EFTA Document EFTA01277379

*UBS U85 Financial Services enc. 299 Park Avenue 25th Roor New York NY 10171.0002 4Ne70057299491015 1r1 0 Account name: POT & KETTLE, LLC Friendly account name: PO1K PILE LLC Account number Your Rnandat Advisor: Kort STACK MA LYLE CASREL Pnc•ne Business Services Account October 2015 POT & KETTLE, LLC 1000 VENETIAN WAY APT. 801 MIAMI BEACH FL 33139-1043 Questions about your statement? Call your Financial Advisor or the Value of your account Fasourceline at 800-762-1C00. account on September 30 (5) on October 30(1) Your assets 477 4.77 Visit our websItic www.ubStOrrtlfinanCiakerviCeS Your liabilities 0.00 O.00 Value of your account 14.77 $4.77 Tracking the value of your account 4 e 48 00 Dec 2014 Sep 2015 io1s Sources of your account growth during 2015 Vzdue of your account at year end 2014 Your nvestment return Dia:lendand interest income Chive in market value Value of your accuse* on Oct 30, 2015 10.00 SDNY GM 00025526 34,77 3O00 14.77 Member SIPC ANP200C000572•9449 NPVC0189609 C0002 1015 030070743 v123679550000000 Page 1 of 6 CONFIDENTIAL EFTA_00 I 36 I 46 EFTA01277379 *DUBS Business Services Account October 2015 Your account balance sheet Summary of your assets Value on October 30 (1) Percentage of your account A Cash and money balances 4.77 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 54.77 $4.77 100.00% Account name: POT de f.ETTLE, iLC Friendly account name. Account number: Your current asset allocation A Eye on the markets Index Percentage change October 2015 year to date S&P 500 8.44% 2.70% Russell 3000 7.90% 2.02% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Your Financial Advisor Kr" • itYLE CASK'. • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Arn000300572995ONV7OCOr69609 CrOgol T015030579743 m2.3679SSOCOMMyGht000255!ige 2 of 6 CONFIDENTIAL EFTA_00136147 EFTA01277380 *UBS Business Services Account OcloLet 2015 Change in the value of your account Account name: POT & KETTLE, tic Friendly account naene:POTKETTLE LLC Account number. October 2015($i Year to date (I) Opening account value $4.77 $0.00 Dividend and interest income dosing account value 0.00 4.77 $4.77 $4.77 Dividend and interest income earned For proposes of this statement, tad:rimy of interest and cling:tend Income has been determined Fran a US to rippling peradhe. Based upon the residence of the account holder, account type, or product type, some interest ardor dvidend payments may not be subject to United States (US) anchor Puerto Rico (PR) income tares The dent month)/ statement is not Intended to be used and cannot be retied upon for tar imposes. Clients should refer to the applcatle tar reporting forms they receive from (IBS sena''', such as the Forms 1099 and the Farm 480, for tar reporting information It is the practice of UBS to file the 4301}CaUe lag reporting forms With the US internal Revenue Senate and PR Treasury Department. and in such forms accurately classify diadem:1s andicr interest as tar cerrpt or tack.* income. Ileac consult yap inchrclual Its preparer. October 2015 (1) Year to date (I) Prior year adjustment Cash activity summary 0.00 4.77 See Account acUity the monthlot details &Mance: In your Sweep Options are includedin the opering and Closing maws value. FDIC insurance apples only to deposits at UBS Bank USA. not I0C:ea:Kits at UBS AG. Stanford &Sikh or bank deposits gated Ihrouch the UBS internat0ncl Pep's( Account mogam. SIPC potection applies to money market cvieep fund hddings but not bark deposits. See important iNarrnanon aboot your stetement on the last tv,o pages of this document for CetalS October 2015 (I) • Your account cost basis default closing method is APO, first In, First Out Year to date (S) Opening balances $4.77 $0.00 Addittons Dividend aid interest income 0.00 4.77 Total additions $0.00 $4.77 Net cash flow $0.00 $4.77 Closing balances $4.77 $4.77 Your t5 vandal Advisor: SCOTT STACKMA:1O1E CASRIEL UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 $4.77 Closing UBS Bank USA Business balance Oct 6 $4.77 Number of days in nterest period 29 Average daily balance $4.77 Interest earned $0 .00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch manager You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibeity consderation • None selected Your account instructions SDNY GM 00025528 allP7C00300S729951 NP7003169609 00002 1015 030579743 11123679S50020300 Page 3 of 6 CONFIDENTIAL EFTA_00136148 EFTA01277381 *UBS Yournotes -------,----,„„„,,,.. CONFIDENTIAL EFT,00136109 EFTA01277382 UBS Business Services Account October 2)'; Your assets Account name: POT & KETTLE, LIC friendly account name:P0TKETTLE LLC Account number. Some prices, income and current values Sheen) may be appiOxinlene. AS a rtf t. Om and tresses may rot be &moiety reflected. See Aportant intOrMabOn about your statement a the end of the clacurnem for mote Infornanon. Cash Cash and money balances Cash and money balances may include avalanle cash balances, UBS Bar* USA depot account balances, UBS AG Stardord Branch Ceront account balances and money mantes mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the CDC vet hen applicable limits, but are not potected by StPC UBS AG Stanford Branch deposit account balances are not insured by FDIC rod ate not protected by StiC Money market sweep batances are protected by PK but are not insured by the FDIC. See the Important information about your statement * the end of this document for details about those balances. Hddng LES BANK USA BUS ACCT 4.77 Coning &lance Closing balance on Oci I ($) on Oct 30 (I) Price per :nme Average on Oct 30(1) rate Duidend Interest period Your PI Randal Advisor: SCOTT STACKMANYLYLE CASRIEL Days In period Cap mount (1) Your total assets 4.77 250,000.00 value on Oct 30 (S) Percentage of Cost EStrnated your aCCOunt bash (S) annual incomes) Unrealized gan or loss (5) Cash Cash cad money banal Total 54.77 100.00% $4.77 4.77 100.00% 4.77 SDNY GM 00025530 ANP7C003005720953Ne7003l$9609 00002 101S 030579743 Y173679$50000000 Page S of 6 CONFIDENTIAL EFTA 0[)13615[ EFTA01277383 *UBS Your notes 6,6,6.66.,,,”666,666,666666.6,6,66666,a6,.6,6.66,66g6G. G. .02.6,66. 6 al 6 . ots.,........... CONFIDENTIAL EFT,00B6151 EFTA01277384 Important information about your statement UBS FrocialSenesin Inc (the rim or USK FontI Soriceg. is a nano of al Amapa smutty. commodity aid toms ochanges UBSFirenCal Sone and U3S NM USA am indeed subwArise of IBS AG and Milian of uBS Scorns TLC **Fret biaxial omen it matt* soon mouths the fans eceavm aloes am a IBS Forma Sonits lx 1200 Mater Balkan! YAMPA at Ns 07086 1hp StaWilent represems the cob °tidal reeved of sunlit Fmaroal Simms account Other records. moot aloof ta4 dooment. conuhng contung dace should not be abed upon If you ban them is on a a ConGtat pleat moo n riTnediamb n tying to thel3rach Maar of the off a siontigyour non Although al 49.ns tom are emended b be aCarate. Bann data Todd rot be used for to puposes key sokb on yeacind la lams. . FM, 1099. 5498. IOUS. tic) Men pmering your to return then no is maned by Ian 10 mon to the RS al Tao) diedends. repent!e non lauble dolends ad mine mon tamed on securities held n your vane, net proceeds on sale tranUctorn, aid ma baUsOn cedar. Coed Harem Ommancrions with the Hem • Pim* re<Onfieni fl oral OaterolCatoe6 nwan9to further pram your mint ncbding you-rotes undo the Semites Minor Protethan Act (SPAT • el the fmnsoal instrition on the top kft ce the Iron of this labernmt is not tAIS FiUnCulSencea UBS Mang Seines canes your acccum as clearing broke by amergement cots Iht noted risauton We Infoimecl you 01 this militantly nhen you Opened All axon in this cap, Mr hods and stout its re bated 2 LOS Fronoal Saxes ad not the rerodumg broker. aid you must mat a report of it ma or °median to both WES All e000uriC StaWrencS shall be deemed Cardatte and acorn 6 err °bp:ledTO n restrig Mho 60 dm • Please direct ca n calmer ambia ce roams to the tint Client Retthons Otirtneot a 201.3521699 or lona al V00-3544103. 8 00AM to 6 00 PM FT Monday thoOup friday. a A Mango uBS Ornancol Senna AC. Clem Relsions Omatinn. PO Box 766 Unon City NI 07(G7 • Si cm* of ernes a WHOM *Cut n ekcoonc bierfs tondo (EMI bill Damon cc CBS via d*it can transact us5 fall 8)0-762-1009 or coats to IBS FrianCal Mew hc. IOW narbor Std. 60 I bat Wecheent N) 07086. Ann IMMSSA Savees Cal coyotes/ soon as ma cars d you th nk stawnem or newt 6 MON a If ICU need mom nInnnam about mink( on the smontot on reap! The Fan ce Card nnsw (as atplatio)nitld her torn you no OW than 60 CPIs alter the f nm scot you the ha summon on Mich the time or problem apond - Fronde tor ram and axon number (II red - Oman der no. Or the ainfenot am tome atom abandon as Sealy mu On why you bine Cl, al error or May you nom more olomotion - Fronde the don mount of the unposed woe The Fim or C id Muer Ml neraigate paCCAlplAnt ale Mll conect any era prosody Pleat mire al theca, payedo to the Fermi the Mail nohow odcated on to has of this stamen, haddlgn to regukr a:coon fees. ain't ma/ be fait to monceisme lees cturger. Ice ute myna* far securite: pun:haws andclaim for opal "Mat n crii axons Acimmts ma ore tratf mod. to oller coastal, may be Masa to a vaster lee. UBS Sweep °beim US$ offers one* for sweeping cash balances. banes to basic &pouts at U85 Bat USA rid USS AG Sodom Wm Oak limp Mound money market mutual fads (Mon Fuels) and the neivationi Depose nowt (Onion carmen Mu, n menahaval Amara Management Aomori thicv9h Iht Bat Sweep FrOgraill On Wheal. are Swept so LOS Oat USA up b a estabithed km and then to USS AG Stanford Brandt a a Matey hard Deposes at 185 Sit USA are FOK muted n accordance with FM rules for nay Hammon plane nut meat to gm Deposits a LOS AG Samford Bunt ad tams et felonry nods rem Inured by the FDC. Through the OA wadable 1* can Mans are scam to deposit accounts a IBS AG *mends Bosch ad 185 AG Cadman Brach These deposit tie na nasel by St FDIC Banes het ate Salt AG Camas Binh re temporrily opined TO The Saechr M. of theCamay Idands and trap is rep Ouanea ode ob lonn of IBS AG to repay the barns *liken the AS Camases Brache boas. Deposits a UK Bra USA and each UPS AG Birch TOW prmecied by SIC Manor Fund shies am weeded by SPC See 'IBS Mama Seems Account Raman' below Opus you reckted. batexes n the Bak Sweep Program or OA may be wt Lawn. ad shams of a MonoFold mad be Nadas, old the mans returned to you apt manes laill11 Furth& krilainte:n about renege snap *pions. Wang omens meter n osed yieth n anthrax war, tifc CCM tweP9vOlt. Von ',tut Fnafaal MviSor a by Cr an.120C, :00 Ull1 Randal Suvias account protean The Fern is a mate of tee ShatileS moue Protection Corona (WC). ?ea protrasseonses roans of es imams tp m1500000 Oxbding 1250.000 for clams kr cris) The SIC met ammo, toms amblo allrows Ism wu had n abalone-crusty the Fort together wan arum Adams. ha also puxhax-ff Apponcreas Saatchi The manta mount payable to all digly* doom colectooleundse this bronze:on o 5500 millcn as of Mint& It 2013 Sams to the poky orditiorn and noun oh at the Fern Sturdiestanted kw up so SI 9 maim n the outman ha all your rantshen n a ratan capacry A-fon copy of the polcy wYdr9 aeaWble Woo reN•Jo2 The SIC protector and ter supplemental promo° both do not a O , to • (enrol natal zoos controlled by (aniS Mined n )Wr nouns van but heel away from lAil$ inalon Sevres g moan (Scat aUBSBak Neat at U3S AG Stamford brands. (d) nitrate modals. Wring Taub* amain ad 0e) inns of mutual lack Maw sun sham re regimen Many n the name Of the aMat holier Co **books and records of the melte* OW a trace. 3201). • (erten enstarmi corona morn iskerst (eg. 'Mod pm:wisps and prvaeplawents) that ore not registered nee the Ucurex6 not of 1933. and • Corm-Mhos mynas to 9. rooms ochango and peens metal minas/. nclocksg fumescommas and cemlroOY OPIKO contract The SIX protection and the Papplarental protection do not apt to these assets eon if they OnienSe *pia codas* sawn% The SIX protean, and the snubm- om prOteCton do not protect aganst domes lithe nate vase Of nor austrnints('neether as argon a mato mornint. mar bribloptCY or 011nillate) More Wormaon s mit Is torn request vu may obtan era inomobn *tut SIC, hdudng the S1K Broder* by conwrg SPC at 202-37143300a by want tie SP( name memo moc Dividend Re Mermument Program OFM) The ma renCed 6 a annage pm YOU May °bean the eCtoal pee tan your nian2al Adeoor Only MOle titres are puttoar3d inlet CAP. paha thres coil be son and me cash coil be deposind n you account The non ren e-street ace mined by the is mar defy from to rixtet ;ea it Midi the partial rotes an sold Ca bin Only Mole units Ink be held in yr.( aloud f you are entithrd to abates me as a read! of a 6votod pArrent or ~wise, the Fan sal ether tel mrket price a amp( an avow dotommicl by a AftStered &airy agency. and oak you account lavesintat °Noakes The Meg:Vent obpaves aid Mt profile are speck to nal) scow aid nay way tetsten Rem Moe Ow Inn pommy, n wring of any ugnitcant a ange in your Mama Mann or helmet awn; For each account hell you choose one of the fo lowing nvestinent °boobies • Anna Current Morn, Arestnients seeking the regal bet d ecome only • name Caintrappachmon kweinentsiediing growth pmcpal fan than :to gasman 01 name • Reduce Cortsonn or mania and Cenakinacoact monerints weeny both the gerwaon of name vol 9"owth a Tempo! OmenlIttk profiles • Consomme Seeks to enantin haiaproFal Mts low risk rid sohility to the account emit eon if ma meth tto account dOeS not generate Sirdallt rnoomem MUMS Old myna keep pea wit intLoon • Abadan Vining to accept sonseni tO 01,CW rid tolerate sarehaadtyo welt higher rehmns • Aggresoye wring to accept hgh rise tO annul act hgh volahlty ea *ensign reams cm time Statamentintelneling" We may a.m.:Mate at ceded rout StatenlentS with the sant address is the triennia. ACootresrrOy be relined for this onose beano they haw omen et* in mann tont mount ritionshps well other dent alto same address The pone a known al 'hOsnehOldng • fru vela to realm indiMual A/Content, mailed n %prat* CONFIDENTIAL meeker. — you may *dne househollat by ding your Enna Admor Friona, amount nano kienTh mourn none reflects Ofartrion that au mead as the Hors online undoes webste It is a custornizable -nurunw• doun by you to au you such your rrortecon n Nx no OM effect on mui mourn You on Moue you Frendry axon naves. through Wm Se nas a thonacung pm Motel Abbot Aconite overview • Vabe of par ottountroxin Na a asset and 113 • Ames mini seal.fole call banes Mos lot moiled rough, (el ) and Global Tae Depolits unrealized marks to mrket ale ads asset not held by the Arm Dom not ncbdeunpnad soultelassets a dee en1 ol the pm and mem stateroom pooch to Foam nastmema untied itol col Mis aid media k slat. Mom • Cranikves triodes Ulu banal. outtarammrgn loan. creak Int shod account balances • Cab/irony balances Toes of uilruested salable cat. bianco. WS Sat USA deposit baron 155 AG Surf ad Bra balances and maser meta man fond sweep baits a the dose of the solemn pfeEd Norpcorrincd Ey he ask batman h yea 'Mount aft not seyegaed from Mabaron rod the Fanny% use aly these fads n the ordien course of os Mists These kinds re path* mon pi comma Ilo total 6 Incbded Ae ann. p4Soi dosing value Lending information Fa dNakd eikenwon on the rnv> *MeVpi ant. t and didocurn, rake to yxr Chia! kinneitp Ammon or Account Armen and the General Tows ael Conditom US$ Stamen of Cade leactices movably nAWeemenet en! Cr-azure, a rev revryiern.ofrcver..” Tour meats Your Statenteell t*MaeSSeCultPS and Other asses held n the mow a the end of the Stinenbell per Os You mar a* for dikes of kik paid nines z wry we You may receie seanim used a has collated OK PaP19.anian bine me on teen My maintops tiara on es the dins nor stoners period am lies a MJA*4 vase a 01 IFe end of Ihr statement period • Cost bask el delionhog the cot basis of the nuns 'Waded n this sown Stem flitted wth the rooter -1. ' 185 Hanes Strucesha nekd on Ono-maim °Maned from sources other than 155 Finance Samos. naming nformaion Iron another fir or the you may Nate prooded so your Twang Mew The Finn does not Mmtndenth way Or gunmen nay a vaidne of ay Marmon provided by sources Meehan IBSf nasal SONO. in addfien Slough LOS Flannel Sonr gisnorally updates th is Mammal as e 6 woad the Finn does rot prod& any mono that the incrmaton alder 'Cost and 'Unrmlized risen" is rata* a of the die of in Vann AS sod', please do not rayon this MinimaOn to makecurds)* or sae Minn. Ice la pummel or otteent Vora& tr/ISIated to the fen mayreflect Menu nformaim only for the perisd of tine they am held a the Lim Morehimoncel Matnanon can be added by you Moroi lona • Unmated gansibmes Ono elan is /carol., eTrna‘d a,ial to latli:195 a2 Crdialel toe SDNY_GM00025532 EFTA _00B6152 EFTA01277385 Important information about your statement (Centellied) atividalseasity kits the t ~ion data la Nadal lot mayor map nol Mat annahn3 dirges a0Or Seamy reoraication anti DIrifend ail Mier rewire-arrant lots and ham.* pad ate lot are eat' cordoned tO Pala one averaged lot The • trade dz.' cohrrn presents the cognal banal an traledate • Callable naadat Bonds and painted trod dial te issuer calt tor any renerptron evil beselected owe-tire by bt tan amceg aa waanes of that ape held in our nare a ei norme nano for as chats (al leave donna en is craned tom third peeks aides acorn is not gained Omen call I earn. nay ea arch maid Mat alit ~plea *donna kin val bepodded Liar, reams • Cart kaas of deposit (CDs) CDs are MC ~el apt $21.0,000 n principal al rated nttra pa dtpator and pw ~wry retake.. is acardria with rho: niks • rporvakes aces dialhed la faunas and Oar product warnhill« a aver than ten tea Tel you ward taually recipe in the maker Rees are obtaned Iron varhes Sid palyarritet aids we betereb) te retire, but we do not gamin en a:curacy - W gineraly To the donnepure then prat. er the minah or er bid aid ask aces fa 'said securcm aid optorn or mk bd prces la OTC ties e - Let aware traad seamen maybe prowl inng a *alarm morel a tempt rain pia we Maned and myna red led an aura meet por or Ph< - Cminpostens may appear wallas a pra and mil show z 'once was not adoilable A we a unable to obus a puce ter a Stacy - Deases a stories dermas& n ~cm oexa tun U S doen are ra kelp a the etat urge rat as or the nawant date - For moan senors Barg nnon-catermng deremnatan. roe aid quality dace valet) may ha been Mated» lava» proper voura To obtain dram caitaas wen aid*. wad yor Faunae adage • /Maw lareareems and structurial products. Pm*. -metiers taunt (nclidng dad pzapsion OrCgall aid real estate Penman an Sedated ad SWISS preduaS at genera hghly Maid Cabin savoured paLas ea» na brim attuned writhe Semmes aid ExClana Corr/moan a under any stare rewrites Wan We prow* estmaed 'abet la private nueitmer warps ern strati prodan eor edema enalnuados only Accuracy., rot 9daAntecd - the* vatseS maydiar stbstamelly from pia" II ay al each waxe nestrnert seam y« StruCtured woad maybe tour a foe aid do not notch -wily represent the tale you may crane upon hatiahn - herd ply onmaes of via are Mot a conan <Jae aid re supplied b ItS inroad Services on a regi It baps by an nation:Sent platen Inn - "nee, rowelleace‘reurnalsor ennzad yahoo if any'. are stapled to te Frm by the ewer, general panne ex *tenor and may be maimed bud en drape htornarion from that wad by thtd pant to donne thee estimated Yaws - You can obtain addannal rrturnawn regadng the mehadology used to determine the earner «vier end the do of the hforrnamn War It me base ice the Perrin by anlaaiig your enaidal Addior - lead parry ostinatal vabec may be reflected as 'Not pored « mud saran when an 'nlepenfent valuation firm fats not 'waled a d unare b align vallo when we beam awn that a midera wore hag *carted that may alla ~tiny reponed valact no westen. a ~eta? nand be highly WSW.* duo to To nano of the party - Then neither an issuer real panne< a sponsor Canute] valtenor dined-ply antra vane is prowled tent* ol the acuity wi bedinuent tin ns a:Matta - 'Clarbutiorn to dye may include reran of cmilal. wane a both • Ortrea une sr' Wean, Te °Hang price twat an may not aloe your cost bak • Itiostilaed nettles Reancted "'males ;merry are not awns/ Pet* for pubic tale UBS &acid Setae uses the mrt price ol ten esiresliktod mod. of ten tam mu« a ai muted Pk* for the retina...0 node tit ;gnosis of Mia St TO the arm tia reStiKted tanks it eligne Ier sale. Pe kalepeceued nay be manumit, less aai the incited value Own • In laminated) name. Gana yields and raw. An ...name of minuet ncome is based on area diviand aid ninon ran. spring OW 1eo,itir4 will be held for one year from staertunt date or sent manly This estimate is on a guanne. accuracy aid opinion mane act nos garaneed - EstMated rear income and <urn peel for etsai Veto, Warrites mold hair dream of plictoa or Caul gent in when oat the at kirane WO went yea) would be *vectored - Barnard an WI ~fa aid anal yield aid The actue none aid Bald night be Bowes hgherthai the estimated enures - An penile ol sausage' name ridden! andor rimiest dated by thearea make, vane/or> balace d based on the lag dinand or literal parent made by te issuer and asaas ast secanindeporas MI be held'« one par tun the statement dale or area maurey Aoarati ad unlined pied at nol guaranteed • Asa net hold by WS Financial S write Celah anal re ran beNbyttekril al not virgin the Sias postessen or astol Theo assets re deployed at yam stateneni for irdonnaanal wane one Podia, al rain presented re mailed byte issung lien LASS fnaiCid Saviors i ant Tranship tor this idemakin and Ries net grantee es errancy nine alas genet protected by SVC a the Ferro supplemental SaC crease • Revenue taring and addkbnalcampensatica ~Mom on sat and 12bil hef r ~eon with the dettraion of meitui • iditS we and. en aka, reare Ma e iistg wants trom &shears ander son of tea anal finds that we soli Thew ~urns are bated as two difanint armorer; le the amount of saksbyuBS 01 a artiCuLT Maud fund lamas to or dents. aid td the rat ate Of a primly men fund landit shwa tad a the Inn - We aid cu tea* aer receive retarding aid ormeunprocessing lass n oraireaten lor urger agent tarket ea we proud. to the anal funds these fees sienwany re pad ten incisor sent in the mitt laid end re a teed dolly liguil bawl on the rueber of =ants at tie tetra -dear holcfng mutual lu asel hat aid land< - In anion to samosas reamd n orreenion wal the sae or darbuton of arnurymrnracc ad uit toeactie liar unit to our dams we rota our alder» recs. ranee tang CarperSign from wirryol the rarrancecorrpanie. indenvary a-ruity central antihar. of The h 'ranee comaalis SpOnSaS et Cie urn eadflieni a% we Clartute - Ott relates also recerre trading co miswis din oiler caveman from muival herds and mu axe carTaies arise roach we disehure - We twelve al anus tee teem LEIS Salk USA an USS Ar Suntan Bart of its per anount sweeping to te bare; ~alto UBS Bra Sweep Wegrans Man/ Infanta rogardng corrm-acen and other charge; dared it anneaa with the ~claim of vari exkidng opbon arsactons has been Plated ce «elm:ions aroma lambed to you. and NIbeg:4o~ to you ar oma on remelt Short sailing If you a engaged in short tang a mushy. you may nova diage&e to anal borrowing cost fatal pataila runty Open order Reading Open geOdailiCariCened • orden that are not veiled by the Worm date Open buy rd tell Stan riders re mixed by the 31113UOt of Pretends cr (gear on al p-dindendsor no rights date win; mewed inhere** by you You re ramble I or orders Pa ate recuted die to put lease to canal ensirg open order Tax rithaldip en 6ebuliaafion INS Financial Semites IRAs redera tar law retiree LESS inroad Services» ~hold income tai from you liable IRA dialimans. tut you may dal nor Inhere naneixt widall or. instead. you nay €40 02 hat la went I a ern a h a lead flat as you choose You Scion vu amain n effect unte reeked by you You mayrivet* your ruction a my tine by maung anew eedmm a you do rot haw cough ncome tar wetteuel Iran your dimbutions. you maybe retouch* f the pram of esinixed tat You may nod pen w to the mounts witted and you mantel law parent; se not equal tO yOu. Ian Obligation Privacy To endact a copy °far acme Oak hese Ionia pbxe octal pis n aact Advisor ot riot our vabsné mow comm rporry U3Sfinaicial Senates k not a bark The RUM. ellifler4 SeevCesAccouit BSA and iRhect a brokerage amain irtudi etude acCe55 to baron serves and produnS Trough anagewnts wit /and balks and over Ted anybanks and provides aocni to aware and may otas iskied by small elated 'had tarty Parana conia'as trough nwixce agency subslaa*Sof USS Fnancial Smilao tic Iniernmt. nsuraxe. andamatoryproducts rat irfaC haired • No bank gowns May lose pia RiAA ReatrOt Maaral 3031ull. Buseest Senses Asem SSA. lehtit and ncemabonal Resource Managerstent CONFIDENTIAL Amp« are matted forme mats ce UR'S ~al Services Inc Yea Ssnature is a registered ~cornea. ol visa namercnal 1.85 Visa Sonata0*M cards aid Vet kersa dain cads re issued by U13$ Bak USA web ~pun trom V ea U S A riarparated UBS Financial Stroup Inc Rev 201407 SDNY_GM_00025533 EFTA 01)136153 EFTA01277386 UBS U85 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Business Services Account November 2015 ANP70056484491 115 >2 YI 0 POT & KETTLE, LLC 1000 VENETIAN WAY APT. 801 Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043 Friendly account name: POTKETTLE LLC Account number: Your Financial Advisor: SCOTT STACK IAANLYLE CASItla Phone Questions about your se/sternest? Call your Financial Advisor or the Value of your account Resourcetine at 800-762-1000. account on October 30 (5) on November 30 (1) Your assets 4.77 4.77 %Stour website: www.ubstornIfinanCialServiCeS Your liabilities 0.00 0.00 Value of your account 24.77 $4.77 Sources of your account growth Tracking the value of your account during 2015 Value of your account at year end 2014 50.00 Your nvestment return Dividend and 48 interest income 54.77 4.0 Chance wri market value 50.00 Value of your account on Nov30. 2015 $1.77 00 r Dec 2014 Ott 2015 Nov7015 SDNY GM 00025534 Mombor SIPC amP700C0005648449NP1000193462 0000211 IS 030579743 vi23679SS00IC0C0 Pogo 1 of 6 CONFIDENTIAL EFTA_00136154 EFTA01277387 SUBS Business Services Account November 2015 Your account balance sheet Summary of your assets Value on November 30 ($) Percentage of your account A Cash and money balances 4.77 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $4.77 $4.77 100.00% Account name: POT et kETTLE, LLC Friendly account name' TK C Account number: Your current asset allocation A Eye on the markets Index Your K nodal Advisor. SCOTT STACK MAN LYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% Percentage change November 2015 Year to date 0.30% 3.01% 0.55% 2.58% -1.54% 0.95% -0.26% 0.88% AMP M00300564450 NY70C0 I 97462 CCC02 I I I5 030575743 Y123679550 0l alitiyGm000255%ge 2 of 6 CONFIDENTIAL EFTA 00136155 EFTA01277388 SUBS Business Services Account November 2015 Change in the value of your account Account name: POT & KETTLE, LLC tend ly a ccou et name Account number. November 201$(4! Year to date (S) Opening account value Dividend and interest income dosing account value $4.77 $0.00 0.00 4.77 $4.77 $4.77 Dividend and interest income earned For widows of this statement, teteitaity of interest and dividend income has been determined from a us tag reporting per-pettily. Based upon the residence of the account holder, =count type, or product type, some Interest ancior dvidend payments Tay not be subject to United States (U5.1 anice Puerto Rico (PR) income tares The dent rronthiy statement K not Intended to to used and camot be relied upon to tar purposes. Clients should refer to the apt:ead, tar reporting forms they !teethe from MS annualy, such as the Forms 1099 and the Forms 480. for let reporting information It is the practice of UBS to file the =pct catie tar reporting forms with the US intend Revenue Senace and PR Treasury DeDetrrent and in such forms accurately dasgfy diiciends ail a interest as tat exempt or taa income. Plea. consult ycur Indsedual tag preparer. November 2015 (1) Year to dale IS/ Prior year adjustment Cash activity summary 0.00 4.77 See Account ion,* this monthlor data Is Essences in your Sweep Options are Inciudedln the opening and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, StenfOid feanch or bank deposits placed through the UBS international Depose Account program. SIPC potection apples to money market sweep fund nadings but rot oars ceposits. Seeimporunt inkprm000n about your statement on toe Iasi twa pages of this document for detais. November 2015 (1) Year to date (S) • Your account cost basis default closing method is APO, First In, First Out Opening balances $4.77 $0.00 Additions Dividend arid interest income 0.00 4.77 Total additions $0.00 $4.77 Net cash flow $0.00 $4.77 Closing balances $4.77 $4.77 Your Mandel Advisor: SCOTT STACKMAMME CASRIEL UBS Bank USA Business Account APY Interest period Oct 7 - Nov 5 Opening l..185 Bank USA Business balance Oct 7 $4.77 Closing UBS Bank USA Business balance Nov 5 $4.77 Number of days in interest period 30 Average daily balance $4.77 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to Change them, please contact your Fmancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibeity consideration None selected Your account instructions SDNY GM 00025536 ANP7t003005648451 NV7003150467 03002 1115 030579743 Y123679$5001C000 Page 3 of 6 CONFIDENTIAL EFTA_00I36I56 EFTA01277389 *UBS Your notes ...,......sz.no. ,,,.... ,,,sa.,,,,.,.s ,..,.. G. .O2seipp 0016 CONFIDENTIAL EFT,00136157 EFTA01277390 4UBS Business Services Account November 2015 Your assets Account name: POT & KETTLE, LIC Friendly account name: PO ETTLE LLC Account number. Some OnCes, module and current values Shorn May be approxiinale. AS a rtSIA. gains andlOSSes may ndl be accurately refkaed. See Aportant infosertanon about your statement a the end 01 the obcumeM for mole infornason. Cash Cash and money balances Cash and money balances may include ayalade cash balances, UBS Bant USA depost account balances, UBS AG Stankord Branch Cepoot account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MC vAlhn applicable limits, but are not protected by S/PC La3S AG Stanford Brant h deposit account batantes are not insured by FDIC and se not protected by 9PC Money market sweep balances are protected by SSC but age not insured by the CDC. See the Important information about your statement at the end of this document for cloak about hose balances. Hddng UBS BANK USA BUS ACCT 4.77 Operetta bdance Cloung wine ence per share Average on Nor 1 (14 on Nov 30 II) on Nov 30 (1) rao Delicknel Interest period Your %nand% Advisor: SCOTT STACK MAN LYLE CASRIEL Days In period Cap amount (1) Your total assets 4,77 250.000.00 value on NOr 30 (1) Percentage d Cost EStackied your account basal (I) annual income fl Unrealised gain or loss CS) Cash Total $4.77 100.00% $4.77 Cub and money balances 4.77 100.00% 4.77 SDNY GM 00025538 ANP70003005648453 NP7003l 93467 00007 INS 030579743 Y123679550 OI 0000 Noe S of 6 CONFIDENTIAL EFTA_00136158 EFTA01277391 *UBS Your notes CONFIDENTIAL EFTA,B61.59 EFTA01277392 Important information about your statement U35 Fauncial Services you. Oh. F im or UBS Financial Sonikes), is a neater of all princhal seoiuy, oannaity and options eichages. LA36 FrareialSeroces and LES Bank USA are rdrect sitsidiares of 1.85 AG and anilines of LBS Searitin U.C. The Fim's financial statement is available upon reeken. The FiTtfs aeon* off ices a a: Sinsmal Sanas M. 1200 Harbor Boulevard Weehawken, W 07086 This statement represents the cey official record of you 1.85 Fitecial Services Emu* Other march rapt official tar doornails. corrtahing cordlideg data should rot be relied Lima If you beret* there is an emx or emission pease repot h antedate. n *rang to the Branch Manager of the office sentiw your account. Athsugh al ficares sham are Mended to be accurate. statement data shaild not be used kr tat purposes Rely sae& Goys-end lax IoM's. (It. Form 1099, 5498. 10425, etc.) whin prepregyour tax return. The Fins required by law to opal to the IRS all ta.abk dividerock, report*le rcatatable chtidends and tattle serest earned on Retries held n you aromat, net proceeds as sale transactors, and cost tars entertain covered So:train. Conentmications with the Fain • Please retentions fl oral cormxncabons in wring to fuller protect your rips, irclaw your tic)* ender the tartan Investor Protection Ad (SEA) • II the I Ina ial institution on the tcp left of Fe front of this statement is not IBS Financill Ervin, LGS Feencial Service canes yam account as clearng broker by ma-Garen* will the radiated sinitenon We irdonned you of tes relatoreka when you opened this OCCOJII. In ti cash your tads and seonities are located at UBS financial Services and rot the itodnig broker, ad you nut mace a repon of wry ma or mission to both firms. All accent statements shall be cleaned ceenpbte and accurate i not objected ton wring within 60 days. • Please died customer complaints or immiies to Fie Fern'sClem Relations Depament a 201.352.1699 or toll-free at 803.354-9103, 8:00 A.M. to 6:00 P.M FT Monday through Friday, a in wring to U3S Fewncial Seine's ho, Client Relations DePalmento P.O. Bea 766 Union City, N107087. • in case of erten or paste:re about an electronic Kroh transfer (FIT. bi payment a UBS VoWdebit card transactions, call 930-762-1000, certif.to UBS Fianna' Services em., 1000 Hatallsd, 6th floor, Weehawken. NI 07086, Attu RIA485A Serems. Cal a mite as soon as wit care it you thiic you- statement or receipt 4 *erg or if youneed more alcanatimi Axon a gander en the stnement or reaps. The Firm or Card loser Las applrnb10 must hear from you no later than 60 days slier the Fins sent you tie fin statement on Which the aro- or problem appeared. - NT, ,ni r rr nirri-or t — Mute the error or to Manner you are scare Exit, and explah as <leak as you cal shy you belie t is an error a why you need more Mormation — Proade the dollar arrant of the suspected emu. The Firm or Cad Issuer a Menlo. sue ampairt and MI correct any eller prompt. I we take more tan IC/ banes: days to do shit we will crank your accost* For the mart you that is al each so tat you will have the use of the morey dreg the time h takes us to complete Our hostgation. Please make all cadet *Mole to the Ern or fie financial insteution rdcated on tie front of the statement hadditir to regular accost fees. aromas my be subject to inattenate lees, chages for lee paromt for Nathan purchases and charges lie unpaid meats a cash accoutto Accounts that at trarderred to other iretrotions may te sulked to a transfer fee. UBS Sweep Optima LBS offers options ice sweeping cash balances, balances to bank deposits at UBS Bak USA and UBS AG Stanford branch (Bank Sweep Programs), money market mutual Ards (Money Fla*) rdtheintemat anal Depose Aran (OA)1a customers with an international Manske Managenera Account. Through the Bank Sweep Prorarro, cash balances TO swept to 11858a-k USA up to an esti:fasted knit ad then to UBS AG Stanford Brach a a Money Fund. Deposits at U85 Bank USA are FDIC Muted in accordance with PDC nits. For more iternaticn pease sat wrmidic got. Deposks at LES AG Stalad Bra-a ad Maas of Morey Fends at rot Snared by the FDIC. Through the Ok maileble to oath baron are swept to depose accounts at UBS AG Hew tale Etanchard U8S AGC wan Brach These deposits are not ironed by the FOC. Balances held at the LES AG Cayman Drat ate 'emper r. epos* to the smereign Sc of the Cann Mends, and them is no gtanoreee a other cbigarion of LBS AG to repay the balances while oath, LES Cayman's Brach's books. Deposits at Uinta USA and each UBS AG Branch are not protected by 5IPC . Money Fund shies are protected by SIPC. See #U35 Froncial Services Accord gotta:on- bete Upon acts reµan, balancie in to Bank Sweep Programs a CA may be withdrawn and shares of a Money Find may be liquidated, ad the proceeds returned to you a your seamen acceert. Father kioimatan about available sweep oprons, ackdag oatent Merest rates and MI* k available at "moths cordswoopOpl*, horn your Francial Advisor or by eating 800-762-1000. UN Financial Senior moan peetaction The Firn e a member of the Searkias hyena Protection Comma* (51PC), whit protects 'rotes aroants of Cs members up to S500,0:0 (nclxIng 5293,000 for Art: for cask). The SIPC asset protection limits apply to yl accents that youhold in a panictar capacity. The Fins, together with certain affiliates, has also purchased wophrrantal protection. The maltreat mount mar to al e6gbie chants, cobra:Ark u-dee this protection is 1500 millon as of December 10, 2013. Stored to the poky corditons ad Imitations, cash a the firm is father protected fa me to tl 9 million n the agg'egae for all sour amounts heed in a partioular opacity. A full copy of tie poky wadig is mailable torn request. The SIPC protect en and the supplemental protection both do not apply to' • Certan f kancial assets controlled by (and added n your account value) Ian held away f corn U8Sfinvical Services (e.g., caving/ cash at LBS But. (i) at at LES AG Stamford branch Ed a-carte palms, including win* annuities, and fin shares of mutual finds where such shares are registered drecdy n the nave of the account holder on the books rd records of Me applicable isoor a trader agent). • Certain Soma* contracts or itemnent interests Eg., limited partnerths and private placements) tat are rot registered sada the Set:unties Act of I933; ad • Cornnodites contacts (e.g, Ictergn ',charge and pec izus metal moms), includtg futures antracts ad commodity option COntraCIS. The SIPC protects* and to suppknental polectan do not apply to these abet even* they °thermse appear on you: Materna*. The SEC protecron ad the salerreental protection do not protect agora changes in he make" vale of you investments (whether as a result of mallet movement, issuer batruptcy otherwise) More information is avail *le tao, repast Yom may detail more rdamnion about SFC, rcldirg the 51K Brochure, by contacting51PC a 202-371-8300a by useng the SIM webs* ar MOWLI*0151 Dividend Reirembeent Program (DFW) The a* reflected is an average pia You may obtan the actual price from you- Financial Advisor. Orey whole Mares re purchased utferDRIP; petal shares will be soli ad the cash wa be deposited h your *cart The ticked reiwestment pacesupplied byte issuer may Offer from the market price at Mach to partial shares ate sold CaaltMlieu 019 whole urns may be held in you' account. If pot ate wattled to a partial unit as a result of a &Wird payment otherwise, the Firm veil ether sell prat Was at mutt peke a accept an amount determined by a regoto-ed dozing agency. and credit you accost Investment objectives The mummer* oblate* ad nsk profile at spec, c to each account and may way between. Please *Me the Firm promptly in skew of ay sicnilkart change in xis finencill situation or rummer* objectives. For each CONFIDENTIAL account kaki, you choose one of the following Mesment objeclior • Prague Current/mom.. 1 *Pim as seekng the generation et income cr.. • Adam Opt*, Approciatan: Immune*. seeking yowl" of prncpal rather than the generation of rear p. • Produce Combo:Won of arcane ard Capital Appreciation I-comments seelseg both tie gereratcn of income and gasohol °Will risk profiles • Conoco*** Seeks to maritin nitial prircipse, with bet risk and volatility to the acorn owrat even if tat means the accost does rot generate signetcant name or imam end may nut keep pace with inflation. • Mafeter. Williw to accept sane rids to pincipal and tolerate some votatality to seek hgher returns. • Aggrespie: Wiling to accept hit rids to procipal and high volatility to seek high returns over time. Statement Thouseholdne We may consolidate at related account statements with de sane *dress n the same enage. Accosts may be related Ice this purpose *rose they have owners who also maimain gat accost relationships with other client at the same address. This practice 6 known as •rotesel-oldrg. 8 you prefer to receive individual statements mated in separate (41010peS — you may. decline how/Molding by calIngyour Fronde! Adrocir. Friendly account name The frierdk *aunt name reflects information tat you entered cei the Firm's orane services webscro. It is a customizable niclrorre • chasm by you to assist yet rah your recordkeeping t has nO legal effect on your accoint. You can change yak FnanAraCC0Lnt Minn. trough Ohre Services a by contactrg you Fina-cial Acheson. ACCUr overview • Vakie *hoof accountgortfo. Net of assets and • Asses Inclas Salt* cash balances.*** leer restricted stoney lest 1, end Global tme Dtp03itS, wreaked marks to rrurket and cattail assets not hell by the Elm. Does rot include unpaced searkie0 assets at the end of the pior and cant statement periods, et prime rareanwits, invested hock options and intimate. stock options • Liabkies Include, debt baron auntie-ding rnagn lore, credit We, 001 accetra balances. • CashAtoney balances. Total of uninvested available cash balances. plus UE6 Bark USA deposit batrees,UBS AG *Nord Branch depose balances and malty make itutud fund sweep balancer, at the came of the statement period. Nonceermodey kee credit balances in your accost are rot segregated from other balances and the Firn may use any of these funds in the ordinary course ce itstininess. These funds ate payable upon your alma*. This total is included in fie current period closi-g value. SDNY_G M_0002 5540 EFTA_00136160 EFTA01277393 important information about your statement (Continued) Lending information Fce dicta ci informatics, on to faints lerdng practices and &douses refer to yeas Cent Relate:ea* Agrameni or Aeoant *penitent and the General Team and Conditions LAS Statement of Croat awn ices mailable in Agreement andOisrksoms mow obt rombrostmentresurej VOW Mate Your garment gents securities end other assets held in the >cora at the end of the summery period. You may ask for defreetry of fully paid secursies at arry tine. You mayrecent securities toed as loan carrel after paying any balance dia on them. Any unties Ira ale Ill to the lienclang the statenwnt penal are helot market yaw as of the aid of the staement Paned • Cost basis. In &terming the cost basis of the swathes kxtudal n this statement, where indcated nth the ranter 'I,' ORS financial Services has relied on information Pained from sources other than USS Cranial Sereces, ixhxling nf emotion lam another I int or that you may have provided to yaw fnancial Advisor. The firm does not independently wily a garnet the accur valdity of are Womution Provided by lanes *ea than CAS Fruncial Services h ad enn although LOS Financial Straus general& wastes this riftenution at it is received. the firm does not provide any asswances that the informaskin viler "Cost basis' and "Unsalted gar/ lei is acute as of the date of this statement. As such please do not ray on this Information to make pasha or sale decisions, for las papaws a OttiKwile. Accounts transferred to the fern my rest, °artless Hamm in only for the period of tire the-fare held a the km More historical ntomalcn tribe added by your Mantis Adveoi. • Unmerited gainatmees then data is evinced wreaked gaintbsses are circulated fee n6vissal seamy lots. The transaction data for rxxviliat lots mayor may not relied cenninsicre, chinas stoke vacuity reorganization twins. Dildend and otter reinvestment lots and systematic purchase kits are each cart:Fled to displar one averaged lot. The • Trade date colain presents the crigeof warnacton trade date • Callable nankin Bends and preferred stock that the issue cats for ea redemption wit be selected /martial& by lot from sang all swimmers of that issue held ir ow name or n canner name ler oa clients Call bare infornmien is <birthed from third pate and es accuracy is not guaranteed. Other call teat ts may exist whch mull affect yiekt <ankle incanalan will be provided upon rawest • Certificates of deposit (CDs). CO. cur FDIC inured up to 1250.000 in pixie* and accrued interest per depositor and per &epos key thurticron ei accordance wit, FDIC rules. • Priadvalue from displayed ler loosit4s and axe procircis may be higher a lower than the pile that you wouldapply recant n the market Prces %timed from vas* ted prey sources which sw belts.* to be reliable, but we do not guarantee their moray. — We flereerti rie the dosing once ...ton available or the mean of the bid and auk prices for tided securities and cohorts or onfr bid prices for OK securities. — Less acteefr traded securities maybe triadusing a valuation model a the mon recent pie we Waned and may not reflect an actual market vice wan. — Certain positions may ewer widest a price and will show as 'ark* was not avalable• t we re unable to obtain a price I or a saw* - Deposits or secuities demon inated in currencies ocher than U.S. ddtrs se reflected a the erchange rate as of the statement date. - For eaten searities rating in nencenformem dercininatera price and glactitY (face value may have been adssted to f wieder:roper vabsition To Man current quotations, when avaiable, contact you financial Achisor. • Print. thresbnents and structured products. Private inestnwe seosilin (ix Wit° drect particbation program and real estate internment trust securitin)ard suucued prodacts are generally WU, llicsad Cron structured products have not been regared wish the Securities and facha-w Commission a trider any slate securities laws. We provide estimated yaks ler private a...talent securities and structised products to irdermatoni Paws only. Accuracy is not gaanteed. — These values maydiffer substantial,/ Irvin prices. if any, at *Nth a private Mestrnent seam or *Wired prolvkl may be Eculie or sold ad do not necessarily apeman the yak* you ray Web* wpm lialidation. - lhid panyestinges of yak* re as deserter. dale and are applied to UPS Fnaxial Services en a regale basis by an independent vacation I Wm. - Issue, general partner a sponsor estimated values, if arra are supplied to the Finn by tlw our. ontratparner a sprat and may be calculated based on dfferers thltemation horn that used by third parties to dew* their minuted values. - Toucan aeon additiorul information regarding the methodology used to Gremlin* the estivate of value and the date of the formation that is the basis for the estimate by careening p:urFivancial Adverse. - Third par *stead vibes may be reflected as 'Not priced' h several shot:ens vac an independent valuation lion has not SuPPhed a is unable to assign a vase, whenwe become aware that a material event has awned that may call a previously repated value :leo merman, or when a yak* vexAll be highyspeculys* clue to the name of the sanity - When neither an *suer, general pater a sponsor estimated rake net a thed-party estimated value is orovdrd the rata of the smarty veil be different from its porthole price — to date' may Meade returned ever. income or both. — 'Coral int see' represents the elitist °Bern; price per unt and may nee wiled your Cost basis • Res-bided securities Restrkted stonhes genera* are not &nervy eligble for publk salt IBS firuncial Service uses the market price of the unrestricted stock of the same iris as rt inpuud value for the restricted stock few purposes or this sheement oder To the 'dent that restricted securities are elroble for sae, the value received may be Silostantialb less than the imputed value Oxon • Eat (eut:meted) imams, current yields and rata An atinau of ritual income is based on current dvidend and Merest rates, awning the securhies will be held for wen from statement date or wail maturity. The estinate is only a gudelne. accuracy and continued interne we not guaranteed — Estimated arnual income and anent yield for censer types of securities could nclide a :elan of Weighs' or capital gains ri which case the est income (irwl (semi yak° would be overstated. — Estimated nun acorn* end omit yeld arid the actual income and yield night be laver a higher than the estmred arnxnts. — An eumate of thrtsalizei income fdivderd ado intermit deded by the anent market vane awaits. balance is based on the last dividend a interest payment made by the issuer and awes the seasbeedeposes will be hell for one year from the statement date a until mating. Accuracy awl continued yet re not ger rued • Assets not head by UK f Mamie/ Services Certain assets are not held by the Tim and not wan the feats possession or control. These assets are doptryed on your statement foe intOimalionel purposes only. Positions and vale presented we provided by the issuing Inn. LAS financial Services is not respartsbk for des inf cowman and does not guarantee its accuracy. These assets are not protected by SIC or to tints staplemental Slit coverage. • Revenue shoring and additional compensation. — In ad6tiot to cormissons on sales and Obit lees received n comecton with the dombvtion of rnmul finch to as <lents we ardor our aflame receive nkykruktinwin9 Menet from distributers ands advisors of the mutual finds that we sell. Ilew anoints are based on two efferent components 0 the amount of sales by LOS of a prod, mutual fund larnibi to ow clients. and 40 the asset vak* of a parlicuLw mutual fund fangs shares held et the lint — We and cis aflame also receive networking and ovnb.rs processing lees in consideration for transfer agent *nixes that we maid* to the mutual finds Thew fees generally are pad horn d investor assets n the mutual turd aid are a flied oer amount based on the minter of accounts at the broker ideates holden; maul lunds of that hind fangs CONFIDENTIAL - h xenon to commissens received el comical en nth the sale or distrbution of orrery contracts and tat rerestreent trust urns to ow clients, we ander as affiliate reeks, 'intim shun° corpernaticri from may of the Murano scripts urdenweing the arruity contracts. all dates of re irouroxe (repent or sponsors of the en iroestment trultS we drurtute. — Cur affiliates alsoreceive trading ccornesions and other comps-oaten f rom mutual lurch and insurance companies whose products we &Rau* — We receive an anvil fee horn MS Bark LISA ad UM AG Stanford Branch of up to VS per Mears sweeping to the banks untie( the UPS Bank Sweep norms Activity hiontUtmanregbrOng commissions and other charges incurred n correction with the cytosinn of trades, iscLdng option transactions has been waded en anlimutions crewcut/is furnished to you. aril will be provided toyou pecaolly on reckeest. Shat selling f you are engaged in sheet selIng a security, you may ixLr a charge die to cenath barcurrg costs for that pan kular security. Open orders Regarding WPM of • caacklikcancellee ceders that were not thowuted by the stamen date. open buy and sell stop orders are reduced by the anor.nt of diederxh or rillts on an mavidends Cr aerates date unless Mowed otherwise by you. You are responsble for orders that re executed due to your tape to cancel eMtin9 open orders. To •ebtain a copy dasa current ClotPrivacy Notice. Pease forded you Friars, Advisor a vet our IVOSile at tone obit Oalierinevf airy UBS Nutria Services is rotator* The IIMA Busies, Services /Wow* BSA and IRMA are brokerage aceaurds which provide access to baling services and products through arrangements with aff hated barks and other thrd-party banks, and provides access to nswance and annuty product issued by usafloliatedthrd-pany insurance aimpanin through insurance agency subskliaries of LOS Financial Services ax. Inestrninh nsurance. ad arnaty products: Not FDIC nand • No bank curate.