Text extracted via OCR from the original document. May contain errors from the scanning process.
*UBS
U05 Financial Senices Inc
Esthete Wealth Management
299 Pat Avenue
25th Floor
New York NY 10171-0002
ANI7000724•3701113 VI 0
Account name MAX FOUNIDATON
Friendly account name. MAX FOUNDATION
Your financial Advisor.
SCOTT STACK MAW LttE CASRIEL
Rhone 212.821.70001600-308.3140
Questions *boot your statement?
Call your FranciS Advisor or the
Resourcelire at 800-762.1000.
account 029023661.
Mahone. website:
www. Joscomanancialsennces
Items for your attention
. Help protect yourself from fraud and
renew bank, credit card, and brokerage
slatements regularly. Also, get your free
nod& report annually from
www.annuakreditreport.corn.
Business Services Account
January 2018
MAX FOUNDATION
PO BOX 308
TEANECK NJ 07666-0308
Value of your account
on December 29 CU
on January 3l (5)
Your assets
1,243 25
1,243 57
Your liabilities
0.00
0.00
Value of your account
1.243.25
Tracking the value of your account
51,243.57
7,7307
4,230.2
3.73132
1343.3
12436
Dec iota
Dec 2015
Dec 2016
Dec 2017
Jan 2010
Sources of your account growth
during 701$
Vale Optic account
alyent and 2017
Your melt:rent return.
Dividend and
inierest neome
Change in
market value
Value of your accent
on Jon 31.201$
$1,243 25
50 32
5000
St2#3.57
Moinhor Sift
AS*70002000724487 NI7000070737 00:01 0118 cceccoCage
toff.
SDNY_GM_00324509
EFTA_00 I 97284
EFTA01306782
*UBS
Business Services Account
January 2018
Your account balance sheet
Summary of your assets
Value on
January 3i IV
Percentage of
yet% =oust
A
Cash and money balances
1,24357
100.00%
B
Cab alternatives
0. 03
0.00%
C
Equities
CO
000%
D
FiKed income
ace
0.00%
E
Non-traditional
000
0.00%
Account name:
MAX FOUNDATION
Friendly account nouns:MAX FOUNDATION
Value of your account
51,243.57
Your current asset allocation
Total assets
51,243.57
100.00%
A
Eye on the markets
relax
S&P 500
Your Keens:id Advisor:
SCOTT STACK M AnttxtE CASPIEL
212.82 1.7CCO 800.104.3140
• Cash and money balances may include
avalable cash balances, UBS Bank USA deposit
account, MS CDC instead Depose Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual had
sweep balances. See the important riskirmadon
about jous statement on the last two pages of
thisstatement for detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on January 31, 2018
3-month Treasury bills 1 45%
One-month LIBOR 1.58%
Percentage change
January 2018
Year to date
5.73%
5.73%
5.27%
5.27%
5.02%
5.02%
-1.15%
-1.15%
AhrT0002010724cee WT000070737 0000I Ot I BOCCCOOCOD
Page 2 of 6
SDNY_GM_00324510
EFFA_00197285
EFTA01306783
UBS
Business Services Account
January 2018
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account mono:MAX FOUNDATION
January 20181$)
Year to date CS/
Opening account value
Dividend and interest :tome
$1,243.25
$1,243.25
0.32
0.32
Closing account value
$1,243.57
$1,243.57
Dividend and interest income earned
for Nooses d IF., statement tautdry of Intent sod cliklmd Income has been delenrined home US
tax nagag rims:edam Based man the residence of the acount kidder. acount to. ot psolict toe,
some fens, and (hudend parents may not be timen 10 unto uses cup erect Pita() no (PR)
Income tares The client rronlNg StattelW1 is nal intencito t0 be used and cannot be felted man kr tar
Pal:0191 dealt 0001 eget td the arc Kade tat smarting toms they men flan UBS amualy, such a
the coma 1099 an the Fars 410. fot to reputing information it Is the practice of UBS to Mt the
soh:Acre to reposing loons MO the us interne Revenue sew. and PR 'Masons Department. at In
suchSoma acctrately classify dvdenct ardor intern a to mann or teddy exam Am comae your
ErKhiclual to prepare,
January 2018 (S)
Year to dale CS)
Cash activity summary
Ste Account acme* t u montolu <man &tarter in your Sweep Cpeoec se uredudtd 4n the apemen and
(burg tisanin vine COIC incurancezpittet to dop:Ket at UelS Elsa USA and at balk; pritipaling in the
UBS FCC Mused Deposit Procrao. a coes not away to tames a UBS AG. surniosd Botch or oank
&pesos otaced through the ups Interhationa °tow ACCOunt program. SPCpstrectien MON toironer
munet sweep fundholdngs hi not bank depotih. See important ialorreaton *boot year datOratMal the
WinnPines of Ms Oa(irnen: for deices
Voir Naaacial Advisor:
212-821-700U 800-3C€-3140
January 201815)
Year to date ($)
Opening balances
31,24325
$1,243.25
Additions
Dividend and interest ncorne
0.32
0.32
Total additions
Net cash flow
Closing balances
$0.32
30.32
$0.32
30,32
S1.243 57
$1,243.57
UBS Bank USA Business Account AF'Y
Taxable interest
0.07
0.07
interest period Dec 7 - Jan 7
Total current year
30.07
$0.07
Opening UBS Bank USA Business balance Dec 7
Pror year adjustment
0 25
0.25
Closing UBS Bank USA Busirsess balance Jan 7
Total dividend & interest
$0.32
$0.32
Number of days in nterest period
Average daily balance
interest earned
Annual percentage yield earned
$1,488.25
$1,243.57
32
$1,243.30
$0.32
O29%
ArP7000.20C0724489 Nr7000070737 00O3I Ol I SCOOP:0000
Page 3 of
SDNY_GM_00324511
EFTA_00197286
EFTA01306784
*UBS
Business Services Account
January 2018
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about theSeobieCtrveS. disagree with them. or wish to change them. please contact your
Financial Advisor or Oraxh Manager. YOU can find a full descnpticn of the alternative
Investfnenl ottechves in Important mtoematton about )our statement at the end of thfs
doctrnent.
Account name:
Friendly account name:2
T • '
T
Your retina objective:
Capital approcunon
Your risk profile:
Primary. ifischrate
hvestment ehgibitiry consideration - None selected
Your account instructions
• You account cost basis delauk dosirig method is AFC,. Pest In, Fru Out
Your Pletwodai Advisor:
SCOTT STACKMaNtYlE CASRIEL
2s2.82 I.7000800.208.2140
artrOCC20C0724490 trmi000070737000OI Ot l B
Page 4 c
SDNY_GM_00324512
EFTA 00197287
EFTA01306785
UBS
Business Services Account
January 2018
Your assets
Account name:
MAX FOUNDATION
?deadly account namn: MAX FOUNDATION
Some prem. axone "CI way,' veves shorn may be ctomminrara Ay a 'sut. barb Yd Wiles nay net
be emoted/ reflected. See fropottrat akxmattos etrantibut statement a the end of the Mcumem to,
mat tecemation
Cash
Cash and money balances
ben an/ mossy balance may «fa
avalatie
balant" UBS Bant USA ~ant account Matt"
UBS P
Muted RoganSant Markey, UBS AG Stanford Branch mmool account balrel and money
~eel mist ua Nod sweep babies.
ttt ~art.« snlormgron about >our stitteesent at the end ce this Coornent foe <Mats about those
balances
Siding
Vow total assets
emir Mnande/ Advisor:
212-821-7003800-303-3140
UBS Ben I USA SWIM UBS FDIC insured FrObbM Bank eley»bt areeunt Meets are Inured by Ito FDIC MINit
~bible I mb. EN are not btanled by SIC MS AG Ranted Btanch dewsit account balances ale not owed
by MAC and se not praitemed by 9PC. Miley market sweaty balances are mcanted by SfC but aye rot amenity
the FCC
~nag tatfee
°Dung balance
Once per share
Average
DhAdenc/M1eieyi
Dose
on tant (5)
on Jan 31 (t)
on ;an 31(n
ra<1.
Patel
period
Cap enure (1)
1,243.25
1)43.57
250;0000
Percentage Cl
Cost
Estimated
Unrealized
Value cn lan 3t (5)
your account
basa (51
strati Incense (SI
gallnor IC65 ($)
cash
Total
51.243.57
100.00%
51.243.57
Cash and money balances
124357
10000%
124357
Account activity this month
101lebse inke(Mallen &Out Its pMettalue shown for temmted 90 Mrs, sae tapestry': yebasetion 48~
put statement a the endor tNs
anent
Date
Actsty
Dec 29
Carl and mousy balance
51.243.25
Ian 2
interest
UBS BANK USA BUSINESS ACCOUNT ASCf 1212017
25
1,24350
Jane
interest
UBSEIAM( USA BU9NESS ACCOJ NI AS Cf 0110918
07
1,243 57
lea 31
Closing ash and money balance
Description
You(
011eably
bbhenfe code
Face Niue
nraravalue (I)
Cash
Cash and
erreum (1)
money balarKe (5)
51.243.57
An1(7000.200072449) Na700007072700g31 OI IBCCCOCCa
Page 5 of 6
SDNY_GM_00324513
EFTA_00197288
EFTA01306786
SUBS
Business Services Account
ta-A.rary.D.ois
Account activity this month (continued)
ode
Manny balance salvias
Dec 29
Solace forward
$1,243.25
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
moony
°flood°,
Your PI suociai Advisor:
212.82 I•70B0800.203.3140
Amount IS)
Jan 2
Deposit
U85 BANI: USA BUSINESS ACCOUNT AS OF 12/2917
025
Son 8
DefoSit
UEIS DAM. USA BUSINESS ACCOUNT AS OF 0110918
007
Soo 31
Closing UPS look USA dosions Account
The IRS Bank USA 1149ntSSACCOunt is gm piinn memcoon.
61,24357
Att700720C0724492 trispc0070T3T00BM Cot 18000000000
page 6 of 6
End of statement for account number VI 2
S
SDNY_GM_00324514
EFTA_00197289
EFTA01306787
Important information about your statement
LOS FroncialSenices It.che limoUBS Finnier
Sawn). is a member ol all pnnopal ~at
commodity
and otters nehrgos UPS Ftenoal Spec« and
Brk USA re mired ialaselnes of U3S AG and
aiteales ol ll35 Starnes U.0 The F enfl f nancial
nal~
is 'nibble real reared We, Fall't sea-Aire
olies are at.
UBS Fine<w kraal ht.
1200 Harbor Boulnerd
Inetuden NJ 07086
041«n«11 Onenent. the «if ottital record of ycar
IBS &anti& Send*. bee Own Oder recta nape
OffErdtiSzuneret contanng wilting data *odd
nat be relied r.pOn e you televe then e r gafOf 0"
awn." Plene Øn n enntchatety n "fling lo the
Beane, Manager of the office semen; ',xi account
All~ al twee shown w• intendedton* accurate.
Pawner" data *aid not be used hr tat prpons. Nay
9:41/4 0" Yorend to 'cant 0e. Form 1099. 5499,
10425. et< >when pa arg you, lp return lha f.m n
~red b/ Ir 10 rettert to te RS ill tart'e d/nk.n:k.
report/6k nntinabh trndends and Umiak :merest
tamed cel mu:~ l‘ed nyte «en" net pow.*
en sae treorne, and cost bese vex cetttn cowed
~Wes
Carmunioniom with dat Finn
• pease reconlnma-re cr al communes/nos in vanry
tofu/thee proud your pa. stain; your
.a
do•S•artet »actor Protection An rÆA)
• it the ',flaccid run ten cn the up left of the bee
ol mal «samara 4 not USEnamelSerra
F runoal SiNC44 Cann a$ azantat <NON
Øa bysex-re«
wen the rck,ed eneren
We inlamed you of iheeelatiOroh0 w!WrsyGo
gored tho «e ran ban en s ?Xi Won and
^riles re located al UBS Financial Semites and red
the ntroaseng bro.«. rd >or, mat mer* aØ
ol reter," a armor so both fen
• As desobed n the ruart &of ewer" 110.1 mat
redly en of any ono" er had rooting &acts
reflected en you. nament *Rhin 30 days due it was
mate mAd• amlabb>
• Net dart ciAtemn ccmpLx: et myna< to the
F !nit Clem lelaticaDenatment at 101.352.1699
or kolhere X 9Z0.3S49107, IGO A.M.
600 Phl
Fr Mancha tHounh Friday, er in WI r9I0 lt5:5
Forkel Serntei M, Chen, %WV. Ceteetrnert
tO Bo. 766 Urion Cy, 611 07[87.
• Al sta1enerna shall be deemed (orrdete end <court
B not objected to n ~trig aches CO dais
• Fa rte «Mtn. Cal 044-612.0906 of Iran outside
Cal201.352.1495
• heat of neon et %aslant~ an electn:nc
hnds Ramer On/ bil Paemere et UBS vet deb«
cad bresactrxes, cal 900162. I 000. or vane to MIS
F
Savcl ix , 1000 llarbr
~rime" Id 07086, Ant RIMI55AS~et
Call write mØ as~ can. d ycea
yxr
eaternent a ~pi n reerg or ismneedmere
~Pt
axe Stint« ar the staldmi or
napt the Finn or Card haslet arplcabk)rnual
her from you no Ire than CO days rip tein n
urn >au the Ira ctaternre pen winch the am Of
DR'Rharn fl exed
- Inrode yxr name and accost number Of am‘
- Dewitt Me am ce the wander >cu a•unwe
about. and aptan nasal/as sutra/by ix‘r
We* rt es alone ce why yv needmore
recanalcr.
- bowie Meddler aØ
of te acceded ern".
Term. or Card bur ?al nveshaste your «molar«
and veil orned ry *nor nrcanty For alleged *non
moarna LIDS Vea•clebrl eadual:3cent, el we tale
more than 10 lasnee: clas to do the. we will aede
aW &Cali NW tel Snail you deck it net« aOlhal
abil l .* the use el fe money dunng tie Ime
Lees to to (Øde al enetleshon
Nate mire ell checks paylnt to the Fen or te
I ramjet infittteian iduredan X front of the
~men. In add/alto /*gold atuare ten, account:
may be object to maintenance fees. chaps fa late
parent it want.: pschxes and chart er woad
aeons n cash alms« Accoans that re raneernd
to new MIIILIIICAla Tar be cutinxt to a !Trisha lee
SAS Sweep Options
1.65 often «Mom kr 'mean; cash belakes to bat
depost aØ
al non-aff lined bat ad Stilted
bards maymale< nutualfunds (Money tut) and
th• ramie:rut opre Aswan (DAlta* entente*:
wrh r berm: mortal enrace Management Mean'.
Depose xcores al UBS Bag* L6A ard n:nthIceed
bank partom.ing nth. UBS RIG-Preved Dep.«
Program se FOIC.nterad a 1I<OffaarCO veep FDIC flies
For move nfornnenn plea!~ sew* .16CiPt•OePtX•
*twists r UBS AG Stanford &Inch ad ~et of
Matey Pin* re rot 'wed ty the MC
be
to OA. cashbanes re swept to divest
accorres al UDSAG New Yoe* Brandt and LE6 AG
Ckenlaanch thrtedenlous are not noted by te
FDIC Balms held
the U3S AG Carr, Branch are
hartaCt.trgaPOIOda0 I. ~cm rel. ol to, Cayman
hints. and there's no gatrareee or omir enlesicn el
LeS AG to repay the balances Mik on the UBS Carman
Branch's bods.
Pant ~Its re red protected by SIFC Monty fed
shads re Feuded tySlIC See "UPS linnet knees
Arson Aton-fion' below
Lixn tea (*cost barret a I. ie bat debet may be
~am,
rd shies of a Reny Put my be
hyd•sed and the [reefed, retuned to your yX•
tear«, noart
Futhe riamatcn about scalable mega optons
rebdrg carnal morn rates and yids e evadable x
wan ub: ccerenvooprekb, kern your tnincealAdttxr
et by oohing 9:P762.1000
IAS tirend ~ekes earn" probcdon
The Frm n emeriti' ol de 5~1145 mordo' af01(001
Cal:ciliation (SIC). which potent senate; wean«,
el smerten up lo 1503,000 6ncludin 4250000 to
:lams to <at) 6~ybroths*
antatfe upon
'mien er at wee :pc og The SIFC an« pritteden
in‘t: apply to an axes« X. you held an a parboAr
<4,4CI7
The Fein toepher a/Mc:turn ain't«, has *so
Purchaled ~rental ~roe
Wemadman
~um Pant* » al e8Ralt
(ollecteety~
this proteckn is 4500 milean atol Deceit« 10. 2016.
kbject to the cedcy ordtkns ad kneeler,T, cat al
the firm it Lathy protected la up to II 9 motion nee
~carte l« al your ~Out held n a pteltais
',patty. A 'SIMI' ol Iv poky wad",
upon request
Herb< pee 9PC pooch:in nor the appkreental
Preleclon xpar to.
• Certain Inuncial assets controded by (and re Wed n
sots account valeatert hell rear from UBS ;market
Senate> for ~Pie «elan 0 intern< Øb.
incbdno iristik metes. and 6) ewes of mutual
finis rmitered n the ~le ol the scant holder on
the becks of the au« ce binder altem),
• Votstrnent contact. or ~tide? Moran (a9.
Imod pannenhax rel gm"» plx.emmts)flt are
net regnstrid under tel 9xunhes An o11Ø
• Corrmocibes contracts (et. f reran «beg and
pnxrxn maul
include-9 hAUCC4 canticle
and tonn`ldrI Callen cortex. and
• D4oce mcounts (apt calks« et Stoup x LES
Bak USA. UBS AG U S breaths and barite nine
WIC Intend fledota erogen
Thu S/FC pretence, and fie supcmneenrce Kier, do
rel apply I0 these men tend' net ~ROW
on~ XX.neetb The 9PC omtarm and the
airderrentel I:fete:hen da rat Øn
against changes
in X main val.* of yor ~taw« (*Path« x
warn 0101160: ~Awe, mu:, braMateyCI
othenrcel
Dividend ReRvesenteree Pil~
Fan
The peke reflected it an bit Sat PeCt YOU Alaly obHn
the actualrice fir al» finnealAdveze Only ehok
tees ae pAchend Ind« DInt palet thanes nel be
»Id and the extendbe depotded n your ~tent The
dirderdrerveffinare price a-paledby X isur may
dtter from the filYht pre. al *hie, R.> parhal twos
retold
Groh-RI-km
Goy wholevetsmaybe held in yorr axon ()nu are
enteltd »aortal we auntie, °lad/n*4W~
or ~wee. the rum WI ether fed Del el tn., el
~Let vuet accept en 111,31.01 det~itd by a
reoetcred cling agency, ard credit yar starm.
Invanneento~
the runtare ONOCIInt and nth perk re specie to
nth account and ma, vay batiMVI1 yon actaree
Pbxe adnte the Pas pnxrplVn wing of ry
sgtant change in >as isnul squats'«
nroarrwe ~ere
RI oath «out he You
(boxYeof the f olowing innotivent cbub•r.
• noddle CurrentWont trestmerts teekrp the
leneatcn of mime nay.
• Attune CebttatAppnet•hon ~men% rear.;
sromh of pompon rein. then the genelm of
,neont.
• FlockeeCombrutronohrcone and C.Wat.
Appeaser:. tenet tnenb salig both fe generate.
etane and groat of trrepal.
Overall risk profiles
• Corwiramet Seal to mama., ',attn.-roper. wth
low en rd ~ally SD the sewn utalt even 4
that man to roovn don rot generate sgof ere
mews or ratans ard nay rim keep pace wk.
armren
• Moderate Wilng 10 teCipl sane ed' ta eneopal ad
tolerate son? ~ley sa se« between-ens
• Itgynsse Wang to Rope try, Air so Inne•Pal ad
hey, rolairley to Peel hop rekt/11 oser tae
• /net mr•At Eigibley Cendwahon tseMa4 a
lemon of the acerb/oboe to acccere may netide
coed?. a
united Inudrry and reef
Wane,
Seaterneralvaushokinc
Werner temoRtete Urtora S account *ferments with
the same arbless In the srne entice. e g beaux
they have comer: eh, ate manen Ant xccant
ralationtheat *nthother charm al tel urn> adlet
>nu prefer to reome vicars:La dalantals maned
ware enseopet. you may modne hooter:icing by
<WON» Fran° al Ache«
Primly mourn name
nw Friendly exeunt mime o • untenuble 'n•lmswe'
chow ly you to Jaffa ray vah yOlal faatOrdktaPn,
ha no legal <Rev on your more You can charge
your Fewody wore name, 'dough Orin* Serve« ce
by orertna y.cy F ~cud Adrer
~writ overview
• VA* of pee socoo~
Net of awl, "I
Malees
• Ja-aserl Indudn avala*cash balances ram tor
~need 'aunty lee /. and GlObal Twe DIM"
wreaked mens lO matel. and cereal) assets not held
by te Finn pas. mid include Larked *walk-lab"
et the ende. the pro/rend (Went ?sterner« pen00%
engirt nettmentk wetted floct whom and
~row» nod< ~Oa
• Letdes, tacks debit baletes, Ølåg
mergin
Ion, mat Ink short ~se balances
• Cashbroney
eneorned nobble
cash balances, pin depot, notinceo al aff need and
nunatliuted
et, at moray nand emnaal herd
tweep balx«, r tov <bee X I. «aware prod
tion-comnatty tree ova balreet nyar route a.•
not segregated Porn other balances and **fem.ma/
the ry to thew furls n the «tinily mine of n
teorien Slier finds" peed* tan your deri d.
iha total it rcUied in the osrent penad clow; value.
SDNY_GM_00324515
EFTA in) 197290
EFTA01306788
Important information about your statement (COrItleutd)
troy Mforreartion
detarkd anti:mimeo on the ion's Itednovadkes
red draloons, Ma to you Ore lboatonshp
Agreement a Avant &armors and the General
Tensed Cordirt U3S
atement ot Credit hat
famaabl0 MArtomanfl and Dudarses et
guy
Este MerffaenamMactoom
Yew Seta
Vas gateenwe omits secureet and other assets head
in the moor, el the mot 0 the statement mend You
mat mk Ice delsery 0 full/ paid stortess rip Erne
You nur aunt stories used as loan < cameral assn
pyre any balance dm on them Any worms
transtrred to term deep the slammed awed at
teed at mate value as of the end of the Palmer
peed
• Cod bask In damming meson base of re
~dee included a Mt aerie& whew yekard
wale the mortar '1.
Friona,' Serkes has riled
nformabenCbtaned kart was caser Pun VBS
Feurgel Sanas. rekedng nfonnytion Item rake
Inns that you mar have provided to yea inuncial
Admor. The ism does nod ndeperdwitly verify a
cuff/MN the KaracyCr veld/ airy e canston
1:000:1040y40./CM 0610. than LIM fnerealSsewee
In addict although IBS anneal Sown area*
cod%aM enonrof on me t rafted, the ken
don Mt Mr.* any Mitraff(ta that lee nleanalCia
cite 'COSI baal* end • laveatud gallon' is
atone al ol to date 0 the sutra-ads axh,
please do not 101/ on tthe rtanutento nuke
prism a sale decoys,. fa in proses if
othernee Accounts drefened tote Inn may
holes garilass rionnaten only for to prod of
in,. they are held at tern More hotereal
Mammaltante added by you Hum w Admor
• Unrealized goeineAdeew I'Man data is relebb,
edinXed wreaked etariknut av cakulabadke
nchodual worry his Tetra-nada. data to
nderial blarney a may not eel led ccerenesians.
Avon ardor security (eager:aim nenb.
Diadem and oar renvesbeere lots and systemic
Perchne kin are each ambried to OSA/ ant
swelled lot Re 'Tradedate' column present the
cora linear bade dale
• Callable maxilla Bomb and pitIoned dock lam
the issue oath for say 'Softy Ran MI be elected
morally ty la Iran mireig ad levers a thee
Mu. hold of out MOW or n nominee name Ice otr
dente Cal leave <dorma ys It C01.104 Inns tad
Plebes and as atilety hoot darted NW al
leans my/ oat Mach pad effect yield, candle*
thrum., rid be proceed upon request
• Ceturcates of deposit KIX Cos are IOC nosed
ep to 1293,000 n crimps, and mowed Mani per
decanter and per desostory rotation ri mamba,
wet. MC rubs
• Price/value hen dialerd la wastes and °Meg
0.04arli maybe Finer of lean MIA the price tut
ye., would enualtr acme cud* market Prat me
<buried Iran vireos ted pry saris which we
behme so be relabb, ha we do not guaravare tier
accuracy
- We general' use Me closing Cake wIrevalebb or
the mean ol the lad and ad. ars la Sited
martin ad option, a only cd p,ceo la OTC
seasein.
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valuators web, a Me atoll Wool pace we
sewed and may POI reflect anima mantel pa*
a ream
- CertainP:44am may *vat **Warms and
errs Mow in 'vice rem not armlet.' B M se
triable to obtain bocce foresee'"?
- Deposes a *Bites Orcerated M trances
ate than US dollars se rellected at the zebrae
rate as 0 the slalom.* date
- fa certain saves. track") in meson. ormng
denceinatent pea and quartty (lace ram) may
hew been /Busted to /apace* reaper ranter.
To &earn arum nuotanns, whin watt*, contact
r*: &uncut dalma
• Private inveamentS and strucbred product,.
?mate cerement worts (nckalrg deed
Dreamer diagram and real estate mestere alai
stores) and %Wined maxis an 'Mean, M4MI
dlaad Certan Reunited troolonS have not bean
fitatWO6 w th the Senates and barge
Cormier a older any nate cecumee ue4 We
orb esteemed vat-infer angle n.eitmrt
sewers Ant I Veultred pro:Ws kr Manatee-sal
Oupases *Mc *ovary is not guaranteed
- These yeas nay dale sthstentelly Iron WOOs A
any, a rich a private nestment mealy a
structured product mg be bour a sold end do
rot WWI-ray KAMM., Om yaw rainy, rearm
usal Souslaticei.
- Used parry engnases of vats rex& a unan
date and are siappbeci so ten tra-col Saris on a
reg,ir base by an nelteerdort walohon tern
- attic, gerwol parlor a tponta elmted Whin,
d any, are suppled to fitiim by the issuw.
general pier a crier ad may be <ablated
bawd. invent nletn•rian Iran that vwd by
thrd panes to dent ter assented yaws
- You can ober ad:Itcrol reernraieegardng
map metiolology usedtodoctrineto minute of
MM. ad the One of tie M.:macron the is the
base Sr then:Mateby ccetactrig you i nascul
Unto'
- MEd pea reunited vain may be reflected es
-Not arced' in severalwiseacre ear an
mdedendet valaatco Inn hn rot suppled a is
enable to awe a vale. when see decant smart
tut a material evert has oared that may calla
arena* reared vats mo amnion, or when a
ear woad Steel* spa/anode. to the Arum
ol the >aunty
When maw an 69•Pf,gentral parte.' or manta
minuted yaks rot a theelparly Mined vitae is
voudect the tam of the sear"/ wit be dmerent
bore es otecluseprxt
- titertate cers to date' may mks* won of
total, ixoent or bath
- 'Oraprial urot site ft-04,w,, tee mid oalennsa
pee peg vie end wino relied Aug cat bee.
▪ Ott ard veined fliT tavern inf rot listed on a
hymnal wastes *range and are gamy
dyad and even 1 they can be soli the pre*
'curd may be less than the pee shire *flouted
..eue
nth. xca.re statement
• ftertaieted secants Resenetof scarily, gentrely
ate trot onceobr eaglab la pub k Wo. UBSAnancial
Sauces uses the manes price a the ovedruted oak
of Me save rum at an awed ague la the
tesircted oak for poem of rho statement or9 To
to erbert that rest cted sear ilies ate elglafft Sr sale.
the war crewed may he orslontiefly less that the
',Wed valve **an
• Ele.Batinwiteek inseam cement yield. and rata
An rifle* ol axed ices is lamed oncurrent
dreidend and interea taut asairwq lie wires Red
be held la one yea hem statement date or enhl
many the estimate is crib a 'Adana 'ataxy
and corned interne a% not guaranteed
- Estinated anal name and area weld lee
(elan twes a see-rain could include relent 0
drama a capital gam n etch me the est
Mare land oral wel0) would be overstated
- Estimated crud mate red aired yield ad to
actual ream ad yield mete be bre a Wee
than the Wonted salaries
- An esimato of matted Morne (doodad rice
rmetesi)dended by decorum mat et
vaami mote Delano is bated ti the In direfand
a rand paynwnt made by the 'War and
amines tie leceserwidtposts wit be bra loon.
yes from the statement dee or until matey.
Accomy ..rd ortnuni rid re not summand.
• Area net held by UK Financial Seerkee. Cran
assets re not held by tie f im and not nilhal the
Fir's dossessai or carrot These assets are
deployed on Mr Raternat for Sommer/I
puBows ray. Paean and vales presented are
deridedby the mung Inn UBS itaiinCtia Services 6
not resprebb lee Ors Mammas and does not
%wands its wormy. Tele ants art rot pmeentd
by WC a the Penis stacattemental
cover.?
. Reverem sharing and addkicael cempereatien
- V) aditian to corintkns a sales and 12b. I fees
named esconviction wth the clotrtutori of mutual
tends to as clients we rxro W anise receive
Mina Mang corm* ban <MOW= ardor
adneat a the trawl tint to xe all These
oam are bated n two defence mero.dnires 0
the aware a sales by UBS a a NOKIA/ Matiala
had fray to out dents, and 6a the asset rats 0 a
barl<uty "Oa ftml famWS shoes held al Mr
fm
- We rd ar all lite also ram, neworliv
ants ptcusara lees n (*macron la bander
enemy sauces taf31
provide to the mutuallards
Two lee cregaily re pad from riveter wets n
de mutual fund aroma a heed dew Wean bawd
on ow (saber 0 igOaunit at the Otelter-oaler
heeding marl hods 0 that lend fray
- In acklekn to commas:" rectind aorneclion
wan the sale or diarbutron of annuity cameos and
art mestristel loll arts tow Clint,. we ardor
as Atte recewe rtsae a slung amcensat on
lean miry el the rdurrxeccenprwitodeneanng
the arruty contracts, mantes 0 the resarla
oandanst asp:mac of CO ern investment verde
we dembute
I, a/dab:etto cceirrosscers saved Form the
pachase nit*
of Noinhous lobs we ado
eff Are 'estive a essettused revise shwa;
parent ban hardShrts dints-Aces. as well al
knit9la IMIVICiacy 6evekorm00 trenrip owl
id-Cation
- Our elf lines eta receive tradeg comentions and
raw crvere.ron ban mass, funds and ilsierarra
Compri., news* prozbali we Mgt,
- We were an meal he Ban UPS Bred USA red
MI AG Start ad &MON a te to 525 pa- meant
mann, to tap tofaks undo. the U31 Bare Satin
troorns.
Activity
Information reerdeq commissons and other throes
massed in correction with We *materna trades,
includng weer trarembons limber eluded
anlirmahoro peewee* f ranched to you. rd evil be
Voided to you vontreil on 'nag
Shoe Shy
you we .angaged n short wag es
Witty. yOu mu,/
not a O'er Me to again bat
n, Costs for that
prnam wort/
Open orders
g
radng open or *gaod
canteled* orders that
mateedlay the pattern date, open buy and
sel slop cedars re 'dated by the snort of dude-els
or firs on ansea:Man& or until date unless
ntInsted Vienne ty you You are rev:est.* la
orders Mat are 4-0(00 due to you false to cancel
wrong open ads.,
Privets
To Oaten a olay of as carat Clore Peary
O.
please <often you inertialAA." et vet co tabue
a yww otsenerareeraer
-
refinf fal SOMC ea 0 not abate. The RMA, BArew
SnowAccord BSA and Ill% are brava?
mounts which preside ac(4% to bring sawn and
pairs Ihmagnmunarneres Rem*famed bat
andea-or !bitable, banl s and provides access so
i-durance and annuity praises issued b, usibleied
treaty nsu once teepees tracts insurance
troy stbsigismies of WS nomad Smokes arc.
- hoesensme, rovence re saucy products
- BIM !DK rand • Ho bra guarree lAse lose vets
- SMA Resents Marucyerrom ACCOLet, Banana
Sake Account BSA, PAU end internatonar Repute
Manarnent Amos! are rerteeed stow* rrierks
LIE6 Froncial Sawa M.
- VISA K a Ciliated Vaclenuit owned by yin
nabona Sawa Assaution rdteed wax
loins.
o
The 1.13S ibte credit cads ad the 1.135 Vita
debt cads are nerd by OBS Bank. USA wen
pennisser bornYee USA no
iced Mother
tudenurks, reputed trademarks. scene mats rid
revisited %owe marts are ol ter respective
companies
LIOS Patented Service Inc
Par 201711
SDNY_GM_00324516
EFTA_00 9729 I
EFTA01306789
* UBS
085 Financial Services ix
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0032
aN170036626760218 el 0
Account name: MAX FOUNDAT IDN
Friendly account name: MAX FCUNDATON
Your nuandal Advisor,
Phone 2 12-821 -70031800-3115-31a0
Questions about goo r statement?
Call your Financial Advisor or the
Resourceline at 800762.1000,
account 029023661
18 sit o or websita:
www tbscorrananciakannces
items for your attention
Help protect yourself from fraud and
review bank. credit card, and brokerage
statements regubrfy. Also, gel Your Free
credit MOOD annually horn
www.annuatcreditreport.can.
Value of your account
Business Services Account
February 2018
MAX FOUNDATION
PO BOX 308
TEANECK NJ 076664308
on January 31(1)
on February 28 (1)
YOUF assets
1,243.57
1,243 87
Your liabilities
0.00
000
Yakut of your account
31.243.57
Tracking the value of your account
$1,243.87
7,2382
S.2382
32382
Dec /01 41
Dec 1016
1,2433
1,2q,ó
•
Dec kl 6
Dec kl 7
1m
1,3439
•
Feb 2018
Sources of your account growth
during 201$
Value of your icount
arse*: and 2017
Your meerent realm:
Oivdend and
intenst income
Change in
market value
Van of your °coatis*
on Nan. 2018
91.243 25
$062
$000
$1.243.117
U.S..,
n
SIPC
AFP7000200066267619,000061546~3I 0219000000000-
Page 1 of 6
SDNY_GM_00324517
EFTA_00197292
EFTA01306790
*UBS
Business Services Account
February 2018
Your account balance sheet
Summary of your assets
Value on
February 284$)
Percentage of
yoUr accent
A
Cash and money balances
1,243.87
100.03%
B
Cash alternatives
0. 03
0.00%
C
Equities
OCO
000%
D
Fixed income
000
0.00%
E
Non-traditional
00
0.00%
Account name:
MAX FCVNOATICiN
Friendly account name: MAX FOUNDATION
Value of your account
Your current asset allocation
Total assets
51,243.87
10040%
S1,243.87
A
Eye on the markets
4140x
S&P SOO
sour Amanda' adviser:
212.82 1.7C03800-204.2140
• Cam and money balances may include
avaiable cash balances, UBS Crank USA deposit
account, MS FP:MC Insured Deposit Program Bank
accounts, 1)85 AG Stamford Branch deposit
account balances and money market mutual turd
sweep balances. See the important mkumadon
about ow statement on the last two pages of
th d statement for detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 28, 2018
3-month Treasury bills 1 63%
One-month LIBOR 1.67%
Percentage change
Sexual 2018
Year to claw
-3.69%
1.83%
-3.69%
1.39%
-450%
0.30%
-0.95%
-2.09%
AFP7000201:0562676 W700006154600001 0216000000000
raga 2 of 6
SDNY_GM_00324518
EFTA_00197293
EFTA01306791
vl, So UBS
Business Services Account
February 2018
Change in the value of your account
Amount bares:
MAX FOUNDATICN
?Oath/ aralia nave MAX FOUNDATION
February ZOIES
Year to dale IS)
Opening account value
Dividend and interest income
31,243.57
31,243.25
0.30
0.62
dosing account value
$1,243.87
$1,243.87
Dividend and interest income earned
rot pavan Cl IhS Sanaa Isatillty of Inkiest al clam/ Income has ban tideway:I ban a VS
tax Waling PeeKetlive Based icon the cadence of the account hddet. account ta. a predtal type.
song lases, anoor (swarm mows may not be mien 10 United 513$ (US) NOP hello MOM
Worm tams The client manila Aderneft IS ra Intended to be used sid cannot be 'eked upan for tai
PuTani Cleat Should Wet to O. arcKt:elan moron° Iona they recent ban UBS annuin such a
ape Farm 1098 and the Fars al30. fot tax repareng infamaan it is the practice of UBS to fee tM
®pliable la reporting loans all the US Patna Revenue Sena at Pa Treasury Deportment. ad in
suchforms acetate's, classify Patna ardor intern sit= mama or Mate axone. Hex& areal your
incaducil tar prepares
February 2018 (SI
Year to date (1)
UBS Bank USA Business Account APY
Taxable interest
0.30
0.37
hterest period Jan 8 - Feb 6
Total current year
30.30
3037
Opening UBS Bank USA Business balance Jan 8
11,243 57
Prior year adjustment
0 00
0.25
Closing UBS Bank USA Busness balance Feb 6
$1,243 87
Total dividend & interest
30.30
30.62
Number of days in nterest period
30
Average daily balance
11,243 57
Interest earned
$0.30
Annual percentage yield earned
0.29%
Cash activity summary
See Arrows acavny mu month to Polak lama in your Sweep Cpaorn ore included in the ['pawn and
cluing Mama vim SDK insurance aala to claws at Vd5 Bart. USA and al baits patipaling in the
UBS FDIC awed Desalt Swann does not spay to deposits t UBS AG. Stamford Stanch Of bank
CkpOWSpinCedthrouggh the ;SS international Deaa ACcount program SPC palatial Paha to trona
matt sweep Sundt-clings to not bank deposit. See Important la/comae:on *boot your aatamentan the
last tem Pars of Ms document for deals
February 2018 (1)
rear to date al
Opening balances
31.243.57
31,243.25
Additions
Dividend and interest ncome
0.30
0.62
Total additions
$030
30.62
Net cash flow
30.30
30.62
Closing balances
$1,243.87
31,203.87
Your Neeacial Advisor:
SCOTT STACK MAAnylE CASRIEL
212821.7000 800-308-3140
AnIs7000.20C06626, 7 ter7000061B46 OCCial
CCCODCCOOrqe
3 of 6
SDNY_GM_00324519
EFTA 00197294
EFTA01306792
UBS
Business Services Account
Februair 2018
Your investment objectives:
You have iflentified the following investment objectives for this account d you haw• questions
about these ObAKOves. disagree with them, or wish to change them. please contact your
Financial Admsor or Oraxh Manager. You can find a full description of the alternative
"vestment ohleMives in Important intorrnataan about your statement at the end of this
document.
Account name:
MAX FOUNDATION
friendly account name: MAX FOUNDMION
Your retire objective:
Capful appiocanon
Your risk profile:
Primary - Moderate
investment eligibility consideration - Nave selected
Your account instructions
• You accotrit cost basis default closing method is AFO. Ara In, Rest Out.
Your Financial Advisor:
212.821.10001800.3083140
AnP7C0020005521578NP700006154604XCII 02180,30MM
Pogo 4 of e
SDNY_GM_00324520
EFTA _00197295
EFTA01306793
*UBS
Business Services Account
February 2018
Your assets
Account name:
MAX FOUNDATION
?deadly ~net
an
MAX FOUNDATION
Same prees. *Melt(' Ind «arced wives shown may be coorcuicrole As a reset (nos ~losses trial nol
be &mutely renechel. See important plotmetron Moot sow yreterece a the end of IN, 0xymere for
mom inlocmalion
Cash
Cash and money balances
Cain and (sonny balance: may incla amizie can balances, UBS Bank USA atom account balaxeL
UBS B Cc( Muted RoganMM. 8.4ancess UBS AG Stamford Burch detest account 'Max*, ands oney
~Lei mot ua lundswem bataxes
See the important olonsiabon about sou( statement at the end c0 this document foe detals about those
balances.
'Meaner
taS BANE USA BUS ACCT
Your total assets
flawing Wax.
cloora9bdance
on Feb 1 (1)
co Feb 28O1
1243 S7
1,243.87
VS ut on Feb 28 Oa
Year Nomads/ Advisor:
21 2-82 1-70303800-303-31A0
UBS Bent USA andali UBS MC Inured FrOgr" Sank ckpoet actomt bloats tee loused by the FIX rattan
;pia
Inns. DA are not I:needed by S4PC UBS AG Striated Branch decor: account balances ale not owed
by MCC arc se not gcoleced by 54< Marcy market sweep balances ace Reelected by SRC b me cm coredCy
the FCC
Peet per snare
Average
pandend 'woes,
Dos in
on Feb 29 CI)
rote
peeled
Dena/
Cap amount 0/
250):COD0
Percentage ct
Cost
Blunaled
Unfettned
your account
bass (S)
ann.,' I ncare (SI
»nor loss (S)
cash
Total
$1,243.87
100.00%
$1.243.87
Cash and money baknces
1,243.87
100.00%
134357
Account activity this month
for mpg infortnalco about Ire poke/ value storm for muncied %Nun" tee important selonearein deem
per statement at the end ol FNS Lax unem
Cole
MOM
Your
0ur«,
DeKription
coerce code
Face ad ur
Ficerialue (I)
Cash
arroyo, of
cash and
money balance (S)
lea 31
Cash aad money balance
81.243.57
Fob 7
interest
UBS BANK USA BUSINESS ACCOUNT ASCC 0,3O5118
30
1243.87
Feb 28
Closing cash and money balance
51.24357
»P70002000667679 N7700006154600001 02180ík000000-
Page 5 of 6
SDNY_GM_00324521
EFTA_00197296
EFTA01306794
*UBS Business Services Account
Februcry 2018
Account activity this month konfousi
aye
Money balance activities
tan 31
gateau /onward
5124332
Actmty
Account none:
MAX FOUNDADON
?deadly account name. MAX FOUNDATION
Your Financial Advisor:
SCOTT STACK MANLYLE CASK!.
