EFTA Document EFTA01273644

UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005725249 tar 5 Y1 0 Account name: GHISLAINE MAXVVEll. Friendly account name: Incliv Account number: SEM Your Financial Advisor: Questions about your statement? Value of your account UBS Strategic Advisor October 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 on September 30 (1) on October 30 (1) YOur assets 1,332,724.47 I ,413,893.34 Visit our website: Your liabilities 0.00 0.00 Value of your account 51,332,724.47 31,413,893.34 Tracking the value of your account S Thousands Sources of your account growth during 2015 VA* of your account at year end 2014 41,721,172.36 Net deposits and 1.7212 Oillanimmomw 1,4139 • v4thdrarials 43C6,227.75 1332.7 Your VIVeSbleil I return. Dbidend and • interest income $36,091.40 Change in market value .137,1 42 67 Value of your account Dec 2014 549 2019 0(1 2019 on Oct 30, 2015 S1.413.893.34 SDNY GM 00020817 Member SIPC CNP70o0300572S2a9NP7000189496 00002 1015 030575004 Y123503550000000 Page 1 of 14 CONFIDENTIAL EFTA_00 131437 EFTA01273644 SUBS UBS Strategic Advisor October2015 Your account balance sheet Summary of your assets Value on October 30 ($) Percentage of your XCOIllf A Cash and money balances 392,086.32 27.73% B Cash alternatives 0.00 0.00% C Equities 1,021,807.02 72.27% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,413,893.34 51.413,893.34 100.00% Account name: GHI$LAINE MArAh ELL Friendly account name:Indiy Account number: YI 2 Your current asset allocation Eye on the markets Index Your K Randal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the It:venom information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia 8, Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change October2015 Year to date 8.44% 2.70% 7.90% 2.02% 7.82% 2.53% 0.02% 1.14% 00,70003005725250NP70031Er349600032 1015 030575004 YI235685500:160fiyoht 000P0§iie 2 Of 14 CONFIDENTIAL EFTA_00131438 EFTA01273645 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nnandal Advisor: * UBS friendly account no/nes8)day Account number. Y1 2 SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Change in the value of your account October 2015(5' Year to date (I) Opening account value $1,332,724.47 $1,721,172.36 Deposits, including investments transferred in 0.00 2,200.00 Withdrawals and fees, including investments transferred cut -8,812.70 -308,427.75 Dividend and interest income 1,612.88 36,091.40 Change in market value 88,368.69 -37,142.67 Closing account value $1,413,893.34 $1,413,893.34 Dividend and interest income earned rot cutpos.” of m,s statement, fait ity of 'Metes] ar.1 clwder10 income has been determined from a US tar repotting perspective. eased upon the residence of the account bottles, account type, or proiset twat, some interest ardor dvidend payments mat not be subject to United Stites (UA ardor Puerto Rico (PR) Income !ado The dent month,/ statement is not intended lo be used and ranted be weed upon for tat purposes. Clients should refer to the appetite tat reporting forms they recent from UBS annualy, such as the fOrriS 1099 and the FOTO 480. for lac re13011 .9 intorrnaliOn 11 is the ',lattice of U85 to file the zuplicatle tax reponing forms with the US intern4 Revenue Semite and PR Treasury Department, and in such forms accurately cisafy tindenct ardor Interest as Is. exempt or taxable income. neat consult your indvdikal ray preparer October 2015 en Year to date (5) Total additions Subtractions 5402.315.50 5786,937.05 Taxable dividends 1,612 88 36,086 55 Taxable interest 0.00 4,69 Professional management fees and related services -1,686.65 -8,082.81 Total current year $1,612.88 $36,091.24 Other funds debited -7,126.05 -300,344.94 Prior year adjustment 0.00 0.16 Funds withdrawn for investments Total dividend & interest $1,612.88 $36,091.40 bought -8,542.53 -92,940.55 Total subtractions -$17,355.23 -$401,368.30 Net cash flow $384,960.27 $385,568.75 Closing balances 5392,086.32 5392,086.32 Summary of gains and losses Yarns reported belt et exclude products for which guns and iosses are not classified Realized gains and losses Unrealized October 2015 (S) Year to date (S) gains and lasses (S) Short term 2,544.95 2,544.95 -8,044.62 Long term 122,799 91 146,791.68 168,252 86 Total $125,344.86 $149,336.63 $160,208.24 Cash activity summary See Account activity the month for decals Balances in your SweepOakcm are indudedin the cpenng and closing balances yelue. FDIC insurance accires only to deposits a UBS Bank USA, not to deposits at LOS AG, Slarnord Branch or bank deposits placed throush the UBS Interne and Deposit Account program. SIPC protection applies to morwy market sweep fiord holdings but not bark deposits. Seermeorunr inearmation *kit your statement on the last two pages cilhis 00(urnell for &lab October 2015 (1) Year to date (S) Opening balances Addkions Deposits and other funds credited $7,126.05 0 00 $6,517.57 2,200.00 Divdend and interest income 1,612.88 36,091.40 Proceeds from investment transactions 400,702.62 748,645.65 SDNY GM 00020819 Chle7C00;0057252st NP7000198496 00032 1015 030579001 Y123568550000000 CONFIDENTIAL Page 3 of 14 EFTA_00131439 EFTA01273646 SUBS UBS Strategic Advisor October zots Loan summary Account name: --II - Friendly account name: it Account number: Year to date loan interest $28.14 UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0.00 Closing UBS Bank USA Deposit balance Oct 6 $802.22 Number of days in interest period 29 Average daily balance $2,534.88 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager You can find a fur description of the alternative investment objectives in important informatron about your statement at the end of this document Your return objective: Captal apprecebon Your risk profile: Primary Aggressive Investment ell ibihty consideration - None selected Your account instructions a Your account cost base default closing method is FIFO, First In, First Out Your financial Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030/800 308 3140 CNP7C0(0305725252NP70C0189496 00002 1015030575004 " 23568550001401YGM00020titte 4 CONFIDENTIAL 4 EFTA 00131440 EFTA01273647 UBS Strategic Advisor UBS October 2015 Your assets Account name: friendly account name: it Account number. Some pnces, income and Current Mires Shoccn may be approximate. ASS teul. gams &Id tOsses ma/ 1101 be accurately reflected. Set anportant info/06Ø about your statement a the end of this Oxurnem for more infornmon. Cash Cash and money balances Cash and moray balances may India* avalkie cash balances, UBS Sant USA decoct account balances, UBS AG Startord Branch &boat account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vat h n applk able limits, but ale not protected by 9PC u85 AG Stanford Branchdeposit account bzianas are not Stinted ty FDIC and ase not protected by 9PC Money market sweep balances are protected by PPc but are not limited by the FDIC. See the Important information about your statement x the end."( thin doctrnent for details about those balances. inddng RMA MONEY MKT. PORTFOLIO Openngbaance Cloung balaxe Pnet per Thin Avezege on Ott I (D on Oct 20 (1) on Oct 30(1) rate Dnidencl Interest perial Your Pi nandd Advisor: SCOTT STACKMANYLYLE CASRIEL 212-821-7000/800-308-3140 Days period Capare:ant Cl/ 0.00 142,666.32 1.00 0 01% Sep 24 to Oct 25 32 LESEANK USA DEP ACCT 7,12605 250.000.00 Toed $7,126.05 5392,06632 250.0130 00 Equities Common stock addng Trade date tkierbet of shares Purchase peke/ Average price per Shale (5) COP basis (S) Price per sheet on Oct 30(1) Value on Oct 30(1) unrealized gain or lOSS (1) Holoind period AECOM Symbol. ACM Exchange: NYSE Jan 28, I5 500.003 26619 13,309 95 29.470 14,735 00 1A2605 ST Jan 30, IS t00 000 25.532 2,553 24 29.470 2,947 00 393.76 ST Security total 600.000 26.439 15,863 19 17,682 00 1,818.81 ANALOG DEVICES INC Symbol ADI Exchange- OTC EAI: 182 Current yield: 2.67% Apr 22, 13 51 003 42 447 2,16481 60.120 3,06612 901 31 LT AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 1141 Current yield 225% Apr 22. 13 72.003 56.870 4,09467 86.990 6263.28 2,168.61 LT continued noxt page SDNY GM 00020821 C HP20303305725253 NP7003I 69496 00002 10IS 030579304 Y123568550000000 Page 5 of 14 CONFIDENTIAL EFTA_00131441 EFTA01273648 4t UBS UBS Strategic Advisor October 2015 Account name: GHISLAINE AAAXWEU. friendly account name:Indic I Account number. YI 2: Your Nnandal Advisor. SCOTT STACKMAHLYLE CASRIEL 212.82l-70001800.308.3140 Your assets Equities . Common stock kononued1 Trade Iddng date Weber of thorn Purchase craw Average price per shag (S) Cost basis (1) Price per Owe on 0(130(5) VdueOn Oel 30($) Unrealized gun or !at (S) Pricing period BAXTER INTL INC Symbol: BAX Exchange: NYSE EAI: 4716 Current yield 1.23% Jul 20.12 30.000 28.496 854.88 37.390 1,121 70 266.82 LT An 20, 12 17.000 28.455 483.75 37.390 635.63 151.88 LT Jun 21,12 29.000 28.762 834.12 37.390 1,084.31 250.19 LT Jun21,12 7.000 28.444 199.11 37.390 261.73 62.62 LT Jun21,12 5.000 28.838 144.19 37.390 186.95 42.76 LT Jun22,12 61.000 28.658 1,748.19 37.390 2,283.79 532.60 LT Jan 23,13 768.000 36.815 28,274.47 37.390 28,715.52 441.05 LT Apr 22, 13 355.000 38284 13,591.05 37.390 13273.45 -317.60 LT Sep 19, 13 74.000 39.857 2,949.45 37.390 2,766.86 •182.59 LT Sep 19, 13 6.000 39.696 238.18 37.390 224,34 -13.84 LT Sep 19, 13 3.000 39.700 119.10 37.390 112.17 -6.93 LT Sep 20, 13 47.000 39.758 1,86887 37.390 1,757.33 •111.34 LT 0(13,13 154.000 35.679 5,494.57 37.390 5,758.06 263.49 LT Security total 1,556.000 36.504 56,799.73 58,178.84 1,379.11 BLACKRCCK INC Symbol: BIS Exchange: NYSE (Al: 43,244 Current yield: 2.48% Oct 5,12 7.000 189932 1,329.53 351.970 2,463.79 1,134.26 LT Oct 5,12 3.000 187.820 563.46 351.970 1,055.91 492.45 LT Oct 5, 12 2.000 186670 373.34 351.970 703.94 330.60 LT Oct 8, 12 8.000 188.783 1,510.27 351.970 2,815.76 1,305.49 1.7 Oct 9, 12 15.000 189.186 2,837.79 351.970 5279.55 2,44136 LT Oct 9,12 2.000 189.010 37802 351.970 703.94 325.92 LT Oct 10, 12 3.000 187.720 563.16 351.970 1,055.91 492.75 LT Oct 10, 12 2.000 187.670 375.34 351.970 703.94 328.60 LT Oct 10. 12 2.000 187.995 375.99 351.970 703.94 327.95 LT Jan 23,13 224.000 236.966 53,080.41 351.970 78,841.28 25,760.87 LT Apr 22, 13 104.000 251.093 26,113.69 351.970 36,604.88 10,491.19 LT Security total 372.000 235218 87,501.00 130,932.84 43,431.84 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: 42292 Current yield: 2.29% Aug 4,11 174.030 41.632 7244.05 66.350 11,544.90 4300.85 LT continued fled page CW700(8005725254 NP700018949600002 1015 030575004 VI n56855003fictilw_Gmixonikte 6 of 14 CONFIDENTIAL EFTA_00 I 31442 EFTA01273649 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Friendly account name: Indiv Account number. Y I 2 Your Mnandd Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Equities . common stock (continued) Parch.* pick« Trade Hurter Average pike Price per share urdue on Unrealized NolOng ticking date of stares per share ($) Cost basis ($) on Oct 3001 0c130($) on ot loss (1) period Aug 12, 11 4.000 42.450 16980 66.350 265.40 95.60 LT Jan 23,13 910.003 54240 49358.63 66.350 60378 50 11,019.87 LT Apr 22, 13 420.000 59.788 25,111.32 66.350 27,867.00 2,755.68 LT Security total 1,508.000 54300 81,883.80 100,055.80 18,172.00 ECG RESOURCES INC Symbol. EOG Exchange: NYSE EAL 3335 Current yield 0.78% Jan 28,15 500.000 90.411 45,205.72 85.850 42,925.00 -2,280.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28,15 500.000 31 942 15,971.36 34.360 17,180.00 1208.64 sr Jan 30,15 250.000 29.431 7,357.75 34.360 8,590.00 1232.25 ST Oct 26, 15 250.000 34.170 8,542 53 34.360 8,590.00 47.47 ST Security total 1,000.000 31 872 31,871.64 34360.00 2,488.36 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 43.312 Current yield: 3.03% Aug 4.11 191.000 36 265 6,926 77 58.110 I 1,099.01 4,172.24 LT Aug 12, 11 5.000 35.754 178.77 58.110 290.55 111.78 LT Jan 23, 13 1,001.000 41387 41,428.89 58.110 58,168.11 16,739.22 LT Apr 22, 13 464.003 50287 23,333.21 58.110 26,963.04 3,629.83 LT Jul 17, 13 148.000 49.739 7,361.45 58.110 8,600.28 1,238.83 LT Jun 18,13 73.000 49 836 3,638 07 58.110 4,242 03 603.96 LT Security total 1,882.000 44.031 82,857.16 109,363.02 26,495.86 JOHNSON &JOHNSON COM Symbol: JNJ Exchange: NYSE EAI: 13,198 Current yield: 2.97% Aug 4,11 123603 62377 7,672.38 101.030 12,426.69 4,754.31 LT Aug 12, 11 3.000 63.730 191.19 101.030 303.09 111.90 LT Jan 23.13 642.000 72.736 46,696 71 101.030 64,861.26 18,164.55 LT Apr 22, 13 298.000 84.721 25,247.10 101.030 30,106.94 4,859.84 LT Security total 1.066.003 74.866 79.807.38 107.697.98 27,890.60 MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,461 Current yield: 3.03% Aug 4, 11 95.000 84.969 8,072 06 112.250 10,663.75 2,591.69 LT Aug 12, 11 3.000 85 910 257.73 112.250 336.75 79.02 LT continued next page SDNY GM 00020823 CNP70003005725255NP7000189496 00002 1015 030575004 Y123568550000000 Page 7 of 14 CONFIDENTIAL EFTA_00131443 EFTA01273650 *UBS U BS Strategic Advisor October 2015 Your assets . Equities . Common stock (condnved) Hefting Trade data Maybe. of shares Purchase price/ Average price per share (S) Con bads (1) Price per share on Od 30(1) Value on Oct 30($) Unrealized gin or loss (1) Hddng period Nov29, 12 8.000 86.456 69185 112.250 898.00 206.35 LT Ian 23,13 555.000 93.053 51,644.75 112.250 62298.75 10,654.00 LT Apr 22, 13 255.000 99318 25,326.32 112.250 28,623.75 3,297.43 LT Sep 19. 13 78.003 97.879 7,634.63 112.250 8,755.50 1,120.87 LT Sep 19, 13 22.000 97.425 2,143.36 112.250 2,469.50 326.14 LT Sep 19, 13 2.000 97.830 195.66 112.250 224.50 2&84 LT Security total 1,018.000 94 269 95,966 16 114,270.50 18304.34 NEXTERA ENERGY INC COM Symbol NEE Exchange NYSE EAI: 1499 Current yield 3.00% Apr 22.13 162.000 79.757 12,920.65 102.660 16,630.92 3,710.27 LT OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAI: $2,907 Current yield: 4.02% Feb 12, 14 148.000 88.959 13,165.96 74.540 11,031.92 -2,134.04 LT Feb 12, 14 117.000 88.989 10,411 82 74.540 8,721 18 -1,690.64 LT Feb 12. 14 32.000 89.002 2,848.07 74.540 2,385.28 -462.79 LT Feb 12, 14 7.000 88.857 622.00 74.540 521.78 -100.22 LT Feb 13, 14 110.000 82.885 9,777.41 74.540 8,199.40 •1,578.01 LT Feb 13, 14 68.000 88.708 6,032.19 74.540 5,068.72 -963.47 LT Feb 13, 14 33.000 88369 2,916 19 74.540 2,459.82 -456.37 LT Feb 13, 14 6.000 88.421 530.53 74.540 447.24 -83.29 LT Feb 14, 14 334.000 92.065 30,749.82 74.540 24,896.36 -5,853.46 LT Feb 18, 14 114.000 92.677 10,565 23 74.540 8,497.56 .2.067.67 LT Security total 969.000 90.422 87,619.22 72229.26 -15,389.96 PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 13,243 Current yield: 2.75% Aug 4, 11 115.000 63.979 7,357.65 102.190 11,751.85 4,394.20 LT Aug 12,11 3.000 63.023 189.07 102.190 306.57 117.50 LT May 16, 12 6.000 68.535 411.21 102.190 61314 201.93 LT Oct 24, 12 1.000 68.690 68.69 102.190 102.19 33.50 LT Oct 25, 12 2.000 68.810 137.62 102.190 204.38 66.76 LT Oct 26. 12 1900 68.890 68.89 102.190 102.19 33.30 LT 04131, 12 1.000 69370 69.37 102.190 102.19 32.82 LT Nov6, 12 1.000 69.370 69.37 102.190 102.19 32.82 LT Account name: GHISLAINE MAXWELL Friendly account name: Indiv Account number. YI 2 Your Pl nrincid Advisor SCOTT STACK MANLYLE CASRIEL 212 821.7000/800-308 3140 continued next page CNP700090057252S6NP700019349600002 1015 030575004 vi23568s50C0~1YGM00020kge 8 of 14 CONFIDENTIAL EFTA_00131444 EFTA01273651 UBS Strategic Advisor SUBS October 2015 Your assets Equities . Common stock (continued) Hddng Security total PROCTER & GAMBLE CO Symbol: PG &change: NYSE (Al: 13.007 Current yield: 3.47% Aug 4,11 Aug 12, 11 Jan 23,13 Apr 22. 13 Apr 24, 13 Security total TRAVELERS COS NOTHE Symbol: TRV Exchange. NYSE EAI: 1371 Current yield 2.16% Account name: GHISLAINE MAXWELL Friendly account naine:Indiv Account number. Y1 Purchase OW Trade wrier Average peke date of shares per shape (I) Cost basis (s) Nov7, 12 Nov8, 12 Jan 23, 13 Apr 22. 13 Security total Total Total estimated annual income: 526,808 Apr 22, 13 May 22, 13 Short options Trade Number Sae price Sale PI* t per corium Hddng date of contracts per contact(1) proceeds(t) onoct 30 (S) CALL 111.ACKROCK INC WE 1 92015 320.000 Expies Nov I 5 Symbol: BLK Sep 25, 15 -3.000 5.063 -1,51897 3,440.000 CALL JOHNSON &JOHNSON C DUE 12118/15 100.000 &pies: Dec 15 Symbol: LINI Oct 19, 15 •10.030 1.089 -1,089.98 243.000 1.000 2.000 699.000 322.000 1,154.000 69.150 69.090 72.166 82251 74 097 69.15 13818 50,444.31 26,484.85 85,508 36 118.000 60.103 7,092.22 3.000 60.896 182.69 619.000 69.941 43,293.73 286.000 81332 23,261.18 108.003 77.762 8,398.32 1,134.000 72.512 82,228.14 41.000 84.719 3,473.50 111.000 81807 9302 58 152.000 84.053 12,776.08 1865,077.71 Your Financial Advisor- SCOTT STACK MAN LYLE CASRIEL 212-821-7000800-308-3140 ante per share value on Unreedzed Hddng on Oct 30(1) 04130(S) gain or loss a) period 102.190 10219 33.04 LT 102.190 204.38 66.20 LT 102.190 71,430.81 20,986.50 LT 102.190 32.90618 6,420.33 LT 117,927.26 32,418.90 76.380 9,01284 1,920.62 LT 76.380 229.14 4645 LT 76380 47,279.22 3,985.49 LT 76.380 21,844.68 .1,416.50 LT 76380 8,249.04 -149.28 LT 86,614.92 4,386.78 112.890 4,628.49 1,154.99 LT 112.890 12.530 79 3228.21 LT 17,159.28 4,383.20 11,035,357.02 1170279.31 Contract value on unierrited Hddng pierium (S) Oct 30(5) grin or loss CO period 34.400 -10,320.00 4,801.03 ST 2.430 -2,430.00 -1,340.02 ST continued next paste SEINY GM 00020825 CNP70003005725257NP7000189496 00002 1015 030575004 Y123568550000000 Page 9 of 14 CONFIDENTIAL EFTA_00131445 EFTA01273652 4tUBS UBS Strategic Advisor October 2015 Your assets . Equities . Short options (continued) Account nail*: GHISLAINE MAXWELL Friendly account name: Indiv Account number: YI 2 Your Enenciel Advisor: SCOTT STACK MANLYLE CASRIEL 212.821.7000'800'308.3140 Tote Nurrber Si. ;me Sale Price per contract Contract Value on Unrealized Hddng Hddng date of contracts per contract (5) proceeds (S) on oct 30(/) Plenum(S) Oct 30(1) gain or loss (S) pellod PUT FORTITET INC DUE 01/1916 30.000 Expires. Jan 16 Symbol. EMT Oct26, 15 •10.000 0.869 436998 80.000 ozoo -800.00 69.98 ST Total 43,478.93 413,550.00 410,071.07 Your total assets Cash Equities value on Oct 30(S) Feicemage of Cost Estmated your account oasis (1) annual Intone (SI Unmated pan or loss ff) Cash and money balances 392,086.32 Common stock Short options -13,550.00 Total equities 1,021,807.02 72.27% 861,598.78 26,808.00 160,208.24 27.73% 392,086.32 1,035,357.02 865,077.71 26,808.00 170,279.31 3,478.93 -10,071.07 Total $1,413,893.34 100.00% $1,253,685.10 $26,808.00 $160,208.24 Account activity this month Me Activity Description anoint (S) Dividend and intemstincome Taxable dividends Oct 1 Dividend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 623.28 Oct 1 Dividend BAXTER INTL INC PAID ON 1556 178.94 Oct 15 Dividend OCCIDENTAL PETROLEUM CRP PAID ON 969 726.75 Oct 26 Dividend RMA MONEY MKT PORTFOUO AS OF 10123115 0.16 Ott 29 Dud, d EOG RESOURCES INC PAID ON 500 83.75 Total taxable dividends Total dividend and interest income $1.612.88 11.61228 Date A;Ittoty OrxICI'Dn Amount (5) Oct 23 Fee Charged QUARTERLY FEE -108665 Total professional management fees 41.686.65 Fees Date ACtInly Cesciphon Oct 1 Transfer JOURNAL TO VI 23575 GFISLANE MAXWELL Total other funds debited 47.126.05 arrouril (1) -7,126.05 Other funds debited CNP70309005725258M1000183496 00002 HMS 030575004 Y123568S50000MyGht00021yee 10 of 14 CONFIDENTIAL EFTA_00131446 EFTA01273653 *UBS UBS Strategic Advisor October 2015 Account activity this month (ontinued) Account name: CHISLAINE MAXWELL Friendly account name: Indiv Account number. Y I Investment transactions for mare Information atcut tne pricehalue snoren for restricted securities, see (inpatient Informaion about your statement a the end of this document Di* Acthity Oct 19 Assignment Oct 19 Expiration Oct 19 Expiration Oct 19 Assignment Oct 19 Assignment Oct 19 ASSignment Oct 20 Sold Oct 21 Sold Oct 21 Sold Oct 21 Sold Oct 21 Sold Oct 27 Sold Oct 29 Bought Total Your financial Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-7000/800-308-3140 Desciption Outfits Value (S) Price CO Proceeds fran investment teamactions (s) Funds Wthdrawn fa Accrued investments bougSt (1) inutron (S) CALL AUTOMATIC DATA PROC CUE 101915 80.000 12.000 CALL JOHNSON &JOHNSON C DUE 10x161 15 100.000 10.000 CALL BAXTER 1411. INC DUE 1016(15 40.000 15.000 CALL TRAVELERS COS NOT DUE 1011E/15 105.000 10.000 CALL ANALOG DEVICES INC DUE 101915 57.500 17.000 CALL NEXTERA ENERGY INC DUE 1019 15 100 000 10.000 CALL JOHNSON &JOHNSON C DUE 12/18/15 100 000 OPEN CUSTOM() -10.000 1.09 1089.93 ANALOG DEVICES INC -1,700.CCO 57.50 97,748.20 AUTOMATIC DATA PROCESSNG INC -1,200.000 90.00 95,998.23 NEXTERA ENERGY INC COM • 1,000.000 100.00 99,998.16 TRAVELERS COS INOTHE • 1,003.000 105.00 104,998.07 PUT FORTINET INC DUE 0111916 30.000 OPEN CUST UNCVRD - 10.000 87 CENTS 869.96 FORTINEF INC 250.000 34.170100 -8,542 53 $400,702.62 48,542.53 Date Activity Description Amount IS) Sep 30 Balance forward $0.00 Oct 22 Bought RMA MONEY MKT. PORTFOLIO 151,361.61 Oct26 Sold RMA MONEY MKT. PORTFOLIO AS OF 10/23115 •I.686.65 Oct26 Bought RMA MONEY MKT. PORTFOLIO ASCE 1023/15 0.16 Oct 28 Bought RMA MONEY MKT. PORTFOLIO 869.98 Oct 29 Sold RMA MONEY MKT. PORTFOLIO -8,542.53 Money balance activities continued next page SONY GM 00020827 OW70003005725259 NP7000189496 00002 1015 030575004\123568550000000 Page 11 of Id CONFIDENTIAL EFTA_00131447 EFTA01273654 4tUBS UBS Strategic Advisor October 2015 Account activity this month (COotriileCO Crate Money balance activities (continued) Oct 30 Account name: OI-IISLAINE MAXWELL Friendly account name: Indiv Account number. Ye 2 Activity Descrebon Bought RMA MONEY MKT. PORTFOLIO Your Amadei Advisor: SCOTT STACK MANLYLE CASRIEL 212.82 I -7000/800-308.3 140 Amount (1) 83.75 Oa 30 Closing RMA Money Mkt. Portfolio The RMA Money markt eordoto is your secondary sweep %bon Sep 30 Balance foment Oct 2 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 100015 6142.006.32 17.126 05 -6323.83 Oct 16 Oct 21 Deposit Deposit UBS BANK USA DEPOSIT ACCOUNT UBS BANK USA DEPOSIT ACCOUNT 726.75 1,089.98 Oct 22 Deposit 095 BANK USA DEPOSIT ACCOUNT Oct 30 Closing UBS Bank USA Deposit Account The UBS Bank USA Cepoot Account is your primary sweep option Realized gains and losses the estimated realized gains and losses s hovm Pelee/ me nise for tat purposes. Please note that On or loss recognized on the Me or rectierption of certain Structured Procluas, Ike Contingnt Dett Securities. may be Ordnary. and not capita, gain a loss. Please Check %In your tar akoce. so (Moist guns and losses. we liquidate the detest security lot first. This Is known as the drain, first.out or FF0 accounting melted. We use phis method unless you specified which la( lot todose when you inedyoar order. This is known as a *MIS purchases or v5P order See mtponent information stout your statement a the ender( this decument for more Short-term capital gains and losses Security descrotion method Ouantity or Purchase fie Out date Sale date Sae amount (S) Cost base (S) WaSh sale cost basis Wiuslment($) toss (5) Gain (S) CALL BAXTER N11 INC CUE 101915 40.000 FIFO •15.003 Oct It 15 Aug 28. I 1$44.97 0.00 1,544 97 CALL JOHNSON &JOHNSON C CUE '01615 100.000 RFO •10.007 Oct 19, 15 Aug 26, 15 999.98 0.00 999.98 Total 62.544,95 12.504.95 Net sitars-term capital gains and losses $2,544.95 Long-term capital gains and losses Wasik sale Name,/ or Purchase Sae Sae Cost cost basis Security descretion Method face irlue date dale amount (S) bass (SI allusvnent(4) kos Gain (5) ANALOG DEVICES 114C FIFO 13.030 Nov 16, I I Oct 15, 15 766.47 485.12 281.35 FIFO 13 000 Nov 17, I I Oct 16, IS 766.46 460.12 306.34 continued neo page 247,381.05 1250.000A° Information. we may not aqua Bans and losses for SI cot ltaI charges. we aullOmakety adJust cost teas for tac.exerrpt and AMT coupon munIcipa secuniles fa estImatedancazation of bald premiere and for accreted 0I0 (or securities Issued at a cfscoum. n you requested trot MS aclusi cost baba for the bond premium arrortanon on tante debt securities then cost boos ienecled for these securities has been a4usted Estimates in the Uncles:11nd section can not be classified as short term or long term because information is missing or the product is one in which the ga Moss calculation is not provided CNP7C00900$725260NP7OCOIES496 00032 TO'S 030575004 Y123568SSOCOMyGyk000215egn 12 of 14 CONFIDENTIAL EFTA_00B1448 EFTA01273655 SUBS Cul. UBS Strategic Advisor zys Realized gains and losses (continued) Long-term capital gains and losses (continued) method Nadu,/ or PurChaSe rae clue doe 551e crate 5* ammo (S) wasn sale Cost coSI basis basis (S) aljusIment(S) Ids (0 Gain (0 RFO 35.000 Nov 18, I I Oct 16,15 2,063.56 1242.58 820.98 FIFO 18.000 Nov2 I, I I Oct 16, 15 1,061.26 618.68 442.58 FIFO 15.000 Nov22,11 Oct 16, 15 884.39 500.07 384.32 RR) 22.000 Nov 23,11 Oct 16, IS 1,297.09 718.43 578.66 RR) 7,000 Nov 25,11 Oct 16, 15 412.72 227.22 185.50 RFC) 30.000 Nov 28.11 Oct 16,15 1,768.76 988.55 780.21 RFO 18.000 Nov29,11 Oct 16, 15 1,061.26 602.51 458.75 RR) 6000 Nov29.11 Oct 16, 15 294.80 168.11 126.69 RFO 30.000 Apr 24,12 Oct 16, 15 1,768.77 1,127.01 641.76 RFO 1,056.000 lan 23,13 Oct 16, IS 62260.61 45,628.81 16,631.80 RR) 438.000 Apr 22,13 Oct 16, 15 25,824.00 18,591.87 7232.13 AUTOMATIC DATA PROCESSNG INC HFO 146.003 Aug 04, 11 Oct 16, 15 11,913.38 6,182.06 5,73130 RFO 4.000 Aug 12, 11 Oct 16,15 326.39 163.82 162.57 FIFO 767.000 Ian 23,13 Oct 16, 15 62,586.05 40,129.93 22,45612 RFO 283.000 Apr 22,13 Oct 16, 15 23,092.37 16,094.34 6,998.03 NEXTERA ENERGY INC COM FIFO 134.000 Aug 04, 11 Oct 16,15 13,552.51 7,09675 6,455.76 FIFO 3.000 Aug 12, 11 Oct 16, 15 303.42 157.59 145.83 RR) 700.003 Ian 23.13 Oct 16,15 70,796.69 50,127.21 20,669.48 RFC) 163.000 Apr 22,13 Oct 16, 15 16,485.52 13,000.41 3,485.11 TRAVELERS COS INOTHE RR) 20.000 Apr 24,12 Oct 16, 15 2,110.36 1268.64 841.72 RFO 4.000 Apr 24,12 Oct 16, 15 422.07 253.40 168.67 FIFO 1.000 Apr 24,12 Oct 16, 15 105.52 63.56 41.96 FIR) 10.000 Apr 25,12 Oct 16, 15 1055.18 636.59 418.59 RFO 10.000 Apr 25,12 Oct 16, 15 1,055.18 635.20 419.98 FIR) 2.000 Apr 25,12 Oct 16, 15 211.04 127.09 83.95 RR) 2.000 Apr 25.12 Oct 16, 15 211.03 127.29 83.74 RR) 10.000 Apr 25,12 Oct 16, 15 1,05619 636.17 419.02 RR) 2.000 Apr 25,12 Oct 16,15 211.03 127.49 83.54 c-ontinood net page Account name: GHISLAINE MAXWELL friendly account name:Indiv. Account number. VI 2 Your Plnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000800-308-3140 SDNY GM 00020829 CNP70003005725261NPT000189496 00002 1015 0305750041123568550000300 Page 13 of 14 CONFIDENTIAL EFTA_00 1 31449 EFTA01273656 *UBS UBS Strategic Advisor October 2015 Realized gains and losses (continued) Long-term capital gains and losses (continued) tr. n Method Quantity Oc PuKhaSe tare value date Sale date amount (S) bass Wash sale alustme COS1 04;01 toss FP Gan CS/ FIFO 5.000 Apr 26,12 Oct 16, I 5 527.59 319.64 207.95 FIFO 1.000 Apr 26,12 Oct 16, 15 105.52 63.72 41.80 RFO 2.000 Apr 26,12 Oct 16,15 211.04 127.84 83.20 FIFO 2.000 Apr 26,12 Oct 16,15 211.03 127.86 83.17 RFO 6.000 May01, 12 Oct 16,15 633.11 388.29 244.82 FIFO 15.000 May01, 12 Oct 16,15 1582.77 969.56 613.21 FIFO 1.000 May01, 12 Oct 16, IS 105.52 64.82 40.70 RFO 2.000 May01, 12 Oct 16,15 211.04 129.70 81.34 RFO 6.000 May01, 12 Oct 16,15 633.10 389.85 243.25 RFO 7.000 May02, 12 Oct 16,15 738.63 450.62 288.01 RFO 4.000 May02, 12 Oct 16, IS 422.07 257.64 164.43 FIFO 2.000 May02, 12 Oct 16, IS 211.04 128.64 82.40 FIFO 2.000 May03, 12 Oct 16,15 211.03 129.82 81.21 FIFO 2.000 May03, 12 Oct 16,15 211.04 129.35 81.69 HFO 4.000 May 03, 12 Oct 16,15 422.07 259.84 162.23 1110 629.080 Jan 23,13 Oct 16,15 66,370.86 48,785.62 17585 24 HFO 249000 Apr 22,13 Oct 16,15 26,274.00 21,095.18 5,178.82 Total $404204.54 12[2404.63 1122.799.91 Net long-term capital gains or losses 1122,799.91 Net capital gains/losses: $125,340.86 Account name: GHISLAINE MAXWELL Friendly account name: Indiy Account number: Y' . Your A sandal Advisor: SCOTT STACK MANY LYLE CASRIEL 212421-70000300-308a 140 CNP70003005725262 NP7C001133496 00002 1015 550 End of statement for account numb coicfficom0002I5ine 14 of 14 CONFIDENTIAL EFTA_00B1450 EFTA01273657 Important information about your statement ues FhancialSents Inc Me Pim or UnFirwrocialSorices). is a mentecol al permipal security. menoodity aid tows edurges inascia *vas and IA* Itlanis.thk ire rdioq frubtalizial of U35 AG and Ofiliwn of LOS Scoritirs u.0 The F nws Instill neat 4 wattle won *west the lend theathe of Imes te a U35 Foaled Savo; to 1200 Hater Elculga0 Weehankert NJ 07086 1h6 =Wilda represeas the onlyorIcial record of your UPS Fmanaal %NIG, account Mar feC0fdS, except arealme downema. conuhng molteng dau should not be rebel upon if you Wave tae's an ender OinGtaCal plow mon n rernaliteg n wrings theeranch Mawr of to once sting your mosium Althcegh al f9.res treat are 'mended to be Xtheate. tawniest data Toad rot be used for tae outposts Key soleg on 'mend Ix Ina 0e.. Feral 1099. 5498. 1042$. tic) alto peeping your to room Shot rt isrequited by Ian to recon to the RS al mob le diedends. repent:Ile nen- bauble dvdends ad tam* neon tamed on secumes heU n your accourt, nel proceeds on sale tranuctens, aid cost bapson rerun cowed securtto Communications with Um Firm • please reculfern any oral Ofennasalons nwrnngto furter posed your nirlf, eklading you* rods uncle the *who mega Protection Act (SPA) • /1 the !nodal instninon on the top kft oe the from of this lasemml is not ten Finned Stnnfra U8S instal %tykescaries rex acccur as dearkg broker by wrigement oath the odicated mutton We intoned you iT Mb rcwbnlhp Men you tapered Ws ~an in this Cana tow heds an/ souk es re bated a 185 Renal Sown and not thy mroduan9 baker. aid you must mat a report of my not orontebn to both Wm. All e000ure StaWrencS Shall be deferred COM*e and acar ate 6 a% oblestel to n Aoto9 Mho 60 days • Please direct customer earrplants a Iquitos to the owns atm Relalkons Doorman x 2014521699*r tolitoe a 800354-9103.8 00 A ki to 6 CO P ht ET Wifely then* liklay. a 4 wrong to uBSIhrunceg SentaiS Clan' ReUriont Department. PO Box 766 linen Cite NI O7(57 • n cast of errorscc WHOM abed al electron< runt rake 1Y511 hit gamma cc U3SVGY data cad translators, call 800-762.1900 or nese to LOS FnanCal SienCeS ht. tow Kerber BW .6th I bat WW1/4w~ ell O7006. Ann INW85.4 Sava.: Cal a recess soon as sou cart d you nk your stawnem or mow 6 Aron; villa) need rrore of cimaimn about strand* on the swerrent co reap! The Fen Cc Card Mug (as xp I, le) mum her torn you no has Thai 60 d4,5 alter the inn scot you the frst ~men on Moth the era or probion towed - Pottle you nine rd want number (II ant - Describe the MO. Or the ranter you ate ware god aid molar asclearly a you on Wirt you Were n is al error a My you need age nIdnlXiOn - Precede tie dollar num of the mewed mix The Fiona Cad law ail investigate yar complain td will carom any eeor promptly. Plow make al thecae pastio to the ~or to final' nstitincen Muted cote from of this tannin, ha)es1w to regal at Olen hes. ale-Conn may be tbye0 to ~antra ten charges la lie pyrite (Cr usurtes purchases and OiWgeS a trpad "Witt n oath =cults Amounts ma Ye traVexed 10 011ie nsteutons mar be :Mita to a Pinner fee UN Sweep Optird U85 oilers °plan for sweepirwcach batsman biases to bank deposes at ulitS Batt LISA aniUtS AG %Infant braid 03a-k and enney market mutual Mdse./am" Awls) and the P.M/rational Dews* Ault COAtor customers wed ri montional Aesthete litinigetnent Awful lucv9h the8a Sweep YrOgralif. can I/gannet. are Swept so 185 Bat USA p b al egad-tied MO and then to ICS AG Starriord Bran, a a liitey Fund Deposes at tES SW USA are FOC enured n accordaxe with FDI.: rugs For ow itonason oboe mit www ldu for Deposits a1185 AG twdood Bunt ad *ayes et ?Amer finds re not Inured by the FOC. Through 1tr Onc nigh to at, balances ar• Swept to <409: aCONSIS a 15$ AG `tweak Brwch aid IBS AG Carman Brant Thesedeposes zee MC nasal by tet PDC Banco heal If the WS AG Carer Bran are torooraily oposet to the sooner ri-A of the Caput Wands and there b rn ouarastee a other oblcatkn 01 IRS AG to reef thebalms %bacon the u15 Camel's s'ache't boas Deposits at UBS Bat USA ai d each URS AG Brash apron pritecked by SP( Mow Fund shies are proceaed by SPC See 1.05Finalcal Semmes Acute Protection' below Upon you repass princes n tie Bat Sweep Program or OA may Oe villx/ten and Owes of a WrierFend maybe Nude's, and thepouted' owned to pia wee foositet xcnhl Fut& natintgo tout sadnie um" optore. exlAng wrens need rises .aid yields. 6 wit** x www ubSOffelnWepyilaff. Yom your inaifdl Mvilor a by callno 806762-1000 UK financial Sendai emus peetectien The Fern ica crafter of the Seances Fence Protection Cot/often (SRO. MISS protects swathes rooms of its nwrOws to m1500000 (noban; 1250.000 for dams for cat) The SPC assn crixesco tore *Pei to all accoom thanteholdn opaline:twit/1y the Ferri togedes wth cenan aerates. ha also put:hand Apploncetal Frottann Themount/en =oust payable to all NOW ~a. colimbroliunda this protection 4 5503 mato as of DaCerntrif IO. 2013 Shwa tote poky arditime aid Wartem eat at the Fen 4 Cunha protected for up so SI 9 makes n to agyega for Alper n a pandit, capacey A-ffat wife ol the poky 044d4 9 ava5Alleuifon dff5-102 l'ho SIC peOlKlat and tie supplemental prawn both do not Spy to • C wen Irani aeis controlled by existed n rut accent value/but heal away from te$Finalizial Services (.9 anal (kat aUBS Bark CU cash at U3S AG Stanford brands. II) migrate pociects. ~wriest* amok Jo ad 04 Owes of mutual finds 'Mac sut, shaves re red awed drolly n the ninth:4 th. a0Atel hailer on the boob ad records of the tolicabb Wier or vatic agent). • Conan eneenrreni comers or merriest 'stare= nt 9. lensed parowshos aid prvaeplaxnents) tat are na seginered soda the Spumes Act of 1933. and • Controdhesconextt to 9. forme *wham* aid team metal contracts/ EWAN limns comma and COnyndAY 'VW contacts The SIC protection rid the wpplorrentt protectimi do not apply to these assets~ d they Otreferee appea• art swenents The SIC protean, and the appVywit protedon do not ;voted agent* than?, is the floats value of yes atestmentsentither as a resun a mato =mount. raw batnipt0Y or li bl reviP0 Mote Wonnxon a rain 4 Lem request Vat may ',bun eve ntOrmalOn about SIC. hcludn9 the SPC troche. by unizte9 SIC at 202.3718300a by vaiwg the SP( Attune al raw 410c all Derided Re invasonent Program IDP/P) the cede reseed Can awear wite you may obean the actual goo, Iron your Firuncul Adroor Only Mole than • pothased tatter OR P. partial ties 'Alto toll and die cash me be deposeed n you amour* lied/Wend retnestrore puce tippled by the issuer may dee from the Mahn prole Mutt the partial than in sold Cabe balm Only stole ens my be held in you nowt a you at entitled to atonal tot as a wilt d advkmd pornen or otherwise, tie Firm wlt ether pl partial...Ms, make wife a accept an trawl demenred by a registered (Stang agermy. and cede row account lavostment oblealves the meg:vent obraves and nt prof tb are specie to end aCOTant ai d any vary Centel neat Oise the is /comma in erinnoi of any Kalman, Wanpe in your Wawa seuatir a deretrein ttioctivel For each, accoure hell you choose one of the io loving otiestment otoectkes • italuo, fungi,: axone Imelentras wain; es• glottal kin of emome only • Ache* Capsx'bloplanocon vivellnXXIS **in; Torah • pnxpal rah. than the gionatesin of name • Rowe Co abaktnan of exam and CePWAPPeOna, menorents tea iy9 bath the generate of Mono aid • wth d Isenalaal Overall risk profiles • Conant,* Seeks to enamels Mid/ iedpal. MA km rite and rola liry to to account Pea. eon rt that means the =gam does not generate igndant incomeor returns old mince keep pea rah inll.010 • Mboltua %WIN to =opt some nth to Priarml and thine sonesodaMyth seek hipher rehrni • A4grostaie Wang to aosept hgh Ink tO senopal ad hgh volatility so seek hilt reams woe tine Statement lloosellokling" We may consoldate al ratited amour Statifiltillf with the vent rms in the sane enfelOpo ACoDultsrnly be relined for this snow beam they he. ownto eh* aim maitin wit account mitonshos rah OW clams al tie same address the peaceknom as' howelsoldn9 • t you aehr to wane India...II tlaternenlf rnbikd in scp.mw CONFIDENTIAL comecipes —you may decthe househollmg by ding your Entail Meteor Friontly account neap the Frit:mei morn neonates nfarrogon that yw were/ an the Paws online meats wtbste It ea custoinlzable •nosunw• dawn by you to ads you vnh our reccedompeg It hit no b9I died on ase annum You Can Mawr you Frendry axon nano Oath* Woe Semmes of by manacles; wis Force , Awn° r . Awriumentylow • Valued Sour wountipserthba Nee of 3S:elided IldD • awe Include sealiale babcces vaketolor rani-fed %malty Cut 1 rid Gkbal 1-rne Deposits unrealized milts to mrhet and Mien a:Getsnot held byte Fun Does not naideunpnad samitelassets at the tor ol the pro and wean starrom perodt a poise Unitsvidtb:4, COI i:e6 and weicitabb 504 atom • Oa. creel exlides t balms. outstandna mats loan. credit Inp short accourn Dames • Cafh/Monty balfran Tots of unrwesiod salable cads btanco. rat U3-5 Bank USA dimwit balawn UO5 aG Surd ced Bra c85 balances and nxne, mrkx maul find sweep bastet a thedose of the statement pared Non.orrencd Ey free ~it baboon is yos noun' dense segregated from othiebalaxes and the Fanny/ use at of these lards n the ordiwy course of as busies, Mese funds yepa/Atte upon demand Tha total Incbdtd the arrentp444 dos•9 value Land ng information Foe det4M nlonn on onthe rm. > fenfag prams and do:locum, Sato yowClxn R/444eit p Ageowon or Account Agworml and the General taws ad Conditom US5 Stamen% of Cade Fractits &tab* n Agnomen:5 eane..clau ins. onvinr- trust Your awes YOS statement waxes monks and other assetsheld n the wows at the end of the summon pie 1:4 You Wei dt for dttinor of fury pad Darn*" ar ry line You may recew sictssin used a ban collated afar PaP19.ali balance the on teen Any gnentin transioned to the an thing the flattened period an lined a hunts mimes of the end of the statment period • Cost basis el deletheing the con basis of the tortes Metaled n this statement. SWt eldLited valh ete flitter '1. ' UOS finarche Streceshat rend on inhonal ion °biased iron sources other than IS Firstcal %ewes. nCtidng nlanation Iran a otva fit or tat you may An pro/el:WI so you''mantel Mesa Thefirth clots not toktrunderdly way Or guaranteeto enrary a vtidety of any Manton worded by sources other to Min -Inca, SeriMeS m adolticin *tooth LOS FiondalSoietogenoialy updates this it cannon as e I wetted tie rim does ow area& any se dans tat she of crmatico alder 'Cost bale and 'Unrefined gaivbst k atasee• a of Ott die of this Slthinothl AS 9.4\ plea,. do not (*Ion this infarct kin to make curdles' or We Oozes. fa la purposes a 011etwor Atmurm Valtelol to the fern may wiled ribs, Mormako oily for Ire penal tiny they re had x theLim Marehiaormal Hematite, Cal be added by you Fialnag Arkar • Unmerited gaInsibmos tithe data L vatic. Ice:frac, f 'Yeti Tee 3'2 cacialet ice SDNY_GM_00020831 EFTA_00131451 EFTA01273658 Important information about your statement (Continued) intreidultareity lots the Inman data fa lots maya may not reflect cemnksans, dragesape seamy magnesia, Tau Dulled ad Mier ronorman lots and »Pail* pfd ae bh are men manned to dtigiaf one weragml lhe • traded.' cobra presents the «gnat balsut Kra Valedate • CANN narltiat Bonds and parted SIOP IAA the issua cat fa ea relongeon mil bestream! mania*? by lot tom rag al seurnes of Mat eswe held in our nane pi in ~mew n are ler CAI dents Callean Nana an is otaanod from TN prim and as xcura-f is not guramed On« call I eatints nay rota Nall could ilea yell complete mlormakin sate prodded AKA warn • ~Was of deposit KO» CDs ate RaC mixed ups, 1293,CCO n antatal and road infest ma depositor aid pa canary trunnion n aoradance web itta: rules • ~MMus aces ~UN/ fa reanes ard other products maybehigher a byre thai the pris Mal you year 17 actuary motet in the make, PrCeS are °Maned from arias Mid pattyarm ends webeb!Mlo te ratable bet we do not gumbo eel' a:cracy - We "astray me To clangpia when sealable cr lhe mean or IN b4 and ask ilces fa laced PairteS and *pans or on y trd preen or OTC sense an - Lot adore,/ traded seamen maybe priced tung aalatan niocla a the nap wean pia we Malted admanot refreflect an actua mant prr or rain - (wain positrons may aura alma ay.:wand roll show z 'price was not writable' if we re ante to obi* a age for a saucy - Deposes a Wanes denallitnd n ~es OPP thi U S dollars se ref keled a the err) Ego rSe as of the Parma! data - for certan seanhes mica mnomantirmig denomnatros. ace and quality das vane) mart hae been attuned» lapPale Kopp vcupAn To obtain clam antrum Wien wattage «Nan yor Primal eatecor • mern lewmanuma and structured undo« Mate Inestriore taunts Crictidng Ana prapation progran aid real Mate rwstment rain *and Structured goo-AIM aerated., hghly NW./ (elan surctued prams hare nod been rettiored with the ~Pet and &Male Canaan a underand sure secures UM We prorate estmaed saws la agate magmas saran arm senate., prodas tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydiger %Diurnally tram Nam day a inch wire niestrnere sectary« structured Nana my be Lair a sokl aid do not necessaily represent the eatr you my rearoo upon Igridson - med pay enmans of vim are as of a anen due aid ae utplied so ISS Nadal Sams on a regi It bass by an nano:Sent YAWN., Inn Isav, ROIRIRIP~C(CPRISOr ecrimzed vain rf any. are stapled to te Form by Me mug general partner or sponsor and maybe 0W~ Axed an afferent Narration from that used by thrd part is to donee it... estimated valor; - You cal ratan addnana ntarnalan legator the methodology used to determine the mutate of vase ad the date of the Nonnaton Ty Is the bin for and mange hyaena:an your Amaral maser - 'MN party estimated v*Iec may be reflected as nat p105 rr sewer auwars seeral an ',reptant valuation firm NS AA Applied or d made so assign a yaw wan we beano await that arnwora Tort had ocarred that trey alfa ~wry reponed vat. R03 <mean a Minna» marl be fugl,/ maytatree duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vadenot attrdpalyeslthiled vaneis prOwled. the Nut of Me mama al badgered tan nt prch/a pia - 'CliSrbutiorn to dare' may nicludt awn of cal, name a both • Off9gg and sae* 'exeunt, Pm MAP ollpAg price per relit m5 may not reflect sow cos bask • Ititsolatd Warn« Restricted Truces generaty are not as my ewe* for maolc sale IRS financial Sena uset the Trtat prior of To esurniktod stock of To say mute a an reputed raw fa the retuned neat tt purposes of This stmexemony To the omen Tx restated startle at enable for sale. Me mat remind nay be manumit, less Than IN imaged Wive shone • In. (.natod) yØ arrattyields and rap An engine of anal mein. is based on ward canker and nuep mot awning dm acuities till be held for One year from siaterned date or ate enigma This estimate is oq a guanine. accuracy and Øvered Mane se not g,ur meted - Est annual ammo and anent NM for agar Nino, Storing mutdiscluie a return of anaa or cagy( gas er wadi case the est name lait grant NM) would be werand - Estimated arena' name ard euteni yield aid the actua nowt and yeld night be lowers hgher than the maraud among - An mainatool amalged name <dotard andor Nang dulled brim coma matte, valrearewat balance is lased as the lag disand or Nan parfait, niale by Me muer and Nunes Tit seam indents rill be Midge one year ban the states-rat rigor ate ~prey Acosant aid Palmed Tied ae not goaanteed • Aetna held try UPS Mandel Soaker Conan agora are rot UN bytte Prm .3-4 not Minn the Fint's posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Roans end raps presented ao prosaed byte sung lien tills fi nancra Snag s not reiponsble for this Mann» and does net grantee to awry Moe assets ate not prowled by Sara or IN Ffin-C supplemental SaC coverage • ferns Sating and additional conmensadow - ti additar to ammissom on saks aid 12bil fees noted in enflame wits the &Paula of tradva fads to our dents we atla op starlap rente rensue it)wirr; pa/maul rorn tutu bungs and« advisors of the name funds Tat we telt Thew amounts are based on eto different arroonints tre amount ol saksby let of a pancuW metal lad Irma to outTerns erd Id Ow arm varelv a parboil, mate fund Landis ShIrOt Nil X IN IRA - We aid at Stare and rage renwang and ormtosproasong lees in consideration lot tuder agent spikes dat we proud. to the ntrual funds These lets gaff" at pad loco imtnor sner, in the mutual lad sid se a trod delft amaum trawl on the minter of ~Is at tie tragic-dean holding mutual I irds of Tai fird 'ma - m nation to commstam matted n annection win tor sabot dare:imam of anery common ad Inis imsi .mc Itnni units P cur deml. we alder our Praline remeeriterue I, lag Orelingalla from rnmyol The ratans> corrpsuro indemnity Pe artily =owls "Imes ol The iwyranor corn-La-4s ix sponsors a near inv4SPIell SUSS we *Saute - Ott agnates also recent trading commispas air arm compensation kom mina rinds aid ipmcw..p OPRPARIS vtios.proaxts we disorbute - We receive as anal tee fern t658alk USA ad USS AG Stanford Br arch of up io 125 per =cum around to tie tars any Ihe Mates* Sweep Programs Paley Information regardng corninkaa ad ogre charges roared it anedon awn the meodion ol valet ricadeig option tatactons has been ncalled cordenutons anorak fanned to you. aid wail be umiirad to you pommy on revren Short selling if you n engaged et Mort sang a parity ycu may nos a Tare due to wan laworang costs lanai palaula ranee Ow <San Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not ereaited by the stenm (Net open buy al sell top orders re rented by the amount of dwdends er (gas on • oydadndsor mamas dato unless nomad airmen. by you You ae remorolote I or orders aha are ericuted doe to put fare to canal existing open orders Tax wiThaditg en ~ens futon UK financial Stains IRAs ledara tact taw requres 1.85 Nadal Sevres to wellbold income tat from its unable IRA &WHAM AAR but you may eke not lobate ~UN will P01 impart you nay Peet to hare lie ~Mc I a era, or maned row as you choose VP: Soon RA warn n effect IAN reRolcd by you You may mock. your acclIon a ay lino by ~mg a now onain a sou do rot haw weigh nonm a wanted Ironi 'Our d'actulialf. "Wililytie remora* la the paymera of ettand tat you may oar pares d vie moats rennet] and your estimated Ir parrninis reret eta CO van tar obligation Macy To obtain amen:Oar omen One Proxy tam c. please gonad you F natal mater cruise ow ?Aisne at ymrov wax ccrnenrrworry Let natal Saran is not a bark the WA. Suwon Sevres Accont BSA and AMA ate Wattage aoocurrts vadi proide access to bating seams aid pats,' ttrough an ti with affiliated bras awl other MS. partybalks and prcvdtes access to away ad znuIy promas ittud by until dated med warty nurampe carman*, Heugn fivISICe agency Lobar es ol tilli Nadal Soria ere ~ I. mace. ad annuity products POI 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni await Banns taus Atarnt Sta, illar and neemmonal Baotou ~arrant CONFIDENTIAL Attoun ae ragitlered since mats or lØ5 ~al Brakes vat Squaw is a regrind S•ry1(OmYkol visa anermarnal 1.85 V6a Signature Cede Cads ad UPS Vila dotal cars ae issued by MS Barr USA rah marnimon from 'Janata Tarp:era LUIS Ananall Servieee 'PC PP 201407 SDNY_GM_00020832 EFTA_00 131452 EFTA01273659 4`UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056438851I1S YI 0 UBS Strategic Advisor November 2015 GH1SLAINE MAXWELL Account name: GHiStANE MAXWELL Friendly account name:IMMImi Account number. 116 E 65TH STREET NEW YORK NY 10065.7007 Your Nnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your financial Advisor or the Value of your account RMA ReSOurCeLine at account on October 30 (S) on November 30 (1) Your assets 1,413,893.34 1,025,834.34 laic our website: 1- Your liabilities 0.00 0.00 wvew Value of your account $1,413,893.34 51,025,834.34 Tracking the value of your account g Thc uc,and$ Sources of your account growth during 2015 Value of your account at year end 2014 ti,721.172.36 771 7 Net deposits and withdrawals -169%314.07 1,413.9 1,0258 Your nvestment return Dbedend and interest income Change in markot value 538246.07 -535270 02 Value of your account on Nov 30, 2015 51,025.83434 DK 2014 Ott 2015 14,v2015 SDNY GM 00020833 PA•mb•r SIPC CNP7000100564303SNP1000193349 00002 I 1 IS 030575004 VI 23568s50 0l 0000 Page 1 of 12 CONFIDENTIAL EFTA_00 131453 EFTA01273660 $UBS U BS Strategic Advisor November 2015 Your account balance sheet Summary of your assets Value on November 30 (9) Account name: GHI$LAINE MAxV1 EL_ Friendly account name:Indiv Account number: VI 2 Percentage of your account A Cash and money balances 98,152.90 9.57% B Cash alternatives 0.00 000% C Equities 927,681.44 90 43% E NOr-trad [tiara I ace 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,025,834.34 51,025,834.34 100.00% Your current asset allocation C Eye on the markets Index Percentage change November 2015 Year to date S&P 500 0.30% 3.01% Russell 3000 0.55% 2.58% MSC - Europe, Australia & Far East -1.54% 0.95% Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88% Your R sandal Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 • Cash and money balances may include available cash balances. VB5 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% 01P70003005643IP36NU000193349 03002 II 15030575004 Y1235689500495ByGitocomfesp 2 of 12 CONFIDENTIAL EFTA_00131454 EFTA01273661 *UBS U BS Strategic Advisor November 2015 Change in the value of your account November 201 5(3! Year to date (1) Opening account value $1,413,893.34 $1,721,172.36 Deposits, including investments transferred in 0.00 2,200.00 Withdrawals and fees, including investments transferred cut -392,086.32 -700,514.07 Dividend and interest income 2,154.67 38,246.07 Change in market value 1,872.65 -35,27a02 Closing account value $1,025,834.34 $1,025,834.34 Account name: Friendly account name: if Account number. Dividend and interest income earned f Of culposos of Iris statement, taiab:ity of interest and dndend income ha been determined frail a US tax reporting perspective. eased upon It,. residence of the account holder, account type, or product some interest ardor dvidend payments ma/ not be subject to United Slates (UA ardor Puerto Rico (PR) Income tarts The [tent month,/ Statement is not intended io be used and ornot be relied tarn for tar purposes. Clients should refer to the appktie tar reporting forms they recent trap 165 annualy, such as the fOrMS 1099 and the Failt, 480. for lac reporting intormatron It is the PraC8Ce Of U85 to file the a3c1,catie tax reporting forms with the US internal Revenue Semite and PR Treasury Department and in sue h forms accurately aka fy chickna ardor Interest as tar everrpt or tatabk income. Mese consult your Incivclual tax prepare( November 2015(8) Year to date (1) Taxable dividends 2,153.13 38,239 68 Taxable interest 1.54 6.23 Total current year $2,154.67 $38,245.91 Prior year adjustment 0.00 0.16 Total dividend & interest $2,154.67 $38246.07 Summary of gains and losses Yaws reported below exclude products for which gam and losses are not classified. Realized gains and losses Unrealized November 2015 (1) Year to date (S) gains and lasses (I) Short term 0.00 2,544.95 3,397.41 Long term 28,094.91 174,886.59 130,588 57 Total 328,094.91 $177,431.54 3133,985.98 Your ri sandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-7000/800-308-3140 Cash activity summary See Account activity the month tot deia Is. BSances in your Sweep 001 OM are indueed I n the q:enng and closing balances vat ue. FDIC insurance apples only to deposits at u9S bank USA, rot to deposits at LOS AG, StarPord Ranch or bark deposits paced through the UBSIntemaiona Depcm Account program SIPC protection applies to money market sweep hold holdings but nal bark deposits Sae Important inearnation about your statement on the last two pages ci this document for atals 2015 (5) Year to date (S) November Opening balances $392,086.32 $6,517.57 Additions Deposits and other funds credited 0.00 2,200.00 Dividend and interest income 2,154.67 38,246.07 Proceeds from investment transactions 95,998.23 844,643.88 Total additions $98,152.90 $885,089.95 Subtractions Professional management fees and related services 0.00 -8,082.81 Other funds debited -392,086.32 -692,431.26 Funds withdrawn for investments bought 0.00 -92,940.55 Total subtractions -$392,086.32 -1793,454.62 Net cash flow -$293,933.42 $91,635.33 Closing balances $98,152.90 $98,152.90 SDNY GM 00020835 CelP7C009305643607NP7000190349 00(102 1115030575004 Y123568550010000 Pigs 3 of 12 CONFIDENTIAL EF1'A_00131455 EFTA01273662 UBS UBS Strategic Advisor November 2015 Loan summary Account name: GHSLAINE MAXWELL Friendly account name:Indiv Account number. VI 2 Year to date loan interest $28.14 UBS Bank USA Deposit Account APY interest period Oct 7 - Nov5 Opening UBS Bank USA Deposit balance Oct 7 $802.22 Closing UBS Bank USA Deposit balance Nov S SB29.62 Number of days in interest period 30 Average daily balance $92,359.87 Interest earned 81.54 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important informatron about your statement at the end of this document. Your return objective: Capital apprecetion Your risk profile: 0nmary Aggressive invei,jrnenj eligibifty consvierai ion - None selected Your account instructions . Your account cost bass default closing method is FIFO, First In, First Out. Your lq Asocial Advisor SCOTT STACK MANLYLE CASRIEL 212-82 t .7000/ 800-308-31 40 CIIP7C00030564.3888NP7OCOIS0349C00O2 INS 030575004 Y123564355001MyGro00020ter 4 of CONFIDENTIAL EFTA 00131456 EFTA01273663 $UBS UBS Strategic Advisor November 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: lndiv Account number. Y I 2 Some OnCes, income and current values Shona may teapprOxiMale. Asa teat. gains and lOsses may not tie accurately reflected. See Anporunt info:mown about your statement a the end of dos document for more information. Cash Cash and money balances Cash and more), balances mai volts* avalaole cash balances, UBS Bant USA deport account balances, UBS AG Stamford Branch deport account baances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the CDC vAlhn applicable limits, but are not protected by StPC Lu3S AG Stanford Branch deposit sec ou m balances ax not insured by FDIC and are not protected by Stit Money market sweep batances are protected by SEC but ale not insured by the FDIC. See the Important information about your statement at the end of this cbcunent for details about those balance. Hddng RMA MONEY MKT. PORTFOLIO Overtonbalance Cloungloierxe on Noy 1 (1) on Nov 30 (S) Price per there Average on Nov 30 (1) rate DAV:fend Interest period Your Financial Advisor SCOTT STACK MAra LY LE CA5RiEL 212-821-7000'800-308-3140 O.gsm period Cap annual (1) 142,086 32 0.00 1.00 0.01% Oct 26 to Nov 22 28 LEIS BANK USA DEP ACCT 250,C00 00 98,152 90 250.000 00 Total Equities Common stock Hddng Trade date lAirrbef of shares Purchase pricer Average price per share (I) Cost basis(S) Price per fhb. e on hoe 30 (5) Value on Nov 30(S) unleaded gain or lOSS (t) Hddng period AECOM Symbol. ACM Exchange: NYSE Jan 28,15 500000 26 619 13,309 95 31.830 15,91500 2,605.05 ST Jan 30,15 WO 030 25 532 2,553 24 31,830 3,183 00 629.76 ST Security total 600.000 26.439 15,863 19 19,098.00 3,234.81 ANALOG DEVICES INC Symbol: ADI Exchange OTC EAI: 182 Current yield: 2.61% Apr 22, 13 51 003 42 447 2,16481 61.630 3,143 13 978.32 LT AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 4153 Current yield 2 46% Apr 22. 13 72.000 56 870 4,09467 86.260 6210 72 2,116.05 LT 5392.08632 598,152 SO continued next page SDNY GM 00020837 CflloC0033056431039NP7003193349 000O2 ll IS 03057%04 Y173 568S50 Ol 0000 Page S of 12 CONFIDENTIAL EFTA_00 B1457 EFTA01273664 UBS UBS Strategic Advisor November 2015 YOur assets b Equities . Common stock (continued) Hddng Trade date Weber of shares Purchase price Average peke per man (5) Price per share Cott basis (5) on etn, 30(5) lb:Neon eme 30(5) dnreSized gSn or Ion (1) Hddng Pelee BAXTER INTL INC Symbol: BAX Exchange,. NYSE EAI: 1716 Current yield- 1.22% Jul 20. 12 30.000 28496 854.88 37650 1,129.50 274.62 LT Jim 20, 12 17.000 28.455 483.75 37.650 640.05 156.30 LT Jun 21,12 29.000 28.762 834.12 37.650 1,091.85 257.73 LT Jun21,12 7.000 28.444 199.11 37.650 263.55 64.44 LT Jun21,12 5.000 28.838 144.19 37.650 188.25 44.06 LT Jun22, 12 61.000 28.658 1,748.19 37.650 2,296 65 548.46 LT Jan 23,13 768.030 36.815 28,274.47 37.650 28,915.20 640.73 LI Apr 22.13 355003 38284 13,591.05 37.650 13365.75 -225.30 LT Sep 19, 13 74.000 39.857 2,949.45 37.650 2,786.10 •163.35 LT Sep 19.13 6.000 39.696 238.18 37.650 225.90 -12.28 LT Sep 19, 13 3.000 39.700 119.10 37.650 112.95 -6.15 LT Sep 20, 13 47.000 39.758 1,868.67 37.650 1,769.55 -99.12 LT Oct 3, 13 154.000 35.679 5,494.57 37.650 5,798.10 303.53 LT Security total 1,556.003 36.504 56,799 73 58,583.40 1,783.67 BLACKRCCK INC Symbol: BLK &change: NYSE EAI: 1628 Current yield 2.40% Apr 22, 13 72.000 251.093 18.07671 363.720 26,187.84 8,109.13 LT COLGATE PALMOUVE CO Symbol. CL Exchange: NYSE EAI: $2,292 Current yield:2.31% Aug 4,11 174.000 41.632 7,244.05 65.680 11,428.32 4,184.27 LT Aug 12, 11 4.000 42.450 169 80 65.680 262.72 92.92 LT Jan 23,13 910.000 54240 49,358.63 65.680 59,768.80 10,410.17 IT Apr 22.13 420.600 59.788 25,111 32 65.680 27,585.60 2,474.28 LT Security total 1,508.003 54300 81,883 80 99,045.44 17,161.64 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 1335 Current yield 0.80% lan 28,15 500.000 90411 45205 72 83.430 41,715.00 -3,490.