Text extracted via OCR from the original document. May contain errors from the scanning process.
UBS Financial Semites
299 Park Avenue
25th Floor
*UBS
New York NY 10171.0002
Your Ilnandd Advisor:
tic
Business Services Account
February 2014
Account name. ELLMAX, LLC
Phone
Questions about your statement?
Friendly account name: ELLMAX LLC
Call your Financial Advisor or the
Account number:
Resourcetine at 800-762-1C00.
account
Ifisltour websIto:
www.ubs.comffinancialservices
Your investment objectives:
You have identified the following
Value of your account
Your account instructions
• Your account is currently coded for
investment objectives for this account If
you have questions about these
on January 31 (3)
on February 28 (3)
margin.
• Your account cost basis default closing
Your assets
0.00
87,974.09
objectives. disagree with them, or weh to
change them, please contact your
method is FIFO, first n, first Out.
YOur liabilities
0.00
0.00
Fiiancial Advisor or Branch Manager. You
can find a full description of the
alternative investment objectives in
Value of your account
$0.00
$87,974.09
Important information about your
statement at the end of this document
Your return objective:
Current income & capital appreciation
Change in the value of your account
Your risk profile:
February 2014 (5)
Year to date (3/
Primary - Moderate
investment eligibility COnS:derabon - None
selected
Opening account value
$0.00
$0.00
Deposits, including investments
transferred in
87,974 09
87,974 09
Closing account value
$87,974.09
$87,974.09
SDNY GM 00025638
Member SIPC
CONFIDENTIAL
Page 11 of I4
EFTA_00 136258
EFTA01277491
SUBS
Business Services Account
February 2014
Cash activity summary
Account name:
Friendly account name:
Account number:
See Account activity Om month tot cleta Is Balances in your %tete Options are Inducted m the opening and
closing balances vel ue. FDIC insurance archtS only to deposits at UBS Bank USA, not to deposits at UBS AG,
Stanford &arch of bank deposits placed t hrougb the UBS Intemationd Depos4 Account pro7arn. SIPC
protection *plies to money market sweep fund headings but rot bank deposit. Seeimportant inbanation
about your statement on the last two pages of this document for
February 2014 a)
year to date (S)
Opening balances
$0.00
$0.00
Additions
Deposits and other funds credited
87,974.09
87,974.09
Total additions
$87,974.09
$87,974.09
Net cash flow
$87,974.09
$87,974.09
Closing balances
$87,974.09
$87,974.09
Your II asocial Advisor.
CONFIDENTIAL
ccm_000Steg 12 of 14
EF1'A_00136259
EFTA01277492
*UBS
Business Services Account
February :0 . •a
Your assets
Account name:
EWVIAX, LLC
Friendly account name: EI1MAX U.0
Account number.
SOne prK es, income and current ea ueS ShOnn may be Epp,Oen*. AS a IFS W. Oaf and IOSSeS May rOl
be accurately reflected See important %Oa/mason about your statement a the end of ties dn.-neat for
more Intoimalon
Cash
Cash and money balances
Cash and money balances may include availaNecash berate's, OBS Bank USA deposit account balances,
U85 AG Statiord Branch deposit account balances and money market mutual fund sweep balances.
U8S Bank USA deposit &count balances are insured by the FDC vet ti n applicable limits, but are not
pointed by SIPC. MS AG Stanford Branch deposit account banes ate not insured by FDIC end are not
protected by SIPC. Money rredeet sweep balances are protected by SIC but are not insured by the FDIC.
See the Important information about your statement at the endof thh doctrrent for death about those
balances.
0renng balance
Closing balance
Price per share
Average
eiddng
on Feb I (1.)
on Feb 28 (S)
on Feb 28(1)
rate
DSO/meInterest
period
Your Finandal Advisor:
SCOTT STACK MANLYL€ CASRIEL
Dori n
period
cep intent CS)
Your total assets
0.00
87,974.09
*Mut on Feb 28(S)
Percentage of
Cost
Estimated
your account
baus (I)
annual interne (SI
250,000.00
UnrelAZed
gain or loss (S)
Cash
Total
$87,974.09
100.00%
587,974.09
Cash and money balances
87,974.09
100.00%
87.974.09
Account activity this month
For more Information about the pike/value shown for resukted securities. see Important information about
your statement at the end of this dot u-nent
Date
Actiuty
YOU(
Quantity/
Cescriphon
evens. cede
Face 'due
Cash
MadValue (S)
amount PO
Cash and
money balance (S)
len 31
Cash and money balance
$0.00
Feb 27
Deposit
FEDERAL FUNDS DEPOSIT BY ELLMAX AT CHASUS33
87,974.09
87,974.09
Feb 28
Closing cash and money balance
987.974.09
SDNY GM 00025640
CONFIDENTIAL
Page 13 of Id
EFTA_00136260
EFTA01277493
*UBS
Business Services Account
February 2014
Account activity this month continued
Ode
Money balance activities
Jan 31
Balance forward
$0.00
Activity
Account name:
ELLMA.,, LLC
Friendly account name:ELLMAX LLC
Account number:
Your IIsandal Advisor:
Description
Mount (S)
Feb 28
Deposit
87,974.09
Feb 28
Closing UBS Bank USA Business Account
The UBS Baal USA susiness Account is your pnmary sweep option.
887,974.09
End of statement for account number
CONFIDENTIAL
com_0002yise 14 of 14
EFTA_00136261
EFTA01277494
Important information about your statement
LEIS Financial Services ix. (the F im or UBS biaxial
Strows), is a merrter of all principal mosey, caring*
and colons exchages. 1.85 Fe-ercial Selects and U3S
Bank USA we rdrect sutedares of LES AG and
affiliates of LES Swisities UC. lhe Fen's f hare'
statement is available upon mgr. The FITTYS **GSM
offices ae a:
LBS Finenciol Sermon It
1200 Harbor Boulevard
Weelutieen, t0 07066
Ibis nutmeat represents the any off iciel record of yea
LBS Fe-uncial Steve., account. Other moods, matt
official the dournents, containing conflicted date should
rot be relied LE:allow belnie there is an error cr
omission, please report it irrmedately n *riling to the
Bench Manager of the office sentig pow account.
Aercugh al figures shown We Wended to be accurate.
statement data shout' not be used to ta. purposes Rely
Met on wa--end tax lams, 6.e.. Form 108 Stak
10425, etc.)whinprepwrgyour tax return. The Fim
required by low to won to tie IRS all taxabk di-widen*,
report** rantwobk *ands and tplIbli nierest
eared on acuities held in you accent, me proceeds
an sale transactors, ad cost base on cenain covered
*wain.
Communications with the Firm
. Please re-confirm arty oral corm-xi-water* in *wig
to further protect your oyes. includrig your rite
order the Scans. Mesta( Promotion Act (SSA)
• If thefinance' nstitution on the top leit of Ire front
of this statement is no LES Finaxel Sakes, LEIS
Prenoal Services carries your account as cleamg
tether by at argerrant web the Muted intikutal
We Wormed you of his relationship when you
opened this accosts. h this case, your Ws and
soothes
heated x LBS Rnancial Senecaand rot
to imoctscng broker, ad you nut make a retool
of try ester or *Tuition to both firms.
A N accant statements shall be deemed complete ad
accurate if not objected ton vete* within 60 days.
• Please diect customer complaints a tilJitS to tie
Fivn's C lent Relations Dna-WM a 201,352,1699
atoll-free a 800-3569103, 8:CO A.M. to 6:CO P.M.
ET Monday through Frklap a in mire to LBS
Financial Services Ix., Clime Relations Depalment,
P.O. Box 766 Union City, NJ 07087.
• Incase of (*men or Oasttrn about an electronic
hrds transit( EFT), bi puymm or UBS Visedebit
card Vanuctiorts, call
62-1000, or mite to UBS
Frenoal Semen he., MOO Haber Blvd, 6th floor.
Weehavieen W 07086. Min RIANBSA Sermos
Cal a write as soon as mu cart it you tile you
statement or receipt is mom or d you need more
informal
abos a turn* on the statement or
rquoit. The FM or Card hater as WPIcebld must
her from you no later than 50 days after to Fim
sent you the fin stamen on which the error or
problem appeared.
- Prowleyors name ad accost nutter 0 any)
— Desabe the ono or he transfer you ant trthre
about and 'raise as <kat aye cm why mu
believe t is an error a why you need more
ricrmation
— Proud. the &ear anion d to suspected mot
The Fin or Cad Issuer wris I-instigate yew complaint
and will correct any error promote/.
Please mate all chats payable to the Fern or tie
financial institution ideated on to kir of to
etakiment had:art° repute accost fen accounts
may be subject to mailenme fees chages for late
parent for wadies purchases and charges la unpaid
amounts in cashmoues. Accounts that ate transferred
to other imitations may be subject to a transfer fro.
UBS Sweep Options
UBS offers options for sonepng cash bine; balances
to bat deposits at UBS Bat USA end LBS AG Stamford
brach Etenk Sweep Pregame), mormy nwkwe intuit
fads (Morey Fu-dc) and the International Deposit
Accost BOAdor customers with a International
Resource kimagemern Accowit. Through tie Bank
Sweep Pregame, cash balances re swept to UISEttris
USA up to an estabrehed knit ad then to LBS AG
Stanford Brandt or a Money Fund. Deposits at UBS
Bak USA are FDIC nswed in accorda-ce with FDIC
oaks. For nacre Mammon please veil wwwidicgcm.
Deposes at UBS AG Stanford Burch ad tun of
Money Funds an rot nested by the FCC.
Througn the OA, anilible torah balances are swept to
depose accounts at UBS AG New Yak Branch and CBS
AG Cayman Bunch Thew deposits are not rowed by
the FDK. Balance, Feld at to LEIS AG Cara" Braxh
are tempounly exposed to the sovereign Sc of the
Caren blends, and tee is no gamete Cr other
obligalon of UBS AG to repay the biarces while on the
UBSC wmat Bradt. books.
Deposts a LES Bale LEA and each UPS AG Bench are
not protected by SIPC. Money Fund three ate protected
by SIPC. See -tom Frontal Swats Adam Protection'
bobw
Upon you rtg.est, balances n tie Bent Sweep
Programer OA may be withdrawn and shares of a
Monty Fund my be liquidated, end the proceeds
returned so you or mur contain account
Fuller information about available sweep options,
noising arrest merest rate, and yet*, a soak k at
www‘los comrsseepyielt from your Financial Miser
or by calling 806702.1000
UM Financial Services account protection
The Fin dame-recite SeafteS investor Protection
Corporation (SIPC), *nkh promote securities account, of
its members up to 1500,0:0 (Wear; 5280,000 for
dams kr cash) The SRC asset protection knit copy to
all accounts tat you hold n a pat:late wady.
The Finn, together with certain aftEwes, ha also
purchased agplarental protection. The mairrun
amount payable to al eligible dart, coRectent imam
this protection is S500 million as of December 10, 2013.
kloXot to the pokyconditions ard lineation, cash X
the firm is further protected kr gotette million n the
aggregate for all you accounts held n a articular
capacity. A f SI copy of tie poky waxing is mail**
upon mutt
We SIPC protection and the supplemenUI protection
both do not apply to.
▪ Ceruin f aural Asses controlled by (and incLided
your account value) but hell away from US$Fine-col
Services (e.g.. certain(* cash al UBS Bat (ri cadre at
L65 AG StanIcrd branch (1) insurance war.
including variable enmities, and (M) shares of *Mal
finds where such therm are registered diectly n tlw
name of the account holder on the books ad muds
of the applied* issuer a trader agent);
• Cahn termer* contracts or Westment Mee*
(eg., limited partneshix and photo placements) the
are rot registered trder tie Securities Act of 1503;
ad
• Commodities contacts (e.g, reign excha-ge and
*cocoa metal ocntradg ecludig futures contacts
rd tormodite- ever contracts.
the 51K protects:nand to supplemental protection do
not apply to these assets then if they otherwise appear
on you. slaeornet. Ow SEC ptotedion and the
IIMPlwriental protection do not protect mart changes
in the maket vale of your investments (whether a s
result of market movement, iSSunr balsruptcy Cr
crewed
More information is awed* rpm reopen You may
obtan mae irmaion abaft SEC, noldng the 51K
Brochure, by contacting SIPC a 202-371-8300 or by
%erg the SIPC website ar YAMADA*,
Dividend Re:we/rent Program (DPP)
The prCe reflected is an awcage price. You m:cibtan
the actual price km you- Financial Advnor. 0y Wok
tire, are purchased under DRIP; partial shires wil be
sod ad IM cash w8 be, &posted in your account. The
6viderd renvesvnent price applied by to issuer may
•
from the market pia at which &partial shares
m sold
Cadebelieu
Crit whole units may be herein yin account. Myouae
entitled to a palel unit as annuli of a dviderd Parlent
or otherwise, the Finn veil either sell parhal one at
rivulet peke a accept an amount darned by a
regitered clewing agency, and credit you accost.
Investreent objectives
the rinurnert dames rd risk profile we speak to
each account and may vary between Please Seise the
rem promptly in ring of any signikant change in yow
Maxie skumn or 'waren objectives. ken each
CONFIDENTIAL
mount held, you choose one of the foliating
encrust objecliew
• Ender Cementbxeme. imbue its seekng the
generation of income ant.
• Acerb* °oral eprociaaeb Immune* seeking
growth of prncpal rather than the peroration of
more.
• Produce Combinatbn of arcane and Capital
Ahem:lawn Wesements seeking both the generation
of name and 'worth of prixtal.
Overall Sc prof des
• Comma*, Seeks to mantain MIX per Pal with
low Sc and volatility to the awn theral, rod
that meals the accost does not generate significant
income or returns end may rot keep pace wit
inflation.
• Moderate: vearrg to accept came risk to principal and
tolerate some votary to seek hirer returns.
• Aggress*: Wiling to accept high Ink to 'royal aid
high Wahl* to seek high returns over time.
Statement Imuseholdne
We may consoldaw al related account statements with
the same Miress n the sink envegx. Accounts may
be related Ice this purpose beaux-they haw owners
who also maintain grit mom relationships wit other
dents at the sane address. This practice known as
• householing • II you prefer to receive rdiedual
statements mated in separate enact:foes — you may
dwInt householding by carp your Frani.' Advisor.
Friendly mar name
the Frendt mart name reflects al ormation that you
emend on the Firs onlne whites webate, R is a
customizable *nicIturne- char by you to assist you
with yott recordkeepig. It has m legal effect on your
account. YOJ can Merge yos hiendt account names,
through Online Services or by contacte-gmurFaancial
Adesor.
ACCOMt overview
• vate of moraccounbrpothroki Net of assets rd
•AAWCs.
Assets hulas salable cash balances, vats for
restricted study lea 1, and Global tine Deposits,
unsalted marks to make, and caftan assets not held
by the Firn. Does rot include unpriced StOlinti assets
al the end of the prior and anent statement periods, or
privase iwestnuns, invested stock options axe
enicoable stock options
• Eialitibes Include, debit *,laces, °Saadi* rrorgn
loans. credit lie, dun account balances.
• Cash/money Winces. Total of unimested evadable
cash balances. plus UBS Bak LISA deposit lUrces, UBS
AG Starraord Punch depose balances and money market
mutat fund sweep Saxes, at the obey of he
nmemert period. Noncommocky kee credit balances in
your accost ire rot segregated from other balances
end tie Few may use any of these funds in the ordinary
course of *barons. these funds are payabk Loon
your darned. This total is included in tie anent period
close* value.
SDNY_GM_00025642
EFTA_00136262
EFTA01277495
Important information about your statement (coninued)
U ndies; idomeation
For detafed information an the Fanis ending practices
and docestres, ale to your Client Relalarship
Ageement or Arson Agreement aid the General
Terms and Conditions UBS Statement of Credit Prides
available in Agreement andOixfoorres at
muLdaracatarsaggainoss.
Vow auela
Your earament itemizes securities end other mete held
lathe account at the end of the statement period. You
may ark fordeivey of ftey paid setrOies at ant time.
You may receive securities used as loan collateral after
paying any balrrce due on tem. k -y securities
Iranslenad to he Fin, date the statanent ponod are
listed al market value as of the end of the ream ma
resod.
• Can basis. In determning the cost basis of the
semitin included in this statement, Mere indicated
web the rumba
UBS FiarcW Services la relied
on information obtained from sources other tan tiFf5
Financial Semces, including Hormaion Iran another
am a that sumy haw provided to yea Fin:weal
Athisor. The Finn does not indeperdently verify a
gmantee the acaracy or surclity day irforrmtion
provided by saxes other than UESFiencial Services.
h edition although LIDS Financial Services generally
waken ins ?demotion at Agree:ism', the firm
does not provide any saarances tat the information
vow 'Cost basis- and '
realaed gar( loss' is
accurate as cif the date ol the statement. As such
please do re ley on the Hermitian to make
puchara a sole decisions,. Muir papaw cr
ahem's*. Accounts transferred to be Fim may
reflect girl loss Hamatim orti for the period of
tine they am l dat Me F rm More higcnical
Hamm cn ea+ be added by yet Mated Advisor.
• Unrealised gabs/bum When data is aoillok.
estinated areafized gain* lases we cicaated fa
extviclaalseosoy lots. The tranucten data far
navies( lots may or may not reflect ammissems,
charges ander 'acuityreorganizea ewes
Dividend and °term nwerrent lots ad systematic
pachne lots are each canbined todisplay one
averagedlot. Ike • Trade date • coins presents the
aigrul transaction wade date.
• Callable securities Bads ands:referred stock that
Me Meats for erg redemption wit be selected
mpasely by lot Iran among all semis-also( tat
issue held hour name or in nominee nee lot ox
clients. Call Setae Ydermati:n i dataned from third
parties and as accuracy snot gturanteed. Other call
leases maybes' which mid affect yeeld complete
edonnatir will be provided upon request
• Oartificates of depose (mfrCDs are FDIC inured
Lp to S295,000 n pritioal and accrued interest per
deposior ad pee deposits:6y institutes h accordance
wain RAC rubs.
• Preenralua Eras dirt/n*4Se securities and fi ner
products may be higher or lower than the price that
you would antsy rake in the market Prices see
oblate(' from swims third party sources 'Midi we
Delve to be reliable, but we do not grantee their
accuracy.
— We goner
'teethe closing priceOen avarkbb or
the mean of to bid and ask prices faked
Parities and <plea ix only bd prices la OTC
seomties.
- Less actiwg traded securities may be priced using a
valuation model or to moo recent price we
ablated and may not reflect an acosul market price
a eat*
- Certain positions may appear withan a price and
will chew at 'price was rot available if we re
undole to obtain a once for a nerdy
- Deposits or semen deraninated 6 currencies
ocher than U.S. dollars are reflected at the en:hinge
rate as of the statement date.
- fur cerian minims tadng in non.conformng
ckrominacris. mice and qua-oity (face val.o) may
have been Masted to facilitateproper vauakei
To obtain current quotations, when asailible, contact
we Financial Addict
• Prints frevestmanta and idniclawed prodwa.
hinte matment securities (hcbd6g drect
participation acqam and real estate investment trust
searites) and struceed prates ale generally highly
Lard. Conan shared proixts how not been
registered wih the Securities and Excha-
Commission a under any state securties laws. We
proide estimated vibes for private investment
wait is and structured products for rdorniatiorul
purposes only. Accuracy knot guaranteed.
- These values may differ Mosta-nab/ kern prim. a
any, at al-idn a prime rwestnent security a
structured pnxIM may be torn or sold and do
not necessarily represent the Matsu may receive
Won rquidition.
▪ Thed paty tsbrnates of %ale see as of a certab
dread are &paid to UBS Ma-cial Services on a
regal:* bass by an independent vitiation Jim.
- butt general partner or mentor estimated abbot,
ry, aro wooled to the F rrn by the roux,
gennal pener or sponsor and may be calculated
based on Mewl information Iran that used by
IMOparties laded* their estimated values.
- You can aeon addiorna Neonate" regarding
the methodology used to determine the &int* of
value ad the date of te Haman:6 that is the
basis for dm ea nate by contact g your Fivncial
Advisor.
- Th id party estimated views may be reflected as
•Not tread' in we I sit aims. rife n
?dependent solution tam Ns not suppled or is
rattle to assign a watt Men we become avare
that a material event ha owned that may call a
peemusy reported sets Ma question, °token a
value would be highly specuLative due to die nave
of the secutty
- When neither al suer, general pew or sponsor
*stinted vats nee a Orderly estimated woe if
mast
the value of the warty MI be different
ban itspurchasePrice.
- • Palm cm to date may meta returnof
aortal. income Cr both
— 'Crignal
see • represents the initial offerer;
price per unit and may not reflect your cots basis
• Restricted amities Restreed warn s generally
are rot currently enable kir publk sale. UBSFiromoul
Mvices toes de market price of the unrestricted stock
d the same issuer as an mputed value for de
restricted stock for purposes of this et 'torrent on. To
the indent hatred:tined 'enmities are 'robe la sae,
the elm ratted may be Minantralg less than the
impieed value Sneak_
• W. Botirnated) Manx current yields and rata.
An edinate of a-rual income is bawd an current
dniderd ad interest rates, attuning tie securities will
be held for one year from statement date or until
ffulisity. This minas is OM again& accuracy
rd continued income are not guaranteed
- Estimated anal income at curers yield fo-
certain types of securities could include a retun of
prncpalor camel gees in Mich case the est
income Card current wadi would be overstated.
- Estimated anal icane and current yield and the
actual Voune ad yield might be kwer a higher
than the alienated amounts.
- An egMate ol a-ruat ad income (divdend ands
interest) dryad by the current market
vale average balance it based on the last diedrod
Of hterest payment made by the issuer and
manes the searbeddeposts will be held for one
year ban the statement date or unhl mah.rity.
Accuracy ad continued weld we not parented
• Assets not held by UBS Franked Service& Certain
asses at rot held by the fern and not within the
fen's possessim or canto'. These assets de
clopleyed on goix statement ter informational
purposes only. Positions and values presented yo
Mended by de issveg Inn US$ Frymcial Services
not reversible for de itirmation and dies not
guarantee OS &curdy. These asses we rot proceed
by SOP or the finis supplemental SIC coverage
• Revenue shoring and additional compensation.
— In addtion to commissions on sees and 12b1 fees
received n caveman red the distribution of
mutual teas to our
we ander our fl aw
receive revenue taring Pagrenh *Ten distributors
ado athiscrs of the mAulfunds that we sell.
These anents are based on two deferent
ccetcOnentt-
amount ol sales by UBS of a
pekula mutual fund famik, to our <lints; and CO
the asset value of apnioalr mutual fund I amitis
shares held at tie Irm
— We and CU" Miele also recewe nemorking and
embus proceseing lees in consideration for
transfer agent serves that we provide to the
mutual fads. These lees generally are pad from
imestor assets in the nutual fund and are a fried
Jolla mount based an the nutter of accounts at
the broker-dealer holdng matte lads ot that fund
fangs.
CONFIDENTIAL
— h arkle on to crimson; received n conneecn
wth Me sale or distribikon o1 a-ruey contracts
and an rwestrnent twat units to our <lents, we
area our affiliate receive retina sharng
corrponsatim tram many of the insurance
companies underwriting the amity contracts,
*Bates of to aurance ommanes or sponsors of
heat imesvnent hats we ambit
- as Adigea also receive trading cancan: kris and
other camerae:onfrom missal fads and
(nuance companies whose prod es we attribute.
- Weimere an anal fee from UBS Bak USA and
UTS AG Stanford Blanch of up to szs per accost
sweeping to the barks under the UBS Bs* Sweep
Frogrann.
Activity
hbiznatim regudng cams:seats and other charge
nand n connedon with he oecutcrt of wades,
indudng option transactions ha been induced on
ccoUrrnalons I:mimosa, turreted so you. and will be
pro nded to you pecmptly ail rowed.
Short nollite
f youare engaged in she selling a security, you may
hair a charge the to certainParaiba costs for that
particular security.
Open anion
Regarding Winer • gx4tilkancellecr orders tat
were not miscuedbythe statement date, open buy at
sel stop orders are reared by the anount of dividends
or rigns on an exidividerds or etiritits date unless
intruded enema by ya.p. You are remontbk fa
orders that we executed dye to your failure to (axe'
wasting open orders.
Priam
To obtain a copy of at currant ChM finucy Naito,
please contact your Frontier Achisor or visit as minis*
at sitimAUBLotothat2max.
UBS Financial Services a rot a bark The RNA, Business
Services Account SSA and IRMA we brokerage accounts
which provide access so barking services a-Idproducts
though am/agenda wish affiliated bats and other
thrdpaly banks, and provides access to nsura-ce and
menus, protea blued by asthma:Mid-pry
insurance companies through i-aurame agency
subsidise's of UBS financial Services Inc.
Iniestment nsurace. at relyproducts:
Not ODIC Mined • No bank guarantee May toe Vela
RYA. Rescue. Management Accost Business Senices
Account 85A, BMA and alternation& Resource
Management Attar* we registered service marks of
UBS Fruited Services he
Via Seratue is a regieered service mark of Visa
International 18$ Via Senatese cede cards and UBS
yea debt cards we ismed by UBS Bark USA with
peanssion from Vim U.S A Incorporated.
UBS Bimodal Services Inc
Pie POI 402
SDNY_GM_00025643
EFIA_00136263
EFTA01277496
SUBS
1.18S Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
March 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call your Finan:ig Advisor or the
Value of your account
ResourceLine at 800-762-1000.
account
on February 28 (1)
on March 31 (1)
Your assets
87,974 09
87,949.23
1AsItour websIte:
Your liabilities
0.00
0.00
Nvww.ubstornIfinancialservices
Value of your account
$87,974.09
$87,949.23
Items for your attention
. if you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to
ubs.com/onineservices
Tracking the value of your account
S Thousands
88.0
4
87.9
Feb 7014
Member SIPC
Men 2014
Sources of your account growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your 0v4S01140 return
Dividend and
interest income
Change in
market value
Value of year *mare
tire Mar 31.2014
low
SDNY GM 00025644
CONFIDENTIAL
187,949.09
10.14
SO 00
487.949.23
Pegs 13 of 18
EFTA_00136264
EFTA01277497
*UBS
Business Services Account
March 2014
Your account balance sheet
Summary of your assets
value on
March 31 (3)
Percentage of
your account
A
Cash and money balances
87,949.23
10000%
B
Cash alternatives
0.00
0.00%
C
Equitres
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
387,949.23
S87,949.23
100.00%
Account name:
EL
Friendly account name:FL
Account number-
Your current asset allocation
A
Eye on the markets
Index
Percentage change
march 2014
Year to date
5.&P 500
0.84%
1.81%
Russell 3000
0.53%
1.97%
MSC I - Europe, Australia & Far East
-0.57%
0.77%
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on March 31, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
-0.17%
1.84%
Your li nodal Advisor:
Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Samford Branch
deposit account balances and money market
mutual fund sweep balances See the Imponant
information about your statement on the last
two pages of this statement for details about
those balances
CONFIDENTIAL
IY_GM_00021itn 14 of 18
EFTA_00136265
EFTA01277498
SUBS
Business Services Account
March 2014
Change in the value of your account
March 2014(S)
Year to date (S)
Opening account value
$87,974.09
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
With&avvals and fees,
including investments transferred
cut
-25.00
-25.00
Dividend and interest income
0.14
0.14
Closing account value
$87,949.23
$87,949.23
Account name:
EWVIAX, LLC
friendly account name:01MAX LLC
Account number.
Dividend and interest income earned
For purposes of this Statement, tavabity of interest aro diluents income has been determined lion a US
ten reporting perspective. Based upon the residence of the account tickler. account type. Or product type,
some iMerest andor dvidend payments ma/ not be subject to United States (US) area Puerto RKO (PR)
income tines The tient months/ statement it not intended to be used and carrot be relied upon la lac
purposes. clients should refer to the amicable lag reporting forms they recent from MS annualy, such as
the forms 1089 and the forms 493. for tat reporting information It is the practice of 1)85 to file the
acomaitre tat reporting forms with the US InternS Revenue Service and PR Treasury Department and in
Sue h tOrMS accurately Crag fy dsrdenct ant 0 intereSt es tar teen/I Or tacit)* inane. Pleat consult von
indvdual tax preparer.
March 2014 (S)
year to date (S)
Taxable interest
0.14
0.14
Total current year
$0.14
$0.14
Total dividend & interest
$0.14
$0.14
Cash activity summary
Your PImedal Advisor:
See Account activity the month rot dela Is Mance' in your Sweep Options are mdursedin the openng and
closing balance: saes. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at LOS AG,
Stamford Branch of bank deposits paced througg the URSIntemaional Depose Account program. SIPC
protection applies to money market sweep find holdings but not bare deposits See Important it-daring:on
about your statement on the lat two pars cf this document for dials
March 2014 (S)
Year to date (S)
Opening balances
$87,974.09
$0.00
Additions
Deposits and other funds credged
0.00
87,974.09
Dividend and interest income
0.14
0.14
Total additions
$0.14
$87,974.23
Subtractions
Checks and bill payments
-25.00
-25.00
Total subtractions
-$25.00
-$25.00
Net cash flow
-$24.86
187,949.23
Closing balances
$87,949.23
$87,949.23
UBS Bank USA Business Account APY
Interest period Feb 7 - Mar 6
Opening UBS Bank USA Business balance Feb 7
$0.00
Closing UBS Bank USA Business balance Mar 6
$87,949.23
Number of days in nterest period
28
Average daily balance
$21,991.74
Interest earned
$0 14
Annual percentage yield earned
0 01%
SDNY GM 00025646
CONFIDENTIAL
Page n of 18
EFTA_00I 36266
EFTA01277499
;It UBS
Business Services Account
March 2014
Your investment objectives:
Account name:
;
r
Your Ignendal Advisor.
Friendly account name: i
r
I
Account number:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager You can find a fug description of the attemaove
investment objectives in important inkxma fon about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibihty consideration - None selected
Your account instructions
• Your account cost bass default closing method is FIFO, First In, First Out
CONFIDENTIAL
ty_cm_000Stat 16 of 18
EFTA 00136267
EFTA01277500
*UBS
Business Services Account
March 2014
Your assets
Account name:
EWVIAX, LLC
Friendly account name: ELLMAX LLC
Account number:
Sane prices, income and current values sham Ma Pe approximate. AS a glue, gala aldlOSla may nOl
be accurately reflected. See important mformataon about your statement a the end ol tho dxurrent for
more information
Cash
Cash and money balances
Ca:bard money balances may include amilablecah balances, UBS Bank USA deposit account balances,
U8S AG Slardord Branch deposit account balances and money maket mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDIC rattan applicable limits, but ate not
protected by SIPC MS AG Stanford Branch deposit account balances ase not insured by FDIC and are not
protected by SIPC. Money rreitist sweep balances are protected by SAPC but ate not insured by the FDIC.
See the important information about your statement a the andof this docterent for details about those
tdances.
Hddng
87.974.09
87.949.23
250.00000
Deanna balance
Closing balance
Pnce per those
Ayerage
on Mr (I)
on Mar 31 IS)
on Mar 31 (1)
rate
Dividend interest
period
Your Nnandal Advisor:
Days in
period
Cep anount CS)
Your total assets
Value on Ma 31 (I)
Percentage
Cost
Estimated
unre$red
your account
baus (S)
annual incur* (S)
gain a loss (5)
Cask
Cash and money balances
07,049.23
100.00%
87,949.23
Total
387,949.23
100.00%
5,87,949.23
Account activity this month
For more information about the prkeialue 'flown br restrictedsecurities, see important information about
your statement at the end of this document.
Date
Actilty
Your
Ouantityr
Desulptlon
manse code
Face 'Glue
Mce,Value
Cah
amount (I)
Cab and
money balance El)
Feb 28
Cash and mosey balance
387574.09
Mar S
Withdrawal
-25.00
87.949.09
Mar 7
Interest
WS BANK USA BUSINESS ACCOUNT AS OF 030E/14
.14
87,949 23
Mar 31
Closing cash and money balance
387.949.23
SDNY GM 00025648
CONFIDENTIAL
Pug* 17 a 18
EFTA_00136268
EFTA01277501
*UBS
Business Services Account
March 2014
Account activity this month (contrived)
bate
Money balance *divides
Feb 28
Mar 6
Mar 7
Ws 31
The U8S Bank USA Business Account is your Dismay Settpoption.
Account name:
ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number:
Your IIsandal Advisor:
*amply
Descrobon
Account (S)
Balance Forward
$87,974.09
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS OF 03/05/14
•25.00
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 03/0914
0.14
Closing U.S Bank USA easiness Account
$87.949.23
End of statement for account number
CONFIDENTIAL
cork000Stat 18 of 18
EFTA_00 136269
EFTA01277502
Important information about your statement
LEIS Fiuncial Services ix. (the F im or UBS Anoxia!
United, is a merrter of all principal sootily, ammo*
and goitre trthages. LES FeurxialSenrices and U3S
Bank USA we rdrect subsdares of LES AG and
affiliates of LES Saisitin U.C. The Fim's Iirrdal
statement is available upon repast. The Fin's ereoWin
dices au a:
LES Finnol Saxon It.
1200 Harbor Boulevard
Weehawken, to 07066
Ibis anement represent the any official record of your
LES Pi-uncial Samos account. Other records, erupt
officially( documents, contaning catkin? date nould
not be relied Lyon 8 you believe there is an error cr
omission, please report it immediately n writing to the
Bench Manager d the office sentig put account.
Aelnakh al figures shorn ate edended to be accurate.
statement data should not be used for tar purposes Rely
Pleb on yea'-end tax kerns, de.. Form 1038 Slat
10425, etc.) whin prepwrgyour Lex return. The Fim
required by law to report to ihe IRS all taxabk &video:b.
report*re nontaxable deticknds and tad* imennt
eared on Pcunties held in you artant, rot proceeds
on sale transactors, *Id cost time cc certain covered
wanks.
Communicationswiththe Finn
. Please reconfirm arry oralcorm-functions in swing
to funher protect put opts. inebdrig your Nam
tat the Saudis. Ir..tor Protection Act (SWAT
• If define-KM nstitution on the top left of the front
of this Maternal is not UBS finanoUl SeMes,U3S
Pewee' Seneca conies you- scout as cleamg
bather by anargernent with the ideated intlitutiXt
We blamed you of the relationship when you
opened this account. hare case, your trek and
searaina-e located a UB5 Enanchl Senecaand rot
the iwocbeng broke,. pi you must make a MOW
of ray neer or *Tuition to both HMS.
A °octant statementsshall be deemed complete ad
accurate if not objected to n wverg wthin 60 days.
• Plena divot customer complaints or iNUSS to tie
ReWins Depanment at 201-352-1699
cetolsfree at 800-354-9103, 860 A.M. to 6:00 P.M.
ET Monday through Frislad a in wing to LES
Frenoal Seneca Ix., Client Relations Depalrnent,
P.O. Box 766 Union City, NJ 07087.
• nesse of ern or Pest tre about an electronic
hrds transfer (W1 NI puymm or UBS Visedebit
card bansictorts, call
62-1000, or wise to UBS
Fianna Sawn hic„ 1000 Harbor Blvd, 6th floor,
Weehawken NI 07086. Atim RMNIESA Brutes
Cal or write as soon as you cart it sou Ibid. ps
statement or receipt is wow or d you need more
infamaten abos a twofer on the statemert or
rpoojat. The Firm or Card bum (as adoltableknoll
her from you no later that 60 days aher the Finn
sent you the fin stamen. on whit, the error or
problem *Pared.
- how:Wyly: name ad accost number Of any)
- Desoto the ego or the wander you ste verve
about and explan as teary septa can why you
believe t is an error o- %hypo need more
ithrnmation
— Proud. the cblar arrosit ol the suspected error.
The Fim or Card Issuer wit inaassigute your complaint
and t I correct any error prompek.
Please troth all checks payable to the Fan or the
financial iresdution inkated on the front of the
star arm* had:Mtn to recOa accord fax accounts
mar be subject to matterunce tees, chigoes for late
parent for searnes purchases and charges ice unpaid
entrants in cash =cubs. Accounts that ate transferred
to other imitations may be subject to a transfer M.
UBS Sweep Option.
UBS offers options for kwepng cash boraces, biaxes
to bat deposits at UBS Bat USA and UBS AG Stamford
broth (Bank Sweep Program), money market mutual
kids PioneyFu-ds) and the International Claposit
Accant (DATfor customers withal International
Resource Management Account. Through the Bank
Sweep Pregame cash balances re swept to U16EUrie
USA up to al yeslekhodernk ad thento LES AG
Stanford (batch ore Money Fund. Deposits at UBS
Bak USA are FDIC rend in accordance with FCC
rubs. kw more nformation please wit wenvIdiogov.
Deposits at UBS AG Stanford Birth ad bares of
Money Funds ay rot friend by the FCC.
Thcot4n the CrA, addable toads balances are swept to
depose accounts at UBS AG New Yak Branch and UB5
AG Cayman Branch Thew deposits ate not intend by
the FCC. Babnces Feld at the LES AG Carnal Bad,
are tempera* exposed to the sovereign risk of the
Canto elands, and there is no 'emanate or other
obligation of UBS AG to mow the biarces while on the
UBSC grans Bomb's books.
Deposes a LEIS Bale LEA and each UBS AG Berth are
not protected by SIPC. Money Fund shires ate protected
by SIPC. See -U3S Financial Services Accent Protection'
bobw
Upon gar repast, balaces n tie Bank Sweep
Program or OA mat be Whirs" and shares of a
Money Fund may be liquidated, and the proceeds
returned so you or sour seoskin accant.
Frier re oimation about available sweep options,
nettling anent retest rates and yetis, a milk le at
www.tly comr.seepyiekk, from your F rano id Adieu
or by calling BOO-762(1000.
UM Financial Services account protection
The F int is a member el tle Secrets Invell01 Protection
Corporation GIPC), *frith protect. unisitin account. of
its members up 10 5500,000 (rotuding S2B),000 for
dams kr cash/. The SIPC asset protection Imes eTPV to
all account tat you hold n a palkula capaoly.
The Fim, together with certain affiliates, ha also
purchased %mien-ern* protection. The madman
amount payable so al eligible dents, collecivey adet
this protection is S500 million as of December 10, 2013.
klo dot to the poicy conditions ad lineation, cash at
the firm is further protected to into $1.9 million n the
aggregate for all your accounts held n a patioalar
capacity A fJ copy of he poky evening is inaileble
pm reount.
The SIPC protection and the supplemenUI protection
both do not apply to.
• Certain financial routs controlled by (and nettled it
your account value) but held away from US$Fine-col
Services (e.g.. certain(* cash at UBS Bak (el cad, at
LES AG Stamfordbranch (1) insurance priodadt,
including variable enmities, aid (id) shares of mutual
(unit where such them are registered diedly n the
nine of the account holler on the books ad records
of the applied* issuer or trander agent);
• Certain enrolment contacts or niestment irteresta
(eg., limited partnashix and wince pie:emeriti) tot
ere rot registered wider tee Securities Act of 1503;
ad
• Commodities contacts (to, foreign excha-ge and
yeti:usenet.' cotreds). nducling futures contacts
and corneae oPticn contracts.
The SIPC protects:a and to supplemental protection do
not apply to these flits event theyotherwise appear
on as Materna*. The SEC peotecter and the
mine rental protraction do not protect agave chows
en the make vain of gar investments (whether as a
resin of market movement, iSSuar balsruptcy cr
altering.)
More information is awed* tpon raped You may
obtan more hfcanation abets SIPC, rieldng the 5PC
&cubist, by contacting9PC a 202-371-8300o by
wsitng the Pk **kite sr YAW/.140‘041
Dividend ReiWatblbafilt Program (DPP)
The age reflected is an away price. You mag obtan
the actual price km yar Financial Advisor. Onk Wore
*ire arc purthased under DRIP; partial shares wit be
won rd tot cash w8 be dawned h your account. The
rividerd rtiwesvnert price applied by the issuer may
dter from the market price at which the penis shires
at sold
Calteeliew
CM, whole units may be heti in youam/I. If you au
entered to a palul wit a a result of a dviderd Imement
or otherwise, the Fim viii ether sell panel units at
rivulet peke or accept an mount determined by a
registered death agency, and credit mow accord
Investment objectives
the nwelmert *reams and disk profile we speak to
each account and may hay between Please Seise the
Fern pintly in won; of any brilliant change in you
Mayer situation or mature objectives. kr each
CONFIDENTIAL
accrue held, you choose one of the following
ems-trent objection'
• P)odcce CumentIrcome. I imbue as seekng the
generation of income cab.
• Achim Cepdaf Apptenetion: Investment seeking
growth of pence:al rather that the generation of
income.
• Produce Combinaton oilman. and Capital
Appledatch Imsements 'Knew both the generation
of wont and 'yeah of fatCpll.
Overall ride prefies
• Con.wvatha Seeks to maintain nilial arcent with
low risk and volatility to the accord the-anent
that mewls the accord does not generate significant
income or returns and may nit keep pace with
• Moderate: vearrg to accept some risk to principal and
tolerate some watery to 'seek Figher returns.
• Aggrezide: Wiling to accept high rouge to prnopal and
high solarmy to seek high returns over tiny
Statement Imuseholdne
We may consolidate at related account statements with
the same addess n the sate tower Accounts may
be related to this pude.* became they haw owners
who also maintain pre accord rolationshix with other
dents at the sane address. This practice is known as
• householing II you prefer to reeehe individual
statements mated in separate enveipes — you may
decline householchng by Ealing your Fa-uncial Advisor.
Friendly acoeurt name
the Frendb accord name reflects information that you
ensued on the him's onto* sauces webste. II e a
customizable lniclrurne- dine by you to aseig you
wish sour recordkeephg. It has no legal effect on your
acorns. You can Merge yos hiendb acccunt names,
through Onire Services or by contacting purFauncial
Athisor.
ACCO‘Olt overview
• babe of nor accounelpornMie net of assets ad
• Assets_ 'Atlas available cash balances, vases let
restricted stns. lest), and Global (Me Deposits,
urreareed marks to market, end cedah mats not held
by the Fern. Does rot include unwired
assets
al the end of the prior and curate
attested
periods, or
prorate nrestrewits, untested stock options wed
moveable stock unions
• tielediet lndudn debit bilircos, oimardirg warn
loans. credit we, ton account balances.
• Cash/money balances. Total of unimested wadable
cash balances. plus UBS Bak 1.6A deposit beta-cgs. UBS
AG Surraotd Bench depose balances and money market
mniael fund sweep Sates, at to cased he
statement period. Noncormiodey bee credit balances in
your account at rot segregated from other balances
and the Few may use any of these f unds in the ordinary
coots,
*business. these funds we payable upon
your dernard. This total is intrudedn M cured period
closing value.
SDNY_GM_0002 5650
EFTA 00136270
EFTA01277503
Important information about your statement (Continued)
Lending information
her detatharif omen:Ikon on the Cris lending practices
and disclosues, ale( to your Client Relate :nap
Airman or Accord Agreement aid the General
Terms rd Conditions UBS Statement of Credit Practices
available in Agreements adDixforrres at
yaw oat ronarmernamysagad
vest—ft
Your natement amnia. securities rd oda watt held
in the =cult at the end of the steward period. You
may ak for dem of bay paid senates at ay time.
You may receive securities used as loan collateral after
prying any balance due on them. k -y securities
transferred to the cam areg the ararent period are
listed at market value as of the end of the stateriure
period.
• Cast basis. In detemning the cost basis of the
martin included in this statement, where indicated
wih the nurrba. '1,• UPS Fivercial Services has relied
as information obtained from sources other than IRS
Financial Senices. including ill ornwion kern anothe-
Sim a that you may have provided to your Farad
Advisor. The Finn does not ithruthently verify a
gaunt** the tenancy or yak% day adoration
provided by souses other then 1**Auncial Semices.
h thiciters although UBS Cancel Services generally
pates this Haman as it s received, the firm
caws not provide any astasances that the llama:in
tear "Cost basis" and "larked gar/loss' it
accurate as o1 the date of his statement. As suck
please do not re& on this Hermitian to make
puchara a tale decisions, for tai papas( or
otherwise. Accounts transferred to tie Fim may
reflect gintloss rriamatkn on& f or the period of
tine they a held a the Frm More hacnical
aortala tan be sated by yar Cana Advisor.
• Urrealised gain/losses When data is thailtle.
earthed u-rearized carte lath the uthaated la
inetvilial seamy lots. The transaction data for
nelividad lots may or may not reflect ammisans,
charges sneer "acuity meant:al isn mats
Dividend and am re nwstmeni lots rd systematic
pschne tots are exhantrined to display are
averagedloll)* • Trade date • [almapresentsthe
<rant transaction trade date.
• Callable securities Bra ands:referred stock that
the cue cats for ea& redemption will be selected
mpathal& by lot Iran arrorg all seo.reies of that
ism* held hour name or in nominee nee lee as
clients. Call bane ericanatia k cbtaned from third
patties and es accuracy isnot guaranteed. Other all
feakres mays on which mid affect yield complete
Manahan ante provided upon request
• Certificates of deposit (CDO CDs are FDIC inured
a to 5.2 93,000 in en-visit and accrued interest per
&costar and per depositcry institutia, in &cadence
rah POI( rules.
• Pricenralue Prom dabbed f a securities and other
products may be higher or 'ewer than thecae that
you would actually recene n the market Prices we
obtained from various third party sources ankh use
Delve to be retitle. but we do not guarantee their
accuracy.
— We gem* use the closing price when avalththe
tie men of the bid a-d ask prices fa lined
acuities and <pars a on& bd prices fa OTC
seosthes.
- lass Aar& waded securities may be priced using a
valuation model or the most recent pie we
°bard and ma/ no reflect an ace al market price
or vat*
- Certain postion may appear withcut a price and
will thaw as *price was rot aviglable if we re
tenable to obtain a pnce f or a wanly
- Deposits or seoseies den:melded in currencies
other thin U.S. dollars are reflected at the eichinge
rate a of the statement date.
- fv cairn wcurita racing in non.conformng
densminatans. p ice rd quaity (face vela) may
have teen adisted to facilitatepaw viusion.
To obtain current quotaticns, when suitable, contact
yea Financial Advisor.
• Private avestments and structured prothesb.
hive* rnestrrent sec-unties (ixtding drect
participation acqam and real estate investment mat
sashes) and strucssed prodxts are general& highly
alitaticl. Conan strixtued voids have not been
registered with the Securities and Excha-
(omission o- under are, state securities 41115. We
provde estimated wades for prate investment
wait is and structured products for informational
purposes only acing knot guaranteed.
- Thew values may differ abstantiaby from pekes. a
any, at what a prime rest nent security a
structured pada may be tcuiln or sold and do
not Mentalityremote the vat ta may receive
upon rquidition.
- Thal parlyesdnatesof wife re as of a certab
date and are &maid to UBS Fna-cial Services on a
feguld bass by an independent vitiation tint.
- tam general panne- or sponsor estimated voles,
ery, any supplied to therm, by the Come
general panne or spasor and may be calculated
based on different irionnation lam that used by
hid penis laded.* tea estimated values.
- You can Man Satchel iecernalca regarding
the methodology used to determine the estimate of
value ad the date of the edormation that is the
basis for to than ate by coracteg your Financial
Advisor.
- Thad party *sawed votes mey be reflected as
•Not triad' h weer I sit aliens. wee n
independent atrial tarn Rs not suppled or is
aide to alp a vale, wan we beam avare
that a Muthevent ha ocoared that may call a
pis m& reported with it question, or yawn a
value would be highllthemilatire due to tie nature
a the security
- When neither al atm, general pane a sponsor
*stinted value met a Ord./arty estimated vale is
mad. the value of the manly will be different
ran itspurchaseprice.
- • Dabs as to date' may include return of
meal. kW* Cr both
- 'Crignattni see reprewas the initial Olierng
price per unit and may not reflect rod cove bait
• Restricted rarities Rfircled Sarin eteeraly
re rot current& eigiole for publk sale. UBS Finical
kuvices as Me math price of the unrestricted stock
of the same issuer as an mputed value for to
restricted stock for purpons of this 'Women on. To
the relent that redrined searkies are eigbh fa am
the alit received may be mbstantial& less than the
incted value thrown
• Est WS-noted) incense. current yields and rates.
An emanate of meal income is bawd an current
Sicked ad interest rates, assuning tie searkies will
be held for ere year from statement date or until
maturity This retinas. non& again., accuracy
rd continued income are not gueranteed
- Estimated anal acme Corsi athent yield fo-
certain types of sectaries could include a retun of
wearier capeal gars in atria case the est
income Ord (went yeti would be overstated.
- Estimated anal econe rd weal yeld and tie
anus ham and yield mils be laver a higher
than theatinated amounts.
- An estMate of aruateed ncome fdivdend actor
interest) divded by the anent market
valeraverage balance is bawd on the last divdend
Of httrelt payment made by the issuer and
asnnes the sauna/deposes will be held for ore
year from the statement date or until manly.
Accuracy and contnued yield the not warned
• Assets not held by UBS Financial Service& Cerean
assess the rot held by the Finn and nee wain the
Fen's possession or carol. These assets de
dopleyed on yos statement for informational
p
urposes any, Portions ad values presented re
provided by Use iatii-9 dem UBS Chan tal Services
not ass:amble for ths ilcanation and des not
guarantee es accuracy. These meths are rot wand
by Slit or tie Firth upplementalSIPC coverage.
• Revenue sharing and additional compensation.
- In addition lo commissions on sales and 12b-I fees
received n carman with the dntnbution
mutual luck to our dents we mock, our fl
aw
receive memo *Wing Pagrents from a:tribute,'
Coda advisees ot the natal funds that we sell.
These amunts are based on two deferent
COnVenenit-
amcent ol sale, by UBS of a
partala mutual fund family to our client& and 4.)
the asset value of apetioakr mutual fund f
shares held at the Irm
- We and as affable also recewe nem:eking and
ormtus processing lees in corstation for
transfer agent servos that we provide to the
mutual fads. Thew besgenathIT art Pad from
investor asses h the nuthal fund and are a feed
data mount based an the number of accounts at
the brottedeale holdng metal lads of that fund
CONFIDENTIAL
- h adieu" to cairrascni received n connector
wth the sale or darbinon o1 a-rurry contracts
and cm investment trust ails to our <lents, vie
actor our affiliate rare retina sharing
compassion Iran many of the instram
companies undervatirg the treaty contracts,
AAA.' of tit insurance arepanes or sponsors of
teat imesvnent rusts we distrbute.
▪ Cr Mates also receive trading canmetas and
other mrecersaan from maul fits and
nedranCe Companies whose maids we detrbute.
- We receive a anal fee from UBS Bak OA and
USS AG Stanford flash of up to szs per accost
sweeping to the barks under the UBS Bak Sweep
Frogmen
Activity
haynation record:1g <carman and Otter &dr.
Owned et connedco with tie *musket of wades,
Mutant; option transactions ha been included on
callimaions pavousty furnished to you. and wall be
provided to yOu panplly co fewest
Short
I earn engaged in short selling a wurky, you may
Mar a charge Os to certain borrowing costs for that
particular security.
Open adore
Raring Wen or • axdtikanceige Codas tat
were not taculted by the statement date, open buy ad
sea stop orders are refixed by the mount of dividends
or ri/as on an ex-dividenis or emotes date unless
intruded otherwise by ycu. You are ...sparkish for
orders that we thawed die Toyota Mature to cancel
eating open orders.
Privity
To obtain a copy of as currant Client Annecy Notice,
please contact sour Francis' Achisor or visit our website
at withrthAUfthiathisaidaka.
UBS Financial Services a rye a bar the WA, Busiest
Services Account BSA and IRMA to brekerag• tenants
ankh provide access so baking services and products
through arrangements visit affiliated bares sad other
thnicany banks, rid provides access to roan and
anise, proact elided by unaffiliated thialcany
insurance ccmpanes through imurame agency
subsidiaries of UBS Finarcial Services Inc.
Investment, nsura-ce. arid ruttyproducts:
Not IOC inured • No bank gunner* May t'e valet
RYA. Resume Management Account, Business Services
Account BA BMA and alternation& Resource
Management Accost the registered service marks of
UBS Fractal Services he
Via Signatse is a regthered service mark of Visa
International IRS Vila Stingye cede cads and LES
yea debit cards we isaded by UBS Bark USA with
prmrssion from Vets U.S A Incorporated.
UBS Finerthal Services Int
Pax. 201402
SDNY_GM_00025651
EFFA_00136271
EFTA01277504
catUBS
UBS Financial services Inc
299 Pak Avenue
25th Floor
New York NY 10171.0002
Account names ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number.
Your linancial Advisor.
Questions about your statement?
Call tog financra odvoor or tie
Resourcetine at 800-762-1000.
account -
Visit our website:
www.ubscomifinanciaseneres
Items for your attention
• II you use UBS Online Solaces, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to
ubs.com/onineservices
Value of your account
on March 31 ($)
on April 30 (1)
Your assets
87949 23
87,951.40
Your liabilities
0.00
0.00
Value of your account
$87,949.23
$87,951.40
Business Services Account
April 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
Tracking the value of your account
S Thousands
Sources of your account growth
duriag 2014
Value of your account
at yea. end 2013
5000
Net deposits and
87.9
SAO
withdrawals
187,929.09
•
•
YOUr tiveStrneilt return.
Dividend and
interest income
$2.31
Change in
market value
$000
Value of your wan*
Mar 2014
POI 2014
on Apr 30, 2014
187,951.40
SDNY GM 00025652
Member SIPC
CONFIDENTIAL
Page 13 of 18
EFIA_00136272
EFTA01277505
*UBS
Business Services Account
Your account balance sheet
Summary of your assets
value on
April 20 (S)
Percentage of
your XCOunt
A
Cash and money balances
87,951.40
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
a00%
F
Commodities
0.00
a 00%
G
Other
0.00
0.00%
Total assets
Value of your account
$87,951.40
S87,951.40
100.00%
Account name:
Friendly account name
Account number:
Your current asset allocation
A
Eye on the markets
Your ignondol Advisor.
Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, U8S AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Unponant
information about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
April 2014
Year to date
58P 500
0.74%
2.56%
Russell 3000
0.12%
2.10%
MSC I - Europe, Australia & Far East
1.53%
2.31%
Barclays Capital U.5. Aggregate Bond Index
Interest rates on April 30, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.15%
0.84%
2.70%
CONFIDENTIAL
iy_Gm_0002489 14 of 18
EFTA_00136273
EFTA01277506
UBS
Business Services Account
Change in the value of your account
April2014 (5)
Year to date (S)
Opening account value
$87,949.23
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withci-awals and fees,
including investments transferred
cut
0.00
25.00
Dividend and interest income
2.17
2.31
Closing account value
$87,951.40
$87,951.40
Account name:
EWMAX, LLc
Friendly account name:ELLMAX LLC
Account number.
Dividend and interest income earned
For WIDOWS of this statement, tasattity of interest anti duden0 Income has been ciertmiried Tian a us
us reporting perspectiw. Based upon the residence of the account holder. account type, or product type,
some interest ends dvidend payments may not be subject to united States (US) aroma Puerto Rico (PR)
income tars The dent mom* statement is nOt intender:11O S used and carrot be retied upon Ice lac
purposes. Clients should refer to the applsCdsie tat reporting forms They receive from MS annuals,. such Sc
the forms 1099 and the cams 480. for tat reporting information n is the practice of UBS to file the
applicable lac reporting forms with the US Intend Revenue Service and PR ',reentry Department and in
Sigh forms accuratsy dasfify dsidenCE amen Interest etas eicenlat Or tacit* 'Karr. Neat consult your
includual tax preparer.
April2014 (1)
Year to date (I)
Taxable interest
2 17
2.31
Total current year
$2.17
$2.31
Total dividend Si interest
$2.17
$2.31
Cash activity summary
Your Financial Advisor
SCOTT STACK LIANaLYLECASRiEL
See Account a< Way the month tor deists &dances In your Sweep options are tadtit:actin the cpersng and
closing bel.snces saw, FM Insurance fl eet only to deposits at U8S Bank USA, not to depofits at LOS AG,
Stamford Branch or bank deposits placed !Wogs the UBS Intr./nations.: Depose Account program SIPC
potection appfies to money market sweep find holdings but rot bank deposits Soelmaortant irdormation
about your statement on the at Mo pages cf this document for detals
April 2014 (S)
Year to date (S)
Opening balances
$87,949.23
$0.00
Add/tons
Deposits and other funds credited
0.00
87,974.09
Dividend and interest income
2.17
2.31
Total additions
$2.17
$87,976.40
Subtractions
Checks and bill payments
0.00
-25.00
Total subtractions
$0.00
-$25.00
Net cash flow
Closing balances
$2.17
$87,951.40
$87,951.40
$87,951.40
UBS Bank USA Business Account APY
Interest period Mar 7 - Apr 6
Opening UBS Bank USA Business balance Mar 7
$87,949.23
Closing UBS Bank USA Business balance Apr 6
$87,951.40
Number of days in merest period
31
Average daily balance
187,94923
Interest earned
82.17
Annual percentage yield earned
0.03%
SDNY GM 00025654
CONFIDENTIAL
Pap 15 of 18
EFTA_00 136274
EFTA01277507
SUBS
Business Services Account
April 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Franc-el Advisor or Branch Manager You can find a full description of the atsernaove
investment objectives in important information about yard, statement at the end of this
document
Account name:
Friendly account name:
Account number:
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
investment eligibility consderavon • None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Your lq sandal Advisor:
CONFIDENTIAL
tY_GM_0002kitt 16 of 18
EFTA_00136275
EFTA01277508
*UBS
Business Services Account
April 201 4
Your assets
Account name:
EWVIAX, SC
Friendly account name: EU.MAX
Account number.