212.821408a 800.303.31 AO
DetioDilot
Amount (I)
fob 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Cf 02/0918
030
Feb 25
Closing U.S Bank USA Business Account
The U6S Sant USA Dynes MCOuni ot 'Ow Darn ry SweiD coon.
S1243.17
A7P700,200369•680 NP7000061546 00001 071800X00000
Page 6 of 6
End of statement for account number 1' I 23661 SS
SDNY_GM_00324522
EFTA (()197297
EFTA01306795
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red by lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ IOlhal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur. V realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho WC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRt, *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end COCO
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00324523
EFTA_00 197298
EFTA01306796
Important information about your statement (COrtletutd)
twat, information
detabd idarnation en the Fern's Itedrg arias
x4 decreases, rake t0 yoke dent ardc•nshp
Asmara* a Actin, Aramaic and the General
lams ard Condors LES Bawer, d Croat Prances
eveltble in Agreement, and0irc(awes
m
untenenha~fratehnne
Yew Sal
Yea astern Sewn isomer and other assets Mb
n the a<Ø te the end of the slit!~ prod You
may dl for deSaayd fury paid scare's x sir Erne
Ycd, may went trositin used as loan <dated rat
paying any bairn* dr
;horn Anir wastes
~red
to ferim cltrig the slater ent paixd se
Wed at mate value s a the endel the rare nem
peel
• Coat Ostia. In damming 'bacon bats of the
ocinlits inducted n ind adamant *nee ndicatid
w* the add». 'I.• LES &sexist Seven nel Wind
nformabas ~fled from soisfes Ølhai LES
annul Seeds. ext.:leg ~Maier from raffle
a Owe you may have Fronded to you In
Mawr. The fern does nos ndepriebitly venly a
~awn the rataiya valdty et ny dandon
00,Ma4 .“ren eftw than UBS ~Ka Senetet
lb addlesalthough UM rurcol Seven gene*
4, daest4 enenrui ion sins re(01.4 the hen
dots na IØ
any asintes that IM unlecnalCiN
under '<al basis' and • tweaked gailloss' il
aCaurate as of te deed the varlet As exh.
plead do not reB on tin rioneyban so make
pschne a sale deems.
to
a
Ca
odleninee Accounts tanskered tote inn ma,
rushe gram rerun , only fa tee barodd
one mer se held at ref"
Mote historical
nronhatnis or be added by you Fe, "
W Adis'',
• Vonalelind Beinsaksa Yawn data is analabla.
eannsed ...warned gandlo es eretakaWasa
Modal weary bly lballalea(101daea
ndectol has nay a may not rid ktl <cneressicra
chrges riot *aunty reorprayeknewnb.
Oirdend aid other renentment leer ard systruec
Only,* bas se nacho:imbrued to OB>lay
awned lot
'Ter:edge' <damn pr lema the
ca
tessera, trade dale
• Cable maxillas Bonds and Brelpeed stock rut
the roue ails for try redierAtion wit be selected
~ally by lot Iran "rig ad ~bet d that
tea hold na
.
o
men*
n nonr» narne Ice od
<lints Cal lea Ømt as es datanwl korn lewd
Parties and es acutely:, not parked °the call
leans rosy eiet wheel coed aten yield, Økse
rlamaterned be peenedupon request
• CiebTrAtes of &pail (CI)s) COs ate 5e nosed
ell hs 12 S0,000 n anion, and roved newest per
clevosta and pte depastory enstedon re dice-dance
wen CDC . des
• Rank
h e
clgylayed
sectreies and othr
~Is
maybe high« om
than the pie the
rev would aCTualla wt.. me matte Brae ara
«shred I ran veto fred
sans whets we
Mine to be rslabw, aul we do not quarto» kne
aCcuracy
- We geyser
me the closing take nIxn sealable or
Ike feedlot the bd and ad.. pekes for Sited
cants and ophan a ova/ cd prices la OTC
tease its.
- Len eta.* traded seaskies nv/be priced tong a
valuator, ~Oil a the ror rein ace we
obtained and may nat reeled anse marktd pent
a raid.
- Catania:toad may Wee *Wad a rue and
will row an 'price war not ataitabB' ane are
~le to obtain apace fora romp.
- Deposits a securtets ~led
it trencies
otete than US dear are rellated at the cabanae
rate as d the slater«, date
- for cedar wales wade.; nreaseatortety
drowns*, ate ard quart" (lace value> may
haw been /Busied «. f wk.» fespor valorem
To de am anent quotations, when nail**, contact
rid financial dØ
• Private invest/neat and stew:eared prod
.
?rode metatom warners (ext.:fr.; died
Panicpat On program rid red !Wee "Sit
trust
save« rid soixtured Indicts re 'meaty 544
dØ. Conan etrucand ~xis hose no t been
reantired wth the Seerro en and karge
commenter a raw dy cute eansitwe Ina We
von& estended vats far plente endsenna
secures rd ~tr.!
predicts ler rdarnaterd
OuPdses *Mr A«uracy nnol guaranteed
- Thine errsnay dale stitritidb Iron [res. 4
,arry, a which a pries* ru men% stosity ce
structured product. Hwy be~
a sold and do
not neCal4fki represent the Tara yam env/meanie.
term inseam.
- thed parry aeons« of value au& ~run
date ref re aspeved lo UPS anrcul Siren en a
rigors bast by an Idepine meransen Inn
- mug, gennal prow « sponsor animated wars,
dry, de leppeled to Iwf ken by the narr.
rwell Pnerw a penta and may be abutted
bosedan Mart nIcem on Iran the mad by
tend pares to denn ther can red wars
- You can obtain adcliniol rikm‘ster regadna
to merodology used toarr./sethe emna. of
rain gel the, date el re reacmatian that n the
base Sr thee:mateby <roa n; you F annul
Atleter
- Tred party sanded vows mynt reflected as
'Me Breed' in waroluitations. when an
independent valadon km has net ~bed a et
arable ge allaan a var, ~Ye become awe
that a material ewe has «ond fiat may calla
pretr4 reared eat* ene parson, c< whim a
value *odd be r•ghk 5Øn• the to In. nntay,
oil the >aunty
When mites an mart, genital parre er sponsor
earned vita roe a ~diary nnuod vats
Crowdel the err of the won& sell bedfleent
front ts Nadu,* price
- 'Nat« man to date' ever «ludo retinal
capital, ixcene or bah.
-
unit see' reptexres the mid stering
Wife per toil and myna relied rod cod base.
▪
and dented KIT sonnies re r« listed«,
<flora wiser waharige, and are genia'
dØ and even d they an be sold the once
re: nied mar be ins than the per share ~wed
»is crowded n the accost nattmen
• Red:~ seorities Rebatedscarlet% gener al/
ate me meny eaglaa la pub k ;do UPS rancid
Sanwa. Net 1St matte price of the iseenridadstat
of the alit satyr nl an imputed Woe la new
warded stock for peepers or the statenerst or*. To
the elect Out rest teed seusilits are drat* Sr sale
the val. reeked OWN, sabniantiolla lets thane*
Made' valve *awn
• En. (eminwptak wtame. *anon% yield. and Ma
An ennui* ol arrul exert is bawd on <urnot
drded Yid •11.11« ran &tong the want rep
be held la ase yey hom vane? crate a and
mobs" %vestal. n at a paint ',curacy
and (Ora Neel interne re not guaranteed
- Wended renal in" and cirri yield la
<elan
td
d sew tin could include ~km or
preyed a wild gare nelich («erne ell
interne (*I'd tamt yr . ) would be (.<014Itti
- Caromed mid Sw
trel anent yitld red Ow
actual excene ard yitld mitt be bow cr Woe
then the Wended snorts
- An *straw ol snaked interne6J~ ardor
interest) dwdad ty
< tram malen
we
!Wit? bare* n baud
~raus In chodand
*taw paper madebi-. Minn and
anann
lea s W.00~ Ail be blahs cot
red flan re statimint dare a enet many.
Accirry rdortnuni yield re not suterieed
• Assets net hold byUKFinancial Senior. Cran
assets art not held by Pro Ims and nat within the
fens's poisen ix. a carol These assets art
dispbytd en you* neinat foe atomduld
pupas« bay. rosters and ears pr senaad an
prondel by the nstaig larm UBS inextrå Sewn is
not mixable lee the rdennater and does not
%dank* its am, ray . Rine ants an rot protected
by WC a the Peens itei~tal SIC cover,.
. Renerso shoring and Addkicad sseenPreation
- In addition to came-tsarson Ian rd 12b.1 fees
mewed n annettn wth the datton of ~Lid
/ads Ions clients we ada OV. abdicate retain
men rat; parents Iran cktrixdors and«
adnecn of the mutual fat Tatra all These
morn are based en two chain torraxnents (a
the dean a sales by UBS iblåNr1Kblit eneraa)
fund family to our chants. and Ga the and abed a
Barlt.Btr nrkilt.B4ind lannVIShares held et, re
fem
- We Jed~ allue also feces. mesa:No .rid
antis oration; lees n ~don
la order
aanwenfnt sauces that tie acuidt to the nJhur lards
Tasa lees goat all re pad from nonage astaan
te reutualitn4 and re a Isild daue mean bawd
On li nett« ol account x ff-0 bicker-0M«
eCaYiN) nyval NOS*, thee lend arty
- In addti:n to cretins:xis moaned n<«re<lion
wit the sale a diarbukon of dingy extracts rd
yve enestrned hot ;sib to ov clans, we ada
CPV *lade receive fora ,)tiveng concenseben
han mew of the roan. <empire« ~song
Ira strut, «mans, affiliates of the resana
eanfianne « stion.at of Ow unti investment aunt
we create*
an ~Iran to ccenrensons re en
fromthe
taschise andsale of nintShres VAN, we rada ars
Me". naive
ire -bawd revere.), Ova;
pare* Iran lardShres ding:don. as well as
fbedn? la Inbmlow development. taring and
edeation
- Our anises also receive teeing «traneoson and
eta ccroderann from maul !Lands and reurarce
~en
naiad products we darbde
- We recent an annual lee from LES Bai USA and
LES AG Striae' Perna sele 525 pee xcedil
sweelang to the bads~ the lB5 Bank artet
tronen.
Activity
teforrnation regadn; commosern and other chrges
marred an connection with kit enioscn of trade:,
inducing apt*, bins~ has been included on
craernaborn prevect4furrecinad to you. rd enn be
Made.] so ycY., VØ)/ on 'nag
Short Miag
you re engaged n that tarp a wanly. you mar
not adage 6.* to «dab bonown, osts la that
pari(-ta sewn,
Open orders
PoStrifeng open or *gcodbbarKeled* cram tut
wow rol weededby the drown date, open buy and
sel sloa ceders re reducedBF les snort el rider.*
orrgas an armmalerdenh or ex ors date untie
nsinsved ~wise by you You re reparable la
cedes the me ~Ned (La to yoga lette to cancel
~sting oar ciders
Privarq
To Wain a copy of <V (sant Client hurry tytte,
Plendanknct roes FainoalAckya a en ps nette
ronv,,
vedeenrwnVew
- LES rivetedSpence, a nal abc the RSAA, Soren
Sarin,. Attain ESA and MLA re broker*
accountset/Itch Fonda KOK% to bring ~OK ad
predicts thosr rangurres wen tided brie
and ore Birder, bante and protein access to
',stance and annuity pod" Issued ty rNhlded
twolparty ideran companies Itteka,• *murex*
agony stufsants of LES f hatted Strikes Ix.
- Inderesen, ~axe. Ind anarprodixis
- Nal IDIG rotted • Ho bra guarreee• May lose vats
- IBA enmare rM
caanym Account Burns
5.nien Aacoun BSA, MIA and nicer...tonal kern
Manratinent ~Arc are rerteced sir". milks <id
1.65FibarcialSemoss Inc
- VISA K anew«, lesaarnak owned by Vii
bland bai, Sonde Assautur and ded rw
lame The LES Visa credit cards ard the
ISS
Vita
debt odds lre nsued by UBS Bad. USA well
per/Maur Iran Yea U A ix orpaaled Al other
tad:mats, regnseed ea:knurls. since marls rd
niggard seta nude are of pel unaided
companies
UM Prandial Serviced Inc
Roe 201711
SDNY_GM_00324524
EFTA_GO 197299
EFTA01306797
UBS
Lies Financial Sciences M.
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
Business Services Account
March 2018
ANI70011111170318X1Y1 0
MAX FOUNDATION
PC BOX 308
TEANECK NJ 07666.O308
Account name: MAX FOUMDAT ON
Friendly account name: MAX FMNDATON
Your fimandal Advisor:
SCOTT STACKMAWLY11 CASRIEL
Phone 212.821.7002800-308.3140
Questions about your statement?
Call your Financial Advisor or the
Value of your account
Resourceline at 800762.1000,
account 029023661.
on February 28 (3)
on Month 29(1)
Your assets
1,243.87
1,24415
16ait
wirbsite:
www Uncorni frunoalsennon
Your liabilities
0.00
0.00
Value of your account
$1243.87
$1,244.15
items for your attention
• Help protect yourself from fraud and
renew bank, credit card, and brokerage
statements regularly. Also, gel your free
credit report annually from
www.annuakreditreportccen.
Tracking the value of your account
7,2382
S.23S.2
32382
1.2433
1,2449
•
Dec /Ma
Dec iOIS
cram
Dec 2012
Feb icing
1244 2
•
My 2018
Sources of your account growth
during 2018
Vake of your
count
atyerr and 2017
Your pmestment RIM
Oivdend and
interest Marne
Chang. in
mortet valor
VON of your =court
on LW 211, 20111
11,243 25
S090
$000
81.244.15
Member Slit
Al.700030011111171970001NSI3OX0i 03190NOCo000
Page I of 6
SDNY_GM_00324525
EFTA_00197300
EFTA01306798
*UBS
Business Services Account
March 2018
Your account balance sheet
Summary of your assets
Value on
Match 29 (1)
Percentage of
ra• account
A
Cash and money balances
1,24415
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
0.00%
D
Fixed income
GOO
0.00%
E
mon-traditional
000
0.00%
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Value of your account
$1,244.15
Your current asset allocation
Total assets
51,244.15
100.00%
A
Eye on the markets
Your Kooncial Advisor:
SCOT,' STACK MancaE CASPIEL
212.82 1.7O3O 800.104.3140
, Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account UBS FDIC instead Deposit Program Bank
accounts, U8S AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important inkirmahon
about Jour statement cn the last two pages of
this statement for detail about those balances.
Indian
Percentage change
March 2018
year to date
S&P 500
-2.54%
-0.76%
Russell 3000
-2.01%
-0.64%
MSC - Europe, Australia & Far East
-1.87%
-1.58%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29, 2018
3-month Treasury billy 1.63%
One-month LIBOR: 1.88%
0.64%
-1.46%
AlsnalXOCoi 'tins Nfl0001295I3 00001 03 16 CO0COXO0
Pogo 2 of 6
SDNY_GM_00324528
EFTA_00197301
EFTA01306799
*UBS
Business Services Account
March 2018
Change in the value of your account
Account name:
MAX FOUNDATION
friendly IKCOulit on
MAX FOUNDATION
Match 2018 ($1
Year to date IS)
Opening account value
Dividend and interest income
$1,243.87
$1243.25
an
090
dosing account value
$1,244.15
$1,244.15
Dividend and interest income earned
tot Ducats of ins Statement lacatellty of band and indent/ income has been Otero-mod locos a US
tar Ian
rea petspective Based icon the residence of the accounl horde'. account nape. or piotaxt type.
Kole lensed an0C4 dotleadperrents my not be St1S4td 10 unto SIMS (VA aria Porno RI(0 (PTO
Won* uses The (here monthly gatemen is roe Intended to be used &xi canned be 'eked tan we rat
Papaws Climb shouts: ant to the appica:As sat nsparring forms they meth. loom UBS annualy, such as
the Foam 10:4 at the Fans 480. lot to rtpxeng internat.:a nos the practice of u84 to In the
atipliCatie up '<porta; loans loth the US Intend Revenue Senate alideR lleaSulY Derailment. and in
such torn atcwatey clxafy dvd•nds anise uttered stair exempt or taut* ocarina doze torr.dlycot
Incbodual tar peon ,
Match 2018 ($1
Year to date (3)
UBS Bank USA Business Account APY
Taxable interest
0 28
0.65
Interest period Feb 7 • Mar 6
Total current year
$0.28
$0.85
Opening UBS Bank USA Business balance Feb 7
11,243 87
Nor year adjustment
0 00
0.25
Closing UBS Bank USA Business balance Mar 6
11,244 15
Total dividend & interest
$0.28
10.90
Number of days in merest period
28
Average daily balance
11,243 87
interest earned
10 .28
Annual percentage yield earned
0.29%
Cash activity summary
Ste Meows actrtly rius monthly <Mak liaLtroes in your Sweep Ccaorc we ,ndudtd in the opting and
clung balance; valu* FDIC 'mutantt applies todepocet a 1185 Berl USA and at billtIpalcipaling In the
UBS FCC hstded Deposit Progan. n does not decay t0 deposits al LOBS AG. stallion:I Branch Of conk
CkpaatSpitatedthrough the UBSinternaliOnal Depots ACcount program. srC ptOteCton applies to ircoty
rowed sweep fund Incldngs tol not bank &paean. See importeM katoccobon *bout your :tattment cn the
IV two PCGRS of this 000:rnent `Of deal;
March 201815)
Year to date (S)
Opening balances
$1243.87
$1,243.25
AddtAms
Dividend and interest ncome
0.28
090
Total additions
$0.28
$0.90
Net cash flow
$0.28
$0.90
Closing balances
$1,244.15
$1,244.15
Year Kneedal Advisor:
SCOTT STACK MAP1LYLE CASPIEL
212.82 I.70001800-30&3140
Al07000303111I '191407000i NS13 OCOar 011 9 0Ce00D000
Page 3 of 6
SDNY_GM_00324527
EFTA_D0197302
EFTA01306800
SUBS
Business Services Account
March 2018
Your investment objectives:
You have identified the following investment objectives for this account d you haw• questions
about theSeObeCtrveS. disagree with them, or wish to change them, please contact your
Finandal Advisor or Branch Manager. You can find a full description of the alternative
Investment ollectives in important information about )our statement at the end of this
document.
Account name:
MAX FOUNDATION
friendly account name: MAX FOUNDATION
Your retire objective:
Caratal approcunon
Your risk profile:
Primary Moderate
Investment eligibility coreaderation - None selected
Your account instructions
• You account cost basis default dosing method is FIFO. Fre In, Fest Out
Your eineadel Advisor:
212.821.7CW 800.303.2 lag
Atenco3coi
rumcoi nsi 3 =el oveccccoccoo
Pogo 4 of 6
SDNY_GM_00324528
EFTA_00197303
EFTA01306801
UBS
Business Services Account
March 2018
Your assets
Amount name:
MAX FOUNDATION
Frhandlif ACCOMIt name: MAX FOUNDATION
Sane Patel. weave MO anion kakeS Shaun may be acororimale Astons& Gans andlosses may viol
be Noshed/ reflected. See important onatmatten Soots:en statement et the end of the dxwrert for
more profanation
Cash
Cash and money balances
Cain an/ navy banes may .nctula avalme can balance; UBS Bank USA @mut account Waxes.
UBS F DC insured Roganfrank finances. UBS AG Stamford Bunch deponl account Waxes and nroney
makel mAua fundhem boraxes
Set the Important olOnnt.ben about )out Statement at the end or this Moment for detals about Pose
Mances
Had no
U85 BANE USA BUS ACCT
Vow total assets
Your Miasmic/ Advisor:
SCOTT STACK Math/LYLE CASRIEL
212.821-700D 800-308.3140
um Bask USA end di UBS MX Inured FrOcran Sank *pan extant Waren are inland by int FDIC MINA
aim,* mirk Cul an not prowled by SIPC MS AG Stamford Branch deposit account balsas are not enured
by IOIC arc se not protected by MC Money market sweep tunics ate amanitaby WWI.* rot ortf tied ty
the FCC
(Scene's [Aare
Clow*? bdince
ante per share
Ave sac*
DM@nOlnlnetl
ales in
on Mat 1 (5)
on Mat 29(S)
on Ma 29(0
one
peeled
WSW
Clp fl aunt CS)
1,243 87
1.244 15
250,000.00
/treaters et
Cost
Estimated
Unedited
Val.* On Mar 29 (0
your aCCOunt
tem (SI
anon infant (SI
dzin a MSS (I)
cash
Total
$1,244.15
100.00%
31344.15
Crib and money balances
1,244.15
100.00%
1.244.15
Account activity this month
for mare information about tie pike/Mee Shawn lot ;minted sae Mies, are on portant nlormatem Soul
your smtemen, S the end& this <amine°,
Volt
Ovanoly
Dale
Active/
Description
Meanie Code
Fate velar
Feb 211
Marl
I ntonnt
UBS BANK USA BUSINESS ACCOUNT ASCA 03/0.5/18
28
1.244.15
Fore yak* (t)
Cash
Cash and
amount (1)
many Wear IS)
cask and money balance
$124327
Mer 29
Closing cash and money bdance
$1.244.15
AnP7000)001 I I I 1211910001 i9S13 002,31 COI Er CCCOCCCOO
Page 5 of 6
SDNY_GM_00324529
EFTA_00197304
EFTA01306802
Et UBS
Business Services Account
March 2018
Account activity this month (conbnuedi
Ode
/Waft
hb 28
Islam* fonward
Mar 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS cc 03/06, I 8
028
Iter 29
Closing US$ Sank USA Bus moss A000unt
The UBS Bank USA Buenas ACCCult IS your on Mary PA.4O coon.
Account name:
MAX FOUNDATION
Friendly account n am*: MAX FOUNDADON
Your Olnendal Advisor:
SCOTT STACKMANtYLE CASRIEL
21282 I.7CCO 800.308.3140
DelcrtdO1
ismont (1)
Money balance winking
S1.243.87
11244.15
I
AhP70003001111123 N;1000121513 IUX,C0 0310 COCCCCOOC
End of statement for account number
SDNY_GM_00324530
EFTA_00197305
EFTA01306803
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red by lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen re conforn av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr totoplatt or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard accart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ IOlhal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to regulr non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fut) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
«tosis «UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
Nedi. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the blotes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&sura koan-non' bön,
Ltur. at realest benet in te bit apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel <(alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (onralll CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho WC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke
*arid On> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet 5ed panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pbaso neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end COCO
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
Priandly nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00324531
ErnrA_oo 197306
EFTA01306804
Important information about your statement (cOMMutd)
Late, ~nation
detailed infarnabon on the Feint lenclrg practices
sd dodoes" refer tops Cline eetylonshp
Asmara« a Leonia Agrement and the General
Ism sd Condiens LES 'A akerenl «Credit dunes
~lath n Agreement; and Oaken, at
sagy ohamm/aecnnnaotmama
Yew awl
Yea saktere Mantas inutile% sd other assets hb
n the sccarl 44 the MCI of the slant« paid You
may mk for deSnry d fut./ paid so:sterner, lene
You ma/ went ~met used es bancollateral Mu
taping anybalanceOs as tom Are. leant
transferred toternen clad the statement pad are
loud at meet value x of:he end of the statement
Co
Con Oa h clamming Things barsel the
~lee included n led assent Sete M[Ø
wit the NMI». '1 ' 1SS eMbleillSeraMta Ma Mimi
nfonneen cbt;ned front ~Its Ø1M LES
Fn ert Saxes. reludng Mamas km sailer
Inn or *d you may have provided to ea lanad
Adw.or. The Fern does not ndeperd
ly v.* a
'kw rile. the
ry
are vary
et
are damatom
~4
by adds dew than UBS f naracul Same
in addhan although LES caeca Sac*, gererary
~es Or chewsen sins wowed, the ken
dots roe trim* any ~Km that le* rdeartalCia
a ct seas bass' a
• Uneaked (tailless' es
accurst as of the dated the sauna. As ash,
phase do not teyr ni riermaten so make
pschase
Sile *awn. forts pummel cr
canine Accounts denderred tote inn may
red garnas rikensen only fa hor
pad of
une thes are half at ref am More hol
cal
dameran can be allled by yd Mast et Ades'',
• lannalallned ginsakeme 11~ data is salable,
epartaed isreedeclgandknes dt tabulated for
Muds, werry lots IM «Stela. data to.
ndindal basins or may not relletlmeenefi"
chews inia sadly reonaszatis ants.
Dividend
abet remittent lott ard spume<
achy. Iss ye ~heartened lo clsalny ere
awned lot The
'Trade
date' <dam prerenb the
are «reinte bade dale
• Cable ~tithe Bonds and adored stock dye
to
<Ali for hay 'Steams
be selected
trOal" by lot Iran meana ad woad, d that
area
aa out name or ...none.» name fad
<Mum Cal bide Mammon is axed from tied
Pam and is sitars not Tasked Other can
leant medul Mush cold sled yield, conplee
Manaus aid be ponied Øreduen.
• Ceturcates of deposit(ma) CID, ate Se nosed
,as to 12 S0,000 n aimpal rd sexed Mani per
*costa and per deposes" nekton re accordance
II" FDC mks
• Pranks Alm ca~d Ice warts and °Mr
FOSAla may bo high« of lower than era price the
su would eke* wan* n ihe man arms se
Maned I rennetet ard party scenes which we
base to be reliable but we do not graham Ow
-curacy
— We genie1/4 use de eking take *ten sealable or
the cresol the bid and ad. pekes la Stied
sates rd apetorn, a ondt t.<1 prices la OTC
sands
- Ines anneal traded seaskis na/be pried tang a
tiltalen model a dead react ace we
*used ind may rat reflect anna mated price
a VAS.
Cedlan ~am may ap.. *mai a pers ad
SP Saw
'price rem not aeolse' Beres
treble to obtain a price fora wait'.
- Deposes a »curter ~awed n <drakes
oller than US *dare nalected at the *chins
rate as cf the sla ment date
- for cents wows radig ewes'mdorning
denonnsan, Dfcm ard ~ay Ilse value> may
haw been adjusted to f acre paper valapal.
to dean <deem quotations, van nitro, contact
/as Fianna Allroa
• Privet., investments ad stnioared producb.
?matt ~awl reeves (nØ
then
patµ, en program std real estate autiteent treat
saves) and amended indicts se 'merely Wry
Certan lutved predicts hue me bean
reanterod web the Seas tel and Excharge
Common:eta ins« ny axe ~ins tux We
vow* esteemed yaks fa lade nwstmet
snut« and Melded prodAns fa rdarnatemit
PuPotes my A«uracy nnol guaranteed
- Them sakes my dale %Weibel, Iran taes, 4
any, a *fhb a prase ~men 'taMpa
structuredproduct mat be bad,' a sold end do
not agnvy revesri, the rake you may recent
tars Soudan.
- Dwd parry guns« of vak as& auran
date and are sipped so LES fnaul Sams on a
redda basis by an nelnaaert val.dion fern
- mug, ~alarms a sponsor estimate:hakes,
a av. se sisdeed to fief irn bytte mutt.
9'weel Prow a seamy ad may be <Ada/ad
Wades daterer. nIcen•amn Iran Out toed by
thrd panes to dense ter emnered was
- You can <bon acklual rf<mden regarded
de ~aglow dad to deem ...» :he earns. of
rasa ad to dale of de Mermanthe n the
basis Settleeraseby <amain; you instal
Alleer
- T1rd Nay nimened yaws Mky be reflected as
preel' in wiwal wisdom ran an
independent vak ate Inn hn OM supoIed or 6
erlato amp a was, "hen vet tisneswore
that airmen', ewe has panrad fiat maycalla
~reported die sno
or Alen a
au. mode be No* SpiCulatra che to th• nrun
ol the aunty
Whennet« an ir er, general panne< Or sans«
graled vak ea a dedtarty nefteeed vale
Powded. the gaged the wolf& wall» dfkest
how ts ruches, pm*
- teartee man to den' my «lode fetun of
capital, exam or bath
- 'Origami una site miter., de Sul dieing
fag per gat and maim reflect wad ant base.
▪
sel yarned KO" laurels% re to lad an a
nasal census teens, and are gamey,
alØ and event they can be sold the price
n
caned may be less than the ow Mara •IbMåted
aut
it the accost statement
• ftertricted swain Related avian general/
ate rut ortembr eaglate la pub k sic UBSArunchl
Sacred des the matet price el the tavecnctedsgrk
of the Salt Acura all snouted Idiotic< the
worded stode for papaws of rho StOten10104, To
the era the restcted wattles se Noble Sr sak.
Ow vale reamed May
%Goiania.* Ins thin*.
Muted value *awn
• Eel (~444 intele. ~at yield. end reMe.
An esinvneol aura mat is bawd on current
&Mend and taw rat«, ravnes tro [Kure« Ail
be held fa one yea hen stamen date a vad
rowel This admit n ca h a guichlre. steely
and eorecurd imam a not guaranteed
- Famad true mere and curse yield la
drier, y
of seeities could include amides ol
brawl l a( apital gate n ^anti («AIN. ed
inane r
natal
Mkt ward be ineateitttl.
- Es:need mewl acorn.
wrent yield ad
actual Mane and yeld art be bens a War
Menthe minuted slosh
- An awns.
of
snaked morn.
dada
an
ramp) dwded ty thy «rant merelv
vaiaii a.« et? balwed bawd on che Ian clindand
a mast payment madeby the osier and
assunn
le•curiSO u
held
lama
'me from die stahmint dare or untilmany.
Acessy rd would yid] cm not suseneed
• Antes net hold by UK ItinAncial Strikes Calan
assets re not held by die I em ard not nits the
f mas poison:ama gotta There assets se
dephyrd on yas means[ for riormatene
puTeses sly rostra and yaks presented ant
provided by the nstaig larer UBS insane Sacs o
not wand* for pies nionnatat al does noe
giant.* ids accurxy ITM, ants an col widened
by SPC or the Ferns 1~Ntal SIC coverage
. Revere» *haring end Mdkicael amponsitiort
- h edder', to cammesionsm ohs rd 12b I fees
rammed n evader tech the **tutors of ~ye
has loos clients ne ardor 0V. Slide rearm
mans tang parer* Ina cktribotors ardor
admen °. the ensue fads Seine all These
masts are baud is two damran eardenems (a
the among a sales by UBS 4a a NOKIA! nyual
hal family lo our <tents. and 6a the anti raked a
omcup, MAAS4nd lenlYS them held al the
fem
- We gadd allies also rect.e mews, ru and
antis pramsna
n ~son
la adder
races that ~pan* to the mutualhe*
lees gaudy re pad from mono, annan
der Matoaliund alsalteddollar Wean based
CM Ia exalt« ol aegaiall a MO bitater-6.114,
raiding ~WI hands of the Ind fry
- M Øt ese',
to <onvinn:as renrded waKtion
win the se', a dadaistwon hanery we
and
oft medrnen1
tent
w elm% we ardor
oft sane raene few...ea/aims? coacensan
fran may of the round comps« ~tong
W nut, <stam Slaws of the entrance
cage,* er gaga el true inn investment ruse
we deentaute
~Pan to cowman namedfromde
tAschaoe ends* of NeitShines lundf., we zeta CV
MAY* 'maim en asseCeassed revenue sterna
pawns* Iran nardSlurts datuecn. as well as
Itrdng tor WI'S de~rwat. near., and
«fawn
- Our alludes tera receive traing ~naked al
odor compass Iran mutual ladt and hyst
ownpanin Mara products see darktdit
- Wm mane an rue , lee Ina LES Bark USA and
155 AG gala &shd tale 525 per scant
sweeping so Ow tunas~ the It% Brit Surro
/Togas.
Activity
Information 'eosin; <amnia and aha *roes
marred n cornett as wit. de 'neaten el trade:,
inducing oaken tranweban her lsen included on
covIernybore provet4 lunched to you. al roll be
presided to you valad/ tetr~
Shan 'fling
II you YP ,^9.70)ed a short torso a seettly. yeti May
MO/ A OsaVie OM to «flan torrowna
cos
the
pal-Kam wisher
Open orders
freSsedna open or • god Ulf:emir& «Arm that
same ma minted by the strearem date, open buy and
sel sic* crckrs ere reduce:Iby the soul of chidals
or 'sees on needsderels or ex firs date unless
niksted otwewel by yle YOu we inane* la
ceders that are *de Ned CUP to 'Ai Wm to cancel
"Alma otran Odors
Privaq
To Wane telly el as (Verd Client Prosy tylle.
please «mum Kv imarmalAclveCe a vet os nets*.
at
e
nisda Apt tr. tL.
- leS FnaCialSeencea a of a brk
RMA, Sara
Sonkes Account ESA and RUA ere beckwage
accounts which and. Kam to bang wraps and
Frodans lerculasungswes wen *bleed bat
andodor *maps" tunas, andetanks access io
mane and annurygrod4" Issued ty aW apered
~clayey name «mpanen itreo,Nasurance
peng stbs4sines et LBS i hric ul Sew ka n.
- Sterna ~amt. and anuey prodixis
- Nal IDK rosed • Ho bad wester
lose saw
- ILIA beam Matra
Account Bandos
km, ICO Mcasel BSA, ~A and Mc...manna. Ream
Management ~WI are regstered aacemaksd
LES 'runnel Somcos Inc
- VISA K fitn4OK11104,112k swab by Vea
hwns one Sanwa Assauten added fat<
Icenw The LOS Visa crede cards sd the LES Vita
debt vada aP «sted by UBS Badl. USA weh
per asen BonnVita US
'pas
Al other
ludonas, (*gated tidemarks. ism marks ard
rendered sum mat re of de/Øue
companies
UtS FeaauA Sin 04 Inc
Pin 201711
SDNY_GM_00324532
EFTA_00 197307
EFTA01306805
UBS
UBS Financial 5enices Inc
Prnete Wealth Management
209 Park Avenue
25th Floor
New York NY 10171-0002
AMX03.930961304 IS YI 0
Account name MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Your Mnandal Advisor:
SCOTT STACKMANLYLE CA5RIEL
Phone 212-821 -7000800-308-3140
Questions about your statement?
Carl your Financial Advisor or the
Resourceline at 800162-1000,
account 029023661.
Ifisit our wobsIte:
www cbscomanancralsennces
Items for your attention
. Help protect yoursc4f from fraud and
review bank, credit card. and brokerage
statements regubrfy. Also. get your free
pada report annually from
www.annualcreditreport.com.
Value of your account
Business Services Account
April 2018
MAX FOUNDATION
139A CHARLES ST
APT 233
BOSTON MA 02114-3252
on March 29 CS/
on April 30 IV
YOur assets
1,244 1 5
1,244 45
Your liabilities
0.00
0.00
Value of your account
31,24415
Tracking the value of your account
$1.244.45
7,2342
5.238.2
32382
Dec /OM
Dtc 2015
12433
1,2442
•
1,244 5
Dec 2016
Dec 2017
Mar 2018
Ay 2018
Sources of your account growth
during 2014
View ol your account
at yea' end 2017
Your most/rent !stun
Oivilen0 and
interest ncome
Change in
market value
Value of your account
on Apr 30. 2011
$1,24315
51 .20
$000
St 24445
Member SIM
AN700020036110983 W7000063289 00:01 04180000X0:0
Pogo I of 6
SDNY_GM_00324533
EFTA_00197308
EFTA01306806
*UBS
Business Services Account
April 2018
Your account balance sheet
Summary of your assets
Value on
April 30(11
Percentage of
your =eau
A
Cash and money balances
1,24445
100.00%
B
Cab alternatives
O. CO
0.00%
C
Equities
0w
0.00%
D
Fixed income
Ow
0.00%
E
Non-traditional
003
0.00%
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
0.00%
Total assets
Value of your account
$1244.45
100.00%
31,244.45
Your current asset allocation
A
Eye on the markets
Index
S&P SOO
Your Financial Adviser-
SCOTT STACK Ma:LYLE CASRIEL
212.82 1.7CCO 800.104.3140
• Cam and money balances may include
avaiable cash balances, UBS Clank USA deposit
account, UBS CDC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual held
sweep balances. See the :Important'', font:aeon
about ow statement on the last two pages of
th is statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2018
3-month Treasury bills 1 83%
One-month LIBOR 1 91%
Percentage change
AM 2018
Year to date
0.38%
-0.38%
0.38%
-0.27%
2.57%
0.94%
-0.74%
-2.19%
amm00:e0009309BA re7000063299 °cool 0418
PMe 2 oft
SDNY_G M_00324 534
EFTA_00197309
EFTA01306807
UBS
Business Services Account
April 2018
Change in the value of your account
Amount norm:
MAX FOUNDATION
friendly *COMM ninon; MAX FOUNDATION
April 2018 (SI
Year to date IS)
Opening account value
Dividend and interest income
$1,244.15
$1,243.25
030
1.20
Closing account value
$1,244.45
$1240.45
Dividend and interest income earned
rot Roosts°, MS Statement latatillty of Interest and dividend WOW VIZ been determined ham a VS
tar regaling Respective Based mon the residence of the account MARL account but. or proMtt tux.
some Inlets! antic( ddlendRomenn rfl
not be Sated IO tinted Slate (U2 antic( Pruner FAO (PR)
Income tams The dent monthly gatemen n rd Mended to be used end cannot be reked mcnSor tar
ion Tows. Glenn thou', Wet to the applicaol•tat Nixon° forms they creme ran UBS annudy, such as
the Form ION ad the Fors 480. lot tax imorong 'Moravia It is the practice of UBS to Mr Me
atom to reponad towns with the US intosul Revenue Stmt. avi PR Treasury Department. asCI in
such kerns accwatey <Ruhr dviderds ardor 'Mere.% as tar earnot or IAA* tisane, Hese saran your
includual ta. precoarer.
Aprt 2018 (1)
Year to date(S)
Taxabb interest
0.30
0.95
Total current year
$0.30
$0.95
Pror year adjustment
0 00
0 25
Total dividend & interest
$0.30
$1.20
Cash activity summary
See Arrows any* this month la mean elapenn your Sweep opttom re teedudid in the apemen and
cluing blares vats HNC mutant. ;an
toOmaces al UBS Bans USA and at balks pal cipaling in the
UM FCIC Mixed Deposit Anatol. it does not mray to CMOsin al UBS AG, gamma 8r anCh q Wok
CkpO9t5 plated through the UBS international ROA Account pccioram, UPC prOteCti011 aplAieS 10 reeler
maket sweep fund bsIdngs tui not bank deposin. Sc. Important inkemebon .boor your Oakmont an the
bp! two Pages of this document for dears
Year Naaadal Advisor:
212-821-70X1800-303-3140
April 2018 (1)
Year to date CS/
Opening balances
$1,244.15
Additions
Dividend and interest ncome
0.30
$1,243.25
1 20
Total additions
$0.30
$1.20
Net cash flow
$0.30
Closing balances
$1,244.45
UBS Bank USA Business Account APY
Interest period Mar 7 - Apr 5
Opening U135 Bank USA Business balance Mar 7
$1.20
$1,244.45
$1,244.1S
Closing UBS Bank USA Business balance Apr 5
11,244 45
Number of days in merest period
30
Average daily balance
$1,244.15
interest earned
$0.30
Annual percentage yield earned
a 29%
Ar.7600.2000MO9C6NeT0000632890003I 041806000a
Page 3 of 6
SDNY_GM_00324535
EFTA_001973 10
EFTA01306808
*UBS
Business Services Account
April 2018
Your investment objectives:
You have identified the following investrnerd objectives for this account if you have questions
about theSe objectives. disagree with them, or wish to change them. please contact your
Financial Advisor or Branch Manager. YOU can find a full descnption of the alternative
"vestment otlechves in Important mformatron about )our statement at the end of this
document.
Account name:
MAX FOUNDAPON
Friendly account name: MAX FOUNDATION
Your recent objective:
Capital appreciation
Your risk profile:
Primary • Moderate
investment eligbiliry consideration - None selected
Your account instructions
• You account cost basis default dosing method is FIFO. Rrst In, Fist Out
Your Pleeedai Advisor:
SCOTT STACKMANLYLE CASPIEt.
212.82 I.70PCI 800403.3140
A Nnoxeccceac*es mm03063299 occool oil oxcocal
Page 4 of 6
SDNY_GM_00324538
EFTA_0019731 I
EFTA01306809
UBS
Business Services Account
April 2018
Your assets
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Some crook Poems. awl Ckerthl iecee$ Omen may be tporotImale As a rest& (nos art 'outsets* not
te xtuidely reflected. See important mlosmaleco almot 'our statement <I the enlol 1N2 &bonen for
mace ,Mconalion.
Cash
Cash and money balances
Gin and money balmoes may axluae palace can balances, u8S Banc USA wow ac count balaxes,
UBS F
Muted RoganSank &dances, UBS AG Stamford Blanch *pool account Waxes and nroney
makel mtua lund Nieto MUMS
See the Important talOm aa,On atrOatyOur Stakvaena at the end oi this document fa detats about those
balances.
laddng
Your total assets
Voir Naaacial Advisor:
212-82 I-7CCO 800-30B-3140
UBS Bent USA rod SI UM NYC Insured moan Bank *pont th(Oure Meilen are ininteel by the epic within
apailfable l mac Cul an not reamed by WC uBS AG Stanford Blanch deposit account babroes are not insured
by FOIC arc toe not protected by 9PC Waxy market smut, balances are on:Int.:I by WC but the col entreaty
the FDIC
Mennb panne.
