EFTA Document EFTA01296395

NAME SEARCHED: Jeanne Brennan PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click hem for results: Reviewer Comments (as necessary) RUC ®No Hit O Not Revived O Ilia I. RDC Results No RDC Alert(please see attached) PCR 0 No Hit • Not Required II. PCR Results No PCR AleMplease see attached) O Flit ISIS III. Negative Media No Information Found e Yes O No Not Required IV. Non-Neteative Media Result found(please see attached) V. Other Languane Media No Information Found D&B VI. D&B Not required Renate • Yes • No 0 Not Required Smartlinx VII. Smattlinx Result found(please see attached) Results? .75 Yes O No • Not Required Court Cases :it Review by Legal May VIII. Court Cases Result found(please see attached) he Required O No Results O Search not required Prepared by: Shrey a parashar Date: 06/15/2017 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Nlartindale-Hubbellhttp://www.manindale.comit WISIanindalethome.xml 3. As needed. provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your continuation that you hive fully reviewed the research documents. For internal use only SONY_GM_r 9082 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0021906 EFTA_00169641 EFTA01296395 Page 2 OFAC RESULTS RDC: 111602640 No Match Found KYC 1790655 J eanne Brennan ccsurt :y :VIRGIN ISLANDS, U.S. Date of Birth: PCR: C20170637908739 Jeanne Brennan 12890471 NCA customised Auto-Closed No-Hit 15/06/2017 BIS RESULTS: Negative Media: No Information Found Non-Negative Media: The New York Times November 16, 2016 Wednesday Late Edition - Final Paid Notice: Deaths BRENNAN, FRANCIS JOSEPH SECTION: Section Column 0; Classified; Pg. 17 LENGTH: 86 words BRENNAN--Francis Joseph, of Roseland, NJ, former Vice President/Treasurer with W.R. Grace & Co., passed away Sunday, November 13, 2016. Visitation at the Quinn-Hopping Funeral Home, 145 E. Mt. Pleasant Ave., Livingston, NJ 07039, on Thursday, November 17 from 4-8pm. Funeral Mass at Blessed Sacrament Church, 28 Livingston Ave., Roseland, NJ 07068, on Friday, November 18 at 11:15am followed by interment at Gate of Heaven Cemetery, East Hanover, NJ. He is survived by his beloved wife Jeanne Brennan and family. 1/3 URL: For internal use only SDNY_GM_00059083 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021907 EFTA_00 I 69642 EFTA01296396 Page 3 Paid Notice: Deaths BRENNAN, FRANCIS JOSEPH The New York Times November 16, 2016 Wednesday LOAD-DATE: November 16, 2016 LANGUAGE: ENGLISH DOCUMENT-TYPE: Paid Death Notice PUBLICATION-TYPE: Newspaper Copyright 2016 The New York Times Company The Star-Ledger (Newark, New Jersey) August 12, 2016 Friday THE STAR-LEDGER EDITION BRENNAN, ANN SECTION: OBITUARIES: Pg. 9 LENGTH: 210 words Ann M. Brennan Longtime Morris Plains resident, retired teachers aide Ann M. Brennan, 87, of Morris Plains, N.J., passed away on Aug. 10, 2016. Family and friends are welcome to gather on Monday, Aug. 15, 2016, from 4 to 8 p.m. at Dangler Funeral Home, 600 Speedwell Ave., Morris Plains. A Funeral Mass for Ann will be held on Tuesday, Aug. 16, 2016, at 10 a.m. at Notre Dame of Mt. Carmel Church, 75 Ridgedale Ave., Cedar Knolls, N.J. Entombment will follow at Holy Rood Mausoleum, Morris Township. Born and raised in Morristown, N.J., Ann resided in Morris Plains for the past 59 years. She graduated from Morristown High School in 1947. Ann worked