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efta-efta01306980DOJ Data Set 10CorrespondenceEFTA Document EFTA01306980
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
fita UBS
UBS Financial Services eK
Create Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
Crw7C030SYSIS1210 x12 Yr 0
Friendly account name: Ind. CashiSaving
Account number.
Your Maancial Advisor.
SC077 STACFMANILVIE CASTS&
Rhone
Questions about your statement?
Call your Financial Advisor or the
RMA Resourctune at 8004 ,4k- I WO,
account 029023575
1fisitow wubs/te:
www. rincornifnanciakanKes
Items for your attention
. Help protect yourself from fraud and
renew bank, credit card, and brokerage
statements regubdy. Also, gel row Free
credit report annually from
www.annualueditreport.cont
Resource Management Account
December 2018
Value of your account
on November 30 (S)
on December 31(1I
Your assets
728,867 87
699,954 77
Your liabilities
0 00
0.00
Value of your account
S728.867.97
Tracking the value of your account
I Thousands
$699,954/7
4.2069
991.4
81]6
Reg
7000
DK 2014
Der i0I5
Dec 12016
Dec 3017
1a0v 3018
DK 2018
Member 510C
Sources of your account growth
during 2015
Value of your exeunt
at year end 2017
Net deposits and
wthilliNSS
Your men/went return:
°indeed and
interest income
Change in
Martel viola
Value of your &cora
at Dec 31, 201e
5817,574.86
4131,662.00
$11,031.91
1000
Me9354.77
Page 1 of 8
SDNY_GM_00324939
EFTA_001977I4
EFTA01306980
SUBS
Resource Management Account
December 2018
Your account balance sheet
Summary of your assets
V$ueon
December a (I)
Percentage of
your aCCOLIM
A
Cash and money balances
000
0.00%
Your current asset allocation
B
Cash alternatives
699,954.77
100.00%
C
Equities
GC°
0.00%
D
fixed income
0.03
0.00%
E
Non-traditional
(103
0.00%
F
Commodities
0.03
0.00%
000
0.00%
Total assets
$699,954.77
100.00%
B
Value of your account
$699,954.77
Account none:
GMSLAWE MAXWELL
friendly account manic Ind CashiSaying
Account number.
Eye on the markets
krclex
S&P 500
Russell 3000
MK I - Europe, Australia & Far East
Barclays Capital V.S. Aggregate Bond Index
Interest rates on December 31.2018
3-month Treasury billy 2 42%
One-month LIBOR. 2.50%
Your Pleenclei Advisor:
SCOTT STACKMMILTIE CASK!.
Percentage Change
Watt* 2018
Year to date
-9.03%
-438%
-9.31%
-5.24%
-483%
-13.36%
1.84%
0.01%
Per 2 of 8
SDNY_GM_00324940
EFIA_0019771.5
EFTA01306981
*UBS
Resource Management Account
December 2018
Change in the value of your account
Opening account value
Withdrawals and fees,
nck4cling investments transferred
out
Dividend and interest nome
dosing account value
Account name:
GHSLAINE MAXWELL
Friendly account name-Ind CashlSaving
Account number.
December 2018 (SI
Year to date (S)
$728,867.87
$817,574.86
-30,29892
-131,652.00
1,385 82
14,031.91
$699,954.77
$690,954.77
Dividend and interest income earned
rot pup:Psof MS SIZreentnt. l(Kablay Cl Inkiest ard Packna Income Ind Pen owerinneo non a Ug
tai lei:bang perspective Based boon the residence or the account hodet. account tae. a DØ
We.
MOW intern, anda civOnd parnents mat nol be %tacit lo Ursted Slats (US) anda Porno Rico (PR)
intone ISIS The (lien( moniNy sidemen is rd Intended to be used aid cannot be rend Liam lot lac
panne; clefts shouna mkt to the ~kale is treating twins they te<eht fan UBS snusdy. sigh as
the Form 1099 at the rana no, tot tar repotting inhumane n is the reduce ot un to rii the
«lipase la ceponob fornt with the us internal Rennie Seat ad PR 'reason otpanmene Isd In
such lams actuate), tidily Orders anda interne as lar tamp ot twat& inane. Heave consul yam
nchedual lac prepater
December 2018(i)
Year to date (i)
Taxable dividends
1,385 82
14,031 77
Taxable interest
0.00
0.14
Total current year
$1,365.82
$14,031.91
Total dividend & internt
$1,385.82
$14,031.91
Cash activity summary
Your Adana/ Advisor:
SCOTT STACK MAN/LYLE CASRIEL
Su Arrow)? at' Nary Su; ~Ink< Mats 11.1arrn tr. your Sweep Opaorg are naiad in the cpenn; and
diming balances vat* FDIC inturanco drain to &pawl at UBS Bank USA 3,0 dl banks partcpabrq n the
UBS FDIC Mated Deposit nogram. n does na soy 10 ckposis al ties AG. Surnloid Branch SIFC
et Set« andies to money muset swap fund eadinat but ra bank deposits See hopertane inbeinarn
&boy: your :Item.« r theist Mo Pflet d the Odorant Far Ws".
December 2018111
Year to date (1)
Opening balances
$0.00
$0.00
Additions
Dividend and interest nome
1,385 82
14,031 91
Proceeds from investment transactions
30,298.92
132,414 63
Total additions
$31,684.74
$146,446.54
Subtract;ons
Annual fee
-15000
-15000
Other funds debited
-30,148.92
-131,502 00
Funds withdrawn for investments
[pour
-1,385.82
-14,79454
Total subtractions
-$31,684.74
-$146,446.54
dosing balances
$0.00
$0.00
Your investment objectives:
You have identified the following investment ~lives
for this a«ount. il you have questions
about thee obiectwes.diSo0ree with them, or we5h to change them. please tonatt your
financial Achisor or Branch Manager You Can find a full descript« of the alternative
investment opectinns in Important triformaton about your statement at the end of this
document
Year retard objective:
Current income &captal appreciation
Year risk profile:
Finmagy ~paw
investment eligibility osnsideration - reuse selected
page 3 of 'a
SDNY_GM_00324941
EFTA_G0197716
EFTA01306982
SUBS
Resource Management Account
December 2018
Your account instructions
• Your account cost base default close° method is FIFO, First In, reel Out.
Account name:
GICSLAINE MAXWELL
friendly account nano:Ind:Ca*Sarina
Account number.
Your Nnaodd Advisor:
SCOTT STACK MANI.VLE CASPIEL
Pogo 4 of 8
SDNY_GM_00324942
EFTA_00197717
EFTA01306983
UBS
Resource Management Account
December 2018
Your assets
Account name:
GHSLANE MAXWELL
Friendly account name: Ind CasNSorn
Account number.
Sane prodS, «Ode Td «aren waves shown may be ~Smolt As a 'tel. Ord and IOSSet m>I nol
be astintel/ reflected See vs portent odometer afoot >our SS etemen a the end of 1h, Zoomed to,
Iwo intern-omen
Veer Fsandd Advisor:
SCOTT STACK MAATLYIECASRIEL
Cash alternatives
Money market funds
mom, Mattered, a e neither domed ros guaranteedCy the Perky, Deposit Insurance Ceram:Mon or any other gcnemment agency institutional pene and Imtn done munk pd funds mud floe I hell net van se urn (NMI
yet share tome neared In COW dared Og, SI COCO Gangrened aid stuf money matbet funds eel continue lo 'Grosz? a a omit SI 03 net met value Naput) money market funds Seek to preserve tn. rand dour
investrnent al 11,03 per 'byes d 2 p:155424 lobs. money by 'nesting on these funds
tutu to:dwarfed n de lot.1 d ál tanned dude Ms n does rod rectude any czh duce lids n It rot a ter
lot to the purposes d onernuang Irking weds or coo bast the that*: )Cu receive each ter* du
tamest claidends Meant a Separate tax Id.
Cos, boom is the tole purcnze rosi of the :cooky, Wruclno tame:led chelen2 The cod ben may
need to be ere cited ter who, et cite pern-eres in orcki to &terrine the Mimedrod bps lot tea
lean r9 Dawes
furchaSe PW«
barber
Average Pare
CIIem
hicrldno
C4 Sheer
per Mare (Si
U8S PRIME RESERVES
FUND
ya,
tx,3no Xrinerri y-Xl I33%
Your total assets
unmated (tar) pm or ba it the Steam/ between IM current rem and the cod baud ad~
gerety be your tootle genre loss if the ,curdy was add on that eat. The unripened Oar) gan orient may
need ID be advsted fOr return Of Galt payment in order to den mine tne reared San or loss for tar
tepOR149CorPOSes
reneged« mum is the omen( value mad ire wool do Amsted I Om not Maude Maces INA ate not
renedeo on your statedere, includ ng shares that nave been naked as ether a Gen a a loss r aso der
not induce cash andends mat Aere not reinvested
CM
Filet per Shad
bads (1)
on Dec 31 IS)
Value On
Untedded
De< 3t ()
con odor 0)
699254 770
• • <flus uniorrnation was unavailable- •
10000
699,954 77
Vice on Dec 31 (5)
Percentage d
Cost
your zczmi
boos (L)
hemmed
snare regain, (SI
investment /MOM
let Uffi IS)
PenC0
adeeded
Ian or loss IS)
Crab alternatives
Total
• Miring cost bads inloonsticn.
• Money market funds
195,054.77
100.00%
15,30980
$699,954.77
100.00%
$16,309.00
Pyle 5 of 8
SDNY_GM_00324943
EFTA_0O197718
EFTA01306984
*UBS
Resource Management Account
December 2018
Account activity this month
Account name:
3.1 No rlf rico. idELL
Friendly account name: Ind
:
Account number.
Your Bigeadel Adviser:
SCOTT STACK MAJILYLE CASRIEL
Dee
A(Ihfiy
DeSciipirOn
AmOunt IS)
Dividend and i flutist income
Tasoble drudereis
Dec 12
SI Cap Gain
U8S PRIME RESERVES FUND
0.03
SYMBOL UPRXX
Dec 31
Dedene
U85 PRIME RESERVES FUND
I 385 79
SYMBOL UPRXX
Total taxable dividends
81.38542
Total dividend and interest income
61,39542
Des
Atlikl").
Ce< 6
Fee Charge
ANNUAL FEE CHARGE
.15000
Total anneal fees
4150.00
Deicaption
limounl If)
eon
Other funds debited
(jet
Actbity
PriCipbon
Dec 3
Transfer
TO
Dec3
Transfer
TO
16,00000
Total other fends debited
430.148.92
Arnounl
.14.14892
Investment transactions
for roe
atco fie pocanin :harm fa restrrctedwcuntes. see vivorrant nlorrearon thota
Your strtenotro a file entioll tros OCKtinent
Dee
eCteety
0...copilot,
Disunity
vaue(a)
price (S)
PIMP.% from
Investment
mimeo:end/
ivies
%firearm la
At< lue0
in*firrengs Vught (5)
onlertSI (5)
Dec3
Sdd
IRS PRIME RESERVES FUND
SYMBOL VPRXX
.0.920
Dec 3
Sad
V135 PRIME RESERVES FUND
SYIV1301.. tRF00(
-14.148900
14.14892
Dec3
Sold
185 PRIME RESERVES FUND
SYMBOL VPRXX
46,0:0000
16,00000
Dec 7
Sold
1..185 PRIME RESERVES FUND
SYMBOL UPRXX
.150.000
150 00
Dec 12
Rerhestment
IRS PRIME RESERVES FUND SHORT TERM
CAPITAL GAIN AT 100 NAV ON 12i 12i 18
SYMBOL 1.1PRXX
aceo
-003
continued (00Xt pd90
Page 6 of 8
SDNY_GM_00324944
EFFA_00197719
EFTA01306985
Resource Management Account
Decent.- :11 I z'
Account activity this month «Qobnueen
Investment transactions (continued)
Account name:
GFISLAISE MAXWELL
Friendly account narrw Ind C
Sennp
Account number.
Cat
tialAty
Ott(Iption
Outelifty
Dec31
Rein i.estment
IRS PRIME RESERVES FUND DIVIDEND
REINVESTED AT I 00 NAV ON 1213 R18
SYMBOL. VPF00(
0.790
Dec31
Renkestrnent
1113S PRIME RESERVES FUND DIvIDEND
REINVESTED AT I.00 NAV ON 1b31118
SYM301.. VPRXX
1.385 000
Total
Year Miranda/ Advisor:
SCOTT STACK Mak/LYLE CASRIEL
Pantos Iran
Funds
Investment
eatficrann tcr
Pa mICI
+Mut(%)
PRO (1)
oansacian (I)
Arnim/MS 00411 (I)
imtrel (t)
-0.79
Summary of approved payees and recurring payments
Based on your inartacticrA the folAvekg payees and recurring paysnerg: are tonmhyed 'appecved
pastes'. Asa rook Oflott may authors:, suldolicsA0 transfers ro ttesePayeta verbs* ar4 (2) you we no
bont seething indmidoal coadanotons far psymems ro these poses
• lies 00
$30.297.92
-61,38522
the payee ant tooting punnet/RiotedWowdo rot include tie Payments (kaftan* fund Transfer. and
(Men Otedr ttelattIS andel., moults at vets. dyad have actbnonal pastes an:Yor reasaring dissociations
pr INA you vacate* separate conhimatkos from sae MOM.; AdASOI
To update°, °Wel any of these rannanS. piste consict your f *Ana& AaVaa,
Payee delolalat
Cnburamenl
ansaunt
Inelnad
Type Eked
Frequency
Win dale
harem. Off ice of Central Ohio
FIFTH THIRD BANK
vaned Federal Funds
Payee co file
Upon request
Na
Soho House New York Inc
WELLS FARGO BANK, NA
vnd
Federal Rinds
Payee co file
Upon request
Na
Y123576
vaned 'frank,
Payee cn file
Upon request
Na
Y1236%
vaned Turks/et
Payee on file
Won fewest
red
(ad wad
End elate
de
Na
May 15, 18
Na
lan08 18
Na
fan02, IS
Na
Ian 18.18
Page 7 of 8
SDNY_GM_00324945
EF1'A_00197720
EFTA01306986
SUBS
Your notes
page 9 of 8
End of statement fel account numbe
SDNY_GM_00324946
EFTA_00197721
EFTA01306987
Important information about your statement
IS Faunas' Sermon H. (the firma UBS 'intros
Stoop. r a muter of al prempal uorty, canna:Sty
and oplcnseahages UBS Ennui Scans and LIBS
Bart USA r
edam etociartesct UPS AG ad
ifitalm of WS Scorns U.C. the rims trawl
stainer* it nobble tor request Therein's neaten
°floes we at
BS instil
Sabin ex.
1200 Barba Boulevard
Wei-warm W 07086
The narNment t•CP•i•ntc the onsy officialward of )W
tan Ennui Sweets account Ghee records. +**91
*Heel taclocurerts. onlanng coracle., clateshaid
not be relied bagn F you tale* the, 6 react a
now*. pion report it meredately n twang to the
Bergh Manson of der office twin; 'ea oxount
Ara*
at town than aw mended lobe accuse&
stainer* data tail
not be wed lee Lay pans
ray
*Zs" )4 0-4,14
lOnm1( AO. Form 1099. 5498.
I
etc )who ream, You to worn the inn is
reputed by taw tamp:n*1x
RS Auntie dralonds.
reportabbrintwabb dnidends ind !scab* Mews
earned °flitting,
held n sow anent. net crated,
a+ tie Rental bee. 114 (04 base On (eflan 44441
nuns.
Carmonkartions with the Finn
• 404.4444414 ay oral carenrcabons n wrung
tofurther pant you rant. eob-oln9 'ow I
li
baler the Sawa( V•4114 Protector, An CS A)
• If Me finrcid cacao', on the top 1.n ci te Iron
of thw stienere a
ant IBS hiring SVW44. (WS
MANI Sows urea your X<Oull at then°
trokw by arramanent •vih the rckird 0414.1 en
We •444141 youload Illo re(444441 Af4M)41
obened rho non
n Om case. sou finds and
inudes se located a UBS FnanculSer.kn and rot
Me naoda<ig brcta, ad ycw iron mike a wpm
of sy ma a onbston to both f erns
• At dwabed n de 4=44 aremenIA you ma!
coley us of any corn or baba ereolorm dwelt
ref Lected en sou
selha 30 days rot n real
Mikda inid•avAL*4
• Mow dean Gaon*, 4411441. a /Wail to the
fern% Clem Intent Department at 201.752 • 16S9
tol/ree a B00.35.9I03. IIIMA.0 to 600 P PA
IT Mandy though Frilly, a in warmer te5
;IWO .1Strecti 1c.. Cl4r1 IttteMorti Department.
PO. Bo. 766 Iron Cly. In 07087.
• Al stiements shall be deemed cornalete .art atone
it not *bettedto n wring Whin 60 days
• fa TT' wince,. Cal illa412.098Sot from °Aside
the U
0412171.357.149S
• h (Me 01 MOM a 0.141011 imA an eIntra
Ink trier
(DM tall parent a WS no t detail
cad oansxtin.. cal 804762.1000. or womb UBS
f na-mal Sweet Ic.. ICOO Harbor lithel, 620 flop.
Washita. ter, NI 07084 Ann RMNBSA Seven
Cita mile as soon as SCO can. i1 you Met sou
statement a retept 5 mong or f you need more
Samson abate a tinter a+ tie gantry a
meg
The Fern or Cad bluets arolcale)rnatt
Mr Morn nano IS.. than CO days after de Cm
car yea to Ira °inn
on *rich the Ma or
Probl em *Pend
- Prone. yxr name rd =an
nun. (it any)
- Damn the error or the wander sco and ware
*out and avian notary as you cab win far
blew nit retro
a why you reed more
eionnalen.
- 'made the dollar arnabnt of to expected error.
The Fenn Card barawil nvestore your enplane
and oil correct try error penµly Foe raped areas
mohng LCISVaaockbo erd unactom.l we tie
crone thy. 10 haw
day; to da tn, we wend(
yore atcown fee the anent you the* le n mot. so Mei
yeti vol 14A1 the ute of tenon., dun-grain
, n
ties x610 complete ow enaction
nen make all chicks payable to Me rem or the
faincial inswaicn edcated an tie from d to
nano
In add/ionto agar aCCOunt foes accounts
may be plant to manienrce fees. throat fa late
payment be securt es purchases and charges Ice u -pakl
anions n ash aeons Account thr are roanstand
tootle( memoirs rnay be suttee,* a wryly 44
Svnwp °bibles
CBS often options fa wen n, cash Winn
b bark
deposit accorm at ncn-rlioted bats ardaHilated
tares and money Mann Maui lints (Money ruts).
Doan accont at LOS Bari( LISA and nr.iblreed
bards priming
n the LICK PDC:mend D
Program at• PDC-nosed n accordance wehr
i
C rule:
Pot owe riomnbon. please mat wow tabby.. 04fOle
(040011 MUSS AG 5144404 &arch ad tors of
Nasty knit re not ivied by no FOC
Bane dtposits are not Prolt(44 by WC Morey rud
*inn re protected by SIPC Sc. "WS Financial Since
Saari Prolectai below
upon spew...a barna n te brit alum may be
wthdran. and than of a Navy !aril may be
liaadnpd at the vowed, returned to sou cow
SHWA., awful
Fist.. ilfcmaton **be mailable sweep options.
nitaino < untie Intern rues rd
o abatable al
www tin ocensweepyielts. Ran yoke Frwn<ul Mesa
a by <atm BCO 767.1000
IMP nontiol Serena account protection
The Fern 6 a member of the Scones nada Prottctcn
Corporation (SVC). *Nth VOICIS ifturenn customers
of as marten rap 1500.000 (nduko 1254000 fa
clam for car) tealanatory brochure nobble yxn
ma" , a a www sic or9 The SIPC net CfmlwA0n
grin aapay to if *carts that you hold n a prikular
browny
The rem together at calm *fins,
has
aschned supplemental cosine* The manor
the
payable to all Mane clams. coletintb under
the potation 4 1500 m11(041 at of Ceterter 10. 2016
Fen
b
10 11w poloo 44(11 nen AM Ant4441. teasel
It,.
n, funtof W01.14d ke bp to SI 9 miler in the
aggregate for
pc, nor's
hake n a probate
(101 C et A hal copy ddw poly wading is nobble
boon mount
Weber the SIC prawhon roe the ttambrnereal
PC41401 MA/ la
• Caftan 'name, atom enraged by find molded et
)010 140411 Mal tut tad away ROM
f Areal
$(4•44 Foe email< trial t)mtvexewooto4,
ncLdro yob* routes. and Osborn a mutat
Ards regiutreel mho nen of the non
holder on
the tcces of Me our a trier
nee),
• imestment carts
a nwsinent nlereSto (a 9.
tinted pannenhps rd prate placements) that re
not rog =wed unite the Stciedn Act of 1931.
• Comnocites <octant W q, firegnathargo and
pecan metal caliaolst ncludeo knees antral
ad GrA.M4t7 OVAIMcomrans. and
• Depose accounts Brno <talkies of depose) at CBS
Bark LISA. UBS AG U S bayed and bras n to
KIK Ivied Daman Proarn
The SIPC protectors and MexppknamaI pronto" do
net apply to these nett Men if they craws< appear
onyx.' tar tenants The SIPC protection and the
supplemental prot«tion donor protect agarot changes
ei the market meat of bar nestrneres (whether as a
mu, of market movement. wen barkngya
othavniel
Dividend Roinvesonen Program DNA
The price **I
'S a an enr age era. you may obtan
the aloe, ace Iran aos Inrc,NAdsisCe Only 464 1
*wet ate outhamdunde DRIP. paid Owe, mil be
sold Jedthecash WI be &pouted n your acco-nt The
dredged renniment tree upped by the mut, ma
dil•or Ran the make PM* 31 .Yoh 114 1 Waal Ohm's
re SOW
Cads-amain
01 / wh ole ern may be held in you ware
d your
10141(4 101 parbaltal as a vestal of a &Mend pawner
or ~roe.
the In il l ether sell whet unti al
melee arca a accept IA SWUM determinedby a
rebeAnd csonma perky. ardveda 104.• 140(al
Inannant objectives
The rennet
*beams zed nsk bred Ve are Palk to
ear account and may vary hence you xabeet
Pen ante thermprorm
wring
lbr n wng dsty
011f1a• change 4 pt.-flared
cashewa
frailm41 Objechwo Farah account Mkt you
dome ore of Mr Minna imminent <Own
• fad
Current Income trentmeras wenn the
generic. of name air
• Arbon CopearAorAwatbo yhminwits mane
growth of amp., fade( ten the geniis", of
nom
• P•rnoop Combnitco of worn. o ot CA:44
Apprecasnon lerrestmorns seamy bah the generation
of •-ccme and trorAh of principal
Ovwell risk ;Silo
• Coto* acres. Seem to monan
11411411.
km Mk ad ,chilly to the man
°mat men if
to men the none does not generate bonnier*
'went or towns rid may net (WO Pre +a..
• Modern Wing to accept tan me 10 ponce:rat ard
tolerate scme valtley fa sea h•te rant
• Anwat
to attoW NO " I ` 1° fnrcIF.I ad
Pio totality ro wet horn/en ma tent
• fraltnt•r-tfAgotty ConodwAran
t+Ioctod, a
paten or tho patio* for tat wont nuy Mode
earplA. 11111•goa, 141,10A 14udny and Text'
wain!
Statement Imuseholdear
We may ansobtlalt oil feteA0 account itaWorts with
the (one >Sten in the same ernelme. e
because
they ham owenn oho abe manten pm account
/alio...hew Mbother clans al the 5444 /Oen 11
>01 prefer to reetwe and ideal statements marled n
apart. enwarapoi, you troy akin hooter:king by
oaten you inroalAdnice
Friendly ocean name
Rte Friendly 4(04011 NOM a a<uifnda8a •nekrarre•
chow, by you to assa you wit+ you recordkeepro t
1w3 ro legal efle0 on row JaCtrit. is not mond to
lento any st. raw. W0414 , 40frimatto140.
mertmentcbjectne a eel pub* asoccuted wit WV
Ma %. and o not a promo a tarriee that wrath
or any Inner mutt aria well be af
d. At
44151Maa 4(41,0 teed of lab rebang to na of
loss of the attic enslave* You <an dung. Dew
handy roan mows Omar OrtIne Seances or by
failadeg Ate Frtirx ol Admix
Mean overview
• Vat* Ono ecconerpardotio Net ol asset ad
• Asters Preludes mate* <Oh biros.
vales fa
astrined stoma, knead Gobi Ten Dean;
vreind mires to market. and (Mao 06411 not held
by Ow ;cm Dots nol netacle wined seasibeinsets
at the end a dm poor and one pattern *nods. a
wag nennwert anted dock room and
+wagon,. nod *phone
• tabass 141.414 cittn Dairen. atoning
nmegn
loam. <real Int, that roan bins
• Casfemoney Warn: Total ol unmoved amiable
cash tAlan:14, OA &poor toLmtet al all Nod and
nom* toted barin. ad moray market mead art
sweep batmen. at the axed the twat
prod
Nall Grown, heeded. balances n your 144.01 Se
net seat acted from other Dines ad the rem nay
toe eby d thew le(,
n Nr adnry care ol tt
barn
Thew first an payable sewn your demrd.
Dm total rs nclaitchn The owlet prod ekes, oboe
Leans inferrneteen
Fa dared ablormabon on thyme" loran; prances
ad &clown refer to yas Clem Ratatecenhp
Ageetnent a A4041Aoreeemi ard te Ginn ,
Term and Corti:tons UBS katernent of Credit Pranks
entitle nAreem•nt and C•Cx busts
a low* n4 emlia • es ref ,lo•
SDNYGM_00324947
EFTA_00197722
EFTA01306988
Important information about cour statement (COntinued)
War sta
Vors agenten neme, scones ad atter nuts held
n Me non at the ani of IN 'leeman, po-cd yin
myrd toedeharya fuly pad tantes t gry tree
Yen ni* Wen. Wittnie4 uwe] at ban toegooi nar
palen end bint* dat ontleen Ary new, i el
aandeed »arfirn dog the statement pen:d are
leed at ~at valer Oilhe end of the statement
pentd
• Goot baraio.
deze/mono re tost ba» OF IN
wo.nles Melddrd ss ten anemel, *here evicred
weloha nurrte
LeS Francol Sem« hal telad
rdormatan Mand hom towon caher INn LeS
f nood Seance', rolodrg mannatonben ~thee
Irma Mae you mag havo Øselad to yotr tiost«
Moor
NI
arm does not nd•paniody verdy er
teeK w acy
widty od kny doratáton
Ø
y ~ces other Uur' La Finaal Stavsei.
addeert akh000h LeS Fris< al Services genera
wiedes Ow ~meen as el o mened de Tem
does rot pande any reegoet .hat tee dommaa
inice 'Coat Nse a-d • Urnalced garlloss'
accurate at ot M Meed els statemare
<uch.
poredo not rayon
tangooio malie
~weer salt deciscns, le tre pnows a
othentnet A«oantt aardend tot* hm mal
feltt %w al
donut«, only lor te perod of
line bryst reb at re Fien Mee hetoncal
recenron can be ad:ledbar >cue rennol Ader.01
• Unrealired paindlossas teen datais awlable,
eseennd inediedgemnosses n olcubeedfd
nimetut lecteey han the anno., data for
n:bedot bes myg ~non Mint ccernissions
dorge ander tiny worganaxion wem
Omleid and olher rerw~
lors ani sntemit
~duw bb n erts Ørred to diaLy ons
aredagad lot Th. Teade date' <Øn patentt tee
aqW Irawarlon rade date
• ealtable muffin Boards anamlned dak Mat
IN ^weg ah lor earYtederrthon wal be '<Smeed
~Mg by lot trom mono dl none' d dut
mus bed n oer name or n nomen« name lot ar
doe«, Cal kan ~tonus °bind tremel-red
pain ed es rong , rs nol yaranteed °Ps <dl
%arts nor ton wen:hcola affect velt ~plee
Mormartn wel to rionted koon «gum
• Intatraluo Peg., elqatayed lor searist adels«
pendant maa te hpriir or boer dun die we that
would waag,. non? n IN makel Pren
deaned hom varovs eed Party ~(es *bah ne
bete., to be retable. taft we do nol ~arme Oer
smaad.
- Wt genen* we te <heng pek* ween ~tabla or
IN men ot the bel and ot linten la bied
5~444 and opeen, ce crdy bd wees k« OTC
wardot
- Lee adralr traded wan« nuy be pnced verg a
vals ton eentil « thema, neem price we
ettaned edsvy nat nakan actual makst pige
eva»?
- <aften posilkes mar speer ~out a pikt and
wilshow as 'pct wand salade' d we oe
knotste toch». t race lor i 3eisney-
- OtOO:ti w KOSnien deriOninded in arrecCen
Othec !han U.S. dokt; werelleed at the ~hang*
rate or d tas stramien date
- Por clan 'Kweel frodno ee nontwtormna
demoroens, pree aM cantey duce «be) may
Hor been zjusted to *rurale peper ralualen.
To Mao porem quota'," when nota*. waad
res Fnaiml A&toe
• Potage investmenta and Iemand ~Ouds.
Private ~wei
setinbes (rclOrg deed
Witpen Mora" and waf mirt nonharer* inal
watt) ni gryaredtroiati ae asway highy
Baai Cri n a uc
ode huw not been
maand web the Senaten and Technoe
Commotie. a udte ay tule ~nes ben We
ecode *slaand via" tor padie radetnitnt
sectnes ard ~Leed pacelacts
nlormmenot
yupart rek LUI/WI 4 no gwaránteed
- These wants,* OOI« stbstint" kan raget d
any, awtch a prent rentment Sent Or
«indut& prOdad mal btboata ce
gddo
not natoste reet-sera the vals avo mw rearve
uPon Soudanion.
- lhed party temet, of Ma re af el *colon
d» and re »pol«, lo UBSTnnot Snoes en a
mala base by n rdependent 'Marion firn
- kauw. ~ai palmt cr »amor earnoud reu«.
d ry, af* swøidtata Fnnbythe munt
waal panne' or spon», and may be oblated
hasedo «krt« Manna' km Nl rad by
ted nalees to dien, thee tswnsted 'wan
- reu cm clean adStinal nformabanregordrd
dor ...thi~
wed to dement the eenste cl
vel.* ard the Me ot te nicernatinthat n the
buis sa the anneoby <ende» ras Frahcal
Acbcor
- med party esimaled vakes rrwy be mixed as
'Na pased' In ~al InuatOrt Ween al
.deordre Maan lam toi rot n:0d or
knakte to esspn vair eken we bncene
dal a maleMd toet hus storred hat ~odia
~V
~led war men eueston, ce .hen a
vane toelel be Nina speculatie dat to tnt rare
of tlw money
- Manast an lur, genard patina oe cproce
Moraled aas tor a tedany .etnid rag rt
prmekd th* vale of dor soony wil be delen
frons at peacNse pree
- 'Omreed ons to date* mag «kade reilen ol
opaal, norne ce both
▪ 'Ordeui unk We' nynot dor nial daarin
pakt ps usa and myrte rellen Sots «ni base
- DOP and Wreed KIT meutes re ne Inladen a
nstienol "enen ~om
and re omnaai
dics.rd and eend ten; cas be soli, the pme
restwed mar be les ~to
pee share teint«,
ral.* promo«, n Me accu« natarwe
• Raerided ~ida
Peanned <wam "way
renet arren digeble lor petac sak. LEIS Frincul
Sexes won the mave ome ol tra urcesirtled stock
cd th. sant moet as an nyred rata. lor ne
resi sled slcd. harp«Øn cl ffidstetementoody. To
de enere t ie mini led sen/des se eiginki Ni lelt,
the vake ree-NSmag be ii-bSiernidly kof No te
inputed vale Pon"
• kl (estanartai) inmat. went yieleb endemie.
An temde ot nut mem is badm torent
dinitml ani neemt ras. *ming IN staren ral
be heb la one yta kom eten« date ee uni"
tnat,tcy IN, «ma» o enk, a gudalne accwxy
ni «4,1~
momg n not guaranefed
Estrneed maal none and turnen, waad lor
~ante» , Of ~ton <cad melde aren" of
Preccol ce opaal gare n whitin Me die ell
inca/wand twen, Welcb ~Idee opinie&
- Eenwted toal none ard turml yeld and Ine
idool Ocome and Wed mrt, be bote ee heter
eNn
estensted amore
- An omsla» ol a-rwated ',coma (dvdord ~or
interest) dØ by ten tun
meeat
vals lawene balen e~
neen last dodend
ce maast parsent made by the no.or and
~rein
w.c,.« br/drost' wil be ned ta ore
>es kan te st dement dec
uned mal".
Atoracy
ormeed rekt se not daranieed
• Aula not hyld by VIS Finadel Sens. Celen
mets" ey,hebbyPe Enands
Manave
1war:potenten or ~nat These meettra
&play«, on wur slate~ lor domstast
pØ
urly Poiront and vake< promod se
prordtdby tho mum; bms nes ~ui
Snees
not nnprntde Ia ins ~maten a-ddoesne
?naante ti nurey lbew amts, aw rol proreded
byWC or IN Faas tw:pabwentst SIC ~rage
• Retave 'haring andSa:aal compeneatioft
- al *Mijn to coma's." as salts and t .7b. I len
mened ncc/med.:n wel, Ihe clnerbuton oe ~Lol
fundsto~ <Irenes we anale ou stadige reen«
mens dong parne Iran ctstrawbes arde
zinnia tb> mavel hak ral we vol These
mam are tand <n toro Went orrperiner
te non of saki by UBS d a prteolar nugal
lund fata), toar <tent% and list IM aksel rat» of a
>snode ~kul lsd trijs stores tale al fr
firm
- We ad ar penuk also recew ne, werd.ig and
ands procentg ten in consderafien for transfer
neen snees Por ta fresia* to the mede handt
Peso boes genet" n pad from ~nee ett
t em
beid and we a hoktdolly urman bured
nMeniet« of scant at to breor-deake
holding nuol linde ol tbr 1vd lam ty
- In eldtOn te onrnissonsrecened n marchen
wie Pt sale ee ~beien ot ~kv connds ad
int ~meel MAR int lo
<Ier" we ordt.
ca Wauw retenties!~ ',Win; ~maal
bom ~vol the ovne ~pref tudel anng
th* rnuity «mem reins d tha norm«.
torrpdnos a 'pØ
of the tor Il0~44 triest
wedettate
- h addeiri to (ternwitanSrettMd trens the
ardww and tab d Niwneures fint. we ander dr
afnav wo+w ar aswt.based rt~
shorin,
>samen, kom NedShires deriaulort as wed as
londrio (or ledinany dodinineni. Ware» ad
*dook:n
- 0.• Mikten the rere we traden comnswen ad
otter oreperenn trem MOMfint and men.
~naartoe etene geodeet ugen destais
- Wi. warm conyamato-dreenU3S
USA. LeS
AG Suirdoed &inch a-do:n.04.nd brks
oue cash emxporoya-ns the
~sr
on mal be a ~kW per scan fa cr
mw ta• a amant/dec/ koog* day &goot
balans
Acenity
adonnalion morde» ornmeecen and ah« tvsot.
~led n <Ome« Kei mei Ine enslatOn 01 bat,
""."9 goten várcactons hat been ndudtd en
Cenherroleini prenany 1 verdeed to We& and ell N
prouded to wo pØla n naad
Short plag
t you annospd n short wang a tentay, yes may
intet a (har dat lo <sten bermen, oost' l« tva
paloalw seorkr
Opwe orden
tegning open or ga:d talcencekt «datodm
meene renuted by °vingen.« dale, opa.' bus and
set slop «den se redred br be amant ol dada.*
« tres re an Oedr.aØ «
tarn date unies
nanarned ~wede blaast ror ae reepornbb lor
cokes INt ae ~Wied due 10 >al /adie 10 treel
~ding open ceders
Irian
To obtan a ton ot ar om« Clan' Privacy Nekt,
dam~
yow nniel Ads., er vee nl «thee
ai ywm oe. romromarrooset
- 1.65 FnexialSenierl è nol tbr* The RMA. Banen
Sences Account BSA and OMA re breien)
accounts ~h vond. Men to bed nqq «raat and
prodzis Ilvan•artinotennts eens "leed bres
ad meer thrdiplrty brult andpeg:n.5es accets
ruince rid anely vod" moed by undideled
ftedParty ener no ornparon tm* muren
serey s..bsdunn of tel Fnantul5enres
- ~merk ~ne.
ani amuky weden
- Not FeK rond • No bant gastnee Mal los* wi.*
- MIA Reso.rw Ma agement kaant Business
Sneces Atoom BS& leadA and nternatand hoon*
Llanaement ~ne nagrond snee mads
Lei Anno, Sames Inc.
- VISA o a restend Vadamart wad by Vita
tramrug ~e
dioxinen and eted peda
loenst the LEIS Vr» credit tod, nl thé UEIS Visa
Ø
<ad, se moed by 1,15 Sant. USA wals
lerniwas Iran Voa USA N orporaltd Malser
tradrns, reontred tradonseld, snee mets and
regnered tarwe nurk' re of trog respect.*
<omvat».
ILOS Fistel Servicao Int
Per 701110
SDNY_GM_00324948
EFTA (N) 197723
EFTA01306989
UBS
LIFIS Financial Senices M
Private Wealth Management
299 Park Avenue
26th Fluor
New York NY 10171-0002
CNM]OS7070651118 VI 0
Friendly account name: Ind CashrSaving
Account number.
Your Meandal Advisor.
SCOTT STACKMANLttE CASRIEL
Phone
Questions about your statement?
Call your Financial Advisor ot the
RMA ReSOuf«Une at 8008keln1000,
-
a«ount 029023525
Value of your account
Resource Management Account
November 2018
GHISLAINE MAXWELL
on October 31 (SI
on November 30 (1)
Your assets
730,376 33
728,867 87
1Adt our websIte:
Your liabilities
0.00
000
WNW ancorranancialsemces
Items for your attention
• Mpip protest yoururf from fraud and
tt‘teW bank, credit card, and brokerage
statements regularly. Also, gel your free
crodit report afnually from
wwwannuakrediereportccen
Tracking the value of your account
S Thousands
Sources of your account growth
during 2018
Vake Cl put tXCOu tit
atyest end 2017
1817,574 86
6.144.7
Net deposits ad
witchr aegis
-SI01.35308
4,2089
Your WInt931.11t !MUM.
Dmdend and
interest ncorne
Change in
marlier value
112,64609
S000
8176
730.4
728.9
Vats of your accent
on Nov 30, 2014
Maar
Dec
991.4
2014
Dec 2015
Dec 12016
Dec 2017
Cr 7018
Nov 2018
VAMP of your account
$730,376.33
$728,867.87
Member SIPC
Page 1 of 6
SDNY_GM_00324949
EFTA_00197724
EFTA01306990
*UBS
Resource Management Account
November 2018
Your account balance sheet
Summary of your assets
Value on
November 30 (1)
Percentage of
you accost
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash ahematiyes
728,867 87
100.00%
C
Equites
003
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
003
0.00%
F
Commoirties
003
0.00%
000
0.00%
Total assets
$728,867.87
100.00%
B
Value of your account
1728,867.87
Account name:
GN StA NE MAXWELE
friendly account name' ind Cash'',ming
Account number.
Eye on the markets
index
S&P S00
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on November 30, 2018
3-month Treasury bills' 2 30%
One-month LIBOR. 2.35%
Your riaaaciai Advisor:
SCOTT STACK MANLYLE CASPIEL
Percentage change
November 2018
Tear TO da W
2.0a%
5.11%
2.00%
4.48%
411%
-8.96%
0.60%
-1,79%
Nee 2 of 6
SDNY_GM_00324950
EFTA_00197725
EFTA01306991
SUBS
Resource Management Account
November 2018
Account name:
GFISLAINE MAXWELL
Friendly account namerInd CasleSeving
Account number
Change in the value of your account
Cash activity summary
November 201801
Year to dale
Opening account value
$730,376.33
$817,574.86
Wrthdrawals and fees,
nci.rdinig investments transferred
out
-2,82608
-101,353.08
Dividend and interest income
1,317 62
12,646.09
dosing account value
$728,867.87
$728,867137
Dividend and interest income earned
for pucostsd InS ftSerntnt. larabley Cl Interest 3rd 000rno Income ha been doewined Iran a US
to setae rig perspective Need ,con the reside rue d the 0C(Glit holder. recount type. a gnaw tew,
sane imered ander defend payments wiry not be %bee to tinted hates (US) ceda Puerto Rico (PR)
in<Orre Ian The client maniNy melemere is rot Intended to be used end henna be relied span for le,
Pul:Oser dents should odes to the aladoIdble to nitating lomt they recent rear UBS annuals sigh a
the Forms 1099 at the rand asp. toe In reportng imarnaten it is the prance dl UBS to rie ttse
eoplicatie la reporting towns with the US imeni Rewrite Service so PR Treasury of panmens ass in
such 10(MS acosatNy <tasty dvdens enact interest a tar twerps or isatee income Rear consul your
nelsodual lac prepactr
November 2018 (1)
Year to date IS/
Taxable dividends
1,317 62
12,645 95
Taxable interest
0.00
0.14
Total current year
$1,317.62
$12,646.09
Total dividend & interest
$1,317.62
$12,646.09
Your Remold Adviser-
SCOTT STACK MANLYLE CASRIEL
See Meade adIelly tag tilOntnIce ant' Ramer on your Sweep Donors xi ondudtd in the openorq and
closing Mantel rig are FDIC troturancesapies to dtpoott at UBS Sant USA and dl banks partuPatne9 n Ire
UBS/Cif nsuced Wait Poerah n does not soy to &seises al UBS AG, Stamford Br WO SWC
orate:ton osSoe: to money market :weep fund haderqs but not bar* &posits Seem:ea-cane tobrmatco
toot your dewed co theist two pane: d IS:daunted Sae deists.
November 2018 (1)
Year to date (S)
Opening balances
$0.00
$0.00
Additions
Dividend and interest ',come
1,317 62
12,646 09
Prcceeds from nvestment transactions
2,826.08
102,115 71
Total additions
$4,143.70
$114,761.80
Subtractions
Other funds debited
-2,82608
-101,35308
Funds withdrawn for investments
bought
-1,317.62
-13,408 72
Total subtractions
-$4,143.70
-$114,761.80
Closing balances
$0.00
$0.00
Your investment objectives:
You have dentified the following investment otsectives for th6 account II you have gLestsons
about these objecthen, disagree vnth them, or wish to change them, please contact your
Enancial Advisor a Branch Manager You can find a full dee:Apter, of the alternative
investment °electives in important information about your statement at the end of this
document
Year return objective:
Current maims &capetal appreciation
Veer risk profile:
Primary - Moderate
investment eligibility consideration • Seale 'heisted
Page 3 of 6
SDNY_GM_00324951
EFTA_00197726
EFTA01306992
(*) UBS
Resource Management Account
November 2018
Your account instructions
• Your account cost base default closing method is RIO, Kest tn. Fist Out,
Account name:
friendly account name-
I
Account number:
Your eimscial Advisor:
SCOTT STACK SAANLYLE CASFla
Pop 4 of 6
SDNY_GM_00324952
EFTA 00197727
EFTA01306993
$UBS
Resource Management Account
November 2018
Your assets
Account name:
GFISLAPIE MAXWELL
Friendly account name- Ind C
ving
Account number.
Dom prem. rote :nil &girl castes :hewn may te amecnimole Assn:sr. gains end losses nut not
be moneele reflected. See importer efoemafron 400 )Our StetemeN a the war of this dxurnert fro
mere int canatiort
Year Rwanda Advisor:
SCOTT STACK SAANLYIE CASRIEL
Cash alternatives
money market funds
Motey merles funds are nhther unwed ny cuaraeleed bill* teall Deposit lintairKe CCepOtbliOn or any other gcnemment agenCy IM1evtiOncl pent and InflItutonal Munk pd funds must aost I hell net Ste ,dun (NAY)
per share tots nearest III can ce a cent
g. SI OCCO &Demerara and regal money made fund, yell ominut lotravext at a stable SI.00 net eon vim Although malty market funds Seek 10 pester the wawa sots
inwslermit re St 00 per that, It 2 p3SSOk to lose money by investing in thele funds
Wel fomented .s Ihe total of al teinveded dude ndt It does not Meta any each clud)nd: Int real&
lot for the curposes of 0:tenoning hcldng pan= or cost WV: IS that you receive each lime you
etiMett ClUdendS te<OMt a ,coarse Id, ICI
Co:, &so is the total purchase cost of the secunty, rghaing remrested dmeret Tee cos bast: may
need to be aeNnted for return d captS papreret in OFC*1 to detemme the adirnm cos bans for tar
NIxelve3 Deposes
Purchase WO
mortier
limage Dice
Clitm
Wring
re shares
per snare (S)
investment (Si
UBS PRIME RESERVES
FUND
FA; j
r?ri! Hi
220%
Your total assets
tinroalced (ta)gam Of WS It the Marrow. between the current .due and the con bags MCIwool,
oenetily be your taupe gam a ton if the security vas sold on teat dace The untodind dad "'noel= mai
need lo be aCluSted for return of caplet parents in order to detemoe the reared gen ce loss for tar
reporting purposes
Imegment revert is the mune unit mnus the errount you illMSted r does not In(lOde ihactt that ere rot
reftecieci on your staterrere, includ ng shares that ham been staked as ether e gen or a IOW I MO Ct.VS
not Inds:Seat diadends that were not reinvested
COP
POCe per Share
MIS (5)
on NY 30 IS)
Visa on
Not 30 IS/
728£67.870
••-This information was tria,alsble..•
10000
728867.87
Vales m bar 30(1)
nercentaged
Cost
your acccunt
bra: (S)
Vniethzed
grin or MSS (9
Ettrnaled
arras income (SI
iniestenem NOON
teem IS)
pen
UnteSiNd
nano( Iona)
Cash alternatives
Total
• Wien; cost bmis infarnstias.