Clancy bdince
Ince per share
Anus*
psidence contest
Days in
on Apt I (1)
on Apr 20(S)
on Apt 30 C1)
Fee
petlod
neeleb
Cm amine (a)
1,244 IS
1,244 45
250):C0.00
Percentage el
Cost
Blinded
Unedited
Witte on Ape 300)
your accoent
basis (S)
annul inceme (SI
Once loss CS)
cash
Total
21,244.45
100.00%
$1244.45
Cash and money balances
124405
10000%
134445
Account activity this month
for hoe mkernatien about rte aka value shunt, for reninciled %nu Nees, mit Am patron? ylorayMon about
your stemmed m the end ol this Ow unarm
Youl
Nanny
Dale
Actinty
Description
ethense code
race Art
Mar 29
Cash aid money balance
Apr 6
Intoned
li8S BANK USA BUSINESS ACCOUNT AS CG 0410918
30
1,24445
Apr30
enceivabe (I)
Cash
Cash and
amount 61
crony blame (5)
$1314.15
Closing ash and money balance
$1.244.45
Arth7C0020C093098714W0000632890CCOI 01180CCOOCCOO
Page 5 of 6
SDNY_GM_00324537
EFTA_001973 2
EFTA01306810
rit UBS
Business Services Account
April 2018
Account activity this month (continued)
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Your Plneadsi Advisor:
SCOTT STACKMANLYIE CASK!.
213821.1000 80030331.10
Odle
Adrift
Orscripeon
Arreent (S)
Money balance acrivities
tear 20
Palace forward
$124415
Apr 6
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Of 0410918
030
AP 30
Closing UPS lank USA iS111.055 Account
The UBS Beak USA BA nett ACCetelt is your peaty sweep Notion
01244.45
AeroCOTQCCC630993IPT0000632890X0I pr18000000000
Page 6 of 6
End of statement for account number
SDNY_GM_00324538
EF1'A_001973 13
EFTA01306811
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red by lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen re conforn av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr totoplatt or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard accart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ IOlhal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to regulr non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fut) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
«tosis «UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
Nedi. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the blotes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&sura koan-non' bön,
Ltur. at realest benet in te bit apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel <(alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (onralll CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke
*arid On> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet 5ed panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pbaso neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end COCO
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
Priandly nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00324539
EFTA 00197314
EFTA01306812
Important information about your statement (COrIllatutd)
Lending eforsation
cleerbd enfamaion on the inn': Itesdro preke
ard datoens, reke to you Clam aen onshp
Aymnre a Accouni Aromat ard the General
lam; ard CONSIC415 LES ¶taletene dCredt Prince
nelebh mAramente ånd Chsdaseses
my,
enenfrawntneetnuee
lar ante
rat green nernan lesste and 00w mutt head
n the innad it the end of the sirenen'', mnal Yen
my el for deSseey d fu./ pad sto...lessay irre
cd, nuv wen< ~on used ås kancolter alter
parre) ro/ tolonce &e as ;hom Ary unnes
leansNaKI noterim deng the stand pared se
lea] as mad ska as of the end of :ho nasanent
pryd
• Coat batik h demming Mimose bass ofte
warbe induded led «sinnene. ~te nietabed
adb the avart». '1 '
rekbleillSerKtS bm rekt!
• donnabas dda.ned Born »utal Øltyri uBS
Fnencgl
rada, nkortflian
anode<
lema deut yournay haeproakd to oase Inyxa
~Arr. The Fim toe
ndeperdently venly a
arrene the sa-sexy« vaiday of ry estandon
frondt4 ty nen ett
enn UBSfesareol ~ti
h Ølen although
narceal Seneaf gre*
~as fen enarma inn sinn fOCOn•CI illf m
doen rc. p
r any asiaten tat e
unte '<Oil bass* and 'Untaked
accurate
ol ete date d the sederen Li assh.
please da not adi on
riermatcn lo make
Palme a sale <kvann. for la. alpsto a
Attconts baskered tote inn mp,
edd grem rhawat an only fa te pryd of
Inst the. se hoff at ref"
More halerot
enonnann can bt ~d by you fIVaW Adm'',
• Unnateke/d grnsalese le~ data es ~labb.
eanwad Le-rereelsunVknie r
cakulabadea
rdyclat wury bis Te ~erla. dra fot
ndeniaal tredy or mai not eda
~nei"
dages anda nosi/ borgmasen emne
Oiedend ard olhee tenontronl lott lird witeenatc
antas. kn are ork ornbaned fobi% re
arraged lot The 'Trade date' <dan present) the
cregnal knartar bade dale
• fable PHIlrithi Bonds an pelsred stoet Mat
re sva< ails for adj releervtion salte setebad
~alla by lei adj
ad tested Mat
regnoas i n out nome °emnene.» name fce
dann Cal Italia racenwcn es cbtarwl korn Brd
Pale and ts xwxyn ror wittetted ptf
kares rn.lf <ai nonnetokeall «I sidd ~akse
damnos*d be proided upon regest
• Gloraa. of ~uk (es). Cts ere
rand
en to 12 ¶9,000 n arra
an ~ved Mad pa
deie ece and per deposnow ~Mon re xasclance
~h [DK ruin
• Ria/vaka tron degalayeed la eneste and odw
teabels maibo hegn« of broa tnt, te preg dus
sa, %vadd actualB
tro n Va mehe Penes n
balosed fron vaave *sed party sans +M.M nr
belme to be enl
ne do not alnene avse
accuracy
- We generafr kne tre Meng ake nhen ~ialt or
MM matro l the bd and ad. akes lor Sned
~en
and options a od/ bd anen loe OTC
~isa
- Levt 'and; trade' Watt« nn.7, bo parod ung a
valalten ~klor ty~
regnt trea vd
~ed and may ra renen ana nert s prae
Of var
Cenan Pasdan mad, floer wataA a pm and
rna ~a an 'prise rue noe arrauta' b set are
Leitte to obern a pace fora scoa
- Dopa" ce worte ~med
n sueences
celna Mr US dcalan
et hated at the «bana.
rate as d the flatane« date
- fa ~ars wen vang es anna. «vreng
denonsrufean, pm ard anrene (In okse> me
hm ben adfunad to frelsa proper valtalen.
to &tam cured quout sans, vein auldars <onen
YOu fnancul Adence
• Privat invedineastS and stand "AM.
enere ervasawnl levne (neSsIrg data
pnµu enprogram red real evre nesa tred
mute) and foszkeed And" re gener", hyr*
elkmd Cartan cauctund poda Sose nei bens
reanterod wth IM Securt es and Extban90
CorrmtwhcruNIke try 01210 sanne( IMt We
vonde estenrod valdsfor gnr. runne
»<veet K4 ~tred ~a
la raceenalard
ansas! ce* A«uracy n ria assantsed
- Thea ~rna/dale se.bstenball, Iran [nese 4
sy, at »Sch a ariene ~ment seavity ce
deveturodprocluel mer be bads, a sold and do
nat reavy eneenere Ose rora promp/racere.
us.ces Squdnon.
- Dyd påny «unsa of rata and ~elan
date ad sa suppwo lo URS Snrcul Sams on a
regnt bast by an alsver-dat walanon fon
-
annal panner ce spanar et enn., va.ø.,
d av re skcoSed lo tefim ty the dun.
9~ 1~
1,1~
and my be <akulinnl
teol ar duser* skenneon Iran 'hat kord by
tyd peses to dane thea ~nødt naue
- You civ oasen ~aul nlanrotoneegardna
te
nwealokar used to ~erne ;bo «tynn cf
vant ad the otte of tw ~con tan the
baus fr the ~re
by casuciang you f rancui
Addoe
- leirel party simrad vake essay te nAder/
'Nat ened' en seraalialtellarel St~ Si
alesendant vikelos ann he hel supoSed a n
gavl* co tipp a valsa ~se
boamo save
Ma a ~end nat has caured trot my la
pepra* repated iaLe neo quaston. c< »hen a
daue nodd be Ngh45p63.4tIS cia lo In. ~ur
of ds. wunty
Whon nota an na" general partner or fans«
adenaled vaka ra a thodeparty nieniod valse n
Vadet the dkr of Me lear PY oal b. dere«
frcne tf omner pa*
- 'Ordet:Uante dabt' nat «lode raten of
uptal, ixcene or tart
-'Øsa uv sete reaett the nid "enst
ane per ene and near nu raka tan eat base
▪
and notised tel lea rn en se mi kleda, a
~ord ~ne ~unge, and oro gnwaW
akked ad **n el the can be fold the pm
reuned may ba kst tan te per
»Ut o-ovded n ‘he accaert ;fremad
• Red:~ anilin %data, snile general/
re nat turte!/ agio» la pub k flo URS grand
$.0.514 %Ml the make pr«. d II» in 4cncted 130:k
Ot Ise tant isna !I an ernanacl alne Ici Ihe
restrated flak forpoden of tha Statemerst0nY. To
Me etere Mal rest cted feminin are elobk kr sak
te vaka ~fred rna/ be se.belantaly all tynte
nided diva towen
• hl~
emne. corned yklda Andrea
An esinuseol evt ren h bmed on <urten,
dredend and nano ram, mang tro seurne nil
be held la or* yta from itateme4 date or vil
~ny llsre «mole n onVa galne. asarry
and cortruel innen* ro not guarantecd
- Edersaad anke mene and antent pakt la
<elan eldes of seo.eties talda include ard." of
papa a <epital garn is stects tetthets!
enere Bend Metie Y410) ~lid be
ane ' vesalar
- remax araul incane albubol vidd tred**
real nameand yield ns•rt be bare a anta(
than the etenated naue
- An *simle ol ~frod norne Bleedend adm
emown)dwaltd by d.e nuhann
et
vase ri.« et? baun«. 4 N444 em ei» lan dendand
a anane paymont made byr the etar and
assunn
secuitilickposgs dl be brd Id re
yta from tie siaWn dra or ond reale/.
Acessacy „ei eat 'Idd reid re not ~send
• ~etg net held by Un Pinancial Serricros. Catan
auet: at
held by to Inn ard ren nite te
Iners pOneliOn
CPWOl 11~ fl it n
difpbsed on Var intern for Sormitar
airen aly. Postom and vale presented se
prondad by Me mang lim UBS innar Sneen]
not resanste far Me Monnane, and doen noe
ocean« Ps am, rxy Reie
rol pedeclecl
by WC «Be feens1~W SIC covera?
• Rmeu• 'karing std•ddkionel amponietion
- falleies to corrnseiorn a sale ani 12b I levs
ratered n C anta er wth the 0~0nof "ned
Nfitlf lo ai den% we anda as ditt» raene
renna erna parere Iran ~Ti:NCR ard«
adnecis of Me nysel fatle tf wo fell Thea
mase Me based ca two derom nirvanen% (a
Be raun of saks by IOS of a pinablar ~er
flad lavry lo as dens. and Bah aset utested a
panhud "Ad' fad IanNs sats hekt al the
fem
- We andar altroe sk0 reute netwoelng and
ormbos ammen; las n ~ras
la kansler
aaent fenne Brotnepron* lo the maker hands
Tet lan ginefany re pad from ~ta ansees n
M.m-tur lund and a a Teed dollar ~sn bred
On ON. rutt« ol accounts a ta tatclubeleike
~g ~ofl lunds ot tia lad losy
• f addei:n to conresears rectind na0aevtion
vas te saSe a diarbution of not), («mins and
Vet ~Mened end nest Wca clae, we ala
as "lde rmwe enn skanna nacensat on
fram rnrey ol IM rosene osman« ~nano
te arrut, antracts, *tute d the narra
0:1TP~ «$.V~ Of te unn enseamem ~ti
we ~rikke
•. h ~len to canerracers rritmai from the
asehase and salt of Neenhants kadf, we anda PS
OH ål* ieceie ar essetawed revenr ~og
pusene« lian tatedgwe &Stake as well as
itedn? (Or led'S devekverent. tramp and
edmiton
- Our ålt hen ros ranet tradig 0:MniCliorn and
ota casvetenaton Iran ~bar &Ladt ard narra
~In
V...0,* ~I
~barket,
- We rekne an mua, loe from US Brie USA and
UBS AG Stad tid Benna eas to 525 pr anane
~Pag to the badsurde !hb IIBS Bad Sne.
trarrni.
~erne
efornrodon regadrrocannenre and ah« dage
narra] is corned on dels te <do-tona trade
indvelna opecn tranwebein helsen raluded
ccerfirrnaban pennal* f orriched to you. sid tell te
Proaded ro sto vantsfla, onreg.nn
Altan eling
yna e• .ngiritd n shon sang a sengty. yota mai
rnot e 0w9e 6» to «glan bortover» fost. fa /hr
PSOCUllf seint/
Open arden
feassing open or *gaod i ascarneled* adm ltd
neie nal ~utad by the flataneen daft open buy and
sel sko ackrs re ~cd ty tie snart al chedads
«or On an oodnnkrgit cf n nr dro ude%
iminictid ~vitt tyyw you re ~Me
Ia
tiders la aeeunyed de by0v fakte to <åma
s'nung asOn Oden
Prineg
To «stana <Ny 01 <V Cgraol (len Prnevy fela.
oicee cand yees inarroal Adv« a ve( øv welmee
- S.eS rivalar Sanses o mi a brk The RMA, flaren
SOriKe. Accourn KA end BUA ro bcokerna
.KCOunla anich pronde KOM lo bring seede ad
pal" Itnasys namne Per. *blaud bane
and oter trakta" baralt andpremie rens so
~une and annucygrodsit it‘u4d ty inilildeci
twdesarty ~ente «mesanen tea* ensurante
autay vetereSines of ISS f handse Senke lx.
- herserwin, nam" ard snu ty producis
- Nat IDK ecued • Ho bra osar"... Me kne ytte
- LMA team Maracasen« Account Bunns
koneCn A(COVO BSA, adlA.nd nternatonai Rena
Llansaerrnt Anar! arr<y,l«eat<mcamakta
UBS 'treut Savnes ta
- VISA K arpinaadaad<alak ond by Via
Mana. enr Sam Alfantron and stod reir
lanse Tim. VIS Vsa trede urd, ai the 1.85 Vita
debt ards X sted by UBS Banl. U¶A wah
pennisson Born Veu U
orpaaled Ale:alne
flaneria, regnwed traiernaks, fane made ad
ragnared unnt ~te re of tas nrepecten
~pange.
Un uranull Service Inc
rov 201711
SDNY_GM_00324540
EFTA_GO I 9731.5
EFTA01306813
UBS
UBS financial Senices
emote Wealth Management
299 Park Avenue
260. Floor
New Yak NY 10171-0002
ANSI0006316eit OSillOca lei 0
Business Services Account
May 2018
MAX FOUNDATION
139A CHARLES ST
APT 233
Account name: MAX FOUNOATON
BOSTON MA 02114-3252
Friendly account name: MAX FOUNDATION
Your finendal Advisor-
Phone 2 12-821 -TOGO 800-3013-3140
Questions about your statement?
Call your Anancii Advisor or the
fresourceline at BOO.762.1000.
account 029023661.
Value of your account
on N:nl 30 (1)
on May 31 (I)
Your assets
1,244 45
1,244 76
Inatome wiebsite:
www. cbscornifnancialseneces
Your liabilities
0.00
0.00
Value of your account
$1,244.45
$1,244.76
Items for your attention
, Out office at 299 Park An, 25th floor
will be moving to the 26th floor on May
18th. Our Branch phone numbers and
your account numbers will roman the
same.
Tracking the value of your account
7,23112
5.230.2
32382
Dec ION
Dec 2015
1,2437
1,244.5
•
1.2448
•
Dec kite
Dec 2017
Ala 2018
May 2018
Sources of your account growth
during 2018
Vake of your zcount
arse*: and 2017
Your IntStrrellt MUM:
Olvilend rd
interest name
Change in
market value
Value of your occourt
on May 31. 2018
$1,24325
S1.51
$000
S1.244.76
Member SIPt
AnP700020C0581641 M•700006455700031 0518020800000
page 1 of 6
SDNY_GM_00324541
EFTA_00197316
EFTA01306814
T BS
Bmay
usiness Services Account
Your account balance sheet
Summary of your assets
Value on
May 31
Percentage of
your aCCOLIM
A
Cash and money balances
1,24476
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
MAX FOuNDATIOff
friendly account name: MAX FOUNDATION
Value of your account
$1,244.76
Your current asset allocation
Total assets
51,244.76
100.00%
A
Eye on the markets
Index
S&P 500
Your Knoncial Advisor:
212.821.100O800.204.1140
• Cash and money balances may include
avalable cash balances, UBS Bank USA deposit
account, UBS FCC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances. See the lmpottantin formation
about yaw statement on the last two pages of
this statement for detas about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on May 31, 2018
3-month Treasury billy 1 91%
One-month LIBOR: 2.00%
Percentage change
May 2018
year to date
2.41%
2.02%
2.82%
2.55%
-2.11%
-1.19%
0.71%
-1.50%
ma70002000Sel 642 W7000064557 °CCM OSIBCCC000Ca
Page 2 of 6
SDNY_GM_00324542
EFTA_00197317
EFTA01306815
SUBS
Business Services Account
May 201.;
Change in the value of your account
Amount Barna:
MAX FOUNDATION
?deadly acOlellat on
MAX FOUNDATION
may ma 1S1
Year to date (1)
Opening account value
Dividend and interest ixome
31,244.45
31,243.25
0.31
1 51
Closing account value
$1,244.76
$1,244.76
Dividend and interest income earned
foe puoOses d the statement loatiley of Inktesl and chiclend Income has been delerertned flan a vs
tan noting persperlive Based spon the residence of the amputee holder account Uwe. or prolict type.
Ion* Woes, ands" that ncl MornentS enter not be Pad 10 tented SUSS (US) SOO Nina PRO (M)
Worm uses The dere rolOnthly patents k roe Intended lobe used ant cannot be relied upon tor la
WWI'S (lent: should ate, to the arilbable tor emorbng forma they mein loom UBS ennuis., such as
the foam 1009 and the Fan 460. foe tar reparang sofa:rota n is IM practice of UBS to fie the
apt Wee to repOrIng loans velh the US Mena Revenue Se nt< and PR 'Maury DeperUnent. and In
such forma monkey cLusify dvefenst ardor orterra as tat exempt ar talk more. Hese parehtt yew
indudual lac prepare/.
May 2018 (SI
Year to date IS)
Cash activity summary
see Account acnvily the montnIce
&tart*e in your Sweep oplos ate imucerd in the openrg and
dairy, la.lanon vita FDK incurance *pin to oar's at LA% Bail USA and at Palk. palcipaling in the
UBS FDIC enured Deposit seogam. n does nit dopey to &eosin ai UBS AG, Santoro Et arch or tank
ckpOsetS plated through the UBSInlernaidnal Deposit Mcount propien. SIC protector, 4:0es to rroney
inMet sweep fundholdngs lad not bank deport. Sc. Important information *boot your :Warn*
the
IseroPaaes of tees ckennent for deals
Year Naaacial Advisor:
SCOTT STACK MatilytE CASRIEL
212-821 -7CCO800-303-3140
May 2018 (5)
Opening balances
31,244.45
Additions
Dividend and interest ncome
Year to date (51
31,243.25
0.31
151
Total additions
Net cash flow
Closing balances
$0.31
$1.51
50.31
31.51
51,244.76
$1,244.76
UBS Bank USA Business Account APY
Tanabe interest
0.31
1.26
interest periodAor 6 - May 6
Total current year
30.31
$1.26
Opening UBS Bank USA Business balance Apr 6
Prior year adjustment
0.00
0.25
Closing UBS Bank USA Busness balance May 6
Total dividend & interest
$0.31
31.51
Number of days in nterest period
Average daily balance
Interest earned
Annual percentage yield earned
11,24445
11,244 76
31
11,244 45
50.31
0.29%
Aha70002000*160 NeT00006eSS7 OCOOI OSIBUCCOOCCa
Sage 3 of 6
SDNY_GM_00324543
EFTA_00197318
EFTA01306816
UBS
Business Services Account
May 2018
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about these objectives, disagree with them, or wish to change them, please contact your
Financial Ackisor or Branch Manager. You can find a full description of the alternative
investment °tittle/es in Important mformatron about )our statement at the end of the
document.
Account name:
MAX FOUNDATION
friendly account name: MAX FOUNDATION
Your recent objective:
Capital appreciation
Your risk profile:
Primary Moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost base default dosing method is FIFO. First In, Fest Out
Year l'imeadei Advisor:
212.821.1We 800-303.2140
Auf700020C0641644 Nr/0000645570XCJI CeleC0CC0Ctia
Pege 4 of
SDNY_GM_00324544
EFTA_00197319
EFTA01306817
UBS
Business Services Account
May 2018
Your assets
Amount name:
MAX FOUNDATION
/Amnia, see/sm.* nos. MAY SCA MIA
Some Orecl, vtdne ald(wrcel values shown may to asoccionvilt As
gam andlosses rna/ MI
be tonsiatly reflected See important Aformelecn Mad ivy( stetemera a the end ol ths clxurnere fen
nye adormation
Cash
Cash and money balances
Can aril !awy balinon may Muds avalade cash balanOt. UBS UM USA atpant account balan(ts,
UBS F PC Insured FroganEtank &fames, UBS AG Stanetota Bunch deposal account balances andmoney
nlaAH muula lundswetp balanCes
Ste the Important ofonnolon about)our sweat,, at the end of this Oxman, f0 detals about those
tolancts.
HMI ng
Your total assets
Your Financial Advisor:
1165 6.01 USA ald all ups Tout insured no/onBank deposit &taunt Waxesare Mooed by the FDIC WINO
amicable unit tan are not prattled by PK UBS AG Stanford Branch deposit xcount balances ale not insured
by 10K and at not protected by SrFC PAgekky market sweep 03161(61 ace protectedby STK but ast rot nuttedCy
the ;OK
Opened balance
closing Mince
vibe per share
Avesage
'd'Alene/intend
Days an
ell 1SP/ IS/
on Kb 31 (9)
on Mar 31 (S)
rat
Pencil
penal
Ckp anutit (S)
1,244 45
1 )44 76
260)860.00
Percentage d
Cost
BMWS
Weaned
Value on may 31 (S)
you. account
bete (S)
annual inccme (SI
ban or loss (t)
cash
Total
Cash and money balances
1244.76
10000%
1.244.76
Account activity this month
$1.244.76
COI rroe information atout tre pikemalut Mora for resinctedswuntes, see Amportant c(orroarron aboa
)co( I:genteel at the end of this clx gram
YOUI
OUV/61)/
Odle
ACI66
Description
tkperise coat
Face Mot
Apr 90
May 7
interest
May 31
Closing cash and money balance
$1244.76
100.00%
51,244.76
;mevalve It)
cash
Cash and
"mum 01
money balance (V
Cash ad money balance
51.244AS
385 BANK. USA BUSINESS ACCOUNT AS Cf 0904118
31
1244.76
AP4170002000tV 645 NP7000064SSI 00031 0511343C0CCC000
Pape 5 of 6
SDNY_GM_00324545
EFTA_00197320
EFTA01306818
*UBS
Business Services Account
May 2018
Account activity this month «onbrived)
Account name:
MAX FOUNDATION
friendly account name. MAX FOLNDATION
Your Ilneaclai Advisor:
2s2.820C0C600.103.21A0
Cele
Attrety
CrelettelOrl
AteOraill TS)
Money balance activities
Apr56
Balance forward
$1.244.45
May 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS CO 05✓0a18
031
taw 31
Closing YDS lank USA lushes Aowunt
The UBS Sett ISA Bans{ Kr:WM it yOre pemay Artert900h0e
61246.76
menommosel 646 NP7000064557 00001 Certe 00=000
Paco 6 of
End of statement for account number
SDNY_GM_00324546
EFTA_00197321
EFTA01306819
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red by lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ IOlhal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur. V realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho WC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRt, *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00324547
EFTA _00 197322
EFTA01306820
Important information about your statement (COBIllautd)
Lando, Mformation
detailed infennaton en the Inn's ~radices
ad dulcons, rake to you Clere Reece-shy
Agne.min a Adam &Tremors and the General
Tame ard Conduces. LES Bake-rent of Crete Pfat
eval.tle in Ag~efill and Ovdaseses
szynebtamataaMaa~
Yew ants
rev yearn Oman inseam and other assets head
n the taint al the end of the statement penal You
mat xi for dekayd bury paid seat-4,1sta-, Erne
you nue, went ~net used as loan oaten. attar
payng any balance Ate en them Ary wastes
hindered to Maims card the stae enn prod are
Mod at meld valued°. the end at the statmum
pored
• Coat Oa Is damming Meson base el tee
~MK included It Ira ila~,
whew nicased
watt the realitet' V LES IfkbleillSeKtS ha/ relied
• nformeen <Maned from »etas other Man UBS
Fnancul Semen. mkedesu ~Malian Imes mother
Inn or the you may have Fronded to year Financial
Mawr. The Fern does not ndepardintly v.* or
~min the dandy« wad ay et arry eedmaton
~city
oven ohm than UBS 41~41 Sanetee
alders although LES F rumeil SI!~ rear*
~es
Ms en:redion
Millsfe(01.44 the hen
don 4.31 crow* any asserted that the aliantlfta
under 'Coll bass' and 'Urine:el (tailless' is
accurst as of the date d the staternere. As ads,
phase dalnot seh on Me tvemast to mew
wahine ce Nit <Moon. for a. Pftaaa
~me
Accounts Mrederted tote Inn may
roll«, gar/be airmen, only fa te prod of
tens they se hett at ref" are heilorcal
Sonant<anb aeJty p0d fa aket Admot
• Unrealized genalliase Whendata is malabh,
es:~
dreareeclsaanerbsos av calculated foe
Mudd? sectary Ms Itse timid', on data tot
dectol bef may a Ina/ na etlieticarmefira
chmaes ardor sdunly (cony-radial esenb.
Oirdend and other investment hat and spunne<
pucks e lots are each ontesed tor:holy One
award lot The lode date' edam prinents Be
creime kamacton bada dale
• Cabbie adeIfilieg Bonds red ordered stock Mat
Ow raUM fah for nth redaction win be selected
~ehbylot Iran In.419 a seomlies a Me
loaned n our name c< n norm» name Ice od
dams Cal Wive rdorrnson es dewed hom Mid
Parties and as dn.:icy., not pammteed Other call
leans may enel wheh cold allot yield, ornplese
aceme*, ad be pion derd damn-quest
• Cenercates of deposit (CDs) COs ate ECK nand
tale 12 S0,000 n pinion, and duvet/ merest pee
devotee and per depastow entet
re xcerclano
web Inc ides
• Rank*
NKr, deployed la wart*, and other
~Is
may be heta or tower this the pta the
yes would labia* recent a P4 make Pros me
<blared I rem vanain Yvd party sans which at
baled to he relate. ty we do not gateroe ter
accuracy
- We generalfrsee tie closing take *hen avaiable or
the ~of
the dad and al. pekes lor Sited
~in
and options a onhbd prices lot OTC
tearein
- Lew him* traded smarts maybe deed tong a
valuatcn mode a
woe recent free we
cand and nay me often maned malet pro
a old
- CaftanGovt.:to may >Pp« wehail a rue ard
mil town 'vice Mil rot ~We' B we are
Le-sable to dean a dice fora womb/
- Deposes a senates ~mad
in <waxes
aha than US dollars se <enacted at the enchand
rate as cf the steamer& date
«dal ICKL•4*, tradng es rendatertnty
anion-man" pro and aura" dace vale> my
haw been /darned to f apes* proper yeomen
to <bon artam vented, whin malt*, contact
you Financial dØ
• Private investments and stew:eared product&
Private ~amen. winters (n4:fro deed
WSW, alpogren and ~I stade noti~ bust
mites) and 'Mended Indicts are gendabe holdt
dkead Certan etructs.nd golds haw not been
registered wth the 5•Itsta and fecharge
Commend's< u-dar my nee eacumec um We
vovid•eslenaisd vakes for rendro nehtmeet
secures and ~red
products la raormaldnaa
PaPows fay ikons), ono' guaranteed
- These ~rm./de«
vide/intent Iron dos, 4
any, a *NM a anti «renmen saweya
shieldedproduct mer be~
a sold and do
not tvevy reima« the wan ycu my reiew
tern iqualtam,
- Dwd parry menses of val av ac
annan
date rd are stapled so UBS Inane Setts on a
regdar bast by an ncliperdn »turion tern
- mug, generalpanne a sponsor estimated wads,
my, are adwaSed to nemne ty the MU«.
Sonalllartr., a 14:.:~( and 114y be fabia.:1
lTlYed al Older. nlommon Iron Me wed by
tied panes t0 darre foe awned. valul
- You can °bum ~one nlameonregardng
dro mehodology used to ~amino the again cf
raga rd the date of the rikrteuten the is the
bans Sr the erne by canoeing yoke f rimed
Admor
- Thed party donated wadi maybe olketeid
'Nat prated' n Witt• al IlltalCerk ...ten as
eidependent villion Inn has net suppIed a o
unable to assign a vale, nhensw trident awe
*damsons" ewes has darted hat ma/ calla
~reported
wad into pardon, or when a
vets nodd be Ng** Spia4tIS dat to the naive
of te adunty
- Whennod-re an tsar, general partner or hams«
minuted vibe mg a tedparty vannled vale
Pourtle4 the valued the wciaBY wale4nd.«
hone ts pueluw pm*
- 'Pert« ern to date' may «lode rationof
capital, ixcent or bath
- 'Oriursal une etc' reptearn the mid ceding
pee pee vedr and may nee oiled yw cot base
▪ CO and dented KIT wed am are not Wed«, a
naboral wanes exharad, and are pinsery
Axel and awn I they on be sold the do
re.nrtd env be less than the per that «1~
',sue provided nthe attars statement
• Red:~ securitin Reverted writes general/
ate ma aviary rag.* la pub k see WS Bronchi
Sfni(14 via the mate peace d the deadheadMa
el IN alit Satt at as snouted aloe la the
redacted pod for potatoes of rho stanset or4 To
the awed that restetedscosilin are Niverk lee safe
Be ea/moored maybe sdelantiely less than Be
rearled valve *awn
• Eal (en.~
insane. omen% Fwlb and Ma
An ea-maned mn-d «dn is bawd on current
deeded and inland ram, moan? Me fant«wit
be held la one yea from ~emit elite se tend
inevey lhirs dune. n on a Tackle& 'tardy
and contrasts' income ma not guaranteed
- Fernated arrual noire and Parent yield It<
(Maneten of sewties could include &Moan of
dame or capital gar, n !Mich tie the ell
nerve (ard Omni web) would be owerstated
- act awed Arndt income trel parent yield Ind Ow
actual incense and yield fort be bed a Wee
Mandy ntma(d snorts
- an
*sonata of
arnuaked nor. klandend etas
amend) dead by tee prom mate
vdatinda» balance bawd merle tatt
• ~Kt parlOill made bi the med rand
secur~coses u
brake ceor
yrte
•
from Pe stal~ doe or untilmany,
Accvacy
CC« inted yield tee not Termiend
• Adds not hold byUKFinancial Senior. Caftan
assets re no: hell by the Inn and rot with Me
levis postmen« canon These ands are
displayed on yeas Pawnee for rtormatord
papaws day. Postern and ohm presented are
provided by the 69.010) han UBS Onna Servos
not rasp:ea. for era steno, and dos not
guarantee its >mew/. The assets are rot piddled
by SPCA the fners stahnsental
<overage
. Reveran sharing end addkiranal semPalreation
- In *aim to tommesimen sales mi l2b I foes
maned n Vaned en with the dotauton of mewl
hid, to cur dents rev at
as aghast receee
revenu Mang parents Iran Idarba011 and«
adneen of the endue fmt Mat no all illece
~I
are based en two diadem <O1Øs (a
eie antre of sake by LES of a amnia MAIM
Ned lorry tas <tents, and 6a the asset vald •
bart<uty "Owe fend larni/S shares held al Mt
fem
- We ard w altlier also rect..e modal: No ard
ants pansarg leet n coma alicr. la bander
avert >ruses til ne %av.& to the mutual hands
Tass lees Øreryre pad Irons mend don n
Ma ~oat hind and re a lewddollar Semitt bawd
en ta curt« ol account r TM bickør-tleakr
hcali-ca nuual finds of that lend fray
- In Welk^ to <onvnissens rectirtd is seenhlion
wits the saii or dierbution of nasty «newts and
die neomort Mot deb tow clan°, Yee rd0,
05 Add° receive own* stiveg comcenset en
from envy of the mane <Øe5
~song
Me rave, orrrett, "hates ol the mama
C'anPanat Or 4:0~ of CO um ends:~ nett
wedistribute
In ~lam to connections rocwod from the
s:achase andsale of Neinauen had, we ada
Iff tat reetie et asseeibined reveror sarg
payment Iran lardShrts dintpices, as well as
»4491« WM:kw *Sent
tramp and
«la »el
- Our al lian ala receive train; cemmtken and
fl oe oandreaton from endue !deb ard Munro
«mamas whose products we diet.
- We warn. an einval lea from LES Bak USA wad
tES AG SlatfiY0 band sp t0 525 per dove
sweeping so Mt Lai. aria the WS Bad 5~9
Rogan.;
Adivity
hformation 'co-idea; ommiseat and aha Mays
hared n seinman win f» OWO-tten 0l nee;
inducing Øen tonsactons has been included on
«Simard pettecatArfurriched to you. mi Mite
Prowled to you dintlath en in"
Short sang
d ytt vevgast n short tarp a wittly. you ma/
not a O'er 6..<
<elan bonownd osts fa eke
pstioalw washy
Open preen
BoSsedng open d Tao! oltearetled* dins la
were ra ~dad by the ,tomsen date, open buy and
sell step cokes re reducedby the snow' of duvde ds
urges on realticlanis or nears date unless
nsInsved cManwee byryou You we reremble la
«Oars that set ~Mel OR toy0u false to canoe
~song <pm odes
Brien
To dean.<OVy01 as wren (here rooky Na ice,
PleWortact
inrcialAM•sa or vev w aaaOaee
a »vex uttenSdarntifrAtr
-
FainfilllSeracca nal aback. the RAA, Broten
Sank*. Account BSA end RNA are brokerage
scour« welch {rode acme to bring WHIPS and
podia legoalsarandments ...Mandated brie
and~ Midi», tonal, and provides access to
nsurance and annuey yodels issued ty INhave
thedeurty mu and canpanan lercuBsinsuresee
party addideries of LES (hackie Senkta
- ~neat, ~arc" and entity produch
- Nat IDK nand • lee bra mimeo. May lose vale
- beda tosedce Marucprnmt Account, Butass
SanerAtcount BSA, ~A and nterneenar Ratan
Mansgagernt ~St
are regsteeed em«. marks
LES Fromial Samos he
- VISA it arptaen asSerint **aid by Vea
hwneene Sande AISCalten and dad rada
lame The LES Vevacredit cads and the LES Vita
debt cads are issued by UBS Bank USA yids
permisem lion Va. U SA.
°maned Al other
tradonats, caramel trademarks, seek. marls ani
regmered ewet marls are of ter nrspecure
einpara
UM Fiend*. Serve« Mt
Ra 201211
SDNY_GM_00324548
EFTA_00 197323
EFTA01306821
ita UBS
UEIS Financial Senecas M.
Prwate Wealth Management
299 Park Avenue
26th Flaor
New York NY 10171-0002
aNP70010317730618X12Y1 0
Account name: MAX FOUNDATION
Friendly account name: MAX FCIJNDATON
Your finandel Advisor.
SCOTT STACKMAFaLYL£ CA SRIEL
Phone 212821.7000800.308.3140
Questions about your statement?
Call your Financial Advisor or the
Resourceline at 800.762.1000.
account 029023661
ifisit oar website:
WWW 4i:scorn Iruncialsewicet
items for your attention
. Help protect yourself from haul and
review bank, credit Card, and brokerage
statements regularly. Also. gel your free
credit Wort annually from
www.annuakreditreportccen.
Value of your account
Business Services Account
June 2018
MAX FOUNDATION
139A C NAPLES ST
APT 233
BOSTON MA 02114-3252
on May 31 (SI
on lune 29 (9)
YOU' assets
1,244 76
1,245 07
Your liabilities
0.00
0.00
Value of your account
S1.244.76
Tracking the value of your account
$1.245.07
Sources of your account growth
during 2011
Vake of pour Acou at
alyear end 2012
91,203 25
7;362
Your ones 'Ent return:
and
5.238.2
interest ncome
S182
Change in
323,12
marlet value
S000
Yea of your *crowd
1.2133
1.244.9
1.2451
on run 29. XIS
St 245.07
•
Dec 2014
Zoi s
Dec 12016
Dec 2017
May 2010
Jun 2010
member SIPC
AP970003001091 773197000122293 002,31 C6113000000Cge
1 of 6
SDNY_GM_00324549
EF1'A_00197324
EFTA01306822
*UBS
Business Services Account
lune 2018
Your account balance sheet
Summary of your assets
valueon
lune 29 (l)
Percentage of
your aCatint
A
Cash and money balances
1,245.07
100.00%
B
Cab alternatives
Dao
0.00%
C
Equities
DC0
0.00%
D
Fixed income
CO
0.00%
E
Non-traditional
000
0.00%
Account name:
Friendly account name: Bin X FOLIVDMION
0.00%
Total assets
Value of your account
51,245.07
100.00%
51,245.07
Your current asset allocation
A
Eye on the markets
Index
S&P 500
Your limancial Adviser:
SCOTT STACK M Ant.YLE CASPIEL
212.821.7C03800-203.2140
, Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS PM insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances, See the importannn formation
about yaw statement cel the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on lune 29, 2018
3-month Treasury billy 1 87%
One-month LIBOR 2.09%
m4170003001081774 HP7000122293 00001 0518
Percentage change
lune 20N3
Year to data
0.62%
2.65%
0.65%
3.22%
-1.19%
-2.37%
-0.12%
-1.62%
e•9. 2 of 6
SDNY_GM_00324550
EF1'A_00197325
EFTA01306823
UBS
Business Services Account
line 2018
Change in the value of your account
Account name:
MAX FOLINDATION
Pririndly account none., 12.ir FOUNDA11011
June 2018 (S)
Year to dine (t)
Opening account value
Dividend and interest :tome
51,244.76
$1,243.25
0.31
1.82
dosing account value
$1,245.07
$1,245.07
Dividend and interest income earned
rot putxnes of ties Ittlement. lotatility Cl Inkiest and cenCknd intone has Peen determined lion a US
Istu inning perspective Based won the residence 0 the actouni Nadel. aCCOunt I°
or picOnct type.
some inlered ands OntlendpasmentS rn
nol be uMen IO tinted Slats (US) 6030 PLOW RICO (PR)
lixorre tees The there niOnthly statecraft is rot Intended to te used end cannot be lead t4
tor la
Futrelef Clint; thou', Wet to the and made Inc ni:cellnutom they receive ham UBS muM7, such as
Int Forms 109 at the Fans 480. for tax starting information tt Is Ow prance of UBS to fie the
gitecatie tar reposing loins with the U5 Intewla Fterenue Sem( e aid PR treasury DesSerlment. and In
sutlers .wally
&army dinterct ardor ',terra star exerrn or tar*
exam. nese parsed your
includad tor prepare,
lune 20'8 (SI
Year tti claw (S)
UBS Bank USA Business Account AF'Y
Taxable interest
0.31
1.57
Interest period May 7 -Jun 6
Total currant year
$0.31
$1.57
Opening UBS Bank USA Business balance May 7
11,244 76
Pear year adjustment
0.00
0.25
Closing UBS Bank USA Busness balance Art 6
$1,245 07
Total dividend & interest
30.31
31.82
Number of days in interest period
31
Average daily balance
11,244 76
Interest earned
SO 31
Annual percentage yield earned
0.29%
Cash activity summary
cee ACCOLIfltartNey teka month la &tat Balance' in your Sweep Dram are Included in the opermo3 and
elccirg Maim vase FDIC among:ea:Ow to clippies al IRS Ball USA and at balks patipaing in the
UBS FDIC tonna DtpOilt Rog am. n ekes not "ply t0 CIMOSits at UBS AG, Stanford iamb or bank
CkpOsits plated through the UBSIntelnatiOnal Deposit Ancient Drogue SPCprOlengo (COG torrents
matte sweep fundecIdngs Eul not bank deposit. See Important inkrmeaton oboe/ your ifenflieMCei the
last tv0PCSIeS 0 ins doonnere for Ottani
Nne 2018(5)
Year to date (S)
Opening balances
31,244.76
$1,243.25
AddtAms
Dividend and interest ncome
0.31
1.82
Total additions
$0.31
$1.82
Net cash flow
$0.31
$1.82
Closing balances
$1,245.07
31,245.07
Voir Moeda Advisor:
212.82 I -ICC" 800-308-3140
or/000300nel 775 i4•7000I 22293 00031 OS1 8 CCCOX000
Page 3 of 6
SDNY_GM_00324551
EFTA_00197326
EFTA01306824
UBS
Business Services Account
Kele 2018
Your investment objectives:
You have itlentifed the following investment objectives for thisaccount d you have questions
about the* obiectnes. disagree with them, or wish to change them, please contact you,
Financial Advisor or Branch Manager. You can find a full description of the alternative
Investment Ottiecitrer in Important miomaatron about >rma statement at the end of thrs
document.
Account name:
friendly account name:.
