EFTA Document EFTA01273308

SUBS Your financial Advisor ≤..TC TT STACK mA :U LYLE CASRiEt UEIS Pnanoal Seruces Questions about your statement? Call your Financial Advisor or the RMA Resourceline at PO/BMA-1000. account 029023568 Visltour websIte: vAmv.ubscomlfinancialseivites Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Feiancial Advisor or Branch Manager. You can find a full dezription of the alternative investment objectives in Important information about lour statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None selected Resource Management Account February 2014 Account name: ' NE_ f.1, friendly account na Account number: Value of your account on January 31 (1) on February 28 (1) Your assets 0.00 1,981,915.66 Your liabilities 0.00 0.00 Value of your account $0.00 Change in the value of your account February 2014 (I) Year to date (5) Opening account value $0.00 $0.00 Deposits, including investments transferred in 1,966,430 85 I ,966,430 85 Change in market value 15,484 81 15,484.81 Closing account value 51,981,915.66 $1,981,915.66 $1,981,915.66 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00020481 Member SIPC CF26005403nS49f5F2600M 44229 00)020214 030575034 YI23568550C0C000 Page 7 of 48 CONFIDENTIAL EF1'A_00131101 EFTA01273308 SUBS Resource Management Account February 2014 Cash activity summary Account name: Friendly account na Account number: See Account activity this monthlot &ISIS BC:W(0ln your Sweep Options are maw:tam the operony and closing balances led it. FDIC insuiance epplies only to deposits at UM Bank tisk not to &pesos at uBs AG, Stanford Branch or bank deposits paced t hrouon the UBS Internanond Depose Account proaam. SIPC protection apples to money market sweep fund boding, but rot bank deposits see important inkoftnation about your statement on the last two pages of this document for detals February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 20,390.04 20,390.04 Total additions $20,390.04 $20,390.04 Net cash flow $20,390.04 $20,390.04 Closing balances $20,390.04 $20,390.04 Jr Your Ignancial Advisor. SCOTT STACK MANLYLE CASRIEL CFZ60C04C02254926 F26003144229 00002 0214 030575074 V123568550 co)iisNycm000zoatte 8 of 48 CONFIDENTIAL EFTA_00131102 EFTA01273309 *UBS Resource Management Account Your assets Account name: Your Financial Advisor: Friendly account name: SCOTT STACK MAtill LY LE CASRIEL Account number. Some (Wei, income and current velue5Shoten may De approximate. As a este, gam and 'OVA'S may ni;il be axurately relkded. See Important onlornaabon about your statement a the end of tfs dxurrem for more Intormaion Cash Cash and money balances Cash arc( money balances may include avalable cah balances, UBS Bare. USA deposit account Wane's. UBS AG Stardord Branch deposit account baances and money market mut ua fund sweep balances. UBS Bank USA demise account balances are insured by the FDIC vat Nn yolk dale I 'mils, but are not protected by SIPC 1)85 AG Stanford 8rarx h deposit acoura banes ate not insured by FDIC end ere not protected by SIPC Morey market sweep balances are protected by 9PC but au not insured by the FDIC. Set the important information snout your statement at the end of this document for details arnit those balances. Opering Want. Closing loalaxe Pnce per :rude Average teddng on Feb 1 (1.) on Feb 28 (S) on Feb 28 (1) rate U6S BANK USA CfP ACCT 0.00 2039004 250.000.00 Dnlde nil Interest period Days in period Ca, arount Equities Common stock Wiring trade RUTI:Iti dale of shares Purchase OW Average pace per shale (I) Cost basis (1) Price per share on Feb 28(1) Tate on Unretiatid Holdeg Feb 28(1) gain or loss (I) period ANALOG DEVICES INC Symbol. ADI Exchange- OTC EAI: 32,591 Current yield: 2.91% 1,751 .000 --This information was unavailable.-- 50.820 88,98582 AUTOMATIC DATA PROCE55NG INC SymbOl. ADP Exchange: OTC EAI: 32442 Current yield: 2.47% 1,272.000 —This information was unavailable-- 77.780 98,936 16 BAXTER INTL INC Symbol. BAX Exchange: NYSE EAI: 13,050 Current yield: 2.82% 1,556000 --This information was unavailable-- 69.900 108,142.00 BLACKROCK INC Symbol. BLK Exchange WSE EAI: 32,872 Ostent yield: 2.53% 372.000 ---This information was unavailable-- 304.840 113,400 48 continued next page SDNY GM 00020483 CPZ60004002254927 PZ6000I 44229 00002 0214 030575004 YI235685500CCODO Page 9 of 48 CONFIDENTIAL EFTA 00131103 EFTA01273310 SUBS Resource Management Account February 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your 'gonadal Advisor, SCOTT STACK MAN LYLE CASRIEL Your assets Equities . common stock (continued) Trade lad dng date Santee of that's Purchase pried Average price Price ger stare Vdue on Unierszed Haring pat sham (1) Cod basis (I) on Feb 28(1) kb 20 ($) gain of loss (1) period CATERPILLAR INC Symbol: CAT Exchange. NYSE CAI: $2,664 Current 247% 1,1 10 000 --This information was unavailable-- 96.970 107,636 70 COLGATE PALMOLIVE CO Symbol. Cl Exchange: NYSE EAI: 32,051 Current yield: 2.16% 1,508.000 --This information was unavailable-- 62.830 94,747.64 CONCCCPHLUPS Symbol: COP Exchange: NYSE EAI: 14,085 Current yield: 4.15% 1080.000 --This information was unavailable-- 66.500 98,420.00 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 12,861 Current yield: 3.04% 1032.000 ---This information was unavailable-- 50.030 94,156.46 IWNOIS TOOL WORKS INC Symbol: flW Exchange' NYSE EAI: 31,967 Current yield: 2.04% 1,171 000 --This information was unavailable--- 82.500 96,607.50 JOHNSON & JOHNSON COM Symbol: 08 Exchange: NYSE EAI: 42,814 Current yield: 2.87% 1,066.000 --This information was unavailable-- 92.120 98,199.92 MCDONAUDS CORP Symbol: MCD Exchange: NYSE EAI: 13,298 Current yield: 3.40% 1,018.000 --This information was unavailable-- 95. t 50 96,862.70 NEXTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 33,370 Current yield: 3.17% 1,162.000 --This information was unavailable-- 91.390 106,195.18 OCCIDENTAL PETROLEUM CRP Symbol: OW Exchange: NYSE EAI: 32,791 Current yield: 2.98% 969.000 ---This information was unavaiable-- 96.520 93,527.88 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 32,620 Current yield: 2.84% 1,154 000 --This information was unavailable-- 80.070 92,400 78 PROCTER & GAMBLE CO Symbol: PG Exhange: NYSE EAI: $2,728 Current yield: 3.06% 1,134.000 --This information was unavailable-- 78.660 89,200.44 continued nen' page CP260004032254928 P26000144229 00002 0214 030575034 Y123568550 COCtlikvGm0002eiati 10 of 48 CONFIDENTIAL EFTA_0013 I 104 EFTA01273311 SUBS Resource Management Account n. Your assets Equities . Common stock (contoured) Hddng STAPLES INC Symbol: SPLS Exchange: OTC EAI: 43.249 Current yield: 3.53% TARGET CORP Symbol. TOT Exchange. NYSE EAI: 42,752 Current yield: 2.75% TRAVELERS COS INOTHE Symbol. TRY Exchange. NYSE EAI: 12,304 Current yield: 2.39% UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange NYSE EAI: 12,843 Current yield: 2.80% NLINX INC Symbol: XINX Exchange:OTC EAT 12,0-36 Current yield 2 22% Total $1,961,525.62 Total estimated annual income: 555.438 Account name: GNI!LAINE MA. WELL Erie nd ly accou et name: Account number. Your Finandal Advisor: SCOTT STACK MAW LYLE CASRIEL ia.icebee of shares Purchase pica Average price per shale (1) Cost basis (S) Pitt< Per chafe on Feb 28(1) vaue on UmezdIzed Hold ng Feb28(1) gain or loss (1) period 6.769.000 ---This information was unavailable— 13.590 91,99071 1,600 000 --This information was unavailable-- 62.540 100.064 00 1,152.003 ---This information was unavailable-- 83.840 96,583 68 1,061 OCO --This information was unavailable- 95.770 101,611 97 1,798 000 ---This information was unavailable-- 52.200 93,855 60 Your total assets vaue on Feb 28 (5) Percentage of Cost your 3CCCunt COS6 (S) Est mated annue income (3) UnreNtZed gain Or IM(1) Cash Equities Total 61,981,915.66 100.00% $20,390.04 555,438.00 • Kinnrig (051 tees inloarellon Cash and money balances 20,390.04 1.03% 20,390.04 ' Common stock 1,961,525.62 98.97% 55,438.00 Account activity this month Date ActInty DexnotIon Amount 0) Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 20390 04 Total deposits and other funds audited $20,390.04 SDNY GM 00020485 CP260004302254929 P26003144229 08002 0214 030575034 Y123568550000000 Page 11 43 CONFIDENTIAL EFTA_00B1105 EFTA01273312 *UBS Resource Management Account February 2014 Account activity this month (ccntit0edl Investment transactions Account name: GHISLAINE MAXWELL Friendly account name: Account number: For mare information about the prkevalue shown for restrkted securities, see Cmportant inlormatkot about your statement at the end of this downent Date AC4)4ty Descdption eroceedS from Funds investment tnithdracen I a accrued Quantity Vdue (S) Price (S) transactions (5) InwesIrnentS130u0( (S) .merest (S) Feb26 Receive Dtc ANALOG DEVICES INC 1,751.000 89,020.84 Feb 26 Receive Dm AUTOMATIC DATA PROCESSNG INC 1,272.000 98,478.24 Feb 26 Receive Dtc BAXTER INTL INC 1,556.000 107,690.76 Feb26 Receive Dtc CATERPILLAR INC 1,110.000 107.89200 Feb26 Receive Otc KACKROCK INC 372.000 110,718.36 Feb 26 Receive Dtc COLGATE PALMOLIVE CO isos.coo 93420.60 Feb26 Receive Dtc CONOCOPHLUPS 1,480.000 97,872.40 Feb 26 Receive Dtc GENL MILLS INC 1,882.000 93460.12 Feb26 Receive Ott ILLINOIS TOOL WORKS INC 1,171.000 96,548.95 Feb 26 Receive DR JOHNSON & JOHNSON COM 1,066.000 97,123.26 Feb 26 Receive Dtc NCDCNALDS CORP 1,018.000 97,61602 Feb26 Receive (sac NEXTERA ENERGY INC COM 1,162.000 105,114.52 Feb26 Receive Dtc OCCIDENTAL PETROLEUM CRP 969.000 92248.80 Feb26 Receive Dtc PEP9CO INC 1,154.000 90,762.10 Feb26 Receive Dtc PROCTER & GAMEILE CO 1,134.000 88293.24 Feb26 Receive Dtc STAPLES INC 6,769.000 92058.40 Feb26 Roan* Dtc TRAVELERS COS INOTHE 1.152.000 96,111.36 Feb26 Receive Dtc TARGET CORP 1.600.000 96,784.00 Feb 26 Receive Dtc UNITED PARCEL SERVICE NC CL B 1,061 000 101.007.20 Feb26 Receive Dtc XIUNX INC 1,798.000 93,819.64 Total Securities transferred in $1.646A40.111 Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CP200004002254930 PU000144229 00002 0214030575034 vi23568S50 COCejtiptiGm3,002iMe 12 of 48 CONFIDENTIAL EFTA_00B 1106 EFTA01273313 *UBS Resource Management Account February 2014 Account activity this month ccontroed Crate Money balance activities Jan 31 Feb 27 Feb 213 The UBS Bank USA Oepoot Account i; your primary sweep option Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your N sandal Advisor: SCOTT STACKMANLYLE CASRiEL Actrvity Description Arrount 1$) Balance forward S0.00 Deposit UBS BANK USA DEPOSIT ACCOUNT 20,390.04 Closing UBS Bank USA Deposit Account $20,390.04 SDNY GM 00020487 CP26O004002254931 PZ6000I 44229 00002 02I 4 030575004 Y123568550000000 Pegs 13 of 48 CONFIDENTIAL EFTA_00131107 EFTA01273314 *UBS Yournotes 4moravrimmessowagg. ,,,,,,...14.r. ...=,, CONFIDENTIAL EFT,00B110E EFTA01273315 Important information about your statement LES Financial Services ix. (the F im or UBS Anemia! Swing is a merrter of all princin wordy, cannodey and colons exchwges. IBS Fa-erxial Senates and U3S Bank USA we rdrect subaltern of LES AG and affiliates of LES Se:train UC. The Finn's Ihennal statement is available upon reoen. The Finn meanie off ices we a: LES Fintryoul Sans 1200 Harbor Boulevard Weehawken, to 07086 This statement represents the any off aria' record of pas LES Financial Servos account. Other words, rapt official far downwit containing cornicing date should rot be relied Lyon N you bedew there is an error cr omission, please report it immedately narking to the Bench Manager et the office saving you account. Atkough al figures shown ate intended to be accurate. statement dated-I:0i not be used fix tat purposes Rely ate& on xnend tax forms, 6.e. Form 1009 Sdalk 10425, etc.) whin preptringyour tax return. The Finn it requiredby low to won to te IRS all taxabk divide-Kb, report** rontaicabk dn.:lends and tidale edentlt eared on %wins held in you accent net proceeds an safe transactors, and cost base cncenain covered warns. Communications with the Firm • Please re-confirm any oral cornmincaterts in mai* to funher protect young*. incladrig your rad order the Salsifies Manor Protection Ad (EPA) • If the finnal nstitution en the tcp leit of Ike Ind of this statement is noeUBS Finaxel Senkes, LEIS Fnanoal Services carries your accon as cleamg taker by at argereant web the endowed intlitutiNt We Wormed you of this relationship when you opened this wookrt. kt this case, your trots and searkina-e tooted a LES Hnancial Senates and rot the droctiong broke., aid you mat make a rePcO of try eta or &tuition to both firms. A Nathan slate-rants shall tie deemed complete ad accurate i not objected ton wren; withn 60 days. • Please died customer complaints a eq.iiies to he Firn's C lent Relatims Dmanent a 201.352.1699 tolkfree a 8004569103, 860 A.M. to 6:CO P.M. ET Monday through Fridaw a in main; to LES Financial Senates K., Client Relations Depalment, P.O. Box 766 Union Cy, NJ 07087. • kJ case of erren Or Westin; about an electronic funds Wanner (Wit bi puymm or UBS Vsedebit card eankictiorn, call 62-1000, or wife to UBS Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. Waken/on W 07086. *tin RINABSA Sermes Cal a write as soon as you cart it you their your staerrent or receipt is mang or if you need more nfamatim *as a tire* on the statement or recejet. The Firm or Card Issuer (as afkablekmr0 her from you np later than 60 days after te Fim sent you the fen stamen on which the error or problem appeared. - Prowde you- name ad acco.re nutter Of any). - Desoto& the *nor or he transfer you ant triAre about, and 'ratan as <kat as you cm why you believe t is an error a why you need more Piamation — Proud. the &Aar Arran d to suspected mot The Fins or Cad Issuer MI instgate your complaint and wall correct any error promptly. Please make all checks payable to the Fern or the financial inatitution itokated on fro front of this Oakmont had:Mint° rigida. *cant fen accounts may be subject to mailenaxe fees, chaps for ate parent for warns purchases and charges for unpaid amens an cash moans. Accounts that at transferred sp otter intkutgns may b subject to a sunder tee. UBS Swap Onions UBS offers options for sweepng cash bine; banes to bat deposits at UBS Bark USA and UBS AG Starthxd branch (Etank Sweep Frogume), moneymane mutual km* (Morey runt) ad the International Deposit Accotnt ODAffor customers with wantemational Resource edmagemeni Account. Through tie Balk Sweep Pregamk cash balances re swill to LESEtais USA up to an di-goblet...3 knit ad then to LES AG Stanford Brardn cr a Money Fund. Deposits at UBS Bak USA are FDIC rand in accordaxe with FDIC oaks. For nxre Haman:el please set wwwidiogov. Deposes at UBS AG Stamford Binh red tares of Money Funds ant rot inured by the FCC. %route the OA, mane to cash balances we swept to depose accounts al UBS AG New Yak Branch and CBS AG Cayman Branch These deposits ate not inured by the FIX. Balances Feld at an LES AG Cayman Brant, are tempera* exposed to the sovereign risk of the Canaan blends, and there is no giwantee Cr other obligation of UBS AG to tway to Saxes while on the UBSC grans Bradt. books. Depost a 185 Bat LEA and each UBS AG Eranch are not protected by SIPC. Money Fund shares av protected by SIPC. See *U3S Financial Service. Acton Protection' bobw Upon you retest, balrices n te Bank Sweep Programa OA may be withdrawn, and shares of a Money Fund may be liquidated, and the proceeds returned to you <flour rennin accapt. Rohr formation about available mem options, nthing amen attest rates and yet*, a nab k at www Lbscomriseeppekk from your Fnrxid Advisor or by calling 800762.1000. UBS Financial Serene moan protection The is a menthe of the SeardeS Investor Protection Corporation (SIPC), which protect securities account, of its members up to 1500,0:0 *cluck* 52663,000 for dams kr cash) The SK asset protection Imes copy to all account tat you hold n a pa-Li:lake capacity. The Finn, together with certain affiliates, ha also purchasechipplarental protection. The maximum anoint payable to al eligible dent colectereH trdie this rani* is S500 million as of December 10, 2013. klotot to the pokyconditions wet limitation, cash a the Firm is further protected fa Lea to 11.9 million n the aggregate for all you accounts held n ova-titular capacity A ft/ ccpy of tie poky waning is nibble open eeritent. The SIPC protection and the supploranUI protection both do not apply to. . Cowin &uncial Assets controlled by (and hand A your account value) but held away from UBSFina-cel Services (e.g.. certain(* cash al UBS Bat, El can at LES AG Stroked bunch (i) innate acdX1S, including rabble anwities, and (M) shires of man finds where such them are registered dienly n the naile of the account Fokker on the books a-4 march of the applicable issuer or transfer agent); • Certain meaner* contracts or nestment Merest (eg.. limited partnesein and plan placement) the are rot registered under tie Securities Act of 1933; ad • Commodities contacts (e.g, foreign exchange and yeti:kismet.' contracts) ncluding futons contacts ad toffneditr °Phan contracts. the 51K protects:nand h suppkmental pennon do not apply to these Malt even 4 they otherwise appear on you Weernent Tice SEC protection and the rtnizaantal protection do not protect again changes in the maim vale of gar investments (whether a a result of market movement, iSSuer bwkruptcy Ce Othertaiw) More information is avianle teen retort You may obtan mate hfcmiation abaft SK, incladng the 51K Brochure, by coraaningSIK a 202-371-8300 or by wsitng the SK **bate sr YAWI.SIOCAIV Dividend Rein/enfant Program (Dpi) The age reflected is an swage price. You may obtan the actual price Iran yin Financial Advisor. Only nth* tare are purchased uncler DIM; partial there, will be cold rd the cash wM be deposited in your accord The 6viderd renvesvnent price applied by to issuer may • from the market pia at which tee partial shires n sold Calenlieu CM, whole wets maybe hells+ par account. If mu are entitled w aim-WI use as annual of a tividerd Danko' or otherwise, the Firm eel either sell panel area at mallet peke a accept an amount determined by a registered clearing agency, at credit you' accart. Investment objectives The faunae °nuns red risk profile we speak to each account and may coy between Meese Seise the Finn prompt), in wren; of any signikant change in you. Maxie' skuaion or insurers objectives. For each CONFIDENTIAL accost hekk you choose one of the following jinn objectier • Endue Cunene/mom.. Inane es seekng the generation ca income crib.. • Adder• CapralApprociatba Ireasknents seeking growth of prroinal rather than the speroratim of moan?. • Produce Combination of Mame and Capital Appreciation: nesiments seeki-g both the generation of name and 'mirth of prkoikel. Oewoll risk prof des • Consavarar Seeks to maintain Pint vet pd, wth low risk aid voLaility to the non meal, tend that men the nose does not generate significant income or retutm and may rot keep pace with inflati:n. • Moderato Wilk* to accept sum Sc to pinogal and tolerate some rot:nary to seek Inter returns. • Aggressire: Wiling to accept high Sc to pinopal aid high toltailty to seek high returns over time. Statement licruseholdne We may consolidate al related account statements with the sane inlet n the sate tartar:4. Accounts may be related ler this purpose berate they hew owners who also maintain pit worn relationships wit other dents at the sane address. This practice's known as • househnling ' II you prefer to recede a-diva:kat statements mated in separate envetpes — you may dacha householding by Ealing your F minaret Advisor. Friendly account name the Frendkaccant name reflects al amnion that you greeted on the Fimrs onlne senates websae, N is a custanimble rniclrurro' &awn by you to alit you wish ma recordkeeping. It has ro legal effect on your account You can dung. you' hiendk account names, through Onire Services or by contactegyourFrancial Athisor. ACCOSolt overview • new of Mrs aCCOUnnOrektin Net of assets rd fiabillies. • Asset kolas salable cash balances, wades for restricted storey lest 1, and Global Tine Deposits, urrealied maks to makes, and certain ants not held by the Fan. Does rot include 'stoked SKS/eke:assets al the end of the prior and curent statement periods, or prorate irwestriwits, invested stock options and namable stock anions • Cianicies Includes debit blIIM•5, anwardirg rrurgn loan credit ne, tot accent balances, • Casb/r•oner balances. Total of uninvested avalable cash balances, plus UBS Bak LISA deposit baircek UBS AG Surraoid Ranch deposit balances and money market mutual fund sweep Sans, at the obit of he statement period. Noncormlocity kee credit balances in your account are rot segregated from other balances and the Fern may use any of these funds in the ordinary Crone of it Paine's. these funds a* payabk coon year drained. This total is included., h orrentpriod closi-g SDNY_GM_00020489 EFTA_00131109 EFTA01273316 Important information about your statement (Continued) lancing iteration For detafechnformation on the Finis ending practices and discitres, reeer to gas Client Relatorship Ageernern or Accan Agreement and the General Terms ad Conditions UBS Starred of Credit fraction available in Agreement; andOtiosares at ungraldrsagEgaaiguats. Yew at Hs Your ortment Semen securities end nit awes held lathe arrant at the end of the staernea period. You may ask fordeivery of fully paid segraies at ry time. You my receive securities used as loan collateral after prying any balance due on them. My securities transient to the rim clatg tea sestrant pent are listed at market value as of the end of the statemwe period. • Can basis. In dettemnirg she cost basis of the stories included in this statement, where indicated with the rumba. UPS Fivircial Services has relied cn information obtained from sources other tan tfirS Financial Services, including torrrision ten another Sim a that you may haw providecho you finaxial Advisor. The Finn don not intendant& verify a taunt the accuracy or vartity day information provided by sates offer than 1**Si-uncial Services. h attirt although UBS eininCel Services general& waren tie Hammen as it k received, the firm does not provide any eitrances that the iicrmatian kart "Cost basis" and "Lhreakzed gar/loss' it accurate as d the date of thS statement. As such phase donee re& on this tomtit to make pLeckase a tale decisions, fats trpases or otherwise. Accounts transferred to to Fim may reflect girl loss igamatn on& f or the period of tine they av held at to F rm More historical tams en tan be added by you. Feint Advisor. • Um-waited gat/losses Wien data is awiltle, estimated trealized gait tses we totaled Ice rYlvila4sMrey lots. Re transaction data for "tilt lots may or may not reelect committal dirges atria'entity reorganirat Mitts Dividend and °tarns nwstment lots rd systematic pachne kits are each combined to display one averaged loll)* • Trade date • [alto presents the aigiul transaction wade date. • Callable securities Brit and preferred stock that the seer cats for eair ter/en-ph" will be selected mpa-tal& by lot ten among all seo.raies of fiat int held hour tensor in non tee name lee as clients. Call bane idamtixh h cbtaned from third parties and is accuracy snot guaranteed. Other call fealres may west which cat tea yield complete tcmiaton Milt pronged upon request • Certificates of deport (CDs) CDs are FDIC enured Lp to S293,000 in stein' and accrued interest per deposior and per deposityinattit, rhacccrdane wt WI( rules. • Pricehalue tin displayed f or securities and ogler products may be higher or lower than Pewit that you would tusk retire h the market Pries an °tent from vaious third party sources itich use bet* to be reliable. but we do not gawalee their accuracy. — We gently to the closing price when avelthie the mean of the bit ad ask prices fa lined scants and cplors a on& NJ prices fa OTC seosnies. - Less acts& traded securities may be priced usng valuation model or the moo recent prt we obtaned and ma/ no reflect an aortal matt ;rice or vale - Certain positions may appear without a price and will dew as *price was rot avedable if we re unto to obtain a pnce f or a wanly - Deposits or warts de-a-Snaked n currencies other tan U.S. dollars are reflected at the et hinge rate as of the statement date. - For cart watts twang in non.conf riming dercirmataa price and quaty 0 ace value may have been adisted to facilitateproper valuation To obtain current quotations, when athilible, corded par Financial Ater. • Print inestrart0 end An/clawed product hit, metre,* sectrites (exiting drect pat/Spatial acqam and real estate investment trust warts) and stared prodxts are general& highly Att. Cent snared proists have not been registered will the Securities and Excha- (omission a under any state secures taws. We prate esteneted valets for pate investment decades and structured products for tormatena purposes only tasty knot grarantwd. - These values may differ stistantiaby from preer if any, at Mtn a private investment security a structured rcdxt may be bough or sold and do not necessarily represent the vat. you may receive ton rquidition. Thid patitsbrnates of vale cue as of a certain date and are Applied to UBS Enact Services on a regukr bass by in independera religion Jim. - Issuer, general partner a sponsor estimated vales, ary, are supplied to the Fran by Ow Mut gerwal pater or taws and may be calculated based on different information from tat used by thid parties laded* their estinated values. - You can obtan a toner taint:en regarding the methodology used to determine the &it* of value and the date of it tormation that is the basis for the taint by tonal leg your &uncial Advisor. - TAW party estnyeed votes may be reflected as •Not ;read' n wow I sit atm, wfe n ;dependent valuation ire has not suppledor is unite to assign a vale, when we become avare that a materialevent has tasted that may call a pints& reported vela it question, or when a value would be highly3'watt due tote nate of the study. - When neither an suer, general panne or sponsor *stinted vela nor a Orderer estimated vela if mad. the value of the senty Baia be different km itspurchaseonce. - •Pstrbact to date' may melt)* return of capital. income ce both — see' represents the initial ottani; price per unit and may not reelect your had basis • Retread securities Restled sea:4in enenralY are rot twenty elicit Tor public sale. UBSFina-rul kevices wee to matt price of the unrestricted stock of the same issuer as an mputed vat for the restricted stook for moons of des 'Women ond, To the tent that eearicled learition are elgbh la sae, the vale retied may be stbsentral& less than the inp_oed value drown • Eat (ostirneted) income. anent yields end Mtn. An entinate of mesa income is bawd an cant tidied ad interest rates, attuning tie secrets will be held for cur yew from statement date or Ltd MIlisity ma ellinale isce* again., accuracy rd continued nconw are not guaranteed - Estimated anal nccme carent yield fa certain types of sentries could include a tarn of pmcgal or capeal gat in %tit case the est income (ind tonere yelc$ would be °witted. - Estimated annual icane rd cant yield and la aclual tome and yield mgt be kwer a higher than the estimated taunts. - An estmate of rruateed n<ome (divdend ardor interest) dryad by the carers market valerf average balance is based on the fact dividend Or interest payment made by the issuer and arms tie seas-Mee/depot will be held for ore year tom the statement date or unhl malty. Accuracy AS continued weld we not garrote • Assets not held by UBS ;rancid Services. Certain assets are rot held by the fern and not thin the Fen's possession or carol. These assets are toted on you statement for informational purposes only. Portions ad values presented re p ted by the owing f ern UBS Frencial Sentes not rest:cantle for ths ilarnation and des not guarantee es accuracy. These assets me rot protected by RFC or tie Fitt ustlementalSIPC widens. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 fees recent n carecton wri the distnbution of marl lands to Ourc lent we ander our an" Fictive revenue *Wing payment from distributors a-dor athiges of the rupee funds that we sell. Thesestunts are based on two deems eorn4Onent4 amantol saki by UBS of a partkula miAual fund I ami& to our <lint, and CO the asset value of a pantie- mutual fund I amity's tares held at the Inn — We and as at also recess e nett:eking and orrnbus processing lees in consideration for transfer agent antes that we Fronde to the mutual find. Thew fees SlenerallY are Pat from investor asses in the nasal fund and are a toad Jolla amount based an tie number of accounts at the broker-dealer holdng maul( lords ot that fund CONFIDENTIAL — h stern tOCOmm6erni Maned n connector. wth the sale or delnbikon o1 away contracts and iisie investment tat units to our <lents, we actor our affiliate not ream* sharing anteneation tram many of the instance tenant undennetiw the arruity contracts, teats of the turn* carpanes or sponsors of tett investment wets we distrbute - Cur affiliates aho rewire trading comma:St and other canna-sato Fran total finds and nsurance companies whose prOCIJCIS we distribute. - Wettere an anal fee from UBS Bak OA and WS AG Stanford Branch of up to 425 per accost sweeping to the barks under the UBS Bark Sweep ercgrams. Activity hbrmaticriregardrigcanninto and otter charges ncurted n connedon with fie encutcri of wades, ndudng option transactions ha been induced on wilt -tons previously furrashed so you. and %WI be prowled to yOu wavily an recpest. Shit ailing F you are engaged in short werg a security, you may heir a charge the to certainborrowing costs for that particular secunty. Open reedit Receding Wen or •gazdtilloancelled* orders fiat were not "ruled by the statement date, open buy ad sap stop orders are redxed by the anount of dindends a rights on en ex-divider" a. trips date unless intruded otherwise by vat. You are rispornble for ceders that re trued &ricoyour bate to ca el Wafting open orders. Privacy To obtain a copy of at cleat (het Skinny Norco, please contact your Francis' Advisor or vie as weber at wittethilftgagisfatgla UBS Financier Services a rot a bat We RMA. Busnen Seniors Account BSA and IRMA are brokerage accounts which provide access to barking services at products though arrangiments with aft nated bat and other thedety bents, and provides access to nsura-ce and entry proista blued by unaffiliated thintity ;trance companies through tura-co agency substries of UBS financial Services Inc. Iniestment mutate. and arrAy products: Not VIC inured • No bank gutter.* May ese vela RYA. Restate Management Account, Burgess Services Account 854, 8144 and international Resource Management Accost are registered service marks of UBS Financial Services Inc Visa Siratue e a reggered service work of Visa International CBS Via Sgnatese cede cards and CBS Visa debt cards are card by UBS Bark USA with 'wanton from Vas U.S A Incorporated. UBS financial Services Int P*v 201402 SDNY_GM_00020490 EFTA_0013 1 10 EFTA01273317 SUBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CW70064797550311 XII. 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Ill SS Your Financial Advisor: SCOTT STACKLIANILYLE CASRIEL Phone Resource Management Account March 2014 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Call your Finan3,3 Advisor or the RMA ReSOUrCelane at 809RMA- 1000, account 029323568 Value of your account on February 28 (1) on March 31(1) Your assets 1,981,915 66 2,042,844.98 Malt our webilte: www.ubstorellinancialservices Your liabilities 000 0.00 Value of your account $1,981,915.66 $2,042,844.98 Items for your attention you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled, Go to uhs.comionineservices Tracking the value of your account S Thousands 1,981.9 7.0428 Feb 2014 Mai 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and Wthdraifals Your iwestment return: Dividend and interest income Chance in markot value Value of year account on Mar 31, 2014 1000 31988,593.85 44263.84 349987 29 $2,012.944.98 SDNY GM 00020491 Member SIPC C81170003005479755 NP70003C04435 00002 0314 030575004 VI2356855010000D Page 9 of 86 CONFIDENTIAL EFTA_001311I I EFTA01273318 *DUBS Resource Management Account March 2014 Your account balance sheet Summary of your assets value on March 31 (I) Percentage of yOir account A Cash and money balances 46,816.88 2.29% B Cash alternatives 0.00 0.00% C Equities 1,996,028.10 97.71% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $2,042,844.98 $2.042,844.98 100.00% Account name: GHISLAINE MA cNELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Year K Bendel Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the rmponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change March 2014 Year to date 0.84% 1.81% 0.53% 1.97% -0.57% 0.77% -0.17% 1.84% CNP70X9006479756NP70033,1040500C02 0314 030575004.23568550 lOrgehy_Gitogo20062 10 of 86 CONFIDENTIAL EFTA_00131112 EFTA01273319 44) UBS Resource Management Account March 2014 Change in the value of your account March 2014 (S) Year to date (S) Opening account value $1,981,915.66 $0.00 Deposits, including investments transferred in 22,163.00 1,988,593.85 Dividend and interest income 4,263.84 4,263.84 Change in market value 34,502.48 49,987.29 Closing account value $2.042,844.98 $2,042,844.98 Account name: Your Financial Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned For purposes of this statement treartaitty of inkiest and dividend income has been determined from a US tea repotting perspective. Based upon the residence of the accounl hdder, account type, or product type, some Interest andor dvidend payments may not be subject to united States (US) ardor Puerto Ric0 (PR) income tares. The cSent monthy statement is not intended lo be used and cannot be reeed upon foe tar PUICOSet Clients Should refer to the avocet:4e tax reporting forms they receive from 085 annuely, such as the forms 1099 and the FrtnIS 497, for lax rePOltmg information II is the Make of 085 to file the splicade to reporting forms with the US interred Revenue Semce and PR Treasury Department, and in such fortis accurately dairy d‘tdenct ardor interest as ten emrrpt or tine* income. Please consul! yOu I inchedual It. prepare/ March 2014 ($1 Year to date (S) Taxable dividends 4,263 76 4,263.76 Taxable interest 0.08 0.08 Total current year $4,263.84 $4,263.84 Total dividend & interest $4,263.84 $4,263.84 Summary of gains and losses Vaues reported telcw exclude products for which gam and losses are not Ossified. Realized gains and losses Unrealized March 2014 (9) Year to date (i) gains and Insses (9) Short term 0.00 0.00 68,692 37 Long term 0.00 0.00 211,386.11 Total $0.00 $0.00 $280,078.48 Cash activity summary See Account activity this month for detals. Sciences in your Sweep Options are induct din the openng and closing Mantes irate. FDIC insurance applies only to deposits a u85 Bank LISA not to deposits at Les AG. Slarriord trench or bank deposits placed throw", the LISS International Depose Account program. SIPC protection applies to moor/ market sweep hard hokringt but not bait depends Sae important ;Monne:ton about your statement on the last two pages cf this document for &IOUS March 2014 IS! Year to date (S) Opening balances $20,390.04 $0.00 Addittons Deposits and other funds credrted 22,163.00 42,553.04 Dividend and interest income 4,263.84 4,263.84 Total thiJItrons $26,426.84 $46,816.88 Net cash flow $26,426.84 $46,816.88 Closing balances $46,816.88 $46,816.88 SDNY GM 00020493 C elP70:10,006479757 NV7007307405 C0072 0314 030579004 M23568550 10000D Page 11 of 86 CONFIDENTIAL EFTA 00131113 EFTA01273320 *UBS Resource Management Account March 2014 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 80 .00 Closing UBS Bank USA Deposit balance Mar 6 820,390.12 Number of days in interest period 28 Average daily balance 85,825.73 Interest earned 80 .08 Annual percentage yield earned 0.02% Account name: GH1SLAINE MAXWEU_ friendly account name: Account number. Your investment objectives: YOU have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important inbrmation about your gammont at the end of this document. Your return objective: Curient income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions e You- account cost basis default clopng method is FIFO, First in, First Out Your linancial Advisor: SCOTT STACK MANLYLE CASIVEL CHP7C0C0006479758NP70C0300405 C0002 0314 030575004021888880 104021Y_GM_00021;145$ 12 of 86 CONFIDENTIAL EFTA_001311114 EFTA01273321 UBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Seale PnCeS, InCCfne and current va Urn shown may be apron:it*. AS a its ult gam and frOSIS May rot be acutately refleded. See important information about your statement a the end ol this dxurreM for mote Informal on Cash Cash and money balances Cash ant money balances may include avalable cah balances, U8S Bank USA &pout account Warren UBS AG Stanford Branch depose account balances and money market mutual fund sweep barances UBS Bank USA deposit accounl balances are insured by the FOC valhn avec able limits, but are not protected by DPC U135 AG Stanford Bram h deposit ac Duet btlarxes are not /muted by FDIC end are sot protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC. Set the important information above your statement at the end of this daarnent for deals about those balance; Openng baance Closmg Wane Pnce per share Average Hddng on Mat 1 (S) on Mar 31 (S) on Mar 31 (0 rate U8S BANK USA CEP ACCT Doldend Interest period Your PI nodal Advisor: SCOTT STACK MAN/LYLE CASRIEL Daft n period Cap amount (f) Equities Common stock Hddng 1.1.31;* dsle lanT1:1O of shares Purchase on( Average pate per share (I) Cost WS'S (S) Price Per Share 01 Mar 31 (1) Value on Mar 31 (1) unresino gain or loss (1) Hddng Period ANALOG DEVICES INC Symbol, ADI Exchange- OTC EAI: 32.591 Cuyent yield- 2 78% Nov 16. 11 13.003 37 316 485 12 53.140 690 82 205 70 LT Nov 17, I I 13003 35393 460.12 53.140 690.82 230.70 17 Nov 18, 11 35.003 35.502 1242 58 53.140 1.859 90 617.32 LT Nov 21, II 18.000 34.371 618 68 53.140 956 52 337.84 LT Nov22, 11 15.000 33338 500.07 53.140 797.10 297.03 LT Nov 23, 11 22.003 32 655 718 43 53.140 1,169 08 450.65 LT Nov25, II 7.000 32.460 227.22 53.140 371.98 144.76 LT Nov 28, 11 30.003 32.951 988 55 53.140 1,594 20 605.65 LT Nov29, 11 18.000 33.472 602 51 53.140 956.52 354.01 LT Nov29, II 5.000 33.622 168.11 53.140 265.70 97.59 LT Apr 24, 12 30.000 37.567 1,12701 53.140 1,59420 467 19 LT 20390 04 46,816.88 250,000.00 continued next page SDNY GM 00020495 C HP7000?306479759 NP70C030340S 000O2 031.1 030579004 III73S68SSO 100000 Pap 13 of 86 CONFIDENTIAL EFTA_00I31115 EFTA01273322 UBS Resource Management Account March 2014 Your assets . Equities . Common stock (co.-bonus) Nuking Trade date somber or shares Purchase peicel Average price per share (I) Price per shoe Cott befit (S) cm Mat 31 (1) Vdueon Mat 31 (S) Lloretated gain or loss (S) Hddng period Jan 23,13 1,056.000 43 209 45,62881 53.140 56,115.84 10,487.03 LT Apr 22,13 489.000 42 447 20,756 68 53.140 25,985.46 522878 ST Security total 1,751.000 41.990 73,523.89 93,048.14 19,524.25 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 12,442 Current yield: 2.48% Aug 4, 11 146.000 48.469 7,076.53 77.260 71279.96 4,203.43 LT Aug 12, 11 4.000 46.880 187.52 77.260 309.04 121.52 LT Jan 23, 13 767.000 59890 45,936.09 77.260 59258 42 13322.33 IT Apr 22, 13 355.000 65.098 23,110.04 77.260 27,427.30 4317.26 ST Security total 1272.000 59.992 76310.18 98274.72 21,964.54 BAXTER INTL INC Symbol: BAX Exchange: NYSE EAI: 13,050 Current yield: 2.66% Jun 20, 12 30.000 51.934 1,547.84 73.580 2,207.40 659.56 LT Jun 20, 12 17.000 51.522 875.89 73.580 1250.86 374.97 LT Jun21,12 29.000 52.077 1,510.25 73.580 2,133.82 623.57 LT Jun21,12 7.000 51.500 360.50 73.580 515.06 154.56 LT Jun21,12 5.000 52.216 261.08 73.580 367.90 106.82 LT Jun 22, 12 61.000 51.890 3,165.29 73.583 4,488.38 1,323.09 LT Jan 23,13 768.000 66.658 51,193.80 73.580 56,509.44 5,315.64 LT Apr 22, 13 355.000 69.318 24,60800 73.580 26,120.90 1,512.90 ST Sep 19, 13 74.000 72.165 5,340.28 73.580 5,444.92 104.64 ST Sep 19. 13 6.000 71.875 431.25 73.50, 441 48 10.23 ST Sep 19. 13 3.000 71.880 215.64 73.580 220.74 5.10 ST Sep 20, 13 47.000 71.987 3383.41 73.580 3,458.26 74.85 ST Oct 3, 13 154.000 64.600 9,948.49 73.580 11,331.32 1,382.83 ST Security total 1,556.000 66.094 102,841.72 114,490.48 11,648.76 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.45% Oct 5, 12 7.000 189.932 1,329.53 314.480 2201.36 871.83 LT Oct 5, 12 3.000 187.820 563.46 314.480 943.44 379.98 LT Oct S, 12 2.000 186.670 373.34 314.480 628.96 25962 LT Oct 8, 12 8.000 185.783 1,510.27 314.480 2,515.84 1,005.57 LT Oct 9, 12 15.000 189186 2,837.79 314.480 4,717.20 1,879.41 LT continued next page CNP70003006479760NP70003C0405 00002 0314 030575004 V123568550 10060j1iyGhtoculyvie 14 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Anandol Advisor, SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00131116 EFTA01273323 *UBS Resource Management Account Mardi 2014 Account name: GHIStAINE MAXWELL Friendly account name: Account number Your Fl sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) Trade Hddng date taunter of shares Ptirenera pace, Average pdce per snob TS/ Cost bans (S) Peke per share an Mar 31 (I) Wine on Mai 31 (I) Lirrealzed gain a loss (1) eidting period 00 9, 12 2.000 189.010 378.02 314.480 628.96 250.94 LT Oct 10, 12 3.000 187.720 563.16 314.480 943.44 380.28 LT Oct 10, 12 2.000 187.670 375.30 314.480 628.96 253.62 LT Oct 10.12 2.000 187.995 37599 314.480 62896 252.97 LT lan 23,13 224.003 236966 53,080.41 314.480 70,443.52 17,363.11 LT Apr 22, 13 104.000 251.093 26,113.69 314.480 32,705.92 6,592.23 ST Security total 372.030 235218 87,501.00 116,986.56 29485% CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 12,664 anent yield: 2.42% An 19,13 72.000 84.718 6,099.75 99.370 7,154.64 1,054.89 ST lun 20. 13 121.000 83.141 10,06015 99.370 12,023 77 1,963.62 ST Jun 20.13 78.000 83.030 6,476.39 99.370 7,750.86 1,274.47 ST lun 21,13 204.000 82.904 16,912.44 99.370 20,271.48 3,359.04 ST Jun 24.13 III.0O3 81.517 9,048.46 99.370 11,030.07 1,981.61 ST Jun 25, 13 73.000 82354 6,011.86 99.370 7,254.01 1,242.15 ST lun 26.13 69.000 82.259 5,675.90 99.370 6,856 53 1,180.63 ST kr 27, 13 141.000 82.951 11,696.12 99.370 14,011.17 2,315.05 ST lun 27.13 7.000 82.925 580.48 99.370 695.59 115.11 ST lun 28. 13 169.000 82.774 13,988.92 99.370 16,793.53 2,804.61 ST 1x11, 13 65.000 82.781 5,380.78 99.370 6,459.05 1,078.27 ST Sootily total 1,110.000 82221 91,931.25 110,300.70 18,369.45 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: 42,172 Current yield: 2.22% Aug 4,11 174.000 41.632 7244.05 64.870 11287.38 4,043.33 LT Aug 12, 11 4.000 42.450 169.80 64.870 259.48 89.68 LT Jan 23,13 910.000 54240 49,358.63 64.870 59,031.70 9,673.07 LT Apr 22, 13 420.000 59.788 25,111 32 64.870 27245.40 2.134.08 ST Scarily total 1,508.000 54300 81,883.80 97,82196 15,940.16 CONOCOPHLUPS Symbol: COP Exchange: NYSE EAI: $4,085 Current yield: 3.92% Aug 4, 11 106.000 52.109 5,523.58 70.350 7,457.10 1,933.52 LT Aug 12, 11 2.000 51 435 102.87 70.350 140.70 37.83 LT continued next page SDNY GM 00020497 CNP70003006479761 NP7000X0405 C0002 0311 030575004023568SW 100000 Pap 15 of 86 CONFIDENTIAL EFTA_001311 17 EFTA01273324 *UBS Resource Management Account March 2014 Account name: GH1SLAINE MAXWELL Friendly account name: Account numben Your Kaandal Advisor: SCOTT STACKMØLYLE CASRIEL YOUr assets Equities . Common stock (conbnued) Tra* Hddng Ome Weter of shirts Raamt pace/ Menage pact per snapt (1) Cate basis (I) Pace per snare ces Mat 31 (1) Vitae on Mat 31 (S) Ursealzed gein or Ion (I) Hddng perbd May8, 12 16.000 53.400 854.40 70.350 1,125.60 271.20 LT May8, 12 13.000 53287 692 74 70.350 914.55 221.81 LT Jul 17,12 14.000 55.940 783.17 70.350 984.90 201.73 LT Jan 23.13 789.000 59815 47,194.59 70.350 55,506.15 8311.56 LT Mar 19, 13 138.000 59.137 8,160.98 70.350 9,708.30 1,547.32 LT Apr22, 13 402.000 57.707 23,198.25 70.350 28,280.70 5,082.45 ST Security total 1,080.000 58.453 86,510.58 104,118.00 17,607.42 GELAL MALS INC Symbc4: GIS Exchange: NYSE EAI: 13.086 Ctrrent yield: 3.16% Aug 4, Il 191.003 36265 6,926.77 51.820 9,897.62 2,970.85 LT Aug 12, 11 5.000 35.754 178.77 51.820 259.10 80.33 LT Jan 23,13 1,001.003 41387 41,428.89 51.820 51,871.82 10,442.93 LT Apr 22, 13 464.000 50.287 23,333.21 51.820 24,044.48 711.27 ST Jun 17, 13 148.003 49.739 7,361.45 51.820 7,660.36 307.91 ST Jul 18.13 73.003 49.836 3,638.07 51.820 3,782.86 144.79 ST Sectrity toti 1,882.003 44.031 82.867.16 97,525.24 14,658.06 IWNDIS TCOL WORKS INC Symbol: ITW Exchange: NYSE EAI: 41,967 Current yield: 2.07% Aug 4,11 135.000 47.128 6,362.35 81.330 10,979.55 4,617.20 LT Aug 12, 11 3.000 45240 135.72 81.330 243.99 108.27 LT Jan 23,13 706.000 63.704 44,975.31 81.330 57,418.98 12,443.67 LT Apr 22, 13 327.000 60.685 19,844.22 81.330 26.594.91 6,750.69 ST Security total 1,171.000 60.903 71,317.60 95,237.43 23,919.83 JOHNSON & JOHNSON COM Symbol: .INJ Exchange: NYSE EAI: 12,814 Ctrrent 2.69% Aug 4, 11 123.000 62377 7,67238 98.230 12,082.29 4,409.91 LT Aug 12, 11 3.000 63.730 191.19 98.230 294.69 103.50 LT Jan 23,13 642.003 72.736 46,696 71 98.230 63.063.66 16,366.95 LT Apr22, 13 29800 84.721 25,247.10 98.230 29,272.54 4,025.44 ST Security total 1,066.000 74.866 79,807.38 104,713.18 24,905.80 MCDONALOS CORP Symbol: MCD Exchange: NYSE EAI: 13,298 Ctrrent yield: 3.30% Aug 4, II 95.003 84.969 8,072.06 98.030 9312.85 1240.79 LT continued no« page CNP70009006479762 NP7000X0405 00002 0314 030575004.23568150 10/gfflyGm00025145. 16 of 86 CONFIDENTIAL EFTA_0013111 18 EFTA01273325 UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACKMA:40'LE CASRIEL Your assets . Equities Hddng Common stock (continued) Trade date Mabee of shares Purchase Ova Average price per shL1Pt (t) Cost bens ($) Price per share an mar 31 (4) Value on Mai 31 (I) Linredlied gain or loss (4) Mang period Aug 12, 11 3.000 85.910 257.73 98.030 294.09 3636 LT Nov29, 12 8.000 86.456 691.65 98.030 784.24 92.59 LT tan 23,13 555.000 93.053 51,644.75 98.030 54,406.65 2,761.90 LT Apr 22.13 255.000 99318 25,326.32 98.030 24,997.65 -328.67 ST Sep 19.13 78.000 97)379 7,634.63 98.030 7,646.34 11.71 ST Sep 19, 13 22.000 97.425 2,143.36 98.030 2,156.66 13.30 ST Sep 19, 13 2.000 97.830 195.66 98.030 196.06 0.40 ST Security total 1,018.000 94169 95,966.16 99,794.54 3,828.38 NEXTERA ENERGY INC COM Symbol: NEE Exchanger NYSE EAI: 43,370 Current yield: 3.03% Aug 4,11 134.000 52.960 7,096 75 95.620 t 2,81308 5.71633 1.7 Aug 12, 11 3.000 52.530 157.59 95.620 286.86 129.27 LT tan 23, 13 700.000 71.610 50,127.21 95.620 66,934.00 16,806.79 1.7 Apr 12, 13 325.003 79.757 25,921.06 95.620 31,076.50 5,155.44 ST Security total 1,162.000 71.689 83,302.61 111,110.44 27,807.83 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield: 3.02% Feb 12, 14 148.000 92.171 13,641.35 95.290 14,102.92 461.57 ST Feb 12, 14 117.000 92203 10,787.77 95.290 11,148.93 361.16 ST Feb 12, 14 32.000 92115 2,950.91 95.290 3,049.28 98.37 ST Feb 12, 14 7.000 92.065 644.46 95.290 667.03 22.57 ST Feb 13, 14 110.000 92.095 10,13045 95.290 10,481.90 351.45 ST Feb 13, 14 68.000 91.911 6250)30 95.290 6,479.72 229.72 ST Feb 13, 14 33.000 9t.560 3,021.49 95.290 3,144.57 123.08 ST Feb 13, 14 6.000 91.615 549.69 95.290 571.74 22.05 ST Feb 14, 14 334.000 95389 31,860.13 95.290 31,826.86 -33.27 ST Feb 18, 14 114.000 96.023 10,946 72 95.290 10,863.06 -83.66 ST Security total 969.000 93.687 90,762.97 92,336.01 1,553.04 PEPSICO INC Symbol: PEP Exchange- NYSE EAI: 42,620 Current yield: 2.72% Aug 4,11 115.000 63.979 7,357.65 83.500 9,602 50 2244.85 LT Aug 12, 11 3.000 63.023 189.07 83.500 250 50 61.43 LT continued next page SDNY GM 00020499 cRP70o0V06479763 Ny=0300405 OcCo2 0314 0305750041ln mosso lococe ►egs 17 of 86 CONFIDENTIAL EFTA_001311 19 EFTA01273326 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued/ Hddng Trade date Mater of sham Purchase pricer Average Lice per than (S) Price per shoe Cost bath (1) on Mat 31 (1) Vdue on Mat 31 (S) 1.1nredIred grin or loss (5) Hddng period May 16, 12 6.000 68.535 411.21 83.500 501.00 89.79 LT Oct 24. 12 1.000 68.690 6869 83.500 83.50 14.81 LT Oct 25, 12 2.000 68810 137.62 83.500 167.00 29.38 LT Oct 26, 12 1.000 68890 68.89 83.500 83.50 14.61 LT Oct 31, 12 1.000 69370 69.37 83.500 83.50 14.13 LT Nov6,12 1.000 69370 69.37 83.500 83.50 14.13 LT Nov7,12 1.000 69.150 69.15 83.500 83.50 14.35 LT Nov8, 12 2.000 69.090 138.18 83.500 167.00 2882 LT lan 23,13 699.000 72.166 50,444.31 83.500 58366.50 7,922.19 LT Apr 22, 13 322.000 82.251 26,484.85 83.500 26,88700 402.15 ST Security total 1,154.000 74.097 85,50836 96,359.00 10,850.64 PROCTER &GANELE CO Symbol: PG Etchange: NYSE EAL 32,728 Current yield: 2.98% Aug 4, 11 118.000 60.103 7,092.22 80.600 9,510.80 2,418.5S LT Aug 12, 11 3.000 60.896 182.69 80.600 241.80 59.11 LT lan 23,13 619.000 69.941 43,293.73 80.600 49,891.40 6,597.67 LT Apr 22, 13 286.000 81332 23,261.18 80.600 23,051.60 -209.58 ST Apr 24, 13 108.000 77.762 8398.32 80.600 8,704.80 306.48 ST Security total 1,134.000 72.512 82,228 14 91,400.40 9,172.26 STAPLES INC Symbol: SPLS bchange: OTC ERI: 43,249 Current yield: 4.23% Oct 24. 12 63.000 11.313 712.74 11.340 714.42 1.68 LT Oct 24, 12 1.000 11360 11.36 11.340 11.34 -0.02 LT Oct 25, 12 57.000 11391 64929 11.340 646.38 -2.91 LT Oct 25, 12 46.000 11.420 525.36 11.340 521.64 .3.72 LT Oct 25, 12 8.000 11.430 91.44 11.340 90.72 -0.72 LT Oct 26. 12 51.000 11.400 581.42 11.340 578.34 .3.08 IS Oct 31, 12 12.000 11.526 13832 11.340 136.08 -2.24 LT Oct 31, 12 3.000 1 I 566 34.70 11.340 34.02 -0.68 LT Nov 1,12 46.000 11.677 537.17 11.340 521.64 -15.53 LT Nov 1,12 33.000 11.605 382.99 11.340 374.22 -8.77 LT Nov1,12 7.000 11 .597 81.18 11.340 79.38 •1.80 LT continued next page CNP70009006479764 NP70003C0405 00002 0314 0305750dt Y123568550 laajwGmiymeign 18 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ilnancial Advisor, SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_0013 I 120 EFTA01273327 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (contrite:di mcldno Trade drie taint'« of snares Perdtase nicer Average price pet share (1) COS( bads <SI Price per stwe al Mat 31 (5) vane on Mal 31 (1) gain1.1 O7O1111 (11 Hcidng period Nov 1, 12 1.000 11 .600 11.60 11.340 11.34 -0.26 LT Nov2, 12 31.000 11.552 358 12 11.340 351 54 -6.58 LT Nov 5, 12 31.000 11.465 355.43 11.340 351.54 -3.89 LT Nov 5, 12 7 000 11.590 81.13 11.340 79.38 -1.75 LT Nov6, 12 51.000 11.820 602 87 11.340 578 34 -24.53 LT Nov6, 12 26.000 11812 307.13 11.340 294.84 -12.29 LT Noel, 12 48.000 11.597 556 70 11.340 544.32 -12.38 LT Nov 7, 12 22.000 11.582 254.82 11.340 249.48 -534 LT Nov8, 12 57.000 11.446 652.43 11.340 646.38 -6.05 LT Nov8, 12 30.003 11 672 350 16 11.340 340 20 -9.96 LT Nov8, 12 3.000 11 .666 35.00 11.340 34.02 -0.98 LT Nov29, 12 26.000 11.778 306 24 11.340 294.84 -11.40 LT Nov29, 12 8.000 11.778 94.23 11.340 9012 -3.51 LT Nov29. 