accost Me dredged reniegrnera aye woofed IN the issuer "W CPI* horn the mate race at awl, to Pro' Owes resold Cads-Mies 0* weak tat, may be held en you rave d you at Loa rolled panel use as a retell of a &Mend gement or ~roe. the rem al either sell panel wet al owlet pace a rapt as lanai deteemand be a reeMenel Ow ma fl aky. ardveda yea account rammer* objectives the reestmet <beams ad ask predie are aptedk to oath account and may very between yea X<Claa. ry aw ilea IMF IT pleaTAbi a *Nog a try tartan theist pot foxed manna nemerwre abeam.% Fa axle accost Ned. you <loose ore Cl Ur °bong imminent objectan • Pro-Ilse Current Income arentmerts team the generale. of mares air • Aram, Captor Aopwatort yawned% mane avant of atonal take( than the gemiaten mane • am-Ax• Cambrwasorsaome IMICAMM AppreCbtiOn Inemmems seeking tads the generation of mane terl comb of principal Devil Ski:Sibs • Corneae*, Seeks to marten mid abetnett besr4 rd talatilty to the acorn oars. tan ir that meths the meant does not genre* acinficant mane a maims are may rot Imp Owe ark eibtan • Medlars Wiling to accept sane int to pnorpal and tolerate sane wtalatylo seek hearer return . Aggrnsse Wil hp to accept her it 1°O•cdh'i ad hqn ealatley ro u•l. hal Wane Oat to • len: tnt.en Ago* ColkatingiN I t+Ioctod, a paten of the podia° foe that ravemay Mode corrple. talial•H,10111Cd lipdmi and Text' wbnq Statement Itotgaiterlioner We may centoWleit aft rete*ci realm itaWnets sit the um **km n the same eenekpe. e because they hoe teems who also mantan pee stave /elate...hem a/holler dents at the same eaten I yea pelt to mane rod ideal statements mailed re operate erneracreh you mar doom houseroWne by oalrg you Peanut Adage Friendly mown name Re Freebie rant nano IS fa tuatAntible •rekrurred chosen by you to mint you wits you reardleepro t has no kcal effect on your accost is not mended to reflect thy strategy, oralAt reCOnmerdaen. me:errant **tree a re& polite associated war par mar ls. and es not a promo> of waren that wrath or ary leasnal rest" aria wit be xhensel Al • neaninet ehave arena d bat notarg to nee loss of the attic rammint YouGinChange you. trend( roam ems trot* Oran. Sawn a by otntactegyae feu tal Masa Accathlometriew • Vats of pas accouedsom1/444 Net of asses ad • Assets taunts[ male* (al , blesInf 0. elate foe ftw idId taunt/ fen and Global Time Departs, urralad marts to retake. and (man agen not held by therm Dots not relate aced maker/men a the add the poor and Cantle Catena penock. Wale mennwek anted dock options and etercaabb ned *phone • tataher ra:Lede den bathoe atoning mean Ions. node In. than roam bath: et • Cashenonsy Warm: Total of wthaarod ratable oath talan:m FAA &poor traelar al allneed and ncaafflood bares. ad norm maim mad fund sweep balances. at the <bled the Immure prod Nthconenedly het wed. balances n your sawn at not from other Defames ski the Fern miry it. rydd tarn ketch n the adnry caste ol as barest Thew finch re payable teen your demand. Dv, total is extrledm the oaten pea:deka., value Ler4fne irefametien fa detailed nlermahon en the nWs lerdeg radices ad &down refer to you Clore Ratateonshp Ageetnent a Attar* Adevernent area* Genital Terre and Conditions CBS kaleenent of Credit 'makes rattle nAreement, and C.& busts soww,t, a- matt, than, SDNY_GM_00325681 EFTA_00 198456 EFTA01307602 inportanl inforMation abo ut your state InCnt (COntinued) Var ~J Vos rietmat derdes ~tos rd *we enen held bena ~nl g th* edd tin monne prol rya mat ad fa cbittry a fuly pad ~nosra's/ tree vat moe [neme yenflein vod at ban <agio/ dm PaYrd en/ bite due indient Ary worgen randend to tefan ding the statement pen:date bied at mrt« vaat b d the end of the statement ptead • Cdsdbawit. In ettteig tet <ooi ba» of a e seoros inbed n th ademeen. «fee neosats wen d th* nart« '1,' LeS Fenaul Sam« has eend en domdon cblaned hom ton« abn Mar LEK f rund Sent« mloadeg teermat»ban "aha Irma trog you mag haw prorded to yoga' lord Adosa Men" does not Manna-dm,/ venly a ~riet the ~al e a feanday of normson nronded saras othee ass, fnanedl Sens«. Øen akhough LeS Fresec eal Sawa, genera updates ren n'amat cn as n o nawed, lbo 'na does rot tronie arry twistes Ural the relarnaban aiite'Cost bbc' rd • Ontdeed garf los,' a wurg* at pi gedraaf te monna. At suoir. ofeas• <b MI 1.4 en &n ntarninCee enge persar« tal* dececnt, la ta. pa>asa othenenso A«oantt translatie.] toto hm mat eellott oaraloss doemden only lor Me perod ot tere key se rob at the Fien More hatakal reconx<nert be ases bry >or Festol Adé« • Unroalirod painallossas Mbo data is adlable. er mated tvested wegkom re <akutred ncloctut laagte low. Me trammen data for mineclat bes maya ~nee rollen tiensein fl or ada watt' 'Ontgraaf ga MMS Omleid ard <Mor rora~ tors ant spierrat natthai bes ro <och ecenbned to etioLy ene aoragad lot Ti'. 'Tra& date" <Menn pasants tro adnaltranaann wade die • klabb socueltina Bidea nd anlemed dak "X IN? bouw <db lor ese ~en wil be wlested éraárt"by lot Iran arricna al ~os of hat tour enenes n oerram or n nameet name lor w dient, Cal lease ~fonts oblaned kom !had paven rd as ~satyrs nei panweed Othw cal fora« mytar st.:hcola yte veld Økte Mammon vnl be rionted fan aow« • Peltátvaluo Peen eMptayed tor aanbel mdothet cengollfilgibe nept& er twee &intro. pee Mat >tv %muil amati,. weeg in to mark« tras re ebtabedfromvarbut Ml panty %Vee, intah ne Ww., to be retable. bul ne do nol ~ante trer aceracy. - ere getal* uw to <burg pekt aha" mikte or the meer of thebd and ad. peke, b bied staan rd opeen, a Way bd aces kr OTC &Oen& - Lets adwalf. ~wao« nuy brood uw» a fratatonmxtd ee th* most mam -`we ottaned ard rnay nol retten arf artualmark« vwo asel - Cat.en pashkes mw sper genut a peke and wil show as face wang ~Jane 4 we are ab* to Man t vno latt worst- - Otposis a gOnbee enemnes n camee« oh« thanuS dolbrs aorelleciod at the ~hang* rate as cd tro strtmere date - Fer Oenen &(oden vederg nnone:damarg denannatens, pree rid gurety (Ixe vabe) ram/ hate ban »inbed to faculteit roeper rabatte, . To Maninent <nota eons. veen seiben. ("kl yent Fnán<tal lágItsOr • Printte immense*. and strand gedwee. Private ~wei Wnrden (MØ deed ParttioatOn Voor and red <stalt nostment Mol "nos) ad strutved~ts ae goreraly highly dWd Cen n .t a tred F Gag hare not been regieleed ach tbr Saust of and Tachancao Contramoer ad« at' gele ontribm tm We egenry estenaled vn& toe penale ettanen tentfes Yd sturkted ;eo:besta nIcernaheng PsO:4“ arst Ai.no•op 4 no gasneia - These valestroydill« stlatintigh< kantte." 4 gen, at nee& d pront nentinenl Samrya WO 'V & genot ma; bebost* a soll ed do rhoe n«essody renteure the vaLe Yw may weke gaar Souidarmn. - Ihrd party errores of valar re as d *celen den and are sopt:44010 Minimal Smoes on m913. rato by an ~k« weiabt fan - bauw. ~ai paft n« a amor «tenaud dauw. ry. "9~ to to Frm by thema«. omwal panne' or spanor and may be cablated basedon Meter< Monroe kom Mat uwd by trid poes to deme thee esinbeed waars - You can drain achttaal Hormoon ressworrd tre n‘thf.rakw wed to dunratene the ester,» of vaka and the date ot te nionnattonthat n the bun sa the «anno by tomring aai Feens Adroot - Tnrd party tered vak*. rnay be relbeami as '14:e pnadf n straat ~rt Ween al rdopendfnt valt% on tonn hat rot $0:910d « tintelt to att Çfl vake eken we betane mere tal a molens! eient ha ccoored nal ~ode renaled velje rno «aston. «.ten J Moe wild benden tpeculatne ebt 10 the noire cd the st< unty - Whon ptt an eea" general partner et tp:nace «Intrad WW,or attenile rintged egora prorcbt the tata of Me soosey wil be diere from poeha,* pm* - 'Ontrtei an to date my odde entend treer, "enne a bah ▪ •ononat uni we' eeprelledi &e Mi odeon pene per urn and iaat' noe roteefta <ent base - OPP rdttMled FEIT '<tabel re ra bieden a nsteenal gnoe& anhonge, and re gentraPy inctatt aderend ego ca, be sold the pm, room« may bo bis Mar Me per share ~red aak* etatsis n Oro raam watwront • RaeWidadsotwitlet Poannad innmat oen•raly are not <uwe dil* br purk lab. Lei Fna-cul Serven &n int mok« pn& ol te urentoolod stak of Wo same muur at an ia(uitd nl). lor lto regnled stak fa papases of Mi shrteofentody. To de adem tut rentend snaai es re <VA* lor site. te vake wandmag be sLbstriodkr less Min le mouted val* toen. • la (astanategifecome. went yielets and Cate& An ernst ol arn.df nane n bord (n (Weent dndend and ~ie% manna th sof abn MI be heb la ene ser kom statement date a anti ~ei Ma namaa e ank a gudetro, acagacy rd centneidncen".a ge not gontantori f• Emmad anaal momt and arren rab lor f <elan tabn Of ~rem <cad tnebde aceton of oreboal a (paaldans h wette terter ese imam and <wee Weld)nould be overratel - Estimated waal neane and <nl yeald and th. Kroot ecora and yeeld met4 be beer er nyre Man the ernested smout, - An «introot a-naalred nom. (dvdord arder interne dwded by the <are« ~Set roldwano babroo e~ eten last dodend ce omwast palltom malt by len neer and ~ron te fecanwidepfats wil be ereti laaie >er kan the st "mere date or untd mat". Atoracy erenad pekt re net negrolied. • Anno not held by VIS linancial ~om (enen intet not hobby Meien ard rot nitro, the Inrit potetsena ~nat These antet art &pined on naar slat&WI toe Sommend mpota way Posiont and naken pennen/n ee• prordedby tho engang hem biti ~ui Seneosa not afspant« toe Ist nionnaten addoesn:e gamla ns a<eurxy. Mate ~ets de, ral poredel by SIK a fix Faas wedterne SPC omarm,. • Rans 'haring and additianal aterestewalion - in *Mala, to caneussern en laks and 17h' I Ion mened n camedo, ad, Ire diserbdon of naad funds to ca <fonts we »Sa os affaire taai.* romans Omina parnts I ran eertube ander isartene rh. naral bads end wo gal lhno maas gebased en ton> daken expo-ent 0 Me amore of laks by letS ot a primair ~wal rad lama/ to out <lont% and Oi Me mol radd a coniculs renate kal trijs ~n held alte tem - We ard or alf Ibre eh* reces,. ~woelig and Øs passen leef erf onwderaion la unief flard wroet' rat no ges& to Me ra-oudron& Moto lees genet" ro pad from menen ases n te ravel hm and et a leod dollar ~ani baad fan th. ~Wow of ~ms at lbo brolardeake holding ~uil krt& cd the I und lamly - In addlirf to ~afros reeened n arrection witr tro sale ee diarbutien ot renhy (Øens ard unt ~tomen hm/ units lona <Ier" we avla os aflaat regen* Meng gallen <mennenenen bom mat' of the maarte <nel undenanng the arnuity Omart atilan d the dorane tienrun M spanen of te urmt ~amant nu& eder4no - n addabn to (plennSbnleetemd bram the antdo and tab drownhares lach. we ada ca Mate reawe n assnbased re~ shotin, >samen, trom IdenShires drrioulors as welt as kaserg fa teshmlegy &betonnen% tranng and Motnat - 0v afkaats aho reces. tradng (Gewinnen ad othe«arpensaan trom ~vallord, rol enkra-re ampanot stat pØ< w* derta• - We ment cony•nsat ranktenLa Bril Lek LeS AG kamtod &inch and oen.* daad bras oue cash ~aap pro 9. a-n, Mos ~won rnay be a ~kW pa a<«rrl fee er mw boa patent/deed koog* daly &poot bl w« AtGeky bfoneution modder; ternmoseen and ether Mrots &omen n <oenen& min Ine nendon el Vedel. "" 1"9 enten várcaemns bas baan ndoded oei carhandons prenausy turnseed tona. and wil be prouded to >ou prentafif on mam' Short aaiing you are enoarpd n short wen a sentay, yes may nets a Menie duo lo <st in bavown, cals fa trol oortioalittectshe Omdeden Poltaking open om good idlcarakt aders the mee roe canard by ten namat date. open bun and tel slop enden re reebeed the afmoord ol erodads « mes eet are «dode,* a e. firn date orden nsInsted Narente by yup You re respornbb lor aen IINt are ~Wied Ooi loogt haakse to twee ~ingoten ceders Inwoog To °blaar a topy of as onnet Chang Mary etere. Pleine contact wo, relax...1P~ a ma at «thee ai »wo olm rom/oneraw*t - 155 Tnaroal Sonja.% è trot • br* The RMA. Stress Sames Acceunt BSA ard OMA re brokten) kanarie whth pand. Ment to breng ~n and patois livaspareingennis een adf 'tred bres and otte Ihrdenety brult. andpronkt scan to nssta-Ke and armry wens Issue-dUw knalfiltintO geninany ~no «n nen trast , nsuraxe agency smeden of tel Femnut Sent., ". - hieginert, ~ree, ard must orcd.on - heel ICIC rond • No bant smoren,. Mal lost. wle - MIA Resora 'Aannemen, Amant Busness Sonore Atoom BS& tata and nternabrui Retort* Mangemme Meeat re roost wed savee mark, d LES Anne., Sam« re - VISA n a (*gatend Vademart owned by vóa Praam onii Street Usa trial and uted eerder kent Me LES vasa credit <e& .rd the LEIS Visa debt cards n wreed by LES emil. LISA wak patteson bromura V SA inc aporaltd AI ah« kadetoko, moetend trademarld. sen« mek, and nadeed weimines wol thee respect.« companos LOBS Fiwnéal &trim kat Pen 701110 SDNY_GM_00325682 EFTA_00 198457 EFTA01307603 UBS LIFIS Financial Services ix Prorate Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CNP7205.6i 7990519 VI 0 Account name: GHISIAINE MAXWELL IRA Friendly account name: mdiv IRA Account type: Indr.ndual Retirement Account Account number. Your linansial Advisor. SC077 STACKMANOLAF CASRIEL Phone Questions *bout your statement? Call your Financial Advisor cc the RMA kesouNetme at 8CO-RMA-ICCO. account Ksit our website: wven. LIDS.COrranarladhervKan Items for your attention e Help protect yourself from fraud and review bank, credit card. and brokerage statements regulady. Also, get your free Credit report annually from www annuakreditreport com Value of your account Retirement Account Resource Management Account May 2019 GNISLAIN MAXWELL IRA on Aced 30 (1) on May 3t Your assets 58,826 73 58,967 22 Your liabilities 0.00 000 Value of your account 558226.73 Tracking the value of your account S Thousands 558,967.22 57.0 570 57.2 57.7 981 sae 590 Dec 2014 Dec 2015 Dec 2016 Dtr 20s 7 OK 2010 0012019 May 2019 Sources of your account growth during 2019 Yake of put ,xcount at sot end 2018 Net deposits and wthdrawals Your melt rent return. Dwidend and interest income Change in marbet value Viduis of your mond en IllaY M. 3019 558,12523 -516069 565547 5347 20 $51%7.22 Member SIPC Q."7000300540 789 N.7000'83706 0002a 0519030576,04 YI23697550 090000 Page 1 of Id SDNY_GM_003256ft3 EFTA_00198458 EFTA01307604 UBS Resource Management Account May 2019 Your account balance sheet Summary of your assets value on May 3I (1) Percentage of your 4CC01.44 A Cash and money balances 58,967 22 100.00% B Cab alternatives 000 0.00% C Equities 000 000% D Fixed income 000 0.00% E Non-traditional 0O3 0.00% Account name: GIELAINE MAXWELL i R A Friendly account name: Indiv. IRA Account type: indnidual Retirement Account Account number. Total assets 0.00% Value of your account S58,967.22 100.00% 158,967.22 Your current asset allocation A Eye on the markets Index S&P S00 Year ileancial Adviser- SCOTT STACK MAIIITLE CASRIEL • cam and money balances may include avaiable cash balances, UBS Bank USA deposit account. UBS FDIC Instead Deposit Program Bank accounts, 1185 AG Stamford Branch deposit account balances and money market mutual find sweep balances. See the important information about ow statement cn the last two pages of th n statement for detais about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% Percentage change May 2019 Year to date -6.3S% 10.74% -6.47% 10.92% -a66% 8.05% 1.78% 4.80% CeP20008005•8129arleT000183T0600021 0519 03052%04 Y123697550 000000 Page 2 of 14 SIAY_GM0032 5684 EFTA_00198459 EFTA01307605 Resource Management Account *UBS May 2019 Account non*: GHSLAPIE MAXWELL IRA Friendly account name:Inds( IRA Account type: Incloadual Retirement Account Account number. Change in the value of your account Summary of gains and losses May 2019 0/ Year to date I/ Opening account value $58,826.73 $58,125.23 Wrthdrawals and fees, ncluding investments transferred out 56 80 -16068 Dividend and interest income 10208 655 47 Change in market value -18 39 347 20 Closing account value $58,967.22 $58,967.22 Dividend and interest income earned to, boloosesd Ihi sMement larablIty Cl inkiest and chichod income hm been determined fram a I/5 tar retalood berm:dice Med Won the resided, d the d<Ount Nett mount type, or prodd type. smbe inueest andor addend pdMentS hay not be croen to Unted Sides (US) ender Putn0 R8009) t,corre uses The them monthly gam en is not Intended tO be used aid cannel be relred Wm for Ia. purpotes Omit should Idol to the 2rOKS:10 tar reoceling foam they neon, lean OBS annual'', sith as the Forms 1099 and the Fan 490, for is recortdo rnformatat It is the CrfaC8Ce Of UPS so lie the volicarde Is repalano loons vAth the US internal Resent. Sent(' ad FR Ireasu9 Ondtment. and in such barns acctrately tImary dvdentt ardor interest as tar exerrpt of lactic 'MOM Items (dub your indoduaI tat paperer. May 201931 Yea, to dart (1) Dividends 99.88 555.05 Interest 2.20 3.14 Total currant year $102.08 $558.19 Pror year adjustment 0.00 97.28 Total dividend & interest $102.08 $65547 Year Neaacial Advisor: SCOTT STACKMAIN/LYLE CASRIEL Wats repented below °dude Products for Moth cans and misses are not dadand. Realized darn and bases unrealized May 2019 01 Year to date 01 gams and bores (A Shun term 9.63 9 63 003 Long term -590.37 -590.37 0.00 Total -$580.74 -$580.74 $0.00 Cash activity summary See Account palely FM montnict tateffs adarCr-S.n nue Snap ODIOns Se induced in the wenn; and dosing beantes yaw FDIC insurance awes to deposits a SUBS Bank USA and 41 banks pattepabnon Ile UPS FDIC Muted tripod! Madam It Met not ma to reposes at U8S AG, Minion] Bench SinC dotecton Mows to money mariun swop fund nsidings bN net isani *pouts. See oadatant ninon/moon pbOur your rtgenenr on the last two pages d ihp Clatehen1 for &tali. May 2019111 Year to date (S1 Opening balances $1,088.29 $1,304.58 Addt.ons Dividend and interest ncome 102.08 655.47 Proceeds from nvestment transactions 57,819 93 57,819 93 Total additions $57,922.01 $58,47540 Subtractions Professional management fees and related services 56.80 -160.68 Rinds withdrawn for investments bought -99.88 -6.2 02 Total subtractions -$43.08 -$812.76 Net cash flow $57,878.93 $57,662.64 Closing balances $58,967.22 $58,967.22 ChP7C0XO093817911.9, )0018310600034 0S190305751:04 Y1236975500000:0 Page 3 of Id SDNY_GM_00325685 EFTA_00198460 EFTA01307606 $UBS Resource Management Account May 2019 UBS Bank USA Deposit Account APY hterest per.od Apr 5 - May 6 Opening UBS Bank USA Deposit balance Apr 5 $1,198.28 Closing UBS Bank USA Deposit balance May 6 $58,910 42 Number of days in interest period 32 Average daily balance lit 327 65 Merest earned $2 20 Annual percentage yield earned 0.30% Account name: GlaSIAINE MAXWELL IRA Friendly account name:Inch! IRA Account type: Indnidual Retirement Account Account number Your investment objectives: you have identified the following investment obiectives for this account. d you have questions about these objectives, disagree with them, or wish to change them, plinse Contact your Financial Adtisor or Branch Manager YOu tan find a full description of the alternative ',vestment obreOives in important information about yam statement at the end Of Ibis document. Your return objective: Current '',cone & Capital appreciation Your dab Prafik: Primary - Moderate Investment etigubdity CiroSideratiOn None setected Your account instructions • UBS Financial Sewers ex. is your IPA custodian. • Your account cost bass default closmg method is RIO, First In, First Out Your Financial Advisor - SCOTT STACKMANULE CASK'S!. ciirsooceoceaei 792 trocolsesosoixoi OSt 9030575004 Y123697%0 00000) Page 4 of 14 SDNY_GM_00325686 EFTA_00198461 EFTA01307607 UBS Resource Management Account May 2019 Your assets Account name: GI-ISLAINE MAXWELL IRA Friendly account name: Ind., IRA Account type: Indinduat Retirement Account Account number Some prem. occort mgwrest hues shorun may te acoratimolt Maims& Wird and losses met not te swath reflected Ste orpothsteohnhafecn Moot roof see:time., a the end of ths Wisner( for awe of oanstion Cash Cash and money balances Cain and money balance: may *via avatare can breaths.: UBS Ban. USA copoot account bathes: UBS FcVC Insured RoganSant litaarkts, UBS AG Stamford Bunch deposal accourt Waxes and nroney motel moue lundsvrefp take, Ste the important in km abOn abOut 'Our StYteaent at the end of ths Comment for detals about dose balances. Maine UBS BANK USA CCP ACCT Vow total assets Your Remote/ Advisor: SCOTT STACKMAJILYLE CASRIEL yes Pall USA alcIall UBS Fry[ Inured Frogorn Bank *pout amount besets at *wed by the FOC %%Mit adokable Pmts. but are not natkied try SIPC UBS AG Stamford Branch doom account basun ale not enured by FOIL and at not protected by SIFC. Money market satin balances an protected by SRC but ert MI enuedby the FDIC Chong Work. Cloung hence Poet per shay Atom* Width interest D4s n Orr Mnr 1 (5) on his 31 (t) on may 31 (t) Pei' ad period CV amount 0) 1,088.29 58,957 22 250,000.00 Percentage ci Cost Fdbmated Untwisted hut on May 35(S) IOU, account bass (t) enroll income DI Ono( loss (S) cash Total 558,967.22 10000% $58.967.22 Cash and money Winces 51.96732 10000% 51.96722 Account activity this month Date With Chtmon Amount IS) Dividend and interest income Omdends May I Dvidee4 °Ole LE UNE TOTAL RETURN FUND !NM AS OF Oa 30'19 58.01 SYMBOL DBLTX May I Oedema PUTNAM SHORT DURATION INCOME FUND Y AS Of 04/30t 19 d 1 87 SYMBOL RSDYX Total dividends $00.11 lotefeSt 1a17 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0906119 2.20 Toul Nearest $2.20 Total dividend and interest income 1102.6$ 0.7000300540 793 fart0001831060C034 0519030579W, Y123697550 000000 hoe 5 of 14 SDNY_GM_00325687 EF1'A_00198462 EFTA01307608 UBS Resource Management Account May 2019 Account activity this month (cOribnuerfi oa. mildly Ens Investment transactions Ins crest inlermaien about ow ono:rid:2r ;boon Tcr .1 rxted SKunOeS..er impoiNni )0ve StliefaeN at the erg 01 INS CIOCVAN* DSC AcliAty OsruipliOn Omegn Jbo•W Dummy v4ve(I) Prue (0 "weed Fran InKttmenl pankwipin Funds ~Minim tor inseslivenN 00~, (5) halved WPIVASS (5) May 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND iNSTL DIVIDEND REINVESTED AT 10.50 NAV ON 04/ 3019 AS OF 04/31319 SYMBOL COLD( 5.525 • 58 01 May I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10 06 NAV ON 0413019 AS OF 04/3019 ~sot PSDYX 4. 162 -4I 87 May 2 Sold DOUBLE UNE TOTAL RETURN FUND INSTL FOOD 91210674074 SYMBOL COLTX -1,827.616 10.500 19,18997 May 2 Sold PUTNAM SHORT DURATION INCOME FUND Y FOOID 91210674090 SYM/110L PSDYX -1,864.648 10.060 18,758 36 May 2 Sold 1P MORGAN SHORT ORATION BOND FUND CLASS 18300 912106746032 SYMBOL HLLVX -1,841 668 10.790 19,871 60 Total 55781893 499.88 Ode Admir Oescicom Arnaud IS) Money balance activities AIS 30 Palawan forward 11.06029 May 3 De9OS t UBS BANK USA DEPOSIT ACCOJNT 57,819 93 May7 Decosa UBS BANK USA DEPOSIT ACCCVNT AS OF 0906119 220 May 16 Deposit UBS BANK. USA DEPOSIT ACCOUNT 5680 May 31 Closing UPS lank USA Deposit Account $ SII.96722 Account name: DHSLAINE MAXWELL IRA friendly account name: Incliv. IRA Account type: Indnidual Reortiment Account Account number. Your Plemsdal Advisor: SCOTT STACKMANLYLE CASRIEL Oemiption amount If) May IS Refund PRORATED ADVISCRY FEE 56 80 Total professional management fees SS6.60 The uErS8ank USA pepml AQUI01 SS you PS&N,SYNSeeP opion CAP70)0607)481 744 Sr0001837060000S 0519030575004 Y123697SSOOTOOCO Page 6 of 14 SDNY_GM00325688 EFI'A_00198463 EFTA01307609 UBS Resource Management Account May 2019 Realized gains and losses Amount nom GHSLAHE MAXWELL IRA friendly .moon name:Indic IRA Amount type: Induadual Rebrement Account Account number The Haunted realced went 64010350 storm boon we nct for tat pupates. ritett rate that gen alas Iwo:ailed on the tae a re: encase of <Men Straturtderaiucts. ale Contintent Pete Sacoliet. ma[ admen and rid cadet min alas Hem (Tett with you, tat editor. To cat date (kim and bates. vet IguitNtlht 0,41 securily MI be. TH1 4 know, as the lirsiart RM1I .out pi RIO anounmememoi we use Its monadcram you specified which tw tou to dose wen yeti paced yam order. That n known at a whin pachasts or CS. order. See rimortant olormation *Um yaw flatement a II* axiol aisdatinvnt for more Short-term capital gains and losses Securdy OcCoptOn Methol 'Dummy or Purchase Hawke date Sale date Sde amen' (II Weill Sae Cost cot boss bath (t/ edjustneM(St LOIS IS) Gaa IS) DOUBLE LM TOTAL RETURN FUND if4sn_ FIFO 5.473 May 31.18 May01, 19 57.07 57.10 0.33 FIFO 5758 Jun 29.18 May01. 19 60 45 6000 0.45 RIO 5.571 hi 31, 18 May01, 19 58.50 57.83 0.67 RR/ 5.696 Aug 31, 18 May01,19 59.81 5930 0.51 RFO 5.544 Sep 28, 18 May01, 19 5831 57 32 089 RIO 5793 Oct 31. 18 May01,19 60.83 5.9 SS 1.28 FIFO 5.841 Nov 30, 18 May01,19 61.33 60.22 1 11 RFO 5631 Dec 31.18 May01, 19 59 12 58 68 0 44 RIO 5.403 Jan 31.19 May01, 19 56.79 5651 0.28 RIO 5.535 Feb 28. 19 May01,19 58.11 57 67 0.44 RIO 5666 Mar 29, 19 May01, 19 59.50 59 66 .0 16 RIO 5.525 Ape 30, 19 May01,19 58.01 saw JP MORGAN SHORT DURATION BOND FUND C LASS I RIO 2.393 May 29.18 May01, 19 25.82 2561 0.21 RFO 2.522 Jun27. 18 May01, 19 27.21 26.93 028 FIFO 2.549 Jul 27, 18 May01,19 27.50 27.17 0.33 RIO 2.725 Aug 29, 18 May01, 19 29.41 2906 0 33 RFC 2.822 Sep 26, 18 May01,19 3045 3005 0.40 RIO 2.858 Ocl 29. 18 May01,19 31.27 30 89 0.38 RIO 2.994 Nov 28, 18 May01, 19 32.30 31 89 0.41 RIO 3.006 D. 27,18 May 01, 19 32.44 32.13 031 RIO 3.360 Jan 29.19 May01, 19 3647 15 20 0.27 RIO 1297 Feb 26, 19 May01, 19 35.57 35 41 0 16 RFO 3.606 Mar 27, 19 May01,19 38.91 3894 003 Your Raaadal Advisor: SCOTT STACK MAIILYLE CASRIEL anformatan we mre not Oust sons and tones for as (0:014t <haves We autcmacrI1y °Mist oat tests for taremna and MIT comm muriopul securities for esisnoted anal:Mon of told own tens and for accreted 00 to sec awes hosed al a d XOure you requested Het 045 Mull cost Dios lot he [cod porno*" artattibilionen tawble debt Hannon then cost OM reflected On these SKurelet hat wen alusied Stumm°, tat thMasseed section <an not be natio:bat Ohm farmorlong Iron [Kass* Mammon is mewl a the product It cm in which nn ga MOO CaCtAblai rs not (raided Clantmued neat page ChP700:6009a9179STPT0001837060C034 0519030575004 Y123697550000CCO Page 7 of 14 SDNY_GM_00325689 EFTA_00198464 EFTA01307610 *UBS Resource Management Account May 2019 Realized gains and losses (continued) Short-term capital gains and losses (continued) Security clescapeon Alelnod Ouanlity Ot Nacho. (me vite dabe 54. date Sale arrourd (It Cost bays ($) Wash cafe cost bails nuirneeRD Las(3) Can IV NFO 4089 Apt 26, I9 May 01, 19 44.12 44.12 PUrNAM SHOAT DURATION INCOME FUND Y RFO 3,393 May31, 18 May01, 19 34 13 3413 FIFO 3.545 Jun 29, 18 May01, 19 35.66 3566 RFO 3.471 Jul 31, I8 May01, 19 3492 34.92 RFO 3955 Aug 31, IS May01, 19 39 79 39 79 RFO 1159 Sep 28, 18 May 01. 19 31 78 31.78 FIFO 3.675 Ocl 31, 18 May01, 19 36.97 3697 RFO 1945 Nov 30,18 May01, 19 39.69 3965 0.04 RFO 0148 Dec27, 18 May01. 19 1.49 148 0.01 RFO 0 148 Dec 27. 18 May 01. 19 1.48 148 RFO 3.824 Dec31, 18 May01, 19 38.47 3835 012 FIFO 4.313 Ian 31,19 May01.19 43.39 43 30 009 FIFO 3944 Feb 28. 19 May01. 19 39.68 3964 004 RFO 4.350 Mar 29, 19 May01, 19 43.76 43 72 004 FIFO 4.162 Apt 30, 19 May 01, 19 41.87 41.87 Total 81.562.68 $1353.05 .80.19 89.92 Net sitotteann capital gains and lamas 89.63 Long-term capital gains and losses Wash sae Downie, of Purchase Sao Sae Cost cost tins Secant', ciestroton Molted lege vilue aye date acrourd al Oasts (9 adnornenI(y) Lois 01 Gain IS) DOUBLE letE TOTAL RETURN FUND INSR. FIFO 1,693.321 Mar 31. I7 May01, 19 17)79 87 18.00003 420.13 FIFO 5.037 Apt 28, I7 May 01, 19 5)89 53.80 491 RFO 5 363 May 31.17 May01. 19 56.31 57 54 -123 FIFO 5212 Jun 30, 17 May01, 19 54.73 55.66 493 FIFO 5051 Jul 31, I7 May01, 19 53.03 54.05 -1.02 RFO 5026 Aug 31. 17 May 01, 19 52.78 54 13 -I 35 RFO 5072 Sep 29, 17 May01, 19 5125 54.27 -1.02 Amount name: GKSLAINE MAXWELLIRA Sand& account nanw:Ind.v. IRA Account type: Indnidual Retirement Account Account number. Your limatial Advisor: SCOTT STACK MAHLYLE CA SPIEL continued neat page CaP7CCCGOOSSI 796 Na7000I 83706M091 OS19030575004 VI 23697550 C0700) page $ of Id SDNY_GM_00325690 EFTA_00198465 EFTA01307611 *IBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses «crtnueth 5.0.tily an/roan Norco °USW), Ot Ixe vat. ROCK* data 5* me 5* amount 4t, Was sat C011 (al 049$ Pant TO acluarrum40 Las IV Gan it) RIO 5183 Oct 31. 17 May01, 19 54.42 55.30 -088 RIO 5150 Nov30,17 May01, 19 54.08 54.74 -0.66 RIO 4938 Dec29, 17 May01, 19 51.85 52 49 -064 FIFO 5147 lan 31, 18 May01. 19 54.04 54.09 -005 RIO 5152 Feb 28. 113 May 01, 19 54.10 53.134 0.26 RIO 5482 Mar 29, 18 May01, 19 57,56 57 45 0.11 RIO 5041 Apr 30, 18 May01, 19 52.93 52.43 0.50 JP MC8G4N SHORT CVRATION 13CRD FOND C LASS1 RIO 1,462.782 Sep 13, II May 01, 19 15,783.42 16,105.23 -321.81 FIFO 6824 Oct 03, 11 May01.19 73.63 74.93 -130 RIO 6827 Nov01,11 May01, 19 73.66 75.03 -1.37 RIO 6392 Dec01, 11 M601, 19 68,97 70 13 -1 16 RIO 6470 Dec 16, 11 May 01, 19 6961 7092 -1.11 RIO 3.601 Dec 16, 11 May01, 19 38.86 39 47 -061 RIO 6.884 Jan 03. 12 May01, 19 74.28 7538 -1.10 RIO 5952 Fth 01, 12 May 01.19 64.22 6542 -1.20 RIO 5501 Mar 01, 12 May01, 19 59.36 60 46 -1.10 RIO 5977 Apr 02, 12 May01, 19 64.49 65.57 -1.08 RIO 5514 May01, 12 May01, 19 59.49 6060 -I.II RIO 5524 Jun 01, 12 May01, 19 59.61 60 66 -I OS RIO 5070 11 02.12 May01, 19 54.70 55 67 •0.97 RIO 5526 Aug 01, 12 May 01,19 59.63 60 79 •1.16 FIFO 5062 Sep 04, 12 May01, 19 54.62 5579 -1.17 FIFO 41* Oct 01. 12 May01. 19 44.73 4569 -096 RIO 5076 Nov01, 12 May01, 19 54.77 5589 -1.12 RIO 4 157 Dec 03, 12 May 01, 19 4485 45 77 -091 RIO 0.934 Dec 14, 12 May01, 19 10.07 10 28 •0.21 RIO 0.314 Dec id. 12 May 01. 19 3.39 346 -O.07 RIO 6022 Jan 02. 13 May01, 19 64.98 66 19 -1.21 continuednag page CW70001005081 797 197000183106 OWN 0519030575004 Y123697550 000000 Page 9 ol 14 Account name: GHSLAINE MAXWELL IRA hiondly account name:Indw IRA Amount type: Indmdual Rebrement Account Account number Your Riaancial Advisor: SCOTT STACKMAP/01Z CASTOR SDNY_GM_00325691 EFTA_00198466 EFTA01307612 *UBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses c<ciltlueco Rosa, clescepton Nonce Ourrstyot Purcrtebt Ise voce dab 591. date 5* amount (i) warn sae Cost cm balls basis (I) alJutimonlf I/ Las (3) Gana/ RIO 4.178 Fab 01, 13 May01, 19 45.08 4588 .0.80 RIO 4.181 Mar 01, 13 May 01, 19 45.11 4591 -0.80 FIFO 4.650 Apr 01, 13 May01, 19 50.18 51 06 -088 RIO 1723 May01, 13 May01, 19 40.17 40.83 -0.71 FIFO 1739 Jun 03. 13 May 01.19 40.34 4091 -057 FIFO 3.755 Jul 01, 13 May01, 19 40.52 40 94 •042 RIO 17% Aug Ot , 13 May 01, 19 4062 40.97 445 RIO 3,294 Sig 03.13 May01, 19 35.54 35.88 -034 RIO 3293 ON 01.13 May01, 19 35.50 35 90 -040 FIFO 4229 Nov01,13 May 01, 19 45.63 4619 -0.56 FIFO 1759 Dec 02, 13 May01, 19 40.56 41 09 -053 FIFO 1646 Dec 13, 13 May 01, 19 39.34 39 78 -0 44 RIO 0.376 Dec 13, 13 May 01, 19 A.OS 4.11 -0.06 FIFO 6612 Ian 02, 14 May01. 19 71 35 72 01 -066 RIO 3.304 Fob 03, 14 May01, 19 35.65 36.05 .040 RIO 1307 Feb 28, 14 May 01, 19 35.68 3608 -0.40 RFO 2.841 Mar 31, 14 May01. 19 30% 3094 -028 RFO 2367 Apr 30, 14 May01, 19 25.54 25 80 -026 RIO 1.889 May 30,14 May01, 19 20.38 20.65 -027 RIO 3.7% Jun 30, 14 May01, 19 40.85 41 31 -046 RIO 4.746 lul 31, 14 May 01, 19 51.21 SI 68 •0.47 RIO 3.7% Aug 29, 14 May 01, 19 40.96 41.38 -042 RFO 3.803 Sep 30, II May01, 19 41.03 41 41 -038 RIO 4.277 Oct 31. 