* May lose vale RMA. Resource Managenwa Accord. Business Services Account (SSA, IRMA and international Resource Management Accord are registered service marls of UPS resantial Services the Visa Signature is a registered service mark of visa Inurnationa UPS visa Signature aede cads and LES Vow debt cards are issued by LBS Bank USA with priarinson from Vas U SA Irv:maraud. USS Financial Services Inc Rev 201511 SDNY_GM_00025541 EFTA 00)36)61 EFTA01277394 UBS U65 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70080813191215X12Y1 0 Account name POT & KETTLE, LLC Friendly account name: POTKETTLE LLC Account number. Business Services Account December 2015 POT & KETTLE, LLC 1000 VENETIAN WAY APT. 801 MIAMI BEACH FL 33139-1043 Your financial Advisor- SCOTT STACKMAI/LYLE CASPIEL Phone: Questions about your statement? Call your Anandat Advisor or the Value of your account Resourcetine at 800-762-1000, account on November 30 (1) on December 31($) Your assets 4.77 4.77 Vlsit our websita: www.ubstorriffinancialservices Your liabilities 0.00 0.00 Value of your account 14.77 $4.77 Tracking the value of your account Sources of your account growth during 2015 Value of your account S at year end 2014 50.00 Your nvestmmt return Dividend and 4.8 48 interest income 54.77 • 0 Change in market Moe 30.00 Value of your account on Dec 31, 201S $477 00 Dec 2014 MN kl1 5 Dec 2015 SDNY GM 00025542 Member SIPC ANP70005008031319NP70C0312001 00802 1215 030579743 YI23679550 110000 Page 1 of 6 CONFIDENTIAL EFTA 00136162 EFTA01277395 SUBS Business Services Account December 2015 Your account balance sheet Summary of your assets Value on December 31 ($) Percentage of your account A Cash and money balances 4.77 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional O.CO 000% F C0MM0dd ies 0.00 000% G Other 0.00 000% Total assets Value of your account $4.77 $4.77 100.00% Account name: Prir ETLE, Friendly account name-Pt-PT. IMF Account number. Your current asset allocation A Eye on the markets Index Percentage change December 2015 Year to date SW 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC - Europe, Australia & Far East -1.33% -0 39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Your financial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% Aka9C005003051320NP70033i2c01 wen IBIS 030579743 Yt23679SS011leffigyGht00025Age 2 of 6 CONFIDENTIAL EFTA_00136163 EFTA01277396 *DUBS Business Services Account December 2015 Change in the value of your account Account name: POT & KETTLE, LLC Friendly account narne:POTKETTLE LLC Account number. December 2015 (3) Year to date (1) Opening account value $4.77 $0.00 Dividend aid interest income 0.00 4.77 Closing account value $4.77 $4.77 Dividend and interest income earned For dooms" of INs statement, facility of interest and tradend income has been determined nom a US la. rep:cling per-wine. Based upon the residence or the account holder, =count type, or product type, some interest andor dvidend payments may not be subject to United States (09 ardor Puerto Rico (PR) income tares The (lent monthk Pattrnem is not intended 10 be used and canto, be 'tied upon for tar purposes. Clients should refer to the applied:1e tax reporting forms they wense fran li3S annualy, such as the Fonns 1099 and the Farris 480, for tar reporting information it is the prance of UBS to file the Sp 'cane la reporting loans with the US internl Revenue Service &Id PR Treasury Denali-rent and in such forms accurately dassfy dint:Sends and/or interest as tau eierrpt or tac=tile Income. Menu consult your indvidual la prepare( December 2015 Sl Year to date (5) Prior year adjustment Cash activity summary 0.00 4.77 See Account =deity the monenfor detals &Winces In your %seep Options are Indudedin the opening and closing moms value. MK insurance aPOlies only to deposits at MI5 Bank u5K, ntol to deposits et UBS AG. stailoid Frarcn of bank deposits placed throuch the UBS internationd Deposit Account orogen. SIPC protection epples to money mantel sweep fund hadings but not beta cepoSits. See important intotinoWn 41100t your stetement co the last two pages of this document for Celan. December 2015 (I) Year to date (S) • Your account cost basis default closing method is AFC), First In, First Out Opening balances Additions $4.77 $0.00 Dividend aid interest income 0.00 4.77 Total additions $0.00 $4.77 Net cash flow $0.00 $4.77 Closing balances $4.77 $4.77 Your llnandal Advisor: SCOTT STACK MAN LYLE CASRIEL UBS Bank USA Business Account APY Interest period Nov6 - Dec 6 Opening UBS Bank USA Business balance Nov 6 $4.77 Closing UBS Bank USA Business balance Dec 6 $4.77 Number of days in nterest period 31 Average daily balance $4.77 Interest earned $0.00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment elig consrieratron None selected Your account instructions SDNY GM 00025544 AmP7000S0C6031321 NP70033 I 2031 00032 1215 030579743 Y123679SSO 110000 Page 3 of 6 CONFIDENTIAL EFTA_00I36I 64 EFTA01277397 $UBS Your notes • a 6 CONFIDENTIAL EFT,00136165 EFTA01277398 *UBS Business Services Account December 2015 Your assets Account name: POT & KETTLE, 1K Friendly account name: P0TK ETTLE LLC Account number. Some pnCes, income and Current values ShOan may beep!),°AMR. Asa kite. gam MdlOsses May not be accurately refkaed. See rhiporUntinformab0n about your statement a the end of the dxurnent for more infornason. Cash Cash and money balances Cash and matey balances may include. avalaale cash balances, LIB'S Bar* USA deposit account balances, UBS AG Starnord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MC vat h n applicable limits, but are not potected by DPC 085 AG Stanford Bram hdeposn at< oum brantes an not insured by FDIC and at not protected by SIFC Money market sweep balances are protected by PPC but ere not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for details about those balances. Hddng U3S BANK USA BUS ACCT 477 Deering baance Cloung tulaxe an Dec I (1) on Dec 31 (I) Price per :hare Average cb Dec 31 (I) rate Dtticlenel Interest period Your ri nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Days in period artunl (S) Your total assets 4.77 250.000.00 Value On Dec 31 (1) PerCenta?? Of Cost ESbinated your aCCOunt baS+5 (I) annual inCCme ($1 Unteatied gab or 1055 (5) Cash Total $4.77 100.00% $4.77 Cash end money balances 4.77 100.00% 4.77 SDNY GM 00025546 ANF70305003081323 NP70033 I 2C01 000O2 1215 030579743 Y123679SS011C000 ►age S of 6 CONFIDENTIAL EFTA_00136166 EFTA01277399 *UBS Your notes ANP2000500.1324 N9700031200100002 1215 030579743 r '236,550 I imy, m_000255ft ge 6 of 6 End of statement for account numbe CONFIDENTIAL EFTA_00136167 EFTA01277400 Important information about your statement U3S Fiver's' Services M. the FirnorUBS Financial Services) is a merrter of all orincbol Nosily, annuity and aeons trahages. LES Frartrial Winces and 1.85 Bank USA at rdrect absidrares of LBS AG and affiliates of LBS Seckritin LLC. The Fim's I henna' statement is available upon waren. The Firths axone* off ices an a: WS enamel Since, M. 1200 Harbor Etrulward Weehawken, NJ 07086 This statement represents the ally official retard of yea U35 anancial Services meant Other worth, rapt official tat documents. corrtaning corn Meg data should rot be relied ran If you berate there is an ernm or emission, pease repot h immediately n wrung to the Winch Manager of the office song you account. Athmati al figures Moan are Mended to be accurate. statement data shuild not be used fix tat purposes Rely stab on nakend tax IC0115.0.e.. Form 1099, SWIR 10425, etc.) whin prepregyour tax return. The Fini required by law to report to the IRS all ta.abk dnidena, moan* nrstatable derdends and tattle Menne end on works held n jokr amunt, net proceeds al sale transactor., and cost toms Cacertain covered teas a its. Comanications with tin Pim • Please re-confirm ay oral cormmncabons in wring to further protect your riMits, ircInfng your ripe, ader the Societies Inv stor Protection Ad ESA) • t the inn it institution en the tcp left of the kcal of this statement is not LES Franciel %vies, LOS Financial Winces canes yar account as clearng beaker by armagerrent wels the extcated insitknon We trammed you of this neletorchP when you opened this OCCOMI. In this caw your lads and stashes are hated a UBS financial Seances and rot te eredneg broker, ad you east mare a report of eery ena or emission to both firms. All accost statements shall be deemed comobte and accurate i not objected to is wriiq vaithin 60 days. • Please diem customer complaints or immiies to The Clem Relations Depavnent a 201.352.1699 or toll-free et 803.354-9103, 8:00 AM. to 6:00 P.M ET Monday through Frilay, a in wren to US6 Financial Snares hc., Client Relations Dena-nen, P.O. Box 766 Union City, N107087. • h cox of VT015 or qnstire about an electronic fads transfer (& D. MI payment or UBS Veiredebit card transactions, call WO-762-100G sessile to UBS Fronde' Services Vic, 1000 HatcrEllsd, 6th floor, Weehawken. NI 07086, Attrk RIAMESA Sena Cal cr wag as soon as you can if you thik yens statement or receipt 4 snag or if you need more erkentatim Axon a transfer en the statement or receipt The firm Or Card bsuer (as applmble)nust hear fromyou no law than CO days der he Finn sent you tie fin statement on :which the are or prcblan xotavd. - P-riv in' tint, sni ns-rh.,r-rap — Descrte the error or The transit( you are unsure Exult And explah as clay as you cal shy you belies t is an error a new you need more information — Pronde the dollar amant of the suspected emu. The Firm a Card Issuer wi a...aloe iota ccenyeart and MI cared any error promote,. I ne take mat tan 10 tusintes dap to do the. we wit mode your atonal For the anctre you thin a hence, so tat you will have the use of the meaty dreg the tier* t takes us to complete Our Mestgation. Fleas. make all cheas payable to the Fan or tie Wanceal Mt:tut:ion rdcated on to front of this statement hailitirto repla- accost fees, amorists my be subject to mantenarce lees, charms for Me pwmmt for mark* purchase and chums kr unpaid arrants is Cash accants. Accounts that at trarderred to other inalitaions raj be subject to a trawler fee UBS Sweep Options LBS offers optims kr naming cash balances. balances to bank deposits at UBS Bark USA and LOS AG Stanford trench (Bank Sweep Programs), money market mutual fads (Morey FehM) the Mann mat Depose Amman (OA)fa customers with an international It•TOJX• Management Account. Through the Bank Sweep Program cash balances .7 wept to 1185 8a-k USA up to an established knit ad then to UBS AG Stanford Bench a a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FDIC rules. For core iternatim 04...W kit went/clic got ()epos* at LOS AG Stallard Brags ad Maws of Monty Funds ne rot inured by the FDIC. Through the OA, eraileble to cash balms are swept to depot/ accounts at UBS AG Hew York Bench ard LOS AGC anon Bracts These deposits are not Mired by tie FOC. Balances held at The LBS AG Cayman Elranh are temporally noosed to the sovereign ink of the Calmer Islands, and them is no warar6se a other obligation of LBS AG to repay to balances while cash, LIES Cayman's Brach's books. Deposits at LOS Irk USA and each UBS AG Branch are not protected by 51C. Money kind shrews are protected by SIPC. See #L735 Financial Services Accuse Thatcher.- bebve. Upcn scar regale, balances in to Bank Sweep Programs a OA may bit withdrann and shares of a Money Fund may be liquidated, ad the proceeds retuned to you a your seamen acomrt. Father Hofmann about available swap *pions, inckalig anent unrest rates and Weld available at minukincorrinveeptelds, from your Frontlet Advisor or by eating 800-762-1000. LOS Financial Service' accaunt protection The Fan is a member of to Stork* Investor Protection Coeporatim 151K). *Nth protects securities -cant of Cs members up to SSOO,C00 aclaing $2`t4000 for dams for cash), The SIPC asset protection limits apply to all a-ccusts tat you hold in a peanut,-capacity. The Fan, together wth certain affiliates, has also purchased oxpbrriontal protection. The madmen amour mine to al *gine clones, coffecliab ader this protection is 1500 millon as of December 10, 2013. kbact to the poky corditons ad Imitations, cash a the Firm is further protected fa kp tett 9 million el the expatiate for all sour amounts heed in a particular capxity. A fan am of tie poky wadeg is mailable LOW request. The SIPC protect en and the supplemenli protection both do not apply to* • Certan financial assets controlled by (and eiclund n your account value) but held away from WSFine-60 Strata (e.g., caking/ cash at LBS But. (a) cab at LOS AG Slammed bunch, (id ihurame Froelich, including variable annuities, and fed shares of mutual finds where such shares are registered drectb n the none of the attar holler on to books rd records of On applicable iaaer a transfer agent). • Certain insestrnav contracts or hannent interests (eg., limited partnerhiss and private placements) tat are rot registered under the Securities Act of I933; ad • Cornnoditres contacts (e.g, Icreign exchange and erne Cus metal catratg, includig futures anent, ad commodity option contracts The SIPC poteclas and to suppkmental peolecton do not apply t0 these asset <MI 4 thy OthethiSe appear on you staternenn. WIC protection ad the alglerrimealprotenion do not protect again, changes in tie market vale of yes instalments (whether as a result of market moseroent, issuer baThruptcy ce otherwite) More inf aeration is avalaare won raciest You may obtan more ilcernation about StC, a-4We* the 51K Brochure, to/ contacting9PC a 202-371-8300a by useng the SIM webs.. ar WoWirignall Dividend Reneestment Program (DFW) The cke reflected is an average price You may obtan the actual price from you" Financial Advisor. Orey whole Maas ate purchased iron DRIP; pahal shares wil be wed ad the cash wff be, deposked is your account The 6viderd reiwestment pricesuppled byte suer my Off cc from the market price at which to partial shares at sold CaahMlieu Cntr whole units may be hello yoke accoust. if you ere waned to a pedal Lail as a result of a &deg pwrnent oterwise, the Firm sell other sell panal Was at muter peke a accept an altrount determined by a repon-ed closing agency. rid credit yea accost Investment objectives The rweatmert anon* ad nsk profile at speck to each account and may my benvan Please ad... the Farmwean/ in wring of ay signilkare change in pm financial situamn or ntestmert objectives. Foe each CONFIDENTIAL account MM, you choose one of The following Mesmer. objeclber • Produce CurtentOwome. lin-Aim es senng the generation et income any. • Mist* Opt*, Approciatan: Investments seeking growth of prncpal rather than the generation of • Produce Combing*. of arcane ad Capital Appreciation hamments seekeg both tie gereratcn of encore ear: gowth of plit011. °Will tisk profiles • Cassava** Saks to maistain initial prec.pat wth bee risk and mina* to the amouv owrak even 4 Mat means the accost does not generate amid cant name or returns end may rot keep pace with inflation. • Mafetert Willig to accept sane risk to pincnal and tolerate some sok** to seek higher returns. • Appestat: Wiling to accept high risk to angel and hg, natality to seek high returns over time. Stoternent Imuseholdig" We may consolidate al related account statements with the sane alarm n the sane enveltrn. Accosts may be related Ice this purpose became they have owners who also maintain Pet acct relationships with other client at the sane address. This practice 6 know, as houselroldrg. 8 you prefer to receive individual statements meted ei separate .11010Fith — you may decline hauwholding by /annoying Fhancial Ammon Friendly account name The hierdb acousit rare reflects IIonnnion tut you entered acct the firm's rankle services webste. It i a astorniuble 'nicIrsorm • chosen by you to inn 1,0J nth your recordkeeping k has no legal effect an your attar. You Can change yar ken* aCCOtal tames. tough Online Services a by contactrg yos Fina-cial Advisor. ACCUalt overview • trekteamoraccounttrommfo. Net of assets and liabilities. • Ama Induces Salt* cash balances, wens la restricted starry lest I, and Global tine Deposits, u-realzed marts to market, and certain mats not hell by the Firn. Does rot include unpriced wane; assets at the end of the pior and arrent statement periods, or prime irarestriwits.. ummted stock options and tameable stock anions • Einates Includes debt balamm Questa-ding rnagn lore, credit lie, hat account balances. • Casbatoney balances. Total of uninvested available cash balances, plus UBS Ban USA deposit lanrces,LBS AG Stanford &ankh deposit balances and money maket MALI fund steep balances, at the dale of the statement period. Noncom-nod* lee credit balances in your accost re rot segregated from other balances and tie Fins may use any of these funds in the ordinary course ch its tininess. These funds a* payable upon your domed. This total n included in tie current period closi-g value. SDNY_GM_00025548 EFTA_00136168 EFTA01277401 important information about your statement (comerued) Leafing information Fa detailed a:mate:el on the Frays lerdrg practices and dedosums refer to your Clem Retalvehip Agreement a Accieure Agreement mil the General Terms rd Cordite."' LOS Statement of Credit had km mailable in Agamene andOorksures at way Mc corn/xenon:Miami Yaw delletS You, stamen Races securities and other mutt held h the accent at the end of the ntenent period. You my ask for de try of luny paid SC-Oldie at dry tine. You may recent stashes used as loan coaaral after ppay/tg rryy balance de on them A y secwas Ira nth Ill to the Finselan the statement pad are Feudal musket vale as of the al of the staoment Peal • Cost bat& alt damming the cost beer of the feasts included in this statement. where indcated wan the matter UBS f andel Services hr. relied informatim detained from scums other than UES Finaxial ay % nf ameba% Iran another fine a that you m have provided to your Fnancial Adam The Fim does not independently wily a paranlee the /aura a valday of ary Somation Movided by lanes otter than LES Fiuncial Services h ablers aftlxvgh LOS Financial Senses general& plates this idanutian a it is received. the fin does not pan* ary assancts that the irdoemation under "Cost basis` and "Unmalced gait loss' is waste as of the date of this statement. As such please do not rely on this Somalian to make pushes* a sale decisions, for the p.rposes otherwise. Accounts trinsfeered to the firm may ref kia geilloss Sternal«, only for the period of tire they are held at the Finn Morehistorical normal urn cube added by your ;mantis Advent. • Unrealised gaindiese When data is *rabble estimated umeaked gaintbsses are cautaled fee ravidual secret lots. The transaction data for navel...el lots mayor may not reeled cernmssicrai chirgn ender may reorganitatM events. Diidend and otter reinvestment lots and systematic path*e lots are each cart:fled to display one 3,00.9ced lot. The Trade date cousin presents the crigal transaction trade dale. • Callable mairities Bends and preferred stock that the inter cals for ea redemption wit be selected rrpartialE by lot from among all seamen of that issue held in ow name or n nominee run* la as clients Call boa Sammien is obtained from third parties and es accuracy is not guaranteed. Other call ferias may eszt Mch could affect yiekt ample* igarnalto will be provided soon request. • Cartikatas of deposit (COW. CDs aro FDIC inured up to 5250,000 Mt:Saul and accrued interest per decoke.' and per deposhanfitttion in accordance with FDIC rules. • Pricefvolin Feces displayed for maims and other predicts may be higher a lower than the mke that Au woukl ache,/ receive n the market Priem famed tram yam theca paty sources wench we belts* to be reliable, but we do not guarantee their accuracy. 90hwall use the doing pen, when avabbit or the mean of the bid rd ask prices for had securities ad cpbarts or or4 bid prices la OTC Sensible. — Less actieb waded securities my be priced using vakution model or the mon recent pie we dared and may not reflect an actual market prke value. — Certain paitkris may awe. masa a price and will show as 'prke was not avelable• a we re unable ao obtain a price for a scarily — Deposits or unifies desxmated in currencies other than U.S. dotes se reflected a the *change rate as of he statement date. - ter eaten amities acing in nonecafeemng denaminalens. price and eloardaY(fade value) may have been ado ited to facilitate peeper vabsithrt To obtain Current quotation, ran available, contact you $ /*Mal Achisor. • Private Meestmante and structured products. Mate immanent securities (ixWing drat particatian pacqam and real estate iniestmerd UUft securities) andstrucued products are generally lway Algid. Cram %valued predicts haw not been regained with the Securities and Excha-w Commissim or Under ary slate securities laws. We made estimated vas for private ineestrnent acuities and starch/mid predicts lee inlarmatoni OrpOses only. Accuracy is not guaranteed. — These vain may differ substantially Iran prices. if frt* at whit! a primate imestrnent seater or sautved protract may be EcuThl or fib ad do not necessarily represent the value you may receive upon liquidation. — Aid party estinas of who a as Maarten date and are applied to UPS Fnancial Services m a regular base by an independent vacation I WM. — bade general prince a sponsor estimated values. if ay. aw supplied to the Entity the Mary general partner a sponsor and may be calculated based en dfferea St:maim Ran fiat used by thirdpanics to dame they minuted values. — Toucan °teen additional Sonnet«, regarding the methodology used to determine the estniab value and to date of the intormatim that is the basis f or the estimate by contactirg se:usFinancial Advisee. - Aid pity *stead vabes may be reflected as 'Not priced' in several Mations: when an independent Muria' fern has not swanked a is unable to assign a she, when we become awn that a material event has occurred that may Call a previously repined value into quakes or when a mak. weed be MON spade** due to the rare a the Wilier - When neither an taw, general palm a sponsor estimated value me a thedgerty estimated value is Provdsd the value of the minty *A be diffeeent Item es purchase price — •Dsfrtecions to date' may aLtde returned Capilel. ',Come Cr both. — ta see' represents the initial offering price per tint and may ne steel year cost bests • Resbiaed amities Restated sedates generalE are not enemy eligble for publk sale 185 Financial Senses uses the swat price of the unrestricted stock of the same issuer as in imputed value fa the restricted stock few purposes el ma ann.* omit To the event that restricted securities are reliable for a the wake received may be stbstantigE less than the imputed value shown • Est. Butimetad) income, amine yields and Mew An ettimate of rise/ income is based on current di idend and item rates, wsuning the securities will be held for are yew from statement date or trail maturity This estenale is only a gut:lent accuracy and continued name are not wevareeed — Estimated actual income and anent yield for Celan topes of sashes could nclde a stern of PmCcal 0r Capital gains in vanish case the est income (vultures yelp would be overstated. — fitinated rival loom. and current Sid arid the actual income and yield inigte be laver a higher than the estmred amounts. — An emanate of a-realized income fdividerd ado inlets,) divvied by the Gwent rewrite velar avarice, balance is based on the an dividend or interest payment made by the issuer and assumes One seas dadeposts will be hell for one year from the statement date a until mobs fly . Accuracy ad continued yield re not gee antoti • Assets not hal by UK Financial Servise. Certain easels are not Mai by the Fern and not wean the Fern's possession or control. These assets are displayed on yor statement la Sometimal mrposes only. Posher and values presented are provided by the issuing fem. UBS Si-Uncial Services is not respenbk for as irdOMUICin and does not guarantee is accuracy. These assets are not protected by SIC or the Finks applenental Slit coverage. • Revenue shoring and additional compensation. — In addition to camenisuceis on a and 12b1 lees received n arnecton veth One cattail of nyttul find to our dim eve odor our af f ale resetve revenue sharing partied from ddributen andra taken of the mutual finds that we sell. Eva arnahls are based on two Meet carpments 0 the amount of sales by LOS of a peal, mutual fund family to our clients. and (0 the asset stake of a parlicubr mutual fund Imiys shares held A the lint — We and cra elate ato receive nem:eking and iambus processing fees in ccenderaton tot treater agent crevices that we pima to tie mutual flak Thew We generally are paid from d investor assets in the mutual fu-d and are a fwed oer amount based on the ranter of accounts al the Imakeedealer holding mad hands of that fund family CONFIDENTIAL - h xenon to commrssths received in connecteon with tve safe or distrbiAion of an-udy contracts indent mestment trust units to ow clients, we antra or, affiliate receive mans sewing campensakel Iran marry of the Surma companies urdonaing the annuity {overacts. all bates of the insurance <Impanel or sponsors the the ineestinent trusts we *arta.. - Cvvr affiliates also maw trading aernieskns and other comet-oaten from mutat funds and insurance companies whose products we &Rattle - We receive al antral fee from LOS Berl: USA and UBS AG Stanlord Branch of up to 1.25 per motes sweeping to the barks under the UBS Binh Sweep *paws Activity htermutionregerdng «rnmescen and other charges inctrred n correction well the macula, of Bodes. incldng option tramxions hat been included on conlimations crewousE furnished to you. and will be provided toyou promptly on reams. That selling f you are engaged in sheet selling a security, you may liar a charge due to cenah barcerig costs for that pal kular 'aunty. Open at Regarding Opel or I scoPlidcancellee eras that were not mated by the gams date. open buy and sell stop orders are redid by the ant of aided, ee rights on an exavidende er aright date unless Sowed otherwise by your. You re responsible fa orders that re executed die SO your I ;are to cancel dMid9 open ceders. Privacy To <Main a copy of our tuna ChM Macy Wise. Mease comas your Financial Advisor a vie as waive at wwwubtrocentivaeusaley UBS Enwicial Services is master* the RMA, Business Services Acme* BSA and IRMA are brokersge accounts whits provide access to belting services and products though arra-grants win all Waled banks and other that-party bans, and provides access to insurance and annuty products issued by trulloliated thrdpany insurance companies through insurance agency subsidiaries of UBS Fantle] Services ix. IneeltmEnl, nsurance. and arra moducts: Not FDIC rend • No bink guy arta* May lose value RMA. Resource Management Account. Business Sakes Account BSA, AMA and international Resource Management Accord as registered service marls of UBS ramie Services Inc Visa Signets is a registered service mart of visa Imernationat lOS visa Sigruore aede cads and LES yea debt cards are issued by LOS Bank USA with peerrission horn um USA ecorporaled. UBS Financial Services Inc Fey 201511 SDNY_G M_0OO2 5549 EFTA_00136169 EFTA01277402 *UBS U85 Financial Services Inc 299 nark Avenue 25th Floor New York NY 10171.0002 ANP70056947750116 V1 0 Account name: POT & KETTLE, LLC Friendly account name: POW ETTLE LLC Account number. Your linancial Advisor. SCOTT STACK MANILYLE CASRIEL Rhone Questions about your statement? Call your Financial Advisor or the Resourcetine at 800-762-1000. account Visit our websIte: www.ubstomffinancialservices Value of your account Business Services Account January 2016 POT & KETTLE, LLC 1000 VENETIAN WAY APT. 801 MIAMI BEACH FL 33139-1043 on December 31 (S) on January 29 (S) Your assets 4.77 504.77 Your liabilities 0.00 0.00 Value of your account $4.77 Tracking the value of your account $ $504.77 504.8 00 • Dec 2014 4.8 Dr: 2015 Jan 2016 Sources of your account growth during 2016 Value of your account at year end 2015 Net deposits and nithdratals Your vestment return Change in maim value van of your account on Jan 29, 2016 1477 SDNY GM 00025550 1503.00 10.00 tsan NNmber SIPC ANP70003005694775 NP7000187197 C0002 0116 030579743 Y123679550000000 Page 1 of 6 CONFIDENTIAL EFTA_00136170 EFTA01277403 SUBS Business Services Account January 201A Your account balance sheet Summary of your assets value on January 29 a) Percentage of your account A Cash and rrxmey balances 504.77 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $504.77 $504.77 100.00% Account name: Friendly account name: l: Account number: Your current asset allocation A Eye on the markets Index Percentage change January 2016 Year to date S&P 500 -4.96% -4.96% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38% Your Nnuncid Advisor- STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. 1.185 Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% AMP 7C003005694776NP70C0187197 00802 0116030579743 P123679S5003O,1YGM000254Yee 2 of 6 CONFIDENTIAL EFTA_00136171 EFTA01277404 *NIS Business Services Account Account name: POT & KETTLE, LLC Friendly account name: P0TK ETTLE LLC Account number. Your ftsandal Advisor: SCOTT STACKUM/LYLE CASRIEL Change in the value of your account January 20I61S; Year to date (I) UBS Bank USA Business Account APY Interest period Dec 7 - Jan 7 Opening UBS Bank USA Business balance Dec 7 $4.77 Opening account value $4.77 $4.77 Deposits, including investments transferred in 500.00 500.00 Closing UBS Bank USA Business balance Jan 7 $4.77 Number of days in merest period 32 Closing account value Cash activity summary $504.77 $504.77 Average daily balance $4.77 Interest earned $0 .00 Annual percentage yield earned 000% See account *Mkt the month fOr Geta Is Barnes In your Sweep Opt ons are includedIn the COWIN and closingbalances value. CDC Insurance applies only tot:leo:6as at UBS Sank USA, no: todeo:oats at UBS AG, Stanford Brarch or bank deposits placed t firougt the U85 Internahona Depose Account popam. SiPC protection applies to money market sweep fund holdings but rot bark deposit See Important 1Mormaobr• about your ztafeevent on theist two pars d this document for detests. January 20161$) Year to date Di Opening balances $4.77 $4.77 Additions Deposits and other funds credited 500.00 500.00 Total additions $500.00 $500.00 Net cash flow $500.00 $500.00 Closing balances $504.77 $504.77 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about your statementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate investment eligibility consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025552 Ar/P7C003005604 777 NP7003187197 00032 0116 030579743 Y123679550 000000 CONFIDENTIAL Pegs 3 of 6 EFTA 00136172 EFTA01277405 *UBS Your notes 44,,,44.444une,44.4,4,,, , a44,4 .0.44.4 4 of 6 CONFIDENTIAL EFT,00136173 EFTA01277406 taUBS Business Services Account January 2v17, Your assets Account name: Friendly account name: P Account number: Some prices, MOW and current vanes Shawn may Ix Enprotenble. AS a itSull. Om and losses May not be accurately reflected. See ImpOrtant infOintabOn about your Portineria a the end of the cbcurnem for more Inforrnallon. Cash Cash and money balances Cub and money balances may inc We kaiakcash balances, UBS Bank USA deposit account Mane's, UBS AG Starkrd Branch &posit account balances and money market mutual fund sweep balances. U95 Bank USA deposit account balances are Insured by the FDIC rdthn arpliceble limits, but are not protected by SIPC. U435 AG Stamford Branch deposit account Marion an not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SPC but ate not insured by the FDIC. Sri the rmportant information about your statement at the end of this document for details tout those balances. Hefting MS BANK USA BUS ACCT 4.77 504.77 250,000.00 O;enng bake* Closing binge Price per share Average on ran I(S) on fen 29(5) on fan 29($) rate Your Financial Advisor SCOTT STACK MAN LYLE CASRiEL DMdend Interest Dal in paned period Cap annual (I) Your total assets value on Jan 29 (S) Percentages CCM Estimated your &count basis (1) annual Wane (1) Unrealied gin or loSS (S) Cab Cash end money Whim Total $504.77 100.00% $504.77 504.77 100.00% 504.77 Account activity this month For more information about the twinge/1w shown for restricted secenitin, we Important info:maim abort your staMment at the end of thit docirn•M Your Dusky/ Date Actiitty Description ecense code Face value Dec31 Jan 20 Transfer peceivaut (5) Cash annum (S) Can and money Want! (S) Cash and money balance $4.77 R NAL FROM aHISLAINE MAXWELL San 29 Closing cash and money balance 500 CO $04.77 $504.77 SDNY GM 00025554 Assa70003005694779 NP7003197197 co= 01 16 030579743 Y123679%0000000 Page 5 of 6 CONFIDENTIAL EFTA_00136174 EFTA01277407 SUBS Business Services Account 2r. 1-, Account activity this month (contrived) Oate Money balance activities Dec 31 Jan 21 Ian 29 Tne UBS Bank USA Easiness Account Is your primary sweepoption Account name: POT & KETTLE, LLC Friendly account n • P TK Account number: Your linandul Advisor: SCOTT STACK NIANLYLE CASRIEL Actmty Descrollcn Mount (S) Balance forward $4.77 Deposit UBS BANK USA BUSINESS ACCOUNT 500.00 Closing UBS Bank USA Business Account $504.77 ANMOOPOOS694780W000187I97 00002 Ol 16 0.30579743 Y12367955000My_Gt.L000255Bsge 6 of 6 End of statement for account numbetaill. CONFIDENTIAL EFTA_00136175 EFTA01277408 Important information about your statement LE6 Ftuncial Senates et. the F im or UEIS Ataxia! SentHE is a merrter of all orincial washy, ammo* and perms exchages. LBS Frerxial Settices and LEP Bank USA we rdrect tibsidares of LES AG and affiliates of LES SaLritin U.C. The Fints I hamlet statement is available upon reopen. The FirM'S meculie off ices ae a: LBS simnel Sernme 1200 Harbor Boulevard Weeloviken, W 07086 This statement represents the only off nal record of you LBS Financial Pones account. Other mock incept Official CV dxunertc containing cocain-oda; shotid not be relied tyro If youbelieve there is an error or omission, please repon h immediately n witng to the Etanch Manager of the office santio 'out account. ilaceadt al figures town are ',tended to be accurate. statement data snub not be used kr tat purposes Rely wary on Htend tax loom. Form 1099, Sages 10425, etc.) whin preprriwyour tat return. The Tim required by law to repot to he IRS all to able dividend. named* rotatable Mei:lends and taxable interest earned at acuities Hid n you amen, net proceeds on sit transactors, and cog bays Cacertain covered so:trifles. Communications wit the Finn • Please re-confirm eery oral correntrarmarts in wring to fuller protect your repts, irclafng your reps rodeo de SeoLrees Investor Protection Aar (WA). • II the finax ial natation on the top lets of in freed of this deemed is not 1.85 Financed Strokes, LES Thermal Selects canes gas account as cleating broker by arm-gerrent with the nokated insoknon We Horned you of this reletorchb when you opened this aces. In tit case, your San and stashes are located a UBS financial Services and rot tat irotodacteg broker, ardp3u taxi mace a report of ay error or cminion to both firms. All accent statements shall be deemed cceryabte ad accurate t not objected to it tong within 60 days. • Please diect customer complaints or eckeies to he Tim's C tem Relations Dapavnent a 201.352.1699 or toll-free at 803.354-9103, tOO A.M. to 6:00 P.M ET Monday through Friday, a in writtg to U3S Ftertrial Selects Ix., Client Relatims DePalments P.O. Box 7C6 Union City, N107087. • h caw of errors or perstiam about an electronic fu-ch transfer WTbi patient or UBS Votedebit card transactions, call 990-762-1000, teethe to UBS Randal Services Ix., 1000 Hatcr Blvd., 6th floor, Weehawken NI 07086, Attre RIA103SA Senates. Cal cr write as loon a You can. it you tisk your statement or receipt 4 ming or if you need more tdonnaten tat a transfer on the statement or tempt. The firm or Card bear (as ipplrabld must her from you no later than CO days deer tie Fine sent you tie fist statement on which the eta or problem appeared. - r-ny rrtt r nat.. rd rr n t,-N-or t rr,-; — Mute the error or tie tanner you re inure Ebb and explah as clay as you cal shy you belies t is an error or why you need more information — Proedethedolar amotnt d the suspected arch The Firm or. Card Issuer MI twenigate jots ampaire and MI correct any error tromp*. axe take most ton 10 business dew to do Ink we will crock your accede for the award you the* is herrn, so tot you will have tie use of the morey Prig the time it takes us to complete our nesrmation. Eastman all checks payable to the Fern or tie Itencial insteution ideated on tie front of to statement hat:Mint° registry accent fees, actions my be subject to mammae lees, treys for Me par,mmt for statues purchases and chars for unpaid wants ti Cash amuses. Accounts that are varderred to other inStalitiOnS may be subject to a trawler fee UBS Sweep Options UBS offers option Ice stwepteg cash bairns, balances to bank deposits at UBS Bak USA and LBS AG Standen branch (Bank Sweep laiSigramD, money market mutual Ards (Money Fern) arm theHemet cnal Depose Account (0A)fa customers with at Imentional Refitine Matagernerd Account. Through tie Bank Sweep Programs. cash balances are swept to 11135 Bak USA up to an estidsteed knit ad then to UBS AG Stanford Brach a a Money Fund. Deposits at U85 Bank USA are FDIC sued in aCcoolana with FDIC rules. For ere Hormaticn pease kit virmfdic got. Deposit at LES AG Stanford Bra-ch aid shares of Morey Funds are rot insisted by the FDIC. Through the Ok arailiele to tat baron are weep to depose accounts at UBS AG New Vol. Eanchard U8S AGC wan Brach these deposits are not hand by the FOC. Balances held at de LES AG fawner, &arch are temp:ready noosed to the sovereign Sc of the Carmen blands, and them is no gaols, a otter obligation of LES AG to repay the balances while on the LES Capstan's Brach's books. Deposits at US D,* USA and each UBS AG Branch are not protected by SIPC, Money Fund shays are protected by SIPC See *U35 Ftunoial Services Accost kotecticri- bebt upon par moan, balances in to Bad Sweep Propans a OA may bee withdrawn and share. of a Money Fund ma be liquidated, ad the proceeds retuned to you a your sautes accent. hater Hoimatian about available tamp *pions, irickedng oarent newt rates and yields, s available at wwwitbscordsweepiansh from your Fronoial Advisor or by eating 800-762-1000. UPS II9nancial Service' sewn protection The Fnn s a mamba of to Warns Investor Protection Cdporann 61PC), which protects acuities accents of is members up to S500,0:0 (ncladng 5299,000 for claim for cash). The SIPC asset protection knits daily to all attar that you had in a panicula- capacity. The Fim, togeder with certain affiliates, has also perchmed obpbrneintal protection. The madmen anount made to al *Gable Monts, cotalkery krder this prdecion is 1500 millon as of Deceniper 10, 2013. Steed to the policy corditons ad Imitations, cash a the Firm isformer protected for kp to tl 9 million el the agg'egae For all tour amounts held it a particular capacity. A f ul copy of the poky tracing is available upon request. The SIPC protection and the supplemmli protection both do not aoPly • Certain financial assets controlled by (and irmixted n your account value) bat held away f corn WSFinned Services (e.g., certain0 cash at LBS Bark. (ii call at LES AG Stamfordbunt, (id home pnexti, including variable annuities. and PO tarts of mutts' funds where such shares are registered dredry n the nane of the account holier on tie becks ad records of de applicable 'Sara or Prefer agent). • Certain nommen contacts or hannent interests (eg., limited pertnertix and private placements) tat are rot registered 'rider the Securities AO of I933; rd • Commodities contacts (e.g, foreign Pelage and prec rata metal ccestratn, includtg futures contacts ad commodity option contracts. The SIPC potato) and tie supplemental polecton do not apply t0 these asset men if they otherwise appear on your Materna*. The SEC protection ad the HPPlareental protection do not protect agent changes in the maker vats of yam investments (whether as a result of market moternent, Issuer baltruptcy or otherwid More id ortrotion is wattle tpcn repast You may detail more information about SIC, tcladiro the 51K Brochure, by contacting 51K at 202.371.8300« by eanng the SirC website armtw.sibting Dividend Renvostentnt Program (DRIP) The nee reflected 6 an near price You may obtan the actual price from you Fnancial Advisor. Or whole tares re putchawd raider DRIP; partial stores will to wild rd the cat caul be deposited h your accept The 6videni reiwestment price supplied by tester may Offer from the market pice at which to partial shares are sold Caletrolieu City whole urns may be had n yokr accent. If you are egad to a partial unit as a result of a cbeiderd payment • otennise, the Firm all other sell panel units at mulet rake or accept an anount determined by a rt.:Wired cloarg agency. armcredit ear mart Investment objectives The mermen Oddness aid risk profile ay speck to each account and may Hybemoan Please idea the Firm porno& ,n skew of any significant change in your Mend& sivatit or ntestmert objectives. For each CONFIDENTIAL account kenl, you choose ore of the following bowmen oblates: • Prochge Current/mom.. I mob im as sedng the generation d income chry. • Achim Opt*, Approciatan: Investments seeking growth d prncpal rather than the generation of • Produce Combination dame* and Capital of seektg both the gereratcn of income and 'myth ol Overall risk penis • Conservative: Seeks to matitain nhia prix.ped, with law risk ad voMility to the amount overall even that means the escort does not generate signd cant rime or returns and may rot keep pace with itation. • Modesto. Wittig to accept some risk to veleta and tolerate some voLetty to web her returns. • Appressne: Wiling to accept hit Ink to precipal and high volatility to seek highreturns oar tine. Statement lauseholdhe We may consolidate al related account statements with the sane address n the same envebpe. Account may be related Ice this purpose Hunt they have owners dm also maintain pea amen relationships with other climes at the sane address. This preen* 6 known as •Ineseboldrg R you prefer to rearm tditeclual Statements mated in separate envelopes— you may decline hauseholding by clang yOUr F handed Aokitor. Friendly accormt name The Fiend& accent name reflects se amnion teat you entered cn the Firm's °nine senates wane.. It a a attornitable *niclrurese • chasm by you to ania 1,0J with your recordkeepirm It KM no legal effect an your account. You can change war Riendryaccotnt names. thwart Pere Services a by contactrg you Financial Advisor. ACCIant overview • Woe *Imo.' an-cemapornta, Net of assets and • Assets Inolas salable cat balances, Nabs fa restricted storey ling and Global tine Deposits, u-realied maths to make, and cedar. assets not held by tie Fim. Does rot include unyoked stashing assets at the end of the prior and ourent statement periods, or pore* earesinwns, invested stock option and estimable stock options • Liaaktos Include, debt baltron, cabal-ding Mar Ion, credit I'M OW accost barmen. • CashAeoney balances. Total of inimested available cash balences. plus UBS Bark USA deposit arses, AG Stanford Trench deposit balances and money maket mewl sweep belancee at the claw of the staternert period. No bet credit balances in your accost are rot segregated from other balances ad he Fie may use any of these furds in the ordinay cote Of its ttainess. These funds ane payable upon your domed. This total is included in tie cumnt period closing value. SDNY_GM_00025556 EFTA_00136176 EFTA01277409 important information about your statement (contorted) tinued) Lending information Fce Maned informal:xi on the Fin's lending practices and «ramises. refer to yaw Cent Relate:ship Agreement or A«cme Aweenieni and the General Terns rd Coedit ons UBS Stalemen of Creed Iran kes mailable in Agnomens an< 1 Dim bones al want atm r miter r v irtirekse ems Yew ants You statement Reties securities and other assets held in the smolt at the end oil the statement pried. You may ask for deanery of luny paid securties at art! tine. You mayrecent securities used as loan collateral after paying any balance die on them. Arty statutes In of.IUJ to the lien citing the statenvnt pored are Feudal rocket vale as of the end of the staemere Pena& • Cost bad% h determining the cost basis of the smiles included in this statement where indcated wth the nimble 'I,' lEtS fnacial Services An relied al Sarmatian cbuined from sources other than UBS f /uncial Services. including nip:motion Iran another tint et that you may haveprovidedto you Fnancial Advisor. The Nom does not indepenitabi wily a grantee the accur. a wide): of a' Resonation provided by lanes Ow than LES Fivixial Seethes almigh LOS Financial knees generally plates this isthmus:mat it is received., the Fin: ekes not amide at assume.. that the infonnaihn under "Cost basis` and linealced gara loss' is actuate as of the date of this statement. As such please do not rely on this Somalian to make prchese a sale decision, for ue mimosas« othenrise. Accounts Oast toed to the firm may reflect gad loss eicernahra only for the period ct tine they are held a the Firm Mae historical ettermalen can be added by your Annie' Advent. • Unrealised gaiis/tmeos When data is available. emanated uveafaed gaing bases are calculated for eh/std.:al seosey lots. The transaction data for rekintot lots mayor may not /Men carmen:an cemegn XXIV :acuity reorganitatim evens. Dirraind and other reiweament lots and systematic archese kits are each cartned to display one averaged lot. The Trade dale' solemn presents the aged trarnacton trade date. • Callable I:maiden Bends and preload stock that the issuer cats fa eat regime:non sea be selected ethanol& by lot Iran among all Noses of that issue held in out fume or in nominee mane lee cur clients Call brave infamakin it obtained from third parties and n accuracy is not guaranteed. Cher call teams may est whch could affect yiekt carolete eternal«) will be pr &tided then request • Certificates of deposit (ma). COt are 10K nutted up to $250.000 n ancPal and accrued interest per depositor ad per depository'VitenCre inaccordance wth FOIL rules. • lariadvalue Snort Maned for moriten and came predicts may be higher or lower than the price that pu wouldamok, recent n the ntarket Feces ah obtained fran various tied patty maces Mich me bekve to be reliable, but ate do not guarantee thee accuracy. — We ten« At vie the dosing price when wad* or the men of the bid ad at prices fee lined securities ad %Marts or oney bid prices la OTC SeCtaite. — Less active & traded murk in maybe priced using a valuation model or the most recent pie we ebta•-•id and may not reflect an actual market peke a wale. - Certain petitions may appear wake.