12 6.000 11.765 70.59 11.340 68.04 -2.55 LT Nov30, 12 37.003 11.714 433 45 11.340 419.58 -13.87 LT Nov30, 12 16.000 11.677 186.84 11.340 181.44 -5.40 LT Nov30, 12 11.000 11.688 128 57 11.340 124.74 -3.83 LT Nov30, 12 1.000 11.750 11 75 11.340 11.34 • 0.41 LT Jan 23,13 3,076.000 13.260 40,788.38 11.340 34,881.84 -5,906.54 LT Mar 7, 13 399.003 12.626 5,03793 11,340 1,524 66 -513.27 LT Apr 22, 13 1,918.093 12.912 24,767.13 11.340 21,750.12 -3,017.01 ST Aug 26, 13 203.003 14.401 2,923 46 11.340 2,302.02 -621.44 ST Aug 26, 13 181000 14 412 2,608 63 11.340 2,052 54 -55609 ST Aug 27, 13 253000 14.105 3,568 74 11.340 2,869.02 -699.72 ST Security total 6,769 003 13036 88,237 30 76,760 46 -11,47684 TARGET CORP Symbol. TOT Exchange NYSE EAI: $2,752 Current yield: 2.84% Sep 23, 13 68.003 64 391 1,378 59 60.510 4,114 68 -263.91 ST Sep 23.13 6.000 64 405 386 43 60.510 363.06 23.37 ST Sep 24, 13 180.000 63.999 11,519.91 60.510 10,891.80 -628.11 ST Sop 24, 13 82.000 EA 133 5,25897 60.510 4,961 82 -297.15 ST Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number Your Pi nandal Advisor: SCOTT STACKMANLYLE CASFaEL continued next page SDNY GM 00020501 CIIP7030?305479765No70033C0405 C00O2 0314 030575004 Y1236685501000:0 Page 19 of 86 CONFIDENTIAL EFTA_00131121 EFTA01273328 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Irking rroae date Martin of titer's Purchase lancet Average pike per snag (1) Con bads (1) Price per snare on Mar 31 (1) Vitae on Mat 31 (S) Unrealized gain or Ion ($) Hddng period Sep 25.13 152.000 63.446 9,643.85 60.510 9,197.52 -446.33 ST Sep 25.13 92.000 63.598 5,851.05 60.510 5,566.92 -284.13 ST Sep 25,13 18.000 63135 1,147.23 60.510 1,089.18 48.05 ST Sep 25.13 13.000 63.620 827.06 60.510 786.63 -40.43 ST Sep 26.13 114.000 63.436 7,231.76 60.510 6,898.14 -333.62 ST Sep 27, 13 193.000 53.993 12,350.76 60.510 11,678.43 -672.33 ST Sep 30.13 104.000 63.785 6,633.64 60.510 6293.04 -340.60 ST Sep 30,13 51.000 63.888 3258.30 60.510 3,066.01 •172.29 ST Sep 30.13 27.000 63812 1,722.95 60.510 1,633.77 -89.18 ST Oct 1,13 139.003 69851 8,875.42 60.510 8,410.89 -464.53 ST Oct 1,13 53.000 61856 3,384.40 60.510 3,207.03 -177.37 ST Oct 1,13 38.000 63.757 2,422.80 60.510 2299.38 •123.42 ST Oct 1, 13 38.000 63813 2,424.93 60.510 2,299.38 •125.55 ST Jan 7, 14 197.000 62889 12,389.28 60.510 11,920.47 -468.81 ST Jan 7, 14 32.000 63.004 2,016.15 60.510 1,936.32 -79.83 ST lan 7, 14 3.000 62863 188.59 60.510 181.53 •7.C6 ST Security total 1.600.000 63.695 101,912.07 96,816.00 -5,096.07 TRAVELERS COS INC/THE Symbol: TRV Exchange RUSE EAI: 32.304 Current yield: 2 35% Apr 24,12 20.000 63 432 1268.64 85.100 1,702.00 433.36 LT Apr 24,12 4.000 63350 253.40 85.100 340.40 87.00 LT Apr 24,12 1.000 63.560 63.56 85.100 85.10 21.54 LT Apr 25,12 10.003 63.520 635.20 85.100 851.00 215.80 LT Apr 25,12 10.003 63.617 636.17 85300 851.00 214.83 LT Apr 25.12 10.000 63.659 636.59 85.100 851.00 214.41 LT Apr 25,12 2.000 63.545 127.09 85.100 170.20 43.11 LT Apr 25,12 2.000 63.645 127.29 85.100 170.20 42.91 LT Apr 25,12 2.000 63.745 127.49 85.100 170.20 42.71 LT Apr 26,12 5.000 63.928 319.64 85.103 425.50 105.86 LT Apr 26.12 2.000 63.920 127.84 85.100 170.20 42.36 LT Apr 26,12 2.000 63.930 127.86 85.100 170.20 42.34 LT Apr 26,12 1.000 63.720 63.72 85300 85.10 21.38 LT Account name: GHISLAINE MAXWELL friendly account name:Incl Account number • Your IS oandd Advisor: SCOTT STACK MANYLYLE CASR1EL continued next page CNP70009006479766 NP7000X0405 00002 0314 03057500t VI23568550 IC%ffireGp,400021~ 20 of 86 CONFIDENTIAL EFTA_00 1 3 1 122 EFTA01273329 *UBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Purchase once Track Number Average price Pnce per share Vdue on undesired Holdng mddng date of snares per shale (0 Cost basis (S) m Mat 31 (1) Mat 31 (1) gainer loss TO period May 1, 12 15.000 64 637 969.56 85.100 1276.50 306.94 LT May 1, 12 6.000 64 715 388 29 85.100 510.60 122.31 LT May 1, 12 6.000 64 975 389.85 85.100 510.60 120.75 LT May 1, 12 2.000 64 850 129 70 85.100 170.20 40.50 LT May 1, 12 1.000 64 820 64 82 85.103 85.10 20.28 LT May 2. 12 7.000 64374 450.62 85.103 595.70 145.013 LT May 2. 12 4.000 64 410 257.64 85.100 340.40 82.76 LT May 2, 12 2.000 64 320 128 64 85.100 170.20 41.56 LT May 3. 12 4.000 64.960 259 84 85.100 340.40 80.56 LT May 3, 12 2.000 64 675 129 35 85.100 170 20 40.85 LT May 3, 12 2.000 64.910 129.82 85.103 170.20 40.38 LT Lan 23,13 629 003 77 560 48,785 62 85.100 53,527 90 4,742.28 LT Apr 22, 13 290 000 84.719 24,568 68 85.100 24,679 00 110.32 ST May 22, 13 111030 83 807 9302 58 85.100 9,446.10 143.52 ST Security total 1,152 0)3 78 533 90,469 50 98,035 20 7,565.70 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange: NYSE EAI 42,843 Current yield: 2.75% Sep 19, 13 82.003 91.779 7,52590 97.380 7,985 16 459.26 ST Sep 19, 13 19.000 91 625 1,740.88 97.380 1,850.22 109.34 ST Sep 20, 13 107.003 91.805 9,823.18 97.380 10,419.66 596.48 ST Sep 20, 13 26.000 91 835 2387 71 97.380 2,531 88 144.17 ST Sep 23, 13 93.003 91.049 8,467.59 97.383 9,056.34 588.75 ST Sep 24, 13 93.000 91 612 8,520 00 97.380 9,056.34 536.34 ST Sep 24, 13 41.003 91.663 3,758 20 97.380 3,992.58 234.38 ST Sep 25. 13 62.003 91.138 5,650.56 97.380 6,037.56 387.00 ST Sep 25, 13 11.003 91090 1,031 99 97.380 1,071 18 69.19 ST Sep 26, 13 64.003 91,489 5,855.30 97.380 6,232.32 377.02 ST Sep 27, I3 54.000 91.117 4,920.33 97.380 5258.52 338.19 ST Sep 30.13 46.000 91.475 4,207.86 97.380 4,47948 271.62 ST Oct 1, 13 46.000 91.668 4,216.73 97.380 4,479.48 262.75 ST Oct 1,13 6.000 91 650 54990 97.380 584.28 34.38 ST continued neat page SDNY GM 00020503 C HP70005306479767 NP7003303405 CO007 0314 030575004 ll 23568550 100000 Pap 21 of 86 Account name: GHISLAINE MAXWELL friendly account name A r ccount number. Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL CONFIDENTIAL EFTA_0013 I 123 EFTA01273330 *UBS Resource Management Account March 2014 Account nome: GHISLAINE MAXWELL Fdendly account name: Account number Your Kuuncial Advisor: SCOTT STACKMAIILYLE CASRIEL Your assets Equities siddng Common stock (continved) ruade ditte marte( of :haret Purchase puces Average puce pet amie (S) Cou bath (SI Fnce per share an mat 3: (II Vdue on Mar 31 (S) Unredned gin or Mu (f) Huang Pefed OCt 2, 13 61.000 91.128 5,558.84 97.380 5,940.18 381.34 ST Oct 2, 13 19.000 91 067 1,730 29 97.380 1.850 22 119.93 ST Oct 3, 13 55.003 90337 4,968 58 97.380 5355 90 387.32 ST Oct 4, 13 55.000 90.653 4,98596 97.380 5355.90 369.94 ST Jan 17,14 121.000 99 231 12,037 00 97.380 11,782.98 -224.02 ST Secunty total 1,061.000 92 250 97,876 80 103,320.18 5,443.38 nit« INC SymboI XLNX Exchange:OTC EAL 12,086 Cu rent yield. 2.14% Sep 7, 12 25.003 34.770 86927 54.270 1,356 75 487.48 LT Sep 7, 12 5.000 34 846 174 23 54.270 271.35 97.12 LT Sep 10, 12 37.000 34 845 1,289 29 54.270 2,007.99 718.70 LT Sep 10. 12 3.000 34.660 103.98 54.270 162.81 58.83 LT Sep 11, 12 20000 34 853 697 06 54.270 1,08540 388.34 LT Sep 12, 12 18.000 35.006 630.11 54.270 976.86 346.75 LT Sep 13, 12 21.0O8 34886 732.61 54.270 1,139.67 407.06 LT Sep 14, 12 19.003 35.536 675 19 54.270 1,031 13 355.94 LT Sep 17, 12 7.000 35.151 24606 54.270 379.89 133.83 LT Oct 24. 12 3.000 32.523 97 57 54.270 162 81 65.24 LT Oct 25, 12 5.000 32.522 162.61 54.270 271.35 108.74 LT Oct 26.12 3.000 32.776 98.33 54.270 162.81 64,48 LT Oct 31. 12 1.000 32.770 32.77 54.270 54.27 21.50 LT Nov 1,12 2.000 33360 66.72 54.270 108.54 41.82 LT Nov 1, 12 1.000 33.520 33.52 54.270 54 27 20.75 LT Nov I, 12 1.000 33.530 33.53 54.270 54.27 20.74 LT Nov2, 12 1.000 33.550 33.55 54.270 54.27 20.72 LT Nov 5,12 1.000 33 190 33.19 54.270 54.27 21.08 LT Nov6.12 3.000 33286 101.66 54.270 162.81 61.15 LT Nov7,12 2.000 34.025 6805 54.270 108.54 40.49 LT Nov 7, 12 1.000 33.910 33.91 54.270 54.27 20.36 LT Nova, 12 4.000 34.032 136.13 54.270 217.08 80.95 LT Nov8, 12 1.000 33 860 33.86 54.270 54.27 20.41 LT Nov28. 12 4.000 34.312 137.25 54.270 217.08 79.83 LT cantoued ne.« page CNP70309006479768NP70CO3C040500032 0314 030575004 V123568S5010MyGht 0002ess 22 of 86 CONFIDENTIAL EFTA_00131124 EFTA01273331 *UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account narne:Ind r Account number. Your Financial Advisor SCOTT STACK LIAM Lv LE CASRiEL Your assets . Equities. mcldng Common stock (conbnuedl Trade date Number of shares Purchase ;Inca Average price per share IQ Cost beds CO Me per share an mar 31 (1) Value on Mai 31 (I) Unrealzed Hdcing tan or loss (1) period Nov28, 12 3.000 34.410 103.23 54.270 162.81 59.58 LT Nov29. 12 15.000 34.583 518.75 54.270 814.05 295.30 LT Nov29, 12 3.000 34.493 103.48 54.270 162.81 59.33 LT Ian 23.13 1,087.0003 36.805 40,008.01 54.270 58.991.49 18,983.0 LT Apr 22,13 502.000 35.691 17,917.23 54.270 27,243.54 9,326.31 ST Security total 1,798.000 36246 65,171.15 97,577.46 32,406.31 Total $1,715,949.62 31,996,028.10 3280,078.48 Total estimated annual income: 355,784 Your total assets Percentage at Cost Est Mated urteszei value on Mat 91(1) your account bash (0 annual incur* ($) gain or loss (5) Cash Cash and money balances 46,816.88 2.29% 46,816.88 Equities Common stock 1,906,028.10 97.71% 1,715,949.67 55,784.00 260,078.48 Total 32,042,844.98 100.00% $1,762,766.50 $55,784.00 3280,078.48 Account activity this month Dale Actiity Oeseripeion Amount ($) Deposits and other finds credited Mar 10 Deposit CHECK DEPOSIT 19,300.57 Mar 17 Deposit CHECK DEPOSIT 2.862.3 Total deposit and other fueds credited Date Actiuty DescreptIon $22,163.00 Amara ft Dividend and interestinanne Taxable dividends Mar 11 Dividend ANALOG DEVICES INC PAID ON 1751 647.87 Mar 17 Dividend MCDONALDS CORP PAN) ON 1018 82458 Mar 17 Cividend NEXIERA ENERGY INC COM PAID ON 1162 842.45 Mar 24 Dividend 8LACKROC_K NC PAID ON 372 717.96 Mar 28 Dividend PEPSICO INC PAO ON 1154 654.90 Mar 28 Dividend TRAVELERS COS1NCITHE PAID ON 1152 576.00 Total taxable divideads 34,763.76 SDNY GM 00020505 C81'70003086479769 NP70003C0405 00002 0314 030575004 Y123568550100000 Page 23 of 86 CONFIDENTIAL EFTA_00131125 EFTA01273332 SUBS Resource Management Account March 2014 Account activity this month (Continvedi Date Activity Dividend aad intorestiacorni (continued) Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030914 0.08 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: Your Amanda' Advisor: SCOTT STACK MANLYLE CASRIEL Descrption Amount (S) Total taxable interest Total dividend end interest income S0.08 34.26324 Date Activity Descrpticn Annum (f) Money balance activities Feb 28 Balance forward 320,390.04 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0914 0.08 Mar 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 19,300.57 Mar 12 Deposit 1.1BS BANK USA DEPOSIT ACCOUNT 647.87 Mar 18 Deposit LISS BANK USA DEPOSIT ACCOUNT 4329.46 Mar 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96 Mar 31 Deposit UK BANK USA DEPOSIT ACCOUNT 1230.90 Mar 31 Closing U.S Bank USA Deposit Account 846,816.88 The UBS Bait USA Deposit Account is your primary sweep option. CNP7C009006479770 NPVC0303405 00002 0314 COC675004d 2356955010My_Gm000211gm 24 of 86 End of statement for account numberI I CONFIDENTIAL EFTA_00131126 EFTA01273333 Important information about your statement LES Financial Services ix. (the F im or UBS Anoxia! Senthe). is a merrter of all princiaal moray, cannodey and options exchanges. MS Feerxial Stokes and 1165 Bank USA ere rdrect 'Ural:Sarin of LES AG and affiliates of LES Setritin UC. Ti. Finn's I handal statement is available upon mixt. The Fir's excite* off ices are a: LES Finnool Semen kw 1200 Harbor Boulevard Weehawken, t0 07086 Its 'Menem represents the any off icial Mead of pis LES Financial Nukes account. Other moth rapt official tar du-unmet, containing organ? date should rot be relied (E:allow before there is an error or emission, please report it Ormedately narking to the Ranch Manager et the office sentiment account. Atfouct al figures shown ere edended to be accurate. statement data shout not be used for tae purposes Rely sae& on yenend tax forms, te. Form ENE Sat 10425, etc.) whin prepirimyour tar return. The Fine a required by low to won to he IRS all taxabk dividerick. report** rantaicabk dvidends and liable niece* eared on secteties held in you exark net proceeds on safe trareactexe, aid cost base cncenain covered mutes. Communications witlythe Firm • Please re-confirm arty oral cormxricatorts in *meg to further protect your rads. includrig your rad under the Salsifies nester Protection Act (SWA). • If thefinancial nstitution en the top left of de friont of this statement is no LES Financial Sykes, LES Faunae' Services carries pox account a cleamg taker by anargerrant web the nicked intlitutelt We Wormed you of to relatianship when you opened this atom. Intl* case, your Ws and non:taw located a LES financel knee's and rot the ienixng broker. ad you mu t make a rePorl of rap era or OrnittiOn to both lined. ANottani statements shall tie deemed complete ad accurate a not objected ton wen; within 60 days. • Please died customer complaints a egJiieS to he Fim'sClant Relations Depanment X 201-352-1699 atoll-free a 800454-9103, 800 A.M. to 6:CO P.M. ET Monday through Fridak a in vet* to LES Financial Stokes lx., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • ti case of erten or Olesligne about an electronic fixds transfer (Wit bi puymm or UBS Visedebit card transactor* call 62-1000, or wife to UBS Feenciathenrtee he., 1000 Harbor Blvd, 6th floor. Weehawken NI 07086. ABrc RIANBSA Sites Cal or write as soon as you cart if pou tile pas stmereent or receipt is tong or if you need more inftemakin eboat a twofer on the atatement or recejet. The Firm or Card Issuer fas afkableknuff her from you np later than 50 days aher to Fim sent you the fin stamen on whith the error or problem Matted. - Prow* you- name ad ocean number 0 any). — Death& the *nor or he transfer you am trotre about and explan as cleat as tam cm why you belt* re is an error a why you need more information — Proud. the &Aar arramt d to suspected ma. The Fins or Cad Issuer Mt tonna* your ccmplaint and will correct any error promptly. Please ma. all checks payable to the Fins or tie financial in indeated on fro front of to 'Moment had:Mix. to remit accord fen accounts may be subject to mantenne fees, chaps for late parent for statutes purchases and charges kr unpaid amounts in cash =thins. Accounts that ate transferred as other imitations may be subject to a sunder fee. UBS Sweep Options UBS offers options for sneepng cash Litotes, biances to bank deposits al UBS Bat USA and UBS AG Sufficed branch (Etank Sweep Pregame), moneymaim intuit knIs (Morn ands) ad the Trite-nationalDeposal Accord ODAffor customers with an Intonational Resource Management Account. Through tie Bank Sweep Prtgannk cash balances re them to UISEtni. USA up to an **abated knit ad then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bat USA are FDIC mired in accordance with FDIC oaks. For nxre namation please reit mewl ditgov. Deposes at UBS AG Stanford Burch and tares of Money Funds ay rot Mind by the FCC. %rusty, the OA, athilebk to cash balances are swept to depose accounts at UBS AG New Yak Branch and IBS AG Cayman Bunch These deposits are not inured by the FCC. Balances Feld at an LEIS AG Carnal Brant, are tempera* exposed to the sovereign risk of the Canon blends, and tore is no gatirantee Cr other obligaton of UBS AG to gypsy the biarces while en the UBSC Nyman Breit. books. Depost at LES Bale LEA and each UPS AG Bench are not protected by SIPC. Money Fund shires me protected by SIPC. See 'U35 Financial Services Acton Protection' bobw Upon you no.est, betakes in the Bark Sweep Program or OA may be ethane" and shares of a Money Fund my be liquidated, wed the proceeds returned to you or their wenn accamt, krt.,/ raormation about available sweep options, nothing unit emeest rate, and yell, a soak k at www.Lbstomrsweeppelds, from your F Owe ial Maar or by calling 800.762.1000 UM Financial Services amen protection The F rrn is a menthe of tle SeardeS Inventor Protection Corpora:en (SIPC), *kith protect securities account, of its members up to S500,0:0 Talking 5255,000 for dams kr cash) The MK asset protection Imes spy to all account tat you hold n a palioular capacity. The Finn, together with certain elites, ha also purthasectipplwental protection. The minimum mouth DO* to al eligible diens, taking utak this protection is S500 million as of December 10, 2013. Preto to the pokyconditions ard limitations, cash a the Firm is further protected kr ma to $1.9 million n the aggegate for all you accounts held n a Donator capacity A ft! ccpy of tie poky waxing is addible Wen MIMI. The SIPC protection and the supplemental protection both do not apply to. . Corkin frontal Assets controlled by (and incLided your account value) lad held away from UBSFinaxel Services (e.g.. certain(* cash al UBS Bat, cat at LES AG Swatted branch, (I) insuraxe accbC1S, including warble enmities, and 00 shares of mutual fent where such thane are registered diedly n the name of the account token on the books and records of the applicable issuer or transfer agent); • Crain runner* contracts or nestment interest Org., limited pertneshix and plate placement) the are rot registered ender tie Securities Act of I S03; ad • Commodities contacts (e.g. Ithergn exchange and plectra metal ca -acts). ithuding Mures contacts ad tormeditsontim contracts. the 51K protects:nand Ile supplemental protection do not apply so these assets tent they otherwise appear on you. staornergy. Tee SEC protection ad the ssnIkerentalprotedion der not protect against changes in the maim vale of sou investments fnhether a a result of market mopement, iSSuer bankruptcy Ce athertnewt More information is aval*Se canon richest You may obtan roe hfcanation abou SIPC. noting the 51K Brothste, by cottoning SIPC a 202-371-8300 or by nett* the SIK **bake at YAW/.140‘041 Dividend Re:we/hen Program (DPP) the ate reflected is an emote price. You ma/ the actual price from you Financial Advisor. 0y Wok tarn are purchased under DRIP; partial there, wil be sod rd to oath wM be deposited in your account. The 6viderd reiwesvnent price applied by to issuer may • from the market pia at which the partial shares n sold Csalenlieu Chap whole units may be hewn yoke account. If you am entitled to a palol use a a result of a theiderd python or otherwise, the Firm rid ether sell panal mitt at market peke a accept an mount determined by a registered clean* agency, rid credit you' accost Investment objectives the revestmen Swann rd risk profile are speak to each account and row anbetween Phase *thee the Fern pritintei on *rang of any *natant change in you. Mattel situation Or nvestmen objecting. For each CONFIDENTIAL accost held, you choose one of the following investment objecliees' • *Wu. Cureentfixone. h.etbie its seekng the generation of income crib,. • Addeo Capra epprociatbe Irkintrnente seeking grown of prrotalrather than the generation of morn?. • Produce Com:buten of income and Capital Appreciation- I-segments seeking both the generaticn of norne and gambol prixinel. Oewoll risk prof des • Othsfevarke Seeks to martian nilel prec Pat with low risk and volatility to the acorn opera., rent that mewls the accost does not generate significant income or returns and may rot keep pace with inflation. • Moderate: Willi* to accept sane Mc to thinctal and tolerate some watery to seek hirer returns. • Angst*: Wiling to accept high Fisk to penopal ad high Motility to seek Nigh returns over time. Statement household:1r We may consolidate al related account statements with the sane adders n the sure envekpe. Accounts may be related ler this purpose betake they hew owners who also maintain pre non relational* wit other clients at the sane address. This practice's known as • househthing • II you prefer to recene individual statements mated in separate enveties —JOU may diklthe householding by oiling your Freiman Adveor. Friendly account name The Frendfi accost name reflects al ormation that you entered on the *Ws online seNces webste his a Custanitable 'noisome' chasm by you to auks you wish your recordkeephp. It has ro legal effect on your account. You can dirge you' Fri endb exeunt names, through Orate Services or by contactrgeourFiential Advises. ACCOOlt overview • van of poor accountiporffon Net of assets and • Asset kolas salable cash balances, vases for restricted sear list), and Global tine Deposits, urrealted maths to maid, and certain assets not held by the Fem. Does not include unthiced periods,t al the end of the prior and amen statementerios or prorate iwestnwits, minted stock options and emteatie stock options • Eialskies Include, debit bilirors °Amara* rrorgn loans. credit Fmk Owl accost balances. • Casb/r•oney balances. Total of unimested avalable cash balances. plus OF Bak USA deposit bat-rtes. UBS AG Surrawd Brands deposit balances and money market natal fund sweep balms at the case of he gatemen period. Norscormlocky free credit balances in your account we rot segregated from other balances lances • fee Fin, may use any of these funds in the ordinay course of its business. these funds me payabk Loon your darned. This total is include)., Pe omen period closing value. SDNY_GM_00020507 EFTA_00131127 EFTA01273334 Important information about your statement (coninued) W awa tampion Fa detract information on the Finis lending prances and taus, refer to you Client Relatizaip Ageement or Ascot Agreement rid the General Timm ad Conditions UBS Statement of Credit Practices available in Agreements andDadoserres at muraktracalarsgurtglainal Vaasa Your etrament Remit securitis endother was held tithe secant at the end ot the rtatentere period. You may ask for dethery of fully paid secueies at ary time. You may receive securities ad as loan collateral alter prying any balsa due on hem. Pry *writers transitedto the ;ire data the Watiment pent are listed at market value as of the end of the Staternere period. • Can basis. In detamning the cost basis of the seositin indicted in this statement, where indicated wash he rumba UPS Fieircial Services has relied a information cbtained from sources other I/lent/85 Frencial Services. including Odom-ton kern another lim a that puma has provided to you Finaxial MMus The Finn dos not itemendently verify a cements the acaracy or varclity day information provided by seas Sher then LESEPuncial Services. h adzitirt although LIDS ainrniCel Services generally abut this tamation as it is received, the firm does not provide any learances that the idamation vow "Cost basis" and lthireakzed gal loss' accurate as of tie date of his statement. As suck please do not rely on this eicenution to make pachera a tale decisions,. kris prase cr otherwise. Accounts Wandered to tie Fim may reflect gaff loss rdamatin orgif or the period of tine they a held at the F rm Main historical Moms a tan be added by your Fend Advisor. • Unrealized gain/loses Wien data is agilizat eninated areatized gaing Imes a urdated fa nivital secret lots. Re transaction data for netts( bis may or may not reflect ammissai. &urges ender "entity reorgenizal sits Dividend and otarre outran lots ad systernatk pad as bts are eachcombined to display crie averaged lot. She • Trade date • coktnn presents the aigrul transaction wade date. • Callable parities Barb and referred stock that the aver cats for eat redemption wit be selected mpaitalg by lot ban among all seoseies of that issa held hour name or in nornhee none la as clients. Call bane idcmusic n is dotted from third patties and is accuracy isnot guaranteed. Other call leases mays's' Stich cat affect yeti candete tortnatin Mete provided upon request • Certificates of &peer (map?CDs are FDIC inured asp to 5250,000 n priwit and accrued interest per &poste ad per deposthey institution, 6accordance web FOIC rules. • Priervalue Pros dirtesd for securities and other peeducts may be higher or lower than the price that you would anualy reek* n the maiket Prices are obtained fran vaisn third party sources whits we belts to be retitle. but we do not gmealee their accuracy. - We gensaty a the closi-g priceten awards cr the mean of the bid ail ask prices fatted securities and <plus a o* It prices to OTC seosities. - Less 'fag waded securities may be priced ushg a valuation model or the mots recent rite we obtaned and may not milled an actual maket rice or vaam - Craton positions may appear watheut a dice act will thaw at 'price was rot available' if we we untie to obtain apace for a scaly - Deposits or sectritin denteninatted 6currencies other tan U.S. dollars are reflected at the eichinge rate as of the statement date. - fur eration tuna wiedng n non.conformng derreeenalcre. mice at quarry0as vita) may have teen adisted to facilitateprat veumion. To obtain current quotations, when wattle, cordaa your Financial Adder. • Private inthernente and etructered produeb. hitt riteStmeit securities (hcbd6g act patripation ;warn and real estate investment trust scales) acid smart podxts are generalW highly Akvii. Certain dna-tared proicts hove not been registered will the Securities and Extha- Commesion o- under ano state securnes laws. We prowde est/mated skies for prate investment secretes and structured products for raormatifrul purposes only. Mang knee guaranteed. - These values may differ Mosta-nab/ from prices. if any, at etch a paw rwestntnl security a structured I:firkin may be bough or sold and do not nocesimily represent the vase you may receive ton rquidition. - Thal parlyesdnaesof vale see as of a certob date ad are sass lid to UBS Few-cial Services on a regukr bass by an independent valuation tint - ems general partner or scar estimated votes, ary, are tupplied to thermal by the roar, gensal pater Cr Spaithr and may be tabulated based on dltereri information fran tat used by Chidpenis to derive heir estimated values. - You can obtah Stud edennairon regarding the methodology used to determine the stint* of value ad the date of to tdoemalkn that is the basis for lee en mate by contactirg your Fruncial Advisor. - TAW piety estnutetherues may be reflected as •Not pad' n war I sit dims. wee n rdependent station tim NS not suppled or is cattle to assign a vats. Mien we became aware that a materialevent has united that May call a peetusly reported vela ib question. or *hen a value would be highlyspeculative due to the metre of the security. - When neither an suer, general pane or sponsor stated war me a Ord./any estimated woe if mad the value al the scaly will be deigned ken its purchase price. - • Dalzu cm to date may iodide return of capital. interne a both - 'Crignaltnt see • reptaeos the initial Olen; price per unit and may not ;elect Will cost basis • Restricted neuritis; Restrcled sentain generally are rot currently ergble for publk sale. UBSFina-cal Services ides re market price of the unrestricted slack of the sane issuer as an mputed value for As restricted stock for (Napo:col this 'ferment on. To the tent that restricted SeCtrition are SOS la a the sax nuked may be silonantralg less than the immeed value *town • Eat Beata) incest anent yields and rata. An stinate of a-rual income is based a current clicked ad interest rates, assuring tie seculties Sill be held for sew yew from statement date or Lentil nutisity. This tuna ceW egtelne, accuracy aid continued means are not guyed's( - Estimated anal income rd current yeti fo- certain toes of seoskis could include a rebt of pmcpalor capeal gars h which case the est income (ird current yield would be overstated. - Estimated snail i-ccarie a-d cant yeld and the actual hcone and Pell milt be kwer a higher than the tinged amounts. - An estMate of trusteed income (divdend ands interest) deededby the care market vatraverage balance is based on the bet dividend Or interest payment made by the issuer and mimes the securities/depot will be held foe ore year fran the statement date or until manly. Accuracy erd continued weld me not garaged • Assets not hold by UBS Fiesta Services. Certain assets me rot held by the Fein and not viten the fens possessen or untol. These assets me thawed on yea statement for informational purposes only. Position, and values presented are Petted by the issui-g hen UBS Fna racial Services not rescrable for the ?formation and des not gurnantte es accuracy. These assets we rot protected by SIC or is Fits implemental SIC covers?. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b-t fees received n carman with the distnbution of nasal lads to our c lent we Niece our AIMS eceive revenue taring Papeento from distributors ardor advisors of the rural funds that we sell. Theseamounts are based on two deferent aornItOnent4 to matt of sales by UBS of a pm:6W mutual fund family to our clients, and Cs) the asset value of apanicsSr mutual fund family; stares held a tie tem — We and cur attire also recewe nenwrking and dermas ;teeming lees in consideration for winder agent servos that we pm& to the trued fads. These Wes generally are pal from insister mat in the mutual fund and are a fixed dada amount based cri the outer of accounts at the brolsedealer holdng maul lads ol that land fang; CONFIDENTIAL — h ackle on le crimascni received n connection rah Me sale or distnbacon of array contracts and vie investment that units to our <lents, we ands our affiliate recewe reverse sharing compensation Iran many of the insurance companies underweirg the racycontracts, tides of to Mutate menpats or sponsor of teat internee nets we distrb.ee - Cr affiliate. also nxiebe trading <amnesia and other comps nation from mutual knit and MtnnOO Companies whose prodmis we detnbUte. — %Verse's an and tee from UBS Bak OA and LISS AG Stanford Branch ohm to szs per accost sweeping to the bark; under the UBS Bak Sweep ercgrame Activity hbrmatithregradrigcanmissrns and other charges nested ei conned cn with tie um:knot wades ncludng option transactions has bierentbdid on antirrntons avow(' furrished to you, ad we be provided to y0u artmptly en reaped. Sheet allies I Ku art engaged in she selling a security, you may incur a charge die to cerUin Wearying costs for that particular secunty. Open eeden kiting ism or • gezdaikantelbe cedes that were not eiculed by the gatemen date, open buy and set stop orders are redxed by the mount of dividends or rights on an ex-dividerds or wads date unless instructed otherwise by you. You are respond:de for orders that are seated die coyote failure to cancel sating opm orders. Primes To obtain a copy of ax current Client BtuBois, please contact your Francis' Achisor or vet ar website at mitismAUBABtheitemettem. UBS Financial Services a not a bark We MIA, Bushes, Services Account GSA and IRMA re brekerag• account. which provide access to barking services ad products through arrangtments wdi affiliated bat arid other third-party bents, rod provides access to nsurace and antsy prodt, awed by unaffiliated thirdity insurance cargthis through reuram agency sandarac of UBS Financial Services Inc. Interment, nsura-ce. at artily products: Not MSC inured • No bank guarantee* May bse vain RYA. Resource Management Account, Business Services Account 854, 8144 and international Resource Management Accost are registered service marks of UBS Financial Services Inc Visa *rata is a festered service murk of visa Intonational CBS Vila Sigmas credit cads and CBS yea debit cards are tamed by UBS Bank USA with peaty/lion from Vs. U.S A Incorporated. UBS Fireside' Services Inc Psi 20402 SDNY_GM_00020508 EFTA_001 3 1128 EFTA01273335 SUBS 1.835 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056133631 0414 ■ 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Ill Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Questions about your statement? Call your Finan,:ial Advisor or the RMA ReSourCeLine at 800-RMA- MOO, account 029323568 Visit our website: www.ubStomainandaiserviCaS Items for your attention . If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.cornionimeservices Value of your account on March 31 (5) on April 30 (5) Your assets 2,042,844.98 2,082,282.04 Your liabilities 0 00 0.00 Value of your account $2,042,844.98 Tracking the value of your account S Thousands $2,082,282.04 2,042.8 2,082.3 Resource Management Account April 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 PAW 2014 AV 2014 Soarers of your account growth during 3014 V** of your account at year end 2013 Net deposits and withdrawals Your nveStrnent return Dividend and interest income Chance in market yaw Value of your occotrit on Apr 30. 2014 5000 51,988,593 85 $7,639.71 186osaas $2.0.3.392.04 SDNY GM 00020509 PA•mber SIPC CNP70303005838631 NP7003191745 00002 0414 030575004 Y123568550 0003C0 Pogo 9 of 98 CONFIDENTIAL EFTA 00131129 EFTA01273336 SUBS Resource Management Account A0'112014 Your account balance sheet Summary of your assets Value on April 30 (1.) Percentage of your xcount A Cash and money balances 50,192.75 2 41% B Cash alternatives 0.00 0.00% C Equities 2,032,089.29 97.59% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Corrmocift ies 0.00 000% Account name: GH1SLAINE ELL Friendly account name: Account number: Value of your account $2,082,282.04 100.00% $2,082,282.04 Your current asset allocation A Eye on the markets Index Yourignoncial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% Percentage change April 2014 year to date 0.74% 2.56% 0.12% 2.10% 1.53% 2.31% 0.84% 2.70% 011'700X0005038632 WT003191745 00002 0414 030575004 Y123568S5003alyyGitocoAlliM 10 of 98 CONFIDENTIAL EFTA_00131130 EFTA01273337 Resource Management Account *CBS HI. :CI: Change in the value of your account April2014 (S) Year to date (S) Opening account value 52,042,844.98 10.00 Deposits, including investments transferred in 0.00 1,988,593.85 Dividend and interest income 3,375.87 7,639.71 Change in market value 36,061.19 86,048.48 Closing account value $2,082,282.04 $2,082,282.04 Account name: GHIS&AINE , i. Friendly account name: Account number. Dividend and interest income earned For purposes of leis statement, tarefatty of interest and dnidend income hen been determined from a US ta rep:cling gersperahr. Based upon the residence of the account holder. account type. or product type, some Interest ardor dvidend payments may not be subject to United States (US) area NPR'S, Rico (PR) income tares. The tient monthly statement is not intended lo be used ant carrot be retied upon for tar purposes. Clients should refer to the aCCINCEbee tax reponrng forms they receise from US$ annuals', such as the Forms 1099 and the Fermi 480, foe tar reporting information n IS the practiced LIBS to file the apt:egade tar reporting forms with the US mterrul Revenue Semce and PR Treasury Departrent, and in sot h fortis accurately dasofy clocienct arbor interest aster ectritot or teeter income. Please consult yOur includual tan prepare/ April2014 (1) Year to date (S) Taxable dividends 3,374 78 7,638.54 Taxable interest 1 09 1.17 Total currant year $3,375.87 $7,639.71 Total dividend & interest $3,375.87 $7,639.71 Summary of gains and losses %/dues reported below exclude products for which gait and losses are not dectlfrezt Realized gains and losses Unrealized April 2014(1) Year to date IS) gains and kisses (S) Short term 0.00 0.00 32,632 93 Long term 0.00 0.00 283,506.74 Total $0.00 $0.00 5316,139.67 Your II nandal Advisor: SCOTT STACKMANLYLE CASRiEL Cash activity summary See Account actnrty the month for decals. Balances in your Sweep Options are inducedin the cpenng and doing bdances yaw. FDIC Insurance applies only to deposits e u8S Bank USA, not to deposits at LOS AG. Stamford &tench or bank deposits paced through the UBSInterneeronal Depose Account pro7arn SIPC protection applies to money market sweep lurid holdings but not bans deposits. Seeimportant inSomnation about your statement on the last two pages cf this document for deists Apnl 2014 (5) Year to date (S) Opening balances 546,816.88 50.00 Additions Deposits and other funds credrted 0.00 42,553.04 Dividend and interest income 3,375.87 7,639.71 Total additions $3,375.87 $50,192.75 Net cash flow $3,375.87 $50,192.75 Closing balances $50,192.75 $50,192.75 SDNY GM 00020511 CkiP70:0130568:8633 NP:00319I 745 00032 dila 030575004 Y123568SS000C00) Page 11 of ce CONFIDENTIAL EFTA_00131131 EFTA01273338 *UBS Resource Management Account April 2014 UBS Bank USA Deposit Account APY interest period Mar 7 • Apr 6 Opening UBS Bank USA Deposit balance Mar 7 820,390 12 Closing UBS Bank USA Deposit balance Apr 6 148,190.97 Number of days in interest period 31 Average daily balance 841,466.38 Interest earned SI 09 Annual percentage yield earned 0.03% Account name: • Friendly account name: Account number: Your investment objectives: YOU have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Important inbrmation about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Ignenciel Advisor: SCOTT STACK MANLYLE CASRIEL CNP70009005688634 NP7003191745 00002 0414 030575004 Y123568550 030;01iffiM00026.112 12 of 98 CONFIDENTIAL EFTA 00131132 EFTA01273339 SUBS Resource Management Account April 2014 Your assets Account name: GHISLA1NE MAXWELL Friendly account name:Ind Account number SOnle prK eS, *neer,* and current values Shonn may be approximate. As a result, gains and IOM'S may not be acurately reflected. See importantinsarmabon about your statement a the end ol this dxurrent for more Informal on Cash Cash and money balances Cash and money balances may include avalable cah balances, OBS Bank USA deposit acount Glances. UBS AG Stanford Branch deposit account balances and money market mutua fund sweep balances. UBS Bank USA deposit accounl balances are insured by the FOC villein applic tie limits, but are not protected by SIPC. U135 AG Stanford Banc h deposit accoum telaxes are not insured by F DC rid ale not protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC. Sn the fmportant information about your statement at the end Of this dxurent for details rout those balances. Hddng IJ13513ANK USA DEP ACCT 4681688 50,192.75 250,000.00 Openng baance Closing Wince Pnce per share Average on Apr 1 (1) on Apr 30 (5) on Apr 30 (1) rate DnIdencf interest period Your Ill sandal Advisor: SCOTT STACKMANLYLE CASRIEL Dais en period Cap arounl (1) Equities Common stock Hddng 11.10C dote RIITI:P“ of shares Purchase pita AVeragt price per share (1) Cost basis (V Price Per Share on Apr 30(1) Value on Apr 30(1) twee/lug gain or loss (I) Hdd rig period ANALOG DEVICES INC Symbol: ADI Exchange- OTC EAI: 12,591 Current yield- 2 89% Nov 16, 11 13 003 37316 485 12 51.290 666 77 181.65 LT Nov 1 7, 1 1 13.000 35393 460. 12 51.290 666.77 206.65 LT Nov18, 11 35.000 35.502 1,24258 51.290 1,795.15 552.57 LT Nov 21, I I 18.000 34 371 618 68 51.290 923.22 304.54 LT Nov 22, 11 15.000 33338 50007 51.290 769.35 269.28 LT Nov 23, 11 22.003 32655 718 43 51.290 1,12838 409.95 LT Nov25, 11 7.000 32.460 227.22 51.290 35903 131.81 LT Nov28, II 30.003 32.951 988 55 51.293 1,538.70 550.15 LT Nov29, 11 18.000 33.472 602 51 51.290 923.22 320.71 LT Nov29, II 5.000 33.622 168.11 51.290 256.45 8834 LT Apr 24, 12 30.0® 37.567 1,12701 51.290 1,53870 411.69 LT continued next page SDNY GM 00020513 C HP7C007005668635 NP7003l91 745 00032 0414 030575004 Y123568SSOCODOCO Page 13 of 98 CONFIDENTIAL EFTA_00I31133 EFTA01273340 UBS Resource Management Account April 2014 Your assets . Equities . Common stock icorionoeco Hddng Trade date Norte' of them Purchase Ow Average price per thaw (I) Cad bads (S) Price pet Otte on Apr 30Ni Vdue on API 30(S) toreaszed ton or ion (4) Hddng period Jan 23,13 1,056.000 43 209 45,62681 51.290 54,162.24 8,533.43 LT Apr 22, 13 489.000 42.447 20,756 68 51.290 25,080 81 4,324.13 LT Security total 1,751.000 41.990 73,523.89 89,80979 16,284.90 AlITOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 42,442 Current yield: 246% Aug 4, 11 146.000 48.469 7,076.53 77.960 11,382.16 4,305.63 LT Aug 12, 11 4.000 46.880 187.52 77.960 311.84 124.32 LT Jan 23,13 767.000 59890 45,936.09 77.960 59,795 32 13,859.23 LT Apr 22, 13 355.000 65.098 23,110.04 77.960 27,675.80 4,565.76 LT Security total 1272.000 59.992 76,310 18 99,165.12 22,854.94 BAXTER INTL INC Symbol: BAX Exchange NYSE (Al: 13,050 Current yield: 2.69% Jun 20, 12 30.000 51.594 1,547.84 72.790 2,183.70 635.86 LT Jun 20, 12 17.000 51.522 875.89 72.790 1,237.43 361.54 LT Jun21,12 29.000 52.077 1,510.25 72.790 2,110.91 600.66 LT Jun21,12 7.000 51.500 360.50 72.7% 509.53 149.03 LT Jun21,12 5.000 52.216 261.08 72.790 363.95 102.87 LT Jun 22, 12 61.000 51.890 3,165.29 72.7% 4,440.19 1,274.90 LT Jan 23, 13 768.000 66.658 51,193.80 72.790 55,902.72 4,70692 LT Apr 22, 13 355.000 69.318 24,608.00 72.790 25,840.45 1,232.45 LT Sep 19, 13 74.000 72.165 5,340.28 72.790 5,385.46 46.18 ST Sep 19, 13 6.000 71.875 431.25 72.790 436.74 5.49 ST Sep 19.13 3.000 71.880 215.64 72.790 218.37 2.73 ST Sep 20, 13 47.000 71.987 3383.41 72.7% 3/121.13 37.72 ST Oct 3, 13 154.000 64.600 9,948.49 72.790 11,209.66 1,261.17 ST Security total 1,556.000 66.094 102,841.72 113,261.24 10,419.52 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.56% Oct 5, 12 7.000 189.932 1,329.53 301.000 2,107.00 777.47 LT Oct 5,12 3.000 187.820 563.46 301.000 903.00 339.54 LT Oct 5, 12 2.000 186.670 373.34 301.000 602.00 228.66 LT Oct 8, 12 8.000 185783 1,510.27 301.000 2,408.00 897.73 LT Oct 9,12 15.000 189186 2,837.79 301.000 4,515.00 1,677.21 LT Account name: GI-IISLANE MAXWELL A endly account name: Accountant number. Your Ignandal Advisor, SCOTT STACK MANY LYLE CASRIEL continued next page CNP70003001088636 NP7000191745 00002 0914 030575004 VI 23568SSOCOMINGik mufti* 14 of 98 CONFIDENTIAL EFTA_001311134 EFTA01273341 44)UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Flnandra Advisor: SCOTT STACK MANLYLE CASPJEL Your assets . Equities Hddng Common stock (continued) Trade date taunts of shares Parrott price average price pee share (I) Cosa basis CO Pete per share on Apr 30(1) Vdue on Urredlted Hddng Apr 30(S) gain of loss (t) period Oct 9, 12 2.000 189.010 378.02 301.000 602.00 223.98 LT Oct 10, 12 3.000 187.720 563.16 301.000 903.00 339.84 LT Oct 10, 12 2.000 187.670 375.34 301.000 602.00 226.66 LT Oct 10. 12 2.000 187.995 375.99 301.000 602.00 226.01 LT Jan 23.13 224.000 236966 53,080.41 301.000 67,424.00 14,343.59 LT Apr22, 13 104.000 251.093 26,113.69 301.000 31,304.00 5,190.31 LT Security total 372.0(13 235218 87,501.00 111,972.00 24,471.00 CATERPILLAR INC Symbol: CAT Exchange: NYSE (Al: 12,664 Current yield: 2.28% Jun 19, 13 72.000 84.718 6,099.75 105.400 7,583.80 1,489.05 ST Jun20.13 121.000 83.141 10,060.15 105.400 12,753.40 2.693.25 EE Jtm 20, 13 78.000 83.030 6,476.39 105.400 8,221.20 1,744.81 ST Jun21.13 204.000 82.904 16,912.44 105.400 21,501.60 4,589.16 ST Jun 24,13 111.003 81.517 9,04846 105.400 11,69940 2,650.94 ST Jun 25,13 73.000 82354 6,011.86 105.400 7,694.20 1,682.34 ST Jim 26.13 69.000 82.259 5,675.90 105.400 7,272.60 1,596.70 ST lin 27,13 141.000 82.951 11,696.12 105.400 14,861.40 3,165.28 ST Jim 27.13 7.000 82.925 580.48 105.400 737.80 157.32 ST Jrm 28.13 169000 82.774 13,9B892 105.400 17,812.60 3,823.68 ST Jul I, 13 65.000 82.781 5,380.78 105.400 6,851.00 1,470.22 ST Security total 1,110.000 82821 91,931.25 116,994.00 25,062.75 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE (Al: 42.172 Offrent yield: 2.14% Aug 4,11 174000 41.632 7244.05 67.300 11,710.20 4,466.15 LT Aug 12, 11 4.000 42.450 169.80 67.300 269.20 99.40 LT Jan 23,13 910.000 54240 49,358.63 67.300 61,243.00 11,884.37 LT Apr22. 13 420.000 59.788 25,111.32 67.300 28266.00 3,154.68 LT Security total 1,508.000 54300 81,883.80 101,488.40 19,604.60 CONOCOPHLUPS Symbol. COP Exchange: NYSE (Al: 44,085 arrent yield: 3.71% Aug 4,11 106.000 52.109 5,523.58 74.310 7,876 86 2,353.28 LT Aug 12, 11 2.000 51.435 102.87 74.310 148.62 45.75 LT continued next page SDNY GM 00020515 CNP70303005698637 NP7000191 745 00002 0414 030575004 Y123568550000000 Pap 15 of 98 CONFIDENTIAL EFTA_00B1B5 EFTA01273342 *UBS Resource Management Account April 2014 Your assets . Equities . Common stock (Continued) Hddng Trade date Iturber of thorn Purchase OW Average pace per share (1) Con basis (1) Prke per share on Apr 30(1) Vdueon Aim 30(1) UnredIzed Hokin; gain or Ion (I) period May8, 12 16.000 53.400 854.40 74.310 1,188.96 334.56 LT May8, 12 13.000 53287 692 74 74.310 966.03 273.29 LT Jul 17,12 14.000 55.940 783.17 74.310 1,040.34 257.17 LT Jan 23,13 789.000 59815 47,19459 74.310 58,630.59 11,436.00 LT Mar 19, 13 138.000 59.137 8,160.98 74.310 10254.78 2,093.80 LT Apr 22, 13 402.000 57.707 23,198.25 74.310 29,872.62 6,674.37 LT Security total 1,080.000 58.453 86,510.58 109,978.&3 23,468.22 GELAL MILLS INC Symbol, GIS Exchange: NYSE EAI: 13.086 Current yield: 3.09% Aug 4,11 191.000 36265 6,926.77 53.020 10,126.82 3200.05 LT Aug 12, 11 5.000 35.754 178.77 53.020 265.10 86,33 LT Jan 23,13 1,001.000 41387 41,428.89 53.020 53,073.02 11,644.13 LT Apr 22, 13 464.000 50.287 23,333.21 53.020 24.601.28 1268.07 LT 1:4117, 13 148.000 49.739 7,361.45 53.020 7,846.96 4:85.51 ST Jun IS, 13 73.000 49.836 3,638.07 53.020 3,870.46 232.39 ST Security total 1882.003 44.031 82867.16 99,783.64 16,916.48 IWNDIS TOOL WORKS INC Symbol: 11W Exchange NYSE EAI: 41,967 Current yield: 1.97% Aug 4, 11 135.000 47.128 6,362.35 85.230 11,506 05 5,143.70 LT Aug 12, 11 3.000 45.240 135.72 85.230 255.69 119.97 LT Jan 23,13 706.000 63.704 44,975.31 85.230 60,172.38 15,197.07 LT Apr 22, 13 327.000 60.685 19,844.22 85.230 27,870 21 8.025.99 LT Security total 1,171.000 60.903 71,317.60 99,804.33 28,486.73 JOHNSON & JOHNSON COM Symbol: ACI Exchange: NYSE EAI: 12,985 Current yield: 2.76% Aug4,11 123.000 62.377 7,672.38 101.290 12,458.67 4,786.29 LT Aug 12, 11 3.000 63.730 191.19 101.290 303.87 112.68 LT Jan 23,13 642.003 72.736 46,696 71 101.290 65,028 18 18,331.47 LT Apr 22, 13 298.000 84.721 25,247.10 101.290 30,184.42 4,937.32 LT Security total 1,066.000 74.866 79,807.38 107,975.14 28,167.76 MCDONALOS CORP Symbol: MCC) Exchange: NYSE EAI: $3,298 Garen( yield: 3.20% Aug 4,11 95.000 84.969 8,07206 101.380 9,631.10 1,559.04 LT continued next page CNP70003005888638 NP7000191 745 00002 0414 030575004 Y123568550 C001#1YGM00021918 16 of 98 Account name: GHISLAINE MAXWELL friendly account name: Account number: Your linandd Advisor, SCOTT STACK MAIdLYLE CAMEL CONFIDENTIAL EFTA_00 1 3 1136 EFTA01273343 SUBS Resource Management Account , [2,- 1 t YOU I- assets . Equities . Common stock (continued) Hddng Trade date Hunter of shares Purchase puce( *wine price per shoe (I) Cost basis (SI Price peg share on Apr 30(1) Value on ape 30(9 Wreaked gain or 1054 a) Hddng period Aug 12, 11 3.000 85910 257.73 101.380 304.14 46.41 LT Nov29, 12 8.000 86.456 691.65 101380 811.04 119.39 LT Jan 23,13 555.000 93.053 51,644.75 101.380 56265.90 4,621.15 LT Apr 22.13 255.000 99318 25,32832 101.380 25,851.90 525.58 LT Sep 19.13 78.000 97.879 7,634.63 101.380 7,907.64 273.01 ST Sep 19, 13 22.000 97.425 2,143.36 101.380 2230.36 87.00 ST Sep 19, 13 2.000 97.830 195.66 101.380 202.76 7.10 ST Security total 1,018.000 94/69 95,966.16 103204.84 7,238.68 NEXTERA ENERGY INC COM Symbol: NEE Exchanger NYSE EAI: 43.370 Current yield: 290% Aug 4,11 134.000 52.960 7,096 75 99.850 13,379.90 6283.15 IT Aug 12, 11 3.000 52.530 157.59 99.850 299.55 141.96 LT Jan 23, 13 700.000 71.610 50,127.21 99.850 69,895.00 19,767.79 LT Apr 22, 13 325.000 79.757 25,921.06 99.850 32,451.25 6,530.19 LT Security total 1.162.000 71.689 83,302.61 116,025.70 32,723.09 OCCIDENTAL PETROLEUM CRP Symbol: OW Dchange: NYSE EAI: 12,791 Current yield:3.01% Feb 12, 14 148.000 92.171 13,641.35 95.750 14,171.00 529.65 ST Feb 12, 14 117.030 92203 10,787.77 95.750 11202.75 414.98 ST Feb 12, 14 32.000 92215 2,950.91 95.750 3,064.00 113.09 ST Feb I/ 14 7.000 92.065 644.46 95.750 670.25 25.79 ST Feb 13.14 110.000 92.095 10,13045 95.750 10.532.50 402.05 ST Feb 13, 14 68.000 91.911 625080 95.750 6,511.00 261.00 ST Feb 13, 14 33.000 91560 3,021.49 95.750 3.159.75 138.26 ST Feb 13, 14 6.000 91.615 549.69 95.750 574.50 24.81 ST Feb 14. 14 334.000 95389 31,860.13 95.750 31,980.50 120.37 ST Feb 18.14 114.000 96.023 10,94672 95.750 10,915.50 -31.22 ST Security total 969003 93.687 90,782.97 92,781.75 1,998.78 PEPSICO INC Symbol- PEP Exchange: NYSE EAI: 12,620 anent yield: 2.64% Aug 4,11 115 003 63.979 7,357.65 85.850 9,877 35 2,519.70 LT Aug 12, 11 3.000 63.023 189.07 85.890 257.67 68.60 LT Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL contoued next page SDNY GM 00020517 CNP70003005698639NP7000191 74500002 0114 030575004 Y123568550000000 Page 17á 98 CONFIDENTIAL EFTA_00131137 EFTA01273344 *UBS Resource Management Account April 2014 Account name: GHISLAPIE MAXWELL Friendly account name: Account number: Your 15 asocial Advisor: SCOTT STACK MANLYLE CASR1EL Your assets Equities fiacing Common stock (continued) dste taarber of share: Purchase price Average price pee share (I) Con bans (S) Price per stint on ape 30(5) Vaue on Apt 30 (5) unreaired gain or loss (t) Halting Period May 16, 12 6.000 68535 411 21 85.890 515.34 104.13 LT Oct 24. 12 1.000 68 690 6869 85.890 85.89 17.20 LT Oct 25, 12 2.000 68 810 137.62 85.890 171.78 34.16 LT Oct 26, 12 1.000 68 890 68 89 85.890 8589 17.00 LT Oct 31, 12 1.000 69 370 69 37 85.890 85.89 16.52 LT Nov6, 12 1.000 69370 69.37 85.890 8689 16.52 LT Nov7,12 1.000 69 150 69 15 85.890 8589 16.74 LT Nov8, 12 2.000 69.090 138 18 85.897 171.78 33.60 LT Jan 23, 13 699 000 72.166 50,444 31 85.890 60.037.1 1 9,592.80 LT Apr 22, 13 322.000 82.251 26,484 85 85.890 27,656 58 1,171.73 LT Security total 1,154.000 74.097 85,508.36 99,117.06 13,608 70 PROCTER &GAMBLE CO Symbol: PG Exchange: NYSE EAI: 32,919 Current yield: 3 trio Aug 4,11 118.000 60.103 7,092 22 82.550 9,740 90 2,648.66 LT Aug 12, 11 3.000 60.896 182.69 82.550 247.65 64.96 LT tan 23, 13 619.000 69941 43,293 73 82.550 51,098.45 7,804.72 LT Apr 22. 13 286.000 81332 23261.18 82.550 23,609.30 348.12 LT Apr 24. 13 108.000 77.762 8398 32 82.550 8,915 40 517.08 LT Security total 1,134.000 72.512 82,228 14 93,611 70 11,383.56 STAPLES INC Symbol. SPLS Exchange: OTC (Al: 43,249 anent yield' 3.84% Oct 24, 12 63.000 11.313 712 74 12.500 787.50 74.76 LT Oct 24, 12 1.000 11360 11.36 12.500 12.50 1.14 LT Oct 25, 12 57.000 11391 649 29 12.500 712 50 63.21 LT Oct 26 12 46.000 11.420 525.36 12.500 575.00 49.64 LT Oct 25, 12 8.000 11.430 91.44 12.500 100.00 8.56 LT Oct 26. 12 51.000 11.400 581.42 12.500 637.50 56.08 LT OCt 31, 12 12.000 11.526 13832 12.500 150.00 11.68 IT Oct 31, 12 3.000 11.566 34 70 12.500 37 50 2.80 LT Nov 1,12 46.000 11.677 537.17 12.500 575.00 37.83 LT Nov 1,12 33.000 11.605 382.99 12.500 412.50 29.51 LT Nov 1,12 7.000 11 597 81 18 12.500 87 50 6.32 IT continued next page CNMOC93054588640NP7000191745 03CO2 0414 030575004 Y123568550 0ZoilnikwGM0002(1591 Is of 98 CONFIDENTIAL EFTA 01))31)38 EFTA01273345 *UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Pdendly account name: Account number Your PI nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Your assets . Equities mddng Common stock loonhnued) TI3dt date web« of snares PU«Nne OW Average price per sham (S) Cost basis 01 ence per share on Apt 3001 vatic on unedited ricking AP, 30(4) gain or loss (S) Period Nov 1, 12 1.000 11.600 11.60 12.500 12.50 0.90 LT Nov2, 12 31.000 11.552 358 12 12.500 387.50 29.38 LT Nov 5,12 31.000 11.465 355.43 12.500 387.50 3107 LT Nov 5, 12 7.000 11.590 81.13 12.500 87.50 6.37 LT Nov6, 12 51.000 11.820 602 87 12.500 637.50 34.63 LT Nov6, 12 26.000 11,812 307.13 12.500 325.00 17.87 LT Nov?. 12 48.000 11.597 556 70 12.500 600.00 43.30 LT Nov 7, 12 22.000 11.582 254.82 12.500 275.00 20.18 LT Nov8, 12 57.000 11.446 652.43 12.500 712.50 60.07 LT Nov8, 12 30.003 11.672 350 16 12.930 375.00 24.84 LT Nov8, 12 3.000 11.666 35.00 12.500 37.50 2.50 LT Nov29, 12 26.000 11.778 306 24 12.500 325 00 1816 LT Nov29, 12 8.000 11.778 94.23 12.500 100.00 5.77 LT Nov29. 12 6.000 11.765 70.59 12.500 75.00 4.41 LT Nov30, 12 37.003 11.714 433 45 12.500 462 50 29.05 LT Nov30, 12 16.000 11.677 186.84 12.500 200.00 13.16 LT Nov30, 12 11.000 11.688 128 57 12.500 137.50 8.93 LT Nov30, 12 1.000 11.750 11 75 12.500 12.50 0.75 LT Jan 23,13 3.076.000 13260 40,788 38 12.500 38,450.00 -2,338.38 LT Mar 7, 13 399.000 12.626 5,037 93 12500 4,987 50 -50.43 LT Apr 22, 13 1,918.003 12.912 24,767.13 12.500 23,975.00 •792.13 LT Aug 26, 13 203.003 14.401 2,923.46 12.500 2,537.50 -385.96 ST Aug 26, 13 181.000 14.412 2,608 63 12.500 2,262 50 -346.13 ST Aug 27, 13 253033 14.105 3,568 74 12.500 3,162.50 -406.24 ST Security total 6,769 003 13036 88,237 30 84,672 50 -3,624.83 TARGET CORP Symbol: TGT Exchange NYSE EAI: 12,752 Current yield: 2.79°4 Sep 23, 13 68.003 64 391 4,378 59 61.750 4,199 00 -179.59 ST Sep 23.13 6.000 64 405 386 43 61.750 370.50 -15.93 ST Sep 24, 13 180.000 63.999 11,519.91 61.750 I 1,115.00 -404.91 ST Sop 24. 13 82.000 64 133 5.25897 61.750 5,063.50 -195.47 ST continued next pege SDNY GM 00020519 CHP7C0093056138641 NP7003191 745 00032 0414 030579304 V123568550000000 Page 19 or se CONFIDENTIAL EFTA_00131139 EFTA01273346 SUBS Resource Management Account April 2014 Your assets •EEquities . Common stock (continued/ Purchase pricer Track taarber average ;mkt Price per share Vdue on Unedited Holdng 111d n g date of shares per than (S) Con bans (I) on apt 30(5) Apr 30(1) gain or loss (S) period Sep 25. 13 152.000 63 446 9,643.85 61.750 9,386.00 -257.85 ST Sep 25. 13 92.003 63 598 5,85105 61.750 5.68100 -170.05 ST Sep 25, 13 18.000 63.735 1,147.23 61.750 1,111.50 -35.73 ST Sep 25, 13 13.003 63.620 827.06 61.750 802.75 -24.31 ST Sep 26.13 114.000 63 436 7231 76 61.750 7,039.50 •192.26 ST Sep 27, 13 193.000 63.993 12,350.76 61.750 11,917.75 -433.01 ST Sep 30. 13 104.003 63 785 6,63364 61.750 6,422 00 -211.64 ST Sep 30, 13 51.000 63.888 3258.30 61.750 3,149 25 •109.05 ST Sep 30.13 27003 63 812 1222.95 61.750 1,657 25 -55.70 ST Oct 1,13 139000 63 851 8,87542 61.750 8,583.25 -292.17 ST Oct 1, 13 53.000 63856 3,384.40 61.750 327275 -111.65 ST Oct 1,13 38.003 63 757 2,42280 61.750 2,34650 -76.30 ST Oct 1, t3 38.003 63 813 2,424 93 61.750 2,346.50 -78.43 ST Jan 7, 14 197.003 62.889 12,38928 61.750 12,164.75 -224.53 ST lan 7, 14 32.003 63004 2,01615 61.750 1,976 00 .40.15 ST 14n 7, 14 3.000 62863 188.59 61.750 185.25 -3.34 ST Security total L600.003 63 695 101,91207 98.800 00 -3,112.07 TRAVELERS COS INC/THE Symbol. TRV Exchange. NYSE EAI: 12.534 Current yield. 2.430/0 Apr 24, 12 20.003 63 432 1.268.64 93.580 1,811.60 542.96 IT Apr 24, 12 4.000 63 350 253 40 93.580 362 32 108.92 LT Apr 24. 