SW* prices, truant and current values shorn may be EpprenimMe. AS a el W, gam es'idlOSSA$ may rol
be accurately reflected. See Importanonformabon about your statement a the end of this dxurrent for
more information
Cash
Cash and money balances
Cash and money balances may led wale available cah balances, UBS Bank USA deposit account balances,
U85 AG Stanford Branch deposit account balances and money market mutual fund sweep balances.
U8S Bank USA deposit account balances are insured by the FDIC *lain epplicatee limits, but are not
pointed by SIPC. UBS AG Stanford Branch deposit account balances are not insured ba FDIC end re not
protected by 9PC. Money rrerket sweep balances are protected by SPC but se not insured by the FCC.
Se* the Important information about your statement a the end of this document for dank tow dote
balances.
ladelng
U85 BANK USA BUS ACCT
87,94923
87,951.40
250.000.00
Orenng balance
Closing balance
Price per 0-ore
Average
on AIX 1 (5)
on Apr 30 (1)
on Apr 30 (1)
rate
Cl/rideno/ Interest
period
Your ?I sandal Advisor:
Dais .n
period
Cop aroufir
Your total assets
Value on Apr 30 (1)
POICYnt8Qe of
your account
Cost
Estimated
basis (1)
annual incase (1)
Unrealized
gain or loss (I)
Cab
Total
S87,951.40
100.00%
$87,951.40
Cash and money balances
137.951A0
100.00%
07,951A0
Account activity this month
For more Information about tte pikevalue shown tar restricted secuetles, see important information about
your statement a the endof this cbcurent
Date
Actinty
YOuf
Quantity/
Desuipuon
expense code
Face value
PricelValue (5)
Cash
aniOuol (S)
Cash and
money balance (S)
Mar 31
Cash and money balance
07.94923
Apr 7
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 0410114
2.17
87,951.40
Apr 30
Closing cash and mosey balance
*87.951.40
SDNY GM 00025856
CONFIDENTIAL
Page 17 of 18
EFTA_00136276
EFTA01277509
*UBS
Business Services Account
April 201.:
Account activity this month tcontnuedi
Cote
Money balance activities
Mar 31
Apr 7
Apr 30
The UBS Bant USA 0.1Siness A«ount is your pnmary sweep option
Account name:
ELLMAA, LLC
Friendly account name:FLIMAX LLC
Account number:
Your i5 ~cis' Advisor:
Activity
Descrobcn
Mount (S)
Balance forward
$87,949.23
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 04/04/14
2.17
Closing U.S Bask USA Business Account
S87,951.40
End of statement for account number
CONFIDENTIAL
comfloo29519 le of IS
EFTA_00 I 36277
EFTA01277510
Important information about your statement
LEIS Filene's' Services ix. (the F im or UBS Anoxia!
Strows)t is a merrter of all orincitel Nosily, cannot*
and colons exchanges. LES Financial Seinen and UES
Bank USA an rdrect subsdares of LES AG and
anilines of LES Seasitin UC. The Filet's I hancial
statement is available upon nano. The Fin* naafi:*
on ices ae a:
!Assn/noel Sermon Ix.
1200 Harbor Boulevard
Weehawken, NJ 07066
Ibis statement represents the any official record of yaw
LES Financial Schwas account. Other tweeds, rapt
officialese documnt cordoning cordlicting date should
not be relied Lyon If pm bedew there is an error cr
omission, please report it irrmedately harking to the
Bench Manager in the clic. sentigmes account.
Athaegh al figures Moon T. edended to be accurate.
statement data should not be used kr tat purposes Rely
sae& on mmend tax forms, 6.e.. Form 1098 Salk
10425, atc.)whinpreptregyour we return. The Fim
required by law to report to t* IRS all taxabk dividend,.
repaid* rentwabk den:lends and tat imennt
eared Col sectilties held in pas axamt, net proceeds
on safe transattexe, std cost base cc certain covered
parities.
Communications with the Finn
• Please reconfirm arty oralcorm...neatens in *rang
to funher protect gout skids. incbding your Ned
order the Salsifies 'nester Protection Ace (StA).
• If the Gnome' hsteution cn the top left of lee frcrd
of this statement is noel% Financial Sakes. IBS
Financial Services canes you account as cleating
looker by anargenent web the helmeted &Mahn
We Rimmed you rat Ink relanianthia when you
opened this accost. lithe case. your Ltd. and
sectsaina-e located a UBS financial Services and rot
the etwocbtng broke.. and you must make a rePon
of rap ma or *Tuition to both NITS.
A anoint staternrits shall be deemed (caplete ad
accurate a not objected to el wring within 60 days.
• Plea,. diect customer complaints or iNUiieS to he
Fine' ;Client Relations Dna-Meat n 201.352.1699
tolbfree a 800-3SO-9103, 8:CO A.M. to 6:CO P.M.
ET Monday through Fridao a in mien; to LE6
Feenoal Sauces lx., Client Retinae Depalment,
P.O. Ben 766 Union City, NJ 07087.
• in case of green orgapstinn about an electronic
heeds trench( (Wit bi puymm or UBS Visedebit
card Penman* call
62-1000, or wile to UBS
Financial Semen kic„ MOO Herber Blvd, 6th floor.
Week/Men W 07086. Min RIMMESA Senkes
Cal a write as soon as you cart it you tit yes
shearers, or receipt is maga s you need more
Hama' ian *cut a turn* on the statemert or
narojat. The Firm or Card Issuer as aPinablieknust
her from you no later thm 60 days after the Fern
sent you the fin Wannest on valid" the nor
problem *Pared.
- bowie you- name ad accost minter Of any)
- Desabe the nor he wander you ere 'ose
about and .'clan an cleat as mu cm why you
believe t is an error or 'Abney need more
eicnnation
— Proud. the dollar arrant d to suspected error.
The Fim or Cad Issuer me ineestiane you complaint
and wen cared any error pomp*.
Please mate all checks payable to the Fern or the
financial innitufion inekated on the front of this
stakimmt h adtlitim to regular account fen accounts
may be subject to maieenance fees, chars for late
parent for securities purchases and charges kr unpaid
arreunts in cash &wont. Accounts that we transferred
to other negations may be subject to a wander tee.
UBS Sweep Option,
UBS offers optics for sewepng cash balances, biances
to ben& deposits a UBS Berk USA and UBS AG Slanted
brand, (Clank Sweep Programe), moneyme/kw insult
suds MoneyFun* and the International Deposal
Meant (DAlfor customers with an Weernational
Renee Managemern Account. Through the Bank
Sweep Progeny cash balances re weep to ISISBat
USA up to en
knit and then to LE'S AG
Stanford Branda or a Money Fund. Deposits at UBS
Bak USA are FDIC enured in accordance with FDIC
mks. For nxre nlamati:n pease mit worwidicgor.
Deposes at UBS AG Stanford Burch std two of
Money Funds no rot inured by the FCC.
Thou fre the OA, mailable local, balances we swept to
depose accounts at UBS AG New Yak Branch and UEIS
AG Cayman Bunch Thew deposits ate not inured by
the FIX. Balances held at the LES AG Carnal Beni
are tempera* exposed to the severely' risk of the
Cayman glands, and tere is no gmantee or other
obligation of UBS AG to IVO) tie biarces while co the
UBSCaymards Bradt. books.
Deposes a UBS Bak L6A and each UPS AG Each are
not protected by SIPC. Money Fund shires ate protected
by SIPC. See *U35 Fruncial Services Accost Protection'
bobw
Upon pas reg.est, balances n tie Bank Sweep
Programor OA Mai be vothelmem and shares of a
Money Fund my be liquidated, end the proceeds
returned to you or sour seoskin atcamt.
Fuller re ornation about available sweep options,
nctdng anent attest rates and yell, a mailable at
www
come isotopia* from your Fiume' Advior
or by calling 800.762.1000.
UPS Financial Services OX01.191% protation
The Fnn is a molter el the Swanks InvegOl Protection
C orporaticn (SIPC), wheh protests securities accounts of
its members sip to 1500,022 (nth** S25:1,000 for
dams kr cash) The SIPC asset protection Imes XPV to
all account that you hold n a palimbir cepa*.
The Fim, together with certain affiRites, ha also
purchased stpplorental protection. The madmen
amount payable toy eligible dents, thane& trcht
this protection is S500 million as of December 10, 2013.
klaPct to the poicy conditions ad
cat X
the Firm is further protected kr mato $1.9 million n the
aggregate for all your accounts held n a articular
capacity A fiA ccpy of he poky wiring is mantle
upon request
The SIPC protection at the seaplane-IBS protection
both do not apply to.
• Certain &uncial Mies controlled by (and eyelike! A
your account value)b.d held away from UBS Firm-col
Services (e.g.. certain(* cash al UBS Bak In oath at
LES AG Sta./Acedbunch (I) insigne predX1S,
including variable anwitiet, and (hi) shares of Mutual
funds whim such shares are registered dreg h the
nine of the account holler on the bock, ad mock
of the applicable issuer or transfer agent);
• Certain nwslmert contracts or niestment interests
(tg., limited partnershix and privet* placements) that
we rot registered ender tie Secunties Act of 1933;
ad
• Commodities contacts (e.9, kneign eccha-ge and
yeti:usenet.' (ontracts). nduding futures contacts
ad wiTn0401C0icn contracts.
the SIPC patch:a and the suppernental protector' do
not apply to these Mats mend they otherwise appear
on yam seaternent. 71-. SEC plotecien and the
aMahrriental protection du not protect agave changes
in the makes vain of you investments (whether as a
rest* of market mthement. issuer baisruptcy
alarmist).
More information is avalable tom manse Yoe may
obtan more edomation abou SIPC. Soloing the 5WC
Broths.., by condoling UPC a 202371.8300 or by
tositng the Sift websiw ar YAMADA*,
Dividend ReiWatblbafilt Program (DPP)
The ake reflected is an swage price. You may obtan
the actual price Iran yas Financial Advisor. 0* eh*
tarn are purchased under DPP partial shires wil be
sold rd tlw cash w8 be &ponied .' your account. The
6viderd pi-moment price applied by the issuer may
ale from the market price at which &partied shires
we sold
CaOwavlieu
CMF whole wets may be held.' you' accout If you am
entitled to a papal um( a a mull of a dviderd Paelment
or otherwise, the NM red other sell panel sna at
rivulet li ke cc accept an amount &Omitted by a
registered demi* agency, rid credit you' accost.
Investment 'objectives
The nvesImert objectives aid risk profile we specie to
each account and rnw wry between. Phase /thee the
Fern promote,' 'n writrg of any natant change in you
Maxis' skuaion or nveswort objectives. FCC each
CONFIDENTIAL
account held, you choose one of the following
imestrrent objectieer
• Sodom CumentIrcome. location es seekng the
generation of income cr4.
• Achim Capdal Appreciation: Instilment( egging
growth of pence:el rather than the generation of
mom?.
• Produce Combinaton oflrcome and Capital
Appreciation: nesiments seeking both the generaticn
of noon. and got/shot pit011.
Overall risk precise
• Con.wvathm Seeks to mantan nilial pecioak with
love risk and volatility to the access overal, ben if
that meat the accost does not generate signet 'cant
income or mown ad may nut keep pace with
inflation
• Mocha: Wilk* to wean sant rids to pinonal and
tolerate some votataty to seek hirer returns.
• Aggress*: Wiling to accept high fit to pummel and
high wlatilig to seek high returns over time.
Statement Imuseholdhe
We may consolidate al related account statements with
the same Mims n the sane earn:ix. Accounts may
be rented ler this purpose betase they haw owner
who also maimin jaht acorn rehtionshps with other
dents at the sane address. This practice's known as
• homeh"ling ' II you prefer to receine edivelual
statements mailed in separate envetpts — yOU Tay
done householdng by Ealing sour Francis' Advisor.
Friendly accourt name
the Frendk accost name reflects information that you
emend on the Firm's online services webute. II is a
custcmizable 'nickname' &men by you to min you
with ear recordkeepi*. It has * legal effect on your
award. You can change you' hiendh account names,
through Ordre Services or by contactegmurFeancial
Advisor.
ACCOellt overview
• vete of ma accounapordcan Net of assets ad
• Assets hulas evadable cash balances, vales for
restricted sear* lent and Global Tine Deposits,
urrealied maks to make, and cinteh assets not held
by the Fim. Does rot include unpited Stfluitiall assets
al the end ot the pia and anent statement periods, or
prorate imestrrents, 'nested stock options ad
mendable stock anions
• Eiablibes Include, debit blIIM•5, cuturding mar
loans. credit Inc, tom meant balances.
• Cashkroney balances. Total of unimested avalable
cash balances. plus UBS Bak USA deposit beircek UBS
AG Starraoid Branch depost balances and money market
nal fund sweep Saxes, at the obit of the
gnomon period. Noncom-n*6g Bee credit balances in
your account are rot segregatedfrom other balances
and tie Firl may use any of these funds in the ordinay
course
Messiness. these funds me payabk soon
yew darned. This total is included in the cement pried
closing value.
SDNY_GM_00025658
EFTA_00136278
EFTA01277511
Important information about your statement (Continued)
Linden; ilonnotion
Fix &teedinformation cn theFads fending practices
and &Desires, refer to you Clem Relate:ethic
Agee-runt or &cant Agreement ad the General
Terns ad Conditions UBS Statemed of Credit Practices
mailable in Agreement and Oimbsures at
ungrakusaftragoldgobsuats
vas—ft
Your statement denies securities add other assets held
hate octant at the end of the Weenier* period. You
may ask for dewy ci fully paid sects es at arytime.
You may receive securities used as loth collateral after
prying any balance due on tem. k -y securities
&antleredto the aim cIsi-g the sealserent penod are
lied at market due as of the end of the flatmate
Feria
• Cast bas's en detemning the cost basis of the
%earths included in this statement, where indicated
wih the nuttier '1,• UPS and-cidSo-vim has relied
cn information obtained from sources other than IRS
Financial Senices, including thortheicm ern anothe-
I fins a that you may have provided to you finaxial
Advisor. The Finn does not hdependently verify a
wenn* the annoy or vardity day infommaion
provided by scenes other than UTSFYiencial Senates.
h aicitist although LIDS Financial Services general&
&then he Pdamatian as it is received, the (inn
dyes not provide any athsances that the idamatith
under 'Cost basis" and "Lthreakzed gar/loss' is
accurate as of the date of this statement. As suck
please do rem mg on his thamstion to make
&dame Tale decisions. fa tam p-rpases cr
olhenvise. Accounts transferred to to Fin, may
reflect gairl loss edontatifi ong for the period of
tine theyme held a the Frm More histokal
hied cri tan be added by you Foetid Advisor.
• Urthelised gad/losses When data is amilth
eninaced &wearied gain* Imes we mIctAated fa
ithvilialseosey lots. The transaction data for
ncliviisal lab may or may not leek' ammismen,
&urges anfor *deity reorganized an vets
Dividend and oterrenwstmeni lots ad systematic
pachne bin are each canbined to display ore
aver aged lot The • Trade date • [Minn peesents the
aged transaction wade date.
• Callable securities Bar* and ;referred stock that
the sneer cats for eakr rectentheyn wit be selected
merely by lot Iran among all seo.raies of that
them held hour name or in marrow maw la as
clients. Call bade ilainattn a cbtaned from third
parties and es accuracy isnot guaranteed. Other call
fealties mewed which mid affect weld conpthe
thcmiatecn Melte provided upon request
• Certificates of deposit (marCDs are FDIC enured
• to S293,000 h criminal and accrued interest per
deposer at per depositayinstituticet haccadience
rah FOIC rules.
• Preehalue Prom displayedfa "metres and other
products may be higher or lower than the price that
you would duty recthe h the market Prices me
°bland from vaious third party sources vitiide arse
Delve to be reedit but we do not gthamee Men
accuracy.
- We generaty um. the closing price when ander a
the mean of to bid and ask prices foisted
wands and cplors a ong Id prices fa OTC
"oldies.
- Less actiN4 waded securities may be priced usha a
valuation model or the moo recent ores. we
°blare and mat not reflect an actual market rice
or vitae
- Cedare position may appear without a price ad
will draw as price was rot available' it we are
unade to obtain a pnce f or thecudy
- Deposits or startles denbrninated n currencies
ocher tun U.S. dollars are reflected at the inching&
rate as of the statement date.
- Fcr cereen seeds eating h non.cont amnia
dercrninatcre. piece ad qua-anyRace rake) may
have been adsted to facilitate prow valuation
To obtain current quotations, when athilible, contact
seer Financial Athiscr.
• Private fivestrneed and rambled product&
Private nwstrnert smithies (i-cldeg drecr
paucipation ;foram and real estate irises-tent& trust
seosites) at mucked Dodd& ale weedily highly
Aigeil. Celle stria-tared crotch have not been
registered with the Smithies and Embed
Com-Fission o- under ant state securities laws. We
prode estimated wades for private investment
secudes and structured products for tdormatiarul
purposes only Massey teat guaranteed.
- These values may differ dastardly from prices. a
any, at winds a pride thesanent security a
structured pnxIsct may be bc.4'i or sold and do
not necessarilyrepresent the vas you may receive
tern rquidetion.
▪ Thad parlyesdnatesof vale ore as of a certan
dread are &mold to UBS Fna-cial Services on a
regalia base by in independere satiation tint
- &suet general panne- or sponsor estimated vast,
ary, are supplied to therms by Me now,
gennal pawner or 'tensor and may be calculated
based on deferent irdonkation Iran fiat used by
thed parties to derive heir strafed values.
- You can obeah addiecrul Nomination regrading
the methodology wed to determine the retinal* of
value ad the date of Be tharnalion that is the
basis for to striate by contideg your fivncial
Advisor.
- Th id party estthated dues fray be reflected at
•Not odd' navy I sit *km. mew
n
dependent rotation tiro has not suppled or is
&made to assigi a vas, when we become entire
that a material menthes &oared Mist may call a
peedusg reported vase id question, or *ken a
value would be highly speodtire due to the nesse
of the sectrity.
- When neither an ester, genera panne or sponsor
estinakd sake nor a ted-pany estimated valm if
mead the valued the wanly will be diffeeeni
Iran its purchase price.
— • Dthezes as to date may include returnof
credal. income cr both
— 'Crignal•sie see' represents the initial cern;
price per unit and may not reelect pl cost basis
• Restricted thowities ResIrded secudgs drevralY
are rot curette edble sec publk sale. UBSFirecol
kmvices thes to market price of the unrestricted Dock
of the same issuer as an inputed value fade
restricted stock Ice prepons of this trireme,* on. To
the dent that restricted sectrities are eliabb fa sae,
the vale reseed may be donantialg less than the
ittpSed value Snood_
• Est Osetirnated) income. current yields and rates.
An estimate of mill income is bawd a current
oinked at interest rates, assuring to seoskies will
be held for cat ea from statement date or until
matscity. This estiriate ea* 6ga:bine, accuracy
ad continued income are not outwitted
— Estimated anal nccme ad cement yield fo-
cmtain types of seciskies could include a retun of
centime or camel gars h whirls case the est
income (and current pal would be overstated.
— Estimated annul icane ad wroth yield and the
actual thane adyield might be Ider a higher
than the estimated anmunts.
— An estMate of rotated home (diodend antra
interest) divded by the camera market
valthaveram balance re based on the last dividend
or 'Merest payment made by the issuer and
thanes the seositiesedeposts will be held fee ore
year from the statement date or until matrity.
Accuracy at contnued yield we not parented
• Pants not held by U3S 'rancid Service& Certain
assets we rot held by the fain and nor Mash' the
fern's possessifi or snot These assets de
displayed on you statement for informational
purposes onbt. Positions ard values presented re
provided by Pe issui-9 fern UBS Frontlet Services is
not rest:cable for ass ideation and des not
guarantee es accuracy. These assets are rot protected
by SIK or tie Finis o4plemental SleC coverage.
• Revenue sharing and additional compensation.
— In addition to commissons on safes and 12b1 fees
received n caveman rate the disuibution
ndual had to awoken& we arida our AIMS
receive mord sharing payment, from distributors
odor addscrs of the nuked funds that we sell.
These anorts are based on two <kern
ccalaanent6- 0 tie amantol sales by UBS of a
partkuld mutual fund I amig to our clime; and CO
the asset value of a panto W mutual fund Iamb's
Share; held at the ern
— We and of afMate also recewe nem:eking and
°erne:usprocessing lees h consideration For
udder gent mein that we provide to the
maw' krds. These km stencrahr are pad from
imestor abets h the mutual fund and are a feed
dela amount based ar tie number of accounts at
the broker-dealer holdng maul ludo cd that fund
CONFIDENTIAL
— e, aide on to cahmescni received n connection
wth the sale or chstnbthon of envy contracts
and its investment mat thits toots <lents, we
ands our affiliate read reeds :harem
airdensaion tram many of the 'nuance,
comp/ohs widened-9th* arruity contracts,
aft hates of the inuerce coda-dor sponsors of
hecew imestment tuts me disirtxre
- Car affiliates also retinae trading comma:ire and
other corripereathafnxn moue' tuts and
nsurance companies whose praises we distribute.
- Mermene an anal fee from UBS Bale OA and
US6 AG Stanford Branch of em to szs per accost
sweeping to the harks under the UBS Bark Sweep
trcgrame.
Activity
Mathew-. reperdrig commented and other Char.
hosted n conned cn with the nem:knot rade&
ndudng option transactions has bee inclucbd al
co'm'mas Devouset forested to you, ad wit be
provided to you promptly co rowed.
Short allhq
f youth engaged in short web a security, you may
hair a chage doe to certainWroth-9 costs for that
particular security.
Open widen
Regarding dm or •goxitilkanceied* ceders that
were not executed by the statemere date, open buy ad
sell stop orders are redxed by the anode of dividends
a rigus on an ex-divider& a emotes date unless
intruded otherwise by you. You are resporebk for
orders that we weaned doe to your Ilium to camel
besting open orders.
Privet
To obtain a copy ad az current Client FlisacyNatice
please contact your Francis' Advisor or edit ter evebsiee
at www&AURgagpicipmftla
UBS Financial Services a rot a bath the RLIA, Business
Services Account RSA and IRLIA are brokerage accounts
which provide access to barking services ad products
though arrangements we, aff dated bates at other
thrdpary banks, rod provides access to nsura-ce and
annuty proist awed by onset Athol theed.pdy
Utterance companies through Murata agency
subsidised's of UBS f finial Services Inc.
Iniestment, nsurame. at amudy products:
Not 'CAC inured • No bank guarantee May the vela
RYA. Resource Managemerc Acccunt, Business Semites
Account BSA, BMA ad alternation& Resource
Management Accost are registered service marks of
UBS Finance Services Inc
Visa *passe is a regithered senice mark of visa
Into
CBS Via S•gnatthe credit cards ad LES
Visa debt cards are based by UBS Bar* USA with
peens:ion from Vies U.S A Incorporated.
UBS Financial Semites Inc
Pfir 204102
SDNY_G M_0002 5659
EFTA 00136279
EFTA01277512
SUBS
1)85 Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
May 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement
Call your Financial Advisor or the
Value of your account
Resourceline at SOO-762-1000.
-
account
on April 30 (1)
on May 30 (9)
Your assets
87,951 40
87,953.50
Visit our website:
Your liabilities
000
0.00
'Nww.cbccomifinancialserrices
Value of your account
$87,951.40
$87,953.50
Tracking the value of your account
S Thousands
Sources of your nos out growth
during 2014
Value of your account
at year end 2013
saw
Net deposits and
0
990
withdrawals
187,949.09
6
•
Your tiveStrIlen I ream
Diwdendard
interest income
94.41
Change in
market value
9000
Value of yew eccotrit
.40r 2014
May 2014
on May 30. 2014
907953.50
SDNY GM 00025660
Member SIPC
CONFIDENTIAL
Page 13 of IS
EFTA 00136280
EFTA01277513
SUBS
Business Services Account
May 2014
Your account balance sheet
Summary of your assets
Value on
May 30 (11
Percentage of
your account
A
Cash and money balances
87,953.50
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
a 00%
F
Corrmodities
0.00
000%
G
Other
0.00
0.00%
Total assets
Value of your account
187,953.50
$87,953.50
100.00%
Account name:
Friendly account name:
Account number:
Your current asset allocation
A
Eye on the markets
Your K asocial Advisor-
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the lmponant
information about your statement on the test
two pages of this statement for details about
those balances
Index
Percentage change
May 2014
Year to date
S&P 500
2.35%
4.97%
Russell 3000
2.18%
432%
MSC I - Europe, Australia & Far East
1.76%
4.11%
BarclaysCapital U.S. Aggregate Bond Index
Interest rates on May 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.15%
1.14%
3.87%
CONFIDENTIAL
IY_GM_0002M1 14 of 18
EFTA_00136281
EFTA01277514
*UBS
Business Services Account
May 2014
Change in the value of your account
May2014(4)
Year to date IS)
Opening account value
$87,951.40
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withci-awals and fees,
including investments transferred
cut
0.00
-25.00
Dividend and interest income
2.10
4.41
Closing account value
$87,953.50
$87,953.50
Account name:
EWKAAX,I.LC
Friendly account name: ELLMAX LLC
Account number.
Dividend and interest income earned
For purposes of iris statement. tactbity of inkiest arc cteclend Income has been over:woad lion a US
tea repotting perspective. eased upon the residence of the account hoeer. account type, or product type,
some interest undo( cividend payments may not be subject to united States (US) and or Puerto Biro (FR)
income tines The tient mom* statement is not intended lobe used and Eamon be need upon lac lac
narcoses Clients should refer to the applcitle tar reporting forms they receive treat UBS snowily such as
the forms 1089 and the fowls 480, for tar reporting information n is the practice of UBS to file the
applicatte lac reporting forms with the US Interns Revenue Service and PR Treasury Department. and in
Su( h forms aCcuratety (1459fy clioden(E arty Cr Interest aside ecemPt or tact,* 'Kane Neat Consult YOur
Ind edual tax prepater.
May 2014 (3)
Year to date IS)
Taxable interest
2.10
4.41
Total current year
$2.10
$4A1
Total dividend Si interest
$2.10
$4A1
Cash activity summary
Your Financial Advisor
See Account activity the month lot dna Is &dances in your Sweep Options are indudedin the opereng and
closing baguet vitae FDIC insuranceividies only to deposits a u85 Bank USA, not to deposits at 1.85 AG,
Stamford Er arch or bank deposits placed throng the UBS Intemigond Depose Account program. SIPC
potation appfies to money market sweep tuna hcddiros but not bare deposits Soeimportant intorno:on
about your statement on the tat too paces cf this document for deists
May 2014 (i)
Year to date (S)
Opening balances
$87,951.40
$0.00
Additions
Deposits and other funds credrted
aoo
87,974.09
Dividend and interest income
2.10
4.41
Total additions
$2.10
$87,978.50
Subtractions
Checks and bill payments
0.00
-25.O0
Total subtractions
$0.00
-$25.00
Net cash flow
Closing balances
$2.10
487,953.50
487,953.50
487,953.50
UBS Bank USA Business Account APY
Interest period Apr 7 - May 6
Opening UBS Bank USA Business balance Apr 7
$87,951.40
Closing UBS Bank USA Business balance May 6
487,953.50
Number of days in nterest period
30
Average daily balance
$87,951.40
Interest earned
82 10
Annual percentage yield earned
0.03%
SDNY GM 00025662
CONFIDENTIAL
Page 15 of IS
EFTA_00136282
EFTA01277515
SUBS
Business Services Account
May 2014
Your investment objectives:
Account name:
ELLINAA, LLC
Friendly account name: LLMAXLL
Account number:
You have identified the following investment objectives fce this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fmancial Advisor or Branch Manager You can find a full description of the alternative
investment objectives in Important in6armation about your statement at the end of this
document
Your return objective:
Current income & capital appreciation
Your Ask profile:
Primary - Moderate
Investment eligibility consideration • None selected
Your account instructions
• Your account cost base default closing method is FIFO, First In, First Out
Your Hyundai Advisor:
CONFIDENTIAL
iy_Gm_00021iss 16 of 18
EFTA_00136283
EFTA01277516
$UBS
Business Services Account
May 2014
Your assets
Account name:
ELLMAX, LLC
Friendly account name: LLLMAX LLC
Account number.
Saone pn< es, income and current values ShCem may be apprOnimale. AS a (nut darts and lOek,S may not
be accurately reflected. See importanonlormabon about your statement a the end ol this dxumeM for
mare informason
Cash
Cash and money balances
Cash and money balances may indude availaNe cash batmen, OBS Cant USA deposit account balances,
ues AG Stanford Branch deport accunt balances and money market mutual fund sweep batances.
UBS Bank USA deposit account balances are insured by the PDC yarn n [collude limits, but are not
pointed by SIPC UBS AG Stanford Brant hdeposn account balances are not insured by FDIC and re not
potected by SIPC. Money realist sweep balances are protected by SIC but me not insured ty the FDIC.
See the important information about your statement a the ended INS doctentnt for details about those
bdances.
Hdcing
87,951.40
Ocenngbalance
on May 1(f)
Closing balance
on key 30 (1)
Pnce per :bare
Average
on Mai 30 (0
Fate
Dreck ric/ Interest
petted
Your al sandal Advisor:
Days et
period
Cap remelt (I)
Your total assets
87,953.50
250,000.00
Percentale of
Cost
Eilielated
Value on May 30(1)
your account
bass (1)
annual mane (1)
Cash
Cash and money balances
87,953.50
100.00%
87.953.50
Total
587,953.50
100.00%
587,953.50
Unteatzed
on or loss (S)
Account activity this month
For more infoamaion about the pike/value shown for restricted sealants, see important information about
your statement at the endof this docu-nent
Date
Actimty
Your
Quantity
Desophon
opense code
Face %Sue
NoadValue (1)
Cash
amount 01)
Cash and
money blame SO
Apr30
Cash and money balance
$87,951.40
May 7
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 090814
2.10
87,953.50
May30
Closing cash and money balance
$87,953.50
SDNY GM 00025664
CONFIDENTIAL
nags 17 of 18
EFTA_00136284
EFTA01277517
*UBS
Business Services Account
.:11 4
Account activity this month (COntnuedl
Date
Money balance arAvi0es
Apr 30
Balance forward
$87,951.40
Account name:
ELLMAA, LLC
Friendly account name:ELLMAX LLC
Account number:
Acutely
Uescreaticn
Your 15 vandal Advisor
Mount (S)
Mey 7
Deposit
UBS BA7ll: USA BUSINESS ACCOUNT AS OF 05/06f 14
2.10
Mary 30
Closing UBS Bank USA Business Account
The UBS Bant USA Business *mum Is your onmery sweepoption
$87,95350
End of statement for account numbe
CONFIDENTIAL
ccm_0002frits 18 of IS
EFTA_00136285
EFTA01277518
Important information about your statement
LEIS Financial Services ix. (the F im or UBS Anemia!
Strizted( is a merger of all princiul sxvly, cannodey
and options exchages. 1.85 Fe-encial Services and U3S
Bank USA re rdrect subsdares of LBS AG and
affiliates of LES Se: rain LIC. The Fim's I henna'
statement is available upon recea. The NM* executer
offices au a:
LBS Sinenoul Serums Ix.
1200 Harbor Boulevard
Weehawken, to 07086
Ibis statement represents the any official record of you
LBS Pi-uncial Senses account. Other records except
official tar documents containing wearing date should
rot be relied Lyon If you bele* there e an error cr
mission, phase report it irrmedately narking to the
Bench Manager of the office serving you account.
Atkrugh al figures Sham We intended to be accurate.
statement data should not be used for tar purposes Rely
stork Goys-end tax forms, te.. form 1099, Sat
10425, etc.) whin prepargyour tax return. The Fins it
required by low to won to the IRS all taxabk Stirlen*,
report** rastaicabk dvidends and Liable. edenelt
end on acuities held in you axant, net proceeds
an sale trareactas, and cost base cncenain covered
sewitin.
Communications with the Firm
. Please reconfirm arty oral cormincatgris in awn*
to funher protect your opts incbdrig your Ned
order the Se/sties Marto( Promotion Act (SWAT
• If the financial hstitution on the top left of Me front
of this statement is nor UBS Financial Se-kes, CBS
Frenoal Services carries pox account as cleamg
taker by anargerrant with the 'Ideated intlitutiXt
We Wormed you of this relationship when you
opened this irootrt. h this case, your Ira and
seas/Wax located x LBS financial Seneca and rot
the iwocisng broker. ad you must make a relion
of try ester or *Tuition to both limn.
A N accont statementsshall be deemed complete ad
accurate if not objected to an wring within 60 days.
• Please dint customer complaints a iNUiin to tie
Fivn's C lent Relations Depanment a 201.352-1699
atoll-free a 800-354-9103, litC0 A.M. to 6:CO P.M.
ET Monday through Friday, a in wring to LES
Financial Services Ix., Clive Relations Dees-anent,
P.O. Box 766 Union City, NJ 07087.
• Incase of ewer; Or Wert/re about al electronic
funds transfer EFT) bi puymm or UBS Visedebit
card transactiore, call
62-1000, or wife to UBS
Frenual Semen inc„ WOO Herby Blvd, 6th floor.
Week/Men W 07086. *FM RIVINBSA Sermes
Cal a write as soon as you cart i you talc yaw
statement or receipt is wrap or if you need more
information about a turn* on the statement or
cocoOt. The Firm or Card boar as arkableknulf
her from you no later than 60 days after tie Farm
sent you the fin /Innen on which the error or
problem appeared.
- Prose:leyou- name ad accost number Of arty)
— Dabbe the two or he transfer you am are
about and 'atan as desk as you can why you
believe t is an error a why you need more
rfamation
— Proud. the doter anion d to suspected ente.
The Finn or Cad Issuer irea isentgate your complaint
and will correct any error prompt/.
Please mate all duds pambk to the Fern or tie
financial institution /dosed on tie kora of to
'Ekren had:Ern to retail* accost fen accounts
may be subject to mailenrce fees, chars for late
parent for sectaries purthases and charges for unpaid
ant:tints in cash =ants. Accounts that ate transferred
to other instautkns may be subject to a wands tee.
UBS Sweep Dilations
UBS offers options for sweepng cash bifaces biances
to bass deposits at UBS Bat USA and UBS AG Stardom'
branch (Eat Sweep Programt moraymaks emus!
hrds Morey ands) and the International Deposit
Account 00Alfor customers with an Intentional
Remise Management Accost. Though tie Bank
Sweep Program, cash balances re swept to UISEtert
USA up to an esabkhod knit ad then to LBS AG
Stanford Brandt or e Money Fund. Deposits at UBS
Bak USA are FDIC nand in accordace with FDIC
oaks. For nacre nlormation please veit wwwidicgov.
Deposes at UBS AG Stanford Bush ad tam of
Money Funds are rot inured by the FDIC.
Throw)) the OA, mailibk to cash balances are swept to
depose accounts at UBS AG New Yak Branch and CBS
AG Cayman Burch Thew deposits are not inured by
the FDK. Balances Feld at to LBS AG Carnal Brach
are tempera* exposed to the sovereign risk of the
Caftan elands, and there is no gamete Cr other
obligation of UBS AG to may the betakes while on the
UBSC grans Brach's books.
Deposes a U85 Bak LEA and each UPS AG Bunch are
not protected by SIPC. Money Fund shires ate protected
by SIPC. See *U3S Financial Services Accost Protection*
bobw
Upon pas request balances n he Bank Sweep
Program or OA may be withekar" and shares of a
Money Fund my be liquidated, end the proceeds
returned so you or sour soosiin accant.
Aster re ornation about available sweep options,
noising anent interest rates and yet*, a mailable at
www Lbscomliseeppekk from your F nano ial Advisor
or by calling 800.762.1000.
UM Financial Services account protection
The F rrn is a member of the Sea/4*S invell01 Protection
Corporation (SIPC), *nkh Fromm securities accounts of
its members up so 1500,0:0 (extra:kw S2S),000 for
dams kr cash) The SOK asset protection knits spy to
all accounts tat you hold n a paltular capacity.
The Finn, together with certain affiliates, ha also
purchased stpplarental protection. The maims,
amount payable to al eligible (Bert, cartes& wrier
this protection is S500 million as of December 10, 2013.
klotot to the pokyconditions arid limitation, cash X
the Firm is further protected fa into 51.9 million n the
aggregate for all you accounts held n ape-haler
capacity. A ft/ copy of es poky wiring is mailable
LOPOn reqUill.
The SIPC protection and the supplemental protection
both do not apply to.
▪ Certin financial Mons controlled by (and indicted
your account value) but held away from US$Fine-col
Services fe.g.. certain(* cash al UBS Bak, fel cad, at
L85 AG Stank:adbranch (u) insurance priodatS,
including eriebb enmities, and (iv) shires of mutual
funds whore such shares are reentered diedly in the
name of the account hakes on the books anl records
of tie applicable issuer a Order agent);
• Certain rneslmert contracts or isestment interest
(eg., limited partneshis and private placements) the
we rot registered under tie Securities Act of 1503;
ad
• Corrmoditees contracts (e.g, loam excha-ge and
prec Os rectal °meant excluding futures contacts
rd formodigorticn contracts.
The 51K protects:nand to supplemental protection do
not apply so these assets event theyotherwise appear
on you. slaterneet. TM SEC protedim and the
acPPIrrental protection do not protect agave changes
in the makel vela of post investments (whether a a
result of market moiement, iSSuOr bankruptcy Cr
OtherWeitt
More information is amid* torah rearrest You may
obtan no nfomaion atlas SIPC. riciddng the SHC
Brochure, by contacting SIPC a 202371.8300o by
visite, the SIK website ar YAW/.140‘041
Dividend Reim/bane Program Wan
The age reflected is an average price. You ma/
the actual price from you Financial Advice. 0y whole
tire, are purchased under DRIP; partial shares wil be
soli rd the cach wA be deposited in your scour. The
dviderd reinvestment price applied by to issuer may
•
from the market price at which thepartied shares
are sold
Cadelefieu
CM, Male units may be held in yotr account. If you ate
entitled to apa-WI unit as annuli of a dviderd Partmeol
or otherwise, the Firm viii ether sell panal aia at
medal peke or accept an amount determined by a
registered clewing agency, and credit your accost.
Investment objectives
The investiture objectives std risk profile we speak to
each account and nig wry between. Please /diet the
Fern promptly in mitrg of any sir/cart change in yes
(naked skuation Of riwomre objectives. FCC each
CONFIDENTIAL
account held, you choose one of the following
investment object*/
• Nodue Currenthxome. insbue its seekng the
generation of income crik.
• Achim CeptbrIApprociat;on: Immune* seeking
growth of prncpal rather than the gereratim of
metre.
• Produce CombinAbn of income and Capital
Appfeciabprx luesiments seri* both the generation
of name and gambol rixisel.
Orwell risk profdes
• Conservarre Seeks to martin rand arc Pat with
low Sc and volatility to the acorn oral, rend
that meals the accost does not generate significant
income or returns ad may nut keep pace with
inflation.
• Modena: vearrg to accept sine risk to principal and
tolerate some +stet,* to seek hgher returns.
• Aggress*: Wiling to accept high Sc to penopal and
high volatility to seek highreturns over time.
Statement heuaholdne
We may consolidate al related account statements with
the sane address n the sans envetge. Accounts may
be related Ice this purpose beaux they have owners
who also maintain pit acorn relationships wit other
dents at the sane address. This practice's known as
• householing II you prefer to recehe rdivedual
statements maned in separate envetpes — yOU may
deck-it householding by Ealing you r florid Adveor.
Friendly /occult name
The Friday accost name reflects al ormation that you
ertered on the firm's onlne senesces webste. R is a
customizable Inielnarm- oFosen by you to aria you
with harm wort/keeping It has no legal 0941 on your
account. You can durgeyos hiendk account names,
through Onire Services or by contactrgeourFauncial
Athisor.
ACCO‘Olt overview
• Vale of mu- acmonelpordok. Net of assets ad
fiabiltes.
• Awe_ hulas amiable cash balances, vases for
restricted sear* lest ), and Global tine Deposits,
unwired marts to market and certain assets not held
by the Fivn. Does we include unpriced StItntifill assets
al the end of the prior and orient statement periods, or
private ivestnwits, imitated stock options and
emiceable stock options.
• Einaties Includes debit bilircos, oAdardig wren
loans. credit Mt ton =ant balances.
• Cash/money behares. Total of uninvested avalable
cash balances, plus UBS Bat LISA deposit boraces UBS
AG Surriord Branch deposit balances and money market
makul fund sweep Saws, at to cbse of he
asemere period. Noncormlocity kee credit balances in
your accosts are rot segregated from other balances
and to Fern may use any of these funds in the ordinary
course of its lousiness. These funds ae payabk Limn
your dernard. This total is included., ter cement period
closi-g value.
SDNY_GM_00025666
EFTA_00136286
EFTA01277519
Important information about your statement (coninued)
Lending information
For detaTed erif °mutton on the Fars ending practices
and discbsaes, ter to you Clint Relate:thin
Ageernet or Accan Agreement at the General
Terns at Conditions UBS Statement of Credit Practices
available in Agreements andOrtoscrres at
muralassailEgaigadziosial
VessamMo
Your assment bents securities endother was held
hthe account at the end of the sterner* period. You
may ask fordeivey of f&ty paid secuaies at ary time.
You mayreceive smuggles used as loan collateral after
paying any balrce due on them. k -y securities
transient to the Lien drip the steremene pent are
listed al market value as of the end of the steaks
Pena
• Cost bas's h determnirg the cog basis of tie
satin included in this statement, where indicated
wields runt.
UBS Fierce' Services lun relied
co information obtained from sources other thane/35
Financial Seaces. including hi °melon Iran another
km a Mal sumsy has provided to you Fennel
tett
the Finn does not itemerdently verify a
gaunt the errancy or vardity day irdormation
provided by sons other than 1**Siuncial Services.
h attest although UBSFinrcel Sences generaly
sockets this Hemet as Rates:yea, the firm
does not provide any astaantes tat the idarnation
crow 'Cost basis- and "Ltirealsed ear/loss' it
accurate as d the date of this statement. As such
please do not ley on the trometion to make
pm:tees sale decision& beta proms ce
ahem's*. Accounts transferred to tie Fim may
reflect gint loss rdamaIM orar for the period of
tine they ay held ate Frm More testae
riknmaten tribe added by you. *moat Advisor.
• Ustedind gain/Imes When data is available,
estimated imaged gain* lases we Weaned Ice
itydal seas*/ lots. It tansclon data for
thrictal bit may or may not reflect animist1s,
charges ands security reorganization rotas
Dividend and °tars nentmeni lots ad systematic
pates tits are each menbined todisplay one
averaged lot The • Trade date • cast presents the
coati transaction wade date.
• Callable securities Batt and ;referred stock that
the laser cats for eat redemption coil be selected
en cutely by lot Iran am:rg all seoseies of tot
acute held hour name or in nominee name lee os
client. Call feat itinattn is dotted from third
parties and as accuracy isnot guarenteed. Otter all
feats may east Sikh cot aged yeti.* compete
tweeter went provided upon request
• Certificates of deposit (CD4 CDs are FDIC inured
Lp to 5250,000 n retinal and accrued interest per
depose and per deposhayinattios raaccomance
wait POI( rules.
• Preetalue Prom displayed for securities and other
products may be higher or lower than the price that
you would actialy rest in the minket Prices are
obtained from vaious third party sources Mid. we
being to be retitle. but we do not gmealee tier
accuracy.
— We generators* the closi-g price when ambits or
the mean of to bid and ask prices Soloed
saki, and <plot a onay It prices fa OTC
states.
- Less actiney waded securities may be priced usig a
valuatn model or the most recent pea we
obtaned and may not reflect an ate' matt price
or vat*
- Certain posts may appear than a mice ad
will tow as 'price was rot available if we re
untie to obtain apace for a scut
- Deposits or states denominated 6 currencies
otter than U.S. dollars are reflected at the etchenge
rate as of the statement date.
- For (erten tutees trading in non.conformng
cieritinalcris. mice at qua-oily0as rat) may
have been tasted to facilitate proper vduaket
To obtain current quotations, wheel ataitle, cot-race
your Financial Adnur.
• Private fressbnenta and druclared produce.
histe thine* seaters Chatty deect
participation crcqam and real estate investment its
states) and strucised protas ale generally highly
(main stn tared moats has not been
registered with the Securities and Excha-
Commosion a under any Pate scuttles laws. We
proverb estimated sates for private investment
rewires and structured products for tomtit(
purposes only. Sots snot guaranteed.
▪ Thai values may differ abstantiaby tau pron. if
any, at ishati a prorate Sestet security a
structured malt may be boar* or sold and do
not necessarily represent the stint may receive
Won tuition.
- That prey estimates of sale are as a a certain
date and are &pelt to UBS Financial Services on a
regale bass by an independers station fini.
- Isar, generalpanne or sponse estimated vales,
ry, are toppled to the Frrn by Ow ass
gennal pater or tensor and may be tabulated
based on r erit irdormation from that used by
thid pads laden,* tee estimated values.
- You can obtan addle:rut racernaim reaming
the methodology used to determine the Mite of
value at the date of dw itemalion that is the
basis forte mitt by contactrg your Financial
Advisor.
- Shit party esttated votes may be reflected as
•Not read' n war I sit Mkt. int n
tdependent vitiation tem NS not suppled or is
&side to assign a watt Mtn we become aware
that a material event has ousted the may call a
poet* reported vat it question. or ten a
value would be highlysanity due to the nave
of the smutty
- When neither al suer, general pane or sponsor
estimated vats nee a Ottani estimated eels if
mad.
the valued the surly will be differ,'
ken its purchase once.
- • Ostia. cr.; to date may inch)* return of
carat. tot a both
- • Crignal um see • represents the initial offerer;
price per unit and may not ;elect pas cots basis
• Restricted securities Restled aectrein gereraly
are rot (witty Sable sec oublk sale. UBSFinacql
Services saes the matt price of the unrestricted stock
of the same issuer as an mputed Sue for de
rentncted stock for prepares of this 'Women oa4r To
the tent frost tee:rifled sates are Saba la ste,
the vals retried may be sdortantraly less than the
Spied value that_
• En. (stinted) income. current yield' and rates.
An 9:finale of a-rual income is based an current
Sicked and interest rates, assuming the stakes will
be held for cat year from statement date or Until
ffutisity. This stint say a gaielne, accuracy
rd continued income are not guaranteed
- Estimated anal tome at cement yold fo-
certain bees of smuts could include a rat of
pmcpalor camel gat in %Ma case the est
income Ordcures yeti would be onerstated.
- Estimated atial icane ad cant Old and the
actual tame and yield milt be lever a higher
than the estimated amounts.
- An eptate ol rruateed tome (divdend ands
interest) divded by the anent make'
valadaverage balances based on the last distend
Of hfttect payment made by the issuer and
ant
the seositiesteposts will be held for use
year boat the statement date or unhl manly.
Accuracy ant continued weld ere not warned
• Assets not held by WS Francis( Service& Certain
assets are rot heed by the fain and not thin the
ferns possessm or ocesol. These assets de
trolayed on par statement for informational
purposes only. Positions at values presented me
Itted by dare issuit hen UBS Front' Serest; is
not respariable for IN **matron and does not
guarantee AS accuracy. These assets au rot protected
by SOC or the Fits suppbrrontalSIPC coverage.
• Revenue shoring and additional compensation.
— In addition to commissions on safes and 12b-i fees
recent n common vat the distribution of
nasal Iced to cadent we ands our efts
TIM`, Immo taring payment *Ten disributors
ardor adriscrs of the maul funds that we sell.
Theseanoints are based on two dement
COM:Oneratf-
to anent ol :aim by UBS of a
ostler mutual fund I amiy to our <lint and Ca
the asset valued a particub mutual fund I amity's
shares held at the 1mi
— We and 0.1" Mediate also recewe nemaking and
ormtus motet ne lees in coraklestion for
transfer agent wets thee we provide to the
nuked fends. These lees generally are pad from
investor assets h the nulual fund and are a toed
data amount based an the number of accounts at
the broker-dealer holdng mated lads ot that fund
fmiy
CONFIDENTIAL
— h stern to contempt scented n connector
wth the sale or de-Oben:on of a-ruey contracts
and ant owestrnent tat ions to our <lents, we
anchor our affiliate rout sena sharng
componsakin I rom many of the inosance
companies utensil9 the amity contracts,
iliates of to turat meta-tor sponsors of
thew* imesvnent nets we etstrbute
- Qn taints also receive Redone commute and
other anger at
from mutual knit and
(trance companies whose marts we attribute.
- Weasels an antral lee from UBS Base OA and
tIES AG Stanford Bland, of up to $TS per accost
meephe to the barks under the UBS Brie Sweep
Fragrant
Activity
hbirnaticri saucing cannissats and other cheers
named ri connection with tie °mutat of wades,
including option transactions ha been included on
ccerternalOnS MM.'Sy filtrated to you. ad will be
provided to yOu wavily atrecpest.
Shan anima
f eau are engaged in short selling a security, you may
haw a charge doe to certain tarowSg costs for that
particular security.
Open cedes
Pelting Men or • gxdtillicancelbe coders tat
were not *moved by the teems( date, open buy at
sea stop orders are redid by the amount of dividends
or rights on an exidividerds or totes date unless
intructed otherwise by seas. You are responeble for
orders that we esosed dye to your failure to cancel
testing open orders.
Prins
To obtain a copy of sr current Client Fitt Marc*
please contact your Francis' Achisor or vet as website
ate.
UBS Stacie Services a not a bet 11-e WA. Business
Sties Account RSA and IRMA are brokerage accounts
which provide access to barking services a-idproducts
trough arrangements watt affiliated bat and other
tasty
banks, and provides access to nsura-ce and
emit prodxts Sued by unaffiliated the/teary
insurance companies through roura-ce agency
subsidiaries of UBS financial Services Inc.
Investment, raurace. ad a-ruttyproducts
Not MSC inured • No bank guests May kn. Vale
RYA. Resoute Management Acmunt, Business Services
Account 854, IRMA and international Resource
Management Accost are registered service marks of
UBS Fruncial Services he
Visa *roue is a restered service mark of Visa
International. WS Via Santee cede cads and CBS
Vet debe cards are espied by UBS Bark USA with
permesion from Visa U.S A Incorportd.
UBS Financial Services Inc
Rev. 20402
SDNY_G M 0002 5667
EFTA _00136287
EFTA01277520
UBS
UBS Financial Services Inc
299 Park Avenue
25th Floor
New York 1W 10171.0002
Business Services Account
June 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELIMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call your Financial Advisor or the
Value of your account
Resouroetine at 800-762-1C00,
-
account
on May 30 (1)
on lune 30 (1)
Your assets
87,953 50
87,957.10
Visit our website:
www.ub5cornIfinancialservices
Your liabilities
0 00
0.00
Value of your account
$87,953.50
$87,957.10
Tracking the value of your account
S Thousands
Sources of your account growth
during 2014
Value of your account
at year end 2013
1000
Net deposits and
$8.0
reo
withdrawals
187,949.09
•
Your MeV:Milt return:
6
Dividend and
interest income
58.01
Chance in
market value
5000
Value of your Banton
May 2014
Jun 2014
on Jun 30, 2014
/8Z957.10
SDNY GM 00025668
PA•mbor SIPC
CONFIDENTIAL
Pap 13 of 03
EFTA_00136288
EFTA01277521
SUBS
Business Services Account
lune 2014
Your account balance sheet
Summary of your assets
value on
June 30 (1)
Percentage of
your account
A
Cash and money balances
87,957.10
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
a 00%
F
Corrmodities
0.00
000%
G
Other
0.00
0.00%
Total assets
Value of your account
387,957.10
$87,957.10
100.00%
Account name:
u
Friendly account name: Ft I'A , I t r
Account number.
Your current asset allocation
A
Eye on the markets
Your K nand) Advisor-
• Cash and money balances may include
available cash balances, UBS Bank USA deposit
account balances, UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Imponant
information about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
lune 2014
Year to date
S&P 500
2.07%
7.14%
Russell 3000
2.51%
6.94%
MSC I - Europe, Australia & Far East
0.99%
5.14%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on June 30, 2014
3-month Treasury bills: 0.04%
One-month LIBOR: 0.16%
0.05%
3.93%
CONFIDENTIAL
y_Gm_0002Bus 14 of 18
EFTA_00136289
EFTA01277522
SUBS
Business Services Account
Lt 1
Account name:
EWVIAX, LLC
friendly account nante:ELUMAX LLC
Account number.
Change in the value of your account
Cash activity summary
tune 20i4 (Sr
Year to date (S)
Opening account value
$87,953.50
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withci-awals and fees,
including investments transferred
cut
0.00
-25.00
Dividend and interest income
3.60
8.01
Closing account value
$87,957.10
$87,957.10
Dividend and interest income earned
TO( purposes of tris statement tacabity of interest and ardeno Income has been ottennined firma u5
to ireatirid PeisPeclitt. Based upon the residence of the accounl nokleL account txx. or product type,
some interest ardor dvidend payments may not be subject to United Slam (US) area Psert0 RKO (PR)
income tines The Gent month/ statement it not intended to S used and carom be akad upon fcc lac
purposes Clients should refer to the appika:te tax reporting forms They receive from LAS annualy, such as
the forms 1099 and the Parris 480, for last reporting information it is the practice of UBS to file the
applicatle tai tenoning forms with the US interns sevens* Service and PR Treasury Department arm in
such forms af (Malay dainty dindendS arrpa intereSt as Ia. even at or tacit* interne meat consult your
inductor,' tax preparer.
June 2014 (1)
Year to date (S)
Taxable interest
3.60
8.01
Total current year
$3.60
$8.01
Total dividend & interest
$3.60
$8.01
Your Pi modal Advisor:
See Account activity the month for dela Is Mantes in your Sweep Options ate inducedin the opening and
closing mantes vies. FDIC Insurance cc calm only to deposits at UBS Bank USA, not to deposits at LOS AG,
Stamford Branch or bank deposits placed !brooch the UBSIntemaiond Deposit Account program. SIPC
protection applies to money market sweep find holdings but rot bare &posits. Srelmaortant irdortnation
'bow your statement on the tat two pars cf thiS document for detals
Awe 2014 (1)
Year to date (I)
Opening balances
$87,953.50
$0.00
Additions
Deposits and other funds credited
0.00
87,97409
Dividend and interest income
3.60
8.01
Total additions
Subtractions
Checks and bill payments
$3.60
$87,982.10
0.00
-25.O0
Total subtractions
$0.00
-$25.00
Net cash flow
$3.60
$87,957.10
Closing balances
$87,957.10
587,957.10
UBS Bank USA Business Account APY
Interest period May 7 - Jun 5
Opening UBS Bank USA Business balance May 7
127,953.50
Closing UBS Bank USA Business balance tun 5
$87,957.10
Number of days in merest period
30
Average daily balance
187,953.50
interest earned
83.60
Annual percentage yield earned
0.05%
SDNY GM 00025670
CONFIDENTIAL
Page 15 of 18
EFTA 00136290
EFTA01277523
SUBS
Business Services Account
lure 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Francial Advisor or Branch Manager You can find a ful description of the altemaove
investment objectives in important in6arma ton about your statement at the end of this
document
Account name:
Friendly account name:
Account number:
Your return objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
investment eligibility con9deration - None selected
Your account instructions
• Your account cost base defaultclosing method is AF0, First In, First Out
Your Ilnencial Advisor:
CONFIDENTIAL
iy_cm_000Stei 16 of 18
EFTA 00136291
EFTA01277524
UBS
Business Services Account
Jur :• 2C:
Your assets
Account name:
EWVIAX, LLC
friendly account name: EWVAX LLC
Account number.
lances, income and current v8 ues sham may De apploarnait. AS a its kaa, Om and Imes ma/ not
te.xcuralety reflected See imponam oniormatton about your statement a the end of this dxurreM for
more infortnnion
Cash
Cash and money balances
Cash and money balances may include available cah balmces, UBS Bank USA cbtosit acount baances,
U85 AG Stamford Branch deposit accunt baances and money market mutual fund sweep balances.
U8S Bank USA deposit account balances are insured by the FDC van en auk able limits, but are not
protected Dy SIPC. MS AG Stanford Stanch deposit account Wombs se not insured by FDIC aid se not
potected by 9PC. Money rnariat sweep balances are protected by SEC but ate not insured by the FDIC.
See the important information about your statement at the endof this doctrrent for details about those
tdances.
sidcing
1,65 BANK USA BUS ACCT
87.953.50
Otenng balance
Closing Wale!