14 May01, 19 46.15 4662 •0.47 RIO 1326 Nov 28,14 May01, 19 35.89 3629 -0.40 RIO 0.091 Dec 12, 14 May01, 19 0.93 099 -0 01 RIO 2.974 Da< 12,14 May01, 19 32.09 32 42 -0.33 RIO 5.736 Dec 30, 14 May01, 19 61.89 62.29 -0.40 RFO 3.814 Ian 29,15 May01, 19 41.15 41 57 -0.42 FIFO 3.343 Feb 25, 15 May01, 19 36.07 3641 •0.34 Acosunt name: G1451.41% MAXWELL IRA fdrendly account name:Incloc IAA Account Type: Individual Retirement Account Account number. Your Knead.' Advisor. SCOTT STACK MA1NI (LE CASPIEL (=loved neat page caqcoc600ssi ne incoi 9370600:0i 0519030575004 Y123697550000000 Pogo 10 of 14 SDNY_GM_00325692 EFTA_(() 198467 EFTA01307613 UBS Resource Management Account m„, ;rn Account name: GHISLANE MAXWELL IRA Friendly account narni:Indw. IRA Account type: Indmdual Rebrement Account Account number. Yosir Hamrick Advisor: SCOTT STACK MANLY/E CASRIEL Realized gains and losses (continued) Long-term capital gains and losses :::.flonuedi Outbably Os Puff Nat RIEtai Ixt aue diet Sde cuts 51e annual (4) Was% sae Cog cost baas baot (1 .:10:1-ntn:11 Lash) Gan (1) FIFO 2.861 Mar 27, 15 May01, 19 30.91 31 22 -0.31 F1F0 4295 Apr 28, 15 May 01, 19 4634 4686 -052 F10 3.347 May 27,15 May 01, 19 36.11 35 48 -037 fiF0 4.313 Jun 26. IS May01, 19 46.54 4693 -0 39 Rf0 4797 Jut 2945 May01, 19 51.76 52 19 -043 RIO 4.321 Aug 27, 15 May 01, 19 4162 47 01 -039 FIFO 4.324 Sep 28,15 May 01, 19 46.E6 47.05 4339 RIO 4.328 Oct 28. 15 May 01, 19 46.70 47.1:9 -0.39 RIO 3.381 Nov 25,15 May01, 19 36.43 3665 -Cl? RIO 0.097 Dec 11, 15 May 01, 19 1.05 1.05 RIO 4089 Dec 11, 15 May 01, 19 44.12 44 33 -0.21 RIO 3.884 Dec 29, 15 May 01, 19 AI.91 41 95 -004 WO 2.976 Jan 27. 16 May 01, 19 31.37 31 49 -0.12 RIO 3388 Feb 25. 16 May 01. 19 36.56 36 76 -0 20 Rf0 3.867 Mar 29, 16 May01, 19 41.72 42.03 -031 RFO 4.353 Apr 27, 16 May 01, 19 46.97 47.32 -0 35 RIO 3873 May 26.16 May 01.19 41.79 47 10 -0 31 RIO 3.375 Jun 28. 16 May01, 19 36.42 36.86 .044 RIO 3.864 h127, 16 May 01, 19 41.69 42.16 -047 RIO 3.386 Aug 29, 16 May01, 19 36.54 36 91 -037 FIFO 2.418 Sep 28, 16 May01, 19 26.09 2638 -029 RIO 4.352 Ocl 27. 16 May01, 19 46.96 47.35 -0.39 RIO 1889 Nov 28.16 May01. 19 A1.96 42 12 -016 RIO 1.939 Dec Id, 16 May 01, 19 20.92 2092 RFO 1667 Dec 14, 16 May 01,15 39.57 39.57 14;0 4.395 Dec28, 16 May01, 19 47.41 47 47 -0.05 RFO 4.102 Jan 27, 17 May01, 19 44.26 44.38 -012 RIO 4.536 feb 24. 17 May 01, 19 4194 49 17 -023 Rf0 5852 Mar 29, 17 May 01, 19 63.15 63 32 -017 continued next page 0.70001005491799 FP7000I 83706~34 0519030575004 vi 236975500000W Page 11 of 14 SDNY_GM_00325693 EFTA_00198468 EFTA01307614 *UBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses (continued) Snooty descroton Method Ouaenny ot take vamp Purchase daft Sale bate 5.9e arrount (0 Waal safe Cost cccl bags basis (ft afjustnen1(0 tod (0 Cana) WO 1.887 Apr 26, 17 May 01, 19 20.36 20.44 -0.08 FIFO 1.630 May 26.17 May 01, 19 17.58 17.67 -0.09 FIFO I. Jun 28, 17 May01, 19 19.51 19 58 .007 RIO 1.624 PI 27, 17 May01, 19 17.53 17.60 -0.07 RFO 1.864 Aug 29. 17 May 01, 19 20.11 2022 -011 RFO 1.887 Sop 27, 17 May01, 19 20.36 2042 -006 FiFO 2.115 041 27, 17 May01, 19 22.82 2296 -0.04 FIFO 1.962 Nov 28,17 May 01, 19 21.17 21.17 RFO 2.162 Dec 27, 17 May 01. 19 23.33 2328 0.05 FIFO 1.959 Ian 29,18 May 01, 19 21.13 21.02 0.11 FIFO 2.200 Feb 26. 18 May 01. 19 23.74 23.54 020 RFO 2.350 Mar 27, 18 May 01, 19 25.36 25 12 0 24 FIFO 2.593 Apt 26, IS May01, 19 27.98 27.64 0.34 PUTNAM SHORT CURATON eitCOVE FUND T RFO 1,789.264 Mar 31, I7 May01, 19 18,00003 18,000.00 RFO 1.591 Apt 28, 17 W7 01. 19 16.00 16.01 -001 RFO 1.830 May 31,17 May01, 19 18.41 18 41 RFO 1.978 Jun 30, 17 May01, 19 19.90 19 90 RFO 1.878 Jul 31, 17 May01, 19 1889 18.91 -002 FIFO 2.038 Aug 31, 17 May01, 19 20.51 20 52 .001 RFO 2.115 56929, 17 May 01, 19 21.27 21.30 -0 03 FIFO 2.073 0c131, 17 May01, 19 20.85 20.88 -002 RFO 2.101 Nov 30,17 May 01, 19 21.13 21 16 -0 03 HFO 0198 Dec27, 17 May01, 19 2.00 1.99 0.01 FIFO 0.198 Dec 27, 17 May01, 19 1.99 199 RFO 2.294 Dec 29, 17 May01, 19 23.07 23 03 -0.01 FIFO 2.527 Ian 31.18 Mr; 01.19 25.43 2545 -0.02 continued next page CNP709:0005491600 NP70C01837060X01 0619030575004 Y123697SSOCCOOCO Pam, 12 of 14 Amount name: Gle5LAINE MAXWELL IRA friendly account name: ham IRA Account type: Indoodual Retirement Account Account number. Your Nnoncial Advisor: SCOTT $TACT:MANCILE CASMEL SDNY_GM_00325694 EFTA_00 198469 EFTA01307615 *UBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses foanbnuedl Si<aily cse:cepecn Metal Oueenoly ot Purchase lie vOts SO Sae SO Sae amount (II CosI basis(I) Wash sae (OR beef abLarntm(tl Lat (II Gan IS) FIFO 2.441 Feb 28. 18 May 01, 19 24.55 24.56 .001 EITO 3.063 Mar 29, 18 May 01, 19 30.82 3781 001 MO 3.027 Apr 30, 18 May 01, 19 30.45 37.45 Total $56,25725 $56,84742 -$59220 $1.83 Net long-term capital gains or losses •6S90.37 Net capital galaulossat: 4510.74 Account name: GFs5LAt1E MAXWELL IRA bloodlust.: ount name: Indio IRA Account Wee: Indmdual Retirement Account Account number. Your Fneadd Advisor. SCOTT STACK MM./LYLE CASRIEL CwN00100548IS l rin000I8370600034 0519030575004 Yi23697S500000C0 Page 13 of 14 SDNY_GM_00325695 EFTA_(() 198470 EFTA01307616 SUBS Your notes ctenocsoosaelso2 !r0 0O Et3m6 OSCOI 0519O3O57%O4 Y123697S5OC4X4OO Page 14 of 14 End of statement For aCCOUM number SDNY_GM_00325696 EFTA _00198471 EFTA01307617 Important information about your statement LBS Fauncial Sermon et. (the Firma UBS I inartoal Samna, it a money of all pampa seamy, canmodty and cobra «ba-ges !SS inameal Santa and LEG Bart USA re ~ea absciatiosa LISS AG rd affitales of U3S Searites U.0 the Fim's 'metal statement n nobble sport request theatre's emote °Iles are at. LITS Normal Sentt1 m. 1200 Bra Bouleord Weahenlen al)020136 IM maltmal ola•NnIO GP, oltdialpoxcl ot yore •B'S Fnincial Sent (I account 0th.. PCPP. era off( el la ~nets tonlanng cord lalko rot. relied kart Fyu bete* thr 6 henna a amour. plena~ it ererredately n twang to the Dearth Manager of So office wren; )W accat Aft~ al twos howl re ridded IOW amnia. rem« dra tad na be used tee ta ~es Peay ity sendld4nd londt, hi. Form 1099. Sa98. 1 tic.) Tåwn medan O Yu:a ran the Fana requIld try lar or opal tote RS ail exude drnfands, reportable n:n-ttrubb chdends and tesabb temen caned as waken held n your rant. net proceeds sele !rarer We. and Cosa baln on clan <Ø Communicatior with the Finn • Ilene m.confinni any oral cormontreons n rang to father reed yaw ntm. mOca9 Pair ada thy Sinter netaProrrolal Act p • 11Tbfifth«. tlagltal a the 1.45 bel el he treed ol tu0~anaa( rot IRS Fehr/6.151mM. leS tunNal Sams curet your ~um at <term Ør by rarer* with the reacted mina pan We nforred >Eva the rebane,P ethenyCo gamed the rani h tit cafe. )04./ Bads and sears se located r UBS f gonna Sent ard rat Vw nvoclarg brcaa, and you mat mike a ',ton of nonce ix orssron lo both Iran • Az dtarbed er te rant artmenta you ma! moldy Vs ce any sees oe frad erroarng dwelt reflected on your uttone wan 30 diys illor el pal Mad« mole anat. • neweleoci aolendrarnplarlå a ~rod 10 the Yaws Clem I *Ira ~ant at 201.352 • I gra a toile 600.3 SA-9103. B00 A. M. to 6.00 P M. Fr Monday Through Frilly, a in won erg lo l$5 Fore' StrIPtIlh. CIM ~PIS Debleirrnol. P.O. Bo. 766 then Cly. MI 07C(17. • Al statements shall be darned correlate a-dacctsae å not objectedto n men; evehn EC days • fa TTY serves. Cal Om-612.09% or Romside 'M U.S. Cal 701.757.1495 • dose of anon a coestcns aØ anelectrork fin* transfer OM bill parent a IBS Una* debit cad "ruder, cal SOO-762.1000. of vent to UBS inareol Sower tic., ICCO Hake OW, 6th floor. ~hash^ NI 071/4 6, Ann RMNBSA Senses Call mile at soon as you can. 4 yx. Lilt sat statement a nevi is tang or dyou need more Monnarcesrxa a transfer an the tiforta pun" ile Fern or Card brae fat appleable)mni Mar Nan yau no la« dune.° days ri a te Fen, cat yau ao fret Parr *leer the Era or Problem rowed --- horde yea name rd acorn Nat« Gt any) - Darter. tarot er the wander y:u tatto• about and mpLin as dart as y:o orb/ >co Mew it h neiro a why pa ~II inn rionnabc" - hadde the dollar emoted of te ~detect' The Fern or Cad be ail nvestgote your ~plant and vale/ma ri prareatb• For antedanon ~Mg LOS Visa•debn cad tratactat. d we tare matelan 10 baser. days10<RJ we Mll and( you rant la dn.arm" you ar* it n mot. wtha you nit Puns the use of themoney dam; Me tee tales 16 10 complete at flreolgilcn Fleas mile al &eat payable to therm or the fa-uncial midair masted a Pe lam of te reamed In addition to regular rare fees, reams may be abate to mantra-ice fes, chases ta Me pared ter securers Neches and <target fee vØ rases n ash accounts A«oart that ate roanst•nd tooling nibithcen noy be si-tae<, to a rani« lee WS sm.«. opacas Les oifien cofion, »~., cash tetina to birk depose ace.," at non- rioted bats and ablated banes and moray Mirk« ~oaf lads OVone~ Ciao« accorts a11A5 Bar* uSA and nr.althed banks partacceeng n the UBS Ka< eased Program riCK-nosed n accordance wehr i Crule: Foe mon adamsion, pima ma am. Ide.gyn. Depose e«04.irlf al Les AG Slardad Bar led sham el Manly fads se not it le IOC Bat dipasies are not protected by SIPC klonly Fad shres re protected by SIPC Se "LOS Inner Same Acorn ~on' below tan exa repeat barer dro bait tlopatc may be behdrar. ard than of a Wray Fad may be Iliadate1 rd Seamed, returned to >an sax Whirls won Fate ricnnax• tag addable seep °pions. ~no current fl orid pre, and yields. 0 Perbrolt who alss OrdirsehodlOs, horn yoke F narnul Aden- of twain; SCO 262-10)0 LOS Firtmcial Borers account protection Ihr Fern it arr./enter ot te Sauces reran Preela CaplealOn <WC ?Ankh prOhas spurrids curiarron a as ~ben La to n00000 frlialnd SMOCK/ for darns fa cad» hillviday bn:Ptire dabble idal lthdli a el `PP, PP 019 ile 3InC set Craedon line nay to ill rases that rau hold n a prikolx (4/år 4Y The rpm lottier firth moan *norm, he aba ~chased supplement mare We moan" rase parable to all earably dams. «Aetna under the prolate" 5 1%0mila, as ol Cearber 10. 2016 Supt.° to fordoy cord, den ad Inhltonr. <an el Se Fun n fat« prOlated for tp lo SI 9 miler, in the ~Noe for al you ape." bed n a pralhhi POP ty. A ful Phy or te poky wade.? it ~OM* won rewert Hater the SIC ~Men ma the raplanatal talla, apply to: • Colin Inanstal awn ~oiled by (ad added n fea rout wake) tot tea:Iaway Iran LOS inencul Saran kw eink («Ian CO nstraxe prod.rch, nadro orstbk, rube and lid seam of ~awl MSrag:owed nt.'s nine of the roan bolder on the bees of the ear a Urfa art> • InpUrnord radar% a "him'« Perth (e 9. lerninå patncnhas ard wire Plamen10 rot am not !nerd ~ere Secret Act of 1933. • Commaar arras st. !emir ~barge and preran pedal ardpon.k mludrg have <rows ral camadh (later contracts. ad • Depose accountsGame ColhOWS d ~inn at IBS Bak LISA. UBS AG U S bathes and baks new tert Mori Urea Pr09r1n Tre S+K pardon and she exAerenial prceedcn 00 rod apply to these atoll erm if they army« appear ail., 'laments We WC prolecton and the supplemental protection et not PrOIKI pain* ~get ri the market meat of yr errors Wee'« as •eal ol market reamer*. ever baknprya phrasal Dividend Roinvesonana Program (DWI the ate reflected it an swage era You may oaten the rail OP. Iran pas Integral Acluscr Only ~le ern at bucked ad« DRIP. prat sham niel be sold ad the <W, *Al be defamed n yea acco-nt The dirdend rev!~ ant orOPIPIbY e. usu ny date ban the ~IS ace at arid, te il nut sfores re sad Cadeirelir OM/ whole um, nay be held n pr rare d you r rolled ha pnealwl at a Phil 01 å dmalencl~ or ~ph the Finn ad tiler WI pral stut al male arm a !Mt* an loam Otternted by a rettsred <b Imagery. ardtted4 yte Kthrel ~red ebjedier The rearm« *betel rinse praie are aptalk to er account and my day betwr yxe roses. Per sduse the Fem prornalbr el w an, saran change n >Ca Inatui Saunas P IrdUrpe ~bon for each rove NM. you <home or. of the I °bang reantent <baton • Prodae Current Income Iromtmeres teeing the genratas of mane only • AnInh•C ap t Apr.~ ...tax a-rumens !rang groeth of amp., labri Won tho ~rash d more • R enred Comfeehr or ;mare ~QM" , Ap ddel Warden...IS seeking bah he oentorion of mane and gromh of principal Ossil Skiriefiln • Conarre Ssa, tO ~raid pit oål web bird rd barley tote ~St anal. men å tat mere the owner hesnOlgenar Ytediett income a runs ard m ay not keno Pace wit afkaan • Moderate Ming to accept re me to pupal and tare salt 'dray» sea brie return • Anwne Wilig to antent r.ql rac b dunpai rd Kid tamfly road, No want ow In • fen2o.••-t Ara* Coaad•Nean f sactod, a patron of tow pallor° for hal roue may comae aria" Unwed If‘udrty and prP4f Watley Statemer Tousalsokinta• We may ccaPYklitt all feta•,e0 wane Stair Bets the same alias the same ernelme. e.g. beaux they bee *fern *ha A* manta, pin rove ralronst,eas at other cheats el the 54nd /Oho I >Cm peter to utad .Mur malernot hailed re topno pilapa, you no/ ado. hamentleg by <afro yea inrsoalAdma Prim/a moat name the Friendly account name c fl udanhible •nakrurre• chosen by you to aunt you wit, your neon:Ike/on, k has ro legal effect on year accost is not mended to railed any strategy. pro:1AL rtarrienten. ~ serene <bade a net profile a:noted wit rXI «carts. and is not a prom« or grant dot rah or ay Inameal 'nuts aria wit be acherl Al emedmmts tea* fero d endrigto no of Ion of te tee renuma You <an change your handy rase ams throur Cede Sonnet a by <entrap you inroad Adorer Meant —Iwo • vats of you anountgaarrfolO Met el ads ad Wader. • tom% tralen tviteak <ad brinek oath fa ~timid “<untt (eft), and Global Tine Depotis, armload marts to market. and <man ref not held by tot fern Dots not nclade arced marital arts at the and dew Ør and WWI taltert prods. a pod. PerOmde% reed stock opens and emeecaabb nod omens • tublter Whin doh, baliOOK. aagØ endgn brit <roar In., then teart ~cot • Ca:Money a rit Total of ~trod olalabb cat Palates. plA &poor buttes al alldata rd nomalf Ord bard's. rd moray makt maaa herd seep balances. at Me ceased the Ilaraid wed Non-corneolty het wedd balances nya 4«01.0^4 eie na segegmed from other tubers rd the Fern nory toe ryåd these fLnch nt* ordnary cased es tares Were MS re payable tpon your damord. On total n extded en the «vent prod claeng nba. Led% kW/aerial fa dared Mamabon cn the gam's ter/degpratet ad &Oman refer to your Clem ReSiondy • eserni a AflOgilt ACI~I 4r4 t*GtOKSI Ten% oldCad/tore IBS karnent of Credit Practios eatable nAgreem.nta anclNxbacoll al won, ',a, re, SDNY_GM_00325697 EFTA 0019847? EFTA01307618 Important information aim ul your statement (contmued) Yew mats Your narrate ~es ~tea rd eta anets held bon accord a the ind of te 1135:melb grad You risry at for ~fluty paid stones at any are You rite/ wane wades awe] at loan ostegeol aller lariebll any balance dat on them kry any bey teansfered totefins ding the statement pabd bled al mate veto as a the end of the statement pied • Coatlairaa. In determining the cost beta of the sectaries included is thisstatement Were Mired wth the nurser' I,' IRS Foment Settees has roled inf °moan <blared Irons tOLIN•S Clhir *an Les Fraar Sinnott ndaleg ~matron Iran another armor tht you may ha...poniedto yea lina-cial Adak( Rearm does not ndeperainall ways galrelet aKo..recy 'Way of any Manillas fronded tysorces other than fnancial Slavic«. ackllicet akhough LBS inreds Stretes genera iodates tn MonnatOnaa a o natid, the fim does tort vow* any ,teroe that ti ielarnalke ~Cost bate' and •Unticed girl loss' o smear. at da Oro data of this «sum ate. At ouch, plow dance ireei on his riamfora a make wads.« tale [ocean, act la. Pam.., a Olbellebn, A« tklnle Unkerad toteam mair felled iairlicm donna«, only lot tie (»rod of line they se eel] at ne. Fern More Nattiest ininrinftinn tan be added W >as racial Ackboy, • Unrealized winallossas Wean dace is nolabk, tamalad toedaed vannys., are </lottedfa iductul worry It the kneel sri data for ndvdaat las mayor we net rolled ccerenaskrei dart anset roan/ roorgriaxien ~nu Oudend and °OW foal lots ant sniartate ~thaw bis ro eachcombo:A to dislaree. aaeagad lot Thu Trade date' <Øn peasants the arlfirandann ant date • Callable socurIthns Bart and emlened dock dut the -owe, ails for earY ~ion wil be selected ~lint by lot kom nong al Rarities a that bare hed es our mane or n nominee name lot ad <bents Cal kart ~Won obtained vom turd pa-les and is away es nol gairanteed °thee <all loans may onn what <odd eta well. Øles ~as wd be wonted tan mount • tritatralwo PrKaaa iMpleyed lortetviss and other ratan mybe hipw or beer thin itu pm. tie you would actual/ mane in the market Rion re obtained Irre varbus ted Patty ~as which we belave to be retable. but we do not %wane ter away. - We gmtra* use tat clang peke when ~Labia et the mend the bd and at pikes la hied wastes a-deplane. crey bid wen kt OTC trevne - Lein anal,. traded wad« may be road own a valsecn ~al a the mon recent price wo ottaned andmayrot reflet n actualMats vice aet. - Cagan cosh's rosy appeal without a peeand sea tow as 'pee wand salable' a we at rabble to cblan a inc. *V .13.0aity- Omosts a "rites deriamnaad in tara *that than u.S. dotes at rattan, at the erohange rate alai the steamed date - Fee Ctetffirl166"vIney trading e. non-attorney denomnaces, price rd gutty (lace are) may haw been atjusied to *waste proper wanton. To obtain omen gonad" Whit, Enna*. «Mad sat Finn Lama • Peamt• invialminta and strand ~duets. Proale new wastes (rclaai-9 eked [grammar,' regram Irdeeari Weft earthmen trust svies) ad strutised ~Is are gee.,/ higMy rikead Conan croolais hare not been manned with the Sense es and &charger Canasana Led« ry 3131e et•nfiiben ben We provide nitrated velg for piece. emetnemt «Nees and ~trod acclacts fa nicernamenal arsOaraas ry ”Akeary d not garantila - Teel* velais my del« absentia./ kan teem. any, a which a crease ~anent seo.ir e «natured product may bebarite a soh and do not navvy maestri the vas you miry male eØ Souidanon. - nwd potty ',Irwin of vas se as of • eaten date and are suppled to UPS trurcul Savtes en a malt base by a, edh,emkee valuation fern - acute, genral armor ce coons& wen»ad vat," d ry, are saaad to to Film by the ~re genital panne' a walla and may be <ablated bawdy diUaem ~maw' ban tat used by tad panes to dense per esseneted wiles - You can drain addiasal rformatOn enact.; used to deterrent the tank of value and the date ol h nicrmation that is the basis la the encase by tontacttnyea inertial acare.or - med party *sunned vales maybe ref board as 'Nat aced' n sawalonahanr neon an ~alai vataian lim has rot Øled ce Ingle to ~Tr I vale ~we became ~sea itv neeleild &Olt hal ,oared tat may GA.> Ple~ ~ea wale nal Coen«, Ce when a value said be Nolay spat/arm dat 10 the rare ol the YE Linty - W hm notror an toir, ganwal paranee at cpcear ortmanad mtay nor at/dpaty rinllend val. 6 peowdect the sale of the warty MI be dekten from as yeachavaprae - an to date' mairinchAle rtunol capital, iscane a both ▪ 'Cnorui unit site etertunly tit raid CIlyeing pen pet talt and myna relied yes cost base - DPP andalined KIT sec✓ten re not lastedl a nybcnal 360..ene entense, and are amity skrid Ind <We i they fill be told. lee pace reseed may be Ins tant op« share tainted nits Øled in the racism aatenuet • Roalnetedmaritim Paanned ~arm cianwaly are not «treny kir p.4:dit Sala LEM na-cul Saxes uses the markt once ol urresincled lak of the sane issuer as an irrptied vat* la the restricted slat, for papaws of this statement onfy, To Ow Mere that wt. lad word es se elgtik for sale, the value waxedmay be:thy/rhea" less than ieouted vat* town. • Et (astanated)Meonw. wont yields andrates An estrum of arnuf name is based an torrent &deed and tier« 'ales, absbgby lee stamen sea be held fa one yea' from statement date or tan," Iralbay This mina. e ry a taeblebe, al CV >Cy ad unload rotant are not guarantied Estmaad arnal norm and current raid lee avian "P>n ad station <cad meted, rehm of tomcat a capita gam n which caw the ea intone fend canna yØ would be °notated - blensted rasa nerie rd want yield and the actual :scone and neld Intl be bet« or eater than the a:ten:led smarts - An amino of rewired ...cornett/dad rota Mani) teckd ty tho owned matte ~nano balance 4~ on tea tar dvdond a maw payment madm by the man and awn, secanwidtpasts wit be nerd Jeanne A kan she statement date a untilnun", ct icy on:lad yell se net dammed, • Amu not held by MIS Finadel 541M,,. Centen own re n't held lay the stres and at wann the Iris ~tan a <ØL The reets are dnpliyed r rat statement ha eformatana ally Paeans and vakas 'Wand se prondtd by to nieng brm UBS fnrittat Sinai not nespristie fee the Mammon rd don me guarantee is ataxy thew assets at mil trawled by WC «the tenys imaarantal SPC coverage • Revenue sharing and additåsal coenpeenation - In ~Onto cane:no" an salts and 17b-1 Ian reamed nannedos web the diserbacin of mutual handsto0a dents we anefet as alkali maim nuns tang paresis Iran datom ardor adec ache mutual tude ral wo call thew ~Ste are [...cadon two deff «ant carp:navy (J to rote of man by 'SS of a [inpar reveal fund fatal so at <lent% and Oa the awl rat» cf a Canicula mutual kanot Innys shares held al te fim - We and ar afluk alsO metaw remaltres[ ard Øs prOCeleng Inn el corn-0er~ for tenter agtet tehiers tat no~ to the ~vialhint Thaw ten gmeraty repaid from meta 3544« en the rual tand and we afroed data non bawd cote* rumba of scorn at twbrawrAmle Ø^ land of that fud linty - tr addtion to conentecntneemd n ~ion wit the tale or dedrbution of nutty contacts ard hawemestrnal Web bids (tents, we axict at ablate Were et~ shllin61<~nbleal han may or the mistime ~yams unckmedng the annuity areraas, affixes of tee nosmea companies a spatters of to case ~ant mott ~daubs* - n Adair, to (pensiliarnreCetad Iran the ~ate and tab of NteShants findi sat undros aftlate rerøv n asvA~I f!~ starmg >semen, from NeaShates ~Won. H well as fundin for technology deselapment training and edutaten - Ces albkilny she races, vadeg eorrisecery and at« comptimat'en from mutualfirth and mina ampana a!~ aolacts a* dabs* - We warm compensaa ran Iran U3S BIM USA, MU AG Suredord Chinch ad nen.aff elated barks ti-~ our cash swecocrora-ns len ecerpensxpn may be a mentely pa attain fee or may be a patents,. ol anent day &paw kulsi., Activity Infontolion mordent can and ether chron incurred n to-nethen nit the nnuton of tines, indadna Ørn varnatron bee bean ricluded eadirmilons promokr furneerd loyw, a-ol ell b. fronded to you premith an raval Shan wain ll you 'anned a that wing a satiny, yeu may new eehege See to <slam barowna cosh fa tat paloalw stositer Open widen tnaadng open a 'goad idlczevat orders to acre nnl fl oated by the slalanall dale, open buy and tel Ile9crybn se reduced by to aneav ol cfrudoxls « tern en antad...dent Cr ex nth date unless ntinsted oterwee by you You se re:pantie* let «den Out et tanned die 10 ywr false to orbit endingow end«, Priwacy To obtan a copy of as carat Clam trinity etske, thew~ Kb, r navel MK« le vet as waste al »WW (..fet"./aq, k~k - IBS tnancialSenices e noted:ark The RMA, Burrers Sancta Account BSA and NIA re brokerage accountswhich vend. Meet to bal ung Weal and pedals lee~ run:rents atm "lard bras and mew ledparty birdt andion:mks access to mane and annaty patxts issued ty ~Main tad-NM nuvante canaries trout overarm nor siAndion ol IBS f tumid Sences - beanie. ~roe and snaky lelect<I6 - Mel WIC rand • No barb gwar~ May kue vet.* - tMA Retaste Lan:amen, Attar& Dustiest Sanere Account BSA, MIA and riernadmi Resort* Ihn,rnent Accost sere: aced same mid., of Financial bank,/ Inc - ViSA rs a (notated Vadanak owned by ude Yownsiona Sawa Mk:outran and used Led« license The WS Visa credit tads .red the IBS Vita debt cads ae eyed by IBS Sanl. USA with Isemristos Irons yea USA Inc annealed Moth« tradomarta, attracted tradervits, tel, Ct matt and angered anemarts se of tee respecuw ~paws ILOS Fiswid Sreviae kit Pen SDNY_GM_00325698 EFTA_GO 198473 EFTA01307619 SUBS UFO Financial Services M. Private Wealth Management 299 Park Avenue 26th Floor New York NY 101 7 1-COD2 093205528601c6I9 x12 YI 0 Retirement Account Resource Management Account June 2019 Account name: GHISU3INE MAXWELL IRA Friendly account name: hide/ IRA Account type: Individual Retirement Account GHISLAINE MAXWEU. IRA Account number Your financial Advisor: SCOTT STAC k Molar, LE C A SRIEL Phone Value of your account Questions about your statement? Call your Financial Adder cc the on May 31 (S) on lune 28 (9) RMA Resourceline at 8DORMA. 1000. account Your assets 58,967 22 58,981 66 Your Viabilities 0.00 000 Kat our weak*: ninny tbscomffnanoalseences Value of your account $58.967.22 $58,981.66 Items for your attention e Help protect yourself from fraud and review bank, aedit cant and brokerage statements regularly. Also, get your free credit recut annually from mew annuakreditreporccom Tracking the value of your account S Thousands 570 57.0 57.2 Si,? 93 590 590 Dec 20m Dec 2015 Dec 2016 Dec X017 Oa 2010 May 2019 run 2019 Sources of your account growth during 2019 vaiLe of your ,xcount also,: end 2018 Net del:outsand oath:Ira/cab Your atestrtent return: Onedend and interest income 566991 Change in martin value 134720 Value at yew moue on Asia 201, latt$1.66 958,12523 416069 Member SIK CAP70026.90652868i 19700030190 °CON C619030575004 v03697550 11000) Page 1 of 6 SDNY_GM_00325699 EFTA_00 198474 EFTA01307620 *UBS Resource Management Account l.ne 2019 Your account balance sheet Summary of your assets value on lune 28 (1) Percentage of your =cud A Cash and money balances 58,981 66 100.00% B Cab alternatives 000 0.00% C Equities 000 000% D Fixed income 000 0.00% E Non-traditional 003 0.00% Account name: G heSLANE MAXWELL IRA Friendly account name:Intim IRA Account type: indnidual Retirement Account Account number: 0.00% Total assets Value of your account $58,981.66 100.00% $58,981.66 Your current asset allocation A Eye on the markets Your Amanda' Adviser- SCOTT STAG. MANLVLE CASRIEL , Cash and money balances may include avalable cash balances, UBS Bank USA deposit account, UBS FCC insured Deport Program Bank accounts. UBS AG $tamIced Branch deposit account balances and money market mutual he'd sweep balances See the important information about yaw statement on the last two pages of the statement for detais about those balances. Index Percentage change haw 2019 Year to date S&P SOO 7.05% 18.54% Russell 3000 7.02% 18.71% MSC I - Europe, Australia & Far East 5.97% 1449% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 28, 2019 3-month Treasury bills. 2.06% One-month LIBOR: 2.40% 1.26% 6.11% CheF00030:652B6S2 tIFT000301,42 00001 051 9 030575[04 YI 23697550 MOW Page 2 of 6 SDNY_GM_00325700 EF1'A_00198475 EFTA01307621 *UBS Resource Management Account line 2019 Change in the value of your account lute 20191P Opening account value Withdrawals and fees, rickiding investments transferred out 0.00 158,967.22 Dividend and interest ncome 14.44 Change in market value 0.00 Closing account value $58,981.66 Account name: GFIRANE MAXWELLIRA Friendly account Alms: Indiv IRA Account type: Individsal Retrement ACCOUnt Account number Summary of gains and losses Your Fi wooded Advisor: SCOTT STACKMANME CASRIa Year to dale IS) Velun ierceied Wow toziude mesas la s*ech 9w6 and losses are not dassIBP7. Realized gins and losses lentaleed vans and bssos (S1 $58,125.23 lune 20I ($1 Year to date (S) Short term 0.00 9.63 000 -160.68 Long term 0.00 -590.37 0.00 669.91 Total $0.00 4580.74 $0.00 347.20 $58,981.66 Cash activity summary Dividend and interest income earned FOr DuCosesce Iris streement larablIty at Interest and &Mend income has been *learned ban a US tar leparhng Rus&Ory Bard Won the residence crl the atOWII htldel. awing twm or ploAct tspe. some interest ands clvvienOpaonents may not De Cann in unted Slat, (us) arida Puerto F5(0 (PP) Wkorne laves The them moniNy Barmen is rot amended to be used aid cannel be irked up7n tor I& pupates. Cleric should ales to Mt *0 Kt* sac !coating forms They roan, hem UBS musty, such tin Forms 1099 and the Forms 480, for tax recortmg rnforrnaCcer n is the prance 01 LIDS to fie the ms/icatie tar reportem loins MO the US internal Revenue Smite CM PR TrtaulY DePUBTAIA. and In such kerns accwatery cis* &tier& ands 'nitre-re eclat exempt or I ocante meant. flat tonsil your inn chodual tat paperer. lune 2019(S) Year 10 date ($) Dividends 1 38 556 43 eitereS1 13.06 16.20 Total current year 31444 $572.63 Pror year adjustment 0.00 97.28 Total dividend & interest 114.44 5,669.91 See Account away Nu) mouthing deters Games In your Sweep °pions are &duck(' in the rrirq arid Doling TAMMY value FDIC linuFinfeapphes to dermas a UBS Bra USA and SI bankSpankesing in the ueS FOE insured Noma Ragan. n ckes not F0Oye0 0,90sIts a UBS AG, SlanfOrd &etch. SIK protection apses to moray mint avow lured hosing; tut rot bank *pools. Sctlauxecont into/moon Obey, your Statmenf On the Ian WO pages d tbS000.011111 lot Mats. June 2019 ( 5) Yea, CO data ($) Opening balances Additions Dividend and interest ncome $58,967.22 14.44 31,304.58 669.91 Proceeds from investment transactions Goo 57,819.93 Total additions Subtractions Professional management fees and rated services 114.64 0.00 $58,489.84 -160.68 Funds withdrawn for investments Itught 0.00 08 Total subtractions $0.00 -5812.76 Net cash flow Closing balances 114.44 $58,981.66 457,677.08 $58,981.66 OP70003036528683I9700030190 00934 0619030579934 VI23697550 IIOCCO Page 3 of SDNY_GM_00325701 EFTA_00198476 EFTA01307622 UBS Resource Management Account lure 2019 UBS Bank USA Deposit Account APY interest period May 7 - Jun 6 Opening UBS Bank USA Deposit balance May 7 S58,910.42 Closing UBS Bank USA Deposit balance pun 6 $58,981 66 Number of days in interest period 31 Average daily balance $58,950.86 Merest earned S13 06 Annual percentage yield earned 026% Account name: GHSLANIE MAXWELL IRA friendly account narnirIndly IRA Account type: Indisidual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account r you have questions about these objectives, disagree with them, or wish to change them, pleasecontact your Financial Advisor or Branch Manager You can find a full description of the alternati.* investment ottectives in important information about you( statement at the end of this document. Your return objective: Current Interne & capital arcreClatOn Your rig Profile: Pnmary - Moderate investment eligibility comadecation . None selected Your account instructions • UBS Financial Senices eic is your IRA custodian • Your account cost bass default closing method is FIFO, First In, Frst Out Your Plutocial Advisor: SCOTT STACKMANLYIE CASRIEL Retirement services information Beneficiaries you've named for this account The berie1/4 )aries fisted below reflect the information in our records as of the end of this stawnent period if this information is not correct. or you wish to change your beneficiancK, please contact you. Financial Advisor Beneficialy changes are not effective unless you give them to us in wilting and we accept them, if you INC in a community ptoperty state, your beneficiary designation may be subject to community property laws Percentage Benefmary Contingent beneficiaries 10000% Katie Vaughan-Edwards (100 00%) Cl4,700050:6528934 W7003301542 OCON 0519030575004 v12369755011000) ►age 4 c 6 SDNY_GM_00325702 EFTA_00198477 EFTA01307623 SUBS Resource Management Account 2019 Your assets Account name: GFISLAINE MAXWELL IRA Friendly account name: Induce. IRA Account type: Indic/Asia Retirement Account Account number. Sane Voter. incite MO (week eaves shown may be copes:01m* As a Jesuit gam and lossts mot not be soitaely reflected See north: Afolowecn MW dour statement al the end of ths &mimed (oc roe atcansion Cash Cash and money balances Casty and laONy balance: May *KILOt avaterie cash balances. UBS BTt USA wow account Max", UBS F muted Rogan Sank &Kamm. UBS AG Stamford Stanch oessoal account Waxes and n-okey instal maul lund sweep Wakes Set the steporlaat NypmAton *wow SteteAtO at the end d (NS O)tlanent for detals about dose b$ancrs. Hcid no UBS BANE USA UP ACCT Your total assets Ocenag Manse on fun l (0 58,967.22 Closong mince on Jun 28(S) 58,S81 66 Value on Jun 28 (1) Your limindel Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bart USA and ell UBS FDC Insured Rogan Bank Orpteet acorn belinet me loused by the FDIC WIN.