12 1.000 63.560 63.56 93.580 93.58 27.02 LT Apr25, 12 10.000 63.520 635 20 93.580 905.80 270.60 LT Apr25. 12 10.003 63.617 636.17 93.580 905.80 269.63 LT Apr 25.12 10.000 63.659 636 59 93.580 905.80 269.21 LT Apr 25, 12 2.000 63 545 127 09 91580 181.16 54.07 LT Apr 25, 12 2.000 63.645 127.29 93.580 181.16 53.87 LT Apr 25, 12 2.000 63.745 127.49 93.580 181.16 53.67 LT Apr 26, 12 5.000 63.928 319.64 sass° 452.90 133.26 LT Apr 26.12 2.000 63.920 127.84 93.580 181.16 53.32 IT Apr 26, 12 2.000 63.930 127 86 93.580 181 16 53.30 LT Apr 26. 12 1.000 63.720 63.72 93.580 93.58 26.86 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your K noncid Advisor. SCOTT STACK MAIILYLE CASRIEL contfrnued next page CrIP7C0C9305688642NP70C0191 745 000O2 0414 030575004 Y123593550 ODEMYGM0002%/111 20 of 98 CONFIDENTIAL EFTA_001 3 1 140 EFTA01273347 UBS Resource Management Account April 2014 Account name: GHISLA1NE MAXWELL friendly account name: Account number. Your Maenad Advisor: SCOTT STACK MANILYLE CASRIEL Your assets . Equities Common stock (conbnuegl Pu«hase pore siddno Tap date Member of shares Average price per share (0 Poce per share Con basis (SI on Apr 30(11 ze:) period Hddag value on gainli or Ions Apr 30(1) May 1, 12 15.000 64637 969.56 90.580 1,358.70 389.14 ti May 1, 12 6.000 64 715 388 29 93.580 543.48 155.19 a May 1, 12 6.000 64.975 389.85 90.580 543.48 153.63 LT May 1, 12 2.000 64850 129 70 90.580 181.16 51.46 LT May 1, 12 1.000 64 820 64 82 90.580 90.58 25.76 LT May 2. 12 7.000 64374 45062 90.580 634.06 183.44 LT May 2. 12 4.000 64 410 257.64 90.580 362.32 104.68 LT May 2, 12 2.000 64 320 128 69 93.580 181.16 52.52 LT May 3. 12 4.000 64 960 259 84 90.580 362.32 102.48 LT Maya, 12 2.000 64 675 129 35 93.580 181 16 51.81 a May 3, 12 2.000 64.910 129.82 90.580 181.16 51.34 LT Ian 23,13 629.003 77 560 48,785 62 93.580 56,974.82 8,189.20 LT Apr 22, 13 290.003 84.719 29,568 68 93.580 26,268 20 1,699.52 LT May 22, 13 111.000 83 807 9302.58 90.580 10,054 38 751.80 ST Sec's* total 1.152.033 78 533 90,469 50 104,348 16 13,878.66 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange. NYSE EAI: 42.843 Current yield 2 72% Sep 19, 13 82.003 91 779 7,52590 98.500 8,077.00 551.10 ST Sep 19, 13 19.000 91 625 1,740.88 98.500 1,871.50 130.62 ST Sep 20, 13 107.000 91.805 9,823.18 98.500 10,539.50 716.32 ST Sop 20.13 26000 91 835 2387 71 98.500 2.561 00 173.29 ST Sep 23, 13 93.003 91.049 8,467.59 98.500 9,160.50 692.91 ST Sep 29, 13 93.003 91 612 8,52000 98.500 9,160.50 640.50 ST Sep 24, 13 41.003 91.663 3,758 20 98.500 4,038.50 280.30 ST Sep 25.13 62.003 91.138 5,650.56 98.500 6,107.00 456.44 ST Sop 25, 13 11.000 91 090 1,001 99 98.500 1,083 50 81.51 ST Sep 26, 13 64.003 91.489 5,855.30 sasco 6,304.00 448.70 ST Sep 27, 13 54.000 91.117 4,920.33 98.500 5,319.00 398.67 ST Sep 30.13 46.000 91 475 4,207.86 98.500 4,531.00 323.14 ST Oct 1, 13 46.003 91.668 4,216.73 98.500 4,531.00 314.27 ST Oct 1, I 3 6.000 91 650 54990 98.500 591 00 41.10 ST continued next page SONY GM 00020521 CHP7030?305668643NP7003141745 00802 0414 03057%04 Y123568S50 000000 Page 21 of 98 CONFIDENTIAL EFTA_00131141 EFTA01273348 SUBS Resource Management Account April 2014 Your assets Equities . Common stock (continued) Hiring Security total MINX1NC Symbol: XLNX Exchange:OTC EAL 42,086 Current yield. 2 A6% excel[ ditto Oct 2, 13 Oct 2, 13 0c13, 13 Oct 4, 13 lan 17,14 Sep 7, 12 Sep 7, 12 Sep 10, 12 Sep 10. 12 Sep 11, 12 Sep 12. 12 Sep 13. 12 Sep 14, 12 Sep 17, 12 Oct 24. 12 Oct 25, 12 Oct 26.12 Oct 31, 12 Nov 1,12 Nov 1,12 Nov I, 12 Nov2,12 Nov 5,12 Nov6, 12 Nov7,12 Nov 7,12 Nov8, 12 Nov8, 12 Nov28. 12 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your A sandal Advisor: SCOTT STACK MAI/ LYLE CASIVEL hunter of shares Purchase piny Average price per shape (I) Cost basis (4) Prue per Owe on Apt 30(S) Vdue on Apt 30(1) Unrealized gain or loss (4) HdeIng period 61000 91.128 5,55884 98.500 6,00850 449.66 ST 19.003 91 067 1,73029 98.503 1,871 50 141.21 ST 55.003 90 337 4,968 58 98.500 5,417.50 448.92 ST 55.000 90.653 4,98596 98.500 5,417.50 431.54 ST 121.000 99 231 12,007 00 98.500 11,91850 88.50 ST 1,061.003 92 250 97,876 80 104,508.50 6,631.70 25.000 34.770 869.27 47.190 1,179.75 310.48 LT 5.000 34 846 174.23 47.190 235.95 61.72 LT 37.003 34 845 1,28929 47.190 1,74603 456.74 LT 3.000 34.660 103.98 47.190 141.57 37.59 LT 20.003 34 853 697 06 47.193 943 80 246.74 LT 18.000 35.006 630.11 47.190 849.42 219.31 LT 21.000 34.886 732.61 47.190 990.99 258.38 LT 19.003 35.536 675 19 47.190 896 61 221.42 LT 7.000 35.151 24606 47.193 330.33 84.27 LT 3.000 32.523 97 57 47.190 141.57 44.00 LT 5.000 32.522 162.61 47.190 235.95 73.34 LT 3.000 32.776 98.33 47.190 141.57 43.24 LT 1.000 32.770 32.77 47.190 47 19 14.42 LT 2.000 33360 66.72 47.190 94.38 27.66 LT 1.000 33.520 33.52 47.190 47.19 13.67 LT 1.000 33.530 33.53 47.190 47.19 13.66 LT 1.000 33.550 33.55 47.193 47.19 13.64 LT 1.000 33 190 33.19 47.190 47 19 14.03 LT 3.000 33.886 101.66 47.190 141.57 39.91 LT 2.000 34.025 6805 47.190 94.38 26.33 LT 1.000 33.910 33.91 47.190 47.19 13.28 LT 4.000 34.032 136.13 47.190 188.76 52.63 LT 1.000 33 860 33.86 47.190 47.19 13.33 LT 4.000 34312 137.25 47.190 188.76 51.51 LT continued next page cNP7C00X)056836.14 NP7003I9I 745 C0002 0414 030575004 Y123593S5eCCWINYGM000215,22 22 of 98 CONFIDENTIAL EFTA_0013 I 142 EFTA01273349 SUBS Resource Management Account I :C1: Account noose: GHISLAINE MAXWELL Friendly account natne: Ind r Account number. Your Pi minded Advisor: SCOTT STACKMANYLYLE CASRIEL Your assets Equities . Common stock (conbnued) Trade wiring date Writer of shares Porch/et pike Average price per share IQ Cost basis (St Pike per share on nor 30(1) value on ape 30(/) Unrealized Holdng gein of 10S5 (5) Period Nov28, 12 3.000 34.410 103.23 47.190 141.57 38.34 LT Nov29, 12 15.000 34.583 518.75 47.190 707.85 189.10 LT Nov29, 12 3.000 34.493 103.48 47.190 141.57 38.09 LT Jan 23.13 1.087.000 38805 40,008.01 47.190 51295.53 11287.52 LT Apr 22.13 502.003 35.691 17,917.23 47.190 23,689.38 5,772.15 LT Sectxity total 1,798.000 36.246 65,171.15 84,847.62 19,676.47 Total $1,715,949.62 $2,032,099.29 $316,139.67 Total estimated annual income: $56,376 Your total assets Percentage et Cost Situated Unrealzed Value on Ape 30 (S) your account bald (1) annual income (SI Ono' 1015 (S) Cash Cash and money balances 50,192.75 2.41% 50,192.75 Equities Common stock 2,032,089.29 97.59% 1.715.949.62 56.376.00 316.139.67 Total $2,082,282.04 100.00% $1,766,142.37 $56,376.00 $316,139.67 Account activity this month Die Minty Description anoint (S) Dividend and interestisoome Taxable thwlends Taxable interest Apr I Dvirlend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 610.56 Apr I Cividend BAXTER INTL INC PAID ON 1556 762.44 Apr 8 Dvidend ILLNOIS TOOL WORKS INC PA1DON 1171 491.82 Apr IS Dividend OCCIDENTAL PETROLEUMCRP PAID ON 969 697.68 Apr 17 Cividend STAPLES INC PAID ON 6769 812.28 Total taxable dividends $3.374.78 Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0470414 1.09 Total taxable interest Total dividend and interest income $1.09 $3.375.97 SDNY GM 00020523 0NP70009005038645 NP7000191 745 00002 0414 0305750041'123568550000000 Page 23 of 98 CONFIDENTIAL EFTA_00131143 EFTA01273350 SUBS Resource Management Account April 2014 Account activity this month (Contrived) Dale Activity Deeplicn Arrount (S) money balance activities Mar 31 Balance forward $46.816.88 Apr 2 Deposit LIDS BANK USA DEPOSIT ACCOUNT 1.373.00 Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0404/14 1.09 Apr 9 Deposit UBS DANK USA DEPOSIT ACCOUNT 491.82 Apr 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Apr 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 812.28 Apr 30 Closing MIS Sank USA Deposit Account S50.10.75 Account name: GHISLAiNE MAXWELL Friendly account name: Account number. Your Kniencial Advisor SCOTT STACK MAIILYLE CASRIEL Tne UBS Bank USA 02009t AccOunt IS your primary sweep colon CW7~3005698646 NP70C0I9I 745 00032 0414 030575004 VI 23569S5000~yGm0002~ 24 of 98 End of statement for account number.-, CONFIDENTIAL EFTA_00131144 EFTA01273351 Important information about your statement LBS Financial Services ix. (the F im or UBS Anoxia! Strong is a merger of all prince:el mosey, cormnity and cptcre erthwges. 1.85 Firtrxial Strict and U3S Bank USA we rdrect sutradares of LBS AG and affiliates of LES Secwitin UC. The Filers Itanrial statement is available upon noted The First venire offices we a: LBS Finennel Seamus Ix. 1200 Harbor nubvard Weehawken, to 07066 Ibis statement represent the any official record of yote LBS Fe-uncial Santos account. Other warn neat official tar documnrt containing conflict* daze should rot be relied inn If you ben* there is an error cr mission, please report it inmedately narking to the Ranch Manager d the office servile you account. Ail-cugh al figures shorn are etended to be accurate. statement data shzikl not be used fix tat purposes Rely sink onys-end tax forms, 6.e.. Form 1099 SEE 10425, etc.) whin preprergyour to return. The Fim a required by low to won to tie IRS all taxabk &indent report** re:namable Undends and aable meted eared cm secteties held in you accaut, net proceeds cm safe transactors, and cost base cntenain coveted learns. Communications whilst', Firm . Please re-confirm are oral cormuncatorts in *meg to funher protect young*. includrig your Ned order the Stones nun Protection Act (Stn. • If thefinancial nstaution en the tcp leit of Me bort of this statement is no LESS linnet Senikes, CBS Feenoal Services canes yos accourt as cleamg toter by anargerrant web the induced intlitutal We Wormed you of to rielannshis when you opened this attars. h this case, your ten and 'earns a-e heated a LBS Rnancial Strikes and rot the erodwng broke., aid you rout make a Wort el try eta or *Tuition to both HMS. A Naccunt szaternrits shall be deemed complete ad accurate if not objected ton wren; within 60 days. • Please &vet customer complaints a iNUiin to he Firn's C lent Relations Depanent a 201-352-1699 atoll-free a 800-3Se-9103, 8:CO A.M. to 6:CO P.M. ET Monday through Friday a in mire to LBS Financial Seines ix., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • is ease of ern or Oast Cris about an electronic funds tansies' EFT) NI puymm or UBS Vsedebit card Vanuctions, call 62-1000, or voile to UBS Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. Wuhan/en W 07086. Ann RIANBSA Sermes Cal or write as soon as you cart it you thiicycis statement or receipt is wring or t you need more inkrmatim ebos a tire* on the statement or mai* The firm or Card hat fas SPIrablrimulf her from you ns later thwi 60 days aher to Fim sent you the fin stamen on which the error or problem Maned. - Prone you name ad acco.rt nutter 0 any) - Death& the *nor or he transfer you ant tare about, and elan as chair aye cm why you believe re is an error a why you need more ekrmation - Proud. the &Aar anion d to suspected enot The Fern or Cad Issuer wel instigste yew complaint and will cared any error prom*. Please make all cheeks paubb to the Fern or tie lihntial institution heated on tie front of to stakimint had:Mist to nine accost fen accounts may be subject to mai-ten-re lees, chat es for tee parent for 'tunes purchases and charges For unpaid armonts in cash axons. Accounts that ate transferred bo nor nsteutions may be subject to a trends tee. UBS Sweep Option UBS offers options for sweepng cash bounce; balances to hart deposits at UBS Bat USA and UBS AG Stamford branch (flank Sweep Pregams), money maks mewl kends (Money Fund) rd the Intonational Deposit Accont ODAlfor customers with wantentional Amuse Management Accourt. Through tie Bank Sweep Pronert cash balances re swept to MISEterk USA up to an istabkhod lint ad then to LBS AG Stanford Bradt or a Money Fund. Oeooses at UBS Bart USA are FDIC rend in accordwee with FDIC rules. For more Hannan please veit wwwitlicgov. Deposes at UBS AG Stanford 'Penh an tares of Money Funds ant rot ironed bon FIX. Throup the OA, mane to cash balances we swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Bunch Thew deposits ate not inured by the FIX. Balance, Feld at the LBS AG Cayman Brant, are tempera* exposed to the sovereign Sc of the Caren blends, and tee is no 'Anne Cr other obligation of UBS AG to tepay the Saxes while on the UBSC grans Bradt. books. Deposes a U35 Bale LEA and each UBS AG french are not protected by SIPC. Money Fund shires we protected by SIPC. See *U3S Financial Service. Paw% Protection' bobw Upon you reaest, balances n tea Bank Sweep Program or OA may be eighteen and shares of a Money Fund may be liquidated, widen proceed returned to you or 'our wastes accunt. Fr.rt-er r eon about available weep options, ncldng anent attest rate, and yet*, a available at www comreseepnekk from your Financial Maar or by calling 006762.1000 UBS Financial Services account protection 'Ruffen is a melte of the Secedes invella Protection Corporatism (SIPC), *nkh protects securities account, of its members up to 5500,000 finding S29),000 for dams kr cash) The Sift asset protection Imes apt' to all account tat you hold n a palkular capacity. The Fier, together's*, certain affiliates, ha also purchasectippinental protection. The mariner amount payable to al eligible Worts, cote ks& urn( this protectors is 5500 million as of December 10, 2013. Sista to the poky conditims ad limitation, cash X the Firm is further protected kr Leatot-1.9 million n the aggregate for all your accounts held n eyeliner capacity A ft/ ccpy of tie poky waning is /nibble LOOn request. The SIPC protection and the upplamenEl protection both do not apply to. ▪ Ceruin fruitier Moat controlled by (and hand er your account value) but held away from UB5 Fina-cel Services (e.g.. certain* cash at UBS Bat, (il cat at L85 AG Stantonbunch (i) innate prinaCtS, including variable enmities, and 60 shires of mutual finds where such shares are registered diedly n lot name of the account Foliar on the books a-4 records of the applicable issuer or trader agent); • Certain rneslmert contracts or iwestnent interest (eg., limited pertneshes and piste placements) the are rot registered snider tie Securities Act of 1933; ad • Commodities contacts (e.g., Icreign tectia-ge and yeti:cornet/a contradrt idudeg lulu., contracts ad tormoderoPtim contracts. the 51K protects:en and to supplemental protection do not apply to these Man eine theyotherwise appear on you. neernent 11. SEC pritectim and the a-Pakzerental trunnion do not protect again changes in the maim raize of you investments (whether as a result of market movement, iSSua bankruptcy a otherwie More information is aviane term rezmest You may obtan wee nfornation abou SIPC. ercladng the 51K Bruhn, by soreaningSIK a 202-371-8300 or by wsitng the SIK **bait. at YAW/.140‘041 Dividend ReiWetblbeell Program (DPP) The price reflected is an swage price. You may obtan the actual price Iran yaw Financial Advisor. Oray *ink tare are punned under DIM; partial shins wil be sod rd tot cash wit be deposited in your account. The 6videni reinvesvnent price applied by tea issuer may 6ff of tom the want pia at which the partial shires n sold Cannlieu CM, whole units may be held n yar *court. If no at entitled to a palel use as smolt of a dviderd Paimeol or otherwise, the Firm coil other sell panal an at market peke or accept an amount &Emitted by a registered cling agency, at credit yew account Investment objectives The nix-smell °non' and risk profile we specific to each account and may wrybetween Please adeise the earn promptly in adrg of any simikant change in yow Maxie' situnn or mistreat objecting. Fa each CONFIDENTIAL wont het you choose one of the foaming Finn objectier • frodwe Cureentbxome. hresb,e es seekng the generation of income crib" • Achim Coped Approcithen Inwrittnents seeking growth of prnepal rather than the spereratim of mown?. • tatodoce Combination of Income and Capital Appreciation- nesiments seekeg both the generation of morne and gambol percent. °awn risk profit • Conseevarive Seeks to maintain initial prec Pat with low Sc and volatility to the non meal, tend that men the nowt does not generate significant many a noun aid may rot keep pace with • Moderate Willi* to accept coma risk to pinonl and tolerate some votatAty to 'seek hyl-er returns. • Aggressne: Wiling to accept high Sc to pinopal and high senility to seek high returns over time. Statement Ilouseholdre We may consoldart at related account statements with the sane Wats n the sane enact Accounts may be related Ice this purpose brine they have owners who also maintain bra scam relationships wit other dents at the sane address. This practice's known as • househrting ' II you prefer to recen I-diva:kat statements mated in separate enveins — yOU may drtlive housholding by Ealing you Frontal Advisor. Friendly accent name The Frenclk non name reflects al oerretion that you erteted on the him's onlne senses websee. N e a customizable Iniclrurro' chmon by you to aolift you with sax recordkeeping. It has n legal effect on your account. You can Mangey:is hiendk acccunt names, through Online Services or by contactegyourFrancial Ann ACCOalt overview • van of MX aCCOOnnOrtnin 14:4 of assets ad s. • Asset hulas salable cash balances, totes for restricted seney lest), and Global tine Deposits, urrealied marks to main, and certain ants not held by the Fim. Does not include unpriced S9Clatifill assets al the end of the prior and curent statement periods. or private imestriwits, united stock options and comsat* stock options • lianicies Include, debit Maces,colvadirg moron loans. credit In, horn secant balances. • Cash/rtoney balances. Total of unnerved aviane cash balances. plus OF Bart LISA deposit Innen UBS AG Stan otd Branch depose balances and money market nen fund sweep Sans, at to able of ic y stsemen period. Noricormmeity tee credit balances in your accourt are rot segregated from other balances and tie Fan may use any of these funds in the ordinary course of it business. These funds at payable Loon tor drinard. This total is include)., tea omen period doseg value. SDNY_GM_00020525 EFTA_00131145 EFTA01273352 Important information about your statement (con inued) tande, alternation for detalechnf °matron on the Finis landing practices and &tissues, refer to yam Client Relatorship Ageernert or Account Agreement and the General Terms an Conditions UBS Statemerd of Credit Practices available in agreements and Din mum at mow rda romrarronnedmisygay, Yawata Your nesment Bemires securities endother anus held is the =ant at the end of the stammer* prin. You may ask for deice.), of bay paid swishes at ary time. You may receive securities used as loan collateral after prying any balance due on tem. Pry securities tensioned tote Fan dzi-g tee arena period are listed at market nitre as of the end of the statement period. • Cast basis. in (*hymning the cost basis of he sentries included in this statement, Mere indicated we. the nuntee I, • UBS FaecalServices ha relied coinformation obtained from sources otter than U8S Frenoal 5eruces, including information Iran another firm a Matsumay haw provided to you Finarcial Advisor. The Finn does not ireperdently verify or guarantee the accuacy or viclity of any information provided by sans other thin I-ESAuncial Sennett h addlixt although UBS fennel Sences generally Lydon this Hammen as aground, the firm dills not provide any awasances that the llamado-a tater "Cost basis" and laveakzed gar/loss' is accurate as el the date of this statement. As such please donut re it on he Hermitian to make puchara a Tale decisions, forth pirpates otherwise. Accounts tendered to tire Finn may reflect gent loss rdantatisn onb f or the period of tine they aro hted a the Frm More hisunical inkirmaton can be abed by you Feancial Advisor. • Umadizerel gain/lose Wien data is ;milt* ertinated trreated gang loses we calculated la PINCUS seemly lots. Re transaction data for ndiatal lots may or may not often commissions, charges alder acuitymartini:aim arts Dirdend and °term mestment lots rd eysternatic pischne bts are each combined to display one averaged loll)* • Trade date • taint presentsthe «grid transaction trade date. • Callable spawitiss Batch and preferred stock that the bur cats for eain rectenrotron will be selected mpatalb by lot tan arrong all secant*, of that sat held hour name or in nominee name la or clients. Call barna inkrinatbn is cbtaned from third parties and is accuracy snot guaranteed. Other call knives may rest which card affect ynekt coadete recnnatcn MOW provided upon request • Owe:Grata of deposit (CDs) CDs are FDIC inured up to S2 93,000 'n perch,' and accrued interest per depositor ad per deposinyinstitutixt 6 accordance yet POIC rules. • PrreAralua Prom dirolspd for "aunties and oiler products may be higher or lower than theatre that you would fl atly reek* in the mallet Prices are obtained tom various third party sources chid. we Delete to be retitle, but we do not guarantee their accuracy. — We gent* owe the closing pricewhen ankh* a the mean of the bid ad ask prices farmed securities and colons a onb al prices to OTC worts. - lass actironb waded securities may be priced using a valuaan model or tie moo recent price we obtained and may not reflect an actual market price or take - Certain position may appear without a price and will raw as *price was rot available' it we re unapt to obtain a abettor a pony - Deposits or stashes denwninated 6 currencies other tan U.S. dollars are reflected at the es:hinge rate as of the statemmt date. - Fa (erten nentines tadng in noixeonformng ckaminataa pin rH quany (face rate) may have been edify-Led to facilitatepram- vtusin To obtain current quotations, when wattle, cordart your Financial Addax. • Prints inroaronwrta and druchwed producb. hint, minim,* secutin (nclading drect participation acqam and real estate investment its seurites) red strut-mad patch ale generally highly AktAiel. Certain anstred poises hove not been registered wih the Securities and Excha- C omission o- under any state secures laws. We provide ehmated wakes for private investment wad is and structured (viaducts for rdormatkrul purposes only. Accuracy isnot parentsed. - These values may differ stbstantiaby from pees. a any, at Midi a private nressment security a structured pralaa may be bough or sold and do not necessarilyrepresent the valancu may receive upon ;qui:Intim, - Vied pary estimates of vale we as of a certan date ad are supplied to UBS Fna-cial Services on a reptr bass by an independere vitiation tint - Muer, generalpawner or warrior estimated sakes, it ery, are supplied to the Fm by the Muir, genital painer or sponsor and may be calculated based on r erin information Iran that used by thed partied to derive trod estimated values. - You can obtan additcrul Harman reganding Ike methodology wed to determine the entente of value ad the date of to idamation that is the basis forte en mate by contectrg your Brengel Advisor. - Think party *stewed views my be reflected as •Not peed' n saw Ise agent wee n ;dependent natation tern has not suppledor is unable to assign a watt when we become avare that a material event has °coated tut may call a porously reported aka It question. or when a value would be highly spectlative due to he nacre ite the sturdy - When neither an suer, general primer or sponsor estimated value me a thetparty estimated vela is mad, the value of dw sway will be &hoard km itspurchaseprice. - 'Ditto an to date' may include num of (weal income a both - we' represents the initial catering pie per Lint and may not reflect yxr too basis • Restricted anauritios Beaded seurdin really are rot currenty enable der public sale UBS Fina-cal Services as to market price of the unrestricted stock of the same issuer as an inputed value for the restricted stock Ay madam of Ma atatomont 0.4, To the relent that rearicled parities are 'Tubb la sae, the gala reared may be stbstantnalb less than the inpaed value town • Est keetirnstsd) insigne, current yields and rotas. An estinate of rival income is based am current dniderd ad interest rates, assuring tie secutis will be held for conga' from statement date or trill maturity This ennuis is ceW a gadalne, accuracy rd continued income are not guaranteed - Estimated anal acme an current yield la certain toes of secures could include a return of prncpalor capeal garb in %NM case the est income (irdcunerd yak) would be overstated. - Estimated areal ;cane an current ywld and the actual ixone ad yield might be kwer a higher than the estimated amounts. - An estMate ol a-ruafeed income (divdend andor interest) deeded by the content market vatcraverage balances based on the bet dividend or interest payment made by the issuer and assents the secures/deposes will be held for one year from the statement date or until mab.rity. Accuracy an continued yield we not gurameed • Ann not held by U3S Financial Services. Certain assets we rot held by the Tim and not vothri the Fen's possess's, or antol. These assets are deplayed on pis statement for informational purposes only. Position, and values presented at Provrted by the issui-g Inn UBS Tramiel Services is not respray:able for to acemation and des not qua-wive es accuracy. these assets are rot prceecied by DK or hi finis suppkonental SIC covens?. • Ravanut shoring and additional compensation. — In addition to commissions on sales and 12b-t fees received in carection wih the dbtribution mutual funs to our c lent we mock, our alMate receive lb l. nua *Wing namuntis from distributors ardor achiscrs of the mAkil funds that we sell. Pest anoints are based on two deleram COMP:InerAL tlY amantol sale, by UBS of a partiaxla maim] fund I amib to our clients, and Cs) the asset value claps-auLe mutual fund tamer's shares held at tie lien — We and ors afMate also recite nem:eking and ormtus processing lees in consideration For transfer gent arvin that we troy& to the rrukal lards. Thew lees generally are pad from investor assets in the mewl fund and are a fixed dela- amount based on the outer of accounts at the brolandealer holdng maul had of that fund f anily CONFIDENTIAL — h eale co to commoscohroceined n connector wail the sale or astnbtaion of a-ruey contracts and tie investment mat units to our <lents, we anchor our attire roadie retina sharing cornsensation f rom many of the aosance companies underwriting the unity contracts, *Bates ca to nava-ice <arca...nor sponsors of the use imestment trusts we diserbutt. - gar affiliates ako web* wading canraskre and other cornea-oaten from mutual kids and nsurance companies whose proclicesne dstrbute. - We recent an anal fee from UBS Bali OA and LIES AG Stanford Branch of up to $zs per accost sweepng to the barks under the UBS Bark Sweep Frogram. Activity hbamation rewarding ownnissCrts and otter charges Mimed in connect on with tie um:knot wades, inducing option transactions ha becanducbd on confinaicos previously furrished to you. and tall be provided to you wavily at rawest Short telling lain engaged in short sellrg a Wu*, yOu may hat a change the to cenainbxrowina costs for that particular SeCulty. Open aria Regarding open or • www1likancellee ceders that were not heated by the statement date, open buy ad sea stop orders are refixed by the amount of dividends on rigas on an ex-dividerds a emotes date unless inetructed oherobe by pa You are rnponsble for orders that are emitted dar Togo's failure to caxel hating open orders. Privary To obtain a copy of as trannI Cling friary Notice, phase contact your Fnancial Achisor or visit our website at wwwailktEafaiSiblEmEla, UBS Financial Services a rot a bark the ILIA, Bushes, Services Account OSA and IRMA act brokerage accounts which provide access to bating services a-idproducts trough arnagimwits wan affiliated bags aid other led pay banks, and provides access to roan and smel t prodxt blued by unaffiliated thitenany insurance cemparon through aurane agency subsidiaries of UBS Financial Services Inc. Imegment„ nsura-ce. and amity products: Not VIC inured • No bank guanine.** May toe vat* RUA. Resource Management Account, Business Semites Account 85A, RMA and alternation& Resource Management Accost we registered service marks of UBS Fr racial Services he Via *pave s a regigered senice mai of visa Intonational CBS Via Signet'se cede cards and UBS Veva deb cards we issued by UBS Bark USA with prmosion from no U.S A Incorporated. UBS Finandal Services Inc Pm 201402 GDNY_GM_OOO2O526 EFTA_0013 1 146 EFTA01273353 UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account May 2014 CW70056316530514 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKLIAN/LYLE CASRIEL Phone Questions about your statement? Call yo4r Financh8 Advisor or the Value of your account RMA ResourceUne at 800-RMA- 1000, account 029323568 on April 30 (1) on May 30 (9) Your assets 2,082,282.04 2,098,806.52 Malt our website: mrove.ubsconrillinantiaiservices Your liabilities 0.00 0.00 Value of your account $2,082,282.04 $2,098,806.52 Tracking the value of your account S Thousands 2.062.3 2.0988 A0r 2014 May 2014 Sources of your account growth during 3014 Value of your account at year end 2013 Net deposits and withdrawals 51,983,59885 Your eniestment return MO:lendand interest income S10.351 25 Chance in inatot yk* 599,861.42 Value of your account on May 30. 2014 92,098,806.52 $000 SDNY GM 00020527 Member WPC CW7030930991653 W00019324691002 C614 030575004 Y12356855000039) Page 9 of 96 CONFIDENTIAL EFTA_00 I 31147 EFTA01273354 *DUBS Resource Management Account May 2014 Your account balance sheet Summary of your assets value on May 30 ft) Percentage of your account A Cash and money balances 52,904.29 2 52% B Cash alternatives 0.00 0.00% C Equities 2,045,902.23 97.48% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $2,098,806.52 $2,098,806.52 100.00% Account name: GHISLAINE MAc1/1iELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Your K sandal Advisor- SCOTT STACK MAII LYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the Fast two pages of this statement for details about those balances Index Percentage change May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 411% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CW70003005631654 NP7003193246000O2 0514 0305750N 'el 2356855003apit Giumalen 10 of 98 CONFIDENTIAL EFTA_00131148 EFTA01273355 UBS Resource Management Account May 2014 Change in the value of your account May2014(3) Year to date (3) Opening account value $2,082,282.04 $0.00 Deposits, including investments transferred in 0.00 1,988,593.85 Dividend and interest income 2,711.54 10,351.25 Change in market value 13,812.94 99,861 42 Closing account value $2,098,806.52 $2,098,806.52 Account name: Your Finandal Advisor: Friendly account name: SCOTT STACK MANY LYLE CASRIEL Account number. Dividend and interest income earned For purposes of this statement, tatatikly of interest and dniclen4 income hen been determined From a US tar rep:fling perspective. Bad upon the residence of the account herder, account type. or product type, sane interest ardor dvidend payments may not be subject to united Stan (US) arc, Puerto Pre.) (B4) income tan. The dent mond* statement is rot intended to be used and cannot be reeed upon for tat purposes. Clients should refer to the appiKatle tax reporting forms they recent from URS annualy, such as the Forms 1099 and the Barra 480. foe lax reporting mformabon ts IS the practice ca 1185 to Me the applicatie tar reporting forms with ite US interred Revenue Semce and PR Treasury Department, and in such forms accurately dasOfy dndends an, cr Interest as tar exempt Or twit* income- Please consult you Indudual tax prepare/ May 2014(3) Year to date (1) Taxable dividends 2,710.34 10,348.88 Taxable interest 1.20 2.37 Total currant year $2,711.54 $10,351.25 Total dividend & interest $2,711.54 $10,351.25 Summary of gains and losses Vaues reported below exclude products (or which gain and losses are not decsifitd. Realized gains and losses Unrealized May 2014 (j) Year to date (i) gains and loses (3) Short term 0.00 0.00 29,995.51 Long term 0.00 0.00 299,957.10 Total $0.00 $0.00 $329,952.61 Cash activity summary See Account acttaty tins month for detals. Balances in your Sweep Options are indueedin the openng and closing balances vasee. FDIC insurance applies only to deposits at UBS Bank USA not to deposits at UBS AG, Starrecad french or bank deposits pla«dthrouds the UBS Internetronal Depose Account program SIPC reelection applies to money market sweep lurid holdings but rot bank deposits. Su important inSotma6on about your statement on the tact two pages ci this document for Letal5 May 2014 (5) Year to date IS) Opening balances $50,192.75 $0.00 Additions Deposits and other funds credrted 0.03 42,553.04 Dividend and interest income 2,711.54 10,351.25 Total adJitrons $2,711.54 $52,904.29 Net cash flow 22,711.54 $52,904.29 Closing balances $52,904.29 $52,904.29 SDNY GM 00020529 CHP70303005631655 N77003197246 COMO 0514 030575004 Y123568550 0013000 Page 11 of 98 CONFIDENTIAL EFTA_00I31149 EFTA01273356 *UBS Resource Management Account May 2014 UBS Bank USA Deposit Account AF'Y Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 $48,190.97 Closing UBS Bank USA Deposit balance May 6 $50,965.57 Number of days in interest period 30 Average daily balance $49,700.20 Interest earned $1.20 Annual percentage yield earned 0.03% Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at tho end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment ccnsderation - None selected Your account instructions • ‘f.pt: alccurt cos, base. default closing method is FIFO. First in, First Out Your linandal Advisor. SCOTT STACK MANY LYLE CASIVEL OO70008005631656NP70C0IS0246 C0M 05l 4 030575004 Y12356855003Ww_GM_0002eigiE3 12 of 98 CONFIDENTIAL EFTA_00I31 150 EFTA01273357 UBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind Aaount number. Sane PnCeS, income and current vilUeS ShOern may be approximate. As a tett*, gent EndlOSSCS may nol be acurately reflected. See important odarntabon about your statement a the end ol this dxurrent for mote infornason Cash Cash and money balances Cash am money balances may include avalable cah balances, UBS Bank. USA &pout account balances. UBS AG Stanford Branch deposit account baances and money market mutual fund sweep balances. UBS Bank USA deposit accounl balances are insured by the FDC vAIhin colic !be limits, but are not protected by S4PC U8S AG Stanford Branch derov1 account banes an not ;muted by FDIC and are not protected by SIPC Money market sweep batances are protected by SEC but out not insured by the FDIC. Set the important information about your statement at the end of thin document for details rote those balances. Openng Wane. Closing taance Pnce per share Average Hddng on May I (S) on May 30 (8 on May 30 (0 rate V85 BANK USA CEP ACCT 50,192.75 52.904.29 250.000.00 Drildend interest period Your II nandal Advisor: SCOTT STACKMANLYLE CASRIEL Day3 in period Cap arounl (S) Equities Common stock Hddng trade date Minty of Shares Purchase priCer Average price pet share (1) Cost basis (5) PnCt 0tr Oat on May 30 (1) \rave on May 30 (1) unmalzed gan or loss (1) ridding Period ANALOG DEVICES INC Symbol: ADI Exchange OTC FM: 12.591 Ciarent yield. 2.82% Nov 16, 11 13 003 37 316 485 12 52.380 680 94 195.82 LT Nov 17, 11 13.000 35393 460. 12 52.380 680.94 220.82 LT Nov 18, 11 35.003 35.502 1,242 58 52.380 1,833.30 590.72 LT Nov 21, 11 18.000 34 371 618 68 52.380 942.84 324.16 LT Nov22, It 15.000 33338 500.07 52.380 785.70 285.63 LT Nov 23, 11 22.003 32 655 718 43 52.380 1,152 36 433.93 LT Nov25, 1 1 7.000 32.460 227.22 52.380 366.66 139.44 LT Nov28, 11 30.000 32.951 988 55 52.380 1,571 40 582.85 LT Nov29, 11 18.0€30 33.472 602 51 52.380 942 84 340.33 LT Nov29, II 5.000 33.622 168 I 1 52.380 261.90 93.79 LT Apr 24, 12 30.000 37.567 1,127 01 52.380 1,57140 444 39 LT continued next page SDNY GM 00020531 01P7C003005€31657NP7003193246 00032 OS14 0305790041023S68SSO 000000 Page 13 of 98 CONFIDENTIAL EFTA_00I31151 EFTA01273358 SUBS Resource Management Account May 2014 Your assets . Equities . Common stock icontmoeco Hddng Trade date hurter or duces Purchase pricer Average price per shag (S) Cott basis (S) eke per share on May 30 (3) Verue on May 30 (3) Unrelated gain or Ion ($) Hddng period Jan 23,13 1,056.000 43.209 45,62681 52.380 55,313.28 9,684.47 LT Apr 22, 13 489.000 42.447 20,756 68 52.380 25,613.82 4,857.14 LT Security total 1,751.000 41.990 73,523.89 91,717.38 18,193.49 AUTOMATIC DATA PROCESSNG INC Symbol- ADP Exchange OTC EAI: 42,442 Current yield: 241% Aug 4, 11 146.000 48.469 7,076.53 79680 11,633.28 4,556.75 LT Aug 12, 11 4.000 46.880 187.52 79680 318.72 131.20 LT Jan 23, 13 767.000 59890 45,936.09 79.680 61,114.56 15,178.47 LT Apr 22, 13 355.000 65.098 23,110.04 79.680 28,286 40 5,17636 LT Security total 1.272.COD 59.992 76,31018 101352.96 25,042.78 BAXTER IN TL INC Symbol: BAX Exchange: NYSE EAI: 43,236 Current yield: 2.79% Jun 20, 12 30.000 51.594 1,547.84 74.410 2,232.30 684.46 LT Jun 20.12 17.000 51.522 875.89 74.410 1,264.97 389.08 LT Jun21,12 29.000 52.077 1,510.25 74.410 2,157.89 647.64 LT Jun21,12 7.000 51.500 360.50 74.410 520.87 160.37 LT lun 21,12 5.000 52.216 261.08 74.410 372.05 110.97 LT Jun22,12 61.000 51.890 3,165.29 74.410 4,539.01 1,373.72 LT Jan 23,13 768.000 66.658 51,193.80 74.410 57,146.88 5,953.08 LT Apr 22, 13 355.000 69318 24,60600 74.410 26,415.55 1,807.55 LT Sep 19, 13 74.000 72.165 5,340.28 74.410 5,506.34 166.06 ST Sep 19. 13 6.000 71.875 431.25 74.410 446.46 15.21 ST Sep 19. 13 3.000 71.880 215.64 74.410 223.23 7.59 ST Sep 20.13 47.000 71.987 3,383.41 74.410 3,497.27 113.86 ST Oct 3, 13 154.000 64.600 9,948.49 74.410 11,459.14 1,510.65 ST Security total 1,556.000 66.094 102,841.72 115,781.96 12,940.24 BEACKROCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.53% Oct 5,12 7.000 189.932 1329.53 304.900 2,134.30 804.77 LT Oct 5, 12 3.000 187.820 563.46 304.930 914.70 351.24 LT Oct 5,12 2.000 186.670 373.34 304.900 609.80 236.46 LT Oct 8, 12 8.000 188.783 1,510.27 304.900 2,439.20 928.93 LT Oct 9,12 15.000 189186 2,837.79 304.900 4,573.50 1,735 71 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ignandal Advisor, SCOTT STACK MAMLYLE CASRIEL continued nevi page CHP70003005131658 NP7030190246 00002 0514 030575004 VI 23503550 CegighYDM0002ter2 14 of 98 CONFIDENTIAL EFTA 00131152 EFTA01273359 *UBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Finandal Advisor: SCOTT STACK MAHLYLE CASRIEL Your assets Equities . common stock (continued) Purdue< coca Trade Number Average price Price per share Ydue on unrealized siddng Sicking date of shares per shale (5) COO bras CO m may 30 (I) May 30 ($) gain a loss (t) period 0(19, 12 2.000 189.010 378.02 304.900 609.80 231.78 LT Oct 10, 12 3.000 187.720 563.16 304.900 914.70 351.54 LT Oct 10, 12 2.000 187.670 375.34 304.900 609.80 234.46 LT Oct 10. 12 2.000 187.995 375.99 304.900 609.80 233.81 LT Jan 23.13 224.000 236966 53,080.41 304.900 68,29780 15,217.19 LT Apr 22, 13 104.000 251.093 26,113.69 304.900 31,709.60 5,595.91 LT Sects* total 372.000 235.218 87,501.00 113.422.80 25,921.80 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 12,664 Cement yield: 2.35% Jun 19, 13 72.000 84.718 6,099.75 102.230 7,360.56 1,260.81 ST Jun20.13 121.000 83.141 10,060.15 102.230 12,369.83 2309.68 ST Jun 20, 13 78.000 83.030 6,476.39 102.230 7,973.94 1,497.55 ST Jun21,13 204.000 82.904 16,912.44 102.230 20,854.92 3,942.48 ST Jun 24, 13 III.0O3 81.517 9,048.46 102.230 11,347.53 2,299.07 ST Ji.n 25, 13 73.000 82354 6,011.86 102.230 7,462.79 1,450.93 ST Jun 26, 13 69.000 82259 5,675.90 102.230 7,053.87 1,377.97 ST Jun 27, 13 141.000 82.951 11,696.12 102.230 14,414.43 2,718.31 ST Jun 27, 13 7000 82.925 580.48 102.230 715.61 135.13 ST Jun 28, 13 169.000 82.774 13,98892 102.230 17,276.87 3,287.95 ST Jul I, 13 65.000 82.781 5,380.78 102.230 6,644.95 1,264.17 ST Security total 1,110.000 82.821 91,931 25 113,475.30 21,544.05 COLGATE PALMOUvE CO Symbol: CL Exchange: NYSE EAI: 42,172 Current yield: 2.11% Aug 4,11 174.003 11.632 7244.05 68.400 11,90160 4,657.55 LT Aug 12, 11 4.000 12.450 169.80 68.400 273.60 103.90 LT Jan 23,13 910.000 54240 49,358.63 68.400 62,244.00 12,885.37 LT Apr 22.13 420.000 59.788 25,111.32 68.400 28,728.00 3,6166$ LT Security total 1,508.000 54300 81,883.80 103,147.20 21,263.40 CONOCCPHLUPS Symbol- COP Exchange: NYSE EAI: 44,085 Current yield: 3.45% Aug 4,11 106.000 52.109 5,523.58 79940 8,473 64 2,950.06 LT Aug 12, 11 2.000 51.435 102.87 79.940 159.88 57.01 LT continued next page SDNY GM 00020533 CNP20003005631659 N47000193246 00002 C614 030575004 Y123558550000000 Page 15 of 98 CONFIDENTIAL EFTA_001311153 EFTA01273360 SUBS Resource Management Account May 2014 Account name: GH1SLAINE MAXWELL Friendly account name: Account number. Your It sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (conbnuedl Trade Hddng date luring of shares Purchase pacer Average pact per Man (I) Con bans ($) Pike per share on May 30(3) Vdueon May 30 (I) Unredlred grins loss ($) Hddng period May8, 12 16.000 53.400 854 40 79.940 1279.04 424.64 LT May8, 12 13600 53287 692 74 79.940 1,039.22 346.48 LT 1u1 17,12 14.000 55.940 783.17 79.940 1,119.16 335.99 LT Jan 23,13 789000 59815 47,19459 79.940 63,072.66 15,878.07 LT Mar 19, 13 138.000 59.137 8,160.98 79.940 11,031 72 2,870.74 LT Apr 22, 13 402.000 57.707 23,19825 79940 32,135.88 8,937.63 LT Security total 1,480.000 58.453 86,510.58 118,311.20 31,800.62 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Cuient yield: 2.99% Aug 4,11 191.000 36265 6,926.77 54.930 10,491.63 3,564.86 LT Aug 12, 11 5.000 35.754 178.77 54.930 274.65 95.88 LT Jan 23,13 1,001.000 41387 41,428.89 54.930 54,984.93 13,556.04 LT Apr 22, 13 464.000 50.287 23,33121 54.930 25,487.52 2,154.31 LT Jun 17, 13 148.003 49.739 7,361.45 54,930 8,129.64 768.19 ST An 18, 13 73.003 49.836 3,638.07 54.930 4,009.89 371.82 ST Security total 1,882.000 44.031 820%7.16 103,378.26 20,51 1.10 IW1406 TOOL WORKS INC Symbol: 11W Exchange NYSE EAI: 41,967 Current yield: 1.94% Aug 4, 11 135.000 47.128 6,362.35 86.550 11,684.25 5321.90 LT Aug 12, 11 3.000 45240 135.72 86.550 259.65 123.93 LT Jan 23.13 706.000 63.704 44,975.31 86.550 61,104.30 16,128.99 LT Apr 22. 13 327.000 60.685 19,844 22 86.550 28,301 85 8,457.63 LT Security total 1,171.003 60.903 71,317.60 101,350.05 30,032.45 JOI44S0N & JOHNSON COM Symbol: .1141 Exchange- NYSE EAI: 42,985 Current yield: 2.76% Aug 4, 11 123.000 62377 7,672.38 101.460 12,479.58 4,807.20 LT Aug 12, 11 3.000 63.730 191.19 101.460 304.38 113.19 LT Jan 23,13 642.003 72.736 46/69671 101.460 65,137.32 18,440.61 LT Apr 22, 13 298.000 84.721 25,247.10 101.460 30,235.08 4,987.98 LT Security total 1,066.000 74866 79,807.38 108,156 36 28,348.98 MCDONALOS CORP Symbol: MCD Exchange: NYSE EAI: 33,298 Current yield: 3.19% Aug 4, I1 95.000 84.969 8,072.06 101.430 9,635.85 1,563.79 LT continued next page CNP7C0:000.5631650NP700319324600cce 0514 030575004 V12356855000/MyGht 00026%* 16 of 98 CONFIDENTIAL EFTA_0013 1 154 EFTA01273361 *UBS Resource Management Account May 2014 Your assets . Equities . Common stock (continued) 14ddng Trade date taunter of shares Rirchem price Average pike Price per share Value on Lunreetlied fiddng per sheet f1) Cost basis (f) on May 30 (I) May 30 (f) gain or loss (t) period Aug 12,11 3.000 85.910 257.73 101.430 304.29 46.56 LT Nov29, 12 8.000 86.456 691.65 101.430 811.44 119.79 LT Jan 23,13 555.000 93.053 51,644.75 101.430 56,293.65 4,64810 LT Apr 22.13 255.. 00 99318 25,326.32 101.430 25,864.65 538.33 LT Sep 19.13 78.000 97.879 7,634 63 101.430 7,911.54 276.91 ST Sep 19. 13 22.000 97.425 2,143.36 101.430 2,231.46 88.10 ST Sep 19, 13 2.000 97.830 195.66 101.430 202.86 7.20 ST Sect.ity total 1,018.000 94/69 95,966.16 103,255.74 7,289.58 h.F.XTERA ENERGY INC COM Symbol: NEE Exchange- NYSE EAT: 43,370 Currant yield: 2.98% Aug 4,11 134.000 52.960 7,096 75 97.360 13,046 241 5.949.49 LT Aug 12, 11 3.000 52.530 157.59 97.360 292.08 134.49 LT Jan 23, 13 700.000 71.610 50,127.21 97.360 68,152.00 18,024.79 LT Apr 12, 13 315.003 79.757 25,921.06 97.360 31,642.00 5,720.94 LT Security total 1,162.000 71.689 83,302.61 113,132.32 29,829.71 OCCIDENTAL PETROLEUM CRP Symbol: OxY Exchange: NYSE FAT: $2,791 CLerent yield:2.89% Feb 12, 14 148.000 92.171 13,641.35 99.690 14,754.12 1,112.77 ST Feb 12, 14 117.000 92203 10,787.77 99.690 11.663.73 875.96 ST Feb 12, 14 32.000 92.215 2,950.91 99.690 3,190.08 239.17 ST Feb 12, 14 7.000 92.065 644.46 99.690 697.83 53.37 ST Feb 13. 14 110.000 92.095 10,130.45 99.690 10.965.90 835.45 ST Feb 13, 14 68.000 91.911 6,250.00 99.690 6,778.92 528.92 ST Feb 13, 14 33.000 91.560 3,021.49 99.690 3,289.77 268.28 ST Feb 13, 14 6.000 91.615 549.69 99.690 598.14 48.45 ST Feb I4, 14 334.000 95389 31,860.13 99.690 33,296.46 1,436.33 ST Feb 18.14 114.000 96.023 10,946 72 99.690 11,364.66 417.94 ST Sectrity total 969.000 93.687 90,782.97 96,599.61 5,816.64 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 13,013 0.4rent yield: 2.97% Aug 4, 11 115.000 63.979 7,357.65 811330 10,157 95 2,800.30 LT Aug 12, 11 3.000 63.023 189.07 88.330 264.99 75.92 LT continued next page SDNY GM 00020535 CNP700:6005631661 NP7000193246 00002 0514 030575004 Y123568550000000 Page 17 of 98 Account name: GHISLAINE MAXWELL hiendly account name: Account number. Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL CONFIDENTIAL EFTA_00131 155 EFTA01273362 cat UBS Resource Management Account May 2014 Account name: GHISLAINE MAXWEU. Friendly account name: Account number: Your II sandal Advisor. SCOTT STACKMO/LYLE CASR1EL Your assets Equities . Common stock (continued) Trade Hddng date Wren of dimes Purchase pito Average price per than (S) Pete pet skate Cod bads (S) on May 3001 Vdue on May 30 If/ Unrealized gain at lost (4) Hddng period May 16, 12 6.000 68.535 411.21 88.330 529.98 118.77 LT Oct 24. 12 1.000 68.690 6869 88330 88.33 19.64 LT Oct 25, 12 2.000 68.810 137.62 88.330 176.66 39.04 LT Oct 26, 12 1.000 68.890 68.89 88330 88.33 19.44 LT Oct 31. 12 1.000 69370 69.37 88330 88.33 18.96 LT Nov6, 12 1.000 69.370 69.37 88.330 88.33 18.95 LT Nov7,12 1.000 69.150 69.15 88.330 88.33 19.18 LT Nov8, 12 2.000 69.090 13818 68.330 176.66 3848 LT lan 23,13 699.000 72.166 50,44431 88.330 61.742.67 11,29836 LT Apr 22, 13 322.000 82.251 26,484.85 88.330 28,442.26 1,957.41 LT Security total 1,154.000 74.097 85,50836 101,932.82 16,424.46 PROCTER & GAMBLE CO Symbol PG Exhange NYSE (Al: 42,919 Current yield. 3.19% Aug 4, II 118.000 60.103 7,092.22 80.790 9,533.22 2,441.00 LT Aug 12, 11 3.000 60.896 182.69 80.790 242.37 59.68 LT lan 23, 13 619.000 69.941 43,293.73 80.790 50,009 01 6,715.28 LT Apr 22, 13 286.000 81332 23,261.18 80.790 23,105.94 -155.24 LT Apr 24, 13 108.000 77.762 8398.32 80.790 8,725.32 327.00 LT Security total 1,134.000 72.512 82,228.14 91,615.86 9,387.72 STAPLES INC Symbol: SPLS Exchange: OTC EAI: 43.249 Current yield: 4.27% Oct 24. 12 63.000 11.313 712.74 11.250 708.75 -3.99 LT Oct 24, 12 1.000 11360 11.36 11.250 11.25 -0.11 LT Oct 25, 12 57.000 11391 649.29 11.250 641.25 -&04 LT Oct 25, 12 46.000 11.420 525.36 11.250 517.50 -7.86 LT Oct 25, 12 8.000 11430 91.44 11.250 90.00 -1.44 LT Oct 26. 12 51.000 11.400 581.42 11.250 573.75 -7.67 LT Oct 31, 12 12.000 11.526 13832 11.250 135.00 -3.32 IT Oct 31, 12 3.000 11.566 34.70 11.250 33.75 -0.95 LT Nov 1,12 46.000 11.677 537.17 11.250 517.50 -19.67 LT Nov 1.12 33.000 11.605 382.99 11.250 371.25 -11.74 LT Nov 1.12 7.000 11.597 81.18 11.250 78.75 -2.43 LT continued next page CNP709:0005631 662 NP7000193246 00002 0514 030575004 VI 2356855002WAT_GM_00026M 18 of 98 CONFIDENTIAL EFTA_00131156 EFTA01273363 SUBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Pi nandd Advisor: SCOTT STACKMANLYLE CASRIEL Your assets . Equities Hddno Common stock (continued) Trade date Weber of shares Pur<hase pun Average price pee share (S) Cost basis ($) POI< per stist on may 3001 value on May 30 (1) Unrealized ton or loss (1) Haring Period Nov 1, 12 1.000 11.600 11.60 11.250 11.25 435 LT Nov 2, 12 31.000 11 .552 358 I 2 11.250 348.75 -9.37 LT Nov 5, 12 31.003 11.465 355.43 11.250 348.75 -6.68 LT Nov 5, 12 7.000 11.590 81.13 11.250 78.75 -2.38 LT Nov6, 12 51.003 11820 602 87 11.250 573 75 -29.12 LT Nov6, 12 26.000 11)312 307.13 11.250 292.50 -14.63 LT Nov7,12 48.000 11.597 556 70 11.250 540.00 -16.70 LT Nov 7, 12 22.003 11.582 254.82 11.250 247.50 -7.32 LT Nov8, 12 57.003 11.446 652.43 11.250 641.25 •11.18 LT Nov8, 12 30.003 11.672 350 16 11.250 337 50 -12.66 LT Nov8, 12 3.000 11.666 35.00 11.250 33_75 •I.25 LT Nov29, 12 26.000 11.778 306 243 11.250 292.50 -13.74 LT Nov29, 12 8.000 11.778 94 23 11.250 90.00 -4.23 LT Nov29. 12 6.000 11.765 70.59 11.250 67.50 -3.09 LT Nov30, 12 37.003 11.714 433 45 11,250 416.25 -17.20 LT Nov30, 12 16.003 11.677 186.84 11.250 180.00 -6.84 LT Nov30, 12 11.000 11.688 128 57 11.250 123.75 -4.82 LT Nov30, 12 1.000 11.750 It 75 11.250 11.25 • 0.50 LT tan 23,13 3.076.000 13260 40,788 38 11.250 34,605.00 -6,183.38 LT Mar 7, 13 399.003 12.626 5,037 93 11.250 4,488 75 -549.18 LT Apr 22, 13 1,918.000 12.912 24,767.13 11.250 21,577.50 -3,189.63 LT Aug 26, 13 203.000 14.401 2,923.46 11.250 2,283.75 -639.71 ST Aug 26, 13 181.000 14.412 2,60863 11.250 2,036.25 -572.38 ST Aug 27, 13 253.003 14.105 3,568 74 11.250 2.846 25 -722.49 ST Security total 6,769000 13036 88237 30 76,151 25 -12,086.05 TARGET CORP Symbol: TGT Exchange NYSE EAI: 12,752 Current yield: 3.03% Sep 23, 13 68.003 64 391 4.378 59 56.760 3.859 68 -518.91 ST Sep 23, 13 6.000 64 405 386 43 56.760 340.56 .4587 ST Sep 24, 13 180.000 63.999 11,519.91 56.760 10,216.80 -1,303.11 ST Sop 24.13 82.000 EgI 133 5,25897 56.760 4.654 32 .604.65 ST continued next page SDNY GM 00020537 C W70303305631663 Ne70:0150746000O2 0514 03057500i vl 23568S50 000307 Page 19 of Se CONFIDENTIAL EFTA_0013 1 157 EFTA01273364 *UBS Resource Management Account May 2014 Your assets • Equities • Common stock (consoued) Hd d ng rrade date Marte. of taures Putease pics Average pikt par %han (S) Prise gel flaire Cod bans (3) an May 30 (3) Velue on May 30 (S) Unredied gin a Ion ($) Hddng pericd Sep 25, 13 152.000 63.446 9,643.85 56.760 8,627.52 -1,016.33 ST Sep 25.13 92.000 63.598 5,851 05 56.760 5221.92 -629.13 ST Sep 25, 13 18.000 63.735 1,147.23 56.760 1,021.68 •125.55 ST Sep 25.13 13.000 63.620 827.06 56.760 737.88 -89.18 ST Sep 26.13 114.000 63.436 7,231 76 56.760 6,470.64 .761.12 ST Sep 27,13 193.000 63.993 12,350.76 56.760 10,954.68 -1,396.08 ST Sep 30.13 104.000 63.785 6,633.64 56.760 5,903.04 -730.60 ST Sep 30.13 51.000 63.888 3,25830 56.760 2,894.76 -363.54 ST Sep 30.13 27.000 63812 1,722.95 56.760 1.532.52 -190.43 ST Oct 1, 13 139.003 63.851 8,875.42 56.760 7,889.64 -985.78 ST Oct 1,13 53.000 63.856 3,384.40 56.760 3,008.28 -376.12 ST Oct 1,13 38.000 63.757 2,422.80 56.760 2,156.88 -265.92 ST Oct 1,13 38.000 61813 2,424.93 56.760 2,156.88 -268.05 ST lan 7, 14 197.000 62.839 12,389.28 56.760 11,181.72 -1,207.56 ST Jan 7, I4 32.000 63.004 2,016.15 56.760 1,816.32 -199.83 ST lan 7, 14 3.000 62.863 188.59 56.760 170.28 •1831 ST Secuity total 1,600.000 63.695 101,912.07 90.816.00 -11,096.07 1RAVELERS COS NOTRE Symtd. TRV Exchange. NYSE EAI: $2,534 Curent yield: 2.35% Apr 24,12 20.000 63.432 1,268.64 93.450 1,859.00 600.36 LT Apr 24,12 4.000 63350 253.40 93,450 373.80 120.40 LT Apr 24, 12 1.000 63.560 63.56 93.150 93.45 29.89 LT Apr 25, 12 10.000 63.520 635.20 93.150 934.50 299.30 LT Apr 25, 12 10.000 63.617 636.17 93.450 934.50 298.33 LT Apr25, 12 Koop 63.659 636.59 93.450 934.50 297.91 LT Apr 25, 12 2.000 63.545 127.09 93.450 186.90 59.81 LT Apr 25, 12 2.000 63.645 127.29 93.450 186.90 59.61 LT Apr 25, 12 2.000 63.745 127.49 93.450 186.90 59.41 1.7 Apr 26, 12 5.000 63.928 319.64 93.450 467.25 147.61 LT Apr 26.12 2.000 63.920 127.84 93.450 186.90 59.06 LT Apr 26, 12 2.000 63.930 127.86 93.450 186.90 59.04 LT Apr 26, 12 1.000 63.720 63.72 93.450 93.45 29.73 LT talmoed next page CNP200C0305631 664 MC000180246 00002 0514 0305750N x123568550 ODEeffellwGitgegges 20 of 98 Account name: GHISLAINE MAXWELL Priendly account naine: Account number. Your Kaancid &bison SCOTT STACKMAMLYLE CASRIEL CONFIDENTIAL EFTA_0013 1 158 EFTA01273365 cat UBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number Your Nnandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets . Equities scorm Common stock lconbnued) Track dee mortar* of snares Purchase OW Average price per shale 01 Price per shoe Coss bads 0) on may 3001 z fi e4 red= Vase on umTos ais ( May 30 (1) gale o May 1, 12 15.000 64.637 969.56 93.450 1,401.75 432.19 LT May 1, 12 6.000 64.715 388 29 93.450 560.70 172.41 LT May 1, 12 6.000 64.975 389.85 93.450 560.70 170.85 LT May 1, 12 2.000 64 850 129 70 93.450 186.90 57.20 LT May 1, 12 1.000 64 820 64 82 93.450 93 45 2&63 LT May 2. 