Pere per :hare
Average
on run I(1)
an Jun 30 (S)
on run 30(5)
rare
Dnidend Interest
period
Your El nandel Advisor:
Days n
period
[rip mount (S)
Your total assets
87,957.10
250.00000
Valle on list 30 (I)
Percentage
Con
Estimated
your account
basis (S)
annual intone (SI
Unrealized
gain or loss (I)
Cash
Total
$87,957.10
100.00%
$87,957.10
Cash and money balances
87,957.10
100.00%
87.957.10
Account activity this month
For more info/maim about the mice/value shown Ear restricted secumies, tee important information about
your statement at the ends( this cbconent
YOUf
Quantity
Dale
AcllMty
Description
expense code
Face 'due
May 30
Jun 6
Interest
PrIcsualue (1)
Cash
Cash and
amount (S)
money balance IS)
Cash and money balance
$87.953.50
UBS BANK USA BUSINESS ACCOUNT AS OF OB0514
3.60
87,957.10
Jen 30
Closing cash and mosey balance
107.957.10
SDNY GM 00025672
CONFIDENTIAL
Page 17 of Is
EFTA_00136292
EFTA01277525
UBS
Business Services Account
lune 2014
Account activity this month (COntnveth
0ate
Money balance activities
May 30
Jun 6
Jun 30
The UBS Bank USA Buss ness Accoum Is your primary sweep option
Account name:
ELLMAX,
Friendly account nainni:ELLMAX U.0
Account number:
Your 15 vandal Advisor
Amy
Descry:dial
Account (S)
Balance forward
$87,95330
Deposit
U85 BANK USA BUSINESS ACCOUNT AS OF 06(0914
3.60
Closing UPS Bank USA Business Account
$87,957.10
End of statement for account number
CONFIDENTIAL
ccik000Stat 18 of 18
EFTA_00136293
EFTA01277526
Important information about your statement
LEIS Financial Services ix. (the F im or UBS financial
Senekeg is a merrter of all principal stony, cars**
and optora exchanges. U3S Fe-axial Semites and U3S
Bank USA et rdrect subaltern of LES AG and
affiliates of LES Setritin UC. The Filers I nancial
statement is available upon feast. The FiTTIV eceoatire
offices we a:
LES Financial Senses
1200 Harbor Boulevard
Weehawken, to 07066
Ibis catmint represent the any off iciel record of you
LES Financial Senn, account. Other words, except
official tar docuraits. containing conffinne date should
rot be relied Lyon N you Mane there is an error or
emission, please report it ismer:tatty narking to the
Cinch Manager et the office nag you account.
Alkough al figures Sham We intended to be accurate.
statement data shuli not be used for tar purposes Rely
sink rays-end tax forms, Or., Form 10B9. 5496
10425, etc.)whinprepreineyour at return. The Fiona
required by law to won to te• IRS all taxabk &widen*,
report** rontaubk dvidends and tadole merest
eared on secteties held in you exark me proceeds
on safe transactors, and cost base
cenain covered
warns.
Communications win she Finn
. Please re-confirm arty oral cormircatoorts in wing
to further protect your orb incladrig your rad
ruder the Setrities Inastor Promotion Act (StAk
• If thefinancial nstitution cn the top left of Ibe bort
of this statemert is nor UBS Financial Sena, LES
Frontal Services carries you* accon a clearng
locker by anargerrant web the indcated intlitutiXt
We Clamed you et this relationship when you
opened this smart. h the case, your Ira and
mon:tat located a LES Rnancial Crucesand rot
tie eroctecng broker. ad you mat make natal
of try eta or &Tuition to both firms.
ANacorn, statementsshall be deemed complete ad
accurate d not objected to in wrong within 60 days.
• /lean died °storm complaints a iNUiin to tie
Fan' ;Client Relations Dna-Wont at 201,352.1699
tolkfree a 800-354-9103, 8:00 A.M. to 6:00 P.M.
ET Monday through Fridap a in yeti* to LES
Financial Senses lx., Clive Relations Dees-linen,
P.O. Btu 766 Union City, NJ 07087.
• ls case of ewer; Or Westin; about an electronic
funds transfer (FM bi ppuyrcenor CBS Vet debit
card transaction, call
62-1000, or wife to UBS
Fronoal Semen Inc„ 1000 Herbs Blvd, 6th floor.
Weehawken NI 07086. AHm RAINBSA Sentes
Cal a write as soon as you cart mu Mit, par
statement or receipt is men; or if you need more
info-mai to *out a twofer on the stale ern or
rocoOt. The Firm or Card Muer fas atirablO mutt
heat from you no later than 60 days aher te Fim
sent you the fen stamen, on whir the error or
problem *Pored.
- Prow:Seim,: name ad accost number Of any).
— Cesabe the ma or he transfer you re tare
about and explan as clerk as too cm why you
belt* t is an error a why you need more
information
— Proud. the dzear amosit d de suspected eta.
The Fins or Cad Issuer ma iviestieete your complaint
and will correct any error promptk.
Please make all checks pawbk to the Fern or he
financial institution indcated on fro front of this
Atmore had:Mimeo nen. accost fees. accounts
may be subject to mailenrce fees, chars for late
parent for sautes ',mitoses and charges kr unpaid
amounts in cash moons. Accounts that ate transferred
so other notations may be subject to a sunder fee.
UBS Swap Onions
UBS offers options for sesepng cash bane; biances
to bast deposits at UBS Bat USA end UBS AG Stanford
branch (Bank Sweep Floganw), moneynod* casual
krds (Money Fund) red the International Deposit
Accurst 00Alfor customers with an Intentional
Reroute Mmagemeni Accon. Though tie Bank
Sweep Prona cash balances re mem to UIS Berk
USA up to an atabrehed knit ad then to LES AG
Stanford Brands or a Money Fund. Deposits at UBS
Bak USA are FDIC rend in accordace with FDIC
oaks. For nxre nlamation please wit wwwicliogov.
Deposes at UBS AG Stanford Burch ad tens of
Money Funds are rot hand by the FCC.
Thmu the OA, anailible to ara balances are swept to
depose accounts at UBS AG New Yak Branch and CBS
AG Cann Brach Thew deposits are not insured by
the FCC. Balance, Fold at the LES AG Carat Bra-oh
are tempera* exposed to the sovereign nit of the
Canon elands, and ten is no 'want.e Cr other
obligation of UBS AG to repay the Saxes while on the
UBSCaymans Brach's books.
Deposis at U35 Bat LEA and each CBS AG Conch are
not protected by SIPC. Money Fund shares av protected
by SIPC. See *U3S Fiuncial Services Accost Protection'
bobw
Upon you retest, balances in Me Bank Sant
Program or OA ma be nits"
and shares of a
Money Fund my be liquidated, end the proceeds
returned so you amour tonne accant.
Fr.r4-er intonation about available wreip options,
nclaing (sawn, attest rates and yet& a sank at
wen Lbscomrsseeprekt from your F nano ial Anwar
or by calling 806762.1000
UBS Financial Services axon protection
The
is a member of the Sea/4*S investor Protection
Corporaticn (SIPC), which protect securities account, of
as members up 10 S500,0:0 Caen* 52663,000 for
dams kr cash) The Sift asset protection knits *DV to
all account tot you hold n a pa-Coals capacity.
The Finn, together with certain affair's, ha also
purchased applwental protection. The meanie
mount payable to al eligible Wert, antsy trcke
this protection is S500 million me of December 10, 2013.
Clota to the pokycondit
ard limitation, cads a
the Firm is further protecte ot Leo to $1.9 million n the
aggregate for all your accounts held n eyeliner
capacity A hi copy of tie poky wiring is addible
LOPOn
The SIPC protection and the supplemenUI protection
both do not apply to.
▪ Ceruin frontal Mons controlled by (and rebid
your account value) but held away from US$Fin-6H
Services (e.g.. certain* cash at UBS Bat (it cad, at
LES AG Stank:idbranch (1) innate want.
including warble enmities, and OH shares of mutual
finds whore such hares are reentered diedly n lot
neer. of the account Foliar on Me boas rd records
of Be applicale issuer or transfer agent);
• Certain nwslmert contracts or nestment Merest
(tg., limited partneskin and wine placements) the
are rot registered tarter tie Securities Act of 1933;
ad
• Commodities contacts (e.g Weir exchange and
wet kus metal content. exclude* futures contacts
rd toffnedit7 °dim contract.
the 51K protect:is and to supplemental protean do
not apply so these assets mend theyotherwise appear
on you. staernebb Time SEC protection and the
1,47knoental protection do not protect again changes
in the maker vale of you investments (whether a a
result of market movement. iSSuOr baisruptcy
otherwise)
More information is avalable 'ton reopest You may
obtan sae neon/lion abou SIPC. riciadng the 51K
Cahn, by contacting SIPC a 202-371-8300 or by
%tang the SIK **bait. ar Wintaltek0E
Dividend ReiWetblbecill Program (Dpi)
Theme reflected is an swage price You may obtan
the actual price Irantoy Financial AdvPor. Only Wok
tire are purchased under DPW; partial shares will be
soli and tot rah wit be &potted in your account The
6videni rerniestnent price applied by tie issuer may
•
from the market pia at which Mepartied shires
n sold
Cahnlieu
Chap whole units nay be hOzhn yin anvil. If you lie
entad to a palul use a a mull of a dviderd Paement
• oterwise, the Firm reel ether sell panel Len at
rivulet peke a accept an 'flaunt detamined by a
registered den aancy, and credit you accost.
Investment objectives
the rim-semen *lawn and risk profile we speak to
each account and my wry between. Phase /Mee the
Fern prompek in writrg of any saner* change in your
Mated stunner rivetnre objectives. FCC each
CONFIDENTIAL
account held, you choose one of Ihe following
Sinn objectirer
• Endue Currentnome. h.esb.e its seekng the
generation et income albs
• Aden* Cepref eprocia;ob Insestrnenes seeking
growth of prncpal rather that the arisen:not
mom?.
• Produce Combinatbn of lame and Capital
Appreciative,: vestments sang both the generation
of name and gambol witkal.
Dwell risk precise
• Conservarke Seeks to maintain initial pit pat wth
low rut and volatility to the accost owral, no if
that men the accan does not generate significant
income or returns and may rot keep pace with
inflation.
• Moderate: Willi* to accept some risk to principal std
tolerate some votatety to 'seek hirer returns.
• Aggressire: Wiling to accept high Mk to winopal and
her selatility to seek high returns over time.
Statement Imuseholdne
We may consolidate at related account statements with
the sane address n the same envelope. Accounts may
be related la this purpose bet ate they haw owners
who also maintain pot non relation-bps witi other
clients at the sane address. This practice's known as
• householing • II you prefer to retake individual
siatencas mated in separate envelaes — yOU may
dative houwholding by saline you F flannel Advisor.
Friendly accourt name
the Frendk accost name reflects animation that you
emend on the Firm's ono sauces webute. II is a
customizable ',licenses? dune by you to mkt you
with sour recordkeepi*. It has no legal effect on your
account. You can chingeyos hiendk account names,
though Orin Services or by contactrgyourFaancial
Anse,.
ACCO‘olt overview
• vats of moraccounthoroble, Net of assets rd
• Asset Inclaks amiable cash balances, vases for
restricted seney ism), and Global Time Deposits,
urrealted nets to market, and certain assets not held
by the Fim. Does not include unwired StItntifill assets
al the end ot the prior and curent statement periods, or
protest iwestriwits, unwedstock °prom wed
nekton stock options
• Eianities Include, debt bilircos, Qattara* moron
loans. credit lree, text avant balances.
• Cash/money Weems. Total of unimested amiable
cash balances. plus
UBS.
Bak LISA deposit Waxes. UBS
AG Stanford Brands deposii balances and money market
mutual fund sweep Sates, at the cbse of he
daemon period. Norocormlocky kee credit balances in
your heart lie rot segregatedfrom other balances
and the Fern may use any of these funds in the erdinay
course of thanes. these funds are payabk icon
your darned. This total is included in the anent period
close* value.
SDNY_GM_000254374
EFTA_00136294
EFTA01277527
Important information about your statement (Continued)
landing adorn etion
for detated information cri the Finis ending pates
and tastes, ter to your Clem Relatorehip
Agee-nem or Accost Agreement and the General
Terns at Conditions UBS Statemere of Credit Practice
available in Agreements endorse/muses at
mew atu ronarramettas.
vas assets
Your estement Bemires securities end other asses held
tithe accord at the end ot the stater* mit. You
may ask for deivery d futi paid senates at rytime.
You may receiw securities used as loan collateral after
prying any beta due on them. k -y securities
traterred to t. Sim cksi-g the dated period are
limed at market true as of the end of the tempi
period.
• Cast bet h detemning the cost basis of the
setts included in this statement, where indicated
wash the nuttier -1,• UPS Fivercial Services has relied
cninforration cbtained from sources other than IRS
Handal Senices. including id °mut hat anothe-
Sim a Out Fatly have povided to you f inertial
Advisor. The Finn does not indspendenely verify a
carat. the lac racy or vatclity dry id °munition
provided by sates other than 1.85Fitendal Senates.
h Matt although 1€S FintiCel Services general&
spctrites this Harnett as it is received, the firm
ekes not provide any asatances that the idamatien
trar "Cost basis" and 'Lhreakzed gar/loss' is
accurate as of the date of this statement. As suck
please do not bay on the Hamden to make
pachwe a ale deists, fame prates a
otherwise. Accounts transferred to to Fim may
reflect gent loss rdamatian only for the period of
time theywe held a te F rm More historical
rhombi in to be allied by yost Fetid Advisor.
• Urreeted gains/losses Wien data is ;math.
estimated arearized gine Imes we tatted fa
inevital seamy lots. TT* transaction data for
nolIviisi lots mayor may not reflect ammissue,
charges ander smarty reorganised isn ewes
Dividend and tar sentiment lots rd systematic
purchase kits are eachat:tined to display ore
averagedIan* • Trade date • solemn presents the
aigrul vainest:on wade date.
• Callable securities Bach and referred stock that
the ewer cats for eery redemption will be selected
mpasal& by lot Iran arrorg all seo.reies of that
ester held hour name or in nominee net la as
clients. Call balm itinett k cbtaned from third
parties and es accuracy snot guaranteed. Other call
bates menet which cat affect yield compete
hlortnatir MOW provided upon request
• Certificates of deposit (men CDs are FDIC in
to S29),000 n pritinal and accrued interest per
depositor and per deposityinditutt h acccrdance
cosh RAC rules.
• Prim/value ernes divined for securities and tier
products may be higher or lower the, the price that
you would entity resew n the mackn Prices re
obtained from vaious third party sources vat. use
helve to be retitle. but we do not guivalee their
accuracy.
— We get-Myra the closhg price when mate a
the mean of the bid rd ask prices fa lined
settles and cplors a on& bbl prices fa OTC
seoties.
- Less acent& waded securities may be priced ushg
valuation model or the most recent tyke we
tared and may not reflect an actual ma-ket price
or wee
- Certain positions may appear withcos a price and
will rho* at 'price was rot aveilable if we re
untie to obtain a pnce for a warty
- Deposits or settrain denominated in currencies
ocher tan U.S. dollars are (elected at the ea:hinge
rate as of the statement date.
- Fcr certain seamed twang in nonconformng
derminataa pice as( qualityOwe value) may
have been adated to facilitate pnwe vault
To obtain current quotaticns, when mate, contact
yes Financial Ater.
• Private Mestmentr end dructured producb.
hivate nwstrree mantes (rxides? drect
patxipation ;copra and real estate investment trust
sestets) at tared prodxts are general& highly
Ahaii. Conan censored groins hove not been
registered with the Securities and Excha-
Com-nosion a under any state securties laws. We
proide estimated rates for pease investment
secures and structured products foe Mormationul
purposes only tansy knot guaranteed.
- These values may differ %Meaner* from prices. a
any, at vhd-rapnirae ieresanent security a
structured rcdxt may be Doty w or sold and do
rot necessarily represent the Ma you may receive
Wee tuition.
- Thad pat, estimates of vats av as of a testein
date ad are saplid to UBS Fna-cid Services on a
repute bass by in independent ration ft.
- Issue general panne or sponsor estimated yeas,
try, are wpOied to therein by the Mawr,
geneal pate or watt and may be tabulated
based on Meet information ham tat used by
It'd pares to tree their estimated values.
- You can Mean addiecrul Harnett teeming
the methodology used to determine the estivate of
value ad the date of the iskamalkntha is the
basis for de en irate by costal-9 your financial
Advisor.
- Th int party estnued votes my be reflected as
•Not Freed' it ewe l sit *km. wee n
Ydependent satiation fern has not espiedor is
unable to assign a vatic when we became avare
that a material **mita cased fist may call a
tram& reported vats it question. or when a
value would be highlyspectate due to the nave
of the sectrity
- When neither an suer, general panne or sponsor
*stinted value nce a litany estimated ails if
pecnided. V. value of the warty will be tett
been itspurchaseprice.
- •Dslrbe cm to date may meta return of
&Deal. income cc both
- 'Crignal int see • represents the coital otlerng
price per unit and may not (elect your cost basis
• Restricted securities Restreed tense in tgeveralY
are rot twenty emble for publk sale. UBSSina-cul
Services wes to mate price of the unrestricted slosh
of the sane issuer as an imputed value fade
restricted stock for purposes of this 'Women 0.4, To
the event that remitted seariries are 'Rabe la ale,
the sofa retired may be sanuntial& less than the
jawed value drown
• Est. (estirneled) interne current yield' end rates.
An estivate of anal income is based at current
directed rd interest rates, assuming tie searities will
be held for me year from statement date or until
nutteity. This mitt bony a gAfelne, accuracy
rd continued name are not gueranteed
- Estimated anal titan al current yold la
certain tapes of setts could include a retun of
pinealor capital gets in which case the est
income (IS cunerd yeti would be overstated.
- Estimated ansal tune rd assent yield and the
actual hut and yield miEnt be laver a higher
than the etimated amounts.
- An estmate of muted ncome (divdend anchor
interest) dryad by the current market
vatetaverage balance is based on the last dividend
or Merest payment made by the issuer and
manes the setities/deposts will be held for ore
year from the statement date or unhl matey.
Accuracy and continued yield se not wormiteed
• Agnes not held by U3S Financial Service& Certain
assets at rot held by the fin, and not thin the
Fen's possesscn or ccntol. These assets are
cloplayed on year statement for international
purposes only. Position, and values presented fir
rated by the issurg inn UBS Frontlet Services is
not shamble for to aceination and does not
guaantee es accuracy. these assets are rot prattled
by SIC or the Fits supplementSIC coverage.
• Revenue sharing and additional compensation.
- In addition to commissions on sales and 13:01 fees
received n torrecuon Mei the distnbution of
mutual had to trams see antra our alMae
receive ilvonua Sharing Demme from tribunes
Coda advises of the mAol funds that we sell.
These anoints are based on two dared
COMP:Inentf-
to amantol sale, by UBS of a
artist mutual fund family to our clime: and CO
the asset valued a artior La- mutual fund family's
stares held at the Inn
- We and as afMate also resew. newt:eking and
embus processing lees in corederation for
transfer agent scouted thou see provide to the
fraud fir& These tees peoesaki are pad from
haste awes in the mutual kind and are a feed
delay mount based an tie number of accounts at
the brokerdeake hotting mat lads of that fund
CONFIDENTIAL
- h stun to caerrnescni received n connector
rah the sale or defibetion d a-ruey contracts
and rant investment net mils to our <lents, we
ante our affiliate nut retina sharing
corrpensatt from many of the instance
corrpan es unborn-BIN the arruity contracts,
affiates of to Mace treats or sponse, of
tetra internee mats we distribute.
- Qs. Atm she receive trading commie:re and
other compersmen from meal kit, and
,,}once Companies whose products we datrbute.
- We receive as afial he from UBS Bet OA and
itS AG Stanford Bland, of up to szs per wait
sweeping to the tuna under the UBS Bak Sweep
Fragrant.
Activity
hbrmatnniegudnetannesstrts and other thugn
van
it with the oecutcrt of wades,
ncludng option transactions ha berrincludad at
catmthons petty furthed no you, at
wit be
provided to you wavily atrecpest.
Sheet gelling
f Kum engagedin that selling a security, you may
haw a charge die to certain bcrrowbg costs for that
particular security.
Open rattle
Reading Wen or •goxitificancelled* ceders that
were not mattedbythe statement date, open buy ad
sea stop orders are redxed by the mount of diedends
rights on an exdividerds a mots date unless
inctructed otherwise by ya.i. You are nepenthe for
ceders that we meted due coyote failure to taxis
eating open orders.
Priem"
To obtain a copy cr ax currant Client hivacy Notice,
pliase contact your Financial Actasor or visit our website
at atitmillftotikapmeka,
UBS Financiel Services a rota berk The WA, Busnew
Smith Account BSA and IRMA ere brokerage secants
which provide access so barkingservices a-idproducts
tough arrangements wth Mated bat at other
thrdbaly banks, rod provides access to nsura-ce and
antsy prates email by unaffiliated thridamy
instance umpres through Yeura-cia agency
subsidiaries of UBS Financial Services Inc.
Incest eel, nsura-ce. at rutty products:
Not IOC inured • No bank guwantee• May bee vale
RYA. Resource Management Acta, Business Senices
Account 854, IRMA and international Resource
Management Acorn are registered service marks of
UBS Francis! Services lit
Via *rate is a registered seas* mark of Visa
Intonational CBS Via Signatem cede cards at LES
yea debit cards are baud by UBS Birk USA with
attach from Vim U.S A Incorporated.
UBS Financial Semites Inc
P.4.v. 2O14O2
SDNY_GM_OOO25675
EFTA 001;6295
EFTA01277528
SUBS
Ut35 Financial Services inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
Account name: ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call your Elnan,:la: Advisor or the
Resourcetine at 800-762-1000.
account
Visit our websIte:
vavw.ubstorNfinancialservices
Value of your account
Business Services Account
July 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
on June 30 (1)
on July 31 (1)
Your assets
87,957 10
87,960.94
Your liabilities
0.00
0.00
Value of your account
$87,957.10
Tracking the value of your account
1 Thousands
$87,960.94
880
88.0
tun 2014
Member SIPC
hl 2014
Sources of your account growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your rneStrnent return.
Dividend and
interest income
Change in
market value
Value of your arcane
on Jul 31, 2014
SDNY GM 00025676
CONFIDENTIAL
187,929.09
811.85
50 00
S87.9W.94
Page 13 of 18
EFTA_00 136296
EFTA01277529
SUBS
Business Services Account
July 2014
Your account balance sheet
Summary of your assets
Value on
July 31 ($)
Percentage of
your account
A
Cash and rrooney balances
87,960.94
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$87,960.94
$87,960.94
100.00%
Account name:
Friendly account name:
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your R Bendel Advisor-
• Cash and money balances may include
available cash balances. LISS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2014
3-month Treasury bills: 0.03%
One-month LIBOR: 0.16%
Percentage change
July 2014
Year to date
-1.38%
5.66%
-1.97%
4.83%
-1.96%
3.08%
-0.25%
3.66%
CONFIDENTIAL
iv_ontoorefftrt9 14 of 18
EFTA_00136297
EFTA01277530
*CBS
Business Services Account
LA, :J..;
Change in the value of your account
July 2014 (3)
Year to date IS)
Opening account value
$87,957.10
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withdrawals and fees,
including investments transferred
out
0.00
-25.00
Dividend and interest income
3.84
11.85
Closing account value
$87,960.94
$87,960.94
Account name:
EWVIAX, LIZ
Friendly account narTie:EWAAX LLC
Account number.
Dividend and interest income earned
For purpoStS or tNs statement, tterablity of inkiest and dwidend income hal. been determined fern a US
tar NPalting PenDedite. Baud upon the residence of the account header. account type. or product type,
sorry interest antral dvidend payments may not be subject to United Stan (US) ardor Porno Rico (PR)
Income tails. The tient monthy statement is not intended lo be used and cannot be retied upon for tar
purposes clients should refer to the andrEtie tat reporting forma they receive from UBS annually, such as
the fours 1099 and the Forms 480, for lac reporting information his the practice of UBS to file the
applgatle la reporting forms wan the US Weald ReWnue SeMCe ZAd PR TreaSuN De08r0Tent and in
sigh forms accuratety clasIfy eine:lends order interest as tar exerept or tenable income. neate consult your
indedual tax preparer.
July 20I (3)
Year to date (I)
Taxable interest
3.84
11.85
Total current year
$3.84
$11.85
Total dividend & interest
$3.84
$11.85
Cash activity summary
Your Financial Advisor:
See account activity the month tot dela Is Stances In your Sweep Options are ind uded In the opening and
closing bdances tau. FDIC insurance /polies oNy to deposits at u85 Bank USA, not to &poos at u8S AG,
starrlo,d Branch or bank deposits placedthrough the URSInternahond Depose Account program. SreC
Prete( lion applies to money market sweep fund holdings but net bank deposits Srelmportant innxtnation
about your statement on the tat Mo Pars d this document for detdis
July 2014 IS)
Year to date (S)
Opening balances
$87,957.10
$0.00
Additions
Deposits and other funds credited
0.00
87,974 09
Dividend aid interest income
3.84
11.85
Total additions
$3.84
S87,985.94
Subtractions
Checks and bill payments
0.00
-25.00
Total subtractions
S0.00
-125.00
Net cash flow
Closing balances
$3.84
$87,960.94
$87,960.94
$87,960.94
UBS Bank USA Business Account APY
Interest period fun 6 - Jul 7
Opening UBS Bank USA Business balance Jun 6
$87,957.10
Closing UBS Bank USA Business balance Jul 7
$87,960.94
Number of days in nterest period
32
Average daily balance
$87,957.10
Interest earned
$3.84
Annual percentage yield earned
0 05%
SDNY GM 00025678
CONFIDENTIAL
Page 15 of 18
EFTA_00136298
EFTA01277531
SUBS
Business Services Account
it,
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fr ancial Advisor or Branch Manager. You can find a ful description of the altematwe
investment objectives in Important information about ror statement at the end of this
document
Account name:
Your iq modal Advisor:
Friendly account name:
r
Account number
212-82 t .7000/800-308-3140
Your return objective:
Current income ft capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibrhry consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO. First in, First Out
CONFIDENTIAL
CGM_0002ttfil 16 of 18
EFTA_00 136299
EFTA01277532
*UBS
Business Services Account
14 2014
Your assets
Account name:
ELLMAX, LLC
Friendly account name: ElLMAX U.0
Account number.
Sane ones, , come and current values shown may be EpplOxInVale. AS a kite. gdlns aldl055t5 Mar not
be accutalely reflected. See rmporuntudosenabon Stour your statement a the end ol this etc.:nem for
mom intornalon
Cash
Cash and money balances
Cash and money balances may include avalaale cash balances, UBS Bant USA &Boat account balances,
UBS AG Stanford Branch Caput account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the WC vAlhn applicable limits, but are not
potected by SIPG UBS AG Stanford Brant Adeposit account balances are not insured by FDIC and re not
protected by SIPC Money market sweep balances are protected by PPC but are not insured by the FDIC.
See the Important information about }our :fafement a the end of this ebcurseril for del air; about Pose
blames.
Hddng
87.957 IO
87,960.94
250.00000
Openng tdance
Cloung brlaxe
on Jul 1 ft)
on Jul 31 (I)
Price per share
Average
on rut 31 (1)
rate
Drildencl Interest
period
Your Pi nandal Advisor:
SCOTT STACK IvIANLYLE CASRIEL
Drys in
period
C4 around (S)
Your total assets
value on id 31 (S)
7eIcenta9? U
Cost
atrinaled
your account
bass (S)
annual income (f)
Urre8iZed
gain or 1055 (5)
Cash
Total
$87,960.94
100.00%
$87,960.94
Cash and money balances
87,960.94
100.00%
87.960.94
Account activity this month
For mane information about the Plitt/valve shown for restricted securities, see Important inform',
about
your statement a the end of this dactrnent
Your
Quantity!
Die
Actiuty
Descrrphon
espense code
Face value
Jun 30
Jul 8
Interest
UBS BANK USA 8u9NESS ACCOUNT AS OF 07107/14
3.84
87,960 94
PriceiValue
Cash
amount CS)
Cash and
money balance (5)
Cash and money balance
$87.957.10
Jul 31
dosing cash and money balance
$87.960.94
SDNY GM 00025680
CONFIDENTIAL
Peg* 17 of 18
EFTA_OO1363OO
EFTA01277533
SUBS
Business Services Account
I
1"I'4
i•
Account activity this month (contrived)
0ate
Money balance activities
Jun 30
Jul 8
Jul 31
The UBS Ban, USA susp nes, Account is your pnmary sweep °pm
Account name:
ELLNIA", LLC
Friendly account name:ELLMAX LLC
Account number:
Your II nand.' Advisor,
Actmty
Descrptcn
Amount (S)
Balance forward
$87,957.10
Deposit
UBS BANE USA BUSINESS ACCOUNT AS OF 07107/14
184
Closing UBS Bank USA Business Account
$87,960.94
End of statement for account number
CONFIDENTIAL
ccm_000Stin 18 of IS
EFTA_00136301
EFTA01277534
Important information about your statement
UBS Fhantial Sanas Inc Metres *OAS Fantail Serdeg.
Is aranger of al pacipalsearity. Cairnaddy aid cows
wchismes UBSF haled Modes and MBank USA are
idiot frubtalirid of taBS AG and Milian of CBS Medan
LLC TheF nos Mama Prat
if avrable opal repair
the Fm's executed of Ices am a
CBS Foaled Sever tic
1200 Hata Batter
Yetmemot en N107086
1h6Validlent represeas The colyofIcial reard of yaw LIPS
Fmanaal SiniCeS aCCOUnt Other reCOrdS.eXacot Otter taK
dowered. conuhng andOng dau should not be ;deed
upon (you breve thee an enter On61Veh. plea.
nepOn n arnattely n wring to thel3rach Maapir of the
off a servogyour amount
Armagh al f9ses hum ;attended so be Mane.
raiment die anovil rot be used for tat puposes der
solely on emend to and
. Far 1099. 5498, 10425.
OK) thee prepring par la< velum ter de is reeding by
Ian to mon to the 85 al tam le dialogs. repontle non-
Mitt cadends ad mite stems tamed en SerlinteS
heU n your recur& net proceeds on sale tranUcton, and
cost bats on ratan oared Sedates
Camtwaricellona with Um Firm
• please reartern ry oral Ceennakatord
*Meg tO
further proud your nietl, nebding yoke rghtS under the
*odes meta Protect= Act CSPA)
•
rf the frenclal instrunon on the top kn.:001e feel of the
labernml it not ICS FinnedSenna. U8S Feerial
Statescaries you acccut as dery brace by
avamentre nit the odicated nation We intoned
you ol this m1'8011119 when you owed alba:car in
this coq, per feeds and what se looted x WS
Ronal Se des and not the droduseg baker ale you
oust mat a report of ay Ma or °malt to bete In
All a000unt StaWreree Shall be deemed COMplee and
acar ate d nth oblate:Ito n noting weber 60 clays
• Pleasedirect customer corrplains
Sures to the (nit:
urn Relalkons Onartmoth x 201'3521699ot tette'
a SOO-344103. 8 00AM to 6 03 pen ET Monday
thrOur fey. a in rang tO UBSOinanbal Serval. roc.
Clam Rearms Departrrent PO Box 766 clam City NI
07(07
• ti cat of errors a CraegOns about an ekthonc tines
trait' (in. bid Pante alas Vet dark cad
transaction; Call 800-762.1000 a nee to Le3SFekancal
SienCeS tic. IMO tabor BUY. 60 gar. Wet-hear
N)
07086. Ann INWPSA see sees
Cal 'somas soon as
tat d ?authors your
stawnent or reaps 6 tong added need note
mamma about airman a the stanntet or react
The Fern a Card brew fa cop table) mutt her tan you
no We that 60 GPIS *Of tht f nr Sent you the tra
*anon on With tie one or pardon antra
- Froth. war nine ad athetot wawa and
- Derde the PTO. Or the existence., at armee abaft
auhrtan as dirk art
On why yOU bathe 4 is al
era or ray you neto me nlanuan
- Froride the dater amount re the stnpeaed
The kin or Cad bsuer wits estigate year Orate ad
will meat any era prowpfly.
Plea* make al Meeks payANO to the Furor the tinted
oulunco Sated co the front of this dawned h addf tern
to repair ax ant fees. rang
may be 'Ord to
masa:nano Ma charges for me payment far sauna:
purchaws and charges for aped rents h cam a:COlntS
AoruntS ma ale traiderred to Othir. eSteutOnS may be
Wapa to a banter fee
INS Sweep Optird
OBS offers oaken for sweeping cat batteRi bra ces:0
ban deposals a uBS Bak USA Ind UtS AG SurrtOrd &SIM
Sark Strom hosrans). monernarket mutual handseled?
Funds/ arid the hthreatirod Devon Account COArfor
CuStanen wen an mantonal Amara Management
Aconite through Iht Bat Sweep Fr011arn. can banal.
are swept so 18$ Bat USAir:float estab1shed Won and
then to ISS AG Gerard Bran& a a Money Fund Depots
at LOS Bat USA are 'DK inured n accordance with (DC
rules For mat itconahon pease end wow kle gsv
Deposits a UBS AG thread Borth ad tam d hearer
Funds roof enured by the FDC.
Through the Onc wadable kr at, Wines at Swept to
depOPt aCCOVIS a UK AG Newyork BrrCh aid WS 44
Carman Borth thesecleposils die nth nand by Ur FOC
tarn
hal a the WS AG Cannel Bran re tesporaily
opined To the soaregn ria of theCara Wands, and
there is no guarantee's other tauten of 185 AG M rent
thebatmen ea le on the LOG (afore/ Brain's boas.
Deposit a UBS Bra USA and tad, OBS AG Branch reran
prtleCted by SIC Money Fund Shied maprancedby Sec
See '18S foaled Sevces Account Rotation" below
Van your ream,, bares ei the Bar Sweep Programs or
OA mar he valrahrt and Owes of raterOM
maybe
aperlyted and the proceeds resumed to ru or yin
seartet xranl
Furter trilennatr. rout &Male sang axons. nclAng
avert infra rats an pegs. n titre
a
mom stscorritheepyirgs ton your inane Mellor a by
caring 8067624000
UK Ramat Saabs eons wattage,
The Fire kat...after of the Secured irverce Protection
Covert:el (SPC2 ninth prows seemed roans of a
marten to so 1500.000 (nada; $250,000 for dams Mr
<all) The WC atm taxmen mat alto
all =am
Mr WO held n a pander carry
the Fero together wth arum aright ha also pushath1
uppionatai pro em:in the rreanuert =sant payable fo
all aigb* chant. colbctvelrunder this protection is SOX
mike as of Dicers:re IO, 2013
Sara tote poky arditioro and hotalcoe care at the
Fern 4 Cunha a mood fce up so SI 9 milko el the
Jiff- ogre for all your a:anisMgt h a prat,
capach
A full apyof thepoky. orerdng 6 /eatable upon talon
The St( prOlfclixt aid the supplemental prothan both do
not Spy to
• Cenaranaxial awes controlled tic One twined err
roar, abed but held wayfrom fAll$Finoozia Server
au. anal (ler
3118Si:tar*, (e)cath at 185 AG
Stamford bonds. (th) swat e;marl s naiad tenth?
rug eh and its thins of mutual lulls Were such
shams aa
need teary n the nate 01 the etast
holier on the boas and records of tie taloa> Ger a
Urger agent).
• (*run rettent contain or newenent name (e 9.
lamed paroveshms and vitae plaamenta that arena
legislate chew the Stoats Act of 1933. and
• Cornmated contra to 9, forst achant and
prakus meal armed nadn9 foxes commas an,
somfroddY *Phan contacts
The SLY protection and the applerrhart protedton do not
thsr to these assets even if they dent* arta colas
suienents The SEC proteaco and the storms
proteCton do not pined aganst dun?, n the instill
vab+ Of yeet dements fhather as raid of mare)
novrnint.
branaptCY or 711.WW6e)
Mae istomlaons sable wpm retest rod may otaan
race Oforreaten about SPC. Odudng the SEC Brochure
byrailway SeC at 202-37I 43300 et by vamp the SP(
wane afennwercoeta
Dividend al Maaagan Program OP P)
the per weaned gal tram price TW may °bean the
actualgeefrom your fintn2al Meta Only 'tole saves
are peered Willer CAP. partialshres ml te sold and the
cash we beds:maid in you awaits the dertend
revered pro yapped by the issuer miff defy from the
mato ;eke at rein the pride than r• sold
Can -lieu
OM% ago a urns nue be held in Inv axotot d you are
entitled to atonal one aa a readh of a dividend parsed or
othawbe. tee Firm wlt ether tel partial Ina at mate rice
a rept an rem °moored by registered &any
agency. andcede yew account
lavestatatablealves
The Mrgnient obraveS and Or prole are specic to earn
acchini and may vary between sore atm the lint
pampa, in hang of any ugnecant dame in your anther
Owlet or neralrere *loch*: For pad+ account hell
you choose one of theblame/9 medalled arches
• Padua Current arcane Irtrestments wain; the
roller ir of I-domeonly
• Adam* CentaAPP10400n twearrents Seeking Torah
of tramper rah. than In? ginelatOo of name
• ettace Conietwon of (Korea and Cana atamod00^
hantarts swing both die gotten of Mono rd
crowd" ce prooPal
On/eget prelims
• COME...ate Seeks to maintain Jena patina web law
risk and rod lily to the rant overt eon rf that means
the exam does not generate traced WON* Of
Mums old foal no keep pea "Oh int tree
• Minter,. %Wing to accept somerkn tO anlallal and
tolerate sore oda eh nn soak higher Mani
• aigrette, Wang to rept hgh r*tellreopal ad hgh
vanity le Sethi."' herb goer brae
Statanentaxagalekling"
We may COnSOIdate al retited eCCOVit Streeter% Mel the
set address n the sane eMelOpe ACootres may be related
fee:his anode rank they haw wench hho who maithin
pot mount regionsho nth other dents at the saran
address The prathce re known al 'houseeroidng • if you
as
to reale incheitual usenvou mated n sane
CONFIDENTIAL
ervekom — you nay *doe hrusehokleg by ding your
Frestha Adwor
Friondly mum runts
11.Frienth rated nane ref tots Ofarrulien that you
mart on the ars onthe maces waste It 6a
customizable therunw• chosen by you at au you veal
your racecterynem It ha no biga effect co per arum
Yea on theme yes Frealry account naves. through Online
Senate or becemacung SN Forel Ai:arbor.
Acclaim review
• fl it of soar moon
parts
Na of assets and
habitat/
• Are Inane naiad* cell barn
vAses la
obi rd warily
and Gkbatme Depth unrealized
marks to mater ad cent MOO net held by the Fm
Does not ncideunanced ametelassets a the end a the
prof andaorta mistreat work a tare kwesthenn
tiered sloth Wart and haat
W stock opium
• Orldes riclades d hot baited. outstandem reign
loan. creel Me. short account bares
• CrAnnury barscra Taal of utlivesied sorra* car
blames. okra LOS Bank USA deposit barren LOS AG
Stanford Brach depose balances and axon maker Puma
lam sweep branch a the *de of the greenlet pent
Non.comencd Ey he cede, baboon n you, *doom arena
serepred from other balaxes and tee brunt we any of
these hods n the ordihry course of chrism lhese
new
repayable tpon yrs demand Th6 total Incbded
the
arrant pe6'd doSha value
Lending information
Fa detaMI ?donna:on on Me F net awes) peacoat and
dichosa Mato youChem Res add Agrownen or
Argot armed: and the General Tows and Corditom
DRS Stamen of Cade axles fl ab* n Agedoents
end Drasures a a il=jagadagyartaagn1
Your eat
Year Statenteell nurture* sees and Other a/WSheld n
the *Curet at the me of tie statement awed You mar a*
for crony of Iveypaid rakes a any tine You may
recta secured used a ban colleted ter Pam9.1an
balance cue on them Any seaman ban/toed bthe
arng the stared period an heed at miter vaberf a
the end of the statement period
• Cost gat
n dettaghng Sheath tag of the 'tones
mated n dm statement tat
mdkred wth the
anger - t • 1,05 Firundal Servelethal need on
infant ion Maned from sources other den lald
Finthca traces. rdealng narration Iran rther. I ith
or that you may Are provided to your financial Arkrecr
The Firm does not almandenk utak Or guarantee the
entry a vaidly of am kclerrnacn provided by sources
°tartan Min -roar Stith
m adagio." aMonjh LISS Fiundal Sakes randy
updates th is dormaaco as c 6 word the fire does rot
rode any rotas
that the narmakon under 'Cost
bale ad %waled gainass' is a:actual
to dee
of this Uteri
as suet, please do not rely en this
Imamabn to make curdles' a sae edam la la
purposes a mere
ACCcealb tr/ISIeno1 to the fen
may rolled giribu Mormska oily for the period of
rime they re held a the Limn Morehiclormal nIfermaial
cati be added by yea FirUna8 Ades
• Unwantedsalmi/ban %law data is acaiable
.meet,? Jrnal:ed
re radiated ft,
SDNY_G M_0002 5682
EFTA_00 B6302
EFTA01277535
Important information about your statement (continued)
kafrAtballoonty rots The ta-dadion data la idircbal
km mayor may not ref let aninkdraltS, Chaves mar
security rthrEentraten weeds Waded istal other
rerkeirrenni lots and bong* pfd as lots a. eats
combined !odds*, onto:eased bi the • Trade dae
sown ptesents the oei)M banal an traledate
• Callable Nathan Bonds and rebate stock that the
issuer calk for ealyraterchonwil be telecast nail*
by lot tan amok) all scone of that hex Ieb n out
name a n pannename for as dents (al leave
'Soma en is °brined tom thrd pate; and ds 'carry
is rot giaalleed titer call teases may east each
could antra yell complete anima Bon WI be provided
upon reCutd
• Cravats, of deposit (CDs/ CDs ate WK muted opt
STIO.CCOnp.inopal ad Saud ',Mel pry dtpoutor
and per depapto-y inliMim. n acotidasa with IX
rules
• debunk* enCesdoptMd fa 140fites and Otte
Product, ma/ be higher or bluer Owl TO Orme that rou
wadi acually reoeve in the maw Prces are °Stoned
from various Tied patty sources Much webele/et, te
relabh but we do not garnet eel' aaaidtcy
- We wifely no dal doing tiro nlicn babbie or the
mean
On bid and ask aces fa lied SealfeleS and
optsin Or oink tid prces lor OTC stoats
- tea annoy tar sonde. my be aced taro a
again model or them, ream deice we °Waited
rnay nOl Mkt an adt10 mater pace or var.
-
enan positions mayor:peat withOrt a pm, and will
show
'prise was not mailable' if we am triable to
obtain a prce for a security
- Deposes a Searles denannaterd n owerces other
Man U S *Atm are red kited a the ehaturgovAe as of
the garrent date
- for oersan senates vadeN
deremeratins. Ate and quality lace nrabe)mar hae
been argrard to Novato trope-youth:In
To obtain aril[ dint.v.ten. 1.4100 aallage. coma° you*
Financial Pe/mot
• Meats Minotnetms and serbauraa products. Print.
tmestrome swum* CribtIng dims* painnation
prayan and realestate n*Strnemtnin Nantes/ and
gructurea prOduaS at getWaly hBhly mil ud (elan
suuctred prosbas tare not been roadored anti the
Wails and kwarbe Commain or utak( any state
stogies taws We monde estmaed valets for peinte
mourners seances and seniors Ararat, for
riving Knalpupotto only AdanCY t rot guar Wed
- theter Whin mayddhr stbstantalt from plCek Ray
a With acreage resestrnert stoutly a structured
polio matte bell[ a ski and do not noassaily
represent the wake you rmytectheuptei baiklaton
- lh rd patty evinses of wan are as of a anan dare
aid re imphird to ItS Inentiel Swiss on a recu
bath by an nOtpencaent satiation Inn
- issuer, central partner or spinsor estimated vans if
my. ate stapled to te Frm by the ow, general
pawner a sponsor and may bealai/aid bated
krent inormation from that usedby tend pates to
clothe thee eStimatid vans
- You <al obtain addattnal nformaten regaling the
treehodology used to determine the owns, of win
and the date of the hfogn.von that is the bass for the
thine by oredecthg sour Anoxia Adeisor
- Thkd parry estimated vibes may be reflected as 'Not
pnceitt n sewed SituaectS *hen an nleperikell
vallibtn tem haSnOt 9.ppled 04 d unale to assign a
vane Men we DOWN. away that a rniOnil nerd ha
occured that may oda corvinusly reponed vabe coo
CIVOSIOn. Ce when a inan need be hghly beCirt3tree
duo to the rutue of the softy
- Ashen native an Muer real pante( a sponsor
estmated value nor a th rdpalyeAmmed dam is
paneled the vibe or the varry wet tn.:Metal ton
nt ptchist pia
- 'Dattbaiorts to Ave' may bal./with of canal,
wane a both
- • Oftgell un sae' rerestnts the niblolltinng prce
per unit and may not reflect ism coo bath
. getaicted securities Regncted Secured* se:mealy if
not 0-moth/ elgible fa pdalc tale IRS I naxial Savors
use the mete prior of the trontrilm1 stock of the lane
*venal mooedNW for the residaed sloth tr
purpose of ms Saar ve NO* To the einem that
veStr 'led bog Nei are AO* for sale. Me valankteled
may be subiuntitey loss trim to impaled wave Mown
• In. Nansated) Salk Cavontyields and Mm An
tstiMate 01 annual ncome is based on current obviRed
aid inured rates zoning the tearitin will be held lot
one year from gaement date or ate initurity This
estimate is any a guogine. aCCuraCy aid OXitclued
name se not gaseeed
- fainted anus MOM and arrent yi1.1 /Of avian
lanes./ sethrites mule nark a rotten of riscloa or
C41114 gam vl Mild 014. the Mt Memo (a1001501
yeld) would be °widened
- Eitinited arinal 'time aid einem yell aid the
actua inane and geld mght be loweea hgher thm
the esithated anoints
- An 00/141e0i minced nom. (thadird ander
reOleS1)diattel bythecum:we male et watadatetatt
barren d based on the lag dimand or merest
payeem evade by i.e *suer and aeries the
sena indNotas ill be held fa one year from the
staterent &Nor yid murky Acosit and
unloved bed ae not Guaarreal
• Paget got held by USA financial denim Conan
MAI sent held byte Pril ad not withn the Inns
possession or anvol Thee arab re donkeys-4 on your
stmenstm for Mlonnananal popMes orgy Position rte
ratan preinned are prOiMod by the Mut*, firm US'S
'sancta Ninon i not rebonsbardor this akimaitin
and does net gwaitee is dicta" these assets are not
prostrated by SIC ate Finis appease-nal SIC
canape
• llownug skating and addkkandampensatlen.
- on additnu I o CerrimittoM On sae nd 12b.1 hen
wetted n connectors with the thstrtuton of tuba
funds to our dents we atria our attliae reOnee
(Male Mang pa/luau from darbutors aid or
»Manor the mon. &ads that We sell Thole
atoms are based an two denten comprotents
the amount of salebyuBS of a partcuLt mutual hand
laves to medeeds so Id the met irate of a
parades mutual Reid lanikit 'harm Isokl a the Ian
- We rid ay ant**,
Naar, retaserhg and
orrnbasprocesong leas in oreadetaton for binder
art' sakes that We pron.:Mt° tie ',wool funds
These fees seenerahr are pad tern ithenot awn in the
mutual Inc and are a tied dolly anoint basil on the
meat of amounts at he teotter-dear holtaN mutual
handset that tub laniV
- In akIl ion to damn:640S reCTed n Orneakon wan
die tabor darbuton of ainuty antra:* ad on
itiredi.n“ tnall unit 10 oar dells. We "do' our
atingle Nese mown Mang COmpenSabon kin
Mrryol To romance °roam,: indemnity do
alnico ormacts ataxiaoil the ingrance corny**
et SOMAS Of the urn IINISTMEnt INAS w? 061ltute
- Ott /dilates also realmtrading COMMISXM and other
forrpentation bon mutual hubs nd mine
Oarcaiits vrow report; we diwbuto
- Wendel...an alma fee from bEiSBank uSA an1 USS
Ar Stanford Branch of up no 125 per a:Count
weeping to the baits isKIn the 185 Bat Sweep
Program
*ably
Infothaten rodardng conentions rid other charges
Wroseted n annecton with the erecution ot trades ncki Ong
option Vabgdons has been ncbled
contra:tons
poesy
due to you. aid Ail be vionded to you
romp* On Nang
Seen selling
it you a engaged in short stehg asorny you may nos a
(have On to cenan known(' costs Ice that palatal
'softy
Open onion
Regaling Open or 'gooditilicancelled• orders that hire not
enayted by the Statham dale opt' buy ad Sell Step
ceders are Nand by the amount of dwdends or r9ttr
• eidbidndsor tingles date wins intruded other-wive
by you You are revortsblelor orders gnat are executed Ore
to your Innate to cancel ening open ceders
Tad witholditg on fairbutions from UK financial
Salvos IRAs
Foam tar taw reduces LASS lnaticla Services to withhold
Income to from your tauble MA deaths* em. tut youmay
*a oaf Where name tae witheiell or instead. you may
elect to hare la wthheld a brae 00,11*A anoint at
you choose YOS elicton ea warn ri effect until rooted
by you You mayrevoke your election r a-yiltio by msti9
anew Owen If you do nial haw (notch marine tar
warned Iran your niOnS. you maybe red:tomb* la
the payment of esitnxtd tar You may nos peones A the
anoints witty.] and your ettinard it. payments re nos
equal to vat to obliptir
h eady
To obtan a copy otos( amen One hurt' Amin pare
contact you F natal Admor a visit our moss. at
Awe vas congmaiworiv
UBSinaircel SOSAZOI trot a bat The WA. Fusion
Sauces Moat BSA and AMA re VOA! age leXteltS
MO grown access to bat rep sernas acs products
though agrormints with Ofilated been an other Mkt
partybasks aid Fwd.* aoam to intros rid routy
prodJCIS isutd by unall dated ihni tarty reran
cows
through Nana agency lubslat es of utS
Financial Swint ahc
kwegmmt. man. and amuly prodirts
teat IOC hawed • No bank ;entwine May lose van
ate RSOutOpeAnorent Account Business SeNces
Mont BSA. IFMA and estetnabonal Resource lAmagement
CONFIDENTIAL
Account an registered serve* mats of UBS Financial Services
Yea S5naturo is a Agitated service mark of visa
norm oral LEG Asa Sograbre creed cads and 185 IAN
darn cads me issued by US$ Bak USA with dermisvon from
v ea u S A worpoirattd
UK Financial Strides Ins
Rev 201407
SDNY_GM_00025683
EFTA_00136303
EFTA01277536
SUBS
UBS Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
August 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 1301
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call 1Cdr hriancia Advii0: Cr tle
Value of your account
Reston:eine at 800-762-1000.
on July 31 (1)
on August 29 (5)
Your assets
87,960.94
87,964.54
Visit our website:
Your liabilities
0.00
0.00
werw.Lbscomifinanciabecvices
Value of your account
$87,960.94
$87,964.54
Tracking the value of your account
S thousands
880
eao
Jul 20 a
Member SIPC
Aug 2014
Sou rots of your awe met growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your OWSIMen t return;
MO:lendand
interest income
Chance in
market value
Value of your ocean
on Aug 29. 2014
1000
SDNY GM 00025684
CONFIDENTIAL
187,949.09
$15.45
4000
3117.964.54
Pegs 13 of 18
EFTA_00136304
EFTA01277537
SUBS
Business Services Account
August 2014
Your account balance sheet
Summary of your assets
Value on
August 29111
Percentage of
your account
A
Cash and money balances
87,964.54
100.00%
B
Cash alternatives
0.00
0 00%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$87,964.54
$87,964.54
100.00%
Account name:
EU.MAx, 'AC
Friendly account name:
MAY
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your R nancid Advisor.
. Cash and money balances may include
available cash balances. UBS Bank LISA deposit
account balances, llBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on August 29, 2014
3-month Treasury bills: 0.02%
One-month LIBOR: 0.16%
CONFIDENTIAL
Percentage change
August 2014
year to date
4.00%
9.89%
4.20%
9.23%
-G 15%
2.93%
1.10%
4 81%
iy_Gm _mew
14 of tEt
EFTA_00136305
EFTA01277538
tills
Business Services Account
2014
Change in the value of your account
August 2014 (S
Year to date (E)
Opening account value
$87,960.94
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withdrawals and fees,
including investments transferred
cut
0.00
-25.00
Dividend and interest income
160
15.45
Closing account value
$87,964.54
$87,964.54
Account name:
EWVIAX, tic
friendly account name:ELLMAXISC
Account number.
Dividend and interest income earned
For popoStS of INS statement, tarablty of interest and 0Mdend income has been determined born a US
Is, noting perspective. Baud upon the residence of the accounl holder, account type. or product type,
some interest ardor dvidend payments may not bo subject to United States (US) ardor Pinto Pico (PR)
Income tares. The dent monthy statement is not intended lo be used and cannot be (teed upon for tar
purposes. Clients should refer to the accfratie lax atoning forms They recent from UBS annualy, such as
the forms 1099 and the Forms 480, foe lax reporting information his the practice of UBS to file the
aCpriCatte to reporting fomis vAth the US 'MOM ReWnue Senate and PR TreaSuty Depantrent. 8rid in
Such loamy accurately clasIfy cibidena ardor interest coup trorry or tenable 'mane neat C0nSull your
indgdual tax preparer.
August 2014 ($)
Year to date (S)
Taxable interest
3.60
15.45
Total current year
$3.60
$15.45
Total dividend & interest
$3.60
$15.45
Cash activity summary
Your Financial Advisor:
SCOTT STACK MANtinE CA5RiEL
See Account activity the month for deals. &dances in your Sweep0O0ns are aid uce0ln the openng and
closing balances vitae FDIC insurance nuts only to deposits at u85 Bank USA, not to deposits at u85 AG,
Stamford Branch or bank deposits pacedthrouch the UBSIntemaiond Deposit Account program. SIPC
protection applies to money market sweep find hddirras but mt bank deposits Soelmpixtant ioAxmation
about your stetemere on the last mo oars cf this document for cletals
August 2014 (1)
Year to date (1)
Opening balances
$87,960.94
$0.00
Additions
Deposits and other funds credited
0.00
87,974.09
Dividend and interest income
3.60
15.45
Total additions
$3.60
$87,989.54
Subtractions
Checks and bill payments
0.00
-25.00
Total subtracuons
$0.00
-$25.00
Net cash flow
$3.60
$87,964.54
Closing balances
$87,964.54
$87564.54
UBS Bank USA Business Account APY
Interest period Jul 8 - Aug 6
Opening UBS Bank USA Business balance Jul8
$87,960.94
Closing UBS Bank USA Business balance Aug 6
$87,964.54
Number of days in nterest period
30
Average daily balance
$87,960.94
Interest earned
$3.60
Annual percentage yield earned
0 05%
SDNY GM 00025688
CONFIDENTIAL
Page 15 of 18
EFTA_00136306
EFTA01277539
SUBS
Business Services Account
August 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the altemaove
investment objectives in Important information about your statement at the end of this
document
Account name:
r
r
Your lq nendd Advisor.
Friendly account name:
r
SCOTT STACK MANLYLE CASR1EL
Account number:
212.821.7000/800.308.3140
Your ',tent objective:
Current income &capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibihty consderation - None selected
Your account instructions
• Your account cost bass default closing method is FIFO. First in, First Out
CONFIDENTIAL
y_Gm_0002/yen 16 of 18
EFTA_00I 36307
EFTA01277540
UBS
Business Services Account
August 2C14
Your assets
Account name:
EWVIAX, PLC
Friendly account name: EILMAX U.0
Account number.
Some Ones, income and Current vaues ShOnn May be appoint:Pe. As a its uR. 9 as aidtestes may mil
be accurately reflected, Set tmporuntlnromeaon ebour your statement a the eng ot leis document for
nine Infornason,
Cash
Cash and money balances
Cash and money balances may include avalaie cash balances, UBS Bant USA deposit account balances,
UBS AG Standard Branch deposit account balances and money market mutual fund sweep balances
UBS Bank USA deposit account balanCeS are insured by the WC coheir agog< tble limits, but are not
protected by 9PC UBS AG Stanford Branch deposit account balances are not insured by FDIC ant re not
protected by SIFC Money market sweep balances are protected by SEC but are not insured by the FDIC.
See the Important information about your statement at the end of this document for details about those
I:dances.
Hddng
87,960 94
87.964.54
250.000.00
Coning bit".
Clovng belance
on Aug 1(f)
on Aug 29(1)
Price per share
Average
on Aug 29 (1)
rate
Dais/endInterest
period
Your Pi nandal Advisor:
Days in
period
Cepknown (1)
Your total assets
Cash
Cash and money Waal
Total
587,96434
100.00%
587,964.54
value on Aug 29 (5)
87.964.54
PerCentar2f of
your acounl
100.00%
Cost
ESbMated
on6(S)
annual moan, (Si
87.964.54
Unceiried
gin or loss (S)
Account activity this month
For more infonniion about the pikervalue shown for restricted s«unties, see Important information about
your statement at the end of thn document
Die
Adlmty
Your
Quantity/
Description
expense code
Face via»
Price/Value (S)
Cash
amount (S)
Can and
many balance It)
Jul 31
Cash and money balance
$87.960.94
Agg 7
Interest
U85 BANK USA BUSINESS ACCOUNT AS OF 0£108114
360
87,964 54
Aug 29
dosing cash and money balance
587.964.54
SDNY GM 00025688
CONFIDENTIAL
Pogo 17 of 03
EFTA_00136308
EFTA01277541
*UBS
Business Services Account
August 2014
Account activity this month (contrived)
Oate
Money balance activities
tel 31
Aug 7
Aug 29
The UBSBani USA Business *mum is your pnmary sweep option.