as a teacher's aide for the Morris School District for 25 years before she retired. She was also a member of Notre Dame of Mt. Carmel Church in Cedar Knolls, N.J. Ann is survived by her devoted children, Suzanne Darche and her husband, David, Jeanne Brennan, John Brennan, and Edward Brennan and his wife, Sharon. She is also survived by her beloved siblings, Anthony Loreto, Grace Miller, and Mary Tracey, as well For internal use only SDNY_GM_00059084 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021908 EFTA_OOI 69643 EFTA01296397 Page 4 BRENNAN, ANN The Star-Ledger (Newark, New Jersey) August 12, 2016 Friday as her cherished grandchildren, Benjamin Darche, Rachel Darche, and Rachel Brennan, and many nieces and nephews. Ann was predeceased by her husband, Raymond, in 1998, and her sister, Philomena Campbell. LOAD-DATE: August 12, 2016 LANGUAGE: ENGLISH PUBLICATION-TYPE: Newspaper JOURNAL-CODE: nsl Copyright 2016 Newark Morning Ledger Co. All Rights Reserved Other Language Media: No Information Found Public Record: 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Date: 6/1512017 Report processed by: DEUTSCHE BANK A% Full Name WIEBRACHT, JEANNE Address County Phone 6501 RED HOOK PLZ STE 201 ST THOMAS ST THOMAS. VI 00802-1373 ST. THOMAS COUNTY ADDITIONAL PERSONAL INFORMATION SSN DOB 1960 (Age 57) Subject Summary Name Variations 1: BRENNAN, JEAN A 2: BRENNAN. JEANNE A 3: BRENNAN. JEANNE ANN 4: BRENNAN. JEANNE B 5: BRENNAN, JEANNE BRENNAN 6: BRENNAN. WIEBRACHTJEANNE 7: BRENNANWIEBRACHG, JEANNE A 8: WIEBRACHT. J B Gender For interral use only LexID(sm) 000268311584 SDNY_GM_00059085 CONFIDENTIAL - PURSUANT TO FED. R.QPN(F 1DENTIAL DB-SDNY-0021909 EFTA_00 I 69644 EFTA01296398 Page 2 9: WIEBRACHT, J BRENNAN 10: WIEBRACHT, JEANNE 11: WIEBRACHT, JEANNE B 12: WIEBRACHT, JEANNE BRENNAN SSNs Summary No. SSN 1 DOBs Reported DOBs: 9/1960 7/1960 State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: New Jersey 1968-1969 Possible E-Mail Addresses MATHIASST©GMAIL COM JEBRENNOATTGLOBAL NET Others Using SSN - 5 records found # Full Name 1: BRENNAN, JOAN A 2: BRENNAN. JOAN 3: BENNAN, JOAN A 11: WIEBRACHT, MATHIAS 12: WIEBRECHT, MATHIAS Address Summary - 9 records found No. Address 1: 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY! Elementary or Secondary School 2: 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802.1373 ST. THOMAS COUNTY 3: 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 MONMOUTH COUNTY 4: STE 201 ST THOMAS, VI 00802 5: PO BOX 11299 ST THOMAS. VI 00801-4299 ST. THOMAS COUNTY 6: 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON. DC 20003-1722 D.0 COUNTY 7: ROSEMARIE WACHTER ST THOMAS. VI 00801 8: ROSEMARIE WACHTER For internal use only SSN DOB 1960 1960 1960 SDNY_GM_00059086 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0021910 EFTA_00169645 EFTA01296399 Page 3 No. Address CHARLOTTE AMALIE, VI 00801 9. =om Address Details 1: 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 Address Dates Phone 6501 RED HOOK PLZ STE 201 1/1997 - 5/2017 ST THOMAS. VI 00802-1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed 2: 6501 RED HOOK PL2 STE 20 ST THOMAS, VI 00802-1373 Address Dates Phone 6501 RED HOOK PLZ STE 20 9/2005 - 1/2017 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed 3: 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 Address Dates Phone 4 FIELDGATE CT 11/1984 - 812006 HOLMDEL. NJ 07733-1813 MONMOUTH COUNTY Census Data for Geographical Region Median Head of Household Age. 49 Median Income: $135,275 Median Home Value: $550.699 Median Education: 14 years Household Members BRENNAN, GEORGE G BRENNAN. GERRY G BRENNAN, JOAN A BRENNAN. JOAN ANN BRENNAN. KIM M BRENNAN. THOMAS S Other Associates None Listed 4: STE 201 ST THOMAS, VI 00802 Address Dates Phone STE 201 1/1999 - 8/2000 ST THOMAS. VI 00802 Household Members None Listed Other Associates None Listed For internal use only SDNY_GM_00059087 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021911 EFTA_00 169646 EFTA01296400 5: PO BOX 11299 ST THOMAS, VI 00801.4299 Address Dates Page 4 Phone PO BOX 11299 1/1988 - 1/1996 ST THOMAS. VI 00801.4299 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS Other Associates None Listed 6: 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003.1722 Address Dates Phone 1627 MASSACHUSETTS AVE SE APT 304 9/1993 - 9/1993 WASHINGTON. DC 20003-1722 D.0 COUNTY Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $94.286 Median Home Value: $405,769 Median Education: 14 years Household Members BRENNAN. GEORGE G BRENNAN. JOAN A BRENNAN. JOAN ANN Other Associates None Listed 7: ROSEMARIE WACHTER ST THOMAS, VI 00801 Address Dates Phone ROSEMARIE WACHTER 9/1993 - 9/1993 ST THOMAS. VI 00801 Household Members None Listed Other Associates None Listed 8: ROSEMARIE WACHTER CHARLOTTE AMALIE, VI 00801 Address Dates Phone ROSEMARIE WACHTER 11/1991 - 12/1991 CHARLOTTE AMALIE, VI 00801 Household Members None Listed Other Associates None Listed 9: 595 MAIN ST APT NEW YORK, NY 10044-0053 Address Dates Phone 595 MAIN ST APT 8/1986 - 8/1986 NEW YORK. NY 10044-0053 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $71,875 Median Home Value: $75,000 Median Education: 11 years Household Members None Listed Other Associates For internal use only SDNY_GM_00059088 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021912 EFTA_00169647 EFTA01296401 Page 5 None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses - 0 records found Health Care Providers - 0 records found Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations -1 records found 1: Non-Governmental Vehicle Record Vehicle Information VIN: Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2008 Make: Mercury Model: Mariner Series: PREMIER Body Style: 4 Dr Wagon Sport Utility Owner Information Name: BRENNAN, JEANNE DOB: 1960 Address: 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 MONMOUTH COUNTY Source Date First Seen: 9/5/2008 Source Date Last Seen: 6/27/2013 Source Information Data Source: NON-GOVERNMENTAL Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens -1 records found 1:VI UCC LIEN FILING Debtor Information Debtor 1 Name: BRENNAN. JEANNE B SSN: Address: 6501 RED HOOK PLZ STE 301 ST THOMAS. VI 00802-1373 Debtor 2 Name: MATIAS. WIEBRACHT Address: 6501 RED HOOK PL2 STE 301 ST THOMAS, VI 00802-1373 Secured Party Information Name: BANK. NOVA SCOTIA Address: PO BOX 420 ST THOMAS. VI 00804-0420 Filing Information Filing Jurisdiction: VIRGIN ISLANDS Original Filing Number: C 2365/1995 For internal use only SDNY_GM_00056066 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021913 EFTA_00 169648 EFTA01296402 Page 6 Original Filing Date: 8/25/1995 Type: INITIAL FILING Date: 8/25/1995 Number: C 2365/1995 Filing Office Information Filing