12 7.000 64374 450.62 93.450 654.15 203.53 LT May 2, 12 4.000 64 410 257.64 93.450 373 80 116.16 LT May 2, 12 2.000 64 320 128 64 93.450 186.90 58.26 LT May 3. 12 4.000 64.960 25984 93.450 373.80 113.96 LT May 3, 12 2.000 64 675 129 35 93.450 186 90 57.55 LT May 3, 12 2.000 64.910 129.82 93,450 186.90 57.08 LT Jan 23,13 629.000 77 560 48,785 62 93.450 58,780 05 9,994.43 LT Apr 22, 13 290.000 84.719 24,568 68 93.450 27,100 50 2,531.82 LT May 22, 13 Il l000 83 807 9,302.58 93.450 10372 95 1,070.37 LT Security total 1,152.000 78 533 90,469 50 107,654 40 17,184.90 UNITED PARCEL SERVICE INC CL 8 Symbol: UPS Exchange. NYSE EAI, 42,843 anent yield 2.58% Sep 19, 13 82.000 91.779 7,52590 103.880 8,51816 992.26 ST Sep 19, 13 19.000 91 625 1,740.88 103.880 1,973.72 232.84 sr Sep 20, 13 107.003 91.805 9,823.18 Ice.eao 11,115.16 1,291.98 ST Sep 20, 13 26.000 91 835 2187.71 103.880 2,700 88 313.17 ST Sep 23, 13 93.000 91.049 8,467.59 103.880 9,660.84 1,193.25 ST Sep 24, 13 93.000 91 612 8,520.00 103.880 9,660.84 1,140.84 ST Sep 24, 13 41.000 91.663 3,758 20 103.880 4,259.08 500.88 ST Sep 25, 13 62.000 91.138 5,650.56 103.880 6,440.56 790.00 ST Sep 25, 13 11.000 91 090 1,001.99 103.880 1,14268 140.69 ST Sep 26. 13 64.000 91.489 5,855.30 103.880 6,648.32 793.02 ST Sep 27, 13 54.000 91.117 4,920.33 103.880 5,609 52 689.19 ST Sep 30.13 46.000 91.475 4,207.86 103.880 4,77848 570.62 ST Oct 1, 13 46.000 91.668 4,216.73 103.880 4,778.48 561.75 ST Oct 1,13 6.000 91 650 54990 103.880 623 28 7138 ST continued next page SDNY GM 00020539 CHP7DOCE005631665NP7003197246 00007 0514 030575004 S'173 568S50 000000 Page 21 of se CONFIDENTIAL EFTA_0013 I 159 EFTA01273366 *UBS Resource Management Account Your assets r Equities . Con mon stock (contmued) mciang rra* dMa Isuirbee ol sharet Purchase miter Average pico per Mare (S) Cou bath (1) Pnce per Otite on May 30(S) Vaut on May 30 (1) unrealzed gain or Ion (4) Hcang Pr11441 Oct 2, 13 61.000 91.128 5,558.84 103.880 6,336.68 777.84 ST Oct 2, 13 19.000 91 067 1,73029 103.880 1,973 72 243.43 ST Oct 3, 13 55.000 90337 4,968 58 103.880 5,713.40 744.82 ST Oct 4, 13 55.000 90.653 4,98596 103.880 5,713 40 727.44 ST Jan 17, 14 121.003 99 231 12,037 00 103.880 12,569.48 562.48 ST Acting total 1,061.003 92 250 97,876 80 1102 16-68 12,339.88 MLINX INC Symbe XLNX Exchange: OTC EAL 12,086 Curent yield. 2.47% Sep 7, 12 25.000 34.770 869.27 46.960 1,174.00 304.73 LT Sep 7, 12 5.000 34 846 174.23 46.960 234.80 60.57 LT Sep 10, 12 37.003 34 845 1289.29 46.960 1,737.52 448.23 LT Sep 10, 12 3.000 34.660 103.98 46.960 140.88 36.90 LT Sep 11, 12 20.003 34 853 697 06 46.960 939 20 242.14 LT Sep 12. 12 18.003 35.006 630.11 46.960 845.28 215.17 LT Sep 13, 12 21.003 34.886 732.61 46.960 986.16 253.55 LT Sep 14, 12 19003 35536 675 19 46.960 892.24 217.05 LT Sep 17, 12 7.000 35.151 246.06 46.960 328.72 82.66 LT Oct 24. 12 3.000 32.523 97 57 46.960 140 88 43.31 LT Oct 25, 12 5.000 32.522 162.61 46.960 234.80 72.19 LT Oct 26.12 3.000 32.776 98.33 46.960 140.88 42.55 LT Oct 31. 12 1.000 32.770 32 77 46.960 46 96 14.19 LT Nov 1, 12 2.000 33360 66.72 46.960 93.92 27.20 LT Nov1,12 1.000 33.520 33.52 46.960 46 96 13.44 LT Nov 1, 12 1.000 33.530 33.53 46.960 46.96 13.43 LT Nov2, 12 1.000 33.550 33.55 46.960 46 96 13.41 LT Nov5,12 1.000 33 190 33.19 46.960 46 96 13.77 LT Nov6, 12 3.000 33.886 101.66 46.960 140.88 39.22 LT Nov 7, 12 2.000 34.025 68.05 46.960 93 92 25.87 LT Nov7, 12 1.000 33.910 33.91 46.960 4696 13.05 LT Nov8, 12 4.000 34.032 136.13 46.960 187.84 51.71 LT Nov8, 12 1.000 33.860 33.86 46.960 46 96 13.10 LT Nov28. 12 4.000 34312 137.25 46.960 187.84 50.59 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number Yourlqoancial Advisor: SCOTT STACKMAATLYLE CASR1EL 212 821.7000/800-308 3140 cantouednext page CHP7COCE005631666NP70C01.50246 ce= osl4 030575004 Y123583$5000MyGm0002(sit 22 of 98 CONFIDENTIAL EFTA_00131160 EFTA01273367 *UBS Resource Management Account May 2014 Account name: CHISLAINE MAXWELL Friendly account name: Ind r Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock (continued) Dade Hddng date Hunter of shares Purchase price Average pace per shore (1) Con basis (S) Price per share cn may 30(1) Wine on May 30 (1) Wrecked HoIcing gain or loss (1) Period Nov28, 12 3.000 34.410 103.23 46.960 140.88 37.65 LT Nov29, 12 15.000 34.583 518.75 46.960 704.40 185.65 LT Nov29, 12 3.000 34.493 103.48 46.960 140.88 37.40 LT Jan 23,13 1.087.000 38805 40,00801 46.960 51,045.52 11,037.51 LT Apr 22, 13 502.000 35.691 17,917.23 46.960 23,573.92 5,656.69 LT Security total 1,798.000 36246 65,171.15 84,434.08 19,262.93 Total $1,715,949.62 $2,045,902.23 $329,952.61 Total estimated annual income: $56,965 Your total assets PeKentage 1 Cost Est mated Unrealized Value on Wry 30(D your aC Muni tete (5) annuallaccene (1) gain or loss (5) Cask Cash and money balances 52,904.29 2.52% 52,904.29 Equities Common stock 2,045,902.23 97.49% 1,715,949.62 56,965.00 329,952.61 Total $2,098,806.52 100.00% $1,768,853.91 $56,965.00 $329,952.61 Account activity this month Ode Activity Description Amount (1) Dividend and interest income Taxable dmdends Taxable interest May I Dvidend GEM. MILLS INC PAID ON 1882 771.62 May IS Cividend COLGATE PALMOUVE CO PAID ON 1508 542.88 May IS Dvidend PROCTER & GAMBLE CO PAID ON 1134 729.84 May 20 Cividend CATERPILLAR INC PAO ON 1110 666.00 Total taxable dividends $2,710.34 May 7 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF 050814 Total taxable interest Total dividend and interest income 1.20 $1.20 $2,711.54 SDNY GM 00020541 CNP70009305631 667 NP7000193246 00002 C614 030575004 YI23568550000000 Page 23 of 98 CONFIDENTIAL EFTA_00 I 31161 EFTA01273368 SUBS Resource Management Account May 2014 Account activity this month contnuedl Date Actnnty Description Arment (1) Money balance activities Apr 30 Balance froward $50.192.75 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 771.62 May? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906114 1.20 May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72 May 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 666.00 May30 Closing UPS Bank USA Deposit Account $52,90429 Account name: GH MAX ELL Friendly account narne:Ind Account number: Your Amends' Advisor: SCOTT STACK MAMLYLE CASRIEL The UBS Bank USA DOW Account IS your primary sweep option CNP7C0090C6631658 NP70:0193246 00002 0614 0.30575004 Y12356EISSOCOMAW_Ght00020gri 24 of 98 End of statement for account num bet I I CONFIDENTIAL EFTA 00131162 EFTA01273369 Important information about your statement LE6 Firuncial 5.n/ices ix. (the F im or UITS Anemia! Senike). is a merrter of all princin mealy, canto* and cptere exchwges. I.BS Fe-ernial Semites and UES Bank USA we rdrect subsdares of LES AG and anilines of LES Seasitin U.C. The Fim's I handal statement is available upon reales. The Finn wenn oft ces aw a: LES Finanor Sinai 1200 Harbor Boulevard Weehawken, Id 07066 This naternent represent the any official record of you LES Fe-uncial Senses account. Other wads, evapt official the docunent canning conking date should rot be relied Lyon If you bedew there is an error a omission, please report it irrmeciately narking to the Ranch Manager of the office enigma account. AX-ough al figures shown T9 I-tended to be accurate. statement data should not be used fix tar purposes Rely sink on wmend tax forms, te.. Form 1090. Sat 10425, etc.) whin preprregyour tax return. The Fim a required by low to won to te, IRS all taxabk dint*. report** rontrobk duidends and taxable merest eared on wcunties held in you accent, net proceeds at sale transactors, and cost base airman covered swain. Communications win the Firm . Please re-confirm arty oral cormtmcaterts in wing to further protect your rotes includrig your rite order the Stoat Manor Protection Act (MX) • If the finawal nstitution cn the top left of the kin of this statement is nor UPS Sinaloa Sykes, LES Feenoal Semites carries you- account as cleamg brdcer by at argerrant watt the rdcated intlitutiXt We iWor edyv of this relationship whin you opened this woost. Inns case, your trots and sectrata-e located a LES EnancUl Sensesand rot to imodwng broker. aid you run make a WWI of sry aux or *Tuition to both NITS. A N actor statements shall tie deemed complete ad accurate d not objected to in wrong within 60 days. • Please Wert customer complaints a iNIJiin to tie Firn's C lent Relations Depanent n 201,352,1699 atolsfree at 800-35.4-9103, 860 A.M. to 6:00 P.M. ET Monday through Friday, a in *Meg to LE6 Feencial Senores ix., Client Relations Dees-Went, P.O. Box 766 Union City, NJ 07087. • ki Case of (*men or Wert ern about at electronic funds transfer EFT), bi puymm or UBS Visaed ebit card tramatiorts, call 62-1000, or wile to UBS Enna' Minces eic„ MOO Harbor Blvd, 6th floor. WaharAers W 07086. Ana RIVINESA Sexces Cal or write as soon as you cart it you rids aces statement or receipt is wag or d you need more Hammen about a tire* on the usenet or c9c901. The Firm or Card hoar as afkablektkr0 her from you no later that 60 days after to Fim WA you the fin stamens on ninth the error or problem appeared. - Prow:Miro: nano ad accost number Of any) — Desoto the *nor or he transfer you re tare about and 'ratan a, chair atm cat why you behye t is an error a why you need more efamation — Proud. the &ear anion d to suspected not The Fie or Cad Issuer wel eirest(gate yaw complaint and will correct any error prompt/. Please make all rheas pawbk to the Fern or tae financial instation ideated on fro kont of the tannin had:Mimeo non- accont fen accounts may be subject to mailenarce fees, throes for late parent for setriles purchases and charges for unpaid armunts in cashwarns. Accounts that ate transferred to other institutions may be subject to a transfer See. UBS Sweep Options UBS offers options for sonepng cash brans, biances to bat deposits al UBS Bat USA and UBS AG Stamford branch (Bank Sweep Prog-ams), moneymaks intuit stands (Morey ands) axIthe Intonational Deposit Arrant ODATfor customers with wi Intentional Resource kingement Arrant. Through tie Bank Swap Prona cash balances re swept to LBS Bak USA up to an estabkhod knit ad then to IBS AG Stanford Brandt or e Money Fund. Deposits at UBS Bat USA are FDIC mired in accordaxe with FDIC oaks. For mere nit:mak:el please veit wwwfdicgov. Deposes at UBS AG Stanford Buda std tares of Money Funds are rot tend byline FCC. %romp, the OA, mailable to cash balances are swept to depost accounts al UBS AG New Yak Branch and CBS AG Cayman Branch Thew deposits are not round by the FIX. Balmon Feld at to LES AG Carnal Bra-ti are tempera* exposed to the sovereign risk of the Caren elands, and tore is no gannete or other obligation of IBS AG to repay to bolarces wink on the UBSC wmans Brach's books. Deposes a LES Bat L6A and each UPS AG Sandi are not protected by SIPC. Money Fund shares ere protected by SIPC. See 'LBS Financial SWAM Accost Protection* bobw Upon your reg.est, balrices n the Barn Sweep Programa OA may be withdraws and shares of a Money Fund my be liquidated, and the proceeds returned so you or mur kiosks want, knher formation about available snip options. ndaing anent reerest rates and midi, a sank at meaty conk...enact, from your F nanc in Winos or by calling 800762.1000. UM Financial Soren. account protection The is a menthe el the Secedes investor Protection Corporaticn (SIPC), *nkh protects securities account, of its members up to 5500,0X) (inn* $750,000 for dams kr cash) The MK asset protection kin XPV to all account tat you hold n a pa-limbs capacity. The Finn, together with certain stains, ha also purchased applurental protection. The matrix, mount pay** to al eligible diets, cobecting lades this protection is 5500 million as of December 10, 2013. klota to the pokyconditions ard limitations, cash X the Firm is further protected to matette million n the aggregate for all you accounts held n a articular capacity. A fir ccpy of tie poky wiring is inedible LOOn The SIPC protection and the supplemenUI protection both do not apply to. . Conan financial Ties controlled by (and istaded your account valut) but held away from UBSFina-cbil Services (e.g.. certain(* cash at UBS Bat, cadn at LOS AG Stanlod branch (I) insurne proctraS. including variable snits, and (iv) shires of mutual finds whine such shares are registered diectly h the name of the account holier on to books a-4 records of the applicable issuer a trawler agent); • Certain meaner* contracts or iwestnent interest peg., limited partneshin and prime pia:amine) that are rot retread under tie Securities Act of 1503; ad • Canadian cornets (e.g Intim excha-ge and pm kismet/A catracts). include* futures contacts ad tornotittorificn contracts. the 51K protection and the suppkmental protection do not apply so these assets ten if they otherwise appear on yoa staternot. he SEC protection and the ssniknental protection der not protect mare changes in the maim vain of you investments (whether as a result of market mosement, issuer bankruptcy a other if) More information is amine tpon reopest You may obtan sae nfonation about SIPC. eiciAng the 51K &whine, by contacting SIPC a 202371.8300a by usitng the SIK *Waite at YAW/.140‘041 Dividend ReiWetblbecill Program (Dpi) The age reflected is an swage price. You may obtan the actual price Iran tots Fnancial Advnor. Only Wok tare are purchased under DM; partial shires will be sod rd tot cash wa be, deposited et your account The 6viderd reiwesvnent price applied by to issuer may • from the wake( ate at which the partial shires n sold Cannlieu CM, whole units may be held in aar account. If you ere entitled to a pa-tul unt as smolt of a dviderd Danko' or otherwise, the Firm veil ether sell panel ant at mann pia a accept an amount determined by a registered cleat; agency, and credit year accost. Investment objectives The nes-swat °banns rd risk profile we spwlk to each account and may vary between, Phase Seise the Fern prong, on men; of any sir kant change n you- Maxie' situnn or 'Innen objectives. Fa each CONFIDENTIAL account held, you choose one of to following jinni *Octet • trod*. Conentbworne. Insane its seekng the generation of income mg. • Achim Csottrf Approciat;on: Inseam,* seeking growth of prncpal rather that the gran:not mom?. • Produce Combination of locoree and Capital Appreciation nesiments seekeg both the generaticn of name and gnash ol prekbal. Otwoll risk prof des • Conservarn Seeks to mantain Mel pis pat with low Sc and volatility to the acorn theral, tend that men the accost does not generate significant income a noun std may rot keep pace wit inflation. • Moderate Willi* to accept some Sc to pinonal and tolerate some *tag* to seek Friter returns. • Aggressive: Wiling to accept high ridsto principal an high ...Agility to seek high returns over time. Statement Immeholdre We may consolidate al related account statements with the sane address n the sin envetge. Accounts may be related Ice this purpose berate they have omen who also mainuin pit accost relationships with other clients at the sane address. This practice known as • houstholing II you prefer to retake ediedual statements maned in separate envelopes — you may d.clre household,* by Ealing your Frontier Advisor. Friendly savant name The Friendk want name reflects information that you entered on the Firm's onlne senores webute. N is a Cuslcmizable • niclrunw • chosen by you to mix you with mar recordeming It has no legal effect on your account. You cn chaveyos hiendk account names, through Orin Services or by contact,* murFrancial Anse,. Account overview • men of nor accountiPortiolia Net of assets rd • Ant hulas salable cash balances. wades for restricted sem* lest), and Global tine Deposits, urrealied mats to market, and caftan nits not held by the Fem. Does rot include unpriced S9Clntifill assets al the end of the prior and curent statement periods. or private iwestnwns, invested stock options wed ennable stock anions • Clangs Include, debt bilirces, cuturdirg reign loans. credit ter, has want balances. • Casb/reoner Wares. Total of unimested amiable cash balances, plus UBS Bak USA deposit tintices,185 AG Surnord Branch deposit balances and money mantel maul fund sweep Sams, at the close of tie rtaemere period. Norwormlocky Vet credit balances in your ocean are rot segregated from other balances and the Fan may use any of these funds in the ordinary COWS' of thane's. These funds a* payabk iron your dernard. This total is includedin fw cuTent period closeg value. SDNY_GM_00020563 EFTA_00131163 EFTA01273370 Important information about your statement (con inued) landfig Herniation Fa cabled information cn theft-es fending practices and &douses, refer to yisr Client Relatership Age-want or &cant Agreement end the General Towns ad Conditions UBS Statement of Credit Practices available in Appeetmene and Dix/mums at nyaguakusaiirsgurtlagatuan Vas meta Your OefaMent imbed securities aidother wets held h the account at the end of the statement period. You may ark fordehey of fully paid secuties at anytime. You may receive securities used as loan collateral after prying any balance due on tem. My securities translened to use Firm drig the statierent penod are listed al market value as of the end of the Patentee Feria • GOAN'S. n detomning the cost basis of the senates included in this statement, where indicated wen the number 'I,' UBS Fivercial Services has relied on inforwation obtained from sources other than LES Fi-encial Services. including information Iran another am a that you may have provided to you Finaxial Advisor. The Finn does not ittiperctintly verify a assent** the &rosary or nuking day irforrmtion provided by sans other than LES Fivntial Senates. h aicitirt although UBS FindiCel Services general& Lactates fide Hamann at karate:tied, the firm does not provide any astaransee that the idamaciin order "Cost basis" and laireakzed gar/loss' is accurate as a the date of his statement. As suck please do not mg on this ntiamation to make pachara a sale decisions, fa ism papmes or othenvise. Accounts transferred to tie fim may reflect gail loss rdanutifi ong for the period of tine they.we held a the Frm More histsnical nknnaton tribe adied by yotr feunciat Advisor. • Um-edited gain/loss risen data is mailfik. estimated 'treaded cuing lases we caudated fa hiving! sectary lots. The transaction data for rgiviitial lab may or may not telkct &ruminant. *urges ands security reorgeniza iin hunts Dividend and oterrenwstment lots and systematic padvse lots are each combined todisplay ore averaged lot. Ihe • Trade date • colannaesents the original transaction trade date. • Callable securities Ba-ck and ;referred stock that the Issas cats for eery sec/en-Oman will be selected mpasely by lot Iran arrong all seosaies of fiat isle held hour cosmos in nominee name la as clients. Call frame ilcanati:n s cbtaned from third parties and es accuracy snot guaranteed. Other tall fealties may gest which could affect yield complete edcmiati:n will be provided upon request • Certificates of deposit (us COs are FDIC hewed Lp to S2 9),000 h racist' and accrued interest per deposior and pee deposhayinstitutich Piaccordance web WI( rules. • arbearalue Fran displayed f or »cunt's, and ogler products may be higher or lower than theorise that you would snuck receive h the market Prices are *Waned from various third party sources which we Delve to be reliable. but we do not gatralee their accuracy. — We germs' um the closi-g pricewhin avilabba the mean of to bid and ask prices farmed seardies and cptiors a ong bid prices fa OTC seosties. - Less actiwg traded securities may be priced using valuation model or de moo recent roe we obtained and may not reflect an actual maket rice or gam - Certain positions may appear witheut a prise and will avow at *price was rot available' if we re undole to obtain a puce f or a warty - Deposits or senates de-aninated in currencies other tan U.S. dollars are reflected at the etchingi rate as of the statement date. - For cerien wcutitin eating in non.conformng cknominataa mice rd qua-Mydace valor) may have been adisted to militate prime* vauaion. To obtain current quotations, when wait*, contad pa Financial Adder. • Private ircesbnints end dructewed prodemb. hint, metre& nighties (xbdig drect participation proaam end real estate imestrnent trust senates) and structrred pecan 31* gamely highly liquid. Certain stristired proiste have not been registered with the Securities and 6thage a under an/ state securties laws. We prosede estimated vat es for private investment secedes and structured products for idormatbrul purposes only Accasacy knot guaranteed. - These values may differ abstantiatry from prices. a any, at MI& a private isresament security a structured rcdxt may be bough or sold and do not necessarily represent the vamp& Cray receive Won Ifluidation. - Thid pat, intend's of wta av as a a renal date and are stippled to UBS Financial Services on a regukt bass by an independent vacation fim. - bum generalpanne- or sponsor estimated vete', ary, are supplied to the F rrn by the Sauer, genital pater or sponsor and may be tabulated based on Cabrera information from that used by hid parties laded,* their estimated values. - You can obtah addacrul Hamadan regarding the methodology used to determine the estimate of value ad the date of to Planation tha is the basis for to en irate by contmleg your financial Advisor. - Thief party estimeed wakes my be reflected as 'Not pied' h sem I sit aims. wee n Pdependent satiation tem RS not suppled or is unable to assign a vale, when we become mare that a material event has ocoared that may call a 'whom* reported vela Pro question, or when a value would be highly speoArtive due to fie nave a the searity - When neither an suer, general partner or sponsor *stinted value nor a thrdparty estimated cola if ',road. the value of the smarty will be &Bawd Iran its purchase price. - • Ostrizo cm to date may include return of cagily. income a both - °signal trit see • represerts the initial Wang price per unit and may not reflect Will Oast basis • Resibiched securities Res-Voted seardin generally we rot saliently agble Ice public sale. UBSFina-cal Services owes to motet price of the unrestricted stock of the same issuer:ism mputed value for de restricted stock for memo:es of (Ns 'Cabmen only To the edent that reariaed Searition are ergbki la sae, the striae staked may be stionantialg less than the inured value gnaws • En. (ostirneted) inccene. current yields and rates. An estinate of areal income is based as current Siderd ad interest rates, assuming fie secaties will be held for cat yea from statement date or until muggy, This emirate Song a ga:Salne, accuracy rd continued income are not guaranteed - Estimated anal ncome rd carent Wild fa certain types of bashes could include a retun of omegaor capital gars in which case the est income (dr:t tuners yel:$ would be mergated. - Estimated real icane rd current Wild and the actual ixcme endyield might be Itiver a higher than the estimated amounts. — An estmate of rrualced ncome (divdend andor interest) deniedby the anent market vatmdaverage balance it based on the bit dividend Or merest payment made by the issuer and marries she secuities/deposts will be held for ore year from the statement date or until malady. Accuracy ad continued yeld are not gmeranteed • Pants not held by 1185 'rancid Services. Certain assets we rot held by the Fin and not within the Fen's possession or cawol. These assets de dspleyed on your statement for informational purposes orig. Positions ad values presented am Vended by fig issui-g fern UBS Frantial Services is not rest:amble for the ilormation and des not quaint*/ es accuracy. These assets are rot protected by SIC or to Finis umplementalS1PC coverage. • Revenue sharing and additional compensation. — In addition 10 commissions on sales and 12b1 fees received n correction well the disuibution manual had to our clonal vs arida our alMate naive monde taring Pagrents *0111cliaributon a-dos athiscrs ch the muesli funds that we sell. 11-eseanorts are based on two <Menlo coMPinent6- amantel sales by UBS vi a pm-ticula mutual fund I amig to our clients and CO the meet value of ape-thaw mutual fund family's shores held at the Imt — We and as atMate also recewe nemaking and orrnbus processing lees in consideration tor transfer agent series that we provide to the rrulual fade. These len generalltr are pad from investor awns in the mutual fund and are a fixed Jolla amount based an tie number of amounts at the broker-dealer holdng maul( lads at that fund CONFIDENTIAL — h adios 10 COmm6Srni enticed n conneacn wth the sale or distnbinon o1 array contracts and vet investment flat units to our <lents, we meta our affair* recewe sevens sharng corrpenembn tram many of the ingrains* companies undenwitirg the amity contracts, *dates of to Maw& corpases or sponsors cd tetra imestment trusts we *Mime - Oar affiliates ako receive trading commeekrs and other canoe-catkin town mutual finds and nuisance companies whose psOCIJCIS we distribute. - Vivien** an anal fee from UBS Bark LEA and lES AG Stanford Brandi of up to $zs per accost sweeping to the barks under the UBS Bait Sweep Programs Activity hbrmaticri regard:1g commissars and *ter charges incurred in connect cn with fi e esecutcn of rade', idudng option transactions has been included on cadirrnfions previously furrnbed so you. ad %A be pronged to yOu wavily on recpest. Short Naha f Kure engaged in short selling a security, you may Paw a charge the to certain bcrrowi-g costs for that partisulir securty. Open oedema Rtilading opera or • goaditillicancellecr aders fiat were not vented by the gatemen date, open buy ani sell stop orders are refixed by the amount of dividends or riggs on an exdividerds a earifits date unless intruded otherwise by you. You are responsble for orders that we healed the to your Ilium to cancel 'sifting open orders. Pinney To obtain a copy d ax current Client Finocy Naito, please contact sour Francis' Athisor or visit w website at smisdiALEBOBEBWORMIER. UBS Financial Services a rot a bag The RUA, Business Services Account BSA and ELIA are brokerage accounts which provide access to barking services and products through amangirnwits we, "Solid bags sad other thrdpasy banks, rod provides access to nsura-ce and finuty pronact hued by unaffiliated third.pasy insurance &impales through reurance agercy subsdifies of UBS Financial Services Inc. Iniestment nsura-ce. ad a-nAy products Not MSC inured • No bank guwantee• May bse vale RYA. Resource Management Account, Business Services Account BSA, ISMA and alternation& Resource Management Acorn we registered service marks of UBS Fruncial Services Inc Visa *rose is a regigered zeds* mark of Visa International uBs Via Signetse cede cards and UBS yea debt cards we skied by UBS Bank USA with permission from Vas U.S A Incorporated, UBS Financial Services inc. Pm 201402 SDNY_GM_00020544 EFTA_00131164 EFTA01273371 SUBS WS Financial Services Inc 299 Park Avenue 25th Floor New YoM NY 10171.0002 CNP700645.38950614 X123. 0 Account name: GHISLANE MAXWELL Friendly account name: Account number:. SS Your Financial Advisor- SCOTT STACKLIANILYLE CASRIEL Phone UBS Strategic Advisor June 2014 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Call your Financiar Advisor or the Value of your account RMA Resourceithe at 800-RMA- '000, account 029323568 on May 30 CS) on lune 30 CS) Your assets 2,098,806 52 2,071,921.44 Visit our website: vww.ubscomairsantialservices Your liabilities 0.00 0.00 Value of your account $2,098,806.52 $2,071,921.44 Items for your attention • Reminder. Certain mutual field shares held in select UB5 Investment Advisory Programs will be converted starting in lune. See your statement activity for details Tracking the value of your account S Thousands 2,098.8 2,071 9 May 2014 un 2014 Sou ran of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your aneStMent return Disidendard interest income Change in market value Value of you wean *akin 30, 2014 so® $1,927,577.43 515063.38 4125290.63 32,071,921,44 SDNY GM 00020545 Member SIPC CNP70003006458895NP700O298741 00002 0614 030575004 Y1 23 568550 11 1000 Page 9 of 102 CONFIDENTIAL EFTA_00131165 EFTA01273372 T UBS Strategic Advisor Rune 2014 Your account balance sheet Summary of your assets Value on June 30 (t) Percentage of pit account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 2,071,921.44 100.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $2,071,921.44 $2,071,921A4 100.00% Account name: GHlkAINE MAc1/1, ELL Friendly account name: Account number: Your current asset allocation C Eye on the markets Index Your iq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL Cash and money balances may indude available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% Percentage change lune 2014 year to date 2.07% 7.14% 2.51% 6.94% 0.99% 5.14% 0.05% 3.93% 011'70/X9006496€96 N1'7003296741 00002 0614 030575001.'02356855011 gffieGmocesseo of 102 CONFIDENTIAL EFTA_00131166 EFTA01273373 *LEIS UBS Strategic Advisor Change in the value of your account lute 2014 (s) Year to date (I) Opening account value $2,098,806.52 $0.00 Deposits, including investments transferred in 367.91 1,988,961.76 Withitawals and fees, including investments transferred out -61,38433 -61,384.33 Dividend aid interest income 8,112.13 18,463.38 Change in market value 26,019.21 125,880.63 Closing account value $2,071,921.44 $2,071,921.44 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Dividend and interest income earned For purposes of this statement, tanabifity of inkiest and dntdend Income has been determined from a US tar reporting penpectint. Based upon the residence of the account hokler, =count type, or product type, some Interest ancior dvidend payments may not be subject to United Slats (US) ardor PUtft0 Rico (PR) Income tares The (tent month); statement is not Intended to be used and cannot be reSed upon for tar purposes. Clients should refer to the applicable tar reporting forms they receive from UBS annuely. such as the Forms 1099 and the FOrMS 49D, fOr lei reporting information It is the practice of UBS to file the Epplicathe tae reporting forms with the US inlern11 Revenue semce and PR Tkasury DePartrrent. and in such forms accurately daffy dindench an/ a interest as tar exempt or taQble income. Pleat consult your indw:lual tar preparer. lime 2014 (3) Year to date (I) Taxable dividends 8,110.02 18,458.90 7.).)14-2 ri!ef.:.•• 2.11 4.48 Total current year $8,112.13 $18,463.38 Total dividend & interest $8,112.13 518.463,38 Summary of gains and losses Wives reported telcw exclude products (or which gam and losses are not decsifitcl. Realized gains and losses Unrealized lune 2014 (I) Year to date 114 gains and kisses (1) Short term 0.00 0.00 11,521 87 Long term 0.00 0.00 344,449 95 Total $0.00 $0.00 $355,971.82 Your /1 nandal Advisor: SCOTT STACK MANLYL€ CASRIEL Cash activity summary See Account octtety the month for detals Sciences in your Sweep Options are includedin the q:enng and closing Manses rare. FDIC insurance apples Only to deposits at 0B$ Bank USA, not to *posts at UBS AG. Stamford (rand) or bank deposits paced through the USSInternetronal Depose ACC0ullt program SIPC protection applies to money market sweep fund holdings but not bank deposits. Sao important inSormation stout your statement co the last two pages d this document for deals June 2014 IS) year to date (I) Opening balances Additions 552,904.29 $0.00 Deposits and other funds credrted 367 91 42,920.95 Dividend and interest income 8,112 13 18,463.38 Total additions $8,480.04 $61,384.33 Subtractions Professional management fees and related services 55791 -367.91 Other funds debited -61,016.42 -61,016.42 Total subtractions -$61,384.33 -$61,384.33 Net cash flow -$52,904.29 $0.00 Closing balances $0.00 $0.00 SONY GM 00020547 CelP703070054913697NP7003798741 00037 (614 030575004 Y123568S50 111003 Pegs 11 of 102 CONFIDENTIAL EFTA_00131167 EFTA01273374 *UBS UBS Strategic Advisor Jure 2014 UBS Bank USA Deposit Account APY Interest period May 7 -Jun 5 Opening UBS Bank USA Deposit balance May 7 850,965 57 Closing UBS Bank USA Deposit balance Jun 5 $55,159.89 Number of days in interest period 30 Average daily balance 852,354.87 Interest earned 82.11 Annual percentage yield earned 0.05% Account name: Your Ignendal Advisor. Friendly account name: SCOTT STACK MANLYLE CASRIEL Account nuntber. Your investment objectives: YOU have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full descripticn of the alternative investment objectives in important inkgmarkin about your statomant at the end of this document. Your return objective: Cunent income & capital appreciation Your dsk profile: Primary - Aggressive Investment efigibihty consderat on - Norte 92-tecied Your account instructions • Vow account is currently coded for margin • Your account cost basis default closing method is FIFO, First In, First Out CNP7C0CA)006498898NN0C0298141 000O2 OM 4 030575004 Yt235686501tytrhyoncoodesten of 102 CONFIDENTIAL EFTA_00131168 EFTA01273375 UBS Strategic Advisor *UBS lure 2014 Your assets Account name: GH1SLAINE MAXWELL Friendly account name:Ind Account number. Some income and current 'MOPS Sheerer may be approximate. As a testa, gam and losses may rot te acurately relleded. See importer( snlosmatron about yam statement a the end ol Ifs cteurrem for more infortnalon Cash Cash and money balances Cash and money balances may Ind usie avalaNe cah balances, U85 Bank USA deposit account balances UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA °twin( account balance are insured by the FDIC nil n cask die limits, tel are not protected by WC. U85 AG Stanford Bray h deposit acoum banes an not enured by FDIC ind Me not poieded by 9PC Money market sweep balances are protected by WC but we not insured by the FDIC. See the !important information about your statement a the end of this document for details about those balance; Hddng Openng bdance on tun 1 0) Closing Wane Pnce per share *stage ()nick nd interest DafS Oft on tun 30 (1) on Jun 30(1) rare peeked paned Cep moon' (1) Cash 0.00 -1,389.47 UBS BANK USA DEP ACCT 52,904 29 1389.47 250.000.00 Total 352,904.29 $0.00 Your II nandal Advisor: SCOTT STACK MAMLYLE CASRIEL Equities Common stock Hcldng Trade date tart'« of shares Purchase pied Average price per share (1) Nee Per share Cost basis ($) cn tun 3001 Vaue on Jun 30(S) Unrealized gain or loss (1) Hold rig period ANALOG DEVICES INC Symbol: ADI Exchange. OTC EAI: 12,591 Current yield: 2.74% Nov 16, 11 13.003 37 316 485 12 54.070 702 91 217.79 IT Nov 17, 11 13.000 35 393 460 12 54.070 702.91 242.79 LT Nov IS II 35.000 35.502 1242.58 54.070 1,892.45 649.87 LT Nov21, 11 18.000 34 371 618 68 54.070 973 26 354.58 LT Nov22, 11 15.000 33338 500.07 54.070 811.05 310.98 LT Nov23, 11 22.000 32.655 718 43 54.070 1,189.54 471.11 LT Nov25, II 7.000 32.460 227 22 54.070 378.49 151.27 LT Nov28, 11 30.000 32.951 988.55 54.070 1,622.10 633.55 LT Nov29, 11 18.003 33 472 602 51 54.070 973.26 370.75 LT continued next page SDNY GM 00020549 CHP7C00?306490699NP7003250741 00002 C6I4 030575004 Y123568550 111000 Pegs 13 of 102 CONFIDENTIAL EFTA_00131169 EFTA01273376 SUBS UBS Strategic Advisor Jure 2014 Account narre: GHISLAINE MAXWEU. Priendly account nome: Acoeunt number. Von r Dancing Advisor. SCOTT STACKMAMLYLE CASBIEL YOUE assets Equities . COMMOR stock (continuee Tratte Hddng Ø kurriser of tharet Putchase peicei Averege prIce Pike per St.tre Velue on unreanzed Hddng per thaie (S) Colt bat (I) cn hin 30 (5) Jun 30(f) ein ot Ion (5) petiod Nov29, 11 5.000 33.622 168.11 54.070 270.35 102.24 LT Apr 24, 12 30.000 37.567 1,127.01 54.070 1,622.10 495.09 LT Jan 23,13 1,056.000 43209 45,628.81 54.070 57,097.92 11,469.11 LT Apr 22, 13 489.003 42.447 20,756.68 54.070 26,44023 5,683.55 LT Security total 1.751.000 41.990 73,523.89 94,676.57 21,152.68 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 12,442 Current yield: 2.42% Aug 4,11 146.000 48.469 7,076.53 79.280 11,574.88 4,498.35 LT Aug 12, 11 4.000 46.880 187.52 79.280 317.12 129.60 LT lan 23.13 767.003 59.890 45,936.09 79.280 60,807.76 14,871.67 LT Apr 22.13 355.000 65.098 23,110.04 79.280 28,144.40 5,034.36 LT &actrity total 1272.000 59.992 76,310.18 100,844.16 24,533.98 BAXTER INTL INC Symbol: BAX Exchange. NYSE EAI: 13,236 Current yield: 2.88% Rin 20, 12 30.000 51.594 1,547.84 72.300 2,169.00 621.16 LT hm 20 12 17.000 51.522 875.89 72.300 1229.10 353.21 LT Jun21.12 29.000 52.077 1,51025 72.300 2,09570 586.45 LT Jun21,12 7.000 51.500 360.50 72.300 506.10 145.60 LT Jun21,12 5.000 52.216 261.08 72.300 361.50 100.42 LT Jun22,12 61.000 51.890 3,165.29 72.300 4,410.30 1245.01 LT Jan 23.13 768.000 66.658 51,193.80 72.300 55,526.40 4,332.60 LT Apr 22, 13 355.000 69.318 24,608.00 72.300 25.666.50 1058.50 LT Sep 19, 13 74.000 72.165 5340.28 72.300 5350.20 9.92 ST Sep 19, 13 6.000 71.875 431.25 72.300 433.80 2.55 ST Sep 19, 13 3.000 71.880 215.64 72.300 216.90 1.26 n Sep 20.13 47.000 71.987 3,383.41 72.300 3,398.10 14.69 ST Oct 3, 13 154.003 64.600 9,948.49 72.300 11,134.20 1,185.71 ST Smurity total 1,556.000 66.094 102,841.72 112,498.80 9,657.08 BLACKROCK INC Symbol: BLK Exchange: NYSE (Al: 12.872 Curent yield: 2.42% Oct 5, 12 7.000 189.932 1329.53 319.600 2,237.20 907.67 LT Oct 5, 12 3.000 187.820 563.46 319.600 958.80 395.34 LT Oct 5.12 2.000 186.670 373.34 319.600 63920 265.86 LT continued nent pag. CNP70009005498900NP7000293741 00002 0514 030575004 2356855011 gfiNymtoodiessol4 of 102 CONFIDENTIAL EFTA_0013 1170 EFTA01273377 UBS Strategic Advisor sUBS June 2014 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Pi sandal Advisor: SCOTT STACKMAMLYLE CASRIEL Your assets Equities . Common stock (continued) Trade licidng date Mite. of shares PIM.* price Average price per shape (I) Nice per stuee Cost basis CO at fun 30(A Vdue on Jun30($) Unreenzed tioldng gain or loss (t) period Oct 8, 12 8.000 188783 1,510.27 319.600 2,556.80 1,04653 LT Oct 9,12 15.000 189.186 2,837.79 319.600 4,794.00 1,95621 LT Oct 9, 12 2.000 189.010 378.02 319.600 639.20 261.18 LT Oct 10. 12 3.000 187.720 563.16 319.600 958.80 395.64 LT Oct 10 12 2.000 187.670 375.34 319.600 639.20 263.86 LT Oct 10. 12 2.000 187.995 375.99 319.600 639.20 263.21 LT Jan 23,13 224.000 236966 53,080.41 319.600 71,590.40 18,509.99 LT Apr 22, 13 104.000 251.093 26,113.69 319.600 33,23840 7,124.71 LT Sectrity total 372.000 235218 87,501.00 118,891.20 31,390.20 CATERPILLAR INC Symbol: CAT Exchange: NYSE EA1: $3,108 Current yield: 2.58% Jun 19, 13 72.003 84.718 6,099.75 108.670 7,824.24 1,724.49 LT Jun 20.13 121.030 83.141 10,060.15 108.670 13,149.07 3,088.92 LT Jun 20, 13 78.003 83.030 6,476.39 108.670 8,476.26 1,999.87 LT Jun 21.13 204.000 82.904 16,912.44 108.670 22,168.68 5,256.24 LT Jim 24, 13 111.000 81.517 9,048 46 108.670 12,062 37 3,013.91 LT tun 25, 13 73.000 82354 6,011.86 108.670 7,932.91 1,921.05 LT Jun 26, 13 69.000 82259 5,675.90 108.670 7,498.23 1,822.33 LT Jun27.13 141.000 82.951 11,69612 108.670 15,322.47 3,62635 LT Jun 27.13 7.000 82.925 580.48 108.670 760.69 180.21 LT Jun28.13 169.000 82.774 13,98892 106.670 18365.23 4,37631 LT Jul I, 13 65.000 82.781 5,380.78 108.670 7,063.55 1,682.77 ST Suavity total 1,110.000 82821 91,931.25 120,623.70 28,692.45 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 12,172 Current yield: 2.11% Aug 4, 11 174.000 41.632 7,24405 68.180 11,863.32 4,619.27 LT Aug 12, 11 4.000 42.450 169.80 68.180 272.72 102.92 LT Jan 23,13 910.003 54240 49,35863 68,180 62,043.80 12,685.17 LT Apr 22, 13 420.000 59.788 25,111.32 68.180 28.635 60 3,524.28 LT Security total 1,508.003 54300 81,883.80 102.815 44 20,931.64 continued next page SDNY GM 00020551 0070303006498901 W7000793741 00002 0614 030575004 VI 23568550111000 Page 15 of 102 CONFIDENTIAL EFTA_00131171 EFTA01273378 *U BS UBS Strategic Advisor June 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your It modal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities Melting Common stock (continued) Trade OM* turbo of thefts Purchase peke Average price per sham (S) COQ bads (1) Price per shire en lun 30(1) Vdueon Jun 30(1) Unedited gain or Ion (S) HoIcing period CONOCCOHLUPS Symbol: COP Exchange: NYSE EAl: 1085 Current yield: 3.22% Aug 4,11 106.000 52.109 5,523.58 85.730 9,087.38 3,563.80 LT Aug 12, 11 2.000 51.435 102.87 85.730 171.46 68.59 LT May8, 12 16.000 53.400 854.40 85.730 1371.68 517.28 LT May8, 12 13.000 53287 692.74 85.730 1,114.49 421.75 LT Jul 17, 12 14.000 55.940 783.17 85.730 1,200.22 417.05 LT Jan 23, 13 789.000 59215 47,194.59 85.730 67,640.97 20,446.38 LT Mar 19, 13 138.000 59.137 8,160.98 85.730 11,830.74 3,669.76 LT Apr 22.13 402.000 57.707 23,198.25 85.730 34.46346 11265.21 LT Security tots 1,480.000 58.453 86,510.58 126,880.40 40,369.82 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAl: 43,086 Current yield. 3.12% Aug 4, 11 191.000 36265 6,926.77 52.540 10,035.14 3,108.37 LT Aug 12, 11 5.000 35.754 178.77 52.540 262.70 83.93 LT lan 23,13 1,001.000 41387 41,428.89 52.540 52,592.54 11,163.65 LT Apr 22,13 464.000 50.287 23,333.21 52.540 24378.56 1,045.35 IT Jun 17, 13 148.000 49.739 7,361.45 52.540 7,775.92 414.47 LT Jun 18, 13 73.000 49.836 3,638.07 52.540 3,835.42 197.35 LT Security total 1,882.000 44.03? 82,867.16 98,880.28 16,013.12 ILLINOIS TOOL WORKS INC Symbol: 11W Exchange- NYSE EAI: $1.967 Current yield: 1.92% Aug 4,11 135.000 47.128 6,362.35 87.560 11.820.60 5,458.25 LT Aug 12, 11 3.000 45240 135.72 87.560 262.68 126.96 LT Jan 23.13 706.000 63.704 44,975.31 87.560 61,817.36 16,842.05 LT Apr 22,13 327.000 60.685 19,844.22 87.560 28,632.12 8,787.90 LT Security total 1,171.000 60.903 71,317.60 102,532.76 31,215.16 JOHNSON & JOHNSON COM Symbol:1W Exchange. NYSE EAI: $2,985 Current yield: 2.68% Aug 4,11 123.000 62377 7,672.38 104.620 12,868.26 5,195.88 LT Aug 12, 11 3.000 63.730 191.19 104.620 313.86 122.67 LT Jan 23,13 642.000 72.736 46,696.71 104.620 67,166.04 20,469.33 LT Apr 22, 13 298.000 84.721 25,247.10 104.620 31,176.76 5,929.66 LT continued next page CNP7000R3C6498902NP700029874100002 0614 030575004 23568%0 IIgthnemc000tessii6 of 102 CONFIDENTIAL EFTA_0013 1172 EFTA01273379 UBS Strategic Advisor sUBS June 2014 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT ST ACK1,1,4Yr LYLE CASRIEL Your assets Equities . Common stock (continued) trade Hddng date Nuntaer of shares Purchase price Average price ence Per shut Ydue on timedIt'd Holdng per shame IN Cost basis (S) en iun 30(S/ Jun30 (S) gain or loss (1) Per/00 Security total 1,066.000 74.866 79,807.38 111,524.92 31,717.54 MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,298 Current yield:3.22% Aug 4, 11 95.000 84.969 8,072.06 100.740 9,570.30 1,498.24 LT Aug 12, 11 3.000 85.910 257.73 100.740 302.22 44.49 LT Nov 29, 12 8.000 86.456 691.65 100.740 805.92 114.27 LT Jan 23,13 555.000 93.053 51,644.75 100.740 55,910.70 4,265.95 LT Apr 22, 13 255.000 99_318 25,326.32 100.740 25,688.70 362.38 LT Sep 19, 13 78.000 97.879 7,634.63 100.740 7,857.72 223.09 ST Sep 19, 13 22.000 97.425 2,143.36 100.740 2,216.28 72.92 ST Sep 19.13 2.000 97_830 195.66 100.740 201.48 5.82 ST security total 1,018.000 94.269 95,966.16 102,553.32 6,587.16 M:XTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 43,370 Current yield: 2.83% Aug 4,11 134.000 52.960 7,096.75 102.480 13,732.32 6,635.57 LT Aug 12, 11 3.000 52.530 157.59 102.480 307.44 149.85 LT Jan 23,13 700.000 71.610 50,127.21 102.480 71,736.00 21,608.79 LT Apr 22, 13 325.000 79.757 25,921.06 102.480 33,306.00 7,384.94 LT Security total 1,162.000 71.689 83,302.61 1 t 9,081.76 35,779.15 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield:2.81% Feb 12.14 148.000 92.171 13,641.35 102.630 15,189.24 1,547.89 ST Feb 12. 14 117.000 92.203 10,787.77 102.630 12,007.71 1219.94 ST Feb 12, 14 32.000 92215 2,950.91 102.630 3,284.16 333.25 ST Feb 12, 14 7.000 91065 644 46 102.630 718.41 73.95 ST Feb 13, 14 110.000 92.095 10,130,45 102.630 11289.30 1,158.85 ST Feb 13, 14 68.000 91.911 6,250.00 102.630 6,978.84 728.84 ST Feb 13. 14 33.000 91.560 3,021.49 102.630 3,386 79 365.30 ST Feb 13, 14 6.000 91.615 549.69 102.630 615.78 66.09 ST Feb 14, 14 334.000 95389 31.860_13 102.630 34278.42 2,418.29 ST Feb 18, 14 114.000 96.023 10,946.72 102.630 11,699.82 753.10 ST Security total 969.000 93.687 90,782.97 99,448_47 8,665.50 c-onrinued next page SONY GM 00020553 011/70003006498903 NP7000793741 00007 0614 030575001 Y123558550111000 Page 17 of 102 CONFIDENTIAL EFTA_00131173 EFTA01273380 *UBS UBS Strategic Advisor lure 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your 13mincial Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities Common stock (continued) Purcnme pica Trade 'amber average pnce Price per share Vdue on Unredized HobIng Hcldng date of shares per share (S) Cost bads(S) co iun 30 (SI am 30(1) gain or loss (t) Period PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 13,023 Curent yield 2 93°4 Aug 4,11 115.000 63.979 7,357 65 89.340 10,274 10 2,916.45 LT Aug 12, 11 3.000 63.023 189.07 89.340 268.02 78.95 LT May 16, 12 6.000 68.535 411 21 89.340 536 04 124.83 LT Oct 24, 12 1.000 68.690 68 69 89.340 8934 2065 LT Oct 25. 12 2.000 68.810 137.62 89.340 178.68 41.05 LT Oct 26.12 1.000 68 890 68 89 89.340 89 34 20.45 LT Oct 31, 12 1.000 69370 69.37 89.340 89.34 1997 LT Nov6,12 1.000 69 370 69.37 89.340 89.34 19.97 LT Nov 7, 12 1.000 69 150 69 15 89340 89 34 20.19 LT Nov8,12 2.000 69.090 138.18 89.340 178.68 40.50 LT Jan 23, 13 699.003 72.166 50,44431 89.340 62,448 66 12,004.35 LT Apr 22, 13 322.000 82.251 26,484 85 89.340 28,767.48 2,282.63 LT Security total 1,154.030 74.097 85,508 36 103,098 36 17,590.00 PROCTER & GM/1131E CO Symbol. PG Exchange: NYSE EAI: $2,919 Curent yield. 3.28% Aug 4,11 118.003 60.103 7,092.22 78.590 9,273.62 2,181.40 LT Aug 12.11 3.000 60896 182.69 78.590 235.77 53.08 LT Jan 23,13 619 000 69.941 43,293 73 78.590 48,647.21 5353.48 LT Apr 22, 13 286.000 81332 23,261.18 78.590 22,476 74 -784.44 LT Apr 24, 13 108.000 77 762 8,398 32 78.590 8,487 72 89.40 LT Security total 1,134.000 72.512 82,228.14 89,121.06 6,892.92 STAPLES INC Symbol- SPLS Exchange: OTC EAI: 43,249 Current yield. 4.43% Oct 24, 12 63.000 11313 712.74 10.840 682.92 -29.82 LT Oct 24, 12 1.000 11360 11.36 10.8.40 10.84 -0.52 LT Oct 25, 12 57.003 11 391 649 29 10.840 617 88 -31.41 LT Oct 25, 12 46.000 11.420 525.36 10.840 498.64 -26.72 LT Oct 25, 12 8.000 11.430 91 44 10.840 86 72 -4.72 LT Oct 26, 12 51.000 11.400 581 42 10.840 552 84 -2858 LT Oct 31. 12 12.00) 11.526 138 32 10.840 130.08 4324 LT Oct 31. 12 3 000 11.566 34 70 10.840 32 52 -2.18 LT continued nevi page CW0303006498904 NPMCO293741 0000206l 4 030375004 x123503350 1113 1YGpit cooFjess418 of 102 CONFIDENTIAL EFTA_00 1 3 1 174 EFTA01273381 UBS Strategic Advisor *UBS June 2014 Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number. Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock lconbnued) Tin Hddng date lafirber of snares Purchase Price Average price per share (11 me per shse Cost basis ($1 on Jun 3001 value on Jun 30(S) unrealzed Hddrg gain or loss (1) period Nov I, 12 46.00) 11.677 537.17 10.8-40 498.64 -38.53 LT Nov I, 12 33.003 11.605 382 99 10.840 357.72 -25.27 LT Nov 1, 12 7.000 11.597 81.18 10.840 75.88 •5.30 LT Nov 1, 12 1.000 11.600 11.60 10.840 10.84 -0.76 LT Nov 2, 12 31.000 11.552 358 12 10.840 336 04 -22.08 LT Nov 5, 12 31.000 11.465 355.43 10.840 336.04 -19.39 LT Nov 5, 12 7.000 11.590 81.13 10.840 75 88 -5.25 LT Nov6, 12 51.003 11.820 602.87 10.840 552.84 -50.03 LT Nov6, 12 26.003 11.812 307.13 10.840 281.84 -25.29 LT Nov 7, 12 48.003 11.597 556 70 10.840 520 32 -36.38 LT Nov 7, 12 22.003 11.582 254.82 10840 238.48 -16.34 LT Nov8,12 57.000 11.446 652 43 10.840 617.88 -34.55 LT Nov8, 12 30.000 11.672 350.16 10.840 325.20 -24.96 LT Nov8, 12 3.000 11.666 35.00 10.840 32.52 -2.48 LT Nov29, 12 26.003 11.778 306 24 10.840 281 84 -24.40 LT Nov29, 12 8.000 11.778 94.23 10.840 86.72 -7.51 LT Nov29, 12 6.000 11.765 70.59 10.840 65.04 -5.55 LT Nov30, 12 37.000 11.714 433.45 10840 401.08 -32.37 LT Nov30, 12 16.000 11677 18684 10.840 173.44 •13.40 LT Nov30, 12 11.003 11,688 128 57 10.840 119 24 -9.33 LT Nov30, 12 1.000 11,750 11.75 10.840 10.64 4)91 LT Jan 23, 13 3,076.000 13260 40,788 38 10.840 33,343.84 -7,444.54 LT Mar 7, 13 399.000 12.626 5,037.93 10.840 4,325.16 •712.77 LT Apr 22. 13 1,918.000 12.912 24,767.13 10.840 20,791.12 -3,976.01 LT Aug 26, 13 203 CO3 14,401 2,923 46 10.840 2200.52 -722.94 ST Aug 26, 13 181.000 14.412 2,608.63 10.840 1,962.04 -646.59 ST Aug 27, 13 253.000 14.105 3,568 74 10.840 2,742.52 -826.22 ST Security total 6,769.003 13036 88,237 30 73,375 96 -14,86134 TARGET CORP Symbol. TGT Exchange, NYSE EAI: 13.328 Current yield: 3.59% Sep 23, 13 68.000 64 391 4,378 59 57.950 3,940.60 .437.99 ST contnued next page SDNY GM 00020555 CJIP7C003306498905NP70032.33741 00032 C6l 4 030575004 YI23568550 111000 Pogo 19 of 102 CONFIDENTIAL EFTA_00131175 EFTA01273382 UBS UBS Strategic Advisor lune 2014 Account name: GHISLAINE MAXWELL Pdendly namunt name:Ind Account number. Your Knancial Advisor: SCOTT STACKMANYLYLE CASRIEL YOUr assets Equities . Common stock (cosbnued) Trage Radin date Witt. of livres Pignese Arica Average pikt per %haie ($) Pace per Pare Velue on Cou bais (1) on fun 30(8 fun 30(1) Unreallzed gaina lofs ($) licarg petioi Sep 23, 13 6.000 64.405 386.43 57.950 347.70 -38.73 ST Sep 24.13 180.000 63.999 11,51991 57.950 10,431 00 -1,088.91 ST Sep 24, 13 82.000 64.133 5,258.97 57.950 4,751.90 .507.07 ST Sep 25.13 152.000 63.446 9,643.85 57.950 8808.40 -835.45 ST Sep 25.13 92.000 63.598 5,851 05 57.950 5,331.40 .519.65 ST Sep 25, 13 18.000 63.735 1,147.23 57.950 1,043.10 •104.13 ST Sep 25.13 13.000 63.620 827.06 57.950 753.35 -73.71 ST 51026, 13 114.000 63.436 7,231.76 57.950 6,606.30 .625.46 ST Sep 27, 13 193.000 63.993 12,350.76 57.950 11,184.35 -1,166.41 ST Sep 30, 13 104.000 63.785 6,633.64 57.950 6,026.80 .606.84 ST Sep 30, 13 51.000 63288 3258.30 57.950 2,955.45 -302.85 ST Sep 30.13 27.000 63.812 1,722.95 57.950 1,564 65 •158.30 ST Oct 1,13 139.000 63.851 8,875.42 57.950 8,055.05 .820.37 ST Oct 1, 13 53.000 63.856 3,384.40 57.950 3,071.35 -313.05 ST Oct 1,13 38.000 63.757 2,422.80 57.950 2,202.10 .220.70 ST Oct 1,13 38.000 63.813 2,424.93 57.950 2202.10 -222.83 fl Jan 7, 14 197.000 62889 12,38928 57.950 11,416.15 -973.13 ST Jan 7, 14 32.000 63.004 2,016.15 57.950 1,854.40 •161.75 fl lan 7,14 3.000 62.863 188.59 57.950 173.85 -14.74 ST Security total 1,600.003 63.695 101,91107 92,720.00 -9,192.07 TRAYEURS COS NOTRE Symbot TRV Exchange teSE LAI: $2,534 fuient yield: 2.34% Apr 24, 12 20.000 63.432 1,268.64 94.070 1,881 40 612.76 LT Apr 24, 12 4.000 63350 253.40 94.070 376.28 122.88 LT Apr 24, 12 1.000 63.560 63.56 94.070 94.07 30.51 LT Apr 25.12 10.000 63.520 635.20 94.070 940.70 305.50 LT Apr 25, 12 10.000 63.617 636.17 94.070 940.70 304.53 LT Apr 25, 12 10.000 63.659 63659 94.070 940.70 304.11 LT Apr 25, 12 2.000 63.545 127.09 94.070 18814 61.05 LT Apr 25.12 2.000 63.645 127.29 94.070 188.14 60.85 LT Apr 25, 12 2.000 63.745 127.49 94.070 188.14 60.65 LT Apr 26, 12 5.000 63.928 319.64 94.070 470.35 150.71 LT conteued neut page CNP70009005499906NP7003299741 00002 0614 030575004.23568S50 1 1 eifielymtexemee,620 of 102 CONFIDENTIAL EFTA_001311176 EFTA01273383 UBS Strategic Advisor UBS June 2014 Account name: CHISLAINE MAXWELL Friendly account narne:Ind Account number. Your Financial Advisor SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Pu«nase Our Trade weber Average price Phu per sheet Yelue on unredized Hold ng hiddng dare of shares per share (1) Cost bads (S) al run 30(S) JUII 30(1) gain or loss (1) Period Apr 26, 12 2.000 63.920 127.84 94.070 188.14 60.30 LT Apr 26, 12 2.000 63.930 127.86 94.070 188.14 60.28 LT Apr 26, 12 1 000 63.720 63.72 94.070 94.07 30.35 LT May 1, 12 15003 64.637 969 56 94.070 1,411.05 441.49 LT May 1, 12 6.000 64 715 388 29 94.070 564.42 176.13 LT May 1, 12 6.000 64.975 389.85 94.070 564.42 174.57 LT May 1, 12 2.000 64 850 129.70 94.070 188.14 58.44 LT May 1, 12 1.000 64 820 64.82 94.070 94.07 29.25 LT May 2. 12 7.000 64 374 450.62 94.070 658.49 207.87 LT May 2, 12 4.000 64 410 257 64 94.070 376 28 118.64 LT May 2, 12 2.000 64.320 128.64 94.070 188.14 59.50 LT Maya, 12 4.000 64 960 259 84 94.070 376 28 116.44 LT May 3, 12 2.000 64.675 129 35 94.070 188.14 58.79 LT May 3, 12 2.000 64.910 129.82 94.070 188.14 58.32 LT Jan 23, 13 629.003 77.560 48,785 62 94.070 59,17003 10,384.41 LT Apr 22. 