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efta-efta01306878DOJ Data Set 10CorrespondenceEFTA Document EFTA01306878
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
UBS
UBS Financial Serwes NC
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10I71-CCO2
ithrloC037,0253oug VI 0
Account name: MAX FOUNDATION
Friendly account name: MAX FCUNDATON
Account number:
Your If sandal Advisor.
SCOTT STACKMANILYLE CASRIEL
Questions about your automat?
Call you; Financial Advisor or the
Resourceline at 800-762-1070,
account 02%23661
Meteor website:
www UncorNinanoalsonoces
Items for your attention
. Please note. Average coly Balance and
PPY valurs es the Depout Account PAY
sedan of your December statement were
misstated unary statement values haw
been corrected
Business Services Account
January 2019
MAX FOUNDATION
Value of your account
on December 31 (SI
on lancery 3? (I)
Your assets
976 91
977 23
Your liabilities
0.00
000
Value of your account
$976.91
Tracking the value of your account
$977.23
7,2362
5.23112
.2382
5.2433
9769
977.2
Dec 2014
Ott 2015
Dec km
Dec 2017
Dec 2010
fan 2019
Sources of your account growth
during 2019
Vake of your &count
atwas end 2018
Your mestrrent return:
Dividend and
'wrest ncome
Change in
market value
Value of your occoent
on mon unto
397691
50 32
5000
$077.23
Member SIPC
♦.➢70002000749253 N>7000071 997 00001 0119 000000000
000000
Page 1 of 6
SDNY_GM_00324605
EFTA_00 97380
EFTA01306878
$UBS
Business Services Account
January 2019
Your account balance sheet
Summary of your assets
value on
January 3i IV
Percentage of
your accomt
A
Cash and money balances
977.23
100.00%
B
Cab alternatives
0.00%
C
Equities
000
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
00
0.00%
Account name:
X FOUNDATION
Friendly account name:
pore.,;DanoN
Account number
Value of your account
$977.23
Your current asset allocation
Total assets
$977.23
100.00%
A
Eye on the markets
Index
S&P 500
Your Koons:id Advisor:
SCOTT STACK M Alhtt.YLE CAMEL
• Cash and money balances may include
ayaiable cash balances, UBS Bank VSA deposit
account, (IBS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual fujbd
sweep balances See the important irdormanon
about )ous statement cn the last two pages of
the statement for detais about those balances.
Russell 3000
MSC I - Europe, Australis & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on January 31, 2019
3-month Treasury bills 2 36%
One-month LIBOR: 2 51%
Percentage change
January 2019
Year to date
8.01%
8.01%
958%
8.58%
6.59%
6.59%
1.06%
1.06%
AW70002000749254 N77000071997 00001 01190=0%00
000000
Page 2 of C
SDNY_GM_00324606
EFTA_00197381
EFTA01306879
*UBS
Business Services Account
January 2019
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account name' MAX FOUNDATION
Account number
January 2019 (1)
Year to date (3)
Opening account value
$976.91
$976.91
Dividend and interest income
0.32
032
Closing account value
$977.23
$977.23
Dividend and interest income earned
101 pupOStSCi INS Steetentntlacatillty CE Pima aryl Chidend WOW bed Oren delernknel Sall a VS
tat oat , re1 Peessetleoe. Based coon the residence of the account kidder. account hpe, ot plotaxt bps.
son* Interest sole* deickno molests may not be %teed 10 VAIN( WIN (UP order ',ten° Faro (P10
income tees The merit monthly gatemen is ml Intended to be used sx1 cannot be retry.] tan Ser Is/
Folpskes. (lents thou,' Wet to the apel cade tat top:ehno forms they recenw roan UBS amnesty, such as
the Fouts 10e9 and the Fenn 480. lot to rep:rens information nit the practice at UBS to fit the
stplicryse IS eeportong form walk the US Interns Relents Serra and PR Treasury DePadment. and In
such learn scummy clxery &resit ardor usterr.t star exempt or tare axone. nee corp.11 your
Included, Id. mower
Cash activity summary
Set account al Melly
month Ice at3li 0:131Th on your Sweep Op= are occluded in the cpenrg and
clam; bastes ra us FDIC traurancesscAes to &poets at UBS Sank USA 3%1Sn:hanks partcPahl9 m ft*
UBS FCIC hsuced DAMS Sways n coes not 'coy to 'noses el UBS AG. saarnrord Branch sec
=tee son Wit: to money market wasp fund adding: but rd bank deposits Seer :portant in formaton
'boot your :Innen< on theist two one: of IN,: &wrent ter deals.
Year sande/ Advisor:
SCOTT STACK MANLYLE CASRIEL
January 201911)
Year to date ff
Opening balances
$976.91
$976.91
Additions
Dividend and interest ncome
0 32
0 32
Total ad:felons
$0.32
$0.32
Net cash flow
$032
$0.32
dosing balances
$97723
$977.23
UBS Bank USA Business Account APY
Sanuary 2019 (1)
Year to date (1)
(merest period Dec 7 - Jan 7
Taxable interest
007
0.07
Opening UBS Bank USA Business balance Dec 7
81,246 91
Total current year
40.07
S0.07
Closing UBS Bank USA Business balance tan 7
1977 23
Pror year adjustment
025
0.25
Number of days in merest period
32
Total dividend & interest
$0.32
$032
Average daily balance
8976.96
interest earned
80 .32
Annual percentage yield earned
0.37%
AS1'700020107492% NP700007199100031 W19000010000
COSMO
Page 3 of 6
SONY_GM_00324607
EFTA_00197382
EFTA01306880
SUBS
Business019
Services Account
nary2
Your investment objectives:
You have identified the following investment objectives for thisaccount if you have questions
about the* oWectnes, disagree with them, or wish to change them, please contact your
Financial Advisor or branch Manager. You can find a full description of the alternative
Investment ohiechees in Important information about )our statement at the end of this
document.
Account name:
friendly account name- 1 '
Account number.
Your retell objective:
CaptalappeedatiOn
Your risk profile:
Primary- Modwate
nvdstmenl eligibility consideration - None selected
Your account instructions
• You account cost basis default closing method is FIFO. Rrst In, fist Out
Your Pleeeciel Advisor:
SCOTT STACKMantYLE °MIR.
are7C0:2CC0749256W100007%9970C031 0119COOCOOC00
0C0000
Pogo 4 of 6
SDNY_GM_00324608
EFTA_00197383
EFTA01306881
SUBS
Business Services Account
Your assets
Account name:
MAX FOUNDATION
Friendly account name:MAX FOUNDATION
Account nurober.
Scene prcts. «ome and (torent kalms:ham Te oe apocorimate As a mot. 9arry indam mot ncri
te windel/ renected Set importeer olametacn abces >cue Statement a the end of thi docurnert Cor
ofcce ,n1corotron
Cash
Cash and money balances
CFanJAdfoss b/
-; m) .nci Wt avalasce ach bahco«, 085 Bat* USA Ø1Øt account relax"
u85 F
Intured bega/nWol Warce9 u8S AG Startoord Ertarch *noot account bint,
andmoney
makel nNua lundswetp tOlanCeS
Set the Important teloanatton Staatse« Stateeeent at ex eed d this ~rent la *tab Mout those
Winch.
nacht?
08S RANK USA BUS ACCT
Your total assets
emir Maande/ Advisor:
SCOTT STACK MAINLYLE CASRIEL
U8s mik 115A endtll U OS FDK Inreed stogsmBaNc doorat wonit bilances be Inused by i he FOK hhhin
appluble I mis. bed ace not ~bed by WC uBSAG Stenlord bant,' dnosit xcount Urm.% are not inwies,
ty FOIC and se not protectoS th 9K Way malket syreep balances are pcdededby SK bul he not insureOty
the SCK
~neg helix.
Close% bdénce
Fixen« stwe
Meren.
Ohtden0 MIN.«
Dar n
on san 1 (D
on 18n 31 (1)
on ;en 31 (1)
rate
enlod
beried
Cip omsta (1)
9)&91
9)723
250/080.00
Percentage d
Cost
BlitnaltO
Uncealized
Mix co Jan 31 (1)
sou( account
base (f)
annxt 'Kome (fl
»no/ Ibis (1)
cash
Total
5977.23
100.00%
597723
Cash and money balances
97723
10000%
97723
Account activity this month
rot irae Info/mail«, aØ tte pikt' velde storm S,. feftlKICd1K. OB*" set »petoet entonoatoe ethyl
put st gemene at the ~ot INS Oaconem
Date
0<thhy
Dec 31
Cash and money beknot
597591
Jan 2
Interelt
U8S 8ANK USA BUSINESS ACCOUNT ASCC 1331/18
25
977.16
Jan 8
interest
085 BANK USA BUSINESS ACCOu NI AS OF 01107/19
07
977.23
Me 31
Closing cash and money ()Ene*
Description
YOUI
Durer,
espenu ode
Face vtlur
;mbo** (1)
Cash
Cash and
/munt (1)
mbo') balanCe (f)
597723
Al.70002000749257 No700907t 997 00031 01190)0086CM
CCOCCO
Page 5 of 6
SDNY_GM_00324609
EFTA_00 197384
EFTA01306882
SUBS
Business Services Account
Ize cory 2019
Account activity this month (continued)
Ode
Money balance activities
Madly
Account name:
MAX FOUNDATION
Friendly account n ant' MAX K)UNDADON
Account number.
Your financial Advisor:
SCOTT STACKMANLYLE CASRIEL
Otsocdon
Amount (I)
Doc 31
Mahn forward
Jan 2
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Of 12)31118
025
tan 8
Deposit
UBS BAK USA BUSINESS ACCOUNT A5 OF 01107119
0.07
km 31
Closing UPS Bank USA Business Account
The IRSBank USA Big nen ACCOunt IS youi carnet sweep moon.
697631
6977.23
AaP700320:07492S8Nr700007199700C0I Cil I 9 003C00700
End of statement for account number
OCCCCO
►age 6 of 6
SDNY_GM_00324610
EF1'A_00197385
EFTA01306883
Important information about your statement
IS Francis' Stream am. (the firmer UBS 'intros
Seemed, as a member ol atprndpaluosmy, canna:Sty
and optionsaahages UBS Enamel Samos and LIBS
Bart USA an tilted obsclas at UPS A6 ad
if Nies of WS Smuts11C the km% frontal
laterite. it nobble to:amount Therein's ennutto
offces re at
inarcael Senices ht.
1200 Hata Boulevard
Waharden N)07COS
IM flainnt r•r•contc the ore, atrialWad of you
rnmial Seems account Other records. tr.dd
064 tar clocurerts. e Wring coracle., elatitshaid
not be relied boat F you bele* there 6 rarer a
omoson. ohne report a marredately n twang to the
Bergh Marucpt of to office wren; 'ea oxoLre
Atha* al Mures dorm we melded lobe acorn&
inane% data tail not be tied for en rowan ray
*Zs" )40-4,14 isliOnTM. Se. Form 1099. 5498.
tic ) Yr" ream, Yar tar return the Fen it
mound be taw to sepal to he RS all untie drglords.
reoortabbnrtnabb dnidends and !nab* Merest
earned on tecuntei held n sots recent. net proceeds
cn sae Wanted am. a4
barb on cenan canted
:taints.
Caremankations with the Finn
• nen. M.O.:Minn rysal<onjncatore n Arena
to further pram, you firm. raort3 you erlI
Vierto SINOP{ V•41100 Proton*, An (S A)
• II tho Oneida cacao', on the fop leer ci te More
of thit isienere 6 ra ABS Felting Serena.
MANI Sows cartes your roam at (hang
&Ow by rarer*
avir the rekaud flflitO
We darned pad the FAS:orb fltoInro
oPentd. theratan h By case. as fats and
wades we located a UBS Franco, Sown ad not
We nod clg brcter. and saw ens. make a upon
of ay ma a amnion to both Inm
• As devised n de 4CCCtal KreinentS. you ma!
notify us of any eras or bad nrolorn reels
reflected a, your searomont *mho 30 den other it was
Mad a made notable
• Rene deal OfVOinfl ffelitninit a VtIlinti to the
ern% Clone Mica Deparement at 201.352 • 160)
tol.bee a B00.35.9la IICOA.0 to 600
IT Made, though Foley, a in sad rotO
nrool *Yon x.. Clore IttleMon Department.
PO Bo. 766 Lhon Cep In 07087.
• Al statements shall be deemed complete a-drone
a not *bonedto it rang stabil60 days
• for TTY sewn. Cal €ud12.09B6 or from outside
the U.
CA2171457.1495
• h (Me 01 roll a gorse *OA an elnera
fats trier ([ales bill parent a U135 Vet debit
<ad oansectiam cal 804762.1000. Or *Me to UBS
f narcul SWOPS tot.. WOO Harbor Sad, 620 flow.
Wishaelln, NI 07084 Ann RMNBSA Sawn
Cotta erne n soon as SC•J <an. sae Met pa
statement a /wept 5 won) or you need more
Mammonabout a transferal the ironer+ a
mecca The fern or Card basun aroluble)rrtni
hear horny:ono lie than CO days aria Verem
sea scoevfnt daternal al *rich th Ma or
Problem *Pend
- Prow:. sax name rd adore minter Of any)
- Desoto the error or 04 transfer you so kilosr
about and Api , xcbry asyty cal will )co
We. r K n emu a why pa need more
dorm/hr.
- horde the dollar amount of to expected error.
The Fern or Cad basin. nvestore your <emplane
and on correct airy tote. prirrotb• Foe Anted cats
maw .?l 5We dabo cad transacto-6.l we tie
crone thr 10 banns day; to do It, we /All melt
you watt kr the anate you the* I4 n OM. SOthat
putted Nos the ute of
money dung to Imo
tales tes to complete at ntesIdatran
Plea make all chocks payable tote rem or the
ftancul nti&ck s cdcated an tie Nara of to
statement In add/ionto moues roam fen accounts
may be 9beeet toman:enrol fees. chases for Ire
payment for retort.; purchases and charges fce u-pa4
anions mash reams AIOT.ret that re roanefand
to other oblivion. may be sullen to a tinier fee
IAS Swim pOplkwas
CBS ohm orations kt sweetwq cash balances to bark
depose *comet at ncebabluted bats ardaHilated
bans and nay Markel Maui lends (Money fbrds).
Depose accosts at LOS Bari, LISA and 4:n.21th:cod
bents priming n the UBS RIC -MendDepud
Program ar• MC-nosed n accordance went( rule:
For man riomtabon, please sate maw tocsin. Depose
account at UM AG Slorlad arch rd tors of
Nasty finds re not ivied by the IOC.
Barn deposits are not protected by SIPC Monty hnd
Owes we protected by SIPC See "WS Inmost Services
Accent 'rola-tat' below
won at masa baron hr .bat alma may be
*redraws. and than of a Navy Raid may be
Itiadaled and reamed, retired to pa a cow
tOnird
.x<ct.rd
Fallon en:moon tout tradable stamp options.
nclxlma eaten meantries and yields. basalt* el
www bbs comfsweepmelts. bean you. Channel Arno
a by <aim 800 762-10:10
UK financial Services account protection
Ihe tan it a member of tie Stomas nada Praencn
Capaabon (UK). which VOIPCIS inuretti customen
of AS frinfbelliAt to 1500.000 (nclialmt 1254000 fa
dame fa cash) &planetary brochure nobble spas
atone a a wave SOX or9 The SIPC are Cnalection
lints ;pet to if newts tot you hold h a prikular
browny
The AM together at clean affilates, has abo
Pschosed supplemental cosine* The rroarbm
manparable to adage* norm. coltrob under
the prolechon 1500 mllas at ol °natter 14 2016
Subsea to the poky condi." end Intr."
bah al
the
6 Mho( touted
t
10 SI 9.'4h:flat Os
aggregate ltf AI Wu secantheti n a probate
(Aar ty. A hal <copy of the poloy wardirs; it amiable
boon retort
Wetter We SIC pramlon roe the steaparmetal
CoOlttle1401/ 10:
• Crean 'nabob, nun anvoried by fad molded A
SOI/ Kea" yawl but led away ROMMS financul
SNOCel Fo ennolt (frith CO into( &Negroid',
na.drsa drub* metes. red
sham of mewl
Ant no:need tithe name of the roam holder on
dobecks of the out, a trier nee),
• Penmen! carts a nwsinerst meet le e.
tented patnenhps »1aerie placements) that re
not read acd under tie Sautes Act of 1932.
• Commocarot <crtracu (eg, foreign oahargo Jnel
pry as metal conliaolf./. int lodni)
oteirlat
ad lrel"Cdt7 (Van contra; and
• Depose accounts 0ncept trek**, of deposit al U35
Bre LISA. UBS AG US branches and brit n It*
'used Depose Proorn
The YPC pronto" and Me ta.ppetmenial pronto" do
not apple to these tare earn if they armee< amen
onyx.' stiernenti. The SIPC protection and the
supplemental seediercb not protect agent changes
me the work°. new of yes evestrneres Wafter es a
mu, of market movement. is,.. brarWrya
othenbisol
Dividend Reinvestment Program DNA
The one tglininf a an anrale aa. you may obtain
the actual ace Irmo pt I nary al &Miser Onlr Mon
*Mel see pnhxrdude DRIP. partial 'hoes wiI be
sold rd theta WI be &pouted n your xcc•-nt The
dredged 'entrain,* once rasped by she issuer IntY
defer from the male ate at which to Patel sham
resold
Cads-ireliett
hay wholetnn may be held nye.' ware d you re
WIMPS I0 a panel vie se a wail of a &Mendgenera
or ~roe. the rem weether sell whet vat at
owlet prce a accept at ante determased tat a
reaVend Oterma army. rd credo yobs OCON.nl
Immanent objectives
The rwestrat objectors rdnsk bred Ve are speck to
ear account and may vary between your
Nap. ace
therms prormlbrelemln9olr,
011AC ant Chan). A you
maw a
Intonfore oblectiws For Nth Account Mkt you
choose ore of Mr &bong imminent thaws,
• hake& CurrentMont Inentmerts team the
otnereicn of none aly
• Atha., CapotarAripWurcex VitoilnWif Meng
grOnth of also., odor ten the genranxi
none
• Probe* CombnimA ofitkome owl CAMM
AppfeCkiti3n eareumerns seeking tar the generation
of mem, erlgomh of principal
OvreN rielcfrofk•
• Caymane. SIT., to fronton onlef shed' web
bw ridc at, salinity to the mast *mat men if
but mean the noose does not gene* remnant
roan, u fauns and may nOt it° Pre •ah
nitihan
• Moderate Wing to accept sane nst to antic's:rat ard
token, sane s aldeyfa seek lo•te return
• Aperesne With; to accept NO it to pnrKpal ale
hqh sobbley me cud ho ()mint oar lea
• fen:owl Ara* ConseirrAA I **cod, a
paten of the patlao for ha r cam may entlud•
comer. neon, leered Iranlm and raw
yalatini
%element Thossaholdrer
We may ccesso-dalt al retrA0 account itaWnerts sit
the same xklms n the sane ernekoe. e
because
they hem wenn who abe martin pee accee.ni
/flaw...hen a+ other okras al the sane eotes)
you prefer to mew red ideal statements mailed n
copra. enscbspos, you marclecloo hooter:king by
oaten sass throat Mama
Friendly wow% name
Rte kende/ &awn name re fa tudeadable •nokrorro•
Masa, by you to ewtt you wit, you re< Ofdlttepro t
ben ft, kV] effect en per ACCCult. IS not mended to
(Ow fry stn. fin:4.Al,
mertmentcbjectne a real pohle anettItS wit you
'COMM and a not a promo> of garflee that wrath
or ell Internal mutt. aria will be achond Al
then/NM /IWO* toed of lab nekedtv to nit of
loss of Me Merle etamma Youcandung. yob.
handy rattle names throe* Oran. Sanas or by
CallaCteci sae incur Admor
Accartomnriew
• Vabe rat axe accocrot9aambia Net ol assets red
• Aspen. Preludes naafi*
anchors,ros. solos for
'twinedtaunt/ fest).
alone
b
Depouts,
knolged moat to market. and anon amen not held
by the cm Does not mesh inked seasihriassels
the and a tie prior rd oaten patonmen periods. a
rase ernannwes. anted dock *pions and
mercdabb nod *phone
• tobless WWII fifth NIXON. amtring nova
loans. trod Ire. that rout balances
• Cathenoney Wren Total ol brineared notable
cash talamm p14 depose bine, al alldied rid
nayafflubed bares. rd worm main ma.* pad
sweep biros. a the dosed the It
perod
Naniormsedly het credit balances not a(Canl se
ml seaaaned from other Defames ad the Fern tray
toe rydd Ora Ibnis me adnry Ian ol at
banns There fah are payable teaon your demrd.
Dv, total 6 marled m to cant prod ebbing value.
Leans infremehen
For detailed Scallion mthefrms Iran; practices
rd &clown refer to yas Clore bebteornhp
Ageernent a Arran Adytiffitnl and to Genoa
Terns tad Co :Mons UBS kelernent of Credit Minket
araiabk nAreem•nt and C.& busts
a sawn u4 a mare rte reri,lm,rrs
SDNY_GM_00324611
EFTA_O0197386
EFTA01306884
Important information about your statement (COntaued)
Yow rru
ros ademde ~es securem ad oen« anets held
n Nee attente at the ani of We Wammen, prud va
for ckatoy
fuly pad ~nos d arrt tree
Yw rorry Wen. Wolk« uw] at ban <ohaat dm
• aan dry bint* due ontbeen Ary mouw,
trandered topfim ding the statement pen:dam
berd at madal vabe al Ot Ilse and o# the statement
para
• Casiabaraio. en determnena
<me bars ofre
~Mes inbed n ritoraen. *here ndcded
wat the nurrte • I: Le5 Franc& Staat ha eend
Normnon Maria horn tams other Mrt U3S
faldsod Stoa t. nedeg inamme Iran ~h«
Irma Mae you mag.ha
prorand to yen lerend
Mater ih firn doet not nd•parebndy ardy or
~riet
the K N Kyava-01ytia n Ildmaten
Øe
~ces <ether than
Fnanoal Smack
addeert aha.* LOM innaai Snee, genera
wiedes thn donnaten as e o maant tbc fere
does rot tronie day asswaren Wat tee Scanden
~Cent
bate' ad •Urnaleed
ielen es
emoe* at ot lodsed t. «memory Aio"
aow daset regn *PS ntarninca a matte
p-nbase a tab dececret, kt ta• pal:om or
"erwt» A(<." transferia] to *Ome nel
allee, gasslot e-lamsla+ only lot te pand d
tere ihey se hed at re fim More holorecal
reconnon art be .ilded by >ca rand Adotof
• UiwSind paindlosas neon doms ~tabla.
eer ereeed amateedgandlostes m akutded
(amant latere be the ~Lsd en data for
narvarme be mar or may led nalket orernosom.
Aart ad« Manty Morgan:rent/van«
Duidend end Ohm ren.~
bis and sneerde
praam br n ach Øreed to diely ene
aoragal lot Te,?' Teade date" <Øn galants wo
teg.' traniatinn trape dale
• blikla muffin kad. and pat ed dak erwt
the mue• <ab lor *NV Fednetzt.on wil be wideed
~Ma by lot ton arg dl ~os
<d Prat
issue bed n ovnanis ee n roernee name lot at
Cl...,', (al kade ~kon
n oblaat teem tred
pa-los and as doncy es nol yaranteed Othw <dl
leans nv; nat wenin coda affect rat Ølre
nlonnators wette tionted koonmaa
• Priodvalea PrKet Otpleyad lor *asem red «hm
pØ
may be heteir er twee een th pate tie
avviould nuav Weent n ene maffia Prat re
iteltaned hom veeui tred Party ~Ce, Muth ne
beha, to be retable. bul se do nol ~are
ter
aconcy.
- Wegenerayus to ~g
pek* abn ~Lab,. or
the men of the bed and ot ram la bied
WO. 'in and opeens aait bidpees ke OTC
aorta
- Inc lettake te aOed ~mee .dyb rad ede» a
vasten maal ce the mon mam vice `we
cbtaned anina/nat raten n actual ~kat Ine
aak
- <laan waskan mar twee affloot • orke and
wasbord as pee wand ~Jane d we ae
taaie bobben t pee toet
-
Otpotis «toruin &panne...ad in onnet
«het dun u.5. daas aarellMed at th* ~hangt
arte rocl the attenar dab
- For <Manfacvew, wang n nomodormng
denemnstens, pree ard guawey Ilse st) may
hunt ban zrasted to fadkar proper .ban.
To drain corem gooiden.. *NO malta?. enmad
yen Faxtil IkInsor
• Patat* inenastmonta and atruebrod ~does.
Private ~ment 14<knhtt (n<Ø deed
oralrode Vaan anima egde renben anel
mat« ani gruttendInduwt are geraak he"
óaed Conan *uiver, eeniels hanret ban
maand weh 1h Seeen os and bchancao
Comme° a ad« ael stele >muitte% tm We
porde estanded vans toe padie naam«
senaten rderurtved p•cdacts Ia ntorma hem,
CistOt“ ske Auknot d no gwaránteed
- These valetnuydla stkneint" trom poet d
aske, a *eith a went ~neemt ittvrity Or
inutlutedprodtxt mal be beun ce sold and do
not ratly
gepalet the vale aren enry recette
tØ Sauidnon.
- lhed party entende, of vale re af ot *celen
dia ni re, stookdl Minimal Stram n a
mala" base by an ~k«
Marion arm
- gaar. ~ai woof atoom:e atenaud ab«.
d ry. Mitedo ned to te F tm by th* munt
anaal panne' or sproot aM may be cattAated
baseden «kam naammm ban lhat uwd by
'bid palet to den., ter smaad aars
- You tan <aan adStinal damden restarcfrg
wed to dearrene the egnste
maa and the date ot te nitnnatinthat n the
buk sa the «wauw by (ruleg yeti Fraton
Ader
- mad party onraad valies regy be Slab:d as
'Nat rad' rn omwal munten' aten n
dtptaint alsdan Ina hat rot Øled ad
tnabk to 4npn a vale eken we bram aan
*wit a malend me« ha ceorred bat ~alla
Art~ rePorld abt nor asstern. « *ken J
tutu, laJd be Nolay spetoloode date to Ine nare
of Wo money
- Wren noch« an co" glem partes« et tprace
«touwt aks nar at/dpay Panen, rast n
proalen. the rak of int mosty wil be deken
from a inch». pree
- 'Cartoonn to date mag «kade getand
opaal, norm or bah
▪ 'Origrui ane We' eeprellnli tie nej Marino
por ps esa and ~ra rellen va» tost base
- Dit and erlitied KIT teonies se rat kaden a
nstenal "een, Mant, and are gemat,
intrad and reen d dna ca be sold. the vee
naad mat be kas ~to
pee share rensed
ralu• promoot, n thé "ten anowne
• Reelrieted ~aide. Frareb ~net "'Way
renet arrerty digeble for va* lab. LIIMinawd
Snoet von dna mant ante cl tne terestrtled stock
d the same nuet as an morstb vake. la *te
mendel stak he praats of dei sfaered rk. To
ex enten tut metaled aardes re elgble lor safe.
Wo vake waad mrt be Ørn dy kof ten te
impueed val* Woon.
• la ~name arcome. went aalt indam.
An antenne ol aske,{ rentte is bredm tand
dwØ ani Oer« tas. meng te taaien veil
be heb fa one Wat kom statement date ce sand
morvy Tave eamato d cake a goddank acctexy
ni ce« ~d tm". n not guarantoed
ramded mal none and <area raad lor
«elan Wel Of ~ion opuld tnebtle net" of
Praamt a wilg gans n etfeth cate ene ed
norne and coma yØ would be enerstated.
- ratstad aramd norne end <unrll yeld and lee
raad ame and ad mora be bate ee Imker
~Me mtnesealaneounts
- An *neme ol anualrod name (dvdord ader
interen) dØ by ten <omen nonet
valdarno. Dolven e~
on aa last dodend
rx naast payrnme made by the mar and
~rein re acdatestdeposts vnl b heb Ir om
ar front te Xnement date or unedmaldy.
Atoracy
waard pekt se net gasrad.
• Anno not bad by en Knancial Seer. Celen
mets" not hobby Weien, ani rot aam Me
leas postaten or ~nat These aam. re
defarad on yen slate~ for dammend
pLepot“ tely Patent and abri pramrad
protadby tho enting hem ues ~ui
Sinas es
not ~rist» la tos nionnmen ad doet nu
%waan rh adorry these aar n nerl paadd
byWC or Wee Faas teadramental SPC *omarm,.
• Rans 'haring and additianal compaewation
- In *Man to con :mens en sales sid 17h' 1 lem
mened ncc/meden ach the dabden of nejlud
hack to oor dom we nar« or otitis* ratio
mens raag parerts Iran daarom and«
Maria tb> trawl haat tal wo all tinne
mam are bard en tao «front orrpnwer
dna nart of laks by 1ØS d a contra», maal
Vel Ina/ to oor deal, and lid th* anti mi» d a
aerokat menuar kaf tankes aam beid at te
fim.
- We iaat aaide ah* maa networlay and
anebus proesttg lees n <raderden ka oneer
aard anion V« ta poe& to the mdual handt
Tenten.: ~IS
"pad fixen cactee stat eh
ta rndualhnd and n ~0 &nv nare bard
on Me nat« d scans at to broker-dak.
Iwan, ~uil funds cd th., ludlyn ty
- In *daaJn to errninanrearted n ~echo.
wat te sale ee ~buten d ~ob contmds ad
Vor ~mei
Vat ent lods (Ier" we andor
ca agaat nare nor»! InhIttnl ~nogal
bon ms»; ot the ~and <orrarres veenmerg
aha murw «maat, naar: ti the innam*
corepdnot ee citroen of the unit fro~lielt nunt
yeeditfloun
- h addein to ttemmantrettnid ten ebor
vitae and sa d ~stat.
we ander or
aaide maa an asv+based nara shogina
galmen, korre ItedShires ckterixdors as wed as
haan (or ledviologn eetpenen, training and
edutaten
- Pa atlant aho reces, vadeg etriticen ad
otter torproden from triatual hint and rude
afton« abn geolat wo derbn
- Wi. ment < °namat o, Iran U95 Bar USA. LeS
AG SerdordEranch and maar dadd bras
*reist. air cash 90009 pegam bos
~don
may be a ~TM, pa scan fa cr
mw be a wonen. ot ~ar day daad
bil arts
Aeteky
nforrndion reosdnatommesen and ah« thyrs
~led in «enen Ko met Ine ennalon ot badet.
""
1"9 goten onattent Ni bton ',Sied co
Collterrohont genaak, f urnseed tola. and wil be
Vonded to au volvet, ten maar,
Short Delling
pou se englyd n short abn a tentay, >Co may
mor a chotte Me 10 <stam bonown) donsla elur
Wo.» tarra,
Opren orden
P49 06n9 ogen or • god ollandker «das tot
marot ~eind by the naam date, open boy and
set nop orden re 'telend by nee amant ol atedrels
reas eer not dradexh a ex reeds date unies
nansmd oninves•by yen You a. resporabb lee
aan leut we ~OM due toyen lakse to tand
~Ping open ceders
Privacy
To
Øn
a copy ol ced eenst Geen Nerf ~ka.
Oase~
"'ta InmiiIAdrne er en w websee
ai awatthtremioreannstt
- Let5 FnmeralSentert è ~abn
The Ft/A4. aren
Sentas Account BSA and MAA re brok rage
attounit wbeh pand. Men tO breng ~es ani
proddis laan\ artangrams orm :Ahmed bres
and oraw respit baett andpeg:nam acces.»
naome and anranty poert ismad by ~MOOK,
thedtnany envane otenOlnon trast iniurece
tegency stbalunes el tel Frontut Saars M.
- hmansent, nsuance ani amuky prodyb
- ebt ICK rond • No bant g‘orreee May Ira al.
- Mia Resaga lAnnemem Avant Business
Sne~ Adam ESA, IghtA and nternatenai Retort*
Mangemm Meeat re reasend snee maas d
Lei tromp., Sames rit
- VISA n a regrtwed namat vond by Ydel
aandamt Stade Attaution and uld Lede<
lams the Lei los credit <ede rebbe LEIS Visa
Ø
ards a, raad by LØS Sant USA wok
PernsantranYna USA Inc omgord ~her
dadenaks, regotwed tradonas. servet maas and
raggend tante mat re of nee respect.*
compants
ILOS Paasdag Servida kit
Pen 701&IO
SDNY_GM_00324612
EFTA_00 197387
EFTA01306885
it4 UBS
UBS Financ04 Senices tic
Private Wealth Management
299 Park Avenue
26th Fbor
New Yak NY 10171-0002
ANP7002069796702i9 VI 0
Account name: MAX FOUNDATION
Friendly account name: MAX FOJNDATON
Account number:
Your 15 nandal Advisor.
SCOTT STACK MAN LYLE CA SRIEL
Phone
Questions *bout your statement?
Call your Financial Advisor or the
Resourceline at 800.762.1000,
account 029023651
lAritoor website:
www ths.cornanancialsennces
Items for your attention
Help protest yourSe4f from fraud and
frACW bank. credit card, and brokerage
statements regularly. Also. get your free
credit report arinuaily horn
www.annualcreditreport.ccen.
Value of your account
Business Services Account
February 2019
MAX FOUVDATION
on January 31(S)
on FebnAtry 28 ft)
Your assets
977.23
977.53
Your liabilities
0.00
0.00
Value of your account
$977.23
$977.53
Tracking the value of your account
7,2382
Dec 2014
Dec i015
Dec 2016
On 2017
Dec Zeus
"977.2 -
977.5
•
•
Jan 2029
Fe 2019
Sources of your account growth
during 2019
Vake of your zcount
alyez end 2018
597691
Your Prfte5OTellt MUM:
Dividend and
InlereStnCOMe
Charge
market yak*
Whin of your =card
on Feb 7b 2019
50.62
WOO
$877.53
Member SOD
ahP70032CC0936967 NP700006at 43 00001 02190=03000
OCOOCO
Pogo I of 6
SDNY_GM_00324613
EFTA_00197388
EFTA01306886
*UBS
Business Services Account
February 2019
Your account balance sheet
Summary of your assets
value on
February 28IN
Percentage of
your account
A
Cash and money balances
977 53
100.00%
B
Cab alternatives
0.03
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
T N-x FOUNDATION
Friendly account name.
Account number
0.00%
Total assets
Value of your account
9977.53
100.00%
$977.53
Your current asset allocation
A
Eye on the markets
mdex
S&P S00
Your fleencial Advisor.
SCOTT STACKKAAN/ME CAMEL
. cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC Waved Deposit program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual held
sweep balances. See the important tformetion
about ow statement en the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on February 29, 2019
3-month Treasury billy 2 40%
One-month LIBOR: 2.49%
Percentage change
Maim 20te
Year to date
3.21%
11.48%
3.52%
12.40%
2.56%
9.32%
-0.06%
1.00%
AhaT00020:0936960 NT7000064I 43 00001 0219 CO0000000
C000:0
Page 2 of 6
SONY_GM_00324614
EFTA_00197389
EFTA01306887
UBS
Business Services Account
February 2019
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account names, MAX FOUNDATION
Account number.
February 2019 (3)
Year to date IS)
Opening account value
Dividend and interest income
$977.23
$97691
0.30
062
dosing account value
$977.53
$97753
Dividend and interest income earned
fof pu WM Of MS Statement I/Outlay d Inteleil and deldteld Income has been cluercrined lion 0 VS
fax tepwling peemedne. Based won the residence of the account hddef. aC(Ount Ism Of pfdlzt bye.
SOM. Ihteeett ands dvS:leadOasmentS my nil be SiAlfell SO United SICans (us) aroSO. PIMISO WO (Pa)
Income toes The (Hero monthly Valente. is rot Intended so be used end cannot be !eked tam for is
Fnticraces. (ionic thou':Wit to the arnica:Arta temeting tome they seethe loan UBS annualt such as
the f orrm 1009 ma the Fans 460. lot as neparting ink:mato, nit the practice of u61. to lie IM
vont* rat ftoortex) loins with the US MIN skit Revenue Sent( e at PR Treasury DeNdMenf. and In
If:chicane atcsratey <Mary divetro atacc intern[ star ramp or tau* encore. flat comic you'
Inchodual tar peon,
February 2019 (3)
Year to dale
iarabb interest
030
037
Total current year
$0.30
$0.37
Pror year adjustment
000
0.25
Total dividend & interest
$0.30
$0.62
Cash activity summary
see Account ac teeny Nu: month oe meats smarms in your SwesepOptiort are included in the opening and
sliming Mantes Mut ;DC tre.urance *Ors to Spouts Y UBS Bank USA and
bank; partAiabl9 m 1M
UBS FCC Muted Deposit 'swam n cces nOt Soy 10 deposes al UBS AG. Stanford Breath 51PC
stow ton aspries to money issue[ "imp fund hadfrtas tut re bank deposits See Important inbrmaton
tout your :trenent en the sus two pines d t M 'krt.-mink, coats.
February 2019 (I)
Year to date (S)
Opening balances
$977.23
add ins
Dividend and interest ncome
0.30
$976.91
0 62
Total additions
$0.30
$0.62
Net cash flow
&0.30
dosing balances
$977.53
UBS Bank USA Business Account APY
merest period Jan 8 - Feb 6
Opening UBS Bank USA Business balance Jan 8
$0.62
$977.53
$977.23
Closing UBS Bank USA Business balance Feb 6
8977 53
Number of days in nteresl period
30
Average daily balance
$977.23
Interest earned
$0 .30
Annual percentage yield earned
0.37%
Your Rwanda Advisor:
SCOTT STACKMAIELYLE CaSRIEL
MP70002060036969Nh7000064143 MO COI ern
OCOCCO
Page 3 of 6
SDNv_GM_00324615
EFTA_00197390
EFTA01306888
ft UBS
Business Services Account
February 2019
Your investment objectives:
You have identified the following invesuneni object es for 1h6 account. d you have q estions
about theSe0bgChve5.dnagree with them, Of wish to change them. please contact you
financial Advisor or Branch Manager. YOU can find a full descnpticn of the alternative
nvestrnenloticthves in Important informatron abotit )tar statement at the end of this
document.
Account name:
MAX FOI/NDAPON
friendly account name:MAX f0
ATION
Account number.
Your roam objective:
Capul appreciation
Your risk profile:
Primary. Moderate
rwstment efigbility corraderaban - None selected
Your account Instructions
• You account cost basis default dosing method is FIFO. First In, Fest Out.
Your rionclai Advisor:
SCOTT STACKMANLYLE CASPIEL
'WI:00200°9959n N, 700004, 1000001 0219 03COCOtaCCOCf
p
4 0t C
SDNY_GM_00324616
EFTA_00197391
EFTA01306889
SUBS
Business Services Account
February 2019
Your assets
Amount name:
MAX FOUNDATION
Friendly sccount on
MAX FOUNDATION
Amount number:
See precis Kong MO Mescal wave, Shawn may be approvirnale As
gam and IOSSes my sal
be exptutel. reflected. See important sformalsn ahoof 'our statemera S the end of ths skewert fee
more Polly/nation
Cash
Cash and money balances
Cain and notary Nuances may yxlvaa avatars. can balances. U8S an USA avast zcount Maxon,
uBS F
Muted Rogan Bank taancess uBS AG Stamford Stanch *pool account Waxes and nroney
inakel ntAua lund Sweep bataXes
94 the im poled' slosnabon about )our statement at Me end oe this doarnent foe deals about tense
talanCeS•
Behind
1181 BAN(: USA 8uS ACCT
Your total assets
Ccenag Iaaarae
coon; Mince
on Feb I (I)
co tett 28 (S)
977.23
977.53
vain oo Feb 28 ($)
Your Muncie/ Advisor:
SCOTT STACKMANN:YU CA5RIEL
tiFIS Bell USA and SI 1113$ FDIC Inured ROgarn Bank deposit a (Cunt Masan at riddled gibe FDIC WIWI
amiluble penis. PA are not ;tattled by StfC MS AG slanted Branca deposit account balances ate not roared
by fOiC and se not protected by 9PC Money market sotto toLlneel an wanted0y UK tot ale la mattedCy
the FOC
Once per snare
kakis*
Diddeact littered
cops In
co Feb 28(N
Fee
Pedal
period
Ca> num (S)
250,000.00
Percentage cf
Cost
Blanatect
Untealzed
your KICunt
bald (I)
afloat Interne (S)
gond loss (S)
Cash
Cash and money balances
977.53
10000%
977.53
Total
$977.53
100.00%
$977.53
Account activity this month
for nut rbme¢ndb2u1 Its piled Mut ShOrvn Fa restrictedwanes, see important stomata* abss
)ta.a a oases s the end or this rix antra
Your
Ourray
pee
ActSty
Description
expense code
Face Mut
He 31
Gish and money balance
$97723
fob?
Interest
U8S BANK USA BUSINESS ACCOUNT AS CA 02,06, 19
30
977.53
FecerValue (5)
Cash
Cash and
amount (1)
money Mace (S)
Feb 28
dosing cash and money balance
$97753
M.70002002093697114.7000064143 OCOOI 0219000000000
000000
Page 5 of 6
SDNY_GM_00324617
EF1'A_00197392
EFTA01306890
SUBS Business Services Account
February 2019
Account activity this month (contousi
Date
Stoney balance activities
Jae 31
kb 7
Fob 26
the UE6 San, LISA 0.2nOS AS(Oceil .1 yew pima} PNWOOptrOn,
Account name:
MAX FOUNDATION
friendly account name. MAX FOUNDADON
Account number:
Your rineociai Advisor:
SCOTT STACK MANLYLE CASRIEL
AtInfly
0cxrpico
Amount (1)
balance forward
697723
Deposit
UBS BANI: NSA BUSINESS ACCOUNT AS OF 02/0919
030
Closing UST Bank USA Business Account
6977.53
Aw700070000769771av'000064I 47 00071 0719CCCCOCCOO
End of statement for account number
OCCCCO
Pegs 6 of 6
SDNY_GM_00324618
EFTA_00197393
EFTA01306891
Important information about your statement
LB5 Frurcial Sown hc. (The Firma UBS I Martoal
Sawa*, as a ~mar ol alprndpalØy, ormcdty
and abr. mehraes !SS inertial Santa and LW
Bart USA re ~ea obsciaraosed UPS AG rd
alert of U35 Seater U.0 the Pim't frontal
statement eavr46kttamnVuest The Fern's mane
°flees at at
ISS regret Senior nt.
1200 are« Boulmeed
Weehaver N/02086
IM nannuni (COWIN Th. ony oltkial tamed of pit
LOS Farrel Senter rant Olin•Winhh. uteel
oft.c
la docurerts tonlanng cord faro clatesInsid
rot be relied Lan F you bete* Moe 6 neva of
ameba, please~ at rrenedately n err, to the
Burch ~or
of the office wren; >or start.
At~
al hers Chown re mended IOW amnia.
malmul C1313~ na be saad fa ta psposes ray
"Z $
" )4. 4nd lax 1~4 Pe. Form 1099. 5450.
1
tichkTwn ~I
-10~
Las ream The Fern is
requIld by law tompol tot* atS al Doable ~a,
reportable n:n-ttrabb cfriedends and tattle roes,
tamed on larked held n your ~net
voted,
r Mk !WWI nee. ad cost hifii on («Ian (0nned
:KW Wei.
Comounkstione with the Finn
• Mehl ceicceiiiin an/cealcanancrons fining
tofut her pans you ref*. rebc1M3 Pr" er
roe. red $.Nays manta Prousten Act (SPA)
• II Me tetra Anginal on the lop lee ei te trot
of tapssnoa e tal IRSFnrxiaI SiienC44.1.151
eurayal Sams curet you scone at <brio
broker by rarer*
eiti the Muted mina cm
We nformal >ad the 'Aare* fihenyCo
gamed the rart
h Ms tex, or, finch and
*wiles as located al UBS faunal Sent es ard eve
te nvoacro bro. ard yob man mate a ',ton
of nonce a orison la both Inns
• Az devised n to rant artmenta you mat
notdy in in any uno; oe bad nrolong dwell
twinned on yes claninwnt *inn 30 dal after n veal
Mad« made art*
• Der Oral asuren ~plan% a VtlinK to the
awe Chem I *Ira Da.pan•nem a 201.352 • 1699
a talker x IOW SA-9I03. IMOA.M. to *00 P M.
IT Made, Thrwigh Fri*, a in Ant rva 10185
Frwcad Serum Ix.. CIM ~pore Department.
P.O. Bo. 766 then Cly. 141 07087.
• Alstamen,' shall be deemed erealete ad atone
å not abettedto n Meng othie CO days
• fa TTY *ryas. CA814-612.09% ot fromarid'
the U.S. Cal 701.752.1495
• hose of won a ~lens aØ antledrork
lads Vander (EFT), bill parent cr ISS Vase debit
cad Truchas; cal 800.762.1000. Of arr. to UBS
Fria-col Shwa, Pc.. ICCO Raba Gad, 6th 'tor.
Vararkr NI 07006, Ann RMNBSA Sent«
Cal er "rile a soon a yco can. 4 a% Folk yak,
statement a /trot is army a byou need more
infonnetenrxe a transfer as the statement a
repp, Tse inn or Card bat, fat aplablebnai
but from rYI no lit« then 60 dins ala the firm
car >0.a en bet ~err
ar sachet* Era or
Problem rowed
- bade >or nave rd accan ant« Gt any)
- Descrbe the HMI or the wander yea le~
about and tibian as derå as ya
oh/ >co
tame n h an to& a why pa reed more
rionnelcn
- bade the dollar armere of te waned error.
the firm re Cad bsterml nvestate your <replant
rd oaf area soy ere racily For reed ran
rnottmo LEK Vesaeolobe cad tratactons. d 11•01P*
crone that 10 bare« cloys10a IM, we Mllmde
•
alnatån la Ins arras* you the* is n eyel.
(Ka
you vol east thaw,* Or ~Toney dui"; re trane
tabus Leto complete Ca enellgiihn
Fier make al chars payable to therm or the
f mancial infittLacet a-44~de,, the lam of aha
natem•nt In addition to mats '<cosy bet wants
may be P.IPICt tonun:enrol fees. elutes fa Ix*
parer ta sesames ~char and <harga fa uØ
roan n ash acorn A«orits thr are tranyberel
tooling ~vials may be siaea to a unite lee
WS sm.«. opacas
k85 oifien cofion,
»~.,
cash balmy so birk
depart scant at non-elated bats and ahlated
banes and ratty Itti6Al avail lath Prone~
Depose roam at LB5 Bs* LISA arid an. ablood
banes partaccang n the UBS Kg Wend
re
Program • ECKa
-nnd n accordance wehr
i
Crults
Fa mon meroson, please me awn. Idygn 0.1~
n<Olint ei LBS AG Slarnford Birch text rues el
Monty bads ere rice teved ty the IOC.
Bank deals are not protected hYSIPC Monet kid
ryes are protected by SIPC See "WS Inn til knees
anCinni Feaksens' below.
tØ SP repro. bares n ~bark agues may be
erhdrar, ad than of a Morey Fard may be
Ia.:Wei and Mt crowds returned to pa ce >as
l<Veef WC'S..
fade ~ors
tat ~Table 'rep options.
nc1x1ng tusen «nest bees and yields. n 43/4/41bit al
many ik4 Orrhweepynkas, from yor F namolAdescr
a by calm BCO 761.1000
LeS f Mandel Sere kes account protection
The fern is a minter of ter Sauces neon Protecion
CuPerabon(SSC), which protects utanes turporer
of es~
La to 11.00.000 (relord I2S400) for
<lame fa cab) &plenary bnxhute nobble war
recAea ce ei we". SP< a9 The SIP( awl Cralation
lives ;ply to all accord MA you hold a a prabr
apse,
The Firm together firth colais *bales, has air
~chased supplemental ~are
We man"
awe payak to Strodedom. <canna under
the prolate" n 1%0 mar, at of Beret« 10. 2016
babe° to heroic? ordoxiy and intåttywi. Orin el
lait earn 0 Amain CitOliKted Cy to to $1 9 miler in Ike
~Nate la al you scan, hell n a palmier
~CC), Aka copy of th• polry we age ~able
Loon rectart
tarter the SIC prarchen ea the ~real
prolecuon apply to:
• Colin Inroad awn overatied by( and raided n
Yea rout wake) be Fed away Irons UPS Petrol
Senors For tank (elan CO mutate mach,
ncl.dro wassbk rotes. and Ghlwes of nifloal
kris registered nth. rare of the rat
holder on
the becks of the oar or unse sorb
• nattnam calm% a ~name* enemy, (e 9.