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 36.020 18,010.00 2,038.64 ST lan 30,15 250000 29.431 7,357.75 36.020 9.005.00 1,647.25 sr Oct 26, 15 250.000 34.170 8,542.53 36.020 9,005.00 462.47 sr continued next page CNP7031»005-643890NP70C0193349 00002 1115 030575004 71235685500i WSNYGM00020§"Jet 6 of 12 Account name: Gl-IISLAINE MAXWELL friendly account name:Inch% Account number. YI Your 15 nand) Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CONFIDENTIAL EFTA_00131458 EFTA01273665 *UBS UBS Strategic Advisor November 2015 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Account number: VI Your Mnanclal Advisor SCOTT STACKMANLYIE CASRIEL 212-821-70001800-308-3140 Your assets Equities . Common stock (continued) Purchase pica 'made /aunts avetage Mot Pnce per share Value on Untreated tiddng Hddng date 44 shares per Owe (8 Cost basis(U on Mow 3001 tow 30 (8 gains loss ft) Period Security total 1,000.000 31.872 31,871.64 36,020.00 4,14836 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 33,312 Current yield; 3.05% Aug 4, 11 191.000 36.265 6,92&77 57.760 11,032.16 4,105.39 LT Aug 12, 11 5.000 35.754 178.77 57.760 288.80 110.03 LT Jan 23,13 1,001.000 41 387 41,428 89 57.760 57,817.76 16,388.87 LT Apr22. 13 464.000 50287 23,333.21 57.760 26,800.64 3,467.43 IT Jun17,13 148.000 49.739 7,361 45 57.760 8,548 48 1,187.03 LT Jim 18, 13 73.000 49.836 3,638.07 57.760 4.216.48 578.41 LT Security total 1,882.000 44.031 82,867.16 108,704.32 25,837.16 JOHNSON & JOHNSON COM Symbol. M.I Exchange: NYSE EAI: 53,198 Current yield. 2.96% Aug 4,11 123.000 62377 7,672.38 101.240 12,452.52 4,780.14 LT Aug 12, 11 3.000 63.730 191.19 101.240 303.72 112.53 LT Jan 23,13 642.000 72.736 46,696 71 101 .240 64,996.08 18,299.37 LT Apr22. 13 298.000 84.721 25,247.10 101.240 30,169.52 4,922.42 LT security total 1,066.000 74.866 79,807.38 107,921 84 28,114.46 MCDONALDS CORP Symbol; MCD Exchange: NYSE (Al: 43,624 Current yield: 3.12% Aug 4, 11 95.000 84.959 8,072.06 114.160 10,845.20 2,773.14 LT Aug 12, 11 3.000 85.910 257.73 114.160 342.48 84.75 LT Noy 29, 12 8.000 86.456 691.65 114.160 913.28 221.(3 LT Jan 23,13 555.000 93.053 51,644.75 114.160 63,358.80 11,714.05 LT Apr 22, 13 255.000 99318 25,32632 114.160 29,110.80 3,784.48 LT Sep 19, 13 78.000 97.879 7,634.63 114.160 8,904.48 1,269.85 LT Sep 19.13 22.000 97.425 2,143.36 114.160 2,511.52 368.16 LT Sep 19, 13 2.000 97.830 195.66 114.160 228.32 32.66 LT Security total 1,018.000 94269 95,966 16 116,214.88 20,248.72 PEXTF_RA BERG? INC COM Symbol: NEE Exchange NYSE EAI: 4499 Current yield 3.08% Apr 22, 13 162.000 79.757 12,920.65 99.860 16,177 32 3,25667 LT continued next page SDNY GM 00020839 OW7000)305643691 NP7000193349 00002 1115 0305750040123568550010000 Page 7 of 12 CONFIDENTIAL EFTA_00131459 EFTA01273666 SUBS UBS Strategic Advisor November 2015 Account name: GM' IN MAXWELL Friendly account namerIndiv. Account number. Y1 2 Your 15 nancid Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308.3140 YOLK assets b Equities Ndeng Common stock (continued) Trade dam Pewter or mares Purchase price/ Average price pm Sae (5) Cott batit (S) Price per share on Par 30(S) Value on Nov 30(S) unrealized gain or loss (1) Hokin; priori OCCIDENTAL PETROLEUM CRP Symbol: OXY (change: NYSE EAI: 12,907 Current yield: 3.97% Feb 12, 14 148.000 88959 13,165.96 75.590 11,187.32 -1,978.64 LT Feb 12, 14 117.000 88.989 10,411.82 75.590 8,844.03 -1,567.79 LT Feb 12, 14 32.000 89.002 2,848.07 75.590 2,418.88 -429.19 LT Feb 12. 14 7.000 88.857 622.00 75.590 529.13 -92.87 LT Feb 13, 14 110.000 88.885 9,777.41 75590 8,314.90 -1,462.51 LT Feb 13, 14 68.000 88.708 6,032.19 75.590 5,140.12 -892.07 LT Feb 13, 14 33.000 88369 2,916.19 75.590 2,494.47 -421.72 LT Feb 13. 14 6.000 88.421 530.53 75.590 453.54 -76.99 LT Feb Id, 14 334.000 92065 30,749.82 75.590 25247.06 .5,502.76 LT Feb 18,14 114.000 92.677 10,565.23 75.590 8,617.26 -1,947.97 LT Security total 969.000 90.422 87,619.22 73,246.71 -14,372.51 FtPSKO INC Symbol. PEP Exchange NYSE EAI: $3,243 Current yield: 2.81% Aug 4,11 115.003 63.979 7,357.65 100.160 11,518.40 4,160.75 LT Aug 12, 11 3.000 63.023 189.07 100.160 300.48 111.41 LT May 16, 12 6.000 68.535 411.21 100.160 600.96 189.75 LT Oct 24. 12 1.000 68.690 68.69 100.160 100.16 31.47 IT Oct 25, 12 2.000 68.810 137.62 100.160 200.32 62.70 LT Oct 26, 12 1.000 68.890 68.89 100.160 100.16 31.27 LT Oct 31, 12 1.000 69.370 69.37 100.160 10016 30.79 LT Nov6, 12 1.000 69370 69.37 100.160 100.16 30.79 LT Nov 7, 12 1.000 69.150 69.15 100.160 100.16 31.01 LT Nov8, 12 2.000 69.090 138.18 100.160 200.32 62.14 LT tan 23,13 699.1:00 72.166 50,444.31 100.160 70,011.84 19,567.53 LT Apr 22, 13 322.000 82251 26,484.85 100.160 32,251.52 5,76667 LT Security total 1,154.000 74.097 85,50836 115,584.64 30,07628 PROCTER & GAMBLE CO Symbol: PG ()change: NYSE EAI: 13,007 Current yield: 3.54% Aug 4,11 118000 60.103 7,092.22 74.840 8,831.12 1,73690 LT Aug 12, 11 3.000 60.896 182.69 74.840 224.52 41.83 LT Jan 23.13 619.000 69.941 43,293 73 74.840 46,325.96 3.03123 LT continued next page CNP70008005643892NP700019034900002 1115 030575004 VI 2356855001~y_ GM00020tOne S of 12 CONFIDENTIAL EFTA_00131460 EFTA01273667 UBS Strategic Advisor UBS November 2015 Your assets t Equities . Common stock (continued) Pura's* price Trade Number Average peke PMe pet share value on Unrealized /idling Itching date of shares per shape (I) Cost basis ($1 on taw 30(R Nov 30(1) gain or loss d) period Apr 22, 13 286.000 81332 23,261.18 74.840 21,404.24 -1,856.94 LT Apr 24, 13 108.0(X) 77.762 8,39832 74.840 8,082.72 -315.60 LT Salty total 1,134.000 72.512 82,228 14 84,868.56 2.640.42 TRAVELERS COS NC/THE Symbol: TRY Exchange- NYSE EAI: 4371 Current yield 2.13% Apr 22, 13 41.000 84.719 3,473.50 114.570 4,697.37 1,223.87 LT May 22, 13 111.000 83.807 9,302.58 114.570 12,717.27 3,414.69 LT Security total 152.000 84.053 12,776.08 17,414.64 4,61836 Total 379%655.42 $930,136.44 3134481.02 Total estimated annual income: $24,367 Short options hoot Nurrbet See price Sale Pate per coned Contract Vakie on Units Nd Holdno Wising date of contracts per contract (5) proceeds (I) on Nor 30 (5) preraum(S) hov 30(S) gen or loss (5) period CALL /051N9314 &JOHNSON C DUE 12/1E/15 100.000 Expires: Dec 15 Symbol. IN) Oct 19, 15 •10.000 1.089 •1,089.98 223000 2.230 •2,23000 .1,140.02 ST pill FORTH ET INC CUE 01/1916 30.000 Expires: Jan 16 Symbol. )TNT Oct 26, 15 •10.000 0.869 •86998 22.500 0.225 -22500 644.98 ST Total -$1,959.96 -32.455.00 4495.04 Account name: GHISLAINE MAXWELL Friendly account narne:Indiy Account number. Y1 Your !Island,/ Advisor: SCOTT STACVMANTYLE CASRIEL 212-821-7000/800-308-3140 Your total assets value on Nor 30 IR Percentage of your account Cost bass (5) Esimated annual inure (S) Uneesized gain or loss (S) Cash Cash a ad money balances 98,152.90 9.67% 98,152.90 Equities Common stock Short optionS 930,136.44 -2,455.00 795,655.42 -1,959.96 24,367.00 134,481.02 -495.04 Total equines 927,681.44 9043% 793,695.46 24,367.00 133,985.98 Total $1,025,834.34 100.00% $891,848.36 $24.367.00 $133,985.98 SDNY GM 00020841 CNP70305005643693NP7000190349 00002 1114 030575001 Y123568550 010000 Page 9 of 12 CONFIDENTIAL EFTA_00131461 EFTA01273668 *UBS UBS Strategic Advisor November 2015 Account activity this month Dividend and interest income Taxable dividends it te•,5, Other funds debited Account name: GHISLAINE MAXWELL Friendly account name: Indiv Account number. Y1 2 Your 15 Rancid Advisor: SCOTT STACK MANY LYLE CASRIEL 212-82 I-7000/800-306.3140 Date Actinty DelatitiOn ArnOunt (I) Nov 2 Dvidend GENL MILLS INC PAID ON 1882 828.08 Nov 16 Dvidend COLGATE PALMOUVE CO PAID ON 1508 573.04 Nov 16 Dividend PROCTER & GAMBLE CO PAID ON 1134 751.73 Nov23 Dvidend RMA MONEY MKT. PORTFOLIO AS OF 11/20/ 15 0.21 Total taxable dividends 52.153.13 Nov6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1 110915 1.54 Total taxable interest Total dividend end interest income Date Adiviy Cesciiphon $1.54 $2.154.67 Argued (S) Nov 2 Transfer JOURNAL TO Y I 23575 GHSLANE MAXWELL -392,095.32 Total other funds debited -5392A86.32 Investment transactions For more inkinnaion &cut the puce/ value shown for restrkted woollies, see important information about your statement at the end Of this docurient. Date Acts/ty Descaphon Quantity Yaw (T) Nov23 Assignment CALL BLACKROCK INC DUE 11120'15 320000 3.000 Nov25 Sold KLACKROCK INC Prke a) Proceeds from Funds investment withdrarm for Accrued transactions a) investmentsDour (I) interest (9 -300.000 320.00 95,998.23 Total 595.99823 Date Activity 0escrIPlial mount (S) Money balance activities Oct30 Ilataace forward 5142.08632 Nova Sold RMA MONEY MKT. PORTFOLIO AS OF 11102115 Nov 30 Closing RMA Money Mkt. Portfolio the RMA Money Maket Portlob is your secondary sweep apton. Oct30 Balance forward NOv 3 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 11112/15 -249.171.92 Nov6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11/0915 1.54 Nov 17 Deposit U85 BANK USA DEPOSIT ACCOUNT 1,324.77 •142,086.32 $0.00 0250.000.00 continued next page CNP70X0009343894NP7000193349 00002 1 I 15 030575004 v123568550 OlffaNyfiivi00021».2 10 of 12 CONFIDENTIAL EFTA_00131462 EFTA01273669 *UBS UBS Strategic Advisor November 2015 Account activity this month (continued) Date Money balance activities (continued) Nov27 Account name: GHISLAINE MAXWELL Friendly account none: lndiv Account number. VI 2 Activity DeS00110f1 Deposit UBS BANK USA DEPOSIT ACCOUNT Your Bimodal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Amount (S) 95,998.51 $99,152.90 Nov 30 Closing UBS lank USA Deposit Account Tne UBS Bant USA Deposit Account Is your primary sweep ophon Realized gains and losses The estimated realized gans and losses stows below ate not lot tea purposes. Please rote that gas or loss recognized on the sae Of redemption of (*flan Structured Produtts, Ike Contingent Dal Securities. troy tie ad nary. and not capita, gain a loss. Please check yeah your tax a,no, To taloasae gains and losses. v* liquidate the ddnt security lot first. Ibis is known as tho first.in first-out of CIO accounting method We tit* INS method unless yOU specified whit h lac lot to dose when you oared your order. This is known as a *bus purchases or YSP order See important information about yovr statement a the end of this document la more Long-term capital gains and losses wash sale Quantity ix Purchase Sae Sae Cost cost Denis Sectmty descrpt.on Method fat vane date date arras (S) bass CP a7justmem(S) toss CP Gain (1) BLACKROCK INC FIFO 3.000 Oct 05, 12 Nov 20, 15 975.17 563.46 411 71 FIFO 7.000 Oft 05, 12 Nov 20, 15 2,275.40 1,329.53 945.87 RFO 2.000 Oct 05, 12 Nov20, 15 650.12 373.34 276.78 FIFO 8.000 Oct 08, 12 Nov 20, I5 2,600.46 1,510.27 1,090.19 FIFO 15.000 Oct 09, 12 Nov20, IS 4,875.86 2,837.79 2,038.07 RFO 2.000 Oct 09, 12 Nov20, 15 650.11 378.02 272 09 FIFO 3.000 Oct 10, 12 Nov 20, 15 975.17 563.16 412.01 RIO 2.000 Oct 10, 12 Nov 20, 15 650.12 375.34 274.78 FIFO 2.000 Oct 10, 12 Nov 20, 15 650.11 375.99 274.12 HFO 224.003 tan 23, 13 Nov 20, 15 72,812.85 53,080.41 19,732.44 RFO 32 COO Apr 22 13 Nov 20, 15 10.401.83 8,034.98 2,366.85 Total 897,517.20 869,422.29 826,094.91 Net long-term capita' gains or losses 828,094,91 Net capital g ain silosse s: S211,004.81 Informaion. We ma/ not aclust gans and losses fa al caplet changes. We autcmahcaly adjust cost basis for taeteenat and AMT Coupon municipal secunties lot estmeted trnaltabOn of bond wen urns aid tor accreted OID lot secuMies issued al a dxonini 0you requested trial u8S aclusl cat Oaks for the told premium arottzemon on tatatie debt securities then COSI baroS reflector for then SeCulibtS has bat n adjussed Estimates in the uncrowned section can no be classified as short term of tong term because information is missing or the product Is one in which the OB Moss cakuleacn is not provided SDNY GM 00020843 C HP70303005643895 NP7003IS0349 0 03211 IS 030575004 Y123568S50 Ol 0000 Page 11 of 12 CONFIDENTIAL EFT/U/0131463 EFTA01273670 *UBS Yournotes 2—====2,2"Mr—''''2--2''" a' ', CONFIDENTIAL EFTA,B14. EFTA01273671 Important information about your statement LBS Financial Seams M. the F im or UBS Financial Services} is a merrter of all orincial seoiuy, cannodty and colons eighages. 1136 Financial Services and LES Bank USA at rdrect *alarm of LES AG and affiliates of LBS Savitin U.C. The Fin's financial statement is available upon reopen. The Fern's nada offices am a: UM Financial Sanas 1m. 1200 Harbor &aimed Weehawken. NJ 07086 This statement represents the cagy official record of yoke U3SFiancial Slays account. Other recce* rapt official tee docurants, containing confided data should rot be relied ran t you bane there is an ear or emission please repot h immediately n writing to the Branch Manager of the office serving you account. arcuti al figures shown are Mended to be accurate. statement ata shad not be used a tat purposes Rely soak on yea-end lax tOrMS,O.t. Form 1099, Sae. 10425, etc.) whin preprregyour tu return. The Fim 6 requiredby low to cepa to ti• IRS all taxabk dhiclende, report** rcntrable dwidends and taxable serest end an acuities held nyors accent, net proceeds an sae transactors, and cog taus on certain covered acuities. Corranications with the Fain • Please reconfirm eery oralcorm-unmans in *Meg to funher protect your rips, irclAng your ripe, seder the Sautes Investor Protection An (SEAT • tithefine-cal Mahon on the top left of he front of this statement is not UBS Financk Services, LGS Financial Snares carries yar account as champ ticker byarta-gement well the notated ingtuton We Wormed you of this rebnorehn wan you opened this *cart. In ti cask your fully arid stages are located a UBS financial Seances and rot to gaddcia broker, and you ran mace a report of ay emir or cminion to both firms. All acant statements shall be deemed complete ad accurate a not objected to hinging within 60 days. • Please diva customer complaints or emptiesto he FimmClem Relations Depavneet a 201.352.1699 or toll-free at 8C0,3S4-9103, 8:00 A.M. to 6:00 P.M ET Monday through Frday, a in wriskg to U3S Financial %Nees ter., Client Relatire Delliammentr P.O. Box 766 Union City, NJ 07087. • h caw of errors or qatire about an electronic fu-ch transfer WMbee payment a UBS Thsedebit card transactions, call 990-762-1000, aw ife to UBS FancialSenices Ix., 1000 Hatallsid., 6th floor, Weehawken NI 07086, Agra RIA103SA Senates. Cal or watt as soon a you can if mu ihek ma- statement or receipt 4 wag or if you need more iffinnatin dxut a transfer on he savant or recept. The Firm or Card bear (as applabld must hear from you no later can 60 days deer the Fin, sent you tie fig statement on which the owe or prcban xpeaut - r-""coo r riarnr sr, n.-Nror r — Duarte the error or tie transfer ycu ae unsure ton, and explah as dab as you cal shy you belies t is an error a why you need more information — Freak the dollar anoint d the suspected emu. The Firm or Card Issuer a Manias,. mut ampairt and MI correct any error promote,. I we take nog tan 10 business claw to do this we wit crock your account For the meant you talc 6 en error, so tat you will haw tie use of the morey claw the tine h takes us to complete our evestgation. Fleas. make all tea payable to the Fan or to theinal inflation rdcated on tie bad of this statement h akin to impala accost fees, amines my be subject to maktename lees, chrecys for bte payment for walla purchases and chars kr unpaid aunts n Cashwants. Accounts that at ward erred to other inflaUtiOnS May be subject to a trawler fee. UBS Sweep Optima UBS offers optim ice weeping cash berates, barges to bat deposits at UBS Bak USA and 1165 AG Starrad branch (Bank Sweep Programs), money market mutual Pais (Morey Fied0 ad the Men-atonalDepose Papua (Cara customers with an international Mane Management Account. Through tie Bank Sweep Procne. cash balances ae swept to 11135 Bak USA up to an esti:bred knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FOC rules. For ore hamar pea kit wermfdic Deposts at LES AG Stamford Bra-di aid shams of Maw Funds at rot hosed by the FDIC. Through the DA, arailable beach Ulna are men to depoU accounts at UBS AG km Yak We ard LBS AGC anon Brach. These deposits are not nand by the FOC. Balances held at tie LES AG Cayman ranch are temporally noosed to the sovereign irk of the Celan bads, and tam is no grate a other obligation of LBS AG to repay to balances while cash. UBS Cayman's Brach's books. Deposits at LBS Bat USA and each UBS AG Branch are not protected by SIC. Money Find shags are protected by SIPC See TUFS5 Financial Services Accent ffotecticn- bebyr. Upon per regain balances in re Bank Sweep Prorons a OA may bee withdrawn and shares of a Money Fund may be liquidated, ad the proceeds returned to you or you seaman acocult. Fan Holman about available swam *pions, inckding anent Merest rates and Weld 6 available at gratin corrisweemmIck from your Francial Advisor or by eating 800-762-1000. UPS Randal Service' account protection The dim a a manbdr of re Securities Investor Protection CoeporatiTh 151K). each protects securities accent of its members up lo SS00,000 (ncludng 52t4000 for claim for cash). The SIPC asset protection limit, aPaY Tn all amount tat you hold in a panika capacity. The Ftrn, together with certain Mates, ha also purchased oxpbrrantal protection. The madman mount payable to al *able chat, cackeb se-de• this protection is 1500 millon a of Clamber 10, 2013. Subject to the policy corditons ad Imitations, cash a the Firm is further protected fa era to SI 9 million lithe agg'egae For all Foie amounts head in aparticular capacity. A ft/1 copy of tie oak wading is mailable upOn request. The SIPC protect a and the supplemental protection both do not eon's' en • Certain feancial assets controlled by (and included n your account value) bat held away born U8Sfinvical Services (e.g., certain 0) cash at LBS Berk. (i) cab at LES AG Stamford band\ (id i-durard• prodicts, including void* annuities. and (rd shares of rn4w1 finds where such shares are registered drectk n the nane of de accost* holier on tie talcs ad records of to applicable iaaer a transfer agent), • Cedain minima contracts or irramera interests kg., limited partnenam and private placements) tat am rot registered under the Securities Act of I933; ad • Commodities contacts (e.g, foreign exchage and pairsmetal antrats.), inducing futures orients ad commodity option COMfaCtt. The SIPC protection and to supplemental protection do not apply to these asset eon 4 they Othelvn92 appear on yea Materna*. he SEC protean ad the FUOlerreental protection do not pact agaewt changes in the meat vabe of you investments (whether as a result of market movement awe balsruptcy cr otherwise} More information is amid* tom repast You may oNail more Marnation about SEC, holding the SIPC Brochure, by contacting 51K a 202-371-8300a by snag the SRC website afratw.alptap Dividend Renvertment Program (DRIP) The price reflected is an average price You may obtan the actual price from you Fnancial Advises. Orey whole dares re purchasedunder DRIP; partial shares wil be sold ad the cash tea a &posted h your account The dviderd reinvestment pricesupplied byte issuer may Offer from the market price at which tie partial dares ere sold Cadealitiu Ch9 whole units may be held in ma account. if you at mailed to a palial unit as a result of a &dad p4rnant a °tame, the Firm V.11 ether sell panal vas at mann price a accept an antunt detamined by a ragered closing agency, and credit you *mug Investment objectives The rwestmere (Cocoa ad nsk profile am speck to each account and may arybehvetn Please idea the Firmparrot& in mitre; of my significant change in yos franca situan or niestrnert objectives. For each CONFIDENTIAL account Inekl, you choose one of The following remanent °Necker • Produe Currentbicome. hantai as seekng the generation in income any. • Actin* Ca pttaf Approciatan: Insearnients seeking growth of pencal rather than the generation of w. • Produce Combimmon of arcane and Capital of seekeg both re generator of ncome and path of prit011. *Wall eialt profiles • Conserv/CM Seeks to maritain initial prinepak with law risk and volatility to the amorn moat even 4 din means the *cart does ran generate signil cant name a returns and may nut keep pace with elation. • Moderate Willis to accept sane risk to pinctal and tolerate some votakty to wet higher returns. • Apprespie: Wiling to accept high risk to prnopal and hip volatility to seek high returns over tine. Statement Thouseholdhe We may consoldase al related account statements with to sane address n the Sill* emreace. ACCOJltS may be related Ice this purpose Lease they have owners who also maimin Pie *con relationships with other clams at the same address. This prate it knew, as • housefoling t you prefer to receiee I-drawl statements mated n separate envelopes — you my decline householdag by ceiling Jour F honcial Akar. Friendly moult name The Friendly *mug ranee reflects Mamma That you entered en the firm's aline khan wake.. It a a cutornable 'nista-Lea • chosen by you to anist yes with you recordkeeping a has nO legal effect an your accotnt. You can change mar Flien*accignt names. thmugh Onare Services a by contactrg your Fina-cial Aka. ACCIX•lt overview • tray* Gina accountkornba Net of assets and liebil • Alma Inclas eyelids cash balances, vas lot restricted storey lest), and Global tine Deposits, u-reai zed arks to market, and cash assets not held by the aim. Does rot include winced wane/assets at the end of the par and arrant statement periods, or peva* evestrrents, vaned stock options and wawa stock onions • Lakes Includes al betimes, outstarding raga lore, credit re, dims accoug babrices. • Cashaeoney balances. Total of unimested available cash balances. plus UBS Bak USA deposit barces,UBS AG Stamford Branch depose balances and money market itutud land sweep balances, at the close of the ;mantra period. Noncom/oda bee credit balances in your accost am rot segregated from other balances ads te Finn ink use any of these funds in the ordinary coure of its business. These funds ase payable upon your domed. This total it included in du anent period closing value. SDNY_GM_00020845 EFTA 0[)131465 EFTA01273672 Important information about your statement (004 Mudd) Lending information Fa timed informal di on the Fins letting practices and dicesuec refer to yew Clem Relatcenhip Asfeement or .4.«cial AgcemrM and the General Team ad Conditions LOS Statement of creed Prat in amiable in Ar9Imintl and Onckarres mew rat romiacceura ir . yew sets You stmemerd Amnon securities rid other ass held in the samt at the end of the SIMOrnent period. You may ask for deers of fitly paid saureem at any time. You ma/recent sesties used as loan Collateral after ppay/ng sryy balance dim on 'hem Any *cuss to the inn <Lag the statenwnt pad are Feudal market vatse as of the end of the staement period, • Cast bat& In determining the cost bad of the senates itetuded in this statement where indcated with the nimble LEIS f nand" Services Ins relied alinformation obtained from sources other than UBS Finsial Sena% exhaling nip:motion Iron another him that you may have provided to yois Sandal Adam The FS don not Stan:Sy Sly a suede the "cursor valdey of try damnation Provided by lanes error than LEES Fioncial Series h abler" attleugh LOS Financial Sown sera slates this informatian as it is received. the Fins does not provide try essences art the idoernakin wider "Cost basis' and "Unealced gad loss" is aerate as id the date of this statement. As such Pease do not rey on this donation to make paths or sale cleciskinc, for Is p.rposes Otherwite. Accost tweet eered to the firm my ref ea gailloss infornarom on) for the period a time they are held a the Firm More historical Moises can be ailed by yew Anoxia' Advisor. • Unrealised gansfiones Man data is available. estimated urinated gait lasses are calculated for enSvidual sea:blots. The transaction data foe rekvidial lots mayor may no relied cormrosicce, dons Arida- musty reorganizers everts. Diddend and other reinvestment lots and systematic seam km are each combined to display one 3W:faced lot The • Trade dale cols presents the sant trarnaction trade dale. • Collable securities Bends ad preferred stock that the issuer cats for ea redeem:Ion wit be selected /martial& by lot "cm among all seamen of that issue held nos raffle or n Winne! Mint la at clients Call bare dannetien is obtained from third parties and as arose, is not guaranteed. Other call fuses may oast whch could if ect yiekt canine SCOMIlitel Will be ;Yarded upon request. • Certificates of deposit (CDs). COs are 10K Mired up to 5250,900 in ;SO and accrued interest per depose« and per depositsSAMS in accordance won FOIC rules. • aricSalue lens &psi for wordes and atm produce may be higher or lower than the price that yOu WOAD asitatt mom" n the market Anon act :Waned Fran n1014 the./ pity sarces wench We befeve to be reliable, but ow do not guarantee they arca acy. — We Pew* use the dosing price when wake or the mean of the bid and ask prices foe listed securities and Sorts or onty bud prices for OTC securities. — Less arteey traded securities may be ;deed using a vakation model a the mon recent pie we obtained and may not reflect an actual ma-ket pie vakm. - Certain paitian may appear matte a price and will taw as 'pre* was not avalable• ft were unable to obtain a price I or a scarily — Deposits Co stades denominated nomencies other than U.S. dolls are reflected a the exchange rate as of the statement date. - For mean seasities eating in nonconforming denaninais. Fete AM eluenekY dace 'alto) may have been adested to f militate scar valushan. To obtain current same:ens, wren 'stab*, contact you inancialAthisor. • Pirate Stemma and structured produces. Mate indented secrete (inckding drot partiobatian peogam and real estate imestmerd tins securitin) a d se cued products are general haply illquid Cron serroctined products haw not been regideced with the Securities and Exchaw Commission a under ay state securities laws. We pade estimated yaks for private Viseillnerit mantes and stmcured products foe inborreatonal Spews only. keiny is not guaranteed — These values naydiffer substantial, from pips, if any, at *Nth a pewee investment testy a slotted product may be btu 'd or told and do not necessarilyrepresent the yam you rMy receive soon - thid party estinges of yak* aro as demean date and are applied to UBS Fnaxial Services en a saw bald by an independent valuation I Wm. - Issuer, general pans a spans estimated values, if any are supplied to the Fen by the our, antral pars* a sponsor and may be calculated based on dfferem damaban ban that used by third pante to decree they esteemed vats. - Vous Sin addinarol idonnatian regarding the methodologyused to deter nine the miens d value and the date of the formation that is the base for the minute by contacting asFinancial Advisor - dad sty ..tinted values may be reflected as 'No peed* n several plant:we: when an independent valuation len has not suPOWd a S unable 10 assign a vats when we become sae that a material event has occurred that may call a peevicusly soled not is question a when vat* s ects1/41 be hjahfispeculatior due to the rare id the secutity. - When neither an ass general partner a sponsor estimated value nee a thrd-perty estimated vats is provide4 the value of the security wit bedifferent Iran in purchase Pee — 'Citabwians to date' may include nand capita income or both. — twists, vet' represents the nitql along pee per tint and may not reflect you cost basis • Restaided severities. Resented spinesgenerals re not smelt elegble for public sale. LEIS Financial SeViCeS Wei the Market (Mite of the uwestrieted stock of dw same issute as is invited value fa the restricted slack for purposes el MU adenine my. To the atent that metrics; searities' are MOS fa cab, the vain received may be stbstmeal): less than the invited value shown • Eq. Stinted) income, current yield. and rota An emirate ca arrual income it based on current dsidend and merest rates, sunning the securities will be held for one year from statement date a troll maturity. TM dies is only a guideline, accuracy and continued incise me not scanted — Evinced aenual income and cured Peld for (elan types of sakes could include a ism of lamccal or capital gains in which case the est income ("element wad would be overstated. — Ipilated arnual inane and °front yield and the actual income andyield might be later or higher than the estmad amounts. — An eyelet of a-malted Mom Winierd axVor intend «wad by the current market van:avow balance is based on the Is dividend or noel Payment made by the issuer and suss the seaseesickooPts wilt be hell for one yea Imen the statement date aural Marty. Accuracy and continued yekl are not gib antetd. • Assets not held by UK Financial Sennme. Certain assets aro not held by the Finn and not nehn the Fern's possesscn or control. These assets are displayed on seas statement for infoinuitecnel pupas only. Positions and values presented are provided by the dung Inn. lin Financial Services is not resparoble for to infatuation and does not guarantee its accwacy. These assets are rot protected by SIC or the Finis splemental Sat swage. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 lees received n an-lectors with the thstntxtion of nyttul fund to our C1.14113 we andor Our aflame man revenue sharing Pasts from distributen rhda advisors of the mutual firds that we sell. These arnards are based on two deferent components 0 the amount of sales by Uld of a pertkultr mutual find I sib: to our dents. and Et) the set vale of a parlinalar mutual fund I amiyi shy.. heal a the fins — We and at Abate ate receive networeng and ernes processing lees in consideration bat transfer agent crevices that we snide tote mutual hands These f ea generally are pad from inset assets in taw mutual fund and are a fad doer amount based on the renter of accounts at the Ishodealte holding mist Surds of that fund f artily CONFIDENTIAL - h Shen to commesins received in connection wth the sale or distrestion of arnAy contracts and sat neestnent mist urns to our clients, we and« as affiliate receive newts shit-6g (Gressette. iron ad of the Murano corronirs urdermaira the annuity {overacts. all Rates of the Insurance companies or sponsors of the tnt iniestinent VW'S we amts. — Cur affiliates alsomotet trading ccenrnesiorn and ether comp:mats from mutual lurch and insurance companies show products wro dnIFToule. — We receive an meal fee horn LOS Bak USA ad UBS AG Surreoul Brandi of up to $25 per scold sweeping tithe bads under the UBS Bank Sweep Program. Activity hisation re:prang corimasten and other charges named n correction with the executon of trades. ieldng option transactions has been included en conlimations orovousfy furnished to aou, and cell be provided to you pa:aptly on mown. Skirt selling t you art engaged in short selling a security, loamy her a dorge die to cenin borrowing costs («that Particular security. Open orders Regarding open Cc • saStilicancelled* ceders that were not sated by the semen date, open buy and sell stop orders are reduced by the maul of denier& a. rightson an •rodwidend «antes dote unless retuned otherwise by mu. You ant responsible fa «Oen that re executed due toyer failure to cancel eMin9 open orders. Privacy To obtain a copy ed our 'mem Clcerl Privacy Notice. pease caned your Fnancial Aden« a vest Oar weinitis at yyenvubtrOnfreiveevbrolev UBS Sandal Services is saber* the RMA, Business Services Account BSA and IRMA are brokerage accouras which provide access to barking services and products through arra-rants min dilated bared and other thrd-party banks, and pont* access to nswance and annuty products issued by waHoliatedthrdpany Murano companies through Murano agency subsidiaries of tkS Financial Services lx. InoeltmEnt, nsurance, arid seaproducts: Not FDIC rend • No lark gut/ants May lose vale RMA. Resasce Managernent Accost Business Socked Account E6.4, AMA ad international ReSOISCe Management ACC0.81 at registered wince mats of UPS Financial Seises Inc Vise Stn./Lee is a registered service mark of Visa bastion" LBS Visa Seas aerie cards ad Les Visa debt cards are awed by UBE, OS USA with person horn vine USA interfacial ed. Ue3S Fin.10601 Services Inc. Fey 201511 SDNY_GM_00020846 EFTA_00 1 3 1466 EFTA01273673 *UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Mena:0750471215%12'11 0 UBS Strategic Advisor December 2015 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GH1SLAIVE MAXWELL Friendly account name: Inchv Account number. Your rinandal Advisor. SCOTT STACK MAN/ LYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RA account on November 30 (3) on December 31(3) Your assets 1,025,834.34 798,007.41 Visit our websIte: www.ubstomlfinancialservices Your liabilities 0.00 0.00 Value of your account 11.025,834.34 $798,007.41 Tracking the value of your account g Th&Lan05 Sources of your account growth during 2015 Value of your account at year end 2014 41,721,172.36 •,721 7 Net deposits and withdrawals 491%077.94 1,025 8 Wur nvestment return Dividend and interest income Chance in market value $40,34661 -44543162 ne.o • Value of your account on Dec 31, 2015 4790.007.41 Dec 2014 Nov 2015 Dec 2015 SDNY GM 00020847 PA•mber SIPC 807000400€075047 Nr.7000311076 00302 1215 030575COI vi 23568550 10000 Pogo 1 of 12 CONFIDENTIAL EFTA_00131467 EFTA01273674 SUBS UBS Strategic Advisor December 2015 Your account balance sheet Summary of your assets Value on December 31 (1) Account name: Friendly account name:Ir 1 Account number: Percentage of your account A Cash and money balances 92.72 001% B Cash alternatives 0.00 000% C Equities 797,914.69 99 99% E Non-traditional aco 000% F Commodities 0.C0 000% G Other 0.00 000% Total assets Value of your account $798,007.41 $798,007.41 100.00% Your current asset allocation Eye on the markets Index Your financial Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% Percentage change December 2015 Year to date -1.58% 1.38% -2.05% 0.48% -1.33% -0.39% -0.32% 0.55% kkincogre08075048 rill0303i187600:02 1215 03057SCOr n 23566SS0 11 0ffaiyGtkoonotkir 2 of 12 CONFIDENTIAL EFTA_00131468 EFTA01273675 UBS UBS Strategic Advisor December 2015 Change in the value of your account December 2015 Year to date (I) Opening account value $1,025,834.34 $1,721,172.36 Deposits, including investments transferred in 0.00 2,200W Withdrawals and fees, including investments transferred cart -219,763.87 -920,277.94 Dividend and interest income 2,100.54 40,346.61 Change in market value -10,163.60 45,433.62 Closing account value 4798,007.41 $798,007.41 Account name: GHIS&AINE MAXWELL Friendly account name:int:1w Account number: Y1 2 Dividend and interest income earned For cutpcnes of Ins statement, t,,(ab:ity of 'Metes] ant dnIdenCI infOme ha; been determined (men a US IM rep:cling perspective. Bored upon the residence of the account holder, account type, or product twe, some interest ardor dvidend payments mat not be subject to United St*es (US) ardor Puerto Rico (n) income tares. The rient month* statement K not intended to be used and carom be read won for tat purposes. Chenls should refer to the applictie tar reporting forms they recent Iran OBS annualy, such as the corns 1099 and me can 480, for lac re130110.9 information it is the moire of lies to file the asoliratie tar tenoning forms with the US Inter,* Revenue Sew< and PR Treasury Department, and in sue h forms accurately cisafy d.rdena arelf ot interest as tar even-pit or taa inccme. Pleat corault your indudual tax prepare( December 2015 (In Year to date IS) Taxable dividends 2,100.34 40,340 02 Taxable interest 0.20 6.43 Total current year $2,100.54 $40,346.45 Prior year adjustment 000 0.16 Total dividend & interest $2,100.54 $40,346.61 Summary of gains and losses yaws reported below exclude products for which gain and losses are not dassified Realized gains and losses Unrealized Your N medal Advisor. SCOTT STACK MAMLYLE CASRIEL December 2015 (5) Year to date IS) gains and losses (S) Short term 0.00 2,544.95 -7,862.57 Long term 31,536.50 206,423 09 100,148 45 Total $31,536.50 $208,968.04 $92,285.88 Cash activity summary See Account *Ono the month for deia Is. Balances In your Sweep Options are included in the cpenng and closing balances value. FDIC insurance spares only to deposits a uBS Bank USA, rot to deposits at LOS AG, Starriord Branch or bank deposits placed through the UBS intemaiond Deposit Account program. 5/PC protection applies to money market sweep find holdings but not bank deposits Steimportenr inbroarion about your statement on the last two Pars Si this document for <Ma's December 20I 5 IS) Year to date (S) Opening balances $98,152.90 $6,517.57 Additions Deposits and other funds credited 0.00 2,200 00 Dividend and interest income 2,100.54 40,346.61 Proceeds from investment transactions 119,603.15 964,247.03 Total additions $121,703.69 $1,006,793.64 Subtractions Professional management fees and related services 0.00 -8,082.81 Other funds debned -219,76387 -912,195.13 Funds withdrawn for investments bought 000 -92,940.55 Total subtractions -$219,763.87 41,013,218.49 Net cash flow -$98,060.18 -$6,424.85 Closing balances $92.72 $92.72 SONY GM 00020849 ENPruO4009375049 NP703031187600002 1215030575031 v123$68SSO 11O Page 3 of 12 CONFIDENTIAL EFTA_00131469 EFTA01273676 (SUBS UBS Strategic Advisor December 2015 Loan summary Year to date loan interest UBS Bank USA Deposit Account APY Interest period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 421- $829.62 Closing UBS Bank USA Deposit balance Dec 6 $0W Number of days in interest period 31 Average daily balance 813,654 24 Interest earned 40.20 Annual percentage yield earned 002% Account name: GHISt AINE ELL Friendly account name: lndiv Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your retire objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibiity consideration - None selected Your account instructions • Vow account cost base default closing method is RFO. Rat in, First Out. Your financial Advisor: SCOTT STACK MAMLYLE CASRIEL HIP7000a008075050 Ne70003i 187600:02 121503057500* YI 2 3 566S93 It0N,iy_Gm_00020ter 4 of 12 CONFIDENTIAL EFTA_00131470 EFTA01273677 $UBS UBS Strategic Advisor December 2015 Your assets Account name: GHISLAWIE MAXWELL. Friendly account name:lndi Account number. VI Some pnCes, income and current vaues shpts may be apprOxinvae. AS a Hit& gains asdlosses may 001 be accurately reflected. See Important infosmabon about your statement a the end of this dxurnem for more Infornmort Cash Cash and money balances Cash and money batances may wilede avalade cash balances, UBS Bank USA deprat account balances. UBS AG Stanford Branch Cepovt account balances and money market mutual fund sweep Lances UBS Bank USA deposit account balances are insured by the FDIC vat ft n applic [bk. limits, but are not potected by SIFt USS AG Stanford Bram hdepost account baantes ase not inSuted be FDIC and re not protected by SSC Money market sweep balances are prolected by SEC but ale not insured by the FDIC. See the Important information about your statement at the endof this document for details about Pose blames. Hddng U85 BANK USA CEP ACCT 98,152 90 Oper sag bel ante ClaimsWince ence per sham Avatar on Dec I (t) on Dec 31 (1) on Dec 31 (t) late 0ne:lend Interest period Your II sandal Advisor: SCOTT STACKMANLYLE CASILEL Days m period cep amount (1) Equities Common stock Purchase pricd Hack NVITbef Average Wife Price per share vette on Unmerited Holdng Hddng date of snares per Shalt (0 Cost basis (SI on Dec 31(5) Dec 31(1) On or loss (1) period AECOM Symbol. ACM Exchange: NYSE Jan 28, 15 500.000 26 619 13,309 95 30.030 15,015.00 1,705.05 ST Jan 30, 15 100 ODD 25 532 2,553 24 30.030 3,033 00 449.76 ST SeCueity total 600.000 26 439 15,863.19 18,01800 2,154.81 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAL 4153 Current yield 2.51% Apr 22. 13 72.000 56.870 4,094.67 84.720 6,099.84 2,005.17 LT BAXTER INTL INC Symbol BAX Exchange' NYSE EAI: 4716 Current yield 121% lin 20, 12 30.000 28.496 854 88 38.150 1,14450 289.62 LT Jun 20, 12 17.003 28.455 483.75 38.150 648.55 164.80 LT km 21.12 29.000 28.762 834 12 38.150 1,10635 272.23 LT Jun21,12 7.000 28.444 199 11 38.150 267.05 67.94 LT continued next page SDNY GM 00020851 ENSTOCO4C08075051 PIP70303118760C002 13150305750Di Y1235613550 110000 Page S of 12 92.72 250.003.00 CONFIDENTIAL EFTA_00131471 EFTA01273678 *UBS UBS Strategic Advisor Your assets . Equities . Common stock (Continued) Hrldng Track date Web« of thern Purchase pace( Average pace per thaw (S) Con batit (S) Price per :hare on Dec 31(1) Vane on Dec 31 (S) Unrealized gain or loss (I) Holdng period Jun21,12 5.000 28/338 144.19 38.150 190.75 46.56 LT Jun22, 12 61.000 28.658 1,748 19 38.150 2,327.15 578.96 LT Jan 23,13 768.000 36.815 28,274.47 38.150 29,299.20 1,024.73 LT Apr 22, 13 355.000 38284 13,591.05 38150 13,543.25 -47.80 LT Sep 19. 13 74.000 39857 2,949.45 38.150 2,823.10 •126.35 LT Sep 19, 13 6.000 39.696 238.18 38.150 228.90 4.28 LT Sep 19.13 3.000 39.700 11910 38.150 114.45 -4.65 LT Sep 20, 13 47.000 39.758 1,868 67 38.150 1,793.05 -75.62 LT Oct 3.13 154.030 35.679 5,494.57 38.150 5.8751 0 380.53 LT Security total 1,556.000 36.504 56,799.73 59,361.40 2,56167 BLACKRCCK INC Symbol: RIK Exchange: NYSE EAI: 1628 Current yield 2.56% Apr 22, 13 72.000 251093 18,078 71 340.520 24,517.44 6,438.73 LT COLGATE PALMOUVE CO Symbol. Cl Exchange: NYSE EAI: 42,292 Current yield: 2.28% Aug 4,11 174000 41.632 7,244.05 66.620 11.591.88 4,347.83 LT Aug 12, 11 4.000 42.450 169.80 66.620 266.48 9668 LT Ian 23,13 910.000 54.240 49,358.63 66.620 60,624.20 11,265.57 LT Apr 22, 13 420.000 59.788 25,111.32 66.620 27,980.40 2,869.08 LT Security total 1,508.000 54300 81,883.80 100,462.56 18,579.16 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 1335 Current yield 0.95% Jan 28, 15 500.000 90.411 45,205 72 70.790 35,395 00 -9,810.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28, I S 500.030 3).942 15,97 1.36 31.170 15,585.00 -386.36 ST lan 30,15 250.000 29 431 7,357.75 31.170 7,792.50 434.75 ST Oct 26, 15 250.000 34.170 8,542.53 31.170 7,792.50 -750.03 ST Security total 1,000.000 31.872 31,871.64 31,170 00 •701.64 GELAL MILLS INC Symbol. GIS Exchange: NYSE EAI: 13,312 Current yield: 3.05% Aug 4,11 191.000 36265 6,926 77 57.660 11,013.06 4086.29 LT Aug 12, 11 5.000 35.754 178 77 57.660 288.30 109.53 LT Jan 23,13 1001.000 41387 41,428.89 57.660 57,717.66 16288.77 LT Account name: GH1SLAINE MAXWELL Friendly account name: Indiv Account number: YI 2 Your Kaancid Advisor, SCOTT STACK MAIILYLE CASRIEL continued next page OW70034038075052 HP7000311876=02 1215030575001 Y1235613550 110MyGivi00020pige 6 of 12 CONFIDENTIAL EFTA_00131472 EFTA01273679 SUBS U BS Strategic Advisor December 2015 Account name: GHISLA1NE MAXWELL friendly account narne:Indiv. SCOTT STACK MANLYLE CASRiEL Account number. Y I 2: Your Financial Advisor: Your assets Equities. Common stock (continued) Pugh/1St price Trade roman Average price PM! per share value on unmarred Hoeing Ncldng date of shares per share (1) Cost basis (s) on Der 31(s) Dec 31(1) gain or loss CO Period Apr 22, 13 464.030 50287 23,33321 57.660 26,754 24 3,421.03 LT Jun 17, 13 148003 49 739 7,361 45 57.660 8,533.68 1,172.23 LT Jun 18, 13 73000 49.836 3,638 07 57.660 4,209.18 571.11 LT Security total 1,882003 44031 82,357.16 108,516 12 25,648.95 JOHNSON & JOHNSON COM Symbol. MT Exchange. NYSE Eat $198 Current yield 2.92% Apr 22. 13 66.000 84.721 5,591.64 102.720 6,779.52 1,187.88 LT MCDONALDS CORP Symbol MCD Exchange: NYSE EAl; 33,624 Current yield: 3.01% Aug 4, 11 95.003 84 969 8,07206 118.140 11,223.30 3,151.24 LT Aug 12, 11 3.000 65.910 257.73 1 18.140 354.42 96.69 LT Nov29, 12 8.000 86 456 691 65 118,140 945.12 253.47 IT Jan 23,13 555.003 93.053 51,644.75 118.140 65,567.70 13,922.95 LT Apr 22. 13 255.= 99 318 25,326 32 118.140 30,125.70 4,799.38 LT Sep 19, 13 78.000 97 879 7,634 63 1 18.140 9,214.92 1,580.29 LT Sep 19. 13 22.003 97 425 2,143.36 118.140 2,599.08 455.72 a Sep 19, 13 2.000 97 830 195 66 118.140 236 28 40.62 LT Security total 1,018.003 94.269 95,966 16 120,266 52 24,300.36 NEXTERA ENERGY INC COM Symbol. NEE Exchange NYSE EAT 4499 Current yield 296% Apr 22, 13 162000 79 757 12,920 65 103.890 16,830 18 3,909.53 LT OCCIDENTAL PETROLEUM CRP Symbol: 0>CY Exchange: NYSE EAT 12,907 anent yield- 4 44% Feb 12, 14 148.003 88.959 13,16596 67.610 10,006 28 -3,159.68 LT Feb 12, 14 117.000 88.989 10,411.82 67.610 7,910.37 -2,501.45 LT Feb 12, 14 32.003 89 002 2,84807 67.610 2,163.52 -684.55 LT Feb 12. 14 7.000 88 857 622 00 67.610 473.27 -148.73 LT Feb 13, 14 110.003 88.885 9,777.41 67.610 7,437.10 -2,340.31 LT Feb 13. 14 68.000 88 708 6,032 19 67.610 4,597 48 -1.434 71 LT Feb 13, 14 33.000 88369 2,916.19 67.610 2,231.13 .685.C6 LT Feb 13, 14 6.000 88.421 530.53 67.610 405.66 •124.87 LT Feb 14, 14 334.003 92065 30,749.82 67.610 22,581 74 -8,168.08 LT continued next page SONY GM 00020853 E11P7OCO4C08075053 117703031187603002 1715030575031 Y1 23568350 1101300 Page 7 of 12 CONFIDENTIAL EFTA_00131473 EFTA01273680 *UBS UBS Strategic Advisor 7-) s Account name: GHISLAINE MAXWELL Friendly account name:Indiv Account number: YI 2 Your Knandal Advisor: SCOTT STACK/ailLYLE CASRIEL Your assets Equities . Common stock (continued) Pack Herein date Matter of shares Purchase pace/ Average price per share (I) CCM Gds (I) Price per share on Dec 31(3) Vdue on Dec 31 (I) Unrealized gain or loss (e) Holdng period Feb 18 14 114.000 92677 10,56523 67.610 7,707.54 -2,857.69 LT Sewn), total 969.030 90422 87,61922 65,514.09 -22,105.13 PEPSICO INC Symbol. PEP Exchange: NYSE EAl: 43,243 Current yield:2.81% Aug 4, it 115.000 63.979 7357.65 99.920 11,490.80 4,133.15 LT Aug 12, 11 3.000 63.023 189.07 99.920 299.76 110.69 LT May 16, 12 6.000 68.535 411.21 99.920 599.52 188.31 LT Oct 24, 12 1.000 68.690 68.69 99.920 99.92 31.23 LT Oct 25, 12 2.000 68.810 137.62 99.920 199.84 62.22 LT Oct 26. 12 1.000 68.890 68.89 99.920 99.92 31.03 LT Oct 31, 12 1.000 69370 69.37 99.920 99.92 3055 LT Nov6, 12 1.000 69370 69.37 99.920 99.92 30.55 LT Nov7,12 1.000 69.150 69.15 99.920 99.92 30.77 LT Nov8, 12 2.000 69.090 138.18 99.920 199.84 6156 LT Jan 23.13 699.000 72.166 50,444.31 99.920 69.844.08 19399.77 LT Apr 22, 13 322.000 82251 26,484.85 99.920 32,174.24 5,689.39 LT Security total 1,154.000 74.097 85,508.36 115,307.68 29,799.32 PROCTER &GAFABLE CO Symbol: PG Exhange: NYSE EAl: $3,007 Current yield: 3.34% Aug 4, 11 118.000 60.103 7,092.22 79.410 9,370.38 2,278.16 LT Aug 12, 11 3.000 60.896 182.69 79410 238.23 5534 It Jan 23,13 619.000 69.941 43,29373 79.410 49,154.79 5,861.06 LT Apr 22, 13 286.000 81332 23,261.18 79410 22,711.26 -549.92 LT Apr 24, 13 108.000 77.762 8,398 32 79.410 8,576 28 177.96 LT Security total 1,134.000 72.512 82,228. I d 90,050.94 7,822.80 Total $706.498.79 S798,289.69 $91,790.90 Total estimated annual income: $20,914 ENP70C04039075054 NP70003I18760C002 12150305750CW YI 23568550 I Inatityork0002~ II of 12 CONFIDENTIAL EFTA_00131474 EFTA01273681 *DUBS UBS Strategic Advisor December 2015 Your assets , Equities (continued) Short options Tux* Natter Sale price Sale Price per coreittt Contract Value on Unrealized sicking kildng date of contacts per contract al Proceeds (S) On Oec31 (1) premium (S) Dec 31 (3) gain or loss CD period PUT FORTINET INC WE 0111916 30.000 ExpireK Jan 16 Syrnly? FTNT Oet 26, 15 -10.000 0.869 -86998 37.500 0.375 -375.00 494.98 ST Account mane: GHISLAINE MAXWELL Friendly account name:Indira Account number. `el 2: Your Finandal Advisor: SCOTT STACK MANLYIE CASNEL Your total assets Value on Dec 31 (1) Percentage el your account Cost bays 01 Esimated annual Income Urns zed gain or loss (0 Cash Cash a ad money balances 92.72 0.01% 92.72 Equities Common stock 798,289.69 706,49839 20,91400 91,790.90 Short options -375.00 -869.98 494.98 Total equities 797,914.69 99.99% 705,628.81 20,914.00 92285.00 Total $798,007.41 100.00% $705,721.53 $20,914.00 $92,285.88 Account activity this month Date Actlety Desorption Amoral (1) Dividend and interestlamer* Taxable dividends Taxable interest Dec 8 Cividend JOHNSON & JOHNSON COM PAD ON 1066 799.50 Dec 15 Dividend ANALOG DEVICES INC PAID ON 51 20.40 Dec 15 Cividend MCDONALDS CORP PAD ON 1018 906.02 Dec 15 Cividend NEAFRA ENERGY INC COM PAID ON 162 124.74 Dec 23 Dividend BLACKROCK INC PAID ON 72 156.96 Dec 30 Cividend TRAVELERS COS1NC/THE PAID ON 152 92.72 Total taxable dividends $2.100.34 Dec 7 Interest L185 BANK USA DEPOSIT ACCOUNT AS OF 1210415 0.20 Total taxable Interest Total dividend end interest income 80.20 $2,100.54 Dap ACtioly DeStepbOn ArnOwli (3) Other funds debited Dec 1 Transfer JOURNAL TO VI 23575 GHISLANE MAXWELL -98,152.90 continued next page SONY GM 00020855 EtiP70(04008075055 HP7000311076 00002 1215030575004 Y12356eSSO 1111000 Page 9 of 12 CONFIDENTIAL EFTA_00131475 EFTA01273682 4tUBS UBS Strategic Advisor December 2015 Account activity this month (an trivet') Date Actitety Other feuds debited (continued) Dec 24 Transfer Account name: GHIStANE MAXWELL Friendly account name: Indiv Account number: Y I 2 Your Nnancial Advisor. SCOTT STACK MANLYLE CASR1EL Descapbon Amami (S) JOURNAL TO VI 23575 GHISLAINE MAXWELL -121,610.97 Total other funds debited -S219,76327 Investment transactions for rnDreinformaion atoA the pricehelue shown for restricted securities, see important information *oat yOurstatemera at the endof this Oactrnent Date Activity Oesciption Otonity Va Le (S) Price 6) PeOCeedl Iran Funs inwstment withdrawn to Accrued transactions (S) investments bcught (5) interest (S) Dec 21 Assignment CALL JONNSON &101*ISON C DUE 12/18115 100.000 10.000 Dec 23 Sold JOHNSON & JOHNSON COM -1,000. 000 100.00 99,998.16 Dec 24 Sold ANALOG DEVICES INC -51.000 55.640100 2,837.60 Dec 24 Sold TRAVELERS COS INOTHE -152.000 110 313800 16,767.39 Told $119.603.15 Date Activity Descrolion Amount IS) Money balance activities Nov 30 Balance forward 598,152,90 Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12101/15 -98,152.90 Dec 9 Deposit U85 BANK USA DEPOSIT ACCOUNT 799.70 Dec 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,051.16 Dec 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 100,155.12 Dec 28 Withdrawal L185 BANK USA DEPOSIT ACCOUNT AS OT 12/24/15 -102.005.98 Dec31 Deposit UBS BANK USA DEPOSIT ACCOUNT 92.72 Dec 91 Closlag UBS Bank USA Deposit Account $9232 Tne utis Bank USA Oep001 ACCOunt Is your primary sweep Op1On EHP70C04038075056 HP7030311876 00002 1215 03057%01 YI23568550 intiegoiGigL0002lyse 10 of 12 CONFIDENTIAL EFTA_00131476 EFTA01273683 *UBS UBS Strategic Advisor December 2015 Realized gains and losses Account noire: GHISLAINE MAXWELL Friendly account name:Indiv Account number. Y I the estirmted realized Bans and losSes shown telOw ate not Ice tar puipaeS. Please rote that gin or loss recognized on I he sale or recta -Cron of cenan Structured Products, IkeCanting-ell Debt Securrhes, may be ad nary, and not capital, gain or loss. 'lease check with your tat admor. To calcdae gem and !ones. we liquidate the oldest security lot first. this Is Moon as the first.In first out or FRO accounting method Vie use IN, method unless you specified whit h la` lot to close when you placed youe order. This is known as a 'onus purchases or YSP order. See Important information about your statertem a the end of this document for more Long-term capital gains and losses SeCuMy deMption MethOd Quantity or Purchase face %due date Sale date SSc amount (t) wash sale Cost cost basis baths 01 aljtAlmert31 toss (V Gan (S) ANALOG DEVICES INC RIO 51 000 Apr 22,13 Dec 21,15 2837.60 2,16481 672.79 JOHNSON &JOHNSONCOM 123.000 Aug 04, 11 Dec 18, 15 12,433.84 7,672.38 4,761.46 FIFO 3.000 Aug 12, 11 Dec 18, 15 303.27 191.19 11208 FIFO 642.000 Jan 23, 13 Dec 18, 15 64,898.58 46,696.71 18,201.87 FIFO 232.000 Apr 22, 13 Dec 18, 15 23,452.45 19,655.46 3,796 99 TRAVELERS COS INC/THE FIFO 41030 Apr 22, 13 Dec 21, 15 4,522.78 3,473.50 1,049 28 FIFO 1 11000 May22. 13 Dec21,15 12244.61 9,302.58 2,942 03 Total 8120493.13 889.156.63 831.536.50 Net long etrm capital gains or losses 831436.50 Net Capital gains/losses: $31,536.50 Your /1 medal Advisor: SCOTT STACK MAN/LYLE CAMEL intomteron We may not ay sent gansano losses la al (via charges. we aucmacKacy aojust Cost Dads for tateyerrot and AMT coupon municipal sec unties for rsiimaeo IMOrIzatton of bond preen um and lot awned OiD for se( wities issued at a clxount I you requested that U8S aClust cot haws for the bond ;seem um arnortzMon on treralie debt sec unties then coil basis reflected for these securities has been acfeusted Elliman% in the Unclassifed section can not be classified at thou term 01 song term berate information it missing or the product is one in which the gai Moss calculaton is nor provided Summary of approved payees and recurring payments Based on your indica bons. the Mikan/mg payees and recurring payments are <ans.:reed *approved payees' Asa result (l)you may authorize ideational transfers to these payees verbally and ( 2 Iyar are no longer receiving odor/duel confirmations for payments to these payees Ctsbu moment Payee desupton Amount (S) method Y123575 vaned Transfer The payees and recurring payments sated tekw do not include Bill Payments Ekaronk funds 7/40Slet3 and certain other tram/ern between accounts at trg$ If you have additonal payees and/or recurring Insfructons on Ilk you a recede separate confarmatons (tom your finance; Ad.:sot To update or cancel any of these anetructions, please Contact your financial Achvsor Type/Event Frequency Payee on file Upon request rid Na Dec 24, 15 last used Start date End dale dale SDNY GM 00020857 EllP7OCO4C08075057 PIP71:003I 1876 00002 1715 030575031 Y173568550 110000 Page 11 of 12 CONFIDENTIAL EFTA_00131477 EFTA01273684 *UBS Your notes 2,2122.172,72,112177 .2, 027=012.01.2151.....2.2G, G. .G21,... 12 .:2 ,2 CONFIDENTIAL EFTA_00131478 EFTA01273685 Important information about your statement LBS Francis' Services M. the F im or UBS Anemia Sakes} is a merrter of all orincial sexily, cannodty and canons exchanges. LBS Frarcial Spaces and LES Bank USA are rdrect %Midas of LBS AG and affiliates of LES Secuitin U.C. The Rim's Handal statement is available upon reoen. The Firm's aro** offices ae a: UBS Finercul Sanas M. 1200 Harbor Eulevard Weehawken. W 07086 This statement represents the ceryi official record of )eta LBS Sivecial Senates account. Other ieorek rapt official tar documents. cortahing corilicleg data should rot be relied icon If youbelieve there is an emx or omission, plea* repot h immediately n writing to the Branch Manager of the office sating )ore account. Atou7i al figures shown are attended to be accurate. statement *lash:old not be used for tat purposes Rely *deb.Goys-end tax te011).0.e.. Form 1099, 5498. 