13 290.000 84.719 24,568.68 94.070 27280 30 2,711.62 LT May 22, 13 111033 83807 9,302 58 94.070 10,441 77 1,139.19 LT Security total 1,152.000 78.533 90,469 50 108,368.64 17,899.14 UNITED PARCEL SERVICE INC (L B Symbol: UPS Exchange NYSE (Al: 12,843 Current yield: 2 61% Sep 19, 13 82.000 91 779 7,525.90 102.660 8.41812 892.22 ST Sep 19, 13 19.000 91.625 1,740.88 102.660 1,950.54 209.66 ST Sep 20, 13 107.003 91 805 9,8231 8 102.660 10,984.62 1,161.<14 ST Sep 20, 13 26.003 91.835 2,387.71 102.660 2,669_16 281.45 ST Sep 23.13 93.000 91.049 8,467.59 102.660 9,547.38 1,079.79 ST Sep 24, 13 93.000 91.612 8,52000 102.660 9,547.38 1,027.38 ST Sep 24. 13 41.000 91.663 3,75820 102.660 4,209.06 450.86 ST Sep 25, 13 62.003 91.138 5,65056 102.660 6364.92 714.36 ST Sep 25.13 11.000 91.090 1,001.99 102.660 1,129.26 127.27 sr Sep 26, 13 64.003 91.489 5,855.30 102.660 6,570.24 714.94 ST Sep 27. 13 54.000 91.117 4,920 33 102.660 5,543.64 623.31 ST continued next page SONY GM 00020557 Chle7030;006493907Nr700329374i 00032 C614030579301 Y123568150111000 Page 21 of 102 CONFIDENTIAL EFTA_00131177 EFTA01273384 *UBS UBS Strategic Advisor lure 2014 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your financial Advisor. SCOTT STACK MANYLYLE CASIVEL Your assets Equities . Common stock (continued) Purchase pricer rude kurrber Average pnce Pnce per that Vdue on Unrealized Hcidng liddng one of :Nutt pet share (5) Cott basis (S) on lun 30(1) Jun 30(S) pin or Ion (1) Polled Sep 30. 13 46.000 91 475 4207 86 102.660 4,722.36 514.50 ST Oct 1, 13 46.000 91 668 4,216 73 102.660 4,722 36 505.63 ST Oct 1, 13 6.000 91.650 54990 102.660 615.96 66.06 ST Oct 2, 13 61.000 91.128 5,55884 102.660 6,262 26 703.42 ST Oct 2, 13 19.000 91 067 1,73029 102.660 1,950 54 220.25 ST Oct 3, 13 55.000 90337 4,968 58 102.660 5,646.30 67732 ST Oct 4, 13 55.000 90 653 4,98596 102.660 5.646 30 660.34 ST Jan 17,14 121 ODD 99 231 12,0)7 00 102.660 12,421 86 414.86 ST Security total 1,061.000 92 250 97,876 80 108,922 26 11,045 46 X1LIPLX INC Symbol. XLNX Exchange:OTC EAI: 32,086 Current yield: 2_45% Sep 7, 12 25.003 34.770 869.27 47.310 1,182.75 313.48 LT Sep 7, 12 5.000 34 846 174 23 47.310 236.55 62.32 LT Sep 10, 12 37.000 34.845 1,289 29 47.310 1,750.47 461.18 LT Sep 10, 12 3.000 34.660 103.98 47.310 141 93 37.95 LT Sep11, 12 20.003 34.853 697.06 47.310 946.20 249.14 LT Sep 12, 12 18.000 35.006 630.11 47.310 851.58 221.47 LT Sep 13. 12 21.000 34 886 732 61 47.310 993 51 260.90 LT Sep 14, 12 19.000 35.536 675.19 47.310 898.89 223.70 LT Sep 17, 12 7.000 35.15t 24606 47.310 331.17 85.11 LT Oct 24, 12 3.000 32.523 97 57 47.310 141 93 44.36 LT Oct 25. 12 5.000 32.522 162.61 47.310 236.55 73.94 LT Oct 26.12 3.000 32.776 98 33 47.310 141 93 43.60 LT Oct 31. 12 1.000 32.770 32.77 47.310 47.31 14.54 LT Nov 1,12 2.000 33360 66.72 47.310 94.62 27.90 LT Nov 1, 12 1.000 33 520 33.52 47,310 47.31 13.79 LT Nov I, 12 1.000 33.530 33.53 47.310 47.31 13.78 LT Nov2,12 1.000 33.550 33.55 47.310 47.31 13.76 LT Nov 5, 12 1.000 33.190 33.19 47.310 47.31 14.12 LT Nov6, 12 3.000 33.886 101.66 47.310 141.93 40.27 LT Nov 7,12 2.000 34 025 68.05 47.310 94.62 26.57 LT Nov 7,12 1.000 33.910 33.91 47.310 47.31 13.40 LT continued next page CNP70009306498908NN00O298741 00032 06l 4 030575004.235683SO it koss. n. YG M000§03.3822 of 102 CONFIDENTIAL EFTA 00131178 EFTA01273385 UBS Strategic Advisor T June 2014 Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number. Your Financial Advisor SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hcldng date Nisrbet of shares Roche* pactl Average peke per mare 91 Cost basis ($) Price per sky. cri Iun 30 (1) Value on run 30 ($) Unredlied galn or loss (S) Hddng period Nov B, 12 4.000 34.032 136.13 47.310 189.24 53.11 LT Nov8, 12 1.000 33.860 33.86 47.310 47.31 13.45 LT Nov28, 12 4.000 34312 137.25 47.310 189.24 51.99 LT Nov 28, 12 3.000 34.410 103.23 47.310 141.93 3810 LT Nov29, 12 15.000 34.583 518.75 47.310 709.65 190.90 LT Nov29, 12 3.000 34.493 103.48 47.310 141.93 3845 LT Jan 23,13 1,087.000 36.805 40,008.01 47.310 51.425.97 11,417.96 LT Apr 22, 13 502.000 35.691 17,917.23 47.310 23,749.62 5,832.39 LT 1,798« 36246 65,171.15 85,063.38 19,892.23 Total S1,715,949.62 $2,071,971.44 $355.971.82 Total estimated annual income: $57.985 Your total assets Percentage d Con Estmated UnreSzed Vakre on run 30 (i) your account basis (S) annual acme (51 gain or loss (5) Equities Common stock 2,071,921.44 100.00% 1,715,949.62 57.985.00 355,971.82 Total $2,071,921.44 100.00% 31,715,949.62 $57,985.00 $355,971.82 Account activity this month Ode Acliiity 0escnption Amount (5) Deposits and other funds credited Jun 27 Transfer FM 23575 0100 367.91 Total deposits and other funds credited Dale Ad Sly DeSCIYMOn $367.91 Amount (f) Dividend and intenst income Taxable dividends lun 2 Cividend CONOCOPHIWPS PAID ON 1480 1021.20 Jun 4 Cividend ONTED PARCEL SERVICE INC CL 8 PAID ON 1061 710.87 Jun 4 Cividend XIUNX INC PACON 1798 521.42 Jun 10 Cividend ANALOG DEVICES INC PAID ON 1751 647.87 Jun 10 Cividend JOHNSON & JOHNSON COM PAD ON 1066 746.20 Jun 10 Cividend TARGET CORP PAID ON 1600 658.00 continued next page SDNY GM 00020559 CW70003005498909 NP7000293741 001302 C614 0305750% V123568550111000 Paye 23 of 102 CONFIDENTIAL EFTA_00I31179 EFTA01273386 4tUBS UBS Strategic Advisor lune 2014 Account activity this month (contemn) Dale ActIdty Oescremon Dividend and interestiamirie (continued) Account name: Your IIsandal Advisor. Friendly account name: ir Account number. SCOTT STACK MANLYLE CASRIEL Amount (s) Taxable dividends (continued) Jun 16 Dividend Taxable interest MCDONALDS CORP PAID ON 1018 824.58 NEXTERA ENERGY INC COM PAID ON 1162 842.45 81.ACKROCK INC PAID ON 372 717 96 PEPSICOINCPADON 1154 755.87 Jun 16 Dividend Jun 23 Dividend Jun 27 Dividend Jun 27 Dvidend TRAVELERS COS 1NCITHE PAID ON 1152 Total taxable dividends 633.60 $8,110.02 Jun 6 Interest 085 BANK USA DEPOSIT ACCOUNT AS OF 06'0914 2.11 Total taxable interest Total dividend and interest income Date Actlaty Jun 26 fee Charged INITIAL FEE Total professional management fees $2.11 $8,112.13 Dewnplion AnlOunt (4) Other funds debited -367.91 Date Actinty Jun 6 Transfer Jun 9 Transfer Jun 16 Transfer Jun 19 Transfer Jun 24 Transfer Jun 30 Transfer Total other funds debited 4382.91 Desulpnon Amount 61 TO M235750100 -55,157.78 TO X235750100 -2.11 TO 235750100 -2,082.07 TO 235750100 -1,667.03 TO El 235750100 -717.96 TO Y1235750100 -1,389.47 -$61.016112 Dale Activity DOICAPti011 Amount U) Money balance activities May 30 Balance forward $52,904.29 Jun 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,021.20 Jun 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,232.29 Jun 6 Deposit LC BANK USA DEPOSIT ACCOUNT AS Of 060914 2.11 Jun 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0906114 -$5,157.78 Jun 10 Withdrawal 1.1115 BANK USA DEPOSIT ACCOUNT AS OF 0909114 -2.11 Jun I I Deposit UBS BANK USA DEPOSIT ACCOUNT 2,082.07 Jun 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0916114 -415.04 Jun 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0919114 - 1,667.03 Jun 24 Deposit MS BANK USA DEPOSIT ACCOUNT 717.96 continued next pogo CNP700030064989IONP7000293741 00002 0614 03067500423568SW II gyykyGhtoodiese024 of 102 CONFIDENTIAL EFIA_00I31180 EFTA01273387 (SUBS UBS Strategic Advisor June 2014 Account activity this month (Contrittecn Date Morley balance activities (continued) Jun 25 Jun 30 Fun 30 The UBS Bart USA Deposit Account is your primary sweep colon Account name: GHIStAt'IE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCC4J STACK MANLYLE CASki EL A (1,VII j Descmtion amount IS) Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 06124114 -717.96 Deposit IBS BANK USA DEPOSIT ACCOUNT 1,359.47 Closing UBS Beek USA Deposit Account $1,36947 SDNY GM 00020561 CNP700030064989I1NPI00O298741 00007 0614 030575004 M23568%011 T000 Pug* 25 of 102 CONFIDENTIAL EFTA_00131181 EFTA01273388 *UBS Yournotes '---=== CONFIDENTIAL amosmatEussesso 'I.. G. 0..226 of I Di T.4=1 EFT,00B1182 EFTA01273389 Important information about your statement LBS Fiuncal Services td. (the F im or UBS Anemia Stroket is a merrter of all orincisal Nosily, <annuity and colons exchages. 1.85 Fivrtial Selects and U3S Bank USA we rdrect subsitres of LBS AG and affiliates of LES Setritin UC. The Five's I hotel statement is available upon noon. The FirMS nowt* offices are a: LBS Sinennol Sinai M. 1200 Harbor Boulevard Weehawken, NJ 07086 Ibis aatement represents the any off iciel record of yam LBS Financial Santos account. Other react rapt official tat docernent cottoning conflicting date should rot be relied is:alto° bete, there is an error cr omission, please report it ermeciately narking to the Ranch Manager et the office savingmut account. Ail-cugh al figures shown we edended to be accurate. statement data seculi not be used kr tat purposes Rely seek Goys-end tax forms, (he.. Form 1099. 5498. 10425, etc.) whin preprergyour tu return. The Fini required by low to won to tie IRS all taxabk dividenek report** rause:26k chndends and tamable intact eared en %tune's held on you accent net proceeds al sale trareactexe, aid cost base cn amain covered setritin. Communications with the Firm . Please re-conform arty oral cormercatons in wing to funher protect your nits inclradrog your Ned order the Swathes Mester Protection Act (SEA) • If thefinal nstitution cn the top left of the hart of this statement is noeUBS Sinaloa Sakes, CBS Feenoal Services carries you- eaten a cleanng taker by anargerrant web the rd sated ging-Oen We Wormed yoe of this relationship when you opened this =ohm. h this case, your Ira and secant a-e located a LBS Rnancial Semites and rot the iwodracng broke.. ad you mat make a tePon of rap error or minion to both firms. A N accant statements shall tie deemed complete ad accurate a not objected to it wen; within 60 days. • Please &vet customer complaints a inpiies to he Fim'sClhm Relations Penmen at 201-352-1699 atoll-free at 800-3Se-9103, 860 A.M. to 6:CO P.M. ET Monday through Frklas a in wire to LES Financial Services K., Clive Relations Depalment, P.O. Box 766 Union City, NJ 07087. • in case of erten Or Oast tn; about an electronic fads rennet EFT), bi puymm or UBS Vsedebit card transaction, call 62-1000, or vet to UBS Financial Sown he., 1000 Harbor Blvd, 6th floor. WeehaweereW 07086. ANm RIANBSA Serkes Cal a write as soon as you cary mu three yes statement or receipt is wag or if you need more infamahan *as a twofer on the statement or reran. The Firm or Card Meer (as *Okekle)nuff her from you no later that 60 days Ater he Fim sent you the fen %Innen on which the error or problem *Peered. - Prowle you- name rd acco.rt number Of any). - Death& the ma or he transfer you are entre about and 'eaten as clerk as yara can why you believe • is an error a why you need more Ho-matron — Proud. the &Aar anion d to suspected era The Firn or Cad Issuer Ma riontigete your ccmplaint and will correct anyerror skimp*. Please note all checks pawbk to the Fern or he financial inititution indcated on tie front of to nehmen had:Ili:rot° near acne fen accounts may be subject to mailenaxe fees, changes for late parent for waits purthases and charges kr unpaid amounts in cash metres. Accounts that ate transferred ap other rotations may S subject to a transfer fee. UBS Sweep Option UBS offers options for sneepng cash bastes, biances to bra. deposits at UBS Bale USA and UBS AG Sunken brads Erank Sweep Program), money nwkert nuked kr* (Money ands) and the Intonational Deposit Accent ODAffor customers with a inemational Resource Mmagemeni Account. Though the Bank Sweep Pregame, cash balances re mom to UISEterk USA up to at di-goblet...3 knI ad then to LBS AG Stamford Brandt cr a Money Fund. Deposits at UBS Bak USA are FDIC reefed in accordance with FDIC oaks. For nxre neonatal please vat werwidiegov. Deposes at UBS AG Started Brads red Owes of Money Funds ay rot nosed by the FCC. throup the OA, wait* to cash balm., we swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Bunch Thew deposits ate not inured by the FCC. Balances Feld at the LBS AG Carnal Brach are tempera* exposed to the stereir ride of the Cayman glands, and there is no oparanete Cr other obligation of IBS AG to gypsy the Saxes while an the UBSC grans Breit. books. Deposis at LES Bale LEA and each UPS AG Etch are not protected by SIPC. Money Fund shires me protected by SIPC. Ste *U3S Fiuncial Services Accuse Protection' bobw Upon you' retest, bale-cgs n ten Bare Sweep Pregram or OA may be withdrawn and shares of a Money Fund my be liquidated, end the proceeds returned so you or sour se:wain acne. Ferl-er formation about available weep options, nnraing anent attest rates and yell, e arailabh at www Lb: comteseeprelt from your Financial Maar or by calling1106762.1000 UBS Finaricial Services account protection theft°, is a member of the SeariteS Mental Protection C apart,* (SIPC), wheh protect securities account, of its members up so S500,000 (mixing S2B),000 for dams kr cash) The SRC asset protection Imes alPV to all account tat you hold n a paliukr capacity. The Finn, together with certain attains, ha also purchased tpplowental protection. The maximum amount payable to al eligible diets, (*Week iscin this protection is S500 million sr of December 10, 2013. klata to the pokycondit ad Batten, cash a the Firm is further protecte ot Lp to $1.9 million n the aggregate for all you accounts held n a patioralar capacity A hal ccpy of tie poky wiring is maileble Won request The SIPC protection end the supplemental protection both do not apply to. . Conan Tramiel Assets controlled by (and MLitt A your account value) he held away from US$Fine-Ka Services (e.g.. certain(* cash al UBS Bat, (il cadn at L85 AG Startedbranch (i) intern acctint, including warble amities, and (i0 shires of mutual trick where such hares are registered dienly h lot nave of the account holier on the books and wards of to applied* issuer or transfer agent); • Certain flextime* contracts or nestment nteest (r.g., limited partnashix and pirate placements) the are rot registered ender tie Securities Act of 1503; ird • Cormodites contacts (e.g, lemon entia-ge and pm borne.' ccntradE including futons antacts ad tormodita' then contracts. the 51K protects:nand tlse suppkmental protection do not apply so these assets eon4 they otherwise appear on yoa starer gy. Ter SEC protection ad the supplemental protection dot not protect agora changes in the maim vale of yam investments (whether a a result of market monement, iSSuer bankruptcy cr °thawe) More information is amid* loon nomest You may obtan trim neon/non abou SEC netting the 51K Brochure, by contacting SIPC a 202-371-8300 or by *rang the SIK **bait. sr YAW/.140‘041 Dividend Re:we/bun Program (DPP) The ate reflected is an average price. You m:cibtan the actual price km you Financial Advisor. 0y Wok Worm se Dutchmen under DRIP; partial shares wil be trek rd the each wO be, deposited re your account. The aviderd rerniesvnent price applied by to issuer may • from the man pia at which the panne shires are sold Cmlehelieu Chap whole urns may be hekhn yet, accoutt. If you re entitled to a patel use a a mull of a tiderd Paffnerll or otherwise, the Firm veil either sell anal wit at menet peke a accept an amount tumbled by a registered demi* agency, rod credit yon accari. Investment objectives the netters objectives and risk profile /respect to each account and may my between. Phase ache, the Tern prompt), on wrartrof any signikant change on yow Mace situation Or nommen objectives. For each CONFIDENTIAL account held, you choose one of the following jinni objectiees' • Produce Cureentbwome. Ii.esbcno es seekng the generation a income crib.. • Sardine Capra epprociat;oe Investment seeking growth of pox pal rather that the generation of morn?. • Produce Combination of income and Capital Appreciation Mesiments seen* both the generation of name and 'myth of witjail. Overoll ride precast • Conseevadve Seeks to marten nilel pax wt. with low Sc ad volatilty to the Learn owral, omen if that mewls the accost does not generate significant income or nett and may rot keep pace with inflation. • Moderate: Wilk* to accept sane ride to pinta and tolerate some voted* to 'seek holler returns. • Aggress*: Wiling to accept high Sc to ponnopal aid high totality to seek highreturns over time. Statement 'household:0( We may consolidate all related account statements with the same Ws:henna* Mme envetpe. Accounts may be related la this purpose because they have own* who also maintain OH *core rehtionshps wit other clients at the sane address. This practice's known as • *Loth:king ' II you prefer to receite rdiedual statements mated in separate envekpes — yOU may decker householdong by atmyour F flannel Advisor. Friendly accourt name the Fnendk accost name reflects al amnion that you slued on the film's online *twee websrae, N e a customizable tnickurre' dusty by you to mein you Mt gar recordkeepi*. It has *legal effect on your accost. You cal Minuet:es hiendk account names, through 0i*ie Services or by contactegyourFraancial Advises. Aegean overview • voile of pow accouneborffoke Net of assets ad • Asset hulas salable cash balances, valts for remind scary list), and Global tine Deposits, urrealied meta to market, and certain assets not held by the Fim. Does rot include warted Senritiell assets al the end of the prior and curent statement periods, or prim* iwestnwits, invested stock options ad emendable stock anions • Elates Include, debit Wirers culvert* rrorgn loans. credit the, Own octant balances. • Casb/r•oney balances. Total of unimested amiable cash balances. plus UBS Bak LISA deposit bee-meth UBS AG Starrett french deposit balances and money market mutt fund sweep Saxes, at the clase of he gatemen period. NOWCOOMO6ty Vet credit balances in your &court we rot segregated from other balances as tie Fern may use any of these funds in the ordinary coursed is business. These funds we payabk upon your darned. This total is included on he trent period closing value. SDNY_GM_00020563 EFTA_00131183 EFTA01273390 Important information about your statement (Continued) Lending alternation for detarectrif °matron on the Finis lending makes and &clothes, refer to yes Client Relationship Agemners or &cart Agreement aid the General Toms ad Conditions UBS Statemerd of Credit fraction available in Agreements mdDithosures at rat combo- aintelnitgag Versate Your ustement itemises securities end other assets held kith. secant at the end of the Staterthre period. You may ask for debt.), of fully paid smithies at anytime. You may receive securities used as loan collateral after prying any balance due on tem. Pry securities transierred tote Fan clsisg the Pathrent period are listed at market rata as of the end of the Pathan period. • Cost basis. In detemning the cost basis of he smithies included in this statement, there indicated well the number I, • UBS Fa-karat Services has relied cr.information &rained from sources other than U8S Franoal 5ereices, including information Iran another In,. a Matsumay haw provided to you Finarcial Adria* The Finn does not itleptedently verify a situate* the acaracy or verify of ay in/ orrnsion provided by sons other than UnFivricral Sepias. h aicitext although LDS Financial Seances generally sedates this Harnett.' as it is maned, the firm does not provide any asasances that the hfcrinatith trder "Cost basis- and 'Unrealized gar/loss' is accurate as of the date ol this statement. As such please do not ray on SW Hermitian to make pachase a rale dakions, tarter papaws a otherwise. Accounts transferred to he Fin, may reflect ger-aloes rriamaticn oriRr for tie period of tine they av held a the F rm !Wore historical Hormel ca tat be ad:ledby yar Fauna Advisor. • Untied gaits/losses Wien data is aaildok, estinated urearizsd gain9 lases we Wafted fa inlaidsecret lots. Re transacts:In data for rdirdst lots may or may not reflect commission, *urges amnia murky reorganization ma, Dividend and °term nwstmmi lots rd systematic purchase lots are each combined to display one aye aged loll)* • Trade date • calms presents the crigrul transaction rade date. • Callable securities Bands and ;referred stock that the swat cats for eair redemption wit be selected mpattO by lot Iran among all seo.reies of that islet held hour name or in nominee maw lee as clients. Call bathe tdennation is obtained from third parties and is accuracy isnot guaranteed. Other <all teases maybes' *Itch cculd affect yeti complete *dentate:In ellbe provided upon request • Certificates of deposit (CDs) CDs are FDIC inured it to S293,000 h privioal and accrued interest per deposior ad pm rieposityinaitutit, inaxcadance wain WI( rules. • Prethealua hat dirtied f or securities and deer products may be higher or lower than Device that you would anualy reek* h the market Prices ore obtained from vaious third party sources *ankh see beleve to be mirth. but we do not garnet their accuracy. — We gem* um the closing pricewhen avabbee he mean of tie bid and ask prices foisted sautes and colors a onY td prices fa OTC seothies. - less activeD traded securities may be priced ushg valuation model or he moo recent prth we obtained and may not reflect an actual market price or seat - Cereal) positions may appear without a price aid will show as *price was rot available if we are untie to obtain a pnce f or award)* - Deposits or stashes denominated 6 currencies other tan U.S. dollars are reflected at the en:hinge rate as of the statement date. - Fa (then securities trading h non.conformag okrarmatcro price and quavery (face ate) may have teen adisted to facilitateasp:a thusion To obtain current quoit:els, when starlit*, cornea your Financial Adther. • Private Mestmethe and drodured produces. hinte mestment secuntirs (hcbding drect participation rywam and real estate investment trust searites) red structhed prodxts ale generally highly Certain sin_ctsred procists how not hem registered wih the Securities and Excha- Commission o- under any state mulles laws. We proede estimated reties for private avestmem wad is and structured products for inkomatkrul purposes only. Acasacs knot parantied. - These values may differ thostaktiaby kom aces. a any, at Mich a prove itresanent security a structured rota may be boughs or sold and do not necessarily represent the value you may receive Loon Equitation, - Third pary estimates of wt. av as a a certa6 date and are sepplith to UBS Fina-cial Services on a regular bass by an independent satiation tim. - Issuer, generalparents or scorner estimated rates, it ry, are unified to the by Ow isauer, gennal pa-tner or sprsor and may be calculated based on &fermi irtormation tan that used by thief parties 'admire ter estimated values. - You can obtain addianel Hennaed" regarding to methodology wed to determine the Minato of value and tie date of to inkrmation that is the basis fate manate by corneae-9 your Fe-uncial Advisor. - Thai party *stinted nets my be reflected as •Not prkod* nsener I sit ations, the n idependent aWtion Inn has not toppledor is unable to assign a value, when we become avare that a Merit event has &oared that may call a pent.* reported wit it* question, or then a value would be highly specuLative due to he nesse of the seardy. - When neither al suer, general pane or sponsor *stinted sate ma a thrthpany estimated vat* if mad the value of the scanty will be different Iran its purchase price. — •Dstrto an to date may ',Ida return of capital. income a both — 'Carolum see • represents the initial Otero; price per unit and may not (elect Will cost basis • Restricted sewrities Restrded seoudgs generally are rot current? Umble for publk sale. UBSFinaval kviiices as Pe matt price of the unrestricted stock of the sane issuer as an inputed value for to restricted stock for moon; of fins 'Women ond, To the erient that rearicled sectskies are thigh* la sale, the wit teethed may be staantialk less than the inpsed value tuna • En. Destirnated) inccene err yields end rata An estinate of avual income is based an current tidied aid interest rates, assuning tie acuities will be held for cat yea from statement date or until rMtseity. This narrate is orW a gadolne, security rd continued income are not guaranteed — Estimated anal benne al current yield fa cereal, toes of noshes could include a rein of prncpalor capeal gars in thich case the est income 9rdcurrent yeti would be overstated. — Estimated anal icane rd earth yield and the actual heart and yield rr4r be kwer a higher than the slanted amounts. — An estivate of trusteed ncome (divdend anchor interest) dialed by the anent market valsraverase balance is based on the last dividend Of interest payment made by the issUer and arises he seas-Met deposes will be held for one year from the statement date or until mattrity. Accuracy ad continued weld me not &wanted • Assets not held by WS Francis( Services. Certain assets me rot held by the Fern and nee satin the Fern's possession or control. These assets de displayed on your statement for informational purposes only. Positrons aid values presented me Pined& by the issuing Inn UBS F retrial Senses S not reversible for Ds ?formation and des not &minim os accuracy. These assets are rot wooed by SIC or he Finis supplemental SIC caverns. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 fees seethed ei correction wih the dStnbution of mutual lends to merlons we nuke our AIMS naive r.Vonua 5lThanne Payments horn distributors ads advisees of the mAul funds that we sell. Theseanoints are based on two deferent COM:Onentf- tlY amantol &elm by UBS of a partiuln mutual fund I amikr to our clam, and Cs) the asset value of a palkulv mutual fund I amikis Dares held at tie Irrn — We and as aflathe also recewe nemaking and embus processing lees in consideration for Nader agent Wein thee we pow& to the rrukal fads. Thew leesgenerally are pad from investor math h the mutual fund and are a (wed dela amount based on the outer of accounts at the brokerdeake holdng maul& hands of that fund family CONFIDENTIAL — h aide ca to calmest:al received n connector wth the sale or danbaion ol a-rueir contracts and int investment trust units toots <lents, we ands our affiliate meet resent sharing corrpensaka Iran many of the insaance companies underrating the retry contracts, athletes of to insurance <arcane, or sponsors of tetra imestment mos we distrbute. - Cur affiliates ako woke trading canrniskro and other conwersatt from rnsual finds and tonne companies whose prOCIXtf we dstrbute. - Siemer,* an annitl fee from UBS Bark OA and LIES AG Stanford Brant drip to $zs per accost sweeping to the barks under the UBS Bat Sweep Frograth. Activity hbanatonregudrigcannissats and ogler charges awned a coma cre with he oecutcrt of sada, including option transactions has beerthicluded athrrntrons prerously Turreted to you. and will be provided to yOu wavily atrecpest. Shan selling f youth engaged in short wIli9 a security, you may hoar a charge Os to certainbetroth-9 costs for that particular security. Open archer Regarding open or •9:cdtiltcancelled* ceders tat were not *wafted by the statement date, open buy and ski stop orders are reamed by the anoure of divdends rigus on an exdinderds a ethitts date unless instructed otherwise by ya.P. You are responsbk for orders that we Demised der coyote trim to caxel wasting open orders. Privacy To obtain a copy of ax current Chan ninny Nara: please contact your Francis' Achisor or visit our wash. ate. UBS Financial Services a not a bat The RSA& Busiest Services Account BSA and IRMA as brokerage accounts which provide access so barking services aidproducts tough arrangements wdo affiliated bats and other thrdpary banks, and provides access to nsura-ce and enmity prat& owed by InaBAiwd third- parry insurance companies through inura-fre agency subsidiaries of UBS Financial Services Inc. Ineestment nsurace. and artilyproducts: Not MSC inured • No bank gumanteth May Use volt RUA. Retie& Management Accord, Business Services Account 85A, BMA and alternation& Resource Management Accord are registered service marks of UBS Fruncial Services Inc Visa *passe is a registered senice mirk of Visa International uBs Via Swathe cede cards and CBS yea debt cards we isted by UBS Bark USA with prinnoion from Vas U.S A Incorporated. UBS Financial Stevie's Inc Mv. 201402 SDNY_GM_00020564 EFTA_001 3 1 184 EFTA01273391 44) UBS yes Frianoal Services Inc 299 Park Avenue 25th Floor New York. NY 10171.0002 UBS Strategic Advisor July 2014 CNP7005789425071 X2. 0 GHISLANE MAXWELL 116 E 651I-1 STREET NEW YORK NY 10065-7007 Account name: GHISLANE MAXWELL Friendly account name: Indry Account number. S5 Your Nnandal Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account 029323568 on June 30 (5) on July 31 (5) Your assets 2,071,921 44 1,597,952.47 Visit our website: www.ub5cornifinanciaiseivices Your liabilities 0.00 aoo Value of your account 12,071,921.44 51,597,952.47 Tracking the value of your account $ Thcu,,anc$ Sources of your mos unt growth during 2014 Value of your account at year end 2013 40.00 0'1a Net deposits end wittdraii/M $1,525,578.34 1,598.0 Your nvestrnent return Dividend and interest income 421,884 84 Change m rnarkot vAue $`5.48929 Value of your account on Jul 31, 2014 $1,597.952.47 Jun 2014 JJ 2014 SDNY GM 00020565 Member SIPC C HP70303005783425 NV7003183665 00002 0714 030579004 Y173 568S50 010000 Page 9 of 100 CONFIDENTIAL EFTA_00131185 EFTA01273392 SUBS UBS Strategic Advisor July 2014 Your account balance sheet Summary of your assets Value on July 31 ($) Account name: (3,u • ir I‘14,,VvEU. Your h !modal Advisor Friendly account name: SCOTT STACK MAHLYLE CASRIEL Account number: Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 1,597,952.47 100.00% D Fixed income 0.00 a00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 000% Total assets 11,597,952.47 100.00% Value of your account $1,597,952.47 co C Eye on the markets Index Percentage change July 201A Year to daW S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC - Europe, Australia & Far East -1.96% 3.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% -0.25% 3.66% 00,70.X9005709426NP700318366500032 0714 0305750N VI 23568S500lailiyGtkoccabsegi0 of 100 CONFIDENTIAL EFTA_00131186 EFTA01273393 UBS Strategic Advisor Change in the value of your account My 20i (3) Year to date (I) Opening account value $2,071,921.44 $0.00 Deposits, including investments transferred in 5,920.06 1,994,881.82 Withdrawals and fees, including investments transferred cut -407,919.15 -469,303.48 Dividend and interest income 3,421.46 21,884.84 Change in market value -75,391.34 50,489.29 Closing account value $1,597,952.47 51,597,95247 Account name: Your Si sandal Advisor friendly account name: SCOTT STACKMANLYLE CASRIEL Account number. Dividend and interest income earned For polocryts of iris statement, ta.ab:,ty of 'nines] an1dpecien0 income has been determined (WM a US tat pirating Derwin-link eared upon the residence of the account holcbt account type, or product type some interest ardor dvidend payments mar not be subiect to United St*es (US) ardor Puerto Rico (PR) income tares. The tient Monthly Statement is not intended to be used and tamed tie reled upon for tar purposes. Clients should refer to the applicable tar reporting forms they recent. from 185 smugly, such as the forms 1099 and the cams 480. fa tar rePallio0 information. It IS the precut of U85 to file the aveicatle tar reposing forms with the US kiterna Revenue Semite and PR TreaSury DelSarTMenT. *Xi In sue h forms accurately clstify decenct aria or interest as lac exempt or takethe incase. Mese consult ycul incivdtral tax preparer July 201 4 (S) Year to date IS) Taxable dividends 3,421 46 21,880 36 Taxable interest 0.00 4.48 Total current year $342146 $21,884.84 Total dividend & interest S3A21A6 $21,884.84 Summary of gains and losses Values ',ported Plow exclude products for which gaits and losses ate not classified Realized gains and losses Unrealized July 2014 (1) Year to date (1) gains and bsses (1) Short term -7,125.69 -7,125.69 10,598 07 Long term 57,725 77 57,725.77 219,382 33 Total $50,600.08 $50,600.08 $229,980.40 Cash activity summary See Account activity the month tot decals. &lances In your Sweep Options are indueedin the cpereng and closing balances raw. FDIC insurance applies only to deposits a UBS Bank USA, nol to deposits at U8S AG. Starriord 9anch or bank deposits placed through the UBS Intemaiona Depose Account reopen,. SIPC protection applies to money market sweep find holdings but rot bare deposit. Stir important ineatmation about yeti' statement on the lag two pages Cl this document for deals. July 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 5,92006 48,841 01 Dividend and interest income 3,421.46 21,884.84 Proceeds from investment transactions 398,577.63 398,577.63 Total additions $407,919.15 $469,303.48 Subtractions Professional management fees and related services -2,611.19 -2,979.10 Other funds debited -405,307.96 -466,324.38 Total subtractions -$407,919.15 -5469,303.48 Closing balances $0.00 $0.00 SDNY GM 00020567 CrIP70308305789427NP70031$3665 COCO? 0714 030575004 Y123568SSO 010000 Page 11 of 100 CONFIDENTIAL EFTA_0013 I 187 EFTA01273394 SUBS UBS Strategic Advisor July 2014 UBS Bank USA Deposit Account APY Interest period Am 6 - Jul 7 Opening UBS Bank USA Deposit balance Jun 6 555,159.89 Closing UBS Bank USA Deposit balance Jul 7 saoo Number of days in interest period 32 Average daily balance $481.81 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: Your lquendel Advisor. Friendly account name: SCOTT STACK MANY LYLE CASR1EL Account number: Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fthancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in imponant information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive investment eligibiSty consideration - None selected Your account instructions • •• it • - r , f.t —psirig method is FIFO, First In, First Out. CNP7000,A)05789428 NP70C0189665 00002 0714 D30575004 Y1235685.5001%ftyGht 00011601812 of I CO CONFIDENTIAL EFTA_00131188 EFTA01273395 UBS Strategic Advisor *UBS lUly 2014 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Some prices, income and current vdues sham may be approximate. Asa resat. gains and losses ma/ not be accurately reflected. See importer), leaaretason aboux your statement a the end of this dxument (or more 'Mansion Cash Cash and money balances ricking Cash tl85 BANK USA CEP ACCT 1,389.47 0.00 250,000.00 Total OperingbdaXe on Jul 1 (1) Closing 658%e Pke per snare on ha 31 (l) on rul 31 (I) merage rate Dr/Wend interest period Your Financial Advisor: SCOTT STACK MAY/ LYLE CASNEL Darr In period Cm amount a) -1,389.47 0.00 Equities Common stock Hddng Trade date Mabel of shares Purchase pricer my* price per share (1) Price per share Coe basis ($) on Jul 31 or velue on Jul 31 (S) unreanzed Hdd no gain a loss (S) Onslod ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAI: 42,591 Current yield: 2.984/0 Nov16, 11 13.000 37 316 485.12 49.630 645.19 160.07 LT Nov 17, 11 13.000 35393 460.12 49.630 64519 185.07 LT Nov18, 11 35.000 35.502 1,242.58 49.630 1,737.05 494.47 LT Nov21, It 18.000 34371 618.68 49.630 893.34 274.66 LT Nov22, II 15.000 33.338 500.07 49.630 744.45 244.38 LT Nov23, 11 22.000 32.655 718.43 49.630 1,091.86 373.43 LT Nov 25, 11 7.000 32.460 227.22 49.630 347.41 120.19 LT Nov 28, 11 30.000 32.951 988.55 49.630 1,488.90 500.35 LT Nov29, II 18.000 33.472 602.51 49.630 893.34 290.83 LT Nov29, II 5.000 33.622 168.11 49.630 248.15 80.04 LT Apr 24,12 30.000 37.567 1,127.01 49.630 1,488.90 361.89 LT lan 23,13 1,056.000 43209 45,628.81 49.630 52,409.28 6,780.47 LT Apr 22. 13 489.000 42,447 20,756.68 49.630 24,269.07 3,572.39 LT Security total 1,751.000 41.990 73,523.89 86,902.73 13,378.24 continued next page SDNY GM 00020569 CNP10003005769429NP7000193665 00002 0714 030575004 VI 23 568550 010000 Peg. 13 of 100 $0.00 $0.00 CONFIDENTIAL EFTA_00131189 EFTA01273396 *UBS U BS Strategic Advisor July 2014 Your assets . Equities . Common stock (continued) Hddng Trade date Weber of than Purchase pace/ Average price Pete per share Vdueon Unrealized Hddng per sham (S) Con bask (S) orth131 (I) Jul 31 (S) win of loss (S) period AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 82,442 Current yield: 2.36% Aug 4,11 146.000 48.469 7,076.53 81.310 I 1871 26 4,794.73 LT Aug 12, 11 4.000 46.880 187.52 81.310 325.24 137.72 LT Jan 23,13 767.000 59.890 45,936.09 81.310 62364.77 16,428.68 LT Apr 22. 13 355.000 65.098 23,110.04 81.310 28,86505 5,755.01 LT Security total 1,272.000 59.992 76,310.18 103,426.32 27,116.14 BAXTER NTL INC Symbol: BAX Exchange: NYSE EAI: $3,236 Current yield: 2.78% lun 20, 12 30.000 51.594 1,547.84 74.690 2,240.70 692.86 LT Jun 20, 12 17.000 51.522 875.89 74.690 1,269.73 393.84 LT Jun21.12 29.000 52.077 1,510.25 74.690 2,166.01 655.76 LT Jun21,12 7.000 51.500 360.50 74.690 522.83 162.33 LT Jun21,12 5.000 52.216 261.08 74.690 373.45 112.37 LT Jun 22, 12 61.003 51.890 3,165.29 74.690 4,556.09 1,390.80 LT Jan 23,13 768000 66.658 51,193.80 74.690 57,361.92 6,16& 12 LT Apr 22, 13 355.000 69.318 24,608.00 74.6% 26,514.95 1,90695 LT Sep 19, 13 74.000 72.165 5,340.28 74.690 5,527.06 186.78 ST Sep 19, 13 6.000 71.875 431.25 74.690 448.14 1689 sr Sep 19, 13 3.000 71.880 215.64 74.690 224.07 &43 ST Sep 20, 13 47.000 71.987 3,383.41 74.690 3,510.43 127.02 ST Oct 3, 13 154.000 64.600 9,948.49 74.690 11,502.26 1,553.77 ST Security total 1,556.000 66.094 102,841.72 116,217.64 13,375.92 BLACKROCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 2.53% Oct 5, 12 7.000 189.932 1,329.53 304.730 2,133.11 803.58 LT Oct 5, 12 3.000 187.820 563.46 304.730 914.19 350.73 LT Oct 5, 12 2.000 186670 373 34 304.730 609.46 236.12 LT 0(18,12 8.000 188.783 1,510.27 304.730 2,437.84 927.57 LT Oct 9, 12 15.000 189.1% 2,837.79 304.730 4,570.95 1,733.16 LT Oct 9,12 2.000 189.010 37802 304.730 609.46 231.44 LT Oct 10, 12 3.000 187.720 563.16 304.730 914.19 351,03 LT Oct 10. 12 2.000 187.670 375.34 304.730 609.46 234.12 LT continued next page CNP7000300.3789430 NP1000i 89665 00002 0714 030575004 23568550m igthriy_sm_ocollgsg014 of 100 Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Your lq sandal Advisor, SCOTT STACK MANTLYLE CASRIEL CONFIDENTIAL EFTA_0013 1190 EFTA01273397 UBS UBS Strategic Advisor July 2014 Account name: CHISLAINE MAXWELL friendly account name: Account number: Your h nancial Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets . Equities Fiching Common stock (continued) Trade date timber of stores Purchase cow Average pdce per shme (1) Price per share Cost basis (S) onlui3i(t) Vdue on Jut 31 (t) unrealzed on or loss (1) sioldng period Oct 10, 12 2.000 187.995 37599 304.730 609.46 233.47 LT Jan 23,13 224.000 236.966 53080.41 304.730 68,259.52 15,179.11 LT Apr 22, 13 104.000 251.093 26,113.69 304.730 31,691.92 5,578.23 LT security total 372.000 235218 87,501.00 113,359.56 25,858.56 CATERPILLAR INC Symbol. CAT Exchange. NYSE EAI: 33,108 Current yield: 2.78% Jun 19, 13 72.000 84.718 6,099.75 100.750 7,254.00 1,154.25 LT Jun20, 13 121.000 83.141 10,060.15 100.750 12,190.75 2,130.60 LT Jun20, 13 78.000 83.030 6,476.39 100.750 7,858.50 1,382.11 LT JLO 21, 13 204.000 82.904 16,912.44 100.750 20,553.00 3,640.56 LT Jun 24, 13 111.000 81.517 9,04846 100.750 11,183.25 2,134.79 LT Jun 25, 13 73.000 82.354 6,011.86 100.750 7,354.75 1,342.89 LT Jun26, 13 69.000 82.259 5,675.90 100.750 6,951.75 1275.85 LT Jun 27. 13 141.003 82.951 11,696.12 100.750 14,205.75 2,509.63 LT Jun 27, 13 7.000 82.925 580.48 100.750 705.25 124.77 LT Jim 28, 13 169.000 82.774 13,988 92 100,750 17,026.75 3,037.83 LT Jul 1, 13 65.000 82.781 5,380.78 100.750 6,548.75 1,167.97 LT Security total 1,110.000 82.821 91,931.25 111,832.50 19,901.25 COLGATE PALMOUVE CO Symbol: CI Exchange: NYSE EAI: 32,172 Current yield: 2.27% Aug 4,11 174.000 41.632 7,244.05 63.400 11,031.60 3,787.55 LT Aug 12, 11 4.000 42.450 169.80 63.400 253.60 83.80 LT Jan 23,13 910.000 54240 49,358.63 63.400 57,694.00 8,335.37 LT Apr 22.13 420.000 59.788 25,111.32 63.400 26,628.00 1,516.E8 LT Security iota 1,508.000 54300 81,883.80 95,607.20 13,723.40 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Current yield: 3.27% Aug 4,11 191.000 36265 6,926 77 50,150 9,57865 2,651.88 LT Aug 12, 11 5.000 35.754 178.77 50.150 250.75 71.98 LT Jan 23,13 1,001.000 41387 41A28.89 50.150 50200.15 8,771.26 LT Apr 22, 13 464.000 50.287 23,333.21 50.150 23,269.60 -63.61 LT Jun 17, 13 148.000 49.739 7,361.45 50.150 7,422.20 60.75 LT continued next page SDNY GM 00020571 C40113003005761431 NPT000169665 00002 0711030575004 Y123568550010000 Page IS of 100 CONFIDENTIAL EFTA_001131 EFTA01273398 * UBS UBS Strategic Advisor July 2014 Your assets . Equities . Common stock (continued) lathing Trade data Weber of shares Purchase pace Average pike pat than (I) Cost basis (S) Pete per shoe onid31(5) VtNeon iu131 (S) theettlzed gain or loss (5) Hddng period Jun 18.13 73.000 49.836 3,638.07 50.150 3,660.95 22.88 LT Security total 1,882.000 44 031 82,867.16 94,382 30 11,515.14 JOHNSON & JOHNSON COM Symbol: .INJ Exchange: NYSE (Al: 42,985 Current yield: 2.80% Aug 4, I 1 123.000 62377 7,67238 100.090 12311.07 4,638.69 LT Aug 12, 11 3.000 63.730 191.19 100.090 300.27 109.08 LT Jan 23,13 642.000 72.736 46,696.71 100.090 64,25738 17,561.07 LT Apr 22.13 298.000 84.721 25,247.10 100.090 29,826 82 4,579.72 LT Security total 1,066.000 74.866 79,007.38 106,695.94 26,888.56 MCCONAIDS CORP Symbol: MCD Exchange: NYSE (Al: 43,298 Current yield- 3.43% Aug 4,11 95.000 84.969 8,072.06 94.560 8.983.20 911.14 LT Aug 12, 11 3.000 85.910 257.73 94.560 283.68 25.95 LT Nov29, 12 8.000 86.456 691.65 94.560 756.48 64,83 LT Jan 23,13 555.000 93.053 51,644.75 94.560 52,480.80 836.05 LT Apr 22. 13 2%.000 99.318 25,326.32 94.560 24,112.80 -1,213.52 LT Sep 19, 13 78.000 97.879 7,634.63 94.560 7,375.68 -258.95 ST Sep 19, 13 22.000 97.425 2,143.36 94.560 2,080.32 -63.04 ST Sep 19, 13 2.000 97.830 195.66 94.560 189.12 -6.54 ST Security total 1,018.000 94269 95,966.16 96262.08 295.92 luCCERA ENERGY INC COM Symbol: NEE Exchanger NYSE CAI: 43.370 Current yield: 3.09% Aug 4,t1 134.000 52.960 7,096 75 93.890 12.581.26 5,484.51 LT Aug 12, 11 3.000 52.530 157.59 93.890 281.67 124.06 LT Jan 23,13 700.000 71.610 50,127.21 93.890 65,723.00 15,595.79 LT Apr 22, 13 325.000 79.757 25,921.06 93.890 30,514.25 4,593.19 LT Security total 1.162.000 71.689 83,302 61 109,100.18 25,797.57 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAT: $2,791 Current yield: 2.95% Feb 12. 14 148.000 92.171 13,641.35 97.710 14,461.08 819.73 ST Feb 12. 14 117.000 92203 10,787.77 97.710 11.432.07 644.30 ST Feb 12, 14 32.000 92215 2,950.91 97.710 3,126.72 175.81 ST Feb 12. 14 7.000 92.065 644.46 97.710 683.97 39.51 ST Account name: GH1SLAINE MAXWELL Friendly account name: Account number. Your linandul Advisor: SCOTT STACK MAN LYLE CASRIEL continued next page CNP70009005789432 HP703018666500002 0714 030579304 7123568550 0i (61§4yGM0002.1W216 of 100 CONFIDENTIAL EFTA_00131192 EFTA01273399 UBS Strategic Advisor UBS JUly 2014 Account norm: I I X ELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAKI KY LE CASIki EL Your assets Equities . Common stock (continued) Trade Hddng date Humber of shares Purchase pricer AVtlogit puce per shame (I) Coo bads (S) Plitt per share on H131 (I) Vdue on Jul 31 (6 lirredlted gain a loss ft) Hddng period Feb 13, 14 110.000 92.095 10,130:45 97.710 10,748.10 61365 ST Feb 13, 14 68.000 91.911 6,250.00 97.710 6,644.28 394.28 ST Feb 13, 14 33.000 91.560 3,021.49 97.710 3,224.43 202.94 ST Feb 13, 14 6.000 91.615 549.69 97.710 586.26 36.57 ST Feb 14, 14 334.000 95.389 31860 13 97.710 32,635.14 775.01 ST Feb 18, 14 114.000 96.023 10,946.72 97.710 11,138.94 192.22 ST Security total 969.000 93.687 90,782.97 94,680.99 3,898.02 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 13,023 Current yield: 2.97% Aug 4, I 1 115.000 63.979 7,357.65 88 100 10,131.50 2,773.85 LT Aug t2, 11 3.000 63.023 189.07 88100 264.30 75.23 LT May 16, 12 6.000 68.535 d1 1.21 88.100 528.60 117.39 LT Oct 24, 12 1.000 68.690 68.69 88.100 88.10 19.41 LT Oct 25, 12 2.000 68.810 137.62 88 100 176.20 38.58 LT Oct 26. 12 1.000 68.890 68.89 68.100 88.10 19.21 LT Oct 31, 12 1.000 69 370 69.37 88.100 88.10 1833 LT Nov6, 12 1.000 69370 69.37 89.100 88.10 18.73 LT Nov 7, 12 1.000 69.150 69.15 88.100 88.10 1895 LT Nov8, 12 2.000 69.090 138.18 88.100 176.20 38.02 LT Jan 23,13 699.000 72.166 50,444.31 88.100 61,581.90 11,137.59 LT Apr 22. 13 322.000 82.251 26.48485 88.100 28,368 20 1,883.35 LT Secuity total 1,154.000 74.097 85,508.36 101,667.40 16,159.04 PROCTER & GAMBLE CO Symbol: PG Exchange: NYSE EAI: 42,919 Current yield: 3.33% Aug 4,11 118.000 60.103 7,092.22 77.320 9,123.76 2,031.54 LT Aug 12, 11 3.000 60.896 182.69 77.320 231.96 49.27 LT Jan 23.13 619.000 69.941 43,293.73 77.320 47,861.08 4,567.35 LT Apr 22, 13 286.000 81.332 23,261.18 77.320 22,113.52 -1,147.66 LT Apr 24, 13 108.600 77.762 8,39832 77.320 8350.56 -47.76 LT Security total 1,134.000 72.512 82,228.14 87,680.88 5,452.74 continued next page SDNY GM 00020573 CNP70003005769433 NP7000193665 00002 0711030575004 Y123568550010000 Pogo 17 of 100 CONFIDENTIAL EFTA_00131193 EFTA01273400 *UBS UBS Strategic Advisor luly 2014 Your assets . Equities . Common stock (continued) Hddng Trace date ',umber of share: Purchase pacer Average pace per OM, (S) Con bags (S) Price per snare on lur 31(1) Value on na 31 (1) Unrealized Halting gain or loss (I) Coned TRAVELERS COS INOTHE Symbol: TRV Exchange. NYSE EAF $2,534 arrant yield 2 46% Apr 24, 12 20 000 63 432 1,26864 89.560 1,791 20 522.56 LT Apr 24, 12 4.000 63350 25140 89.560 358.24 104.84 LT Apr 24, 12 1.000 63.560 63.56 89.560 89.56 26.00 LT Apr 25, 12 10.000 63 520 635 20 89.560 895.60 260.40 LT Apr25. 12 10.003 63.617 636.17 89.560 895.60 259.43 LT Apr25. 12 10.000 63 659 636 59 89.560 89560 259.01 LT Apr 25, 12 2.000 63.545 127.09 89.560 179.12 52.03 LT Apr 25, 12 2.000 63.645 127.29 89.560 17912 51.83 LT Apr 25, 12 2.000 63.745 127 49 89.560 179.12 51.63 LT Apr 26. 12 5.000 63.928 319.64 89.560 447.80 128.16 LT Apr 26, 12 2.000 63920 127 84 89.560 17912 51.28 LT Apr 26, 12 2.000 63.930 127.86 89.560 179.12 51.26 LT Apr 26. 12 1.000 63.720 63.72 89.560 89.56 25.84 LT May 1, 12 15.003 64 637 969 56 89.560 1,343.40 373.84 LT May 1. 12 6.000 64.715 38829 89.560 537.36 149.07 LT May 1, 12 6.000 64 975 389 85 89.560 537.36 147.51 LT May 1, 12 2.000 64 850 129.70 89.560 179.12 49.42 LT May 1, 12 1.000 64.820 64.82 89.560 89.56 24.74 LT May 2, 12 7.000 64 374 45062 89.560 62692 176.30 LT May 2, 12 4.000 64 410 257.64 89.560 358.24 100.60 LT May 2, 12 2.000 64 320 128 64 89.560 179.12 50.48 LT May 3, 12 4.000 64 960 259 84 89.560 358.24 98.40 LT May 3, 12 2.000 64.675 129.35 89.560 179.12 49.77 LT May 3, 12 2.000 64.910 129 82 89.560 17912 49.30 LT Jan 23,13 629.000 77.560 48,785.62 89.560 56,333.24 7,547.62 LT Apr 22, 13 290.000 84.719 24,568 68 89.560 25,972.40 1,403.72 LT May 22, 13 111.000 83.807 9,302.58 89.560 9,941.16 638.58 LT Security total 1,152.000 78.533 90,469.50 103,173.12 12,703.62 continued next page Account name: GHIStANE hte,<WELL Friendly account name: ird Account number. Your It sandal Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C009005769434NP70C0188665C0CO2 0714 030575004 7123568550 01 ifflitly Gropooterile of I CO CONFIDENTIAL EFTA_001 3 1194 EFTA01273401 UBS Strategic Advisor UBS 1Uly 2014 Account name: GHISLAINE MAXWELL Prie nd ly account name: Account number. Your Pi nancial Advisor: SCOTT STACK MAN LY LE CA F(IEL Your assets Equities . Corn mon stock (continuel rack Hddng date Humber of item ru rcrkre Eind Average prke per shene (S) tort tels (S) Prke per share on1u131 (5) Wlue on 1u13i (S) Linrealized gain or Ion (S) Holcing pericd UNITED PARCE'. SERVICE NC CL B Symbot UPS Exchange NYSE EAI: $2,843 Cirent yield: 2.76% Sep 19, 13 82.000 91.779 7,525.90 97.090 7,961.38 435.48 ST Sep 19, 13 19.000 91.625 1,740.88 97.090 1,844.71 103.83 ST Sep 20, 13 107.000 91.805 9,82318 97.090 10,388.63 565.45 ST Sep 20, 13 26.000 91.835 2,387.71 97.090 2,524.34 136.63 ST Sep 23,13 93.000 91.049 8,467.59 97.090 9,029.37 561.78 ST Sep 24. 13 93.000 91.612 8,520.00 97.090 9,029.37 509.37 ST Sep 24, 13 41.000 91.663 3,758.20 97.090 3,980.69 222.49 ST Sep 25, 13 62.000 91.138 5,65036 97.090 6,019.58 369.02 ST Sep 25.13 11.000 91.090 1,001.99 97.090 1,067.99 66.00 ST Sep 26, 13 64.000 91.489 5,855.30 97.090 6,213.76 358.46 ST Sep 27, 13 54.000 91.117 4,920.33 97.090 5242.86 322.53 ST Sep 30, 13 46.000 91.475 4,207.86 97.090 4,466.14 258.28 ST Oct 1, 13 46.000 91.668 4,21623 97.090 4,466.14 249.41 ST Oct 1, 13 6.000 91.650 549.90 97.090 582.54 32.6d ST Oct 2, 13 61.000 91.128 5,558.84 97.090 5,922.49 363.65 ST Oct 2, 13 19.000 91.067 1,730.29 97.093 1,844.71 114.42 ST Oct 3, 13 55.000 90337 4,96858 97.090 5,339.95 371.37 ST Oct 4, 13 55.000 90.653 4,985.96 97.090 5,339.95 353.99 ST lao 17,14 121.000 99.231 12,007.00 97.090 11,747.89 -259.11 ST Sectrity total 1,061.000 92250 97,876.80 103,012.49 5,135.69 >31.1NX INC Symbol: XLNX Exchange: OTC EAI: 12,086 Cirent yield: 2.82% Sep 7, 12 25.000 34.770 869.27 41.130 1,028.25 158.98 LT Sep 7, 12 5.000 34.846 17423 41.130 205.65 31.42 LT Sep 10, 12 37.000 341345 1,289.29 41.130 1.521 81 232.52 LT Sep 10, 12 3.000 34.660 103.98 41.130 123.39 19.41 1.7 Sep 11, 12 20.000 34.853 697.06 41.130 822.60 125.54 LT Sep 12, 12 18.000 35.006 630.11 41.130 740.34 110.23 LT Sep 13, 12 21.000 346736 732.61 41.130 863.73 131.12 LT Sep 14, 12 19.000 35.536 675 19 41.130 781.47 106.28 LT SDNY urane" fige CNP70003005789435NPI00016/366500M 0714 030575004 VI 23568550010000 Page 19 of 100 CONFIDENTIAL EFTA_00131195 EFTA01273402 T UBS Strategic Advisor July 2014 Your assets . Equities . Common stock (continued) Wising Trade date master of sheen Purchase pus Average price per share (S) Cost basis (S) Price per Ohre orilul31(S) Valueon lu13I (S) Unrealized gain ot loss (S) Hotting period Sep 17,12 7.000 35.151 246.06 41.130 287.91 41.85 LT Oct 24, 12 3.000 32.523 97.57 41.130 123.39 25.82 LT Oct 25, 12 5.000 32.522 162.61 47.130 205.65 43.04 LT Oct 26, 12 3.000 32.776 93.33 41.130 123.39 25.05 LT Oct 31, 12 1.000 32.770 32.77 41.130 41.13 8.36 LT Nov 1,12 2.000 33.360 66.72 41.130 82.26 1554 LT Nov1,12 1.000 33.520 33.52 41.130 41.13 7.61 LT Nov1,12 1.000 33.530 33.53 41.130 41.13 7.60 LT Nov2, 12 1.000 33.550 33.55 41.130 41.13 7.58 LT Nov5, 12 1.000 33.190 33.19 41.130 41.13 7.94 LT Nov6, 12 3.000 33886 101.66 41.130 123.39 21.73 LT Nov7,12 2.000 34.025 68.05 41.130 82.26 14.21 LT Nov7,12 1.000 33.910 33.91 41.130 41.13 7.22 LT Nov 8. 