EFTA Document EFTA01430266

Subject: RE: Neptune LLC Cor Resolution uery - KYC#01977698 [C] From: Bradley Gillin Date: Tue, 18 Sep 2018 11:41:03 -0400 To: Vijay-A Sawant < Richard Iarossi Cc: Mayur Rathod Stewart Oldfield Classification: Confidential Vijay, Confirmed. Thanks. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Tuesday, September 18, 2018 11:00 AM To: Bradle Gillin Richard Iarossi Cc: Ma ur Rathod Stewart Oldfield Subject: RE: Neptune LLC Corp Resolution Query - KYC#01977698 EFTA01430266 Hi Brad, As per our call today, please note the below Corp Resolution issue was found in other accounts in the Sothern Financial Relationship, listed below — JEGE LLC NES LLC Plan D Attached relevant docs which highlights this issue. As discussed, we will resolve this issue by using docs which reflect ALL the RP's for respective accounts. Let me know if any queries, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063 , India From: Vijay-A Sawant Sent: Tuesday, Sept Richard Iarossi Cc: Mayur Rathod Stewart Oldfield EFTA01430267 ic )* Subject: Neptune LLC Corp Resolution Query - KYC#01977698 Hello Rich, I wanted to have a quick chat regarding the attached corp resolutions for Neptune LLC when you come in today, so we can solve a rejection point in our case 1977698, thanks. Regards, Vijay EFTA01430268