% a price and will show as 'price was not avelable• ft we re unable so cbtain a price I or a storey - Deposits or societies desxminated in currencies other than U.S. daLrs are reflected at the &change rate as of the statement date. - For teen searities tracing it nonconformim denarninatern ;et art SluartitY (lace salts) may have been adiated to faciliale proper vabstian. To obtan current isolations, Moen amiable, coma matr FnancialAdisa. • Private Maleness and structured products. Mate inestnwa morale*(ec Wing drect partichatian program and real estate iniestmern trust securities) and strucued peodicts are generally hr:fily Said Cron structured predicts have not been «grand with the Securities and Exchar.r Commissim a seder any state securities laws We provide estimated vain for private investment secuities and stamen:I products to informatanal Folsom my. Accuracy is not guaranteed — These +akin maydiffer substantiaay from prices, if any, at *hitt a private Megrim:I secuity ix %strayed product may be bastil or sold ad do not necessarily represent the yak* you may receive upon Ikuktition. - lhid partyname's of value aro as of a torten date and are applied to UBS Financial SMACK on a regale bass by an independent valuation lint. btu, general Partner a sponsor estimated values. if are aro :unshed to the Fen by the our, gneral parries* or spans« and may be calculated based an dfferert at: maim fran that used by third patios to dente thes Mead values. - You an ottin additianal Sormaten regarding the methodology used to deteemine the estimate of value end re date of the Somalian that is the bassi« the minute by contacting your Financial Advise - Thid tarty *stewed vibes may be reflected as 'Not priced' in several that:ens: ashen an independent valuation Inn has not suppled cc s unable to assign a vabe, when we become aware that a material event has occurred that may call a peeviusly waned rake ineci question, or Men a yak* would be high& speculate* der to the mere c4 the Notify. - When other an mute, general partner a sponsor estimated value nee a thrd-party estimated value is laroveled the value of the seconty will be different from its owthase price — 'Dstrtixions to date' may nckde retumol capital Some a' both. — 'pgnalv.t six.' represents the Mot off errh price per me and may rot reflect your cost bass • Restricted amities Restristed Starint, recall( ere not ores& Nigible for public sale. CBS Financial SHVICCS uses the mrket price of the unrestricted stock of If,. same issuer as an routed value for the restricted clock For purposes of the statement ony. To the esters that rooted securities' are NOM to a the wake received may be stbstantielk less than the imps ed value sham • a (ostirneted) income, cumine yields and sew. An emirate t% anal income it based on currant dnidind and interest rates, moving the securities will be held fee one yea keen statement date a troll maturity. Its estimate is any a guideline, accuracy ad centinuml inccene a. not gurranteect — Este: wed arnuel income and caret yield for certain byes of motile; could nctde a ratan of watch% or captalgans n vanish case the est. ammo (end cummt weld) would be overstated. — Eginated arrnul Scene and cum% yield and the actual iectre and yield might be lower or higher then the estmred amounts. — An emanate of amialited income (divelend alder intent) deded by the curet rturtort vehelavrimp• balance is based on the host dividend or Mere% Parrett made by the issuer and assures the sear beedepouts will be hell for one yea from the statement date a until matunty. Accuracy and continued WAS are not guaranteed • Assets not held by UK financial Services. Certain assets are not held by the Pim and not we the Fern's possessira or control. These assets are deployed on mar statement for Sometiml poposes only. Positions and vans presented are provided by the swig fns. FRS Fiancal Serves is not resposble for to inf ornuton and does not guarantee its accuracy. These assets re nal protected by Sitar. Finis nahlernental Slit coverage. • Revenue clearing and additional compensation. — In ad6ticn to CCOVVIiSSCaS on as and 12b1 fees received n ecenetton with the chWitistien of trutuil find to our CIICI3 we ada err afore receive some sharing Pefineres from d.tributen arida advisors of the mutual funds that we sell. These amounts are based on two dIfeent corepcnents 0 the amount of sales by CBS of a penult. MIAS find fen& to out clients. and 40 the asset value of a particular mutual find lamiys shares hetd a the lien — We and cis all hate ate atone nem:tieing and combs processing lees in cankleraten ter transfer agent crevices that we provide tots mutual turd: These fees generally are pad from investor assets in the mutual fund and are a fired doter mount based on the molter of accounts at the brokendealer holden; trawl finds ol that lund finely CONFIDENTIAL - h ackltion to commesMs received in comedian wth the sale or astrbinion of anhay contracts and urn investment trust units loots clients, we anace or, affiliate receive rewnut theng compernation from merry of the Murano companies urderwreith the ern* contracts. all bates of she insurance «thanes or sponsors of the ins immanent etmts we casaba — cur aft aisles alsoreceive trading cormissions and other commuter:from renal Ards and insurance companies Mote Prod acts we &Rau* — We receive an anvil fee kom LOS Bat USA and CS AG Suerdold Branch or up to $25 per acorn sweeping b the banks uncle. the UBS Bank Sweep Swans Adivity Sornotionregerdng «0111VISCelf and otter charges Stoned n comedian wth the execution of trades. incldng Men tramxions has been ineluded on «intimations venous& furnished to you. and will be provided to you prosody on reepest. SAM selling f you at engaged in that selling a security, eau may incur a charge it. to cenin baroreg cos% for that pal kW./ security. Open orders Regarding open CR '9:odaileancelled* ceder: that were not executedbythe %semen date. open kWand sell slop orders are reduced by the aware of disalenzb et filets on an exavidends cm thrights dr. unless Strutted otherwise by yo.i. You we moon:able fa orders that are executed due to you lailure to cancel s aga ? chin Orders. Privacy To obtain a copy el as omen Clime Privacy Wake. please contact your Financial Advisor a Sit or websert at 3yeew obi tortithri v arenoliev UBS enancial Slakes is nal a bat The RMA, Business Services Account BSA and IRMA are brokerage accounts which provide access to barking services and products though arrangements vain ael hated barks and other thed-party banks, and provides access to entrance and annuty prodacts issued by unathliated thedpany nuance companies through Surma agency subsidiaries ol UBS Financial Services Inc. truelavanh nsurarxe. arhd annuny products: Not FDIC rend • No laink guts rte.* May lose vets RMA. Resource Management Accord. Business Services Account 85k BMA and international Resource Management Accord are registered service marls of UPS Financial Sane/4PC Visa Signature is a room-Need service mrk of Visa Imerrotionel lOS Visa Sgriahre cm& cads and U35 Vila debt cards at axed by FRS Bank USA with omission from vna USA sorporred, UBS financial Services Inc Rev 201511 SDNY_GM_00025557 EF'FA_00136177 EFTA01277410 SUBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 MR70057537830216 vt 0 Account name: POT & KETTLE, LLC Friendly account name: POIKETTLE LLC Account number: Your Financial Advisor: SCOTT STACK MAN/LYLE CASMEL Phone Business Services Account February 2016 POT & KETTLE, LLC 1000 VENETIAN WAY APT. 801 MIAMI BEACH FL 33139-1043 Questions about your statement? Value of your account Call yOa Finan:ial Advisor or the ResourceLine at 800-762-1000. on January 29 (S) on February 29 en accoun Your assets 504.77 479.77 VlsItour websIte: Your liabilities 0.00 0.00 www.ubscorrtlfinancialservices Value of your account $504.77 3479.77 Tracking the value of your account 504.8 479.8 00 4.8 0 Dec 2014 Dec 2015 ran 2016 Feb 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 Net deposits and withdrawals Your nvestmen t rearm Change in market value Vitro of your account on Feb 29, 2016 14.77 SDNY GM 00025558 $475.00 40.00 $479.77 Member SIPC n070304005753783 NMI:0207390 0000? 0016 030579743 Y123679550000000 Page 1 of 6 CONFIDENTIAL EFTA_00136178 EFTA01277411 UBS Business Services Account February 2016 Your account balance sheet Summary of your assets Value on February 29 (1) Account name: P - Friendly account name. ' • Account number: Percentage of your account A Cash and money balances 479.77 10000% Your current asset allocation B Cash alternatives 0.00 000% Total assets $479.77 100.00% Value of your account $479.77 A Eye on the markets Index Your K gondol Advisor 7' STACKMa/LYLE CASRIEL • Cash and money balances may include available cash balances. 1)95 Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% Percentage change February 2016 Year to date -0.13% -5.09% -0.03% -567% -1.80% 489% 0.71% 2.10% AMP 7C004005753784 NP700O202390 00032 0216 030579743 Y123679550 Ceift&YGM000255,fie 2 of 6 CONFIDENTIAL EFTA_00136179 EFTA01277412 *MIS Business Services Account Account name: POT & KETTLE, /LC friendly account narne:P0TKETTLE LLC Account number. Your fiends] Advisor SCOTT STACKMAP/LYLE CASRIEL Change in the value of your account February 2016 (1.1 Year to date (S) UBS Bank USA Business Account APY Interest period fan 8 - Feb 4 Opening account value $504.77 $4.77 Opening UBS Bank USA Business balance Jan 8 54.77 Deposits, including investments Closing UBS Bank USA Business balance Feb 4 5504.77 transferred in 0.00 500.00 Number of days in interest period 28 Withdrawals and fees, including investments transferred Average daily balance $272.63 out -25.00 -25.O0 Interest earned 50 .00 Closing account value $479.77 $479.77 Annual Dercentace yield earned 000% Cash activity summary See Account setefity this month for dethIS Balances in your %veep Opli ern are inductedin the cPerrrg and Ibsing balahrtS vire. FDIC insurance axlits only to deposits at UBS Bank USA, net to Oecosrts at V85 AG, Pamtorcl &arch or bank depetelt UnfitWu/I the UBS intepiampfta (*pop; Account piccram SIPC potection applies 10 Money market Sweep land h(tclingt but net bank (*petits. See Imponam intormacim about your Statement on the ma two pages d this document for Petals. February 2016(1) Year to data ($) Opening balances Additions Deposits and other funds credited $504.77 0.00 $4.77 500.00 Total additions $0.00 $500.00 Subtractions Checks and bill payments -25.00 -25.00 Total subtractions -$25.00 -$25.00 Net cash flow -$25.00 $475.00 Closing balances $479.77 $479.77 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eliglbeity consideration • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025560 AtiP7C00100575.378SNP7003702390 00007 02 6 030579743 Y123679550000000 Page 3 of 6 CONFIDENTIAL EFTA_00 I 361 80 EFTA01277413 *UBS Your notes ..........................,.,,.........,,,,,m • a s CONFIDENTIAL EFT,00135181 EFTA01277414 UBS Business Services Account February :0 Your assets Account name: Friendly account name: '" Account number. Some PriCes, income and Current edit, shown May to approximate. AS a rest*. cairn didlOSSes may nol be accurately refkaed. set a mporunt insomsabon about your statement a the end of the dxumeM fOr more information. Cash Cash and money balances Casts and money balances may include avalade cash balances, UBS Barth USA depost account balances, UBS AG Stardord Branch ',pow account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC v 4Ihn applicable limits, but are not protected by 9PC tiCS AG Stanford Branchdeposit account barantes are not ensured by FDIC and are not protected by SIPC Money market sweep balances are protected by SSC but are not insured by the FDIC. See the Important information about your statement a the end of this document for details about those balances. Hddng Cash Goering Nance Cloung Wawa. Price per share Average on Feb l(1) on Feb 29 (5) on Feb 29(1) rate Dividend Interest period Your Financial Adelson SCCIIII STACK MANI LY LE CASRIEL Oafs in period Cep snOunl CS) 0 00 -25.00 tiEr5 BANK USA BIG ACCT 504.77 504.77 250.000 00 Total Your total assets $504.77 5479.77 Value on Feb 29(5) Percentage el your account Cost Bbmated Unredited basis (5) annual income (S) On or loss (S) Cash Total $479.77 100.0016 $479.77 Cash and money balances 479.77 100.00% 479.77 Account activity this month For more information about the pricevalue shown for restricted securities, see Important information about you( statement a the end Of the document. Your Ouantityr Date Activity Description expense cede Face eta Jan 29 Feb 29 Withdrawal AC H WITHDRAWAL WS DTF PIT PriceiVaue (1) Cash amount (S) Can and money balance Cash and money balance $504.77 -25 CO 479.77 ►eb 29 dosing cash and money balance $479.77 SDNY GM 00025562 AHP7C004005753787NP7003202390 00002 0216 030579743 Y12367955000000) ►agar S of 6 CONFIDENTIAL EFTA_00136182 EFTA01277415 *UBS Yournotes ---= CONFIDENTIAL 03617111.I_CA_ EFT,00136183 EFTA01277416 Important information about your statement LE6 Fauncial Services vex. the F im or UBS Anemia Se ke% is a merrter of all orincal sxsily, ammo* and aeons erthages. 1.036 FrarcialSenrices and LES Bank USA a rdrect maids on of LDS AG and affiliates of LBS Secuitin U.C. The Fim's I andel statement is available upon recast. The recite off it., a a: UBS Financial Somas n. 1200 Harbor litulward Weehawken. 11.1 07086 This statement represents the any off dial record of you LBS Financial Swam account. Other rata east Official far dxunentc cordoning taffeta-oda; 'build rot be relied Ian If Kubelieve there is an emx or emission, pease capon h immediately n sritng to the Branch Manager of the off ice sovng you account. Athaets al Figures ;boon are intended to be accurate. statement data shaded not be used for tat purposes Rely wary on semend lax Form 1099, SIFF. 10425, eitc.)whinpreprirgyour to return. The Fini required by law to report to ihe IRS all ta.abk divident. mooed* rcentaxable aridends and taxable imenen end m atunties held n you roma, net parch u sae transattems. and cog bars ion (Main covered somrities. Communications with the Finn • Please re-confirm ay oral cormitartabons in *Meg to further protect your riges„ naming you r4't ender the Stunts Inv ser Protection Ace ('IA) • tithefine-cid institution an the tcp left of the pant of this statement is not U3S Financed Divas, LGS Financial Services cartes sox account as clearng brcker by ama-gerrent wall the notated insituton We Wormed you of this relatorchP ashenyou opened this accent. In thic case, your Sards and searkies are keeled a U85 financial Services and rot the retd.cing broker. ardp3u frost mice a report of arty eta or mission to both firms. All accant statements shall be deemed ccortibte and accurate t not cbjected to in *UN within 60 days. • Please diem customer complaints or inciaties to he Fim'sClem Itelatians Deparnent a 201.352.1699 or toll-free at 803.354-9103, 800 A.M. to 6:00 P.M ET Monday through Friday, or in wring to U35 Financial %Nees ht., Client Relatb5 DePatmentr P.O. Box 7C6 Union City. N107087. • h use of errors or crash:re about an electronic fu-ca transfer WD, bi payment a UBS Voedebit card transactions, call 930-762-1000, cc wife to UBS Fruncial Semites Ix., 1000 Bator Start.. 6th floor, Vileehankera NI 07086, ALM RIA4854 Soares. Cal a unto as loon a you sal if you chili yam statement or receipt 4 neap aif you need more reamatim tat a Wander en the statement or recept. The firm of Card burr las applabld must her from you no later than CO days Meer tie Fin+ sent you tie fin statement on nhati the era or pram, neared. - Proode you- none and atone number Of aye — Desute the erra or tie render you are UtUre- ft0.11, and explah as cleat& as you cal shy you belie t is an error a why you need more information — Pronde the dollar amount ol the suspected emu. The Firm a Cad Issuer MI inmaigate your compaire and MI correct any error promote/. I we take rune fan IC) tusiness den to do thit we all meat your accord for the aunt you tha a hear, so that you will have the use of the money dreg the time it takes us to complete Our imestgation. MONO make all Mocks payable to the Dm or re hancial insteution rdcated on re front of this statement hadditionto reguta- accost fees, accounts may be abject to maitenate lees, charges for late primmt for statues purchases and chirps kr unpaid arronts is cash attours. Accounts that at turd erred to other insttutions may be subject to a transfer fee. UBS Swap Options URS offers optia Ice sweeping cash balances, balances to bale deposits at UBS Bak USA and LBS AG Stanford branch (Bank Sweep Programs), money market mutual fads (Morey Ftn%) ad the remit Kral Depose Arum (0A)fa customers with an Imernatimal ItfOJX• Management Account. Through the Bank Sweep Programs, cash balances are swept to 1185 Bak USA up to an est/tilted line ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC Mused in accordance with FDIC AS., For more irtarnation pea kit wemidic got. Deposes at L(35 AG DamfadElrant and shores of Morey Funds are rot nosed by the FDIC. Through the Ok arailiale touch balsas are 'wept to depose accounts at UBS AG New York Synch ard LBS AGC *run Brach These deposits are not axed by the FOC. Balances held at the LBS AG Cayman Branch are tenporanly noosed to the sovereign Sc of the Carmen blends, and tone is no suarartme a other andeation of LES AG to repay the balances while on the LIES Cayman's Brat's books. Deports at Uinta USA and each UBS AG Branch are not protected by SIPC. Money Fend shares are protected by SIPC See 'LBS Financial Services Account Dotecticri- bear Upon aces reµrst, balances in to Bank Sweep Prop-ans.:era may be withdrawn and sharer of a Money Fund may be liquidated, ad the proceeds rained to you a you seamen accent. Fester irtomution about available ramp *pions, abasing torrent rarest rates and yields, a available at enewebt amrsweepyietts from your Financial Advisor or by baling 800-762-1000. UPS amnia Service' Account protection 71-e Finn e a member of re Secretes Investor Protection Caporal:an (51PC), what protects securities accent of its darters up to S500000 (ncludng 42t0,000 for claim for cad* The SIPC asset protection limits apply to all attains that you hold in a pamcula- cgocity. The Fart together with certain affiliates, has also purchased s_ppbrriental protection. The mermen mount mat to al •Igisie clams, colircliary ardor this protecicn is 1500 melon as of December 10, 2013. Saber to the poky corditons ad lineations, tat a the firm isheeler protected fa W to 1.1 9 million ri the agg'egae soar alma amounts heed in a partkular capacity. A he apy of tie poky wading is available Loon request. The SIPC probe' en and the supplemerld protection both do not apply to* • Certan financial assets controlled by (and itlad n your account value) bat held away Morn U85 Financial Services (e.g., cenain (i) cash at UBS Bart, (ii cab at LOS AG Summed Ountri, (id i-turarce pada including variable annuities. and 6 te shares of mutual funds where such shares are registered dreary n the nane of the account holier on the books ad meads of to applicable ear a tanner agent). • Crean nommen convects or hamment interests (e g., limited pMnertios and private placements) tat are rot registered under the Securities Ad of I933; ad • Cormnoditses contacts (e.g , foreign exchange and yr ire metal catratrt including futon, contacts and commodity option contracts, The SIPC protean) and to supplemental valerian do not apply to their abet even if they ohne* appear on you alaternenh. The SEC postection ad the Fakerreentalproterion do not protect against changes in the mato vale of ryas investments (whether as a result of market moaernent, issuer berkruptcy otherwed More a/formation is amid* tan rerost Yea may obtain more information about SIC, altar* the 51K &ochre, by contacting 51K a 202-371-8300a by ',nanothe SIrC subset aransw.apcAap Dividend Reiwertment Program COMP) The prte reflected 6 an enrage eke You may obtan the actual price Irtm sox Financial Advisor. OrIy nab ewes re purchased seder DRIP; partial shares wil be sold ad the each wr be deposited n your accord The dviderd reinvestment pricesuppled byte issuer may offer from the market price at welch the partial shares at sold Caderelieu City whole units may be heed in you' fl an'. t you are mired to a partial Lail as a result of a itiderd pkrnenl otherwise, the Firm all other sell penal units at menet ake a rapt an amount determined by a regracced clong army. and credit star accent Investment objectives The rummer* amuses and nsk profile are speck to each Moen and may way amnion Please sale the Firm promptly in ran; of any signilkare change in nos Maxi& %earn or rhestrnert objectives. For each CONFIDENTIAL account hal, you choose OOP Ce the following brume °bathes' • Produe Current/mom.. 1 manic. as sertng the generation of income crib-. • Mist* Opt*, Approciatan: Investments seeking yowl of prncpal rather than the proration of note e. • Produce Connindon %income and Capra Appreciation- hiesiments swing both the generarn al ncome and overthol pritptl. Ovfrell till profiles • Conserve:Art Seeks to maintain refill prineprt with low risk and volatility to the attain overal, even if rat means the accost does not generate sigh cant name a returns and may rot keep pace with inflation. • Madera Derry to accept sane risk to pinata and tokraie some artiertaity to seek holler returns. • Apt/mint: Wiling to accept hit risk to papal and hip volatility to seek high returns over tiny Statement touseholdthe We may consolidate al related account statements with to sine address n the same envelope. Accost may be related la this purpose braise they have owners who also maintain Pm arm relationships with ocher client at the sane address. This practke 6 known as •harel-oling't you prefer to receive rdhedual statements mated in separate envelopes- you may decline hausaholding by callng yOur Financial Advisor. Friendly accourt name The Friend& raise name reflects information tut you entered cn the fern's °nine senates websee. It a a/nameable *nielrarne • chasm by you to amid yea inch your recordkeeping It KM no legal effect an your account. You tan chance ken* accotnt rams, thwugh Ordre Services a by contactrg your Financial Advisor. AO:Mit overview • VA,* of poOf aCCOUntliOrt6b, Net of assets and liabilities. • Aatt Inclas amid* cats balances, vales la restricted storey len), and Global tine Def:03itS, u-reared marts to market, and certain arts not held by tie Firn. Does rot include unwired warnee assets at the end ot the peaand anent statement petiods. or prime earestnwns.. parted stock options and areal% stock options • Liambess Includes debt balamin, canal-ding mayn Ions, Credit Ere, 001 accent babrices. • CashAtoney balances. Total ot uninvested available cash balances, plus UBS Bart USA deposit bairces,UBS AG Standord Branch depose balances and on market Mahal hand sweep balances, at the clxe of the statement period. Nooccarnodry Vet credit balances in your accost are rot segregated from other balances and the Fern may use any of these funds in the ordinary course Of its laziness. These funds me payable upon your domed. This total is included in te cement period closing value, SDNY_GM_00025564 EFTA 0[)136184 EFTA01277417 Important information about your statement ;continued) lending information Fu detailed information on the Frm's lendthg practices and disclonres. Mx to you Clem Relatexnhip Agreenwni or Accent Agreement and the General Terms ad Conditions LOS Slawnent of Credit Franke, imitable in ignuments anchEeziosures at wino air romirpwrairdo are,. Your state You %easement MMus securities ad other assns tell n the account at the End 01 the CtMernent Arid. You may ask for delivery of lofty paid secsseies at aes tire. You may recent seonties teed as loan coatert tar paying any balance due on them. Any securities IranOmred to their,' dring the statement period are listed at market value as of the end of the statement period • Cost basis. In deterithing the cost basis of the secianes irxidded n this statement where indicted wit the limber 'I,' Lr3S Financial Sakes ha relied on information obtained born sources other than UM Petunia' Stances, (-eluding inf carnation Iran anothee tem or that you may have peovided to you Financial Admen. the Finn don noi enclepordently wady or wattle* It. *pun or Mirky of ary damson provided by sans other than WSFinancial Section. In addition athougn LOS Financial Seewes general& Leadates this rdermation as it it rectiad the Inn does not purge any assvancts the the inanition unier 'Cost basis' and *Urrealced gat-Moss' is accurate as of the date of Ibis statement. As such please do not rely en this Narration to make mayhem or tale decisions. for ia pupates or otherwise. Accounts transferred to the Firm Tay ref ea gine loss Hamm ixt only for the period of tine they are held a the km More historical Somata, can be ailed by you Financial Advisor. • Unrealised gainfiones When data it available. esti-axed urrealind gain) asses are °Frothed for raviddl searty lots. The transaction data for rxkvithal lots may or may not reflect curinissiont chinas ander security 'engem:atm events. Dividend and other reinvestment lots and systematic purchase lots are each cceconed to display one averaged lot. The • Trade date colonpresents the urinal transaction trade date • Callable seam-hien Booth ad preferred stock that the issuer cats for ear redemption will be sekined cranially by lot Iran Nona all stones of that nsue held n our Mint or are for Cu' clients Call 1031w "nlomNalizn is obtained frorn third pales ads accuracy is not guaranteed. Other call features may mist shch could if ect yield compete nformaion will be provided upon request • Certificates of deposit (CDs). CD. re FDIC inured La to $250,000 're pricaal and accrued intent per deposeor ad per depository inCILico. ei accordant with FDIC inks • arks/value Feces displayed for secretes and other PrOixts may be higher or lower than the price that you would acidly reeke n the market Fines a-a obtaned from venous Med pry sources reach we tithe, to be reliable, but we do not giaantee their xwacy. We 9theraTY use the dosing price when avalabb or the mean of She bd a-4 ask prices for listed acuities and colons a ority bid prices for OK SeCtail.16. - Less awe& traded want in may be priced using vatation model or the most recent price we obtained and may not reflect an actual mate) price or value - Certain coUt ens may appear without a pore and wash** as • pike was not avalable il we ate unebb to obtain a price for a socially - Deposits or sentries denominated in ourencies other than US. dollars at reflected a the edhan;* rate as of the staiemem date. - for sedan sewritees *acing n nonce/Marring denernination, price and quavery (faze value) may hive ban admted to facilitate war wadi/ion To obtain current quotations, when available, contact your F nano.' Achiscs. • Private ironed:Interns and structured products. Private investment secissies (or Wing drect pancpation program and real estate imestmera trust acuities) ad structured prodats are generally 149 /lurid Certain Utilised products haw not teen regotord with the Securities and Excha-qe Commission cr under any state SeCurrheS laws We pronde estimated yam fa larvae investment securities and 1010414 products for niernatonal purposes only Accuracy is not guaranteed - These yam mar differ sulmantiaRy iron, peep if a-y, at *hitt a precre inertment sentity or Moused pocked ma be boxp or solely nd do noon eeesurify represent the vaka you may receive upon I lation - Thid pa-ty estinan of value re as of a cenan dale and art aaphed UBS Fnancial Services en a realm basis by an independent valtion Iron. - Issue general panne. or spthsor estimated valuta if any. are waled to the him by the rum {reveal partner or sponsor and may be calculated based en df feet reformation bas used by thirdparties to dew. they estimated values. - You <al obtain adds:oral thfcenten regarditg the methodology used to deem** t at t tenase of bass vle and the date of the ea:mat:on hat is the for the estinale by contacting your Financial - Thid poly 'stinse yam our be reflected m 'Not priced in overeat estaticris sham an independent vitiation Iwo has not SuPPI*dior inane b a vat*. wean we become awn ehal a material eyrie has occurred that may call a pre value ceo careSten Or when a yak/ would be highly speculative ate to the nave it the unity - %hen neither an mum gruel paloa a sponsor estimated vats rate third-party estimated walla is pow i ts the value of the tensity winbedifferent from its machete Oat — 'Nettie:ins to date • may netade returned capital, income or both. — 'est:Insigne see' represents the neap <Nero; price per tint and may not reflect your cost basis • Reobicted marines Restricted senrilits anralb are n010.01.11kr ehgble for public Salt LOS Financial ServiCtS uses the ma tel lace of the unrestricted stock of the Settle issuer as an nosed value (or the restricted stock for puree, of fhie attemerie 014 To the Mint that reamed securities are triable for sale, the value received may be stbstantialb less than the irrputed value shown • Est. (entineted) Emenne ante yields and teem An Painte of arrual income is bated on currant &idea ad interest rates, msuning the secures will be held for one yea- from statement date or taxi maturity ins aliment is any aqudelne. accuracy and conthurd mount are not 9u:ranked — Ecinated anal acme and current yield for cedar types of sec cites could nude a faun of Proneleal or capstans n %kWh case the est income firdcunent yek0 would be overstated. — (ablated atrial inane and current yald and the actual income and yield might be lower a higher than the estmted amounts • An neonate of arm-algid income (dirdend anckr num) divided by the current mactot valancamage balance is based on the last dividend wIrien payment made by the issuer and assumes the sectritesIdeposss will be held Ice one year torn the statement date or until matmly. Accuracy and continued yield se not awarteed. • Assets not hick by UOS Financial Service. Certain assets re not held by the Finn and not vichn the ferns possession or control these assets are displayed on you statement la informational purposes only. Positions and values presented are provided by the issung Ism LOS Financial Services e not respatsble for IM is/one/son and does not guarantee as accuracy these assets are not protected by arc or the rim's suppkinental SIK coverage. • Revenue sharing and additional compensation. — In adedicn to commssons on sins and 12b.1 fees received rn ccennecton with the distribution of ritual luxe to on <tents we tofu out aflame receive revenue sharing payentreS *Car drdrieutors ardor advisors of Me mutual funds that we These amain are based on two dffaens components U the acxunt ol sales ty LES as Peniculry mutual fund family to our owns, and 6i) the asset value of apen:ads Mutual held lamilyss shires held at the tem — We and cu elate ato receive nerverkng and prnba processing lees in consideration for transfer agent serve.ec that we pwal• Toth* maw' finds These feesgenerally are pad from investor assets in the mutual fu-d and are a freed dour amount based on the runtr of accounts at the Lioleockaler holdng nttlual funds of that fund family CONFIDENTIAL - h addle° to cymmssons received n connection wth the sale or distrbiAirn arruky contracts and eat swestrnall trust units tome cl*nts we ander cur Maim* recent reverts stung onaensation from many of the insurance companies Linemen-1g the ansily contracts. all bates of the nsurarce anthanws or sponsors of the urn investment MAUS we d6Ublite- - Cur affiliates also receive Paling corrynisins and other compensation from mutual rude and insurance companies MOS. products we dntrkeite. — We rept* an areal fee from LOS Bark USA and UBS AG Surdixd Branch of up to 12S per account sweeping to the bans under the UBS Ronk Sweep Programs Adivity information readng omunesscen and other charges boned n corned en with the executers of trades, inctring option transactens has been included en conlionalions Moats?, furnished to you. ad MI be provided to you prctrygy on reqast. Sheet Dellis I yes' are engaged in short urn, a wurrly, you may nor a dirge due to °run borrowrg costs for that particular Security. Open °See snaring open or • goaderIcateerke ceders that were nOtereCteed by the napkin date, open buy and sell stop orders are red./red by the amount of disclends et rights on an ex-dividends or to gash date unless intnxted otherwise by you. You re responsible for orders that re executed dap to your lelure to cancel ernt'n9 open orders. Privacy To obtain a copy of a: current Clem Privacy Notice, Please contact your Financial Advisor cr viol as webs*e at ipww ribs rorearevatstanst LOS Financial antes is maitre Tee WA. Business SenirCrn Mount RSA and IRMA Ye brokerage amours which provide access le baking services and produces through arrangements war aff pealed bares and other thrd-paty bank, and provides access to insurance and a-rnulY Proclacts issued by mai *need thrd piny insurance companies through insurer** agency subsidiaries of OBS Froncial Services ex. IrneStfnenl, riluranCe. and unityproducts: Not FDK ratted • No bank gusamme May bee Ma RhIA Resource Management Accord, Business Services Account El$k 1.1/AA and ntemaional Resource Management ACCOX11 are registered service marts 01 LOS financial knees Inc V6a Signature 6 a mastered service mark of Visa imitation:1f LESS visa Signature cede cards and 1.65 Visa debt cards are issued by Barer USA with peannspon from thsa U S A Incorporated. UBS Financial Services inc. Fey 201511 SDNY_G M_0002 5565 EFTA _00136185 EFTA01277418 (SUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70055232030316X13 Y1 0 Business Services Account March 2016 POT & KETTLE, LLC 1000 VENETIAN WAY APT. 801 Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043 Friendly account name: POW ETTLE U.0 Account number. Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone! Questions a bout your statement? Call yOur Finamia. Adviscii or the Value of your account Resourceline at 800-762-1000. account on February 29 (S) On Mach 31 (5) Your assets 479.77 479.77 %sit our websIte: www.ubscomllinancialservices Your liabilities 0.00 0.00 Value of your account $479.77 3479.77 Tracking the value of your account 4798 479.8 0 0 4.8 • DeC 2014 Deft 2015 Feb 7016 Mar 2016 Sources of your account growth during 2016 Valve of your account at year end 2015 Net deposits and witidranals Your nimblest return. Change in market ...due Value of your account on Mgr 31, 2016 $477 SDNY GM 00025566 $475.00 40.00 6079.77 Member SIPC ANP70005005523203 NP7000310110 C0002 0316 030579743 V123679550101000 Pogo 1 of 6 CONFIDENTIAL EFTA_00136186 EFTA01277419 *DUBS Business Services Account March 2016 Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A Cash and money balances 479.77 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $479.77 $479.77 100.00% Account name: POT & KETTLE, LLC Friendly account name- TK Account number. Your current asset allocation A Eye on the markets Your R vandal Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, LISS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change March 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% 0.92% 3.03% 4NP70005006523204 611170C03 KA 10 C0O32 0316 030579743"23619550 l(:) illi1WOM000255Thee 2 of 6 CONFIDENTIAL EFTA_00136187 EFTA01277420 SUBS Business Services Account March 2016 Account name: POT & KETTLE, LLC Friendly account nanse:POTKETTLE LLC Account number. Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL Change in the value of your account march 2016(S, Year to date (I) UBS Bank USA Business Account APY Interest period Feb 5 - Mar 6 Opening account value $479.77 $4.77 Opening UBS Bank USA Business balance Feb 5 $504.77 Deposits, including investments Closing UBS Bank USA Business balance Mar 6 5479.77 transferred in 0.00 500.00 Number of days in nterest period 31 Withdrawals and fees, including investments transferred Average daily ba lance $499.12 out 0.00 -25.00 Interest earned $0 .00 Closing account value S479.77 $479.77 Annual percentage yield earned 000% Cash activity summary See Account nanny rho month for deals Balances in your Sweep Options are indudedin the OPerr03 and flOsing0ElariteS slue. CDC insurance atOits Only to deposits at UBS Bank USA, not to deposits at V85 AG, Baintoid &anal or bank deposits placedintoupn tne UBS intemationa DepOS4 ACCOutit picqam. SIPC rxotemon applies to money market sweep fund headings but not bank deposits. See Important ineortnobon about your Statement or, the last two pages d this document for teals. March 2016 (1) Year to date (S) Opening balances $479.77 S4.77 Additions Deposits and other funds credited 0.00 500.00 Total additions $0.00 $500.00 Subtractions Checks and bill payments 0.00 -25.00 Total subtractions $0.00 425.0o Net cash flow 50.00 $475.00 Closing balances $479.77 5479.77 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch manage,. You can find a ful description of the alternative investment objectnes in Important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibiLty consideration None selected Your account instructions • Your account sung method is FIFO, First In, First Out. SONY GM 00025568 m470305006523205 NP70003 int 10 00032 0316 030579743 Y123679550101000 Page 3 of 6 CONFIDENTIAL EFTA_00I36I88 EFTA01277421 *UBS Your notes .. , ...... ,..... ,,ona....s.o,,,,.,. ,,,,,,o,oggiy G..,,,,.., 4 of 6 CONFIDENTIAL EFT,00136189 EFTA01277422 UBS Business Services Account March 2016 Your assets Account name: friendly account name Account number. Some lances, income and current vaueS Sherif' May be fopioxiable. AS a inlet. OM IOSSts May PCI tie accurately reflected. See smponant intomeason Stout your statement a the end ol ins dxurnem for more Inlornason. Cash Cash and money balances Cash and money balances may Ind ode avalare cash balances, UBS Bank USA &pant account baances, UBS AG Staraord Branch deposit account balances and money market mutud fund sweep balances. UBS Bank USA deposit account balances are Insured by the FOC "Mon applicable limits, but are not protected by SIPC. DOS AG Stanford Branch deyseit account brines aa• nut insured by FDIC and are rot protected by SIPC Money market sweep balances are protected by SVC but are not insured by the FDIC. Ste the Important information about your statement a the end of this document for details trout those balances. Openng belante Closing Wince nee per share Average McIdng on Ma t (1) on Mar 21 (S) on Mar 31 (5) IAN Cash Dreclearl Interest period Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL Days n period Csp mecum (I) -25.00 0.00 UBS BANK USA BUS ACC( 504.77 479.77 250.000 00 Total Your total assets 5479.77 5479.77 Percentage or value on Mar 31 (S) your account Cost BIMated Onrearzed time- (5) annual arcane (5) gan or loss (5) Cash Total $479.77 100.00% 2479.77 Cosh and money balsams 479.77 100.00% 479.77 Account activity this month oat AciMly CB( VICO Amount (1) Money balance activities Feb 29 Balance fonvard $504.77 Mar I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0212916 -25.00 Mar 31 Closing UBS Bank USA Business Amoy M The UBS BMA. USA SULAM ACCOuill is your pnmary %veepa:it 5479.77 SDNY GM 00025570 A Nr 7coosooss232o NP7oco ion co mom 0316 030579743 Y123679550101000 Pegs 5 of 6 CONFIDENTIAL EFTA_00136190 EFTA01277423 *UBS Your notes ..........noo.ano....... ,,,,,.,. ,,,sso,oggpi, G. ,GO,..,....., 6 of 6 CONFIDENTIAL EFT,00B6191 EFTA01277424 Important information about your statement U3S Franck* Services K. (the earn or UBS Firurcial Strokes). is a melon of all principal washy, ocnrority and option; exchanges. UBS Financial Semites and 1.8$ Bank USA re relied subsilones of UPS AG and athhaes of U3S Season LLC. The Finis manual statement h available upon recant The Ens estanke off ices we a. U85 Financial Sante, lx. 1200 Harbor Boulevard Weehawken, NJ 07086 This flalfrilfra represents the only officialrecord of you' LBS Financial Sends account. Other records, eked official lax dxuments, contanng coneliring daa should not be relied inn II youbeam, there 6 an error or omission please report it immediately n wring to the Branch Manager of the office serviv your account. Allhoxfi al lines shown are Mended to be accurate. statement ctstattcukl not be wed kr tar proposes Rely solely on yerand tax krms. Ga. , Form 1099. 549t 10425. etc ) when Drepamg your tax return. The Fie., required by law to repcn to the IRS all eatable diadem; reportable nontarable Sinn and uuble Mere* ened on sonnies held h year non net proceeds on a* nisaclans, rd cost basisoncertain covered stones. Cavereedatkno with ten Firm • Meese reconfirm any oral communcatons in wring tofurther protect your rig* indudrg your nthes under the Seo_nes Imenor Protection Ace ISBA1 • It thefins-cal ithitution on the top left of the acne of this neon isnot LBS Ennui Servees,U3S Financial Senecee carries yoke =aunt as dealing broker by arca-genre vet the imitated ninon We in you of this relalcnshis anon., opened this axon h the cast your fu-a and searlthes are boated at U85 financial Services and rot Be Orcd.neg broker, rd you nut make a repsel of thy error or omission to both firms. As descrted is the accouth agterrents, you mast notdy us of any errors or fraud invohing decks reflected on your statanall within 30 days after k was mailed or made wan*. All statement shall be *embed complete a-d acorn ni al other respects if riot objected to in wring **thin 60 days. • Please died astomer cambial-es or I-Guiles to to Fion's C lent Relation; Depatment at 201-3 52.1699 or toll-free at 8.20-354-9103, 8C0 A.M. to 603 P.M ET Monday through Frday, ce in wring to LBS Financial Semites K., Client Pleb/iced Depatment, P.O. Box 766 Union Cy, W 07037. • In case of errors organ-ions about an electronic hods transfer (EFT), bi parent or UBS Visedebn card transactions, call CO-762-1000, et net to UBS Manual Semites K., 1000 Harbor Mid, 6th floor, Weehnsken NI 07095, Attic RMAIBSA Sennes Cal or write a soon as you can, if you that yes statement or receipt 6 wrcrg or 4 you need more ankmiation to* a trine on the staternme or nape, The Firm or Card Issuer anicahlri most her !crayon no later than 60 doss after the Frm seed you the tit itreliant on which the erns or lindhlem appeal, - Prone you name an nant nterter GP thy) - Cason to error or Be trawler you are inure about, an elan a dean as you CT why you bairn • is an ant a why scu need more reformation - Prone the dolar anent et the suspected era. The Firm or Card Issuer wil instateyour undone and will coned ry error promptly. For alleged *mom rnolving UBSthaao dna ca-d broadens if we take more than 10 ease isms days to dote; we MOcredit yet, Lanai for the amount you that 6 in error, so that you curl have the used money during the en* takes us to complete our instigation. Please mike all checks pay** to the Firm or the ennui ingestion ranted on the front of ha statement In addition to regular accon fees, accounts may be abject to mai-donate hos. chaps for late paned iv securities purchases and charges ice unpaid arnores n cash aceants Accounts that are transferred to other insloAcns may be subject to a Vander tee. UM Primp Options U65 others options kr *nig cash balances balances to bark deposits at UBS Ba-k USA and ISS AG Stanford branch (Bak Sweep Owens), moneymaker mutual brds Money Fins) ad the IntonationalDepose Accord a:Wm customers with an International none Managemerd Account. Through the Bat Sweep Programs, cash balances are swept to WS Bank USA sp to an established knit ad then to UBS AG Stamford Branch. or a Money Fund. Deposits at Les Bank USA ere FIX Mud in accordance with FCC nibs. For more information preav vernvidic goo. Deposes a LEIS AG StamfordBranch an shares of Money Fins are rot inured by the FDIC. Through the DA, mink to cash balaxec are swept to depose nouns al UBS AG New Yak Branch and LEG AG Cayman Branch These deposits are not insured by to FCC. Banes held an LDS AG Cayman Brands are tampon* mpond to the sovereign rids of the Carmen 'dards, and there is no garanee or other obligation ol UBS AG to repay tie balances thtfik a-4'e LBS Cayman's Brach's books, papa. a U35 Bark tisk and etch UBS AG Branch are rot protected by SIPC. Money Fund shares are protected by SIPC. See 'LBS Mantled kinces Accouth Protect*' below. Upon your request, balances new Bank Sweep Programs or DA may be withdrawn arid shares of a Money had may be linden, an the proceeds returned to you or your seardiet accent. Fester a-iceman about available sweep options, exiting cument merest rates and y-elds, es available at wmv.ubscorrineeppelds, from your Fnancial Advisee a by calling 800762.1000. Mb financial Services anailth protection The Firw is a member of the Sous Ores frwsscr frotechan Corporation (9PC). which protects seances scow-deo( as members up to 5500.093 (including 5250,003 Ice dains for cash). The SIPC asset protection limits apply to all &cons that you hold nap/mina capacity. The Firm, together with certain :heathy, ha also purchased skipplarantal protection. The maximum amount pay** to at ekdiate chants. coltecluelyu-dth this protectionis 1500 million as of December 10, 2015. abject to the poky corclittra ad limlutions, cash a the firm is further protected fa up to $1.9 million in the aringag for ohms aconite held in ay:thane entity A 4W copy of the poky wading is nil** 1.4)0a request. The SIPC protection Ind the applermntal protection both do not apply • Certain financial assets controlled by (and iclnd your account value) but held away from WSFinancial Seances (e g., certain Oen. at UBS Bark USA, lig cash at WS AG US.brard-es 6.0 imence prortxts, including variable anruities, and (in shares cd MASI funds schere such shires are registered &arta/ ri the name of the account holder as the books ate record; of the applouble issuer a tinter agent), • Chan rwennere contract a investment interests (e g.. limited partnerships an pine placements) gat are rot regatered under the Securities Act of 1933; end • Commodities cornets (e.g, foreign ethane and prec metal oortratA include-9 futures connote ad commodityoption contracts. the SIPC proteclon and d-e supplemental proteclon do not apply so these asset mend they otherwise appear on put statements. he SVC protection and the applemental protection do not prone against changes in the motet vale of you investments (*tether as result of market movement, issuer ba-kruptcy co- ethernet More information is matte apron recaest You may obtain more isformsion about 5K, inclang the SIPC Brochure, by contacongSIPC a 202-37143300 or by swing the SIC wenn a t wow.siocag Dividend Reiwortment Program (DRIP) the price reflected is an average price. You may obtan the actual price ban you Maxi* Advisor. Orgy Ana shares se purchased under DPW; panel shoeswit be sold and the cash will be deposited '.your account The dviden rerwethrnere pice applied byte on-or ma,' • from the market peke at nth **partial Owes are sold Ceslenlieu Cnb whole uritS My be held io you' octant. If you are entitled to a partial unit a a result of a cfnideni payment or otherwise, the Firm well !Or sell parted tries at market price a accept an troth' determined by a registered chain agency, rd credit tar warn Investment objectives The nvestment objectives and risk profile are speck to each account and may vary between per /exams Nen Auk* the Firm prompt 8 in erring of ry CONFIDENTIAL si:thilcare change a your Inmost situation or Myst...lent objectives. For each accord held, you choose roof the follwa-g eminent object...as: • Produce Current Income. l,.vsb,.., •5 Seallag the generation of (tome cnk. • Acertne Capaal Antedates& Meets Yang growth of pmcpal rather than the gestapo of unarm. • Praia.? Corattavtion of Moon *500nel Appreciation. Instants seelerg both he generation of one and growth of praxis.