• Money market hinds
728,86727
M00%
16,035.00
Snararg.a7
100.00%
$16.035.00
page 5 of 6
SDNY_GM_00324953
EFTA_001 97728
EFTA01306994
SUBS
Resource Management Account
November 2018
Account activity this month
Oat
At-0AV
DeSentitiOn
Account name:
GIESLAINE MAXWELL
friendly account norm. Ind Cask Casino
Account number
Your Pineedai Advisor:
SCOTT STACKMANLYLE CASRIEL
amount ID
Dividend and i stunt income
Toxablednedends
Nov30
Dividend
U8S PRIME RESERVES FUND
1,317.62
SYMBOL UPRXX
Total taxable dividends
31.317.62
Total dividend and interest income
61.317.62
Ape
A(11.15
Or *pion
amount DI
-2,826.08
Other funds debited
Nov 1
Trans(-
10
Total other funds debited
42.826.011
investment transactions
lot moie intern-aim about tro once rave stony tor reStnaeCI seta rtes. See O, p0rtan7 el A) ItOiltiOil IWO
your state, oaf a the sod of this tamer,.
We
041*y
Nov I
Sold
OetkitiOn
OBS PRIME RESERVES FUND
-0.080
SYMBOL UPRXX
Frothed, (ran
Funds
ifIbtltrIVIII
nIt .w,la
Accrued
Outnlity
ledue ( 1.)
Fria (Si
trans:cum, (I)
InTTSbrieniS IXncAl (I)
inlereS1 (S)
Nov I
Sold
I145 PRIME RESERVES FUND
-2.1326-000
2.826 08
SYMBOL UPR>Ot
Nov30
Ran women'
MS PRIME RESERVES PJND DMCEND
0 620
-062
REINVESTED AT LODNAVON 11130118
DRAWL UPROC
Nov30
Remestment
UBS PRIME RESERVES FUND DIVIDEND
REINVESTED AT 1.00 NAV ON II/3d le
SYM3OL: UPRXX
Told
1,3 I 7.0E0
-1,317 00
$2226.011
4131742
End of statement fel a«ous I nurnbe
►ege 6 of 6
SDNY_GM_00324954
EFTA 00197729
EFTA01306995
Important information about your statement
LOS Francis' Sewn tic. (the firma UBS 'intros'
Sonnet re a meta of al prnapi tro.nty, cownocity
and options nehahaes LOS rnaexial Samos and LOS
Ban. USA an mind sdasciartesct LOS A6 aid
if thetas of CBS 54cullies1LC Marini
rhyme
statement it nobble tor mount therm's neaten
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LOS Instil
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Boulevard
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noun Gibe. recoolS. 00a
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Derr Wrote of ho office sen'q rats stare.
Alta*
at Man dawn ar• Mended lob* ac(fdalo.
staleniet data tall
not be used lee es rowan ray
stcysen).04^4 tar lave, Pe. Form 1099. 54%.
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glc.)whmn rea
m, Yea' tax morn Its inn is
mound by law to sepal We* RS Aleut.
&Week
reportabbortnabb dndends and !nab* Mew
tared on lettings held nyour accent. net Crtett4f
0+ sife !WOW ifet. ad COW Daft On ((Wan cowed
:manes.
Carmonkartiona with the Finn
• nose rtocrdifin ay oaf earensicabons n witng
to Astiner pfcc“I you , roans. rd b-C,M9 you Tit
%wt. the Serve Os traitor Protecttal Act CS A)
• II tat analod cacao', on the up kit of t+ non
of MR SLIWWWI n rot IBS Fnelcia SVW44. IBS
MANI Sews ranee yOur IRCOull at (Wong
teaks by warn
evil the rekatsd r61 AA en
We Owned you Cd 11+6 reTWendnia edWn700
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twenties se located d UBS frontalSenn and rot
the nod
erg brcter, rd pa nee nuke a report
of new
a amnion to both Ise
• As devised n the actocal wretwents, you red
rolify vs of any cw; of 1, 04 gaoling dwelt
reflected on your statement wow. 30 days late n was
makd<r nude available
• Item dna arsteinef <triplet.. a •WantS to the
em's Clem lelaticaCwinnent at 201.752 • ID*
ce tolls
800.35.9103. PCOA.M 1o600
If Monday though Foley, a in In n3 to LOS
Few( 01SerWel Pre.. Clert IttteMae Department.
PO. Be. 766 Ltrion Cly. ID 07081.
• Al statements shall be deemed cornalete all swore
not <bodedto n wrong wahn CO days
• fa TT' services. Cal lia4412.096Sot from °Aside
theU
041201.357.149S
• h Nye 01 '. 7015 a 41151015 *WA netnews
fats transfer (DMbllparent a CBS Vet debit
<ad vanisher; cal NO762.1000. or vent to UBS
f nareal Swots ac.. 1000 Herta OW, 6th lbw.
Wernantar, NI 07086, Ann RMNBSA Sewn
Cita die n soon as )0.• <an. 6 you dark pt
statement a inept rs wrong or f you need more
ntarnson abate a transfer cn tie ismer+ ce
retept. The Fan or Cod bar fat soluble) mei
Mr Morn year no Its thine° days ri te to Fon
cont yea eve fed amens* on *rich the erect or
Problem *Pend
- hood. ear nano rid scare numb. (et any)
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*out and *vim eider/as yarer whir Yco
toles n K an era a why you need inn
rionnahm
- treads the dollar arnawit of to weeded error.
The Ann or Cod ben rail nvestore yes <emplane
rd a
cornea any error premptb• For aged won
masa?
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mane then 10 berms days to do Ita, we melded(
yore accent fa Ilw swan you the* Is n mot. so thi
wind tote We use of hemoney durrc te Imo n
tales into complete at nmeroatran
Rene make all tracks payable tote rem or lee
faincial insittaien rdcatedon he Inca of Ma
tatement In addition to ....web, ocean toe., accounts
may be 9.bptct toman:mance fees. charger to Ire
pasmern fa secure.; purchases and charges Ice ;paid
ricers dash teams. AcC0nft Mr ire roansternd
to other rowan
nay be sahaelle a &fl
i er Fes
WS ven* Oplkew
LOS often orations fa weepro cash berm
to bark
deposit aces rte at ronellated bats and attired
tants and navy market mai
lint (Money cede)
Depose accosts at LOS Br* CIA and 4:n4 dyad
Wits pifliqueng n the LOS r
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Program at• PDC-nand n accordance went(
rule:
For wee nomiabon, please est wow 'Stye. 04cOlt
acorns MUDS AG Stroked arch ad 'hors of
Nasty heck se not hand by the FOC.
Barn deposits1n net protected by SIPC Monty raid
ram re protected by SIPC See "LOS Inmost Services
Saari Prolectai below
wen yag masa bison riteban
doper may bi
wradram. and sham a a limey !aril may be
liaadnd rd *emcee& returned to '<yap./
Wulf?, sewn
FLOM ncnnaton tout tradable sweep options.
nclang <untie interest reef rid yields- is nettled
wow all cansweepneles. Man yoke peanut Minw
a by <aim BCO 762-1040
UK financial Sagekes account protection
The Fan is a member of the Sasser nada Pramcn
Capceation (SSC). which protects writer customen
olds worker, an to 1500.000 (rschadna 1254000 fa
clams fa cash) &planetary brochure nobble sea
ma" , a a wow sop 0 9 The 51K asset bastion
liras amply to if scorn tat you hold ha praxis
<sonny
The ran together with mien athirst has abo
Pedwwd supplemental coerce The meta
a
t. payable to all earateacleers. eolecrob under
the prOtecbOn
1500 mllat at 01 tworter 10. 2016
Sabo° to Me ['ploy condi." and Irntirons. Orb et
Me Ferns Ambit vast.*
Ice ap to St 9 miler in the
aareCei fa ail you scants held in a prickle.
cansea. Aka <C•py a t, poky wading bailable
WOn fteedeft.
Wetter We SIC peen-Ion roe the stoplantetal
VOICIOn fewly 10:
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yOre a00011 vaLel hi heti away ROM Len financial
SOW., Foe enwole eaten CO inerexe yodels,
neLdrs, yob* anutes. and (iOsharts of nulaal
Ant regard nth, name of the soave holder on
the becks of the oar a Vanier fl at),
• Investment railrots a rwesiment invests le 9.
kneed patnenhps »I whale placements) he are
not moosed under the Se:antes Act of 1931.
• Connocitrot<critacit (o s. fanannahaego and
we< ofs metal condaoldf. whedewliettes contracts
and tammadte gator comraas; and
• Depose accounts Incept ecetekates of deposit) al LOS
Bre LISA. UBS AG U S branches and bras n It*
KIK keyed Davos/ Proosn
rhe SIPC wanton and the appetmenial pronto" do
net *pat to these asseh err if they ahem< afaanif
onyx.' sidenienk. The SIPC protection and the
supplemental protection eh not protect again* changes
die market robe of yo ewestrneres (whether as a
mu, of market movement. nue barknpoa
othewital
Dividend Reinvestment Program DNA
The price tglin144 tan enr age tea. You may obtain
the must ace IfOn yokr Imncal&chaser Only stick
*WM err puthamdunde DRIP. partial 'hoes tell be
sold Jedthecash WI be &pouted is your icon
lye
dadendraweiment woe Roofed by the issue my
dine ban the market (We as shah to palm. Own
re sot,
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01 / wholetawsMON held in you sewn
d your
sailed to a panelire a a result of a &Mendgement
or ~roe.
the rem weenier sdl whet unit at
MOM ace a sage at
determesed tat a
re:Wend Own; *troy. ad credo yosi scout
freedoms* objectives
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steed account and may vary between yea roses
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edeln9
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ap
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newer.
dewclaw For ••Nh Account hitt you
<looseore of the foe:map imminent <Onus,
• hake& Current Income bailment seam the
generic .01 scare air
• Aare CopesiAopwaton noninwits seeking
anted
atonal !stet than the genteel cf
mom
• hakes Combnita•ariaome salCAMM
Appiecati3n ernmerns seeking tar the generation
of nems eel comb of peincipal
Dowel rialcfrofk•
• Conatovsert Stelff to marten mlef pito*
nds
be risk red vamilty to the mount cadet men if
that neap the scant does not generate remnant
even* a seems and may rot twia pace vet..
.rttiben
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tokens sane saideyb seek here rant
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paten of the prink* for the aro:we4w add&
cosrplar tualnwt, creed lipdmi and cameo
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Stelemenrhouseholioner
We may cassoWlet oil reteA0 account itaWnerts with
the tone slims n the sane ernekpe. e.g. because
they ham oaten who abo meson pee stove
relate...hen Mbother okras at the same rotas I
you porta to mew mod ides' statements markd n
apart, enwarspos, ya may adore harteroWng by
calrg yea inroal Manta
Friendly mown name
Refrendli account nine it fa <Wont*
•endu‘lered
chosen by you to /tint you WWI yw recofdlcerpro t
hit no fowl effect coiner actor. is not mended to
relied it s meet. pro:1AL ettanrerfahon,
mermen cbjectne a eel mph* associated web pas
wow". and o not a promo* of 'new
that math,
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loss of the ante norturint You <an Change yowl
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contactrotythe fore tal Adman
Aecarlovorview
• Yuba or you accogetcpambio Net ol wets rd
lit:I tin.
• Assets Preludes avaaele cash biron
vales for
'tw inedtaunt/ fest). and Gobi Tree Depots;
vreind marts to market. and (mail assets not held
by to ;cm Dots not mask inked stone/men
a the end a the prior and <ant daterrem *rock. a
pm% reennwert anted nod *pions and
4.4(c4abf> nod *phone
• babltes. Wirclet debit batmen. antring
Malin
tor
t vocal Int, then scan bison
• Ca:herons', burner.. Total ol unnamed notable
oath talr:m pat Oipoot Winter al allneed rd
eon aff toad bans. rd norm mann mate fund
snoop bison. a the claw of the annum peed
larlormodty het credit balances n your accaril se
not seat aned from other Dienes ski the fern may
toe ry
thew ILnis new adnry can ol et
bares. Thew finch an puyable teen your demrd.
Dv, total is vela:Wm the cure prodeke., value
Leans inferenehen
Fa detailed nIcention en the enfs loran; practices
ad &clown refs to yam Clore Ratitecenhp
Ageernent a Ad(001Aderernent and the Great
Term rid Cceidlons LOS kaSeenent of Credit 'makes
salable nAgreem•nt and Dix busts
a loww id. r-efra-r, red,Thedw
SDNY_GM_00324955
EFTA_00 197730
EFTA01306996
Important information about your statement (continued)
Yaw area
Your ntentre (tercet metes and Other area Feld
b the accord at the add the lialcmeni tared You
may at/ forth:hey of 'may paid seaman a any Inv
You may none wades tied at loan cotreot ale
MeV any balance due on them Ary &nate
trareferted tole fins dreg the statement peed re
Peed at mina year
aline end of the statement
prod
• Cat baraie. In determning the
bee of the
searthes included es regalement where iviesed
wee the numbs 'I; UPS f nrical Senrea ha coed
ameba. *tared Icon. towns ache thin LOS
P area Sennces, mixing racematen Iran anotha
Irma the you may haw worded to yea Ina-cial
Maar thief ern does not nd•percbrely waya
,Whet the rarity a 'Web'oe wry dormaton
fronded tysaras also than Lt3S ?mescal Sena.
In edition akhough UitS inrical Senses generale
trattam thn Man atenas t o mewed the Firm
does rot vow* any 'wren tot to eslcarelen
pi-dee 'Con bee and Ureeaced gantlets
accurate as of the dated the itliternetT At <tad\
please6,nm Itti On firl fleabite:a Some*
pnhate a lab bosons, kr tv pabows a
ahem*. Accounts Wantland tote tem nay
rotes, gariloss donates only foe the perod of
lime they zee held at re inn More Wake
remmxcn can be added by pas Ceuta Adaa,
• Unrealized pant./laves When data is rabble,
manytal ‘fleafincloansalcoses are </Weed for
newton seamy lots the frauden data for
relreclut toes may or may IX< relied carenstar",
charge anclor county nOrgan2aCien wwent
Ordend ref other rerwiteeril lots Onir smematt
archon fon re each arrened toOpts/ on
areraped lot The 'Tradedate' <Meth assents the
a9rsel tranacten lade date
• Callable securItist Bratsad catered lock tut
the issue alb for earV sederect.on *if be wlested
n ut"
by lot run aro al saunbes a that
ewe hen
eldd n ors ruma a ri name* name for at
charts Cal neve racernaton es obtaned from third
pales and as a<0.1,ye not yarned Other all
leans may own Muth oaald affect weld complete
Monnaton wit be wonted tannoon
• Pricalvalue Prices Ovtryed tor utvicon and the
redacts maybe thatote or lows thane* price that
you would swag,. Mane in the market Prices aro
<Wind from varous fed Party lartm which we
belle* to be resat*. but et do ma ?wane the,
sorry.
- We rani. use tie closing peke when mottle or
the man ol the bel and at. Pk!, la aged
stoats ' , di:piens a only Waal ke OTC
SI(LI401.
- few lanobtradodeettall44 fitly be ;hod •Aria a
vakson 'toed a the mon roam price we
canned and may not reflect an actualmarket ace
a vela
- Ciflalp3filken may spew wrshota a price and
wit show as 'an wand aoalabit' 4 we ire
knob* to cblan a Me to J Xcunty.
- 00:0:ei a swots deftenlnYhd none-eta
other than u S. doers se reeled at the eschange
rate as ol the strewn date
- For wash wait*, betty n nonierionnrg
dencmnauvis, pace and *thew bee value) may
tow been slushed to Nolte* pope wanton.
To Sean *nil quolotoni. *Nei flea*. west
pas tn%itW A*.sor
• Pante inveolthanti and Strwelaradpeodudts.
erase mennum seasrles (mbar., dreg
rata** Vann, Andrea estate othstment Mal
m, at. ad structured products are gtheraity nighty
JWd Cat n A✓',nicest( Merest been
nerved won the Stamm and Tat hero*
Carnescn Irdsr ay stale sondes lad We
prowdeintenand vale tor Fhb!e melanin*
seances ad stustrxrd predicts to Herman:nal
PuTnsa aY Luke ace 4 not guaranteed
- Then ears ray dille sslatintans, Ilan ages 4
any, at with a crease reemeni smiteor
*whited prodxt
y
boot*
soil ad do
not ric<essody eve-sere the vela you mw mettle
riPan 6ouidrion.
- Third prey eitmilef of Yob* re =deaden
clan and are Supplec110 LIPS Prurcul Scram on a
re9Ar base al
hdtprdat "Marton fan
- cam, anent armor a spear mensal values
d ry, ant sratVied toteFern by the thaw
gene,' pnrwa spcmor and may be
en
Mate
Deaden dflaac nfarnean ban that used by
thedpabes to dense ter esunated %Was
- You can drain aditcrol nformaton arcing
the ,ssessIvissiti used todement the tante
value and the Me
Pe Samsun that a the
tout b the atone* by among rat Pruned]
Atha(
- Med party emmaled value maybe nil/cad as
'Nat reed' in weal aurae' we in an
rchihert6tre vals% on Ion has not Si.Pled a 6
enable to assign yea neat we become ewe
that ematepc ewe ha ccosted hal sty ode
Otraxek rep:tied vita MO rattan, a when a
value maid be Noddy spaulase eat to the we
of the 'aunty
- When wad an tower, wool partner a cpce4ce
en nand oaks era
reeetleed vale rt
prowled. the yea of the sonny Wit be delseac
from n archon pnce
- 'Waalante date may Mali resew of
Natal, mane a both
▪ 'Ongrui una site represents tie MA alma;
price pee me and may era reelect your ant base
- (Wt) and trebled Riff wakes re not listed on a
a/era sorties *thane, and art rank
dload *dawn they can be sold, the pen
raved may be less tante per share ennead
raw plestla alh• IMAM gaterant
• Refracted maritiee PKCIalfdteCien.14 "way
are not afrenty afigble Ion atatc sale LOS Fanny/
Servo" uses the market vote of the ravestreled stock
of eh. sane 59....f as an mated rata for the
restricted stock for palpates of ma 3Werptnt at. To
the edam that Mtn( led ward es are eloble or sib,
the is.,. raved may be sthstentaly new thin the
mound vale town.
• Est (emanated) Mann. current yields iodates.
An estrum d envoy mane is bond on contra
dividend and inlerent rates, aminog the names alt
be held fa are yea from statement dale or unit
tinny The animate a ask, a vedette, acaracy
and contesaid income at not guaranteed
Emmred rural fiC01e and carom yield to
mrtantabn of saurian said meld* annuls of
Ismael a capitaldans n when caw the ea
inane find germ, yekb would be *egret
I
da val
Fdrneda
valsae
ird trent Mid rd the
swat axone and yield mote be bated hike
than the 'seaweed smarts
- An *noun ol an-ualred mom* pthidord Soda
interest) chided ty the careen motet
oalelloWl90 balance cbsed on the last dvdond
a maw payment made by the our and
sinews the wcalheideposts wit be nerd Ida*
rs fran she g sena date
until mercY,
Aectracy red caxisurd ye.] se not steamed.
• Asap not held by MS 'assail Seraow. Cann
enure rot held by the inn and rot Aisne the
Term: pots...senor carrot These Met are
displayed on was naternort for Sonnets:nal
wastes only Potions and obis veered are
voidedby the mung hen uestnrocui Siena.
not empanstee foe ten Mammon and don rya
guarantee as sassy these assets a. not ptated
by St( a the Trews tkadowental SPC coverage
• Revenue sharing andadditional oomptewation
— in /*airs to commissions on salts and 17b' ken
mend floc/mato, wth the darbAcin of mutual
fundssoar climes we rad ar Masan mein
nano gang payrrwms Iran &trauma ardor
slam a the mutual tunas that we sell thew
roses are bawd°, two dif lame carp:nary n
the won of labs by liEtS °Owlet:far noun
hrd fray to out <lam, and OP the awe raked a
partnals nuke, Pal lent/s shares held at the
sent
- We r4 ar althea also rttta, needing and
antis Prc<4.5eg lees noonvderafen for awoke
nem wets the rat anklet* the casual fur*
Peso toot arsenal re pad horn mince asset
to mewlhid and sealant dolly ansarn based
cn the nate of scores at the bearer-bake
holding mutual lands of that fired Ian*
- n addtisri to (ownistran received n correction
with the sale or diarbution of zenuty contracts and
ant nastrant mats use, loots (lets, we actor
ca etre Itan*UMNIIAISKI
ozerPenSatCn
hew insy or the nascence companes undenwang
the musty ant actt, Afire{ of the ii10.11000
tewpanes a spoortas a the use flagrant busts
vsddaMo
- n Adair, to ClanneSernreCenid Irons the
INA.* and sale
hi...newelVols. we "Ice ar
althea? rearmt an assettesed newel,* shoring
payment from lantSfures cPariaulors. as wed as
ha-di-odor technology clesebanera. tranna and
educates
-
ellikates ate recs.e iradng corraissens an!
other carpomatai from nivellir* and maze
aeon product( AO detto-Ce
r, We WOW contonsaton Iran 106 Bas. L6A, UPS
AG Started Etanch and natal eland bras
*mop our cash sweep pogrom TM
ampents on may be a mom* per scam fee a
mitt. pawnor of swage deli dipole
buttes
rictiefte
Morrrution reordna ornmaire and ocher throes
incurred in cornett icr, 441, Ire to.040ri Of Vat,
run-4r9 Vox, nrcacbcos Kuban included on
carlieruiens attrankr 'writhed to you, and roll be
eroded to you growth; an regal,
Short 'why
II you ao engaged es short seeing a scurty, vas may
nue a0,00e Me 10 <Min bavown) cons la that
Wafer security.
Open oda*
R49 0649 open or • 9:rod idlareelet orders the
were rot ~nerd by the named dale, open buy and
sell slop *den ye redeed by the amount of thickest
ads a anotclniderdsce eolith daze unless
nsInsted ono-wee by you You re responsbb to
aches That at **(teed due to you taboo to *Kea
eating ocen ceders
Privacy
To datan a copy of or mere Client friary taxa,
Pleasecontact you Festival Ached a vet or ratan
at ”Vewokseraubereatiregie%
- IRS FinancialSeniors b rotator* The RMA, Ousness
Sets Account BSA ad RUA ae brcaerage
accounts when prow* access to bara ng sawn and
predicts avast anagrams rah Aland bras
as caw theCIparty tents. and recedes access to
Mtn* and annosy crocks-It issuedCy knaltilatal
red-Party min* capon
flout. mane
arty sandwies of LE* Financial Semen re.
- Pregnant, :warn. and snaky orcsd.cia
- hem ICIC nand • No bent quarter May lose wt.*
- RMA Itesarce langemem Attar& Dustiest
Sawa Meant RSA, RMA and nternataul Racsaco
M an >peasant Accost re mastered sense marks of
LE6 troncial Semites Inc.
- ViSA d a registered eadernark armed by V44
Vammonal Service Assa uteri and used inier
ken* The UPS via credit tads ref the LOS Vila
debt cads an owed by FPS Sad. USA wish
PenreiscnIrornyea USA hcorpotaled Mother
trademarks, revered trademarks, seven maths and
agreed tanke marks re of tee respect:a
companies
UBS Firnes1 Swim, Inc
Pen
SDNY_GM00324956
EFTA_00197731
EFTA01306997
UBS
lies Financial Semites M
Private Wealth Management
299 Park Avenue
26th Floor
New York NY IOU 71-CCO2
Cerroc0S7899451018 VI 0
Friendly account name: Ind Cash1Saving
Account number.
Your Mounds' Advisor.
SCOTT STACKMANLYLE CASRIEL
Rhone
Questions *boot your statement?
Cal your Financial Advisor a the
RMA ResourOtUne at 8004iMe- I WO.
account 029023575
Resource Management Account
October 2018
Value of your account
On September 28 al
on October 31 (V
Your assets
729,384 33
730,376 33
Matelot wubsite:
Your liabilities
0.00
000
ewe cbscorribuncialseneces
Items for your attention
• Help protect yourself from hand and
resiew bank, credit card. and brokerage
statements regularly. Also. gel your free
audit 149041 alrlually horn
www.annuakreclitreportecen
Value of your account
$729,384.33
5730,378.33
Tracking the value of your account
Thousands
6.144.7
A.2019
991.4
9176
no 4
7%4
Dec 20m
Dec 1815
Dec i016
Oec 1017
5492018
Oct 2018
Member SOC
Sources of your account growth
during 2018
\rake of your ,Ncount
at year end 2017
1317,574 86
Net deposits and
sundae/Ms
Your rilrieStrrent rerun
Owdend and
interest borne
111,32847
Change in
market value
1000
Value of your account
on Oct 31, 201$
$790.976.39
5%52700
page 1 of 6
SDNY_GM_00324957
EFTA 00197732
EFTA01306998
UBS
Resource Management Account
October 2018
Your account balance sheet
Summary of your assets
Value on
October 31 (1)
Percentage of
Tots octant
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash alternatives
730,376 33
100.00%
C
Equines
003
0.00%
D
FOced income
000
0.00%
E
Non-traditional
003
0.00%
F
Commodities
000
0.00%
000
0.00%
Total assets
S730,376.33
100.00%
B
Value of your account
$730,37633
Account name:
"LA NE MAXWELL
friendly account name M.,
Account number.
Eye on the markets
Sidox
S&P SOO
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on October 31, 2018
3-month Treasury bills' 2.33%
One-month LIBOR. 2.31%
Your Plotociai Advisor:
SCOTT STACK MANLYLE CASRIEL
Percentage change
October 2018
Year to data
-6.84%
3.01%
-7.36%
2.43%
-7.95%
-986%
-0.79%
-2.38%
Par 2 of 6
SDNY_GM_00324958
EFTA_00197733
EFTA01306999
Resource Management Account
T
October 2018
Account nana:
GHISLAINE MAXWELL
Friendly account nmne: Ind Ca'SWUM
Account number:
Change in the value of your account
Cash activity summary
Opening account value
Withdrawals and fees,
ncluding investments transferred
out
Dividend and interest nome
dosing account value
October 2018 (SI
Year to dale (S)
$729,384.33
$817,574.86
-328.91
-98,527.00
1,32091
11,328 47
$730,376.33
$730,376.33
Dividend and interest income earned
lot putx6e$ Of his StMeenent, leabley 01 :Meet tord **lend interne hat been determined hen a US
Um let:band Dersciecfive eased won the residence of the account Adder. account type, oi product tee,
Knit interest omia dvilendpurnents meu not be uttett lo tinted Slates (US) aida Puente Rho (NO
income tees The own monlNy statement is rot intended to be used end cannot be used an foe le
ruiPhes Cie« snook: inlet to the app Keefe te needing town they recel.. lien UBS annually. sanas
the Forms tow are the Fan 480, loi lax mooning 'Marna« n la the piznce of UBS to Ile the
alicatie tin teponing loins with the US internal Rinenue Senice and RR lemon Department, se In
such lams acosaleiy (leery oveencs arse' 'menu ale tarµ of lee*. income nerve come yeti,
ndvdual lacprepare
October 2018 al
Year to date (I)
Taxable dividends
1,32091
11,328 33
Taxable interest
0.00
0.14
Total current year
$1,320.91
$11,328.47
Total dividend & interest
$1,320.91
$11,328.47
Your Financial Advisor:
SCOTT STACKMAN120£ CASRIEt.
see ikrouref a:Myths month foe etati &lam« m your Weep Cpaorc xi induced in the cpenrq and
dming balances eau* HIC triturance robin to &omen at UBS Bank USA mg al bent ;ante:atingle the
UBS FOC Rated Deposit Preen n aces na says.) deposes al UBS AG. Slanted BrarCh SPC
protectonapaes to money Mallet :weep fund holding: but net bank deposits See /important in forma=
ease you. eremee an
Nici come: d t Monnent'a &tat%
October 2018(S)
Year to date (S)
Opening balances
Addgeons
Dividend and interest nome
$0.00
1.320 91
80.00
11.328 47
Prcceeds from investment transactions
328.91
99,289 63
Total additions
$1,649.82
$110,618.10
Subtractions
Other funds debited
-32891
-98,52700
Funds withdrawn for investments
bought
-1,320.91
-12,091 ID
Total subtractons
-$1,649.82
-$110,618.10
Closing balances
$0.00
$0.00
Your investment objectives:
You have identified the following investment °teethes for this account. il you have questions
about these ob(ectves, disagree with them, or wish to change them, please contact your
Fnancial Advisor be Branch Manager You Can find a full deed:notes, of d-e alternative
investment objectives in important information about your statement at the end of this
document
Your return objective:
Current Maim. & capital appreciation
Your risk profile:
Pommy • Moderate
investment elgibility ccnsideratiœ • wee selected
Page 3 of b
SDNY_GM_00324959
EFTA_00 197734
EFTA01307000
SUBS Resource Management Account
October 2018
Your account instructions
• Your acount cost base default closing method is RFO. Kfi In. Flu Out.
Account name:
GI4S1A1€ MAXWELL
friendly account name:IndtaskGvinq
Account number.
Your Plaaadai Advisor:
SCOTT STACKMAMLNIE CASRIEL
Par 4 of G
SDNY_GM_00324960
EFTA_00 197735
EFTA01307001
SUBS
Resource Management Account
Your assets
Account name:
GHISLAINE MAXWELL
Friendly account noon/rind
N ring
Account number:
kere prccs. 4xcenc avICAfircol raves shown may be approtiman Ay a mat own and lossts mot not
be remotely reflected See Important alotmoleon 4604tivor statement al the tad of thy dxuren tot
rtnn-ditcr
Your Rwanda Advisor:
SCOTT STACKMANLY/6 CA5RIEL
Cash alternatives
Money market funds
Morey merle fords ase neither instant nor Qua anteed by tat fedtud Oemsd Minna Cf4X)taliOn or any abet 9nemment scerey ireanutona perre an/ inVildhond munk pia funds roust MS I heel net and vet um (NAld
per Imre rota neaten U I can d a cent ft Gt. 11 CCO5h Goeernrrem androad money manse fund, mitl con:onto lotransxt at astable 51.03 net anti vitae Alinouit money market funds seek to omen* ine value el 'our
Investment al I I.00 per shares its paste* to lose *Vary by irnentong in these rung
Total mersorted is the Iota d al weaned dude nds II does net include any cz.h dude not. n is re a to
lot for the purposes of Oetemnng hieing pencds or cost bast The shares you recent txhITVyou
etiMeSt Ch:lent/5 be(Orhe a notate Ito W.
Co:t tosc is the tots purcnra
of the :eat*, rKludng muerte:led doderct The <ott bat': may
need to be al Lilted f or felon d opts pagrerts in orcki to cletemlne the adonZO co0 boas /Of tat
rnvcn'm purports
Patinae Plot
number
Annage Pitt
Client
hickIng
ott shoes
per Shaw ID
investment (S)
U8S PRIME RESERVES
FUND
FA' Si C.CC7
(WO y".11 213%
Your total assets
llomalced (tar) g am Of IY4 it the netarence between the curent %duo and the cost bans radwool,
srerietily be year tax.13e gamete10st if the wedgy was %cid on this ciao. The unreaind tta4 9ahoelccs may
need lobe Masted to, return of umtal went in Wee togetarmee* reaped gar of loss for tar
(trotting COrpOSM
Imes:meet return is the tuttent valve rnnustle aroma yeit In
I does rot include Mares !MI ate not
reflecleclon you( Oaten-ere, inducing snares that nave been felted as etnes aeon r aims t du. Wet
not inane cash clinfends that mere not teintested
cog
me at Man
WM (1)
on Ott 31 (5)
Valk* 00
unredged
Ott 31(S)
cyan of Ion (4)
730 76 330
---This Inlet nation was t.na‘oilable.• •
10000
730,376.33
VS uo cn al 31 (1)
Percentage 4
Cost
your accent
bras 0)
anrua
Etc mated
I won° (SI
Investment Ncldrifi
cetera (I/ pent
unsesind
gans lots (I)
Cask alternatives
Total
• mining WA Abet minrnaton.
• Money market funds
710,37633
1000%
15,557.00
$730.376.33
100.00%
$15.557.00
page 5 of 6
SDNY_GM_00324961
EFTA_00 197736
EFTA01307002
*UBS
Resource Management Account
CKtoer 2018
Account activity this month
Account name:
GHSLAME MAXWELL
Friendly account name: Ind Casheasing
Account number
Your elneeiClal Adviser.
SCOTT STACK MANLYLE CASRIEL
Oat
Acthlly
Descopuon
amount (1)
Dividend and intensst income
Taxablednalends
Oct31
Dividend
UPS PRIME RESERVES FUND
1320.91
SYMBOL UPRXX
Total taxable dividends
Total dividend and interest intone
$1.3211.91
51.320.91
aye
Oct 1
Trancf
,- r
Total other funds debited
.6328.91
Other feeds debited
amount OS
-328 91
Investment transactions
lot more intonation stout titmice/value moan tor tesuized '4(uflies. see nixeren: eaormarKon about
)0,11 anemone * Ut ens of this <Ix tment
Dare
sctisity
Oct 1
Seed
OeSOMIM1
VOS PRIME RESERVES FUND
-0.910
SYMBOL UK=
Proceeds ban
Funds
Investrivnt
rot or...nice
accused
Chastity
:duffs)
etio (5)
transactions(I)
innSbrierilS I>COPI <0
NereA(S)
Oct I
kid
IRS PRIME RESERVES FUND
-328.000
328 91
SYMBOL UNI)X
Oct31
Ran vostinont
IRS PRIME RESERVES FUND DIVIDEND
0 910
-091
REINVESTED AT I 00 NAV ON 1013 V18
SYMBOL UPRXX
Oct 31
Ronsestrnent
V85 PRIME RESERVES FUND DIVIDEND
1,320O50
-1,32000
REINVES1ED AT 1.00 NAV ON 10i 3 1518
SYMBOL: UPRJ0I
Tot.
6321.91
-11,320.91
Page 6 of 6
End of statement for account num
SDNY_GM_00324962
EFFA_00197737
EFTA01307003
Important information about your statement
L025 &uncial Saxes ht. Oho firma UBS frame'
Stoop. e a muter ol al annul wanly, comp:Sty
and options mehrges UBS Enamel Snot and LAS
Bart USA r
edeect obsclresct UPS A6 rd
if item of WS Scones ft C The Pim% travel
lima.
es nobble upon request Therein's estatet
often are at
IBS fnrxi115enin
1200 Hata Boulevard
Weehaelan al)07COS
Th4 alarimiwl nOir•i•nb the ore, onkel record of yew
Ian Enamel Sweal XOunt ONe records. er.rot
*Heel tar 00Curnerth coasting oracle., clatitapid
non be relied we) F you bele* Mere 6 react a
CirneGion. plan Wart it wirrechatelf n reitng to the
Derr Maraca of to office twin; yaw co: cove
Alta*
at Egan Mown re Mended in be atnn%.
marmot data Maki met be used lee far papaws rely
*Zen
rrand
we tom, ea. Form 1099. 5498.
. 41c.)whm Va
n n Yae tie return the inn 4
requred by law he repal We* RS all toade drglords.
regortabbrintsubb dnidends end !stable news'
tamed on sectenta held n )our recent. net Crated,
at sr brae ire. ilad tat time OnOran <oared
seciones
Carnankationa with the Finn
• nem reicadinn arm oral orernalorbons ri wrens,
to Astra piVal you , fir
,. rake.? you
*axle the Sealsitiei Valeta Protoctal An (StA)
• II the fined
nocacn on the sap lln cite from
of WM O.111wall <rot IBS Farina Sitenflat. LSI
MAW Sows curet your roam at away
lathy by arta-genent with the nekaud n$1.4 Cr,
we reformed you cd the rellaanthia 'hark
,
Olatnnal
. thil Maitre a, ifiy Crete. fat femme and
seardes se localcd M UBS France, Somas and rot
We no:1,mq becter. and you ens. make a report
of ay coo a mown to both Irma
• As devbed n the =awl Kretinents, you red
roidy us of any eras ce lead gaoling reels
refloated on your fl aw'
wine 30 dip area n was
Maeda nude available
• Maw dean Gastonia <triplet.. a Mind to the
Yam% Clem Malan Cemannent at 201.752 • I 6S9
ce tolirce t 800.35.9I03. SCOA.M. to 600
If Monday Maya) Foley, a in rat cc 10 te5
FrunitM Stfmall ere.. Cart W4/flan Deprive&
PO Bo. 766 Lhon Cnp Iii 07081.
• Al statements shall be deemed corrolete ad aeon,
ii not abated to n aging wthil 60 days
• fa TT' services. Cal €u412.09B6of from onside
'heti
M1457.1495
• beta of rat
a aitaCal *PA an than:ex
Ives Vanier OBril tell parent or WS Vet debt
cad transxtirs, cal 800.762.1000, or arm 10 UBS
f na-eul Serval M<.. WOO Harba liltsch 6th floc.
Wernanteer, NI 070314 Ann RMNBSA Severe
Cita write as soon as )OJ can, A pa thele spat
statement a recto' es wrong or f you need more
Samsonabout a transfer an tie ironer+ a
mere The rem or Card basun arolcable)assi
her Morn sae no It.. than CO days area the fun
ant yew lee act metonym* co *tech the war or
Probl em *Pend
--- hoed. sae nano rd won nude" d any)
- Desalw the are
renter you red kilose
about and molar. as clearly as you creed )co
blew n e enema a why you need ran
dorm/len
- Prowde thee:War mart of the expected error.
The Firm or Card basal
nvesteute your ampler(
rd ea correct any error promptb• Foe alleged Van
nwAngtBS Veneckba cad tramacto-o.l weir*
erow thr 10 bents day; oda tn. we all cede
sat watt
fee 'Iwamoto you thee Ices Ma so tha
you wit Nate* use 01 the money dureg the
tales .6 10 complete at nwilgatean
flees mix all &ars payable to the rem or the
feuncial neittaion Masada, iv haft a to
itiatwent In add/onto neat , accowe foes, accounts
may be 9.beect to mantenrce fees. chases to late
payment foe wearies purchases and charges Ice Spud
mans n
scans. Lecture thr re rorntornd
toother rowan
rnay be sullen toa &redo, her
OAS Swap Oplkat
CBS often aeons fa weepeo cash Winn to bat
does,' *copra at eknelluted bats and attired
bares and money Markel (Null firth (Money heti).
Oopxe accant at LOS Bare LISA and no aft Arad
bent, pailepthg n the UBS PDC :nand
Program ater0C-nosal n accordance
peed
Pa more riomnbon. dears NIA sm. I *Apt
04;04t
account MUDS AG Slonlad arch rd toes of
Monty firth re not ivied by the IOC.
Gant deposits AM net piattad 01 SlIK Monty rud
them are protected by SIPC See "WS Inmost Saxes
Saari Potence' below.
upon 5ar rearm biros
newbark 00YeAti frtly
*red r MN% and sham of a Mawy !aril may be
hie:Wed. rd the proceeds faradic
'cocoas
Saunas 4aOsil
Fate ricmmton tout seats le sweep options.
nctaing <weal entree reef rd yields. o .watable
wow Ws cansweepwelds. from yoke Frun<al Athisce
a by <atm BCO 767.1000
thonciel Sere des account protection
the Fern at a member of tie Senna mega Pretence,
Coneraton (SVC). stkh Mans %Cur Obt.i curionwn
of if rntirbelliA, to SS00.000 (nduleo 1254000 fa
claim for cash) &planetary brochure nobble won
ccari
a t me. SOX *9 The SIPC roe protection
lints dopey to if aeons tat you hold n a petal,/
<sorra
The rem together at conan *fins,
has abo
Pechawd supplemental coerce The roman
snarl payable to all that* neer% cotton* b velar
the protection • 1500 mllai at 01 thmartor 10. 2016
Subpo to ',employ anal wia end Intr."
cnh al
the fen o further pouted to tplo SI 9 mdcw in the
aggregate fa al alto enact heti n a prickle.
clue by A 1111 copy of dot polcy trodeg es amiable
Loon retest
nether tie SIC protean.a thou:Ornate
peceenongply to:
• Cain Inannal atom toweled by fed molded n
sit Mehl( vaLe) Ct. heti away MOM Lin fennel
Saran Foe emniole anal CO mune
prodels,
nckdrg web* reptes. and It) awn a .naiwl
Ant mg:noel mix name of the scow,' holder on
the toes of the our a terrier nee),
• in.•estment attach a nwsinsent mamas (a 9.
limed ortnenhps aryl wale placements) Nat re
not rog card under the So:unties Act of 1931.
• Commocite <err acu (a q, forum **charge and
pew an metal antraalsk inthedmi) turves <M1rwt
rtl cawrodee aeon contracts. and
• Depose accounts Prato teethe**, of depose) al LI35
Bre LISA. UBS AG U S branches and bra n
KIK Miro Copan Proarn
The SIPC protectors and the appetmenial pranks , do
rW apply to these assets era if they areas< al awat
onyx.' ea emenh The SIPC protection and the
supplemental protection dame protect agent changes
to make neat of you' contemns (whether es a
retie of market mammon'. recur herilinlataY
otheewesel
Dividend Reinvestment Program 03Fi')
The pone *hood a en sneer pro. yew may obtain
the weal Wee Iran yam inancial Ad isCe Only *bah
Ara Me me thamd unde DRIP. partial 'hoe, toll be
sold Jedtheoath all be domed n your roam. The
dodged raweiment once Roofed by the ifaile1 nay
deter Iran the made Wee Jinni& tie anal lam
re Send
Cads-Mita
Ortly wee um, may be held en you ware
d you a*
erillled 1Oa partial WM as a restrli of a &Mendgement
or ~roe.
the rem mR ether sell whet unit i1
meat penetrate
al Ma
determend by a
regiend clean; army. rd (tufa yes; Karat
rammer* objectives
The nestrren *bathes zed ask peed Ve re spade to
ear account and may vary Shwa you x<ardt
Nap. rive.* thermrce
p
rtalbrelenn9elr,
O11IC an th ong., err pt.-flawed cession a
trailmmre 0bjective% For each Account NO. you
&WOW ore of Ur °bang tenement thaws,
• Pro-dew Current Income arrestmens seam the
generic. of ncene air
• Atern•CaperAppwunax yawinwes sting
growth of pence' tate( then the gentaten
nome
• pfe.-Ax• Combnimn of imoent ser1000,
Ant e c *Abe Innmenems seeing bar the generation
of 'Nome aerl comb of principal
Oiled ribcage.*
• Comes", Seth, to martenode, re newt at
berth ad salatilty to the roan
orwal. men if
that e.t.a, the eon
does not anon
Kinnear<
icon
ce fauns and may rot Imp Pee teeth
.ribbon
• Mother. Wthg to accept tone rep to pnrepal and
tolerate scene valaideyto seek here Munn
• Ancwave Wilig to accept
^* l*a•c1F41 rd
ha, verity to cal. WI mint oar tent
• frale,ter-tfArAty Canseirran f teroctod, a
natal of the pedalola the matte may WNW&
ampler ntalegrt, Infra] litudity ana ram
Wit lity
Statement Itouseiterldrer
We may antakIret It related account itaWmetsath
the same adders ,n the same stelae. e.g. because
they here omen who also menten pee anon
/flew...hew athother dents al the sere add()
aloe prefer to recent rd ideal statements mailed n
separate ernroapet, you may calme hooter:king by
oaleg you annul Manta
Friendly mown name
Re Fe endly Waal nen* at tuattinitible •nokrarrod
chosen by you to asst you wit, you recotclIstepro t
her rici legal effect en per accost es not mended to
reflect any meet. onadact rnOnireedilen.
me:trent *teethe or re& profile associated radii par
mama and o not a promo* of garage that wrath.
Cr any leariaal matt aria will be xnewid Aa
• inacIrnieitt /wave Maier* or late, notsdrg to rep of
loss of the ant /woman You <an dung. you
Weedy roan rims enough Oren Sawn a by
a/meetly yae fnem tat Admix
Meant oreavieW
• Vete or you accocree9aartlatek Net of assets rid
Ii Aspen.