Itnina patnenha ard what placements) Ba re
not !nerd Leanne Scamp Act of 1933.
• Commcdmet <cream (e 9, four ~barge and
prec at metal <reach/. inithadn) finish saint
rtl cre"00t0 (Vann commis. and
• Depose accounts feria arbors of cliposel) r LBS
Bak LISA. UBS AG U S branches and barn**
FDK ~al ~en Pros^
The SIK ()Mahan and Ihe ~rental prcteacn 00
eW apply to these assets erm if they drawee cone
any>, sidemen% We SIPC ~Leann and the
supplemental prot«tion clan*, POW pan* changes
in the market miles of was reestrnats Wetter as
whit of market movement. IMP t.PPROW a
«hairnet
Dividend %invitee* Program (DFM
The pace ref bead et an sneer cree YOJ may °Man
the roil wee kan yar IntegralLaw Only ~Le
ern me ~chased under DRIP. paid sham mil be
sold ad the cash *Al be defamed n you secant The
dwdendrerwes~ pre W0PIPILY Ike nuen my
diner ban the mad« weer vrth te Prof shars
re sot
Cash-irblieu
0 */ oholetna nay be held n osa acoare
Inlaid l0• panel VII se a rest,* ol a dmandpansr
or ~rob
the NM wi tiler seal oral unts al
ms/ 44 pre a accept an ~VII Onymty1 tay a
~end caosma arty. "haulm, pta KCC‘ril
ewe ebjedier
The rearm« *bears criclnsk ',Sib are spade to
PKIN account and may valy barer yea roses
Per sarse the Pam promalbr
wrong dry
brier chair b >Ca lønd MI!~ P
mertom ~ma
fn. meth scant fat >nu
duste cr. of the I &loving msmenent
bars
• Proace Current Income Inn-timer°
teeing
the
great tcn of rant. orly
• Aram. CapeatAarbanory ~inverts weary
gionth of
parad taelyy Wen the greaten cf
ncome
• ProrAre Cambnahatatimome ~Kara
An/ e nnOn Innaireens seeing tab the generation
of ryane end growth of principal
On& rek prof als
• Cernrear Seeks torn
*need ~tat
rede
br rid and %dray tote want *mat men å
tat mere the 4•Cilint *in not 9 • nt• Mt >antre
ram a mans ard may non lea pre *1k
irflann
• Modmaro Wang to accept ore n* So pfincoal and
teler ° sane volatility so so* Mire Minn
• Ay ycasy WiliYy to accept l'41 "t b Fnix19.1"
P4' rabble, to ad, Noreen or tent
• fry.renantfårar Considerate. I tactod, a
person of the ocelot° lot hat roue ma Mode
cargo. arateges, hewed ladrty and anser
valet%
~emir Toteseitoliwita•
We ma «au:4M* ail related account ~as
vet.
the same ~ea n the same ernekr. e.g. because
they here amen »ha *semen's" pee rote
relronst,os wet other dents el the some .Stea I
>a prefer to meat rod fad stasunse mailed re
ulna mernepa, >co may ado. housercoUno by
oaten yea infra Adana
Friendly strewn name
Behar* room name e luntarthible •ruckrerre•
Ø
by you to hint you Wit, jots recordation, k
has no legal effect on par accost. is not rtenad to
relied any sunny. peal-et rtarrinrIenn.
mersement objects a re& pubic asscated wit MS
acorn, and es nota prom« or oar«
that rah
or any terra neobL an« wit te shred Am
enamors guava to reA 04 kve, ntØte
ank of
ess doe *Yr. may:~ You <an change yaw
handy aren't isms throor OW. Satyrs or by
antaato you FranelAden«
Acme* —few
• Vats of yore anocoapombla Net of rat and
Bobask .
• Asters Weal ~Akita:hatern vet*, foe
tetradtaunts, (est). end Gets Tine Nate;
averted its to rrwkel. and (*nail "NS not held
by the Fun Dam not refade ~cal searitelassets
at the end of she peer ad Ontlt Catelaia prods. a
passa onnianWel rowed stock wars and
eme«dabb nod 00)1441C
• au/siffey Whin doh, batiVIO0 ~ring
magn
lore <rode Ina, that scare ~cot
• Ca:Mooney Want Total of ~wad rabble
rah barn, plat di~i bares al all Nod rd
ncm alf loud brit ad money ~re mnal fund
weep barn. r M <teed lit staven perod
Neniermally bet wede bares n >Ca a«Ouni ar
na seas gned from other balances and the Fern ay
ute ry åd three knob nte «dewy cored et
bares These tint re payable teen your demrd.
The Iota n rt.:led en the one prod closing vatn.
Led% ebb:aerie^
Fa dared momsion on the. PnWs feed-granites
ad auburn refer to yos Clore Reatiornhp
Ageman
Astart ACIP~I 4(4**GNIP*1
Tern and Orders LBS kernent of Credit 'rears
salable n Ay ~manta an I C:x bauras
al ay/.
ry any wi
SDNY_GM_00324619
EFTA_GO 197394
EFTA01306892
Important information about your sta teuxmi (COMmued)
%e ses
Vott Palemted ~es stextes ed oter enet, held
thea rave at the rodd te Mionlard pricra Tom
ad for *bry cd 'uty pad ~nos
ry Irre
You mai [Heve Word*t used at ban <otrer atm
Paire ans beinet due rotten Arv wcurbm
rardered lotet irn dana the statement p«edae
'sted el midel vale as d the end d the stabenent
p« ed
• ~brei.
In deternmno the <ost basa of the
~Mrs intbded n his liatement. *telt redused
wth the nurree '
ISS Froncial Senen ha releet
On Sammen cblared Itorn taren adainwitas
friarar Serves. ndadeg ~manet Iran ~ha
leme Mot you mag have prceded to yois amenet
Adm« the garn dees not rudgatnintls ~dy a
~eke the x<voya valdy d wri Samneon
prorded ty searces *the the LeSfininail ~e.
addlicek *hot.* LeS in." el Senkes genera
tedon M .Bantunas e o mened the arm
don rot vonit arry Mitti« tat the niarnithe
~Con
base' sd 'Mrealcedg.Wlon o
retire at os %nedmed the summere. As *de,
plire dorm 1.4 on his etarnilen •3 malte
~chow a ule datoent la lav parbasas a
OlhenInle, A«/XIMS Onkel.] totehm mai
fenad om-noe neomalm *ly loe te pral of
line they se hed at te inn More hblericel
uralfen can be ridd by >as fraxiil Ackos.
• Unrealired ginelosses liten date is notable.
neonhi utehird omlunke se </kuttet kr
eductot year ry bal the traneten dau for
ndvdaat bas nya nalr n« reiten carrnasere.
Arget ada co:umy toorgri,:x.ca ~nu
Genhald sncl «her rens.-~ las r
viten<
archre ble ro etb «mened to clootei <ro
aeragad lei Th." Trade date" tobinn ~nis the
agnlatrameten rade dale
• [diablo suuntim. Beat ind pnlined mak ten
the -rour <dh for Isy ~ion
Ml be setested
ir rhalig by lot Iren ~en a1 storities d ekst
Mue hed n out narre or nnomi-isna*. lot car
dients (al teatre ~bon
is °bered bom rod
preet ed es roa) , es nol yierameed Odm
femnt ~renn whoh avta alten yekt. Øka
~en
vol be paceded ka:onnauer
• Pritievaluo PrK44 Onoteyed lor servert, ad ah«
podar maibe hø« os byet tun the pnce tex
yx•would aktualitetane in the mark,' Pron*
ebtahed from ~yd
Party Rentes et the
bel:rette be Sable. bul ne do not %trente der
acency.
- %V* gentral‘• uti the <kano ptke *he »dobble or
the ~ot
te bel and at prim la åsted
~sees and optens a rev bid aen la OTC
setenes
- IeM nn.y trodd winnes *dy b prute! va» a
valenen ~bl or the inc., ren ake ve
cbtared ed myre realt« sr. ettal maket ake
a vau?
- («lan pashirn mer twer wilhota e ake and
watten
'pce nonet salane' d vie ae
,roble to cblan a eke la Manty-
- Otposts a uordet deremnsed n orre.%
ah« tron u.S. dottet re (*fra«, i the ~hange
rate asal the nattratte date
- Fer perlon Rovene, Irring n nonicriermny
delemna, ens, ake ed pist ty daa rakemei
Hva bom atjusted to freknaproper raklane.
To oboenonn quotatorn, vewn nabb*. antatt
yas
41%0r
• Prima inveelmente and strand produas.
Private ~mnal $4014,14 (eCia/M-9 dreel
omveten Vedr«, end vel tiratt reintet PUS
manes) ad seructarelprodacts se gentraly higet
di.ed. («tan *utamd prodris ha* not ben
rerstered wth the Snart es and &dumt
Carmen:na yder :ny state rennes ben Wc
prove. esimated vaies fer penede reeetnen
teatret soa Yrulkend VCClacte fa nicernsficnr
~X« c,
Auka} 4 not Man!~
- Dul* veles nUy del« salaseetrir kan in^ d
stry, si ,h1,4(h a i fl ire ~inerti se“rity or
*attved product maj be boar* a tokt eid do
rot reken-var teomen the vale exe myr 'eta*
trinn Squidren.
- %ed bety ',tentes of vele se as ot • (elan
date and ire tuppar:110 OBS Prorkul Serven on a
regys han bI n rdroenket Magtion Inn
- iccuu,
prmet crtponca andened ra
dry. re ~10
tie Fim by the nve.
gimra' panna" a spana ard may be tablett,
bieden dekn« ~on
kan tat used by
ted pines lo den* ref simated esle,
- Tau tan drain addia‘al rikmenn tearcfna
ured to detten.* the egnete ot
vake eid the disc ot te secrentionthat n the
bris sa the ramma by tontactrgyas Fnamet
Birør
- Med party armrod vafla may be rentered
'Nr parad' n stmatenuatons• veen an
rd~ratt valt% on lem hat rot Øled cr
knatte to nygal e vale eten spe bare ~se
*ul maltem mere hes rored tet may ti la
Ire~
~ed
yale mo cuesron, cr nem J
*lue ma.ad be Nolay speoleare die 10 the ru/ve
d let >Meite
b...Onnot« an reluer, genel latsne et cperuce
ntmand vale 1
steder -ty einer, valga
pcmckd. the rale of te meny MI be deira<
from es peche,* pree
- 'Date/ krit to date' mer "lide repro ol
teel, irane a P0111
• 'Orlorui unit sve Vprevnli the mal ilt reg
pike ps inn end ~øla reiten year ant base
- OPP sd araMed Kfr teo"ies re nr lenden a
mimret sectabes ~e,
and art onroll/
eksed relewn d the y (in be sold, the pal«
ram« mer be less ~te
Per Sbs! ellented
Vits prOulkd n Ve XeCtsli maleover
• Reelneted ~Mi
~NR id ~RIN sønwaty
art not treaty rigebb lor pa4:elf ule Les F na-K e
Serv<4,Unn4 the nurk« VOV Ol tie uronlented mak
ta the sene mor as an inpaetd vale lor ene
**kle/ slak kr papases of rei lekamar/y. To
du Meld live volta led rorve es se <kable lor sale.
de vake weiøed mer be ubstrnital kos Kn te
~ed vake tonn.
• Cm (estenatee blar«. nemnt helte andras.
An utenat of anla ramt o basa, (n (Urent
deeitro ed alloren rale% ~tanna the stank. val
be hella ore yta from ruterne« dale or amt
tnryncy the manne 4 Cl+ å gedeline, ar CV,ky
ad contrardtmant re not guranteed
(simrad mel mare and tanet raid la
talane/Phi a meitet mått node aret" of
PreX0al a WilItigits n Mitti rat the tel
;norne (ed tunene >eelc) «old be ~edit&
- (Aneled aval ntane ed <ni yeld and the
«roal navne indyeld mete be biter or hetet
the the estrnsted "ore
- An erimasool avaelred nome (dinand anda
intense dinded by thearven manet
~nano
bale« e~
onde Let dvdend
a ment paruret maie by the alte r and
nynn te lensar/eke:4es ml be neid les orre
ry tran she sl sanert bate or tanet ~selt
kerry ed cortiand veid se not ~nid.
• Aun not held by VIS Finsadel keik«. Cellen
asete ret enn held ty the lun vri not !Vann the
east ~tat
or tennt tren urde are
drolned on se sutenere lor Somrene'
Nepa« el, Postens and vaket pretented ae
pronded byte 6~9 tvm UBS lnantui Smett
not retpristde los rin rronnaten a-ddenne
girafla ds attorey. eine ~eks re nal parlad
by SIK or the arms aaaanenttl SPC covera,.
• Renate sharing end Øksesel ~nation
- n addei>n to tamme" ai tales and 17b.1 lem
mened n cennedie Wth the deerbarlonol niul
/ude to or <benes ne råa as 'Haiti rann
*vev Mang primtete Iran derktron ande
>down ot the trawl tint tal ne all theta
anasts re based am un> «kront arriznemst
te ra"
of saks by LØS of a omner nifat
hid friar lo ot* d*nel.. and OB the ~I rake el a
catnier ~kut land limi/s taes tiid at tir
fim
- We andas altlak el» recae ne, wal,i+) and
Ornerbris pansag lon nconsderem kr transfer
nem senitet the no ~de to the meual herdt.
thea tres omena% repad toen ~a
X44« n
ert earual kad and re a lied dalar «matal baud
on the runt« ol staret at te bnakerdeake
holding ITLAWI bedi of thr I urd lamay
- h addti)n to tornnesanneened nornene.
eit the sale er dedrbution d arvely minte«, ed
teet ~me
Ytra tres lo Oar tlmM,, ne anda
os "lote raene tener.* Skrina (*Pente."'
fit...vyd the roveret ~perm unclemeeng
the rudy «made, ~res d the in ane
<Orrpanel b sponset of the une ~antre mots
mdarbute
- n addain to tevmnsi"receted from the
~e
and sa cl Ne•TShres
sve «loar
altlab? teler? an asva.based
rosenu.
>samen, from NeeSeeres danar-rors.
well ar
hedeg for latin:kg, cintbanent, uenig ed
arktren
-
aha rene Pedro (omrissa" ed
ot« carpensabe from minutener sd rovem
canainot ,horo proalett vo dorb*
.• IV* wen* torroonsaton Iran LeS Dei Leik LeS
AG SurderclEtinch andronallitredbirks
th~
am Cash 9000p prOgn/nt IM
COni~ihnervy bo a manthly pa ~i
lee cr
may tea paareaped &rage dalr depoet
tel ras
Activit?
hforrniron *ordna arnmetem and aher ~os
stared n tenecticn noti the enn-trona ras.
reld^3 gren vercxtens hann ncluded on
COnlinrulerro rX4,1,›1» furns.44 toar, ed mil b•
pro.idtd to >co acnvall a regane
Short
Il you re4~d
n den sting a sentay, yta may
ulte achge &e lo <sla. borvann, tose la ta
Who,lir seere,
Open alven
Peardn9 open or 'ased ittcentekt ceders tir
vimret ~mnd by the nemne dale, open bue and
sel nve orden re recbced by dit amma ol ehidrels
anen an an ordnidends cr nier.' date unnte
ntinsted ~ne
byyr Yta re responsa* lor
adr; tit re ~Med dat lo >ev lanse lo carte)
~seng open adr,
hiver
To dalen a <on ol as osten Cliern Priwxy Nake.
Please~ ytte Framsal Aden, Ce vet cv welasite
ai »Ww ("As revniternen waf k k
- ISS Tnancial Smitete rot adr* The ItlAgEhanex
Smia; Account BSA ed RUA re lederne
at<ouni‘wh‘h Vade Utett to bal/ ing ~n
ånd
pakkis li~arrinotments nen :Atal ed bres
rd etir tenort, bets. and tenkt eten to
"Larke and anroity patxtt itsued ty ~Mr«,
lhednirty "vane ernpanws trast muren
erney sakoclunn ol IBS Frontul Senkes nr.
- bedne«, Mare and mune IX/XLCIO
- ten ICK reval • No bare g‘warett• Mal lose~
- RMA Rorcarte lAmicemem Atm". Binnen
aarogreACCCunl ISA, MM and reerniberui batne
Manarment Moe" re raystered savet mrs d
LES enineal Senke ex.
- ViSA o a regitNned Ve!~ *med by Voa
Vrainsi «ei Senete Amauten ånd utad Leder
Rense the ISS los «edb tids ed the IDS Vita
det« tids se ostett by ISS Stel. LISA with
snemissen Iran Vesa ti SA h apotaled Malm
Yedenakx reoared nedervd". servet midt and
regrand tenke merkt re el fri reswkw
«moenes
ILOS Fistel Serviem Inc
Pen 701810
SDNY_GM_00324620
EFTA in) 197395
EFTA01306893
SUBS
U8S Financial Senrces M.
Prwate Wealth Management
299 Park Avenue
26th Flaor
New York NY 10171-0002
luvricOMMONS0319xiS Yl 0
Account name: MAX FOUNDATION
Friendly c=ount name: MAX FOUNDATION
Account number:
Your Nnandal Advisor.
SCOTT STACFMANLYIICASRIEL
Phone
Plosions *bout your statement?
Cal 'our Financial Advisor or the
rtesourcelirve at 800.762.1000.
account 029023%1
1fi sit oar wobsite:
www. kbs.corrifnancialsennoes
Items for your attention
. Help protect yourself from fraud and
renew bank, credit card, and brokerage
statements regularly. Also, gel you free
credit report annually horn
wwwannuakrechtreportozn
Value of your account
Business Services Account
March 2019
1,,AXFOLPIDATI0N
on February 28 (1)
on March 29(31
Your assets
977 53
977 81
Your liabilities
0.00
000
Value of your account
3977.53
Tracking the value of your account
$977.81
Sources of your account growth
during 2019
Value 018:0 &COunt
at year end 2018
397691
733112
Your mestrrent return:
Oivelem1 and
'merest ',come
$090
531112
Change in
metier worry
$000
,239.2
Value of your =cant
1,2433
on Yof 29. 2019
$977.11
9769
977
9778
•
•
DK 2014
Dec 2015
Dec 2016
Dec 3017
Dec iDiti
Feb 2019
11/2
2019
Member SIK
A1970003001074875 N77000I 2028/00001 0019COCODCCO3
00010
Pogo 1 of 6
SDNY_GM_00324621
EFFA_00197396
EFTA01306894
*UBS
Business Services Account
March 2019
Your account balance sheet
Summary of your assets
value on
Math 29 (V
Percentage of
your =oust
A
Cash and money balances
977.81
100.00%
B
Cab alternatives
ace
0.00%
C
Equities
000
0.00%
D
Fixed income
CO
0.00%
E
Non-traditional
000
0.00%
F
Commodities
0.00%
Total assets
Value of your account
9977.81
$977.81
100.00%
Account name:
MAX FOuNDATION
Friendly account name. MAX FOUNDATION
Account number.
Your content asset allocation
A
Eye on the markets
index
S&P 500
Your Allende' Adviser-
SCOTT STACK M AntvLE CAMEL
• Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC Waxed Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money make mutual had
sweep balances. See the impottaor n formation
about ow statement cel the last two pages of
th is statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29, 2019
3-month Treasury bills 2 31%
One-month LIBOR: 2.49%
Percentage change
March 2019
Year to date
1.94%
13.65%
1.46%
14.04%
0.74%
10.13%
1.92%
2.94%
Ant70XIX01074876 NP7000120281 °C0C0 0719 000000000
00010
Page 2 of 6
SDNY_GM_00324622
EFFA_00197397
EFTA01306895
SUBS
Business Services Account
March 2019
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account name. MAX FOUNDATION
Account number:
March 2019 (51
Year to date IS)
Opening account value
5977.53
5978.91
Dividend and interest income
0.28
090
dosing account value
$977.81
$97791
Dividend and interest income earned
for pu poses 0 Ito Stamen lacatillty Cl Inkiest ad chickrid Income has been del...nal km a VS
t* ', Paling latelpeelive. Based loon the residence of the account holder, account type. or product type.
sortie Interest andCe Ovidenditaament Mar not be Salad ID LIMN, Stan (U9 Watt Nada RIM (Fit)
Income tam The chew monthly gatemen is MI Intended to te used ad cannot be read icon tor lot
pripaces. C teat thous, ate: to the arylKa:letat tepcchng forms they room* awn UBS annuix such as
the forms 1099 at the Fans 480. lot tar reporong information n is the planet of UBS to fie the
name to repOrte4 loins with the U5 Ikea Revenue Sauce aid PR Treasury Department. ad In
such kerns awed), &vary March ardor intern it tar exempt or tare exam nese <omit your
Indudual tat peoater.
Match 2019 ($1
Year to date IS)
Taxabh interest
0 28
0.65
Total current year
40.28
$0.65
Pror year adjustment
000
025
Total dividend & interest
40.28
$0.90
Cash activity summary
Le Account anis" tha month la dna Ramer in your shampoo= we tnduckd in the comm and
cam; mantes raw FDIC man/4.4:0es to spoors at UBS ant USA as al Dana partcparg wire
UBS FCC hfured WOW Bogart It does not 800y to deposes al UPS AG. stamtoki Branch. SVC
protecton agora: to money multi lump fund Ivldirqs tut not bank depouts See Important informatsan
about yout :teener'? an theist Moon: d Ito: downent kr &tau
Your Rwanda Advisor:
SCOTT STACKMAI/LYLE CA5RIEL
March 201915/
Year to date (S)
Opening balances
$977.53
Add tons
Dividend and interest ncorne
0.28
$976.91
0.90
Total additions
$028
$0.90
Net cash flow
$028
dosing balances
$977.81
UBS Bank USA Business Account APY
Interest period Feb 7 - Mar 6
Opening UBS Bank USA Business balance Feb 7
$0.90
$977.81
$977.53
Closing UBS Bank USA Business balance Mar 6
8977 81
Number of days in nteresl period
28
Average daily balance
8977.53
interest earned
TO 28
Annual percentage yield earned
0.37%
AnP700.3300I074e77 N01000'20281 0:00I edict 009009000
COMO
Page 3 of 6
SDNY_GM_00324623
EFTA_00197398
EFTA01306896
SUBS
Business Services Account
March 2019
Your investment objectives:
YOu have identified the following investment objectives for this account d you have questions
about theSe obiectnes. disagree with them, or wish to change them. please contact you
Financial Advisor or Oraxh Manager. You can find a full description of the alternative
Bluestone,' of echves in Impatantintomlatron about Kew statement at the end of tins
document.
Account name:
MAX FOUNDATION
friendly account name: MAX FO
AVON
Account number.
Your retest objective:
Caput appreciation
Your risk profile:
Primary - Modwate
Investment eligibility consideration - NOnt selected
Your account instructions
• You account cost bass default closing method is APO. Fist In, lest Out
Your Illetiodel Advisor.
SCOTT STACK MAIILVIE CASRIEL
AnnIX03001074878 HP7000120284 Man 0319 OPOCCCOS 103010
Page 4 of
SONY_GM_00324624
EFTA_00197399
EFTA01306897
SUBS
Business Services Account
Your assets
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Some or Ca. ,nccere aid(orral taws slams may be 4:0(00wie. As a its4a. flans aM Imes mar col
tie &wisely reflected See Important Afcernereco eboutweestatenoera a the end of ths caumert for
etre eicrenence
Cash
Cash and money balances
Con arx/ moms bo., -; era .nca avalabie cat. balanies UBS Bank USA Otani account balances.
UBS FDC Mural slogan MN Barnes. UBS AG Stamford Branch decant account Waxes and nroney
meal mut al I und lotto telanCes
See the aportant Nlofmanon aixwit)our stattoent at the end at this document foe Wats about ttose
Wan°,
Honing
Lies BANE USA 85)5 ACCT
Your total assets
Your Ream:id Advisor:
SCOTT STACK MAJMNLE CASMEL
1)85 Bent USA and an Via FOC Insured Rogon Bank davit atone babas are Insured by the FDIC Winn
axiltabli l mts. NA ate not mimed by SITC UBS AG Stamford Blanch deposit account Warms ale not natal
by f OIC aid are not snotemo by
facet market Steep tolanCeS are pecetned by SK brat ase Mt raved by
the FCC
caner) balance
Clang batiste
Mercer snare
Average
Dada.° Moat
Days n
on Mar I (S)
on Mat 29(S)
on Mar 29 (5)
ram
period
paned
Ca mount (5)
977.53
977 81
250)7C0.00
FrecCentage
COSI
Blimatal
Untainted
Vare on Mar 29(3)
your account
bald (I)
armee Interne (SI
wino( IOSS(S)
cash
Total
$977.81
100.00%
$977.81
Cash and money balances
97731
10000%
97781
Account activity this month
for more Amman about tie pike value snoops lot muscled saunas. at woofrant fawner:a aboa
put aatement a the am of INS dell anent
Dale
Actiery
sour
Nanny
Description
expense code
face olue
fecal/aka (I)
Cash
amount (1)
Cash and
money Nana (1)
lib 28
Casts and money balance
$97733
Marl
interest
UBS RANI USA BUSINESS ACCOUNT AS CG 03/06, 19
28
977.81
Mar 29
Closing cash and money balance
8977.81
AnD7C00300I 074829 NeT000I 20284 00001 0319GCCOCCCO3
00010
Page 5 of 6
SDNY_GM_00324625
EFTA_00197400
EFTA01306898
taUBS
Business Services Account
March 2019
Account activity this month «oniinvedi
Account name:
MAX FOI/NDAPON
friendly account name' MAX K)UNDADON
Account number
Your Pinned.' Advisor:
SCOTT STACKMANIXLE CASR1EL
Cele
Allftity
OtS(Itydcal
amount II)
Money balana aaivitias
Feb 28
Palen forward
$97753
Mar 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS CF 03/06/19
028
Mar 29
Closing UPS lank USA Busmen Account
The UBS Bank USA fuoness Account is your penury Sweep Option.
6977.11t
A P70033001074880
n
HP70001202134 MO 0319 =COMO
End of statement for account number
=no
►age 6 of 6
SDNY_GM_00324828
EF1'A_00197401
EFTA01306899
Important information about your statement
ISS fnmelSarrect et. (Me firma UBS Finartcul
Sonoma, o a member of al propel teorty, ormcdty
and options «hanges UTIS binomial Santa and LEG
Bart USA are naked 'babas cd UPS AG rd
ablates of U35 Searites U.0 the Fim'i
statement n nibble spr mount the Fein's anoint
ditt at at
L1TS Fare' Senior etc.
1200 Bata Boulrerd
Weeharden ål)020136
IM dell(rwal ladoKantcyhe onn, oltkial %odd Pt "ant
LB'S Farcial Sent (I rOunt 0th.. ranlecd. +tea
offal la clownerts. <canna correcting claarltdd
rob relied Lan l you beta. tue 6 al err« of
«acorn, peer iepat t erteredotely n writing ti the
Berth ~can of the office wren; >as axon
Alaou.r al I art dawn re Monad yob* amnia.
Aare* dot* dad not be toed fa ta ~es
Poly
etyseerned ten Icinnts Pe. Form 1099. Sae.
1
tic )vbfn Frang
lar ream the Fern it
ronured by taw 1o.Ø tote atS alto:dd. drnfera,
reportable n:ntaabb cfr•dends and table retest
caned al murakt, htid n your accul. net frotet4f
on sele barer CM. and (cot bill, On Sedan <Quailed
steng
Carenunatione Nibro the Fir
• lia sae et.confiren an, 014 carrunrabons i, vertr9
to further voted M., ntin. rt1ca9 pow
n
er
tear the Senates daslaPr00000
p
• II ell0firtilhOl reClautal on tie up lea el lee freed
of On slate~ is not PBS FelreCial 5100444. LES
runc.al Sams cartes your ~um at <boom
Ø« by rarer*
with the rickat‘d mina en
We nformed you d the retaBott
evened the rani h Bal
>Pt (tall and
*codes a located al UBS f maul Somas ard rya
Vle invocarn bider. and >a mel nuke a ',ton
of nonce a ononron lo both ferns
• Az deviated n te rant artments, you mat
nidy lo ot any err. or Bad errobrig dwelt
tenoned on your tiomens solhn 30 days rer n was
malodor ad. oval**
• nose 4,00 ~ones ~plant. Ca nynes to the
ern's Chem larns ~ant
a 201.352 • I 60a
a attire. r B30.35.9103. FAD A.M. ton.®
IT Made, those Folly, a .n ant red to L85
Trurxel Street, kc.. (lent Relive Ørnen.
PO. Bo. 766 then Cly. 14 107087.
• Al statements shall be darned correlate ad atone
å not *betted to n anted within 60 days
• tot TTY serval. CA814412.09% ot fromWade
theUS 0.1121)1.752.149S
• hose of anon a ~Pant sØ an electrons
lack transfer (Ult bill parent or 1.13S Vow* den
cad transactiat, cal SOO-762.1000. Of write to UPS
~col Swat arc.. ICCO Harbor BM, 6th kor.
Werra^ NI 07006, Ann MASSA Sweet
Calla write a soon a )w <an. 4>a Lot sat
statement a incept 6 twirl or 4 you need more
nionnetors Coo a twister an the statement a
re/e04 Ille Fern or Card Ins fat applable)mai
her horna no tat« tun 60 day, ria tn. firm
Call tar ev. lest ciatamcce ces*Awh the Era or
Problem Cowed
--- horde >as nave rd roast nente d arry>
- Darr be the rot or the wander y:u se tatta.
about and npLin as der/ as you can %eh/ >co
Mew n K an fa& a why >Oa PPE inn
rionnelleCh
- Wade &toddle rant of he wadedera
The Fenn or Cad ban ail reettate your carols*
and WI erect ary
prarettb• fa ropedaeon
~no
LEK Vefoodebn cad transactons. d ~tan
more ihr 10 banns days 10 do he, we will «sole
you rant fa IA.anent you thee it n rot. tollral
you wit Nan the use of Nmoney dun; Ow time
taes into complete as enellgilian
Neer malt all chars payable to therm or the
financial nfirksion edosed an Pe from of ra
arrant In additionto nods ray
feet accounts
may be P.Iptet tomann~ lei. data la Ire
parent tor secure« Nathan and thanes fa u-patl
rasa n ash ocean A«ares mr ate transferred
toaler inlieulph may be sub/Kett> a order let
opacas
Les oifien cofion,
»~.,
fah Rant, so birk
deposit account at non-deleted bats and ablated
benet and weer Mina nauel lads <Money ;staid.
Depot< X0Pern ål LB5 Ba* LISA and an. alined
banes partnatag n the UPS Kg lined Deposit
Program rFOCroard n accordance ~Fir( rule:
ror man rdomnhon, obaw ea we* Idcga. 0.0011
410114" at Les AG %mead Bar ad sham el
Wray rah ae not ivied by Ow IOC
Lint dears are not protected by SITC Monry Fad
renn re protected by SW( See "LOS lard Setae
Storm, ~on'
below.
taw. >oke reaest barn en tio bark Ocurc may be
wrendrate. ard than ot a Wray Tad may be
ladated rd the aired, returned to >a >as
1~405 WW1
Fate ~on
tat anti* snoop options.
nckolino <untie ettint (del and yitlds. is nobble el
www LOS ocntweepyinlas, horny's, erannalkhiscr
a by yang 800 262-10)0
Les f ia,ml Son las account protection
Pe Fem 'fomenter of Inie Sauer we.:by Prcocion
Contrition (WC). ?dds VOledl YOurawn cuncerons
cl as intirbe is sal to 11.00.000 Tr hard 12SCOX.) for
clam fa cash) fetlaway bin:chute ~bible soon
noen aen woe as old ile SIP( awl "'dear
Brit col, to 411 r orb that >a hold in a petals
elaseleY
Therm, loptthe aith conan *dais% ha*,
~chased supplemental rare
We moan^
oar
pbrabk to ratableder" adeeneb under
the prolechon e ISCOmllat as of Dart« 10. 2016
Same! r Myopic? corsaisx6 and Imitators,. Can at
tit tam n knew snoleded ta sp to SI 9 melon in its
aBT~e for al >ay atamr bed in a pain »,
cape ty. A ful coy ~poky wa-drg it :rabbet
con rewert
tatter the SIC pardon me the ~real
acted«, cob to:
• Cron batted awn ~died by (ad ridded en
Y0'S acoua vatelat fieldaway Irons UPS Natal
Seniors kw eink orlon CO mutate octants,
na.de0 wsebb, ~tot. re lihNfts
krb too:owed n the rare of the ram held« on
the bed, of the oem a Urfa art>,
• hatman <snares% a rattmoe raciest, (e 0.
lensed pertnnahass ard Pend° Phoneme "I re
not encored snake the Ssoontin Act of 1971,
• Commorre <arm (etg, feria ...charge and
preens nn/taw-esla, nydag kart antra%
ad 1~
PPP, comp's. ad
• Depose accounts(eaca connotes ce dean«) a LBS
Ba* LISA. UBS AG U S larches and bras n te
FDK hurl )wen Proyern
Te SJPC protolon and the sidoWnenial pronto" 00
PP atria to thaw assets eden if they arm« ram
«nyo adamants We SlIC protecton and the
supplemental orot«tion dana Pinallel *pond dugt
it the market volt of you restmens (whether at a
eeau ol market movement. rat baknpeeya
othavynel
Dividend %imaginer %g ran (DFM
The «see reflected et an swage ace. 00J may dean
the actual ace kan you Iarc la &Omer Ont, strok
that me of. '<bawd under DRIP. prat ,hat hill be
fold and the tar will be defamed n yoa want The
dwdendreesearm price 0/01/10P by the 66.61 mat
dall hon the mykt ate al 0,40(h 1110 INIMel ~el
re %PI
Cash-indieu
0 */ wholetenet maY be held
yos coal
d you r
«Mad toa pane, use at a vault of å dmadond
or ~set.
Ow Fenn wit &the WI pen el rat al
mata area a 04«10
Onernted try a
regsta<d <bu' v szaty. arc kteda yar KCP.rd
~nor
objective'
the ~carrot *tarter rein* ',Sib are trait to
hhh account and may day barer yxe rasa
Per rvne the Fern pronabr n wring ed
precare caLvige 4, >Ca hard Maker a
41000rpe ~bpi
for each rount fat you
<hoot* or. of Ow following resonant dajaten
• Proace Current Income anystmeres seekno the
errata , of rant orb
• Aram, CaptatAopenann ~intents wean)
gionth of aerial laIlw than the ~rah:nod
ear
• Pro.da Combnann of wont ~Cara
Appreoron antatrems seeking tads the peneration
of tame and growth of psinndil
Owe& risk woe«
• Coranre
0? marlphalP
reth
kin rid, mid %dray to the wart oral. men
tut mere the 4(COP0 Chef not gene,* >enfant
rant a runt and m ay non laio pre nth
irtlaton
• Mod•ore Wang to accept tone ma to papal and
batman scent Watley Ha ear« rant
• Asefazw, Wilig to =Kt e.qr rid. to Tnix*kl rd
no rabble, to vat tor rant or lent
• frnantantfraney Comdr.!~ I tactod, a
paten of the pricedlot tat roue may isode
comply. tarmac" Unwed loudrty and gene
valiant!
Statenwm Tousaliekrintr
We may conua-ditt all feta•,eO want ~as
rot,
the tame admires n the tame enakse. e.g. because
they here *fern sto ro amen pie aeccuM
talromt,of v./bother dents el the tar edIress I
>a prefer to recent tnd fad 113Iemeell mailed re
wan. •41,01004:4, you may clodno hamatibloo by
calegyos infra Adma
Friendly coma name
Me ;reedit account Arne 0 fl ustcanstable •rakrarre•
chosen by you to art you wit, your reaidtenana k
la no legal «lea on you accost is not rtenad to
felled ny raw. prod-at recorrnweanr.
• warnent *rte. a rei mac atcattd wet. pots
POW,. ard o not a pron« or wares that wratt
a any Inn<ial neut‘ ora wit br aneord. Al
enoommtt ensdva
Ns cl tnn, ayanIncjito alp of
lots of the art etanarant You <an <King, tan
PriencRs acnnt nano throup Onto. ~et
a by
(nntactro rid Seasonal Adana
Amin t —in•
• vatic of you anoundpartfolb Net d awls ad
• Aapri. Muhl Palk* oak. barn valet fa
rnradtecontf (eft), rd Global Ter Darr;
armload arts to ~kn. and Chilli OMPI not held
by the Pam Don not veldt uviced atositielabets
at the and cd te Ør and Cuhltle aalrrnr prods. a
roam, nentmaeld ~ad
Slat *anon and
aroabfa nod wont
• (.utdros tvisclei debit Idiot" ~ring
merge.
loans. <real Ire, that scare ~cot
• Cash,roney War: Total of ~wood aolabb
cathedra, pla depoet Lariat al rubed rd
nratfård bait and moray maim masa lund
sweep batmen. at the date d the sta
ri wed
hlonionenolty Ise wed. barites n)Pr aPOP4 are
no
from other bares end One fern entry
toe sydd thew fint ner adnary teused to
tarots These tint re payable con your cirri.
Dv, total e exaltd m the «unnt prod cbang value
bading irefaretien
fa detailed Manton onto Omit lendng practices
atl dalcoun refer to >as Clore Retitiornhp
&gatemen! a 010)Plt 0.7~1 and **Girlies,
Tent rd Grata% LIEtS karnent oe Credit Trinket
salable nAremerta and 0ucØ
el wen.
ar.,
SDNY_GM_00324627
EFTA 00197402
EFTA01306900
Important information about your statement ussionsoo
Vow sea
Your xatemem ~es
storeys and other 'rats hoed
nth. accord at the end of to statement grad YOU
rial at fa *hay a luly pad aorta
xso, en*
You may Wane tatted*. usad at loan camera/ ale
Men any baba* due colleen Ary seta t et,
wandered to the f irrn dreg the statement peard
Wed at InPla yak* al a the end o# the statement
penal
• ~bap.
In date/morn the Mt ban oft*
secLobes included es Ins statement. *here evicaod
ede the neat«
LeS Frontal Sena« hat robed
Natestes Maned lrom source caber Own LIS
f nand Sense" rdedrg racernatran Iran another
Irma the you may NI...pomadedto you Finaal
Mawr The Pen does not ndeparckntfy ~Ay a
~Inlet
the Ko..recy ce var.,*
cm
an/ elorerutas
pronded
sorces other than LeS hunted Sews«.
Is Adhere athough LeS Friax al Serval, genera
ratan* try nearnatrm as h o mewed the Fero
does rot vow* any asnoen that the ularnaixe
~Cost
base a-d • tan leed girlies,' is
imam* at of do dated this «remora. At ouch,
please ob not fey on tit riam*cna
make
prehase a sale deem:" See la• maze a
°therms* Aasons transferred tote few nay
telloct gar/kan Manalen only for to period of
time they se bob at lee Fern, More hotarcal
ontenxcn can be added by par Fevgal Adeta
• Unrealized gainblossas Mies deals awdabk,
estimated unedited gen nosses are </Waned la
nductut storey lots the unman
data for
minlaat lts rmy or may nte rol kit carenstant
draw 'ida oxwmy reorgan.tagron tenet
Orodend and other reru~
lots ant spun<
perch's* bs re each (canned to disLyro
aewagad lot Tea Trade date' (darm peasants the
anuenn pa* dale
• Callable anueltias Bads"! gmbeed dock that
the ^wet cab for *eV ~on
wit be wleted
~all/
by lot kom arson; al seines cd that
eat bed n out rum, a n name** name Ia car
<lamb Cal kart ~toms
obtained kom Ord
palm ard as rosary rs not patateed Other <SI
letten moy evnt shah cola aart yekt. ample*
Mars
write ponied exon 'vaunt
• Maaltel.
hete 'OM forward*, and Other
dattellt maybe hop« or bee "anew price that
>annuli am*
wawa n to market trat xis
itaxantd Irem repay tied Piny %VC ay which we
heir., to be ratable. bie eet 03 not parent. ter
accteacy.
- We genera* use to <bang peke when ~Labia or
the memo/ the bet and mi.. pekes la aged
590,4t4 and options a - only bid aces la OTC
seoritot
- tea whey traded anima may beBroad taw» a
vakaton mxbl or the 'non roam price we
oteaned ani new not reflect an actual make trice
a Wk.?
- Crean poshkes enter appear without a peke and
veal show as 'ace wand ~lane
d we ere
knob* to ebb. a Vat Ia
OW0: tt a Kasbef anallnaal n <Vreetel
Other tan en. dotes ao relkdel at the ~hang*
rate asdl tbr gagmen date
- For °eaten wawa, dalmg n rancortormna
denomnstens, award prep
(lace valud new
tow been teased to hobs* papa walolm.
To Main *rem quotacea. when nib*.
<vitae,
sat Fnandtal Aiwa.
• Potato innolmenta and ~ad
~duets.
Private nastam seessnas (raldrg deal
Write* en Program aid teal ntegt ~awl
trust
manes) ard greased ~es
re gamily hap,
Axed Cart n a a Lred g at
hare not been
nerved wol the Sore en and Tzar";
Connote° a u -dee my sale ~the% Ian, We
poesy estimated al"
tor pan% ma/ma
learatt ad ~tied
aortas fa nicernaficng
Ilapa44 an* AZAVIO/ 4 not ~owed
- Thew vd.res may Odle stkneintani, Iran Peg"
any, **loth a pirate nerffinent tal
ce
'Patti** productmal bebaste ce
awl do
not neessady maestro the sate you mw wee
taxes Soudanon.
- Bird party estmeles of ate se at Ca *cedars
deb and are supple:110 UPS gamma, Stevan on a
ropy*. base by as rdapenkre 'Marion fun
- tame. great pr mar a spantor patnaud value.
day, teete
SKI to to Frm by the moat
"twat panne' or sponsor and may be catenated
bawd cn Mee< nhernean ban that used by
tadpoles to demo ter slanted *Sun
- You can drain add!~
Hammon regrefrg
,,,,te~ey
used to deteneene the est.** ol
aloe and the date of to sacenution that is the
bun Ice the «taut* by mot run yea Fnotatl
telnar
- Tnrd party onenaled values maybe rehear:1as
'esa prod' n steal IstuatOrt Vahan a,
a:4N~
valuZon Inn has rot SeCrilad a
enable It
vale ~we
became mere
tat a maenad rent his awned tat riveodd
PreaxOte reloaded rule Imo eueston, ce when a
ado, mr.Id be hrolay speaker., dat to the naive
ti the >aunty.
- When flotsam an our, genial partner of cp:nace
Metaled oaks nor a ~darts
eantated wag is
prowded. the vat* of te mosey wit be &dead
from es 'archive once
- 'emoted am to date may Mule aasnol
opt* ncane a both
▪ 'Onnrui una site represents the neat calving
pane pee tin and ~Me
reflect yeas <pubes',
- DP? ani Wined KIT sasees re not lasdm a
neohl NOY. C. Mane, and re cientrah
dload and even l they can be sold, the phis
rayed may be Ins tan to per shre ranted
value proakd ei the XCCISI °Mann
• Raeriotad meats. Redneted Gaat« "moray
are not oxen atorble hor petalf sale LEtSFna-oul
Sava" *PK the mirk« once of te armstrend dab
o# Ms sane slue as an espied yam la te
mantled steak for papaws of Ni Jai/mental., To
***dent ihst tetra led setae es re *bath lor sale,
the value reamedmay be
less thin he
reputed vale toen.
• Est (estimated) :loam went yields and rates
An estrum ot erns/ mane ri beset. current
&aim/ ad ~alto,
ammop the weenies wit
be heb fa ene yea kom statement dale a stil
finely The «maw c cry a gudelne, money
ad centime, no:~ am• not guaranteed
Estrnrel ~al
near* and cement yob la
<elan Wet of ~ion
<odd include are"
of
torracol a capital pent n Mich care the eo
interne and taunt WHO would be overstated.
- blinded armall axone and aired yield and the
awl aeon and yerld anti be bone or here
than the etenstel snores
- An annul* of anaktod ncornaBtedord ardor
interest) dmied by the orient market
suldavene balance e bred on the last dvdond
or meet payment made by the mow and
Johann tee aCtsPirldep011s wet be hob krone
ry kan the te /Mental date a untilmin".
Amory rdortnurd yeb se not gunned.
• Anew not hold by MIS financial Serrioate. Cereal
Watt
na held by the Ira and not *rem the
inWs ~sat
or °rant These asses re
displayed on >as naterne! for Sonnies:eV
()Loot« sly heions and vats pardelted tee
voided by to nsurg hen ues ~tat
Sweats a
not rospantaa fee the nionnaten ad donna
Guerin es aecurry. Rine assets are not yodeled
by WC a the Ferns tra denental SPC coverage
• Revenue sharing and additianal amptawatioa
- M *Milanto cane:mom on salts .rd 17b. I lets
maned nee/meta, web the diserkerton of mutual
fundstoas dents we id
ea or asair,* ratio*
neat* tang parents Iran &wanton ardor
admen of en> nttual tint tat wo sol the
stasis ate !aced en two ~rant orrpanamst
the rote
of sales by tie S oe a pancular maul
Id) tat*/ low <beats, and Gd lea asset vatted a
>Mauls mutual fend langs shares held .0 the
fen
- We "Sow Pt hale also reeve newodin and
antibus paean; lees ineons-0er~ for transfer
nerd cacao VW M provide to the manual hals.
Iheto foot gear" repaid frees errata ascot ei
t e mewl had and we a head dolls "tea
bawd
en thereat.« of accoses at **broker-dealer
hcbrg metal knds d the lurdlamly
- In addeir, to eciernatecns wend in correction
wit te sale or Okada/lion of amity contracts ad
era mestnwel had units los
dens, we ads
as aflame It« ~/~lelhIliCKI
<corPermet01
ken may of the ~awe care.'*
undemenng
the arnuity oraracce, Aimee cé the nosance
amain*, a sponsors of the oase "KNISH liudt
wt delft**
- n addeisr, to 0:MIMS•SnnettMd Iran the
astute and tab ci hite,hares sell. we idea
situate ream? n asvettsawd **rat *win,
payment fromMenShire chub-don. as well as
fundino for lahria tatty 60440a/sent, training ad
educator,
- Ces *limes aha ream naming arrisIcen ad
ote«arpensaban from rravalhiedi sd reara-ce
corp.:nos seam point
aso darde
-
tee* componsae wk.:enUM Bra. USA, LeS
AG Suredord Chinch a-do:n.41, 4~
barks
tee.. , our cash harp ern rns
anyensxon may be a moon* pa scam fee ce
mw be a percentaged swage dart depten
teal axes
Activity
nfoneution rogsdna cenernMan and ether ~on
incurred n cornedion on Itt the weoacn of vas.
n ek-rdeg pion ertsreis has been secluded on
cateruhons prenany forms/rod to rem. and all be
Pronded to ster rowdy cnrecaod
Short sang
II you re <and
e, short wing nanny, you may
mu a char eta 10 <slain barmen, costs fa the
pato,tv security.
Open orders
Pogadrg open or 'ixod idlancekt cedes tat
ewe not eacual by the namem dale, open buy and
sell slop wan se reducedby the amoral Ot etedonds
or errs en re eednidexls or eiiris date unless
nstrueted °taws* by you You re respornbb lor
abn that Mt aélkeled due to >nit false to 0~
toasting ccen ceders
Privacy
To obtan a copy of ete oorent Client hioxy Nuke.
Please contact yew relintial*Occe or vet a
nabate
ai »WrifolaseeS,Invot:et
- LeS nrantialbentse. è noted,* The MY Renren
Sankt: Accure BSA and IlIdA re brokerage
Jimmie *Mesh pea.* Matt 10 bring «ewe and
pedals Wean\ areingements at :Ahmed bras
art mew thadpony birat. and provides access to
Meta
and anreaty Frocks/. issued by ~Hated
thediserty eft
6:moron trout cunt
arty hand"
ol tan Tiunal$wvices kg.