12 4.000 34.032 136.13 41.130 164.52 28.39 LT Nov8,12 1.000 33.860 33.86 41.00 41.13 7.27 LT Nov28, 12 4.000 34-312 137.25 41.130 164.52 27.27 LT Nov28.12 3.000 34.410 103.23 41.130 123.39 20.16 LT Nov29, 12 15.000 34.583 518.75 41.130 61695 9820 LT Nov29, 12 3.000 34.493 103.48 41.130 123.39 19.91 LT Jan 23.13 1,087.003 36.805 40,008 01 41.130 44,708.31 4,700.30 LT Apr 22, 13 502.000 35.691 17,917.23 41.130 20,647.26 2,730.03 LT Sk'CLrily 101 ar 1,798.000 36.246 65,171 15 73,951 74 8,780.59 Total 91,367,972.07 $1,597,952.47 1229,980.40 Total estimated annual income: $45,356 Your total assets Percemaged Cost Estrnated Unredrzed Value on lul 31 ($) Your account bass 01 annual income it on or loss (t) Equities Common stock 1,597,952.47 100.00% 1,367,972.07 45,356.00 229.980.40 Total $1,937,952.47 100.00% $1,367,972.07 $45,356.00 $229,960.40 OW70003005709436 NP7000189665 00002 0714 030575004 23568=04f igiliy_Gm_00011este0 of 100 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your Ignancid Advisor: SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00131196 EFTA01273403 *UFS U BS Strategic Advisor lult' 2014 Account activity this month Account name: CHISLAINE MAXWELL Friendly account name: Ind Account number. Your Pi nandrá Maison SCOTT STACK MANILYLE CASRIEL Date Adháty Descdpelon Arrounl Deposita and otber funds credited Jul 14 Transfer FM X235750100 2.611.19 Jul lat Transfer FM E 23575 0100 3.308.87 Total deposita and other funds credited 15.920.06 Dat Aahtly DeSCriptIOn ~Dunt IS) Dividend and intecistiacorne Taxable dividends Jul 1 Dodend AUTOMATIC DATA PROCESSNG1NC PAID ON 1272 610.56 Jul 1 Dodend BAXTERINFLINC PA1D ON 1556 809.12 Jul 8 Dvidend IWNOIST004. WORKS INC PAIDON 1171 491.82 Jul 15 Dodend OCCIDENTAL PETROLEUM CRP PAID ON 969 697.68 lul 17 Dodend STAPLES INC PAID ON 6769 812.28 Total taxable dividends Total dividend and interest interne 53.421416 53,421.46 Dat ACthely DeSC(0110n kreunt (5) Jul 24 Fee Charged QUARTERLY FEE -2.611.19 Total professional manegemeat lees 42.611.19 Pees new Aditely ObligibOn Amotell (S) lult Transfer TO 123571 7100 -1,419.68 lul 9 Transfer TO 1235750100 -491.82 Jul 18 Transfer TO X235750100 Jul 25 Transfer TO E 235750100 Total ether funds debited Other funds debited Investment tra nsactions Fot more Information San the pace/va:ut shown for reftelatd SKUIRIPS, SIP important Mlorrnatbn about your statement at the end of thr. downent Date ACtaity lul 18 Sok CONOCOMILIPS -1/180.030 84 755000 125,434.63 lul 18 Sold ILLINOIS 7COL WORKS -1,171.000 86 303200 101,058.82 Jul 18 Sold STAPLES INC -6,769.000 11 121734 75,281.36 Descroton Quanlity vave (t) Pure ($) -402,698.78 -697.68 4445.307.96 eroceeds Iran Funds Investment v4thdreem iv A(crued tansactIons innam/Aa boor (S) Interes1 (I) contmued next page SDNY GM 00020577 C zuP7030?305789437 NV70031%565 00032 0714 030575004 Y123560550010000 CONFIDENTIAL Page 21 of 100 EFTA_00B 147 EFTA01273404 4tUBS UBS Strategic Advisor July 2014 Account activity this month (contrived Investment transactions (continued) Cute Actnety Desception Proceeds tram insestment Quantity Value (S) Pnce (S) transactions CS) Funds wthdrawn fa Accrued insesiments bougu (S) 'merest IS) Jul 18 Sold TARGET CORP .1,600.CCO 60 503100 96,802 82 Total $398,577.63 Oat Activity Oescroben Arrount IS) Money balance activities Jun 30 Balance forward $13119A7 Jul 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OE/ 30/ 14 • 1.389.47 Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,419.68 Jul 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/02114 .1,419.68 Jul 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 491.82 Jul 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/09/14 .491.82 Jul 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,611.19 Jul 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Jul 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 812.28 Jul 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/18114 -812.28 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Ow 24f 14 -2.611.19 Jul 28 Withdrawal LAS BANK USA DEPOSIT ACCOUNT AS OF 07/25/14 -697.68 Ad 31 Closing UBS Bank USA Deposit Account $0.00 Account name: CHISLANE MAXWELL Friendly account name:Ind Account number: • Your li nandal Advisor, SCOTT STACK MAHLYLE CASRIEL The UBS Ftanl USA Depout Account is your 'Armory sweep option Realized gains and losses The estimated realized gam and losses shaven below are not fa tat purposes. Please rote that gain or toss recognized Co the sae or redmrptiers of certain Structured Products, ike Canting al Debt Securities. may be °refinery. and not Caplla, gain ot loss. Please check vnth your lax attv60, TO (*dale yarn and losses. we 'Mondale the driest SeCunly lot first lees is kncrem as the first-in, first-out co FFO accounting melhitd Voce use It.. method unless you specified whir h tar la to dose when yai placed yOus order. This is known as a venus purchases or VSP order. See Important int ormaliOnabout your statement ei the end of thisdi:corneal for more Short-term capital gains and losses Security (*salmon STAPLES INC method FIFO FIFO Cruanlny or Purchase Sate fate value date dole 203 000 Aug 26, 13 Jul 15, 14 181.000 Aug 26, 13 Jul 15, 14 intormStOn We may not ad usl gams and losses for al cats changes. We autcmaticay adjust cost basis for tam-everrpt and AMT coupon Munirei Securities for estimated anonration of bond prerrouTis aid for accreted Olt) ler securities Mired at adSCOum 4 yOu tedueSted [Ka U8SaluSt COSI Odin for the bad premium arortizaton on taratle debt securities then cost bassi reflected for these stew:ties has been adjusted. Stimates in the unclassd*d section can na be Classified as short term or long term because information is misong or the product Is one in which the alp moss cc/curare° is nOt provided Sae amount (S) 2257.66 1012.99 2,60863 Colt ems (S) 2,923.46 wash sale cost basis adjustment(1) toss (S) -66580 -595 64 Gain (S) continua/ nod page CHP7000300STer9438NPIOCOI138665 00032 0714 030575004 .23583S500ligftyGhtoodiestan of I CO CONFIDENTIAL EFTA_00 13 1198 EFTA01273405 SUBS UBS Strategic Advisor JA 201:I Realized gains and losses (continued) Short-term capital gains and losses (continued) Ovantay or Purchase Secuity descrpton Methal fae value die FIFO 253.000 Aug 27, 13 TARGET CORP FtF0 68.000 Sep 23,13 FIFO 6.000 Sep 23,13 FIFO 180.000 Sep 24,13 (WO 82.000 Sep 24,13 FIFO 92.000 Sep 25,13 FIFO 18.000 Sep 25,13 RFO 152.000 Sep 25,13 RFO 13.000 Sep 25,13 RFO 114.000 Sep 26,13 RFO 193.000 Sep 27.13 RIO 27.000 Sep 30,13 RFO 104.000 Sep 30,13 RFO 51.000 Sep 30,13 FIFO 139.000 Oct 01, 13 FPO $3.000 Oct Oh 13 FIFO 38.000 Oct 01, 13 FinFF°0 2,2 38.000 Oct 01, 13 197.000 Jan 07,14 32.000 Jan 07,14 3.000 Jan 07,14 Total Net short-term capital gains and losses Long-term capital gains and losses ouardity a PuKt.aSe Securfly desolphon lace bite oft corvccoei-atups 106.000 Aug 04, 11 2.00:0 Aug 12, 11 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. • Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Wash sale Sale yak Cost cost basis date amour (S) basis (S) aljusirrbent(S) tas (S) Gain (5) Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, Id Jul 15, 14 Jul IS, 14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15,14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, Jul 15, 14 Jul 1 5, 14 Jul 15, 14 Jul 15, 14 She date lul 15, 14 Jul 15, 14 2,813.74 14 • 3,56874 -755.00 4,114.12 10.898363.3201 4,378.59 386.43 11,519.91 -264.47 -23.42 -629.59 4,961.14 5,25897 -297.83 5,566.16 5851 -284.89 1,059.04 1,147.23 -5819 9,196.26 9,643.85 -44 .40715593 786.53 1283271.06 76 -334.56 11.676.84 61897.20 12,350.76 -673.92 1,633.55 1,722.95 -89.40 6,292.18 6,633.64 -341.46 3,085.59 3258.30 •172.71 8,409.74 8,87542 3,206.60 3,384.40 •-416775.130 68 99.05 2,422.80 2,424.93 : 1235.8754 1 21.2999. 188075 12,389.28 .470.43 1,936.05 2,016.15 -80.10 181.51 188.59 -7.08 3103.337.21 3111,012.90 -37225.69 -37225.69 Wash sale see Cost cog bails amount (S) bass (S) adjustmern(1) Loss (S) Gain (S) 8,983.83 5.523.58 3,46025 169.51 102.87 66.64 continued (ten page SDNY GM 00020579 cee70003005789439 NI7000193665 C0002 0714 030575004 VI 23568550 01000) Pogo 23Oí 100 CONFIDENTIAL EFTA_00I31199 EFTA01273406 SUBS UBS Strategic Advisor July 2014 Realized gains and losses (continued) Long-term capital gains and losses (conhound) Secunty descrphon Method (Mania/ or far viue Purchase date Sale date 58e Cost amount (I) basis (9 Wash sale OR basis adjustmern(S) Las (S) Gain (S) RFO 16030 May Oa 12 Jul 15, 14 1,356.05 854.40 501.65 RIO 13.000 May 08, 12 Jul 15, 14 1,101.79 692.74 409.05 RFO 14.030 Jul 17, 12 Jul 15, 14 1,186.54 783.17 403.37 RFO 789.000 Jan 23, 13 Jul 15, 14 66,870.22 47, 194.59 19,675.63 FIFO 138.003 Mar 19, 13 Jul 15, 14 11,695.93 8,160.98 3,534.95 RIO 402 000 Apr 22, 13 Jul 15, 14 34.070.76 23,198.25 10,872 51 IWNOIS TOOL WORKS INC FIFO 135.003 Aug 04, 11 Jul 1 5, 14 11,650.68 6,362.35 5,288.33 RFO 3.000 Aug 12, 11 Jul 15, 14 258.93 135.72 123.18 RIO 706.003 Jan 23,13 Jul 15, 14 60,928.72 44,975.31 15,953.41 RIO 327.003 Apr 22, 13 Jul 15, 14 28220.52 19,844.22 8,376 30 STAPLES INC FIFO 1000 Oct 24, 12 101 5, 14 11.12 11.36 .0.24 RIO 63.000 Oft 24, 12 Jul 15, 14 700.66 712.74 -12.0 8 RIO RIO 8.000 46.000 Oct 25, 12 Oct 25, 12 Jul 1 5, 14 Jul 15, 14 88.97 91.44 511.59 525.36 -2.47 FIFO 57.000 Oct 25, 12 nil 15, 14 633.92 649.29 RIO 51.000 Oct 26, 12 1u1 15, 14 567.20 581.42 1145312 37277 RIO 12.030 Oct 31, 12 Jul IS, 14 133.45 138.32 -4.87 RFO 3.000 Ott 31, 12 Jul 15, 14 34.70 -1 33 RIO 77.85 3337 7.000 Nov01,12 Jul 15, 14 81.18 -3.33 RFO 46.000 Nov 01,12 Jul 1 5, 14 511.59 537.17 -25.58 RFO 33.000 Nov 01,12 lul 15, 14 367.01 382.99 -15.98 RFO 1.000 Nov01, 12 Jul 15, 14 11.12 11.60 RFO 31.000 Nov 02, 12 Jul 1 5, 14 344.76 358.12 -1336 47.48 FIFO 7.020 Nov 05, 12 Jul 15, 14 77.86 81.13 -3.27 FIFO 31.000 Nov 05, 12 Jul 15, 14 344.76 355.43 -10.67 RIO 51.000 Nov 06. 12 Jul 15. 14 567.20 602.87 .3 6 .977 RIO 26.000 Nov 06, 12 Jul 15, 14 289.16 307.13 -175 RFO 22.000 Nov 07, 12 Jul 15, 14 244.67 254.82 -10.15 RIO 48.000 Nov 07, 12 Jul 15, 14 533.83 556.70 -22.87 RFO 3.000 Nov 08, 12 Jul 15, 14 33.36 35.00 -1.64 continued nun page CNP7C009005769440NP7000189665 00032 0714 030575004 .23953550 0 I tlyiklyGmpoofiencil4 of 100 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Knancid Advisor SCOTT STACK MAHLYLE CASRIEL 212.821.7000/800-308.3140 CONFIDENTIAL EFTA 00131200 EFTA01273407 * UBS Strategic Advisor UBS July 2014 Realized gains and losses (continued) Long-term capital gains and losses ccontinued) htetkid Onanlity or Purchast tre valte dame Sge drite Sak amoren (I) C011 bare (S) was4 sale <Og basis arljustrbent(S) tas (S) Gain (1) RFO 57.000 Nov 08, 12 /ul 15, 14 63353 652.43 -18.50 FIFO 30.000 Nov08, 12 Jul 15, 14 333.64 350.16 -1632 RFO 26.000 Nov29.12 jul 15, 14 289.16 306.24 -17.08 FIFO 8.000 Nov29, 12 Jul 15, 14 88,97 94.23 -5.26 RFO 6.000 Nov29.12 Jul 15, 14 66.73 70.59 -3.86 FIFO 37.000 Nov 30, 12 nal 15, 14 411.50 433.45 -21.95 FIFO 11.000 Nov 30,12 Jul 15, 14 122.34 126.57 -623 RFO 16.000 Nov 30.12 Jul 15, 14 177.94 186.84 -8.90 RFO 1.000 Nov 30, 12 Jul 15, 14 11.12 11.75 -0.63 FIFO 3.076.000 lan 23,13 Jul 15, 14 34209.70 40,788.38 -6,578.68 FIFO 399.000 Mar 07. 13 Jul 15, 14 4,437.48 5,037.93 -600.45 FIFO 1,918.000 Apr 22,13 Jul 15, 14 21,331.01 24,767.13 -3,436.12 Total 6294,69042 6236,964,65 410,939.50 568465.27 Net loag-tam ca pitol gains or losses 557.725.72 Net capital gains/losses: 550,600.08 Account naute: GHISLAINE MAXWELL Frie nclly account nome: tr J Account number. Your llnandal *dekor: SCOTT STACKNIANILYLE CASFUEL SDNY GM 00020581 CH11000;005769441 NF7000183665 00002 0714 030575004 Y123568550010000 Pag* 25 of 100 CONFIDENTIAL EFTA_00131201 EFTA01273408 *UBS Yournotes -=== CONFIDENTIAL ben=o ...en...es., Gh, omo . EFT,00B1202 EFTA01273409 Important information about your statement UBS Fiaancial Sakes Inc (tarn or UPS Finical Swint is a ranter of al renal al tensity. CalYnOtSty aid tacos adnitges asst taxa afro and MBank USA it idiop aubtal iris of MS AG and Milian, of WS Senn u.0 TheF ass Manta tarn it ?eMt4 Wan recueS1 the fen tenu reekes av a CRS Penn Snot he 1200 Haber Intend Myna et NJ 07086 1h6StaWilent aprons The colyncial rend of paean Finanat Sens account Mber ',tette:apt neat tar donna. conuhng avalteng dau should not be abed upon rt you bean ewe rs amain.' a On61.am. plea. riper n rrinediaely h wring to theerach Mawr of tie once smingyour aacium Although al no tar are ran b be acne. fl €e1Kt data Toad rot be used for tam:poses Rey solely on yeaend to Ian pen. Form 1099 WO. 10415. oho) Nita poplin )our to return thief to is aired by tan to won to the RS al tan le Mends. frantle non Man <Wands ad made nap tamed on SeCtinteS held n your acCourk ell proceeds on sale tranUctonl, aid cost beann cern weed Hairnet Cemmuniallom with Cm Firm • please reconforrn any oral Oartnale.d1or6 el *rang tO turner peeled your niett, eklaing yoke rgliel under the Warns ,myna Protean Act (SRN • 6 the Mon instriaron on the top act Of the Dem of this laiimmt is not LUIS Fhinnal Servo. UPS Franca Stokesones yesaccount &clearing broke by at-agent rah the odicaoed mutton We Intonned you of this rettionthp when you opened 4th avant in this OK lour finds and wean se bated x 105 lanai Sans and not reroduag broker. aid you must mat a repent Of siy era or omen to nth In All accounc Starr* shalt. defined COTO*e and acar ate d a% objectedTo n rang wen 60 days • Pleasedin turner canards a inmate the (Mrs atm Retains Dowtment x 2014521699*r talent* a t00-354-9103.8 00Am to 6 03 P sd ET Moony thooupleiday. a in wring to uBStortancal Senuan he. Clem Rations Deparant PO Box 766 Unon City NI 07(07 • h cat of errors a WHOM aben ai ekmono lunch ran' CFO. bill Phan ce ll s Veen dab cad tramachoos, ca11800-762.1000 a ma to LDSFranca Sines hc. 10w Kantor Std. 60 Iba, Wachner N) O7086. Ann INW135A Savo,: Cal aimless soon as you cam d youth ok yaw sternal or recta 6 wren; Or d au need rrore mamma above aktrotee on the starred of recap, The Fen a Card mow (as OP IOW) must her tom you no Me" tha 60 days alter the f nm scot you the frit snort on yeah the era or robinahead - hwidr yore mane ad row number (II amp - Describe the am. or the tenter you as. nee etas nor:Zan as Beaty its( arn why you tare 4 is a ma or thy you need erre nlanan - Proade the dolor num of the stnpoaed as The Fence Cad IsvArwit ice:taiga* yOtr Cenplant and MII COrtea any Seer prOtYptly. Oleartinake al teats pflide to the Furor the feral nutria ndrated co to front of this Staleninthaddloi to rEgtAti axon, fees. axounn may be %byte to memento fez charger. fa ute myna far warner. taboo andclans fee nail moots n can routs Accounts ma are traidern?6 10 ollw osteutons may be papa to a vaster tee UPS Sweep Option UPS offers One* for sweepmg¢OI DaPP:clk "P IC" bank &posts al USS8ak LISA !SUBS AG StartOrd train (Bark Swap Satan any newt mutual None/ Fan and the harnional Detest Account (0N* chanters wen n mentional Amaze Management Aconite %tough iht Bat Sweep FlOtraTIS. mt. banal. are Swept so L65 Oat USA up to al estabined Snit ad then to 1135 a Stained Bran, a a heavy Fund Deposes at tan Salt USA are FOC enured n accordance with FM: mks tor on mammon pine mit taw be gat Deposes ;IUDS AG Senn March and tares of Mao Mods rent tutted by the FIDE. Through try OA evadable so an Atlantan answer to Ofp0S4 aCCOurn a 10$ AG Wank Brat. aid UBSA4 Conan Barn Thetetlepwls at act nand by the FDC tarn hekl se the WS AG Oman ban re tenznily nosed to the mama sit of theCasual Wendt and there 6 ro guarantee*" other °blotto, Of LOS AG b nth thebanes erh le on the u35 Cayman's eraChs boas. Deposit al LOS Bra USA aid each UPS AG Brach aro no mown by 9PC Money Fond shies are protected by WC See 'WS loan Seen Account Inman' ten Cant your regaet. batras n t,e Bat Swear Program a OA mai be ratan ad abets of a Maney Fund maybe inns, and the ponds returned to puce yes Seasitet Furth& Mann tout tattle eaten optore. exlving one myna roes ard pest. n sin* a www sOstarismepyiebs, tom your Frani Moiler a by nag 806762-1000 UPS Itmenciel Senna men partnien The Fern kat...after of the Securnys Yvetter protection Gnawers, (WO. tan ch protects stomas rosts of es myrtles tp to 1500000 (ncbarg 1250.000 for dams tor nth) to 5PC azet mann tout *Ph lo all Kann narohlicln a paten car* the Fret 'opens wth anal Al elates. ha also pot:MK-it st.pplanontal teobecison The rnacinuin avant payable to all dna nom. colkcevelnundoni; protection 6 SS% notion as of DeWitt& W. 2013 Sine tote poky arditioro aid nuns cry at the Fen 4 funk en protected fon up to SI 9 milko n the afle9.ae for it pout rantsheld n a paten capaay A full (boy ol Cavalry pang 6 Naiad. upon 'Was! The St( prOlKlat aid tie suppleental pranco both do aim SPIT to • amen Ima's, **Is controlled bind hand spar accent van but held away from LO$ inmost Swoon g anon (ant xILIBStaric (loath a tern AG Stamford breath. Oa mutate moatt noting vaable runt. ad On than of mutual It.nch the such shares re mg Peel deny the nave of anal holier on the an and rends of the mate* en a traits. agent). • Conan enernrreni contra" or non% invest Oa 9. 'mod parowthips and prvaeplxwents) that are not Inbred an the Spumes Act of 1933. and • Commarns comae (e g . tonal achango aid prelista metal contract ocing Manton -4as and cemrclodAY Wan contacts The SF< protection ad oho papplerreszo protector* do not ape to these assetseon if they Ottawa appee swenents The WC protean and the 'apnea proteCton do not ;retied event dirges n the mato< tabs ems *recants (anon as a arson of matt ociewant. ass me' berwaY AT othereiw) Mote n'OnnatOn s &alb Leta Mien, You may obtan nee ntormaton about SEC, includng the SSC bode. by aorta SIC at 202.371630Da by yang tie Mk entbfne a t emir aoc 0•O Dbideni pkwewlwmtmgran OFIP) thecae rained ea date price you aura) °bean the a-halve hen your neon Anor Only nole aset are onnased alder MP. partial tunas •nl be Selland the on nil be damn n you amours inward retwestater6 prCe aappled by the 'Slue! ma/defy heal the stilt priori *fah the pin Owes are sold Gitatitlieu Cnly teiOle units my be held in your rant w you are entitled to abstain 03 a read! of ad./Wend parent or ortenvice. the From sea ether tel partial mks mate rice a acam an ram ditellred by a registered Wang agency. and credv you account Ireettnem °nabs The MrStrilent obeChteS and 6* prof it are 5p2CIC to eat. aCCO.int aid MP/ vale between (teat ane the Inn pampa, in hang of any UriCant dvnpe h your fnanoa stolen Cr net:Urea avatar; For eadn account hell you choose one of the fo loving mestmen catches • Rana Cutter axon* Ineestments wain; ne 910fral bet of Income only • Achere CapitarAppecnon kwernantmeeing growth of paxpal raise than:to ginetatco of name • non Corsa...ton of axone and Cb74.4APPeW00^ annonts ening both the pension of noose aid "own Onfall tisk WAYS • COnanthe Seeks10 mann Ma pitapat oth kar risk ad en lin to the account emit hen if ma means the room does not generate narrow income or mums ad marneekm pace nth intLoon • Atbotrra 1A11169 to asap: somertt tO canyon ad lane sit Ms ray b sat higher rearm • itogresate Wang to asea hgh nit to awned hgh vs.WMyw seek high mum over tine Statanontlauselarkliag" We may consolidate al fettled eCCOult Stat.:M(0S with the sane address n the Sane erhelOpe Moats rosy be related fee this snote beano they haw owners mho ib maimin lent mount alaionshm rah othe dents al the sore address This preace e known a "hezroldng • t you pale to realm inditilual ASerrents mailed n %prate CONFIDENTIAL errant —you nay nine househoklio by ding your Ening Adv6Or Friendly lanai name The Frier.* amen neonates Marren tat pa need on thehrscolne senmes webs.. It e a customizable *mason chosen by you at az6t you wth your reanclang n hz no kat effect on )ur arum Yea on wage your Frealdto >MASI nines. °soup Cane Sanas or by canacun; has Fora Acne. Acton away • Vabe of par accountpx0cod Net 01 assets and • A208 IlbaJtk, natio* with Maces valuator rented rough, (el ) and Gkbar Tme Deport unrealized mats to matt and area' zoos, not held Ovine Pen Does not ntbdeunand e wes sentelas a Send of lime ace and wen %herrn pooch na are nomeret trand slot col ens astlenechaba stot *Mons • OaOiAees Includes dace barachn outstanding mrgn loan. aeon Inn. short account bares • CXMITOIMV &titan Toes of ulna-sled avaiabbe can biro. Os LOS Bank USA depot bane, CBS AG Stanford Brach depose balms and money make maul I rod sweep balances al the close of the Stateeenl peed Noncorrincd Ey trey cede, baron h you atalaunt Yana sergaed from oe balaxes wide* Pommy ute al of thine !Ards n th ee course of cs bons lase runt ▪ payabso upon yea demand PIG total 6 incbdtd ne arrant ptei:d cloth; value sending inffermation Rs detead Manson on the re sterna p • aches and dedocure Sato yoaclpn Petal bntp loyettnall or AWlt Art/WM.6i ne General Tows ad Conan US$ Stan/sent of Cede Oa boas fl ab* n Annals and Deassules a oit ,jogado. Your sun You Stalifiltill COMPS senates and other asses held n the accoum x the end of the saltentot period You may at for deny of hay paid rutin ar any tone You may rate...sear-Oh used a ban collated ate laW09.ani balance cue on them cloy antes tureen as thean nag the sutra: period an lint a hunt ales ol the ea of the stern peal • Cott brit h dearting the cca basis of the snares incased n the statement. rat ndLited wee the nine - 1." UBS Fawn Sera:ohm meted on intent ion obtained Iran sourced other than IRS Fitton Si ces. naang narration Iran new In or that you may hie provided to rut ItnalCOI Mew The Finn clots not nOttotridentli vertyOr guarantee the sant a teat of any Woman preen by sources °Pathan Mfrs-anal Senn m addnon Stough LOS Financial Maks. gnarly updates th is antra as c e nen the fin does rot brood/ any roans ma the natation coder 'Cost bleat' aid 'Utreslited gann" is aparae a of the die Of th6Slatlifoll As suet, please do not rely a) this roma on to make widest or We Oozes la- la purposes a ran ACCealb tr/ISlaint to therein may reflect grin element, only for the perod of einne they are had a the Lim Morehinorml nlcanOnt ca be added by you Fininaal Ana • Unmeant galatbsees Ohm dos h acaiable •• rnsoo sr-naiad nu bars a2 Cadialel ICr SDNY_GM_00020583 EFTA 00)31203 EFTA01273410 Important information about your statement (Continued) backbite:ratty lots lhe tamanis data fa ideart lots may a ma, not reflect cemnksans, doges ace seamy reorgerartim Twin Drifend and taw forewomen lots and syncing* prisha. bh are men 0ambnedtod6pay one award lhe • Wade axe' imam anents the oei)na tram:am traledae • GOMM marhist Bonds and peaftted stod IAA the gar cat for ealy as:Megaton mil beselected nab* by lot tom ring al sea:~ of a at es me held in out name te in ~mean/we ler CAI arts Callease :Mamaen is oaredfrom dad parts aid es aural is not guarmed Othr call I eating nay ems Midi mud ilea led oarriplete nioms ifsd be breaded eØ artel • ~as of deposit (CD» CDs ate Ka< mixed ups, $293.0:0 n pintshal aid scold serest pre dtpossor aid be dtposday naafis,. it aixtraince with FM: rules • mice/valuo teas imbibed fa sautes ard other produces 'nay be higher a byre thai the pris tal you year 17 actually recew in the make, PrCeS are °Maned from maims mid patty ;corms mach weterma te rabbi. but we do not gumbo eel' a:curacy - We genera/ me tro doingpia linen sealable cr ten meat or ire b4 and ask pfCeS fa Itsed nedjaet and opuses or on a tad aces or OTC temades - Lot adore,/ traded seamen maybe priced tung ralatcn mocha a the nag ream pia we obtabed ant nag nol ref leet an alai main PM's,' vain - Carnpostkns may £pea wads ay.:wand roll show z 'price was not artilable if we re mare to obtae a ace for a smutty - Depostas a Mimes denelinind n ~es OPP tvt U S dolbrs se rel heed a the err) Ego rSe as of the navemne date - For certan ~dies nOng el nonantirmeg denomeatges. ace aid quality dace value) may hag been alpedm notale Kopp vAupAn To obtain one: Øfands Wien mailasle. abreact yor Fianna Parer • Pinar lewormams and remred mode« Nuale :netmen smite Crididng dime pnapation program aid real Mate (manes trUSI SedulitS) and Structured goo-AIM aerated., hghly MM./ (elan muctired aromas ame no been regoirod with the ~Pea and &Ora+ Lommesin a um:Many sure secures" lam We prow» estmaed mates la pirate magmas scants aid striated produos tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydider sibiarmally from aces if air a Mich acetate mestmen smut-ma structured worm nul be Lair a told aid do not necessaily represent the eatit you my rearoo upon Igaidson - Tied pay emmaes of via art as of a anen dae aid ae utplied so l65 Maia Senors on a regi It bass by an marten:Sent YAWN., Inn Isop, ROIRIRIP~C(CPRISCI stisod vabeC if åy'. ase stapled to te Fim by the swer, general partner or manor and may he °bared based a dtlfrent mornation from that uxd by tied paris to donee thee estimated valor; - You cal obtain addnuna inflame regaling the methodology wed to determine the emanate of rake and the date of the efoirnaton Tat Is the bin fir the trinane by ordsabg pur Randal Adrisor - Tag parry estimated vases may be Mimed as 'Not priced« rt metal matins ten an 'rtlepenant valuate., firm NS AA Applied a 6 made to assign a yam when we beano arms that a marenat and hat marred that may isla ~trey reponed vat R03 Melba a Mien awl» noon be hghly Teaslabre duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vino' attrdpalyesl inard what is prOwl(d. the Mue of me warty red bedreml tan nt prchase pia - 'CliSrbutiorn to data me/ baud. rewn of cal. mane a both • 003^B mid repaentsme MAP ollpng price yaw relit m5 may not reflect sow coo bask • tatilmad Maid« Restricted securers genertly ae not armny eager for ark sale URS Fronds, tames uses the mrist price of fie innesuktod stock of ten sand esser a an named war for the remised await ;Sr purposes of This storcemomy To the edam Tx reacted seamier se elsible for sale. the air stemma ray be %Maunder, less Than ten Mama Ware shove • In. Manned) Tama armityields and rms. An estimate of alma name is based ofi mart aorta and term rates string TM acuities mill be held for One year from statement date a stal warm This estimate is oara gudolene. accuracy and °mimed name se not g,ur meted - Eantat.d arnual mom and anent ruet for °Man Minot parais mutdiscluie a return of ;Mar or amlui garn in Mush Ole the ent Tame (aid damem >teal) would tio Teemed - Estimated Penal name and euteni yield aid the actua Moire and yeld night be lower cc hghethai the emoted amuses - An ro 'auto ol nursed income øviderdandor interest) Toad bythemirem make, errant brace is Lased as the lag Madand or rowel Anent nude by the Tub and mimes me seam Mammas rill be Midair one ~Iran the moment date or wed Txurty Magri ard conlamed lok ae not guaarteed • Mauna hold lay WS finandel Mirka Cerut anal ate rol MUbyteMT .3-4 not Minn the Finns posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Portals and raps presented ae prtneled byte iseng lien tan Sealed Stesirs n not remonible for this eternal» and does net guarastee es awry These assets tenet prowled by SK or IN FM-, supplemental SaC coverage • Itavirtuo Sating and addkionalcampeasaticin - ti adlitrti to cerninissom on saks aid 12M1 fees reams/ n conneace with the dartulon of nitsar tuna tear dents we aids Our artstao realep rensue navg pa/maul rorn tutu bungs and« addson of the sweat ends ma we sell These rents are based se eto rabbet acrrorunts Fis ten amount ol saksby uBS of a macula' load tansy to ondernes. fed ma aim made of a ptrimlt mutual fund Landis ShIret Nil X IN Inn - We aid our alt and remise retearteg and ormtusprocessing lees in consideration lot !ryas! er agent spikes Mat we proud. to the ntrual funds 7hp.e fees genbalg re pad Irer trimmer arel: in the mutual had sid se aflod dolte arveavl bawl on the runt. of ~Is at tie tronedealm holdingmutual Itrds of Taftris lanai - m skit ion tomhi-teis rnewed n cortechon wen trot saber darbution of anuty coma= ad Inis Itnni units to cur deml. me rd.:sour altar ernmerieemse lung COrMinallte from rnmyol The sown s> corrpsuro indemnity Pe a-nuity =owls "Imes ol The turnar corn-La-4s a sponsors a daunt inv4SPIell SUSS we *Saute - Ott Milan also recewe trading tammosens ara one, coronation hem /nova finds aid ipmcw..p OPRPARIS etas. proaxts we disor bute - We receive as anal fee fans LBSBask USA aril USS AG Stanford Br arch of up io 125 per =cum syseireg to tie harts wartIto LÆS Bs* Sweec Programs Ackley Inforratin nagardng cornet-cans aid other charms bared annechon wee the emadion of vales Madry siphon trnsactuns has been ncialed orlon:tons prevoinly urinedto you. aid MI be proMed to you romply on maim Short selling if you n engaged et Mort sang a parity ycu may nos a dragedue to anti Meowing costs lanai prima- meaty Open ordeal Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not veiled by the Yawners car, open buy aid sell tem orders re waxed by the annuls of &Mends« wpm on • oedartindsor tangles date unam mewed otherwise by you You a -. renorclole rorarders that are ~sated due to put nitre to canal east rg open orders Tax withhaditg en frirbutions fawn UK financial kadien IRAs ledara tav taw requres 1.85 Maier Sertees to mittold income tar from yes tackle IRA danhaArA tul you may eke not lobate ~UN willP01 impart you nay Peet to have lie ~Mc I a era, or as a toed anent as you choose VP: ~on RA mean n effect IAN reRolcd by you You may mocke your election a ay lino by ~mg a now amen If you do rot haw emigh none tar wattield from 'Cur d'actulialf. A/6 Ally be wawa* la the palmem of estnixtdua you msynar penned d She anoints Menial and your estimated ar pantile remt Mud CO Wu' lac obligation Privacy To obtain a copy of ar orate Caere Meaty Wire please contra yes enact& mater cruise ow ?Aisne at ymnv wax ccrnenrrworry Led retsdal Seven a not a bark the WA. Curtiss Sevces Accord BSA and AMA am aceerage accarts ends proide access to bated se'eæs aid iircdmaS tØ anaigartmds wen aimed bras awl over MS. partybalks. and prates accats to imams aid znuIy paris tasted by mull dated ard early Parana organ*, Hough tvfata agency :Mia/Synot utS Nandi' Mtvirs fart twepn.yot. narance, and annuly products HP 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni swum Business Sauce Amara BSA. iffaa and ntemmonal Stoma enmag men CONFIDENTIAL Attart am registered Bryce mats ol 1165 Miarcial Services Ism Sgratuto is a agitated »mice mart. el visa irsernemal 1.85 V6a Segnature Cede Cads ad UPS Vila MOP can ae issued by U13$ Bart USA nth annimon from VGUSAharØaed LUIS Ananall Servi0e5InC PP 201407 SDNY_GM_00020584 EFTA_00 I 3 1204 EFTA01273411 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW7005713295101314 X1.1 o Account name: GHISLANE MAXWELL Friendly account name: Indiv Account number SS Your ri nancial Advisor: SCOTT STACKMAWLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA ReS0urCeUne at 800-RMA-1000, account 029023568 hIsit our webete: www.ubscomtlinancialsorvices Items for your attention • Certain mutual fund shares held in PACE Multi Strategic Advisor and Strategic Wealth Portfolio were converted in July and August. See your statement activity for details Value of your account on July 31 (1) on August 29(5) Your assets 1,597,952 47 I ,664,680.58 Your liabilities 0.00 0.00 Value of your account 11,597,952.47 51,664,680.58 UBS Strategic Advisor August 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Tracking the value of your account S Thc Lic,anCS boa mos of your account growth duds!' 2014 Value of your account at year end 2013 1O00 Net deposits and 1,664.7 withdrawals $1,522235.55 S • Your ilveStM541I return ()Wend and interest income 525,227.63 Chance in market value $117217.40 Value of your account Jul 2(114 Aug 2014 on Aug 29. 2014 31,664650.58 SDNY GM 00020585 Member SIPC CNP70401005787951NP7000193156 00002 0314 030575004 Y123568550 100000 Page 9 of 90 CONFIDENTIAL EFTA_00I3 1205 EFTA01273412 SUBS UBS Strategic Advisor August 2014 Your account balance sheet Summary of your assets Value on August 29 (14 Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 1,664,680.58 100.00% D Fixed income 0.00 a00% E Non-traditional 0.00 0.00% F Corrrnodities 0.00 000% G Other 0.00 000% Total assets Value of your account 91,664,680.58 51,664,680.58 100.00% Account name: Friendly account name: Account number: Your current asset allocation C Eye on the markets Index Percentage change August 201A Year tO date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Your A asocial Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP70003005782952 NP70031981 56 00002 OBI 4 030575004 Y123568550 10alyyGm000201328 10 OF 90 CONFIDENTIAL EFTA_00131206 EFTA01273413 SUBS UBS Strategic Advisor August 2014 Change in the value of your account August 2014 ($) Year to date (I) Opening account value $1,597,952.47 $0.00 Deposits, including investments transferred in 0.00 1,994,881.82 Withdrawals and fees, including investments transferred cut -3,342.79 -472,646.27 Dividend and interest income 3,342.79 25,227.63 Change in market value 66,728.1 1 117,217.40 Closing account value $1,664,680.58 $1,664,680.58 Account name: GH1SLAINE t Friendly account name:Ind Accountnumber. Dividend and interest income earned For purposes of Ins (Aalemeni, taiab:ity of 'metes] and 6.4ena income NY. been determined from a US tar repotting perspective. Greed upon the residence of the account hoick!, account type, or product type sane interest ardor dvidend payments may not be subiect to United Slates (US) ardor Puerto Rico (FR) Income tali The (tent monthly Statement r5 not intended to be used and (anti01 be reflect upon for tar purposes. Chen's should refer to the apolicaate tar reporting loam they recent. Iran 165 annualy, such as the Forms 1099 and the rams 480. for tar reporting imonnabon it IS the PeaCOCe of U85 to lite the &coral:it tar tenoning forms vAth the U5 intern.$ revenue Semite and PR treasury oepaisrnent and in such forms accurately &vary cludenot anace Interest as tax exempt or tactile income. Pleat consult your Indvdisal tax prepare( August 201 4 ($) Year to date IS) Taxable dividends 3,342 76 25,223.17 Taxable interest 0.03 4.51 Total current year $3,342.79 $25,227.63 Total dividend & interest $3,342.79 $25,227.63 Summary of gains and losses %/Sues reported below exclude products for which gam and losses are not classified. Realized gains and losses Unrealized August 2014 (1) Year to date (1) gains and bsses (S) Short term 0.00 -7,125.69 16,682.77 Long term 0.00 57,725.77 280,025 74 Total $0.00 $50,600.08 $296,708.51 Your 11 nandal Advisor: SCOTT STACKMANLYLE CASUAL Cash activity summary See Account activity the month tot decals. &lances in your Sweep Options are induCed in the openng and closing balances value. FDIC insurance apciies only to deposits e UBS Bank USA, not to deposits at LOS AG. sufficed Ranch or bank deposits pared t Inouye the UBS Internaiond Dtp0541 Attain! prcgrarn. Sir< protection applies to money market sweep had holdings but nal bank deposits. Sea important information about your statement on the last tv,o pages Tit his document for atals Augug 2014 (I) Year to date IS) Opening balances $0.00 S0.00 Addkiorrs Deposits and other funds credited 0.00 48,841 01 Dividend and interest income 3,342.79 25,227.63 Proceeds from investment transactions 0.00 398,577.63 Total additions 13,342.79 $472,646.27 Subtractions Professional management fees and related services 0.00 -2,979.10 Other funds debited -3,342.79 -469,667.17 Total subtracbons -$3,342.79 -$472,646.27 Closing balances $0.00 $0.00 SDNY GM 00020587 CSIP7C00?305782953 NP701:01sei 56 COCO? 0814 0305'75004 Y123568S50 1013000 Pap 11 of 90 CONFIDENTIAL EFTA 00131207 EFTA01273414 *UBS UBS Strategic Advisor August 2014 UBS Bank USA Deposit Account APY Interest period Ail 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $0 .00 Closirg UBS Bank USA Deposit balance Aug 6 $0.00 Number of days in interest period 30 Average daily balance $992.66 Interest earned $0 .03 Annual percentage yield earned 004% Account name: riHiti /*INF MAY1AEtt Friendly account name: Account number. Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sraremenr at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive investment eligibility consderation Uccle Selected Your account instructions • Yciv account cost basis default closing method is FIFO, First In, First Out. Your Ilitancial Advisor: SCOTT STACK MAMLYLE CASIVEL 047C00930782954 NPMC0I99I 56 00032081 4030575064 Y123568550 IOSIMYGM00026,19 12 of 90 CONFIDENTIAL EFTA_00 I3 1208 EFTA01273415 UBS Strategic Advisor *UBS August 2014 Your assets Scum pnces, income and current values flown ma) be approximate. As a *sulk gains aldlossestn mol be mcwalely reflected. Set important intomenon atiout your statement a the end of the dxurnem for trote inform on. Equities Common stock Purchase price, Track Weber Average price Price per share vaue on unmarred eicong Hddng date of shares per share (I) cost bash (SI on Aug 29 (5) Aug 29 (1) gain or loss (5) period ANALOG DEVICES INC Symbol' ADI Exchange- OTC EAI: 12.591 Current yield: 2.89% Nov 16, 11 13.000 37 316 485 12 51.120 664 56 179.44 LT Nov 17, II 13.000 35393 460.12 51.120 664.56 204.44 LT Nov 18, 11 35.003 35.502 1242.58 51.120 1,789.20 546.62 LT Nov21, 11 18.000 34 371 618 68 51.120 920.16 301.48 LT Nov22, 11 15.003 33338 500.07 51.120 76680 266.73 LT Nov 23, II 22.003 32.655 718 43 51.120 1,124 64 406.21 LT Nov25, II 7.000 32.460 227.22 51.120 357.84 130.62 LT Nov28, II 30.000 32951 988.55 51.120 1,533.60 545.05 LT Nov29, II 18.003 33.472 602.51 51.120 920.16 317.65 LT Nov29, II 5.000 33.622 168.11 51.120 255.60 87.49 LT Apr 24, 12 30.003 37 567 1,127 01 51.120 1,533.60 406.59 LT Jan 23, 13 1,056.000 43209 45,628 81 51.120 53,982.72 8353.91 LT Apr 22, 13 489.003 42 447 20,756 68 51.120 24,997.68 4,241.00 LT Security totel 1,751 000 41 990 73,523 89 89,511 12 15,987.23 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 12,442 Current yield: 2 30% Aug 4,11 146 .003 48 469 7,076 53 83.480 12,188 08 5,111.55 LT Aug 12,11 4.000 46.880 187.52 83.480 333.92 146.40 LT Jan 23, 13 767003 59890 45,936 09 83.480 64.02916 18,093.07 LT Apr 22, 13 355000 65098 23,11004 83.480 29,635.40 6,525.36 LT Security total 1272.000 59.992 76,31018 106,18656 29,876.38 continued next page SDNY GM 00020589 CW70303005782955 N67003683' 56 000O2 0814 030575004 7123568550 8313000 Pegs 13 of 90 Account name: G. ITLAINE MAXWELL Your Financial Advisor Friendly account name: SCOTT STACK MAKTLYIE CASRIEL Account number. CONFIDENTIAL EFTA_00131209 EFTA01273416 altUBS UBS Strategic Advisor ALLOLLS1 2014 Account name: GHISLANE MAXWELL. Friendly account name: Account number. Your 19nanda Advisor, SCOTT STACK MAIILYLE CASRIEL Your assets Equities . Common stock (continued) Trade laticIng care Morton of sharer Purchase pacer Average pare per snare (1) Con bait (S) Pere per share en Aug 29 (11 Value on Aug 29(1) tinterared min or lore (S) Holding Weed BAXTER INTL INC Symbol: BAX Exchange: NYSE CAI: 43,236 Current yield: 2.77% Jul 20, 12 30.000 51.594 1,547.84 74.980 2,249.40 701.56 LT Jim 20, 12 17.000 51.522 875.89 74.980 1,274.66 398.77 LT 1W 21,12 29.000 52.077 1,510.25 74.980 2,174.42 664.17 LT Jun 21.12 7.000 51.500 360.50 74.980 524.86 164.36 LT Jun21,12 5.000 52216 261.08 74.980 374.90 113.82 LT Jun22.12 61.000 51890 3,165.29 74.980 4,573.78 1,408.49 LT Jan 23,13 768.000 66.658 51,193.80 74.980 57,584.64 6390.84 LT Apr 22. 13 355000 69318 24,608.00 74.980 26,617.90 2.009.90 LT Sep 19, 13 74.000 72.165 5,34028 74.980 5,548.52 208.24 ST Sep 19, 13 6.000 71.875 431.25 74.980 449.88 18.63 ST Sep 19, 13 3.000 71 880 215.64 74.980 224.94 9.30 ST Sep 20, 13 47.000 71.987 3,383.41 74.980 3,524.06 140.65 ST 0c13, 13 154.000 64.600 9,948.49 74.980 11,546.92 1,598.43 ST Security total 1.556.000 66.094 102,841.72 116,668.88 13,827.16 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 234% Oct 5, 12 7.000 189.932 1,329.53 330.530 2,313.71 984.18 LT Oct 5,12 3.000 187.820 563.46 330.530 991.59 428.13 LT Oct 5,12 2.000 186670 37334 330.530 661.06 287.72 LT Oct 8, 12 8.000 188.783 1,510.27 330.530 2,644.24 1,133.97 LT Oct 9, 12 15.000 189.186 2,837.79 330.530 4,957.95 2,120.16 LT Oct 9, 12 2.000 189.010 378 02 330.530 661.06 283.04 LT Oct 10, 12 3.000 187.720 563.16 330.530 991.59 428.43 LT Oct 10, 12 2.000 187.670 375.34 330.530 661.06 285.72 LT Oct 18 12 2.000 187.995 375.99 330.530 661.06 285.07 LT Jan 23,13 224.000 236.966 53,050.41 330.530 74,038.72 20,958.31 LT Apr 22, 13 104.000 251.093 26,113.69 330.530 34,375.12 8261.43 LT Security total 372.000 235218 87,501.00 122,957.16 35,456.16 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 13,108 Current yield: 2.57% Jun 19.13 72.000 84.718 6,099.75 109.070 7,853.04 1,753.29 LT continued next peg* CNP70009005792956 NP7000198156 00002 0614 03057500423544550 Wictriw_Gm_00026gie 14 of 90 CONFIDENTIAL EFTA_0011312 10 EFTA01273417 SUBS UBS Strategic Advisor nur:u.t 2c1.: Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number. Your Fl sandal Advisor: SCOTT STACKMAMLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date taunter of shares PurChele peke Average pdce per share (5) Cost basis ($1 PM t Pt. Otte an Aug 29 IS/ vdue on Aug 29 CS/ Unrealted gan a loss a) Hddng Period Jun 20, 13 121.000 83.141 10,060.15 109.070 13,197.47 3,137.32 LT Jun 20, 13 78.000 83.030 6,476.39 109.070 8,507.46 2,031.07 LT Jun 21, 13 204.000 82.904 16,912.44 109.070 22,250.28 5,337.84 LT JIM 24.13 111.000 81.517 9,048.46 109.070 12,106.77 3.05831 LT Jun25.13 73,000 82.354 6,01 1.86 109.070 7,962.11 1.95025 LT Jun 26, 13 69.000 82259 5,675.90 109,070 7,525.83 1,849.93 LT Jul 27.13 141.000 82.951 11,696.12 109.070 15378.87 3,682.75 LT Jul 27, 13 7.000 82.925 580.48 109.070 763.49 183.01 LT Jr 28, 13 169.000 82.774 13,988.92 109.070 18,432.83 4,443.91 LT 1J 1, 13 65.000 82.781 5,38078 109.070 7,089.55 1,708.77 LT Security total 1,110.000 82.821 91,931.25 121,067.70 29,136.45 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE (Al: 42,172 Current yield: 2.23% Aug 4,11 174.003 41.632 7,244.05 64.730 11,263.02 4,01&97 LT Aug 12, 11 4.000 42.450 169.80 64.730 25892 89.12 LT Jan 23,13 910.000 54 240 49,358 63 64.730 58,904 30 9.54867 LT Apr 22, 13 420.000 59.788 25,111.32 64.730 27,186.60 2,075.28 LT Security total 1,508.000 54300 81,883.80 97,612.84 15,729.04 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: $3,086 Current yield: 3.07% Aug 4, I 1 191.000 36-265 6,926.77 53.380 10,195.58 3,26&81 LT Aug 12, 11 5.000 35.754 178.77 53.380 266.90 88.13 LT Jan 23,13 1,001.000 41387 41,428.89 53.380 53,433.38 12,004.49 LT Apr 22. 13 464.000 50287 23333.21 53.380 24,768.32 1,435.11 LT Jun 17, 13 148.000 49.739 7,361.45 53.380 7,900.24 538.79 LT Jim 18, 13 73.000 49.836 3,638.07 53.380 3,896.74 258.67 LT Security total 1,882.000 44.031 82867.16 100,461 16 17,594.0) JOHNSON & JOHNSON COM Symbol; JNJ Exchange: NYSE (Al 42.985 Current yield: 2.70% Aug 4, 11 123.000 62377 7.672.38 103.730 12,758.79 5,086.41 LT Aug 12, 11 3.000 63.730 191.19 103.730 311.19 120.00 LT Jan 23,13 642.000 72.736 46,696.71 103.730 66,594.66 19,897.95 LT continued next page SDNY GM 00020591 CNP70003005782957 NP7000193I 56 COCCI2 0814 030575004 Y123568550100300 Pegs 15 of 90 CONFIDENTIAL EFTA_0013121 I EFTA01273418 SUBS U BS Strategic Advisor August 2014 Your assets . Equities . Common stock icononkieco lecldng Trade die leerrter of there. Purchase price/ Average pikt per mare (5) Mee per share Con beat (5) en Aug 29 (I) value on Aug 29(5) Unedited Holdng gain or Ion (1) period Apr 22, 13 298.000 84.721 25247.10 103.730 30,911.54 5,664.44 LT Security total 1.066.000 74.866 79,807.38 110,576 18 30.768.90 MCDONALOS CORP Symbol MCD Exchange: NYSE EAI: 43,298 Current yield: 3.46% Aug 4,11 95.000 84.969 8,072.06 93.720 8,903.40 831.34 LT Aug 12, 11 3.000 85.910 257.73 93.720 281.16 23.43 LT Nov29, 12 8.000 86.456 691.65 93.720 749.76 58.11 LT kan 23, 13 555.000 93053 51,644.75 93.720 52,014.60 369.85 LT Apr 22, 13 255.000 99318 25,326.32 93.720 23,898.60 -1,427.72 LT Sep 19.13 78.000 97.679 7,634.63 93.720 7,310.16 -324.47 ST Sep 19, 13 22.000 97.425 2,14336 93.720 2,061.84 -81.52 ST Sep 19.13 2.000 97.830 195.66 93.720 187.44 -8.22 ST Security total 1,018.000 94 269 95,966.16 95,406.96 -559.20 PENERA BERG? INC COM Symbol. NEE Exchange NYSE EAI: 13,370 Current yield: 2.95% Aug 4,11 134.000 52.960 7,096.75 98.450 13,192.30 6,095.55 LT Aug 12, 11 3.000 52.530 157.59 98.450 295.35 137.76 LT Jan 23,13 700.000 71.610 50,127.21 98.450 68,915.00 18,787.79 LT Apr 22, 13 325.000 79.757 25,921.06 98.450 31,996.25 6,075.19 LT Security tooi 1,162.000 71.689 83,302.61 114,398.90 31,09629 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield: 2.78% Feb 12, 14 148.000 92.171 13.641.35 103.730 15352.04 1,710.69 ST Feb 12, 14 117.000 92203 10,787.77 103.730 12,136.41 1,34&64 ST Feb 12. 14 32.000 92215 2,950.91 103.730 3319.36 368.45 ST Feb 12, 14 7.000 92065 644.46 103.730 726.11 81.65 ST Feb 13. 14 110.000 92.095 10,130.45 103.730 11,410.30 1279.85 ST Feb 13, 14 68.000 91.911 625000 103.730 7,053.64 803.64 ST Feb 13, 14 33.000 91.560 3,021.49 103.730 3,423.09 401.60 ST Feb 13. 14 6.000 91.615 549.69 103.730 622.38 72.69 ST Feb 14, 14 334.000 95389 31,860.13 103.730 34,645.82 2,785.69 ST Feb 18, 14 114.000 96.023 10,946.72 103.730 11,825.22 878.50 ST security total 969.000 93.687 90,782.97 100,514.37 9,731.40 continued next pogo CW70:03005762958 NP7000198I 56 00002 C814 030575004 VI 23568550105§McGm0002~ 16 of 90 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your IS oandd Advisor: SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00 1 3 12 12 EFTA01273419 UBS Strategic Advisor UBS 2C1.1 Account name: GHISI,A1NE MAXWELL Friendly account name: ind Account number. Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . common stock lcononuenJ Trall. Ncldng date Number of shares rJrcriate 4l(d Avetoge price per sham (I) Pike per share Cost bads ($) 01 Aug 20 ($) Vrlue on Aug 29 (f) unterized gana loss (l) Noking Period PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 43,023 Current yield: 2.83% Aug 4,11 115.000 63.979 7357.65 92.490 10,636.35 3278.70 LT Aug 12, 11 3.000 63.023 189.07 92.490 277.47 88.40 LT May 16, 12 6.000 68.535 411.21 92.490 554.94 143.73 LT Oct 24, 12 1.000 68.690 68.69 92.490 92.49 23.80 LT Oct 25, 12 2.000 68.810 137.62 92.490 184.98 47.36 LT Oct 26, 12 1.000 68.890 68.89 92.490 92.49 23.60 LT Oct 31, 12 1.000 69370 69.37 92.490 92.49 23.12 LT Nov6, 12 1.000 69370 69.37 92.4% 92.49 23.12 LT Nov7,12 1.000 69.150 69.15 92.490 92 49 23.34 LT Nov8, 12 2.000 69.090 138.18 92.490 184.98 46.80 LT Jan 23,13 699.000 72.166 50,444.31 92.490 64,650.51 14,206.20 LT Apr 22, 13 322.000 82151 26,484.85 92.490 29,781.78 3,296.93 LT Security total 1.154.000 74.097 85,50836 106,733.46 21,225.10 PROCTER &GAMBLE CO Symbol: PG Exchange: NYSE EAT 12,919 Carrot yield: 3.10% Aug 4,11 118.000 60.103 7,092.22 83.110 9,806.98 2,714.76 LT Aug 12, 11 3.000 60896 182.69 83.110 249.33 6664 LT Jan 23,13 619.000 69.941 43,293.73 83.110 51,445.09 8,151.36 LT Apr 22, 13 286.000 81332 23,261.18 83.110 23,769.46 508.28 LT Apr 24.13 108.003 77.762 8,398.32 83.110 8.975.88 577.56 LT Sectrity total 1,134.000 72.512 82,228.14 94,246.74 12,018.60 TRAVELERS COS NC/THE Symbol: WV Exchange: NYSE EAI: 12,534 Current yield:2.32% Apr 24, 12 20.000 63.432 1,268.64 94.710 1,894.20 625.56 LT Apr 24, 12 4.000 63350 253.40 94.710 378.84 125.44 LT Apr 24.12 1.000 63.560 63.56 94.710 94.71 31.15 LT Apr 25, 12 10.000 63.520 635.20 94.710 947.10 311.90 LT Apr 25, 12 10.000 63.617 636.17 94.710 947.10 310.93 LT Apr 25.12 10.000 63659 636.59 94.710 947.10 310.51 LT Apr25, 12 2.000 63.545 127.09 94.710 189.42 62.33 LT continued next page SDNY GM 00020593 CNI1030X105782959NP2000198156 00002 p81403057Ø Y123568550 100000 Page 17 of 90 CONFIDENTIAL EFTA_00131213 EFTA01273420 *UBS UBS Strategic Advisor August 2014 Account name: GHIS.LAINE MAXWELL Friendly account name: Account number. Your 14 nancial Advisor SCOTT STACK mANLYLE CASRIEL Your assets Equities Common stock (continued) Purchase pricer Trade fuorbet Average pike Pim' Pef I hme Vdue on UnreAred HeltIng Hddng date of share: pet share (1) Con bask (S) on Aug 29 (11 Aug 29(1) on or loss (1) Perko Apr 25. 12 2.000 63.645 127.29 94.710 18942 62.13 LT Apr 25, 12 2.000 63 745 127 49 94.710 189.42 61.93 LT Apr 26, 12 5.000 63.928 319 64 94.710 473.55 153.91 LT Apr 26, 12 2.000 63 920 127.84 94.710 189.42 61.58 LT Apr 26. 12 2.000 63930 127 86 94.710 189.42 61.56 LT Apr 26, 12 1.000 63.720 63.72 94.710 94.71 30.99 LT May 1. 12 15.000 64 637 569 56 94.710 1,420 65 451.09 LT May 1, 12 6000 64.715 388 29 94.710 568.26 179.97 LT May 1, 12 6.000 64 975 389.85 94.710 568.26 178.41 LT May 1, 12 2.000 64 850 129 70 94.710 189.42 59.72 LT May 1, 12 1.000 64.820 64.82 94.710 94.71 29.89 LT May 2, 12 7.000 64 374 45062 94.710 662 97 212.35 LT May 2, 12 4.000 64.410 257.64 94.710 378.84 121.20 LT May 2, 12 2.000 64.320 12864 94.710 189.42 60.78 LT May 3, 12 4.000 64.960 259 84 94.710 378 84 119.00 LT May 3, 12 2.000 64.675 129.35 94.710 189.42 60.07 LT Maya, 12 2.000 64910 129 82 94.710 189 42 59.60 LT Jan 23,13 629.000 77.560 48,785.62 94.710 59,572 59 10,786.97 LT Apr 22, 13 290.003 84.719 24,568 68 94.710 27.46590 2,897.22 LT May 22, 13 111.003 83 807 9,302 58 94.710 10,512 81 1210.23 LT Security total 1,152.000 78.533 90,469.50 109,105.92 18,636.42 LeirrED PARCEL SERVICE INC CL Symbol. UPS Exchange NYSE EAI: 42,843 Current yield. 2 75% Sep 19. 13 82.000 91 779 7,52590 97.330 7,981.06 455.16 ST Sep 19. 13 19.000 91.625 1,740.88 97.330 1,849.27 108.39 ST Sep 20, 13 107.000 91 805 9,823 IB 97.330 10,414.31 591.13 ST Sep 20, 13 26.00) 91.835 2,387.71 97.330 2,53058 142.87 ST Sep 23, 13 93.00) 91.049 8,467.59 97.330 9,051 69 584.10 ST Sep 24, 13 93.000 91.612 8,520.00 97.330 9,051.69 531.69 ST Sep 24.13 41.003 91 663 3.758 20 97.330 3,993.53 232.33 ST Sep 25, 13 62.000 91 138 5,650 56 97,330 6,034 46 383.90 ST Sep 25. 13 11.000 91.090 1,001.99 97.330 1,070.63 68.64 ST Continuednext page CNP70009005782960NP70C0198156 00032 4 030575004 x12356855010:60Ny_Gm_0002/An 18 of 90 CONFIDENTIAL EFTA_00 1 3 12 14 EFTA01273421 UBS Strategic Advisor *UBS August 2014 Account name: OHISLAINE MAXWELL Friendly account nail!: Account number. Your Pi nandal Advisor: SCOTT STACKMAMLYLE CASRIEL Your assets Equities . Common stock (continued) Pu«hdit alt« tone infirbei Average price Pace per snare wive on uncesized Hold ng Hddng date of shares pee share (I) Cost basis (I) cn Aug 29 (11 Aug 29(1) gain or loss (1) Period Sep 26, 13 64.003 91.489 5,855.30 97.330 6229.12 373.82 ST Sep 27. 13 54.000 91 117 4,920 33 97.330 5,255.82 335.49 ST Sep 30, 13 46.009 91.475 4,207.86 97.330 4,477.18 269.32 ST Oct 1, 13 46.000 91.668 4,21673 97.330 2,477.18 260.45 ST Oct 1,13 6.000 91 650 54990 97.330 583 98 34.08 ST Oct 2, 13 61.000 91 128 5,551384 97.330 5,937.13 378.29 ST Oct 2, 13 19.000 91067 1,73029 97.330 1,849.27 I 18.98 ST Oct 3, 13 55.000 90 337 4,968 58 97.330 5,353.15 384.57 ST Oct 4, 13 55.003 90.653 4,98596 97.330 5,353 IS 367.19 ST Jan 17, Id 121.060 99 231 12,037 00 97.330 11,776.93 -230.07 ST Security totai 1,061.000 92.250 97,876.80 103267.13 5,390.33 XILINX INC Symbol- XLNX Exchange:OTC EAI: 42,086 Cberent yield: 2.75% Sep 7, 12 25.000 34.770 869.27 42.250 1,056.25 186.98 LT Sep 7, 12 5.000 34846 17423 42.250 211.25 37.02 LT Sep 10, 12 37.003 34.845 1,28929 42.250 1,563 25 273.96 LT Sep 10, 12 3.000 34660 103.98 42.250 126.75 22.77 LT Sep 11, 12 20.009 34 853 697 06 42.250 845.00 147.94 LT Sep 12, 12 18.000 35.006 630.11 42.250 760.50 130.39 LT Sep 13, 12 21.000 34.286 732.61 42.250 887.25 154.64 LT Sep Id, 12 19.000 35.536 675.19 42.250 802.75 127.56 LT Sep 17, 12 7.000 35.151 246.06 42.250 295.75 49.69 LT Oct 24, 12 3.000 32.523 97.57 42.250 126.75 29.18 LT Oct 25, 12 5.000 32.522 162.61 42.250 211.25 48.64 LT Oct 26, 12 3.000 32.776 98.33 42.250 126.75 28.42 LT Oct 31, 12 1.000 32.770 32.77 42.250 42.25 9.48 LT Nov 1,12 2.000 33360 66.72 42.250 84.50 17.78 LT Nov 1,12 1.000 33.520 33.52 42.250 42.25 8.73 LT Nov 1,12 1.000 33.530 33.53 42.250 42.25 8.72 LT Nov2, 12 1.000 33.550 33.55 42.250 42.25 &70 LT Nov 5,12 1.000 33.190 33.19 42.250 42 25 9.06 LT continued next page SDNY GM 00020595 CW7030;005782961 Nn7000158156 00002 0814 030575004 Y123568550100000 Page 19 of 90 CONFIDENTIAL EFTA 0(1131215 EFTA01273422 *UB s UBS Strategic Advisor A ntrst Your assets Equities . Common stock (continued) Hddng Nov 6. 12 Nov7,12 Nov 7, 12 Nov 8, 12 Nov8, 12 Nov28, 12 Nov28, 12 Nov29, 12 Nov 29. 12 Ian 23, 13 Apr 22. 13 Security total Total Total estimated annual income: 545,356 trade date Your total assets Equities Total Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: Your financial Advisor: SCOTT STACK MANLYLE CASRIEL taunter of share) Purchase price Average price pet share (I) Cott basil (I) Price per share cn Aug 29 (s) Value on Aug 29 (I) unmaized gain or Ion (5) Hokin period 3.000 33.886 101 66 42.250 126.75 2509 LT 2.000 34 025 68 05 42.250 84 50 16.45 LT 1.000 33.910 33.91 42.250 42.25 8.34 LT 4.000 34 032 136 13 42.250 169.00 32.87 LT 1.000 33 860 33.86 42.250 42.25 839 LT 4.000 34312 137.25 42.250 169.00 31.75 LT 3.000 34 410 103 23 42.250 126 75 23.52 LT 15.000 34.583 518.75 42.250 633.75 115.03 LT 3.000 34 493 103 48 42.250 126.75 23.27 LT 1,087 OCO 36 805 40,008 01 42.250 45,925.75 5917.74 LT 502.020 35 691 17,917.23 42.250 21209.50 3292.27 LT 1,798 003 36 246 65,171 15 75,965 50 10,794.35 51,367,972.07 $1,664,680.58 6296,708.51 Peicemage Cost Estimated unreabzed value on Aug 79 (S) your account bass CD annuai ineme (11 On or IOSS (5) 1.664,680.511 100.00% 1,367,972.07 45.356.00 296,706.51 $1,664,680.58 100.00% $1,367,972.07 $45356.00 $296,708.51 Common stock Account activity this month Ciate *chitty Description Amount 15/ Dividend aad interestiacome Taxable &Wends Aug 1 Dividend GENL MILLS INC PAID ON 1882 771.62 Aug 15 Dividend Aug 15 Dividend Aug 20 Dividend CATERPILLAR INC PAD ON Aug 27 Dividend Total taxable dividends $3,342.76 COLGATE PALMOUVE CO PAID ON 1508 542.88 PROCTER &GAMBLE CO PAID ON 1134 729.84 1110 777.00 XIUNX INC PAID ON 1798 521.42 CNP70009305782962NP70C0198156 03032 C814 030575004.2356855010901,wGmjaneese 20 of 90 CONFIDENTIAL EFTA_00131216 EFTA01273423 * UBS Strategic Advisor UBS August 2014 Account activity this month (contreeen Ome Achse Dividend and interestincorne («Ahn ued) Taxabie interest Oes< nplion Account naex: GHISLAINE MAXWELL ndly account nerne:Ind Account n u • Your 14 nandal Advisor: SCOTT STACKMAMLYLE CASEGEL Amount IS) Aug 7 Interest Total taxable interest Total dividend and interest in come UBS BANK USA DEPOSIT ACCOUNT AS OF co os 14 0.03 10.03 13.342.79 Ote Adihdy Desciption Arrotnt (1) Otter funds debited Aug 4 Transfer TO 236790100 -771.62 Aug 1 t Transfer TO 23575 0100 -0.03 Aug 18 Transfer TO 235750100 .1272.72 Aug 21 Transfer TO .235750100 -777.00 Aug 28 Transfer TO 235750100 -521.42 Total <stier funds debited 43342.79 Date Afbvity Oescrotion Arrount Money balance activities 1u131 Balance forward SOHO Aug 4 Deposn UBS BANK USA DEPOSIT ACCOUNT 771.62 Aug 5 Weckareal UBS BANK USA DEPOSIT ACCOUNT AS OF 08/04/14 -771.62 Aug 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0618/14 • 1272.72 Aug 21 Depoet UBS BANK USA DEPOSIT ACCOUNT 777.00 Aug 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0921/14 -777.00 Aug 28 Deposa U85 BANK USA DEPOSIT ACCOUNT 521.42 Aug 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08128$14 -521.42 Aug 29 Closing UltS Dank USA Deposit Account $0.00 ixe UBS Bant USA Depoat Accoum Iryour prinery Sweepeplion SDNY GM 00020597 CNP7030A305782963 NP7003ISBI 56 CO= OBI 4 030575001 Y123 S68S50 100300 CONFIDENTIAL Page 21 of 90 EFTA_00131217 EFTA01273424 *UBS Your notes -- 1-0====ra- ----°-"'" CONFIDENTIAL EFT,00131218 EFTA01273425 Important information about your statement (BS Fnancial Sondes Inc (8w Fim or 1.19S Fonnal Rant is amen« of al primpal scanty canstodry aid taws ~urges UBSFirsancOl Service> and UP35 Bunt USA an afar • unfit:» of taS. AG and Milian of u85 Santa LLC lhe Fnas Pasant Rana« it wane won romea the hiii tonne alines an at U35 Hnadal Sena No 1200 Harbor Boulaand Madam N107086 lhasutanem reprewomhe myoMcalreoxd of purUBS Fmatlaal Sans acosunt Other records. exam °float tao doomenm. conned coolant) data should not be tebed • pon you belan non an ern:tor «curs please fluor n andanly n rand to ael3ranch dawn the office sand pur noun Mawr al Sian tonn are 'mated t> be nine. smannt data ttould rot be used for ta reposes ny solely on yed.end ta tarns f.e.. For., 1099. S498. 