10425, etc} whin prepargyour tau return. The Fini 6 required by low to copal to tie IRS all taxabk dniclent. report** rontacable Medends and lath 6100 end ee vacuities held nyoir accent, net proceeds an saki transactors, and OW bursa is (Main covered mastitis. Carramications with the Fins • Please reconfiem at oral cormitncabores in wring to further protect your rips, Mixing yat rot irdee the Statakd Investor Protection An (WA). • titheknave' hatiudion on the top lets of tie freed of this statement is not IBS Eh-rancid Strokes, LGS Financial %races comes sus account a clearng broker byam-cement welt the rdcated ansoknon We rimmed you of this reledorekiP when you opened this awn. in the case, your Ss& and stashes are located a UBS financial Sakes and rot tie ircdacrg broker, and *urn* mace a reporl of ay mix or amain to both limn. All accord statements shall be deemed ccenpbte and accurate t not objected to is *Erg within 60 days. • Please creme customer complaint or kmies to tie Rim's C lent Relations Depavnent a 201.352.1699 or toll-free at 8003549103, 8:00 A.M. to 6:00 P.M FT Monday through Friday, a innegro to U3S Frargal Services ti., Client Relatires DePatmenta P.O. Box 766 Union City, ell 07087. • h me of errors or pantiam about an electronic hods transfer WMbi payment or UBS Yoa•clebit card transactions, call 90-762-1000, axone to UBS Financial Sane., ex., 1000 Hata Blvd., 6th floor, Weehawken NI 07086, Attrt RIAIORSA Senates. Cal cr write as soon a you can if you tar your statement or receipt is wrap at you need more relamatis accut a Vander on the seamier' or reap". The Firm or Card Suer (as applrablO must hear from you no lay than 60 days titer tie Fin, sent you tie fir statement an which the aro' or problem gland. - nnv r anc Arn np-N-or t r,-; - Mute the error or tie Mosier you ere uture tout, and explah as dealt as you cal why you belts t is an error a why you need more narration - Frorde the dollar amount of the suspected 0rOf • The Firm a Cad Issuer MI intieopateyout cornyaart and MI correct any error promptk. I we lake more tan 10 Lysine's dap to do Si. we will mink your accost for the mart you theft 6 herr* so tat you will have tie use of the money dsing the time h takes us to complete OW Mien:paten. Flisnlmako all docks payable to the Fin or tie franca' instkution endrated on tie front of the statement haddtionto regular accost fees, amines may be subject to mantentate lees, thetas for bee want for searkin purchases and cheers kr unpaid scum n cash accouns. Accounts that at varderred to other institutions may be subject to a trawler tee UBS Sweep Optima UBS offers optird Ice stweping cash balances, balances to bank deposits at UBS Brk USA and U3S AG Staracrd trench (Bank Sweep Programs), money market mutual funds (Money Ftn*) a-MS.Mena cnal Deposit Aaiun (0Alta customers with an international Rename Management Account. Through tie Flank Sweep Program, cash balances .7 swept to 1185 Bak USA up to an estabished lent ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC inured in accordance with FDIC nat. For mire Hannah" peace kit ...twiddle got. Deposks a LES AG Stamlad Branch and shores of Money Funds are rot insired by the FDIC. Through the Ok arailable bete balances are swept to depot/ accounts at UBS AG New York Stanch ard LBS AGC wan Brach These deposits are not iresed by the FOC. Balances held at tie LES AG Cayman Branch ate temperanly egos* to the sovereign era of the Cayman litands, and there is no suararesee a other cancation of LBS AG to repay tie balances while on the UBS Cayman's Brach's books. Deposits at MS Bar USA and each UBS AG Branch are not protected by SIC. Money Fund shoes are protected by SRC See 'Ll35 Fruncial Services Acosta* kotecticri- bebtr. Upon sca reµast, balances in to Bark Sweep Programs a OA may be withdrawn and shorn of a Money Fund may be liquidated, ad the proceeds returned to you or your sautes acccun. Fester iioimatan about available sweep *pions, inckackig anent Merest rates and MIS, 6 available at mamba orlsweeprieloh, from your Financial Advisor or by eating 800-762-1000. UPS Nnancial Service' account protection The Fim is a member of to Sealskin Investor Protection Caporals (5IPC). *Itch protects securities aciants of its members up to SSOO,C00 fnching S2 t0,000 for dams for cat). The SIPC asset protection limits apply to all accunts that you hold in a pantile capacity. The Fmk together with certain athletes, ha also purchased o.ppbrriental protection. The madman amount payable to al *Gable Monts, cottecleek irdee this protection is 1500 millon a of Decenter 10, 2013. Wont to the poky corditons ad Imitations, cash a the Firm is father protected fa ics, to %I 9 mitten n the agg'egae For all our amounts head iv a parkular capacity. A full copy of tie poky wading is available upon request. The SIPC protect en and the supplemenli protection both do not apply to' • Certain financial assets controlled by (and itlxbd n your account value) bat held away f ran U85financial Services (e.g., attain (0 cash at LBS Bre, (ii cash at LES AG Stamfordbranch, (id hturarce *parts including writhe, annuities. and (in shares of rruh.al finds where such shares are registered drecdy n the nane of tie account holder on the locciss and records of to applicable isoar a trendier agent). • Certain minimal contracts or hatment interests (*Q.. limited pHinenhiss and private placements) tat ae rot registered ender the Securities Act of I933; ad • Co tu t ees contacts (e.g, foreign ',charge and pairsmetal caved* includig fauns contracts ard commodity option contracts. The SIPC protects :en and tie supplemental protection do not apply to these (Met *SI 4 Styohm's' appear on yas Materna*. TM SEC peotection ad the RaCiarreental protection do not poled nand changes in tie maker vale of gas investments haether a a result of market moternent, issuer balcuptcycr otherwite} More informution is maid* won mast Yoa may obtan more Nam/lion about SIC, kladirg the SIPC Brochure, by contacting 51K at 202-371-8300a by useng the SRC *abide artentw.alptoop Dividend Ronvosbnont Program (DRIP) The tyke reflected es an average tyke You may obtan the actual price from you Fnancial Advisor. Orey whole dares re purchased Leda DRIP; partial shares will be sold ad the cash wa be deposited h your account. The dviderd renvestment vicesupplied byte hsuer may Offer from the market price at which to partial shares at sold Calrielieu and whole units may be hekl n yotr account. if you re a-ENO to a panial unit as a result of a cividerd p4rnent or °tan*, the Firm all ether sell penal units at menet pike a accept an scum determined by a reposeed 'berg army, and credit your accost Invests** objectives The revestmere °bleak* ad nsk profile at speck to each account and may vary between Please idea the Firm promptlyin aim of ay sicpilicara change in pis Mandel situatcn or ',warner' objectives. For each CONFIDENTIAL account Inekl, you choose one of to following Mesment objectises' • Peerage Conant/mama Main* u seang the generation d income ask. • Aden* Capetal Appreciation Insestrnenti seeking yowl" of prncpal rather that the peroration of note p. • Produce Combination of arcane and Capital Appreciation hiesiments searg both tie generator of ncome and gasohol plitO11. °Will tisk profiles • Conseivake Seeks to mainain ithial prep* with trot risk and volatility to the acorn owral even if tat means the accost does not generate sisnd 'ant name a returns and may rot keep pace with 'reflation. • ,Moderate Willing to accept sane rids to pincPal and tolerate some 'Marty to seek hirer returns. • Appressiee: Wiling to accept high risk to prnopal and hip totality to seek highreturns over tine. Statement lioustholdne We may consolidate at related account statements with die sane didleSS n the sere envet.e. Accosts may be related la this purpose Peyote the/ have owners who aka mainain Pm sawn relationships with other <lents at the sane address. This practice 6 knots as • komeholirg B you prefer to receive rdhiclual statements mated in separate .1101001S — you May decline ***holding by calIngyour FhantialAdasor. Friendly acootart name The Frierdy *coast name reflects ilonnition tat you entered cn the firm's onine senates webste. It it a customizable 'nick-term • chosen by you to mkt yeti will your recordkeeping it has no legal effect an your accost. You IT change you' Rien*accoent names. thyugh Onfre Services a by contactrg pax Fina-cial Advisor. Acooan overview • Yahoo/tow' accostgordolo. Net of assets and • Alma Includes *Maple cash balances, vats Ice restricted snowy len), and Global TO* D0:036, u-realred moos to market, and cereal mats not held by the Firn. Does rot include *priced seciaiie9 assets at the end of the pctand anent statement periods. or prim* avesurents, truest* stock options and mucosae stock options • Lialaditos Includes debt Waren outrtarding 'ratan lost, credit We, dn accent batmen. • CashAeoney balances. Total of uninvested available cash balances. plus UBS Bak USA deposit baiaces,U3S AG Stamford Branch deposit balances and money market 10001 lund sweep balance; at tie close of the vestment period. Norecommoday tree credit balances in your accost ire rot segregated from other balances and tie Fite mat use any of these funds n the ordinay course of tun t ins. These funds a* payable upon your dernard. This total is included.. to cumin period closing value. SDNY_GM_00020859 EFTA_00131479 EFTA01273686 important information about your statement (Contemned) [Wed) Lending information Foy dkaad informal pen on she Fins lending practices and &cases. refer to ow Clem Relatenthip Agreement or Account Arenten1 end the General Teem a-d Conditions LOS Statement of Cade Praa Kos mailable in Agreements ant goixburres miny ob.: corn/armor-tiff:42am VOW meets You statement Ponces securities and other wets held h the want at the all 01 the Sttement period. You may ask for deivery of luily paid tarries at ay' time. You may recent sectr*ies used as loan collateral after ppyaytg stryy balance die on them. Any securities lea ode PRI to the Fiends:1g the statement period are Medal market vain as of the end of the sidemen, Pond • Cast batik t, detemrling the cost bass of the females:caudal in this statement, where indcated Owith the renter VE6 Screen kas relied informatin cbuined bom sauces other than UBS Saks. including nf emotion Iran another lire a that you may have provided to you financial Atria. The Fim don not indtpenitaly may a waren the arcur. valdey of ary c alm ion provided by lanes pitta than LEES Friarn Services. haollIkrs attlxugh LOS financial Seams gewalb updates this 0116mm:on as it is rocciyeds the Firm Oats not provide at entrances that the infonnation under "Cost basis' and "Urrealced gni loss" is accurate as of the date of this statement. As sulk please do not real en this Moimation to make wawa a sale decisions, for Is p.rposes OthKeeile. Accounts tsarist wad to the fin, may reflect gal loss Momrcn on for the period ci tire they are held at the Fern Mae historical neamalen can be ailed by yea Anoxia Adm.". • Unrealised gehefioefte Man data is available. estimated urvealized gar" losses are calculated for vandal save/ lots. the transaction data for corked.," kis mayor may not alien cormnsions, argn aria acuity reorganiencn rants. Dildind and otter reinvestment lots and systematic cachese kits are each cart:fad to display one averaged lot. The • Trade dale colon peewit the origin" trarnacoon fade date • Callable moirities Bends and pared stock that the issuer cats for ea reckei01•311 wit be selected frOarttalbr by lot km among all sedates of that issue held is out name Cannons:Went* ler ars clients Call bane inkensikn is Waned from third pafies and n accuracy is not guaranteed. Other call fames may east what could affect yield complete infarnalcin MI be «Mad upen request • Certificates of deposit (a). COs are FDIC nomad up to $290.000 n pericPal and accrued interest per deposed' ad per deposing ', VOLUM inaccordance wth f01C rules. • Pricehalue Prim displayed for loonies and next prOcirCIS may be higher a lower than the prier that you would amtaky recast n the market Prces Waned fran valeta thrd party sources which sw beleve to be reliable, but we do not guarantee they accuracy. - We 9mr* we the cosh twice «Am swarth or the mean of the bid a-4 ask pekes foe lined securities and cohortsor orib bid prices kr OTC securities. - Less r! try traded moan maybe piped wing a vakation model a the mon recent price we «nailed and may not reflect an actual market once a yaks.. - Certain paean may appear men" a price and will thaw spree was not avelable• ft we re usable to obtain a price for a unsay - Coq:0db Cr muskies demminated in curencies other than U.S. dots are reflected at the exchange rate as of the statement date. - for ceder amities racing in noneonforning deraninanne, Fria and CloonthY (face value) may have been adamed to f "Male paper rabic on. To obtain current animals, Men avaiabk, contact yea inancialAMisor. • Private kiimententa end streamed products. Private Mesmer' saran (ix Wing drat panktation pecgam and real estate imestmera trust securities) and savoured owlets are general b MA, Raid. Coten structued prod acts haw not been recatered with the Securities and Exchaw Commissar a brier any state securities arse We preside &saluted yaks ler private inallnent secunies and struelased products to intermstorol FulaOseS only. Acrency is not gainteed — Thew vain naydiffer substantial/1mm prices, if arrA at whiti a «Mee invearnent seamy Watered prodml may be b0i4n1 or sold and do not necesurily represent the value you my ware upon limidation. — Thid party estinges of rake are as of a certain dale and are Applied to UBS Fnaxial Service an a regular bale by an independent valation I I'm. — btu, general mines a sponsor estimated rakes. if any, ow supplied to the F im by the our. mineral parow a sponsor and may be calculated based on deferent informatnn ban that used by third panics to dew thee esteemed takes. — Yemen Mein addition" rionnatian regarding the nvdnodology used to deteimine the *shwa c4 value and the date of the ifizematin that is the basis for the en:nateby contacting your Financial Adviser. - Rad party estrinked Was may be reflected as 'Not peed' ri several seuaticro: when an independent aluatim Inn has not 11.00Wd a o unable to assign a max, when we become awn that a material event has occurred that may call a previtusly maned rake into question, a when a rat* would be hehlispeculatiw clue to the rare of the War - When neither an *suer, general partner a sponsor estimated rake nee a thrd-pany estimated valor is proveled, the value of the tensity *Abedifferent Iran its purchase ace — 'Diatikions to date' may ixexle return of capital. norm a both. — •Cturtaluni set' represents the nit." offering rice per tne and may nee reflect yaar cost bass • Restricted sonorities Restated searites generalls are not currently eligble for public sale LOS Financial Masts uses the motet peke of the unrestricted stock of Ow same issute as an imputed value fa the restricted sack fapurposesof ma steep ne my. To the edge that retread sectrities are reliable to cab, the vibe receited may be stkostantalb less than the irritated value shown • Est. (mtimeted) income, cavern yield, and ram. An mama of arrual income is based on current dnidend and interest rates, awning the securkies will be held for me year from statement date a mil maturity. The ennuie is only a guideline, accuracy and continued name we not giaranteed — Estirmted anal insane and coact said for cedar types of securities could nelde a :nun of Psneesal or cap*" gains in which case the est income ("clement peke would be overstated. — Esti-mod annual Want and newt yield and the actual income and yield night be Wet or higher than the engraved amounts. — An narrate of a-realized ixonse (diederd why inteeed) dirtied by the (went watt uninfavernm balance is based on the an dividend or rani" Panne made by the issuer and assures the sects besedeposits will be held for one year from the statement date a until matunty. Accuracy and continued yetd are net guaranteed • Atseu not hat by UBS FiWieleiel Services Certain assets are not held by the Firm and not whin the Fmk possessed, or control. These assets are decayed on yea statement for Mom ,atonal Pupae only. Positions and rakes presented we provided by the issuing Inn. LOS Financial Services is not respreble for ths int contact) and cbesna guarantee its accuracy. These assets ate rot protected by Seta*. Finis siamlemental Slit coverage. • Revenue storing and additional compensation. — In addition to ccamissions on saes and 12b1 lees received n arnecton rah tie chstntokion oe mutual land to ne clew Se ardor our affair. eceive minor sharing Premeres frorndetriouhm atria ackiscts of the mutual finds that we sell. Ikea arnwes are based on two deferent components 0 the amount of sales by UltS of a partkoht mutual find (rib to our dents, and (*) the awn value of a particular mutual fund ImiEs shy.. held a the lyre — We and ca Agate ate receive new:ding and combs processing lees in consideration tor tunaer agent wakes that we want to the mutual finds These feesgrwrally are pad from investor assets in the mutual fu-d and are a fad doe" amount based on the ranter of accounts at the frokec•clealte holden; mutual hands of that fund family CONFIDENTIAL .• h acetien tO comnessas rectal in connection weft the sale or &Warm of annay contracts and tat raterent Kat units 10 Our (lents, we ancfcr as affiliate noire resents sheng coarpernation from marry of the insurance companies urdenweing the annuity contracts. Abates of the insurance ccenpanies or sponsors of the ,at ineestinent as is we «setae. — Cur affiliates alsorear* trading carnesions and other comet-oaten from mutual lurch and insurance companies whose products we dislikult — We receive art nil fee tom LOS Bak USA and UBS AG Stanford Branch of up to $25 per latest sweeping b the bares under the UBS Bank Sweep Winn. Many hlornatentegardng commissions and other charges interred n correction with the execution of trades. ireldng option transactions has been included en <intimations crewousE famished to you. ad rill be provided to you acaptly on reties. Skin selling f yOu art enraged in that selling a security, sti may nasal:have due to cenin bctrowing costs for that pal kular security. Open ardan Regarding open or • scodkikcancelled* adees that were not howled by the mama date. open louTaoti sell slop orders are reduced by the man of cledcleixls rights on an exavidends er mates date unless instructed otherwise by you. You ant responsible fa orders that we executed due toyou failure to cancel "Oag open orders. Privacy To ebtain a copy of ar current Clem Prwacy Notice. please contact your Financial Achim a vat our websee at arm ubtrociletheevbrolev UBS Bruscial Services ism:dabs* The RUA, Busiless Services Account BSA and IRMA re brokerage accounts which provide access to baiting services and products through arrangements**, ablated barks and other that-party banks, and provides access to nsurarke and annuty product issued by mandated thrdpany insurance companies through insurance agency subsidiaries of IRS Financial Services lx. ImeltmEnt, nsurance. ad armyproducts: Not FDIC road • No fink guarantee* May lose yak* RMA. Resource Managenwit Account. Business Services Anoint ESA AMA and nternatienal SeS0ae Management Accost are registered service mans of UBS Ti arc" Services ex Visa Signature is a registered service mark of Visa Inkinationet UPS Vasa Signature credo cads ad ues Vera debt bids are mad by UBS Bank USA with perniscon from Vna u SA Incorporated. UBS Financial Services Inc. Pei 201511 SDNY_GM_00020860 EFTA 0013/380 EFTA01273687 UBS U135 Francial Semites Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CM700568961390116X1Y1 0 Account name: GHISIAIVE MAXWELL Friendly account name: Ii Account number: 11 01 Your Financial Advisor. SCOTT STACK1AAN/LYLE CASRIEL Phone . Questions about your statement? Call your FirtanCial Advisor Or the RMA Re30tAteD172 at. a ntI Your assets 798,007 41 827,886 93 Visit our website: www.lbscomifinanc en/ices Your liabilities 0.00 0.00 Value of your account 8798,00741 $827,886.93 Value of your account UBS Strategic Advisor January 2016 GHISLA1NE MAXWELL 116 E 6511-1 STREET NEW YORK NY 10065-7007 on December 31 ($) on January 29 (3) Tracking the value of your account Sou roes of your account growth during 3016 Value of your account 1 Thousands at year end 2015 3798,007.41 Net deposits and 1;721.2 withdratals 329,914.76 Your r1WSOTRA t !mum DM:lendand interest income 41,834.29 7980 822.9 Chance in marker vSue .31.873.53 Value of your aroma Dec 2014 Der 2015 lan 2016 on Jai 29,2016 6927.886.93 SDNY GM 00020861 Member SIPC CNP70309305669089 NP70031$7084 00002 0116 030575004 VI 23 568550 100700 Page 1 of 10 CONFIDENTIAL EFTA_00131481 EFTA01273688 *UBS U BS Strategic Advisor January 2016 Your account balance sheet Summary of your assets Value on January 29 a) Percentage of your account A Cash and money balances 57,913.64 700% B Cash alternatives 0.00 000% C Equities 769,973.29 9300% D Fixed income 0.C0 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $827,886.93 $827,886.93 100.00% Account name: GHI$LAINE MAxv:. EL_ Friendly account name:Indic Account number: Y1 2 Your current asset allocation Eye on the markets Index Percentage change January 2016 year to date S&P 500 -4.96% -4.96% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38% You rKnoncial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances, LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% CHM00Eg0SC69890NVF0C0187084U3032 0116030575004 Y123568950 lookyGht0002061fte 2 of 10 CONFIDENTIAL EFI'A_00131482 EFTA01273689 UBS Strategic Advisor 4tUBS January 2016 Change in the value of your account January 201611: Year to date (I) Opening account value $798,007.41 $798,007.41 Deposits, including investments transferred in 31,000.00 31,000.1:0 Withdrawals and fees, including investments transferred cut -1,08524 -1,085.24 Dividend and interest income 1,838.29 1,838.29 Change in market value -1,873.53 -1,873.53 Closing account value $827,886.93 $827,886.93 Account name: OHISLAINE MAXWELL Friendly account name:lndi Account number. YI Dividend and interest income earned For coop:yes of tees slatemeni, ta.ab:ity of 'nines] arc clnIdend orne hat been deternined from a US tac repotting pempedice. Paid upon the residence of the account holder, account type, or product type, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) Income tares. The tient monthy statement is not Intended lo be used and carrot tie (tired upon for tar purposes. Cheats should refer to the apedKaole tar reporting forms they recent. from UBS annualy, such as the forms 1099 and the Fans 480. for tar repotting informaton It Is the practice of 1185 to file the apt:heart tat reporting forms with the US Internal Revenue Send< and PR Tmosury Department and in such forms accurately (Ida fy chickna ardor interest as lac exempt or taatthe income. Pled. consult /cur includual tax prepare( January 2016 (4) Year to date IS) Taxable dividends 1,838.29 1,838.29 Total current year $1,838.29 $1,838.29 Total dividend & interest $1,838.29 $1,838.29 Summary of gains and losses Vidues reported telont exclude products for which gam and losses ate not dassifcld Realized gains and losses Unrealized January 2016($) Yea, to date (1.) gains and Losses (S) Short term 0.00 0.00 -2,497.55 Long term -731.26 -731.86 93,641 76 Total -$731.86 -$731.86 $91,144.21 Your IIsandal Advisor: SCOTT STACK MANf LYLE CASRIEL Cash activity summary See account activrty the month tot delab. Balances In your Sweep Options are includedin the wenn; and closing balances vd ue. FDIC insurance dopies only to deposits at UBS Bank USA, rot to deposits at LOS AG. starriord Ranch or bank deposits placed through the UBS intemaiona Deposa Account program. SIPC protection applies to money market sweep Mid hddings but nal bar* deposits See important inbrmarion gout your statement on the last two Paces Si this document for <Seta's January 2016 IS) Year to date IS) Opening balances $92.72 $92.72 Additions Deposits and other funds credited 31,00000 31,000 00 Dividend and interest income 1,838.29 1,838.29 Proceeds from investment transactions 56,057.87 56,067.87 Total additions $88,906.16 $88,906.16 Subtractions Professional management fees and related services -992 52 -992.52 Other funds debited -92.72 -92.72 Rinds withdrawn for investments bought -30,000.00 -30,000.00 Total subtractions -$31,085.24 -$31,085.24 Nat cash flow $57,820.92 $57,820.92 Closing balances $57,913.64 $57,913.64 SDNY GM 00020863 cere70009005669991NP70001137084 00032 MI6 0305750017123568550100000 Pogo 3 of to CONFIDENTIAL EFTA_00131483 EFTA01273690 UBS UBS Strategic Advisor January 2016 UBS Bank USA Deposit Account APY interest period Dec 7 -Jan 7 Opening UBS Bank USA Deposit balance Dec 7 $0 .00 Closing UBS Bank USA Deposit balance tan 7 $217.10 Number of days in interest period 32 Average daily balance $672.49 Interest earned 80 .00 Annual percentage yield earned 0.00% Account name: -HISLAINE MAXWELL Friendly account name: if Account number: Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch manager You can find a full descripticn of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary Aggressive In vestment eltgiathty consderation None selected Your account instructions • You account cost toasts default closing method is FIFO, First In, First Out. Your Ignenciel Advisor SCOTT STACKMANI:Ai CA5FdEt O1P7C00800S669892NP700018708400C02 0116 030575004 " 23568S50 ICroatAllYGM00020tgle 4 CONFIDENTIAL 0 EFTA 00131484 EFTA01273691 UBS Strategic Advisor T January 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account naiete:l Account number. Sane pnces, mottle and current eaves ShOnn may tewptoximene. AS a teak gains andlOssesnW nol be eKonalely rentatd. Set Aperient intopnaaon about your Paremere a the end of the dxumem for more Infornason. Cash Cash and money balances Cash and money balances may include avatar& cash balances, UBS Bank USA depoat account balances, UBS AG StanSord Branch ctpoot account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat to n appli<ible limits, but are not protected by 9PC u8S AG Stanford Branchdeposit sr num balances an not insured by FDIC and are not protected by 9PC Money market sweep balances are protected by 9PC bin age not insured by the FDIC. See the Important information about your statement at the end of this dxtrnent for details about those blanch. opering Wage Closing brlaxe Price per share Average sicking on hint (1) on Jan 29 (1) on Jan 29(1) tale UBS BANK USA CEP ACCT 92.72 Golden Merest period Your financial Advisor: scour STACK MAN' LYLE CASRIEL Odyln period pas, amount (I) Equities Common stock Hddng Track date Mother of shares Purchase pricer Average price per share (1) Cost basis (i) Pnce per share on Ian 29(1) Value on Ian 29 (1) unreanzed gan or loss (I) Eiddng Period AECOM Symbol. ACM Exchange: NYSE Jan 28, 15 500.000 26 619 13,309 95 27.440 13,720.00 410.05 LT Jan 30, 15 11:0 003 25.532 2,553 24 27.440 2,744 00 190.76 LT Security total 600 000 26 439 15,863.19 16,464 00 600.81 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI'. 9153 Current yield 2.56% Apt 22. 13 72.000 56.870 4,094.67 83.090 5,982.48 1,887.81 LT RACKROCK INC Symbol BLK Exchange NYSE EAI: 9660 Current yield 292% Apr 22, 13 72.003 251093 18,078 71 314.260 22,626 72 4,548.01 LT COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: 42,292 Current yield: 2.25% Aug 4,11 174 000 a1632 7,244 05 67,530 11,750 22 4,506.17 LT Aug 12, 11 4.000 A2 450 169.80 67.530 270.12 100.32 LT 57,913.64 250.00300 continued next page SDNY GM 00020885 ChiroC009305689893 NP7003‘ 82084 COCO? Olt& 03057S004 YI22S68SSO IMO) Page S of 10 CONFIDENTIAL EFTA_00131485 EFTA01273692 SUBS UBS Strategic Advisor January 2016 Account name: GHISLAINE MAXWELL friendly account name:I Account number. YI Your llooncid Advisor: SCOTT STACK MA14 LYLE CASRIEL Your assets Equities . Common stock (continued) Trade HcIcing date Rioter of tham Purchase pricel Average pact Price per share Vdue on Unredlzed Holding per that (1) coil basis (1) on ran 29 (1) lets 29(1) gain or lat (1) period Jan 23,13 910.000 54 240 49,35863 67.530 61,45130 12,093.67 LT Apr 22,13 420.000 59 788 25,111 32 67.530 28,362.60 3,251.28 LT Security totel 1,508.000 54300 81,883.80 101,835.24 19,951.44 ECG RESOURCES INC Symbol- EOG Exchange: NYSE EAI: 1335 Current yield 0.94% Jan 28,15 500.000 90.411 45,205 72 71.020 35,510 00 4,695.72 LT FORTINET INC Symbol: FENT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 213140 14,070.00 -1,901.36 LT Jan 30,15 250.000 29.431 7,357.75 28.140 7,035.00 -322.75 LT Oa 26, 15 250.000 34.170 8,542.53 28.140 7,035.00 -1,507.53 ST Jan 15,16 1,000.000 29.130 29,130.02 28.140 28,140 00 -990.02 ST Security total 2,000.000 30.501 61,001.66 56,280.00 -4,721.66 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: $3,312 Current yield: 3.11% Aug 4,11 191.000 36265 6,926 77 56.510 10,79141 386864 LT Aug 12, 11 5.000 35.754 178.77 56.510 282.55 103.78 LT Jan 23,13 1,001.000 41387 41.428 89 56.510 56,566 51 15,137.62 LT Apr 22, 13 464.000 50287 23,333.21 56.510 26,220.64 2,887.43 LT Jury 17, 13 148.000 49.739 7,361.45 56.510 8,363.48 1,002.03 LT Jun 18, 13 73.000 49.836 3,63807 56.510 4,12123 487.16 LT Security total 1,882.000 44.031 82,867.16 106351.82 23,484.66 JOHNSON & JOHNSON COM Symbol: .INJ Exchange: NYSE EAI: $198 Current yield 2.87% Apr 22, 13 66.000 84.721 5,591.64 104.440 6,893.04 1,301.40 LT MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: $3.624 Current yield: 2.88% Aug 4,11 95.000 84.969 8,072 06 123.780 11,759 10 3.687.04 LT Aug 12, 11 3.000 85.910 257.73 123.780 371.34 113.61 LT Nov29, 12 8.000 88456 691.65 123.780 990.24 29899 LT Jan 23,13 555.000 93.053 51,644.75 123.780 68,697.90 17,053.15 LT Apr 22. 13 255.000 99318 25,326 32 123.780 31,563.90 6,237.58 LT Sep 19. 13 78.000 97879 7,634 63 123.780 9.654.84 2,020.21 LT Sep 19, 13 22.000 97.425 2,143.36 123.780 2,723.16 579.80 LT cart,nued next page CNe700C00050119894NP7000187084 00002 0116 030575001 Y12356/315010~yGht00020~ 6 of 10 CONFIDENTIAL EFTA_00 I 31486 EFTA01273693 UBS Strategic Advisor Your assets r Equities . Common stock (continued) Hddng Trade date tafirbes of shares Purthese pert« Average price per share (1) Cost basis (SI Price per share on Ian 29(1) value on Jan 29 (1) Unrealized gain or loss (1) Norcing period Sep 19, 13 2.000 97.830 195.66 123.780 247.56 51.90 LT Security total 1,018.000 94 269 95,966 16 126,008 04 30541.88 NEXTERA EhERGY INC COM Symbol: NEE Exchange. NYSE EAI: 1499 Current yield 2.76% Apr 22. 13 162.003 79.757 12,920.65 111.710 18,097.02 5,176.37 LT OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAI: 32,907 Current yield: 4.36% Feb 12, 14 148.003 88959 13,165.96 68.830 10,186 84 -2.979.12 LT Feb 12.14 117.C® 88.989 t0A1 I 82 68.830 8,053.11 -2,358.71 IT Feb 12. 14 32.003 89.002 2,84807 68.830 2,202.56 -645.51 LT Feb 12, 14 7.000 88.857 622.00 68.830 481.81 -140.19 LT Feb 15 14 110.003 88.885 9,777 41 68.830 7.571 30 -2.206.11 LT Feb 13, 14 68.003 88.708 6,032.19 68.830 4,683.44 •1,351.75 LT Feb 13. 14 33.003 88 369 2,916 19 6.8.830 2,271 39 -644.83 LT Feb 13, 14 6.000 88.421 530.53 68.830 412.98 •117.55 LT Feb 14, 14 334.000 92.065 30,749.82 68.830 22,989 22 -7.760.60 LT Feb 18, 14 114.000 92 677 10,565 23 68.830 7,846 62 -2.718.61 LT Security total 969.003 90.422 87,619.22 66,696 27 -20,922.95 PEPSICO INC Symbol. PEP Exchange NYSE Ea 13,243 Current yield. 2.83% Aug 4,11 115 000 63.979 7,357.65 99.300 11,419 50 4,061.85 LT Aug 12, 11 3.000 63.023 189.07 99.300 297.90 108.83 LT May 16, 12 6.000 68 535 411 21 99.300 595.80 184.59 LT Oct 24. 12 1.000 68.690 68.69 99.300 99.30 30.61 LT Oct 25, 12 2.000 68 810 137.62 99.303 198 60 60.98 LT Oct 26, 12 1.000 68 890 68 89 99.303 99.30 30.41 LT Oct 31, 12 1.000 69370 69.37 99.3® 99.30 29.93 LT Nov6,12 1.000 69 370 69 37 99.300 99 30 29.93 IT Nov7, 12 1.000 69.150 69.15 99.300 99.30 30.15 LT Nov8,12 2.000 69.090 13518 99300 198.60 60.42 IT lan 23, 13 699.003 72.166 50,444.31 99.300 69,410 70 18,966.39 LT Apr 22. 13 322.000 82251 26,484.85 99.300 31,974.60 5489.75 LT Account name: CHISLAINE MAXWELL Friendly account name:lndiv Account number. Y1 Your Financial Advisor SCOTT STACK Law LYLE CASRIEL continued next page SDNY GM 00020867 CNC2C00930566999SNP70031$7084 00002 MI6 030575001 Y123568550100000 Page 7 of 10 CONFIDENTIAL EFTA_00131487 EFTA01273694 T UBS Strategic Advisor iary 2016 Your assets Equities . Common stock (continued) R&M') Dade date Kerber of shun Purchase peke/ Average pike per share (3) Cost bask (S) Price per share on Ian 29(3) Value on ran 29(S) Unreilted Holding gain or loss (S) period Security total 1,154.000 74.097 85,508.36 114,592.20 29,083.84 PROCTER &GAMBLE CO Symbol: PG E,chango: NYSE EAI: 43,007 anent yield: 3.25% Aug 4,11 118.000 60.103 7,092.22 81.690 9,639.42 2,547.20 LT Aug 12, 11 3.000 60.896 182.69 81.690 245.07 62.38 LT lan 23,13 619.000 69.941 43,293.73 81.690 50,566.11 7,272.38 LT Apr 22, 13 286.000 81332 23,261.18 81.690 23,363.34 102.16 LT Apr 24, 13 108.000 77.762 8,39822 81.690 8,822.52 424.20 LT Security total 1,134.000 72.512 82228.14 92,636.46 10,408.32 Total $678,829.06 $769,973.29 $91,144.21 Total estimated annual income: 520,230 Your total assets Pexentaged Cost Estimated Unrealized Value on Jan 29 (SI your /flaunt basis 01 annual interne (S) gan or loss (5) Cash Cash and money balances 57,913.64 7.00% 57,913.64 Equities Common stock 769,973.29 93.00% 678,829.06 20,230.00 91,144.21 Total $827,886.93 100.00% $736,742.72 $20230.00 $91,14421 Account name: GHISLAINE MAXWELL Friendly account name: lodi Account number: Y1 Your Anandel Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month Die Aclialy Description Amount (S) FM Y1 23575 010 I 1,000.00 Deposits and other funds credited Jan 19 Transfer Jan 19 Transfer FM Y1 235750100 30.000.00 Total deposits and other funds ardited 631.000.00 Wt. Ad hely Dertrpllon AITIOttli (5) Dividend and interestincome Taxable clmetends Jan 4 Dividend ALITOMATIC DATA PRCCESSNG INC PAID ON 72 AS OF 0801/16 38.16 Jan 4 condend BAXTER INTL INC PAID ON 1556 178.94 Jan 7 Condend Jan 15 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 726.75 PEPSICO INC PAD ON 1154 810.69 continued next page CRP700C0005689836 NP7000187084 00002 0116 030575004 Y123568550 100Diyokt 0002dine 8 Of 10 CONFIDENTIAL EFTA_00131488 EFTA01273695 UBS Strategic Advisor *UBS January 2016 Account activity this month (continued) Oae Actinty Account name: Friendly account name: Account number. Your Plaandal Advisor: DeunPlIon Amount (S) Dividend and interestiucome (continued) Taxable dividends (continued) tan 28 Deldend ECG RESOURCES INC PAID ON 500 83.75 Total taxable dividends Total dividend and interest income Dare Amoy Jan 22 Fee Charged QUARTERLY FEE Total professional management fees S1.831129 S1.838.29 Deception Amount (S) Fees -992.52 Date Acti.Iy Des/tiption JOURNAL TO VI 23575 GHSLAINE MAXWELL 92.72 . Total other funds debited -$992.52 AMOLAl (3) Other funds debited Jan 4 Transfer investment transactions For trore inforrnsion abort tre poce/ value shown tot restricted secuitles, see important information about your oteraent at the end of this doctment Date Actnity Jan 19 Assignment PUT FORTINET INC DUE 01/1916 30.000 Jan 21 Bought FORTINET INC Jan 27 Sold BAXTER INTL INC Total Desclpbon Quantity yaw (S) 10.000 Price CS/ -$92.72 Proceeds nom Funds investment withdiawn fa transactions (5) ,n‘estrnents bough (5) AICIUtd interest (S) 1,000.000 30.00 -30,000.00 -1,556.000 36 034000 56,067.87 $5626727 -$30.000.00 Date Activity Descrphon Amount (S) Money balance activities Dec 31 Balance forward $9232 Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 124.38 ran 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 810.69 Jan 19 Deposit UBS BANK USA DEPOSIT ACCOUNT 726.75 Jan 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 31,000 00 Jan 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT -30,000.00 tan 25 withdrawal 085 BANK USA DEPOSIT ACCOUNT ASOF 01122/16 -992.52 Jan 28 Deposit UEIS BANE USA DEPOSIT ACCOUNT 56,067.87 Jan 29 Deposit LIBS BANK USA DEPOSIT ACCOUNT 83.75 Jan 29 Closing UBS Bank USA Deposit Aaount 557.91344 The VR5 Bank USA Dep09t account Is your primary sweep coon SONY GM 00020869 01P7C003305669897 NP7003187084 COOPS 011603057`001 Y173568550100300 Pegs 9 of 10 CONFIDENTIAL EFIA_00131489 EFTA01273696 *UBS UBS Strategic Advisor January 2016 Realized gains and losses Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Y I The estimated realized gam and losses stow, below ale not for Inc purposes. Please rate that gain or loss recognized on the see Of reCkniXIOn of ce nain Structured Products, kke Contingent Om Securities. OW tit ordinary. and not <xuta, gain or loss. Rem< chetL with your tax athaor TO COI( ale gam a/silicoses. we liquidate the debit sec usity lot first. Thes is known m the NAIR first out or FIFO accounting me hod We use this method unless you specified whit h lam lot to close when you pacedyou( order. This is known as a emus purchases or vSP order. Se* Important information about your :tattooer at the end of this dccurnenl for more Long-term capital gains and losses Secunly desorption Method (*MAN Or Purchase face v4ua dab? Sale date yak amount (S) Cost basis (SI Wash Sale cost basis adjtnimentell teas (S) Gain (1) BAXTER INTL INC FIFO 30000 Jun 20, 12 Jan 22, 16 1,081.00 854.88 226 12 FIFO 17.000 Jun 20, 12 Jan 22, 16 612.57 483.75 128.82 RFO 29.000 Jun 21, 12 Jan 22, 16 1,044.96 834.12 21084 FIFO 5.000 Jun 21, 12 Jan 22, 16 180.17 744.19 35.98 FIFO 7.000 Jun 21, 12 Jan 22, 16 252.23 199.11 53.12 FIFO 61 000 Jun 22, 12 Iran 22, 16 2,198.04 1,748.19 449.85 RFO 768.000 Jan 23,13 Jan 22, 16 27.67360 28274.47 -600 87 FIFO 355.000 Apr 22, 13 Jan 22, 76 12,791.83 13,591.05 .799 22 FIFO 74.000 Sep 19, 13 Jan 22, 16 2.666.47 2,949.45 -282.98 RFO 3.030 Sep 19, 13 Jan 22, 16 108.10 119.10 -11 00 FIFO 6.000 Sep 19, 13 Jan 22, 16 216.20 236.18 -21 98 FIFO 47.000 Sep 20, 13 Jan 22, 16 1,693.57 1,868.67 -175.10 FIFO 154.000 Oct 03, 13 Jan 22, 16 5.549.13 5,494. 57 54.56 Total $56,067.87 $56,799.73 •$tettis $1,159.29 Net long-term capital gains or losses -$731.86 Nat capital gains/lassos: 4731116 Your Nnancial Advisor: SCOTT STACK MANY LYLE CASRIEL information. We may not ad ust gans and losses fct al ca;nal c barges. We automatay adjust cost basis for ut‹.exerrot and AMT coupon munlopa sec unnes for estimated arcnizauon 010O10 prerre WAS aid for accreted 01D for Se( Wits Issued at a dxcnint if you ieguested that U8S &lust cost bays for the 0Crld pito um arronzation on tootle debt secWWIthen cost PIPS reflected for these securities has beenadjusted Estimates in the Wrcbuthwl section can not be classified as short term or long term betas intoonobon is crisong or the product is one in which the go MOSS ClICulEstal is not provided CNP700C0305669698 NP7OO3187084 00032 0116 030575001 Y123568SSOlOapiy_Ght 0002ten 10 of 10 End of statement for account number Y I 23568 55 CONFIDENTIAL EFTA_00131490 EFTA01273697 Important information about your statement U3S Financial Services tic. the F im or UBS Financial Senstes). is a member of all orincial sexily, cannodty and colons tuba-des. LA36 Financial Services and LES Bank USA see rdrect absidiares of LBS AG and affiliates of LBS Se:Latin LLC. The Rim's financial statement is available upon remelt. The Firds treelike off ices are a: LES butyl Semmes ht. 1200 Harbor &mimed Weehawken. NT 07086 This statement represents the ate official record of you LBS Edwin Services account. Offer morck rapt official to downed,. containing confideddna should rot be relied Ian If youbelieve there is an errs or omission please mood h immediately n *Ong to the &inch Manager of the *ice saving you account. Athargil al (gores shown are ntended to be accurate. statement datasnub not be used for to purposes Red soles, on war-end lax tOrMS, (i.e., Form TOBB STA 10425, etc.) whin preptragyour tax return. The Firm required by law to report to tei IRS all taxabk dividend, report** renewable du:Minds and taut* interest earned on acuities Old nyder accord, net proceeds an sate transactixe, and cog tams cm certain covered weenies. Conmenications with the Fein • Please record*: any oral cormxntakons in tofurther protect your rips, inning you tripes Liner the Sautes Investor Protection An (TrA). • lithefine-tin ankution an the top left of Me freed of this Moment is not IBS Financial Stokes, LSS Financial Singes cans your account as cleartg broker by arrangement rah the rdcated ingtuton We irdonned you of the rebnorchP when you opened this OCCOJII. In tea cast, your kr& arid startles are bated a UBS financial Services and rot Me irotddarg broker, and you nut mare a capon of ay error or omission to both firms. All accent statements shall be deemed ccenpbte and accurate a not objected to in *nag within 60 dam. • Please direct customer complaints or nouns to tie Farm's C lam Relations Depavnent a 201.352.1699 or toll-free at 8C0,354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Frday, a in rang to 13B5 Pkoncial Seniors Fr, Client Relatire DePa-tmenti P.O. Box 766 Union City, N107087. • h me of errors or mastere about an electronic fun* transfer WM bi payment or UBS Veareckbit card transactions, call 990-762-1000, a vette to UBS Financial Services ex., 1000 Hob:riffs*, 6th floor, Vileehankert NI 07086, Attu RIA103TA Servos. Cale watts soon a yod can it mu Mak your statement or receipt 4 *rag or if you need more idamation abash a Manger on the clamant or receipt. The firm or Card bsuer (as applobld must hear I rom you no later than 60 days after tie Fim sent you tie fig statement on eh* the are or dobbin gland. - r nattr n G-rror raj — Mote the error or tie fonder you ae inure tut, andexplan as clerk as you cal shy you bele* t is an error a why you need more nomotion — Fronde the dollar amort of the suspected emu. The Firm or Card Issuer MI negigate your candairt and MI correct any error promo*. I we take rue ton 10 banns dam to do the. we MI me* your atm.* For the amen you Mirk 6 Meru, so tot you will have Meuse of the money Ming the tirre h takes us to complete our Mestgation. Fleas. make all chats payable to the Fin or Me *once' instkution rdcated on tie front of this statement hag:Mir to regular rout fen avant, may be abject to magentae lees, chatters for bte payment for earl* purcheas and charges far unpaid an arts in cash accounts. Accoums that are turd erred to other institutions may be subject to a transfer fee. UBS Sweep Options URS offers optin for nymph9 cash balancer, balances to bank deposits at UBS Bak USA and UBS AG Warded branch (Bank Sweep Programs), money market mutual flub (Macy Ran) a-demIntent tonal Depose Accord-it (CANct customers with an international Route Managenera Account. Through tie Bank Sweep Programs. cash balances ae swept to U85 Bak USA up to an est:tested knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC hued in accordance with FDIC nat. For mare rdarnatim pease kit wrmidic Deposks a LES AG Stanford Brad, aid shams of Money Funds ak rot insured by the FDIC. Through the Ok arailible tom* balms are swept to depot/ accounts a UBS AG New Yak Eanchard LBS AGC amen Branch These deposits are not Mond by the FOC. Balances held at the LES AG Cayman Branch are tempera* imposed to the sovereign irk of the Caput Islands, and Mete is no guar*. a other *Marion of LES AG to repay Me balances while cn the LES Cayman's Brach's books. Deposits at LBS Bark USA and each UBS AG Branch are not protected by 5IFC . Money Fund shares are protected by SIITC See -U35 Financial Services Accord beechen- bebw. Upon par reddest, balances in to Bari Sweep Programs a OA may be withdrann and shares of a Money Fund may be liquidated, ad the proceeds retuned to you a your sautes adult. Finn. igormaten about available sweep options, indoing advent long rates and yield , i available at maionorlsweepnelok from your Frontlet Advisor or by (sling 800-762-1000. LES Financial Senior eaten protection The Firn isa member of re Work* Investor Protection Comoratim 151K). Meth protects acuities adurts of its !Darters up to SSOO,C00 (nclxIng 52t4000 for dais for cad* The SIPC asset protection limits elide* all a-ccults tat you hold in a panictga- capacity. The Firm, together with certain aft ihates, ha also potholed omphrriental detection. The madmen mount man* to al *baba dents, colircleek user this prdecicn is 1500 millon as of December 10, 2013. Skeet tote policy corditons ad Imitations, cash a the Firm bluffer protected fa Lp to SI 9 million el the example Tor all sour amounts held in a partkular capacity. A fag copy of tie poky wading is available upOn request. The SIPC protect im and the supplemental protection both do not apply tor • Cal,* financial assets controlled by (and ncluckd n your account value) bin held away Morn U8Sfinricial Services (e.g., certain 0) cosh at LBS Bat (i) cash at LOS AG Stamford bunch, (id aturane prodicts, including *ridge anneal*. and AO shores of Fraud finds where such shares are registered drectb n the nave of the account holier on tie books ad records of the applicable tear a transfer agent), • Certain minimal contracts or hemmed interech (eg., limited partner:hi% and prime placement.) that are rot registered under the Securities Act of l933; ad • Commodities contacts (e.g, foreign orchard? and prat ims metal cam** includiny futures ant/acts ad commodity option contracts, The SIPC motettal and Ile supplemental protection do not apply to these assets e'en 4 they °therms< appear on your Materna*. The SEC detect:so ad the grOlarental protection do not protect mane changes in the maga vabe of you investments (whether as a result of market movement, issuer barkruptcy otherwise) More information is mold* mon mug You may obtain more information about SITC, inclidirg the SIPC Brochure, by contacting SlfC at 202-371-8300a by earwig the Slit lobs* atiww.apto0B Dividend Renvertment Program (DRIP) The price reflected is an average price You may obtan the actual dice from yes Financial Advisor. Or *hole Mares re purchased Lade, DRIP; partial shires wit be odd ad the each wff be deposited h your acccunt &Weed reinvestment pricesupplied by fie issuer may Offer (tern the market price at which to partial shares are sold Csaleirlieu Crib' whole units may be head as my account. if you at mined to a palial unit as a result of a &Wird p4rnent • ohernise, the Firm *Netter sell panel sett at menet pie or r accept an a ount determined Id a rmacred closing aancy, and credit mu more Investment objectives The rammer* diem* ad risk profile are speck to each account and may ray badmen Please adieu the Firm prorrptly:n *Mew of any significant change in you financial situun or rostmert objectives. For each CONFIDENTIAL account belt you choose one of the following ?moment objectirer • Produe Ctorentexome. I imb im as sokng the generation of income crib,. • Mist* Opt*, Approciatan: Irneetmente seeking dowel of prncpal rather than the generation of w. • Produce Combination of Mcoine and Cog* of 'ening both de geretatcn of ncome and growthof pritptl. Owen risk profiles • Conservative. Seeks to maritain htial prircjon With low I* and volatility to the amount ograt even if that means the accost does not generate signcant num a moire end may rot keep pace with inflation. • Moderne. WIEN to accept sane risk to pinepal and tolerate some voted* to seek hgher returns. • Aggressne: Wiling to accept high ri* to prOcipal and hip volatility to seek bahreturns over tine. Statement Thouseholdne We may consolidate al related account statements with the Sane ad*ESS n the Sate envebpe. ACCOaltS may be related Ice this purpose Leone they have owners who also maintain Pin noon rolnionships with other climb at the sand address. This pradie 6 known as • inadolirg 'Rya; prefer to reed* rdiedual statemeas mated n separate envebors — you may decline household/nu by rating 'Our Fnencial Marker. Friendly amain name The Friends, account name reflects int amnion that you entered cel the firm's ontne services timbale. It a a customizable *niclnerra• chosen by you to and you yeah your recordkeepid it has no legal effect a your account. You can Mannar RienAraccotnt Minn though OnTre Services a by contactrg your Financial Ached. ACCOWt overview • Pekoe Gismo accountherefffio Net of zeds and • Alma marks awards cash balances. vales tor restricted sear* lest ), and Global Tam Deposits, wreaked marks to market, and caftan assets not held by to Fim. Does not include dined stodgier/assets at the end of the prior and ourent statement periods, or pita* irlieStilWitS, punted stock °pions and namable stock options • Lis,aktos Includes debit balann, ode a-ding mown Ions credit rre, *CO Want balance.. • CashAnoney balances. Total of uninvested available cash balances, plus UBS Bark USA deposit braces, AG Stamford Branch depose balances and money market Mewl fund sweep bin the dale of the gatemen period. Normarrenocity Sure credit balances in your accost are rot segregated from other balances ad tie Firm midi use any of these funds in the ordnay come its tininess. These funds re payable upon your demo*. This total is included in tie <went period closig value. SDNY_GM00020871 EFTA_00131491 EFTA01273698 Important information about your statement (continued) Lending information For Plated informatim on the Fern's lending practices and &dopes refer to yea Cent Relationship Agreement or Acccunt Agreement and the General Timm and Conditions LOS Statement of Credit Franke% wattle in Agreement andOirksures at wen, elk romian-ounrnirninv YON .wets YOU Itallement amts securities and other assets held in the account at the end of the SIMOMent paned. You may ask for deanery of hAy paid secursies at any time. You may recent securities toed as loan carnal after paying any Wince die on them. Any securities Iris ofinfltl to the Fins ckring the statenent period are Gad at market vette as of the tad of the sidemen PeriXt • Cast basis. In determining the eon basis of the seoodes ixtuded n this statement where indeated with the rembee LEIS f Marcia' Services An relied en information obtained from secrets other than UBS Financial Semites, including hl °emotion km another teen or that you may have peovided to you f Martial Athisor. The Fim don not independently way er guarantee the Recur valeley of ary Womusion «aided by scenes Op than LAS Financial Seeders h rallirs attliough LOS Financial Straus general& updates this nformution at it is received, the feint does not provide ary assuancts tut the inforrnalion under "Cost basis' and linealced gait loss' is acaeate as ea the date of this statement. As such please do not rely on this elf aeration to make ;other-ea sale decisions, for Isi me-poses a otherwise. Accounts transferred to the firm may ref lea gantlets Hamm ion only for the period of time they are held a the Mn More historical nformalon cat be added by your Anoxia Advent. • Unrealised gaiefionwes When data is *roadie. enenated urrealized gain; losses are catcalled foe nelnedial sense/lots. The transaction data for rxkvidaas lots mayor may not netted arrenoSicnb chart rda security reorganization events. Glided and other re.nwstment lots and systematic pooh's? Sots Ye each ofertned to display one averaged lot The • Trade dale' damnpresentsthe ceyeal transaction trade date. • Callable sear-dies Bends and preferred stork that the issuer cats fee eat redemption wit be selected apartialG by lot Iron among all securies of that issue held in our mine or n nominee name la our clients Call bare idonneien is obtained from third parties and is accuracy is not guaranteed. Cher call teams may eszt which dull affect yekt tterclete infottnalen will be provided upon segued • Certificates of deposit (CDs). CDs are FIX inured up to $250.000 n princPal and accrued interest per depositor rd per deposizryinabsnees in accordance wth 'Ole rules. • Priarvalue Prices displayed for women% and ohm procians mar be higher a lower than the peke that wu wouldaced,/ reca n the murk., Prom we obtained fern vane* tined pity sources which we bedew to be reliable, but vie do not guarantee they dowry. — We gerrray We the dosing price when aveareblo or the men of the bid rid ask prices fee lined SeCuriteS and colonsor oray bid prices for OTC securities. — Less act key traded securities maybe priced using a yak-Wien model a the mon recent peke we obtained and may not reflect an actual matet Prke ow fait — Certain Nations may appear without a price and will slow as 'peke was not avalable• ft were unable to obtain a price for a sootily - Deposits or searkies denemiuted in currencies ocher than U.S. ddfirs are reflected at the exchange rate as of the statement date. - for certain seosities tracing in nencodoemng denzeninatims. cat aid elweditY Owe Wad may havebeen adssted to f Pleat* Prefwe valaton. To San /Went declaims, seen matabak contact yds f named Ad.'s«. • Private kremtneents and structured prods Private imisenwo sect-rain (ix Ping died partic(ation program and real estate investmera trust securities) and stucued prodacts are generally hid* algid. Cron «wad predacts haw not been regidered with the Securities and Exchanw Commission ce seder any state securities laws. We provide estimated vas for private investment shanties aid struoised products for informational p aws only. Accuracy is not granted. — These values may differ substantial-, fr om prices, if an,r, at *heti a private immanent seaway or sautved prodxl nosy be Wade or sold ad do net necessarily aroma the yaks. you 'My recent ton lkwidation. - lhid party estinges of value a-e as of a roman date and are applied to UBS Financial Services on a agar bass by an independent natation limn. - Issuer. general panne or sponsor estimated values. if any, re supplied to the Fim by the our, vestal parolee or spans« and may be calculated based on dfferem eatematon from that used by third panics to dem* thee minuted vats. - You can dein additiorul Sarmatian regarding the nv•thoidobgy used to determine the estimate of sake and Pm date of the formation that is the bailor the *sande by contacting your Financial Adds«. - Thid arty's-stead vibes may be reflected as 'Not priced' in several Wriations: when an irdependem icaluatien lien has not si-OPhed or is unable to assign a vase, when we become awn that a material event has «Geed that may call a perecusly reported value into quedites a Mien vat* nedAd be GOV speculatiw due to the nap.e of the Rarity. ▪ When neither an issuer, general pater ee sponsor estimated vale net a dud-prey estimated value is provided, the value of the storey will be diffennt 'remits purchase prig. — 'Efistrioesions to date' may include return 01 capital income or both. — • enernal size• represents the Weal Al ern; price per use and may Mt feed your <Ott basis • Resticted amities Restrkted Sedrain recall( are not &nen* tenablefor public sale. LAS financial SOWe, uses the maid price of the uirestricted stock of the same ester as an invited value let the restricted stock for purposes of this statement only. To the edge that restricted sectrifies' are NOM for a the wake received may be stbstantadkr less than the indzied value shown • Eq. (ostimetad) incomes raiment yields and rata An estimate ol armed income is based on current &Mind and leered rates, awning the securities will be held fee Olt year from statement date ce send maturity. This estersme is only a guideline, accuracy rd continued income am not 9u/cantered, — Estimated annual income and cured Wild for certain tapes of 'soothes could include a mon of pupal or cape-319.ns in which case the est. income UMCumuli yelp would be overstated. — (diluted anal ilOWn• and deem yield and the actual 'true and yield night be bwer ex higher than the estenred arrixsits. — An estimate of arrualced income (dividerd axfix inleretl) drvded by the <went reurket vekenravong• balance is based on the last dividend a interest payment made by Pr issuer and Peres the sectodiedeposts will be hell for one yea from the statement data until makity. Accuracy aid continued iekl are not garroted. • Assets net held by (CS FM/moist Services Certain assets are not held by the Firm and no mehn the Fern's possessor or control. These assets are deployed on you, statement for infoimatoonel purposes only. Positions and votes presented are provided by the issuing fem. LAS Financial Services is not responsbk for Mrs intornuado and don not guarantee its accuracy. These assets re rot protected by SVC or to Fines sialtmental Slit coverage. • Revenue sharing and additional compensation- — In adation to (or/missions on sales and 12b1 fees received n «enecton web tie thWitodion mutual find to our clears ere alder Our Afore receive rewrite *Wing Menet from dXtributen and., ad/ism of the mutual finds that we sell. These arnamts re baud on two daemon compenenes 0 the amount of sales by UPS of a partkula mutual find family to our dents and (*) the pot yak* of a particular mutual fund famiys shy.. held at the fink — We and or Agate also receive netwokng and combs processing lees in consideration ter mender agent crevices that we provide to the mutual bred these feesgenerally are pad from d investor assets h the mutual fund and are a ford oter amount based on the umber of accounts at the btoket.clealet holding moult PP of that fund family CONFIDENTIAL - h addition to commissens received in connection *di the sale or distrtutien of arnier contracts and tat otestrnint Mat units tow (lents, we ancfce eta affiliate receive reverse shrug compensation from miry of the instance companies urdoemeing the annuity contracts. all Gates of tee insurance companies or sponsors of the an imestment busts me dor tow — Cur affilimes alsomein trading commotion and other comperoation from mutual funds and insurance companies whose products we dmIrtulti — We receive art drug fee horn LOS Bs* USA and UPS AG Stanford Brandi of up to $25 per scope sweeping to the bred under the UBS Bank Sweep Program. Adivity Information regardng comma:co and other charges inetrred n correction with the mato, of trades_ inclidng option transactions has been included on anlimutions oremousfer furnished to you. ad wit be provided to you weedilyon reiptd. Skirt Sling If you are engaged in sheet sellhg a security, you may incur a dirge deto cenan bartering costs for that pal icular security. Open cedars Regarding Wan or I ecocelelscancellee ceders that were not 'induced by the datemert date open toy and sell stop orders are reduced by the snort of darted' or rights on an exavidends or tprights date- unless inducted otherwae by you. You are regionoble for orders that re executed due to your failure to cancel eMting open orders. Privacy To ebtain a copy el ors current Clem Privacy Notice, please cadad you Fnancial Adeiscr or vita our webses at mewwuturoes/arivervonlee UBS finanoial Services is not a bat The RMA Busies, Se vice Account BSA and IRMA re brokerage accounts Midi provide access to baling services and products through arrangernents win *beaked banks and other thed-pany banks, and provides access to insurance and amuey prod-Ids issued by unaffiliated thedpany insurance rompanin through Murano* agency subsidiaries at LOS Fi anal Services ax. ImestmEnt, nsurance. and annuity produas: Not FDIC nand • No bank gut/ rte.* May lose vita AMA Repine Management Adorn. Business Services Account ASA, AMA and international Resource Management Adore are registered service marts of UBS financial Services Inc VW Signatbre is a mastered service mark of Visa Indwationa LOS Visa Sgruare credit cads and LEIS Voss debt cards are issued by LOS Bait USA with peresnion horn Una USA vcorporaled. UPS financial Services Inc Pee 201511 SDNY_GM_00020872 EFTA_00131492 EFTA01273699 SUBS UB5 Financial Services Inc. 299 Pak Avenue 25th Floor New York NY 10171.0002 0,70057491550216X' Y1 0 UBS Strategic Advisor February 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIS1ANE MAXWELL Friendly account name: I Account number: Your financial Advisor. SCOTT STACK MAN1LYLE CASFSEL Phone Questions about your statement? call your Finaroa: Advisor or the Value of your account RMA IleSourCeline at account on January 29 01 on February 29 (1) Your assets 827,886.93 761,238.45 tisit our website: Your liabilities 0.00 0.00 Value of your account $827,886.93 $761238.45 Tracking the value of your account S Thousands Sou ran of your account growth duriag 2016 Value of your account at year end 2015 S798P07.41 1,721.2 Net deposits and oetdratials -12799ass --"allillift tet 3/40444%3/4;980 Your rlveStrnent return Dindendatxl interest income Chance in market value $3,991.28 512,761.36 . 