* Overall risk profiles • Consensw Seeks to mann nail pri-cPad with low ride an mlatilny to the acco.rd oserat even if that men the scout does not generate signdicat incorre a roans and may not keep pace with inflation. • Moderate Wiling to accept some ride to principal ad tolerate same volatility to seek higher return,. • Aggressire: Wiling to accept hith risk to principal ad high volatdity to seek high returns oser time. • Intestrnent Etta* Constitution: If selected a portion d the portholes for that account may include complex strap,,, tinted liquicky and rater volatin. Statement Ihoiseholdthe We may consoldate al related account statements with the same address n the same ermokpe. eq, because they have owners who an mantas jord accostd rektionshiss web other dents a the sin address. If you prefer to receive individual statements mailed 'n none metopes you may decline nankin; by caring your Pi-metal Achnor Friendly account name The Friendly account wane is a cusicrneathe Inkkname chosen by you so assist you with your record; eepin; It has ris legal effect on your account You can change your Friendly account names, through Onthe Semites cr by contacting yes FeuncalAcItisce. ACCOLn overview • V ai• of jour wouttrporninfra. Net of assets and bathes • Asia Includes mutable cash balance; valres f or restricted securry gill and Global Ten Deposits, untnzed marls to market, and crimes assets not held by the Fim. Does riot include unyoked secunietrants at the end of the pion and anent statement penods, a ante nesoments. invested stock OPaala and cartes* stod options • £iabjees tains debt Waxes, nestardin man loans, credit line, chat account Dances. • Cash/money balances. Total of uninned anon cash balances, otis dep7at balances as UB5 Bank USA, UBS AG U.S. Branches ad nxrey motet intuit fired sweep balances, as the cbse of the steerrem period Non.commeclity froe creek balances in you. =ant MY not sevegvad from other balances and Be Fm. may use any of these finds in the ordina-y coursed as bares, These funds owner** icon your dread. This total is ex Ldrd in the arrant period <bung why. SDNY_GM_00025572 EFTA 0013619? EFTA01277425 Important information about your statement (conantecn Landing information Fav driatechrmimetion on the Fetes lending rate's and *down refer to you Client Relatadvp Agee rent or Accost Agreement ad the Cenral Terms rid Conditions. LES Statement of Credit f Notices avaibble in Averment andDisclosurn at ewe Munnetierounotielnu cu. Yam awl. Your statement dries weaken red other assets held in the armed at the end of the statement period. You may atk for daisy of fay paid sewer a1 very time. You may receive securities tied as loan collateral afar paying any balance de on them. My securities transferalto to Frm den; the statement period are limed at market vale as of the ended the Maternal period. • Coale bait.. In deter ring the cost basis of the sautes included in this statement. where indicated vet the nutter I,' LES Fnancial Services has relied conformation obtained from sources other than LIM Financial Services including Ho/motion from another Inn or that puma haw ;seeded to you Financial Ackisor. The Firm does rot indePerdently very a gamed.e the rang a vadity of ay ertonnation provided by was other than IBS Financial Seneca aiitiat *hooch LIMA-amid Services generalk tcdates this Pdermation as it is reacted. the Firm does not pram any /nuances tut the information order Cost basis' ad "Unrealaed gar/lose is accurate as d to date of he statement. As such Please dorm rek on the; nformation to make rachesecr sale decisions, fa tat pueoses or °t wise. Accounts tra-deried to the FM May reflect gait loss Planation only for the period ot tine they rie held at the Fim More haorical inkrmaten can be added by MX Financial Advisor. • Unrealized gansriosees Men data oarailabk. urged trreeheed ainklosses are calculated kr ihdviLaseary lots. The transaction data for indvicLui lots may or may not reelect commissions, ands security reorganital cn events fstd and other reinvestment lob rd gthernatiC whew bb are each combined to dimby cr. awraged lot The 'Trade date cairn presents the ceigical transaction trade date. • Callable securities Bonds and ;referred stock that the is,..., cats for milt redrawn veil be selected impartial& by lot frcm anerg all swain of that issue held in our rume or in nominee name for cui <lents Call tease idamthen is obtained from third parties and its accuracy is not wranter. Otter call learns mutant which could affect wet( cane ate Hymnalen will be mead open request • Certificates chapati (CDs). CDs are FDIC inured sp to 1.253,000 n principal aid accrued interest per depositor and per depository institutors h accoutre wih FDIC rubs • Prim/value Prces dithelayed fax securities and oter prothcts may be higher or bet the the price that you would attualk receive in the market Prices a-. dotained from vaious third party sources Mesh we believe to be reliable, but we do not wet. tray accuracy. — We wreak use tie closi-g price when violable or to mean of the t•d aid ask prices for listed saunas and 0pttere a only bid prices la OTC muiten. - Less adivek triad securities may be priced using a valuation model a toe moth recent price we obtained and may not reflect an fl ail maker price a vats - Certain positive inn appear well-cul a price ad will how ev 'puke was rot available• awe re treble to Wan a price for a cearity. - Deposits or securities denominated ncurrercies ether dun U.S dollen at reflected at the Whinge rate at of the statement date. — For ceriain securities racing in nonconf ormi-g denomhations price ad qua-city(face take) may have been adjusted to facilitate paper valuators To cbtin went quotations, when ara/abb, contact sue Finarcial Adriscr. • Private investments and structured products. Private nwstment writes (netch-g drect participation program and real estate investment but saunas) and ranted wart are Sltrecalb' high1/4 Mad. Orlin struckred pocket have not been registered with tie Securities and bads age a alder any state StKuntirtess. We provide *Weed vibes for emirate investment twines athl 'tutored products for informational papaws any Acosary isnot guaranteed. — These votes may differ &bairn* wan eras, il any, at which a itterate eeteStilleitSeCUlty a structured product may be bou)ht or sold and do rot ntnettwihr teltreatril the vale you may receive Leon liquidaticn. — Third pity ethmthes of vaLe are as of a certain date and are supplied MUM Fena-cial Services on a regular ban by an independent volution lima. — kw, general canner orsponsx estimated calm, nary, are supplied to the Fine by the issuer, general partner or sponsor and may be catulatted based on Weer* information than tot used by hid parties to therm their estimated values. — You can obtain additional ilamation regardig the metros/clog, used to determine the estimate of value and the date of the idormalon that is the basis for the estimate bytailrace-9 your Fiancee Addimr. — Third party eninareed vaties may be reflected as 'Nth paced* in several situations: viten an Paperdent valuation Ion has not suilthed or unable to assign a vale, when we become aware that a materialtwat hat °canoed hie my call a aniousk repoled vale lira question, or ellen a alue would be highly set-Milne due to the nature of the security. — When neither n issuer, general panne or sponsor estinated value nor • thichparey estimated vale is a wled the take of to ;easily will bedtime-it nte pschase — 'Distributions to dale may include ream of • name orboeh. — • Orognal use see • represent the reel &fern, pike per one and may not reflect yaw cost bass • Restricted secretes Restricted sectritin general' Se rot currant; elegble torpubric sale. UBSFiroartial Services uses the maket price of the enrestncted stock of the sine issuer re an mputed valve for the restricted stock for purposes of dui Statement only To the want that mated writes are elgiok for sale, the take readied may be stbstarmalk less than the imputed value train • Eat. ( ersted) hoanr went yields and rata An name of areal income is based on current decked and interest rates, assuming to moats will be held for one yea from statement date or vita nutunty. The estimate is only a quaint accuracy arm confirmed income art not gurranteed — Estimated anal excite and current yield for certain tees of searites could include a ream of anceal or capital pans n which case the eat income kind data yiell WO-Ild be ownoted. — Estimated anal roam and curvet yield and to anal rxmR ad Meld might be bow a higher than the estmatedamwts. — An esthete of studded income (dividend rich interne) divided by the timed market vatidaverage balance is baud on the last dividend or interest payment made by the issuer and asknes to startles:deposes will be held for ore year tom the statement date or until !roguery. Accuracy ad continued yeU are not guaranteed • AMU net held by WS Financial Services. Certain assets re rot held by the Fein and no wthn the Feeds possession or corny'. These iamb are deployed on year statement for informational purpose; only. Positions and values presented re provided by t* issuirg farm. UM Financial Services is not restore's', for the formation and does not guatantee es accuracy, these bleb :re nol protected by SIPC or the Faris supplemental SIPC coverage. • Aaventie sharing arid ad&tional ocapereatim. — In addition to commisvons on sates and I 2b- I lees received n arrecton ads the distribution mutual knob to our teats we ander our affif ate receive revenue sharing payments ban dixributors ads advisers of theIWO:a funds that we sell. These intents are based on two different consonants 0 the arnard of sales by UBS of a prude mutual fund I amik to our elan/ and CO the asset value of a particula- rmtual fund amik's shires held at the Inn — We and as rebate ale receive networking aid ormbus protesting fees in consideration for tra-ofer agent ran that we Wale to the rushed bred. These fees generally are pad from investor assets in the mutual kind and are a loud dear rount based on the rkmber of accounts al the broker-dealer holdngmutud finds ol that fund family CONFIDENTIAL — In addition to commasens received in connection with the sale a distribution of amity contract and wet rmesernerd that inns tow clients, we ridoros affiliate ream revenue shrine compensation from mare of the instance companies uderwrang the wady Ceentrats, af I Sates of the ingrate* carparms or sponsors of therein* irmernent rests we theet:Ote. - Ott affiliates also rear., trading commorms and other correcensation from rrulual Ara and hexanee companies whose product we daubs. - Wereceive an amuse lee from UM Back LEA and UBS AG Stamford Ranch of tac to $75 per account sweeping to the backs under theUM Bat Sweep Proqams. Activity Information regareinganirmsrms and other charges incurred n connection wth the exeothrm of wades, inducing option Vansections ha been included ca confirmations prewousk f unshed so you, and aril be provided to you promptly on reitheett Short selling II you re engaged in short selling a security, you my incur a chug* due to Catlin toenvieg cost for that patialar sway. Open orders Regarding open or • gni-till-canceled' aides tat were not executed by the Materna* date, open buy and sad stop orders ae radioed by the amount of died/ids or rigdscn an ex-divider.* a wands date unless insirscled otherwise by cos You are responsble for orders that are executed dm to you Thlure to cancel reeling (Pen orders. Privacy To obtain a copy of oar oar Client fbeacy Notice, please contact you F narxial Mesa ex nit ov website at inst. ensimritiminirev UBS Finathel Senraes is rot a ba-k The BMA Business Strokes ;caul BSA and IRMA ate brokerage account which prove* access so baking services ridproducts tlyough arrirtgenalli vet dilated bat and other therchpany barks, and provides accessto Murata and army products issued by unaffiliated thirdpaly entrance conpanies through insurance agency stbsiciares of IBS Financial Services Inc. Investment, instance. ad amity products: Not FDIC ensued • No balk punnet,. May bse value AMA. Resource Management Awe* nt. Business Services Account BSA IRNIA rd international Resource Ma-evened Account an registered service marks of UBS Preened Servras he Visa Silvia. is a repeatedsonic* meek of Visa Intrmational MIS visa Signets* cede cards and Vita debt cads are issued by UBS Bat LSA with permission from Vna U.SA Inedporated. llS Financial Swims Inc Rev. 201E SONY_GM_00025573 EF1'A_00136193 EFTA01277426 SUBS U65 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 awrioose930070416 Y1 0 Business Services Account April 2016 POT & KETTLE, LLC 1000 VENETIAN WAY APT. 8O1 Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043 Friendly account name: POIKETTLE LLC Account number: Your Financial Advisor- SCOTT STACK MANILYlE CAMEL Phon e Questions about your statement? Call j0-Jr firiancia Advw: or the Value of your account Pesourcetine at 800-762-1000. on March 31 (51 on April 29 (1) Your assets 479.77 4,479.77 Visit our website: www.ubs.comifinanciatennces Your liabilities 0.00 0.00 Value of your account $479.77 $4A79.77 Tracking the value of your account Sources of your account growth duriag 2016 Value of your account at year end 2015 1477 Net deposits and 4,4798 vathdratels SAA75.00 VOX 1190517119At return Change in market Mu. 1O.00 Valuta of your account 4299 on Apr 29: 2016 644MT? 00 4.9 • Dec 2014 Dec 2015 mar 2016 60i 2016 SDNY GM 00025574 Member SIPC ANP7C0090056403007 N97000191210 C0002 0416 030579743 Y123679550000000 Pogo 1 of 6 CONFIDENTIAL EFTA_00136194 EFTA01277427 UBS Business Services Account April 20 I h Your account balance sheet Summary of your assets Value on April 29 (1) Account name: 11- Friendly account name. Pr. I LC Account number: Percentage of your account A Cash and rrxmey balances 4,479.77 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $4,479.77 100.00% Value of your account 54,479.77 A Eye on the markets Your K Randal Advisor —r STACK MANLYLE CASR1EL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. VBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the important inforrnat•on about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2016 Year to date 5SP 500 0.39% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% 0.38% 3.43% ANP70003005030008NP700319121000032 0016030579743 vi2367955003alyyGm00025,5,esge 2 of 6 CONFIDENTIAL EFTA_00B6195 EFTA01277428 Business Services Account UBS 2C IC Account name: POT & KETTLE, LLC Friendly account name:POTKETTLE LLC Account number: Your Maandal Advisor: SCOTT STACKMAJILYLE CASRIEL Change in the value of your account April 2016 (S) Year to date (5) UBS Bank USA Business Account APY Interest period Mar 7 - Apr 6 Opening account value $479.77 $4.77 Opening UBS Bank USA Business balance Mar 7 $479.77 Deposits, including investments Closing UBS Bank USA Business balance Apr 6 $479.77 transferred in 70,00200 70,500.00 Number of days in nterest period 31 Withdrawals and fees, including investments transferred Average daily balance $479.77 out -66,000.0Ct -66,025.00 Interest earned $0 .00 Closing account value $4,479.77 $4,479.77 Annual percentage yield earned 000% Cash activity summary Ste Account sant rha month for decals Balances in yOur Sweep Options are induded in the opermg and closing wares net*. CDC insurance XOlitS Only IO deposits at UBS Bank USA, not to depots at v85 AG, sramloro Francn or bank deponis Petro !Mooch tne UBS inteinationd Deposit Account vegan,. SIPC rxotecton applies to money market sweep Imo holdings but not bank deposits. See imporiani Miormasen about your statement co the laSI two pages et this document for Cetals. April 2016(1) Year to da to (S) Opening balances Additions Deposits and other funds credited $479.77 70,000 00 $4.77 70,500 00 Total additions 470,000.00 $70,500.00 Subtractions Checks and bill payments 0.00 -25.00 Other funds debited -66,000.00 -66,000.00 Total subtractions 466,000.00 -$66,025.00 Not cash flow 14,000.00 $4,475.00 Closing balances $4,479.77 $4,479.77 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage,. You can find a ful description of the alternative investment objectrves in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Nbderate Investment constdera bon None selected Your account instructions • You account cost basis default closing method is FIFO, First in, First Out. SDNY GM 00025576 APIP7C003005603C09 NP700319I 210 00002 0416 030579743 Y123679550000000 Page 3 of 6 CONFIDENTIAL EFTA 00136196 EFTA01277429 $UBS Your notes tea,.., a s CONFIDENTIAL EFT,00B6197 EFTA01277430 UBS Business Services Account April 201C Your assets Account name: POT & KETTLE, LLC Friendly account name:POTSMU LK Account number. Some paces, trICOMe and Current va ues ShOem may be apprOxiMble. Asa intl. gam and lOsses mar nol be accurately reflected. See rmporum infosmafron about your statement a the moor the cbcumem far more informaaon. Cash Cash and money balances Casts and money batances may include avalaale cash balances, UBS Bar* USA deport account balances, UBS AG Startord Branch Cepout account balances and money maker mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat to n applicebre limits, but are not protected by PFC. uCtS AG Stanford Branchdeposit account balances an not Winced by F DIC and are not protected by SiFC Money market sweep batances are protected by WC but are not insured by the FCC. See the important information about your statement at the end of this document for details about those blames. Hddng UBS BANK USA BUS ACC 479.77 4,479.77 250.00000 Openng balance Closing barna on Arm 1(t) on Apr 20 (I) Ince per share Average on Apr 201) Dnickncl Interest period Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Daysm period Cep amount (5) Your total assets \taut on nor 29 (1) FerCenta?? Of Cott atm:tea your account 11096 (I) annual income (11 UnrearZed San or loss (1) Cash Cash and money Wilma Total $4,479.77 100.00% $4,479.77 4,479.77 100.00% 4,479.77 Account activity this month For more information about the pace/value shown for restrictedsecurities, see Important information about your statement at the end of this &Konen? Die Actinty Your Quantity/ De:option etpense code Fat St* Cash NcerValue (5) amount CS) Cash and money Plitant, (t) Mar 31 Cash and money balance $479.77 Apr 19 Withdrawal FEDERAL FUNDS TO CargoMetncs Technologies L AT BANK OF AMERICA, N A., NY 66,000.00 4,479.77 Apr 19 TranSFer JOURNAL FROM HISLAINE MAXWELL 70,000.00 Apr a Closing cash and money balance $4.479.77 SDNY GM 00025578 ANP700030056930I 1 NV7003191210 00002 0416 030579743 Y123679%0000000 CONFIDENTIAL Page 5 of 6 EFTA_00136198 EFTA01277431 ;It UBS Business Services Account April 2016 Account name: POT 2. P EME, LIC Friendly account name. POW ETTLE LLC Account number: Your IIsandal Advisor. SCOTT STACK MAMLYLE CASRIEL Account activity this month (COntnueth Oak Activity Descnpfacn Amount ES) Money balance activities Mac 31 Balance forward 5479.77 Apr 20 Deposit U85 BANK USA BUSINESS ACCOUNT 4,000.00 Apr 29 Closing UBS Bank USA Business Account The UBS Sam USA Business Account is your pnmary sweep option $4A79.77 ANP7friA100$4830I 2 NP7OCOI9I2 I 0 C00O2 00I6 030579743 Y123679550C040ky_w_000255ftwie 6 of 6 End of statement for account numla CONFIDENTIAL EFTA_00136199 EFTA01277432 Important information about your statement U3S Financial Services Pc. (the km or UBS Finercial Servbes), is a member of all principal smoky, comrroity and options exchanges. UPS Financial Semites and LES Bank USA an (died subsilanes of UPS AG and aftihaesof U3S Sautes LLC. The Fim's Wanda' staternert C available upon recbest The FOWS ex thane off ices we a. LES Financial Serrces 1200 Harbor Boulevard Weehawken, NI 07086 This statement represents the only official record of you' IBS Financial Services account. Other records, esept official Sipa/rants. contanng conflictingdata should rot be relied Lbw II you bedew there is an tiler a Omn9Oh please report it immediately n sing to the Brand Manager of the office serviu your account. Altectegn a levies shown are Mended to be accurate, statement etas *auk not be wed fats purposes Rely sigh on yethend tax fonns. fie , Form 1099. 5498, 10425. etc) when Drepamg your tax return. la Fain 5 required by law to reran to tie IRS all taxable &Wends, mportakie rantaable cetiokna and tat!. Merest erred on acuities held ems scart nee reseed, on see threadere, aid cos* bash on (setae covered se:unite Carallailedeleril with the Mem • Fleasremain, sty oral comma-eaten' in sang tofurther protect your richlse inducing yon rit tinder the Scathes Investor Protection AO (SEAT • t the finasecol institution on the top let of de lard of this slams is not U3S F natal Serykes, LES Fi-andal Semites carries mar =coat as clearing baker by arra-gement with the edeated enstetutere We in you of this relahnnthin when you opened this accost II the cast your kits and aortas tre located a LOS financial Sereses and rot the intod.ciu broker, ad you mat saw anion of any a or omission to both firma. As described en tie account agreements, you must no* w of any errors or fraud iwoking checks reflected on your statement wain 30 cleys aim t was mailed or made available. All statements shall be domed complete and accurate n all other spats if not objected to ventiu within 60 days • Please deed otRomer complaints or harms to tee Fern's C lent Reborn Oedema* at 201.352.1699 a tondo* a 903.354-9I03, 8:03 A.M. to 6 SO P.M FT Monday through Friday, or in vaniu to LES Randal Semites ex., Client Relations Depthment, P.O. Box 766 Union Cy, 14.1 07087. • In case of Clefs Or qUeltinrIS about an electronic fads transfer (61), bat peer a UBS Votokbet card transactions, call KO-762-1000, or wee to UBS Financial Services lx., 1000 harbor 814, feth floor. Week/Wert NI 07086, Atth ITIAARKA Sakes CA cr write as soon as rap can, if you hit door staternert a receipt k mono or if you need more rdamation tout a transfer on the statement or receipt The Firm or Card Isom (as awkable)musl hear from you no In then CO days slier tee Fen sent you the Int statement on which the !MX or penblem appered. - ProUde your rime ad axon number (ef am) - Decals he error Of the Winder you are inure abort, wed spleen as <bah as you cal why you believe t is aence ex why su need more infanatim. - ProWde the icier arrant d the suspected error. The Firm or Card Issuer vii hastigate your compdaht and vial correct my error promptly. For alleged mob i-nolving UBS Vest debit cad (mead irk if we take more tun 10 tors i-ess days to obliges, we willcredit yotr accord for the amount ytuthilk is in error, so that yeoa will lave the use of de money clang tie tine it lakes us to canal*e our reastgation. Please mire all disks *web to the Fern or the financial inflation indicated on he front of this statement In addition to regular accost fees, accounts may be abject to maneentirce Int chaos for We payment kr securities purchases and charges kr unpaid wares n cash accounts. Accounts that an transferred to other esti/ens may be subject to a teen** tee UK Swoop Option. LEG offers options kr sweeping cat balms balances to bat deposits at UM Bak USA and LEIS AG %pinked [ranch (Bak Sweep Prodfarrs), moneymaker mutual lads (Money Furls) and the internationalDepose Accord (Days c with in Interationel Rococo Manaprnerd Account. Though the Bair Sweep Programs, cash balms we swept to LESDank USA to to an established knit ad then to UBS AG Stanford Brandt or a Money Fund. Deposits at UBS Bank USA an FDIC inured in accorda-ce with FCC nags. Format information please nit wwwfdic Deposes at LEG AG Stamford Brant ad shares of MoneyFadsare rot nosed by the FDIC. Through tie DA, (bailable to each balms are swept to depose scants at UBS AG New Yet Branch and LDS AG Cayman Ranch Thew deposits arena inured by the KC Balances held at the UDS AG Cayman Brandi are !empathy reposed to the sovereign Mk of the Colman tads, and there is no swears* or other obligation of UBS AG to MOO to balances while RA the LEG Cayman's Brach's books. Depose, at LEG Berk USA and each UPS AG Branch are not protected by SIK. Money Fund chaos are protected by SIPC. See 'LES Financial Services Accord Protection' below. Up:reyour request, balms in the Bare Sweep Program or DA may be rathdratert and shares of a MoneyFadmay be liquidated, ad the proceeds returned to you or your searaies acccuit. Fishy i-dormalon about available sweep *Mom nchdrg (want Merest rates and Mids. 5 talkie at wtherubs tort weepeekt from your F nixie! Maar a by along KO-762-1000. UN Financial Sanas amour* protection The Fr-rh rt rrontordFtb, Teo rotor l-nren• ;WW1", Corporation (UPC), which protects seamen aCCOWIS 01 its members up to $502000 (encircling 1750,003kt claim for coil The SIK asset protection limit make to all scants tot you held h a parietal* cautery. The Fen, together with certain ail dates, has also purchased tasphinental protection. The madman amount payabee to M Moan. Mitres, cola lied ador this prat-ion is ZOO Whore a of Decent* 10, 2015. Scbpd to the poky orditons ad limitations, cash a the fem. is further protected fa up to 51.9 milbn n the soggy** kr allyour accounts held n spatially opacity A fii copy of thee poloy wading is atailsble uPon request. The SIK protection ad the supplemenUI protection both do not apply to • Certain financial assets controlled by (and Shied n your account value) but het away from LOSFine-cal Services (e.g., certain( cash at UBS Bat USA. 00 cash at Les AG U.S.kanthes, (4 Swim poixts, including variable annuities, and Oa tares of nand flinch wham such thaws we moistened drew& it the name of the accord holier on the books and records of the apphctb b_kar a transfer agent), • Cabin nthenent contract a inwsiment interests (e.g.. Penned partnerships aid piste placements) that are roc registered under to Securkies Act of 1933; ad • Commodities contacts (e.g, fonign exchange and preccus metal contracts), includerg futures contacts ad comradely option contracts. The SIK protection and the supplemental protect:indo not apply to these assets send they otherwise appear on you statements. The SEC protection aid the weitielernental protection do not protect agar* changes n the market vale of yes imestments (whether as 4 result of market morns issuer bakruptcy or other:Me) More *formation is traable tow request. YoJmyy cbtan more ird °sawn about bouts. the SIPC Brochre by contacting SIPC at 202-371 -83C0 or by Siting the SIPC ,wbree at sneiski.orp Dividend Reinvestment Program pun the price reflected b an aw .a..y price. You may °ken the actual price Iran you F rimier Advisor 0* whole shares are purchasedunder DPW; palial Mann sold ad the cash wit be du:meted re your scant The civickrd reinvestment price applied by the ester may • efer from the meek* pace al Mich the partial tire. as sold Castetelieu Cnh whole ores may be heeds yam accord. If ku entfiled to a petal wit a a nesult of a chichi payment or otherwile, the Firm will either sell portal tame* mart* perks a accept an amore determined by a regiaered clearg a;ency, and credit you' accord. Invannuant objectives The essimere objectives and risk profile sensors it to each account and may may between yam =Out Deese advese the Firm prom*, in writing of any Kr:decant change in met I nancial situation or investment Wrest For eachscowl het: you choose or, of the blowup ins-anent objectives. CONFIDENTIAL • Frocks, Cunene income: basements seekng tie generation of income oribr. • Achim, C•peat Appoocinioo Instments seeing ocuah of principal rather than the genersaith of n gone. • Produce Conebnuthe of loose and Capital Apsimoinoni elements settee both tie gencnalcn of name aed gromh of princhal. Overall rids profiles • Conservabte. Seeks to manten nits orcipal, with low risk and vobtility to the accost °weak ten el that means the accost does not generate sir it [ant roam or returns ad may rot keep pa. with inflation. • Moderate Willing to accept some rids to pircPal and tolerate some nolatirty to seek higher returns. • Aggnesew: Wiling to accept high tit to pineal and high volat lily to seek high returns owe firs. • In..stment E‘oadirr Corso nation: f lelifted, a Srlion of the poi-Hole for 0-at account may Stole canoe% strategic, tinted liquicity and rater voUtiky. Statement •hatesholdier We may ordordase all related account statements with the sane suss in the same ennetve, e.g. because they have owners who also maintain ern account rebel crites well other dents a the same address* you peeler to roes mime: col 'raiment, mailed n separate ennelcoes, you may dohs hortholdng by citing yes Fennel Ad aos Friendly eased name The Frady accent name is a custom:Ma 'manure' chosen by you to assist you with your recoalkeePrea has no legaleffect Cayoa account You can clange hiendh aCCOLIII names., though Onkue Services a by contact eg your Financial 'Wuxi% Account overview • Vakae of your aoorm4onYolo. Net of *sets and liabilities • Asseb Intides sold* cash balances, mews fa restrked *curdy lest ), and Global Tee Deposits, amazed marks to menet, andcertain assets not held by tee Finn. Does rot include unpriced seortiedassets at the end of the prior and anent statement (*.nods, or ante ineesenentt wasted stock options and smcceble stock options • sibientes Indudes debit bale-c.s outstanding margin bans, credit ire, short accord balances. • Cashaboney balances. Total of uninvested amiable cash balances, plus depose telexes at UBS Bank USA, LES AG U.S Branches ad money market mutual fund sweep balms at the One of tie statement period Nw-conrodity free creek balaxes in yes account are rot sec/Lighted from other balances and the Fine may IA! ay of these lads lithe ordnay course of is basins> These funds the potable wan your demur* This total is noluded n dr arrant period closing Vibe • ending information Fo Stated enf °ruination on the fermis lading *ethos and Season refer to you Chem Patients SDNY_GM_00025580 EFTA_00136200 EFTA01277433 Important information about your statement (OMUMIed) Aram/nerd or ACCO-re Agreereenl and the General Terms ad Conditions LEG Statement of Credit Practices available in Agreements and Oiskarres at aatvwetrombrewer4who rec. Yew ate Your statement itemizes securities at other fasts held ho the accord at the end of she .t ames period. You may ark for deItw Of ft* pad seosities at any time. You may receive securities sodas loan collateral after paying any balance Se cn them. trey securities translated to the Firm cistrg the Statement period ale Std.l market vets as of the end of the statement period. • Cost baS. r determining the cost basis of he securbesincbded in this statement, were indicated wih the number l, • Waffle/neat Services has relied cr.information obtained from sources other than LES Financial Semites, including information frcm another fin a that sum./ have provided to yes financial Adieu,. The fins does not indeperantly verry a gam* the acaracycrvadh day Sarmatian Provided by wen other than LISS Pi-uncial Sentra h additisn Although UBSPnricial Senates getralbr Lesdates he Haman:in as it is received, the firm does not provide any assuarces that the information seder "Con basis° ad *Unrealized gair/ loss' is accurate as of the date of fhb statement. As such please dorm refer on this karnation to make rudest or sale decisions fa tax purposes a otherwise. Accounts turdered to the Mtn may WW1 gall loss information only forte period el tire they are held at tre fim Morehi:take] trilcrmatith <abbe aided by yor Fnaxial Advisor. • Unrealised sans/Iona Yellen data s available, estimated trroahred suindlowes ore actiated Ice itirkLial sec" lots. The transition data for lots may or may not reflect commissions, rZ anda security reap-it:atm events d and other reinvestment lot and systematk purchase bee are each combined to dieraley or* averaged lot The 'Truk date' colon presents the agral Vansaann trade dale. • Callable mashies Bonds and sedated Sock that the Mar cats for easy ntramplon will be selected mortally by la Iran among all myelin of that Ssue held in our nrnea n nominee rattlefa os climb. Call tease rdcrestith is cbtaned from third parties and ih arCuracy it not 9J:ranked. Other call feattres may eml which raid Sect yell canpkle inkrrnation raillbe provided upon request • Certificates of deposit (CDs). (Os are FDIC ensured Lei to 1293,W0 in principal and armed interest per depoatcr and per depository insituith as accordance with FDIC nuts. • Prizervalue Prices displayed f or securities and other purists may be higher or lower than the price that you would actually receive in to nude. Pim are obtained from varkus had party sources whites we teteie to be relabk, but we do not copra-tee then accuracy. - We germak use the closing price when nate cr Ow mean of the bird ri d ask paces for listed sectrities and opticem a only bid prices for OTC securities. - Less 3Ctireir traded securities may be priced using a valuator model a de moss recent prize we canned And may not stied en actual maim price a vats - Certain positions may axes **PA a price and will fuer as 'tyke was nol available • it we se triable to obtan a pose foe a shinty - Deposita a secutities denominated brunet-cies Other thin U.S &Ilan are reflected at the 'whinge rate a of the Statifilent date. - kr certain warts fading n non-conform rig denornnstrons, price ate quantity (face was) may have been adjusted to facilitate caper valualkn. To cbuin &rent quatabris. when available. corral ycs arcel aeon,' • Private investments and nrucorred produces !ovate rroeslmcnt sear las (rx Laing (trod participation program and real :sate immanent nest soothes) and structred proins are gin:garb highly druid. Celan strutted prodsts have not been regatered with the Securities and Exch Commotion or under ayslate sesuntileTares. We Provide estmated values for private investment smirks ird structured products for fdamatinal purposes cnb. !Karat) aria guranteed. - These nbes may differ sista-60f from prices, il any. at which aerated Metre-II thy structured product maybe bought or sold and do rot nests' ib rureserd the vats you may receive sat liquidator. - Third party *senses of vats are as oleoresin date ad an, applied to UBS Final-rig Services on a regular basis by an independent volition firm. - bwa, general pannr or sponsor estimated vales if any, are %pureed to the Fmn by the issuer, general partner or caws and may be calculated based on Efferent information tan that used by third pities to dtrive their estirated values. - You can obtain additorol information regarding the metccblagy used to &tennis the estimate a value ad the dale of du Hamblinthat is the basis for the estimate by contaniu your f funeral Advisor - Third party 'slanged valets may be reflected as 'Not priced in several origin: when an 1-dependent valuation I im has net stolafed a is work to assign a kith whs. we become ware that a matenal event has occurred that may call a rams," reported was fiso question, or when a value would be highb speculate.* due to the nature of the smurity. - When niter an Muer, general partner or sponsor estruted slue nor a third-party estimated rake is poked, the vale ol to smutty Mk be dilkertni tan its paths price. - 'Distributions to date' maw indude return of capital, ncome orboh. - 'Original unit size' represents the hitial °fleeing price per Ira ad my not renal nos tort bans - DIP ri d unlisted RES secs:nes are not listed on a rational securities exchange. and ay gennar liquid and ewes t they can besot, the price received may be kin than the per tore estimated new provided n the score statement. . Restricted securities. Resisted sectaries generalb roe not (wren, ergble For public sale. UBS financial Service:use. the natio aria et the unrestricted stack of the sane issue( as an iodated value fate restricted 5100k 'kooks; °MOO statement only To the extent that restricted searaies are eliglok to sale, the value received may be sibstanualb less than the amused ante *own • Est. (estimated) income. anent yields and rates. M minute of smug income is based Crn Current &Wend ad interest ratee, aSSofrong tie Se0-riteS will be held for are war from statement date or tans mitunty The Minato eiork a dud:the; accuracy and continued income are not guaranteed — Estimated atoll kane and rank yield fa certain types of undies mild ricksie a retun of penciller or capital gains in which case the est income (Sid oral yield would be overstated. — Estimated anal income and anent yield and to actual name and yield mi41 be lover°, higher than the minuted ankountS. — An infinite of at-rubbed income (dividend ands interest) divided by the current market valigaverage balance is based in the Inv dividend or interest mount mode by the issuer and amines to smut:order:au, will be held for me year from the statement date or until maturity Accuracy at continued well am not guaranteed • Assets not held bytes Financial Services. Certain outs se rot held byte fern ad no *whin the Ferns possesith or control. These assets ate &played on loos statement for informational purposes only Positions and values presented we provided by the issuing firm. UBS Financial Fyuncal5eroces not reucroble for to information and does not guarantee es many. These assets are not protected by SRC or to Finis StipPlemental5K coverage. • Revenue sharing and additional commutation. — In addition to convulsions an Sys and MT lees received n correction with the distribution e/ mutual find to ow dents we theta our Adele receive rmumeshoin payments horn disk:tilos at a ad visas of the natal funds that vie sell. These arnonts are based on two &fermi corrporents fa the amowd of Urn by UBS of a Palicutrmutual fund Pamir to our clients: and Or) the asset value of aparticular mutual fund famibk shares held a the fns — We and as aliAate ako receive networking and combs processing fees n consideration for transfer agent SEnMel that we provide to the tutelar& these fees generally are pad from investor asses in the waSua I tured and me a fired dolls anroiant based al the umber of accounts at the broker.deakr Pulsing mutual funds of that fund fanity CONFIDENTIAL — h addikin to cornrnesiths received n connection with the sale or destitution ol may contracts ander:I investment that inn tows clients, we anda our affiliate mem reserve Wang ampersann from many of the instance companies undertaking the amity COMICS, Skates c4 de hurana carpals or isomers of hest irrivatmtht tugs we distrtute. - Our affiliates abo receive trading coransPons ad other contensalon from natal kends and Swine companies whose products we dabs - We receive an trial fee from UBS Bat USA erd 1.85 AG Stanford Ranch Of w to $25 per accord sweeping to the barks under the UBS Bank Sweep Program. Activity hkinnation repining commksiths and other chases fond n connedith wth the executionof trades, kIstrg option Vanuctions ha been incbchd on cort imatiore reessous !writhed to you, ad wit be prattled tory prcrrotly on repast. Short aNling H you are engagedin short selling a w.unly, you may its a charge die to attain tornowit costs for that panful:funky. Open orders Regarding open or • gxcatilacancelled' ordeal that were not executed by the agent* data, open buy and sea slop orders are taxed by the mows or dirderds a Fitts en an ex-dividerkb a entchts date unless attnxted °tenorse by yos You are re for orders that re executed Os to JOS baure to cancel nth fg open orders. Ping To obtain a copy Oa/current Client PrivacyNotice. pleat contact yam Hackie' Adage or von our websne at anew el. entente/se vn,fer UEG FinanciA Servks a rota bate the WA, Business Services Account EGA and IRMA are lacking. accounts Sikh provide access so banking services andprotests 111,:t41analgefTWIlit wth situated bras and other thniparty banks, ri d provides access to mace and ainurtY Products Curd by unaHiliatedthid-party insurance canpanes through insurance agency subsdianes of UBS Financial Services Inc. trionmerht kart ad array products, Nat FOC insured • No bank quameree• May bse was RUA. Resource Management Aare nt, Business Services Account BSA, IRMA and international Resource Manny :awn Aware am registered senate maks of UBS Fnaxii Senices Fx VISA Signalise e a rewind unite mirk of Viso Intematithal LIDS vii Saran creclt cards and IBS Visa debit cards roe awed by UBS Bare USA with peemssion from Visa U SA Incorporated. UM Financial denims Me Me 201604 SDNY_GM_00025581 EFTA_oo13620 I EFTA01277434 UBS U85 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 AMP70055849090516 Y1 0 Account name POT & KETTLE, LLC Friendly account name: POTKETTLE U.0 Account number Your Nnancial Advisor- SCOTT STACKMAI/LYLE CASNEL Phone - Questions about your statement? Call your Financial Advisor or the Resoutcetine at 800-762-1C00. account Visit our wehslte: NWAY. Lbs comilinancialservices Value of your account Business Services Account May 2016 POT & KETTLE, LLC 1000 VENETIAN WAY APT. 801 MIAMI BEACH FL 33139-1O43 On April 29 (1) on May 31 (5) Your assets 4,479 7 7 4,479.77 Your liabilities O.OO O.O0 Value of your account 34.479.77 Tracking the value of your account $4A79.77 4,479$ 4,479.8 • 00 • Dec 2014 49 Dec 2015 A2.1016 May 7016 Sources of your account growth during 2016 Value of your account at year end 2015 Net deposits and withdrawals YOir miestmentreturn Change in market Mu. Value of your account on May 31. 2016 14.77 SDNY GM 00025582 34,475.00 ZOO 64471.77 Member SIPC ANP70007005584909 Nr7000192106 00002 C516 030579743 Yl23679S500000C0 Page 1 of 6 CONFIDENTIAL EFTA_00 I 36202 EFTA01277435 SUBS Business Services Account May 2016 Your account balance sheet Summary of your assets Value on May 31 (1) Percentage of your account A Cash and money balances 4,479.77 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Con-modities 0.00 000% G Other 0.00 000% Total assets Value of your account $4,479.77 $4,479.77 100.00% Account name: POT 3 kETTLE, LLC F vie nd ly a ccou nt name:P TK Account number: Your current asset allocation A Eye on the markets Your K Randal Advisor- SCOTT STACK MAII LYLE CASRIEL • Cash and money balances may include available cash balances. kin Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change May 2016 Year to date S&P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 3.45% ANPFC0030055949IONP70C0192106 00032 0516030579743 v123619SSOCOMpiyGitim2550me 2 of 6 CONFIDENTIAL EFTA_00136203 EFTA01277436 SUBS Business Services Account May 2016 Account name: POT & KETTLE, LLC Friendly account n • Account number. Your Financial Advisor: SCOTT SfACKMANtLYLE CASNEL Change in the value of your account May 2016 (3) Year to date (1) UBS Bank USA Business Account APY Interest period Apr 7 - May 5 Opening account value $4,479.77 54.77 Opening l..165 Bank USA Business balance Apr 7 $479.77 Deposits, including investments Closing UBS Bank USA Business balance May 5 $4,479.77 transferred in 0.00 70,500.00 Number of days in 'Merest period 29 Withdrawals and fees, including investments transferred Average daily balance $2,686.67 out 0.00 -66,025.00 Interest earned $0 .00 Closing account value $4,479.77 $4,479.77 Annual percentage yield earned 000% Cash activity summary See Account Kingly this month for deta Is Balances in your Sweep Options art induCedin the cpenoq and dosing OrlanCeS vise. FDIC insurance atOits Only to deposits at u8S Bank USA. not to deposits at U85 AG, Starnloro Branch Of bank deposits plated throuch the UBS international DepOSI ACCOunt power!). SIPC rx0le(lion applies to money market sweep fund hddlngs but not bank deposits. See Important intotmacinn annul yew statement co the lap two pages d this document for Cetals. May 2016 (S) Year to date (S) document Opening balances $4,479.77 $4.77 Your return objective: Current income &capital appreciation Additions Your risk profile: Deposits and other funds credited 0.00 70,500.00 Primary Moderate investment eligbity consrderation None selected Total additions $0.00 $70,500.00 Subtractions Checks and bill payments 0.00 -25.00 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Other funds debited 0.00 -66,000.00 Total subtractions $0.00 -S66,025.00 Net cash flow $0.00 $4,475.00 Closing balances $4,479.77 $4,479.77 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage,. You can find a ful desaiption of the alternative investment objectnes in important information about yOUt statement at the end of this SDNY GM 00025584 ANP70003005$84911 NeT0o3l92106 COCO? OS16 030578743 v123679S50 000000 Page 3 of 6 CONFIDENTIAL EFTA_00136204 EFTA01277437 *UBS Your notes A...................60.6,9m ym6m.....,,,,,,,,m • a 6 CONFIDENTIAL EFT,00136203 EFTA01277438 SUBS Business Services Account May 2016 Your assets Account name: POT & KETTLE, LLC Friendly account narne:POTKETTLE LLC Account number: Some pnces, income and current vdues Orm may to Eminently. AS a redo. gam and losses mai ndl be accuralely refkcled. See Aportant infosmafron about your statement a the end of INS cbcurnem for mare Information. Cash Cash and money balances Cash and money balances ma/ include avaltie cash balances, UBS Bank USA cbpnt account balances, UBS AG Stanza' Branch deposit account balances and money market mut ud fund sweep balances. UBS Bart USA deposit account balances are Insured by the FOC erlthn %glade limits, but are not protected by SIPC. UBS AG Stanford Branch deposit au aunt balances an not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. Sr? the ronportan t information tow your statement at the end of this Oxtererm for details ante those balances. Your Mnandal Advisor: SCOTT STACK MAN LYLE CASRIEL Openng balance Closing Ware, Price per share Average DMdend interest Dann lacking on May I (S) on May 31 (5) on May 31 (1) rate puled period Cap amount 0) UBS BANK USA BUS ACCT 4,47917 4,479.77 250,000.00 Your total assets Pocentage ol Con Estimated unremzed Yak* on May 31 (1) yOUr XCCrant basis (0 annual incur* (Si gin or ioss (s) Cash Cash and money balances 1,479.77 100.00% 4.479.77 Total $4,479.77 100.00% $4,479.77 SONY GM 00025588 ANP7C003005$649I 3 NP7003192I06 00002 MI6 030579743 Y127679S50 000300 Page s of 6 CONFIDENTIAL EFTA_00136206 EFTA01277439 *UBS Your notes .., ,,,ocoo,===.6,,svfx. ,.ocapaiy G. 0.2... 