% accorabk pmts. WI ate not weeded by NEC UBS AG slamlaa Blanch demol xcount batalces at not insured by 10K and at not ptclecea by 51K Morey market sheep balances are Kedected by WC but me eta (MutedCy the FOC hut pet share Average OrtklencOntetes1 (Ags n on lu n (I) rat peeled peered trount (S) 2SOP00.00 BeKentagec Cost BIrMate0 Unrealized your account bash (I) annulM(0re (S1 vino( Ws (S) Cash Total Cash and money balances 51051.66 10000% 50.911.66 Account activity this month Dale ActMty $58,981.66 100.00% $58.981.66 01101pliOn Amount (5) Dividend and interestincorne Dividends interest lin 3 Cindend R1TNAM ULTRA SHORT DURATION NCOME EUNDC LASS `a AS OF 093 VI9 1 38 SYMBOL P5DYX Total dividends An 7 nteresl $1.35 UBS BANK USA DEPOSIT ACCOUNT AS OF 0806 19 13.06 Total interest $13.06 Total divided and interest income MAI ChP70003036$2868S W700030180 °CON 06190305750M VI 23697550 NOCK° Page 5 of 6 SDNY_GM_00325703 EFTA_00198478 EFTA01307624 *UBS Resource Management Account lune 2019 Account activity this month (continued) One Attnity 0O0O1 en amount (I) Money balance salvia*. May 31 Malan forward $513,917.72 mum 4 Depcort UBS BANK USA DEPOSIT ACCOUNT 138 mum 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASCE 090919 13.06 Jun 2/1 Closing UPS lank USA DepositAccount $91.9111.66 Account name: GHSLAINE MAXWELL IRA friendly OCC011at name: Indiv IAA Account type: Indmdual Retirement Account Account number. Your Financial Adviser. SCOTT STACK MANLYIE CASRIEL no unseen USA Oepo9t Account Is Ayr calory sweep calcn CWN00B006529595 W1000301912 0CON 0519 030575004 YI 23697550 110C00 ►ogo 6 of 6 End of statement for account number SDNY_GM _00325704 EFTA_00198479 EFTA01307625 Important information about your statement 1.85 Runnel Sonnet hc. (the firmer UBS 'intros Stoop. as a member of al prnapi uo.nty, ccnvncdfy and options habaes UBS inaroalSobrces and LIBS Bart USA an mired sLbsciartesct UPS A6 rd if nem of WS Smuts11C the aim's Inane statement it avalialr to:amount The Fern's mentot °floes we at Scoff] IX. 1200 arbor Boulevard Werhardan N)07COS IM 0/1~ 1 (el:4,44M the ordi official Wad Of you lan Faroe Son,c(1 ac<ount Other records. eakeed omen tar 00Curntrtn naming coracle., elerhocid nor be relied won I yOu they 6 rare a racoon. pleat re0at it alnethatelf n reitng to the Bergh Leaner of the off iee terra you' oxoLet Alta* at Man Raven we Melded lob* ac(uale. ellaIeniert drag-cull ml be used ter two-awes ray "Zen rex-mid is lams, ee. Form 1099. 5498. IOAFS tic )Men Team, YCO. raven the inn it mound be taw to repel TO te YS all untie &glen*, reportabbrirtnabb dnidends end !nab* :math! toned on nevem held n )our rant. net Craft* a, safe transal cm. and eon base on <erten covered secuines. Cownwnkationa with the Finn • nem (tardier'. a,/ cralmernaborbons n uttrg to queer pram, you ntm. radng yob rctit raw the Saul Os Haab Protect*, Act (S A) • II the finrcie cacao', on the fop Ms, cl the teat of thud 0.104ntre a anti IBS Felting SlenCla UBS MANI 5HVC44 Calf et yet X<Oull al thereby teak w by arrarent evil the rocit‘d nand On we Sensed ad., ed the relleknthia 'henry Olatnal. tha raise hay arye.)0,11 knoll and wades se localcd i UBS fnaneulSterces and not We no:1,mq broker, and ycw ensl mike a report of rimer a amnion to both Imo • As devised n t e docant Kretments, you mat rofify vs of any Olny, of Mad adolag ctecls reflected a your claim/a *inn 30 doya after it was Malala nude available • Metes deal (Won'tr aniplinli a rfls*e to the Yens Clem telaloni Deproment at 201.)52 • HA) tol/ree 800.35.9I03, BODA.M. to 600 IT Made, though Foley, a in Ant rOtO CBS enamel Sewn x.. CIM IteleMore Department. PO. Bo. 766 Iron Cly. la 07081. • Al statements shall be deemed cornalete ad none it not <bodedto n rang stabil 60 days • for TT' seven. Cal lia4412.09% or from outside the U CA21)1.357.1495 • hose of errors a outstay ieCa an eledrorn firth transfer (IDIM, tell parent a WS Vet debit <ad transxtiam, cal 800.762.1000, or *Melo UBS annul Sava, lc., ICOO Harbor OW, 6th f kor. Weehawken, NI 07086, Ann RMNBSA Sawn Cita wale n soon as )0.• Nn. i1 rad Fmk you statement a recta 6 neap or f va. nted more nicomplan about a tuns* cn the %lament a iwt•pt the fern or Card beer (as arolcable)rnati her Morn 'tun° IS.. thane° days ri te te ton cont you to Ina venture on sabch the Ma or Fob*" *Pend - horde act/ nano rd accare nude/ d any) - Dasta• the aro. or be reefer you rea6Ve about and 0pLin x cis, assx• cal Will No Wove el K n alb why you neollnxte - Provele the dollar amore of to expected error The Fern or Cad bus sail nvestore your cemplone rd coal correct ary erns. prarptb• For resod areas maim? LCIS Vaaockbo cord trabsacto-n.l we tie more than 10 Penns days to do tn. we Mllmde sat attcown fee the amaat you the* le n snot. so Ma you nil hue the use of Ow money dorm; he fine ties Leto complete or ne•slothan liens make all checks payable tote fern or to fnancialmittaien Mooted*, te front of the stannent In add/ionto regular account, ton. accounts envy be abaci to mantenrce fem. chrges fa late papaw for secure.; purchases and charges Ice u-pael arbors accents. Account ehz re bndtned tootle( rnay be sutler, 50 a &nit/ lee OAS Sweep °pekoes CBS often options fa sweet ) cash berm to bark depose accost at nen-ablated bats andattired banks and money market /Null tenth (Money cede). Depose accosts at LOS Bar* LISA arid 4:n4Mb:cod bads palicaang a the UBS PDC :mend Program ar•FOC-nosed n accordance Depots rule: rot rmt riomtabon, plea. use rem Deposit weans at UM AG Slanted Brie and toes of Monty fleck re not Mused by the FOC Bank deposits1re not protected by SIPC Monty fad Minn re protected by SIPC See "WS Inmost Sauces Secant PreacetcW below upon rake masa barrow n the bat depute may P. weadraim. and sham of a Maly !aril may be hie:Wed and reamed, returned to seal 000., Wades land" Fate nfainston tout tradable sweep options. eft dig <aim, interns reef andyields. o abatable al www.orbs cansweepyields, from you. Feun<ut Arise a by <afros BCO 762-10:10 inantiol Sorokin account protection the Fern as a member of tie Sautes romta Pratcorn Corporation (SVC). which protects Seturem customen Of asmarten bia to SS00.000 (ndiadro 12%00) for darn for cash) &planetary brochure nobble won rtg-e, a al me. lea or9 The SIPC owl Protection grin ;Pi toil accost that you hold n a prikular <vanity The Fen *ether with cerlan *balm, has abo Pechowd supplemental coerce The rruarbm anart payable to all Niataeclerns. colecirob under the prOtecbOn 51500 mlla1 at of dieter 10. 2016 Subpa to the polc• cord, tom and In trodn. bras at the fen n kohl protected Ice tp to SI 9 mace, in the aariae la all pa ecculs held n a probate CaPac ty. A 1111 <CO/ die poly wade.; es bailable LIDOn feCtdeft Wetter the SIC premien ref the steoplanertal pecacion gob to: • Cron 'runnel atom anvoied by find nchelof n YOks AMON yawl hi led away IrOMIBS f Arai Sawa Foe emr•ole talon (0,inteexebrodelt ncLdnb yob* armates. and I.Jsaw, a nutaal finds registered mho nine of the roan, holder on the becks of the *lbw a aria re -0), • imminent cruets a nwsinent Merest, te 9. limed patnenhps rid puree placements) hat re not rog erred under the Secuntin Act of 1931. • Conwocites <cream (e fire on **charge and prawn metal <creel* ncludms haves rontricts and towebdt`f Waco comraas. and • Depose accounts &rapt teethe**, of deposit al CBS Bark LISA. UBS AG U S branches and to-knew KIK hoard Dope/ Provnt The S4PC protectors and the tmainnenial pronto" do mil *pit to these amen item nr they otwase appear on you sli ernenh The SIPC protection and the supplementalprotection ohne wow agent* changes the market vele of you. owestrnerts (whether as a rest of market movement. mute barkacliY othwwitel Dividend Reinvestment Program 03Fi'l The V" reflected a an anrale tea. Vey may obtain the actual awe Iran )cote Iiurcal&d isa Only amok *wet me esthaedutme DRIP. partial shoes roll be sold rd thecaw:II be deported n you scco-nt The dredged 'treatment once roped by the issue. my dater !Kin the made Drat 31 v"ch toP arhal Owes resold Caehirtrliete 01/ whale tat/ may b held m you roam d you are enteled Loa DIMSWO as a fault of a &Mend genre or ~roe. the Tem weether sell panel unn al rewbee awe a rope at rant determand tat a regime' (learn) fl aky. and credo yob/ Klanl lemmata/It objectives The rwestetee objectrres ad nsk predie are speck to ear account and my va-y hewers x<ordt Naa see n• th• Fon proerplbr n writing of eV sada ant change you' fond maw a ITailrTre objectives For each Account Mkt you <homeore of the I °bang imminent dajwows • hake& CurrentIncome arrestmeres seam the generic. ol none air • Aram* CopterAppwuron yaminwits siting *math ot amp., ratter Man the genraten Mint • PfceAk• COMisnatel 4:4160)eit 014004-0 APPIK.A.00 etreurnerns seeking tar the generation of tome erl comb of principal Om& tisk ;Silo • Croons", Seeks to newton Mel catgut wth bar rid rid barley to the man metal. men if that more the none does not genree a inner 'went cr taunt and may not Imp Pro *1k .rttien • Stoderee Wiling to accept cone nth to pnntpal and tolerate scan validiiyb seek bete rams • Aortbave Wiliba to accept hot ^* l*fmx1F41 ad hq, verity to ad. bonen/en ow ten • fralo•••-tfAgotty ConselwAran f veloctod, a paten of We podia° for the aware may Mud& earlier arategen, Unwed liaido, and rano 'rottenly Statement Itouseholione We may centoWleit fit related rowel itaWnerts loth the tame adders in the same ernekpe. e.g. because they hem owner, who abe mental, pin sawn rolabonshen wtholher clans al the bre oaten I you prefer to memo end ideal statements marled n operate ornefopet, you may cfrodno hoorah:Are by cairn you inroal Meese Friendly Keeton name The Hindi/ account Aerie R Stistontable •rekrurre• chosen by you to art you wit, you reafdlatoto t fin no lead effect on your accost is not mended to reflects,/ water* or:1AL relent...alien, eminent *teethe a rd: profile anceuted with you '<earls. art it not a prone! of 'axle* that wrath or any Internal mutt. < ri a will be xhered. At • actrniatt adaa tent a loot nekbeg to nOt of loss of nearer. renown You <an dunge you. handy YCCA111 ones tea* Oran. Sanas or by “nlacteg yoke f rum ol Admor Aware okenriew • Veda of you eccortrpartfotia Net ol asses ani li boon. • Atsen. Model avalbli<45/104eddifef.velJef la nti i ktadalual (est), end Glees Tent Depoutb vreahted meat e to market. and anonassets not held by Ow ;cm Does not re1ele werced 'tante/men the and a the prior and °mat astern:ea prods. a aerie neannwek wonted dock options and earCiabf> reed *phone • dubltes whin dim biros otstring male. brat veal Int. shoe roam balances • Cathaoney baron Total ol unmoved notable tat tulardea OA &poor taaLthai al alt need rid ncnafflubed bares, rd moray mate mate fund snoop balances, at the coxed thr sternum prod Nrconenedly ION wed. balances ri your sam e. re net eeae anrd from other Defames ski the fern mug toe ryda thew Famed me adnry can ol bares. Thew tench re payable neon your demrd. Dv, total is oda:Wm The curer% prod ekes, rebut. Leans inferenetien for detailed Mention on the ferns lerdng prelim ad &clown refer tops Clore Retatecenhp Agreernent a daart durtailatt ardt*Gobral Terns and Cottons CBS katernent of Credit Fraction salable nAgreem•nt and C•Cx busts Dv a. r.4 e-dat, red,dav SDNY_GM_0O325705 EFTA_00198480 EFTA01307626 Important information abu ut your statement (COnteued) tas sta Vors watemen neme :etages rd celcc mets Veld btw aackne S th «dof te fl emen, po-cd Yes narad tor ciabsery a by pad storen x are, tree tas mai Piano ~dei uwe at ban totem/ al« • ang any blanco due ontbeen Ary muon erandened tot* firn dragthi slatemenl peard are bied at ~at valem 01 Iht end d the statement peØ • criebarai. h dettemneg co,' baks of to simle Mode! n th statement Seems ndtsed weh th* nart« -1,- LeS Fruncel Sem harend al Samba. <tiara,. kom tamst Ce« ton Ure recul Sent" mideg racemenn ban totha Armthee you may haw prooi:ledto yoga Imam.' Afled Wegen don not nd•parcanty vonly a gaitelet the recy va/day k kny d om.Mco pronded tysoaces other than Fnancul ~e. Øen akhough IBS Frites Stoms omwalt wdertes eed ricensecn as re o niewed the Fee Ø rot tronie any imam« dyt the necanerecn aiite'Cost bat' a-d •Urnalcedgirlloss' accurate as os sodaed the «amore Aloude, pkawdorad eikm tos dansten a maks anhase a talt deceamt kt la• mams « "emoe. Actoantt transfereer] fotogen may rellott gaas, nformaltn only lor to perod erne ihey se eed at reine More haakst Wamt:n cri be .deled by >os rnricol • Unrealired gainflosses neon data is natte*. nimared vresued ~glom se takutitedld educlut snagy bh lto tranalen data for ndvdaat bes may or Mly nel krt carenstram. Avro a-dcr SO:Lety nOtOriaxrca ~nu Omleid rwl ot« rerw~ Ion red veten< pacht? bat ro erts Ørred to dia,/ a* smaadlol To" Trad. date" <Mmn pie ane to adie nawam aide dato • tabla ~Mild Bad% and anloned Ulk ihat the inur Wh lor earYtederrobon wil be wlested mairl"by lot kom reug dl Øms cd dyt eet Meld note rum, or n nomen« name lee ar <tests Cal Mare ~kon is obtaned kom tred pa-los ard es ~nv es nol verleed Oth« <dl lomen noy ome wen:hcola affect wekt compleet ~onwelbe pronted iton («a • Peloevalta Peten Otplayed lor wallen bid dlw pro!" max be heat« or bs« tan the gnoe Mc >cv %%duld Km* nom. in the mark« nat as names hom vree: tod Party ~Ces mot eh we below to be rehak. b.* we do nol went Me max). - gemak we to <beng pekt* aha" ~tabla or Be ~of thebd and at pias la bied 590.04t4 td opeens°. aer bel aces lor OTC Secties. - Inc xev.yraded wan« enly beemd ~g a vatanon model ce thema, mam pm* we ettaned ani nuy rol rellen an baud mak« cue a vake - <reen pashkes ms spes wedue • aire and mom show as ace wand softie' 4 we oe aso* to ebbe, a ane krt - Oti:0: ti a UOilf dertontngs5 n onercel «her thanuS dabt; aorelkdod at the ~hang* rate mod te waterent dab - Fcr (Anton liKv Veen? n nonistiormna dtnemrkitenS, pate M gurety boe «be) may euse been zjusled to holen, rector ralualon. To obtanstireni quota's" ?Stel ~ta*. tassen yas Fnán<til Ikl•sor • Prime investrnantaand gtruebled ~duts. snot. mostwni se<arkb (rcldrg duce Wette Cel Maan afdaal egale ~Oen "et scoabes) ani g extved proiacts se gentraly high), Afgod Cm n .t u ,rsltOtte hare not been regswed wen te Satiren and Eeshrgo Carmen:na ad« ro Site ~de% bed We aarde esanated val" toe ladte ~tm« manen ard ~bad acetaat ta nlorrnmenat Itut.0.44 feb‘t AiAllIO/ 4 na gwarántied - Wet+ v*esnuydalée aastaak Ironi logn. 4 any, a,Mech a poene nostmene Wi Or e itngluted product ma; bebaadt «soll ed do not n«esstly feature the vale you enw meid tØ daldada. - lhed party nemen of valre re as d *colon dato and re uitspaar:hoUPS geknot Smoel on a rofils base by n relapsloc okay», Ira - ca«. ~ai proef a <game «ttnaud reu« d ry. stangid totogem by th* stuwt gemot panne' or wang and may be cabakted basden «Nard mecenaat km Ilal vsod br 'edoelen to Ome leer nimrod sales - You tan drain aciSecnal Hormoon regercfrg to ,..thi~ wed to dettnerne the ogende ca oho and the date ol nicrensionthat n the bun sa the «wou by rontacergyas Foren Adroor - Wed party oneneed vak*l rruy be relbobed as 'Nat Daad' n snwal 'Maat Ween al rdope~ vatisen fameus rot keilad a d Ovale to enge vale ~we Detant* iaat Pist oma...gild erere hen aorred fiat ~alla Pre~ nareed vale eno oueskan. a aken a neut waJd be Nokar speaker., da, to the norse of eld money - Mno not« an uur, gterenl partner oe tpsmcc nernaucl WW 1 a todery rameed rane prow:bt the vale of to soosey wil be deer«e frons es ;ach«. ende - 'Oertaan to date' mor ~le murol opaal, encome a bah ▪ •cegnal uni side' sep...4r« to Ma Menno pene p« usa and magnet rellen Soter oostbase. - DOP rd Wbled KIT uw écs re ret Iaden a nstsnal testiRe. ~ene, and n timer", dØ rd ron d ladl (in be soli. the pme remved mat be bis ~top« share *Amen, rak.* promoot, n The >aam aseen • Redritted maaide. Riannsd ~Re< "waty are not carerey «geblekt pi* lag Lei Fro-od Steven kan the Mek« OM Ol ee urtentsled stock of to same sluw as an erraied vake. lor lto m inded stak for papases or Ml statement ady. To the enere Mae tetsled ,anes re eega* lor sak. the wee raamden/g be sLbsterndar lest elun te mouted valt toen. • la eurewated)nconw. went Weleb andoren. An <metst ol ~d 'tome n bidm toomt dndent and nier« anes, meng ehe snaren wil be heb la or* htx kom veem« date er red rotary Ihn earmato g enk, a gudelnk acaexy centnaidtmcme re not guarantrod tarnred mal neme and carerst reld lor «elan hOPtht Of ~NS tould intide a retun of ladur a opaal pains sikh teutte ni inname (and wamt Weld) Ovnuld be onwelst& - &Meed e maf exane ard and ehe idool name and Wed mst4 be bos og ton the naeed "outs - An *demo ol a-malted «om. (dvdord astor interen) dinied by tho <omen mat« oldavmoo balen> e~ end» last dodend ee meest palmml mak by the reur ard assunn socanwickpa.ts me be held laaie re kom to ta dement date a uned mat", Atoracy ad rat neef pad se not garend • Amati not held by ABS Nestelt Sorrioaa. Celen mets ss M.»bbyt»I rh and nat M'n tbc Inni pountian a damt These tut re dnplesd on 1w naternent lor Sonnet cad bly Vissent and vals p••....ted aro prordedby Ilw espeg hat ues ~ui Sieren not nnpristas la len 'domnon a-ddoesne gunnen res trurty. Wow mosels an rol pededed by SIP( or the Frees tedtawnental SPC opera,. • Remakes 'beits andaddities/el competwation - m *Mi nis comeussons as saks ed t .7b. I ten ~neef n cannedo, wees Wc daarlaat:nol ~hol tank to ca <bents we tearce as afligt* enis romans Omina parones Iran daktulan arde< wintert ot he «uwe handt tm we uk lhno maal ge baseden tro delirant orrpcnamst th arrore of taks by IBS d a peinst, nagaal hand fanry to out (tent% and OS Ih aow valbel a ~ode ~kut syid Ier is turn held al the lam - We Mar alles to recent netwogina and onde aanleg lees in tomduoen fa ander flard WeScee tul wo gordt to Me mto' lunds. Tram lo« gasrats se pad kan ~za ma. n to maal lagid and re a hoed dolly smart baud en to ruwt« of smutes at to larclardnle hoblig murl trindt cd Me Itiod Inny - h addeen to ontnesanreareed n («toch,. wit, te ede or dietweirs ot nulty <onkels rd ure, eneamen enne units lo eter" we edor as Mam tegens tetelre ~ent ~maten kan msyd the rente ~nes ademden so arnuity ortraas, atilixes d th, inraam corrpanos ee spanen of Ms sne frop~et mes ~Motto - h addedn eo CanwiSbntrOttmd Iran to afduw and sak dia as stads. we arda afnaai? rector an asv+bed ~oe tering >timen, kom NntShires dstrixdort as well as hallig fa e« hmkgy cloolopmem tranig rd eductat - 0.• afblaas oho reces, kaden (orrisicen M othe«capensabr trom f trds ad mere* carpánot wet« geolacts wo deerta• We ment canpensxon kan IBS Bat USA, LeS AG Suntord &and" and non,* deed bras ei~ oio cash ~cp logra lers Øve may boa mee* pa ~e fa ee may boa parentaged amant* dalr &poot urnen Activity nfonnton reosdna trim:ni:ns and ah« ~ges ribred n canecticn win ene wao-none, kades ntlude"g gaten rárcaaces haStson ndoded co cadenaborn omrank furnneod loyw. rd wil be onkel to you gromt, cnnaae, Salon zang II you n «gagel n short aIng a saam, ycumay nor achtte dat lo <slab barown, cals fa the Pandde snakt Open ad«, Po9eing open or -ga:d edlarnekt aders ta wae roe ~card bylad slowend da», open bus and vel slop enden re reducedby the amant ol enid«ds cent« ar in ortnitleedscr engels date unies nstnached ~rom byy u Var se respornbb lor acties Ohm se ~kiltd /*Velo finel enliKtOcen ceders. Privacy To °baan a copy of as arren Client Nor, Pauk*, Omecontact yeti relnislASsfa «von cv watste ai jommobsrandomerese:ek - Lel Fauntje knikt% è nol *bot lbo RMA. aren Seniets Accorn BSA ard It VA re beolie:oe accountswed% voed. mc«. to Dring «ns« ártd reeds.. 11~ assIgtent mom afdeed bras anf otte tedere, bankt andpronkt accent eo Men* and anrorty wens Moed by ~Ma«, erdnarty enrive <timpanen trast niuraxe tem kAndurn of tel F nam Senkes - ~meet naaste. M snubl prcdtto - usa ICK nand • No bet meter Mal lost. vak - Oda Resora lAngemem Aar," Business Sart« Account Ba FAIR and nternatair Renata Llanarnent Ascoat* re reent wed ,emte maks d Lei grunnalSeesices bc. - VISA n a ogittrwed Vadrewk wad by vita trombone Srawe Au« uiten and uted elfder kent tee LEIS Isicredb redt ed thé LBS aha debt dids se moed by LBS Bank. USA wat PerthursfranVna USA hcaporaltd Al ah« isdansk:, endtred tradernstf servet meis and maand ante mekt re of toi respecten ~pan.. 1lOSFiweleaSwiaFYw Por ?elan() SDNY_GM_00325706 EFTA_0019848 I EFTA01307627 SUBS lies Financial Services tic Private Wealth Management 299 Park A.M... 26th Floor New York NY 10171-0002 ANP7C056$6710119 'CI 0 Retirement Account Resource Management Account July 2019 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Individual Retirement Account GHISLATIE MAXWELL IRA Account number. Your Knandal Advisor. SCOTT STAaMANLYLE CASRIEL Phew Value of your account Questions about your statement? Call so, rancid Advisor or the on lune 28(51 on AJly 3t (1) RMA kessuyeUne at 600-AMA. ICC°. account Your assets 58,981 66 58,994 06 Your liabifitieS 0.00 0.00 visit our valuate: www. tbscomfinancialsences Value of your account 358.981.86 $58,994.06 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regulady. Also, get your free credit fence annually from www annuakreditrepon com Tracking the value of your account Thousands 57.0 510 57.2 $7.7 911 590 590 OK 2014 Dec 2015 Ott 2016 Dec 2017 OK 2010 run 2019 lu 2019 Sources of your account growth during 2019 VS, of your , cciunt atyez end 2018 Net depositsrod wthirevals Your atestrrent return: Dindend and interest income 5682 31 Change in martat value 5347 20 Value of your account run ltd 31 2019 2/941104.06 558.12523 416068 Member SIK AP417000300564961119,0001a3406CC032 0719030575004 Y123692550 OCOOCO Page I of 6 SDNY_GM_00325707 EFTA_00198482 EFTA01307628 UBS Resource Management Account 1...ty .2019 Your account balance sheet Summary of your assets Value on (1) Percentage of your HCCalitt A Cash and money balances 58,994.06 100.00% B Cash alternatives 0.03 0.00% C Equities 000 000% D Fixed income 0.00 0.00% E Non-traditional 003 0.00% Account name: GEMARA MAXWELL IRA Friendly account name:Indiy. IRA Account type: Incluidual Retirement Account Account number: 0.00% Total assets Value of your account $58,994.06 100.00% $58,94.06 Your current asset allocation A Eye on the markets index S&P 500 Your Adviser- SCOTT STACK M AnteLE CAMEL . Cam and money balances may include avaiable cash balances, UBS Bank USA deposit account, UBS FDIC mused Deposit Program Bank accounts. UBS AG Slam krd Branch deposit account balances and money market mutual bald sweep balances. See the important mkrmadon about sea statement on the last two pages of th is statement sot detail about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2019 3-month Treasury bills' 2.O7% One-month LIBOR: 2.22% Percentage change /illy 2019 vear to date 1.44% 20.24% 1.49% 20.48% -1.26% 13.05% 0.22% 6.35% MealX0C0561$672 tie7000183406000Ce OF I 903057%04 YI 23697550000000 Page 2 of 6 SDNY_GM_00325708 EF1'A_00198483 EFTA01307629 Resource Management Account UBS July 2019 Account name: GFISLAINE MAXWELL IRA Friendly account name:Intim IRA Account type: Incloackai Rebrement Account Account number. Change in the value of your account Summary of gains and losses lady 2019 (S) Year to date (E) Opening account value $58,981.66 $58,125.23 Withdrawals and fees, nck4ing investments transferred cut 0 00 -160 68 Dividend and interest income 12.40 682.31 Change in market value 0 00 347 20 dosing account value $58,094.06 $58,994.06 Dividend and interest income earned 101 PUCCIStS d it., sidemen!, larsablIty of interest and addend income hen been Orterremosl Iran a US tar serail MI Inenflestleet Med Won the resident, d the ac<Ount hacks. mount ire, or prodixt type. some mescal ands anima payments may ea be usiea so untea slam (overnice PutrI0 MO (PP) more tam the client wordily stamen is not Intended 50 be used Mn cannel be relied sCOn Sof ler W rposes Chris should refer to the aped KS:10 tar smarting tome they nano lean UBS annualy, loch as the room 1099 and the Faros 490, for tat recorbng soccer-om n es the praCtICe of UPS to fie the myAcaLie to gooney loans nth the US Internal Reveille S.M. Med PR Treasury OeCranrcent. and In such sans accLeatdy <Leafy dvderct ardor interest miss exempt or Losable CrCart. Rem carnal your indAdual tat prepares July 201931 Year to dale (S) Dividends 0 00 556 43 hterest 12 40 28 60 Total current year S12.40 $585.03 Pror year adjustment 0.00 97.28 Total dividend & interest $12.40 $68231 Your Financial Advisor: SCOTT STOCKMAN/LYLE CASRIEL votes atoned Orton °dude products for ninth cams &Kimsey are not dasyksy. Realized gam and losses unrealized July 2019 ft) Year to date ($) gams and bras fil Start term 000 963 000 Long term 0 CO -590.37 0 CO Total 50.00 -$580.74 $0.00 Cash activity summary See Account atthaly thil None- ..r r %nay °peat Se induced in the openly and dosing Legatees ye or. rpic aurabtr 441e, L.YtAtAti a U8S Bank USA and al banks pante:mune as he UPS 10[ tenured 01130111 PrOglirn II dces not rimy lo deposits al UPS AG, Stanford &arch SIPC VOtenen Co es to osprey mono swap fund hawing< tan rot bans. apaels Sire important Moo/saner, ebOur your rrarenent al the last Iwo pages d INS otcuoent ear CAWS. Ju/y 2019 IS) Year to date (5) Opening balances $58,981.66 $1,304.58 Additions Dividend and interest ncome 12.40 682.31 Proceeds from nvestment transactions 0.00 57,819 93 Total additions $12.40 $58,502.24 Subtractions Professional management fees and rehied services 0 CO -160 68 Rinds withdrawn for investments bought aco -65-2 02 Total subtractions $0.00 -5812.76 Net cash flow $12.40 557,689.48 dosing balances 558,994.06 558,994.06 MA7e0030:664867310,0001R34060C032 071903099:04 YI23697650 000CCO Page 3 of 6 SDNY_GM_00325709 EFTA_00198484 EFTA01307630 UBS Resource Management Account July 2019 UBS Bank USA Deposit Account APY rarest period Am 7 - Jul 7 Opening UBS Bank USA Deposit balance kin 7 S58,981 66 Closing UBS Bank USA Deposit balance Jul 7 558,994 06 Number of days in interest period 31 Average daily balance 558.981 66 Merest earned 512 40 Annual percentage yield earned 025% Account name: Gle5LAINE MAXI/YELLIRA Friendly account name:Indy IRA Account type: Indniduat Retricenen I Account Account number Your investment objectives: You have identified the following investment °I:retires for this account t you have questions about these obi:coves, disagree with them, or wish to change them, please COntaCt your Financial Achisor or Branch Manager You can find a full descnption of the alternative "vestment obw byes in ImpOttinf rnibetn1fiOn about your statement at the end of !Mrs document. Your return objective: Current .ntOrne & capital aPPreClahOn Your rig profile: Primary Moderate Investment eligibility cortaderatton none selected Your account instructions • UBS Financial Servces inc. is your IRA custodian. • Your acotnt cost bass default closing method is FIFO, Fuss In, Frst Out Your l'imenciel Advisor: SCOTT STACK MANLYLE CASRIEL ahat000300S64P574 tt7000188106OXCO 07I9 030575004 Yr 2369755000700a Pup 4 of 6 SDNY_GM_0O325710 EFTA_00198485 EFTA01307631 SuBs Resource Management Account Your assets Account mime: GH SLAW MAXWELL IRA Friendly account name: Indiv IRA Account type: Incloadua Retirement Account Account number. Some peen. 'exact roeCourt values :Man may be aponsiknate mama*. rpm am tosses nay nos be muted/ reflected See importerd aloimaltco )our stetemeN d the end of ths &cornea fox 'nee inloamation Cash Cash and money balances Cash and money Dance:mayinduce. avalarie can balances. uBS Bent USA amain account relaxes, uBS F 'muted RoganSank Berms, uBS AG Sumforo Blame °moot account Waxes and mcney Martel ritual tub:Ismael:Makes Set the important oionn mon about )our stetenent at the end at this Oximent for detats about those Warm, Itching LISS BANK USA UP ACCT Your total assets Ccenng balance on Jul 1(0 58,981.66 own; ensue on AA 31 IS) 58,994 06 value on Jul 31 of Your Mn adal Advisor: SCOTT STACKMANLYLE CASRIEL WiS Bail USA Old UBS FDIC thawed nog/mar* deposit &taint Wittes are injured by Ilk FOIL within aroiltabit amts. inn are not named by SaFC uBS AG Stamiced Branch deposit account b:ances ale not chorea by FOIC and re not protected by RIC Peaty market svreep tetanus are rantedby SEC but re rot muted ty the ;CAC nice per shale Avesage• Dedeacnnuree Dar in ai Jul 31 (1) rate Peeled mood Cap /mount (S) 250;00.00 Percentaged Cost Bummed unedited your OCCOunt [CM (5) (throat toCOMe (S) gen or loss (t) cash Total Cash and money balsams 51.994.06 100.00% 55.994.06 Account activity this month 558,994.06 100.00% 558.99/.06 Date Activity Description Amount IS) Dividend and interestincome Mtefest hi 8 Interest U8S BANK USA DEPOSrr ACCOUNT AS OF 00919 '240 Total interest $1240 Total dividend and interest lateen. $1240 Ma7000300S449675 fillit000I 88406 00032 Olt 9 030575C04 Y1236971/2 0 0:0000 Page 5 of 6 SDNY_GM_00325711 EFTA_00198486 EFTA01307632 *UBS Resource Management Account July 2019 Account activity this month (continue:8 oat Money balance *annum Ma 28 Balance foment $58.981.64 Aunty Amount naive: GHISLAVE MAXWELL 1M friendly account name:Indy,. IRA Amount type: Individual Retirement Account Account number. Your limeade, Advisor: SCOTT STACKMANLYLE CASRIEL Deuriodm Amount 0) kJ 8 Deposit U85 DANK USA DEPOSIT ACCOUNT ASOF 0710919 12 40 Jul 31 Closing U.S lank USA Devout Account The UBSPank USA OtP09t Amount bye°, Wray zweep mem 858,99406 A1.70033086648576111100019340600032 0719 03057SCOI Y123697550CCOCOO Pogo 6 of 6 End of statement for account number SDNY_GM_00325712 EFTA_00 198487 EFTA01307633 Important information about your statement LeBS Francis' Senates am. (the firma UBS 'Marcel Sondes). es a motet ol alprndpal seamy, cownedty and options mehraes. LIBS Pramual Scream and LIBS Brk USA are rdeect tbs.:las ot UPS A6 rd dfilalm of WS SccuMies U.0 Marini naval statement n nobble upon request The erns ennutre Bites are at aAK inatel Semite% kx. 1200 Harbor Boulevard Weehaelen 71107086 IM flef•nunt rerecentc the ore, officialrecord of deaf PISS Partial Senien account Olho recceds. faCete *Heal tar clocurertt e ontwing coracle., claa shrxid rot be relied Won F you bele* OW. 6 react or *now" Wean ref*" it ellnechatelf n twang to the Brunch Maruceer of tie office tering 'ea cgcount Alta* at 'gum anew, are mended lobe amid. stalemert data trail not be used fee ex papaws root sc:eysonYlsend tar tenni, . Fonn 5099. I tiC)VAtn PrePr n g YC•X lax return the inn redured by two Off reptil TOO* RS Aunte dueled,. reportabbnntwabb dnidends and !stable Meets tamed *flimflam held n tea/ X(Cunt. net C KOOS, m tale transact Oen. led (04 base on ((clan (awed secant. Communkationa with the Finn • nenereconfinn rocralecerennoteons it veers, to Anther pate Wt• rifer. rd b-6, 3 you nth under the Sennett traitorProtectnel Act CS A) • II des financial now°, on the sap 1.n ci te nom of thefaaNnra es roe LeS hiring Santa. LEI MANI Sews cartes you xoum at (hemp baby by rarer* •vih the rickal‘d re$1 nut en We rflonned 'coil the reteleandnie telnnyen 004.wel. this Ottani in the use. )00 lint and nevem se ladled a UBS financialSown and rot the nitabci g beds, and you enn mike a recta of ay ma a amnion to both ferns • As devised n the account wretments. you rte notify in of any ono; of hard neohno d-ect s reflected an yew nennent worn 30 days ante n yen Maeda nude wattle • MOMOne° ornonfof Wentilirei a bytes to the awl Clone Malan Conawnent a 201751.'69) ce tol/ree le B00.35.9103. PCO A.0 to 6.00 IT PA:nday though Foley, a in em red 10 te5 ;nerd Ol *Kt, lea.. CITri Retie ons Deprive& PO Bo. 766 Iron Cly. tal 07081. • Al statements shall be deemed correolete sal awn, it not <bodedto n rang within 60 days • tot TTY services. Cal Ilia-612.0SeSet Iran outside the U. 041201.357.149S • in ewe of rots a eastern al:od reit:era Ira: tank, (DM bill parse a CBS Vet *be cad vanuctirs, <ASO:062.1000. of cr ew 10 UBS f na-cul Swat yea.. 1000 Harbor Owl, 6th f kor. Wishaelen, NI 070314 Ann Wan. Sauces Cancer/Me as soon as )C•J <an. F you tat you statement a inept es wrong or f you need more nionnaton about a transfer on the statement a mecca The fern or Card bas(n arolcable)trtni hear horn you no Igo thenCOdays ante to tem tar pa* felt Veneta, an *ACK the NOW Or Fob*" *Pend. - Fronde yos nano and alcove nunice td any) - Nita* the 010. Of the transfer sou se wave about and *vitt as clere as you can end )co blew/Kr eta a why you need next dorm/lien - horde awoke's amount of to expected error. The Firm or Card Min nil nentode your <emplane and toll cowed aty eery premptb• Foe alleged arras moan"? LEIS Vaaockba cad nansacto-o.l we id* mane thr 10 bacons day; to do tn. we Added( noel atcown foe Ilw anent you Melt is es snot. SO Mal you veil hi,t the use of me money dorm:tenets» n tales Leto complete at nsysloatean next make all checks payable to Me rem or lee financial innedir cdcated on to front d the slittenent In addition to regular Wean foot, stew*: may be abaci toman:enrol fees. chaps, forge papaw bat secure.; purchases and charges foe u -paol roses n ash accounts. Mt.:yeti:Fa aro roansfornd to other madden nuy be sufent to a &redo, N. WS Sump °albite LEG often options fa sweeten) cash balances to bark depose *comet at nen-Aided bats and affilated dolt and nay Markel mad funds (Money heti). Dopxe oozing at LDS Brit LISA and m.1414'1(40 balks paelicpthg n the UBS PDC -emend Program ar•FDC-nord n accordance Dpose Knew. mote riommok neat NIA WNW Itic re. Deposit scowls at UM AG Stamford Bard, arid lures of Nary keel Are not ivied by Mt FOC. Bank deposits at Mt WOIntedbYSIPC Moo n/ hrd shares at protected by SIPC See "LDS Inmost Services Account Prot/ace' below. upon at trust Nixon none bark dentin mast. yob:trawl. and sham of a Wray Fund may be friar:Wed rd the proceeds returned to 'cocoas tore es e<ose Father nfommton tout &datable sweep options. nc1xing <rent mtert51 reef andyield% o 43/4atable wow.albs co-nsweepwelds. Ran yoke insmulAchiscr a try <atria BCO 762.1000 La financial Sere kin account protection The Perm is a member of tie Scones node, Pnaiectern CorPoraton (SVC). which ;totem inure.; outcomes of as merlons to to SS00.000 lindiadro I2S4000 for clam fce cash) typlanatory brochure nobble an Ivan, a a www $/X 019 The SIPC owl Protection tint 000ty to all =art tat you hold in a articular </party The rem together with cedan *Nits, has Aso lostrowd supplemental cornice The rreern.m roam payable to all Niable clam. colecreb under the °repletion • 1500 metal at of December 10. 