- heeansert, ~tree.
ani snaky proton
- nyt FOIL roved • No bank guarantee May lose vale
- tMA Rasara Ma gemem Aware Busaso
Services Account BSA, MIA and niernauceul Raton°
Manrateent Accost re ream «ad sew< marks cl
I
j trunnal Senecas tw.
- VISA n a regittead Vadanark owned by Una
Vremsberia Sawa Au« inca and used says
Rene the WS los credit <ads a-d the IBS Vila
debt cads am eyed by LOS Sank USA with
Premises from yea USA no aporaltd Mother
trademarks. registered trademarks. serve* marks and
rep:seed service nurks re of ter respecter
companies
LIBS Fikandal Swim Me
tee 201110
SDNY_GM_00324628
EFTA_00
197403
EFTA01306901
UBS
UBS Financial Services ric
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 101 7 1-CCO2
rearacColos991 Nig VI 0
Account name: `.14tX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your 15 naarial Advisor:
SCOTT STACKMANLYLE CASRIFL
Phone
Questions about your statement?
Call your Financial Advisor or the
Resourceline at 830.762.1000.
account 029023661.
Malt oar wiebrite:
www itoscorrifnanciakennces
items for your attention
. i-ielp protect yourself From haul and
reMCW bank, credit card. and brokerage
statements regularly. Also. get your free
credit report nwally horn
www.annuakreditreport. corn
Value of your account
Business Services Account
April 2019
MAX FOUNDATION
on March 29 al
on April 30 al
YOLK' assets
977 81
978 10
Your liabilities
000
000
Value of your account
$977.81
Tracking the value of your account
5978.10
23I12
5,2302
.239.2
1 243 3 —
9969
•
997.6
•
sin, •
Dec 2014
Dec 2015
Dec 7016
Der ki 7
Dec 2018
Mx 12019
41 2019
Sources of your account growth
during 2019
Value 01 rOUt 8count
alyez end 2018
Vourimeuwentretum:
Orudend and
interest tome
Change in
marlet value
Value of your occult
on Apr 34 2019
397691
SI 19
$000
Member SIPC
ASP700020307C6991 HM0006392902031 0119000000000
CCCCOO
Page 1 of 6
SDNY_OM_00324629
EFTA 00197404
EFTA01306902
*UBS
Business Services Account
April 2019
Your account balance sheet
Summary of your assets
Value on
April 30(11
Percentage of
your aOCeleit
A
Cash and money balances
978 10
100.00%
B
Cab alternatives
000
0.00%
C
Equities
000
0.00%
D
Fused income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
MAX FOuNOATION
Friendly account name. MAX FOUNDATION
Account number.
•
Total assets
0.00%
Value of your account
5978.10
100.00%
$978.10
Your current asset allocation
A
Eye on the markets
See
S&P 500
Your Anent:id Advisor:
SCOTT STACK MANLYLE CASPIEt.
• Cash and money balances may include
avalable cash balances, 0BS Bank VSA deposit
account, u8S FCC Insured Deposit Program Bank
accounts. VBS AG Stamford Branch deposit
account balances and money market mutual he'd
sweep balances See the important information
about you/ statement on the last two pages of
this statement for detals about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2019
3-month Treasury bills 2 38%
One-month LIBOR 2.48%
Percentage change
Apri 2019
Year to date
405%
18.25%
3.99%
18.60%
2.91%
13.33%
0.03%
2.97%
Atea/002O30, 09392 rin000063929 0CO0I Cul 9 CC0C0X0SCOOOCO
Par 2 of 6
SDNY_GM_00324630
EF1'A_00197405
EFTA01306903
Business Services Account
UBS
A
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account nametMAX FOUNDATION
Account number.
April 2019 en
Year to date IS)
Opening account value
Dividend and interest iacome
$977.81
$976.91
0.29
1 19
dosing account value
$978.10
$978.10
Dividend and interest income earned
for Du DORI d< thS gattreient latatilky Cl Inserts' and tandend bean< has teen delertnned Item a VS
tar Iepoling petspective Bated icon the residence of the account noldec account gee. ot pro0.el Ice.
Kinkelmerest antler Ovilendarymtnn they not be Amen 10 Urged WIN rust enact awn° alio (aft)
Won* ton The dere Monthly gagmen Is rot Intended to be used end cannel be eked t
kir lea
Fu Tows. Clank should Wet to the nista tat fop:ding forms they native I icm UBS annualt such as
the forms 10:9 and the Fairs 480, lot La reporting infamatcn n 1f the practice of UBS to IN the
ciplocatie tat repeat"; loans lath the US Mlernal Raente Strafe acv! PR Treasury DeOadenea. and in
such lams acckrady clx2fy dreamt/ ardor ireercot star ecerria or lacable exam nest torraA your
Inclgclual tar pa:tater.
Cash activity summary
See ACCO4OO activity Our month Ice Wait fteartecm your Sweep Op= re tricluckd in the opening and
darn; Maims vats FOC traurance Accies to &poets at UBS Bank USA most banks partcPear9 .11
UBSFOIC Muted Deposit FTegein. n does not aaCiy10 ClegOsiry al UBS AG. Pardo &Web 51K
protreton awes to money Maatt :weep fund hddingt but not Am* &pads Seeimporeane inbematon
about your theemere an theist Nee pokes d t M docunent kr Wats.
April 2019 (Si
Year to date (5)
Opening balances
$977.81
$976.91
Addtions
Dividend and interest ncome
0.29
19
Total additions
$0.29
$1.19
Net cash lbw
$0.29
$1.19
dosing balances
$978.10
$978.10
Your Reasmial Advisor:
SCOTT STACK MAATLYLE CASRIEL
UBS Bank USA Business Account APY
April 2019 (5)
Year to date (3)
brerest period Mar 7 - Apr 4
Taxable interest
029
094
Opening UBS Bank USA Business balance Mar 7
5977 81
Total current year
$0.29
$0.94
Closing UBS Bank USA Business balance Apr 4
1978 10
Pror year adjustment
000
025
Number of days in merest period
29
Total dividend & interest
$0.29
$1.19
Average daily balance
1977.81
Interest earned
$0 .29
Annual percentage yield earned
0.37%
Ae970002000705613 MI00006392900031 Olt 9000000000
°COMO
Page 3 of 6
SDNY_GM_00324631
EFTA_00197406
EFTA01306904
UBS
Business Services Account
April 2019
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about theSt objectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Oraxh Manager. YOU can find a full description of the alternative
nuestmeni of
in Important atematron about wor statement at the end of thrs
document.
Account norm:
MAX FOUNDATION
Friendly account name:MAX FO
ATION
Account number:
Your recurs objective:
Capul approcianon
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost bass default closing method is RIO. First In, In Out.
Your rimancisi Advisor:
SCOTT STACKMANLYIE CANNEL
AnflaC0a2000T0S694 WT0000639290000] oil 9000000
Page 0 of 6
SDNY_GM_00324632
EF1'A_00197407
EFTA01306905
SUBS
Business Services Account
April 2019
Your assets
Account name:
MAX FOUNDATION
Friendly account name:MAX FOUNDATION
Account number.
Some prtts, mote MO ewer(' dues :hewn may te doorcuirrole As armlet Gomm andtosses nmr sal
be excurAely reflected See important Arotmatron Mont your statement S the entl of this dxwtert for
wore Infonnediott
Cash
Cash and money balances
Cam JAI wanly balance may *Ida evade cash balarres. UBS Bank USA anew account tiataoces.
UBS F Cc( Muted Rogan Sant (Warms. UBS AG Stamford Branch of moot account Waves and n-oney
mykel mlua I und sweep taxes.
Set the important AnYinabOn atoot)ou StOteaent at the end ca this document fof detats about Mdse
Nantes.
Hokin'?
UBS BANE USA BUS ACCT
Vow total assets
Voir Noun:id Advisor:
SCOTT STACK MANLYLE CASRIEL
UBS Balk USA and ill UBS etc insured ROgtm Bank depOSIt account betimes Me Insured by the 10K wIlNn
an:citable i mos. but an not peened by WC UBS AG Stamford Branch deposit account Waxes at not Oftiltd
by FDIC arc ale not protected by 9PC /lofty market Sweep b31811(eS are preludedby SiC but de not 'flitted Cy
the FCC
°tering Nance
ciosinotiaince
filfe per share
Avesage
Calder.° Inleres1
D.Sr in
on Apt 1 (I)
co Apt 30 (1)
on ro30(S)
tee
peeled
Pena/
Cfp amount (S)
977.81
978 10
250)000.00
Percentage cr
Cost
Bernatecl
Unceadized
Value on Apt 3Q($)
sour account
basis (51
amid income (51
vino( loss(/)
Cash
Total
$976.10
100.00%
3978.10
Cash and money balances
978.10
10000%
978.10
Account activity this month
for more infoonsion about tee Wel Wilde ShOtell for rcnncledtecultes, see Woottont olormahan about
your statement S the !Ad ol this Ox sow,
You.
Ontorry
Date
Actsly
Description
expense code
Face vdue
Mar 29
Apr 5
interest
UBS PAW USA BUSINESS ACCOUNT ASCE 0404119
29
918.10
Apr30
Pixelvalsie(9
Cash
Cash and
amount (1)
money Nance (t)
Cash and money balance
9977.$1
Closing cash and money balance
9978.10
AuP70002000701.995Nee0000639290003I 011900000M00
COODX.
Pogo S of 6
SDNY_GM_00324633
EFI'A_00197408
EFTA01306906
SUBS
April
Business Services Account
20
Account activity this month (continued)
Ode
Moan balance naivitin
Mar 29
Balancer toward
$97711
Attnity
Account name:
MAX FOUNDATION
Friendly account name' MAX FOUNDATION
Account number.
Your Financial Advisor:
SCOTT STACKMANLYIE CASRIEL
Nscrbeco
Amount II/
Apr 5
Deposit
1./EIS BANK USA BUSINESS ACCOUNT AS OF 04/04119
029
Aid 30
Closing UPS Bonk USA Sus moss Account
The UBS Bank USA Fulness AcCaot 2 your penury Mete %ton.
$975.10
A tenooncoN6e96 trocoo63929oxo pit 9000000000
End of statement for account number
0CCC00
►ogo 6 of 6
SDNY_GM_00324634
EFTA_00197409
EFTA01306907
Important information about your statement
LOS Francis' Semmes Ix. (the firmer USX Finned
Servant et a muter ol al octopi assn, cownxity
and arias mehahaes LOS hereof Sohnos and LOS
Bari, USA an rdeect se-bsciartesct LOS A6 rod
ifitalm of WS Secutees1LC Merin
.; renal
statement es hobble tor request Therein's orcutro
often we at
LOS Farmel SInICH
1200 Raton Boulevard
Weehroden N/02COS
IM elarldovell nhte•i•ntc to ors ohaul fOCCect of ybf
LBS r fl annel Semen ac<ount Olhor reccedS. 009!
*NOW clocurerti fonleeing cantina clatitshaid
rot be relief Wen F you balms. them 6 react a
anapon. plea* repat a werredutely n errand to the
Bergh Manson of as office sera; 'ea cgcount
Alta*
atfouree therm we Melded tOb• at(rale
stelemere data toil
not be err ter La rowan rely
ta:eysonriand
lone+, be. form 1099. 5498.
I
Inc) wten Van,
Sax tax worn the inn n
mound by I
t he Opal let* RS Auntie &Mends.
reoortabh or -Webb dnedends and !stable Meets
tamed on sectentai held a sour accent. net CrOdetlf
as tie Neer cm. w4 toil base on erten coveted
ones nits
Communkarliena with the Finn
• nem re.coefirm and sal carennorbons se vetting
tofurl/we prate you , rit.O. ro b-6, 3 you re
cedar dm 54<yd es Vuribar Protecteel All CS A)
• If the enamel rowan on the up left ci te from
of teed014VMM enor LES Farina Sleet... 1.85
MANI SHWAS cartes you xcoum at ihanno
teokfr by rarer*
•vih the rekaud fel &A en
'doused load the relleOnria hhnyar
OPteeellet.6404(asil h to Ole. IOU lade and
'nudes re located t UBS Carnal Snakes and rot
Ihe eirocicrg Dicta, and 'cm met make a report
of flans
a amnion to both ferns
• As drirbed n to acoccol nutments. you mat
eddy us of any mos or need nerolormdvels
reflected en your slabonent teethe. 30 days after et was
MAIO a nude available
• Owe Onaci colon*. <teiplirdi a Mind to the
ern% Cleni tetanal. Cuointunt at 201-)S2 • 1659
tol-nee ae 800-35ANI03. (MOM' to 6.00 P PA
IT heady ',weekday, a en Ani co to LOS
Fara.' *eon
. Cleat kir ore Deprive&
PO. Be. 366 wren Cey. Iii 07087.
• Al statements shall be deemed correalete rd aurae
ii not abetted to n rang stabil 60 days
• fa TT' sewn. Called-612.09%ot Irana-Aside
the U.
041201.)57.149S
• heat of Mon a 0....flalS *OA an Nedra
lab Manske (DM bll parent a IRS net debts
cad mansxtens, cal 800-762.1000. or vent to UBS
P am-col Sweet hc.. 1000 Rabor8W. 620 I kor.
Wishes. en, NI 070314 Ann RMNBSA Sauces
Cotta mile as soon as )0J can-fir:ea Ire pa
statement a inept es mono or you need more
Samson abate a transfer at the 'manner+ a
retept The Fern or Cad Issur fat amicable) mast
her Morn yaa no Its than CO days Site We Inn
tell sae eV fed Vatarnied al 'Mehl:toe NYC( Or
Probl em *Pence
- horde ace/ nano rd wear hunter (0 any)
- Dhab the error or the transfer so to crave
about and hpLin melt/Sas yorer eel sal
blew it K an eta a why sae need mat
rionnelica
- horde the data emoted al to Respected error.
The Firm a Cad bps win nee:tore you ampler(
rd WI correct try era prorptb• to sapped erten
na
g LCISVeseackba cad namactom. a we tie
awe that 10 bacons day; to da he, we ma made
yas watt
fee the anon you the* It n mot. so tna
waned hoe the our of ...money dune to tere 4
teen ..610 complete as Medicine:a
Rene malt all tricks payable tote rem or to
fnancial insieLsica edcatedca to Mica cf IM
itiltenent In addeionto regular aCCOull foe.. accounts
maybe 9.berct to mantenrce fees, chnes fa late
payerearn fa secure.; purchases and <fagot fce u -pa4
rant
nail
atoms. Aeccursehz ire et ansternd
tootle/ nodisal4 nu, be 4&blet IOa &nide fee
WS Sweep Optkem
IRS often options fa 'wenn) cash Ranch to bark
depose =arm at noNaillisted bats rd affixed
banet and nay
Market Maui limos (Money heck)
Depose =en.
al LOS Bari, LISA and nr. itleacd
tones panicoseng n the UCK FOC-Meted
Prosram re FCtC-nswedn madame wehDr
i
C rule:
For more riommon. rinse eel nee 'Sere. NOOK
scout at LOS AG Slorlad Bach ad 'hors of
Nary fend Are not awed by The FOC.
Bare &coin are not Pe:dieted bY SRC Morey ren d
Owes ice protected by SIPC See "LOS Inmost Stakes
Atom, . Protectai below.
won at expect Nixon me bark alum may be
ream%
and shams of a limey RANI may be
Iliacliee and the mete& returned to pa craw
Wye es xecyd
Pi-ether 'Memnon *bout mailable sheep options.
ackeing <rent melon rote, andyields. o hatable al
www tin carfsweepwelds. Man yoke insmolAdmscr
a bi <atm SCO 362.1000
MS financial Serekes account protection
The Fan es a member of to Scores nada 'rarer
Ccepaaton (UK). which protects Seturem cuetomen
of es mertben to to SS00.000 (ndafro I254000 for
dorm fa cash) &planetary brochure nobble was
ma" , a lo www $ox erg. Tic SIPC owl Cnalection
lints ;pet toil accoLerts tut yam hold n a preabr
<vanity
The rem Keehn at clean attires, has abo
Padmutd supplemental rosince The rromn.m
amt. payable to adage* clemk colecrob under
the protection it 1500 mileala. Of 04<eltor 10. 2016
Setntcl to the poldy confines end lentleeen. (Mal
'he Fern n further protected to W to SI 9 mace. on the
aggregate fa ail per altOJef held in a articular
carve ey. Aka <coy of the poky werdinp is Amiable
Loon retest
fleeter to SIC warden roe the stopkentreal
peCeleclel cold IO:
• Grua formal huts canratied by (ad addeda
Yaks xldAl vase) tut held away ROM llt5 inancul
Send., do. turret< ct•labo CO any:text geoid%
na.drm yob* notes. and
awn of medial
Ands moaned an* name of the •C(Okal holder on
to to a5 0# the wow a Work? fl eet.,
• Irweamod (coifedn a nwslevell Merest, (e 9.
tinted patnenhps rd prem. placements) that are
not mooned under the Secunten Act of 1931.
• Commocitrot<critacit (e q, fire In **charge rd
prase metal contradict rolled.") keyn centrals
en/ er rettle7 Weis. comraas. and
• Depose accounts °rapt medicates of devout al IBS
Bak LISA. UBS AG U S branches and larva
We
KIK hear Divan Proven
The SIC protector's and the teopiernmial pronto" do
eve apply to these shell men if they cetmayeee coral
onyx.. sidenienh The SIPC protection and the
supplemental prot«tion cb nor poled agarelt changes
in the market mkt of you erwestrneres (white. es a
maul al market movement. ivear bat nrcY
otherwesel
Dividend Reinvesomena Program 03IBT)
The V" *hold
en enr age tea. you may obtain
the actual sae loom yaw Ituasaal&alter Only Mick
awes tee FV (based taie DRIP. partial shoes well be
sold rd the cads wit be &paned a you ecco-nt lye
&raked renniment price Roofed
IN the nue. In tl
diner hem the mien prat at earth to oral shams
retold
Caehiniieta
01 / %MolttellsMON held m dos ware
t you ne
ertIlled Loa paletulk a a amen of a &Mend wnere
or ~roe.
the rem eel elf., 'NI pseud unti at
neck ace a rapt an retie
dettemand tat a
maitnel cterma reeky. rd credit pate OCCOlfill
Immigrant objectives
The reesnrom *beams wed elk profile
specdk to
ere account and nay vary between yca =cut.
ry as teed the Fen prottlAb, .1 *TA mg
ma/
ssyliciee change al ply hand Metal Oe
dreilevre cbtecteho For each account held you
domeore of Mr °bang imminent dajnows
• Prakce CurrentIncome arentmeels velem the
generic. ol name air
• Ache., CoptaiApaweion yaminwits mane
growth of pampa, otter ten
ameamxi
emorne
• Ramos Combnita• of income se•ICAMM
Apprecasten arrestmems 'tang toes the generation
of ("acme and cem•Ah of principal
One 'IN risk peen
• Cervename Seim to fronton mlui peacoat nth
km rid( rd salinity to the mast octal. men if
tae mean the none don not genree remnant
ream ce roans and may not Lap pre erne
.rttih:n
• Modern. Wing to accept some nt to pnecoal and
tole*. Kee W91eyb we Nix
rams
• Andoove Wilioa to accept NO amt b outvote' ale
hqn sobelty to tea ho ("hint ow tent
• frale•••-t(Agotty CanselwAran I selected, a
paten N ci te amid° for Nor acreage my Include
Olerplee tualecart, lowed hanlay and tin'
vedette!
Sta
llouseeliontr
We may ccaso-otble at reteed eccouni stawrets we.
the same *flees
she same ernekoe. e
becaute
they hem wenn who ale merman pee saw+
/elate...INN a/holler clot al the care ertIgna
>cm prefer to mane ad rdai statements mailed n
coparato terleiltlen, yet. eery done hcosehablem by
eaten yae instal Mama
Priwwly Kinn
name
Me Helen, account nature Sluedendable •ruckruered
chasm by you to asset you wits your reoofdlueprla t
by no kcol effect on you accost is not mended to
felled any Wank OeCtldfl, etteenrecedatee.
are
cbjectwe a - re& profile executed Mb you
marls. and o not a pronto of gazette that synth
any Inarmial Ns"
aria will be achered.
eluntresiatt Ow/veteft* oltd.C. et berg to na of
ton of the eras* rtmerrent You <an Change yOte
Frendly rearm names tea*
Caine Senate or by
comacteg rat f nem tat Admor
Amon overview
• ICON Oros accocredpam1/444 Net of assets rid
• Assets Model leelebt.<40104tOldel. vide, fa
'Weekbelledu6te deflated Gobi, Taw Tema;
esmealued mires to market
and(
antes not held
by the Fern Dots not relicle umenced seasihriassels
at the end a dm prior and anent eatenwt proda
aste mestenres. anted dock *pions and
mercdabb ned cram
• Cubist emboli debit balanon. worming maga
loam. nod+ In*. that roan biome'
• CashNonsy Warne: Total of unmoved hobble
cat lama,
p1.4 Oipoor lames al ruined eh/
remalf bated bares, rd norm make naafi
-ad
sweep balsam at the dote of the "tame+ wed
la,ntoewredty het ovdd balances slaw ado:ye re
ad segprxd from other [minxes end the Fan miry
toe ry
thew Fuck me adnry cane ol St
harms Thew hack we payable soon your demand.
Tw late n exIdeclm the cant prod clamp value.
Warp infewersetien
for dared Manion referent° Iran; practices
rd dtcbc.ns ray to tear Clore Rabtacenho
Agennent a lamest toyeNeent and e*Gterited
Tern and Ca.:Mons LOS keennent of Credit Fraction
ratable nAgreem•nt and C•Cx busts
al saw,. u4 a mere a.. rte-ne.tem
SDNY_GM_00324635
EFIA_00197410
EFTA01306908
Important information abs ut yo ur statement (ceulmued)
Vom sta
Vett nitimen ~ei :nisen ad eder anes leid
n the stant :e the end of the liniment Final Yen
rasry ad for *bey cd 'uty pad stavenat ry Inn
You rna raene lintan tad at ban toeseal atar
any batnet dut an e hm Arv wete ne s
fan/med ro the hm dåna the statement passiare
'sted al madet vasa d the end d the statement
per cd
• Can IS
In dettentreng treost baks ol the
savnes murged n len sunementenete .detog
sch the nusle«' I,' ISS Frontal Senat has roled
o, Sonaten <bland hom tonen aha Inn ISS
e ~cd Sagtn.reged.,drunse«han ~ha
lernegs you malehave Ølled to yoa
Adm« Ila Fim don not nd•pankrely vady
~elet the sos xy 'urd,of an/ dormitrm
aronded ty alen other than LGS ?naut Serven.
»inn akhough LES en" Skoren general,
togate, Ihn rdomvti,nw n et mened the Fm
doet roe ande any Jen ne *Vit the etamin:n
~Colt
basn' a-d • ~ed
garflon'e
setts* at os M dra d the natemare At such.
plire do not
on tet riceminn b make
Nedtas.« ule dafne" la lar WI:OSe «
,haveige RICO" Ganske.] totehm nal
fenad {arna. *«halm only loe lx (»raid
leme dry se lad at fe inn More hearcal
nkein3tOntri be .Uded W >as fescal Acktoi
• Unrealirod sainalloner Whan dann notable,
esenatal arena.] aen/Ivan se </kutta:Ikr
nductut savry las the trauden dau for
rdwalutke, my«mry altt rol ad carensseare.
~rc Ytt tevy toorga+:x.cnvenct
Oudend and aha
lett all
~dvs* km ro techn:mened to diab,tare
treard lot Ev' Trade dia' <dann asenet the
0.~
imen63(1.31 lei4e dale
• Callable. .vent*,. Badsrdtrlened mak dut
the etaer alls for esle ~ion
nil be wirseed
~ude by lot kom nag al saunbes d due
mue bed n oms rurn: « n nomne* name lot as
dømt, (sl ~e
~kones °band komet-urd
pren sd es xosacyrs nol ,etageed Othe
lomre my/ enn *ard. aula Stedt sitt. Øla
~on
ml be toneed ~nnou«,
• Priteivalua Preet 6tptayed etttetten sid alte
pratens male be hø« or breer ton the ete tut
youwauld actualipbcon• n the marki! enasie
datanedlnynvargan tadParty1P~ tduch ake
beine to be relabie. bue ra do en gasane Seer
imenexy.
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Us rend trebad and ait. pekes la åsted
~nem ard op."
crey bilpien
OTC
W,444
- Inc nusle~~~
nuy be pficed henga
webnan meelel a the mon mani pron tve
adined and ~ymt rele« n atal marka tea
or val*
- Celan posilMn nyp sper veisul a ake and
vål show SI pc. ess na selebak' 4 ake
inbid to ebbe, a rna la e ,tvle-
- Otposts «senenes &namna.] n cartrom
*the tron u doen se rellecied Adb ~bnr
rate nal tak sznemern dele
- Fer enten ~nei vedr, n noniodermn;
dencmnsats, pene eld purt ty (lite rake) my
haw ben a:Mad to fanane papt valveten.
To oboene:~ quotatorn. *hen nebb. «nest
leta, Inntil ~or
• Primen invearnents and seraireed produas.
.(Hata ~anm saaarbss (relOna date
curtecutat Mase end reed heldt Minnitel ten
snurte) sed sen-avedatodacts se genera, h4O
dioud («Lin tinxtani grodaas hare not benn
brund wen the Sto-tan and Eichscp
Cammesena vdre>y inte ,tynn Inn Ytt
vorde ettenaled ne" for pinte tentinint
lente., ard ~ard
acdices fa nlorma hem,
Nri»l« enel ilwAkeary 4 nei ,vetoand
- The* vs lure iney eldle• Steefed‘blee/ Ilem aget d
any, at *Ith a enale ~sement sev a
*attved product nun be bourmt a toe sd do
not naesunly term-sere the sals su rna/ bare
tan Souidarton.
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date and re sanne,» OBS erureut Serven erta
n9ffs base by an rdnanket valens Inn
- case. ~ai armer cr sponsor enmote
d ry. are ~Sed to te erm by the stak.
general panner a spana tad may be cablated
bendm Utfart mit:annan kan Katt/sed by
thrd penes to dane rer nimated isne,
- Tau tan desin addicnal nfermetoneecenerng
tnte.4.4,,ei used to detten-ne the egnete cl
tube sd the date ot h nIcrwohan thai n the
bens la the «anno by anactrgyea Fnat
A denor
- Ihrd party m«a«d vabel mye reltoned as
'blyt prood' n ~al auaans• Vflei
rd?iNakee valt% on limhal rot Øled e• 6
~tonar
vals nem ake betane isse
enet am/lerka treet tue coosred hat ~olla
Pen~ baneg rale mo ~sea. a akten a
tube nagd be ,okay nautne dut 10 the neve
cd the xtunty
- %tronno/he an «us, 9~14 panner et pace
nanalel nal» ror a ~baste feleeNtlei vag
pos..:k4 n o ula of h penny MI be delsra
from n pachateproe
- 'Ontritut nen to Ose mag netutle reiar, el
ental, Male a toth
▪ 'Onnrui une na' Ønsk das ratal "onn
peke p« Mg, sd mynd relled >na «61 base
- Dit ind a-Med Kfr st-
ret re na tadet a
neitur devig, enthrmae, and re oensay
ilicmci sd enen
cal be sold the pme
nemnd matt be less ~tapte sture rant«,
raa proekd n the stevn asenst
• Ratmod .rordua Riannw3 ~ein 9in•eny
ara nol tvteer afigb4la purk tab. IBS Fnroa
Sleven hen nt n/ritttnt el ne umnit•led Rock
oi the syne muer as st riaitd ens la the
binde/ slod for pantes of Ptii flikete« ode. To
ne enere Mit 1.116C led smatt es se elgi* loe sak.
da vake rateed men be ubstentullf hos Omn te
nweed vake *tonn.
. Est (astenne4
yelt ondartet
An enal eit el ~J
ratene us bate, on nwir4
deniend ard nesen ale% tel
fe stevnes nal
be held la ane yta kom putra, dale ce ritt
tra,scy Ihn Kolla» 4 Cl+ a gullro, afilay
ad tomnid «Kav ab not guaranteel
f. Famnet rNY mane ard raren reid lor
<sten etan Of advart «ad "lde arena" Ol
Van,' a Cipeled ge,ne n *hen unt tete ni
;norne (sd tunene >fekb Ovnuld be omsen&
- Estineted Ynbal «ane erd <temt yfeld ind the
stud ncome indyeld mehe be bm. «Ø
thenthe lenet. d Selt‘nti
- An *ame» ol ral eted «om. (gigant ander
Manetdm:1rd ty the <aren manet
vaia:1~30i baler« cbxed en the bet dedond
a ment Narrane male by the nosr and
~renn te betrar/astma ml be held larme
ry kan ihe tesen« date a unettnat".
Acuracyrd ostiand yeid se net ~sleid.
• Aun not hold by VIS !teregal Servs. Cerian
enet> se not held by the enn and rot anen the
In% pounsin or ocnIrrat Thea astat re
drmlayed en ',fur natmel lor Samamt
papa« crly ammen and nibs pramrad se
pronad byfa MIX9 tern UBS enara Senene
not mp:rista la Int Monnen a-ddonna
%innta M accurxy. New anets n rbl tidelet
by SIK «the Frues ~intet
SPC Ørige.
• Rena» sharing endada:anal wereatenation
- b, sidaento comme" at saks sid I 7tr. I len
mtented n caneacn vett, the doerbuton of ~bad
lunds to ca dem et st
os Saab rane
revna Surna pantrats Iran dalmatta. anda
admat of da nuvel Lan Tal no all thea
~al
re baseds 140 «kront «eps-adv
da nose of teki by LIBS of a Piensb'
Vil fane/ be «Samt% and lia the ante mi» d a
1336.33le tMwl land leni/e states edd at the
fim
- ake n1 N ell lure ah> .arte nelMVI.i'.) ard
agerbus POCS'ag len n<orndwacn for teruter
agent union trot ta~
to the metaal ladt
Tine nei genInity ro plid frem nista stift n
the nutal lad and n a kad daler nam trasee
i:Mest-Lete of acceumt x to brolardeake
holding ~Uti kndl of ths f urd famly
- f addtitn to armattanneened nansats ,
ein fe sale er didrbution d neuly conVects ard
vs enennefil eat urin loa, elenes. etre anda
as niob arme referat fuling adratmlaban
Han «ryd the roveret ~penn untkaseng
fe arnuityosereas, etats« d to svana
torn:uno, ta eponters of ft une ~ant
nys«
~dart:uta
- In salten to «emna^ r.cend front the
~e
and tak d t*.09na astads. sak sd« os
attlate tea+w an asseinned ~ni
neiing
>samen, from lentSheres dareaulort s well as
hegn, fa lahnelatty einebarnet% tanna sd
*dualen
- 0v "LINS ah* rante vedr, corraissrms sd
odbe a:spanna from nyttal Cards ard mkra-ce
canaina st«. aØt
VLO deben
t. ~feira < aromat at Iran LG; Bere L6A. LGS
AG SardordEnsch ånd nen* ilsed birks
Mast. aue ash 91.~peOgre,
cempenssinnay bo a ~tene pa ~i
cr
rnay be a 'attentatad amor dale daroot
belexes
Acarity
nforrniron regsdnecommtssom and «ha elvas
noarred n Ceene(ten wn Ire tainttOn 01 bein.
r6"n3 43:n nre.Xtnli hai Onn ncluded on
antennen, prenauskr furnarod lona. ard
Isonded to ara roma/Y an mast"'
Short altte
you re eroseed es troet alna a teLny, yta. may
nett a chage as lo <son barcnvna cent I« tel
pretal, ~sit/
Open sedan
Iferdn9 open or 'ased iiienekt adm tut
sent ~mnd bytak stakene« dale, open buy and
tel stop «bm se nedadbl the .mave ol 03.106n
« rires m rentdrudendscr
orls date unless
minste' alvvev byraa ren, se responsbb lor
ords; Ihs art ~med øst lo >tar lanse lo <troti
~ing ocen orden
Privat/
To otrtan a copy of as can« Glimt Pin cy Nake,
deng corned ytt. tohelse MK« Ce vet Cl• miste
ei »fem
romAtnentroat
- LES Frontal Settes b ral *bank the RIM. Elanen
Senen Acccunt BSA fed RUA re &den,
kattunet whch am.* MC•It to tan ing ~n
and
Frodets lee~arringe~ts wen Skinet tat
ånd oter tvetten, benes and premSes sats to
mane and anna, afatisk essued by ~Manna
thedasty mane «namn tv astri", raxe
swcy skk6clunn ol LG'S innad Senen ne.
- ~nem ~erne and mune podiet,
- etat FOK nued • No bant gtisrareee Mal lose~
- MIA Retaste Itnicpmem Arm," Dafnen
Senen Account ISA, RMA and nterniberui bussa
vantalent Moare re matsted arme entres ot
LES enarmet Sneen Se
- VISA n a regittened ',dann *mad by V4.e
YntnilHY Sanke Atteeutea and tad Leds
Rense the LES isa «edb <sd' sd the LES Via
OR« caf
se .verd by LES Sant. LISA mb
aerosol Iran Vita U SA re apotaltd Malar
vedmalt mooteed nedervd". tovet makt sd
age:bred terme merkt re ol ete res~
C011pielatS
ILOS FfleneMiSrnia• lat
Pa. 4IBIO
SDNY_GM_00324636
EFTA_001974 I 1
EFTA01306909
SUBS
LIEIS Financial Serwes M.
Prwate Wealth Management
299 Park Avenue
26th Nam
New York NY 10171-0002
ruvrrxD36954630519 VI 0
Business Services Account
May 2019
MAX FOUNDATION
Account name: MAX FOUNDATION
Friendly account name: MAX FCUNDATON
Account number:
Your IS nendel Advisor.
SCOTT STACKMAWLYLE CA SPIEL
Phone.
Questions about your statement?
Call your Financial Advisor or the
Value of your account
ResourCeLine at 800.762.1000,
account 029023661.
on April 30!31
on May 3! (11
Your assets
978 10
978 42
dt o
wobsIte:
www tbs.comananciakonnces
Your liabilities
0.00
000
items for your attention
Value of your account
$978.10
$978.42
. Help protect yours44f from fraud and
rewew bank, credit card. and brokerage
statements regularly. Also, get your free
credit report annually from
www.annuakreditreport.ccen
Tracking the value of your account
7,2382
5,23x2
238.2
I 243 3 —
9769
•
970.1 •
9264
•
pet 2014
Dec 2015
Dec 2016
Dec 2017
OK 2018
Mx 2019
Mw 2019
Sources of your account growth
during 2019
Value 01 you: . count
alyez end 2018
Your mwstmeot return:
Dwand and
Interest ncome
Change in
market value
Value of your nand
on May 31. 2019
397691
SI St
$000
$97e.42
Member WC
444.7003300:66S463 Ne7000062908 OrX0I 0519 OXOCCCOO
0000[0
Page 1 of 6
SDNY_GM_00324837
EFTA_001974 2
EFTA01306910
*UBS
Business Services Account
May 2019
Your account balance sheet
Summary of your assets
valueon
Mar 3I (S)
Percentage of
your aCCOLIM
A
Cash and money balances
97842
100.00%
B
Cash alternatives
0. CO
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
00
0.00%
Account name:
I.It x FOLINDAnON
Friendly account name:
potezmioN
Account number,
Value of your account
$978.42
Your current asset allocation
Total assets
$978.42
100.00%
A
Eye on the markets
Your Amanda' Adviser:
SCOTT STACK M Wolf CASPIEL
• cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC Instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the impottenr mformedon
about jou/ statement on the last two pages of
th is statement for detail about those balances.
Index
Percentage change
may 209
Year to date
S&P 500
-6.35%
10.74%
Russell 3000
-6.47%
10.92%
MSC I - Europe, Australia & Far East
-466%
245%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on May 31, 2019
3-month Treasury bills: 2.27%
One-month LIBOR: 2.43%
1.78%
480%
aremooncoses464 in000s2soe =Ca We0000000a
000000
Page 2 of 6
SDNY_GM_00324638
EFTA_001974B
EFTA01306911
*IBS
Business Services Account
May 2019
Change in the value of your account
May 2019 (S)
Account name:
MAX FOUNDATION
Friendly account name' MAX FOUNDATION
Account number:
Year to date IS)
Opening account value
Dividend and interest income
$978.10
$976.91
032
151
dosing account value
$978.42
$978.42
Dividend and interest income earned
lot puo0145Ci INS statement tatatillty Cl Wont and Ondend Income has been delercrined Itcm aVS
tax '<Partin Respective Based Lyon the residence of the account holder. account hire. or proSct brie.
Sr* (Merest andCe rave:teed pigments my not be Stteed 10 tinted SION (US) arder Pinto) RICO 040
Income toes The there Monthly wienere it rot Intended to be used I'd cannot be Wird tern icr is
purples. Clank thou', apt to the and Katie tax Nosh ng forms Inn meow Iran UBS annualys such at
the form 1099 aro the Faint 480. for la nip:rung in:mama n is the practice of sieS to IN tire
giolicaeie is reporting loins with the US Internal Revenue SeritIe and PR Treasury Department. and In
such kerns accurately clzafy de:Reit ant cc 'Merest star earriat or taints ncome Iles< tomtit yarn
Oxliodual tar peon,
Cash activity summary
See Account achvny mu mentor°, sea Martel in your Sweep Doom are included in the cperen and
dosing balance; raise HNC insurance appals toSpools at ties Bank USA and SI bank; partcPabr9 in the
UBS FCC wined Deposit ssogan n cons not scat 10 decosas at um AO Stanford Branch. SIC
prott<ton arzgl.e: to money market sweep fund holding: tut not bank deposits. Seeinportane inbrmabon
&bog:your :tremor an theist Morrows cf tb, dRunent kr &las
May 20i9 14)
Year to date (f
Opening balances
$978.10
$976.91
Ackicons
Dividend and interest ncome
0.32
1.51
Total additions
$0.32
$1.51
Net cash flow
$0.32
$1.51
dosing balances
$978.42
$97842
Your Koaocial Advisor:
SCOTT STACK MANLYLE CASRIEL
UBS Bank USA Business Account APY
May 20191S)
Year to datea)
Oterest period Apr 5 - May 6
Taxabb interest
0 32
1.26
Opening UBS Bank USA Business balance Apr 5
8978 ID
Total current year
$0.32
$1.26
Closing UBS Bank USA Business balance May 6
$978.42
Pror year adjustment
000
0.25
Number of days in nterest period
32
Total dividend & interest
$0.32
$131
Average daily balance
8978 ID
interest earned
$0 .32
Annual percentage yield earned
0.37%
AeP7C00.20C06&5465197000062906 00031 05190CC000000
0000[0
Page 3 of 6
SDNY_GM_00324639
EFTA_OOI 974 I 4
EFTA01306912
UBS
Business Services Account
May 2019
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about the* objectives. disagree with them. or wish to change them, please contact your
financial Advisor or graxh Manager. YOU can find a full description of the alternative
msYsfmenf obfie(hves in Important anformatron about your statement at the end of thrs
document.
Account name:
MAX FOUNDATION
friendly account name:MAX FO
ATION
Account number
Your return objective:
Capital approcunon
Your risk profile:
Primary • Moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost base default closing method is AFC,. First In, first Out.
Your Ileeodei Advisor:
SCOTT STACKMANLYLE CASPIEL
Afien0:00309aS•66 W700006290000001 0519COCCOCCOO
0:8300)
Pegs 0 of 6
SDNY_GM_00324640
EFTA_00197415
EFTA01306913
SUBS
Business Services Account
May 2019
Your assets
Account name:
MAX FOUNDATION
Friendly account neat MAX FOUNDAMON
Account number:
Some poets, texpete ancl Genera rises shoan may team/04~e AS
grim or lag rrsgr nol
be emuiSely reflected See mr portent Warne», ebb« »bur yistement 8 the end of thi &mantra for
rm.. FM ~Mimi
Cash
Cash and money balances
Cain and nobly bance may Ada avalayie rah bedew" UBS Bank USA Wont amount Daa"
UBS f DC (Muted Rayon Gant Barr" UBS AG Stamford Branch *pout accoure Waxes and money
motel ~NI lund Syrup tarlanCes
See the empodant entoninsmon *output secrete« at the end ol thes document foe detals ODOM trOSe
balances
Your Masada' Advisor:
SCOTT STACK MANILYIE CASR1EL
UBS Bat USA and SI Uos fat mimed podiam acie* *pout &taint balmier are inwted by l he FDIC oliNn
alltuble (mit, bN an not tarried by TIPC UBS AG Stamford Stanch demset account ihdrsces ale not insured
by FOIC and ae nor protected by SMC May market sand balances ate prcleded by 59C but ate rot ruttedCy
the FCC
~nag tea".
ciosen9 [ideate
Nice per sham
Ammge
'golden° names,
Dar et
Wiring
on May 1 fr
on May 31 (t)
on Ma; 31 CD
Fa«,
peeled
penod
anoun
U95 BANE. USA BUS ACCT
978.10
97Ø.a2
250;03.00
Your total assets
Peantage ci
Cost
Estimated
unaudited
Yak* on May 31 (5)
your account
bats CD
armed encome (SI
on* loss (t)
Cosh
Cash and money balances
9798
100.00%
978502
Total
$978.42
100.00%
5978.42
Account activity this month
10i woe information about Its pikervalue Shaven For msincled secu rms. see Import/Ai arforrseron about
rim slefuireM x the end of this a Linen,
Dale
ActinN
Your
Nary
Description
emente <ode
face Niue
FrueNValkit
Cash
amount (S)
Cash and
money balance (5)
Apr90
Cash and money balance
$978.10
May?
Interest
UBS HAM USA BUSINESS ACCOUNT ASCf O90Ø19
32
978.42
May 31
Closing cash and money balance
8978.42
AtmaC0320ZOisis546f Net000042908 03031 05199COCOS03
tC00:0
Page 5 of b
SDNY_CM_00324641
EFTA_00197416
EFTA01306914
UBS
Business Services Account
Account activity this month (continued'
One
Money balance *abatis
MOON
Account name:
MAX FOUNDADCN
friendly account nor yMAX FOUNDATION
Account number.
Your Financial Advisor.
SCOTT STACKMAnftflE CASRIEL
Disobey,
amount (1)
Apr30
ilalamakmW
May 7
Deposit
UOS BANK USA BUSINESS ACCOUNT AS Ce 09OE/I9
032
May di
Closing UPS dank USA Ousiness Account
The UBS Bank USA Dane% ACCOunt is your piney amenoption.
$971.10
$978.42
afe7C0720.70505468 W7000067908 00001 05190003003070
End of statement for account number
_____
Pegg 6 of 6
SDNY_GM_00324642
EF1'A_001974 I 7
EFTA01306915
Important information about your statement
L.25 Feuncul Sexes thc. Oho firmer UBS Finned
Sump, a a member ol alprndpaludany, anvoccity
and options mehahaes UBS Enamel Sauces and IRS
Bart USA re naked absclweesct UPS A6 wed
*filet of WS Settles ftC the Pim% trunnal
statement n nobble upon request
F rm's earners
offset we at
LTC Fnaxel StrUces he.
1200 Harbor Boulevard
Werharden N)07COS
IM flatmunt remelt( the or., official weed of tow
f afloat Serial account Other records. +**91
offset to &foment.. *Mating corner., clatitthocid
rot be relied we) F you telex. thee 6a...era a
*mop" Dime regal it norrechately n writng to the
Bergh Manure of to office win; )w oxoLnt
Alta* at f gruel dawn ore intended lobe arcuralo.
stalmert drag-all not be toed kr tee Newts ply
"Ze n rex-mid w lams, be. Form 1099. 5498.
I
4
. fetc.) whm Tram, Yas fax worn the Fein
mound by taw to sepal TO the RS Mused. drglecIl,
reportabhmmtnabb dnidends and !nab* Mewl
tarnedon leaflet held n sOur *Mune net Crated,
tie traMSCII:03. SW WV bash on (Man covered
axis nes
Communkationa with the Fins
• Deese re.cordinn ars teal oarrramorbons n vertn9
lo further Voted you not. ixbrrah3 you 9i4t
haler the See-vies Horace Protecttn Act CS A)
• lithe finmcd cacao', on the sap lsff cl re tree
of trut 0.114soira a
anti IBS Ferricial SienC44. UBS
(UMW Sawn cartes your xoum at (Isom
bake by arrarent nth the nekat4 relita en
We Sawed road the reili1/4 0040 'henry
oiChnhed theSC(46rd In no cafe. ye*/ Iran and
securbes se lotelcd t UBS FnenwulSenses and not
Vw nerodena brcta ad sou met make a repeal
of ay ma a amnion to both firms
• As devbed n the accaral aretmenta you mat
rofify kr, of any snort or lead arrolmig dwelt
reflected on your slaroment wen 30 days *a a ryas
MAIO Cr made available
• Item dean nentanti arliglarit a /genii to the
ern% Clem II•lalont Diyartnint at 201.752 • I 6O)
tolirce t 800.35.9103. PCO A.M. to 600
IT Monday though Foley, a in In ny 10 te5
Frhncd Seven , m.. (lent Rale Kra Department.
PO. Bo. 766 Lrion Cly. IT 07081.
• Al statements shall be deemed complete a-decoys,
ii noi *betted to n retro rebel G0 days
• fairy sewn. Cal Ilo4412.09BSot from outside
theU.S. Cel M1457.1495
• hose of roll a awnlals aboA an eletrorx
finds Vander OBfrb tell parent a IBS Uccae debit
cad vanisher; cal 800.762.1000. Of wreak UBS
f na-cul Save ten.. ICOO Harbor Bad, 6th flow.
Wenaelen, NI 07086, Ann Rhia/BSA SeteCin
Calla wile n sum as seu <an. a saa their foie
statement a wept es wrong or 4 you need more
Mainssn thou a transfer on the summery a
mane The Fern or Cad bus(* arolcale) mei
her Morn acu no lee aonethlays ante he Fon
coni yea to fen ctatern.re on *rich the eace or
Prolate" *Pend
- horde yxy nano and =are nude/ d any)
- Deka* the error or the transfer you a* kilos.
*out and npLan molest's, as you cal end far
blew Ali an ems a why youneedawe
dorm/lien
- ProeSe theca:4w areal of the weeded error.
The Firm or Cad basin. nvestgate you <emplane
and mal correct any ens. promptb• For Aged Orton
mohng LEIS Veneckba cad areactons.l we lie
wine the 10 banns day; to do It, we roll awl(
reel acute for theanent you the* n n mot. so MA
scowl tare the use of to money dung to Imo I
fibres halo templet, at nnesligitran
flees mats all &was payee. tote rem or the
financial nrittaicn Masted*, Iv front et no
statement In additionto war WWII fps, accounts
may be abfect toman:mance fees, throes fa late
payment to wearies purchases and charges kr u-pasl
rams n ash stems. Account the re roansfend
to other rettenons may be sublet to a stele lee
WS cottonbite
IRS o
s kr smeepro cash Winces to bark
depose scorn at nal- AWES bats and aHilated
barns and money markel maw' lode (Money kat*
Depose %Gnat al LOS Brit CIA and nm.athleacd
tads pansepseng n the UBS PDC :Petted
Program re PDC-nosed n accordance withDrC trule:
For IT
riomuton. please use WNW febtgart Depose
seam at LOS AG Stanford arch ar4 'hats of
Nasty feeds ore not ivied by the FOC
Sant deposits eery Wattled hy 9PC Monty had
threes we protected by SIPC See "WS financial Senses
Secant Protease' below
upon )pree:met berm, alt obark depute may te.
vat-drawn and thaw of
rod may be
leiadeld and the
ramrod to 'cocoas
Wu. en Sense
halo nkmmton tow nibble sweep options.
mclang <unto, interest rem and yields. is soak* al
mem abs carfsweeprelds. Man you insmulAchiscr
a bitatng SCO 762-10:10
UK financial Sorekes account protection
IM Fern es a member of the Scones nada Praetor
Catoreen (SSC). which protects secureen customen
of is nrenclant gate SS00.000 (ncludna 4154000 for
clam for cash) Splamtory brochure nobble yxn
'tam>, as www $00 019 The SIPC use Protection
lints ;ply to al scours that you hold no p.rtizube
caraway
The Peen, together with eerlan *Tales, has abo
laschned supplemental coerce The man-run
anxm payable to **at* dents. <oleos b under
the prolechon it 1500 milua as of Cocenter 10. 2016
Subast to the coley <ado" #4 lint/Inn; each
the Fm n hikes aot.04 ke La to SI 9 mdse. in the
*gradate fa all your alcoves bed it a articular
tanker A tut copy of the poky wading es bailable
loon reset
nether the SIC peceedon ow the stakenertal
praetors spay to:
• Celan Inanual nun overoried by fend needed n
yOu IOW"( yaw) ha held away ROM Lan FnaMYI
Senitel Foe eawycle (elan CO antreme yodels,
nckdrm arable emotes. end TO thaw of ercdual
hesth.reorutetel nee name of the scowl holder on
the told of the Mir a Uleirke fl ea),
• hemmed ((roads a nwsinent niertin. le 9.