Account name:
ELLIVAA, LLC
Friendly account name:FLLMAX LLC
Account number:
Your II sandal Advisor.
Activity
Derscripbcn
Arrount
Balance forward
$87,960.94
Deposit
UBS BANE USA BUSINESS ACCOUNT AS OF 03/06f 14
3.60
Closing UBS Bank USA Business Account
$87,964.54
End of statement for account number
CONFIDENTIAL
ccm_000ests 18 of IS
EFTA_00 I 36309
EFTA01277542
Important information about your statement
1185 Fhanciel Scotian Inc (the rim a an Firwrocial Serimet
K a member of al ptisetni security. cannoday aid cocas
adurges Unita/xi *was and MBank USA ay
trulnifirec of UBS AG end Mean of LOS Stosket
U.0 the F ma's &twill swear it Wattle uoon reaper
The fetes execute, Oiler* re a
t€S Fowled Seta tic
1200 Haber Itatlwat
Weehrok es N107086
Threatener* aorta
The ally Octal reard of >cumin
franca Senores adcount Other *CMS. except (Mall me
docussents. co nearing conlang data should nor be ;rely
taco if you below teat n an enact 0•16001. Oats
noca n errnstliardy ri *entente theBerCh beaspow of the
oft me senag tor amour
AltiaJgh al f9.0o teen are emended b be a:0PM.
SlaieNint dad Todd rot be used for tat pupOSAS Rey
Mk* On yea..* to lams be.. Form 1099. WO. 10415.
etc) then peeping )our emote" the/ re is roper* by
Imre° rep* to the RS al usable ethane's. atonal. non
lamb* drafts and wade min tamed en secontos
held n your Account nee proceeds on tie **nutters and
cost Parsoncolon mend SecUrtiel
Cammericellons with U., Firm
• PINS. reccohrm any oral 0:ennAlCater6 nwrnngto
further woad your nastt madding porgies under the
*atom Went Protocnon Act Oft)
• el /he fruneal instrItAsOn on the top Mt of the tent of the
Ian-we is not 1*5 FitinCialSaaVaii. IBS Formal
Sentes anis yeir ac rule as clearing tette by
"engem* torch the ft icated minion We anted
)699 66 teusreutialft when you opened **intone in
this Cate se' teas and so:baits are looted a LOS
korai Stnrces aid not the rtrodurng brcker. aid you
must mate a report of sty error or °maim to teeth Min
All =Pure tuppences shall be doomed complete and
*ante d not Objelei TO n hthrg worn 60 sari.
• Pleasedirect Fawner complants
rants to the thin
Cherd Retafters DIfttment X 20145216990r mita
ild00-3S4-9,03. 8 00Am to600PU ET WA*
though filthy. a in rang to UBSINuncial Seven
Clang Relation, DepatrThint PO Box 766 Um* Car NI
07MT
• ti case of errorsa froellOin *Cut an ekthonm touts
transfer (711 bill pariah a Ulster Men cad
tranadtoos call 800762.1000 or tree to LOS Foetal
Sanas hc. 1040 Harbor fad . 60 I lac Watenews. N)
07086. Ann INWIMA Steven
Cal a hoax soch as pa cart d youth a astur
stawnem or Won 6 PrOrg a el Su need more
emotes Mold atranfer cri the strenntet or react
The Fen ce Card Issue tat atOlObled mug hear *Om )06
60 L3tc tr1/411 60 OA alter the lnh Sent you the fist
swath on ofth the race or brothel, Kraal
- frosh . tow nine and ac arm, number DI ant
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aides:tan asdeity x you On eta yeti Came 4 is al
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The ken or Cad bear coil Margate you Coronet re
will onect arty error peavey
Plowsnuke al duets payakto to the Anna the Miami'
nutuken ndcaed co to bore of this statement h aide as
to inter axaslit fees. MCP,* may be fabled to
mantra to Not charges Ice Ise payna for status
penchant and there fee Lewd ants
n can axochts
Accouris to are traelernid to other Morons mar be
pima to a rather lee
UN Sweep Optam
UBS otters °plan foe sweeping cad' batrcei bra-mesa
bank &posts at Meat USA ricer AC Sunned Nandi
(Bark Sweep horn). meow Marken mutual hods Nona
funis) arid the hrthatmeal Depose Arrow; COAlfor
CuStOrneil MTh al mammon/a deseace Management
AciAuf4 luCv9h Iht Bat Syne96r0111663. can baboon
are swept so LIU Oat USA t0 b al egad-hod Woe arid
three 10 UleS AG Stamford Branch, a a Money Fund Deposes
at LOS Bat USA are FOC erred n accordaxe with alja:
rules For ma* elconaion elem.nut were Idte
Deposits a LOS AG artoed Branch aid *armee/Army
finds rem Mired by the FOC.
Through the On rabble to tai baton ao wept to
deposit accounts a 10$ AG Neut.& BrasCh and IBSIG
Caftan Bang,. thesedepositsJena rased by the FDIC
fianceshell meat/SSAG Carr Beath are tenthwily
opined TO the somman rid of theCarnal liftk and
there is ro guara sr other oh Satan of L6S A6 b repay
the ban
*Mk on the CRS Canna* Ben's boas
Deposits at URS Bat USA rd each UPS AG Brach aro rat
premoed by SIC Whey Fund shies it proceaed by SPC
See %BS Peen* Severs Acetone Rotation' below
Upon you rPAS02, batrmes b to Bat Swap Programs or
OA may be vilfttara ad net of a Morsel FkrO maybe
Nadas, and the wafts returned to you a yaw
soothes la ill11
Further meconeign rout radian weep optons. eadiang
anent mem, ries aryl peas. 6 *stable
mom ubsoarrisiftwitas tom your Corral bite6Or re by
CAN 8004624000
UPS Ireancial Services mama panache,
The Fern icarnerrber of the Seances ThieStC6 Protection
C000rancei Data troth pro teas monies rcoans of es
nimbus tes to 1500000 lecbderg 1250.000 No darns tor
<aril not SPC nap textence met *Ph* SI accounts
ftraces hold al abated:trawl',
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nproncotat Frost on the rwanute anent payable to
all disasly amt. colbctuelrunft IP; protecion 6 SSW
millers as of CAOSYstoe IO. 2013
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Pen forte prOteCted for upeo SI 9 mdko ti the
aflegre for all pow a:cardshat n a prat, capably
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twisted err
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Stamford braids. 00 own
frOcint earwig rouble
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chaos ay Leg need **UN n the at:
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hone on the backs and resort of the apical* 490( or
unto agent
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*hied **rowel.* and prvaeplaweres) that are na
repotted under the $(6161bef Act of 1933. and
• fatalismanimal Co 9. War aschango and
pretha metal antocts). nthadlig tries COmreaS and
cenTordAY *Plan contracts
the SF< protection aid the 9.9966TairrAl protectors do not
rpar to these assets hen r1 they otherwise appear cerxe
statements The SEC protean, and the 'agars's%a
PrOataCM do not protect mann than?, n the outset
vas of 'tor the:mints ftesether as a result sif mates
roarrent. ram bat-teach0f Filsalkst)
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nor( iltorrnalen *put UK. heudng the SK Brochure
by conwrg SPC at 202.37143300er by stung the SP(
Wane emit arm sall
Dividend Its invesment Program Ofta)
the ten Needed sr arr.]. pro? UV may obtan the
actual pee ?ran your Fero* Ade oor Only elok ewes
are waned inter CAP. partial shies wil to son and me
cash tol be decoked ei you acaore TPdtoend
recorsenere puce torlted by the issuer may dee from the
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peas Ands the pada them st• told
Cafles thaw
Only stole ants may be rad in $6( ant
f you are
tiered to apotial tot ao a owlet rmaind pant or
otreivin. the Firrn MI ether al pariahs-Rs a mat* price
a accept an avow Werra by a negitteed clean)
agency. and mode you' account
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acexem rid rentpry between nom feet the I on
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you choosy one of the fo loving resestined anct•ess
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of Veep* alb* than:In gestate:inert name
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manenwits soon both too generate of racy ad
9rowth a prnassai
Overall tisk profiles
• Conamisty Sets to remain intim pitapat win low
risk ad rola hey to the amour merit then d ma meant
the =ant does not gerientettpdant alCott*Of
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• Altt•WJa %Vilna 10 YEW saner to Percedl ad
tolerate soft via My a soak *Om Merin
• Aanceslae wing to axad hgh not tO tempi aid hgh
vOtnalylo wed NO ram en toe
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We may COnkadate al retited 2CcOrst seatieltelt whti the
sane address it the sane envelope ACODiet S °lay I* rellAtal
for the cower be
haw arm rho also matrain
ant Mount relaionshOs *Rh Pters dents at the same
address Ths BUCK* 6 Moan a,'howelsoldng • it you
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CONFIDENTIAL
erseekom — you may *dna house olds) by ding year
Frtsmal Adtheir
Friendly aunt unite
the frienth acceurn name reflects Mantras** you
entered on the Hems aft unces webs.. It 6a
customizable *entrant' drown by you b au you tech
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Symms or Mormon; wis instal Acftor.
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ats to matet del certar rats not held by he Fin
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mix andmeat staterrem prods a Petro hashrma
mutated sloth of ire aid mocitabie stock onions
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bas. creel Wm short aceoum bates
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brace. tokt WS Bat USA deposit balamme 10$ AG
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firm sweep balaxes a the dose of tie statement paw/
woymmmos sty Aft oftit bans is Ina am
ant not
segregated from other baron and tee Pommy use any a
these hrds n the ordiwy course of as harms these funds
Are paythie tpon yAr demand OA total 6 loaned in nee
peed dosi-g value
lending infornation
fa detakd olceinaton on the ant >Mara calms and
eliciocuret rota to pa C NMI R44.31bAtp Agronnan or
AMNIA Agennl aid the General Tans ad Condemns
UBS Serenest of Clete Wales fl ab* n Ogreeren
erd Decbswes a ydeshiraggaegagias=
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the =Ow a the end of ese statement ptekd YCal may aft
for detirey of lay pad thwart ar ate tine You may
remise secutim used a ten collateral ate barb r
balance the on them Any *unto% tractlered b the im
theist the greaten period ate lined a mete) sal* a 01
the em of the statement prof
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madded n the statement. Suit Misted weft the
number -1: 10$ arta
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alconation oblaised iron sources other thr 10$
f inascal ShoeCet. endodng nIcernation Ircen fl
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other Man USSf natal Sersta
it adder. *hough LOS FarriaiSyrearegstaftly
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prod& any raft/5
that the nfirmalmn rder 'Cost
and tUrreiind Orton" is ataray a of ow die
of this Karl
ds soak please do not rely so this
informalOn to nuke curthase a sae de in*. la la
purposes a cthereft Ancenb tint** to thee ern
mayreelect gailoss nformaim orly for the periad of
tint they at held a the Fan Siorehinoral etterneene
Cr be added by yeaFM.911a Adnsa
• Unedited galresibmes stye datai scalable
**mated weal :oil lace-Moues 3"e 00.7.11e1 for
SDNYGM00025690
EFTA 00136310
EFTA01277543
Important information about your statement (Cite titled)
kidethaliconty kits The tamagion data for initicbal
lots mayor may nos ref lea cc miissank dovessew
seaway worsen:aim woos Degfend ad Other
relate/Mt kits and swornak purderie lot re eat
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itialecalt for ealy relenplen sell be sewed matt*
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name a el evened n Ten for cm dents Cat fear*
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could ilea ywee complete isomer kin gmd be prOulded
upon reg-tha
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aid per depassory nekton. ri accord-ma with SDK
nibs
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produces may by tutor a bwer del To ace thal you
would KWH/ recem in the make; PrCeS are Waned
from vatixis tie party mow Much we behive to to
relate but we do not garage eel' xcur•cy
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meat a the bid al ark aces We IMO SECiftith ad
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mbar. mode a thaws; earn price we Mated
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show a 'price was not wattle' if we are image to
obi* a woe for a awry
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fat D S alters are ref kycloye a the eating*, .Ae as of
the eaterient daft
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bags by an ertiepereent valatiOn Inn
Sawa Parrot velem ortirraid wales d
am. ate stapled to the Form by ere muer, general
same alpaca and may be Cab galed based on
Ohre* Mormation from that used by the panes to
clothe it,.. ataineVaiai
- You cal lateen addecrtal Menem regaling the
methodology used to determine the ranee fa VA*
and the date of the hfonn.von that Is tie boa for the
ceremony artdaang are Armee Adger
- Shed parry Wawa valesmaw be reflected as 'Ng
pncedf n sweat SWAP% Men an nlepenfent
valuate" Int has not stapled of es unale b asign a
veto when we berme away Ral a illier•11 wort hat
cm:caredthat may oll a emerrusly reponed iota Coo
dUeStan. a whin a vete move te hgWy speCultrie
duo to the ruta of the seamy
- then mew an issue. went paw a toner
withated yawner at repany stare vane is
prowled. thee/two( me tatty wi Indifferent ton
es seschastaw
- 'Criettutiont to ciao' may Cobbsroom of cal.
wane a both
• Coand umi see* rexestees the natal often.; piece
per ont re may not rata per cot bath
. goariesd nasals Regncted mimeos convey at
not atrentty tent* for p.tic late VE6 Inn aka km:el
uses the market Woe of the tontereace stock of ten sane
mina
namedeke for the rearmed sties tt
;impose of This ukase MO* To the wawa Sim
enacted seaside are eligble lot sale. the vela (towed
nay be mature* loss man the imeuted wave shows
• Est ORinIted) ncaaE antayields and rates. An
tAiMatt of snug ncome is based en aware vette
and home raw. avarice ono entities WSW held for
one year from siaemmt date cc are ITUOrtly This
wilinate is ong a guoiline. aCCuraCy and WILMS
mare se not ganteed
- Est esated arnual Mane and dawn vital for cerlan
secatims °steatite? areturn of wincite or
calla win...tat cede the est tame (aid anew
yold)would be overstated
- Wirmod arenal owe rid oatmeal aid tie
ague Poem and wed mgM be Vow ce hgher tha
the wienated moans
- An nava ol arealad own. (Wicked armlet
mewl) chalet by the Want make valet/wax
balance a lased on the lag diettend or meet
pogrom nude by the nwar and assures the
swat imdfpoes eel be Wake ont yea Inas the
statement dater ate meaty Acacia and
contorted wed ae not guaranteed
• Asses not held by UPS Binomial Swim Conan
PAW are not NObyteWm ad not width me farts
possessor, or envoi rhea assets re ceased as your
gamma for Mammas' poposes mei Posterns art
egos pawned re yentied by the issung law MSS
finance Wien i not reponsble for this nfornabn
and does net gemate es away mete asses tenet
protected by SVC cc to Inn's supplemental Sat
coverage
• gavente dealing and addkionalcompeasatica
- h 46iitie to oentrissons on mks aid 12byt lees
revved is connector, with the dertuton of make
tads toot chatswe ceder ow *Mae reowe
/Wealeitareg pa/luau rom issubutors andor
Mason of tea mutual funds that we soli These
awaits arebased on two different cormorants fa
the amount of salesbyuBS ot a partculr mutual fund
fatly toot dents tee Id the met tate of a
pawl, rogue fad fang. threehad a red Inn
- We aid ces ant* are Rule retacciag and
ontitospromming lees in orygdereon for trawler
agent sewires tut we prober .° the myrual fund;
Thew few general, are pad few inamor awl in the
nttual lad and as atied d011YSTOUll based on the
nastier of nails at to WRFC-dear holdingmutual
lads of to had Imiy
- In sat ion to comnswa reamed et ornegion wen
mw sale or derbution of away comport ad unit
ova- km loch wits to of dents we alder our
afda,e recent reefs.* thing compensation Min
mato( the nuance someone. acertweing me
amts/ conaggs aPilsosol to hennas corner:Ps
ice sponsors a the VA IlvintrYbeill INKS wP 061aute
- Ott sedates also mentrading COTIMSWIS and other
cotrporgation tom masa foes aid 'meat
Conthalies whoa? mons we disrbute
- We receive as arouse fee from (SS Bask USA aof USS
AC Stanford Brant ol up to 125 per acount
waving to to bats lain the Ungar* Sweep
Program
ASA,
lemnaten rogardng cornmideen rid othei charges
ironed ri covetton wit the emogion of vases nckeng
option Vavagons has been niggled ce conlowtons
pievothly lunched to you. and wan be awake to you
wane* on wawa
Short soiling
it you aengaged yn tort 'tang a warey. you may rata
charge Ow to anal borrowing cost Withal oatcake
Patty
Open tem
4 924ing <Oen
..900d.likarKen0 • orders that Nfre not
waged by the lawmen We. ow buy axl sell stop
orders we waxed by the amount of Widends a wan on
an emdkidenchor cuestas date oat wowed otheneet
by you You re revonible Ice orders the are executed doe
to your fagse to anal 0*61mg open Wee
Tax withholditg on feirbutions twin UK Sinaloa'
Saving IRAs
Federal tax Saw mounts LOS Emcee Sewers to withhold
intro tat from yea mune dM distnbat ram tut you may
dm not lobe", nano la Mita or. instead. you nay
(QC Oa hat la wanted a brae crenated num
you choose Yes Soon sea ,elan in el fect until rooted
by you You mayrevoke stir *Makin a all lino by mseg
anew amen if you do rot ha* motes name taw
wanted Ircen yOUT dCttutins. you maybe revertible la
the payrnec of eginad la You may nod Farm if the
mounts withheld and ms estimated tat papnints stmt
equal tO yaw tx obliptir
Privacy
To Wan a copy fern
o
wawa Caw Primy Maw. please
contact yaw enamel:Atha or vise oat waine Y.
ywwv ust comemoneolig
le3S din real Sewees 6 not a bark the WA. Poston
SOVCeS AaoLnt BSA and AMA ere Wattage aateltS
MICh provide access to baling sews are prodva
ttrough anagownts with atryhated barks re other Thil.
pinybalks aN pfCvde, aCCOIS to bonen rid riluty
PrOttlaT iStltdbYlttaffillattd Ted lots. Cern
convenes Hough OLISICe agency subsea es of utS
Fenced Seven Inc
OAVITelt. newer. are amuly products
riot SDK hilted • no bank vennica May lose vale
Pore ReSOutOeMnorreni Wow. Business Saws
Accoat SSA. ittga and retemacnal Revisce Makairrent
CONFIDENTIAL
ACCOLftt ere ngatped wove mats of SIBS Fruntial Services
Inc
VG Serrature is a resisted swim ma. ol visa
imernactial UPS We Signature creed cads ad LEG Wa
debit cads ere issued by IRS Bat USA with winesion from
v ea u S A evarporatce
UPI Financial Servioes Inc
Rev 201407
SDNY_GM_00025691
EFTA 00136311
EFTA01277544
*UBS
PBS Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Account name: ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number.
Your financial Advisor.
Phone
Questions about your statement?
Call your Financial Advisor or the
Resourceline at 800-762-1000.
account -
Visit our website:
twin Lbs corn/ linancia6ervices
Value of your account
Business Services Account
September 2014
ELLMAx, LLC
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
on Avgant 29 (S)
on September 30(S)
Your 3SSelS
87,964 54
87,968.38
Your liabilities
0.00
0.00
Value of your account
$87,964.54
Tracking the value of your account
ThC Viands
$87,968.38
88.0
•
Aug 2014
Member SIPC
Sep 2014
Sources of your account growth
during 2014
Value of your account
at yen. end 2013
Net deposits and
withdravals
Your nvestment return
Dindend and
interest income
Chasse in
market value
Value of your =oust
on Sep 3Ct 2014
senes.36
$0.00
187,949.09
$19.29
$000
SDNY GM 00025692
CONFIDENTIAL
Page 13 of IS
EFTA_00 1363 12
EFTA01277545
*DUBS
Business Services Account
September 2014
Your account balance sheet
Summary of your assets
Value on
September 30 (1)
Percentage of
your account
A
Cash and money balances
82,968.38
10000%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
G
Fixed income
0.(20
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
$87,968.38
$87,968.38
100.00%
Account name:
Friendly account name:
Account number:
Your current asset allocation
A
Eye on the markets
Index
Percentage change
September 2014
Year to date
S&P 500
-1.40%
8.34%
Russell 3000
-2.08%
6.95%
MSC I - Europe, Australia & Far East
-3.81%
-0.99%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on September 30, 2014
3-month Tre.r
I
One-month LIBOR: 0.16%
-0.68%
4 10%
Your Nnuncid Advisor.
• Cash and money balances may include
available cash balances. VBS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
CONFIDENTIAL
te_Gm_0002ess 14 of 18
EFTA_00136313
EFTA01277546
*DUBS
Business Services Account
September 2014
Change in the value of your account
September 2012 al
Year to date (S)
Opening account value
$87,964.54
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withdrawals and fees,
including investments transferred
cut
0.00
-25.00
Dividend and interest income
3.84
19.29
Closing account value
$87,968.38
$87,968.38
Account name:
twviAx, itc
Friendly account norne:ELLMAX LLC
Account number.
Dividend and interest income earned
Fol purposes of INS Statement, twatilty of interest. and dedend Income has been determined IIm1 a US
tin lePsetir9 I:ecSPedive. timid upon the residence of the account fickler. account type. or product type,
some interest Ando' dvid.nd payments may not be subject to United States (US) anda Porno Pico (PR)
income tares The tient mann* statement is not intended to be used and cannot be feted upon fa to
purposes. Clients should refer to the apricot Tat reporting forms they reCeise from IBS annudly, such as
the toms 1099 and the Forms 480, for lac reporting information his the practice of UBS to file the
aPpriCatle tar reporting forms vein the US mterr. Revenue Striate and PR TleaSury DeparliTent. &id in
Such lOnre accurately dasx fy OW* f a Ard'a Interest as tar ererrpt or lamb* leer* Reese consult your
indwdual tas preparer.
September 2014 (S)
Year to date (S)
Taxable interest
3.84
19.29
Total current year
$3.84
$19.29
Total dividend & interest
$3.84
$19.29
Cash activity summary
Your /9nandal Advisor:
See Account activity the month for deists Mance' in your Sweep options are induced In the operyng and
closing balances taut FDIC Insurance ipprier only to deposits a U85 Sank USA, not to deposits at U8S AG,
Starriccd Branch or bank deposits paced t Nouse the UBSInteingond Depose Account program. SIPC
rxotec bon applies to money market sweep find holdings but rot bare deposits See Important information
about your statement on the tat Mo Pars rf this document for &la's
September 2011 (5)
Year to date (8)
Opening balances
$87,964.54
$0.00
Add/bons
Deposits and other funds credited
GOD
87,974.09
Dividend and interest income
3.84
19.29
Total additions
$3.84
$87,993.38
Subtractions
Checks and bill payments
0.00
-25.00
Total subtractions
$0.00
-$25.00
Net cash flow
$3.84
$87,968.38
Closing balances
$87,968.38
$87,968.38
UBS Bank USA Business Account APY
Interest period Aug 7 - Sep 7
Opening UBS Bank USA Business balance Aug 7
$87,964.54
Closing UBS Bank USA Business balance Sep 7
$87,968.38
Number of days in nterest period
32
Average daily balance
$87,964.54
Interest earned
$3.84
Annual percentage yield earned
0 05%
SDNY GM 00025694
CONFIDENTIAL
Page n of 18
EFTA_00I363I4
EFTA01277547
SUBS
Business Services Account
September 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact you
Fnancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about >our statement at the end of this
document
Account name:
Friendly account name:
Account number:
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibeaty consderatton - None selected
Your account instructions
• Your account is currently coded for margin.
• Yots account cost basis default closing method is RFO, First In, First Out
Your 15 nuncio! Advisor:
212-821.7000/1300-308.3140
CONFIDENTIAL
ccm_ooulitta 16 of 18
EFTA_00136315
EFTA01277548
*UBS
Business Services Account
September 2014
Your assets
Account name:
EILMAX, LLC
Friendly account name: LI.IMAX I1C
Account number.
Some prices, trICOMe and current values Shown may be epprOxImMe. AS a teat gains andlOsses may not
be accurately reflected. See Smportant inionnabonabout your statement a the end of ties dxurneM for
more information.
Cash
Cash and money balances
Cash and moray balances may include avalade cash balances, U85 Bank USA crosit account balances,
UBS AG Stallard Branch Ce pow account balances and money market mutual fund sweep balances.
UBS Bank USA deposit aaounl balances are insured by the FOC valhn xpliceble limits, bul are not
protected by 9PC u85 AG Stanford Brant Adeposit accoum balances aie not 'muted ty FDIC add se not
protected by SIFC Money market sweepbalances are protected by 9PC but ale not insured by it* FDIC.
See the important information about your statement x the endof thin document for details about those
balances.
Openng balance
Cloung brilence
Pace per share
Average
Hddng
on Sep I (S)
on Sep 20 (S)
on Sep 30 CD
rat*
87.96454
87.96838
250.000.00
Onldend 'Merest
period
Your Ill nandal Advisor:
SCOTT STACK MA5YLYLE CASRIEL
DS(' in
period
Cap
et)
Your total assets
Value On Sep 30 (S)
PeKentade
Con
ESkrnated
yOur account
bess CP
annual want (f)
linreanted
gain or IMS (5)
Cash
Cash and money Waal
Total
587,968.38
100.00%
587,968.38
87,968.38
100.00%
87.968.38
Account activity this month
For more ',damnation about the pi« value shown tor restricted secunliea, see Important informal
about
your statement x the end of this document
Your
Dumbly/
Die
ACtimty
DettnrYlon
expense code
Face rate
Aug 29
Sep 8
Interest
'SS BANK USA BUSINESS ACCOUNT AS OF 090914
3.84
87,968 38
Sep 30
dosing cash and money balance
S87.96838
Pdceivalue (5)
Cash
amount (S)
Cash and
manly tularde If)
Cash and money balance
887.964.54
SDNY GM 00025696
CONFIDENTIAL
Page 17 of is
EFTA_00 I 363 I 6
EFTA01277549
UBS
Business Services Account
September 2014
Account activity this month kOntruedl
bate
Money balance activities
Aug »
Sep 8
Sep 30
The UBS Ban, USA Business *mum n your pnmary sweepcoon.
Account name:
ELLMAt, ILC
Friendly account name: ELLMAX LIC
Account number:
Your ESmodal Advisor,
SCOTT STACK MAI4LYIE CASRIEL
Activny
Descripbcn
Arrount (S)
Balance forward
$27,96454
Deposit
UBS BANE USA BUSINESS ACCOUNT AS OF 0910914
3.84
Closing UBS Bask USA Business Account
$87,968.38
End of statement for account number
CONFIDENTIAL
cotkoordest 18 of 18
EFTA_00 I 36317
EFTA01277550
Important information about your statement
ues Ftanciel Sakes Inc Ma rim or !SS rand* Sented.
Is a mentor of al prodigal sectrity. cannodety aid gains
achieves BBSifmcal kreces and IS Bank USA zee
indirect aubalizin of CRS AG and Milian of LOS Secarkes
fs( Thefvwsfna,Ciil Panne 4 avatable wan wares,
the Fm's exe0anealiCeS at a
IBS Pedaled Senn he
1200 Haber Bconat
Vaelank at N107086
Pus stawnem represcas to anyotIcial recited of a:4AM
Fonanan Genial aCCOunt Other fedora. ithapt011Oaltac
doomeeca. conuhng coneteng dau should not be ;end
upon d you Wood there mentor OinGf.e.41. pleas
• pon h terrodiaely in wring to teBranch Mampir of the
off ce seeing your amours
Alnevgh al
no tow are intended to be acne.
nevem (too Toad rot be used for tar manses Reg
solely on rated tx lanes 0e.. lath 1090 Beat 0423.
tic) then palming Baur tth "tom thief en is requeed by
Ian le re .on tone RS all mot, le dthdends. no:pont/le non
Mable clvdends ad tau* merest lamed on securities
held n your accom nil proceeds on sale Vanua's* aid
cost bonencomb adored Snots,
OmummicatIons wit the Fiern
• please Clanton eine oral CcennAlCator6 el Atitel9t0
further mead your riles ncbdiv yom roles under the
karats pieta Protect= Act (SPA)
•
rf the Mona instruthon on the top kV ce the gem of this
laernmi is not LUIS FiimoISavgn UBS Fonda
Stakesaeries your acccur as clearing broker by
evenant wed, the indicated nsmuton We Intoned
Wu of this reutiontly Mm you opened rth =cure in
this Car. Sr ftrds an7 "peak lin se bated X 105
ennui Stenos and not tfe nroduriig brceer, rod you
rant mate a report of my Ma orator:sin to both hind
All e000unt StaterenCS shale deemed comp*e ad
scan . d n% obletted To n vati-09 "Abet 60 day.
• Please dired aiotnw
ow rants to the tins
alien Retains Dwayne-4 x 2014S/1699er Ionia.
a $00-34-9,03. 8 00 Amter5 CO Pfd EThbraddt
%taphole,. a in marl to uBSO unman Server tic.
Clint Relation, Cepatrront PO Box 766 Unon City NI
07(07
• Si case of ears a @MOMS about al ekswomc funds
trader din bit parrot ce U3SV4M dab cad
travathons, cadet/0-7620900 ce twee to LOSEnamel
Siences hc. ICAO Barba Bad. 6th Ibm. Wecavena, N)
O7086. Ann INWI3SA Severn
ct cote as soon as you cart d you th nk war
stawnem or recept 6 imOrg Oe of so need mom
nf <nylon about atraater ce, the pane
or recept
The fen ce Card tux
cep labia must hear tom yea
no Wet that 60 days alter the f nn scot you the test
summem on Muth the era or nob's", wponod
- Croon. you nine and now number III ay
- Dee:rite the woo or the tunferyou ae anon atom
mthattan asdeatya you On My yeu bonne 4 bit
error or ray you need erne Murnxian
- Frodde the dollar mourn of the gemmed wee
The Ft.. or (ad asuer will nerigate yotr Canaan and
call ones any nor prontly
Pleainite al Meeks payallo to the Armor tie ?nail
union ndcaed en tie front of the statement h addt Bei
to regal' arum, fees. axoung mot be mbad to
manunance Wes charges fa utepaynint far stances
purchaws andchars for uyad rents n cash noun
Accounts to ace tranleiTed 10 ollw nStlattOnS Mat be
alma to a tauter lee
UBS Sweep Optims
U85 often NAM fa sweeping
batPICT3o "tn
."
bank &posts x uBS Bat LISA aid UBS AG Stamford Lima
(Bark Sweep hoping many motet mutual fads (Monet
forts) and the havatonal Depose Accout COAtfor
dustmen with at enemmonal desoace Management
Aconite lucv9h the Bat Sweep Ce011aniS. cat banal.
are Swept So 1.65 Bat LISA up b n estabthhed Una ad
then to 10$ IC Starrford Bran , a a Verney Fund Deposes
at WS Sae USA are FDA inured n acconlaxe wrtheDI.:
odes For war Hammon passe ma www Idic
Deposit x CRS AG Stained Brant ad *ores of Maley
finds renot Inured by the FCC.
TIvough lit OA salable to cob banes are mom to
devout accounts a 10$ AG NatTork Branch rod IRSAG
Carman Brant these deposits at not rowel by the FIX
Balton head a the WS AG Carlin Brach re ternadaily
oposed to the so...go rid of the C aynxi Idandt and
there is re guaa teece other Oblat8n Of LOS AG to real
the balms wink on the LOS Casfnal'S era': bores
Deposits x IRS Bra USA rd each UPS AG Branch and
rirmeoed by 1PC Wont Fund ties are proceaal by WC
See '155 Amnon Sevin Account Frotethon- below.
Open you regard, batrces o to Oa* Sweep Programs or
OA mai be wItionara did sum of a Money Fund maybe
Nutted, aid the month returned to paw yin
wanes laill11
Fut& ellantbal tout wattle meat *plat inclang
anent enact rata and yields. 6 wattled a
www ublarreMeepaiiat Iron your Corral &tear a by
Gang 8067624000
UBf Fwarecial Seances mew* pentaien
The Fen is a redirrbef of the Secure.; rumor Protection
Coporamn (SRO. winch protects seamen reams of es
exertnys to to 1500000 (nebang 1250.000 for darns for
oath) the SIC tap ;mesa, tent arn>h to all amine
tea you hold n a partook* canner
the fern together wth onan stkles. ha to Forehand
neapionent at monaran the tharanum anount payable to
all nigh* dent colkctuolf untie thn pro/union is 5505
motion as of DiVertie IB 2013
Sara tote pokya:edition, and bretatems of at the
Fon iskrter protected for up ico $l9 molkn n to
a wo- egte for all your north heU n a union, carroty
A full copy ol thepoky aarelng 6 Nara* upOn than
The SIC minim an tie supplenental proccracn both do
not SPIT to
• (slant natal anus controlled toy (and Folded n rot
acorn value) but held away from tAll$Finalizial Swoon
Ceg. anal (kat PUBS Baas Noah a U3S AG
Stamford bat .04 mutate moans. nearing datable
arum
and IM twos of mutual finch thou sat,
shames re moment rfrectly
t4 name Of the a0Port
holier on thehocks and records of the nice* Gen or
Irina( agent).
• Conan monomial corinats or naarment Mane Oa sy
'maid pawnshops and twat placements) tat are na
registered caner the Bennie, Act of 1933. and
• Comm:dhow conuxn Bo 9. forego aching* aid
preious metal comet &LAIN foxes connects and
comfrodAT Whin contacts
The SIC protection ad the papplerromm protecton do not
nog to these assets~ of they OthanSe appears
statement The SEC protecan and the sappanwit
Faction do rot arenect fl ans* china" n the nate
vain of yea Moments loweerlde as a result on mans
mourrent. ram batruptY or 0IMPAITIO
Mote i*omaona amiable kern request Yu may ebun
none nformaton about SEC. includn9 the SP( Broctur•
by anhiteg SP( at 202-37I 43300 cc by Yang tie SP(
websie al rmw AOC Oft?
Dongeni Re kweennern Program (DR/P)
the mop rotteefd 4 an a.eraje pnce You may °titan the
4Ctil gra tan your Annan Minor Only whole dyes
are greased under GAP. partial shies nil be son and to
cash ad be depositd n rye amours lath/6yd
rernestrem pro apploed by the ISluet my del froth the
malt prior le whin the piton tee
ere told
Caslebolieu
Cnly taiOle units only be held in you amant t you are
entitled to apatialtme 03 a rrma of
pthrritot or
ortanyit the Ann MI ether tel partial oats a make rife
a accept an nun
ditemared by a regieteed Using
gem,. an:Icede you account
lavesbnemottealves
The MiStnient arClueS JOS Fit prof tare speak to each
non
add my way between Pete flies the lens
pommy in nay of any ;vacant dung. in your &anon
stuatim or neeStirerC arctic,: For eadn accoure held.
you choose one of the to loving neestmed Musts
• Atoka Current axone threatments wain; the
r011ealkio of room. only
• Oche* CJoas I dopot000n kwellnvfits **in; Torah
of pnxpal tabu than the ginenton of norm?
• Femme Combat/an of income and Ch74.4 APP e
OM
innelbrunts seal ny both the arwalon of MOM* /10
crOWth 4,4 rencpal
Overall risk mantes
• Conant/iv Seeks to tunas itiai mayor rah how
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CONFIDENTIAL
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SDNY_GM_00025698
EFTA 00136318
EFTA01277551
Important information about your statement (gal tinUtd)
inridalsodrity lots X* taxation data fa i-dimbal
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steady inrads Oda; ol tho instant,. contras
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Program
Ackley
Infoonatir rogprdng commits rid other charges
tared
annecton will the demean of vale& manna
opben vffisactons has been agent ice ordemMons
pram* Km Mr io you. aid *abet:coned to you
aside on tarn
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et you rat...gaga in ton st4hg a warily. you may cos a
chase due to cenan brow'
costs keen panda
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«den re mixed by the amount of driers a r9tte on
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by you You ae reword:afor orders Itu re nand ter
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Salvias IRAs
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income tat from oar mule* IRA &MINIIan tul you my
06/0 oat lob..? ~lay
wa MgB or. instead. you nay
no to haw Is withheld a arie a vials.] nowt at
you choose Yei ~en
amain n effect anti revolcii
by you You may revoke yaw olecdon a ay Ono by mains
anew drain If you do rot haw altnar netre tar
warned Ironi 'Our dattuliOnS. p/u maybe reacembie la
the taproom of eannxed tax You may non pet zees A me
mans wetter and MS estimated la; panne at no;
Equal CO yOv me obligati
Privacy
To ear a copy of or wrist <Kett Mary Nathi«. pan
mend
[rental Aden, derma ~time al
ado uM comeneacworgt
185 Fiend Sewer b rm a bark The MM. turbos
daces accost BSA and IRMA adamage roans
SAO aerie access to bad nd seneres ad prodas
no.*
anapaests wet rindbalks
rya other ened.
pallybalks. aid provides non to barn," an rru ,ly
~CIS istied by unaffiliated thrd tarty nivrana
sampan*, Hough .alterl agency sibsen es of ut5
Fnancial daises Ix
batman. man.
~annotate-0er,
got lot honed • NO bank Suannia• May lose vain
RMA RPSOLIaMria~l &Øt.
BUSMPS$ Wynn
axon BSA. effam rd nteenabonal Resource Insagentot
CONFIDENTIAL
Mart
are attend wren mats of ORS ~al
Services
M
VG Squid, is a *glared Write mat ol visa
morhi nal 1.85 Wa Segmabre se* cards ad UFO Wa
dent cads ae awed by UBb Batt 119k nth bisnedion from
Yea USA sarporno
URI AnanCial MrviOeS InC
Rev 201407
SDNY_GM_00025699
EFTA 00136319
EFTA01277552
SUBS
1.185 Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
October 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number.
Your linancial Advisor-
Phone
Questions about your statement?
Call your Financial Advisor of the
Value of your account
Resourceline at 800-762-1C00.
account
on September 30 (1)
on October 31 (5)
Your assets
87,968 38
87,971.86
Visit our website:
viww.ubstorigtinancialservices
Your liabilities
0.00
0.00
Value of your account
$87,968.38
$87,971.86
Tracking the value of your account
S Thousands
88.0
88,0
•
fa
Sep 2014
Member SIPC
Oct 2014
Sources of your account growth
during 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your M4011E/A tetUrrt
Disidendard
interest income
Chance in
market value
Value of your eccotre
on Oct 31, 2014
Sore
SDNY GM 00025700
CONFIDENTIAL
587,949.09
$22.77
5000
287,971.116
Page 13 of 18
EFIA_00136320
EFTA01277553
SUBS
Business Services Account
October 2014
Your account balance sheet
Summary of your assets
Value on
October 31 (1)
Account name:
Friendly account name:
Account number:
Percentage of
your account
A
Cash and money balances
87,971.86
100 00%
Your current asset allocation
B
Cash alternatives
0.00
000%
Total assets
587,971.86
100.00%
Value of your account
$87,971.86
A
Eye on the markets
Index
Your R nuncio' Advisor
• Cash and money balances may include
available cash balances. LIEIS Bank USA deposit
account balances, VBS AG Stamford °ranch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on October 31, 2014
3-month Treasury bills: 0 01%
One-month LIBOR: 0.16%
Percentage change
October 2014
Year to date
2.44%
10.99%
2.75%
9.90%
-1.45%
-2.42%
0.98%
5.12%
CONFIDENTIAL
y_Gm_0002g4.4 14 of 18
EFTA_00B6321
EFTA01277554
Business Services Account
J. ;I
Change in the value of your account
October 204 rs)
year to date (1)
Opening account value
$87,968.38
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withdrawals and fees,
including investments transferred
cut
0.00
-25.00
Dividend and interest income
3.48
22.77
Closing account value
$87,971.86
S87,971.86
Account name:
EWV1AX, LLC
friendly account narne:01MAX LLC
Account number.
Dividend and interest income earned
rot purposes or tels statement, taablity of inteles1 and Coldend income has been determined hall a US
lm lePortirg renPedne. Baud upon the residence of the account holder, account type. or product type,
sane interest ander dfidend payments mat not be subject to United Stan (US) ardor Puerto Rico (PR)
income tars The dent monthy statement is not intended lo be used and cannot be retied upon for la
purposes. Clients should refer to the apricot tat crooning forms they recent from MS annuely, such as
the foam 1099 and the Forms 480, for lac reporting information it is the practice of UBS to file the
an:kat:re la reporting forms with the US interna Revenue Senate and PR neaSUly Defallftrent and in
such forms accurately dassfy claw:tends Sfcycr interest as 1& exerrot or teal* ',Keene Please consult your
indstelual tax prepare(
October 2014 (Si
Year to date (S)
Taxable interest
3.48
22.77
Total current year
$3.48
$22.77
Total dividend & interest
S3A8
$22.77
Cash activity summary
Your Financial Advisor:
See Account activity the month for deia Is &dances in your Sweep Options are indudedin the openng and
elating Manus value FDIC insurance cperies only to deposits at u85 Bank USA, not to deposits at u85 AG,
Stamford Branch or bank deposits piacedthroush the UBS interne:cad Depose Account program. SiPC
protection applies to money market sweep find hddirrjs but rot bare deposits Seeknportant irdormation
about yam statement on the rat MO pars cf this document for detals
October 2011 11)
Year to date (S)
Opening balances
$87,968.38
$0.00
Addborts
Deposits and other funds credrted
0.00
87,974 09
Dividend and interest income
3.48
22.77
Total additions
$3.48
$87,996.86
Subtractions
Checks and bill payments
0.00
-25.00
Total subtractions
$0.00
-125.00
Net cash flow
$3.48
$87,971.86
Closing balances
$87,971.86
$87,971.86
UBS Bank USA Business Account APY
Interest period Sep 8 -Oct 6
Opening UBS Bank USA Business balance Sep 8
$87,968.38
Closing UBS Bank USA Business balance Oct 6
1.87,971.86
Number of days in nterest period
29
Average daily balance
$87,968.38
Interest earned
$3.48
Annual percentage yield earned
005%
SDNY GM 00025702
CONFIDENTIAL
Page 15 of IS
EFTA_00136322
EFTA01277555
*UBS
Business Services Account
October 2014
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Friancial Advisor or Branch Manager. Youcan find a ful desalt:clots of the alternative
investment objectives in Important information about your statement at the end of this
document
Account name:
Friendly account name:
Account number:
Your ran objective:
Current income & capital appreciation
Your tisk profile:
Primary - Moderate
Investment eligibihty consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
r
Your K Bendel Advisor.
212421.7000/800-308.3140
CONFIDENTIAL
JY_GM_0002139.43 16 of l a
EFTA_00136323
EFTA01277556
*UBS
Business Services Account
October 2 )*
Your assets
Account name:
friendly account name: L
Account number.
Some paces, income and curtem vaues shown may Ise apprOxinlene. AS a IOU". gdlnf mOlosses may not
be &weakly reflected. Ste smportant intosmafron about your statement a the end of the document for
more informalon.
Cash
Cash and money balances
Cash and mostly balances may include avatar& cash balances, UBS Bant USA depost account balances,
UBS AG Stamford Branch ctpout account xiances and money market mutual fund sweep haiances
UBS Bank USA deposit account balances are insured by the FOC valtin appliceble limit, but are not
protected by StPC USS AG Stanford Brant h deposit amount balances are not insured by FDIC and are not
protected by SIFC Macey market sweep balances are protected by SVC but me not assured by the FDIC.
See the important information about rut statement at the endof this cbcunent for delaih about Pose
balances.
Hddng
Opering balance
Closers Went
on Oct 1 (1)
on Oct 31 (S)
Price per share
on Oct 31 (0
Avenge
tato
DnIdencl Interest
period
Your financial Advisor:
SCOTT STACK PAAN LYLE CA Ski EL
Oars n
period
Cep scowl II)
Your total assets
87.968 38
87,971.86
Value on OCT 31 (1)
Percentage
Cost
Esbrn$ed
yOur Xenon
oasis (S)
annual incur* (5)
250.000 00
Waffled
corn or 1055 (S)
Cash
Total
$87,971.86
100.00%
$87,971.86
Cash and money balances
87,971.86
100.00%
87,971.86
Account activity this month
For more infosnation about the piker value shown for restricted securities. see Important intormoipn about
your statement at the end of this cbc sown?
Die
Actiety
Your
Quanttryi
Description
expense code
face value
PricelValue
Cash
annum (S)
Cbh and
money blame IS)
Sep 30
Cash and money balance
887,96838
Oct 7
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 1006114
343
87.971 86
Oct 31
dosing cash and money balance
887,971.86
SDNY GM 00025704
AMPSC00300575206S HP700318389E; 00033 1014 030579743
CONFIDENTIAL
000000
►age 17 of 18
EFTA_00136324
EFTA01277557
UBS
Business Services Account
October 2014
Account activity this month (COntaivedl
Date
Money balance *divines
Sep 30
Oct 7
oa 31
Tne UBS Bant USA Wynn, Account is your pnmary sweep option
Account name:
ELLIstAii, LLC
Friendly account name:FLLMAX LLC
Account number:
Your 15 nancial Advisor,
SCOTT STACK MAIsYLYLE CASRIEL
Activity
Descioncn
Annum (S)
Balance forward
$87,96838
Deposit
UBS BANE USA BUSINESS ACCOUNT AS Of 10106'14
3.48
Closing U.S Bask USA easiness Account
$87,971.86
4NP7C003005752066 N97003188698 00003 1014 030579743
End of statement for account number
CONFIDENTIAL
c'340iicctk0002PAIS 18 of 18
EFIA_00136325
EFTA01277558
Important information about your statement
URS Humid Sevres bK Mt arm a185 Financial Sirens/
is a mentor ol al piropat security. cannoday aid cream
e4eirges UBS F ~cell Wyo., and UK Bat USA re
Hied friable:1in» of WS AG and ninon of WS Stosalts
LLC lheF rats anneal stannic it sraf able wan »wed
The Fm's ereartoe Mixes ao at
185 Findal Savers Pc
1200 Motor &sand
Weehnk et N 07086
'Ms stationem remnant» crilyoll darned:4d of your UBS
Fmanar Sentes a031unt Other RAZZ exCept Otleal tee
downent. conuhng osttag data should not be abed
up«, If you bend, tartan actor omens pleme
h ~direly n Wring tO teormen erromr of to
once seragyour aconum
Anala al Stem roan are 'mended to be mint?.
ferierot drafty» rot be t6ed for umNooses Rey
solely on yed.end la km
. Focal 1099. 5498. 10125.
etc) dan goosing your It "Wm the/en ismound by
lan to egon tote RS al tomb le durstads. Axonal. non
~le anklet rid made meted tamed on secants
told rips recur& no proceeds on see Vernalize, aid
cod bazon eaten coed zanies
Commenicothant wit the Firm
• please rerccedon artool Cinver~ons
writing tO
funher ovum your nriel, nebding you* rigles under the
kearilts Coen Pretax» Act ISSN
• 6 tne ~al
insult/An on the top Mt a the trot of Our
stairrent a not MS Reamer Stvoes. UBS Faunas
Sentes cams your accord al deity broke by
naigentnt gatt the timed nsteuton We Intoned
pa of thn rebtionstp Sze you ironed tit asrutt In
thr5 Cate, pst Mss ant "pork
se bated X CBS
~xi
Snaps red not tee anodes:rig brae< and you
must mata a report of ny sta or onessbn to bett fln
All =sue statereres dial be deemed czmrele ond
ranee d cot objected to n tote» Petri 60 dass
• Phasedad cusurner norplants a rooms to the Inn:
Cued Realod 10<prtment ae 201.352.1699 or »hate
a $00-354-9,03. 8 00AM to 6 00 PM El ~day
though Indef.« in going to uBS linemen' Sernotel
Cline Rieleliont Department PO Box 766 Unon Can NI
07(67
• n case of errors a qamons about an than< lands
torld« Ur) bli Patenent ce Us yea* MX cad
trallactioni, Call 800-762.1000 a wee to LBS Enamel
When ht. 1000 narbornal. 6th lb«. trzahmern. N)
O7016 Ann IMMI135.4 Serze:
Cal IX et% 35 500n aS tOu Cart deauttlnlertur
sinter
recept 6 %tong or d pea need mu,
ritcnnattn above &thorax cm the sue:~ or recept
The Fen «Card Mow cot atalOtde)Mun teatom you
rho Weeh:1160 days alter the fret sent you the fret
natant-non ends the erne or problemmewed
- Ro ist
nine al acorn, ~ter (il aryl
- Devine the error or the ranter you ae nitre atom
an opt» asdeatyb you can why you tole* et
error a arty you need mire nicer« inei
- firmede te dollar nouns of te swelled Ina
The Manor Cad hoer will ~agate yak ~plant aM
Mll cortect alteror prOoptly
Illozornake al twin paytio to the Armor te ?mail
nutuern ndrated on to front of this garment h aideAn
to Arguer aecoun fees. altarts ma, be adva to
mane:name fees charge: foe lee paynxit for »trite:
purchaws std dorms fa tripod routs h exit, =cents
Accounts ta ace traldeeed lo other nItCuton5nlay be
stbect to a banter fee
UBS Sweep Optiens
U85 ofeers 00cos for sweeph9chk Whnheli haLhX951°
bat &poets x UBS Br* USA ardlBS AG Stardom tint
(Bra Swap hosting navy neat» mutual Inds <Money
Ards) and the Terrnittional Depose Account <Nam
~omen wars iniznalional Renate Management
Account through then* Sweep 'romans, cat baffles
are Swept 53 Waltz.. USA o » al clad-hid Woe and
the, to LES IC Stairiord Brandt a a May Fund Deposes
at tss Sat USA Ye FP( Mad n accotdaxe with XX
nam For tat alomenen pleas nth wino Mt re
09pOIR5 a 185 AG takad Brant and tares of Mal"
Funds re noa nsured by the FDC
Through Or On Addable to cat, balms are svept to
deposit accounts a WS AG Nettork. Bra-41 and U3S AG
Caplan Braole Thee 4.905115 mena nus by tee KC
telexes he» a the U3S AG Corn Swan ere terrpoirily
ezzed to the soormyr rita of theCayman Wands, and
Stream quarnee
ocher ongatian a 165 A6 » may
theDrams wink on the USS Caymans Brach's boas
Deposes att UBS Bra USA and each UBS AG Branch aerob
damned by WC Money Fund tan are praeded by WC
See 'WS linaZul Serums Account Roteden" Meow.
Upon yea «go« dames n tve Bat Sweep Programs a
OA maybe ~Orrin aid shams of a Iv»ney Fund maybe
hqueleond std the proceed: returned to you a yta
talelit =cull
Ferier ofirmaan about anlade :mop *pions. nclAng
antra ironed rates ad peels. is rant,* a
was ubscoranwepyith from your Coaxal b4Mor «by
whin 8067624000
UK %anent Santos eats
ptomain
The Fern Ameritech« of the Saline{ reed« protection
COOOrateel (WC). 5,13. aromas seonles =nu
of
martin go to 1500000 (nano; $250.000 for dams tor
tat) 74t• SK tae ;oxen«, times »Ph to SI scannt$
tray irhOld n apanctrrannly
The Fen together wen arum alaknes. has also patent
seppicountai Probate The nuanuen anoint payable to
all NOW den». conctuelrundatis proteaion o 550)
man as of ~ter
IQ 2013
SWext tote poky orditiro and ~an
cat at te
Fem 6Ut.er protected for up to 119 milkn ri the
aggregatet« al you routshell n a paint, capaay
A full Goy ol tepolcy wring 6 rank upon ~
2
The SIC prosaism and te suralv meal march» both do
not Sent°
• CenaninalCW taws controlled by (and Slaved n your
fl
int ~OM hell away rom shIS inner Swoon
Mg colon <heat aUBSBa& <X cat ail% AG
Stamford brand+. In outran» winedt naming vane
annual» rid 04 twos of mutual lends awe sot
shares re registered treaty el dee nrrit of the acorn
holder ce the bodes and regards of he sylark rum or
trend« agent>.
• Conan rnmentni contexts or mend ntereie (9 g .
lmded ~mhos and more Marmots/ hat are nix
registered ender the Wastes Ace of 1933. and
• Correnadhresconitzh (re 9 . rotor azhaele std
preciousnets animas/. &Wing tons commas ad
rooddY OPlan contacts
The SLY protean, a» the ealemmtainrotiecton do not
»pay to these assets ten A tee ottonve
The
apper mar
[oxenen
[oxenenWC
proteaw rid toseppbtrent
prOteCton do rot ;need aganu shales n the manet
vitae of you inrestmentseseettor as a result of matel
movernint. mum batreprcY or orisahish)
More itennaton e rail le seen reptest Yar nay obun
vore linneron about WC. hdodng the SPC Produce
by ardirtrg SPC at 202.3714300a by vartng tre SPC
»thy» atwsw tanned
DiVireml Re neennent Program IDMP)
the axe reneged 551 ~age pilot Tas may Mon the
&lull Ore kom your/i a:4 Atmor Only rank tios
are potted 'Mee Cl I, partial tots al be sold ad the
cash wil be dedosnel n ever accord The dviand
reneednem pose tippled by the Issuer may defer tron te
maim vise x whdi teepatrol tares in sold
Cade-bike
C,nly vole unit Inn be held rn you nova g you at
entitled to partial eme as a feat of a «Mend ~rent or
~M.
te Firm gap ether tel panelists, matet price
a accept an nun aconites:10y a regazered Wang
egexy. and cafe you anent
Investment °bleak«
The mesonent obraves and nde prof tk are gook to eat
award and nay vary between Here free the Inn
amply n rang of any [lövat nze
in yOur fnano..1
Planta inerzetrere etrzchre; For Net account held.
you choose one of the to lowing nvestment object.»
• Reduce Current »art inroseunts seeking Ow
moral ix of tram< only
• Aten etadebrapittoon Virednionts »Xing greet
of prexpal halm' than dt genarton of name
• ~Its
Co «Meade of Incons and ChM/ Adandonds
Indoflill reol by both ale generator' of name aid
gowal« vncPal
Overall risk motile.