2016 Subpo to Mr poky <reflex% end Inuit." <JO, el the Tema Mho( ptOtactod lee tp to St 9 miler in the aggregate for ail you actor's es a paloular tracer. Aka copy d tie poky wading it amiable upon retest fleeter the SIC warden roe the stoplantreal pfeletlonydnly IO: • Goan 'named assets caroled by find nchdrd yekr Kean stake' tae red away Kern Len .meal SOW., Foe enorclt wean CO instrexe geoids, ncl.drs, st ablexmates. ind liJskorts of mutual km* reointreel n tht name of the scowl holder on the becks of the our a terrier nee), • Irtietnefd «means rx nwsinerst finest, teat, kneed patnenhps lei verde placements) ihm not reocAred under the Se:ass Act of 1911. • Connocitmortracu (eat, fire on **charge and pia an metal <CrIfXlek NONINI) finites corneal ad fr enfditY elitifen contra; and • Depose accounts Prato trek**, of deposit) al CBS Balk LISA. UBS AG US branches and bras nBea IDK Incised Depose Proven The SIPC protectors and the appiernmial pronto" do roe apple to these assets ten if they edema< Mahn onyx.' sidernenk. The SIPC protection and the supplemental protection dance protect agent* changes re the market wkae dry roestrnols (whether as a maul of market rrovornent neon taxarneoloY otheesisse Dividend Reinvestment Program 03faln The V" *hood o an Sneer tea. YOU may obtain the actual ace Iran Axe InaK.al AdusCe Onlr Mqk *wet re pu (based tncle OAT. paid 'hoes mil be sold Jedthecash WI be dpaeed'n you account The denckedrenenrrient once Roofed IN the nun my dINNI hem the malet pro at newt, ike partial shams resold Cads-Mis 0* whaletenet may be held m yos amyl d you av Inland ID a partial wet se a retell 01 a &Mend paenerd or ~roe. the rem anemic sea prof at al rode wee a accept an intuit deteernased tat a neonate cleans fleecy. ardaeda yai accord Immanent objectives The reestnee <bootees rdnsk amokre speck to adsaccount and may vary between yrs =ores. Pea. educe Me Pens prcerplbr n writing ay 011fiC clwrp ptalLon•ii taAtal trefilernre °twain.% For *.Kh account Mad. you <loose or. of Mr foe:map imminent dajnom • hake& Cureenl Income Inentmerts seeking the generelon of none orb • Adten•C•prt• Appworcex yynninwits seeking growth of panted take. than the geniaten or mome • ryos.e• Cambium., or income end0Oed AppreC•INOn eireltmenIS Wang WS, the generation of a-Kerne erl comb of principal O•woN risk we! il••• • Como's", Seeks to marten mlel ex Yowl. ends barns rd salinity to the account ovetal. men if Mat more the noose don not generale Kinnear meant a enures rd may flat Peep pre vain ,dam • Moderate Wiling to accept tone n4 to pnncpal and tolerate sane midday to seek bite( rams • Anse Wain; to accept seer rd 1° P•c1F41 rd hop robbery to cad. her want one tent • fraanuntAgotty Catld•FILUYI I t+Ioctod, a paten of the panful° Mat sector my include cosnoln a 'elegem., lowed liordmi and rya. Walk , Stallouseeliortir We may cossoWleit a reta•AO account itaWnerts with the same *Sims .n the same ernekoe. e.g. because they here even who ebo mentan pee '<cove eelationshon a/holler (ken al the same eolress you prefer to recent rod ideal statements mailed update erneerspet, dew my cfrodno hosneroWne by oaten yo‘e inrinal Manta Friendly mown name Refrendli k(ount new it fa tugantible •nectrorw• down by you to end you wits your recofdlterpro t has no legal effect en your aware. n not mended to gelled re stn. prodot rnOrrerkalahon. eminent **Ore a re& profile associated web sax wood,. and es not a pronto a that wreath or ray trammel mutts <in Cr red be acheerd. Al • oenrniallt WOW. it* Kt cr exk rekofroj to nett of loss of Me antic nail awe You <an charge yaw hardy roam names through Oran. Seances a by comacteot yeti f nem sal Achnor ACCOL•tOWIVIOVI • Vat* of poor account's:or:SO Net of assets end n. • Aspers anchdes agile* cash beances. vales foe festrined secuM1 (ea ). and Global Tent Depends, wreaked mats to market and (tlibil 06 US not held by Iherrm Don not include werced seosiiiriassels r the end ci te per and one caterrem ;erode. ce Wag masterwork anted stock options and mercer,. nod, °phone • tiablfon MLitt debt balanors Pawning moon loans. <rod+ Ire, shoe account basics • Ca:Absents, &iron Total of amend ratable cash tolanfet, OA &poor toLven al all noted and non-0 lobed bares. rd oxen meta mad fund seep balances. art the closed the stamen wed Nrcormodly het wede balances n your award et not seat abed from other Defames ski the Fern may ape vydd these ILnds nit* minty care ol its harms. These tench an payable ;con your demrd. Dvs total es needed m cant prod ckeng value. Warp infanta:ea fee dueled nIcemdion on the (Ms lercIng practices rd &clown refer to your Clore Ralateonthp Agennent a dean Adyerfitill 4rdt*Gleliff•ll Terns and Conditions UBS Ussernerit of Credit Parkes amiable nAgmmy•nts and Di:sebum.% SDNYGM_00325713 EFTA_00198488 EFTA01307634 Important information about y'o ur statement (column yte sarg Vos falmet Mnal ~te, ad chr mets held ntheaters,. Y the end of te fl emen, prud Tem mi, ark fa~ way pad LKkne e sygap nu nv/ raet.. ittorit4 cad at ban tolden/ after • aYrd en/ htlinnt don content Ary snort*, transfered rotofan ding the statement pen:dare fond ei 0,3441 valtas of Ihe eed ot the statement pand • ~bat. Iff dettrmnin neoost beseof th word es indockd lem erereinet. *hoe mdcred wehthe nart« LeS aanhol Scheet harebed irf Mormoon cblaned hom wants chr ten LeS f nahol Snob" rdadeg Mammen Iran ~ha lem ot Mae you myhawpronied,o sov Inrent Mos« !Tofem does not rud•pinintll vonly ~riet the Ko.raeje valdua domfron Ø pronded ty ~cm Os« than La ?namat Sens«. abten akhough LES inhei Snees genera madam h ~en as el o rotowed, lbo Tam Ø rot ironie arry nInninn dtat th, nlarnabr ~Coat br.rt" a-d • Ontdeed giet los,' e accursu at os sodatad t. datimere At <och. pkawdorm 1.4m tot ntarfUlar malie pschase a tak deoscen. ler Ui pØ a otherwrot A«toritt Urstand to te Sam mal alltet sawiloss damalen only lor h perod tine hy se heb at hum( More hotarcol elonnaufn cri be added W >ar Pescol Adotot • UivSind painaloans Mort deun ~tabla, meedeed vretend ~glom are oskutieed nchniut farty bb The chr, en dan for kudust be, ma yr mop nnn rollef ccerensions fl ow adr matry leergraag«, MMS Ornatnd rel Ohm rera~ let an spion< buehata bal ro exhcambned to ~Lyon? aorataad lei th?' inde dan" <olann galantste* fonnafirdertaffnn tra* date • Callablo nountiot Baat and onland dak "X tbc inca <db lor earVredenzbon wil be utested mairl"by lot hann reg dl staniol d that eau bed rums rum, or n nomne• name tot car <fonts (al teat, ~kon n °beried trom tred pe1ie ed es rong , rs nol winnend Otta <dl krans nv; tori whob cols atten weg tempten relonnaton wet be prontad koon retwor • Penatralia Prees tespeayed tor ~eest ad abn myte hrpthw or boor thin the pon tbr >cv veeuil an ati,. map n h mark« nets n <0~ (rom vang twdPaly10~,itheh ast below to be roterok. ba we do nol ~aar ter actracy. - We reien* uw te <hing peke whca aflikte or te eencol tbebd and aik takes la bied ~Jein an opkom a air bilrenta OTC ~dein - Lint eterry vadad ~ncw nuy barold gang a valgo, mxIal a the mon mem rica `we caXaned ardnuy rot reilen an Mudmakst vice aval. - («tin poshims tty noes vr ilhoul • pikt and aston as 'pree wand wanne' 4 we se tabla to ebt,. a ree la e masets- - Dopreu a KO/lien dertOntnStO 0.roteCeti Othlr NerU.S. dollars av rellecied at th* ~bange rate nol th :tranen dak - Pr Otetton ~ben Yedrig innonioriormng dencmnatens, pree an gen-e(y (Ixe wbe) nv>. hen been aqualed to frik» proper valaantal. To Man corem quota's" when nala*. cmitiy1 yas Fer ncw Ikl•sor • Maag invielenanteand Muebontelperda Private ~stront St<VdrOn (rei-dna deal Ihrtethe en Program and nat maat hennen Mol mat« ard sou tand prod-ots se gemak highy aica.ed Certananonared ;raids hare nos been regnherred wen the Satire os an Tacharge Corwo,bna aner ry State :ovan ban We acorde eg mand Mats tor Fond* ev.earnme Skotis an Stuitend nr•Ottalt ta nl arena hem, thcp:444 off Ai.n.e10/ e nel ~meed - These valesnoydilla stlnin140/ Iran Penen. d arry, a which a praalt nateem Pentor Itrultured product IVYbe boa,* soll an do not naessody warsere the vair Yw enry ranke Leon Si:luid:Ion. - lbed party ',Unies of verbo re af ei *colon dna and are scooter:110 UPS paracm Sames on n9dr base by n edgenkee Marion tarn - bauw geniaal arme ce nonne atenaud vakje( d ry. are ~10 F int by th* munt waai panne' or sponsor ani may be naaas ed baalden Mat« Magnaat kom hat used by tid Dames to deme hr essmated wars - Yin <an drain adie:~ necnroban georeerd ....tead.A.w wed to dettneine the agente ce uerer sti the Me el h nionnationthat n the buis la the «taan by <ontwen na Onnut Adroar - Ilfrd party enmaled naam may be reffand as 'Na pncar In shafannuatony ween a-e relfofrolre w4% on Ion hos rot sexpbed a d ~to vare ~n bennen? more tal eminent enere hr coorred Int ~cal., O~re~ vair !no Østhon, ca ertsen oter aw•Id be hrghly spearlatore ebt to h norse od the se< unty - Whon art 3n ~c, girral partner oe para kinaled ulay 1 at/dpaty earmand aa* rt prowdot the »Loof elw soosey wil be &laai frons es afschaf> pree - 'Dator mto date mar hØ ravn of opaal, han* a both ▪ 'Cagrui uni We' neprellnli te rad Marino vice pa un and mynd rellen >0a tost ban - OPP ard Winti KIT machs re na Inladen a hstrcnal :menen robot and n genaak daad and men 1 th; ca' be sold, the phe mand mar be leis tre te pof shre smaad ialu• promoot, n the "ten alte(nn • Rodritted ~Ata Peanciad ~arm "way are not arrrek digeble a pi* lab. Lei Fna-od Sent«, ut" tht nurtot pette ol tt urresireted stak of do same oio« as an inpfied nl). lor h restricied slak boe papases of h atateOfentrip. To te enten he inneled wasem re <Naslalor wie. the nar mandmto be sabsurnitnr !ms Kin te imputed vale han. • la (estanweg name. went yieltb state. An mtnave ol ertesup renent n btw/nrr norren, draind ani meest Falen. mang th mumn wil be heb la ene ryer kom Pater~ date ce anti ^"t4 th «mw. t alk a getalra, acaexy rd ce4,14»id mc"s n not guaranned f• tarn»d mui home and <trant ratl la fata^ Wei Of ~tm ofuld imkide aceton of vecht a wilg gans n trrhth can the esl name and wamt Webb ~bbc <nasla& - &Mand arenif haar ard Lattall yeld and Ine waal home and yield ento be ban ee bah< Man the mtensted amoure - An omwas* ol a-nutrod home (diederd ada infame dunied by h cum« mal« ~baan !dir*, e bzed on tbc Last dodend a maast parrnent man byh naar and homo h wc's amfOrposts wil be heb laaie >er kan te tanemen dde unhl mal". koor), rd <rei-ooi yrd re not ourarnerd. • Maats not hoed bye S linaexial ~opa Celen ~n~ nOrt httlity the rem andra Mam h linis possmsbn or tarot the zant re dnpthed on ps sla!~ lee aannam tor ()Loot« pek Pocrom and rrakth pe•Cinted tro prordedby Ow risurg ten UPS enrrtal Snees not maand* fa rin rronnaten a-ddomn:e orante ris rc urry flow assets re rol pMened by SIP( or h frnistainaamentst SP( ~etage • Romano Marits and addiebnal compt•wation - M MMO-'t° tomnesen <n sales ed t .7b. I km racend n cainena, wth Ute doerbdon of natut tandt toean <fonts we »lea our Cocci.* ~rui Pang parialt Iran &bink" and« a!~ of the maal fan< tm we ull These norm re bred <n ton> infarct carp:hmsf to real of sales by LIK of a porto», maa, han tankt to ot* dontt, and lia th* vnl ral» of a ~Ode noluef land trijs hm beid at fe Iet - We ed os altlunt also Maa netronanti and ~dan aanleg leef in (omdeed«, la transfer agent units tui no pende to h rratual kont Taco toon oenen.% ee pad from nemer aswet maal land and re sleed dolly amant baad en th runt« of scans at to bechrdeake nodig mimi kans of th., Ivd famty - In addt bri to onenisrtnsrecened nma-echo. wie, th lab ee dibbstion of amati contract. afd Vas ~hel MAR ons loot/ tier" we anda as "Ion Wn. ettnrt ~Ob; ~maar bon mryd the ~ne ~nel incienadng te arnuity acersas, 3%1~ d th, notane torroanes a spanen of h uni' rop~et marc Mtdrittloo70 - h abten to (armtSbert terad Iran h afdam and tab a I.p syhrtslons. we arder or attaca recent an amtused mene shoring bayment trom NntShires daniaadort as wed as bading toe ledviologo doolopment, tranig and educaton - Pv shags oho reces, reeg nonorinicen rd odw«arpcnsaon tram TripelNo* rd reasam. ~pan*, aen> groárte wo drettbass - We ment coreponsag o, Iran LeS Bar* LISA, LeS AG Surrdord &inch and non* daal bras t-~ ow <ah MOM proga-rn ~sr may be a ~IN>. pa accoam fa or mw be a patenteof aftrap dak &poot bal Menig kenpion regsdna commOsens and aher ~ges incurred n ornecticn rudi Ine tte0-dOn et badet. "" 1"9 goten vároactons haitoon ndoded co caeinrehons prearausy furnsrod tosa, and wil be Pronded te rya traint," onn't/~ Snee swing ti per re «gard in short weg a sentay, >Co may nor a ~oe dat to <slab barown) tont fa tea flrio..lar waar. Opren ad«, PaStadrg open or ond lava-gekt «dets to mee rot narted by th* narwal date, open boy and sel slop «den re redredby tere amant ol afido-ds omrol aan ordnidexb eng* date unies nsinoched olnienrs• by yens You te responsbb la atlas iht are ~Wied <bilt> >ar falie to <aha hang open orden. Primer To datan • topy of as <ween Gent Mary Wake. damconto:, >tv rnintiel*OCCe a ook ca. «thee ot ~oir er~noerort!Ok - LES aalmal Stroom è ~abc* The Rbn, aren Senkts Amont BSA rd NIM re brokerme at<ounit walen pad. Stam to tordong ~es ani pralen Inrol\ arranorrims win afhard bres and chr Nidparty brult and armkt accest to nsLrhe and anrorty wens isred by orsalltsitEl Thrt&Oarty moane ountPlnon trost, har« macy sakodunes ol tel FiunolSenkes n. - hreantent, harte. ani snurt vaten - lea MI( rand • No bant. gaufreer key bs* vale - RMA Res ,sne lAnagemem Amant Innam Sarren Account Ba Ma and niernatani Retort* Mala-r ent Afrost re rentend sowernarhsof Lei tranoalSenices Inc. - VISA rt a nodend radartak °wend by visa heensloeg ~e Ani:editen and uted Leder kenas lbe LES los credit cards .rd the LEIS Vita Ø cids ee naad by 'SS Bank USA wiel berinnen franVea ti SA h sporsted Motet redenat.. moetend traderrand. memo muls and raggend tarwemaats reol toi respect:a arnparws ILOS Fistel keview kut Per 701110 SDNY_GM_00325714 EFTA_00 198489 EFTA01307635 SUBS u95 Financial Serwes rx Orwate Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 ruulocOSS3SSI9c919 YI 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Individual Retirement Account Account number Your financial Advisor: SCOTT STACKNIANNYLE CASRIEL Mime Value of your account Qeesioss about your statement? Call your Amanda' Advisor or the on July 31 <SI on August 30 (1) RMA Resouralny at 800-W4.1000, Your assets 58,994 06 59,004 99 2CCOullt Your liabilities 0.00 0.00 Mat our eremite: were, tbscomffnanoaherwes Value of your account $58.994.06 359,00499 Items for your attention Help protect yourself from fraud and renew bank, credit cant and brokerage statements regularly. Also, get your free Credit report annually from www annuakreditreport.com Tracking the value of your account S Thousands Sources of your account growth during 2019 VS of your , count at)eas end 2018 158.125 23 Net deposits and 570 57.0 57.2 37.7 WI MO 590 wthirawals -516068 0 I V ' l l 0 i l Your alneStMent return: °indeed and interest :come 56932e Change in martat value 5347 20 Value of your mown Dec 2014 Dec 2015 Dec 2016 Dec 2017 Oec 2018 Al 2019 Aug 20,9 Aug cm 30, 2019 959004.90 Retirement Account Resource Management Account August 2019 GHISLANE MAXWELL IRA Member sire ANP700030C6635Si9 W7000'80453 000O2 0819030575C04 Y1236975S00c000D Page 1 of 6 SDNY_GM_00325715 EFTA_00198490 EFTA01307636 UBS Resource Management Account ugust 1019 Your account balance sheet Summary of your assets A Cash and money balances B Cab alternatives C Equities D Fixed income E Non-traditional Account name: GleSLAINE MAXWELL IRA Friendly account name:Intim: IRA Account type: indnidual Retirement Account Account number. value on Autjust 30 IV Percentage of yotr aCCOunt 59,004 99 100.00% 000 0.00% 000 000% 000 0.00% GOO 0.00% F Commodities Total assets 0.00% Value of your account $59,004.99 100.00% 65%004.99 Your current asset allocation A Eye on the markets Index Percentage change August 2O19 War to date 5&P 500 -1.61% 8.31% Russell 3000 -2.04% 18.02% MSC I - EMU?, Australia & Far East -2.58% 10.14% Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10% Your Pianacial Adviser- SCOTT STACK MANLYLE CASRIEL • Cam and money balances may include avaiable cash balances, UBS Bank USA deposit account, UBS FDIC mond Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual held sweep balances. See the important inkumerion about ow statement cel the last two pages of th is statement for detais about those balances. Interest rates on August 30, 2019 3-month Treasury bills 1 91% One-month LIBOR: 2.09% AAP7OXOOO5535S2O HP7OOO113O453 OOOO2 031 9 03057%04 Yt 2369255OOOOOOO Page 2 o4 C SDPCGM_OO325716 EFTA_00198491 EFTA01307637 UBS Resource Management Account August 2019 Change in the value of your account August 2019 (Si Year to date IS) Opening account value $58,994.06 $58,125.23 Wrthdrawals and fees, ncluding investments transferred out 000 -16068 Dividend and interest ncome 10.93 693.24 Change in market value 0 00 347 20 dosing account value $59,004.99 $59,004.99 Account name: GHSLARIE MAXWELL IRA Friendly account name: Indiv IRA Account type: Incloadal Retirement Account Account number Dividend and interest income earned pot Puroses d his sidement testify ci inkiest and addend income ha been deleanned fran a US tar letter MI perspective Based upon tne *Soma of the account ricrdet, mount we. a pr0O.O type. Sdne interest andoe Oniend pigments may tot be puma to unted Sixes tug enact Poen° Rico (FN) Oxen* uses The them quantity Ateeffiere is tot Intended to be used aid canna De eked Won for tar purpose: Clear should rater to the 4:OK2t10 tar reporting forma they tenon, lean UBS annuaty, such a: the ROM 1099 and the Fenr6 460, for is rezoning inn:stmt.:a is the warns. of UBS to file II* vast* tai *panne loans Ash the US Interml Revenue Sena Mid PR TreaSUIY Derddrrent, and in such farm acosateiy ctsaty dvderd ardor interest as let efreerrpt or 'sonde income. Rae carnal your indvidual tar preparer August 2019 ($) Year to daft a) Dividends 000 556 43 hterest 10 93 39.53 Total current year $10.93 3595.98 Pr or year adNstment 0.00 97.28 Total dividend & interest $10.93 3693.24 Summary of gains and losses Values *paled below minds products for wheh wens and lows ere not assize. Realized gam and losses Unrealized August 2019 (14 Yoar to dare (I) gains and bras Short term 000 963 000 Long term 0. W -590.37 0 00 Total $0.00 -$580.74 $0.00 Year Neatxia/ Advisor: SCOTT STACKMANLYLE CASRIFL Cash activity summary See Amount at My Nui month rcit deals Balances in ywr Sweep Opeons ea included in the corm* and closing balanas vaue. FDIC insurance apples to depcniu M UBS Bank USA autl al banks I:entrusting in I he UPS FDIC mined Deposit Rogan, a ctes no apply to reposes al UPS AG, surnford french 9PC proterson fl ees to moray martin sweep fund hdclinx but nd Dank drpouts Sao impatant tettottnaton about your rrarestenr on the ISt Iwo pages d IMO:exam for decals. August 2019 IS) Yoar to date (SI Opening balances Addtrons Dividend and interest ncome $58,994.06 10.93 $1,304.58 693.24 Proceeds from nvestment transactions 0.04 57,819 93 Total additions Subtractions Professional management fees and related services 310.93 0.04 $58,513.17 -160.68 Funds withdrawn for investments bought 0. CO -652 08 Total subtractions $0.00 4812.78 Net cash flow Closing balances $10.93 $59,004.99 357,700.41 359,004.99 AIR7C00300S5aSS2I 1970001804S3PX02 0319 03057%04 YI 23697650 0000:0 Page 3 of 6 SDNY_GM_00325717 EFTA_00198492 EFTA01307638 *UBS Resource Management Account August 2019 UBS Bank USA Deposit Account APY interest period All 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $58,994.06 Closing UBS Bank USA Depos4 balance Aug 6 $59,004 99 Number of days in interest period 30 Average daily balance $58,994.06 Merest earned $10 93 Annual percentage yield earned 023% Account name: GHSLAINE MAXWELLIRA Friendly account name:Intim IRA Account type: Individual Rebreenent Account Account number. Your investment objectives: You have identified the following investment ob1ecbves for this account t you have questions about these obis:Kokes, disagree with them, or wish to change them, pleasecontact your financial Achisor or Branch Manager YOU can find a full descnption of the alternative ovestment °Electives in important Anformatken about your statement at the end of this document. Your return objective: Contra income & capital appreciatuan Your risk profile: Primary - Moderate Investment eligibility comoderation tasne selected Your account instructions • UBS Financial Seruces Mc. is your IPA custodian • Your accotrit cost bass default closing method is WO, First In, First Out Your Pineacial Advisor: SCOTT STACKFAANLYLE CASRIEL A hP700:00C6S35522 W7000193453 00°Eli 081903057`5004 YI23697SSOCC000) Page 4 of 6 SDNY_GM_00325718 EFTA_00198493 EFTA01307639 UBS Resource Management Account August 2019 Your assets Account mune: GFISLAIVE MAXWELL IRA Friendly account name: Indw. IRA Account type: Undo/Audi Retirement Account Account number. Score prem, rrcome old florcol uclues shown may be cporo•bn01e- AS a mut. Gams and Sosses not be meurSely reflected. See Important sfamelsn alma Awe stettwent S the end of tuts dxuenert for rem Fonorinalim Cash Cash and money balances Qin awl mons Orylanon may endue* avalwe rah balanCeS. UBS Bar* USA worn account baLanes, UBS F PC Insured Frogan Elan farms, UBS AG Starnlora Branch moan accourt Waxes and nroney makes rowel lurid sweep taws See the Important miSmSSOn atoutsoue Vehement at the old oe dui 00Cdnent foe detals about ttoS Wane, Your Reseda Advisor: SCOTT STACKMANLY/8 CASSRIEL UBS Ball USA esdtll uss sac Insured reoLearn sank depor0 xecurt Wants are Insured by the FOIC MINA amilublelmts. but are not praemed by WC IRS AG Stamford Blanch deposit xcoum Wanes ale not enured try FOIC arc se not protected by 9PC PASsy ma ket Sweep balance. ate pederted by WC but a* rid untied Cy the CPC Cceneg baance closing Niece Messer share Average ()V&A° Interest Dar in liddnd on Aug 1 (1) on Aug 30(9 on Aug 30(1) mat peeled period Cep arcura (S) U95 BANE USA CEP ACCT 58,994 06 59,004 99 250)080.00 Your total assets Percentage Cr Cost Blimated UneetlInd value on Aug 300) you; account basis (II annul income l9 pain m loss el) Cash Cash and money belances Total 5940499 10000% 59.004.99 100.00% SS9.004.99 Account activity this month Ose Adhlty DeSelptiOn $59,004.99 Arrscruel Dividend and interestincome 6 serest Aug 7 Interest L/85 BANK USA DEPO9T ACCOUNT AS OF OS Ce 19 '093 Total interest $10.93 Total dividend and lets:est income 310.93 MX70003005535633 0 ,700004003 00032 0319 030575034 YI23697550000CCO Page 5 of 6 SDNY_GM_00325719 EFTA_00 198494 EFTA01307640 ES UBS Resource Management Account AugusIM9 Account activity this month (tontinueth Account name: GIBSLACTE MAXWELL IRA friendly account nom*: Undue IAA Account type: Individual Reorefnent Account Account number: Your Plmeadai Advisor: SCOTT STACKMANLYLE CASK!. Cele entnity DescrOdon NIP4011 (I) hnl is ltatilmkefomW Aug 7 Deposit LAS BANK USA DEPOSIT ACCOUNT AS OT 0&06119 10.93 Aug XI Closing MIS lank USA De►out Account The UBS8ank USA Decant Account ',yeast:renege/Nee moon Money balance saivitin $511.,94A6 $59,004.99 AkeTOBSTOOSS35524 WT080160453 00002 C819030579004 Y123697550 OCCOTO End of statement for account number Pogo 6 of 6 SDNY_GM_00325720 EFTA_00 198495 EFTA01307641 Important information about your statement LOBS cranial Saran tic. (the firmer UBS Introit Stoop. e a muter ol al anapal uo.nty, cent/no:Sty and crams thehrges UBS Enamel Swaps rdLIBS Bart USA re rdrect obsciares a UPS AG and ifilalas of WS Seersites DX the Pim% "areal statement n evadable upon request the Fern's torten often re at narcel Snits ix. 1200 Warta Boulevard Weehaafn h1)02 COS IM Itarreemm r•Cr•contc the onsi 0446 Meted Of you fnirxial Swval account Ghee records. tr.de *Heel ladxueptl fonlanng cantina elatarthaid rot be relied urn I yOu bele* there 6 react a emotion please repat t nmethately n writ"; to the Berth Maroon a the office senrq sots recove At at eguret thettsil ye Melded IOW Otani& slatenitrt drag-aid not be toed foe fa raTors ray tey.5").0-4,14 la Oa. Form 1099. 5498. ..a ) eAr0 rearm, Yas tax clown the Fein it mound by two towpath WM. RS Auntie dotter*. reportable mmtwabb (*Mends 1"dt..ebb Mimes! awned or, regret, held n )our *Mr". net CrOCeldf en tale Rarer. at. ad tog base on oaten covered oxtail-es. Carnwniatione with the Finn • Dere reconfirm ry teal commune...tons n wren, tofurther part yea ntin. extra'"? Putt" vide, thy Sinai" Inyetter Prolechtel ActtS A/ • II the finred rawer, on the up lie ate fore of teut SLIMentre t ree IBS Felting $104C44. IBS MAW SHWAS Cleft yOrt X<Oull at (tearmq boar by artarent aril the rekaud MM./ 01 we "formed load the retiOnthia 'Metre 004ered tem X(Orysi n dm Me. )01.4 .ads and wades se ladled a UBS FmntulSosin rd not We swat erg toreta, and yo, insl mike a owl of cry ma a onwabon to both Imo • As devised n the =mai aretments, you red roidy vi of any errs oe 1..4 ermlorg &MI I rektor, cn your sly/omen' won 30 days eller n sot Maeda mid, teat** • MOM Oneci cusersieree tteritilardi a neposiS to the F awl Clone Malmo. Croodnment a 2O1.)52 • 169) tol/rer a 800.354.9103. PCO A.N. to 6.00 IT Woody through Foley, a in eta ny10 'moot Streets the.. (lent Rile ore Departmeo. PO. Bo. 766 Lhon Ctp 1602081. • Al statements shall be deemed coavlete ad aurae 4 not *boded to n nitro well" 60 days • for TTY serwces. Cal Ile4412.09E6 or Iran °Aside nett M1457.1495 • home of mpn a GXMae aboA an electronc fink Vanier (DM bill parent a CBS Vet debt cad oansactibm.. cal 80O762.1000. of vertelo UBS Sewers ac.. ICOO Rabor OW, 6th floc. Wanantert NI 0)084 Ann RMASSA Serve•t Cita reite X soon as )CO Can. l as fVk SOI Statement o .net 6 wrong a 1 you need more Samsonarm a transfer as the statement a meg The Fan or Card blunts roluble)rnasi her born pa no bee than CO days ante We ton sca yo... IM Ina arena. on *rich the Ma or Feb*" *Pend --- hoed. wbs nano and =are nundre d any) - Drab* the 0601 or the transfer su Se~ *out and *vim as clerly at yew cr red too blew n R enema a why yet need tore rionnalen - Proade died:As arnaLnt of to a-wanderer. Use Firma Card barn nil neer eat your canplare and wel area Nil inc. premptb• toe alleged eTOn roam.? UBS Vaaackba cad tonsacto-n. l we la* trona thr 10 banes days web the, we will made you roan, for lawammo you thrit n n mot. so that wood too the use of Owmoney dung te Imo a tales tab complete ter niesligatran Mere make all checks payable tote rem or the f "andel ingdaien rdcated te from d to nowt In add/into rotas ware foes, accounts may be 9.bect to manterance fees. chrges to late paarearn to wines purchases and <forgot foe u-pa4 ;morns n ash reams. ACCOMrt that re brand tootle( nodule". may be subea to a hailer tee 1AS Syne* Options IRS Ohm Wens ke sweepro cash Want" to brk depose accorm at nenalloted bats ardaHilated banks and money market magi linos (Money &MO. Depose roam at LDS Brit LISA arol nr. *trod AIMS p4MCC6thg n the UBS RIC awed Program re PDC-nosed reactance wehlr i C rule: Pot mar riomtabon, please site aim Idcgor. Depose al( <CUM at UM AG Slonlad arch rd tan of Nasty finds ore not iviedby the IOC. Barn depoit's /not protected by SIPC Money cud *inn re protected by SIPC See "C85 Inmost Seegers Saar. Prolectai below. Loan 'wee:met biro>. estebat alum may be withdraw% and than of at/airy card may be ligaddpd rd teamed, faired to '<yaps Metre es attose Forte nfainaton 'bra boilable map options. nclang current enterml hem andyields. is notable al wow the cansweepsolds. from raw F "mot Ada* a by <afro BCO 262-10:10 MS Phan Sere ices account protection The Fern dermal:or of te Santo" neon Protector Capcee (SOO. *Nth protects o r ur rtut curare" of as membro to to SS00000 (nth.; 125400) for clam for (40) hplralory brochure nobble ton a ann, 1.sot019 The SIPC owl Protection line **to al accords that you hold n a pria.der <towel The Fern, together with calm *hart has abo a-whaled supplemental mare* The mammon amen payable to **gbh dents. colecreb under the pertlettOn 4 1%0 mike it of Ormereber 10. 2016 Sober.* recedey contemns and Itntatscet. can Me SIM rt *Mho, pouted W to to SI Omni:non the Mere:Ole roe al you arcoals bed es a palKular caf,a, ty. A ful <Copy Of the polcy wad"; it available coon retest teethe the SIC merlon roe the troplrnertal petition St* IO: • Cagan Innate altar overoied by fad "elided is fea Korn vatic) blot hetiaway Iran LEGS financial Semites Foe mem* melees 6) intstexe crostd04 neLdng drub* andel. and Oi -harts of radial Ands reattereel "the name of tie rove holder on the tore of the out, a brier net), • imettnere «mods a nwsinerst nines., te 9. tented partnenhos rd aerie placements) toe re not rog cared Loretta Securities Act of 1931. • Coremodmes <attach (o gs. faroncnchargo and promos metal corniced. includm) kerns ronlrich and trened.1 aeon comracts; and • Depose accounts (eapt tortekrts of depose) a CBS Bat LISA. UBS AG U S arches and bras new IDIC Waged Divan Protean The S4PC ISOIKIon aid Me earremenlelpritemlou do red vela to these asseh even if they otherwee appeal on yaps garments. The SIPC protection rid the supplemental protection cbnoe credal pang changes the rude. der of you imestmeres (whether as a real a market movement. Mon bent ROW a othwwisel Dividend Roane's:wen Program OM') The price *hood a at, enrage ace. you may obtain the actual ace Iran sr0.