10a2S. etc) warn peepshg your tar mourn an/ cm is maned by la to ream to ne RS al tan) le dada& marine non- Mon avatar ad tare merest named en sedates had n pr recur& nit proceeds on sale trantactcni, and cost barson cairn award »cumin Ommetinicnont with the Fim • Pluse reconfirm ant oral ouvuexatons *rang to funher proud your nano, nand pa rates under the ktornes nest« Protemon Act (SPA) • rf ne frwroal insentraon an top left cd the fron of the arrenne is not LUIS ~oaf Sera URS Frundal Sakes cries you accrue aSdearne tore< by dralgeMent w4 the «hated natuton We intoned you a An reblionth9 Man you opened tilt octant In this can. pur finds ant ettom w, re loGIVM a VS 5 ~oat pima, aid not thy mroducang baker ad you mat mate a resat of ay stor orom6A>n to bah Inn All rcCOure suteneres shall be deemed compliee ad acar as d not ob)edei To n varig wan 60 drys • Please area cusrener on-plantsa ~nu to the Inn Client Rettleen Deprtrneu a 201.352.1699 or tallies* • 000-3544103. 8 00AM to 6 COnd ET ~dal dinar Vida. a N stinga uBS ?mama Senn> Inc. Clan, Relations Depatnnt PO BOX 766 Unon City. NI 07(87 • In case of ears a masons etan an anon< tads vat« (ST) bid pammt Ce 155 vat dab cad tratiadiatt, Call 600-762-1000 a was to Le3SEnanCel SernOES ne. WOO Harbin SW .6th lb«. Wf€teAkan. N) O7056. Ann emanSA Sterna Cal amter somas you art d you Os nk pur statement or racer 6 wool rift% need nwe nano, Lout atrfrofor on the stamenn or now The Fein «Card Mur fa ap Raba) must ~tom you no taleruna 60 day, alter the fred sent you the tist smarm-non Muth the woe or probkmannd - Fran. sow nine ad 'stoat men fit an - Describe trø error or the ardor you se wave rat aid 'an asclearly as you on why you belts e is error a any you need awe Manna> - Pronto the dollar <man, of the stained ma ihp FimurCdd ksuer %el mostigate yosr ~Urn rid • cortea nano( pronpily nose mae at checks payan to the Furor fc faint' Arun ndested on p4 front ol this Panel, h addeon to agar noun fan. Zarb may be singed to manname Mn charge:Icy me myna* ucurte: pudnac;ndchagm aapadarantsncahacanh AmounA Ad de trilSNAKI 10 ore( enteuterrs :nag be abaft to a bander fee li st Sweep Optitnt UBS oners orals lor sweepad cash barges banes to ban &pouts a Leant USA arid UIS AG 22/Word bas (Bark Snap horns). moneymarket mutui hauls (Money Funds) arid the harnanal Dena Acannt <Carr customers with at nifinaticnal ken^ Minagernent Account lhicugh the Balk Sweep frOgrasb. can babuies are Swept so ISS gat VSA so b n estabind lene ad than to 125 AG Stand Brand, a a ManayFurd Deposts at WS Bark USA an 'DC nsuted n acondsxe wan feu: rules For ewe :Iceman paze nut ton do 9>w Deposes a UBS AG Rained Branch and Pans od Maw Funds ream mused by the FCC. Through the OA. available lo cab binos at strip? to drosc accounts a LUIS AG ~York Branch and IRS An Carat> &arch Nest deposns are no< nued by the FIK Satan-shed a ne WS AG Cann Brach ire terporaily Pl>0%0 totM sneagn rid of theCanal Inds and nere M1 ro guinea otter mind , of 685 t> nay theDanes whit on the !SS Catenat's Era's boas Deposit; a LUIS Banc USA and each URS AG Branch new praected by SPC Monty Fund Shan am prodded by 5PC See 1.135 ringlet Sans Account FlAeCTIOn• below Upon you rand. banes n to Ban Swop Programs a OA may be nattann ad axes of a Macy Fund maybe Nunn and thepond: returned to pu a you' ~Øe% ream Funs ntenmagn tout al Ltle nap *pions. ndudng ainert eittnta rates ard yens. d .....itt5t www ubsonsweepyials tom year f nand, nasor a by naiad 800.7624000 li sf anancial Swans tons peottotien The Fern 6 a reenter Of the Damns Venue Protection Connor (WO. WW1 prows seornies rcounts of menus tp to 1500000 Mohan; $250.000 for dams for <a:iv Te is< net ;men«, ertes app/1 to MAO:AM t Wuhold n apanadant~ The Ira foram win worn if dates ha also archan appionatat roman The urraun anoint payable to all «Ube cion”. colks- tAelf under rit proncion 6 5512 milton as of Dander 19 2013 Snamt tonannyordain ad ~fit ern at the fern /fur« protean fa up it> 119 man> n the agse9te for al yoU an ovaslad n a snail. tapsry A full copy of no poky ~log 6 lrial.Ale Wan ~ 2 The SPC proinn an to supplemental pr000cton both do not Spyro • Cam...drab, tans controlled bylad Muted n rot adm who) but held away tom ies Sermon (eg. anan fl Cana SUESS/HT fjCaih ail% AG Stamford bad>. nstsaxe modals noting non nub les ad Maros of mutual ladt 'true sub shares re reg ewes ~an the name of the aCCOin Indro on the books ad records of to «baba cud< or trader age«). • Conn nyeanam amen Of thOrffit rooms fog. tinned paromants and prvae ~ens) that are not radiaral under the Mourns Act of 1933. and • Comdata coninas o g. War ored prand metal canon. enlacing tunas can= ant OnTedn Ora coronas The SIC protection and to arglerrsmaron do not spay to these assets ean d they crane The amnia sun at tments WC prandial and tee sapnwit protean do not roles, fl ans* change, n the ~Set vattdy ie iskieStmtnbernetheraS meson a urred noar nnt. ran banarcY0r Mote Wom,.ent raft le upon r.Ø You may obUn me nformatia nut WC. included do 5PC Brochn by conixind SPC at 2023714300a by nag tie SPC mbsne a!~ epeoep DifilkNXI paverment Program nør) The Drip raker sa anode pm" you may °bun the ecarac, *ten your Munn /boor Only whole ~es • pschawl ragDIP. natal taes wil be soll and the øN wit be 6eposin n you accours lhedviand renastan an washed by the issuer may Offre from the mad Ma re Mutt the pan ages re sad Caslanlau Only mole unn may be held in your =Ant I you are entitled to spa tialhod as a malt of ,*Mend patron or ~era. ne Firm wit ether tel partial ads a maket vice or a4e at broull ditetured by a «9~AI clend arr y. and aten you account Insane« oblitalvet The ~wens obraves andet proft are sped< to ant non ad ma vary between nen sae* the Inn prompt lc n wrong of ny cusnicanc enge h your fnanoa SrlAall of nesamon obactives For nowt hen you choose one of Infoland *vestment ObtRatS • Ream Cullen? Marne Mosenut ~bin; the gannet of honeonly • /Wiese CePge'lAspaewon Vivesb~ls seeking growth 04 prr<pal rang than a* gremon ce name • ft,d/CeCOMbnia,n of Income and CePOJAPPeod00^ neonam snip bah no genera« of ran an ran & prnadal Oneall risk prelim • Conaway* Seeks tomansa ',Hari -Opal wan how risk and won lily to the accuse Nara arm I Mat means the arourn does not gown indent tncome (San, SW ~Ina keep pact ant MØ • Anna, nntlid se acap: some ad to irmetni ad tokvae sare My» seek higherMinns • Aggress.. Ovleg to asepl hgh ryt to anon ate hgh *Ma ny» sea far returnsover une Statement lausehoidingt We may o>nsoklate al rand awn statanams wit the sal* fl irets et the sane towrope Acornsmay be retired for this palpate Incur they ha* owners who akt> murran pm aaoure rannshps rah ors dints at the sant ark's, Tin pante e know as naneholdng you nay to man incnita ointments nuke) in ~re CONFIDENTIAL emerge; — sou run ~Ina housacalrg by Gang your Fnateal Advsor Fria** «count Arm Tftsfnentg non name reflects onfarreticn tat you emend on tte Hrn's online sevnes waste It a a customizable •ndorume• amen by you a nu pu urth your ranonang tt ha no Id/ effect on sour arum You dt 01~ pa Frrtirn aØ nanes. throe)", Onlein Sennces or by °nand pa' instalA*6A' Account twandew • Van of soar nount paean Nr 01 arett ar4 liadlnp • ASaee !KUM sealable awn barns vans la untitled nib, bist Gkba Tom Deposits, unman mats to market and Retail asns not held by the Pan Does rat ncineunprad Hountelassas at need ol the pnr and armt neon, pooch a ante ~myna unman an col cos ad mendable stock colons • Oran includes Øt Dawn. cutsundad magn loans. creal Inc not *mum banes • cowman baneo Tout of snirkened avadable cash bianon. oltaltS Bank USA dipout betaror. 125 AG Stand Branch Mow basins and moneymaker man Ian AYES, brfles. a the Site of de Kalement p«.:4 Norboorrencellty he aval ba nces n yea nounl annol segregate from Wm- balms, t* Fanny use ay of thew Isrds n the ordinay course of es tosnns lbese tunds at payable upon ps ~Ina Thei total 6 Incbdol AP arrant pad amid vale Landing information for Mind *damson on 'her cm> tended padiysand dunned Mato pisClam RdalbnAp Agreani or Account Arrant ad the General Tents ad Cannons UBS Hann ot Ore Faa4saaaalle n Amerants srditacratre sank s accounts Yost stabstal tehnaes Starnes and ore< arts held n the snarnu it the end of tie statement pain You may at le< dam, cd My pad nnan a 'rig urn. You may rape mania utsil a ba anal at.. Paumg.ilinr balanCp Clip On teal Fay adman ta 6> the ding n* stamen period ate listal owlet ral» di of the <al of the SUIQMPfit PeriCd • Cost basis r , detienhng theft basis of the Rarities loaned n na suiennt. wine Mimed do the mane ' Faunal awash.), fen on inanition Planed from nuns one than L135 finsnoa Stenices. noting Mansion Iran arwas or tat you out proeikd lo put annul Advent The Finn dots not Sependenly way or durance no annoy vary of any insormacn provided by puns onir tan 1135F ~oaf Stakes. n noughUSS Fi.ancial Sank,: gwionlly updates the nt °mantel as c 6 realeec the Fon does roc snick any ashcans na she &amain under 'Cost brit' and i licterited garilass is nest a of the Mee of this SIZenni As SOO, Pleas. do not mac( ' this informal6n lo makeswan er sae deans la ta purposes a omen* Accounts animal to the Porn ma reflect garbs; olamein ody for the peen of time they an held at the Van IsSorehiUorur eilansren br be added by your Munn AØ • Unwantedsaint/buss l'itste clia h amine • Jr-real:Al lanif lissis a2 Cai.Dialel to' SDNY_GM_00020599 EFTA_00 1 3 1 2 1 9 EFTA01273426 Important information about your statement (core tinned) koridalsormity lots T erawa:lion data fa i-dirMal lots mayor may not reflect aninkdrark Cages alder Henry reorgeicaion mai DIrifend end other remetrwit lots and system/IC prochter lots are eat% 0>mbred TOMOS, one 3000 lot The • lrade dal' 00011 pinentS the Veinal 00103 Co traledate • Callable wan del Pont aid Warted WO* Tat the iSsiar salt for env redercaroniel beselected rrpaliatv by lot tom among a satintos of that one lip in OW name a n nano...nave for as chats Cat feature iacmal co is phrased tom thrd pale; and its Mural 6 rot gutaMed Omer call leans may egg Mak could affect ywlt complete Mama kin sea be provided UN'n reepost • Cardfcatas of deposit (CDs/ CDs ate MC raved apt 12S0.00 in pampa ad aced Murk per dtgovtor and per depahle-y rtslitnice. it accerdasa with CDC rules • primivalue Pnces &payed fa Wanes and Oda produal may be hiller a bluer this To pre ma you was ecualle recent in the man PrCeS are °Maned from vartus mid palyWaras Midi weteam0 be relaba but we do not garment.* a:cracy - We nay uso to dosng pre when aralthk• se the mean n ilabid aid ask aces Ice Isted MIMS an optenot sok bd pees lor OTC stoats - Lau adored; etas metros maybe priced mega valarCel InOslet a IMMO, ratan Mee we ObtaiM aid manse 010 an adura main pore or 'Ma - CenainpOslicm may one, valor a pm, aid show once was not wenn' if we we emtle to obtain a pose tor a security - Deposes a seaman denominated n anions one than U S oolbrs ere rel knee a the codungehte mof the Panne date - For calm confines vadeg onOnaMormiig deromnansos. ace and quality (face stabe/nlas here been a3pmeed to frameprow %Mean To obtain current gammen. Mon rabble. costar yos Oakmont A4voor • Prana leweetimMe and iertmlumed prudent Moat Macaws moat OncbsIng direct paMpation prOaan aid real estate 'Woof--a QUA SalultaS) aid sinchre0 product se saWaly hghly Man/ Celan matted pecans tam not been regwored ewer the kffaco4k and EvarCe Conmssisn a under any state secuntes Wm We prow* estmaed vibes fa aerate nwitmen warners ad striated prodmis lot aroma malpupows only Accurafro rot gonnlosd - Thew brims mayd0Er SOStintallyfran Mai if My at which acetate mermen stoutlya structured promo my be tarot a sold aid do not neon:ally ricerant the eate you may reawe upon Inottlatnn - Thrd prty flimaeS Of vaNe are as of a moan dae aid ae implied 10 MS Fsinal Services on a regu to bairn by an nessentlent valwation Imm - tsua pang pane Ce sansor Sowed vanes it an. ate stapled to the Frm by ?minor general partner a sponse and may be cabraltd bawd ai Parer* Noma:km fern that used by tend pones to dente thee estimated yam - You ea obtain addaseial Mammon regaling the methodology used to (Mennethe minute of Niue rid the date of the Monnacon that is Ow bass fir the *limn by corlanin your Runde' Advisor - Thad party *stirred vibesmay be reflected as 'Not pnceir n sewed stuathars when an nlessenSent valuation fon besot stapled w d mane b awn a value when we beam. awn that a mere al wore ha marred that may oll a preirrusly reported vabe too (MUM Cr whin a frave Mukl te highly treOrtaare duo to the rut we of the seamy - Innen neither an issue. rent pairw a Donor est imated minor a ift✓Mihaly militated yaw is pronnel the max ol me nosey wit bedraerett from its pstrast pea - 'Cohabaiows to dare' ma/ noble learn of canal. wane a both - •0090 a ton wee' rerestots the Mint oaring prtce per on aid rnay not reflect you cost bask • Ititsbisted ateuritias Restricted satraps generaly not ander/ tegible Ice peak Sale TES Fraxitil Strum uses them price of t o tonstrilef stock of tho sane ester a as muted value Lathe rewitsed what to purpose of Ms stesexerm on* To the omen ma reStrKted warn.. it eligble for sale. the vale meted may be manumit, less then the imputed villa toed • Est lesanated) Metal, arreatrields and rams. An estimate of Nowa rum* is based on fume sbvsktid and hued ram. warren the worries will be held for one year from haement date a MN Mangy This estimate eS on 3 guideline. aouraq aid Owitmed name are not parameed - Est imbed anus Mom and anent yial /Of sedan IlDesof warims mon inlete amt. um of pincer or • gam in Meth Clothe eSt name awrent yell would be menteed - Barnard anus Mane aid Current Mil aid The actur norm an pen mgM be lowers hgher the manual anon, s - An ow Moen mrnalged acorn. (Madan under metes/ ducked by the Oaderis males vane/wale balaCeetelSed Co the LIP diedaid or Miceli payrem made by the muer and asstertes Itet seam imideposen oil be hidden one mat from the statement dae or vita =may AoathIcY aid COnloutd phi ae not wanted • Amu not held ley WS financial Sava Conan anal are not held Ydiefim ad not wrhn the Inns possession or anent Them. assets at coptaftd co your statorera for Woman: ma wpm...sonar Portion ass tams presenad ere pnyvikd by to initiation IRS Fria-seta Simenn a not reponsble tor this afornain and doesn't guarrilte Es aCcuay That assns tenet prowled by SVC ate Fero supplemental SaC coverage • revenue sharing and addkkanalmetwereatlan - n addirei lo ouninissom on saki an 11b.1 lees eared n conneaco with the dotstuton of routur finch to our dints we a'nf or eel Striae rear.* (Male navy pa/luau from darbutors and or 'orison of the mutual funs that we sell These amounts at bred on two different comporents 0 the amount of saksby PBS of a parculr mutual hand ferny to err darns. an Id the woe vete ot a papally mama fan fangs shares Mid a the lion - Vie and the *are alas receue retamkng aid centusprocesung lees n okronetron for wailer agent sakes tut we proud to to virtual funds Thew fees marl, re pad am imenor arm n the nwtual ItnO and ae a treed doll? ana.ri based on the warner of =anis at tie hotter-dear hotting mutual Itrds of that fun lanik - In arse ion to comonscos reared n ornection wen the sale or tharbuton of rotarymoo= ad wit s t.•aa tom units to our dents we artie our all Wane Nese nem* *tang OreptinSatico Iron maryof The Ii Sera commie. imclemmireg Te rwurty annals nansol the Moan,. cornea-Wm • SpOnSOIS a tie UM fivafftant INAS he 061rtute - Ott 06 MS also meretrading commbacos otter compensation from moms hens an (Imam townies whOst moats wodistbuto - We recast an anal tee fawn 4.13S8alk USA ad UBS AG Stanford Braid' al up to 12S per ascount snoring to the bats auk, the MS Bat Sweep Program Attalla Infonnatian overdo', cormisMers ad other charges ironed n cconitton with the newton of wales ndudisp op bon tranactons has been ocerled co ccolonions provernly lunched to you. and skit bemon:RP to you peony* on rearea Sheen Selling It you a• engaged in tort sehg a warily. you may ens a chase clue to anal bccrowitho cost Rental pa each *orgy Open eaten Re9rdina Open m "gooditileancelled • 00.rethat were net emosted by the raiment doter open buy an sell stop ceders se mixed by the amount of de/Mudsa rights co • oudiridenchor eanglas date unless marled otherwise by you You ae reporoble for orders thal re executed doe to your Nine to canal exoun open ceders Tax witheldim en ekerbutions from UK Cinemas' Semites IRAs Feder Inns enures 1.4$ rarcial Services to withhold mane to from six Sayable KA crankier:en. W t you may dal oat What. unease lay witarelf or instead. you may den a haw tar waheld a arm a n a lewd amen as you choose Mrs Moon era terrain n effictunt resoled by you You may revoke your election a nth,* by main anew Maim If you dl not hate eon*. ', cometar warmers from yOUT dattulliOnS. you maybe womb* tot the payrnor of mined tax. You may nor peons d the moults witiwil and se estireed la payments at not equal TO art tar Olipatioi Privacy To obtain a copy of *rarer Clem Perry Naito pare contact yas Fon:elk:MOT or visitors we al mow urosmonovonotry UBS Cita-total Sovizes 6 not a bark The kVA. &rams Sauces Aaount BSA aid IRMA me beckerape aaTuntS Men provde access to bani.ng sauces an prodvas though anawaments with affriatel brats aid other Ted party basks and provilos 30:015 so Oman and mut), pro:MIS 6160 by until dated thed {tarty Munn" cantons through OLISICe agency subslas woof utS automat Iterate. aidamuyproducts tot IDC Mured • No bank 9.13531110.• May lose vain PRAA ReSardeRAnymni Ann,. BuSonS Serw:T5 Aelcont BSA. IPMA and ntemabona ReSOkrOe Mthaseirrent CONFIDENTIAL Amour at registered service mats a SIBS Frantial Semites Inc Yea Smarm is a ink:bend smite mark ol Visa Imernarnal LEG Vida Sonata* me* cards and Len Yin debts cards ere issued by IRS Baia USA *oh permission from v ea u S A noteporated UBS Financial ServiOes Inc Rev 201407 SDNY_GM_00020600 EFTA_00 131220 EFTA01273427 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 UBS Strategic Advisor September 2014 CNP70065525930914 X1201 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: Indiv Account number:. SS Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phc•ne Questions a bout your statement? Call yOur Find n:a AdviSOi Or the Value of your account RMA ResourceLine at 800-RMA-1000, account 029723568 on August 29 (3) on September 30(S) Your assets 1,664,680.58 I ,637,970.72 %Ask our websIte: muw.ubscomilinancialservices Your liabilities 0.00 0.00 Value of your account 11,664,680.58 11,637,970.72 Tracking the value of your account S Thousands 1,664.7 • Aug2014 Sources of your account growth derive 3014 Value of your account at year end 2013 1000 Net deposits and 1,630.0 withdratcals 51,521,524.68 • Your OWS011011t return Dbidend and interest income 131,10303 Chalge in market value 485339 01 Value of year account on Sep 30. 3014 $1437.970.72 SeP 2014 SDNY GM 00020601 Member SIPC CNP70003006552593 NP7000$0300 00002 0910 03057S004 .73568550 I I COCO Page 9 of 100 CONFIDENTIAL EFTA_00131221 EFTA01273428 SUBS UBS Strategic Advisor September 2014 Your account balance sheet Summary of your assets Value on September 301t) Percentage of your account A Cash and money balances 5,16833 0.32% B Cash alternatives 0.00 0.00% C Equities 1,632,802.19 99.68% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities a oo 000% G Other 0.00 000% Total assets Value of your account S1,637,970.72 51.637.970.72 100.00% Account name: Friendly account name: Account number: Your current asset allocation Eye on the markets Index Your Kendal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Sumfofd Branch deposit account balances and money market mutual fund sweep balances See the lmponant inforrnat•an about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2014 3-month Treasury bills: 0 One-month LIBOR: 0.16% Percentage change September 2014 Year to date -1.40% 834% -2.08% 6.95% -3.81% -0.99% -0.68% 4.10% CNP70003006552594 N1'70032%1100 00C02 0914 030575004 VI23568550i taltiyGht 000%/Goo of Ion CONFIDENTIAL EFTA_00131222 EFTA01273429 UBS UBS Strategic Advisor September 2014 Change in the value of your account September 2014 (I) Year to date (1) Opening account value $1,664,680.58 $0.00 Deposits, including investments transferred in 0.00 1,994,881.82 Withdrawals and fees, including investments transferred cut -710.87 -473,357.14 Dividend and interest income 5,879.40 31,107.03 Change in market value -31,878.39 85,339.01 Closing account value $1,637,970.72 51,637,970.72 Account name: GHISLA1NE , i. Friendly account name: Account number: Dividend and interest income earned For purposes of Irts slaternenl, taiati:ity of 'nines] an1dwden0 income has been determined ffiril a US lax reporting perspective, eased upon the residence of the account holder, account type, or prolud twat, scene interest andor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tares The taent mom* statement is not intended to be used and orrice tie raked upon for tar purpases. Clients should refer to the amlictie tae reporting loom they recent. tram 182 smugly, such as the fOrMS 1099 and the Penns 4130. for lac reporting information n IS the make of U85 to Irk tht appliCaUe lac reporting forma with the US InternN Revenue SendIt and PR Tmeeury DePallment and in sue h forms accurately Ossify dwdenct area interest as las exempt or tat/a* income. Ple&e consult your includikal tax PreParet September 2014 (S) Year to date (I) Taxable dividends 5,879.40 31,102.52 Taxable interest 0 00 4.51 Total current year $5,879.40 $31,107.03 Total dividend & interest $5,879A0 $31,107.03 Summary of gains and losses values reported below exclude products for which gam cudlosses are not classified Realized gains and losses Unrealized September 2014 (1) Year to date (1) gains and loves (1) Short term 0.00 -7,125.69 5,465.92 Long term 0.00 57,725.77 259,364.20 Total $0.00 $50,600.08 $264,830.12 Your Financial Advisor: scour STACK MAN' LYLE CASRIEL Cash activity summary See Account activity the month tot dela Is. Balances In your Sweep One WS are indudedin the cpenng and closing balances value. SDK insurance *cries only to deposits a U86 Bank USA, not to deposits at UBS AG, Stamford Branch or bank &pants rood hroush the UBS Interneciorui Deposit Account program SiPC protection applies to money market sweep hold holdings but nal bank deposits Steimportant ineormarion about your statement ch the last two pages al this document Tor CORK September 2014 (5) Year to date (S) Opening balances $0.00 $0.00 Add R"ion Deposits and other funds credited 000 48,841 01 0wdend and interest income 5,879.40 31,107.03 Proceeds from investment transactions 0.00 398,577.63 Total additions $5,879.40 $478,525.67 Subtractions Professional management fees and related services 000 -2,979.10 Other funds debrted -710 87 -470,378.04 Total subtractions -$710.87 -$473,357.14 Net cash flow $5,168.53 $5,168.53 Closing balances $5,168.53 $5,168.53 SDNY GM 00020603 CHP7C007006$52595 NP7003203800 00032 0914 0305790041.23568550 I10000 Pigs 11 of 100 CONFIDENTIAL EFT.A_00131223 EFTA01273430 cat UBS UBS Strategic Advisor September 2014 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about your statement at the end of this document Account name: Your financial Advisor. Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number: 212-821.7000/800-308.3140 Your eate' objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consdevatton - None selected Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is RFO, First In, First Out CNP7C009006SS2596NP70C0i98800 CO= 09I4 030575004 YI23568S50 1 1941,wGitoctleets12 Of 100 CONFIDENTIAL EFTA_00131224 EFTA01273431 *UBS UBS Strategic Advisor September 2014 Your assets Account name: GH1SLAINE MAXWELL Friendly account name:Ind Account number. • Some Ones, income and current va ues Shona may be approxinale. Asa intl. Om dntllosses may nol be Eccuralely reflecled. Set ~octant intemeaon stout your statement a the end 01 ths document 10r more inforneaon. Cash Cash and money balances Cast, and mosey balances mai include avalaie cash balances, UBS Bant USA deposit account balances. UBS AG Stariord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by Irk válhn applicable limits, but are not protected by 9PC 7185 AG Stanford Branchdeposit senora balances are not )(mien ty FDIC and re not protected by SIFC Money market dweep balances are protected by SVC but zee not insured by the FDIC. See the Important information about your statement g the ended this document for detain about those balances. Hddng Openng biog. on Sep I (5) Cloung tdaxe on Sep 30 (8 Pace per share on Sep 30(1) Average rate Onidencl Interest Days in plied period Ctp (growl (S) UBS BANK USA CEP ACCT Equities Common stock Hddng 0.00 Trade date lumber of shares 5,168.53 Purchase pricer Average prke per share (1) Cost basis (1) PnCe per share on Sep 30 (5) Value on Sep 30(1) 250.000.00 Unrealized Hddng gain or loss (1) Period ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAI: $2.591 Current yield' 2.99% Nov16, It 13.003 37 316 485 12 49..193 643 37 158.25 LT Nov 17, I I 13.000 35.393 460.12 49.493 643.37 183.25 LT Nov 18, 11 35.000 35.502 1,242 58 49.490 1,732.15 489.57 LT Nov21. I1 18.003 34 37 I 618 68 49.490 890 82 272.14 LT Nov22, II 15.000 33338 500.07 49.490 742.35 242.28 LT Nov23, 11 22.000 32.655 718.43 49.493 1,088.78 370.35 LT Nov25, II 7.000 32.460 227.22 49.490 346.43 119.21 LT Now 28, 11 30.000 32.951 968.55 49.490 1.484 70 496.15 LT Nov29, II 18.003 33.472 602.51 49.493 890 82 288.31 LT Nov29, II 5.000 33.622 168.11 49.490 247.45 79.34 LT Apr 24,12 30.000 37.567 1,127.01 49.490 1,484 70 357.69 LT Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL continued next page SDNY GM 00020605 CIIP7000g0055S2S97NP7003288800 00032 0914 030575004 Y123558550 11COCO Page 13 of 100 CONFIDENTIAL EFT/LI/0131225 EFTA01273432 UBS U BS Strategic Advisor September 2014 Your assets . Equities . common stock (cQantas) LWdng Trade date Kerber of that's Putthase price/ Average price per share (I) Cost basis (S) Prke per shire on Sep 30 (3) value on Sep 30 (S) unrealized gain a loss ($) Malang period Jan 23,13 1,056.000 43209 45,628.81 49.490 52261.44 6,632.63 LT Apr 22. 13 489.000 42.447 20,756 68 49.490 24200 61 3,443.93 LT Security total 1,751.000 41.990 73,523.89 86,656.99 13,133.10 AUTOMATIC DATA PROCESSNG INC Symbol' ADP Exchange' OTC (Al: 42,442 Current yield: 2.31% Aug 4,11 146.000 48.469 7,076.53 83.080 12,129 68 5053.15 LT Aug 12, 11 4.000 46.890 187.52 83.080 332.32 144.80 LT Jan 23, 13 767.000 59890 45,936.09 83.080 63,722 36 17,786.27 LT Apr 22, 13 355.000 65.098 23,110.04 83.080 29,493.40 6,383.36 LT Security total 1272.000 59.992 75,310.18 105,677.76 29,367.58 BAXTER IN TL INC Symbol: BAX Exchange: NYSE (Al: 43,236 Current yield: 2.90% Jun 20, 12 30.000 51.594 1,547.84 71.770 2,153.10 605.26 LT Jun 20, 12 17.000 51.522 875.89 71.770 1,220.09 344.20 LT Jun21,12 29.000 52.077 1,510.25 71.770 2,081.33 571.08 LT Jun21,12 7.000 51.500 360.50 71.770 502.39 141.89 LT Jun21.12 5.000 52.216 261.08 71.770 358.85 97.77 LT iun 22,12 61.000 51.890 3,165.29 71.770 4,377.97 1,212.68 LT Jan 23,13 769.000 66.658 51,193.80 71.770 55,119.36 3,925.56 LT Apr 22, 13 355.000 69.318 24,60a00 71.770 25,478.35 870.35 LT Sep 19, 13 74.000 72.165 5,340.28 71.770 5,310.48 -29.30 LT Sep 19. 13 6.000 71.875 431.25 71.770 430.62 .0.63 LT Sep 19, 13 3.000 71.880 215.64 71.770 215.31 -0.33 LT Sep 20, 13 47.000 71.987 3,383.41 71.770 3,373.19 •10.22 LT Oct 3, 13 154.000 64.600 9,948.49 71.770 11,052.58 1,104.03 ST Security total 1,556.000 66.094 102,841.72 111,674.12 8,832.40 8LACKRCCK INC Symbol: BLK Exchange: NYSE (Al: 32,872 Current yield: 2.35% Oct 5, 12 7.000 189.932 1,329.53 328.320 2,298.24 968.71 LT Oct 5,12 3.000 187.820 563.46 328.320 984.96 421.50 LT Oct 5, 12 2.000 186670 373.34 328.320 656.64 283.30 LT Oct 8, 12 8.000 189/83 1,510.27 328.320 2,626.56 1,11529 LT Oct 9, 12 15.000 189186 2,837.79 328.320 4,924.80 2.087.01 LT Account name: GM'S/AWE MAXWELL Friendly account name: Account number. Your 14nendal Advisor: SCOTT STACK MAHLYLE CASRIEL continued next page CNP700/490065525913NP700029380000002 0914 03057930s 023568550 I I igo5i yGm00012.50614 of 100 CONFIDENTIAL EFTA_0013 1226 EFTA01273433 URS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your PI nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date taunter or shares Purchase nerd Average price Plitt per share vdue on unrealized Hddng per share (S) Cost basis (S) on Sep 30 (it srp 30 (It gain or loss (t) period Oct 9, 12 2.000 189.010 378.02 328.320 656.64 278.62 LT Oct 10, 12 3000 187.720 563.16 328.320 984.96 421.80 LT Oct 10, 12 2.000 187.670 375.34 328.320 656.64 281.30 It Oct 10.12 2.000 187.995 37599 328.320 656.64 280.65 LT Jan 23,13 224.000 236966 53,080.41 328.320 73,543.68 20,463.27 LT Apr 22.13 104.000 251.093 26,113.69 328.320 34,145.28 8,031.59 LT Security total 372.000 235.218 87,501.00 122,135.04 34,634.04 CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 13,108 Current yield: 2.83% An 19,13 72.000 84.718 6,099.75 99.030 7,130.16 1,030.41 LT lun 20. 13 121.000 83.14i 10,060.15 99.030 11,98263 1,92Z 48 LT Jun 20, 13 78.000 83.030 6,476.39 99.030 7,724.34 1,247.95 LT Jun 21,13 204.000 82.904 16,912.44 99.030 20,202.12 3289.68 LT tun 24. 13 111.000 81.517 9,048.46 99.030 10,992.33 1,943.87 LT Jul 25, 13 73.000 82354 6,011.86 99.030 7,229.19 1,217.33 LT 1'2)26.13 69.000 82.259 5,675.90 99.030 6,833.07 1,157.17 LT An 27, 13 141.000 82.951 11,696.12 99.030 13,963.23 2,267.11 LT Jun 27.13 7.000 82.925 580.48 99.030 693.21 112.73 LT Jun 28, 13 169.000 82.774 13,98892 99.030 16,736.07 2,747.15 LT Jul 1, 13 65.000 82.781 5,380.78 99.030 6,436.95 1,056.17 LT Security total 1,110.000 821321 91,931 25 109,923.30 17,992.05 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: $2,172 Current yield: 2.21% Aug 4,11 174.000 41.632 7244.05 65.220 11348.28 4,104.23 LT Aug 12, 11 4.000 42.450 169.80 66220 260.88 91.08 LT Jan 23,13 910.000 54/40 49,358.63 65.220 59,350.20 9,991.57 LT Apr 22.13 420.000 59.788 25,111 32 65.220 27392.40 2281.08 LT Security total 1,508.000 54300 81,883.80 98,351.76 16,467.96 GENL MILLS INC Symbol GIS Exchange: NYSE EAI: 43,086 Current yield: 3.25% Aug 4, 11 191 .030 36265 6,926.77 50.450 9,635 95 2,709.18 LT Aug 12, 11 5.000 35.754 178.77 50.450 252 25 73.48 LT continued next page SONY GM 00020607 CNP70003005552599NP70CO293800 00002 0914 03057500r Y12355855011000) Page IS of 100 CONFIDENTIAL EFTA_001 31227 EFTA01273434 *U BS UBS Strategic Advisor September 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your fq mends, Advisor, SCOTT STACK MAMLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Madder of therm Patches. peke Average price per than (I) Cott basis (S) Price per shoe on Sep 30 (3) Vela. on Sep 30 (S) Unteelzed gain of let (1) Hddng pound Jan 23,13 1.001.000 41387 41,42889 50.450 50,500.45 9,071.56 LT Apr 22.13 464.000 50.287 23,333.21 50.450 23,408.80 75.59 LT Jun 17, 13 148.003 49.739 7,361.45 50.450 7,466.60 105.15 LT Jun 18.13 73.003 49836 3,638.07 50.450 3,682.85 44.78 LT Security total 1,882.000 44031 82,857.16 94,946.90 12,079.74 JOHNSON & JOHNSON COM Symbol:1Ni Exchange: NYSE (Al: 12,985 Current yield: 2.63% Aug 4,11 123.000 62,377 7,672.38 106.590 13,110.57 5,436.19 LT Aug 12, 11 3.000 63.730 191.19 106.590 319.77 128.58 LT Jan 23,13 642.030 72.736 46,696.71 106.590 68.430.78 21,734.07 LT Apr 22, 13 298.000 84.721 25247.10 106.590 31,76182 6,516.72 LT Security total 1,066.000 74.866 79,807.38 113,624.94 33,817.56 MCCONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,461 Current yield: 3.59% Aug 4, 11 95.000 84.969 8,072.06 94.810 9,006.95 934.89 LT Aug 12, 11 3.000 85.910 257.73 94.810 284.43 2630 LT Nov29, 12 8.000 86.456 691.65 94.810 758.48 6683 LT Jan 23,13 555.000 93.053 51,644.75 94.810 52,619.55 974.80 LT Apr 22, 13 255.000 99318 25326.32 94.810 24,176 55 -1,149.77 LT Sep 19, 13 78.000 97.879 7,634.63 94.810 7395.18 -239.45 LT Sep 19, 13 22.003 97.425 2,143.36 94.810 2,085.82 -57.54 LT Sep 19. 13 2.000 97.830 195.66 94.810 189.62 -604 LT Security total 1,018.000 94.269 95,966.16 96,516.58 550.42 MDCTERA ENERGY laC COM Symbol: NEE Exchange NYSE EAI: 53,370 Current yield: 3.09% Aug 4,11 134.000 52.960 7,096.75 93.880 12,579.92 5,483.17 LT Aug 12, 11 3.000 52.530 157.59 93.880 281.64 124.05 LT Jan 23, 13 700.003 71.610 50,127.21 93.880 65,716 00 15,588.79 LT Apr 22. 13 325.000 79.757 25,921 06 93.880 30,511.00 4,589.94 LT Security total 1,162.000 71689 83,30261 109,088.56 25,785.95 OCCIDENTAL PETROLEUM CRP Symbol: 0)<Y Exchange: NYSE EAI: $2,791 Current yield:3.00% Feb 12. 14 148.000 92.171 13,641.35 96.150 14,230.20 588.85 ST continued next page CNP70309003552600NP7000293800 00002 0914 030575004 V12356855011tlayGhtmoteggs16 of 100 CONFIDENTIAL EFTA 00131228 EFTA01273435 SUBS UBS Strategic Advisor September 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK KLAN LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng dye Number of shares Pm/chase P1W average price per shale (S) Cost basis (I) PK, pershere on Sep 30 (5) Vdue on Sep 30 (I) uniedized Hddrq gain or loss (I) Period Feb 12, 14 117.033 92203 10,787.77 96.150 I 1,249 55 461.78 ST Feb 72. 14 32.003 92.215 2,950 91 96.150 3,076.80 125.89 ST Feb 12, 14 7.000 92 065 644.46 96.150 673.05 28.59 57 Feb 13, 14 110.000 92.095 10,13045 96.150 10,576 50 446.05 ST Feb 13, 14 68.003 91 911 6,25000 56.150 6,53820 288.20 sr Feb 13. 14 33.000 91.560 3,021.49 96.150 3,17295 151.46 ST Feb 73.14 6.000 91 615 549 69 96.150 576.90 27.21 ST Feb I& 14 334.000 95 389 31,850 13 96.150 32,114.10 253.97 ST Feb 18, 14 114000 96 023 10,946 72 96.150 10,961 10 14.38 ST Security total 969.003 93 687 90,782 97 93,169 35 2,386.38 PEPSICO INC Symbol: PEP Exchange. NYSE EA', $3.023 Current yield: 2.81% Aug 4,11 115.030 63.979 7357.65 93.090 10,705.35 3347.70 LT Aug 12, 11 3.000 63 023 189.07 93.090 279.27 90.20 LT May 16, 12 6.000 68.535 411.21 93.090 558.54 147.33 LT Oct 24, 12 1.000 68.690 68 69 93.090 93 09 2440 LT Oct 25, 12 2.000 68.810 137.62 93.090 186.18 4856 LT Oct 26, 12 1.000 68.890 68 89 93.090 93.09 24.20 LT Oct 31. 12 1.000 69.370 69.37 93.090 93.09 23.72 LT Nov6, 12 1.000 69370 69.37 93.090 93.09 23.72 LT Nov 7, 12 1.000 69.150 69.15 93.090 93 09 23.94 LT Nov8, 12 2.000 69.090 138.18 93.090 186.18 48.00 LT Jan 23, 13 699000 72.166 50,4114 31 93.090 65,069.91 14,625.60 LT Apr 22, 13 322.000 82 251 26,484.85 93.090 29,974 98 3490.13 LT Security 10[S 1,154.003 74.097 85,508.36 107,425.86 21,917.50 PROCTER &GAMBLE CO Symbol. PG Exchange' NYSE EAI: 12,919 Current yield. 3.07% Aug 4,11 118.003 60.103 7,092.22 83.740 9,881.32 2.789.10 LT Aug 12, 11 3.000 60.896 182 69 83.740 251 22 68.53 LT Jan 23,13 619.003 69.94í 43,293.73 83.740 51,835 06 8,541 33 LT Apr 22. 13 286.000 81332 23261.18 83.740 23,949.64 688.46 LT Apr 24, 13 108.000 77 762 8,398.32 83.740 9.043 92 645.60 LT eye pogo SDNY otiffideltit Crle700OFOC6552601 N77003293800 COCO? 0914 030579004 Y12356855011000 Pogo 17 of 100 CONFIDENTIAL EFT/k_00131229 EFTA01273436 *U BS UBS Strategic Advisor September 2014 Account name: i.3.(1≤( AIME 1<1A0N ELL Your lqoundal Advisor: Friendly account name:'- SCOTT STACK MANY LYLE CASRIEL Account number: Your assets Equities . Common stock (continued) Pace HcicIng date taarber of share: Purchase pace Average price pee mare (I) Con basis (S) PlICt per share on Sep 30(5) Yaue on Sep 30 (1) Uneeenzed Hddng gin or loss (I) period Security total 1,134.000 72.512 82,228 14 92,961 16 12,733.02 TRAVELERS COS NOME Symbol. TRV Exchange NYSE EAI: 42,534 Current yield: 2.34% Apr 24, 12 20.000 63.432 1268.64 93.940 1,878.80 610.16 LT Apr 24, 12 4.000 63350 253.40 93.940 375.76 122.36 LT Apr 24, 12 1.000 63 560 63.56 93.940 93.94 30.38 LT Apr 25, 12 10.003 63.520 635.20 93.940 939.40 304.20 LT Apr 25. 12 10.000 63 617 636 17 93.940 939 40 303.23 LT Apr 25, 12 10.000 63.659 636.59 93.940 939.40 302.81 LT Apr 25. 12 2.000 63 545 12709 93.940 187.88 60.79 LT Apr 25, 12 2.000 63.645 127 29 93.940 187.88 60.59 LT Apr 25. 12 2.000 63.745 127.49 93.940 187.88 60.39 LT Apr 26, 12 5.000 63928 31964 93.940 469 70 150.06 LT Apr 26, 12 2.000 63.920 127.84 93.940 187.88 60.04 LT Apr 26.12 2.000 63.930 127.86 93.940 187.88 60.02 LT Apr 26, 12 1.000 63.720 63 72 93.940 93.94 30.22 LT May 1, 12 15.003 64.637 969.56 93.940 1,409.10 439.54 LT May 1, 12 6.000 64 715 388 29 93.940 563.64 175.35 LT May 1, 12 6.000 64.975 389.85 93.940 563.64 173.79 LT May 1, 12 2.000 64.850 129 70 93.940 187.88 58.18 LT May 1, 17 1.000 64 820 64 87 93.940 93.94 29.12 LT May 2, 12 7.000 64 374 450.62 93.940 657.58 206.96 LT May 2, 12 4.000 64 410 257 64 93.940 375.76 118.12 LT May 2, 12 2.000 64.320 128.64 93.940 187.88 59.24 LT May 3. 12 4.000 64.960 259.84 93.940 375.76 115.92 LT May 3, 12 2.000 64 675 129 35 93.940 187.88 58.53 LT May 3, 12 2.000 64.910 129.82 93.940 187.88 58.06 LT lan 23, 13 629.000 77.560 48,785.62 93.940 59,088.26 10,302.64 LT Apr 22, 13 290.003 84.719 24,568 68 93.940 27,242.60 2,673.92 LT May 22, 13 111.000 83 807 9,302.58 93.940 10,427.34 1.124.76 LT Security total 1,152.003 78.533 90,469 50 108,218.88 17,749.38 continued next page CNMC002)306552602 Nn00O298800 C0002 0914 030575004.23568550 111t#I1w_GM_000§15.4(018 Of CO I CONFIDENTIAL EFTA_00131230 EFTA01273437 *UBS UBS Strategic Advisor September 2014 Your assets r Equities . Common stock (commued) Hddng Tende date tawlDet of shares Perchas< Oc., Average prke pet shae (11 ence pet sets< Con basIs(1) on Sep 30(11 velue on Sep 30 (5) Unteenzed Holdng en or loss (I) Pened IJ'IITED PARCEL SERVICE WC CL B SymtoI: UPS Exchange NYSE LAI: 12.843 Curent yield: 2 73% Sep 19. 13 82.000 91 779 7,52590 98.290 8,059.78 533.88 LT Sep 19, 13 19.000 91.625 1,740.88 98.290 1,867.51 126.63 LT Sep 20,13 107.003 91.805 9,823.18 98.290 10,517.03 693.85 LT Sep 20, 13 26.000 91 835 2,387 71 98.290 2,555 54 167.83 LT Sep 23, 13 93.003 91.049 8,467.59 98.290 9,140.97 673.38 LT Sep 24, 13 93.000 91 612 8,520.00 98.290 9,140.97 620.97 LT Sep 24, 13 41.000 91.663 3,75820 98.290 4,029.89 271.69 LT Sep 25.13 62.000 91.138 5,650.56 98.290 6,093.98 443.42 LT Sop 25, 13 11.003 91090 I .00I 99 98.290 1,081 19 79.20 LT Sep 26, 13 64.000 91.489 5,855.30 98.290 6,290.56 435.26 LT Sep 27. 13 54.003 91 117 4,920 33 98.290 5,307 66 387.33 LT Sep 30, 13 46.000 91 475 4,207.86 98.290 4,521.34 313.48 ST Oct I, 13 46.003 91.668 4,216.73 98.290 6,521.34 304.61 ST Oct 1,13 6.000 91.650 54990 98.290 589 74 39.84 ST Oct 2, 13 61.003 91.128 5,558.84 98.290 5,995.69 436.85 ST Oct 2, 13 19.0® 91 067 1,73029 98.290 1,857.51 137.22 ST Oct 3, I3 55.003 90.337 4,958 58 98.290 5,405.95 437.37 ST Oct 4, 13 55.000 90.653 4,985.96 98.290 5,405.95 419.99 ST Jan 17, Id 121 000 99 231 12,037 00 98.290 11,893 09 .113.91 ST Security total 1,061.000 92250 97,876.80 104,285.69 6,408.89 X1LINX INC Symbol XLNX &change, OTC EAI: 12,086 Curent yield 2 74% Sep 7, 12 25.000 34 770 86927 42.350 1,058 75 189.48 LT Sep 7, 12 5.000 34.846 174.23 42.350 211.75 37.52 LT Sep 10, 12 37.003 34 845 1,28929 42.350 1,56695 277.66 LT Sep 10. 12 3.000 34.660 103.98 42.350 127.05 23.07 LT Sep 11, 12 20.000 34.853 697 06 42.350 847.00 149.94 LT Sep 12, 12 18.003 35.006 630 11 42.350 762.30 132.19 LT Sep 13. 12 2t.003 34.886 732.61 42.350 889.35 156.74 LT Sep 14, 12 19.000 35 536 675 19 42.350 804.65 129.46 LT SDNY GA/ M .6111°4 page C HP7000;006552603 NP7003793800 00072 0914 030975004 Y173568S50 110000 Page 19 of 100 Account name: GHISLAINE MAXWELL friendly account nome: Account number. Your II Bandai Advisor: SCOTT STACKMAHLYLE CASRIEL CONFIDENTIAL EFTA_00 131231 EFTA01273438 cat UBS UBS Strategic Advisor September 2014 Account name: GHISLA1NE MAXWELL Friendly account name: Account number: Your linandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Trade ieddng date %urea of shares Purchase peal Average price per tea (I) Cost bads (S) Price per sear on Sep 30(3) Value on Sep 30 (S) Unrealized Hoick* gain or loss (S) period Sep 17, 12 7.000 35.151 246.06 42.350 296.45 50.39 LT Oct 24, 12 3.000 32.523 97.57 42.350 127.05 29.48 LT Oct 25, 12 5.000 32.522 162.61 42.350 211.75 49.14 LT Oct 26. 12 3.000 32.776 98.33 42.350 127.05 28.72 LT Oct 31. 12 1.000 32.770 32.77 42.350 42.35 9.58 LT Nov 1,12 2.000 33360 66.72 42.350 84.70 17.98 LT Nov 1, 12 1.000 33.520 33.52 42.350 42.35 &83 LT Nov 14 12 1.000 33.530 33.53 42.350 42.35 E1.82 LT Nov2, 12 1.000 33.550 33.55 42.350 42.35 8.80 LT Nov 5,12 1.000 33.190 33.19 42.350 42.35 9.16 LT Nov6, 12 3.000 33886 101.66 42.350 127.05 2539 LT Nov7,12 2.000 34.025 68.05 42.350 84.70 16.65 LT Nov7,12 1.000 33.910 33.91 42.350 42.35 &44 LT Nov 8, 12 4.000 34.032 136.13 42.350 169.40 33.27 LT Nov8, 12 1.000 33260 33.86 42.350 42.35 &49 LT Nov28, 12 4.000 34312 137.25 42.350 169.40 32.15 LT Nov 28, 12 3.000 34.410 103.23 42.350 127.05 23.82 LT Nov29, 12 15.000 34.583 518.75 42.350 635.25 116.50 LT Nov29.12 3.000 34.493 103.48 42.350 127.05 23.57 LT ran 23.13 1,087.000 36.805 40,00801 42.350 46,034.45 6,026.44 LT Apr 22, 13 502.000 35.691 17,917.23 42.350 21259.70 3,342.47 LT 1,798.000 36246 65,171.15 76,145.30 10,974.15 Totd 31367,972.07 41,632,802.19 $264,890.12 Total estimated annual income: 545,519 Your total assets Percentage of Cost eimated Unrealized value on Set, 30 (5) YOur account basis (S) annual income (S) (inor loss (5) Cash Cash and money balances 5,161.53 0.32% 5,16453 Equities Common stock 14632,802.19 99.68% 1367,972.07 45,S19.00 264,830.12 Total $1,637,970.72 100.00% $1,373,140.60 $45,519.00 $264,830.12 CNP70009006562604 NP7000293800 00002 0914133057%04 2356855011904y Gtkoocapsit220 of 100 CONFIDENTIAL EFTA_00131232 EFTA01273439 *ITS UBS Strategic Advisor September 2014 Account activity this month Account name: GHISLA1NE MAXWELL Friendly account mime: Ind r Account number. Your Finandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Oak Activity Description Amami (S) Dividend and intewstincome Taxable dividends Sep 3 Cividend UNITED PARCEL SERVICE INC CL 8 PAID ON 1061 71087 Sep 9 Cividend JOHNSON & JOHNSON COM PAC) ON 1066 746.20 Sep 15 Cividend Sep 16 Cividend MCDONALDS CORP PAD ON 1018 824.58 Sep 17 Cividend ANALOG DEVICES INC PAID ON Sep 22 Cividend BLACKROCK INC PAID ON Sep 29 Cividend PEPSICO INC PAD ON 1154 755.87 Sep 29 Cwidend TRAVELERS COS INC THE PAID ON Total taxable dividends Total dividend and interest income NEXTE RA ENERGY INC COM PAID ON 1162 842.45 1751 647.87 372 717.96 1152 633.60 Other funds debited Money balance activities Ogle Mtn.Iy Ciesraption Sep 4 Transfer TO 23575 0100 Total other funds debited 471087 $527940 85,137980 AITIOLOt (S) -710.87 Date Activity Aug 29 Balance forward $0.00 Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 710.87 Sep 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0904114 -710.87 Sep 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 746.20 Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 842.45 Sep I? Deposit U8S BANK USA DEPOSIT ACCOUNT 824.58 Sep 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 647.87 Sep 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96 Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,389.47 Sep 30 Closing UBS Bank USA Deposit Account $5,168.53 The UBS Bank USA Ceperat Account is your plenary sweep roan Descrpbco AMOunt IS) SONY GM 00020613 0070003005552605 NP700021,3B00 00002 0914 030575004'023568550110000 Pegs 21 of 100 CONFIDENTIAL EFIA_00131233 EFTA01273440 *UBS Yournotes clemanme xmaziewoonr End elstaternentbaccoun CONFIDENTIAL . c,,,, 0,,,,.., a . EFT,00B12,1 EFTA01273441 Important information about your statement 1185 Farr., Wain Inc (8w rim rein Firwrocial Seritan). IS a member of al pciarmal security. arormety aid gams ermages asst ince' *aces and MBank USA ay Sired subtilizedof 185 AG and Orman of ulltS Sermitis U.0 ReefersMaur sweet it mate won fewest the henis executed of re a U3S Ryan* WV WS In 1200 Haber Bohan Menne en NI 07086 this rune* reprewes me coly Oral rend of socUBS Fmanaal Senses account Other non. rapt Oraltor documents. forming contang data should not be toed upon if you been there 6 an act 0•16001. Oro ntoct n sernsliacely n wrings thelarch Mmapir of the Orosifting you amount Athccgh al f9.0s nem are intended a be ;CAMP. ST airaint daa Todd rot be used for tat parposes Fee* sonny on ye rend la Iona Ge.. Focal 1099. 5498. 10415. on) nen pepsin )our to num leaf rye isfearied by In to repots to the RS al tamb le Ones& nepnale non Web* dvdens and lane man tamed en sec:antes Mansur account net proceeds on sale tranuctrms, aid cost bassoon coin wren %flaw; Cematmiallont with the Firm • Nose ixv.416.m ayr oral VermAlCator6 fa Aritir9t0 further mead your narts actors yes rotes one the karma Wan Protecnon Act (SPA) • el ihe Own* instrniOn on the top Sell of the Irene of thrs Ian* is not be:KRUM:W544Na.. MS Femoral Sennacanes yar afar* asdewing broke by asaidemenl with the DMA* matron ne Intoned you of *s franklo Mm you rein **intone In this fate pm hods and Wok es re looted a 185 karma Sawn aid not the rtroclum9 berms ad you must mans a rpm of sly mot or °mann to teeth in All amount sowers shall be deemed complete and acar ate 8 net objected to n wars wean 60 drts • Please direct curare( emplanes* ikon to Ow (this Client Reran, Otinernelt X 201-3521699 or tont* a 1930-34-9,03. 8 00AM too CO PM ET Mcoday %nap Mdse. a In Manger uBSilinasal Sena. VIC. Clint Relation, Dopatervnt PO Box 766 Unon City NI 07037 • to cast of enwsa CrorCIOnS abrut al noon< arms transfer (t11 bid panne ce ll s Vnat &Oh cad trassarmook call 806762.1000 or nice to lAS Frlanf Services lie, 1000 Harbor Ead PM Iba. Wekhzolum. N) O7086. Aso fin/9m sermon Cat feyness corm as sunart d youth a yro Stave nit or refer 6 worg only(*) need more irennatico Mold atranfer co the sow** or react The Fon cern Muir OS cup lone) mug hear ern psi erg Lac 01/411 60 Was alter the film Sett you the fist sown* on Mush tie race or problem 49w* - Santa sow nine ad acre* weber 0 rod - Describe the MO. Or the ranter you ay trent arr. rifleman as deity A youon shy you Wed 4 is al err or ray sou need two nIcrtnxion - Prone the dollar nuns W the sweated wa The FimorCrd tssuer wit navigate you Onplant ad Mari cortect any nor ineptly Slone rote al checks paytto to the krnor the Inn* Airmen ndaltd on ex front ol this Mane* h oat cm to cedar noon feet nOrta may be Marl to mammon fees charge:Ice tae payee* for socurte purchan and Oren for u-pad nults n era armsnes Accounts ma are rranicral 10 craw ostaatons mar be nisei to a unler tee UN Sweep Options U85 Offen Optall for sweeps? ace barns. barns to bat &posts se Meat USA and utS AG Sumba tone. (Bork Sweep hosing none/ market Mita fonds Nan Cods) arid the banana Drat Minot C0Alfor warners wan ai menaional kesoace Management Awant llucv9h iht Bat Swell, FrOilanif. rah barmoes re swept a 1.65 Oat USA up a al marled law and trot to 165 AG Seward Bran, a a *ray hard Deposes at LOS Bak USA are WC visored n accordance with FlYr... ruin For mat itemaion pane nut mew Idic got Deposes a 16:5 AG arra:I Bunch aid thares et h on finds we visited by the (DC. Through the OA evadable to art, Warns are seen to depose: accounts a 185 AG Newark Brans aid IIBSIG Caplan Branch fine deposits ire ria nwed by the FDIC Ilalences MU a me MS AG Crown Burch re termowily moos* TO TN. SOwarrin rid of theCanal maids and there is ro wine fr other °barb , of 16546 as May thebins wham the u15 Cants &arms boas Deposes al URS Bale USA rd eachUE:5 AG Brach nes own* by SIC Money fund hats ere protected by WC See '18S faster Wynn Amount Frotenion" below. Onto fair rfra./02, baarkes b tie Salt Sweep Programs or DA may be witectarm ad net of a Mom WM maybe hourclaym red thepared: returned to rue/yaw waitron attain Furth& mIconagn tout horn sheep opera. enAng avert merest uses and sleds. 6 aatebe wan sincerrlsweepyins Iron your irenfa l brtvirror a by fag 806762-1000 Rilanciol Swiss mots protraction The Finn 9 a rreirbet of the avulses Many Protection Coporaca PACT non pre teas monks norm of es none* to to 1500000 lording 1250.000 for dams tor on The SK ear ;mesa, tows apithr lo all mann s tha su hod n a polka" ban* The fret together moth own II elates. ha also puxhaw.1 uppsomcnea: rosearon rmernacinum anoint payable to all eigta dent. conteolf under this protecion 6 5500 maw as of Dioirretrer tO. 2013 Wins to the poky arditioro and antrum ens at the eon funhEr protected for up II 9 milko n the aw- egae to all your accosnis hell re a patina friary A full moy of CO poky **dog 6 NaLibleupon rVaaat The SIC protection ad the supplemental ;roam both do not SPIY to • C eon Maar tens controlled *On Inufed n ram moon van) but held way from uill$Finalizial Wen Ce final (*Cat LIBS Bark (e)cath actU35 AG Stamford btand1 mutate roans. *king noble true es ad tan Thins of mutual kart the term re mg tiered *vary di. flan. Oi the annul hone on thebooks and morn of die oatcake On or timer agar*), • Cenan rnersznom contrary or norm% irtarry6 Co 9. Imbed parowshms and prvaeplawents) than are not ogled* corm the Moines Ar of 1933. and • Cormadhes armors Co 9 . Mop tad ar90 and pr.:kWmetal unarm/. ended tunes owns eV omfroMY Whel *Warm The SLY protection ad to omplommen protectors do not apay to these assets men if they *hawse assaymar swenton The WC protean and the 'apnoea proacton do rot groin thins Mande, n the matt van of in anementslathether as a nun ci Mani morrent. ran brawn or thimmhe) More M mmons aria le nets request You may Obtan amore mammon about WC. eduOrid the OK BrOftwe by comnrg Sec at 20297143300r by mite*** Mk webmt areaway= cet? Crmikni pkweemmtProgram OFIP) the yen refined der adage Mae you mar oran the actual pyze from your Tiro** Adroor Only risk awes are preased tale.' OAP. partialshays moil to son and me fah wit be Orman n str armours therm:Send renwswert pro tippled by the issuer may defer non the Matt Fria it Mich thepaha tors re sold fasteblisu Only Whole unit may be held in sus accomt I you are mend to 'pahmint as a remit of ark/Wind F.:frail or otherwise, tie Firm wit ether get partialness make peke or afar an avow dreemred by a registered retry then. ant cede on account lansinsted *bleak* the MeV:Mena Wraith ard Mt Profile are speck to eras aCCCvnl aid nay vary bestir. Freare not the Ion prompt, n wrung of any tarkant Manpe in your franca stuatar er none* Orrin" for eada amours hell you choose one of the a loving retsina* Wanks • Preducie Cu met. xon* herrytments stekina the rural kin of ikome only • draw Cadardparsmon tweenantmeding grovh 0 prof pal ratty than:rya ginalatOn 01 MT? • ImarceCOrneeinon of Income soclCh74.4APPeolem in.astnwitt seeing both ono derwrion of Mono ad gown a PrnaPal OversInek profiles • Concern Seeks to nomad Of ia planet wits low risk ad rota lity to the account omit even d ma mewls the =countriesnot generate Ostrom 'IKON* Of ratans ad evincekeep par with inl LOCO • Ailoorerav %WIN to =opt some rrh to Packsal and tolerate sorra wiz lity ao seals hither retain • A.99rnae Wring to meet hgh nsk to vrtopal ad hgh many to meth."' rams ow erne katenterhouselseling* We rnanonsoldate al rand afoul, Stan** with the sane mums re the trimming. ACootortsrnay De mantel Ice this prose boon they On owner oho afn naive* pont mount riltionshrm rah stun dents at the sane address the pence 6 known as •householdnd • I you seder to man indirdual none*, nun n spray CONFIDENTIAL roebuck —sou may define Iscuseholls6 by ding your From.