6 of 6 CONFIDENTIAL EFT,00B6207 EFTA01277440 Important information about your statement 1.85 Fa-uncial Services Pc (the Form or UBS Finercial Straka°, is a midst of all principal security, cannarty and cptara exchanges. UPS Financial Semites and LES Bank USA re i-diect subsickines of UPS AG and aft ihaes of U3S Sautes LLC. The Fists I tunnel statement 8 available upon recited. The Font exeosioe offices am at LES Fina-col Senses thc. 1200 Harbor Boulevard Weehawken, NI 07086 This statement represents the onk official record of you' U3S Firscial Senates account. Other records, esept official to contanng condemndata should not be relied span H soubane there is an tear a omis9On please report it immediately n ethnic to the Branch Manger of the office serving your accosnt. Allhokoin a levies shown are Mended to be accurate, statement data *cub not be used fa to papooses Rely solek on yea-4nd tax forms. tie., Form 1099. 5498, 10425. etc ) when prepame your tax return. The Rim 5 required by law to taco to tie IRS all taxable &ethnic, report/kb rantaubh datiiind and uxtk interest erred en xcuitin held nyous acant, net broads on see bramactires, rd cod basis on certain covered secedes. Cava I MIMS,. with the Finn • Pleasmem-Jinn a.° oral cornmerastions in taking to further protect your firth. including your rit ender the Seculies Investor Protecbon (SFA) • B the financial iatioation cat the top leit of dm hat of this stamen is not CBS F mita Servak LBS Financial &anion carries yob accost as clearing broker by arra-gement with the ideated inslituton We in you of this 'Vit.:MTN, when you opened this accost h the cast your kra and stork/es a* located a LOS financial Senates and rot the nowdaci-g broker, and you mat make arepat of any a or omission to both firma. As described dm account agreements, you must natty a Of Ty errors or fraud iworkg chedcs reflected on your statement with 30 din alter it was mailed or made available. Allstate-nee-ft shall be deemed complete and accurate n all other respects if not Objected wrong within 60 days • Please dkect ouRomer complaints or earnest° tie Fitts C lent Rasura °torment at 201.352.1699 a wilts at 903.354-9103, 8:03 A.M. to 600 P.M FT Monday through Friday, or in sang to LES Piano* Semites ex., Client Relations Depalment, P.O. Box 766 Union Cy, W 07037. • In case of errors Or osntorn about an electronic funds trance (EFT). bit payment a UBS Votokbil card transactions, call 915.762-1000, a write to UBS Panda' Senices Ix., 1000 arbor Blcd, 6th floor. Weehawken. NI 07086, Atte BIASES& Sakes. Calor milt as soon as yeti can, t you hit sr statement cr receipt k twerp or W you need more ndomatiri tea a transfer on the statement or receipt The Firm or Card Oaf (as apleable)must her from you no later tan CO days slier the km sent yOu tlY trst stemma on which the era Or oncblem *pored. - horde your rum. ad a-core number Gi any) - Decoke the error Or the Tr/Mier you revere about, inisplein as ckaik as you cal shy you believe t is anerror a why au need more infamsten. - Prorade the icier arrant d the suspected Kra. The firm or Card Issuer vii harbore put compdaht and Null cotted sy error promptly. For alleged ends imolving UBS Vetakdebil cad broad ark if we take more than 10 bus noss days to obtles, we will credit pas accord for the anoint youthilk is in error, so tot you will have the use of tie money during tie tine it takes us to complele our instigation. Please mice all checks payele to the hen or the financial indeLdith nikated on he front of tha statement In addition to regular accsort fees, accounts may be sdaject to mantenerce tees, changes for lie parent kr securities purchases and charges kr unpaid amass n cash accents. Accounts that at transferred to other instiknom may be subject to a tangier tee. UBS Sweep OpAions LEG offers options for sweeping cash balances. balances to bak deposits at UM Bak USA and LEG AG Stroked trash (Bak Sweep Proaarra), moneymaker mutual tads (Money Funig ad the international Depose Acorn (DA)la c stances with n International Rescue? Management Account Though the Bat Sweep Programs, cash balances we swept to LES Bank USA to to an established knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at 1.85 Bank USA ay FDIC insured in accorda-ce with FPS Refit Former? Mamatian Ovate nit wwwfdic Deposes at LEG AG StamfordBrach ad shares of Money Raids are rot ensued byte FDIC. Through tie DA, (mailable to cad. balances an swept to depose scants at UBS AG New Yak Branch and LBS AG Cadman Ranch Thew deposits arena Poured by tot FCC. Baltic's held at the LES AG Caren Branth are tempi:auk imposed to the sovereign ink of the Calms lira, and tent is no guaranis or other ob4stion of UBS AG to repay to balances whiff an the LEG Cayman's Brach's books. Deposes at LBS Bork USA and each UBS AG Branch are not protected by SlK. Money Fund shyer are protected by SIPC. See -LOS Financial Services Accent Protect-on' below. Lip:nips request balances on the Bank Sweep Program or DA may be withdrawn and shores of a MoneyFund may be liquidated, end the proceeds returned to you or your searaies acccun. Rate Morn/doh about available sweep *Monk rickadrg cumpm Merest rates and WICK 5 available at wmvubscornsweepmeick from your F nasal Attar a by canon KO-762-1000. UBS Financial Servals eaement protection The Freer. a ere-eber Trine 1••re-tet Pretertm Corporation (SIPC), which protects le0SlieS acornof its mentors up to $915,000 (including 5250,003 kr claims for cash). The Slit asset protection limit, apply to all accost; that you hoed h a partials- tawdry. The Fnn, together watt certainaffiliates, has aho purchased kapkmental bastion. The madman amount payabee to at eligible rfierws, coleclieeb undo. this protection is ZOO mart as of Decent* 10, 2015. Stbpd to the poky orditorts ad lmi anions. cash a the flint is further protected fa up to $1.9 million n the swept* kr all your accounts held n spate:4r awaits A fJ ccpy of thepoky wording es available Son request. The Slit protectim ad the supplemental protection both do not apply to • Calm Creedal assets controlled by (and notated n your account value) but hell away from LOS Fine-col Services (e.g., certain( cash at UBS Bat USA. 60 cash at 1.8$ AG U.S.banrhes, (4 tauraxe poixts, including yeti annuities, and 60 tares of MAILS funds where such shams re rogatered drat& it the name of tie account holder on tie bodes ad records of the *Iola* aster a transfer agent). • Certain rmsb-nent contracts or inssiment interests (e.g., limned partnerships and private placements) that an roc reds-tend order to Socurkies Act of 1933; ad • Commodities contacts (e.g, foreign satine and preccus metal contracts), includirg futures contacts ad commodity option contract. The SIPC protect on and the supodwrwerial protection do not apply so these assets nen if theyotherwise appear on your statements. he SIPC protection aid the slitihrnental protection do not protect agar* changes n the market rale of yrs ins-Amens (whether as result of market moverrem, issuer ba-kruptcy or °think.) More irtonnaton is arab* span request. YOU nay cbtan more irionnatonaboul Slit, including the SIPC Brocks. by contacting SIPC at 202-371 -83C0 or by air ng the SIPC webae at smestop.org Dividend Reimestment Program pun The pee reflected a an average price. You may Obtett the alma price banns Ennis' Advise.. Onte. *hole shares are purchasedunder DRIP; paha' darn will be soli and the cash wi be deposited no your account. The &ricked reinvestment price applied by the Roar may Mier loom the maker pia at mirth to partial shares re sold Oieteislieu any whole urns may be heed on yob acau-d. tsun entitled tonsorial a s reset, a *Wird payment or othenvse, the Firm will ether peal unit * marl* price or accept an amard determined by a regiaered deeming a;ency, at credit you' accord. Inreetment objetlies ihe tionlmere objectives and risk profile an spec lc to each account and may may between you accounts Please advise the Firm promptly in wining of any smnikant change in Ina-Real situation or investment &acmes For eachscan het, you choose one of the folowng investment el:it/tiers CONFIDENTIAL • Prods. Cunene income: hveolmentS *dreg to generation ol income onk. • Arbeee Cape., Appoiceetion. Investments seeing csomh of prOcipal rather than the gerersaan of nocane. • Produce Conabaubbn or seen Capita Appreoaton. Ivesinents seeking both the gennatow of ?acme and growth of Frisk,* Overall elk profiles • Cookware. Seeks to manta* SW pri-cipal, with low not and volatility to the accost clunk nen of tie means the accost does not generate sign B [ant iscom or returns at may rot beep pre with • Moderate: Willing to accept some fit to prircPal and tolerate some stalky to seek higher returns, • Aggresse: Wiling to accept high ids to pings' and high volat lily to sea high returns owe time. • lcootfrotor EiSfealca Cootiletation:f selected, a PTTITOn of the porHoli, f or that account may exlide canplex sir:Regis, lamed liguicity and grater vOlatiley. Staler Thoulehokfrir We may corsofdase al related account statements with the sane adotess it the same envekte, e g. because they have owners who also maintain joell account raid sorehead well other clouts a the same ad.:Pena you safer to recent indiaidual statements mailed n separate enaelcoes, you may decline hxneholdng by caling you Firs-col Friendly scant name The Fierily accent name is a custaniziolo 'nickname' chosen by you to assist you with your recce-dire**. It has no legaledect ion your account You can range n.r Friendly accord names. though Onlne Services or by contacting your Feunnal Adana. Account overview • Vote of your accoontlion(olo. Net of assets and • Amer FEW,' smith cash balances, votes for nestrkted many lest), and GlobalTime Deposit, sweated marks to makes, and certain assets not held by the Pin. Does rot include unpriced searitheassets at tie end of the pear and anent statement pale% or pante imernents, unrested stock options and eurceable stock options • Lathildes Includes debit balances. outstanding cretin kens, credit lire, tat ar.cout balances. • Cashrearry balances. Total of uninvested evadable cash balances, plus deposit balances al UBS Bank USA, LBS AG U.S Branches ad money maker mutual fund wasp babas at the dm of tie statement period likn-canrredity free craft balances in your account are rot segagard torn other balances and tie Font may tae of these lads in the ordnay course ol As businne These funds re pestle span your downed. This total is included in the anent period closing Vale Loaning information For cloaked information m the Firm's krclig practices and disdains. refer to sir Client Rebtionthip SDNY_GM_00025588 EFTA _00136208 EFTA01277441 Important information about your statement (COMIngetf) Ageement or ACCOal Agf et* tertl and the General Terms and Conditions U3S Statement of Credit Practices healable in Agreements and OW/wares a gonna maltreat lorekrinto ,let Warmest. Your steamed Omen *cats and other ands hell the accost at the end of Ow natensws period. You may ark for deaverY d fulay paid sentries al ary time. You may receive securities aid as loin collateral after paying any balaxe cis a them. Any securities transfeend to the Firm cased the Italement period ale liked at market vas a of the end of the stainer* period. • Cast basic h detemining tie cost basis of he securities incbded in this statement, were indicated wih the number " l, • LES F minces' Services has relied Ori information &lined from source, other than UPS Financial Senices, inclkding if amnion frcm another &en et that sum./ have provided to yea Finaxial Attila. The Finn does not ideate-okay verty a saints the acayeacy a sadly day Sarmatian Provided by scum other the, k85 Senecas. h xiltion although LESChrical Services grerafir cesdates this nfamatim as il is received, the Finn does not provide any estates.' that the itrmatim seder 'Cost baris• and *Unwired gar/ loss' is accurate as of tie date of this statement. As such please do not rem on this nfanvtion to make pudese or sale decisions for tax purposes a otherwise. Accounts tianderred to the Fite may reflect gall loss Hamelin only for the period ci tine they are held at tie Fim More historical Haman:is cube aided by tar Fnaxial Advisor. • Unrealised gaits/Iona Keen data avenged trroaare4 guindloms are actialed Inc risthifial starry lots. The transaction data for idvSLal bit mayor may not reflect carmissigns, rZnice security reorganizatcn events nice and otter reinvestment lots ad systematk pirchaPP loll are each canbined to dieplay one averaged lot The 'Tack date' col-Innpresentsthe aging transaction trade date. • Callable securities Bonds arid prefened stock that the imoor calk for my redentfran wig be selected miPasOlt by lot Iran among all senses of fin doe held is our &mace n nomhee ream for as <lints Call tease Somalia is cbtaned from third parties and in accuracy is not gmantead. Ott, tall feabses may exot which mid afoot yield canpkle inkrrnatim end be provided upon request • Certificates of deposit (ms). CDs are FDIC ensured ciao 1233,000 is principal and accrued Serest per depot:ea and per depository inaitufia h accordance with FDIC nAes • Priothalue Prices dip:awed f or secunties and other cactus may be higher or lower than the price that yaw would actualy receive in tie mad. Ries are obtained from variant tied pay sources whit, we tides to be relable, but we do not garatee thek actursy - We grew* use the closing price when nitre or the mein of the bid and ask price, for listed Nosilies rid optiore a only bid prices for OTC steadies. - Less 3Ctivei traded secuities may be priced usig a Sonia model a tie moss recent price we downed ad may not reflect in actual makes price a vase - Certain positions may appear wit o_t a price ad will fist as 'irke was not avaable• it we are usable to otAan a price fora seamy - Deposes a "pewit's &nominated elCUITarat otter Ilan U.S cilia are reflected at the etching. rate as of the Statement date. - For certain wages fading n non-conformrg denornnations, puce and quantity(Iwe vats) my have been adjusted to facilitate mem value: ft To Win (trent gint.iims, when availaba, contact ccarcel Zen:Cr • Private inveaUnenta and etrucoared produas. royale rionlmal warms (nc Ulm drttt panicipatia program and realagate investment ins washes) and structred proins are gestalt highly Certain sena-bad prodsts have not been regatered with the Securities and Each Commission ce under ay slate securdtileTarra We Provide emanated values for private investment searitis a-d structured products for rdamatinal purposes cny. Marary snot guaanteed. - These vitas may differ obits-60y tan prices, il any. at which a pride noniron,' thy structured product maybe bought or sold and do rot necessaly represent the vast& may recent coon licwidatia. - Third party esimas ol value are as doornail date and ate applied to UBS Finarcial Services on a regilar basis try an independent satiation firm. - baser. go-dalpanne- or sponsor estimated vale% ay, ate applied to the hen by the issuer, general tenni or censor and may be calculated based as St erent information from that used by third pities to drive their eainated values. - You can obtain aedelorel Sormation regardig the metccblogy used to decennia the estimate of value ad the dale ate Hamdenthat is the basis fa the estimate by cantata-id your Financial Advisor - Third party 'singed sass may be reflected as 'Not priced' in several dualism: when an Idope-dent valuation lire has not &OPUS arable to astir a vat,.. Sanwa become ware that a matenal met has occurred tat may call a wesusay repaled take net question, or when a value would be highy speaalatite due to tie nature ct the aunty. - When neither an issuer, general partner or ammo' estimated value nor a third-pay estimated was is poricked, the all of the swisity MR be diktat lean its pschase price. - •Daributiens to date' may indude ream of capital, some orboth. - 'Original unk size' represents the hkial offering price per tutu axial., not reflect goes coo bass. - DIP ad unlisted RUT stasis se rot listed on a national wastes exchange, and are goner* liquid and ewes a they can be sold. tie ark. received may be es tan tie per fire estimated vat,. provided n the accost statement, . Reibicted securities. Restcted secants generaly are not twenty eigble for public tale. UBS Financial Service, uses the metal prima the wirestricted stack of the sane issuer' as an legated value for tie restricted Pak througaasesofihri statement orgy To the extent tut restricted stories are elgbk to sale, the value received may be sebstarwaly less than the imputed vskie tom • Est. (ectinated) income. anent yields and rates. M estimate of a'nual income is based on current dnidend ad interest rates, assailing tie laxities sill be held for ales. from statement date or use maturity This intimate aony a gudelne; accuracy and continued income are not purified - Estimated irrosil some and canine yield fa certain types of washes could rick& a retort of pelletalor capital gahs is which use the ect income (and curiae yield would be arrinated. - Estimated anal income and arrent yield and the actual Sane aid yieU mitt be lower°, higher than the estimated terb3unn. - An egad* of 'trudged income (dividend ander interne) divided by the current market valsiaverage balance is based as the Last dividend or merest payment made by the aver and runes the seareardeposts will be held for ate year Iran the statement date of until many. Accuracy and continued well are not guaranteed • Assets not held by UEIS Financial Services Cenah meets se rot held by the F im arena tetra the Firin's posse-Ina or antral. These assets are &played on yea statement for informational purposes Only, Positions and values presented re provided by to asu'rg fern. UBS Inancial &races not reeperable for this information and don not guarantee es mangy. These assets are not protected by SIC or to Fires supldementalSIPC coverage. • Revenue sharing and additional commutated,. — In addition to cartnissions on sales and Mil lees received n carecticei with the distributia c4 mutual fads to ow dents we ander our affiale receive maimed-or-ONPayments Iran dianbotors ada athisas of the Roast lards that vie sell. Thew arnants are based on two &feral corrporents (i the amoad of isles by UBS of a articular mutual fund I amiy to our client& and d) the asset value of apaticularmutual fund tanks shares held a the Irm — We and as alliste ate receive flanking aid melba processing lees in con-Aeration for trawler agent services that we provide to the mutual hat. These f ees generally are pad from investor asset:Skill* meal lured and &watered dials amount based on the maths of accounts at the broaer.dealer holing mutual lira of that fund family CONFIDENTIAL - h addtion to cornrnissias received n connection with the sale or ciotributiOn d arruey contracts and unit investment but enik tows dents, we anda our affiliate tweed revenge sharp ampersaion from many of the instance compages unidentified the artily contracts, Winn cite sum carp:Mau or spornors of fern imestmmt lists wp distrbute. - Our affiliates abo receive trading commoskins ad Ste compensation fran nand' knit and &wive companies slow products we &taut - We receive an smut fee from UBS Bat USA al LES AG Stanford Ranch Of laalo 425 per acciase sweeping to the barks under the UBS Bank Sweep Programs. Adivity InfigemaGaregardngcommksias and otter charges inured in connection with the exewlia of trades, incasing option transactions ha been incbad antSwan pregousy fumished to you. ad will be prosided to ?wpm-Fitly as Shan sidling II you are engagedin that selling a w.unty, you may hat a charge dye to certain banowig costs for that partkulteseasky. Open orders Regaling open or • gad-till-cancelled' ogled tat were not executed by the statement data open buy and sell slop orders are nosed by the mount et dna:lords or rid-its cn al ex-divider& a eg-arfrth doe laws ranxted othenvise by pa. You are responsbk for orders that re executed ds to your failure to cancel wising open orders. Priem To <bean a copy du/current Client PrivacyNotice. please contact mar F hackie' Achisa von our webste at ttiatw rnageaatalvartfer 1.85 Fiend Serkes is not a bale The WA Bushess Services Account BSA and IRMA are take-age accounts Stith provide access so banking services aid praises tea* alangantrilt web &Aged basks and other Ihniparty balls. rd provides manta sauce and armarY pandas issued by unstated thid-party rourece conpanes through assurance agency subsdianes of UBS Financial Services Inc. torestnent, roura-ce. ad a-silvan:ducts, Not FOC eased • No bank qua-anew. May arise was RMA. Resource Management awn nt, Business Services Account BSA. IRMA and intonational Resource Management Accost re registered service mats of LES Fnancii Sarkis he Vila Sigrahre it a regained Service mak 01 Vial handing LOS visa Signature cede cards and CGS Visa deb* cards are aid by UBS part USA with Peall590O from Visa U SA hcorporated. lid Financial Services Inc Rev 201604 SDNY_GM_00025589 EFTA_00136209 EFTA01277442 *UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York IV 10171.0002 CNP703651019506100 35Y1 0 Account name: POT & KETTLE, LLC Friendly account name: POIKETTLE U.0 Account number. Your Unsocial Advisor SCO17 STACK MA1WLYLE CASFIEL Phone Business Services Account June 2016 POT & KETTLE, LLC PO BOX 308 TEANECK W07666-0308 Questions about your statemeet? Value of your account Call your Financial Advisor or the Resourcetine at 800-762-1C00, on May 31 (1) on lune 30 (S) accoun VW!' assets 4,479 77 39,479.77 Visltour websIte: Your liabilities aoo aoo www.ubscomainancialservices Value of your account 34A79.77 $39,479.77 Tracking the value of your account S Thc uc,and$ 39 5 0 0 0.0 • Dec 2014 Dec 2015 4S Ift2016 fun 2016 Sources of your account growth during 2016 Value of your account at year end 2015 Net deposits and withdrawals YOtir tiveStrileilt return Change in market Moe Value of your account an An 30.2016 $477 SDNY GM 00025590 539,425.00 $O00 09,01.77 Mombor SIPC CNP70009306510195NP70C0303630 C0002 0616 030579743 Y123679550101010 Page 1 of 6 CONFIDENTIAL EFTA_001362 I 0 EFTA01277443 SUBS Business Services Account lure 2016 Your account balance sheet Summary of your assets Value on June 30181 Percentage of your account A Cash and rrxmey balances 39,479.77 100.00% B Cash alternatives 0.00 000% C Equities 0.C° 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% Account name: Your A nundul Advisor: Friendly account name. " • Account number: Total assets Value of your account $39,479.77 $39,479.77 100.00% Your current asset allocation A Eye on the markets Index SCOTT STACK MAULYLE CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% Percentage change Jule 2016 Year to date 0.26% 884% 0.21% 3.62% -3.32% -4.04% 1.80% 531% CHP700030065t0196NP70C0309630 00602 C616030575743 Y123679550 I0MAyGht000255tne 2 of 6 CONFIDENTIAL EFTA_0013621 I EFTA01277444 SUBS Business Services Account XIC Change in the value of your account Opening account value Deposits, including investments transferred in With&awals and fees, including investments transferred cut dosing account value Cash activity summary Account name: POT & KETTLE, LIC Friendly account name- Account number. June20I6(5) Year to date (S) $4,479.77 $4.77 85,000.00 155,500.00 -50,000.00 -116,025.00 $39,479.77 $39,479.77 See Account sanity Mrs month f or deals Balances in your Sweep Options are indudedin the cpenina and closing Wares velue FDIC insurance q5Plits only to deposits a U85 Bank USA, not to deposits at UBS AG, Stamrold &arch or bank deposits pnacedihroucti tne UBS intetnationd Depart Account prccrarn protection applies to money market Ivieep had hadings but rot bank deposits. See/mpg/um inSorrnabon aboot your statement on tne Iasi two pages d this document for *tab. Juno 2016 CO year to date ($) Opening balances Additions Deposits and other funds credited $4,479.77 25,000.00 $4.77 155,500.00 Total additions $85,000.00 $155,500.00 Subtractions Checks and bill payments 0.00 -25.00 Other funds debited -50,000.00 -116,000.00 Total subtractions 450,000.00 4116,025.00 Net cash flow $35,000.00 $39,475.00 Closing balances $39,479.77 $39,479.77 Your lenandal Advisor: SCOTT STACKMANLYLE CASRIEL UBS Bank USA Business Account APY Interest period May 6 - Jun 6 Opening UBS Bank USA Business balance May 6 54,479.77 Closing UBS Bank USA Business balance An 6 54,479.77 Number of days in nterest period 32 Average daily balance $4,479.77 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Ftnancial Advisor or Branch Manage,. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibeity consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025592 c HP70303306510197 N97003309630 000O2 C616 030579743 Y123679550101010 Page 3 of 6 CONFIDENTIAL EFTA_00 I 362 I 2 EFTA01277445 *UBS Your notes cu,,....,..............s.o,,,,.,. ,,.,og., Gm.o,s4.9e. ol 6 CONFIDENTIAL EFT,00B6213 EFTA01277446 *UBS Business Services Account Jul r 'CI C Your assets Account name: POT & KETTLE, LLC Friendly account name: POTK ETTLE 11.0 Account number. Sane pnces, income and current vd ties ShOnn may teepprOxinViie. AS a result. gains aid losses ma/ nos be accurately reflected. Set smporunt intomnoton abbot your statement at the end of this dxument for more infornason. Cash Cash and money balances Casts and money bamares may include avalaale cash balances, UBS Bank USA cOaut account balances, UBS AG Stariord Branch ',pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n applicable limits, but are not protected by SIPC MS AG Stanford Brant h deposit account balances Si. not 'muted by FDIC and are not protected by SiPC money market sweep balances are protected by SVC but are not insured by the FDIC. See the Important information about your statement at the endof this dxunent for details about those blames. sicking U3S BANK LISA BUS ACCT 4,47977 39,479.77 250.000.00 Goering Wan« Cloung briaxe ence per share Anerage on Jun 1(t) on Jun 30 (I) on Jun 30 (1) ate Drat:lend Interest paied Your PI nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Oar Si period cap amount ft) Your total assets Cash Total Cash and money balanced Account activity this month %/Sue On lun 30 (S) 39,479.77 $39,479.77 For more information about the pike/value shown for restricted securities, see Important information 4°,1 your statement at the end of this cbccrnent Cale AdInity Your Omantityi Descoption e,pense code Face value Cash NcalValue (1) amount CS) Cash and money balance (9) May31 Cash and money balance $4,479.77 Jun 13 Withdrawal FEDERAL FUNDS TO CargoMetncs Technologies L AT BANK OF AMERICA, N A., NY -50,000.G0 14,47977 Jun IS banger JOURNAL FROM HISLAINE MAXWELL 60,000.00 Jun 21 Deposit FEDERAL FUNDS DEPOSIT BY CA PGOMETRICS TECHNOLOGIES L AT ROFAUS3N 25,000.00 39,479 77 Jen 30 Closing cash and money balance 339,479.77 PerCentagt of Cost EStanSed yOur acount DM (1) annual income (Si 100.00% 39,479.77 100.00% $39,479.77 UrreeiZed OM or loss (S) SDNY GM 00025594 C Ne70:03306510199 N97003309630 000O2 C6I6 030579743 Yt 2367955010'010 Page 5 of 6 CONFIDENTIAL EFTA 00136214 EFTA01277447 *UBS Business Services Account lure 2016 Account activity this month (contrived) Date Blom, balance activities May 31 Jun 14 Jun 22 Mn 30 The UBS Bank USA euSin6S Account is your pommy sweeper:Kip', Account name: POT & KETTLE, tILC Friendly account name. ROTKETRE LLC Account number: You riqoandol Advisor: SCOTT STACK MAMLYLE CASRIEL Activity Description Amount (S) Pelona, forward SA479.77 Deposit UBS BANK USA BUSINESS ACCOUNT 10,000.00 Deposit UBS BANK USA BUSINESS ACCOUNT 25.000.00 Closing U.S Bank USA Business Account $39479.77 CNP703C00C6510200NP70C0309630 00002 0616 030579743 Y123679550 10WAy_ OM_00025,51ABe G of 6 End of statement for account number- CONFIDENTIAL EFTA_00136215 EFTA01277448 Important information about your statement U3S Fruncial Services Pc. (the Firm or UBS Fnarcial Strokes), is a merrber of all principal acuity, ccmrroday and optima exchanges. UBS Financial Semler, and CBS Balk USA re i-died subsithenes of UPS AG and *flexes of 1185 Startles LLC. The Fim's avenue' statement e available upon regsst The Font exeo.dice alias ere a. UBS Financial lances 1200 Harbor Boulevard Weehawken, NJ 07086 This stattmint represents the only officialrecord of you CBS Fhancial Semites account. Other records, exek official lac dxurentst contanng conflictingdata should rot be relied won II you believe thee is an ma a omission. please report it immediately n siting to the Brand, Manager of the office wrung your account. Allhaegn al figures shown are Mended to be mouse*, statement data thould not be wed fa to purposes Rely soak on yerend tax forma de , Form 1099. 5498, 10425, etc ) wben prepamg your lax return. the Fim 5 required by law toteazel to to IRS all taxable dividends, mportabb nontaxable cistittend and =able illorest end en sensitive held Circe exara nee smoke on see tra-saclire, ad co6 basin:nation covered secular% Cam I tellellfillfli was the Finn • Pleasienecortinn Ay oral corresneations in ming to further protect your rights. intlutin9 your rites ceder to Seculies Investor Protecbon Act (SFA) • B thefinancial institution cn the top leit of 5-le had ol this statement snot U3SFnenciel Strokes, LBS Fi-andal Smits carries yar account as dewing broker by arra-gement with the racketed instadon We inforrnedyiw of this relatOntit whom you opened this accost h the cast your leant and stork/es tre boated a LOS financial Services and rot the ntolectg broker. and you nut make a npat of any error or omission to both firm As described in the account agreements, Wu must natty w aF Try errors or kited twokkg teas reflected on your statement wee, 30 days alter it was mailed or made available. Alinements shall be donned complete and wane n all other respects if not abraded to in wrong within 60 decry. • Please deed cuRomer complaints or I-sanest° the Fitrrs C lent Retain (*oatmeal at 201.352.1699 a tolls,. r. 903.3M-9103, 8:03 A.M. to 6C0 P.M FT Monday through Friday, or in writing to 1.135 Financial Services Ix., Client Relations Detriment, P.O. Box 766 Unon Coy, NJ 07032 • In ease of <MS or questiorn about an electronic funds trenehr Olt be prier a UBS Votclebit card transaanns, call 822762-1000. or write to UBS Financial Senices lux., 1000 aorta Blvd, Fith floor. Weehawken. NI 07086, Mtn RIAAfeCA Sakes. Cale write as soon mystical, if mu tit yam- stalernerc a receipt is wrong or if you need more tdomation tot a transfer on the statement or receipt The Firm or Card Issue (as applicable)must hear from you no In tan CO days slier toe Fan sent yOu the int statement on which the error or cecblem amend. - hoOdeyout rums ad accord number Of any) - Deco& the era Of the b'anster you revere &OA and explain as clerk as you can why you believe t is nee a why you need more eikensias - Provide the dolar anent c4 the suspected ow. The fern or Card Issuer vii a...silage your compote and we collect my error promptly For alleged mots Solving UBS Vete4 debit cad broad bra if we take mom than 10 bus Buss days to do this, we willcredit par accord for the annum ycuthit is in error, so tat you we have the use of money during tie tine it lakes us to complete our reestgetion. Please mire all checks paytab to the Fern or tie financial Maestri related on he front of the statement In addition to regular account fees, accounts may be abject to mantenars ten, changes for late paanent kr securities purchases and charges for unpaid amounts n cash accants Accounts that at transferred to other instiulins may be subject to a tanner tee. UBS Sweep Options UM offers options for sweeping cat balances. balances to bat deposits at UM Bak USA and WS AG Starnkrd [ranch dita-k Sweep Progarr4 moneymeta mutual hats (Money Fang and the Internetionel Depose Account (DAtor c octanes with an Intanstional Reweave 'Arsamene Account. Through the Bat Sweep Program cash bales-es re swept to LESBant USA lap to an teal:sashed knit and then to UPS AG Stanford Branch. or e Money fund. Deposes at UBS Bank USA are FDIC hared in as/ord.-or withFM rules. Format information please visa wwwfdic Deposes a LEG AG Stanford Brad. ad shares of MoneyFindsare rot hared byte FDIC. Through to DA, imitable to cash balances are swept to depose &cants at UBS AG New Yak ankh and LDS AG Carmen Ranch Thew deposits are not toured by to FCC. Baines held at the UDS AG Cayman Brandi are tempest/ emoted to the sovereign role of the Colman Wads. and there is no %u rue or other obligation of UBS AG 10 repay the Winn while on the LEG Cayman's Brach's books. Deposes a WS Bali USA and tab UPS AG Branch are not protected by SIK. Monet Fund three are protected by SIPC. See 'LOS Financial Services Account Protection' Slow. Upai you recant bale-on in the Bank Sweep Program or DA may be wethdrasn and shares of a Morey Fad may be liquidated, rd the proceeds returned to you or jou/secrets account. Astor ekrmadon about available sweep optonS, nctekg tuners ineerest rates and gelds5 available at wmvubs comae...egret's% from your F nano* Advisor a by calling E02762-1000. UN Financial Serve account protection The Sinn,-.a me-ei-or of the r Frotectrn Corporation (SIPC), wind, protects le0SlieS aaccreSol its mentors up to $500,000 (including 1250,003 for darns for easli. The Slit anal protection limits ;kik to atl acoants that you hold is particute casacity. The Fin, together wen certain aft taxes. has also purdusi tiakmentel protection. The Madman amount payabb to at *foible nista., colleslieob cads this protection is S500 maroon a of December 10, 2015. Stara to the poky orditorts ad limitations, cash a the km is further protected fa up to fa .9 million n the aggregate kr all your accounts held n a pateular masa. A fie copy of the potty wading is salable uisn request. The Slit protection ad the supplemental protection bah do not apply to • Carlin anemial assets controlled by (end exacted n your account value) but held away from LIBSFina-tel Services (e.g., certain( cash at UBS ark USA. 60 cash at Les AG U.S.aanrhes, (4 teurame ;roans, including valible annuities, and dri darn of MAILS funds when such thins are registered divot& it the name of the accost holier on the books ad records of to apple** ever a transfer agent), • Certain mesh-nerd contracts or innesiment interests (e.g., kneed partnerships ad piste placements) that an rol regitened uncle the Securities Act of 1933; ad • Commodities tritad5 (e.g, (eery[seen? and preccus metal contracts), includerg futures contacts ad comrade, option contract,. lh•SIPC protect on and Is solacement* protection do not apply to these assets nen if they otherwise appear on you statements. The SIX protection aid the Matlereental protection do not protect against changes n the meat sae of pa imestments (whether as result of market movermm, issuer ba-kruptcy a otherwise) More irtonnaton a avaable upon request roams" cbtan more inionnation about Slit, including the SIPC Brahma by contacting SIPC at 202-371 -83C0 or by visiting the StPC sate at wmta/pc.orp Dividend Reimestment Program pun The pie reflected n an ate rage tyke. You may Wan the abut price bun you F racial Advisor. One/ *hoe tarn aro purchased under DRIP; panatellas we be soli ad the cash we be deposited in your account. The (Ward reinvestment price applied by the Misr may liter from the meta once al which tie partial shoes re sold Caste-ielieu Cnk whole orals may be heads yam account If you we misled to a petal unit a s nesult of a ekriderd parent or OhltINi3O. the Film well ether sell panel unit at marlin price a accept an moved determined by a regiaered cleiteg agency, rd credit you accord. Investment objectives The nentmer1 objection and risk profile :respects to each account and mat wiry between yea warns Neese advise the Firm mayflyin sting of a-y sm-thicant change in you- I natal situation or investment camerae For eachwant held, you choose aw of the following innostrnent objectives CONFIDENTIAL • Moons. Cement Moyne: hvestments seeing the generation of income onk. • Achkie Cape., Apposcration. Investments seeing arowt of principalrather than the gererafon of • Produce Consbauten of Worse and Capital Aporeciatou Sesoments seeing both tit genthatcn of raceme Torah of crikkal. Overall rids profiles • Conservitte. Seeks to mantin initial ancipal, with low risk and vobtiley to the accord neat ran if tat means the accost does not generate sign it [ant 'Mane or return% and may rot Mop pre with inflation. • Moderate: Willing to accept some risk to pirctial and tolerate sone notably to seek hg her returns, • Aggressem: Wiling to accept high rile to pontos' and high valet lily to seek highreturns owr time. • am meta E Wally Consekration: f Olift•d, a canon of the portfolio. for that account may rattle canplex strategic, tinted ligricity andante volatiky. Statement •houreholdier We may concords all related account statements with the same adtess in the same enmetve, e.g. because they have owners oho a10 maintain janl account relaarehips nod) other dens a the same address. you peeler to went mcIntlial statancnts marled n separate ennielOPS, you mat deolte hys,eholdng by calling your Financial Advisor Friendly scare name the Freedk accard name is a custanc*lo 'nickname chosen by you to assist you with your recomIteePtei hes no legal effect on your account You can chinoe tat inend9 aCCOUll names. through Ofikle Services a by canticle-9 your Fininual Ades. Account overview • Mr. of yea amooragonYolo. Net of assets and • A ne b Made, sal** cash balances, Sues fa restrictednosey (est ), and Global Tile Deposit% crreared marks to maliet, and certain assets not held by the Fem. Does riot include waked secuitiMassets at is end ot the prior and cumin statement ptiOdb. or plate rest untested stock options and exercisable stock options • LithiAbies. Inducts debit balances outstarding margh loans, credit lee, short accord balances. • Cas&eoney balances. Total of uninvested available cash balances, plus depose telexes at UB5 Bank USA, LBS AG U.S Branches ad money mean mutual fund sweep balms. at the <Me of is statement period Non-ccarredity free credt balances in you account are rot segegaed from other balances and the Fin mat use Sly of these ands li the ordnay cOuneol As Maim", These funds ere payable cam your dented This total is ridded in Is arrant period <bung Vibe Lending information For &tared pillar/WWII al the Firm's itedillptiettes and diabetes refer to yaw Client Relation ea SDNY_GM_00025596 EFTA_00136216 EFTA01277449 Important information about your statement (comeliest Agrenunt or ACCOal Agreement and the General Terms ad Conditions U3S Statement of Credit Practices meanie in agreements mciOixactres at goy eel CAMAY /4r inteirtrintr slat. VOW Mies Your statement itemizes saunters end other assets hell hint scant at the end of be Manner period. You may ark for deivery d nay paid seosiies al anytime. You may receive securities seed as loin annul after paying any balance dm on them. Any securities Instated to be Firm taxi-9 the statement period are listed at market via as of the end of the statement period. • Cost bale. In determining the cost basis of he securities incbded m this statement where indicated with the number l, • WS burin Services has relied oninformation obtained from sources other than UES Financial smites. including information frcm another fan a that sum* NM provided to yea Finmxial Advisor. The Finn does not indeperantly very a sans the acaracycrvaIdity day Sarmatian Provided by Wen other then LESFrontal Senecas. In sneak although UESFnsicial Sobers generalY Lk:dates hit nfcrmatire as it is received, the Finn does not provide any assuarces that tie iarmaticn seder 'Cost base ate *Unrealized gat lose is accurate as of the date of In statement. At such please do not ray on this nice-nation to make peschne or sale decisions fa tax puposes a otherwise. Accounts tranclated to be File may reflect °Silos% infarratib only for the period d tine they se held at tie Fhn Morehi:tonal Orlamaten <web, aired by par Freesia' Advisor. • Urellatialid gala/Ions Yellen data as awilabk, estinated sneaks-0 guindlown ore actiated Ice habLial stony lots. The transition data for reads' lots may or may not rhea ccmmisans, rZ da security reorganizatcn events ari cl and ober reinvestment lots ad systematk ptschnit ten are each canbined to display one awraged lot The 'Trait date' colts presents the crginal transaaon trade date. • Callable sullies Bonds and pealed stock that the issuer cats for eat redenplem will be selected Mesa°, by lot frcm sag all wanes of ht issue held dour name or ri nominee name for or clients. Call lease lanais) is obtaned from third pain and in accuracy it net 9s:ranked Other call leans moyinist which mid Slott yet; amain inamatbn lake asked upon request • Certificates of deposit (ON). CDs are FDIC awed Liao 52!4W0 in principal and road Serest per depot:tor ate per depository inane:bar h accordance with FDIC nAes • Pricohalue Prices deplayal f or securities and other pralcis may be higher ce lows than the price that yet would actualy receive in the maks fan are obtained from airs bid party sources whits we bierie to be relent but we do not goarantee thek accuracy- - We prefab, we be closing price when svelter the mem of the bed an ask poxes for listed suites and optics a only bid prices for OTC searties. - Less 3Ctiveir traded securities may be priced using a Susan model a the moss recent price we clamed end may not reflect en actual market puce a van - Certainpositions may appear voted a price ate will ters as 'irke was rot sealable • if we se triable to obtain a price fora warty. - Deposih a securities denominated n<Mercies Other thin US dolls at reflected at the 'whinge rate as of the Statement date. - fa certain warns racing n non-conformng denornnstions, price and quantity (face vet e) my have been rand to fans* Ian Susan To obtain anent quanta-4 when enable, torten you- Finscial Ans. • Private Inurement and strucared prod hivate swestmont secures (icLding deed pankipatib program zed real estate investment rue soothes) and structred proins are gmeralki highly diated. tartan stnstued pbacts have not been regetered with the Securities and Exch Osmosis, ce undo ay slate steuntileTarrs. We amble esimated values for private investment cecinas ird natured productsfoe Scanatiral purposes any. !Kong Sam guaranteed. - These vales may differ Sate-May km prices il any. at which a prorate iweStrnerd riy structured product maybe bought or sold and do rot necessatiy rep-ear the vais you r ay receive sport licuidatirs - Third party estmetes of van are es el a artain date ad an applied to UBS Fearciii Services on a regilar basis try an independent vasion firm. - baser, general panne or sponsor estimated valms any, are appled to **Fat by the issuer, general partner or span and may be calculated based an deferent information to,, tat used by third parties to delve their Snaked values. - You can obtain aeditorol normation regarding the methodology used to determine the estimate cel value and the dace of the Hamannthat is the basis fa the estimate by contacting your Frontal Advisor - Third party estennd vases may be reflected as 'Not priced' in several steaks when an 1dependent valuation tiro has not .41Pfud a it inane to assign a rola whs. we become ware that a materialnet has ccosred tat may call a minus," regaled value So question, or when a value would be highy sptaAstie due to tie nature ct the security. - When niter n issuer, general partner or SponSOr estimated value nor erred-part estimated ale is minded, the vale d the sanity Min dinerent Iran its parse price. - • DS:tutees to date nyindude reran of capita (some orboth. - 'Original alit size' represents be noel offering peke per sent wdmy not reflect your cot bases - DIP rd wailed RED sautes are not listed on a national securities exchange, and are gene* liquid and event they can be sold, the prke received may be be tan the per bare estimated vale provided n the scant statement, . Restricted securities. Restcled 'earns generals, are not °sexy Oran kr public sale. UBS Financial Service, uses to instal prised the unrestricted stock of be erne issue( as an imputed value for the restricted star reourposes Sea statement ony To the extent tat restricted seasties are elgble to sale, the vas received may be tbstarmaly less thinthe imaged vent. town • Eat (sainted) income. amine yields and rotes. M estimated annual income is based on current dividend ad interest rates, assisting tie smarties will be MU for one yes from statement date or until maturity This Sinn eon a gudelne; accuracy aid continued interne are not gum-need - Estimated snug hcane and curers yield fa certain types of leashes cald mckkle a retain of principal or caplet gas re which sae the est income (a-deurren yield would be overstated, - fainted anal income and anent yield and the actual Sane and yieU micAnt be lower°, higher than the estimated ankountS. - Are *seinen of 'trusteed income (dai:lend anace interest) divided by the current market valsiaverage balance is based an the Last dined or nine pennant mode byte issuer and assures the senterdeposts will be held foe one year kern the statement date or until many. Accuracy ad continued yell are not guaranteed • Assets not had by UBS Financial Services Certain Melt be rot held by the f im end not vmtiin the Farm's possessen or carol. These assets ere clanland on tar statement for informational purposes orify. Positions and values presented we provided by dal Ss ring firm. UBS Financial $eh%es ii not reportable for the information and does not guarantee its accuracy. These assets are not protected by SDK or be Fern's Supplemental Slit nitro?. • Revenue sharing and additional tompuneetics — In antigen to commission on sin and 12b.1 lees received m carecticre with be distribution c4 nsdual finds to ow dents we antra our afresh receive r"rRieShilOni/ Payments from di:Matta, ardot ad visas of the man funds that is sell. These arnants are based on two &fermi corrponnts fie the amowl of YIN by UBS of a Daliculs mutual fund famiY to our clients and 00 the asset value of aparticular MASI fund famihts shares held a the fern — We and as Slate ako receive networking mid seta processing fees is cornocation for transfer agent services that we prank to the mutual lint These fees generally are pad from investor asses tithe nobelium:I and naiad dollar annum based en the amber of accounts at the broker.clealer tiding mutual funds al that fund fa-nify CONFIDENTIAL — h addaion to corntnissists received n connection with the sale or dembution of array contracts andknit investment an knits tows clients. no alder our earn recta rewrote sharp ampereatizen from many of the Manse companies undenring the annuity contracts, arises a be Swans carpet or sponsors of bean irwestmmt rusts we disttote. - Our Sans abo receiee trading commuskins ad other conveniencestam natal ask and Swine companies Mote predicts we dertute. - We receive art real fee from UBS Bat USA sal LES AG Stanford EtanCh Of w to 425 per accord sweeping to the barks under the UBS Bank Sweep Programs. Activity Inficemaan vegan:in° commksbns and other chsges rand h connettizn with be exeotan of trades, alsag option transections has been incheed on ariliwialions penny furnished to you. ri d all be proaded to supra-Frey on rennet Short selling you are engaged in short selling a security. you may tsar a change der to Certain tanavitg fasts for the nebula-truly. Open orders Regarding open or • gxchtill-cancelled' aden tat were not executed by the statement date, open buy and set slop orders are nosed by the mount ch ditched, or rOnts an an ex-dividerds a onntas rite unless entnxted arenas. by yes You are responsbk for orders tat are executed Os bye& Islure to cancel easing open orders. Mum To obtain a copy of as current Client PrivacyNone. new anted yes F natural Achiscr a von our wan at mew. iM rnm/egivr•vmfer UEG Fine-tit Soren e not a bale The PM A, Business Services Account BSA and IRMA my lake-age accounts Midi provide access so banking services red protests IFPX4Iallalpenlerilt with af I Sated barks and other Ihniparty bares, ani provides Mile to tease and amity aortas haud by unaHiliatedthid-party rourance companies through insurance agency subsidiaries of UBS Financial Services Inc. Messer& reursce, ad nuity products, Not FDIC instead • No bank guanine. May lose value RMA. Resource Management Aire. nt. Business Services Account BSA. IRMA and intonational Resource Management Accost se registered service mars of UBS Francit Sines Inc Vila Signalise it a regainedSankt Mile 01 Vila human:nal LES Yu Signets cede cads and IBS Visa debt cards ere standby UBS Bab USA wilh PerM59011 from Vea U SA bcorponted. UBS Piruncial Services Ins Rev 201604 SDNY_GM_00025597 EFTA_00B62 I 7 EFTA01277450 SUBS UBS Financial Services re 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056592050716 VI 0 Business Services Account July 2016 POT & KETTLE, LLC PO BOX 308 TEANECK N107666-0308 Account name: POT & KETTLE, LLC Friendly account name: POTKETTLE LLC Account number. Your Financial Advisor. SCOTT STACK LIAIWLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RescurceLine at 800-762- I 000. a«oun On June 30 (S) on July 29 (4) Your assets 39,479.77 14,480.17 Idslt our websIte: www.ubscornIfinancialservices Your liabilities 0.00 0.00 Value of your account $39,479.77 $14A80.17 Tracking the value of your account S Thousands 39.5 14.5 0.0 0.0 • DK 2014 Dee 2015 Ain /016 ILI 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 Net deposits and withdrawals Your MeSti1leclt return Disidendarx1 interest income Change in marker value Value of your secant on Jut 29, 2016 1477 SDNY GM 00025598 514,475.00 $ato 3000 614410.17 Member SIPC CNP7000a7056S970SNF7003‘9529$ COM 0716 030579743 Y1236795500000:0 Page 1 of 6 CONFIDENTIAL EFTA_00136218 EFTA01277451 *UBS Business Services Account July 2016 Your account balance sheet Summary of your assets Value on July29 (1) Percentage of your account A Cash and money balances 14,480.17 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% Account name: Friendly account name. P " • Account number: Total assets Value of your account 514,480.17 $14,480.17 100.00% Your current asset allocation A Eye on the markets Index Your II Rancid Advisor. SCOTT STACK MANLYIE CASRIEL , Cash and money balances may include available cash balances. kAil5 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% Percentage change July 2016 Year to date 3.69% 7.66% 3.97% 7.74% 5.08% 0.83% 0.63% 5.98% CM, 700080056$9206 NP70C0 195295 00032 OM 030575743 Y123679SS0 coguitic GM000255ene 2 of 6 CONFIDENTIAL EFTA_00136219 EFTA01277452 *UBS Business Services Account Account name: POT & KETTLE, LIC Friendly account narne:POIK STYLE LLC Account number: Change in the value of your account Cash activity summary July 2016 (Si Year to date IS) Opening account value $39,479.77 $4,77 Deposits, including investments transferred in 0.00 155,500.00 Withdrawals and fees, including investments transferred our -25,000.00 -141,025.00 Dividend and interest income 0.40 0.40 Closing account value $14,480.17 $14,480.17 Dividend and interest income earned Fol purposes or tins statement, tactility of inkiest and O,ldend Income has been determined ficM a US tin reporting CerSPedht. Based upon the residence of the account holder, account type, or prozlixt type, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tars The dent monthy statement is not intended to be used and cannot be fated upon for tar purposes. Clients should refer to the arriKatie tar reporting fora they recehe from UBS annualy, such as the Forms 1099 and the Forms 480, for tae reporting information. It is the practice of UBS to file the aCcliCatie 18a repOrting 10MS with the US InternM nemnue Service and PR treasury DepaniTent. and in Seth fOrrns accurately classify chidenct *race IntereSt as tar exerrpt or to income Pleat consult your Includual tax preparer. July 20I 6(S) Year to date (S) Your Pi vandal Advisor: SCOTT STACK NIANYLYL£ CASRIEL See account activity tha month for decals. &dances In your Sweep options are inducedin the cpenng and closing od.snces villa. FDIC insurance copier only to deposits at Wises.