• Conan.", Seeks tomlntanhiiaprixpal win low
rita and yetilily to the rave tert. ten d tar means
the =am deice not gnaw sgnilant income or
Itturrn Ord ma/riftkeep pace yort HUM,
• Athena lirtillnd se rap: tomeko tO «net« and
tolerate some air My» stek higher ratans
• Adreahe Wring to ansept hgh vigt to Xenia' and hgh
ninety» reel, high returns over ant
Statemenehoweholdior
Ylle rnayconsoklate al ceded accent gatemen» wit the
wit mats in the save peeper Ada" troy be reined
fa this P/TOle bemoan» haw Donn Ito aln marvan
tom account relaionshps rah odor dents al the salt»
WOKS est prance d Mown x ihouretoldng t you
refer to atone
nuternterts nulled n ~so
CONFIDENTIAL
envelopes —you may dth-nt haxeholing by ding your
Fnriceid Aden,
Friend,/ account name
The Plenty return nare reflects Marraticn Ott icti
entered on the hen'sonline senors webs.. It 6a
razzes:bat ingkrome chow, by you b ac you «rh
your nordeenand n Inz no Ina effect on nut exourn
You Cal mange you* trendy aritt navies. through Onlne
Severs a by CatitaNin you instal AM «
Account twaview
• Val» of toot Zeoureteporleck NZ Old5SetS add
Reines
• Agee Incbcte ereatiok zit Mars value, la
resorted %van tea rid Global Tx* ~Is
unrealized
maid to mrset and anon rests not he» byte Flen
Does not net:demon:el eaudtelassas a tie end of the
pia andteat statentm pooch. a pr at honevents
unrested ',tot totters and meta» stor. Worn
• CiandeeS Zebedee date Lancet outstanding maim
loan. crone ner shout account balances
• casmarvery balsam Tots of whitened demobte all
biancen. par. IBS Bat USA deposit balron UBS AG
Marked Branch depose balances and mailer maken natal
I ind sweep boraxes a the dose of the ~event period
Non.corninolly free aerdn balm', n you .10»unl lee not
se:reared from other balaxes and Pe Penman ute any ed
nose funds n the ordinry oxen. ot as banns These funt
se past** upon pt
demand thei retard tasted in sie
eras pax, dos ag value
Widen information
fa denied flamson
on ley rn.> »Meg Mahan and
dzdowtt est«to yov Clam Ural bend Ametnewn or
Accort >renew; want Genera Terns and Candonm
URS Stamhet of brede Nelms ardiabie n ayetaenet
end ~Joules a sal
haadge
,asJ«J~
Your ate
Yak statanad tames italics and other dikesheld n
the accont x te add the nineeneu period You may
foe minty cl fuhr pat section at any IMP You may
racer. seantim used a ban colleted aber Parn9.81inn
Deane. Ole on tern Any seinram threatened b the
Bang te summers period are rind at ~el rasa, Of
eh ear of the nutrient peel»
• Con brit hi detteniting tern, bars of the seormes
nduded n this statement Mime minted wets he
natter 'I. • UBS tweed Snoeshas tend on
Minna, ion Maned fan, sources other than le3S
Finntal SktoCeS. nating nrormanon Iran new fin
or ta you may An provided to your Financed Mvoa
The firn does not iedependentA orgy or guar-net*
anracy or vaiday of any karma on pinned. by sources
°Dorton USSF ~cal Sentes
an addnon *toughl.l95 Fnanal Sake: gnarly
updates m6 tronnwn ate 6 recent tefem 60e5 nor
VOA* any attracts ma te Merman» under "Cost
base and "Unreolited goitre is ranee a of she die
Of Thn nalinfoll As tak Mere do not (+Men This
informalon to make surtax or sae °earns. IT IS(
purposes a <cheviot Acccent insand to the? en
mayreflect stribss nformain at forte prod of
time they at held a the Fan Atorehidoroal Haman
Can be added by you Faunan Admix
• Unmerited salnallosses ether data t anaåle
pertated unreal red Wilt:195 ai cararzed for
SDNY_GM_00025706
EFTA_00136326
EFTA01277559
Important information about your statement (Ken Untied)
Mbrickialscanty lots The Palladian data fa ialinThal
lab mayor may not ref ka cenmiisransi Chavesate
Seaintyreorgaidaisei earth Disifend and Other
rorraprnerti lots and thstorrutic purchase tot are oath
Catned to dalarone Seased Sol lhe • bade d
COlarrn pithisitS the Veinal Irani:atm briedate
• Callable searkies Porch and refuted stork that the
issuer role for ealy ralergeon wit be selected matt*
by lot tan ameg 8A sauna-sof that owe het n our
mare a n txmate new for our doors Cat leave
'al emu, cn is obtainedfrom 'bed pale; aid di xosay
is not guraThed Otis call teases may wog *loth
could area mkt complete mental was beraided
*Pm reThiest
• Cracow of deposit (CDs) CDs ate MC mad apt
$293.000 in principal ad salad nitre/ pa dtpontor
and pis depository rnikeion ri acccerona with iDe:
nibs
• Abbate( encesisoptrad kr Wanes sod other
produces may be bier se bins thas t e prce that you
bray kJ wort, recewe in the makes PrCeS are Waned
from varcus mid party00s Much we beimre to to
reliable. but we do not samba tea axuracy
- Wo wisely uso the dosng par nhon sealable ce the
meal or the hd aid ask prices Ice Isted SeCuredS and
*pans or on tad patsfor OTC a0/leis
- Let acne/ traded warren maybe aced meg a
*That al model Cr Menial Mani Ma was Maned
and rnry nol rel lea an adua make pnce or Walt
- C main proton may apse, wiliCut a pat and roll
show fl
ow was not mailable' if we are male to
an* a ace kir a canary
- Occosin or Mates dencamated n °Armes Other
than V S dollars are reflected I the ndibgefat as of
the slasorrunt date
- For Cenan senates trodem onormatorming
deramnatuns. ace and quality (lace sate) may hae
beat a3unted to Wiese props vassal
To obtain crown gunman Mon tattle. woe° yet
Tzarina 44rsor
• Meats Investrrems and ensured produce. IThate
Mostmar secure* (miffing diced paikpaion
pagan aid real estate n*Itrnem tap secuntas)and
structured produaS tetrad., hgrof llwd (elan
unichred FICALCIS tare not toren reasered with the
Waren and Evart( Carswesit a an:Many state
*curet tams We prow* trornred robes for Ovate
theft/TIM SCCORMS 3f,31010-ted predi.XIS for
rrforrna cnalputhopto only Accuracy a not 9Uralle•4
- awe saws maydiffer sthstantallyfran path, t au
at *AO nesse ithestrnere securty Cr StruCtured
prays my be licur a sold aid do not necethaily
reptant the was you may now upon Ituidaten
- Thrd paryepmanof via are dot a ran Ore
ate at stapled k UgS Sword Services on aregdt
u
bays by an nOtpentfent solution Inn
1“ 00f, SenlealPaTOW cesrcasor Sewed
if
my. ate tithed to me Firm by the mum. general
paves alpaca and troy berob-dated based on
Okra* istornarion from that used by thrd panes to
claire thee estirutcd sabres
- You cm obtain Athena acrmalcn reganng the
rritehodology used to determine the estrus, of 'Mut
and the date of the hfonnivon that Is the bate for the
estrum hyaena:Mg your Wadi Athisor
- Thee parry airmail vibes may be reflected as 'Not
wad' n seseral 'Waters Win an in:fermata
valuation Ins AnMI suppled °. 6 untie Sa assign a
sant when we bowman» that a traora wore ha
occaredtha may oda creviyusg reported mire Coo
ClUeSIOn. Cr Manisa)? wayaltetittly recutatme
duo to the nacreof the seamy
- %Then rifillW an Slur rent patina a Saner
Parented 'meaner atrdpalyeslinlled vane is
porde& Pm true of the aro/ay was bednerentecen
As pacers • Ana
- 'Dilatations to die' may tarts reran of cablal
saw* a both
• 003021
re:reigns the glINDlollwing pre(
permit ma may not reflect you cos bath
• IIIIMiCted aataridu Resincted senates anerattre
not aventlyeagble for cubic la* IRS Francis Sinus
uses the mates price of the inntstrided sled( of ten sane
mum a n (toutedOa for the rearTed era tt
purpose of Masa:exam on* To the ware that
reacted *Wines a* eligble for sae. the ualiat rthesed
may be suthtantlier less man the invited vim shovel
• Est leransted) fl aw, antet yields and rates. An
4.21Matt 01 triad nome is based on amen, claubstid
and neap ran awning ew ornaities will be held lot
one yea from staenunt date a vita ITtiturfly This
estimate is on a godparent accuracy and inflated
Mare se not garameed
- Est Mated anus thane and amen yet for sena,
11Pesol warims mat Mute a ratan of aincpr or
crolui guns n winch cafe the Mt name (aid anent
yell/would be mutated
- Parroted anus income aid CUTOM yield aid The
actur Mom and geed mgM be Iowa hgher tht
the evinated moues
- An rentate ol trualcal ozone 0duicerd add
merest) anted by the caner make varlets,'"
bildiCe a bated Co the UP diedend or merest
payment nude byte issuer and awake Iht
seam Mayors MI be rotator one pur iron the
staterent date or rota murky AootrY and
COnlinatd pad re not guraveal
• teems not held by WS Financial S entice Conan
anal ate riot had byte Pith ad not wean the Finis
posseSsai or aneol rhea assets re copized on ycer
stmenere for irdonnational puppies oaf Positions and
yak.; presented a* smiled by the Usurps; Sim IRS
fnancir Setion e not reponsble kr this atormaim
aid does net yuyelitte is acommr IheSe assets se net
prowled by PK or te FITYI sepplunemal SaC
coverage
• Revenue shying and addrionelaropensatket
- m 4dilitiwl to orrunissorn on mks aid 12k1 tees
rased n conneacen with the dart:Non of inulua
hatch toot chthIS ere ands ow *fere receive
rentbe Mann; woe% f corn asubutors andor
orison of the tour tads that we sell These
amounts are booed an two &Stant arroonints 0
the annum 01 saksbyulaS ot a rancor' mutual fund
lanai to at carts. ad Id he arse rate of a
prowler muter lute fangs shretived a the Inn
- We radar *Are abo wake retemerng and
onttmprodassng less n °natation for transfer
agent wtel:eo mat we Kettle to to rneual hulls
Throe lets gene" are pad trim trouser stets in the
nttual fund and se a titad dollt amount based on tine
rusher of ascents at the holm dealer hotting augur
lads of tat tun liniV
- In aka on to oymithscoS Raked n ornealon win
the sale or darbutein of arnuty aro= ad me
wot'tc tarn unit to al dents, we and your
aft Wane raw* riveter tang Carpernation Iron
mrryof the romance commies inclemency to
anuity onacts aeilses of the instancecanna-4s
or sponsor a the and tivieSTMell PUPS We Clartute
- Our EntiaeS also melee trading come/bans ana ova
compensation ken miner finds aid nut sae
Conalies ethos, roosts we diabuto
- We tea** at anus fee turn LEIS Bask USA awl USS
AG Started Crotch of up to 125 pet axount
searing to the banks seder the UPS gra Sworn
Program
ASA,
ledoinli6in MP-ding comsat:us and other Marrs
naffed n annecran wit' the ertiodion of yake naffing
option Irmextans has been evaded on anion:ions
proem* lambed to you. aid wil be pernickel to you
pompon return
Swat selling
it you are engaged in tart stalhp a warily you may nos a
charge clue to cenan known° cost for that palcua
rank
Open orders
4 9arding Open
ta
mikalCened orders that were not
Welted by the
deter open buy axl sell stop
orders we mixed by the amount of dadends (On on
• cmdiii6indsoi egin9los date Wird mended othenyira
by you You re retareble I or orders that re executed die
to your tarote to cancel excarg open ceders
Tex witheldiro en fworbutions from UK Pinatas'
Strokes IRAs
tetkral Lie law iNtlreSili$ hamar Savors to withhold
mord ta from your Stable IRA &Mihaly:en. tut you may
*a oat lobe. acme la* wahholl or. Mast you ray
elect to hat tx wetheld a arse or n a fond rnown
you choose Yes Moan wit twain n effect until resoled
by you You may mate your election a a-y t Me by maurg
anew Maim If you do not haw cco9i incometar
wittnekt Iron your niOAS. you maybe relanSbe la
the parried of osittixed us. You may nth,' penises nl the
'stems witted and yea estimated tar parentnis ere 1101
puce to Sir ixobliptir
Privacy
To atm 3COpy010Lr0.0•47et Caro Primy Aura pea*
contact row F natal:4.0r °miaow wawa Y.
mow vs( comornoweary
IOSTinarcial Servos 6 not a bait The WA. Foams
ServCeSAaount BSA and iRMA rebraerage aatiritS
4•Ch Arcane access to balling servas and produces
Om* artrgenants with affiliated basks 0
other thud
piny balks and reviles accost to burros and amity
prodyCIS Stied by our doted shed party inerrant
caroms through titmice agency lubsiar es of utS
Ronda Senars be
bagman. nsorarce. aidamuypodxts
rat !OK haired • no bank Guarantee May lose sate
Perth RebaurCePAthayrani account Business $VVOF5
<COAT BSA. Iltela and /scant/AN Resource Irtmagerren
CONFIDENTIAL
Anton are registered fervce mats of 1185 Inaxial Services
yea S5C131100 it a regioatd service mat of visa
krorntonal LEK am Signature cede fads aid MG Visa
deed cads re issued byMSBat USA weh turnisson from
v ea u S A iroorporatem
UftS Financial Servaes Inc
My 201407
SDNY_GM_00025707
EFTA 0[)136327
EFTA01277560
UBS
U8S Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP7005679335111in Y1 0
Account name: ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number.
Your financial Advisor.
Phone
Business Services Account
November 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
Questions about your statemeat?
Call your Financial Advisor or the
Value of your account
Resourceline at 800-762-1C00,
account
on October 31 (S)
on November 28 (1)
Your assets
87,971 86
87,475.58
Visit our website:
www.ubscomlfinancialservices
Your liabilities
0.00
0.00
Value of your account
$87,971.86
$87A75.58
Tracking the value of your account
Sources of your account growth
during 2014
Value of your account
Thc uc..3,1CS
at year end 2013
$O00
Net deposits and
tni
87.5
virithdratrals
187,449.09
Your nvestmantreturn
Di*lend and
interest income
$2649
Chance in
market value
$O00
Value of your account
0(1 2074
NCN 2014
on Nov 24, 2014
587.475.58
SDNY GM 00025708
Member SIPC
ANP700113005679335 NP7000192103 00003 1114 030579743
CONFIDENTIAL
01 0000
Page 13 of is
EFTA_00 136328
EFTA01277561
SUBS
Business Services Account
November 2014
Your account balance sheet
Summary of your assets
Value on
November 28 (I)
Percentage of
your account
A
Cash and money balances
87,475.58
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
D
Fixed income
0.00
0 00%
Account name:
r
r
•
Friendly account name:
r
•
Account number:
E
Non-traditional
0.00
000%
F
Commodities
0.00
G
Other
Total assets
Value of your account
587,475.58
587,475.58
000%
Your current asset allocation
100.00%
A
Eye on the markets
Index
Your Fi nuncio! Advisor-
, Cash and money balances may include
available cash balances, U8S Bank USA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on November 28, 2014
3-month Treasury bills: 0.01%
One-month LIBOR: 0.15%
Percentage change
November 2014
year to date
2.69%
13.98%
2.42%
12.56%
1.37%
-1.08%
0.70%
5.86%
ANP7M3005679336NP7003192103 C0M 1114 030579743
CONFIDENTIAL
onimyGm0002gms 14 of 18
EFTA_00136329
EFTA01277562
SUBS
Business Services Account
November 2014
Account name:
EWVIAX, U_C
Friendly account nerene:ELLMAX LLC
Account number.
Change in the value of your account
Cash activity summary
November 2014(3i
Year to date (S)
Opening account value
$87,971.86
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withdrawals and fees,
including investments transferred
cut
-500.00
-525.00
Dividend and interest income
3.72
26.49
Closing account value
$87,475.58
$87,475.58
Dividend and interest income earned
For purposes of INS statement, taotallty of interest and dinclend income has been determined ficM a US
18, lePortirg PenPective. Baud upon the residence of the account holder. account type. or produl type,
scent interest andor dvidend payments may not be subject to United Stan
andor Puerto Rico (PR)
Income tares. The dent monthy statement ct not intended to be used and cannot be (elect upon for tar
purposes. Clients should left, to the accncede tat atoning forms they recent from tits annualy, such as
the Conn 1099 and the Forms 493, foe lac reporting information
is the practice of UBS to file the
aciskade la, reporting ions with the US mtecnd Revenue service and PR Treasury DepactMent find in
sigh loans accurately dasafy (bide ACt arap inkiest at lace exempt or 'sable exec* Please consult your
inixdual tax preparer.
November 2014 (S)
Year to date (S)
Taxable interest
3.72
26.49
Total current year
$3.72
$26,49
Total dividend & interest
$3.72
$26.49
Your PI nandal Advisor:
SCOTT STACKMANcoli CASRIEL
See Account a< Bray the month for dela Is &dances in your Sweep options are indudedin the cpenng and
dosing balances vitt. FDIC insurance ippies only to deposes at u85 Bank USA, not to &wits at u85 AG,
Stamford Branch or bank deposits placedthrow,' the UBS Intemaiond Depose Account program. PK
Protection applies to money market sweep find holdings but not bare deposits See troPortare kdottnation
abaft yOur stamen( on the tat Mo Oars ce this document for Ma's
November 2014 (3)
Year to date (S)
Opening balances
$87,971.86
$0.00
Additions
Deposits and other funds credited
0.00
87,974.09
Dividend and interest income
3.72
26.49
Total additions
Subtractions
Checks and bill payments
$3.72
$88,000.58
-500.00
-525.00
Total subtractions
-$500.00
-3525.00
Net cash flow
Closing balances
-$496.28
$87,475.58
$87,475.58
$87,475.58
UBS Bank USA Business Account APY
Interest period Oct 7 - Nov6
Opening UBS Bank USA Business balance Oct 7
$87,971.86
Closing UBS Bank USA Business balance Nov 6
487,475.58
Number of days in merest period
31
Average daily balance
$87,907.34
Interest earned
$3.72
Annual percentage yield earned
0 05%
SDNY GM 00025710
ANP7C003005679337NP7003192103 00033 1114 030579743
CONFIDENTIAL
of coon
Pegs 15 of 18
EFTA_00136330
EFTA01277563
*DUBS
Business Services Account
November 2014
Your investment objectives:
You have identified the Following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. 'toucan find a ful description of the altemanve
investment objectives in Important information about your statement at the end of this
document
Account name:
ElLMA", LLC
Friendly account name:R.1MAX 11C
Account number:
Your men objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment efigibihty consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out.
Your Knendal Advisor:
212-821.7000/800-308-3140
ANP7C003005679338NP70C0192103C0C03 1114 030579743
CONFIDENTIAL
019§MCGM0002/3991 16 of IS
EFTA_0013633 I
EFTA01277564
*UBS
Business Services Account
November 2014
Your assets
Account name:
EWV1AX, U.0
Friendly account name: ELLMAX LLC
Account number.
Some pnces, income and current eddied Shorn May teeppi0Arnale. AS a Mitt gams and lOssts ma/ n01
to ecoodlely reflected. Set Aporunt intosenefron Stour your statement a the end 01 the ot cumem fOr
more infornolon.
Cash
Cash and money balances
Cash and money balances may include avalple can balances. UBS Bant USA deresn account balances,
UBS AG Stanford Branch &pout account balances and money market mutual fund sweep balances.
UBS Bank USA de
sit aaounl balten(el are insured by the FOC vaihn mono do* llmItS, but are not
protected by PPC UBS AG Stanford Brans h deposit ad oum balances an not insured by FDIC and re not
protected by 9PC Money market cweepbatances are protected by PPC but me not insured by the FDIC.
See the Important information about your statement at the endof this eminent for deans about those
blames.
Hddng
Le5 BANK USA BUS ACC7
87.97 1 86
87.475.58
250.000.00
Goering balance
Closing belence
on Nov 1 (0
on Nov 28 (S)
Price per share
on Nov 28 (1)
Average
rate
DtridenclIMerest
period
Your Pi nandal Advisor:
Days in
period
Cep arount
Your total assets
value on Not 28 (I)
Peuentaaeaf
Cost
Estimated
your account
Oasis (S)
annual income 01
Unceaszel
gam or 1055 (5)
Cash
Cash and money Welles
Total
387,475.50
100.00%
$87,475.58
87,475.58
100.00%
87,475.58
Account activity this month
For rote infonneion about the pind value shown for restricted bromine,. see Important information about
your statement at the end of this doctrnent
Die
Actinty
YOur
Quantity(
be:option
expense code
Face rive
PilcelValue (St
Cash
amount (3)
Cash and
money balance (5)
Oct 31
Cash and money balance
887,971.86
Nova
81) Check
LONEL BEE HNER CHECK PAID 001001
-50000
87A7 1 86
Nov 7
interest
VBS BANK USA BUSINESS ACCOUNT AS OF I BO& la
3.72
87,475.58
Nov 28
Closing cash and money balance
887.475.58
SDNY GM 00025712
AMP7C003005679339NP70C0192103 00003 1114 030579743
CONFIDENTIAL
010000
Pogo 17 of IS
EFTA _Gel 36332
EFTA01277565
UBS
Business Services Account
November 2014
Account activity this month (Contrived
0ate
Money balance activities
Oct 31
Nov 4
Nov 7
Nov 2$
The U8S BM* USA 8USIABS Account is your cowry stveepoption
Account name:
EUNAX, LLC
Friendly account name: ELIMAX LLC
Account number:
Your Hounds' Advisor,
Actmty
Descrotion
Amount (S)
Balance forward
$87,97126
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Of 11/03/14
-S00.00
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF II/CC/Id
3.72
Closing U.S Bank USA Business Account
587.475.58
ANP700C0005.679340 NP7000t32i03 00003 1114 G30579743
OI cinfil- i
nortY_GM_00021488! 18 of 18
End of statement for account number
CONFIDENTIAL
EFTA_00136333
EFTA01277566
Important information about your statement
UPS Finer., Semi% Ira (me rim or UnFinaidalSerekes).
IS a member of al pdergal teens. aornoday aid coons
edurges MOP irocial sauce, and UK Bank VA ire
Plied mulateliana of UPS AG and Ofiliann of u115 Wort%
TLC the f en's f
it eatable won rewea
tee Prrits expaiNe dices in a
185 Ruled SOW% Pc
1200 Haber likulevad
Wedunk et N107086
this ammo redesign.* ithly °acid reard of no UPS
Frontal Woes alum Other raw* except ofloal sae
documents. co nesiog contan3 data should not be reed
upon If you Woo them rs an tar a 0016001. plea.
mow b nosaliady n wring to theIhrich frthapir of the
otho seeing or amount
AISICogh al f 9.rt; tom are Modal b be OCOA10.
Slairsint dm. Todd rot be used for tat puposes API
sokty on yethend to lams
. Form 1099 508. 10425.
tic) then piepaig sour to nom thief rm is Named by
Ian to mon to the PS al mob le Oedema, reponale non
Orb* dvdends and Imola men toed on sontes
held n your account nee proceeds on sob tranuctot nd
cost tartan comb rood SOCUrtsel
Oimmunicillons wit the Frm
• Please reccient %Oral CatenAlCatOns •1 Anut9 to
further proud your rilitt what yrsrotas undo the
*GPO nines Protection Act (SPA)
• fl the humor inStrtriOn on the top tell of the hem of this
summo is not 185 FitinnaiStsVsin
instal
Woks canes or ochrdm a deorkg Mote by
ataigeont me the recated natation We Owed
sou d theroiianlhp nhen you opened Ws =oat in
this cook dots hods and S00% re looted a 185
Frontal Sewn aid not thy drodon9 emit and you
must mar a repo of sly era or omission to both in
All account summon than be deemed combine and
acne*e d not objectedto n vate-g vachn 60 cites
• Please direct cusurner con-plants me Planar w the tins
Client WOO, DIpthrInalt X 2014521699ot tolled
a 1300-351-9,03. 8 00AM to 6 03 pad ET aitoday
thaup ands% a In tong to uBS slimancial SAWS. rte.
Clem Relations Ceparriont PO Box 766 Unon Crty NI
07(07
• ti case of errors re WHOM awn AS Persona tads
undo 0711 bid pow, re 1.85 sot dash cad
tratadsont call 806762.1000 a see to 18SPriancol
Sawn hc. IOW Harbor 814 .6th I Wit Wtetedra N1
0701% Ann IMMSSA swoon
Cat amerce as sow as pa cart d youth a aux
stawnera or recept 6 morg onto) need more
it/ comer Lout atiroNe cn the anoint or feria
The Wm ch Card Much US ap lobe) must hear Wm SOU
nO S3Sif 001 60 Ow, alter the fern Sent you the fist
summonon mash the race or probers49w%
- Frond. my nine ad accept number
and
- Deicrite the Ann a the twofer sou ire spare awe
atteptan aschary a you on ray you Whet 4 is al
error or ray you new awe nIchnot
- hmide the dollar nonfat* 'snored Ma
The kin or Cad ape WI nentigatt yorrooptint ad
will otter any or pronoly
Plea smake al docks psyrde to the Armor the Wadi
nation nelcaed an the kale of this Malmo h akt op
to roar aThint teen. areath may be %bpi to
monopole% charges Ice tie parrot for sort%
purchaws andchaos for tread roots if cash =cants
AWAIntS ma ace tradernid to other nap:tans friar be
Oyes to a bawler fee
UN Sweep Optam
UPS Offers Optall for Sweep*? cath bans basices to
bat deposits at MOW* the rat -!S AG Stanford two
(Bark Sow hoping navy nylon maul finds (Wont
kph) arid the IThenthonal Depose Acorn C0Alfor
cowmen with as morybonal Amerce Management
A0Auf4 Tun* AV Bat SYA0pC•01116•6. cats Ohm%
re swept to 185 ark USA up withestalikthed One and
do to 1165 14 Starriord Brawri a a Mthey Ford Deposes
at LOS Bak USA are 'DK muted n accordance with for:
fret For ewe idomaion pens nut wow Ida go
Deposits a UPS AG helloed Branch ad thaw d Woe
Pads ono I Mired by the FDC,
Through the On wadable to call balms are wept to
doom accounts a 185 AG NeveYork Branch aid 185 44
Coman Brands These deposits zit race mired by the MC
Balances heal a the 18$ AG Comm Bunts ire temowity
sowed TO The SOACAr 6-1 of theCarnal Maids and
there is rd guarantee odor cop loatan of I$ AG to May
theatrics whew the 185 Croats Brats boots
Deposit a (I S Bat USA rd eachUPS AG Batch oral
prowled by 9PC Wilty Fund shies are proceaed by WC
See 'UPS Poo/ Sevan ?<aunt Protection' Who
than you rfs6J02, batraes es tie Bat Wow Program or
OA may be veltatara aid shot of
Fold my be
isquidad, and themath returned to you a or
ta0Sitan =ant
Further mfmnagn tout Palate weep options. vOidng
omern own roes and yetis. 6 eitib*
wets sibscorelsweemites, Iron your f focal /AMYX a by
tag 806762-1000
Irearscial Strokes meta prettosien
The Finn nate/Ow of the Securros roach Protection
COpOratkei PACT Ott pro teas secunits acorns of es
metes to to 1500000 Olsten; 1250.000 for dons for
ors) The SPC wan owecto tints *Fee le all acosals
tha wo had n a palaufa CHNOT
the Wm togerhe wth ono II nate hit also puschael
sopioncntas month The macinuin anoint payable to
all NOW dent. colixtothundr this protection 6 SSIX
meal as of Thoirratier la 2013
Saws to the poky arditiont and boron cath at the
thin ifunhEr protected fa' up a519 milkn n the
Fah
to al your acornsheU n a poicula camaay
A full (boy of the poky OntrAng 6 amiable upon wen
The SIC potato aid tie supplenental praecox' both do
not SON to
• C sun War awns controlled by (and fridided nor
ammo vibe)but held wayfrom uill$Finalizial Semen
Ceg. anal (hat aUBS Bark fahalh MU% AG
Stamford Nandi IP orate pact= nclacwig orbit
an-units. aid Minns of mului lath vine oh
shaves re reg owed Wally n the nane of the aOart
Nita on the locks and moat of the aplabh rya or
tear agent
• (*Han rnmeameni contra" a rheittntrit ntOWS6 Oa 9.
Muted parowshes and pruae placements) that are nor
registered sada the Spumes no of 1933. and
• Corms:dims ammo So 9 . froth *NOWT* and
preaus metal comet &Idea twos comoas arid
comfrodAY option fantods
The SIX protection aid rho applarimui protoston do not
0* to these assetseon if they otherwise appeacnarxr
stawnent The SIX protean, and the sopl ism!
potaton do not reed won change, n the mate
rate of or Werinentsentether as a result cf maim
notirrot. rout bannetcY0F ofis swisk)
More l omiaons &abbe wan root
Yoe may obtan
nue ilfortmen about S.C. hdudrigi the SPC Brochure
by contort SPC at 202.3718300a by vaiwg the SP(
lobate Woe Six ort?
Dividend Re Invesinto Program MP)
The pre; rdleCed ban WONe pnce you may Won the
&tool ixoe tan sour Nowt Adeoor Cosy thole sham
are prowd infer OA P.. partial shams MI to soli aline
ash wit be dowsed n
acours lhpdvdma
renwswerm prize tipped by the issuer nu; dew from tto
made prWeY M.d the partial awes as sold
Caseirliou
Only Oa le unit may be held in sea acoust I you are
anted to 'pot:Pot at a read! of a diveind worn or
at/rye. tie Firm war ether
panahats at matee meice
a maw an atoRill dliellinKlby a registered chow
ate cede or account
leresthatat Slone%
the rnoStnient Weaves rant prole ae speck to Pals
acorn ad nip way booth HOAR slew the Inn
prompt n Arcing of any Kato
etian9e I your tinansa
MOO or nostran oboe% For cods account held.
you choose one 01 1" fo lowes9 west/wit object.%
• Preetuce Current :Non* eneltnient1 Atkin.; the
general no of income only
• Ache* COssablpeepoon kintinonts *Ping growth
onCpal rale than Po greaten of name
• ImaxeCondition of income and Ceptsi APPecupen
than%
toothy both the germaion of stomas.]
reds d prnctha
Oman tisk pnafilla
• Consomme Seeks to nudes Pala pitapat win kw
risk and natilih 10 the as
Pot eon ft ma means
the ascount does not generate Opront internee'
rooms ad myna keep owe wth iol LOCO
• AlloSnia 11160910 aCCOpt some oh to P114.31 ale
tolerate vernmeality so soils hi9hOtnitlaill
• A.996•01ase Wilng to act/ hgh nix te moo! ad hgh
staolitoo *deists ream mei toe
Statement lweashobtling"
We rnay consolidate al retard acorn Statile% with the
sot Warr n the smear...lope ACODirtirrsty DO relined
Ice this %nose Mona they her tenet leo eras matrain
pont amount relawnsho nth other clots al the sane
address 1h6 preace 6 town al chosstelsoldn9 • it you
peel." to realm infant./ oterrentookd P ore
CONFIDENTIAL
ervelopm —sou may dedne fausehollat by ding your
Friona Adveor
Friendly WOW* nem
Teo Thereat =urn none fef kids nf armies that you
cloud on the Fon onlne seers west. It a
customizable snerum•• shoo by you a ate sou wth
you rrardeemith It ht no MO ONO on my arum
You on doge sex Fr(ndie asoiat names. throuth OnIne
Winos a [newton; or Frtawea Pato r
Mount overview
• Vabe of sod attounzeoracoo tie‘ d ASSAIS
• Mote Include *allele cell Karol whoa lot
regained noway
) rid Global line Deposits unredized
mats to market aril Certam ZOO not held byte Fin
Does not nchdeunpnaid saufludassets at /se enI of the
prior andsurest stacerrem pooch a peke
wood itiwk col kw rid eolith le stork onions
• Oandees Wades OAR Damao. windowmon
ars. credit the short accoum bents
• CaShArOnty bitrices Toes of ularotS100
cash
bianon.
U35 Bat USA Miner talawn WS AG
Star/ad Branch depose balances and not, mart mutual
I awl sweep Winn a the dose of tee StalOnsint paw/
Nen.ommodity se, use bora% nyam swum kelp
segregaed from othw batmen alas Emmy% use any of
these funds Pate
ordray course of Wasorsos These tunas
▪
pay,t00 tpon sops ...Imams Oa
6 Inched in nee
Chat' wad dostg value
Lending information
rot deta.M rilainown on the F
Seen; P • WO'S and
didocurp Sato rayChem PAT Onto Agreptan or
Affirm Arnow: and the General Ton ad Conditions
(IS Stamps% of Code ProCtesthothb* n Agotinents
and Dexf osuf es k yanyikaseggegyag,Sy=
Your mats
You' swoon comes swamis and other assetshet n
the ASCOtAl a the cod of the swoon period YW may at
for decieny of IONpaid omen% ar any tine You may
remit searte used a be, collateral ate pion an
balance cue on them Any want% trandened b the Hot
threw the sooners weed on lined a PPP valeta ol
the era of the 'Wool pried
• Cost bast el detoneng thew% basis of the searthes
indeed n this statement. Moe mdisted wth the
number
ICS Financial Servothe read on
inhonation Obtained fro source other do 185
Firithcal Senecas. nilidng Oconakin lam armee IT
or that you nay tow proodol 10 your Winer Myna
The Firm dots not Milo deny vedy Or guarantee the
waracy er validity of or kkirrnaon provided by sources
°Dothan MP rimoal Serra%
it addle. Shouth LOS Nodal Woke: gionally
updates ens dormaxn as t 6 mood Theron does riot
preach any assithrines tha tie dcrmatan fader 'Cost
bait' ad -Unrealized goriest' is xarato a of the date
of Sr. SIOMMI AS AKA please do not rely cn this
rdamapn to rnake ;efts' a sae destont la to
purpose a cmerviro wccont tattered to the font
mayreflect suiriloss nlormaho oily for to pernd d
tiny they re held a the Fins More historical dormation
cis be added by you Fir00.0.6 AcIASOt
• Unmarred galredbmes whin d AO e IOW*
OVMated atrial
)irei asses 3-2 crisiat! foe
SDNY_GM00025714
EFTA 00136334
EFTA01277567
Important information about your statement (confined)
Mfrichalsmaity lots We tatter« data fa Herrera
Ø maya may not elk« comotans disges ace
seamy reorsaindatim emu Delbil and ode«
renwomem lots and »Moak.* pfd ae lots are eat
Otanbned to Taiddy one autra;od b1 lhe • Wade doe'
murm pesents the copnal train« asn baladate
• CANN warltiat Bonds and pWritied SiOdi that the
Maw calt to easy weapon nil besolaced rota-Oath
by lot tom among al seaman of that 6% hod n out
name a n Newts n re ler our dents ( al loan
*Soma«, is °tsarinafrom Mad panes and as xora-f
rs no, gstaaweed OT« call I eattres may eta whet
coed ilep mkt ~eta
'Norma ken Yid te provided
uiwn rowel
• Cortireataa °fagot -MD.) CDs are PK routed ups,
$293.090 in pampa aid sated nttrest pre dspasttor
and per dot:outcry mindien. n =Wawa with SDK
niles
• ~Nakao Mots &placed fa wefts ant otte
produces may be
a brie thai the prise mal you
MAuld taually resew in the mark« PrCeS are Oblaned
Iron vanes tad pitysources when he belevelo te
rabble, but we do not gumbo ecrfr aaasacy
- We "way coo ten doingprise who's arabbk• sr ow
mean or me tol aid ask paces fa laced ledmel nd
*porn or on k tad peesfor OTC satsten
- Let «enwatt traded Øfles maybe gad tung
«barn moo« a tht nno Mani Ma we °Waned
a-4~r«
:elect an adore males PM°. Or Wax
- (enanposlions may appea min« a pet and tall
show z 'price was not wilable if we wistful° to
Obtin a orde for a scurry
- Deposal a Wailes denarinatd n ~des
Other
inn U 5 dollars se refacts a the eel h Ewa., 'Se ds of
the Paw-Font datt
- For cenan senates nag n non-conforming
deromnatans.«ce aid quality dace «abe) may hat
bean «speedm loole.ale oropetvåbzon
To obtain one: caritz•ms wren tailanle maw yoso
Frnancial Ada«
• Peen Inenesmima and seruauriad products. Wale
-winners:aunt Crtchdrig diral prISUpaion
pagan aid feat~
rwament UUSI SenanneS) and
Structured peeidaas straw.,
hghiy 414u d Certain
touched prochas hat nos born regnoted woh
~
cots and Etill~ Common:a a underand state
SeeurtteS lad We vow» estmatd takes for «inte
nwomere wanes are stmneett paten eor
Marina cnalpuwoan only Acwacyn rot duzawd
- lhepvales maydifter seminally from picas a air
a etch acetate rewistmere warty« structured
pinata mathe Lair a sold aid do not newsiaily
regnml the sal. you may rtanto upon Planslantn
- shed pray esimaes of vane are as of a ran dae
aid are stsplud lo l65 Masai knouts on a regib
box by an Winn:Sent saltation Urn
Isuer, 90no4P~Oo‘reASOr Sowed yahn if
am. are stcpted to te Fm by the °Stier, general
partner ia *war and may be °Waled Axed en
diefaet ntomation from that uxd by thtd paths to
dorne ter estinawd yam
- You can obtain addnena eternal«, raga-ding the
~logy
used to determine the emote of vale
and de dace of the Moirnaton thy is the base foe ea
tine
by antadiig your Pnaidal Adrisor
- and parryestimated vales may be reflected as 'Not
pincer n metalstoats ten an 'axlepantni
valuation lam Anoint Applied a d matte to assign a
salt» when no beam wa» thai arnworol tort ha
*coned tha may ell a pownosly tenoned iota if°
CaleSIOn. a when a sal» raitAd be highly ipeehlatare
duo to the rut" of the sway
- Then nitther an Clues rent parte« a parnor
named «knot atudpalyesl Maud volut is
prow led. the taut of to warty war beddleent tom
Ps pitchout pia
- 'DiSibutiows to dae' may inch* rgivn of cal.
mane a both
- • Cwria uld sue' rgresmathe nealonnrg pace
perm a-.5 may not reflod yaw cos bark
• hedand maid« Reenaed 'aromas ;manly in
not armor engine for patio sale taBS inane« *was
ow' the mark« precool to esintoktod s1Ø of the 'ant
tuna
reputed Yak* tor the rearMed suka Bor
purpose of toszNexemona To the omen Ma
eta teed wanes are «gbh lot sale. teeter resieued
may be wtnuntiay less Than the impaled yaw shown
• In. Nairwatad) exam arNotyitalds and ratg. An
natas of annual name is based oft anent derstend
and Mete raw awning de 'acuities will be hit for
one year from siaternont date a and mammy This
alienate is oq a gudene. accuracy and Otntnued
Name se not giuraweed
- Est:rated arnual mane and writ Weed for Wan
tpesol securints muld ticket action of «beta or
gave gam in Muds Cate the ant tame LTCawns
mkt) would be °wetted
- footnoted arnual immix nd euteni yield aid the
actua edoire ale yield night be loweror hgher tha
the teemed amain'
- An ntrute of ~Iced name (dieted seder
«eat) titled byt eoat« malt« vat/Pan>
balaxe a ured en the la2 draSand or curet
parent made by the nuar and avant tit
wart indonoses ell be hild'« one woe Wan the
staterent dae or woe mxurty Acarathand
connoted wed ae nO1 guaanteld
• Aetna held lay UBS Pinandal Swaim Conan
Met at int MU bytefim ad notated-en the fits
Canso's«, or ant« Theo assets re 46plawd en yam
stammen for inlonnahanal ~sonar
Potion and
«tes presented ae provned byte tong fen UBS
~fig
SWIMS ° nol rwponsblei for this atonal»
and does net gantlet es deacxy these assets tenet
;Wetted by SVC or end Fame supplemmul SP(
average
• Itavants dating and addkbnalcampeasatiow
- ti «Whet to aminissom en saes and 12t1 fen
noted en onneace with the datraulon of meta
finds toots deeds we aura ow allae redeye
renrue ~in; aapenu from asubutors and«
maison of the mete lath fiat we soh two
amounts are bawd on two different andeorents fJ
Ilk maul, ol savby ken ot a partCuW nual had
lanai to ow' dierns. and Id the aiset Yam of a
pattailr (rum' fund lanais ShirOt Nil X II. I Ito
- We and ar *Are and recehe retteeng aid
ormthsprocesseng lets n consideration for tune«
agent sakes mat we proud. to Øn rual funds
These lets genitiaN at pad lam imitator mots is the
etbal hand ad ae a tied done-nu« bawl on the
~be of nou,ls at tee ironer-dear holding inutoa
lads of to Arid lane
- m skit ion tomminens etcehed m arntaion wen
the sat or «debate:en of aviary coreaco ad wit
Itnni units toal dieml. wit and co our
at
races* ream* tang thatitenaten Iron
Taira( The manna, °Town Ind/wrung to
a-ruity =awls addax oil The hatanorcewres
«sponsors a taunt envesment trUSIS we *White
- Ott allilyeS also receMe Waling commbwisaMomet
rp.nsaon from annual ilids nd *minx,
0:0"“ 1in wØ procixts we di,. huh?
- We renewal anus tee from LBSBalle USA are WS
AG Stanford Brude of up to RS pet axount
we
to to hanks wale the tangs* Sweep
Pageant
ASA,
mannaen rowning corn-veer., aid otheo Marto
mound
annechon with the ertention ol wades nobadrad
option transactons has been maeled on the w:tons
prevourar landfat no you. aid ail he wodokel to you
womanly on Nan«
Short stilling
n you ae engaged en tort sehgaaearity you may nos a
tag.**
to caftan New"
costs ken« pandela
'snony
Open «den
Regaling OPOo « '9000.tilarK001• OrderS Thai wore not
ecauted by the stamen, dae. open boy ad sell Sap
«des re waxed by me amain of dui...lendscrept, on
an eededindsor tomes dale unless enticed theeis
by you You ae rented* 1 or orders that are restated due
to put lease to carol «tog open «den
Tax witherlditg en ~ant
fawn WS financial
Static« IRAs
~al
Lac WI reqUte51.85 into« Servias to watleold
income tar from yeas tattle as &Mint raw tut you my
doe oat lo haw ~ix
rolltet01 or. instead. you nay
Nets ZO haw la ~Mc I a arne a ct a lied anoint as
you TOOSe Yei elocon yea amain n effect until emoted
by you You mayCwt. par oloction a ay Ono by ~au
ants oilcan If you do What. (mop name tar
matted Ban 'Our dartuliOrif. you maybe retsina,* to
the paranoia of ettanaed tax you may nøs pent« d the
reams wane« and your estimated to parrnems at not
Moe CO you. lacobliyation
Privacy
To Ø4n a copy of ono «awn Otero Proxy Nei« pax*
contact me FnatelAdonor amino« manna at
ymm, ullx<cmen,aneotry
WSfinancial Sevens snot a bark The RIVA. Business
SeevCeS Accost BSA and ANA it bect «age accounts
tiilt made access to bat no sehces and produas
drough annoys/welts with affeueed bats aid other Tad
patty basks and provides awls to Men
aid «ruly
prooknts isked by wolf elated thrd {arty even,
ConWnef tirOug1 rivande Nancy sonata es of utS
Marla Smears tic
teegnen. nstaraniw. and annuity produce
Hot MC haired • No bat* 9.,3f301~ May Bos vale
FOAA RSOLICeMx,agoreni now" Business Wine
4:coant BSA. iffna and ntemaienal Redoes« ~geared
CONFIDENTIAL
Account ate matted teav mats ot 1165 Madal Services
VG S•watuiv is a regiehrod smite mark of visa
mornat inal 1.85 W a Stgnabare OW Cards did UEd Vdd
detail cat ae owed by UPS Bare USA yeah whiten from
YeaUSA haarparatal
UltS Financial SernOes Inc
boy 201407
SDNY_GM_00025715
EFTA_00136335
EFTA01277568
SUBS
UBS Feland& Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70080779971214 XI Y1 0
Business Services Account
December 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call to Jr hriaricia Advisor or the
Value of your account
Resourcetine at 800-762-1000.
account
on November 28 (5)
on December 31(S)
Your assets
87,475 58
87,478.94
Viskour website:
wvAv.ubs.comifinancialservices
Your liabilities
0.00
0.00
Value of your account
$87A75.58
$87A78.94
Tracking the value of your account
1 Thousands
87.5
87.5
AkYv 2014
Member SIPC
Dec 2014
Sources of your account growth
duriag 2014
Value of your account
at year end 2013
Net deposits and
withdrawals
Your nvestment return:
DiWdendard
interest income
Change in
market value
Value of your accoatt
on Dec 3t 2014
ANP70005003077997 tran0C0309352 00003 1214 030579743
CONFIDENTIAL
SDNY GM 00025716
187,449.09
$29.85
1000
*87,47894
100000
Page 13 of 18
EFTA_00 I 36336
EFTA01277569
SUBS
Business Services Account
December 2014
Your account balance sheet
Summary of your assets
Value on
December 31 (S)
Account name:
Friendly account name:
Account number:
Percentage of
your account
A
Cash and money balances
87,47894
100 00%
Your current asset allocation
B
Cash alternatives
0.00
0 00%
Total assets
387,478.94
100.00%
Value of your account
$87,478.94
A
Eye on the markets
Index
Your financial Advisor.
• Cash and money balances may include
available cash balances, VBS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on December 31, 2014
3-month Treasury bills: 0 04%
One-month LIBOR: 0.17%
Percentage change
December 2014
Year to date
-O.25%
1 3 69%
-0.00%
12.56%
-3.44%
-4.48%
0.09%
5.97%
ANP7C00501:60779913NPT0C0305852 00003 1214 030579743
CONFIDENTIAL
IONOPIYGM0002@999 14 of fa
EFTA_00136337
EFTA01277570
*DUBS
Business Services Account
December 2014
Change in the value of your account
December 2014 (5)
Year to date (I)
Opening account value
$87,475.58
$0.00
Deposits, including investments
transferred in
0.00
87,974.09
Withdrawals and fees,
including investments transferred
out
0.00
-525.00
Dividend a-id interest income
3.36
29.85
Closing account value
$87,478.94
$87,478.94
Account name:
EWVIAX, LLC
Friendly account narne:ELLMAX LLC
Account number:
Dividend and interest income earned
rot proposes of tNs statement, tarablity of interest and rildend income has been determined Irma a US
tin regaling CelVedive. Bard upon the residence of the account holder, account type, or prodixt type,
some interest endow dvidend payments mat not bo subject to United States (US) andor Puerto Rico (PR)
Income tars. The dent monthly statement ,s not intended lo be used and carrot be reed upon for to
purposes. Clients should refer to the a00(. 14e tar tenoning fora they receise from LEIS annualy, such as
the Fortin 1099 and the Forms 493, for lax reporting information. It is the practice of UBS to file the
appkatie to mooning forms with the us interrim Antra* semce and PR TreaSury DepartMent and in
sigh fauns accurately dasIfy cluciend arbor intent as I& exempt or unable 'mane. Please consult your
inagdual tax preparer.
December 2014 (S)
Year to dale (S)
Taxable interest
3.36
29.85
Total current year
$3.36
$29.85
Total dividend & interest
$3.36
$29.85
Cash activity summary
Your el nand/ Advisor:
See Account a< tit the month for deta It Iliances in your SweepOptions are ind uded in the openno and
closing balances Aut. FDIC Insurance *vies oNy to deposits at u8S Bank USA, not to depotas at LAS AG,
Stanford Branch Of bank deposits pracedthroush the UBSInternahond Depose Account program. StPC
protection applies to money market sweep find holdings but rot bank deposits. Seetmpatant inSormation
about your steemer4 on the tat Mo pars cf this document for detals
December 20141$)
Year to date (S)
Opening balances
$87,475.58
$0.00
Additions
Deposits and other funds credited
GOO
87,974.09
Dividend aid interest income
3.36
29.85
Total additions
$3.36
388,003.94
Subtractions
Checks and bill payments
0.00
-525.00
Total subtractions
$0.00
-$525.00
Net cash flow
$3.36
$87,478.94
Closing balances
$87,478.94
487,478.94
UBS Bank USA Business Account APY
Interest period Nov 7 - Dec 4
Opening UBS Bank USA Business balance Nov 7
$87,475.58
Closing UBS Bank USA Business balance Dec 4
$87,478.94
Number of days in merest period
28
Average daily balance
$87,475.58
Interest earned
$3.36
Annual percentage yield earned
0 05%
SDNY GM 00025718
aelP7C009303077999 MI003305852 00033 1214 030579743
CONFIDENTIAL
100003
Page n of 18
EFTA_00 136338
EFTA01277571
*UBS
Business Services Account
December 2014
Your investment objectives:
Account name:
ELLIVA., LLC
Your 15 Bendel Advisor.
Friendly account name: FLLMAX I LC
Account number:
212-821.70001800.308.3140
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a INI description of the alternative
investment objectives in Important information about your statement at the end of this
document
Your return objective:
Currant inccine & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First in, First Out
ANP7C005008078000 NI'70C0305852 C0C03 1214 030579743
loistykyfim000211pn 16 of 18
CONFIDENTIAL
EFTA_00136339
EFTA01277572
4UBS
Business Services Account
December 2014
Your assets
Account name:
EISMAX, U.0
friendly account narne:EUJIAAX U.0
Account number.
Some Paces, mccrie and current vdue$ Shorn May teepprOxImale. AS a reltel. gains aldlOS5tS may not
be accurately relkcled. See Aportma infosmafron about your statement a the end of the cbcurnem ter
mare Informs:ton.
Cash
Cash and money balances
Cash and money balances mai include avalade cash balances, UBS Bank. USA oSpaut account balances,
UBS AG Startord Branch ',pout account balances and money market mutual lured sweep balances.
UBS Bank USA deposit account balances are insured by the FCC vat hn yolk ebk limits, but are no
protected by SIPC. UBS AG Stanford Branchdeposit account balances am not insured of FDIC aid re not
protected by SIFC Money market sweep balances are protected by SPC but are nal insured by the CDC.
See the Important information about your statement at the end of this cbcurent for de ai/s about those
trances.
Hddng
°paring [drift*
Clovng Patna
Pnce per share
Average
an Dec I 04
on Dec 31 (I)
eta Dec 31 (D
rate
Dna:lendInterest
period
Your Finandal Advisor:
Oafs et
period
Ceparca:II (I)
Your total assets
87,475 58
87,478.94
Witte On Dec 31 (I)
Pertentaged
Cost
ESbrnaed
your aCCOunt
tress (I)
annual intone
250.000.00
tinreari7KI
gain or loss (5)
Cash
Cult and money imilmom
Total
$87,478.94
100.00%
587,478.94
97,478.94
100.00%
97,479.94
Account activity this month
For rote information about the wirdvalue shown bar restricted securities, see Important informs:
about
your statement at the end of this &resent's!
YOur
Quantity/
Die
Actimty
Description
expense code
Face Mae
Nov 28
Dec 5
Interest
WS BANK USA BUSINESS ACCOUNT AS OF 12104/14
3.36
87,478 94
eke/value (5)
Cash
amount CS)
Can and
money balance (5)
Cash and money balance
587,475.58
Dec 31
Closing cash and money balance
$87,478.94
SONY GM 00025720
ANP7C009303078C01 NP7003305852 00033 1214 030579743
CONFIDENTIAL
100000
Page 17 of 18
EFTA_00136340
EFTA01277573
*UBS
Business Services Account
December 2014
Account activity this month kontnued)
Oate
Money balance activities
Nov 28
Balance forward
887A75.58
Actryty
Account name:
ELLMAA, LLC
Friendly account name:FLLMAX LLC
Account number:
Your Nnandal Advisor:
Descriptcn
Mount
Dec 5
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Of 12104,14
3.36
Dec 31
Closing UBS Bask USA easiness Account
The UBS Pant USA 0.nmess *mum Is your pnmay sweepoption
S87A78.94
ANP7C005008078002NP70C0305852 00033 1214 030579743
End of statement for account number
CONFIDENTIAL
loittlil&GM0002102, 18 of IS
EFTA_00136341
EFTA01277574
Important information about your statement
ues FitInCial Soots Inc Ow Pim a tatS Burial Spices/
is a mentor of al pacpal seamy. caneocity and mum
echarges MOP triment *bus and IS Ball. USA ae
incliod 9A:41a:sof U3S AG and afiliaus of tan Stoskin
LC **Fuss Maria saw" 4 wattle iron reser
The bins eyes", °aces" a
185 Flndtl Swears Or
1200 baba Bans"
Yuba" en NJ 07086
1116StaWilent mamas.* coly "[blue"
of rutin
Finamal Sinus account Other records. eaut "oat tar
downers. conuhng coolOng data should not be abed
upon if you tsetse two at Ma Or On6Sat blue
•
oo it arneditety n tyringtothel3rach Mau" of the
once stungyour roaum
Allscugh al f9st; tAnsal are intendtd 10 be ;Cana
mace" data Toad rot be used for IN Nooses net
solely on yetend it Wm 0 e . ean 1099. 5498. 10425.
NC) faun peeping your tas no" theft is reseed by
Ian 10 recon tone CIS al taoti le dbiliods. apneae non
lamb* Selma' ad trade (Item
caned on susses
held n your Keane, net proceeds on sole tranUctunl, ri d
cost baysonartah weed Walton
ry muta/cation. with the Firm
• Plealerecaltson any oral OrnoalCatons nwrnngto
further proem your opts oaring you/raids undo the
Seosities Wert Prow= Act (SPA)
• el the fun" insteicion on the top Mt 0l the font of Ue
tanvnt it not UIS FiaboalStnOS UOS Muria
Seekes caries you acceur am:baring take by
aragement voth the prated ratuton We Moimed
you of thoractionshp .he you *pored OP aacire in
this cue. pW hrds and smarm re looted a 1.85
Mensal Wow and not tee ocrodurig baker aid you
must mat a report of my woe or omaiso to both WES
All aCCOurIC StaarencS Shall be deemed Carplee and
aCar ate 61v objectedto n "trig Who 60 dm
• Pleasedirect saner astrolabea irunas to the Storrs
Client Rations Durum x 201.3521699ot labia.
al 000-344I03. 8 00AM to 6 03 Phi FT Mmilay
thoOur friday. a n wangle uBSlimancol SUMS he.
CNN Relation, Depatmat PO Box 766 Linen City NI
O7037
• n cat of errors a @MOM able a ekvonic kinds
tondo' tY511 bit Payriou ce 185 bean dash card
manedau call
O-762.1000 a wore to LOS FnanCol
Wow ht. IOW "raw Ad. 6th IMF Weehmkm, NI
O7496. Ann INWI3SA Sava:
Cal a miter san as pa on. dyouthnkpuf
stawnem or recut 6 wrong a If you need ton
itonatien rout atra-oter co the ststerrent or react
The Foln Cr' Card Maw (as asp IOW) OAT how tom you
no teethe 60 OP/S alter the /nu SOY you the fist
sawn" on Moth the race or pro's's/nursed
- Fronde you nine ad ascoint number (II pp
- Duca* the coot or the ranter pu re tansiseatat
slept" asclearly rya; On why you Came 4 is al
error a cony sou WO Mae nlarrUtiOn
- Po ede tie dotty "sum at to mewed woe
Thp fin or Cad astir MI nut igate yOtrCalplAnt and
will ones any era promptly.
Please make al Necks pay:do to the Pm" the Inacil
osseurn ndeated co the from of this Sawn" h addton
to agar amour feu. account may be fulyea to
manunance ten Purges Ice Ise parrot* far seams
purchars and elniun for trued fl
ats I cot =outs
Aopunts tha tettTAM, 10 other nsautons mar be
sant to a bailer lee
UN Sweep Opt:am
yes often 0;Soni for swee"9 GPM batPI Ce3i baLITICIste
bar deposits al Ur Bak USA "tuba AG StarriOnlasks
(Bark Snap hograirn1 maney nuke? mutual fadsMau
Funds/ arid the It yeretiona Depose Accomt C0A1for
CuStallen Nth a monaional Cesare Maugenent
Account through the Bat Sweep Y011an• cam balPXOS
re swept so LBS Bark USA is is a eslaNshed Mr and
then to IBS AG Sharked Bra", a a Matey Fund Deposes
at LOS Bak USA "FOC mused n accoraxe with Frio:
filet For nor ireonson fibre mit onew Mc se
Deposits a UP AG S ar" (oat and tams C Mr,
fisids rent enurie by the FCC.
Through IN DA. avalable to cat, "non to Swept to
depot. accounts a 105 AG Nur York Branch ad UBSA4
Carman Bora, Thea Sports tie ra named by tee FDIC
Lances heed a the 585 AG Caput Brach re temporaily
cured to t e socregn an of the C ay". Wands. and
the b m guarantee*/ other alga" of LISS AG to reply
thebatmen "le on the 185 Canna" Bas boas.
Deposits a LIES Bat USA and each UPS AG Brach aro no
poseected by OPC Mau Fund Mau are proceced by WC
See %BS Finalcul Sewn "cure Fit/team' below
Omer pie rOUO2, batrces a tie Bat Sweep Program a
OA mar be "tau
ad Mwes of a Kinney Fund maybe
wares and the ;suds returned to poet pas
teasitot tang
Furth& Allanatal tout tattle snoop *pore. netking
anent menu rats arq netts. is rat** a
www aseerrisuepyieUs Iron your f liana Mvilor a by
eating 806762-1000
Irmancial hubs me m" pestaien
The Finn it a resterber of the Smuts Nina Proteaion
Copes" (SRO wh. M. protects seem" repays of as
nutlet tp lo $500000 (rb";
1250.000 for darns for
GPO The ScS we coxes" toys *Ph to all roams
tsar pu hold n a parrots* crafty
the Fern togabe wen arum if Lees hb ate pa ha"
st.pplonaeal probates The rnacinurn anount payable to
all digbb dun cob:enrol, undo/ IP brotimion 6 550)
mdlon as of Deceit& IO. 2013
Saps to the poky waken and Wortan oh at the
Fen 4 Cunha protected for up to SI 9 milko n the
a mg"
Mr all you ravesheU n a prim" capaccy
A fa ropy of the poky OrtIng 6 /arab* upon teOrest
The St( prOIKIce ri d to supplenontal prewurn both do
not SPIY to
• C man Maxie axes controlled brigand Mined nut
rosin value) but heel awoy from 1(15Anatol Sevres
(eg anan (lc" aUBSBM& Mc" aeU6S AG
Stamford branch, BO mune pub" neldnguaubte
arra" ad On twos of mutual lads recce tut.
Mates re tuner" "Myatt
name a the rum
Ube co the becks and records of tie rob:abb. GUCe a
tragic agent).
• fen" einurrant cora" or num" must (erg .
limed parowships and Vitae platments) the are na
Inlayed ceder the Soros Act of 1933. and
• Comm:dimscontras to 9. four "Mop ad
predcus metal annoy/. noticing tares commas and
amtroMY Whet contacts
The SF< protection ad the upplermota protooron do not
uptf to those assets sin ri they Otabrtte apex Mr
natant" The SFC protean, and the sapbmwita
protect" do not ironed awn chin" in the market
value M yotr Mestinints (Wet" as a ash of mato
norammt. aux taloa" of FIlsaYte)
Mote teorroxon a salter wpm mast Yoe may obtan
eve nformaton *out SPC. includng 'I/4.SP( Brodur•
by centring SPC at 202-37h/3300a by neitng to SP(
rebate nurse/oar
Dirideni Re Masynent Program ONO)
the ace anecel dal Strap pace •Ou may °bean the
actual ace ham your Finn" Adios One Uole Pres
are cannased cede DAP. partial Mars WI be 5011 and the
cash nil be deposixd n you attars The CMS-4
reemswerm price "shed by the issuer ma/ date from the
mato Fria a whoh the papa :Km tt• sold
Caclobliou
Colt stole unit my be NM .6 y1a =oat Spa are
entibrd to 'pot:alat Si a mac.* ,*Mend pnentnt or
"(noir to Firm cop ether el partial imics at makee rice
a accept an au" detesnred by a registered Sang
<germs and cede you account
tantrum °bleats.