• inancial &Masa Onle Mole sheet me puchased under DRIP. partial Wan rill be sold rd the ash all be &pouted n you xcc•-nt The dividendor...Omen. ace woof...di:Oh< own my dam hen Ile matte ire* ai yawl, te Paha' sham resold Cadbieblieta 0 * whole tat, rosy be held m you rmse d you Xe Mead Ma pndlnl et a fetish of a &Mendgement or ~vet. the Fern all either sell panel unit al /rater are al lenetill determased tat a regrAend clorma *racy. rd voila Ate KtOttll ammer* objectives The me:War objectors rdnsk profile re spade to tadsaccount and may vary between yea raves. Peas adme the Fans prorryibr n wrong d sty sioMercent ctalrie ris sat hand mamma nenterere apemen For each Account NO. you dome ore of Mr I °bang imegment objecovps • hocks& Current Income arentmeres seam the generic. of eon Oily • dolma CoprtelAareWulmer immInWeti Weeny of poxes anted, tare. than the get atel rKorne • PreA"Combnita• of worn. or I °PO; Attire< anbn Inftstmems meeting tot the generation of Meant end crorseh of principal Overfill risk profiled • Cavan". Seeks to marten add pito* neh bar rid( and salatilty to the account ovetal. men it that mese the recent des not genre. Kinnear< wean, a toms ard may riot Wei, Pre web .rttilen • Moderns Wilma to rapt tone nst to poncoal and tolerate sane *lefty to sea prier rams • Aserrome Wilig to accept test'nth l*P'ext”I rd Paq, *lathy eo teal. ht/IntIttnt our lent • fralow-tfArAty CrkadtrIeCt. I v.loctod, a paten of to perfectola tat accost may inClud• Oterple. Mal•g•M lateral 14udery and Text' Waled Statemenrhareholdear We may conso-klelt it fetred room. itaWnerts wit the same **Pm n the sane ernekpe. e.9. because they ham wenn *he ebb mitten pre rave olio...hen *Mother clans al the wee eaten I yeo prefer to rearm rod rola statements mailed n separate enserestret, you true Orono hooter:43N by oalrg yoa PrroalAdma Friendly feccown name The ;trendy account new. 6 fa Co6Cerictible • ruckranx• Morn by you to *sot you nth you remaidlreepny t ha no legal effect on your damn. is not mended to leek( try Maw. OM:4M rttOrnmell.140. mestment **tee a rd: made anceuted with pots emu". and ea not a pronto or garnet that wrath. Or Sy fraternal mots, <rice wit b• sauteed Al eloeserniatt eltrOlot ihe red el ted., nardn2 eta nik Of log of the attic rwronwe You <an change yew handy roar. elms trot* Online Sences or by comactag yeti f "net Rana Acearloveriew • Vats of pas accounipam1/444 Net of assets rid • Aspeb actual awitele cash biros. nitres fee 'twined wont/ (est). ard Global Tine Departs, veralad marts to wake. and (man assets not held by tee rm Dots not rac1rfe traced searibriastels a the and a the prior and One daterrem *node. a yew* morns ~god stock *boos and traceable nod cooed • tubless PEW.. debit DAMON. Ovegaling Margin boon. <rod+ Int, than rout bases • Cathunorsoy bdaecn Total of trinwarod bobble oath tolarves. plot Spat Dines al all Aged rid nen-aff toad brit rd worn market mad fund swapbiros. a the dated the gamete prod Nen-conenedly beecredit balances "your mean' Se not s.ac area from other balances end the fern troy toe ryda thew knelt new adnry ccane ol terreos These finch erne payable tern your dental& Tel total n ext.:ardente curer* prod caring oboe. Larding ireferenetien fa doodad Mormabon en the Iraq recline rd artesian refer to yam Clore Rebtionthp itgereinell a Agar" ket4411611 and to Genic& Terms and Orations CBS katernent of Coat 'makes abaiabk nAreem•nta and Mt busts a :ow. tri SDNY_GM_00325721 EFTA_00 198496 EFTA01307642 Important information alm ut yo ur sta tement (COntinued) Year sats Vott ~at ~et morges edet.« anes held n the raam at the end of re ~ment arca raa enry ad for *bey ed 'uty pard ~nos at ryter* Vota mai roane trur*, used at ban <otrer atm PaIMI am/beinet due onnen Ary tutet transfered totefm dåe-dthe slatement «vidre blid el frode vakst al the end of the strement pasod • Gmt brå. In deternanng the <ost ba» of the ~nes indoded n Ihnlaatement. W netred weh the euro« ' ISS Franul knott harde' nf ormsn <blend from tenne .tarar 'han Les ircgi Serve, ndadrg orrmen hen rtothc, lem« mr you niri ha. prer(ded ,o yve trnancsal Adm« the Forn don not ndryatectntb, ~dy er garnt, the x* xy a 'friday od ry rører on pronded b/saras ("te tMn ISS? nincsal Sem«. h ackiron akhough Les hevet Stevets general, ,edste, t, nirnabsnw el e mened, the true Ør t vonde bry ~ne, dua the Semske ~Con bed' rd • Urredded gad loss' e amer* at os todreil Ta sutenere As sidt Dkr* 6) nol rely on ed ricernalca to nulte peche* a jak beta" fa lar re.~ « Olhennat ~katt Nasaret] lit *Ora ~I raka ttirrem Armeen *My for te teradd lene the, se hed at ne Fem. More hetarcal narraeon can be skled by >ar Prata Acktot • Unrealirod wint.flosse Whort dettes adlabk, esteren! areedied ~noss., et e/kultet for nductot setery bh the trana, an dau for rdeclot kit maya ~ymt reket carenestare. Argos ytt to:umy toorgr,:x.ca ~nu Ornknd and aha rentart, les ant systart ~ohms bli ro who:em:ad to dialar aeaged lot The' Tradedr." «Anm ~ett the 0-9nfltranmenn trade date • [Sable mourItlet Beat and ardemed mak the the trur <dh for isy ~ion nil be wieseed ~etgbylot kan yard al stames c! ret eat bed n oms nam, or n nomne* rome fot car dent, Cal teamt ~kones °bered kom *urd palen ard as roa) , rs nol parrad Othe <an fonn mai enst sne:ho:Ja eten yekf complee (nonna«. tit be randed teart («Ned • ~vaia Preet Ospteyed la levast and ale pratet mai be Myre os barer irr the proe that /arrauk adm", rocave n the marka! Prat it ~red rom vargad *ed Party SOVI es tistuth ere belte to be Sable. br ne do not ~erte the aettracy. - %Ve rentral‘• re te <bang peke who" »dobble cr the 'nec^ ol the bd and ol. pekes la åsted $4014., ad<ptana adr bid aen ta OTC tornen - 1»x anaelr va:Manet« may be altid ost» a valsecnrnxid a the mon remi proe sw cttaned ardme/rot rele« r actual maket cut or vale - Celan posilMn my sper wdhean a ake and vål show al • pc. emne sak' d ne re unoble to cbbn•ere Xeanty - Otposts «retshan dtreomnsed n turenes ah« tron ti S. dollars "(Wien«, Julie ~her rate anal the strernere date - Pa ~sa Rar ika trade, n non-sortene.; derommens, pece ni pure ty daa vabe mai heat bom atjusted to fadpal* proper sobelen. To oboen omen queen" aha, ~Ia*. «rød year Frata /Santa • hande innielrnente and armband produas. Privat nennet Stant.; (rarPrq drøft [kvitrar." rogran sd eta agat «tetantµ tart savnes) rd strutaredteed-ets ere gentraly heibry dided («un tincteed praie, hare nos bein mastered wen the Setet es and Etcharge Carenesbna Lede ry rale warats ant Ph «orde ostenaied vasa for tete vertre senatet ad ~lend probets fa nlormaficnat topot[ <ny auk a°, datt Qa !atal - The v.elre mede« sabseastrir kom at^ d att', a vki(h a pense netene« sev *attved product tvg beboere e sok and do not matvy eat-sere the vale su mer meie eaan Saudarnsn. - %ni bey etende of »ia vemod • ocean date and r suppa«, b OBS animal Savnes on a egde base by n rdnnenket "Marie fem - iccuu graral prelat a tponcof &amma raleµ d r% are ~Sed tola Fim bythe stue atmeal panne a spana and may be cablated bendon Me.« nlerneon kon the utad by thid pines lo dage the *simrad vaben - Tau an dean adr avl nkrmationittarcfrig ved to *temme the elmecl vake ard the date ot te nternation the rs. the basis sr the «ane* by ortactrgyas inartcul Ade.or - Ihrd party *simrad vams my be steyard as Deed' n stinta, unaahanr wron an edeperdet valurna lim has rot Øled uubk toagn var etat ere ber,. irre *vi smaker eve« lue aosred hot ~sala Pee~ rei:~ vale mo ~ca«, «Nen vatt ~a be tand/ ~ra alt 10 lar natve 01 the farty - VitraMana an 49" 9~11 partner a pesa einred tab 1 a ted.pany rene, raka d praxixt. the »be of re setene *41 be dere< from ts peche*pre - 'Derte/ om to date mår mit"» r"rn pl odd* roene a both ▪ 'Ordri una sve ~erna the mal ollering age p« ane and ~ymt raka Saur ~base - OPP end e-Med Kfr searaies re nat lateden a natenal stortre ~e, and at CICarat,, dichdd edtende*, can be sold, the pace remed mat be lens ta, to pr shre estimatet erts rovlod n the rectsn armer • Reetrittedwaritiat Ptanned ~Ria ~tty art not inem/ aligebb lor pa4:+k ule LES Fnes Savna" Vri tat ~dat tatt al te VIV sInCled ItOCk 0, the tane sivet as an inaded vake la re rekkte/ slo:k kr peroses or ffld >lekam! orde. To re trar limt navnid true es se elgbid for sak, the vake ret-Nedmen be sabstentiedir lens Kn te inweed vake town. • CM (estinated) emne. nemnt yeltb andres. An arrok ol arnad roanen ba:edon taren deded ad internt rates, ~trenge. stienes val be hella ont yta kom sutret dale a anti treer, the tanta. 4 cf+ å ~alna acarry ed mened «ene n not guarantael forma! mel mane and <urent raid la <elan byreol ,tourin «ad entude aret" cd PrIXITS a tapar dans n *het, Unt the et ;norne (ard tunene >ield)reauld be °notat& - blemated rand «ene ed <temt yak and the aul norm and yed enset be brer or heta na, the efteniUd rovi, - An onen» cl an-utbod nierne (dvdcod ander inteest)draded ty the <unen matet ~near baler« rbxd an the last dvdond ce nwest paret ma by the mer and munn te seelheitavosts µl be neid teori, >er kcen the st nemnt date or unblmatardy. Atter), cortiand eid re not arrenterd. • Natt not hald by VIS tinsted keia«. Cellen essets art rot at kl by the'''mt and nat natm the nn's ~sat or crawl trea stenm drolned on raf sutenere lor Semst."'" Nipa« bly Peanot and alp preented prored by er Marg Pen, UPS lnertui Seeren es not respenta>104 noe trommen a-d does granla 45 uray. linne ~eks n rot parad by SIK «the Fnys stada entel SPC ~Nipe • Renate 'hating and orddild rel ceirrponeatien - b /Meie, to temme" at saks and I 7.b. I km rejeeed n annedcn wth the doerbarlon of manual tudetov elenes se st os rade teen nyra. ~ang parmats lem ~as ~or admas ot dd «utad tende tut wo ull tis ~sn re bred er tro «kront orrpanary tit nare of sale by UBS of a trea entust hat farty bo ai flana, and Ba the anal rale cl a pirtars ~lue land I ri/ sladres Neid at fr finn - We and ar Pfldre alsO raet netweleo and ornnbus patina; ler nconsderatm for tente nem unice' tin M ircsd• to the navtal hendt Thea toa omet" re pod from mene mat ri the en-ovaltend and re e fad Grar enere batet on the runt« of scores at the breker-bale haling ~ull linds of thi lad f arnty - b Ølion to tornmeseis ',temd n Wvitaion *ia tty lal er dir buker d ~uty <onkel, ed mentrnml Inn/ anti 10~ ere anda ca arldote rene teen* :totint Caraentaban kon «ryd the rourarce ~are .rettereng the arnuityortracc, elben cd thi nesene ratpi',« a spenes of the une ~brent 'nett ~derte* - In addebn to «emesi^ retted fron, the ~e and sak cl Ne.eihreste4s. sve eder os attlate team? ri assatawd rat~ storing >samen, from NedShres dstrlaadors. at well as lunclina fa tahnclogy einebarnet% tranilt ed *Sitata, - Car alitalts ah* recne Irring corrrrawa ed otter carperneen from rnrual first and murcc carpriot ahat iroartt wo dabst Iata* cormonsaton kanta; Bel L6A. ISS AG SuirdordEeanch ård ~an året barks th~ out cash temp progrns len compensx rnay be a ~Pli, pa ~i fa er rnay be a patenta:tea nage dalr deroot exes Actbrity etfceiration regsdna e«nt«er and aper ~an mured n ternecton mitt the ten-tona vas. rebdug etaten vercreens hann ncludid on conhanaborn prenankr turnarod toyr. sd stal be ondel to you proma/Y anenar ~nibs II su nagar] n diet neiing a searay, y umay nor &dage due lo <sten taverna costs fa tel Opa adm PeS~ open or '9:ed idicergekt eders rir le att ~AM bytt» otrane« date. Ø bu, and tel ror edene reduced by threamarl al chadont or nøs ar an sedat a «'rite date udes nansted ~Ame bylyra Vat se reponsbie la edet Hut re ~utad 4.»10 fur båre lo ca t1 ~seng ocen edet Private To obtan a <on of as om« Gled Prery Nek*. Please~ yte r ~te al AOCC• a tet caa µOfte ynnyaommesmies~e - ISS Fratyl Seniors b rulade* the Bi" Elenes Seim; Aceount BSA sd BIA re &aren, at<ouni‘wh‘h pta.* matt to ba* ing urvat ard podes Il~arrangsments wen ~red brik gid ofre thal.party bår« and tørakt roen to inseance end anrorty prat" intal by ~Natte lvdtaity ~ane <a r11 arirL to. cut i nsu raxe ~ry abstlutti of Les Fruntol Senen ne. - lwanx.re narra. ad ~uty Vatt% - tat MK nyred • No bur. gaterata May lose~ - MIA Retarse Matgenren Attan. Bosness Sandet Accoare ISA, RNA and ninar Risotto Matre« ~part re reastmed smi« enses of ISS troner., Semas - VISA e a regewed eadensark **rod by Vita MenatHr ~e Amauten ånd uted Lede Rense the ISS isa «edb tids a-dtheISS Vita Ø ords se ned by li& Sant. LISA nek temesen Iran Vea U SA incorporated Mehe ~aden, :, ntattrod nedervd s. sevet mås and modest service merkt re of rer ~rur fanprut ILOS Fired Servise Inc Par 20IBIO SDNY_GM_00325722 EFTA in) 198497 EFTA01307643 *UBS Des Financial Services M. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 AreP7c054672230919xia Yr 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: mdiv IRA Account type: individual Retirement Account Account number. Your Arundel Advisor: SCOTT STACK MANLYLE CASRIEL Aimee Questions about your statement? Call your Financial Advisor ct the RMA Resou'ceune at 80ORMA-ICCO, account visit our wank*: www tbscorranancralseewes Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regulady. Also, get yew free credit (teal annually from MY*/ annuakreditreport com Value of your account Retirement Account Resource Management Account September 2019 GHISLAINE MAXVVELI. IRA fl on August 30th on September 30(1) Your assets 59,004 99 59,015 55 Your liabilities 0.00 0.00 Value of your account 359.004.99 Tracking the value of your account I Thousands 359,01535 570 57.0 57.2 57.7 93 1 590 590 Ott 2014 Dec 2015 Dec 2016 Dee 2017 OK 2018 Aug 2019 Sep 2019 Sources of your account growth during 2019 Value of your Acount at yeet end 2018 Net deposits and verb:dimwit Your Ortesvrent return: Dividend and interest income 5703 80 Change in martai value $34720 WAN of your secant as Sep 34 2019 9•015.55 Sat 2523 -116068 Member SIPC Al.70006036467223 I92000300103 00032 C019030575004 Y12369755010010O Page 1 of 6 SDNY_GM_00325723 EFTA_00198498 EFTA01307644 *UBS Resource Management Account :.....pwrooer 2019 Your account balance sheet Summary of your assets value on September 30 (t) Percentage of your account A Cash and money balances 59,015 55 100.00% B Cab alternatives GOD 0.00% C Equities 000 000% D Fixed income ace 0.00% E Non-traditional 00 0.00% Account name: GEMARA MAXWELL IRA Friendly account name: Indiv IRA Account type: Indmidual Retirement Account Account number: Value of your account $59,015.55 Your current asset allocation Total assets S59,015.55 100.00% A Eye on the markets Index Percentage change September 2019 Year to date 5&P 500 1.87% 20.55% Russell 3000 1.76% 20.09% MSC I - Europe, Australia & Far East 2.92% 13.35% Barclays Capital U.S. Aggregate Bond Index -0.53% 8.52% wound...Kiel Adviser: SCOTT STACK M ANLYLE CASRIEL • Cash and money balances may include eta-able cash balances, UBS Bank USA deposit account, UBS FDC insured Deposit Program Bank accounts. UBS AG Stamford Branch deposit account balances and money market mutual held sweep balances. See the important inform/bon about sus statement on the last two pages of the statement for detais about those balances. Interest rates on September 30, 2019 3-month Treasury bills' 1 84% One-month LIBOR: 2.02% 44.7000501:6•67324 NF7000300 103 00002 0319030575004 YI 23697550 1 ODICO Page 2 of 6 SDNY_GM_00325724 EF1'A_00198499 EFTA01307645 fit UBS Resource Management Account September 2019 Change in the value of your account September 2019(31 Year 10 date I/ Opening account value $59,004.99 $58,125.23 Wrthdrawals and fees, ncluding investments transferred cut 000 -16068 Dividend and interest income 10.56 703.80 Change in market value 0 00 347 20 Closing account value $59,015.55 $59,015.55 Account name: GHSLAPIE MAXWELL IRA Friendly account name:Intim IRA Account type: Individual Retirement Account Account number Dividend and interest income earned for purest, et Ins sidemen- tacetillty d Inkiest and dridend income has been Oelennnal from a US tar repenting rerspedive Based Won the iesiderue d the account tKrder. Mount nee, or 'woad type. tome r Meat ander drdend payments may not De paten to unted Stores (uS) an der Puede MO (PR) Moyne User The dent rnanilly gatemen is not intended tote used sha cannot be Wad upon tor tar purposes Clenli should color bathe ;OK to tar repabng farm they mono lean UBS annualy, nth as the tom 1099 and the tan 480, for Is reaping rntoreiten h is the practice or vas to fie the epclicaLle is nevem) toms nth the US internal Revenue Sent(' ant PR Treasury 0e0Sdnent. and in such kerns accisady clsofy dread ardor interest aster, exempt or loath ecane flee coradi your indvidual tar tamperer. September 2019 (11 Year to date (3) Divdends 000 556 43 Merest 10 56 50.09 Total current year $10.56 $606.52 Pr or year adjustment 0.00 97.28 Total dividend & interest $10.56 $703.80 Summary of gains and losses Values reported below calude p OM, to reach pans and low, se not dauteu. Realized gars and losses unrealized September 2019 (1) Year to date (1) gams and locos (11 Shod term 000 963 000 Long term 0.00 -590.37 0.00 Total $0.00 4580.74 $0.00 Year Nisaacial Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary See Account shyly ft month Inc dean Bares in your Sweet Oplort are induckel in the ocean; and doling tulantes yaw FDIC inswante apples to deposits M le BS Sank USA and al banks patbrotang m the UBS FdC mined Deposit Program. II am not way to reposes el UBS AG, Stanloid E Etta SIPC voltam ;OM to money me d.! swop fund hanings tan rot bank Orpouts See rraportant Intosturon abode year douses en the Ist two pages d lees Oatment for Wats. September 2019 (3) Year to date (31 Opening balances $59,004.99 $1,304.58 Addle ens Dividend and interest ncome 10.56 703.80 Proceeds from Investment transactions 0 CO 57,819 93 Total additions $10.56 638,523.73 Subtractions Professional management fees and related services 0 CO -160.68 Rinds withdrawn for investments bough t 0 CO 652 08 Total subtract eons $0.00 -5812.76 Net cash flow 510.56 $57,710.97 Closing balances $59,015.55 459,015.55 Ata7COC600(467225 HP7000300103 00002 0319 03057SCOI Y123697SSO 100130 Page 3 of 6 SDNY_GM_00325725 EFTA_00198500 EFTA01307646 UBS Resource Management Account September 2019 UBS Bank USA Deposit Account An Thterest period Aug 7 Sep 8 Opening UBS Bank USA Deposit balance Aug 7 159,004 99 Closing UBS Bank USA Deposit balance Sep 8 S59,015 55 Number of days in interest period 33 Average daily balance 159,004 99 Merest earned 110 56 Annual percentage yield earned 020% Account name: GHSLAIVE MAXWELLIRA friendly account name:Inch," IRA Account type: Indnidual Reoreenent Account Account number: Your investment objectives: You have identified the following investment °betties for this account e you have questions about these objectives, disagree with them, or wish to change them, pleasecontact your financial Advisor or Branch Manage( You can find a full desciiption of the alternative nvestrnent otiectives in ImpOrtanf nformsrion about your statement at the end of this document. Your return objective: Current income & captil appreciation Your ink profile: Primary Moderate Investment etigibility consideration None selected Your account instructions • tiftS Financial Seruces Inc. is your IPA custodian • Your account cost bass default closing method is FIFO, Fast In, First Out Your Pineadal Adviser: SCOTT STACKMAHLYtE CASRIEL Retirement services information Benefklades you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement percd if this information is not Correct. Ce you wish to change your beneficiaries, please contact your financial Advisor Beneficiary changes are not effective tnless you give them to us in welting and we accept diem if you lie m a community property state, your beneficiary designation may be subject to community property laws Percentage Beneficiary Contingent beneficiaries 10000% Katie Vaughan-Edwards (100.00%) Arenocraccis•57276W1000300103 00002 091 9030575004 Yi 23697550 10010) Page 4 of 6 SDNY_GM_00325726 EFTA_0019850 I EFTA01307647 *DUBS Resource Management Account September 2019 Your assets Account neon: GH SLANE MAXWELL IRA Id e ndly account name:Indiv IRA Account type: IncImckital Retirement Account Account number. Some Drees. +vow: anti Current lesllstS Oaten may be aciotottmate AS a isslust. ODDS Ind IOSNS may not be atuidely reflected See important ofotmalecn Moot your st stem era a the end of tuts &boned (of nom information Cash Cash and money balances Gun and nonry mince may +via wade can u85 Bane USA wow account bala,(01. uBS FCtC Muted Rogan Sant. Mayes. uBS AG barnlord Buren deposit account blames and n-oney motel etc ua lundswetp balances See the important olorm soon Moot )ow statement at the end of thiS document foe detats about those Wanes. U8S RANI: USA CEP ACCT Your total assets orensn teams closing bdance on*, I (S) on Sett 30 (t) 59,004 99 59,01555 Wave on Sep 30 (S) Your Financial Advisor: SCOTT STACKWWILVLE CASRIEL 1/55 Bahl USA and SI DDT FEKC insured ROgarsl Bank Ckpait &saint Warms me loused by the FDIC WINO amiluble lints. Eiji are not weeded by 50C uBS AG Stamford Blanch decosit account balances le not insured ty fOIC and ae not rowed by WC Money 'Nike sweep [awes are peCteded by WC but ate not attired by the FOC Mee per that Avesase Distdea0 Detest Days n on Sep 30 (L) tar peeled period Gip aroma (5) 250)003.00 Percentage cf Cost Fsbmaled UnittliNd you( account basis (it anrcsal income (SI On or loss (S) cash Total 559,015.55 100.00% 559.015.55 Cash and money balances 59.01555 10000% 59.01535 Account activity this month Oast Aahlly Orxnption Amount (S) Dividend and interest income Intetest Sep 9 hkwest OBS BANK USA DERO9T ACCOUNT AS OE 090E 19 1056 Total interest $10.56 Total dividend and interest income 310.56 AnitTC0C60364$7227 Ne7000300I03 00332 031903057600a 'VI 23697550 100I CO Piga 5 of 6 SONY_GM_00325727 EFTA_00198502 EFTA01307648 *UBS Resource Management Account September 2019 Account activity this month «ontinuect Oar Money balance a:deifies Aug 90 Balance forward $59.004.99 4.(hmly Account name: GleSLAPIE MAXWELL IRA friendly account name:Indite IRA Amount type: Indmdual Rebrement Account Account number. Your Finandai Advisor: SCOTT STACK Mat:LYLE CASRIEL 0rtabilon Amount is) Sep 9 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Ca 0906119 10.56 Sep 30 Closing MIS Mink USA Deposit Account The 1.1E6 Bare USA 0ep091 our, 6 yOu• Pe mar), sheep Waal $39,015.55 Awmcc59:6457229Ne7000303103 000:12 C919030575004 v1236975501(.0103 Page 6 of 6 End of statement for account number SDNY_GM_00325728 EFTA_00198503 EFTA01307649 Important information about your statement IS re-uncial Sweets H. Oho Firma UPS Firoectal Sondes). es a muterof alpmdpaliron, comp:Sty *adoption... throes UBS Enamel Somos and LAS Bart USA re rdrect pinclresct UPS AG aid Attain of WS Scosihes ft C iMFimllnn,at statement es hobble to:amount therm's enecutee offces re at tin Fnatel SW.CeS kx. 1200 Hobs Bouleond Weavalen al)07COS IM ClarT~I (*rec..% the orW off if iallOCCecl Of )W rnirscial Seevich account Olho recceds. faCefe offal 1n dawns-et. fornanng coracle., clatit sh(cAd rot be reed Won F you helms. tem. 6 react a moon ohne wort t nmedately n writng to the Derr Martacpr of the office omen; 'ea cgavnt Arm* at town thovel re raided lob* accusal& staleniert dead-ail not be toed fa tae pawn ray *Zs" )40-4,14 lams.Pa. Form 1099. UN. I tic )wen Pra n g Yeas tar worn the Fein n wound by law to repal IP the RS Auntie dutheth. reportabbesrtnabb dnidends and Webb Merest tamed °nicked., held n sOce X(Cunt. aim.' Kett* as safe transalces..sett toot hosts onertencovered axis net Communkationa with the Finn • nose feccelinn a00 gal commnorbons n wring to furt)w pawl your rites. ex1a 1M3 your eSit %new re Sieve in V.3rilef Protecttal Act CS A) • II the finales. nocacn on the fop laO *use bore of ths tut amen es nti LeS Enroll Sawn- U61 MANI Sene.e. cartes your ascots at (brag teaks by arta-rent evir the routed colni We informed ci the retal0rfro 010.0 y00 Wend this roan h tho cape. sots fiats and seosilm re located a UBS Crum., Semen and rot the nods ro bran. rd you ensl make a few of re ma a om0fron 10 both free • As dtegbed n the actamt eretmenls, you mat needy us of any woes of fr swolong awls reelected m you statement seihes 30 dip OW a was mend cc made available • Neu Onici 020010.0 tarVIenli a nfaxiii to the rwc Clem Maur% Deparsent at 201.352 • HA) ce tolirce a 800.3569103. 800 A.M 600 P M IT Weds, through hday, a in Are ro to UBS Faunal *vets kx.. Chet Relators Deparlenre, PO. Bo. 166 Uwe, Cdy. ID 07081. • Al statements shall be deemed complete ad acetone a not *bodedto n rang tribal CO days • for TT' seven. Cal IllA-612.0965ot from °Aside nett Cad MI457.1495 • htene of won a 0..eflOIS *OA an eta:trent firth transfer (CITY bee parent a IBS Use debit cod oansxtiam. cal SOO-762.1000. or web UBS na-eul Swat . ICOO Hrbct GM, 6th I kor. WienaMeer, NI 07086, Ann RMASSA Steven Cana wile n soon as sir can. a scu talc yaa statement a /wept es wrong a d you need more nfoonsen about a tinter as the statement a mate. The inn or Card Wats arolcale)masi for Novaya no Ise thanCOdays ri te use Inn tar pa* fed Vateenn al *Arch the Ma or Fob*" *Pend. - Prow:. sees name rid accore nunare Of any) - Desoto The 010f or the wander sou me kilos. *out and *vitt alder/as yencrwtF you blew n lt an ems a why saa need twee rionnahcn - horde the doer snarl of to waded ever. The Firm or Cod bus nil nvesteate your <emplane and acorned ry error preerptb• for Steyed awn mohng LEIS Vesaocklan cad ursacto -n. a we in* awe the 10 banns day; to da tn. we welded( yea ratan, Ice Swann you Mr* is n mot. coma you vol hese the use of to money dung the rose n takes ea to complete as nwsloaban fete make all dwelt payable to the rem or to financial nutraicn r,dcatedcn to fere ci tha tliewnent In addition to fogulw acco,re Wei. sawn: envy be pippin to mantenrce fees. ohne; ice late payment for secure.; purchases and charms ter ,t old mourn n ash attCeris AcCO6ret ehr re rornternd tooth( rowan may be subSO to a &r ect or fee WS Swoop albite IBS of options fa sweetwo cash twiny to bark deposit warm at nen- Alined bats and oriel/lied brit and money market revue' feint (Money hots) Depose rant at LOS Bit uSA and no.* Aged parts particepseig n the UBS RIC :nand Program re PDC-nosed n xcadance wehti tNW: For wn riomtatron, please tee MAW locos... Depose nowt; at LOS AG Stamford arch rid toes of Nary keds eee not earedby ere Bret deposits are not PrOltnedbY 9 PC Moo,/ rkn d ram re protected by SIPC See "LOS Inmost Services kora, Protecton below. tor sow repent Nixon etrebark dowse may be verb:trawl. and than a .01cnry Fund my be leinialed and he monk returned to 'Overseas Wu. et Knew nfcmaton tout amiable sweep *tons. nclang curette interest rates and yields. o aeatable www tAss cm( sweepretis. Nan sow FinancialArno a bi <atm 600 762-10:10 %MS financial Serekes amount prothetion IM Fern s a member of tie Scones matte Protecten Corfaceation (SVC). which voices inure.; ougonwn of es froebefs to to f500.000 (ncludna $750.000 for clam foe cash) &planetary toychure nobble rpm ma" , a a mew I X 0,9 The SIC asset protection lints aapfy to Si account tat you hold n a prikubr evacety The his together nth cerlan *balm has abo Pad'hweel supplemental cosine* The reon-re.m awes. pwable to all Not* olefin. <oleo rob under the tleOlect00 615CO inllab as of 0•00tor 10. /016 Subuo to the polcy cord, 0m and Umtata.% canhal It* Fem 6 Mho, votiscted fa apt° SI 9 mace, on the sage:0R for allseeaccosts held in a prickle. caPaC ey. Aka <coy a the poky meth-9 es bailable Loon retest fleeter the SIC peceeden ref thestool:entreat paleClonamly Is): • Goan Innate alum were/led by find melded n sea eat.) but heti away Iran Lin financul Sentes Foe exenole wean Ointment prodsh, ncldro •arktbk notes. and 60st-wet of mutual hmds registered mix name of the roan, holder on the to:ks of the mute a terrier *ant), • imentment crimes a nwsinues merest, (e9. *lied patnenhps and airs* placements) het re not rog cared under the Secuntios Act of 1932. • Coremodhet<o-tradt (o y. fgegnachaego and peic cis metal <react* ineludn) fifties contracts aH trencdte *ton comracn; and • Depose accounts Precept tette kat., of deposit) al CBS Bak LISA. UBS AG U S branches and bras new ICIC hosed Daman Proper. The SIPC DrOtecloali4 hewacttaemal protect°, do my, apple to these assets men if they aterwee apnea onyx.' sidenienh. The SlIC protection and the supplementalprotection clang VOW *ant ranges the market vales of your rwestmols (*better as a •esult of market movement. Myr InnimptcY otheesissi Dividend Roinvesonane Program IORS) The r i ' ce *blood if an 104000 ape. Yai may obtain the actual ace Iran yoke Inrral AdsisOr OM/ shOk• *wet me puthamd uncle DRIP. petal sham roll be sold Jedthecash WI be depouted n your scowl,. The dredged renedenent Once roped IN the 1000 17w dale Iran the maker free at v"ch Pr's' Owes re sot) Cadwirelisu 01 / Mole tams may be held en sir agate d you" dulled ID a balk., Wit r a whit of a &Mend where or ~vs.. the rem wtwittier 'NI partial wen at owlet wee a rope an rntwe deteentkod ea a reCrAertel Own; peaty. erdaeda yoke Ottani lenvetmant objectives The ruestrekee objectors rd nsk pecdie are speck to ear account and mw va-y between yo =cern Pune rdwc• the F an prentAb, a wring en/ sap/ can ctonfie your maim a nentereo obraiwi each Account Mkt you <loose or. of Ur °bong tenement objedwas • hake& Current Income Inentmeres teeny the generalm of none orb • Arbww.CoptarAopenuton yawned% weeny growth of pin cps tea pain the yentas -ter none • Perna Combnemnorincome sieSCAMS Apprecathan hareems teary bath the generation of acme rdgomh of principal Ova& elk goof Ne• • Corvetwen Seeks to marten mid tailcoat wth Wend( rd Wonky to the morn ovetal. hen if that near the account does not generate Kinnear< inane ce means ad may not Leg pee anh .rttihr, • Moderns Vitle-g to natal tone me to antics:rat and tolerate some *lefty to seek peter rams • Agresne With; to accept hth it Pio robbery to teal. hip ware ow few • f moaner-, (Agiaty Consekrran t **nod, a paten of the poetic* for that scorn may seclude canon. tual•grt.,, lamed body and ranee Wank' StaitenWrirhOufehOldeltr We my ccaco-delt all retrA0 account ilaWretSwAh the same adders n the same eenekpe. e.g. because they here owner, who ebo mantan pee imolai eels...hen wlholher dents al the save oaten I you prefer to memo end ida.4 statements mailed n worn /00.1 aces, you MO/ coin hoorah:43N by cake) yoke inanoalAdma Prinely mown name The Week* igeouni Nitwit alustaneable •nekeuree• chosen by you to Assn you win your mordkeepto t has rio legal ti led al your Jac." is not mended to reeled aw shanary. pro cc ftiOrrirkaleca. mertrettotclathlwe a rob pale am-cute! wrh pouf marls. and s not a promo* of garnet that wratt or any leormal mutt. <al a wit be aches d. titownent witcA• *004 of tae, nucleon. 