Agency: OFFICE OF THE LT GOVERNOR/UCC DIVISION Address: KONGENS GADE #18 CHARLOTTE AMALIE. VI 00802 Collateral Information Description: 08/25/1995 C 2365/1995 - VEHICLES Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 10 records found 1st Degree 10 No. Full Name Address/Phone 1. WIEBRACHT, MATHIAS 6501 RED HOOK PLZ STE 20 ST THOMAS. VI 00802-1373 • AKA WIEBRECHT, MATHIAS • AKA WIEBRACHT, NATHIAS 6501 RED HOOK PLZ STE 201 • AKA WIEBRACHT. MATHIAS • AKA WIEBRECHT, MATHIAS ST THOMAS, VI 00802-1373 PO BOX 11299 SSN: ST THOMAS. VI 00801-4299 DOB: (Age: 55) 2. BRENNAN, JOAN A 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 • AKA BENNAN, JOAN A SSN 1627 MASSACHUSETTS AVE SE APT 304 DOB:1960 WASHINGTON, DC 20003-1722 (Age: 57) 3. WIEBRACHT, THOMAS 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 4. BRENNAN. JOAN ANN 4 FIELDGATE CT 3-1813 • AKA BRENNAN, JOAN A • AKA BRENNAN, JEAN ANN • AKA BRENNAN. J • AKA BRENNAN, JOAN A 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON. DC 20003-1722 595 MAIN ST APT 401 (Age: 79) NEW YORK. NY 10044-0044 5. BRENNAN, GERRY G 21 SWEET GUM RD DWELL NJ 07731-2935 • AKA BRENNAN, GEORGE G • AKA BRENNAN, GEORGE C • AKA BRENNAN, G • AKA BRENNAN, G JR 4 FIELDGATE CT • AKA BRENNAN, GEORGE D 07733-1813 • AKA BRENNEN, GERRY G For internal use only SDNY_GM_00059090 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021914 EFTA_00 I 69649 EFTA01296403 Page 7 No. Full Name • AKA BRENNAN, GOERGE G 6. 7. 8. SSN DOB 10/1961 (Age 55) BRENNAN. GEORGE G A Deceased • AKA BRENNAN, G G • AKA BRENNAN. GERRY G • AKA BRENNA, GEORGE G • AKA BRENNAN, GEORGE G • AKA BRENNAN, GEORGE G • AKA GBRENNAN, GEORGE SSN: BRENNAN. ROBERT FRANCIS • AKA BRENNER, ROBERT • AKA FRANCIS, BRENNAN ROBERT • AKA BRENN, ROBERT FREDERICK DOB:3/1964 (Age: 53) BRENNAN. GERARDETTE M • AKA BONHAGE, GERARDETTE M • AKA BRENNAN, GERADETTE M • AKA BONHAGE. GERALDINE M • AKA BRENNAN, GERRI • AKA BRENNAN, GERADETTE N • AKA GERADETTE, BRENNAN • AKA BRENNAN, GERALDINE M Address/Phone (732) 671-5109 29 BRIDGEWATER CT JACKSON, NJ 08527-4030 210 DENNIS DR Kacxhuminti-3708 25 BRONIA ST HOWELL. NJ 07731.3805 4 FIELDGATE CT HOLMDEL. NJ 07733-1813 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003-1722 1627 ASSAVES NO 304 WASHINGTON, DC 20003 1627 ASSAVES 304 N WASHINGTON. DC 20003 2065 HIGHWAY A1A APT 1303 INDIAN HARBOUR BEACH, FL 32937-1811 7777 HENNESSY BLVD STE 7000 BATON ROUGE, LA 70808-0307 281 LANSING ISLAND DR INDIAN HARBOUR BEACH, FL 32937-5102 930 S HARBOR CITY BLVD FL 32901 MELBOURNE. FL 32901-1963 930 S HARBOR CITY BLVD FL 3 MELBOURNE. FL 32901-1963 67 WARREN AVE BELLMAWR NJ Q8031-1719 210 W CLINTON AVE OAKLYN, NJ 08107-1523 616 TAYLOR AVE OAKLYN, NJ 08107-1742 For internal use only SDNY_GM_00059091 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021915 EFTA_00 I 69650 EFTA01296404 Page 8 No. Full Name • AKA BRENNAN, GERARDETT M • AKA BONHAGE, GERARDETTE BRENNAN • AKA BONHAGE. GERRI M • AKA BRENNAN, G • AKA BONHAGE, GERARDETT B SSN: DOB: (Age: 9. BRENNAN, KIM M • AKA ELLARD. KIM M • AKA BRENNAN, KIM E • AKA BRENNEN. KIM M • AKA BRENNAN, K • AKA BRENNAN, KIMN • AKA KIM. BRENNAN SSN: DOB: (Age: 10. BRENNAN, THOMAS S • AKA DEMARIA, THOMAS • AKA THOMAS, BRENNAN • AKA BRENNAN, T S • AKA BRENNAN. THOMAS S • AKA BRENNAN, TS • AKA BRENNAN, THOMAS STEPHEN SSN: DOB: (Age: Address/Phone FLOOR 1ST CAMDEN. NJ 08108 1100 MILLER AVE