* USA, not to depouts at LOS AG, Slarriod Branch or bank deposits pacedthroug, the UBS Intemaiond Depose Account procyam. SIPC protection applies to money market sweep find hob:tiros but rot bare deposits Seelmportant inSormation about your statement on the lat two paces cf this document for detals July 2016 (1) Year to date (1) Opening balances $39,479.77 $4.77 Additions Deposits and other funds credded 0.00 155,500.00 Dividend aid interest income 0.40 0.40 Total additions $0.40 $155,500.40 Subtractions Checks and bill payments 0.00 -25.00 Other funds debned -25,030.00 -141,000.00 Total subtractions -$25,000.00 -$141,025.00 Net cash flow 424,999.60 $14,475.40 Closing balances 314,480.17 314,480.17 UBS Bank USA Business Account APY Taxable interest 0.40 0.40 $4,479.77 Interest period Jun 7 - Jul 7 Total current year $0.40 $040 Opening UBS Bank USA Business balance Jun 7 Total dividend & interest $040 $0A0 Closing UBS Bank USA Business balance Jul 7 $39,480.17 Number of days in nterest period 31 Average daily balance $25,124.93 Interest earned $0 .40 Annual percentage yield earned 002% SDNY GM 00025600 ChIP7C009305659207NP7OCOI9529S 000O2 0716 030579743 Y123679550000000 Pap 3 of 6 CONFIDENTIAL EFTA_00136220 EFTA01277453 UBS Business Services Account July 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Account name: Friendly account name- ;) Account number: ■ Your return objective: Current inccmo & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderatton - None selected Your account instructions e your account cost basis default closing method is FIFO, First In, First Out Your linancial Advisor: SCOTT STACK MANLYLE CASRIEL CNP70008005659208NPVC0195295 C0032 0716030579743 Y12367955000WAYGM000256tAge 4 A ti CONFIDENTIAL EFTA 0[1136221 EFTA01277454 *UBS Business Services Account lUly 2016 Your assets Account name: POT & KETTLE, LIC Friendly account name' Account number. Some fames, income and current vanes shorn may Ise Eppiorritnene. As a Intl. galas and losses ma/ not tie accuralely refkcied. Set Aporum infosenabon abour your statement a the end of this cecumem /Or mote inforroson. Cash Cash and money balances Casts and mon€y balances mar include avaleale cash balances, UBS Bar* USA deront account balances. UBS AG Startliord Branch depoot account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the FCC villein applied :4e limits, but are not protected by SaPC UBS AG Stanford Branchdeposit accoum balances an not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by Svc but a* not insured by the FDIC. See the important information about your statement at the end of this doctrnent for detain about those balances. Hddng U85 BANK USA BUS ACCT 39,479.77 14,480.17 250.000.00 Goering balance Closing belaxe Pnce per share Average on lul 1 (1.) on Jul 20(1) on Jul 79 (I) rare Dividend Interest period Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Days in period Cap anounl (1) Your total asset value on lit 29 (1) heicenta2t of Cost ESbMate0 yOur aCCOunl oasis (S) annual income (5) UnieVized gala or loss (S) Cash Cull and money Wines Total 514,480.17 100.00% 514,480.17 14,480.17 100.00% 14,460.17 Account activity this month For more information about the price' value shown for restricted SecuntieS. See Important informer about your statement at the end of thn d,cunent Cote Actibity Jun 30 Jul 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 07707/16 .40 39,480 1 7 Description Cash and money balance 439,479.77 Your Oclanttly/ ensense code Face value Price/Value (5) C.Eh arrounl CS) Cali and money balance (5) Jul 13 Withdrawal FEDERAL FUNDS TO CargoMetncs Technologies I AT -25,000.00 14,480.17 BANK OF AMERICA, N.A., NY Jol 29 Closing ash end money balance 414,440.17 SDNY GM 00025602 c NP70002005659209 NV7003195296 C00O2 0716 030579743 Y123679550000000 Page 5 of 6 CONFIDENTIAL EFIA_001 36222 EFTA01277455 SUBS Business Services Account 1'n Account activity this month (contnuedl Dale Money balance ectivities kin 30 Jul 8 Jul 14 Sal 29 The UBS Bank USA WS neSS Account IS your ()unary snittpoppon. Account name: POT & KETTLE, LLC Friendly account name: P TK Account number: Your lq sandal Advisor: SCOTT STACK MANLY'S CASRIEL *amity Description Amount CS) Belau forward 539.47937 Deposit UB5 BANK USA BUSINESS ACCOUNT AS Of 07/07/16 0.40 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 07/13/16 -25,000.00 Closing IBIS Bank USA Business Account 514,400.17 CNP70309005659210N10000195295 00002 0716 C00579743 VI 2367955000QMY_G M_000256t1SEle 6 of 6 End of statement for account numa CONFIDENTIAL EFTA_00136223 EFTA01277456 Important information about your statement U3S Fruncial Services Pc. (the Firm or UBS Finarcial Serval). is a merrber of all principal acuity, ccmrrothay and options exchanges. UBS Fitancial Salon and LES Balk USA re ndiess subsilones of UPS AG and athhaes of U3S Sashes LLC. The Ennis I nanoal statement k available upon reytest The FirtS exeo.nia aka re a. WS Fine-0315am, lx. 1200 Harbor Boulevard Weehawken, NJ 07086 This natement represents the only official record of you' U3S Fhancial Services account. Other records, swept official taw document contanng scattingdata should rot be relied Loon II youbane thee is an tiler a 011490n please report t immediately n wring to the Brandt Manage of the Wise wrung your accost. Alltharis a hydra shown are Mended to be month statement etas *mkt not be wed fa to purposes Rely matt on yerend tax forms. De , Form 1099. 5498, 10425. etc ) when Drepamg your tax return. The Fim 5 required by law to remit to tie IRS all table Medina, aportakie noritabk brava and =able Merest erred en sensitise hid name exant rent rands on see brisaclire, ad cost basin:main covered sautes, Caralltrileatkiell with the Finn • Pleaseremain, eel oral conymnations in wring to further protect your rifts, inducing Mt 6015 under the Seculies Investor Protection AO (SEAR • H the financial Satiation cn the top let ofthehcd of this statement isnot U3SFroracial Sakes.. LDS Fironcial Sonia carries yor accaint as caring broker by arnagerrent with the Mated instituters We in you of this relatl,15h0 when you opened this accost h the cast your kaa and moans are located a LOS financial Seneca and rot the imodeng broker, ate you rat make a npart of any a or omission to beth firma. As described in the account agreements, SOU Mlist natty IA a Ty errors or fraud Marry cheas reflected on your Moment welsh 30 dye alter it was mailed or made available. Alinements shall be deemed corrplse and accurate n all other respects if nal objected to in vetti-g wthin 60 days • Please dhect cuRomer oomplants or ea/nest° to Fairs C lent Kasha Department at 201252.1699 a tolltroe r. 903.354-9103, at® A M. to 6 OD P.M FT Monday through Friday, or in tang to LES Financial Senices hc., Client Relations Depatnent, P.O. Box 266 Union Cry, NJ 07032 • In case of errors Or ClUellialS about at electronic had, antler (61), bas [mina a UBS Watchful card inactions, call 802762-1000, or wile to UBS Prenatal Senices lx., 1000 Hatt( 814, fah floor. Weehawken NI 07086, Attns RMAIBSA Serkes. Caller wile as soon in yeti can, if you hit tame neurone a receipt is tang or if you need more limitation abort a transfer on the statement or receipt The Firm or Card kart (as applicable)must hear from you no tar than CO days after tie Fine sent you the Int steward on which the Cita Or problem anted. - Proide your name ad axon number (if am) - Decal:* die error Or the I/WSW ye-I are inure about, indesplain as <try as you cal why you believe a is as any a why a need more tionmatim. - Pim:dethe dole an-ant Ca the suspected rat. The Firm or Card k suer vii hostigate put demi:data and MI correct thy error prompty. For alleged mob inolving UBS Via* debit cad tramad Pm if we take more den 10 bus bass days to loth,. we willcredit yow accost for the VIVO'S ytuthink is in error, so that yaa cal have the use of the money clang tie tine it lakes us to complete out intonation. Please mire all checks Dwelt to the Fern or the Modal innakn fixated on he hat of the statement In addition to regular aware fees, accounts may be abject to mamma* Ins, charges for We payment for securities purchases and charges kr unpaid amities it cash accants. Accounts that an tranSferred to other attains may be subject to a tangier fee UM Sweep Options CBS offers options kr nwsong cash bals tces. balances to bale deposits at UM Brie USA and LES AG Staked branch fita-k Sweep Prix/arab moneymike mutual harts (Money Fresh) rid the International Depose Award (DA)la c amoral with in Intarutional Rescue:, Management Account. Though the Bat Sweep Programs, cash beta tts re swept to LES Bank USA to to an estabashed at ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA an FDIC inured in accorda-ce with FC4C nabs. Forma Mormatim please met wwwfdic Deposes at LES AG Stamford Brach ad shares of MoneyFindsare rot bared by the FDIC. Through tie DA, tenable torah balances ar• swept to depose &cants al UBS AG New Yak Branch and LES AG Capron Ranch Thew deposits arena toured by the FCC. Baines held at the UDS AG Gasman Brandi are tempi:mar imposed to the sovereign la of the Caren Walt and there is no tuatara* or other oblgation of UBS AG to repay tie Saes whrk Orr the LEG Cayman's Brach's books. Depose, at WS Bark LISA and eah UPS AG Branch are rol protected by SIPC. Money Fund than are protected by SIPC. See -U3S Financial Services Accotnt Protection' below. Chen your request balan in the Bank Sweep Program or DA may be withdrawn and shams of a Maley Fad May be radiated, ad the proceeds returned to you or sour seaties accost. Rehr Mammon about available sweep einem nclairg (wren interest rates and relit 5 available at warubscordsweeprea from your Fnaicial Admor or by tiling ROD-762-1000. UBS Financial Seniew eaten protection The Fr-n rt • manta, •4 11-.• <eel Tau< I--enen• Pace ire. Corporation (WC), which protects 1•0-tlieS haa-VIIS 01 its mention up to $500,000 (entity:ling 1250,003 kr dams for cash). The Slit asset protection limns ;ST to atl accords that you hold n a parlicutr cacity. The FM, together wt certain aft iliates, has also purchased tialallentaplOtatiOn. The llarnan amount paid:410 at MgiNe diet, collictink undo. this prat-ion is ZOO man as of Docents to, 2015. Scbad to the poky orditorts ad lmi actions. cash the him is further protected fa up to 51.9 milbn n the aggregate kr all your accounts held n a patkube paucity. A fii copy of thepoky wadi g is available UP05 request. The Slit protectim ad the supplemental protection both do not apply • Caton 1nencial assets controlled by (and neliciad n your account value) but hell away from WSrim-MA Senora (e.g., certain( cash at UBS ark USA. 00 cash at Les AG U.S.branrhes, (4 Murarce poclas, including variable antic aid 66 shores of Maud fends when such shams acv registered divot& n the name of he account holier on the books ad records of dm althea* atm. a trawler agent), • Latin nab-nent contracts or iniesiment interests (e.g.. lirMed partnerships rid pate placements) that are nal regitered order **Securities Act of 1933; and • COITMOditotS arrays (e.g, foreign wane and preccus metal contracts), incluarg futures contacts ad commodity option contract. The SIPC protect Cm and the supplemental protect:in do not apply so these assets nen if they otherwise appear on yea statements. The StC protection aid the Wokrnental protection do not protect agara changes n the market vela of jar intestates (whether as result of market morment, issuer bankruptcy a (think.) More irronnation is arable spot. request. mums cbtan more Morin:won about UPC, ricludo9 the Slit Broctire by correcting SIPC at 202-371 -83C0 or by eisitep the SIPC ,wbsee at snwarpc.org Dividend Reiwarnent Program pun The pie reflected is an ate ay puke. You may obtan the actual price Iran rxr F racial Advixr Ony whole sham are purchased under DIM; palial thaws sea be soli ad the cash wi be deposited is your account. The cividerd re-minima price applied by the tar may offer tom the market price al which the partial tires re sold • lsu Cny whole unts may be held yam acautt. If scu anted to petal sift a a nesuh ol a thiderd payment or otherwise, the Firm will either sell partial trits at marbet price or accept an alma deurmined by a regitered cleiriu agency. ard credit sox accost. Investment objectives The Saimaa objection and risk profile a spec IC to each account and may vay between tar accords Pleas advs. the Firm amp& in wining of ay smMicant change in pas I natal sedation or investment &wines For eachsecant heist you choose or, of the folbwiu investment objectives. CONFIDENTIAL • Prate Cunene income: hvesbnents seekng thx generation ol eicome thy. • Acteti• Ceps , Apandation Investments sang /via of priwipal rather than the generation of ixam. • Produce Corobaubm of Moose and Capital Appreciation' frwesinents sang both tie gerweacn of name rd growth of papal. Overall ea profiles • COASetVA*. Seeks to maintain Mit ancipa with low risk and volatility to the acorn owrat nem( that means the accost does not generate sir t Cant imam or alum and my rot keep pea with • Moderate. Wiling to accept sane risk to pircjoal and tolerate some sot:linty to seek hyper returns. • AggAissere: Wiling to accept high nth to papal and hip valet lily to sea Figh returns owe tint • lin. stment (Wake Comaration:t Hinted, a PatiOn of the portfolio for at account may ladle canals strategic, limited Merck andante Starr Thoweholteut We may corsoklase al related account statements with the sane adrass it the same envelope, e.g. because they have owners who ado maistain nol account rely crehips welt other dents a the ma addressif you peeler to wont individual statements mailed n separate ernelcoet you may decline lxv,eholing by coring yam Fina-col Advisor. Friendly aeon name The Fria-dbr accent naive is a custanziolo 'nickname chosen by you to assist you with your recordkeePt4 has no legalellenasyour account. You can change qtr Friendy acort names. though Ordne Services or by contesting your Fe-uncial Aiwa. Account overview • Value of your accoontOson(olo. Net of assets and ;toile Antb haddes matte cash balance,, votes nestrkted 'tarty test ), and Global Tim Deposits, amazed marks to maker, and <erten assets not held by the Fem. Does rot include marked sensitiei assets at the end a the 'nor and anent statement penods, or patme iseesiments. invested stook options and ennrcable stook options • babas Includes debit balaces, cumarding merges dens, credit Ire, chat accord balances. • CDs/Mooney balances. Total of unimested alma* cash balrices, pus depose taints al UBS Bank USA, LDS AG U.S Branches ad money market rivAual fund sweep baron at the ohm of tie statement period N:n-ccenvedis free omit Saxes myar account are not any torn other balances and the frmmy ea any of these lads lithe ordnay course of is easiness Texfunds re pestle mai your dawned This total is nekided in the arrant period closing vote •eming information Fix cleated information on the Firm's lerdiv prams and docktmes. refer to you Client Rahway, SDNY_GM_00025604 EFTA_00136224 EFTA01277457 Important information about your statement (tOntleMed) basemen or ACCOLI1 Agf Nati and the General Terms ad Conditions LieS Statement of Credit Practices nobble in Agreements and 04d:sures at as wart combrew maderhanm Your at Your statement itemizes securities another inns held h.Maas-aril at the end of tie stsemers period. You may wk for &Pura Of UN pad seo_rities at mime. You may receive securities rad as loan collateral after paying any balance cis al them. Ay securities transheind to the Firm dreg the tenement period are Wed.' market value as of the ended the statement period. • Cast balm h detemining the cost basis of he securities incbded in this statement where indicated wih the number l, • LBS F nonce& Services has relied as information oblined from sources other than US$ Financial Semites. including irdcrmation from another fine a that soma/ ttettlecroaided to you finsxial Attila. The firm does not irdeperantly vereya isairantre the accuacy a oak% dry Wormation provided by 30$0.5 Car than LESPi-uncial Senien In xi:fetich although UPSfisarel Services general& tezdates trio nfcrmation as t is recerved, the him does not provide any asseurces that tie ill0Matiatl Lahr 'Coat bate ad *Unrealized gar/ lose is accurate as of the date of he statement. As such please don't refer on this nfanution to make rudest or sale decisront fa tax imposes a otherwise. Accounts turdared to he Pim may refine gad loss infametbn only fade period et tine they as held at the fim More hisorkal rilcrmatcn cube aited by yar knaxial Advisor. • Unrealised gaits/lona %ben data ottinated unrealized spindle/ion ore cactAand la kuirvklial set" lots. The transition data for telviclial lots may or may not reflect calm/saris. rZ dor security reorganization events an el and ohm reenvestmeni lots ad systematk parchnit lots are each combined Iodises, or* averaged lot The 'Trade date' colon presents the original transaction trade date. • Callable seeurieles Bonds and preferred stock that tf-* Sam cal, for bet redemptxm will be selected irvasialt by lot Pan among all set-vain of that issue held in our name or in nominee nave for as clients. Call tare inkanalisi is obtaned from third pain and Is accuracy is not 9s:tanked. Ogee call learn may oast which mild ailed yet; canpkle inikeimatbn will be croakied upon request • Certificates of deposit (me). CDs are FDIC mired ti, to 1293,000 in principal and ALCMS interest per deporacr ad per depository inaituixt b.accordance wits FDIC n.M • Price/value Prices displayed for secunues and otter protests may be higher or lower than the price that )0J would actually receive in the make. Wien aie obtained from various hid prey sources whiti we blew to be relable, but we donor garantee thee. accursy. - We awns* use he closing price when snit* cc Ow mean of the bid ante ask poxes for listed martin and option; a ore/ bid prices for OTC statues. - Less aCtrieB traded secuities may be priced using a valuation model age moss recent sate we downed and may not reflect an actual make' price a vase - Certain positions may axes vdto_il a price avert will twee as 'piece was not avadatae• it we am triable to obtain a ante fora wady. - Deposits a vetoing, denominated VICUMMon other Nan U.S dollars ate reflected at the 'trigs rate as of the statement date. - fa certain marks racing n non-conlormng denornnations. price ri d quantityBate value) may have been adjusted to Lanai* pamper valuabn To dotin arrent quotaticrs, when amiable, contain yar Nonfat Adria,. • Private Irwenments end struceared products. Triode neestmol swarth, (i-cldig deed pankipatbn program zed realeciate investment auk steatites) and structred tins are general highly ifinaid. Gran sena-tend protests have not been regstered with the Securities and Exch ge Commasian or under was state secuntiZaws. We amide estmated vale for pints investment se:pikes adsnctured products for infuriate:rut purposes any. !Kong dam guaranteed. - These vibes may differ mbstamisty from prices, il any. at which a Pria#4 Reenlerenl nth structured product maybe bought or sold and do not necessztit represert the vats you mayrearm ryas liwidaticn. - Third party estmees of vats are as ascertain date ad are supplied to UBS f earcia Services on a regtiar basis by an independent saltation firm. - Wet general panne- or sponsor estimated valet if any, are "abed to he Fm, by the weer, general partner or cabs and may be calculated based an deferent information tan tat used by hid pities to derive dwir estimated values. - You can obtain aedilorel inkimation regardrg the metccblogy used to decennia the estimate a value ad the dale of the Hamblinthat is the basis fa the estimate by contacting your fkuncial Advior - Third pity 'singed vales may be reflected as 'Not priced' in several amain when an 1dependent valuation lire has not stay 014 is trobee to assir a vat*. when we become ware that a matenal 'wet has ccosred that may call a venous," reported value So question, or vnen a value would be high speculates due to he nature of the warily. - When neither an issuer, genera partner or sponsor estiTuted 'aloe nor a thed-paly estimated vale is providect, the vela or to seanty wilt* diner:Ent lean itspasha* price. - • Datributicos to dale' mat indude rattan of capital, ncome orboth. - 'Original unk size' represents he MISS offering peke per unit &rime, not reflect you cost base. - DIP ad unliseed RErt sectreies are not listed on a national securities exchange. and At goner* liquid and event they can be sold he wk. received may be IOU than the per tare estimated robe provided n the accord statement, . Restricted searities. Resettled sectrities generals, as not (wren, triable tor public sale. UBS financial Service, used the motel priced I he unrestricted clock of the sane issues as an inputed value foe ha restmted sex* ibrourposes aegis statement on4c To the extent tut gentled seorities are elgble to sale, the value received may be tbstanualt less thin the impered vats town • EA. (estimated) income. amnion yields and rates. M estimate Cl anal income is based an current dividend ad interest rates, assuring tie wearies will be held for am yes from statement dery or ustil maturity This estimate Soder a gudelne; accuracy ad continued income are not ausarten' - Estimated arruk home and curers yield fa certain types of mashes card riclude a rash of isthmianor capital gbh' in which sae the est income (a-dewed yell would be overstated, - Estimated anal income and anent yield and the anual ?cane and yieU nikft be lower°, higher than the estimated amounts. - An inn of trusteed income (dividend ands interest) divided by the current market valsiaverage balance is based an the Last dividend or interest payment made by the Sneer and names the sectrawfdepaus will be held for ores year from the statement date or until mattrit. Accuracy and conthued yield se not guara-ilesd • Anna not held bytes Financial Services Certain assets se net held by the Fern and not vietsis the Fern's possenim or ecnerol. These awls ace &Owed on your statement for informational purposes only. Positions ad values presented re provided by dal Snaky firm. UBS Financial traces not rata:cable for On information and don not guarantee es accuracy. Thew assets an not protected by SOK or he Finis supplemental SRC coverage. • Revenue sharing and additional compensates,. — In addition to commissions on saes and titbit lees received n ea-metiers with We distribution if rubel finds to ow dents we ander our affAahe receive revenue shying payments from distributors ado adsisas of the rrubal funds that we sell. These amoints are based on two deferent corrporents (a the amotril of Ulf, by UBS of a Patter mutual fund lamit to our clients: and 6) the asset value of a particular mutual fund famit's shares held a the trm — We and as allAate ako receive newaking ri d onnkus processing fees n coroderation for transfer agent 1420CVS that we monde to the mutual Ant These fees generally are pad from investor assets in the revalue lased and ate a fared dells amount based on the number of accounts at the broeendealer holing mutual bra of that find family CONFIDENTIAL — h addeion to cornmissists received n connection with the sale or destitution al amity contracts andtree investment but inks tows clients, we anda our affiliate recta* revenue shatig compensation frommany of the insuance companies undenweing the amity contracts, aft Azdes al ha insurance carganies or epornors of tie and irreestmmt rusts we distiore - Our affiliates also retail., trading cannussions ad oiler compensationScot nasal kit and Mune companies sense products we dembute. - We receive an anal fee from UBS Bat USA sad IBS AG Stanford Ranch of tea10 425 per accrete sweeping to the barks under the UBS Bank Sweep Programs. Activity hkemahonregarcingammksbris and otter throes jarred in conned:xi with he numb:a of trades, hclutfrg option transactions ha been incbad cordemotions prewoust !unshed to you. ri d mill be protected tory promptly on repast Share selling d you are engaged in short selle-g a secunty, you may hos a charge die to contain torsevehg costs for that particulate: Lay. Open orders Rending open or • gxcleibrancelled' atlas tat were not executed by the StattalitIV date, open buy and sell slop orders are redaced by the anoure of dredged' a rights cn an ex-dividends a eg-relms dee unless 'reacted othenvise bygo.e. You are responsbk for orders gatare executed elm to prvir lalure to cancel easing open orders. Priem To obtain a copy of an current Client Pr cyNotice. please cadect yar FnartalAchiscr vet our websne at maw rambvittnartlii0 tIEG Fiend Services is not a bale The Pia Business Services Account EGA and IRMA se tabour accounts which provide access so banking services and waists tlratagn alangantrilt will al Sated bat and other Ihniparty bares. ri d provides acmsto aatrace and aonuilf products hued by unaHiliatedthid-party roureke conpanes through insurance agency subsdianes of UBS Financial Services Inc. imesmerd. imwa-ce, ad amayors:ducts, Not FOC instred • No bank guaantem May lose vale RMA. Resource Management Ave,. nt. Business Services Amount BSA, IRMA and intonational Resource Management Accord aw registered service males of LEES f nancid Services lx VISA Signalise h a regained mice mask of Vial hirmakna. IBS Visa Sienna cede cads and UBS Visa debt cards we hued by UBS Bank USA with Permssion from Visa USA Incorporated. UM Financial Services Me Pee 201604 SDNY_GM_00025605 EF1'A_00136225 EFTA01277458 SUBS UPS Inertial Senates Inc- Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Business Services Account August 2016 CNP70056385830616 111 0 POT & KETTLE, LLC PO BOX 308 TEANECK N107666-0308 Account name: POT & KETTLE, LLC Friendly account name: POIKETTLE LLC Account number: Your Financial Advisor: Value of your account Questions about your statement? Call y0ut Find nCig Advisor Or the Resourceline at 800-762-1000. on July 29(31 on August 31 (5) Your assets 14,48017 14,480.50 Visit our website: www.ubs.comifinancialservices Your liabilities 0.00 0.00 Value of your account $14,480.17 $14,480.50 Tracking the value of your account S Thousands 14.5 14.5 • 0 0 0.0 • Dec 2014 Dec 2015 Jul 2015 Aug 2016 Sources of your account growth during 2016 Value of your account at year end 2015 Net deposits end withdrawals Your MeStrnent return Dividend and interest income Chance in market value Value of your amuse on Aug 31.2016 14.77 SDNY GM 00025606 514,475.00 $0.73 9000 614410.50 Member SIPC CNP7000930Sea:8593 reel0C0 l 97307 00007 eel 030579743 VI 236795500000G0 Page 1 of 6 CONFIDENTIAL EFTA_00136226 EFTA01277459 *DUBS Business Services Account August 2016 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 14,480.50 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $14,480.50 $14480.50 100.00% Account name: POT dr r.ETTLE, LLC Friendly account name: TK Account number: Your current asset allocation A Eye on the markets Index Your iq Randal Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the imponant inforrnatNn about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% Percentage change August 2016 Year to date 0.14% 7.82% 0.26% 8.01% 0.08% 0.92% -0.11% 5.86% CNP700C6005638584 NP7003t9730700632 0816 030579743 K123679550 03apiyGtk000256fne 2 of 6 CONFIDENTIAL EFTA_00136227 EFTA01277460 *UBS Business Services Account c.u..:t.„t 2C IC Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: POT & KETTLE, LIC Friendly account n acne: POTK ETTLE LLC Account number. August 2016 (3) Year to date (S) $14,480.17 $4.77 0.00 155,500.00 0.00 -141,025.00 0.33 0.73 $14A80.50 $14,480.50 Dividend and interest income earned For purposes or tNs statement, taablity of interest and etAdend inCOme hM been determined Iran a US lm leOdting perspective. Baud upon the residence of the account holder. account type. or product type, torn. interest andel dvidend payments may not be subjert to United States (US) aria Puerto Rico (PR) Income tares. The tient monthly statement is not intended to be used and cannot be feted upon for tar purposes. Clients should refer to the alioratie lag atoning forms they receise from UBS annualy, such as the Fomss 1099 and the Forms 480, for lac reporting information his the practice of UBS to file the e0plrCatle la reporting forms vAth the US Mtern0 Revenue SeMCt and PR Treasury Peoantrent ailo in such fOnris accurately (Maly cissclends Arad Interest alai exempt or 'sable income Pleat consult you indvdual tax preparer. August 2016(3) Year to date (S) Taxable interest 0.33 0.73 Total current year $0.33 $0.73 Total dividend & interest $0.33 $0.73 Cash activity summary Your Finandal Advisor: SCOTT STACK MANYME CASRIEL See Account activity this month lot deists Mance' in your Sweep Option are inductedin the opening and closing balance: value. FDIC insurance applies only to deposits a u85 Bank USA, not to depouts at ut35 AG, Stamford Branch or bank deposits placedthroug, the UBSInteingiond Depose Account program. SIPC protection applies to money market sweep field holdings but not bare deposits Stelmportant inSormation *Myatt statement on the LTC MO Pars d this document for MO's August 2016 11) Year to date (1) Opening balances $14,480.17 $4.77 Additons Deposits and other funds credited 0.00 155,500.00 Dividend and interest income 0.33 0.73 Total additions Subtractions Checks and bill payments $0.33 $155,500.73 0.00 -25.00 Other funds debned 000 -141,000.00 Total subtractions $0.00 4141,025.00 Net cash flow $0.33 $14,475.73 Closing balances $14,480.50 $14,480.50 UBS Bank USA Business Account APY Interest period Jul 8 - Aug 4 Opening UBS Bank USA Business balance Jul 8 $39,480.17 Closing UBS Bank USA Business balance Aug 4 $14,480.50 Number of days in nterest period 28 Average daily ba lance $18,944.46 Interest earned $0.33 Annual percentage yield earned SDNY GM 00025608 002% ChIP7C003305638585NP7003I97307 COCO? 0816 030579743 Y123679550000000 Pap 3 of 6 CONFIDENTIAL EFTA_00136228 EFTA01277461 SUBS Business Services Account August 2016 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Account name: Friendly account name: P Account number: Your Morn objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderatton - None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out Your linancial Advisor: SCOTT STACK MANLYLE CASRIEL CNPTC0080056.18936NPT0C0I97307 C0M eel 6 030579743 Y123679550 C0NFSNYGM000251513444 4 of 6 CONFIDENTIAL EFTA_00136229 EFTA01277462 *UBS Business Services Account August 2016 Your assets Account name: POT & KETTLE, LLC Friendly account name: POTK ETTLE Account number. Some prices, income and current Mum Pomo may be eopioaimme. As a *sulk gains aidtosses may not be accurately reflected. See mnportaintantafron about your statement a the end of this clocumem fOr mole inforrnalon. Cash Cash and money balances Cash and money balances may indict avaltilecash balances, UBS Bank USA deposit account balances, USS AG Staked Branch deposit account Glances and money market mutud fund sweep balances. ties Bank USA deposit account balances are Insured by the FDIC WIN n applicable limits, but are not patted by SIPC. WS AG Stanford Branch deposit account barges as not insured by FDIC end are not protected by SIPC Money market sweep Dances are protected by SPC but me not insured by the FDIC. Ste the important information about your statement a the endof this doctoral for details about those balances. Hdcing UBS BANK USA BUS ACCT Your total assets Your flnandal Advisor: SCOTT STACK MAN LYLE CASRIEL °tang balance Closing Wage Once per share Average Dnidend Interest Deft n on Aug 1 (S) on Aug 31 (S) on Aug 31 (1) tale period period Cep mount (4) 14,480.17 14,480.50 250,000.00 PeKentage of Cost Bim3te0 unrea5n0 value on Aug 3t (5) your (Cunt oasis (S) annual axone (S) gam of losS CS/ Cash Total $14,480.50 100.00% $14,480.50 Cash and money balances 14.480.50 100.00% 14.480.50 Account activity this month For more infonnetion about the piavalue shown for restricted stoats, we Important information eboot your statement at the end of this ckownent Cale Actioty Otto Duality/ Desorption expense code Foxe vela PricelValue (5) Cash amount CS/ Cat and money basilic° (S) lel 29 Cash and money balance 514.480.17 Aug 5 Interest WS BANK USA BUSINESS ACCOUNT AS OF CiFigail 6 33 14,480.50 Aug 31 Closing cash and money balance $14.480.50 SONY GM 00025610 CNIMSOCe005638S87 NP7003 97307 PC002 OEM 6 030579743 Y123679SSO 000300 Pegs S of 6 CONFIDENTIAL EFTA_00136230 EFTA01277463 *UBS Business Services Account August 2016 Account activity this month ccontnued Date Money balance activities 1e129 Aug 5 Aug 31 Tne UBS Ban, USA aniness 4«ouni is your pomary sweep cpbon Account name: POT 2, r ETU, LIC Friendly account name•P TK C Account number: Your Knancid Advisor: SCOTT STACK MANY LYLE CASRIEL *amity Descriplicn Arrount (S) Balance forward 6144130.17 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 05/04, I 6 033 Closing MIS Sank USA Business Account 614480.50 CW70303005638588 NP7OCOI97307 00032 OBI6 030579743 VI 2367955000~y_at 000256ffige 6 of 6 End of statement for account numbe~ CONFIDENTIAL EFTA_0013623 I EFTA01277464 Important information about your statement U3S Financial Services Ia. (the km or UBS Firurcial Somber), is a mentor of all principal wanly, ccmrrodey and oak:coachman. UPS Financial Semler, and U65 Bank USA re i-diect subsilenes of UPS AG and affihaes of U3S Skates LLC. The Fim's flume' statement k available upon reciast The Font exeosire atlas re a. LES Finacol Seroces 1200 Harbor Boulevard Weehawken, NJ 07086 This aatemint represents the onk off icial rep:id of you' IBS Financial Services account. Other scads, exept official ter downy-ea contanng conflicting daa should not be relied span II feu bare there is an firer a OmiSPOn please report t immediately n swag to the Brandt Manager of the afice Drag jour account. Allhaep a levies shown are Mended to be accurate, statement data itcuLl not be used fcc tar purposes Rely sckik on yeanend tax lam,, 6 , Form 1099. 5498. 10425. etc ) when prepamg your tax return. The Fim requiredby law torepot to the IRS all terrible Decline% reponthk rentauble clatittind and tsxtk interest end en securities held agar accart net pane on see tramadires, ad cote bask cn certain covered Caronetioollarts with the Fleet • Please recordine sot oral corerrunkations in looking lol ;other protect your rights. inducing your refs try/if the Seculies Investor Protection Ad (SRA) • lithefinanced institution cn the top leg of the front of this stamen snot LBS f naked Strokes, LBS Fi-andal Sonless carries your =aunt as dewing broker by arra-gement Mei the rdcated instation We informal you of the rela1On5h17 slim you opened this axon. h the case. your kits and securities are located a LOS financial Services and rot the tracdsig broker, ad you mat make enact of any a or omission to both firms. As described the account agreements, youmust no* us of arty errors or hid Swearing chedus reflected at your statement with 20 chys alter it was mailed or made available. All statements shall be deemed complete and accurate re all other respects if not objected to n writing wthn 60 days • Please diet customer complaints or spares to the Fm's C lent Ratan Determent at 201.352.1699 a tollfroe a 903.354-9103, 8:03 A.M. to 603 P.M FT Monday through Friday, or in mug to LES Financial Services lax., Client Relaticns Department, P.O. Box 766 Unon Cry, W 07087. • In case of VIM or ashore about an electronic fads transfer ((FT). ha pawned a UBS Voilckbet card transactions, call 802762-1000, or tit. to UBS Financial Senices Ix., 1000 Rata Blvd., &Mho,. Week/Akers NI 07086, Attn RIASSSA Sevres. Calamity as soon as you can, if you +Pk yea Owning cc receipt k reap or B you need more rdamation abort a transfer on the statement or receipt The Firm or Card Oaf (as splicable)must her from you no In than CO days after he Elm sent yOu the int statement on which the era or problem append. - Preede your name ad acant number (if arry) - Decoke the !MX or toe wander you are crate about, end spleen as cleat k as you cm why you believe a is an error a why you need more infammen. - hoed. the dolor arrant al the suspected era. The Firm or Card Issuer vii h•estigate put cant:data and %droned evertor recap*. For alleged esters Molting UBS Veal debit card broaden% if we take more than 10 bus i-ess days to &this, we will credit yam accord for the snout ytuthnk is in error, so that you will have the use of to money clang the tine it lakes us to complete our mestgation. Please mire all checks payable to the Fan or the financial /Planta noteated on the front ot the statement In addition to regular accost fees, accounts may be abject to mantenarce fen, changes for late parent kr securities purchases and charges kr unpaid arrOn5 n cash accounts. Accounts that re transferred to other ha taus my be subject to a trawler fee UBS Sweep Ortione LES offers options kr sweeping cash balances. balances to ha* deposits at UM Back USA and UBS AG Stamford attach (Ba-k Sweep Pregarre), moneymaker mutual lugs (Money FunD) red the international Depose Accard 004for c tetanal with an Intarutional RescvCO Liana/erne* Account. Though the Bak Sweep Programs, cash balms re swept to LES Bank USA up to an estabkhed knit and then to UBS AG Stanford Brand\ or a Money Fund. Deports at U26 Bank USA an FDIC hared in accorda-ce with FCC nth. Formate information pease rot wwwidic Deposes at LEG AG Stanford Brach and shares of Mosey Funds are rot insured by the FDIC. Through the DA, (mailable to each balances are swept to depose scants at UBS AG New Yak Branch and LDS AG Cayman Ranch hew deposits are not roured by the FCC. Balsas held at the UBS AG Cayman Branch are temporary reposed to the sovereign ink of the Cayman lards, and are is no %waren or other elongation of UBS AG to repay the Saxes whiff the LEG Cayman's Brach's books. Depose, at LBS Bark USA and each UBS AG Branch are not protected by SIPC. Money Find shres are protected by SIPC. See 'LOS Financial Services Account Protection' below. Up:reyour request, baron in the Bank Sweep Program or DA may be eithdraeat and shires of a Mcney Furd May be liquidated, rd the proceeds returned to you or your seosaies =cum. Fate idormalOn about available sweep *atom, nchdrg current interest rates and Welds. 