• Aspen.
cash bare[
fell
Intitonlaern611testlerd Ciobal Tine Departs,
ennead marts to melte,. and (nun ands not held
by by ;cm Does nol nob* woiced seasitteensels
at the end a the prof and omen caterren ;ery
a
aerie rwestenret, wonted stock *pions and
aerceabb nod *phone
• bablfet meld' ate balren. antring
Maga
loam. <rode Int, that roan been
• Catheromy hewn: Total ol unmoved eatable
oath Winn. pee Oipoor 01141ta al all need rid
none bawd bares. rd moray made mead fund
sweep baleen. at the axe of the stamen perod
Nen-correncdty het wedt balances et raw roan se
not sge acted from other balances end tie rem may
toe ry
thew fiat nth* adnry cane ol
tereas thew tins are payable tpon your demrd.
leo total es ncleledmthe current prod closing glue
Leans inforenehen
nor detailed Scallion pother's'''. leering practices
rd &clown refer to pa Clore Ralateornhp
Age
ant a Waal! kterfiterl ardt.GMNaI
Term teed Ca.:tons CBS kaleenent of Credit Prankes
sealable nAgreem•nt and C.& busts
at lava
e-oper • ev reri,lm,rrs
SDNY_GM_00324963
EFTA_00197738
EFTA01307004
Important information ah° ut y our statement (eOntinued)
War su
Voor ademde ~es storen ad ot« mets held
n the ~ra
at th* ani ot the ilarent po-cd You
ma, ad tor chhery
luly pad ~nos X any tree
Yw rivirnowe ~de
dad at lor tobterd dier
Meel am/ boet dot ~hem Ary secorg
tamred to tefim dam the statement pen:dan
lied at m3444 aar al 01 the end o# the toeman
paai
• Gat Wao. In deterwnrg
<nl bate påasp
wordes indook!! n Ihrtgatement. *tere ndcaeed
weh th* norren
LeS Farad Sonnet has relied
Somma. obianed hom sauna eter Ina U3S
futen Sam" radrg tamasien tem ~thee
teens esa you mag have parated to you lenactal
Motor n» firn does not ndnoreenth verdy
CLigrelet the
r ny
widty
cm
urn donaten
pronied tysorces ot« than
Fnancdl Sames.
Ø addeert akhough L
n" el
eS i
Services genera
weides th, ~Mia
as n o roteind. the Feen
does rot wade any risomen ril tee namnam
unit, 'Con bit.' ad •Urreateed ;adios,' n
amine at ot Mdlad tbc statemwe At such,
praam darm reyen Ses reemten a mak*
anhase
tak deoscni Iet ta• mom, or
"emoe Acomntt translerted totrofee mal
mach geraas rdornaba only lor h perod ed
tem thee se ked at re Fien More Nataal
rronnaa aan be .ilded by >ar rare ol Aten
• Unreelired gaindesses neon dras amlable,
etmad raedeed ~Oma n oakutteedler
nimetut Intree bb The (randon data for
robrolut bas myr ~end rol bect ccerensinoth
Aart rata sortny roorganntra ~nes
penleed and Ober rara!~
los rd vaan<
~ohm Ion ro <ot Østed to ~Lyon?
asraad lot Te' Track. date" «aam galants tro
~tramden
gade data
• ealtable muffin gerit»! velaed mak nut
tbc isme( tab lor earYtedemobon wel be wlated
restill by lot kom rearm al Korea ed tilt
non sneed n oer name ot n nomen* name laar
diens Cal kade ~kon
is obtared bom tred
pat ard es ~dry rs nou navanteed Oles <dl
leans malend lach oma affect veld eempleee
ninom at be yronted koon oma
• Petostraluo had engtayed lor mulst and dim
paaien maa be ligt« ot baar Merte ose trit
would aam* renera n nog ~et
Roet n
ddaned lede varems tid Party ~In *tot ne
belew to be relable. bui ne tat. nol parate tier
aduacy.
- We genen* ust te <bang pek* aha ~tabla or
nerf ot the bel and Ot prees Ia bied
5~444 ad opeens cr aer beieren kr OTC
sawa.'
- Lint tral, «udod ~4«
(Ary ba tetø item a
wisten madal oe th* won naam vice we
cetaned and ma nat reden an actual nurkst tree
Or MA.?
- <enen pakket rney speer agio-a a prise and
val tor. as 'rite wand solide' d we are
uroble tochten a ree kr J sauna-
- dampats «statues denamnred in arreeca
*thee tm u.S. dolbrs ra rellected at te adnange
rate as cd te statmere date
- For <rsnxcvets tak.? n ~ingingen;
deromnatens, pree ad camety Ilate vabernay
huw been »inbed to fragiel:n:pm ralualon.
To Mar cirri gootsteen. when Diana*. cce4acl
aas Fenol ~Or
• Prime inmegnents and strand prodge.
enrate nwstmcni wetsdia (inc Ldeg theet
meteoren Voors, and wal egde ~terg tRef
invries) ard sen ouedprod-ets se genrats hl"
nispid. (aan stnekred vocleis hareret ben
manend wei Ie S•ort os ad beharge
Cammesuna ur re ry state Anyite ben We
provoe ectenated vale toe penare espeilts
sonates a-d sturkred p•cdacts toe nlormamenn
PuVocas Off Liane! 4 no gunnend
- Them va&.enuydl,e stbStant" kan rog"
any, r *high a penale ~onwel wal ity Or
Mouw& prodkat mal bebaadt ce sold and do
not nmessaly gemmere the vair you enry moei«.
uien Souidron.
- Ried prty enmak, of valav n af d • «dan
date and re mept«, lo UB$inn.at Steven on
mals base bi an rdegenkre 'arion Ira
- tam, ~ai error er Manco, waard wao«.
d a-y, ae sw.pSed toteFnnby th* munt
gard panne" or speen« and may be cabdated
baad en «luw< allemaal kom hl us#d by
tid Detes to deene leer asinated oWn
- You aan drain adStend nfermatiaregurcfrg
wed to detene the smuted
vaka and the Me of to reennationthat n the
bak sr the «taart by tomrug >oir F ~cut
Ad•cor
- Ihrd party esimaled vak*s way be relMbed as
prood" en sawa, duren,' arena
naaikrt valt on lam has rot Øled c<
titable to isegn var eken we benen? ~se
*dl omstond avant ha ceosrod *mg ~tata
Pee~
rei:~ ',da .110 Cuengr, «sten J
Moe wild beng:IJ, spa-adam, ebt to te rare
cd the xtway
- Men~
an ~c, gen ra prol« oe spaar
«to!~ Mae ror at/bpaly rantletd Mag
omwind the »bed h soosey wil b. datati
tom n eicase pree
- thstrim ons to dam' ram aks» teken el
<Mag inorne a bot
▪ 'Crigrui Lok 5114.' 0111441441111ht mal Meting
pree ps uni, and rayy net MIK, >aa «iebele
- DOP ani Wind KIT dor éies se na kneden a
nitynal waste nehriae, and art .maar
skrid ad aa a Ine cr be sold, the pree
~red way be Ins tan to pee shre enmad
raio* promoot, n the "uni innam
• Raeleticlad mooien Rinennad (wam prony
art not eiteer digble Sart:~ salt LOS Fastl
Serven uws the mattes Late Ot fge ureelceed laak
d the sam ma« as an hei eed wan lor te
respited y1Ø ree purpases of ti strIewent ook To
the adem III" Mint lad tandes se elgbh lot uk,
te vake weind mar be sLbsternidly las ta te
inputed vale *waan.
• la (estansted) :mem. went adels endemie&
An <Minne ol saai ',gare olmed (n (uitten
olndend ani ~tot galt,. afleg Vlo Harigs wil
be helfa poe yen kom statement date a rid
mad,d,cy Wit «maté e enk, a goddank Rotary
ad cent ~d tmen".. n not guarantrod
Eetmred arml mom and <uwent ral! lor
<aantal>. ed %aston <Ø .niide aceton ol
Pratst a opaal gaas n of•ch rase egge til
interne (ad wamt >ielcb neuk be omdat&
- blindadenul nemendtoreelyield and lee
idool adam ad Ted ante be bar ce herfat
thanthe Mansdanspas
- An *nam ol a-roulrod ncome(dirdord ida
inhaal) dØ by th* <Wal matel
va nlawne Darm ebrtd ante br dodend
ce inmat alsen made by le nsuir and
aroma te mdawildrposts vnl be hekla om
>es kan te si stamt die or onbenul.",
Atoracy rel cortkard pel! se not geroerd
• Aan 110t hyld be VIS linancial Serrioas. Celen
moto" rot nekhl the rem ani not nett, the
I n% ~ir
Oe eimal These ante. re
40(114td, 041 raf statief« lor eConnáltnál
pØ
tely Bostont and ok.< 0044114144 144
prordedby tho weglam ues ~ui
Sarren es
not nnprntas led ris toenam ad does nu
%wantte ns adorry time asiels am rol protedal
by SIK or the Frees eademntst SPC ~etage
• Beraamt sharing and addildnal aterpernalion
- n addila to commiseen en sales and 7b, I ka
mem, n cenneden wel, te dabdenof ~Lol
hack to oor <bents we andice or 'Hitte Raio
tamme Natg parmats Iran &baron afdoe
>down ottenue) trok tal
ull tea
nam are baad vr ton> delirant or rpa- irest
te ~rolt 01 laan by IBS o a pancis matal
lux' frik/ to out <l~, and Ga le amt rak» o# a
cortkrAr nolue,Sad langs sturen beid al 'he
firn
- We adat alt Neg ah', meen? ~adem and
Øs
vocale.; lees no:wed/raio, lor enter
ram seroen OM ta paai* to th* wr-eual funds
41)440 lor 9404041, se pad keen name 344404 es
te a-avalrond and re al eed dolly ámxni baad
en teniet« d aam" at to beckerdnle
hcarg maal Irds d thr fund lang
- In addtia to orwnesronsrmened n ~echo.
win tro sale or dearbdien ot anity ontrats ad
rit ~el
tag rats gons tint, we avles
os "km 00~0~
JNM.; <c~m10,1
hart meed te .waste Øn
rade/wrang
te erna «maas, atia.xes cé te notara
<oregano, ir sponsen of the urmt Il0~44 IRAK
m•dttflouTO
- n addeer. to derrwiSentrannd Iran tro
vitae and tab d ~slat.
we ander or
Okt? wem? an asv+based meent aan;
>amen, korre NedShires chnixdors, as welt as
fundeg (oe inheiden,' dnelopment, training and
ed talm
- Pl Mades aho reeewe afleg 4040/01040e4 ad
otte«pepensatkin trom 40400J3Ifurds ad mixt
earoanot atom volant ao dabde
•. Wit enen* conyonsat al heen U3S Bal L6A, LeS
AG Surdoed &and, a-do:n.0~6ra,
tre•-# out cash snoep groga-ns led
comptninknenay be a ~Pk pr attort la cr
nog be a amant/ged moge day &goot
Wren
Acenity
naamion reedden orannseas and ah« taan
410.444 in «nett br me Ine enutgan ot ede,
trA"."9 goten yároactons
ban fiduded co
cahneuhons prenauskr furnred toas, and wil be
Pronded to pm vowpdd an naad
Short sellim
you re agard n short mling a warm, >Co may
eta ó<hege Me Meenam b:nawegen% lor trol
pro0.,la Muit/
Open Mets
Pordrg open or god talen:aker orden tm
wow not ...waard by te namat date, open bui and
lol slop ordes re redredby teamant ol erookeels
ante re a
dradexh cr
arts date alen
nunutid 01144V1641 by sas You re resparobb lor
aam tut re ~wed dr to >arr lakse to tabel
~no Open ader.
Privacy
To obtan a copy of ar arren Client Rime, Rock*.
time <0~ »tv F41441.410i A...fl Ce 004 os mixte
al )410404(.040~40404~t
tin Fnin401$44,140 11 001 Ne* The
%inas
Seroen Account BSA and lask re brokten)
rotst wheh pee.* meet to Wring ~e
asfat
reedzis 11~ argaggenents
rdtilated bres
ard meer ihrbplegy balt. and riordet mots to
nssorice and inrats «Øt
moed ty urolfil•11/0
nel-Party monne ~Pre
ent* "date
agerry wAndutin of tel Frontol kners Po,
- ~werk ~ree. ani a-nuky proton
- Nat FeK ~d • No bal muitte May lost vatr
- RIA Raar«. IA/eva:ment Avant Business
Sonnet ACC0.411BSA, s e
and
etarm Retort*
Management Attente re recentred same maas d
Lei trunoalSanees re
- ViSal n a regnt
tsdrenart ovned byva
~blieft 544y4è Attaca!~ and uted Leder
Rense The Lei Vni credh<adrl the UBS uha
debt 005 se ned by 'SS SaM USA web
ParnmalronnVna V SA etimamtd Mot«
tudenats, rmastwed udmils, servet mets ad
raggend sorMemárks reol ter respect.*
~pan*.
MS Fistel Serview kie
Ra 701810
SDNY_GM_00324964
EFTA_00 197739
EFTA01307005
*UBS
UBS Finance,' Serwes
Private Wealth Management
299 Park Avenue
26th Flsor
New York NY 10i71-0032
CNP7COSS939730919 x14 Yr 0
Friendly account name: Ind CashrSaving
Account number.
Your Meendal Advisor:
SCOTT STACKMANLYLF CASRIEL
Phone
Questions about your statement?
Catl your Financial Advisor or the
RMA ResourceUne at MAMA- I 000.
account 02902395
IAdeem. webslte:
www. Unarm/ fnancialwneces
Items for your attention
• kolp protect yourself from loud and
renew bank, credit card, and brokerage
statements regularly. Also, gel you free
credit report annually from
swew.annuakredrereportcorn.
Value of your account
Resource Management Account
September 2018
GHISLAINE MAXWELL
on August 31 (V
on September 28(31
Your assets
743,CO2 88
729,384 33
Your liabilities
0.00
000
Yakut of your account
1743402.88
Tracking the value of your account
I Thousands
$729.384.33
4.2019
991.4
8176
7430
719.4
plc 2014
Dec i015
Dec igl6
Dec zoo
Auer 20I8
Sep 20I8
PAember SIM
Sources of your account growth
during 2018
Yak* of your &count
atyere and 2017
Net deposits and
valiudraivais
Your mestrent return:
Diana and
interest ncOme
Change in
marbat value
Value of your &card
on Sep 21, 2011
5817,574.86
.$99,198.09
510.007 56
1000
$729.304.33
Page 1 of 6
SDNY_GM_00324965
EFTA_00 97740
EFTA01307006
*UBS
Resource Management Account
cptemCer 1018
Your account balance sheet
Summary of your assets
value on
September 28 (1)
Percentage of
ye& octant
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash alternatives
729,384 33
100.00%
C
Equities
003
0.00%
D
Fbied income
003
0.00%
E
Non-traditonal
000
0.00%
F
Commodities
003
0.00%
G
003
0.00%
Total assets
$729,384.33
100.00%
a
Value of your account
5729,384.33
Account none:
GHSLAWE MAXWELL
friendly account nom*: Ind CastdSaving
Account number
Eye on the markets
%de*
S&P SOO
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Ag7egate Bond Index
Interest rates on Soptembor 28, 2018
3-month Treasury bills: 212%
One-month UBOR. 2.26%
Your ~WS Advisor:
SCOTT STACK WWLYLE CASRIEL
Percentage change
September 2018
Year to dare
0.57%
I G 56%
0.17%
1057%
0 91%
-098%
-064%
-1.60%
rog* 2 ot 6
SDNY_GM_00324966
EFTA_0019774 I
EFTA01307007
*UBS
Resource Management Account
September 2018
Account name:
GS4SLAINE MAXWELL
friendly «count name-
Account number:
Change in the value of your account
Cash activity summary
Opening account value
Withdrawals and fees,
nbluding investments transferred
out
Dividend and interest ncome
dosing account value
September 2018 (SI
Year to date (1)
$743,002.88
$817,574.86
-14,829.16
-98,198.09
1,210.61
10,007 56
$729,384.33
$729,38433
Dividend and interest income earned
rot pu VOWS d ken siseenenl rota:day of interest and andend income hm been detente-sea from a us
ta lemmnd Perspective Based VOW the t 'sick ne of the accent WOO. account type. Or pØ1 troe,
'Cale interest ender dellend parents entry not be stbjed lo Unted Steen (US) ceder Puerto Rico (Pf0
iexorne Ian The client moniNy statement is rd Intended to be used ab tanna be Weed wen ftot lar
pst fines Cloth shoos:tiger to the 44:a1Ketle tax relbahng toms they receive nun UBS annueiy. Seen as
the Fern's 1099 at the Parrs 480, tot lax repOrttng info/maim it Is the pt,xnce ot UBS to ile the
ap•plitable ta repOnno loans with the US internal amen* Semce dyd PR Iteasury oepanment. did in
such IOW'S acusalety dagry dwdenct, ar
4a interest as Ia, tempt or ladetint more Rea consul yar
ndwdual tar papaw
September 2018 (11
Year to date II/
Taxable dividends
1,210 61
10.007.42
Taxable interest
0.00
0.14
Total current year
$1,210.81
$10,007.56
Total dividend & internt
$1,210.81
610,007.58
Your Financial Advisor:
SCOTT STACKMANLYLE CASRIEL
See Account actnny rer: monthlee ants allavetten your Sweep Goo= are eeducled in the crime.; and
closing blames vie» FDIC insurance app's todtpcon at UBS Bank USA and ål bank, panel:tab% n tro
UBS FDIC noire" Deposit Program. n lases nor soy 10 deposes dl ties AG, Stamford Beath. SIPC
prote<tonaoolies to money market :weep lund hoidens> but net bank depends See Inportane in oematon
Ør your :teem.« on the Ix, two po;e: d t M dmment for &tab.
September 2018 (1)
Year to date (SI
Opening balances
Addgrons
Dividend and interest ncome
$0.00
1.210.61
$0.00
10,007 56
Proceeds from noes! silent transactions
14,829.16
98,960 12
Total additions
Subtractbns
Other funds debrIed
$16,039.77
-14,829 16
$108,968.28
-98,19809
Funds withdrawn for investments
bought
-1,210.61
-10,77019
Total subtractions
Closing balances
416,039.77
$0.00
-$108,968.28
$0.00
Your investment objectives:
You have identified the following investment otsectives for this account if you have questions
about these objectives. disagree %nth them, or wish to change them, please contact your
Faunae( Adsisor or Branch Manager you can find a full desonpten of the alternative
investment ottecoves in important in !collar:on about your stafententat the end of this
document
Your nano objective:
Cutlet income &capital appreciation
Your risk profile:
Primary • M,derate
Investment eligibility consideration • wale seGected
Page 3 of 6
SDNY_GM_00324967
EFTA_00197742
EFTA01307008
ES UBS
Resource Management Account
September 2018
Your account instructions
• You account cost basis default closing method is RFO. fist In. Ara Out.
Account name:
GHSLAINE MAXWELL
friendly account name:rnd CasheCasing
Account number
Your ainaciai Advisor:
SCOTT STACKMANLYIE CASRla
Pogo 4 of 6
SDNY_GM_00324968
EFFA_00197743
EFTA01307009
UBS
Resource Management Account
September 2018
Your assets
Account name:
GHSLAINE MAXWELL
Friendly account earner Ind Casa Sanng
Account number.
Some prem, wrote and (WWI ..dues shown may be apemen:at As a Jesuit gam and losses mai rat
be manairle reflected see Important infoemoltcn thadiVol Stetereent a the end of thes damned for
?rte. ricinlificr
Year Mandel Advisor:
SCOTT STACK MANILYLE CASRIEL
Cash alternatives
Money market funds
Wen made, funds ale twitter inkatd nOr guatartteed to the alorrd Deposit 'Mural(' CCipOtaliOn or any other onemment agency inslitutood are and Mild Irked Munk pd funds must flog I ha net asset WI urs Pon
pr Odd loll* neatest III who( a cem MG. SI COCO Gomm-em and retail money made funds nil continue tobanal at a stable f I.03 net met aue annoua meaty market funds seek to pew* the valued put
inwswent a SUCCI pet shyes t! d paSSOk PAO', henry by 'nesting in these fonds
Total tomer/ea d the midst sceneram deans II clots we indoor arty ca.ls <Welted: not rd ale
toe for the pupates of Cetenrtring hidna Fano% or cost baps The that you recent each hme you
most dudendt te<OMt a sepleate IS( ICI
Co:f etc n the tots purchase cost of the sew*, inducing rernrested ductentt The cost basis may
need to be alusted for Morn d captS papreret in onai to detemdne the "tusk-0 cod bcos for tat
cetahrcl PODOStS
Purchase Piga
mercer
A.-mace cote
Client
siddno
oe Mares
per shale IS/
imegment (S)
PAS PRUE RESERVES
FUND
F.1 SI4c r, raw
?CO%
Your total assets
tieroalced (ta)g am Of ba It the deference between the crereM warue and the cost bags and would
gutsily be your tat Ie ga n cc loss d the secunty was tdd on dm doe. The unlearned Oat) ganorlon my
needle be aliened for rerun d weal parents in Wee to den cone ere mated ran ce loss los tax
reCORIA9 Parades
ferieg °lent ref vm is the (mem vase menus tee amen, au Ineested I doe's not Induce shams tan are not
reflected on you' Paten-ems Verud nos shares tla have ten tealitO df ti hes apse co-alas Rano doses
not Ind We cash anareck that were not reforested
COSI
enCe per Share
Wes (SS
on kw 28 III
Vint 00
Sep 28(5)
729 .8.4 330
•••This iniosmation was unasabble•• •
10000
729,13433
vane on Sop 28 (S)
Steward
Cost
your meant
Daus (ft
Unsegeed
immanent Haling
gowns, te
Mum (s) pen°,
Estmaled
UntniNd
arrus 'orn, (SI
gang lost(!)
Cash alternatives
• Money market funds
729,38433
1000%
Total
• mining cost basis tnIctmaticn
I44S$AO
$729,384.33
100.00%
$14,588.00
Page 5 of 6
SDNY_GM_00324969
EFTA_00197744
EFTA01307010
SUBS
Resource Management Account
September 2018
Account activity this month
Dee
Actitity
Account name:
'LANE MAXWELL
Friendly account name- , 1 r
sing
Account number.
Your rinamlei Advisor:
SCOTT STACKMANLYLE CASRIEL
CeunpttOn
Minuet lit
Dividend and i ablest income
79.461e thud end
Other funds debited
Sep28
Dvidend
U8S PRIME RESERVES FUND
121061
SYMBOL UPRXX
Total taxable dividends
$1.210.61
Total dividend and interest income
$1.210.61
0.1e
AC lioty
Sep 4
Transfer
10
Sep 17
Transfer
TO
Total other funds debited
0.7 ,PLIVI
Investment tfill11401011S
For were information about be Racy value sham fOr ItSiltited WU KIS, Ste MPOrtint elf ouonon snout
)tor detentes at the end of INS clxtment
Datt
ACtinty
Dal(ri:44n
Duality
%tit* tit
Price (5)
anxeeos from
Investment
tremolo,' (I)
fund
Whitten) la
onveStments bOulit ($)
ACOtttO
mnteteil (t)
Sep 4
Sold
S PRIME RESERVES FUND
SYMBOL: LIPIDa
-0.160
Sep 4
Sad
UBS PRIME RESERVES FUND
SYMBOL' Moo<
-4)329.000
4.829 I 6
Sep I 7
Sad
LOS PRIME RESERVES FUND
SYMBOL LIPRXX
-10)X0.000
10.000 03
Sep28
Rem wstment
V85 PRIME RESERVES FUND DIVIDEND
REINVESTED AT I 03 NAV ON 09/2E118
SYMBOL: UPRXX
0.610
-0.61
Sep28
Pa nwstment
LOS PRIME RESERVES FUND DIVIDEND
REINVESTED AT I 00 NAV ON 0102/18
SY34301.: UPF00(
1210.000
4210.03
Total
134.829.16
41,210.51
Amount a)
-4,829 I6
4080000
-114.629.16
End of statement far account nurnbe
Pape 6 of 6
SDNY_GM_00324970
EFTA_00 197745
EFTA01307011
Important information about your statement
LOBS tiuncial Sean Ix. (Me firma UBS financial
Sonces), a a member of al peropal uosty, anyncofty
and options mehahan UBS inarxialSohom and LISS
Bari, LISA are mired o-bsciartesot UPS AG rod
deNW. of LBS Uwe.% ILC the Pim% fronnal
statement n nobble upon redone the Fern's enecutre
°floes a: at
ISS fnrxyl SedUceS he.
1200 Warta Bouhvad
Vimhatilith Alt 07COS
This Oartaihnt nha•contc the ony officialweed of you
lan Enamel Serval account Glee records. Witt
once, tit, &mimed's. toasting coracle., clainhoeld
rot be rebel Legn F you bet... tee 6 anew a
Cenotion. Other litgat it niverediatitly n twang to the
Bergh Marucen of the office envy rats oxeye.
Atha* at 194es storm we Mended lob ac(uAlo.
dale art obi* traill nor be rated foe
NaTosts e44
tey.5").0-4,14
tax loon, Pe. Form 1099. 5498.
ttc.).Men aoPom0 rot tax warn the inns
nosed by taw he Opal 10 the RS all untie diraleds,
reportable nrtmabb chdends and tattle Mewl
toned al mantled held n yOUr accent. net Croat*
On We tiantaCla6. ed cal basis on clean covered
seasitm
Carnwniestione with the Fine
• Ilene reconfirm ry aalcomnuncabons h wrong
to &oho pace your rates. n 1-16n9
APutt"
gar to Sevres Henk e ProloctalAct h A)
• II thot.nrad cacao, on the top lobe epo front
of tha suansge a not leS detrital Sienait. LEI
MANI SeVe.44 Caftet pt X<Oull as (hang
tray by arta-rent •vih the nrkatod Isla en
We informed 'Cud the retikinho lifytnydd
Oltint.dtArt•Atani h thy tar. you lint and
sines se located r UBS f moodSewn and not
IM ntrocbcno broke and you net mike a won
of dry ma a on'mcn to both Imo
• As daubed n Ike =Chat netmente, p V nut
roldy us of any eras oe hha ntolorig dada
ref feted on your chaining ...ethyl 30 dap oiler n veal
Mad a made available
• NM Cleoci arthtierti ampler.. ee MINYA to the
F cm% Cloni Malan Ciehinhynt r 201')5)•169)
toUrce a 800.35.9103. t0DA.M. to 600
IT Monday dime Flo*, a in wt ry3 to te5
FtuncoiStneen lea.. CIM Rittehee Department.
PO. Bo. 7661trion Cly. IA 07081.
• Al statements shall be deemed corrolete a-decor:ft
6 not *bodedto in acing wohn CO days
• fa TT' whore. Cal Illa412.096Sot Iranonside
theta
0412f.11.357.149S
• h the of rat ite(hithlaa tae an electron(
fink transfer 0BITL !di parenta UBS Vet dabs
cad transxtiam.. cal 800-762.1000. Of vent to UBS
inarool Stye*, lee.. 1000 Harbor GM, 6th flow.
Weehawken. NI 07086, Ann RMNBSA Service.
Calla mile as soon as yeki can. t you tea pa
statement a reeve ra neon) or you need more
nionnercn gran a tuns* on the summer+ a
wept. The Fen or Card bas(an arolcale) mai
hear horny:rano Ire thr CO days ante to ton
tor )dal to fed Vateen.rt as *Arch the Mr or
ProbitAt *Pend.
- hood+ yxr nano rid axon number d any)
- Desoto the OAP Or the wander you se~
*out and motet ochry as you cal end Par
Wove n is rata a why panee:Imre
rionnalto-,
- horde are doffs smart of to waned error.
The Fern or Card IntCe Ail rivnt93te you <emplane
and WICO.1Tel ant era prorptb• hie aged eras
moheg UBSVO.socklan cad tranacto-a.l no lam
crone thr 10 bacons days to do to. we MI cede
you acute fa lAtianqtrt you Mr* ie n error. so MA
wheat him the our of Nmoney dung to Imo o
tales into complete ea Methadon
Flea make all chefs payable tote fern or ire
fnancial MINcYn Made:Ion to hall cf Ma
summent to addition to agar accord foes. account
may be 9.boct to mantenrce fees. ohne, to late
payment for secure.; purchases and Margot fa .pad
anions n ash atoms. Accosts that Xe roanterrtd
to other imminent may be sulafot to a &rile he
OAS ore* Oplkew
VAS offers option, fa sweepro cash baron to bark
depart xceu-ft at nonailliged bats ardaHilated
Dente and money market Maur linos (oney ka4).
Depose W.C.iret at LOS Brit LISA and non. Sacred
bents pathogen n the UBS FOC rand Moore
Program an FOC-nsund n accordance wehr C rules
Pa wte riomuten. please was wet* f6c.gen. Depose
swore, at UM AG Slareford &arch ad tires of
Nary keels are not ivied by the
lank cliconts are not protected Thl SIPC Money find
*Inn are protected by SIPC See "WS Inmost SeniCel
Attar, PrOtetlat" below.
upon ranee:mot bare., entrebark dower may to
volndrom. and thaw of a Matey !aril may be
Iliadeled. rid Me [sweet returned to 'ever ps
thud es aaosil
Fatter all:moon *Lae &datable meg orphans.
nclang <unto, internt reef and yields. o .natable al
wow ads consweemolds. from yoke F flambeAda
a by tat rig BCO 762-IOW
UK financed Senior *count protection
The Frm is a member of the Secures nada Freetown
Concretion (8). which protects Shithei curraron
of its nioebess to to SS00.000 (xtudnj 125400) for
clam for cash) bplanatory tvedsure nit* ison
caluthl a e www SP< 0.9 The SIP( ate Croletion
lints oxiy to all aeoLnu that you hold h a petkuler
avert),
The Fen tog ther nth mean *balm, has Aso
Pstrosed supplemental rosince Tho rnan-run
rare payable to all goatee clam. colterob under
the aittecliOn it 1500 mllat it of Oecorter 10. 2016
Suboo to the coley cradled's and lentrons. (nh
the Fern ',mho( aotated ice tp to SI Omn
on the
*dredge fa all you altOknIf bed n a ',gimlet
refur ty. Aka copy Of thopolcy nadir.; a amiable
wen n-west
Weber to SIC prarecn nor the staoplantetal
PrCettleIMIly IO:
• Celan
assets conrotied by find molded n
)0.0 AMON vat*) tan held away ROM Lta$ FArcot
Sainte, Foe ...wrote with (Oontrrexegrottely,
ncLidn, yob* mutes. and (i0sheres of rre.Aaal
Ands reggateed mix nano of tie roan, holder on
the becks of the out, or Venda nen),
• in.•estmern «reads a mesinent Merritt. leg.
lamed prtnenhps in1 Gime* platements)" re
not waved Le-decantsSo:unto Act of 1973.
• Connodhes <attach (e g. fcregnachargo and
aeon metal coroxica. ncludrn lingo comrade
rd ton-modte coral contracts. and
• Depose accounts (meet tenhoots of depose) as IBS
Bark USA, UBS AG U S arches and brim n tie
ICK round Copan Kogan
The SIC praetor, Ind the skaatidninialproelan do
not apple to these assets rime t they atoned< mom
on yos stnernents The SIC protection rd the
supplerneed protection dsrq protect agent changes
it the market vets of yin rwestrnols Whither as a
reale of market mavoment. mug taxameoloY
ahem*
Dividend Reinvestment Program 03faln
The V" **lot n an asap pp. YOU may obtain
the glue, 0e[e Iran pas Inano/IMOW Onle al, Okt
stores are pu (baud taie DRIP. partial 'hoe, MII be
sold andthecash WI be &pouted n your aco-nt The
anded reneging* once Rooted by the moor nay
date horn the make pee at nhel, tie partial tram
re 501:1
Caeh4toliese
Olt Wyk ties may be held m you rocul drug*
4.1141,410 a partial WO h a result d a drorlend prefer
or ~roe. the Tom met ether sea petal unit at
nate pre a rape an SWUM determend by a
woVend clang perry. axl credit yokr account
twenties.* objectives
The mestrmee objector; a-diisk profile are wok to
exth account and troy va-y tenor yea xcoares.
Pam. adurw Me Fnn pronTabr
writing al W7
siphon real's. rn 'Ca farad tetylerfel a
nooses *actin, For tech *count hell you
demeane of trefoil:meg imminent thaws,
• Prods< ContentIncome arrestmeres xebec, the
generators
of
name air
• AreeteCarartriAapreaten vnestronts aging
roads a "(mod toter Mn the grestate:n
Mint
• thedia Covittenatio, of %moms ere/Chtitiaf
Appreciation Inehliehret tetAing both thy generation
of ix<me set growth of principal
Overall risk profits
• 0740erestere
tre reetrionnityl crittyel. wet
be. risk and *lanky to the locale meal. men If
that rd.'s', the 4(C0.04 axe not genre* vermlicet
moon, a reliant abed may not Wei, Pre yeti
irflahr
• ef °doors Wiley) to rapt tonne nst to pnneoal ale
wane Cane ralthey 10 she hot*, Mums.
• Asainhe With; to =KY NO' ^* 10 PracC.I n i
hch•olabley to see/ hpmyna over tine
• invesenunettobityConsderon If enacted a
paten of the peoloto for hat aeonMay oct.A•
comply. ankles. leered hoaday and raw
Walk,
Statemenelloteeholdrer
We may ansaittrat alt retited recount staWnwei at
the same *Sams ,n the same ednekpe. e.9. because
they hare enroll who also mentan pert *cost
relmonsteas a/bother dens al the same oaten d
you peter to wove nod raid statements mailed n
operate erneWes, yr:tinier decent hooter:A:log by
dating you ingioalAdma
Friendly mown name
ItoNo.14 account name it II WSW nab* *Miname
doom by you to awn you will your worcienana t
het no legal effect on you accost. is not ntenckd to
tenet ary strategy. prodaa neonword.thon.
mertment *geese er re& profile associated with *Ur
=Ora and es not a promo.> Or ?grantee that wrath
or ary frontal mutt on or wet be ache...I Al
eltOttrniatt /Wye Ott
nardng to ma of
loss of the attic rtaiirrere YoufanChing. you.
handy acct.., herr.. tea* Onine Serval a by
conactag you Inn tit Adanor
ACCOlall Overview
• Vats of pa eccocogpargaia NO of asses arid
• Asters ilduittl htailable cash berm vales fa
'twinedsetae (ea),end Global Tine Demos,
vreaked mores to market. and anon Shen not held
by the ;cm Does awl mask inked seosittriassels
at the end a to prior and areas catenate *nods. or
aerie orestnwes. anted dock opens and
exercoabb nod option'
• Whites MLitt debit batanoe. otstring Magri
Ions. veal In, thin accost braces
• Ca:Absents, Winne: Total of Lomond holablo
cathbalan:e.t. OA &poor tialnet at allArad gel
ncmatf toted bares. rd norm made ma.* tend
sweep balances. at the dated the stamen peed
Nen-tormmity het ov.da balances n your accost tee
not segegated from other balances ad the Fern tray
oar ryda these ILnch nt . adnry <cane a is
Wanes Thew hash are payable i.pon your demand.
Dv, total is note/elm the curve peed <bang value.
Foe• s
infirmatien
ared nlarnat on on the Frm's lindrg peaces
ad Ohdosum refer to parr Cleo PolationshP
Agreement a Accost Ara...mint and the Genoa,
Tents and Oraore IRS Statement el Credit Notices
teroidak nAgreemenb end Pabactreci
a won ni earnia,,,nefrtelowel.
SDNYGM_OO324971
EFIA_00 197746
EFTA01307012
Important information about your statement (COBTleued)
rer meta
Vote 'armet ~ea barter ad other met held
is the asose at the rodd the nalcmsnl pahal You
me, ay/ for ~toyed luly paid stoneat any err*
You nab wen. when.. used at loan <flamed aim
PHA, Illy balance dur on them Airy waif es
Ordered to the fem deep the statement pea:Owe
bled ei mane? vasa ol the end of the statement
peood
• Cob babe. In cleteminng the tort be* of The
seosnies included es trevenn. *here Mated
wilt the mete '
LOX Fruncial Seneees herded
cn edormabncblarrderom semen oder Mon SS
Pearce' Serval. rdideg ~matron km another
luna thit you may have pronded to you
Aden The Pam does not Mena-carol; vedy
~Inlet the xWecya vandty ce tyd
seeded ty sasses other than ILBShsancul
Ss
addhors akhough COS Forvel Serwes general,
sedates thr reronninan
stamen/id the Inc
Ø
vomit mny 411.0"114 Mat the nlarnaleas
~Cost
be
a-d • Unedited girl loss' is
imam* at ot ~dated the summer* Arcade.,
please dorm regn fan Sankt/co so make
~Maws cale borax. ace l w papaws a
othenetaw A«oants tinkered tollbarn mal
mead gar/ loss donut«, only Is tie peed of
lime they se held at re inn. More historical
rikartaton cal be added by ye' racial Aditor.
• Unrealized gindlosse Afton data is nobble,
estimated serearoteloanalosses se oalcutted Ice
exledsa worry km. The (haul en dia Co,
ravdur ter mayor ni,ly nc< cal 'Kt carman:co.
deg« raa seamy morsnasen ~nu
Orndend and other mat
lots Ant systastate
eschew kis re eachcombo:A to dialw
~aged Ica The Trade date' <Øn ~ref the
sgeseltramactisn wade date
• Webb seraeltlet Beals and pvlemed Mork that
the ostre, alb for web, redemption seal be selected
fled
irbarbl by lot arum taco; ai mantes of that
issue S t ea rum, or ri m is
name« name IoW
orens Cal lase ~k
~el
from third
parrs and its ewe), n not garbed Other <al
learn may oms etchcoda anm yob. Økse
nionnacces wit be Strafed ~request
• Crwiteramed of &peek (CD.) Ca se ADC nstaid
td, to S)S0.000 n peewee, and roved ',eve per
deposes
an
per drowsy mouton, orcordance
wras FIM mks.
• Ifriatrake Neon ciustbsad Ice senses! and OM«
prodecla nure
hghe ow beer than the once eV!
)0J would ectualkr some en tre maker tress se
ciabOrd f rom wows fyileoy coerces ehlhwe
believe ba be reheat but ev do not garete thee
accuracy
V" ge."fr
tn. tie <bimg pren slynavalabli s
the mews el Ma tat and ash Celetot la bled
teesnn say Wars or coy Mines fa OTC
women
e Len stn.," traded sinurnes me/Wanted ussa
valuate:" meld a the met recent trite es
obtained and nuy not reflect an actualmarket vice
or vats
- Cetaispartnicert may agget
&CV, a pee end
ea tow a: 'sin was not ~Leak' teen
uruble to obtain a pea for å srosny
- Deposits a seesaws Osominalett en turf tnalt
diet then U radars so rellected at the (recharge
rate as ol the slatement dab
- fa <ruin bottles trades) is ntn.contornano
denomnations, brie id basely (Ise was) may
hate been argusled to Tacks* proper valuafon,
TO Otbin «steer! <NOW's& when mailable. ("xi
pas Inmost Adios
• drives investmenband ~sod
producb.
aerate rhenium ceo.rnes (ncLeIng drat
partopronsogtrn and tea bin entitwore trut
season) rd !broad poise are "only her*
&aid Cenan strut!~ podes haw not been
regressed wets the Securees aid Whew
Ccermasions seder any stile ~ilea bets We
provide estemated vetoesfor prise mobile"
warren and smuchred proolds foe Semitic...I:4
pØ
ork Acneacy n no, Oelonned
- lhere values may dab. *hunted, ban son, d
any. at march å promo ~imam UCurity
cfructured prod.'s maybe ba yte a <old ram
not ~Wean
the vale you mat rows
urea !load:son.
- Third party minutes of vats rer of utman
date and are suppled to UBSinrK id Stokes on 4
rt941/ basiLby n idependert vat-trice lim
- boar. elenetel Pawns a spans estimated yaks,.
dry, re es:,pied tote Fim by the saw.
"wet Orris a spotta all my be catered
bead on Wotan allow on from the toed by
Ted pales to denne Mar enertabd values
- You can dean acklhonal Hermit*" tasurcrig
the mbudsiip used to decenrine the et trues cl
value 4,1 the date of k idar eti” then the
tusk hr the «smaleby contacting you annul
Aches
- mid Party estimated sakes maybe ref lotted as
We rinsed' in se neat sduatsen: neen an
ndopendert setae. In her net cupphaa «s
unable to ear a vats alen we become are
Mat amme' ewer he coatedtut nve cal a
lawwwWe (boned vas mo ~Man. a when a
yaw maid be hitilih slecattme ds to err nave
cd the aecurey
▪ wain neiter an issuer, general partner or spansa
estimated etas non a therdpaly estimatedvats t
prOvided, the vas of the satsry tali be dales*
from es pschasepnce
- 'DWI:atom to dab' maredede 'then°.
(banal, axone or ben
- 'Øre' uric tee' ite~
fa mot °thong
peeper ire, and may na celled your cost base
- DPP ridvested KIT wastes av rot lead an a
,staut senates ~pt.
and are pens*
+bad a 4 ten if they can be fold the price
ace Fed may be It,, tan tepee thee maitesed
wave "aided n the sccosn Palmieri
• %thud ~rib« Rot/clef 'ensile, ang*
are not ¬/ NW* for Oaf< sale ISS name,
Sewer ;MS the macbet puce of the ineanned *at
of the same ~AT
inputed rate for the
winded fist( 53r ~pox., of Mo itieent474 *Mr To
Ina van Wu! ie*cted hx,r des are 0191:41 tor sat
vaia rezemid nay be *Sunhats Secs Menthe
rrp.inel
bet inn"
• let botimatee. henne. curront yields and rain
An *alma» ol mat rune is bead on <stem
derided and entente rahes. basso? Its SeCtslin sea
be held fa one yes from statreent date or until
numb ilos minute n ont,r a wedeln.. essay
and tined insane se not guaranteed
- (Pivoted mare' Ø
ad curent yield la
<elan tapes of teoster could include amen of
p-rcpal a capital ore n eked, cane the ert
income (ad corral Øa0 would be ongslatal
- (.'mated anal «ant rd <rent yield and is
actual noon. and web mye be laws a hers
then the *stewed arroonh
- An estimate of .malted ncorree(derdsed rats
intered)de•ded by Pressmen, ~el
sots/awn< balance is bawd on the last dirdend
,.nemt( payment made be Me Mutt and
wars, the zecveltidepaab m l be held krone
yes from tie delement date a
matey
err rid ere nued read re not garbed.
• Asti not Mid by MS Financial S•nriew. Crean
~IC an noe hell by The anal and nil train the
I ewes ~senor <carrot These assets me
displayed On Wks statement for struts:~
[snows Orly. Postnr and taken presented are
prorded by the mang fans UBS uteis Seances is
net rest:costae for des iikerwtion reddonne
guarantee its scurry. Thew assets se oie protected
by SUN a the erne% supplemental SPC coverage
• Renew ~sand
orldkionol vad'e
tion
-
Ørerata carrartswert on sales r
lb,' Wes
Tweeted ncenn«tcn wth the dert ubs, of mutual
Iselloos <tentwe sirs es althea-sows
swop Ming paynents hom cleartnlen atria
almond tarmdun funds Mai we sell Thew
si ases re based en two deferent components. (;)
the error* of sales by LOS of a pertkUr nat
luxe fray to our <li mc, and (JIM asset yaks of
fetl
psuls make, keel larmys ~el held at Me
- we and car if lg., also renew rsinnel re; and
ants prawn) ten n contaraisn for urn.«
arm ~es that no peon* to the mutual lunch
grene ten gerstafay re pad from emesto assets n
the ~vat fund sed se a awed dolly amount based
ante ranter of X.COMIS at the brdeer-deakr
Mktg 'ILIUM hods of Malin] fray
- K adbias to <own-mica wowed et correction
wit, the sak or deviance of annsity sated; red
see 'wannest met ants to me elem. we ands
ah late wee, ~rue sharing «ripsnat,
from may el Me erturaxecorngenef ~rang
the ~suety <Oraltedt, ^Se.«
ensar
arrnines a spawn of the ri t ~men Innis
cloktxne.
addaion to conmespam re« ued from the
pudre and nab of IseeStures lyd. we ard cc at
atlas* Same n asset.~1 reverur shanng
paytrem from flu:9w« clarbutors. at ...sal as
Øla
teenosow deurkesnent. 'farina ar4
•cli-xen
- Our afloat, also meek, using ccarnsinis and
other conberwahri Iran mutual had; and risurance
servales stow Satre we deirtule
- We melee < ~mat C. Iran ISS Be* USA. UBS
AG StainfotelEranth ard nan.allrlated bats
t•Ø
our cab 'seep fawarris This
compensatemay be a ~thy per xcant fee or
bra
my
percentage et ~age daly depoat
balance
Activity
Wawa!~ wordy commicosns and ocher cages
nosed en (omnar, eelh the eendhan ol trades.
inclaing cgs , rattal kee; hat been eluded on
cenlienihoen pnvepualr lurr~
lo you. and AIR bp
scalded to >mu sompt/y on repass
Shen sling
fyventngiwd n shat salig a worry. womb
nets schemed» to <man baroweg cosh fee Met
p.innibece<urny
Open seders
krAthin9 open or • cy,c6IdScanated* ceders Mat
enrol ~tad by the stremern dale. open buy and
tel slopceders at• reduced ty Me ~Our* ol docked,
«rites on an tecbsidends ce pekbb date unless
istnactel «hew« by >a You serviceable la
adr out re ~cued da to yes tab. tosteel
~ling open ceders
On~
To °bean copy of as arse Chem armory utte*.
amid aces Internal Adusor a me at wane
14 »may nee e^e~e...Wee%
!SS any
Servers not a bas* The RPM, Etweross
Soviet A«cum BSA. eV BMA at brokerage
ec<ounts which sonde access to bar* my "ernes aid
poder Itro.ch warred-es ran ~aid bras
arrro»,Mde., bail aid frunik, "(cf.» io
"hero,
annshiPrOokes iswedby Lr.ilteted
Ned prey our axe farg,,~mum
»sexy sander., of
Fruncul on
Mc,
A.4
b Drain
- TPA ICK rated • lio bare guammes May lose vats
- gM4 Refoia Mrsagenbm 0.C(Ctlit Bubb«
Scots ..«c•ni BSA, Rasta. and internat.:~ Retest.