627 9 761.2 Value of your eccetrit on Feb 29.2016 6761238.45 Dec 2014 Dec 2015 Ian 2016 Feb 2016 SDNY GM 00020873 Member SIPC 011170003305749155 Nr70007Cra277 00007 W16 030575004 Y123568550100000 Page 1 of 10 CONFIDENTIAL EFTA_00131493 EFTA01273700 UBS UBS Strategic Advisor February 2016 Your account balance sheet Summary of your assets Value on February 29(S) Percentage of your account A Cash and money balances 2,152.99 028% B Cash alternatives 0.00 000% C Equities 759,085.46 99 72% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $761,238.45 5761,238.45 100.00% Account name: GHI$LAINE MAxV. EL Friendly account name:Indi Account number: VI Your current asset allocation Eye on the markets Index Percentage change February 2016 Year to date 5.4iR 500 -O.13% -5.09% Russell 3000 -0.03% -5.67% MSC - Europe, Australia & Far East -1.80% -8.89% Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10% Your A nand) Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, U85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% chnox$0067491 56 NP70C0202277 00032 0216 030579004 r123568SS0 10%fflpitGkumincege 2 of 10 CONFIDENTIAL EFTA_00131494 EFTA01273701 SUBS UBS Strategic Advisor February 2016 Change in the value of your account February 2016 (1) Year to date (S) Opening account value $827,886.93 $798,007.41 Deposits, including investments transferred in 0.00 31,000.00 Withdrawals and fees, including investments transferred cart -57,913.64 -58,998.88 Dividend and interest income 2,152.99 3,991.28 Change in market value -10,887.83 -12,761.36 Closing account value $761,238.45 $761,238.45 Account name: GHISLAINE MAXWELL friendly account name: Ir. Account number. Dividend and interest income earned For corpOser, of Ins slaterbenl, ta(ab:ity of 'nines] and 6.1den0 'Won* eas been determined teem a US tar repotting pen:pm:re. Based upon the residence of the account holder, account type, or prolud type, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico fflt) income tares The (lent mOnthkz statement is not intended 10 be used and canted be reeked upon for IM purposes. Clients should refer to the apdicaale tar reporting forms they recent. from 165 annualy, such as the FOrmS 1099 and the FCMIS 480, for tax reporting inforMatiOn It IS the orange 01 U85 to Me the &+ case tax reporting forms with the US mternsl Revenue Semite and PR Treasury OePertrneot and in such forms accurately &vary dwdenct ardor interest as tat exempt or tate/ale income. Pleat corsult ycur indvdual tax PreParer. February 2016 (S) Year to date IS) Taxable dividends 2,152 85 3,991 14 Taxable interest 0 14 0.14 Total current year $2,152.99 $3,991.28 Total dividend & interest 32,152.99 $3,991.28 Summary of gains and losses Varies reported below exclude products for which gans and losses are not classified. Realized gains and losses Unrealized February 2016(1) Year to date (1) gains and losses (S) Short term 0.00 0.00 -2,172.55 Long term 0.00 -731.86 82,428.93 Total $0.00 -$731.86 $80,256.38 Your financial Advisor: SCOTT STACKMAN LYLE CASRIEL Cash activity summary See account activity the month tot dela Is Balances In your Sweep Options are induCeclin the cpenng and closing balances wise. FDIC insurance aodies only to deposits a uss Bank USA, not to deposits at u8S AG. Siarriord Branch or bank deposits placed throws/I the UBS intemeriorid Depose Account program. SIPC protection applies to money market sweep and holdings but nal bark deposits Steimportant information about your statement on the last two pages ci this document for detals February 2016 (1) Year to date (1) Opening balances $57,913.64 $92.72 Additions Deposits and other funds credited 0.00 31,000.00 Divdend and interest income 2,152.99 3,991.28 Proceeds from investment transactions 0.00 56,067.87 Total additions $2,152.99 $91,059.15 Subtractions Professional management fees and related services 0.00 -992.52 Other funds debrted -57,913.64 -58,x)06.36 Funds withdrawn for investments bought 0.00 -30,000.00 Total subtractions -357,913.64 -$88,998.88 Net cash flow 455,760.65 $2,060.27 Closing balances $2,152.99 32,152.99 SONY GM 00020875 C HP70003005749157 NP700O202277 00072 MI6 030579004 Y123568S50100000 Page 3d 10 CONFIDENTIAL EFTA_00131495 EFTA01273702 *UBS UBS Strategic Advisor February 2016 Account name: GHISLA1NE MAXWELL friendly account name:Ind Account number. Y I UBS Bank USA Deposit Account APY interest Perrod Ian 8 - Feb 4 Opening UBS Bank USA Deposit balance Jan 8 $217.10 Closing UBS Bank USA Deposit balance Feb 4 $828.22 Number of days in interest period 28 Average daily balance $10,500.88 Interest earned $0.14 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a tul description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary Aggressive investment eligibility consrderatxrn • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Mound.' Advisor: SCOTT STACK MAMLYLE CASRIEL CnIPT000800S740158NPT00O202272 00032 0216 030575004 Y123568550 iCiftfiLY_GM_00020tne 4 of 10 CONFIDENTIAL EFTA_00131496 EFTA01273703 UBS Strategic Advisor *U BS February 2016 Account name: GHISLAINE t.', Friendly account name:Inch Account number. VI Your assets Sane fate, iname and current values ShOnn may I:tapper:4m*. AS a reSult, gains endlOSSeS may not Ile accurately reflected. See importanr infantoon about your statement a the end of INS dXumeM101 more Information. Cash Cash and money balances Cash and money balances may inducle avalide cash balances, MSS Bank USA deposit account Wanes, U85 AG Stardord Branch deposit account balances and money maket mutud fund sweep balances. U85 Bank USA deposit account balances ale Insured by the FDIC v.ltMn arptIcayie I erne, but are not protected by WC. ueS AG Stanford Branch &porn account balances an not insured by FOC and ate rot protected by 9PC Money market sweep balances areprotected by WC but are not insured lathe FDIC. See the kmportan t information about your statement at the end of this docurem for details tout thaw taxes. Hddng Openng telaxe on Feb t (5) Closing balance on Feb 29 (1) Price per share Average on Feb 29(1) rate Dradend interest Dap in period period Cap swum 01 UBS BANK USA DEP ACCT Equities Common stock 57,913.64 2,152.99 Purchase pica 250,000.00 Trade timber Average price Price per sheet Value on Llnreallzed Hddng Nddng date of shares per share (S) Cost basis (SI on feb 290) feb 29 (5) gain or loss (5) period AECOM Symbol: ACM Exchange: NYSE tan 28,15 500.000 26.619 13,309.95 27.460 13,730.00 420.05 LT tan 30,15 100.000 25532 2,553.24 27.460 2,746 00 192.76 LT Security total 600.000 26A39 15,863.19 16,476.00 612.81 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: $153 Current yield 2.51% Apr 22, 13 72.000 56870 4,094.67 84.690 6,097.68 2,003.01 LT BLACKROCK INC Symbol: BIS Exchange: NYSE EAI: $660 Current yield 2.94% Apr 22, 13 72.000 251.093 18,078 71 311.960 22,461.12 4.382.41 LT COLGATE PALMOLIVE CO Symbol. CL Exchange: NYSE EAI: $2,292 Current yield: 2.32% Aug4,11 I74.003 4t.632 7244 05 65.640 11,421 36 4,177.31 LT Aug 12, 11 4.000 42.450 169.80 65.640 262.56 92.76 LT continued next page SDNY GM 00020877 CNP700C6005749169 NP7000202277 C0002 0216 030575004 Y12356855010c000 Page S of 10 Your Financial Advisor: SCOTT STACK MANI Yl F CASRIFI CONFIDENTIAL EFTA_00131497 EFTA01273704 UBS UBS Strategic Advisor February 2O16 YOUf assets . Equities . Common stock (continued) WI dog Trade date ~ter of them Putcbene pricy Arne.? price per sham (S) Cost basis (S) Mee per duce on Feb29(1) Value on Ftb 29(y) Unrealized gain a lost ($) Hddng peziocl Jan 23,13 910.000 54240 49,358.63 65.640 59,732.40 10,373.77 LT Apr 22.13 420.000 59.788 25,111.32 65.640 27,568,80 2,457.48 LT Security total 1,508.000 54.300 81,883.80 98,985.12 17,101.32 EOG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 1335 Current yield 1.03% lan 28,15 500.000 90.411 45205 72 64.740 32,370 00 •12,835.72 LT FORTINET INC Symbol: FENT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 28.400 14200.00 -1,771.36 LT Jan 30, 15 250.000 29.431 7,357.75 28.400 7,100.00 -257.75 LT Oct 26, 15 250.000 34.170 8,542.53 28.400 7,100.00 -1,442.53 ST security total Jan 15,16 1000.C«, 2,000.000 29.130 30.501 29,130.02 61,001.66 28.400 28,400 00 56,800.00 -730.02 .4,201.66 ST GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,312 Current yield: 2.99% Aug 4,11 191.000 36265 6,926 77 58.850 11240 35 4,313.58 LT Aug 12, 11 5.000 35.754 178.77 58.850 294.25 115.48 LT Jan 23,13 1,001.000 41387 41A28Ø9 58.850 58,908 85 17,479.96 LT Apr 22. 13 464.003 50287 23,333.21 58.850 27,306.40 3,973.19 LT lin 17.13 148.000 49.739 7,361.45 58.850 8,709.80 1,34&35 LT lin I8, 13 73.000 49836 3,638.07 58.850 4296.05 657.98 LT Security total 1,882.000 44.031 82,867.16 110,755.70 27,888.54 JOI-INSON & JOHNSON COM Symbol:1W Exchange- NYSE EAI: $198 Current yield 2.85% Apr 22, 13 66.000 84.721 5,591.64 105.210 6,943.86 1,352.22 LT MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 43.624 Current yield: 3.04% Aug 4,11 95.000 84.969 8,072 06 117.190 11,133.05 3.060.99 LT Aug 12, 11 3.000 85.910 257.73 117.190 351.57 93.84 LT Nov29, 12 8.000 86.456 691.65 117.190 937.52 245.87 LT Jan 23,13 555.003 93 053 51,644.75 117.190 65,040.45 13,395.70 LT Apr 22. 13 255.000 99318 25,326 32 117.190 29,883.45 4,557.13 LT Sep 19. 13 78.000 97879 7,634 63 117.190 9,140.82 1,506.19 LT Sep 19, 13 22.000 97.425 2,143.36 117.190 2,578.16 434.82 LT Account name: GHISLAINE MAXWELL friendly account name:Ind Account number. YI You rig nonciiil Advisor SCOTT STACK MANYIYI F CASRIFI cont,nued next page CNP70003005749160NP7003202277000Ca 02I6 030575004 YI23568550 INIQINYGM00020tAr 6 of 10 CONFIDENTIAL EFTA_00 I 3 1498 EFTA01273705 UBS Strategic Advisor *UBS Febtuary 2O16 Account name: GHISLAINE MAXWELL Your Mnandal Advisor: Friendly account narne: Ind' SCOTT STACKMANLYLE CASRIEL Account number. VI ;- Your assets Equities . common stock lconhnuedl Ti ear Hddng dale number of sham Purchase mica Avertge price per thaw (I) rote pet share Cost basis (S) on Feb 29(/) Ydue on teb 29(S) Unceenzed Holcing gain or loss (t) period Sep 19, 13 2.000 97.830 195.66 117.190 234.38 38.72 LT S&Ls.* total 1,018.003 94269 95,966.16 119299.42 23,333.26 NEXIERA ENERGY RC COM Symbol. NU Exchange NYSE EAI: $564 Current yield 3.09% Apr 22, 13 162.000 79.757 12,920.65 112.820 18,276.84 5,356.19 LT OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAI: $2,907 Current yield: 4.36% Feb 12, 14 148.000 88.959 13,165.96 68.820 10,185.36 -2,980.60 LT Feb 12,14 117.000 88.989 10,411.82 68.820 805194 -2359.83 LT Feb 12. 14 32.000 89.002 2,848.07 68.820 2,202.24 -645.83 LT Feb 12. 14 7.000 88.857 622.00 68.820 481.74 -140.26 LT Feb 13. 14 110.000 88.885 9,777.41 68.820 7,570.20 -2,207.21 LT Feb 13, 14 68.000 88.708 6,032.19 68.820 4,679.76 -1,352.43 LT Feb 13.14 33.000 88369 2,916.19 68.820 2271.06 -645.13 IT Feb 13. 14 6.000 88.421 530.53 68.820 412.92 •117.61 LT Feb 14, 14 334.000 92.065 30,74982 68.820 22,985.88 -7,763.94 LT Feb 18.14 114.000 92.677 10,565 23 68.820 7,84648 -2,719.75 LT Security total 969.000 90.422 87,619.22 66,686.58 -20,932.64 KKK° INC Symbol: PEP Exchange: NYSE EAI: 43,243 Current yield: 2.87% Aug 4, 11 115.000 63.979 7,357.65 97.820 11249.30 3,891.65 LT Aug 12, It 3.000 63.023 189.07 97.820 293.46 104.39 LT May 16, 12 6.000 68.535 411.21 97.820 586.92 175.71 LT Oct 24, 12 1.000 68.690 68.69 97.820 97.82 29.13 LT Oct 25, 12 2.000 68.810 137.62 97.820 195.64 58.02 LT Oct 26, 12 1.000 68.890 68.89 97.820 97.82 28.93 LT 0(131, 12 1.000 69370 69.37 97.820 97.82 28.45 LT Nov6. 12 1.000 69370 69.37 97.820 97.82 28.45 LT Nov 7, 12 1.000 69.150 69.15 97.820 97.82 2867 LT Nov8, 12 2.000 69.090 138.18 97.820 195.64 57.46 LT Jan 23,13 699.000 72.166 50,444.31 97.820 68,376.18 17,931.87 LT Apr 22, 13 322.000 82251 26,484.85 97.820 31.498.04 5,013.19 LT continued next page SDNY GM 00020879 CNP700C6005749161 Nr700O202277 CC002 0216 030575004 Y123568550 10000) Page 7 of 10 CONFIDENTIAL EFTA_00B1499 EFTA01273706 *UBS UBS Strategic Advisor Fel:ntary 2016 Your assets Equities . Common stock (continued/ Trade lid cIng date Security total PROCTER & GAMBLE CO Symbol: PG hchange: NYSE EAI: 13,007 Current yield: 3.30% Security total Total Aug 4, 71 Aug 12, 11 tan 23,13 Apr 22, 13 Apr 24, 13 Total estimated annual income: $20295 Your total assets Cash Equities Total Account name: GHISLAINE MAXWELL Friendly account name:Indr Account number: VI Your Knandd Advisor: SCOTT STACK MANILYLE CASRIEL Kerber of that« Purchase pricer Average pace per thaw (I) Con bat (I) Price per shire on Feb29(1) VaNeon Feb 29 ($) Unrealized gins loss ($) licking period 1,154.000 74.O97 85,508.36 112,884.28 27,375.92 118.003 6O.103 7,092.22 60.290 9,474.22 2382.00 LT 3.000 60.896 182.69 80.290 240.87 5818 LT 619.000 69.941 43,293.73 80.290 49,699 51 6,405.78 LT 286.000 81332 23,261.18 80.290 22,962.94 -298.24 LT 708.003 77.762 8,398 32 80.290 8,671.32 273.00 LT 1,134.003 72.512 82,228 I 4 91,048.86 8,820.72 3678,829.08 $759,085.46 980,256.38 Cash and money balances Common nod Account activity this month Value on Feb 29(51 eercenta,Ne d your encouit Cost basis (1) Estimated annual interne (5) Unteanzed gas or Ion (5) 2,152.99 0.28% 2,152.99 759985.46 99.72% 678,829.08 24295.00 80.256.38 5761,238.45 100.00% $680,982.07 920,295.00 580,256.38 O2e Activity Detcrk4kill Armonk (I) Dividend and interestincome Taxable chbrdends Taxable interesz Feb 1 Dvidend GENL MILLS INC PAID ON 1892 Feb 16 Cividend COLGATE PAtAIOUVE CO PAID ON 15O8 Feb 16 Dvidend PROCTER & GAMBLE CO PAID ON 1134 Total taxable dividends 92.152.85 Feb 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02104'16 828.08 573.04 751.73 0.14 Total taxable interest Total dividend and interest income 50.14 $2.152.99 Date Actiely Descdpbon amousl (I) Feb 1 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL Total other funds debited -$57,913.64 Other funds debited -57.91164 CNP703C0005749162 NP7000202277 00002 CQ 16 030575004 Y123568550 10ffiliyGht00020%ge 8 of 1O CONFIDENTIAL EFTA OO1315O0 EFTA01273707 (SUBS UBS Strategic Advisor February 2O16 Account activity this month icontmed) Dale ActMRy Dv:optic') Amount 0) Money balance activities Jan 29 Balance forward $57,913.64 Feb 2 Withdrawal 1185 BANK USA DEPOSIT ACCOUNT AS OF 02/01/16 .57,085.56 Feb5 Deposit U85 BANK USA DEPOSIT ACCOUNT AS OF 02/04/16 0.14 Feb 17 Deposit LIBS BANK USA DEPOSIT ACCOUNT 1324.77 Feb 29 Closing UBS Bank USA Deposit Account 52,152.99 Account name: GHISLAINE MAXWELL Friendly account natrie:Indi Account number. TI Your Finandal Advisor: SCOTT STACK MAN/LYLE CASRiEL The U85 Bank USA CepOPI ACCOunt Is your primary sweep CON:in SDNY GM 00020881 CNP700C0305749163 n070002(227700002 C016 0305750W Y123568550100000 Page 9 of 10 CONFIDENTIAL EFTA 00131501 EFTA01273708 *UBS Your notes ""7:7::::-===7=17"--"-2°-"°''' CONFIDENTIAL EFT,00B1502 EFTA01273709 Important information about your statement L.8S Financial Senates et. the F im or UBS Financial Sonakes), is a merrter of all orincjul sxsiuy, ammo* and options enrages. L136 Frartial Merit's and LEG Bank USA we rdrect abdomen of LBS AG and affiliates of LBS Staritin U.C. The Pim'. financial statement is available upon reepest The Fin's meanie off ices are a: UBS animal Sancti Ir. 1200 Harbor Boulevard Weehawken, W 07086 Itis statement represents the only official record of you LBS Financial Sermon mount. Other mock incept official tat drunents. containing cordlidem data should rot be relied raw If you bate there is an emm or emission, please report h immediately n witng to the Bunch Manager of the office twang pout account. Attach al (ignores shot* are intended to be accurate. statement datashould not be used for tae purposes Rely sae& onyer-end lax tOMIs. Form 1098 5498. 10425, ex.) whin prepargyour me return. The Fim k requiredby law to repot to tie IRS all ta.abk divider.* report*ee rchtatable dui:lends and tat ern,. eared m *catkin held n *vacant, net proceeds an sale transactor, and cog basis cocertain covered martin. airemmications with tea Fain • Please reconfirm any oral cormancabores in natio to fuller protect your rips, ircLeing your notes erder de taut* Investor Protection Ad (Sr.4). • el the finam ial institution on the top left of the front of this statement is not LES Financiel Snakes, LOS Financial Services caries your account as clearng broker by ana-cerrent well the 'Ideated instancin We Wormed you of this aboard* when you opened this attars. In ti cask your Ss& and searkies are located a UBS financial Senates and rot te iron:drambroker, ad you fast mace a repon of any error or amain to both firms. All accant statements shall be banal coenphte ad accurate i not objected to in writi-g within 60 days. • Please died customer complaints or armies to tie Fim'sC tent Relations Depamment at 201.352.1699 or toll-free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Frday, or in wig [DUBS Financial Serece, hc., Client Relation DePamment, P.O. Br 766 Union City, NJ 07087. • h one of error or gamin about an electronic furls transfer (FMbi payment or UBS Votdebit card transactions, call 930-762-1008 a wife to UBS Frontal Services M., 1000 Hata Blvd., 6th floor, Weehawken NI 07086, Attu RIMESA Sexes. Cal or wnte as soon n yea sae il you thek yar statement or receipt 4 warp or if you need more rikanation tat Meander en the seamier:it or recept. The Firm or Card tun Las applublM must hear from you no later can CO days after tie Fir sent you tie fist stammer* on *hit the are o maim honeyed. - NT, ip r tint' s-r nirri-or - - Mate the error or tie transfer you are sure axe* and explah as dealt as you can shy you belies" t is an error or why you need more information — amide the dollar amount of the suspected awOr• The Firm or Cad Issuer wil ivenigate pour cr.:taint and MI correct any !Ina prompt. I we take more tan 10 barns claw to do this we will creek your actors" for the anctrit you the's b is error, so tat you will haw the use of the many dreg the time it takes us to complete our hastigation. Please make all checks payable to the Fin or tie financial instkution rdcated on tie front of to statement hat:Mint° regular accost hers, amines may be subject to not ante lees, charges for late palmate for tenth* purchases and charges kr unpaid arnants .1 cash accounts. Accounts that at teary-fared to other institutions may be subject to a transfer fee UBS Swap Options CBS offers options kr warping cash braces, balances to bank deposits at UBS Bak USA and LOS AG Stanford branch (Bank Sweep Programs), money market mutual Ards (Money Ftnr) the enterna Kral Depose Aram (OA)fa customers wit an Imernational Ratan* Management Account. Through tie Bank Sweep Programs, cash balances are swept to (195 Bak USA up to an esti:bred knit ad then to UBS AG Stanford Branch a a Monty Fund. Deposits at U85 Bank USA are FDIC inured in accordance with FDIC nat. For more iternation F4eaW sea row/idle got. Deposit at LOS AG Stanford Bra-di aid shores of Many Funds are rot Waxed by the FDIC. Through the OA, amaileble bead, balms are swept to deposi accounts a UBS AG lira Yak Firth ard LOS AGC wan Bramh These deposits are not gamed by the FOC. Balances held at the LBS AG Cayman Mandl are temporal. exposed to the sovereign Sc of the Cann blends, and thew is no guararere a other *legation of LBS AG to repay to balances while on the LIES Cayman's Beach's books. Deposits at LOS Bat USA and each UBS AG Branch are not protected by 51K, Money fund shays are protested by SIPC See 'UM Fe-uncial Services Aeon Prechter bebvr. Upon are reµaat, balances in to Bari Sweep Programs a OA may be withdrawn and shares of a Money Fund may be liquidated, ad the proceeds returned to you a your seam* account. Futw ilomution about available sweep optima, indding orient inerect rates and jet* k available at wimmtbsccmfsweepyields, from your Fnancial Maur or by eating 800-762-1000. UM Financial Service. amount protection The Fins is a member oF de Stashes Investor Protection Cceporatiri 6IPC). Mach protects *curies amorits of its members up to S500,000 (nctiing $293,000 for claim for cash). The SIPC asset protection limits aPPIY to all account that you hold in a parader capacity. The Firn, together with certain affiliates, has also purred maphrriental protection. The madman anoura mire to al *Gable clans, ookoliah trder this protection is 1500 millon as of (*center 10, 2013. Blued tote poky coeditor ad Imitations, cash a the Firm es furter protected for tp to 51 9 million n the agg'egae to all sour amounts held in a partkular opacity. A ha copy of tiepoky wading is available upon request. The SIPC proud in and the supplemenli protection both do not aPPI7 • Certan financial assets controlled by (and included n your account value) hit held away from LOS Financial Services (e.g., certain0 cosh at LBS But. (i) car at LOS AG Stamford branch, (id i -turarce Froelich, including variable annuities. and fin shores of mutual finds where such shares are registered drecth n the none of tie account holier on the books ad wads of U. applicable icier or transfer agent). • Certain immerment contracts or inerrant interests (eg., limited partnenhim and private placements) tat are rot registered under the Securities Ad of 933; ad • Commodities contacts (e.g, foreign "charge and pmWsmetal contrattk includrg futures contracts ad commodity option contracts. The SIPC protection and die supplemental protection do not apply to these asset ern 4 they otherwise appear on you: Materna*. The SEC peotection ad the suPPlerriental protection dap not protect mann changes in the market vain of you investments (whether as a result of market movement issuer baltruptcy or otherwise) More information is amid* tpon retest Yea may obtain more information about SIC, incladro the 51K Mocha*, by contacting 5IfC a 202.371.8300« by •flang the 5IrC website at www.stoorg Dividend Ronvortanont Program (DMP) The peke reflected is an average price You may obtan the actual price from yos Fnancial Advise. Or whole tares re purchased utter DRIP; partial shakes will Le sold ard the cash call be deposited h your account The &Mord reinvestment pricesupplied byte kaer may offer horn the market price at which tee partial shares are sold Cash-Mlisa Cn9 whole units may be held in your account. d pia :e mined to a partial unit as a result of a eividerd payment a of ennis" the Firm Wit ether sell panal snits at model pie or r accept an mount determined bg a mammy] closing nano, a-idcredit you morn Investment objectives The normal" oblate* ad risk profile at speck to each account and nuy ray bervern Please aria the Firm amenity .n skim of any sicnilicart change n you Mena& situation or moistener objectives. Fr each CONFIDENTIAL account het), you choose one of the following rmesment °Neches' • ProotceamentIncome. him-Aim as seakng the generation et income • Aries* Capttaf Appraciataa Investments seeking yowls of pencpal rather than the generation of • Protect Combination of intone and Capital Appreciation hamments seek both tee gereratcn of ncome and coo thou prit011. *Well risk profiles • Conserve:Art Seeks to maritain nitial prirepa, with but rile and volatility to the account twat even" dm means the account does rot generate sired cant name or return, and may rot keep pace with inflation. • Modern" Wilting to accept scene risk to pincOal and tolerate some vote** to seek higher returns. • Aprespie: Wiling to accept hit ride to unmet ad hip whiny to seek high returns our time. Statement liouseholdhe We may consolidate at related account statements wit to sane *dress n the sin* envelope. Accosts may be related Ice this purpose irate they have owners who ako maintain joint roan relationships with other client at the sane address. This practie 6 known as *I-ousel-oldrg 'Ilya; prefer to rear., ediadual statements mated in separate envelope's — you may decline hdoseholding by tang yOur Financial A&itor. Friendly amain name The Fried& account name reflects information that you entered can the Firm's °nine services wrote. It a a customizable *nielrarm • charm by you to assist yea rah your necordkeepim it has TO legal effect an your account. YOJ can cha-ge bar Riendhraccotnt Men*. thtugh Entre Services a by contactrg your Financial Advisor. Aomori overview • V** olsone aCCOOnarPOrniaa, Net of assets and • Alma looters avail ale cash balances, vats fa restricted sear* lest 1, and Global line Dtp03itS, a-mitred marks to market, and contait meta not Mkt by the Elm. Does rot include unpnced start.; assets at the end of the prior and curent statement periods, or pram* noestrrents, trusted stock °herons and oncost. stock anions • tialuncos Includes debt balron, outstarding merge, lora, credit lie, Pot acornbalances. • Casfilmoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit brines, LES AG Stanford french deposit balances and money market enamel fund sweep balances, at the date of the stamen period. Honor:mod* free credit balances in your accost are rot segregated from other balances and tee Firn may use any of these funds in the ordinary course of as business. These funds me payable upon your deemed. This total is included in tie <want period closing value. SDNY_GM_00020883 EFTA_0013 1503 EFTA01273710 important information about your statement (am [slued) Lending information For cfilaied information on the Fith's tenting practices and derby-rev refer to you. Clem Rear cothip Agremeni or Account Arnow* and IM General Terms and Conditions UBS Statement of Credit than ices avail/ale in agreements and Onclmares %new pet romraccremidwifu=. Yew meets You stament Roma, securities ind other saws held tithe arrant at the erald the moment period. You may me for delyety of lady paid acumen al any time. You mayrecent senates used as loan coaaral after paying any brave dm on them Any sermon la ute PRI to the Fin. citing the statenwnt penad are lends sweet vale as of the est of the (women, Peed& • Gest bad In damning the ow base of the stashes istuded in this statement where inck aged with the stirrer LOS financial Services has relied on information obtained from sources other than UBS f hada! Services, exhAing Of «motion Irton another km or that you may have provided to you Financial Maar. The Finn does not indtpenierely cr yaw** the accuri cc middy of x, automation crowded by does Olw thin LISS FroncialServices h media aftlxtigh LOS Financial Somas generale watts the inknyutian as it is received. the lift does not provide ary assurances that the inforenaike under "Cost basis' and "Urrealoed gad loss' is matte as of the date of this statement. As such please do not reef on this Somalian to rare pasha« sale decision, for us p.rposes otherwise. Accounts transferred to the fin may retest gailloss rictrai in one for the period of tire they are held at the Fan More historcal reormalcn can be added by you Annie' Ads« • Unrealised gaidteeses When data s avoitable. menaced wreaked gaintbsses are troubled for Idyllist warty lots. T e transaction data for rxbriAral lots mayor maynot relent cormessionst damn acres minty reorganitan neves. Dildend and otter reinvestment lots and sweetish orchards loss are each coot:nod to display one 3,00 Aced let The • Trade dale' colon presents the «gnat transaction trade date. • Credible whiskies Book nd Veltrod soh that the Mar cats fa ea seders:4*n wit be selected awartsaIN by lot Iran among all secuthes of that issue held n out time or n nominee maw let ad dente Call baste adorn atim is retained from third parties and n accts., is not guaranteed. Other call features may exist whch could affect yield rankle in anion will be provided upon request • Certificates of deposit (CDe). CDs are FOK Owed up to S293.000 h «SO and accrued Sterne per demure ad per depositoryOaks:on rearca-dame with FDIC rules. • ericeivalue Prim displayed la semen and other Prodrls may be higher or lower than the price that Au wouldactual/ rearm n the market Pests we obtaned from Yana tied pry sources which we bekve to be reliable, but ne do not guarantee their mono. - We 9orty* use tee dosing twice "Awn avAibbio or the man of the bid rd ad Pritfl for listed Wane, and colons or one bid prices for OTC securities. — less actireb traded securities my be wiredusing a valuation model or So most recent price we obtaned and may not reflect an actual mate) price Cr Whir — Certain posaken may tipper virtual a price and will taw as 'peke was not avalable• n we re unable to obtain a price for a scortly — Deposits «sentries demon inated incurrencies ocher than U.S. clan are reflected a the nochnge rate as of the 'lament date. - Ter «ran securities toeing in nentroforming dentrninmens. «Se ad elutreitY Owe %AIM may have been adested to f militate maser vabadn. To San Current agate:fa, when amiable contact ArGnancialAdeisa. • Private her oilman and structured products. Mate inestnwe securities (ix tiding Overt pa tic program and real estate investment Wag moonlit-0ml savoured products are generale hathe 11)14 Cotten %avowed products haw not been egistered with the Securities and Excha-w Corrmissin a write any state securities laws. We provide estimMed vain for private antrnent seCultieS and structired products fel ink. matalal larPOseS only. Accuracy is not guaranteed. — thew values may differ substantiate from prices, if my, at *Nth a «Wale b e secwty or structured prodert may be brute ortold and do not necessarilyrepresent the vitae you may receive won pi:Cation. - Thiel pany estinros vaks are as caste:tan dale and are supplied UBS Financial Services and regular basis by an independent yalation I I'm. — Issue% general partner or sponsor estimated values. if a are supplied to the Fire by the Mum ventral lif er or sponsor and maybe calculated based on diferent information Iron that used by third parties to du enflamed values. - Vauban °teen addend Sarmatian regards.; the nwhodology used to determine the mina c4 value and the date of the informaiim that is the basal« the minute by contacting your Fivanoal Advisor. - Thid prey 'steruted vabes may be reflected as Not priced in several situations: when an inSependeni valuation lam has not SoPPIred Is us** So asstri a rata, when we become arum that a material event has canoed thee may call a «mealy repond rata into question or when value °aid hiPhilSPeCulatia due to the awe of the security. — When neither an oath general palm a' sponsor estimated value sr a thtd-party estimated value is Protded the value of the smarty *jibe different tam (whale Whet — 'Disalovegns so date' may Side returnof capital Some cr both. — 'Orignal tint size' represents the neat Aeon; pea per one and may non reflect your <cost basO • Reseiaed securities Pentad seortes generally are not canoe eligble for public salt Le35 Financial Sennas uses the owlet peke of the unrestricted stork of the same issuer as as imputed value for the restricted dock for purposes arena ann.* cohy. To the afters that restrictedsecurities are *liable fa me, the wits received may be kfastatale less than the krpuied value shown • Eq. (stimetad) income, cumint yields and rates. An estivate of arrual income is bated on cursors chianti rd Otani rates, Mulling the securities will be held for me year from statement date or well 'nativity. This mina is one a guideline, accuracy and cootinued income we not guaranteed — formed anal income and anent yield for feria., tapes of seosities could riClde a rely, of «spat or cape.' gains en which case the est. Income first cummt yekOwould be overstated. — Earnated arrkul roam and ounce yield and the actual income and yield might be lower a higher than the estmad anoints. — An estivate of a-realize:Ikon* (dirderd axfix interne &wind by the anent mike vabnanassi balance is based on the an dividend • interest payment made by the issuer and assums the seasherdesooses enllbe hell for one year from the statement date« urrul nattily. Accuracy awl continued yield we not ger mitt!. • Assets not held by UK Financial Services. °Main assets are not held by the Firn and not evert the Fern's possession or control. These assets are depleyed on yor statement for Sometime! purposes only. Positions and values presented are provided by the issuing Inn. Lin FS-Uncial cervices is not respornble for did inlonnatnin and odes not guarantee its accuracy. These assets are not protected by SIC or the Sinis svaplemental Slit coverage. • Revenue dung and additional compensation. — In addeticn to COrraidated On saes and 12b-1 lees received n «mecton wth the deaden of nutted fund to our clues we ado. our allure fah* mime sharing Premise from datributon ardor advisors of the mutual finds that we sell. These amuses are based on two daunt components (I the amount of sales by 1016 of particular snubs' find favie to our clients. and Re) the asset yak* of a particular mutual fund fmiys stares held a the fins — We aid or Agate ate recent netvottreg and «mew processing lees in «no:brawn kr transfer agent services that we provide toter mutual turd, These leaf generally are pad from investor assets h the mutualfund and are a fired dour amount based on the number of accounts at the aokerdeala holdng mewl funds of that fund family CONFIDENTIAL - h addition to tommesOns remised in connection *eh the sale or distreurion of mirk* contracts and unt ointment trust units thou rends, we endear as affiliate mono tows, sluing coopernation fret mare of the Surat companies undenweing the artuntrorwracts. all dates of the nsurece ccenpanies or sponsors of the in imprison! ousts we destitute. — Cur affiliates also mein trading ccermesiorn and other componsatai from manual Surds and insurance companies whose products we delrbute. — We receive as rental fee Isom LIBS Bark USA an/ UBS AG Surreord Branch of up to 115 per armed sweeping to the bats under the UBS Bank Sweep Program. Aahity hkorationregirdng «aims:re and other charges honed n commix, wth the executor, of trades. Sluing option tranwtons has been included en arditcriatiOnS VeranSai furnished to you. ad will be provided to you promptly on repast. Skirt Slang f you are engaged in short selling a security, you may hos a Marge due to cenan barowirg costs father particular security. Open edam Regarding open or • pacrltiltanceled* adas that were not satedbythe datemem date. open buy ad sell stop orders are reduced by the snout of deader& or rights on an nafividenda or «si)ts date unless retracted dame* by you. You are response!e fa orders that re conned due to your failure to cancel eMlin9 open orders. Privacy Toobtainer-ow of as nom aim Privacy entire. pease contact your Finarvial Advisor or viA ar easier at pinny ohs r onWeriv armoire UBS financial services is maser* the RMA, Business Services Account BSA and IRMA are brokerage accounts whirls provide access to barking services and products through arrakernentswoh Sleeted banes ad other thrdparty bats, and provides access to insurance a-KI annoy products issued by whafloliatedthrdpany insurance trimaran through insurance agency subs:las of UBS Financial Services Inc. hrtsmtnl nSurarre. ad wady produtts: Not FDIC rend • No bine emanate May lose Sue RMA. Resource Managerewit Account. Business Service Account BSA, BMA ad international Resource Management Araks are registered service mails of UPS financial Services Inc Visa Signature it a mastered service mat of Vasa Inemational 1.13SYSSa Sampan cede rads and U3S Vim debt cards are oared by UM twit USA with permission born vna USA Ircceporaled. UBS Financial Services Inc Rev 201511 SDNY_GM_00020884 EFTA 00131504 EFTA01273711 SUBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Cm-700551131650316M vl 0 UBS Strategic Advisor March 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISIANE MAXWELL Friendly account name: I Account number: Your Financial Advisor: SCOTT STACK MANILYLE CASMEL Phone Questions Call your about your statement? Value of your account Financial Advisor or u RMA Ftesourcetine on February 29 (S) on March 31(4) account Your assets 761,23845 807,099.30 %Stour websIta: Your liabilities 0.00 0.00 Value of your account $761,238.45 $807,099.30 Sources of your account growth Tracking the value of your account during 2016 Value of your account S Thousands at year end 2015 S798.007.41 Net deposits and 1221.2 withdrawals -130,151.87 Your nvestment return Dividend and Illtelliall."3 /4 3/4 883 /4 1/14%,3/4 498 0 7612 8071 interest income 46063.31 Change in market value 333,180 45 Value of your accoun on Mar 31. 2016 $807.099.30 Dec 20i4 Om 2015 ND 2016 mar 2016 SDNY GM 00020885 Member SIPC CNP70003306518165NP70003099449 00002 MI6 030575004 v123568550101000 Page 1 of 10 CONFIDENTIAL EFTA_00131505 EFTA01273712 SUBS UBS Strategic Advisor March 2016 Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A Cash and money balances 2,072.89 026% B Cash alternatives 0.00 0 00% C Equities 805,026.41 99 74% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F COrrirriodit 0.00 000% G Other 0.00 000% Total assets Value of your account $807,099.30 5807,099.30 100.00% Account name: GHISLAINE EL_ Friendly account nominindiv Account number: VI 2: Your current asset allocation Eye on the markets Your ll vandal Advisor- SCOTT STACK MAIILYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances Index Percentage change March 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% 0.92% 3.03% CNP7000B0065t8166NP7000 03002 0316 030579004 Y123568550 10 goNyGmix:020ftse 2 of 10 CONFIDENTIAL EFTA_00131506 EFTA01273713 (SUBS UBS Strategic Advisor March 2016 Change in the value of your account March 2016 (5, Year to date (I) Opening account value 3761,238.45 $798,007.41 Deposits, including investments transferred in 0.00 31,000.00 Withdrawals and fees, including investments transferred cut -2,152.99 -61,151.87 Dividend and interest income 2,072.03 6,063.31 Change in market value 45,941.81 33,180.45 Closing account value $807,099.30 $807,099.30 Account name: GHI51 friendly account narne:Indw Account number. Y I 2 Dividend and interest income earned For poppies of ins statement, tararthity of 'nines] anti der:Jena 'Warne has been determined fran a US tax reporting perused:re, Bawd upon the residence of the account holden, account type, or product twat. some interest ander dyidend payments may not be subject to United States (UA ardor Puerto Rico (PR) income laves The tient month statement is not Intended to be used and (alma be reked upon fa tar' psrposes. Chen's should refe, to the accletle tar reporting farm they recent. Iran OBS annualy, such as the FORM 1099 and the Tams 480. for tax reponing information It IS the precut Of U85 to file the appliCatte tat reponing forms with the US int«rd Revenue Sennte and PR Treasury Department and in such (onyx accuratecy ass fy decknct ardor interest as tar exempt or tadbk income. Pleat consult your Indechal tax prepare( Match 2016 CP Year to date IP Taxable dividends 2,072 03 6,063 17 Taxable interest 0.00 0 14 Total current year 32,072.03 $6,063.31 Total dividend & interest 32,072.03 $6,063.31 Summary of gains and losses Values reported below exclude products for which gam and losses are not classified Realized gains and losses Unrealized March 2016(4) Year to date (1) gains and bseS (5) Short term 0.00 0.00 614.95 Long term -0.26 -732.12 125,583 50 Total -$0.26 -$732.12 $126,198.45 Your Si nandal Advisor: SCOTT STACKMAtinnE CASRIEL Tnneunnet Cash activity summary See Account activity the monthJos dela Is. Balances in your SweepOpalcos are Ind uadi n the q:enng and closing balances value. FDIC insurance apples only to deposits at USS Bank LISA, not to deposits at OBS AG, waked Er and, or bank deposits paced !mouser the UBS Internaiond Deposit Account program, SIPC protection applies to money market sweep fund holdings but not bank deposits Steimportant information about your statement on the last two pages of this document for Wars 2016 (1) (E) Mardi year to date C Opening balances $2,152.99 192.72 Addkions Deposits and other funds credited 000 31,000.00 Dividend and interest income 2,072.03 6,053.31 Proceeds from investment transactions 0.86 56,068.73 Total additions 12.072.99 $93,132.04 Subtractions Professional management fees and related services 0.00 -992.52 Other funds debited -2,152.99 -60,159.35 Funds withdrawn for investments bought 0.00 -30,000.00 Total subtractions -$2,152.99 -$91,151.87 Net cash flow -380.10 $1,980.17 Closing balances $2,072.89 $2,072.89 SONY GM 00020887 CSIP7C008386$18167nel00O3C9989 00002 0316 030575004 Y123568550 10t000 CONFIDENTIAL Page 3 of to EFTA_00131507 EFTA01273714 UBS UBS Strategic Advisor March 2016 UBS Bank USA Deposit Account APY Interest Period Feb 5 - Mar 6 Opening UBS Bank USA Deposit balance Feb 5 $828.22 Closing UBS Bank USA Deposit balance Mar 6 $0.00 Number of days in interest period 31 Average daily balance $1,223.47 interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISt INE MA' N Et I. Friendly account name:in Account number. Y Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fe:uncial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Capital appreciation Your risk profile: PIMP'S Aggressive investment eligibility consvIerabon None selected Your account instructions • lot. account cost basis default closing method is FIFO, First In, First Out. Your Ignandal Advisor. STACY PAANItYLE ,TACR•EL CNP700003065t816BNP7000wrRf9 C0032 0316 030675004 Y1235e6SS0I0MBLY_GM_00020ftne 4 of 10 CONFIDENTIAL EFTA_00131508 EFTA01273715 SUBS UBS Strategic Advisor March 2016 Your assets Account name: GHISLAIIIIE MAXWELL Friendly account name: lndi Account number. Y I Some pnces, income and curient va ues shown may teappiOxIrrlfile. AS a les to. gains atiossesMey not be aCcutalely renecled. Set Amount infanta:ton about your statement a the end of ttws dxumemfOt more inforrmaon. Cash Cash and money balances Cash and money balances may include. avalade cash balances, UBS Bant USA deposn account balances, UBS AG Stallard Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl h n fl at** limits, but are not protected by OPC USS AG Stanford Brans h deposit account balances are not insured q FDIC and ate not protected by SIFC Money market sweep balances are protected by StPC but are not insured by the FDIC. See the important information about your statement at the endof this document for detaih about those balances. Hddng UBS BANK USA CEP ACCT 2,152.99 2,072.89 250.00000 OpetingtgiOXt ClOWIgtglence on Mai 1 (S) on Mar 31 1/ Price per :hale Average on Mar 31 (S) rate Dividend tmerest period Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL Days period Cymount (11 Equities Common stock Purchase mica Trade torte( Average price Pnce per share Value On Unrealized Hddng Hddng date of shares per shale (S) Cost basis (S) cn Mar 31 (1) Mar 31 (S) gain or loss (I) period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500.003 26.619 13,309.95 30.790 15,395.00 2,085.05 LT Jan 30, I 5 100 000 25.532 2,553 24 30.790 3,079 00 525.76 LT Security total 600 000 26.439 15,863.19 18,474.00 2.61081 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAL $153 Current yield 2.37% Apt 22. 13 72.000 56.870 4,094 67 89.710 6,459.12 2,364.45 LT BLACK ROCK INC Symbol: ELK Exchange ',USE EAI: 1660 Current yield 269% Apr 22, 13 72.003 251093 18,07871 340.570 24,521 04 6,442.33 LT CALIFORNIA RESOURCES CORP Symbol. CRC Exchange: NYSE Feb 12, 14 13.856 1.561 21.63 1.030 14.27 -7.36 LT Feb 12, 14 10.953 I 561 17 10 1.030 11.28 •5.82 LT Feb 12, 14 2.280 1.561 3.56 1.030 2.35 .1.21 IT contoued next page SDNY GM 00020889 ChIP70303006518169NP7003303989 00072 0316 03057%04 Y123568SSO 101003 Page S of 10 CONFIDENTIAL EFTA_00131509 EFTA01273716 T UBS Strategic Advisor March 2016 Account name: GHISLAINE MAXWELL Your Ksandal Advisor: Friendly account name: Indi SCOTT STACK MANLYLE CANCEL Account number: YI YOLK assets Equities . Common stock (Continued) Trade Melting date larber of tames Purchase ;nos Average price per share (I) Cost bask (3) Price per stun cm Mar 31 (3) value on Mat 31 (S) Unrealized gain or loss (3) Holding period Feb 12, 14 0.655 1.556 1.02 1.030 0.67 -035 LT Feb 13, 14 10.298 1.559 16.06 1.030 10.61 -5.45 LT Feb 13, 14 6.366 1.556 9.91 1.030 6.56 -3.35 LT Feb 13, 14 3.089 1.550 4.79 1.030 3.18 -1.61 LT Feb 13, 14 0.562 1.548 087 1.030 0.58 41.29 LT Feb 14, 14 31.268 1.615 50.51 1.030 32.21 •18.30 LT Feb 18. 14 10.672 1.625 17.35 1.030 10.99 -636 LT Security total 90.000 1.587 142.50 92.70 -50.10 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: 42,352 Current yield: 2.21% Aug 4,11 174.000 41.632 7244.05 70.650 12293.10 5,049.05 LT Aug 12, 11 4.000 42.450 169.80 70.650 282.60 I 12.80 LT Jan 23,13 910.000 54 240 49,358 63 70.650 64,291.50 14,932.87 LT Apr 22, 13 420.000 597813 25,111.32 70.650 29,673.00 4,561.68 LT Security total 1,508.000 54300 81,88380 106,540.20 24,656.40 ECG RESOURCES INC Symbol. EOG Exchange: NYSE EAI: 4335 Current yield 0.92% Jan 28,15 500.000 90.411 45,205.72 72.580 36,290.00 -8,915.72 LT FORTINET INC Symbol: FTNT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 30.630 15315,00 -656.36 LT Jan 30,15 250.000 29.431 7,357.75 30.630 7,657.50 299.75 LT Oct 26, 15 250.000 34.170 8,542.53 30.630 7,657.50 -885.03 ST Jan 15,16 1,000.000 29.130 29,130.02 30.630 30,630.00 1,499.98 ST Secuity total 2,000.000 30.501 61,001.66 61.260.00 258.34 GENL MILLS INC Symbol: GIS Exchange. NYSE EAI: 43,463 Current yield: 2.90% Aug 4,11 191.000 36265 6,926.77 63.350 12,099.85 5,173.08 LT Aug 12, 11 5.000 35.754 178.77 63.350 316.75 137.98 LT Jan 23,13 1,001.000 41387 41,42689 63.350 63,413.35 21,984.46 LT Apr 22, 13 464.000 50287 23,333.21 63.350 29,394.40 6,061.19 LT Jun 17, 13 118000 49.739 7,361.45 63.350 9,37880 2,014.35 LT Jun 18, 13 73.000 49.836 3,63807 63.350 4,624.55 986.48 LT Security total 1,882.000 44.031 82,867.16 119,224.70 36357.54 continued next page CNP700C0004518170NP700030398900002 0316 D30575004 Y123568550 10011iyGht 000P0%.e 6 of 10 CONFIDENTIAL EFTA 00131510 EFTA01273717 UBS Strategic Advisor Account name: GHISLAINE MAXWELL friendly account name:lndi Account number. Y1 Your M sandal Advisor: SCOTT STACKMANNYLE CASNEL Your assets Equities . common stock (continued) rAciate pod Minter Average price Me per share Vdue on tirredited Holc1ng Wiring of snares per share (1) Cost basis (S) cn Mar 31 (1) Mai 31 (I) gain or loss (S) period JOHNSON & JOHNSON COM Symbol: JaU Exchange: NYSE EAI: 1198 Current yield 23 7% Apr 22. 13 66.000 84.721 5,591.64 LT 108.200 7,141.20 1,549.56 MCDONALD'S CORP Symbol MCD Exchange: NYSE (Al: 13.624 Current yield: 2.83% Aug 4, 11 95.000 84.969 8,072.06 125.680 11,939.60 3,816197..3541 LT Aug 12, 11 Nov29, 12 3.000 8.000 85910 86.456 257.73 125.680 691.65 125.680 377.04 LT 1,005.44 313.79 LT Jan 23,13 555.000 93.053 51,644.75 125.680 69,752.40 LT 18,107.65 Apr 22, 13 255.000 99318 25326.32 125.680 32,048.40 6,722.06 LT Sep 19, 13 78.000 97.879 7,634.63 125.680 9,803.04 2,16841 LT Sep 19.13 22.000 97.425 2,14336 I 25.680 2.764.96 621.60 LT Sep 19, 13 2.000 97.830 195.66 125.680 55.70 251.36 LT Security total 1,018.000 94.269 95,966.16 127,942.24 31,976.08 PEXTEILA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 1564 Current yield 2.94% Apr 22, 13 162000 79.757 12,920.65 118.340 19,171.08 6,250.43 LT OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: $2,907 Current yield: 4.38% Feb 12, 14 148.000 88.813 13,144.33 68430 10,127.64 -3,016.69 LT Feb 12, 14 117.000 88243 10394.72 68.430 8,006.31 -2,388.41 LT Feb 12, 14 32.000 B2855 2,843.39 68.430 2,189.76 .653.63 LT Feb 12, 14 7.000 88.711 620.98 68.430 479.01 •141.97 LT Feb 13, 14 110.000 88.739 9,761.35 68.430 7,527.30 .2,234.05 LT Feb 13. 14 68.000 88.562 6,022.28 68.430 4,653.24 -1,369.04 LT Feb13,14 33.000 88224 2,911.40 68.430 2,258.19 -653.21 LT Feb 13, 14 6.000 88276 529.66 68.430 410.58 •119.08 LT Feb 14, 14 334.000 91.914 30,699.31 68430 22,855.62 -7,843.69 LT Feb 18.14 114.000 92.525 10,547.88 68.430 7,801.02 -2.746135 LT Security total 969.000 90274 87,475.30 66,308.67 -21,166.63 continued next page SDNY GM 00020891 CNP7000E005518171 NP7000309909 00002 t016 030575004 Y123568550101000 Page 7 of t0 CONFIDENTIAL EFTA 00131511 EFTA01273718 4tUBS UBS Strategic Advisor Nlam^ 211'F Your assets • Equities . Common stock (continued) Hddng Track date Sorter of thorn Purchase pus Average price pet shag (S) Cost basis (3) Price per share at Mar 31 (3) value on Mat 31 (S) Unrealized Hddng gins loss (S) period PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 43,243 Current yield: 2/4% Aug 4,11 115.000 63.979 7,357.65 102.480 11,785.20 4,427.55 LT Aug 12, 11 3.000 63.023 189.07 102.480 307.44 118.37 LT May 16, 12 6.000 68.535 411.21 102.480 614.88 203.67 LT Oct 24. 12 1.000 68.690 68.69 102.480 102.48 33.79 LT Oct 25. 12 2.000 68.810 137.62 102.480 204.96 67.34 LT Oct 26, 12 1.000 68.890 68.89 102.480 102.48 33.59 LT Oct 31, 12 1.000 69370 69.37 102.480 102.48 33.11 LT Nov6, 12 1.000 69370 69.37 102.480 102.48 33.11 LT Nov7, 12 1.000 69.150 69.15 102.480 102.48 33.33 LT Nov8,12 2.000 69.090 138.18 102.480 204.96 66.78 LT Jan 23,13 699.000 72.166 50,44431 102.480 71,63152 21,189.21 LT Apr 22, 13 322.000 82151 26,484.85 102.480 32,998.56 6,51171 LT Security total 1,154.000 74.097 85,508.36 118261.92 32,753.56 PROCTER &GAMBLE CO Symbol. PG Exchange: NYSE EA!: 43,007 Current yield: 3.22% Aug 4,11 118.000 60.103 7,092.22 82.310 9,712.58 2,620.36 LT Aug 12, 11 3.000 60.896 182.69 82.310 246.93 64.24 LT San 23,13 619.000 69.941 43,29173 82.310 50,949.89 7,656.16 LT Apr 22. 13 286.000 81332 23,261.18 82.310 23,540.66 279.46 LT Apr 24, 13 l08.000 77.762 8,398 32 82.310 8,899 48 491.16 LT Security total 1,134.000 72.512 82,228.14 93,339.54 11,111.40 Total 5672,227.96 $805.026A1 $126199,45 Total estimated annual income: $20,506 Your total assets Percentage or Cost Bimated unratified Value on MY 31 (5) your at (Cunt Oasis (3) annul Intone (4) win or loss (0 Cash Cash and money balances 2,072.89 026% 2,072.89 Equities Common stock 805,026.41 99.74% 678.227.96 20,506.00 126.192.45 Total $807,099.30 100.00% $680,900.85 $20.506.00 $126,198.45 Account name: GHISLAINE MAXWELL Friendly account name:Indio Account number: YI Your li nancial Advisor, SCOTT STACK MANY LYLE CASRIEL CriP700C6006518172Ne7000309989 00002 0316 030575004 Y123568550 10MyGm0002001p 0 of 10 CONFIDENTIAL EFTA_00131512 EFTA01273719 SUBS UBS Strategic Advisor March 2016 Account activity this month Date Aclinty Description Arnotrit (S) Dividend and interestincotne Taxable dividends Mar 8 Cividend JOHNSON & JOHNSON COM PAO ON 66 49 50 Mar IS Cevidend MCDONALDS CORP PAD ON 1018 906.02 Mar 15 Cividend NEM RA ENERGY INC COM PAD ON 162 140.94 Mar 23 Dvidend BLACKROCK MC PAID ON 72 164.88 Mar 30 Dvdend PEPSICO INC PAJD ON 1154 810.69 Total taxable dividends Total dividend and interest income 12.072.03 12,072.03 Account name: GH15LAINE MAXWELL Friendly account neerne:Indi Account number: YI Your II nandal Advisor. SCOTT STACK MANLYLE CAMEL Date Actialy Description amount (S) Other funds debited Mar 1 Transfer JOURNAL TO VI 23575 GIASLANE MAXWELL -2.152.99 Total other funds debited .12,152.99 Investment transactions 50i rote informaion about the pricehalue shown ter restricted securities. see important information abaft your statement at the end this dscuntat Date agony Decant:on Proceeds Iran investment Outitity raw (t) Price (S) transactions (1) funds withdrawn fa Accrued investments bought (S) mien-51(5) Mar 24 Cash In Lieu CALFORNIA RESOURCES CORP 0.86 Mar 24 Spin Off CALFORNIA RESOURCES CORP 90.000 Total SAAB Dere Activity Oeictelion Amount (0 Money balance activities Feb 29 Balance forward 92,152.99 Mar 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OE 03/01/16 .2,152.99 Mar 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 49.50 Mar 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,046.96 Mar 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.68 Mar 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 811.55 Mar 31 Closing UBS Bank USA Deposit Account 12,07229 The UBS Barri. USA Depost Account is your primary sweep gallon SDNY GM 00020893 CNP7C003305518173 NP7000RMFsY 00002 0316 030579/001 Y123568SS01010C0 CONFIDENTIAL Page 9 of 10 EFTA_00131513 EFTA01273720 UBS UBS Strategic Advisor Match 211'F, Realized gains and losses Account name: GHISLAINE MAXWELL Friendly account name: Indi Account number: Y I The estimated realized gam and losses shawl below ate net for tar purposes. Please rate that gan or loss recognized on the sae 01 reCkorptiOn of cenan Structured PrOCludS, Ike Contingent DeC4 Securities. raby tie Granary, and not cepitel, gain or loss. Please Chtck with your lax achvsor to calo.I ate gam molasses. we liquidate t he eldest security lot first. This is known as the fIrsiii w first out or FIFO accounting method We use this method unless you specified whit h lax lot to close when yor placedyour order. This is known as a versus purchases or VSP order See Important information about your :tatement a the end of this document for more Long-term capital gains and losses Security description Method CALIFORNIA RESOURCES CORP FIFO 0.715 Feb 12, 14 Mar 24, 16 Quantity or Puich&e Sae face vase date date Your II sandal Advisor: SCOTT STACK MAMLYLE CASRIEL inforrnaion We may not ad ust gans and losses Ice al tidal cha-ges. We autcmancaty adjust cost basis for taK.exerrot and AMT (OupOn munlocra secunites fur tibMatedanarliatOn 01 CO10 preen um and for accrete," Olt) fur securities issued at a clsccunt if you requestedthat Ut3SaduSt cost basis for the bond premium arronzation on livable debt secuntiesthen cost bald reflected for these securities has beenadjusted Estimates in the Webulle4 section can not be classified as shoo term of tong term bet owe inkemston is nisUng or the product is one in which the ga Moss ccdculatco is not provided Scle Cost amount (S) basis (S) Wag, sale cost basis adjizimentell toss (SI Gain (3) 0.86 1. 12 -026 CTIPTC008006518174 Ne700:1309989 COM MI6 03 SSO 10 Miy_Gitoocjam 10 of 10 End of statement for account number CONFIDENTIAL EFTA_0013 1514 EFTA01273721 Important information about your statement U3S Financial Services tic (the Fern or UBS Finercial Strokes). is a mentor of all principal washy, cemmoday and entire exchanges. UBS Fitancial Semler, and 1.8$ Bank USA re idled subsilenes of UPS AG and *hats of U3S Sautes LLC. The Fun's thermal statement h available upon recaen. The Fame twahre off ices we at: U85 Gina-col Stn•COS lx. 1200 Harbor Boulevard Weehawken, NJ 07086 This gateman represents the only official record of pat LBS Financial Seneces account. Other wards, edept office' la. dxunintx contanng conalinng data should not be relied won II you bete* there is an ergo omiseion please report it immediately n witty to the Branch Manager of the afice wvig your accost. Alhaigii el figats shown are intended to be accurate. statement testa *cute not be wed for to papa's Rely meek on yethend tax km; Cie Form 1099.519t 10425. etc) when Drepamg your lax return. The Finn required by law to report to the IRS allIambi. dividends, report/kb rontarabk cliettind and Nobk Merest erred en securities held in you. accost net proceeds on see framactiore, ad con basis on certain covered noshes. Ciadranketkew wide the Firm • Please reconfirm ay oral communcatona in wring to further protect your ritds mdudrg your rignes under the Seo_Nies Imestor Protection Act (SEA). • If the finirrcii iditution en the top left of the fitn1 of this shunts knot LES Ennis' Servkes,U3S Fhancial Senates carries yon account as during broker by arraderrent wile the edcated institutors We informed you of this relatcnshio ninth Ma opened this accost h the cast your tu-a and wallies are located at UBS financial Strikes and rot the hatedocthg broker, ad you newt make a repel of any error or omission to bode firma. Asdesabed in the accout ageerrents, you mat hotlyus of any errors or fraud invoking dneets reflected an your statement within 30 days after t was mailed or made evadable All statement shall be deemed complete a-dacarate n al other respects not objected to in Pining vathin 60 days. • Pleasedirect <reamer complaint or iduiles to the Fern's C lent Relation; Dena-Inert at 701-352.1699 or toll-free at 920-354-9103, 8:CO A.M. to 603 P.M ET Monday through Ridgy, a in wring to LBS Fawned Semites Ix., Client Beldam Deportment P.O. Bar 766 Union City, NJ 07037. • In case of errors organ-lids about an electronic anis transfer (EFT), bi patinae or UBS Visedebk card Yamaha% call WO-762-1000, a nee to UBS Fnanoal Semen ex, 1000 Harbor 814, 6th floor, Weehawken NJ 07086, Mae RMASSA Stroces Cal or write as soon as you can, if you rink yam statement or receipt 6 wrcrg or 4 you need more inkomatcn tart a longer on the statement or neon* The Firm or Card bear edlcatIMmint her If OnnyOu no later Own 60 dys after the Frm toed you to list it Stagnant on which the orris or Problem aPtawd. - Primed, yotr name ad axon nester Of dy) - Cesabe the error or tie nosier you at inure about, ad egoism as chary a you CT why you believe if is man or why yea need more reformation - Frondethe doter anent of the suspected era. The Firm or Card Issuer wil imestgste your <emplane and will correct ay error promptly. For alleged errors thnolvid UBS detail ca-dtramarlitho, if we take more than 10 ha inns days to do tirs.. we willcredit you acorn for the amount you think 6 in error, so that you eel have the used the money during the new it takes us to complete our iwestiption. Please mike all checks math to the Finn or the Nuns& instant) notated on the front of th6 statement In addition to murder account fees, accounts may be abject to maimanace lets. chines for We parnint ice securities purchases and charges For unpaid arnants n cash acoants Accounts that at tansferred to other instnthens my be subject to a Vander lee. UBS /weep Options U65 offers options kr sweipid cash baaneeh balances to bark &posits at UBS Ba-k USA and LBS AG Stanford branch (Bak Sweep Progans), moneymend mutual bra Money Fins) and the IntonationalPpm] Aactril (CA)for customers with an Int.