The Meg:Vent obpaues and nt profile are speck to eat
accorm ad may vay Swam nose "see the Inn
prompW in bang of any priors Sage in your Bon"
stuatim Cr Otarrern (Nectar; For tad' accourc held.
you choose one of the to lowesg mestmed Status
• Reduce Cutter axon* Inentnients soeldnj the
glottal at of noome only
• Nome Capotapplichmon kumnynts *Sing "ph
poxpal rapt theatre giewann of name
• poste Consanaten of elcone and CePWAPPeW00^
austrais sooting both no generation of Mono rd
rots of penePal
Oywall ask pun"
• Conserv", Seeks to rumen FitialaiPpat rah low
risk ad v046410 the accost omit ciao if that means
the account does not galore* Stye ban! inforn•Or
routs at myna kelp pea wth mean
• NNW,. 1.4116.2 to accept some OS to So nett at
tolerate samedadlyso seek higher reruns
• AnreSlase Ming to "ea hgh tit to ;mom! ad hgh
Patty to sea hip ruins ow come
katenenrhouselaikling"
We nay COnSOldate al recited eCCOult StattOWNS win the
sari address in the sane alselOpe Admits my be related
for this noose beano they haw owner; MO xb martin
sont account relatoneWs rah ores dam al the sane
address The Facto a knot" as • howetadn9 - I t you
prefer 10 realer indbilial ASerrents mated is Serra
CONFIDENTIAL
MOWN —yOu nay Sane heuseholln3 by Gang your
Ennead Adv6Or
Friendly mount name
TI.Frienar "cum name reflects Ofarretim that year
email on the Hres online sconces webste It ea
custoinizabb *maroon' chosen by you ao azN )ou wth
your reCtedatpng It 1r no bga elf" on )air arum
You on dope toy Frettety asount names. throup Onto.
Somas or tifeatacung you Fnarcul Alba.
Account swam
• Vabe of Sir "concept'!" NW 01 a %KS and
liar
• Ames Inckstki talkie cat barces plun lot
mats
'sanity (el ) ri Global Trop Depart unrolized
mats to market inlandal assets apt held byte km
Does not nebdeunonad SnlattelaSSett at te end of the
pro and out stater" pooch. a a se hastmenn
uses" itak col bee am/ sercitabb stock Worn
• Ordees MUM ckt balalCeS. °outriding maga
loan. eredit Inc. shat .emus banes
• Costamontybalaxei Toes of snincested sub* cash
baps,. olus LOS Bak LISA Pip" baron UPS AG
Surf" Brach depose balances ad menumtkie rrutal
find sweep bacona the dOSe of the gam" mead
Hannay/nosey tur oval baboon in yea .10:ouill Mena
sweated from ottre balances and tre Fatuity tne at of
Meese aced n the "May course of as banns lhese funls
depayable 'eon yoa canal., The total lab" in ne
arrant mixt dosing value
Luang information
Rs desert Mane" on the F nos *Nog pact us and
adobes Sato voteClem Rea bear Admen" or
Aeon" Area" and the General Tans ad Condit";
Ur Stamen of Cade Males "Ube n ettetneat
an: Oralowee 'rook
rdwvien, •ofrGveynni
Yaw aura
YOS Staten/411 COMPS SeartAS and other assesheld n
the =Ow at the cod of the saltenest peed You may a*
(or deiney of laypaid murices a ay, come You may
recap searnm used a ha collated ircer paling at m
balance cue on teat My wanton trantletred b the
ding the summers period an lined a Purim vat* at of
Ow end of the statement period
• Cost basic el dettunng thee" basis of the seances
needed n this gate/net vtwv ndLiter1vAlt the
Nitta -1.' UOS Men" Servceshr rebid on
"tonal ion obtained fun moron other than USIS
Mural Si ces. nrazdng olannton Iran new. I km
or that you nay hat proetkel to rut FiracolArlyw
The Firm clots not Odundenity way Or gunmen.
way a Miry of any Marna" provided by sons
°terra Miro/loaf Serra
it addrion "ough OBS Fiondat Sorter. gutsily
updates this donnaen as e 6 woad. the Fen does roc
monde any roam that the of ameba ader 'Cost
base au, 'Unrealized gat"
is rata sot the date
of this tilapMell As suet please do not rely on this
Miami On to make curdles' a We Peron. la la
purposes a otherwise ACCamlb tautened to the fon
may reflect gallon Waimea, oily for to period
time they" held x the Lim Morehisoncal nlarnatial
Can be added by yotx Brun" Aansix
• Unnamed galurbates Mitten ttat anabb
Or1resdnatal VC )acct ;y5 3,2 Cad./.11O1 tor
SDNY_GM_00025722
EFTA 0[)13634?
EFTA01277575
Important information about your statement (continued)
Mforichalicanty Ins lhe tanstron data fa taircbal
lot mayor may not ref tea anmissank chages ace
seamy reorsurocalwi mos Dividend aid other
renveurnint lots and *tomtit Radar Ms at eat,
combat° to distal one amaged lot the • bade axe'
corm presuits the Mina, nasa txn traedate
• caul. marlin bras and prefened stock thai the
issuer calt for mily ralerpoon we be aloud mart*
by lot tom among as sonnies of thal ova held n our
name a n nom:wenn for our dam Cat leave
'nforraen is attiredhem thrd palm and ds 'cm:sexy
is rot goateed Ore call leases nay east tench
could affect yell complete informer an cock be provided
Limn *past
• Coracle., of deposit (CDs/ CDs are DX mod opt
1291020 n pampa and sated oldest pa &poster
aid per deponcry rota ation. n accordance with
ndes
• prialeralue PnCesdepltsed fa Welles aid Otter
Producrs ^sat be err
or tweedun too ace that you
vreolg astually ream in the makes PrCeS are atoned
from vanxis mid party SCurCel. Much we beleirte to be
reline, but we do not gamine tee ataxy
- Wo generals use the dying ens when sealable a the
mien or Ire bid aid as: aces Ice Isted SettirtieS and
*peon or troy bd pats la OTC souk to
- Ix aavely bade marmot maybe prods mega
atom on moot a them° roan Ma we (Stated
a-armyma ref lea an Mug matts price or wake
- Conan poems may £pea mbar apnea and win
show a 'nice vas not mailable' if we are amebae to
obtan a prose for a cowry
- Deposes a Martin denominated n orrencies other
tun u S caters are ref Iota a the ediagerat as of
the naferunt date
- For Conan 'entities vado9 tt nOneorming
fleeetintetCOS. poCe and quality dace vibe) may hae
been opted to Sarre proper *somas
To obtain curet: array" Men 'abbr.. °arra you*
Franca Arercor
• Mena Inosarrenla rend iersauredproduele Pneate
Mastmert seam* anclang direr panapsion
pagan and real out mestmem trlift secumes) aid
gruchsed peiguaS regilWaly hotly at./
Conan
modaed mamma& not bath regtiard who the
Wa ils and &axial Carynanon a under any stare
*writes aids We prow* esimaed Naas for abate
emumere scants arks smarm, produas for
firkin mama*" only Acdnagb rot 9onni../
- ibex eaves maydiffer substantially from coxes if am
a With aconite moaner. warty's* unarmed
prated nisi be IscoOnt a sold aid do not necessity
wean, the vale you may roma upon Intonate^
- lhrd pay eslmaes of vane at sofa anan dare
aid at suppled to Mimeo:sal Mom on a regu It
bra by an ndepotent violation fern
1“ 014% Senn Paves
WASS esionied vise if
am. are Stgplied to tie Frm by the our, general
paver a 'pulsar and may be Obialed lased cn
afferent ftormabon from that wedbyBud pales to
doltthee est hinted Yoko
- You cal obtain askInexud Manton regaling the
meencdology used to determine the ovum of *rue
and Me dace of the hfonnacon that h the bead fa the
estate by ardacting our Prtrdi Adviser
- Thee party estinatel vibesmar be reflected as 'Not
priced' n metal mourn when an ndepanant
valuation firm An Mt suppled ems untie on assign a
vako Mon we boor* awl. that a rnserel evert hae
marred tha may olla previous,/ mooned valve too
sees*.. a weeniest* radial te hghly fpecutatore
duo to the nSue of the salty
- then mitlw an Oka genenl banner a manor
tamped °amnia at rogpany enema yam is
paneled toe car of Me tonere wet bechnerent from
As pschast Ana
- '0httbaions to dare' mar Markman of e-Mdat
name a both
• 003071 an see' reresents. Me natal olloteng prce
per mil m5 may not rifled now cost bath
• ItintliCted lecUritin Regncted swan Ps gmeraly
not °mow tag.* for pale Sale IBS InaxiS Stress
uses the mart* pries of the onnotriamf nod( of ter ant
our s n muted 'rotator the readied nor for
purpose of tout:ex.:won* To the awn env
rocked *Curlier seal/ale for sok Me ealat roeued
nay be manumit, less man the inured valve Mows
• EA Nitnited) ncaa, anwityields and ram An
tstIMMe of soma moor* n based on and curaond
and ninon ran. autrig The otasities vill be held for
one year from siaement date or ate mammy Thu
estimate a on a guanine. accuracy and OXIttlued
name se not g,srameed
- Eanutdanua octane and arse yield lor cerlao
Item , securito could nava aretain of anciada or
gala gam n Mush CS* the tit Sterne (aid (latent
yea) would be meowed
- Earnatod anneal Moine and curios srield and The
rata note and geld night be awes hgher thm
the toslimitO amuses
- An ninate el malacca moan* Ovidw4 neer
fewest dated by the areal matte Yalta/war
bild1Ce dieted CO the LW Mama or meet
pamem made by the issuer and assanes tor
seam MideporAs MI be MOORa one yet ban th•
statement dace or wed murky Amara rid
cottoned
ae not Suaaltee,
• Astor< held by WS financial Sentita Corkin
Meet ate Mt MN
ad not withn me fats
possessor or anvol Thor asset re doplaped m ycur
seatemern for irdonnatronal popes., oar Potions its
yaws ramrod re proseled by the 69.09 filth IBS
Fnand$ Sr /OS a not reportsble for this ilfeangbn
and does net guarantee is ratty
Thee assets tenet
prowled by SVC a tne resin supplownemal SWC
coverage
• .wants dealing and additional comporosatlen.
- w saline, to cantrissono on sales and 12lat lees
received on contact, with the dartuton of met
fonds to our dents we aria our alkee re0Nee
/Neue marg papunts from &Arbutus ardor
'raison of the mina funds that we sell fl oe
amounts are based an two &Nam amounts
V* amount of saksby IBS of a partcuLe mutual fund
laility to ems <ents. arid to me arse wake of a
prowl, mum' Isnd fangs "wet held at the lees
- We rod Por tatter'.
recehe reforking rod
ownlarprocesung lees n contortion for trailer
agent swim ma see proeck to to new, funds
'Noe fees genet" at pad *cm inamor arts n the
mutual IW sod so a trodd dellt anima based on the
ruybw of =ant at the traiar-Oetr hooking mutual
lords of era ford liniV
- m aide an to comiessonS neared vi corneolon wen
the Salo or darbutran of arnuoy antra= ad unit
soh
my ttut unit to our dent we and or our
ringers:comment Mang Carptionaan Iron
maryof me reran carnalet inclemrsiong ty,
snuck' camas Oatescl the norancecornsmin
ix sponsors a One Urn IleeSerbell MSS we 06Irtute
- Ott afifaes also mane wading COMMISni5aN other
mamma ion from mina hobs and ensene
Ostcales wow roosts sc.:lettere
- We receive an anal fee frown LESSBalli USA anf USS
54 Sunbelt &web of up to 12$ per tcount
systong to the banks mar the IBS Bak Sweep
Program
S• A,
kdoonahan regrdng cremate., and other charges
ironed
annecran wito the aeration of males nckang
option ValkICIOCIShaS been rotted co conlintrons
prenanly lumina to you. aid own be broker to you
pommy on roues
WM selling
it you ayengaged on short sehg a warily you may cur a
rage Me to anal known° costs for that palailai
*may
Open maim
4 9arding tel
"goodtaciarcelled • orders sea
not
neared by the lawmen: dam oPel buy and sell StOP
ceders a refaced by the amount of Modena or ogles on
cadirdindsor congas date unless alumna °them**
by you You ae reroute I or orders lit re executed Oa
to year fadse to anal expirg open ceders
Tax wituold'ngan fortrbootions titan UK Pinata'
Sento IRAs
Federal at Lart regents 1.85 teleran' Serveas to nothold
remota from yore title IRA dislikerm. tut you my
der Mt lobar,' Kanetar wele011 or. instead you ray
deer to hae Ix yrtfiret a brae or n a fad anoint as
you choose VOX $0001 eu amain on effectuntinetoted
by you You may neck* your election a a-ry I Me by mdrog
anew action If you do Wham enotaM name tar
wrtereld from your dartutiOnS. you maybe remotak la
the pater. a earniked la yea may not Farms rI the
moans MONO and yam ettimrtd Ix paintnis are nos
pus to yarn ix obligation
Privacy
To oat a copy °four arrant Cline Priory Natio mbar
contact ear Fn./kW:4mo, or visit our websne Y.
mew suer comommearni
USS ;Walt' Sewees 6 not a bat The WA. Drew
SeorCeSAaost BSA and iRMA are Wattage lauritS
edicts prorde access to bang sences an products
though anrgenents who affilated bre% ma other mad
piny bZki and panne; access to Mama and artily
prOttlaT Sett byunaffiliated If ni Darty Manna
commas through fivISICe!)61Cy whoa -umof uerS
Fnaida SirdiCil
t oregmmt. nsuraince, and amully products
Nat IDC haired • No bank gamma May lot vain
SSA RYSOLIa YAnynani Account. Business Sato
;COAT BSA. IPMA ad ticemabcoa Resource kittagenent
CONFIDENTIAL
ACCOLtit ae registered farm mats a LISS Natal Services
Old
Yea Saynturo it a regioatd smitemot of via
Vornmaial 1.85 Wa Sognabse at° cads and IBS Wa
den cads ae issued byIRSBar USA wth raymiton from
v ea u S A barporacd
UBS FinanCial Servan Inc
RN 201407
SDNY_GM_00025723
EFTA 00136343
EFTA01277576
SUBS
UBS EMancial Stokes
299 Park Avenue
25th Floor
New York IV 10171.0002
ANP70357391750115 VI 0
Account name: ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phcne
Questions about your statement?
Call i0Jr Firiarcia' AdvJSOr Of Ire
Rescurceline at 800-762-1000,
account
Visit our *animate:
worm. ub&ComainanciaderviCeS
Value of your account
Business Services Account
January 2015
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
on December 31 (S)
on January 30 (1)
Your assets
87,478 94
87,483.02
Your liabilities
0.00
0.00
Value of your account
$87A78.94
Tracking the value of your account
S Thousands
$87A83.02
875
•
87.5 •
Dec 2014
lan 2015
Sources of your acco eat growth
during 2015
Value of your account
at year end 2014
Your nvestmmt return
DincIenclana
interest income
Chance in
market value
Value of your account
on Jan 30. 2015
187,478.94
SDNY GM 00025724
34.08
10.00
$87.41B.02
Member SIPC
aNP70003005739175 NP7000169534 00003 Oi l5 030579743
CONFIDENTIAL
OCCO:0
Page 1 of 6
EFTA_00136344
EFTA01277577
SUBS
Business Services Account
January 2015
Your account balance sheet
Summary of your assets
Value on
January 30 a)
Percentage of
your account
A
Cash and money balances
87,48102
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.00
0 00%
G
Fixed income
0.00
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
S87,483.02
$87,483.02
100.00%
Account name:
ELLIVAn, LLC
Friendly account name:
MAX
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your K sandal Advisor.
. Cash and money balances may include
available cash balances. LISS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on January 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.17%
Percentage change
January 2015
Year to date
-3.00%
-3O3%
-2.78%
-2.78%
0.50%
0.50%
2.10%
2.10%
A NP n003005739126 NP70C0189534 03033 0115030579743
CONFIDENTIAL
COMY_GM_000257fted 2 of 6
EFTA_00136345
EFTA01277578
SUBS
Business Services Account
2015
Change in the value of your account
Account name:
EWsiLAX, LLC
Friendly account name:ELLMAX LLC
Account number.
January 2015 (3;
Year to dale (I)
Opening account value
$87,478.94
$87,478.94
Dividend and interest income
dosing account value
4.08
4.08
$87,483.02
$87,483.02
Dividend and interest income earned
For purposes of INS statement, tawbity of inkiest and ckmcknd Income has been determined ficm a US
Ise repotting per.pedne. Bawd upon the residence of the account holder, cacount type, or product type,
some Interest ancYor dvidend payments man not be subject to United States (US) and°, Puerto Rico (PR)
Income tares The (lent rronthy, staternem is not Intended to be used and cannot be reled upon for tar
purposes. Clients should refer to the apt:lid:4e tar reporting forms they wen* from Lei annunly, such as
the Corms 1099 and the Conn, 483, foe tat reporting information it is the practice of UBS to file the
asidicatle tea reporting loans with the US interne Revenue Sennte and PR Treasury Omani-nem. and in
such forms accurately classify dew:lends and ce interest as tau ciarrpt or to able income. Pleae consult your
indwdual tax preparer.
Cash activity summary
Your Pi nandal Advisor:
See Account aCkeity tha month for details Matta-sin your Sweep Option are indudedin the cpenng and
closing balances Aut. FDIC Insurance exties only to deposal at UBS Bank USA, not to deposits at LOS AG,
Stanford Branch Of bank deposits placed t Nouse, the UBS intetnaiona Depose Account program. SiPC
protection appfies to money market sweep fund holdings but not bare deposits Stelmportant Warne:on
*Out y0Ur statement on the tat two pars cf this document for detals
January 2015 a)
Year to date (5)
Opening balances
$87,478.94
$87A78.94
Add/bons
Dividend aid interest income
4.08
4.08
Total additions
$4.08
$4.08
Net cash flow
Closing balances
$4.08
$4.08
$87,483.02
$87,483.02
UBS Bank USA Business Account APY
January 2015 (3)
Year to date (S)
Interest perrod Dec 5 - Jan 7
Taxable interest
0.84
0.84
Opening UBS Bank USA Business balance Dec 5
Total current year
$0.84
$0.84
Closing UBS Bank USA Business balance Jan 7
Prior year adjustment
3 24
3.24
Number of days in nterest period
Total dividend & interest
34.08
$4.08
Average daily balance
Interest earned
Annual percentage yield earned
$87,478.94
$87,483.02
34
187,47961
$4.08
SDNY GM 00025726
005%
aleP70003005739127NP7003169534 00033 MIS 030579743
CONFIDENTIAL
050503
Page 3 of 6
EFTA_00 136346
EFTA01277579
;It UBS
Business Services Account
January 2015
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a frill description of the altemabve
investment objectives in Important information about your statement at the end of this
document
Account name:
Friendly account name:
Account number:
Your ran objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderatron - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Your financial Advisor.
212 8214000/800 308 3140
ANPTC003005739128NP70C0169534 03033 0115 030579743
CONFIDENTIAL
CeieniffY_GM_000257249e 4 of 6
EFTA_00136347
EFTA01277580
UBS
Business Services Account
knary 2 C. 1 E.
Your assets
Account naam:
EWVIAX, ILC
fdendly account name: ELLMAX LLC
Account nuit:her.
Somt OnCes, (non» and torren va ueS Shcmn nlay te approxinble. Asa res uk gans mc' losse May rol
be accuralely rcsktleo. Set »variant informetron about your statement a Ihe endos ins cbcurnern fOt
trom Infornason.
Cash
Cash and money balances
Cash and more), batances mtal met iade avalaale cash balances, U65 Bant USA cbreat account belances,
UBS AG Stardord Branch Ce poot account balances and money maket mutual fund sweep tantes
UBS Bank USA cleposll accounl balances are insured by the FØ val h n applIc ede limit bul are not
potected by 9PC u(35 AG Starford Bram h depovt account bats/vet me not rotorad by FDiC and se not
protected by SIPC Money (maat sneep batances are prolecied by 9PC bui me nat invette: bi the FDIC.
Se* the rmportant information about your statement at the endof this doctrnent for details about Pose
Wanne'.
Hddng
87,478 94
87.483.02
250.000.00
Openlig Wave
Clovng bolace
on fan 1(S)
on fan 30(S)
Pace per share
on Jan 30(5)
Ave rage
rate
DnIdenci Interest
pericd
Your Financial Advisor:
Dars
petiod
Capare:mal fl)
Your total assets
gaue On Jan 30 (S)
neKentage Of
Cost
ES111Wed
yOem account
bedes (S)
annua) 'mare (S)
Unreatted
gen Or 1055 (S)
Cash
Cash med moneff kanon
Total
587,483.02
100.00%
587,483.02
87,483.02
100.00%
87.483.02
Account activity this month
For more infonsmtion *mrt the piktivalue shown for restricteds«unties, we Important informaion snoot
your statement at the end of thn downent
ectlety
YOW
Ouantity,
De:ces:nazei
expense code
Face wake
PelcelValue (S)
Cash
artium (S)
Can and
mant)/ laatante (S)
Dec 31
Cash and money balans
$87A78.94
Jan 2
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 12/31(14
324
87,482 18
Jan 8
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 01107115
84
87,483.02
Jan 30
dosing cash and money blanca
587,483.02
SDNY GM 00025728
ANP7COC9005739179 NP7003169534 CoOrt om 030579743
CONFIDENTIAL
000000
Page S of 6
EFTA_00B6348
EFTA01277581
UBS
Business Services Account
Jan nary 2015
Account activity this month icontnved)
Dale
Money balance activities
Dec 31
Bateau forward
$87.478.94
Actmty
Account name:
EUVAX, LLC
Friendly account name:BUM:0(11C
Account number:
Your Amend.' Advisor:
Descrptico
Arrount (S)
Jan 2
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 12/31/14
3.24
Jan 8
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Of 0I107/ IS
084
An 30
Closing U.S Bank USA Business Account
me UBS BAAL USA WS, ness Account is your pnrnery %VeepCOCA
$87.483.02
ANP700C0005739130NP7000189534 00003 0115 030579743
End of statement for account number
CONFIDENTIAL
006MY_GM_00025712Ne 6 A 0
EFTA 00136349
EFTA01277582
Important information about your statement
MS kande, Sono; Inc (ta rim or UnFirwrocialSorices).
is a member of al sernipal security. acanoday aid wash
edurges Maresca
Seven and utSBanI.US4 ere
Siva aulnal iris of IBS AG and Milian of TVS Souris"
U.0 lhe F nn'S Mann( %Men it Wattle upon realer
She erm's executreallgeS at a
UTS Firmed Swisstic
1200 Haber Bcoilwat
Weehawken N107086
This =tonere reprewunhe cnly °finial round of wed UPS
Hume Series ascount Other Wes& except ofloal tav
documents. coroaring conICen3 data souk nos be abed
upon if you below More 6 an enact *Magi. AWN.
"ton it rorneliae)y n wring to theerthch Maspar of the
alio wring you amount
Although al trio
tram ant 'mended to be aCarate.
ST aieNint data Todd rot be used for tat paposes key
sok./ on ye end to tarns.
. For
1099. 5498. 10.25.
or) then peeping your to return Shot yrs is *greed by
Ian 10 rerron tote PS al motiledin:ands. repontle now
lamb* der:nods ad lam* meted tamed on securities
held n your account net proceeds on salt tranuctens, and
cost 6as/soncairn ward %flaw;
Cammuniallons with the Firm
• Neale reccohrm ay oral 0:nveule.ater6 nwmngt0
furrier awed your faits wham you* roles undo the
*Paves hien
Protection Act (SPA)
•
rf the fame insultdion on the top Sell of the lent of the
lalensmi it not IBS FinnOaSonna IBS Fiume
Sentes caries you acme asclearing Crake by
avalgelnent van the vacated nit
on We Wormed
you 64 this retniaolgo Mm you opened alba:Caine in
this caw, me keds and wank as re looted a 185
Ftasoj Sewn and not the mrockan3 bracer. aid you
must mare a report of ay woe or onessan es both NM
All account subareas shall be darned complete :ad
acar ate 8 not °bye:leiTO n Aritrg wean 60 clays
• Pleasedirect cuslerner complants
rawer to the twin
Clem Realms 0lgrovalt X 201.352.16WOr tallier.
a 1300-354-9,03. 8 00 A k4 04 CO P fir ET fdmiSay
%soup friday. a In wring to UBSIonsoal Sentel he.
Clenl Relation, Depatena PO Box 766 Unon City NI
07(87
• ti case of errors w Q.K.OnS abrAA an ekorona hods
transit.' (s,1 bid phew, or us Yea den cad
tresadions call 806762.1000 or aro to U3SEnanCel
Seams hc. SOTO Harbor ard . 60 I lac Weals:Yawl. N)
07086. Ann INWPSA Sayers
Cal ct stress soon as pa cart d you th Air are
stawnem or Wept 6 'barn Oe d yad need more
nf <moan Lout atranfer en the mermen or react
The Fon Ce Card Muer (as atialOble)niug hear ran )0u
nO 4W00160 CPIS alter the CMKilt you the fret
statement on vasty the race or probien award
- Rohe you new and accossit number fil asp
- Deicrite the ono. Or the winter pu re arrive about
aide: tan as dealy a )Wan ray you teem 4 is al
aloe or May you need mere nlansx ion
- Froside the dokr nuns of tre seeded mix
The km or Cad ester wit nentigateyOtrttolplant and
will Maier! Jay slot prottptly
Plea* mate al areas payola to the Furor she Iwyscial
tIlaulnn nrkaed cm the front of this "aeon
h aids*"
to regter axormit lea. ariorta mkt be sap° to
reassurance foes. charger. Ice Ise payrent foe seams
purchases andchairs for srpad nuns
n cal, =ants
Aaotint$ ma are tralcn?d 10 MN, restbrons mar be
term to a bawler lee.
UPS Sweep Optim
U85 offers oplan for sweep*? cads Dawes. bar-Kest.
bat &posts al Meat
USA and UPS AG Surriord Canal
(Bark Sweep ;Wirral money market initial hods Nom"
hid
arid the hkevistional Depose Arrow; C0Allor
CuStOrnen with ai memaronal resoace Management
Apo:wt. lucv9h Int Bat Sweep Cr011anif. cash braves
are swept to LOS Pre USA up to as egad-hod ran and
then to ICS AG Stamford Brandt a a Matey Fund Deposes
at LOS Sat USA are FOC enured n accordance with Me:
rules For nett isfasnaion p lea. nth were Nc 90w
Deposits a LIErS AG ranked Branch a -id *Lamar/city
Dads ream flitted by the FDC,
Through Or On mailable to can brans are swept to
depObt aCCOuniS a lin AG Newrork BraTcls aid 18S/4
Caplan Brands lheSedepOSIS rear
owed by the MC
Bassos held a the WS AG (ira'
Bra-A ire enormity
oposod to The SOvalin 6 -1 of theCarnal Maids and
there is re wane
cr other ob Satan of LISS AG to way
theDims hi) be on the SS Camas Brath's bodis
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pracoed by 9PC Moe/ Fund shies are proceaed by WC
See 'UPS remorl Savors Accoure Protection' below
limn you masa batrres n tie Sat Sweep Programs or
OA may he MIX/era 74 shams 'tee/loner lu0 maybe
Nodes, and the parted' returned to you a yaw
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www sibscorrismewirafs Mom your Fairer &tenor a by
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Cotorahrei (SRO. Ands protects SEOrilln XCOaTTS of
rnerfOes tro to 1500000 (ncharg 1250.000 for dams for
cash) The Sic tae ormocurn macs *Ph lo all a:mum
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sgspiononrai Fronton The rtharinum afloat payable to
all POW dew. coactuokundof this Armee:on 6 550)
millon as of Ci0Ente IQ 2013
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SI 9 meson n tie
anegae for all your a:coatsheld in a palicula canny
A fa opyol the poky onledng 6 Nalable upon n%aast
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both do
not
ply to
• (elan Irani
**Is controlled tisane esduSed nag,
account rake) but held away from tnil$Finalnal Sato
(eg. anal float alLIBS Bark (Jca;h at 185 AG
Stanford brands. OP Murat Mara
nasong ', arable
annuities. ad (4 Them of mutual rinds racer cut,
shares am reg Waal *Yak es to nine Of the odourt
holier on thebooks and moan of the amicable finer a
trainer agent).
• Conan remnant contraes or nasrmart snoops (o 9.
'maid parowshos and prvaeplawents) that ate ono
ininced caldic the Senates Act of 1933. and
• Corms:dew animas b 9. fOreyle4thar90 and
preaus metal connect ncialkigtokresontrects an,
lOnwedrY option contacts
The SF< protection ad Ira Wpplernintal protector* do not
as/Solo these assets even if they Ottenyde apper Crlra
Pawners The SIC protean, and the Apphframta
prate:ton do not ;venal again doges n the motes
rata M yOsr rwernsintS archer aS a anon of fnatel
inownint. Moat ban.iptCY a Otinw0.90
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nee idorrealan about SIC. rodudrig the SP( BrOCture
by conwrg SPC at 202-37103300 ix by voitng the SIC
rebate al rmw SVC ort?
Dividend Ito Minaument Program OW)
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actual lace ?ran your Finanor Adios Only whole shies
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ash wit be deposed n wit amour* le dvidend
renwslyea pace tippled by the issue mandate iron the
mats eat at wads the partial tiers a• sold
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entited to 'petal we ai a mimeo* arsvilond pherat or
orhonvise, the limn ad ether set partialities a make price
or accept an nun
daanasal by a nEtStfrOd deer- g
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layeamentobleahres
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account aid nay vary hewer Red. note the loin
prompg n hang of any twacant dvnpe I your franca
stuaran or nvestireim Madam For odd. >court held.
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rOfeJi to of name only
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prnepal LOP than Tre ginentOn of name
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We may Oreadate al related eCCOLnt odteTens MTh the
sane address n the Sao aelOpe ACcotresrnty De relined
for th9 ;view boa". they ham cyan hho ant rnairan
pnt Mount rilaiontfx An ate dents at the same
address The padre a Mahn al homeholdng • it you
mew to maim indintsza Prenents mend is see
CONFIDENTIAL
eneekom — you may oxen househollog by ding your
Primal AdavOr
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bait credit Mc short accoum bathos
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inducted n the staterrint Muter niteed watt the
number - 1.' UBS Firundal Sevvneshas noted on
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information to mule curthase a We Oozes la tat
purposes a olserare Accconb trintayol to the fern
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SDNY_GM_00025730
EFTA 00136350
EFTA01277583
Important information about your statement (CC<Itinued)
kviektialsowsity lots She tandion data fa i-decbal
lots maya may not refon comnksank Wagesace
seginty reaping** wears Dbefend ord oh«
ronwernete lots and »Moak.* pordur.0 lots are oat
ettanbned to Taiddy one autra;od
lhe • Wade doe'
coin
wesents the «Neu, talsalen baled*
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market Bonds and pWritied stod that To
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by lot tom aØ al sawn* of that ope hod n out
name a n Newts n ass ler ccr dents < al loan
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is rot ~asked OT« call I eatsses nay egg Weds
could affect yield compete nlomabn end te provided
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of deposit (CDs) CDs are PK rated up so
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and pen clopositcry mlitilicn. h =Wawa with SDK
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if we wind* to
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the stamen! date
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aid are stsplud so l s Masai knouts on a regi
box by an Winn:Sent saltation Urn
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am. are stcpted to the Fim by the °Stier, general
paint. ia *war and may be °Waled Axed en
drage ntomation from that used by thtd pates to
do/WeTor estinawd yam
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~doggy used to determine the elm* of vase
and the dace of the hfonnaon hat is the base fa the
earn,* by Ødelig your Pnaidal Adrisor
- TWO parry estimated vibes may be reflected as 'Not
paned' n antralstoats Wen an 'ersepentent
valuation lam Anoint Applied a d matte to assign a
salt» when no bean. wire has a ma** Nora hap
wart«) tha trey is la pewisusly reponed iota if°
enesatin. a when anale mokl be hghly ipeehlatere
duo to to rut" of the sway
- When nitther an Eva rent pa M< a WNW
*Maud varmen« atsrdpalyesl Mated taut is
prowl* tie taut of he *duty war tn.:Mean tun
is pitchout ono
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mane a both
- • Oftna 'at ste' reXeSsitste nasal anus pone
par task nar may not urbi yaw cos bark
• env**
securities Resinaed wastes genefaly ae
not narentty eight* for pipe pare IRS Enamel Saw*
uses the ~of proof he knortiktod shod( of the sane
dsuer a at crowedYokel« the rearesed swat ;be
purposes of as ursexemohy To the edam stå
rest eted wan* are **le lot sale. tweak. wooed
may **starve/2y less Than the imputed yaw shown
• In. Nana** ism*. atmetyitilds and ram An
*auto of area name is based moment unwed
and fend ears. waning etw acuities will be held tor
one year from statement date a and mar*/ This
**note is my a gudven. accuracy and Otntnued
name se not gar .roeed
- Est:noted arnual mono and writ Weed for Wan
hanol securaus owe Mute a retwn of dencha or
gay( gam in Ms* Cate the pat *erne LTCawns
yekl) would be overstated
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actua Poore ad veld night be Ioweror hgher thal
the estimated maws
- An entnitn of ~lend name øvideedandor
feting dud* by the are mak et valsamease
balaxe a Wed Co the la2 draSand or nee*
payrem made by he issuer and asies the
sears irsdeposas ell be held'« one owe Iran the
staterent dap or wed ~grey Accwahltaid
=Wed wed ae nO1 guaanteld
• Aetna hold Ire WS Itinandal Sonic* Conan
ars-irs ale not held byte Pix ad not nitwit* fits
possess«, or «swot Thee assets re 46plawd en your
tammen for informaronal psnfoses one Posterns and
eater andemod ae prolied byte iseng film UBS
~fig
SWIMS ° nol rwponsblei for this atonal»
and does net gantlet Es deacxy these assets tenet
;Wooled by Sari or te win supplemental WC
coverage
• leaven* dealing and **tonal componsators
- es oddities to aimmissom on sand and 12b-1 lees
nowt/ trs connector with the distrkulon of *Asa
finds toots dials we ahla ow allae redeye
retome fl
ag aapenu from asubutors and«
riisen of the hut* "Inds fiat we sell Skew
*ants arebased en two dints* *Nona*
(S
Ilk ^Owl, ol savby IRS of a Nato* itutual land
limey to ordenes. ad Id the aiset vote of a
pattailr (ruing fund lanais tomt Nil a II. Ion
- We ad co- *Are and tee*, renweang aid
ormtusprocessing low n coreadwaton for transfer
agent porky Tat we proud. to the wool funds
These fees genewle re pad fens inrotor mots is the
nubal hand lb ae a tied delft snours basel on the
~he of ~is
at the tragic-dear holdingmutual
lirds of hiked lanik
- makeion totiminis recce* m annection wen
the we or darts/Wm of ansurycorroack ad use
in., !In n“ knot units to our <km,. we ado-our
altf isne was* refers* *MN OW-Persaten from
Taira( Te manna, cowpox: Ind/wrung To
a-ruity =awls addax oil The iwtanorcorrorns
«sponsors ate urt nvestrien trUSIS re *White
- Ott arm lyn also recelft Waling commbnc.ns an1 OWN
~talon
funs annual laws and *minx,
0:0"“ 1in WØ procixts we disrbuto
- We «who as *vial tee loan ilf$Ballt USA ad USS
Ar Stambro BrnA a up to RS pee acount
snepog to the harts weer the te$ Bank Sweep
Program
ASA,
leloonSao wseedng corners*" ad **eds.*,
mound
annecton wits the creation et vales. Madry
cp bon hansilens has been wasted co oaleeketons
vetoer* lunhed so you. aid Ail be wotelsel to you
pens,* on Amu*
Short selling
t you ae engaged in short st4hgawarity you may nos a
hagede to caftan New"
costs for that paleula
'tasty
Open onion
Regaling OPOo « '9000.tilarK001• orders Thai wore not
efeited by the Pawn*, *a open kw ad sell SIN
cedes re waxed by the amount of dwdends cr igNs on
an oydiedindsor eanghts dale unless nun** when**
by you You ae retiornfole la orders OW are restated due
to put Nitre so anal owing open «den
Tax witihrldite on ~on
foam UK financial
Sonsicet IRAs
F
eritaxasreturnl8S Enalen Seniors to remhold
income tar from yen tackle as &Mint raw tut you my
doe oat lobate ~ix
iniltet01 or. instead. you nay
Nets to haw la ~Mc I a arne or naffed anown as
you TOOSe Yei ~on war twainn eflectunta resoled
byyen You mayCwt. par oloction a ay Ono by ~au
anew oh** If you do Mtn?". orwrsh 'Nome tar
withers urom 'Our dartuliOrif. you maybe entomb* la
the paympre of rstenxedtay you may nos- pen arse d et
*owes withers and yes tainted te papremis rerat
Null CO your to oblipatios
Privacy
To Ørn a cope of ow await Oat Proxy Naha thee
cont.* you F natal minor cannon, manna at
ymnv unconen,aneara
UBSinaocial Sewers is not a bark the RIVA. tows%
SevaS Accost BSA and OMG 4eثage aactrrts
endl swede access to bartnd søves soap:dam
trough anaworrunts with *load bords and tithe Tid
party baskt and provides awls to ism
aid study
protects iskied by ureff dated tadliana romance
ConWnef tirOug1 natarme agency subsist es of utS
Snare* Severs nc
**mat
merinove arid annuly peak*,
Hot MC haired • No bat* 9.,3f301~ May law value
FOAA RinOtr C. nAanagf own Accost Business Wing
AccoNt BSA. ifMA and nternaonal Stow« ~apart*
CONFIDENTIAL
Ampere ae registered serum mats ol LISS ~al
Saviors
M
Yea Srsnature is a tethered service mirk ol visa
Imartehaal LeS Wa Sajnattse iledt fads did UEd Wa
Wen gals se awed by U(3$ Bare USA mil ;kernels* from
Yea USA harms*
UBS FinanCial NiViOn Inc
boy 201407
SDNY_GM_00025731
EFTA 00136351
EFTA01277584
*UBS
U85 Ferancial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP70058150470215 Y1 0
Account name: ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number
Your financial Advisor.
SCOTT STACKIglAnULYLE CASFIEL
Phone
Questions about your statemeat?
Call your Financial Advisor or the
Resourceline at 800-262-1000.
account
Msit our website:
%wily Lbs corn? financialisennces
Value of your account
Business Services Account
February 201 5
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
on January 30 (11
Co February 27 (1)
Your assets
87,483.02
87,486.50
Your liabilities
0.00
0.00
Value of your account
$87,483.02
Tracking the value of your account
Thc tr...and$
$87A86.50
Sources of your account growth
during 2015
value of your account
at year end 2014
597,478.94
Your nvestment return
h:' 5
87.5
Dividend and
interest income
57.56
•
•
Change rn
market value
50.00
Value of your moan
on Feb 27, 2015
SS7ASS.S0
Dec 2014
ian 2015
Feb2015
SDNY GM 00025732
PA•mtlitr SIPC
ANP70006005615047 NP70C0205199 00003 0215 030579743
CONFIDENTIAL
COCOOD
Page 1 of 6
EFTA_00 136352
EFTA01277585
SUBS
Business Services Account
February 2015
Your account balance sheet
Summary of your assets
Value on
February 27 a)
Percentage of
your account
A
Cash and money balances
87,486.50
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.C°
0 00%
D
Fixed income
0.00
0 00%
E
Non-traditional
0.00
000%
F
C orrmodit ies
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
387,486.50
$87,486.50
100.00%
Account name:
Friendly account name:
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your K asocial Advisor-
• Cash and money balances may include
available cash balances. VEIS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 27, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.17%
Percentage change
February 2015
Year to date
5.75%
2.57%
5.79%
2.85%
5.99%
6.52%
-0.94%
1.14%
ata7C00e005lal 5048 NP70C0206I 99 00003 0215 030579743
CONFIDENTIAL
030iLlY_GM_0002575W 2 of 6
EFTA_00136353
EFTA01277586
SUBS
Business Services Account
Change in the value of your account
Account name:
ELLMAX, LLC
friendly account name: Lii..MAX LLC
Account number.
February 2015 (1)
Year to date (1)
Opening account value
$87A83.02
$87,478.94
Dividend aid interest income
dosing account value
3.48
7.56
$87,488.50
$87,486.50
Dividend and interest income earned
for purposes of this statement, tenability of 'merest and dividend income has been determined from a US
txr 'eroding per-pm-live. Based upon the residence of the account holder, =count type, or produt type,
some interest ands dvidend payments mat not be subject to United Stan (US) ardor Puerto Rico (PR)
income lain The client month,/ statement 4 not intended lo be used and cannot be relied upon for tar
purposes. Clients should refer to the applmtle tar reporting forms they recede from LSS annualy, such as
the forms 1099 and the Fonns 480. for lour reporting information It is the practice of UBS to file the
abliCaUe tar reporting forms with the US Mterrol Revenue SemCC aid PR Treasury OKOnment. and in
such forms accuratety classify dui:Sends and cc interest a tai eterrpt or tattle imam. Plea. consult your
indmdual to imeriaier.
Cash activity summary
Your Fi modal Advisor:
SCOTT STACKMA(40/LE CASRIEL
See Account activity the month for dela Is Mantes In your Sweep options are ind wad n the opening and
closing balance: Art. FINC insurance /poi., only to deposal at U85 Balk USA, not to deposits at LOS AG,
Stamford Ranch Of bank deposits placed through the UBSInternahona Depose Account program. SiPC
protection applies to mom martial sweep fund hddirras but rot bare deposits Soelmportant irdormahon
about your statement on the fat Mo pages cf this document for detals
February 2015 (5)
Year to date (1)
Opening balances
$87,483.02
$87A78.94
Additions
Dividend aid interest income
3.48
756
Total additions
$3.48
$7.56
Net cash flow
$3.48
$7.56
Closing balances
$87,486.50
$87,486.50
UBS Bank USA Business Account APY
February 2015 (S)
Year to date (1)
Interest period !an 8 - Feb 5
Opening UBS Bank USA Business balance Jan 8
$87,483.02
Taxable interest
3.48
4.32
Total current year
$3.48
$4.32
Closing UBS Bank USA Business balance Feb 5
887,486.50
Prior year adjustment
0 00
3.24
Number of days in nterest period
29
Total dividend & interest
$3.48
$7.56
Average daily balance
$87,483.02
Interest earned
$3.48
Annual percentage yield earned
005%
SDNY GM 00025734
AelF703040051315049NP7003705199 00033 0215 030579743
CONFIDENTIAL
000000
Page 3 of 6
EFTA_00 I 36354
EFTA01277587
;It UBS
Business Services Account
February 2015
Your investment objectives:
You have identified the fdlowing investment objectives for this account_ If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Account name:
Friendly account name:
Account number:
Your nevi objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
• lots account cost basis default closing method is FIFO, First In, First Out
Your financial Advisor
212-821.703O800-308-3140
ANP70004005815050NP70C0X6199 00003 0215 030579743
CONFIDENTIAL
FeikIlLY_GM_000257Pir 4 of 6
EFTA_00136355
EFTA01277588
*UBS
Business Services Account
February :0 7 :
Your assets
Account name:
EWVIAX,
Friendly account name: EU.MAX
Account number.
Some Prices, nicotine and current vaues Shorrn may be Epproximme. AS a tell*. gains andlOssts ma/ nol
be accurately refkcled. See smporunt inkvettatton about your statement a the end of this cbcurnem fOr
more information.
Cash
Cash and money balances
Cash and money balances ma/ include avalade cash balances, UBS Bar* USA depost account balances,
UBS AG Stariord Branch ',poet account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FOC vAltin applicetAe limits, but are not
protected by S/PC UBS AG Stanford Branchdeposit SCOu m balances an not insured by FDIC and ase not
protected by SiFC Money Market sweep balances are protected by StPC but zee not insured by the MC.
See the important information about your statement a the end of this document for detain about those
Sancti.
Hddng
87,483 02
87.466.50
250.00000
Goering butane.
Clovng Wine
en ce per that
A etrage
on Feb I a)
on Fob 27 (1)
on Feb 27 (1)
rate
DividendInterest
period
Your Financial Advisor:
SCOTT STACK MAN LYLE CASka
Guys rt
period
Cep annual (1)
Your total assets
'Mite on Feb 27 (S)
7erCenta?? of
Cost
Estimated
your ar (Aunt
bass(1)
annual interre(S)
Unrealized
gain or loss (S)
Cash
Total
$87,486.50
100.00%
$87,486.50
Cult and money Wyman
87.086.50
100.00%
87.48650
Account activity this month
For more information about the pladvallut shown for restricted securities, see Important information about
your statement at the end of this &Kyoto?
Date
Acth.ty
Your
Quantity/
Description
tip nse code
Fae.alit
Price/Value (f)
Cash
arrounl (SI
Cash and
money balance (I)
Jan 30
Cash and money balance
$87.483.02
Feb 6
Interest
IRS BANK USA BUSINESS ACCOUNT AS OF 02/0915
348
87,486.50
Feb 27
dosing cash and money balance
$87,486.50
SDNY GM 00025736
ahiP7C0060050I 5051 N7700320SI09 00023 0215 030579743
CONFIDENTIAL
o0c0c0
Paco s of 6
EFTA_00 136356
EFTA01277589
*UBS
Business Services Account
February 2015
Account activity this month (COntinvedl
Oate
Money balance sclivites
Jan 30
Feb6
Feb 27
The UBS Bank USA Business Account is your pnmay sweep option.
Account name:
ELLIVAA,LLC
Friendly account name: ElLMAX LLC
Account number:
Your A sandal Advisor:
*curly
Descrplicn
Annunt (S)
Balance Forward
$87483.02
Deposit
UBS BANE USA BUSINESS ACCOUNT AS CF 02)0915
3.48
Closing UBS Bank USA Business Account
$87,486.50
ANP7C004005815052NPVCOX6199 00003 0215 030579743
End of statement for account number
CONFIDENTIAL
COMY_GM_000257r/M• 6 of 6
EFTA_00136357
EFTA01277590
Important information about your statement
UBS Fhancie Seven Inc (ta rim or UnFinaiSISerices).
is a mentecol al perasal security. acernodity aid epochs
echinges UBSFirtaxill twces and IA* Banleak am
Siva subtilizedof UBS AG and ihljas of LOS Securkei
U.0 the F naStnaaill Parer( it rattle upon r0WV4
the intes exeunt ekesreat
U3S Fmatdal Savo; tic
1200 nabs Ocular!
Market NI 07086
starnem represses the nay °flee reand of >curiae
Founder Seeices account Me *COMB exCept OH all tar
documents. corer-mg conleng data road not be feed
upon If you bewo two 6 an act
Ori6601. pato
nate 11 strivrtliaxay n wring to heBrach Matrar of the
onto sewing your act um
Athaagh al twin tar are 'menthol a be arrate.
Slaithint daa TOW rot be used for tat puposes keg
sok./ on ye rend to lam 0e.. Four 1099. WO. I 041S.
OR) wenn pepsin sour to "cum 'he/ er isreared by
Ian to report tone RS al tao3 le dietends. repent:Ile now
taabie dvdends a1 Liebe non caned on se:unties
held n your account net proceeds on sale tranuctors, and
cost bat/soncrabs covered Sedirinel
Communication. with the Firm
• Nene reccohrm airy oral Oannalnater6 nwnkngto
further moue your are ncioltm your rotes under the
*aria Wear Protection Act (SPA)
• fl ene feuesoal instrMi0n on the top Sell of the from of the,
drawl is not IBS Ch.1002154•VCK IBS Panda
Sength Cries you' acccum aclearing take by
arrangement with to (gated nstruton We intoned
pu ce nn remolds(' %hen you ironed this account in
this cart tour hats and some as re looted a MISS
Fitinoal Simeon and not the erodurrig baker. Aid you
rant mace a report of Sly mot onsmosbn W bath in
All amount stateroom shall be deemed complete and
acarate d nx Objeled TO n Antra wean 60 days
• Please direct cusiorna complants egret to the tins
Client Rea:as Dtperneit X 201.332.1699 or tallier.
a $00-34-9,03. 8 00AM 106 CO PM ET tartar
theur hides. a in wang to UBSIonsroal Sena. an.
Clef/ Relations Cepatrna PO Box 766 Unon City NI
07a37
• el case of errors a WHOM *cut an ekcoonc toes
trendy. (f711 bid paimmt ce U3S Oct Mir cad
traPactiom, call 806762.1000 a ma to LOS FnanCal
Senors hc. IOCO Harbor 8W .6Th I be. Weehreat N)
07086. Ann INWISSA Sauces
Cal ate* as soon as pa cart d you Ma yart
stawnem or receipt 6 svOrg Ot d ?Cu need man
tif reunion rout atraafer on the starred co react
The Fen a Card Mug (aS Bp IOW) must hewIran 50u
nO tae that 60 OA alter the Cm, Sent you the fist
suternern on oath the race or omit...negated
- here tor nine end accent norther IN rip
- Devi& the yon. Or the winter pu are ware god.
atdecaan as deity as you tan why yai Wive 4 is al
error or ray pu need more Mame an
- Froade the doller num of tre sweated wrc•
The Fern or Cad hoar ail ITV:agate y0trfOnplant ant
will corteCt ay taw prottptly
Plearnie al dubs payse to the revisor the lanyscial
nsiskinon nrkaed on to Pore 01m6 statement it ret
to reguer atom fie. axotte may be Yap° to
mantenano tees durgez Ice Isepyre,* fa sturcms
puichaws andchars for vmad nuts n cat =mots
Accounts ma
tiaWkat?d le 0llw. nStiksten$ ma/be
tape to a batter fee
UN Sweep °pains
US$offers open* for sweeping car baler chi bee-Kest.
bank diverts at USS Bat USA and ISS AG Samford arch
(Bark Sweep hograml money market mural hodsNona
erne) and the harnacnal Depose Accotnt COA/for
customers nth at intonational Amerce management
Acwuni lucv9h iht Bat Sweep n0llatif. can breves
are swept to LOS Bat USA up Presiablthed hpe ad
theta to 18S14 Starriced Bract a a Money Fund Depose
at Lee Bat USA are FOC wooed n accordance with for.:
rules For note isfonnaien p bate nut ram Idto
Deposits at LOS AG 9rfori Branch and *oar:rarer
FundS arena nsureff by the FDC.
Through It. On seeable to cat Minors are swept to
apOStt aCCOuntS a 15$ AG Newyork Branch and UBS/4
Caplan Braah ththedepOSIS CM na rased by the FDIC
Bence hell at hetet AG Carlin Brad. ate tenwourity
opined TO The S0nalor Ol of the Caymat Maids and
the
is ra guinea ohr oblgatim of US$ AG to way
thebean *ban the 185 Carnse Brazhs boots
Deposits al URS Bak Via aid eachOBS AG Balch read
piteened by 9PC Monty Fund sties ie pfoceaKI by WC
See %BS Fends Seven Account Frotedion• below.
Upon your agora balances in to Bak Sweep Programs or
OA mar be viltarra and mates of a Mane Foe me be
Nudes, and the proceeds returned to par me
Winton lanll
Furter nfonthign rout aerie sweep *pure. oaring
orient merest rases and netts, o with/eat
vow. itstMysweelyifes torn your Force Moan' or by
caring 806762-1000
list lanancial Services aeon* protection
The Finn is a merrber of the Starnes Or me ;Madan
Coteau(' (SRO. Wish pro tees scones axons of es
myrtles ter 10 1500000 (abaft/ 1250.0W err dams tor
cat) the SPC asset enxecor time‘ JPI>hlo aff Kamm
tap:40er n a pante, cease
The Firm together such onan Akita. ha also madam,
tppiancntat trodden The marine. =oat payable to
all NOW dent. cob/chat/undo. te; protecion
melon as of NOEIntte W. 2013
Sara to he pokyconditions and 'mutat oh at the
Pon 6klmer protected fon up a I I 9 mato n tie
afleare to all tow axone hell n a paha, chatty
A full (boy ol the poky onnIng 6 raga. upon man
The SIC reran:el aid ew stspplenental acacia' both do
not SPIT to
• cyan Irani teas controlled !IMPS aluted n rem
account value) but held Nayfrom L$5
Severs
(eg. anal (kat aUBS Bark (Worth diet% AG
Stamford branch. (d) mutate eccacts naming iradbir
arra les. ate Millen of mutual Iris iirkcev suct,
maws ate ffg howl reedy n he nine Of the WW1
ha at on the toes and recant of he nice* Gee or
treat( agent).
• (erten ehmareni contexts or nuitammt Mort (0 9.
'maid parowshws and prvaeplawents) that are not
egistened vide the Spumes Act of 1933. and
• Como:dines aninat Co 9 . format ..cargo and
preaus metal comnat nclalksitunses commas an,
omfnedAY *Pen contacts
The SLY protection aid the Papplerreotal protectors do not
men; to these assets een reheyOtteevert appealxt•
natments The SEC proteacn and the
cna1
prole:Ion do not pad rinse changes is the menet
vat* of ythr twermints hector as areal of Mani
riournint. rzuvi batnaptcY of 011$41.00
More WWm.anns wait le upon must You may obtan
ewe Werra:rot abort SIC. edudn9 the SPC Brochoe
bycoaxing Sit at 202-37I 43300 et by meng he SP(
mbne dew5ve SPC0rQ
Dividend Re ronunent Preys,' OW)
the Fly hteleCed can agar pnce you may °Man the
actual lane ton sour Favor' Adios Only resole that
re Factored take CA P. partial shares ail to soli and the
cash ail beat:66rd et you acaurt TPdveek
reepeolnerk pra suppled by the issuer may OW from tee
'islet ear at vide the partial :hers it sold
Castoirliou
Only Male cents my be held in me xuant I you re
entitind to meshes one at areal of ark/Wind pale tnt or
the-retie, **Finn wt ether orl partialness make pace
a accept an arrow deentevel by a regard thing
agency. ad cede you account
laywoman abitalves
The mestmenlobechas and Mt profile are 5p2CIC to ext.
account ad mar vary betwem reeds free the Inn
promptIf n prang of any ureter range in your Mama
stuatim or no men elective For ea d. >court held.
you choose one of the fo loweig nwestocal object..,
• Reduce Convoy :Nome Momper stain; the
great en of horn. only
• Nome Caparapplanron heePartnis rein; growth
Of anCpal rah. than the genelaton of name
• ecerce Combatasn of Income and Chnsi AOPecoefo
bantam° sea hp both no perwalon of Mono aid
70 Met a prnetta
Doolittle* porfiles
• Contervatie Sees to manna heat priMpal we low
risk and voholity to the accent heat plan d ha means
the arrant does not ?Aerate Ordain intention
mums aid myna keep pee with a MAIO
• Ationtraa 1.1111102 to accept some rni t0 Palcgul ad
tolerate sornmea get wok higher reins
• Aininne Wring to amer hgh nn tO propel ate hgh
004104P *atlas rams met tent
Statement teusehekling"
We rnay ConSoldate al Fettled adcOrt State71611S with the
'Yet firsts n he saner...lope ACootnn may be reined
for this same Doane they haw owners pho alto mantain
pm amount reatonshps rah Oita OEMS 31 the San*
address Ths pradce 6 Mean as 'householdng • I pu
pet to mole Menke maenads nakd n sere
CONFIDENTIAL
eneekoe— you may *dm househoilny by ding your
Frouzial Advt.,
Fewer/mount MM.