Imied partnenhps teed Wrote Pleienenth) that are
not waxed under the So:unties Act of 1931.
• Commaltin<crtracu (e g,
achaego rd
pea an metal <creel* exhalms haves toelbleta
and Crenbdt7 elitiri contracts. and
• Depose accounts (rapt torte Kean of depose) at 1.85
Bat LISA. UBS AG U S branches and bras n tie
ICK McLeod Drama Prowant
lye YPC prottelan a4fhe im*Awroonial proe<lo, do
not sonic to these astir rant they otnewse appeal
onyx.' steernenh The SIPC protection and the
supplemental prot«tion dyne protect agent changes
in the market mkt of foe roestrntels (abetter as a
meal of market movement. axes banpya
othemeel
Dividend Reinvestment anagram (I3ITT)
The V" *hoed a at enrage tea. you may obtain
the slue WC. hat, ens I inancial A&sa Onhr stick
sewn at au thamd unde DRIP. paid Owe, mil be
sold rd theca WI be &pouted n your scout. The
deeded remestment once woofed by the issuer mat
des horn the make arse at art eh to Pineal Owes
re sot,
Cade-Mies
0 * whole arm may be held m yaw scare drum
rolled lo a partial 'AI as a renal of a &Aland peened
or ~yea. the rem mR ether set panel unit al
nude pace a nape at anon deteernimd by a
koVertel csesma perky. ordaedo yoke scone
Intranet ebeeetires
The reestmet m
ays rdnsk profile are speck to
ear. account and my ray be
en raw scorn.
Pena whase the Fon proerplbr
emln9ol we/
Op/Cant crave ea Wahl...Wad maw a
tiannenee Obieclinn For *al, account Mkt you
<homeore of Um °bang antonym dajecores
• Peaks& Current Income Innotmenit setting the
genres. of mone air
• Atha., CopterAopenaset varanwits wing
rand) of pitapat rather
le
ef
none
• halves Combnamn of income sad CAPOI
Apprecaren Inommerns seeking bah the generation
of mcme aid pooch of principal
OveraN riek TSB,*
• Conassuane Seem to martenmid re Moot web
bat rid ad vdmilty to the mane oretal. men if
that neap the account don not genres awaits<
mone cr roans and may rot Peep Pee •ab
.rf alba;
• Moderate Wiling to accept some me to pnrecpal and
tolerate sane Wataeyb sea bite. rettent.
• Agoesne Wiling to accept NO ^* to a'rc'T'l ad
Pio *lathy to teak home/fa bier taw
• hew Own Ara* Can:drew. a, *bard, a
natal of the prink* for the thwart my include
compare Walegotb Ironed 14rdmy and gee..
Wain'
Statement Thousehooner
We rosy (CoWitleit Mt reteA0 account itaWnertseeth
the some **km the same ernekpe. e.g. because
they fine wenn who ebb maroon pia imam
eelthonshen avtholher (lents al the sane eoletby
>agree to wax kd rcta.4 statements mailed n
warm Wintillaan, you encercloone hovanoblem by
Cglre) you inancial Mama
Mandy mown name
The Friend/Jr account name it fa tuOICATraible •nekranx•
chosen by you to asset you will you recordlreepro t
Kai to legal tiled on
accost es not mended to
reflect ary SbttQy, pm:1AL reOrrinrdilen.
ontarrent objects* a rd: profile *scouted wth par
Kau,. and o not a promm a gierrite teat wrath
or any tremor result <wi or wit be aeheind
nnanribeat /NOW then* of tic et Wm; to na of
loss of the ay.*. naiarrent You <an <Puny. yaw
handy xccull names area* °nine Serval or by
Calladeig
farm tat Admor
Awn* owning
• Vete blew accocree9aam1/444 Net ol awls ad
herbal n.
• Asters Preludes nibble <ash beams. vales fa
nitrided stunt/ (era end Globs Tine Deport;
veralvd marts to market. and tenon assets not held
by the; ern Dots not include wined seositielassels
at the end of the poor and one catorrem periods. a
wag mestrewet uwetted dock *bons and
etercaabb nod *phone
• (Walton MLitt debit balailfee. taanbaning Malin
loam. aeon In.. then accrue base: et
• Cacrenhorroy Warne: Total of unnoarod salable
Carl) tolan:ef.. plat depoet tuLrects al ennead and
ncnatfliatalbaris. ad moray made mate fund
sweep balances. at the <bee of the itarenwi wed
Ncniormrotity bet crede balances en ytur Wear. at
hot seat anrd from other balances and the fern may
vs rydd thew finds nee adnry cane des
bares. Thew heck ant payable icon your demrtd.
Tx total is nclelechn the cured prod clang value.
Lease inferenatien
for detailed mansion cn the nu' s twang prelims
ad &down ref or to yaw Clore Ratiteornhp
Agreement a tenhet keerileel atit*G4044
Terns and Castors CBS States set of Credit 'mikes
eatable nAreem•nta and C•Cx bacons
a we, t,4 . - eau tes rerb,/nt]trs
SDNY_GM_00324643
EFTA_00197418
EFTA01306916
Important information oho ut your statement (eOntsued)
Wee mets
Vos matenere ~es smoren, ord otter met held
n Hee ~nl g th* end of ene nabomol po-cd Ycy
ma, ad t«d•h«yd fuly pad stortos a ry tree
Wo myreetat Wolk« med at ban <aard dm
pryrg etry balen* dat ontbeen Ary wegge
veehoed totifim ding the statement pen:dam
bied at motet vare al 01 the end o# the serenere
perod
• Oret Wao.
determnrm
tose ba» oF the
~nes indook!! n *n anemad. vanero ^dage
ude th* none«
La Front al Sonnet hal rded
o, Normaal Stand hom tabsetat cdor Ihr LBS
Snood Sens" etdaner reamaten Inmi~th«
Irma th g you nvg havo Øreled to yota lenancial
Mom The Pan does not odeon-eend; verdy
gelee the garecy
vaidey
ani damden
Ø
eronied ty ~ces <Mee aan LBS humde ~a.
addeert akhough Les in" el Servet, genera
oxides go ~Mons
re o memel tbc Frrn
does rot pronk any rootten aa go tinnone
yeti' 'Cost bate' ad •Urreiteed giet ton'
amor* at ot ~draaf tbc «sonore At mcb,
Matnorm reyen fes Normran nero
enhare «reb dececen.Set ae pØ
Of
"emoe Accounts transfereer] to tefan tryg
fel)", geraas Namam only lor ge pond ed
tree they se hed at re ion More hela/cal
~mar
er be addedby yar erreol Adotof
• Meewegend gaindosses Ween deze ~tabee,
nimrod vredeed ~Oom n oalcutredfer
roernul wo, ey be The (raam °n dage for
robrolo, kis 'nero, 4.4.4 n« rel ka comnsseare.
chrgat ander ratny roorganarga aam
breed and olim reen!~
tors and spierde
waas Ion YO <och <cm:~ to deals ene
>mar! lol
' Tilde dal.' eggen poses tro
<narol kamden gade dale
• Caltable ,.eetba. Badt and ombned doek Mat
Ilar rauw uth lor eek, Fedeetzt.on wil be Mated
~Mg by lot trem arricro al Korea d dut
eneheld nou name ot n nomnee name lot ar
client, Cal forse ~kond
obtared trom afd
pa-los ard ds sorry rs nol gasweed Othed <dl
lesjet rery ~II engheid eed yekg Ølege
~o's
vat ba rronted koon roemen
• Prlostralue had elatayed 'durvend ad dim
tee"
may be logt« or km« gunt* prot that
ym %suil stoa* n.C.,. rite merkel nee n
<W ened apen varems tod Panyle•SfeS *1,0 ne
Wem to be !getik. br we Op nol gewante ter
sorry
- We gmeraly uu the <kano pek* aha-, editie or
Uw ~of
the bel and aik prees la lood
5~444
and opeens ir crey beieren kr OTC
Serge
- ban smal,. traded tattabit fitly be pede uw» a
vateronmxtd or th* rnon man -`we
cetaned aniMand reek, n ,ctual maa vee
°tobbe
- Conan poshkes mee sper ~out a pee and
wil show as 'poe wand malta.' it we are
unoble tochten a pet tor I Muety
- Oreade «Kermes denonne n osreecel
*trof ton U • debet ra nallocied r the ~hang*
rate red tbr napmm date
- Cor Oenen ~eeg aede? n nceoxiormge
dencennatens, pree ad runy Ilxe dar) rmy
hm been »inbed to fantasie proper ralualon.
To Man corent gatateng. een nee». gele
yW Fereol ~Or.
• Prime inveatronts and strand red«.
reeg ~mei wok:~ (radrg dred
~eggen doofs, ademt hat meteen trane
genie ri semouedgrod-oes ae gentraly hiyhy
digeid. (Irian anackred ;rollen hare nos been
mattend wen ar Mirt os and Txchrge
Camm,ma ur te ry state >mee ben We
revelt ecleated vale tor enle name
serge ad sturkred ;eo:tact:fa nlorrnaheng
p
otie ce+ Auknoa, 4 no ~stad
- These varhm e(OOM stbStintigh< Irae tege%
any, at ne» a emoe Mannen set
Or
Molure
MolurenproAx t mar bebomde «soll ad do
not nmessrly redeure die vals are inry retein
axel Si:luid:st
- Ibrd party esernala of tabla, re as ot *colon
dato and are suppantlo UPS <rar ol Smoes en a
relt base by an ndserokee valartion tem
- tam. ~ai armer er Ørn eivenae deu+c
d ry. are napled to Ie Fon by theemunt
waal panne" or spornot and may be cattiated
broden «Me« nkerna aa kon ad treed by
'bid ooms to deme ter *naad son
- You <'n drain addeer& Hemmen regorded
det ~ndnJAw tred to dataene tbc tabnoten
vake ad the dr. ot to recnnation thee n the
bint lor th* rommurby roomden ras Ponscol
Adri«
- thrd pa" anmod vatas nyl moten as
14x prest' n ~al duatons• woon re
enpantet valer on len has rot Ølod er •
leek to een var eten we benen? ~se
aal omreist even ha noned fv ~alla
Pee~rePorled rata re ~eted. «eken a
vane sold be hee, weldoe da to Ace egge
dik munty
- Menno.« an aeo"gaereci panne< oe tp:nsce
nernmed WW 1
at/dpaty ene
ragt
prowdot the sater of at sorry wil be dekem
rom es larchase pree
- 'Denim oen to date' ram nek& rennol
capaal, norne
bon
▪ 'Crigrui ane ei eeprelletithe mal dreng
pree ps Lid end may na rellen Solre ~base
- DOP and Wind KIT ~skin se nx kneden a
nevel :wee «duge, and art omwaai
skrid aderen 1 they ca be sold. tbc pree
roeed may be kas are to pee shre eninated
ede* vaak:d n Oe gaten aatenem
• Raeleticted maaide. Rentte gene "Neeg
are not ani« ageble dor pd:alc salt 5$ Froncul
Saucen ures the mattes ome ol te urreseroled stock
o# tro sar om« as an isaied vake. lOr Ose
renrkied nod. Anarp:en of eed sertement °rk. To
*e enere Mat terre red word es se <babi* lor sale,
the vake weird mar be tAbsternieg les Kin te
irouted vake Poen.
• la (estrnated) asem. amens aalt and ratst
An ,armre ol arnai etane is budm contra
dwØ and moest nies, arme lee evnes wil
be heb la one yea" kom stromen date etand
rnancy Dm stomu d cny a gudelro, acatacy
ad contneid inter.s n not guaranteed
Estrnred arnal norm and <drom rel! lor
<elan tabn Of ~ion duld monade aceton of
traas' er wier gans n urion <metro ell
;norm and marl yØ wad be omruden
- Cstinded werd nemend oeremelt yeld ard Iro
smal exen* and yell «44 be bos or heter
the neen:eed amore
- An *neme ol ardIrod rooms (dwdord ander
interen) dried byte» <Welt madon
valuclawas Dolven ebrtd mee bat dodend
a mand pa mene made by the new and
~en
myegegtOrteig g me be heb ler om
>es kan te noemer* dage a unhlmosiy.
Atoracy rel sortnord yod re not garend
• Adem not held bp, VIS linancial Sordoas. Conan
enen n%hebq the Fre andre niesende
Inir ~sen
or orrot Tbr.* andt re
drolawd on rer slatornOnt lor eendenei
()Loot« och Pedant and ok.< 'Veelte 144
prorohd by ere nong hem ues ~ui
Serene
not rorpande la as rronnatere ad does roe
orante es sorry lhno aswels ant rol pede ed
by SIK or ere Frcs urboaens SPC oenig
• Ramme shorts end additianal ~Mien
- b addiir eo cavenenscn laks and 17h' I ka
rnowed n cenneder, *th ar dabden of ~Mal
hands to oor <bents we ed« ar afgiet gezel.*
reen* Yang penen Ironi cLite•Ays »dor
Meert of rh') neet tyylc na ve rel glye
nam gebased <n tod delirant orrponnest
** rose of labs by UBS d a aanrol,' mAeat
had felle/ to out treas, and ge th* aso rat» o# a
cortrculd reveku,ka-d Irdis stores beid al fe
firn
- We anf w Je IS eh* refehenegwedig and
ornnbus vaalt.; ten n (ondereen, for arder
arre drom an aa gade to te m-tual funds
aow hm genet" ro pad fem neemt, 344,«
the rn.rualhnd and weeheid00W "ne bad
rente-Lab« d scans at Iro backorder«
hokkig ~mal funds of the find lamt>.
- In addtion to orrnesons moerend n ~mto.
win Oe sale or <Wamt en ot aauly <oneens end
ure intalen el enne rats lodt <Ier" we ander
os Mare Mee teevee nee <ween en
han mavo/ the ~and comparres undermeng
at een uity <Øses, glaw.et d the norans
corrodnot er saxen of the ree Il0~44
Int
*dealge
- n addeir eo derromentrettmd trom the
ardme and tab d l*-, naealras. we ander or
altrate reerrme an aSel.based resectie naring
bannen, kom Meng-mes chniaulors. as ~II as
funding toe inhnology cloolopmem, warong ad
educabr.
- Ps alkoles oho reces, tradng (enne
ae
dro«orpereatkr from 'nijd fords and reasa-e.
~rot
neem grol" wo datbr•
- We meet conyensat dna:enLa Brt LISA, LIBS
AG Suardord &and, a-do:n.04~ bras
d'~
oor cash woog groga-ns TM
~gaan
ma/ be a money pa zeel fa cc
mm Ma pront/ged moge dak &goot
turnen
Activity
bomma ion roesdentrimmers and ah« ~ma
nisted n «natuin ninu Ine teven of tree
""
1.9 goten yercocens hat ben Mode co
werden, prenany f unrsrod toas. and wil be
prosided to aa grondt, en riaben
Short Peprag
you semegaged n short reling a warm, >co may
ocre • "eg* Me h) gein bonown) gooit fa the
pro.» seority
Open Mets
Peandrg open or 'ised talancekt «dm am
eendl *ene by gewoons.« dale, open bug and
res nop «den se redredby ereamant ol dodo-els
«emoes re anoi.dradereher ereyen date unies
nansted onswede by ya You s. respornbb lor
ordes Om ar ~mud CM eo >ar lalde to twen
~Ping open ceders
Inreed
To Stan a copy ol cat arren Clean Privacy Patke,
chose contact >tv regest Me« «vet cv «ebde
ai »wo,
romervarroset
- 16$ marmot kroon è nat abn*.
RMA.Elanen
Servet:Account BSA ard MAA re brokten)
roodt ~h pende eet to bil, eg ~e
and
tred" Ihnura artingements eva e/eiland bres
ad Wee ehrolpony bents. and pronik, sens eo
nssta-Ke and anrorty ween moed by urelfilAge
frockergy egale ~eeg
tra* ~roe
serey wAndunn 04 tin inent tel kners Inc,
- leerament, naars. ani nukar Andrea
- Hoe FCK nand • No bant murwer Mal lost vatli
- MIA Resarce Mansemem And." Busross
Smeet Adam BSA, IRMA and moertour baard
Mare« Assist re reget red mise naad
LES grondt Scenes Inc.
- VISA n a moetend Vakman owned by vóa
kramming Serre e Atoxuben and Med Leder
kent Tbc LEIS los credit <odia-der* LEIS Visa
debt <rel se moed byl.S5 San' USA web
Pernissadran Vee U SA Inc orporatd Moa«
zedenski, regoered erademand. sonce meld and
regeleed same nurks se ol thee respect.*
<omarm
ILOS F itendelkerim kit
Pa. 701810
SDNY_GM_00324644
EFTA_00197419
EFTA01306917
*1_3S
U8S Financial Servees rx
Private Wealth Management
299 Park Avenue
26th Flaor
New York NY 10171-0002
ANP7C04774161 0619 X12 Y1 0
Account name: `.1AX FOUNIDAT ON
Friendly account name: MAX FCUNDATON
Account number.
Your menial Advisor,
SCOTT STACKMANLYLE CASRIEL
Phone:
Plosions about your statormant?
Call your Anancid Advisor or the
Resowcetine at 800462-1000,
account 029023661.
1ficitoor veubslte:
WNW kbscomilmancralsennces
kerns for your attention
. Help protect yourself from fraud and
review bank, credit card. and brokerage
statements regularly. Also. gel your free
credit report annually horn
www.annuakreditreportccen.
Value of your account
Business Services Account
June 2019
MAX FOUNDATION
on May 31 (SI
on lune 28 (I)
Your assets
978 42
978 73
Your liabilities
0.00
000
Value of your atom nt
$97842
Tracking the value of your account
$978.73
Sources of your account growth
during 2019
Vale ol put ,xeount
atyez end 2018
397691
7,2382
Your mestrrent return:
Oividend and
Interest rcome
S182
5,2302
Change In
model value
5000
,238.2
Value of yow =cant
on Sur 20. 2019
$970.73
2433 -
9769
978.4
9791
•
•
De< 2014
Dec 2015
Oec 2016
Dec X117
Dec 3018
L146.2019
1
sun 2019
Member SIPC
ASP70025034774I6I W000261883 OCCOI 0619012796335
lo:CO
Page 1 of 6
SONY_GM_00324645
EFTA_00197420
EFTA01306918
*UBS
Business Services Account
lure 2019
Your account balance sheet
Summary of your assets
Value on
tune28(S)
Percentage of
your accost
A
Cash and money balances
978 73
100.00%
B
Cab alternatives
0.03
0.00%
C
Equities
000
0.00%
D
Fixed income
ODD
0.00%
E
Non-traditional
000
0.00%
Account none:
"I'' , FOUNDATION
Friendly account name.I.N.
AliON
Account number.
0.00%
Total assets
Value of your account
5978.73
100.00%
$978.73
Your current asset allocation
A
Eye on the markets
Your neendel Adviser:
SCOTT STACK MANLYLE CAMEL
r Cam and money balances may include
avalable cash balances, UBS Bank USA deposit
account. UBS WIC tenured Deposit grogram Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important mformedon
about you/ statement on the last two pages of
this statement Sot detail about those balances.
Index
Percentage change
low 2019
Year to date
S&P 500
7.05%
1834%
Russell 3000
7.02%
1831%
MSC! - Europe, Australia & Far East
5.97%
1449%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on lunar 28, 2019
3-month Treasury bills' 2.06%
One-month LIBOR: 2.40%
1.26%
6.11%
Ate70005004774162 Nr7000261883 00001 0519012796335
Imo
Per 2 of
SIONY_GM_00324646
EFTA_00197421
EFTA01306919
UBS
Business Services Account
Ilene 2019
Change in the value of your account
Account nerve:
MAX FOUNDATION
friendly account name:MAX FOUNDATION
Account number:
Ate 2019 (5)
Year to date a)
Opening account value
$978.42
$976.91
Dividend and interest income
031
182
Closing account value
$978.73
$978.73
Dividend and interest income earned
for pm00Mo( Ides lteleentnl lotatillty of Intent and Oiddertd Income has Otto delerroned boo 0 VS
tar reP:Thec perspective. Based won the residence of the account hcfder. account Ia. Of product hp.
some i Merest 'near civiClendpe,mtntS rn
not be stgell le Voted States CUR eke* Piet° RICO (PR)
Income toes The client monthly stalernen is rot Intended to be used end tannOl be reed sae tar is
Po Totes Climb should We toes. appl eaole to moat nu tones they (0(144. nun UBS mealy, such z
the Fome 1093 and the Faro 480, for tax rep:menu ink/malice n It the practice of UBS to IN the
copoizo tar reporting loans loth the US Inlerni Raenue Semite ahl PR loasurY De(Nflant. Mid in
such fors accLeatoy ctsify desires arCI cc intere.t star earriet or tau* mean/ vie se core4.11 your
Indedual Wr perrater.
Cash activity summary
see macaroons.* ow montnIce <bin adareet in your sweep °plot are inch:cod in the opiumq and
tlallg bdanott yaw. FISK incurance8ophet to &point gun Bent USA and al bank; panel:along n the
UBS FCC routed Deposit Prnao. n Wes not axty 10 &costs al UBS AG. Scarnlord &arch. SIPC
protectonapories to money Milktt weep fund hicidirqs bat rot bank deposits Seenporcare inbrmation
abovr your :Cement an theist MCI coPes dthin&consent br (Hats.
/One 2019 15)
Year to date (S)
Opening balances
$978.42
$976.91
Addcons
Dividend and interest income
0 31
1 82
Total act/eons
$0.31
$1.82
Net rash how
$031
31.82
Closing balances
$978.73
$978.73
Your Ritaedel Advisor:
SCOTT STACK MANLYLE CASRIEL
UBS Bank USA Business Account APY
line 20191S)
Year to date (1)
Interest period May 7 - Jun 6
ravabb interest
031
157
Opening UBS Bank USA Business balance May 7
8978 42
Total current year
$0.31
$1.57
Closing UBS Bank USA Business balance kin 6
$978 73
Pror year adjustment
000
025
Number of days in merest period
31
Total dividend & interest
$0.31
$1.82
Average daily balance
8978.42
Interest earned
S0.31
Annual percentage yield earned
037%
AhP70006004774163 NP70002618,33 °owl 0619 012796335
10X0
Pogo 3 of 6
SDNY_GM_00324647
EFTA_00197422
EFTA01306920
UBS
Business Services Account
June 2019
Your investment objectives:
You have identified the following investment objectives for this account I you haw• questions
about the6e objectives. disagree with them, or wish to change them, please contact your
financial Advisor or Oraxh Manager. You can find a full description of the alternative
swestment °titer:yea in Important mfoernatron about ma statement at the end of this
document.
Account name:
MAX FOONDATON
Friendly account namesMAX FO
AllON
Account number.
Your retire objective:
Capital apprataleack
Your risk profile:
Primary. Moderate
investment eligibility consdetabon Mane selected
Your account instructions
• The account record was signed by your Financial Admix and approved by a Pnncipal of the
Fim
• Your account cost bass daub closing method is FIFO, First In, fun Out
Your financial Advisor:
SCOTT STACsMANLYLE CASPIEL
arP700C5004T/clea W7000261683 MO 0519027%335
icon°
Pepe 4 of 6
SONY_GM_00324648
EFTA_00197423
EFTA01306921
UBS
Business Services Account
lone 2019
Your assets
Account name:
MAX FOUNDATION
Friendly account name:MAX FOUNDATION
Account number.
Some prccs. item Old (Vertni waves shown may tie sonyvnuty Ay a mot gains arc:losses may not
be &andel/ reflected. Se impottent ✓rfamatxn Woutiout statement a the end of ths &cornett for
acre mlormdion
Cash
Cash and money balances
ash and manly mance may *Klock naiad. cash bylaws UBS Bar* USA abbe account Waxes
UBS FpC Poured RoganSane Ban" UBS AG Stamford Branch clecool xcount Waxes and money
rnMel nUud lund Swem PAM."
Ste the m portant olonoston *out aour Stattatna at We end of (NS Coccanem fa Wale about those
Winces.
U9S BANE USA BUS ACCT
Your total assets
Voir named Advisor:
SCOTT STACK MANLYLE CASRIEL
UBS Beni USA metal OBSFIX Insured Rogan Bank *peat attain( bents ate insured by Ilk FDIC vAINrt
applicable pmts. but an not beceecied by WC MG AG Stanned Blanch dean wcoum latexes ale not insured
try FOIC and se not roomed by WC Waxy market Sweep Winners ace ptdeted by SSC Out we not muted by
the roc
Obenng Wane.
cioww9Gtence
finm per share
Avesace
byldenct Interest
Daps in
on June (1)
on Jun 29(1)
on Ion 30 (5)
rat
Petrol
IRMA
Cep amount (S)
978.42
978.73
250)070.00
nepcentaged
Cost
Estimated
Unedited
Value on Jun 20 (S)
your account
bms (S)
annual inCOMe (SI
pane loss (fl)
Cash
Cash and money balances
Total
978.73
'100.00%
978.73
100.00%
S978.73
Account activity this month
$978.73
for my'r ielpandlIco about Its Wel vane storm be restricted seat flues, see Am paint)? +la:woman about
)oca statemene at the end of this Ox dem
Date
ktnity
YOUI
Oumvne
DeKription
expense code
Face value
nxelvalue (I)
Cash
amount 63)
Cash and
money balance (1)
law 31
Cash and money balance
9978.42
fun 7
Interest
UBS RANI US A BUSINESS ACCOUNT AS Cf 0006, 19
31
978.73
/en 28
Closing cosh and money balance
997833
Aelt7C005004774165197000261883 0003I 0519017796335
toCCO
Page S of 6
SDNY_GM_00324649
EFTA_00197424
EFTA01306922
UBS
Business Services Account
Account activity this month (continued!
ode
Mean balance salukis
Admity
Account name:
MAX FOUNDATION
friendly account name. MAX FOUNDATION
Account number
Your Financial Advisor:
SCOTT STACKMAKILTLE CASRIEL
Deltti001
kn0wil IS/
May31
Balance forward
An 7
Deport
UBS BANK USA BUSINESS ACCOUNT AS OF 06106119
031
kin
Closing UPS Sank USA Business Account
The UBS sank USA Bulo ntSS /gortelt is sour en may Swett) option.
S97142
$975.73
A nP7C0C5004774 I 66 NP70002611:03 OXCI1 0519 0127963a
11CCOO
Pogo 6 of 6
End of statement for account number
SDNY_GM_00324650
EF1'A_00197425
EFTA01306923
Important information about your statement
1.85 f condi Sane Mc. (the firmer UBS Tinned
Sonoma. re a manta ol al anapal tro-nty, aranccity
and <paces mehahaes LOS Fnarxralketras and LOS
Bart USA re rdred ILlasciattesct LOS A6 rod
ifitalm of WS Wailes TLC. Mafia.; truntat
statement n
awl request The Fen', mantra
°floes re at
LOS Instal Seroces eX.
1200 Hata Boulevard
Weaved-en al)02COS
IM narinnt nOCAK.ntc to orW Octal Wad Of yea
LOS Enamel Sental ac<ount Ono. recants. Av..da
*NOW 00Curntirtt targeting cantina datitthoild
nor be raid scat I yOu Colossi thfre 6 rarer a
emotion. piton MOP" it norredittely n twang to the
Bergh Mardept of the office sera; 'ea cgcoLet
Atha* at egures dawn are Mended lobe accumile.
statement data tail not be ted fcr tar µspans ray
9:Z son rex-mid w lams, be. Form 1099. 5498.
I
Plc >whm Pram, yea tar room The Fenn
reputed by law to sepal lore RS all taste Makin*.
reportabhrtrtnabb dnidends and !nab* Matn
tamed on nevem held n sour accent. net Crated,
as sr Uteri wt. *4 toil base on <erten <oared
Correwnkationa with the Fin.
• Nose miccnifinn ay teal ecarmnorbons n wrens,
to further Vaal Mn firs. ndb-6, 3 You Tt i
std. di* Stew*, boarder Moth(*) Act(S A)
• II the tared cacao', on the asp lie el re kart
of nut Staratirli <rot LES Perini Samar,. LB)
SAMMY' Se(vC44 Laura Ira/ X<Oull at them)
&Ow by artarent nth the rekaud riflitt en
We Some(' yd..d Ore re4kArt, AM,700
cowed the /Cavil h ty c*W. fat half and
wades se located t UBS fermiSewn and rot
the erect-erg Wan ard Y<6n ins. nuke a apart
of any erns a <mown to both fans
• As tubed n the accamt aretments, you mat
nobly us of any comet or neu3 mrolorioctecls
reflected cn your reran( who 30 dap after n ryas
march made available
• Mau dna Cuttelhal fferiallbelt a Mir*s to the
Fern% Clem Malan Cooarrnent at 201.752 • HA)
tol/ roe t 800.354.9103. PCO A.M. to 600
IT Mardis though Fraley, a in wino to LOS
Frunoi *van Ix.. CITnt Iterrnont Department.
PO Bo. 766 Lhon Ctp Iii 07081.
• Al statements shall be deemed correolete mad none
it not <bodedto it retro arthe 60 days
• fa TT' services. Cal lia4412.09BSot from onside
the()
M1457.1495
• h (Me 01 tochla 0.ethICIIS alxa an .Intror(
Ina Panda (BFlibll µsprat a LOS Vet debit
cad transxtirs cal 800.762.1000. Or air to UBS
Fn.-col ShWell et, ICOO Harbor Owl, 6th f kor.
Wahastar, NI 07086, Ann RMNBSA Sawn
<Outwit. X soon as )0a <an. a you Fmk Sat
statement a /erect 6 iwOng or 6pWeed more
Samna, about a transfer as the statement a
meg The Fen or Cad basun amicable) mast
heat Morn 'nano bee tun CO doss rite de Inn
Cent year to fret draw* on *rich the Ma or
Prolitra *Pend.
- Pronee ya.r nano rid accart aunt/ (f any)
- Dna be the error a the transfer you rte kilose
about and *vitt *clearly as yeucr oil )co
Wove n is enema a why youwedinn
rionnalicn
- harde the day arnawit of to expected error.
The Firm or Card tarsal nvestore you <emplane
rd oaf corned ary to premptb• For i teged roam
noreha CGS Waockbo cad urisacto-n. a vain*
crone than 10 batons day; to do tn, we roll (rode
Axe watt fee the ammo you Mr* Ie n mot. so thee
you nil tote do use of tenons., dorm; Ma Imo n
teem RAM complete at Medico/al
Owe make all checks payable tote rem or the
fnancialendLeice ndcatedcn to front Cf Ma
or anent In addition to rogues '<care feat, accounts
may be plopect to manterance fees, chasm to late
perm for wines purchase and <haw for , pad
;mans n ash octants. AcCantS hr nroanshond
rootlet remakes ma, be sutentle a erne, fee
WS Sap Options
IRS offers options fa anew., cash Winn to bark
deposit xecan at nen-Ahmed bats andattired
brit and money market maual lads (Money km*
Depose %aorta al LOS Brit LISA and nr.athleted
pits petticoat-9 n the UBS FIX :eased
Program re FOC-nstral n accadance %writ( rule:
Pot rm. riomtahon. OW .M.4 wee. Itic re. Deposit
recounts/AU% AG Slonlad arch 'titres of
Nary fads are not ivied bat the FOC.
Baal depails se not protected la SIPC Money Red
shares at protected by SIPC See "LOS tercel Services
kart, Prot/ace' below.
upon 'wee:arm baron alto bat alum may be
**draw. and sham of a Navy !aril may be
Igadated and the moat reared to '<versa./
Sens. Os aaOsil
Fate efcenston abbot eatable meep options.
nc1.4ng <Untie nitre), reef and yields. is atatatie al
atm Ws cadswetwelds. horn you. Fnnrul Achno
a bi <atm SCO 762-10:10
CIS f Mendel Somkes account protection
The Fern is a member of to Sauces neon Protean
Capaaton (SVC). which Mons Snurrta custaren
of et Mentnelaa to 1500.000 (indialn; 1254000 for
clone for cash) &planetary brochure nobble won
Mut” a el me, SOX er9 The 5IPC awl Protection
lintsaway to if '<corm tut you hold ha p.rikular
<away
The Fern together Wheaton affilits, has Aso
Pschesed supplemental rosance The marmot
await payable to all etiatacleres. colecirob under
the prOtecliOn 51500mtkn at 01 Decent.. 10. 2016
Subpo to the polcy °soft." and Ininatmns. Orin el
Ihe Sem n Mho( notated ketp to SI 9 mann on the
aggregate fa all you alcoves heti in a pricklr
taw ty. Alai <Copy of de polcy trodro es amiable
Loon rewert
fleeter the SIC prardon ay the staaplanertal
prceenongeoly to:
• Goan leancial atom overdied by (rd molded A
YOU. x(001 vela) bat held away ROM Lin Firlieltial
Services the wimple anal 6) intarxe grodan
nckdrt, yob* notes. and BO shorn of m.diaal
Ands recetered nth. name of the scowl holder on
the tees of the our a Prier net),
• irwestrrent ratots a nmsiment Merest, (e 9.
looted patnenhps aryl ;remit placements) htt re
not rog card under the So:unte Act of 1931.
• Commocitet<critacu (e;.fregn **charge rd
pre as metal ccrerants). inthredny turret roolrlat
ad cawrodt`f <Tarr comraas; and
• Depose accounts (rata tcrtekaas of deposit) al U35
Bak LISA. UBS AG U S branches and Weenie*
KIK Waal Divan Program
The SIPC wanton and the ttplitramial pranks, do
not *pin to these amen Men r they citawrie apiatat
on you' sidernenh. Tre SleC protection and the
supplemental prot«tion 4, not protect agent* <henget
cite market ekes of wis mastrneres fahether a s
ream of market movement. Mar batnpl(ya
othersitel
Dividend Reinvestment Program IIMPI
The µice *hood a an enrage Geo.. YOU May Obtain
dm KW ace Ban Asa I nano/ILena Onlr ate
*ere are or-Maudtilde DRIP. partial sham all be
sold andthecash all be deported n your xcc•-nt The
dividend remeOrnent price wooled IN the eaten mlY
diner horn the maket PICO al Mich to What than
re sot,
Cadoialiest
0 * whole tat/ slay be held m you ream d you Xe
Willed to a prat ire le a I* tub of a chnlend ware
or ~see. the tom al either 'Owlet urn al
natee ace a rape al SWUM etlettermarod tat a
reoVertel cteenva fl eecy. rd (tufa yet, OCtgerel
lemmas* objectives
The mestrreee *beams
nsk profile are speedo to
exit account arid may ery
be
=can.
Pena Om. the Fen proergebr n writing el NV
,;fern orator its Des leach.( maw of
ftwolrnere cbtectiws For each Account Mkt. you
dome ore of Ur fob:meg imminent thaws,
• hakee CurrentIncome arrestmeres team the
generic. of none air
• Arlene CaraterAopwuhax yhminwits mane
roach aamp., !Ow Pen the sewage, of
Mane
• Prolix* Cominnatai ONnomtaH000,
AppfeCbeibn btreurnerns seeking both the generation
of rocme adcomb of principal
Dwell Ski:Silo
• Caroms", Wks to wrier. mlef abKalmh
ben* ad sanity to the mast or/tat men if
that moor the novae does not generate 'comfier<
meant a roans and may not WOO pace elk
irf
• Moderate Wing to ynv tone me to pancoal ard
tolerate sane vialie fa sea Nix return.
. Animate Wit i-sa to accept NO it 1° pnrr<pal ad
Pio robbery to
ho (*hint oar tent
• fen:6,4n (ArAty CanselorrAA
tactod, a
paten of the ocelot° for hat raw* nay Much
comply. Otalog•K tarried trardmy and Teem
valatlihe
Stelemonelwaseholintr
We may certso-delt aft retrA0 account ttatea*et, sit
the tone **Ws .n the same ernekpe. e.g. becaute
they here vane oho abo mentan pee nave
relate ...Ws sihot er clot at the save eolrest
yev prefer to mane nd rda.4 statements marled n
crown /TO elatrat, you Try cfrodno hoorah:4We by
(Oleg yov PnancialAdata
Friendly Kowa name
Rte Friendly kraal name it fa tuatAntible •ruckrarre•
doter, by you to twist you wilt your rebaidlef epee; t
hat no troll effect on your accuse. is not mended to
relied any sunny. pro:1AL rttOrrirkeliten.
interment **tat a re& profile asseeoted wrh pair
Marla. at e not a promos of Searle* that *bathe
a nos learif Cal Me" <al Or wit be ad-toned Al
noastrniatt net. O.
rttdrgte nia of
ton of the era. nollfront You <an chin.). yore
handy xcami names trot* Give Samos or by
Castacteg Ate frintslAdmor
ACCOsetravervirwr
• Vatic or you account/ionic& Net dates aid
• Atseri hclides nailfble wit biros. tales for
fetrithd wait% (eat), *2'4
Ten/ Depoins,
knolged moat a marlin and (men /Wet not held
by thefirm Dots not attack uviced seasitielassen
a the and /f the prior and <awn datermen penock.
aerie orestrwert anted dock *pions and
erettobb nod *phone
• duesitos Wide. debit balthat. Cullhaning Moon
Ions. trod+ In, that roam Way: et
• Caseemonty Warren Total of unmoved notable
cash tulan:h. OA dote toLmat al tilted ad
nraff tubed brit aid moray main naafis-id
swap balance. at the <boot the Annum perod
Nentonencolly Ire mede balances not sawn at
not
from other Waxes end the It,, nay
it. ay Ora Le* nthe adnry tan ol m
tearea These finch are payable icon your deed.
The total is needed m the ant pen:rickety value.
Leans inkrersolien
Fa Wailed Memnon on the nn's leering practices
ad &clown refer to yas Clore Ratiteernhp
Ageement a Adahre Agotriont and teGeoral
Terns and Ca.:tons LOS keSeenrit of Credit 'makes
salable nAgreem•nt and C.& busts
al awW cr e-ormitesi red ,Inu irrs
SDNYGM_00324651
EFTA (20)197426
EFTA01306924
Import= information abo
yo ur sta te me ni (COntinued)
Vom sti
Vott latemne ~es «este ed *er ~b held
oho rava at Mo ord of de neonol pral You
my ad for *bry cd 'uty ord ~nos nr, Irre
You mai alne taturext used at ban <Aperi arter
Pairel any batnet &e rollens Ary ritv be,
trandered toleten dana the slatement peedse
Istid al madet vaken d the and d the starnat
pemd
• Gmt brå. In detenninng treent ba» of the
~Mer included
Ibis rammel. N
redueed
~h the ard:«'
Fruncial Samen hanks
0, Normat<n <bland hom sarms Dert Mr ISS
F
ad
~
Sem.ces. nadrg Matronen Iran ~ha
lem« thetorimy hr* pecreded to yar
Advar th•Parm don not nahreckntly vady
gateelet the ettory
valdty or tre dormatas
~ed
ty kures oder Chr LI3Sfninahl Service..
Ø »ilen akhough LIBS Fnrciel Senkes genera
weteates IM naernatas as et o mened the Inn
Ø
rot parilt any motsi« tat de Talarve
~Con
bere" rd • Urredded girl loss' o
amer* at ot tv iltad tha .Hamara. Atna
pitre 6a roa 1.4 on his ~malm-iamake
praie.* a ml* basens, kr la penows «
othenrme A«Oarilf Urutland tote hm mai
tillatt gallon dormar only for te Aerodal
tine iler se led at te inn More hbtaical
ela:anse:an can be skled by >as Ford Ackot.
• Unrealitod gataltre« Wien datais nolabk.
esendied «redsel ~noss., se </kutta:Ikr
nchnisal Mamy loh the tunspenn dra for
rdrrolut kas nya navnet ral leet tronuere.
dorget ytt to:umy toorgr,:x.ca *rem<
0,nsetd and olh“ mai
lott ant snuatate
~Mye bli ro ert ttembned to aids/ e*
amtacjd lot Th• "tradedaa' «Anm ~ritt tel
crrantItransactnn rade date
• [Sable socurkin Beat and pilelad mak dut
the -muer <db for tarY ~ion
Ml be setested
irarhalk by lot laut( nr; al storities d the
ratled n oms nam, or n nomi« ane fot car
dimt, Cal kart ~bris
obtaired kom Med
prim ed as treryk nol waranteed Odw <ad
fonn tror aust men:hauld alten yekt. templer.
Hamrar nitte utmatte knran Martre
• ~Nabo hen Okattyed lor uoveria and aler
podast re>,, be hø« or bayer thin the pro. Mat
)Diepuld actuallpecen• in the ~br Preet re
~rom
urtut Med Party siam astuch
betre to be Sable. bul re do not ~anke tier
raner
- %Ve "nerk ve the <kano peke *hr smikk ot
ne mer ot abe bel and mk pikes la åsted
storhet ard opi." a air bi:linn ta OTC
~tel
- lap aarelr ~ad anta« nuy te Deltid raa» a
valsar model a the rann tert plir
cqated ardme/rot mfl.« an actual maket ake
or vale
- Crlan postrieb my sper eithcan a ake and
ashowai 'pc. nonet sak'
d ne are
unable to cbbn a ara ka t Marry-
- Otposts «nurites &nomne«, in urtrenet
ah« tron u.S. doar "(Wien«, itle ~ronga
rate asal the strimen date
- For terten ~nes vedr, n nonicriormrd
dencmreats, pnce aM durt ty daa max) may
hm ber »used to tisteda proper mauren
To oboen<:~ quotatom. *loe ~Ia*. «nød
ryas truts AantOr
• ~all itnnulmenta and armband produas.
?fri»e nemmet tett:det (eCisteq deal
NettehltCe CrOnree sd rer eglet namn tn.ol
savnes) ed sen-aisedirod-icts re gentory hipory
"ad. («un rarurtared ;rodd, hare not ban
nractred wah the Snertes and Erchroo
Carmosian er ande ry state >meite, ben Yte
~de *simrad valet ter pene* ~min
teamet ard ~and acart fa nlormaficnat
Amaret teild Luve; 4 All garantile
- Taes+ silosnit dal« vintrer./ kan an" d
*Ty, x vki(h a prent nentenent kny er
strutta& product tvte be boar* a tok eddo
not naesarly iranere the vale p.r myr 'neie
LIX" $tilidattgel.
%ed purty eitt~ of valmad
• anar,
date aret re 54~110 OBS trureul Screce on a
a9.re base by O, ~kn
"Marie fon
- iccuu ~ai pr n« crtponcof tegard ra
d ry. am ~Sid tote Fim by the stue
rana' panna" a spana ans may be cablated
bardon daluere nkerne on Iran Mat tand
I:Knipenes lo dane Mer *simrad vakes
- You tan aren addinnal recrmationtettircfrio
01<dbdeanenethe astinate cl
ma and the die ot te ntamationthat n the
basis ty the nemt* by or tactrgyas innval
Admor
- Med party *simrad dba my be rebard as
'Nr broa!' n santal seuranr arr re
Smera'« valurna lens has rot Øled
kneble to atoon var ~ere betane nyse
*ml «mildred evre has ««arid Mat ~erla
Pre~ rei:~ vale mo cuesron. ca Mon a
value noald be hrolay speculatre alt 10 the ave
cd the Murdy
- Neonnot« an 49" 9~11 partner a pta
*simrad vakt rot a Mrdpry nemateri ml» d
groe:bi the vabt of Mr sonant Ml be deira<
from es archavapree
- 'poetar, om to date mer ada!e reinel
apa* inane a bah
▪ 'Ordrui una
~Manes Mr neiar slamg
pore ps am, and ~ymt telle° ytra ~base
- OPP ard arlMed AER Marvakt re na kloden a
national seciabes ~e,
and n CIMralli
rikted ed rend they cr be sold, the irre
resmed mer be leas Mr. te pr store eslented
rake provad ri Mi >cram grener
• Reelneted ~Mo
PaannfdtWatI4 setwaty
am not aerenk digebb kr pirk og Les Fna-cul
Selv«, urs tit nurk« pote al tp unotreted Rak
of the sene asur as an inpried vale ler lir
rotekte/ slo:k kr perpases or ed afekostrilorry. To
the ment Mr remen led seornt es se elgble for sala,
de vake wc-Nedmer be sabstentirk less Mr le
imwerrd vake Monn.
• kl (estenataGixeme. urent yeekb State.
An etmart ol arm,/ mone is baxdm current
deakroi ard
arting the 'Kveles sil
be held fa ae mr kom stramme dm a uti
mnal fli eamato 4 mV a guttkilre, acctiacy
ed catned mave are not gueanteed
r• (simrad ~al mant and current raid la
<elan ?ran Of letsien <arid nidide ~bm of
Precoal a epital dans n rrhich tnt the ni
interne (ed (tinde >rabb neid be ~staka
- termited ~ste mane ed <trent yeld and the
actaul Mane and ned frett be batt or beta
hen the e% tensUd rit‘nti
- An omme ol xnnted nome @yard anda
infamt) dmird ty tho tunere matet
~nano
balance cbxed on the last dvdend
cr ment partiet mast by the aver and
~rein de serai Ihrideposts ml b. hei la ore
re kan the st new* date ca unhl ~sal ,
Acetracy
cortnind yard
not ~ned.
• Aanta not hold by VIS linarcial ~ML Celler
spett are rot held by Mein. and rot nite. Me
mss ~sir
ot <reol Thee tetrun
&play«, on ras Slat~ kor recemataul
Nepa« alt Pocrant and vaket potente(' se
pronchd by *10 mora; hem UBS Anenui Setet;
not mtanstar fa "5 Mannaen addomnr
Gutar». th accurry
meis n rol pnradvi
by SIK or the Frues ~ental
SPC roverage
• Revenue 'hating and additOrwil cempareation
- in /Mann to tommesien ai saks ed 17b. I lem
mened n annedcn net, Me chserlovion of manual
lydt to car elenes me reia as rikte nen*
femna Mang parems Iran s«mul«t ~Or
admac ot tro reutual tint tat no ull theta
mases re barod m two «kront oreprirmst
Mo rorc of takt by 185 of a Pafletdr rnetteaa
hat fate/ lo «i oie" and Od th• ang rale er a
l>34 (ule nidul land fri/stores herd .11 te
fim
-spe
car il kuk al» raa. ~Katt.) and
~bot pansag1*n irt con,-0eraficn kr unte
agent (syion Bul no~
to the eneal herdt
Beate« gorr"se pre from mener Xt4<t
the ret-
lkad and at al reddoar ingrutravd
•
re
Na
mbe of sccuit at tri brator-ckale
tokig matsal bedi of dut urd f es
-
addar to cormrasan ',temd es aneflion
nilidetale or dilrbution 01 selety «nerts ed
•
mestrnmi rast set loa/
rier" ete sjov
ca altet. metan m
thate't;1 Ctattenlat
kri inry of the mane ~varm unckmaang
the ifflUity<crerscc, atilixet d the notane«
<annan*, ce tamen of la une ~nem butta
se <Nittito
- n ~tiri.> «emna^ recetnd tran tie
ardwe and sak d NereSharashads. sve ana os
attlate ',tarmt an ava.based f Wr~ Mein,
etmen from NertShres danar-rors. H ned n
hedna for heluv:boy deselopment, urta ed
*dormen
-
ihkets aha recne iracleg coreriticert ed
odw <arg:merr from rn.tual tunell sed tto.rx.
«mana sta. ptClitit VLO der br*
IV* (*mr* coreconsalo,franle5 Bel L6A, LGS
AG SurdordEeanch and ~andra, barks
*rost. orre cash oneepproarns len
~rer
mal boa ~lady per stamfa cr
my be a patenta:it or armar dat derovi
balne,.