5 available* wmyubscornistreeppekb. from your F minced Advhor or by calling 800762-1000. UN Financial Seniors attain protection The Finn r. a mo-rber Protertirn Corporation white protects 1e0-rlieS tacnIS 01 its marten up to $500,000 (including 5250,000 Icr dams for cash). The Slit anal protection limits ;ark to all accosts that you had h a earnests canacity. The Fkm, together ugh certain aff dila% has also purchased tiglellentelpletatiOn. The nudnan amount payabb 10 M *gibs. diet, CONIC1ink under this protection is ZOO matron as of December 10, 2015. %bed to the poky °adheres ad lmi anions, cash at the km is further protected fa up to SI .9 million n the aggregate kr all your accounts held n a paticulm opacity A hi copy of thepoky wordi-g is available uPon request. The Slit pakten ad the suppkmental protection both do not glob' to • Cretin financial assets controlled by (and naked n your account value) but held any from WS Financial Services (e.g., certain (1) cash at UBS ark LGA. 00 cash at Les AG U.S.Danrhes, (4 reurarce podxes, including variable enmities, and (id shares of inituil funds where such thanes re registered drat& in the name of the account holier on the books rd records of de applied* ass* a transfer agen0, • Certain nwsb-nent contracts or inuesiment attests (e.g.. laded partnerships ad pirate placements) that ant rot mattered under the Securkies Act of IUD; and • Commodities contach (e.g. "melon exchage and mows metal convects). including futures contacts ad comrade, option Centred,. The SIPC protgabn and the supplemental protection do not apply so these assets then if treyotherwise appear on your statements. he SRC protection at the aliinkreental protection do not protect agave changes n the market vale of your investments (whether as 4 result of market movement issuer bankruptcy or ahem* e) More /formation is avaable wan request. rot mar °bun more informationabout UPC, including the SIPC Broclare. by contacting SIPC at 202-371 -83C0 or by Wring the SIPC male at anwarpc.org Dividend Reinvestment Program pun The pre reflected is an average like. You may obran the actual price ban your f maid Advixr.Onk whole shares re purchasedunder DRIP; partial than wit be soli ad the cash wit be deposited your account. The &lard reinvestment price applied by the issuer may • f ler from the midst pea at whch the partial tires are sold CrMnliw Cnk whole urns may be held yam arrant. If pay entitled to a petal unit a a nesuk da &Ward payment or otherwee, the firm will ether sell partial snits at market price a accept an amard determined by a registered cleiri-g a;ency, ad credit your accord. Investment objecting The i-nesimeri objectkes and risk profile are spec it to each account and may vary between yea accounts Pkease advise the Firm praptly in laming of ay scondicant change hp" Ina-Kist satiation or investment &panes For each accant hell, you choose one of the following hammed chit/lives CONFIDENTIAL • Frocks, anent bacon*: hvesbants seeking the generation of income onk. • Ailleie Cope*, Antoci:Moo Investments seek Co gown of principal rather than the generation of ixam. • Produce Co/about:ars of income al Capital Appteoaton. frwesinents seektg both the gineratcn 4 name rd groat of priapal. Overall Sc profiles • COriSetVAt Seeks to manUn Mit prixip& with low risk and volatility to the acorn overall rend the means the accord does not generate sir Brant ixcen• or mum and my rot keep pace with inflation. • Modern/ Wiling to accept sane rest to pincjoal and tolerate tom totality to seek hgher returns. • Aggresses: Wiling to accept high rile to primal and hiyt volat lily to seek high returns owr time. • hbosOb•nr 610 44 Consideration: talerted a praliOn of the 'argotic. f or tat account may table conpkit straeges, rented ligaicity midge/ter voUtiky. Statement •houreholdief We may arcade* all related account statements with the sane atlas h the tam envelope, erg. because they have owners abo atiO maintain pal account rein cantos %ma other Owns a the name address. If you peeler to recent mdnichal statmunts mailed in separate envelopes, you may declre har,eholdng by calling par financial Achwor Friendly moan name The Fran* account nano is a Doan:Solo 'nickname' chosen by you to assist you with your recordieeorg has no legal effect on your account You can change rxr iriend9 acorn names, through Onkie Service, a by coaxer.; your Fnanoal Admsor. Account overview • Vat e of yea accoun4on(oko. Net of assets and • Amp bicludes evalebfe cash balances, yaws fa restrkted sassy ten ), and Global Time Deposit, amazed marks to maket, andcertain assets not held by the Fem. Does root include unpriced seance/assets at the end a the prior and arrent staterreM gdnOdb. Or pante insist:nem invested stock options and enrceable stock cur, • Includes debit bala-ces. castarding margin bans, credit Ire, lice accord balances. • Cathheoney balances. Total of unimested avalable cash balances, plus deposit balances a UBS Bank USA, LES AG U.S Branches ad money make, rmAial fund sweep balm,, at the awe of tie statement period eig-ccarreedity free aerk balances in yos account are not secogaed from other balances and the f im may •ee any of these lords inthe Ordiney COurSeol As business These funds re pestle upon your downed This total is included If. curent period closing Vain Lending attenuation For cloaked information on the Firm's lerdig padres and dockares. refer to your Client Rebtionhip SDNY_GM_00025612 EFTA _00136232 EFTA01277465 Important information about your statement (COnthkied) Amerman, or ACCOul Agf et* it'll and the General Terms ad Conditions U3S Statement of Credit Practices hobble in Agreements indeed:sures at goy nett CAMAY/4r intekr into met VOW Meets Your statement itemises securities and other asset, hell tothe account at the end of to statement period. You may ask for dekverY d hay paid startles al anytime. You may receive securities wed as loan collateral after paying any balance cis at them. Any securities translated to to Firm taxi-9 the statement period are listed at market value as of the end of the statement period. • Cott base h detemining the cost basis of he securities incbded m this statement, where indicated with the number " l, • .55 Practise Services has relied an information obtained from sources other than UnS Financial Semites, including if ormation from another fins a that sum* have grovided to yea Finaxial Adair". The Finn does not indepetrantly verty a gams the aco-racyctvadity day "formation Provided by sou, other than LES Fiona:WI Senecas. adletion Although UK nnsical Seniors generafie is:dates tis nIcrmation as it is renewed, the Firm does not provide any assurances that tie Sam:don seder 'Cost base ad *Unruh:edge/lose is accurate as of to date of tn. statement. As such please do not rem on this nfanation to make petchne ix sale decisions for tax pesposes a otherwise. Accounts tianddred to to Fim may reflect gent loss inforratbn only for to period et tine they se held ate Fhn More hisorical Odometer, can be aided by you- Fmaxial Advisor. • Urirealiteld gansaloweis Yellen data s adilabk, eainated awaked suicide/eon ore calculated Ice Saville' rosary lots. The transition data for rdevilial lots may or may not ref lea commissions rZ andssecurity reagent:sign events ands cl and other reinvestment lots ad systematic pirchaie lots are each combined to divots, one awraged lot The 'Trade date' comrmn presents the aging transadon trade dale. • Callable securities Bonds and adored stock that the issuer cols for eat rodenplon will be selected Syosset,' by lot from arrag all sashes of 9-,P issue held in our name or n nominee name for or clients. Call Ideate tricentatire es obtaned from third panies and ts accuracy it not 9i:canoed. Other call leans may wit which sub Slat yet; comrade Haman: en *Hite facekhd upon request • Certificates of deposit (0). CDs are FDIC rowed sp. to 1233,W0 in principal and armed keenest per depositor and per depository institution h accordance wt FDIC nAes • Price/value. Prices displayed f or secuntes and other preach my be higher or lower than the price that yes would actualy receive in tie make. him are obtained from woks thid pry sources whit, we tekeke to be relable, bit we do not guarantee theh accuracy- - We prefab, we the closing price when svallbk the mein of the bed and ask poxes for listed sashes and optrem a only bid prices for OTC sewers. - Less atterekr traded securities may be priced using a valuation model a tie moss recent price we caseload and may not reflect an actual marled price a vale - Certain positions may appear vitt a price and will tvate as 'rake was at ayslette• it we ere triable to obtain a price fora seamy - Deposih a securities denominated ilcurrarcies other tkan U.S &Ors art reflected at the ',thing. rate as of the Mien date. - fa certain searnes rading n non-conformrg denornstions, once and quantity(fre oda) may h ave been Awed to fans, acme. valuatim To obtain anent quotaticen, when aaahable, contact you- Finstial Adis. • Private Inv merest and strucWred prod hint* nvestmont rarities Wading deed participatbn program zed real abate investment tug soothes) andstuttered proirts are genevalke highly aped. Celan anstised tads have not been regotered with to Securities and E.dsage Commission ce under any ride secunties 4avro. We aye* estimated valuta for private investment searites ird Sutured products for Scrmatiral purposes cny. Aattery snow guaranteed. - These valves may differ absta-eisy ban prices, il any. at which a aide Se3Irnerti riy structured product maybe bought or sold and do net necessztiyressesern the vats you my renew son licaidatiss - Third patty estmess of vain are ea al a attain date ad an supplied to UBS Imartid Shires on a reglar basis try an independent volution firm. - baser, general panne- or sponsor estimated vales any, are 'totted to the Fm by the issuer, general partner or cantor and may be Sanded based an deferent information from that used by third denies to dtrive their estimated values. - You can obtain aednoral iformation regarding the methodology used to decennia the estimate a value and the dale of the Hamdenthat is the basis fa the estimate by contacting your Financial Advisor - Third party 'slanged vales may be reflected as 'Not priced in several situations when an independent valuation rim his not meloTed a is web/. to assir a vat*. Serowe become ware that a material mot has occured tat may call a I:mousy reported write no question, or Seen a value would be highy speculate. due to tie nature • the acuity. - When niter an issuer, general partner or WOMOr estimated clue nor a third-pa-ay estimated %aka is proodat the *As ol to sesity edit* del/eon* km its pashas* price. - • Dkeributicos to date may indude ratan of capital, ncome orboth. - 'Original alit size' represents the Sal offering ptke per snit and my not renal your cop bens - DIP rd unlisted REP' stasis are not listed on a national securities exchange, and are genera? liquid and ewes t they can be sold, tie take received may be lea tan tie per tore estimated vale provided n the scant statement, . Restricted securities. Rests-led 'earners generals, at not (wanly etgbk for public sale. UBS Financial Services uses Ile mend pain el I he unrestricted stock of the sae issuer as an imputed value for the restdcted swdb tbroorposes She; statement airy To the extent that restricted seorhies are elgbk la sale, the vale received may be tbstarnialy less than the invited vabe down • Est- (estimated) income, anent yields and rata M estimated annual income is based Out current dividend and interest rates, assuming ter searites will be hell for one yes from statement date or until maturity The Singh Bony a gudelne; accuracy aid continued encore are not guaranteed - Estimated ansol Sane and curent yield fa certain types of leashes could ricks'e a retun of primedor capital gahs iv which use the est income (and curren yield would be overstate!, - Estimated anal income and arrent yield and the actual Sane and yieU mesjot be lower°, higher than the estimated anbauMt. - Are Minn of Drubbed income (del:lend sea interest) divided by the current maid valsiaverage balance is based an the tut dividend or merest payment mode byte si suer and assures the searberdeposits will be held foe one year from the statement date or until mattrily. Accuracy ad continued yield as not guaranteed • Assets not head by UBS Financial Services Certah [Ceti ere rot held by the f ern and not wen the F•rn's sunny. or control. These assets ore &played on loos statement for informational purposes only Positions and wlues presented re provided by dal issuing firm. UBS Financial rvices not rep/noble for to information and does not guarantee its accuracy. These assets are not protected by SOK or Ine Firris supplemental SIPC towns. • Revenue sharing and additional compunratics — In additien to commissions on sales and I /be I lees received n correction with to distribution et mutual finds to ow dents we ands our SCAM receive ryilerGeshPITGPayments Iran distributors at salsas of the natal funds that we sell. These arnants are based on two cWerern corrponents (k the amount of ales by UBS of a Palicutr mutual fund I amihr to our clients: and OS the asset value of a particular mitual fund famihns shares held a the Ira — We and as altAate ako receive networking aid onnba pew-ening fees en coredration for transfer agent senates tot we roode to the mutual lint These fees generally are pad from investor asses ri the meal lured and are a fried data amount baud an the number of accounts at the broker.clealen holing mutual funds of that fund fa-nify CONFIDENTIAL — h edition to corntnissi:rts received n connection with the sale or dotrbution of arroty contracts and wet investment but tnits tows clents, we anda our affiliate recess reserve sharp ampersann frommany of the insuance companies undenalig the amity contracts, Wises ate Suss carpanies or sponsors of tots imesemmt tuts we distrtute. - Our affiliates aho recd., trading commoskens ad otter conbensancrifran natal ands and scarce companies Meow poise we derloute. - We receive an meal he from UBS Bat USA al LES AG Stanford Rand, 01 w to 425 per sass sweeping to the barks under the UBS Bank Sweep Programs. Activity Irkemaiknregardngtommksbns and other chsges hired h connection with the exeanta of trades, SIAN option transactions has been indad on conf Maim prevousy fuernhed to you. ri d all be prodded to you promptly on ream* Short selling H you ate engaged in short selling a security, you my ins a charge dm to catkin banowig costs for that partkular washy. Open orders Regarding open or • gni-till-canceled' orders tat were not executed by the states* date, open buy and sell slop orders are nand by the mount of die:lords or rgescn an ex-dividends a enntry date unless reenxted odienvise bypi. You are responsbk for orders tat are executed ds re bdure to cancel biding open orders. hives To obtain a cot/ of or current Client Privacy Nage. please contact you' F narxial Achiscr a vat our welosno at mew rnmievive•vw,fry UEG Enna Se vices e not a bale The WA, Business Services Account BSA and IRMA se take-age accounts Mid, provide Kass so banking services red prodsts 11-nai# arangtmenti with af dated lurks ad other thniparty bans, ani provides access to notrace and annulY [nabs toed by unaHiliatedthid-party rourance companies through imura-te agency subsdiaries of UBS financial Services Inc. trovesment, rourste. ad aruity products: Not FDIC instred • No bank guaentew May lose vat* RMA. Resource Management Atone nt, Business Services Account BSA, laket and intonational Resource Management Accord se registered service maks of UBS Fnancid Services he Vila Signeure la repotted Unite Milk 01 VILE Ismail:nal LE-Seise Signets ova cards and IBS Visa debt cards se istreed by UBS USA Wit PeerniSSIOn from Visa U SA bcorponted. UM Financial Senior Inc. Rev. 201604 SDNY_GM_000254313 EF1'A_00136233 EFTA01277466 *UBS lies Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CM:7006096990916M Y1 0 Business Services Account September 2016 POT & KETTLE, LLC PO BOX 308 TEANECK NJ07666-0308 Account name: POT & KETTLE, LLC Friendly account name: POTKETTLE LLC Account number. Your linancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone Questions aboutyour statement? Call your Financial Advisor or the Value of your account Resourfeline at 600-762-1000. account on August 31 (1) on September 30(4) Your assets 1 4,48a 50 14,480.84 tisk our websIte: Your liabilities 0.00 0.00 Nwew.Lbs corn? linancia'services Value of your account $14,480.50 $14,480.84 Tracking the value of your account S Thc Tr.anGS 14.5 14.5 • 00 00 • Dec 2014 Dec 2015 itpol2016 Sep 2016 Sources of your account growth during 2016 Vzdue of your account at year end 2015 Net deposits and withdrawals Your swestinent return Dividend and interest income Change in markot value Value of your &cant oft Sep 30. 2016 1477 SDNY GM 00025614 114,475.00 11.07 $0.00 $14410.14 Member SIPC CNP700093C6459699NM000305261 00002 0916 030579743 Y173679M0101000 Page 1 of 6 CONFIDENTIAL EFTA 00136234 EFTA01277467 SUBS Business Services Account September 2016 Your account balance sheet Summary of your assets Value on September 30 (14 Percentage of your account A Cash and money balances 14,480.84 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 000 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account S14,480.84 S14,480.64 100.00% Account name: POT OCT Friendly account name•P TK IF I Account number: Your current asset allocation A Eye on the markets Index Your II noncid Advisor - - r STACK MANLYIE CASRIEL • Cash and money balances may include available cash balanceo.l.195 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% Percentage change September 2016 year to date 0.02% 7.84% 0.16% 8.18% 1.27% 2.20% -0.06% 5.80% CNP70009006459700NP70C0305261C0CO2 0916030579743 Y123679550 I0Miy_ ont0002seisse 2 of 6 CONFIDENTIAL EFTA_00136235 EFTA01277468 SUBS Business Services Account September 2016 Account name: POT & KETTLE, LLC friendly account nanle:P0TKETTLE LLC Account number. Change in the value of your account Cash activity summary September 2016 IS Year to date (1) Opening account value $14,480.50 $4.77 Deposits, including investments transferred in 0.00 155,500.00 Withdrawals and fees, including investments transferred cut 0.00 -141,025.00 Dividend and interest income 0.34 1.07 Closing account value $14,480.84 $14,480.84 Dividend and interest income earned For purposes or tNs statement, teeatilty of interest and dedend income has been determined inn a US lm redoning CeriPedist. Bard upon the residence of the account holder, account type, or prodixl type, tome interest ands dyidend payments may not bo subject to United States (US) ardor Porno Pico (PR) Income tares The dent monthly Ratemem is not intended to be used and cannot be reefed upon for lac purposes. Clients should refer to the apricot tar tenoning form; they receite from UBS annualy, such as the Coons 1099 and the Forms 480, for lax reporting information. n is the practice of UBS to file the enthral:le la reporting forms enth the US Werra Revenue Sere'Le and PR TreaSury °MireTent. and in such fOnns accurately day fy chic:lend ray OliveSt alas exempt or teal* iredne Pleat consult your indedual tax preparer. September 2016(S) Year to date (S) UBS Bank USA Business Account APY Taxable interest 0.34 1.07 Interest period Aug 5 - Sep 7 Total current year $0.34 $1.07 Opening UBS Bank USA Business balance Aug 5 $14,480.50 Total dividend & interest $0.34 $1.07 Closing UBS Bank USA Business balance Sep 7 $14,480.84 Your ri vandal Advisor: SCOTT STACK MANLYEE CASRIEL See Account activity Um month for deists &dances in your Sweep Options are rndudedin the °penny and dosing beam*: value. HNC insurance nrier only to deposits at UBS Bank USA, not to deposit: at U85 AG, Stamford Branch or bank deposits placed through the UBS internahond Depose Account program. SiPC protection applies to monty market sweep field holdings but rot bane deposits See Important inSormation about your statement on the tat him pages d this document for Mats September 2016 (1) Year to date ($) Opening balances $14,480.50 $4.77 ?Additions Deposits and other funds credited 0.00 155,500.00 Dividend and interest income 034 1.07 Total additions $0.34 $155,501.07 Subtractions Checks and bill payments 0.00 -25.00 Other funds debned 0.00 -141,000.00 Total subtractions $0.00 -S141,025.00 Net cash flow $0,34 $14,476.07 Closing balances $14,480.84 $14,480.84 Number of days in nterest period 34 Average daily ba lance $14,48050 Interest earned $0 .34 Annual percentage yield earned 0 03% SDNY GM 00025616 CNP7C0C0306459701 NP7003305261 00032 0916 030579743 Y123679S50 101003 Page 3 of 6 CONFIDENTIAL EFT/L00136236 EFTA01277469 (at UBS Business Services Account September 2016 Your investment objectives: Account name: Your Miranda' Advisor: Friendly account nom - Account number: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact yip's Fnancial Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in Important information about >our statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility conrideration - None selected Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is RFO, First In, First Out SCOTT STACK MANLYLE CASRIEL CNP7C009306459702NPVC0X6261 C0032 0916 030579743 " 23679S5010001YGM000256/1994 4 of 6 CONFIDENTIAL EFTA_00136237 EFTA01277470 *UBS Business Services Account September 2016 Your assets Account nome: POT & TETTLE, Frie nd ly account nome- TK TT Account n u mber. Sona saces, intome and (vrient vaues stamn may te am:against:at. M d *HA. Ønf ascllosses mai riol te accusalely refktle0. Sec nnporunt intomneson »exa ymt( statement a Ine end of ths raxurnern tos more Infoinkmon. Cash Cash and money balances Cash and morvy batar:res mat includs avalade cash balances, UBS Bank USA deprot account bilanes, UBS AG Startord Branch &poul accesim baances and money matet mur ual lund sweep balances. UBS Bank USA dep0sIt aaount balanes are i nSured by the FOK vål h n Møk &le limit but me not potetled by 54PC U85 AG Slamford Brant h depout accoum balances are not Osured Ly FDIC sid are not molecled by SIPC Monty snasket sweeposances are proihtea by 58C but me not insured by kne FDiC. See the important information aboca )our statement at the end of this docunent for dataa; about trose balances. Hddng U65 BANK USA BUS ACCT 14,480 50 14,488.84 250.000.00 Openng balanse Clovng trala« on Sep I (S) on Sei> 20 (S) ente per Mate ~raje on Mp 30(1) rale Øllend Intenst pericd Your Flnandal Advlsor: SCOTT STACK MANLYLE CASRIEL Døp en period Cepanount (1) Your total assets vaue on Ser, 30 (Sl (*Karta?? U Con Bbfnafe0 y0m acounl b354 (1) annua incense (fl UnreMZed gan or lem (1) Cash Cash and monn blåeros Total 514,480.84 100.00% 514,480.84 14,480.84 100.00% 14,480.84 Account activity this month For more information Jamt the pik« vara shown for restricted s«uulies, ste important informert *bod your statement at the end of Mrs dacunent YOur Quaktit)t Ose ActIkity Desuiphon mpense code Face Mue Aug 31 Cash and money balance Sep 8 Interest IRS BANK USA BUSINESS ACCOUNT AS OF 0907(16 .34 14.480 84 Sep 30 Ciosing cash and money balance 514,480.84 PticeiValue (S) Cash arrounl (I) can and maney balane IS) 14,480.50 SDNY GM 00025618 C NFTC003006459703 NP70033C6261 00032 0916 030579743 Y123679550 10I000 Page 5 of 6 CONFIDENTIAL EFTA_00 I 36238 EFTA01277471 *UBS Business Services Account September 2016 Account activity this month (continued) Oate Money balance activities Aug 31 Sep 8 Sep 30 The UBS Bank USA Business Account Is your primary sweep cphon Account name: POT & KETTLE, LLC Friendly account name: TK Account number: Yon r Knancial Advisor: SCOTT STACK MASI LYLE CASRIEL Actnnty Descrollon Amount (S) Balance forward $14,480.50 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 09107/16 034 Closing UBS Bank USA Business Account $1448024 CNP70003006459704 AllOOCOX6261 00002 0916 030579743 VI 23679550 lOgf.titGit00025effir I of 6 End of statement for account num a CONFIDENTIAL EMU:10136239 EFTA01277472 Important information about your statement Fivacial Services no. (the Firm or UBS Finereial Strokes). is a merrber of all principal ucvily, canna:day and esters exchanges. UBS Financial Semler, and LES Bank USA ate i-diect subsilanes of UPS AG and *thaws of 185 Settees LLC. The Fares Wendel statement 8 available upon regtest The Fres townie offices re a. WS Fine-03154mm, Inc. 1200 Harbor Boulevard Weehawken, NI 07086 This statement represents the only official record of you' U3S Fhancial Services account. Other records, exept official Isdooments. contanng conflicting data should not be relied Ira, II you bate there is an tiler a Omil,90n please report it immediately n wring to the Branch Manager of the office wrung your accent. Allhoxfi a litires shown ere Mended to be accurate, statement etas *pub not be wed fa to papaws Rely soak on yea-and tax forms. De , Form 1099. 5498, 10425. etc ) when Drepamg your lax return. The Finn required by law to real to tie IRS all Usable dividends, report/kb nontaxable detiohne and stable Merest erred on sautes held rimy awarrt rid raced, on see tramadiore, anima bait:neaten covered seats CzerelitslIealleitle with the Finn • Pleaferefortinn so oral canine/tons in wiling to further protect your cistitt inducing your rit coder tie Sea. lies Investor Protection Ad (SDA) • 11 the finance institution on the toplett of du hat of this statement isnot CBS F natal Se vat CBS Fi-andal Smites carries yea accaint as clearing Pecker by arra-gerrent wit the rokated insitution We in you of the relatOn5h0 ‘then you opened this accost h the cast your era and stories tre located a UBS financial Streets and rot the rwudcrg broker, ad you nut make enact of as es or emission to both firms. As described in the account agreements, you must IV* IA day errors or triad rwokrig checks reflected on your statement wain 30 CItyl alter t was mailed or made available. All doe mnis shall be droned corrplse and accurate n all other respects if not objected to in veitiu within 60 days • Please dhect cutromer complaints or rates to to Farts C lent Reborn Deposit* at 201.352.1699 a togas a.900354.9103, ft® A.M. to BCC, P.M FT Monday through Friday, or in wing to 1.85 Financial Services ix., Client Relations Depalment, P.O. Box 766 Union Cay,141 07037. • In case of errors or cantons about an electronic funds transfer (ITO ha ward a UBS Votokbit card transient call F02762-1000, or write to UBS Financial Senices Ix., 1000 harbor Blvd, 6th floor. Weehawken. NI 07086, Mtn RIAMKA Series. Caller Wile as in yeti can, if you tit yea statement a receipt k twerp or if you need more rdomation tout a transfer on the statement or receipt. The Firm or Card lister (as applicable)must her from you no later than CO days after *ohm sent yOu the Irst samosa on which the WC( or problem accred. - Pettit your name ad reara number (4 ark) - Decal:* tie Moat Of the Winder )0U drecr6Urt about, indeplain as clerk as you cal why you believe t is an error a why you need more infanoten. - ProOde the dolor arrant d the suspected error. The Firm or Card Issuer vol hostiote pour compare and eel correct my error promptly. For alleged mots asking UBS Via debit cad broadirk if we take more Rim 10 to rest days to &this, we will credit par accord for the EMOL•It ytuthnk is in error, so tat you mil have the use of 110 money during to tine it lakes us to complete our mestigation. Please mite all checks payek to the Fan or fie Irene* nekton undated on tie front of the statement In addition to regular accort fees, accounts may be abject to mantenarra las cargos for lite parent kr securities purchases and charges kr unpaid arraft5 n cash accounts. Accounts that ere transferred to other instiutens my be subject to a transfer fee UBS Swoop OpAiorns LEG offers options kr nwoong cat balances. balances to bat deposits at UM Bra USA and LEIS AG Starrikrd trench (Ba-k Sweep Pr.:gams), moneymaker mutual tubs Money Funa) aid the InternationalDeposit Award (Mier c warners with in ntorutional Ree:VCO Maneerrerd Account. Though the Bair Sweep Programs, cash balances we swept to LES Bank USA to to an estabashed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at LEG Bank USA are FDIC insured in accede-or wit FCC Formore information please met wwwfdic Deposes at LEG AG Stanford Brant ad shares of Money Ards are not nosed by the FDIC. Through tie DA, (mailable to eat beams are swept to depose &cants al UBS AG New Yak Branch and LBS AG Cayman Ranch Thew deposes arena Soured by ter FCC. Balances held at the UDS AG Cayman Brandi are asperse, imposed to the sovereign ink of the Calms Wards, and tore is no guarantee or other elongation of UBS AG to rhea the Saxes *think al the LEG Cayman's Brach's bores. Deposal at LEG Bak USA and each UPS AG Branch are rot protected by SIK. Money Fund shares are protected by SIPC. See -L66 Financial Services Account Protect-an' below. Uponmut request balron in tie Pare Sweep Program or DA may be withdrawn and shares of a Mcney FundMay be liquidated, and the proceeds returned to you or sour seosdies accat Ftrthee rdormaton about available sweep agora nclairg (wont irderest rates and yields, &imitable at wmvubscornfsweeprekb, from your Fnancial Advisor a by calling KO-762-1000. UBS Financial Semite' amount protection The 5,t-n r. A manta,dF flv(te. ran< 1--enee• Plelecirn Corporation (SIPC), Inter protects It0-rlieS tacnIS 01 its members up to $912000 (indtcling 1.250,003 kr dahns for cast The SIPC asset protection limit apply to an accounts that you hold in a particute chucity. The Fnn, together with certain aff iliates, has also purchased uspkrnental protection. The nuenan amount payabb to et etgible diet, CONIClink wider this protection is ZOO maroon a of December to, 201S. Stbrd to the poky ordilons ad lmi anions. cash the firm is further protected fa up to SI .9 million n the swept* kr all your accounts held n a patiedm usweity. A fJ copy of thepoky wading is salable upon request. The Slit protection ad the suppkmental protection both do not apply to • Crean financial assets controlled by (end rolded n your account value) but hell away from LOSFine-col Services (e.g., certain( cash at UBS Bat USA, 60 cash at L.85 AG U.S.aanrhes, (4 Murarre paint including valible awaits, and 60 tares of maw' funds where such shoes ay registered duvet& a the name of the account hober on the books ad records of to applicable tskto a transfer agent), • Certain nosh-nerd contracts or interment interests (e.g.. limited partnerships and pewee placements) that are rol reddened wider **Securities Act of 1933; and • Commodities contact, (e.g, foreign silage and decoysmetal contracts), includirg futures contracts ad commodity option contract. lh•SIPC protection and the Cup0Writntil protection do not apply so these assets ten if theyotherwise appear on yea statements. The StC protection aid the trillernental protection do not protect against changes n the market vale of jar imestments (whether as result of market morns, issuer badiruptcy or *herni) More idonnation is avaable rot request. vat menu/ obtan more florin:eonabout SIK, micludo9 the SIPC Brockm. by conucting SIPC et 202-371 -83C0 • by irisitisp the SIPC iwarte ae smonsetorg Dividend Reiwestment Program pun The ate reflected a an ate fox trice. You may Oblast the actual price Iowans F racial Advixr Gulf week share aro purchased under DRIP; patial thanes will be soli ad the cash wi be deposited re your account the civickrd reinvestment price applied byte aster may rifler from the market pace al filch tie partial tires se sold Castielieu Cnk whole mats may be heldhendn gas aceut. If pin entitled to a petal wait a s Desalt <4am:bided payment or OhinViit, the Firm will either all panel was * made prima accept an /mord deurmined by a regiaered cleitiu agency, and credit yew accord. Investment objectives The riottimert objection and risk profile sr spec is to each account and may maybetween sat accords Phase advise the Firm pin:01,01in wining of ay sconticant change in you- I nacial sworn or investment objectives For each ward held you choose one of the folbsiu ins-anent ebactis. CONFIDENTIAL • Moen Cement income: hissIments seekng tie generation ol income onk. • Aches floret Appreciation. Investments seeing profit of peewee' rather than the gererafon of roam. • Produce Contbauten of Worse and Capital Aporecratou existents seeking both tie garment of name and grOtAh of taxa:bal. Overall ride profiles • Conserveire. Seeks to manta* nitial arcip* wit low risk and nobtility to the axon owat even if that means the accost does not generate sign loam room or returns ad may rot keep pre with • Moderate. Willing to accept some ria to pircDal and tolerate some totality to seek hater returns, • Aggresses: Wiling to accept het Mc to ponce's' and high ,plat lily to seek high returns owe time. • In. esteem' Et:gadder Contarration: I Hinted, a palm of the portfolio for that account may rot de canplex strategic, rented hoick andante voktiky. Staler Thaashokfrir We may comeliest al related *count statements with to sane address in the sate envelope, e.g. because they have owners who aka maintain jord account rem creips wth other clients a the tame addressif you peer to wont individual stattrninis mailed in separate envelopes, you may decline lxv,eholing by caling sow fine-cal Advisor. Friendly acesstmens The Fiterdk accent name is a custom:ride 'nickname chosen by you to assist you with your recordleePti. Fes no legal elect on your account. You can change yw Friendly XCOult names, through Onlne Services or by contacting your Fitanciel Admix. Account overview • Value of your accoun4onTolo. Net of *sets and liabilities • Antb troludes soli* cash balances, vetoes fa restricted seamy (ea ), and Global Tiro Deposits, amazed marks to ma-ket, andcertain assets not held by der Fern. Does rot include unpriced saclike assets at the end a the prior and carent statement paelOda. or aerate ineesteritt umested stock options and erectable stock options • bibiefs Includes debit Waxes armarding margin bans, credit lire, chat accou-d balances. • Cathhooney balances. Total of unimested treat* cash balances, plus deposit telexes at UBS Bank USA, LEG AG U.S Branches ad moray market mutual fund sweep balms, at the chose of tie staerrent period Non-conwedity free credt balances in you' account are rot sec/eyed from other balances and to Font may sae so of these lords in the ordnay course of As brains, hew funds re pestle won your darned. This total is mended in 11-0 anent period cbsing Vale Lending information For &lanai onlorrnalion on the Firm's larding padres and incl.:eves. refer to you Client Rebtionthip SDNY_GM_00025620 EFTA_00136240 EFTA01277473 Important information about your statement (COMIMIed) Adeenuni or ACCOal Agft4fteill and the General Terms rd Conditions U3S Statement of Credit Practices atonable in &pavements and Ondworas at goy eet CAMAY/4r inteirtrintr ,let Yew assets Your statiement itemizes mates and other assets hell h the acccal at the end of to daemon period. You may ark for &herr Of fay paid seas its al anytime. You may receive securities toed as loin caldera after paying any balance cke on them. Any securities transfened to the Firm Brig the 10.1.111tIll period are hated at market via as of the end of the statement period. • Cast bask In det ining the cost basis of he securities incb em ded in this statemen. Mae indicated wits the number " l, • WS F nonce.' Services has relied VI information obtained from sources other than UPS Financial Semites. including information lice, another ftrn cc that sum* grovided to yes Finaxial Adieu,. The Firm does riot indeperantly verity a garnet the acaracycrvaIdity of hi idormation provided scum other than LES Financial %nice,, additist although UESChricial Seniors greralki Lk:dates fib nIcrmatim as is received, the Finn does not provide any assuaroes that tie information seder 'Cod bads° and *Unrealized god lose is accurate as of the date of hi statement. As such please do not rem on this nfanntion to make rashness sale decisions. fix Lat he puoes or otherwise. Accounts trans to Finn may reflect gar/loss information only for he period d tine they at held at the Fim More hiaorical rdcrmaton <anise aided by yar Friaxial Advisor. • Unrealised gaialones %ben data n datable, oninated trroalired guinalcmos ore cictiatocl Ice havitral sec" lots. The transition data for bit may or may not reflect commissions, rZ amid security reaps-deign events cl and other reinvestment lots ad systemstO pitch.., be, are each combined to display one averaged lot The 'Trick date' colenn presents the aging transaction trade date. • Callable murales Bonds and puleend stock that the Muer oats for eat mamba:en will be selected rrOatally by lot frcm among all searities of ha Eve held nournamea in nominee rune fa as <lents Call tease nIcrinaid) is cbtaned horn third parties and its accuracy is not garantead. Ott. tall babas may amt which wad Mac* mkt comatie inbernation will be provided upon request • Certificates of deposit (0.). CDs are FDIC tared so. to 52!4W0 in principal and /tensed Mown per depositor and per depository inai to 'accordance Min INC nabs • Prianialue Pro., displayed fix sesames and otrer dodos my be higher or lower than the price that )0J would actuary receive in tie make. Wks av obtained from sass hid party sources whiti we beleve to be reliable, but we donor garante thek acturxy. - We prefab/ use he closing price when visite is the mean of the bid and ask price, for listed swath and option; a only bid prices for OTC seareits. - Less 3Ctiveir traded cedillas may be priced using a valuation model ate moss recent doe we obtained and may not reflect an actual make price a vase - Certainpositions may axes nit o_d a price aril will haw as 'vice was ma escalade • it we at unable to obtain a price fora seamy - Daposih a securities denominated ilCUMITC91 otier thin U.S &Oh are reflected at the (whinge rate as of the Statellent date. - ter certain wares twang n non-conformrg denornnationx puce and quantity(Iwe woe) may have been adjusted to Imitate caper value:el. To obtain arum gintabre, when available. contact ycv F a-col adencr • Private investments and structured produos. friv)10 rioestment axialas (ric Laing drool participation program ad real estate investment had swishes) and struclued voids are generalb highly diund. Celan stnstised poach have not been registered with the Securities and E.d,age Commesion a under ay slate secure:tea We amide enervated valves for private investment seositis ird Matured products for Mormatiral purposes my. Atarary isms guaranteed. - These was may differ abstain* kin prices, il any. at which aerate Seamen' Oa structured product maybe bought or sold and do rot necessaly represent the vat* you easy receive sport liquidation. - Third pity witness of vain are as ascertain date awl are supplied to UBS Finarcial Srvices on a reglar basis by an independert volution firm. - baser, general panne- or sponsor estimated valid ay, are applied to the Fm by the issuer, genital partner or sponsor and may be calculated bawd at diferent information from that used by third pities to &dye their 'aerated values. - You can obtain aednorel information regarding the metablogy sated to determine the estimate a value and the dale of the Hamblinthat is the basis fa the estimate by tontanig your Financial Advisor - Third party 'singed vales may be reflected as 'Not priced' in several situations when an Idependent valuation tern has not sspp eda is arab/et° assign a vat*. wins-owe become ware that a matenal event has cared tat may call a pommy reported value its question, or when a value would be highy speculatire due to tie nature the wearily. - When neither ari issuer, general partner or sponsor estruted value nor a thed-paly estimated wake is provideck the vale of to secunty wilt* diners:re from its pschase price. - •Datributian to date' may indude retun of capital, ncome orboth. - 'Original wilt size' represents he hitial offering peeper LP'S a rime, not reflect your cost bast - OPP rd unlisted REM sedates are not listed on a national secumie, exchange, and aro goneray liquid and even a they can be sold, he peke received may be less tan the pee share estimated vale provided n the accost statement, • Fustricted securities. Restcted seared generaly ae nal (wanly aglak for public sale. UBS Financial Service, uses the metal priced the unrestricted stock of the sane issues as an imputed value for tie restricted stns hrourposes aegis statement oily To the extent tat resticted searnies are elgbb to sale, the vale received may be tbstanualy less nal the ir'pfed valae toren • Est (estineted) income. arrant yields and rates- An estimate of annual income is based a current dividend at] interest rates, assailing tie secants will be heldfor one year from statement date or until maturity This Mind* is only a gudolne; accuracy ad continued income are not guaurrteed - Estimated snail Mane and curent yield fa certain tapes of washes cold nckole a return of principalor capital gas in which case the est income (a-dcurrol yield would be ownstated. - Estimated anal income and nerd, yield and to actual Mane and yield migt be lower°, higher than the estimated amounts. - An esthete of trudged income (dadend andkr interest) dividedbythe current market valeti average balance is based an the Lint dividend or interest payment made by the ciier and wanes tie searmadepwats will be held for ae year born the statement date or until massity. Accuracy rd continued yell se not guar.-deed • Assets not held by USG Financial Services- Certain asses we rot held by the Fnn arena *whin the Ferns possession or control. These meets are displayed on mar statement for informational purposes only. Positions and values presented au provided by dal hung fern. UBS Inancial services is not repayable for his information and does not guarantee es accuracy. Those assets ay not protected by SRC or to Fern's supOlemental9PC coverage. • Revenue sharing and additional compensation — In midden to conmissions on sales and I /b. 1 toes received n correctionwith he distribution a mutual fads to our dents we ander our Abate receive lwerlookhoing Payments from dianbutors ardor advisors of the nasal funds that we sell. Thaw armints are based on two Merril corrporents (k the amoad of ales by UBS of a Palituts mutual fund I amib to our client& and (.) the asset value of a particuldr mutual fund tanks shares held a the Iran — We and as MIAs ate receive networking aid combs' procening fen n col-adoration for tranter agent winces tat we 17003e to the mutual ant. These fees generally are pad from investor assets n the rianalt und and ate a feted dollar amount based on the ivanber of accounts at the brokerdealee holing mutual hat of that fund fa-nily CONFIDENTIAL — h edition to cornrassists received n connection with the sale or dellibUtiOn of array contracts and snit investment but units tows cants, we arida our affiliate recewe reserve sharp carpe cation from tasty of the insuance companies undermt1; the treaty COntraCts, aft Amos a he inward wertsbis or sponsors of heat arresemmt tuts we disabuse - Our affiliates abo recd., trading corrimnsions rd otter congensalonfran mutual kit and Matra companies whose products we &orbs - We receive an anal he from UBS Bart USA ad LIRS AG Stanford Ranch Of lea 10525 per accuse sweeping to thebarks under the UBS Bank Sweep Programs. Activity hkernabonregarcingammksbns and other charges hired ri connedion with he executionof trades, tolutig option transactions has been incbcbd on cordeh/WM previously furnished to you, and wll be treaded to you pr.:ropily on repast Short selling li you are engaged in short selling a secant)) you may ihar a charge der to catainbanowig costs for that partkularsoasky. Opel add, Regaling open or • gx6till-cancelled' ceders tat were not agitated by the StlittfINIV date, open buy and al slop orders are reduced by the amount of dividends or rig-its cn an ex-divide-Kb a enaltas date sends ranxted otherwise by yoa. You are responsbk for orders that are execuied Ow to yOLO Ware to cancel wasting open orders. Mew To obtain a copy of or current Client Pr cyNotice. please dread mar FnardalAchiscr or vet our websne at wsw r nl/ egiv✓•• • vne,f v 1,65 Filawid Sinites n not a 6a-A The WA Business Services Account BSA and IRMA are take-age accounts velnith provide access so banking services andprotests ts,:t4laTial9fTfrilt with al I aided lurks and other thniparty bares, ri d provides access to torsawe and annlOY products Wad by unaffiliated thid-party Murat, companies through insurance agency subsdianes of UBS Financial Services Inc. torednerd, inura-co, ad arsity products, Not FOC Snared • No bank qua-anted May tise vat RMA. Resource Management Awn nt, Duress Services Amount RSA. IRMA ad intonational Resource Management Accost se registered service mats of 1.85 Fnancii Services to Vila Signalise d a regeleted service meek of Visa Memel: ha LI3S Visa Signaare cede cards and UBS Visa debt cards ate Mad by UBS Bark GSA with PrITISSIOCI from Visa U SA hcorpaated. tab Financial Sonata Inc Pei 201604 SDNY_GM_00025621 EFTA_00136241 EFTA01277474 UBS WS Financial Services Mc Private Wealth Management 299 Park Avenue 25th Floor New York 11Y 10171.0002 CNP700559672I 1016 Y1 0 Account name: POT & KETTLE, LLC Friendly account name: POTKETTLE LLC Account number: Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL Phone. Visit our website: ,Avvve.Lb5ccmitinanciatservices Investment Account October 2016 POT & KETTLE, LLC PO BOX 308 TEANECK N107665-0308 Value of your account on September 30 (S) on October 31 (5) Your assets 14,48084 aoo Your liabilities 0.00 0.00 Value of your account $14,480.84 $0.00 Tracking the value of your account S Thousands 14.5 0 0 0.0 • Dec 2014 00 OK 2015 Sep2016 On 2016 Sources of your account growth derive 2016 Value of your account at year end 2015 Net deposits and Wthdratials -56.13 Your ilveStinent return: Dividend and interest income 11.36 Chance market value $O00 Value of your acme& on Oct 31, 2016 50.00 $4.77 SDNY GM 00025622 Member SIPC CNP70000005596721 NP7000193668 00002 1016 030579743 Y123679550000000 Page 1 of 6 CONFIDENTIAL EFTA_00136242 EFTA01277475 4tUBS Investment Account October 2016 Your account balance sheet Summary of your assets Value on October 31 (4) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assists $0.00 Value of your account S0.00 Account name: Friendly account name: ri • ; Account number: Eye on the markets index Percentage change October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Your 15 sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% CNNIXCOOOSS96722 NP7000193668 come 1016 030579743 Y1236,3550 ONSIMYGM000256§99. 2 of 6 CONFIDENTIAL EFTA_00 136243 EFTA01277476 *UBS Investment Account Account name: POT & KETTLE, TLC Friendly account name:P0TKETTLE LLC Account number. Change in the value of your account Cash activity summary October 2016 (V Year to date (I) Opening account value $14,480.84 $4.77 Deposits, including investments transferred in 0.00 155,500.00 Withdrawals and fees, including investments transferred cut -14,481.13 -155,506.13 Dividend and interest income 0.29 1.36 Closing account value $0.00 $0.00 Dividend and interest income earned For purposes of this statement, tatablIty of interest and dnildend income has been determined frcM a US lm CersPedim. Beret upon the residence of the account header. account type. or prodixt type, torn, interest endow dvidend payments may not bo subject to United States (US) ardor Puerto Rico (PR) Income tares. The (lent monthly statement is not mended lo be used and cannot be (eked upon for tar purposes. Clients should refer to the acicrictoe tar reporting fora they receise from IRS annuely, such as the Comic 1099 and the Forms 480, foe lac reporting information lt is the practice of UBS to file the applicatle tar reporting forms with the us interna Revenue semce and PR TreaSury Derirtreent. and in such loans accurately PetSY fy cht0erta arrt a interest all& exerrpt or tenable 'mane Please consult your indvdual tax preparer. October 2016 (S) Year to date (1) Taxable interest 0.29 1.36 Total current year $0.29 $1.36 Total dividend & interest $0.29 $1.36 Your Pi vandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See account activity the month for &lab Baances In your Sweep Options are indudedin the openng and closing mantes Aut. FDIC Insurance apples only to deposit at u85 Bank USA, not to deposits at lies AG, Stamford Ranch or bank deposits placed throush the UBSInternahona Depose Account program. WC protection applies to mom market sweep fund hoe:linos but mt bare deposits Seehnportant Wormat:on *Mayor statement on the tat Mo Pars cf this &current for detalF October 201614) Year to date (I) Opening balances $14,480.84 $4.77 Additions Deposits and other funds credited 0.00 155,500.00 Dividend and interest income 0.29 1.36 Total ackittions Subtractions Checks and bill payments $0.29 $155,501.36 0 00 -25.00 Other funds debned -14,481.13 -155,481.13 Total subtractions -$14,481.13 -$155,506.13 Net cash flow Closing balances -$14,480.84 -$4.77 $0.00 $0.00 UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 114,480.84 Closing UBS Bank USA Business balance Oct 6 $14,481.13 Number of days in nterest period 29 Average daily ba lance 114,480.84 Interest earned $0 .29 Annual percentage yield earned 0 03% SDNY GM 00025624 CelP7C009305$95723 NP7003‘ 50668 00037 1016 030579743 Y123679550000000 ►age 3 of 6 CONFIDENTIAL EFTA_00136244 EFTA01277477 UBS Investment Account October 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about >our statement at the end of this document Account name: - - Friendly account name: P - Account number: Your return objective: Current income & capital appreciation Your Ask profile: Primary - Moderate Investment eligibihty consideration - None selected Your account instructions • The account record was signed by your Financial Adwsor and approved by a Principal of the Firm • Your account cost basis default closing method is AFO, First In, First Out Your lq nodal Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C009005596724 NP70C0IS0668 come MI6 030579743 Y12367955003WAYGM000256Page 4 f o CONFIDENTIAL EFTA 01)136245 EFTA01277478 *UBS Investment Account Your assets Account name: POT & KETTLE, LLC Friendly account narne:POTKETTLE LLC Account number. Some prtCes, income and current velum sheen may be approxlmere. As a result galas and losses mai not be accurately reflected. See importeor Infoarteiton Ova your statemem a the end of this dscurrent for more intorno°. Cash Cash and money balances Slang U85 BANK USA BUS ACCT Cattails; baLettt an Oa 1 (1) casing13SW! Pete per Same Average on Oct 31 (5) on Oct 31 (1) rate Your Financial Advisor SCOTT STACK MANLY LE CASRIEL Decent? interest 080 paled period 14,480.84 0.00 Account activity this month Oa. Actialy Deictiption Amoint (3) Dividend and interest income Tenable mterest Oct 7 Interest LIEtS BANK USA BUSINESS ACCOUNT AS OF 10(06r 16 Total taxable interest Total dividend and interest income Ole nanny Oct 12 Transfer JOURNAL TO GHISLAINE MAXWELL •14,481.13 Total other fends debited -$14,481.13 0.29 $0.29 $0.29 DeSOVDOn AMISH (1) Other funds debited Date Activity Description Amount IS) Morley balance activities Sap 30 Balance forward $14,480.84 Oct 7 Deposit U85 BANK USA BUSINESS ACCOUNT AS Of 1010916 0.29 Oct 13 Withdrawal LIDS BANK USA BUSINESS ACCOUNT AS OF 10/12/16 -14,481.13 Oct 31 Closing MIS Bank USA Easiness Account $0.00 SDNY GM 00025626 CW0003005596725 NPF000193603 00002 1016 030579243 Y123679550 000000 ►age S of 6 CONFIDENTIAL EF1'A_00136246 EFTA01277479 *UBS Your notes cu,,00ceoos..ano...... ,o,.s.o,,.v,.. ,..apggiy Gµ ....g., 6 of 6 CONFIDENTIAL EFT,00B6247 EFTA01277480 Important information about your statement Fivacial Services no. (the Firm or UBS Finereial Strokes). is a merrber of all principal ucvily, canna:day and esters exchanges. UBS Financial Semler, and LES Bank USA ate i-diect subsilanes of UPS AG and *thaws of 185 Settees LLC. The Fares Wendel statement 8 available upon regtest The Fres townie offices re a. WS Fine-03154mm, Inc. 1200 Harbor Boulevard Weehawken, NI 07086 This statement represents the only official record of you' U3S Fhancial Services account. Other records, exept official Isdooments. contanng conflicting data should not be relied Ira, II you bate there is an tiler a Omil,90n please report it immediately n wring to the Branch Manager of the office wrung your accent. Allhoxfi a litires shown ere Mended to be accurate, statement etas *pub not be wed fa to papaws Rely soak on yea-and tax forms. De , Form 1099. 