Manapement Acerose
regnietd service Mats) Of
1.55FeuncialSerwes It.
-NSA °registered trademark owned by Vea
hannalicnal Since Associate., and used dts
The U8SVae credit cads rd the U3S krim
debit era
aspaby UBS Bard USA welt
armour horn yea u
ascorporated Mother
vrisnarkt, ens•Aelnl alacIernant, cave. mate aid
revised ~scents are of Mee respe<wee
companies
UBS Pirndd Services Inc
Rev 20IB07
SDNY_GM_00324972
EFTA_GO 197747
EFTA01307013
SUBS
UBS Financial Seroces M.
err ate Wealth Management
299 Park Ave ue
26th Floor
New York NY 10171-0002
Cbe7c0s679839ceitrxt el 0
Resource Management Account
August 2018
GHISLAINE MAXWELL
Friendly account name: Ind CasNSaving
Account number.
Your If nandal Advisor.
SCOTT STACK MANLYLE CASRIEL
Phone
Quenon* *boot your statunusre
Call your Financial Advisor or the
Value of your account
RMA ResourCeline at 800-RMA-ICOD.
account 029023575.
on July 31 (51
on August 37 fit
Your assets
748,817 89
743,002 88
in sit o tirwebsIte:
Your liabilities
0.00
000
WWW ascorranancialsennces
items for your attention
mein protect yourSed from fraud and
reroew bank, credit card, and brokerage
statements regularly. Also, get your free
Value of your account
$748,817.89
$743,002.88
0961149W annually horn
www.annuakreditreport.omn
Tracking the value of your account
Thousands
Sources of your account growth
during 201$
Vake 01 your ,xcou at
alrn4 end 2017
5817.574 86
Mel deposits and
6.14.4.7
enthdrarvalt
-S83.36893
Your TheStMent MUM:
4,2069
[boded and
interest WOW
18.7%95
Change in
marbet value
5000
991.4
8176
7499
743.0
Valu• of your Mond
Dec 2014
Dec 1015
Dec 3016
mc 3017
Jul /me
Aug 3018
on Aug 31, NIS
$743,002.11
Morriver SIPC
Page 1 of 8
SDNY_GM_00324973
EFTA_00197748
EFTA01307014
UBS
Resource Management Account
August 2018
Your account balance sheet
Summary of your assets
Value on
Pies 31 a)
Percentage of
rot: ocean
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash alternatives
743,002 88
100.00%
C
Equities
000
0.00%
0
Fixed income
003
0.00%
E
Non-traditional
000
0.00%
F
Commodrties
003
0.00%
003
0.00%
Total assets
$743,002.88
100.00%
B
Value of your account
6743,00228
Account name:
friendly account name:
Account number.
Eye on the markets
fndox
S&P SOO
Russell 3000
MSC I - Europe, Australia & Far Cast
Barclays Capital U. S. Aggregate Bond Index
Interest rata on August 31, 2018
3-month Treasury bills' 2.03%
One-month LIBOR. 2.11%
Your Mandel Advisee
SCOTT STACKMANIXtE CASK!.
Percentage change
August 2018
roar to date
3.26%
9.94%
3 51%
10.39%
-1.92%
-1.87%
0.64%
-0.96%
rage 2 of
SDNY_GM_00324974
EFIA_00197749
EFTA01307015
*UBS
Resource Management Account
August 2018
Account name:
GKSLAINE MAXWELL
Priendly account nanurind C/sl-fl aring
Account number.
Change in the value of your account
Cash activity summary
August 2018 (fl
Year to date (I)
Opening account vakre
5748,817.89
5817,574.86
Withdrawals and fees,
~ing
wrieStrilentS transferred
out
-7,049.94
-83,368.93
Divdend and interest nome
1,23493
8,796.95
døsing account value
5743.002.88
5743,002.88
Dividend and interest income earned
rot pVØd
IOS %dement. lisablity of irmmt and *sand infOnse te% bets eltierenneel (tana US
loe itCwwea Deradoe Boed udal the feddene d the axaura
riC(Ount ta, ot pto~ (pc.
MOI! internt onda, dv;:kndparnents rna/ not be ubjett lo Urder] Slån (UR ~a
Puerto Rico (n)
Mose taes The Nem moniNy ,Idearm is rot intena0 to be used and cannot be retts tan fm lei
RmØel. Glemt shouba eie, to the Mad Kitle tbc rebali hg lonen Ihey re<ene han UBS annuely suen as
Ir* Fora 1099 and the Para 480, fot la, taiang i tamalen n li the piske ot OBS to se the
seksa la repabno fornt ed% the US blend Resenue Stolte tal PR Treaunr Onablrnent, and in
suen tane aca atay aasøy duCeraanace interesse slae corrpt ot isse «orm. Hese toreul yeot
miuduai lx penast
August 2018 (SI
Year to date (S)
Year Raa/Kiel Advisen
SCOTT STACKMANLYIF CASRIEL
Svi Accoure utan)• aur montalu ilnatt ~retten your bveep Opa= are endudid in Me cpenn; and
eksing balanud ra ur. fl:IK 'mutant. applit to &pant at OBS Bank USA and ål bank% parlefabbd to IS
UBS FDIC Mutte Omosit erogen n Coes not accty lo ckeoses Y OBS AG. stamtota Sann WC
prot“ton sie: to rnoney matt wecp lund hddingt bul not bank &potets See Importene inbematon
&boa:y.Ow agemene ca the ist me irogei d Ib): flatmene kr etan.
August 2018 N)
Year to date (St
Opening baknos
indatons
Dividend and interest nome
10.00
1.2 34.93
10.00
8,79895
Prcceeds from investment transactions
7,049 94
84,131 56
Total Aidtboos
58,284.87
592,928.51
Subtractoos
Other fonds debiled
-7,04994
-83,36893
Fonds withdrawn for investrnents
baugtet
-1,234.93
-9,55958
Total subtracoons
-58,284.87
-592,928.51
fløing balans
50.00
50.00
Taxable dividends
1,23479
8,796 81
UBS Bank USA Deposit Account APY
Taxable intenst
0.14
0.14
Total current year
51,234.93
18,798.95
roterest peood Jul 9 - Aug 6
Total dividend & internt
11,234.93
58,796.95
Opening U85 Bank USA Deposit balance Jul 9
to oo
C losing UBS Bank USA Deposit balance Aug 6
$0.00
Nurnber of days m nterest period
29
Average daily balance
$368 17
Interest eamed
$0.14
Annual percentage yteld eamed
0.48%
lage 3 of 8
SDNY_GM_00324975
EFFA_00197750
EFTA01307016
*UBS
Resource Management Account
August 2018
Your investment objectives:
You have identified the following investment objectives for this account. ri you have questions
about these objectives. disagree with them. or wish to change them. please contact your
karat Advisor or Branch Manager. YOU can find a full description of the alternative
Investment otiechves in Important intormataan about jog statement at the end of this
document.
Account name:
GI-MAINE MAXWELL
friendly account mart.,
Account number.
Your retire objective:
Current Fncorrto 8 capiul appreciation
Your risk profile:
Primary • M>derate
investment eligibility consideration - None selected
Your account instructions
• Your account cost basis default closing method is AFO. First In, Fest Out
Your Plumed'. Advisor:
SCOTT STACKMANLYLE CASPIEL
Page 0 of 8
SDNY_GM_00324976
EF1'A_0019775 I
EFTA01307017
UBS
Resource Management Account
August 2018
Your assets
Account name:
GHSLA fit issoss
Foiendly account names Ind CaskiStrang
Account number.
Some proms, twine tel corm' >dues shown may te dapronmaie As a one errs led loges mat obi
be mangey reflected see erportent ✓rlotm.Ieo, eroursour #aMoe(dA the ell of 1h, downed for
litre rboirrooce
Cash
Cash and money balances
Ft:Icing
Obenail balance
cn Avg o (S)
Closes; Odense
on Aug 3i (S)
Cash
.76263
000
UBS BANE USA 1 k k ACCT
762 63
000
Total
$0.00
T0.00
Fnce co Stet
en hug 31 01
average
rate
Callen, totems)
osesind
Your Anent:kg Advisor:
SCOTT STACK MAN/LYLE CASRIEL
DM, n
nerd
Cgs arson (S)
250,00000
Cash alternatives
Money market funds
Wavy mete tun* so nether insured ra guaranteed by the Mote Doom! inseams Copp:moon or arcs other government agpecy ingnutoni perm are Omen sonny municpai lundi must flot thin net zed vaut (NM
per gee tot
neaten ll100ch ot a rent leg, St OCCQ Gpeerrenen1 MO roal Tetley mailer flint will comine lo tansmt a a plat S I .0) tel asset clue Although rnoney market funds seek 10 cement the salue of yaw
divestment a SI CO per snare, it 4 cossble to lose money by 'messing in terse beds
TOW teérnestel n the Iota ci all te•oveStICI chgle ads a does nos include any cash dude nds n os notary(
Ice foi the PurPOSes of delermrang horsing periols 01 cop bass The Shire, yOu tefewe each titre Hsu
tersest dgdends become a separate lac lot.
Coil ben is the told purchase cost of the secunly, Incroing teenaged cirderds. The cog basis may
need lo te alutleclIce (dome/ tepid wrests in ore lo delenver the Alluded cost bays roi tac
relating pl
es
Hddng
U8S PRIIVE RESERVES
FUND
Purchase mice
metier
Average pica
ct shaes
per skate
Client
imestment (S)
mitered gad poor be Is the &femme batmen the ctareM 'due writhe cog boos end Han
energy be your tamtle goon on boss of the SCCUMY who sad on This *It The unexcited ge) gain Or loss net
need to be Mulled foe raisin ci nosed parvenuOn ode to dete mine the retied gan of toss foe tar
rePSting PetPD5e1
investment return Is th«uo rot vale inns Ite "Mont )oar innped t does roe merge shams that aoe not
rent/lei:ion your gatemen.. Inducing shares that berm been elated as ease own o alas. t also Om
no include cash drdends that were riot retrrref led
Cog
Pam pet share
WEIS (I)
On Aug 31 ($)
Value On
Unmarred
tug 31
gain 01
(3)
Inffltrrient Hddng
Mum IS)
Ceded
Erb: 514.553 Current yield 1.96%
743.002 880
--this on karilatiOn was iffeavallable---
1 0000
743,002 813
Page 5 of 8
SONY_GM_00324977
EFrA_00197752
EFTA01307018
*UBS
Resource Management Account
A V3651 2018
Your asset kailhuael0
Your total assets
Account name:
GI4SLAINE MAXWELL
Friendly account name: and CaUXamng
Account number
Val* on Aug 31
Your Plaremlei Advisor -
SCOTT STACKMANLYtE GASKIEL
Percentage of
Cost
Estrnatro
your ac coon
Paz (II
actual income
Unnized
ggan or km 01
Cash alternatives
Total
• taming con bus intorrnutorn
• Money market funds
743,002.80
100.00%
14563.00
Account activity this month
Oate
&okay
Dr% aption
ATOM lij
Dividend and latenstincome
Taxable dmdends
Taxable interest
Aug 31
Duidend
UBS PRIME RESERVES FUND
SYMBOL UPRXX
1234.79
Total taxable dividends
61,234.79
Aug 7
Interest
UBS BANK USA DEPOSIT ACCOUNT AS OF wee 18
0 Id
$743.0CQ.88
100.00%
$14.563.00
Total taxable interest
Total dividend end internst income
Other fends debited
Oat
Mildly
Aug I
Transfer
Total other funds debited
Drs Upton
investment transactions
For not AlamtlIgn stout tte pm« taut ~Am tor 'fluted Nu ate', we 'sporran; mantaarten about
Ittentent a the tr4 0( an 00Cinert,
Cale
Actisty
Des( iphon
Ouanuty
vaue
WIC< (ij
~etch Fran
Funds
In*turent
warban fa
&touts]
tranuticen (L)
invrsln nis bOughT (9
enicreil (ij
Aug I
Sad
1.13S PRIME RESERVES FUND
SYMBOL UPRXX
.0.940
Aug I
Sold
U85 PRIME RESERVES FUND
5v154301: UPRXK
-1.049 000
1.04994
Aug 2
Sold
IRS PRIME RESERVES FUND
SYMBOL. LPRXX
3,000.000
6.00000
$0.14
31.234.93
arounl(1)
-57.049.94
Continued nett page
Pane 6 of 8
SDNY_GM_00324978
EFTA_00 197753
EFTA01307019
UBS
Resource Management Account
August 2018
Account activity this month «on bnued)
Investment transactions (continued)
Oast
Aaotty
Aug 16
Bought
OtStIptiOn
UB5 PRIME RESERVES FUND
SYMBOL LIPRXX
U8S PRIME RESERVES FUND
.0 II
SYMBOL. uPRxX
Account name:
GI-ISLAINE MAXWELL
Friendly account name' Ind
II In
Account number:
Your Rimed,/ Advisor:
SCOTT STACK MAATLYLE CASRIEL
Proceeds Iran
Sun.S
Inveftri*nt
WIT•0rdYttl fa
Quantity
wawa)
once (Si
transonic.", (S)
Intlittnerit DCOCP (1)
AC(iu*CI
enitreSt<t)
0.140
Aug 16
Bought
Aug 3 I
Rem‘estment
WS PRIME RESERVES FUND DIVIDEND
0.790
-0.79
REINVESTED AT I OD NAV ON O8/31118
SYMBOL UPRXX
Aug 31
Pan wsunent
UBS PRIME RESERVES FUND DMCEND
REINVESTED AT I CO NAV ON 0,93 V 18
SYMBOL uPRXX
Total
1,234.000
.1234 00
97.049.94
41,234.93
Date
Attmly
or,oLvIcn
Amount IN
Sul 31
Balance foiward
$762.0
Aug 1
vvithchawai
U8S BANK USA DEPOSIT ACCOJNT AS Of 07:3 ti 18
.76263
Aug 31
Closing UPS Bank USA Deposit Account
30.00
The UBS Stint USA DeltO,1 Aaount S r."), CocnUty sheep 001.0n
Money balance activities
Page 7 of 8
SDNY_GM_00324979
EFTA_00 197754
EFTA01307020
S UBS
Your notes
Page It of 8
End of statement fel aCCOUli nurnbe
SDNY_GM_00324980
EFTA_00197755
EFTA01307021
Important information about your statement
LOS tomaat Samen tx.(the firma UBS Fin:noot
Sen«), a a marter of al pnropal seorty, ecenmeday
and ophens•dha-ges IX6 inval Seans and LeS
Bark USA re rdnet tbsores d LOS AG ad
adnale of U3S Seosibet 11C therim'i franco,
gnoe« rs ~UI* toon regatta Berm', enfant
offces se at.
L'S Inrent Sean ax.
1200 lans Bouten
Vinhardea
0)OBS
natannal nareente
onay Gene weed ot se
LOBS Faral Seans account elte records. +na
*flat Wok:amen tonlanng tokkend.» shoen
rot be nalaat,' Wara I you bah* tree 6 afleert. a
*maa. ~noen t mredetely n wrang to the
&arak Manacpr d to office ten; >OV cgco-nt
Altrou.r at fan down ra amandel loe acnes&
statmere ebt* dtuld nol be yard fee ta pspnes Pay
¶octyonrs'end
lOnn, Po. Form 1099. 5450.
I
s *1O ^.1‘m Pran,
lan mum ns Fan at
regured by lsr ao «pst to re btS rltØe ~trok
reoortábbnntnább cfr.:Sends and taaable intenst
**red onwaarde, held n acy slant. net troceed,
en sile Wreed ixo. eed tost baan on <eraan tand
tanies
Cowenunkartiore wiel he Fin
• Fien fac.:Min sy aal ene nanestors re wang
to~
oren >Cor nains. ntØ>ow eral
ander KMS
ed.n entte hemen Att (S A)
• II tho *rand nact.ton on te tp k6 cl re treed
of tha saana>re a not LESFnatra Saam UBS
Sens cartes your non at (leng
Ør by tagner* Maa the rekatad thlitut on
we nfonned >ad IN rebnaorarb ^han",
ota~. tfu non h *H tase. >w knati and
manies ze land a UBS I moa, Snee, and rol
the nv *ob< rd brok" and pa tag sire a ',ton
ot sy'ma a armnon to bah Irma
• /h dtabed n tre octant ertemens, plu mat
ready us ot any ere, oe bad ~dongepen
rotkm cn your teomn wen 30 dar. nor n ral
Maltdor made ~lno
• een deel custontoi «yogin% C, nyre, to th*
erwt Clan lama ~ent
at 101.)51• I 69a
cr tollror e aal SA-9103. BEO A.M. io 600
Fr Moday through Fille, aen int fr) to 185
Frwxol Servet,
. (tent ~mant Deparlment
P0. Bo. 166 Lhon Ciy,1807087.
• Al statements ahob be detened amine ad aan,
d nou obented to n neeg ~MICA dry'
• tor TTY loven Cal INA-612.0W ot trom ani&
Pet) S Cad 201.)52.1495
• h ose ol nonet ~lee kaft re *Won(
In* transfer (611 blo p((/ø4 a UBS ~debet
cad vanemara; cal 1:100.762.1000. Of wn. lo UBS
ond Seans ore.. 14:03 Harbe
, 6th kor.
~hm."
Ni 011/4 4 Ann RMNBSA Snot
Cr <e write n soon ot aa han. t>w Rwk Sel
statement cr recept rs meng or tyouaaeed more
nionnvonatoue a transfer <n the nomen, a
recept The Fron or Cad ban (aa apoluble)noi
Mar frorn su no lat« tangodes alla te tm,
heat su to fr« dans« al aanhef» re or
Fobie", *pand
- horde >os name and non ante rat arry)
- tettte
mor or thé vinder su se~
about and rotan al dane as Su cr oh/ eau
Mere n h art ems ce waypanen~
eenmove
- hane th* dna smet of te hendel amor.
The Bern ce Card batend ~state your enden
and nl eend orry era prenatb• For reen non
n aheg UBSVaaodebn cad tratacto-e. e we rate
more ar 10 batnets das to do Iht, we wende
„as scant for Ill ante* na tetra n n not. to the
yauwa han ta* ute ol re money dorg K tem
taan toto complete cas 'heilstaten
Plets man all dets payable to te rem or tre
f ~dal ntinuir Menden KØ
eiha
51311Inent In adam to nats nat foet accounts
maf be P.1:9“1 to »anete* NOL chrget fa bie
paren fe nonet punham and <Knot fee epael
amant n ash none a.«hres ebt xeranthafrod
to °Mee inglobrott nuf be SLI)I,O toa Vnl« tos
1.035 •neaapOpflons
LOS ort,
«boon kv ~pro <nl balanct> e bak
depot/lno" at nen-aalluted barn and Shlated
bonts and eren rosteaha' lidt OVoneyftradO.
Oopote nam al LeS Bar. L6A and nnaltlend
ante partacceng n the LeS MC-Wand
Program n FOC-nond n sonant With
Knots
gei ome raamalen, plots ma wem. 'der o 04fosit
stout, 0185 AG %Moed Ehrth
,tven
Wen kun/ ere not hitstml ty Ita. IOC
esa eenuk fl not prenatale/SIK Money raad
nors ore protectedbySIPC See "LeS Innaai Seine
&nare ~ce'
below.
open >oar regen ~eet nr.balt doorat may ba
'aantrap". ad %han of a hfenry rard may be
laineled and the tromt returnad lo so >a
teori
Y<waenX<ad
Fin« rtemmton atat salade snep *pions.
ncVang <oeren, non en, and yielch. o entte al
worm abs co-rasweeprelds, from sv 'arena Admacr
co bi tata 800 362.1000
U115 Filelel Santos account protectie,
Ill Arm n a momber of tra Sonnet natte Protector
Certeron(S0C).whah volens Leten cuoceren
cl as mertben g.o to f 00.000 rexlialna 12540001«
clone fee tab) bolatatory bakre awelable Lor
Øt
or a ww. Se ca, The SIK met Ølion
Ine~
to all ~strot
pa hold n a panlas
Oltarey
The rem, tante neb trim Oen% hn Mto
Ihnhand 'rapplement,' rare* ved manen"
raai papa to Pl Negen damt. toleoneb and«
the prolechon 4 1500 maat at ol Dunt« 10. 1016
50500 h> he pokt (eihaan
W's and Innatona. case
the film n hams« poteta kr
$1 9mila:flat as
a0n~e Ic«
nats hekl n a potas
TalbaCty
<coy d tbo polry lento e smaalt
toon none
tetter **SIK laateen lev d» sta:pl:moraal
preM«,nalyto:
• Graan Innaai asten overdaad by (ad ncbcbd n
)Oko *(kt« vatn) bal end away KOM LES hilåtthil
katte, ror tink «dan Ce nutste enadsh,
"Wao øu64 ~be
and Onwel of ~kal
haes ragend n the reen, of tee scan, kid« on
te bah, d the eim or vree n.m.>,
• Irwetnefd «rurana eenmast onrein (e g.
ImaeO ostranheas ard Lno» Pletentol0 rol se
not nagaan ader tho Samnes Act ol 1931.
• Cornadtenotrach (e ga. !sur oachange and
pre ai rretikernactot, naidn) ketst, contra-h
ard cemodta/ (Ven °runs. rel
• Date accountsBoom aanhuw, of depoan) al LeS
Bak LISA. UBS AG U S bate and balts ne*
IOC bLLOKIDepatit ?wam
ree SK ~Kloet led Ihntcolentrialprcenlon do
nat solo to these asets een i ilvey ~me amant
on yw ItOetnerh Re SIK protedion and the
sopplernonlprol«tion dana prent maant changes
n te ~et vale ol yos ~anwb (shakers,
reaal of renet ~vorm" nar bet nOthr
sharratel
Dividend Minestare* Program 03fall
the pene »hoed n an area» pro. YOJ may *baan
th* «lust tarn Iran Sva I VLOOIT MOSCW 0ny bbbb
shre, are puthasedunde Lalt. and 'heet stilte
wad and du. tath wil be dopend n your scant Ill
&Mand rennalment eia toplied tv th, laar inn
date hen the made Wee at hOoth K PárholStwe,
re Sekt
Caoh-in•liou
Cedi walt tata me be held moor scan d no n
mand boa prelunk ss a vettal of a duaamni ~nam
or ~ne.
th* bom nl ene stal tune aal al
~1M prce a Popt arallYbUll det aanhad bi a
reonnad clowns nenty. aardend« yogi scan
~nam objedina
et rennen objecten, stInsk prdik se loten to
en nerf and may vay beteren yn nart
Pon nee theFfn pronnbr n eden cd r/
ser non ~ge II Se hond manna
namen« cbantnet fa enn account hØ you
<boomde. of the °bang n...ment clajoctoors
• Pro-Ilse forten:1,1<one ho-amens nare de
genralon ol none orly
• Mama Gand Abeanana neirmats enne
910oth OT OregiblildlbOt IhOil tha gentamen d
nome
• ~ms Combnta. ;mom • sidC•004
APO.. <mbo, Inniattnams unkirg bath tfo coneration
of neme sal tronk ca POTIONI
Overall risk poten
• CooOehtgoe Seh tO ~ton tnlOrt >titelt. net
toornt and velablly to the scant onaf, ren d
tik ~fl the 4tØ dm nol qtrotoh >ritte*
«cent ce tekens ardent,. non toep pace nik
pesten
• Moderne Wang to accept ton ma to enapal rol
tollen tete nitioty so <M hit« Munt.
• Anwone Wilig to accept '"*Ir "p to Prir<0. 1"
het volotttly to sta ner nart om tint
• lont ott•tot art.* Condoom lieten. a
p0'ten ca the panda, la hat 2w:tolmof »dodo
carga. wieg" lennod ladny and ra
vatend
Sta
Touseekrontr
we roay (( nameet* aa f *WAO account aanroer« ne.
the are ~en n the save ernekpe. e.g. because
tory hee oreren »ho no manken pen non
ralshor~ ralh eter (len, el the Sart /Sten d
>a pree to reen Medpral itilemObb ~led n
uwen ethqttiton, yeti mof dodo» honnaking by
calrgyos FronealAdma
Priandly motet name
BE 'eend)/ noum name d holtanablé 'Minaret**
chosen by aa to Pan Sou wei your reordtenna t
Kt ro kool etat on por steurt, is not ntended to
reen n naam. waan nnonerenhlon,
ne:trant ebjedne cr re& wedde ~ceel vat tva
aCCOrtf. reiend a promo* or ymta laat went
ce sof Innaai nats. fret wil b• achowd Al
• enmm* nano Kro d In nacIngtto od of
ass of teat aren nauren you<an change yout
kardy scan name not* Orde. 'toeval or by
orestroya. inval Adasor
Amant evennee
• Vete ot poes ~ontgomt& Ne of huls ani
IØkk
• Atari rokades enablehthblAnn hans for
menldseantI(eat), and Global Time Depenal,
aanhad ment sa nok" and <taan neb not held
by tofata Don rol Made trend Staltihrinfeh
aten* end cd d» pre and omen naemoe panock. er
ron ontmoet ~stad stock *pions and
~root.» mad, aam
• babItos Pt Liet debn barn woning neon
lort <redt Ine. thea ~ure baaKot
• C ashoodnoy Ween Total of Lreentrodanlabh
NtintItt, plat &t041 balnet al inlaad nl
n» naden barn. ad rorry made musn fund
troep baren. at th, deed in Iwan paal
NcnionerotIty tree credit batons n >a accant sr
nal s4Ø
trom eh« baste ani re yam med
ve ryád thee knis n te cadnry toved at
bands Wou fint re poyable toon your &mand.
Ill lar n «Wed rn Ill onet pencd <hang Moe
Leontine infennotion
Fe *tred rdennaton ontM Firn lardropaelKe
ard 05gloskae1 lef to 10>w Ort« O.4910~
*gemot a Atcount antement and te Graal
Teems and Ontn, ons. Le6 Statement ol tran Practica,
terokkat nAgreenenta and Naams
Inwubarnmreren~e/oaion
SDNY_GM_00324981
EFTA_00 197756
EFTA01307022
Important inforntation about your statement (COntlauCd)
Yen, sta
Vett falmet dente morder ad oter ante. held
b the x<evil x the end of te 11310T41,1 pried TC•J
my at for *bryet 'uty part ~nes x ane Me
You rew mene urranet ~d at ban <Aperi aler
Mfl, any betente due alnene Arv snurt*,
vadmel lotet!~ dåna the statement peKdue
beed al madet våkna d the end d the statement
preet
• Cotnberit. In clettenmng the <ost bro ot the
~fres indoded n Matarena. *heft hdeered
wth the neter':,' Les FrancialSent<st has eroted
en Normioncblared from ~on oter the. t135
P ~cd knasa. radeg ~maten tun "alke
lemar tet roir nve have Øreled to yap, Imaxtal
Adm« The Sem don not nd•perfrrntla ~lyce
~elet the x«. r acy
'friday
O
ane e/ omet«.
pronded tys:vas dh« than
triastut Sem«.
11 idd et akhoogh ISS in."
Services general,
!alne> M nbernstcn
n e. mened the erm
doer mg o-onie arry intet exet t elteh hemneler
~Con
brd' afri •Unealce gir( lon' ws
ame.. at os fodred the armere At team,
Please da nr Inj on tx; fteraltal
Cfak•
pstuse
mfr bosser; be
l
NI~ IX
OtheNtS. R«Otit$ Utef«ted to te hm mål
renset asset nformahan *My lor te (mnd of
leme ihey se letl at hin~ More heleriet
nberruhan ert be added be rar Fess inl AdMot.
• Unrealfrod wint.11osse Viten dreis notable,
ruused veedfreelgåntllosser se eakutted kr
id/dut mute bh the traut 511 dra for
efrdrclut
inay or M,15, n« ral Leet <amma".
Aron rekero:
umy toorgriax.on ~nu
Omland and airen mat
lon afrl syfreetats
~Masa Ion ro ertscan:~ to diatx. ere
neragad lot Tty' Trade date" <oesnn ~nes the
«ltd tarmm trade die
• [ribb talbitter. Betids and pfrIreed mak lb*
the exer <dh for end ~ion
teal be setested
opmuldby let Irtfilarrice9
Hevdes of ekla
mue hed n ovnene or n nomne* reren.
ar
plikt Cal Isave ~kon
is ~d
from tred
orter and ds xosacy n not gammel plar
lemer rna, enst Stud, avta ofrer, >fred ~platt
nlonnaccnssit te norded I.X0fr (*Onen
• Creetificetes of &eik (CD.) <Ot at Kå( ~ed
di to Sa$0.000 n pnrx tål ard :deed reven Ger
ckpostu and prr ~ecry wernewAbn, n reordante
•frrea FIM nake.
• Pria/eabs anm etfratmd
mva.; and dh«
p"OkitIS nut be bob« or lotte etat the pst tut
y:V./rodd ectualfr mene n the myket etses re
datatwed f rom uroos /Ned påny tastes natsh ne
belnfre b be rebble. bul ne do not garpe ter
accurry
W• genarak
fau <bing PK.*hes ~labb et
the ~ot
the [d ånd ad. PK..
anal
Kvatt ad Øers «r ek Misset fa OTC
mesen
len adnefr traded muntert nuy be used ~)
valakon ~ti a the man ment uke *e
date ned andmflnr reelen en snuttrna/kei pnce
«vale
- Certaispasnees may apete W110v1 a Dete and
etl toe a e vett xarot ~stk' a wc re
'stable to cbbin a pta lor a ~ly
- Deponier« snet es Orxmnalect n <unt« sn
ote tun Ufr <klan at reliectoi at the ~hair
exe 3i 01 the slatemerd da.
- Fu mue, mistes ?nedrig er ~on, omlag
denomnat.on, pese
«arvely ore rolse) mår
hase ben a4sled to luftane poper valuatcn.
TO elfrein~ <Notatixo.vithen nadabk. <ental
rour leursul ACfrer
• Prima investment* end truer«, producb.
Private ~nem uordet (re ~mi
pris pr on pmgr sesa åndrer aue <1.4.10~ MAI
styrted ad stnxtuxdpeodacts art gemaly hfrisfr
&ard Cenan strut!~ podel han rat brn
mntered wth the Stare ea and lathage
Ccermatiance urde my state seosites ben Wc
proside estenated vålenfor porer ~nen
"etes ånd sfructved procbets ler Sume!~
ostrer, rad Aceviry n nei Staenteed
- Time valtar maydithr ',kfr antre, kri pron, i
arr,. at *Mb å pine ~imam Weunty
«rumrod polot rrtaifrebouitx a <old »Ido
not merra* rePmrt the valse >fru mat Nore>
orat %velten
- Thed pine flimres of våke Ver el e<run
ditt ad ase fr.ppied to UBS FNs ul Stener on 4
re941I bai. by re fredependere valuticn lem
- boar. ~allment ce sponne alted ekst.
d ry, n ~Sed to te Fim ty the aue.
genval Prince « mus« ånd May be < ~amt
baud on datoren retur« nn tran tie used by
ted pron to drne ter amtrad »bes
- You <an oboen acketcnal ~maten restarchfra
te
used to charmen. the ISIMX. el
rebe ed the dase d h man tti” nut n the
bases ta the flimre by <orer teig >ov Fnagr
Admor
- Trid påny en ~ed saker enn be rellecrel as
'Na. prned" in fr ~al tituten'. *nen an
~nare
wbauon lom hr net tuppe.] ot s
vable to rogn *vale ~n
bittene ane
tut a manet ~x hr aosred tut nve <XI a
Pera:uk (*puma ralet mo ~ion, «ren a
nkr knold beheld ~me
due to the neve
d the Wutity
▪ ~nett«
ti etur, general patte et ~re
estimaled .31.1e nor a thedfraly estinatedvala
pron i the vaia< of the winy *al be Wiren
Lom et ~Hepne.
-'Damarms to d.fre' myrdede rekene.
(elab "frem er botn
- 'Øse une tie' merfreitt ta nei celenng
orge pre vet rid mat not milen pur <on bass.
▪ Daa and renled REIT tavles se noe buda" a
'utenat mute, ~repe. and are orm"?
.110.0 n, ten d they un be sold the pst«
mened may be less ert te or slue enbred
taue rfromded n the acetyl atatemmt
• Rannemed manka Bestrtreed %USØM" ~ar
are not OJTetly engble ir olh< sale Lei finnut
Stenos yen the manet pst. el tie isnarciod teak
of the sa-ne ~ras
MeoVed ratet for the
reirsted stok Ser ~tet ol (ho 3,4,...1474 OM, To
Y. odel lik on•Rotvd toavnes an. 01988 br sale,
•
vatt mond rniy be *drunt/åle ert tit, the
::pufed be ~An
• tut («timeleg broene. ~rent yiekk and råt«
An *eime» ot nut, 'CP,» ie banedm runiol
dokiraliolir1140411 rålet, atenerg ta essenes mfl
be held 1a one year from statement date or vel
innvia Thre estenale n rada padde.. am ery
end conteved netene are not gvetanteed
- Otienced mei larene and <vrient deld Ice
«etan typer of ~sein <edd incider arrtun of
prrcpal «tapetal otre n *Ml, car the ert
romme led «sml >fred) noutd be ~stred
- Ennuted raut «ane ard <unnt year ad the
attval norne ånd yealmsta be bene engar
tun the etmand arneonn
- An *sonate of affluabtad re orre (dtrfrfred nkr
intetet» denied ty the <trent merket
taktlo erafre batånce etard on the lan dvdend
ce entenpa/ment mrk bett borg and
syneste zecvitit~0
ved be held krone
year frem te naleerme date er trtilrnallty.
Moner rderenotdreed afr not guranteed.
• Auet. not hold by Un Feental Sånne«. Cellas,
nette re not Mld ty VY i rm and Mil fratin ti
lems ~Segla <urent !hese ams me
Ortsdned en >OS trener fot rlormalfranal
',trones ordt. Pottar* and gebet ~ad
are
pronded by the etan fant UBS i nere<UI krem
net reanstk Ia th,s frebenution ad don nr
guaranie• di r<uracy. bese ~h Se 1101 preteded
by SEC er the Fem', vopprementul RPC comeroge
• Rimma ikring and orldkional tomperaertion
-
å:Mei:nto carrnstses m tales rut Ilo I b«
mened n conn«tcn mrs !te utlett
of mukul
lu-ds
okt amt< eve ad'« ar alearre mane
Rena shing Dearnens tretti chefelm anla
Almar d d.m/uti lun*, 'hal av selt nese
rnases re bard en hero daleren! confreneeds. (;)
the arrat of soler by LOS
cd
a
ps
mai
krel fmk to ~dåe" ånd
the an« tåta ot å
~Sfr steause
Isstrie enter held at te
fem
- kne andar alf
ah* /frem, :Stivrana and
prodettnig feet ricont.deraiset for une«
agent wewes tal ~premie to the msual lunds
Meie løn gentile% ri vad Ironi ~stor anm el
the ~val Ferd and re a (fred dollar armeret bred
en the resebte of X.COMIS at Ile breker drake
holding naut knis of travel erna,
en addcixt to commktresnrerecd n curaction
veitt te sak or distrirrhan el ~øy <aten; ad
vel mennene ofl unn to ot etene, vet anda
at "late mehe muer thanrg <ormens* sn
front tfrary cl the ellaillrXe CirrVin(4. ~reiing
17* arouity<0111t.1.1. altlige. el the (19.1"2
<Øes«
spcarn of Me tnt ~Anka MAIS
e dellble,e.
In *Menn to commosem "tweed from the
pudete and sak of beeShater fim. kne ard« OS
affiiåt• recc~ n nen bred remrur tbane.,
;avrom fromeki:fram <tabulert. a< *elt at
brOng toe tetnort, defrekUnere. 11 betra drti
votruceer
- Our skautet *A mein? tradeg Orrer..~ afrd
oter <cmptesaten kan ~kul 'vek ard reurance
urparet ~ot prodas ve. ckartule
- kr mene <oms:ental cn frem ISS Be* USA, UBS
AG StantoidEranth ard nal.allwbod bits
Peou;h
<ad. Sneel, Vegra Th4
<centen:4s kn "Ny be a ~NN,. per ruvd lee or
my bra percentage of ~age dale &pust
balance:
Astivity
~manen ...ordna rennen and «hr terges
nemnd n areal sn mitt the nfrosen of ordet.
edeadn3 etaten tranS.XICOr lenerest «lodd on
Toa
conlionii
prevouvir lurrrohyd 10 roir. arid mlle
norded o>co peompde ente:men
SAM slip
Nytem tngawd n 'hut selis arcvay, )odmy
Mag 'charge d. lo <man extroweg con% ke tut
pånraill e oe<urny
Open ordre
~no
open ce • 5a)cd. bikse< eled* «den tat
noe ente~ed by the stXtmeen dale. opm buy and
tel stop «dan se ~ed ty Me smotta d dxdteds
tentes on an tecbidencle er peite, <lyte unte",
elnacted otwewse by
Vov re respornble for
oden out r. eenuted da to >os fatte to ussel
~Ing open «den.
On~
To ot
ropy ol ar arrut <lem arnacy Notce.
please anset ytes FrunnalAdesor
vet os ~to
dill av
-Sanke
ISS
nnal Sofrees
reol
abet The Ita/la, &nevn
es Acum OSS
RMA
brokerage
.fr<ounts‘shich vonde wen lo barane ternes and
~Is
theasassranaernfres eN tilitated trår
and ote *Maos, tunes. and fro..kt '<cf,. lo
rovrfre and anna* lfrearti esardb~floted
udved ~ne
<Ønen efreo's «våra
atfrey utfrdures o11.85 Fruncul Sendes ax
ned
at, Prata
- Mat ICK stoa~ • No bar. aua!~
May lost vas
-
tesovse Menagemern notmon
ir
Senkes A«osel Beat FtMA and internetonal Reserve.
Manapement Krantreget...d rev« ~sel
1.165FeuncialSenxes ex
- VtSA n reefrateed frådemerk ovmod ba Vera
I-nemma:nål SovseAuocutra åndused veke
kom< the l85 V« vede ert rd the U3S Vim
<fibre Grin re nord by UBS Bane USA vreh
prins!~ hornvisa SA hero:raud Moter
radermlregcråd tradernart<, onn mate
roterred vovy, ~ti ate el exa :repoder
fanpoemers
UBS Filmråd Strekes Inc
Rev 201807
SDNY_GM_00324982
EFTA_00 197757
EFTA01307023
SUBS
UBS Financial Senores ■x.
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
CNP70057191730718 VI 0
Mindy account name: Ind Cash,Saving
Account number.
Your Miandi Advisor:
SCOTT STACKMarvhi F
RIL
Phone
Questions about your statement?
Call your Financial Advisor or the
RMA Resour«Une at al)0.8M4-1000.
account 029023575
Mat o Er website:
mew tbscorri fruncialsennces
Items for your attention
. Help protect yourSerf from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit rePeet annually from
www.annuakredrireport.ccen
Value of your account
Resource Management Account
July 2018
HI
on June 29f S1
On My 3I (1)
VOX assets
753,698 04
748,817 89
Your liabilities
0 00
000
Value of your account
$753,698.04
Tracking the value of your account
S Thousands
$748.817.89
6.144.7
.1.20/19
991J
81].6
Ti3]
Thee
Dec 2014
Dec 2015
Ott 2016
Dec kid
son 2016
Id 2018
Member SIPC
Sources of your account growth
during 2018
Vake of your , cou at
also,: end 2017
Net decosits.md
wthdrarvals
-576.31899
Your miestrrent return:
Dividend and
interest income
37.562 02
Change in
marhat value
5000
Value of your accord
an Ad 31.2010
041/.617.16
5817,574.8
Page 1 of 8
SDNY_GM_00324983
EFTA_00 197758
EFTA01307024
SUBS
Resource Management Account
July 2018
Your account balance sheet
Summary of your assets
Value on
luly 31m
Percentage of
your accent
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash alternatives
748,81789
100.00%
C
Equites
003
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
003
0.00%
F
Commodities
003
0.00%
003
0.00%
Total assets
$748,817.89
100.00%
B
Value of your account
$748,817.89
Account name:
GHSLAPIE MAXWELL
friendly account name: In
IV ring
Account number.
Eye on the markets
codex
SW 500
Your Ploanclai Advisor:
SCOTT STACKMANLYIE CASRIEL
, Cash and money balances may include
avaiable cash balances. UBS Bank USA deposit
account, U8S MC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances. See the important in fonnation
about joy statement on the last two pages of
thisstatement for detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggegate Bond Index
Interest ratios on July 31, 2018
3-month Treasu-y bilb: 2.03%
One-month LIBOR. 2.08%
Percentage change
July 2018
Yoar to date
3.72%
6,47%
3.32%
6.64%
2.47%
0.04%
0.02%
-1.59%
Page 2 of 8
SDNY_GM_00324984
EFTA_00197759
EFTA01307025
UBS
Resource Management Account
July 2018
Change in the value of your account
Account name:
GleSLAINE MAtwEla.
Friendly account nom/rind Caste Saw
Account number:
July 2018 CP
Year to date (1)
Opening account value
Withdrawals and fees,
ncluding investments transferred
out
-6,116 89
-76,318.99
3753,698.04
$817,574.86
Dividend and interest ncome
1,236.74
7,562.02
Closing account value
$748,817.89
$748,817.89
Dividend and interest income earned
for pu VOW Cl ens Pi:cement lanatilty of Interest and dedend ncome ha been *lemmas ham a US
tar Inaba; cerscrecbme Based won the reticence of the <COOT hdder. aCeountrpe, or product (ph
scene interest and'? docknd payments mq not be Want to corded Stan (US) ads Puerto tem (PR)
income toes The client monthly Palmy.* is rd Intended to be used and tanned be ;eked won for lac
PorPhes Clefts should mks to the apel rade lac relating (own they reede ricer UBS annually. Sigh a
the Forms 1099 all the Fars 480, for tar replebng mIcernahco It Is the pextIce of UBS to fie the
cep lifable to reports"; forms nor rise US intern* Resent Sermce aA PR Treasury oepadment. asp in
such forms acosatey (rarefy derdenS 6030r interest as tar eon( Or 'Sable wxcmt fleece (Onkel yew
ndwdual tat miaow
July 201801
Year to dew (5)
Taxable dividends
1,236 74
7,562 02
Total current year
31,236.74
57,562.02
Total dividend & interest
31,236.74
37,562.02
Cash activity summary
Soo Aecoure actory rho month Ice dealt Bannon in rcur Sweep Opaoro we nduckel in the °peon; and
gain; hiamit eau* SDK rrourance *Nall tocaress, 005 Bast USA and at bases pzicipasing in the
UBS FOC 115 Urea Deposit wograrn. n does not Daly 10 dreesin al UBS AG, Stanford BranCh a balk
*roses plated through the 00$ Internal's/rid OtP:01 Afferent program. SKr:KAKI/10 applies to mosey
mate) sweep fundhcldngs had not bank depcnin. See important esker/sabots about your :Cabmen:en the
kW! tyro pays or ins dO(urnent for defers.
hie 2018 IS)
Year to date (S)
Opening balances
Additions
Dividend and interest ncome
$0.00
1,236 74
30.00
7,562 02
Proceeds from nvestment transactions
6,879 52
77,081 62
Total additions
Subtractions
Other funds debited
$8,116.26
-6,116.89
384,643.64
-76,31899
Ends withdrawn for investments
bought
-1,999.37
-8,324.65
Total subtractions
dosing balances
48,116.26
30.00
484,643.64
30.00
Your NM/Kid Advisor:
SCOTT STACKMAJIME CASRIEI
Your investment objectives:
You have identified the following investment objectives (or this account. it you have questions
about these obtectwes. d Osprey with them, or wish to charge them, please contact your
financial Advisor or Branch Manager. toucan find a full description of the alternative
investment objectives in Hopp-rant infOrMatayi about your Staternent at the end of this
document
Year return objective:
Current income & capdal appreciation
Your risk profile:
Primary. Mock:fate
Investment eligibility coosideratico • None selected
Page 3 of &
SDNY_GM_00324985
EFTA_00197760
EFTA01307026
UBS
Resource Management Account
July 2018
Your account instructions
• YOur account cost base default closing method is RIO, Ant In, first Out.