Trohientry accent name ref kes lawmen that you
entered on the Htnis onine winces webs.. It e a
customizable •ndtrume chosen by you a azP you wth
your reardreryang n fin no lepl effect on mur axoum
You on dove you* Frcandry atailt names. throup Onlne
Bence or by entacun; mew &taxer Matson
Mown eveview
• vabe of mot 2ttountepXlito, tie‘ of asset and
lit
• Asia Inctocki adaliole cell Maces pleas lot
m
maimed smithyMt ) rid Global line Deposits unrodized
ass to market and centam assets not held by the Fern
Des not nchdeunpnod veurleilassets a 83e enf ol the
pre andmoat %moron, pooch a Priest hetamems
uneeived itcx1,
aid i•oeCiklb Mot options
• Oahates Mode debt barer. mamas) magn
lors. credit Int shot accoum bates
• COSNITOMy blincen Taal of wirvesied salable cab
bianon. An U3-5 Bat USA deposit data or. 1.55 AG
Started Branch depose balances and money matte mutual
fold sweep baffles.
the dose of tie gainnint per1:4
wrniommolty
atria banshee am
art not
seregaed from °doe balmos arid tee Pommy use any er
these harks n the ordinal. carte of oshonses These funds
are payable tam yrs demand he total 6 Marled in no
arrest prod 'Josh; value
Leming information
fa detathd (lama ion on hey rm.> *No) piaci...tan:I
clidocurn Mee to lotrC him har israsp Matron or
ACC0Lril Agennml aid the General Tans ark Conditom
UBS Stamm% of Crete Fradwe5ratable n Agreterra
and Decbsuf es ot yadshirsaggegrjaasaizi
Your at
You' statereni amzes Manes and other asseshold n
the =owl at the cod of the statement peed you may dk
for derimy of furypad atone at any tote You may
retire secumie used a bit collated ate paying an
balance ore on hem Any 'aunties tranderd to the im
thing the sUtteners prod an laird at nnatei vah• af 01
the end of the statement peel
• Cost basic h dettenhng teat basis of the seathes
indeed n the itsenwe. wen.? Misted web the
number '1: OBS Hand' Serveeshr Feted on
information °Maned from sources other than 15$
entice Senran. nCudng nformation Iran ateer. fin
or hat you nay hate proodad to rut h.nCW Mew
The Finn dots not newendenor way or gurantelhe
artracy er validity of any inartnacin provided by sources
°torten US's F natal Stake
it addtien *hough OBS tannage...at genitally
updates tuts dormaxn as c 6 reeled theFen don rat
°thick any assohnos that he nemesia rade 'Cost
hair and 'Unrealized ganiass" is atarao a of the doe
of this OlariMeM ds aide please do not rely on this
intone an to !make curdle' a say chino la tat
purposes a oterare accent Unstated to the fern
mayreflect gelloss nlormaim oily kr the pond of
time they am held a the Fen Morehaoral neonatal
Cr be added by sir Farr' Adnite
• Unmated sandbags ram data 6 watt.,
ecin.74,.1 naval zed and Visa as catarasol tor
SDNY_GM_00025738
EFTA_00 B6358
EFTA01277591
Important information about your statement (confined)
Mfrekbalsomeity lots the twinextion data fa rdimbal
lots maya may not relket commtans *ideasace
shanty reorsainitatim mein Delfed and ode«
ice...comet lots and frtornalic puedus0 lot are tali
CCanbned to Taglay or* attura;od b1 lhe • Wade dice'
totem pesthu the copnal ladal an traledat
• CANN naeltiat Bonds and pWereitd SiOdi that the
dyad calt Oar ealy relenpton mil be seleatd rota-Oath
by lot tom among al seaters of that Ewe hod n our
name a n nonvi i* n ate ler cur dents < al loan
idcernalcn is °brayed from thed palm aid es xora-f
rs not guraweed OT« call I eatst may eta Mot
could Mat yell ~pet. 'Norma
ima be provided
uiwn reef
• Cortacataa of deposit (CDs) CDs are PK nosed opt
$293.090 in pampa and sated wettest per dtpaittor
and law GUI:outcry enliMia. n acccedawa with iDs:
tides
• ~Nakao Mots &played foe stoat ant other
produces tetat befri« a brie thai the wee mal you
vieuld«dual roam in the trake, PrCeS are °blared
from vasihas tied pity sources when he below to te
relate but we do not gumbo era aaasacy
- We runty me the doingprise whir's arabbt, sr ow
mean or te ted aid ask poxes fa laced SetairertS and
*pans or on k trd pees or OTC host to
- Let «anely traded wanly: may be gad tung
*abae, mote a the nno Mani tila we °Waned
and may not reelect an acted malat PM. Or Wax
- Cenanposlions may £pea vitiate a peke and roll
show z 'price was not wadable' A we resettle to
tae for a worry
- Deposes a sates dentrinnatd n cneoes Other
Tat U 5 dialtirs ae ref acted a the eel h Ewa., 'Se ds of
the stamen! date
- For tartan ~oes natg n non-contrmiag
demmnatens. ate aid quality dace vale) may hae
boon Jaunted» facitale FropKvabzon
To obtain cram orvetz•he won tailaale arrow yore*
Fwanca Ali««
• Peen Inentamtma and seruaurodpreduas. Moats
metare securely, Crtchdrig direr prISUpation
pagan aid real XXX ream rit Man Matte* and
Slruclued praljas terrine., hghil mead Cabin
souchrod pralode bare no bum retracted met the
~mks and Etitn~ Cannot:a a underand state
SeeurtteS lam We vow» estmaed vases la pirat
nwomere ,udere m aid Amami produps eor
Morin.* cnalpuwoan only Acaracyn rot guntloed
- hifpvaueS maydeler %Diurnally tam Facet a air
a which what, nestmero seer« structured
pieta nuybe boor a sokl aid do not news:tally
wow, the sal. you rnayrtaeleuP:ch Itlandarcn
- shred pate esimaes of vie are as of a ran dae
aid ae stsiplud lo l85 twasaid knouts on a result
bald by an often:Sent saltation Urn
90natalP~«ire.«150r mimed yabn if
am. are sxpled to te Fm by the ISSUer, general
partner ia speeder and may be °Waled Axed en
ddkrent hfornation from that uxd by thtd pates to
do/WeTor estinatod yam
- You cal obtain addnena Mammon regaling the
~logy
used to determine the emote of vabe
and the dace of the hfonnaon tat is the bait foe ind
theme by Ødeilt your Fordal Adrian
- llnked party estimated vales may be reflected as 'Not
pined' n moralstoats Won an 'txtepentrat
valuation lam Anent Applied a d wade to assign a
salt» when no beam wire that a enworol tort ha
*coned tha trey ell a ~nosh repond Irate #03
Weston. a whin a sal» nadd be hghly ipeeulatare
duo to the rut" of the seamy
- %%hen nether an dlues rent partipr a maner
estmated vanen« a reSpany et inlud raw is
prow led. the vat* of to weary sea bedintront tan
is pischae pia
- 'DiSibutiom to dae' mat inch* rtiwn of cal.
mane a both
- • °Arta as see' repesenume nixl anus pine
pasnu a-.5 may not rafte you. cos bark
• Ititsolaul nouritias Resinaedsmurees geteraty ae
not armor eigtee for park ak ttBS Enamel Sowam
uses the mat« precool to esinrsoktod 'lock of the sane
tunas
notedvale tor the rearMed stod Bor
purposes of tastmocomona To ?e own 4tå
reso toted seamier are elgble low sale. teeter feted
may be wbiuntialy less mar the imputed whit shown
• In. Nairtatad) tea
arNotyields and rat
An
miaow of area mom is based on armer dentend
and Whet raw awning moo 'maths will be hit for
one year from statement date or nerd mammy This
estimate d arty a guldvene. accuracy and antnued
ritime se not geraweed
- Est:rated anus income and anal yob ror Arlan
11PWital secretes woad rickety a Nam of anciaa or
galore gane n vent out the tit tame LTC autom
yoke) would be °emoted
- Parroted antal immix and eutoni yield aid the
actua rewire and meld night be lower or hgher trial
the estimated afloat
- An ntrute of ~Iced name <atwitter seder
retest) tailed byt eopera mak« vat/Yana>
balaxe d based m the la2 din-Sand or meat
parent made by the mu« and mimes de
wart in Atones ell be Ned'« one woe Mtn the
stat rent date or woe mxurty Acaratrand
conlemed rid ae not guadreeld
• Aetna held Ire UBSPinandel Unite Conan
asset', are not hod byte Pon .3-4 not hem the tits
possess«, or crewel Theo assets re 46plawd en yiur
,ratmel for inloimmanal ~son>,
Potins and
vates presented ae recniled byte tong fen IFS
~fig
Seeds not rwponsble for this atonal»
awl does net gultaillie es aCaexy these assets tent
prolicird by SIC or To Fern's suppeentnial SIC
aneagt
• Itwanue Sating and addkbnaleampeasatiat
- et aillitee to aminissom on saes aid 12b.1 hit
news/ in connecter with the dretrtulon of manta
fends toots deedswe aura ow adlae redeye
reroute ~in; aapenu from asubutors and«
' ,Wien of the annual ends fiat we soh two
anoints are bawd on two different exemonents
tie 4nØ el savby IRS cd a pat0anr0tttal had
limey to ow' dierns. end
aiset rateol a
pattailr (rum' lurid lanais teros Nil at TIM Imp
- We and at *Are and recehe retreading aid
ormthsprocesong lets n corradoiaton for tune«
agent sakes mat we proud* to rhentrual funds
'Nose fees yew" ae pad lam imenor mots is rho
rrutual hand ad ae a tied dole anaum teasel on the
mesh of no
at the troker-deale holding inutoa
leads of tat turd lane
- m skit ion to come: tins itched m arnechon
the sat or torrbution of aviary cormaco ad wit
I Itnni units toal <Wm. we act ce our
athlete rase ream* tang thetetabter Into,
Trips( To rattan campsite: indemnity tro
«rury =axis af ilar oil The iwtaniar corrcw. es
«sponsors a taunt nitriol
trUSIS we *White
- Ott arm lyn also receMe trading commbwisaMonet
rp.nsaon tam weer fields and mince
Oarrt,J1its virait protixts we di,. but.?
- We realm an actual tee fern tBSBalli USA aril WS
AG Stanford Brach of up to RS pee axount
swooping to the hanks when the Ungar* Seem
Anagram
ASA,
leloiniSan wring corn-vet" aid «hie Marto
mound
annechon wit the erteation ol dares Madry
option temsactons has been wailed on «Mom:tons
prevourar landfat kr you. aid hahe~
to you
reomply on racert
Short selling
n you ae engaged en tort sehgaaearity you may nos a
digedue to caftan Mew" costs Retina pal tela
warty
Open onion
Regaling OPen « '9000.likarKellfd• OrderS Thai were not
veiled by the statement dae. open boy ad sell StOp
orders re elated Dy the amount of dnidends or rips on
an oydedindsor waves dale unless enticed theme.
by you You ae ream:orate tor orders that are recuied du*
to put bete to ratal exiting open «den
Tax witherldlig on ~one
ban WS financial
Sention IRM
~el
tax aseretUres1.85 snail« Serveas to neettold
income tar from yes tattle MA &Unbuttons, tut you few
doe oat lobe' ~UN
rahaald or. instead. you nay
(lea ZO haw la ~Mc I a arne or fl atted anoint as
you ehOOSO Yel ~on vil amain n effect one reeked
by you You may reset. pair *Malian a re/ IT* by ~mg
anew ohann a you do rol hare emote name me
mental Ban 'Cur dartuliOnS. you maybe retombre f«
the partner« of then.wel tax you may nøs pawn d to
awns waned and roue intended la parnems re not
«Nell CO you. la obliyatioi
Privacy
To obtan a copy orde name Caere Proxy Noire taboo
anal yar F natal Aden« cerise oar wahine at
yam, ullx<cmen,aneotry
UBS eta-eclat Steven h notated< The RIVA. &mss
SeevCeS Accost BSA and AMA it NO «age acccurrts
Not made access to banana søvats ant produids
drough ananconents who «etlaud briks re °thee Tad
patty baskt and provides amass to tiserum aid starly
prolvas tisund by wolf dratted thrd {arty even,
ConWnef tvoug1 nviffiCe agency tatty es of utS
Fenced Soirees tic
Inestmat. mace and annular protals
Hot MC haired • No bat* guannua May lose vale
RMA RSOLICeMx,agoreni Awe" Business Menem
Mount BSA. iffna and ntemaional ettoisce ~dram
CONFIDENTIAL
Account ae myeloid servo? mats ot UK ~at
Services
VG ague», is a regiewrod service mark of visa
Imernetcnal 1.85 Wa Squabs'. aede Cards aid LÆS Wa
dthe cat ae issued by UPS Bank USA elk ;emotion from
YeaUSA haarparatal
UPS Financial ServiOes Inc
boy 201407
SDNY_GM_00025739
EFTA_00 136359
EFTA01277592
UBS
U85 Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP7C055812250315X1 YI 0
Business Services Account
March 2015
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name. ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number.
Your IInum:jai Advisor.
Phc,,e
Questions about your statement?
Call your Financial Advisor of ti
Value of your account
Resourceline at 800-762-1000.
account
On Febrlsary 27 (V
on March 31 (5)
Your assets
87,486 50
87,464.06
Visit our websIte:
Your liabilities
0.00
0.00
NW1W. Lbs corn? linancia',sesvices
Value of your account
$87,486.50
$87,464.06
Tracking the value of your account
S Thousands
87.5
87.5
87.5
Oro 2014
Feb 2015
Mai 2015
Sources of your account growth
during 2015
Value of your account
at year end 2014
Net deposits end
withdratials
Your iwestment return
Disidend and
interest income
Chance in
market value
Value of your account
on Mar 31, 2015
597,478.94
425.00
$10.12
$0.00
SDNY GM 00025740
SWASIL0S
Member SIPC
ANP70005005501225NP7000304169000C0 0315 030579743
CONFIDENTIAL
100000
Pap 1 of 6
EFTA_00136360
EFTA01277593
taUBS
Business Services Account
March 2015
Your account balance sheet
Summary of your assets
Value on
March 31 (1)
Percentage of
your account
A
Cash and money balances
87,46406
100 00%
B
Cash alternatives
0.00
000%
C
Equities
0.C°
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
C orrmodit ies
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
587,464.06
$87,464.06
100.00%
Account name:
Friendly account name:
Account number:
Your current asset allocation
A
Eye on the markets
Your ig nand) Advisor-
• Cash and money balances may include
available cash balances. VBS Bank LISA deposit
account balances, WS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
Match 2015
Year to date
S&P 500
-1.58%
0.95%
Russell 3000
-1.02%
1.80%
MSC - Europe, Australia & Far East
-1.43%
5.00%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 31, 2015
3-month Treasury bills: 0.03%
One-month LIBOR: 0.18%
0.46%
1.61%
ANP 70005006581226 NP70C0304I69 00003 0315 030579743
CONFIDENTIAL
102SINVYGM000257.49e 2 of 6
EFTA_00136361
EFTA01277594
*UBS
Business Services Account
:3.
Change in the value of your account
March 2015 (S)
Year to date IS)
Opening account value
$87,486.50
$87,478.94
Withcfrawals and fees,
including investments transferred
cut
-25.00
-25.00
Dividend and interest income
2.56
10.12
Closing account value
$87A64.06
$87A64.06
Account name:
ELLMAX, LLC
Friendly account name: LLLMAX LLC
Account number.
Dividend and interest income earned
For purposes of this statement, tarattity of inkiest and deaclenct Income has been OekmInect Item a US
la reporting perspective. Bated upon the residence of the account kidder. account type, or poise type,
some interest ands ciyidend payments may not be subject to United States (U5) ant I a Puerto Rico MO
income ban The tient monthly statement is not intended to be used and carnot be reted upon foe tar
purposes. Clients should refer to the apt:kale la reporting forms they receise from MS actual y, such as
the forms 1099 and the forms 480, for la reporting information 11 is the practice of 1)85 to Ale the
applicable tar reporting forms vnth Iht US Intern6 Revenit semce and PR Treating DePartrrent. and in
such fOn7IS accuotey dassfy dsidencis and cr interest ester exempt or tacatee income merit consult yew
includual tae prepare.
March 2015 (S)
Year to date IS)
Taxable interest
2 56
6.88
Total current year
$2.56
$6.88
Prior year adjustment
0.00
3.24
Total dividend & interest
$2.56
$10.12
Cash activity summary
Your Pi floods' Advisor:
SCOTT STACK MANLYL£ CASRIEL
See Account acuity the month for deals Glances In your Sweep Options are ind udecl in the openng and
closing balances van. FDIC Insurance applies only to deposits at UBS bank USA, not to deposits at UBS AG,
Starraord Branch or bank deposits placed throw)) the UBS intemmond Depose Account pogram SIPC
protection applies to money market sweep fund holdings but rot bank deposits Seeimporeant information
about your statement on the tat Mo pages cf this document for &la's
March 201514)
Year to date (S)
Opening balances
$87A86.50
$87A78.94
Additions
Dividend aid interest income
2 56
I 0 12
Total additions
$2.56
$10.12
Subtractions
Checks and bill payments
-25.00
-25.00
Total subtractions
-$25.00
-$25.00
Net cash flow
-$22.44
-$14.88
Closing balances
$87,464.06
$87,464.06
UBS Bank USA Business Account APY
Interest period Feb 6 - Mar 5
Opening UBS Bank USA Business balance Feb 6
887,486.50
Closing UBS Bank USA Business balance Mar 5
887,464,06
Number of days in nterest period
28
Average daily balance
887,482.93
Interest earned
82.56
Annual percentage yield earned
004%
SDNY GM 00025742
ANP70305005581 227 NP7003304169 00033 0315 030579743
CONFIDENTIAL
100000
Pop 3 of 6
EFTA_00136362
EFTA01277595
SUBS
Business Services Account
March 2015
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. Youcan find a ful description of the alternative
investment objectives in Important information about your statement at the end of this
document
Account name:
EWA', tt_C
Friendly account name: RIMAX LLC
Account number:
Your raturu objective:
Current income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderation - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Your financial Advisor
212-821.7030/800-308-3140
ANP7C005006581228 NP7000304169 00033 0315030530343
CONFIDENTIAL
I 0CSAY_GM_000257floid 4 of 6
EFTA_00136363
EFTA01277596
4UBS
Business Services Account
March 2015
Your assets
Account name:
[Ws/1AX, U.0
Friendly account nanle:ELLMAX LLC
Account number.
Some prices, income and current vdues Shorn may be EpprOxIMBle. AS a ref U. gains did lOsses ma/ not
be eccurately reflected. See Amount intomefron atiour your statement a the end of the etcurnem for
more Infonn•Aon.
Cash
Cash and money balances
Cash and more), balances may ind
avatars cah balances, UBS Bant USA deposit account balances,
UBS AG Stamford Branch Spool account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account baltenCeS are insured by the WC sNthn applicable limits, but are not
protected by SPC UBS AG Stanford Grant h deposit account balances an not insured by FDIC and ase not
protected by SSC Money market tweepbalances are protected by SEC but me not insured by the FDIC.
See the Important information about your statement at the end of this document for del eh about those
balances.
Hddng
87.486 50
87.464.06
250.000.00
Opereng b. lance
Cloong totoce
on Mae I (S)
on Mar 71 CR
en re Per share
on Mar 31 (1)
Average
rate
Ceidencl Interest
period
Your Fl nandal Advisor:
Odfs
period
Cap &yowl ft)
Your total assets
Value on Ma 31 (S)
Pertentaged
Cost
EStfrated
yOur account
bass Cal
annual interne (5)
urre8,zel
gain or loSS (5)
Cash
Cash end money banal
Total
587,464.06
100.00%
387,464.06
87,464.06
100.00%
87.464.06
Account activity this month
For more infonnation about the priteivalue shown for restricted secunties, we Important information about
your statement at the end of this &sullen!
Date
Actlwty
Feb 27
Cash and money balance
387.486.50
Mar 2
Withdrawal
-25 CO
87,461.50
Desorption
YOur
Curly/
expense code
Fate value
eke/value (5)
Cash
amount (S)
Cash and
money balance (5)
Mar 6
Interest
ICS BANK USA BUSINESS ACCOUNT AS OF 0305115
2.56
87464.06
Mar 31
Closing cash end money balance
$87464.06
SONY GM 00025744
ANP70305005581729NP7003304169 00003 0315 030579743
CONFIDENTIAL
100000
Page 5 of 6
EFTA 00136364
EFTA01277597
*UBS
Business Services Account
Ma-it 2015
Account activity this month rcontnueth
ode
Money balance activities
Feb 27
Oalanai forward
WASS°
*cued).
Account name:
ELLMAA, U.0
Friendly account name: ELLMAX LLC
Account number:
Your II sandal Advisor:
SCOTT STACK MAN LYLE CASR1EL
Descry:eon
Arrount 0)
Mar 3
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Of 03/02/15
.25.00
Mar 6
Oeposit
UBS BANK USA BUSINESS ACCOUNT AS Of 03/0915
2.56
Met 31
Closing MIS Book USA Business Accent
The UBS Bank USA WSness ACO)unl is your primary %veep option
$87,464.06
ANP70305005591230 NP7000304169 00003 0315 030579743
10MY_OIVI_0002574W 6 of 6
End of statement for account number-
CONFIDENTIAL
EFTA_00136365
EFTA01277598
Important information about your statement
UBS Fasandal Snert Inc Æse Fim er OBS Flertal Sarkor
IS a ment« el al prrepal setet cawrody arte cpbms
~erge,
UBSF ~tal races and LBSBsI.USA ae
riften kuban/in of UGS AG and al!~
of u8Srosait
U.0 lhe f rat tnrcial oanan i k ~le
spon retten
the hint retire oter nat
LOS Gnien. Sneas re
1200 Habor Botkvad
~Mr
N107086
lhis sturen reprams the cntotIcierected of pr UBS
Franoal Senen amme Orer rmords. rapt ofl oal tad
document. ærbleng orlICeng dau should nec be Med
upon rf puber. rat n an «raa muer plett
rase it rreneliarey n svingro reerasch Mrapir of tre
otiet saning pv amour
Arough al drer roen art iniended b be arne.
stament daarodd rot be used for ta putoses edb
»My on panel ta lares. he. Fores 1099. 5498. I OMS.
tel Mr ~ing
pur ta arm elmeem is re:ard by
lan to radon Tone RS al taml dielends. apostle nen
~b
dydsiret ad lavde mede vaned en sexanes
held n ps accourk net proveds on sale transachrs, and
mor bar on <min arene seermin
Crammunicollona elt re Fim
• nage te crdifin, a-ia oral earvirreens *Ving tO
furer prette your nest incbding yors etas uno« øse
raribes ~ra
Paktaren Am ISPO)
• i te ~I
instritnon onne top lett cd the trent of Un
Illiterynt 'Sno, ISS gionoal
UBS Farre
Server cotries pv acarit as dovna larkaby
arngemenl nr the NOiaad nettion re ~med
pre or thisrebtioner Mon you Opened Nik fl ere In
ibis Cad. ottr hrds ans arta it re loged x les
Fronoi ~e
ar not the. itroductig hoder ar ra
nem mase a d.m of at 670e or omfssi>n to bets Med
All atomm suterens snak be ~ned ~pre
>od
omroe d na oblecteir n *reg trin 60 (bys
• Please dra cusluTec omplanta a ~Ne to n I mr:
°kn hetere letortrant X 201-3S21699 or tolket
al 000-3544 103. 8 00AM to. 0) PM ET ~Ad,
throuq's endt a nigang to uB5 trance' kapr h<.
Glim Relations Dopannent. P 0 flax 766 Unen City Ni
07037
• huse ol ~es a menns atxut as eterne tint
trane« DM bel parre ce LIS ver drar ard
trar:ar
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07086. Aen IIMUSSA Sent4o:
CM Vortetoa
as scu cort d puls esk pur
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nf ~omn rov otrane« cn the emment or revy,
re Fen cd Card Muer (X att ~k. mue ~torn rom
no Bløthat 60 rø alter the Fem sent sisu the fest
slaw~ton Mrds teatra or probkr ~red
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a)4.013n as <Stry
you can My you bare an as
mor a My pu med moe ~ymt be,
- Prride Ne dalr aenount ol te surpected era
The Onnor C rd Muer Ml ~stigar yors ttrplarit avl
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Nose ~e al ~k, parrahao b the beror re Mari
nelinces ndealed on the front of the slae!~ h addt ere
to regier arove fer. axert nr/ be fabee0 to
cniiilcn.1,40 ler charge: la Ute pairen for seairt4;
purchaws
Urta fa utsal aterts is can a:nesets
Ancounts Ila ane an!~
to orar nittutons mad be
srbea to a ransler Ir
OBS Swer Optird
U8S rien OptOns la sereepr9~ ISFBAChT baLWIChS
bar* &pors a uBS Br* u5A ant udS AG Sunder dros
(Br* ramp hosrary tret noret mutur h...nedom?
Fy-ds/andthe ~renna DeMet ACCOlett (CAN.
CuStOnlen «bh al ~namna ~tru
letånagernPnt
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are ~pl fo IBSBat. USA up b ai esiabined lenn and
rar to ISS AG Starlord Breen cf a Wrey Furd Deposts
at LIS ert USA re FOK ~ed n atarartoe ivnes OpK
nalts For Nat islaraton p bare nut ~e lde gsv
Dempes a UG AG 9avdond Branch ad rares d Manet
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lo ah ~non at svøpt to
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red is ro duner« orer oblsetir ol USS AU ho Mat
theterms Mk on the u95 Caoravs Brachs boots
Doposit a LAS Bar USA ar raa URS AG Branch rorol
pernod by SPC Mone/Pund stues are pardled by WC
Set 'LIS einaste Sanses Acaunt ~melon' bete
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s u fa Bak Syrer Prograve
OA may be ~tann
ar rat
Of a :Away hald mil>e
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vevene Yretkell
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www ubSooressvarvidls knm sur f narra ~sor a ar
Mang 8003624000
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of es
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all Niper dent. bratt'bunde' rds primer n 550)
radon as of ~e
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mue lek rid 04 roms of mure luna yrne ovn
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reaty n te nar d the amen
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and pooge ~enig
rat are na
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henkToMY OPIres antraCts
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narret
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a
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vatg d yov Naestmats haseened z ~un oe matfli
~enn.
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MOsf WOMI.W.On 4 araiab men rtadst Va, may obo.>
red nformation ere Sak. hdudng the WC Brodam.
by ~lag
WC at 202-3714300 ce hyren. tie SPC
labre atwwwaPcop
DMdend pbvetanm Program OFT/P)
the aen tellered sa raka plur TW (nil °titan the
atual pre han pur herre Addoor On'y Mole shres
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cash ml be dessosied n pts accourt Tro diliSerld
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gasm ikn d næmt only
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d prnCpal rila Itran:M gastar» ol narre
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rom armur retaionshps ten orer dent aldre Safte
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Vilual 3Isternentl. ~led n fepsIft
CONFIDENTIAL
orvelopes —pu nr/ ~na Iscusehollat by Gang yen
Femme Advisor
Fenad>) ~Mat nano
llyfnenn/ an:Cvnt nannflects nfarroticn the pre
«mad on the Hat erne sanses verste It 6 a
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seartedasset at re end of the
pr« and <Mat ilitoinint mo« a pr Se Setrx•e"
un.ned stoa cola* ard nemnt le stoa «Norn
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lort. dregg re. gul ~un, barer
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beror obs ISS Bar USA drait barets UBS AG
Marical granm drev barnas and malay ~Me ~aul
far rett balnr al tetdose ol the $2,11(~ pond
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SDNY_GM_00025746
EFTA 00136366
EFTA01277599
Important information about your statement (Con tinUed)
MiradaIlea*
km The lava:lion data la isilinThal
lob mayor may non reflect coninitSran, dirges ads
sauntyrecesuntiatian nem Disifend aN Other
rerwernent lots and historrUlk purchatt lots re Oath
combined !odor:law one awaand ki the • trade nee
colon peesents the06pm, banal csn Vanden
• Callable secarkiss tout aid peefored stook that to
apxecalt for este retienphon het beselected mark*
by lot tom among al sennes of that ape held n our
nano te n remake n are for o.s dents Cat lean
'Sommers is Wanedfrom Wird prim and as wary
rs rot go/diked Ono call leases may east Wen
could aka yak. complete Mona kin wok be provided
upon Mg-4M
• Ceerircates of deposit (CDs) Crin afe ROC mod opt
&MOW III octopi and Salad MAMA peg dtposetor
and pa depository nuitnion n acoccdrso with CDC
rubs
• prosmakme Pncesciepthed to TO/.es and we
products mar be hrer
SAT Yip prce that you
MU Id xtually reaseve in the market PCPS ate Obtaned
from vuurys Turd pitySeurats Wadi we hen pa?
te
retitle but we do not gar.nno tick a:curacy
- We generaly me the dosngprw whin atalabk•cc the
mon or ilk NI aid ask Dices for Isted SPairrieS and
ophms 01 ahybd oration%
smuts
- in
aCtvoly traded warners maybe priced tong a
yalatm model ce thorns; roofed wice we enema
axiom nol reflect an actud matt prince Or 'able
-
C main positions may annex wear Apra:err:I yell
shoo/m *0de was rot arcilable if we are male to
obtain a prce for a security
- Deposes a wanes d(nannated n anemic other
than u S delhrs are ref
d the tea:Purgers. as of
the tar twat date
- For Certati 'mate
twang nOreathofMng
dererlireteriS. VICO aid quality (face vane) may hae
been me swam femme prow known
To obtain Clan: CM:M.244M Wan anlaSio. cotta yes
Framed ratisor
• Meals IntrostituMs and Muddied produeln Poete
imostrwre secure* Cnolidng direct pzerpation
pagan aid tea, estate nfgtrcem team somas) aid
'huh s eel valuas are gieWaly hghle thud
Conan
struck/al prodidt haw no been rettiored wit the
Seato n and ErMaNeCcerynssion a under any stare
*canto ims Vie von* esimred sakes for wrote
mestmcw seances and stinted products for
ramose cnalpuwown only Ammaye rot gummed
- Thew ohm maydiffer StbStarthaltyffern VICK it a te
al Mich wean mestrnere securty a structured
mono maybe tour
or toed aid do not noceswly
rewesent the rasa you may Mace units leak i e r,
- ihrd paly fliMdeS Of via ate aS Ot tartan tfle
sot re uraploicl to LEIS Maori kenos on area' It
base by an eulepereent valation fern
SerTalPanMA'SreTSCof Sewed vamosi
my. are sighted to to rem by the owe general
partner et keno and may be Calbraled bated on
efferent btornabon from that usedbythe panes to
done thee QStinat(d PTAS
- You car ratan addecnal Mona,
regaling the
tratescdology used to determine the enema, of wake
aid the dace of the thronn.von that is the bass for the
Menke hyaena:Mg your Rancid Adrisor
- 11•411 parry estinated vibes may be reflected as 'NO
priced' n seed unarms ten an Mlepentent
valuatm fat Ms not tippled a ol unable no awn a
vako when we becomy TIM Mal a ToWeAll and has
occurredthat fray oda mans*
reported vain coo
OUPAtto. ce Msen deal"? ratuk1 te hghly theattaare
duo to the 'utast. of the :tarty
- Men minor an Maw general patina a sponsor
throated vine
a Mihaly ew Maud whew is
prOusledi the new ol are nearby wok bedThrent ton
tit pones* pew
-
'Cristrbutions to tae' mar inch*? nem of C.thitai.
., cane cr both
• 0030 . 1 wist sae teateSdhs the glottal ollteng pine
per unit ale may not reflect you me barb
▪ Itaibicted securkias Resumed wcumes se-meaty it
not curtntg Ogg* tot ptiolc sale Leh [alexia knetzth
Loos the make price of the unnuriood stook of the sane
*swam
wooed vale. toe the rearmed won obi
pea peen of a): s sane ra amp TO the afro tar
resected seonles sensiblekr sae the cake wooed
may be substritiar Ins thin the inured wive shown
• In. %inflated) bank arrontyields and mot An
TIMM of sewer nine is based en anent weekend
and nave rats. awning rho woritin all be held for
one year from siaement date or and ITUOTIy This
alienate is on a guktiline. accuracy aid °allayed
main. se not corseted
- Emnatedanua none and anent nth to cerlan
tpesof wanes could induaii a nem of wino:0 or
Cthlti OAS in Meth car the en Wane WIdaliTNII
yeld) woula bonnie.,
- Eurnated anus moame aid orrent yield aid The
actut Mom and yield night be knew hgher thm
the manned mans
- An nitrate or awaked no
Widens/ motor
era et Woke by the dental makevale new
balanced bated Co the laSt dirdend or amerce
harem made byte issuer td ashases tar
sena ionsporres nil be Nadia one war from the
statement depose mid miurey AcceratY and
continued wad ae not guano.,
• Asset net hold by IC financial Serra
Certain
are cot WN byte Sal ad not with the Ferns
possessors or envoi rhea ales re deptene on yam
yeatenera for irdonnaboraf bonne onai Positions ate
vans presented to erased by the itsung tem 1165
anther Senn • not responsble kr this Olean:visa
and doesrut 9.1..IMIM IS adtay
Mete aisles tenet
prowled by SVC Cr the arms supplemental SIC
coverage
• ilownue dialing and additional morneasation.
-
PI TIITT l0 coalmine.% on MT and 12b•1 left
owned en conmacen with thedata:NM of mind
finds to or dells we avice or, *Mae rewire
weal! tarn; pspunts corn is:Arbutus ardor
raison of the nasal finds that we sell Belo
amounts embossed on two diffe rent cormorants (i
the amount of saksby uBS Oa partcuLimktual had
lank to ow Mares aid Id One met vale ol a
primly moor fend fangs sham Mal a the fern
- We aid me WM* anon were mimetic and
owntusprocesing Ices n mreideraton for transfer
agent sevitos that we owed* to the 'theta kind;
These fees genet" re pad Poem immor aser in she
mutual And and ae Mind doll? null
hake on the
nwrbw of awards at the trotter-dear hottingmutual
I trds of don fins Imiy
- N skit ion to mamma* wand n ornection with
the sat or dearbuton of arnury min=
ad nit
sobs ma not units to or dents, we nice our
aftia ericoerevaue Thing Orrpernabces Iron
marryof The nuance convene. indent Ins the
,many contacts endowsoil the harance commis
Or SpOnsoes or tears IINISTMent INKS we dAttute
- Ott /Mimes also meretrading COTTSWIS an1 other
onnwmation from mutual fietbs aid turn,
townies Wove uncials we dist bunt
- We reaheal anus fee from bEISBals USA ,n1 USS
AC Stanford Brach ol up to 125 per acoure
swooping ro to bats wider the It s Bat Sweep
Protons
*Silty
Information rogardng corrmirons and other charges
Warred n connection wits the thermion of oaks Mang
option transettons has been molded on confirm:ions
prom* fondled to you, aid rainmaker
to you
pompon rearm
Swot selling
it you are engaged in short earthy a wonky you mar cos a
chage A* to anon kerning costs foe teal palcula
wank
Open thews
4 9241^g Open It *90011SiloCalCell01• ordersthat nee not
evoned by the sidemen, dr*. opo buy rd sell strip
orders are rectrod by the amount of dr/Mindsa (gin on
•
ednienchor eagles date wins mewled otherwise
by you You re remonsble tor orders that re executed one
to your fain. to cancel enswg open ceders
Tar witheldig on etairbutions bon UK finnan'
Seances IRAs
Federal lac tatv routes ILIBS Ma rcia Servos to withhold
noon tar from yoss tank aA distribat enk W t you may
end not Whet, corelay yenta or instead. you may
elect to hat lac vahhele I a brae a n a load amend at
you choose Yos Soon wit remain es effect unta rtholed
by you You may reed* your election a ay line by mateg
anew Maim
If you sio not haw (notch income tar
wateeld iron your dattulliOAS. IOU maybe remonsisie la
the payment of esinwed us You may oat pen am A the
anoints withheld and es estimated Is. panne are not
Nta tO year iamblihation
piney
To Guilts a copy of of worent Cleo kicky Notice peke
contact you' anoxia Anew, casinos: websee Y.
ymnv OM camenconantry
SOS Financial Servos trot a bark The WA. &men
SencesAannt BSA and AMA are Oftteerage IOXUMS
MIN proMe access to baling sersces ao prods,,
trough onager/wits with *Mated baths rd other AIM
ponybalks ad provides mow to Murano and ,rusty
Brodie rased by unallilated thed late Werra
convenes Hough man
awnoy lubsint es of utS
Maxial Seven Ix
breathiest. nsufaxo. andemu/hiproducts
Not Kat Mired • no bank 9M3IIICT May lose wan
RsitA keen
Kraytront Account. Business Sfew3F5
datum BSA. WM and estetharnai Resosce lAmagerrent
CONFIDENTIAL
AOtchnt are regillored once mats of OBS Feta-Mai Services
Int
Yea Senture is a misted service man of visa
Montana
LEG W a Signabre Oak cards and 185 Visa
dent cads ae issued by tillTh Bad USA wah thwinisoon from
v ea u S A roxporatod
UBS Financial Semmes Inc
Rev 201407
SDNY_GM_00025747
EFTA 00136367
EFTA01277600
*UBS
U85 Felancial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
ANP7005779033 0415 V1 0
Account name: ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number.
Your linancial Advisor.
Questions about your statement?
Call your Financial Adviso: of ti e
ResourCetine at 800-762-1000.
account
visit our websIte:
NVVIIV.Lbs coma inancialsenAces
Value of your account
Business Services Account
April 2015
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
MIAMI BEACH FL 33139-1043
on March 31 (S)
on April 30 (1)
Your assets
87,464.06
52,466.21
Your liabilities
0.00
0.00
Value of your account
$87,464.06
Tracking the value of your account
S Thousands
S52,466.21
875
67.5
52.5
Dec 2014
Mat 2015
40f 2015
Sources of your account growth
during 2015
Value of your account
at year end 2014
Net deposits and
withdrawals
Your MeStMent realm
Diedendard
interest income
Chance in
market value
Value of your account
on Apr 30. 2015
187.479.94
-S3Dpzs.00
SDNY GM 00025746
$12.27
10 00
352.466.21
Member SIPC
ANP70003005779033 NP7000191601 00003 0415 030579743
CONFIDENTIAL
000700
Page 1 of 6
EFTA_00136368
EFTA01277601
*UBS
Business Services Account
April 2015
Your account balance sheet
Summary of your assets
Value on
April 30 (1)
Percentage of
your account
A
Cash and money balances
52,466.21
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0 00%
D
Fixed income
ace
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
S52,466.21
$52,466.21
100.00%
Account name:
ELLIVAn,
Friendly account name:EU.MAX LIC
Account number:
Your current asset allocation
A
Eye on the markets
Index
Your R nuncio' Advisor.
• Cash and money balances may include
available cash balances. U85 Bank LISA deposit
account balances, Q85 AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
Percentage change
April 2015
Year to date
0.96%
1.92%
0.45%
2.26%
4.16%
9.37%
-0.36%
1.24%
Atcle7C00300$779034NP70C0191601C0033 0415 030579743
CONFIDENTIAL
CONO/W_GM_000257SiO 2 of 6
EFTA_00136369
EFTA01277602
*MIS
Business Services Account
?CIE
Change in the value of your account
April2015($)
Year to date (I)
Opening account value
$87,464.06
$87.478.94
Withdrawals and fees,
including investments transferred
cut
-35,000 00
-35,025.00
Dividend aid interest income
2.15
12.27
Closing account value
$52A66.21
$52A66.21
Account name:
EWVIAX, LLC
Friendly account name: ELLMAX LLC
Account number.
Dividend and interest income earned
For purposes of this statement. tarablty of Inkiest and chldend Income has been determined Iran a US
tat reporting perspective. Bawd upon the residence of the account hotter. zacount type, or product type,
some interest ardor chidend payments my not be subject to United States (US) ands Puerto Pico (FR)
income tans. TN dent montt4 statement is not intended to be used and cannot be weed upon for to
purposes. Clients should refer to the at:Pica:0 lac reporting forms they receive from MS annually. such as
the Fonns 1099 and the Fenn, 493, for tar reporting information. n is the practice of UBS to file the
=kat* la, (opening forms with the US Intern8 Poem! Service and PR Treasury Deoerorent, and in
Such forms accurately clasOfy chldends arctic, Interest as to exerTOt or isabie 'Keene Please tOnsoll YOuf
includual tax prepares.
April 2015 (S)
Year to date (S)
Taxable interest
2.15
9.03
Total current year
$2.15
$9.03
Prior year adjustment
0.00
3.24
Total dividend & interest
$2.15
$12.27
Cash activity summary
Your If sandal Advisor:
See Account activity trto month for details &dances in your sweep Options are Inductdin the openrg and
closing balances wart FDIC insurance *pies oilsy to deposits at urn Rank USA, not to deposits at ten AG,
Stamford &ranch or bank deposits placed through the UBS Internationd Deposit Account program SIPC
Protection applies to money market sweep fund holdings but not bank deposits See Important information
about your stittenzer4 on the last two pages cf this document for dials. (5 (5)
Year to date (5)
Opening balances
$87,464.06
$87,478.94
Additions
Dividend aid interest income
2.15
12.27
Total additions
$2.15
$12.27
Subtractions
Checks and bill payments
-35,000.00
-35,025.00
Total subtractions
-$35,000.00
-$35,025.00
Net cash flow
-$34,997.85
-$35,012.73
Closing balances
$52,466.21
$52,466.21
UBS Bank USA Business Account APY
Interest period Mar 6 - Apr 7
Opening UBS Bank USA Business balance Mar 6
$87,464.06
Closing UBS Bank USA Business balance Apr 7
$87,466.21
Number of days in interest period
33
Average daily ba lance
$87,464.06
Interest earned
$2.15
Annual percentage yield earned
0 03%
SONY GM 00025750
atte70003005779035 NV7003191601 00033 0415 030579743
CONFIDENTIAL
000300
Peg* 3 of 6
EFTA_00136370
EFTA01277603
*UBS
Business Services Account
April 2015
Your investment objectives:
You have identified the following investment objectives for this account If you have questions
about these objectives. disagree with them, or wish to change them, please contact your
Foancial Advisor or Branch Manager. Youcan find a ful description of the altematwe
investment objectives in Important infonnation about your statement at the end of this
document
Account name:
r
r
Friendly account name: i
r
Account number:
Your return objective:
Currant income & capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consderatvon - None selected
Your account instructions
• You account cost basis default closing method is FIFO, First In, First Out
Your financial Advisor
SCOTT STACK MAnItYll CASRIEL
212-821.7CO0/800-308-3140
CONFIDENTIAL
lity_Gm_000257M94 4 A o
EFTA 00136371
EFTA01277604
*UBS
Business Services Account
April 2C 1 r_
Your assets
Account name:
EWNAX, LLC
Friendly account narne:ELUMAX LLC
Account number.
some paces, income and current vaues StiONn may teapprOxinvAe. Asa les ult. cairn aid1055es may rot
be acwralely reflected. see Aporunt info/moon about your statement a the end of ths dxumeM for
more information
Cash
Cash and money balances
Cash and money balances mat Ind ode avaltie cash balances, UBS Bank USA deposit account balances,
USS AG Staraord Branch deposit account bances and money market mutual fund sweep batances.
U9S Bank USA deposit account balances ale Insured by the FDIC %%Wan app latoe limits, but are not
protected by SIPC. uBS AG Stanford Branch deposit account Merges an not merited by FDIC and are not
protected by 9PC Money market sweep balances are prolected by SIC but/x.81ot insured by the FDIC.
See the rmportaM information about your statement at the ender this Oxtenent for details tote those
balances.
Mang
Your total assets
Your II nandal Advisor:
SCOTT STACK PrIANLYLE CASRIEL
Oprong balance
Cloung Wane
Price per share
Average
Dalt/end Interest
Dap in
on Apr 1 (1)
on Apt 20(S)
on Apr 30 ($)
rate
period
period
Gp arrount (1)
87.464.06
52,466.21
250,000.00
ReKemage of
Cost
Estimated
u oreaTze0
value on Abe 30 (I)
yOur X(Cont
oasis (5)
annual infant (5)
win or 105$ (5)
Cask
Total
$52,466.21
100.00%
$52,466.21
Cash and money balances
52,466.21
100.00%
52,466.21
Account activity this month
For more information abort the priciest/ha shown lot restrictedseen:tin, see Important information Hama
your statemera at the end of this dor trmM
Die
Meaty
Your
Ouantitye
Denotation
expense Cade
Face salts
Cash
ericiewalue
art oun( a)
Cash and
money Dante ($)
Mar 31
Cash and money balance
087.464.06
Apr 8
Interest
UBS BANK USA BUSINESS ACCOUNT AS OF 04/07I15
2.15
87466.21
Apr 15
Withdrawal
-25,000.00
62466.21
Apr 17
Withdrawal
40.000.00
52A66.21
Apr90
Closing cash and money balance
$52.466.21
SDNY GM 00025752
AMP7C003005779037 NP7003191601 DOCCI3 0415 030579743
CONFIDENTIAL
000000
Pap 5 of 6
EFTA_00136372
EFTA01277605
UBS
Business Services Account
April 2015
Account activity this month (Contrived)
Ogle
Actnnty
Description
Mount 0)
Money balance ectivities
Mar 31
Belem* forward
Strf,464A6
Apr 8
2.15
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 04/07115
Apr16
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS OF 04/1915
-25,000.00
Apr 20
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS CF 04/17/15
-10.000.00
Apr 90
Closing UPS Bank USA Business Account
652,46621
Account name:
ELLMAX,11.0
Friendly account name: ELLMAX LLC
Account number:
Your IIsandal Advisor:
The UBS Bant USA Business Account is your peirmay weep cpbon.
ANP700C0005779038 NP7000191601 00003 0415 030579743
0:690f4Y_GM_000257,996 6 of 6
End of statement for account number
CONFIDENTIAL
EFTA_00136373
EFTA01277606
Important information about your statement
MS kande, Sono; Inc (ta rim or UnFirwrocialSorices).
is antler
of al senapal security. acanoday aid wash
edurges Maresca
Seven and utSBanI.US4 ere
Siva aulnal iris of IBS AG and Organ of (I S Stoskin
U.0 lhe F nn'S Marie( %Men it Wattle upon realer
the erm's executreallgeS it at
UTS Firmed Savaa IK
1200 Haber Bcoilwat
Weehawken N107086
This =tonere reprewunhe cnly °finial round of wed UPS
Hume Serimes ascount Other Wes& except ofloal tae
documents. coroaring among data souk not be abed
upon if you below More 6 an enact *Magi. AWN.
neon it rorneliaely n wring to theerthch Maspar of the
alio wring you amount
Although al trio
tram are intended to be aCarate.
ST aieNint data Todd rot be used for tat paposes key
sok./ on ye end to tarns.
. Foal 1099. SOB. 10125.
tic) then peeping your to return TMtm isrequeed by
Ian 10 rerron tote PS al motiledin:ands. repontle now
lamb* der:nods ad lam* meted tamed on securities
held n your account net proceeds on sale tranuctens, and
cost 6z/soncairn cowed %flaw;
Cammuniallons with the Firm
• Neale reccohrm ay oral 0:nveule.ater6 nwmngt0
furrier awed your faits wham you* roles undo the
*Paves hien
Protection Act (Spat
•
rf the fame insultdion on the topless of the lent of the
lalensmi it not IBS FinnOaSonna IBS Feiascial
Sentes caries you acme blearing brake by
avalgelnent van the vacated newton We Wormed
you of this retniaolgo Mm you opened alba:Caine in
this caw, me keds and wank as re looted a 185
Fismoal Sewn and not the mrockan3 beer. aid you
must mare a report of ay woe or onessan es both NM
All ado to subareas shall be darned complete :ad
acar ate 8 not °bye:leiTO n Aritrg wean 60 clays
• Pleasedirect cuslerner complants
rawer to the twin
Clem Realms 0lgrovalt X 201.352.16WOr tallier.
a 1300-354-9,03. 8 00 A k4 04 CO P fir ET Wider
%soup friday. a In rotas, to UBSIonsoal Sentel he.
Clenl Relation, Depatena PO Box 766 Unon City NI
07(87
• ti case of errors w Q.K.0nS abrAA an ekorona hods
transit.' (t,1 bid phew, ce ll s Yea den cad
tresadions call 806762.1000 or aro to U3SEnanCel
kenos hc. SOTO Harbor ard . 60 I lac Weals:Yawl. N)
07086. Ann INWPSA Savers
Cal ct stress soon as pa cart d you th Air are
stawnem or Wept 6 'barn a nly(*) need more
nf <moan Lout atranfer en the stamen or react
The Fon Ce Card stow (aS atialOble)niug hear ran )0u
nO 4W00160 CPIS alter the CMKilt you the frst
statement on vasty the race or probien award
- Frattle yoe new ant accossit number fil asp
- Deicrite the ono. Or the winter pu re arrive about
aide: tan as dealy a you On ray you teem 4 is al
error or May you need mere nlansx ion
- Freida the dokr nuns of tre stnpeaed mix
The km or Cad ester wit nentigatey0trttolplant and
will Maier! Jay slot prottptly
Plea* mate al areas payola to the Furor she Iwyscii
ellaulnn nrkaed cm the front of this nee ant h aids*"
to regter await fas. ariorta mkt be sap° to
reassurance foes. charger. Ice Ise payrent foe saurus
purchases andchairs for srpad nuns
n cal, =ants
Aaotint$ ma are tralcn?d 10 MN, restbrons ma/be
%era to a bawler lee.
UPS Sweep Optim
U85 offers oplan for sweep*? cads Da wes. bar-Kest.
bat &posts ai Mark
USA and UPS AG Watford bunch
(Bark Sweep ;Wirral osoney market initial hods Nom"
Fill s) arid the hkevistional Depose Arrow; C0Allor
Customers with n memaronal resoace Management
Apo:wt. lucv9h Int Bat Sweep Cr0llanif. cash braves
are swept to tea Oat USA up %salesladies/a ran and
then to IBS AG Stamford Brandt a a Matey Fund Deposes
at LOS Sat USA are FOC enured n accordance with Me:
rules For nett isfasnaion p lea, nth www Nc pa
Deposits a LIErS AG Bamford Branch a -id *Lamar/city
Dads ream Muted by the FDC,
Through Or On mailable to can trams are swept to
depObt aCCOuniS a UBS AG Newrork Brands aid 1.BSAG
Caplan Brands lheSedepOSIS arena owed by the MC
Bassos held a me WS AG Cream Bra-A ire enormity
oposod to The S0valin 6 -1 of theCarnal Maids and
there is re wane
cr other ob Satan of LISS AG to repay
theDims hi) be on the SS Camas Brath's bodis
Deposits al URS Bat USA ai d each URS AG Brach amid
pracoed by 9PC Moe/ Fund shies are proceaed by WC
See 'UPS remorl Severs ?<aunt Protection' below
limn you masa batrres n tie Sat Sweep Programs or
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SDNY_GM_00025754
EFTA 00136374
EFTA01277607
Important information about your statement (con tined)
Mirithiseteity lots The tmartion data fa kdircbal
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by you You mayrack* your Pecan a anr Ito by nsang
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To <Nan a copy of monism Om Preay Athos Ore
contact you F natial Advisor ac he our "Aisne as
ytnav site ameniancotv
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Pond ResottaMaiageenent aaaat. Business Sauces
totunt BS& rens and ~mama Resource Masagenent
CONFIDENTIAL
Account at registered sent mats of LOS kennel Seniors
bd
Yea Sgoaturo is a rogitved seMco man ol visa
nerier Knal U3S W a Signets'e at* cards aid IBS Visa
debit cads at issued by0108a USA wah tampon from
V m U S A coarparard
MK Financial Services Inc
Rev 201407
SDNY_GM_00025755
EFTA 00136375
EFTA01277608
UBS
U8S Financial Services Inc.
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
May 2015
'NV70056762690515 '11 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 8O1
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call ;Our Financrg Advisor or the
Value of your account
Resourceline at 800-762-1C00.
account
on Aprd 30 (1)
on May 29 (9)
Your assets
52,466.21
52,467.20
Visit our website:
www.ubsoomainancialsecnceS
Your liabilities
0.00
0.00
Value of your account
$52,466.21
$52A67.20
Tracking the value of your account
1 Thousands
97.5
52,5
-41
52.5
Dec 2014
Apr 2015
May 2015
Sources of your account growth
during 2015
Value of your account
at year end 2014
Net depositi end
withdrawals
YCUr ilVeSttffillt return
Dividend and
interest income
Chasse in
market value
Value of your account
on May 29. 2015
187478.94
-135P25.170
SDNY GM 00025756
$13.26
90 00
$52.467.20
Member SIPC
ANP70301005676269NP700019I 655 0000.10515 030579743
CONFIDENTIAL
000000
►age 1 of 6
EFTA_00136376
EFTA01277609
*DUBS
Business Services Account
May 201`
Your account balance sheet
Summary of your assets
Value on
May 29181
Percentage of
your account
A
Cash and rrxmey balances
52,467.20
100.00%
B
Cash alternatives
0.00
0.00%
C
Equities
0.00
0.00%
D
Fixed income
0.00
0.00%
E
Non-traditional
0.00
000%
F
Commodities
0.00
000%
G
Other
0.00
000%
Total assets
Value of your account
552,467.20
$52,467.20
100.00%
Account name:
Friendly account name:FtWad LLC
Account number.
Your current asset allocation
A
Eye on the markets
Index
Your K modal Advisor-
, Cash and money balances may include
available cash balances. UBS Bank OSA deposit
account balances. UBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the It:venom
infomm6an about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on May 29, 2015
3-month Treasury bills: 0.01%
One-month LIBOR: 0.18%
Percentage change
May 2015
Year to date
1.29%
3.23%
1.38%
3.68%
-0.40%
8.93%
-0.24%
1.00%
ARP700C0005676270NP7003191655 00003 0515 030579743
CONFIDENTIAL
COMIY_GM_0002679)9d 2 of 6
EFTA_00136377
EFTA01277610
SUBS
Business Services Account
May 2015
Change in the value of your account
May 2015 (4)
Year to date (I)
Opening account value
$52,466.21
$87,478.94
Withdrawals and fees,
including investments transferred
out
0.00
-35,025.00
Dividend aid interest income
0.99
13.26
Closing account value
$52A67.20
$52,467.20
Account name:
EWVIAX, LLC
friendly account name:ELLMAX LLC
Account number.
Dividend and interest income earned
for purposes of Ins statement, tatabity of Inkiest and Ontdend Income he been determined from a uS
tar reporting penpecthe. Based upon the residence of the account holder. account type. or product twie,
same interest andlor addend payments may not be subject to United States (US) arida Puerto Pico (PR)
income tams. The dent month stateawM is not intended to be used and cannot be rated upon for tar
praxes. Clients should refer to the applicatie tax reporting forms they receive from UBS annualy. such as
the forms 1099 and the fowls 480, fot la reporting information it is the practice of UBS to file the
=how lac tenoning forms with the US Interne Steven,* Service and PR TreaSury Deparvrent and in
such forms accurately das9fy dadends OW or interest as tar exerrot or tea 'Kane Pleat (bowl, your
Inchedual tar preparer.
May 2015(1)
Year to date (1)
Taxable interest
0.99
10.02
Total current year
$0,99
$10.02
Prior year adjustment
0.00
3.24
Total dividend & interest
$0.99
$13.26
Cash activity summary
Your Mnandd Advisor:
See Account activity the month for details. Wances In your Sweep Options are Included in the openng and
dosing balances value. FDIC instance spades only to deposits at UBS Bank USA, not to deposits at UBS AG,
Starrioal wench or bank deposits placed through the UBS Inlet...bona Deposit Account progam. SIPC
Protection applies lo moray market sweep fund h.:Min:abut rot bank deposits See Important information
about your statement on the tat two pages cf this document for details.
May 2015 (S)
Year to date (S)
Opening balances
$52,466.21
$87A78.94
Additions
Dividend aid interest income
0.99
13.26
Total additions
$0.99
$13.26
Subtractions
Checks and bill payments
0.00
-35,025.00
Total subtractions
$0.00
-$35,025.00
Net cash flow
$0.99
-$35,011.74
dosing balances
$52,467.20
$52,467.20
UBS Bank USA Business Account APY
Interest period Apr8 - May 6
Opening UBS Bank USA Business balance Apr 8
$87,466.21
Closing UB5 Bank USA Business balance May 6
552,467.20
Number of days in interest period
29
Average daily balance
$61,604.14
Interest earned
$0.99
Annual percentage yield earned
002%
SONY GM 00025758
timP7C003005676271 W700019165500033 0515 030579743
CONFIDENTIAL
000000
Page 3 of 6
EFTA_00136378
EFTA01277611
SUBS
Business Services Account
May 2015
Your investment objectives:
You have identified the II:flowing investment objectives for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. YOu can find a full description of the altematwe
investment objectives in Important information about pour statement at the end of this
document
Account name:
r
r • •
Your Ignendal Advisor:
Friendly account name:
r • •
Account number:
212.821.7000'800.308.3140
Your natant objective:
Current income & capital appreciation
Your tisk profile:
Primary - Moderate
Investment egg lbaty consderatton - None selected
Your account instructions
• You' account cost basis default closing method is FIFO, First In, First Out
ANP7C003005676272NP70C0I9I655 00003 0515 030579743
CONFIDENTIAL
0NMY_GM_000257%14 4 of 6
EFTA_00136379
EFTA01277612
*UBS
Business Services Account
May 2015
Your assets
Account name:
EU.MAX, LLC
Friendly account name: EU/1AX U.0
Account number:
Some pnces, income and current vaues shorn may be Epp,Oximene. AS a intro. gains at 'oasts may ma
be accurately reflected. Set rmportant insomafron about your statement a the end Of the dxumem for
mom information.
Cash
Cash and money balances
Cash and aunty balances may include avalaale cash balances, UBS Bank USA deo:int account balances,
UBS AG StanSord Branch ctpoot account balances and money madiet mutual fund sweep balances.
UBS Bank USA deposit account balleXes are insured by ilk FCC vat h n [colic tbte limits, but are not
protected by SIPC UBS AG Stanford Brant h deposit sec oum balances are not unwed by FDIC and ase not
protected by WC Money market sweep balances are protected by SSC but ale not insured by the FDIC.
See the Important information about your statement at the endof this docunent for details about those
I:dances.