-rational Rhone Mana;nment Account. Though the Bat Sweep Program; cash balances at swept to U3S Bank USA tp to anestablished knit ad then to UBS AG Stanford Branch. or a Money Fund. Deposits at Les Bank USA are FIX hand in accordance whh FCC niko. For more inf amend cease seer wmvfdic goo. Deposes a U3S AG StamfordBrandi ad shares of Money Furls are not hared by the FDIC. Through the O& saddle to cash balaxes are swept to depose assorts al UBS AG New Yak Bench and U35 AG Cayman Branch These deposits are not thswed by the FCC. Balances held at the LIBS AG Carman Branch are temporary noosed to the weenie, rick of the Caramel Mack, and there is no parade or other obligation of UBS AG to repay the bins ythii$7 cn the LBS Cayman's Brach's books. NPOtk a LOS Berk LEA and each UBS AG Bench are rot protected by SIPC. Money Fund shires are protected by SIPC. See 'S. Enancial Mantes Account Prolecton' below. Upon your request, balance, n Uw Bank Sweep Programs or OA may be withdrawn and shares cd a Money Rod may be liquidated, and the proceeds returned to you or your Sto-rdiat meant. tether thiormalcn about evadable sweep *eons, nclairg current ireerest rates and y-elds, s mailable at wmv.ubscarinveepyields, from your Fnancial Advisee or by calling 800762.1000. MIS financial Seethes anOWit protection The rim is a member of the Socuaiel hoeffCt noreetion Corporation (9PC). which protects leo-flies scow-no( as members is to 5500.0,3 (including 5250,000 for claims for cash). The SIPC asset protection limits apply to all aaCultt tot you hold n a pitied!! capacity. The Fin., together with retain affiliate, ha alto purchased supplemental protection. The rrwirrum amount payaok to al elgiok clients. colkOtielyu-dth this protection is 1500 Shoo as of December 10, 2015. Subject to the poky orchids and Imitations, cash a the firm isfurther protected for up to 41.9 million h the agthegate For Alan accounts held in a pa-licubr canny. A f W ccpy of the poky wading is waddle won request. Th. SIPC protection indthtapplermntal protection both do not apply • Certain financial assets controlled by (and inclad in your account value) but held away from LBS Fina-cel StruCe5 (e 9., certain G) cash at UBS Bark USA, lig cash at IBS AG US.brarchn, Cal inatra-ce predict. including variable enmities, and CM stares of ITUttal funds inhere such shares are registered drealy in the name of the account holder an the books aid records of the applicable Suer Cr transfer agent), • Certain nw6rnere contract or investment intro* (e 9.. tented partnerships ad pint, placements) Id are rot regthered wider the Securities Act of 1933; end • Commodities extracts (e.g, foreign excharge and pekes metal eatralt incluckd futures contracts a-d commodity option contracts. The SIPC protector and tee supplemental proteclon do not apply at these asset men if they othenrise appear on Km statements. The SVC protectionand the rudimental protection do not protect against changes in the market vale of yrs investments (*tether as a result of market movement issuer ba-kruptcycr othernod More information is avaltite wad recant You may obtain more information about 5K, itaing the51PC Brochure, by contacting SIPC a 202-37143300 or by unng the SIC website a t wow.ittag Dividend Roiwarement Program (Dee) The pike reflected is an average price. You may obtain the actual price kan ycis Financial Advisor. Orgy whole shares are purchased under DRIP; partial shoeswit be sold ad the cash wil be deposited in your axone The 6vidend rernestrnere price applied by the osutr my 6ffer from the market price at which the partial shares are sold Cashrin.lista Cnk whole Witt May be held in yar accant. if you are entitled to a partial unit a a result of a dividend patnwrit or otherwise. the Firm will ether sell parted VAS at mart et price a accept an smart determined ty a registered deri-g agency, aid credit war accord. Investment objectives The nvestmere obsectnes and risk profile are speck to each account and may vary between par accada here advise the Firm prompt& in wreing of any' CONFIDENTIAL sr:pecan( change n your Inincial siltation a dreamer* do:attires For each accord held, yo4 choose ow of the eoltwed eminent cbjectuasi • Produce Current Socorro. I wee-Gm at seeking the generation of income Cribr. • Achieve Cdp(a/Appiedaten: Meets seeking growth of principal rather than the generation of income. • Prostate Coraninatko of Meant andCapita: Appreciaearn Investments Seekki both tee generation of ncene and groryth of priximl. Overall risk profiles • Conserinew Seeks to mantain nilul pri-cPals with low rids ad Noisily to the accessed neat even if that means the accost does rich generate signifitat income a recurs and may not keep pace with inflation. • Moderate. Wiling to accept new tidy to principal ad tolerate acme volatility to seek higher return,. • Aggressne: Willitg to accept hit, risk to principal ad high volatility to seek high returns merlin*. • lovesernent Vagina* Constitution: if selected a portion d the portfolio for that account may prelude complex stage; tinted liquidly and greater volatile?. Statement eheeseboldhe We may consolidate al related account statements with the sat address tr the same erreekipt. ego because they have craws who ate maintain joint account rektionshlos such other dents at the ;are address. If you prefer to receive individual statements mailed in suede thwelopea, you my deckle houseoldrg by can; your Financial Achoor Friendly women name The Friendly account name is a cuseanctle intlitnanth chosen by you so assist you with your record; tepid It has n, legal effect on your account Yid can change your kindly accord names, through Online Services or bycontacting yell f frontal Ades& . ACCOLn overview • Yalu of you, Kcerasepornlafra Net of assets and hakes • Asia Includes available cash balance; vales for restricted secure), and Global Tine Deposits, unrealled marls to market and eaten wets not held by dm Finn. Does rot include unprical wookielassete at the rd of We air and anent statement moods, or primate imminent; unrested stock options ad emceede stod options • Dayton Valdes debt bastes, Oltstirdeg rn.irgn loan, credit line, shot account balinC41. • Cash/money balances. Total of uninvested avalabb cash balances, puts depxa balances at UBS Bank USA, UBS AG U.S. Branches ad nxrey matte rrutui tad sweep baances et the cbse of the staierrem period Non-commodity free ce6e bala-eirs in you. accord acv not switched from other ',hence, and the FTITI may use any of these flack in the ordina-y course of its busawss Rest funds at payaok goal your demand. This total is ex Wed in the arrant period doting vale. SDNY_GM_00020895 EFTA_00131515 EFTA01273722 Important information about your statement (:ouinuelb Landing information dreared 'Mammon on the Frays lending Factors and *catty% refer to your Client Relataap Ageernent or Accost Agreement ad the General Terns aid Conditions. LES Statement of Credit Practices audible in Agee/cent andDisclosurn jury uhsrnentarenuntentelnnorns. Yew wets Your statement Semites wourities ad other assets heti in theaward at the end of tie staternert period. You may N. for delay of fay paid starters at try time. You may receive securities red as loan collateral after prying any balance de on them. Any securities transferralto tit Fern dreg the statement period are laud at market yam as of the ended the stases ett period. • Cart boa. In detcrrnning tie cost basis of the searkies included in this st tamers, where indicated yea the number 'I,' LES Fnancial Servkes has relied <ininformation cbtained from sources other than LES Financial Services including nformstion Iran another lie or that sou may have provided to yar Fina-cial Ackisor. The Firm does rot indePerdently verify Cr gamentee the accuracy a %Way 01 AV erg nation provided by saran other thin LESFlakier Seneca. aiitiAl *through L6SFtriancel Sakes generally ,.palates This racrmatrm as a is reamed. the Firm does not provia are assurances tat the ntennation tray 'Cost basis' and "Unrnalged gar/ loss' is accurst* as ci de date of this statement. As such phase donut ray on this nformation to make Sad-ese a sale decisions, fa tac prfloses oterwise. Accounts hardened to tie Fern May reflect gar/ loss illtrinrdian only foe die period of time they are held *IN Fie More historical Hamann can be added by you' Financial Advisor. • UrroalInd garmilosees Mn data 6 aaailroti. *singed wreaked ainorlosses are cicilated kr indrv:L*seo.rH lots. The transaction data for retvicial bit may or may not reelect ammisfons, Cci= andor secwity reorganital on events. c1 and awe reinvestment lob at systematic pima,* bb art each combined to distal ere averaged lot. TN 'Trade dote' cairn parents the erigirel transaction trade date. • Callable seawitios Bonds ri d preferred stook that the Baer cats for ark redemption will be selected impartial& by lot frcm arrcrg all mutes of ha issai held in our name or in nominee ream for or dents. Can lease bleematrm is obtainedfromthird parties and is accuracy is not gatranteed. Other call leans may oust which could affect mkt ample* igormaIrm will be provided upon request • Certificates of deposit (024). CDs are FDIC nsured to to 1250,000 re principal and accrued interest per depositor ad per depository institution h assonance red" RAC rules • Prialvalue Proesdisplayedfa secunoes and otter precasts may be higher or lower thin the price that you would atualk receive in the market. Prices ere alined from serious third party sources which we believe to be reliable, but w do not goatee their accuracy. - We gereak use tie closi-g price when mantle the mean ci the bid Mask pnces to listed tnaritka end options a orgy al prices Ice OTC scarities. - Less *MeV traded securities may be priced using a valuation moat a the most recent price we cbtained and may not reflect an actual Market price or wax - Certain poutkro may appear wilhzA a price ad will arm ac •prke was not available' if we we 'nine to obtain a price for a sio_rity. - Deposits or securities denominated in currercies ober than US dollars se ref tided al the ewhwipe rite at of the statement date. - fen remain searnies racing in nonconfer i-g denominations price and qua-cityRace 'ate) may have been adjusted to facilitate prase, valuators To akin anent quotations, when orakebb, contact yar Financial Adana. • Private investments and structured products. Private Norman, set-tribes (rictidrg drea participation program art real estate investment but swarms) and structued Freda are rnerolV hghy khaki Orlin strutted proacts have not been registered with the Securities and Excihana Comma:en a Lodes. Wy gale securties laws. We prima **mated vibes for pirate investment secants avatnxtured products for ntormationd psposis only. Accurary isnot guaranteed. - These 141-les may deer abstainer* Iran Ekes, it any, at which a pack eIWSWIlellSealliy Ce structured product may be boughe or sold and do rot eawaiyropawrnl the wake you may receive ton lirsuidaticn. - Third party estmacesot sake are as of a certain date and re suppled to UBS Fna-cial Services on a regular basis by an independent valuation limn. - Isaac general panne, orsponsx estimated rates, if any, are applied to to Fan try the issuer, general partner or sponsor and may be cakulated based on deferent information lam tat used by Ihrd Wein la derive tar estinaied - You can obtain addle:sal ila-matisn regardi-g the meta:bloc, used to determine the estimate of value ani the date of the Normalon that is the basis fa the estimate by contaarg your Franoel akar. - Third party estimated vales mate reflected as • paced' n several "Warms: when an Yckperdent valuation I mn has not strarked or unable to assign a vat*, when we become ream that amend twig has ocarred thee may call a prermuski reported vats into erection, or when a alue would be highly speculative due to he nature of the security. - Who, neither an issuer, general panne a sponsor atinatal value nor a third.parry animated vale is Frovract the sok* °I the wanly will be diHerent *OM es suchase Price. - 'Distributions to date' may include retm of capital.. imam or both. - • Orgnal Ise see' represent the metal therm? Once per one and may not reflect you cost basis • Restricted malaise Restricted sautes general4 • roll furreeq Nigbk kr public salt UBSFirtarCial Services uses the maket price ce the unrestricted stock of the sane *suer an an maned value for tie restricted suck foe purposes of this statement only To the rant that resided seas ites are globk fa sale, the vale Naiad may be stbstanoalk less than the imputed value town • Eat (saimeted) incont went yielde and rota An urinate of snail income is based on current Pricked and interest rates, assuming tie seo.riles will be had for one yet from statement date or tarsi maturity. The striae is any a quaint, accuracy and confirmed income are not gutranteed — Estimated a-rual scone and cutest yield for certain tees of seats could include a ram of pmcipal or capital gait n ;arch case the est income (ad anent yiell ward be °notated. — Estimated anal km* and caveat yield and the actual karne and yield mite be ;motor higher than the estmated amounts. — An eatnate of actualized income (dividend meta interest) divided by the time* market yeti* average balance is based on the last dividend or Herat payment made by the issuer and woes the seo.ritesrdeposts will be heldfor one year from IN statement date or until inattrity. Accuracy ad continued alcl am not guarantied • Ana not held by WS Finacial ServiOOS. Certain assets ae rot held by the Fenn arid no vothn the Fem's possession or coma. These amts are deployed on yo-r stater erd for informational purpose; only. Positions and values presented re provided by the issuirg firm. LIES Financial Services is not rest:male for the *formation and does not guaantee its accuracy. These assets at not protected by SIC or der Fim's supplowant•ISIPC towage • Revenue during and ad&tional ortipereaticet — In addation 10 commissions on sales and I 2b-I fees received in cancan web the disubution of mutat knob to our stints we ands ourMillete receive revenue sharing payments from distributors ardor advisers of the alai funds that we sell. These arias% are basedon two different coop:rents (I flit arnant of sales by UBS of a penal* mutual fund I amik to our <lard% and 06 the asset value of a particula- mctual fund faMiVS shares held ate Inn — We and cur attain* atio recede netwasing and ormbus processing fees in consideration for transfer agent union thaw Irma to the nuke' kit These fees generally are pad from investor assets in the mutual kind and are a fated data amount beset:tithe amber of accounts at the brokettealer holangmutuel frmck al that fund family. CONFIDENTIAL — In addition M commissrms received in comedian with die sale a distribution of swig contract ad irk NesemeM but treks tows clients. N actor as affiliate acme Patna shati-g compensation from many of the issuance companies trderwrang the circuity contracts, riff Mtn of the ins. !arca arm .s or rponsors of *aunt inearnent sues w dirri:Ore. - Cu' affiliates also receive trading caternorms and other compensationfrom mutual Irma and natant companies Nose products we dabs. - We receive an annul leo horn Ba-k LEA and UBS AG Stamford Ranch of w ki $75 per *Oa* weetpreg to to bats under the UBS Bat Sweep program. Activity Information regardngammesrms and other charges incurred Si ca-neakin c'gh to executionof wades, inducing option transactions ha been included on confirmations previously furnished to you, and MI be provided to you promptly on repast Shore saint II you are engaged en short selling a recur y, you may incur a charge due to Catlin toPOwirg costs for that palkular scanty. Openorders Regarding ears or •gx6tillainceke cedes tat were nos executedbythe statement date, open buy and sel stop ceders are recited by the amount of clattered% or rites on an ex-avian* a argils date unless instuad otherwise by pc. You are responsble for orders hat are executed Oa to you' Islam to cancel r•66^g cloen aders. Privacy To obtan a copy of as current Client gluey Mace. please co tact yar F uncial Advisor ex viol cu make at wow .g. rnsYntiva•nenfen UBS Funnel arras is rot a brit The BMA, Business Services Acaul BSA and IRMA ere brokerage a-cants which welt access so aging services a:Iproducts through arurgenerts wadi kilted bat ad other third-pay barks, and provides access to insurax• and army products issued by unaHiliatedthirclgaly eressance conpanies through iturake agency kakis-es of LEIS Fennel Services lex. Imeamenl inseam*. arm a-ruky products: Not FDIC Mined • No bank gurantea May bse value AMA. Resource Management Ann nt. Business Services Account BSA. IRNIA ad iminetionol Resource Mrmaganme Account an registered servke marks of UBS Financial Sierras Inc Visa Sguture is a regatiredsenice murk of Visa Intonational UBS visa Sgnatise ad?, cards ad UBS Via debt era are issued by UK Bark Lf:A with Memnon from Visa U SA Incorporated. UM Financial Services Inc My 201603 SDNY_GM_00020896 EFTA_001 3 1516 EFTA01273723 SUBS U85 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056751030416 1(1 0 Account name: GHISLANE MAXWELL Friendly account name: Indite Account number: Your Financial Advisor: SCOTT ST:. ii,:• ••1 • • ,r. Phone UBS Strategic Advisor April 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Fi RMA naroN ie Ad ' • " ' on March 31 (S) on April 29 (1) account Re Your assets 807,099.30 819,478.26 Visit our websIte: Your liabilities 0.00 0.00 www.ubsoomffinancialservices Value of your account $807.099.30 $819A78.26 Sources of your acco mat growth Tracking the value of your account duriag 2016 Value of your account S Thousands at year end 2015 5798,007.41 Net deposes and 1,721.2 withdrawals -S33,07932 Your nvestment return Dbidend and Illternallill3 /4"3/4 18.3 /4 41% % ;98.0 807.1 8199 interest income 16,911.97 Chance in market value 547934 20 Value of your wean Dec 1014 Dec 2015 Mar 2016 Apr2016 on Apr 39. 3016 $1119A78.36 SONY GM 00020897 IIA•mbor SIPC CNP70009305675103Ne1000191098 00002 0416 030575004 YI23558550000002 Page 1 of 10 CONFIDENTIAL EFTA_0013 ISI7 EFTA01273724 UBS UBS Strategic Advisor April .2016 Your account balance sheet Summary of your assets Value on Apnl 29 ($) Account name: GHISLAINE NIA..1/1,ELL Friendly account name:Indiy Account number: et 2: Percentage of your account A Cash and money balances 83.75 001% Your current asset allocation B Cash alternatives 0.00 000% Total assets $819,478.26 100.0000 Value of your account $819,478.26 Eye on the markets Your Financial Advisor SCC lILYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2016 Year to date S&P 500 039% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% 0.38% 3.43% CNP7C000005675104NP70C019109800032 0416030579004 Y12356855000WwGhtoopagine 2 of 10 CONFIDENTIAL EFTA_00131518 EFTA01273725 T UBS Strategic Advisor Account name: friendly account name: Ir Your ti nanda Advisor: SCOTT STACK kilAtILYLE CASNEL April 2016 Account number. Change in the value of your account April 7016 (11 Year to date (1) Opening account value 3807,099.30 $798,007.41 Deposits, including investments transferred in 1,510.00 32,510.00 Withdrawals and fees, including investments transferred cut -4,433.45 -65,585.32 Dividend and interest income 848.66 6,911.97 Change in market value 14,453.75 47,634.20 Closing account value $819,478.26 $819,478.26 Dividend and interest income earned for purposes Of Ins slateeneni, rafsb:ity of 'etes] ani 6.ifiend in( ome has been drternined from a US tax mooning perspective, Bawd upon the residence of the account hoklet, account type, or proitet twit, some interest ardor dvidend payments mat not be subtert to United Stites (US) ardor Panto Rico (n) Income tares. The dent monthly statement is not intended to Be used and (amen tie rt4ed tam the tat purposes. ChenIs should refer to the appetite tar reporting loom they recent. from 185 smugly, such as the fOrMS 1099 and the forts 480, for tits rePOIVIV intorMatiOn 11 is the practice Or UBS to file tht zppli(atre tem to:iodine; forms with the US InternN Revenue Semite and PR Tnasury Department, and in such forms accuiatey cis:ay dwoknct ardeor interest as tat eserrpt or tat**. income. Pleat consult your in.:ludo' tax preparer April 2016 (5) Year to date IS) Taxable dividends 848.66 6,91 1.83 Taxable interest 0.00 0.14 Total current year $848.66 $6,911.97 Total dividend & interest $848.66 $6,911.97 Summary of gains and losses values reported telow exclude products for which gans and losses are not classified Realized gains and losses Unrealized April 2016(51 Year to date It) gains and i s (5) Short term 0.00 0.00 2,964.95 Long term -58.43 -790.56 137,745.69 Total -$58.43 -$790.56 $140,710.64 Cash activity summary See account the month tot dela Is. Balances in your Sweep Option are induCed in the cpenng and closing balances value. FDIC insurance spires only to deposits a Lies Bank USA, rot to deposits at LOS AG, Sian:told Er and) or bank deposits prated through the 0651month:on* Deposit Account program SIPC protection applies to minty market sweep hold holdingsbut nal bank deposits. Stelmportanr inSarmation about your. statement on the last rwo Pages this document fotAteplIffillS20 . 16(5) Year to date (1) Opening balances $2,072.69 $92.72 Add R"iots Deposits and other funds credited 1,51000 32,510.00 Dividend and interest income 848.66 6,91 1.97 Proceeds from investment transactions 85.65 56,154.38 Total additions 12,444.31 $95,576.35 Subtractions Professional management fees and related services -1,551.42 -2,543.94 Other funds debned -2,882.03 -63,041.38 Rinds withdrawn for investments bought 0.00 -30,000.00 Total subtractions -$4,433.45 -$95,585.32 Net cash flow -$1,989.14 -$8.97 Closing balances $83.75 383.75 SDNY GM 00020899 CW713003005675105 NP7000191098 00007 0416 030579004 Y123568SSO 000000 Pogo 3 of 10 CONFIDENTIAL EFTA_001 3 1519 EFTA01273726 *UBS UBS Strategic Advisor April 2016 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $0 .00 Closing UBS Bank USA Deposit balance Apr 6 $38.16 Number of days in interest period 31 Average daily balance $653.21 interesi earned $0 .00 Annual percentage yield earned 0.00% Account name: Friendly account name: l: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You an find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Capital appreciation Your risk profile: Primary Aggressive Investment eligibility consideration None selected Your account instructions • Vote account cost basis default closing method is FIFO, First In, First Out. Your lq Bendel Advisor: SCOTT STACK MANYWII CASREL CNP7o00Bo0s67s106NP7000lglogs 00032 0416 030575004 vi23563SS0ONSIAWGM00020Ar 4 of 10 CONFIDENTIAL EFTA_00131520 EFTA01273727 *UBS UBS Strategic Advisor April 2016 Your assets Account name: Friendly account name: T Account number. Some Pn(es, income and current vaues Shdern may be approdirnale. AS a result. Gard MC1IOSSeS May not be &curdlely reflected, Set smporunt intomenon atiour your statement a the moot ths edurnem for More inforan son. Cash Cash and money balances Cash and moray balances ma/ include avalade cash balances, U85 Sant USA cbpdat account balances, UBS AG Stamford Branch Cepont account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC valho applicable limits, but are not protected by 9PC UBS AG Stanford Bran( h deposit .xcoum balances an not insured ty FDIC and are not protected by SITC Money market sweep balances are protected by 9PC but ace not insured by the FDIC. See the rmportant information about your statement a the endof this docunent for delaik about those bSances. Hddng U65 SANK USA CEP ACCT 2.072 89 83.75 250.000.00 Openng bdance ClonngNIzeKe on Apr 1 (I) on Apr 29(5) Price per share Average on Apr 29 (1) tie CeridenclInterest period Your Financial Advisor St.ti T I STACK MATTLYLE CASRIEL Daft n period CmBrown (1) Equities Common stock Purchase pig« trade Weber Average price Prxe per share verve on unierrized ttridng floldng date of shares per shale (3) Cost basis (I) on Apr 29(5) Apr 29(5) gain or loss (I) period AECOM Symbol: ACM Exchange: NYSE Jan 28,15 500.000 26 619 13,309 95 32.490 I 6245_00 2,935.05 LT lan 30,15 100 OCO 25 532 2,553 24 32.490 3249 00 695.76 LT Security total 600.000 26 439 15,863.19 19,494.00 3.630.81 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange OTC F.AL $153 Current yield 2.40% Apr 22, 13 72.000 56.870 4,094.67 88.440 6,367.68 2,273.01 LT BLACK ROCK INC Symbol' ELK Exchange NYSE EAI: 1660 Current yield 2.57% Apr 22.13 72.000 251093 18,078 71 356.330 25)555 76 7,577.05 LT COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: 12,352 Current yield 2.20% Aug 4,11 174 000 AI 632 7,244 05 70.920 12,340 08 5,096.03 LT Aug 12,11 4.000 42 450 169.80 70.920 283.68 113.88 LT continued next page SDNY GM 00020901 CHP70303005675107NP70C0191098 000O2 0416 030575004 5/1235685500000CP Page $ of 10 CONFIDENTIAL EFTA_00131521 EFTA01273728 *UBS UBS Strategic Advisor April 2016 Your assets . Equities . Common stock icorionoeco iccidng Trade date Motet of shares PUCCIIEM pricer Average price per chafe (S) Pike per share Cad bads (I) on Apr 29(Y) Value on Ape 29(S) Unrelated gain or loss (S) Hddng period Jan 23,13 910.000 54240 49,358.63 70.920 64,537.20 15,178.57 LT Apr 22.13 420.000 59.788 25,111.32 70.920 29,78640 4,675.08 LT Security total 1,508.000 54.300 81,883.80 106,947.36 25,063.56 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 4335 Current yield 081% Jan 28,15 500.000 90.411 45,205 72 82.620 41,310.00 -3,895.72 LT FORTINET INC Symbol: FTNT Exchange: OTC Jan 28.15 500.000 31.942 15,971.36 32.510 16,255.00 283.64 LT Jan 30, 15 250.000 29.431 7,357.75 32.510 8,127.50 769.75 LT 0(126, 15 250.000 34.170 8,542.53 32.510 8,127.50 -415.03 ST Jan 15,16 1,000.000 29.130 29,13002 32.510 32,51000 3379.98 ST Salty total 2,000.000 30501 61,001.66 65,020.00 4,018.34 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,463 Current yield: 3.00% Aug 4,11 191.000 36265 6,926 77 61.340 11,715.94 4,789.17 LT Aug 12, 11 5.000 35.754 178.77 61.340 306.70 127.93 LT Jan 23,13 1.001.000 41387 41,42889 61.340 61,401.34 19.972.45 LT Apr 22.13 464.003 50/87 23,333.21 61.340 28,461.76 5,128,55 LT An 17,13 148.000 49.739 7,361.45 61.340 9,078.32 1,716.87 LT Jr., It 13 73.000 49.836 3,638.07 61.340 4,477.82 839.75 LT Smelly total 1,882.000 44.031 82,867.16 115,441.88 32,574.72 JOHNSON & JOHNSON COM Symbol: JNJ Exchange: NYSE EAI: 4.21I Current yield 2.85% Apr 22, 13 66.003 84.721 5,591.64 112.080 7,397.28 1,805.64 LT MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 43.624 Current yield:2.81% Aug 4,11 95.000 84.969 8,072 06 126.490 12,016 55 3.944.49 LT Aug 12, 11 3.000 85.910 257.73 126.490 379.47 121.74 LT Nov29, 12 8.000 86.456 691.65 126.490 1O11 92 320.27 LT Jan 23,13 555.000 93053 51,644.75 126.490 70,201.95 18,557.20 LT Apr 22.13 255.000 99318 25,32632 126.490 32,254.95 6,928.63 LT Sep 19.13 78.000 97.879 7,634 63 126.490 9,866.22 2,231.59 LT Sep 19, 13 22.000 97.425 2,143.36 126.490 2,782.78 639.42 LT continued next page CNP7C009005675108 NP7003191098 00002 0916 030575004 Y123568550 CO293itwmt0002c8te 6 of 10 Account name: GHISLAINE MAXWELL Friendly account name:Indi Account number. Y1 Your Financial Advisor: SCOTT STACK MANYLYLE CASRIEL CONFIDENTIAL EFTA 00131522 EFTA01273729 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Friendly account name:IA(6v Account number. Y I Your Pi nandal Advisor: SCOTT STACKMANLYLE CASR1EL Your assets Equities . common stock (continued) Trade Hddn9 date Weber of snares Pur(hase pica Average once per share (S) Cost bads (51 Price per share on Apr 29 0/ Value on Unedited Honing Apr 29(5) on or loss (I) period Sep 19, 13 2.000 97.830 19566 126.490 252.98 57.32 LT Security total 1,018.003 94 269 95,966 16 128,76682 32,800.66 NEXTERA ENERGY INC COM Symbol. NEE Exchange. NYSE EAT: 1564 Current yield 2.96% Apr 22. 13 162.003 79.757 12,920.65 117.580 19,047.96 6,127.31 LT OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 32,907 Current yield:3.91% Feb 12, 14 148.000 88.811 13,144.15 76.650 11,344.20 -1,799.95 LT Feb 12, 14 117.000 88.842 10394 56 76650 8,96805 -1,426.51 IT Feb 12, 14 32.003 88 854 2,843.35 76.650 2,452.80 -390.55 LT Feb 12, 14 7.000 88.710 620.97 76.650 536.55 -84.42 LT Feb 13, 14 110.000 88 738 9,761 20 76.650 8,431 SO -1,329.70 LT Feb 13, 14 68.003 68 .561 6,022.19 76.650 5212.20 -809.99 LT Feb 13. 14 33.003 88 223 2,911 36 76.650 2,529.45 -381.91 LT Feb 13, 14 6.000 88.275 529.65 76.650 459.90 -69.75 LT Feb 14, 14 334.000 91.912 30,69886 76.650 25,601.10 5.097.76 LT Feb 18, 14 114.030 92 523 10,547 72 76.650 8,738 10 -1,809.62 LT Security total 969.003 90.272 87,474.01 74,273 85 -13,200.16 PEPSICO INC Symbol. PEP Exchange NYSE EN. 13,243 Current yield 2 73% Aug 4, I 1 115.003 63 979 7357.65 102.960 11,840 40 4,482.75 LT Aug 12, 11 3.000 63.023 189.07 102.960 308.88 119.81 LT May 16, 12 6.000 68 535 411 21 102.960 617.76 206.55 LT Oct 24, 12 1.000 68.690 68.69 102.950 102.96 34.27 LT Oct 25, 12 2.000 68 810 137.62 102.960 205.92 6830 LT Oct 26, 12 1.000 68 890 68 89 102.960 102.96 34.07 LT Oct 31, 12 1.000 69370 69.37 102.960 102.96 33.59 LT Nov6,12 1.000 69 370 69 37 102.960 10296 33.59 LT Nov7, 12 1.000 69.150 69.15 102.960 102.96 33.81 LT Nov8, 12 2.000 69.090 13818 102.960 205.92 67.74 IT Jan 23, 13 699.003 72.166 50,444.31 102.960 71,969.04 21,524.73 LT Apr 22. 13 322.000 82251 26,484.85 102.960 33,153.12 6,668.27 LT convnued next page SONY GM 00020903 01P7C003305675109 NP7003191 096 00002 0416 030575004 7123568550000030 Peg • 7 of 10 CONFIDENTIAL EFTA_00B1523 EFTA01273730 *UBS UBS Strategic Advisor IF Your assets Equities . Common stock (continued) wiring Security total PROCTER &GAMBLE CO Symbol: PG bchange: NYSE (Al: 43,037 anent yield: 3.34% Trade date Security total Total Total estimated annual income: $20,549 Aug 4, 11 Aug 12, 11 tan 23,13 Apr 22, 13 Apr 24, 13 Your total assets Cask Equities Common stock 819,394.51 Total $819,478.26 Account name: GHISLAINE MAXWELL Friendly account name:Indi Account number: Y1 Your Amadei Advisor: SCOTT STACKMANLYLE CASR1EL Writer of sham Purchase pricer Average price pet thaw (S) Con bads (I) Price per shire on Apt 29 (1) Value on NY 29(3) Unrelated gain or ion to licking period 1,154.000 74.097 85,508.36 118,815.84 33,307.48 118.000 60.103 7,092.22 80.120 9,454.16 2361.94 LT 3.000 60.896 182.69 80.120 240.36 57.67 LT 619.000 69.941 43,293.73 80.120 49,594 28 6300.55 LT 286.000 81.332 23,261.18 80.120 22,914.32 -346.86 LT 108.000 77.762 8,398 32 80.120 8,652.96 254.64 LT 1,134.000 72.512 82,228 14 90,856.08 8,627.94 $678,683.87 8819,394.51 $140,710.64 Percentage d Cost elirnated Unrealted value on Ape 29 (1) your account basis(!) annun interne (S) grin or loss (5) Cash and money balances 83.75 Account activity this month Date Anbily Description 0.01% 83.75 99.99% 678,683.87 20,549.00 140,710.64 100.00% $678,767.62 $20,549.00 $140,710.64 Amount If) Deposits and other funds credited Apt 20 Transfer FM Y1235750100 1,510.00 Total deposit and other funds credited $1,510.00 Clete Acthity 000101100 Actottri (1) Dividend and interestincome Taxable &Wends Apt I Dvidend AUTOMA11C DATA PROCESSNG INC PAID ON 72 3816 Apr 15 Dvidend OCCIDENTAL PETROLEUM CRP PAD ON 969 726.75 Apr 28 Dvidend ECG RESOURCES INC PAID ON 500 83.75 Total taxable dividends Total dividend and interest income 6848.66 $848.66 CNP700090056751I ONP7003191 098 00002 0416 030575004 Y123568550 00/My_Gm3,0020kat If of 10 CONFIDENTIAL EFTA_00131524 EFTA01273731 UBS Strategic Advisor *UBS April 2016 Account activity this month (contrived) Date Avthity Oescetion Pees Account name: GHISLAINE MAXWELL Friendly account narne:Indi Account number. Y1 Your N nandal Advisor: SCOTT STACKMANLYLE CASRJEL Amount IP Apr 19 Fee Charged PRORATED FEE Apr 22 Fee Charged QUARTERLY FEE .1,505.04 Total professional management fees 41.55142 Date Actively Conception Amnsit (S) Other funds debited Apr 1 Transfer JOURNAL TO Y123575 GHISLAINE MAXWELL -2.07289 Apr 27 Transfer Total other funds debited 42.882.03 JOURNAL TO 'el 23575 GHISLA1NE MAXWELL -809.14 Investment transactions For more Information abort the prkeiralue shown for restricted securities, see important mtormation about your statement at the end of this docanent. Ole Actinty Desolation Proceeds from unestment Quantity Yaw (I) Pnce a) transactions (S) funds withdrawn so Accrued investments bougM (I) interest (S) Apr6 Sold CALFORNIA RESOURCES CORP -90.000 951800 85 65 Total Date $85.65 ActMty DeiCnplial Mount (I) Money balance activities Mar 31 Balance forward 52.072.89 Apr4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04I01,16 -2,034.73 Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 85.65 Apr18 Deposit UBS BANK USA DEPOSIT ACCOUNT 726.75 Apr 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04119,16 -46.38 Apr21 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,510.00 Apr 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/22116 -1,505.04 Apr 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF ON27/16 -809.14 Apr 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75 Apr 29 Closing U.S Bank USA Deposit Account $83.75 The UBS Gant USA Deposit AMOUnt is your primary tempo:pion SDNY GM 00020905 CNP700093056751I 1 NP7000191098 00002 0416 030575004 Y123568550000000 Page 0 of 10 CONFIDENTIAL EFTA_00131525 EFTA01273732 *UBS UBS Strategic Advisor April 2016 Realized gains and losses Account name: GHISLAINE MAXWELL Friendly account name: Indiv Account number: Y1 2 The es-unwed realized gam and losses stow) below are nor for Ms purposes. Please rate that gan or loss recognized on the sae Of redemption of certain Structured Products, Ike Contingent OM Securities, may to ad nary, and not (Old, gain or loss. Please Check with your lax actsysor To ceicase grins malosses. we liquidate t he dckst security lot first. This is known as the first.' rt lint out or F 0 accounting method We use this method unless you specified veNc h las lot to close when you placed your order. This is known as a onus purchases or vSP order. Set Important information about your statement a the end of this document for more Long-term capital gains and losses Security desorption Method Ouanmy or PurChWe fat valw date Sale date Sae amount (I) Cost basis (3) Wag, salt Cost basis adjsalmeMell toss (S) Garr (Si CALIFORNIA RESOURCES CORP FIFO 2.283 Feb 12, 14 Apr01,16 2.17 3.59 -1 42 1110 0.655 Feb 12, 14 Apr01,16 0.62 1.03 041 FIFO 10.953 Feb 12, 14 Apr 01, 16 10.43 17.26 -683 FIFO 13.855 Feb 12, 14 Apr01, 16 13.18 21.81 -8.63 FIFO 0.561 Feb 13, 14 Apr01,16 0.54 0.88 -0 34 FIFO 6.366 Feb 13, 14 Apr 01,16 6.06 10.00 .394 FIFO 3.089 Feb 13, 14 Apr01,16 2.94 4.83 -189 FIFO 10.298 Feb 13, 14 Apr01,16 9.80 16.21 -641 1110 31268 Feb 14, 14 Apr 01, 16 29.75 50.96 -21.21 PFO 10.672 Feb 18, 14 Apr 01, 16 10.16 17.51 -7.35 Total 385.65 $144.08 •$51.43 Net long-term capital gains or losses -$58A3 Net capital gains/losses: -$58.43 Prior month or year activity adjustments Gin and loss details presented here retlec•. c ;-: to presnoudy reported gains and losses. resulting I rcm a track (Nictitation. wash sae transaction cr arr .:4'34e to cost basis the al intinent IS a remit d a wash Your lq asocial Advisor. SCOTT STACK MANLYLE CA SRIEL 'Mammon We may not ad ust gans and losses Ice SI taxiohm-9es. We automaticity adjust cost basis for taxer/Win and AMT coupon municipa sec unties for estimated aricrizemon d bondwenme aid for Matter:101D for sec unties Issued at a Cigars* g you lei:hosted that U8Saclust cost Nos los the 0Cnd premium aronization on tootle debt sec unties then cost Wars reflected for these securities has beenOusted Estimates in the Illebullied section can not be classified as short term or tong term tee arse informston is nisUng or the product is one in which the 03 nnoss cic utaion is not provided Long-term capital gains and losses Secielly description Method CALIFORNIA RESOURCES CORP Adjustment 0.715 Feb 12, 14 Mat 24, 16 Dummy or Purchase Sede face value date date sae transaction, the amount of the d salorved loss has teen added to the cost bags el tee securities et the same issue' that you held stbsecuent torte wash Sae SSe Cost arnounl (S) baus (5) Wash sale cost basis sausimeM(S) tees (3) Gain (3) 0.86 1.13 -0.27 CNP70X03056751 I 2 NP7000191098 C0032 0416 030575004 Y1235685500DeMyGrk000215111e 10 of 10 End of statement for account number Y CONFIDENTIAL EFTA_00 1 3 1 5 26 EFTA01273733 Important information about your statement U3S Fruncial Services Pc. (the Firm or UBS Finarcial Sambas), is a morrber of all principal warty, commothey and options exchanges. UPS Financial *nice, and CBS Bank USA re i-diect subsidanes of LES AG and aft ihaes of 1185 Season LLC. The Firm's frame' statement C available upon testes The Font exeoris oil as we a. CBS Financial Sakes lx. 1200 Harbor Boulevard Weehawken NJ 07086 This aaternint represents the only official record of you' CBS Financial Senates account. Other reccrds, exept official *doornails. contanng conflicting data should rot be relied span II you bah* here is an Mee a OmiSPOn please report it inmedately n "keg to the Brands Manger of the office strung your account. Allector a fires shown Are Mended to be accurate. statement cUta thwuk1 not be wed fa to purposes Rely sok* on yea-end tax forms. fie , Form 1099. 5498, 10425. etc ) when prepamg your tax return. The Fim 5 required by taw to repon to tie IRS all taxable &kends, mportakie nontaxable dstasna and tatk interest caned on semen, held inky accart, ern paced, on a* tramaclao, ardcod basis cn certain covered seculies. Ceeolitslleatkell with she Fines • Please neon-Jinn net oral cormunkations in wring to further protect your rishtt inducing yore rktitS ender the Seasities Investor Protection Act (MFA) • 11 the financial institution cn the top let of dna Intrd of this steams isnot CBS f natal Snakes, CBS Financial Santee carries yea acccunt as clearing broker by arra-gement rah the inicated ester on We informed you of this relatM5ht, when Sr* opened this accost h the cast your kra and stokes are located a LOS financial Services and rot the notcdacig broker, ad you nut make a moat of ay car or omission to beds firms As described tie account agreements, you must no* w of a errors or fraud Macey chedcs reflected on your statement within 30 CliyI alter d was mailed or made available. Alinements shall be Semid complete and accurate n all other mesh if not objected to in nnti-g within 60 day, • Please dkect cutomer complaints or ernes to tee Fern's C lent Retook Ottoman at 201252.1699 a tolltree r. 903.354-9I03, 8:03 A.M. to 6 AC P.M FT Monday through Friday, or in sang to 1.85 Financial Service ix., Client Relations Department, P.O. Box 766 Union Coy,* 07087. • In case of <trots Or Q.katarn about an electronic funds transfer (61), tai pear a UBS Voaeckit card transactions, call KO-762-1000, or wife to UBS Financial Senices lx., 1000 aarta 814, 6th floor. %trek/keg* 07086, AM RIASECA Sakes. Caller mite as soon in yen can, t you hit you stalemate a receipt is wog or if you need more ndoination for a transfer on the statement or receipt. The firm or Card Baer (as applicablamust hear from you no In than CO days after tie Fan sent yOu the int statermre on which the WC( Or problem awned. - Frondeyour name and axon number Of am) - Decoke the error Of the I/WSW )0LI are crate about, ad explain as ckak as you cal why you believe a is an env a why ps need more Hanka. - Rondethe doter anoint et the suspected error. The Firm or Card Issuer vii hastigate your compdaht and nil correct any error prompty. for alleged mob Mekong UBS Vetatrdebit cad transact 'cm, if we take mote than 10 busks, days to obi*, we willcredit you accord for the snood ytuthiik is in error, so that yiaa sal have the use of der money durng tie tine lakes us to complete our nostignion. Please mire all Mocks paykb to the Fan or to financial klatch:a a-dated on he hand of the statement In addition to regular accost fees, accounts may be project to mantenark Isis, canoes for late panne kr securities purchases and charges for unpaid ankh n cash accosts. Accounts that re transferred to other instatirs may be subject to a transfer fee. UBS Sweep Options LEG offers options for sweeping cash balances. balances to bat deposits at UM Brk USA and LEG AG Shafted trench (BalcSweep Proprra), moneymaker mutual bras Money Fuck) and the InternationalDepose Award (Days c tetanal with in Intarutional Rescue.? Mansprrord Accost. Though the Bair Sweep Programs, cash balms we swept to LES Bank USA to to an established knit ad then to UBS AG Stanford &ament or a Money Fund. Deposes at UBS Bank USA am FDIC nested in accordance with FCC wiles. Format Mamaticn Ovate kit wwwidic Deposes a LEG AG Stamford Branto ad shares of Money Fads are rot bared by the FDIC. Through tie DA, (imitable to each balances are swept to depose &cants al UBS AG New Yak Branch and LDS AG Catmon Ranch These deposits arena itured by to FCC. Balances held at the UDS AG Carman Branch are tempo:nay imposed to the sovereign rat of the Calms Wank, and there is no guarantee or other obtgation of UBS AG so repay **Saxes while al the LEG Cayman's Brach's books. Depose, a LEG Bark LISA and each UBS AG Branch are not protected by SIK. Money Fund shave are protected by SIPC. See 'LOS Financial *vas Coca-nil ProiectOn' below. Ups your request, batmen on the Bank Sweep Program or DA may be erthdratat and chats of a Mcney Fund may be asuidated, ad the proceeds returned to you or your seosfies accord. Rate a-dorm/ton about available sweep °awn nekekg wren: ireerest rates and Sick 5 auibble at wmtubs cot ds weeprekk from your Fnancal Adwor or by along KO-762-1000. UN Financial Senks astern protection The Fr-n rt a rruninor <eel ran< I--enen• PrAtortre. Corporation (UPC), which protects series accosts of its renters up to $502000 (Wks:ling 1.250,003 kr daims for mit the Slit asset protection limit, aklY to all scants that you hold'& a particula- caocia. the Fan togethw with certain aft hates, has also purchased ticklerientaplataiOn. The Inecirnall amount paptike to at agibl• diet, CONKlink under this erasion is ZOO maroon x of Decente 10, 2015. Scbact to the poky ow-dhotis ad lmi actions. cash the fima is further protected fa up to bl .9 milbn n the aggregate kr all your accounts held n a patkular capacity. A fJ copy of thepoky wadi no h aeailtle spon request. The Slit protectien and the supplemental protection both do not may to • Cerlin Enema.' assets controlled by (and naked n your account value) but het away from LOS Financial *vices (e.g., certain( cash at UBS Bark USA. 00 cash at Les AG U.S.kanrhes, (4 nfirsarce croaks, including variable ailment, and 60 hares of Maud funds where such shah re moistened duchy it the name of the account holier on to becks rd records of to applictb suer a transfer agent). • Certain mesh-nen contracts or iniessment interests (e.g.. kneed partnerships and piste placements) that an nal nattered order to Securities Act of 1933; ad • Commodert, contacts (e.g, kreign exchange and preccus metal contracts), includirg futures contacts and commodity option contract,. The SEC protection and the supaemmul proteclicn do not apply to these assets emn if hey otherwise appear on you statements. The SEC protection aid the 5480lernental protection do not protect agara changes • market vats of par imestments (whether as result of market movement issuer ba-kruptcy a °think.) More irtonnation is sable yak request. roams cbtan more informationabout SRC, melte:WI the SIPC cadre by ordacting SIPC at 202-371 -83C0 or by Mktg th StPC 'make at amiss/mpg Dividend Reinvestment Progress pun The prise reflected is an straw price. You may obtan the actual price Iran yea F norcisl Advixr.Onk whole shares re purchasedunder DRIP: paha shahs wit be soli ad the cash wi be deposited no your scare The &SSA reinvestment price applied by the issuer may 6114 loom the make once al kWh he partial hues aw sold Cashielieu Cnk Sole mats may be het yam aeccunt. If ark we entitled to a petal knit a s nesult ol a teal payment or otervone, the Firm well ether sell partial wits mortar prima accept an.sr detennined by a registered cleariu a;enes ard credit nor accord. Invennuant objectives The investment *Sakes and risk profile an spec is to each account and may may between your eau* Please alms- the Ginn raptly in wiring of ay sm-of leant change inst., Inancial situations nvestment *moves For eachscant het, you choose one of the following investment *Waives CONFIDENTIAL • Frock. Current arcane: Thestments seekng to generation of income anbr. • Attete Capeet Appreciation Internments seeing cromh of principal rather than the generation of ixam. • Produce Catabnuobo of Income and Caatef Appreciate& hoesenents seekng both the genseabh of narne and grow of taxi* Overall rids profiles • Conservahe. Seeks to mantan rata ancipat with low risk and sobtiley to the acorn owak hen of the means the accost does not generate sign it ant 'ream or returns ad mat rot Gap pa with nollation. • Moderate. Willing to accept same rid( to pirckal and tolerate some noktarty to seek hirer returns, • Aggress/4: Wing to accept high kr to snot and high valet lily to seek highreturns o'er tint • In..stment E‘oadity Comarration: I Hinted, a Pa605 of the portfolio for that account may nake complex strategic, tinted lisicity and rater voUtiky. Statement Thauteholdisf We may concord* all related account statements with the same adi-ess is the late enmetve, e.g. because they have ormas who ate maintain yonl account rem cramps well other clients a the sane address* you peeler to ramie individual statements mailed n separate envelopes, you mat dethe har,eholdng by • yarn finaxoal Cotter Friendly awlname the Fourdk acecu-4 nano is a custom:iota 'actrorne chosen kr you to assist you with your mew:Pekin/ It has no legal eflect on yew( account You can change wk. hiendk aCCOLrel names. through Onkue Services a by coaxing your 5i-,Inoal Athisor Account overview • Vabeotast amoontlionfolo. Net of assets and kakis • Asxb hakes soli* cash balances, vines fa restricted usury (en ), and Global Tire Deposes, reared marks to ma-ket, and certain assets not held by the Finn. Does rot include unpack secuitikassets at he end of the ;nor and arrent statement penods, or puttee iweskentt invested stock options and *rateable stock options • ulbittes Indudes debit balancet astaarding margin dens, credit are, sheet accou-d balances. • CDs/Mooney balances. Total of uninvested ask* cash balances, plus depose telexes at UBS Bank USA, LES AG U.S Branches ad money make rivAlial fund sweep balarck at he am of tie statement period Nemecarredis free ae6t Saxes in you' account are not serred born other balances and die Fins mai is. ay of these lads in the ordnay couneol is businne These funds repayable ran your downed. this total is ticketed in the anent paned cksing vaiJt Lending Worm/ikon For &tared information an the Firm's lening exactas and *clowns refer to you Client Rettionthip SDNY_GM_00020907 EFTA 00131527 EFTA01273734 Important information about your statement (MAIMIGO Agament or ACCO-el Agfeeffertl and the General Tams ad Conditions LieS Statement of Credit Practices atonable in Agreements end OS:wires al gap wart rembrew en4whe mit Your sets Your starament itemises secuntres /Mother mans held tithe accord at the end of the statement period. You may ark for deiverY o hely paid swishes at ary time. You may receive securities used as loan cantor/I after paying any balance dR cn them. Arty securities transferred to the Firm dreg the Waltman period are 'Medal market value as of the end of the statement period. • Cast bask h detemining the cost basis of he securities incbded in this waternent, where indicated wih the number " l, • .55 F nonce& Services has relied on information obtained from sources other than LES Financial Renter. including information frcm another fern a that sumer to...provided to yea financial Adam The Firm does not indeperantly verty paint** the aco_racy a 'wilily of ary irformation provided by souses Car than LESPi-uncial Sonnet h Altin *hough UPSPima-nal Services general& it:dates this ntcrmatith as t is recessed, the brim does not provide any assunrces tut the iikrMatiOn =ler "Con batis^ ad "Unrealized gor/ lose is accurate as of the date of this statement. As such please do not red on this nfanotion to make ptechne or sale deacons fix tarp...Tose, a otherwise. Accounts torderred to the Fim may ref ea ger/loss infarriatith only for the period of tine they we held at tie firm Morehistorical nthrmation can be athed by yea Fnaxial Advisor. • Unnutlaed gansFlones When data s aoilabk, ottinated trroalired guindlowes ore actialed Ice havelsal seater lots. The transaction data for bit mayor may net reeler cemmisions, da security reorgrizaten events Barges ari d and oter reinvestment lots ref systemetk puchne low are each combined to display one averaged to The 'Trade date' colonn presents the aignal transaction trade date. • Callable securities Bonds and preferred Sock that the name cabs for tat redenplon will be selected moat:* by lot from antrci all sautes of fi t Ssue held hi our cornea n nomnee rime for ox <lents. Call teats. nlarrolith is obtaned from third parties and et accuracy is not 9J:ranked. Other tall feartres may hnl which courd anted odd cemodele interrnaten will be provided upon request • Certificates of deposit (Os). CDs are FDIC awed ix, to 1293,000 h principal and /CMS newest per depot:me and per depository inoraeixt b accordance with FDIC wiles • Price/value Chas diaplayei f or securities and other pantos may be higher or lower than the price that yOa would actualg receive in the mute. tics are obtainedfrom areas tied pry sources whiti we beteve to be reliable, but we donor garantee thee aeon), - We geratray use the cloth; price when svelte a Ow mean of the led .d Ink prim for listed acuities and optrom a only bid prices for OTC sea:dies. - Less 3Ctneir traded securities may be priced using a valuation model a to most recent prise we ebtaned And may not riled in actual maker price a rim - Certainpositions may wow **Pi a price ant will tow as 'price was nol avadable• it we dye unable to obtain a price fora Harty. - Deposilo a securities denominated ilcurrercies Other thin US doll., are reflected at the haunte rate as of the statement date. - For certain senates rading n non-conformrig denornnations, price ri d quantitytau iota) may have been Aimed to I *arum paper valuacre To cbtin curers quatatiors, when amiable, comae sax Fine- al Adieux. • Private irwestments end otnacsarod products. More saiestmort wardies (ialdig dyed pankipatith program and real estate investment vuo washes) and amassed proiths are gencralg highly fined. Celan goateed proixts have not been regetered with the Securities and ExchlTa Commesian ce under wry state sesuntie ivs. Wt ;forth estmated yak*, for pivate investment seosites erd Postured products for intematoul purposes crib.. Maroc, trace guaranteed. - These vibes may differ abstathaly from prices il any. at which a priete Moaner,' thy structured product maybe boughs or sold and do net necesserig represent the vat* wth rmyrecthe spat Haddon:fa - Third party *steno's of vsla are as ascertain dote ant We Supplied to UBS Inarcei Services on a rettar basis by an independent volution firm. - baser. goneraloannr or sponsor estimated velas if any, are applied to **Fon by the *suer, general partner or censor and may be calculated based an dif went information from that used by third ponies to drive their 'aerated values. - You can obtain aeditorel iteration regarding the metrocblogy sated to demean the estimate a value ad the dale of the Hamblinthat is the basis for the estimate by contani-g your Financial Advoor - Third party 'singed vats?, may be reelected as 'Not priced' in several stuatirts: when an 1dependent valuation lire has not npPleda it Inaba to astir a vat*. when we become Aare that a matenal event has catered that may call a mows," repthed vat* nh question, or Wen a value would be high speodlathe due to the nature et the smarty. - When neither an Muer, general partner or wonsor estkroted value nor a third-pa-Sy estimated Aix is warded, the vela ce the seantywilltedieerent kern its asthma price. - •Ontribution to date' myindade Man of capita( ncome orboth. - 'Original unit size' represents U. initial offering peke per snit &rime/ not reflect you coo base. - DIP rd unlisted nen sewers are not listed Oct a national worries exchange, and art germ* liquid and erne they can be sold, te pra received may be leo than the per chore *saluted nth provided n the accost statement, . Resettled securities. Resisted swung, generals, the not carol, ergble for public sale. UBS financial Service, use the metal price al the unrestricted mock of the sane issuer as an imputed value fade recites-tad stock darourposes a this statement orgy To the extent tat matted secedes are elgbh to sale, the vita received may be tbstaroalg less than the insured vabe *peen • Est. festinated) income. amain yields and rata An estimate of anal income 6 based cn anent dnidend arid interest rates, assuning the seorites will be held for caw yea from statement die or use maturity This Minats is only a gudethe accuracy ad continued income are not guaranteed - Estimated aria insane aid carat yield fa certain types of leaches could rickede a retun of priscipal or capital gains in which case the est income (a-d carol yield would be overstated, - Estimated a-ntal income and anent yield and the actual ?cane and yieU miff be Aar era higher than the estimated amounts. - Are *Winn of grubbed income (darklend sneer interest) divided by the current market valsgaverage balance is based an the Inv divelend or interest payment mode by the issuer and mantes tie sear teadepaWs will be held for am year torn the statement date or until mown, Accuracy ad continued yell we not goranteed • Assets not held bytes Financial Services. Certain wets are rot held by the f im ad not wren the Ferns poonsen or cannel. These ants a* depend on yar statement for informational purposes onfy Positions and values presented we provided by to Ssu'rg fern. UBS Financial Fyuncal5ereces not rewcroble for hit information and does not guarantee es accwrty. These assets are not protected by SRC or II-4 Fern's SUpPlernental9PC comma?. • Revenue sharing and additional compensate's.. — In addition to commissions an sin and 12b.1 lees maned n correction with the distribution c4 mylual funds to ow dents we ands our great, receive revenue shying Payments Iran distributors ardor advisas of themalts funds that we sell. These arnants are based on two &fermi corrpononts (ate mown of Sale, by UBS of a Pthicuter mutual fund I amig to our clients: and el) the asset value of aparticular mtual fund famig's shmes held at the torn — We and cis flame ako receive netwerking and orrnbus processing fees n cornderation for transfer agent services that we pork to the matual hrsda. these fees generally are pad from investor asses n the moral lured mid ate a freed dais amount based a, the weber of accounts at the broker.clealer holing mutual lot of that fund family CONFIDENTIAL — h addaion to cornmesens received n connection with the sale or cierbution of arruey contracts and tent investment but units to our clients, mo andcr our affiliate rector rev na sharp compensation from many of the insuance companies unlearnt; the amity COMMIS, aft Ames et the hturana carewnin or spasms of tie ant imhemmt has we diabase - Our affiliales abo receive trading commosions rd other ampensalcri from tram' kick and nsuarce companies Aose products we dertute. - We receive an arnwA fee from UBS Bark USA rd LES AG Stanford Branch Of ilatO $25 per wave sweeping to the barks under the UBS Bank Sweep Programs. Activity Inficemahthregardngcommksims and otter chases Pawed n connection with tie execulkn of trades, relArg option transactions has been incbad coril trident prewousg furnished to you. ri d will be pronded to pauper-roily on repast. Short selling II you are engaged in short selling a seventy, you may es:Leathery des to certain tonoverg costs for the partkuisesectay. Open orders 'legating open or • gni-till-canceled' ceders that were not executed by the streamer* date, open buy and lee step orders are recited by the mount of dirderds a rithts en an ex-dividerkh a iwrithls doe unless tanxted othenvise byp.a. You are responsbk for orders that are executed dm to yeti Glut to cancel misting open orders. Me.q To obtain a copy of as current Client PrivacyMake. plea* areal yea FnantialAd.isor or vet our websne at maw oar ramitaatnartirer . LEG Filancii Se vises n not a bade The WA Business Services Account 854 and IRMA are brokerage accounts which provide Kass so banking services and proicts tem* arangsmerits wth al Rated bates and other Ihnioarty banks, rot provides access to rotra-ce and annutY traits, toed by unseated thid-party nsurrice amps- es through insurance agency subsdiaries of UBS Financial Services Inc. Imesonent, roura-ce, ad .