GLOUCESTER CITY. NJ 08030.1325 21 SWEET GUM RD HOWELL. NJ 07731-2935 29 BRIDGEWATER CT G1 JACKSON NJ 08527-4030 4 FIELDGATE CT 07733-1813 25 BRONIA ST HOWELL NJ 07731-3805 210 DENNIS DR -3708 25 ADAMS ST X T A 02420-1835 7002 MAIN CAMPUS DR LEXINGTON, MA 02421-8609 17 SAINT ANDREWS RD SEVERNA PARK, MD 21146-1419 4334 ROLAND AVE BALTIMORE, MD 21210.2745 4 FIELDGATE CT 07733-1813 Business Associates - 0 records found Person Associates - 0 records found Neighbors - 2 records found 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 Name Address CARTER-BIRNIE, JENNIFER A 6501 RED HOOK P12 STE 2 HACK. MEAGHAN M ST THOMAS, VI 00802-1373 LILES, WILLIAM H ROBERTSON, BRENT For internal use only Phone SDNY_GM_000 59092 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021916 EFTA_00I 6%5 I EFTA01296405 Page 9 DAVIES, HALDANE F 3 6501 RED HOOK PLZ STE 20 ST THOMAS. VI 00802-1373 Employment Locator -1 records found 1: Company Name: SEE & SKI CORPORATION Name: WIEBRACHT. JEANNE B Title: OWNER Address: 6501 RED HOOK PLZ STE 237 ST THOMAS VI 00802-1373 SSN: Confidence: Medium Criminal Filings - 0 records found Cellular & Alternate Phones - 2 records found 1: 2: Phone Number: Phone Type: Name: Address: Personal Information BRENNAN, JEANNE 6501 RED HOOK PLZ ST THOMAS. VI 00802-1373 Phone Number: Phone Type: Mobile Carrier: Carrier City: Carrier State: Carrier Information NEW CINGULAR WRLS GA CHARLOTTE AMALIE (SAINT T VI Personal Information Name: BRENNAN, JEANNE Address: 6501 RED HOOK PLZ Mil l 00802-1305 Carrier Information Carrier: INNOVATIVE TELEPHONE Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Sources - 46 records found All Sources Email addresses Historical Person Locator Motor Vehicle Registrations Person Locator 1 Person Locator 2 PhonesPlus Records UCC Lien Filings Key AHigh Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. (General Information Indicator. These symbols inform you that additional information is provided. N/The most recent telephone listing as reported by the EDA source. 46 Source Document(s) 7 Source Document(s) 18 Source Document(s) 1 Source Document(s) 14 Source Document(s) 3 Source Document(s) 2 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as For internal use only SDNY_GM_00059093 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0021917 EFTA_00169652 EFTA01296406 Page 10 definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your OPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright:, 2017 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 1)&B: Not required LEGAL RESULTS: Court Cases: * " THIS DATA IS FOR INFORMATIONAL PURPOSES ONLY* * * CIVIL SUITS FROM NEW JERSEY SUPERIOR COURT Defendant: JEANNE BRENNAN Defendant Address: JEANNE BRENNAN 44 RHEA RUN NEWTON, NJ 07860-1480 Plaintiff: HAMPTON COMMONS COND O ASSOC Number: DC00114215 Vendor Number: SC-11420000-2015 Date: 4/10/2015 Filing Type: CIVIL SUIT Case Type: CIVIL NEW FILING Amount: $ 7,144 County Filed: SUSSEX Place Filed: NEW JERSEY SUPERIOR COURT, LAW DIVISION, SPECIAL CIVIL PART For internal use only SDNY_GM_00059094 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0021918 EFTA_OOI 69653 EFTA01296407 Page 11 CIVIL SUITS FROM NEW JERSEYSUPERIOR COURT Description: SUITS UNDER $ 7,500.00 For internal use only SDNY_GM_00059095 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021919 EFTA_OOI 69654 EFTA01296408