Your retire objective:
Caput appradnOn
Your risk profile:
Primary. Moderate
inteoment ehgibiliry consdetabon - Note selected
Your account instructions
• You account cost basis default closing method is ATO. First In, rest Out
Your Mewls! Advisor:
.21242 I.7CCO 600.303.2140
AnP7CCO3001031 776 MI000122293 °XV OSIBCO3COCGOO
Page 4 of 6
SDNY_GM_00324552
EFFA_00197327
EFTA01306825
UBS
Business Services Account
June 2018
Your assets
Account nara:
MAX FOUNDATION
Friendly account *Amer MAX FOUNDATION
Scene pr<cs, 4xcere and «reel vaues shown may te econsnimale As a IDA goes 'xilosses may nol
be &nudely reflected. See important of ortialecn anoutiour steternene a the mg of Mt &tuned for
more pnlormarion
Cash
Cash and money balances
ban and done), balance: may encluOr avalrie cat. balmy" UBS Bat* USA woo aloud Ma*"
UBS F
Muted Rogan Bank &games. UBS AG Stamford Buren devout account báaXn and money
~el mar uil lundSyrttp baldm!,
Se the important ortonnotion »output statement at the end oa this document tot detals about Cost
balances
deicing
U95 BANE USA BUS ACCT
Your total assets
cash
Total
$1.245.07
100.00%
$1245.07
Year Maande/ Advisor:
212821-70303 800-308.3140
UBS Ball USA ~SI UBS FCC Inured RayonBank dopcot atoms* Maims art niured by the MK %MINA
atoitable lmn, to an not prcttried by StFC UBS AG Stricter Branch deposit account Nixon a* not insured
by FDIC and Me not protected by SFC. Morey market sated balances are aotectedby Sf< OA ate not rresurecity
the FDIC
Coenng Waive
Closing balance
one per share
Average
°scene mare«
Days n
On kin I (I)
on tun 39(1)
on tun 29 (1)
rare
Penrod
Deng
Grp amount 0/
I.244 76
1.24507
250):C000
Percentage cr
Cost
Blimated
Unedited
Value on /to 29 fit
your account
bate
annul income (S)
»nor loss (t)
Cash and money balances
1245.07
10000%
1245.07
Account activity this month
101 TOre informing, about tte poke value shown for restricted snu gees, sr* important information 40~
)Out Maternal et the end ol this Oxtment
parr
twisty
Your
Our«,
Description
trperrre (Ode
Face Mist
Fncervalue It)
Cash
aroom 0)
Cash and
money balance (I)
May 31
Cash and money balance
51244.76
tun?
intotost
UBS BANK USA BUSINESS ACCOUNT ASCC 06,06, 18
31
1245.07
Jun 29
Closing cash and money balance
51245.07
Are70003001091777 197000I 22293 °COD 061B GCCOCCOX
Page 5 of 6
SDNY_GM_00324553
EFTA_00197328
EFTA01306826
it;It UBS
Business Services Account
lune 2018
Account activity this month «on ipnuedl
Money Sawa activities
Account name:
MAX FOUNDATON
friendly account name: MAX FOLPIDADON
Your Finandal Adviser:
212.821.7000800.308.3140
Data
Lttioly
0,5004101
ARDOR (1)
May31
Balance forward
61244.76
ILA 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Cf 06106118
031
hen 29
Closing UBS Bank USA Business Account
S1145.07
the UtiS ear. Vie. 0.9ness .4«oum 'Out DireW1SWNDOSOM
e.W700O3001081 T78 HP7000122293 °XV 0518 OOOCCCOOD'
Page 6 of 6
End of statement for a«otrit numbe
SDNY_GM_00324554
EFTA _00197329
EFTA01306827
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red by lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ IOlhal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur. V realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRt, *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end COCO
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00324555
ErnrA_oo 197330
EFTA01306828
Important information about your statement (COntleued)
Lende, Mfonwation
cletabd infonnatron on the Erm': Øpadnn
ard duka" mk. to 1101.• fline eallonshp
Airenat ce Acorri Agnmort ard the General
lerms ard Cordicns LES
agerrent d <red« %aen
nelgble mArnmenta andOudaseses
sås, .6 k tadadtraldtaadd
rev aset
rar omsen niten snusett and aner mats hekt
n the stort ge the end of the stafetten pence% Yal
rna di la *Sari d fu./ pasol statues s tonn tene
Va, nuv («ene ~ia
used ås kricolten, rei
peing any bilane* ds an ;hm Anir unnes
Innland gol-eim, drag the Salmen pen:d so
ane] at mona vak» x of :ho end of :ho renran
panel
• Canberra In ck<rnmeng Simon bass ofte
~en indudel I, Sd gaum" erne enlicaegd
snei tener"t 'I,' ISS fristatSenn has reled
cer nfornmeen ~ned kwsognet oter lian VES
Firartet kinn..
randednn Iran anoder
Inna
yov meg have Ødel to yta linincial
Adw.or. The Favn dose not ndepenclintly venly a
'stiet the safety« vedry city
Namstan
~city
~c« aha Mn LES frared ~14
addban alehough ISS anna Serva, garn*
~es M rikneut ion sinn anerad the fan
~MI tron* any asturances tal the Mormaler
uflle '<al bess' and 'Urteeked gallariµ'
accurate
of te deed the lusernen. Ai Ø,
please dana regn
normabon to make
inhat V såle <Monn, for na inadel
o
Attcunts ~red
tote Fim mei
roarketgarna?, nornison only fa te pand of
uno ds, ro held at ref sm Mod enerosa
nearinagan tan be added ty you Hun< til Adam
• d elleed gdlaw >Mendaues ~labb,
er enrad ormakiedosnekmes ae cakulatedki•
Minka, stue bis Te graniachat daa fot
n0~
ba, fnay
nily noletlieticcamefira
dages anla sauna>, morcirizaeanewnb.
Oirdend ard setrerradderil
lett
ånd witeenec
~dvs ble are era combined lodfyrel a
pernod kg
'Tradedate' <arm presems tle
agna enst*" trade dato
• fable ~St
Bonds ard paleled stoet dye
Ile sva< aih for efelimdgeramon ida be salsled
~an, by log Iran ~eig ad tatLaldt
uha
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dem. Cal fate rikernson is cbtanx1 In» Sed
Penes rolas anane rol daseteed per
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normnsi ad be anreded Loen retuen.
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wen FDC Nat
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oblarned bes va!~ red party tastes +M.M ne
belme to be valtale bui rs do rog tatere tbc<
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valuerer modaler temon man ane nr
teed and my na nenna annal marken pat
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mk 9~ te 'orke rue not maltble' line se
~le lo dalen a ene for a searly
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it terrenet
ofse ten US *dan are rellaged at the «ban¢
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denonnnatian, pm sd kartry (In vals> my
hiva bet, acjusiod to fankat onder 'akaier.
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pta frnancial d4ina
• Privat invafttneees and steuettred ~dugt.
Ymse investment 'Kanin (exkelny dred
Netpr an poeten sd rep nute nvelt~ snet
savnes) and striskeedpeoducts ae omn", harv
dkaad Certan ctrunised typisk hase nat ben
reanterod wen Ild Seatlit5 ad Exchrge
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prowde estensed valsafts anar, ~Snu«
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dale alenerase Iran anes, i
ad, d viekh aaaate ~ment atosity or
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lata taus:Latt&
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date sd are saka] to UBS inatol Borven on a
regla bast by an ngl~« alution fan
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d av me sa;o5ed to fata Fim tyte Muer.
graraa pair' a lada( ard tty be <avdal
basal an «Istra 'lor son lam dug med by
tud pines k demt innestengte. wilues
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ta mshodologa used to damens Se «tenne cf
vals and the dat of fa nknnatianthat a the
barn kr the trau» by meining >ca f ~ut
Adnor
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radardart vattes Inn Mel ~led or et
isuble go nsØ a valse ~en
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prenarnreported raka sno cnesban. c< »hen a
vals naJd be Ngigy 5p4CulatMcb. to in* raun
cd the aaunty
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an to" general partner or sponsa
mailed vals ra a thvdparty tvmad vals
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sapital, ixane or tart
-
une ute' reines the ned alten,
pote per ire and meins (eika raa nyt bant.
▪ Dåe sd isletter! Kli lensens era na latdon a
~ond safiren enhariae and are aneraW
ilkked ander« d tty can be sold the p.a
rraned mai ba loss Man the cor stae emmated
"ut crovded n the accast *Sement
• Ren:~ ~itlen Reantodscarilers anna,
re nag oneenbr nøle la pub k ;Se LES Anancial
Sirad da thernaket poce d II» inicnctidaak
ot ta idd «d a alt enputhi ah* lo< Iht
resirced stødt for ~oses or riva Staten+010AY. To
te eten Sml rest cted kortes are etat* kr sak
te va/senen« maybo ad/sund t* leµ "in me
vri:AM(' vals ,fran".
• hl ~Mas«.
oms% eiet* and rete
An esinvne ol sn-el ren is baud on <urnnt
driderd and nafta ram, auing the ~inn vid
bo held la or* nr frem ItatneA date sand
%sanna% nent a galne. a< easy
and coreguect innen ro not euarantad
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<eden I
of seo.etis toold include navn ot
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be Cmentelltd.
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anen' yidd ird
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magis) babb ty ds <unen mann
varanapp belma* n base! ai Me Lan tindene
a rand parre« made bi the mus and
non. the iecur~taases
be Ida kr re
>ex from te
tial
deo ot unt rnarty.
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auet ro na: hekt by the i ne and ra *dd the
Fridt ~Mala anta Thore essets n
depbyed on pat nattnut fa rtormitora
paprors cely. raten; and aksa protona:d at
prondad by lit Man) hevn UBS aninga Savene
not resp:able lei the ~dal
and das not
gisanget ilt
rxy Itaie asal% an rot psented
by WC c< the Roret~ental WC covera?
▪ Renna ahating and addkieriel swerennieliart
- n addeisi to corrreesions on seks sd 12b I fots
mened neonneser wid Ild ~kan , of "hul
knis lo as <langs et andra w dia» rotert
moens 'ang pairnerns Iran attritdon anda
udrest ot tit en-Guffifr& mat ese ull Nase
mo" ~base! on Ipso dekn« tana:nam (a
te amtet of seks by UBS d a pubcblat ~Al
kn' Inry t ose <Ilda and 6a the asal valsa a
tsarsutt, "As' kad lanntil 'ham held al te
km
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forman
aaeM
ts gama lo the ~vil hands
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andres le•tildolbr
bawd
as dt rutta Ol
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biddd ~dl lina a
lind favn ty
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rectired nornhlion
ein the sal'« darbugion of ~ty «nen ard
ant rnestreire hol tenk toa; aen°, eie anda
as Slakne taters tern ddr9 soscenssetn
from ~yd the ~ene cent:unn ~wen°
arnity<centant, "hates or the renna
amllann ot sportas of Co unn invonmem arm
we ~naua
•. h ~Inn to ammesans ra...adfromSe
r:aglniva udsale of Ne.t5hanes
at anda Ca
Midd tatla an assieewsed revens dyna
per« Iran eardShrts dett sets, as well as
firdn9k• Intmabpr de~rNet. trena, ed
terata
- one~s
SÅ naive trade.; ~siken ad
ott
cca:ereatcn Iren endup firt and snussva
«moses ~a prodscis eit darb.n•
- Wo nates an mua, loe tran Iles Brk USA ad
LES AG Santal baud
525 ps xcarn
sysapno sa Ove bant urde de ISS Brd 5~19
hogarn
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Information 'egede.; canninecen and ah« (hages
narr.] in torneson rat. the ettion ol bade;,
'(tidag adtd tanattan halsen ,luded
(smitom paveatAr furrshod to you, ad mfl te
Femdel to >da vonlian/an isdag
Short
d yta ae agered n thea uling a secitly. Sota mai
not*dage 6» to «dan bonown)Costs fa /ha
pstkulw stort,
Open arden
BeSlsolna open a '9:od Iddraded* «da tit
dat ral aottuted by the satanen date, open boy and
sel stedan:kr: re 'tolud by the amtst d chidends
«ravs on an ordndenis or n °tnt date unlits
nsIn.cladi ~ne
tysta »a se ~slae Ia
daa KM are ~gard da to~ talte to tanet
~song open cedere
• na
To dan", copy ol
(arta (lent vist Na a.
ante anst nis
Musa cr va ta webite
www
'sle. fon,
- Iss famnar Senxee rol abers. bleen,, Sneen
Sonkes ÅCCOSIIESÅ ard SVA an beden,
scounia
ptende Kan IO bring sann ad
geocists evasynauntsrens Mal *blaud bris
soloter throkaaty tonts, andlan:min access to
~une and anret
euu4d ty "Miksa,
t eny vi norne «mesan lerco,ninsurance
peng anzbinsof LES f hancial Senkts
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-
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UA toskne enmora Account Bussen
Salat, Attan, BUL ~A and internater..., Rasane
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LES FromealSmwes Inc
- v6.4 it agadal daanutt omset by Via
trans~ Sårna ~cuban anda:ed u-rk.
Kent tit eISS Vsa <redd gards sd the ISS Vita
debt tsch
essued by ISS Bant USA weh
permisson BornVag USA ex
Kaperakt Atalt'«
tradonarts, reoaned sa:knark,. unte marki ard
nardered sannemakt re of ter hex:eden
dridand
UtS Figandal Serien Inc
Per 201711
SDNY_GM_00324556
EFTA _(N)197331
EFTA01306829
*UBS
UBS Financial SMACK Inc
Private Wealth Management
209 Park Avenue
26* floor
New York NY 10171-0002
ANYXCOSINS1707113 Yi 0
Business Services Account
July 2018
MAX FOUNDATION
139A CHARLES ST
APT 233
Account name MAX FOUNDATION
BOSTON MA 02114-3252
Friendly account name: MAX FOUNDATION
Your fi sandal Advisor
Phone 2 I 2-821 -7000 600-30B-3140
Questions about your star/more
Cal your Fnancii Advisor or the
ttesourceline at 800.762.1000,
account 029023651
Value of your account
on lone 29(5)
on Nly 31 (5)
Your assets
1,245 07
1,245 39
that our website:
www tbs cow fnanoaheynces
Your liabilities
0.00
0.00
Value of your account
$1445.07
$1,245.39
kerns for your attention
• Holp protect young) horn fraud and
review bank, credit card, and brokerage
statements regularly. Also. get your free
credit report annually from
www.annualcreditreport.corn.
Tracking the value of your account
7,33.2
5,2362
.2382
1,2433
1,245.1
•
1.245 4
--•••
Dec 2014
Dec
Dec
Dec 2017
kin ions
2018
Sources of your account growth
during 2013
Valid of your account
atsNit and 2017
Your mestrrent return:
DivaNn0 era
interest ncorne
Change in
market value
Yam of in =court
on Ad 317015
41243 25
32.14
$000
$1.24539
Member MK
APP700320006033I 7 NP7000064t 46 00031 0718000000a
Piga t of 6
SONY_GM_00324557
EFTA_00197332
EFTA01306830
*UBS
Business Services Account
1..41y .r,'.:,
Your account balance sheet
Summary of your assets
Value on
July SI IP
Percentage of
yellf =Cu-t
A
Cash and money balances
1,245 39
100.00%
B
Cab alternatives
0. 03
0.00%
C
Equities
0. 03
0.00%
D
Fixed income
ace
0.00%
E
Non-traditional
003
0.00%
Account name:
MAX POuNgATIGN
Friendly account name:MAX FOUNDATION
0.00%
Total assets
Value of your account
51,245.39
100.00%
$1,245.39
Your current asset allocation
A
Eye on the markets
index
S&P 500
Your Amanda' Advisor:
SCOTT STACK st oottxtE CASPIEt.
212.82 1.7000 800.203.2140
, Cash and money balances may include
avalable cash balances, UBS Bank USA deposit
account, UBS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important formation
about )01.01 statement on the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2018
3-month Treasury bills' 2.03%
One-month LIBOR 2.08%
Percentage change
July 2018
Year to date
3.72%
6.47%
3.32%
6.64%
2.47%
0.04%
0.02%
-1.59%
le ral000064I460000I 0718000000001
P. 2 of 6
SDNY_GM_00324558
EFTA_00197333
EFTA01306831
c*1UBS
Business Services Account
July 2018
Change in the value of your account
Amount name:
MAX FOUNDATION
friendly account none; MAX FOUNDATION
hay 2018
Year to date IS)
Opening account value
Dividend and interest income
31,245.07
$1,243.25
0.32
2.14
Closing account value
$1,24539
$1,24539
Dividend and interest income earned
ICU P000115 OP thS ,dement tacatillty of MIRO and <Marna income has Nen delerenned ho'n a US
mar iecatirg Respective. Bated won the residence 0 the account hddei, mount twe. of molar la.
some interest MOP Ovitlerlig payment} May nom be suzieri to United Slat, (US) arKtdr herrn FRO (PR)
Oxon* tan The (here monthly gait*** is rol Intended to be used mi cannot be MEM wan Sr Is
Ftfriaatet. (lents She'll', WC to the Rd cade tat reporting forms they WOW Iron UBS mealy, such as
the force IRA at the Fans 480, lot tax rep:rung 'Man ac., n is the practice of UBS to lit the
cidicatle fat (epode"; loans him the US Internal Revenue Some aid PR 'Rau* Del:Want and in
such tarn accwatdy azary deters!' an CC 'Meter as tar earrid or tar* near* Item <emir yam
Indndual mar pedal,
Arty 2018 (SI
Year to date IS)
UBS Bank USA Business Account APY
Taxable interest
0.32
1.89
interest period AEI 7 • Jule
Total current year
40.32
$1.89
Opening UBS Bank USA Business balance fun 7
11,245 07
Nor year adjustment
0 00
0.25
Closing UBS Bank USA Business balance Jul 8
11,245 39
Total dividend & interest
$0.32
$2.14
Number of days in nterest period
32
Average daily balance
11,245 07
interest earned
10 .32
Annual percentage yield earned
0.29%
Cash activity summary
Set Account actwny tnu montnIcg creak Qiannt in your sweep °porn re fncludrd in the opting and
cluing mans; vita FDIC incuranceappbes to depaset at Sc Ball USA and at harks pal copring in the
UBS FCC hltire0 Deposit Progan, n does flu aPOy to (ROOS al ufrs AG. sworoto &Nth 04 talk
CkpO9t5 ()Wedthrough the UBS InternaliOnal ['cowl ACCOunt program, SIPCROteCtich apple: to money
rnrket :weep fund h:Idngs M not hank deposit. See Important informabon *booting( :tatenrent cn the
*St nen/Mt:of th1Cbgthent for clean
hey 2018 (S)
Year to date (S)
Opening balances
$1,245.07
$1,243.25
Addttons
Dividend and interest ncome
0.32
2 14
Total additions
$032
$2.14
Net cash flow
50.32
$2.14
Closing balances
$1,245.39
$1,245.39
Veer Neeocial Advisor:
212.821.70001 800-306-3140
AnD7C00.20C0:198I9I970000641460CO3I Olt 80XMCCO0
Page 3 of 6
SDNY_GM_00324559
EFTA_00197334
EFTA01306832
SUBS
Business Services Account
July 2018
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about these Objectives. disagree with them, or wish to charge them. please contact your
Fnancial Advisor or Branch Manager. YOU can find a full descnption of the alternaove
Investmenl OtiecliveS in Important informatnan about )tic o statement at the end of this
document.
Your return objective:
Capital appreciation
Your risk profile:
Primary - Modwate
investment eligibility consideration - None selected
Account name:
friendly account name:. 1
Your account instructions
• You account cost base default dosing method is RIO. First In, rest Out
Your Itseadei Advisor:
SCOTT STACKMantYlE CASRIEL
212.82I.7OX180O.3O3.2140
Ann :0320305MM Income 14600001 071803CCOCCAO
Page 4 of C
SDNY_GM_00324560
EFTA_00197335
EFTA01306833
Business Services Account
*
I JBS
Your assets
Account name:
MAX FOUNDATION
Friendly account nmv:MAXFOUNDA11ON
Some pogo, +none Ong «roll caleS Ogren may te ~ornate At
pant anatomy mat not
be sonnet/ reflected. See important olormaarn about put gamma+ d the end of ths &cornett for
/wee Fotfumation
Cash
Cash and money balances
Octant/ (Roney balance. may ..xla avatage can balances, itEd Bank USA ~sit account balg,"
uBS F
Muted RoganMN Markets uB5 AG garnIord Bunco *boot account Ganes and money
rnykel ennud lund swetp ~Fes
Ste the mfpo(tant 'Atom anon *output statement at the end d this document fa *tags about Cost
Winces.
Your total assets
Cbering Cage
Clow.; bgaxe
on Jul 1 (I)
.31 (t)
1)45.07
1)4539
Ydue on )u131 (1)
Your Hammitt Advisor -
212-821-70203 800-3C6-3140
UBS Palk USA anddl UBSFDI insured Fenian Bank (Want arodint btléreek are Nutted by Ine FDIC valhin
confide I mil. EN are not wooed by SaFC uB5 AG Stanton' Dawn &Bain account balances ate not tours:
by 10iC and an not ranted by MC Inomy market sweep balances are pedetted by SF< CO ate rol witted by
tne FDC
Pict per snare
Average
ancIendInléres1
Darn
on sul 31 (1)
ree
period
penal
CA> annunt 0)
250)000.00
Percentage (#
Cost
Blimated
Unedited
your account
bans (t)
enema Income (SI
Onorlon (5)
cash
Total
$1.245.39
100.00%
$1245.39
Gig and money balances
124539
100.00%
124539
Account activity this month
For woe infortnatIon about de pig« value %Bonn for minded se.cu at" see »portion ellomparm, abota
atemeit1 81 the end ot INS et< imam.
You.
Duality
Dale
Actinly
DefInplion
entente code
Face Mtn
Met 29
Cash and money balance
51.245.07
1u19
I ntoreSt
UBS RAM USA BUSINESS ACCOUNT ASCC 07/06, 18
32
1,245 39
lei 31
Closing cash and money balance
FncelValoe
Cash
cash end
argent 01
Irony balance (f)
51.24539
AP.70002000669€21 Ne70000641460CO3I 0711303O000COO
Page 5 of e
SDNY_GM_00324561
EFTA_00 197336
EFTA01306834
*UBS Business Services Account
July 2018
Account activity this month «ontinuec0
Dee
Jun MI
Balance Inman!
AA 9
Deposit
U9S FANt: LISA BUSINESS ACCOUNT AS OF 07106118
032
Clown UPS Bank USA Business Account
The UBSSOM USA Da nth A<ONAI ,s yOuf Di may %WithCOON
Aaount name:
MAX FOUNDATION
friendly mount name: MAX FOUNDATION
Minify
°nook°
Your linandal Advisor:
SCOTT STACK Man LYLE CAW°.
212.82 1.70001800308.31 AO
Mount IS)
6124507
Money balance aalvitia
1124539
Asp7O0O20OO969622 rompop6moccopt 0716
►ogo 6 of 6
4)3er
End of statement for account number
SDNY_GM_00324562
EFTA_00197337
EFTA01306835
Important information about your s'aiment
ISS Fnimial Sire« Mc, 0he f irm ce UBS finreir
Sorvema, t amambrd akprropYØy, coneccity
and options exhrge Ut Frontal Somas end LIEIS
Bri, USA ana raire« tbsdres ce ISS AG rd
e nef of LUS S'aide 11C The Fim'i frontal
tirants«. rentable ter. request 1hef net moire
offees n at
Frurdel SteUCeS
1200 Nabot Boulrnani
VIe•Itenten MOT»
1M naine' c•reentc
ore" ollicul recel ot su
• SS fayottai Sentes accoure 01M. ferait. Mal
ont),
torrlanng conlenq
sl(•41
net be rebed terCn I yOU Mie* th«. 6 alerte a
rocou& pkunnort atomedstely n rotang to the
Dire Manse cd Mo office ven."; )w «tart.
AØ
altaure Moro, are amendel to b. acctem.
**met data taud nid be und tee tac rames tefy
ton
rimdos tan. C.0 . Remo 1099. 5498.
I
Me )el`m maurer Par tendon tel lem n
refond tri law go opta to fie OIS Muete dr
,
reportabb n:n-ttreabb dm:fends ad !subie étier
rand °omettes
n >or accenl ne! receds
On sale tresselcee. ed (ce ben on (elan <Ø
ettilet
Cowneunkstione nids the Binai
• Meuse recrifinn any rai c.:remmenons n entre,
loque« race >eur ne& radin rat erlf
tnete M Sfeatei Kent. %den*, Att (SPA)
• It Mo *tweed rageaitante top lie
ign Son
of Mit °Mens' 6 est U3S F Artel Umm, U&S
indnctil Seoreat (rte pw X<Oull x Iltantig
trot« by arraginsen net the recto] vomi on
W. nedmed >eue the realketei> nhtnrU
oPend. thn «octet h ity cet. ne km% and
seertles se Icered al UBS BnanculSrncn 'ni rei
the ouater.; ber, and >co, enst euee à report
of ey cnr r ommen Io botta frets
• Al decrbed n Me accent animent% you mat
notdy us ce arry cerces r fred rien" checl s
relityled ced your nenni mise 30 dais *a d ver
mada made notable
• Mo et. Clreci cuttower «triplants ce resale to
f cm% Clem Dirent Dépannent et 701.757•I699
cr tolleg x (0335.9103, PCO A.S.1 m600 P M.
bl Mondai *toue+ Foie, O. on en n2to
TrwcW >mit!, aK.. (lent %Leoni DepadIrneni.
P0. Bo. 766thon C41007087.
• Al 'tremens shah be deemed corroie< a-dansa,
d not obectedto n rang %vert SO deys
• for fly terwei. Cal 814-61209E6ot Iran culside
MeV S (M21)1.352.1495
• h (41e Og roll« (11.efiCnIl ibat an Mettront
tndt ironsier(611 bli parent r U3S Vet d'Ion
<ad wanuctens, cal 0007624000. of ibn* lo UBS
nreol Sevnts K.. 10:0 RarØBAd, 6h1Ø.
Vinneden, NI 07086, Ann RMS135.4 Stevne
Cet cr wite at scion as sou<a11 su tek yxt
strernent r retept rs oned or Iyounted more
esionnaren about songe cn the gaiement ce
recepé lhe inn or Ceci Ipuo -(at arialtable)aso
Mar troen >eu no lx« the, 60 des rue the lem
coi )dr V* tel ceatérnre *1*nel/ro Er« or
ProbilnlePereci
- Prcrode et/ roi* and accort nue:. (et any)
- Dette the orme ce the t'enfer eu recasant
about rd npLin as clerfy as lexa ted./ tar
tee* it h mena ce etthy >eu mel esse
Manient..
- Ironie Mettais ams-nt of te papected erra
lhe fen r Cod Mue MI nvesteote your camant
rd na con" ny errai prierptb• for inepte arry
moh•-9 U3SVneckbn tidsmanen. e mire
man the 10 tunes die lode Ms. sve mil made
sur terril tee linenfle you the* n n Mot. Io the
pu vol eue tel wu of Pronom./ durrq M une
tale mg0 complet, tel rotsbcoten
Panne met Si olners payable to de rem or tre
[Nodal notsice a-darda, an Ø
cé rte
tutemert In addioceto requis accourt tees, acon
rnay be o.bent to man:ma-ce fies, Auges fa Ire
palmas Sr sertes punisses and <haret fer dØ
acres n cash seras A«ders dia die transherted
to °Mn noment nul be sublad toa ont« gin
lAS Swap Optkwas
UER offes °lofions fa >rompre cal Coinces to bre
&pend accore at ncn-rlituted bats and afftlated
tort and rnoney reste romuel Indu Noneykrds),
Dopa" accore il LOS Br* uSA and enfler Arad
bards parlicpr hg n the lie FOC-leveri
Prograrn am FOC-notel n xcedance
Droan
Knes
ace mon rdomuton, pissa ora rem. 'Ocre Dense
accoures al UBS AG Slengord Bredtard Ivres of
Wray harde tee nol Mead ty da FOC
(DM clemils rena "Minet bYSIK Leone/Red
Mares n prolectedbySIK See "U3S Durtal Services
aKcarl ' ,Sema' belon
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wredraitn. ad stiras of a Stoney Tard may be
ligadnpd and te ceomedt rend lo aof a a pas
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frite nfcmutors aber salihe seeep optent.
nc1eded «ment .temt estes and y etç o aeeisble al
stem ab> oneweepyielis, 'rompe FrunculAdana
r by <Jing ECO 762-100
U1S Pinard Sereines aocount protection
Thr Inn es à rewriter of te Saron noue Proteeton
Cancer on (SP(), *NO, prolects seine% cuiront
of nt rrembro tp to 1500,000 inclisinu 1254000 for
dont fa cab) balane*" hy-frate notable tØ
n'Aar a at `mn are 019 De SIK *set 'Miction
Fards sapai to il accore tut yw holl n a pet&
<open,
The hm, tootter MM mien *ilotes, ten abc
Ød
upplerrental ro-rince De montra
smart perle to elNiablechas. <olecret1/4 und«
prolechon c IWO mlion au oi ((alter IO. 2016
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poley ordo nm rd linl4lOrn. (eh 41
**lm, n fuit* pot«Øtac tp io SI 9 mate tn the
enteçade for il you amarils hei n a putti»,
“Pety. Mui <CO, og te polry ensdra; d »attable
opon tegast
Nette te SSC Matson ne MAppbnareal
procenon
Io:
• Dain 'Artel nies (deroSed by(and ncialkd n
yod «tord vat.) tut Md *Wray Kota LES forer
Sirex., F.:4.4fmk celai, 0 m'axe "oirch,
exided drubk fendes. and BJ Men 04 miJiwl
hedsregetred oter ruin of tee accota holdte on
tel tecks of tel mur r enser net),
• mestmem «mach r ...segment nitrent, (e 0,
Irmed pretnenhin rd ;duale placement%) hm re
not reg cred urdur tee Soumet Act of 1973,
• Coremortesco-tracts (eg, tango acharne rd
prearv rneutererecnà, naideu love; convicts
ad nrenelt7 <Pen entra. rd
• Nara accorts (mem «indexes of derme mi U3S
Bat USA, UBS AG U S Irexhes and tat' ne*
IDIC Muni Dace Noient
Tee Se "Melon Nid the stadtmenial prreclon do
rue applt Io %hm miel tan i Bey «Manse amer
on >es '[sinns.
SIK protection rai tel
sopplermetlprot«bon d> ne prote pane dunes
n te market vole ol eu. mettront (enter et
mut of market rrovoment, mas bard( m'IV ce
otherwriel
DieidendReinvosemana Broyait (OPM
De once refleded ri an amer ceci roa may ogre,
the «luit cem gent yos Mutinaeasa Onit obole
sert, re pucheedudee Mt. perte, Man allte
sold andthecash ma be deposeted n yod scco-nt len
dredend reniement once me/db, the muer mn
der lem tel male Cree al nech tePeulMens
re sod
Caah-Mlire
Cedi ...MN trie may be held mer imar• dey
mn d Da panel use r a restai of à &éden:Jasent+
or oteenvee. tel fern eV <the tel orbe det al
male Fei ce rote Yi !Miel deltwitedby
repend clamasse« ed credo per accord
lersammeit objectivai
the reesertet °breton ad ask redit n specdk to
est account and rruy vey Weser, yor roture
Pense admet* Fm proreplbr n erni.o9 el an/
sardcant chance n rar fond taure:na
nettnam *enlise% for ergs accourt Mi:let
°dose or. of the f chemin tristement da/actes%
• PnxIlKe Canent Iniodoe Inentmens %mena the
(tenrecvs ol ncome ny
• manne Ceped Appenoon, immense seeng
grontet of tratpal taret mn tM gerstanzn ci
moine
• nortx• Comlieehtn of ;mon. *YI Cet*,
tar e m'en heys.hrunit seging bah tee grena/ton
og rrxene nlpomh og principe
Orrai repas
• Genamsete Ste% to maser eded cenctul wth
bernk and Wray to tfx accort meut men d
that neab the a(Ø ckef not genre* vondicee
tisone ce mure rd neiar not tap pace t'ah
reste..
• S'odeur. Wang to rom sono nt s> poncerai ali
terre corne yetsi4 t e4e, hie*, retient.
• Anet:a* Wilig to accte>4". "t 10 lenfl" I "
eolehlty to tee hl, miens om fine
• fremett•reftefitityConidergen t teblods
patte cé tel petioteace Mat accort may nad*
corn*. arregel terrai lepday and grorar
volant!
Materne« Touseholintr
Vie nul ccestoklett rt retred «coure itastererti st
the tore attan et the terre emelme. e.g. because
they hore <Yann, *ho sbo moten pin accota
relrootheys relh *Mer client al the sire eStest
>eu ore« to mine ridedur slaloment' moded n
topant enrcdottet,
nu./ *dot humer:à:gin by
cela:nos triennal Adula
teiedy mots% nome
TheRendit «cotait naine R listant-eh •nykruirry.•
desen by pou to esses you affina: reordkeeped t
hm ro egal effet on your accent. is ran ntended to
reflet ne suent. prodel, reornredeen,
enterrent objecta,* cr ret perde ameute! *th pour
accorts. edam' *promet a suarellee tat sura h.
or arry Internai mut% cana ait W acheml
• toernmit nwto fient od ta; «teint; ito nek ol
ton of tel rom metiœnnt You <an dyne yout
Francly acore oms tlyouliOnIne Sevre ce by
Inxtrgyw FrunculActosor
Accent enivieve
• Veto 00 poco secoue:ex.-nit& okt cd nue rd
n.
. Ayfen. induits madre Cath bines. Mas fo«
feentted seule). (est ), rdGlobal Tm. Depoes,
inealeed morts to market, ad celais mets not Mid
by ta lran Don not ex1-de
seariteinsets
at tel edd tel prior rd osant muent« penock, ce
remuassions enefta stod «sans an]
ceercdab» Podagre:nt
• tabless Kleiet dei Dairee . otarmang mergn
lor& treel lm, tam accoure b.loya.
• CaMtronty barren Total of Lanstrod notable
taie, bernes ria Apet bene al altlima ed
ncealf tutti bris, rd sorti made ma.sr kad
tirer bagne, atiM capte of tel tunerten pend
Noniorrenolty leterede berces n >eur accard
1x0 seregintd from "Der bairxes ad te fn crus
va ryal these frais nt* adnry canotes
berne Prou tira re »plaie tex, yOut dard.
Rn total e nctdechn the orle pencdclaynq
Laningi infcernation
fct *Irbid Maneton on the em's tenclrg machos
ed duloscsei rein to >dt Ch(« pwahonshe
*germent Cf &Clou* arreemmt ad Mt Gera,
Terris rd Co-dbore Le Sereine« cl (ro* Practices
*Ath nAreenen" rte/ Decktrerio
pygsv,iineneni.rea/mederict/e.,.
SDNY_GM_00324563
EFTA_00 197338
EFTA01306836
Important information about your statement (COritillued)
Yaw mete
Your haternted (*Me, Mantel rd other An
Feld
in Morava
Y the veil of the 1131011401 prod You
OW atl ford:Sun of luly paid wages at ary tree
You my wave wade'
teed at low. totateee age'
MVO any Ihnerdt due anthem Ary wales
Vandeved tothefirm ctriv the statement good me
fled al nutlet veto a d me end of the statement
pried
• Caetberaie.
hiltorum/1g the
boo of the
wades included
is
this staternent. *toe ideated
web the fluster '
WS Frontal Scree's has relied
a
Somata. Maroc" From sources other Ihun IRS
Pored' Simms, educing racematen Iran anotha
Irma' the you may haw worded to yore loa -cul
Advice the Pan does not odepenively may a
gams*. the xo. r.xy
vaidly key alonnatco
inntledtysarces
other( than LY3Sfewnowl Senna..
Is 301:11on athough IBS Peered Steven genera
todev thy rthonnatcn as n * ?novel the firm
does tot von* any anFrardin that the olarrulem
Ledo 'Coo bee' rd "Unealcedgiellthe
accurate at of to dated the 02110161V Aloud\
plow ob not rayon dos nlormiten comae
pechase a UV [emcea for IT papaws a
othersow Accounts transferred toteem
nay
felled iyorilosi rdonnalcin only for the period of
line they at hey at re fer( More historical
ritannecn cal be added by pas Feet al Adria.
• Unrealized swim/loam When dam is nobble,
mtrn*ed revalued genglones are calculated Ice
nloctul wane bon the fraudon data for
rchectse bon mayor wry no eel lot correnstrare.
C/N.Y9K Yd; Wanly Magri:Zen event<
Oudend and 013.3I rerontiOnl loll Ant sniemac
arches. ken X0 each correned to dialw
award
lot The' Trade date' oceenn assents the
acme tranadon trade date
• Callable securities Bash and ;minted stork the
the awe( alls for earY fed...Town wit be wkoted
Martel/bylot from aro
all secunbes of the
eat hheido n out nen, or "'brume** name for at
dents Cal tease sty, noon is °beamed from Ned
pales ref as %Way rs not gawarneed Other oil
loans rrunnsi Muth coed affect geld complete
flea UCCIlent Do cronSd 44elfegan ,
• Contain
of &pock (CM) CO' re FOC Maid
14 to 1.230.000 is pawn, and accrued raven per
<When and per deposcory emersion, el reactance
wets MK rules
• Moot vat* hem chplbed Ice 'twee'
and other
Mown may be hobo of bete the' the Pore the
you would ectualVreane in the market trees re
Mond from vinous red pay cans
which one
beithe to be rehab*. bat ne do not gamete ti er
worry
- We general/ vat tv &nog con when rode*
a
Orman of the tat and ad porn Ia 51114
hind An anl Worn or ay bid wan la OTC
SOO Jinn
Len WWI/ traded ittUrilet maybe aced usnaa
valoton model a the nee, recent once we
damned and may nos retest an actual market rice
a vete
- Certainportent may appear witted a Vitt .3-3J
ved, tow a 'price we rot {rabble' e cc se
iable to Wain a price for a sally
- Deposes a Offing/ Orrwouled elharrennit
other than US *la'
n
reflected at the ewhanr
rate as of the statement date
- for cruet setae's' redo.) rNevcWameg
denomnations, pie ad WYeay Ore vote) reap
haw been riuiled to I rifts* proper value-on.
TO COMM Curled OFIOletbni. "FAO, nalable. contact
you I marvel Alma.
• Private investments end endured products.
'maw mooment wanes (ndaang deed
pan c pa ran Wogrant rd real Osite nmsonent cruel
wanes) ad enettsed prod-en are gthieaty highly
aped
Caftan structaed prodans ham rot been
registered with the haregland enhave
Carmesina
ander sty slate fen.silhn laws We
provide etiolated apesfor privet mottling
sweet
and savoured products for nicematicnca
Pears
onY haheaCy .3 not %wanted
- These values may dale ulastantelif ban aces, d
any. at Wad a pirate nommen warty or
mortared pocket maybe haute a old ado
not mann/
Wein
the 'alas you mai resew
t
on riwideson.
- Mid Data ennuis.' Of Va. Ye at of a (elan
doe and at "yokel to UK Coax al Same> on a
aver lavish/ an idependen valaeico Inn
- boar. fennel Patna a )000Y, ',leaflet' van,,
dry, re n.paSed to the teen by the cedar
"ore
Wrier a value and may be <stored
WW1 On dHOrefi roktrnedan Iran that used by
ti ed pages to demo ter esieruted values
- You can dram addiasal 'lomat*" ratan:leg
the
used to cleaverne the admits d
roue of the date of fit thrinenntnai
n the
bath hr the ritenit.by toreacleig yns Frwicul
Adeoe
- shit WV estimated sakes maybe relleced a
'Nat priced' in ot weal sauscen: than
n daponSiec xVIZIO0 ton ha' not suppkd or
unable to asugn 3 valethane..
teen
We're
tat amanes tom hr ccosred that may cal a
Prevasti repealed vales m0cseashOn, awe's', a
value maid hehitt/4y Vacate...vas to the arise
of the security
▪ Whennett., n mute, general partner or ID:OW
minuted male nor a ISO-poly estthated vela is
proudest the rase of the storey wil be dHaere
Worn es pechase price
- 'Dere:elan to die' may mite* reran el
erode, nsan• or tan
- 'aged
uric
reprearet Ow mot &Nang
once pa Len red myna relied tea
cod bate
- DPI and termed RV secures ate not Vied on a
n eenal swath endunge. and are denealy
aloud st d ewn t they can be sold the pia
v<ev ed Tel be ligs than taper Pure eitiNved
value crook-0 is the amyl eatemert
• Roaring/id naaitka everded Nevares generale
are not ward, cOgble Ion pthc salt. ISSFinanoul
Seven vies the rnaraet Once 01 to treenrood teak
cd the sane last a n rapped nth late
Festruled stock doe asposeg of Ow itinntor Odb, TO
the edent Thal rested wanes are elgble for sale,
the vat, alas fold nay he oixtanisil• Y« tNn the
"pied value *corn
• 1St (actimate4 bloom. current yields end rates.
An mune. of and non
is bawd on (Ono'
Onifind and meet fain. aviary the wade
we
be hell fa are year ham statement dee a tel
meaty. Dv minute rt air a canfoline, antery
end arleved Move are not glateineod
- Cstinsed ritual tote
and Cverent yield la
arum types of uosein could include a atm of
p-rcoal or weal On n nerd, cane the ell
mom. lard two, yekt) would be overstated
- Fornated rage wxone sal (tenni weld eV the
actual narn• aid peal mste be boor a herr
than the minuted aria/et
- An mune* of arnualmd neon. (thedeed agta
interest) doodd by the <want mite
vatadnerage balance a bred on the bat dvdend
ce nwex papnem made byte awn and
assures the secvnitedeposts al be held lore
yes fran the daWnent date or un6I manly.
Amery ref to-trued date re not g-cranteed.
• Amite not hold by WS Finaneial Servierit Crean
hint Ye IV: hall by me lent and rat natal
I ems passesten a carrot These awe at
dVialed a
WW OateriVre 'Or 01001410rW
prows only. Potion' and vete, presented are
pronded by the issung fen. U8Sfiuncie Secede, es
not respontbk for this nicemetion eVdonea
guaranlee dt WY),
Thew meets re rot weeded
by SEC a the Fern's supplemental SP( coverage
• Rano
addkionol oatnporootion
-
n Iddli:n to Carnnhed a
tales and I 2b • I hid
rnwtrod n Cfnnt(ban wan the dor tucn of mutual
hats to or chants we anda at alf Irate weed
enema tun)
paynents horn dfartulors ardor
Monad 01 no muturl fund' rat no sell These
sna-res re bored" two (invent comooneres, (')
Ix Neon of sale: by LOS a a petit la mutual
lint fame/ to our dents. and Oa the asset sates of a
partsulir mewl Vet army' sharesheld Ate
Inn
- we ads
algae alto retry nettaIng and
derratws panic.
fen n COFIndtralga la varhiv
agent sown to
one ;meek to she revue, funds
New lees gentraday we pad Irons mentor assets is
the 'newt fond and se a haddolly amount bawd
on the turbo of aoto-nts at the broker-des*
holding mutual lads of that fad farnfy.