*try products, Not MK Mated • No bank guanantee• May lose value RMA. Resource Management Arne. nt, Business Services Amount RSA. IRMA and intonational Resource Management Accost we registered service mats of UBS fnancii Services he Vila Signalise it a regained service nark. 01 Visa Internal imat CBS Yu Signets. cede cads and UBS Visa debt cards at hoed by UBS Bart URA with Prill69011 from Visa U SA hcorpaated. (WS Financial Setview Inb Rev 201604 SDNY_GM_00020908 EF1'A_00131528 EFTA01273735 UBS U85 Felancial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70755801070516 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Account nu mbe Your financial Advisor: UBS Strategic Advisor May 2016 GHISLANE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Value of your account Questions about your statement? Call your Financial Advisor or the RMA ReSOurCeljne arrow On April 29 (1) on May 31 (1) Your assets 819,478.26 820,335.93 Your liabilities 0.00 0.00 Value of your account 1819,478.26 5820,335.93 Tracking the value of your account Sources of your account growth during 2016 Value of your account 1 Thousands at year end 2015 S228.007.41 Net deposits and 1,721.2 withdravals -133,159.07 Your riveStMent return Dividend and interest income 19125.02 819.5 820.3 • Change in market value 546,362.57 Value of year mown on May St 2016 6020.336.93 Dec 2014 Ott 2015 Apr 2016 May 2016 SDNY GM 00020909 Member SIPC CNI10003305583107 NP7000191995 00002 0516 030575004 Y123568550000000 Page 1 of IO CONFIDENTIAL EFTA_00131529 EFTA01273736 SUBS UBS Strategic Advisor May 2016 Your account balance sheet Summary of your assets Value on May 31 (1) A Cash and money balances 2,213.05 B Cash alternatives 0.00 C Equities 818,122.88 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $820,335.93 $820,335.93 Account name: GHI$LAINE MA, V1 EL Friendly account name:India. Account number: VI Percentage of your account 027% 000% 9973% 0 00% 000% 000% 000% 100.00% Your current asset allocation a Eye on the markets YO ur Fi nancid Advisor. Kr" I LYLE CASRIEL ao • Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Index Percentage change May 2016 year to date S&P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 8 45% CIIMC003006593108W00319199500032 0516 030579004 Y123568950C0MhyGitocomfyir 2 of 10 CONFIDENTIAL EFTA_00131530 EFTA01273737 UBS Strategic Advisor *UBS May 2016 Change in the value of your account May 2016 (Si Year to date (I) Opening account value $819,478.26 $798,007.41 Deposits, including investments transferred in 0.00 32,510.00 Withdrawals and fees, including investments transferred cut -83.75 -65,669.07 Dividend and interest income 2,213.05 9,125.02 Change in market value -1,271.63 46,362.57 Closing account value 3820,335.93 $820,335.93 Account name: GHISLAINE MAXWELL friendly account name:Indi Account number. VI Dividend and interest income earned for purposes of INS statement, ta.abAy Of 'nines] and clbtden0 income eas been determined iron a US to top:ding perspective. eased upon the residence of the account holder, account type, or product type, some interest ander derdend payments may not be subject to United Stales (US) ardor Puerto Rico (KR) Income tercel The (lent MOnt* Statement is not intended to be used and cannot be resed upon b tar purposes. Clients should refer to the appetite tar reporting forms they recent. Iran LISS annually, such as the forms 1099 and the Penns 480, for lac reporting information It IS the precut Or LIE15 to file the asperiatle ten reporting forms wth the US interny Revenue Service and PR Treasury Delaariment. and in sue h loners accurately usury cicidenct ante oi interest as lac exempt or Mob* income. Mese coma! your Ind Vcluel tar preparer May 2016(5) Year to date a) Taxable dividends 2,213.05 9,124 88 Taxable interest 0.00 0.14 Total current year $2,213.05 $9,125.02 Total dividend & interest $2,213.05 $9,125.02 Summary of gains and losses Values eporled Plow exclude products for which gam and iosoes are not classified. Realized gains and losses Unrealized May 2016(5) Year to date (S) gains and loses (4) Short term 0.00 0.00 5,089 95 Long term 0.00 -790.56 134,349.06 Total $0.00 -$790.56 $139,439.01 Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary See Account activity the month for detals. Balances In your Sweep Options are indudedin the cpenng and closing balances value. Mid insurance applies only to deposits a LDS Bank USA, rot to deposits at USS AG. Sufficed Stanch or bank deposits paced through the UBS intemaiond Deposit Account program sec protection applies to nrinty market sweep had holdings but not bank deposits See imporunr inhumation abhor your statement on the last two pages of this document for decals May 2016151 Year to date CS) Opening balances Addkions Deposits and other funds credited $83.75 000 $92.72 32,510.00 Dividend and interest income 2,213.05 9,125.02 Proceeds from investment transactions 0.00 56,154.38 Total additions Subtractions Professional management fees and related services $2,213.05 0.00 $97,789.40 -2,543.94 Other funds debited -83.75 -63,125.13 Funds withdrawn for investments bought 000 -30,000.00 Total subtractions 583,75 -$95,669.07 Net cash flow Closing balances 52,129.30 $2,213.05 $2,120.33 $2,213.05 SDNY GM 00020911 Crin70003005503109NP70C0191995 00602 0516 030575004 X123568550000000 Page 3 of 10 CONFIDENTIAL EFTA_001 3 [53 I EFTA01273738 UBS UBS Strategic Advisor May 2016 UBS Bank USA Deposit Account APY Interest period Apr 7 - may 5 Opening UBS Bank USA Deposit balance Apr 7 $38.16 Closirg UBS Bank USA Deposit balance May 5 4865.72 Number of days in interest period 29 Average daily balance 4452.17 Interest earned SOW Annual percentage yield earned 0.00% Account name: Friendly account name: it Account nuntber. Your investment objectives: You have identified the following investment objectives for thisascot...it If you have questions about these objectives, disagree with them, or wish to change them, please contact your Froncial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Aggressive investment eligibibty consideration • None selected Your account instructions . Your account cost bass dela Jli closing method is FIFO, First In, First Out Your Mounds' Advisor: SCOTT STACK MAMLYLE CASRIEL OW700090059301 i NeT00019I 945 000ce 05l6 030575004 YI 23568550 CONSiklYGM00020§114/0 4 of 10 CONFIDENTIAL EFTA_00131532 EFTA01273739 UBS Strategic Advisor sUBS May 2016 Your assets Account name: GHISLAINE MAXWELL. Friendly account name:lndi Account number. Y1 Some pnces, income and current vaues Shown may be Epp,Otimene. AS a itSult, gam rind tOsses may nal be accurately reflected. See smporumintonnabon about your statement a the end of tuts dxurnent fOr more infornmon. Cash Cash and money balances Cash and money balances mat include avatar& cash balances, UBS Ban) USA deroat account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC valein applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit accoun balances an not insured ty FDIC and are not protected by SIFt Money market sweep balances are protected by WC but ne not insured by the FDIC. See the important information about your statement at the end of this cbcurnent for details about those balances. secldng U3S SANK USA CEP ACCT Operandbalance on May 1 (t) Closing balance on May 31 (t) Pnce per share Areraje on may 31 (t) rate Your ilnandal Advisor: SCOTT STACKMANLYLE CASRIEL Curldendimerest Days n period period Cep annual (I) Equities Common stock Hddng AECOM Symbol: ACM Exchange: NYSE tan 28, 15 Jan 30, 15 5ecrsity total AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAL 4153 Current yield 2.42% BLACKROCK INC Symbol BLK Exchange' NYSE EAI: 1660 Current yield 2.52% Apr 22, 13 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: 42,352 °merit yield: 2.22% Trade date Apr 22. 13 Aug 4,11 Aug 12, 11 8335 Water of shares 2213.05 Purchase pried Average price per share (St Pnce per share Cost basis (t) a' May 31 (1) value on may 31 (t) 250.000.00 Unedited Hddng On or loss (t) Period 500.000 26.619 13,309.95 32.110 16,055.00 2,745.05 LT 100.003 25.532 2,553 24 32.110 3211 00 657.76 LT 600000 26_439 15,863.19 19266 00 3.402.81 72.000 56.870 4,094.67 87.840 6,324.48 2,229.81 LT 72003 251093 18,078 71 363.850 26,197 20 8,118.49 LT 174 OCO Al 632 7,24405 70.410 12251 34 5,007 .29 LT 4.000 A2 450 169.80 70.410 281 64 111.84 LT continued next page SDNY GM 00020913 CtiP7C003305560111 NP7003191995 00032 0516 0305750011023568S50000300 Page 5 of 10 CONFIDENTIAL EFTA 00131533 EFTA01273740 SUBS UBS Strategic Advisor May 2016 Account name: GHISLAINE MAXWELL friendly account name: lndi Account number. Y1 Your linandul Advisor, SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Trade [Wang date moron of thane Purchase peics Average price per share (S) Value on May 31 (3) Unrealized gain or loss (S) Honing period Prat per share Cost basis (1) an May 31 (3) Jan 23,13 910.000 54 240 49,35863 70.410 64,073.10 14,714.47 LT Apr 22,13 420.000 59.788 25,111.32 70.110 29,572.20 4,460.88 LT Security total 1,508.000 54300 81,883.80 106,178 28 24,294.48 EOG RESOURCES INC Symbol: EOG ()change: NYSE EAI: 4335 Current yield 0.82% Jan 28,15 500.000 90.411 45,205 72 81.360 40,680 00 -4,525.72 LT FORTINET INC Symbol: FTNT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 34.210 17,105.00 1,133.64 LT Jan 30,15 250.000 29 43 t 7,357.75 34.210 8,552.50 1,194.75 LT 04126, 15 250.000 34.170 8,542.53 34.210 8,552.50 9.97 ST Jan 15,16 1,000.000 29.130 29,130.02 34.210 34,210.00 5,079.98 ST Security total 2,000.000 30.501 61,00166 68,420.00 7,418.34 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,463 Current yield: 2.93% Aug 4,11 191.000 36.265 6,926 77 62.780 11,990.98 5,064.21 LT Aug 12, 11 5.000 35.754 178.77 62.780 313.90 135.13 LT Jan 23,13 1,001.000 41387 41,428 89 62.780 62,842.78 21,413.89 1.7 Apr 22, 13 464.000 50187 23,333.21 62.780 29,129.92 5,796.71 LT 144) 17, 13 148.000 49.739 7,361.45 62.780 9,291.dd 1,929.99 LT Jun IS, 13 73.000 49.836 3,638.07 62.780 4,582.94 944.87 LT Security total 1,882.000 44.031 82,867.16 118,151.96 35,284.80 JOHNSON & JOHNSON COM Symbol: .14/1 Exchange: NYSE (Al: 4211 Current yield 2.84% Apr 22, 13 66.000 84.721 5,591.64 112.690 7,437.54 1,845.90 LT MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 43,624 Current yield: 2.92% Aug 4,11 95.000 84.959 8,07206 122.060 11,595 70 3.523.64 LT Aug 12, 11 3.000 85.910 257.73 122.060 366.18 108.45 LT Nov29. 12 8.000 86.456 691.65 122.060 976.48 284.83 LT Jan 23,13 555.000 93.053 51,644.75 122.060 67,743.30 16,098.55 LT Apr 22. 13 255.000 99318 25,326.32 122.060 31,125.30 5,798.98 LT Sep 19. 13 78.000 974579 7,634.63 122.060 9,520.68 1,886.05 LT Sep 19, 13 22.000 97.425 2,143.36 122.060 2,685.32 541.96 LT continued next page CNP7000900559011 2 NP7000191995 00002 0516 030575004 Y123568550 C°601YGM00020ttile 6 of 10 CONFIDENTIAL EFTA_001131534 EFTA01273741 *UBS UBS Strategic Advisor May 2016 Account name: GHI5LANE MAXWELL Friendly account name:Ind Account number: Y1 Your !Mande/ Advienr: SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock lconbnuedl Trade Hddng date Number of shares Pattie* price Average mice Pme pm share Value on per snare (I) Con basis (SI Ca May 31 (S) Ma/ 31 (1) Urreented gain of IOSS (S) Halting period Sep 19, 13 2.000 97.830 195.66 122.060 244.12 48.46 LT Seasity total 1,018.04X) 94269 95,966.16 124,257.08 28290.92 IsEXTERA ENERGY INC COM Symbol. NEE Exchange: NYSE EAI: 5%4 Current yield 2.90% Apr 22. 13 162.000 79.757 12,920.65 120.120 19,459.44 6,538.79 LT OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 52,907 Current yield: 3.98% Feb 12, 14 148.000 88.811 13,144.15 75.440 t 1,165.12 -1,979.03 LT Feb 12, 14 117.000 88.842 10394.56 75.440 8,826.48 -1,568.08 LT Feb 12, 14 32.000 88.854 2,843.35 75.440 2,414.08 -429.27 LT Feb 12, 14 7.000 88.710 620.97 75.440 528.08 -92.89 LT Feb 13, 14 110.000 88.738 9,761.20 75.440 8298.40 -1,462.80 LT Feb 13, 14 68.000 88.561 6,022.19 75.440 5,129.92 -892.27 LT Feb 13, 14 33.000 88.223 2,911.36 75.440 2,489.52 -421.84 LT Feb 13, 14 6.000 88275 529.65 75.440 452.64 -77.01 LT Feb 14, 14 334.000 91.912 30,698.86 75.440 25,196.96 -5,501.90 LT Feb 18, 14 114.000 92.523 10,547.72 75.440 8,600.16 -1,947.56 LT Security total 969.000 90.272 87,474.01 73,101.36 -14,372.65 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 43,474 Cisrent yield: 2.98% Aug 4, 11 115600 63.979 7,357.65 101.170 11,634.55 4,276.90 LT Aug 12, 11 3.000 63.023 189.07 101.170 303.51 114.44 LT May 16, 12 6.000 68.535 411.21 101.170 607.02 195.81 LT Oct 24, 12 1.000 68.690 68.69 101.170 101.17 32.48 LT Oct 25, 12 2.000 68210 137.62 101.170 202.34 64.72 LT Oct 26, 12 1.000 68.890 68.89 101.170 101.17 32.28 LT 0(131, 12 1.000 69.370 69.37 101.170 101.17 31.80 LT Nov 6, 12 1.000 69370 69 37 101.170 101.17 31.80 LT Nov 7, 12 1.000 69.150 69.15 101.170 101.17 32.02 LT Nov8, 12 2.000 69.090 138.18 101.170 202.34 64.16 LT ran 23,13 699.000 72.166 50,444.31 101.170 70,717.83 20,273.52 LT Apr 22. 13 322.000 82251 26,484.85 101.170 32,576.74 6,091.89 LT continued next page SDNY GM 00020915 CNP700C03055031:3 NP7000191995 00002 ts16 03057500471235685500003GO Page 7 of 10 CONFIDENTIAL EFTA 00131535 EFTA01273742 SUBS UBS Strategic Advisor May 2016 Your assets Equities . Common stock (continued) Trade lathing date Security total PROCTER & GAMBLE CO Symbol: PG Exhano: NYSE EAT 43,037 Cisrent yield: 3.30% Security total Total Total estimated annual income: 570,780 Aug 4, 71 Aug 12, 11 Jan 23,13 Apr 22, 13 Apr 24, 13 Your total assets Cash and money balances Account name: GHISLAINE MAXWELL Friendly account name:Ind. Account number: VI Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL Humber or snares Purchase pacer Average pace per dun (5) Con bask (5) Price per share on May 31 (5) Vdue on May31 (I) linredlted gain or loss (5) Hddng period 1,154.000 74.097 85,508.36 116,750.18 31,241.82 118.000 60.103 7,092.22 81.040 9,562.72 2,470,50 LT 3.000 60.896 182.69 81.040 243.12 60.43 LT 619.000 69.941 43,293.73 81.040 50,163.76 6,870.03 LT 286.000 81.332 23,261.18 81.040 23,177.44 -83.74 LT 108.000 77.762 8,398 32 81.040 8,752.32 354.00 LT 1,134.000 72.512 82,228 14 91,899.36 9,671.22 $678,683.87 1818.122.88 $139,439.01 Percentage d Cost MOWS unrealized Value on May 31 (5) your eRCOunl basis CS/ annual intone (Si on a loss (5) Equities Common stock Total Account activity this month Dividend and interestinessme Taxable clnadends 2213.05 0.27% 2213.05 818,122.811 99.73% 678,683.87 20,780.00 139,439.01 5820,33533 100.00% 5680,896.92 520,780.00 $139,439.01 Date Adirty DescrOtion Amount (I) May 2 Dvidend GENL MILLS INC PAID ON 18932 865.72 May 16 Cividend COLGATE PALMOLIVE CO PAID ON 1508 58812 May 16 Cavidend PROCTER & GAMBLE CO PAID ON 1134 759.21 Total taxable dividends Total dividend and interest income 62213.05 $2,213.05 Date ACOoty Desconon May 2 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL Total other fi nds debited -68335 ArnaUlll Other funds debited 4175 CHP700090055901I 4107000191995 00002 0516 030575004 V12356855000WwGht00020se 8 of 10 CONFIDENTIAL EFTA 00131536 EFTA01273743 ;It UBS UBS Strategic Advisor May 2016 Account activity this month iconinveci) Date Money balance activities Apr 29 May 3 May 17 May 31 The UBS Bahl USA Deposit Account Is your Plifribry sweep coon Account name: GHISLAINE MAXWELL Friendly account name:Indl Account number. Y1 r. Your Mnandd Advisor: SCOTT STACK MAN LYLE CASRIEL ActMRy Dc:crpticn amount IS) Balance forward $8335 Deposit UBS BANK USA DEPOSIT ACCOUNT 781.97 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,347.33 Closing UBS Bank USA Deposit Account 92213.05 SONY GM 00020917 00700093055(K)115 Ne7003191995 00002 0516 0305750Cht Y123568550000000 Page 9 of 10 CONFIDENTIAL EFTA_00131537 EFTA01273744 *UBS Your notes 0,,,,10.00,90, ,,,,,,, ,,,,00, 0051100. .16 030,,X101`,0...0...y Gm... 10 0, ,0 End ots,atententfor0000,,n, 00.1:0,1 CONFIDENTIAL EFT,00131538 EFTA01273745 Important information about your statement U35 Financial Services Pc. (the Firm or UBS Firiarcial Straka°, is a mortber of all principal acuity, ccmtrocity and caters "Atha-eyes. UPS Financial Services and U65 Bank USA the ndiers sank/ones of UPS AG and aft ihaes of U3S Sautes LLC. The Fim's 1 name' statement n available upon retail. The Font exeoake Oleos re a. LES Fine-eel Sentes 1200 Harbor Boulevard Weehawken, NJ 07086 This materna-it represents the only official record of you' US Financial Services account. Other records, exept official test documents contanng conflicting data should not be relied wan II joubake there is an error or OrniSPOn please report it immediately n menu to the Brandi Manager of the afice serving your account. Allthaegn a liguree shown are intended to be accurate, statement data shiukf not be used kr to purposes Ray soli* on yethend tax krms, ge , Form 1099. 5498. 10425, etc)Mien irepamg your lax return. The Fim s required by law to rum to the IRS all triable Medina, mortise rentaable datiitna and tutk Merest end on securities held nytu thare nee proceeds on see tratradiore, ad cost bash on certain covered skulks, Carantdoellans with the Man • Pleauerecortinn not oral communkations in ming to further protect your ristils. inducing your refit under the Skulks Investor Protection Act (SPA). • 11 the financial institution cn the top leit of the had Of this stamen snot U36 F ntriciel Sairkes, LEG Fronded &mien carries your accarnt as dewing broker by arra-gement wth the rdcated instarion We in you of this raialsanShia %lien you opened this axon. h ties case. your Kra and karats tre located at LOS financial Seneca and rot the tretrdscig broker, rd you mist make a repat of thy ma or omission to both firms As described the account agreements, you must no* us of ay errors or taud rwoUtry sheds reflected on your statement with 90 days alter 8 was mailed or made available. All daemon% shall be deemed complete and accurate in all other mach if not inbred's' to n wren; within 60 days • Please deect customer completes or nth/nesto the Fm's C lent Ratan Department at 201.352.1699 a toll.fro• r. 903.354-9103, 8,03 A.M. to 6 al P.M FT Monday through Friday, or in writing to LES Financial Services Ix., Client Relations Department, P.O. Box 766 Union Coy, 14.1 07037. • In case of Cron Or I:ratlike., about an electronic funds transfer an bi pear a UBS Voardebit card transactions, call 899762-1000, or reit. to UBS financial Senices Inc., 1000 Rata Blvd., 6th floor. Weehawken NI 07086, Atte RMAISSA Sevres. Cal omegas soon as you can, if you hi+ yea statement a receipt k wrong or if you need more tdonnatith tat a transfer on the statement or receipt The Firm or Card Oaf (as kpleable)must her from you no later than CO days after **EMI sent yOu the int statement on which the era or problem append. - ProAde your rare ad a-core number (4 any) - Decoke the PIM, Of she bander you revere about, indeplain as cbaik as you can why you believe it is an error a why dose need mote Hammen - Wade the icier arrant c4 the suspected era. The Firm or Card Issuer vii h•estigste your compaht and we correct thy error promptly. For alleged woes imoking UBS Veatrdebil cad tramad era if we take more than 10 bus inns days to &this, we will credit your accord for the snout ytuthisk is in error, so tut you will have the use of the money clang tie tine it takes us to complete our rwestigation. Please mice all checks payele to the Fern or the finnwl insletith relcated on he frail ot the statement In addition to regular caul fees, accounts may be abject to mahatma* Ins, charges for late parent kr securities purchases and chars kr unpaid amounts n cash aces...Ms. Accounts that at transferred to other Outfitters may be subject to a trawler Ise. UBS Sweep Options leas offers options kr sweeping cash balancet balances to bat deposes at UM Bask USA and LES AG %winked branch (Bank Sweep Progarr44 moneymaker mutual hats (Money hate) and the international Depose Award (Deice c atonal wit, au Intentional RascvCO Mankpmere Account. Though the Bark Sweep Programs cash balms we swept to LESBank USA up to an established knit and then to UBS AG Stanford Branch, or a Money Fund. Deposes at U26 Bank USA re FDIC ncured in actordasa withFCC mutes. Formate information please visit wwwidic Deposes a UK AG Stamford Brach ad shares of Money Finds ate rot insured by the FDIC. Through the DA, (mailable tough balaces are swept to depose &cants al UBS AG New Yak Branch and LBS AG Cayman Bunch thew deposes are not enured by to FCC. Baines held at the UBS AG Cayman Branch are !empathy reposed to the sovereign Ink of the Caren Wads, and Were is no %same or other obligation of UBS AG to repay to balms alt8441 the 1.65 Cayman's Brach's books. Depose, at LEG Bark USA and each UBS AG Branch are not protected by SIC. Monet Fund shres are protected by SIPC. See 'LOS Financial Services Accent Protection' below. Up:isyour request, balms in the Bari Sweep Program or DA may be withdrawn and shres of a Money Purd may be liouidated, ad the proceeds returned to you or your seosaies =CUM. Father itormalon about available sweep Worn, ncladrg cumird interest rates and Salts, i available at wmvubs sate/tett/telt. from your F roncial Advisor or by calling 800-762-1000. UBS Fiscal! Senior attain protection Th. Fenn Ps a mss-ri-or isf this Auxin'us lwa-to• Crates-1m Corporation (Sit), wend) protects It0-flieS taCcfliS 01 its mordare up to $509000 (iekding 1250,003 kr dans, for cash). The Slit asset protection limit, ;Nob to all thourra that you hod in a particular sweetly. The Fm,,, together min certain aff diets, has also pun:head fiethinilentaplOteCtiOn. The mailman amount payabb to at *foible diet, folisclisY ador this utak-ion is ZOO maroon x of Decent*, 10, 2015. Subra to the poky orditons ad limitation, cash a the km isfurther protected fa up to SI .9 million n the aggregate kr allyour accounts held n a erectly equity A fat copy of thepoky wordi-g h available anon request. The Slit protection ad the supplemenbl protection both do not apply to • Cthin thine.' assets controlled by (and ixtaded n your account value) but held away from WSFinancial Services (e.g., certain() cash at UBS ark LGA. 00 cash at Les AG U.S.thanrhes, (10 reutarce prod s, including amiable enmities, and (id shares of Maud funds where such thanes are registered Meek is the name of the account holier on the bode rd records of to althea* sue a transfer agent), • Certain nws5-nent contracts or investment interests (e.g.. linked partnerships ad private placements) that are rot regithred seder tw Socurkies Act of IUD; and • Commodities contacts (e.g, faqir @feline and mows metal contracts). including futures contacts and commodity option contract. The SIC protection and the supprenUI protection do not apply to these assess ken if fl yotherwise appear on yea statements. The Set protection ad the seliarnental protection do not protect ague changes n the market vela of your imestments (whether as s result of market movement. issuer barkruptcy or otherwise) More irtonnation is avaable loth request. You may cbtan more info nation about Slit, ecluan9 the SIPC Broths" by contacting SIPC at 202-371 -83C0 or by viiitrig the SIPC website at ametaap.orp Dividend Reewestment Program (CR.) line prey reflected b an antsaa axe. You may obran the actual price Iran yet Frurcial Advixr Onk whole shares are purchased under DRIP; primal thanes will be sold ad the cash wi be deposited ti your account. The cividerd rernistment price applied by the issuer may 611er from the maket peke al which the partial shun re sold Casteitrlieu Cnk whole unts may be held n your acautr. If you are enaled to a petal unit a a result ol a &Ward payment or Otsinsrial, the Firm will ether sell partial with at market price a accept an /more determined by a regiaered cleirtg agency. and credit nes accord. Investment objectives The investment °lianas and risk profile sneers Is to each account and may toy between year accounts Neese advese the Firm Familyin wining of ay sighticant change in your Inancial situation or investment oblectives For eachsecant held, you Moose area the folbwirg investment deadly's CONFIDENTIAL • emcee, Cunene income: Investments seekng the generation of income only. • Achthe Cape*, Antoci:Mon Investments seek kg stoat of principal rather than the generation of income. • Produce Comb/luta) of ?come aol Capital Awed:non Nesements seekrg both the genisaton of name arid grOtAh of prixbul. Overall Ark profiles • Conservathe. Seeks to mantin nia pi-cipa with low risk and volatility to the acorn itherak then if thee means the accost does not generate signdean ran» or returns ad may rot keep pace with • Moderate. Willing to accept scene ride to pircPal and tolerate some notattity to seek hsher returns, • Aggassee: Wiling to accept high nth to pnncpi and high volat lity to seek high returns oar time. • freerathent FigasiTirt Consideration: I Contact a PaliOn of the portfolio f or that account may ixlsk complex straeges, Fused liquidly aid rater voUtiky. Statement •hetweineldier We may consolidate all related account statements with We same adiess n the sine envelia, e.g. because they have owners who ako maintain jai account retatorthips wth other dents a the same address. If you peeler to reams mthichal natmunts mailed in separate enielopes, you may declare Ithur,eholdng by calling your Financul Ad eor Friendly mead name The Frxrdk accent nano is a 01S1cfna*lo 'manure chosen by you to assist you with your recordleePreA has no legal ellen on your account Ycu can change tact rowdy aCCOLnl names, through °rant Services a by contain; your Fihmoal Athiscr. Account overview • vote of yea accountliontrolo. Net of assets and • Amer eckdes warble cash balances, values fa restricted teary ), and GlobalTim Deposit, urreared marks to ma-ket, and certain assets not held by te Firn. Does rot include unpriced secLritieFassets at the end a the prior and arrent statement sX410dS, or primate isassonsents. invested stock options and entheable steel options • uthi s Induct debit bala-ces. astaarding margin bans, credit Fre, short account balances. • Caslthooney balances. Fora of unimested meat* cash balnces, plus depose balances as UBS Bank USA, LES AG U.S Branches ard money mthet mutual fund sweep balarces. at the <Eno of tie statement period Nthantredity free creek balances in your account are rest secogaled from other balances and the Fim may IA! ay of these 1 urds inthe ordiney cane of is business These funds re payable upon your downed. 114, total is ticketed in to arrant period closing vain Lending information For cleated onl pulsation on the Firm's lending piastres and disclosures refer to yea Client Relationship SDNY_GM_00020919 EFTA_00131539 EFTA01273746 Important information about your statement (001181106d) Aueenent or ACCOul AgreWeere and the General Tomes ad Conditions U3S Statement of Credit Practices available in Ageeemenes endear &ores at yaw tat mayaren inntrar TIM Your ants Your steament itemizes acuities and other assets hell 1-othaw-ant at the end of to Siemer. period. You may ark for dekverY d fifty paid seosties al al time. You may receive securities vied as loin collateral after paying any balance cte on them. Any securities transhered to tie firm klieg the atalement period are listed at market vabe as of the add the statement period. • Cost basis. In deter-Ming the cost basis of the securities incbded in this statement, where indicated wile the number " I, • WS anomie Services has relied Cel information obtained from tortes other than LES Financial Senices. including information hem another fine a that you may have provided to yea finaxial Adam The firm does not irdeperantly oerty swam* the accuracy a valley dry ire ormation provided by sall-05 other than LESPi-uncial Seneca, xkiticrt although UPSfi,afel Services gansalS updates this reformation as it is recerved, the him does not provide any assume-keg tut to illCrrnati0n seder 'Cost bat ad *Unrealized gait lose is accurate as of the date of this statement. A, such please do rot ree on this nip-nation to make pichne or sale decisions fa tax puposes a otherwise. Accounts trade/nod to to Fim may reflect gall loss information only forte period et tine they are at the Fink More haorical ericrmatim cube aided by you Fnanciai Advisor. • Unmeihried sant/Iona %ken data is awilabk, notated ermalinid &indexes are camAard ter ixfivkLial seculy lots. The transaction data for in:Willi lots may or may not ref lest cemmissimt r= da security reorganizatcn events ari d and otier reinvestment lots ad systernatk psechau lots are each combined to display ale averaged lot The 'Trak date' cotenn presents the ageol transaction trade date. • Calable securities Bonds and Inland stock that Mw isvrr tie's for *NS redeinakm will be selected rnMatale by la (rem among all mines of that dive held in our name or in nominee rum for as <lents Call tease nIermaim is cbtaned from third parties and its accuracy is not guranteed. Other tall foams may ennt which avid Odd weld compete erkernation will be provided upon request • Certificates of deposit (ON). CDs are FDIC enured sis to 1293,W0 n principal and Untied Sams per depot:ea- ard per depository inaitseixt as accordance wit FDIC nAes • Peke/value Prices dimplayki f or securities and otter pada may be higher or lower than the price that you would actually receive in the mute. Pim are obtainedfrom .rhos tad party sources which we teasie to be relate, but we do not gearaitee thek accuray. - We germ* iae tie closing price when avaidaka tie mean of the bid anal ask pikes for hued secuitin and option; a is* bid prices for OTC seare ies. - Less 3Ctereir traded securities may be priced using a valuator model ix the moss recent prey we aliened and may not reflect an actual make) price Cr Mtn - Certain positions may apex xrito_e a sice and will tow as 'price was nol available • it we as triable to otAan a price fora 'away - Deposits a securities denominated elCUtalron Other *an U.S dillies are reflected at the magnet rate as of the statement date. - fa certain searits fading n non-conformrig denornnations puce art quantity (face view) may have been adjusted to facilitate peeper valualim To Mtn Arnim gintahrs, when available, contact arnd ze,,orn • Private immanent' and nruceured product nonce rwesimert :mu am (ex W rg cared participation program and real mute investment mast Rotate and structred proixts are gmeealb highly ligad. Celan stnatised products have not been registered with the Securities and 6uliaege Commission or under m slate securZrasva. We von* estrnated values for private investment searits ad structured products for erlermatkrul purposes any. Marary knot guaranteed. - These vibes may differ absurd* iropn pekes, il any. at which a private Starer,' ay matured product maybe bought or sold and do rot necesszeiSruresere the vats you may receive spat licuidathes - tied party esimmes of vain are e a acertain date ad an, supplied to UBS fnacial Services on a replar basis by an independerc legation firm. - baser. general panne- or sponsor estimated valet ary, are applied to the Fern by the issuer, general partner or caws and may be Calculthd bawd an deferent information Son tut used by tied panies to derive tar 'negated values. - You can obtain additorel iformatkin regarding the metescblogy used to determine the estimate d value ad the MU of dr HamblinOut is the basis kr the eaimate by contact.; your Financial Advisor - Third party 'singed valets may be reelected as 'Not priced' in several stuatiant Mien an 1-dependent valuation lire has not , USA's' a is axle to ',sir a min. wine. we become awes. that a matenal event has cared that may call a prewouse repeated value rep question. or vi ten a value would be highe spectate due to tie nature the unsay. - When neither an Miter, enteral partner or won estiTuted value nor a third-paly estimated vale is providect, the ale of the seanty will be daerent from its cachet price. - • Daribution to date' ma/include rain of capital, name orboth. - 'Original unk size' represents tee naml offering price per snit axl may not reflect Ste Colt bast - DIP ad unlisted RErt sautes are not listed al a national securities exchange, and so gennaly liquid and tern a they can be sold, tie prke received may be lea than if. pee Mere estimated vane provided n the accurt statement. • Restricted murales. Restated smarties grieraly me not current/ elgbk for public sale. U8S fins-mai Solvice: cases ihe natal price d 1M unrestricted stock of the sane issues as an inputed value for the restricted stock rixourposes Mahn statement any To the extent tat resigned seorties are elgble la sale, the vale received now be sastanualy less than the imaged vabe *sawn • EA. (scanned) income. anon yields and rotes. M entreate of anus income is based an current dnidend ad interest rates, assailing tie swages will be MU kr are yea from statement date or until maturity This Mina* MS/ a guderne; accuracy and continued income are not qua-a-Med - Estimated areig name and curet yield for certain types of leashes could rick& a ream of pencil:dor capital gains in which case the est income (ad corral yell would be ownteted. - Estimated anal income and anent yield and tie actual axon* andyield mitt be lower°, higher than the titillated alkountS. - An estimate of arruaked income (dividend seta interest) divided by the current market vabif average balance is based an the Ian dividend or bleat payment mode by the Ssuer and berms de seoseeedepmats will be held for ore year torn the statement date or until metres, Accuracy and continued yell we not guara-decd • Assets not held bytes Financial Services. Certain assets se rot held by the f nn and not vatin the Firm-s pone-nal or ecnIrol. These awls are &played on yds statement for informational purposes only Positions and values presented we provided by der issuing fern. UBS Financial services S not retax.rwbr for die infomution and don not guarantee its accuracy. Them assets so roe protected by SIK or tie Foists sutelenaltal SlPC coverages • Reviews miseries and additionalcompensatimes — In addition to conYnissions on sees and 12b.1 lees received n earectiert with tie distribution a nasal finds to our dents we mace our aft*, receive twenuesh81^9 Payments from distributors ardor atisas of the mita funds that vie sell. These arnants are based on two stereo', corrparents (k the amotrd of hie, by UBS of a Palicular mutual fund lamie to our clients: and 8) the asset value of a particular mutual fund family's shares held a tie tern — We and as all Ace ako receive networking and orrnbus moon:nog Ian n consideration for transfer agent services that we provide to the millilitre:b. These fees generally are pad from investor asses n the. natal fund and area Toed dolls amount based on the write of accounts at the broker-dealer lookingmewl funds of that fund family CONFIDENTIAL — h acklakin to consnissists received n connection with the sale or &Situation of arrtny contracts and snit Ornament but Let fool dents. we andn our affiliate nano miscue sha-rg compensation frommany of the insuance companies undenialeg the amity contracts, affixes of the insurer& carpals or woman d heard arnadmmt has we disttute. - Our affiliates also receive trading corrimmskins ad other compensator, f ran maul kit and este/rot companies %otiose products we davizuk. - We receive an mewl lee from UBS Bat USA ad IRS AG Stanford Ranch of w to $25 per was& sweeping to the barks under the UBS Bank Sweep Program. Activity hficimanonregarctgammksims and other chases eared in connect:co with tee executionof trades, tclustrg option Sensations ha been incberd <ordinations preseousy fumished to you. and will be podded tory promptly on repast. Short selling II you are engagedin short selleg a security, you may for a Charge die to casein bonoweg costs for Ma partkulyrsecsay. Open seders Regarding open or • gad-till-canceled' aden tat were not executed by the statement date, open buy and set step orders are nand by the mount of cinder& or rig-itsen an ex-divider& a eements date unless instructed otherwise byyw. You are re for orders that are executed da to yOu failure to cancel mist iv open orders. Priem To obtain a copy of at current Client ni t please coital >of F narxial Atiscr our webste at tan, oat ram/atatnartirer UPG filmed Snakes is not a bade The Pia Business Services Account EGA and IRMA are Wtherage accounts whit provide ace's so baking services and prodats Meer * arangements with af I Sated brim and other Ihniparty banks, and provides access to intra-ce and annultY radial Mad by unaltil4edthid-party eisurrice companies through rwrance agency subsdianes of UBS Financial Services Inc. esura-ce. and a-roily products, Not FOC instred • No bank gutantee• May lose value RUA. Resource Management Arm nt, Business Services Account BSA IRMA and intonational Resource Management Accord we registered service maks of UBS Fnasie Services Visa Signalise is a regained senice mask of Visa Insematimal U26 Via Siamese cradle cads and IBS Visa debt cards are Mond by UBS GSA with Perrnssion tom Visa U SA incorponted. UM Financial Swine Ins Rev 201604 SDNY_GM_00020920 EFTA_00 1 31540 EFTA01273747 UBS U85 Faancial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70055051090616X1235 Y1 0 Account name: GHISLAINE MAXWELL Friendly account name: I Account number: Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone. IMIIMMINIMINIM Questions about your statement? Call your Finan:h3 A -6 n Value of your account RMA ReSOurCeUne a accoun Visit our websitic UBS Strategic Advisor June 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK N107666-0308 on May 31 (11 on lune 30 (5) YOU' assets 820,335.93 845,096.57 Your liabilities 0.00 0.00 Value of your account $820,335.93 $845,096.57 Tracking the value of your account Thousands Sources of your account growth during 2016 Value of your account at year end 2015 5798.007.41 1,721.2 Net deposits and withdrawals -535,372.12 SW 411113 /4 41.1%3/444%. 3/4448 Your 'vestment return MO:lendand interest income 411258.05 0 8203 845.1 • Change in market value 571.203 23 Value of your moan DN 2014 Dec 2015 kiar7016 Jun 2016 on An 30, 2016 M145.096.57 SONY GM 00020921 Member SIPC CNP70001006605199NP700730351 4 00002 t616 030575004 Y123568550111010 Page 1 of 10 CONFIDENTIAL EFTA_00 1 3 1541 EFTA01273748 UBS UBS Strategic Advisor Account name: GHIrl AINF MA •AN L Your fq Randal Advisor. lune 2016 Friendly account name:lydi• Account number: YI SCOTT STACYMANIVIF CASRIFI Your account balance sheet Summary of your assets Value on lune 30 ($) Percentage of your account A Cash and rrxmey balances 2,133.03 0.25% B Cash alternatives 0.00 0.00% C Equities 842,963.54 99.75% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3845,09637 $845,096.57 100.00% Your current asset allocation s Eye on the markets Index , Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the It:venom infomm6an about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% Percentage change lune 2016 Year to date 0.26% 3.84% 0.21% 3.62% -3.32% -404% 1.80% 531% CNP700030055:6200NP7003309514 COCA? OM Q305750(4 V123568550 II gleilliyGitoomatte 2 of 10 CONFIDENTIAL EFTA 00131542 EFTA01273749 UBS UBS Strategic Advisor Change in the value of your account June 201614) Year to date (S) Opening account value $820,335.93 $798,007.41 Deposits, including investments transferred in 0.00 32,510.1X) Withdrawals and fees, including investments transferred cut -2,213.05 -67,882.12 Dividend and interest income 2,133.03 11,258.05 Change in market value 24,84O.66 71,2O3.23 Closing account value 4845,096.57 $845,096.57 Account name: GHISLAINE MAXWELL Friendly account narne:Indiv Account number. Y1 2 Dividend and interest income earned for purposes of Int Statenteni, taiabtity of 'nines] anel dinclen0 income NY. been determined flan a US tar eopctling perspedire. Breed upon IM residence of the account holder, account type, or product type, some interest ardor dvidend payments ma/ not be subject to United States (UA ardor Puerto Rico (KR) Income tares. The client mend* Statement is not Intended to be used and omen tie relied open fOr tar purposes. Chenls should refer to the amlictile tar reporting loom They recent from 1.85 annualy, such as the fOrmS 1039 and the Forms 480, for lac reporting informatiOn It IS the orange of U85 to file tht asplicatle tar reporting forms with the US mternN Revenue Semis and PR Tkasury Decartrnem, and in such forms accurately ossify docknct ardor interest Asia' eeerrpt or taabk income. Plea* comet your indvdteal tax prepare( June 2O16(4) Year to date 14) Taxable dividends 2,133.03 11,257 91 Taxable interest 0.00 O.14 Total current year $2,133.03 $11,258.05 Total dividend & interest $2,133.03 $11,258.05 Summary of gains and losses Values reported tt Ione exclude products for which gam andlosses ate not classified. Realized gains and losses Unrealized June 2016(1) Year to date (5) gains and losses (4) Short term 0.00 0.00 1,814 95 Long term O.OO -79O.56 162,464 72 Total $0.00 -$790.56 $164,279.67 Your Financial Advisor: SCCTT STACK MAN LYLE CASRIEL Cash activity summary See account activity rho month tot detals. Balances in your Sweep001cm are induCedin the opening and closing Mantes race. FDIC insurance apples only to deposits a UBS Bank USA, not to deposits at 1185 AG, Starriord Ranch or bank deposits placed through the UBSInternaprul Deposit Account pecgram. SIPC protection applies to money market sweep find holdings but not bar* deposits Seeimportant innonnation abOut you' statement on the last two Pages Ofhis document for Ma's June 2016 IS) Year to date (S) Opening balances $2,213.05 $92.72 Additions Deposits and other funds credited 000 32,510.00 0lvdend and interest income 2,133.O3 11,258.O5 Proceeds from investment transactions 0.00 56,154.38 Total additions $2,133.03 $99,922.43 Subtractions Professional management fees and related services 0.00 -2,543.94 Other funds debited -2,213.05 -65,338.18 Funds withdrawn for investments bought 0.00 -30,000.00 Total subtractions 42,213.05 -$97,882.12 Net cash flow -$80.02 $2,040.31 Closing balances $2,133.03 $2,133.03 SDNY GM 00020923 CelPPOODSOC6505201 NPT00030951 4 00032 C616 030575001 Y123568550111010 Pegs 3 of 10 CONFIDENTIAL EF1'A_00131543 EFTA01273750 *UBS UBS Strategic Advisor lure 2016 UBS Bank USA Deposit Account APY Interest perrod May 6 - Jun 6 Opening UBS Bank USA Deposit balance May 6 $865.72 Closing UBS Bank USA Deposit balance Jun 6 E0.00 Number of days in interest period 32 Average daily balance $1,334.96 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Yt Your investment objectives: You have identified the following investment objectives for this accomt If you have questions about these objectives, disagree with them, or wish to change them, please contact you fmancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Capital apprecetion Your risk profile: Primary - Aggressive Investment eligibibty consideration • None selected Your account instructions • Y)ur a:cc Uri CO!' bass defauilt cl scng method is FIFO, First In, Rest Out. Your Pi Bendel Advisor: SCOTT STACK MANLYLE CASRIEL CNP7000E006S05202 NP700030951s 00002 OSI6 030579304 VI23568550 11 WINLYGM00020edfile 4 of 10 CONFIDENTIAL EFTA_00 I 31544 EFTA01273751 UBS Strategic Advisor sUBS June 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account newie:Indi Account number. Y1 Some canoes, Income and current vanes shpts may breoproxUrtate. As a rest*. gam aldlOSsesnW nol be accurately refkcied. Set smportant informabOn about your statement a the end of Ins ttcumeM fOr mote Inform on. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bant USA &pout account balances, UBS AG Stardord Branch ctpodt account balances and money market mutual lured sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n makable limits, but are 1101 protected by SPC UBS AG Stanford Branchdeposit scouts balances an not enured ty FDIC and ae not protected by SIFC Maley market sweep balances are prolecled by StPC but an not insured by the FDIC. See the rmportant information about your statement at the endof this docunent for dean about those blamed Hddng U35 BANK USA CEP ACCT 2.21305 2,13303 250.000.00 Operengbelance Cloung Nitta Pn re per share Average on Jun 1(S) on Jun 30 (I) on Jun 30 (1) rate Dnidencl Interest period Your II nandal Advisor: SCOTT STACK MANLYLE CASRIEL Dais et period cepmount (S) Equities Common stock Purchase once/ Pack Weber Average once Pnte per share velue on Unrealized Hddng Hddng date of shares per share (S) Cost basis (I) on fun 30(S) Jun 30(1) gain or loss (1) period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500.030 26 619 13,309 95 31.770 152.85.00 2,575.05 LT Jan 30, IS 100 000 25.532 2,55324 31.770 3,177 00 623.76 LT 5eCurity Iota( 600.003 26 439 15)363.19 19,062 00 3.198.81 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAL $153 Current yield 2 31% Apr 22. 13 72.000 56.870 4,094.67 91.870 6,614.64 2,519.97 LT 8LACKROCK INC Symbol' EU Exchange' VISE EAI: 9660 Current yield 268% Apr 22.13 72.003 251093 18,078 71 342.530 24,662 16 6,583.45 LT COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: 42,352 Current yield' 2.13% Aug 4,11 174.0X) 41.632 7,244 05 73.200 12,736 80 5,492.75 LT Aug 12, 11 4.000 42.450 169 80 73.200 292.80 123.03 LT continued next page SDNY GM 00020925 CHP70303305$05703NP70033095I 4 COCO? 0616 030575004 Y123568550 I 1 I010 Page S of 10 CONFIDENTIAL EFTA 00131535 EFTA01273752 *U BS UBS Strategic Advisor lure 2016 Account name: GNI IN MAX U. Friendly account name:Ind Account number. VI Your IR medal Advisor, SCOTT STACK NIANLYLE CASRIEL Your assets Equities Holing Common stock konbnuedl Trade date Martel of snares Purchase pace/ Average pace per share (I) Cost bans (S) Price pa store an run 30(f) Verne on Jun 30 (1) Unrealized gain ot loss (1) licking peered Jan 23,13 910.000 54 240 49,35863 73.200 66,612.00 17,253.37 LT Apr 22, 13 420.000 59.788 25,111.32 73.200 30,744.00 5,632.68 LT Security total 1,508.000 54300 81,883.80 110385.60 28,501.80 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 4335 Current yield 0.80% lan 28,15 500.000 90.411 45,205 72 83.420 41,710 00 -3A95.72 LT FORTINET INC Symbol: FTNT Exchange: OTC Jan 28,15 500.4:500 31.942 15,971.36 31.590 15,795.00 •176.36 LT Jan 30,15 250.000 29.431 7,357.75 31.590 7.897.50 539.75 LT Oct 26, 15 250.000 34.170 8,542.53 31.590 7,897.50 -645.03 ST Jan 15.16 1,000.000 29.130 29,13002 31.590 31,590.00 2,459.98 ST Security total 2,000.000 30.501 61,001 .66 63,180.00 2,17834 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 33,613 Current yield: 2.69% Aug 4,11 191.000 36265 6,926 77 71320 13,622.12 6,695.35 LT Aug 12, 11 5000 35.754 178.77 71320 356.60 177.83 LT Jan 23,13 1,001.000 41387 41,42889 71.320 71391.32 29,962.43 LT Apr 22, 13 464.000 50287 23,333.21 71320 33,092.48 9,759.27 LT An 17,13 148.000 49.739 7,361.45 71.320 10,555.36 3,19191 LT Jim 18, 13 73.000 49.836 3,638.07 71.320 5206.36 1,568.29 LT Security total 1,882.000 44.031 82,867.16 134,224.24 51,357.08 JOHNSON & JOHNSON COM Symbol: JNJ Exchange: WISE (Al: $21 I Current yield 2.64% Apr 22, 13 66.000 84.721 5,591.64 121.300 8,005.80 2,414.16 LT MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: $3,624 Current yield: 2.96% Aug 4,11 95.000 84.969 8,072.06 120.340 11,432.30 3.360.24 LT Aug 12, 11 3.000 85.910 257.73 120340 361.02 103.29 LT Nov29, 12 8.000 86456 691.65 129.340 962.72 271.07 LT Jan 23,13 555.000 93053 51,644.75 120.340 66,788.70 15,143.95 LT Apr 22. 13 255.000 99318 25,326.32 120.340 30,686.70 5360.38 LT Sep 19. 13 78.000 97$79 7,634.63 120.340 9,386.52 1,751.89 LT Sep 19, 13 22.000 97.425 2,143.36 120.340 2,647.48 504.12 LT contrived next page CNP703C0005505204NP70C030951400002 06l6 030575004 Y123568550 I r WeRtpcGs40002AlSe 6 of 10 CONFIDENTIAL EFTA_00131546 EFTA01273753 UBS Strategic Advisor saUBS June 2016 Account name: GHISLAINE MAXWELL Friendly account naine:Irich Account number. Y1 Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (conbnued) Trade Hddng due Witt* of shares Putthait OW Average price pee share (0 Cost basis ($) Price per shse on tun 30(S) Value on Jun 30(1) gain nu:, Tosaisz (7) vireortiong Sep 19, 13 2.000 97.830 195.66 120.340 240.68 45.02 LT Security total 1,018.000 94 269 95,966 16 122,506.12 26,539.96 rEXTERA ENERGY INC COM Symbol. NEE Exchange. NYSE EA1: 1.564 Current yield 267% Apr 22, 13 162.003 79.757 12,92065 130.400 21,124.80 8,204.15 LT OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAL 42,907 Current yield. 3.97% Feb 12, 14 148.003 88.811 13,144.15 75.560 11,182.88 -1,961.27 LT Feb 12, 14 117.000 88.842 10394 56 75.560 8,840.52 -1,554.04 IT Feb 12, 14 32.000 88 854 2,843 35 75.560 2,417.92 -425.43 LT Feb 12, 14 7.000 88.710 620.97 75.560 528.92 -92.05 LT Feb 13.14 110.000 88 738 9,76120 75.560 8311.60 -1,449.63 LT Feb 13, 14 68.000 88.561 6,022.19 75.560 5,138.08 -884.11 LT Feb 13. 14 33.003 88 223 2,911 36 75.560 2,493.48 -417.88 LT Feb 13, 14 6.000 88275 529.65 75.560 453.36 -76.29 LT Feb 14, 14 334.000 91.912 30,698.86 75.560 25237.04 -5,461.82 LT Feb 18, 14 114.000 92.523 10,547 72 75.560 8.61384 -1,933.83 LT Security total 969.003 913272 87,474.01 73,217.64 -14256.37 PEPSICO INC Symbol. PEP Exchange NYSE EAL 13,474 Current yield 2.84% Aug 4, 11 115.000 63.979 7357.65 105.940 12,18310 4,825.45 LT Aug 12, 11 3.000 63.023 189.07 105.940 317.82 128.75 LT May 16, 12 6.000 68 535 411 21 105.940 635.64 224.43 LT Oct 24, 12 1.000 68.690 68.69 105.940 105.94 37.25 LT Oct 25, 12 2.000 68 810 137.62 105.940 211 88 74.26 LT Oct 26, 12 1.000 68 690 68 89 105.940 105.94 37.05 LT Oct 31, 12 1.000 69.370 69.37 105.940 10694 36.57 LT Nov6,12 1.000 69 370 69 37 105.940 105 94 36.57 LT Nov7, 12 1.000 69.150 69.15 105.940 105.94 36.79 LT Nov8,12 2.000 69.090 138.18 105.940 211 88 73.70 1.7 Jan 23, 13 699.003 72.166 50,444.31 105.940 74,052 06 23,607.75 LT Apr 22, 13 322.000 82251 26,484.85 105.940 34,112 68 7,627.83 LT continued next page SONY GM 00020927 ctIr70303005505705Nr7003309514 00032 C6I6 030575004 Y123568550111010 Page 7 of 10 CONFIDENTIAL EFTA 0[)131547 EFTA01273754 SUBS UBS Strategic Advisor June 2016 Your assets . Equities . Common stock (continued) Hddng Trade date Purchase peke Humber Average prke of [harm per shale (S) Cost basis (S) Price per share cn tun 30 (1) Winton Aln 30($) unredzed Holding gain or loss (1) period security total 1,154.000 74.097 85,508.36 122,254.76 36,746.40 PROCTER &GAMBLE CO Symbol: PG Exhange: NYSE EAI: 13,037 Current yield: 3.16% Security total Aug 4, II Aug 12, 11 Jan 23.13 Apr 22, 13 Apr 24, 13 118000 60.103 7,092.22 3.000 60.896 182.69 619.000 69.941 43,293.73 286.000 81.332 23,261.18 108.000 77.762 8,398.32 1,134.000 72.512 82,228 I 4 84.670 84.670 84.670 84.670 84.670 9,991.06 254.01 52,410.73 24,215.62 9,144.36 96,015.78 2,898.84 LT 71.32 LT 9,117.00 LT 954.44 LT 746.04 LT 13,787.64 Total Total estimated annual income: Your total assets 620,930 $678,683.87 Percentage d urdue on lun 30 (1) your account Cost basis (4) $842.963.54 atfilated annual intone (SI $164,279.67 Unrealltel grin or loss (II Cash Cash and money balances 2,133.03 0.25% 2,133.03 Equities Common stook 842,963.54 99.75% 678,683.87 20.930.00 164,279.67 Total Account activity this month Date Activity $845,096.57 100.00% Descr01100 $680,816.90 $20,930.00 Amount (I) $164,279.67 Dividend aad interestInotime Taxable <Mac:fends Jun 7 Eavidend JOHNSON & .1OHNSON COM PAD ON 66 52.80 Jun 15 Ovidend NEXIERA ENERGY INC COM PAID ON 162 140.94 Jun 20 cividend MCDONALDS CORP PAID ON 1018 906.02 Jun 23 Dvidend BLACKROCK INC PAID ON 72 164.88 Jun 29 Dividend PEPSICO INC P AO ON 1154 868.39 Total taxable dividends Total dividend and interest income Date Mthly Descliption 52.133.63 62.133.03 *mown 111 Other funds debited lun I Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL -2,213.05 Total other funds debited -$2.213.05 Account name: OHISLAINE MAXWELL Friendly account name:Inch Account number: YI Your Knandd Advisor. SCOTT STACK MANYLYIE CASRIEL CNP70003006505206 NP700030951 400002 0616 030575004 VI2356855011 glyiliyGht000201kilt II of 10 CONFIDENTIAL EFTA_00131548 EFTA01273755 *UBS UBS Strategic Advisor June 2016 Account activity this month icontnued Date Acuvity Description Amount (1) Money balance activities May 31 Balance fonvard 82213.05 Jun 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0&01/16 •2213.05 Jun 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 52.80 Jun I6 Deposit UBS BANK USA DEPOSIT ACCOUNT 140.94 Jun 21 Deposit U8S BANK USA DEPOSIT ACCOUNT 906.02 Jun 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.88 Jun 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 868.39 /an 30 Closing UBS Bank USA Deposit Account $2,133.03 Account name: GHISLAINE MAXWELL Friendly account name:Indi Account number. VI Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL The UBS Bant USA Depont Account is your primary sweep cplion SONY GM 00020929 CNP700CO3C6505207 NPT00030351 4 00002 0616 030575004 Y123568550111010 Page 9 of I 0 CONFIDENTIAL EFTA 00131549 EFTA01273756 *UBS Your notes CNMO3C0006505208NM00030351 ♦ 00032 0616 030575004 Y12356855011 f15itiy_Glo_0002toipt 10 of 10 End of statement for account number Y CONFIDENTIAL EFTA_00131550 EFTA01273757 important information about your statement 135 Fantle Services Pc. (the Firm or UBS Finarcial Sereks0, is a monger of all principal rarity, canmodey and atom exchanges. UBS Financial Semites and LES Bank USA ae i-died subsilenes of UPS AG and Otago( LBS Sectrat (LC. The Fime financial statement it available upon recite°. The Fine estate offices are a. U3S Finns* Seraes 1200 Harbor Boulevard Weehewken, NJ 07086 This statement represents the ong official read of tor U3S Financial Semites account. Other records, tape official ts.doosnents. contanng conflicting data should net be relied igan H youbehest there is an Ina a OmiSPOn please report it immediately n wrong to the Brand, Manager of the office serving your accord. Alhaa a Naas shown are Mended to be accurate. statement dilatali not be wed fa is purposes Rely sag on yeawnd tax forms, (le , Form 1099. 5498, 10425. etc> when prepamg your lax return. The Fim 5 required by law to ran to tie IRS all table dinidends, aortae non-teak detidma and uxtk Serest erred an stages held egos exast net rands on ode tramactiro, ad tote basisoncertain covered saran Czeonsticiaticins with the Meta • Pleaseresoling ant oral commerations in sting tofurther protect your rats. including your ittitS ender tie Se:Lilies 'master Protetbon Act (SEA) • B theferal institution an the top leit of dm had of this stoma isnot U36 F snail Strokes.. LE'S Fiancial Sean carries yes =aunt as dewing broker by arra-gement bah the ideated inslituton We informed you of this felts:115k, wises you opened this accost h the cast your tu-S and Searles tee Sated aims financial Semites and rot the iscaceg broker, ant you rat make angst of any error or omission to both firms As described in dm account agreements, Wu mud ne* IA of am errors or Sod Mang chedis reflected on your statement at, 30 das alto d was mailed or made avian. A II ftataiiiiris shall be deemed corrplete and accurate in all other ropech if not obiecled to is vateg within 60 days • Please diva atomer complaints or figures to tie Firs C bent Rana (apartment at 201.352.1699 a tattoo a 8039M-9103, 8,00 A.M. to 6 CO P.M ET Monday through Fray, or in ratig to L13:5 Financial Semites Ix., Client Relations Deponent, P.O. Box 266 Union Cep NJ 07037. • el case of errors or gentian about an electronic kinds transfer (61), bas pawed a UBS Voadebit card transactions, call $99762-1000, or edit. to UBS Financial Semites Inc., 1000 Harbor Bluff, 6th floor. Weehanters NI 07086, AIM RIAAfeSa. Sents. Cattalos as soon as au can, if you you Oaterreire a receipt k reap or if you need more Samation stout a transfer on the statement or receipt. The Firm or Card Isar (as aplicable)must her from you no In tan CO day> after **Fine sent yOu die lnl itaternent On VstiiCh the era or problem appeased. - Note your norm ad accord narks Gsf any) - Desolate error Of she tranlef y0U Ye inure about, indoplain as <gag as you cal why you believe a is an error a why you need more i esa. - Note the dolar arrant Ca the suspected Ma. The Firm or Card Issuer se Seagate your comant and suit correct my error prompty. For alleged woes Mang UBS Veendebit cad tratra am if we take more than 10 businessdays to albs, we will credit yas accord for the EMOL•It ytuthisk is in error, so tat you we have the use of the money during tie tine it takes us to complete our natation. Please mire all checks swag to the Fin or the financial itmlaim Skated on he front of the statement In addition to regular accoat fees, accounts may be abject to meanest Ian, changes for lite parent for securities purchases and charges for unpaid earth en cash octants. Accounts that at transferred to other instaiens may be subject to a transier fee. UBS Sweep Organs LEG offers options for main cash bans balances to bat deposits at UBS Bak USA and LEG AG Sternal bunch (Bak Sweep Procjams), moneymaker mutual Arch Money Fund° end the Mernstional Depose twat (Della c unseen with an Intarotional Rosana Llanarrnrd Account. Though the Bat Sweep Programs, cash balms we swept to LBS Bank USA a to an estabashed at and then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBG Bank USA a FDIC insured in aceorda-ce with FCC rule. Forma Mwmalkn arse Usk wwwfdit rt. Deposes at USG AG Stanford Brants and shares of MoneyFadsare rot eared by the FDIC. Through to DA, salable to each balances are swept to depose wants al UBS AG New Yak Branch and LES AG Caen Ranch Thew deposits arena fl uted by tie FC C. Bates held at the UBS AG Cayman Branch are tempat reposed to the sovereign Ink of the Calms dads, and there is no guano or other oblation of UBS AG to real to Saxes while al the LEG Cayman's Brach's books. Deposal at LBS Berk USA and each UBS AG Branch ate no, protected by SlK. Mons Fund shays we protected by SIPC. See *LES Financial Services Account Reaction' below. Up:elyour request balron on lee Bonk Sweep Programs or DA may be wsthdrawrt arid shat of a Limey Purd may be laidated, and the proceeds returned to you or your seosfies oast Fehr inform/eon about available sweep imam, slang cures Serest rates and WIS., 5 <Imitable at warubscontereeppekb. from your F flannel Advise a by calling 900 762-1000. UN Financial Sento account protection The Freen. a rruntor of she Teetrlua htgatet reetectron Corporation (MK), aide protects learns haat a its renters up to 5500,000 (enekaling 1.250,003 kr trains for rade. The Slit asset protection limits aletil• to all accosits that you hold in a partitar catty. The Fin, together with certain aft iliates, has also purchased tiablientelateCtiOn. The Medan amount pa/al:410 a olisclink ado this protection is ZOO man as of Decent:4,10, 2015. Sibpd to the poky ore-darts and limitations, cash a the firm isfurther protected fa up to $1.9 milbn n the apple for allyour accounts held n a parte:Wei ashy. A fa copy of the pacy wordi-g h ewilable upon request. The Slit protectim and the supplemental protection both do not nay to • Cerien financial assets controlled by (and Staid n your account value) but hell away from UBS Financial Services (e.g., certain() cash at UBS Bark LEA 00 cash at Les AG U.S.Sanrhes, (4 Surat pans, including valible enmities, and The shares of Maud funds when such 'ham are registered dna& n the name of the accord holder on tie books aid records of the applicat dsthr a transfer agent), • Celan nwsb-nent contracts or inwsiment interests (e.g.. limited partnerships and paste placements) die are rot regitered order M Securkies Act of 1933; aid • Commodities contat (e.g, foreign ex ten? and erectus metal corwacts). including futures comeas ad commodity option contract. lh•SIPC protection and the supatenennl proton:ado not apply so these assets then if Pay otherwise appear on you statements. The SEC protection ad the alliniernental protection do not protect aganst changes on the market vale of yar instilment> (whether as 4 result of market marrow, issuer bankruptcy or °thecae) More irtonnahon is sable teal regal. You mg can more Sonnets/n4,0W SIPC, ncldirg the SIPC lacks by antactirsg SIPC at 202-371-8307 or by Whig the SIPC swate at wmta/pc.orp Dividend Bei:we:amens Orograw (DR.) The pri:e reflected is an aura vice. You MN Oblan the deal price kris yas Exorcist Advt.