Account name:
friendly account name- , I
Account number:
Your Itseocial Advisor:
SCOTT STACK MANLYLE CASPIEL
Pogo 4 of 8
SDNY_GM_00324988
EFTA_00197761
EFTA01307027
Resource Management Account
UBS
July 2018
Your assets
Amount an:
GHSLAWE MAXWELL
friendly account norm. Ind
wog
Amount number:
Some preen. neat Vol Carrot valeta Slam may bt apprOantile Asa teal gam and lOsses raw Ml
to stomata reflected See important alotmater Moot your Statement al the wet of this &corned for
Ircee mtoonation
Cash
Cash and money balances
Cain JAI money Oaten may trait° avatar. fah balantet UBS Bar* USA avast( account balances,
UBS FDC unwed RoganSank fiances, UBS AG Stamford Bunch *pool account Waxes andmoney
Marel nUun lundSwerp taitlaKeS
See the terpOrlarecorOmanan atrouty)ur stateaent at the end oF this document for deals aboal 00Se
totances
sicidng
Coming bass..
on lull 0/
Closing bdence
Once per shale
Ave tat;*
OnicleadinteteSI
Days in
on WI 31 (51
al Jul 3I (II
'zee
Period
Mood
Cap amens (1)
Cash
OCO
762.63
-
CS8 AM; USA CEP ACCT
000
762.63
250,000.00
Total
wee
$0.00
Your Rwanda Advisor:
SCOTT STACK MAIILYLE CASRIEL
tiB5 Baal USA anal UBS FDI Inured FrOcrern Bank depose &tont batten are MIMS by the FDIC Minn
Carat* Imo,. Cul an not weeded by StFC UBS AG Starnfdd Branch demon account Warms ax not toured
by fOiC ad be not prodded by 9PC Macey market Sneed butanes ate prclededby 55c tot Me not entreaty
the WC
Cash alternatives
Money market funds
Mom/ market funds at neither insured nor guaranteedby int !edema Deposit Insurance Corporation of any other toremfnent 'Verify- InUautOnd prate emilingilutioml music pd funds mutt Baalbek net atet values MAY)
per skate to t he nearest II I CCM of rem (e9. SI .00CO Goarrenent and real crown mallet fund nal continue lotrznsect at aside 51 .00 net asset wave amoral =my market funds seek so peon" the dived soot
Inmtanent at II 00 per dare. nit pOSSibk 10101e money by infesting in these tura
Tptb teinveste0 6 Iht Ifni Of di mnsested daclends n trees not indude arts (Mb dOdend1 n Is not a lax
be for the purposes of clelettorung holdngpenois of COSt base The Mares you femme <antra* you
mmett 04ClendS become a ',panne lac U.
Cos: ware IS ihe total purchase cost of the 'may. kv7ming 'reinvested (Selena, The cost basis may
need tom :anted is return d exam payments in order to doeorrnne The adjrabrd con bass lot lac
;Mating Dowses
tracing
UBS PROVE RESERVES
FUND
PurcNra lama
number
liettary pace
Owns
id :hoot
per shale IS)
mnrestrnmt (3)
Unreality.% pad gam or KM IS the deference between, the (wrens vane and the cod basis aid would
genes dly be y04/I tamale gun or Nos If the Monty wan sold on this One. The °Wailed
gan or loss may
reed lobe ignited for ref ten of (a>I8 Dinenenla In older toCeleMr* do reared gars Ce IOSS lot taw
reporting purposes
lerieStmeat worn is the current yak* onus the arrOure yOulnrened It 00e5 rot inckcie Shahs !Mt ate rot
;tattle:1On your Statement induct ng shares that ban been hand as ether a gan Or a ICAS I MO does
not tido* tact. dttdends that were not reinvested
Coo
Price per Mare
Prat (Si
on na 31 (5)
VS.. co
unndited
fat 3t (s)
goo or ion (S)
invesenent Hddng
tam IS)
Mond
EA: S14.602 Clartnt yield. 1.95%
7481317 890
...This information was vramaaltrlarr
10000
748.80 89
Page 5 of 8
SDNY_GM_00324987
EFTA 00197762
EFTA01307028
*UBS
JJIy 2C78
Resource Management Account
Your assets(contived)
Your total assets
Cash alternatives
Total
$748,817.89
100.00%
314,602.00
• Mining cot tan tnformsi.cn
Account name:
GI-MAINE MAXWELL
Friendly account name: Ind Cask Sating
Account number
Your Financial Advisor:
SCOTT STACKMAPPLYLE CASRIEL
paientarat d
Cal
(tlmaed
unreatud
;air., it /I6
.4tle 4*(Croill
ISM (1)
annual incant (SI
gainer lots (I/
• Money market funds
748,81729
100.00%
14,602.00
Account activity this month
oat
ApItIty
Detcnoton
Amount IT)
Dividend and interestiecome
Taxable dmdettdS
RA 31
Cmcleol
UBS PRIME RESERVES FUND
1236 74
SYMBOL UPRXX
Total taxable dividends
Total cividend and interest income
Other funds debited
$1.236.74
31.236.74
otitt
Actloty
0ettopton
amount 01
/LI 2
Transfer
TO
-4.879 52
/t2 I7
Transfix
10
.123737
Total other funds debited
-$6.116.89
Investment transactions
For rroet unlarnalocn tout Ite prof value SlrOoin la restricted secu ttes. See important infonnalon Anna
year Stnerftem Atote end 01 INS Clattrient
Prate°, own
um);
'meta-lent
vbelheatn la
kout.:1
Cat.
Acttsty
Oesclphon
°Penny
rid ur (t)
Post (S)
oarisactions (S)
rneslneas bOJcIll (I)
intern! (S)
Jul 2
Sad
0BS PRIME RESERVES FUND
-aszo
SYMBOL UPRXX
Jul 2
Sold
1405 PRIME RESERVES FUND
-4.879.0C0
4,87952
SYMBOL 111PDX
Jul 16
Sad
U85 PRIME RESERVES FUND
-2,0C0.0C0
2.00000
SYM3O1 LAM<
Jul 31
Remestment
U85 PRIME RESERVES FUND DIVIDEND
0.740
.0 74
REINVESTED AT I OD NAV ON on 3t118
SYMBOL L/PF00(
continued next oiNe
►age 6 04 8
SDNY_GM_00324988
EFTA_00197763
EFTA01307029
SUBS
Resource Management Account
July 2018
Account activity this month «on hnued)
Imrestment transaction konllnuedl
Oat
Actxty
Jul31
Bought
Jul31
Row wstment
NI 31
Bought
Total
Account mune:
OFISLAINE MAXWELL
Friendly account narrowInd CashISawng
Account number.
Your File/odd Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Descrotion
Quantity
Yawn%)
Price 0/
Proceeds Iran
Inuestrront
nano:rum (I)
Sun&
inohdrawnlcr
McnweC
PAW/brew Ecor (S)
Initrell(5)
UB 5 PRIME RESERVES FUND
SYMBOL VPRXX
0.630
U8S PRIME RESERVES FUND DIvICEND
REINVESTED AT I 00 NAV ON 07131/18
SYMBOL UPRXX
1236.000
-123600
IRS PRIME RESERVES FUND
SYMBOL UPRX(
762.000
-76263
SU:79M
41,99937
Money balance octivnaes
Amity
CeroWncn
Amount II)
Pus 29
Balance fouward
$0.00
RI I7
Deposit
U135 BANK USA DEPOSIT ACCOUNT
2,00000
AT IS
Withdrawal
UBS BANK USA DEPOSIT ACCOUNT AS Of 07117118
-1)3737
hal 91
Closing UPS Sank USA Deposit Amulet
5762.93
The tinSank USA Pei:091account If yOur nimbly Sweep Oakxl
Page 7 of 8
SDNY_GM_00324989
EFTA_00 197764
EFTA01307030
SUBS
Your notes
►age $ of 8
End of statement for accoult nurnbe
SDNY_GM_00324990
EFTA_00 197765
EFTA01307031
Important information about your statement
U2S Frencial Sown rte. Oho firma LIBS Finartoal
Sane«), is a mambo( ol atprropYØy, ~natty
and cobra «hraes UBS Enrol Swoon rid LEG
Bark USA re ~set stbsdrescd UM AG and
/eta" of U35 Saute U.0 1MFimilnmW
valemna 6 nobble as». request the Fern', estate.
deles ere
Merin/ Srictl IX.
1200 Warta Boulerend
Weehanlen al/ 020136
IM Odonool PaPøretplo one, official/oozed of your
LBS rnantral Serven rant OM« POOP. ravida
*flat Wanner" tonlanng cordlting
~1
re4 be relied kart F you byte* ttwe 6 tara or
racoon. prose~
et rrinechately ei "sang to the
Berth Wager *4 re office tent; fors axon
AØ
al tam down are Molded IOW acctna.
Sarno% cra tale nei be used ke tar ~es
rely
so‘Aenr37-4nd
tonne,
form 1099. 5498.
I OAFS. ea) ynen rear9Yas to mum Ow Femis
reOurp1 try 1.6e lo rØ to he etS alfate drnferek,
repatabb n:n-tetabb cfreafends ad Webb Meier
reined on setylet fed n >ar rant net crocet4f
a+ pk krareadirs. ard cod hoes On <Plan Putted
:Ptah»
Cowneunkarlions with the Five
• Flea re.confinn any coal carrancrons n wring
to hors pale your raj*. rx1-reln9 you rri
VW te Shwa eh roister Potetlen Act
A)
• It re tweet tlagltal on he asp leh el te kw*
of rot:~
ana LBS Fair isl Some" UBS
runNal Strittes metes your roam at ick•aroq
broker by rafters or the mkt.] minion
We nformal pad the rebeenrO when rer
0~. the .rWil h der. (pe. >OP lea* 4114
said" se lased M UBS Fnan es, Scree es and rot
IM nv c crq broka, and >Co MP crake a ',ton
el nonce ix airmen to both km
• Az crashed ei to account arements, you mat
notdy us d any caw: oe rod orroOng d-ed s
rellpted on your stasman plher30 drys Sea Cron
meted a node available
• Owe Oneci ouseoneof periplith a nylen 10 the
nos Chem 1 *lama Depannent a 201.352 • 1699
a toUree a BOW549103, 8COA.U. to 6.00 P M.
IT Mandy through Frilly, a in Arena to 185
Pawl( el Syron kx.. (lent Betaos Department
Bo. 766 Iron Cap 14107087.
• Al statmenle shall be darned corrolete a-daunt*
it nos objectedto in nano ern CO days
• for TTY serval. Cal BM-612.09% ot fromabide
the U. S. C/21)1.352.1495
• hose of won a ~lens *at an Nedra*
Inds transfer (Mt bill wrens cr ISS Om* debit
cad transxtent cal 8001624000. Of wee to UBS
frureul Serval Inc.. II)30 H mkt
,6m1Ø.
Weehawken, NJ 071/4 6, Ann ReAfril35A Stem
Caller mite a soon a you can. dyOJFVkyo.t
statement a race/ is mono or I you need more
Scen,sai &ow a ureter an re statement a
rotten. the Fern or Cad brae (as applable)rnat
her homar no later tune.° dys ala the firm
am you to het cinema.* arearch re rya or
hand,
- Prondie year nave rd wont nunte Gt any)
- Dnerbe lM error or the wander yea rennen
about and robe. X &met as raa croft/ rat
Mere e K ruro a whyyeamidinn
a-ken/en
- hoode the dollar amore of tre ~cad era
the Fern or Card bsraewil nvestate you <replant
and ell <oared ale era< prarestb• la sapped enon
~no
LEIS Vearabrt cad transectons. d broelP•
more than 10 Ronne days to a re. we rallftede
pear /recant fa theaware you Mr* It n rood SO 0,41
you vol NIP Oro use 01 re money dun; M line
tahrl x610 complete a,, ~neaten
none make all decks payable to re ran or the
frond infittiskek Mated On Ire Item cf Ila
summers in addition to regular recast fe" accounts
may be abject tO man:~ lea Choirs fa Ise
warren ter atone:Pep-oche" and <Woos fa Loped
rowel n ash recants. A«oses that ate transferral
tooth« oteltripeu may be aspect tea renta lee
WS Swap Options
Moffat, Worn fa »weer) rah Wren le bak
depose aeccyra at ncre- Slated bats ard ablated
banks and money mali misuse Its/ <Money issds).
Depose roosts at 185 Bar* LISA and nr. ah, Wed
banes procuting n the /IS f DeC -awed
Program re FOC-nosed n attada-rte withr i
Cruln
rot are rdomtabon, /we MA MAW Idc.gw, Neat
detour*, !I Les AG ~tad Beat rel ~es ol
Money muds re not ~by
re ICC.
Bea ~ills re not protectedhi 5II.0 Murry read
,han n protected by SIPC Sc. 'LOS Inane/ Sena"
APPPIProteacer below.
won >oko Nat" bares r, te bark dopen may be
vatdram, ard then of a Money Rod may be
ladeted and reamed, rained to pace>as
6~465 4<<CP4
Fur« ~ore
tat rabble mono options.
stadig <wont interest ran and y ied,. o ,rattle al
on its frentweepyields, from year 'flannelArno
a twain; SCO 367.1000
MS Financial Sonar account protection
the Porn is a mortar of tie Seatetn rista Proacion
Capctron *PO, which protects Oar." turanen
of ,t, ~bin iso to 1300,000 lndorf 12S400) for
dome fa cash) tolralay Øre
nobble Loon
~
1 « a own saa or9 The SIP( net Podolia,
Brie Cc' to 411PCOPOS *al herd hold n 3 petals
(ratle
The hun. together win calm
Oase has also
~erred supplerrental sure
The ~run
ams peyable to SI eleyble deem toleeneb under
the prolechon 415130melon as ol Darter 10. )016
Subaset to repoky cords em rd lantrons. cad, Jr
he Famn fur« protected la ay to St 9 mllenm she
antiate Ice SI fos accost led in a whaler
CaPaCty. A het <nay of te poky mrdro e addable
won wont
tinter the SIC ~when ra the ~natal
torCOCIPUM1410:
• Cad in Inane/ awns ~died by (art steled in
yeas anal« veto) NA led Jerky OP% UPS Seurat
Saner, roe oriole tole, Crnsarce peckish,
^Lein, wattle rotes. and lib.-~
cf mewl
Ands registered nt.'s nacre of the acorn hold« on
the becks d the tear a trrola apet),
• awestnonl marts a revel~ Parties (e9,
kneed winenhee, ard and» Placement) 701 re
not mg ~ad refer the Seantee Act of 1931.
• Commode" <attach (e5,, teregn ~barge reel
pricey; ~al preracha. snaking hoses wow,
Jed ormccier Oder contra. rd
• Deport aeries Greet PM drOPS cd dama r LBS
Bat USA, UBS AG US torches and bres n the
ICK rowed Deposit ?warn
the 5.,PC wanton and the wzatmenia precede. do
riot peppy to these assets eons t they ~me
appear
on yas osernents Tee SIK potation and the
socolamentalprot«bon eland (»led iganitchrges
n the market vale cl for ¶'eso-netts Were, as
Noy, of market movement issue balØrya
ahem,/
Dividend Minelest Program (DPM
the price makttre es an sewage too. ror may °Man
the actual are kan >Yu I nee ea Advs." Ond stole
tan Me puthated ad« Orr, wed 5hie/ mel te
sold andthecash wit be /pouted io you sown The
dadend 'co...anent price smaphodbY Ide mue nny
4419r horn the ~let peed Pod, tepolis Owe,
reØ
Cash-ierlios
One/ wholewitsmaybe held n you reeve t you re
Plod 10 a pale! VII as a POP Pa dord4a~
or ~roe. the ham wle Oder aNlprd urve, al
nude* pace a !MIX an ~VII Cleternted try •
reovaed <been' a szaty. ard<ted4 yaw «card
~mom objectima
The ~amen *beams adnrk profile are ~die to
ern account and ay wry Wows yea rat"
Pease rem eh* Fno proalbr el Ming ol Wry
Spierelfel chair 41 yea Innoi PullienP
Opelcrone clophloars For each accost Nlt you
choreae of the I &non; ,nsamment <Neon"
• Proace CurrentIncome Irro,tmeras seeko) the
generate. ot stare orly
• Arame Cats/ Appease« remnant, seekno
giver et propeal »lam Olin the greaten cd
rare
• react Combnaton o Unmet* .74C43~
APO", ninon h~crb?ms se,.ing both lb. generation
ol /rant rigor" d prindhal
Dear/ ebbs:mines
• GarraerVahe SRO, tra marbeneddl Cereal wee,
town* and volatile>, to the accost rerat men
0, M me" the aØ
Cke not arm* tardier*
imam a maims ard may nal lisp pre nth
irflaten
• Moolmns WeIng to ream «me ink to pnexesal red
tolerate fcnte Laney to wet hit« returns.
. Annw, Will'? to =Kt l'sct ^7 10 rnmP:l ale
ha, mbi,Ity to seek bairn," Om tine
• f ~In«, t ff gtd4y Cata
If POPP& a
patron ot the bader fer ha, acceart my vg1id•
carob. rim"
hinted ladrty and gear«
vateeley
Sea
Toenelwkintr
We MS,' CCOSM•510 tlf fet~ account statement with
the lame aka", et the same enekile. e.g. because
they hoe tmen” Ibb, also amen pre /move
tronreas .eth other aka, al the same often I
>a prefer to man end rdaS1131emenli mailed n
ups* to .,Napa, yi:o moicfrodno hartelnakina by
cab-gym enasal Adam
Peiledy mown name
Refund), account Aare re le nAteindable •nekrurre•
chosen by you to era you wit, you reardsemeni k
he no legal effect on your aten*. is not intenad to
reflect any sonny. prodAt rtarriveraten,
~
Arrant *tote* a ret pelt as:noted err yea
«cowls. ender/ a pram« a evawlee teat we"
or ony I Carr eal Nark data wd b xhemel Al
nonerniatt is ho tire el do( ender:3re ne of
ton el tte tree "ea:~
Youcandun» roue
howdy accost names trough Benin. Senn(es a by
<entropy,' Petrel Admor
Amami 0Mireiera
• hate of pas anowdrom1/44O Met of nets and
• Paters Muhl Part.b14 hash toinn vetoes1a
reanatd "Mr (est), and Gobi, Tine Dnaatas,
areeleed ads to makel, and Celli. MIPS not held
by terren Don not nets* waxed searitielessets
at the end crt re per and Onal China« ganOP 4Y
prale rewhørnifek rested stock WOOS and
sidecar» noe pta.
• habIter WW1' debit bare" «flaying ~gr.
tort <rodi Ine, that accent Wren
• Ca:Mooney Warne: Total of ~trod aolabb
cash bar" pia deport Lanes al allnxa rf
non-/Lard bras, rd money mad" MAP lund
weepWee" a the cbse of the Itaealea peal
lercormalty het wedd baleen en >Cur a«Oul at
not stgreaned from orer balsas andtie Fern crew
to. any of these lunch noe °Mary ceased et
Dana Rer Web re pryable rean your demand.
Ns Iota i exertedIn the one wed <bong value.
Lencino infirmotion
Pet detailed ',formation on the Fern', Prelrg Nachos
and 05glosuret refer to ye, Chu Retafronset
Agetement
Awns Apernent iridt*CrtnmA
Team adCon/tore UM Statement of &alb Practices
trektale nApeecoorei and Nampo
»~ alit rneni•rmtmecfrakw t.
SDNY_GM_00324991
EFTA_00197766
EFTA01307032
Important information about your statement (COntleautd)
Yore futen
Tow ntemSe ~ea
stem
ad other meta held
n the tease at the end of rte yladmart~
You
ow ad ford:hayed fuly paid stones at any WM
You few maw. romtan used at loan <flat
Sur
PaIMI any balance du. cn them /ay wkly..,
sashed totefin, test the statement paid s.
heed al roret vas as of the end of the statement
penal
• CM basin h
me
l
eh<me balm of the
~A
included n
statement Were ideated
wththo
he numbs 'I; ISS financial soves has rated
ai Mamas^ <blamed from ~moths
than Les
Retied Senrces. relideg Mammal Iran ancrha
Irma he
may have proeded ,o you mord
Adma 11» Ram does not ndapersairoly wryer
gaYlMee the rangy ce 'utdry'
try dogmata.
atinded ty scams othte than ILBSF natal Stmts.
Ø ~ion
å Ølby
ins< al Service,
todalt, tha risinnatcn as a o retened, the arm
does roil vomit any 41":"114 that the nlarnales
~Cost
bate' a-d • Unearned
lom n
*mere at of te dated ths ~two
Aspect,
plow da no! irial on *vs nicartvIcag make
~Mama Yle dampenn as ten gnaws a
othennist Accounts untested mewam mal
g•rilos1 Manahan only for fro (»mad of
lime they se len] at Inv Fern More historical
Mairdhart CM be added by >as Penrcal Addea
• bandit:ad winallossee ribs data is nobble,
tunven ismarsed ~Stones se calculated kr
nductrat warty kh the transactan debtor
rdind-M bes maps ~me
eel lea cannon:oh
~gm reg.:, to:umy toorgr,:xgo *ram
Ornknd aid Mbar renal
lots a'd systems<
~thaw kin dro each ~dried todials/ cene
amagad lot Th. ' Trade date' <Mann presents the
0-9 1M transacts., trade dale
• Callable sesueltba Buds and mutated Mod that
the issus tab for tarY ~eon
wit be »tested
Marl".
by lot Iran snag al mantes of tut
eat fend n our Nun or n nOmne• narne fa as
dents Cal (ease ~eon
is obtained from third
ashes and es sassy n not garbed
Other al
features may min Mu:haul, Sled toa amok»
nlonnacn wit be atinfed ~maim/
• CereirMilet of depook (CD.) Cate ROC mind
tty to RS0.000 n aimpal ad samd riven per
Mott
and per ~Rory
instemian, riscordance
wish
ruta.
• ~Yeah.
Rims Oa Anal la agrarbet »Jahn
crotch may be hob« ow taxes than the oie that
1.0.1 would stualkr acme n the mitt
tress se
obtained f rom winos third pry tastes etch se
believe ea be relable. but ne do not warts< her
accuracy
W• 9anPreffr use fhie doing ("Se sawn amiablea
mean
the
ol
ba aid ad piste la bled
warden anl «ohms or ong Masts fa OTC
«(lien
len ann.," traded altlen ~Merced
usng a
valuatmn model a the frost recent price we
obtained and enry not reflect an actualmarket pnce
a vets
- CertienpandaM may appear wØ
a and end
will irony a 'price we ra ~We'
r se aro
,enable to Øn
a price for a scaly
- Deposits a smarts Orannaled ir orrenons
el-rd than US dolts re reflected at the engorge
rate as of the statement dam
- fa ti run uttales wades! in ~on,
ammo
denomnatims, neie ad rarely Pace Wax) May
has been abased to lacks* proper valueren.
TO obtain CuMril cantata& wean nabble. contact
et humid Adr0Or
• Private investments end ~cased producb.
Primus rtionmon socurom (totang deed
part c pa on program animal ens. fremtnvat tron
sett.°
sd censored~
are "meaty high&
Maid Certain much/rod prodans ham not basin
mastered with the krases and behage
Commotiona aids any slate »Kailist ban We
provide estemated val esfa privet ',ailment
wakes and smuctumd proclas foe Mama!~
wØ
ork Accuracy nnal osonteed
- Thee mess may dabs abstantialle han dam,
wry, at ...eh å pio e~anenttHVrtyCe
dructurod modal map be boup a old adm
not mama* teprest the vakt you mat rororm
uPan ricvidaPan.
-
Third cony mimeses of vat. X! at of • <sun
date od are applied to ISS Fars il Sakes on 4
meia ban, ba in Met:enter vitiation fim
iteneMIPanner se many estimated vain,
d ant at. 94,ItStd totierim by the ale,
genprat Perms a spana ad may be <'total
bawd on Wang Munson from that used by
Ted prim to demo ewe enrand values
- You can Øn
adStcnal recernatai regarding
the mHndeap vied% Owe-nette sun.
value eva the dale of re inScnnetimths n the
bank Id M. minuteby <ontactrig you FnaNdl
Athens
- Thiel cony eminated sakes maybe reflected as
'Ns priced' in se meat utussen: rtice an
~Stet
mbaxion Inn has not suppled a s
unable to bugn a mks neon we beam* awe
tat
maama mat hat coned that may cal a
ItemaJni reported val. mo @man, a when a
ram Amid he hØ4 ~me
Ms to in. Mae
el the security
- When neitm an issuer, general partner a spara«
estimated .31s rse a ISO-party esi atedvelais
proWded the vals of the seamy obl be deferent
ban is psdrope once
- 'Deetrixr ions to date' meereslode ratan of
camel, imam or ban
- 'Crsynal um me' mas s« Oro trout Mang
price per Jul and may nee celled your cost base.
▪ ORR and waled MI modem av nag bud an a
ruticerol wanes enhage. and are dent"?
.110.0 r4 ten e they can be sone tee pese
nsmed mar be ten tan Gaper thee maimed
value crowded n the sail
eitret t.
• %Sided baptist Restricted wastrel anedy
are not ~de
«liable Par p-the sale. lieSfiranCal
Sauces ~
the man« and of ta ismarmod teat
a the sreie imams, imputed mks for he
reurcted stod 53r ~pox., of rho diarntortonbr To
the ease that one/reed warms are &able la sale,
valt monad may be .tet
nes)) Yoe Santana
repated
Latham,
• let Optimal«. Mbar. current yield, andante«.
An ettnu». mat rune in taxed on <um°,
dirt strid and Mimed min. moray Po «V let wit
be hell la one yes hornstatement date a via
numb this mental, n nal a 'Male., teary
and tonteved intone, se not overanteed
- °teemed smut iØ
and taren yield la
mum types of umeCin <cub include art,
of
p-rcpal a cape,: nano n +kith case the est
insane laid tuner) vel
would be ~slated
- (.need Grual name ad <semi yield red the
actual add.» and yokl «n41 be lav« a higRet
than the armsted amounts
- An estimate of adman:ad neon» (climbed at
interest) didded Cy Me <urrem market
mks/mane balance ra bawd on the last dvdend
ce Moms pa ment may be Ow issuer and
warm he mositildepayb ma be held tare
yes 'ran
dukene
nt date or until measly.
Accuracy rid cat nued meld am not guranwed.
• Abets net hold by MS ~dal
Seneca. Caftan
spett X. flat held by Mi MI and not Mewl de
Inv', ~ode
a «carol These asete re
Ortplared n ytts eat~
for Homeland
papaws orb, Post Pm and vats, presented te
provided by the Mono fen. UBSfigntial Semen is
net reuxnstle for SW ~Mon
anddoesea
guarantee m Accuracy. Thew /Alb ltt ren weeded
by Sla< or the arm's suppfenrontel SPC coverage
• Pane
Swing and additional imenporastion
- n a:Maimto «term: en on tales and I Ila • I Pan
moaned n ccnnKt en wen To dent :asofmtual
Ialt mar (tents we sida as amine rimers
twins Ming paynents InOrri Ortirtylers IMO(
sadden d the mutual funds tut we pill Thaw
snares re based en two dllerentameac~s.
the sett
of bles by LOS a a ceetia.be mutual
fund tent& to our dents, and Bd the asset rats ot
parts...tar mans, knd Isnys shams heed at he
fern
- We and ar all haw alto mesa mewed") and
armtys pf delani) wen conoderaten la wands
agent sewn that tel peon* to the ~sal aunt
dau bees genital% ate pad from mentor assets n
the re•Rualftnd and se a aped dolly arnixnt bawd
on the nseker of accomis at the bicker-drake
holding mutual knit of tusked fray.
n a:Ida:esto commaanstocemed n ccreernion
wit, the sake or deviance, of snub watts ami
lai numenent mast ants to at dents. we ardor
at "Iale mome moms dad., COMTerdadn
Iran mays Ihe nosade Mn‘dnen ~sang
Te enmity tatten, ^WM a the Iddlind
<Øen
spawn of the ant nemnte Irish
cloktxre.
addtion to commissan ace med from the
Nita
and sate of IrenShures fust. we ardor ar
Slade* dame an assettirad rentroe shanng
paytrom Worn aledgrorm clartraces, at well s
Øla
tedysokow demksene" vassag and
stucco
- Our Satiates alto receive ,radrg commaidns and
other oxerpensatan Iran mutual 'dick at mum,»
tamps.; stone restarts we &flute
- We receive an snot lee Inan UBS Bat USA ad
UBS AG Stamford Bitch« 4 , 10 PS per Saari
Inman, to the banks infer the 1.145 Bad SACCO
hod"
Activity
inrntionmg.edng tarmsoss and other <hair
maned n <awn rit nth IM mat-dean of trades.
',eluding open treeroshars As teen exlmard on
conlimulions prenausir tumshed to you, and mil be
proudid to you aimpny on mast!
ghat Wang
It you se efigned n short »lb; a warty. ago moe
noradage due to ratan tannowna costa la that
particular »<vy
Open edam
Raltdeig open a • gcodmiancebe ode that
woo flat MaCutid by the commas date, open buy and
Sahli:0a~ re feted ty Me anoint ol dude ds
antes on an ev.dnidencla or ea.(✓ighls dam unless
minced arimwse by year You Me ~lbte
la
at.,
that at mewled Os to yme false to <sod
TMTM9 open aden,
Privacy
To *fauna copy olm taren Clem Nay Wen,
pow ~cc
your FellnalalASMY a vet one slacto
a ~phi
an,,
- 1ÅS Financial Symms e mat a bank The RMA, Sane%
Saran Accoten BSA al BUA ose bang»
*mounts which crowd Maas 10 bare no tames and
peeddln lan d»anni~11
nth atitaed bran
and~
thicItta tunas and pron S,t access lo
;Yard
an d
ardandly issued by ~Sad
Tadynerty mosott «mashy, teroa
mate
fleecy xl,,cleane, of LBS arum PI Sonia,
- 1yØ
. and
ty prod"
- ~ICI(
erased • ho ban. gannet. May low vats
- (MA Inane Management Priors, Bunnest
genres Leman BSA. dent and enanda~ Rltane
Manasment /ware re «tared wince marks ol
ISS financial Setete Inc.
VISA n a re;islered rade~
owned baYna
~anal
Senate AmaPution and seed under
keno. The MSS Vna credit <sd and the LOS Visa
debt cads te issued by LOS Bard USA wrh
Penniman Fan Yea USA axon:crated Al other
Vadeaks, registered trademark's. It•VCe marks sd
regmerml wage nufas so of awe respect.*
compams
UPS frinancial Services Ins
Rev 20t$07
SDNY_GM_00324992
EFFA_00 197767
EFTA01307033
UBS
UBS Financial Sennces M.
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 101 71-0002
Resource Management Account
June 2018
HISLAN
Friendly account name: Ind CaSUSaving
Account number.
Your Maack Advisor
SCOTT STACKMANQYLE CASRIEL
Phone
Questions *boat your statement?
Call Sour Financial Advisor or the
Value of your account
RMA aesotacalate at 930044-1000,
account 029023575
on May 31 al
on lune 29 (9)
Your assets
756,704 04
753,698 04
Ifisit oar wisbsItn:
Your liabilities
0.00
0.00
WWW ascornanancialsennas
Value of your account
5756,704.04
5753498.04
Items for your attention
sielp protect yourself from fraud and
review Dank, credit card, and brokerage
statements regukuly. Also. get your free
credit report alnually hom
www.annuakrechtreportcom
Tracking the value of your account
Thousands
6,144.7
e.2019
991.4
817.6
756.7
753.7
Dec 2014
Dec 2015
Dec 2016
Dec 2017
Mee 2018
lun 2018
Member SIPC
Sources of your account growth
during 2018
bake of pour mcou ro
alyez end 2017
Mel deposits and
aattchavis
Yaatmestmmumum.
Dindend and
interest rKorne
Change in
market value
Value of yet. account
an An 29.201$
SSI7,674 86
•$70202 ICI
16.32528
5000
$793,698.04
Page 1 of 6
SDNY_GM_00324993
EFTA_00197768
EFTA01307034
*UBS
Resource Management Account
lune 2018
Your account balance sheet
Summary of your assets
Value on
lune 29 (t)
Percentage of
you XCOUnt
A
Cash and money balances
0 03
0.00%
Your current asset allocation
B
Cash alternatives
753,69804
100.00%
C
Equites
003
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
003
0.00%
F
Commodities
000
0.00%
000
0.O0%
Total assets
S753,698.04
100.00%
Value of your account
5753,698.04
Account name:
GIELAINE MAXWELL
Friendly account name...9
Account number
Eye on the markets
tOdex
Percentage change
hrue 2018
Year to claw
S&P S00
0.62%
2.65%
Russell 3000
0.65%
3.22%
MSC I - Europe, Australia & Far East
-1.19%
-2.37%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on lune 29, 2018
3-month treasury bdt 1 87%
One-month LIBOR. 2.09%
-0 12%
-1.62%
Your Pineaciai Advisor:
SCOTT STACK M OftYLE CAMEL
Pogo 2 of 6
SDNY_GM_00324944
EFFA_00197769
EFTA01307035
*UBS
Resource Management Account
line 2018
Account name:
GFISLAINE MAXWELL
Friendly account name- Ind CasEiSenng
Account number:
Change in the value of your account
Cash activity summary
Opening account value
Withdrawals and fees,
nckding investments transferred
out
Dividend and interest i-come
dosing account value
Jule 2018 (5)
Year to dale (1)
$756,704.04
$817,574.86
-4,175.42
40,202.10
1,169.42
6,325.28
$753,698.04
$751698.04
Dividend and interest income earned
for PU VOW Cl thS St:Cement Unabley Cl inteleSt bed oadend now ha bets ()Manned ban a US
to limit rG Der$DeClat Bled 0.00n the reside nee Ot the *anus! hOdel M(Ount Ilpe, OcOMOutt type,
mem i merest ands dvOnd parents mai not be %Med to tinted Sides (US) sea Puerto Rico (Pt)
income lam The theft monlNy Patent" is rod Intended to be used end cannot be mind nom for lac
PorP:net Clients shook) inlet to the gad table la lebatong forma they teethe flan UBS annualy, soh as
the forms 1099 am the Fan 480, tot Is repming imamate* n is tne piacnte et un to fie the
wettable Id, repOriab loans with tne US internal emenue Service ad PR lieaury Department, 3,0 in
such terra acosateb dasOty dvdenis and& interest as tar teenµ Ot Inane scant. neat conk,' yeui
ndvdual lac mbar
halt 2018 (S)
Year to date (S)
Taxable dividends
1,169 42
6,325 28
Total current year
Total dividend & interest
$1,169.42
$6,325.28
$1,169.42
$6,32528
Year Rimed,/ advisor:
SCOTT STACKMAP/LYLE CASRIEL
Set Serowe actreary this man:bloc ti tan asarcec in your Sweep Os= se mduded in the apemen and
Mama banns.; van FDIC 'castanet applies todares al U8S8ril USA anal balks pal eipaing in the
UBS ICIC
DepOSIt erecran.ti does not amly to *eosin at PEG AG, stardom each 04 ten
deposespLeted through the LIDS IntematiOna OepORI ACCOunt DrOgran. SIPCpeOte<laW apple; 10 'Toney
maket sweep fund hcldngs hi not bank deposit. See important Mionnaban *banner statementen the
b6, twO pars of the Ooturnem lot deters
lune 2018 (S)
Year to date al
Opening balances
Addtons
Dividend and interest ncome
$0.00
1,16942
$0.00
6,325 28
proceeds from nvestment transactions
4,175.42
70,202 10
Total additions
$%344.84
$76,527.38
Subtractions
Other funds debded
-4,175.42
-70,202 10
Fads withdrawn for investments
bought
-1,169.42
-6,325.28
Total subtraction
-$5,344.84
-$76,527.38
dosing balances
$0.00
$0.00
Your investment objectives:
You have identified the following investment &relives for this account. if you have questions
about these obiectwes. despite with them, or wish to change them, please contact your
Emancial Advisor or Branch Manager. You can find a full de:vintners of the alternative
investment otsectives in srnportant informaton about your statement at the end of this
document
Year return tobjeadve:
Current income &capital appreciation
Your risk profile:
Primacy - Moderate
Investment eligibility consideration • None weeded
Page 3 of 6
SDNY_OM_00324995
EFTA_00197770
EFTA01307036
(*UBS
Resource Management Account
.-.• :Joie
Your account instructions
• Your account cost bass default closing method is FIFO, Prat In, Fest Out
Account name:
GI-MAINE MAXWELL
friendly account narno•Ind CastaSanng
Account numbot:
Your Financial Advisor.
SCOTT STACK Manitell CASPIEL
Pogo 4 of 6
SDNY_GM_00324996
EFTA_00 197771
EFTA01307037
*IBS
Resource Management Account
line 2018
Your assets
Amount name:
GHSLArtlE MAXWELL
friendly account name-Ind CsaVS.rang
Account number:
Some tortes, accent oriel Went nieeS Shown may be ar0r0eknolt As a omit. gam and Usses enarg nol
be shod eh reflected See laportoret ofotmelecn Moot 'ow sfetemen, d the tad of ths diurnal for
nrse rIcm-drtcr
Weer Rwanda/ Advisor:
SCOTT STACK MANLYIE CASRIEL
Cash alternatives
Money market funds
Way ma let funds at nether insured r101 gut.arteedby the refteiti Deposit Inuranee Cupotalion or any Other iThemnitnt agerCy IMteutiOnd gene 1.00ntilutelid Turk pal funds must float their net Met vaur& (woe
ret share toted neatest ti I Can of a cent let SI COOKS Goonvrem and root irony fruit, funds will foninto to transact a a node SI .03 net asset value Altnoulo money market funds seek to pesawint vitae of vow
investment a SI CO per shies it 6 cowl* to lose money by inhaling in these I urdS
TOY Norse:fed KIM lot.1 ct al seneued dudenes Odds we inctud• any cx.h Outgo& unreal:.
be for the oxposes of Cotennring hidng penal% or cost bash I he shares )Cu remitted', lirrt you
mount ChglendS te<Ornt a Separate I& IN
Co:, luso 6 the tots purchase cost of the smite, rglucing lemreited circterct The cost bast: may
need to be aiintedfcr MUM d Gupta oarrefes in on*, to Octangle the gattlOWdeo0 ban for tat
rev"
POPOSti
Iturrber
Hcichk)
d snares
WS FINE RESERVES
FUND
753,698 040
FA; S l a. r7frirenr
168%
Your total assets
Purchase
Average trice
Client
Deg State (I)
investment (S)
thy °awl (ta)gam Of be is the Of teem.) between 1M curent slue and the cost bags awlwool:1
generity to your !ma ga n cc iccs if the security was seri on this die. The unmoved 024 Warns may
needle be alosted tor return ci Gael parents in odor to (tete Krone tne rested Gan or loss for tar
teD0q1A9PorProses
Imes:meet tun is the current value mnus ire irritant you ingested I does r,t Include shores trot are not
reflected on your Ottenifa. inchingshores that nee been lee/hied as re her ocean a a low 1850 des
not intim* caul clocrends that were not Unrested
• • .This information was Lnauailablegi •
vita on iso 20 (5)
Cost
Prxe per store
Oasis (S)
on tun 29 IS)
Percereaaect
your scant
Vise on
Jun 29(5)
10000
753,698.04
Unasked
eon or loss (5)
Coss
(throated
bra: ($)
arrua income (SI
investment addho
return IS)
PernO
Unreal red
'price Ion (4)
Cosh alternatives
• Money market funds
Total
• Mining cost boos inicrnaticr
753,690.04
106.00%
14.170.00
$753.690.04
100.00%
$14,170.00
Page S of 6
SONY_GM_00324907
EFTA_00197772
EFTA01307038
tvka UBS
Resource Management Account
lone 2018
Account activity this month
Da!
AChity
DeldtpttOn
Account name:
GEFSLANE MAXWELL
friendly account name-Ind CashiSanng
Account number.
Your Financial Advisor:
SCOTT STACKMAPILNIE CASRIEL
amount (I)
Dividend and i stunt income
Toxablednedends
lw 29
Doodencl
085 PRIME RESERVES FUND
1,16942
SYMBOL UPRXX
Total taxable dividends
61.16942
Total dividend and interest income
$1.169.42
Cfe
rploOn
Arnounl
Other funds debited
AA I
Transfer
10
-2,675.42
ho 29
Transfer
TO
-1.500.00
Total other funds debited
-14.17542
Investmerrt transactions
tot mote information about lit Prod wain sitorin for minded wu fries. see woman: oforrearoe abed
year ItHeOrenf at the end ol Ito rammed
Date
Panay
Demotion
°vaulty
vat/eta/
Puce (1)
OnXe*CS CCM
Inwftentni
CansaCliCed(S)
funC6
wttaannio
ACOWO
inrtOMenit I>Occtil (S)
t Neel (S)
Jun I
5dd
IRS PRIME RESERVES FUND
SYNSOL: IARxx
-0.420
tun I
Sad
MS PRIME RESERVES FUND
WM301. WRXX
-2,675.000
2.67542
tun 29
knts -Went
UEIS PRIME RESERVES FUND DIVIDEND
REINVESTED At 100 NAV ON 06/2918
916430L UPRXX
0.420
.042
Jun 29
P4in Wttrneot
LDS PRIME RESERVES FUND DIVIDEND
REINVESTED AT I 00 NAV ON 092918
SYMBOL 'sox
1,169
.1,16900
tun 29
Sold
IRS PRIME RESERVES FUND
SYMBOL. VPRXX
-1,500.000
I $00 00
Total
9417542
41,16942
End of statement for aCCOLVII nurnbe
Page 6 of
SDNY_GM_00324998
EFTA_00 197773
EFTA01307039
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red by lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen re conforn av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr totoplatt or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard accart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ IOlhal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to regulr non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fut) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
«tosis «UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
Nedi. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the blotes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&sura koan-non' bön,
Ltur. at realest benet in te bit apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel <(alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (onralll CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho 9FC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke
*arid On> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet 5ed panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pbaso neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
Priandly nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNYGM_00324999
EFTA_00 197774
EFTA01307040
Important information about your state urnt ((Orttletutd)
Lender) Mformation
detailed infamaton en the Fen's lendro indices
and decl0ans, rele. t0 1101.• Clene Bar c•-ishp
Ageaven a Locate &Tremors and the Genital
lene ard Corontne LES Batmen, «Credo Prances
~ledk oAranentt and Chxkoves at
Yew ~el
You galement medtet usurers and other assets held
n the acard ei the end of the statement prod You
may rA lor de1wry of full/ pad searaesserry Erne
You ~et wane ~net used es loa osteral alver
wyng an/ balance Are at them Ary tonnes
~reed to ter ern dreg the steamed pamd are
laid a, market value as of the end of the statmum
penal
• Can Leme It damming the eon bast of tee
~lee included n M cerement *hen M[Ø
wit the narter '1. ' LES matul Senses hareledd
on edommeren cbtaned bong soutes oter thin LOS
;anal Sens" emludng nkonflean Iran anode<
lama eke you mar have fronded to yea manual
Mawr. The fern donna ndeperdwitly ven ly
Teflon the eatery« vaiday of ry ertamaton
~city
taren otha than LIBS fNNW Se~cee
addict although LIM f rumor, Semen genera
~es or
n
retorreCe the hen
dots 4.31 crow* any entrances that the usntalCia
untie '<Oil heart' and 'Uneaked
re
antre as ol tre date ca the Bremen. As aBh.
please do not tel on Pk riormatonlo make
primer .a sale tater,,
purposes a
~meAccounts Oa-dared tote Inn may
rats garhass Hamtatar only for te prod of
une they re WI at ref"
More heloncal
ntanmattn can be added by loa feart
Adesog
•
tallte Tainalleme 11~ data is addable.
eg
arercedgismiknws
cakulabadece
rdindar wary blt Dunned*n dB a foe
nitheikart her
a ill« net MI letleCirentaft"
&Writ entecr security reoreinzaeirs neat
Dividend awl other tennis:~ lots
spune
Pada. kV are ea/hop-tried to dattas
~stadia, The 'err:edge' warm laments Ow
creanal transmute trade dale
• Cable meeurities Bonds ard sited stock Mat
lan 1152~ <Ilk for way 'Stetson wa be setwted
~ally by lot tram rang ad .4O.8a,“ a IN«
Muir held n Our Men/ or ',none.» name fa at
dings Cal brae metalem is cbtankl Item tad
panes and 41 xorayn n01 arrette pan can
leases rnye tel sheet cculd deal yield, complete
rikemagonvol be worded a:own-quest
• Ceturcatea of &posh (0)s). Cos as MK 'tared
apto 1250,000 n appal and roved man pa
depose« and per deposecey ~Mon re accacbme
wet, POI< min
• teamed hKadyleyed la wales and other
acdrls fli>, be hver of knot that the pane du(
you would actualB wane n the ~km fern re
<blared from wean Led Partranes which nr
brew to be reliable but no do not guaramte Wl
aftleafy
- We genral1/4 ur the chsng Peke when sealable or
the ~gal the had and r.4. Mien lee ailed
~in
and options a only tod ancestor OTC
waxers.
- Len anneal traded work« met be priced legg a
valuation midel a term, recent ace we
obtained and nay ta reflect an ackel mates pa*
a edle
C.rlinPosA~ may >Pp«. rudi a due and
will Saw in 'vice wee not ad:~
Pew are
enable to obtain sante for a nosier
- Deposes a rates~in~
it <wares
ate than US tars re reelected st the eechanae
rate as ei the slaloming date
- R« ratan watts vades nrretaxtrering
denceinanan, Drn rd ~ay (lace value> may
haw been /Bushed to faeltate atom valuator.
To <tern <aunt quotations, hem malt*. amid
Year m anual Adana
• Private investments and strut:0~ preadult.
?mate 'enrolment secants (extelny deed
Genitor at aeon ard real tore armareal trust
save« ard stnxbrederodacts re 'merely leghlr
dØ. Certanctruccumdproclocis hew no been
registered nth the SeaSe OS and Cargo
Conmetbna ~Sr ry axe eacaihm tam We
aonde esteemed vakes fa angle nitert
warm ard ~red
pcokrns la rdarnatenal
NeDOM orry A«uracy trot guaranteed
- These wart trey dale silotentially Iron pates 4
any, at »id) active. ~anent seesityce
structured product nter be barite a load and do
riot nettvy
minx« the van worm/waist
tarn Save:Wren.