Actirtity
bkernaron reqedrocommescro and ah« euro
mened n tenecten mei eie nen-trona reim.
na-rd^3 gren ,seerems hamn ncluded on
coehneohons pcnt)inkr furns.44 toyen, ard urli be
proadtd to mu proma/Y an nrarta
Short baling
tori are engapd n that mang a witay, ycumay
mur a ~a. Me lo <sten barmen, costs fa tenk
Prlio-dir ~skr
Onnen!~
Re9streig osar or '9:ed Mk" ekt cram lon
sement ~Kl ale «teaner dale, opm bey and
sol +lupen:hm re reduced by Mosnare ol cfradrzts
arien ar an mdmands cr hork dro enlest
nansted oteren byrya Vore
responsbit la
«da, Ikat art tweed Ost 10 "Tg båre lo caroar
~sting ocen ordets
hiver
To otrtan a <on ot as can« Glimt 'Meny Nake,
dane~
ytta trlaxialAcheiCe te vet car reiste
tvmm errearramierowt
- ISS nruncel Seires b rote ben the le" %wen
Samt Account BSA eid IIIAA re &dent
m<ouni‘wh‘h pen.* occess to brd ing ~at ard
palett li~arrånginems mei rfilabd bres
ril otre Udpil« badn and sycnart erm to
~ne
and anrorty prat" muta by unalfiltiaet
thrththety enten* acmpanws trast ifisu raxe
eterey stAthclut ei el LG'S Frontial knm" ne.
- ~nem musee. and ni ara linXLCItt
Ryt MK nyted • No bra gunster Mal lose~
- MIA Repr« Management kro" Busnot
Sanere. Accoure ISA, IMAA and menutid bussa
Manarment ~ase re raystaed same enaksel
IBS Arsenal Scnen re
- ViSA s am.3m~ fadport *med by ada
Vmensbenii Sxwe Atti:etat:a ånd utad vedr
Rense the LEIS Isa «edb radt .rd the 185 Vita
Ø
tids se ned by 185 Sant. USA nøs
etnets«. IronVert USA Mapetated Maler
tradomarks, mosered naderrods. senet mrk, rd
rygered servicenuets re of 'hen ~tam*
t«eip«et
LØS Fined Servisa Inc
Pot 20IBIO
SDNY_GM_00324652
EFTA 00197427
EFTA01306925
SUBS
UBS Financial Senaces
private Wealth Management
299 Park Avenue
26th Fbor
New York NY 10171-0002
ANP7CC07133:090719 VI 0
Business Services Account
July 2019
MAX FOUNDATION
Account name: MAX FCX1NDAT ION
Friendly account name: MAX FCUNDATON
Account number.
Your N nodal Advisor:
SCOTT STACKMANLYLE CA SPIEL
Phone
Punkas about your statement?
Call your Froncial Advisor or the
Value of your account
ReSourCeline at 800.762.1000,
account 029023661.
on lune 2801
on A;ly 31 (1)
Your assets
978 73
979 04
1risitoor witbs/te:
Your liabilities
0.00
000
WWW UncorNfrunciakannces
Value of your account
5978.73
$979.04
Items for your attention
. Help pith/CI yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report rknually from
www.annuakreddreport.ccen
Tracking the value of your account
7,23.2
9,2302
239.2
243 3 -
9769
•
970.7 •
9730
•
Dec 2014
Dec 2015
Dec 2016
Ott 20'7
Oct Zola
fun 2019
ful 2019
Sources of your account growth
during 2019
Wthe 0170Ut xcount
arras end 2018
Your rivestrnerif return:
Oivilerid and
merest rcome
Change In
model value
Value of your OCCeirt
on M 31.2019
397691
S213
5000
Member SIPC
A77770002000713399 N7700006S2S7 00031 07,9 OCCO0CO23
000000
Page I of 6
SONY_GM_00324653
EFTA_00197428
EFTA01306926
SUBS
Business Services Account
July
Your account balance sheet
Summary of your assets
value on
July 31
Percentage of
yeur account
A
Cash and money balances
97904
100.00%
B
Cash alternatives
ace
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
CO
0.00%
Account name:
Friendly account name
Account number:
Value of your account
9979.06
• rOusicianori
• . P,DiltItiTf.:
Your current asset allocation
Total assets
5979.04
100.00%
A
Eye on the markets
index
S&P 500
sourness':id Adviser-
SCOTT STACkMAiktmE CAMEL
• Cash and money balances may include
avaiable cash balances, UBS Bank VSA deposit
account, lies FIX insured Deposit Program Bank
accounts. UBS AG Starnhxd Branch deposit
account balances and money market mutual fund
sweep balances See the lmpottanr ,n formation
about foul statement cn the last two pages of
this statement for detain about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2019
3-month Treasury billy 2.07%
One-month LIBOR: 2.22%
Percentage change
/tab. 2019
Year to tlare
1.44%
20.24%
1.49%
20.48%
-1.26%
13.05%
0.22%
6.35%
ariP70002000n339Sirdl000065257 00CM Cdr9e00C000a300C0
Page 2 of 6
SDNY_GM_00324654
EF1'A_00197429
EFTA01306927
*IBS
Business Services Account
July 2019
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Amount number.
July 2019 (S)
Year to date a)
Opening account value
Dividend and interest i-come
$978.73
$976.91
0.31
213
dosing account value
$979.04
$979.04
Dividend and interest income earned
fot putatnesci Int Statement leratillty Cl Inkiest am eindena WOW has Oren deterenned ham a VS
tar *Patin perspective. Baited won the reildence of the account holder, ?mount I
. ot
In*.
son* (Merest tined( Ovitlendraymenti MX not be titled 10 tinted Matti (US) area hole RIM (PR)
Income tares The diet Monthly stamen is rot Intended to be used axl cannot be 'eked taxa 43r Is
Fgrroac Climb thou,' qiel to the arpeasew
ng forms they recent Iran UBS annuals, such a
the Force 1099 axl the Farm 460. for tar repareng infamatcn it is the practice of UBS to Ift the
azificatte un nom"; loins myth the US Internal Revenue Serum aid PR Treasury DefaarnneM. MCI in
such tarn mosses <Mary dvetra ad cc interest star ecernat or tam* Acton net eoredt you.
Inchrylual tar penal,
July 2019(51
Year to date 1St
Taxable interest
031
188
Total current year
$0.31
$1.88
Pror year adjustment
0 00
0.25
Total dividend & interest
$0.31
$2.13
Cash activity summary
See Account anniny mu month for Meat Saran on your Swam rmorn re 'rtauelra in tr.4 apemen and
(toting baamer taw purr 'mutant. amain to &pant at UBS Bank USA and
bank; partnliator9 n rte
UBS FCC hstaml OtOOsit Proaan n does not acrry 10 decOsns al UBS AG, sranioid dank. SVC
protector, ma*: to money market sweep fund Itelarqs lad re baN. &pews Seernmarcent mbrinatson
tour your ;tremor" an the rat MCI paw: d vim &curer* kr Leta%
Year Nomad Advisor:
SCOTT STACWMANLYL£ CASRIEL
July 2019 11)
Year to date (SI
Opening balances
$978.73
Addtons
Dividend and interest ncome
0.31
$976.91
2 13
Total addrbons
$031
$2.13
Net cash flow
$031
dosing balances
$979.04
UBS Bank USA Business Account APY
knerest period Jun 7 - AA 7
Opening UBS Bank USA Business balance tun 7
$2.13
$979.04
5978.73
Closing UBS Bank USA Business balance Jul 7
$979 04
Number of days in nterest period
31
Average daily balance
$978.73
interest earned
$0 31
Annual percentage yield earned
0.37%
APP700020C071339INP700006S2S10003I OTI90000CCCOO
COOXO
Pigs 3 of 6
SDNY_GM_00324655
EFTA_00197430
EFTA01306928
*UBS
Business Services Account
July 209
Your investment objectives:
You have identified the following investnynt objectives for this account, if you have questions
about thede objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full description of the alternative
imettneol otte<hves in Important intorrnawn about we( statement at the end of tins
document.
Account name:
MAX FOUNDATION
friendly account name. MAX Frit NDA¶C.N
Account number
Your retire objective:
Capital approcianon
Your risk profile:
Primary. Moderate
Investment efigbifitycorraderation - None selected
Your account instructions
• You account cost basis default dosing method is RIO. Ara In, Fest Out
Your Plaeocial Advisor:
SCOTT STACKMANLYLECASPIEL
Are700:20C07, 3392W7000065257 0003l OFI9000C0X00
600640
Pogo 4 of 6
SDNY_GM_00324656
EF1'A_0019743 I
EFTA01306929
UBS
Business Services Account
July 2019
Your assets
Account nacre:
MAY FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Some bocci. 4xcece add «amyl Muff shp•en may be amectpirnue Ay a twit, gains andlossel mat not
be &meetly reflected See import.« Afanuttron <Am/ >MC Stetectiene fI the end of ths dcumert fol
owe Mansion
Cash
Cash and money balances
Cash and stoney Mend: May .ncluop avalabh cash balances UBS Bant USA amain account balexes.
UBS yDC Muted Froganeant Barnes, UBS AG Stamford Bunch dessoul account telexes and money
myket mAua lundswens ~cm
See the important nfonnanon Seto« Stateded at the end d the document fot dials about those
balances.
Heide?
UBS RANI: USA BUS ACCT
Your total assets
Otenag [dame
Odin; bilance
on suit (I)
on M 31 (4)
971173
979.04
veld on Jul 31 (1)
Yonr Nonacid Advisor:
SCOTT STACEMANLYLE CASRIEL
uBT Bant USA ancISI UBS FCC Inured RopyrnmEsautclessont accant btlårtetS are Intotell
IN, FDIC WIN",
~hut* I nits. DA an not wooed by SIPC UBS AG dented &etch acorn account tdanas a* not insured
by WIC and se not wadded by 9PC. Morey mattes sweep Wands are protected by SoC but au MI ref Ilea ty
the cOtC
IlIft per shalt
Avemse
Dutdenci Pinnies,
Dap n
on tut 31 (3)
rate
Deslotl
period
Cyp amount (1)
250;03.00
Percentage d
Cost
Estimated
Unrealized
>Out aCCO.PI
DM ID
arravl InfOrre (Si
csBn Of IOU ID
cash
Total
$979.04
100.00%
S979.04
Cash end money beknes
979.04
100.00%
979.04
Account activity this month
101 more inlortn8101 about tle BIBB value shown for mIncied seta Mies, see »Fromm tnibuyeton ebout
put if Kerner< S the ended INS cbc Lined
YOU(
OW«,
Ode
Act/BB
DenCtICCIM
*menu code
Face haw
/on 28
Cash bid money balance
9978.73
Ida
ins:rota
UBS BANK USA BUSINESS ACCOUNT ASCf 0710919
3t
979.04
Jul 31
Closing cash end money brdence
P.M,/ ahe (l)
Cash
Cash and
«mum? (1)
money balance (5)
$979.04
»P700020007'3393 HP7000065257 04031 07190N000000
000000
Page 5 of 6
SDNY_GM_00324657
EF1'A_00197432
EFTA01306930
*UBS
Business Services Account
Ltv.y.;19
Account activity this month (continued)
Oat
Money balance *oinking
Jun 28
balance kovised
$971.73
Attrvity
Account name:
MAX FOUNDATION
Friendly account name. MAX FOLNDATION
Account number.
Your Financial Advises:
SCOTT STACKMAPNYLE CASRIEL
Desolation
AmOunl
1J8
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Cf 0710919
031
Jul gt
Closing UM lank USA Susioss Account
The UBSeak USA Donets Montan is rout pi may SA440 option.
$979.04
arnaX02000713394 elm00006525700CCII Olt 9COSCC4100
End of statement for account number
02000)
Pogo 6 of 6
SDNY_GM_00324658
EF1'A_00197433
EFTA01306931
Important information about your statement
LOS rrancial Saran Ix. (the firmer UBS finned
Stoops a a muterof al anapal uo.nty, canoSty
and &tons meha-ges. UBS rnarmeal Santos and LOS
Bart USA re rad ILlasciartesct LISS A6 and
ifelin of WS 54cultes ftC. the Pim% marnat
statement n wadable wallowed Therein's ennutet
°floes re at.
LOS inamel Semites kX.
1200 Hata Boulevard
Weehawken W 03086
IM llatmunt r•a•c•ntc the ore/ Octalfamed of )W
LOS Enamel Se ices aaount Other records. eaCett
*Nat tar &cast. antwing canting data shotAd
rot be relen1 Lear F you helms. Owe 6 antra a
arecoon, phones'," it werrethately n writng to the
Branch Maracfre of Wit office wren; p1 cgavnt
Alta* al Muth Mown re nianded lobe acanio.
stalemert dry tail not be used tor toe rowan ray
"Zen rex-mid w lams, be. Form 1099. 549:9.
I OAFS etc )M
ream, yeartax worn the inn n
reputed by law to sepal 1011x RS all untie drrdends,
reyortabbnntnabb dnidends and !nab* Mato
tamed on watts held n ather &Cent net Crate*
a , tie liarescl cns. and toil bases on teen covered
:annum
Oarethenkartiona with the Fins
• Mae febenfinei ay oral commemorates n verfn9
tofurther protect you, efts. r<b-C,h9 You nth
*ay* Mt Sec-vets Metter aroteicttal Act CS A)
• II rho finmcd cacao', on the up lst cl Pe from
of nut 0.110Thell trot IBS FOIMMISPSIC44. kGS
MANI Sows cartes your noose at charm)
baba by arra-rent •vih the rocit‘d rel Pi On
we nformed I0Vd the rebhanthia ofmnro
&Owl this nacre hPn case. >W kali and
exudes am located t UBS hunt., Somas and rot
the nvoct-crg Dec...4. rd pa ens. make a report
of any am a <mown to both fern
• At clenbed n the accost Pretinentb yen rod
roidy us of any era; or Mead twang dwelt
reflected on your statement telhn 30 dip ill n real
Maeda rode "dibble
• Team dent ninoMei ampler.. a /genii to the
'cm% Clem IlelabcaDepanhent at 201.752 • Han
toliree
800.35.9I03. SODA.M. to 600
IT Mayday through Foley, a en ran; to LO5
'trout Savors 5x.. (lent Rowe Dewclaw&
PO. Bo. 766 Lhon Cly. la 07081.
• Al statements shall be deemed complete aml acetone
it not *betted to n retro sushi. GO does
• fa TTY sewn. Cal lia4412.096Sot from outside
the U.
M1457.1495
• h (Me arena °AMOR *PA an electron(
fats Vander (Illy hell parent a IBS Vat debit
<ref mansxtims.. cal 800.7(2.1000. Or *Melo UBS
f na-mal Se,cei bre . ICOO Harbor Eltsel, 6th floc.
Wienanten, NI 07086, Ann RMNBSA Sawn
Canaanite n soon as )0J <an. 6 ya tole pa
statement a inept es mong or f you need more
nfonneton about aunter as the statement a
meg The Fern or Card Watt arolcale)rmed
her Mono& no It.. than CO days aria We rem
Cent you IM tat datereure on *rich the eau' or
Problem *Pact
- hoed. om nano and accon nunte (0 any)
- Databe the aren or the wander tou a unsure
about and mpLin aloha* as yor can when tar
blew e is enema a why you reed tree
dorm/tem
- tread. Meddler amen of the expected error.
Tx Firm or Card basinl nvestoate your <emplane
and .4 correct any emitpro'rptb• ter aged was
motn-g LCISVesaockbo catluansacto-n. a we in•
none than 10 Wass day; to da tn. we eon mode
yas wan, fee the amotte youMelt Ie n mot. so Mel
you
hue the use of tenor., dorm; the Imo n
tales LA to complete ea nonagatean
net. make all tracks payable tote rem or the
fnancial insttaicn rdcated cn the had et tha
tutement In addition to ragas %Count tee accounts
may be 9.beet toman:nu-a fees. doges fa late
parent for secure.; purchases and Margot fce aped
anoint n ash attcwis Att.:yes &a re roanbarnd
tooter noeulicnt nue be subectth a erne. lee
WS Sweep Oplkwas
IRS oleos options fa sweepro ash balmy to bark
depose acct ac at nen-Alined bats ard aHilated
banks and money market maw, linos (Money kat)
(bow =int
al LOS Brit LISA ananm.athleted
bents particorseng n the UBS PDC :nosed
Program am PDC-nosed n madame went( rule:
Pot rm. riomtabon, please wee rem loc. gat 04fOlt
Karts t LOS AG Strerfad arch rid toes of
Navy fart re not ivied try the FOC.
Barn deposits at not ProletteclbYSIPC Money' mud
thanes are protected by SIPC See "LOS financial Services
Actor, Prot/Oat' below.
upon tow* masa biomes n the bark depute may be
wradram. and than of af/eery rand may be
liyadrpd rd the votes* rend to oaa a yes
Wynn., accost
hate ill:melon tout tradable a& options.
nclang tureen, nitrest reef and
o 43/4ntable
wen ass consweepyeles. horn yom inarnolAthiscr
a by<atrg SCO 762-10:10
LOS Firtmcial Services account probection
Mr km es a reenter of tie Scram; nada PrOtedirn
Catoration(SiC). *filch PeOlOCIS 9Mureet cuvorren
of 41 dointons 4.0 to 1500000 (mlukt; 1254000 for
clams Na cash) tmlanatory boxhure nobble won
ma" , a el maw 3IX m9 The 5IFC owl Protection
lint ;pet toil '<courts that you hold n a p.rikuler
<sonny
The Frio together with calan *Nits, has also
Inclad supplemental cosine* The rrenn.m
anast payable to all etgble clans colecrob under
the °wanton 4 1500 Mika at of Decanter 10. 2016
Set t(1 to the coley corbSiom rd Umtata cr..
the Few a 'unbar protected ke tip to SI 9 mace, on the
aflteceate la it you alcoves held n a oaloular
tank Cy. A ful <coy of the polcy te:rdrg a areslabli
soon moan.
Weber the SIC peceecbcn ea the ttoplana-tal
peCetclonacoly to:
• Goan Inanciel nun anvoied by find molded n
Yaks Karin value/ tut hekl away ROM Lin inancul
SNIP el Fa emnole wean 0 extreme prodwit,
ncLdrg yob* armlet. and (iJskorts of erwival
its* reobittetcl n the rum, of the account bolder on
the to:as c. Me our a Unite nest.
• hie...omen «niracts a nwsinerst nlereits le;.
looted patnenheas aryl ;trete placements) tot re
not rog card under the Secuntin Act of 1931.
• Commodbet contacts (e q, tango achargo and
pen as fond ccoliaolst indfdrglietxti conlekli
ref searrodte cPtcri annals. and
• Depose accounts (extol eatlecates of depose) a U35
Bak LISA. UBS AG U S branches and to-knew
KIK tweed Nyasa Proven
The SIPC wanton a4 The MA:PernInIalpriXEIGn do
my, apple to these amen men if they any& cot
on yaa sidernenti The SIPC protection and the
supplemental protection donee protect against changes
theme-het neat of you rwestrnerts (whether at a
mu, of market movement. now batrWrya
othavasel
Dividend Reinvestment Program ODOM
The pee elected a an enrage era. you may obtain
the KIWI pee Iran Axe Inert Adorer Onle shah
*wet me pa (based tnke DRIP. partial anon roll be
sold Jedthecash oil be &pouted n you taut
The
andend err...Omer* ;ice mauled IN the nein, may
date lion the melee pet al such to leinieshemo
re sot,
Caph-inaiate
Gray whaletanMON held ea yos wart
d yam
antiled to a panel uslt se a fen/log a &Mend palm
or ~roe.
the rem eel either sell what at at
nwte4 ace a accept as al% VI Cletennashebt a
reaVenxl clean) peaty. andad<ndii ray octant
Irreanment objectives
The reestmere object...a a-clnsk peek re speedo to
oath, account and my vary between ye., =Wt.
Nap. rdwo the Poo pronmebr
wrongol
Olitelfilehdrige se-flawed stemma
IT Ailr e
each
het:14W
<looseore 01
the
lobang ins...Omen cbjectms
• hocks& Current Income arentmens wan; IN
generic. of none air
• Antme.CoptaiAopwaton vitminwas mane
growth of pampa, tient than the genraign
none
• halves Combnitcnotiaome or ICAMM
Apprecaaten arnmenerns seeking bah the generation
of roan' and comb of principal
Ow•N rile gnaw
• CeteeaMra Seen IP fronton mid rancoot met
beta ad talatiley to the man ornal, men if
that mere the atone does not germ* agmficant
emcee* a enures are may rifol Web lane *O.
• Sloane. Wiling to accept sone nt to pnrecpal and
tolerate some minim,' seek aster return.
. Againne With; to accept
^* to fnrco.I rd
hq, robbery To tad ho (cant ow tent
• fraltner-tfAalAty Canseflan tactod, a
paten N
cite panto& for that acute* my indude
derpley ntaleg•Hi lairfd Open/ and you.'
Wank!
StinftlIntlI01.41hOldeltr
We may as soWlelt al retrA0 account itaWnwesmth
the tone *Siren n the tame ernekse. e.9. because
they here ownna *hp
montpn pet '<cove
eelthonthen Mbother clans el the same •Slrets
>co prefer to mat ad nia.a statements mailed n
coparato fnelf Opel, you nay cfr <Ono hosweeKadng by
calrg you annul Manta
Priwwly Kinn name
Rte Freak* account nab* it II tuatAntible •O‘kruinx•
chosen by you to hint you wit, you reosedteepro t
hit no lend effect on your Jan" is not mended to
reflect aye snmy. onad.act rttOrrinntilkin.
mertrnentcbactwe a rd: profile anCeeted Web poi
Mina and o not a prom& a gamete that wrath
any trammel mats. <mot wit be adipose! Al
n tostrnant netts Peek cl W.; no bang to nek of
lots of the attic nomirrent Youcmclungt yore
handy x“bni rumps trot* °nine Senncei a by
comactegmur fear of Admor
A—at overview
• Vats of raw accountgaam1/444 Net of assets and
• Ages Include, naileble ash banes. vales fee
ftundadsecoM1 (est). end Gobi Tame Deposal,
crrealad marts to market and anon assets not held
by the ;cm Don not include traced seasiteeinsels
a the end of the prior and cant catertera &node. a
prexio exestenaek anted dock roan and
eorcaabb nod (tau
• Warless MLA.. debit balanON. OulgalcIng nuegn
Ion. <coda Int. Mu/ entail baa-Ket
• Catesorsoy Wince: Total of unmoral holablo
cat tolan:h. OA depots Wince al elan ad
ncmalflood bares. rd norm main naafis-4
sap balances. at the came al the stamen petal
Nciboormsotlly het credit balances n you scow'l se
not aaaaned from other babnces and the Fern my/
it. rycl these knit nh on:Inn din ol
bares. Thew fuck am payable ;con your demand.
The total es exIxledm the cured prod eke+, nen
Warp inlay/Mien
doland nIcemabon on the em's loran; radices
ad &clown refer to yeas Clore Ralatecenhp
Agreement a ACCOVI tuyeeffient and toGenteal
Terns and Car:tons LOS kaketnent of Credit 'makes
Gabble nAgreem•nt and C.& busts
a own ,,e,. ...-mertev rerr,h,trs
SDNY_GM_00324659
EFTA 001974;4
EFTA01306932
Import=
information about your statement (continued)
Yore sea
Yea altanta ~et stones ed otter era held
nth. actor. at ash end of h 11310~ prod You
my al fad:hay te tut./ pad ~sonny Ire
You ma/ went (*Nan t144 at ban <Anti Yter
palar, oily balance due on llan Any wane
torefered ro h fem dåna the statement period ue
bled al ~IS vald as al the end d the statement
perm/
• Cat base. In determining treost ban of the
nets included n
armert. where induced
wth the nurnsae 'I; LES Fn,incolServx•c hi rated
on Somas^ enland from ~et other thin us
Creed Seances. rcludeg Manahan ben another
Irma the you may have wordedto eats financial
Admix Ref ern does not ndearskntly verdy
~Inlet the xo.rxy
viday of any d
tysares other than LBS ?natal Semcet.
In fl ies^ akhough Les Freed Senses genera
tolot gm ntenatcn as t o recenect the fim
does me prow* any inwevri ris the nlarnalse
~Cost bee. rd • Urniced gutless' o
setts* at ot h Men. the summere At our,
plow &nod talon fa nIcenvIcag malt*
parches a rale dsmens, lde tar pØ
a
Olhenfra A«alntt transits.] totefee may
relied oar/ loss Mo rapt only for te peal ol
lent they se held at re Fern More heated
rlainatan can be added by >as rascal Ilarta
• Unrealiad stimalosese veten dames hobbk,
named yenned ~same" se </kissed kr
nductul seamy In the (trustan daea for
ndvdaat logs myst Maya Mist carernasen
eras race to:umy norgri:x.on ~nu
Genlend and altet rensena i lon an: stater<
~Mae be ro each craned to diesi
atrag..0 lot Th.' Trade dater edam ~en the
anarikarnactsn trade die
• Callable ~math, Beds and ;misted dock the
the issuer nth for eat ~eon
wit beselected
toutid/bylot tem raced al aabe et that
ewe hen n ors name «talonder nine lot at
cIrts Cal Fealtre ~Wait
obtared kom Bird
pales ed ds sassy. not yaranteed Other <SI
loans ~yore whchoced alien yell,. Øka
edemas" wit be wonted 'con mount
• Pritervalue Tests Otptayed lemma*, awl dine
patent maybe heater or bin« than the ace the
you would actual,/ mono n Mt market that at
~fromvan:we end party salet which we
Wes to be Sable. but we do not ~Ilia
scanty.
- We rrirralB us. Pe <bang peke *hen ~Labia or
the mend the 64 and mk rate la åsted
wean am:option, crony bid ems kr OTC
weds:
- Lose carat tradedwises may teased it» a
valann model or the reel record price we
~aned at may real reflect an actualmark« vie
a Was
- Crean pasinew may awes without a eke and
vat shot. as 'ace wand ~Jana' d we ere
unable loch's, a era fa
Otposts a isenhet &nannies, n toreset
«her than u.S. doles "(WWI«, x the mhtng•
rate aid the :teemed date
- For mena 'Kahn being nnonatiormrd
denanneces, pee aml aunty (lace vabd may
toho been aBusled to Milan* groper valuator.
To obese and quotient. when salt % contact
set ~el
AdmOr
• ~ate invealmenta and ~ES
prod«se
emit mesteent Stolen (KØ
dust
Watt:ire [Mar and real awe ilantrntnt aryl
"Mies) ed encored ~II
ote gonna, hip/
sØ
Cm wise eel g ode hare not been
reacwed with the Stones and &dump
Cartnesione Led« ey stale stomn Lew We
boene esteemed ratan tor pente ~meet
sonnet eel ~need products fa Soren, hen',
F(044“ «At Auktiet 4nel 5~100
— These v.*
nydal« stlystetier kart Penn. d
any. al vki(h a prase ~anent seevr
e a
strandedproduct may be Øya e toen and do
not ric<ensay repetert the vie you mw meat..
eisal
- med Ivy tamales of »la sea d • eaten
deb and are supple:110 UPS tresul Seven on a
NWlr bat by n edhenket "Marion tern
- ea.w. great owner a <Bone& mimed di"
d a-% am swami tote Tim by the *war.
general errs or stoma aen may be <ablated
bawd on daluere nit:anion ken That tad by
teedpanes to derme ter nimated taut,
- You can Øn addianal nformananmesecfna
mten4.4,,ti used to deterrine the tenet of
value and the dole of h realnam that n the
burs sa tie name by met sitar:a Fara
ada.or
- Tnrd party ennead vied maybe ref label as
'Ne aced' rn several ~aeons' teen an
edtpordre whine firm has rot ~led ce 6
unable to estBn vale what we became ease
that a ~MP evert h« awned be may Ode
aernanyrØed rule mo cuesten, ot when a
value wa.ld be holey specious due 10 the nth!.
dlhexaurty
- Whin am« 36 row, genral parolee of cperace
intmakd neat ,
seeder-Br ran«, ratan
prow:led the tie d the sonny tel be deleted
from es peach». price
- 'Dart*/ an to date' may «hale refer, of
ape* Mane a both
▪ 'Orlarei unit see repreatt the nei casing
vice ps in., and myna relied your ea base
- DPP and veined KIT set-
ies re re letedon a
nensnal ~re ~at
and art galnery
aloud ed ten l they can be sold, the once
meted may be Its ~toper share earnest
value proved ei dit attUlO atteoset
• Reetriabed ~let
P•annwatalati4 Weeny
are not atterry digiblr kit purk salt Les Fnnul
Saxes user the mark« once of
u armted otodt
of the same ewer as an eta, rise la Pt
restricted sled for petpases of tai raker« ode To
the Moil the ream led secedes se elgri lea salt
the wake wavedmay be ubstrnitlif lex the Pe
Maned vale drown.
• CM (estemrted) :Ica current yells &States
An o>tma,e of arrval ark us band fa (Want
denied ad altrest rates, henna the seven eta
be held fa one ser kom statement dale or until
inatecy TM eamato e masa galetro, acosacy
and ~met income re not guaranteed
Estrried armal mane and current raid la
((elan We: of snuram <cad node net" of
Precool a capital gsrn n which cow the ni
income fed current yØ would be emulated
- tinnred rava) nine ed <trail yid and the
stud exam and yed fenced he lame or hers
than the estensted snarls
- An omen* ol rmatrod acme (chided ardor
Mani) deded ty Meant« ~Set
~hare
bale« 4~
on the last dvdond
ce merest parrant male by the issurr and
awn,ter <isltierid.cotis wit be heal krone
yes ken, she st ~met bate or underway.
Acceacyrdeortnedyed re not susenterd.
• noel. not hold by, MIS Finsodd Savna Cereal
assets arc not held by twin. and not Mtn the
lures ~sat
or enrol That asses am
displayed on year eateniat for Mo' ala
moots ally Potions and value peflontod arro
voidedby len 6~9 lem Ue6 fronsui Senses
not respentaa fee tas Mammon anddonne
Guarantee 65 storey. The ewes he rot pasted
by MK a the Frets te~ntel SPC coverage
• Rename sharing and additenal compseation
- b /Min to oximessed on sales and I .7b.1 lem
mewed nannedcn wth the (Mabee, of mutual
funds to as dents we raa our 'faite maim
revenue varg parents Iran ~en
ada
admen ot the matual tends rat wo all Thee
masts re bawdier two «Mom orripalrilst
tas ~SS of saks by lØ5 of a preside rnAM,
ktd fatii9 kfr our amts. and OB the ara rak» C4
partroals mike, kind Isnys seems held al eh
fim
- We and ar iler also metre netwelna and
Øs
Vasa.; leer ncorodtexie foe trader
need siterer the me parade to the crucial herds.
Theo toos wee" repaid from mina etas n
t as nival land and we a howl dolls nan bawd
cn the ruder ol scares at to broker-dealer
boding mewl finds d the had telly
- h addax, to conenesom teethed namedion
win de sale or dart:die of entity canals ed
uM ~mini Ire/ units loots clines. we ardor
ca Meee reces reset* eluting OrMenlatal
in,. ~Vol the rare ~arm unckmning
the afflUity «enact., "Bees of the nuance
merparen et camas of the tee ~mat busts
we darbuto
- b adder. to («mute^ meted free tya
~ate and sale d Ne•TSKans finds. re, »lot ce
aftlatt ma+w an asset-based resent stiring
osament from NedShites derlaulors. as well as
luring for technology cinelopmenl trait? and
educate,
- 0v aibbilty oho met tieing conrisscen an!
oder <caper« le from ~Jai first sd mere
~panes whose prodets we dabs*
- We noti* con•i: onyx cn Irani-8S Dal L6A. LeS
AG Surdord Beech and ~off deed barks
th~ out cash weep anent IM
Øm
my be a ~Ply pa scam fee or
nuy bee percentageof antes dat dices
telexes
Activity
alternation regsdn; canny:4cm and other degn
incurred in (talstien win the einbal of trades.
esid^3 ocean vareactans retest included on
Catherruhont Vniyinkr 'urns/rod to yea. ed ali be
trended to you tronSBY on man
Short sang
n you ramped n slat retina a seamy, you may
take a0,4'0e de to <son bavonvna costs le dud
Whale sectirity.
OM, Ord«,
Porda9 open or 'Tod tetursekt orders the
were rot emceed by the steam« dale, open buy and
tol ap aim se teased by theamount ol audenda
aNets on an ordnhends a ein-nth date unless
instructed oterwee by you You re response* la
«din that se ~teed de to your false to carKd
testing <con ceders
Privacy
To dean a copy of as oxen Clem Array Nekt
deancontact yea FManuel Mal« ce rat cv were
wwweurearomenroat
- LEIS Trunciel Snitte rot *bank The Mg Business
Sense: Account BSA ed NIA re brokerage
m<ouni‘wh‘h paean. Ma« to bating ~es rd
products Prosy arranarnents «Militated bat
es, clew ihnlyany bares. and provider sons to
~rice and annoy prod" essuedty knallik*KI
teduvl eves ax. <,:mpanwL Iry cut entart,
apedy tbsclunn of t..BS Formul Senses
.
- ~mere ~axe. and a-nuky products
- flyt WIC rand • No bag. guestee May lose 'mks
- EIMA Raw«. ternagemem Accost Beast
Sauce. Accord KA, IRMA and niernitami beano
Management Azase we reastered seem mirk, of
LES f hamlet Sams lit
- 'viSa re a regaled eadentark owned by V°
Vearnsiinii Service Au« abC41 and used ids
Bens, The LBS lbsti credit reds ed the LEIS Vita
debt ants se evict by ISS Sadl. USA wet
PennissentromVea USA hcapotaltd Moths
tradernarta, revered trademark:. serve ~14 and
emceed setve melts re of ter res~
teepees
ILOS FirneiS Sreview M
Rev ?BIM
SDNY_GM_00324660
EFTA_00 197435
EFTA01306933
UBS
1.813 Financial Sciences M.
Private Wealth Management
239 Park Avenue
26th Fbor
New York NY 10171-0002
rusP7C00695441c019 VI 0
Business Services Account
August 2019
MAX FOUNDATION
Account name: MAX FOUNDATION
Friendly account runt MAX FCUNDATON
Account number:
Your ff noodal Advisor.
SCOTT STACKMANLYLE CA SRIEL
.n.
Questions about your statement/
Call your FifiatiCiai Advisor o. the
Value of your account
Resourceline at 800-762-1000.
account 029023661.
on July 31(31
on AuguSI 30 (1)
Your assets
979 04
979 29
Maseruiambus:
www. stscorNinancialsoneces
Your liabilities
0.00
000
Value of your account
$979.04
$979.29
Items for your attention
• Delp protect yourself from fraud and
rtMCW bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
www.annuakreditreportcan
Tracking the value of your account
7,23.2
5,23:02
230.2
I 243 3 -
9769
•
Oft 2017
Ott 2018
979 0
•
IJ3019
Aug 2019
979.3
•
Dec 2014
Dec 7015
Dec 2016
Sources of your account growth
during 2019
Yalta of your xcaunt
at yeas end 2018
Your insestrrent ream:
Dividend and
interest ncome
Chdngs in
menet value
V.kn of your accent
on Aug 30. 2019
197691
52 38
5000
$979.29
Member SI►C
4441700020C0tY4S441 I47700006193$0,X0I 0819 03COOCCO0 712366I SSO 000020
Pegs 1 of 6
SDNY_GM_00324661
EF1'A_00197436
EFTA01306934
*UBS
Business Services Account
August 2019
Your account balance sheet
Summary of your assets
value on
August go (S)
Percentage of
your =ant
A
Cash and money balances
979 29
100.00%
B
Cab alternatives
aao
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
003
0.00%
Account name:
FOUNDATION
Friendly account name: ft?:
'nn A iCN
Account number
Value of your account
$979.29
Your current asset allocation
Total assets
3979.29
100.00%
A
Eye on the markets
Index
Percentage change
August 2019
Year to date
S&P 500
-1.61%
&31%
Russell 3000
-2.04%
18.02%
MSC I - Europe, Australia & Far East
-2.58%
10.14%
Barclays Capital U.S. Aggregate Bond Index
2.59%
9.10%
Your Koons:id Adviser:
SCOTT STACK MANLYLE CAMEL
• Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account UBS RTC Mond Copan Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important info/made°
about ow statement cel the last two pages of
this statement for detais about those balances.
Interest rates on August 30, 2019
3-month Treasury billy 1 91%
One-month LIBOR: 2.09%
AAP70XI20CO935442 NP7000061935 0CO0I CBI 9 C0CCOX00
000000
Pose 2 of 6
SDNY_GM_00324662
EFFA_00197437
EFTA01306935
UBS
Business Services Account
August 2019
Change in the value of your account
Account name:
MAX FOLNDATION
Friendly account name' MAX FOUNDADON
Account number.
August 2019 (S)
Year to date IS)
Opening account value
Dividend and interest income
3979.01
3976.91
025
238
Closing accountVella
$979.29
$979.29
Dividend and interest income earned
for puIDOWS d thS Statement laratilly Cl Merest and cledend Interne has been delenrined from a VS
',Utahma perspective. Based won the residence 0 the account ncider, amount tape. or prolst bpe.
son* I We'll antic( dyidendpasmentS May not be sped 10 lintel Stan (US) order holt) R1(0010
Oxon* Uses The dent monthly deferrer* it rol Intended to be used aid cannel be *lord taxa sot tar
purposes. Cleft; shout: slot to the app cable sac rep:ehmg loans they woe Iran u8S annuals,, such as
the forms 109 at the Pans 480 lot tax repotting information n is the pracnet of uBS to IN the
allot* to reporhog forms yell, the US Inlerisal Rennet Sentte Msd PR beauty Department. Mid In
such forma accwatey &leafy Madera cep cc interest star exempt or tactic encore* Iles< torah* your
Indudual tat preDarer.
Cash activity summary
Le Arrows affray riur month la Watt 0.1xtes on your Skye:DOA:lora se ondudrd in the wenn and
clourg balances rare BBC trourancespbrn to &paws at UPS Bank USA and al banks partc0Rar9mtt•
UPS FCC Muted Deposit PrOgrato It COPS not Say 10 dtROseS al UPS AG. Stanford 13rath
protecton awl*: to money market sweep fund koldorqs but net laaM eepoots See Important infoematon
about your :tremor" an theist Mo pass cf tM ckcarnent for Wars.
August Nig IS)
Year to date ff
Opening balances
eddtions
3979.04
$976.91
Dividend and interest ncome
0.25
2 38
Total additions
3025
32.38
Net cash flow
$0.25
32.39
dosing balances
397929
3979.29
Voir Masada/ Advisor:
SCOTT STACMAMTLE CASK!.
UBS Bank USA Business Account APY
August 201931
Year to date 11 /
Interest period Jul 8 - Aug 6
Tastable interest
025
2.13
Opening UBS Bank USA Business balance Jul 8
1979 04
Total current year
30.25
$2.13
Closing UBS Bank USA Business balance Aug 6
1979 29
Prop year adjustment
0 00
0.25
Number of days in merest period
30
Total dividend & interest
30.25
$2.39
Average daily balance
8979 04
Interest earned
10 .25
Annual percentage yield earned
0 31%
AhPRO03.2000e/6443 hrey000061935003ot 0Ptoccogogcog
000003
Piga 3 of 6
SDNY_GM_00324663
EFTA_00197438
EFTA01306936
UBS
Business Services Account
August 2019
Your investment objectives:
You have identified the following investment objectives for this account. I you have questions
about these ObieCtives. disagree with them. Or wish to change them. please contact you,
Financial Adger or Branch Manager. You can find a full descn ptisn of the alternaove
investment ollectives in Important mformatron about )tar statement at the end of the
document.
Account name:
MAX FOUNDATION
friendly account name: MAX FO
AVON
Account number.
Your return objective:
Capital appreciation
Your risk profile:
Primacy - Moderate
Investment eligibility consderabon - None selected
Your account instructions
• You amoiant cost basis default closing method is AFC). First In, Hsu Out
Your Financial Advisor.
SCOTT STACKMANLYIE CASPIEL
AnP70),12000985.444 N>'00006193500031 0.319000000000
0000:0
Page 4 of 6
SDNY_GM_00324664
EFTA_00197439
EFTA01306937
*UBS
Business Services Account
August 2019
Your assets
Account name:
MAX FOLNDATION
In e ndl y account name: MAX FOUNDATION
Account number:
Some puce.. .octane andGored vanes snravn may be approgrnaie As a ansat. gains and tosses mat MI
be Lacunae,/ reflected See important Woman& asootuour StOkePtra a the end oi ths &cornett (os
n.;re ridometion.
Cash
Cash and money balances
Cain and mono, banettl may .nclsOr avalrie cash balances. UBS Bank USA Oman account Palaces,
UBS FDC Insured RoganSank Sams. UBS AG Stamford Blanch &pool account planes and n-oney
rnakel mama Iund Sweep takes
See the Important in formsavon about )our steefsent at the end or this Poo/Dent foi detats about twist
Glances.
i.eS BANE USA BUS ACCT
Your total assets
Ccentug Glance
Clancy baance
on Aug 1 (I)
on Aug 30(I)
979.04
979 29
Vats. on Aug 30(5)
Your h nodal Advisor:
SCOTT STACK MANLY/E CASRIEL
UBS Bail USA and al UBS NYC Mused RoganBank Ottarrat ((ton basces at Wooed ty the FISK %Minim
applicable l nits. but ale not gamed by 54PC VBS. AG Stamford Oasis assist account prances av not mooed
try FDIC and at not protected by SIC Waxy market sweep &lanai ate pecitited Or SSC but de nal irrStsedCy
tne FDIC
ence per share
Average
Ouldencludesest
Days in
on Aug 30 (it
Fee
Poled
peso]
Cop anoint (S)
250,000.00
Percentage
Peseentaged
Cost
Bummed
Unitised
your aCCOunt
bald (SI
<arca EnCtite (SI
&Inv IOSS(S)
Cash
Cash and money balances
97929
100.00%
97929
Total
5979.29
100.00%
597929
Account activity this month
for encrt .rlamaron about tte GUSvalue snout, kw rtsstricted %Nutrias. see important nth:woman about
)out ANaneo a the end ol !Ns &% anent
Cole
&tuts
.out
Ourrry.
DeSolption
expense code
Face Moe
Fncervalue (l)
Cash
amount (V
Cash and
money balance ($)
/el 31
Cask and money balance
3979.04
Aug?
Interest
UBS BAN, USA BUSINESS ACCOUNT ASC. OP/CIG V;
25
979.29
Aug 30
Closing cash and money balance
397929
AnP7000.2000WA45N.70000619350CO3I 011 90[0000000
CCOCCO
Page 5 of 6
SDNY_GM_00324665
EFTA_00197440
EFTA01306938
UBS
Business Services Account
August 2O19
Account activity this month «ontinuerll
Account name:
MAX FOUNDATCN
friendly account nameMAX FOUNDATION
Account number
Your rineaciai Advisor:
SCOTT STACK MANLYtE CASR1EL
Odle
Admity
Nutt/lion
amount({)
Money balance activities
Jul 31
Balance forward
$979.04
Aug 7
Deposit
SIBS BANK USA BUSINESS ACCOUNT AS Cf 0810919
0 25
Aug NI
Closing UPS dank USA lonnoss Account
The UBS Sank USA Oa nets Amuse R yOui Kerney Sweep croon.
S971.26
AnD704XI2CCOS05446 W700006193500001 Cel 90000:0000
End of statement for account number
=CO
Pogo 6 of 6
SDNY_GM_00324666
EF1'A_00197441
EFTA01306939
Important information about your statement
LeS reencial Saran te.gho firma LGS linnet
Stewed. a a menet' ol al propel uo-nty, canna:Sty
*adopts:ninths-get LIB6 Enamel Sweat and LIBS
Bart USA an hied stsdaind LOS AG rod
instates of WS Stouts DX the rim% frame,
statement it nobble tor regent Therein's enentro
°flat we at
ISS instal SreCeS he.
1200 Saba Boulevard
Vimbantta AltONOS
IM nawnwnl r•C€X•ntc the onse officialweed of yet
lan Faroe Service' acoum Oirm• retails. 4409!
Off
to dant*. coasting coracle., elarhosid
rot be relied gar F you bele* Owe 6 raw a
taloa" attar ttpat it ninaltittly n writng to the
Dearer Mawr of rho office tering oats oacum
Altaarattgurn aorta are nianded lob accualo.
staltnitrt
ml be tad to tae rowan ray
stysenrs-mid
lams, be. Form 1099. 549:9.
I
etc )Men ream, you tar worn the inn is
mound by taw to sepal Tete RS Meat. dunked,.
reportabhnntscabb dndends and !stab* Merest
earned onward,' held n )our rant. me t Maid,
tie breed rah. 44 (04 belle, On orlon 40.44$
secant.
Carnoinkations with the Finn
• fleasatanfinn anicealecarnmorbons n retry
lo further Vaal you 'Ott. n<b-Cfn9 pow i9i0
axle the Sava as Yank/ Protattal Act CS A)
• II the finaled matte on the asp fah cl te Iron
of the armor, anti leS Farina Stoat,. 185
MANI Sews curt your xoum at (hang
teaks by rarer,
Mr the rekaud nil&aoe
we reformed acted the relleOnthia nth thro
cattail thtxtW1 h to mt. tat fin* and
wades at located d UBS Fiume, Somas ad not
IM nvoctxrg bran, ad you mil nuke a recta
of anima a waitron to both Ian
• At atabed n Ike 4=44 ernetmentb yeea mac
coley us of any eras or tad ortolan reel s
reflected a wet shaman ...Inn 30 dip eller n Val
MAIO Cc made avobbet
• Matt anal OilT010014,110lbelt a (tlerlii to the
rem% Clem 1.1alait Cipanntnt at 201.)52 • 1659
atolls a 800.35.9I03. SODA.M. to 600 PM.
IT thenday 'Nova+ Folly, a in In n210 Les
Fran( .4 Santa tt! . CIM RileKIM Department.
PO. Bo. la Lhon Cle.14107081.
• Al statements shall be darned correalete sof none
it not <bettedto n nag withal60 does
• tot Try seven. Cal Bea-612.09% ot from cubed,
theta
041201.357.149S
• h ant of Vial a (Walt ifX;a an tlettn”(
firth tanster (DIM, bill parent a UK Vea•debet
cad seansxtian cal 800-762.1000. Of woe to UPS
f nareel SOW'S lt, WOO Raba OM. 6th fkor.
Wishes. en, NI 070314 Ann Iththirail Steven
Cana voile n soon as seki <an. 6 sou thrle
statement a wept es twang or dwonted more
Samson about a transferal the statement a
mopt The Fan or Card blur (as amicable) mast
her Novaya no lee than CO thy, ri g te tom
tor pan fro Vatsmal al *Arch tits eat( or
Fob*" *Petal
- hoode oar nano rd aeon nude/ d any)
- Nita* the alt or the transfer su se~
*out and 0pLIn xcerlyatytucnwby )4*
WOW OK *Om"' a why yaa need owe
rionnalen.
- horde the doer anwit of te weeded ewer.
The Firm a Cad bars win nvesteate your <emplane
rd oaf correct ay rrer premptb• le" aged cuts
moNna LEIS Vedocklan cad uroacto-o. a we tee
none the 10 beans days to do tn, we eon erode
tan alma fa the anent you the* n n mot. so the
you vol het the use of themoney dung he teme
tales 16 10 complete as niesigatran
Mane make all checks payable to Me rem or the
fnancialrmmeicn ndcredan te awl a ha
tliantont In addition to (*guar wart fete, accounts
may be ablest to mantenrce fees. chaps; fix late
pared for acumen purchases and charges fce u-paol
;mourn nosh >awls AC<arn<der reaamfan<d
tootle( mohair. n'al be subea 10 a &rite fee
WS Sense °albite
IRS oho, options fa weepeo cash Wren to bark
depose *comet at ncei- Ahmed bats rd altered
tents and money market /Nur lends (Money heck).
Depose accoset at LOS Bar* LISA and nr.ahlrecd
bads prepachg n the UPS PDC:mendDeposd
Program art PDC-nosed n accordance weht rule:
For wee riomtabok please via wow Ithc.geor. Deane
reacts al UM AG Slanted Bard, and tors of
Money firth se not tared ty the FOC
tail aeons" so not protected be SIPC Monty lured
revs et protected by SIPC See "LDS Inmost knees
Secant Preacetai below.