Hddng
52.466 21
52.467.20
250.000.00
Goering tdence
Closing belence
en May I (S)
on May ig (s)
Price Per share
on Ma/ 29(S)
Average
fate
Dein:and Interest
period
Your Finandd Advisor:
Days n
period
Cepamount ft)
Your total assets
PerCentage
Cost
BM:led
Value on May 29(5)
your amount
r.354 (5)
annual intone (5)
Cash
Cash • ad money balances
52,467.20
100.00%
52,467.20
Total
$52,467.20
100.00%
$52,467.20
Utoreetred
gam or Ion (S)
Account activity this month
For more i damnation rout the plit4ivalut shown for restricted snuggles, see Important informaeipn about
your statement at the end of this cbCtrnenl
Die
Acliuty
De:upton
Apr 30
Cash and money balance
$52,46621
May 7
Interest
ISS BANK USA BUSINESS ACCOUNT AS OF 0906/15
May 29
Closing cash and money balance
$52,46720
YOur
QUaritilpf
top eche code
Face value
rice/Value (5)
Cash
amount (3)
Can and
moray bsance IS)
99
52,467 20
SDNY GM 00025760
ANP70003005676273 NP7003191655 00033 0515 030579743
CONFIDENTIAL
000000
►age 5 of 6
EFTA_00136380
EFTA01277613
*UBS
Business Services Account
May 2015
Account activity this month (COntnuedl
Oate
Money balance activities
Apr 30
May 7
May 29
The UBS WM USA Susi ness Ac room is your primal), sweep option
Account name:
ELLMA,,, LLC
Friendly account name:FLLMAX LLC
Account number:
Your Amends, Advisor:
*unity
Descriptcn
Mount (S)
Balance forward
952A6621
Deposit
UBS BMW USA BUSINESS ACCOUNT AS OF 05/06f IS
0.99
Closing UBS Beek USA Business Account
S52,467.20
ANP70X000S676274 M7003'9'655 00003 05I5 030579743
CON9ILY_GM_000257talge 6 A 0
End of statement for account number
CONFIDENTIAL
EFTA 00136381
EFTA01277614
Important information about your statement
UBS Friandel Setts Inc (ta rim or Uft Fantle Sink«.
IS a menter of al prnepal scanty. cravraday and cputs
stung., UBS ~MI amines an0 UK Bank UM. ae
indict situatesof uB5 AG ånd theist o11855ebrtet
U.0 RaftersMani vita
it wattle upon remit
the hers ermine of feces at at
185 Omni Siefirt hc
1200 Harbor Elculevat
Vrtalnaken N107086
this statanem retreat the tray tidal recited of rucUBS
Festnet Senores exeunt OM« retort boar Mall
tar
document. æi* ung conentn3 data should noe be !dad
opt rl you bet tro tenet
mar a On60Cn. pleat
ntoct h ~dime, in wring» helende harapir of Me
once serving yow act um
Meath al figste tow emanated b by tone.
sera
<Ma Todd nor be used for to puposes Reg
sober on yeseend to lams be . Fores 1099 508. 10425.
et) tun pepsin your ta tom tat tin is mutt by
Ira to reran to te Mal nag attends repent/le non
Mat* dedends ard tattle mean leaned on settees
held n your account art proceeds on tab Urethra and
au batoncairn wet sweat
Ommiticellont wit the Hem
• Pate reccritemn
ord omervwxrans
mirag to
funher prated your rwrts ridding yes men under the
atraes even Protection Act (SPA)
• 6 /no feuntal 'mutton on the top kh of the lam of thes
damven is not 165 Fianca ~vs. 1135 tetanal
Senn'scanes yow acoarn as dean; broke by
~petrel with the rednated mitt:ton We toted
>to ol rho relutiontho Nan you opard Sib avant in
this Caw, Sr heds ant tetra as re looted a telt
Finnan Simon aid not the «rodent tches rid you
must ~evert
of Sly WO( OrOIT651>A ninth Min,
All etnat suchrents shall be deemed comae ad
acarte h rr3 °bidedto n yenta rathn 60 Mt
• Pima dent astern« awe-plants« tart
to the /rat
Cast Relearn Overt« ac 201-3S/1699ot tali...
el 1500-354-9,03. 8 00AM to 6 CO Phl El ~do
thaur raden a h sting to u8S tenant' Senates inc.
Cite Retiont Depatraint PO Box 766 Unon CM NI
07837
• Te cat ol ethorst potions about an ekceonc buds
trante c T) bid phew, or LIS vat din cat
tratadans, call 806762.1000 e yam to Let Fnancel
avows he. 100014Ør 81d . 6th I Mc ~an
NI
07086. Ann 116M135.4 Savor:
Cats vertex soon asytti cn d you On nk ear
statement or recept 6 tort a l ytti need rote
fetal
toot *thanker th the sin:mint to now
The rem «Card new
Xø
'nur hew tom you
no later ter 60 Cars alter the /me sent you the hest
stamen on Moth the era or probkm ~red
- Prot. now nee ard account nutter IN arp
- Describe he error or the writer you ae rive abaft
aran as cletty a you ran ashy you Mlle* e is a'
mor a Mt you need crew, nlamx bee
- trade tee doltx ^cum d tee stnpean
The Pinner Cad bat tel meninxe you replant at
will onect any tor pronatly
Pleasmake al Meat papato to the Armor to Main
ratan
itcatid on he front ol this slaernent
to regen Gaunt let. attunt maj be Mtn to
manumit, fees charge:Ice tee payrera for worm:
purchaws andchat" lcd opad watts n cash arants
Accounts ma are tattered to olive restitutions rat be
abaci to a enter tee
LIDS Sweep Optern
U85 Otter, Oran fa ~mach
tames tiXaxes to
bank deposts al Meat LISA and itt AG Sordoni branch
(Br* Swetp horns). many market !mewl funds (Montt
Orals) arid the harmterna Depost Mown (CIAlfor
pilteeners with an mentioned testate Management
Amur. thorough Petra Sweep frograms. nah rattues
are swept SD WS Bat USA up ve an mad-need Irene and
than to LES AG Started Brant or a Wray Fund Depots
at WS 85* USA ere WC muted n acoodatte with foe;
nibs For exit in
pats nut wan Ida gow
Detest a L*5 AG Bamford Brant at ~escarp -it
funds rem/ nunu by the FOX
Through the On wattle to ara letters are her to
depot account a Mt AG ~York Bert an ISSAG
(titan Bee. These deposits are riO‹ mixed by the Pt(
telexes held a te U3S AG Caren Berra ire terrpottily
ropOSed TO the soarer rt of the Cayman tends and
dam it ro nuaaneea other °bestir of UBS AG no repay
tebanen eh le Oct the LØS Cayman's Brats boces
Deposits a UK Rat USA at ennoble; AG Brach agent
prorated by SIC Money Fund tres ae petted by SPC
See 'WS Nieman Sears Acauni FTOteCTIOn• below
Upon pis repro,. talran n tee eat Sweep Programs or
OA ma Pe ~craft at shres of a Money fund maybe
madam, and thepatted: returned to me or yew
neotios accani
Furrier Altair
tout settle asap options. eldudng
cart merest raten and yrekb, 6 ~Mae x
ems Wattrasweepyitls Iron your f nano>, ~or a by
caring 806762-1000
U05 %amid Steam mans proruin
The Fenn is a member of the Secretes ranee Protection
COtaratel DPO. tech protects sedates teams of is
martyrs tp to 1500000 (nMtn; $250.000 for damstor
cat T.WC rat weed r, tenet moat ail . 0:O~S
tlaW4rhOld n apaimaraXagatf
The firm together wth anal intact ha also ratchet,
stronentai fronton ternarent watt payable to
all ligble cants. coacteeltunftt tit notedon 6 5500
then as of Deoest& IO. 2013
Sitem to tree poky orditiont and ~fie
cat at he
Femm refuter prOceted ftt up to $igma:en n the
aggregate fir 41 yaw axotreis MU re a nation. ninety
A MI spyol Ilepoky ~rag 6 fl ute, 4 ,130
The 5PC proutum ard te supplat erratum both do
not Spyts
• Cement ratan
controlled bylad raided flyer
at
vibe) but held away from LEIS finmdl Services
(eg. Mean Oath 312Si:tart Meat ants AG
Stamford &ant
nstsaxe Stara inderag vaable
ant let and It twos of ennui ludt wawa soh
tat re reg tared Mealy re te nand d the emirt
lab« on the Mot ard matt of he nimble min or
tanner agent
• Cent riflemen, conwat a ~nit
intent (og.
Inuit pregfrshas rid prvaelaaanats) that at nor
registered We the Sautes Ace of 1933. and
• eorneadims ~exit k 9. toter
oard
preims total unman. &Wine Vises commas at
07H5ToddY Onto cornets
The WC protection rid eta explerrami aeon
do not
try to raise assets even d they otsttese apneacry
statements The SEC prod
at the appØal
protection do rot protect tans, chant in the ~lot
wait of yes investments (ranther as attest of matt
rerhernint. rfswei haVreeptcY or otte oTe)
Wore Morewon r raft le tan request ate may obun
mom nformaign ton SIC. hdudrig the SPC Brochoo
by comxing SIC at 202.3714300a bywing fa. SEC
ratite al ~MX OM
Dividend Re Ma
Program OR/P)
teeter reenlearatra eaket ant you may °titan the
actual abe han your ~I
Admix Only Wale tam
are protted tonepap. mealsheaf enl be toll and me
ash hen be deposited n you arrows Ikeda:lend
rethenwee pre:emptied by the issuer maj Mtn from the
ristet pint tetra thepatio, tan are told
Casleielieu
Only slab unit Inn be held in your =tat
I you are
entrant to total wit at arena ol ,*Mend ~wit or
~wee he firm MI ether tel patal lets at meta peke
or accept an rout deurnat by aregenerate clean)
term. at cede yet account
feet
oblealvel
The ~stem airchies and Fit welt are specific to mgtt
totem an naj wry between Mae Oaf he Inn
prompt5e ci wrung of any urdcanc <=
h your finnan
stueion
tandemen~vet For
account held.
you choose one of the fo loving nvestment (»tat»
• Padua Cunt: "come enhamp waking the
genet inn of name only
• Mite Cracableoptaton kgrennanisstaing rat
pr•Xpal haler than raf genemnes of mane
• pmeaceCombratran of Mann and Caata *Wynne^
~rants toeing both the generation of non at
grown ed rennin'
Overall risk profits
• Consent., Seeks to manta itial antral nth low
risk and rola lint to he accoura omit men fl ma means
the exam does not generate sird cat intonate
mums and mar nee keep pace wra inl boat
• Arboreta 111U62 to acat start
to aØ
an
toterre arm wit rety» seek higher NNW
• Amnia Meng to toer hgh nga 're~
ad hgh
arty»
%Olio» rerUm5 omt Woe
Statement laveitheadier
We my consoldate al retied town statement with the
taut tufts n the same «Mare Acootts tray be relined
Ice this err ore beam ten he. moot hint, ~tin
roll MOO." rirar0Ong nth ea dents al the same
netts Ths pence 6 tram as "howeheldng • I you
were to matt indedualmterrentsmted n mere
CONFIDENTIAL
eremites —you may decine househollst by ding your
Framed Advisor
Mena/ ew.OM O&M
TiorfnerePt aØ
nanerefixts duration thi yu
erected on he Hems wine sences prate It 6a
aetoinizah totrum•• most by you to acta )0I1 wth
you reard erang n na no end effect on yaw ~UM
You Ca Mtge you tenet exert naws. through Onlne
Setters a tit oxcart; ONS &tamer ASO«
Atrount ~anew
• Vt.a/sot ettounttprabb Net of assets and
Motes
• A9Ole Inch*, soloble on Mats vain lot
reeented ',way red) aid Gnat Towlhamits unrealized
marks to market ard Certain anesnot held by the ben
Does not nchdeunpnced sinfatetattes at he enl ol the
prof and mime gamin, pooch. a Prate ~matt
unrested Vent tot its and mediae stock colons
• Citrates recites tat beatas. atstriderktmagn
loans. credit ine rand ~um babes
• Corh/norn,/ bramt ToeS of inirvened avadabbecoh
biances aka 165 Bat USA damn Meant LOS AG
Started Branch depott balances and many maim «flat
and sweep balances. a the close of tie tangent pent
Nonixonicrlity free aed6 ban, h yor am
at not
seregred from other balrats at tee Emmet use any cd
these hitli n the orditry cart of as traits tese funds
re pantie 4.on sus demand Thes tolbl 6 inclooled in no
weer prat dose.; value
Lend lig information
For detarad relermaion on they rn's »Merl prat its and
&boats Sato yewClem Mt beta Agreement or
Accent Arrant aid the General Temp at Cantons
U85 Statement of Cent francanab» n *centenes
an ~awns it adauarja~asymu
Your an
Yes state man itemizes seattes end other stashed n
the ~lot a the add tie starter« period vim may alk
for de try el July pal anent 3 any ems You may
recene seatties used a ban collate-4 ane Primg .t
o
balance cue on hem Any matt trallered go the
dung the nutter: pand ate lined a nutlet abet ol
the end of the suttee period
• Cost beast h deterahng the con bases of the seattes
inducted n the mint
SW? Mimed nth the
number
fintrat Segments neled on
'Merman oblatred frown sources thee hamlet
finmel Snan. clouting nIcanation Item arena. I in
or ma you niry hue platled to yowl finnan Mew
The tit dot not independents, wady or gunmen*
fl uty er Midny of ray ihormann prorated by sources
omt mar L65 F natal Manes
in addtion *hough LEIS Finnan Sankt gentry
updates eh 6 tomtit as t 6 recited, he fen does not
proud, any attars ha the &flair wider Cost
bal' and trarealited rheas," is torte a of he cis*
of hi; $13eMfni As such please de not ray en his
informalan to nuke purchase er sae detect la la
matt
or omeau ~era emitted to the ern
mareflect genets nformaion oily for the period of
tine they retold X tMFen, Morettorml rarnatan
et be added by row thread Adesor
• Unlimited salmi bans time dam i mottle
f
ravelvie >erg vivo re eataat err
SDNY_GM_00025762
EFTA_00 136382
EFTA01277615
Important information about your statement (Con trended)
harichiscority km The rattation data fa Minna'
on mayor may nos ref ra coomiosank Mayes mega
seamy reotswicaiwo awns DItifend and cam
rerverstnern lots and hotorrutic pad awe lots are oats
combnid to dopamine award
lhe • Trade daer
colter perm's the oripnal renal son bandate
• Gail. narkies Bonds and piefreed nod thai the
issuer calt for extyrederpbonwol be arced ware*
by lot tan among 8A wanesof thal oar Ireld now
nano a n nem:wenn for obr chats Callean
'nf airmen is obscured nom thrd prim and in rasa,
is not guradeed Ohm Call feasts nay ems whoa
could aka ywld corneae% 'ocean
begoaded
upon regaed
• CettirCataf of deposit (CDs) (DsareI C noised opt
$293.000 n vinopal and could steel pa depositor
and per deposio-y roitnion n accordance web iDe:
nits
• prim/value Pnces &plead fa Wales an1Ottdr
produces may by tutor a lower than Yep prce that you
PAU IP a3ually reCAve in the make; PCPS are Waned
Iron vanOuS Tied party Seurat Much we bowe to te
rather but we do not gamin tee rcuracy
- Wo gonoraly totes dosngprce anal aralabk a tin
meal or to bid and ask paces la ISted SealftieS and
*plan Or en bd praSlOr OTC mart en
- tx acmes/ baled %pathos may be rad song a
yam on moth a Men ne ntOini ala we obtained
androwan reflect an Mut math pme or vane
- C man position may apex voliCot Inn:earl well
snow a 'vice vas not mailable' Awe are male to
obtah a pose for a security
- Deposes a metes denominated n orrenoes other
Mn u S dolts are ref kwori a the m d urge rAe as of
the servant date
- For mean senates tradrig anon-smarming
deromnatheo. vce and quality (face vase) mar hale
been atpsiedm laole..ne prow %burden
To obtain Ofern Warr" Men antra. WOO yOr
Franca SeAsor
• Meals twins
and Muddiedproducts. Pewee
menthes secure* &clang direct paiknation
program and real mute me-m*0W nun securities/and
Sparred VeduaS se gieWaly highly MOM (elan
neuchrod proeka ha.* not Dom rettiored rah the
Wales and Eirla"re Camara a under any AM
SOCUnteS land We prow* ett mred haloes for private
rheitmere Seastee and Stinted produiS for
erforrnS cnalpunoats only Atwater, at 9nranlecd
- Thereat:es maydifkr sthstantally from (MEG Bay
at ninth aerate imeStrnere wottya SlruCtured
Imola maybe taxir a sold aid do not necoarly
reptant the vale you may rearauPal Iglidalon
- Thrd pnyesimaes of walk are as of a ran Ore
aid re implied a Urn Inroad Services on irregular
bans by an neleperMent wiration Urn
PSult, Serteal Dna Ce spcosor earnzon vain d
my. are Stgplucl to te Frm by the mow, general
fin
et armor and may be Cabialed bred en
afferent information from that used by thtd pries to
dories thew estimated wavy
- You can obtain Ahmed incrmalen regaling the
note iology used to determine the twos, of vat
and the dace of the hfonn.yon that Is Ow ban for the
manes* by co-naming your trotter Adrisor
- 'Med panyestinatel vibes may be reflected as 'Not
priced' n mad swarm whin an inlepentent
valuabcn Ire Ids not %poled cc 6 untie to Asir a
value when wo bosom. aware that a rniOrill emir hat
crarred that may calla previiusly reported vela too
ClUeSIGh. Ce worm daltt mould be hgbly iptcutatra
duo to the nSus, of the snarly
- Men mitlw an new wren' maw a sponsor
marinated 'faience a oh (army meowed vase is
provdel tie war of re ratty we 'sedate's:Mean
As piths•• pna
- 'Distresaiorn to date' may MIA. ream of GAAS.
name a both
- • Currulf unit ore' re:resents. Me hitGlolltong prce
per unit it s may not whoa yen cost bath
• IlleStrieted nebritin Resincted sewn es grarerafyire
not away tent* for p-Olc Lk UBS maxis Stenzel
uses the made price of Ive enneniinod 'hock of the cant
our a an named Yak* for the ravened mock tr
purposes Of This Staexe Onsa To the omen for
rear cted seCurilie arc Mgble lor sale. tie mix tweind
nay be outrourrtIrly Ins Than the impaled
shows
• Est. lerheated) ISOM% arrentrields and rater An
tstihMe 01 snub, name is based on cunern croand
and ninon ran. awning the soothes will be held for
one year from tremor date or vitt runny This
emirate d onkr a guanine. accuracy and OXItelued
Mame se not Gasseed
- En Mated arOur name and Mint aid for ants
altresol washes mural hduie a thorn of ;IMS or
canal gam in Minh Ole the OA encase Crud amen
yeld)woull be mentioned
- Encored renal Oahe and swum held and the
actual Mort and mad mght be lowers hgher
the enknated moues
- An raduto ol +remised 'acorn. (duidw4 ads
newest) chafed by the Anal matte valeta/watt
bilanCeelalSed CO the lag dendend or interest
payreM nude byte Astor and manes tie
warn imaposno eel be holding one hue ran the
statement date or mid murky Aoosit ad
COnlaltd hied at nor guararneal
• Asa not held by WS 'nomad Senticea Corbin
•
ale not NObytekm awl not vithn the POWS
possession or amyl Them assets re cantered m your
gamma for irdonnatronal pupae onr Posticens and
vain preowned re provelen by to issuer; firm tra
Fencer Shrion n not rerponsble for this Ofornabn
and does net guramee es awry These assets tenet
prowled by Sea or toe Peas supplienernal Sat
coverage
• lloyenue dialing and additional eampeasarom
- h otIlienn lo ammissons on sales and 11b•1 lees
reamed n omelet win the detteuton of inolur
fends toots dents we anal our *Mae ream
reveue Marty; papuntsfromadubutorsaatlor
'raison of the mutual kat hat we sell Them
anortts are based an two different anyonents
the mount 01 saksby uBS ot a p3IICULViTutuil fund
Imlay to ote dans. aid Id Me arm mho of a
pamar mutual fond fangs shroo tad a the fro
- We and ar ant* abareadre rentteking and
onmempromang leas n orrydefron for transfer
agent 'tykes that We prohd• to to new, funds
Thae fern genet" at pad rote inamor soots in the
mutual fund and re a had dollt anoutt based on the
martyr of accuttsat to Voter-dear holcing mutual
lads of to ford fatty
- m Mu on to COrrthalin RICaed n ornealon cope
the sale or darbutern d arnury Gros= rd Inn
seadm5 tan at to CV <AMIS. We ad sour
aff Arne recent wear Mang COmproSatto Iron
mrryof The rearrance commies indemnity mo
amity attracts Oleaecol Trio harancecorromen
or sponsors 04 One urn IlheSTMell INAS,* CleAttute
- Ott aeries also iv:el/eluding come/soon and other
room-eon Men minty hands and instance
Orrnalits v•host reports we dabuto
- We receive an antral fee Oran U3S8aik USA ard UBS
Ar 51adOrd Basch a uff, 125 pet acount
sweopng to to banks orrar the UBS Bra Sweep
Program
mrl"
Infoonaban reGlardog carman:en and other charges
insured
it
annechn elm
ertemlon ot tam haring
option transactons has been died co anlonrons
proem* 'untried ier you. and sell be awake' to you
eromply on Ammo
Sheet selling
If you ay engaged in thorn satin narkyy ed., may nos a
shipmates° conies borrowing costs lathe' palatal
seamy
Open aide.,
RO9Nding Opel Cr *goodailancelled• adenine? M
not
limited by the lawmen, date. open buy axl sell SIM
ceders re taxed by the amount of dwdendscr rghis on
• makidnelsoi armies date WPM marled otherwise
by you You re rearomblel or orders lhat are executed on
to your fanse to cancel exbirg open orders
Tea veitheelditg on fairbtetions fain UK financial
Senores IRAs
FEW al sat Law tenures UBS Fnn<Ir Services to withhold
arcane ta from yes liable um drovlbaturn, tut you may
*a not to ham raonpin weaver or instead. you nay
(QC a haw la( wetheld a brae or es a lead rooms as
you choose Year Moon hi f wan en edfectuna remind
by you You may woke your election a a-ry 1Mo by mr•o9
anew elcain n sots do nos haw cootip name tar
warred Iron sOur diftetutiOnS. p/u maybe remonsbie fa
the pram of mamma taw you may noa pen rem d the
moues coal xi] and as estimated law payments re not
equal tO rots lacObliptir
Panty
To Mean a Copy of OLr anent Ohl Priory Notice pax*
contact yoke F natal Admor °minnow websneY.
meow or <momentary
leSrinaircralSeevezes 6 not a bat The WA. Frahm
Sevres Aaarn BSA and iRMA re beta et age a0Xurrtf
vain proMe access to balling services it s ptcduas
trough arrangements van *FASO bras ales other Mod
partybalks. and ',myelin accost to 'murales rid anofy
prattle iStArd by unar noted Mai party Matte
convoys through mural agency usboray es of utS
Fianna Seneisi he
t rimmer. muerte. and amuly products
NM IOC haired • no tank guannum May lose vain
AMA ReSOLICePAinayrroni Account, Buttress Servos
ACCOMII BSA. IIMA and issemabor Resorsce amareent
CONFIDENTIAL
ACCOult re reargued forme manurial Fruretial Services
Yea S•paturo it a registered smitemot of visa
Imernmcnal LEIS Wa agnabre cede ads and MG Wa
darn cads re roved byMSBatt USA with myrnovon from
v ea u S A harp:eared
UBS Financial Strohm Inc
PP, 201407
SDNY_GM_00025763
EFTA_00 136383
EFTA01277616
UBS
U85 Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
June 2015
ANP70055709330615 X12356 Y1 0
ELLMAX, LLC
1000 VENETIAN WAY
APT. 8O1
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statemeati
Call your Financial Advisor or the
Value of your account
Resourceline at 800-262-1000.
account -
on May 29 (S)
on lune 30 (5)
Your assets
52,467.20
52,468.07
Visit our website:
www.ubscomtlinancialservices
Your liabilities
0.00
0.00
Value of your account
$52,467.20
$52A68.07
Tracking the value of your account
1 Thousands
87.5
Satitta"*""maialle6mouem.--__
52.5
52.5
Dec 2014
May 2015
Jun 2015
Sources of your account growth
dudag 2015
Value of your account
at year end 2014
Net deposits and
withdravals
N'tur nvestmentreturrt
Dnidend and
interest income
Change in
market value
Value of your recant
on An 30, 2015
187,478.94
-535,ozsto
SDNY GM 00025764
$1413
5000
$52,460.07
"timber SIPC
ANP70005005570933 NP7000304339 00003 0615 030579743
CONFIDENTIAL
111011
Page 1 of 6
EFTA_00136384
EFTA01277617
SUBS
Business Services Account
lure 2015
Your account balance sheet
Summary of your assets
Value on
June 30 (14
Account name:
Friendly account name:
Account number:
Percentage of
your account
A
Cash and rrxmey balances
52,468.07
10000%
Your current asset allocation
B
Cash alternatives
0.00
000%
Total assets
$52,468.07
100.00%
Value of your account
552,468.07
A
Eye on the markets
Index
Your K modal Advisor.
• Cash and money balances may include
available cash balances. LISS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about your statement on the last
two pages of this statement for details about
those balances
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on June 30, 2015
3-rnonth Treasury bills. 0 02%
One-month LIBOR: 0.19%
Percentage change
lune 2015
Year to date
-1.94%
1.23%
-1.67%
1.94%
-2.80%
5.88%
-1.09%
-0.10%
AMP7030500690934 NP7000304339 00O33 0615 030579743
CONFIDENTIAL
I I MihiY_GM_00025709. 2 of 6
EFTA_00136385
EFTA01277618
Business Services Account
*CBS
Change in the value of your account
June2015(S)
Year to date (S)
Opening account value
$52,467.20
S87,078.94
Withdrawals and fees,
including investments transferred
cut
0.00
-35,025.00
Dividend aid interest income
0.87
14.13
Closing account value
$52A68.07
S52,488.07
Account name:
EWVIAX, U-C
Friendly account name:ELLMAX LLC
Account number.
Dividend and interest income earned
For purposes of Ins statement laratilty of interest and chlttend Income ha been determined tan a US
tat reporting perspective. Baud upon the residence of the account hoklet account (we, or product type,
some interest aredor cividend payments may not be subject to United Slates (US) ands Puerto Paco (PR)
income tam. The talent monthly statenwnt is not intended to be used awl cannot be Mod upon for to
purposes. Clients should refer to the apt:lea:0 tat reporting forms They recehe from U85 annualy. such as
the Forms 1099 and the Penns 480, for tat reporting information
is the practice of U85 to file the
wicade id, tenoning forms MO the US Interrel Revers,* Senice and PR TreaSury oecervrent and in
such forms accurately classify ciodendsarda Interest as to exerrot or tootle Marne- PleaSe coroJll yOu
Incliedual tax papaw.
June 2015111
Year to date (1)
Taxable interest
0.87
10.89
Total current year
$0.87
$10.89
Prior year adjustment
0.00
3.24
Total dividend & interest
$0.87
$14.13
Cash activity summary
Your Illnandal Advisor:
See account activity tins month for details. Seances in your Sweep Options are Indudedin the opening and
closing balances valve. FDIC insurance apples only to deposits a UBS Bank USA, not to deposits at WS AG,
Simko! Bench or bank deposits placed through the UBSInternationd Depose Account program SIPC
protection appfies to rnonry market sweep fund holdings but rot bait deposits See Important information
about your statement on the last two pages cf this document for detals.
June 2015 (S)
Year to date (5)
Opening balances
$52,487.20
S87A78.94
Additions
Dividend aid interest income
0.87
14.13
Total additions
$0.87
$14.13
Subtractions
Checks and bill payments
0.00
-35,025.00
Total subtractions
$0.00
435,025.00
Net cash flow
Closing balances
$0.87
-S35,010.87
$52,468.07
S54468.07
UBS Bank USA Business Account APY
Interest period May 7 - Jun 4
Opening UBS Bank USA Business balance May 7
$52,467.20
Closing UBS Bank USA Business balance kri 4
$52,468.07
Number of days in interest period
29
Average daily ba lance
$52,467.20
Interest earned
$0.87
Annual percentage yield earned
002%
SONY GM 00025766
ANF7COOS00657093SNP7003304339 00033 0615 030579743
CONFIDENTIAL
111011
Pegs 3 of 6
EFTA_00136386
EFTA01277619
SUBS
Business Services Account
lure 2015
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Fnancial Advisor or Branch Manager. YOu can find a fol description of the alternative
investment objectives in Important information about your statement at the end of this
document
Account name:
Friendly account name:
Account number:
Your rotaurn objective:
Current income & capital appreciation
Your risk profile:
Pnmary - Moderate
Investment eligibility consideration - None selected
Your account instructions
e vour account cost basis default closing method is FIFO, Fro In, First Out
Your financial Advisor.
212-821.7000/800-308-3140
m4970005006570936 NP70C0304339 00003 0615 030579743
CONFIDENTIAL
I I Itil‘lY_GM_000257119ge 4 of 6
EFTA_00136387
EFTA01277620
*UBS
Business Services Account
fur , itc
Your assets
Account name:
[WI/1AX, U.0
Friendly account nate*: EW1AAX LLC
Account number.
Some pnCes, intone and current Mute SliCayn May teappiOxInale. ASS MIA OM Mid IOSSeS Ma/ not
be accuralely reflected. See shaponant inlosmabon abour your statement a the end of the &Cunene for
mote Infornaaon.
Cash
Cash and money balances
Cash and mosey bances may include avalade cash balances, UBS Sant USA cbposit account baances,
UBS AG Stardom, Branch Cepoat account balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FCC wlthn dDpllcdoe limits, but are not
protected by S1PC UBS AG Stanford Branchdeposit mount balances are not nutted ty FDIC and we not
protected by SatC Money market sweep balances are protected by WC but are not nulled by the FCC.
See the important information about your statement at the end of this docunent for de ails about those
blames.
Opertng balance
Cloang
ence per shale
Average
Hddng
on Jun l(1)
on Jun 30 (1)
on Ain 30 (1)
rate
t€S BANK USA BUS ACCT
52.467.20
52.465.07
250.00000
Caddencl Interest
period
Your Pi nandal Advisor:
Guys in
period
Cepmount Cl/
Your total assets
vent on Jun 30 (S)
PerCenta?? c
COSI
Min:1(Pd
your aCCOunt
oass
annual income (5)
UnreariZed
gam or lOsS (S)
Cash
Cash and money imilmom
Total
$52,468.07
100.00%
552,468.07
52,468.07
100.00%
52,468.07
Account activity this month
For more infonnaion abort the Ott( yaw shown for restricted woollies, see Important m(orm,tion about
your statement at the end of this dacunent
Die
Adiaty
Your
rjualWp
Description
expense code
Fate raw
lirceiValue (5)
Cash
arrounl (1)
Cant and
money balance (1)
May 29
Cash and money balance
852,467.20
Jun 5
Interest
I.A3S BANK USA BUSINESS ACCOUNT AS OF 090415
87
52,468 07
Jun 30
Closing cash and money balance
$52468.07
SDNY GM 00025768
ANP7C009306570937 NP 000304339 03033 MIS 030579743
CONFIDENTIAL
111011
Page 5 of 6
EFTA_00 136388
EFTA01277621
*UBS
Business Services Account
lune 2015
Account name:
ELLIVAe, LLC
Friendly account name:ELLMAX LLC
Account number:
Your A Bendel Advisor.
Account activity this month (con tnueoli
Ode
inanity
0escnpbcn
Arrount U)
Money balance activities
May 29
Balance forward
$52A6-720
Jun 5
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 06/04115
0.87
len 30
Closing UBS Bank USA Business Account
The UBS Baiu USA dlvness Account is your pnmary sweep option
$52.468.07
amPaC005006570938NP70C0304339 00003 0615 030579743
End of statement for account number
CONFIDENTIAL
I I gONY_GM_000257tIBEle 6 of 6
EFTA_00136389
EFTA01277622
Important information about your statement
UBS Fhanciat Seven Inc (to rim or UnFinaiSISerices).
is a member of al perasal security. acernodity and imams
achieve UBSFirescill twces and IA* BanleBe am
Siva subtilizedof UBS AG and Organ of LOS Securkei
U.0 the F naStnaaill Parer( it rattle upon reora
the intes exeunt ekesreat
t€S Fmatdal Savo; tic
1200 nabs Ocular!
Market NI 07086
starnem earpiece the nay °flee reand of >curiae
Founder Series account Me *COMB exCept OH all tar
documents. corer-mg conleng data slued not be reared
upon If you bewo two 6 an act
Ori6601. pato
neon 11 strnrtliasey n winced heBrach Matrar of the
onto seeing you. act um
Athaagh al twin tar are 'menthol a be areas.
SI aithint daa TOW rot be used for tat puposes Reg
sok./ on ye rend to lam 0e.. Four 1099. WO. 10125.
OR) wenn pepsin sour to "cum 'he/ er isreared by
Ian to report tone RS al trot, le dietends. repent:Ile now
WM* dvdends a1 Liebe non caned on se:unties
held n your account net proceeds on sale tranuctors, and
cost bat/soncrabs covered Sedirinel
CameemicetIone with the Firm
• Nene reccohrm airy oral Oanalnater6 nwrkngto
further moue your fire nciaem your rotes under the
*aria Wear Protection Act (SPA)
• fl ene feuesoal instrMi0n on the top Sell of the from of the,
drawl is not IBS Ch.1002154•VCK IBS Panda
Sength Cries you' acccum aclearing take by
arrangement with the (gated nit on We Wonted
pu ce nn remolds(' %hen you ironed this account in
this cart tour tads ant some Ws re looted a MISS
Fitinoal Brno, and not the rtrodurrig baker. Aid you
mot mace a report of Sly mot onsmosbn W bath in
All amount stateroom shall be deemed complete and
acar ate d nx Objeled TO n wan? wean 60 days
• Please direct cusiorna complants egret to the tins
Client daWpmppatmm X 201.332.16WOr tolitet
a $00-34-9,03. 8 00AM 106 CO PM ET tartar
though hides. a in wang to UBSIonsroal Sena. an.
Clef/ Relations Cepatrna PO Box 766 Unon City NI
07a37
• el case of errors a WHOM LCUI an ekcoonc toes
transit.. (711 bid paimmt ce U3S Oct Mir cad
traPactiom, call 806762.1000 a ma to LOS FnanCal
Berms hc. IOCO Harbor 8W .6Th I be. Weehreat N)
07086. Ann iMMSSA Sauces
Cal ate* as soon as pa cart dyou Ma yart
stawnem or incept 6 svOrg Ot d ?Cu need man
tif reunion rout atraafer on the starred co react
The Fm a Card Mug (aS Bp IOW) must hewIran 50u
nO Ire that 60 OA alter the Cm, Sent you the fist
suternen on each the race or probe., agate
- here tor nine and accent norther IN rip
- Devi& the MO. Or the winter pu are ware alai.
mid titan as deity a you On ray yai Wive 4 is al
error or ray pu need more Mame an
- Froade the doller arum of the steered wrc•
The kin or Cad hoar wit ITV:agate you COnplant ant
will corteCt ay taw prottptly
Plearnie al areas payse to the revisor the lanyscial
nsihnon nrkaed oct to Pore 01 tho statement it akt
to cogs excels fie. arroure may be abaci to
mantenano tees durges Ice Isepyre,* fa staircms
purthaws and chart for email nuts n cat =mots
Accounts ma actra,faered le 0llw. nStiksten$ ma/be
tape to a batter fee
UN Sweep °pains
US$offers open* for sweeping car batrcei bee-Kesto
bank diverts at USS Bat USA and ISS AG Samford arch
(Bark Sweep hograml money market mural hodsNona
erne) arid the harnacnal Depose Accout COArfor
customers nth a intonational Amerce lenagenent
Acwuni lucv9h iht Bat Sweep n0llatif. can breves
are swept to LOS Bat USA IS Presiablthed hpe ad
the-tie LES AG Starriced Bract a a Money Furd Depose
at Lee Bat USA are FOC wooed n accordance with for.:
rules For note isfonnaien p bee nut ram tho
Deposits a LOS AG 9rfori Branch and *oar:rarer
FundS arena nsureff by the FDC.
Through It. On seeable to cat Minors are swept to
apOStt aCCOuntS a teS AG Newyork Branch and UBS/4
Caplan Braah ththedepOSIS CM na mixed by the FDIC
Banos bee a me let AG Carlin Brad. am tenwourity
opined TO the S0nalor OA. of the Caymat Maids and
here is ra guinea ohr oblcatim of US$ AG as way
the bean rib k on the u15 Carnse Brazh's boots
Deposes al URS Bak Via ad eachOBS AG Bath read
piteened by 9PC Monty Fund ties ere pfoceaKI by WC
See %BS Feu cul Seven Account Frotediont below.
Oren you agora, balances ii to Bak Sweep Programs or
OA mar be vilterfin. and slur of a Weer Foe me be
Nudes, and the proceeds returned to par me
Winton lanll
Furter nfonthign rout aerie sweep opals. haring
orient moose races and netts, o with/eat
vow tbiorlsweepyifes torn your Force Moan' or by
caring 806762-1000
list lanancial Services aeon* protection
The Finn is a merrber of the Starnes Thence ;Madan
Coteau(' (SRO. Wish protects stones axons of es
(newton ter 10 1500000 (abaft/ 1250.0W for dams tor
mall the SPC asset enxecor time‘ ypglo aff Kamm
tap:40er n a pante, cahoots
The Firm together wth onan ideate ha also puthamf
seapianc(tat trona
The marine. =oat payable to
all NOW dent. colt/chat/undo. this protecion
melon as of Decanter W. 2013
Sara to he pokycondition, and Imetoni oh at the
Fm 6Umrpatctd fon up
I I 9 milkn n tie
afleare to all tow aXoknis hell n a paha, chatty
A full (boy ol the poky onnIng 6 ragab upon man
The SIC reran:el aid et stspplenental acacia' both do
not SPIT to
• C ran Irani teas controlled !IMPS aluted n rem
account value) but held Nayfrom L$5
Sewers
(eg. anal (kat aUBS Bark (acre diet% AG
Stamford branch. (d) Twat evotes. naming iradba
arrunln ant Millen of mutual Iris iirkcev suct,
maws ere tog heel reedy n he nine Of the WW1
ha at on thebooks and recant of the nice* Gee or
treat( agent).
• (erten ehmareni contexts or nuitammt Mort (0 9.
'maid parowthws and prvaeplawents) hat are not
egistened vide the Stones Act of 1933. and
• Como: dines aninat to 9 . format tothanyt and
preaus metal contact nclacleg foxes commas an,
omfnedAY *Pen contacts
The SLY protection aid the Papplerreotal protectors do not
apps/ to these assets een retieyOtteevere zipper. einfxr
natments The WC proteacn and he Appammt
prole:Ion do not pad rinse changes is the menet
vat* of ythr twermints hector as a result of Mani
riartyrent. rzeif batnatcY of 011$41.00
More WWm.anns wait le upon request You may obtan
ewe Wormy:sin abort SIC. edudn9 the SPC Brocture
bycoaxing Sit at 202-37I 43300 et by meng tie SP(
mbne
tni.W SPC
Divideni Re ronunent Preys' OW)
the Foy aneCed can agar pnce you mar °Man the
actual lane ton sour Favor' Adios Only resole that
re Factored take CA P. partial shares wit to soli and the
cash wit beat:66rd et you acaurt 1Dpdveend
reepeolnerk pra suppled by the issuer may OW from tee
'islet eat x vide the partial :hers it sold
Castoirliou
Only Male cents my be held in me arant I you re
potted to apatialont at areal of ark/Wind pale tnt or
othrvise. toe Finn wt ether off partialness make peke
a accept an null dereireel by a regard citing
agency. ad cede you account
laywoman abitalves
The mestmenlobechas and Mt profile are specie to ext.
account aid mar vary totem stoat free the Inn
prompt If n writing of any ureter range in your Mama
stuatim or nommen elective. For each >court held.
you choose one of she fo loweig Thiestocal 0:aches
• Reduce Convoy :Nome Momper stain; the
great en of humbler only
• Achese Caparapplanron heePartnis rein; growth
Of anCpal rah. than the gerelatOn of name
• ArcerceCorebatasn of Income soclChnsiAOPecoefo
bantam° sea hp both no perwalon of Mono ed
70 Met a prnetta
Doolittle* sanafiles
• Continue., Sees to mantra hear priMpal weh rem
risk and votility to the accent heat pit d ha means
the arrant does not ?Aerate Ordain interim:it
mums aid mince keep pee yrth a MAIO
• Ationtnia 1.1111102 to accept some rni t0 Palcgul ad
tolerate sornmea get seek higher mein
• Aininne Wring to amer hgh nsk tO propel .r4 hgh
004104P *atlas rams met tote
Statement teusehekling"
We rnay ConSoldate al recited rout State71611S with the
sat firsts n the saner...lope ACootnn may be reined
for this same Doane they haw owners pho ila mantain
pm amount re atonshps rah Oita clash 31 the San*
address Ths prate 6 Mean as 'householdng • I pu
pet to mole Menke named, nukd n tent
CONFIDENTIAL
eneekor.— you may *dm househoilny by ding your
Frouzial Advt.,
Brandi/ mount MM.
Te*Frientry accent name mikes lawmen to you
entered on the Hrws chine Pieces webs.. It e a
customizable •ndtrume chosen by you a azP you wth
your reardreryang n ha no bpi effect on sour axoum
You on dove you* Frcandry atailt names. throup Onlne
Bence or byentacun;
&taxer Adelson
Mown eveview
• vabe of Wat 2ttountepXlito, NB 01 asset and
lie
• Asia Inctocki adaliole can alMes pleas lot
nailed smithyMt ) rid Glob line Deposits unrodized
maks to market and certam assets not held biota
Punted
Does not nchdeunpnod vetottelassets
eat ol the
pre andmoat %moron, pooch a Priest hetamems
uneeived flak
and i•oeCiklb sad options
• Oatkees holds doe barer. mamas) magn
Mrs. credit Int shot *comm./axes
• COSNITOMy blincen Taal of wirvesied salable cab
blames, An U3-5 Bat USA deposit data or. 1.55 AG
Started Branch depose balances and money matte moue
fold sweep baffles.
the dose of tie gainnint pets
wrniommolty h epode banshee am rend
seregaed from °doe balmos ache Pommy use any en
these bads to rte ordinal/ carte of ostortnes These funds
are payable tam yrs demand he total 6 Marled in no
arrest prod 'Josh; value
Leming information
fa detathd (lama ion on Ile rm.> *No) piaci...tan:I
clidocurn Mato sotrC him har israsp Matron or
ACC0Lril Agennml aid the General Tans ad Conditom
UBS Stamm% of (tele Fraa OS ratable n AgretartS
and Decbsuf es ot yadshirsaggegrjaasaizi
Your at
You' statereni amzes Manes and other asseshold n
the =owl at the cod of the statement peed you may dk
for derimy of Julypad atone at any tote You may
retie sachet used a bit collated aber papn an
balance ore on hem Any 'aunties tranderd to the im
thing the sUtteners prod an laird a nein vah•af 01
the end of the statement peel
• Cost basic n dettenhng the at basis of the net*
induded n the staternenv wen.? Misted web the
number '1: OBS Ranter Sevres ha Feted on
information °Maned from sources other than Ule
entice Senran. nCudng nformation Iran ateer. fin
or hat you nay hate proodad to rut inamoi Mew
The Finn dots not newendenor way Of gurantelhe
artracy er validity of any ihrirtnacin provided by sources
°torten US'S F natal Bente
it addeen *hough OBS Fiundargarikegitotaly
updates tuts dormaxn as c 6 reeled The Fen doe roc
veil& any assohnos the toe nf ameba rade 'Cost
hair and 'Unrealized ganibisi" is asamo• a of the dee
of this fl ier M AS aide please do not rely on this
intone an to !make curdle' a sae chino la to
purposes a oterare accent Unstated to the fern
mayreflect galloss nlormaim oily kr the pond of
time they am held a the Fen Morehaoral nt °natal
Cr be added by sir Farr' Adnite
• Unmated sandbags ram Oita i anaab
ecin.74,.1 naval zed land
chaire toe
SDNYGM00025770
EFTA 00136390
EFTA01277623
Important information about your statement (CM bnUed)
brividiallearity kits The Vara:Mon data ice ndimbal
lot mayor may non relkut conmissans Chagas atria
seam reorgoncation eat
Ditifend and other
rem
want kits and systematic mama lots are each
combred to Mira one award lot the • Trade axe'
colon ;resents the digital tram:tun traedate
• Callable Porkies Bonds arid profaned rock Mal the
apacfcalb for ea* redo peon nil beselected rroptiati
by lot tom amen as samosa that nee then in our
nano a m panne nam for our dents Cat feat
Marna en is Maned from thrd pam aid ill moray
rs rot guaalYed Othe Call leares miry ear varh
could Shed well complete manna kin sere be molded
open re9aod
• Crenate, of deposit (CDs) WI are FIX mood opt
12'A.000 st pima an Saud nttrea per dcpsutor
and per cltmoo-y rotiodico is actg.-M.0a with iDa:
nibs
• prialbealua Plat 0603)0 fa Wales ad other
Products my be hror a bww true to ace that you
YAU kl aaually reCtve in me make; Picas are Maned
Iran vanxn Mid party Warn Much we belie to be
reline, but we do not gamma tee ax racy
- We moray me ter dosngpda when aralabb cr the
mein or Pend aid ask aces Ice land SedlitieS rid
optima:a crib bd pumice OTC stomas
- let acne ll waded wafters maybe aced tang a
straw en mai a them, ream Cris we Maned
and myna MAC an actual main pipe or vals
- C Oman ptillialS may Meet naiad a prize and won
show x 'axe was not mailable' if we are amble to
obtan a price for a security
- Deposes or Searles denominated n do noes other
than DS dollars are al knee a the mdurgorae as of
the raiment date
- For calm saran map et tiOn-atharintg
denomnatens. pre aid quality (lace
hae
beat minedto Imitate proper 'aux./an
To obtan mum gums" wan aware. max yos
Mimi Waco(
• Meata Mamma and awaited produce. Mate
imsteme man
Enduing dived paMpaion
pagan aid reap, elute n*steneert tut seams) aid
slaved presludS ere gad., hghlr ilsOM Certain
struck/al prookids tat not born attiortd rMm the
Stones and emshma Conmesesn a under any stare
securers Ms We male estmaed yams, kr Mate
mermen smarm ad st-oared prodalS br
alarm' tnalpupoato only Acan eye rot 9uNahleal
- iheekvatra Maydifter Stbnantalty fain VICK if al/
al end, a ;mate mearnere StCUrty a StruCtured
Carona my be boor a tad aid do not necessary
reptant the vas you may ream upon Madams
- PM pry enmaes of value at as of a anan no
aid ae implied 10185 Imola Savors on a rage Ir
baps by an neeptehtfent solution Inn
Sewn Para asic/Icor unman yam d
my. are applied to te Fern by the mow general
paint( co manor and may be Cabala Wad Cri
datum Wormadon from that used by tend pines to
dons thee estimated want;
- You cal obtain adldriaial internam regaling the
methodology used to Menem the mina, of vibe
and the dace of the hfonnaon that is the base for the
mann by ccedaang your Federici Adrian
- MAO partyestimated vibesmay be reflected as 'Not
weed' n smut Imam whin an irlepenSent
valuation Irm has not +opted cf d beak b afar 3
value when we boon anae that a rniera wort that
oaredthat rrey on a covisusly reported valet too
QUe510n. a +Awn a vais would be highly IpeCutatra
duo to to ratae of the starry
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CONFIDENTIAL
Amur ae mislead fence mats of OBS Friaxial Services
M
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V ea u S A harps/am
UBS financial San/0es Inc
Rev 201407
SDNY_GM_00025771
EFTA_00136391
EFTA01277624
UBS
OBS Financial Services Inc
299 Park Avenue
25th Floor
New York NY 10171.0002
Business Services Account
July 2015
0,70058456190715 VI 0
ELLmAx, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC
MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
Phone
Questions about your statement?
Call to ..Jr Eirhancia AdvJsor of the
Value of your account
Resourceline at 800-762-'COO.
account
on June 30 (1)
on July 31 (9)
Your assets
52,468.07
52,469.06
ehltour website:
www.ubsoornIfinancialservues
Your liabilities
0.00
0.00
value of your account
$52A68.07
$52,469.06
Tracking the value of your account
1 Thousands
87.5
52.5
57.5
Dec 2014
Jun 2015
id 2015
Sources of your account growth
during 2015
Value of your account
at year end 2014
Net deposits and
withdrawals
Your nvestmentreturrt
Diedend and
interest income
Change in
market value
Value of your excoun
ors Jul 31, 2015
187,479.94
-535025.00
SDNY GM 00025772
$1512
9000
552,469.06
Member SIPC
ANP2000300584561 9 Ne7000195909 C0003 0715 030579743
CONFIDENTIAL
000000
Pop 1 of 6
EFTA_00136392
EFTA01277625
SUBS
Business Services Account
July 2015
Your account balance sheet
Summary of your assets
Value on
July 31 (1)
Percentage of
your account
A
Cash and money balances
52,469.06
10000%
B
Cash alternatives
0.00
0.00%
C
Equities
0.C°
0 00%
D
Fixed income
0.00
0 00%
E
Non-traditional
0.00
000%
F
Commodities
0.CO
000%
G
Other
0.00
000%
Total assets
Value of your account
$52,469.06
S52.469.06
100.00%
Account name:
EIAMAx, LLC
Friendly account name:EU.MAX LEC
Account number:
Your current asset allocation
A
Eye on the markets
Your R nancial Advisor.
• Cash and money balances may include
available cash balances. VBS Bank LISA deposit
account balances, VBS AG Stamford Branch
deposit account balances and money market
mutual fund sweep balances See the Important
information about yaw statement on the last
two pages of this statement for details about
those balances
Index
Percentage change
July 2015
Year to date
S&P 500
2.10%
3.35%
Russell 3000
1.67%
3.65%
MSC I - Europe, Australia & Far East
2.08%
8.08%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
0.70%
0.59%
ANP 70003005845620 NP7000195909 00003 0715030575743
CONFIDENTIAL
CONO/WGM000257WS 2 of 6
EFTA_00136393
EFTA01277626
Business Services Account
•
Change in the value of your account
July 2015(3)
Year to date (I)
Opening account value
$52468.07
$87,478.94
Withdrawals and fees,
inckiding investments transferred
out
0.00
-35,025.00
Dividend and interest income
0.99
15.12
Closing account value
$52A69.06
$52,469.06
Account name:
EWVLAX, LLC
Friendly account norne:ELLMAX LLC
Account number.
Dividend and interest income earned
For purposes of this statement. tenatalty of Inkiest and &Mend Income has been determined from a u5
tat mooring perspectin. Peeled upon the residence of the accounl notingt account type, or product type,
some interest ardor dvicknd payments may not be subject to United States (US) ardor Puerto Rico (PR)
income tans. The dent mond* statement is not intended to be used and camot be Ivied upon for tar
purposes. Clients should refer to the aordicatie tax reporting forms they receive from U85 anionic. such as
the forms 1099 and the foams 480, for lac reporting information_ it is the practice of UBS to file the
applicatie tar reporting tomb with the US Intend Rewind Seek! at PR Treasury Department and in
such forms accurately dasnfy dndend ardor Interest as tax exernot or terabit incerne. Please consult your
InSudual tat prepares.
July 201 5(11
Year to dale (S)
Taxable interest
0.99
11.88
Total current year
$0.99
$11.98
Prior year adjustment
0.00
3.24
Total dividend & interest
$0.99
$15.12
Cash activity summary
Your If sandal Advisor:
see Account activity tins month for details. Pdances in your Sweep Options are Indudedin the openrg and
closing Mantes value. FDIC insurance applies only to deposits a U85 Bank USA, not to deponts a UBS AG,
Stamford I:ranch or bank deposits placed through the UBS Internahond Depose Acccum program SIPC
Protection applies to rnonty marled sweep find holdings but not bank deposits SeeImportant information
about your steenzent on the last two pages d this document for detals.
July 2015 (S)
Year to date (S)
Opening balances
$52,468.07
$87A78.94
Additions
Dividend aid interest income
0.99
15.12
Total additions
$0.99
$15.12
Subtractions
Checks and bill payments
0.00
-35,025.00
Total subtractions
$0.00
-$35,025.00
Net cash flow
dosing balances
$0.99
-435,009.88
$52,469.06
$52.469.06
UBS Bank USA Business Account APY
Interest period Jun S - Jul 7
Opening UBS Bank USA Business balance Jun 5
152,468.07
Closing UBS Bank USA Business balance Jul 7
$52,469.06
Number of days in interest period
33
Average daily ba lance
$52,468.07
Interest earned
$0.99
Annual percentage yield earned
0 02%
SDNY GM 00025774
nnre7C003005845521 NV7003195509 00003 0715 030579743
CONFIDENTIAL
000000
Pogo 3 of 6
EFTA_00136394
EFTA01277627
SUBS
Business Services Account
July 2015
Your investment objectives:
You have identified the Following investment objective for this account If you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Pnancial Advisor or Branch Manager. You can find a full description of the alternative
investment objectives in Important information about your statement at the end of this
document
Account name:
ELLMAA, LLC
Friendly account name: ELLMAX LLC
Account number:
Your retain objective:
Current income 8icapital appreciation
Your risk profile:
Primary - Moderate
Investment efig tint). consderation - None selected
Your account instructions
• Your account cost basis default closing method is FIFO, First In, First Out
Your Kneed.' Advisor
212.821.7000f 800-308.3140
AH1,70003001843622 NP70C0I95909 00033 0715 030579743
CONFIDENTIAL
C0WIYGM000257PliSfie 4 of 6
EFTA_00 B6395
EFTA01277628
*UBS
Business Services Account
JUly 2015
Your assets
Account name:
Friendly account name::
Account number:
Some prices, Income and current vaues Shona may teapprOxienale. AS a kite. gains aidlosses ma/ not
be ecofialely reflected. Set knpOrtant intontabon about your statement a the end of this cecumem for
more infornason.
Cash
Cash and money balances
Cash and more), balances ma/ ind ode nitre cash balances, UBS Bank USA deposit account baances,
UBS AG Staniord Branch deposit account balances and money market mut ua fund sweep batances.
U9S Bank USA deposit account balances are Insured by the FOC Witt n applicable limits, but are not
protected by PFC. WS AG Stanford Branch deposit account balances an not insured by FDIC and ae not
protected by SJPC Money market sweep batances are protected by SPC but are not insured by the FDIC.
See the important information about your statement at the end of this dociawnt for details about those
balances.
Openng WINK*
Closing balance
Prim per share
Average
Hddng
co is 1 (5)
on AA 31 (3)
on Jul 31 (1)
rate
52.468 07
52,469.06
250,000.00
DnIdencl 'merest
period
Your Financial Advisor:
Dap in
period
Cap STOUIll (S)
Your total assets
Velue oil Jul 31 ($)
Pecentax of
Cost
Estimated
your XCCont
oasis (11
annual intone 01
UnrealiZed
gin or IOSS (S)
Cash
Total
$52,469.06
100.00%
$52,469.06
Cash and money balances
52.469.06
100.00%
52,469.06
Account activity this month
For more i nfonyution abort the pried value shown for restricted securities, see Important information about
your statement at the end of this doctrnent
Die
Actibity
Your
Gummy
Description
e4pense code
Face value
Pricei1talue (5)
Cash
aunt (1)
Can and
money balance (5)
Jan 30
Cash and money balance
$52,468.07
Jul8
Interest
1.135 BANK USA BU9NESS ACCOUNT AS OF 07107r 15
99
52.469.06
Mal 31
Closing cash and money balance
$52,469.06
SONY GM 00025776
ArIP7C003005845623NP7003195909 00033 0715 030579743
CONFIDENTIAL
000000
Page 5 of 6
EFTA_00136396
EFTA01277629
*UBS
Business Services Account
July 2015
Account activity this month ,cen towed)
Date
Money balance activities
Jun 30
Balance forward
$52,068.07
Activity
Account name:
EU.MAX, LLC
Friendly account name:
MAX
Account number.
Your IIsandal Advisor:
SCOTT STACK/allLYLE CASRIEL
Descry:eon
Amount (S)
Jul 8
Deposit
U85 BANK USA BUSINESS ACCOUNT AS Of 07107/15
0.99
Jul 31
Closing UBS Beak USA Business Account
Tne UBS Bant USA mines: Amon' Is your pnmary sweep cpbon
652,069.06
ANP70003005845624 NPMC0195909 00003 07IS 030579743
comicom_000257gerge 6 of 6
End of statement for account number
CONFIDENTIAL
EFTA_00136397
EFTA01277630
Important information about your statement
UBS Fhanciat Seven Inc (to rim or UnFinaiSISerices).
is a member of al perasal security. acernodity and imams
achieve UBSFirescill twces and IA* BanleBe am
Siva subtilizedof UBS AG and Organ of LOS Securkei
U.0 the F naStnaaill Parer( it rattle upon reora
the intes exeunt ekesreat
t€S Fmatdal Savo; tic
1200 Haber Ocular!
Market NI 07086
starnem earpiece the nay °flee reand of >curiae
Founder Series account Me *COMB exCept dl all tar
documents. corer-mg conleng data slued not be reared
upon If you bewo two 6 an act
Ori6601. pato
neon 11 strnrtliasey n winced