- Thea party ennur<N vat,' roar a ~an
date rot are suppaid so Lin matul Senses on a
enter bast by an weeper-dam vattion tern
-
general wow a sponsor mints., wham
a ary, rev-coved to fiefern rotne stuer.
g narl Prow a seOnior and may be fakutated
basedal dalsent nIcan• mn If cm Thal used by
lewd panes to Arne Per egmered waits
- You can obtain adStaul ramvtat repo:leg
•
me hodology wed to doccm•ne 'needy«. of
rare and the dale ot re Montananthat t the
basis Sr then:matt by <anon; sea f varta
Urea
- lhed party strafed yam maybe reflected at
priced' in soma, muttons' seen at
edependert vela on Inn hn ret supobed a o
unable to wean a vale, when we become ne
that &material nett has mutedshe me call a
breed* wowed vale nd questeon, «sann a
value woad be tag* SpiCulatn• chi to the nila»
ol the >aunty
Yawnnet« an maw, general preset or awns«
nunaled wt me a thedparty nefteete vats
sodded. the eat* a ihe *oat , wilt. 4~ 444
Ø
es pudvse pm*
-'Dent« an to date may «lode ruram of
capital, exam or bath
-'Øen
unit see reptexnb the and dinghy
pee pee gra and may mg relied your can base.
▪ Ott and armed KW laurelss se rot Weeded •
~awl onset waharige and are gotraW
Awed and even d they can be sold the ace
.
ertoed may be ins than ta pea shore **mated
aue crowded it the attars statement
• fterfriaed seorities Restnctodscarihn general/
re ma orrasty teglate la pub k sit UBS Entry MI
Sereret uteri the matte price ol IM umagneed Oak
el re tale seta a an owed Wiwi* the
tesirced god for purport of rho Stetertierst only To
the mere that rest <led wafers are elobk kr sae
tee yak-neared maybe sit/stank* less thane,*
elTeAed valve roan
• Eel. Eeet.~ insane. owner* yield. and rate.
An eginneol •-nrd «art is based on current
&and and intend rain awn.) the warms wit
be held la one yea kont statement dale ce trill
many its num.e mi en‘r a gale" agony
and contrurd want ana not guaranteed
- Estimated
truar*
name tid current yield la
<elan ewes d stashes could include velar. ol
ambit a capital gene n watch caw the vel
n
lend WW1 yel0) world be astedattd
- &Mend nod imam Indoared yield and the
actual recent and nield
be beer a Were
than the Wended snares
- An manna ol rnsaf red income klandend ander-
rmend)deded ty
<sent ~et
vase raw at? balm* it brad on Me Lan dindand
as ~at want made by
tie
tsar and
assume.
wastreV~ts ml be hid fa~
yea ran
stal~t die or untilmalady.
Accary
(renuei yield re not streatleed
• Asseta net held by UK Financial Saviors Chan
assets rer not held by the f em ard wt warm the
hire's possess:an« coned These assets re
dcpbyed on yew gatemen for attempts:ma
papaws key. Bacons and 4a-on pr senaoci ant
provided by Me Mon) tern UBS Tetapere. Want
not regattae leies edennatat red does not
guarantee its >mew/. Ihne assets an rol pmteeted
by SIC
SPCA the Peens laOplentental SPC covera)!
. Revenue sharing and addkionel comPnetion
- In raion to correnitions a sales and 12b.1 fees
mend n canal on with the dental on Of ~LW
finds lone clients we ~fa as Jliiiffit receive
reVerla 1.1,•, g1 payntrtis Iran CliSeritislcn ender
adneen of the ma ual Leek Maine all These
amoral are based on two deferent(1Ø1 Cl
Me gran a saks by LES a s pantela MAUI
fund latry l* our cli4nt4. and Ga the anot rated a
pilraa m1/11•Blkad lame/10'0m held al Br
fem
- We ordosal lire also rect... mewed:No and
ants pransma
n gander«. la kinder
aanaeenent sauces tut se soma to the august lards
lees grata/1y re pad from riscitcre annan
the ~sal hand ant a a her ddollar mmete bawd
at Me rover ol riefOutel
N. bitliefirleller
h011ny ~WI liseh
that he'd limey
- In addai:n to commits:am mated it ornhlion
*Oh the sat re arbution of entry «germ's ard
att enrolment Irv* ;rib toot. clans, we ardor
Welt* racer run.* neuters (eentenseSer
hanny of the mane <empiric. ~song
tee send, «mutt althatee of the mama
sanloamat or egoroae of the uto imam« watt
we ate*
- ~ice* to atenertastans rsavad from the
parches. am, sale of theitShirm labs, we ada
al sat iecti.e an and-bawd revene Own)
parent Iran eardShres &flukes. as well as
ard'9la las, olds. development. term) and
~on
- Our efflux., alsoreceive trade) ~waken rid
weer amp...may:4 from ~bail, f erde and owners*
<omens MP,* proallli we darktd•
- Yee wane an ~calla* from SS Bra LISA ad
LES AG Start~ &rend se te 125 pa xcarn
sweetang to the banks aide the LOBS Ban/ Smal
horn
Attivity
kformation regadn; <animism:et and echo chars
neared it correction MN W en.o.ecn of trades,
inducing co0a, trinsaban has been included on
anternebore previcOrfurriched to you, and ell be
Fronded to r", vino/ en 'nag
Shen 'fling
,tv reengaged n short afro a wanly. you may
not a dwge ON to «elan tarrown)Costs la that
NYI-KvIr wort,
Open orders
11.9 0,1ing open a 'Toed
sateen. date
rue
sate ma evadedbythe stamen. date, open buy and
sel new ceders re reduce:Iby Me amour' of chickeds
or riTms on an et dnidetis cr n.r9mtt dale unless
emlnAti4I ~se
by you You We reipambe
adm al a ire ~mad da tops false to cancel
~song <Ben ceders
To
Too:plane <0W Of OS (VW< (lent Petry Na ce.
Ideate called yea intendMusa et
os wettest
31 rem n, mwd v ånt
- Les enereial Scenery is not a hark The ft
Lune»
Sent*. Account BSA and a
beck« age
af owls vANKII Fonda nays to baring savors and
geodettIhrorparanarneres wintered bentt
and marthrckeorty benlur
peonies access to
',stance and amtry pod" issued ty rraplaed
~dourly te ante «moaners lercoBtrourame
army Ntodunes of
f en
mity
ttd Sarkes
- Segment, neorace.ard nt prod"
- NM IDK eased • No bra game-are May lose value
- SMA anon Meragent Accost Burnett
kneel Meant BSA, PAU and Mends:ma Amine
Maria men ~Are are mytered we". maten
LIbt Financial Services ert.
- VISA it •figICWai »Sava owned by lia
bwnscrS brace Assts.:as and used rada
lame The WS Visa crede cards ard the LES Vita
debt catch
need by Ltd Bent. USA well
per/ninon born Visa USA.
orpaaled Alan
tradonats, reg mend tra:krnrks. same mares ard
nordfredante midi re of WK net:earn
companies
UM Ensnare Sena. Mt
Rev 201711
SDNY_GM_00325000
EFTA_00 197775
EFTA01307041
UBS
WETS Financial Seneces tic
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
CNP7c0s6936640518 x4 vi 0
H
Resource Management Account
May 2018
Friendly account name: Ind CasIvSaving
Account number.
Your Maancial Advisor.
SCOTT STACKMANINLECASRIEL
Phone
Questions about your statement?
Call your Financial Advisor or the
Value of your account
-
RMA Resourceline at 800-onak 1000,
a«ount 029023575
on Acta 30 (1)
on May 3! (1)
Your assets
774,600 36
756,704 04
Msit our website:
www. ybscorrifnanoalsennces
Your liabilities
0.00
000
Value of your account
$774400.36
$756.704.04
Items for your attention
. Our office at 299 Park Ave, 25th floor
will be moving to the 26th floor on May
16th Our Branch phone number:and
your account numbers will remain the
same
Tracking the value of your account
Thousands
a IA4.7
A2069
`a
6
Tla6
7%7
Dec 2014
Dee i015
Dee kid
Dee kid
Apr 70t8
May 2018
Member SIPC
Sources of your account growth
during 2015
Value of put t cctunt
atyoz end 2017
Net deposits and
wt.:Ira/vats
Your imestwent return:
Dividend and
interest income
Change in
market value
Value of your amount
on May 31. 201$
1817374 86
465.02668
45.15586
5000
MAMA*
Page 1 of 6
SDNY_GM00325001
EFIA_00 97776
EFTA01307042
UBS
Resource Management Account
May 20t8
Your account balance sheet
Summary of your assets
v.-Aeon
May31
Percentage of
your acatint
A
Cash and money balances
000
0.00%
Your current asset allocation
B
Cash alternatives
756,704 04
100.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
F
Commodities
0.03
0.00%
000
000%
Total assets
$756,704.04
100.00%
a
Account name:
GMSLAME MAXWELL
Friendly account name*
ng
Account number
Value of your account
8756,704.04
Eye on the markets
Your Finamlal Advisor:
SCOTT T
K
Y
A
I
kidex
Penteritage change
May 2018
'nal to claw
S&P 500
2.41%
2.02%
Russell 3000
2.82%
2.55%
MSC I - Europe, Australia & Far East
-2.11%
-1.19%
Barclays Capital V.S. Aggregate Bond Index
Interest rates on May 31, 2018
3-month Treasury bills: 1 91%
One-month LIBOR: 2.00%
0.71%
-1.50%
Pogo 2 64 6
SDNY_GM_00325002
EFTA_00197777
EFTA01307043
*UBS
Resource Management Account
May 2018
Account name:
GHSLAINE MAXWELL
Friendly account name-Ind CashtSawng
Account number.
Change in the value of your account
Cash activity summary
May 2018 131
Year to date (S)
Opening account value
$774,600.36
$817,574.86
Withdrawals and fees,
nording investments transferred
out
•19,049.45
-66,026.68
Dividend and interest income
1,153 13
5,155 86
dosing account value
$756,704.04
6756,704.04
Dividend and interest income earned
ro, PU COWS a tros flaement. laablny Cf Pretest aril Ondend income rim been *penned ftcm a US
tar uporeng eespeclive Based ,eon the redana Of the afaint WOO. ectount hce. or mom hoe,
'Cale interest anda el...andpayments may col be Want lo Unted Slam (US) ate, Puerto Rico (PR)
income tarn The client moniNy statement is rd Intended to be used end cannot be relied IØØ lac
NIPZes C tenet shouba *net to the 4841 Kable tra rePahng tomt they receive Flom UBS <Malay. sun as
the Forms 1099 at the Farm 480, fee tar rebating imamate* n is the przote or uBS to fie the
applicable la, rep0lind toms with the US 'Nana Rtrenue Service ard PR Tteaury department and In
such lame acosately clasPfy dvidenctandcr interest aster emery ot laced. income Pleat consul yew
inchalual tat preparm
May 2018(31
Year to data (1)
Taxable dividends
1,15313
5.155 86
Total current year
51,153.13
15,15526
Total dividend & interest
$1,153.13
$5,155.86
Veer fieaecial Advisor:
SCOTT STACK ~LYLE CASRIEL
See Arrourd aany toa month Ice detah &Yancey in your Sweep Op= re ,ndudtd in the cower° and
cluing barro yf ste FOK 'mummy ;plan tocap:Km at ues Sri USA and al banks pal ripalIng in the
UBS fqC Wore" Deposit keg
o. h does not Dory to deposes al UBS A4, Ramrods &etch a bap
ckpositsplacedthrotigh the UBS Internattina 0eØ ...anent prOVall. SWC protectet applies 10 money
nyhet :weep fender:kings bri not roans deporiu. Bee oportant totIormabon about your aatementcn the
NO pØa tros document fot deals
May 2018 (1)
Year to dale (I)
Opening balances
Additions
Dividend and interest nome
$0.00
1,153 13
60.00
5,155 86
proceeds from nvesinient transattions
19,049.45
66,026 68
Total additions
Subtractc,ns
Other funds debited
$20,202.58
-19,049.45
371,182.54
-66,O266a
Funds withdrawn for investments
bought
-1,153.13
-5,155.86
Total subtractions
-520,202.58
-371,182.54
dosing balances
50.00
$0.00
Your investment objectives:
You hove r kntified the following investment *Wives for this account. If you have questions
about these obrectnes. disagree with them, or we, to change them. please contact your
financial Achrisot or Branch Manager. You On find a full desctiption of rite afternaove
investment ottectives in Important taomiation about your statement at the end of this
document
Year ratan objective:
Current income & capru I appreciation
Your risk profile:
Primary • Modetate
Investment eligibility consideration None selected
One 3 of 6
SDNY_GM_00325003
EFTA_00197778
EFTA01307044
*UBS Resource Management Account
May 2018
Your account instructions
• lout account cost base default closing method is AFO, hot In, rest Out.
Aaount name:
GHSLAINE MAXWELL
Mond& account name: Ind CaslY Saving
Account number:
Your Pi monde! Advisor:
SCOTT STACK MANLYLE CASPIEL
Pogo 4 of 6
SDNY_GM_00325004
EFTA_00 197779
EFTA01307045
Resource Management Account
UPS
Your assets
Amount name:
GHISLAINE MAXWELL
Friendly account name' Ind CanISrang
Account number.
Sone once,. WKOTC andcurrenl valuta thtmen may te approrimale As a ressie gams and tosses mai not
te oculeely reflected See reporter., Aformetem Hootnowneterneitt a the end ol ths clowned for
more pnIcanarion
Your Financial Advisor:
SCOTT STACK MANLYLE CASRIEL
Cash alternatives
Money market funds
Matey ma let runt Sr emitter 'inured no guallineedto Int !OHM (*paid lintsirKe CaspOtaliOn or any Other gaaerarrynt age My IngitutiOnd pare and MilllutOlial Turkeys funds must flea I heti net ass ea ues MAW
per Mak mow neakst I/ I Mend a pm kg. SI COOG Gooreerem and road money made funds ma comenut totransact a a stable SI 03 net mei value Althoupo money Market Sundt Seek 10 rotten* the rimed )our
investrikni a i I.00 per share, ors posobk to lose money by mecum in toes tunic
TOW zonate led d the lotal ct al *merged dugongs Nacos rice inclucle any cz.h chromes it ic rota to
et for the purposes et Ceermreng halcIng prods or cog bast The sham you rennet eon tyre you
omen dvdends become a smarate to Ise
Co:, Disc is the total purchase con of the seat*, miming rearrested dyckmt The cost bast: may
need to be ad tided fat return d cep td Paired% in on:b, to detenrale the adlulkd eon Mot for to
Arab NI Pawn
Cunha* Dino
Norte
Awoke Otte
Chem
Peking
d shoes
Der shoe (I)
itorestMent (S)
UBS PRIME RESERVES
FUND
FN St1,6,l1r•ment yyrl
80%
Your total assets
thweared (tar) gam or be It Inc deference tolsveen the citron, %duo and the cost bags amdwouli
gene:Sly be your ?ma gam or Ion II the stony vas sad on trot doe. The unit4incl nag) ganorlat may
needq be alliSted for return of Gold parentsIn wrier to dete vane use rented gar or kos lot to
reporting purposes
fraregment fever) is the (went value minus ite arroyo you incested I does rot Include shares tall are not
refleaeg on your stememera, inclmd no shares lfal haul been lealled 05 ea her a gam or a lag. 1810 des
not Ind erle cash ChidenCh lhat were net relmetlecl
756,704.040
•••This int:motion was rnatoIable•••
Inoue on May 31 (S)
Cat
POCe Per Shaft
labi (I)
on May 3I (I)
WAN on
UnrCaritrl
InvegMent HCIC/Ita
May 31(5)
On Orb% (S)
return CS)
penal
1 0000
756,704.04
PoceMaged
Cost
your xotut
bra:01
Estimated
unreaind
anrua 'arry (SI
gams Iona)
Cash alternatives
Total
$756,704.00
100.00%
$13,621.00
mining cost Was infarnfidal.
• Money market funds
736,704.04
100.00%
13,621.00
Page 5 of 6
SDNY_GM_00325005
EFTA_OOI 97780
EFTA01307046
UBS
Resource Management Account
May 2018
Account activity this month
Account name:
GHSLAINE MAXWELL
Friendly account name, Ind CastiSanng
Account number.
Your Pinandai Advisor:
SCOTT STACKMAPILYLE CAMEL
We
At-Thiry
OeSCOptrOn
AtnOunt (5)
Dividend and i flutist income
Twos* dividends
May 31
Dvidend
UPS PRIME RESERVES FUND
1,15313
SYMBOL UPRXX
Total taxable dividends
$1.153.13
Total dividend and interest income
$1.153.13
Other fends debited
Der
A: AA!,
:An; tplw n
Am3unl (i)
Nay I
Transfer
TO
8,70245
-
May 3
Transfer
TO
-10,00000
Mvy IS
Withdrawal
FEDERAL FUNDS COMTUMEWARY FED FUND WIRE TO Insurance Office of
.347.00
Central AT FIFTH THIRD BANK
Total other funds debited
419.049.45
hwesbnent transactions
lot mat infcrinaion atom Ito pncri whir Moron for wrote secu ones. see omparunt informaron about
)00(StAremenq S he PAO Or NS elownent
oat
eativity
Deicipbon
Ouaniity
vase (1)
PAC, 0/
Pioceeds Iron
Inveltnnt
Hendren% (0
Alga
AillwiriAril Icr
icTweilmAOIS Mold (5)
Arrived
InItr&A (S)
May 1
Sold
IRS PRIME RESERVES FUND
SYMBOL UPRXX
-0.450
May I
Sold
LeS PRIME RESERVES FUND
5Th4301: UPRXX
-8,702.000
8.702 45
Maya
Sold
OBS PRIME RESERVES FUND
S0\4306 LPFUCK
.10P30.000
10,000 00
May 15
Sere,
(RS PRIME RESERVES FUND
SYMBOL VIEUX
.347.000
34700
May 31
Reinvestment
UPS PRIME RESERVES FUND DIVIDEND
REINVESTED AT I.00 NAV ON 0931118
SYMBOL: UPRXX
0.130
.0 I3
May 31
Reinvestment
(RS PRIME RESERVES FUND DIVIDEND
REINVESTED AT 100 NAV ON 05/3 618
SYM301. IJPRXX
1,153.000
.1,153.00
Total
$19.049.45
-$1,153.13
End of statement for account number
Page 6 of 6
SDNY_GM_00325006
EFTA_00I97781
EFTA01307047
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
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and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
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erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
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attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
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&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
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reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
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'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
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the Frun togrher wih teman il dat^ has roa
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~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
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'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
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eho WC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
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rean ol route: rnumnwc, noa« branr:my or
ab:mcal
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the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
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chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
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or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
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the namnet ~den ad nek pnrie ro cptale to
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599 tant dunge in ps farcol sruXoncr
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(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
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• Varas of nnosocou~
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lob le et
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rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00325007
EFTA _00197782
EFTA01307048
Important information about your statement (COntalutd)
Lande, Mleavration
ftl dttabd idamaten ar the Frm's Itednoreadkes
W dodo," refor to vair China ardatonshp
Aanmat ce Account Aanmat and the Graal
lem. ard Con:Stem U3S St aterrent d Credt Praam
mathk mAreements andOr kans at
Fnv. , nnergarentritan~
rav sets
Vno geleenyni rioenins inspeel and «Re "els held
n tbr acocknad the ind of 'ho iLnemenl pen«, YOJ
Rui int for de5.ayd altry pad partes x re time
You nvy went ~net rad as lor taaitaai tin
wyng any bant* da en Mom Ani Waant
tram/red to ?afren cla-ng th, fl emen" paves are
'acid at roem value x of the end oe :he name'
prol
• Con bak h dammen 'beton barn ofte
wint« induPd n Pin game& ~ne rmlicatd
wals IN ~daar 'I " 1.65 ormel Sems hanled
Fe nfonnahancbta.ned front ~Ces OM 'han UBS
Francis'Sem" Mudno normabt keen anode<
lam or due you moe havep
to yca laad
~ton the Fan don not ndepandintly velly ce
gerief th* Karacycr vainity
of
arte Naamton
raad ty ~ces
ethertij UBSfninwl 5~44
addlen athough LOS rat d SIM*, generale
madam Om rit:truien as n stored th* tm
don rot [rond any merries tin the nlarnalm
unlier 'Cal bas* afd
gailloss*
accurate 31 ol tedateoe
suternere As axt;
taxa do not letem tin raamman» malie
Pathos..ce sale drom, kelp pilzen a
~eAccounts botert tone fim ente
MM gram Memmen only fa tewedce
ihey se had at te fa More helorecal
tdonnatm <nt. adledby yout ~dat Adie'',
• Unnatillnd panddate Men data is ~ark.
*genood tnearadouniketn
cakulabrdke
eidyebat starry Ms Tetra-erts. datala
▪
1:45 mol of na/ notMild ~lno im
chnoes ander
rily reorginzaelresenb.
Oinknd and odia renen:treem Ion ad systematc
Poeha* km are ~h ~U'S to cliates re
serspcl lol IN 'h
date column present
agruf irrianm bade date
• Cabble omelite. Badeard grand stock nat
U
ails lor oraifecharvemon wil ba wfreed
trial" by lol ran
al terantres d Maa
▪
held n Out rum or n norm» nauw fce ar
dras Cal Is ilk/o Mensa, n cbtaad kom Bed
Partes and as acctracy n nol cartenteed Olhe cal
karet mag e.ifi whidicold affect
Ølene
Memiteetied be cecreded toon request
• CruiTscatas of ~ok (0)8 Ces re RK moed
'a
to 5250,000 n papa, and revel etaet
Poost« and per deaction ~sten n xcorebnce
wet. OOK ras
• Raabe Prots clisbeysid la mate, rel aha
proalmisse may be NO« or timer th*, the pnce nat
ycv would Etui* meeat. te man Weefare
tbianed luxe varroin Owd party satsmak
bew.. to be 'A.W.. bi st do not guarewe ther
accoracy
- We ~Or usete <bang Prke villen
ba
die teer ol the bd and rk rites lor ined
~dies and oplier(, or ondt cd p.u., fa OTC
~tin
- Lex windt traded scones maf be pond usrg a
vraten ~dal a tearen moeit pree wit
obtaned and me not (erwt al nat ~to pm
0e val»
CananCosdat ma>, ~er neb:44pm and
ma showas va n.% not ragt." balen
Leidt* to obtsin a prise for a xonly
- CoPOInf a »wees dtecninated sintaits
aha dun US *dan ca MMS at the exchange
mate as d the stam« date
-
teelgo mimes vadeg firmant «mag
denonnnatent pm ani array (late abt> may
huw hem »ured to fraaie racer vaktalen.
To taan <urmt quota/ms, *dun avalist*. contact
Pim 'eland AØ
• Private instraalt' and structirodpredutb.
rome ~ment tranes (nclodng deert
pnµu s's pogrom end nol emoe aanrent mto
mate) and soixtuedfrocixts ace prmaly twatdc
aard Conan cauCtued gedaas ham nat been
reartread wth Ilg Sean*: and Edhargo
Granaten ce inden re mto ~os
laar We
ronde estenamd vaas fee ware ~man
routen and ~tred palunt la rematens
pØ
ort5. A«teacy n nol amtantied
- These vals" me/ dele stkotent^ Iran aces.
any, at weid, a priem ~ment seosay ce
struitured~ nuf be Øft a leid and do
rot ..navy mem.« the raat yarnwe recent
mal Sous:Later.
- nied party onnut« ca vatas and
a tartan
date rd ars suppied so tin 'circa' Sames on a
regeer bast by an nelnoendort valanon tem
- mug, gaalpanne, ce sponsor eenadel neb"
are me stooted to Pre Fim..the truer.
omwal Palm a peau ard orsay be cakulatrel
fond al "art
nkennation kon Put veld by
ned partes to den.* ter e1Ø
nikel
- Vou can obtan acbtaisintamatontegardna
te inelsOPCJOgy Lood to Oxinonotiso nataal ce
vake nl tij dale of te reennater dit a the
basis ace the ~moe by tomerg >ot/ f and
Atleter
- %Ed party astma-0 yam mate be arkran
'bb' rad' il linaal miniem ween
tapend.« va«. hm hus not supoled
e
truble to nap asma. ~we twone mee
pre a ~eist e d has portod fut mytel
preeasy repated vaLe mo cpestxn. c< »hen a
ral.* naad to hohk spaculatn• da to the nature
of Me money
Min not« an OR" groei partner or spar
enmaleri vak» ra a thediparty eitenated vals n
Provad. !he vake of thé *Cis PI welt. delen«
front ts pachtte pm*
- 'Dekt« ms todm' nvv «Oude reken of
capaal, ixcenea bath
- 'Oriunal ure fee ~nat
te end *Menno
Pee per vs/ and ~lid 'wadi yax tost base
▪
ane
praled
rein n rog kleden a
natorial mimes exedrige and are paraaf
ilkkai rieten l tete ar be solt the pm
n
«ened nat ba lest nal ne pee *Ure erbibátOcl
alat reCoded n the masse statement
• Ren:~ nawitBeraad "Mes genaak
re nat asemt' *balata pk k sale. UBS Aannaai
Sames usa; the ~km poco d IN inwreef aak
ot Ine talg ~Man enputad wat* IC< Ilse
Inband slOdi fat puipoats of the Statenent or* To
Me mem Out rentoted loos dies are drab'. kr sak
te val* Nareed (late he stbsiantiody
d•inthe
nadel vare shown
• ES (mtiewelta uiten.. «molt OS. and Ma
An esimne of snaai emnr is badmeunen,
dodend3nd nam, ratn, aasrag lno wurm< wil
be hedla or* no hom Panne date or 'anti
mam1s. animale n onV walm money
ral cortruedircent are not guarantead
- Faiisated
Mensa and cedent teakla
<na tape of secteties nalle
indli
eraan of
prikpil ce (tilal gans in war
case thees!
aan? (ratintel yel0)wcarld be C.<01.20.
— am
mel arnni norse
kalere
aniraren
and te
actual imane and neld nixfra be
dece Arre(
thanthe estentedrsants
- An astma'. of rmakod
maten
nae
and
inwon) daad ty
*sant
vasineata banco baad en thé kan decland
ce naast
po
madebid-. man and
assunn "he ~Win/Maas,. nal De bed bi OIC
ne
Van id er im[
lie
doe or untImatnty.
Acciacy ini
ti
veld se not ~sneed
• Mats not hield by U'S tnancal Strekt& Coma ,
rats ve not heb byte ne and is31 *abn the
f mí s possessir a <atol Tlwse mets re
dispbpd on yos statsnot for Sormatonai
paan aly. Posicon and vaal peanoad ra
proncladby lij titan han UBS Fellatie Same iS
OOI (*Spaak fa th. Mammon and does not
~ante* di rotary Wiese asiels ant
prected
by SPC ce Me Fans itXplemental 5PC cover.?
• dienwasem *haring and sidkienal arrininiation
- n adition to perriniiskois cn sales rd 12b1 feer
mened nconnalp wek te ~baton of ~hal
had, lont (bents we ad« ra MUM 'rein
reven» rang pairnents han cactribldOn indoe
adoreer tro trawl firds rat we all lhno
mam re bas*d en ten Maart ~mans
(a
te amant of sas by URS d a náliKblå• MAM
Ras, frase lo OOI dans. and Ga the anti valsod a
Pertma‘r "MMS kind faersYS tom held al te
fem
- We eidar alf hate aa reueve maart:n ard
Øs
pressant ets n (*marron fa Parder
arms nal ~ronde to the m.OM hards
Bwq lees genualy re pad trom nestor raas n
te mxual hand afd ai a Ined dollar meten bard
on ma ruft« es aCCOunit et Ni bickeibrkiier
MIN nuur tva of Ina lind lonkt
• In addti:n to<ommlsiasrec,ied erenhIion
wiel the salt ce darbuton of "way «mats and
tne moireert hol ;rib torn do,. we aar
ca ritste recerut '<WVC *oma (apentrees
fem mint d the mamacompres ~wang
te nut, conYacts, "hoes d th* Ma",
C"PanOK Or CIZO~ of CO itu invonmint lijnt
dignbuto
ei h ackIlen to anno...soos rixasoi trom the
pallia* and sa of Winnares kak, we arda Cse
gleuf* insein. os ante-baset' revense ~aa
~eet Iran hardShres dn'tvicn. es wel as
ftedn? for lednobw de...korrelt tranen and
~ron
- Our alf bases aso trein. trang commtsions vid
aar compareren Iran matur !trek and Marc*
«maat ~se raden we dalriarde
- We recent n ~allee !men UBS Brie USA rel
UBS AG StarrICed Penh fe se to 125 per >i<C0snl
Isiesong So ikebana,. inde th+ 'S'S Bant 5eams
/mant
Ølly
nformation regadig commissons and ether shags
nareden ccenection Mn te e6(uon01 vod"
incknIng oali:ntransxbanfl‘n been •xlvded on
cartirmabom prevetnicfumched to you. ad wil N
Prondel to ycv arlianas onngmn
Short zelling
I >cv re .mgaraarl n short sering a wittly. voorn,/
nut a &wo* &e to «dan borrown)Costs tor th«
polnalte stookt
Open orden
Énisandeng open a • gscd tesanteled* aders tm
vim rol emiaed
the Ornen date, open buy and
set slco aders re redmdby te smul of chrderds
or ars on na.d.Øa
*nerts date uraan
nsInand ~oei. boy"; YOu are rereznsb»
cedel Mat n ~Mei da to jaar lakte to ome
"tong ziten ceders
Privaeg
To obtan a .(01, OQCO wrat Oen' Irma:, Mooie*.
PICRIOCCieteel ra [flanel Adma en vee as write
ron, etnnis~icnibiy
- tin rnamial Sames is rol a brk
MAA. karen
Sonas Accoum BSA and latte are barn.
Mossel and, wende aanris to bal, no aam ad
pcdarts itecrar "namen wre. 'Mixed bint%
sta or« nidparty bant 5, and pronies aast
hunne and annunycoadsts itivadty
tedparty nuance ampanin ~In "vuilte
party stbadsárin of tBS Chartaal Senkes tm.
- twesnnwit enisaxe, nlrnuypØa
- Nol ICK i-cued • Ho bare siturrtee May loftsas
- (MA textrce BAirucprrom Account kante
Senicn Morse BS& nIA and nternatonaf Rem",
Manspement Ai:ORn! are 'toastend leemte marks d
LES tromp,' Smeet he
- vrA K a niksend Rackeruit <mud by Va
tornt ond Sawa knauw. ard raad knix
Icnte toLBSYRa«edecrdsrdtheLBSVita
Ø
ards are essuad by UBS Bant. USA web
pennissir kom Yea USA ex orpaated Al ether
Pad:mats, natured trarnarks. savfe mots ard
raggend samenaks are of ton respedne
Companees
Ut5 Fita~ Snit». int
Far 291711
SDNY_GM_00325008
EFTA_00 197783
EFTA01307049
SUBS
007605697861 0418 Yr 0
Account name: GHI5LAINE MAXWELL
n
i
GHISLAINE MAXWELL
Friendly account name: ind CashiSaving
Account number
Your IS nenciel Advisor:
SCOTT STACKMANLYIICASRIEL
Phone
Questions about your
statMMnC?
Call sow Financial Advisor or the
Value of your account
RMA ReSouKeUne at 800-FMO4 COO,
account 029023575
on March 29 (SI
on April 30 al
Your assets
785,975 73
774,600 36
Ifisitoor webs/te:
Your liabilities
0.00
O00
WWW Uncorri Iruncialsarvices
Value of your account
$785,975.73
$774,600.36
Items for your attention
. Help protect yourself horn haul and
review bank, credit card, and brokerage
statements regularly. Also. get your free
credit report actually from
Sources of your account growth
wwwannuakreditreportccen
Tracking the value of your account
during 2018
Vase of your acount
UBS Financial Senkes M.
Prfvate Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002
Resource Management Account
April 2018
Thousands
alsoz end 2017
1817.574 86
Net deposits ad
yettchavals
-145.977 23
Your ritestwent return.
4.2049
[Wand and
interest non*
14002 73
Change in
mortal value
S000
991.4
8174
7860
774.6
Vette of you acceust
441AFK 34 201$
$77460.36
Dec 7014
Dec 20t5
Dec kid
Dec 20I 7
Ma2p18
NX 20Ift
Member SIPC
Page 1 of S
SDNY_GM_00325009
EFTA_00 197784
EFTA01307050
*UBS
Resource Management Account
April 2018
Your account balance sheet
Summary of your assets
valueon
apol30(4)
Percentage of
your accoesh
A
Cash and money balances
0.00
0.00%
Your current asset allocation
B
Cash alternatives
774,600.36
100.00%
C
Equities
GC°
0.00%
D
Fixed income
GOO
0.00%
E
Non-traditional
GOO
0.00%
F
Commodities
GOO
0.00%
G
W
0.00%
Total assets
$774,600.36
100.00%
Value of your account
4774,600.36
B
Account name:
"LA NE MAX'NELL
friendly account eametg
Account number
Eye on the markets
ndex
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital V.S. Aggregate Bond Index
Interest rates on April 30, 2018
3-month Treasury bdIs: 1 83%
One-month LIBOR. 1.91%
Your ilmoricial Advisor:
SCOTT STaCEMaNLYLE ChSPIEL
Percentage change
Apil 2018
YOar to date
0.38%
438%
0.38%
427%
2.57%
0.94%
-0.74%
-2.19%
Pogo 2 of 8
SDNY_GM_00325010
EFFA_00197785
EFTA01307051
Resource Management Account
T
April 2018
Change in the value of your account
April 2018 (SI
Year to dale (i)
Opening account value
$785,975.73
$817,574.86
Withdrawals and fees,
ncluding investments transferred
out
-13,558.53
-46,977 23
Dividend and interest nome
2,18316
4.032 73
dosing account value
$774,600.36
5774,600.36
Account name:
GhISLMIE MAXWELL
Friendly account name-Ind CastiSawng
Account numbest
Dividend and interest income earned
lot pu CORI d IDS $11.tement. Iscabley O interest ard Osidencl interne h& been otiernsnro (ran a US
ta It1C0fing benpert.! Based oson the residence of the OCCOunt WOO. CCIOUrit la,
or ptoxt type,
'area i Merest anda cincknd payments mac col be stbjed lo United Sian (US) anda Puerto Rico (PR)
income tarn The (bent monthly steamer« is rd Intended to be used eV cannel De tiled t1 fa 'Sc
wines Clefts shook, seer to the teacheeble dei rePOrling leme hey receive Sian UBS emu/Ir.Sigh as
the Forms 1099 at the Fan 4110, tor IA reporting imamate... it Il ow poohe ot uBS to tie the
am:little IS mooning Isms with the us internal evenue Sensce at PR beasury Department, asicl
such fermi sosalely clasRty dwdencts Broa interest alla, exemµ Or tamable ncornt Please cOrttll ytkii
ndmdual lac papaw
AO 2018 (SI
Year to date (I)
Taxable divid.nds
2,183 16
4,002 73
Total current year
52,183.16
$4,002.73
Total dividend & interest
52,183.16
54,002.73
Cash activity summary
tee Arrows anwiy
monthlo• data Balances en your Sweep opna! re ~tided in Me opens° and
ciccirg Dalanen rave FDIC Inturanceapplan toclap:Acts LAYS Rant USA and at balks pal tipasing In the
UBS FDIC Wore:10.90W Pregamin. It does not åC01 to ckposits al UBS AG, STaTilOASIBreACh a balk
ckpositsPLXSITWOOQh the LABS Internationa DePORI ACCOent program. SIPCpre<Ktico applies to money
nykel :weep fund hcleings DA not tank deposits. See Important uØØ
:tout your statement on the
last twopearsof thsgannen. for Betels
Your Howbeit/ Advisor:
SCOTT STACK MANLYLE CASRIEL
Opening balances
Add/riot's
Dividend and interest ncome
Proceeds from nvestment transattions
Total additions
Subtractions
Other funds debited
Funds withdrawn for investments
bought
Total subtractions
dosing balances
April 2018(f/
Year to date (1)
$0.00
50.00
2,183 16
4.0",7 73
13,558.53
- 23
$15,741.69
$50,979.96
-I3,55S53
-46,97723
-2,183.16
-4,002.73
-$15,741.69
-550,979.96
Your investment objectives:
You hove rknlified the following investment otsectives for thisaccount If you have questions
about these obiectives. disagree %nth them, or wish to change them. please contact your
Financial Advisor or Branch Manager. YOU can find a full desaiptrm of the alternative
investment objectives in Important snlomiatron about your statement at the end of this
document
50.00
50.00
Your cetera obleetive:
Current income & Capital appreciation
Your dsk profile:
Primary. ~elate
Investment eligibility consideration None st4aled
Page 3 of S
SDNY_GM_00325011
EFTA_GO 197786
EFTA01307052
SUBS
Resource Management Account
April 2018
Your account instructions
• Your account cost baits default closing method is AfO, Fest In, rest Out.
Account name:
GEKSLAISE MAXWELL
friendly account narne• Ind CaskSaving
Account number.
Your rioanclai Advisor:
SCOTT STACK M AMLYLE CASPIEL
Pogo 4 of 8
SDNY_GM_00325012
EFFA_00197787
EFTA01307053
*UBS
Resource Management Account
April 2018
Your assets
Account name:
GHSLAWE MAXWELL
Friendly account name:Ind Cash/Saving
Account number.
Some pries, rxmle and wren) raves shown may be ~note
Mau-Ult. ttans and ;Owes any nol
be «mutely reflected See import.« oformafrog about sour Sawn« a the end Athos «come« fox
mere information
Your Rwanda Advisor:
SCOTT STACK MAPILYLE CASRIEL
Cash alternatives
Money market funds
hen? mew funds se otther insured rot gostranteed by the redrua Deposit insisexe cupoLmion or an; other 9:nen7MIll aSerXY Ind/010nd pare .04 OW uhOnal munkpd ronds must Oor deli net and ',Bun NAY)
per share too» naent It I Can of a cent (eg. SI CO= Gown:~ and reial crone, made: funds van conlinut lottansat X a stable 1703 net awn value isitnouds money market funds seek to peen tn. valued your
investment al 11.00 per 'hat e. It s cosublr tobt money by inning in these luidt
ro:s1 fomented n t» tata ct ál amts.-am dudenets n don rice include any czh dodend. nis rd ate
lot for the purposes of odemming «Megla:not or cost basis Is mates you remw each ome you
reimeSt Cht0endf Decent a tosate la. ICI
bnc n the total poems/ <on of the:ens" miming tee-netted circternt The con baai: may
need to be a:tintedfor return e/ coma patn-eret in orcbc to detemmw the aditnX0 can bass for tat
nalutil Dawes
PurChalie PK«
mote
are( age once
Odin
Nacho
asroes
per that, nl
in.eStrnent (S)
UBS PRIME RESERVES
FUND
Fa;
t35.56C•r•nrt HS I 75%
Your total assets
dnmanceddar)gamor be is the att.:piano tneween the cis rem muo and the cost bags awl~
sienetily be your
gance haz if the secunty was sad on this age. The unnamed (tat) danceIca may
nteCIto be advsted for felon of (Feta parents' cricks to detemene ene realized gaf or Oss foe tat
(upends(' Cdrp3Set
I trteg Merit t«Vert is the <stem value sinus the amount sat 'netted r does not 'nook matt thy' ate rol
reflected on rout detests, inducing shares that nare teen maize(' as «he: boon a alas. it MO «es
not indude case dedends that %sere not ~nested
Cog
voce per snare
brit US
on Api 30 ID
Value on
Apr 30 ($)
774,600 360
• • •This information was Lewadable•••
10000
774,660 36
Vane on Apt 30 (5)
Percentage/
Cost
your account
that 01
I./Welke('
cyan or loss
InbeSbrent HdOnZI
return CS)
PenOÓ
Mauled
U ~Sind
arras income (S)
ganse lon14/
Casa altensabves
Total
• Finsirr; (Ott bail Jolt:maim.
• Moon market funds
774,600.36
100.00%
13,55640
5770,600.36
100.00%
$13,556.00
Page 5 of 8
SDNY_GM_00325013
EFTA_00 197788
EFTA01307054
*UBS
Resource Management Account
April 2018
Account activity this month
Account name:
GHSLAINE MAXWELL
friendly account name: Ind CastiSanng
Account number:
Your Pinaadai Advisor:
SCOTT STACKMAIILYLE CASRIEL
use
Ankle,/
Cesroption
Amount (1)
Dividend and i stunt income
Two.* dividends
Apr 2
Dvidend
U85 PRIME RESERVES FUND AS OF 032918
1,064.90
SYMBOL UPRXX
Apr 30
Esvidend
UBS PRIME RESERVES FUND
1.11826
SYMBOL UPRXX
Total taxable dividends
$2.183.16
Total dividend and interest income
$2.183.16
Di.
A( billy
Apr ?
Transfer
TO
-8,558.53
Apr 19
Transfer
TO
-5.00000
Total other funds debited
.613.558.53
Oesc opson
Amounl (I)
Other feeds debited
Investment transactions
foil
•
r te value shoein lot restmled Wu Mies. see Imp:Want nlotroaroa about
ix totem
Platta Iran
funds
inveftmeril
ntdrannfa
Accrued
DS<
•s:tiSty
De--option
Oulniey
vnue (e)
Puce (S)
tranwiced (5)
mnsesiments taxpl (S)
userea (5)
AM 2
Revnestinent
IFS PRIME RESERVES FUND OMOEND
0.900
-090
REINVESTED AT I OD NAv ON 03/2918 AS OF
032918
SYM301.., UPRXX
Apr 2
Sad
LOS PRIME RESERVES FUND
-0.530
SYMBOL: Mr<
Apr 2
Ron vestment
U8 S PRIME RESERVES FUND DIVIDEND
REINVESTED AT I.00 NAV ON 03/2918 AS OF
092918
SYN1304. VPR)0(
Apr 2
SA
IMS PRIME RESERVES RIND
8,558.000
-
8 558 53
SYMBOL: INF=
Apr 19
Sold
LOS PRIME RESERVES FUND
-5,000.000
5.00000
1,064000
• 1,064 00
SYM3OL UPRXX
Apr 30
Ran ‘esunent
LOS PRIME RESERVES FUND DIVIDEND
FEINVESTED AT I.00 NAV ON 04/3018
SYMBOL UPRX<
0.260
-026
conunued nekt Dale
Par 6 of 8
SDNY_GM_00325014
EFFA_00197789
EFTA01307055
SUB S
Resource Management Account
April 2018
Account activity this month (Continued/
Immanent transacdons (continued)
Recce.% Pan
Sum%
Investment
RePtram, Icr
ACCIWCI
pas
Acitiety
Demotion
0umitty
vtior(S)
PIO (1)
oansaciicen (I)
ifirellrrotatt 00411 (I)
mitre, (S)
Apr 30
Reinvestment
UBS PRIME RESERVES FUND DMCEND
REINVESTED AT 100 NAV ON OS 3018
SilVEIOI.. VFW(
Total
Account name:
GHSLAIIE MAXWELL
Friendly account name-Ind CasiiStrong
Account number.
Your Amanda! Advisor:
SCOTT STACKMANLYLE CASRIEL
1.118.000
.I.11/300
513,556.53
42,183.16
Page 7 of 8
SDNY_GM_00325015
EFTA_00197790
EFTA01307056
SUBS
Your notes
Pogo 9 of 8
End of statement tot accoult number
SDNY_GM_00325016
EFTA_00197791
EFTA01307057
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn laaicao.palnent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ cn ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
Mads. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to M.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho WC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «con!
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skal on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNYGM_00325017
EFTA 00197792
EFTA01307058
Important information about your statement (CORtelutd)
Late, idemeation
detailed infarnaten on the Fm's Isidro practices
and dodoes" refer to you Clare adalcachp
Aonerrat a Accani &Tremors ard the Genera
lane ard Cordkons LES Åatrnenl of Cad« Princes
evalible inAgeemeahm ancl0akries
taw Aker mareara(aaceta
Yew Sete
You sateen tansies inuntes sd other assets WI
nine ac
al the eid of the slate!~ perod You
my xl for deS•erry d tub/ paid scants s stry slet
You've, went sweet used at los collateral attar
payel any balance Ale on them Ary wont
~sod to te ern sing the Ilstersen picod se
laced at rude, value as of the endel :he stranent
penal
• Coat baii• h claims.") the son base of tro
included n Ind statement *ewe ~aid
wan the Wafer '1 '
Feat,' Searea ea relied
nformabascbta.ned front omeloter than LES
Francel Samos. Midis) nkons4in Iran another
Inn or /Es you may have fronded to yea linincel
Maw. The Fern does nos ndependstly vedrya
~antes the Ka-Leary« vandRy et fey damson
1~4 by ~cot other than UBS nit< 41 ~14
in addlon although LES rind Streat wet*
modres M rikneue esnxne renved, the fem
does na Gaon* any assaances that the niCanalcaa
We 'Coll bass* end • Urreaked (willow'
Knate as ol tare dated the summit As axh.
please ¬ sed on tin riamatfion so make
fant»a ale classes,. kirks a/ Ma a
~not
Accounts Oa-dewed tore Ins, may
relka
gt
samerem only fa te prod d
Rea they are elet* at ref"
More
hefted
l
tramway can da added by you ~el
Admot
• Ileinalelked gansikema When data is nobble,
epersrd isreSnalsianYksm
oakulabadki
edycbat wary bis Tetra-salon data foe
ndecbal 'Wsmay a may not rel
commis%
&saes inia wanly reorosszatis *was.