.• a addcen to <own-coax roamed ri ouredon
with the soh, or distriauton of enmity corrects and
in nentrnag rust anis soar <lents, we ads
•
hire
mon. mono team., conpensecn
Item nary of the rdadarXe <tenpin*. &We-wend
the musty (OrtraCh Alien 0 the insugnot
carp.esa
spawn of the isle swestmat trust>
wedetebee.
addeion to carmosensraeved from the
pte
and sale of IveShays fact. we anice
althea WOW WI ltiettlrad resent shanng
pastrom bow Mani/wee <fortunes, at wall as
Mirg
tor tadtboacli oankceorrit, var ma rd
Ala ea
- Our *hates aloe receive tradeg carmstens ad
other carom's.",
Iran mutual fleet ad reurrce
canpinth whoop redacts we &flute
- We wane an owe lee Iran WS Bar* USA ad
WS AG Si/Mad Welch a 4 , to PS per WrOunl
'weeping to the bankscede the WS Brd Sweet'
Progress.
Activity
mfonVion mgrdng CaTinhiCed and other shave*
neared n turned en Froth Ire frandOn 01 Vann,
WWII Opt On trflarhan" hat been Mudd at
conlimulons prenausy lurnthed to Au. and rill be
aoudad to you amen), env:oasts
Short soling
t you are engaged n short with; a securay. yea mar
our adage due to eaten tonovmo owls for the
pancular Nosey.
°porton*.
to920(09 open a • part.bilarKflid . cadets lhai
wworarewtvedty the Clannleed dale, Open buy and
set stopotters re feted
by theAmoy,* of mete is
ante"
on an re.dradercts or eavgInts die unless
eislitand One:one by Wu Yo
noparit>4 for
ceders that art tvetreed due to ythe &Are to creed
°wok,* pen atlas.
Privacy
To oaten a copy of as avert Clans %sexy Win.
Memo eruct your Frunnal Adwor a vet at ...Axe.
a awwteh. enMaNaaaaar
- IIBS Fe-uncial Singes is no. a bank The RMA, Sento
herrn heard BSA and BMA re bravage
recountswhich pow* access to bre no sweat am
peodute *tough arravvernvin with Sat ate4 DS'S
and 01M thicLorty bat
end word,s access to
' vane
and ennui)? Motets issued by Lai Hated
'Anthony enurne cu pass truth
tine
fleecy 'Javan*
of LOS 'lyricist Seca
he.
.
ty predicts
- Nat IOC nand • No bad vane.
May 1003 slaw
- 1MA Rotator Vanagernaed Accost, germs
SennI4 Ann/re BSA. RAM rid nianitavi
Ratan.
Man/smolt Aotate reread feed singe marks a
IBS Financial Sews hc
yea * a (egistened fraderrurt. ~OW
V*.
Pnernalicnai Sera a Association and teed ado
ken*
The LEIS Via cede card, and the LOS Visa
debt cards aro awed by WS Bent USA *eh
Panne.
Iron Yea USA Incorporated Al other
Vadoeurka registered freedom.% lenge marks ad
regvered same marts are of ter respect's
compave
UBSananoalSovees Inc.
Per ?et BOY
SDNY_GM_00324564
EFTA_00197339
EFTA01306837
UBS
UBS Financial Serwes Inc
Ornate Wealth Management
299 Park Avenue
26th Floor
New Yak NY 10171-OG02
nare7CC06596930M8 VI 0
Business Services Account
August 2018
MAX FOUNDATION
139A CHARLES ST
APT 233
Account name MAX FOUNDATION
BOSTON MA 02114-3252
Friendly account name: MAX FOUNDATION
Your financial Advisor.
Phone 212-821 -7000, 600-308-3 Ian
questions about your statement?
Cal your financial Advisor or the
Value of your account
Resourceline at 800.762.1000,
account 029023651
co July 31 01
to August 31 (I)
Your assets
1,245 39
1,24568
%sit our websis:
www Jas corn, Inancialserwes
Your liabilities
0.00
0.00
Value of your account
$1,245.39
$1.245.68
Items for your attention
. Help p !OWE yOUSSO from fraud and
revrew bank. credit card, and brokerage
statements regain'''. Also, get your free
credit report annually from
www.annualcredrtreport.com.
Tracking the value of your account
7,23.2
5.238.2
3.2382
OK /Ole
De 2015
1,2433
1.245.4
•
1.2457
Dec 2016
Dec 2017
2018
nue 20'0
Sources of your account growth
during 7018
Yoke of )our &count
alyear end 2017
Your meStrrent ream:
Crivigend ard
interest none
Change in
marled value
Value of your accent
on Aug 31. 2016
11.243 25
S243
$000
Member 51K
4,070032000659693 NP700006i 094 00001 0819 000000000
Page I of 6
SDNY_GM_00324565
EFTA_00197340
EFTA01306838
*UBS
Business Services Account
August 2018
Your account balance sheet
Summary of your assets
value on
August 31 (1)
Percentage of
you aCCOLIlt
A
Cash and money balances
1,24568
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
MAX FOuNDATION
Frio ndly account name: MAX FOUNDATION
•
Total assets
0.00%
Value of your account
51,245.68
100.00%
51,245.68
Your current asset allocation
A
Eye on the markets
Index
S&P 500
Your t...Wel Advisor:
SCOTT STACK m Wolf CASPIEL
212.821.1000800.308.3140
, Cash and money balances may include
ayaiable cash balances, UBS Bank USA deposit
account UBS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual fad
sweep balances See the Importantin formation
about yaw statement on the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on August 31, 2018
3-month Treasury bills: 2.03%
One-month LIBOR: 2.11%
Percentage change
August 20I8
Year to date
3.26%
9.94%
3.51%
10.39%
-1.92%
-1.87%
G64%
-0.96%
AtafTc0:2000SS9S44 rue700006109.1 OCCOI Cele CCOCOXOD
Page 2 of 6
SONY_GM_00324566
EFT,k_00197341
EFTA01306839
UBS
Business Services Account
August 2018
Change in the value of your account
Amount nano:
MAX FOLNDATICN
rd•ndly ACCOUllt saint: MAX FOUNDATION
August 2018 (S)
Year to date IS)
Opening account value
Dividend and interest ncome
31,245.39
11,243.25
029
2.43
Closing account value
$1,245.68
$1,245.68
Dividend and interest income earned
rot pueDOSesol MS Statement (satiny Cl Inkiest and dhiettoCI InCOme has been &teemed from a 1/5
lac rah ha Respective. Bred loon the residence of the account hdder. account lye. or proSet type.
van* Interest anCIC4 Oviderdpavaents may not be Caged 10 lintel StattS (US) arch Pinto) RI(0 (PR)
xon* tares The Olen monthly gatemen it rot Intended to be used sod cannot be 'vim' can toe let
pupas. Ciente should meter to the andete to reposing Corms they Ciatat aCta UBS annuals,, such as
the forms 1099 aya the Fans 480, or tat reporting intamata n rt the practice of u6S to IN the
CipliCatle is 'epode"; Corns WO the US Intend Rewrite Singe aid PR Treasunr DePadrnent. std in
such forms accwatdy ottafy dvarcre
Inchedual to peon(
cc interest x tar exempt or taubV moor*. Ilex <Oran your
Aug cast 2018(51
Year to date (5)
UBS Bank USA Business Account APY
Interest period Jul 9 - Aug 6
Taxable interest
029
2.18
Opening UBS Bank. USA Business balance Jul 9
Total current year
40.29
$2.18
Closing UBS Bank USA Business balance Aug 6
Pror year adjustment
000
025
Number of days in merest period
Total dividend & interest
$0.29
3243
Average daily balance
interest earned
Annual percentage yield earned
Cash activity summary
see Account acnvny thu month la Watt Ramos in your Sweep Opacco se included in the opting and
closing balance; vats FDIC Insurance apps. to &pouts at UBS flank USA and al bank; partcliehr9 n the
UBS FDIC Wilted Deposit FYO;rarn. n does net 80Oy 10 dtpo,hSa UBS AG, Stanford "tenth SVC
"Reston apple: to money market sweep fund holdirqs but net bank deposits. Seetesportene inbrmaton
above your ;lemon< as the Is( Mop/nes d CM davnent kr &lats.
Your node/ Advisor:
212-82 I -74:03 800-308-3140
Opening balances
AddNons
Dividend and interest ncome
Total additions
August 2018 II)
Year to date (SI
31,245.39
$1,243.25
0.29
2.43
$0.29
12.43
Net cash flow
$0.29
Closing balances
31,245.68
S2.43
$1,245.68
11.245.39
11,245 68
29
$1,245.39
40 .29
0.29%
Ao.P7000/000Z9OS HP7000061094 00001 0818 OteOtiC0301
Page 3 of 6
SDNY_GM_00324587
EFTA_00197342
EFTA01306840
UBS
Business Services Account
August 2018
Your investment objectives:
You have identified the following investment objectives for this account. a you have questions
about these objectives, disagree with then, or wish to change them, please contact your
Financial Advisor 0' Oraxh Manager. You can find a full descnption of the alternative
mveslineol otiechves in Important mioematton about your statement at the end of thrs
document.
Account name:
friendly account none:' 1 '
Your retire objective:
Caput appreciation
Your risk profile:
Primary - Moderate
knestment eligibility consideration - none selected
Your account instructions
• You account cost basis default dosing method is AFO. First In, Fest Out
Your Pleeeciai Advisor:
.212.82 I.1CC06,00.303.21410
•WTgp0200p659696 Ny7000061094 OCCOI feleCCCCOCGOO
Page 4 of 6
SDNY_GM_00324568
EFTA_00197343
EFTA01306841
SUBS
Business Services Account
A ugUS1 2018
Your assets
Actount nare:
MAX FOUNDATION
Ni. milli oecon ni n ens MAX FOUNDATION
Somt pr4m, «ene mgmarint miss:hopen møy te swournse males" gam sn losses mp not
te smien/ reneclecl Se Import.« Pormular, 6.6outpur risterrient al the end ot thts ckcurnert CO,
nise prifoonsion
Cash
Cash and money balances
Con»! taori4ry Planter maytncla avalarie c ah batances, OBS Bant USA ~sit ac «tum Max"
uBS iDC Munn hoganatant &Men, OBS AG Starnfor0 Bura aval atm" thlaxn amt fromt<
myet rim" lund *rep ~es
Set the important' infoniebon ateur pur ~Pent at te{ end of th6 000A% nt ror *tal, &out trose
Matros.
Year Maancie/ Adulte,:
SCOTT STACK MÅ/SKYLE CASRIEt
212821-7003800-30B-3140
OBS Ball USA end
UBSFDI InSured nogen Bork 0~ («ant tann Ne Inioled by I be FOK waNn
~kable I mts, tnt are not praeoed by WC uBS AG fl ukte Brant h "omn scount planet ale not mures
ty FOIL ard se not prolectM by WC IMeir fnattet syret° talane, are prente", SfC Os as 001 murby
the KOK
~nag traarsce
cioungtufince
enle per snare
Attuge
outflenct intens
ussa
Ntldng
on Aug i fis
on aug 3I (I)
ei Aug al (I)
rate
['Uånd
Per«,
Cqn annunIO)
1,245.39
1,2A568
260)303.00
Your total assets
Percentacre d
COSI
~Mnd
unredued
Vals on aog 3I (I)
your accouut
basis (I)
minerenne (SI
gan« loss (N
Cash
Cash and money balances
1,245.68
100.00%
1245.61
Total
31245.68
100.00%
3124548
Account activity this month
for reire internat«, &os te pek« +due snora) lot mortrea securres, syr ruportene in(0,104lOtl Pora
pur srurmrerrl
the end& inri oix "em
Your
OuBnnly.
Dale
kum
Description
"pense mele
Ise Mur
10131
Cash and money baren«
5124539
Aug7
In tonalt
UBS EIANI USA BUSINESS ACCOUNT ASCR 03106, 18
29
1,245 68
Aug 31
Closing cash and money halen«
31.24560
Frce<valve (I)
Cash
Cash SKI
!nynn, (1)
mon" Palane (1)
atai7S102060669697Mn000061094 00U3i Moa
Page 5 of b
SDNY_GM_00324569
I
EFTA_00197344
EFTA01306842
UBS
Business Services Account
August 2018
Account activity this month (continued]
axe
Money balance aaivities
Ad 31
Salamis (onward
11,245.39
Atti4ty
Account name:
MAX FOUNDAPON
friendly account name: MAX FOUNDADON
Your Financial Advisor:
212.821.70001800.308.3140
Descapillon
Amount (I)
Aug 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Cf 0810918
029
Aug 31
Closing UPS lank USA Business Account
the UBS Sank USA Bag ness ACCetelt eS 7our OM) Sweep Option.
11245.63
AnP7C0020C035959a W7000061094 OCOOI ceieccccoxop
End of statement fcr a«oust number
►age 6 c
SDNY_GM_00324 570
EFTA_00 197345
EFTA01306843
Important information about your statement
LOS tronie' Sances etc. (eo firma UBS Fin:noot
Sten«), a a marter of al ponapal %anti, ortmcdty
and ophees ~ha-ge, liC6 inval Snces and UBS
Bark USA are naken *Joodste, d LOS AG rte
dfitalet of U35 Sashres 11C he im's Inentte,
statement n nolable toon regunt Weren'', entatne
offns we at
ISS Frured Semiet% lx.
1200 Harbor Bouleased
Wiel-wam Ni 010$5
Ihrt Oaltellonl ~me
onty oMKit<xOtd ot yat
LOBS rnemal Spiets account Oihn records. ~et*
*flat tad%raMf. tonlanng tankten data slaid
rot be ether.' k.b•tn f you bete* thne 6 afleer« oe
ornaat. ~noen * enredetely n reken to lbo
Brand. Meelt d to office tent; ps accon
Aft~ at tarn darm re mende:ltobe at(om.
stal~ ebt* ~d not be und fee ta osposes Pdy
¶0:2
son).04^d ta, lennt, Po. Form 1099. SOM.
I
. 4110 when 0~M~
te. mum Re Fan it
mand ba les to opet to te etS &dunde dr‘derds,
reoonabbnestmább drMends ai taakte interest
tred onteert*, held n pur a«ant. net pand,
en sile brareaclixo. eed tost bast, on <enen couned
axisites
Correnunkartiore with th* Fins
• Max recenfinn ry aal ccerancrom n wenst
to Mere praal >oio rcift. oxkda3Yow erf
tod. th, Secs., es manier Proton«, Att D A)
• II thé *twee. nact.ton on Te Iep bei cl re ken
of th< stala~ (not LES Fetreal Serges UBS
Sems cartes you mowo at darm
bobs by verren rats the rekand nOnueon
wo meetod sv d the retahanOnP tolumpa
~d. thn sari hen tm. >OV kaas and
wortes are lata d UBS Inmat Stenen and rot
re ~bord breker. ard
ote enbo*
of av maa etenston lo bode free
• As dersbed a der octant aretments, you ren
meny vs ot po enosa bad ~dong d-ed
rol loctod on your sis/omen' plhn 30 dar. after n wal
mande( mulo antierta
• new Ontij astonser tennpens a nerts to th*
'erwt Glom netton ~sant M 101.)51• 169a
tollry t tO0.3SA-9103. BEO A.0 to 600 F hl
IT Modi; tremt Folay, aen PAP) 10185
Felad Servet, me. (tent ~Pel Depelment.
P0. Bo. 166 thon Cdy. le 07081.
• Al statements shall be (beried complete a-daas:ne
d not obanted to n nering ~halo] dep
• tor Tb' ternes Cal 1114412.09W ot trom armar
ste U. S. 011201.)52.149S
• bene Of emmer anten *PA re eledront
Iris Venster (611bll gerent a UBS Vet debet
tod wannen:n; cal 1300.762.1000. or <recto UBS
entend Serre( te, ICCO Harber bad, 6th floa,
Weehan." NI 01C46, Atin RMNBSA Swocn
Call er write at toon n)oucan.
yakt
statement is recept <Ø
or bya«aa more
nionnarcn Sa* a ureter <n the statement cr
recept. Ilw rem or Card basas apoltable)mnt
!var trom ra no fit« tunG0 day, ri a te tm,
you Ill Ptt *stompe al stick th* Ma Or
PrOblem *Gerat
--- %ida >os ritme and rare renter (rf ani)
- Dna be len mor ce thé vinder su se tatins
about and mpLin es dere as ra cr eet,/ you
Mere it ls rara ce why
end mare
teemt*
- Pronte the does anar* of Ine waant error.
the Peen or Card ban wil nestpute Tour <enden
and wetend ri
Ina prernatb;
allened ron
tewhig UBSVeaodebn csdirensacto-o. t wo tere
more thea 10 batons das to do ets we wil «ede
pr scant lee th* enen* sta tbr* n n mot. to th.'
pueril han th usa ol the money duren; he tril>
talm in to complete at methadon
Plees mix all ~is payeble to re rem or tre
f manie' no: akte niested een NØ
d Ma
meeteem In adderen to nats '<mrt foet accounts
maf be olopeet to marananee fees, thee.; ler late
geram fer wart" punhasn and <hars fee rspael
~et
n cash tee"
A«okres the Xe roansterrod
to otter ~vlag n‘o be <h/.(t toa anla ti.
MS brom* Opnam
tes ote
o
dom
»yeet)egdott palmre io bak
deoosn rare at non- "hoed bats and dirkend
bankt and money rnirket maal lust OVone~
[boost ~eet al LOS Ban L6A ra nr. Jattend
ante partoccueng n erte tlin rOcC ~And
Program se FOC-no.red n xcentarn Witht ules
tor mep Stamtan, rik». wee wow Idegat Oefoot
scout oi 1185 AG %Mud Cent, ad tam d
Wn./ firds ere not illitedtry en IOC
Baat thypito aro not prointedlrySiK Monty hnd
thees are protected by SIP( See '185 I eind Services
kart ~ce'
below.
open >penant bereis ~ban dopa( nvv bs
wreden" ad theet of a Afeney rard may be
ladated and the 'racet& returrodlo watt >os
teori 1“O..rd
ketter i* ruson aØ molik sneep °pions.
ncarna tonen, «ent ene, andlonkt+. o ~le
d
wem ebt CO-Psweepretis, frompe leurend Admw
a bi taIng9C0 362.1000
UK pi,tnål Senaat account Fotocel«,
We Ann n a momber of te Sensors "wao* Protonen
CottPAKH(SOC).wtiffi VONK SPUI/1in dinaren
cl almeteen tv to E00.000 lndisfna 12540:0 lor
dame fee cash> bplatatory bah" andable LOCn
ØI
a ltwwm fÅ cr9 We SIK met Ølion
lires~ to all ~sen rot you hold h a pratte
<101Key
The rem. togeder mth enden *halm Ns oho
Ød
supplement,' ecoarea TktlNamm
amant paria to Slaagt* dans coSocra1/4 vod«
th< protechon 41500mila, at ot dort« 10. 1016
Subop to tee pok y oord, ionf
toletal(*P ot
IllFem o kirthif protnted tor tp
$1 9 mllen rn the
"Weeste
lail
til yar &torn heli n a partm,lar
rpx ey. Mul <opy of ho polry ~ding rs ~dabt*
toon ~eg
netter **SIK 'omdoen ra th* StOplxnertal
°KOO«. so•yoly IO:
• (*dan InAPPI mot «getalied by Cad nØis
Yes Kraalt vaal bat haklaway KOMPAS finincul
Seniel ror maniok tenen antrexe graait
"laden •artfbk nuter. and (.Oshares of ~kol
hmts nonned ne* name of the scant bdtitt on
te bec/s d the ar or banaler flat),
• niesen/gd contradf a .westmrt nterefto (e 9.
lentes] Astrenhin srY1 Atlant Pttraltomb)". re
nat rOAPPcd LioPf tro Baanre( Act ol 1931.
• Commode*, «noot (eg, leur nichango and
peso as rnetal contact* naidn) keen <oe* acts
ad comedtY aten contracts. and
• 04Øe accountsBoom tonnen, of dep:mto+ la
Bak ()SA. UBS AG U S tranches and balts nif+..
lolt teved Peppil Penen
•
SK ~don ad the itcolinnotal protecties do
not appla to these mets men t Boy ~me amant
on ps stormen% We LK protecton and the
stoplenstnelprol«tion eb rot proleet agent* changes
• Ine ~et vable ol you enestmens Welker as a
reaal of merken myomen nasa brantonYcr
°Mommel
Dividend Roinveserett Program °Win
We pon rennted b an artes» tree maa may *Man
Me «lust torn heen ps hunnral Stasile One stok
Store" Me ~chose:fund« OR*. ord 'han wil be
soli and d» cash wil be &grand n >ar '<cc." We
&Mond rennstrnen Inc stopled be the mud my
dales htmthe ~tee PM* 31 • 0, dl te Pirhal O're,
re sok!
Cash•in4irt
Ceder wholi tres ene/ be held nos scan d loar are
mink, lol panel rost se a renen of a dØ
parement
or ~wee. We Fitm w eiher aalpain uler; al
~Ia prce o snot an ~ui
dei errnMed by a
neotred Onno nercy. entend« yogi «tas*
~want obersetirea
We ~neren objecten, ed nik predik are wede to
endt account and me/ way beterste yxe ratel.
Nasi alleter Frm poolei
n wring cd r/
°racen "mg* ps kwal
Marer
a
omtrent cbantnet
esh account bekt you
<Idoto or. of the I °bang tm...inent <Nauws
• Praai Cum-n:tinne b-molmen. leek", Be
generale. ot same terir
• mama CaptaiAnpunaton toestap«, WeAng
vost, ol 'POCO Idem ingn th•gorstalcn d
nor*
• proan Combnahr temmers andCarated
AOOr-O•mon balatum% teteboarete5eneration
el
rexene end grond* cd [nota'
Overall doken/Bes
• Comeswern Scha to ~kan edel genat wth
loco ent and velabley to the marc ~at. men d
Uer moro the opPae Øs nol genepte yondiore
«cent ce tekens ard en:, nerf temp pace enk
renara.
• Moderate Welen to accept collo ne to pnonpal aen
toten* %cm* valanty so we hor« ramt.
• Anwone Oirdi-g to ~CO NO' rd to pnncpal ad
hip vobblly to wel horretten om lino
• frontnoolEArtayCaniderIP:a t *manla
petto ce ten pookt', ter he awart may «Iade
cotrpin wieg" Imnod ladny and grorar
vatte%
Statement Touseholintr
We roy ccesso-nlatt til fetifod account liniment nie
the sine eklms ,n th* serre ernekoe. e.g. because
they hen Omnen »ho ab* manen pet '<tori
relron~ wort Oho <km, t the som ette,, d
>a order to ~we lsd maat statements mand n
tops" meespa, yeu my dodoe trawerakIng by
calrgyos inonoal Adat«
Priandly moten name
We '<end)/ scoort Nore R a<n anablé Witnarne*
eioven by ycu to *AM you wit, your 'Tomben:ma t
hm ro lept etat on pr '<tost, n not niended to
Mitaine 'unit. waal. nnon~lon.
•
PP« *APP. a rek pofte asscostel wet sou,
ICCOJII. nl 6 not • pomp> a gaart« Ooi weath.
▪ ry 1~1(10 WIlitt <ra wil be achtml. Al
enestrniatt elte p here d as nØ
te ne ot
kn of ene aait mestnone ?Ode.," CI‘Ingt yout
Franly Peep" neme< grot* Orde. sterut« 0e by
ortactso po inval Adenor
~et ~ving
• Vete ot ps anountBombSO Net of muts ani
Wodans.
• Assen extodet niartableushbalr<n nies for
tnnided ~MI (est), and ~al Tm. Depoots,
knealized ment to mok" and <enen~ not held
by Re rem Don nol neb& ~eed sa/ Melaats
at th* and cé the pro, and weent waterweg panock. er
tra» ~mora ~stad stock optorn and
~ob» noe opnam
• erewiel tetad( Øn Ure" woning megn
lort. <redt Ine. lno ~ure logaKot
• C whoodnoy Ween Total of ireentrod eolabh
<alt, blIOAK pa demte tolreet al inleid aW
nemalfluted bras. ad sorry ~lei matul tand
troep belenen, t lbo cao of eh. stoa« para
Neniorrerally het <n« balaces n ps seccer. se
not leksetema trom other balstern ad re rein my
esi yuca these knel nee odney cane ol to
toArocs Wou trea re poyable toon your &mand.
»n total o exaleelin ten oren pencd <koog Moe
Lencinp irrhwenetion
Fee *tred Mammon on
Firn'. lardrg pranKet
nl duimen. /of« tO yilot Ch« PeashonthP
Agreement a Atcount Ars...ment ani ee Genen,
Temt end ConStons.
Statemne ol Geilt Radices
erokkie nAseeenenta or/ Ca:actowees
sowAnAppopeepo~onl.
SDNY_GM_00324571
EFTA_00 197346
EFTA01306844
Important information about your statement (COrIlltued)
Verv sti
Vete fl teentee ~ta ~Ser ad aha ara Fold
b the scose åt te end of Se 31310,141~ Yen
reel/ ri f«dehcyd luly pad bones s ary tina
You myreene teamet used at ban <Agnat aner
pl/eg arry belmet dut collien Arv wcurbm
trardered fontro dimt the statement p«idre
bard al malet vasa d the end d the statement
perm/
• Coat bedi. In clettemnnå the <ost baks ofse
~Am indoded n fet uatement. *hue idecared
wth the tette' I,' LES Forstal Sen<st hat roted
ar Sams^ cblamed hom tomme dem thai Les
rund Snuses, rade-g nearnateen Iran "alba
bm« ths you mag have prorded to air enfaet
Adm« the Sem dom not ndepteckntly ~fy a
~elet the
r
vahdty
*ry dunut«.
pon:led ty ~cm othte the,
f naut ~x
h ~ren akhough
F rer< al Snuses pensa
kodete M intonnatcn as n o mened the Inn
doer ral vonte arp' 411..ante' tel due nlarnalezn
SCOra biot' and •Urreabed girl loss' es
ame,» at os fl deled 'Ni aimmore At osb.
please6a~ firli on fin nlartvIcag malte
~Mase,' ute bosati kr lai~
«
*Menene A«Odrin tealved to teflin mai
rekest om-floss nformaInn only loe te bered of
line ihey se letl at fetinn More hetaical
nininftnn <Si be skled by >as tagal racket
• barkebrød grilllyv.. issar dau is mobbk,
estryled eseesrueolgansrlosses se mkutieed
nductut secary bh the strutm dau for
edercbX kre mb or rorl not nal het ccernennen
dags rada to:umy toorga+.2x,ca *vent<
Ornknd and anti mat
lon sd syttenwatt
putae bet ro <who:adm:d to diatx, arm
arerag.0 lot th.' Trade date" «dann ~net the
ard binacte,n ka* dale
• Collable sureltbs Buda anamlereed rusk tut
the taue <db for tarY ~ion
wil be setested
apart" by lot Iran arrug a1 seosdres of dut
mue stadd nom yrne et renommen»t lot as
demt, Cal kave ~kones ~d
kon, thrd
pa-m ard as masovn nol weranteed Odor <XI
nemnt ry/ enn stecheada Stw tea Øks.
~ut
wd te rorlod kefn regnet/
• antent« of depook(CDe) <Ot st FOK mugid
1.4:, to RS0.000 n ampal and acaued neven per
bantu ad par ~dory ensmesbn, nsondane.
•arte FIM nake.
• aricenembo Freon cirtmd la ~råm and dh«
onalacts mag be hok« or bever thi the ase ta
0i 'sodd stualkr :«tite' the myket hyss se
ottaMdfrom•inos red gorty tastet netsh ne
belme e, be retable. bul ne do not gunstte Ner
accurxy
W•9enne,fr usarbe datng ake neon »mitti or
the merr
tnt ånd ask artet la anel
snurten ånd cases Gny Maset fa OTC
~Jen
len annekVadedentsints mr/bet/med uen) a
valakon enadd a the mast recent ake *e
cbtaned and inry not reale« an stutt myket ase
a vals
- Cenonpaaliss may Ippfre +Stove a ritt and
*d to* as 'uroe raa ra ~tå*" I ne re
uttak to ebben aua lor a sivny
- Deprens et teorem ~a...nattet n lyenes
oter Pan US. ~st n reliecloi at te ~hanse
rare ar 01 the stasrene det
- Fu anen tetvaret radnq n ~odane")
denomnations, exit sd ouarely øse vals) May
Kne bent aqualed to latituele~r valualCer
TO d:4n~
<Nobel:n% ekle, nabbk. tone'
ras Inarsd ACkner
• Orion innb:nente ond brycturod producb.
Ornata mournon <ocean
(tibang dra"
part r pe ran progran amt real enn frentment brun
lente« ard etextrad procl" ant orreaty Forgny
abbed estar, struten:d prodans hb* rot Men
resisteredWith the kostel and lathage
Grantrinna sd« arry state sensitis bus We
tamde estmated valsesfor prise ~ment
baret ånd tsuctued Ordcl lor nlennaticnc4
pm/ Ork Arv lry n nal elannred
- Malt vage may dør abstantult, ban aset, I
arry, at neech å pinte ~tryne beunty
Oructorodproba nyketebmhe es <old a-sia
not ~ca*
repr ~C the vals >su mat reform
elat rfoadabon.
- %id party ettmålet Cl vals se ai of a tann
date ad ase stppied to UBS Fars Ut Senker on i
asiater baseby re e-dependert valstia lim
- boar. ~allmente ce *onn elmeled vok"
d ry, ria ovspSed tote Fim ty the «ar.
"netet Panna or bums ard may M (åkuOted
baud on Moten elkem:ccm korn thai urid by
~d paien to dem, ter ~naud saltt
- You <an <tran ackhcnal riermatcer rasande-g
tel mbndslap used to ~mene the MI fnatt CI
ratve 4,1 the dase ot te retonntti)nthat n the
basis hr the nemmeby rontstrig >as Fna-gul
kimer
- Thid påny tunbied takes may be rellesscl as
'bla preled' in te reral situlern: ernce an
~eders nttexan lam has not tamal a s
unett* to mogn a vals ~en bittene ane
tot a manet nat hm aosred ihat ny/cal a
Pre~1, reponert ral. mo ~ion. er aten a
veks nOdd be T*414 ~me
Os to IN, rin".
01 rin terriere
▪ ~nite
an isse..., geni partner et anta
estinaled nåla ns a ISO-party estinatedvals
prOvided, the vals of the sectscy oil be deisen
kan it ~Hepne.
- 'Dekt:atom to date' may adeste 'etanol
emmi, mane or botn
- 'Crsjrul und tea' <Karse« Oie ind "ang
ulet ps gret and may not rollen >as <ost bass
▪ Dels minuted Ka iakttas se not Imedan a
rutunal watt, ~pa. and are densav
am/ n, tent they can be sold. Ile ase
may be less est te ps sh.re eixinatd
nøye rsomded et the stevn statemmt
• RnItitted•easibtså Oestreded munn denne,
are not ondt argbie tor plal< sale ISSfinnut
Syslot urt the manet rite ol to i:verknad dat
d the sane oasens. inpied vals late
mincted stak for tepanta of Mo tennene *Mr To
It* tan the, tettsted securhes are ehable kr sak,
to valt comnd rniy bo oixunteal) fest ~the
erpAed betar"
• Ist (estimabel boom& ~rant yiekk ånd rat«
An emnbbol and ren is bau. on <urfeal
dreid/al and Mana råen, amming Ite t.o.m./4 tex
be helt fa att lyer horns/sement dale er veit
frar/unty. tb' estimat, es ny i palar" reeneeey
sad eraneneed releene Ore not guerenteed
- Otinsed arnal i-ccene ad <urent >idd la
<erten est of ~tat <ab enclade (mutt of
p-mpal a tipila' goro ri stch <me the ert
norn led nemnt velg noutd be orrstad
- fornated smul «ane ad <temt mb yd tro
attval Mane ad yo.1 re,41 be ben< a hyr
tun the *stant«) arecontt
- An nonneol maresyd more. (dirdand nkr
intetet» <lodd tyreturnen meFe
tols/mane batne it tamd on the lån dvdend
ca inseu paåmern mak byte Muer and
arrat' tre zecvata
ml be held tare
yta tran tm dalentent date ee ungl mak
Amracy sd ose mnd pald re not surstted.
• Anita net hold by Un FiredalSnylta. Ceilael
aner( ae Ilt' hal ty The I en, ånd nat MINI The
leint ~Sen ee <stred !hese astat se
Ortplayed n >US statemere for motmelon,'
primen orly. Pennen and vaksi pnesented are
prorded by the song tamt UPS husli Sumet
not rexcnstk for Sd Manution sddomme
guaranie• ett m<uracy. Theta amen n nal presed
by SK et the f.nitnaperemental SK comerage
• Råver« Manns ond addkionol menperaartion
- n e:Mei:nto carrnstses on takt sd I lb 'I b«
~ned nonneton wth thi dat ...isnet manual
hads 10a <Inntt ?n> ~n' n/ a' lira-asne
revna Ubtn;l0Mmtnle Iran chtttylcn «dor
almar d the "sutl lunds thai ne tell renu
steris se based en em> dalenes carboneros. (;)
the area" of bier by LOS d a pertd.be nasa
fered famn, to ut <lo" and (ia the att« malt ot å
~Sy ~lua, kid trys %hverI-dd it te
ferm
- Wc, andar alfalfl.ae ab> raene renVren)lead
fl
pfi:detta) bel n coret.dtranst for unt«
agten bytes PM no promli to the stettet lunch
teie len gamma/ se Ned kom metta avsett el
the rnItualknd and se a huddolk, arnxnt band
on the triaber of ar.CO-nle at the tader-deakr
holding rrtitull knis of turt lend famfy
•
åddcixt to comnsktsntrocened n uentaion
hvit, db mk a dekken« of a-rnity <atalt sed
rna monne« inst unn 'parolene Vie anda
at "kne nisene ~rur Mating <Orrbentat
Iran stry cl le erlailånre <Orra‘rnel. ~eng
leer murte treems. ^ilt% Oe te nuvare
<Øer
spcmon of the 'må ~ment mots
tet dottane.
In e:Mannto co mossne lured from the
~ise and sak of NedS•ares Lest. vs ard« os
attlate nakne n zseybined tnorut <hann.,
;avrom Som lIntShites <turbuss. a< ...dl a<
ØlateAnNoør ~kune" 'fonna Ind
odnen
- Our "flit ib, men" !rairg Warentrner ad
oter conbentata, kommunal 'tnt ard munnar
arrvalm stote acstxts vie ckarbule
- ~mene corecensal cr, Iran ISS Bart USA. UBS
AG StårdoidEranth
nal.alletated tura%
Itrov;h our Ude sneep troaril the
0:Criptnaleker naly be a mcnthy pe score fa cr
ren/ bra pereentage d ~age dal/ degos
balrbs
Activity
orrmon r•osdnå ~metan and «hr "Tg..
mund n (Cenr0 Kei &h IM erKNOn ol trid"
na badeg <0, ran anion; hm best «lodd on
(ordidnshons prentetok lumahed lo yteakt Sd metta
pandye
>s.0 prompt/y integral
Sheatetara
Nytem enoawd ei 'hat sylig a steady. yxs my
Mal 'charge d..• to <nuet txrroweg <om fer chic
pånrailom,Kurny
Open edb*
krardlet9 egen or • bast.bll<analed* «dies Obl
~tent ~Ved bytte stXtment dalt open buy and
tel stop ordm at* N•tivc,KI tri **amour/ ol dedyds
etrys' on are<d.Øe ex.tid•rte dele ynka,
ruin-sted "sne by >a tau serve:abc. fa
<eden Nat re ~med da torar tokn to anal
mang Open «den.
O~
To °blåna copy ot as orre <hem ernocy Nam.
peau <unsa aret arameer Adysor a me os notatet
arren, t
-
f annal Sown eta a bra The Rens, bamse
Senket A«curn OSS end RUA se Watera>
suounts *hitt, vonde sten lo bar* ing ternes end
~Is
demte sranaernsts eve. "'sed !sås
and ote Nidparty bent,. and fruniS4 exctri
a ttret
anns*PrOdst i esasd
s.atfloted
vdpa-ty mune «imamen ~soss«
samg uttedunes of l,BS Frumul Sanses tnt.
A.4
b
Man
- Forol CK mad • Ito bar. ousamo• May lost vas
- RIA ~a
Mansanbm /sum" babb«
Senkes A«osrl
RAM and internatabl Resovs
bananantal Attan! x.regatta ~uflaks°,
1.85 inantialSenices lx
- titSA n å regiateed tradent *smed by Vea
haterial~ Smart Auocrairca åndused sd«
kont* lbe UZIS V« vede <eds sd the U3S Vim
den<sch n nsued by ISS Bad USA tent
peanota:n horn vsa USA Morporated Alden
varovn« regusåd tradarnairt, Unte Mn. w4
renteedterretmate se el O.m' :espelir
~paret
IRSRnald•I Service, Inc
Rev. ≥Ole07
SDNY_GM_00324572
EFTA_00 197347
EFTA01306845
it4 UBS
UPS financial Senices inc
Prnote Wealth Management
299 Park Avenue
2641 Floor
New Yak NY 10171-0G02
M/70010440770918 X11 VI 0
Account name MAX f0UNIDATON
Friendly account name MAX FOUNDATION
Your financial Advisor-
Phone 212.821.70001800-308.3140
Questions idiom your statement?
Call your Financial Advisor or the
Peseta/edit at 800.762.1000,
account 029023651
14sit our unbar.:
wwei sbs comfnanfiakew,ces
kerns for your attention
, Help protect young) horn fraud and
rtMCW bank, credit card. and brokerage
statements regularly. Also. get yam free
credit report annually horn
www.annualcreditreport.com.
Value of your account
Business Services Account
September 2018
MAX FOUNDATION
139A CHARLES ST
APT 233
BOSTON MA 02114-3252
on Alawst 31($1
on September 28(1)
Your assets
1,245 68
1,24602
Your liabilities
0.00
0.00
Value of your account
$1,245.68
Tracking the value of your account
$1.246.02
73362
53382
.7382
Dec /014
1,2433
1.245.7
•
1.2460
•
et iot s
Dec kid
Dec 2017
Aug 2018
Sep 2018
Sources of your account growth
during 2013
Value of your &count
atyear end 2017
Your PrAtATerit return:
Olvdend rd
interest no:me
Change
medal value
Value of your ozcoralt
on Sep Zit 2018
51,243 25
$2.77
$000
$taten
Member sub
AnP70003001844077 N1700011770500:01 0019000000000
Page t of 6
SDNY_GM_00324573
EFTA_00197348
EFTA01306846
UBS
Business Services Account
->epternoer
'
Your account balance sheet
Summary of your assets
Value on
September 28 (1)
Percentage of
you accent
A
Cash and money balances
124602
100.00%
B
Cab alternatives
CO
0.00%
C
Equities
000
0.00%
D
Fixed income
ace
0.00%
E
Non-traditional
0.00
0.00%
Account name:
FriondIvACCOStntftWIr .
F
Commodities
Total assets
Value of your account
$1,246.02
AllON
aINNa
Your current asset allocation
51,246.02
100.00%
A
Eye on the markets
codex
S&P 500
Your neeacial Adviser-
SCOTT STACK MAnttyLE CASPIEt
212.82 1.7003 800.104.3140
• Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account. V8 S FCC Insured Deport Program Bank
accounts, U8S AG Stamfcgd Branch deposit
account balances and money market mutual Pond
sweep balances. See the impottantmlonnabon
about )ous statement cn the last two pages of
this statement for detain about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on September 28, 2018
3-month Treasury bills 2.12%
One-month LIBOR: 2.26%
Percentage change
September iota
Near to date
0.57%
10.56%
0.17%
10.57%
o.91%
-ass%
-0.64%
-1.60%
ovicioceemoiro7a term+ inosoodoi
sococoodo
Pogo 2 of 6
SDNY_GM_00324574
EF1'A_00197349
EFTA01306847
UBS
Business Services Account
September 2018
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account namirMAX FOUNDATION
September 2018 (SI
Year to date (5)
Opening account value
Dividend and interest ixome
31,245.68
11,243.25
034
277
dosing account value
$1,246.02
$1,246.02
Dividend and interest income earned
tor DuCOMO( thS statement, lacatility Cl Interest ad cladead Income has been deterrencd ficen a VS
Sac '<panto perspective. Baed won the residence of the account hada account syce. of prolzt type.
van* interest anOor Onlendpaymentl ru
not be steed 10 Untal Slim (US) 6430 PI;n0 Ftl(0 (FR)
non tame The client monthly Slaterneee n nal Intended to to used end cannot be laud scatei tor is
Turmas. (lent; should ant tatty arld Kaa• to naming forms they receive Ilan UBS annualys such as
the forms 1099 at the fan 480, lot fa reareng rata
n
the practice of UBS to lit the
doplocatoe to mooning loins with the US Inter AS Revenue Service and PR Treasury Deportment. MO In
such Sonya actratey <laity an
Indudual la preconc
aid cc aterea a sac event or taabY non. Ileal catcall your
September 2018 al
Year to date (1)
UBS Bank USA Business Account APY
67terest period Aug 7 - Sep 9
racabb interest
0 34
2.52
Opening UBS Bank USA Business balance Aug 7
11,245 68
Total current year
30.34
$2.52
Closing UBS Bank USA Business balance Sep 9
11,246 02
Pror year adjustment
000
025
Number of days in merest period
34
Total dividend & interest
$0.34
32.77
Average daily balance
17.245 68
Interest earned
SO 34
Annual percentage yield earned
0.29%
Cash activity summary
Your Kaandal Advisor:
212.821.7002/800.308.3140
See Account activity Mu Month IU domatt &tart.' in your Sweep Opa orc are induded in the cormg and
axing mama vats PDC insurancexclie: to &pouts a UBS Bank USA any al banks pactccohn m tee
UBS FDIC Muted DtpOsIt hpgtan. n does not car()' 10 deposes al UM AG, srantoici Brach. WC
;rotenone/a:on to money masktt :weep fund holding: MA net baN. &pads See Important inbrmabon
about your Itseentre an theist two pane: et t M daunent fcr &eats
September 2018 (SI
Year to date (5)
Opening balances
Addtnns
Dividend and interest ncome
Total additions
$1,245.60
$1,243.25
o 34
$0.34
2.77
32.77
Net cash flow
dosing balances
30.34
32.77
$1,246.02
31,246.02
AP.70003001044079191000t '770500)31 0318CCCOXCOCI
Page 3 of 6
SDNY_GM_00324575
EFTA_00 197350
EFTA01306848
*UBS
Business Services Account
September 2018
Your investment objectives:
You haw• identified the following investment objectives for this account d you have questions
about these objectives. disagree with them. Or wish to change them. please contact your
Financial ndmsor or Branch Manager. You can find a full descnption of the alternative
wyestment ottectivet in Important Sot-matron about )our statement at the end of this
document.