Leon raw want baron ek to bark dowse may be
*theme. and thaw of a Navy lard may be
Iliadeld and the proceeds Wind t° ',yaps
Wades ata•rd
Falter en:moon tout tradable soap colons.
nclang <rent intern; tees and yields. is asst.-04d
worm ken carfsweepoelds. tom yokr CharnelArno
a bi <atm SCO 767.1000
MS financial Services account protection
1hr Fan e a member of he Sautes meta Pratcten
Caparon (UK). which warns Wuren cuoomen
of (tsn"onlans to to SS00.000 (endialeg 1254000 for
dame for car) &Oratory &sachet nobble yxn
'tam), a atm,. • X 019 The SIPC *Met Polechon
lints ;Pito al =art tat you hold h a praube
<soxity
The Firm, together err erten *Nees, has ate
lard'ssed supplemental coerce The rrearkm
ream payable to all rat* clam colecrob under
the protechon it 1500 milab at Of Narita 10. 2016
Subea to the coley confirm and Untie." onh
the elm n further protected heap to St 9 mach in the
aggregate fa al pc, naves bed in a prickle
(004 ty. A hal copy of the polcy mean; e amiable
won retest
tether the SIC pecteclen ref the sepplanertal
pea Rion gob to:
• Cann truncate than <enraged by fendrcWdIs
5011 0(041I vaLe) toe had away ROM L45 f Areal
SOrle( 4 Foe emneolt(4140 (0.entrexebtod.04,
nadrsa drubk a-mates. and te) thaw of mutest
fattftteautnal ate Nen, of the rove holder on
the becks a the our a Wafer toll),
• irmestment attach a nwsinvest niernts (e9.
looted ortnenhps n1 puree placements) that re
not rog oared under the Sautes Act of 1913.
• Comma:Wee ccrerant (e 9, tenth **charge and
ascots mobil colleXesi. ne Wn11NVM 40444
In/ caarodh cola comets. and
• Depose accounts Oncept tate Kat of depose) at 1.85
Bre LISA. UBS AG U S branches and &tent*
MK Waged Daman Pro sib
The SIPC inotalal ad teaXAtattnialprcteclot do
nor *pit to these emelt eon if they cierwee epees
on you' ea rank The SIPC protecton and the
supplementalprotection dance weal agent changes
the market valet of >as investrneres (*hither as a
•esult of market rrovomont. mar brAngeya
otherwesel
Dividend Reinvestment Program DNA
The V" NthChfd n an Smear era. YOU may obtain
the slue WK. Iran ayes 111realAea,a Onle 064r
*wet me pi (hamd unde DRIP. partial 'hoe; MII be
sold rd the <ash WI be &paned h your xo-nt The
dredged 'averment free Roofed by the mar mat
diner Nan the make PRO al oneh tieWealthaw
resold
Cadoirtliest
01/wholetat/ may be held move ao:ol d you at
farad Loa path., ail at a retell of a &nand wont
or ~roe. the Fern rR tiler sell what awe at
owlet prce a rape al
deteernand be a
werAend flaw; *arty. ard Veda per Ottani
lemmata/It eibjectietes
The reestrnee <bearns rdnsk prie a are speck to
ear account and may vary between
.pot
eaves
Pena adwee therm proimplbwendingole,
Ssyllerliel cange.
sbee fond maw a
therment obscene, For *XI, aount hitt you
<homeore of the °being interment thaws,
• Produce Current Income trentmeas seam the
generale. of none air
• Aram, Captor AiSerisnatax yoninwits wing
gm," of amp., tate(
a
genteel a
morne
• ProcAior Combnaco of income sir 10Ptii
Apprehaten letnntentms seeking tads the generation
of eccme eve comb of principal
Ovena a* groan
• Cervetwer Saks to marten odd poky* Mk
bi• rid( rd salinity to the man ovaal, tan if
the mete the newel does not generale a comfier
wean, a rooms and may rot Lap pace yak
.OW.*
• Moderns Ming to accept tone 54 to pnnepal ard
tolerate sane verley fa We I404. rams
• Aggress, Wilig to 'tact
"t l*Pthwal rd
high verity to ad. ho (*hint ow In
• few:emu... Agotty CansrawAran f toloctod, a
paten of the pedalofor the ratreenly !NUM
coupler neon. I read lipday and Taxa
yolabloi
Statemenelsousaholater
We may ccessoklelt SI reteA0 account itaWnerts with
the wee address
the some ernekee. e.9. because
they ham omen oho abe mentan pet '<cove
/flew...hen wiN other dents al the wee eaten I
>co prefer to wave ndMS5 statements mailed n
warn enoll0401, you ono/ arsine hoaradng by
cslrgyw inannalAdma
Moody mown name
Rte Needle account Nita .5 0aaandable •nekrera•
chosen by you to Most you wits your neat *apt.; t
hat no 1e911 effect on your accost es nos mended to
felled sty stlMt . proclact, reCOrrirkediten.
antennae **tee a net profile aslecuted wit par
marls. and a not a Fermat Or 4..344.0 that wrath
or sty Inmial nrstits. <rice wet be xhoned Ali
tintanatt nada Kra of lat. et dug to na of
loss of the rat rwegment Youcandung, put
handy rano names tea* Oren. Senna, a by
(014014 Abe fore sal Ado's°,
Ateartrorview
• Vats of axe accountepartfaig Net of assets aid
l Mien.
• Aspers holed," toile* <ash balances. *atm foe
intrided taunt/ feel end Global Tine Departs,
tmealad mats to make. and email ante; not held
by the rem Don not rich* werced searihriassels
at the odd the prior rd one datermee periods. a
aerie emestenrek anted dock can,; and
erorceatife nod wont
• Walter nada debit Matt Calf Alan) MVO en
tore. mat Int, that rare bares
• Casfenoney Waren Total of unmoved salable
<eh bairn pre dear talslat al aft Nod ad
nreflood bares. rd moray main mate hand
swop batmen. at the axed the Aram prod
Nerlormedly het wed. balances n your .1KONA art
not seat anted from other ['eleven ski the Fern may
Leo ryda Ora knit new adnry coarse des
bares. Thew fend( ant payable epos your demrd.
Ibis total es exhaled m the cutlet prod caring rah,
Leans inftentatien
for dared nlermabon en the rem's leering pada'
ad &clown refs to pot Clore Ratiteornhp
Ageement a At (art Aattarial ad 4464044
Terns and Cratons LOS kakeenent of Credit 'makes
sealable n Area's,* and C•Cx busts
Der.O. 06. •-•04-tro r(roThed. to s
SDNY_GM_00324667
EFTA 00197442
EFTA01306940
Important information about cour statement (continuo
%e sta
Vos ratemten ~es manen ad otter mets held
n Nee arcerd ii th *ni of et fl emen, pand vov
rery a* tor~
fuly pad «n ost ry tere
vov may Wen. Wit dan wad at ban rotar%aller
PaYeg ane blows- doe ontbeen Ary motie
learnfered tot e f
ding the statement pen:dare
tred at Innt44 vabe al Ot Ihe end of the statement
roti
• Gin baai. In dal
<MI bagno( Me
norren intended in fe ornement *here ndated
vade th* nunlan I,' ISS Fnroul Sermat halmbod
Normenton Mand hom trom ere INn
f nood Seances. mergnormaltIran gratis«
Irma thg you mag havo pronied to yowIna ren
Ader( the Pim does not rdeparebntk vordy er
paranet the KN«le
vaidty ot an/doemden
Ø
~as othee Man Laf nancol ~d.
en akhough 18$ inodsScones genera
wier> dag ~vei:n*50e meereed tbc fee
does rot wonie any assant *Ware Mamaen
~Coat Nuf ad •Urreaked garelen o
accurate at ot M date ci the nannwe. Aswals,
pagedon rayon ton nktratIcaso malta
prthawa tale deoscnm fa tag pax*, «
renner A«oantt Uansenred lottefan may
fel)", raio. doemden only lor re perod of
line ihey se bed at ibe Fien. More hotoncal
recnnah:n can be addedby yar Prw-col Ader-01
• UiwSind gainallossas Intun dames nolable,
er «flard wtederd ~glom se oalcutred kt
nductut we," bb The (baart er dag, for
reireclo, bes ened nayen rel bod ccerensinen
Aar abelce to:rty worringion eraan
Orrernd ad ere rera~
lors ns snientit
pretor bb ro exen combned to dialw
amagad lot ih? 'Teade date' (alen penant% ma
crgy•••ff "anno vade dale
• Coliable forodUot Buiig and preamed mor det
lir )sum «Ih lor earY ~en
wil be ~eed
repartaqr by lot leen amen; al staniol ed dut
issue InS note name a es nonret ovne la ar
<bents Cal kan ~kond
obtaned brom ried
pa-bes rol es rovreb nol rranteed Othil WI
krans nor tori wen:hoor, aften rekt ~plee
Mormoon wel be rionted koon repro
• Pritátvaluo Penen Osiotayed lorde...Win snelden«
rabat may be br< or beer th in the we Mat
>cv would anuay nom. n Me makel tees
datargedenra vargi tod Pa ty ~Ces *1.0 ne
below to be retable. br we do nol ~ree
Oor
atosacy.
- We genen* ut4 eo<buing pek* abri ~tabla or
Me meemof datid and at. cakes Ia bied
590.04t4 n:ophees ce dry bil reces kr OTC
seantot
- ten aaralr wadad ~abn enry ba woed verg a
yabaton isnen or do mos, ween rite `we
cbtaned andma/rol reelen an actual makst cake
a vaar
- Conan welke, nuar twee walnoot a wig. and
wil lbo*. as • pre wand softie' d we are
wo* to ebben a rest ter iMini,
- °Watt C< sosen denomnstd in onnet
rat Man u.S. Mars aardbned at the ~hang*
rate as cd We :tarnen date
- Per Otatiniknael terg n rancortormeg
dennenlens, por ad oor" Ilre vabernay
lus* been rjusled to frik,» proper elitair.
To Mae corem gunsten. ..Ne na bb». centen
yas Erwten Ikl•sor
• Prime* inviernenta and strand ~duns
armste ~wei
lock:nos (mi-dna dun
Mispen Conplett end nel halt riontmer* "nl
"nis) ard g koored prodJcts are gentraly higni
Jiri Cri n a tx
rar han not been
registerend web doe Sean ot and Ecturge
Commesuncr
die ry State ~niet ben We
promd• *gerand via" toe vente rottnotelt
securos ard ~wed ~erts fee Horren cru,
Parta0(44 feb‘f AiAllIO/ 4 not ratinteed
- These wart easydilée sdnentgafy lydn Gages.
enry. at weid, a pront ,Ransel sno
or
t
«
otteN&gefixt mal b•bouita
so riet do
not nnessady recreant the vair reu enry
Ø
Sordarbon.
- Ihrd party 'stennes oe ratlp re af Ot *celen
date and re "optel Io Mina -nul Smoes on
regels base by n ~bet
Marion Ion
- taan ~ai woof er sponsor °noord raiowc
dry, ae. maltale
Fon nytle munt
raai panne' « sponsor and may be cabliated
bardon Ser< Monroe' km Nl und by
~palen to dage per nimrod waars
- Von tm drein acid!~ Hammen regorcrrg
dor ,..teerldwr wed to derenerne the estrade ta
vak,.nd the dage el re nitertation Mat n the
buk sr tbc error by tontanrgyoes Onnut
Adicor
- mod party nimrod vakes rnaybri satsed as
'Nat prooi' n ~al inuatOrt wem an
arloptaSwit vals% on lam hos rot Øled o•
tankte to asen vair neen we beton'? mere
Mat am/leid rent hus noned bat map ad J
~wak reried walde nio eueston, et *ken a
aak» vorJd be ?eg14 specoberoe olie to toe nowe
of tko munty
- Menno.« an aewer, grovral partner oe sp:ear
nimrod var na a ~dar), ei n'tlead rast n
prowied. the rals of Me »new wil be etben
erom es peacNse anno.
- 'Dartel an to date' maa MWe rotonol
opaal, norne a bod,
▪ 'Orgrui uni sne' eeprellnli the Mul Meting
pene ps uni, and nsw, nat rollen Stam ~base
- DOP and erlisied PUT ros bes se rot tentrem a
nrtnnal "edel ~roe, and are ~At
etend ad een d re, can be sold, the ome
ratred mar be bis tantepee snap tenene
raio* promoot' n Or xecton enamen!
• Raelitiotad grata Peannad (wam gemat'
are not aren *lira Sar pdalc salt LESFnaxl
Sexet uws ebt mark« Late Of Int larinnIntlitdattodt
of the tint gilet as an inpeAtd vair loe Me
~dei stor toe porpase• of dal 3t Ø
ook. To
tie enem Wat Ier< led raren se elgble lat lelt,
th* vake rneWed mag be ,Østide leis duo he
inpuld vake *vaan.
• kl (estimated) itcome. weent yeti& endemie&
An wende ot arnai mee n bordm turven
denim/ ani ~alts,
asbenno toe weerden wil
be heb la ae per kom stremt« dar er sand
inatury TM namat. s tak, a gudalne, acctexy
and tentmid tm"s n not gusanteed
Earnred anaal necrne ad cornet ral! lor
<elan ellrag Of ~ion <cad entrende aceton of
verval a weid garn n eihith Menie ni
norne (and tweern Webb woud be ewersiated.
- blimated anaal none ad fareel reed and Ihe
amati :rome and reid inst., be bon ce hete
Asas the ntensted amore
- An odeur ol arualred interne (dvdord ander
Moren) dØ by ten curette ~let
~boert
balsem, e~
an the last dodend
et ~na pa/reent mafs by the moa and
~rein te was awideposts val be held lerav
>es kan re sa etentre date a urml mag".
Atoracy ..ni artnued pekt se not reraweed.
• Mareta not hold by VIS linancial pens. Conan
meeat rot heb bj• the fan, ard nat arm Me
In% pounsbn or <omrol The zant ae
doptried en raar natmord lor Sommend
pu•pot“ way Pogrom and obe pentnteta se
prordedby the nsurg hem ars ~ui
Sirenes es
not nnprntas fa tos etannal ad doet na
%wantte els atorry. Cor assets ae rol wrede)
by SdC or IN Ines tairdomentgl SPC camera,.
• Retars 'karigs and additianal oomptawation
- b *Mi neo tommesyn en sales and 17h'1 lees
retsved n arnedir we, te elnerbdon oe marl
fundsto~ eenes we ad« os raio* mono
non* Navg parrynts I row ~koen ander
More ot tb> touwt trok Na we MI the
mam se based en ton> delirant orrpower
th armost of laks by LØS oe a porto», maturt
exrd fata/ ia out <hm., and lien len asen ratpal a
polgab notkulSrd tars's shah beid al *e
fim
- We ard w .aff Nee also mono ~weden ard
orn‘bos ;aanleg lees n consakrainn loe tramfer
art santen Nm ta Øde lo the na-eual hunde
lhno toot oonarday ro pad from maner adat en
te nuval hand and re a hoed dollir amant bard
en een noted scans at to breker-4d e
holding ~uil funds cd til I end earnfy
- In addeen to rernisitns 'nareed n carection
win re sale ee ditrbdien ot arguity contrxts ad
uni menen/el avl units boor tier" we ader
os afbluft nare none ,haring ~nataal
bom ~vair.* revare Øa
ontinvonng
the inby «MEM affaires d the inorance
coupon., ir sponsen of the unit frop~et built
iolidatioun
- In sidderde rernwirartrerevid ter the
modos, and tale cd halems lork we ander ces
danste retw, an asset.based ascue sharing
>samen, korre Wedren clseriavion. as well as
funclino (or inheiden». cinelopmeni, tranig sid
educainn
- 0v Mades aho reces. aaleg contritacen ad
ollne«cmpensatkin erom ~val trek ad svare
canaanos ahra geoárts ao derbr•
- We ment cony•nsat oneer La Br* LISA, LIBS
AG Surrdord &and, ad ncw* plaid baks
tra.0 ow cash sw•xpgrocfa-n• TM
~ron
wol be a ~kW per Ma/111a cr
mw be a pacntaged raagt day &goot
Nl tres
Act city
bforenzion regsdna ornmosero and ah« ehron
~red n <Omen Kei *05 the tinlatOn Ot VO!"
""
1.13 opton Varcc ten Ns been nduded en
C011inrodont prevouskr urreneed to >CM and wil N
proaded :e )ru rawary entre/ab,
Short wang
you so egard n short wang aten.", yeti ma/
inkt a ~Oe dat 10 <st en bonown, cont I« Na
palo.dir snuit
Opren orden
Pegrdrg open or ga:d talen: ekt «duet Mat
vree rog witeed by the namat date, open boy and
set slop «den se reduced by Meamant ol Wade*
« nrs re riet d•
«en ars date unies
nirend olweves• by yu You s. respornbb lor
enfin INt ae titetkiled due top>: fanate to canCee
omlag open ceders
Primer
To
Øn
a ton ol or anal Gitten Privacy Nuk*.
Please contrt ?tv rninonlaidoine «vek nl webste
II >V" ág, rentheses 100år
- 165 Fanaat Senget è nat II NO* The Mik Blaren
Servers Account BSA red ItIAA re beogen)
recentseb& pende Mint to Wring «tras an]
pairtt draaf. anaarmenn atm edeilated bres
ud ode' erdoor, tas. and pronkt acces.»
nsLra-Ke and anroety voert itsuedty ~HUIK,
ndSanY nomane Otentnnin toast marot
agerby seAndunts of LBS inent ui Sennes Inc,
- ~merk ~area ani .renu ty crod.en
- Not SCK rand • No bant gratie Mal loge vatg
- MIA Resame Management Acc.." Binnen
Sonnet Atoom @SA, IRMA and niernatonti Retort*
Management Accore n reent eed ~te rins«
15$ animo, Senxn Inc.
- VISA ee a (erend lademte wad by veen
Warnaam
Atox inca andeed reds
kent The
Ina credit <edik-dabt LEIS Vita
debt eids se moed bv I.S5 Sadl. USA web
PermesserercenVesa US.A etc wporaltd Al oiNe
Iradrarks, reontred tradonseld, sen« mals rid
regerend wormgat re of thee respect.*
compres
MBS Eigende@ Stoer lege
Poe 701110
SDNY_GM_00324668
EFTA_00 197443
EFTA01306941
SUBS
UBS Financial Senices PC
Private Wealth Management
.299 Park Avenue
26* Fbor
New York NY 10171-0002
ANP70010549150919X1e et 0
Account name: MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Your IS modal Advisor.
SCOTT STACKMANLYLF CASRIEL
Phone
Quiff/on *bout your statement?
Call your Financial Advisor or the
Resourceline at 800762-1000.
account 029023661
Inatome %lobate:
www. Uoscomanancialsennces
Items for your attention
. Help prow yourse4 f from fraud and
renew bank. credit card, and brokerage
statements regubdy. Also. get your free
credit report annually from
www.annuakreditreport.com.
Value of your account
Business Services Account
September 2019
MAX FOUNDATION
on Alawst 30(3/
on September 30(1)
YOUf assets
979.29
979 29
Your liabilities
0.00
0.00
Value of your account
3979.29
Tracking the value of your account
$979.29
7,23112
,238.2
1,2433 —
gess
979.3
97s3
•
Dec 2014
Dec 2015
Dec 7016
Dec ion,
Ore iota
Au0019
SW 2019
Sources of your account growth
during 2019
Vase of your account
atwz end 2018
Your inWitiTent MUM:
014000 arc
wing 'OM
Ch2(19e
merle? value
Value of your account
on Sep 30. 2019
397691
12.38
1000
8979.29
Mernher SIPC
AnP700030010S4915 N1700011595? OCO3I 0919000000000
00160
Page 1 of 6
SDNY_GM_00324669
EFTA 00197444
EFTA01306942
*UBS
Business Services Account
September 2019
Your account balance sheet
Summary of your assets
Value on
September 30 (t)
Percentage of
you ACCOult
A
Cash and money balances
979.29
100.00%
B
Cab alternatives
000
0.00%
C
Equities
CO
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
000
0.00%
Account name:
• r4,1ANCATION
Friendly account name
• ,-,-.LNDAliCol
Account number:
Your current asset allocation
Value of your account
$979.29
Eye on the markets
iidox
S&P 500
Your ilmendal Adviser:
SCOTT STACK monLYLE CAMEL
• cam and money balances may include
avaiable cash balances, UBS (tank USA deposit
account. UBS FDIC waxed Deposit Program Bank
accounts, UBS AG Stem krd Branch deposit
account balances and money market mutual turd
sweep balances. See the important mformadon
about Jour statement on the last two pages of
th n statement sot detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on September 30, 2019
3-month Treasury bills 1 84%
One-month LIBOR: 2.02%
Percentage change
September 2019
Year to claw
1.87%
20.55%
1.76%
20.09%
2.92%
13.35%
-0.53%
8.52%
AAP7OCCIX01054916NP7000115951 00001 CP31 9 CCOODOCOS 1COICO
Page 2 of 6
SDNY_GM_00324670
EFTA_00197445
EFTA01306943
ist UBS
Business Services Account
September 2019
Change in the value of your account
Amount norm
MAX FOUNDATION
Friendly iKCOUllt nano: MAX FOUNDATION
Amount number
September 2019(11
Year to date IS)
Opening account value
Dividend and interest ncome
$979.29
$976.91
0.00
2 38
Closing account value
$979.29
$97929
Dividend and interest income earned
fin Becomes of INS Stattroonti. tacablky of Interest awl (addend Income has been determined bon a US
tat rePorline Perwedhe Based Loon the reticknce of the account Folder, account tra oe mast hoe.
an* laciest fined diegend payments my not be %Men to witty, Patel (US) emir Pril0 PROMO
hornet/we The IlleAt mono/ Stattnleat is roc Intended to be tiled rd cannot be read rood br tat
Paroua Oat; should abet to the ;fate tat reparbng Iona INy ricers? from UBS amirly, suns
the form 1099 art the Fairs 4130, for to rep:rang infamation d is It* practice of UBS to fie the
arca* tar reporting loans vain the US imernal Revenue SerAce and PR 'beauty Decorarnt. ad In
such forms scantily daily darn* orrice intent a tat exempt or tool* roam. Herr carat your
rd, dud lac prepare,
Cash activity summary
Su Amours achy* rhK monthlu dna tiaras in your soap oparg se indurd in tea cperven and
(Borg barbs( vat* Fli)K encurance *pies to Spools Y UBS Bank USA and lI bank% partcliabr9 in the
UBS FCC MAO 0190511 Pr0crall II Wes nil a
deposes at UBS AG. Stamford &Mb. SleC
protecton air in to money Maatt :weep lund priding: tut nct bar depcnots Seetoporune tobrmabon
Mover your strentre r the lot era pars d I Sc document 4cr Wats
September 2019 (1)
Year to date (5)
Opening balances
$979.29
$976.91
Adrictors
Dividend and interest ncome
0.00
2.38
Total adittons
$0.00
$2.38
Net ash flow
$0.00
$2.38
Closing balances
$979.29
$979.29
Year Neeeciel Advisor:
SCOTT STACK MAATLYLE CASRIEL
UBS Bank USA Business Account APY
September 2019 (1I
Year to date IS)
Interest period Aug 7 - Sep 8
Opening UBS Bank USA Business balance Aug 7
$979 29
Taxable interest
0.00
2.13
Total current year
$0.00
$2.13
Closing UBS Bank USA Business balance Sep 8
8979 29
Pror year adjustment
0 00
0.25
Number of days in Merest period
33
Total dividend & interest
$0.00
$2.38
Average daily balance
8979.29
interest earned
TO 00
Annual percentage yield earned
0.00%
ahiP7000300I0S49I 7 NO7000i15951 OCO3I 0919000000000- ICOI CO
Page 3 of 6
SDNY_GM_00324671
EFTA_00197446
EFTA01306944
*UBS
Business Services Account
September 2019
Your investment objectives:
You have dentified the fallowing investrnent objectives for this account. if you have quesoons
about theSe obieCtweS. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. You can find a full descnpticn of the alterna6ve
rivestment ottectives in Important mtomtatron about )cur statement at the end of this
document.
Account name:
friendly account name- I ' •
Account number.
Your retire objective:
Caput apprecunon
Your risk profile:
Primary - MscWale
imestrneni efigbifity colnderation - Wcne selected
Your account instructions
• You account is °trendy coded Ice margin.
• Your account cost basis default closing method is FIFO. first In, eirst Out.
Your lemeecial Advisor:
SCOTT STACKMANLYIE CASPIEL
AntAX03001C549I8 HP7000115951 00001 C919COCCOCCOO
001W
Page 4 of 6
SDNY_GM_00324672
EF1'A_00197447
EFTA01306945
UBS
Business Services Account
September 2019
Your assets
AO06111111 MOM:
MAX FOUNDATION
friendly accouat on: MAX FOUNDATION
Account number:
Some pmts. .cone old (term' eaves show, may be amsdnicnole As a lest*. poet andtosses ow not
te waled/ reflected. See important ofamanyn about )0or statement a the end of Ito &mimed Cot
mere ,ntonnation
Cash
Cash and money balances
Cam JAI note Daimon may *who avalade cath balances UBS Bank USA aloof atoned Maxon.
UBS tctC Insured RoganSant &damns UBS AG %tenfold Blanch *pool account Waxes and realty
motel nuna lucid svretp Waned
See the lmportant olonnabon atyootryw StIttatOt at the end of this document
deals aboul teat
[elan°, .
Your Naandel Advisor:
SCOTT STACK MANLYLE CASRIEL
UBS Ball USA andel UBS NYC muted nosetm Bank *pow &toot waxes tee lensed
i he roc ssliNn
acedluble lents bet an not reamed by SWC UBS AG stamtra stanch deposit account balances an not insured
by FDIC arc de not ranted by ScfC Morey market sweep balances out pcoleded by SPC but are riot mutat"
the FCC
ccennu balance
Closing balance
nue per snare
Avesage
Diadem/ commit
Dap in
HCRing
on Sept (S)
on Sep 30 (St
on Sep 3O (t)
tee
period
Genoa
Gip impure (S)
U9S BANE, USA BUS ACCT
979.29
979.29
250,000.00
Your total assets
Percentage
Cost
Estimated
Unedited
Vat on Sep 30 CO
you, account
basis (t)
enema incane (SI
pdno loss (S)
Cash
Cash end money balances
97929
10000%
97929
Total
$97929
100.00%
$97929
m.70003001 0549,9197000i tS9S1 00001 0319 03COSCCalOOICO
Page S of 6
SDNY_GM_00324673
EFTA_00197448
EFTA01306946
(SUBS
Your notes
AWC0C0001C64920 'P7000115951 MOO] C91900000XSOOKO
►ago 6 of 6
End of statement for account number
SDNY_GM_00324674
EFTA_00 197449
EFTA01306947
Important information about your statement
U3S re-uncial Sawn to. (the firma UBS fins-oaf
Stoop. c a muter of al prnapal uo-nty, cawnxity
and options mehahaes. UBS inagoalSowas and US$
Bart USA re rcbect sLbsciartesct UPS A6 rod
innate. of CBS Scoulies DX The Pim% naval
'nwisem es nobble upon crewed the F em's enacutre
°floes re at
IAK inatel SaWCH he.
1200 baba Boulevard
Weehawken NY 07086
Tha tlatInunt reCntentt the oray officialwad of you
▪
rnirmal Semen aaoun. Gibe. retails, +W V!
*NOW clocureret. canting coracle., elata shaAd
rot be relied Lear I you bales. Owe 6 rarer a
WIWI." Dime ttlart it alnechtttly n twang to the
Dearer Marucen of to office twin; 'as coccant
Alta* al Man dawn are Mended IOW ataralA
stalemet data raid not be toed foe tae papaws root
sc:eysonYlbend tat lOnnat
. Form 10g9. 5498.
I
tic.) tote^ aannYas tar worn the Fein is
regured by law harepal lot* RS alluvia. ducked,.
reportabbortnabb dnidends and !nab* Merest
caned on nevem held n yo,/ *MUM. net C KOOS,
An Sae anature. lad toil base on clean covered
sectsines
Cownwnkationa with the Pins
• Meese m.o.:Minn aro oral orremnorbons n wring
lo Cotner protect you
s'Ab-6,3 town th
tat* KSense Os loariby Protean/I AO (S A)
• II Me tared now°, on Me fop het cl Pe bore
of that
nano rot ABS Feitical Slen(Itt. UBS
MANI Saws cartes you noose at them)
ado by arra-rent avir the rekatad nfl&aof
we .darned acted the relleOnria ethenrea
004and tea K<W It In M cue. WV Anil and
tecvdes se locacd t UBS Prunnel Sanas and rot
We llrodrrrg bra.a, and you nil nuke a report
of cry ma a ammo to both Ire
• As devised n the ecoccal wretinentz you mat
oily as of any two; oe len) gaoling dwelt
reflected an your slannont wow. 30 dns after n was
MAW a nude available
• NSW Onaci Nnomr t<nPP1 4<a Vtproll to the
cm% Chant lotalont Coointlent at 201.)52 • 16a)
told ate a 800.35.9103. PCOA.0 to 600 P M.
If Monday *tote Frdy, a in an rig to te5
'moot Syron Pr.. (lent Ittteewe Department.
PO. Bo. 766 Lawn Cly. 11107081.
• Al statements shall be deemed complete oaf acetone
ii not <bodedto n Arend within 60 dots
• fa TT' sewn. Cal la -612.0W ot Iran °Aside
Mel)
Cal 20D157.1495
• hose of roma aania. alrxA an eledronc
held:transfer (DM bill parse oe IBS Vet that
card transactiam. cal BO:062.1000. Of woe so UBS
f na-cul Swots Inc. 1000 Harbor Bad, 620 flow.
Wanes. en, NI 07086, Ann RMNBSA Seven
Canaanite n soon as )C•J <an. P you Int you
statement a wept es wong a y yawed more
Samsonthou a transfer as the statement a
meg The Fern or Card bas(•n amicable) mast
her Morn pr no ire tun CO doss ate tee tint
pr to Ina Vaternirt al *INCA the Ern' Or
Fob*" *Petal
--- hand yxr nano and =are runt. frt any)
- Dasalw the aro. Or tie wander Cu
s
twain
about and 0pLin xcbalraarly err eel far
blew it K anemr a why you need more
dorm/nen
- toile the dais armoire of the Respected error.
The Firm or Card Ines nil nee:tore your <emplane
and wel aced ay Ina premptb to aged eras
maw.? UBS Visaackba cad tersacto-o.l we in*
mow than 10 banns day; to do tn, we toll wad(
sae wow). fee Meanent you the* it in mot. so that
you wit hew the use of he money dam; Me Imo
slikellattl complete at nwsloatean
fleece make all checks payable to te rem or tae
financial resittaien alcateckei to) Inca Ct
alt•IMInt In add/ionto arras roam, far(, account
may be Rbpat tomamma-ice fees, doges foe late
pared fa sectaries purchases and charges Ice Spud
armoires mash accounts ACCOatt thr re roantaand
to odor enstetaions may be sub/eaTO a &redo, lee
WS Sweep Oplkew
IRS often whom fa sweet:ma cash batmen to bark
dome warm at ncnailloted bats ardaflelated
twat and money Markel mewl limos (Money krds)
Depose rant
al LOS Bari. LISA and m.1414.1(40
Arts pancoachg n the UBS RIC -Issued
Program re PDC-newel n accordance wthDrr rule:
for mom rilomtation. neat MA wow 'Stye NOOK
et <Curti MUDS AG Sioniad arch ad tan of
Wray Furth ace not iviedby the FOC.
Bane deposits are not PeOltt WI ly SAK Monty rind
slums re protected by SIPC See "U3S Inaoal Somers
Ocean, Prolecton' below
upon soy masa braves n me bark alum may be
wrhdram, and than of a Mary rued nay be
ligadte rd reamed, returned to '<versos
SHWA., w<ose
Fate nfammton about nibble sweep options.
ncladma <ono,' intern eats and
o aRatable of
wow abs ow( sweeprolds. ken yoa FrunnelArno-
a by <aim BOO 262-IOW
f Mancini Loins account protection
The Fern es a member of to Secures noun Pntionon
Camel on (UK). which voices Letur(rat oudaren
of es mordant ea to SS00.000 lindiadeo I2S4000 for
clam fa cash) tylanatory tecchure nobble an
mites, a a mem a/X pry The SIPC asset taollKbon
tint 000ty to al =ours tot you hold n a patiailar
capacity
The rem together nitro clean *Nits, has Aso
Padwwd supplemental rosance The rroarkm
roam payable to all Neat* clams. eoltornb under
the proletion c IWO Placa it of Otworttor 10. 2016
Subpo to Ow polcy cord font ad Intannt. (Ina et
the Fern n fueltaf touted ke tom SI 9 mace, in the
aggregate la aI pl., accosts held in a pickle,
(*at ty. A ful <Copy Of th• polcy wading es amiable
upon retest
fleeter the SIC pearden roe the ttoplantetal
taCettle1Croly IO:
• Goan Innen aunt overaied by fad molded
Sea KO AA vela) but held away ROMMS fora°
SOincto Foe enavolt talon CO anisexe orodals,
neLdrs, drub* a-rubes. and f.J awn a madial
AAA registered nest name of the sawn holder on
the becks of the out, a terrier nee),
• Ineettenent ((Mob a nwsIntent nlereSts (e 9.
kneed patnenheas ard ornate placements) tat re
not cog card under the So:unties Act of 1931.
• Comma:aro <crtracu (eq, tango **charge and
pecan metal <re XI* neh,dn11NVH fork ACTS
fr ol tearreeitY Wean comraas. rd
• Depose accounts (erapt <whoa, of depose) al U35
Bak LISA. UBS AG U S branches and brit n
IDK Waged Daman Prorant
The SIPC protectors and the sexeSernental pronto" do
rat apply to these asseh rani/they otrawse appeal
on you tadernenh The SIPC protection and the
supplemental prolevion cb not protect *pent changes
in the market mkt d you' raestrneres (*hither as a
maul of market rrowrnent. maw bank nptya
otheennel
Dividend Roane's:want Program WW1
the rite tglitood
an atWarle ace. von may obtain
the actual ace Iran ye.' f narsoil AMWOr Ony stAW
sewn me Au abased tilde DRIB. peel sham roll be
sold and theta wit be &paned is your eao-nt The
dwickndregendment pee y oofed by the oat, not
df•Or hem the main plat at newt, the Pineal shams
re sot,
Caoh•inaiost
01/ whole um, ma/ be held m you ware d your
Willed ID a parka tail se a retry Ol a &Aland ware
or ~w
e. the rem wR either sea petal unit at
new/
prce a rapt as kW VII detennased by a
regrAend <bona fl eecy. and credo yoke ettOall
lemmata/It objectives
the mestree *beams rdnsk profile
week to
ear account and nay dry between you xeckres.
Nape rive.. K Fm pronAb, el wrongd ay
captain d'alge at pas Antata maw a
treesarre•re
am.' For each roast Mkt you
<homeore of the foliaang imminent objectaps
• hake& Current Income IrreeilMWes witty the
generale:. of none air
• areeneCopearAopwaton them
twang
roach of amp., tale(Pen the gowns", cr
mom!
• ProtAx• Combs/clot *Won* III4000 1
AppfeC•INoti Inammems seeking tar the generation
of 'Nome rd comb of principal
Orval tisk prof Ben
• Common., Seeks to goirtentelal coke:a yetis
bon* ad salatilty to the .can oatal. arm A
toe man the noose does not generale remnant
recent a teluse and may not Leap pre wth
nitiaa;
• Moderns Wiling to accept tone me so pancpal and
tolerate sane win fey to sea Mier rams
• Antoove Wiling toaccept
"t
hqn sobtley a taiel. ht/It•Ittnt oat tent
• few:owl fa9Gty Cakarkrr al I tofoctod, a
paten of the pentolo fa hr ranimay redo&
earplat ntalagrA lamed icanteny and fora
volattiw
Statement Itotoeholiorter
We may costo-delt at retred accounl statement mt.
the same *Stets ,n the same ernekce. e
because
they here omen oho ado mental, pin eaani
/flatware, a/holler clans at the care erStess
you ado' to mem. rod /Oar statements nailed n
aparte rennopoi, you may &ono hoorah:king by
oaten you fractal Manta
Priondly accoteet name
Rte hardly account nine it fa tugantible •rlakettalX•
dam, by you to aunt you wits you rwoedlteepto t
hl, nOlesol effect on your accost. is not receded to
ceded ay snanary. ocol.AL rtarrnen111•30.
nteltrntnt cbaltae Cr re& ratrtile afoot uttd wit pixie
marls. and ono a Panto of ga rite that wrath
or any leascial mut. an a wd be whend Al
nottlIniatt rata Kea d bat ettbrg to na ol
loss of the attic /tegument YoucanChange pot
handy noose names tr ough Corte Seances a by
a/meetly yar f nem tat Achnor
AMOY* 011IvieW
• Vabe 0/ axe accowerparrfaCk Net of asses all
lidadtits.
• Aspen. Preludes nabble <ash braes. who fa
'twittedsea-alfest). end Cdobal Taw Departs,
awaked marts to market. and anonawns not held
by Ow arm Dots not nob* traced teositwinsels
t the and a the prof and once catercere periods. a
rase neettenret anted stock *pions and
Oniftfabft no
*phone
• twbanns elgain Mtn Ostrow. Pawning Margin
loam. mat In, that roam bascet
• Ca:Mooney Wenn Total of dreamed notable
oath tolant.t. OA &poor Dattitet al alt and and
nonetoad bares. rd trowy main naafis -id
sweep balances. a the claw of the Immure prod
Nonlormodly het avde balances n your attan re
not seaeanrd from other Defaces ski the Om, miry
toe aydd thew fund nhr adnry cwte ol ct
tearoes These fuck ant payable Was your demrd.
The total es exixledm K cur el prod ckang value.
Leans infewenatien
for dialed nicemabon on de f (Ms lorded practices
ad &clown refer to yas Clore Reteaornhp
Agnomen. a Apart Agteerntra ant me Genies
Term red Cadnions CBS kaleenent of Credit Preakes
amiable nAgrwmonn and Pr bsaas
ea ',pow /An m.,.., . .
.
SDNY_GM_00324675
EFTA_00197450
EFTA01306948
Important information abo ut y aur stalemeul (contmued)
Year sta
Vett altanen ~mo sec ces ed orer ara held
b the rakna at the rodd re affloviml arca Vad
enry as for ckh<ryd ttyØnareeer nyters
Vott mag redde ravrast used at ban <otrar atm
pragtg ang batane due roren Arv wcurbm
trarderred to refim inna the stitenen arid me
Istid al innlot vakst d the and d the %teamet
pened
• Gatta
In deterneno re <ost bro ofre
securn indoded is ris .tamled. *Ste nured
udt the nuet«'
LES Froncial Sari« hi tind
ita Normalen <Manar Item tarms atar Ovn Les
,rc,..g Simon. nekdrg ~matte kan nake
arma tagt you mag ha.* Ørelad to yoga linets.'
Arna rsf am dor not ndatatecantla, varrly ca
gasarmet the x* xy vidty ra domar on
proåded ty seden orer the ISS flunci Stevics.
b »Min akhough 185 inas<d Senkes genera
Lidde> tha ~die
et e renred the fem
don rot orde Jep' ruanes dm. the nicanalk.
vier Conlarar a-d • Umeaked gant loss' o
scena at ot ti dat* d ma netmm. At oach.
lekre da not rayon ro Normren a make
p-trase,' ule 6pcores la lai re/~
011aertat AMXIM Omfaret] tote* hm mag
fenad gapbal rdonnalinonly loe re anal ol
line ihey se hed at hi Fem More histakst
isorrenes cm be skled bd agar famla Adam
• U.wSind ginallossas Ytre dean ~labb.
eurored dredidel patstiv satse oakutred lor
twist savry
the traneten data for
rdvd.si tre maya mynd tel
carenestmh
dyrt seda co:amy toorgriasanoaanct
ormeed and °liva fara~
lot ant syttini
~dd bli ro ert Øled to dialag tro
~rad lot Ta' Tradt date" <dann ~net the
onanlIkansactin trade die
• Callable socurItin Berr and ardeed mak rat
the -mor <ab lor ese ~ion
nil be setested
irarhalk by lot bant nen sel storilies d rut
ed> bed n out run", of n nomne* name fot car
<limt, Cal feen ~heis
°bered kom rod
patos ard as rosacy es nol gasmad Ora <al
bata: mi/ trail VMmb alten yakt templer.
Monne:nmlOt pronted 'tror teluen
• ~vaia
Fried Osp/eyed la *tvert; ed orer
patten may be hø« ot borer rin the proe rat
su would annal,/ monn n ta marka! Pron re
detailed from vanur avd Party 1Centes *tur ne
bel•eve lo be Sable. bue rar do not gatene ror
adder
- %Ve "nerk yd re <kong pica ~n ~Labb a
the meredl re bil and or. pekes b åsted
seede ed opne, er reg biineW OTC
~MI
- Lat antal, vadd team .Tily be altid deg a
valsanerodda the stoa reel -`ei
ottaned animalrot edle« n actual mildt vice
or val*
- Crlan posilMb att sper sveid a ake and
arenas 'ene nonet soltak' 4 are re
kneble to ebbe, a dit la Xiunty
- Ontosts «'toven denønineed n orronen
ah« Pa iS. deie so nasa«, at the ~ronga
rate dd the :terre die
- rev varm ~tat Irring n noniatormny
dencmreces, Onne mel urtag ore rir) mag
tun botn atjusted to f anla» proper yalualin.
To oboentirret quotatom. *he nabb». «nød
rasa
/SantOr
• Premt• ~mente and ~od
produas.
Private ~mnal Vanta (rOtteq daa
Iterttalata Matre ad di eget aelantriltna
savet) ad strunsedarodJch re gana", 544
din id Canon tnuetded ;rodd, hare nos bom
rutrared sy oh the Seede e and Etc hega
Carrnosian a dd« ry state stonines tynn Yte
pharde *simrad vant tor mva ~am«
soantos ad sraetded accbcts fa nlormaficna
~at
<e+ Lua" 4 nal 9J.Itebald
- Thea voksrhryddl« vinter", kan poet d
any,
vki(h a praie meetenel tatt rer
*uttur& product rna/ bebasta a sot. ed do
nat ratesvaj iranere the vie su meg 'nare
Llade Souidatin.
- %ed bey eslende, d via se at d • ~an
date and re supplactio OBS greint Smir on a
n9le basa ty an ~kn
"Manien inn
- taue. genral pen« a tabbe ramma valuK
d r% sateCpSed to te Fim by the rue
general pens" a spana Ti may be cabiated
bardm diktere edamer' han ri used by
red Deles lo danse ref nernated vatn
- Tau can cain addia‘al nfamationtecurcfng
•
.nte,....bkrieg urd to detene the egnete el
rake ad the disc ot re Sardin that rs. the
basis er the *temte by oantactrgyed Framtak
Adder
- Ihrd party *simrad vi" may be relkedd as
'Nr priod' n santal Inuatons• veen e
daperitra valurna Inn has rot Øled er
dubk to ruven via ~ere boaene akse
rat a milleast veet las vaned tel ~tala
Pee~ ret:~ valt MO Coca«. a Men i
taue sold be Agndy tpeolatra Oie a the MV.
Ot the %tente
- WhOdi ne.« an 49~, erta Orme a para
*simrad tab. ror a twd.ney *Unna vast
prowdat the rat* of re society *41 be delen
from to archase pro.
- 'Onertest cm to date mag aka» rien el
eau i, igane a b»
- • 069rui una sve raf ~MI re nei Merino
peke ps inn and enry net raka yde ant bass
- OPP ard dlined Kfr sadeies re nat åsted cn a
nettenal durte, ~e,
and re omrit/
ictrd ed ...en d the) can be sold. re ame
remved meg be kos ~ropte rora estime«,
erts provelcd n ro rauset greint
• Reetritted ~la
ritarard ~Pa "rane
dro not arratt digthlr la purk talt Les Fna-cul
Slevde" ute4 the nurk« Lind Ol Mit itteareted ladt
od the sene rur as an iroded vak* la re
restrkled slak rer papases of ri stetementody. To
%pedant re vare led sendes re elgble lor sak.
the vake wc-Nedmag be ubstentitek less re re
nwered vake rann.
• la (estenated)kbonne. annet yieleb andratt.
An ',hute ol av S tame o basa, cn turte,
drØ ard nar« rates, ~dreg re stedde veit
be held la ase yta kometen« dale or untl
Irs eicy Bu Mala» 4 MV a gullro, X ataty
ed ~naki mana es not guarantrd
Fenad mil mane and turnet rad la
talane/bet d uante «id tribde amturt of
ornioal a °ali gies n stiet, unt the ni
;norne (ed tunene >idd) traud be ~olded
- Filmled anal «ane ed <trent yOld and the
annal navne and yeedd «naga be brer or heta
ran the estensted ander
- An annus* ol an-ualred atoma (rided anda
iren) draird ty the <urran matet
~nano bale« tibred on the last dvdond
cr ~ost pa/ment mal, by rar navar and
mikron
seedIhnickseosts vil pel hell tanne
r tvan the st sement bate or unblnundlY.
At
al( rd cortiand etl se not ouerreetd.
• Atate not held by 1.115 lineal Snerk«. («lan
nets re rot held by reim, and rot ritg' the
I ms's possessie or crawl Dine datt are
&play«, on yvne sutenert loe edonnatinal
Nepa« enly Pedant ltd Vak.< ~dd se
prorded by led Marg hem UBS anantui Serai
not ~rista> log rin trommen a-ddomnr
%unnlet ds reurey. New adels ant rot pnredvi
by SIK «the Fnys ~ental
SPC roveraa.
• Renna Mating and addit:anal comptaration
- r /Meie to convemience, saks ed l7.b.1 km
mened n connedin wth the clonbiond naki
tydt to or <banes se at
os alllue mai.*
trau dang parmats Iran de mulas eder
anretta tro «dual tan rat se avl ~a
mases re bredde trio «front Orlperintst
re roet of sake by UBS d a panula
hal lena), b ed amt% and Ba the anal ri» d a
thtittrals ~hat }vet Inurt ~es eid at re
fim
- We ad ar akk* elv> 'nede ~nedi+) ed
artsas panta; leet et <omtalen loe trede
nem sanitet thai no~
to the mr-tual herdt
Thea hot grae" re pai Men Mener Mat et
the «.rual idd and re el «ed Grar ~aen badet
on the runt« of scoret at the brolterdeake
holding meral kn& d the lund hanly
- r addlian to eambsons ',temd a arretlion
Mb the uk or dia kation OP ~uty tankes ed
mini mestrnml Inna vral lona
n anda
cd "Ide mene ~na nuldug Odraendlin
ret rray ol the rederia ~vanes vatseng
the arnuity Orenteli, atIltret d the nonnes
oserpanot er samen of ri int ~net
mott
*a datbuto
- r Ølren to monsnsienneemd Iran the
arrie and sak cd NreShres fint. sve "Ici cd
attlate trava ret ~Matsal h!~ Meint,
>samen, kom lantShres dstrladors. at well as
hatig for latin:bety deselopmem, kanna ed
eddiken
- Pa iblant aho trea madeg con utan ed
ore carprodin kom ~arm*
and anm.
Cardiana Mat ptarett ved dalme
ei IV* tatra tormontaton fremla; Ball L6A. LIBS
AG SurdordEeanch a-d ned, åra, barks
*reist. out cash onoop ara? rat Ten
~erte
rnay be a menten, pa sau, fa cr
rnay bes padda:ted nage dak &Not
baleirs
Act"nity
Marenation regsdnaeommosan and ah« rages
enurred n <anane wth Ihe recdon ot vades.
na-4"a gren varcactins hate ncluded on
Cathrinaore plyn)inkr furnsMid lona. ed soll be
tronded to so tromatY on nila"'
Slaet odling
you ro 4rosed n roet ding a senn'',
may
«Ml a chege dat losen barren, talt la rue
Pelo.dr sausa,
Ope adm
Pelsr6n9 ope or '9:cd idtc"ekt adm rat
vide nat nedad era statanatt dale, open bue and
sel amen*" re nedadkry the .mana ot duddits
anta an anred...dera to rerls date ratlede
nsInsted ~me byyoga You re retponsiott la
atten rat re ~Med Ose tosar frese lo <rita
~ing ocen ende
River
To obtan a <on ol as om« Glimt hitry trete.
dean~
yota d ~te al MK« tv veit ev molte
averfoarrannerretroart
- LIBS etuncial Seiers b rot •bek The BklA. hiren
Senit Account BSA sd Ilit& re broken,
at<ounit whah Mnd* Matt to DM ing «Mat and
podes It~arrangewents neh "lied bek
rg olie rldprb både. and pronSes rens to
~ed
and anrorty prakt/trut-dm ~Nina
red-City nivane. ~ane *vast rnaua<.