0infend ,lots other tenstrnere loll and systems<
[advse km se each ornbeed lob/PIN se
sassed lot Me • (rade date' totem stash the
aTnal Wreaths bade dale
• Cable motion Bo
stock
Bads ard adored
Mat
Its Huse
for try ralieramon wca be selsted
~Ling bylei Ira" anKeig at »omel d this
nsuo
n our ruse or n norm» name Ice as
dents Cal leave ~mac^ it obliged from lewd
pales and as sassy:, not warneed 0thier can
leases may eat enside could fdl«I >Wick complete
slowness yid be waded upon request
• 'arrenn. of &pail (COD. Cos ate MK nosed
ix. to 12 S0,000 n raincoat and serval Serest per
avosta
r
and per *pastry natrtatan nacctrdante
rah [DC rules.
• Incedvalus Prices ckplayed la starts and otter
~Is
maybe nyve of lower than she or« the
yCv would linuallarKtva if* ~et Praten
«shined ran van:vs lewd party scats which we
lanes to be Matte, di at do not gusset rane
accuracy
- We gratal use Ix even( akt when ~lisle or
the tieso l the dad and ad. prices tor Snell
~es
and ophcen «only 04 p.a.: la OTC
"rtes.
- Lew wisely traded seotaes myrda priced tea) a
valuators model a tie~ earl free we
Waned and may noe reflect as nal marks pent
a vats
- Cations:44am may flaw *eta& a axe rid
will tow in 'price was not fraitatik" Bwe are
whit to obtain a price fora swig.
- Deposes a sea/S*16~4W n <writes
ohs than US dais are realm-ad at the etchanoe
rate as cf the slaking& date
- f« mean was radig es risccdoming
denceinsw pia rd quart" (lace was> may
tua been adjusted to faoksae fesper valuator.
to clat ananent quotations, when nitro, toners
lata financial Ad s«
• Privet* inveetintalIS and ranloated 9r0åa
?mate 'entstment warilits (nØ
died
Pantos is vegans ad real mute awestment to
saves) and 'Mandl:rode, are general, h•:$9
dkyid. Cartan cauctred ~xis fuse not been
restwed wen the Sannes and Exchange
Conmetbn«lNer try axe acmes I»4 We
aonde °steamed vaasn fa plate "adman
»cans ar4 ~del
pcducts l« rdarnalicrial
arOoses any &wary n not ameanteed
- These yaks, miry dale sd»tintidly lion prices 4
any, a which a orient ~merit swity
atruttured product may be~
a sold and do
rat ,renvy racere te sae yea may meet
rgcts Squiltscei.
- Thea party menses a vaLe as
annan
date rd are suapaid so UBS 'nano' Sarvets on a
ends bast by an nel~en »lution tern
- mus, genwal Ness cr sponsor tossed wakes,
d ery. se "-coved tory femby the %W.
raw el Pella a puma and may b. <abiaTKI
Wade Orr. ellten• 1 PM Iran Out vied by
thrd panes to trene thee nanured waits
- You can obtain adStaul rice/nitwit/Tao:So
fb mehodolog. used todram...se the *wow of
vela niche dale of re ream,* en Oat n she
basis kr the «ornate by catkin; vas F nrcul
Admor
- mid prey sunned vas my be reflected as
'Not arced' in »anal lessors was an
ndependent valuation lessees MI suayaed a s
unable to asps a vat& when we bean* awe
that a material rent has ccoseed tat ~calla
~teased
raLie nve casstest «sen a
value woad be iNglik sm.:Satre titt to jan Ante
c4 the >aunty
Whennoel'« an knee, gonad partner et spas«
...tined bobe ix< a thedparty ennote vibe
Vandal the tabs of the waif& wflbedflarent
Inns es pala» ate
- 'DeArbut man to date null «lode ration of
capital, ixant or bath
- '0npael una site' reptesais she add Wens
rant per grit end rep, not idled >ur ads bat.
▪ DIP rid alined KITlocates se not Wed a a
naborol wanes nothons, and are genera,'
11a4 and mend they an be soli the as
recened may be less than the per two **mated
»ut crowded n the accost statement
• Rerfrided ~skin Restricted scares general/
• ra arreabr ebgbte la pia k We. 'As ~chi
Street uses Ilse mates price d the istemme sØ
of ste tane
a fa Weald Woe ler le
smutted oak for papa», of the Statene» ond TO
te entert that reylacted Jewell° me eli*Ie kr sak
te vale maned May be setelentifly ess than the
war.Aed value shown
• ES (satisswees. income. tunn Helt andante
An ennuis of and isanis bawd oncurrent
driklad and area rates, awls) the warts< wil
be held la as yea kam %admen dale or oil
-loaned11.n Mende n on‘r a Tackle& saucy
rd income ans not guaranteed
arawl name sid curse yield la
<elan Wes
a
seoatin could include ~ins ol
prexpal
wild gar, n ^Inn letttest
recant
Want Mkt) sindree OWntelltd.
- Esinaded read inane trai <
nt yield
If*
actual axone and ptld is be brier a War
thin the elan/tadslants
- An *sienna al snaked recent Bliddend ardor
'wren) dedad by the contra mata
atria. n> balance band ones Ian decked
a ~at palms made by the sear and
ssunn dw inns nrrIld~s Aril be bad kr
Aen from te stal~ date or untilmalady.
Aeons,
ortnuni ye.] re not assisted
• Mitte net held by UK Financial Services. Cats
assets re rot held by the F ne arid not with the
fne's ~ea
Cr mad These assets se
depbyed on yew naturras for Somas:ad
papaws sly Patens and vain presenied se
prondad by the Man) tar UBS insexua Stases is
not respanta. foe Ors enemata" anddoesnot
Tasanlet dels scurry Rine ants an rid pedadt0
by StaC or Mt FeeWsl~ntal SIC <overage
. Rare» sharing and addkicsal sarTnetion
- In addition to comets-assa salts sd 12b I fees
rased n conaltn nth t4 clartivton of snail
/ads fora dents en sera out atHease meet
mina. ins-Towne* Iran ~heron ardor
adiecnot te ratual fads fn ne all These
masts se based is two deferent torrynnents (a
Me sitte of sales by liBS otapanicbls sadel
fail family lo ore dents. and 6J Me asset rated a
O.l<uty ~kw' kid lainteS snes had al le
Inn
- We atria if la also fanse maor,.Iq Yd
antis pratssaq ken n coma al«. la bander
aaffiaremn sauces that tee crow.* lo de ~ail fads
Twq lees anersly re pad from ~toe ~fa n
it* maw iund and re al atd dolbr ~ate bawd
ea CM rent«
/4CO•rit ate taitatar-delitg
heeling ~ail funds of Ma lad limey
- » Seib:elto <owlets." maned es ornedion
web the sae a darbution of stagy <wads and
ad enrolment evil ads low clans, we ardor
at Slade meet max* shave( coacensiers
fan ensol the ~nix. amps« ~wane
Pe scut, <watt, affiliates of the massif
«maw.. « soomas of CO an investment situ
we ascrixta
naddlis to ornmssars rased from the
faschise ard sale of bkitSaunes labs, we anda
MM.* receive el anal-O.yd leversve ~ay
pare* Iran etishses daaiticn. as wet as
lade+) lor ledmokiw de~rent. tracing and
*deans
- Our alllivfes also receive trading ~waken and
fl ee cceeptetaton Pan Muesli !Lan and reurerc•
«spares drew products ea date*
- Wo recse an mu), kaftan LES BSc USA and
uBS AG Stamford &stria te to $25 per same
sweion( so Mt banks~ t41Ø5 Brit Swint
Rogan's.
ACtivity
kformation regadn; canninsat and ether chrgts
neared n caned on tees tht eaCUtOrk Of bad«,
inducing cola, Isnaten hashes included on
cotrnabore prtvettArfumened to you. rot ven ke
postled to par wets0/ on 'nag
Sheet selling
you ea waged n that string a wady. pa. May
not ad's)* 6» to «elan tonnes) osts fa /ha
Mala warily.
Open orders
Pelves; open or •TaceSlalcanceled* «am ihal
war sol <muted by the statement date, open buy and
ilpater, re ~edify, the snarl el detach
arga Carl er•dneldack cr ex firs date unless
imitated ~M.
tyycv YOu we rereansbli Ice
Gar; Oat Me teaUled de to~ false to cancel
~ono Coen Wen
Privor
To Warnm copy al
ont Chem gee
anse Apse.
Plena coital yaw instial AA." a e w nets*.
a »we,
- LES raireer Seam, e rot aborts. The PAA, Clare»
Sonkas Attain BSA sd BHA ant bookers?
sour« anich Fonda Kent le bring areas and
paints IhroaSaranarneres wit. *Mated ban,.
and Or« throllurty tents, and proodes access so
mane and annoy pod" Issued ty vW alne
~dos, rene companies taro* insurance
many 9244~ of LBS ihancial Sen asst
- lwasnest, ~and. ni ~ay prodxis
- NM IDK awed • Ho bra gusartee. May lost vale
- RUA /Mara Minacaanym Accost, Buss
Sanka Amami BSA, MIA and nternalonsi anon
Mansament AØare rreatered ,more rortad
1ØS Financial Strata Inc
- 1,6A K • fegeWal lackalat owned by Yu
leansend Sens* Amara.inclined Leda
ken? The IES Vsa credit cards and the LES Vita
debt tads X mum' by UBS Badl. USA well
per/ninon kom Yew USA
orpaaled Al other
tad:mats, rag owed tra:kmaid. sane marks ard
reanared sme marks se of sae nespechw
tonenorn
UM Fission. Sena. Inc
Pee 201711
SDNYGM_00325018
EFTA_00 197793
EFTA01307059
*1_13S
UBSFinanoal Seneces ex
Prnete Wealth Management
299 Park AViffht.
25th Floor
New York NY 10171-0032
CHP7cOSS821350318 xi VI 0
Account name: :1-II5LAINE MAXWELL
Friendly account nano: Ind CaSIY5aving
Account number:
Your hound./ Advisor:
SCOTT STACKMANLYLE CA SRIEL
Phone
Resource Management Account
March 2018
GHISLAINE MAXWELL
Questions about your statement?
Value of your account
Call your Financial Advisor or the
RMA ResourotUne at SCOAMA-ICCO,
On February 28 (5/
On March 29 en
account 029023575
Your assets
792,359 25
785,975 73
1Asitottr websIte:
Your liabilities
0.00
0.00
WWW Uncorrifruncialsemces
Items for your attention
. Help protect yoursc4f from fraud and
resew bank, credit card. and brokerage
statements regularly. Also, get your free
credit report annually from
www.annuakredotreportccen
Value of your account
S792.359.25
5785,975.73
Tracking the value of your account
Sources of your account growth
dining 201$
Vase of )oaf orKCOUnt
I Thousands
alyear end 2017
5317.574 86
Net deposits and
6.14.4 7
wthloanais
-$33.41870
Your Inestrrent return:
A.2019
:Duodena and
interest ixorne
31.81957
Change on
marbet value
5000
991.4
9176
792A
986.0
Value of your mown
on NW 20, 30111
$NIS.075.73
Dec 20m
Dec 2015
Dec 2016
Otc 2017
Feb ion,
may 7018
Member Sift
Page 1 of 6
SDNY_GM_00325019
EFTA 00197791
EFTA01307060
SUBS
Resource Management Account
March 2018
Your account balance sheet
Summary of your assets
Valueon
March 21(1)
Percentage of
your aCCOUrit
A
Cash and money balances
aC0
0.00%
Your current asset allocation
B
Cash alternatives
785,975.73
100.00%
C
Equities
aC0
0.00%
D
Fi>ed income
GC°
0.00%
E
Non-traditional
000
0.00%
F
Commodities
003
0.00%
G
000
000%
Total assets
$785,975.73
100.00%
Value of your account
$785,975.73
B
Account name:
Friendly account name- , I
Account number.
Eye on the markets
S&P 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital V.S. Aggregate Bond Index
Interest rates on March 29, 2018
3-month Treasury bdIs: 1.63%
One-month 0BOFt. 1.88%
Your linos:lei Adviser:
SCOTT STACK MANLYLE CASMEL
Percentage change
March 2018
Year to date
-2.54%
-0.76%
-2.01%
-0.64%
-1.87%
-1.58%
G64%
-1.46%
hoe 2 of 6
SDNY_GM_00325020
EFTA_00197795
EFTA01307061
Resource Management Account
UBS
Mardi 2018
Account name:
GHSLAIIVE MAXWELL
Friendly account name. Ind Cast/Saving
Account number:
Change in the value of your account
Cash activity summary
Opening account value
Withdrawals and fees,
ncknling investments transferred
out
Dividend and interest (come
dosing account value
March 2018 (5)
Year to date IS)
$792,359.25
$817,574.86
-6,38352
-3341870
0.00
1,81957
5785,975.73
$785,975.73
Dividend and interest income earned
for puoosts at tins daenent. larabley of Interest and drama income ha been doennneo ram a US
la letsarb no pens/edam. Egged coon the residence of the <SCUM! Mittel OCCOunt la, a product taw,
xene interest and°, civOndparnents mar not be 'bier* to Urded Stan (US) ceda PutrIO Pito(rit)
Worm ta es The there mamas gatemen is ea intended to be used ad cannot be relied taxa at la
pvipaes Cleat should refer to the app Kale tM rePOrting (own they recelie rim UBS amuses. sigh a
the Forms 1099 sit the gams 480, tor la remetng infOnnalai h is the phAtirt ot UBS to Fl the
“Ii(atle 'Si reputing loons mh the US internal Revenue Seance mid PR lieaury ciesiadmeng and in
such SUMS accurately dainty ctoderXt, ands interest a tar ere(µ or linage meant near consul yeur
ncledual lac prepares.
March 2018 (S)
Year to dale IS)
Taxable dividends
000
1,819 57
Total current year
Total dividend & interest
$0.00
11,819.57
$0.00
31.819.57
Your K node/ Advisor:
SCOTT STACK MAJULYLE CASRIEL
See Account arm,* rna monthlu <Oak Darns in your Sweep Op= se tercludid in Me opting and
cluing mania rata FDIC IMUlanC04,02.1 tOttritt at *IBS Bag USA and at balks pal (paling in the
UBS FCIC insured Deposit Final). It does nu apcly 10 &KOWA, UBS AG, Pardons Branch 04 tank
*dons platedthrough the UBSInternaiOna Deposit Account program. SWC ()MUM° copies to money
rorket sweep fund MIdngs PA not bank deposit. See Important kalormabon *bout yew statement on the
gig two pax, or old caognent for deals
March 2018 (5)
Year to date (1)
Opening balances
Additions
Dividend and interest ncome
$0.00
0.00
$0.00
1,819 57
proceeds from (vestment transattions
6,383 52
33,418 70
Total additions
56,383.52
535,238.21
Subtractions
Other funds debited
-6,383.52
-33,418 70
Pi-nds withdrawn for investments
bought
0.00
-1,819.57
Total ,subtractions
46,383.52
-$35,238.27
dosing balances
$0.00
$0.00
Your investment objectives:
You have identified the following investment &retires for this account. If you have plastrons
about these obiatats. disagree with them, or with to change them, please contact your
Financial Advisor or Branch Manager. YOu Can find a full desciiptcd of the alternative
investment ottatives in smportant infonnation about your statement at the end of this
dxument
Your roam objeadve:
Current income & capital appreciation
Your risk profile:
Primary. Moderate
Investment eligibility cOnPderation • None seeded
Page 3 of 6
SDNY_GM_00325021
EFT/ \ _00 197796
EFTA01307062
UBS
Resource Management Account
March 2018
Your account instructions
• YOur aCcount cost basis default closing method is AK), Kest In, fret Out
Account name:
friendly account name- , I
Account number:
Your Pi osociai Advisor:
SCOTT STOCKMAN:LYLE CASA'S!.
Pogo d of 6
SDNY_GM_00325022
EFFA_00197797
EFTA01307063
SUBS
Resource Management Account
Your assets
Account name:
GliSLARIE MAXWELL
Friendly account name-Ind CasNSanng
Account number.
Some prcc. Acme oncl C Vaal Mots shown nay be morintmolt Male:A poen oxl losses mar eel
be Emma fly reflected See kr ported infametecn about }our statement a the too of the &corners for
/Tn. DIcfmaticn
Cash alternatives
Money market funds
'Arty ma let funds at neither intoned ea taareteed by the teed Cadan Inturide COrpOiabOn or any Other gidernment bgeiray InilitutIOnd dare arc irntilutiOnal Munk pS lunch must flea thee; net aid yawl (NAY)
dr store loth. neatest I/ I Cdh d a cent 04, SI COM Goarrrnem and resat crow, made funds will continue to transact a a stable SI Oa net asses value Nihau/. =coy Market lunch Seek SO Iowan* the taut al rats
ineestrrent a SiCOoet Maces It et pOSSIok bobs, money by insetting in these fords
Year Rwanda/ Advisor:
SCOTT STACK MAIVLYLE CA5RIEL
Total ranworted d Melo:ear of al ainvirded duds nds Odds we include any cash dud eds. II is rot a to
lot for the purposes of cdenoreng tddng Fence or con bats The shafts )ou motive each lime you
morn, dudendS Winne a sdande du lot.
Cost Am is the tots purchase cost of the security, adding reinvested doniena The cost basis may
need to be ad mted f or return d cats pagreres in order to deteonne the xljusZd cod bans for tat
kroono outposts
evade Price
Manner
serape once
Client
liddnd
ci pipes
per shay (SS
insieStrnent (S)
MS PRIME RESERVES
FUND
$i2,ogrir
tisnii EssIS
5396
Your total assets
flnmate4(tar)gamor tea it the catonend between the cured vaue and the con bags and would
genes Sty be ycor wade ga n cc Icc if Ow taunts. was sdd on thit dace. The unntaued dad PonceIAA may
need lo be a:lusted for returnee c1 4M torrents In order to gee sane vie naiad gam of bas for tar
teoacting PapasrS
Investment aterli5 the (urgent sow mous ite %room yssi Olmsted I does rot Include Owes teal ate not
reflected on your sidenitra includ ng duvet that het been dialed a Mhet 6 gala a alas. 1850 doss
not toddle can astoenos that were not teiniested
CoR
voce ar Silide
ban (IS
CO Ma 29
Value Cu
Mar 290/
785;375 730
• ••This inkamation was Letatailable•• •
10000
785,975.73
Valie on Mar 70
Percentage ct
Cos:
your account
baso 01
Unreaded
InstSbnent HCIOnd
On or loss fp
'dem MI
pencil
Estimated
Unstained
acrid income (SI
nand lost (I)
Cash alternatives
Total
Misting cost basil intamition.
• Moan market funds
7/15,975.73
100.00%
12A18.00
5785,975.73
100.00%
$12,418.00
Page 5 of 6
SDNY_GM_00325023
EF1'A_00197798
EFTA01307064
*UBS
Resource Management Account
March 2018
Account activity this month
Account name:
GlISLAINE MAXWELL
fdendly account n acne. Incl Cash Saong
Account number.
The achnty detcriptians lor dnetrution transartions ind °deel in thll tecion
provdtd ty the plan
aCmnslralor er Plan 'rustte. l)85Rnanoal Stn/tes Ire does cc< rnOnTendenny way or guerantte Int
accurani oe vahdry or rits inforrnarion
Dat
ACIliAry
Oesopton
mar
Transfer
TO
Mar 20
Transfer
TO
-400 98
Nar 20
Transfer
10
- 1.656 07
Odier funds delated
Voor Ilaaaded Advison
SCOTT STACK MAALVEE CASPIEL
amore.' (S)
432647
Investment transactio ns
rot rroe info/manco koot
paor aaiend d the end of
Dele
Aan*/
Total other funds de beted
ite pncer !dut ~tin lor MIUKIttl Mij hoes. Set smportanr »,(0/Mlf0t7 Soest
thora:eimam
OtlelptiOCI
Ouanlry
tratre(1)
Pace (S)
Prater:h 1(011
Investmtnt
omgangen (t)
-86.383.52
fVndl
vorMrannIcr
invesinems beugel (S)
ACCI~
enteren (S)
Mar I
Sold
VBS PRIME RESERVES FUND
SYM306 UPRXX
.0.470
Mar t
sold
lAtS PRIME RESERVES FUND
SYM3OL URM
-4326.000
4326 47
Mar 20
Sold
VOS PRIME RESERVES FUND
SYMPOL UPRM
4980
Mar 20
Sold
tA3S PRIME RESERVES FUND
SYNCOL URM
4070
Mar 20
Sckl
QB S PRIME RESERVES FUND
5~4306 UPRM
-400 .000
400 98
Mar 20
Sold
U3S PRIME RESERVES FUND
SYMBOL: UPRM
1,6S6.000
1,65607
Total
$6.383.52
End of statement for account number
Page 6 of 6
SDNY_GM_00325024
EFTA_00 197799
EFTA01307065
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho WC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00325025
EFTA_00 197800
EFTA01307066
Important information about your statement (COOMBS)
Levin, Mfemeatien
detakd inearnahon on the ines Itridrg prank's
and daloons, rev to you Clore 11/44ato-shp
Ageterrat a Account Arenas and the General
Terms ref Con:limes LES St moment of Croat Prances
&valet'? MATeerrnel and Duannes at
jay uhtenertfarTarffirAoThawn
Yew meet.
rat pawner* dawn simile, and Othef *SOS held
in the roan, al the end of the statement prof You
mat rat. to deSsoyd full/ paid steatites x thy Erne
You ram leant wasn't used as lothmend AM
payng any balance ad on then Ary wastes
Pandencd to teri in, arm the slatement peed at
Idol al rade wakee as of the end of the stawram
pored
• Met teak In damming theme base ofd
~dm inducted a the mums* *ewe nicaetd
wed the knew '1.• LOS &taxis' Stoeckel has rekd
nformatethCbtaned horn wen ether than LOS
Fromal Sevin. rikdrq rionnstion Iron ~he
In or that you may have provided to yar finned
Achnor. The Fern don noi independently verify or
'SIAN the marker:, witty d any e canaton
pared by fOaCet art than IBS f 'weal Saneon.
addlen although LOS trurcol SIMMS genera
iidatet thes Mormon as esteemed the Inn
don red won* any estuaries that the nlarnaltal
Late 'C011 Waal' end • Urteaf rod gallon' ei
accuse as ol the dated the gatemen. As ex h,
pleat ¬ cal on tin rianuton to mike
parthase r ale soon, fa la purposes a
othereerae. Accounts tro-teccred tore inn may
rolled garina Mammon only for to prod of
new the/ sighed at re inn More Waist
Mammon cant* added by you &ark el Admor
• Unmated peins/keem Viten tuts nobble.
eannthad itheated surd knee thr cakulabroSa
Myduat *nary bb me athactin data for
ndydal bsmsay or may not eel led rownosiths.
daces ardor meaty (taw:dotal nenb.
Dialed and ghee renuesmeere lots and systematic
PAM* tab are each combined to Otto/ the
sweagd lot the 'Tradedate' column present the
arra transartin trade dale
• Calbble Proritieg. Bomb rid thrIoned Rock that
the saute ails for traireclarcenan all be selected
npatalyglot Irian in."; at tro.thes of that
sea had n Out noted cannons-we name la Ott
<Innis Cal Wave t,,wc,b COlanal Ivor teed
pales and Es awayis not itranteed Other can
Imam ray erot Mich add tiff «I yield, armlet
rammer. nil be provided a:onerous.
• CenoTrates of deposit ECOal COI ate IOC inured
so to 1793,000 n Irina:eat and moved Mani per
Manta and per dorostory enstaton nxcmdnce
wen PDC rules.
• Prim/value Aims Maimed la marten and See
P`Oduch my be lighe or lower than the pate that
you would alualla rata* el the make Prim re
astaned Iron years ted piny taros etch we
bathe to be ratable di we do not ourthere taw
accuracy
- We gears use tie closing prke when notable or
the meth ol the MI and al. aims for irted
sea.roin and options a only lad ancestor OTC
teareha
- Less attn.* traded intim may be paced usrg a
valuation model a to atoll Wife RKe war
abutted and may me reflect rend market woe
a rats
- CMan Pantnen may >Ppm wtµi a pate and
env sow in 'vim was rot matt.' awe tee
unable to obtain sprit for a most
- Deposes a incites *nominated in tummies
one than US *Ars '<relict-led at the enhance
rate as d the statement date
- fa ratan Walla; lading n vereconf erring
denannatern, am rd quartay (lace Mut) may
taw been /Mood to /arouse proper valuator.
To Mean <Lath quota/ ons, ern saute, contact
pus financed dolUsor
• Private inveStthentl and stosettred product.
?mate investment secants (ntkAlrq &ea
Pthipahn program and real estate meanest trosi
sautes) and %kited maxis at 'meant WO/
21µd. CertanetrurotedtrocloCIS hare not been
raattileaa wen the Secure*: and Exchange
Commas:nor under any no eacathee laws We
Aron t earnmed vaLet for angle nonAmant
secures and crultred palacts la nil:matinee
Moors onV Accuracy *not guaranteed
- These vats, may dale sthstentally ban Mel. 4
any, at *Nth a private nwurnent moray a
structured product may be bovine a sold and do
not naWarea• Manta! the wait am mar receive
camel Squelalicei.
- Thad parry manna of vain an& acetic,
date ad are avow so UBS tracul Samos on a
repay basis by an netrothlort valabon tern
- Chit, wealpanne a sponsor Pilanaea What
d ay, are um/ad to teiim ty the afaf.
genial Pena* a befit, ad may be <ablated
based on Over. nIcenntnn Iran Out vwd
lewd panes to dene Per minded yaws
- You can clean attcral ntortnato-,tegrdna
the metolokm 'sod to dement the +arrow of
rave and the dale of tie Mennen:n0d us the
tarn kr the laariate by antenna you F nixed
Admor
- MEd party estetned vain may be reflected as
'Ma pad' n torwal lemons wron
independent value/at bend., rot meted a it
unable to assign a mdse. Mtn we Mane wee
that a mated event has paned Pat may calla
peerody reported robe nb mew, oe when a
yid woad be hmhae speculatm obi to the mune
of the seamy
e- Mon note an saate, genera partner or %mesa
nomad yaw nor a thel.party earniaal vat*
worded the value of the steely wfl be drofere
ken es pc/Outrun('
- 'Dente ins to date may mind, revel of
capital, exam or Mae
- 'Orgies, one sae' menet the nlat onennst
Cote pt art end wino relied taut cod bate.
▪ DIP art Wined NIT 1OCL Sill05 as rat l ed on •
named securest exturege and are greedy
akpad and even d they can be soli the as
e
eAned eV/ ha lest than the per share ~need
ats vended n the acca.rt statement
• Reericeed saceritim Amended scarily, gentrale
re rot ostenbr eaglate la pub k Wo. UBSAroncial
Sevin mei the mates prom d the treedrenedssale
of the sane issuer a al snouted aloe la the
Invited oak for poem of tha statement onto To
the robe,' that rest cted sear Nies are elmblt kr sale
the eater mowed may be stbstantially Ins than the
Muted valve linen
• Eel Ontwetak incense. cement yield. end Ma
An sinneol
Kant is based on natant
dreidend ad meta ram, mann the mounters wit
be held fa or* yea ken statement date or tail
mu, thrs *sande en‘r a gale*.
r any
aid corectsro income re not guaranteed
- (elated nog name and cement yield la
(elan ?yin's
seoahies <odd include amain ol
proceed or capital gam in wank cast the ell
aaara Oad (WW1 yet10) would be mentated
- (slimed Sanaa name thiourea yield Arida*
thud imam to yield meta be Mee a hirer
absinthe
x
- An *sienna ol thuatred nrorne Eduard arm
tmetesi)daded by detoured mthet
mamaawroa Dario or baud onthe Lan olvdend
aat nwest paynwnt made by the Kagan and
attunes
lecuthew/depost
be hell la re
'sr from the statement doe or until matey.
Accury erdortnuni yield are not suaranteni.
• Ames net hold by UBSIfinancial Serviorte. Cotton
assets re not held by the f era art rat oath.' the
NW, postssdna cresol These assets are
deployed on pm Pawners for Sorrnatoral
pumws crly. Poston; and vales prevented are
provided by the aw) len UBS Inancul S.M..% is
not resproble to Ors Mammon and does not
guranare its accioxy. these assets an rol weeded
by SPCA the fries
sa
SIC coverage
. Ramis sharing end addkienal mentraatian
- In adleith to corrnnaUorn on sales rd 12b I fees
maned n Canal in with the tate.", of endost
lads to as chants we ander as Atm rams
Marla thong payment ban Clara:NCR ardor
adnecet ot the rnaual fuss ?pat no all Theo
moats re based on two &Went anconims
the ammo, a sakes by UBS of a minim flail
lyr0 limy to our dunes, and GO the asset rots of a
berf*vte. "Oa kid fernVS sines held al the
- We err as alfha also reeve networkrg rid
antes prtitsserq leer n coterderafin for bander
anent wenn rat ea croak to the mutual lards
Two lees gmeroly re pad from manta assets n
the meta fund and re a trod &Ow amen bawd
en the nate ot mounts at the Oran-dealer
holing nuusl hands at that lend limy
- n addtisn to orerrosien remind is ornedion
with the sale a diarbutron of entity amens ad
Vet immanent tusk arts tow clents, we data
as Atte maw reserve shonrg corecensthon
from envy ol the roans canaries adenoma
the arruty convects, Adams a the mama
arnPanen Or 4:0.-fart a Tha eta inalanant Vans
Ae dagnbute
addl in tomemento:as wowed bon tin
perdu* and Sale of hannharn ladts, we soda cos
AA,* receive n es,entnned reverue >Krag
maw* Ism hantShrts dthbdon, as well al
krdr9 tor technology 6rvekoment, airing ad
earthen
- Our elflanes also receive trading commotians and
fl oe cceveraatean Iron maul 'ado ad nowarm
companies %arra product, we aariAal
- We rearm an annual lee from LOS Bre USA red
MS AG Stafford Pena
go to t75 pm access
sweepno to the 1:4013 ender the LOS Bank Sweep
trograns.
Activity
Information regrdrq commissions and other chars
insisted in con-avian rah as eatoaon of trade:,
including With trantsebens has been included
aroirmaboro prenmule f ramrod to you. and tell be
Prouder to you vontre/Y on sroag
gloat soiling
you are emted te short sang a wonky. you nay
nor adapt do to <elan tarrowno Costs foe that
poleculw winter
Open orders
Roaming open or 'good idicanteled* tram tin
were roi aotneedlay the meows. date, open buy and
tel Pm ceders re reduced by alt real of chic/en:Is
or rept on an nednidends or e.repis die unless
/minced ortevene tbrycy You are reuxenbe la
ages that am eafilled ebe tops false to cancel
wrong con =len
Primo/
To Mean a copy of
arm Chan vet NOM.
plena moat you Fathead Actvoct cc vet oa nano
a yww,,heaorronentrat.
-
nrcial Sanas e rot a bank The RUA, &mien
Sakes Account BSA and III/A are brokerage
accountsankh apede access to bring sawn and
protons laraaththangewas wen timed bras
and other !hickory bent, andamides access to
issuance and annuity points itwedq adhlaied
throperty menace amities aro* entrance
agent' subsidstries of LOS Financial Sakes ex.
- hoternwe., mince. and enuty products
- IWA !DK rand • No bra theorem. Moy loft veto
- IMA flosarce Marummem Account, Leant
lankal Account BSA, MU and nttenatonsi Reline
Manarnent award are 'traced
per
mucks ce
UE,S inincealStnittia.
- VISA K a feacotaaa nclanak owned by yin
Sawa Miamian endued ink.
karat TN.1.13S1/2 14caata cads ard the VS Vim
debt cads ant coved by OBS Bank. USA wish
pernisseth frorn Yea USA.
weaned Aldine
trodasurks, reputed trademarks. tame males and
removed twee malts are of Ow respxten
calvaries
Fitendiel Swaim Me
Par 201711
SDNY_GM_00325026
EFTA_00 I 9780 I
EFTA01307067
SUBS
WEIS Financial Senkes
Prmate Wealth Management
299 Park Avenue
25th Floor
New York NY 101 71-0002
Cweec056930230218 VI 0
Account name: ,Flo5kAINE MAXVWLI.
Friendly account name: ind CasIvSaviry
Account number.
Your N nand./ Advisor:
SCOTT STACFMAHILAF CARR
Phone
Questions *boot your statiment7
Call your Financial Advisor or the
RMA Resourceline at 800oRMA-1000.
account 029023575.
Matter websita:
www.kos.corNfruncialsennces
Items for your attention
. Help protect yourSeif from fraud and
remew Dank, credit card. are, brokerage
statements regularly. Also. gel your free
credit report annually from
www.annuakrechtreport.ccen
Value of your account
Resource Management Account
February 2018
GHISLAINE MAXWELL
on January 31 (SI
on February 28 (1)
Your assets
804,967 77
792,359 25
Your liabikties
0.00
000
Value of your account
$804.967.77
Tracking the value of your account
S Thousands
$792,359.25
CM°
A.2069
991.4
8176
SOSO
792.4
Dec 20m
Dec 1015
Dec kin
Dec 3017
Jan ion
Feb 2010
Member SIPC
Sources of your account growth
during 2018
vs* of your ,:count
atreas end 2017
Net deposits and
withdrawals
Your mestrrent return:
Oundend and
interest bcorne
Change in
martel value
van of your atone
on Nb It 201$
1917,574 86
-127,03518
11.81957
1000
$792.359.25
Page I of 6
SDNY_GM_00325027
EFTA_00197802
EFTA01307068
*UBS
Resource Management Account
Februzity 2(018
Your account balance sheet
Summary of your assets
value on
February 280)
Percentage of
your account
A
Cash and money balances
000
0.00%
Your current asset allocation
B
Cash alternatives
792,359.25
100.00%
C
Equities
QC°
0.00%
D
Fbed income
1300
0.00%
E
Non-traditional
003
0.00%
F
Commodities
Q00
0.00%
G
000
0.00%
Total assets
$792,359.25
100.00%
Value of your account
5792359.25
B
Account name:
Gl4SIAM MAXWELL
friendly account narrit'IndCash/Samg
Account number
Eye on the markets
rdox
S&P SOO
Russell 3000
MSC I - Europe, Australe & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 28, 2018
3-month Treasufy bilk. 1 63%
One-month LIBOR. 1.67%
Your Ploarodai Advisor:
SCOTT 5TACFMANDIE CASRIEt.
Percentage change
February 2018
nif to daw
-3.69%
1.83%
-3.69%
1.39%
-450%
0.30%
-095%
-2.09%
Per 2 of 6
SDNY_G M_0032 5028
EFTA_00 197803
EFTA01307069
*UBS
Resource Management Account
February 2018
Account name:
GliSLANIE MAXWELL
Friendly account name- Ind CaseiSawng
Account number.
Change in the value of your account
Cash activity summary
February 2018 ($)
Year to date ($1
Opening account value
$804,967.77
$817,574.86
Withdrawals and fees,
rick...ding investments transferred
Out
•13,477.37
•27,035.18
Dividend and interest nome
868.85
1,819.57
dosing account value
$792,359.25
$792,35925
Dividend and interest income earned
rot pup:611d IhS staement, iticaolty d Intens' and dØ
income MA Peen detemanny from a VS
tan letxtbrb Perspective Based V0Cin the tnick me of the account ~1
&fount ta. or pØ1 hoe.
rine i mere,' endear ch•Ond pcnments may not be subject lo United Slates (US) anda Puerto Rico (PR)
interne fats The (bent moniNy interne« is na intended to be used and canna be vald tbeel far lea
pir
ter. C 'flat should refer to the SIVICable ta MP:ding loin they receive from UBS tinnueily. sun a
the forms 1099 at the Fars 480, tot IS reporong intormanco n is the prance ot UBS to tie the
ahylitatie la, reporting toms with the us internal Reienue Service aid PR 'wavy 04.40r1M4M, and in
such tams accuatcy Pauly dy
ra anda new ale( tan:rot lerable income flea consul ram
nchtdual lac prepater.
February 2018 (SI
Year to 03141(8)
Your Naaeedel Advisor:
SCOTT STACKMPAILYLE CASRIEL
54* Account activity bur montnioe anti Baran in your Sweep Op= pre induced in the operirt3 and
ciccirg tuanue vac* FOK incurancexaet todepoter at 1ØS exit USA and at balks pal opaing in the
UBS FDIC bilged Deposit begun. n oees not aXty to in.:KITS a UBS AG, slaniota Branch a bat
ckpositspLatedthrouch the LABS InternabOnel Deamil Account program. SleCoVectica epphes torroney
nykel :weep fund hcldnos bis not bank depotib. See important ibtomabon about your ztatementak the
09 him pages of lis document for deeds
February 2018 (1)
Year to date Cl/
Opening balances
Additions
Dividend and interest nome
$0.00
888 85
$0.00
1,819 57
Prcceeds from nvestment transactions
13,477 37
27,035 18
Total additions
Subtractions
Other funds cfebrled
514,346.22
-133,47737
$28,854.75
-27,03518
Funds withdrawn for investments
bought
-868,85
•1,819.57
Total .subtractions
dosing balances
414,346.22
$0.00
-$28,854.75
$0.00
Taxable dividends
868 85
1.819 57
Total current year
$868.85
$1,819.57
Your investment objectives:
Total dividend & interest
$868.85
51.819.57
You have ckntified the following investment ottectives for this account. If you have questions
about these objectives. diSagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full de:alpha, of the alternative
investment objectives in Important infomiarron about your statement at the end of this
document
Year recant objective:
Current income &Capital appreciation
Your risk profile:
Primary. Moderate
Investment eligibility consideration
sekcltd
Page 3 of 6
SDNY_GM_00325029
EFTA_00197804
EFTA01307070
SUBS
Resource Management Account
February 2018
Your account instructions
• You, account Cost basis default closing method is RIO, Ant In, hest Out
Account name:
friendly account name:.,
Account number:
•
Your Plosociai Advisor:
SCOTT STACKMANLYLE CASPIEL
Page 4 of 6
SDNY_GM_00325030
EF1'A_00197805
EFTA01307071
*IBS
Resource Management Account
Febrtay 2018
Your assets
Account none:
GHSLAINE MAXWELL
Friendly account name. Ind CHMSaving
Account number:
Stine prim, wore ancl (caret wares :hotel may be ecororintale As menit. GaAs andlogo nu/ not
be savant reflected see froportent aktmehon aped 'our stetement a the end often dxumere for
are. rfr'ffrdber.
Your Mudded Advisor:
SCOTT STACKMANIVII CASRIEL
Cash alternatives
Money market funds
wary ma let hint Me nether insured rot guseteedbi IN Wield Depots Insurarve Ccepotelion or any other gaternrient tsa-my imenutiona came era MO wood monk pal funds must Rost then net asset veins (NAY)
per share loth. neatest If I ath of a cent dd. SI COCO Goonvnem and qui money made funds nu continue totransact a a nal* SI. 00 net asset value attar/. money market funds snk to peen* tea valued row
inworrent at St .00 per than, It 2 posuble loose money by mewl() in these funds
raw raerinnteditlh• iced of al *merged dude nth n does not include an/ ca:Is chub nth n n rct a Is
Ix for the curpmes of etleirrinng teldno pooch or cost bass lee shwas you recent each time you
reinvest dudends become a sepsate lax ICI
Co:f tosc n the total waxw cost of the :may, inducing reinvested do:lernt It. cost bate: may
need to be a:lusted f cr return d 6:pea pap-eret in order to detretne the aditexaccra hew for to
reran% CifiCoies
Purchaft Poen
novo
Average once
Client
tiddng
os shoo
per share (I)
rnyeStrnent (S)
U8S PRIME RESERVES
FUND
sa, SI 1,33 t c•rnrir InArl I 43%
Your total assets
thIfOir•d (tarigam Of Ices Is the Of remote between IN anent vatse and the cost bags oldwoad
gene:fly be your tattle gone( loss d The 'stoney was sad on Ms cite. The unreautel Oa) ganorlpt may
and to be alliSted for return ce act/ parents in order todetermine me mired Gan of loss for tar
rel14407PurPOSes
Irriegolenf let"
is the (intent value anus tee amount Kea incested s aces rot include 'text MA ate rot
reflected on your stature% includng shores OW hat been tealze0 as send a can ce alas
dso ctes
not include (fish Ohtani& Thal Mere not reinvested
Cost
Pm* per owe
bails (S)
on HO 28 ID
Value OP
Feb 28(5)
792 59 250
• • •This information was Lnararlable•• •
10000
792,359.25
vane on Feb 28(5)
Pvicemaged
Cost
your acccunt
bra: 01
Unrelated
con or loss (t)
6t'maled
artste Inccmo (SI
InveSbnent HCIC/n9
return IS)
Penocl
unreal:ad
canoe lois SY
Cash alternatives
Total
Hissing cost bans infarreten.
• Meaty market funds
792,35925
10000%
11,331.00
$792.359.25
100.00%
$11.331.00
Page 5 of 6
SDNY_OM00325031
EFTA_00 197806
EFTA01307072
UBS
Resource Management Account
F-ebruary 2018
Account activity this month
Account name:
ONSLAINE MAXWELL
friendly account nameInc, CasNtasino
Account number
Your einaadai Advisor:
SCOTT STACK miwtYLE CASPIEL
oat
Atlibley
Deception
anvsunt (t)
Dividend and i ntenist income
TaxelSedneziends
Feb28
'lend
08$ PRIME RESERVES FUND
868.85
SYMBOL UPRCX
Total taxable dividends
8865.55
Total dividend and interest income
MUM
Dar
Ador‘
Dry: epton
anounl (1)
Other funds debited
Feb I
Trani.
10
-13,47737
Total other funds debited
-$13,477.37
Investment transactions
for lite( . niorm..eiO) about ire once/value sham for restncteoseceoves. set wpotunz moment, about
sea Partner at tee ma of
OSe
ACtiblly
ax imam
Oro tobon
()welly
Vtlue
NM (0
emcee°, (ran
Investrivnt
Nang/ciao-m(5)
Funds
eiti0rtme la
InvellortMS b"4/it (5)
Stewed
inItRni (5)
Feb 1
Sold
VeS PRIME RESERVES FUND
SYMBOL UMW
.0 370
Feb I
Sold
LBS PRIME RESERVES FUND
SYMBOL UPPYX
-13,477.000
13.477 37
Feb28
Reinvestment
U8 S PRIME RESERVES FUND DIVIDEND
REINVESTED AT I.00 NAV ON 03r28(18
SYMBOL UPRX(
0 850
.085
Feb28
Re n*Strnent
V85 PRIME RESERVES FUND DMDEND
REINVESTED AT 1.00 NAV ON 02/2E718
SYMBOL: UPR)Or
868.(1C0
-86800
Total
$13.47737
-$5 6A5
End of statement for accoum number
►age 6 of 6
SDNY_GM_00325032
EFTA_00197807
EFTA01307073
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red g lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen retomen av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr ecnipUnt< or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard acneart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to /*gula non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fu-a) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
nosas a UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
heds. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the Agnes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&s(nra kokanon' bön,
Ltur.
t realest benet in te bet apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel &alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (omrally CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho WC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke DRI *arid One> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet s11 panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pban neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
hinndy nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00325033
EFTA_00 197808
EFTA01307074
Important information about your statement (CaMOM)
Lena" Mlormation
detailed infarnabon on the inn': lencIng pradkes
arid daises" rake to you Clang hatatonshp
Agreemat a Amain, Agnew's ard the General
Toon and Corokons U3S St ~I
aCredit aranaf
wolatk
agmements andOighoures at
say ',en enniaern, inrinant,en
Yew Seta
Vas *turn demon women and other msels held
n the Jackal al the en, Ol the statement penal Ye/a
may al la dell«ry et hallo pad scoters at sty Erne
You may man* ~Jet used as loan collateral anten
paying any balance 0ae on them Ary wanes
Pardoned to Maims citing the statement peed are
Wed at rues: vale «ad the end ise the statement
pored
• Coat bask M damming Macon base oft*
wades inducted a that «gem" tiroe irolicaud
won the mortar r.• LOS f nimbi Seems has rekel
normaass cbtaned tram *auras veer IM tA35
preset Seems. reining nkionstean ken sealer
Inn or vena
m% ham weededto you Tanana
Adana. The Fern donna adapted:ally venly a
gasnet the Karat yo. v.Viday et try Nameson
Wonclad ty ~cot ofha than LIMP- areal Sen•OK
In >denim although LOS Srurced Simms general,
~es Inn rakerrue en as n maned the fro
does rot mend any assertion that the namuilen
under 'Coll ban* and 'Uneaked (willow' is
accurate af ot the date el the staternere. As axis,
phase dance it...ionen riamabonlo make
pnhase
sale chasm, kris• purposes or
otionnet Accounts transferred tote Inn may
MM (witba Maanmaa only fa Iv weeded
unie they are led at ref"
More hetorical
(-Nonni:floats be added by you fovea dolma
• Unrealized painsikeemia yawn data n nealkbh,
eemiXed Lereaked gaolke nr
cakulabadke
ndyclaal weary bis and transactor. data for
edYdal blarney or nay MtMl carenesiam
dirges ardor >aunty teeny-nickel nenb,
Oirdend and Mon o ch
lots and WittlYISC
CAnhIle kit are each combined to cleAll one
singed lol The 'Trade date totem presents the
<era Iramancn trade dale
• Cabbie nanaad. Bonds and mimed stock tut
lee mum <Oh for ory redearvion wit tesekded
moan" by lol aan
al
se
d Mat
astests* t, out nee °enflame.» name for at
dents Cal Maros riormlica as cbtaad from Mad
Pales and es ataxy nol **sneed pon call
leases refer.,whit, cculd affect yield, complete
rdamiteened be brooded upon request
• Courteous of deposit (Clgal Cos ate RIC naiad
in to 1293,000 n faineant and awed Serest per
dtvosta and per de:aeon. nstnulan now:dam
rah MC ribt
• trieeivalua eras digalaad la wants eed other
woo d
~a/
be Igh« or lower that the since itue
yea
ul Meaty ream, al the meta Peen se
Maned ran viten itwd party sasses which we
bob.» to be rolabh. N we do not ga ware Ow
aCcuracy
- We Otewalfr Use Pe dosing Peke then~labia
ka
~el
the dad and ad. lakes la Sited
~in
and options a only 0d ant« la OTC
~ha
- Less attno.jr traded wanes may bo aged usrg a
valualca rasdel a fl ab° r«.« ;ace we
<bind and may na reflect at nat market pea
oe vas
- Caftan Moan may >Paw nand a pm rid
mil tone an 'price was not aratabb' a we an
unable to obtain aye< for a mosey
- Deposal a Wort., ~mad
at Cartnaef
Ott. than US dollars are MSS at the aching.
rate «d the slatanea date
- fa certain wades rang nnceeatomrg
denominations, pm and quart" (lace vale> my
haw bean adjusted to /whaleproper 'abater,
to &lam curant quotations, xtee. nitro, Contact
ptt Faanc.al Adynte
• Private inveSUrientS and stniOarod ~dab.