Account name:
frionAlm ar.mmt nxne
Your return objective:
Capul approcunon
Your risk profile:
Primary - Moderate
vivegment efigibifity consideration - Nene selected
Your account instructions
• You account is currently coded for margin.
• Your account cost basis default closing method is FIFO. Kest In, Kris Cu'.
Your Financial Advisor:
2i2.82 OW0800.303.3140
A penoo3ool aioso trocol mos mai col 600000000(
Peg• 4 of 6
SDNY_GM_00324576
EF1'A_0019735 I
EFTA01306849
SUBS
Business Services Account
September 2018
Your assets
Account name:
MAX FOUNDATION
Friendly account name:MAX FOUNDAVON
tare area,. 4XCeue .nd(✓renl value $ shown may te approomaie As a tun. 9cans and loges may rot
te tMuiStly rene(led Se YopOrtent urlotmateon am, your seatemera a the end of ths *earned roc
Rae pillOanilion
Cash
Cash and money balances
Cain and newsy tiaimon may Atha avalarie cash balance., UBS an USA arrow ac count balances,
UBS F Ctd insured RoganSank Barnes. UBS AG Stamford Buren *pool account Waxes and n-oney
mite, mAua lund Sweep takes
See the Important Nlomat.on at/outer:ex staternent at the end or this document foe detals about those
peones.
Your Financial Advisor:
ties Ball USA end ell ups Fred ins✓ed Rogan Bank deposit weave bases are 'Muted by the FDIC Want
applca)Rl met, bul are not protected by SIFC UBS AG Slanted Bran(n *posit account balances ale not enured
by rOiC and at not protected by ScFC lAbray mane. Sweep balances are cecleclea by 5K RA ase rot strived Cry
the CPC
Orzering balance
close.; basica
rice per share
Moose
DmIdenct Meet,
Dap n
Hddma
on Sept (5)
on Sep 28 CS/
on Sep OS (0
let
peeled
paned
allOUta (S)
(18S 8018 USA BUS ACCT
I,24668
1,24602
250,000.00
Vow total assets
Fenentaged
Cost
Bummed
Unrealized
vaue on Sep 28(5)
your Kenyon
best 01
enroll infant (II
*Op loSS (A)
cash
Total
$1.2.46.02
100.00%
51246.02
Cash and money bolomes
1246.02
10000%
1.24602
Account activity this month
tor more informant:4 about tte piker rave ltiOron for mulcted snot Mies: see it:axiom niorroarroo about
your sweetest at the toed INS <axone°,
YOul
Ouantrly
Dale
Active/
Description
expense co*
Face vd
Aug 31
Cash and money balance
31245.64
Sop 10
Interest
Sep 28
anceivalve
Cash
Can and
amount (S)
rnOney balance (5)
SIBS BAN, USA BUSINESS ACCOUNT AS(38 01307/18
Closing cash and money balance
31.246.02
34
1.246.02
AUM003001014091197000ii 770500001 031BCCCOCCCOO
Page S of 6
SDNY_GM_00324577
EFTA_00197352
EFTA01306850
*UBS
Business Services Account
September 2018
Account activity this month (continued)
oat
Money balance aaivities
Aug 31
lean forward
tuna
Account name:
MAX FOUNDAPON
...nay account narns• MAX KM INDATION
Attnity
Destro:10
Your flesedai Advisor:
212.82(.70008003033140
Amon' (1)
Sep (0
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 09/07(18
034
Sep SS
Closing MIS lank USA Owns, Account
The UBS Bank USA BaneSS Attain iS your ptinYy %ANY, OptiOn.
61.244.42
ArenC03001C44082 Nomoot tins moo (191 800(
End of statement for account number
►ogo 6 of 6
SDNY_GM_00324578
EFTA_00197353
EFTA01306851
Important information about your statement
U3S Crunch' Sewn bc. Oho firmer UBS Finned
Sonoma, a a mated
all penacial seamy, comnoSty
and options mehahaes UBS Enamel Sewn and US$
Bari, USA re naked Wan:lawsec UPS AG rod
ifetalas of LBS 54cuities MG the Pim% royal
statement es nobble upon repast Ted rat esteutee
°floes we at.
LOS Instil
Senna% be.
1200 Hata Boulevard
Weave&
N)02COS
IM Clawnwrl (*Wonted* orM off Kial Weed of you
• OS Fnirmal SevenWayne Other reentt. ea bete
*Heel to 00<urntrtt. coManna <ratting elanhoeld
rod be relied Won F you bele. thee 6 alma a
casco." raiment*" it merethately n twang to the
Derr Manson of the office omen; you coccount
Atha*
at f gym dawn re Melded lobe ar(dele
staleniert
not be te d fa tar rowan ray
"Zen yea wad w lams, ea. Form 1099. 5498.
I
tic ) Mien FearedYea to swum The Fan o
mound by taw he repal tote RS all toade dudleck.
reportabh or -Webb cfnidends Ind !nab* inlets!
toned On Mundt, held n you
net CrtKet*
Cr Yr lined Cet. led (04 tufo an (Men covered
secant.
Carmunkations with the Finn
• Noe reconfirm are oral earrnincabons n vetting
tofurther peCtKI you , mfrs. reb-6,3 you rit
tale h.
'
SFNeys leetiter Prokette. An
A)
• If the financial suntan on the by lie of to fare
of eut ILIdentre a
anti IBS Feitx..I Sanca, UBS
MANI Saws cartes you navel at (hang
teobe by artarent
eth the rocasd roma en
we nfonned wool the rebeentho whence
0Na:4thetaunt
b t e me. en fat
and
bourns se localrd a UBS humor Sewn and rot
the mooting Dec...4. and we, mit mike a report
of ant ems a remon to both Inns
• A, dented n the accost netieentz you mat
ready us of any elm; or nod nerolaigd-eds
reflected on your steRenent wihn 30 days after it eels
Maeda nude notable
• Item droci oremeti aniplinis a vox*t to the
'ewe Ghent Maid" Geodn'tent a 201.752.1699
tol/ree ie 800.35.9103. (MOM' to 600 P FA
IT Made, though Foley, a in ram to LBS
FrunC4 Strict, her.. Cient Zeta all Department.
PO. Bo. 766 Lbon Cly, IO 07031.
• Al statements shall be deemed corn:tete rd none
it not <bettedto n wring wthil GO days
• fa TT' sewn. Cal B14412.09% ot from outside
theU
041291.357.149S
• bow of mon a onions *PA an Owen:int
firth Vanier (EFTL bill parent a U35 Vet debt
cad oansactiay, cal 1304762.1000. or wee lo UBS
inareol Swots bc.. 1000 Harbor Owl, 6t, fear.
Weber.. et, NI 07086, Ann RMNBSA Seven
Canaanite n soon as ypu<an.1 you talc yos
statement a /wept es worry or dyou need more
Monnatonatrau attester
the Yawner+ a
swept The Fars or Card basun arolcablebrtni
her Morn you no lad thane° days as to Firm
ear pr ex feet ctaternre as *rich the eace or
Problem *Pend.
- hoed. yxr nano rd aecore rewire Of any)
- Casaba the era or the venter you a* own
about and *vitt
as clealy as yorcri end yore
blew A K enema a any by mod mono
rionnalten
- horde declaim smart of tie expected error.
Tx Fan a Card basinl nee:bait your <emplane
rid a
correct airy error pronelyfor reseed awn
mohtha L135 Vet den cad tersacto-o. a vain*
mane then 10 loinwe days to do ihs. err we (rode
pr e want fix 'Iwamoto you Mr* 1e n mot. so that
swell her the use of the money dorm:trete»
'Sari La CO ampler nu Madigan:el
Plebe make all &et is payable to me fern or tie
torch! insufaien "kited*,
he front cf ma
tunment In addition to mauls aware fon accounts
may be abject to mantenrce fees, <b ran to late
pared for secure.; purchases and chars fcr
anions nail
roams Account ehr ate roanshand
to other nodule". may be sullen 10 a &ri
f e fee
WS Swop Ogden
LBS offers options fa sweepeo cash palaces to bark
down accout at ncmailiated bats and affirmed
bank. and money maser mewl lends (Money fun*
Depose recent at MS Bari, LISA ana nr. attired
Dents petticoat-9 n the UBS PDC -Wired
Program re FOG-nosed n accordance weir( 'rule:
For rmn riomnbon, phase not red. f Octet Depose
wools at LOS AG Slanted arch and gores of
Vary full
se not iviedby the
Baal dwcals se not PrOlt(t4dbYSIPC Mon et' fad
thanes re protected by SIPG See "LOS Inmost Services
Odder. Protector' below.
upon your...mit baron sitebrit
depute may to
withdrawn. and Owes °talker/ !aril nay be
leiadeled. and Hemmed, returned to ye...COW
leCtrd es ..<<c•rd
Father nfcmmton ebau malabk step options.
nclang <want meant roles and yields. o ahatatie al
wee its cansweeprolds, from you 'nano' Arno
a bi att.') 80) 762.1000
LOS Financial Services account protection
The Fan es a mentor of tie Secures mien Protector
Canadian (SiC). which preens Saws cuelcoren
of ds riveters to to 1500,000 fendiadr9 1254(90 for
dorm fa cash) tylanatory Lnybure nobble won
Mom, a a ma* SOX tag The 5IFC eke 'Mete"
lints racy to if =Qum that you hold ha prikular
emery
The Pan, together nit wean *halm ion orb
pschned supplemental rosince The mammon
rove
payable to all Noble clanx coleternb under
the ptOleclen s IWO mita.... of Gerber10. 2016
5.4•00 to
prey (Mil tam and Imbetorn. (nh
dm elm o *mho.
ouched kr ep to St 9 miler in the
aarecele for
you alcoves held n a panda
CaPaCty A 'Weepy a me coley wading es amiable
Loon maxi
Weber the SIC plan-Ion ra the stool:enema'
prOlitlOn gold IO:
• Ginn 'newel aeons roweled by find molded a
)0., IMO
, YAW'''at held away Kern LBS iflarcal
Senrel Foe ...role teeter
antrerxe prodAly,
ncLidrm wubb, notes. and ft)therts of enicel
And, redettreel "the "my of the nova holder on
the hoc., of the mute a Vanier not),
• in.ettment attach a nwsinere Merest, leg,
tented patrenhps and aerie placements) he are
not macaw' renter the Se:untied Act of 1932,
• Caravan.. <wracte (e st. foreign **charge and
pricey; rrotatcortracisl, nthadnl haves antracts
aid "trenCdte Won contracts. ad
• Depart '<cowls (neept condones of depose) r U35
Bak USA, UBS AG U S traxhes and brew n
ICK busedDeposit Program
The 5/PC watch:" arid the siadensenial prce telex, do
not apply to these assets em if they ethernee wpm
on yos stiernenk The SIPC protection and the
socolenstrai protection oh Me protect agar.. changes
n the market robe of you' mestrneres (*hither as a
mutt of market rrovement. own balenplya
<sham*
Dividend Reinvestment Fragrant ODOM
The price **I
'd a an .maw era. Vey my obtain
dx aloe, pee lean yo.r inanoil &chaser Only neva
hen at puthased under DRIP. partial sham roll be
sold andthecaw. be drowned n you '<co-at The
dividend remnant", prat er0PledbY the over. met
deer hem the mrtee ;roe di Abel, ite Prsal Owes
re sob
Cads-irbliate
Olt whole %nes may be held en you aware d you av
errldled lea pithily ..t at a fetish of a &wand payment
or ~rob
the ram mR ether sell pseud unit al
nate pre a accept at !neva determesed by a
noVertel Ohara fl eecy. ardaede yes K(Cced
lemmata/It akin:tiro
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ear account and may wry between you =orb.
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abort
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a
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of exam talcro•Ah of principal
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lore era and whisky to the moue meal. men el
that neat the 4(r.O.OI don era generate arbor*
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the lame >nen
the same ernekce. e.g. because
they hoe wenn who oleo mental, pre racoya
re latently. wen olive clot al the save eolress
you prefer to recent rd rda.4 statements mailed n
aparte ernefocee, you may donne houserokkm by
oaten you 'Asyut Athiscr
Friendly ocean name
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her no legal elect on your account. es not mended to
affect any stn.
peo&ec reOrra•Millen,
mertrrientcbjectee a re& poll .muted nth yon
marls. and a not a promo.. a waren not nah
or any leaner msuh Cana wit be acheved. Al
• untresiatt reel* tiro
el kat. nehang to na of
loss of the eat ornament You <an dunge you.
bendy acorn maw teen* °nine Seances or by
antactegyar Fruit ul Adman
Acauntemerview
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vales foe
astrinfd wont/ Batend Gobi
n
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arrived mots to retake, and anon abet not held
by the ;cm Does not nark .neiced seositselassen
a the end a the prior and one
catenate prods, a
come mannwerk anted nod options and
nerceabk nod option.
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nudge.
bra each In, shay aware Way: es
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<4th hires,
peat depots batten al all Toad ref
remafflobed bares, rd norm mane max,* find
sweep harem, a the close of the stamen peed
Namtorrrreelty bee credd balances n your accrue at
not segreontd from other bakexes ad the Fan troy
Lei ry ol these I Lech nthe adnry canoe et
harem Thew fuck an puyable rion your demand.
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Leming infennatian
Per detailed nlarnation on the Fen's londrg pantos
ad (Subsistt tete to you Chmt RetahonshP
Agreement a Account Apernent inithe G•naal
Terms andCroton, LBS Statement of Credit Practices
naidie nAgreenenb oridVxbacreo
a ',rm. • a,. enenoren.ndf &Ow,. I.
SDNY_GM_00324579
EFTA_00 197354
EFTA01306852
Important information about your statement (sodatrend)
Vov sea
Tat nattmat dama moster ad aha anna held
nthe '<cosi:etle end of te nattmat a~ Yta
rory an for ~myet luly pad bones a's/tero
Ynu rna/ratene Watt. utal at ban <Astri atm
PairSI arry batnet due
hen Arv wcurbm
transited toteten drag the sesamene persd
loted ei malet vass d the end d the statement
~sd
• Co« beit In clettennna the <ost baks ofte
~On included n les sudement. *heie ndsared
wth the nerts' I,' LES Flaxul Snott e has roted
al Sams^ cblaned hom ~on otter Ovn Les
fysul Sanset radrg ~matten kan natter
lemar thie ete mag have Øreled to yap, einast
Adm« the San doer not nd•perstmtly ~fy er
~ela
theK r ry a vaidly
sy dømd«.
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addhark akhooph Les hust d Stretet genera
omdan *n 'dormet:nas e o mened the Inn
Ø
ral
aret' Mitti« til te ,domslur
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batt' ad 'Uralved girl loss' ws
retire at os so Sote d tre «romere Atna
oksedorm rovt fin ~milen a make
pschase a tålt bossew kr IT pubases a
011antitt Ritants Uttatt.] tote hm mai
rekest os-floss nformalm only loe te (»red of
line they se held at fe inn More hotatcal
natneon tri be skled by >at tesnal takta
• Unrealirod gintflossa liten daues ~Utah,
tunved vendiatelgansrlosses se tak uland
nervet secary bh the anm Silda', kw
retudet kli ~lor my rm /01 tet ccerensicee.
Arr< rider easy toorg.nax,ca erm
ormetid ond tilar matnett lon sd »trannet
puta bli ro eat ecembned to stoda/ er*
nerasa.0 lot th.' Tradedate" «dann assants the
ardlwarnacten askdate
• [diablo isaablet Bads and awwlerred Mak Måt
the ~a <ab for tarY ~ion
wil be setested
nagl" by lot Iran arrice9 al ~es of tet
sos heded n ornere er n nomne* enene fot or
dent, Cal kave ~kones obtaned hom tid
pyts and as xossy n nol weranteti Oder <al
lomras my enn nevn «Ja a•ka area compkk
ntambbon ml bo soneod K•ardudned
• endt.
of &peik (CD.) <etse FOK ~cd
1.4:, to 1.2$0.000 n auxpal ånd acaued rysta per
depottot and ps ~sy
trimmen, nsondane.
weh FM 'vies.
• bia/rake Etses Ortmd la bosatt and abs
prol.sts may be hoter or bat ten the ase tue
1,0J 'sodd stualEr mene n the myket Etses se
ebiatedfrom.inos ihrd party tastes newsh we
belme k be rebble. bul ne do not ~aete ter
accurxy
W• 9~4 ~
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the mast ol Fr tnt ånd ad. pkt la anel
annlytt ånl Øses ot an Mann Ø OTC
taua«
len annekkadedstosnwes (uy be ased ussa a
valdta:nmadet a the mast recent ake *e
~med and ~y not reale« an studmyket age
a våte
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til niaT at 'vice tas ra nota*" I ne re
vreide to obbin a pta for a snudy
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011a Pm US. ~st re relieckd at the ~hanse
rate ai d the slaterners daa
- Fa anen ratvues radig renar confornswo
denomnatiens, vie end ousely Ese vals) my
bust bet acEusled to faOlutle anga valualtn.
TO d:4M~
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ryas leersol ACknOr
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ems* mosimon uvett« (nong dra"
part r penn program and real ensa tienInant tutl
flestes) sd masta d~
re orreaty hia*
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prodans has nal buen
resisteted with the Stort Liland Etthm;we
Carmetitn« stilt sy slak smilte, ben We
voede eshmated val« fot prinse ~ment
baret and syettnd orocIsts ler Semitt:na
~no Ork tabary 6 rol traneed
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arr,. at neach å pisse ~onen, beunty
Witattalptotitt enste famle or <old redda
not meda* repr sers the vals yeu mat rotos
uPan Ploadabore.
- %id party sinnes of Va. V! r of • cman
date and ase swpied a UBS Fars ut Senker on i
renta baseby ire redependert valmir Inn
- boar. gnallpaller n sponsa 'Umaket veiarts.
d ry, re ~Sed tote Fem ty the sua.
9rnaållaartnte or tose~ ard "ly E. tatuOted
baud on d oten rdowon korn ds wsed by
tret pron to dem, fer omred vakes
- You <an otran ackhcnal ~mat*" attreing
tre
~d to damene the Mia. CI
rolue ed the dase el ta ritaintin nal n the
basis hr the meny,. by rontactrig >as Frett
Attrea
- Thid påny sainated wker may be relle<xcl as
Arked' in se eta, soussen: nem an
~Idse
nabaxan lam has not suppled a s
urette to spon a vale, nem en bittene swe
tal a maxna nat hr aosred Tat mai <al a
varesir dponed tala n» ~On. er aten a
vas netid behgly ~st
due to In. rin".
Ot the taunty
- ~mitar
an 'stut, gensal partner or spanter
estimaled utbe ns a Ihrolpsly estinated vals
veta the vals of the secticy wbl be deiser.
Snom b ~Hepne.
- 'Dekt:alens to date' myrdede 'etanol
debil ~rna er ban
- 'Crsjrul une <ca' <Knart Oie mol ottig
pese prs tre and mai~ rollen yos <ost bass.
▪ DEP ard trimed RES saknes re not imedan a
napart t.,(V ti4 ~.
and are rir"?
+kord ret nen they can be sos the ase
may be kys est tit an inna /ined
nøye «orded n the stevn viteset.
• ~ned ~ribb Retsbed munn raet
are not ~tty etigtk Sar plal< salt. ISS Ero-col
Senen utet tnt mark« ase ol letrretØPØ
d the same oasens. inpied ratet late
annan flak for arrpote of tnt ~a«
onbr To
ta bant aul ontattd tetvimet an elwalde kr sak,
ta valt mord maymybe oixunteris kb temte»
rrp.bel betar"
• Est (estimabel ixona. ~rent yiekk ad eat«
An xenon ot and ran it batet on turfim
6.~
and nise., ratet astanng ta smittes vill
be held fa tre ryer korn natta-sen dale er ~I
remuse. demamma. 6 44 inuitar" Monn
Sn (innad intome re not giantanid
- Estiestd annal Ø
ad <vermt yeld la
«etan est of ~tet <edd intide armm of
p-repal a taptal ora n newd, case the ert
imam lad tunen >eld) «okt be cerstahad
- fornated ra t «ant ad <rent mb and te
amt ixane sd rikt rasta be byr< a ligha
dun the *somrer) arecontt
- An estimabel trunad neon.. (dirsked nkr
intered)d~ ty thnunent mlle
•abeisaage batna. ri ~ed on the låst dvdend
a ~ex tarmm akedebatt bruer and
annet tie year itildepytti mi be held krat
ses frem te
dalem
ent clate or tatilmarly.
Aco.rxy rd ose nutd ,eld re not surameed.
• Anita net hold by Un Finstad Sannast Ctilan
flint re ra hell a/ tO inn and nat tann da
I nat ~tala
<stred !hese assets re
dokred on >OS statemerc for rdornahana
inspases orly. Posenor ånd gabb presented are
prorded by the navry ram. UBS ferat Sancn
not respcnstie for the ~sen ad don nat
guarante• et s<oracy. tette a.s.D »Y MI praled
by Sei< a the Fem',
tel WC covera?
• Ramm ~sand orldkionol sompereartion
- n addzist to tarmamt on takt sd IID.1 b«
re<eved n ~neia, wth etre dat snel manual
hedt 10 Okt <Inntt sne fl « al atlasa asne
ameds tarv) Parent, Iran isstrtvicn leda
altand the "tutl lvnh tal ar tell talt
~1
re bauden snodaleren, <ceroments. (;)
the snart of bles by LOS cf a ortd.lr mutual
brd famn, to ~demt and Ea the ans vals d
~sula- maluaTknd trys 5hYS3 held at fe
- Wc andar Slit», also recenenswerl.na ad
fl
passen.) bet n romdrenen lor uånd«
agent samen its no pron* to the "Rual hende
teie løn germ", n pod kom meske amtet n
the fettvalk:d and se a hatt dolk, amaut band
on the ~rim of YCO-1,15 at Ile boker-drake
holdig relast luds of eksila.] fri,
1". addcixt to tonett rosered' tommeion
veit, the ska dekbehon of aurery <masa; sd
tnt monne« inst inn 'poteten% tot anda
at "kne nam revira* titing torvnatt
kom revyel the erneåria tornntnn ~en ny
the ~uty taltral ilAbIG. Of te (19111Xt
<an:enes« spensas of Ile isa netene tests
at drivben..
b e:Mannto erme:em rete red kan the
pschne and sak of NedShdres fim. vs ard« OS
anla* ratta n stel bred taes.» donn.,
;avrom Som hkeStats clartutors, a< mal a<
Ølatldnaoør onekr.enent varna ard
~sen
- Our debatt, *Omen natta Orrantna ad
oter osbersataw hem muna' 'trick ard mannar
are~s stote rakst( vet ckarbult
- We mene <oms:enset cn Iran ISS Be* USA. UBS
AG StirdOldEranth nf nal.allwlated bits
Iteov;h our cash yn<p VerStrei Tnt
arriptnatitn rray be a rronthy per sukre fee
my bra pereentage d ~age dal/ depoet
baisse:
Activity
ntamarnon regidyn
and «ha Mag«
neired n Calialtan wth tnt en.c,~ of trades.
nclidrd ~en kastent tos Onn «lodd on
ei:Stend." prenousk femtad lo Yoi. Sd mfl bt
Pronded to pai prompt/y tregrev
Short såing
fl yo se enoawd n 'hat etilt a steady. valmry
raca 'Arge dat to <man txrroweg tal' fer tel
posta saturn,
Open ords*
krasdk•9 egen or • bae•Oldhcanaled* «de" Ihdl
sterat natvad by thtstX•mgen dalt opm buy and
tel stop crekn se ravused tre the snare ol Ondets',
et retes on ane...Enden:b et p.tith dale ynka
talnattal etmetre by ia-t YOu re fantetba 101
«den nat at ~nød dr to year trise to ussel
~Ing Open «den
tennry
To Øana topy of as orre <lem Inacy Wen.
pitre arma ses FrunewalAdesor
vsa ~rutine
yuw t ,mentriiimYk
-IS
renna' Seences
rot
a br* The Reb. .,netmm
Senkes
reral
OSS mV ItMA re boksa>
se<osts which vonde mens lo bar* ing ternes ond
~Is
*tad, ragemats vrei "Smed ~ås
and osb« thid.osny tent,. redyn
'<cf,. lo
nassse
annstYPOdAt nasdb~floted
tedory masse (Øren ~soss«
ataxy ant islens of UES Fruncul Senn. M.
Si
b Prod.sn
- Mat bfl( noad • ko bar. ousaffise May bye valso
- RIA Rsoia brown« kutet Bisn.«
Senkes A«osel EISA, RAM and riltrnatMal Rasane
Mana'aemse Attan! sne reweetd ~uflaks°.
II65 inantialSenxes lx
- ViSA n areghlned tradent *med by Vea
edsankre botna nuocattai ard used y
U8S Ymtede est sd the 685 Vim
deed <sch re eted ty UBS Bad USA ~h
osmosen horn visa u SA herrar»! Alte
risstens nagg:sed trackenairt, tinn Make 6.4
regisbred senncernsas reol der respeone
~etses
UBSFiwdal Service, Inc
Ree 201807
SDNYGM_00324580
EFTA_GO 197355
EFTA01306853
SUBS
UBS Einem:4 Unlaces mc
rani ete Wealth Management
209 Park Avenue
26th Floor
New Yak NY 10171-0002
*NMI:06931411018 VI 0
Account name:
• , PJMOATION
Friendly account name: MAX FOUNDATION
Your Nnandal Advisor:
Rhone 212821.7000800.308-3140
Questions *bout your statement?
Cal your Financial Advisor or the
rtesourceline at 800.762.1000,
account 029023651
Business Services Account
October 2018
MAX FOUNDATION
I 39A CHARLES ST
APT 233
BOSTON MA 02114-3252
Value of your account
on September 28 (V
on October 31 (SI
Your assets
1,246 02
1,246 27
Maseruwebs/to:
Your liabilities
0.00
0.00
www Joscornifnancialsennces
items for your attention
. Help protect yourscif horn fraud and
review bank. credit card, and brokerage
slatements reguLsrty. Also. get your free
crock report annually horn
wwwannuakreditreport.ccen.
Value of your account
$1,246.02
$1.246.27
Tracking the value of your account
7,2382
8238.2
32382
Dec1014
82433
1,246.0
1.2463
•
Dec 2015
Dec 2016
Dec 2017
Sep 2018
Oct 2018
Sources of your account growth
during 2018
Value of your &count
at year end 2017
41.243 25
Your praeltment return:
Dividend era
interest ncome
Change in
aerial value
Value of in oxotot
on Oct 31.2016
$3.02
50 00
St 24627
Melchor SIM
AnP70002030650141 141700006339f 00031 10180000000)
Page 1 of
SDNY_GM_00324581
EFTA_00 197356
EFTA01306854
*UBS
Business Services Account
October 2018
Your account balance sheet
Summary of your assets
valueon
October 31 (1)
Percentage of
your account
A
Cash and money balances
1,24627
100.00%
B
Cab alternatives
0.00%
C
Equities
003
0.00%
D
FiKed 'income
003
0.00%
E
Non-traditional
000
0.00%
Account name:
ARON
eriendivACCOirntramo• ' ' ' •
ARON
Value of your account
81,246.27
Your current asset allocation
Total assets
51,246.27
100.00%
A
Eye on the markets
Index
S&P 500
veer Neencial Adviser -
212 .821.70CO800.104.3140
, Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account UBS FDIC instead Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual turd
sweep balances. See the important inkirmaaon
about ow statement en the last two pages of
thisstatement for detais about those balances.
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on October 31, 2018
3-month Treasury billy 2.33%
One-month LIBOR: 2.31%
Percentage change
October 2018
Year to date
.684%
3.01%
-7.36%
2.43%
-7.95%
486%
-0.79%
-2.38%
Ate
142 NP7000063391 OCOOI 10194=000°a
Page 2 of C.
SDNY_GM_00324582
EFTA_00 197357
EFTA01306855
Business Services Account
Account name:
MAX FOUNDATION
UBS
October 2018
Friendly *mown name:MAX FOUNDATION
Change in the value of your account
°Chat., 2018 (SI
Year to date
Opening account value
Dividend and interest income
$1,246.02
S1,243.25
0.25
3.02
dosing account value
$1,246.27
$1.246.27
Dividend and interest income earned
for Duf90SN Ct thS Statement totablIty Cl Inkiest Ond Chided, InCOme bra been Otterrantd ball a VS
tac lePOrbrd Perspective Based icon the residence of the account holder. account hpe. or prol.ct tape.
500* Interest ands dadendPerlentS ray nom be vizier, 10 tinted Slott 5 (US) ender PstrIto fatO (PR)
Income tees The there monthly Palmed a rot Intended to be used eni cannot be relad sa:•zeo for Its
Furrows. (lent; should ales tote. arnica:letar Wean° lords they went Ilan UBS annual), such as
the forms 10:0 and the Faro 480 for Is, (extend intamation n is the practice of UBS to Ile the
allot*
is reportmo loans enth the US internal Revenue Send. aid PR ',resod Department, and In
such kern: aecosatey clzafy dvdtrat each 'Merit star tornal or tacabk axone. acme coredt your
Includual Ia. prepare(
Cash activity summary
Your Kaaadd Advisor:
SCOTT STACK MAP1LYLE CASRIEL
212.821.700O. 800.308-3140
See Account ar 'NA). Nut month Ice <Matt fiSaeces on your Sweep (mpaoro are ondudid in the owing and
diming Mandl vAur FOC iraurancesaphes todrowns at UBS Bank USA at SI banks partcpabrog intro
UBS FDIC Insured ['VOW Precrin It OOPS nOC 801:4 10 des:000M UBS AG. Srantorcl Breath SVC
proteston =doe: to money market sweep fund heldorqs but not bad deposits Stelroportane tobrmatvn
above your :teener'? CA theist two pow: el Ito:date-nen! kr &tab.
Opening balances
Mdcons
Dividend and interest ncome
Total additions
October 2018 IS)
Year to date (S)
31,246.02
$1,243.25
0.25
302
$0.25
53.02
Net cash flow
Closing balances
$0.25
33.02
31,246.27
$1,246.27
UBS Bank USA Business Account APY
October 2018 (S1
Year to date11)
bterest period Sep to- Oa 4
Taxabb interest
025
2.77
Opening UBS Bank USA Business balance Sep 10
$1,246 02
Total current year
40.25
$2.77
Closing UBS Bank USA Business balance Oct 4
11,246 27
Nor year adjustment
0 00
0.25
Number of days in merest period
25
Total dividend & interest
$0.25
33.02
Average daily balance
11,246 02
interest earned
30 .25
Annual percentage yield earned
0.29%
Ar417000/000t139143 10, 000063391 OCOOI 101e excc0000
Page 3 of 6
SDNY_GM_00324583
EFTA_00197358
EFTA01306856
UBS
Business Services Account
October2018
Your investment objectives:
You haw• identified the following investment objectives for this account if you have questions
about the* objectives. disagree with them, or wish to change them, please contact your
Financial Admsor or Oraxh Manager. You can find a full description of the alternative
overlent olleNiTes in Important 'Ma-matron about )our statement at the end of this
document.
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Your return objective:
Capital approcianon
Your risk profile:
Unman; • krinducate
lnwstment eligibility consideration - None selected
Your account instructions
• You account cost base default dosing method is FIFO. Rest In, Fest Out
Your eineacial Advisor:
212412 I.70X1800.303.3140
Ant7COM00099144N;10000633910:001 1018003COCall
Pegg 4 of
SDNY_GM_00324584
EFTA_00197359
EFTA01306857
UBS
Business Services Account
()cuter 2018
Your assets
Account name:
MAX FOUNDATION
friendly account maw MAX FOUNDATION
anent Pucci, ccOee and (woe waves :hewn may be abetorresole At
pacts Yd losses mar nol
be ´ly reflected. See impotlent Aformarecn Mord your Stitt/POO a the era A the &cornett fox
incte ,nloonalion
Cash
Cash and money balances
bin and notyry banCtHroay *what ovate cash balsas u8S Bank USA atpaut account baLaxeN
UBS F
Muted RoganBank Sanctus UBS AG Stamford (Marsh decant account Waxes andmoney
maker um col lund swap Mance,
See the Important alormatron a0out your Staratatat at the end or OK COCOS nt fix dears aboui those
wances.
IMO no
Your total assets
Year No
Advisor:
212-821-7CCO 800-30B-3140
Was Balk USA andal Ups 'Lac lapsed Froprarn Bo
dtpout scorn( balssceS are InPated by I he FDIC WIN.)
applicable Pmts. but are not protected by StIC MS AG staniterd Bunch deposit &count Waxes at not insured
by SOK arc ale not protected by 9PC Marcy market sweep balances are &electedby 9PC but Mt CM 'Muted ty
the roc
Ccenng 'Mance
Closer? balance
Pnce per share
Art roc*
()tide's/insect
Crays n
on Oct 1 (1)
co Oa 31 (II
on Oct 31 (S)
ref
NSW
NSW
Cep swum (S)
1,246.02
I,24627
250,000.00
Percentage d
Cost
Estimated
Untadited
Value on Oct 35 (5)
your aCC0unt
Um (I)
anneal 'name (SI
wino, ID'S (a)
Cash
Cash and money balances
124627
100.00%
124627
Total
$1,246.27
100.00%
5124627
Account activity this month
For rms. inlortnatIcn about tre piker rafts Storm for restrictedstarMies, see orporranr ororrorton atxxa
your frofemer4 a the end ol INS rax urea
You(
Ourrity
pale
Aatntly
OtIMption
COSS code
Face Atte
Sep 23
OCT 5
Intern,
UBS 8ANI USA BUSINESS ACCOUNT ASCF 1004118
25
1.246 27
Oct 31
Closing cosh and money balance
Pixel/Ms (1)
Cash
Cash end
amount (1)
money Warta (I)
Cash end money balance
$1246.02
$124627
MS7C00.20C0e)914519, 000063391 °COP) 101BOCCOPCCOCII
Page 5 of 6
SDNY_GM_00324585
EFTA_00197360
EFTA01306858
UBS
Business Services Account
October 2015
Account activity this month (continued)
Account name:
MAX FOUNDATION
friendly account name:MAX FOUNDATION
Account number.
Your Pinandai Advisor.
212.82 I.760:1800.203.2140
Die
sanity
Desuodoe
Wein' (S)
Sop ZS
lalamos forward
Oct 5
Deposit
UBS BANK USA BUSINESS ACCOUNT AS OF 10104118
025
Oct 31
Cloung WIS lank USA Bun moss Account
The UBS Sank USA Bane% AO:0unt is your penlary Sweep000n.
kidney balance activities
d1246.02
$124127
AW7C0:20C09,19146NP7000063391
account 1018
Pop 6 of 6
End of statement for account nurn
SDNY_GM_00324588
EFFA_00197361
EFTA01306859
Important information about your statement
IS &uncial Senn ttc.(the firmer UBS Finned
Sonata, et amoteof al prnapi teo.nty, cownxity
*adoption...mho-get UBS inameal Snow and LEIS
Tart USA re rdeed sLbscianesct UTS A6 ad
ifitalt. of WS Secteltes MC the im's Immo,
latent n wadable upon request
F erns estate.
°floes re at
LTC Instal Senices
1200 Hata Boulevard
Weaved- en W 07 86
IM °Mown r•Ce•i•ntcth• oray official weed Of scy
rimmeal Senices account Other records. e**91
*NO tar elennotrea toasting cantina dalashaid
noi be relied LIXA I yOu helms. thee 6 enema a
ancoon. Dime WOW A airreclotele n twang to the
Broth Maruopi of Me office teen; r:y oxeye
Athci4i at ague them, re 'Waded lobe amine.
stalenwe dY1, denkl not be used fce tar µapaes ray
9:Z son rex-mid w lams, be. form 1099. 5.198.
I
to )Men VannPau' tar worn The inn n
regured be law to sepal TO Mt tS alltamede Matadi.
reyortabbnntnabb dnidends and !nab* mere!
toned on sectentai held n SOUr *Meat net attend,
en tie liter lire. *4 toil hosts on erten canted
ecyairs
Caremankalions with the Fla
• hose de.ccelinn and oral caromnorbons n wand
to further WWI you nosh. rabereY9 you nth
tan. the $1Naas credo,Proh(1.:41 All (S A)
• II the finmcd cacao, on the up lit cl te from
of nut 0.114Mni I AO IBS F /WOW SMACK UBS
MA NI SHWAS cartes your xcoum at among
aoke by ware* eih the rekaud fhlitd en
we Seemed load the retiOnMO ohenyem
coined the *Mkt/ h ty Oh. kW (tall and
'udes am loculcd t UBS Franco, Somas and rot
the nvoclorg bicker. ad sem ins, mike a few
of ary enceorrerpon to both Imo
• As dented n to acca.al Krements. Dee net
nobly us of any aro; oe lead meting dye's
reflected on your Marone wan 30 dogs idler if was
Mahal a rode soak*
• Tem Onto (Won*. <0.10lirdi a Mated to the
rem% Clem "daunt Cindtreent at 20l.752 I699
atoll roe t 800.35.9l0.1. FAD A.M. to 600
IT Woody though Folly, a en In eo to LOS
Dunce' Sewn
. Clore Rowe Detriment.
PO. Bo. 766 Lhon Day. It 07081.
• Al statements shall be deemed corrolete ask none
it not abettedto n raring withal60 days
• fairy sewn. Cal lia4412.098Sot from outside
the U
M1457.1495
• h the of rah a 0..hlalS *PA an electrons
knob tender fErli DP parent a WS Vat debit
cad transaction.. cal 800.762.1000. Or vent loUBS
f na-cul Shwas Ic.. 1000 Harbaliltscl , 6th f kor.
Wienantrer, NI 07086, Ann RMNBSA Seven
<Outwit. n soon as SCO can. 1 you tole sat
statement a inept es mon) or apt need more
nfonneon about strafe as the 'anner+ a
meg The Fern or Cod bear Ds amicable) mast
how I rornrw no Lite than 60 days Sit. the Fenn
tail you tie tea I:0hour* an *Arch to eacr or
Folio" *Petal.
- horde oxr nano rd accon nada/e(d any)
- Dna Pe Me error a the transfer sou se crave
about and *vitt as chafe as you can eel Wm
blew e h enema a why pit need inn
rionnificn
- Premde the day anon of he creamed error.
Tx Firm or Card bps oil nveioate yea complaint
and mal correct army en,. paroleeFaAnted Oath
rocenoa
Via debit cad trytacto-6. 0 me tale
awe than 10 bacons days to da OW we MI (We
Axe watt fee Marmara youtank it n Mod SO Ma
you ha ease th. ute of hemoney dung he true
tales tato complete at ntesloatran
Deane make all &eels payable to Me rem or tie
• nancial insittLeicn oda/Ace. tie front<f ha
tuament In addition to virgule, now+ tie accounts
may be piano tomono-ice fees, chases to late
pa/mom fa senates purchases and charges Ice u-pad
anoint n ash >wools Accosts tai re roanMend
tootle( rotations nil be subea to a tilde he
tud Sweep Oplkev
1.85 often options to weepeo unh Winn to bark
deposit =tern at ncn-alliated bats and affixed
banks and money Markel metal leads (Money hr.*
Depose %COATI al LOS Bra LISA and ekn.itlepod
bents panicoong n the 4.86 PDC-hosed
Program am PDC-nosed n accordance withDrC trule:
For wn riomnbon, please tea emu 'Stye Deposit
nouns ei LOS AG Stanford arch rid lures of
Monty felt are not hosedbyte FOC.
Baal dipaiels ye net DroletteclbYSIPC Mont/ rind
Iharts re protected by SIPC See "LDS I manual Services
kora+ Prot/Oat' below.
upon sow remit biome, nt the bark alum may Pe
ethaao l. and than of a Navy !aril nay be
IigalTed rd teamed, returned to 'cocoas
SHWA its .0<<Osd
Fltlhef 'Memnon *bat mailable soap options.
nc1x1.9 <wen+ Mont anti and yields. is notable al
wren Ws co-dsweepwelds. from yoke inonolAdoscr
a by tatex ECO 762-10:10
CIS f Mendel Sorekes account protection
The Fern it a member of Mir Seaton nada Praetor.
Comaaton (SVC). which ValtaS '(veil customen
of dardihdben..la to SS00.000 fincludeo 1254000 for
clam for cash) &planetary brochure nobble won
c.floia x my. SOX or9 The SIPC owl aoleton
lints ;pee toil accoLern that you hold n a prikular
<sporty
The rem Keehn at corlan
Tel, has also
Pachned supplemental cosine. The rren-re.m
anast payable to all Neat* clem colecrob under
the °repletion a 1500 Mica at of Oacerter 10. 2016
Subpo ih. paid. conaloam and Intathen.
.ff
dot arm fterhy protectedIce tp to SI 9 mace, in t
,
the
erg
for
peaaucents held en a paloular
(*ht. Aka <coy of the polcy to:rdero es amiable
Loon moan.