~Vy akodurat el L85 Fruntul Senit, Pi.
- h.egmert, ~arie. and a-nuky Mat%
- asyl MK nased • No bel genrar Ray lose~
- MIA Snora Management Acta". Bosies
Santen Account BSA, FALA and eternitadi Rasane
IlanarmentAccost stregand serie mrs ot
treS Arsenal Seier tro.
- Vri n a regaNned Vadene **rod by Va
agrarmara ~e ~rutte induted reger
Rense The 185 isa (reda egdsk-dra ISS Vita
Ø
ter am redd by 185 Sel LISA mb
Pennal Iran Ved I.I SA Incorporated Mor«
udenuld,, reoaded nedervd s. senet mas ed
regrared tamd ~eks se of tas ~au*
conpaws
LØS Fiskeal Serves att
Per 201810
SDNY_GM_00324676
EFTA_00 19745 I
EFTA01306949
*1_1BS
UBS Financial Sereces tK
Prnete Wealth Management
209 Park Avenue
26th Floor
New Yak NY 10171-0002
ANP70C07090371019 VI 0
Account name: MAX FOUNDATON
Friendly account name: MAX FOUNDATON
Account number.
Your IS nand./ Advisor.
SCOTT STACKMAWLYLE CASIOFL
Phone
Questions *boot your statement?
Call your Financial Advisor or the
rtesourceline at 800-762-1000,
account 029023661.
Business Services Account
October 2019
MAX FOUNDATION
Value of your account
on September 30 CS/
on October 31 (SI
Your assets
979.29
979.29
1fisit our wubsita:
Your liabilities
www sbscomifmancialwnnces
items for your attention
. Help protect yoursc4f from fraud and
renew bank. credit card, and brokerage
statements regubdy. Also. get your free
credit report annually Nom
www.annualcreddreporeccar.
0.00
0.00
Yalta of your account
$979.29
$979.29
Tracking the value of your account
733112
5,2
238.2
2
1,2433 -
9709
Sources of your account growth
during 2019
Oahe of your*:count
away end2018
$97691
Your Pnwstrrent return:
OiviA,trd
analyst worn,
Change in
market value
Value of your ozcoratt
979.3
979.3
on Oct 31.2019
•
Dec 2014
Dec 1015
Dec 2016
Dec 1017
01( 2018
Set:okra
0[1 2019
$2.38
WOO
397929
Member MPG
AnP70002CCO7D3007 N1700006473900031 1019000000020
COXICO
Page I of 6
SDNY_GM_00324f377
EFTA_00197452
EFTA01306950
*UBS
Business Services Account
October 2019
Your account balance sheet
Summary of your assets
Value on
October 31 (9)
Percentage of
your account
A
Cash and money balances
979 29
10000%
B
Cab alternatives
G CO
0.00%
C
Equities
003
0.00%
D
Fixed income
003
0.00%
E
Non-traditional
000
0.00%
Account name:
I.nt. FOUNDATION
Friendly account name. M. tompatioN
Account number.
Value of your account
$979.29
Your current asset allocation
Total assets
$979.29
10040%
A
Eye on the markets
Index
Percentage change
October 2019
Year to date
S&P 500
2.17%
23.16%
Russell 3000
2.15%
22.68%
MSC I - Europe, Australia & Far East
3.60%
17.43%
Barclays Capital U.S. Aggregate Bond Index
0.30%
8.85%
Your Nmencial Adviser:
SCOTT STACK MANLYLE CAMEL
t Cam and money balances may include
avaiable cash balances, UBS flank USA deposit
account, UBS FDIC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual herd
sweep balances. See the important mformation
about ow statement cn the last two pages of
this statement for detais about those balances.
Interest rates on October 31, 2019
3-month Treasury bills' 1 55%
One-month LIBOR: 1.78%
Atavccceocovoxoa trocoe64739 mow 1019 03000OCCC
OCICCCO
Sep 2 of 6
SDNY_GM_00324678
EF1'A_00197453
EFTA01306951
UBS
Business Services Account
October 2019
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account narrow MAX FOUNDATION
Account number-
October 2019 (SI
Year to date II)
Opening account value
Dividend and interest income
$979.29
$976.91
0.00
2.38
Closing account value
$979.29
$97929
Dividend and interest income earned
rot Want, d the shatonent latatillty of Inkiest and dadend Income has Mtn determined nom a In
tax lab ecl peeked:or. Bated won the residence of the account hccdet account not of picOm type.
tome I merest ands Ovidendpkments may not be P.Med to unit(' Slates tusli rrocr neno RICO (PR)
Income um The there monthly sufernen it rot Intended to be used axI cannot be tend sown kr Is
per Teas. ClentE shook! Wes to the asp Kade tat tep:ehng forms they Rees? nun UBS annualys such as
the forms 10:49 arKi the Fairs 480. lot tax repaving 'Mansion it is tr* practice of uRS to fie the
vocable ta. (town; towns vath the US MINAS Revenue Sent( e at PR TreaSunr Department. ant in
such kerne xeLeatey clzuty dye:trot ardor intern x tat efernut or 'sane axone. Hex eoredl yaat
andudual Is. PeCoaret
Cash activity summary
Your Rms.:id Advisor:
SCOTT STACK MAMLYLE CASRIEL
Le Mecum artnq thu montnIu aotatt litariret in your Senwp Options se neduded in ma apemen and
ciccirg baantos vac ue FDIC immunee stars tobooms at UBS Sant USA and SI bank; partcpabng an Ire
UBS FDIC nsureO Deposit nogam It does flu away to deposes al UBS AG. Stamford 8t8cCh SVC
ototecaon mak: to money masktt 'weep lund to durqs but net bank &posts See Important tobrmatco
'boy: yout :teener.< an the Ist hma pose: <I tb, claunen1 kr &tats.
October 2019 It/
Year to date (S)
Opening balances
$979.29
$976.91
Addgions
Dividend and interest ncome
0.00
2 38
Total additions
$0.00
$2.38
Net cash flow
$0.00
$2.38
Closing balances
$979.29
$979.29
UBS Bank USA Business Account APY
October 2019 (SI
Year to date IS)
Oterest period Sep 9 - Oct 6
Taxabb interest
000
2.13
Opening UBS Bank USA Business balance Sep 9
$979 29
Total current year
$0.00
$2.13
Closing UBS Bank USA Business balance Oct 6
8979 29
Pror year adjustment
000
0.25
Number of days in merest period
28
Total dividend & interest
$0.00
$2.38
Average daily balance
8979 29
Merest earned
$0 .00
Annual percentage yield earned
0.00%
AhP7000.20C0709C0)NM10006.7390CO3I 1019000000000
MOW
Page 3 of 6
SDNY_GM_00324679
EFTA_00197454
EFTA01306952
SUBS
Business Services Account
October 2019
Your investment objectives:
You have identified the following investment objectives for this account, d you have questions
about the* objectives, disagree with them, or wish to change them, please contact your
financial Advisor or Branch Manager. You can find a full descnption of the alternative
nvestinenlotlechves in Important mitsmtatron abet/two( statement at the end of thrs
document.
Account name:
MAX FOUNDATON
friendly account name:MAX FO N ATION
Account number.
Your retire objective:
Optul appratabOn
Your risk profile:
Pnrnary-Malarate
hvestmeni eligbility consideration - None selected
Your account instructions
• You account cost basis default dosing method is RIO. First In, Fru Out
Your eismocial Advisor:
SCOTT STACK MANLYLE CAMEL
arAMOSOCCONSOIO tS1000064739000gl 1019000000000
0:000)
Page 4 et 6
SDNY_GM_00324680
EFTA_00197455
EFTA01306953
taUBS
Business Services Account
October 2019
Your assets
Account name:
MAX FOUNDATION
Friendly account name:MAX FOUNDADON
Account number.
Some press. 'MOT(' Old ClAirCOI W4Ve$ shown may be atecoarrete As a oesgift parrs me losses may eel
be rminetly reflected See imported elormeten about iour statement d the end of ten rimmed for
liter ,nfoanatios
Cash
Cash and money balances
OM and sway balances may da avalatie cash balantei, UBS Bank USA wow account oaLexes.
UBS FDC Insured Rogan Sant Seances, UBS AG Stanford Buren *Boot account Waxes and n-oney
trinket nNud fund sweep tot:laces
Set the Important iniSsabOn Sot p)ur Satyvatna at the end oi this Ccornent fa deters aboul those
Mance,.
Hdd no
USS BANG USA BUS ACCT
Your total assets
Your hnenciel Advisor:
SCOTT STACK MAJILYLE CASR1EL
UB5 Ball USA atddl UBS FCIC Mused Rogtm Bank devout &cant WI WM art Inured by the FDIC %MINA
;Drunk imts, but ate nal potecled by UPC uBS AG Slanderer Branch devout account teen ale not insured
by f OiC arc at not rowed by SiFC Money market sneep balance. are Detected by SC< Out de not 'Muted ty
the ;DC
Crenng Ware.
Close.? Mince
mu per shalt
Avesaca.
CiMdend Interne
D4s In
on Oci I (1)
an Od 31 (S)
on Oct 31 6)
tee
period
period
Cv enourit (F)
979.29
97929
2S0):03.00
Percentage Cl
Cost
BMWS
Unedited
Wive*, Oct 31 (1)
your account
bee (II
arced incane (SI
gene loss (t)
Cash
Cash and money balances
97929
700.0014
97929
Total
$97929
100.00%
$97929
Ane700020O070901 I NF700006473900031 1019 OCCO00000
00000,
Page 5 of 6
SDNY_GM_00324681
EFTA_00197456
EFTA01306954
SUBS
Your notes
anD700020007Crial 2 iM7000064 739 OSCOI go 9 CCCOS0300
EnO of statement fa account number
MCCOO
►age 6 of 6
SDNY_GM_00324682
EFTA_00 I 97457
EFTA01306955
Important information about your statement
1.85 Francis' Semen ex. (the firmer UBS Fins-cid
Sonoma. as a member of al prnapal seanty, cownoSty
and options meha-tes LOS inaexialSomos and LOS
Bart USA an rdrect a-adores ct LOS A6 and
aMilta of WS 54strities 1LC thFimllnnW
tenement it nobble tom request therm', entoutro
°floes we at
LOS fnatel Sraces hoc.
1200 Harbor Boulevard
Weehawken hdO2COS
IM flaronunt raite•cantc the ore, Octal rioted of you
LOS f mental Semen amoan Gibe. recoil{. laCett
*NO tar &foment. canoeing <ratio, cliatthoild
rot be relied war I you beteg. Owe 6 anent. or
ornosion, pitmen'," it nmethately n twang to the
Borah Manarr of the office wren; 'ea co:coet
At tough at tgures thorns ye Mended lobe acasale.
statement drag-cud not be toed kr to p.mosts ray
ICS On rex-mid w lams, be. form 1099. 549:9.
I
tic )turnVann yon tai return the inn it
mound by Iwo to sepal to the A'S all untie ducleck.
reportobbrohtmabb dnidends and !stable Merest
toned on wankel held n Kte Meant net Crate*
cA sr Hares c wt. st1 lost base on cerlan covered
Carnminkationa with the Sims
• neat teetnnfinn an/ cralmorrenorbons n vase;
to further protect you, firs. robrolM9 Purl
*ay* Me Segni as Master Protector', Act CS A)
• II the finned cacao, on the bp Mel cl te Mora
of nut 0.114egro a rot LESFnnii SMACK Lei
MANI Se(vC44 Carte. Dew X<Oull at them)
baker by arra-rent nth the rekaltd flf 1 WA Cen
we nforrned envoi the reblOnthia ohenyag
wend the *Mont h t s cost. WV (tan and
envies se located t UBS CrucialSettees and not
the awect.crg bream ad pa enss make a report
of ant erns a amnion to both fern
• As toted n ex account Wrements, ya mat
eddy us of ant aro; or ', wangling dwelt
reflected on your iliblineeent Winn 30 days Sher n was
ma id a nude avntabit
• Tema deed ascentccnoMns a Mien*s to the
arm% Clam Mauna Cieganrsont at 201.752 • 1659
ce tol-Doe
fe00.354-9I03. PCO A.M. to 600
IT PAcnday though Foley, a in In na to LOS
Fruncel *van ex.. Clore Riga Orel Departmen.
PO. Bo. 766 Lhon Cly.
070S1.
• Al statements shall be deemed correalete a-cl mane
it not abettedto ih retro stabil GO days
• fa TT' services. Cal lia4412.09BSot Iran outside
Teti
041201.357.149S
• en tine of roil a 0.einletni *PA Monson(
Inds Vanier (Olt nil parent a U85 Una* debit
cad transxtins.. cal 800.762.1000. Or *Melo UBS
f na-mal Senvneti lea.. ICOO Harbor Owl, 6th floor.
Wornanttrt NI 07086, Ann RMNBSA Sawn
Cita nit. X soon as )C0 Gin. 6 you tole Sot
statement a recepl rs neon) or 4 you need more
Manion about a transfer an the statement a
meg The P.m or Card bps fat arolcable)rrtni
her Irony:0n° leer thane° daft Site We Inn
coil scot to fur I:0hour* on *etch the Ma or
Problem *Pored.
--- hoed. yxr nano rd .scan numbs/0f any)
- Desab• the alt or the transfer )cu a wave
about and motet *chafe m you cal eel tat
blew A is enema' a why yaa need more
clormalin
- horde the Clair arose of the expected error.
The Firm ce Card laymen. nvestoste your <emplane
and ad correct any error promptly fa alleged man
CGS Vno•clebn tag Ignacio-6. 0 we 1**
mane than 10 bacons days to da ths, we roll melt
Axe watt lee the amoral you Mr* le n mot. so tha
sauna hut, the use of to money durrc the tm• o
tales tesell content az Mediation
&me make all &eels payable to the rem or the
f maned! insittaien Mooted on to arena d dap
gang In addition to togas ocean foes. secants
may be abeect to mantmance fees. doges for late
payment for wearies purchases and <target for u-pail
;mans n ash octants oleo:yrs dear re roonshond
to other instetnons ml) be subax1 to a ante, lee
/AS S
Options
IBS cotton
O
, la "weep ) web Rant, to bark
depose =arm at ncri-aillated bats ardaflaied
banes and money market maw' lid* (Money krds).
Depose =int al LOS Bra uSA and 4:n.21th:cod
banes particoing n the LOS KIK -based
aregam re PCK-nstrel n accordance we
nkc
for nxne riomtahon, please wen wow fetter.. Dipast
mourn ei LOS AG Strentad arch and shoes of
Nary kelt we not Mused by the FOC.
ant deposits see not prolettmlblSIPC Money' rind
thanes are protected by SIPC See "LOS Inmost Services
Acorn, eretecton' below.
wan summit biro>, n the bark depute may be
wrhdram, and sham of a Wray rend may be
friar:lied rd the proceeds rand to pact ,W
SeCtre Ps Sean
Fatter nommton tout :nibble sweep options.
nclano current intern reef and yields. is 43/4ntable it
wrew rtes cad sweepyields. horn yaw Frun<ul Athiscr
a by<atrg SCO 762-1C40
LOS Fitncill Services account protection
Ihe Fern is a reenter of the Season never PrOttnern
Cal:oration (SPC). *NM Welsch %Curare; CuatOrnen
Of of itkiftben to to 1500000 limliadna 1254000 for
clam for cam) foal-notary boxhure nobble won
reWei a t my. Oa< 019 The 5InC easel protection
liras mg/ toil meant tat you hold ha perinea"
<many
The Firm, together nth co-Ian
has abo
Ind'esred supplemental cosine* The rrann.m
ame, payable to all 44;24 <terns. colteerob under
the prOteclOn 1500 mlkia as of drafter 10. 2016
Stop° to ten realty tootle" and Umtata% (an et
the arm 6 'unto( protected al toto SI 'ann.:non the
sac/N.0Se fa al pc, alconts bed in a polouler
(tatty. A tut <copy of the polcy tosedirg it amiable
coon retort
Tether the SIC oxen-Ion roe thestool:mortal
pralecion yob to:
• Colin faunae, atom woroied by fad molded A
far agate rata) tut heal away linen Lin f naval
SineCtl Foe enenecit with 6)initreiricettoitinly,
ncLdn, yob* nutty. and l *we, of nkAwl
host noiitred "the name of the moan, holder on
the becks of the our a Vanier nee),
• IrreenAment «tenon a nwslentent niereSti. (e 9.
lynied connenheas and vies* placements) teal tee
not rog cored under the Swamp Act of 1913.
• Commode's,. <cream (eq, Iceman **charge and
pet( cis metal colleXliet in( lain) linens contelai
and enTrnnii7 gamin comracts; and
• Depose account, °moo trek**, of deposit) al U35
Bak LISA. UBS AG U S branches and brit n dew
f DK eased Depa40 Protart
The SirC protedon and fheikaarromialprceElo, do
not apply to these amen men 6 they otonage appeal
tee WV SWeerlitnk. The SIPC protection and the
supplemental protection dance protect agent changes
in the market nom of you roestrnerts (whether as a
mu, of market movement. nun bainperya
otherwisel
Dividend Reinvestment Program ODOM
The V" reflected a en enrage tea , WreJ may obtain
the actual Pre. Inns Axe inancal AdOser Only shah
stern ate puthased tilde DRIP. pertel sham toll be
sold Jedthecash oil be &pouted n your sawn The
drntkrelreneirrient price Roofedhi the muer net
tit* linen the ma+ et pro al ninth to Penni ohms
re sot,
Caohiniiesa
DM/ whit' re es may be held near wart d you n
canned to a paneling se a renal of a &Mendpeewit
or ~roe. the Fern eel tither sell panel unit at
nwto4 pct a accept al rant dotermkodeat a
regime' clean) fl eecy. ard (tufa Ate octant
Iterammantebeeethes
the nestmere object...a a-dnsk profile
speedk to
tato account and may dry between yrs =cut.
Nap. advice therms promplbr n wring of sty
Op/Cant Chang. en sue Ionia
her
Cr
tweesernete COWCIewe
each account Mal you
<homeore dent °bang imminent cbjecom
• Prodse CurretIncome bailment seam the
peneroicn of none air
• Aram, CoptalAripWietco noninwits **no
gate of venial tatty Pan the gentaten
, come
• Probe* Comknatt:Aorincom• snICAPtai
Apprecaoten ktrestmerns seeking bath the generation
of roan, er4 comb of principal
Ovenil riak reef Na•
• Caveman Steen bti marten Mil ;retool nth
berii ad salatilty to the mast oreml. men if
that mean the mown dam not genre. 'comfiest
income ce roans ad may not hero pace val.'
nitittan
• Moderns Wiling to accept sane me to onyxes-se rd
tolerate scene validity b seek hater rams
• Anesase With; to accept NO it to fnrco.I rd
Pio robbery to ad. ho (anent ow tent
• fenontte-ttAgotty CantelwArAn I t+Ioctod, a
paten of the pontio for that moanMay entludt
eatepty. alakinotie vend loudmy and (pane
wrathy
Statemonellotnahoorter
We may ccosokleet al reteA0 account itaWnertsmth
the tone *Sims in the same eenekpe. e
because
they hem wenn who abo men an pert account
relininthen avi hothet (lents at the sane •Stest
ycv prefer to max e d nit.4 statements marled n
warn ennielfin, you nay ebony hosier:43N by
eaten yo‘e inancialAdosce
Mandy Kowa nano
the Fonda/ account net* a la tunangible •radranx•
doom by you to malt you wen your renaidleyeptly t
ha no legal effect an you accost is not mended to
reflect any street. PiC4Jfc rttleiriandienne
mertmentobjectne a re& paha associated wit peXii
account. and o not a promo> a guarantee that wrath
or ary Innim mutt <th or wit be wheeled AN
noantgant eiscrve ton* el to( netrargit0 Mk 01
loss of the aces* etaitrrent You <an gunge eat
Trendy scan rumps tr ough ankle Services or by
conactag
fount ul Ades°,
ACCOLet overview
• Vete of sae accocoteparefoSa Met of assets ad
• Agyrs include, aiLoble
beam votes tee
ftwitudsecuM1 (est). ord
Taw
not
by
auras to retake. and tenon assets not held
by tern Dom not include traced macaw/asset
at the end cite poor and anent catermen periods. ce
wag nee stnwes. anted dock aprons and
riotrefable nod puns
• babltes PELKIn dim balances. wstaning Nunn
Ion <rag Int. than scan basses
• Co:Mooney Warne: Total of unnwrod salable
oath balance. p4.4 OpOis loalnet al tented and
renal, toted bares, ad waxy maim ma.* acrd
swop baleen. at the cased the stamen prod
laaniormsalty lint aerie balances natty scan at
not seapned from other betimes sod the Fern may
toe aydd thezelLeds max minty can ol St
banns These tint re payable soon your demand.
The total n exLcleclin the anent prodclang robe
Leans inftentatien
for detailed Scallion en the nWs lerdeg practices
ad &clown refer to yea Clore Ratatecenho
Agyeement a Attar* theyettrittfl and toGenteal
Term and Co :Tons LOS kokeenent of Credit 'makes
sealable nAgreem•nt and C•Cx busts
al wyne. h.e e-ma.„ reri,lm,rrs
SDNY_GM_00324683
EFTA_00197458
EFTA01306956
Important information about your statement (COntinued)
Vow saes
Your gatemen ~es stones red other meta had
nth non at the end of the ~amen, prod You
mayad ta ca:heroef bay pad secretes X ay ire
You main ano ward.« used at ;Ortolan/ age
Men ally balace due colleen Ana secure go
wandered to the fint darn the statement peilre
Wed al netlel vaarai of the end of the statement
peed
• Cawelmelio. lu ddmnntg the tere ban oath
*ones included es as element. *here enckated
web the nart«'
LeS anneal Seems has robed
ret «mhoManed bons tones eh« than LEIS
treated Seances. mledeg Mammon Inn note
Irma the you may have pronklto yaw lenntal
Alen Tse Pon does not od•pereintll vonly
ga rde+ the fKarecy <re validly of any
cemMco
ponied ty sones other than LeS
a
h Mellen athough LeS trend Stone genera
todeetro ten .darmlanen el o mewed the arm
does rot vow* any assenne that the Scans»,
~Cost
bate red 't nclad girlies,' es
*mix* at of ~detect thc summery At adel,
please ob not I* on Ints raamalmn make
pnhase a sale tenon, fa lal mazes a
°then's* A«oants transferred toteCm ~I
felled saw floss nformahn only for tiepond0/
erne they se Ind at Ihe Peen. More basal
eke lean can be addedby nor Faso, Attot
• Unrealized windless,. Mon dates abolable,
ranged neareed pennons ee rokubeedfct
mductut wane bb The (rasa, on data for
reboot-ea las my or mitt nee relied cartnosen.
argot ida co:ony ~fore:aeon wen
armend and aha rern~
lot antsystanute
goschaw bes re each cc/TOM to deeply ore
averaged lot Th?' Trade OW <ounn presents the
0-Otlftranactnn Noe date
• Cable neueltioa Beret and ;mite& dock that
the ewer oath for earY ~on
wit be selected
~dig
by lot HAI .talg al stones of that
issue bed sour new or n name** name la or
dents Cal feast ~tones
obtained born turd
pales and es rosary rs nol pand
Other <SI
leans mew ont whet cola stn yell; complex
Mambas wet be wonted upon request
• Mona» Rod dotty& tor **sass red other
Deden« maybe Pop« or toyer than The pre teat
you would ictualy mane nth market nets aro
dsantd hemran:VI had ply ~Os ."th
Wen to be Sable. but we do not %Went! tier
nosey.
- We genera* use the chino peke when na table or
the men a/ the bed and ad. Dike Ia bead
wattles adopters wady bidpees ke OTC
writes
- Lint rte* traded anal« nay be add eat» a
warren mxhl or the mon roam price we
obtained ani guy rot reflect a, actualmake trice
a wake
- Crean coshken may roper yeilhoul a pike and
wilder. as pee ward ~lane d vee ee
treble to chins a via tor
Owo:ts a uosibes denamnSed in arraces
od•yr than u S. dotes "erflociod at the ~hang*
rate as cd te strewn date
- For cotton ~tin
tredno nnonatiormng
denannaces, pen ad dungy (Ixe wax) may
be been atjusted to *note proper ralualcn.
To Men *rem quota en. when salt». cexitaci
Fewi<til Minor
• Prima investrnenta and istrand ~duets.
Private ~mom 14<e.snOt (rcletrq deed
RoltOinto Contra al awl *gat earthmen Ma
%cakin)rd gructered products re gear ly hayed,
dined Ctertareulorto4tOolicls home rol been
manned wee. he Secties and Ears)*
Camnesena end« ay gale >tonnes ban We
vowel* estimated val entor prneee .wanset
start*, rd storeyed products tot nicernaficnat
MOW any AU•e•Cy 4 no ~armed
- Throe eaten may dale xi:6%M" Iran fflet.
any, a which a poem ~omen' se“eity0e
*unwedproduct rnal Co bast* a sold red do
not tweets-way rev mere th value you mw mein
eiaal Souidanan.
- Died tarty tamales of vaar re as oe • «elan
dat and re supple:110 Unger-nut Snots on a
rages base by n ntordent minion tern
- wan. ~at prior et <poneer mina& "alum.
d rya a* ~Sod totoFinn by the moat
genteel panne or sterna and may be cabAated
based on Metro ode: maw' Inn Mt used by
lid pales to dage ter /slanged win
- You can drain add!~ refermatenenswereg
used to deteneene the &mate of
value and the date of the roknrution that n the
Luis lee the «cut* by waxing you Pruned
Adnor
- mid party nabod values maybe reheard as
'Nat prod' in ~at senators neon re
re~fit
valizon leen has alt Kiel& a d
usabk to "go a vale whet we hone nee
thee am/feria en« hat armed han may calla
~V
rotated Mr ncw argon, ce when a
value ~Id be Nohey specula., eke to the non
ed tin money
- Mon mew an ccuer, general partner of cps-ace
«anal& eataa nar a ~bony canetd yak» rt
prowded, the var ea the sonny webedrown
from es nacho> pfte
- 'Cbstriaa an to date' may rule reen of
roPtal, insane a bath
▪ 'Origrui Link We. nepittiell the mei catering
awe per ent and mania relied your cost base
- DPP red Wined KIT tenet re roe laded cn a
',Sonde myRin onerne, and re Cirtetabt
la& redeem el they to be sold. the tree
mewed may be Its *wetepee shre *gibed
value analcd al Old >awn eaten:et
• Radricted ~akin Resenard swam "Meaty
ara not on*
eligible for yoMc tab. an Fetch*
5~044 UM tie mark« once of t.troesteled FOd
of the sane mu« as an isafed robe la tee
retarded stoa for papaws of .5..3 renmm acore. To
the <Moe WS fete led stones ate &sablefoe sale,
the value weedmay be tLbstribefly less than te
imputed vale. town.
• In (tanned) bloom. went yield andantes
An tame ol armai 'Nano ps bo:edm current
&edged and Or« .ales, manna Ww seven wit
be heb la one er from vaned date et and
enaLrey Tlua &matocart' a gudelno, acancy
rd ce4,014dinctan re not guaranteed
forma& anal near* rid curare raid la
<elan Wet of ~ion road .narde annuli ol
Prexcwi a opilig gm's re shah eau the rot
insane find anent yield) ~Abe °notated.
- blinded wuif none rd en'
yield and the
ached none red yield rate be broer a hitte
than the &ma& amounts
- An alma» ol ay...Cod ncomaBletdord rector
Morose denied by thecomet mant
oldnano balance 4~
on the last dvdond
ex meet payment madeby the noun and
awns h leaner/deposes wet be hid laan
na Iran te garnet date or
maneed.
•
ortrourd yield se not waned.
• Mau en hold by MIS Financial Seers. Colon
inure not held by their., aal nat Mtn the
Taalas ~ten
or <carol These uottt
displayed, on you 512~ for Soma ear
()Loot« alp Petrone and warn 'Seamed we
void& by te mum) hen biti ~tat Seems
not nnpantaa lee ins nionnaten red doen
Guarantee eh nary
thew asses re rot paned
by St( a the arms teWerontal SK coverage.
• Revenue sharing andSO.:anal torrepeewation
- h &Mire to coneesseencn salts and I .7b. I lees
teen& nconnedcn wet, the dalbarn of mutual
funds to as dents we race os atfiWo anti.*
mama tang parents Iran &tremors ardor
&Knot the mewl halt tat wo sell /Nu
masts we bieden two deferent cargo alms:
te mant taro by LBS of a pandas* maai
hand fray to out dents. and Oa th• asset robed a
cmgtiahr malug krat Indis sheen held al ter
km.
- We endear aft 'Ole eh* 'new nerved:by and
antis pastry, lees en corodenn le wander
flea anises tut tat pro.& to the ~Jai hint
Theo toet galarray re pad from vena toted
the altval bred and anhoidOollw non brad
entertain of axons at thbeckerdrole
holdin mewl linde of the, dud fanfy
- In &Mire Ie centnnwons rented in «erection
wit tee sale or 4:libber:an of rattly contacts rd
ent on-toned rat earls Iona clert, we ida
or affiliate ratteneselre thIlteKl<o~nootal
bon rent of the nonce COMOInef undemeng
the annuity ortrom., atIbxes cé te namoe
armpatat a spanen o4 te rat naplat 'gusto
toltdatiou10
- In &Nix, to anrowitart rect.& Iran the
pieta* and sale of ~sink
we raar
altdate ream* an assnaered roerre twin,
bailment from NotShites &vixen as well
fuxIng for Window dnelopmene, beta a-d
educabat
- Ov aliens aha feces. wring conrilocent and
otee carpersater from mutual tuoth rd mane
aalpat« whoa products wo dintb.n.
- We wise coreconsal on Iran UM Biro L6A, LeS
AG Sunord Chinch and nonalband barks
trce#. our <ash 9000p prog a-rn this
~sae-Amay be a ~thy per non fee cc
nuy be a pnenrogeot near dal, depaat
banes
Adivitt
btonbion reordna crimson and aha ~on
incurred On («nellen wth the ow-none, van,
enroud^3 oaten várcanons he been included on
Centerrohono pronauskr fanned tonal, and will be
Proud& to no ircmdi an ntCO.,
Sheet sate
II you reap
ei short seen aten ny, yasmay
alt«a chotte dat 10 («WI bonown) coots la that
Pa-touts storey.
Open odes
1'4, 06N open or 'nod Idlancekt ceders tat
nee rot ~card by the drawn dale, opal buy and
sell 110ponion re reared by the .mete ol audeeds
nre an r ordradexh a ex nth date unless
nstructed °tows* by you You re rtµntbb lor
«des that we newled dr Iona false 10 creel
Co51Olti 00en cedins
Privacy
To obtan a ropy of cut wool Chem Privacy Parke,
desa contact yet. FrIniol Ado., «vee cao «thee
at »smuts rannster eon!,
- IRS revivalSeines è rya bare The Mg etsrest
Senses Account BSA rd IHAA we brokerage
amounts whet, Watt. MO« to toning cervices and
pedals droop annornants nth Aired bares
aal Wee thrdpiny bolt andpos.5es access to
men* rid anrwety pod" issued by ~hind
red-Party mine carotenes flout insane
agency .bedaal of LBS FnantulSevnes n.
- hnonere, ~see. rod mud credan
- had WIC nand • No bra panne May lose role
- tMA Resora Maagenten Acton. Business
tantes Accost Ea Rea and rdernatavi Risotto
Manapment Accost were: wand stone marks
LES anneal Scenes Inc.
- YKA re a regrew& Vadamarle owned by Yea
Wernálawil Service Attnaleal and sad ender
kenes The LEIS ins creda <ads .rel the LEIS Vita
debt cads ate eyed by LOS NM USA wet
penraten from Yea II SA 'imported Mother
tradonarits, regreed tradereds, serve* mans and
mowed tenet Meeks re of two respecter
companies
LIM Bimetal Swim Ion
tee 701110
SDNY_GM_00324684
EFTA_00197•159
EFTA01306957
UBS
UBS Financial Services ex.
Prnote Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
nado000695943 irr9 vi 0
Account name: MAX FOUNOATON
Friendly a«ount name: MAX FOUNDATON
Account number:
Your 15 nandal Advisor.
SCOTT STACKMAWLYLE CA SRIEL
Phone
Business Services Account
November 2019
MAX FOU'DATON
Questions *bout your statement?
Value of your account
Cal your Financial Advisor or the
ResourCeline at 800.762.1000,
on October 31 CS/
on November 29 IV
account 029023661.
YOU' assets
979.29
979.29
Knit our websita:
Your liabilities
0.00
0.00
wwor tbScorrinnandaneonCel
Items for your attention
• ninip protest yourself from fraud and
rtmeW bank. credit card, and brokerage
statements regularly. Also. gel your free
credit report annually horn
www.annualcreditreportcan.
Value of your account
3979.29
$979.29
Tracking the value of your account
Sources of your account growth
during 2019
Value 01 your
count
at yea end 2018
$97691
Your PrnEltiTent Morn:
733.2
Givilen3 and
interest nCOlne
Change in
market van*
Value of your recant
1.433 -
9769
979.3
979.3
on Nov 29.2019
Oec 614
Dec 1015
Dec 7016
Dec 2017
ON itn8
00 !019
Nat 2019
5,2392
3339.2
$2.38
$000
$17929
Member S1K
ANN0020009369t3 W7000063692 0003I 119 00000X00
OCCCCO
Page 1 of 6
SDNY_GM_00324685
EFTA_OO19746O
EFTA01306958
UBS
Business Services Account
November 2019
Your account balance sheet
Summary of your assets
value on
November 29 (V
Percentage of
your octant
A
Cash and money balances
979 29
100 00%
B
Cab alternatives
000
0.00%
C
Equities
000
000%
D
FiKed income
000
0.00%
E
Non-traditional
GOO
0.00%
Account name:
friendly account name
Account number:
Value of your account
$979.29
• 1-4,Lev0AnoN
•
t`,EnItIliTf.:
Your cement asset allocation
Total assets
$979.29
100.00%
A
Eve on the markets
tndox
S&P S00
Your Amanda Advisor:
9C017 STAG. MNYLYLE CAMEL
• Dam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account, UBS FDIC instead Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money make mutual bald
sweep balances. See the knpottael n formedon
about you/ statement on the last two pages of
this statement for detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on November 29, 2019
3-month Treasury billy 1 54%
One-month LIBOR: 1.70%
Percentage change
November 2019
Year to date
3.63%
27.63%
3.80%
27.34%
1.14%
1838%
-0.05%
8.79%
AAP100320C09909“
7000063692 0000 I 119000000000
000090
Page 2 of 6
SDNY_GM_00324888
EFFA_00197461
EFTA01306959
UBS
Business Services Account
November 2019
Change in the value of your account
Account name:
MAX FOUNDATION
Friendly account name' MAX FOUNDATION
Amount number.
November 2019 (SI
Year to date (I)
Opening account value
Dividend and interest income
$979.29
$976.91
0.00
2 38
Closing account value
$979.29
$97929
Dividend and interest income earned
rot pu vows of In, Uttecreenl totatillty Cl Inkiest and Indent/ atom has ban determined 0011a US
tat 'MOM ect PLoWedive. Bandy:on the residence 0 the account hddet, account !we. a ptolxt
swath's's, ands Ovidend penmentS MN not be StMed 10 LIMN, SIAM
ardCr awn° RIM (PR)
Income tam The there rnOnINy Slaterneee it nal Intended to be used ax1 cannot be teked rpm tor un
Forams clefts shook: Wu to the addict. to temong forms they teethe Men UBS annual), sign as
the Form 10$ at the Fans 480, tot tat rtpareng 'Manion it is 11* practice of uBS to fie ilk
comae tor cepOrOnq loins loth the US Inten41 Resents Sent( e at PR litauty DeParunent. Mid in
such kerns atoratey clxafy civetra ad cc ireerett a tat exempt or late mane. net coma yew
indedual tar peony
Cash activity summary
Le Account achy* ?Au monthIce Man Baxter in your sweep omen an rmucied in the cocoon and
(loon; Mantes rata FI:OC irourancoxoploo tO &patio a U6S Bane USA arid al banks partcPahr9 in IM
UBS FDIC Visaed Deposit frouraa n coes not 8COy 10 deposts al UBS AG. Searnlota Branch WC
prottcton amoe: to money market sweep fund eicearqs tN net hank deposits See Important mbematon
'tog: yout :teener, on the Int two potter d the Moment kr Mats.
Your Rwanda, Advisor:
SCOTT STACKMANILYLE CASRIEL
November 2019 31
Year to date (S)
Opening balances
$979.29
$976.91
Additions
Dividend and interest ncome
0.00
2 39
Total additions
$0.00
$2.38
Net cash flow
$0.00
32.38
Closing balances
$979.29
3979.29
UBS Bank USA Business Account APY
November 2019 (S)
Year to date IS)
b-iterest period Oct 7 - Nor 6
Taxabb interest
000
2.13
Opening UBS Bank USA Business balance Oct 7
5979 29
Total current year
$0.00
$2.13
Closing UBS Bank USA Business balance Nov 6
1979 29
Pror year adjustment
000
0.25
Number of days in nterest period
31
Total dividend & interest
$0.00
$238
Average daily balance
8979 29
Interest earned
TO 00
Annual percentage yield earned
0.00%
04170002000MNS UW1000063692 MO3I 1119 000000000
opocco
Page 3 of 6
SDNY_GM_00324687
EFTA 00197462
EFTA01306960
ES UBS
Business Services Account
November 2019
Your investment objectives:
You have identified the following investment olontores for this account d you have questions
about the* obrectives, disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. YOU can find a full description of the alternative
oweslmentobtothveS in Important nfoonation about your statement at the end of tins
document.
Account name:
Friendly account nor).— ' • •
Account number
Your resent objective:
Capital appeemanon
Your risk profile:
Primary • Moderate
Invelirnenl eligbility congderabon - None selected
Your account instructions
• Your account cost bass de._
10. Ara In, rest Out
Your riganciel Advisor:
SCOTT STACKMANLYLE CSSMEL
and70,02X0996946werda0063692 OM It 19000000
Pepe 4 of 6
SONY_GM_003246B8
EFTA_00197463
EFTA01306961
UBS
Business Services Account
November 2019
Your assets
Aaount name:
MAX FOUNDATION
Friendly occouet name: MAX FOUNDATION
Account number:
sane Creel. PcOrne andCarat vista ShOtan may be <C0fOrinrole As a RIOT can Intl IOSSeS nosy nOl
be tetwarry reflected. See imporientedoemarecn Moot mot statement a the end of IN, dawned tot
'Tree rnfoareilion
Cash
Cash and money balances
Con and noisy brewer may *Ida avataie can balances. UBS Bank USA apart ac <nun Maces,
UBS FctC Insured impartSant Stances. UBS AG Stamford Waren apool account Waxes and money
maoteli tud tuned ivretp tetanal
see the important olonnoon S000ur StOteAt0t at the end d this Women, fa WO'S abaft test
tetanal
Haing
U9S BANE USA BUS ACCT
Your total assets
Your limadel Advisor:
SCOTT STACKMANIME CASRIEL
UBS Bail USA soden UBS FCC Insured Rogan Bar{ depart *taint Waves se Insured Ey the FDIC WIN.%
Mite,* lmn. bbl are not watered by SVC UBS AG Stamford Blanch deposit account balances are not insured
try FOC and rev eta pfaected by StFC lireney market seep tetanal are prarected by SAC Out de ra tenured ty
the WC
opener) taance
closorgba axe
reaper Shaft
Ave rase
Cadent:flaws,
Dap n
on Nov 1(1)
at Hoe 29 CP
creNor NO)
rose
Peloci
Genoa
Cap amount (S)
979.29
979.29
250,000.00
Reentaged
Cost
Bimetal
unfeeling
Value on Nov 29 III
your account
tare (I)
encode 'name (SI
Ono( IOSS(S)
Cosh
Cash end money betimes
97929
100.00%
97929
Total
$979.29
100.00%
$97929
AhP700020C00364a7 NeT000063692 OCCOI I I IP0000000X
OCOCCO
Page 5 of 6
SDNY_GM_00324689
EFTA D0197464
EFTA01306962
*UBS
Your notes
ANP7C00200099694S WM00063692 00001 1 11 9 00XOXIOC
000000
►egg 6 of 6
End of sutement for account number
SDNY_GM_00324690
EFTA_00197465
EFTA01306963
Important information about your statement
Le2S f condi Semen Mc. (see firma USX found'
Sondes), re a muter ol al octopi too-nty.. cownocity
*adoption...who-gm UBS Enamel Swoon and IBS
Bart USA an rdeect obsciattesct UPS A6 rod
Shares of WS Searittes 11.0 the Pim% frontal
statement it madialt upon request The Fern's newt..
°floes are at
IBS fnaKal Sleke( he.
1200 Barba Boulevard
Weave& en h1/07COS
IM unmeant nha•C•ntc the onsi @natal defied of figs
f marmot Semen ac<ounl Gibe. reccedS. Ow.e9I
ONO Waffle*. e ornamng oracle., elia Mold
not be relied LOte) I yOu bete* thWe 6 react a
Phopoei. aft* lepat it fterrechatelf n reritng to the
Branch Manger of der office seen; sots *:cote.
Alta* at Mutes thorn, are Minded loft acctealo.
steitniert draft:mil ml be used fce Lao pawn Ley
*Zen )arena La toms. (ft. Form 1099. 5498.
tic )Men Prang yeti IY roan The inn n
mound be law to repel tour RS all untie drgleroll.
reoortabhnrtmabk dnidends end tattle :awes!
Nand On ittuatt held n 5Oi.e Kahn!. net Craft*
on tie Wanted cm. nil eon basis oncolonmuted
:engines
Corremonksliens with the Finn
• dleasfte.ccedift vet oral aernmeabons n wens,
lo further pate you, ntft. tact.? sow ertI
*ex* Me 54<N en Vanier Protaten Act TS A)
• II tbfinacd cacao, on the asp lay cl te ton
of teut 0144475.1 a
anti IBS Farina Sarah. UBS
MANI Sows Gaffet Dew laOull at chino
trobw by rarer*
•vih the nekatod ftlite e5n
we Sported 'cud the relleOnt,0 wfvnpr
Ofteftil
. t.inatani hen tae,. 04/ heft and
tmLnies se localed a UBS hunt., Sonces and not
the nvodrlrlg broker, and year ensl make a report
of ry ma a onaaon to both In, s
• As dtarbed n Ite actchal Kretiftents, (Cu mat
rolify in of any ono-, oe nod molortod-eels
reflected en your slacnont aelhei 30 days after it was
Makda rude available
• Una 400.0 (Waft! aniplardi a After*. to the
rrws Clone Melon. Dipinhent at 201.752 • I 6e9
a tot/ me ae 800.35.9I03. IIIMA.0 to 600
IT Made, though Foley, a in Aft n210 te5
enamel *KM 5x.. Chent Radeael Deo...Una&
PO. Bo. 766 Lhon Cly. In 07087.
• Al statements shall be deemed corn:lett ahlactsie
ii not <bodedto n retro stabil 60 days
• for TTY wrote,. Cal lid4412.098Sot from outside
the U.
CA2171.357.1495
• h (Me of roll a aftlealS *PA an eledrox
fink transfer (ErTh. till parent a WS Vet debt
card transxtkers <al 80O762.1000. or *Me to UBS
in.-col Seats la.. ICOO Harbaletsch 6th f kor.
Weehawken, NI 07086, Ann RMNBSA Sawn
Cita mile as soon as )a<an.1 oxa tole sos
statement a /wept rs wrong or ayou need mem
Samson abate a transfer on the gantry a
mece The Tern or Card basun apolkeble)rrtni
her Morn scar no Ito thane° arys ante to fon
eon year IM fed etaternwe al *etch the Ma or
Fob*" *Pored
- hood. oas nano rd accon nunlate d any)
- Donate the error or he transfer sou a wane
about and npLin atcb& asytu (31%0.1 )co
blew n is an arta a why sem need more
riormanwi.
- Provide the dollar arnaLnt of to expected error.
The Fern or Card ramrod nvenoate your <emplane
ad waleo•nect nem. proeptb• Fa alleged aeon
mohvg LCISVaaockbo cad transactons.l we lie
awe thr 10 bacons day; to da tres, we maned(
rV atccatt la the swan you thrit n n snot. so th.1
waived Nag* use of to
dung The two
ties Leto complete at ne•sloaNan
&me make all checks payable tote fern or de
fnamialinsittaien Mooted*, Iv front cf
itiatnia In addition to fogula accost!, foes, accounts
may be *beret to mantenrce fees. chrges fa late
pararn for secure.; purchases and Margot fa *pad
anions n cash attar.. Amulet der Xabantten<d
toother noetnons ml) be sufew1 to a &nit ft.
IAS Sweep Oplkas
LEG citeo pitons fa sweetwo caoh Winces to bark
deposit *can at nen- Aloud bats ardaHtlated
tares and money Elate (Null limos (Money krds).
Cloaca accosts at LOS Bar* LISA and nr. mood
balls parlicping n the LICK RIC awed
Program ar• MC-nand n accordance wehDr
t
Crule:
For owe riomtabon, please tot Was facia)... Nand
weasels/AU% AG Stamford &arch arid lures of
Nasty fends are not taxed by Me IOC.
Barn deposits se not protected by SIPC Monty kid
Moos we protected by SIPC See "WS Inmost Services
Stearn Preatotai below
won sow masa biro>, n No bark deluge may to
wrhdram. and ;has of a limey !aril my be
Igudred and the vetoed, returned to pact sas
Searles aaftril
hate nfamaton tout tradable sweep options.
nekkIng <untie interest here and yields. is 43/4atable at
www Ws cansweepoolds. Man yoke insmulAdmscr
a by <atm BCO 762-10:10
Leif inendol Sorakes account probedion
Tin Fern 6 a member of to Scones nada Protectcn
CaPeraton(SOC)...Pich protects Securem <women
of as mendansw to SS00.000 (ncludn; 12%00) for
darns for cash) &planetary brochure nobble ison
'Mel a le me. SOX ot9 The SIPC awl 'Mahon
tiros oapsi to if 'porn tat you hold n a prikular
<ao.x.ty
The Fah *after at mien affnalts, has also
lestrowd supplemental cosine* The rreirrkm
anxst payable to all doable clews. eolectrob under
the protechon a 1500 mllab at of 0400.64f It). 2016
Suboo to ihe coley condi." and lentiften. Ora at
It. Fern a haw [rotated Ice talc SI 9 mace, on the
olgtegote fa al pa accouls heti es a palotlar
daak dr A tut <COP/ Of to poky wade.; es amiable
Loon moast
fleeter to SIC plan-Ion roe the stoplintetal
protectors yob to:
• Celan 'Dental atom antosied by fun nasded n
Y0ka ACedell vat*) but heti away IranlBS financial
Santa Foe ftercle certain C0insteexegrodAls,
ncl.drg yob* females. and (.Ostotts oi mutt*,
AAA regiotral flux cum, of the scowl holder on
the becks of the me, a twofer nee),
• mounted (moots a mesinerst nierests le 9.
looted ornenhps rd ;Mate placements) tat we
not rog =teed under the Secuntios Act of 1931.