?orate netwen sectaries (natig deed
~pal on pogrom and teal etre amen'ent hum
mates) and 'maturedindicts am generay hosed/
ilkead Galan mix-end ~cis ham not been
twantwod wen the Sense. and Exchargo
Coremmence Lea< a", nano aasent lam We
prom& esteemed valalfa pewee nontmn
»<van rd ~trod products fa rdcanation$
OnV AOCuraty oral guaranteed
- These warsnayOdle saotentah lion aces, 4
any, at *tick aerate eeramen aatya
structuredproduct ref be be',/,' a sold and do
rot nec«vy rope*( the rake worry/name
Lean Squilation,
- Med party aunt« of vale resod ~run
date and are suppled to UBS anrcul Bonten on a
teglilf base by an ntlnorndort walanon tern
- attic, oast partner a sponsor +Manned waits,
d any. are reeled to prelim by the FM«.
goewall*nrwr a penla and may be cauland
Witdon «Isere nlismation Irons hef vied by
Mad panes to den.* Met emanated *kaas
- You can obtain adábsuintonnatontegardng
te metadoao
mod to ~awns the *dour. at
'MOO adthe dale ofte ~nanothat e the
baps is the «wane by coaxing you f nanca
Admor
- MEd perty asinine-0 vakes maybe reflected
peed' an temalfatalorn warn.,
independent valaton Iran hn not suppled a n
umiak to aswan anise vaten see become wee
that a material ewe has coo-redMat may
la
~nay rebated wax Eno panion, a when a
rake world be higlik 'peahen* die to the tann
of the >aunty
eter an near, genera partner or sponsor
eenled value roe a **dotty eig mated rats n
Provided. Menke of the *CViy add' be «tweed
front ei puchate price
- 'Dart« on to date may sukade ratan of
capital, ixcene a tart
-'Coigns unit see' mynah the mid cawing
pee per one and may not relied you, cat base
▪ DIP Jed...tined KO" lave*. se not knack., a
nabonal wanes eedrange, and are greet",
dkpel and men 1 they can be soli the ono
'caned ma/ be less than th• per share cremated
‘aue trovded n the accan statement
• Part:~ !*vain Reflected scarihn wink
ate rot cola« h eagtas la pub k tab. WSAnima
Services an Ow matte gnu, d Ma anicrictadlgrk
of Me sine rues as an alputad What la the
m inded flock forpa/posts of the statementoak To
the mere that rest <led wosilin are Noble kr sae
0e vat* marred may be stbslintialy less that
fl uted valve town
• Eel (waiwatock insane. wasem yield. Andreae
An ea-minea a-ma rear,* is basedoncurrent
dnidend and own, rates, *song Me acuwee wit
be held la a* yes from statement date ce untd
many The *smote is onh a guichlre. ataxy
and contrurd taalmenn ot guaranteed
-
d n a
lamme
n
and talon!
la
<elan W
Seaatief <Oold include *Man ol
pracpal
capita gare Is Mild casette. ell
inter'"? Ord (~ 430 weld) would be ottilleted.
Estinaed arrant income fa
yield ird
actual nowne ard yield ~fa be bens is hirer
Menthe catenated smarts
- An *ornateof naked name Cdrocknd areicr
wimp) dead ty ~come mate
vaarhetita balance es bawd on do Ian dintland
cr carat papflant madebid-4 men and
ann. ix *scan
Ard be held la Cne
yea from tie sial~t dare or until mangy.
Accaacy stlececisuni yield se not guaranteed,
• Matte not hold by MSFinancial Serviced. Conan
assets a* not held by Mein, and nat with the
possessOn a <aard There assets are
displayed on you statenven for rtormatonaa
papaws cat Faeces and vales ~bad an
pronclad by law earn hen UBS infrxua eenvena
not hasp:abbè for the Mammon ariddoesnot
eerma ill worry Wine assets ani rol weeded
by WC a the In
ItWemental SK <over.?
• Rasweit sharing end additional warlariastion
- b asion to tomtit-cosan sales rel 12b I fees
maned n connector, seen the darbaton of mylytl
finds tost dents we antio as iNhale recede
enema Mang payments from &tab-don ardor
adats of the ermual ha* Mat no tell Taco
moan se based on two &Knee onvonems (a
Ow arrant of sas by UBS d a preucblar maag
had Imy to ow clients, and Ga h d$101 Yale of a
OdO<‘aty maw' fe'd
shoes held al the
fm
- We ardcu, all fiat abc maw, na wale"; ard
antis processing km in tonsedernas for bander
genre anises that se provide to the mutual lards
Tva<lea canemly re pad Irons minter aseats
IM rnsual fund and re a freed lab, ~are bawd
at ma rare« of account t the bidar-deihr
toeig notuil hats a that lad fray
• n addti:n to commissars rectind acsnaction
wit the ate a diftrbunon of avidity antraos and
tat imearnenlIn.ol vets low clot. We ardor
as assite receive rewme shang aacensetion
frail envyd the roan* amps.« ~song
te nut, contracts, *dug« ol the Ma",
CaNanOK a spot/Anat.
investment rum
— dignbutt
add! en to ccenensais namedfromthe
pasha* and sale of hint5Nms lads we and," CV
Meal. receie n afee-tuakel reverse Mena
pare* Iran eardShres dintugcn. as well as
finding kir WO'S development, tramp arid
endcare
- Our álf limes alsoreceive train; 0,11M6liord ad
otter comptreaten Iran ~hat 'Lade rd away.*
~in
wen» Preollli we *Ob.,
- We recent an areaal lee from LOS Ba-lc USA rd
LIDS AG Serf col band ip to 525 per xaant
w000ng to the bias~ te IlbS Ban/ Swab
await
ikway
Information regsdin ammissom and oh« throes
nettred in co-neaten with Me tatOJtOrk of trade:,
includng oaken Paestum has been eluded on
cartirmanoro premtniaturnehed to you. a-d mil be
Crowded to r".1 VOMPni on~
Shen sang
yea seengaged in that sang a senody. you may
nar a "eve 6» to «danborroven osts Ia that
INalealar wire/
Open orders
;regarding open a 'good oltuanteled* ceders rim
were roe ~rued by the gamier* date, open buy and
set slopceders se reducedby the anoint of cluderds
angers on an ardniclands or *netts date unless
eenled conevou byyw You we rerezenb» lot
cedars That see 4,0t(tAed tie to yet false to <and»
"Jong <pan ceders
Priem
to obt•n a copy el OS one. Chem vee
Ar
, laoQe,
Plane COMIC!
inirtial Ado*" a et as web's.
a ayew,,,rit"nenteemw,„
-
namial Santa
ro
ot a bird The RMA, Bare»
Sank*. Accoum
and ItlAn are bcokerna
accountswhich pottva acme to bring fawn and
POdt.OFS tf0.41X/~~1 wt. ablated bras
and mew theciparty banls, and provides access 10
nsurance and annunwodsit itsutl ty vW filmed
Malparty nuance ampanin ~In onsuragot
fleecy siJasiifierin of WS inanchlSenkes ex.
- lwevinwe, enasxe. ani entity products
- laat 'OK eared • No bard waster May lose sae
- Rona toterce Manacyarnern Account Bolatt
Sladan Moose BS& ~A and re...Naomi Reran,
Management Morse reregistered service makst
USS 'racial Services he
- VISA K a<.gnaedralmrk owned by yea
tnanationd Sava Assautan and used u-d*
lam The ISS 1/2 14 credit gads andthe LOS Vita
debt <aids are eased by MS Bad. USA wan
pennissen Porn Yea USA ex °maned Al other
resttoets, nag Meted trademarks. sortie marls and
mastered same marks ate of fee nisi:mum
companies
UK Pisani:1MM~ Inc
Rev /WI,
SDNY_GM_00325034
EFTA_00 197809
EFTA01307075
UBS
UBS Financial Senecas ex
Perrone Wealth Management
299 Park AVM).
25th Floor
New York NY 10171-0002
CNP70057465110118 VI 0
Resource Management Account
January 2018
GHISLAINE MAXWELL
Account name: GI-IISLAINE MAXWELL
Friendly account name: Ind CasIvSaving
Account number.
Your financial Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone
Questions above your statement?
Call your Financial Advisor or the
Value of your account
RMA stesoteceUne at 800-RMA. 1000,
account 029023575
on December 29 al
on January 31 (1)
Your assets
817,574 86
804,967 77
legit ate %lobate:
wens tOssornifnanoalsensces
Your liabilities
0.00
0.00
Value of your account
3817,574.86
$804,967.77
Items for your attention
, Help protect yourself Irons haul and
rtMCW bank, credit card, and brokerage
slatements regularly. Also. gel ya✓ free
credit report annually from
Sources of your account growth
wwwannuakreclitreportccen
Tracking the value of your account
during 2019
Vale of put xceu at
Thousands
alsor end 2017
1817,574 86
Net deposits and
6,1447
wthlrarvals
-111557 81
Yournuestmentreftmo
4,2019
Orndend and
interest riconte
695072
Change in
martat value
1000
991.a
917.6
805.0
•
•
Vaal of you accost
on lan3t 2018
$004.087.77
Dec 2014
Dec 20IS
Der 1016
Deciold
um 2018
Member SIK
Page 1 of 6
SDNY_GM_00325035
EFTA_0019781 0
EFTA01307076
SUBS
Resource Management Account
January 2018
Your account balance sheet
Summary of your assets
value on
January al (I)
Percentage of
yow XCOLOSt
A
Cash and money balances
003
000%
B
Cash alternatives
804,967 77
100.00%
C
Equities
003
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
003
0.00%
F
Commode ies
003
0.00%
G
000
0.00%
Total assets
Value of your account
$804,967.77
$804,967.77
100.00%
Account name:
• ' 'MIE MAXWELL
Friendly account reamer
Account number.
Your current asset allocation •
B
Eye on the markets
Index
Percentage change
13A uary 2018
Year to date
S&P S00
5.73%
5.73%
Russell 3000
5.27%
5.27%
MSC I - Europe, Australia & Far East
5.02%
5.02%
Barclays Capital U.S. Aggegate Bond Index
-1.15%
-1,15%
Your Knack. Adviser.
SCOTT STACK M 0:LYLE CAMEL
Interest rata on January 31, 2018
3-month Treasury bills' 1 45%
One-month LIBOR. 1.58%
Page 2 of 6
SDNY_GM_00325038
EFTA_001978 I I
EFTA01307077
Resource Management Account
UBS
January 2018
Change in the value of your account
Amount name:
GHSLAINE MAXWELL
'deadly *mount name Ind CasteSaving
Account number:
January 2018 (5)
Year to datert)
Opening account value
Withdrawals and fees,
ncLiding investments transferred
out
-13.557.81
-13,557.81
$817,574.86
$817,574.86
Dividend and interest nome
950.72
950.72
dosing account value
5804,987.77
5804,967.77
Dividend and interest income earned
rot pu CORI Cl tits fltternent. ICK6011ty of interest and *Acing income has been determine° tan a US
sat ~IV
0nspeclive Based soon the tesiclerxe of the newt hdclet account 'a. it mow tese.
some intern' mulct da*nd parents ma, col be subject lo Unted SIttel (US) ceder Puerto Rico (PR)
come Imes The Client moniNy statement it not Intended to be used dd cannot be tend texn foe lac
wrote; dents should ern to the tØ Kalil lac leiNahng fern they re<the flan UBS annuely. Sigh eS
the Form 1099 at the FIWII1 480. rot tar twang informant. n $5 the pretitt Of UBS to fie the
applicable Is repelling towns with the US internal anenue Settee it'd PR Iteesunr Deparlthent, ofd In
such forms acctealety <Stag Peden& anda «eta alit. nerrex or linable «are Reese coma yew
nchrdual lac prepares
January 2018 (SI
Year to date (3)
Taxable dividends
950.72
950 72
Total current year
5950.72
5950.72
Total dividend & interest
5950.72
5950.72
Cash activity summary
See A<COWIT actAlly thu monthlordetat Itatances m your Sweep apnoea ate naiad in the cone° and
rioting balanat vice FDIC 'nuanceareal todeposes at uas Batt. USA and at talks palcipaling in the
UBS FISIC envied auxin Progan. R Con not «alto gooses al um AG. svainioto Br mph a tent
deposits pLted thrOigh the MS intonational oepOfil ACCOant program. SIPCprae<lco Wei lemony
maket :weep fund beldrigs but not bank deposit. See Important informabon about your statement on the
Os! twomesof ins document fot gears
January 2018 IF
Year to date ($)
Opening balances
Additions
Dividend and interest nome
$0.00
950.72
50.00
950 72
Proceeds from investment transactions
13,557 81
13,557 81
Total additions
$14,508.53
514,508.53
Subtractions
Other funds debited
-13.55781
-13,55781
Your Maandel Advisor:
SCOTT STACPMAIgLYLE CASRIEL
lends withdrawn for investments
bought
-950.72
-950.72
Total ,subtractions
dosing balances
-$14,508.53
-$14,508.53
Your investment objectives:
You have izknlified the following investment &retires for this account. if you have questions
about these obJectwes, dtagee tenth them, or wish to change them, please contact your
rrtancial Munn or Branch Manager. You can find a full desciipteen of the aftername
investment *waives in Important ffilonnarion about your statemant at the end of this
dxument
$0.00
50.00
Your ream objective:
Current income &capital appreciation
Your risk profile:
Primary Ølåte
investment eligibility caladeratica None selected
Page 3 of 6
SDNY_GM_00325037
EFTA_00197812
EFTA01307078
TUBS
Resource Management Account
January 2018
Your account instructions
• Your account cost base default dosing method is Pte. Pest In, Fret Out,
Account name:
GEOLAINE titt4XWELL
friendly account narnirind CaskSasing
Account number.
Your rineacial Advisor:
SCOTT STACKMAPILYIECASMEL
CI,P7CCCOX67465I 4 NPAX01971650,XCI2 Ol 18 030575034 YI 23 575550 C03000
Pogo d of 6
SDNY_GM_00325038
EF1'A_001978 I 3
EFTA01307079
SUBS
Resource Management Account
January 2018
Your assets
Amount Mine:
GHSLAINE MAXWELL
friendly account name' Ind CasSYSainng
Account number.
Shoe Orel. 4XOene old (vrcol eaves shown may be acorcolmale As a itStil. Gams end 1O55N may eel
be &anat.,/ reflected See Important AfaMated14.6O<atiOur Stetem tea le the end of test &coined fee
14)1,-.4,cr
Your Fsandal Advisor:
SCOTT STACK MANLYIE CASRIEL
Cash alternatives
money market funds
Morey Markt fund, Se (*the, 'inured rer guadeteed by the ledeua Deposit liburirKe CCepOtaliOn or any Other 9))ernrnenlb;enCy Inf1IMIOna pert al0 until utOliel monk pd funds must fog thou roe tad Mutt (NAY)
rot owe tote. neatest U I Can of a cent(e.). SI COOS) Goternrnem and fetal money made fund, will continue to Onyxt Y a stable I1,03 net asset value Aitnouln money market funds seek 13 cenve IM raved )our
inwornent at 1 I 00 tier share, it pOsSbk 'close money by 'mewing in these fords
real reerwerrod et le. lei ct al *nerved dude nets a does not intrude arty <xs clue nth art re a 12.
lot for the pagans of Gee:Throng hating pro% or cost base. Dr than you remw each nee you
reinvest CludendS Decent a Marie I& ICI
Cost Anc is she teal purchase cost of the snotty, rtducing reimetted evens. The cost bast: may
need to be ad cited foe return d ceptS pined: .n ore' to deterrnne the aditaNd cot ban for tat
Nen NZI INICOStS
IMO ne)
U6S PRIME RESERVES
FUND
Ex St
”1 ,1 139%
Your total assets
Pugh** PheI/
Kerte
Avteabe Pl(e
Client
pi shams
per thaw (S)
investment (St
tinroalced (ta) gam or ba it the elf !Orono bxwen IM curent vane and the coo bags ridwould
sienesiN be your I131adt games las if the security was tdd on teat cue. The orineaued dad banorIda may
need So be aCtusted for refund Caplet parentS in order to Clete Mine One (tatted gam or loss for tau
(PP.:King PLONK*,
Imestment return is the current value rnnus IM amble you iinestecl t does net Illtkl0e incises thin ate eel
reflectedon your starter-eft, inducingshares the haul ten reaped as et her scan ce °loss a dso sets
not indult cash chidends that were not reimetted
CPA
Price Per share
bNit ft)
on tan 31 (SI
Vane on
Untel&U.C1
lira 31(S)
Ono, loSS
804967 770
• ••This inicumation was knasiailable•• •
10000
804,96737
V due al Jan 31 (S)
Petertaged
Cost
your acccunt
brat (S)
Emmated
aerua 'taro (SI
Investment NdOnci
mum IS) Penal
Unstilted
game 1ms (1)
Cash alternatives
Total
• Missing cost tout inictinSivi
• Money market Nada
004,967.77
100.00%
11,109.00
$000,967,77
100.00%
$11.189.00
Page 5 of 6
SDNY_GM_00325039
EFTA_00I978I4
EFTA01307080
taUBS
Resource Management Account
January 2018
Account activity this month
oat
Mildly
DeSCOpItOn
ampuN (1)
Dividend and i stenst income
rasa* &Wends
Jan31
Dividend
UBS PRIME RESERVES FUND
SYMBOL UFRXX
950.72
Total taxable dividends
Total dividend and interest income
Ode
Acribny
Or""IpIJO('
$950.72
$950.72
amount 91
Other funds debited
Jan 2
Transfix
JOURNAL TO
GHISLAINE MAXWELL
-895368
Jan 8
MD.:ego&
FEDERAL FUNDS COMPUMENTARx FED FUND WIRE TO Soho Howe New
York Inc AT WELLS FARGO BANK, NA
-2,504 13
Jan IS
Transfix
JOURNAL TO
TERRAMAR PROJECT, INC
-3,00000
Total other funds debited
413.55711
Account name:
Friendly account name:, I
Account number.
Your Financial Advisor:
SCOTT STACK MANLYtE CASRIEL
Investment transactions
for maw internam about the pnitivaut mono For rtstocitd ;en; abet set Amp:ene Wattage., about
put stereo en 3 the end of this document
Date
Kthity
0".101plion
Quantity
veve04
0.kt (1)
troCetCIS DOTI
IrntittlYnt
trantatked
Funs
totrdatim tOr
Ic‘beilftW0IS 0:01 4 0"/
ACC IWO
mitre": (I)
Jan 2
Sad
OBS PRIME RESERVES FUND
SYNEOL: UPRXX
-0.680
Jan 2
Sdd
U8S PRIME RESERVES FUND
5111430L: 111,FtXX
-8.053.000
8.05368
.9n 8
Sold
185 PRIME RESERVES FUND
SYMBOL' LPFUCK
-0.130
Jan 8
Sdel
(.BS PRIME RESERVES FUND
SYMBOL UPRXX
-2,504.030
2.504 13
Mn 18
Sold
(BS PRIME RESERVES FUND
SYMBOL: VPR>SK
-3,000.000
3.00000
Jan 31
Reinvestment
U8S PRIME RESERVES FUND DIVIDEND
REINVESTED AT I .00 NAV ON 01/31118
SVA4301: VPRXX
0.720
.0 72
Jan31
Rensestment
(.BS PRIME RESERVES FUND DIVIDEND
REINVESTED AT I 00 NON ON 01/31118
SYMBOL UPFOOK
950.000
-95000
Total
$13,557.81
-M60.72
End of statement for accoLmt number
►age 6 04 6
SDNY_GM_00325040
EFTA_001978 IS
EFTA01307081
Important information about your statement
LOS Fnancial Union bu. Ch. finner OBS Ina-Kid
Sonen). k a mentor ol al pnnopal ~ett comensity
and °pions ocha-gos URS Franoal Sonetts and LOS
Park USA av rdrect oncluon of U3S AG and
rida», of Le35 Saanhas U.0 lha Frn I rancial
staten« nodebk rean reas,' Ile Faret eso.Aire
°the. se at.
URS fina-Kul Seraces ht.
1200 Parbor Boulherd
Wechrhden ad OM%
11,4 namn rafrneme the oney official record of ps
URS inridet Senilet MOLN GIN! recceck ncept
otteal tttola(rurtt cornannoconlIcling dala ihocid
not be renad kpOn f you beleve thme o an «nr or
011amon. Pien revet n mnedeteb n ~ting lo the
Band, Vanare of de office serve-0)0J atensk
Altopap args« <boxat in ronds:Itobe accis"
nano dra nuld not te und kr lat ~acnes. Pefy
lok5 0" fl
end dec fant 55. Form 1099. 5498,
1042S, ele anm DeeNtrog yOLINK Mun Itn. Uni e
~red by lavr lo nOnt to te RSdtltaMMe drednh.
reportabb ron-Ur/bh ~ds
and Uoabb kuttret,
tamd en setuntes he>1 nyav start rol [metei,
cn saletremnbans, ed tota bob ancelancoeved
tour det.
Conerrunioniem with the Finn
• hen re conforn av cr al conmunnstons rn «arg
toJu/the orent yes ritat radon your
.s
tre Scones rattar erotoman At rAA)
• e tbotinns n:teutonond» up kil of te fort
of th4 nattmara 4 int LOS Fnancel Sornon LOS
Inhal Sams Urtis you' nara at ilemSnq
trcar by ana-gornere vilt the råa nd ml& ten
We .5j555ed youd IheeelatiOntind,entar
ONNKIIIN>lenarl NON Une. >NO Rna, and
~ile:"
kr -mod al UBS Financial Senice and nr
te ennxteng broa" ard you aln
a repan
ol nynip a arenor b bah fan
• Af deacrbed n the nara nerred% nu man
roely tu of any «ron or hed ~eng d-eces
rollod on yas tremim «the, 30 day< ri a n was
mate mede ~Labb
• Ilen drat nontyr totoplatt or ritara« to ta
F
Clorn
Depanneent at 101352.1699
or tolkar 9Z0-3S4-9103, KORV to 600 P hl
fr Mordry fluough Fraly, a .n ort rna to LOS
Fnekel Seracei M, °enl Rektune Detustrnrt
P.0 Bo. 766 Ur:on Crly, ell 07087.
• Al slaknierld shah be dtemed corrcleterdacure
il not d:e:Sedto P ~ng *Sin CO dan
• hr fTY tennet. cal 84441209K or Iran culside
theLl 5. Cad201.352.1495
• hoee ol erors or %egons~ an efectn:nc
hr* tenor On bh parera er URS tteefi delo
cad wansactons, cal 00762.1000. or vane CUB
Fruord Sinnet e-c , 1000 liarbr EM, 6Ih 'bar.
oyeehnten NI 07086, Att. MORSA Sno>.
CYIa otte «Ø asOJcan. dyas frk y:s
sulement
receptor/ni or if you need more
~on
ini a «ref« on de neternre or
recept Turen. or Cord bor (n arploabk)reusl
her from yra no IM< tin 60 day: artar the fen
cent you itn• fra Gatrev[ on ehch the .rot Of
recblemnered
- Inrede yxa name ard accart 'umbar Of ar,‘
- Databa the «rot or the vande, you ro sese
about. andel:den as dra-ey
yaacanurfry you
bdeve ri orters a why you med mode
nkernalcr.
- hoade the ddlar amate of te tapetsed <ner.
The Fm. or Cord burr ad medgett your ~In
and vril torna ry snor napt5 ror roged non
molerg U8SVcancleb4 ord tran/oro, d wo bto
mon this 10 benm dan to datt wo *Il ende
yas Mala tor to ~si
yOulfeent it nano[ to mal
you ad hed the ut* of to mom., dunig to une et
tanka lo «molok al mostrabon
hen meta dl deals pytt lo the Fata or te
Inancialinasion i-dcated en the kont of the
fl inkt. In addhen to regulr non fon, Meader“
may be abyeet to mar evne kos. cha-ges fa late
papram b secunne: rtnhurt and charge: for spad
anons n rast. nar« trogne thai re rangred
to ab« ingas can nap be tubyect toa enl« Neo
URS Swieep Options
LOS ollen options kr ~eon; cal, Odnes lo bit
ebonit accown al non-affliatedbne ad iland
bank, morvy myts mular! ludt (Money fut) ad
te rami ond Opec. Anan (1241)1o* cuncnun
at. an nervenat ensto Management Acoxre
Depott nuet al UBS Bra* L6A sid rcnrhlatod
bann partupang nib. OBS FIX-tnefed Depout
Program II! FOONnused n «foran. rat FIX nies
For inte Hanson. Oense
erw4,16C9au•DeP051
«tosis «UBS AG Stamford Brandt Ini :hyn of
licney keda re nal rand by ex FraC.
TØte
1>t. ca:hbala-as te mcal to dopost
attan c al LIDS AG Mas York Brant. and LES AG
C orm Beach thnednn“ are N< ~ed by tre
FOK. Rdren hell a to U3S AG Carnan Franch are
IMOCtaty Opereldt0 te tovagn tel of te C now
Nedi. and tete .5 no glirartet or etar sulgam el
LOS AG to repy the blotes nhibenthe UBS Carol
Brands's bods.
Bane *oxes se nr rolected by Sitt Monty ked
shros tro trctocted by StfC See "URS funnet Smuts
&sura koan-non' bön,
Ltur. at realest benet in te bit apart rese be
~am. ed sexes of a Meny Futt mo be
lcmcbted and the [recett', rehred lo you Or INI
Hane> rare
Fulhet Hamra" åka aralatde ~tia Datona,
reldrg ostan rond ram and yrat« e tealabl• ae
~av obs ccannveopnelds, korn your Onanerat Adescr
or by <gno 9n762.locoo
tas IgnandelSendas anta« protoction
The Flin n a fronter (d tt Senaten entitor Frolfelcn
Con:oration <S170. whk h trOlelbSellintel <(alnen
of le menters up lo 194000 6ncludne 52500001a
:tame for <at) Gplanny &uhu. entatle upon
'eran or at
wc og Ilse SIK »H pnteden
h mu apply to al X43"
ta y0.I bida a parbolx
~ty.
the Frun togrher wih teman il dat^ has roa
Purchalei asoplonertal ~roa
11-. mamman
~om Paynt » al ek)lalt dins. colloctnety oxer
tas protechn is 1500 milian mol Docent« 10. 2016.
Sobject tolfte to% onftlxo trd erntaborn <AN.'
the firm bah« protons:d lor up to N.9 mlion n the
~pk
kr al your nounte hold n a orlo.for
coney Aktiv:9Y of te poky ncedr9odvd"
upon requese
helhet te 9PC proteclon nor IN. 943555551 al
IIINRIOn4"54/
• C alun frontal anats controled by (and rc Lcbd n
'as accourl varti bit heldawry Krom UBS kontot
Sent«, For earek («lang noten< Øh.
karlen .roble annat" and (»tum cl mast
linds reaktored n the name ol the non holder on
the bocks of the arme o onda ugem),
• hdeunom contractt or rinnas-e ~rede (a it,
Imod pannercheu and tenn pir...mete) ta: are
not regns:rid und« the Struntet Act ol 1932t
• Cornmodbeccreracts (Og. f regn eithancp ord
omens motat ...e...ra, includ•-g brunn ccntrads
and (onralll CON:n Carntani. and
• Drpaot Mount( anespil ~team of &poesi) am LOS
Bal< USA, UBS AG U S tonnet and bann nit»
IDIC Kurd Docolit Progen
eho WC prelnlon and te supennurlatpreentcn 40
rue nu* lo the* »tel, ten d tet ~mir ROM
on yas ~non, De 9PC ~nkr , ind the
orplernantalteotedion do rat fanYthl agaira dunen
n tie nufa vald of yes ~vm
(sheth« x a
rean ol route: rnumnwc, noa« branr:my or
ab:mcal
Dividend Robotens.* Fraprene Feen
The peke reflected h an ~mc«.
You Tyg °bis,
the «ludpc, lien >ty FrnancealAdeur On5 *hole
~n me pirchsedircke
*arid On> ad be
»Id ard the ententebe depoSed n your mount 11-e
chndordnnoenmert vice opplidby te Nuet Mag
dnr fram nto ~It
pre* al Antib to anal tara
otro on
CS,ö4hw
Cny wholo sot may be hold in yes non
I ytto re
«Mad »nidet cm as a renat ol a dradart Barn
or OtTOINt. Ue firm eall odet 5ed panel vd, al
malet proc cr accept an annan determined by a
reofitcreddesi-g agency, ard aede yar ansa.
Invennuent ~et
the namnet ~den ad nek pnrie ro cptale to
•ath &Mount end inka vit Neetien ya/ acearec
Pbaso neotheFa. pnxrpI5 n toning dry
599 tant dunge in ps farcol sruXoncr
~orren, ~nos For enl, neon hold You
(hoax se ol the f oh:min intestnent cbjea e i
• %lott Covent »<ont Priestmerts stek rg the
gEneatcn of rcome
• Acnes CarfalApennehon Imestrrenb see&ng
ennuth of onnopal retts the, the surnalcn of
marne
• Rodue Combrutron ol &come end Gael
AØiaear. Innetnenb stel .eg both te genveton
fl ane and urmyt of trunciat
Overall ridcproOlte
• fonden/Mo Seds tonart», Mul prrepal. wth
'tana rd valaterty to the XCCIJI OV515. ten 4
thai man te moln deos rot gren srgrhcrx
intone or ritarns ordnat rot eec° parar
nlial on
• moderate Wittig lo accept saile red »Ponneal and
token orre ~fel» te« h remarne[.
• Awestse With, to rapl hd, dt lo eneos trd
tigh rohialty to otta Ingte mani one tax
• Intetterr•ntaytelay Consönton ~eg a
Portion of 'ho porrkto for ta «rost may made
(ormak, ~.
0." i rnned laxdy and ger«
"toner
Stetanneteuenhokiner
Werner ccenokbte dlreta Saccount rirnements att
the same riten o the are entekpe. e g kanot
ib, has ~tt
aha atomallan lånt «tons
r•lonntpt *ah other (lera< al tin om> ann«
you pet« to («me rndmdat nelinlinli ~lad n
sopare froPopet you may docent bosch:åtog by
Can) 500 Fronoal Adress
Priandly nar* name
De Fr end5 ncourd name o • custanadak *ndmstee
Amen by you to amt you rat your recordlteennt
ha no legal skes on your mon You cn charrp
your Frank wort navwc, through Online Snyts< ce
by onactng you Fruns Alma
Atcount
• Varas of nnosocou~
Net al asps "i
lob le et
• &elen »dolm akta* cash Dam«, valetta
rostruted socunly lett X and Global Tre Dopsot[
martyd telt b makt. and (nianen nol held
by te Finn Pan nol isch& ~kod seositelassets
st the ert of te Snor and orent ?Menet periods. cr
mene natnom, ~ske nod ostrons ind
exeroaable god< cpborn
• teban» 1-clxles debet balercn outta-cfrg mran
lon, «ed' Ink Mon *(art banan
• Cuhrotoney %Aranca Total ol tennsned :slabb
cash balrces, pin *con balnas al a« NOS ad
neri.* hatadDa-dis. ad morry mans mod ard
camp hann, at the clx• ca tro namn pinad
tion-cornmoSty te* aede benet nytyr natt i•
• ot wingred korn other hatnot and **Pem rna,
cre any of 'hese ftrds n the oednay (ONN ol b
baren ner Inb" Dnr* kan your thmnd
llus total it rclxkd in the <uren( perod <kong rake.
SDNY_GM_00325041
EFTA_00197816
EFTA01307082
Important information about your statement (<OrItlelutd)
Lanefeag ~maim
detabd inf.:amino en the Foe': kedrig indices
ad dedames, wut to you Clore Idac•-ohp
Ageaven a Account Apemen and the Genera
Tenn ard CoreSiwe LES Stapes, of Credal Prances
evalabk nArnmenta and Oudasures
•
nuniatYnone4444.4.2ej
YOIR ans
You gatemen &m an usurers sd other aneis h444
n the scout., ea the end of ne tbapm penad You
may at /or deSonrof full/ pad stones a wry Erne
You by wane ~on
used at loan <Anal ala
[aping anybalanceOs on Mom Ary wastes
translated toterren dreg the amnia prod as
laced at men value x of: he end of :he ,namn
pool
• Con On. h damming Inmost hanenepa
~MK included n led assent eflte Missed
who the nuerter '1. ' LES f mined Sancta MI relied
• nformabaa dd.aned from sodas °ter lhan UPS
trane.
radng nenSIOn
stele«
Inna *d you may have provided to you pansul
gave• t
.
Fan donna ndeprdstly nosy a
~sin
the astacycr surdyd ty
damson
fand.4
.'ovaris
thin UBSfewetil Søn•OK
in addlon although LES Srurcol Soya, goer*
~Ws ins chrism. es as et n fe(0144 the ken
does 4.31 crow* any manias that the Mimeo'
linit•
lbate' and 'Unasked (tailless'
acusse 3101 the dated the assist As ash
phase dance red on
riermalean to maw
pschne a salt *awe. forts purposes a
~ma
Accounts trandened tore arm may
res grabs damalen only fa Ma paod of
tree they au 1•01 at ref"
Mote holorcal
Oloness can be added by ye. ~et
Adam
• Unrwilizod ~Am«
Yawn data is uedle,
eP mead' freaked sunarknws
calculakdk€
(duds, sentry 0nM. ~salon data to.
nd•a•fl by May Of may not sel kol commis%
chars
.re
sadly reorgszans *was.
Ondend ard daatenvesvnem
lots
system's<
ankrse bis
~harts -red to da>lay
awardlot The 'Tradedate' *tern present the
annal Irssacton bade dale
• Cable RCUrithe Bonds rid adored stock Mat
insi• oils for away 'Stoves wil be selected
~ally by lot Iran swig at seoslies d Ms
29.» bid n mac mine or ,none.» name fa od
dents Cal bide rearnwei is cbtand from edd
patentn Is sissy., rop Tasked Other call
lease fl‘lf
which add dint yield, complex
~massed be crowded Loonrequest
• Cenerwates of *flak (0)s). Cos are Se nosed
‘s. to 12 S0,000 n Reiman, ad suved mast per
deposter and per deposes. matron re xcerebna
wit [DC rubs
• Mahal» yes 6~
la worts sad °Mr
ac*als m aybe higeOf kvaa tan the ace that
you would 8~1f wawa n re mina Prai lea
<blared Imo varwas Ited party sane. 35th do
bones to be ratable bui re do not nerst, IMI
accuracy
- We 9~4
urlad cbsng take ells arvalable or
Me cresol the bd and a*. wises la 6fled
~ens and oohs: a only cd guns la OTC
~its.
- Lea windy baled seaskies maybe blind teng a
valuate.' model a teens, wan ace we
abused ind may na reflect an na mats pa
c« was
- Caftan Posdan may flaw wataa a pro* and
MP 9~ an 'prise rue rot adittet." Falen
treble to obtain a prig fora sentry.
- Deposits a senates ~led
it <dra es
otte, Man US dais are reelected at the aching.
rate as ea the stasnest elate
- Fa arts ~am widen nrwia:Horrong
denonnewe,
ard downy (Ira was) may
haw been adjusted to faciltma peas 'duals.
to <team <ism quad's, whs naLlab. contact
pta fnansul dØ
• Iftill• invest/netts and stew:tired predueb.
rinse ~nerd Invites (nØ
dal
Pancpai is pours. and red !SUM* aninea telAl
senate) and ft•X•Stdli0d4XII ale rIlt, *IV h4.,/
dØ. Certain *united pedant has not bean
reantead wet, the Sansen and tethage
Cornettist sods ay flaw ~es
Um We
savd•estmaisd vats fa am* "man
secures and ~dad oredacts lee reseals>,
ass,ases and Astry n not pawned
- Thane woks, may dale stebas ad Item [Se.. 4
any, a whith a private ~snort
itya
structured product nay be Øft a sold and*
orm matry reInfri, the wan yannyreteUe
teas Squidatos.
- Dwd party enemas et vats resota ~an
date ad are upped so UPS Snrcul Satan on a
ragas basis by an nel~
walation tern
- mug, gennal pains es swear 141•Y•11.3 wall%
ary, se ascend to fief ern ty the Haar.
91~111,itni. Of SNOW ill may be akdated
bawd at (Hiren nIc4ma nun Iran jhat vied by
fad panes to de...a tar sanded was
- You can obtain ad:Itsal nkmdsregardna
•
mahodolog. dad to deum,nothe *amaze
valp ad the Oat el re ~Ass le
n the
basis Sr then:MISby canes; yon F ~cal
Maw
- med oat; sunned vas maybe relleOnl
'Na. prcee in soma, gluttons seen an
independent women Ism hals rop supoSed a n
unable to assign a vats ~eaten.*
ne
that a material ewe has atoned nut maycalla
seamy reported alp nn quastan. c< wen a
value *odd be e•gley. SpeCulatn• chi to the rerun,
c.I the >aunty
When node< an nr, gasral pit."... Or pass«
minuted wk.» nor a thed.party matured vats
p0Ø the value of the seldy wall:edits«
frost ts puchne price
- 'Dat« em to date' nay elude retun of
capital, ixane or bath
- 'Øsa unit ate reptewt the eld dieing
sne per snit and nay not wiled wad cost
▪ DPP and veined 4[4R laurels. arena listed on a
~oral wastes ~sae, and are gamy
&aid and even they an be sold the sea
remod ins b. Ins than the pa Mare «touted
»is vended ntho accost statement
• Perfriaed postnes Ravened writes gannet/
so aØ one* b. *fgt.» la pub k sit UPS grated
Sers es WI he mates pow el Ow unwedSP*
of Is same .04•If at an spited wits ler IN
tesircied 'lock for Neposts of that grenens ond To
the edam that rest tØ sect, des are arable kr safe
tee yak...weaned maybe st slantiagy Ins than*d
alladed value *awn
• Eel (astairtai Marne. current yieldå *Stew.
An trimmed mud iceane b bused on <unto,
&dad ad interact raws, assuarg iv wan« wit
be held la ate yea hom stamen: dale c• vred
nasty ihrs num.e is on 1r a goidelew sorry
and concur; insane sr meld uaranteed
- ISmated snail entre sid «rent said It<
<elan ty
eeneties could include ~ken
heaved
prat.. a wild pans
a nd cm,,thead
imam. (and Meta
ord
wand be Cmaltaltd.
- Eanded anal name ettrenne yield Arid Mr
actual rose. and Odd nett be bens et War
Menthe ntented seats
- An awns. °I snaked rotmatte
Cddend arder
amend) dadad by the <sent melees
a
Ago«. bawd an the Ian dwdend
a resat
pewee ma
by the moor and
anal*. ix sew ri~gs
be INS kr re
'ma from the urkotet dew or untilmany.
Atoms).
oranuei yid] re not sussind
• Assets net held by UK Financial Strikes. Cation
assets re not held by dor F ne and not withal Me
Fillya oslostua camel Those AXIS se
dispbsed on year anew( for Sormaterd
puTows ay. Paean and vales presented ae
provided by Me mase lem UBS inseams Sonene
not rasp:nth. for sva ismalm adders ant
%want.* as
Rine a$1•14 an rol wanted
by WC a Me foal Il~fltntal SIC covers?
. Rana sharing and Sdkicaal orreanotion
- n adinan to sonmeekns a mks sd l2b. I fees
waned n connects wth the dettuton o. mewl
Portte Ions clients we ana ar anane rKera
awns Mat; parents hen, Ci:Oili.d0fS ardor
adacnot the enaual hnds that we all Thaw
arearts se based on two clefs« anyenems (a
Me most of salts by UPS of å bauble/ mata.
had Islay ki os, dents. and Ga the asses vats°. a
Oark<Otr mkalwaf knd langa saes held al te
fens
- We a-day all lire also recw.e networl.ro ard
antis prate,ro fen n ~Son
fa kinder
aanaemrald >sees thaltscrogide lo the mutuallads
lees orasaly re pad Iron reinter aeon n
'he reutualiund andre å lead Øla ~CM bawd
as On. nabs et røst., r 11‘0 bla1C-61114,
hOldiN) ~WI ItildS d MS lead linty
- In adslai:n to sonless:ass reaind ncOnnection
wit the sai! a &adman of en ry antraos and
Vat (enamel nok ;ads tow <Isla, we odor
as Slade receive awns Ik3••9 ansensaten
han 'vy el the roan. temps« undenweng
re sew"? <enacts, atlases ol the nano
canIssal or ~oft.
isn ens:~ *vat
we dumbete
ha/dabsto nenrrnswis rased from the
paths . ad sale of 1,445N/es Itrkk, we ada oss
Mauna 'etas n assee-tined rewns Meng
parent Iran hantShrts &Staten. as well as
ited4+9 ler le<Muby de~reurl. tram, and
actuates
- Our al. lunes raa receive trasig alarmmonn rid
otter cceoterson from fnutu.11fi.fidI and amerce
COIWineti MP,* PrOiSti we deirtule
- Yee wow an recall** Iran LES Pa* USA rd
UPI AG Striae' &rend te to SYS ps scant
sweeping to ,he tunas~ tht.IES Pre Smut
/wait
Attivity
Matunion regadn; crimsons and oho chars
marred n careen cn nuh two 04t0JtCin el trade;
inducing opt, transactions ha been eluded on
ttediffnlbOM pettect4 towered to you. sd tell b
Prowled to you pØ1' on "gag
Shen selling
d youseatoned n shoat terra a wanly. yota may
nut adorn 6» to anal bonowna Costs for that
pelsdans wire/
Open orders
Palming open or *.sodlib<arceled* airs put
were sol ewe...adby the waned date, open buy and
Tel stepceders ale reduced by the snail of dedads
ann. On," or•dradenclicr sr.1nte date unless
.'.'weed ~west by ye. You se wrest» la
4/0441 that if. 4,ot(tIled da to~ false to 0004
,.tung con cyders
lerineg
to Obl.rn copy of as ant Clem Prwacy Nate.
Plane contact you [nasal AM•sa a voR
webs*,
at »we. ,,Iumwdenva4wrA4.
- Les Fnann, Steam a nal aback. The PAA. Bunne»
Son*. Meade Bia. ed MLA ale hansalanga
afounls vAlch prOnd. Weft 10 baring servos sl
products Ihrcolassanaments rah *bland ban,.
and Mew trek*" tonal, and pranks access so
otre,and annummoddis issued ty vWIlred
thedparty runase,
ampanen *re* insurance
nee
ty
of LES f hated Senkts na.
- Imisnere, ~arc" ard sent products
- NM IDK rased • lee bad mariner May lose was
- RUA boson Marucament Account 0~1
km, COA(counl BSA,
sd niceness. Rena
Langarane AØ serer...ad swanksid
UPS 'racial Sanwa Inc
- ‘16.4 K • (.914110Pd »Sava owned by 'Om
Mama ad Sawa Amnon.. and dad Leda
Icenw The UPS Insa bede cards and the WSVita
debt csda
sted by UBS Bard USA with
nesenisen Born Visa USA. Korpinn Al other
andesnes, (*.woad 'Fa:knurls. sane mods ani
regdord ten* nutla se of taw nrsanun
companies
UPS Pisani:SI Sena. Mt
Rev 201711
SDNY_GM_00325042
EFTA_001978 I 7
EFTA01307083
Related Documents (6)
DOJ Data Set 10OtherUnknown
EFTA01306980
104p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01278975
0p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01658338
0p
Court UnsealedJan 26, 2015
ExhibitF Journal (Black Book)
.4 (213,7 2004 .M 2005? Abby 079?$4 574 202 Abousteiman. Joanna 0503, 333 mad: . A }[email protected] Adam, Nick 19 Rue D7 Pans on 331 538 no 331 401500815 00 33 an? 341 98 p} Agag Aiejandro no 44 730 5033 Emmi: aagag?asimvestmenis.oom Agwew, Marie Ciaire 8; JO :1 51 Eaton Square London SW OQY 0207-235 ?589 (h 020? 621 0011 (w Azzedine 00 331 4272 1919 Aligiermarfe, Rufus a 521 62?? Age 13} Ruins 53H his mist} A?dridga Saffron 4? Ladbmke Rd Landon W11
92p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01279007
0p
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01307084
0p
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