-.Ong whole shares are purchased under Da; panel shores sea be soli ant the cash wia be depoad no your acme The cissiderd reinvestment price applied by the ester may • ffer loom the mak* price al winch the partial shires re sold osteit-lieu Cng whole wets may te headily°, accost. tony ore entitled to a petal unit a a nesult team:bawd payment or otetwise, the Firm will ether sell pawl tnib * market ark* or accept an alma deormined by a registered cleirig a;ency, and credit pox accost Investment objectives The runimere objectives and risk profile an ask to each account and mai wry between tax stoat Nate oda the Firm pasty in sorting of a-y sg-thcant change in you Ina-Kiel snuabon or investment ob)ectives For eachscant held you choose a-w of the folbweg immersed cbactivos CONFIDENTIAL • Frocks, Cunene income: hvestments seekng the generation of income only. • taw Capra, appreciation tartan's seeing gong of primal rather than the generation of -Mane. • Produce Connbaution alms* and Capital Appreoaton Thessents seeking both the generator of exams and orOtAh of primp*. Overall rids profiles • Gasman*. Seeks to mantan Stiff prixipa, with low risk and vontilcy to the account owlet men if tit means the accuse does not generate signH kart Sam or returns ad may rot Sep pre with itation. • Moderate: Willing to accept sus rids to sisal and okras some vanity to seek hyher returns, • Aggresses: Wiling to accept ha lit to peacoat and ha valet lily to seek high returns or tint • inastnenrE‘gsldirf Condonation: I Hinted, a potion of the portfolio for the account may Sale complex strategic, rented ligetity andante Statement •hmewholdier We may meads a related ectount statements with the sane adi'ess n the same enstetve, e g. because They have owners who also maintain pre account *acreage wash other ants a the same address If you refer to recent eats' mammals mailed n separate envelopes, you may decThe har,eholdng by unng par Finn.* Ad eot Friendly Gaeta name The [molly accord name is a eunancart 'anomie chosen ter you to assist you with your recorgeeag has no legaleffect on your account You can change par rowdy aCCOLIII names, through Onine Services a by coaxing your Finmesel Aiwa. Account overview • Value of pa accsagon(olo. Net of *sets and • A fle Incledes salsa cash balances, Sues for ostrkted mug lest), and Global Tire Deposit, amazed marks to makes, andcertain asset, not held by the Fint Does ne include spaced seositiaassets at the end a the prior and anent statement sX•flOds, or primate iswessznents. untested stock options and erasable stock options • abates Includes debit balances, outstanding merge bins, credit Ire, show acorn balances. • of Cash/Wong balances. Total unimested salable cash balances, plus deposit be axes al UBS Bank USA, LBS AG U.S Branches ea mcegy maker mutual fund sweep baron, at the cote of tie stagnant period Isa-cawrodig free croft balances in par account are rot secavgased from other balances and the f mw saefey of these lads She ordnay Course of is business These funds re parable won your Oxnard This total is eluded in the anent period closing vane Landing information Fri dated pill pulsation Ori the Firm's amino practices and tames refer to you Client Rettionthip SDNY_GM_00020931 EFTA_00131551 EFTA01273758 Important information about your statement (COMIllUST) Agreement or ACCOLII Agf t4i* !WA and the General Terms Ltd Conditions LIES Statement of Credit Practices ;nibble in Agreements andOithcatres at gap eht fronitireevinteirtrintr met Your assets Your statement Omen mutes and other Insets hell the want at the end of to themes period. You may ark for deiverY al icy pad seosiies al anytime. You may receive securities sed as loan collateral alter paying any balance cis on them. Any securities transferred to ilve Firm cling the Itaitirent period are listed at market vans at of the end of the therm. period. • Cast bale. In detemining the cost basis of Me securities incbded in this statement, where indicated wih the number" l, • WS Fruncial Services has relied on information obtained from sources other than 135 Financial %mires. including nformation frcm another Urn et that you may NW* grovided to yea Financial Adam The Firm does not irdeperantly verity a saints the ecarecycevaIdity day Sarmatian Provided by names other than LESRI-uncial %nices xklticrt although UK Rnricial Services gerimafir updates he nformatim as it is received, the Finn does not provide any assuarxes that tie ithrmafixt seder -Cost bans° and *Unrealized gait loss' is accurate as of tie date of fhb statement. As such please dose rekyr on this nfarstion to make porchne or sale decisions fa taxi:upset a otherwise. Accounts turderred to he Fan may tenth gall loss intarriatim only for to period et tine they are held at the Fitt More historical nrIcrmatcn cube aided by your Friaxial Advisor. • Unrealised gensfiones %teen data s available, unmated trnerired sinelown re calculated kr noirvitial sec" lots. The transaction data for irdvislial bit mayor may not ref lest commissions, cederr security reorgrizaton events ;1=d and offer reinveltmeni lots ad systematic pirchaPP loll are each combined to display one averaged lot The 'Trade date' coLmn presents the cegiul transathon trade date. • CMIable swills Bonds and puttered stock that the Mum cab for eat redomplom ail be selected inomielly by lot hem arrorg all senses of Mat issue held nournrnnea in nominee rune fa os clients. Call bare iduirsatim is obtained from third patios and its accuracy is not 9i:fantod. Other call learn may nut which card idled weld casino idormatian WAS wooded upon request • Certificates of deposit (Os). CDs are FDIC stud is, to $293,000 in principal and accrued Munn per depositor and per depository inuesixi in accordance win FDIC nies • Price/value Prices dropland for securities and oter geoids my be higher or brief than the price that you would actually receive in tie market Wires ere obtainedfrom yaks hid party sources which we keine to be relable, bit we do not guarantee ther accurry. - We germaly we he closing price when snit* or the mean of the led rd ask prices for listed securities a-0 options or only bid prices for OTC securities. - Less Waveir traded securities may be priced usig a within model a tie moss recent price we obtained and may not reflect in actual makes pace a vase - Certain positbris may appear wito_e a price ad will twee as 'like was nol availaide• it we ye triable to obtain a price fora wady. - Deposih a securities denominated iicurrercies other thin U.S dollars at reflected at the moaner rate as of the SaterneM date. - fcc certain senates hiding n non-conformrg denornstions. price and qualitygate vita) may haw been adjusted to facilitate crthr vatuatim To obtain rams quatrors, when available. contact year F arcel Zen:Cr • Private investment' and "trusted produas. royale nommen' wry (robing drat participatim program ad realepate th orns ins soothes) and structred products are runeralY highly third. Certain stnstised racists have not been regotered with the Securities and Exch Comminian or under thy slate securZrairs. We provide enmated Values for private investment storks irdskaured products for irrIceriatirul purposes any. Atarary is Ma guaranteed. - These vibes may differ aketa-eiaty kin prices il any. at which a airth Swarth,' ray structured product maybe bought or sold and do rot necessztiy ref:surf the eaten,' may receive Lyon licuidatim. - Third patty sumo's of rata are as el a certain date ad We Supplied to UBS Ennui Services on a ropier basis try an independert volution firm, - Sam general partner or sponsor estimated satin ay, are Applied to trefoil by the suer, general partner es worsor and may be calculated bused an deferent information from that used by third parties to &eve their 'negated values. - You can obtain addeorel Samation regardtg tie meteccbkgy used to determine the estimate a value and the date of the Hamblinthat is the basis fa the estimate by contaning your Fnuncial Advisor - Third pity 'slanged vales may be reflected as 'Not priced' in several mann when an I-dependent valuation Inn has not step Sa if math to emir a vat*. Serowe become mare that a material event has occurred that may call a premusy reprted vats no question, or Sun a value would be highy *toilets due to tie nature • the murky. - When niter n num, general partner or sponsor Minuted value nor a third-pry estimated vile is proirded, the vita of the security Mk be different Iran its purchase price. - •Daributions to date' may include return of capital, ncome orboth. - 'Original unit size' represents tie nib& Meting ',Welber twit r dm./ not reflect gout cost base. - DIP rd unlisted RES smiths at not listed on a national securities exchange. and are genera? liquid and event they can be sold, tie prke received may be less tan tie par tare estimated value provided n the accost statement, . Restricted securities. Resisted securities generaly are not omen, elgth for public sale. UBS Financial Sao/ice:uses the maser priced the unrestricted stock of re sane iccute as an Snouted value for the restricted Pak (croaks ;°IMO statement orgy To the extent hat rented seorities are elgbb to sale, the vals received may be sibstarbaly less than the impsed vain town • Est. (scanned) income. arrant yields and thew M estimate of true' income is based ores current drvidend ad interest rates, assailing tie seosites will be held for are war from statement date or seta maturity This Mind* Corey a gudolne; accuracy aid continued income are not guaranteed - Estimated most Sane and carat yield for certain types of noshes add include a retun of pauper or capital gash which case the est income (a-d earth yell would be owneated. - Estimated anal income and current yield and tie actual accrue andyield misjit be lower or higher than the estimated arib3untt. - An *stint* of arrualeed income (dividend sneer interest) divided by the current market valsraverage balance is based on the Imt dividend or merest payment mode by tie Suer and .109ineS tie seartetdeposts will be held for ore year km 4-e statement date or until mosey Accuracy and continued yell are not ctiara-feed • Assets not held by tl€S Financial Services. Certain assets St rot held by the Fnn NS not Ishii the Ferns posse-non or control. These assets at drspliyed On loos statement for informational purposes onfy Positions and values presented re provided by tie teen) fern. UBS Inancial Services not resporeble for his information and don not guarantee es accuracy. Thee mans at nal protected by UK or the Firth suPtalearentalSIFC °were • Revenue shirrs and adsfotionalcompuctsatice. - In ackftim to commissions on saes and I2lort lees received n co-radialwith the distributiai mutual knob to our dents we motor our AA*, re1/4"if. revenue shying Payments from distributors all oe ad visas of the nobs funds that we sell. These arnosits are based on two cUteres corrporents (a to amomi of Yin by UBS of a Palicthr mutual fund I amfir to our clients and VS the asset value of a particu ler mutual fund tanks shares held a tie Irrn - We and as Aire arc receive networking and rumba processing fees ik consideration for transfer agent wanes tat we ray.* to the moistly** These fees generally are pad from investor asses n the riblua I fund and are a toed data amount based an the wads of accounts at the broker-dealer 'soling mutual lira of that fund fa-nify CONFIDENTIAL — h addaim to cornmissim received n connection with the sale or destitution of array contracts and cast investment heed mils tow clients. we alder our affiliate mew reigrue sharp carpe nation from many of the insuance companies undenrang the amity COMMIS, aft Gain a in• fl uent corrpanin or sponsors of nets irwestmmt tugs we distrtute. - Our affiliates abo receise trading commoskins rid oils compensator, fran truth' tack and ethane companies whose products we &orbs.. ▪ We receive ari anal he from UBS Bat USA al LES AG Stanford Eeanth Of 1.0 10 $25 per moon sweeping to the barks under the UBS Bank Sweep Program. Activity hknothonregardagammksbns and other charges inured h connect:xi wth tie exeothm of trades, ixIsfrg option Vansictions has Imenincbactd on conlimaticre preirousy furnished to you. and will be provided to you prorrptly on repast. Short selling H you are engaged in short siting a W.Unly, you may nos a charge dm to certain tossing cotes for that partkulir security. Open orders Begirding open or • gni-till-canceled' &den that were not executed by the Sternal* date, open buy and tel slop orders are nand by the mount of dividends or rig-nen al ex-dividends a eweites date unless tanxted cdienvise by p.a. You are responsbk for ordes MS are executed ds to yeti lelure to cancel easing open orders. Mow To obtain a copy of as current Client PrivacyMike. please contact nos FnanualAchiscr or von our reetith at wets oat rnm/egivr•vmfer UE6 Financid Sirrnes O not a ba-k The AMA Business Services Account BSA and IRMA are alonge accounts which provide access so banking services rid protests ts,:tajl anngernerds wth dilated hairs aid other ihniparty bares, ad provides mantis Swath and arou4rY products hued by unaltilSed third-party Sure -ice confess through Surthe agency subsdianes of UBS Financial Services Inc. honorer& toura-ne. ad amity products, Not FDIC instred • No bank gurantew May lose value RMA. Resource Management Amer rt. Business Services Account BSA. IRMA and intonational Resource Management Account re registered service marks of 135 Fnancit Services no WS Signalise e a registered service mark of Viso human:nal 13$ Yu Sgnattre ova cards and IBS Visa debt cards re issued by UBS park USA with Permssion Iran Visa USA Incorporated. UBS Finendal Swims Me Rev 201604 SDNY_GM_00020932 EF1'A_00131552 EFTA01273759 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056542370716 v1 0 UBS Strategic Advisor July 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your financial Advisor: SCOTT STACK MAW LYLE CASNEL Phone . Questions about your statement? Call your financial Advisor of the Value of your account RMA Resourcelin arce>tin on June 30 01 on July 29 (3) Your cISSetS 845,096.57 856,673.24 Visit our website: Your liabilities 0.00 0.00 Value of your account $845,096.57 $856,673.24 Tracking the value of your account S Thousands Sou roes of your account growth duriag 2016 Value of your account at year end 2015 37'98.07.41 1,21.2 Net deposits and vathdrarrals -337,498,36 4.8.119% %3/444.48.04.79a0 856.7 Your MeV:Milt return Disidendarxl interest income Change in market vat* 312,106.71 484,057 48 845.1 • • Value of your account on Jul 39, 2016 $156.673.24 Dec 2014 Dec 2015 run 2016 id 2016 SDNY GM 00020933 Member SIPC CNP7C0C0305654237 Ne7000i95i85 00002 0716 030575044 Y123568550000000 Page 1 of 10 CONFIDENTIAL EFTA_00131553 EFTA01273760 SUBS UBS Strategic Advisor Account name: 6.10 (AiN t 'A V. it Your Financial Advisor Friendly account name: Indi SCC -• LYLE CASRIEL July 2016 Account number: Y1 Your account balance sheet Summary of your assets Value on July 29 ($) Percentage of your account A Cash and rrxmey balances 855.45 0.10% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $856,673.24 100.00% Value of your account $856,673.24 C Eye on the markets Index • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the important inforrna6an about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% Percentage change July 2016 Year to date 3.69% 7.66% 3.97% 7.74% 5.08% 0.83% 0.63% 5.98% CNP20003005664238NP2003195185 001XI2 0716 0305750N Y12356E65003%ftyGtd000201Mir 2 Of 10 CONFIDENTIAL EFTA_00131554 EFTA01273761 UBS Strategic Advisor -DB S July 2016 Change in the value of your account July 2015 (Si year to date (1) Opening account value $845,096.57 $798,007.41 Deposits, including investments transferred in 1,600.00 34,110.00 Withdrawals and fees, including investments transferred cut -3,726.24 -71,608.36 Dividend and interest income 848.66 12,106.71 Change in market value 12,854.25 84,057.48 Closing account value $856,673.24 $856,673.24 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Dividend and interest income earned For purposes of INS slaternenl, ta.ab:ity of 'Metes] ant Ontden0 income eas been determined from a US tat reporting perspedire. Broad upon the residence of the account holder, account type, or product type, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Pico (RR) Income tares. The (lent mont* statement n not Intended to be used and omen be retied upon for tac purposes. Clients should refer to the arched:le tat reporting forms they recent from 185 annually, such as the (VMS 1099 and the forms 480. for Eta rePtglhA9 information Il is the pladICe of U85 to file the voircatle las reporting forms with the uS intern.e Revenue Semce and PR Treasury Defgattrnent. and in such forma accuralety dasafy dsicknct Bract interest as tar exempt or to tie income. Pleat consult yeti' indvdual tax preparer July 2016(1) Year to date ($) Taxable dividends 848.66 12,106.57 Taxable interest 0.00 0.14 Total current year $848.66 $12,106.71 Total dividend & interest 4848.66 $12,106.71 Summary of gains and losses Values reported below exclude products for which ga ns and losses are not dasslfied Realized gains and losses Unrealized July 2016(1) Year to date lis) gains and losses (S) Short term 0.00 0.00 5,689.95 Long term 0.00 -790.56 171,443.97 Total $0.00 -$790.56 $177,133.92 Your Maandal Advisor: SCOTT STACKM4t4LYLE CASFSEL Cash activity summary See Account sandy the month tot delaIL Balances in your Sweep Options are induCed in the cpenng and closing bdances value. SDK insurance aadiet only to deposits MUDS Bank USA, not to deposits at UBS AG. Starriond Bench or bank deposits placedthrow") the UBSInterneirorui Deposit Account peogram. SIPC protection applies to marry market sweep fold hddings but nal bar* deposits Steimportant inbroation about your stefentent on the last two pages of this document for detalL July 2016 (1) year to date 04 Opening balances $2,133.03 $92,72 Addkions Deposits and other funds credited 1,600 00 34,110.00 Dividend and interest income 848.66 12,106.71 Proceeds from investment transactions 0.00 56,154.38 Total additions 12.449.66 $102,371.09 Subtractions Professional management fees and related services -1,593.21 4,137.15 Other funds debrted -2,133.03 -67,471.21 Funds withdrawn for investments bought 000 -30,000.00 Total subtractions -$3,726.24 4101,608.36 Net cash flow -$1,277.58 $762.73 Closing balances 5855.45 $855.45 SDNY GM 00020935 CetP70003005654239NP7OCOI95I85 00037 07'6 030575004 Y123568550000000 Pag• 3 of 10 CONFIDENTIAL EFTA_00131555 EFTA01273762 *UBS UBS Strategic Advisor July 2016 UBS Bank USA Deposit Account APY Interest period Jun 7 - lul7 Opening UBS Bank USA Deposit balance Jun 7 $0.00 Closing UBS Bank USA Deposit balance lul 7 $38.16 Number of days in interest period 31 Average daily balance $473.50 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL Friendly account name:Indi Account number Y1 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital apprecabon Your risk profile: Primary Aggressive investment ellgibAty consderabon None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your linandel Advisor: SCOTT STACK MANLYLE CASRIEL CHMC00B00SC44240 NP7003I9SI85 C0002 02I6 030575004 v123568SS0C0BBNLIYGM00020tir 4 of 10 CONFIDENTIAL EFTA_00131556 EFTA01273763 UBS Strategic Advisor T July 2016 Your assets Account name: GHISLAINE MA (WELL Friendly account name: Ind) Account number. Y I Some prices, income and current values ShoNn May be EpproxiMble. AS a ream. gam dnolosses may ndl be accurately reflected. Set AporuntinfoHnefron Stour your statement a the end ol the dxumeM fOr more informs:ion. Cash Cash and money balances Cash and sonny balances may include avalddle cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vat h n maliceble limits, but are not poteded by 9PC tin AG Stanford Branch deposit account bdances we not insured by FDIC and se not protected by StiC Money market sweep balances are protected by 9PC but ale not 'Muted by the FDIC. See the important information about your statement at the end of this document for dealt, about those biances. Hddng UBS BANK USA CEP ACCT 2,13303 85545 250.000.00 CoatingI:AMC< Cloungtralaxe Price per share Average en Jul 1(1) on Jul 29(1) on Jul 29 (S) rate Dnidencl Interest period Your Maandal Advisor: SCOTT STACK MANLYLE CASR1EL Days en period Cap arounl (I) Equities Common stock Purchase pricer trade water Average price Price per share wive on Unrealized Holdng Hddng date of shares per shale (5) Cost basis (5) on I W 29 (1) Jul 29(5) gain or loss (1) Period AECOM Symbol: ACM Exchange: NYSE tan 28,15 500.000 26.619 13,309 95 35.493 17,745.00 4,435.05 LT len 30, 15 100000 25 532 2,553 24 35.490 3,549 00 995.76 LT Security total 600.003 26 439 15,863.19 21294.00 5.43os l AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAL $153 Current yield 2.39% Apr 22. 13 72.000 56.870 4,094 67 88.950 6,40440 2,309.73 LT BtACKROCK INC Symbol' BLK Exchange ',USE EAI: 1660 Current yield 250% Apr 22, 13 72.003 251093 18,078 71 366.250 26,370 00 8291.29 LT COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: 42,352 Ctsrent yield: 2 10% Aug 4,11 174.0O3 41 632 7,244 05 74.430 12,950 82 5,706 77 LT Aug '2,11 4.000 x2.450 169.80 74.430 297.72 127.92 LT continued next page SDNY GM 00020937 CHP7C009305654241 NP700319518S 000O2 07'6 030575004 Y122568SSOC00000 Page S of JO CONFIDENTIAL EFTA 00131557 EFTA01273764 UBS UBS Strategic Advisor July 2016 Account name: GHISLAINE MAXWELL friendly account name:In( Account number. YI Your linandd Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Equities lathing Common stock (continued) Trade date Karon of shares Purchase price Average peke pal share (I) Price per share Cost bens (S) oniul 29(8 Wlueon Jul 29(S) Unrealzed gain or Ing CO Hddng period Jan 23,13 910.000 54240 49,35863 74.430 67,731.30 18,372.67 LT Apr 22, 13 420.000 59.788 25,11 1.32 74.430 31260 60 6,149.28 LT Security total 1,508.000 54300 81,883.80 112,240.44 30,356.64 ECG RESOURCES INC Symbol: COG Exchange: NYSE EAI: 1335 Current yield 0.82% Jan 28, IS 500.000 90.411 45,205 72 81.700 40,850 00 .4,355.72 LT FORTINET INC Symbol: FTNT Exchange: OTC Jan 28, 1 S 500.000 31.942 15,971.36 34.693 17345.00 1373.64 LT Jan 30,15 250.000 29.43 I 7,357.75 34.690 8,672.50 1,314.75 LT Oct 26, 15 250.000 34.170 8,542.53 34.690 8,672.50 129.97 ST Jan 15,16 1,000.000 29.130 29,130.02 34.690 34,690 00 5,559.98 ST Security total 2,000.000 30.501 61,001 66 69,380.00 8,37834 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,613 Current yield: 2.67% Aug 4,11 191.000 36.265 6,926 77 71.890 13,730 99 6,804.22 LT Aug 12, 11 5.000 35.754 178.77 7).890 359.45 180.68 LT Jan 23,13 1,001.000 41387 41,42889 71.890 71,961.89 30,533.00 IT Apr 22, 13 464003 50187 23,333.21 71.890 33,356.96 10,023.75 LT liti 17.13 148.030 49.739 7,361.45 7).890 10,639.72 3,278.27 LT An 18, 13 73.000 49.836 3,638.07 7).893 5247.97 1.609.90 LT Security total 1,882.000 44.03I 82,867.16 135,296.98 52,429.82 JOHNSON & JOHNSON COM Symbol: .114.1 Exchange, NYSE EAI: $21 I Current yield 2.55% Apr 22, 13 66.000 84.721 5,591.64 125.230 8,265.18 2,673.54 LT MCDONALD& CORP Symbol: MCD Exchange: NYSE EAI: $3,624 Current yield: 3.03% Aug 4, 11 95.000 84.969 8,072.06 117.650 11,176 75 3.104.69 LT Aug 12, 11 3.000 85.910 257.73 117.650 352.95 95.22 LT Nov29, 12 8.000 86.456 691.65 117.650 941.20 249.55 LT Jan 23,13 555.003 93053 51,644.75 117.650 65,295.75 13,651.00 LT Apr 22.13 255.000 99318 25,32632 117.650 30,000.75 4,674.43 LT Sep 19.13 78.000 97879 7,634.63 117.650 9,17670 1,542.07 LT Sep 19, 13 22.000 97.425 2,143.36 117.650 2,588.30 444.94 LT continued next page CNP7030a305-664242 NP7000195185 00002 0716 030575004 Y1 23 568550 0~4YGM00020,Sle 6 of 10 CONFIDENTIAL EFTA_00131558 EFTA01273765 *tins UBS Strategic Advisor Account name: CHISLAINE MAXWELL Friendly account name:Indi Account number. Y I Your Financial Advisor: SCOTT STACK MANLYLE CA SKEL Your assets Equities . Common stock (continued) Ti3,J dng da" NUITbM of shares Purchase plc« Average price per shale (S) Cost basis 01 Price per share on lul 7901 \Niue on Jul 29(5) zed gain orlos e ais m Nl:idol; period Sep 79, 13 2.000 97.830 195.66 1 17.650 235.30 39.64 LT Security total 1,018.0(X) 94 269 95,966 16 119,767.70 23,801.54 NEXTERA EletRDY INC COM Symbol. NEE Exchange. NYSE EAI: 1564 Current yield 2.71% Apr 22, 13 162.003 79.757 12,92065 128.290 20,782.98 7,862.33 LT OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAI: 12,946 Current yield. 4.07% Feb 12, 14 148.003 88.811 13,144.15 74.730 11,060.04 -2.084.11 LT Feb 12, 14 117.000 88.842 10394 56 74.730 8,743.41 -1,651.15 IT Feb 12, 14 32.003 88 854 2,8413 35 74.730 2,391 36 -451.99 LT Feb 12, 14 7.000 88.710 620.97 74.730 523.11 -97.86 LT Feb 13.14 110.000 88 738 9,76120 74.730 8220.30 -1,540.93 LT Feb 13, 14 68.003 88.561 6,022.19 74.730 5,081.64 -940.55 LT Feb 13. 14 33.000 88 223 2,911 36 74.730 2,466 09 -445.27 LT Feb 13, 14 6.000 88275 529.65 74.730 448.38 -81.27 LT Feb 14, 14 334.003 91.912 30,698.86 74.730 24,95982 -5,739.04 LT Feb 18, 14 114.003 92.523 10,547 72 74.730 8,519 22 -2.028.50 LT Security total 969.003 90272 87,474.01 72,413.37 -15,060.64 PEPSICO INC Symbol. PEP Exchange NYSE EAI 13,474 Current yield. 2 76% Aug 4,11 115.0:0 63 979 7357 65 108.920 12,525.80 5,168.15 LT Aug 12, 11 3.000 63.023 189.07 108.920 326.76 137.69 LT May 16, 12 6.000 68 535 411 21 108.920 653.52 242.31 LT Oct 24, 12 1.000 68.690 68.69 108.920 108.92 40.23 LT Oct 25, 12 2.000 68 810 137.62 108.920 217.84 80.22 LT Oct 26, 12 1.000 68 890 68 89 108.920 108.92 40.03 LT Oct 31, 12 1.000 69370 69.37 108.920 108.92 39.55 LT Nov6,12 1.000 69 370 69 37 108.920 108 92 39.55 LT Nov 7, 12 1.000 69.150 69.15 108.920 10892 39.77 LT Nov8,12 2.000 69.090 138.18 108.920 217.84 79.66 IT lan 23, 13 699.000 72.166 50,444.31 108.920 76,135.08 25,690.77 LT Apr 22, 13 322.003 82251 26,484.85 108.920 35,072.24 8.587.39 LT continued next page SDNY GM 00020939 C NP7C003305654243 NV7003195185 C00O2 0716 030575004 Yi 235685500013000 Page 7 of 10 CONFIDENTIAL EFTA 0[)131559 EFTA01273766 UBS UBS Strategic Advisor i llv, YOUf assets Equities . common stock (continued) Hddng Security total PROCTER & GAMBLE CO Symbol: PG Eschange: NYSE EAI: 53,037 Oxrent yield: 3.13% Security total Total Total estimattid innaai inoomm 820,969 Account name: GHISLAINE MAXWELL Friendly account name: Inct Account number: Yl Trade date Hurrber of duin Putchase pekel *stege pace per share (S) Cent basis (S) 1,154.000 74.097 85,508.36 Aug 4,11 118.003 60.103 7,092.22 Aug 12, 11 3.000 60.896 182.69 lan 23,13 619.000 69.941 43,293.73 Apr 22, 13 286.000 81332 23,261.18 Apr 24, 13 108.000 77.762 8,398 32 1,134.000 72.512 82,228 I 4 1678.683.87 Your total assets vá ue on Jul 29 0/ Your Knandal Advisor: SCOTT STACK MAMITLE CASRIEL Nice per share Vdueon Unteaszed RoNing on lul 29(9 lu129(S) gein or kat (9) pniad 125,693.68 40,18532 85.590 10,099.62 3,007.40 Ir 85.590 256.77 74.08 LT 85.590 52,980 21 9,68648 LT 85.590 24,478.74 1,217.56 LT 85.590 9,243 72 845.40 LT 97,059 06 14,830.92 Percentage d Co« your «toont barn 1855,817.79 8177.133.92 EsImatecl onnut' inccene (S) unreszed gånor loss (1) Cash Cash and money balances 85545 0.10% aSSAS Equities Common stock 855,817.79 99.90% 678,683.87 20,969.00 177,133.92 Total 5856,673.24 100.00% 5679,539.32 520,969.00 5177,133.92 Account activity this month Date actialy Descriotion amounl (S) EM VI 235750100 1,600.00 Deposits and other funds uedited lul I5 Transfer Total deposita and other funds credited 11.600.00 Ome Acthely Deurlotion Amaril IS) Dividend and interest inoome Taxatie chwdends lul i Duidend AUTOMA11C DATA PROCE55NGINC PAIDON 72 38.16 lul 15 Eivriend OCCIDENTAI. PETROLEUM CRP PAD ON 969 726.75 lul 28 Cividend ECG RESOURCES INC PAIDON 500 83.75 Total taxable dividends Total dividend and internt income 88/886 4,848.66 0970X0005654244 W7000195:8500002 0716 030575004 vl 23568S5000MatatoconMet 8 Of 10 CONFIDENTIAL EFTA_00131560 EFTA01273767 UBS Strategic Advisor UBS My 2016 Account activity this month (continueen Account name: GH1SLAINE MAXWELL Friendly account name:Int:1w. Account number. Y1 2 Your II sandal Advisor: SCOTT STACKMANLYLE CASILEL Date AcIltny DegnPlIOn Amount IS) Jul 22 Fee Charged QUARTERLY FEE -1,593.21 Total professional management fees Fees 41.59321 DAN Athol), Cast:Irmo° *mown It/ lul I Transfer Total other funds debited -52.133.03 Other funds debited JOURNAL TO Y1 23575 GHSLANIE MAXWELL -2,133.03 Date Activity Detcrobcn Amount lt) Money balance activities inn 30 Balance forward $2,133.03 lul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/01/16 -2894.87 Jul 18 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/22/16 -1,593.21 Jul 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75 NI 29 Closing UBS Bank USA Deposit Account The UBS Bank USA Deposit Account is your primary sweep °Mon Deposit UBS BANK USA DEPOSIT ACCOUNT 2326.75 MISS.45 SDNY GM 00020941 01P7000E005664245 NV70031961136 00007 0716 030575004 7123668650000000 Page 9 of 10 CONFIDENTIAL EFTA_00 1 3 156 1 EFTA01273768 *UBS Your notes C0,1110.0=7 ,71:010,7=0,,01011 , 1350010000.1., .G.2.0 10 01 ,0 CONFIDENTIAL EFT,00131562 EFTA01273769 Important information about your statement IS Fiuncial Services Inc. (the Firm or UM Financial Strokes). is a merrber of all principal acuity, commode/ and caters exthaues. UPS Financial Semler, and CBS Bank USA re i-diect subsilories of UPS AG and *Misesof UBS Settees U.C. The Fitts Wendel statement a available upon regtest The Fitts exwaire offices re a. WS Financed Sermes 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the onk official record of pot LBS Financial Senates account. Other records, fl eet official lac dpoint/Its. contanng conflicting data should not be relied wan II you below thee is an tiler a OmiSPOn pleats report it immediately n send to the Branch Manager of the office wrung your accent. Allhoup a figures shown are Mended to be accurate. statement data taxukt not be wed fa to deposes Rely seek on yeawnd tax foss. (iv , Form 1099. 5498, 10425. etc )when Drepamg your lax return. The Finn required by law to term to the IRS all tavable dividends, nepenthe nontauble clatiotend and uxtk interest caned an saccades Feld rimy scant net sands on sae brisactioris, rd coat basis on certain covered seaside. Carallullaallaell with the Mien • Please rineordinn ay oral correreinkations in sting tofurther protect your rights. inducing your rit ender the Seo. lies Investor Protectron Act (StAl • t the finance institution cat the top left of te tad of this stens isnot CBS F natal Se eket CBS Fa-uncial Semites carries you bacons as clearing broker by arrauemmt witt the imitated institution We informed you of the rela1CM5Int, when you opened this accost h this cast your Kra and sorties tre boated a LOS financial Streets and rot the Peolacirg broker, ad you mat mew a recet of any a or omission to both firm. As described the account agreements, yOUrntis1niAl IA Of ay errors or fraud iwolang checks reflected on your starter* wenn 30 days alter It was mailed or made available. All statements shall be deemed comae* and accurate n all other respects if not objected to in wrong within 60 days • Please deed =Romer complaints or tRunes to tee Fitts C lent Restore Department at 201.352.1099 a toll.froe It 900384.9103, (c03 A.M. to 600 P.M FT Monday through Friday, or in writ -g to LES Financial Services Ix., Client Relations Depalment, P.O. Box 766 Unon Coy, NJ 07037. • In case of errors or ikenbons about an electronic fad, transfer NFU. ba parsed a UBS Vetabit card vantactions, call K0.762-1000, or write to UBS Ftencial Senices Ix., 1000 aorta 814... 6th floor. Weehawken NI 07086, AWL RIAMMA Seam. Caller wile as soon as you can, M you hit par statement a receipt is wing or if you need more Pdomati:n itocut a transfer on the statement or receipt The Firm or Card Mine (as appleable)must her from you no later than CO days after he Finn sea you tie int statement on which the OTC( or petrblem *pared. - Proide your rums rd score nurrbar (if any) - Decal:* the Seer Of the I/WSW you revere about, intl.:plain as cleat k as you cal why you believe t is an entre a way yes need more rifanutim - Pros:dethe dolor arrant et the suspected era. The Firm or Card Issuer vii h•estigate your compait and eel correct aril error promptk. For alleged sots inokring UBS Via debit cad transact irk if we take more than 10 bus Voss dam to dotes, we will04dd your accord for the EMOL•It youth:ilk is in error, to tat you wit have the use of die money during tie tine it lakes us to complete our twestignion. Please mare all checks porbla tothe Fern or the financial instrutirt bloated on he frait of this statement In addition to regular sexual fees, accounts may be project to mantenerce las, throats for late Nernst kr securities purchases and charges kr unpaid amx.res ri cash accents. Accounts that re transferred to other instistars may be subject to a frontier tee. UBS Sweep Option. LES offers options for sweeping cat banes. balances to bale deposits at UM Bak USA and LES AG Narked Match (BalsSvieep Ntrcjarra), moneymaker mutual fads Money Fends) and the InternationalDepose Accant (Myer curb:mai with n Intarutional Rexene Managernerd Account. Through the Bark Sweep Programs, cash balances an swept to LES Bank USA Lp to an estabashed Irk and then to UPS AG Stanford Branch. or a Money Fund. Deposits at LES Bark USA ae FDIC Visaed in accordance with FCK nales. For more iriormatis please vat wwwfdie Deposes a LES AG Stamford Brach ad shares of MoneyFindsare rot insured by the FDIC. Through the DA, (mailable torah balances are swept to depose &cants al UBS AG New Yak Branch and LBS AG Carimm Branch Thew deposits arena Faured by tet FCC. Minces held at the LE'S AG Cayman Brandi are tempasay reposed to the weereign lit of the Colman arch, and there is no guarantee or other obligation of UM AG to repay to Saxes while on the LES Cayman's Brach's boas. Deposal at LEG Bark USA and each UPS AG Branch are not protected by SIK. Money Fund three are protected by SIPC. See 'COS Financial Services Account Protection' below. Llp:n your request balance in the Pare Sweep Program or DA may be withdrawn and shares of a Money Furd may be lisidated, and the proceeds returned to you or your setae es acccun. Fats I-dorm/don about available sweep *Mont nekadrg curiae interest rates and yields. evadable at wskrubscordsweeprekk from your Fnamial Advert or by along KO-762-1000. UBS Financial Sendai eacum protection The Fr. r. A manta, of <en Tao< I--ecne• PlOrecirn Corporation (SIPC), which protects seoslies accantsol its mertors up to $920,000 (including VS0,003 kr dams for caste The Slit net protection limit, wan to all accost that you hold n a partieula caueity. The Fnn, together watt certainaffiliates, has abo parch/ ad itpdenlenteplOteCtiOn. The madman amount pasabb 10 at eIgiNe dire Ct CONK1ink under this preen-ion is MOO milion s of December 10, 2015. Stbrd to the poky andilons ad limitations, cash a the km isfurther protected fa up to $1.9 million n the aggregate kr all your accounts held n a paticam rewrite. A fJ copy of thepoky wading h arailebb uPon request. The SIPC protectim ad the supplemental protection both do not may to • Calm financial assets controlled by (and incladad n your account value) but held awry from LOSFinancial kenrices (e.g., certain( cash at UBS Bra Va. 60 cash at LOS AG U.S.Manthes, (4 Muerte point, including weisble annuities, and GO tares of Maud funds where such thaw se moistened died& n the name of the account holier on tie boas rd records of to applictb ass* a transfer agent), • Certain rwsb-nent contracts or inesiment interests (e.g., landed partnerships and private placements) that are rot rep's-Weed render the Securities Act of 1933; and • Commodities COntOCIS (e.g, kreign excherge and preccus metal contracts), including futures contacts ad commodity option contract The SIPC prate ten and to Sup0Writraal protecikn do not apply so these assets nen if fl yotherwise appear on yea statements. The StC protection and the seekolenental protection do not protect agar changes m market vats of your investments (whether as it result of market movement, issuer baderuptcy a otherwise) More irtonnation is amiable taxn repast. 'mums =tan more irionnation about SIPC, including the SIPC Brochre by contacting SIPC at 202-371 -83C0 or by 'elitist; the SIPC websee at smewecoap Dividend Reinvestment Program pun The lute reflected a an average puke. You may °bun the actual deice ban yor Snakier Ades' Grid *hoe shares are purchasedunder DRIP; palial thaw we by soli ad the cashwi be deposited V. your amount The civicked reinvestment price applied by the aster may offer hem the make price at whch the partial shires ae sold Cadeielieu Ray whole umts may be held n wet acau-d. If you ere entitled to a petal Ina a a result dam:Wend payment or OhinVile, the Firm well ether sell panel trait at matte price a accept an anion determined by a regiaered clearing agency, and credit yea accord. Investment objectives The a-semen objection and risk profile are spec it to each account and mei vay between year accords Nose advs. the Firm prate& in vatting ot ay scondicont change in you' I riaxial sedation or investment oil:pewees For eachaccost held, you choose oval the folbwiu insammt =Within. CONFIDENTIAL • Preen Cunene income: hveslments seeng the generation of Mom any. • Seem Opt., Appredation. Inwernents seek Pg cromh of principal rather than the gerersai:n of imam. • Produce Congnuton of incase and Capital Appreciate& trwesinents seen? both the gennecn of nccme and oreitlh of prixpal. Overall elk profiles • Cense/era.. Seeks to mantin rate pi-cipat with low risk and vobtilty to the accord ovate men if that means the accost does not generate sign it cart imam, or returns al may rot keep pace with • Moderate. Willing to accept same rid( to pircPal and tolerate some notatirty to seek higher returns, • Warsaw: Wiling to accept high Ms to pampa and hip valet lily to sea high returns owe time. • km :anent EC:oddity Conseleation: I Winter; a anion of the portfolio for that account may ixIsle canals strategic, tinted timidly and rater volatiky. Statement •houteholdier We may camordrie all related account statements with to same alless it the same enmela, e.g. because they have owners rho also maintain jord account •eel cramps well other clients a the same address. If you peter to mama mdivelual dements mailed in separate envelopes, you mad delte Mareholdng by caning pat Finance Ackaor Friendly amen name The hurt* record name is a rumen:Polo 'nickname' crown by ycLi to assist you with your fere/04ton/ h has no legalellen on your account You can change par hie d9 achOcril nanK though °riffle SevCs a by contact rg your 5i-Onoal Athoct. Account overview • Value or you actemateonYolo. Net of meets and abilaK • Asseb hekdes sold* cash balances, slues fa meted seamy lot ), and Global Tine Deposit, crfeand corks to ma-ket, andcertain assets not held the Firn. Does rot include unpriad seasitieassets at the end a the prior and arrent statement (2(410ds, or prorate iwesrments. unmated stock options and emmeable stock options • Uabiees Inducts debit balaxes. outstanding margin bans, credit lire, shot accost balances. • Cashhooney balances. Total of uninvestedastatie cash balances, plus deposit telexes at UBS Bank USA, LES AG U.S Branches ad money make mutual fund sweep bans. at the ohm of tie statement peeiod lareanrecediu free peck balances in kou' account are not segegaled torn other balances and the Fin my err ay of these lads in the ordinay ease of is businno These funds re pestle cps your darned. This total is totaled int.? anent pored closing vaiat Lending information For deterred information an the Firm's Wring mattes and daemon. refer to you Chem Rettionthip SDNY_GM_00020943 EFIA_00131563 EFTA01273770 Important information about your statement (COMIMIed) Agreement or ACCOal Agreeftertl and the General Toms red Conditions LieS Statement of Credit Practices available in Arwood; and OW/ mann a arch read comunwinerierhusret. Your assets Your statement itemizes securities ate other nuts held tithe account at the end of the staemere period. You may ask for deivelY d hay paid cantles at ay time. You May receive secunties tried as loan collateral after paying any balance eke an them. eery securities translated to he File dreg the statement penod ale listed at market vabe as of the end of the statement • Cast basts r deterrining the cost basis of the securities incbded in this statement where indicated wih the number" I, • c. Er natal Services has relied VI information eblined from sources other than US$ Financial Senices, including ithamation hem another fen a that you may tattle grovided to yea hurtled Adthsor. The Faill does not indeperchntly verify a gurentee the accuracy a vaklity of ary Wormation provided by nicer other than LESPi-uncial Sonnet h Aeolian *hough UPS Feinlet Semites gamest tezdates this alternation as il is retested, the him does not provide any assunrces drat the ithamatim coder 'Cost buis° and *Unwell:Tedder/lose is accurate as of the date of thee statement. As such please do not mkt on this nfamthion to make puthase ix sale decisions for tax purposes a otherwise. Accounts turtheed to the Firn may reflect gel/loss infarnatith only for the period al tine they are held a the firmMorehi:wriest edermation can be aided by par Fnaxial Advisor. • Unrealised gas/Iona In 'hen data emanated unwind sundown are calaiered lee Scievilial waxer/ lots. The transaction data for tithvilial lots may or my not ref lea ccmmissicns, antra security reorgalizatcn ewnts det"Zd and other reinvestment lob ad systematk purchase km are each combined to divas, cr. awraged lot Ilk 'Trade date' colan presents the crgi-ul transaction trade dale. • Callable wombs* Bonds and reelected stock that the aver cats for web redemption wit be selected taDadulla by la from among all seosein of that at held in ournme or n nontime newt for os clients Call tease nkentatien n cbtaned hem third parties and es accuracy is not guano:ad. Othen call loaves may ant which could ailed old centres Sarmatian will be provitd upon request • Certificates of &peek (CDs). CDs are FDIC nsured cp to S2 5Q000 in principal and accrued intent per depot:ear ate pee depository inabsiors n accordance with FDIC .ales. • Priothalue Prices divined f or secures and other pretests may be higher or lower than the price that )OJ would actually receive in he merle. etre are obtained from tarsus thid party sources whit, we beteve to be relabk, bit we do not garantee then accuracy. - We germak we the closes; price when sysklak a the mean of the bid ad ask prices for heed seasitin ad opecem a only bid preen for OTC searities. - Less actareb traded sectaities may be priced utry a valuation model a the moss recent proe we ebianed end may not rifled in actual melts price a value - Certain positions may appear witcut a pice ate will twee as 'rate was not avtlatae• it we are triable to olthan a mice fora wady. - Deposits a securities denominated elCUM71-00 other thin U.S dales are reflected at the 'tribe rate as of the statement date. - far certain securities rading n non-conl anew denornnations. once red quality(Iam wan) may have been adjusted to facilitate crepe vetuatith To Mien te em quotalone when available contact you Financial Advisor. • Private inonernems and arreaured products. Trivet* investment martin (ex bind caret pankipatith program and real estate imam-reit mist soothes) and structured plains are weak, highly lkuid. Cerlan anstued pastas have not been regetered with the Securities and fads age er under ay slate secure:tn. We amide estmated values for private investment ceterties and structured productsfor itharmatirul purposes enb. Atarary Com guaranteed. - These vabes may differ atetamisey ban pews, il any. at which a Pride ilmnangril thy endured product maybe bought or sold and do rot necessitib represent the vat* you mayfecese ton liquidator. - *lied party tunas of vale are as ascertain date ad an supplied to UBS Inarcith Services on a realer basis by an independere valuation firm. - bane. general panne or sponsor estimated vela,. any, are misted to **Finn by the issuer, general panne or therfor and may be calculated based an deferent information than that used by third parties to delve their eainakd values. - You can obtain additord ithormaton regardthg the methodology used to decennine the estimate d value ad the dale of the iicenucin that is the basis fa the estimate by contacting your Financial Advisor - Thirdparty 'singed vales may be reflected as 'Not priced' in several situriens: when an Idependent valuation fim has not netted vialble to flair a vain. when we become snare that a matenal event has owned that may call a mouthy reported wan no question, cre when a value would be highb speaestiee due to the nature c4 the wearily. - When neither an issuer, general partner or sponsor estimated setae nor a thed-paly estimated sake is provided the rake of the secuity Mk to deterrent Iran its pschase price. - • Dittributiens to date' may indude return of capital, income orboth. - 'Original unit size' represents the initial offering paper trill ad map not reflect yon cost bast - DIP ad wrested RES mutes are rot listed on a national securities exchange. and are gene* liquid and hen if they can besot, the prke received may be ea than the per tare estimated vale provided n the accost statement, . Resettled securities. Resthcled mantis gtheealb are not twenty eliable tor public sale. lies Financial Savior use. the metal prim d Ihe unrestricted stock of the sane issues as an noted value for the restricted stock tkrootherses of the statement orgy To the extent that resticled seorities are elabk for sale, the vale reeled may be ststanualb less than the imputed vskie town • Ed. (estimated) income. anent yields and rates An estimate of amual income is based of current tendered anal interest raters, assuring the seosites will be MU for env yes from statement dew or until maturity This wend* holster a gudolne; accuracy ad continued income are not guaranteed - Estimated annual keene and cured yield for certain types of leashes cold titbit a retun of pelletalor capital gains in stanch case the vet income (ad cures yell would be overstated. - Est/meted and income and anent yield and the aceut kart andyield rricent be lower a higher than the estimated amounts. - Annan*. of arruatzed income (dadend anther interest) divided by the current market valethaveragt balance is based an the tut dirdend or interest payment made by the issuer and n,./Ilea the seareeddeposits will be held for me year born the statement date or until mount Accuracy afl continued yield aw not suarafteed • Assets not head by LES Financial Services Cenah Whit Me rot held by the Inn and not wen the Frenrs pone-Oen or caneol. These assets a* displayed on ya.r statement for informational purposes onfy. Positions and values presented are provided by the nsu'rg fern. UBS Inancial Sereces not referable for he int omution and don not guarantee es accuracy. Thew Mani re rot protected by SliC or the Fines suddanothalSITC coverage. • Revenue shrew and adeFillanaloompetsatite. — In addition to commissions on saes and I glorl lees received n comedian with the distribution e4 mutual finds to ow dents we ri der our ASO receive revenue *Win payments from dentate, ardor advisors of the tad funds that we sell. These arnmnts are based on two &fern coreporents (i the amount of ales by UBS of a Palicular mutual fund Pamir to our clients: and Or) the asset value of aparticular mutual fund famib's shares held a the Inn — We and as allAate ako receive newt:Ming and onnba precasting fen n consideration for transfer agent services that we provide to the mutat knot These feesgenerally are pad from investor asses n the mthua I lured and are a fared dads amount based at the natter of accounts at the brokerrelealer holing mutual hard al that fund fa-nify CONFIDENTIAL — n addaion to cornmesists received n connection with the sale or dethbution d arruty contracts and iret investment but snits low clients, we andce our affeak mew reserve sharing compensation from many of the instance companies Widerteling the amity Cantatas, aft/taus c4 the imurana conthanies or thence; of tnt ienvemmt outs we deed: rate - Our affiliates also receive trading comenesbns ad other compensationRan ennui kit and Munro companies whose products we derlase. - We receive an anal he from UBS Bat USA at IBS AG Stanford Branch ditto $25 per accord sweeping so the bares under the UBS Bank Sweep Program. Adivity thicemakthregardngcommksiths and otter chases lasted n connection with the exeunt(' of trades, ihckatg option transactions has been incbctd orm anf entikerif prewousb fuernhed to you. and will be proecled to you prereptlyon repast Short selling H you are engaged in short seleg a security, you mar its a charge doe to careen banoweg costs for that pankulleseucy. Open orders Regarding open or • gacchtilkancelled' orders that were not executedbythe statement date, open buy and sell step orders are reduced by the ram or dividends or rig-its cn an ex-dividends a ex-erfrds date unless thetnxted otherwise by p.a. You are responsbk for orders tat are executed des to yon failure to cancel wasting open orders. Priem To <bun a copy of or current Client Privacy Wake. pleat caret was FrunualAchisce or vest our retinae at ttaaw 0St rrvenfitinne,fer IBS Fnaucid Serkes is rota bank The MIA, Business Services Account 854 and IRMA are tedurage accounts which provide access so banking services and products thew* arengenerits with situated baths and other thin:earty banes. ami provides Jewett, retrace and amity products heard by unaffiliatedthird-patty Sweat, ccmpames through eaurame agency subsdianes of UBS Financial Services Inc. Imostrant erma-ce. and athuily products, Not MC insured • No bank guaantew May bse wan RUA. Resource M aribreft Arm O1, Business Services Account BSA lahlA and intonational Resource Management Accost am registered senate marks of UBS Friancid Services lc. Visa Signature is a regainedWeft mask Oleic. Imematithat IBS Yu Segura cede cards and UBS Visa debt cards am issued by UBS Bat LEA with Permssion from Visa U SA Incorporated. UM Pinata' Swine Inc Rev. 201604 SDNY_GM_00020944 EFTA_00 1 31564 EFTA01273771 *UBS U8S Femodal Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 chnoo5633,3070316 Y1 0 Account name GHiStANE MAXVVEU. Friendly account nam Account number. Your ei nandal Advisor. SCOTT STACKIAP4LYLE CM Pr,,,,rie Et Questions about your statement? Call foar v RMA Res, account (" Value of your account UBS Strategic Advisor August 2016 GN1SLAINE MAXWELL P.O. BOX 308 TEANECK N107666-0308 on July 29(31 on August 31 (3) Your aSSelS 856,673.24 856,944.22 lisit our website: Your liabilities 0.00 0.00 Value of your account 3856,673.24 5856,944.22 Tracking the value of your account S the u;ans 7 ,721 ? Crc 2015 Jul 2016 Dec 2014 Aug 2016 Sources of your account growth during 2016 Value of your account at year end 2015 6756.007.41 Net deposits end withdraNals -339257.17 WAS MeStineet return. MO:lendand interest income 114,357.40 Change n marketVat* 483,836 58 Value of your account on Aug 31.2016 $1166.944.22 SDNY GM 00020945 Member SIPC CNII0o03005633E07Nel003197t9eCOCo2 MI6 030575004 YU:35685500000C° Page 1 of 10 CONFIDENTIAL EFTA_00131565 EFTA01273772 $UBS UBS Strategic Advisor August 2016 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 1,347.33 0.16% B Cash alternatives 0.00 0.00% C Equities 855,596.89 99.84% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $856,944.22 $856,944.22 100.00% Account name: GHISLAINE MAXWELL Friendly account name:Indi Account number Y1 Your current asset allocation Eye on the markets Index Your K sandal Advisor- SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances, UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% Percentage change August 2016 Year to date 0.14% 7.82% 0.26% 8.01% 0.08% 0.92% -0.11% 5.86% CNP70003005633838NP700019719800tX12 08l6 0305750N Y1235685.5004fflpiyGm00020ese 2 of 10 CONFIDENTIAL EFTA_00131566 EFTA01273773 UBS UBS Strategic Advisor 2C14 Change in the value of your account August 2016 (5, Year to date IS) Opening account value $856,673.24 $798,007.41 Deposits, including investments transferred in 0.00 34,110.00 Withcfrawals and fees, including investments transferred out -1,758.81 -73,367.17 Dividend and interest income 2,250.69 14,357.40 Change in market value -220.90 83,836.58 Closing account value 4856,944.22 $856,944.22 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Account number. Y1 Dividend and interest income earned TO' Purposes of 'NS statement, (Jab 'ity of interest den] dedena 'Nome bd. been determined (Km a US tar reporting perspedive. Breed upon the residence of the account holder, account type, or prolud twe, some interest ardor dvidend payments map not be subject to United States (US) ands Puerto Rico (RR) income tarts. The (tent monthv statement is not Intended 10 be used and ramp, tie ream uptin for tai purposes. Clients should refer to the appictile tar reporting forms they recent. Iran 185 annualy, such as the TOMS 1099 and the PCanS 480, for laic rePOI1m9 information. IS the practice of 1185 to file the abpitcatle tar tenoning forms with the US internd Revenue Sew< and PR Treasury Denatement and in such forms accurately a35ry dwdenct arca ot interest as tar exempt or tattle income. Mese consult abut indvdual tax Plenary August 2016(4) Year to date IS) Taxable dividends 2,250.69 14,357 26 Taxable interest 0.00 0.14 Total current year $2,250.69 $14,357.40 Total dividend & interest $2,250.69 $14,357.40 Summary of gains and losses Values mooned below exclude products for which gam and lOises are not daSSIfied Realized gains and losses Unrealized August 2016(5) Yea, to date (1.) gains and bsse5 (5) Short term 0.00 0.00 7,502.45 Long term 0.00 -790.56 169,410.57 Total $0.00 -$790.56 $176,913.02 Your finandal Athriatert SCOTT STACK MANLYLE CASRIEL Cash activity summary See Account enmity the month tot dela Is Balances In your Sweep Options are indud•din the opening and closing balances eau.. FDIC insurance applies only to deposits a u8S Bank USA, not to deposits at u8S AG. Stamford Branch or bank deposits placedthrough the urrs intemaiorui Dew., Account pfcgram sir< rxotedion applies to money market sweep fund hddings but nal bank deposits. Seeimporcenr inbrmahon about your statement on the last two pages cr this document Tor eklale AuguSt 2016 IS) Year to date (S) Opening balances Addkions Deposits and other funds credited $855.45 0.00 $92.72 34,110.00 Dividend and interest income 2,250.69 14,357.40 Proceeds from investment transactions 0.00 56,154.38 Total additions Subtractions Professional management fees and related services $2,250.69 0.00 $104,621.78 -4,137.15 Other funds debited -1,758.81 -x9,230.02 Funds withdrawn for investments bought o oo -30,00doo Total subtractrons -$1,758.81 -$103,367.17 Net cash flow Closing balances $491.68 $1,254.61 $1,347.33 $1,347.33 SONY GM 00020947 CeiP7050030563380904PT000197198 03032 0816 030575004 Y123568550000000 CONFIDENTIAL Page 3 of 10 EFTA_00131567 EFTA01273774 *UBS UBS Strategic Advisor August 2016 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 4 Opening UBS Bank USA Deposit balance Jul 8 138.16 Closing UBS Bank USA Deposit balance Aug 4 $0.00 Number of days in interest period 28 Average daily balance 4666.61 Interest earned 40 .00 Annual percentage yield earned 0.00% Account name: r Friendly account name: i Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in imponant infomation about your sratemenr at the end of this document Your return objective: Capital apprecetion Your risk profile: Primary • Aggressive Investment eltg ibthty consoleratton None selected Your account instructions • Yew account cost basis default closing method is FIFO, First In, First Out. Your Finandul Advisor: SCOTT STACK MANLYLE CASRIEL 2 CtIP7C00800S6338I 0 NPVC0I97I98 C0002 0BI6 030575004 Y123568550 C0NNWGM00020eilte 4 of 10 CONFIDENTIAL EFTA_00131568 EFTA01273775 UBS Strategic Advisor UBS AugUSt 2016 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Some pnces, income and current vaues Shdern may [kepi:iodinate. ASS result. OM «rdlOsses May nos be accurately reflected. See Mtportant infosatab0n Stout your statement a the end 01 the dacumeM fos more informanon. Cash Cash and money balances Cash and money balances mai include avalaolec,%h balances, U85 Bank USA deposit account balances, UBS AG StaTiOtO Branch depoet account balances and money market mutual lund sweep balances. UBS flank USA deposit accounl balances are insured by the FM vat h n applicable limits, bul are not protected by SiPC u85 AG Stanford Branch deposit account balances an not insured by FDIC and are not protected by SIFC Money market sweepbalances are protected by SEC but a* not insured by the FDIC. See the rmportant information about your statement x the end of this document for details about those balances. ncldng le5 BANK USA CEP ACCT °peeing balance Closing Maste ente per share Average on Aug 1 a/ on Aug 31 (I) on Aug 31 Cl) tab Dtddencl Interest period Your PI modal Advisor: SCOTT STACK MANLYLE CASRIEL 04111 WI peflOCI C./prowl (I) Equities Common stock Hddng AECOM Symbol: ACM Exchange: NYSE trade date Security tots AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 4153 Current yield 2.37% 8tACK ROCK INC Symbol BLK Exchange WSE EAI: 1660 Current yield 2 46% Apr 22.13 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: 12,352 Ctxrent yield 2.10% Jan 28, 15 Jan 30, 15 Apr 22, 13 Aug 4,11 Aug 12, 11 855.45 iamb« of shares 1347.33 Purchase pricer Average price price per share per shale (S) COS, basis (I) mAug 31 (51 Value on Aug 31 (S) 250.000.00 Unrealized ez(Z period Holtnj gain oro ers 500.030 26.619 13,309.95 30.830 15,415_00 2,105.05 LT 100 000 25.532 2,553 24 30.830 3,083 00 529.76 LT 600.003 26_439 15,863.19 I 8,498 00 1634.81 72.000 56.870 4,094.67 89.810 6,466.32 2-371.65 LT 72.000 251 093 18,07871 372.810 26,842.32 8,763.61 LT 174 COO AI 632 7,244 05 74.340 12,935 16 5,691 11 LT 4.000 42.450 169 80 74.340 297.36 127.56 LT continued next page SDNY GM 00020949 C NP703033056338I 1 NP7003197I98 00802 MI6 030575004 Y123568550000000 Page S of 10 CONFIDENTIAL EFTA_00131569 EFTA01273776 SUBS UBS Strategic Advisor August 201 6 Your assets . Equities . Common stock (continued) Hddng Trade date Witt. of shares Purchase pricel Awing' price per sham (S) Cost bask (S) Price pet share an Aug 31 (1.) Velueon Aug 3% (t) Unreal:egg gain or loss (I) Hddng penal Jan 23,13 910.000 54 240 49,358.63 74.340 67,649.40 18290.77 LT Apr 22, 13 420.000 59.788 25,111 32 74.340 31222 80 6,111.48 LT Security totd 1,508.000 54300 81,883.80 112,104.72 30220.92 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 1335 Current yield 0.76% Jan 28, 1 S 500.000 90.411 45,205 72 88.490 44,245 00 -960.72 LT FORTINET INC Symbol: FINT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 36.140 18,070.00 2,09864 LT Jan 30,15 250.000 29.431 7,357.75 36.140 9,035.00 1,677.25 LT Oct 26, 15 250.000 34.170 8,542.53 36.140 9,035.00 492.47 ST Jan 15,16 1,000.000 29.130 29,130 02 36.140 36,140 00 7,009.98 ST Security total 2,000.000 30.501 61,00166 72,280.00 11,278.34 GELAL MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,613 Current yield: 2.71% Aug 4, 11 191.000 36265 6,926 77 70.820 13,526 62 6,599.85 LT Aug 12, 11 5.000 35.754 178.77 70.820 354.10 175.33 LT Jan 23,13 1,001.033 41387 41.428 89 70.820 70,890.82 29.461.93 LT Apr 22. 