• Conwocitescrerach (e9, fire In **charge and
pea eft metal antral* ft hedft.)lilitite uftrals
In/ CrereeitY Wean contra; and
• Depose actor's (inept trek**, of deposit) r CBS
Bat LISA. UBS AG U S branches and brava Ow
KIK erased Nyasa Provern
The SIPC protedon and she stppetetamalpraetlos do
nee apple to these math ear if they ederwee apfter
onyxr slit tenenh. Ter SIPC protection and the
supplernewal protection aired proita agarest &angel
in the market meat of >as rmetnerts (whether as a
meal al market movement. boar berkrtpya
otherwisol
Dividend Roans's:ran Programa ODIUM
The pore reflected n an average era. you May obtain
the actual WK. Iran 110.1 IiuMnl&Masa Onlr stick
turn me outhamduride DRIP. partial 'hoes all be
sold rd theca Mil be &pouted is you xca-nt The
dredend remain,* price mauled IN the Issuer nay
diner horn the make Pat at v"ch tepmral gum
resod
Caohairolhea
Gray whole tan may be held n you Saw. d you re
Willed 10 a partkiltlit at a retell of a &Mendgement
othenvee. the Tem elate seal band urns ai
mate paces:trope al rail
determandbi a
regiend clowna perky. ard (min AV Kaheil
'entailment objectisne
De roe:tree objector; rdnsk prank re weed* to
ea account and my vary between yes =ores.
Pons rims the Fens pace-RAN a vesting d ay
sadicant chair in pas land MAW CI
AarTre
the
l
nen For
leach lc
hall. you
&oft* ore of
Ins
imminent teei ng
daj twes
• Prance Current Income Irrrestments
the
(lentaticn of none orly
• ataten•CepoorAopwatoo hsranwas sting
groat ot inept tato( ten the gwerahr
name
• ftoeha Combas/en of %moat sal 000,
AppitcbsKon Innottnerns seeking toes the penwation
of ro<me ad comb of wincipal
Owed rialto:Silo
• Dwane*, Stein to marten Mel catgut. nob
tin rid( ad .drily to the mast metal. men if
tee nest the atone does not gent* Kinnear*
moon, ce roans and may red Leap pace wt.
• Modern. Wing to accept ;ono no to pnncpal and
tolerate scene minim to seek here rams
• Anse Wilig to accept I4 it 10 Pwc16. 1a-d
highsobully road,
(nun ow lent
• fralow.a.V..aty Can:drew. I selected, a
paten of Ma ',natiofor Me accart may include
cargo. tual•gre, rend liantm, and Teed.
Walk,
Steamer* Isotdelsolione
We may tosto-otbet ll reteed account UAW...MO.4h
the same *Stets n the same eenekpe. e.g. because
they ham canal who abe mentan pet stave
relit...hos a+ other (lents al the sane eaten f
yOu prate to meat rid ideal statements moiled n
topers eenedocoi, you may &ono hosneekokfne by
calrg so.% inroalAdosa
Friendly occotott name
Ro handl/ account nitwit a. <Wont* •nickrarre•
chasm by you to /slat you win you reafdleeepto t
has no 4911 ef tea cm your accent. is not reended to
felled me want. pranct, rtMenn.n.lion.
me:trent **ewe a re& profile as:autod raft roes
Kau". and 6 not a prance of guarantee that wrath
or and Inertial mutt <WI Ce but be xhon..el
ft vaelIniatt eftaa ter4 d ft( nekbeg to n0t of
loss of the tyro nommyee You <an charge you.
handy wcost names enough Oran. Samos or by
cooactec yoke fora sal AM's°,
Aetna overview
• vatic of you ecooneaparrfoks Net of asses rid
lid:de in.
• Assert What, ftaible <410‘bArAftIalle$ Its
"Canal scurry (ng). Ind Cobs Tn. Deposit,
strealvd mons to make. and tenon Ones not held
by
Arm Don not nclacle waned noontime,
stow and ce the poor and once casormee periods. cr
rose nentnwet tnosted stock *prom and
saieroubf> nod 001.0.14
• duoiter eflaclet drib Wiriest. onawrig male.
lora (Nat Ints that roue biases
• CathMoney baron Total of unmoved hobble
cash teitaftft peat &pad balances al all And eh/
nca-alf toted bras. rd worm medal ma.* band
snoopbalances. at the closed the Atari period
Non-cormsedly het wed. balances nor dame. re
me
from other balances o^4 The Fern trey
it. ryde the* awed neat cednry coarse ol es
Darold Tel tint are payable Won your demand.
Ibis total Is needed m the curet prod ckoino value.
Leans infcemetnee
fix dueled nicanabon cn the f nns loran; sodas
rd &clown aft to scar Clore Otslattornhp
atoaseneit a Aaare duyeefftre and to Geneva,
Tern tad Cols:Mons CBS Sake alt of Credit 'mikes
salable nAgreetr.nt and C•Cx busts
al low. ii
?..aer ie, eree,(55,a,
SDNY_GM_00324691
EFTA_00197466
EFTA01306964
Important information about your statement (COntinued)
Vom sta
Vas fatene dences secuntes ad odar ara hold
n sle saud at the end of de Thlottieg pr«, Y%
nasa a. for cbhay 'uty pagi starrfeae ang til»
You mag mote* 14h.rath utsig at ban tolageol allor
Pated Jury balakt due slitent Ary w (ur be,
vetefred totefim ding the statement ponds.
blid al malet vass ot the end d the staronent
peatd
• Gat berå. In detteninng the <ost bate of d2
seasbes includel st his damene. Mere nilassa
wth the romt« 'I; Led Froncul Sam« ha mil
0, et ortnalat<blartel horn ~h
dh« Omn ISS
~cd Simon. radeg ~mates Iran salta
Inna troe you mag how preeded to yota enskil
Achnth 'degern donna ndhantantl
te sodas
~elet the sa
ce 'urd yd
orertatas
~ed
ty sarces othte tron
Fetanod astat kroat..
Ø addleart akhough LeS
komet general,
ratene> *n rasovän, n e mened the rom
dom rot tamde try Jin 41X el tit th, marnotas
voke 'Con bove- ad •Leredded gard loss' n
sats* at os te data Te nattara. As tar,
pitre do na inton hon rternabs aci nulte
Nedisede mb deence fa lar pA:OSM Of
"tennt A«Oentt vadred to thy hm mai
••11•619srilos• damalm *My fot te (»rod of
lene skry se rod at fe Fem More helotal
lohrinettan can be added be >as hvete Acktot
• U.wSind gindlossos Whan dann /notable.
mante! ire/tad gan/bisn se oakutseedfd
niveduIsearry bh the trauet 4n data for
rdvd.a ten mayor ~the ml kn aermaseard
chvan ada coanty morgsasion adm
Ormtid and other ••••••~
Ion sel sydens<
pathr» bn ro exit caretned to dgatag tro
aseatjd lot Tro Trade date' <Mann ~rit% tro
~Vanarta.
trade date
• [Sable mcsitim Bads and ardened mak da
the mur <ab for tarY ~ion
wil be ,koted
armotal by lot kan smed al Harkes d &bm
oms rua", or a nome« name fot car
dent, Cal kapre ~kones obbined from trod
palen sd ds song/ n nol garantied Ode< ral
femnt mag eten wen:hauld Sted sid. ~les
Mammon nat be panled teoriraguen
• Prweavaluo Pron Ostdygd lamas-bm aidothyr
patent mag be høer or bryet thin the pet trot
su %%dull small, mene n the marki! Prat I.
obtarted I rem ~gan trodParty, tantes tateh ee
Merete° be relabte. Iata es do not putene tror
away.
- We general, ute the (buing peke who-isabbat or
te nestri the bd and ad pekes la åsted
stankn sd wiren, a *dy bil aen br OTC
~da
- Led susl,. vadd ~ant ty be {sod va» a
vataton ~bl « the mod nxern prim en
cbtaned ad may nal reden a". actualmarrot ceice
arva.*
- Calan pasidan rna, sper wilhord a ake and
val show w 'wca sand solide' ly., se
kneble bobla, a ara
Otposes « 54.0.11.4 deremene.0 n onnet
ah« tron u.S. dottet seilfenad i the ~byga
rate red Se ~mere date
- For (ertete hevete, vade, ri nomadenes.?
denomraces, pace ard Party daa ard meg
haw bes adusled to *sletne props ,batna.
To obus airen <Notaen. *hen nabb». antatt
ytte Ftunotel A<MtOr
• Ihkilt• inveCrnenta endrand
produast
Private ~hum serudes (KØ
dr ed
lIdettedron Prener Sida./ agat neitrona "et
mått) sd saxtvedpeott/cts se csatraly ropa
dk ed Ctrl n a LX tred g odar hare not bent
ra:1~0d w ett the Stana; and br hard*
Caernesian a te-dr sy edle ~dh, hen We
~de esansed veden toe peohe ~mig
secaros ad ~sd
arobat ta ',larma ficnS
1>s00••• ang Auka} 4 not Qatar!~
— The, V.~ 'Ny 041« SU,Står‘14O/111Oli tater 4
ir% at *hitt, a parate nyonnene sertir
e a
*uttur& poda« me; be baste a loyl ed do
not naettsly reversere the sals arri my maie
tes Si:Niding"
- %ed party ',tentes of »la se as of • calan
date and are supparel b OBS inereul Savnes on a
mais hate ta a, rdeperolcee ,linion Inn
- kaus. ~ai arms a testa oantoud vakwc
d Ty. se ~10
te Fim by tro«,.
general panne( a spana ane may be <attlate:I
bardon Mue« ntrenteon kan dat tasta
tetid penes lo dens, tror eumated tuben
- You can etamin atletmal nformaronagardng
otteu4.4,t used lo damtrane the ',gnata
flia sd the else ot he nlantatianthat a the
basis sa the «rateby rontactrgyea i ~all
delfi«
- Tnrd party moraled vaka myte rettabai as
'hiat 'mad' n ~al Inuaans• V.«, al
~sa
vabSon lim hat rot Sallded or
sutle sms vals ~ere besne anse
thea 3 rnlikrild nr* ros sond ht my ela
Arenals1( ~el
tala ina cuesron, ca t•heti
toks spa/d behold, spa-ubbe dit lo the rutee•
d he xcumy
Mgm not« an etJer, gentral parti of cperace
Metaled valay r
a ~dory rimet. vaby
peamkti the tala of the soarty tall be deira<
front ei putchave pm.
- 'partatars to Ose mag ~de t"rn pl
tapa* name a bah
▪ 'Ortyrui una na' hpf ~h the rad Merino
peke ps unt and my na elben >tea ant base
- OPP arid isaMed Kfr saaaiet re rot lided on a
nyttcnal Notere, ~e,
and JR oentrak
dload end aven d they can be sold the ma
~sd may be kos ttat
der sharia minred
valta protrad n tro accasn maturt
• theltticted ~Mo
P.Onnwatietenti4 gineeny
are not arrad <dyrbar Sy pr.4:atc tala Les Fna,cul
Slaxes vin the nurk« race ol te rarrestreted stoa
ca the satte muer as an itad ed vals la te
redrkied stod for parroses of dd stakene« ady. To
tro Meg Mg nield etan es se <kaldt lor sale.
te vake wc-Nedmeg be ubstemitilf less tron te
inweed vale tonn.
• kl (estimated)Scorne. ~tnt yeeltb ondartet
le ternet pl .reid rane o boteam (teint
dedited ad niwen ale% ~treg Vie stamn etg
be held la ore yta from staterma, dale Ce uti
~sy
fit metate e eng a gutane., aftteaty
seil tsarvad «ane n not guaranteed
t• Famn! smal moro and ramm raid loe
talane/Pel Of stavnit «att selde aret" of
PreChti a <Mitti gire ri Mich Mehe ml
nome (sd anen, Welc) «old be omtale&
- Eatinated
mone sd <ni yeld and the
skul hame and yerid sedd be base «hetner
horte'. e:tettsted ininunti
- An 0finIale cl ave.eatrod nome (denclord anda
Mant) dembd by de osen madet
~nano
tolv« e~
on the lxt dvdend
a mant partro maie by the noter and
stunt, tie wcarmrdapatts ml be Atle I« ase
from tro sl sanem bate w unblmat.nly.
Acosacyrdrorenuelyed se not ~ned.
• Aase° not hold by VIS Finsild ~fal.
Cellen
treet> ere n% hekta °tein. and e.l fit., the
mfl {metson or <reol Trone astat am
drplayed on par datentare lor edonnabsal
papa« sly Pottane and totem tamnod oro
peortbd by lh rotary lm OBSfnaid Sendes
nid ~stat
la IM ~raison eddoesns
%innlet es seursy. New ~als st rot podedvi
hy SIK or the Fnys leaderontal SPC rotinga
• Revenue sharits and addidanal crompeawation
- b /Mais to ~men
ai tales sd 17b.1 lem
mened notnam valt the clearkvas of mutual
fine to os dem we råa w alflisa mais
nerts auing partens Iran dettkuPtet ala
adtgat Ot the «utad tatt ral wo all tea
snasa re based ca two «femnt osrps-remst
te rasa of lates by tBS of a Pantade ~hat
'led tene/ le ant doms, and lia Iro avtal ral» d a
carrouls rekkte •,s41~/ • tam, Neid al h
Inn
- We and ca stitoa ah> raene netwal.ng and
mesbus ;naten; het et contelerahn for enke
nem sari«. Pa no god* to the mittual herdt.
Dh% tea ~Ny ro pad kom mana aitat
th nuel tad and re a headdala ~an bastet
on tennåe of scoret x tro brerordeake
Moig ~ull linde d that lad lan ty
- h addeis to armtiroomneeered n ~is
St tro sale or dibbution d zenuly tonenes ad
urd renmen lete tnt h dø (lent,. we Jada
ca "lute racere teten* thdiM cart>eMaten
tort thety 0/ the rossa ~arm undenweng
the aenuityareract, Seid« d the in area
<Orrhanen tg thtaWt Ot It* une ~tit
lognt
~dalbu%
- b Stillen 10 oxretntethrocethd front nut
~ute and sak of t*09 iaestads. tt anda ca
altlase reaw• ei asvathated Iltrd1Addring
>samen, from Ne4Shres Odda-dot en roll as
fa
hrdilq technology othelapnwm tranna sd
*damen
- Ou nibloles aha recese trid.; corraissan sd
ode carpernalen from ~talfurda ad nera-ce
carpanot staa get.illt yte dahle
We wen* compensal on tromle; Bad. Ul& LeS
AG Suiedordetsch ånd ~an ilsed bra,
th~
aue cash tweed proya-ns IM
~sis
mal be a romhy pa ~i
lee ce
my roa patenta:sol avsaga dal! &rota
axed
Act"wity
hforrnadon reosdn; cancanen and aher thx
notes, n ra-necten mit, the eteo.rton ot vadet.
ndaded Øm varcxecits ta roen ncluded on
CCenterrueont phnautg urreseed total. and toll be
Isonded te sy prowdl an maald
Short setteg
Il you re 4wd n short 'di"; a witay, yusmay
ette adlige Me lo <son barowna rose fa out
bero.» se vila.
Open adm
/a/scing open a 'asod tillancelet «dvs trot
vide nat .sned byax nemt« dale, open bud and
sel nyo ondes se redved by tesnara ol chedoxls
or r•tes ca ri ar deddends« simle date unnt
nelnxted onterary byyta Var re responsbb lor
adm Irot are ~med dat tortur false lo carod
~ing open atlas
Priwacy
To obtan a revy of as tunte Cliem Prime, Nake.
dean~
ytte Fell/x.41.~ «vet w wetnte
ai »em. ratt eosstrow t
- les Financial Stitete rot abs* the RAA. Elanen
Samt; Account BSA erd BUA re &drage
romte *ard% groe* res« lo bag eg tcrvat ard
pecdzis the~aerångements rent SIdabd bres
ad ofl< itteddany barnk . andpa:nekt sams to
masa ad anrorty vont" isveda uroa filarof
thedosty rna anse «moane. to. <uti.", raxe
~ty hkoduttn ol IBS Trunad Senen hr.
- ~mere ~erne and mune CoXLCIO
- hat MK royal • No bant gdararete May lose vale
- Ined Resara Msedetnem Ara,"
Bovane
Sanecet Accoum BSA ela and nosnomad buar*
Management Aaotre re restsed amme mrs d
Led tromla, Sames n.
- VISA n a regrtwed addantalt owrod by sea
Vreensionii Sannes Aua inert sd utad talet
Rense Tro ISS isa (reda <sds sd the ISS Vita
det« <sds se ned by ISS Sant. USA tek
Pandros Iran Vro O SA roapotaltd Atalt«
fadrtnt regelred ',dunsta. savne meka and
reg ~ed service ~ett se of ter res~r
~pinn
UBS Fiaandial Sweet Inc
Pen
SDNY_GM_00324692
EFTA_GO 197467
EFTA01306965
Eta UBS
LIEIS Financial Senaces M.
Private Wealth Management
299 Park Avenue
26th Floor
New York NY 10171-0002
ruiteic0I2S603S1219x13 Yr 0
Account name: MAX FOUND/0 ON
Friendly account name: MAX FCUNDATON
Account number
Your financial Advisor,
SCOTT STACKMAN/LYLE CATRIEL
Phone
Questions about your statement?
Call )our Financial Advisor or the
ResourCeline at 600.762-1C00,
account 02%23661.
1Rdtour webs's:
wow. ascornifnancialsennces
Items for your attention
. welp protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also. gel yin free
«edit report annually from
www.annuakreditreportccen
Value of your account
Business Services Account
December 2019
MAX FOLVDATION
on November 29 (S)
On December 31 (1)
Your assets
979 29
979 29
Your liabilities
0.00
000
Value of your account
$979.29
Tracking the value of your account
$979.29
7,2362
6.2367
239.2
1,2433 —
9769
979.3
9793
•
Dec 2014
Dec 7015
Dec 2016
Dec ki17
Dec 7018
Nov 7019
Dec 2019
Sources of your account growth
during 2019
Value of gout &count
alyez end 2018
Your mwstrrent return:
Dividend and
interest 'Nome
Change in
market value
Value of your =owe
on Dec 31. 2019
197691
S238
5000
$979.29
Member MK
ara.7000303122603SNP7000”89680CO3i 12190%00GO%
Orfat
Page 1 of 6
SDNY_GM_00324693
EFTA_00197468
EFTA01306966
$UBS Business Services Account
December 2019
Your account balance sheet
Summary of your assets
Value on
Decenter3 (1)
Percentage of
your octant
A
Cash and money balances
979.29
100.00%
B
Cab alternatives
a00
0.00%
C
Equities
aCD
0.00%
D
Fused income
a00
0.00%
E
Non-traditional
000
0.00%
Account name:
FOUNDATION
Friendly account name: rAe. romoknot.2
Account number.
Value of your account
$979.29
Your current asset allocation
Total assets
$979.29
100.00%
A
Eye on the markets
Index
S&P 500
Your Amanda' Advisor:
SCOTT STAG. MANLYLE CAMEL
• Cash and money balances may include
avaiable cash balances, UBS Bank VSA deposit
account, LISS FCC Insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual he'd
sweep balances See the important information
about yaw statement on the last two pages of
the statement for detais about those balances.
Russell 3000
MSC - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on December 31.2019
3-month Treasury bills 1 52%
One-month LIBOR: 1.76%
Percentage change
Docernber2019
Year to date
3.02%
31.49%
2.89%
31.02%
3.27%
22.66%
-0.07%
8.72%
AT.PTOXIX01?96036 NV7000118968 0000I 1219001%0%00
010:0
Page 2 of 6
SDNY_GM_00324694
EFTA_00197469
EFTA01306967
UBS
Business Services Account
December 2019
Change in the value of your account
Account nen*:
MAX FOUNDATION
Friendly account name. MAX FOUNDATION
Account number:
December 2019 ($1
Year to date IT)
Opening account value
Dividend and interest income
$979.29
$976.91
0.00
2 38
Closing account value
$979.29
$97929
Dividend and interest income earned
For mimes01M statement Imablity of bind end chiicleix/ income has betn determined bah a Us
to '<Partin pecipective Based won the residence of the account holdek account ire. N piolst Ira.
son* IMerest vide( OvidendpaomentS May not be staled to tinted States CUP leder PitrIO P4(0 (PR)
InC0fre lain The diem Monthly gatemen is rot Intended to te used fed cannot be 'trod Loon tor is
m motes (lent; should qief Nth. arylCa:Mt& ripening forms they cocas. Wm UBS annuAy, such as
the Fonnt 1099 al the Farm 480. lot tax lemming inhormation n n the punnet of on to lie the
voliCatie lac reneging toms alb the US Inlegni Revenue Stmt. SYJUR Treasury Department, ad in
such Snare acctratey clizofy demerit and cc 'nitre-A x tat tamp or late axone nee corwlt you.
Indudual Is. gnome,
Cash activity summary
See Mcounr a( Nelly thu Meath Ira *Hatt &Marra on your Sweep op= are onduded in rite operong and
char.; bSatos 'Sue MC insurance agues to &pouts actin Sant USA ad Al bank; partcpatirg m ire
UBS FCIC Muted Deposit hymn. n does not soy to ckitosits al UBS AG. Stanford Branch 51K
motetton =he: to money mute{ :weep fund hddirqslairl rot bank deporits See important inf.:mat:on
'boy: yout :lemon< en the Ist mo collet d thn downint for *tat
December 2019 I1)
Year to date (3)
Opening balances
$979.29
$976.91
Addtons
Dividend and interest ncome
0.00
2 38
Total additions
$0.00
$2.38
Net cash how
$0.00
$2.38
dosing balances
$979.29
$979.29
Your Misanciel Advisor:
SCOTT STACKMAIIVAE CASIOEL
UBS Bank USA Business Account APY
December 2019151
Year to date IV
Interest period Nov 7 - Dec 5
ravabb interest
000
2.13
Opening UBS Bank USA Business balance Nov 7
$979 29
Total current year
$0.00
$2.13
Closing UBS Bank USA Business balance Dec 5
8979 29
Pror year adjustment
000
0.25
Number of days in merest period
29
Total dividend & interest
$0.00
$2.39
Average daily balance
8979 29
Merest earned
$0 00
Annual percentage yield earned
0.00%
exP700030012S6037NO700011896B00)31 1219 OCCOOCCOOMIN 101C00
Page 3 ol
SDNY_GM_00324695
EFTA_00 197470
EFTA01306968
UBS
Business Services Account
December 2019
Your investment objectives:
You have identified the following investment objectives for this account, if you have questions
about theSt objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. YOU can find a full description of the alternative
ovestment ollechves in Important Atom-moon about )our statement at the end of thrs
document.
Account name:
MAX FOI/NDAPON
friendly account name: MAX rO
AllON
Account number:
Your retire objective:
Capital appreciation
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• You accotrit cost b
1O. Rrst In, Est Out
Your Plarciai Advisor:
SCOTT STACKMAHME Ca SPIEL
ahe70003001296038 MI0001,8968 00001 1219 COSOSta
101CCO
Per 4 of 6
SDNY_GM_00324696
EFFA_00197471
EFTA01306969
*UBS
Business Services Account
December 2019
Your assets
Account neme:
MAX FOUNDATION
Friendly account name: MAX FOUNDATION
Account number.
Same prtel, «Gene mclmacol udues Owen nwy te ~inrolt
Asemt& om an0 ;out; mar nol
te &model/ renecle0 Set important Mammen dootiour Statement A1A<ergoltMsdpcunrrPra
more 'nl ~agio&
Cash
Cash and money balances
ban aal promo tulyncer may encluat avalme cYB baan" UBS Bant USA ~Ot z munt barg"
UBS FpC Inluid Rayonsant Sames, UBS AG Stentor., Buren deDoot account blaxes act croney
~Ad mul ud lundSwPcp 1284Kes
Set the important' olonnatron ~vip« Statement at the end d thn document la Wals about Wow
Naam.
HOldno
UBS BANT. USA BUS ACCT
Your total assets
Toer Maande& ~sec
SCOTT STACK MAOLYLE CASRIEL
U85 Benl USA endtll UBSFDI Initieel Roggen Bant clepOot aston beleen are Inioted tly I he FOK vathln
apylhable I ents, tul are not psnecied ty WC UBS AG grimt Baant h demsit xenon tolaxes ale not omina
ty FOK ana gee nen Wonend try DPC Man market Svreep balances ate pect«IteCl0y DPC teil Me cOl Mond ty
IOC
Ogeneg bdance
Closerg baarste
hiCe per Shafe
krengt
0nidencl intenst
Dar in
co Dec 1 (1)
co Dec 31 (fl
(n Dec 31 (S)
ree
tedoi
eend
Czp Maan 0/
97929
97929
293):CODO
Percentage d
Cast
Bumated
voedend
vsoe on Dec 71 (E)
your account
DM 01
aninglInCOme (fl
onnet IOSS (t)
Cash
Total
Gsh end money belonms
979.29
10000%
97929
$97929
100.00%
$979.29
AnB70003001236039D07000118969 0CO31 17190CC0CCCO3
MTO
Paga 5 of 6
SDNY_GM_00324697
EFIA_00197472
EFTA01306970
SUBS
Your notes
Awn:COCCI 296040 W700011896800001 1219 CCCCCCO00
End of statement for accoult number
°Ica°
►ogo 6 of 6
SDNY_GM_00324698
EFTA_00 I 97473
EFTA01306971
Important information about your statement
LOS Francis' Sewn Mc. (the firmer UBS Financed
Sondes). es a mote of al prnapal uorty, cownceSty
andoptions **hers LOS Fenaroal Sown and LOS
Bart USA re mired Waseciareesct LOS A6 rod
ifelin of WS Sccuelos 11C the im's 'naval
statement n nobble tor request Therein's online
°flat re at
LOS Fnatel *ekes kx.
1200 Hobo Boulevard
Weehanlen W 07086
IM Moan' (el:4,44M Me ore, official Weed Of yew
LOS rnoweal Seneal account )the records. eXede
off( 60 tar clocunteret antweng cantina clatitshocAd
rot be *Ind *WI F you below thee 6 react a
Calor" pilot ret)Crt it nerredditely n writng to the
Oranch Manor of to office omen; ray oxeye
Anwar at f gyirei Mown re Meriden lobe aradyle.
stelemert dry lowed ml be wed fa tae roTows ray
9:Z$on rex-mid w lams, be. form 1099. 5498.
I
tic >whwe Drawl Yew fox worn Re Fernre
recurred by taw *sceptre TO to RS runt. Wreck.
reoortabbortnabb dnidends and !nab* Wets
toned on secedes held n SOUr *Mu* net prated,
en sr noted cm. *4 toil Eno on cerlan cowed
:annum
Carewenkartiona with the Fins
• netatet.CCeeinei ay oral carowncrons n verfnci
to further prat** MO ref's. rdb-6, 3 you TH
adsIMSyr
-vett Henke Protectnal Act CS A)
• If tho Waled cacao, on the lcp 1111 cl to from
of MR 0.114edni Ina U3S Enteral Seven.
MANI Sows cairn your wort at (hong
bake by rarer*
•vih the reckird nOilet en
we Seemed scud the relelold'io rihnnyeer
ointedidl
. the*Ctarel h ihn case. sou lads and
swathes se located el UBS CrewcutSewn and roe
Pee nveclecreg beater. red you rose make a few
of a ye a acenevon to both lnm
• As toted n tee 4CtCtin Wreinent5, WO men
roidy us of any eras «ford amain* dwls
reflected on your clubmen *elhei 30 days idler el was
inilad a rode awn**
• Ns* Once tenor tanpba4 a /genii to the
inn% Chem lelericaDeparresent at 201.752 • 1659
tol/
800.35.9I03. SCOA.M to 600
IT PAcnday through Folly, a en In no to LOS
;tient iiStrecti 5x.. CITri Woes. Deprive&
PO. Bo. 766 Lawn Cep ID 07087.
• Ale statements shall be deemed cornalete ad atone
ii nos *boatedto n wing tribal 60 days
• fa TT' winced Celled-612.0985ot from °ride
the U.
Ci1201.357.149S
• h (Me of neon a 0.1,101S **AA an *Wax
Inds trier 087 ), tell parent a LA35 *eat debit
cad tansxtiam.. cal 80:L762.1000. Or acne* UBS
f na-cul Sew*; Ix.. ICOO Barba
. 6th floor.
Wenn.. el, NI 07084 Ann RMNBSA Sown
Canaanite n soon as )C* can. *wire. soa
statement a inept es wong or dyol need more
donnewee about a tenter as the seemed a
recept The Fan or Card bus fat arolublee)masi
her horn you no leer than CO desi aria the tem
ten $ou to feet Caton w( On *red) the tact or
hood.eicirer
-
aces nano rd ware nun*. Of any)
- Dotal* the moos or the transfer you
waye
about and 0pLin Ideal asyeu colVehl fcer
bite el K an era a why you need my*
rionnalen
- horde thee:kis ansart of to patted error.
The Firm or Cod ban Ml nvestoate roes ampler(
and was cared any woe promptbe toe aged Orton
rewrap la Vaaacketen cod uracto-n. a ens tie
awe than 10 bacons days to do tn. we well ore
year watt fee Owanent Kate* n ere mot. so tho
sae wit hem to use of to money durrc to Inv et
takes to to complete ow neestecohan
flew make all dents meth* to to rem or tie
financial nrittLeicn indexed cc, he nerd et he
ilendnent In addition to ragas accost feet, steams
maybe abject tomantra-ice fees, chows fa late
pamorn for secure.; turd**, and charges far u-pad
avant n ash actovels AccOists tax nrornMend
tootle rowers may be subrete0 a trtle fee
WS Swoop Optkev
IRS offers ore* ke *new) cash Corm to bark
depose acccaw at nen-rioted bats and affixed
bans and money market mewl W011 (Money km*
Depose %Gnat al LOS Brie LISA and nm.ah Arco!
boils parteceping n the LOS MC-Wend
Program are PDCwared n accadance wehr i
C rule:
For nwee relomuton, please ma wow *kg*. Depose
etoures el LOS AG Slorlad arch rid 'ham of
Vary kends we not ivied try the FOC
Bawl dtposels at not Protean:I bY SIPC Money raid
:ham re protected by SIPC See *SS Inmost Sconces
Atom* Protectai below.
Lbw you repot biro* altobark dower may to
whdraws, and shoes of a Wow rand may be
ligudaed and the [sweet rand to ran pas
Wynne, accost
Fate. ell:moon tout &datable sweep options.
nc1.4no <went erne* reef and yields- es nobbled
www cubs co* sweepsolts. from yam nonol Ad.**
a by <Ong SCO 762-1000
LOS Firwwill Serekees account protection
Ihe Fen es a mentor of to Women noon PrOttann
Capaation(StC). *filch VOIOCIS Snuredi curiorren
of (titeknebeff to to 1500000 fincleadr* 1254000 for
dorm fa cash) tylanatory bn:Wuce nobble an
Moe* a x mew SOX 0,9 The 510C owl protection
liras wolf toil worts that you hold ha petWebr
<warty
The Fein Knottier nith cedar, athletes, has abo
Indentd supplemental cornet
The,
rrown.m
anar Norte to all Neat* deem. colecrob under
the °rotation 4 1500 Innita at 01 Decanter 10. 7016
Sytipci to **coley cor)Stofm end lentenns. Urn el
the
elm abate protNedd keep to SI 9 mace, on the
*Virefdele fa it you aprons het n a prickle,
tank Cy. A ful <coy of the polcy wading it bailable
Loon *west
Nether to SIC warder no the ttateplontetal
teCiltilon CI* 10:
• Colin I nannel atom cavroied by (ad molded n
)0.0 •WOunl ear tut told away ROM Lin f Areal
Senittn Foe eternole (with Qinnsexe ;rodent,
ncLdr**rubbe seembees. and Orates of mutual
hexhrigiutreel nerd nerd, of me scowl holder on
Ue tecaf or Me over a trecortr nent),
• ineednierd ratans a nwsiment interests g.
lowed patnenhen aryl wale placements) tut re
not rog =aced stn tat the Stamp Act of 1932.
• Correvocitetecrerach
foreign (*charge and
precut metal ccriliaeltt inthedrglitiew toeirlat
ref crewel* aeon comracts. ad
• Depose accounts Wept oath**, of depose) al U35
Bak LISA. UBS AG U S branches and borne*
KIK Weir Noma Provret
The 54 PC Ivanhoe and the appernmial prattler do
red apply to these assets tan if they crew* owe
myna sidemen* The SIPC protection end the
wpplerromal protection chile prole' agent changes
en the market veto of you, rwestrneres (whether as a
maul of market movement. man batnpecya
othavasse
Dividend Roinvosentona Program ODOM
The V" Nth010d a at area* era. you may obtain
Me real free km yew monde AdsesCe Only eel**
den me ;as (hosed tilde DRIP. paid 'hart roll to
sold redtheta WI be &pouted n your acco-nt lye
dere:Wed *nee*
price Rooked bet the liner nlY
date horn the male pee al ninth IVPaint thret
re SOW
Caoh-inaiw
01/ *hie tnitmaY be held m par wan t your
rolled Ion panelknl sea reed' of a dividend premed
or ~vet. the tem Menthe WI weld ern al
nate pew a wept an &TWA dettrrn•vdtee
waived clean peaty. aedvede yoke octant
lemmas* objectives
The roestrrom
Dents ad nsk profile we speck to
ere account and may vary between yca %<0.aa.
Near**
dorm acerb, a writing of ay
SigntiClte Chang. not W••• hand aurae a
evainenee oblectews For each account Mkt you
choose ore of the f °bang woodmen clajnorts
• Prod..* CurrentWow enrolment *Wag the
generic. of wont air
• Whew CoptiAoprecuor yeenniments *tang
W
onto., tater ran the groan:red
norm
• Rooks Combnamnotimome *4'1000i
Apprecaeltian etrewnerns seeking bahthe generation
of wane Ltd comb of principal
Owed 4*f:wean
• Cowwwfwe
bti marten redal catgut wok
Saw ride ad salatilay to the account *oaf. tan
that mow the *covet clan not gene** wonficant
wow ce mans rd may nol leein Poe *1k
nbM
• Modern Wiling to accept tow nst to pnrecpal ard
tolerate scree ale*
fa seek hit.. *tuns
. Aganne Wiling to accept
^* 10 Mrcd"I ad
hq, rabble, to Cad herrn/en owe tent
• f ea- 2 Mt, fa? (ArAty Censeirran
tolectod, a
paten of tee oriel° for Ow ware my intlude
comply. tnaleget, Intend lipdmy and Teem
wbrFq
StaltenntitlIOUVIWOktintr
We may ccoso-dalt all retred account itaWnets
the am *Sins en the some eenekse. e
because
they hart every who re mantan pee acco.ni
intone)** with *Thee clot at the same oaten I
>we prefer to wave rd rolli statements nailed
copra* teintilf01, yen mot cfrodno homer:Aro by
oaten yea inanoal Whew
Privily wow* namo
Re Feendli account nerd vs a<ai<Tdable •nekrurre•
totem by you to acint you win your rewedkeepro t
het no kcal effect on you accost es not mended to
aNkct frostracw. PeCiAlft, ettOrrintedilkin.
owstrront clartwe a re& ride associated rah *xi,
account,. and o not a puree agar** that wrath
or any leWinal mute. <in Or wit be ad-wind Al
nutnIrsiatt entew Cord et tnt, ne tbrig to net of
loss of the ern* noesurent You <an <hinge your
handy recur rumps Min* Onlne Sena or by
comactagrao Fenn( tgAttnior
Ateenn ~view
• Vac of raw accoweepam1/444 Net ol asses and
• Auen Whitt, arable wth berm. vale, I«
*wittedsnort! (ere end Global Tine Demos,
vewleted marts so retake. and cent, Wes not held
by totem Does not attackers:read seositeriassels
at the add to poor and once caterow periods. a
wag nostmen, rented dock *pions and
newer* node *phone
• tnbiten MLitt dim Waren otawring moon
lors. <not lnir. than roan bircet
• Cashemoney bed nn Total ol unmoved nobble
oath tube(*, OA &poor loaLreire at attuned and
nraff Woad bares. ad nerdy neaten naafis-id
sweep. linlencof a the doted to eta
peed
Nerecormwity het crede balances n your wane at
not
from other balances rd the Fern nary
leer rydd these fads n to ordnary care ol
[earns Noe fah re payable icon your demrd.
Den total is receded m to curet prod ober, nen.
Wang infeematien
fa dueled Scallion cn the nu' s Wog podia*
ad drown refer to yew Clore Reablecenhp
Agennent a AWOR.nt Wyeerront anti t*G40Witi
Tent and Craters LOS keen* of Credit Practios
rear* nAreem•nt and C.& busts
al yaw
rerirvImirs
SDNY_GM_00324699
EFTA 00197474
EFTA01306972
I num rtant information abo ul )nur slalome ni ((onuca)
%r ses
Your nitem.. dames ~te‚ ad caror aneta hid
n the amant at the endte Me 11310"nerll po-od Yeta
mar an for ~luty
pad teand a any twe
`Mu nvr mew sentibes mad at Joan <oliwi saw
Parna enry blance due on ‚hem Ary wiele
Pander«, New firn dnia the staberneal p«idae
Isted al malet ae et d the end od the statement
reid
• Gmt bawi. h determinna the <on ban of te
setternes indfattedes Pn :mement ranne edsred
web the nutrio« '
Fnrcul Sames hamad
cn Sarmata, <bland korn tarms other Iron L85
Cewiona Serom. ndadeg Sammen Iran motka
Ir«
nano-
yeti
mar hat pentadto >om Imana.,
Ada llw fan don not culpa-Oml, vsgy
~eget the karscy a valdly od o-nr Momulas
cronded br Rarces *tror tron LIS inna, Seroces.
h aclelheet akhough LZS Fryc d Sauces generals
r.cdeney M narrnsten as el o mened the Firm
Ø rot crowie ary riasenet rial te Sarniam
under 'Coat b.." a-d •Urreakedgaelloss'
amts* at ot sodaed N. sammare. As <uch,
paredance rayon tes Mariana malte
~chipsa tale desin, o-a tar rypes a
Olhelleent
Unkenttl to triam Tel
nikcl 9.~basi do-malm ony fa ne (wed ol
Irre Owy se hel] at dw fem More helence'
Ininrinattnn fan be xkledb,r >ol inard Acktot
• Unrealirad smindlossas Wron dames ^abba,
ruinred anedffedgensdlosses se mkobeed kr
nductul samer bh the (triaden data for
rdmclue bil nejer nie net rolad carenstrore.
Argot rda tarty morgo-aren ~nu
oraltro and olher renwterarrl las a-d war
~duo> bil ro exhearoned to dootame.
~ryd lot Tro "Dada darte' «damn ~ms te
ard , tranmann „rede dase
• CMFable socudtlim Bada and onflmed nak tut
the swa <ah for tarY ~eon sil be wlested
f ‚pni,/ by lot ham "cna al samles cd tac
raw hed n out rune *tonerne« ene lot car
clients Cal kare ~rond
obtared kom *Nrd
pa-be ard as ro-ravn nol gatsted byha cal
leases ~jean turo:has* affat held ~plew
~at
vid te escuded wxin rogu*
• atioatralua PrK44 iMpttyed larwa-hm autotrof
podali may be høg or bw« tun ero pace arg
y:0y~ ann", wow n tro marka! Prat aro
&Laned (nyn ravvy fed paty ~f es tanich we
Wew ko be retable. bit we do nol arnee tror
Kontr.
- We gentra* LM Ih! ciatang p/ke wron ~Labie a
the mend Mebel and od orkes la (sted
savnes and widm aatr bilpas
OTC
~let
- Inc Kimaj? tradad ~nat nity be Driad um» a
valacei ~al a tho mon nxem prim we
~wad ar !nyar mdl'et in alual mik« piw
awal*.
- Cena,' roshims rnw Roer wilhad a pite and
watowa‚ 'Fsm warwa salade' d y.‚ art
anable to cbtan a VM la JWCantr-
- Oepons a sari es denomnred in ograces
ah« tan u.5. dola ae redan ae the ~hang*
rate Mol tro amen date
- Fer anto mytes vadeg n noncorionnny
dano-nawale*, pace and piety lace wam) mry
ław ban >dosiad to Noksie proper valdalen.
To obram osen <paro" wron amia*. antki
was menul Ad"or
• Irina imamernes*. and strand pada
runa. neln~l $40.544,
Liku dren
cel<vat on pogra. tdw' estfat mesaner* trust
smurtes) ind «rubid grod-cts se genera %hip,
dagid. Cena, skuf kred croclach rom not ban
nuanered wich thr Sao-mas and &charge>
CarerøSn a Led« ry Stele *Wiln., but We
par estenated valse tor pinele r.estintre
tave*, ard ~hm' ambes fa nicemamatal
paØ c4
tukeity n all paso-mad
- Thai* velart ~deltą V.1:61/6164,/ Iran necen.
ia whist, a prane nera/nem wbiła
W atured podia may be bowl* a soll rid do
remsaady manere tro fala "fu mar rewie
Souidarbon.
- lhed porty enradet od skeny od • cedan
ebbe ind ae wapna:110 OBS:rur-dut Sofa on i
mai, bale by a• rdroen:kat solarion fem
- Kafar, genami panna cropontor mmmcd rak"
d Ty, Me stantfied 10110 Fam by the Asner,
"uwal parwa a spana and may be cablated
basdm Menera aloerne.* Iran Kit to-ad by
~pines lo deis leer entnited 'unie‚
- vod tan domin aclatirul Mormaron ~terna
Ne n.lead..law uzd ko deremme the estrade ol
mlue sił the dase ol Pw nIcrwution thai er the
burs la the nemie* by fontann; was i nardu,
AcIr.or
- med party onmaled anus mory be Safari as
'lat
rn wiwat uroahans' neture
rclapendant vabaqn
lus rot Øled dr d
~le 10 awgn vel, niwa we bofane ~se
Jul em.keis nal lnie "ned Inal ~alle
PleetntAlleMea vibe Mo ~non, a.hn i
mlue no-ad behold, speculare dallo the nive
cd the manty
- Wron note« a n doi«, ufnem, partner a wada
eratuned mtae ror a ~dary eigelted ataed
promkcl the salat cd te samcy wal be del em.
from es pfachaw ance
- 'Nedadan to dane' my flade retmani
facet* norne a bah
▪ 'fagrya unit sne etpleunll the rmal Miring
pice per tall edd ~net
wror ant base
- OPP and u-lin
KIT seo-
ies re roi lined cn a
Mln:ni moveres ~e,
and re priteek
rika
md ewn they fin be sold, the paw
mmmd mar be an Pwn te pr sroce riveur
Illus parafa n les raten oratanwe
• brna:0dt~
Pean/Ud tellanille StinoWaly
aro net etaty *figl* ke pbk tak. LaltSInannal
Stredes uset the market ance ol te urresIncled nak
od dw satte esu« as an iroxied vatre la dw
minded sled hor Ranes od MU >Mement ody. To
dw enem Mut restm led same es se <baba for s*,
te vakte me-medmer be sabstentidar less Iron fe
i ad val* donn.
• Est. (*Rafinad) :nat went yeekb and fa
An «mant ol ene/ ett~ is bidm (trant
deidend ad nitryt vales, WArhegllW *cytry wal
be held la one na kam reltema., dale Ce Anta
Truty tros «MW. 6 Cny a gutallant, Manty
Yd ~fuld «Ceni ale not guarantatl
~Md arrual mowa and carom raid la
<wlane/1>n Ol smartes «uld nade arenas ol
PleXClel a wili gira n "bch cevr the ell
imane find tunen, Weld) wad be owenie:4
- ~ed
amid none ard <ni yeld and the
acta norne and yeld ‚Nn be bare or heter
tron the estended ammes
- An anno ol a-n-ut.tod nom. (dudo-d ardcr
internt) dad ty trofeum« matte
~asana balance C~
on the last dunamt
a mant papaem mada br the niur and
amman te wcar ihnidgrnts ml be eta krone
>N kan the n4~
6ne a umilmat".
kanicy ad ore:lund yekl se not usanwed.
• Anen noc hold by URS Naród Snes. °anen
armt> ae roe held br the Fan ard not wiem the
n% ~sat
ot <annal Thme asens re
dnplaed cn was nieornam kw rronwatenr
Nepot« ody Rations and solet lantan se
pomad by the M1~9 arm UPS tnantui Sames es
not ~yndet« ilas reformation a-d does
garnla et accurxy
amin, n rol papled
by MK or the Ina 94q~nthl Sd( ~rige
• ~ue shatil. and additaal compeseation
- In ~anto tommesurs cn idet and 175.1
mened normalce, wth te datarii:nol ~bad
fundstocm clients we adr oś affase main
mons Nag parem Iran darbuicts adr
adn/atol tro maron tint ral we all losie
mam re bredere tud Marant ~nemy (d
Me amon ol saki by Moda patola rnAaaa
ryd fyrry lo «ś cis" and lid ih* asset mk» cd a
[uncials ~lue land drys semen hid al te
lim
- We Mor ddlure ab> .anse ~wodna ard
omdas prOCenleta len nfons-0w~ kr tramie
agam unices etat wocernd• to Ih rnsualturds
Dwa ha gawra% »pad from Owcza Xtiet en
▪
nmual rond and we a imed dala nam based
cn the ruet« of =arm at dw brokerdealer
holding matuj find‚ of troi fund hang
- n addein to corm~ menad n ~ion
wit, tro sale or dedrbution d aminy <atm% ad
urd eneamen Inna amts „ods clenh, we arfa
•
uldale mew men* sharinG ~mulen
,ra. ~y ca the romance ormenes undenweng
the marty aceracce, affil" cd te nonne*
forrpanes a sromem d
unc ~ront num
wada ch"
- h ackatirdo annuiSanreCetad kom the
wdane and sak cd Nef7Shures fint. sw rclor car
aftlate ~men altet hased rena shying
barmene from hintShres obabi" en ned as
fu-dr, fa technolog, clifelapment, wanna and
*ducia,
- pis nIbtalny aho reces" ~g formista" ad
ode carponsabm kom ~al bords and mina.
~pana !Ah* poadt
dababe
- We warw <ar censai o, Iran L85 Beri USA, LGS
AG StaedordEeanch a-d nonalle(ated bras
ti-~ out cash ormeppmaa-ns iM
co,Ipensxcnrnal be amant,* pa auMl la cr
rnay be a patents:aecl smog. dalr &pow
bilinces
Actioity
Information regsdn; canmescen and aha ~ats
neted in <cenecten niti the ~ond tła,
^4-dna osm prozdolne hane, .luded on
co- brundos, penankr tandrod towar, and w h be
[rondo! to >cv acmPfl dr, maat'n
Short sang
ti you ao«gard n short wing a wanty, >co may
emir e~ Cle ON go <Mm bavown)co‚ts la IN.
Pallaalle ~rity.
Opm ordom
dardng ocen a 'ca:cd satan:det adm tun
arme rui ~Ani bytu stat/ental dale, opal Dny and
slog <nim se redfced br the snove ol crodatls
«.res ae re« ~s
a ex orli dre uniem
nstrocbed OINtenee61 by you YoLe re respons,* lor
orden Irot art e-salina ds towar lakse lo ciroda
.eteng ocen ceders
Iriwter
To oblana topy ol w turvi Cleni hewry Nak*.
Plena~ tot,Ino-dal Men" Ce wet w efetnte
el www osp, e effUtan sro a k
- ISS ranu' Sames n rola bo-e The Rad, %wers
Sankes Account BSA a-d MAA re brokeraama
»fatum at ch panda att.« to bai ing «rwa( and
prodris Iht~irrinfrents wen stilred bat
ed orer dybuk!» bankl and raslet asceto le
~n*
and annaty pat" isved by urultilded
trod-Party run. ~run eram, inwar«
pacy hindos wi ol LIS Prymul Sendes Inc,
- ~amt«, ~ance and annaty enden
- Nyt FOK mand • ko bant gummier May lm ost.*
- PLN Resasce lAnaemeni Adm." Business
Sarom Mopset ISA, FAM and ranami Resorce
Manarlent køre
rtrwed wy« mrks
ISS introit kroms Inc
- VISA d a (estrad bademak owad by Vda
Vcansidnii Sinice Atcaunion and uted War
kent. Tro IMS uda «edb. <ids and the IMS Vita
debl <ard‚ n nad by I.85 Bant. USA wek
loennfrozn Iran Vna U SA Inc aperaled Malm
tramaria, reontred aldenvida, myce mat, and
reg ~cd seivenurits se ol tui res~
orema*s
ILOS ‚Sned Series Mc
Per 701110
SDNY_GM00324700
EFTA_00197475
EFTA01306973
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