50 of loss of the tare neemnant ?weanchange you. handy account ems tarot* OnIne Sown a by Cailacteg yeti f run tal Admor Amarloverviow • Vete Open, accoundpanfo* Net of aids ad • Aspeb hcludes nailableush berm. vales foe retorted*oust/ (ernend Cabal Tow Depots; knealvd marts to market. and (man and, not held by the rem Does not mesh waked seositwinsels the end ce the poor and tame rStaTta FOCIOS. Cr oval mestrewerk anted dock vier; and 0olef Oa 001 °phone • (.06,00.1 Wide; debit bal.MON. miring mrgn brit trot Ime, that roan basics • Cathunorsoy Warne: Total of unman* notable oath balarKet, pk4 &poor taLmcm al attuned and nrafflutod bares. rd moray main naafis -id sweep balances. art the <bee a I he Annum wed Nancormodly het crede balances rises accemel se not seat abed from other babexes ski the fan miry it. Yydd Ora knelt n the otelnry costa ol et harms. These ands re payable icon your demrd. Dv, total es nciaiedm the oatot prod clamp •alue. Landing inrcematien k rd Samson on the enfs lento practices ad dsclosam refer to yeas Clore Rableoenhp Agement a ACCOVt Adyeentert rd to Genteel Term and Colt/eon CPS kaSeenent of Credit Fraction asaiabk n Agreement" and Da busts al low,. omen rfl,M. SDNY_GM_00325729 EFTA (0198504 EFTA01307650 Important information alm ut yo ur sta te me ni (contmucca Var ste Vott nttente• ~ta tea tea caher amt, held n the nave at the rodd *e ilatomml Nrial You mig ad f«dehKya 'uty nagd ~nos at an, Irre You maiMene («udet used at loti <Agere aler Med ams batane due onnen Ary wcurbm tramkeral lodefim dåna the stabene« pen :d me Istid al manet vakrest d the end d the %tennt *eta • ~berå. hblomnip the <ost ba» of the males indodedn lan I:element "Sta ndcad wth the Kerte ' (nyere Senat he roled Samane cblared horn ~n near Man Les runce Snes. naudeg niarane ben sessa femna the you mag have *Nedad togear fauna.' Motor **Pan don not nd•parcanal ~dy de ~eke the x* xy vabdty «ornsMon eranded ty ~as edb& dias ?nese Snes. In adiron akhough Les i nrc al Stevets genera tedato Ill ~tea, e o mened the irre don rot vondt any ~nu te *re edarnabe ~Colt bm' a-d • Urnalced gan( lon o amem at os avdraot the sutenere Atna, pine dorm rovm fin nlismilan aa malte ~the* a ule deascret kr lai paases a "tende ACCOentt Uardt«ted tote hm mai Mint gasbo rdonnaban only fot te arrold leme *ty se led at fe Fem More hotecal reminfecn can be adled bry >as tagal Acktot • Unrealitod ginelossas Ilieen dets is nolabk, estmeal veesretelganilmse, se </kulsent for ndvd.at »arry loh The traneton data for rdectse tet myte magnet enka carrnostare. Arge ela rauta noroan:x re anm ormeed and alm mal kas and systentate ~due km ro who:tron:d to die,/ e* aeragad lot Th. trade date' «Anm ~ret the art , tramartnn pek daa • Callable saaeltbe Bads and ardered mak dut the saur alb for isy ~ion nil be setested ~eir by lot kan "ed al ~es d the etur led n omanerne or n nomne* rome fot ar arts (al fea« nacnkon es °bered kom *urd penn ed es xosacyrs nol parmad Otte, sal lomras (egennu wheh avta etat yak; Øka erfarrabe ml b rronted (pen raguen • friynks Preet Ottatayed forunte*, midler acarat mai be hø« or byer thi The pl» tie yanyould ;small i mana n the make! nat tea ~red Ironi~wd party tantes neide ne belen to be realble. be ne do not turene tier scorer - %Ve gentral‘• un the <kano ake *han avaiable or gt ne , al the bal and a* pkt k, åsted ~eet ed satan cree bd aen ta OTC sanitet - lell anualr vaddsetra« (bey te prused veng a valsa:nn.~0r the mon men pnce var cttaned animalrot ralle« r actual maket tue or vale - («lan 'dilik.« mer spar snadre a ake and ashowai 'pc. samt soltak' d are ire kneble to ebbe, a lea *Va Munty - Otposts d nuroks denomneed nare-dei ah« Nar u dottet sa nasa«, itle ~ronga rate ed *e enerne« date - Fer etette‘wvae, telna n noncortormn; *nemner:es, pose ard queety date vale) rroy hm bom »used to feien prcoor ralualen. To oboen tirret anta an. *hm naleak antatt gears fruKM ACIntOr • Fusa invnlmanta end strand produas. "moe ~mei sa<unes (relarg drett Watt:ere Vann, ad rad (Stat oestmenl topl savnes) ed smakrederoiets re gana", hardt diael Cm n a uc vedl ode hare nos bnr. ~od wth the Senn n and Er: her Carrnesen a vedte ry state xondel brd Yte polle ostenaied valte for pate ewtmmt stette., ed smtahred acdett fa nlarrna hem, CisPow <ny auka°, 4 nei garantar - Tisse ealsrwydlre stbseet" kan Pron d *Ty, *Ith a pram nemnt« tetveva s trutta& product mei be bouirt a soll ed do nat flatne.", man-sere the ale su nve maie tien Soudaten. - %ed bety estimen of »le se as of • sedan daa and re suppial to OBS enereal Saven on a opla basa ty as rdnoenket VOIASOC.1 !CM — soar. ~aipa-moe a teama, minima ra d ry. are ~Sed toteFem by the mue generalpanna a steena all may be cablated baseden billotet nlene on trap the used by *ed ans lo dine tet nimated redo - You can dean adSlohal recrmatontewcfrig *e uånd to detnent the estinate el ake edthe Me ot te nleretan the a the baus ea the nenna by sontactrgyas enarmet &dor - Tnrd party remlod vaSas rnay be riflen:d as 'Ne pared' n annal ~aber yeen al ~ et valurna lem has rot Ølod er kneble to «sagn vale etat vre betane irre tat amtelene ne« has noned tot ~tala ~ V «Mad rale mo samm, a ah« a slue sold be Nolay snaut:ere brt to the neve cd the Muny. - Whon noten an 69~,~11 plenee a paslp estmaied .olae ror a ~dory **ned rale d pcmced the ular of dnt sonene Ml be deira< from n peachateprxe - 'Nota!~ to date mag adv» r"rn pl apte ncane a bah ▪ 'Onorui une ute ~Manes the MM "mg peke p« un end ~ymt rollel sur ant base - OPP ed atied Kfr tro- res re na tredyn a nattenal "reel ~e, and n omn", iluryd ed nen d the, sin be sold, Ihe pal« naved may be hes ~taper store rant«, aks promekd n the rat« aen« • Reelneted ~Mo Paann.dCW4.1{ 9lifsealy n not armet digiblr lp rd:dtc oh Les F na-K ul Serven Mal the merket tete el te untstraled Rock of est same oster as an rerptetd vale loe the res:ride/ slak rer paroses of ed stavre« ode To *e Ment Mat e...abcltd sea« es x elgbk for sak. de veve raand meg be ubsuntallf less the fe nweed vake torn. • la (artanne4 yeleb andras. An enerur d sved roane us bende wiren, denitrot ad olarat ale% ~anna*. manes wR be hella ore yta kom sten« dale a anti mimen Ne mima» 4 cf+ a gudilthe acciacy ad antnakil «ame re not guranteed Famner mel mene and sumet raid la talane/Pel el acuries mått "bade atal" of Prexcal a Cipil4i g•ns n *Fet, unt the ni none ferd tune« >elc0 naudbe onerstated - Estimated nul name nil <timd yeld ed the roet imam and yed rnsta be bm. «hiet Ill the e:temte:I ammes - An emna» ol an sled atoma (dyden! anda «ant) draded tyretan« matet ~bere bale «c bied on the last dvdend cr ment parrent malt Uro no..er and nysne de wc,..nevrteposts ml be ned I« ase ra kan she sn« bate or un/Amatsal, Atoracy rd mened yed se not ~rand • Aue( not hold by VIS Finsabb Servs«« (elan gmt," nat held ty the rimad nat *Onn the Inart pountat or <reol !Ane astat art dept:sd m ras sutenere for recemetanal Nepa« tely Pottens and vaksi ad•onaal ae proaclad by led ntteglem UBS enantal Setene not ~stae loa "5 «onnen a-ddonn:e Gotet« M reurey. New anis re not panty/ by SIK or the rna ~santal SIC rovater • Revenue 'hanne and eddikesal comptareation - M /Menn to comnesianm saks and I 7.b. 1 len mened n anneacn wth Ihe deerbeon el nykel lunde to ar arenes are st os selet. rete it mona Mang pantes Iran ~kulen ed« admat a tb> nutual tint re no ull Thea amasts re bredar two «fan ~nemt (a *e num el aks by LIBS of a Pirka:bl rn....S lyd fri, lo as <lenet. and ha the avsa yale d a ~ ner nykel fand feamd/s seeren held at h fim. - Wt andar allhare ale man networtny and °nimbus pansra len n cordeleration la tramler nem team tel no gard* to the ritual Midt. bete tea gest" ro pial korn ~me rua n de nefual led and ro a 1~ dollar nam biset pal the runt« of scoret x tebrolardeales holding nual lud ot the idd lanty - te addaan to annesam mened n ~ion Mf, tbe sale er didrbution d arvely <onkel. ed urd nestmel hal aur lona (lent,. yre anda ar uldte raneren* .huling car tematran aen may ol the narret ~penn unckrmeng the arnuityoreracc, elben d the :iona.* anpanot a tromat of te une ~nr« matt mdstrbuto - n addlie to annsam metnd fres Ilt aftan and sak d Ne•xStwesl,rds. sve eder ar enste M.Me an ava.beed tnt!~ seering barmen, from NedShres Oser:a-rors. w well as fundna fa tatinclogy clenlapmem tranry ed edsalen - 0v allikets aha redes. ~g corrnisscen ed oderconpnatan from nitualluedi sd rd•ra-4. ~røret !at«• geo:lett ve) dabse - Wit (Klet coreconsato, kanta; Bere L6A. LGS AG Stamdeed &and. a-d nealf plent barks ressat. out cash amp proarra TM ~sennmal be aneny pa ~i fa cr rnay be a patenta:ed antar dalf &roet bal Actbrity Myrmal on regsdnasommasens and aher ~on netred n tenectan wth Ihe taneon of vades. nad^3 orren varcactons hann ',stud« cn carherneons rX4,1,›Wkr furnsMid loyal, ed mfl be prooded te so rentedi enn:~ Short Whig Il y°. x. etgapd ^tron alna a saure'', ycea may nta a (troe &e lo osten tamen, osts fa the prbalr seosibr Opet adm PoStedn9 open or 'ased idioti-i:akt adm *e «ene ~mnd tyde strant« dale. open boy and sel Kop adm ae nduced be the anevi ol audn* «(bes on rentdrndendscr Kritis date unless nansted ~me by yte Var re responsbit lor ordens leet re ~Med det 10 "Tg Uere to °Ka: ~Ving open orden Privare To obtan a copy of as ant Gle« frier, Nake. Please~ yta r ~tell hOwn, «vel ev neiste e yvew olm ~weetrost - tes Tantal Snes b rulade* The BMA, Elanen Senen Atar" BSA ad EMS we broken: aaounit neid% pta.* west to bed ing urvat and Frodzis the~inangt~ en, "laud bek ad oter udparty belt. end proniks rom to insLrance and annet, vedr. muta by ~Meint thrdsarty einane ampere. trast, nsu rams ~as aha clut•ed ol (.65 Fmntol Senats M. - ~ane« marce. ini snak"( c•NXI.Cla - test iCK naseri • No bent gummi«. May lose~ - MIA Resauce Margenem Atm.« Busness .4«...C••Accounl &SA IMAA and reernitami Rasane Mere« ~re re reastned sne mrs of 15$ fru«ml Scenen 11C - VISA rs arendenes' edenet *med by Va YarniiMet Service Antirom ind utad Lede Rene Tie ISS Isa «edb <ad ed the LE6 Vita det« tids ae nara by 185 Sel LISA nek Pennal homyra Id SA Incorporated Al alm tradomarlu reootered !nedervd.,. net Myk, ed regraered sne ~eks se el tas resp:~ CoMpArkail 15$ Fiaeneal Servise kst Rei 20IPIO SDNY_GM_00325730 EFTAint 198505 EFTA01307651 *1_3S UFIS Financial St:maces K. Prwate Wealth Management 299 nark Avenue 26th Floor New York NY 101 7 1-CCO2 ANP70050717031019 VI 0 Account nattier: GHISLAINE MAXWELL IRA Friendly account name: Iodise IRA Account type: Indrinclual Retirement Account Account number. Your /gonadal Advisor 'LOTT STAOMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA Resourceline at 800AMAICOO, account Mat our website: www. tbscoWfnancralseences Items for your attention Help protect yourself from fraud and review bank, credit cant and brokerage statements regularly. Also, get yccar free credit report annually from smvw.annuakreditreport.com Retirement Account Resource Management Account October 2019 GHi IN MAXWELL IRA Value of your account on September 30 (SI on October 31 (SI Your assets 59,015 55 59,022 27 Your liabilities 0.00 ace Value of your account 559.01535 559.02227 Tracking the value of your account S Thousands Sources of your account growth during 2019 Vth of your count at yea end 2018 558,12523 Net deposits and 570 57.0 57.2 57.7 gel 590 590 MAthilaNi5 416068 li, 0 0 Your mestrrent return: Oingend and interest ncome 571052 Change in martat value $34720 Mem of your &coxed DK 2014 Dec 2015 Dec 2016 Dec X117 Oec 2010 Sep 2019 Oct 2019 WOK 31, 201, $91072.77 Member SIPC AnP7000300507i 703 f97000i 78492 00032 1019 030575C04 vi 2369755000000° Page 1 of 6 SDNY_GM_00325731 EFTA_00198506 EFTA01307652 SUBS Resource Management Account ..‹tober 2019 Your account balance sheet Summary of your assets Value on October 31 (1) Percentage of ?Olt account A Cash and money balances 59,022 27 I00 00% B Cash alternatives 000 000% C Equities 000 000% D Fired income 000 000% E Non-lradittema I 0 CO 000% Account name: GEMARA PAAXWELL R A Friendly account namp:Indiv: IRA Account type: Indmidual Retirement Account Account number: Value of your account $59,022.27 100.00% $59,022.27 Your current asset allocation A Eye on the markets Index S&P 500 Your II nuncio, Advisor: SCOTT STACr MAN LYLE CASP1EL , Cash and money balances may include avaIable cash balances, UBS Bank USA deposit account, UBS FCC insured Deposit Program Bank accounts. UBS AG $tamfcgd Branch deposit account balances and money market mutual fird sweep balances. See the important information about yaw statement cn the last two pages of this statement for detals about those balances. Russell 3000 MSC I - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on October 31, 2019 3-month Treasury billy 1 55% One-month LIBOR: 1.78% Percentage change October 20I9 Veit' to Oat. 2.17% 23.16% 2.15% 22.68% 3.60% I 7.43% 0.30% 8.85% ahP200330:402i 704 NP7000I 78482 00002 101903057%04 YI 23697550 000000 Page 2 of 6 SDNY_GM_00325732 EF1'A_00198507 EFTA01307653 SUBS Resource Management Account October 2019 Change in the value of your account Account name: GHSLAWE MAXWELL IRA Friendly account name:Indiv IRA Account type: Inthodua Retirement Account Account number October 2019(51 Year to di to Opening account value Withdrawals and fees, ncluding investments transferred out 000 $59,015.55 Dividend and interest ncome 6 72 Change in market value 0 00 Closing account value Summary of gains and losses VAAA1 le0Orled below exclude products for vs:Ochs:any and tows am not dasited. Your Naaacial advisor: SCOTT STACK MANLYIX CASRIEL $58,125.23 Realized gams and losses unrealized gams and btos (11 October 20191$) Year to date al -16068 Shad term 000 963 000 Long term 0.00 -590.37 000 710 52 Total $0.00 -$580.74 $0.00 347 20 $59,022.27 $59,022.27 Dividend and interest income earned lot loulcoses d Ins sidernent lasablity xi Metes' and addled income ha been deleannal lam a US y, ieppnirg PasOetlee Baed aMo the residence d the account traidek mown awe. a wochxt type. ante i merest ands OniendpayMentS rn* not be called 10 Unttral Claes (US) MCI& etted0 Ri(0 (PR) ifitOree thief The (Wit motility stamen is no intended to be used std cannot be abed tams For tat purFotes. Chintz should tater to Ow caalo tar waning forme they mow tam UBS musky, lianas the Forms 1099 MI the Forms 4130, for tar recortAB intonatices nit the park< or 065 to fie me voicace Is report loins nth the US internal Revenue Sem, end PR SteasUOY Oeladment, Ind In achieves, /meads, ctsfy dvideect ands interest atlas exempt Cl hatable income. nem careal your inchidual tar prepater. October 20-19 (1) Year to date 1S) Dividends 000 556 43 Merest 672 56.8) Total current year $6.72 $613.24 Pr or year adpustment 0.00 97.28 Total dividend & interest $6.72 $710.52 Cash activity summary See Account a< they NM moninfct dears Rants .n %An Sweeo 0,10e6 ere induded in the wenn; and (Ming Orlantes yaw. FDIC inswance applms to depoins a ti BS Bank USA and all bans partxpatoo n in. 085 FDIC Insured Deposit Rogan. R stet not may to dtposlts al UBS AG, sisnlow Branch Sift protection CO,n to monsyrrodast sweep fund IXIChect but rot bank appals See topolant mforeuron ebOaryOut frareneer on tne at Iwo pages d ttr,s document For COMB. Oc sabot 20191S) Year to dato (SI Opening balances $59,015.55 $1,304.58 Additions Dividend and interest ncome 6.72 710.52 Proceeds from nvestment transactions 0.00 57,819 93 Total additions $6.72 $58,530.45 Subtractions Professional management fees and related services 0 CO -160.68 Funds withdrawn for Investments bought cwo -652 02 Total suhtract,ons $0.00 -$812.76 Net cash flow $6.72 $57,717.69 Closing balances $59,022.27 459,022.27 Aur7C00300S07i 70S tan000i 78482 00)32 101903057500a Yi 2369755000000) Pala 3 of 6 SDNY_GM_00325733 EFTA_00198508 EFTA01307654 f*, UBS Resource Management Account October 2019 UBS Bank USA Deposit Account APY Threresr period Sep 9 - Oct 6 Opening UBS Bank USA Deposit balance Sep 9 559,015.55 Closing UBS Bank USA Deposit balance Oct 6 559,022 27 Number of days in interest period 28 Average daily balance $59,015.55 Merest earned 56 72 Annual percentage yield earned 015% Account name: GHSLAINE MAXWELLlea friendly account name:Indy. IRA Account type: Indnidual Rebremen I account Account number. Your investment objectives: You have identified the following investment obyecoves for this account t you have questions about these objactnres, disagree with them, or wish to change them, please conuct you. Financial Advisor or Branch Manager You can find a full description of the alternative ',vestment objectives in important information about your statement at the end of this document Your return objective: Drtent income S capital appreciators Your is& profile: Primary - Moderate investment eligibility consideration Ncne selected Your account instructions • UBS Financial Serices Inc. is your IRA custodian • Your account cost bass default closing method is FIFO, Fvst In, Fm Out Your Pleandal Advisor: SCOTT STACK MAP:LYLE CaSPIEL ar.:00030C60:1706ukT000178482 OCOCO '019030575004 YI23697SSOCCOOCO Page 4 of b SDNY_GM_00325734 EFTA_00198509 EFTA01307655 SUBS Resource Management Account Your assets Account name: GI-ISLARIE MAXWELL IRA Friendly account name:India IRA Account type: Indmdua Retirement Account Account number goat prcm, wore and ctormi waives 'town may be apporimale. As a resat. gam and losses ma nor be anima* reflecled. See int portent informs." Moot Axle Statement a the end of this dawned (or titre r Mt:an:Hon Cash Cash and money balances Cain and mane), DAMON may otxtuae avatare cash balances. UBS Bent USA own account [relaxes. UBS CDC Muted FroganSant teams. UBS AG Stamford Blanch agora account Waxes and money maker mucud Nodsweep trataKtS Stt the /0IP0Itabt formation Oxkuovue SteteAtnt at the end of INS 'Payne nt foe deters about Mose [glance,. Hating UBS BANK USA CEP ACCT Your total assets Your R model Advisor: SCOTT STACKMANLYLE CA5RIEL UBS Ball USA tad SI UBS l'EtC Insured Rogan Bark deposit anew* beltftet art 'fluted by he FDIC WIN.% aptiltablt l mu. but are not pawed by SK UBS AG Stamfad Blanch depth! account balances are not insured by MID and ae not protected by SiK Waxy market svreep Want!s ate peatrie0 by 5K be a* roc insured by tne FCC. Gvenng baance Closingbdaice Pilaw share Arewge Ould0A0 Rabat, Days in on Oct I (le co Oa 31 (S) co Oct 31 Fee Paled wed Cep arbutit (S) 59,016 55 59,022.27 250,000.00 Percentage d Cost Bimetal Verandaed Wham Oct 3i (le you; account basis (II annul income (SI [Rena loss(') Coal Total $89,022.27 100.00% 559.022.27 Cash and money balances 59.02237 100.00% 59.03227 Account activity this month Date Activity Description Amount (S) Dividend and interest income MteleSt Oct 7 Reeves, UBS BANK USA oEPosrrAccouta AS OF IOUS19 Total interest Total dividend and interest income 6 72 56.72 $6.72 MD7000300507? 707 Nn7000I 78487 08032 1019030579004 Yi 73697550 OCOOCO Page 5 of SDNY_GM_00325735 EFTA_00198510 EFTA01307656 (SUBS Resource 2O19 Management Account October Account activity this month (continued) Account name: GIISLAIVE MAXWELL IRA friendly account narnelndiv IRA Account type: Indindual Reetement Account Account number: Your Rudd Advisor: SCOTT STACKMAHLVLE CASRIEL Oat comity Detopilon amount (I) Money balance activities Sep 30 Balance forward SW015.55 Oct 7 0031 demo U.S Bank USA Devout Account The UBS Sank USA Otp09t Account Is yeti PrimelY Sweet. COMA Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 1001/19 6.72 $59,02227 eaP7000300507I700Ne7000170402 00002 1019 03057X04 YI 23692SSO COMO Page 6 of 6 End of statement for account number SDNY_GM_00325736 EFTA_0019851 I EFTA01307657 Important information about your statement LOS &uncial Saran Yrt. (Me firma UBS Financed Uncap, t a manta of al gimbal security, ccenmcdty and Mena mehrom UBS Emmet Senses and UK Bart USA an ricked oJavdatesct LOS AG and adetalas of U35 Searifies 'U the rim's Inmur statement is nobble to* regent therein's ~attne offces ere X LOS hornet Semite Ix. 1200 arbor Boulnerd Weehanten MOT» IM Paanwnt /*ammo the ore official /acted of yqf LOS Enamel Seritas account Gaye meads. .**91 off< el tandobfl tonlanno corOldro shxid rot be Mid Wm 8 you Mims. Owe 6 an eery Ot «notion. ~Mtn, it mnedetely n neon to the Drench Manager of the office am"; >as asart. At alto" dawn we intended Gabe accuse. stalomert dra dad not be used fa ta pispases rely so en Yea Ond lava, be, form 1099. 5498. I OAFS . fel< ) ".`fn naril Yes ma ream the Fern it reared by taw *sepal tone RS all Untie drntbentli. repot rbl nnttrabb &Mends end tattle tinen earned on wankel held n >as scant. net proceeds as tak named Crt. It'd (04 Kn. On Omni «end tasetes. Cosenunkartiore with the Finn • Fleare.confiren ay awl trance/sons n teeter9 to~ pea«, pa ex1x 1M3 yew r S edes magre K enn Horace Protean/1 Act t'S A) • II Me> Mascot maten onto up lea ol tee bore of the slasher" Ina LeS Financial Dies^ tes inmal Samos cartes you ~all at Datong trokfr by arra-gtmere with the rekated nuston we Seemed you d tre',44:anrb nh,n700 0~ den scam In te, ose. >at Gan and sea-tiles a looted s UBS f nencial Screen and est modulalg biota ad yta ensl ore a ',ton of ay once a onwsbon to both ferns • At dented er to accctel aretments. you mx ',ably Gs ot any ono; or had neoleng dwelt .tend on your sletentont enthe.30 days aftet n Yen inaln” nude soak* • Ilene deed osconwi «niplirdt a ~red to the fern's Client &bunt ~am at 201.352 • 169? ce weir* at to30.35.9103. 800 A.V. 1o600 PM. If Mardis ',yoke Franc G. in dat n310 tes Frwicel Sherbet Ix.. (lent ~Kim Department. P.O. Be. 766 Lhon City. 1807007. • Al statements shall be deemed combine ad acre it noa objected to n nitro wahn 60 days • fo. TTY servos. Cal 8444512.0W ot from outside the U. S. 011201.352.1495 • Mast of iron a aitolCnt aber/ are electroric lads Vander 071.), tall meneril a UBS Goo debit cad teamster; cal 800.762.1000, or write to UBS rural Semen lx.. ICCO HarIxe d, 6th kor. WanmAerr, NJ 07006, Ann RIADISSA Son.dn Cale nee ai soon as yeta On. 4 you teak statement a wept is into a bynu need more Monneten &at a ureter on he statement a recept. Ile Fern or Cad bun Ms arolbable)mai Mar han >a no Ira Ma 60 days ri a the Inn ccni eat tno the Catemse al *Inch the Mr or aPIC•red - hone. vas nano and wont nonie (t any) - Date* the age a be area yaty rearene *out and *mien at &arty al yuk ca" >a blew t is an arce a why >a ~dense elornialgn. - horde the date ampert of the waded erns Use Finn a Card box, MI imeat5ate your <rast red tedl Coined ary era parody Fa *toed *on nating IBS Vaaodebn cad ismadam. d Gam lam mom thm 10 atone day; to do the. we Mll made you acorn Ice 111* ~a you thr* et n MAX CO thal you eel hem the use of Promote./ tiro he time tales to10 Complete Os enestecoton Plane make all ~is payable tote rem or the fmancial ntliMiCee Meander, ne tetra of Ma Vat anent In edam to nrgular >coney toes, accounts may be Akeeft to mammarem fen Avges fa Ise perm for sewn« purchases and <hare fa u-pael rant nosh seams. Mayes dta ate transtand to other iNlitcbcP4 "ly be aspect toa oast« hie WS %neap Oplkas LOS olfen whom ke tareeCen (sh Kann to bak deposit accost at nett Muted baits and attested banks and enemy marten "duel leads (Money ftrds) Dopost acconc al LSS Bar* USA ana ntn,ahilenad bank; panbpachg n the UBS FDIC-axved C Program re FOC-nstred n steely« vahr d Crule: Fa moror rionnabon, reap pia pee* 14c9t5, Oepase starts M UBS AG Stanford Broth adshores el Mary kids Are non ~by de IOC Byk deals are nat Protean:114Sn Monet' Fuld *arts re protected by SIFC Sc. -1,135 fennel Simms Accent ~al' below. Wen ›otenngsKtbalaYac eltent. OW.« may GI ~btu,, and than ot a limey !and may be lacked and the anted, returned to >a a >as tetra OS mos. retts i*nnson tat amiable saw* omens. ntIslria current «Pen rain and o emetic el ~me its ordsweeprel4s, horn yam Fnan<ulAdiw a by <Ong 800 262-10:10 teS f ivsml Simko «awn' protection Ite Fern it a ~Mbar Of *me Season tratta Protection CuPaatiOn *PC). .Mich amens worms cub:men a ess rerrixts .4:110 19>C000 rendedn2 1254030 for dam tor cash> hplanitory brochure nobble 'son reax” a nwsms a« 09 The SIK ski Protection limo~ to all taco" that you hold n a petal" UMW" The Fen. together at talon affilalea, Kw also ordosed supplemental rasence Ike marman ~et pima to SI Nobleder" adectre4 under the prolechon 4 1500 cnIlea at el tomter 10. 2016 Suboci i0 tie pcky on1Inm and lint/ton; Chh al Mt ton n hatar ', ucted Icv (p lc $1 9 miler, en Me aPnr~e fee al> C P(P0AS hell it a bobcat, ralA0C Cr. Aloe <coy of K poky ~deg it addable won ~et nether th. SSC warden ref the stopernertal PlelleClarbitplr IO: • Colin Insxtal sun «enrolled by ( and ridded n lytt Kou,a vale) tot teklas•ay ROM MS Finical Seances roe ~nob (elan Qinserrce poach, ncladrg mrebb, notes. end (e shams of nuke, hixls moaned n the mere of the scant hold« es the boks of the won a Ureic apett), • Imminent cceira(CS a ~Omen? (e 9. kneed patnenhps aid abate placements) that are not moaned undo. the Seuntec Act of IS03. • Conmocttrot<cnitacit (a 9. talon *change and Fracas rretciccroacIP nidvig Mean <rast ad commedt`f *tire commas; ad • Depose scounts &aeon artOkates of deposit al LOS Bak LISA. UBS AG U S &arches and brio n roK hewed ~eh %yam the S4PC ProleClori and Theia.00weenlalprictplo, do not *Mato these Me% coca 6 On ~wee ~hp mean sidemen% . We SIK protection and the implemental potation ds not brown pans* arges n Be market Mat el yes rummets (whether le 0 mat of market rrovoment ipur Lurk /WRY a othenrital Dindand Reinvestment Program (13lan the price reflected t an anent ate. You may obtain the steel ace Imo yste finnrad Meta OM/ Moe than me ~chased~ DRIP. what sheet Mil be sold and theoaths:el be towed h your scant The dadend 'enrolment price AIDPIred bi ihe men ~1 diner bent the ~Fee Wet al ••••ch fit Palle shre• re sot! Cash-M.5w OnY whole trio/ may be held n yar some d sun triad lea partialus? as a main of a clmalenel pcpPere or ~me. K lArn Ma ate' WINOS ettal ~44 pee a sage al "Mil der errlted by • reoVend <berg agency. ard ~fa yaw «card ~want ebjestien The reettese *edam and nth bred ie *Sec to <PT account and may day be en yxe stoat Napa »Ina KlentprOnTAb, swing oil sty S• their n >as hand taxmen« itenterwm olApelnel For each 44~ NM. you <Mae ore of the okeing enseentent <Nauss • Pro-dice anent Income hrestmems keen the generate. of acme air • Manna CopeorAonsenon ~simnel% wok eg gronth of prexpal tatter te. ~rah* a rKOtne • ItYcsAmO Connetyan Same ~0~ Appreri ty aten harlems seeking bads the generation of rccme ad growth of peincipal OnewiN flake:She • O~i., Soh, tomatan Mori cohmt Mt be rid, ad eddady to the mare ornat. ern it that mean the scant does not gene* voinficant room ce taunt ana may non keg Ps* vat. ditd*ch • Moderesa Wies-o to accept cane me to poncesal and tolerate sane *Wiley so ma toter return • Anewee Wehp to =Ye I".01 it b PNWI"Ird Non *Way Co wit ho rearm owe tent • tt ark,* Conad•Neon f ~eda meson of the perfectolog hat samemay nth& cotepan nog" lamed ladrty and ryes« Wanly Stetement TousaitokIner We may ccosoklite dl metaled scam statement wit the lame adios in the sore emel*e. e.g. because they hire omen, new sbo marten pen scam /else... rot web other clot al the satt eiblress d >a prefer to mane rd tad OilemeAll mailed n apart. imelopiat, you May cfrodno has hableno by calm) yao Fnannal Adage Friendly mown name RE Friendly seam name R • luttanable inkkname* chosen by you to awe you wit, your rwordtebana has ro legal effect al~ scam, is not mended to relled sty stesegi. Dodd. nno~lon. ~Anent *false a rd: profile ossoceted wit yov scants. and o not a promo* or 94/111t, that wrath or any lecree01 AM" <via be ahead. Al enonminte maw** et d kost nc Wrote n4, of lots of the era* metrea You can change you. Arty xcnell names trough OW. Sennot or by tontactegyae Pronto' Admor Meant owning • bate oljar anoundAomtba Net of ends and liOalt in. • Avers axle*, "dibble cash benet mien fa moidtd ^ref (malted Gobi, Tine Dhbaws, tanked nods to make,. and annan moth not held by therm Don not enclede traced nositelassets at the end cd K prof rd tyrant annex« *node. a p•41. onstmeeet. knotted dock *bon; and am>«4abfa not °mono • barites mad* debet balares. ~acing reel n Ion. <raft Ire, than acorn byaxet • Cattemoney babas Total of unoarod”labb oath balarm. pew &poor balaxet al aflamd ad renal, tubed braes, ad worn nodal mad lend sweep b.X.ences a the <bed the «tenon period Nomoornmotlly bee wide balances risks scant se v segmantel from other betimes obi the in, inw tae syd the knit nto ordvy cased it tearing These finds am payable teen your demand. Ibis total o ec1dden the curia periodclang man Lending infiameation Fa dueled Manton on the freWs Isidro ashen ad automat, refs to >cm Clore Retehonshp Agnomen! a Amite Aceetreent atlte Genital Tents and ~tons LOS Staler em of Credit Pranks amiable nAg.em•nta and 0iubacon al »Wri SDNY_GM_00325737 EFTA 00198512 EFTA01307658 Important information abo ut co ur sta le me ni (tein nued) %e Stå Vett nattment ~cm ~tet ed ider anna held b the nord at the rodd ta farmen troa You inry ad for *bry id 'uty pad startes atry irra von mairaene 14M.retat ved at ban <older atm • aird ams batnet dit (neden Ary rane videned lodda en dåna the dimment pandue ided al madet vakrest d the end d the statement pecd • ~bø& dettennno the <ost basa ot the ~as indoded Ibis :tamen% enge isnats wd,the nurdsx ' i: LES Fnr.a31Sen<st has midd Ot Normal*" <blant,. atom ~OM otte non U3S 'nial 5mAcm. radrg ~nation Iran ~ha Tema ana you mag have pecreded to yokrInntil Adm« Regn doet not nd•pernkrely vedy ~elan the sa xy vardly oitradorertitiso Ø ty saras dh« than Li3Sfnincel Senat. n akhoogh Les inn alSendes genera talde> M nkendOn as et o stiiss, the Fem Ø ro t Ødt any arramn Mal tea edsrabat ~Colt bio' ad • Urreded gaielosi o satse at ot t ds* cd ra cisternen. Atna please dorm teson ris ~mela, a malte prehxea Yle 6pcoons, la lai paase a othentat. ACCCOMS lenken] totehm mai fenad oarTiass nformalon only for te parod of Tine ihey se held at Itte Fem More hblorical issa Mr:n can be .ilded by yas fearnin AdMot • Unnateki:od sysinallossa neon dau is ~labb. esanded sneaknes gandlotses n oskulded kl idudsd enevika loh Tine krir ot daa for ndvdaat kat malte mynta ral led carensstarhl dorge ada to:umy toorgr,:s.ca *rem< Ornknd ad olh“ r.ry.