13 464.000 50287 23,333.21 70.820 32,860.48 9,527.27 LT lux 17.13 148.000 49.739 7,361.45 70.820 10,481.36 3,119.91 LT Jun 18.13 73.000 49)336 3.638.07 70.820 5,169 86 1,531.79 LT Security total 1,882.000 44.031 82,867.16 133,283.24 50,416.08 JOHNSON & JOHNSON COM Symbol: .liel Exchange: NYSE EAI: $21 I Current yield 2.68% Apr 22, 13 66.000 84.721 5,591.64 119.340 7,876.44 2,284.80 LT MCDONALD& CORP Symbol: MCD Exchange: NYSE EAI: 13.624 Current yield: 3.08% Aug 4,11 95.000 84.969 8,072.06 115.660 10,987.70 2,915.64 LT Aug 12, 11 3.000 85.910 257.73 115.660 346.98 89.25 LT Nov 29. 12 8.000 86456 691.65 115.660 925.28 233.63 LT Jan 23,13 555.003 93.053 51,644.75 115.660 64,191.30 12,546.55 LT Apr 22. 13 255.000 99318 25,326.32 115.660 29,493.30 4,16698 LT Sep 19, 13 78.000 97879 7,634.63 115.660 9.021.48 1,386.85 LT Sep 19, 13 22.000 97.425 2,143.36 115.660 2,544.52 401.16 LT Account name: friendly account name,: Account number. GHISLA1NE MAXWELL Your 15 oandd Advisor: SCOTT STACK MANYLYLE CASRIEL continued next page CHP70810005-633812NP70C0197198 00002 MI6 030575004 Yt 23560s5oco~wGM00020%lie 6 of 10 CONFIDENTIAL EFTA_00 1 3 1570 EFTA01273777 UBS Strategic Advisor sUBS August 2016 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your N sandal Advisor: SCOTT STACKMANYLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date NuMaer of shares Purchase price Average price Price per share Value on Unredlied Hddng per shape (I) Cost basis ($1 an Aug 31 (I) 44931 (I) gains loss (1) period Sep 19, 13 2.000 97.830 195.66 115.660 231.32 35.66 LT Security iota) 1618.000 94269 95,9661 6 117,741 88 21)75.72 NEXTEIRA ENERGY INC COM Symbol. NU Exchange NYSE EAI: $564 Current yield 2.88% Apr 22, 13 162.000 79.757 12,920.65 120.940 19,592.28 6,671.63 LT OCCIDENTAL PETROLEUM CRP Symbol: OxY Exchange: NYSE EAI: 12,946 Current yield: 3.96% Feb 12, 14 148.000 88.811 13,144.15 76.850 11,373.80 -1,770.35 LT Feb 12, 14 117.000 88.842 10394.56 76.850 8,991.45 -1,403.11 LT Feb 12, 14 32.000 88.854 2,843.35 76.850 2,459.20 •384.15 LT Feb 12. 14 7.000 88.710 620.97 76.850 537.95 -83.02 LT Feb 13. 14 110.000 88.738 9,761.20 76.850 8,453.50 -1,307.70 LT Feb 13, 14 68.000 88.561 6,022.19 76.850 5,225.80 -796.39 LT Feb 13. 14 33.000 88223 2,911.36 76.850 2.536.05 -375.31 LT Feb 13, 14 6.000 88/75 529.65 76.850 461.10 -6655 LT Feb 14, 14 334.000 91.912 30,698.86 76.850 25,667.90 -5,030.95 LT Feb 18. 14 114.000 92.523 10,547.72 76.850 8,760.90 -1,786.82 LT Security total 969.000 90272 87,474.01 74,467.65 -13,006.36 PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 43,474 Current yield: 2.82% Aug 4, 11 115.000 63.979 7357.65 106.750 12276.25 4,918.60 LT Aug 12, 11 3.000 63.023 189.07 106.750 320.25 131.18 LT May 16, 12 6.000 68.535 411.21 106.750 640.50 229.29 LT Oct 24, 12 1.000 68.690 68.69 106.750 106.75 38.06 LT Oct 25. 12 2.000 68.810 137.62 106.750 21850 75.88 LT Oct 26. 12 1.000 68.890 68.89 106.750 106.75 37.86 LT Oct 31, 12 1.000 69370 69.37 106.750 106.75 37.38 LT Nov6.12 1.000 69 370 69.37 106.750 106.75 37.38 LT Nay 7, 12 1.000 69.150 69.15 106.750 106.75 37.60 LT Nov8, 12 2.000 69.090 138.18 106.750 213.50 75.32 LT Jan 23,13 699.000 72.166 50,444.31 106.750 74,618.25 24,173.94 LT Apr 22. 13 322.000 82251 26,484.85 106.750 34373.50 7,888.65 LT continued next page SONY GM 00020951 CNP7C009305633813 NP7000197198 C0002 0016 030575004 Y123568550000000 Page 7 of 10 CONFIDENTIAL EFTA 00131571 EFTA01273778 T UBS Strategic Advisor Aurluct 2016 Account name: GHISLAINE MAXWELL Friendly account name. Account number: Your Nnanciii Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase OW Track Kilter Average price Pince per share Vdue on unrealized licking Itching date of them per than (S) ant Gds (1) en Aug 31 (I) Aug 31 (S) gain ot loss (S) period Security total 1,154.000 74.097 85,508.36 123,189.50 37,681.14 PROCTER 8/GASA3LE CO Symbol: PG Eschange: NYSE EAT 43,037 CLerent yield: 3.07% Aug 4,11 118.000 60.103 7,092.22 87.310 10,302.58 3,210.36 LT Aug 12, 11 3.000 60.896 182.69 87.310 261.93 79.24 LT Jan 23,13 619.000 69.941 43,293.73 87.310 54,044 89 10,751.16 LT Apr 22, 13 286.000 81332 23,261 18 87.310 24,970.66 1,709.48 LT Apr 24, 13 108.000 77.762 8,398 32 87.310 9,429.48 1,031.16 LT Secwity IOLA 1,134.000 72.512 82,228 I 4 99,009.54 16,781.40 Total $678,683.87 1855.59629 5176,913.02 Total estimated annual income: 520,969 Your total assets Pexentage or Cost Estimated unrealized value on Aug 31 (S) your ex count basis (s) annual incense (S) grin or loss CO Cash Cash and money balances 1,34733 0.16% 1,34733 Equities Common stook 855,596.89 99.84% 678,683.87 20,969.00 176,913.02 Total 3856,944.22 100.00% $680,031.20 $20,969.00 $176,913.02 Account activity this month Date Aclisily Descrtition Amount (5) Dividend and interestinoorne Taxable dnadends Aug 1 Dvidend GENL MILLS INC PAID ON 1882 903.36 Aug 15 Dvidend COLGATE PALMOLIVE CO PAID ON 1508 588.12 Aug 15 Dvidend PROCTER S. GAMBLE CO PAID ON 1134 759.21 Total taxable dividends Total dividend and interest income 12250.69 $2,250.69 Date *chitty oescepoon Aug 2 Transfer JOURNAL TO VI 23575 GHSLANE MAXWELL Total other fi nds debitrd 41.758.81 Amount (5) -1,758.81 Other funds debited CNP7000300S63381 4 W7000197'98 00002 MI6 C130575004 `(12356855000%ffiyGit 0002~8 01 10 CONFIDENTIAL EFTA_00131572 EFTA01273779 (SUBS UBS Strategic Advisor August 2016 Account activity this month (COntrUed) Date Money balance activities hil29 Balance forward filiSSAS Aug 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 903.36 Attnity Account name: friendly account n Account number. Your rinandal Advisor: SCOTT STACK MANY LYLE CASRIEL otsoption Amount (4) Aug 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08102/16 -1,75831 Aug 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,347.33 Aug 31 Closing U.S leak USA Deposit Account $134733 me 095 Bank USA Deposit Account Is your primly sweep cotion SONY GM 00020953 CNIMOCE005633015NPTOCOI97I90 00002 OBI6 030575004 '023568550000000 Page 9 of 10 CONFIDENTIAL EFTA 00131573 EFTA01273780 ,tuBS Your notes ""="====" 00411,Gmoao2DION ,0 0' '0 CONFIDENTIAL EFIA_OU131574 EFTA01273781 Important information about your statement U3S Financial Services Pc. (the Firm or UM Finarcial Serekes), is a mortise of all principal acuity, ccmrroday and options 'whelps. UBS Financial Semler, and LES Bak USA re i-died subsilenes of UPS AG and *likesof U3S Semites U.C. The Fakes I refloat statement e available upon regcest The Font extoonee /Mks re a. 1.135 Finapol Simms Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official read of pox U3S Fhancial Senates account. Other records, esept office ter imminent,. contanng @allyingdata should not be relied man II you bathe thee is an enor a OmO9On please report it immediately n wring to the Brands Manager of the office serving your accost. Altectein a tiger.' shown are Mended to be accurate, statement tea should not be wed fa to proposes Rely seletr on yerand tax forins. fie , Form 1099. 5498, 10425. etc ) when prepamg your lax return. The Filet s requiredby law to repot to the IRS all hirable dividends, reportakie nontaxable directed and meek Merest cried on societies held rimy amant, nee steeds on see breactire, aid cost basian certain covered Czenlinsliaalkall with the Finn • Please rscoreinn ant oral corrrrunkations in wring tofurther protect your rights. inducing your hit lett the Secintin Investor Protection Ad (SPAT • II thefinance eatitution on the top let of die toed of this statement isnot CBS F twice Street CBS Fhancial &mien carries yea =cut as clearing broker by arra-gement with the rdcated insiation We informed yiw of this relate:115k, when you opened this accost h the cast your kra and stories tre boated a LOS financial Series and rot the iscdx eg broker, ad you nut made a reperi of any ear or omission to bode firm. As described in the account agreements, you must natty OS Of a errors or fraud rwobtry chedcs reflected on your staterrert *Ail 30 cbys alter t was mailed or made available. Alinements shall be deemed complete and accurate n all other mush if not elected a in wring wthin 60 days • Please dkect ouRomer complaints or Ogihes to to Fein's C lent Rebook Depatnee at 201.352.1099 a toll-free r. 900354.9103, 8:03 A.M. to 6 AO P.M FT Monday through Frday, or in voiti-g to LES Financial Services lax., Client Relations Department, P.O. Box 766 Unon Coy, NJ 07037. • In case of errors Or gallon about a, electronic knob transfer (EFT). ba parked a UBS VoAdebit card transactions, call 9:G762-100ft a write to UBS Financial Senices IN., 1000 Harbor 814, 6th floor. Vitrehanhers NI O70B6, Attris RIAMESA Sakes. Caller wee as soon as you can, 4 you tee par staterrert a receipt is wrong or if you need more Pecemation AA a transfer on the statement or receipt The Firm or Card lister (as applicable) must her from you no later than CO days slier Ine Fein sea yOu the list stateneed on which the era Or problem aFpeated. - Fri:ideyour name ad scorn number Gif eery) - Dew& the error or the trandef you revere about, and *Alain as clay as you cal why you believe t is Amer a why you need more nfamaten. - km:dethe doer arrant d the suspected ant. The Firm or Card Issuer vii haestaame put compdatt and wet correct thy error promptly. For alleged mots reeking UBS USAdebit sad tramad irk if we take mom that 10 bus i-ess days to der this, we willcredit yon accord for the snood youthiik is in error, to tat you will have the use of the money turn tie tine it takes us to complete our nostigaion. Please mice all checks payek to the Fan or the financial instanter reloated on he than of the lb/Anent In addition to regular accost fees, accounts may be abject to maintenarce Ins, changes for the pane kr securities purchases and charges kr unpaid arose n cash accents. Accents that at tranSferred to other instiatcns may be subject to a transfer fee UBS Sweep Opeions LE5 offers options for meshy cash bine,. balances to bat deposits at UM Bask USA and LES AG Stanford trench (Ba-k Sweep Procjarre), moneymaker mutual Lads Money Find) Adthe International 0eposa Amore (DA)la c warners with an Intarutional Rexene Llanarrmird Account. Though the Bak Steep Programs, cash balances re swept to LES Bank USA tp to an estabished knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposes at (.26 Bank USA av FDIC hared in accorda-ce with FCC nibs. Format Mormation please *sit wwwfdic Deposes at LEG AG StamfordBra& ad shares of MoneyArdsare rot insured by the FDIC. Through tie DA, (mailable to cash balances are swipe to depose &mints at UBS AG New Yak Drench and LE6 AG Cayman Eranch hew deposits arena toured by the FCC. Balances held at the UDS AG Cayman Brandi are temposay reposed to the sovereign Irk of the Cayman ida-dc, and there is no guarantee or other obkgation of UBS AG to renal ft* Saxes bthIP al the 1.65 Cayman's Brach's books. Deposita at LEG Bak USA and each UPS AG Branch are not protected by SIK. Money Fund sham are protected by SIPC. See 'LOS Financial &entices Account Protection' below. Uponyour request balances in the Bank Sweep Program or DA may be vethdrawn and shares of a (stoneyFundmay be lisidated, and the proceeds returned to you or your sapiens accord. Fair I-dorm/ton about available sweep cetera ncladeg wren Merest rates and kids, 5 available at wmvubsconlsweepykka from your Fnaxial Advisor or by along KO-762-1000. UN Financial Services amount protection The Fr-rh roe rro-rhorcF the Teo Tao< I•reonor britartron Corporation (WC), which protects SW-real traa-MS of its members up to $900,000 (including S250,0001a dams for twit The Slit asset protection limes ;Pet to all amoses that you had h a partioult cmacity. The Fero, together %A certain aft iliates, has also parch/AS appenentelplOteCtiOn. The thiamin amount pa/able 10 at Spike hens, f nada* uncle this erasion is ZOO (nation a of Decent*, to, 201S. Stbrot to the poky medians ad limitations, cash a the km is further protected fa up to $1.9 milbn n the aggegae kr all your accounts held n apse:Wm capacity. A foe copy of thepoky *wing is sailebb t*on request. The Slit protection and the suppkmental protection both do not may to • CAS financial assets controlled by (and nclued n your account value) but held away from WSFine-6i Services (e.g., certain 6) cash at UBS Bark USA, 60 cash at Les AG U.S.banrhes, (4 Muratae peace including variable annuities and 60 three of mutual funds where such shoes re registered dusty n the name of the account holder on tie becks rd records of the applici* aster a tracer agen0. • Certain nwstrnent contracts or Ammo* interests (e.g.. linseed partnerships end private placements) that an roc regitered ceder tie Seturkiee Act of 1933; and • Commodities arrays (e.g, kreign Aline and meowsmetal contracts), incluirg futures contacts ad commie, option contracts. The SIPC protect On and the suparnerdal protection do not apply to these assets then if fl y otherwise appear on you statements. The SPC protection aid the bPekerrental protection d, not protect against changes n the market vale of no inurement> (whether as result of market movement, issue ba-kruptcy a othenoke) More irtonnaten is rabble taxn request. roomy, °Man more informationabout SIK, ricluding the SIPC Botha by canting SIPC at 202-371 -83C0 or by Seek the SIPC swbae ar smeisatin Dividend Reimestment Program (DRIP) The prir reflected is an astray price. You may °Nan the shoal price tran your Fe-waist Advixr.Ory whole shares re purchased under DPW; partial shoes will be sold ad the cash wi be deposited it your ascot The decked reinvestment price applied by the dear may • efer from the make price at which the partial tires re sold Cadttritrlieu any whole urns may be heed in gar aomult. If you A entitled to a petal unit a a nesult a a *hided payment or cthenvise, the Firm well either ell panel crthat market price a accept an /mord determined by a regiaered cleati-g agency, rd credit yes accord. Investment objectives The invesimere objection and risk profile are spec it to each account and may vay between you accords Please advise the Firm monody in voting of ay kg-Scant change into" I menial Nekton or investment obechves For eachaccost held you choose one of the tabwing inseams thistiss. CONFIDENTIAL • Prods. Cunene income: hvestmentS seeng the generation of Mom> orstr. • Aches Cape., apennlanon. Investments seeing yeah of principal rather than the gerersann of 'mane. • Produce Congnutian al wane Capital Appreoaton. Ivesinints seen) both the genteaton of inc ad growthof prikke Overall risk profiles • ConstwA*. Seeks to mantan nta prixipal, with low risk and solidity to the accord ovate then if that means the accost does not generate signIICart 'ream or returns rd may rot keep pace with inflation. • Moderate. Willing to accept some ride to simnel and tolerate some sobriety to seek higher returns, • Aggresse: Wiling to accept high idc to pnncpi and high volat lily to seek high returns oar tine. • ba • %anent Elgin* Cootideration:f selected, a PCniOn of the porHole f or that account may existe complex strategic, linked liquidly and rater volatiky. Statement •houreholdier We may concede.* a related *count statements with the sane Aims in the same enmetve, e.g. because they have owners who also maistan OM account read coshes Nth other dents a the same address* you reefer to went inclaidual **mimes mailed n separate erivelOPet you may delne hor,eholing by citing par Finetsal Acheot Friendly awned name The Fiore* aocu-4 name is a custom:ale nicknemo' chosen by you to assist you with your recombeeen0 has no legal effect on yOur account You can change par triend9 *cover names. through °riffle Services a by connote-9 your Fn,noal Athisor. Account overview • Value of you accantkon(olo. Net of *sets and leans • A 33e hcbdes soli* cash balances, *Sues fa restricted warty lot ), and Global Tire Depose, coreazed marks to ma-ket, and certah assets not held by the Fim. Does rat include repriced sectritie assets at the end a the prior and curent statement periods, or preme ikon:Dena aliened stock options and earceeble stook options • Othades. Includes debit balances. aitstanling margin bans, credit lie, short accord balances. • C.Weoney balances. Total of unimested available cash balances, plus depose telexes at UB5 Bank USA, U35 AG U.S Branches ad matey make mutual fund sweep bins, at the axe of tie Oa :errant period Non-cairn:6k free trek balances in goo amount are not segegaed torn other balances and the Fim may sae any of these finds it the ordnay course of es b ains, These funds re pestle t your downed. Ike total is ticketed in de arrant period closing vain Lenin() risme** Fa (Sealed information on the firm's feeding pretties and steamy.* refer to your Client Rthtioniiip SDNY_GM_00020955 EFTA 00131575 EFTA01273782 Important information about your statement (POIlthlUed) batmen, or ACCOLII Agreerrenl and the General Tams ad Conditions U3S Statesmen of Credit Practices available in Agreement indeed:sures at may tin ramlatervonntrimo met Yew masts Your gatemem itemises mains end other assets hell h the award at the end of to natemers period. You may ark for delve, of fully paid seoxiies al anytime. You may receive securities used as loin collateral after paying any balaxe d* an them. Any securities translated to tie Firm cased the Italerrent period ate Mode market value as of the ends the sterner* period. • Cost base. In determine the cost basis of the securities incbded in this staternent, where indicated wits the number " l, • WS F name Services has relied al information obi/Med from sources other than LES Fi-ancial Semites. including information from another dim a that ?SUM* toVegrovided to you Finaxial Arbiter. The Film does not indeperantly verty game* the /costar, a vakIhy of x inform tion provided by Wen Other than LES Fa-uncial Senses, adoltion although UPSChanel Serrices gonerafit sedates ft nformation as it is retested, the him does not provide any assurteces that Inv seder 'Cod bate and *Unwind gen lose is accurate as of the date of the statement. As such please dorot ref on this nkernetion to make pahme or sale decissonh for tax imposes a otherwise. Accounts undered to tie Fen may reflect gal loss Marne:on only for the period el tine they are held a Use Fim More Nankai Plcematim cube aokkd by you- Fnaxial Advisor. • Unnalind gas/Iowa %teen data s awilabk, oninated awaked sundown re alai-Mod la hofevdtal set" lots. The transition data for bit mayor may not ref kct ommisions, d andssecurity reorganization events ti= ands d and other reinvestment lots ad systematk pachase lots are each combined to display at awraged lot The 'Tuck date' totempresentsthe *anal transaction trade date. • Callable securities Bonds and petered stock that the ismer cats for eery rodenplon will be selected rya-tole by lot Iran among all sonnies of that 6sue held is our newer in tombsee rime for as cents. Call tease Manution is obtaned from third patties and its accuracy is not garanteed. Other call eases may amt whith taut allect mkt amdete iternatim MO be provited upon request • Certificates of deposit COX. CDs are FDIC rated Lea to 1233,W0 is principal and /fatted Merest per depositor ad per depository inoituiork is accordance wefts FDIC nabs • Priothalue Prces displayed f or attunes and other pectins may be higher or lower than the price that you would actually receive in to meet his se obtained from various staid party sources white we Meese to be reloble, but we do not garastee that accuray. - We germane use to clone; price when svelte a the mean of the bid and ask prices kr listed swine; rid optima a only bd prices for OTC searlies. - Less 3Ctirei traded certain., may be priced usig a valuation model a the moss recent prce eve detained rid may not reeled in actual make price a van - Certan positions may apex wit out a price and will tow as vice was nol avatlide• it we me unable to obtain a price lot a wady. - Deposits a securities denominated n CUITIrCin *tier thin U.S Mims aw reflected at the (whence rate as of the statement date. - for certain secedes rading n non-cod ormrig denornnetionk puce and quantity (face sake) may hew been Whined to facilitate raper valuation To obtain carom omens. when availably. contact Frai-cei adencr • Private invesUnorIla and ',murmured endues. motto rroolmert war lin (rho bin) (*red participation program and real mute investment tat sooting and struclaed proixts are gmeralb highly Shard. Celan stactued predicts have not been registered with the Securities and Exch Commssian or undo' my state secuntileXtva. We Provide egmated stakes for pink. investment searites ad Wu-lured products for PrIcematiorol purposes any. !starer) snot gmanteed. - These vases may differ Mosta-60y from prices, il any. at which a Prisee Mennen ritY structured product maybe bought or sold and do rot necessaii represent the vax you mayrenew spat licmidatim - Third party *emotes of vale are es al a amain date and an supplied to UBS Fnaxial Services on a reglar basis by an independers saltation firm. - ham general Danner or sponsor estimated rem if ark are suglied to the Fm by the issuer, general panne or wawa and my be cakulated bawd co deferent information frow tat used by third pities to derive ter 'negated values. - You can obtain additord normation regarded the metemblogy used to determine the estimate d value and the dale of U. itemise:n0m is the basis kr the estimate by contattig your Financial Advoor - Third party 'singed sates may be reelected as 'Not paced' in several situations: when an Idoom:lent valuation Inn has not tented a it arallo to assir a Yam Mtn we become mare that a matenal meet has marred that may call a peseaudy reported vat* into question. er when a value would be highk specula:se due to tie nature c4 the murky. - When nester n Mum general partner or sponsor estimated value nor a thed-paly estimated yak* is wooded the vale ce the searywiP be dinerent Iran its paha* price. - • De:tribune°, to date ma/include ram of capita ncome orboth. - 'Original unit size' represents tie reel offering price per Ana ad may not reflect aots tort bast - OOP ad unlisted RUT mutes se not listed on a national securities exchanges and am genet* liquid and ewes a they can besot, to prn received may be IOU than the pee More estimated vela provided n the mord siaterreent . Restricted securities flestrcted sautes generalk re nal curienfit egble kit public tale. UB Finamal Sevacec use. the make priced the unrestricted nod of U. sane issuer as an inputed value for the restricted stock dwougases Mtn; statement onM To the extent teat resigned sea:ties are elgbb to sale, the vale rmeised may be tbstanualh less than the imposed vake town • Est festinated) incense. anent yields and rates. M estimate of ensue income 6 based en f Wel dedend ad interest rates, asstmmg tee seosites will be hed for are year from statement date or ustil maturity This intimate inanG a gudolne; accuracy and continued income are not gu warned - Estimated areal Mane aid anent yield fa certain types of noshes could ricksie a return of primedor capital gait is which case the est income (a -downed yield would be overstated, - Estimated areal income and omen yield and tie actual Mon* aidyield meg* be lower°, higher than the estimated mounts. - Are testing* of nudged income (dedend snare interest) divided by the current market valaraverage balance is based an the Last dividend or merest payment mode by the Ssuer and mines tee seckraindepostis will be held for one year Isom the statement date or until matt Accuracy and continued yell xe not guaranked • Assets not held by WS Financial Services. Celan asses se rot held by the Fran arena wen the Ferns possemion or control. These assets we dtsplayed On yar statement for informational purposes only Positions and values presented at provided by gal issuing fern. Lies &uncial Services not retscroble for des information and does not guarantee es mangy these assets ere not protected by SIC or te Ferris supolementaIMPC coverage. • Revenue sharing and Mations( computerese:a — In addition to commissions on sales and 1.1M1 lees received n careetscri with Me distribution id nulual Ards to our dents we ands our Aide receive revenues haring payments from distributors ad or advisors of the maul funds that we sell. These anoints are based on two &fermi corrporents (a the amant of Salt by UBS of a Palicule mutual fund I amii to our clients: and 0!) the asset value of aparticular matual fund famihr's shies held a the Irrn — We and as alliate ako receive networking aid orrnbus processing fees ix consideration for transfer agent WY SE" that we roode to the maual These fees generally are pad from investor assets n the natal lured and are a ford dale amount based as the amber of accounts at the broker-dealer Poling mutual fads al that fund family CONFIDENTIAL — h addikin to commissions received n connection with the sale or dotrolautiOn of arruey contract and knet investment but units tome clients, we silt our affiliate nine mime sharp compensation from many of the issuance compades undersell -9 the treaty COntrads, aft Tuns cf the instaana ccernines or winces of tie ant irmestmmt tugs we distbie. - Our affiliates abo receise trading merimssions ad oter compensator, Man natal kids and iterate companies whose products we derlium. - We receive en allIJIA fee from UBS Bat USA ad 1.65 AG Stanford Ranch city to $25 per arcane sweeping to the barks under the UBS Bank Sweep Program. Activity InScrmansn vegan:in° ccnsmksisns and other chases homed h connection wth the execute:a of wades, icludng option transactions has Men incbad on cod Mahon prewousht furnished to you. ri d set be prodded to you promptly onrowed. Short selling 11 you are engagedin short selling a secunly, you may ease a charge der to ratan tomeng costs for that Open orders Regarding open or • gmchtilkancelled' aden that were not executed by the StlittnitIV date, open buy and set step orders are redaced by the mount of dividends a Fitts ad an ex-dividers* a reignis date unless Peructed dhenvise by yai. You are responsbk for orders that are executed Oa toyed lalure to cancel easing open orders. Piing To obtain a copy of at current Client Privacy Notice. please <inlet ran F nanual Anise or vet our welsride at wksi, rrventivninfry kJEG Fnaxial Sernes is not a bark The WA, Business Services Account EGA and IRMA are tetherage accounts which provide mess so herding services And podiab tea* aringimerits wth Misted bathe and other Ihrdparty banks, ri d provides access to Pomace and xmlitY Prodien wed by unaffiliated thid-party iterate canpanes through Mutate agency subsdianesol UBSfinarcial Services Inc. nostnent itura-co. ad aruily products, Not FDIC eared • No bank qua-anew May kose gam RUA. Resource Mena:rent Arm nt, Business Services Account BSA. lakta and intonational Resource Management Accord at registered service mats of 1.85 Fnancii Strikes lx Vila Signaare e a reggered service Milk of VILE Hemet:nal CBS Yu Sonata ova cads and IBS Visa debt cards re Mixed by UBS gar* USA win PrITISSIOCI torn Visa U SA Incorporated. UBS Financial Services Ins Rev 201604 SDNY_GM_00020956 EFTA 00131576 EFTA01273783 ;It UBS Iles f Marcel Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70061547350916X13 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Account number Your Nnancial Advisor. SCOTT STACK MANIIY1F CASRIF1 Phone. Questions about your statement? Call your Financial Advisor or RMA Besourceline at account Value of your account UBS Strategic Advisor September 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ0766E-0308 on Avoist 31 (S) on September 30(4) Your aSSelS 856,944.22 849,664.29 Visit our voebsIte: Your liabilities 0.00 0.00 Value of your account $856,944.22 $849,664.29 Tracking the value of your account S Thou,...311C$ 7 721 7 elli...3 /4 4441.11.4%%3/44470. 98.0 856.9 849.7 • Dec 2014 Dec 2015 Aug 2016 Sep 2016 Sources of your account growth during 2016 Value of your account at year end 2015 S798.007.41 Net deposits and withdrawals -S40,604.50 Your tiveStinNlt return Dnedendarxl interest income 416,490.43 Change matter value S7S770 SS Value of your account on Sep 30. 2016 5049.664.29 SDNY GM 00020957 Member SIPC CNP7011:6006454735NPT000305144C0CO2 0916 03057500i Y1235685501010:0 Page 1 of ID CONFIDENTIAL EFTA_00131577 EFTA01273784 SUBS UBS Strategic Advisor September 2016 Your account balance sheet Summary of your assets Value on September 30 fl) Percentage of your account A Cash and money balances 2,133.03 025% B Cash alternatives 0.00 000% C Equities 847,531.26 99 75% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000 000% Total assets Value of your account $849,664.29 $849,664.29 100.00% Account name: GHI _ Friendly account name:Indi Account number: Y1 Your current asset allocation Eye on the markets Index Your ll sandal Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. lifiS Bank USA deposit account balances,U8S AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the Last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% Percentage change September 2016 Year to date 0.02% 7.84% 0.16% 8.18% 1.27% 2.20% -0.06% 5.80% 047C0000064$4,36Net0C0X6I44O0032 0916 030579004 Y123568550 lOgiteGmixmolNie 2 of 10 CONFIDENTIAL EFTA_00131578 EFTA01273785 UBS UBS Strategic Advisor September 2016 Change in the value of your account September 20'6 (S. Year to date (I) Opening account value $856,944.22 $798,007.41 Deposits, including investments transferred in 0.00 34,110.00 Withdrawals and fees, including investments transferred out -1,347.33 -74,714.50 Dividend and interest income 2,133.03 16,490.43 Change in market value -8,065.63 75,770.95 Closing account value $849,664.29 $849,664.29 Account norm: GHISLAINE MAXWELL Friendly account norm:Inch Account number. YI Dividend and interest income earned for cutpOse$ of trs staterneni, tagatOty of 'nines] and clinden0 income has been determined from a US tog top:ding perspeaire. end upon the residence of the account holder, account type, or produl type, some interest ardor I:M*1W payments may not be subject to United Pates (Use enact Puerto Rico (PR) income tares. The r4tnt month Statement IS not intended to be used and carrot be weed upon ice la purposes. Clients should refer to the applatile lac reporting forms they recent. from UBS annualy, such as the (OM 1099 and the Rams 480. for lair repomng information it is the practice Of 1185 to lite the applicatle las reporting forms with the us interna Revenue Serve and PR neasury °mailmen,. and in such town accurately Ossify clneknct ardor Interest as tar exempt or tate income. Pleat Lorrain your includual tax prepare( September 2016 (V Year to date (S) Taxable dividends 2,133.03 16,490.29 Taxable interest 0.00 0.14 Total current year $2,133.03 $16,490.43 Total dividend & interest $2,133.03 S16A90.43 Summary of gains and losses \Mires reported below exclude products for which gain and losses are not classified Realized gains and losses Unrealized September 2016 (1) Yea, to date (3) gains and kisses (1) Short term 0.00 0.00 8,489.95 Long term 0.00 -790.56 160,357 44 Total $0.00 -$790.56 $168,847.39 Your N nandal Advisor: SCOTT STACKMAR/ME CASRia Cash activity summary See Account activity the month for dela Is Balances In your Sweep00CM are induCed in the cpenng and closing balances eau.. FDIC insurance aspies only to deposits a UBS Bank USA, not to deposits at LOS AG, Starriord Branch or bank deposits paced t mouses the UBS Intemaiond Depose Account program PPC protection applies to money market sweep fund holdings but not bar* deposits Seeimporunr inbrmation abOut your Statement on the last two pages c( this document for coats September 2016 (1) Year to date (S) Opening balances $1,347.33 $92.72 Addkiorrs Deposits and other funds credned 0.00 34,110W Dividend and interest income 2,133.03 16,490.43 Proceeds from investment transactions 0.00 56,154.38 Total additions $2,133.03 $106,754.81 Subtractions Professional management fees and related services 000 -4,137.15 Other funds debned -1,347.33 -70,577.35 Funds withdrawn for investments bought 0.00 -30,000.00 Total subtractions -$1,347.33 -$104,714.50 Net cash flow $785.70 $2,040.31 Closing balances $2,133.03 $2,133.03 SDNY GM 00020959 CelP700090C64M737 NP7000305144 00072 0916 03057500I Y123S68S50101000 Pegs 3 of 10 CONFIDENTIAL EF1'A_00131579 EFTA01273786 *UBS UBS Strategic Advisor September 2016 UBS Bank USA Deposit Account APY Interest Period Aug 5 - Sep 7 Opening UBS Bank USA Deposit balance Aug 5 $0.00 Closing UBS Bank USA Deposit balance Sep 7 $52.80 Number of days in interest period 34 Average daily balance $635.59 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL friendly account name:Indi Account number Y1 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary Aggressive investment eligibility cOnSderahon None srktited Your account instructions • tots account is currently coded for margin. • tots account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor stOTT STACK MANLYLE CASRIEL CHM:IC*306454 738 NV70C0305I44 C0002 0916 030575004 Y123568550 IONNWGro0002016tee 4 of I0 CONFIDENTIAL EFTA_00131580 EFTA01273787 *UBS UBS Strategic Advisor September 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number. Some prices, income and current vaues Steam May be apploxerlate. AS a lest& gains aid teases ma/ not be &pushily refkaed. See imporumintomtabon about your statement a the end of the documem fOr mote infornalon. Cash Cash and money balances Cash and money balances may include avalkie cash balances, UBS Bant USA cProat account balances, UBS AG StanSord Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC vat to n applicable limits, but are not protected by UPC 085 AG Stanford Branchdeposit etc oum balances are not insured by FDIC and ate not protected by StiC Money market sweep batances are protected by SVC but ay not 'Muted by the FDIC. See the important information about your statement at the end of this document for details about those biances. Hddng UB5 BANK USA CEP ACCT 1,347 33 Openng bdanCe Cloung tuiaxe Puce per shaft Average on Sep I (1) on Sep 30 (1) on Sep 30(1) rate pniod Curldenclhlterest Your Handal Adviser SIOTT <JACKwartVIE nig:la Daylm period cepmount (I) Equities Common stock Purchase price trade talisidef Average price PrXt per shale Value on Unrealized ticking Hddng date of snares per share (1) Cost basis (1) on Sep 30(1) Sep 30 (1) gain or loss (1) period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500000 26.619 13,309.95 29.730 14,865.00 1,555.05 LT Jan 30,15 t00.030 25 532 2,553 24 29.730 2,973 00 419.76 LT Security total 600.003 26 439 15,86119 17.838 00 1,974.81 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAL $153 Current yield Z41% Apt 22, 13 72.000 56.870 4,094 67 88.200 6,350.40 2,255.73 LT BLACK ROCK INC Symbol' BLK Exchange NYSE EAI: 1660 Current yield 2 53% Apr 22. 13 72.003 251093 18,078 71 362.460 26,097 12 8018.41 LT COLGATE PALMOLIVE CO Symbol: CL Exchange. NYSE EAI: $2,352 Ctsrent yield' 2 10% Aug 4,11 174 003 41 632 7,244 05 74.140 12,900 36 5,656.31 LT Aug 12,11 4.000 42.450 169.80 74.140 296.56 126.76 LT continued next page SDNY GM 00020961 C HP70302006454739 NP7003305I 44 00032 09'6 030579004 Y123568S50 101000 Page 5 of 10 2,133.03 250.00000 CONFIDENTIAL EFTA 00131581 EFTA01273788 *UBS UBS Strategic Advisor ¶er•c•r,'hc• 20'E.. Your assets . Equities . Common stock Iconbnuedl led ang back date renter of them Purchase pacer Average pace pm share (1) Cori Got (S) Price per share an Sep 30 (3) Velure on Sep 30 (S) Unrelated gain at loss (I) Holding period Jan 23,13 910.000 54 240 4935863 74.140 67,46740 18,108.77 LT Apr 22,13 420.000 59.788 25,111.32 74.140 31,138.80 6,027.48 LT security total 1,508000 54300 81,883.80 111,803.12 29,919.32 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 1335 Current yield 0.69% Jan 28,15 500.000 90.411 45,205 72 96.710 48,355 00 3,149.28 LT FORTINET INC Symbol: FENT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 36.930 18,465.00 2,493.64 LT Jan 30,15 250.000 29.431 7,357.75 36.930 9,232.50 1,874.75 LT 0(126, 15 250.000 34.170 8,542.53 36.930 9232.50 689.97 ST Jan 15,16 1,000.000 29.130 29,13002 36.930 36,930.00 7,799.98 ST Security total 2,000.000 30.501 61,001.66 73,860.00 12,858.34 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,613 Current yield: 3.01% Aug 4,11 191.000 36265 6,92677 63.880 12,201 08 5274.31 LT Aug 12, 11 5.000 35.754 178.77 63.880 319.40 140.63 LT Jan 23,13 1,001.000 41387 41,428 89 63.880 63,943.88 22.514.99 LT Apr 22, 13 464.000 50287 23,333.21 63.880 29,640.32 6,307.11 LT km 17.13 148.003 49.739 7,361.45 63.880 9,454.24 2,092.79 LT Jun 18, 13 73.000 49.836 3,638.07 63.880 4,663.24 1,025.17 LT Security total 1,882.000 44.031 82,867.16 120,222.16 37,355.00 JOHNSON & JOHNSON COM Symbol: .1141 Exchange: NYSE FAI: 1211 Current yield 2.71% Apr 22,13 66.000 84.721 5,591.64 118.130 7,796.58 2,204.94 LT MCDONALD& CORP Symbol: MCD Exchange: NYSE EAI: 13.828 Current yield: 3.26% Aug 4,11 95.000 84.969 8,072 06 115.360 10.959 20 2,887.14 LT Aug 12, 11 3.000 85.910 257.73 115.360 346.08 8835 LT Nov29, 12 8.000 86 456 691.65 115.360 922.88 231.23 LT Jan 23,13 555.003 93.053 51,644.75 115.360 64,024.80 12,380.05 LT Apr 22. 13 255.000 99318 25,32632 115.360 29,416.80 4,090.48 LT Sep 19. 13 78.000 97879 7,634 63 115.360 8.99808 1,363.45 LT Sep 19, 13 22.000 97.425 2,143.36 115.360 2,537.92 394.56 LT Account name: GHISLAINE MAXWELL Friendly account name: I Account number: YI Your Ignancid Advisor: SCOTT STACK MAAYLYLE CASRIEL cortnnued next page CNP70302006454740NP7000306I44 00002 0916 030575004 vl 23568550 lOWteltiyGi,c00020Pitee 6 of 10 CONFIDENTIAL EFTA 00131582 EFTA01273789 UBS Strategic Advisor sUBS September 2016 Your assets . Equities . common stock lconbnued/ eiddng Trade date teurrbee of shares POCCOSIt pdcd AVelbge pdce Peke pee Shane Ydue on urredlted Lidclog per shape (1) Cost basis (11 on Sep 30(1) Sep 30 (1) gain a Ion (S) MOW Sep 19, 13 2.000 97.830 195.66 115.360 230.72 35.06 LT Security total 1,018.000 94269 95,966.16 It 7,436.48 21,470.32 NEXIERA ENERGY INC COM Symbol. NEE Exchange. NYSE EAI: $564 Current yield 2.85% Apr 22, 13 162.000 79.757 12,920.65 122.320 19,815.84 6,895.19 LT OCCIDENTAL PETROLEUM CRP Symbol: ore exchange: NYSE EAI: $2,946 Current yield: 4.17% Feb 12, 14 148.000 88.811 13,144.15 72.920 10,792.16 -2,351.99 LT Feb 12, 14 117.000 88.842 10394.56 72.920 8,531.64 -1,862.92 LT Feb 12, 14 32.000 88.854 2,843.35 72.920 2,333.44 -509.91 LT Feb 12, 14 7.000 88.710 620.97 72.920 510.44 -110.53 LT Feb 13. 14 110.000 88.738 9,761.20 72.920 8,021.20 -1.740.00 LT Feb 13, 14 68.000 88.561 6,022.19 72.920 4,958.56 -1,063.63 LT Feb 13. 14 33.000 88223 2,911.36 72.920 2,406.36 -505.00 LT Feb 13, 14 6.000 88/75 529.65 72.920 437.52 -92.13 LT Feb 14, 14 334.000 91.912 30,698.86 72.920 24,35528 -6,343.58 LT Feb 18, 14 114.000 92.523 10,547.72 72.920 8312.88 -2.234.84 LT Security total 969.000 90-272 87,474.01 70,659.48 -16,814.53 PEPSKO INC Symbol: PEP Exchange: NYSE EAI: $3,474 Current yield: 2.77% Aug 4, 11 115000 63.979 7357.65 108.770 12,508.55 5,150.90 LT Aug 12, 11 3.000 63.023 189.07 108.770 326.31 137.24 LT May 16, 12 6.000 68.535 411.21 108.770 652.62 241.41 LT Oct 24, 12 1.000 68.690 68.69 108.770 108.77 40.08 LT Oct 25, 12 2.000 68.810 137.62 108.770 217.54 79.92 LT Oct 26, 12 1.000 68.890 68.89 108.770 108.77 39.88 LT 0(131, 12 1.000 69370 69.37 108.770 108.77 39.40 LT Nov6. 12 1.000 69370 69.37 108.770 108.77 39.40 LT Nov 7, 12 1.000 69.150 69.15 108.770 108.77 39.62 LT Nov8, 12 2.000 69.090 13618 108.770 217.54 79.36 LT lan 23,13 699.000 72.166 50,444.31 108.770 76,030.23 25,585.92 LT Apr 22, 13 322.000 82251 26,48485 108.770 35,023.94 8,539.09 LT continued next page SDNY GM 00020963 CNP700C0306454741 NP7000305144 C0007 0916 030575001 Y173668%0101000 Page 7 of 10 Account name: GHISLAINE MAXWELL Friendly account name:10day Account number. Y1 Your financial Advisor: SCOTT STACK MAN/ LYLE CASRIEL CONFIDENTIAL EFTA_00131583 EFTA01273790 SUBS UBS Strategic Advisor September 2016 YOLK assets Equities Common stock (continued) Trade licking deer Security rot) PROCTER & GAMBLE CC) Symbol: PG bchanye: NYSE EA1 43,037 Current yield: 2.98% Security total Total $678,683.87 Total estimated annual income: $21,173 Aug 4,11 Aug 12, 11 Jan 23,13 Apr 22, 13 Apr 24, 13 Account name: GHISLAINE MAXWELL 1 Friendly account name: Account number: hunter of duces Purchase piker Avenge pace per shale ($) Cost bath (S) Mee per share on Sp 30 (I) 1,154.000 74097 85,508.36 118.000 60.103 7,092.22 89.750 3.000 60.896 182.69 89.750 619.000 69.941 43,29173 89.750 286.000 81332 23,261.18 89.750 108.000 77.762 8,398 32 89.750 1,134.000 72.512 82,228 14 Your total assets Cash Equities Common stock Total Vdue on Sep 30 (5) texentar crt Cost your account bash (S) Your Nnandal Advisor: SCOTT STACK MAMLYLE CASRIEL Vdue on Unrealised Hotting Sip 30 ($) On a loss ($) period 125,52058 40,012.22 10,590.50 3,49828 LT 269.25 8656 LT 55,555 25 12261.52 LT 25,668.50 2,407.32 LT 9,693.00 1294.68 1.7 101,776.50 19,548.36 $847.53126 $168,847.39 Estimated annual incur* (S) Unteartzed gdn or loss (3) Cash and money balances Account activity this month Ode Acill), Dividend and interestincome Taxable dmdends Sep 6 ()indeed Sep 15 Cividend Sep 16 Ovidend MCDONALDS CORP PAID ON 1018 906.02 Sep 23 Cividend BLACKROCK INC PAID ON 72 164.88 Sep 29 Cividend Total taxable dividends Total dividend and interest income 2,133.03 0.25% 2,133.03 847,531.26 99.75% 678,683.87 $849,664.29 DtScrOliOn 100.00% $680,816.90 JOHNSON &K/HNSCN COM PAD ON 66 NEXTERA ENERGY INC COM PAID ON 162 21,173.00 168,847.39 $21,173.00 $168,847.39 known (t) 52.80 140.94 PEPSICO INC PAD ON 1154 868.39 $2,133.03 $2,133.03 Dale /Utility Descaphon Arnounl(1) Other funds debited Sep I Transfer JOURNAL TO VI 23575 GHISLAINE MAXWELL -1347.33 Total other funds debited -$1347.33 CNP70009005454742NP7000306144 00002 0916 03057500t 7123568550 KoNt#wGhtoonolfset 8 of 10 CONFIDENTIAL EFTA_0013 1584 EFTA01273791 *UBS UBS Strategic Advisor September 2016 Account activity this month (Contnued) Dale ACtnily Desetphat *ritual (Si Money balance activities Aug 31 Balance forytercl S134733 Sep 2 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 09101/16 -1,347.33 Sep 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 52.80 Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 140.94 Sep 19 Deposit 085 BANK USA DEPOSIT ACCOUNT 906.02 Sep 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.88 Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 86619 Sep 30 Closing UBS Bank USA Deposit Account S2,133.03 Account name: GHI Friendly account name:Indi Account number: Y1 Your Mnandal Advisor: SCOTT STACKMANLYIE CASRIEL int UBS Bans USA Otsorit Account is your Primary sweep CPI•on SONY GM 00020965 CNP70009306454 743 NP7000306T 44 00002 0916030575004 Y123568550101000 Page 9 of 10 CONFIDENTIAL EFTA_00131585 EFTA01273792 *UBS Your notes O. , 00.0....,.......,6.0,),.. , ...0,0.4, G. ...a. 10 0 ,0 End ots......... number CONFIDENTIAL EFT,00131586 EFTA01273793 Important information about your statement IS Financial Services Pc. (the Firm or UBS Falwell Servasta is a merrber of all principal acuity, othrrothey and option; exchanges. UBS Financial Scenic., and CBS Bank USA re i-diect suing/ants of UPS AG and affihaes of U35 Startles LLC. The Firm's Inane* statement [ available upon regsest The Font exeo.nee offices re a. CBS Financial Strikes Fx. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only off icial record of you' CBS Financial Services account. Other records, exept official ter doornails, contanng conflictingdata should not be relied both II you bane there is an ma a Omi990ry please report it immediately n vaitng to the Branch Manager of the office serving your account. Makeup a limes shown are Mended to be accurate. statement cane should not be wed fa to promos Rely Wok on yethend tax forms. fie , Form 1099. 5498, 10425. etc ) when prepamg your lax return. The Fim required by law to retain to tie IRS all taxable dividends, report/kb rontaubb ditisbna and uxtk Merest erred en steenties held rimy scant nee petceeds on see tra-sactire, rd cos* basin:neaten covered mortis Caralitseilableiell with the Finn • Pleas remain, wry oral corrervankations in *eking tofurther protect your rishts. inducing your ithtS ceder the Searles Investor Protechon Act (SPA) • t thefinancial institution on the top left of d-re of this *semen isnot U36 f naiad Sakes, CBS Financial Services carries yea weans as clearing broker by arra-gement wits the ideated inslikeon We in you of this felatOn5bO•wilen yW opened this accost h the cast your kits and Porkies tre located a LOS financial Strews and rot the iscdri-g broker, ad you mat make anent of any a or omission to both firms As described d-e account agreements, you must natty w Of Ty errors or fraud Marry chedcs reflected on your starters, wee, 30 Cliyi alter d was mailed or made available. Alinements shall be deemed corrplse and accurate n all other maths if not obiecled to in *nag within 60 days • Please deed cuRomer complaints or taffies to to Fim's C lent Misfire Depatnent at 201252.1699 a tolltroe r. 903.354-P03, 8:03 A.M. to 600 P.M FT Monday through Frday, or in writ -g to CBS Financial Services Ix., Client Relations Depatnent, P.O. Box 766 Union Coy, NI 07037. • In case of errors Or gentian about a, electronic lath trends MT). bit payment a UBS Votabit card transactions, call 912762-1000, a write to UBS Financial Services Ix., 1000 Barba Mid, 6th floor. hush/Akers NI 07086, Attrt RIA*86A Series. Caller write as soon es you can, M you hit yea statement a receipt is man or if you need more rdamation Raul a transfer on the statement or receipt. The Firm or Card Oaf (as applicable)must her from you no later than CO days slier tie Fins sent yOu the list statenen on which the eto:f or problem *pond. - horde your name rd axon number (if any) - Decal* the error or tie Wender you revere about, ini *plain as cleat k as you cal why you believe a is therm a why you need more rifonnatith - Pim:de the door arrant d the suspected era. The Firm or Card Issuer vii Koalas% your compeat and coil correct thy error promptly. For alleged eras imokring UBS Vita debt cad tramad au if we take moo than 10 bus Ss, days to do this, we will credit you accost for the EMOL•It youth:ilk is in error, so tat you wall have the use of de money during tie tine it takes us to complele our investigation. Please mice all checks payele to the Fan or the financial instiutith nikated on he front of thk statement In addition to regular accost fees, accounts may be abject to maivienarke 1st changes for love paned kr securities purchases and charges kr unpaid arnxuts n cash accasts. Accounts that re transferred to other inaistions may be subject to a tangier Ise. UBS Sweep Opiens LEG offers options for sweeping cash balances. balances to ha* deposits at UM Brk USA and LEG AG Stanford trench (Ba-k Sweep Pager's), moneymaker mutual lads Money Funst) and the International Depose Accord (DA)la c warners with an Intarotional &none Mang rmird Account. Though the Bark Sweep Programs, cash telethon re swept to LES Bank USA kp to an established knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposes at 1.85 Bank USA are FDIC insured in aceorda-ke with FCC rule. Formore Mention Ovate Mit wwwfdie goer Deposes at LEG AG Stamford Brads ad shares of Money Fads are rot insured by the FDIC. Through the DA, (mailable to each balances are swept to depose scants al UBS AG New Yak Branch and LE6 AG Chinon Ranch Blew deposits arena roured by the FCC. Baines held at the LES AG Cayman Brandi are tempasay reposed to the sovereign nth of the Caren Merck, and there is no guarantee or other obagation of UBS AG to repay Be Saxes whilea,the LEG Cayman's Brach's books. Deposes at LES Bat USA and oath UBS AG Branch are not protected by SIK. Money Fund shaves are protected by SIPC. See 'IBS Financial Services decant Protection' below. Lip:newt requett, barks in the Bar* Sweep Program or DA may be withdrawn. and shares of a Money Furd may be liquidated, and the proceeds returned to you or passages accost. Rath rearm/eon about available sweep *Mark nobdrg Paten t interest rates and Wit., 5 anaillble at wmvubscornisereeppelds from your Fnancial Athathr a by calling 802762-1000. UN Financial Berths attain protection The Firth r. a minter of th, cot. Trio< 1-..entr.., Protectrn Corporation (SIPC), which protects 163-flieS aCta-VIIS 01 its menten up to $970,000 (including 5250,003 for dabs for cash). The SIIK asset protection limits aPPY to all those; that >who* h a particula- tawdry. The Finn, together will certain affiliates, has also porch/ ad fipplenientapataliOn. The madman amount payabb to al eligible dials, coleclieeb adee this protection is ZOO Whoa as of Detente, 10, 2015. Stbad to the poky orditons ad limitations, cash a the Finn is further protected fa up to $1.9 million n the aggregate kr all your accounts held n a patiodm mucky. A fJ copy of thepoky wading is salable Won request. The Slat potection yid the supplemental protection both do not apply to • Cthen thancial assets controlled by (and Mated n your account value) but hell away from LOS Fina-col Services (e.g., certain( cash at UBS ark USA. 60 cash at 1.8$ AG U.S.banrhes, (4 Munirce poixts, including variable annuities, and 60 tarn of indult lunch whore lush thanes re registered dried& in the name of tie account holder on tie books ad records of the applicaaff suer a transfer agent). • Certain nasb-nent contracts a iniesiment Ovens (e.g., limited partnerships ad piste placements) that are roc regitened ader tie Securkies Act of 1933; and • Commodities arrays (e.g, faeign exchange and preccus metal contracts). incluarg futures contacts ad commodity option contract. The SIPC protect kin and The Sup0Wrieritil protection do not apply so these assets nen if they otherwise appear on yea statements. The SPC protection aid the ,. :elemental protection do not protect against changes n the market vale of you investments hthether as result of market movement issuer baleruptcy or °think.) More irtonnation is hatable soon request. YOU may obtan more irionnation about SIPC, ricludIng the SIPC Brostat by contacting SIPC at 202-371 -83C0 or by asitiv the SIPC webste at smeatio.orp Dividend Reithestment Program pun The ate reflected is an average puke. You may obtan the actual price banns F racial Advises. Carly whole shares are purchased under DPP; partial Main wit be sold ad the cash wa be deposited ri your account. The cividerd reinvestment price applied by the [ear may liom the mak* price al whch the partial tires re sold CS Cnk whole urns may be hed vas attars. tone entitled to knit a a nesult ol a ekriderd paymert or otheiwis, the Firm will tether sell partial an * mallet price a accept an assort determined by a regiaered errg agency, ad credit sex accord. Investment objectives The Minima/1 objectives and risk profile **spec ask to each account and may maybetween you accounts. Please advise the Firm promptly in wining of ay 'gni icant change in yam Ina-rise satiation or investment obectives For eachscant helot you choose one of the folowin investment cbjtctivrt CONFIDENTIAL • Freeze Cunene income: hVeslmentS seekng tie generation of name onk. • Aches Cape., Apentedaten. Investments seek rg gosh of principal rather than the gerersaith of income. • Produce Conbauban of Waite and Capital Oporto:aeon. froesinceits seeking both the gtheration of name and growth of prised. Overall Sc profiles • Constwarve. Seeks to mantin Miff pixieµ with low rot and volatility lo the scare think nen if that means the accost does not generate sign it [ant ran or returns rd may rot beep pace with inflation. • Moderate. Willing to accept sane risk to pirkPal and tolerate some sofirifity to seek hither returns. • Aggresses: Wiling to accept high Mc to pnncpi and high valet lily to seek high returns own tiffs. • Imo Motto' EiPadfdt Ccustileation:f selected, a PCniOn of the porHolia f or that account may exalt canplex strategic, fretted liquidly and grater midday. Statement •hateeholdinge We may consordrie all related account statements with the same altess h the same enmetve, e.g. because they have onnas who ato maintan jail account ream kinships well other dents a the same address* you safer lo recent eds.:awl samunts mailed in separate envelOPS you may dedre Ixtrieholdng by calling yam Financial Achoor Friendly awash name The Fran* aostu-4 name is a custom:dale 'nickname' chosen by you to assist you with your recordteeorg has no legalefled on your account You can change pod. friendly scam names. through Conine Services a by contacting your FiVnoal Athisor. Account overview • Value of pa accountrtonTolo. Net of assets and • Ana hcbdes salable cash balances, values for restrkted teary kW ), and Global Tire Deposita, Ks-eared marks to malcet, andcertain assets not held by the Fink Does rot include worked seckritiMassets at the end of the poor and carent statement OC410db. Of agate iwermente. invested stock options and eerseable stock options • Lithiletes Includes debit balances. oAstanling margin bans, credit lib, short accord balances. • Caththoney balances. Total of unimested available cash balances, plus depose valances al UPS Bank USA, LES AG U.S Branches rd money market mutual fund sweep Wares at the Owe of tie staerrent period Nth-ccarrodity free creek balances myes account are rat secogated torn other balances and the Fan my sae so of these lads tithe Ordiney (Our-4014s basins, These funds rpayable wen your darned This total is eluded in the anent period closing vain canting information For Maned information an the Firm's 'ening peaces and disbar's. refer to yam Client Relationhip SDNY_GM_00020967 EFTA 00131587 EFTA01273794 Important information about your statement (C011tInded) Apemen, or aCCOLIIAgreerrenl ad the General Tams rd Conditions U3S Stamm, of Credit fraction available in Agreements endear/awes at yaw tin men/emu ntantramo met Your assets Your statement itemises securities and other assets hell re he want at the end of to slatemere period. You may ask for deiverY Of Suit paid secuties al or* time. You may receive securities used as loan collateral alter paying any balaxe d* on them. Any securities translated to the Firm cisrg the Italtlittnt period are listed at market value as of the end of the statement period. • Cost bats. In Bete nining the cost basis of to securities incbded n this statement, where indicated wile the number l, • LBS F nonce* Services has relied on information obtained from sources other than LES Fa-uncial Senices, including information fran another dim a that mum./ have provided to yea Finaxial Adieu,. The Firth does not irdeperokntly verty gurante• the aco_racy a uglify of erg *formation provided by tubs other than MN -uncial Senicen h xkltion. *hough UPSFew-6d Service's general& sedates tas nfcrmateri as it is received, the him does not provide any assumes that der rdamabn seder 'Cost base and "Unrealared gait loos is accurate as of the date of this statement. In such please do rest ref/ on this ntoingion to make puchne or sale decisions for taxi:exposes a otherwise. Accounts trenterred to be Five may reflect ger/loss ilarnatib only forte period tine they are held at he Fink More historical OrIcrmatcn can be added by you' Ft-taxis' Advisor. • Unrealised gain/Iona %teen data s osinated irreatired guinelown re attain' la hifivitial swab lots. The trarsadon data for bit mayor may not ref kct commisigns. rZ der security reagent...31bn events an d and ober reinvestment lots ri d systernatb probate Mt are each combined todisplay ore awraged lot The 'lea date' coLenn presents the aging transaction trade date. • Callable securities Bonds and sedated stock that the Mar cats for est reclenplon will be selected rnomully by lot from arrcrg all seamen of that nsue held ik our milieu n nomnee rune for or clients. Call tease nicest:gib is obtained from third parties and as accuracy is not garanteed. Other call foetroa may got Meth toad Owl nob comrade idcrrnatib will be croviied upon request • Certificates of deposit COX. CDs are FDIC rated 'into 1233,W0 n principal and /CMS *wrest per depositor and per depository inaitubrs it accordance win FDIC necks. • Price/value. Prices displayed f or securtes and otter protests may be higher or lower than be price that yOa would actually receive in the nuke. Picot x• obtained from varkus bid party sources shibh we loges* to be reliable, but we donor goaraktee then accuray. - We gn•erale use be closing price when avail* ct tlx mean of the bid rid ask price, for hued goblin rid options a only bid prices for OTC searties. - Less 30.ivair traded securities may be priced Wry a aguatin model ix the most recent pece we claimed and may not reflect an actual make price a vase - Certain positions may wpm **cut a pice and will bow as 'price was nol avadable• it we me unable to obtain a price fora wavily. - Deposits a securities denominated ilcurrarcies oth