Wive the SIC peceelon roe the steaploneetal
Trataors gob to:
• Carlin Inanual nuts salvaged by find raided A
pr Anna raw) nee heal away If Offillt5 • nancul
5.41.4t1 Foe ninth than 6) anteexe ;eolith
noLdrm •arubb, notes. end BO shots of nada
Ands moaned nthe name of the emelt holder on
the becks of Me our a teenier nee),
• incestrand nairots a meson/et nlereS11. (e 9.
tented prtnenheas rd aerie placements) that re
not rog peed under the Secuntin Act of 1931.
• Corentocitetecetracu
four enchaego and
pen da meal Crilladlat vet ILIdn) 'Vint cordrial
ad (aarriodt`f Clitial contracts. and
• Depose accounts Beata undone, of depose) a 1.85
Bak LISA. UBS AG U S branches and bras n tie
KIK hoied Nyasa Provret
The SK wanton and t e smainntniel pronto" do
etas apple to these assets men if they oterrat Com
On ye SIddinenh 11*SIK °racoon and the
supplemental prot«bon 4, not protect against changes
to market veto of yo' r oestrneels (*hither es a
mu, of market movement. man Mt ROW a
ofhatasse
Dividend Reimpose* Program DNA
The ate *hood a an areal. Geo. YOU may obtain
the alai ace Iran ye.' Inertoil AdtisCe OM Moat
tees me ;or (hosed tilde DRIP. partial 'hen torte
sold ad the <M *All be &paned it your '<co-At The
dentkedreneeiment price %.4aPhldtH the issuer In n
444., lean the make VC* al Meek to Pineal ohms
re sold
Cash.ittliett
OM/ wholetat/ my be held en pr amyl d you av
mead to a partial tont se a remelt of a &Wend wave
or ~vet
the F...n yReaMr sell whet unit al
nwtee pea a accept an rhea deterrnhed try a
reoVenxl cloorma fl eecy. rdvede
Intranet objectives
The reestmee *beams
nsk profile
apeedk to
exit account and may wry bean, you =a-rex
Poole adwo the Fan prottylb, .1.001.^9
(fun
d sly
°plc if q chary). s•-• lowed alletiCel
ITailrTre oblectom Fa cash account hitt you
domeone of Um I °bang imminent clajnorps
• PraDce CurrentIncome Irrentmens team the
generic. of stone air
• aterneCeptiAopwaton emennwas siting
gronth of pmpa, oder ten the geniam:n
Mont
• PfceAk• COMisnigel Of Writ
024000,
Apple C •INon tereurnems 'tang tot the generation
of eccme
'omit of principal
Owed risk ;Sibs
• Comenome Seeks to wanton MA oncost met
bend ad tolatilty to the ocean oretal. row if
that mere the omen does not generale ',comfits<
emcee* a roses and my not Lep Poe web
• Moderate Wiling to accept taut nst to poncpal ard
tolerate scene valstiay to seek bite.reline.
• Anse Wiling to accept NO ^*
rd
tolokIty toad, ho (cant owe tar
• lowtnter-tfArAty Cenodorran I t+ioctod, a
paten of the podia° for tue acute May irt<lud•
Codelab.. alalegoK, Intrifa lipdmy and Thud
Walk,
Statement Itouseholdear
We may cutto-Oale tlt retred account itaWhets
the um xklms
chit same ernekpe. e
because
they hen omen who abe mermen pee saw+
eelionshen wits and dents el the same alter
Sae prefer to men led ida.4 statements mailed n
upon en•Iddildn, you ono/ cfrodno homer:bland by
cairn yoa inannalAdma
Friendly accosett name
Rte Feendli account name it a. tuatAntible •Mcknaert•
chow by pa to awn you win your recordteepro t
h.% no boil effect on war accost is not mended to
IOW dry stn. trOdAt, recorrototdow.
materna* <benne* cr rd: end* anccoted wet you
marls. and o not a promo* a garnet that wrath
or ory Mama mutt <ma ad be athen'd
"woman /Wave to ern el tod et Mang to net of
loss of the *vet Aniureeit You <an dung. Dew
henry yew" norm troop °Me Sewn or by
conacteg Ate f nem ol Adosor
ACCOL•lloverview
• Vat* or pm accocreepardoia Net of muds and
• poen. Model atilahl.<45/104tehdh.vala$lp
Ihtikhdld'hdltd kg). end Global
TM.
Depoins,
venlged moat to market. and omen asses not held
by Ow ;cm Dots not nob* treamcd seasiteriassels
row end a the pea and ona catonmea periods. a
ramie exotrewert. uYested flock *pions and
4.4(c4abf> nod 401.3.14
• babltes PELKIn debit Wren. onaning moon
Ion. <rod+ Int. that accare biomes
• Casharonty Wenn Total of unmoved nobble
cash POMO, pld (41)001 &inn al Oland and
romalf toad bares. ad moray main ma.* fund
snoop baleen. at M. dale of the "tame+ perod
Non-tormmdty het vitae balances nos secant ye
not eepc anrd from other banners a^4 elte Fan my
it. woe
Owe Loth me winery cased to
Damns Thew fink are Flyable teen your demand.
The total n wielded en the ant prod clang rebut.
Leans infeentatien
fa dueled Scallion on the nWs lordeg radices
ad &clown refer to yeas Clore Rebtecenhp
donne+ a ACOMI Aryeentret rd to Genteel
Terns and Car:Mons UE6 Dame+ of Credit 'makes
salable nAreee.nt and C.& busts
al ovcr. cr. e—oret t, rere,lotts
SDNY_GM_00324587
EFTA (20)19736?
EFTA01306860
Important information about your sta teuxmi (COMmued)
%e ses
Vott Pate nued ~es stextes ed oter enet, held
etb rave at the rodd te Mionlard pricra Tom
ad for *bry cd 'uty pad ~nos
ry irre
You mai [Heve vevd*l used at ban <otrer atm
Paire ans beinet due rotten Arv wcurbm
rardered lotet irn dana the statement p«edae
'sted el midel vale as d the end d the stabenent
p« ed
• ~brei.
In deternmno the <ost basa of the
~Mrs intbded n his liatement.t.tere redused
vadt the nurree '
ISS Franul Senen ha releet
On Sammen cblared
Bl
taren adainwitas
friarar Serves. ndadeg ~manet Iran ~ha
leme Mot you mag have prceded to yois amenet
Adm« the garn dees not rudgatnintls ~dy a
~eke the x<voya valdty d wri Samneon
prorded ty searces *the the LeSfininail ~e.
addlicek *hot.* LeS in." el Senkes genera
tedon M .Bantunas e o mened the arm
don rot vonit arry Mitti« tat the niarnithe
~Con
base' sd 'Mrealcedg.Wlon o
retire at os %nedmed the summere. As such.
plire dorm 1.4 on his etarnilen •3 malte
~chow a ule datoent la lav parbasas a
Olhenent, A«/Xlntt Onkel.] totehm mai
fenad om-noe neomalm *ly loe te pral of
line they se hed at te inn More hblericel
urrien can be ridd by >as fraxiil Ackos.
• Unrealired ginelosses liten date is notable.
rumtid anediad omlunke se </kuttet kr
eductot year ry bal the traneten dau for
ndvdaat kes nya nalr n« reiten carrnasere.
Arget ada co:umy toorgri,:x.ca ~nu
Ort.knd sncl «her rens.-~ las r
viten<
archre ble ro etb «mened to Broly <ro
aeragad lei Th." Trade date" tobinn ~nis the
agnlatrameten rade dale
• [diablo suuntim. Beat ind pnlined mak ten
the -rour <dh for isy ~ion
Ml be setested
ir rhalig by lot Iren ~en a1 storities d ekst
Mue hed n out narre or nnomi-isna*. lot car
dients (al teatre ~on
is °bered bom rod
preet ed es roa) , es nol yierameed Odm
femnt ~renn whoh avta alten yekt. Øka
~en
vol be paceded ka:onnauer
• Pritievaluo erK44 Onoteyed lor servert, ad ah«
podar maibe hø« os byet tun the pnce tex
yx•would aktualitetane in the mark,' Pron*
ebtahed from ~yd
Party Rentes et the spe
bel:rette be Sable. bul ne do not %trente der
acency.
- %V* gentral‘• uti the <kano pie *he »dobble or
the ~ot
te bel and at priv, la åsted
~sees and optens a rev bid aen la OTC
setenes
— IeM nn.y trodd winnes *dy b prutel va» a
valateen ~bl or the inc., ren ake ve
cbtared ed myre realt« sr. ettal maket ake
a vau?
- («lan pashirn mer twer wilhota e ake and
watten
'pce nonet salane' d vie ae
,roble to cblan a eke la Manty-
- Otposts a uordet deremnsed n orre.%
ah« tron u.S. dottet re (*fra«, i the ~hange
rate asal the stremere date
- Fer perlon Rovene, Irring n nonicriermny
delemna, ens, ake ed pist ty daa rakemei
Hva bom atjusted to freknaproper raklane.
To oboenonn quotatorn, vewn nabb*. antatt
yas
41%0r
• Prima inveelmente and strand produas.
Private ~mnal $4014,14 (eClaaeq dreel
omveten Vedr«, end vel tiratt reintet PUS
manes) ad seructarelprodacts se gentraly higet
di.ed. («tan *utamd prodris ha* not ben
rerstered wth the Snart es and &dumt
Carmen:na yder :ny state rennes Unn Ph
prove. esimated vaies fer penede evetnen
teatret soa YrullVed vcclacte fa nicernsficnr
~X« c,
Auka} 4 not Man!~
- Dul* heles nUy del« salaseetrir kan inilt d
stry, si ,h1,4(h a inne ~inerti se“rity or
*attved product maj be boar* a tokt eid do
rot reken-var teomen the vale exe myr 'eta*
tron Squidren.
- %ed bety ',tentes of vele se as ot • (elan
date and ire tuppar:110 OBS Prorkul Serven on a
regys han bI n rdroenket Magtion Inn
- iccuu,
prmet crtponca andened ra
dry. re ~10
tie Fim by the nve.
gimra' panna" a spana ard may be tablett,
bieden dekn« ~on
kan tat used by
ted pines lo den* ref simated esle,
- Tau tan drain addia‘al rikmenn tearcfna
ured to detten.* the egnete ot
vake eid the disc ot te secrentionthat n the
bris sa the ramma by tontactrgyas
A druer
- Med party armrod vafla may be rentered
'Nr parad' n stmatenuatons• veen an
rd~ratt valt% on lem hat rot Øled cr
knatte to nygal e vale eten spe bare ~se
ta amaltem mere hes rored tet may ti la
Ire~
~ed
yale mo cuesron, cr nem J
*lue ma.ad be Nolay speoleare die 10 the ru/ve
d let >Mode
b...Onnot« an reluer, genel latsne et cperuce
ntmand vale 1
steder -ty einer, valga
pcmckd. the rale of te meny MI be deira<
from es peche,* pree
- 'Date/ krit to date' mer "lide repro ol
teel, irane a P0111
• 'ligna unit sve Vprevnli the mal ilt reg
pike ps inn end ~øla reiten year ant base
- OPP sd araMed Kfr teo"ies re nr lenden a
mimret sectabes ~e,
and art oter" ,
eksed relewn d the y (in be sold, the pal«
ram« mer be less ~te
Per slure *Pent«,
Vits Ødla n Ve .(etttal maleover
• Reelneted ~Mi
RiCNIlfd ~RIN sønwaty
art not apet rigebb la pa4:etc ule Les F na-K e
Serv<4,UPU the nurk« VOV Ol te tennirkted mak
ta the sene mor as an inpaetd vale lor ene
**kle/ slak kr popodes ofte lekamar/y. To
du Meld live finta red rorve es se <kable lor sale.
de vake weiøed mer be ubstrnital kos Kn te
~ed vake tonn.
• Cm (estenatee blar«. nemnt helte andras.
An utenat of anla ramt o basa, (n (Urent
deeitro ed alloren rale% ~tanna the stank. val
be hella ore yta from ruterne« dale or amt
tnryncy the manne 4 Cl+ å gildre, ar CV,ky
ad contrardtmant re not guranteed
(simrad mel mare and tanet raid la
talane/Phi of meitet mått node aret" of
PreX0al a tronalgers n Mitti rat the tel
;norne (ed tunene >eelc) «old be ~edit&
- (Aneled aval ntane ed <ni yeld and the
«roal navne indyeld mete be biter or hetet
the the estrnsted "ore
- An erimasool avaelred nome (dinand anda
intense dinded by thearven manet
~nano
bale« e~
on the Let dvdend
a ment paruret maie by the alte r and
nynn te lensar/eke:4es ml be neid les orre
ry tran she sl sanert bate or tanet ~selt
kerry ed cortiand veid se not ~nid.
• Aun not held by VIS Finsadel keik«. Cellen
asete ret enn held ty the lun vri not !Vann the
east ~tat
or tennt tren urde are
drolned on se sutenere lor Somrene'
Nepa« el, Postens and vaket pretented ae
pronded byte 6~9 tvm UBS lnantui Smett
not retpristde los rin rronnaten a-ddenne
girafla ds attorey. eine ~eks re nal parlad
by SIK or the arms aaaanenttl SPC covera,.
• Renate sharing end Øksesel ~nation
- n addei>n to tamme" ai tales and 17b.1 lem
mened n cennedie Wth the deerbarlonol niul
/ude to or <benes ne råa as 'Haiti rann
*vev Mang primtete Iran derktron ande
>down ot the trawl tint tal ne all theta
anasts re based am un> «kront arriznemst
te ra"
of saks by LØS of a omner nifat
hid friar lo ot* d*nel.. and OB the ~I rake el a
catnier ~kut land limi/s taes tiid at tir
fim
- We andas altlak el» recae ne, wal,i+) and
Ornerbris pansag lon nconsderem kr transfer
nem senitet the no ~de to the meual herdt.
thea tres omena% repad toen ~a
sortt
ert earual kad and re 31~4041r «matal baud
on the runt« ol staret at te bnakerdeake
holding ITLAWI bedi of the hid lamay
- h addti)n to tornnesanneened nornene.
eit the sale er dedrbution d arvely minte«. ed
teet ~me
Ytra tres lo Oar tlmM,, ne anda
os "lote raene tener.* Skrina (*Pente."'
fit...vyd the roveret ~perm andenwing
the rudy «made, ~res d the in ane
COrrpanon b sponset of the une ~antre mots
mdarbute
- n addain to tevmnsi"receted from the
~e
and sa cl Ne•TShres
sve «loar
altlab? teler? an asva.based I!~
teiing
>samen, from NeeSeeres danar-rors.
well ar
hedeg for latin:kg, cintbanent, uenig ed
arktren
-
aha rene Pedro (omrissa" ed
ot« carpensabe from rnival urde And ~roe
canainot ,a.hre proalett
dorb*
.• IV* wen* torroonsaton Iran LeS Dei Leik LeS
AG SurderclEtinch andronallitredbirks
th~
am Cash 9000p prOgnerl IM
CCrepanWirenervy bo a manthly pa ~i
lee cr
may tea paareaped &rage dalr depoet
tel ras
Activit?
hforrniron *ordna arnmetem and aher ~os
stared n tenecticn noti the enn-trona ras.
reld^3 gren vercxtens hann ncluded on
Conlinrulerro rX4,1,›1» furns.44 toar, ed mil b•
pro.idtd to >co acnvall a regane
Short
you re4~d
n den sting a sentay, yta may
ulte achge &e lo <sla. borvann, tose la ta
Who,lir seere,
Open alven
Peardn9 open or 'ased ittcentekt ceders tir
vimret ~mnd by the nemne dale, open bue and
sel nve orden re recbced by dit amma ol ehidrels
anen an an ordnidends cr nier.' date unnte
ntinsted ~ne
byyr Yta re responsa* lor
adr; tit re ~Med dat lo >ev lanse lo carte)
~seng open adr,
hiver
To dalen a <on ol as osten Cliern Priwxy Nake.
Please~ ytte rellnoslAden, a vet cv welasite
apeauk (4s.revnitenrien waf k k
- ISS Tnancial Smitete rot adr* The ItlAgEhanex
Smia; Account BSA ed RUA re lederne
at<ouni‘wh‘h Vade Utett to bal/ ing ~n
ånd
pakkis li~arrinotments nen :Atal ed bres
rd etir tenort, bets. and tenkt eten to
"Larke and anroity patxtt itsued by ~Mr«,
lhednirty "vane ernpanws trast muren
erney sakoclunn ol IBS Frontul Senkes nr.
- bedne«, Mare and mune IX/XLCIO
- ten ICK reval • No bare g‘warett• Mal lose~
- RMA Rorcarte lAmicemem Atm". Binnen
aarogreACCCunl ISA, MM and reerniberui batne
Manarment Moe" re raystered savet mrs d
LES frostal Sara
- ViSA o a regitNned Ve!~ *med by Voa
Vrainsi «ei Senete Amauten ånd utad Leder
Rense the ISS los «edb tids ed the IDS Vita
det« tids se ostett byISS Stel. LISA with
roemissen Iran Vesa ti SA h apotaled Malm
Yedenakx reoared nedervd". servet midt and
regrand tenkemura re el fri reswkw
«moenes
ILOS Fistel Serviem Inc
Pen 701810
SDNY_GM_00324588
EFTAint 197363
EFTA01306861
c;It UBS
UBS Financial Seneces
Prorate Wealth Management
299 Park Avow.
26th Floor
New York NY 10171-0002
AMI0007152351118 Yi 0
Business Services Account
November 2018
MAX FOUNDATION
139A CHARLES ST
APT 233
Account name: MAX RXIISIDATION
BOSTON MA 02114-3252
Friendly account name: MAX FOUNDATION
Your financial Advisor.
SCOTT STAC K MANIAS CASR1EL
Rhine 212821.70031800.308-3l40
Questions about your statement?
Cal your Ananci.0 Advisor or the
Value of your account
Resourceful at 800.762.1000,
account 029023661
on October 31 CS/
on November 30151
YOUf assets
1,246 27
1,24660
Melt our website:
www sloscomanancialsennces
Your liabilities
0.00
0.00
items for your attention
Value of your account
1.246.27
$1.246.60
. Help protect yourself Iron fraud and
review bank, credit card, and brokerage
statements regularly. Also. gel your free
melt report annually horn
Sources of your account growth
www.annuakreditreport.ccm.
Tracking the value of your account
during 2012
Vale of your
count
at yea: end 2017
41.243 25
Your mestment return:
7;3112
Divi:Nod rd
interest ncome
S3.35
6.13112
Change in
market value
5000
32382
Vas of your accoutt
on Nov 30. 201$
St24/40
1,2433
1.2467
•
1,2466
Dec /014
Dec 7015
Dec 2016
Dec 2017
Oci 701B
Noe 2003
Member SIPt
Ane700070007i 5235 N17000065261 00001 I1100000000:4
Page 1 of 6
SDNY_GM_00324589
EFTA_00 I 97364
EFTA01306862
*UBS
Business Services Account
November 2018
Your account balance sheet
Summary of your assets
value on
November 30 (1)
Percentage of
your accotrit
A
Cash and money balances
1,24660
100.00%
B
Cash alternatives
0.03
0.00%
C
Equities
000
0.00%
D
Fixed income
OCO
0.00%
E
Non-traditional
003
0.00%
Account name:
ARON
Frio ndlvaCCeentrenve• '
•
ARAN
Value of your account
$1,246.60
Your current asset allocation
Total assets
51,246.60
10040%
A
Eye on the markets
aidox
S&P 500
Year risamial adviser:
SCOTT sfAcrtfAntyLECASeiri.
212.821.7003800.208.2140
I
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC waxed Deposit Program Bank
accounts, 1185 AG Stamford Branch deposit
account balances and money market mutual held
sweep balances. See the important mkumadon
about Jour statement on the last two pages of
th is statement for detail about those balances.
Russell 3000
sA5Ci - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on November 30, 2018
3-month Treasury bills' 2 30%
One-month LIBOR: 2.35%
Percentage change
November 2018
Year to date
2.04%
5.11%
2.00%
4.48%
-0.11%
496%
0.60%
-1.79%
Ate70X20:0n5236 W1000066261 000W 1118 CCCCOCOOOl
ege 2 of 6
SDNY_GM_00324590
EFTA_00197365
EFTA01306863
*UBS
Business Services Account
November 2018
Change in the value of your account
Account name:
MAX FOLNDATION
Friendly account name Tr, FOUNDATION
Norembet 2018 (Pi
Year to date at
Opening account value
Dividend and interest income
31,246.27
$12.4325
0.33
3.35
dosing account value
51,246.60
$1.7.46.00
Dividend and interest income earned
101 pugrOSIICithS Sidemen!. latatilky Cl Ingtest and Candend intOne has been delertnned bans VS
lax itparn no pmgedme Based won the residence oi the account holder, account hge. a istolgt tae.
SOrne interest antic:* PindendiadsMentS Wk. not be Sated to lintel Stitt, (US) arch Ptttto RICO (PR)
Won* tines The there moniNy staternett K rot intended to be used end cannot be rekal won tor la/
Furisocts Climb shout, oho to the applicable tac reaming forms they /*cow horn UBS annual), such as
the Forma 10:9 arra the Farts 400 tot tat rtpareng inIcernattan n is tht practice of UBS to IN the
dkplutatie tat gone"; loins min the US internal Rogow Sersge ald PR lgaSont Dedgadent. aka In
such kerns morality clzafy cholera an/
Incluclual tat Vedette
interr.t stair tornat or fatal* rgarse nest cored', pan
November 2018 (5)
Year to date (V
UBS Bank USA Business Account APY
bterest period Oct 5 - Nov 6
7axabb interest
0 33
3.10
Opening UBS Bank USA Business balance Oct 5
11,246 27
Total current year
S0.33
$3.10
Closing UBS Bank USA Business balance Nov 6
11,246 60
Pror year adjustment
000
025
Number of days in nterest period
33
Total dividend & interest
$0.33
$335
Average daily balance
11246 27
otere.st earned
80.33
Annual percentage yield earned
O29%
Cash activity summary
Let Accountants* the monthlu <Yeats &largos in your Sweep Op:tom xe 'adobe, in tea comic and
closing balances vats FCC irgurancezphes toSpouts at UPS Bank USA and al banks panciebr9 o tie
UBS FCC VsSureta Walt hoyyn. n COeS nu aptly 10 degOsin at UBS AG. vantoci erdtICh SIPC
protectongadit: to money market :weep fund hcidirqs but not bank deposits Stehoporeane inbematon
about your Itremere on theist Mop:cgs d I Iv: &cement ter &tag.
Nogamber 2018 (V
Year to date (S)
Opening balances
S1.246.27
$1,243.25
Addctons
Dividend and interest ncome
U 33
3.35
Total additions
$0.33
33.35
Your Kaeadd Advisor:
212.82 I -7CC0,800-306-3140
Net cull how
dosing balances
$0.33
33.35
31,246.60
31.246.60
AP.700020607I52371910000C6261 0000I II IBOCCOCCCOO
Page 3 of 6
SDNY_GM_00324591
EFTA_00 197366
EFTA01306864
UBS
Business Services Account
November 2018
Your investment objectives:
You have identified the following investment olqesc0ves for this account. I you have questions
about theA objective. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
invest meta Otleac/CI In Important informatron about
statement at the end of One
document.
Your return objective:
Capital appeocianon
Your risk profile:
Primary - Moderate
InveVMent eligibility consideration - None selected
Account name:
MAX FOUNDAPON
friendly account name•
AX
I
A
Account number
Your account instructions
• You accent cost base default dosing method is KO. first In, Fro Out
Your lemeedai Advisor:
5C017 STACKMANLYLE CASRIEt.
212.821.7 0800.308.3140
A hP7C032CCOn 5238 W7000065261 0,X0
Page 4 of 6
SDNY_GM_00324592
EFTA_00197367
EFTA01306865
UBS
Business Services Account
November 2018
Your assets
ACCOUnt IMO:
MAX FOUNDATICN
Odendly sccount on; MAX FOUNDATION
Scow fir<cs. •eKCine aidWIWI values shown may be tpormirnale Asa's-St& Cram and fosses mair riot
te emureely reflected See important inIcemeen Aboutlou Stakeetat a the end of ths &mantra for
wow of carnation
Cash
Cash and money balances
Cain dad money ea...me:may nester avalazie can balantei, UBS Bar* USA oppose account Max.,,
UBS FOC insured RoganBank Seances. UBS AG Stamford Buren *cool account Waxes andmoney
maker n41ua I und swap teaxes
See the lm portant oloemet.on about eoue statement at the mid this °Demmer). M. Weis about those
Wanes
Keane
Your total assets
Year K asocial Advisor:
SCOTT STACK MANLYTE CASK'.
212-821-7COCI 800-308-3140
UBS Bask USA and Si UPSFOC Insured Pogarn Bank dtpOSA &toot 1:4 etttt at 10110e0 by the me within
;nimble Imit burl are not wanted by StfC MS AG Stamford Branch derma account balances are not risers:
by f OrC arc se not protected by MC Morey market sweep balances are prowledby WC he aw rot mead ty
the roc
Ccenng Wane
Closorg Mince
(=meow Sheri
Average
Coodend interest
Daas n
on Noy I(F)
cn Nov 30 ft)
On Nov 30 ft
ree
Mtn
Period
Caprota (I)
1,24627
1,24660
250,000.00
Percents:0 Cl
Cost
Estimatecl
Unrealized
value on Nov 30(1)
your account
Wm (SI
anrod l nccme (SI
vino( loss (T)
cash
Total
31246.60
100.00%
31246.60
Cash and money balences
1,246.60
700.00%
1246.60
Account activity this month
for more information stout tee pia vane ShOeen for retinCledteCunteS. See impatient Promoten haw
your yeetement s the end ol this *% ranee
Wr
ACtMly
YOul
OUVrily.
Crescdption
mpente code
Face Moe
rncevalue (I)
Cash
troche ID
Cash and
money DAM ($)
Oct 31
Casts and money balance
6124627
Nov 7
interest
UBS BANK USA BUSINESS ACCOUNT ASCf 1 110&18
33
1,24660
Ploy 30
Closing cash and money balance
$1246.60
AnP700020007I5239I970000M2610000I II IBCOCO00000
Page 5 of 6
SDNY_GM_00324593
EFTA_00197368
EFTA01306866
ESUBS
Business Services Account
November 2018
Account activity this month «ontinueth
Ode
Money balance activities
0,231
Balance forward
1124427
/Amity
Ao:ount
MAX FOUNDATION
SondlsesocountankeALSOUNCIATION
Your linowciei Advisor:
SCOTT STACK MANLYIE CASSIE!.
212.821.7CCOS00.3O3.3140
Desobtlon
Amount to
Nov?
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Cc II/06118
033
Nov 30
Closing UPS lank USA Business A000unt
The uBSeenk USA Dant% ACCOtlti5yOur pi mary Swttp0000ti.
Ate7=2O307I5240Ne700006526100CCII II IBCOC
End of statement for account number
61246.60
Page 6 of 6
SIDNY_GM_00324594
EFFA_00197369
EFTA01306867
Important information about your statement
LOS Francis' Sweets It. (the firma LOS Finned
Sonoma. is a muter of al prnapal uonty, comm.:Sty
and options nehrges UM inertial Santos and LOS
Bari, USA are rdeect sLbsciareesct LOS A6 aid
itthelas of WS 5costhes MC 1MFiml frarenal
statement n hobble upon request Term's enecutro
°floes re at
LOS Intel Seances kx.
1200 Harbor Boulevard
Weehanten N)02COS
The flatmunt rerecentc to 0r4 official weed of )W
LDS ramie Sows account Gaye records. +tete
*Hee tar clocureret fontwing conclave:lad shoAd
not be ref...14%n F you beim. thoe 6 anens a
omoson, phew report it merechately n writng to the
Oared. Manager of rho office omen; rats account
Alto* Aldan Mown ye mended lobe arose.
Italernert dry rail not be used he to rowan F.
sc:eysenroAA4 islOnTilo Oa. Form 1099. 5498.
I
. 410 when Vann Yon tar chum the Fon n
mound be taw to few wax RS Auntie drrdends.
regortabbnntsobb dnidends Ind !habit Morn
toned on settentei held n sour accent. net proceeds
a+ sr haste cm. rd ton hose oncoloncored
tecwnet
Corwmankaliona with the Finn
• Mete .cenfinn ay' oat oareramorbons ri wrong
to further prate you retro. rtLefed pow rctis
%maw de SONO...I *tells Prolerltal All CS A)
• If the anthed row°, on the up Leh cite from
of rut ailment te nor ASS Ferillitl SloAC44. 185
MANI Same. cartes your xoum at thong
troko by warn"
evifs the rckerd m1AA en
we adorned wised the rebohnthia nfeelyCis
clatmd thisamyl h By the. sots kids mil
hordes tee located a UBS FauntieSon" and rot
the erviactxrg Imam. ad you mat make a noon
of are ence a <mown to both ferns
• As <herbed n the =CUM erretinentA you rte
eddy us of any errs or need remand d-ecl s
reflected cn your sir/emote who 30 dor. shorn Yell
maleda frUcl• an.ttt.
• NM Cloarl (Werner avntAirdt a rya*. to the
rows Clone Mount Copenhent at 201.752 • Han
ce tol/ree t 800.35.9103. SID A.M. to 600
IT Monday though Foley, a in In na to LOS
Finn( Strecti Ix.. Clore IdtteaKim Department.
PO Bo. 766 then Dly. UP 07081.
• Al statements shall be donned complete 'Whose,
not *bettedto n wring tribal CO days
• fa TT' hewn. Cal Illa412.09% or Iran outside
nett
041201.357.149S
• h (Me of roll a 4s) Inv spa/ an electrorx
firth tanner fUTL bit parent ce IRS Vet debe
cad remotion, cal 800.762.1000. Of *Melo UPS
f na-cul SWANS ec.. ICOO Harbor Eltsel,Gthfkor.
Wiens.. or, NI OMSK Ann RMNBSA Seven
Cita wee as soon as SCV <ant 6 you theft pros
statement a recto. es word or I you need more
Sonnets:a about a transfer on the gantry ce
meg The Fern or Cod basun holcable)rmoi
her I torn
ono Imo thane° days ante re Firm
tar scar ma fen otaternee on wench the ease or
Problem *Ponce
- Proredo yxr nano and accost nuntre Of any)
- Desoloe the into, or the wander sou a* wave
about and *vitt elderly as year celeste/ Wm
thew n is theme a why se:mooedme*
clormatico.
- hoe* the dollar smote of the expected error.
The Firm or Cod besot. nvestgate row <emplane
ad wa1 correct ray ana promptb• FaAnted man
choked LOS Vesaockbo cod nanactons. a we the
awe ehr. 10 bents day; to do ths. we *All (redo
rote accost fee theanent you thee le n mot. so tho
youwit him the use of tenor./ dung the Imo
ties to to complete or Mendelian
hone make all tracks payable to the rem or the
tnancial inntsion Mooted*, the hare of tha
tuvonent In additionto rogues WWII foe.. steams
may be abject toman:ounce fees. chars foe late
pared for secure.; purchases and <target fce woad
avant n ash trawls. Accosts the re roansherred
to other innotaions ml) be subaxl tea &redo N.
WS Sweep Oplkens
IRS often options fie "ARPIN) rah Rano, to bog,
deposit accorm at nCer-aillialed bats ordered/lied
Dalai and money Markel mewl lade (Money hots).
Depose XCOnt al LOS Bari, LISA andnu..a fl ood
bane; particoing n the UPS SDK -hawed
From an PDC-nosed n accordance weh
C
Knott
Pot mere riomuton. please not weow loc. gat Depose
retool-es al LOS AG Slinfad Beth rd tem of
Waxy felt Are not iwed by the FOC.
Boit deposits re not protected bY SIPC Money rehd
thanes an protected by SIPC Sc. "LOS Inmost Services
floocm arotecton below.
upon sow comet broth ritebark dowse may to
wradraws. and than of a Wray !aril may be
leiadeled. and the ceoceet maned to '<daps
tOCtries .x<cArd
Father ell:moon /Los hatable sweep options.
ntlama teem, elan reef andyields. o 43/4rlable al
mow ails co-dsweeprelds. from pr nonol Minx.
a by <afro 80) 762.1000
LOS Financial Services account protection
The Fern es a mentor of to Scrum; neon PrOttarrn
Cocoa/ion (Sr(). *NO, rAVIOCIS 910/4.a1 curtain/ft
of AS 'Miriam to to 1500000 linclisdrd 1254000 for
<lure for cash) Dplanatory bon are nobble iscn
ma" , a a, wow sic *9 The WC asset protection
lint ;pat toil 'eosin that you hold ha prikular
tiaanety
The rem together with clean athletes, has Aso
Pschaseed supplemental ranee The rron-n.m
amen ovatle to all Ogee. clans. coletiotb under
the prolechon 4 1500 ml1.041 at of Decent., 10. 2016
5ubpo to the coley code." end Irntionq onk 41
the Fern n Amber (101.84d Ice tia to SI 9 mace. in the
aggregate for ail pa accosts bed en a articular
carve Cy
<cry of the poky waded it amiable
Loon moast
fleeter the SiC peceeden ,
the steplonertal
PoCrIttle1
yI0:
• Conn 'Damsel huts toweled by fad nchdrd n
Yell AMON yeah) DA tett away ROMLOS inancul
Stench Air eortrolt orlon CO entrance yodels,
nadrd drub* notes. end te) rums of mAuel
AAA registered ntht nine of the howl holder on
We becks of the OM, a Uirraltr agent),
• IrweAnood ((Mott a nwsIrroott illereSto le 9.
tented patnenhps
wrote placements) hi re
not reacord under the Secuntes Act of 1931.
• Commocitrot<critacit (o
feign oohed* and
pee as metal coreraolsi. inthalnyliAtni roolralt
ad lre rCCIll gat*, comrarn. ad
• Depose acconts Prato <reties of depose) at LBS
Bak LISA. UBS AG U S branches and tonere*
f DK hosed Doman Pr000n
SirC prolKloa and the appetwomial weeder, do
rot apply to these amen eon 1 they otoweat cow
cern yaw tearmenh The SIPC protection and the
we:Orientalprotection der no protect agent* changes
the market veto of was rwestrneres (whether a a
•ead of market movement. nusee
knplya
ROW
othowesel
Dividend Reinvosonans Program 03Tin
pace tythChtd an singe tea. VW may obtain
the what tree km Ass I inargal AchisC• Only shah
dales are pi-Moodtilde DRIP. partial shoes till be
sold Jedthecash WE be deported n you soon,. The
dentkedremenment pee mauled to the issuer nay
diftor Iron the melee pee al v"ch to Pr's' ohms
we nod
Caph-ireliate
01/ whale tolls rosy be held en sox ware d you Xe
inlaid to a panel ire se a with of a &Mend where
or ~roe.
the rem MItato sell what was al
mitt weer:ramp. an mtem demotedtry a
regime' clean) agency. ard cretin yeti OCON.orl
lemmas.* objectives
The riesnreee objectors red nsk predie
axedk to
tom account and may vary between3w =ash.
Path ad le the Fm promplbr re wring of tor
011/Clill Change A pt.-flawed mamma
trailrore oblectews Fa oath account het:two
<looseore of thief °bang insomment clajotwes
• hocks& Current Income ,ententesward the
generic. of name air
• Atha., Copt. Aopw oloex vinninwits man)
wrath of onto., dim than the govralen
mint
• Probes Combnatol of income owl Ode
Appieostian arnmenems seeking baleth generation
of recme and comb of principal
Ovenil risk mann
• Conarmathe Seeks to rArten mloi piton. Mk
lea risk wed Whitey to the account oretel. hen if
that mere the hewn does not genre. verifier<
'recent ce aeons and may not loO0 pace vetk
,attest
• Moabroe Wing to accept tone nth no polypi ard
tolerate sane Walley
seek bite. reams
• Anse
Wilhp to accept 5'4 'I* to fneciTel rd
P4 robbery 10 Ga. ho ()mint ow tees
• lenont•r-ttAgotty Can:draw. I velactod, a
paten of in. punkinfor the eccum may nelude
compere alaloy•tt. Ireilfdlranley and rat.
yalatiny
Statemetnelsotheitokker
We may ccessoklett it reteA0 account itaWherts with
the am status n the same eenekpe. e
because
they hem wenn oho abe montan pee accent
iflahombal Whether cloth al the sore oaths I
Sou prefer to mow ed rctai statements mailed n
upon earrrilfrat, pr may clothe hortshabled by
cited yor annul Mama
Friendly mown name
Me HOMO/ ECOrAll net* a a<wi<Tdabk •OKO.0.1iY*•
down by you to asset you wen your reosedkeeped t
hit no legal effect on par accost is not mended to
relied ary ylrfrow. troldifc ettOrriroalilar.
mertment <bade* a- net profile associated wit sow
account and 6 not a promo.> Or garitO Out wrath
or any Initial mutt <al Or wet be achoosel All
•loacniallt /Who Oyer* or Irs( raided to tea of
loss of the erase batman' You <an dunge your
handy occult names trot* °rune Seances or by
Cailarleci At, Priam eelAden°,
Acechnloverview
• vale Cl pow emcee:Ohmic& NO ol aids ad
• Assers hcludes hale* ‘fall Waren. volses for
fevaithd shunt/ (et), end Gobi Tine Departs,
exeralatd mats to market and (man alfelf not held
by therm Don not nets* waked stake/men
at the end cite prior rd once patentee penc.0‘ or
rose mottenret. watts Oak *pions and
frotrOtabf• nod *phone
• Cubist re:Ladh cloth balreet. onahing moan
bath erode Int, shot account beats
• Cat/Mooney Wench Total ol unmoved hatable
<eh birth. AA chose taLren al Annb ad
ron-alf toted bares, ad worm matt mate had
sweep baleen, at the ctne of the steam prod
Nan-cormdity het wedt balances now octant at
not sopped from other balances and the Fern nay
Lee rydd thee knit me ordnry (WIC ol
pares. There finch ant payable ;eon your demand.
iM lotal n needed m the owlet period clomp value.
Leans inforenahen
for detailed Scallion on the nWs lorded unction
a-d &down rev to yaw Clere etabtecenhp
Ageonent a AllOrtt Aireonent ard the Genre
Terns tad Ccettons LOS kerns of Credit 'mikes
sealable nAgreem•nt and C•Cx busts
X Aviv. olo e-ma-
roro.floo]rrs
SDNY_GM_00324595
EFTA_00197370
EFTA01306868
Important information alxnfi your sia iC
lg (COntinued)
%e su
Vers ente nit ttencte morges ed oter enet, held
in the rave at the rodd te 3131<metl brite You
niry ad for *bry cd 'uty pald ~nos xary bre
You mai [Heve 14b.retb used at ban <otrer atm
• airel ans beinet due rotten Arv wcurbm
radered toteten dana the statement pakdue
loted al midel vale as d the end d the mareman
p« ed
• ~brå.
In cleteemnno the <ofl basa of the
tavles intbded n his liatement. *tele indcad
rot the nataner'
LeS Froncial Senen ha releet
CO Sammen cblared Ironi ~øl other the (as
friarar States. ndadeg ~enet
Iran ~ha
leme Mot you mag have tearder to yois amenet
Adser the garn doer not rudryatnintb, ~dy er
~eke
tett x«. 'hy
valdty
wri domMon
Ø
prorded ty searces *the the
f
~e.
addlen *hot.* LEK in." el Servicet genera
tedam M nacenitOn as e o mened the Fm
don rot bordt arry Mitti« tri the idernahe
~Con
bas.' sd •Urrealced
o
ame,» at os tv iled the summere. As nach.
plire dorm 1.4 on his damlena malte
~cha.* a ule datoens la lav pa/pasas a
*erm* A«tent$ enkene totehm mai
fenad 91 1051 damal., *ly loe te pral of
line they se hed at te inn More hblericel
it/K(1112i>" can be ridd by >as Enmal Ackos.
• Unrealired winelosses liten datais notable.
nernatal anediad gaslunn se e/kuttet kr
.dydst savny bal the trauet sn dau for
rdeclot ker ~lor niry n« rollen carrnasere.
Arget adv tausa toorga+.2x.ca *rem<
)endeed i d «her mai
las a d sytten<
buetese ble ro erne:mened to cliotai <ro
aeragad lei Tal?' Trade date" tobinn ~net the
agnlatrarnatten trade dale
• Callable suuntim. Beat ind pnleved mak the
the -muer <dh for tarY ~ion
Ml brakhad
irprhaltg by lot Iren ~en a1 storities d ekst
btm hed n ovnarm or nnomen/en». lot car
(lients (al kaue ~on
is °bered bom tird
preet ed es roa) , es nol Datared Ote. <all
femnt ~renn Mereara alten yekt. ampler.
~en
vol be paceded ka:onnou*
• Pritievaluo PrK446eittyed lortebenet rid ah«
podar mai be hø« os byet tval the pre tre
yx•would aktualitetane in the mark,' Pron*
ebtahed frons ~yd
Party Rentes etneh
bele* to be Sable. bul ne do not %trente der
aconcy.
- %V* gentral‘• uti the <kano pkenhe »dobble or
the ~ot
te bel and at gib, la åsted
~sees and optens a rev bid penta OTC
setenes
— lan anrayaadal enanes *dy b prut*d va» a
Skatrne ~bl or the rnon ren ake ve
traned ed myre realt« er. ettal maket ake
a rola
- («lan pashirn niry spes wilhota e ake and
watten
'pce nonet solane' d roe ire
une* to cblan a ake lar Manty-
- Ohbotes a uordet deremnsed in arrets
ah« tron u.S. dottet are (*HM«, i the ~hange
rate asal te stremere date
- fit beten <byene, irring n nonicriermny
delemna, ens, ake ed pist ty daa sole) may
ha'e bom atjusted to freknaproper raklane.
To oboene nn quotatorn, vewn nabb*. antatt
yas ~sal A<MtOr
• Prima inveelmente and strand produas.