~ las and snarrat ~ese km ro who:m.5nd to diat.,/ ~ryd lot Th." trade dia" «Anm ~ritt the adaltkansactnn pa* date • [Sable sureltim. Bads and pdlemed mak nut the -mur tab for eska ~ion wil be wirsted irarbalk by lot Iran ned al sames d ekst eie hed n oor narre et n nomne* naue fot ar dients (al kakse ~hann obtaned kom edd pekes ed Is roa) , es nol yitranteed Othe feans nvy enn whoh avla aften dekt templet ~at ed be boaled ka:onteama • Pritievalua Proei Otp/ayed la utvist "lodde patent mai be hø« or tas ten the pro. that sanseuld entall/ ~mein the markit ullesse <bland Iran vanke edd Party ~I es *t,th roe bøen to be retable. tel ne do on tirande Mer acctracy. - %Ve ganda* ra the (buing pk* aha, ~Labb a the tunmott Ute bel and ak pekes la åsted sesse, and optan criy bid pennal OTC frldw - hun nro k ke a•Vaebel ~not moe te pned erga valsa: a the moet wen primen ciXand aMmayrot rele« a". actual maket ake avet. - Calan poshMts rna, sper wahan a ake and ad show as 'wca nonet solide' roere kneble to ebbet a asa la Otposts "na. &namna«, in onnet ah« tron u.S. Jab rechen ad relecied i the ~ronga rate not the tannamdate - Fa miter. tmvinea fadeg n noniortormrd dencmnd res, rna ard party Ilse valid rroy tam bom »utlad to feira Feila valton. To oboenomn anten" Mme nabb». <reel ras Fnexul ~or. • thand• inveamees and Mrueldrodproduas. rtnate ~nei seanbas (rciada-9 dadl reim:anm Moen endres' titre mentmtnl tnen «turtlet) sed sen.xtkredatoiacts ae csreraly hardt &gad (ran tIoxarti anetals ere na bent nnaebrod wen the State os and &dunge Carrnama a Lede, ry fane ~Mr bar Yte porele *hendel mb" fa perle rettno« stortet ard ~lind accbcts fa ',kammen', Maa• ca‘f Lua" 4 not 9•XS11440 - Tidd vaies may dale vimrery han anet d at,, a *Ith a aen nestenent ?NI or *attved product tvtbe basta a so eid do nat flatnet teoresere the vale su mei 'etere tØ Souidaten. - %ed orry estimatet of »ia n as of • cenan date and re hippie:110 OBS Treent Saven on a m9Ar bad bI n rdhanket "Mane lem - taue. ~ai armar cr tanta minna di" d ry. me ~Sed to te Frm bytro mua. gned orrer a spana ard may be cablated bard ca Uken nkerna on kan ed used by tadDeles lo denne ref simrad viet - You tan damen adkcnal Hermt on ~etno rand to detenene the etnutid oden sd the date ol h sromattonthat e the bår sa the «rare by mntanrgyms Fnacl adicor - Thrd party nunaled rakes may br ref ledd as "hid prood" n ~al aunans trinn rd.wdrat valt% on lem hx rot ~led en knatte assdn yale Menuve betane ~se ral amtsl rent has «arrro ~tala Preekb1( ~ed ale mo cuesron. ce .Fent vase sagd behold, speaslane die to the nave of the n ny - \Chr norm an ~c, ~i partner a cpcacce idletulad .41» 1 at/dpaly metatad vat»6 breded, the tale of ta sonsty roal be delen from ts peechaa proe - 'Nota/ ett to date' mag «tuk reki-not etui, (gane a both • 'Onorui unt sve Mpintnli ltd rad dlenng age p« kna end mynd Milen yar ant base - OPP and ÆTT sautes re na Imedan a nittenal aortitt ~e, and art ora" , tlictad ed enn d ein can be sold, the pme reemed may be kos ~tapte the, rant«, nkr prarkd n the accant grenet • Raelnated ~la ~Onna trar gavnly n not «roeny angablr la pi* sala SS Incl Serven kan the minte ente ol renntroted stak ei de same asur as an rrokitd rate la Ite resergied slok for pepases of ed detementody. To dr treft ra mint ltd tames se elgi* lot sak. dd vake rawed mag be ubstentitlif kel alunre ~Se town. • Est («Smed) nam». nemnt yieltb andratt& An rtnuate d &rat ratane o beda runn elnient ad ~et eies, WArnng Vit ranar roe be held la ene yta kom etaten« daa ce send tnryncy TM rall.310 n anka a gudelm, afttiaty ed ~naki intime re not guaraneael falma! mel nare and einere raid la tala^ efiet d ansees mått melde aret" of PaRoal a tilett gre n stien (aserne at ;norne ferd anene >jabb «old be operstakd - Ettinteed areal «ane ed omatt yield ind the rekel nome edsild meta be bene se heta egn the eten:tal noret - An annua of artsbod nome (dnaced arder befant) dinded tyddorren manet ~nano balance e~ on the Let de!~ a ment paymant mak by the node and nynn ddieckendslapasts ml be hell totone ry front the dsanert bite unblrnatutY. koral( cortiand ell se not ~ned. • Aun not hald by VISFenudd Serdoam. Certan stab <re rm held bi the Fem ard Mi *Onn the f un% ~sat or <card Thea ti tarm depthed on ras natronet for Normmur Nipa« ny Poetant and asp annal re pronead byile nano tem UBS annua Seerene not mante* fa en trommen a -daa...nr %innlet 45 s<urxy. New adels n rot andedvi by SIK or the tars at domena SIC covera,. • Rane sharing and additdnal compenalion - Pt aidairt to connosnro at saks and I ;b.1 ka mened n connedcn wth the clanbuton of nykel luds to ar <kanes roe st ar radd mai.* eten* etrag panwats Iran ~Mulen ri« >Jorta the «utall Art Mal ne vel Tro ~ti re bauden 'tro «fan amp:nedst dd rora of saks by UBS of a omido ~ad hal fatal so oa olenes, 4n0 OB the M544 Yale d a cartnuls mest sad brd/ s seeren held al the fim - Wa ad ar allis ah> raene netwoday ard ~bo ~Meg lat inconsderation kr vanske nam sari«. Inn ta Øde to the nr-tunlunk edb toet ganer», ro pod from Mente rar n the rn.tual kad and se a a med dens amen basid anene -unt« d scores at te bedardeake holding ~ull trindt of th., lad lan fy - at addtian to arnmastontretened n ~ion ad , dd Ire or dadrbution d snoly «nem% ed kre ~Med hat tnt lodi (lent,. yre anda ca aldre nar Morsa ~Ni Onnatantanan iren maka ot the rasane ~dann uncknedng the omsky ortracc, atiltres d the ilarniCe tornane, ce samen ed ne kne ~unn 'Rott wadarbuto - b ad bn to anntrisanweted front the ~e and sak d hep tyta.skrik. tvt anta os attlate team, et ava.b.hed I!~ rating >simen, from lintShres clarla.nors. as well as hodag fa tahnclogy levebane t%kanna ed edutat on - 0v albloltt oho recne nid.; tomrisen ed oddr carperonn from ~al tumla ad rinne ~pines aha . groabets wo dentbsta - IV* teeti* corretoruato, kanta; Bel L6A. UBS AG SurdordEranch a-d nauaff ba-ks ti-~ out cash mote proarns Ten ~sri -unmal be a meny pa nam fea cr rnay be a peanot,. el atarar daly depaot turnees Act"nity nkerniron regsdna tommosens and «ha ~as nurred n (aneilt Kn atti the etearton of trakt. meldeg etaten varcreans hann ncluded Cnehernateny pootakokr furnread lona. and sli be leonded to >ou rentati onna» , Short you re erosed n troet saling a tetid', >at may aur adwoe &e lo <slim barowna can la IN. PS1a.år smeit, Oren adm Pere kva open a • god Utan:det adm trot aen emneed by the taren.« dale, open boy and sel rop «den ae recbced by the .roed of cfrodras «mrs ca ri nadradandy cr a ork dra udet nsinuchad ~ase byssa Var ae raponsbit la adr; Ikr ire eamed øse lo >as båre to <anti ending ocen orden River To dataa a topy of as omet (liten frier, flake. derte~ yta Fnaeial MAO« Ce net cen «date minvab~eirost - ISS TantalSenitet b rot abs* The TIMA. Elanen knas Accoint BSA ad IHAA n brderaa kattunet weirch pron!. Mane to br* ing ~n and proddis le~arrinonents me dt e diatel bres ed oter avdratt, belt. and pro ness al ~ne and anrotty proars midd by ~flatna thrd-Terty roane <angane+ trast i asu rarxe errty skk6duan ol t..B"S FrontolSences - hirament, ~area ind mue rada - Ryt MK rand • No bare granater Mal lose un.* - RIA Revar«. Minseenent Attan. Binnen Sann ISA, IBM& and narretad Rasane Management ~art re reastmed mrs of I.E6 Sann ne. - ViSA re trigner«I »drivi ovned by vsa Mann {nil Savne dau ten ånd tad Ledede Rense The UBS Isa «edb tids ed the UBS Vha Ø tad, it nedby ISS Sant USA mk e nsa tronvisa V SA incorporated Malm fadamast reooteed tradeensea. servet midt and me:kad senete marks re of 'her ~ne «mann ILOS Timetal Serien Inc Tet 4IBIO SDNY_GM_00325738 EFTA_00198513 EFTA01307659 UBS UBS Financial Senaces Private Wealth Management 299 Park Avenue 26th Fbor New York NY 10171-0002 ANP7COSS045.971119 VI 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Indrindual Retirement Account Account number Your financial Advisor: SCOTT STACKMANLYLE CASK'. Phone. Questions &soot your statement? Call your Financial Advisor or the RMA ResourceUne at 800-AMA. IMO, account Kat our website: env w tin comi fnancialservices Items for your attention . Help protect yourself from fratd and reeew bank, credit cant and brokerage statements regulady. Also, get your free credit report annually from tinvw.annuakreditrepon Value of your account Retirement Account Resource Management Account November 2019 GHISLAIN MAXWELL IRA on October 31 (SI On November 29 (S) Your assets 59,022 27 69,027 76 Your liabilities 0.00 0.00 Value of your account $59,022.27 Tracking the value of your account S Thousands $59,027.7e 57.0 57.0 57.2 57,7 Eel 540 590 DK 2014 Dec 2015 Dec 2016 Dec 2017 OK 2018 0112019 Nee 2019 Sources of your account growth during 2019 Vake Of put txcount atyeas end 2018 Net deposits and wthlanwils Your mestrrent return. °indeed and interest income 571601 Change in market value 5347 20 Van of your mond on llow M. 2019 560.027.76 158,12523 5t6068 Member 51K ArP70003005504507 HP7000182421 000M 1119030579004 Y123697350000OCO Page 1 of 6 SIDNY_GM_00325739 EFTA 00198514 EFTA01307660 *UBS Resource Management Account `November P:• Your account balance sheet Summary of your assets value on November 29(1) Percentage of your account A Cash and money balances 59,027 76 100.00% B Cab alternatives 0. CO 0.00% C Equities 000 000% D Fixed income 000 0.00% E Non-traditional 0.00 0.00% Account name: GleSLAINE PAAXWELL IRA Friendly account name: Intim IRA Account type: indnidual Retirement Account Account number. 0.00% Total assets Value of your account S59,027.76 100.00% $59,027.76 Your current asset allocation A Eye on the markets Index Percentage change November 2019 Year to date S&P S00 3.63% 27.63% Russell 3000 3.80% 27.34% MSC - Europe, Australia & Far East 1.14% 1838% Barclays Capital U.S. Aggregate Bond Index -0.05% 8.79% Year Financial Adviser: SCOTT STACK MAI1LYLE CASRIEL • Cash and money balances may include evadable cash balances, UBS Bank USA deposit account, UBS FCC Insured Deposit Program Bank accounts. UBS AG Stamford Branch deposit account balances and money market mutual herd sweep balances See the important reformation about ;our statement on the last two pages of the statement for detais about those balances. Interest rates on November 29, 2019 3-month Treasury billy 1.54% One-month LIBOR: 1.70% Ake2C033025504593 HP700018242' 00002 1119030525C04 YI 23697550 000000 Page 2 of r, SDNY_GM_00325740 EFTA_0019851.5 EFTA01307661 *UBS Resource Management Account November 2019 Change in the value of your account November 2019 (SI Year to dire I/ Opening account value $59,022.27 $58,125.23 Wrthdrawals and fees, nckrding investments transferred cut 000 -16068 Dividend and interest ncome 5.49 716.01 Change in market value 0 00 347 20 dosing account value $59,027.78 $59,027.76 Account name: GFISLAPIE MAXWELL IRA Friendly account name: Indic. IRA Account type: Indonduad Retirement Account Account number. Dividend and interest income earned lot puroset d Ins stesement larablIty al Inkiest and decknd Income has been dtlennnott from a US Is lettomup Peripedre Raid Won the indent, d the adorn WON. *Roam noe, or p103X1 type. scene Merest amid Onien0 payments may not ten axon so tinted slats (us Inlet Poen° Rico (1e) non Unef Tne dent enmity Valera", is nOl intended to Ise used and cannon be relud Won kW tar plmotes Clams should Idol 00 I/10 200 KS:10 at fq;celing font they roomy lean UBS annualy, such a: the Forms 1099 and the Fan 400, for tai reconno ,nformaon n if the practice of LIDS to fie tat voicosta ta, neporteg forms worth the US Inteifol aroma Senice and FR Treason DePelirent and In sunnier-ma accisatUy <Leafy dvderct ardor interest mien exempt or tootle crane, neat <omit your inchidual tar preparer. November 2019(4) Year to date (s) Dividends 000 556 43 hterest 5 19 62.30 Total current year $5.49 $818.73 Pr or year adjustment 0 00 97.28 Total dividend & interest $5.49 $716.01 Summary of gains and losses Venni readied tenon exclude products for v‘heh cons and losses are not Ogsdiod Realized gain and lasses Unrealized Novembet 2019 (1) Year to dace (1) gams and bras (11 Short term 000 963 000 Long term 0.00 -590.37 0.00 Total $0.00 -$580.74 $0.00 Year Ksandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary See Account adhly this manenla 4515is Seancesin your Sweet Oceont ace indicted in the ocienns and 'tilling Want's vat* FDIC insurance apples to ouscoas a UBS Sank USA axial banks oartcoatoo in the UBS FDIC Wined Deposit Proaan. a Mei not den to deposes al UBS AG, Sisnloid Branch 9PC Inteannn Valet to moray noon swop fund hadirgs but r bank apoutS Ste Important intonturon ebOdf put starnentinf on the fat two ones d IM Occumeni ICY Wars. November 20191$) Year to dato (41 Opening balances $59,022.27 $1,304.58 Addkions Dividend and interest ncorne 5.49 71601 Proceeds from nvestment transactions 0.00 57,819 93 Total addrtions $5.49 $58,535.94 Subtractions Professional management fees and related services 0.00 -160.68 Furids withdrawn for investments bought aco ,6s2 08 Total subtractions $0.00 -5812.76 Net cash flow $5.49 $57,723.18 Closing balances $59,027.76 $59,027.76 AnD7C003009504599 HP2000182421 00032 1119030579304 Y123697150000030 Page 3 of 6 SDNY_GM_00325741 EFTA_00198516 EFTA01307662 UBS Resource Management Account November 2019 UBS Bank USA Deposit Account APY Thterest period Oct 7 • Nov 6 Opening UBS Bank USA Deposit balance Oct 7 559,022 27 Closing UBS Bank USA Deposrt balance Nov 6 559,027 76 Number of days in interest period 31 Average daily balance 559,022 27 Merest earned 55 49 Annual percentage yield earned O11% Account name: GIARAINE MAXWELL IRA Friendly account norm:Pithy. IRA Account type: Indnidual Retirement Account Account number. Your investment objectives: You have idenhfied the fallowing investment obyectives for the account g you have questions about thew objectives, disagree with them, or wish to change them, please COntaCt your Financial Achisor or Branch Manager You can find a full description of the alternative awash:nent obi.< tives in important information about yvVir statement at the end 01 this document Your return objective: Concur income & capital appreciator Your rifle profile: Primary Moderate Investment eligibility cceraderatton None selected Your account instructions • 085 Financial Services ric. is your IPA custodian • Your accotrit cost bass default closing method is RIO, Fast In, First Out Your Financial Advisor: SCOTT STACKMANtYlE CASPIEt cuP7C003005924590 N77000192421 00a02 1119030575004 VI 236975500300M Pegg 4 of e SDNY_GM_00325742 EFTA_00198517 EFTA01307663 SUBS Resource Management Account November 20in Your assets Account name: GH Stara' MAXWELL IRA Friendly account name:Ina', IRA Account type: Indradual Retirement Account Account number. Sat prem, acorns and Ontenl Y4 ties shown may tetcomnimalt Marmot pains arid losses .n not be teniraelp reflected. See important mtamettcn <Mont war statement a the end of ths acumen for mew information Cash Cash and money balances Cain ant faaThly balance may alma avalatre can balance,. UBS Bar* USA OK051t ac arum balances. uBS (c C inlaid RoganSank Batas. uBS AG Stanford Branch *pool account Waxes andmoney tasks nvAud lund swap tookarces See the /sporran' slam SatOn *Oat sOut Statement at at end at th6 davrent for detals about hose Wanes. Itching U8S EIANI: USA CEP ACCT Your total assets Year Reascial Advisor: SCOTT STACKMAPILYLE CASRIEL uBS Bart USA and al urn FIX Mitred Fr0gen Dank depart stoat Wham ate Injured by Ilk FDIC vAINn amicable rents. GA are not prattled by SRC MS AG Stamford Blanch deposit account balances are not insured by t0iC ant se not protected by DFC Warty market sweep balances an wanted by SlIC but Ate rot enured Cy the F0C Opens, Ware. Clow., balance ',sew shale Average DmIdemilitterett Daps an on Nov I (f) on Nor 29(S) on Noe 2•3 Of Fee peeled peeled Cap "Muni (S) 59,022.27 59,027.76 250,000.00 Percents,' d Cost Estimated Unstated Valve DA Nov n(5) your account bars GI armlet Income GI pan or loss ft) cash Total $59,027.76 100.00% $59.027.76 Cash and money balances 59,027.76 100.00% 59027.76 Account activity this month Dee Avon," °MIMICS Amount IS/ Dividend and interestincome Mttvest Nov 7 Interest U8S BANK USA DEPOSIT ACCOUNT AS OF I ROO 9 5 A9 Total interest 95.49 Total dividend and interest income 95.49 AFP700030,550459I NP7000182421 00002 I 119 030575C0a VI 23697S5000000) Page 5 of 6 SDNY_GM_00325743 EFTA_00198518 EFTA01307664 SUBS Resource Management Account November 2019 Account activity this month «onfouedi oat. Money Sawa activities Oa 31 Balance forward S59.022.27 LOroly Account neat: GNISLAME MAXWELL IRA ?deadly account name:Indec IRA Amount type: Indniduai Raternent Account Amount number. Your Nsardd Advisor: SCOTT STACK MaiLYLE CASPIEL Desoto°, amount IN Not? Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 1110919 549 Nov 29 Cloung MIS Bank USA Deposit Account $59,027.76 A nflOCC0005524592 M1000182421 00X2 1119 030525024 Y123622550 OX020 Page 6 of 6 End of statement for account number SDNY_GM_00325744 EFTA_00198519 EFTA01307665 Important information about your statement U3S reword Satan Mc. (the firma UBS Finarcal Sondes). es a muter of al anapal seamy, canna:Say and <plena meha-ges UBS rnaexialSoocos and IBS Bart USA re rdeect stsdrrnci UPS A6 and af &gm of CGS Steuart ILC the km% Inarenal gamier. es nobble to:amount the erns oatene often re at IBS inarthel SeniCeS he. 1200 Hata Boulevard Wotharden Ne07COS IM flawnwill (*Wonted* ore/ okKial Weed Ot yos man Parked Services account Other reccedt. er.ote *Heal to clowns-Oh fontwing cantina Orge that, roe be relied teal F you bele* Owe 6 sneerer a omoson, please report it nmethately n twang to the Bergh Monacan of the office wren; rats axon Alen* al Mum dawn re Mended lob* actual& stalemert not be Lewd lee tx rowan fay Wet/ on rex-mid lalams, ea. Form 1099. 5498. . h khm aethrre0Yas 'Zr worn the inn d reputed by two to sepal loth* RS Aunte dragon*. reportable nnteeabb (*Mends and !stable Mew Need en secontei held n sOur Meant. net Crated, On H4 lrxeaC!at. end tog basis onoatencovered sectsitm. Cownwniatione with the Finn • Pease reconfirm thy aaleorrenuncabons n retro tofurther pace you retm. rkbarn9 Mi P o rt" vela the Savitert reitor Protochan An (a A) • If the finthad now°, on the asp Mei ci te Iron of thet suttee,' i tea IBS Feirical Senicec. UBS MANI SHWAS Cane. yat X<Oull at (hang trokft by arrarent •vih the rekaO1 relita en we reformed acted the relleianthia ethenyal opened the tativil n t e arye. )04./ lint and wades se located d UBS humidSown and not We drat ea tacter. ad you mat mike a report of ay ma a ammo to both tone • As devbed n the accarat Kretinents, you mat ratify vs of any eras or need ereohno dye's reflected on your statement whet 30 drys after n was Maleda nude watt* • Myth dead (Wontr aniplints a eflirieS to the inn% Clem Meta % Ciepannent at 2O1.)52 • 169) ce toliree a 800.35.9I03. BCD A.M. to 6.00 P M IT Monday though Foley, a in wan rctO te5 Financial *von ax.. (lent Retie ore Departmere. PO. Bo. 766Lhon In 03081. • Al statements shall be deemed corrolete ad mane it not <bettedto n wrong wthil 60 days • fa TTY whine,. Cal €u412.09B6 or from °Aside the U. Cad MI457.1495 • Mane 01 Mat a OrieflOIS *CU andantino finds Vander (Illy bill parent a IBS Vet debt cad transxtirm. cal 800.762.1000. or ebb UBS Financial Swan Irc leaf Marta OW, 6th f kor. Wienantat NI 070316, Ann RMO/BSA Setvnt Cllr voile an $00n a yon can. 4 you tat you statement a wept es neon) or dyou need more Mammalarm a tuns* en the summery a meg the inn or Card blue- (at molcable)mast heat Morn you no ire thane° days rue **tem sent pr to fed gnaw* on wench the wet or Probl em *Pence - Fronde yar nano and ac are nunlye Of any) - Cott* the MP a he transfer sou a* oleos* about and motet as <lea* m you can wit/ oar blew A lt an caw a why pa need mat dorm/nen - horde he dollar amen of the expected error. The Firma Card bps MI mestere your <emplane and welcomed wry are.premptb• tor egged mon roan"? LEIS Vemockba cad uthsacto-d. a ea tare mane thth 10 banns clay; to da tn. we maned( yin /Kean, la the arrant.. year their it in mot. to that yawed Nit+ tt• Leo of the money dung the Imo o tales 16 10 complete at inestegaten flews make all checks payable to the rem or the financial ingasicn cdcatedan the front ct he narrow In add/ionto rogues accost tee accounts may be ,.tact to mantaa-ce fees, chthats to late pa/men fa wars purchases and <herr kr u -pael ;mans nosh attouris lannste that re roanetored tooth( nottnals rnay be sufae0 10 a lea der Tee /AS Sweep Options LIBS offers options ke sweet:ma aoh Winces to bark depose =arm at nen-Alined bats ardaHaged balls and money market mega lends (Money &MO. Depose xcont al LOS Brit LISA anananalthrod tints purticcuehg n the UBS PDC tared Deposit Program re FOC-nosel n acccedano wth7 irule: For ntet riomnbon. please me arta. foc.gar. OecoW scout at LOS AG %triad arch tee shires of Mary kends eee not iviedby the IOC. lank dfpotils re not protectedh./ 9 PC Monet had dory, re protected by SIPC See -10S Inmost Sithices Attar, Protecten' below. upon at nasal barna( me bark dowse may be wrhdraim, and than of a Morey Ford nay be lc/Joined and the comet returned to pa 000., Utlx. es aaosil Fate nfamaton etas salable sweep opens. nclang <aeon intern! rem and yields. o mottled wow tbs co-dsweepyelds. from year F fl annel Achisce a bi <atm BCO 362.1000 UK financial Sri nos account protection The Fan es a member of the Sauces mica Precede, Cal:Keaton (10(). which voices PM into; cur.:won of es remlares to to SS00.000 (ndalna 1250.0.000 for clam kr cub) tylosalory tecchure nobble iocn 'Magas www UK 019 the WC owl Croledion grits con/ to all accosts that you hold te a pettubr (Winn/ The ran, together withaim *11a1e, hn abo p.echmed supplemental eosince The mailmen a,nn payable to all ote)ble dents. cottony b under the wleclan 41%0 indab at 01 Oranter 10. 7016 Stop° to it...coiny radio" and lentil." ash the elm d *mho( protected ke to to SI 9 mlIcei in the aggregate Ice all you e<a.'es heti es a palecular (*.IC ey. A ful copy of the poky wadeg it megabit ton reemert hater the SIC pecteden ref thestool:mortal prattle'. accoly Is): • Cagan Inwood atom antroSed by find molded al Set ladle vela) tot hetiaway ROM LES inancal Semen Foe email< oaten Ci) murexe efoilels, nckdrn ',rub* routes. and te) *wet of reveal Ands regareel nett name of the rove holder on the becks of the our a Parolee net), • imestment (alerts a nvesinent Merest, le 9. limed cortnenhps rd ornate placements) tat re not rog card ardor the Se:unties Act of 1931. • Connocdrot<crtracte (eq, Iceman **charge and pro an metal <avant*. indirdm.) heves f entreat ad nawrodiT Won contracts. and • Depose accounts Bream teethe**, of depose) at U35 Ba-k LISA. UBS AG U S branches and baleen Ow KIK hused Copan Proles Me SIPC inotedal ad the suXArninial protedon do not apply to these asseh erm if they °themes gazes onyx.' garments The SIPC protection and the supplemental perat«tion eh ra Prate' aging <hinges et to market nest of you' mestmeres (whether as a real of market movement. wean batnptya othawesel Dividend Roinvesemene Program WW) The V" **led en enr age are. WA, may obtain the actual Excc lean eas inancal Adsisce Only stole sheet are puchased under DRIP. Meld sheet roll be sold Jedtheeither& be dep000d iin you accost The dredged rawegrnere ace woofedIN the issuer Ia n CPI* horn the make tree al yawl, to Penal sham resold Cads-Mies CM/ wh ale tnot may be held en you accare d you" Killed ID a partialWit as a restall ofd &Mendgement or ~roe. the rem my either sell whet unit a owlet pace a rape al !Mail doiermand by a enagenel cseenva fl aky. erdoede pas account lemmata/It aim:ties The rirertfrae <beams zrelnsk profile are weede to oath account and may va-y Wawa, yrs X<Claex Pkaw idacelthefaa pleaalb, a *Nog a ry SgnfeXe Caar 4p:a farad mamma nenterere ceases For each Accost *At you domeere Cl Mel °bong moment thaws, • hocks& Cunene Income arentmeres stereo the generale. of axone air • AtateneCapterAopwatoex yaminwes weeng growth of amp., rather than the gontaten ncome • am-Ax• Cambria°, otokome end00ea Apprecaran letninems seeking tads the generation of acme erlgorgh of principal Devil tisk ;sof Boa • Comas", Seek, to martenend rancoot Leh band( ad sclatilty to the man ovetal. ern! that meths the moan data not genre* Kinnear< wean a rolirms and may rot tap pre aeh eititan • Moderate Wiling to accept tone me to peaked and tolerate screw valibley to seek here rams . Asaccmie Wil Ma to accept I 4 .1 "t 10 a'rcl h'ird Arts robbery to tea hip fetant our tent • fewenrent hooky Contedwaran f Oloctod, a paton of the panicle, for that acorn may include comae. graters. leered kanteny and Two.' wring Stelemenrhotoeholdner We rn4 ccessoWt al rete*ci eccount itaWrett sit the same xklths n the same ernekr. e.9. because they hone omen who also mentan pen gawp /elate...hen alts other clans al the saes erSertn, I yea prefer to meat end /Oar statements mailed re operate rengeore, you marcloone hooter:43N by oalrg 'at innnal Adage Friendly mown nano Me Friendly account nee* R a<ai<mdable •nnkrderni• chosen by you to mint you wits you mot *aped t h e no legal effect on your Jaart. es not mended to reflect any genet. Orod...el, rttOrrireirdildn. mertment<bjectree a re& pohle anceuted wit. Fos marls. and o not a promaa of gannet that wrath or any lewetal ant" aria wit be rioted Al t iuntrrsiatt ,who the a* a bat notarg to nit loss of the antic rwromant You <an dung. your handy roam rums enough Oran. Unreel a by otmactegmte Pnwittal Aden°, A—at overview • Vibe of pas lacunas:omit& Met of assets rid tidal t in. • Autb hclidell.nalble‘thtilAineef..atief fa trlt iktinllau 611 (eg). end GobS Time Depcoss, errealged marts to market. and anon064S not held by Ow ;cm Dom not include acid maker /men a the end a the poor and °mat caterrem periods. a ow* reestenetel triaged dock *pions and 4werc4abf> de* *phone • Walter YEWm dam bathos atoning nuegn bate. veal Ire, than roam baa-det • Cashenoney Ware*: Total of Lanwared salable oath tottennt. FAA &poor Dann al aftArad and ncthafflotel bares. rd norm maim meta fund snoop batten. a the <bee al the immure prod Nenconerodly be credit balances in sus sawn at not sera yard from other balance and the Fern nay sae rrdd tarn ketch n the adnry Cara 01 et bares. These finch are payable Was your demand. Dv, total es exixledm the omelet pen:deka., abut Larding ireferenetien Fad ueled nlermabon on the nWs lercIng radices ad ensclosan refer to yeas Clore Ralateoenho Ageernent a Attar nuyeathlyint aft/ **Geneva, Term and Conditions IBS kaleenent of Credit 'makes salable rarer...fa and Ns <bagel a saw. rfrfranv Pet SDNY_GM_00325745 EFTA 00198520 EFTA01307666 Important information abu ut your statement ((Ontatued) nar arata Yes falmar. names ~nes ed ether enen held b Hee x<ord Y th end of te stenoven prol Tem my ad fa de luly pad ~nos e enry tero Yen mee [enne inneb vod at ban toedeed dm PaYrd ani/ helen* noten !hem Ary mor ge tapbad tot efirn ding the statement pand are bied at mat« vatra 01 the eed d the statement gaand • Coat baai. In dettemnna <On basis et Ten moten indoded n tentamen& *tere jokend web th* nart« • LeS Frumial Sent« hambed o, Normenton <Mand hom tam« ota tal LeS f rabat Sennes, editing marinenon ban anothee Irma thie you mag havo pronied to nov Ineen Mina TM firn does not LeS innad odeon-ein vordy a the r ecy vabity oe kry d; damden oronied scones ot« than f anti Sens«. Ø addeert athough Stevens genera todato, M daneevna t e merend te lno don rot tronie arry bassmen doet ten Sommen., ~CC« base' ad •Urreaked garf los,' is accurate at os t. date d tic naaura Aktrur.,, Om do na Mient»; rulampa malte p-edda« tab dartms, fa t aflos« a othermse. Amons bansf«ted tot* hm mat eelloct s»Wlossdanna.' only toe to perod of erne ihey se lied at re tarn. More hetakal stambron open be adiedby >cv enrool Adé«. • Unrealired peint.alossas neon daar' ~dabt*. ese entad arediadoandlosies se calculted kt nductut mate bh The kanaten dia hm n incloi bes amor ~enge rel leek ccerenenonh ~ga ander taaty eoorgraxcn MMS Omleid ad ot« ron.~ Iers ad sniemac ~dim ben ro nat ornbned to dialw ore aoragad lot Tro Trad. date" <Maten galants tro adyikanartnn vage die • Caltable markies. Buit and pnlemed dak duit the csu« <ab lor *NV Fedenzt.on wil be wlested frparlaqeby lot kom arg al staniol «dut esse hed noes rum, or r. name** name kt car dient, Cal Set ~kond °blond bom tred pal*, ard es xosacy es nol gaanteed Oth« <dl leatrits mai mrt went cola aften velt ~plee mannel wit be rionted koon Antoon • Pritatralue Prrted rtptayed lawaaien ad ot« paf" meny be lt« or twee ton The pnce tre 141 %%kl Keu.* mono in te mark« nat an <bin*d (ron. vant end Party ~Vs atheh we bebene to be retable. b.* we do Wol ~iele ent ~eg. - We genera* uw te dwing pek* abri ~tabla or the men ot dire bid and bik piket la bied ~iet and opsper asa bidpica kr OTC Headet - Lat actralii tradod mum« nuy be vod ie» a witaton midi oe the neon mem Ilnes we cqined ani my rol reikt r actual mik« vice aval*. - Cerlain not:" mar speer ~out a vice and wel tos as 'ptt wand ~Ne d we n km* to ebt«, a abt la r Marty- - OepOleg «walen deromnend in orten oh« tron u S. dolen nriknad at th* ~nip rake zot de ruenere date - Fee tostorken traden n noniertormno denemnatens, pene and aart, Iloco vakterm./ how been zjusted to frik,» peper valUatan. To an notrem gootartint, weien aktlabb, ms Maxi ~or • Prime* immanent. and strand indoet'. renate ontsmet utanen (nikten dreef ~nemer:n tram and real Mae ~ramen mol leas bes) and nn.rtiveds~ts se ~alven" nigard. (elan poxtven grodms han nel been manend w<h the Save a and Edwin, Comme.« ad« an state wonde ben We proven enenaled valies lor pront evetnnnt sent eo, rad ~bied ;adios fa dansma Ps0~ ce+ tuint" 4 not 'aanbied - These vaan min dill« %Menig*, km Pege% arry, nleth a prene ~smient wo or l strata& product mal bebootst a no ent do non naai-v.1y ma-ure the rate >nu my recent Leon Squidamon. - lhird party Manies d rate re af Ce *colon dia and are suppte0 to Mina -nul Smoes on N9da baseby an nditexket Marion fan - letten ~al prinoe ce amor eannud niuet d r% ar• staned totoFit by thermen waal panne' or sproot ast may be cabiated bakden diktere ot:maan ban tal kind by tad penen to dage ter *nemend nadoen - nou <an drain adStenal nformatonregoretrd te ...thi~ wed to detenrine the fantes via and the date ot te nl.:neuron that é the tot sa the «touw by <on ciens.: ~nol Anno( - TheO party an sed vivat rrwy be re aud as 'Nat pand' n snwat waaroms ween an relhandrit vaam lam hen rot neiliad v ~to ~po vatn neen we baant armee tal a ~ris! ne« has coorred fiat ~fata Pe~reinaled naar eb cueston, a eken a nlue ank he han, tpeculatoe dept* the naVe of tko munty - Whon not« an none, Bopara partnie oe tpsnee «Iemand ot» rot a trdnany ein400 valga pcmcbt the raki of ebt toosoy wil be deltert frons ti geschat* price - '0mb-oom to die' Mae ~le reken/pl OOM, ranse a bot ▪ 'C anal uni sne' eeprelledi the mi slang voce p« vin and new nat rellen, >aa tost base - OPP ard uteld KIT Maiet re na kneden a nybenal :VVV, ~ene, and re oma", daad and rien d ten; cas be soli. the pene mond mat be len ta, te per share ren eed renyr promood n the atlant Patentere • Reetriebed mooien Pantad <wem gorswaty are not <arre digeble dor pi* tak. Lei F na-col Sereen" Von tat nurk« voce ol ta urentartled stak od the tra mor as an urpost vita la te intended stak fa papases of tori ifeteOsentane. To no enere Mat rentend save es an <Nesteilor sin the via mandmag be u.bnnisiy llun te mputed vale savn. • Est ~nat..* imam went yieltb and reus. An minne of enne rane n tonnen tunel thinited ani ~Mto, wanen ani mades wil be heb fa pen year kom statement date ee cand tremen., TM atmatort enk a gudelne, accay ad cc"Inaid inca,» n not guarantoed i• fanaat mal mant and <veem rel! la ((elan Man Of ~ion opuld inctide aceton of tramt a opdat gans n wend, tat te ni incane (cd <went ),ele meid be enestated. - Estieded ense «ome and weent yid and Ine idool ,(ane and yOld rman bie ba« or bijnee the atensted 'wants - An onminof an stod «om. (dvdord arde, intense dinied ty <twee mat« viilawage balastro e~ on Cie last dvdend et maant pal mm: male by mar and nivon invillendepnts vol be heb '<ron, wis ken, en st ~met <tee ce untilmatray. Atoracysidertnad yekl se net greernad. • Ann not held by VIS finodd knaben («ten meert nd heb ty the Onn and rot eten the inWs boufsa ra <omrol. Thee «wet ani deptind on reu nataan lor thema cad pupotet orly 'Amons led tob« praanted re proodod by tro mum km UPS snottul Sent« es not ~rist« lee rin manren ed does na gunning ris ao<urry these assigs se rol pected•O by SIK or ere arms tiadomentst SPC comerage • Beneemt 'baring and additianol compeneation - h *Mi -sta catwirssons en sales and 1.7b.1 lees mened ncc/media, wth te diserbion of ~Lol hands to oor <bents we reset os 'Heine wao muna tang parwrits Iran detrtedan «da wintert d the niutual tad( tm we att btw rom are baseden lente tarnt <arp:e-eest (J te arrose of laks by tØ5 oe a primair inruae rad tarn), to out cront% and lia te asiel ral* ot a ~nuts ~ka kind trijs storm held al te fint - We and oir illua eh* recwe newol.ig ard Øs mamma ten n corenderatien fa ante flard Uni«. tat aa pinnige to te ron-tual rondt Thea ha genera.