5498, 10425. etc ) when Drepamg your lax return. The Finn required by law to real to tie IRS all Usable dividends, report/kb nontaxable detiohne and stable Merest erred on sautes held rimy awarrt rid raced, on see tramadiore, anima bait:neaten covered seats CzerelitslIealleitle with the Finn • Pleaferefortinn so oral canine/tons in wiling to further protect your cistitt inducing your rit coder tie Sea. lies Investor Protection Ad (SDA) • 11 the finance institution on the toplett of du hat of this statement isnot CBS F natal Se vat CBS Fi-andal Smites carries yea accaint as clearing Pecker by arra-gerrent wit the rokated insitution We in you of the relatOn5h0 ‘then you opened this accost h the cast your era and stories tre located a UBS financial Streets and rot the rwudcrg broker, ad you nut make enact of as es or emission to both firms. As described in the account agreements, you must IV* IA day errors or triad rwokrig checks reflected on your statement wain 30 CItyl alter t was mailed or made available. All doe mnis shall be droned corrplse and accurate n all other respects if not objected to in veitiu within 60 days • Please dhect cutromer complaints or rates to to Farts C lent Reborn Deposit* at 201.352.1699 a togas a.900354.9103, ft® A.M. to BCC, P.M FT Monday through Friday, or in wing to 1.85 Financial Services ix., Client Relations Depalment, P.O. Box 766 Union Cay,141 07037. • In case of errors or cantons about an electronic funds transfer (ITO ha ward a UBS Votokbit card transient call F02762-1000, or write to UBS Financial Senices Ix., 1000 harbor Blvd, 6th floor. Weehawken. NI 07086, Mtn RIAMKA Series. Caller Wile as in yeti can, if you tit yea statement a receipt k twerp or if you need more rdomation tout a transfer on the statement or receipt. The Firm or Card lister (as applicable)must her from you no later than CO days after *ohm sent yOu the Irst samosa on which the WC( or problem accred. - Pettit your name ad reara number (4 ark) - Decal:* tie Moat Of the Winder )0U drecr6Urt about, indeplain as clerk as you cal why you believe t is an error a why you need more infanoten. - ProOde the dolor arrant d the suspected error. The Firm or Card Issuer vol hostiote pour compare and eel correct my error promptly. For alleged mots asking UBS Via debit cad broadirk if we take more Rim 10 to rest days to &this, we will credit par accord for the EMOL•It ytuthnk is in error, so tat you mil have the use of 110 money during to tine it lakes us to complete our mestigation. Please mite all checks payek to the Fan or fie Irene* nekton undated on tie front of the statement In addition to regular accort fees, accounts may be abject to mantenarra las cargos for lite parent kr securities purchases and charges kr unpaid arraft5 n cash accounts. Accounts that ere transferred to other instiutens my be subject to a transfer fee UBS Swoop OpAiorns LEG offers options kr nwoong cat balances. balances to bat deposits at UM Bra USA and LEIS AG Starrikrd trench (Ba-k Sweep Pr.:gams), moneymaker mutual tubs Money Funa) aid the InternationalDeposit Award (Mier c warners with in ntorutional Ree:VCO Maneerrerd Account. Though the Bair Sweep Programs, cash balances we swept to LES Bank USA to to an estabashed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at LEG Bank USA are FDIC insured in accede-or wit FCC Formore information please met wwwfdic Deposes at LEG AG Stanford Brant ad shares of Money Ards are not nosed by the FDIC. Through tie DA, (mailable to eat beams are swept to depose &cants al UBS AG New Yak Branch and LBS AG Cayman Ranch Thew deposes arena Soured by ter FCC. Balances held at the UDS AG Cayman Brandi are asperse, imposed to the sovereign ink of the Calms Wards, and tore is no guarantee or other elongation of UBS AG to rhea the Saxes *think al the LEG Cayman's Brach's bores. Deposal at LEG Bak USA and each UPS AG Branch are rot protected by SIK. Money Fund shares are protected by SIPC. See -L66 Financial Services Account Protect-an' below. Uponmut request balron in tie Pare Sweep Program or DA may be withdrawn and shares of a Mcney FundMay be liquidated, and the proceeds returned to you or sour seosdies accat Ftrthee rdormaton about available sweep agora nclairg (wont irderest rates and yields, &imitable at wmvubscornfsweeprekb, from your Fnancial Advisor a by calling KO-762-1000. UBS Financial Semite' amount protection The 5,t-n r. A manta,dF flv(te. ran< 1--enee• Plelecirn Corporation (SIPC), Inter protects It0-rlieS tacnIS 01 its members up to $912000 (indtcling 1.250,003 kr dahns for cast The SIPC asset protection limit apply to an accounts that you hold in a particute chucity. The Fnn, together with certain aff iliates, has also purchased uspkrnental protection. The nuenan amount payabb to et etgible diet, CONIClink wider this protection is ZOO maroon a of December to, 201S. Stbrd to the poky ordilons ad lmi anions. cash the firm is further protected fa up to 81.9 million n the swept* kr all your accounts held n a patiedm usweity. A fJ copy of thepoky wading is salable upon request. The Slit protection ad the suppkmental protection both do not apply to • Crean financial assets controlled by (end rolded n your account value) but hell away from LOSFine-col Services (e.g., certain( cash at UBS Bat USA, 60 cash at L.85 AG U.S.aanrhes, (4 Murarre paint including valible awaits, and 60 tares of maw' funds where such shoes ay registered duvet& a the name of the account hober on the books ad records of to applicable tskto a transfer agent), • Certain nosh-nerd contracts or interment interests (e.g.. limited partnerships and pewee placements) that are rol reddened wider **Securities Act of 1933; and • Commodities contact, (e.g, foreign silage and decoysmetal contracts), includirg futures contracts ad commodity option contract. lh•SIPC protection and the Cup0Writntil protection do not apply so these assets ten if theyotherwise appear on yea statements. The StC protection aid the trillernental protection do not protect against changes n the market vale of jar imestments (whether as result of market morns, issuer badiruptcy or *herni) More idonnation is avaable rot request. vat menu/ obtan more florin:eonabout SIK, micludo9 the SIPC Brockm. by conucting SIPC et 202-371 -83C0 • by irisitisp the SIPC iwarte ae smonsetorg Dividend Reiwestment Program pun The ate reflected a an ate fox trice. You may Oblast the actual price Iowans F racial Advixr Gulf week share aro purchased under DRIP; patial thanes will be soli ad the cash wi be deposited re your account the civickrd reinvestment price applied byte aster may rifler from the market pace al filch tie partial tires se sold Castielieu Cnk whole mats may be heldhendn gas aceut. If pin entitled to a petal wait a s Desalt <4am:bided payment or OhinViit, the Firm will either all panel was * made prima accept an /mord deurmined by a regiaered cleitiu agency, and credit yew accord. Investment objectives The riottimert objection and risk profile sr spec is to each account and may maybetween sat accords Phase advise the Firm pin:01,01in wining of ay sconticant change in you- I nacial sworn or investment objectives For each ward held you choose one of the folbsiu ins-anent ebactis. CONFIDENTIAL • Moen Cement income: hissIments seekng tie generation ol income onk. • Aches floret Appreciation. Investments seeing profit of peewee' rather than the gererafon of roam. • Produce Contbauten of Worse and Capital Aporecratou existents seeking both tie garment of name and grOtAh of taxa:bal. Overall ride profiles • Conserveire. Seeks to manta* nitial arcip* wit low risk and nobtility to the axon owat even if that means the accost does not generate sign loam room or returns ad may rot keep pre with • Moderate. Willing to accept some ria to pircDal and tolerate some totality to seek hater returns, • Aggresses: Wiling to accept het Mc to ponce's' and high ,plat lily to seek high returns owe time. • In. esteem' Et:gadder Contarration: I Hinted, a palm of the portfolio for that account may rot de canplex strategic, rented hoick andante voktiky. Staler Thaashokfrir We may comeliest al related *count statements with to sane address in the sate envelope, e.g. because they have owners who aka maintain jord account rem creips wth other clients a the tame addressif you peer to wont individual stattrninis mailed in separate envelopes, you may decline lxv,eholing by caling sow fine-cal Advisor. Friendly acesstmens The Fiterdk accent name is a custom:ride 'nickname chosen by you to assist you with your recordleePti. Fes no legal elect on your account. You can change yw Friendly XCOult names, through Onlne Services or by contacting your Fitanciel Admix. Account overview • Value of your accoun4onTolo. Net of *sets and liabilities • Antb troludes soli* cash balances, vetoes fa restricted seamy (ea ), and Global Tiro Deposits, amazed marks to ma-ket, andcertain assets not held by der Fern. Does rot include unpriced saclike assets at the end a the prior and carent statement paelOda. or aerate ineesteritt umested stock options and erectable stock options • bibiefs Includes debit Waxes armarding margin bans, credit lire, chat accou-d balances. • Cathhooney balances. Total of unimested treat* cash balances, plus deposit telexes at UBS Bank USA, LEG AG U.S Branches ad moray market mutual fund sweep balms, at the chose of tie staerrent period Non-conwedity free credt balances in you' account are rot sec/eyed from other balances and to Font may sae so of these lords in the ordnay course of As brains, hew funds re pestle won your darned. This total is mended in 11-0 anent period cbsing Vale Lending information For &lanai onlorrnalion on the Firm's larding padres and incl.:eves. refer to you Client Rebtionthip SDNY_GM_00025628 EFTA_0O136248 EFTA01277481 Important information about your statement (r20116Thefif) Agnment or ACCOal Agf et* tertl and the General Tams ad Conditions U3S Statement of Credit Practices ;sealable in Agreement enders/sures a goy ear maltreat lorekrinto oret Your assets Your statement itemizes securities end other assets hell the accent at the end of thw statement period. You may ark for deaverY a fully paid seariies at anytime. You may receive securities Lead as loin collateral after paying any balance cis cri them. Any securities translate-deo the Firm casig the Italement period ale liked at market vas as of the end of the staterno. period. • Cast bald In detemining the cost basis of he securities incbded n this statement, Were indicated wih the number " l, • LES F mince& Services has relied Ori information &lined from sources other than US$ Francial Bennie,, inclkding I-formation frcm another fine et that sum./ NW* grovided to yea finaxial &kis. The f inn does not ideate-okay verty a damn* the aco_racy a validly of my Sarmatian Provided by scum the, LES Senecas. h xiltion although LESChricial Services grerafir iodate, ties Haman:re as it is termed, the Finn does not provide art, assuarces fig the Merman:re seder 'Cost bans° ate *Unrealized gar/loss' is accurate as of the date of this statement. As such please dome rem on this nice-ovation to make pesehne or sale decisions fa taxis...poses a otherwise. Accounts turderred to tie Elm may reflea ger/loss Hamelin only for the period d tine they are held at the firm Morehi:twice] Haman:es crib, aided by Kir Fnaxial Advisor. • Unreetheed gain/Ions Yellen data n avenged trroaare4 guindloms at. actialed ter hdvitial smug lots. The transaction data for idvSLa bit may or may not reflect ccmmissigns, rZ dor security reorgairaten events an cl and ogee reinvestmene lots ad systematk pirchaPP be, are each canbined to dieplar one averaged lot The 'Trade date' colon presents the agral transaction trade date. • Callable securkies Bonds ri d defined stock that the 411-0" calk for eery releriphan will be selected marhallt by lot Iron among all searnes of fin Sue held hi our cursor n nomnee naive fa or <lents, Call tense Santana is cbtaned Mom third parties and in accuracy is not gmantead. Ott, tall feabses may emt which mid OM yield candete irkernaten MO be wonted upon request • Certificates of deposit (ma). CDs are FDIC awed Lino 1233,000 h principal and accrued Serest per deporiecr ate per depository innitufixt. 'accordance win FDIC rules. • Priothalue Prees droplayei f or secuenes and other precasts may be higher or lower than the price that yai would actualy receive in the make. gin are obtained from yarns turd pity sources whiti we beeeie to be relabk, but we do not garastee then actursy - We grew* use the &nig price when nitre or the mean of the bid and ask price, for listed acuities rid optics a co* bet prices for OTC searnies. - Less 3Ctivei traded seculties may be priced usig a valuation model a the moss recent price we downed ad may not reflect in actual makes price a vase - Certain positions may appear anto_n a pice ate will fist as 'irke was not avaable• it we dye usable to obtan a price foe a seamy - Deposib a securities denominated elCUITarat ohs than U.S &elm are reflected at the etching. rate as of the Statement date. - For certain searnes &ding n non-conformrg denornnstrons, price and quantityOde salsa my have been adjusted to facilitate mem value: ft To cbtan (trent gint.iims. when availaba, contact ccarcel Zen:Cr • Private inveaUnenta and attar:oared produas. novae rionlmal war las (nc Ulm drttt parreipatim program and realeaate investment est noshes) and structred proins are periwig, highly Sigrid. Certain seat-tend prodsts have not been registered with the Securities and Exch Commission ix under m slate securdtileTarra We Provide estmated values for private investment searkes a-danstured products for Samara! purposes ivy. Marary is tom gumanteed. - These vitas may differ absurd* tan prices, il any. at which a side noniron,' thy structured product maybe bought or sold and do rot necessalyrepresern the vais you mayreceive span lictidaten. - Throe party estmess of vain are as al a oxtails date and ate applied to UBS Ennui Services on a reglar basis try an independent satiation firm. - baser. general panne- or sponsor estimated glen, ay, ate applied to the Fan by the issuer, general partner oe wawa and may be calculated based on afferent information from tat used by hid pities to derive their eainated values. - You can obtain aednoral iformation regarding the metccblogy used to deem** the estimate a value ad the dale of the Hammenthat is the basis fa the estimate by contactig your Financial Advisor - Third party 'Ranged vales may be reflected as 'Not priced' in several dentin when an Idope-dent valuation lire has net %Slateda wade to midi a vat,.. Serowe become ware that a matenal met has °cored tat may call a enous," repaled vase rap question, or when a value would be highy space-Ss due to denature et the sneaky. - When neither an num general partner or ammo' estimated value nor a thrd-paly estimated value is d oirdect, the was of the seanty MR be dikerent Irene its caches* price. - •Daributiens to date' may indude ream of capital, ncome orboth. - 'Original unk size' represents tie noel offering price per Lnk axial., not reflect gout con bass. - DIP rd unlined REn stasis se rot listed on a national securities exchange, and are gerverdy liquid and event they can be sold, tie ark. received may be less than the per fire estimated vat,. provided n the moral statement, . Resbicted securities. Resisted 'earners gneraly are not clammy ergble to public sale. UBS Financial Service: uses the metal prima the unrestricted stork of the sane issuer' as an imputed value for the restricted nod Yorourposesofihri statement oak To the extent tut resided stories are elgbk to sale, the value received may be sebstarnyaly less than the insured vakie tom • Est. (estimated) income. anent yields and rata M estimate of a'nual income is based en current dnidend ad interest rates, assuring tie ensiles sill be held for cress from statement date or arts maturity This tetanal* isony a gudolne; accuracy and continued income are not gum-steed - Estimated anal kerne and cured yield fa certain types of washes add rick& a ream of pencilledor capital gaga iv which use the est income (ad curse yield would be mentated. - Estimated anal income and arrent yield and the actual ?cane aid yieU misfit be lower°, higher than the estimated terb3unn. - Ancient* of 'trusteed income (divilend andce interest) divided by the current mariet valsiaverage balance is based on the Last dividend or merest payment mode by the aver and names he seareeideposts will be held fa as year tan the statement date of until matuity. Accuracy ate continued well am not guaraseed • Assets not held by UBE Financial Services Cenah meets se rot held by the Fine arena wen the Fern's possum or central. These assets are &played on you statement for informational purposes Only, Positions and values presented re provided by he Ssu'rg fern. UBS Inancial &races not reef:cable for Ow information and does not guarantee es mangy. These assets are not weeded by SOK or to Finis supldementalSIPC coverage. • Revenue sharing and additional compensated,. — In addition to commissions on sales and 1.1b1 lees received n oareetiert with the distribution c4 mutual brads to ow dents we ander our grade receive revenue tor-ONPayments Iran dianbutors at salsas of the mast funds that we sell. Thew arnants are based on two &fermi corrporents (k the amorist of Yin by UBS of a articular mutual fund famiy to our client& and d) the asset value of a particu In mutual fund tanks shares held a the Wm — We and as all Ade ate receive flanking aid melba processing lees in con-Aeration for trawler agent service, that we Provide to the mutual lir& These f ees generally are pad from investor asset:Skill* nutua I lured and &watered dials amount based on the maths of accounts at the broaer.dealer holing mutual lira of that fund family CONFIDENTIAL — h adoltion to cornrnissens received n connection with the sale or ciotributiOn d array contracts and cast investment but inn tows dents, we anda our afflide redeem revirea sharp ampersaion from many of the instance companies Widening the artily contracts, anises ct the huaann carp:Mau or spornors of be ant imestmmt lists wp distrtute. - Our affiliales abo teen., trading commoseons ad other cam pensationThan nutaal kit and Suave companies Slow geoids we &vbs.. - We receive an anal fee from UBS Bat USA set LES AG Stanford Ranch Of laalo 425 per accuse sweeping to debarks under the UBS Bank Sweep Program. Adlvity Inficemationregardngcommksifis and other charges hand in connection with the exeoSen of trades, kludng option transactions has been incbad antMan:re preinusy !writhed to you. ri d will be provided to ?wpm-Fitly cr. repast. Shen saline II you are engagedin that selling a w.unty, you may ins a charge dye to catkin tonowig costs for that partkulaseasky. Open orders 'legating open or • gx6tilkancelled* orders tat were not executed by the slatamtet data open buy and sea slop orders are waxed by the mount et dna:lords art mtsam an ex-divider& o eg-arfrth doe unless ranxted crivenvise by gar You are responsbk for orders that execuied ds to your failure to cancel *rising open orders. Priem To obtain a copy of as current Client PracyNotice. please dental mar F narnal Marisa von our wetrine at ttiatw rnageaatalvartfer kJEG Filmed Savors is not a bark The WA Busness Services Account BSA and IRMA are take-age accounts ankh provide access so banking services rad protests dna* alangantrilt web af I Sated &Ss and other Ihniparty bant,. ri d provides access to nuance and anourol [maids eased by unaHiliatedthid-party risurrice conpanes through a-aura-ice agency subsdianes of UBS Financial Services Inc. lwass-nent, Sura-ce. ad areagens-ducts, Not FDIC issued • No bank gunned. May lose vat* RMA. Resource Management Arms nt, Business Services Account BSA. IRMA and intonational Resource Management Accost re registered service maks of LES fnancii Serices lx Vila Signalise it a regained Service mak 01 Vial Hemel inal LOS visa Signature cede cards and CGS Visa deb* cards re inued by UBS gat USA with Peall590O from Visa U SA hcorporated. UBS Financial Setvicee Inc Rev 201604 SDNY_GM_00025629 EF1'A_00136249 EFTA01277482 ;It UBS U85 Financial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005540373 1116X5 Y1 0 Account name POT & KETTLE, LLC Friendly account name: POW ETTLE LLC Account number. Your Nnancial Advisor. SCOTT STACKMASULYLE CASRIEL Phone tdslt our website: www.ubscomitinanciarseonces Value of your account Investment Account November 2016 POT & KETTLE, LLC PO BOX 308 TEANECK NJ07666-0308 on October 31 (I) on November 30 (1) Your assets o oo aoo Your liabilities 0.00 0.00 Value of your account $0.00 $0.00 Tracking the value of your account S Sources of your account growth during 2016 Value of your account at year end 2015 14177 Net deposits and withdrawals -1618 4.8 vow nwstment return Diedend and interest income 41.41 Change in market value 40.00 0 0 0.0 00 Value of year ocean • Dec 2014 Dec 2015 00 2016 Ate 2016 on Nov 30, 2016 60.00 SDNY GM 00025630 Member WPC CNP7001:60056•0373 NM:0186327 C0002 1116 030579743 Y123679550000010 Page 1 of 6 CONFIDENTIAL EFTA_00 136250 EFTA01277483 SUBS Investment Account November 2016 Your account balance sheet Summary of your assets Value on November 30 (4) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assorts Value of your account $0.00 S0.00 Account name: POT Q., I FIlE, LLC Friendly amount name: PM', FILE I C Amount number. Eye on the markets Index Percentage change November 2016 year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond index -2.37% 2.50% Your it sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% CNP700C0001510374 NP7003185327 00002 1116 030579743 Y123679550 00%Whyotko002561jage 2 of 6 CONFIDENTIAL EFTA_0013625 I EFTA01277484 SUBS Investment Account November 2016 Account name: POT & KETTLE, LIC F rie nd ly a ccou nt n T art TT Account number. Change in the value of your account Cash activity summary November 2016 (S! Year to date (S) Opening account value $0.00 $4.77 Deposits, including investments transferred in 0.00 155,500.00 Withdrawals and fees, including investments transferred cut -0.05 -155,50618 Dividend and interest income 0.05 1.41 Closing account value $0.00 $0.00 Dividend and interest income earned For purposes of tits statement, tasabity of interest and oudend income has been determined ticM a US tet, rePortIrc Ceradht. eased upon the residence of the account node,. account type, or product type, torn, interest endow dvid,nd payments may not De subject to United States (US) ands Puerto Rico (PR) Income tines The tient monthy statement is not intended to be used and carrot be retied upon for tar purposes. Clients should refer to the atOliCatie tax reporting forms they receive from UBS annualy, such as the Foam 1099 and the Forms 480, for lax reporting information n is the practice of UBS to file the aCcliCatle lam repOning Joni with the US Werra ReWnue SenriCe and PR TreaSuN DeparaTent. find in such loans accurately Meaty dividend, smart interest as law erergot or tatabie itxone Please (omit your insixdual tax preparer. November 2016 (5) Year to date (5) Taxable interest 0.05 1.41 Total current year $0.05 $1.41 Total dividend & interest $0.05 $1.41 Your Financial Advisor: SCOT1 STACK MAN/LYLE CASNEL See Account activity the month for dela Is &dances in your Sweep Options are rod udedi n the openng and closing balances value. FDIC insurance fl eet only to deposits at U85 Bank USA, not to deposits at LIE AG, Stamford Branch or bank deposits pored thiougt the UBS Intetnahona Depose Account program. stpC protection applies to money market sweep find hcidirras but rot bank deposits Seelmportant in5ormation about your statement on the at two pars cf this document for deists November 2016 (5) Year to date (5) Opening balances 10.00 $4.77 Additions Deposits and other funds credited 0.00 155,500.00 Dividend and interest income 0.05 1.41 Total additions so.os 3155,501.41 Subtractions Checks and bill payments 000 -25.00 Other funds debited -0.05 -155,481.18 Total subtractions -$0.05 -$155,506.18 Net cash flow $0.00 Closing balances -$4.77 10.00 $0.00 UBS Bank USA Business Account APY Interest period Oct 7 - Nov6 Opening UBS Bank USA Business balance Oct 7 114,481.13 Closing UBS Bank USA Business balance Nov 6 $0.00 Number of days in nterest period 31 Average daily ba lance 12,335.67 Interest earned 10.05 Annual percentage yield earned 0 03% SDNY GM 00025632 CelP7C009305640375NP70C01$532700CO2 1116 030579743 Y1236795500013010 ease 3 of 6 CONFIDENTIAL EFT/L(10136252 EFTA01277485 UBS Investment Account November 2016 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your statement at the end of this document Account name: Friendly account name- Account number: Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment efigibiSty consderatron - None selected Your account instructions • `foto account cost basis default closing method is FIFO, Fro In, First Out r Your Ilisendal Advisor: SCOTT STACK MAMLYLE CASRIEL CNM000305540376 NP70C01 /35327 00032 1116030579743 Y123679550 03ifINWGM00025€639e 4 of 6 CONFIDENTIAL EFIA_00136253 EFTA01277486 *Nis Investment Account rrovember 2016 Account activity this month Account name: POT & KETTLE, LLC Friendly account narne• Account number. Your Financial Advisor SCOTT STACKMANYLYLE CASRJEL Otte /shindy Description Amostst (S) Dividend and interest income Taxable interest Nov 7 Interest LEG BANK USABUSINESS ACCOUNT AS OF I1104116 0.05 Total taxable interest Total dividend and interest income $0.05 $0.05 Oast ActiiIy best apt:on Arrow' (5) N0 v 9 Transfer JOURNAL TO GHISLA1NEMAXWEU_ -0.05 Total other funds debited -$0.05 Other funds debited SDNY GM 00025634 CNP7001:03055•03r/NP70C010532700002 1116 030579743 Y12367955000010 Peg* 5 of 6 CONFIDENTIAL EFTA_00 136254 EFTA01277487 *UBS Your notes CNP70.005510370 antO3, 85327 00002 , 11603057974,1236,955000glyhymt m25d/kge 6 of 6 End of statement for account num bei CONFIDENTIAL EFTA_00136255 EFTA01277488 Important information about your statement U3S Fruncial Services inc. (the Firm or UBS Finarcial Strokes). is a kerbs' of all principal leaky, ccmrroday and otters exchanges. UBS Financial Seniors and LEG Bank USA ate i-died subside: Me, of UPS AG and aliases of 1185 Starnes LLC. The Fim's 1 knoal statement C available upon repast The Font's executes alias we a. LES Financial Seraes 1200 Harbor Boulevard Weehawken, NJ 07086 This aatenint represents the only official record of you' 116 Financial Services account. Other records, strait official ter doornails, contanng conflictingdata should rot be relied cps II you base thee is an titer a Omi9POn please report it immediately n ridgy to the Brandi Manager et the office serving your account. Alltategn a fives shown Are Mended to be accurate, statement ditasatrukf not be used fa to purposes Rely star on yerend tax lams. (le , Form 1099. 5498, 10425. etc ) when ;rename your lax return. he Fit,, 5 required by law to remn to the IRS alltaxable disidends, mportabb nontaxable datiokna and motile Merest erred a seciaities held east scant, rune steeds on see brisactions, ad cos* basis on attain covered mortis Caeolitstilainkinivrieh the Fin • Please remain, sip oral ookrunkations in sting tofurther protect your fiats. inducing your rifts titer the Soo. lies Investor Proteotron Act (SRA). • 11 the fina-pol institution on the top left offer had of this agents isnot U3S F naiad Servket LES Frontal &man carries you areckint as clearing broker by an-a-gement wah the relcated inslituten We in you of this relatOn5h0 when you opened this accost hers cast your kits and storks a* boated a LOS financial Services and rot the intoieng broker, and you mat mew amps of any error or omission to both firms As described die account agreements, you must natty us of ary errors or fraud Motrig cheers reflected on your statement wain 30 clays alter it was mailed or made available. Alinements shall be deemed comae* and accurate n all other spat if not objected to in *nay within 60 days • Please dact ouRomer complaints or ea/best° tee Fier, C lent Retook Depatnent at 201.352.1699 a tales r. 903.355-9103, 8:03 A M. to 6A0 P.M FT Monday through Friday, or in swung to LES Financial Service ix., Client Relations Depayment, P.O. Box 766 Union Coy, NJ 07032 • In case of <Iron Or glatItiat about a electronic had, transfer (61), bas parr a UBS Voatthbit card vantactions, call 1102762-1000, or wife to UBS Randal Senates lx., 1000 Kato( 814, Gth floor. Weehawken. NI 07086, Mtn R144186.4 Sakes. Caller cote as soon as yeti can, t you hit yekr statement a receipt k mono or if you need more laureation tout a transfer on the statement or receipt The firm or Card Isar (as applicablamust hear from you no in thin CO days after tie Fern sent yOu the Irst statement on which the eta Or problem appeared. - holde your rume ad kore number (4 any) - Deco& the error Of the Wander you are inure about, endcontain as ckaB as you cal why you believe t is an error a why you need more damns - Pros:dethe doer arrant at ter suspected error. The Firm or Card Issuer eel hastigate put compdaht and vdl correct aw error prompty. For alleged mots implying UBS Via debt cad tratrad era if we take more than 10 bus rens days to do ties, we will credit you' accord for the nest youthnk is in error, so that you vii have the use of the money clang tie tine it lakes us to complete our mestigrtion. Please mire all disks swab to the Fern or the racial insleris rdkated on he front of this statement in addition to regular maul fees, accounts may be abject to mantenerce Ian, throats for nee parent kr securities purchases and charges kr unpaid arrant, n cash amine Accounts that re transferred to other instakirs may be subject to a finder tee. UBS Sweep Options LES offers options kr sweeping cat banes. balances to bat deposits at UM Bark USA and LES AG %pinked Match (Bak Sweep Promarr4 moneymaker mutual Ards (Money Fund° ad the international Depose Accord (DA)la c stance with in Intarotional Rooky Management Account. Though the Bair Sweep Programs, cash balaxes we swept to LES Bank USA to to an established knit ad then to UBS AG Stanford Branch. or a Money Fund. Deposits at UBS Bank USA we FDIC inured in accorda-ce with FCC mule. Format information please Mit wwwfdic Deposes at LES AG Stanford Brach ad shares of Money Firds ate rot bared by the FDIC. Through the DA, (skiable to cats Iodates are swept to depose &cants al UBS AG New Yak Branch and LEG AG Capron Ranch hem deposits arena Muted by tit FCC. Balaxes held at the UBS AG Cayman Branch are tempi:may imposed to the sovereign Ink Of the Caren Merck and there is no guaranis or other obligation of UBS AG to repay ter boraxes while RA the LEG Cayman's Brach's books. Deposes at LES Bala USA and each UBS AG Branch are rOt protected by SIPC. Money Fund shares are protected by SIPC. See 'LES Financial Services Account Proud-an' Icelow. Uponyour request, bahnon in the Bank Sweep Program or DA may be withdrawn and sans of a Menet Ford may be liesidated, end the proceeds returned to you or your settees acccmt. Plater trdormadon about available sweep agent nckdre; (want interest rates and Pads, 5 available at wkrubscorntsweeppekk from your Financial Advisor a by tiling 825762-1000. UN Financial Seeks attain protection The Fool r. a no-rho.dF th• (evi Trio< horror PrOtortrri Corporation (RPC), which protects ItO-rlieS traa-MS 01 its mention up lo $500,000 (enCluling 1250,003 kr darns for casii. The Slit asset protection limits attrak to all accosts the you hold in a particar cavocity. The rem loge.w with certain aff fiats, has also purchased applailentapatediOn. The Maims amount payable to at eIgible dket, CONICIWk aide this prat-ion is ZOO maroon as of December 10, 2015. &bad to the poky exelitons ad limitations, cash a the aims is further protected fa up to 51.9 milbn n the aggregate kr all your accounts held n a parkas paucity. A fJ copy of thepoky snag is salable apron request. The Slit protection ad the supplemental protection both do not may to • Cenlin franca assets controlled by (and Maack n your account value) but held away from UBSFina-eia Services (e.g., certain( cash at UBS Bark LGA, (10 cash at Les AG U.S.aandoes, (4 insuark pitOrts, including variable minket, and 66 tires of initud fonds where such shags we registered ding in the name of the account holier on tie books ad records ot to Imola* Ptef a transfer agent), • Certain nwsb-nent contracts or inwsiment interests (e.g.. United 'kinships ad piste placements) that are rot regitened set tie Securities An of 1933; and • Commodities antases (e.g, foreign okaye and meowsmetal contracts), includirg futures comets ad commodity option contracts. The SIPC praed On and the supplemental proteando not apply so these asses ewes if they otherwise appear on yea statements. The SRC protection aid the 540lanental protection do not protect against changes n the market vale of yea imestments (whether as 4 result of market movernem, issuer bakruptcy a °think.) More irtonnation is sable wan request. You nay cbtan more 44°k:eonabout SRC, @lauding the Slit Brockre by contacting SIPC at 202-371 -83C0 or by ratio the Sat minee at skis/mom Dividend Reinvestment Progress pun The pee reflected is an ate age price. You may °Nan the total price Iran you F racist Adak.. Ona/ week shares are purchased under DRIP; patial shags Ma be soli ad the cash MI be deposited ri your account he clacked reinvestment price applied by the inter may 61 ler liom the make pia at catch the partial shires re sold Cadeirdieu CnB whole umts may be head yea amount. If you we entitled to a petal ail a a nesult er a &Ward payment or Ohinaw, the Firm will ether sell panel was * marbet price a accept an /mord determined by a regikered cleatry agency, and credit you' accord. Invenment objectives The tiatimere objectives and risk profile asps ilk to each account and mai vay between your accoues. Please advs. the Finn prontrey in wreing of ay smnf joint change in you Ina-trial satiation or investment obscures For each ward held, you choose one of the folkway investment cbjectivet CONFIDENTIAL • Werke Cunene income: hvestments seekng tie generation ol income ay. • Aefetit Cepa*, apaereatioe Inurement% seeing crowt of principal rather than the generation of ream. • Produce Conebaubm alas* al Capital Appreciation. kesments seen? both tie gerneern of kerne aid growthof prixpa Overall cite profiles • Conservers Seeks to mantin ninth pacipaa, with low risk and volatility to the axon clunk men if that means the accost does not generate sign Beare 'memo a returns ad may rot Loop pore with elation. • Moderate. Willing to accept some fide to pircPal and tolerate some snaky to seek hyher returns, • Agonies: Wiling to accept high Mx to pones* and high waist lily to seer highreturns Owe tiro. • am ententa (Woke Condonation: f Wint•cl, a potion of the poi-Hole, for that account may exalt canplex strategic, tinted lisicity and rater Starr ThowehoWne We may corsofdase al related account statements with the sane addess in the same &Piety., e.g. because they have owners who &lie maintain pol account read cretins we, other clients at the same addressif you paler to raono indiedual 'stank, mailed iin separate erneOPet you may decli-e h:lnehOldng by eating you.: Financial Advisor. Friendly account name The Rierdk =aunt nano is a cuss:mutable • nickname' doss by you to assist you with your recede...WV it has no legaleffect:ayou* account. You can tong. • handy award names. through Onlne Services or by cat/di-9 your Fiume* Atheist. Account overview • Value of par acroustaarkko. Net of *sets and liebilitis • AMb trickdes amebae cash balances, values fa restrkted sturdy lest ), and Global Tire Deposit, amazed marks to ma-ket, and certain assets not held by the Firn. Does rot include unpriced sensitikassets at the end a the plot and arrent statement penods, or await isements. awned stock options and eumeable stook options • ulbares Induces debit bale-4es. outstanding margin tins, credit lire, shag account balances. • Cat/Mooney balances. Tea of unimested avalable cash balances, plus deposit telexes at UBS Bank USA, LES AG U.S Branches ad money market mutual fund sweep baron at the close of ter statement period liknaceirrodia free dna balances in you *count are rot segegaled from other balances and the 14w may ea any of these lads tithe ordinay courts of is business These funds repayable wan your darned This total is ridded in the arrant period ckeing vaiat Lending Wenn/diem For &teed information on the Firm's lerding practices and dee m's. refer to you Chem Rebtiontip SDNY_GM_00025638 EFTA_00136256 EFTA01277489 Important information about your statement (COMItlited) Agreement or ACCOLII Agf et* It'd and the General Terms ri d Conditions LieS Steamed of Credit Practices imitable in Agreement; and Ong:ants a Bmay ratrmantansurvererletu tot. Yew met Your statement itemizes securities and other ends held tithe account at the end of the mate errs perixt You may ark for &Plea Of tak paid wangles at a-4 time. You may receive securities ised as loan collateral ether paying any balance de an them. ,say securities translated to the Firm darg the statement pent are listed at market vete as of the end of the stational period. • Cast bale. In detemining the cost basis of he securitiesgoaded in this statement were indicated wih the number " l, • LBS F nate' Services has relied nth information dotted from sources other than UM Financial Senices, including information kcal another fine a Out mum* Nate grovided to you finaxial Adam The Firm does not irdeperckntly wetly a iastrentee the acaracy a vaklity of ary Wormation provided by 30S)05 Car than LESPi-uncial Senices ▪ adatich *hough UPS Amaral Services arerala updates et Harnett, as it is received, the him does not provide any emu:axes that the information seder 'Cod base and ^Unrealized garf loss' is accurate as of the date of fhb statement. A, such please dons re, on this ninnation to make peschne or sale decisions for tax purposes a otherwise. Accounts mode/Ted tote Firn may refine gal loss information only for the peat d tine they are held at the fink More historical information cube aided by your Friaxial Advisor. • Unrealised gas/lose then data eminatect canalized guindloath are &added la invite' securest lots. The transaction data for in:Willa lots may or may not reflect ccmmissicns, rZ ardor security reorgatatcn 'writs d and other reinvestment lob ad systematk purchase lots are each combined to dials, cr. averaged lot IN 'Trade date' colann presents the original transaction trade dale. • Callable securities Bonds and pretend stock that the enter cat for eery reckintan wit be selected inpalially by lot fran among all seamen of ha tie held in ournarne or n nominee nine for as clients. Call leave neamation s cbtaned hum third patties and as accuracy is not guano:ed. Other call feta, may hest with could atom mkt cancathe inkernaticn will be crovi*d upon request • Certificates of deposit (CDll. CDs are HNC nsured up to S2 5Q000 in principal and accused ireenni per depot:tor and per depository imitation in accedance wen FDIC rules. • Price/value Prices displayed f or secunues and otier prods may be higher or lower than the price that )0J would actually receive in tie make. Niue are obtained from .arias tied party sources which we beleve to be relable, bat we do not a-era-nee then accuracy. - We germak use the closing price when avaUkce Ow mean of the bid anal ask prices for hued securities ad optecra ce only bid prices for OTC securities. - Less actirey traded secuities may be priced using a valuation model a the moss recent farce we claimed ad may not reflect in actual market price a value - Certain positions may appear wit si a price and will tow as 'peke was not avatlakee• it we are unable to obtain a price fora warty. - Deposal a securities denominated ilCUM71-00 other thin U.S dollars are reflected at the ochry rate a of the statement date. - fa certain searees rate n non-conformrig denornnetions. puce and quantity(tath glue) may have been tamed to facilitate paper a/intim To obtain Meal quotalcm. when available. contact you Finace, Adriscr. • Private inthinment and nructured products. Trivet* meaner wart sat (miring drat participator program and realPalle investment asst sessile.) and structred prodxts are anorak, highly dthrid. Cann stets-tend pastas have not been registered with the Secants and Exch Commission cc under mg date secured:tn. We provide estmated value, for private investment sec:vitas arid sthstured products tor tikentatinal purposes any. !sang is rot guaranteed. - These tams may differ abstawisee ban prices, il any. at which a Paste Setirntril thy subdued product maybe bought or sold and do rot necessarily represent the vat* you may maim spat headgear,. - Third petty estmess of vain ate es oe a amain date and an supplied to UBS finarcif Services on a realer basis by an independere collation firm. - baser. general panne- or sponsor estimated vales if any, are applied to **Fmk by he issuer, general panne or tensor and my be calculated based an deferent information from tut used by aid parties to &eve their estimated values. - You can obtain additional information regarding the metothlagy used to determine the estimate d value ad the dale of the Hamblinthat is the basis fa the esimate by contanig your Financial Advisor - Third party 'singed valets may be reflected as 'Not priced' in several stoat:at when an ideperdent valuation tiro has not %MIA's' a it unable to astir a ram nun we become avare that a matenal 'sent has crossed that may call a prevousa reported vote rep question, er wen a value would be high speculate due to the nature of the security. - When nether an Muer, general partner or sponsor estimated value nor a thrd-paly estimated glue is providect, the wake et the study Mate dilierent Irene its asthma price. - • DM:abutter's to date' my include ratan of capital, ncome orboth. - 'Original unit size' represents tie hkial offering peke per exit at :I mar not reflect you cost bast. - DIP at unfilled REM saints are rot listed a, a national securities exchange, and are germ* liquid and own a they can be sold, the peke received may be bar than the pee there *dimmed vain provided n the twore statement, • Restricted securities. Resta-led searites anemia aw not cumenty etglak to public sale. lies Financial Services uses the market priced the unrestricted stock of the sane issuer as an imputed value for tie restarted stock trourposescsiths statement ody To the extent that resettled seasties are elgbk for sale, the vats rtheaed may be tbstanualy less than the imputed vete *040 • En. (estimated) income. anent yields and rates An estimate of annual income is based cn current dividend ad interest rats, &stung tie searkes will be Mll for one yes from statement date or arse maturity The intimate horsy a gudelne; accuracy ad continued income are not guaranteed - Estimated snag income and cures yield for certain types of leashes could astute a tenni of pritipat or capital gains is which case the est income (a-dcurrere yell would be overstated. - Estimated anal income and anent yield and the actual thane and yield that be lower or higher than the estimated mounts. - Areestimate of arruaked income (dadend ands intend) divided by the current market valsiaverage balance is based an the let dividend or merest payment mode by the issuer and tunes tie securetetdeptes will be held foe a* year from 4-e statement date or until mania Accuracy at continued weld xe not guaranteed • Assets not held bytes Financial Services. Cenah assets ace rot held by the Fim arena wenn the Fern's possession or control. These assets ace choolted on tar statement for informational purposes only. Positions and values presented re provided by the trig fern. UBS Fi encal5erwees not retycrwMt tor NS infomution and does not guarantee es accuracy. These assets are rat protected by SRC or the Fines suPelanental SIT( Own?. • Revenue sharps and additional compueliatices — In addition to commissions on sores and 12b-1 lees received in carecticri with be destributim rrulual ftrds to ow dents we attar our gra*, receive r"Pueshiring payments from distributors ado advisors of thenatal funds that use sell. These arnants are based on two deferent corrponents (a the arrant of Ulf, by UBS of a Palicals mutual fund I amia to our clients: and 01) the asset value of a particular rrutual fund famiab shares held a the Urn — We and as MIAs* ako receive networking end onnba accosting fees n consdration for trader agent SOYCEI that we proine to the rrutut lint These fees generally are pad from investor asses n the metal lured and are a feud dolls amount bead a, the amber of accounts at the broker.dealer Poking mutual funds of that fund fa-nify CONFIDENTIAL — h addeion to commesins received n connection with the sale or &thbution ol amity contract and int investment that ink tooter clients, we audit( our affiliate reuse reserue sharp carpe nation from fumy of the nuance companies andeftWOM the reedy Centrals, aft/Jain ct to Marra carpet or manors of the int arrestmmt tuts we distrizote. - Our affiliales abo receive trading commesions ad other compensator, am natal kends and ratan companies whose products we daubs - We receive an anal he from UBS Bat USA ad CRS AG Stanford Branch 0(0)10 $25 per accord sweeping to the barks under the UBS Bank Sweep Programs. Adivity hkemahon maiming ammksiths and otter chars tarred in conned:in with tie exeoSith of trades, ixtdrg option vansections ha been inctstd cord lanai:re preseousa lathed to you, and sell be provided to you prcrrotly on repast. Short selling you are engaged in short selling a security, you may in:tracheas. dm to catmints:want costs for that partkulirsearay. Open others Regarding open or • gni-till-canceled' ceders tat were not executed by the statement date, open buy and sea sit orders are nand by the man of clinked or rktits cn an ex-dividends a etrithis dale unless Signaled olhenvbe bybar You are responsbk for odes that are executed Oa to ythir lecture to cancel nisi rig opal orders. Perm To obtain a copy of as current Client PrivacyNote. please convect you Freesia' Achiscr or vest our websik at ttaaw 0), enagatatnartirer UM Firmed Services 4 not a ba-k The MIA, Business Services Account 854 and IRMA are tetkerage accounts which provide ace's so bathing services and protests tea* arrangements web af I Sated lurks ad other Ihniparty banks, at provides math, ittrace and a^fluttY Frockids awed by unalfilaed third-peat Murat, ampanes through insurance agency subsdianei of UBS Financial Services Inc. heasment. reurace, ad aredy products Nat FOC finned • No bank guaareeth May tow tea RUA. Resource Management Arm. nt. Business Services Amount BUi. IRMA and attritional Resource Management Accore re registered service marks of IRS firmed Stenskes Inc VISA Signature is a regained service mask 01 Viso Inmatithat WS Via Sonata ante cards and UBS Visa debt cards ace issued by UBS gar* USA with Permission from Visa U SA Incorporated. Ullti Financial Sereiths Ins Pry 201604 SDNY_G M_0002 5637 EF1'A_00136257 EFTA01277490