Private nverinpnl <401.1,44 (etisk.) drett
~SOM ON Merr «tertet watt 4~1
bet
manes) erd soutarelprod-ets re genera, hi".
dia•cl. («tan *utamd prodris ha* nos ben
rerstered wth the Snart es and &dump
Carmen:na irde :ny state ~ene lien Vit
prove. estmaied yres ta pnvide etternen
nattet re bruittrte >Vett< ta nlormaficnat
~X« city Aua} 4 not Man!~
- Teft* velte ~dele salaseetrir kan In^ d
stry, ai *1.4(h a Inne nar'
se
or
*attved product maj be boar* a tokt eid do
rot naken-hl, rer esert the vale exe myr 'eta*
airan Squidren.
- %ed pst, ',tentes of vele se as ot • (elan
date and ire sonate:110 OBS Prorkul Serven on a
r<9Jr basa by an udroen art valarion Inn
- xOar, ~ål p X In« crtponcof &animal ra
dry. at ~10
tie Fim by the mop.
rna,' panna" a spana ard may be tablett,
basaden dekn« ~on
kan tat used by
ted penes lo den* ref simated <tåte
- Tau tan drain adSta‘al rikmenn tearcfna
dro rndnJA,x vsed to detten.* the egnet ot
vake eid the disc ot te nIcrentionthat e the
bris sa the ramma by tontattrgyas innful
A datt
- Med party astmaled vafla my be rellexel as
'lirt parad' n stmatenuatons• veen an
rd•pta.lint valt% on lem hat rot Øled cr
knatte to nygal e vale eten roe bare ~se
reet enkem bre hes noned het. may ti la
Pre~ ~ed
yale nve cuesron, cr *ten J
*lue na.ad be Notdy speoleare due 10 the runte
d et >bent<
NR., noir« an etbet, rent partner et <prae
ntmand vale. 1
a tednaly Pinte ralet
boaled. the rale of te meny tal be deira<
from es peche,* pree
- 'Date/ krit to date' mår "lide *brite
Itattel, egen» ter betel
• 'Otterui unit tite bØeuts the MW ilt rig
pike ps inn end ~ynke retten ytar nonbase.
- OPP sd blelad Kfr teo"ies re nr lakdm a
nacnal sectabes ~e,
and JR gatery
eksed and enn d the y (in be sold. the tea
ram« mer be less tri te Per Shrt<beflitte
valne bombe el b* stavn alte~te
• Realnetedmaritim tri<C011fd ~RIN sønwaty
art not talerta rigab kur pa4:elf ule Les F na-K ul
<bytte tan tnt mue« tatt Ot tie armred bob
ta te sene mor as an inpaetd vale lor dit
**kle/ slak kr papases of Pi's Myren! ody. To
ex tennt tnt nebb bed store es se <kable lor sale.
de vake weiøed mer be ubstentital kos Kn te
~ed vake tonn.
• Cm (estenategilcome. nemnt hele andras.
An <binne al anal ramt o basa, (n terrin,
denitro ed sterest reles, ~tregt. stank. nil
be hella ore yta from ruterne« dale or ant
matry the minne 4 tty a gudetro, aCtitaty
ad contned «ant re not guranteed
(simrad mel mare and tanet raid la
talane/1>n d meitet mått nitrade aret" of
Vavt b <Mitti gits n etItiln talt the tel
interne (ed tunene >eelc) «old be ~edit&
- (meled
ntane ed <ni yeld and the
adel navne indyeld mete be biter or hetet
the the estrnsted "ore
- An erimasool «nilod nome (dinand anda
eteren) dinded by the arven manet
~nano
bale« e~
onde Let dvdend
a ~ett parrnent maie by the mur and
nynn te lakar nesadeposts vel be neid les art
ry tran she st sanert bate or tanet ~selt
kerry ed cortiand veid se not ~nid.
• Aun not held by VIS linandal Sentra COVI•el
nett tre net hektet the inn enl net niten tete
east ~tat
or tennt tren MOI« are
drolned on ras sutenere lor rentral
Nepa« el, Postens and vaket pretented ae
pronded by the 6~9 tvm UBS lnantui Smett
not retpristde le. IN; trommen leddon roe
%aret*" acturey. New ~eks re nal pnredva
by SIK or the arms aaaanenttl SPC covera,.
• Rane sharing and addit:anal ~nation
- n addei>n to tamme" ai tales and 17b.1 lem
mened n cennedcn Wth the deerbarlonol «Aul
Ande to ar dertet ne råa as 'Haiti rann
*vev trang pa/NattIran «.«ruøs ende
>down ot tb> maltl tint tal ne all theta
ararat re bred er em> «kront arriznemst
te nu -I of saks by UBS of a panter nnAteet
hald friar lo ot* d*nel.. and OB ih• avl rake el a
pa tnier ~kut land ursyt taren eigd at tir
finn
- We andas althuk el» ricafe ne1wo•Lip and
bred" ;tetning lett n consderem kr reder
nem senitet the no ~ide to the meual herdt.
Thea tres omena% repad toen ~a
aseitt
ev nuval kad and re a lied dalar ammen baud
on the runt« ol staret at te bnakerdeake
holding niaval
of thi I urd lamty
- h addti)n to tornnesanneened no:medio.
eit the sale er dedrbution d arvely minte«. ed
avl ~ment Ytra tres lo Oar dent, ne anda
as "lote raene te~
Skrina (*Pente."'
terbnaty Cd the roveret ~arm
unclemeeng
the rury «made, atilixet d the 110.1,OCO
bierpinel b tpea<bt of the une ~tunet ovns
mdarbute
- n addair. to «emmi" recemd from th.
~e
and sa cl npbanrrsfiM. sve ~te ar
attlate tea+w an Hvalvod fetan teiing
>samen, from Nedagres danar-rors.as well ar
hedeg for latin:kg, cleelopment, uenig ed
*dueren
- cd."
S aho rene r.;
(omrissa" ed
carpensabe Ironi OLOJOItUrdl
rovem
carpanot utomproalett
dorb*
.• IV* wen* torroonsaton henta; Dei L6A. UBS
AG SurderclEtinch and
ilred birks
ti-~ out cash 91.009 prOgrt len
Ønasmry
bo a mantely pa ~i
lee cr
may be a patenta:ed &rage dalr depoet
bel ras
Activit?
hforrniron *ordna ornmetem and «ha ~os
ireurred n tenecticn noti the eno.non of ras.
rebd^3 gren vercxtens hann ncluded on
C011ittrUlrOre. tX4Ot011tkr furns.44 lona, ad roli b
pro.idtd to >co acnvall tat regn
Short
Il you re4~d
n den sting a sentay, >ca may
riter «dage &e lo <sla. borvann) tosts la Ømt
Who,lir
Open Ider
Peardn9 open or 'ased idlcentekt adm tir
vimret ~naud by the strant« dale, open bey and
sel stopamt ae recbced by the amma ol ehidrels
anen an an ordnidech cal nier.' date unna
ntinsted ~ne
by yta You re responsa* lor
adr; tit re ~Med dat lo >ev lanse to tarten
~seng open adr,
hiver
To dalen a <on ol as osten Cliem Priwxy Nake.
Please~ ytt. nyve Aetent a vet w *totte
al )4~ottstotrksertocotojet
- tes Tnancial Smitete rot adr* The RIA4,Ehanex
Smia; Account BSA ed RUA re lederne
m<ouni‘wh‘h Ødt antatt to tOnng *vas ard
pakkis le~arrinotments rom helred bres
rd etir tunbeta bets. and pers iSet eten to
"Larke and anroity patxtt istud by ~Mr«,
lhednarty nivant ~pers trast muren
agerny sakoclunn ol t.RS Frontul Senkes nr.
- bedne«, Mare and mua COXLCIO
- Ryt FCK roved • No bare g‘warett• Mal lose~
- RMA Rorarne Itnemem Atm". Binnen
Sarger ACCCUllt ISA, RMA and stamram batne
Manarment Moe" re raystered savet mrs d
LES Anionet SeniCri PC.
- sitSA o a regitNned Ve!~ alttand by ver
Vrainsiadi Strete Amauten ånd utad Leder
Rense The ISS los «edb tids ed the ISS Vita
det« tids se nord by ISS Stel. USA with
poemet., Iran Vesa U SA esc apotaled Mot«
reoared nedervd". servet mett and
regrand tenke merkt re el fri retrecrer
«moenes
ILOS FiatneMIServiom Inc
Pen 701810
SDNY_GM_00324596
EFTA_00 9737 I
EFTA01306869
SUBS
UFISFinanctal Seroces
Ornate Wealth Management
299 Park Avenue
26th Fluor
New Yak NY 10171-0002
ente7C01276S511218X12Y1 0
Account name:
Jf.OAT ON
Friendly account name: MAX FCUNDATI0N
Your IS nandal Advisor.
SCOTT STACK MAN/ LYL£ CA SKI
Phone 2 2-821 -7000800.308-3I40
Questions about your statement?
Call your Anancial Advisor or the
ResourCeline at BOO-762-1070,
account 02%23661.
Value of your account
Business Services Account
December 2018
MAX FOUNDATION
139A CHARLES SE
APT 233
BOSTON MA 02114-3252
on November 30 (1)
on December 3 I (1)
YOUF assets
1,24660
976 91
Mahonewebs/tat
Your Utilities
0.00
0.00
www. Uncornifnanciakennces
Items for your attention
. Help protect yourself from fraud and
renew bank, credit card, and brokerage
statements regularly. Also. get yin free
credit report annually horn
www.annuakreditreportccen
Value of your account
$1,246.60
$976.91
Tracking the value of your account
Sources of your account growth
during 2012
Vake of put xcount
atter end 20,7
91.20325
Net debosits and
7,2362
vnddraNab
-127000
Your uneStirent return:
6.1311.2
Dundend and
2302
interest income
S366
Change in
1,2433
mattet value
1000
1.206.6
9769
Value at yaw amount
Dec 2014
Dec 2015
DeC 1016
Dec ki
Not, 1016
CeC 20I8
Dec
an
31, 2019
$976.91
Member SIM
APA70003001276SSI 1970001.7811 OCOCI 1211SISOCOCCCO0
Page 1 of 6
SDNY_GM_00324597
EFTA_00197372
EFTA01306870
UBS
Business Services Account
:.).-:cefrber 2018
Your account balance sheet
Summary of your assets
Value on
December 31 (1)
Percentage of
?Olt 3CCOUrit
A
Cash and money balances
97691
100 00%
B
Cash alternatives
003
000%
C
Equities
003
000%
D
Fired income
000
000%
E
Non-traditional
000
000%
Account name:
MAX FOUNDATION
Friendly account norm: MAX FOUNDATION
F
Commodities
Total assets
Value of your account
$976.91
YOur curreM asset allocation
5976.91
100.00%
A
Eye on the markets
Your Anode' Advisor:
212.82 I 4We:300.203.3140
• Cath and money balances may include
avaiable cash balances, UEIS Bank VSA deposit
account,1)85 FDC Insured Deposit Program Bank
accounts. 1)85 AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances See the important /information
about your statement on the last two pages of
thus statement fora detais about those balances.
Wok
Percentage change
December 2018
Year to date
S&P 500
-9.03%
-4.38%
Russell 3000
-9.31%
-5.24%
MSC I - Europe, Australia 8/ far East
-4.83%
-13.36%
Barclays Capital U. S. Aggregate Bond Index
Interest rates on December 31.2018
3-month Treasury billy 2 42%
One-month LIBOR: 2.50%
1 84%
0.01%
Aw700m00t276ss2 Dement Tei opoi l21B000c00000
Page 2 of 6
SDNY_GM_00324598
EFTA_0O197373
EFTA01306871
*UBS
Business Services Account
December 2018
Change in the value of your account
December 2018 (SI
Year to date
Opening account aka
31,246.60
31,243.25
Wrlhdrawals and fees,
ncluding investments transferred
out
-270.00
-270.00
Dividend and interest ncome
0.31
3.66
Closing account veive
5976.91
3976.91
meeunt
MÅ.% FOUNDATION
hin", ~et on; MAX FOUNDATION
Dividend and interest income earned
fot pu anes of Iles stineesent. lastene of etan sed declend incorne has been cleiernerens fron a US
ten ib:uting ousbectee emmi an the møtene of the steen han. a«ount rype, oe picclixt
'erne internt andar dvdend palmenes rna/ not be ,bien lo Urited ikten (US) ada Puerto entoen)
imam. tame. The Nem moniNy staten-sere i, not intended to be used end (anno' be 'ned an fa lan
inni:mek C senil shousa eim to the ~Ratle tte bading forn Ihey re<tht (Ken UBS snudy. Su( h as
ose hyrnt 1099 and the Fan% 480, fot lar hasting information n is the pfX0Ce Ot OBS ta ne the
applitable ta. repontno fornt vidt. Ihe US interne Berenut Sentce Sid PR Iteasuty DeRatlinent. mo in
suen kam Nes:etes <lasete. dvarxt ansa internt esla( manµ ot leia intant. Rest <Omkil yetit
ndyclual tar preparer.
December 2018(51
Year to dale (1)
Taxabb intecest
0 31
3.41
Total cunent year
30.31
$341
Nor year adjustment
0 00
0.25
Total dividend & internt
30.31
$3.66
Cash activity summasy
Set becoonr attmlythis month lee at ah Bante en your Sweep opeorc are trtduckd in tite °penn; and
clixtrgbalanott vå urt FDK 'mutant. xaphn to &peau x OBS Bank USA and ål bank. partCO2bng Iro
UBSKCIC issured Deposit lena. n dets noe amer lo deis:Bibel UBS AG. Stamford aranCh SI.0
prote<tonannees to money marint wap lund heldenx bul ret bank eeponts Seeimporenneinbemahan
Øl your :trent« on the ist mona: cl I ho al“.".nt kr &tat,.
DecembeF 20181$)
Year to date (51
Opening balances
Additions
Dividend and interest ncome
$1,246.60
0.31
31,243.25
3.66
Total addttions
50.31
33.66
Subtractions
Annual fee
-270.00
-270.00
Total subtractans
-3270.00
-3270.00
Net cash Hon
-3269.69
-3266.34
Closing bolenes
3976.91
5976.91
Vol« Knaodd Advis«
SCOTT STACK MÅ/e:KYLE CASRIEL
212.821.70001800.308.3140
UBS Bank USA Business Account APY
lnterest period Nov 7 - Dec 6
Opening UBS Bank USA Business balance Nov 7
$1.246 60
C losing UBS Bank USA Business balance Dec 6
81,246 91
Nurober of days in viterest period
30
Average daily balance
82.326 99
nterest earned
$0.31
Annua' percentage sneid earned
Q 16%
AM.700030312.6S53 W1000117811 00001 12180X00CCO0
Page 3 of 6
SDNY_GM_00324599
EFTA 00197374
EFTA01306872
UBS
Business Services Account
December 2018
Your investment objectives:
You have identified the following investment objectives for this account. d you have questions
about theSe objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or °ranch Manager. You can find a full description of the alternative
investment ObAKbetl in Important Allot-matron about your statement at the end of thrs
document.
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Your retire objective:
Capital appratan0n
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• You moult cost basis debug dosing method is RFO. First In, Fest Out
Your Maenad Advisor:
.212.82 I.7CCO 800.2CEI.3140
ant7C003001276554 trOG0117811 0000t 12184:0X030al
Pogo 4 of C.
SDNY_GM_00324600
EFTA_00 197375
EFTA01306873
*UBS
Business Services Account
December 2018
Your assets
~Aunt MIMI:
MAX FOUNDATION
?deadly .
on name: MAX FOUNDADON
I
Some pecb. «nee bc1Correel values brown may be workman Ay a bole weed and tom< mot not
tebi8 eye reflected See import.« aloimafron Moo, lour ~en!
8 the end ot the chscumere for
mat Infoemalion
Cash
Cash and money balances
Cain JAI mord bane*: may <KILO avalale can balances, UBS Bank USA WOW account balances.
UBS FDC Inbred ~Elam. market, UBS AG Stamford Buren *boot account Waxes and reentry
betel ~81 Land Sweep OatinCes
See the Important stonnabon atovicour sweat« at the end« this document foe cheats about hose
Wanes.
Ildring
U85 RANK USA BUS ACCT
Your total assets
Yoe r filmed,/ Advisor:
212-821-70M800-303-3140
UBS Salt USA end all UBS itiC Inbred Frotram Bar* ~cot soon Minn me bused gibe FDIC oliten
airicabh imp. tut are not piceecied by 9PC UPS AG stricter Branch deTosit account balance, are not ~red
Dy WIC and se not protected by SIPC M3ney market Sam balance, are pecteded by SRC tot are rot enured by
the cOtC
Openng telance
Closerto Mince
ente per share
Average
ohiciencrintereu
o.es n
on Dec 1 (1)
on Dec At (9
at Dec 31 (i)
rate
petrol
pepod
Cap mount 0/
1,24660
97691
250;0000
Percentage«
Cost
Bummed
Unrealized
Virtue on De( 3I (I)
yOut aCCOunl
bah, GI
snivel Income (f)
»nor loss (f)
cash
Total
Cash and money balances
976.91
100.00%
976.91
Account activity this month
$976.91
loll nose intortnalch alms tre piker value shone be restricted secu lees. see important nforneron etav
put st.remeret e4 the endo) INS Oxontini
Dte
/Henn
YOU,
Ochantry
One dodo°
ecbence code
race cage
Pmeivabe (I)
Cab
amount tf)
CieSh and
money balance (f)
Nov 30
Cash and money balance
51.246.60
Dec 6
Fee Charge
.9500
976.60
Ø6
Fee Charge
.175.00
DX 7
Intranet,
UBS BANE USA BUSINESS ACCOuNT ASOE 12'0&18
31
976.91
Dec 31
dosing cash and money balance
697691
100.00%
$976.91
AePTC00300I 2, 6555 NO7000 e 1781 100001 121 OCCOCCCOD
Page 5 of 6
SDNY_GM_00324601
EF1'A_00197376
EFTA01306874
*UBS
Business Services Account
December 2018
Account activity this month (continued]
ode
Money balance *civil».
MI rely
Account name:
MAX FOUNDATION
'
• MI
I
A
Your Know:id Advisor:
212.82I.70701800.203.2140
DescrOiloi
Myna (II
How 90
Balance forward
Dec 7
Deport
UBS BANK USA BUSINESS ACCOUNT AS Of 12/06118
031
Dec 7
Withdrawal
•27000
Doc 31
Closing UPS lank USA lesions Account
The UBS Bank USA EV9 nets ACODunl Is how Ti' Frey sweep Wien.
61246.60
A hP7CC03001276556 W7000117811 00001 1218 03C
End of statement for account number
Pogo 6 of 6
SDNY_GM_00324602
EFTA_00197377
EFTA01306875
Important information about your statement
IS &uncial Semen thc. (the firmer USX financial
Stoop, es a member of all prnapal seamy, <come:Sty
and options nehahaes UBS Enamel Screen and LEIS
Bart USA an rdeect stactres at UPS AG rod
deities of WS Scouts 11.0 the km% trunnat
statement it nobble tor request the nn't neaten
°floes we at.
ISS fnwxyl SW.C41 ex.
1200 Harbor Boulevard
Weehanten W 07086
IM Flat•nunt r•ite•c•ntc the oray Octal Weed OF yet
rniricial Semen ac<oum Other testa{. .**91
*Heel Intimater°. fonlanng <ratio, clate she/0
not be relied wet F you below OW. 6 enema a
Ornopori. 01tor in*, it olnedoltiely n writng to the
Breath Pawn of tho office omen; rats account
Atte* at Gauen thorn, we nianded lob* amnia
Oaten* data tail not be used for to ensosts rely
*Zen ri-end In tonne, ea. Form 1099. 54%.
I
tic ) whal Prang Yas fax worn the inn n
mound by taw to repel Teethe RS all untie duties*.
reportabbortnabb cfnidends and !nab* Merest
toned on nettles held n tour accent net Cetctiti*
cn tie leananters. en! toil hose on oerlan canted
Caremankationa with the Finn
• nem feiccedinn arri oral carennorbons ri wino
lo further pate your r•titti rxb-6,9 Yow nth
yid. N Secy., in V.ii.iite• Protecttal An CS A)
• II the finale.' cacao, on the asp kit cl Pe non
of thit ILICOntril t rot IBS Felting SiienC44.1.61
MAW Sews cartes yes noon at among
tetra by warn,
evil the nrkat‘d r61 Ai On
we reformed acted the retiOntho ashenWer
004.1•41
. thilattoini h the cafe. )01./ Finds and
seines we located a UBS faunaeSawn and rot
the nrodatig brcta, and pa enst mike a r•Itori
of sy ma a ommen to both Ina
• As de/abed n the acca.al xrctinents. ycki nit!
coley us of any eras or need nrolorn <heel s
reflected on yea slainnont inlhei 30 days her et was
InAl•dfc nude nth*
• awe dotal cuVoirlitittniplinli a ryxws to the
ern't Clem IellcMDepmunt at 201.752 • I 6e)
ce tol/ree a 800.35.9103. FAD A.M. to 600
IT Monday tivocigh kayo" inlet frItO te5
;tweet *Yon sec.. (lent kite law Department.
PO Bo. 766 Lhon Cdy. IB 07081.
• Al statements shall be deemed complete ninon,
ii not abettedto n retro stabilGO days
• for TTY seven. Cal Illa412496Sot Irons outside
nett
MI.3571495
• h (Me of roll a 0.elialf *OA an elnercen
Inds Vanier (DM hold parent a CBS Vet debit
cad teansxtiam, cal SOD762.1004 of vent to UBS
in.-4.15*w*, tic ICOti Marta OW, 6th flow.
Wishes. en, NI 07086, Ann RMNBSA Seven
Canoe/rile n soon as )C0 can f you tvk pat
statement a receipt es wrong or sou need more
Sans aton aboun tuns* on the statement ex
mem The rem or Cad bas(n arolcable)rnei
hoar Novaya no lee than CO days ant de tem
car you IN. IM claw., on *rich IN Ern' or
Fob*" *Gond
- horde ps name rid nacre nude, Of any)
- Delta* the ma a the transfer you se Wane
*Out and 015LIn aciaya ytuCal Vei/ tar
blew n is an en a why yam Mild inn
dorm/len
- Provele thee:War amen of the expected error
The Firm oe Cad busied nvestoate your <emplane
rd a correct sly erne promptb• For Anted awn
arch.,; LEIS %necklet cad naresacto-n.l weld*
mane Or 10 Wow day; to do tn, we eull mode
recd atccatt fee Ile amen youthe* n n mot. so Ch.]
scowl toe II. use of tenon./ dorm; the Imo n
ties 1610 complicit az mesIdahan
Mane make all checks payable tote rem or the
faincial
Motto:Ian the troll of the
slitimmint In addition to regular ocean fen accounts
may be abfect to mantenrce fem. theses for late
paymern fa secure.; purchases and charges fce aped
;mourn n ash accents Accent the re roantharred
to other noatnien rnay be ,.bowl l0 a nester lie
WS Sump °albite
IRS often whom fa sweeten) cash Winn to bark
deposit accern at nen- Ahmed bats and elitated
bares and money math Maui link (Money cede)
Dopes accent at LOS Bari, uSA and nr. athlreed
bents priming n the UBS PDC:nandDepot!
Program at•PDC-nosal n accordance wtheirc
for rme riomtabon, please wet rte. idicistre. 04;09t
4( <Corti at UM AG %triad Bair ad 'awn of
Natty rind are not eased by the FOC
Beet 'zinnias are not protected by SRC Monty had
thanes zee protected by SIPC Sc. "WS Inmost Services
Accent Prolectai below
won term...ft Nixon n tho bat down may ter
swhdrawn, and than of a Navy rand may be
Ilielalect and the proceeds returned to sayer's:ea'
Wu'. e, acco..rd
Fades nfommton tout &datable sweep options.
nctaing <newt fl ant reef std
o notable al
wow Ws cansweepyields. Nan yoke Fnan<ul Mese
a by <atm &CO 762-10:10
P thereof Snips account protection
The Fern 6 a monitor n the Soong; rialto Protector
Caperaton(SOC). which protects inure.; cuoomen
of esmarten eaa to 1500.000 (endialio 1254000 fa
dorm fa cash) &planetary brochure nobble ison
eldest a a ern. SOX a, The SIPC /awl Cnalection
grits a:pai to if accents that you hold n a prikular
</party
The rem *ether nth calm *bent has atm
Pechowd supplemental coerce The reins-ern
are payable to all 4404 clans. eolecrob under
this protechon it 1500 mIlicat a dont.. 10. 2016
Subpo lo the poky cord,
and Imitator.%
**Fern n Artier aot•Ood Ice se to St 9 miler in the
aggregate for JI you anent het en a exhale
cape by A
copy of the polcy waren; t awitabk
Loon went
flatter the SIC pre mien roe the tteopleneetal
pc011iclon goly 10:
• Caftan truncate than weratied by fed nchdad
YOks
vital &A held away Korn Lin inancul
SOnctil Foe emir,* wean (A mune yodels,
naiades? yob* tematet. end te) *wet of maitaal
Ands rectintreel mix name of the ewer holder on
the tecas of the our a aria ne),
• mestment attach a meshes/re Merest, (e 9.
kneed patnenhps led wale placements) tat re
not rogoacd‘rder the Scamp Act of 1931.
• Comma:Wes <cream (o
tenth (recharge and
pro< ovi metal contract*, includro lines contracts
and crerCCIt7 Clitcricomracts. and
• Depose accounts (neat tendon*, of devout al U35
Bat LISA. UBS AG U S branches and brace-ate
KIK nuaed Dope/ Proven
The SIPC protectors and the appennenial pronto" do
nee emit to these nets err r they oterwee cow
on roa niernenh The UK protection and the
supplernevalprot«iion dance protect agent* changes
m e market neat of pa mwstrneres (whether as a
• wA of market movement. mean tearamaitY
otherwesel
Dividend Reinvestment Proaran DNA
The V" tglIKIfd n en enrage Geo. YOU may obtain
the KIWI WK. Iran per linancal AthisCe Only Mee
sewn ate puthamdunde DRIP. partial shin mil be
sold Jedtheta WI be &pouted n your accent The
dialed remain,* price wooled by the next nay
*whom the market free at newts the Pr.' Owes
re sot,
Cads-in•liett
0 * whole tat; may be held en yes were d sun
Inlaid 10 a pale, tall as a renal of a &Mendgement
otherwee. the P.m wieaFar sellwhet ins al
owlet wee a nape as aware deteernath1tat a
maiend cleerma fl eecy. ard (tufa you OCCOld
lemmas.* objectives
The reestnee *beams rink profile re speck to
eath account and may vary be
en yes earns.
Puna advne the Fern prceryibr n Wring of etY
sayific ant crang• in pt., hand MAW' Cr
traistr•int Oblecinvi For e.Kh account Mad. you
domeore of Ur fob:ming moment dajnores
• hocks& CurrentIncome arrestmeres seam the
generic. of Mint Orly
• Atherii•Copt0Aopwoocec nsminwes seeing
growth of arena, tatter Wen O. genteel cf
norne
• hakes Come mita°, of mcomt
dCaPtai
Apprecethen Infturnems seeing bath the generation
of roam' and comb of principal
OaroN risk wenn
• Conatilign Stelif tomwean
el catgut Mth
kw rid( rid salinity to the man *mat nen if
that meow the account does not genre< tiConFiCani
income ce mans ad fftly rot imp pee yak
,rf
• Modenr• toning to y=0 collo nst to pnricoal and
tole*e it
iniatilit to sea 'floc r10i""
Anciswit
CO =Kt I.4 1^* 10 i"""4" I rd
hen sobtlty w cad WI (mint on tent
• fraant•nt(Aganty CansearAran a, **cod, a
paten of the p
a for the ea:teeny, irklud•
carpies coalegiet, loused lipdmi and grew..
vouwy
StatentlinellOtiflitOldirtir
VA May (COSOWItit SI tetittd went itaWret1voth
the same adders n the same ernelme. e.9. because
they hem Ore*, ate abe mental, pee neon
/flew...hen will other dents al the some eolress
yea ado to mew rod *dud statements mailed n
operate renthapet, you may cfr <Ono hincereadno by
cuing yet inroalAdma
Friendly mown name
Refeendli account nen. Rhtuccmeable •nickranx•
chasm by you to aim* you wilt you recoiclitepro t
h er no lop] effect on your accost. is not mended to
reflect any
tanateet etMenr•rdien.
mertmentolandne a ret petite asIccuted web pair
marls. set es not a promo.> or wirailcio that wrath
or any lewytal mutt. <et a will be xhoied
t itOcirniatt nvIlve Ned el ext notackv to ne of
lots of the *vet rweinit You <n change pig
Frady noun run group Onthe Seances or by
a/meetly yea inn tal Admor
Amara overview
• Vete Own, ecocodpam1/444 Net al awns rid
• Asser reckdes nibble (ash biros. wales foe
nitrined taunt/ (tiled Gobi Tn.. Demers,
nealued nes to retake. and email asset, not held
by by ;cm Don not rebate wined seasiteelassen
at the andoe th• prior and one eaterrem ;erode. a
react errestrewes nested doe *pions and
eeerceabb nod opens
• Ciabiter Misch. dtbn baleen. waning Malin
lors. <rode In*, then accost beam
• CashMonn Wynn Total of unnamed eatable
oath tolan:H., IAA &poor tialwifiit al endued ad
renatfluted brit. aid moray mann mate kid
sweep balances. at it* thee of the Annum wed
Nanconerottty het credit balances n was await'. et
not segegmed from other babexes at the Fern my
toe ran
these Pied n the minty Deno et
bares. Tao fens ant payable ;eon your demrd.
Ter total is nee:Wm the cent prod ekes, rake.
Lease interenetao
for detailed Scallion an the nos twangy/elites
red &clown refer to yam Clore Ratatecenhp
Agateinent a AC(0.01 Aiyetriltnt and t*GterKelil
Tern and Conattons COS Unary," of Credit 'mikes
salable nAgreem•nta and C•Cx busts
a low*
e-oper • ev reri,lm,rrs
SDNY_GM_00324603
EFTA_00197378
EFTA01306876
Important information abo ut your statement (COntinued)
Wim mets
Vos natemem ~es
~ta
ad oder inet held
beo nare
at the eed of the ~cement po-cd rem
mwad tadaheryd fuly pad startex
arry tree
nu new noner. raslees uwe] at ban <otaaal ener
PaYeel any blete due ontbeen Ary wow an
isstad
mar firn dreg th* ~rent
pernd are
bied at ~et
vake» ol 'he end cd the statement
C.
• Gat Wao. In deze/merg 'he <On ban of
»ordes incloded n la a element. *here ivicred
weh th* nurrte •
l65 /arob' Serre« h» reled
rdermaten Mand hom wants other leun
f run» Seances. radrg
rarmatecn bril nota
Irma Mae you mag havo paddes toonar
Mom' ?hof ern does not ndirenintly voray
~nee
the KN«Ie
varlyd
vo adersten
eronded ty sawa Os« than Laf nancdl Same»
Ø
akhough LBS Farce' Storen generale
madotes aa natwc
, » el e »wreed the true
don rot wow* any Wartel
Wat We mannaten
SCost
bne sd • Uneakedgir/loss'
nurse at ai to dito cd the natterwe As <Lach.
%Mam& nol walen an Sc.mnenao malie
prehasea safe decnces, for tar pØ
«
"enen»
Accounts Oansf weed to te hm mal
fellott gambe domino
only toe te perod o/
tree 'key se heb at tifim
More hetorkal
rlonna:n cas be addedby >ar earool Adéor.
• Unreelired gaindosas
Mien datas amlable.
Wenen' weieed ~Oma
se oalculteedfce
nusut
snee
loh. The (randen
data for
rtbeclail bes inloot new nee nal Wel torren OM
<haan Wal« co:umy toorgri:x.cnventt
ormeid and «tir reimm~ri Ide ant vit: mate
vichaso Ion ro ead+combeed to diala/ ene
aeteagad lot Tes?' Trede sne' <ossen galants the
0-dall kamelen gade data
• fi lale suraities Beid% and emlemed mak Mat
te mus ah lor earYtedeetzt.on wil be felated
~dag
by lot lim rorgal
Korea cd dm
eet bod n oer name or n nonroe name let cas
clone, Cal lease ~toni, obtaned trom eed
polls ard es rong
, rs rol garanteed Other <dl
teams nv; am wen:hcola affect wekt complet
nont
ncdbe eionted koon roeven
• Pt:ce/val» had elatayed lor *aria
ad olim
rabat
mw be heat« or bene ton the pnoe ene
ymwould eau.* »ohm in le makel naes n
dataned rom varous tod Party »nes
which ne
below to be !getik. tue we do nol ~rem
Oor
money.
- We genera* uw cacaomg pek* aha »ARM or
mentol
Ihe
thebd and aik pref la Isted
WO/Wes ad opvov
Way bd veen W OTC
Wetende
- lot waal,. v2~ ~~
may he voed veeg a
valsten ~dol or the non mum ~we
cetaned ard mal rol rellen a". Jamol makst vee
aval*.
- Cdelin ',afblaf may sper
w raout a prise and
wal show as 'vee ~not
~Jane'
d we are
unoble tocht» , a Voce *V a savg-
- OtpOlet « toniecen dennenes
n armen
.her thanuS dokt; ao relleciod x th* ~hang*
rate mo d en strtmere date
- For weten »cyaan fadeg n nancortormeg
devamnatees, pree aM gureey Ilse vaktermy
huw ban »inbed to *ruim» pieper vaktalen.
To Man torem quota:ni...Me awatabh. contact
aar tnin<tm Ikl•sor
• Potage inveeenents mei strand
inches.
erna. ~wei
sockenes (n<Ø
deed
pattesten Veren , et4atel Wat ren. Ment laval
seosties) rd nn.oh.red vodJctf se gentraly he"
"ad
(en n .t tx indeed
-ic New nos been
'nadeed wol+ the Sense n and Eis hago
Cannes iana rider rry ane ~ne
ben We
roesde edenaled vr"
tor gore naerwt
smient ad ~Lied
product: le nIcemnend
popelt fehla An/otry d not 'aanbied
- These v.olarasydille• >target"
, kan toges.
itty, s neith a poort •Pletw.n MI«
ItaulltiftdprOdad mal bebaste oe soll and do
not nnessaly ~rum
the vals accu ml recta
Ø
Stidonten.
- thid party 'stennes of rake re af d *celen
date end are mooiwit
Smoes on
maft base b/ a ~Me
valution tem
- nam. ~ai
paner «sponsor atenaud mto«.
d a -% we staSed toto Fnnbytheesun.
omwal panne' oe sponsor and may be cablated
bereden dikatre nkerneke bom aal uW by
pates to Omer thee enmeted vaars
- nou <an drain adStenal ricemationregurcfna
des ...thi~
wed to dtemene the estinste ot
nl» and the Me el Pie nicenatianthet a the
bril tel the «touw by waad eg was innaai
Acbcor
- med party moraed vakes maya relbebed as
'blat rood' ns awa' InuatOrt eren al
rdope~
vaar on lam h» rot Øks
c•
knakte to amen vake ~we
beterst mere
aal a malend etre hee noned Wal ~alle
peeacwtYrep
vair na eueston, «eten
v oe sold beavglJy specolanee cl* to Ine rare
of th. munty
- Men non« an tsaar, genert partner et tpreee
onnut» vake ror a ardent
riartleld rasa n
prowlat die ral» of at soosey wil be delwo
from m pitch.» pree
- 'Onerted ons to dan.' may rede rekenel
esa*
Oxers< or bett.
▪ 'Orgrui uni We eeprellell the nej stentg
pree ps eM and myret etla, aas «iebele
- DOP ani Winti PUT 'geisha re roe kneden a
memel tentas !duge,
and are oentraPy
dtchid ad eend eg, ces be sold, the pet«
ratred mat be len ta, to per share *nimrod
udlue premtled n te atlant gatende/
• Raelekbed maaide. ~meed ~am
genrav
are not Ønrty aligblo sar pd:dIC salt LES Fea-ar
Stem" uws te mokte 'ace ol aeurantrelodstoá
cd the same mum as an nalel van lor te
~kiel
slo:k lor arepases of ai stetementoody. To
re enere dm wint led smides se elgialt lor sak,
the vake me -reedmat be ofastentidly Ier dun te
ieputed val» Poen.
• Est. (taant.*
noem. went aalt eindfases.
An ., ensne ol sno
rome n bofed on current
chWited and ~ab
*song
tle stevens wil
be heb la ont yes frem staten« date oe url
tralyncy th,' name e enk, a gudelna, money
ad ~Inseinen»
re not guarantad
.• C-amens mal econe ad <teem reld lor
<Plan Man Of ~ion
opuld uschade atol" of
:raad ce opaal pars n which test ne ai
neore (end toneel yØ waad be teeleed
- flard
aramd «ome red <vwo yeld ad tee
waal :stemt and Weid rnetd be bar or Mier
~Me
enen:eed snor"
- An onnut* ol a-naalrod «ome (dvdced ander
interen) doded by th* curven rnadet
vatelavano balance e~
ene* laat dodend
Ce Meent papa.., mase by the navr and
~zon
redeedeanadegralta bol be berd la One
>er kan te fa eenent <We ce
Acoracy rime:mof
yad se not greinend.
• ~na
mrt held by MIS linarcial ~cm
(elan
entte" net nebbyle Iran and nat ween tbc
Inais ~sen
or oarot
Thea asem we
dnplawd Ost waar slak/nee. Ia Sommeer
()Loot« tely Potige' ad vals pewlelled ae
vereend by the raag hem ues ~ui
Sereen es
not onpas!» la ten Manaar
ad does ree
waal»
ns accurxy. Tee ani, at rol pMeeel
by SdC «me Faas eadramentsl SPC covers,.
• Bewees 'haring end additianal men pernetion
- l *Maa to coma's."
ce sales ed I :b t lees
mened n cc/med.:n wel, tbr dadovton of ra»Ael
h-Sst000r <bents we ader« os stilist moei.*
noen» Navg parnnts Iran snekars
ander
adoreer <hol ~WI blaatres oe wal thees
mam
se baced ce tm. défront orepreest
toe ~b
el sales by TØS cd a genode' maa$
kid fan>, to oor <tent,. and ba th* asut mbeod a
cortkurdr noluelfand la.iys stores held at te
dim
- We ad or all hare also mw.,. ~wegleg and
~San
vocale.; lees ncorps-0e~
for 'rader
nero Weder Pol no 'rade to the mr-tual had'
bom loos gaerany se pad keen ~Ree adat n
t e nytl
tvod and we a hoed deels unxin baad
oneer -ent« of =cum at to larcardeake
obstg ~mal knds oe th., lord lamty
- l addeer. to oarninons Merend es Catedion
wah lee sale or diarbitien of nuit/ neemt. ad
mist ~Onwel trog rats toot/ (Ier" we asla
or "hoe
Ware ~n
~led
witpenselen
bon maymayd the ~ace
<na
indraag
doe ernuity «maa
Slaan ei the norm»
comadnos ce sponsen of ai unit frop~et
hant
se deletete
-
h adddiato OrnmeSan ratnid fecenthe
afduw and sale d Nwnew'es fint. we ander or
Olate mam an aes .based ~Omina
>timen, koen NedShira chnixdon. as welt es
tudeg lor in hnology dnelopment, tranig ad
fanaten
- 0v all aces aho reces. gadeg eowerisacen a -d
othe«ceepasatke trom ~val Not sid ~ramt
caroanot etart vcobett ao datb..»
- We ment <avond o, keen LOS Dal LISA. 'SS
AG SuedordEranch ad n:n*4~
bras
tre•-# aa cash 9000p prei rm lo
Øve,
essay be a mcethy per stoel
fee ce
malme m«entage ot ~ge
day depaot
axes
Actieite
omnation roerde; <remakes and ah« ~ges
neonred n (^celen
wei Ine ani -nonet tredes.
e n-rd^ 3 gaten vereactons editten nduded en
nalliernalont vrom, k, 'urmend to wal. rd spy I»
prosided to )ou groeve/ en maat',
Short sellag
n you reeend
n short ulig a warm, >Co may
nos
eterge ddt In tanen bonown, coda fa tva
pro.»
securny.
Open Men
Peard rg open or • g:cd ollcanceltd" ceders to t
mee roe .aneed bydes statement dele, open buy and
tel hoporden se reducedby ere amore ol chderds
« nq« en e, es dnidexls ce are,*
date unies
et ensrad ~we/
by yes yes re responsie» lor
aden lhat se ~wied øse to apr tarbot to cancel
~neg open ceders
Privacy
To abten a copy of ar om« Oen Mary Moeke,
Plee» contrt yet. Fer aal Mof« te vet cv «thee
wwwobseorwronvenvaSek
-
ForXial Stolt!, è nat • bad The RMA. Serien
Senicts Account BSA e d ItIAA re brokten)
ramt
ahob wadi attest 10 breng ~et
ani
woelen fanas .waantra
wei ,Hildes bres
and ofre lidpat
benta and nonre access to
norace and anrorty groent hemd by rolaleOld
Word-party. Mint
tomm.
temt. ~irae
neer f.Andura ol les Temt
Senkes
- hrament, natrek
ani atuty enden
- ebt ICK rand
• No bant guarreree Mal bie vake
-
MAA Resauce Maagemem km."
Bosness
Saam Account BS& FAIR and nternatom/ Boson*
ManaarnentAcco.re re reget ved Wn. ~ka ir
ISS /namat Sahices
- VISA n arge end ',damt
owned by urla
kramming Sxwe Amaril:a and ~d under
loenst the LES Vo:reedt' eed' .rd the LEIS Vise
debt <als se munt bytg5Sa» USA *bh
Permacn Iran Vr» V SA norpotaled M ether
tradrarks, regotwed tradernads. teevee mets and
naaieind temet márks re of thei respect:*
<omvat».
UBS Fistel
kava* Me
Rev 701110
SDNY_GM_00324604
EFTA_00 197379
EFTA01306877