% re pad from ~Zee enen n Ist rn.tual eind and an asfa ddollar imam bied enentrunt« of scans at th* beekeirdeale heldig ~uil funds of tbr fund faenty - tr addeen to onniesrtnsrecened n annction wit, tro sale or detailion ot ~dry contract. ad unt ~mail hot ais to as clenli, we rala as Mauw legere none turing <neelenlatOn kom pryd the rotsree ~nel undermeng ta .' uty orerser., reins d th, nonnen <orrtunet a spanen of tra une Il0~44 ouds vadersspa. - In addittri to Canmelbnleatnid Iran the. [notie and tab cd ~stads. we ander os "late recta an asvn.band rewnioe dwing ',samen, kom NedShires charta-dort as wed as firdna fa technology development. training and adam«, - Ov alldolos enho reces. iredeg eorrnincen ad at« <arp:raio, from Meun Not ard enne* Cavpalon Ataa pnánte leao dintba• - Wit mem orrtontat on Iran LeS Ban Lek LeS AG Standerd &inch ani ~41 ,4~ bras *not. out cash wk•xp pØ ant TM cceroptnizbn ma/ be a ~kW pa attaint fee er mw be. tamme/deia moge. &verder:ooi exrs Acenity nformation rooddencanna:re and ah« Uiengen ~red in <Genaden inni Ine enneOn 01 badet. "" 1"9 gaten Várcactons tentbeo ndoded en catrinsions prenrauskr umisned tona. and ali be Pronded to na grentitsi enrana Sheet Delling you se <and n short wang a sentay, >en may ncw a ~ge Me lo <st en bonown, tont la tea Patalit ~ar Open «dm Peitadrg open or • iga:d idltanakt aders tm uwe ni rentten bytte namem date, open bv and sel nop orden se reducedby Ore armen ol croderds « rites oer re eedaratlexls ce ex frOoll den unies nstrahed ~wen bynat nou re rewanbb lor adem Ika re *moed Oak to was tartan to anaa eneling wan oden Privacy To obtan a con ot as enen Client Privacy auke. riemContact yott relinuelenhene a eek no «etste dl »vno oen evrezennen~t - 165 trnancralSenan è nat ede* The RMFa Banen Servers Account BSA ed OMA re brokten) kaant< whoh pand. Ment to breng ~n and palen tiras/. ananganena eet idfilated bras and ot« thrdpany brilt andpa:niks scan to latne and anrorty voert moed by ~HUIK, thednaltY elleene• orroanin tra* inwint agnry skkindunn o1185 FnantwISentes ". - ~armere, nsvance. ani must orcd.rtin - Min FOK rand • No barn smartte Mal lost vale - tMA Rasdate Mannement Aars" Busiwss Sarion Accoum BS& IRMA and riternabemi Raai» Managament haast re reanteed tarwe maks id lei troon., Senxn Inc. - VISA rs a rogrtwal tadawark °wend by rna Voemsbeedi Serrci Miauw and Med Leden kent The 18$ ~credit <edik-4th. LEIS Vita debt <at se moed by 18$ Stel. USA wit terminal Iran Vea USA h< aporated Mot« tradriarks, regnered traderrods. sen« mets and reg deed novice márks se of thee respect.« <omvat». USSFisndYSwlea4M Pee 201B10 SDNY_GM_00325746 EFTA_0019852 I EFTA01307667 UBS 1265 Financial SenAces M. Remote Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CreP7C07033593 t2t9>orci 0 Account name: GHISLAINE MAXVVEU. IRA Friendly account name: Indite IRA Account type: Individual Retirement Account Account number. Your linens:id Advisor. SCOTT STACKMAN/LYLE CASRIEL Rhone: Questions about your statement? Call your Financial Advisor a the RMA tesotecelme at 800-W4.1030. account visit our valuate: meet vbscomrlinanoalseneces Items for your attention . Help protect yourself from fraud and review bank, credit card. and brokerage statements regulady. Also, get your free credit regal annually from www annuakreditrepon com Value of your account Retirement Account Resource Management Account December 2019 GHISLATIF MAXWELL IRA on November 29 CS/ on December 31 (II Your assets 59,027 76 59,030 64 Your liabilities 0.00 0.00 Value of your account 359.02736 Tracking the value of your account Thousands $59.030.64 570 • 57.0 57.2 $7.7 911 SAO • 590 • Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2010 NOV 20, 9 Dec 2019 Sources of your account growth during 2019 1/ake of )0Uf iKCOUnt at year end 2018 Net deposits and vntecharvale Your Wriestrtent letUM: °wand and interest ncorne $71889 Change in martat value $34720 Value of you &card on Oec 31 2019 MOWS. 558.12523 16068 Member SIC 0.7000;10078705031,700030496900033 I21903057SCOI Y123697550101000 Page 1 of 6 SDNY_GM_00325747 EFTA_00198522 EFTA01307668 UBS Resource Management Account ;A:•cerrixr.xl Your account balance sheet Summary of your assets Valueon December 3 (I) Percentage of your =oust A Cash and money balances 59,03064 100.00% B Cab alternatives Dao 0.00% C Equities 000 000% D Fixed income 00 0.00% E Non-traditional 000 0.00% Account nerve: GleSLAINE MAXWELL IRA Friendly account name:Ind/v. IRA Account type: Undo:Au:4 Retirement Account Account number. F Commodities Total assets Value of your account $59,030.64 10040% 559,030.64 Your current asset allocation A Eye on the markets index S&P S00 Your Financial Advisor: SCOTT STACKto:4ml CASRIEt. • cam and money balances may include avaiable cash balances, UBS (tank USA deposit account, UBS CDC instead Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual had sweep balances. See the important mformadon about ow statement on the last two pages of th is statement for detals about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31.2019 3-month Treasury bills 1 52% One-month LIBOR: 1.76% Percentage change Doceinber2ote Year to date 3.02% 31.49% 2.89% 31.02% 3.27% 22.66% -0.07% 8.72% 0/4100030076709e4 W7000301969 000O3 I21903057SCOI YI 23697550 t0t000 Page 2 of 6 SDNY_GM_00325748 EFTA_0O198523 EFTA01307669 UBS Resource Management Account December 2019 Change in the value of your account December 2019 (5) Year to date Opening account value $59,027.76 $58,125.23 Wrthdrawals and fees, ncluding investments transferred out 000 -16068 Dividend and interest ricome 2.88 718.89 Change in market value 0 00 347 20 dosing account value $59,030.84 S59,030.84 Account nen*: GFISLADIE MAXWELL IRA Friendly account name: Indio. IRA Account type: Individual Retirement Account Account number. Dividend and interest income earned For Puisosesd the statement lacablIty d inkr<sl and cirldend income hm been delerrnne0 nom a US yr indoinv miaow Based upon the residence or the a( Writ bade,, account we, or proelvt type. scene r Merest eau Oniend payments may not De scowl in tomer, slats (us) arab Putrid) WO DID Mon* users The client rronitty Paean n not Intended 10 be used Mn cannot be vend upon for tar purposes. °tots should rotor to the 2rOK2t10 tat reporting forme they roomy lean UBS annuaty, Ian as the FOrrr6 1099 and the Fan 491 for cat retortmg riricartatcn n is the oboist of PPS to Ile IM vocable to report loons nth the US mortal Roane Sehice and PR Treasury Detranment and In mph kerns accseatery <aptly dvideect ardor interest as lac exempt or loath income. Rae comfit your include.' tat paperer. December 2019 31 Year to date (1) Dividends 000 556 43 Merest 2 88 65.18 Total current year $2.88 $621.61 Pr or year adjustment 0.00 97.28 Total dividend & interest $2.88 $718.89 Summary of gains and losses ease, reDarled btton rodude products for Mich pant and fosse, are no (tooted. Realized gam and Imes unrealized December 2019 (1) Year to date (1) gams and btes (II Short term OW 963 000 Long term 0.00 -590.37 0 CO Total $0.00 -$580.74 $0.00 VeerKneaded Advisor: SCOTT STACKMA/4O'LE CASRIEL Cash activity summary See Account sr tray MU month for deters Stints m phri Sweep 0plont Se 'minded in the wenn; and closingtames value. FDIC insurance apples to °events at PBS Pank USA anneal banks barttpabnCt as the URSA:It Wined Deposit erect/en, a dal net fiXty 10 deposes al U8S AG, Sisnlaid Bench PPC Vottatton appals to meaty moat entrap fund hadinas tyl rd bank *pouts See important Intoirnston 'sour your argenenr on thelaSt two pages cf Ito document kf coats. December 20191S) Year to date (SI Opening balances $59,027.76 $1,304.58 Additions Dividend and interest ncome 2 SS 718.89 Proceeds from nvestment transactions 0.00 57,819 93 Total additions $2.88 558,538.82 Subtractions Professional management fees and related services 0.00 -160.68 Funds withdrawn for investments bought ODD -6S2 02 Total subtractions $0.00 -$812.76 Net cash flow $2.88 $57,726.06 Closing balances $59,030.64 $59,030.64 O.70009007t0099SNP700030496900C0.3 1219 03057SC04 Y123697550101000 Page 3 of 6 SONY_GM_00325749 EFTA_00198524 EFTA01307670 UBS Resource Management Account December 2019 UBS Bank USA Deposit Account APY enemy period Nov 7 - Dec 5 Opening UBS Bank USA Deposit balance Nov 7 559,027 76 Closing UBS Bank USA Deposit balance Dec 5 559,030 64 Number of days in interest period 29 Average daily balance 559,027 76 Merest earned $2 88 Annual percentage yield earned 006% Account name: GHSLACIE MAXWELL IRA friendly account name:Molly IRA Account type: Individual Reoremen I Account Account number: Your investment objectives: You have identified the following investment obrectves for this account t you have questions about these obrecoves, disagree with them. or wish to change them. please contact your Financial Achisor or Branch Manager You can find a full description of the anemone. ',vestment °tie< twes in ImpOranf oforrnarion about your Statement at the end of this docurnent. Your rotor. objective: Current income & camte aPPreciahon Your risk profile: Pnmary - tvtderate investment eligibility consideration . None selected Your account instructions • UBS Financial Services Mc. is your IRA custodian • Your accotnt cost bass default closing method is RIO, Pro In, Frst Out Your Ploandai Advisor: SCOTT STACKMANtYLE CASRIEL Retirement services information 2019 Year-End valuation statement - Fenn 5498 Retain the statement as you La:':-i LI your Asset portfolio includes insurance products, unpaced Private investmentsor a you own Outsrlo assets that do no: appear on this statement. we wil automatically provide you with an isdated year-end valuation in January 2020. This 2019 yearend valLe of you PA (or the updated value, if applicabee) wit be furnished to the internal Revenue Service $59,030.64 Beneficiaries you've named for this account The ben& cranes listed below reflect the infonnauon in ors records as of the end of this statement period if this information is not correct. Of you wish to change your beneficiaries. please contact you Financial Advisor. Beneficrary changes are not effective unless you give them to us in writing and we accept them. If you live in a commtnity property state, your beneficiary dennation may be subject to community property laws Percentage Benefriary Contingent beneficones 10000% Katie Vaughan -Edwards (100 00%) CW704:090076, 0596ir000304969000C(3 '219030575004 Y123697%010100) Pogo 4 of 6 SDNY_GM_00325750 EFTA_00198525 EFTA01307671 SUBS Resource Management Account December 2019 Your assets Account name: GH ELAINE MAXWELL IRA Friendly account name:Ind'," IRA Account type: Inthedual Rebrement Account Account number. Some P*0. w<Onle 00Clare/II Kibe$ShOrin may be OLOccuimale As a met Gans and Wises trot not be &nucleic reflected see important Aformaterabout Awe statement a the end of ths dxween for more Infcanalion Cash Cash and money balances Cain and (Raney bane*: may .nchoe avalate can balances, ulln Bank USA amasst account heaves: uBS FOC insured FenianBank Seams: uBS AG Sumfota Branch *pool account Waxes and renney rrVIcel mut ud lund sweep Boraxes See the lmportant on*.bon about )our stneffient at the end of this CMinns foe detats about those balances. tithing Ws BANK USA UP ACCT Your total assets Your Rwanda/ Advisor: SCOTT STACK MAIILWE CAERIEL 11B5 Batt USA andtll u BS FOC Insured Megan Bank ckpaA ac<ant bli/fXtStre Insured by the FOIL SINn apaluble pmts. but are not Framed by UPC MS AG stamscro Blanch deposit account telexes ale not ensured try fOiC arc are not protected by SEC. Morey market sweep teldri(e1 ate protected by SEC the me nal insured by the FCC (Venlig Odense CIOSirgbdenCe steeper snare Ave rase DiAdendloteles1 D.3,1 an Dec 1 (f) on Dec 31 (SI cn Dec 31 (5) Fee plod Wed Cv ensure (S) 59,027.76 59,030 64 250;0000 Percentage d Cost Blimatecl Unedited Vete on Dec 31 (SI !Our account basis (SI erred laccme (SI pen* loss CO Cash Total Cash and money balances 59.03064 100.00% 59.030.64 Account activity this month Date Mikity Demotion $59,030.64 100.00% $59,030.64 Amami IS Dividend and interest income Mte. est Dec 6 merest UBE BANK USA OEPO9T ACCOUNT AS OF 100919 Total interest Total dividend and interest income 288 52.811 92.54 ChP70003007f00597 Nen000304969 00033 '219030575004 Y123697550101000 Page S of 6 SONY_GM_00325751 EFTA_00198526 EFTA01307672 PUBS Resource Management Account Decent< 2019 Account activity this month (<Onlinued) 044e Money balance soivitires Activity Account name: GHSLAINE MAXWELL IRA friendly account name:1min, IRA Account type: Indoirdual Retirement Account Account number: Your Financial Advisor. SCOTT STACKMAkfl9LE CASR1EL Cmcrinden Amen' II) Nov 29 lalamos forward 659.027.76 Dec6 Deposit u8S BANI: USA DEPOSIT ACCOUNT AS OF 1210919 288 Doc SI Closing U.S Sank USA Deposit Account $59,030.64 CW700000713705% 71, 7000301969 00X0 1219030575004 M236975501010O) Par 6 of 6 End of statement for account number SDNY_GM_00325752 EF1'A_00198527 EFTA01307673 Important information about your statement LeBS Fnencial Seam he. (the Firma UBS financial Sawn), k a wetter of al errant teanty, ~madly and cob" ewhawges UTIS inertial Staten red LEG Bart USA re rainy« ubscionescd LIFS AG rd athletes of U35 Seanues U.0 the Tim,' throat statement ef raelablr na•art request the Tern's waits< offas ere at tin Farad Slattf k%. 1200 term Boulnerd Wearrelen N)020136 IM notannal i'llrflentt the on1, %cc«, of "act • ES Fainted Sent (1 a<Ount Olhl• arrad{, +tea offal lat clocumertS. tonlonreg coraldregclatersIteM ned be relied rØ F you byte* OW. 6 an «NW a *racoon. please~t ennedotely n mend to the Dearth ~con of the office utter.; >as ocean. Aldew.r at legater {Power re Minded lob amnia. stately% dote had not be rand fa tar paoses ray ity sen )4. 4114 tad 1~4 00. Town 1099. 5498. 1 esc hynen FreOrn3 dov lay man the Fern it requrecl by lee to .Ø toters all toed. ~a, reportable n:n-tanbk efr•dends end tattle interest caned alias«, held n your near net crate* en file transact ere. end too basis On «clan (00(ded umsdied. Cormunicetione web the Fine • Item et.contiree. an, cold carrruncreona i, ventr9 tofurther voted pan ntin. nØ Yenta, via, the Saven ~Or Prol•00•1 Act IPA) • II rho finaiceil neuter on the sap lade date trot of the saat~ es not LOS Feiticial ~Mi. LOS eunNal Sams cartes your ~um at (kelp broker by årta-Tmert with the reacted noes en We Named Yad the retelione,P nhenfa evened the nave let the cafe. SOP (tall and wanes a laded t UBS f named Somas and rot the mroclero brck.a. and >cw nun nuke a report ca nonce a 0001,0n 10 both Ira • Az ~bed r tat otteart cerement,. you ma! nidy tyy o! any anon or botad a/010dg Pecl I reflected cn your clibiment sinn 30 dads aha d teas Maeda med. availed. • Dan Oral offlonNei ~gird. P nyrus to the Yews Chem felam ~wit et 201.352 • I gd a toline *B30.3SA-9103. PCOA.S.1 to 690 P FA Fr PAyrdery through Fray, aen on rya 10 LAYS Fewx el ~0111x . (lent ~PIS Debeltrett PO. Bo. 766 Lb« Cly. 141 07087. • Al statements shall be dawned conc,lete rd atone å not <bettedto n rang ~hie CC dap • co. TTY what. Called-612.0%6ot Øltid. sett U. Cd1201.752.1495 • I% caw of neon a onslcns *at intl.:born lada transfer OM bill parent or 1.13S Vine deter cad ransanion cal 800.762.1000. or wren to UPS ~col ~des yc.. ICCO Harbor FM, 6th floor. We NI 071/4 4 Ann RtAfeirsA Samet Cella min n soon of )au can. 4 >silk'. p.t ststeinent a recepl es +nip or ',punted more framhai ote a transfer cn the seaerneta matro. Ille Fern or Card but, (as applable)mni her from >0.• no lit« ~Cady, ria te Fern car pa IM test ciatamcre al v.anch the Ma or :Mend - Prod6i vas none rd wont nunte Gt any) - Descrbe the toot or the fonder yu tevane about and npLin tebry as youcr wed >a Mere n K nara a why >cm ~CI~ diameter, - haak the dollar errant of te waned era. The Tern or Cad bus ail nvestate your crepes« and wit aced ow lace prarestb.• For sapped eras ~no LEK Vov debit cad transactons. d ben, late more ihr 10 antes days 10 do the we will <red( >at secant la Ill+ an10t" ~Mr* it in mot. to thel you dal Pat*** ute of she money dun) re It.. ties tan complete at nibiten Fitt make all ~is payable to therm+ or the fareul naglen ndatedm N from of the statement In addition to regular oxcart feet accounts may be PletCt to Illenlenrice les. throes la Ire papern tor snort« anhases and thargit fa u-pael roves n ash accost A«ares tir ere transferred toalen esidula0 may be sLkent le a order Ids WS Swap Opaers Les oifien cofion, »~., cash balince,» birk deposit eastern at non-diluted bats and "Maud banes and many mirk« mewl lends OVOne~ Oopoic xccurcc 31 UDC Bar* LISA old are. alfilyned banes parmating n the UPS FD,C teved Program re FOC-reestd n readonce wehr i Crulty. Fa owe raomnbon, plena ma wow 16Yr. Neat secants/4U% AG Slernford Bush rd Sun. el Wray fists 6,e r101 ~Kt ty the IOC. Bank deposits se not protected by SIC Money Fend saum re protected by SW( Sc. "LDS Innesot Siren *Keane ~en' below tan par apret btarct ldro bat deprett mot be **dram. ard thaws ot a Money Tind may be ladated and the vandt returned to >a« >as ~rites was.. Fut« ~son ,but nibble sweep opiens. nc1xliva <ones,' «nest rates and yields. 0 414103ble www das <or( sweepyields, from yea F rancid Adescr a by catng 800 762-10)0 f ~of Son ices account prowsion the Tern 'fomenter ot In Stevan reran Protecion Contrition (SIC), .Mich VOle<11~4e. curictren of as members Lp to 11.00.000 fendoleig 1754000 for dares fa cash) Emir/nay Øre nobble nor le-gd a n ern. eaSe or9 We SIP( t,a Ølion lint axe, to ill tact" that you hold n a petal" <sob, The Fern, together nith colon *Watt he al» ~chased supplemental rune We marrnsn sexist ~CM to deniabledeem «decree b under the poncho" es ISCOmIlat as of Decanter 10. 2016 Stapp° to 'heroic? coedit" and lantetens tant the Fem n tut« acetected kr tp to St 9mila:rite the ~None for all rxe naves held n a pedalo ~car A tut coy ~poky wardna it oldete won rectart tinter the SIC prarden ra the ~metal pant«, sob to: • Colin Inneal nun ~died by fend needed n Seer «('ru utal tut tea:lawn Irons UPS inrKul Seem." Foe emetic* («Inn CO musette acacb, nottro wstbk, armates. and feJ ~el of meta kw:bra:Awed nt.'s nacre of the accovn hold« on the becks of the our or orre votes), • imestnem <moots a rwesimn merest, (e 0. Itnird potnenhas ard wont placements) tat re not !neared velar the Sountess Act of 1971. • Cam odar <cream (e Liaison ...charge and proton rnnalprdriclf.l, inicludn) lines piedrais atl 1~ Piton contracts. rd • Depose accountsfawn:4 COrthCiPS d dØ, a LIBS Br* LISA. UBS AG U S tenches and bales n lee MK Wand Uten Proymn The S+K prOleclon end the simakenenial prctedcr do me »pi" to these assets eon if they aflame coat onyx.' siderei(. %WC prolecton and the upplernmtal prot«tion obi'« POIKI 193.01 changes en the market vet.* of yes ruasters (whether as reveel of market movement. emir brtnpya othervemel Dividend Reinvestment Program (DWI the pace reflected re an enrage ace. dor may °Mon the abase ace kom pas lanced &Once On Mek turn me ou <handunder DRIP. and 5h~ ,all be fold andtheca will be &paned ee you accc•-nt The dwdendrerwes~ are WOPI0dIbil ane 1000 net date born the ~Id ace t nnwh ihe Pineal shreo ra sold Cadwindieu Or*/ whole tat/ my be held en par ware drawn 10000,101 pndlrml at a restate of å dmandonmn or ~rte. the Tern we tilt, WI and aul al mr/44 tree a accept an rant Otternted by a .turred ctesnv szaty. ard «ed., px.. «card ~want ebjectirea The ~street *beam red nek tweak are wade to each account and may day between yas "rat ea!, xlvn• the Tam prontAbr weep cd sty nit fart ^vide 4, >as farad Saner P omsne. ~tins For each near< fat you choose or. of tnt following imminent dajettnew • Peace Current Income Fresemers seek", the genreler of exam oily • Aram, Captflopecnnon aurebuer, wean) womb of argent anew than the ~rater cf fame • ~es Combnatan of income andiCAPnal Apprecaten bresurems sealed tads the generation of tame sd growth of primal Owe& rigkpefiln • Ce~a ~ 10 to ~riled phcinl. web barrio rid valatilty to the account ~al. runt that mere the "cope cbesnOtgennet >enfant acme a mum ard may non Leep pace nth eriblen • Moderate Waling to accept tone nal to pnmoal and tolerate seen welabley so so* Mier rani • Annase Wilis3 to acceptaccep<e.gr "t b anepott rd ho rabbit, to end Noreen owe lee • fremosnet Ara* Consdnenete I 1e 104 a paten of the panblota tat accent my Mode corn*. strong" Unwed ladrty and reter Waled Sea Tousehekfor We few ccawWlew all related want ~as with the same **Yen n the same enneka. e.9. because they here worn who el» mentor, pen Jocose relahonst,en wet other dents el the sere edIress I >a pork, to maw std fad stemana mailed re tow ato me4f.:4, >00 no/ &dn. hoseeredno by yalrgyos inerwealAdma Friendly wows name Merle/0e account dame 0 ,avtent ble •rucknerre• chosen by you to asset you wit, you reardsettard 1 has no legal effect or pour accost is nos reended to waled any straw. pralAt rearm...raw. nwstrnent dated,* a rei polele as:noted wet. par accounts. and o not a prom« or garnet that wrath. or any Inamtolneubt <ala wit be echoed. Al neonnest nweva trendy 04 tac, ntØte nek of ton of enterer, rem:~ You <ad <King, your handy ~cull ~nee throup Onlr, stura a by contactagyme inn el Adana ~art —low • Vatic of pas anontesem1/440 Net of awes rid n. . Assen. axed*, nailable ash ben" vales foe ftwillwr ~V (eft), and Global Tine Dnaatas., vreafind ads to market. and onablestlf not held by the Tern Don not nettle unviced nositelessets at the end a the peer and One neuron prods. a re* ne tungrek vtented stock opens and cieetc4abfe noo ovens • unites attain debit bauler. anteing utsagn loans. crock Ine, that accourt ~cot • CashWeney Wren Total el ~trod olalabb cash tolertes, paw oppe Latrine al allhua rd nonetoted brats. rd money ~en nand kind sweep balances. at the awed thellalaraperod hicniormsolty bee credit balances n)SLY access ote not from other balances and the Fm my Lot ryåd then knit new adnery «aud et harms These tench re payable teon your demrd. Dvs total o needed m the «rent paced cloeng enkar. La d% hefter tien fee dosoled Mormabon on the eons lendng practices rd Catboat, refer to pas Clem Rebtiornhp Ageeerem a Aran kree~1 and t0F ~we , Terms rd Orations LEIS kanenent ot Credit 'mikes walabk nArece.net andoucbusas al Ipv/w h.. td, SDNY_GM_00325753 EFTA 00198528 EFTA01307674 Important information abort your statement (mimiset') rev rase Vos snorene ~es meen ad der mets held b theatraal at the *ni of et ~omen, po-cd yes roW ark tor ckahorycdfuly pad ~nos a arry tm> no ma? Wen. ithrie4 vad at ban toedam dier parg any Mam* dut ontleen Aryanwb., trandered tefim ding the statement pen:dam Isted at ~et valen d et end d the statement pencd • ~ba. h deze/merg et (On ba» ot et ~Mes indook!! n en Selemat. *here iredcrod web th* nrelan • V LeS Fnricial knoet has reed Normmm cblaned kom torn Cd'« dfm LeS fored Seances. rddrg ~maten keen anothe lem or dat you mag havo pranied,o yen Inwoei Mise The P am does not ndepteekney venly ce ~riet the Koracie vandty oe arry edomtMon Ø rronded ty ~as other than fnancwl Sem«. editen akhough LeS inreed Sereen genera toderte es menulaas t o meed the lno does rot avede tery asnoen dm*** dommer voce 'Coat brr' a-d • Urreiced garftosi e amor* at os so dot* ot dit «memory At oach. okaw doom ir* on hts ntarnancei to malie ~Mater sak decncen, ace pappa a °teems. Actoantt transfer.] tot*flm ma rel)", stariloss domolm only ta te perod cd time key se leb at the Fien More hotorkal id Brour con be adiedby >ar Paco, Adri01. • UtvSind partflossas Ween detail nolabk, runid weedotd ~glom ee talcutseedfd educt.), wcvay bh The knalt °n dela for rdodad bb maya ~end rol kat ccrrensionne. charcpc ad« tarnt' leergraag travend Orrdend ad oen reer.~ lets ed snierde< ouxhaso ban ro toch Øled to diaba/ cro treard lot The Trad. date' <darm pessants the onand kanoden aacte date • ealtable ~Min Breda and onlemed dak tet tbc issue alla lor *84, Federro(ion wel be wlested hoestalk by lot ion aaien; al Øer d ten aar Ined noes rume or n noncent name lot ar <tent, Cal Ierse ~kon n obtaned kom eed pres ard as rose/ rs nou parend Othw <dl fonts mal end wan:hcola affect velt complet ~en wit ba rionted koon rooien • Aitátvals Prees Ogatayed Oorwas-am rdother nasant filW be heats or bes thin the we ten Sak would KM.* reCeVe en tot mark« nett.. ~erom rapgi eed Party ~I es atheh ne bleve to be retable. br we do nol ~ne eer ~eer - Wegdrank uw et dwing pek* aha" ~Lab,. or the monofif thebd and os. takes b Osted ~dies rel opanes Way bd wees toe OTC 1+01444 - Inc acre•Ir VIM ~a« inal ba voed veg a valsten ,endha the 'non mem price `we cqined andegelnat reden an actual makst are or vale - <elan poshirs nvv zeper vr ilhout • win and vei I to* as • wc. wand ~Jane d vrt re unoble tochten a teet ad OtinatS « stanks denomnred in ovnenes othar tan u.S. dolbes aordlociod at the ~tong* rate as ol tb, strtmere date - For centen mentes tak.g n nomoriermna dencennatens, pree red ganepy Ilxe ribt) may hase been »inbed to linkste proper ...abelen. To Mao corem quoteert. wheel nota*. contact yen Frueid A<1•sor • Prime investromnta and atruebreelprodues. Private memel 1«V4..$ (reldeq deed rettiheter Voorns indeed Wat nestmene Man scan« and smottrodprodacts re gentraly highk &pad. Certanterkredorodris han not boon reactered wth the Seost os and behang* Co ormenor ieder ry 31310 stortte, lans We voorde estenated valg toe probate nmtmcce senaten ard ecurnred pecclacts fir nlormaficnr penpot« da‘e Loont, d no ~musea - These valenmrydlée stbStint" kom rog" tery, vki(h a prime neginent Wie« «i ndut& prodkx t mal 1»boate ce soll and do not nnessrly recenter the vair su inly mere Leen Souidron. - thrd party ententes of valeg rex ot a<dan date and ee suppantlo UPS grurbol Steven on rages base by n ednweekee 'Marion tem - baar. ~al pril« Cl toont& mina:4:1,2,u«, d ry, ar* ~led lofes Fanby th* maat oraal panne' oe ~nor afd may be cablated bardm diketre ~maan kan hat tost by thid palet to deir her essenated wies - You aan drain adStenal nformatian mor dna ...th.~ wed to detrane the estenste vake red the Me ot te nicrinatenthat n the bar lee the «touw by roomden yeti Fnrcd Admor - Ilned party enmaled vakes rrwy be relaxwd as 14:e pand' n ~afmuren,' Sen re rchoweare valt% on Ion hos rot keiled e• ~10 etsoen vair .~vre Deane *koe eet ametrie' tent h~ coosred fiat ~tata late~ rei:~ vale OIO etstin, « *hen J visje ac•Jd be NO), specht'* cl* to h noire cd the xcunty - Mennoch« an coJer, genera partner oe tprace estnund Maa nar a eerdory rianattd valar 6 pecnadot the »beo' et soosey wil b delryet kom ts peachase pree - 'Cbstrtut ent to defe' may nek& rekent.' opaal, none or boe ▪ 'erinrui ane site' reprellell des rad Meting pree per unit and ~Me etiket Spyt «nt base - Dit and Wind KIT 'oorbel re nat kneden a nsbcnal :tarnen Mart, and are ome", dtØ rd anen can be sold, the na meed mat be Ins ta, to per shre read raio* Ptbakid ei the >LUIM aanmat • Radritled maaide. Riemend ~arm "way n not °rink digeble kerk/zak lab. Lei Fena-od Savs Uton the mokte pee el tv urteslented stock cd the sr» sluw as an toed vale lor te mede! lied dor purpases or ed getenenrOldr. To the <dom Mat mint led smal es ane <had* lor safe. the mar me-padmat be sLbsterniday len dun te inpind vale tonen. • Cm (estannwercenw. went yielcb adresas. An egnwe ol arnai reorne n bidm ftortot drided ard moest rees, aura? tue stavas MI be heb la one yen kom statement date Sund Manny fel «maté ank a gudelne, acnexy rad centnaidtmena re not guarantred earnred norne ad <trant raad lor <elan tYPOS Of ~ion <cad tnd.rde aceton of :rabat ce atom gans n etich case the sl naome (and marl Webb ~Idee oprudes - Estieded raad note and <nl yeld and lee idool none ad reb mrta be bos n twaher thanthe ntenstedantounts - An *notabel areaal:cd neon» (diedord ad« interest) dried by Iel cynici martet vaterawne Daim> eb.v.nd on the Last dodend ce mama payrnent male by the meer and ~rein hsaVantdrposts wil be heb Ier one we kan te sa nemer* date a unhlmaludy. Atoracy ri <ombind yeii se not geruid. • ~to not hold be MS financial Sorriow. Celen Sneb art ent heklby the rem and nat wien the Inrit ~sen ce ~ot Thea, wedt are drsplaytd on your slat~ for etonnet end ()Loot« tely leemans and vakes paNdrItad aro proeded by aw nsurg ten UPS Sneed' Serene not nnpristare la dhs nionnaten a-ddoesnu quark,e ns adurey lhno asels n rol pecteded by SIK or ere Faas ~dokarens WC camera,. • Reannua 'haring and addillanal oompenation - an *air to coemoseencn laks and I :b 1 km mened n conneder wet, tie dabden of ~Lol handstoor etend we andice or dikst reen.* mens *meng patentte Inm daktadoes arder admcn ot tb> nutyl hals tm we vol These mam are breden ton> delirant cupre —'s et ron of laan by LOBS cd a pret», maat Vol frik/ to oor dertl, and lin th* mat enled a cditirdar ~tuil land letrys spats beid al 'he firn - We and or alt hare ahob 'nee ~woelen and Øs passen ten rn (omdwalen for unie nero unies Ven nopende to the ~aalhandt Teen loos genet" ro pad from ~nee ~wet n te inhal hand and we a hoeddolly imam »tod ree neb« of =dam at eo brdwr-eleake holding mAwl lende d th., fund tan ty - In addtir to convenwonsrecened n conection wie te sale or diarbuten ot tenuty atomeds ad uni mi-Onwel VVO ~I bote der" we atice os Mauw Wn. enne sharing ~maal kapr mxyd th* reiscc <nel vderoadin te nuby onwaar., atibros d ene toeante <Øo4 ce sponsen el Ma unr. ~WAK* nunt tva dittbuTO - n addeir to (tenlwiSent Irian de ardnase and sak cd neeSeures trots. we and« or altlat, recent an assenbased eient shorin, bayment kom NedShien chniaalors. as wed as funding fa enfin:kg, ckbelopment, trainna a-d educaton - Ps afladen oho reent video atomriggen and olhercerrperoof 'co from ~val root ab dosa-‹* ~not stae prodm vno derem We worm componsag o, Iran LeS Bel USA, LeS AG Standod &inch and non* plaid bras trce#. out cash 9000p oogart lees compensxie. may be a ~TM, er scan fee ce mal be a parentageof swap dak Span tweees Mink? nfonnron moeden trim:wi:ns and cder ~ges ,,(Vred n CrneCticn muh Wie ~040nd tilde:. ""e9 gaten várcacbcos nMbeen ,, luded co «reenden, prenausk furnerd toas. and wil be Peonded to sv trompet; en naad Short Delling you stegard ei short wring a waag', >Co may ncw asdo dat loofden brownacons la til Wo.» snuit, Opeen «dm P49 06r9 open or • god idtereekt «dets pst «.ratt ~LAM bytte noenen dage. Ø Duif and mel slop «den se redredby the amant ol ebickeds ante re re ordnidreels ce weert' etre Lonten nstnached Ottinap by rasa You ae respornbb lor acties Kat Art ~Wied dut le >cv /*koe to °Kei ~eng ØØd. Privacy To obtan a copy ol as anet ellen hiracy Notke, odeon~ foor lat nial **COC «vel oe «thee ai »vmok.~onwaron&t - LeS Fantje' Senges è nol a brik The RNA. aren Servers Account BSA ed MAO are broresp accounts wheh pond. Meet to brt ing «inwas and reed" drast artangerems reth :Ahmed bats and otte thidoony brat andpos.5es acces.» insLerce and aneorty gosers issuedty knalnialed Thad.afty roane ~Neon trast ~en sweby wandven of tel F nam Senkes - ~merk ~roe. ani mum noden - Not FOK nand • No bad. gwarreete Mal koeva.* - MAA Rasara Mragemem km." "niest Sarren Account Ba MIA and nternatand Risotto ManermentAcco.re re 'nadeed fase maks d Lei trompet Snetes eo. - VISA n a regittened Vader/wit owfwd by yóa Yrománcedi ~e Aow UW and ~d Lede loenst the Lei Ina credit <eds r4 the LOBS Visa debt <re ee moed by IBS Bank USA wie Permisser Iran Voa U SA Inc intended Moe« rodansk.. regoteed tradonseld. serie meld and raggend west nurks re of 'hei respect:* compres ILOS Fistel Sera* Itu Per 701910 SDNY_GM_00325754 EFTA_00 198529 EFTA01307675

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