* Advisor Friona, ICOUnt nest. **hien* aurora none:v(1ns Ofamnia that so morel on Se Frms wine Parses webs.. It 6a custoinizable *costume chose, by you a anr you meth year reardtemig n ha no kga effect on sur noun You Can Mak:jar/Le kerma/ axes* names. *Youth Orme Senses of bye:moon; in instal knot Mount overview • Vane of pat attounstpwricho NW OS assets and liadlnp • Asia Incbtki sealkle call Whines wind lot massy ne wan* ) rid Global lane Dermas unrealized market and anal antsnet held byte Fen Does not mckdeunprackd sendtelassets a the en1 the and wren toter** peon a severe peons awned sloth colons and eocCit.lb stor °peons • banes Wades Ott barna. commend mris loan. atrm Int shed accoum barns • CasArrnonori bi.vcra Toes of inancesiod call bianon. Mrs 16$ Bat USA Open Innen U95 AG Started Branch demist balances and male, matte mutual Its* sweep Wines a the dose of the Stal(Yraiet prod Nen.ommod Ey An ormit bans h ant art not theses segreded from other batons a* re Emma use any 0 ds n ihe ordiwy course of as twins These fon at pa/tibiaJ.9,n atur demand Dv tolal 6 incloard in no wore wad dosig value lending irderrentirs Fa detain olcnnawn on the rn's Senn) palips and diciocuret Mato toes Clem Rcraliavto Adman* or ACCOult Arraml rod the General Tres ad Crichton; URS Stamen of Cade knees heatable n Agateefeth aid 0rklevires a 32:0:egh Your asses YO-r statement *emus seethes another assesheld n the aCWint a the end of est statement perkd You may rift for deirey of Julypad mantes ar ay term You may nen seamen used a bet collate* ater pared an b i m ran we on them Nay trarrtiened a the dreg die summers period ate lined a sweet when* the erd of the statement pried • Cost bait n derrohng the on basis a the seastes induded n this stawnent SW'? named %Whit* number U9Shruncial Sereceshas read on inhumation Obened from sources *ha than 165 f Mosul Sevres. ordng narration Iran amen km 01 that you may Me prorylvl lo your firianCOI ArIvar The Firm Cots not iwitiorndeniar mayor guarantee the nay a vary of my Woman provided by sources °tartan Minna Senna it addrien ShoodhLOS Normal Wren genes* updates Os dormant as t 6 record the rem does not monk my aormas ea she *Irma* neer 'Cost bare and "Unrolited gaidass" is sera* a of tan dee of this IMMO As such. please do not rely co this Marnaion to rnakecurdlase a Me Oozes. far tar purposes a swam Arcunn *zany* to the fern may reflect girl loss nformaith only for the pern of time they ay held a the Pim Morehinonol olorrnation cm be added by fats Einar.* AcIASOr • Unmarred gains/ban inhee dla a enable formed tan cal Tel soli:an as fat an err SONY GM 00020615 EFTA 001±1235 EFTA01273442 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal lots maya ma, not aka ccmnksafts, drages ads stamyreorgencatia tens De/and al odes remnant lots and notornalk plat ae kit are oath ombned toaster ourattrased lhe • trade dz.' calm piesents the «Naar balsam bakdare • CANN searisies Bonds and parted sod that the tsulrcalb for ealy wileriphon nil beselected emalialir by lot tom "mg al sauna of that issa held in oul name a re dame n atte ler Our dents Calfears Maul tre is Manedfrom tea pates aid as xara-f rs not guranted OT« call I eatas may eat meal acid aria Mkt ~ate mama en ind bey/aided upcn alfel • ~as of deposit KIN) CDs die MC mad ups, $293,0:0 n alistial ad aqua tarot us Monitor and p. cluarlay nslitslicso h atardarea with SDK alas • niaivalue Pnces &bibs/ fa whines ad other produces mar be high', a byte thal t e ase TM you mute asually ream in the make Pres are °Maned from mews Sid payscam eta. webeletytlote rabble but we do not gamma ea away - We gorieraly um To doingma whim *rabble cr lM mean or Pe b4 aid ask aces fa laced %area and *pesos or on kid peas or OTC stoats - Las avast trad sauna maybe gad tung a 'mbar. motel a Tams Wen nit* we ootaiied aid may nol reeled an ada maaa pasror tan - C Oman poslions may £pea /Mart a put and mil show z 'price was not addable' if we re wale to Obtain a age for a stony - Deposes a Names damns& n agtedes oat ihmUS Cahn as reelected a the odhlnao 'Se ds of the Panne data - For cam sorties adog non-wit:4min deramnattni. ace and quaky (Nee vale) may Lae bom Nosed» looleraler trope.' volszun To obtain dam estrizals arm wattle mesas yo.t Foams,' edema • Mena Ininestmfms and settrautiml protivaa lima amass auras Cnalang Orel pa irpaion prawn aid real estate rasa it DWI SECUTRAISYKI Slruclued praluaS faraway hghly laud (etav matted prams Ma me Dom reggaet wt. the Waifs and enicrldt Cannissisn a underand Stare Seaga" ad We photo eamaed tam la Sainte natmera sambas arid strata profits, ear atomal malputioan only Aciaracyd rot guff an~ - lhlRArvaUt5 nytin« stbsurnally from pas n try a there agora mestmen secure), a structured mac nuybe tour a sad aid do not normally represent the ma you may raser upon 'galloon - bad pay esimaes of via an as 01 a ran das aid a ~lied lo LISS friawd boars °flared/Ur bald by an napendent vallian ban ,suer, Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general pains ex ardor and may be °babied based en defiant itormation from Tat used by tend pates to dare Thor estinad yam - au ca ablate addada itarnaun regang the rrehadolcgy used to determine the amnia of vase rid the dace of the Monnamn thi ls the base far Tr Marta by aniashg your Woad Shaer - lad parry eilanared vibe; may be reflected as 'Not p1Ø' n metal Maas ten an 'otlepenant valuation Ism PAS not Applied c< d unaVe to assign a value Mena beans axe amanitas/ tart ha warredthat Illy ti la ereausly reposed vale Ø dotal& a ~date acid be highly meditate duo to To rums> of the many - Mhen neither an Eva gmal paw a sponsor ectinats1 vale not a ih rdpany es inlad aues is braided. the vareol Te awry al Dada's's* tan no Naha pia - 'Carbutions to die' no/ inch* nnrn of cal swam a both • 00342J ISY sies' raearntsTe diRAIOII(Ung pole raw mix a-.5 may not rdlea yder cos bark • Itissolaed Marestis Reacted saunas ;mealy as not amoteyagble fa park sal IRS Maid Seats uses the maw precool tie esinesuittod s1Ø of the 'ant Muir a as Mauled sake for the rearesed sea Pr purposes of This swercerdosy To the total tul reacted sodales are algae lot sale Me afar teemed may be anuntialy less Than the inpart vila ~WI • In. Nainitted) Meant. conmatyitilds and rapt An estirum of alma nano is based on anent deten aid Man ram awing at isarities MI be bid for one year from maternal date a ease mituney This estimate is my a gudidne accuracy aid antmed Mae se not garaseed - EstMated anus mom aid daunt all la airlan Ciao, session muld akae amen of schegia or caul ganS n Midi Ca the Mt .care (MO dotal saki) would be mania - Serrated anus tarne aid euteni Mal aid the aqua Moire and yield night be loweror hgher than the alma moans - An es indoor rinnalged mama <diadem/ andor forest) dialed by the camera mac vabarerae bald-teamed Co tre last Mafia or clam parent made by the ma and manes the sera ardour's war to Nelda one yes ban the statement dale or ata ~say Aosala calmed aid ae not guaarReed • Aetna< held Isif UK financial Service Corun Mae all not hell byte Um ad not widin Ae Fornys cassaba, or antra rhea assets re dopladd an yam Vantlited for inloierwronal pupasoaf Roams ad also bearded re acisad byte Moog fan UCS ~ea boas t not Trouble Sod this dloanaiin al does net gannet as ataxy these ads tenet prowled by Salg or tre arms suppliant', SaC away • Revenue Temg and addkbnalcompeasation. ullnittont en saki aid 12bt fees r ream with the data:ohm of instal • !Jab.* aid a Our aiiae Nara ah e ur_ian3 ratans from wubuters and« son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 the mount el satsby LOS 01 a parrødt nasal had fairy to oar:ans rod Id the aim vareol a primly mesa' lund lank% twos Nila IN Inn - We and ocr allare as recta remand aid ormtosproasung lets n corsaimon for tails agent SOROS that we proalt to the arum funds 'Wawa; ~gab ao pad Iran Manor Zinn in the re vyl lad sid se a tad dolly amtsl basal on Me runt. of ~Is at the erotic-dealer holdingmutual lads el Tat had Isnik - in Øl ion to commard Waked rt cornedion wen the sabot' distrbuttin of antay combats rd Inis imestaire tea units to cur deans we aroma altdiale hate rasa Siang COrMenallarl from mania be roans> cabanas mammy tie asenty arrow's Orbits ol The nntanof corroalffs aØ506 a Teat ~en trusts we Waist - Ott enlists also re:el/eluding commescosalif otte ~Won funs melwc nab, aid nurnoos ORTAlin Riau? pronxts %only:bolo - We recta al anus tee earn LCS 8a* USA ad USS AU Stanford Birch el up to RS pet aount sweeprig to tie banks ad« the tines* Sweep Programs ~Nei Morns:an tegltog corraisMam ordnets Arse tossed annechon eel the ereodio safes escbions opben lramactans has been ncLifled oftilinmetons premix* I...tidied to you. aid Ail he stoiiided to you tummy on awed Short selling If you re engaged in tort sehg a 'cavity ycu may mora chase Cie to renal barowing am Seta paloila 'softy Open sedan Regaling (*Mt( '9000tilaSOMIOS• orders that are not erected by the Staerneni date Open buy ad fell stop ceders at eased by the amain' of Medea, ar rgens ea • eediaindsor tenches dale unless ran/Oa Maria by you YOu s e resarrablelor orders thal at ~Wed Cue CO pm Nitre so canal exittg open orders Tax withirlditg en fatirbeitions born UK financial Services IRAs Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ income tai from yur usable IRA diasbul Urn, tul you my clear not Iona., ramout ♦helsehor. osteal, you nay elect to haw lac ~Mc I a arne or n a Ised anoint as you Mega Yea Soon al Nolan n ellectuntAresolred by you You myna. Rail *Malkin a a-g Ono by morag a now oaten If you do ml ha crotch nametar atrial ban 'Our dartulinit sou maybe Nicola* Ica the cayman of maenad tat You may nar pea Ma d To marts wawa] and r' estirard la« parents aerot MuS m ydel lac oblignim Privacy To Ø4n a copy of us Gnat Caws Pura Nsioy please contact you Ental maser or rifa ow ?Anne at rm.., fas onnen4rf eof 1.13S fin axial avian is not a bark The RIVA. &mum Stiuge ACCOS4 BSA ad MN as bra age aortas Ma secede axes to bang ~5 aid prodias tØ anagrams with alad bats and °tad TM partybalks and partes mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" convenes teem", nviatce agency astisefa es or utS Fnandid Seences et InAs~t. mace. and annuls brodas NM HNC basted • No bat* 9AM~ May loft vain NM ?ascot. Ma,agorwm aomuit Business bans Acaum SSA ifMA and ncemabonal bears ~arum CONFIDENTIAL daunt as regislead servoe mats of LISS Freandal Serval tic Pm Square is a repaired sacra mark of Visa larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd debit eat ire issued by U13$ Bare USA Mee bonenton from Yea U S A Tarparad FulanCial StrviOeSinC Rev 201407 SDNY_GM_00020616 EFTA 00131236 EFTA01273443 *UBS UBS Financial Services 299 Park Avenue 25th Floor New York 1W 10171.0002 CNV70057479871014 0 Account name: GHISLAINE MAXWELL Friendly account name: Indio Account number. Your financial Advisor- SCOTT STACKMANLYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the RMA ReSourCeLine at 800-RMA-1000, account 029023568 UBS Strategic Advisor October 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW Yard( NY 10065.7007 Value of your account on September 30 (3) on October 31(S) Your assets 1,637,97a 72 I ,687,906.48 VisItour websIte: Your liabilities aoo o.00 www.ubstomilinancialservices Value of your account 11,637,970.72 31,687,906.48 Tracking the value of your account S the Lr,311CS ',338 3 • 1,687.9 • Sep 2014 COI 2014 Sources of your account growth during 2014 Value of your account at yer end 2013 Net deposits and Wthdracrais Your nws0ment return Diwlend and interest income Change in market value Value of your account on Oct 31.2014 $1,697.906.48 40.00 31,519,460 39 433.224 53 4135221 SG SDNY GM 00020617 Member SIPC CNP70003005747907 NP7000103796 C0032 1014 030575004 Y123568550000= Page 9 of 98 CONFIDENTIAL EFTA_00 131237 EFTA01273444 *UBS UBS Strategic Advisor October 2014 Your account balance sheet Summary of your assets Value on October 31 (1) Percentage of your account A Cash and money balances 5,221.74 031% B Cash alternatives ace 000% C Equities 1,682,684.74 99 69% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F C orrmodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $1,687,906.48 $1,687,906.48 100.00% Account name: Friendly account name: Account number: Your current asset allocation Eye on the markets Index Percentage change October 2014 Year to date S&P 500 2.44% 1099% Russell 3000 2.75% 9.90% MSC I - Europe, Australia & Far East -1.45% -2.42% Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12% Your Bimodal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. kJEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% CNPA:00005747988NP70C0183196 00032 1014 030579004 Y1235685500NMYGM00020t88 10 of 98 CONFIDENTIAL EFTA_00131238 EFTA01273445 SUBS UBS Strategic Advisor October 2014 Change in the value of your account October 2014 (3) Year to date IS) Opening account value $1,637,970.72 $0.00 Deposits, including investments transferred in 0.00 1,994,881.82 Withdrawals and fees, including investments transferred cut -2,064.29 -475,421.43 Dividend and interest income 2,117.50 33,224.53 Change in market value 49,882.55 135,221.56 Closing account value $1,687,906.48 $1,687,906.48 Account name: CHISLAINE MAXWELL Friendly account name Account number. Dividend and interest income earned For papaws of ins statement, ta.ab ay of interest .,no canden0 income has been determined fran a US tax repotting perspective, eaed upon the residence of the account kidder, account type, or product twit, some interest ardor dvidend payments may not be subject to United States (UA ardor Puerto Rico (PR) Income tares. The (lent monthky statement is not intended to be used and Carina Lae Need upOn for *as purposes. Clients should refer to the amlictle tar reporting forms they recent. Iran 185 annualy, such as the forms 1099 and the Forts 480, for tax rePollin intormabon is the make Of U85 to Ilk the aSchcatle tea reporting forms with the US intend Revenue Senate and PR TreaSury DeParantlrtt and in such forms accurately ossify city:knee Bract Interest as tar eeenot or tacabk income. Plea.e consult your includual tax prepare( October 2014 (5) Year to date (I) Taxable dividends 7,117 36 33,219 88 Taxable interest 0.14 4.65 Total current year $2,117.50 $33,224.53 Total dividend & interest $2,117.50 $33,224.53 Summary of gains and losses Values reported telcw exclude products for which gam and losses are not classified Realized gains and losses Unrealized October 2014 (3) Year to date (1) gains and novas (3) Short term 0.00 -7,125.69 -3,922.69 Long term 0.00 57,725.77 318,635.36 Total $0.00 $50,600.08 $314,712.67 Your II nandal Advisor: SCOTT STACKMANLYLE CASRIEL Cash activity summary See Account activity the month for dela Is. Balances in your Sweep Options are induded in the eyeing and closing Mantes value. FDIC insurance applies only to deposits a u8S Bank USA, rot to deposits at LrEts AG. starrioict Branch or bank deposits placed through the UBS Intonation* Deposit Account program 9PC protection applies to main market sweep fund holdings but rot bare deposits. Saa important innarmarion about your statement on the last tvo Cars Ci this document for coals 2014 (3) Year to date (1) Opening balances Additions Deposits and other funds credited $5,168.53 0.00 $0.00 48,841 01 Divdend and interest income 2,117.50 33,224.53 Proceeds from investment transactions 0.00 398,577.63 Total additions Subtractions Professional management fees and related services 52,117.50 -2,C64 29 5480,643.17 -5,04339 Other funds debrted 000 -470,378.04 Total subtractions -$2,084.29 -$475,421.43 Net cash flow Closing balances $53.21 $5,221.74 $5,221.74 $5,221.74 SDNY GM 00020619 CelP7C007005747939NP70031E0796 000O2 1014 030575004 )1123568550000000 Page 11 of se CONFIDENTIAL EFTA_00131239 EFTA01273446 UBS UBS Strategic Advisor October 2014 UBS Bank USA Deposit Account APY Interestpet-to/Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0 .00 Closing UBS Bank USA Deposit balance Oct 6 $6,588.35 Number of days in interest period 29 Average daily balance $3,224.69 Interest earned $0 .14 Annual percentage yield earned 0.05% Account name: Your linundel Advisor. Friendly account name: SCOTT STAaMAIILYLE CASRIEL Account number: Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive investment elle ibility consdera non None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out. CNP7C0M05747990 NP70C0I88796 C0032 1014030579304 Y12356455003regfitifGM00026,” 12 of 98 CONFIDENTIAL EFTA 00131240 EFTA01273447 UBS Strategic Advisor T October 2014 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Some pnces, income and (orient vaues Shorrn may be EppiOximble. AS a teat galas dnolosses May nOl be accuralely reflecled. Set Apaeant intostaaeon Stour your gatemen, a the end of the documeM for more information. Cash Cash and money balances Cash and money balances mai include avalaole cash balances, UBS Bant USA depout account balances, UBS AG Startord Branch ctpout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MC vAlten appleSok limits, but are not protected by 9PC utliS AG Stanford Branchdeposit scouts baantes are not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by 9PC but are not insured by the FDIC. See the Important information about your statement * the end of this docwnent for details about those blames. Hddng UBS BANK USA CEP ACCT 5,16853 Openng balance Cloung btlaxe Pnce per that Average on On I (1) on Od 31 (1) on Oct 31 (1) rate Duldenct Interest period Your Pi amide! Advisor: SCOTT STACK MANILYLE CASRIEL Days in period Cap /mourn (S) Equities Common stock Hddng Trade date Mother of shares Purchase pricer Average price en« per share Value on Uneettized Hddng per share (S) Cost basis (S) on Oct 31 (S) Oct 31 (1) gain or loss (1) period ANALOG DEVICES QC Symbol: ADI Exchange: OTC EAI: $2,591 Current yield' 2.98% Nov 16, 11 13.000 37 316 485 12 49.620 645 06 159.94 LT Nov 17, 11 13.000 35 393 460. 12 49.620 645.06 184.94 LT Nov 18, 11 35.000 35.502 1242 58 49.620 1,736 70 494.12 LT Nov21, 11 18.003 34 371 618 68 49.620 893 16 274.48 LT Nov 22, 11 15.000 33338 500.07 49.620 744.30 244.23 LT Nov23, 11 22.003 32.655 718.43 49.620 1,091 64 373.21 LT Nov25, 11 7.000 32.460 227.22 49.620 347.34 120.12 LT Nov28, 11 30.003 32.951 988.55 49.620 1.488.60 500.05 LT Nov29, II 18.003 33.472 602.51 49.620 893 16 290.65 LT Nov29, 11 5.000 33.622 168.11 49.620 248.10 79.99 LT Apr 24,12 30.000 37 567 1,127.01 49.620 1483 60 361.59 LT continued neat page SONY GM 00020621 CHP7C003305747931 NP70031£8796 001102 1014 030575004 Y123568550000000 Page 13 of 9.8 5,221.74 250.000 00 CONFIDENTIAL EFTA 0013I241 EFTA01273448 SUBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Kandla Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Muter of shares Purchase price Average price per than (I) Price per share Cost bask (1) on Oct 31 (1) vase on Oct 31 (5) MuteIzed gain or loss (I) Hddng period Jan 23,13 1,056.000 43209 45,62881 49.620 52398.72 6,769.91 LT Apr 22, 13 489.000 42.447 20,756 68 49.620 24264.18 3407.50 LT Security total 1,751.000 41.990 73,523.89 86,88442 13360.73 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 42,442 Current yield: 2.35% Aug 4, 11 146.000 42.440 6,196 31 81.780 11,93988 5,743.57 LT Aug 12, 11 4.000 47.050 164.20 81.780 327.12 162.92 LT Jan 23,13 767.000 52.441 40,222.30 81.780 62,725.26 22,502.96 LT Apr 22, 13 355.000 57.001 20,235 48 81.780 29,031.90 8,7%42 LT Security total 1,272.000 52.530 66.81829 104,024.16 37205.87 BAXTER INTL INC Symbol. BAX Exchange NYSE (Al: 13,236 Current yield: 2.97% Jun 20, 12 30.003 51.594 1,547.84 70.140 2,104.20 556.36 LT Jun 20.12 17.000 51.522 875.89 70.140 1,192.38 316.49 LT Jim 21, 12 29.000 52.077 1,510.25 70.140 2,034.06 523.81 LT Jura 21.12 7.000 51.500 360.50 70.140 490.98 130.48 LT Jun21.12 5.000 52.216 261.08 70.140 350.70 89.62 LT Jun 22,12 61.000 51.890 3,165.29 70.140 4,278.54 1,113.25 LT Jan 23,13 768.000 66.658 51,193.80 70.140 53,867.52 2,673.72 LT Apr 22, 13 355.000 69.318 24,60800 70.140 24,899.70 291.70 LT Sep 19. 13 74.000 72,165 5,340.28 70.140 5,190.36 -149.92 LT Sep 19. 13 6.000 71.875 431 25 70.140 420.84 -10.41 LT Sep 19. 13 3.000 71.880 215.64 70.140 210.42 -5.22 LT Sep 20, 13 47.000 71.987 338341 70.140 3,296.58 43613 LT Oct 3, 13 154.000 64.600 9,948.49 70.140 10,801.56 853.07 LT Security total 1,556.003 66.094 102,841.72 109,137.84 6,2%.12 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Ogren( yield: 2.26% Oct 5, 12 7.000 189.932 1,329.53 341.110 2,387.77 1,058.24 LT Oct 5, 12 3.000 187.820 563.46 341.110 1,023.33 459.87 LT Oct 5, 12 2.000 186.670 373.34 341.110 682.22 308.88 LT at S, 12 8.000 188.783 1,510.27 341,110 2,728.88 121841 LT Oct 9,12 15.000 189.186 2,837.79 341.110 5.116.65 2278.% LT continued next page CHP70009305747992 NP70001139796 00002 1014 (130575004 V1235685500306MyGht 0002ke2 14 of 98 CONFIDENTIAL EFTA 00131242 EFTA01273449 UBS Strategic Advisor sUBS October 2014 Account name: GHIStAINE MAXWELL Friendly account name: Account number. Your N sandal Advisor: SCOTT STACKMANLYLE CA5RIEL Your assets Equities . Common stock (continued) Purchase OW Trade taunter Average pdce PMe per share Value On Unredlted Hddng Hddng date of shares per share ($) Cod bads (SI on Oct 31 ($) OC131 ($) gain a lose 11) period 0419,12 2.000 189.010 378.02 341.110 682.22 304.20 LT Oct 10, 12 3.000 187.720 563.16 341.110 1,023.33 460.17 LT Oct 10, 12 2.000 187.670 375.34 341.110 682.22 306.88 LT Oct 10. 12 2.000 187.995 375.99 341.110 682.22 306.23 LT Ian 23.13 224.000 236966 53,080 41 341.110 76,408 64 23,328.23 LT Apr 22, 13 104.000 251.093 26,113.69 341.110 35,475.44 9,361.75 LT Security total 372.000 235218 87,501.00 126,892.92 39391.92 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 13,108 Current yield: 2.76% Jim 19,13 72.000 84.718 6,099.75 101.410 7,301.52 1,201.77 LT Jun 20. 13 121.000 83.141 (0,060ts 101.410 12270.61 2210.46 LT Jim 20, 13 78.000 83.030 6,476.39 101.410 7,909.98 1,433.59 LT Jun 21.13 204.000 82.904 16,912.44 101.410 20,687.64 3,775.20 LT Jim 24.13 III.0O3 81.517 9,048.46 101.410 11,256.51 2,208.05 LT .140 25, 13 73.000 82354 6,011.86 101.410 7,402.93 1391.07 LT Jun 26, 13 69.000 82259 5,675.90 101.410 6,997.29 1,321.39 LT Jun 27, 13 141.000 82.951 11,696.12 101.410 14,298.81 2,602.69 LT Jun27.13 7.000 82.925 580.48 101.410 709.87 129.39 LT Jun 28.13 169.000 82.774 13,98882 101.410 17,138.29 3,149.37 LT Jul I, 13 65.000 82.781 5,380.78 101.410 6,591.65 1,210.87 LT Security total 1,110.000 82221 91,931.25 112,565.10 20,633.85 CDK GLOBAL INC COM Symbol: CDK Exchange: OTC Aug 4,11 48.667 18.086 880.22 33.600 1,635.20 754.98 LT Aug 12, 11 1.333 17.490 23.32 33.600 44.80 21.48 LT Jan 23,13 255.667 22348 5,713.79 33.600 8,590.40 2,876.61 LT Apr 22. 13 118333 24292 2,874.56 33.600 3,976.00 1,101.44 LT Security total 424.000 22387 9,491.89 14,246.40 4,754.51 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 32,172 Current yield 72_15% Aug 4,11 174.000 41.632 7,244.05 66.880 11,637_12 4,393.07 LT Aug 12, 11 4.000 42.450 169.80 66.880 267.52 97.72 LT Jan 23,13 910.000 54.240 49358.63 66.880 60,860.80 11,502.17 LT continued next page SONY GM 00020623 CNP70003005747993NP70C0183796 00002 1014 0305750047123568550000300 Page 1S of 98 CONFIDENTIAL EFTA_00131243 EFTA01273450 *UBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. YourNmencid Advisor: SCOTT STACK MANY LYLE CASIVEL Your assets Equities . Common stock (conbnued) Trade Hefting date Winter of shares Mucha:. peicei Awing' price Price per share per lessee (I) Cost basis (I) on Oct 31 (I) Vdue on Oct 31 (1) Untealized gain or loss (1) Hddng caned Apr 22, 13 420.000 59.788 25.11132 66.880 28,08960 2,978.28 LT Security Iota 1.508.000 54300 81,883 80 100,855.04 18,971.24 GELAL MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,086 Current yield: 3.16% Aug 4,11 191.000 36265 6,926.77 51.960 9,924.36 2,997.59 LT Aug 12, 11 5.000 35.754 17877 51.960 259.80 81.03 LT Jan 23,13 1,001.000 41387 41,428.89 51.960 52,011.96 10,583.07 LT Apr 22, 13 464.000 50 287 23,333 21 51.960 24,109.44 776.23 LT Jun17,13 l48.000 49.739 7,361 45 51.960 7,690.08 328.63 LT Jim 18.13 73.000 49836 3,638 07 51.960 3.793.08 155.01 LT Security total 1,882.000 44 031 82,867 16 97,788 72 14,921.56 JOHNSON & JOHNSON COM Symbol: 'NJ Exchange: NYSE (Al: 12,985 Current yield. 2.60% Aug 4,11 123.000 62377 7,672.38 107.780 1325694 5,584.56 LT Aug 12, 11 3.000 63.730 191.19 107.780 32334 132.15 LT Jan 23.13 642.000 72.736 46,696.71 107.780 69,194.76 22,498.05 LT Apr 22, 13 298.000 84.72I 25,247.10 107.780 32.118 44 6,871.34 LT Security total 1,066.000 74.866 79,807.38 114,893.48 35,086.10 tvCCONALDS CORP Symbol: MCD Exchange: NYSE EAI: 13,461 Current yield:3.63°4 Aug 4,11 95.000 84.969 8,072.06 93.730 8,904.35 832.29 LT Aug 12, 11 3.000 85.910 257.73 93.730 281.19 23.46 LT Nov29, 12 8.000 86.456 691.65 93.730 749.84 5819 LT Jan 23,13 555.000 93.053 51,644.75 93.730 52,020.15 375.40 LT Apr 22, 13 255.000 99318 25326.32 93.730 23,901 IS -1,425.17 LT Sep 19, 13 78.000 97.879 7,634.63 93.730 7,310.94 -323.69 LT Sep 19.13 22.000 97.425 2,143.36 93.730 2,062.06 -81.30 LT Sep 19, 13 2.000 971330 195.66 93.730 187.46 -820 LT Security total 1,018.000 94269 95,966.16 95,417.14 -549.02 NEXTERA EfERGY INC COM Symbol: NEE Exchange: NYSE EAI: 13,370 Current yield: 2.89% Aug 4, II 134.000 52.960 7,096.75 100.220 13,429.48 6,332.73 LT Aug 12, 11 3.000 52.530 157.59 100.220 300.66 143.07 LT continued next page Olf7C003305747934 NP7000189796 00002 1014 030575004 VI 2356855000~yw0002tes 16 of 98 CONFIDENTIAL EFTA_00131244 EFTA01273451 UBS Strategic Advisor UBS October 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT ST ACK1,1144 LY LE CASRIEL Your assets Equities . Common stock (continued) Trade Wiring date taufter of shares Purchase price Average peke per shape (I) Price pet share Con basis (0 on Oct 31 (1) Vdue on Ocl 31 (1) Urrealzed HolcIng on or loss (1) Period Jan 23,13 700.000 71.610 50,127.21 100.220 70,154.00 20,026.79 LT Apr 22, 13 325.000 79.757 25,921.06 100.220 32,571 50 6,650.44 LT Security total 1,162.000 7 I 689 83,302 61 1)6,455.64 33,153.03 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 52,791 Current yield: 3.24°4 Feb 11 14 148.000 92.171 13,641.35 88930 13,161.64 -479.71 ST Feb 11 14 117.000 92203 10,787.77 88930 10,404.81 -382.96 ST Feb 12, 14 32.000 92215 2,950.91 88.930 2,845.76 -105.15 ST Feb 12, 14 7.000 92.065 644.46 88.930 622.51 -21.95 ST Feb I/ 14 110.000 92.095 10,130.45 88930 9,782.30 -348.15 ST Feb 13. 14 68.000 91911 6,250.00 88.930 6,047.24 -202.76 ST Feb 13, 14 33.000 91.560 3,021.49 133930 2,934.69 -86.80 ST Feb 13, 14 6.000 91.615 549.69 88.930 533.58 •16.11 ST Feb 14, 14 334.000 95.389 31,860.13 88.930 29,702.62 -2,157.51 ST Feb 18, 14 114.000 96.023 10,94672 88.930 10,138.02 -808.70 ST Security total 969.000 93.687 90,782.97 86,173 17 -4,609.80 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 43,023 Current yield: 2.72% Aug 4, 11 115.000 63.979 7357.65 96.170 11,059.55 3,701.90 LT Aug 12, 11 3.000 63.023 189.07 96.170 288.51 99.44 LT May 16, 12 6.000 68.535 411.21 95.170 577.02 165.81 LT Oct 24. 12 1.000 68.690 68.69 95.170 96.17 27.48 LT Oct 25, 12 2.000 68.810 137.62 96.170 192.34 54.72 LT Oct 26. 12 1.000 68890 68.89 96.170 96.17 27.28 LT Oct 31. 12 1.000 69370 69/7 96.170 96.17 26.80 LT Nov 6, 12 1.000 69370 69.37 96.170 96.17 26.80 LT Nov7, 12 1.000 69.150 69.15 96 )70 96.17 27.02 LT Nov8, 12 2.000 69.090 138.18 96.170 192.34 54.16 LT Jan 23,13 699.000 72.166 50,444.31 96170 67222.83 16,778.52 LT Apr 22. 13 322.000 8225) 26,484.85 96.170 30,966.74 4,481.89 LT Security total 1,154.000 74.097 85,508.36 110,980.18 25,471.82 Continued next page SONY GM 00020625 CNP70009005747995 NP70:0193796 C0002 1011 030575004 VI 23568550 000000 Page 17 of 98 CONFIDENTIAL EFTA_00131245 EFTA01273452 SUBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL friendly account name:Ind Account number. Your llounciel Advisor: SCOTT STACK MANLYLE CASRIEL YOLK assets Equities . Common stock (continued) Trade Hating date Norte of thares Purchase pacer Average price per thaw (3) Cott bait (1) Price per state on 0(131 (5) Value** Ocl 31 (1) time/zed gin or Ion (5) Hold** period PROCTER &GAM8LE CO Symbol: PG £change: NYSE EAI: 12,919 Current yield: 2.95% Aug 4,11 118.000 60.103 7,092 22 87.270 10,297.86 3,205.64 LT Aug 12, 11 3.000 60.896 182.69 87.270 261.81 79.12 LT Jan 23,13 619.000 69.941 43,293.73 87.270 54,020.13 10,726.40 LT Apr 22.13 286.000 81332 23,261.18 87.270 24,959 22 1,698.04 LT Apr 24,13 108.000 77.762 8,398.32 87.270 9,425.16 1,02684 LT Security total 1,134.000 72.512 82228 1 4 98,964.18 16,736.04 TRAVELERS COS NC/THE Symbol: TRY Exchange NYSE EAI: 42534 Current yield: 2.18% Apr 24.12 20.000 63432 1,268.64 100.830 2,016.00 747.36 LT Apr 24,12 4.000 63350 253.40 100.800 403.20 149.80 LT Apr 24,12 1.000 63.560 63.56 100.800 100.80 37.24 LT Apr 25,12 10.000 63.520 635.20 100.800 1.008.00 372.80 LT Apr 25, 12 10.000 63.617 636.17 100.800 1,008.00 371.83 LT Apr 25.12 10.000 63.659 63659 100.830 1,008.00 371.41 LT Apr 25,12 2.000 63.545 127.09 100.800 201.60 74.51 LT Apr25, 12 2.000 63.645 127.29 100.830 201.60 74.31 LT Apr 25,12 2.000 63.745 127.49 100.800 201.60 74.11 LT Apr 26, 12 5.000 63.928 319.64 100.800 504.00 184.36 LT Apr 26.12 2.000 63.920 127.84 100.800 201.60 73.76 LT Apr 26.12 2.000 63.930 127.86 100.800 201.60 73.74 LT Apr 26, 12 1.000 63.720 6172 100.800 100.80 37.08 LT May 1, 12 15.000 64.637 969.56 100.800 1.512.00 542.44 LT May 1, 12 6.000 64.715 388.29 100.800 604.80 216.51 LT May 1, 12 6.000 64.975 389.85 100.800 604.80 214.95 a May 1, 12 2.000 64.850 129.70 100.800 201.60 71,90 LT May 1, 12 1.000 64.820 64.82 100.800 100.80 35.98 LT May 2, 12 7.000 64_374 450.62 100.800 705.60 254.98 LT May 2, 12 4.000 64.410 257.64 100.800 403.20 145.56 LT May2, 12 2.000 64320 128.64 100.900 201.60 72.96 LT May 3. 12 4.000 64960 25984 100.800 403.20 143.36 LT continued next page 06.70003005747936NP7000189796 00002 1014 D30575004 V123568550C096ffitcom000211Me lg of 98 CONFIDENTIAL EFTA_00131246 EFTA01273453 UBS Strategic Advisor UBS October 2014 Your assets . Equities . common stock Iconhnuecil NdcInc neat date Number or shares PIOChaft Ord Average pdce Plitt per share value on lin per share (1) Cott basis (5) on Oct 31 (4) Oc13i (5) gano:Toted Piped, ng od May 3, 12 2.000 64.675 129.35 100.800 201.60 72.25 LT May 3, 12 2.000 64.910 129.82 100.800 201.60 71.78 LT Jan 23,13 629.000 77.560 48,785.62 101800 63,403.20 14,617.58 LT Apr 22.13 290.000 84.719 24,568.68 100.800 29232.00 4.66332 LT May 22, 13 II 1 .003 83.807 9,302.58 100.800 11,188.80 1,88622 LT Security total 1,152.000 78.533 90,469.50 116,121.60 25,652.10 UNITED PARCEL SERVICE NC Cl B Symbol: UPS Exchange NYSE (Al: 42,843 Current yield: 2.55% Sep 19, 13 82.000 91.779 7,525.90 104.910 8,602.62 1,076.72 LT Sep 19, 13 19.000 91.625 1,740.88 104.910 1,993.29 252.41 LT Sep 20.13 107.000 91.805 9,823.18 104.910 11225.37 1,402.19 LT Sep 20, 13 26.000 91.835 2,387.71 104.910 2,727.66 339.95 LT Sep 23,13 93.000 91.049 8,467.59 104.910 9,756.63 1,289.04 LT Sep 24, 13 93.000 91.612 8,520.00 104.910 9,756.63 1,23663 LT Sep 24, 13 41.000 91.663 3,75820 104.910 4,301.31 543.11 LT Sep 25, 13 62.000 91.138 5,650.56 104.910 6,504.42 853.86 LT Sep 25, 13 11.000 91.090 1,001.99 104.910 1,154.01 152.02 LT Sep 26, 13 64.000 91.489 5,855.30 104.910 6,714.24 858.94 LT Sep 27, 13 54.000 91.117 4,920.33 104.910 5,665.14 744.81 LT Sep 30, 13 46.000 91.475 4,207.86 104.910 4,825.86 618.00 LT Oct 1, 13 46.000 91.668 4,216.73 104.910 4,825.86 609.13 LT Oct 1, 13 6.000 91.650 549.90 104.910 629.46 79.56 LT Oct 2,13 61.000 91.128 5,558.84 104.910 6,399.51 840.67 LT Oct 2,13 19.000 91.067 1,730.29 104.910 1,993.29 263.00 LT 0[13, 13 55.000 90337 4,968.58 104.910 5,770.05 801.47 LT Oct rt, 13 55.000 90.653 4,985.96 104.910 5,770.05 784.09 LT Jan 17,14 121.000 99231 12,007.00 104.910 12,694.11 687.11 ST seccrity iota 1,061.000 92.250 97,876.80 111,309.51 13,432.71 XILINX INC Symbol. XLNX Exchange:OTC (Al: 12,086 Current yield:2.61% Sep 7, 12 25.000 34.770 869.27 44.480 1,112.00 242.73 LT Sep 7, 12 5.000 34.846 174.23 44.480 222.40 48.17 LT SDNY okredIgliSetir P°91 CNP70001005747997 NP7000183795 C0002 1014 030575001 YI23568550000000 Page 19 of 98 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL CONFIDENTIAL EFTA_00131247 EFTA01273454 *UBS UBS Strategic Advisor octoi-er 2014 Your assets •EEquities . Common stock (continued) Hcldng trade date tawrber of sharer Purchase piw Average once pet there (S) Cott omit (1) Pore per share on Oct 31(5) Vaue on Oct 31 (1) Unrealized On or Ion (1) Helelng C•110:1 Sep 10.12 37.000 34.845 1289.29 44.480 1.645.76 356.47 LT Sep 10. 12 3.000 34 660 103 98 44.480 133 44 29.46 IT Sep 11, 12 20.003 34 853 697.06 44.480 889.60 192.54 LT Sep 12, 12 18.003 35036 63011 44.480 800.64 170.53 LT Sep 13, 12 21.000 34 886 732 61 44.480 934 08 201.47 LT Sep 14, 12 19.000 35.536 675.19 44.480 845.12 169.93 LT Sep 17, 12 7.000 35.151 246 06 44.480 311 36 65.30 LT Oct 24, 12 3.000 32.523 97.57 44.480 133.44 35.87 LT Oct 25. 12 5.000 32.522 162.61 44.480 222.40 59.79 LT Oct 26. 12 3.000 32.776 96 33 44.480 133 44 35.11 LT Oct 31. 12 1.000 32.770 32.77 44.480 44_48 11.71 LT Nov1,12 2.000 33 360 66 72 44.480 83 96 22.24 LT Nov 1,12 1.000 33.520 33.52 44.480 44.48 10.96 LT Nov 1,12 1.000 33.530 33.53 44.480 44.48 10.95 LT Nov2.12 1.000 33.550 33.55 44.480 44 48 10.93 LT Nov5,12 1.000 33.190 33.19 44.480 44.48 11.29 LT Nov 6.12 3.000 33 886 101 66 44.480 133 44 31.78 LT Nov7,12 2.000 34 025 68.05 44.480 8896 20.91 LT Nov7,12 1.000 33.910 33.91 44.480 44.48 10.57 LT Nov8,12 4.000 34 032 136.13 44480 177 92 41.79 LT Nov8,12 1.000 33.860 33.86 44,480 44.48 10.62 LT Nov28, 12 4.000 34 312 137.25 44.480 177.92 40.67 LT Nov28, 12 3.000 34.410 103.23 44.480 133.44 30.21 LT Nov29. 12 15.003 34.583 518.75 44.480 667.20 148.45 LT Nov29, 12 3.000 34.493 103.48 44.480 133 44 29.96 LT lan 23,13 1.087000 36.805 40,00801 44.480 48,349.76 8,341.75 LT Apr 22. 13 502000 35 691 17,917 23 44.480 22,328 96 4,411.73 LT Secisity total 1,798.000 36 246 65,171.15 79,975 04 14,803.89 Total $1,367,972.07 $1482,684.74 $314,712.67 Total estimated annual income: $45.519 Account name: GH1StAINE 'MAXWELL Friendly account name: Account number: Your ilmincid Advisor: SCOTT STACK MAI4 LYLE CASRIEL CH1'71;0(9305747998 Ne70C0I88796 CO= 1014 03057%04 " 2356855000QOPIYGM00021elte 28 0f 98 CONFIDENTIAL EFTA_00131248 EFTA01273455 UBS Strategic Advisor sUBS October 2014 Your aSSetS(contrited) Your total assets Cash Equities Total Account noose: GHISLAINE MAXWELL Friendly account norne: Ind Account number. Your Pi medal Advisor: SCOTT STACKMANILYLE CASRIEL wise on Oct 31 (9 PeKentaged your account Cost bass (9 Estmed aanutr man (Si Unedited gMn or loss (I) Cash and money balances 5,221.74 031% 5,231.74 Common stock 1982,684.74 99.69% 1,367,972.07 45,519.00 314,712.67 $1,687,906.48 100.00% $1,373,193.81 $45,519.00 $314,712.67 Account activity this month Dividend aad interest income Taxable dividends Taxable interest Fees Date Acthity Description Armin (I) Oct 1 Dividend AUTOMATIC DATA PROCESSNG INC 038911000003333333334PAID ON 1272 610.56 Oct 1 Dividend BAXTER Imt MC PAID ON 1556 809.12 Oct 15 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 697.68 Total taxable dividends $2,117.36 Oct 7 Interest U8$ BANK USA DEPOSIT ACCOUNT AS OF 1CrCe14 0.14 Total taxable interest Total dividend and 'introit income Date Adnity Desorption $0.14 $2,117.50 Amomt (S) Oct 24 Fee Charged QUARTERLY FEE -2.C64.29 Total professional management fees 42.064.29 Investment transactions For mare inforrnaion about the once/value shown for restricted securities, see important intopmmion abort your statement al the endof INS document. Ode Activity Oct 1 Spin Off Desorption CDK GLOBAL INC COM SYMBOL CDK FROM AUTOMATIC DATA PROCESSNG INC SYMBOL ADP RATE 03333333334 Proceeds from Funds investment vrithdrawn for Accrued (homily Yaw CO Price (S) transactions (F) investments bought (9 interest (0 424.000 Total SDNY GM 00020629 CNP7C003005747999 NP7000183796 00002 1014 030575004 Y123568$500003C0 Pegs 21 of 98 CONFIDENTIAL EFTA_00131249 EFTA01273456 *UBS 11B5 Strategic Advisor October 2014 Account activity this month centnuedl Date *tinny Descrobco Amount (S) Money balance activities Sep 30 Balance forward 15.161153 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,419.68 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 100914 0.14 Oct 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Oct 27 withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1024114 -2,064.29 Oct 31 Closing UBS Bank USA Deposit Account 15221.74 Account name: ONISLAINE MAXWELL Friendly account name:Ind Account number: Your Amends, Advisor: SCOTT STACK MAMLYLE CASRIEL The VBS Bank USA Oepo9t Account Is your primary sweep cpbon CNP70309005748000NP70001een6 00002 1014 030575004 Y123568550 CONFAliy_ DM0002Nse 22 of 98 End of statement for account number El IM CONFIDENTIAL EFTA_00131250 EFTA01273457 Important information about your statement (BS FleeceSmiths Inc Ma Wm or Un Finms ISerekest. is an al piredpal security. cannodity aid mums enharges BBSifwice15evmei and utSBenIMS. ate Siva subtiliseof OBS AG and Maims of ten Smoke LC Me Fess Mancini Peat it ?eatable uoon realest The fern's theorme Oliva re at U3S Central Mew tic 1200 Haber Sweat thleehank at N107086 This =tenon recreate oily otIcialreand of meld% financial Senices wont Other nerds. except ofloal sae documents. co mime conliang tau shouldnot be toed upon If you believe there 6 an nee a *MOW. ewe mom T serrithliate6 n wring to thellimich Madpir of the officewing you amount Athccgh al f9st: how are intended to be Marta aieNint drattOuld rot be used for tat puposes ley soker on ye aend to lam 0e.. Fan 1099. WO. 10425. OR) dam pepsin Tow to norm the/ et is retheed by Ian TO rethon tote PS al mob le diedends. neponale non ladble Wreath and iamb% mew eared on securities held n your account net proceeds on sae (connote:no, lt d cost bausencotan awned %flaw; Omar/dorm with the Firm • Neale reconfirm ay oral 0:tiveole.ator6 nwrnngt0 furrier peeled your nthts notably sou rotes under the *antes beery Protect= Act (SPA) • if The felinnal instrliriOn on the top left of the Irene of this lath-we is not lei FitinCulSo•Vva IBS instal Seek% with Mt era asclearing CORK by ameigemeni with the adicard noon We Wormed sou cia this rearm Mn you opened this account in this Cate Se gds and wok% re looted a CBS Fimmal Sews aid not the wrodurrig hrober. Aid you oast mare a repro of thy error or onossiun W bath in All annum stateroom shall be deemed complete and acar ate d not °bp:redTO n mend swim 60 clad • Please direct ousierner Geplante. Spire to the fern: Client Retelers Olprintt X 2014S/16990r lobate a 806354-9103.8 00Am to 6 03 P old ET eilimAae them* any. a h wring to UBSFortancul Sondes he. Clan, leWin,Depnrrent PO Box 766 Unon their NI 07067 • ti case of errors a Q.vellOnS *tut al elthoonc tees ranee (t11 bid renew ce ll s nee debit cad tranadioni, Call 806762.1000 K nrce to IBS FManCal Wm% hc. WOO Harbor 8W .6t I bat Weertike. N) caolk Ann iMMSSA Sauce: Cal ct woes/ son as yo can. d %blink rad stawnem or recent 6 ihrOrg a rf you need mere ithnnation *out athrolee cei the starred of recept The Fon reeked Issuer (aS an) hole) must hear tom 50u nO Latif tr1/411 60 nice alter the Cm, fart you the fist statement on ethrh the era or proemmaw% - hoe. you nine and acted, meter any) - Describe the PTO. Or the water sou ae mime atom aubmitan as <key On fey pis Wed 4 is al era or My pie need three nlammiun - Prthide the doter nuns of the unpaged mix The fim or Cad Mumma Wedge* icrs abet ad will %ea wieder promptly Pimento al docks psytto to the krnor to finer' nest Sated Cat he front ol this slafernent h akt to reguk• accouit km. wow% may he kbpl to manomanee Moe charge: Ice tae payrent to wurter. ',whams anddyes for woad nuns m WI wants Accounts ma seer -angered to Mew nititutt:n5 ma/ be %bra to a ender lee. list Sweep Optbns CBS offers opens for sweeping cad barna has-nes to bat deposits at IBS ern USA rid UPS AG Stretford branch (Bark Sweep regret none/ market Mutual hods New furl ) arid the brviational (Wet Accotnt (0Wor curemers with al menaced lard management Awae thicuyt. theBalt Sweep Ce011anS. car batin0e5 are Swept to LeS Oat USA to to mu egad-died LW and then 1015$ IC Stamford Brandt a a Meaty Fund Digests at MS Bat USA are FOC muted n accordance with Mo.: rules For oat idoonaien ohne nut wow Ino iaoy Deportee.** AG Bamford Brant and *onset/Arley FuldS nr101 1154W by the FOC. Through the On meek to arh Adrian are %motto depose aCCOuniS a 1.8S AG triewYork BranCh aid I8SAG Caplan Brant the* depOSIS re MC rowed by the MC Bareshell ate IBS AG Carlin Bret ere terpowily opined TO The 50.4091 risk of theCamas lards and there is iv guarantee( other oh letnn of IBS AG to repay the thews wok m the 185 Cannit's Brath's boots Deposits a URS Bat USA el each UPS AG Brach semi pracoed by SIC MO,/ fund shies are proceaed by WC See 'CBS Mama Sewn Accent Frotedion- below. Upon sou rowed. balrces n to Bat Sweep Program or OA mate villtrafin ad stwes of fl aredFund maybe liquidated, and the ;emceed' returned to rut/you , Winton attnhl Furter nfenthign Lout estate cheep *wore. ireudng avert muter rats .ltd reds. O mat** at www stscerrismentes Porn your Corea, &tenor a by caring 8067624000 UBf felareciel Sendai meta peottaien The Finn is a reenter of the Searches Theme Protecnon Coteau(' (Una MO prows sewn% wows of es myrtles ses to 1500003 (mcbding 1250.000 for dams Mr call) the 5510 am cram into aper le all accouthl dirruhold n articulate:tasty The Frm ogre wth onan II dates. ha also puchand wapiemuncai rembon the rannun anoint payable to all eget dem. cob/creel/unite this protothon millon as of De0Entoe W. 2013 Sttend to the pokya:edition, and Irreertyni can at to Fern ifunher protected for up to $I Omen n tit afleg.te or all you a:Cowlshen n a peicula capack A fannyof the poky onadng 6 atalable upon roan The SIC pretence rid der supolenental pridecion both do not Serte • Cenardnexial (ems controlled by (a% hcbsed n ackeit yak% but heel away from LO$Finalizial Service, Oct anal (kat alLIBS Bark (Jca;h at 185 AG Stamford tranth. On Mutat Mans. nehong Triable amidles. al of mutual luta acre Sun maws seem awed deer ly in the nano ot the annul hailer on themes ad records of the ;pliable raw or titer awe • (*nem rnotereni coats or flora ntowits tog. 'mod pato aid prvaeplawents) tat are nor %girded colds the *Vibes Act of 1933. and • Comte% anent Co 9. farm temp and prelims metal contact oxides, taxes commis an, com mode Wen Contracts The SF< potedicn red the oepplerrintal protector* do not app/ to these assetseve if they Ottenyde appears:we stawnents The SIC prowen and et sweat prate:th do rot groneol fl ans* chan-den n the three< vain. (dyer inierinintS eithether al a result c• mated rithernint noun ballnaptCY‘T 011." 490 More Wormsonsaa/abletecn Maven Yo.t may obtan ante ,. moon about SIC. hcludrig the SP( BrOdure by tallowy SPC at 202-37M3300 et by %/mg the SP( mbar aired Svc MI Dividend Re Modument Program Offe) the tam Wkided et Mirage pnce You may obtan the latfligaze ?ran your Fiturthr Adeoor Only Whole that are prthadd under CAP. partial tams veil be soil and the cash veil becks's:66M it sots amour* The drown reeneslner6 price aupplied by the issuer non Otte from the meta price it Mich the cabal tees in sold Caalmbilieu Cell/ Mole ones nu, be hold in your now I you are entitle to era wit as a end oink/Wend pared or otherwise, tie Firm MI ether azil partial Mos anmethic peke a accept an row daffellred by a regieleed (hang agency. andcede your account levenwedeblealves The men:nein obActoes and Mr prof *are sock to out imam al my vary tetweel Pare alecie the inn pommy n wring of any usecant dirge h your fnanoa Mate or Western Mectim for eedi account held. you choose one of the fo loving westmed object.% • Reduce Comet :Nome nernenents wenn; the generation of home only • Adine CapsWODplan.)00n twellnvnts5e*ing Torah of prnCpal rah. than:h., gennatOri 01 MT? • pectheceCordearan of Income and ChrtaAPPecchen ammo wing both to meat of mew and groinch of Twine Overall risk profile • Consomme Sets to time bra/Midget eh low risk rid vol. lily to he amour owe mien d ma means the mount does not 9inerate *dant WON* Of reams sid myna keep pace wth idimm • Ailoolern %WIN to accept omen* tO andpal end tolerate weds fay., sot higher rettrill • Ainre$9., wing to =WI hgh rrsk tOVIlopal ad hgh vOlatlitylo *ditch relems thee tithe Steanehousehokling" vie rnayainSoldate al rented decOvit State0161IS MTh the sant alms n the erne envelope Acaumwrity be rotted fa this ;mot Mama they had omen Ito aen mantain evil mount ritatonshOs *Rh ems clew at the same address Ths pence 6 known as 'hoesseholdng • it you vele le receive indisitts$ ;Munn, inand n age CONFIDENTIAL erliekpet —)OU naySKIMP heusehollag by ding your Frerical Advisor Friona/ KOMI nam TT* Frieder este none tikes infarction tea you entered on the Fenn orbit senses ?Mae It 6a customizable indsrumm them, by you to ais you such You readitigng n by no Ma effect on )W arum YOJ on Mtge you* Frendry atailt naives. through Ont. Sias of by common; you &taxa Sabot Amman ewer • vatted Ktot 4ttounfpxteco, kW Of assess ad habitues • Asia Incucki adaliole(d9r bola el vAses lot m ented 'may tea) lt d Global Terse Deporits unrefizod ats to market and certaffl assets not held byte Arm Does not ncbdrunence writteassets a tie end ol the pine and meat strenim pooch a aware Were% united sloth col its and eo•Cit.lb le Moth options • Oandles exbdes CAT balaaa5. °Ando) mrgn bars. creel Lot short account bates • Cab/irony b Saco Toes of win/tiled avant:deco*. broncos. per. WS Bat USA deposit balance 15$ AG Slatted Brach depose balances and male, manic mutual Ind sweep baffles a the dose of the Staternint penal wtmommeity Ame omit barges ii yaw am art not segregaed from eyeoth betroth and the Emmet use any of these hers ro h diwy course of rts bares These funds re paythie upon pa dolnend This total 6 incleded in to mew. mind dosi-9 value Lending irderreinien Fa detect eilennant on the rm.s leer) yews and dicioctsres mkt to )ott Clem RPM beitp AgreWhini or Account Arnow: aid the Genera Tows ad Condemns U-65 Statement Of (mit Plaices alatab* n Agnomens end Orawres a Xp:g g recreates Tor statement itemizes serene aidother asseshe% n the accoum a the cod of the statement weed You may Mt for deem of ley pad aim ar any tme You may recede seam% used a ban collates ater Dreg at balance cue on teen My steadies patterned b the im thing the sUternen period an line a nurse mem of the end of the statement peed • Cost basic it dflimniteg the cot; basis of the marines inducted n the statement. Were flitted wit. the number ' UT* Finarnal Servceshae rend on info-oration Waned from sources other tht LEO f Mama SeneCeS. roludng nfonnation Iran wee fit or tat you may hate pleaded to youe Fireaked Myer The Finn dots not independently Tray Or guantre the roaracy a Midair of any Marne% prodded by sans °tett Units -Inca, WM% it adthion Stough0$ Financial Sankt: enmity updates this °mart a51 6 weed The P.m does roc vet* any atxtalots d's the lit ammo, under Cost base ald'Unmlited gaikass" is at rat a of the dee of this Cant At Suet, please do not rey on this it d email:to torn*, purchase a sae Mimes la tar purposes a 011ere/6t ACCatilt tr/libnol to the fen may rem glass Moran only for tra pered of tine they at hold a the aim Morithiconol nlarnanon en be added by you /nand Adnsa • Uneenfrod gainelbstes 1.%hrn data e makable were weal:cc mew nisei a2 cadiatel tce SDNY GM 00020631 EFTA_00 I 3 125 1 EFTA01273458 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal lots maya ma, not aka ccmnksafts, drages ads stamyreorgencatia tens De/and al odes remnant lots and notornalk plat ae kit are oath ombned toaster ourattrased lhe • trade dz.' calm piesents the «Naar balsam bakdare • CANN searisies Bonds and parted sod that the tsulrcalb for ealy wileriphon nil beselected emalialir by lot tom "mg al sauna of that issa held in oul name a re dame n atte ler Our dents Calfears Maul tre is Manedfrom tea pates aid as xara-f rs not guranted OT« call I eatas may eat meal acid aria Mkt ~ate mama en ind bey/aided upcn alfel • ~as of deposit KIN) CDs die MC mad ups, $293,0:0 n alistial ad aqua tarot us Monitor and p. cluarlay nslitslicso h atardarea with SDK alas • niaivalue Pnces &bibs/ fa whines ad other produces mar be high', a byte thal t e ase TM you mute asually ream in the make Pres are °Maned from mews Sid payscam eta. webeletytlote rabble but we do not gamma ea away - We gorieraly um To doingma whim *rabble cr lM mean or Pe b4 aid ask aces fa laced %area and *pesos or on kid peas or OTC stoats - Las avast trad sauna maybe gad tung a 'mbar. motel a Tams Wen nit* we ootaiied aid may nol reeled an ada maaa pasror tan - C Oman poslions may £pea /Mart a put and mil show z 'price was not addable' if we re wale to Obtain a age for a stony - Deposes a Names damns& n agtedes oat ihmUS Cahn as reelected a the odhlnao 'Se ds of the Panne data - For cam sorties adog non-wit:4min deramnattni. ace and quaky (Nee vale) may Lae bom Nosed» looleraler trope.' volszun To obtain dam estrizals arm wattle mesas yo.t Foams,' edema • Mena Ininestmfms and settrautiml protivaa lima amass auras Cnalang Orel pa irpaion prawn aid real estate rasa it DWI SECUTRAISYKI Slruclued praluaS faraway hghly laud (etav matted prams Ma me Dom reggaet wt. the Waifs and enicrldt Cannissisn a underand Stare Seaga" ad We photo eamaed tam la Sainte natmera sambas arid strata profits, ear atomal malputioan only Aciaracyd rot guff an~ - lhlRArvaUt5 nytin« stbsurnally from pas n try a there agora mestmen secure), a structured mac nuybe tour a sad aid do not normally represent the ma you may raser upon 'galloon - bad pay esimaes of via an as 01 a ran das aid a ~lied lo LISS friawd boars °flared/Ur bald by an napendent vallian ban ,suer, Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general pains ex ardor and may be °babied based en defiant itormation from Tat used by tend pates to dare Thor estinad yam - au ca ablate addada itarnaun regang the rrehadolcgy used to determine the amnia of vase rid the dace of the Monnamn thi ls the base far Tr Marta by aniashg your Woad Shaer - lad parry eilanared vibe; may be reflected as 'Not p1Ø' n metal Maas ten an 'otlepenant valuation Ism PAS not Applied c< d unaVe to assign a value Mena beans axe amanitas/ tart ha warredthat Illy ti la ereausly reposed vale Ø dotal& a ~date acid be highly meditate duo to To rums> of the many - Mhen neither an Eva gmal paw a sponsor ectinats1 vale not a ih rdpany es inlad aues is braided. the vareol Te awry al Dada's's* tan no Naha pia - 'Carbutions to die' no/ inch* nnrn of cal swam a both • 00342J ISY sies' raearntsTe diRAIOII(Ung pole raw mix a-.5 may not rdlea yder cos bark • Itissolaed Marestis Reacted saunas ;mealy as not amoteyagble fa park sal IRS Maid Seats uses the maw precool tie esinesuittod s1Ø of the 'ant Muir a as Mauled sake for the rearesed sea Pr purposes of This swercerdosy To the total tul reacted sodales are algae lot sale Me afar teemed may be anuntialy less Than the inpart vila ~WI • In. Nainitted) Meant. conmatyitilds and rapt An estirum of alma nano is based on anent deten aid Man ram awing at isarities MI be bid for one year from maternal date a ease mituney This estimate is my a gudidne accuracy aid antmed Mae se not garaseed - EstMated anus mom aid daunt all la airlan Ciao, session muld akae amen of schegia or caul ganS n Midi Ca the Mt .care (MO dotal saki) would be mania - Serrated anus tarne aid euteni Mal aid the aqua Moire and yield night be loweror hgher than the alma moans - An es indoor rinnalged mama <diadem/ andor forest) dialed by the camera mac vabarerae bald-teamed Co tre last Mafia or clam parent made by the ma and manes the sera ardour's war to Nelda one yes ban the statement dale or ata ~say Aosala calmed aid ae not guaarReed • Aetna< held Isif UK financial Service Corun Mae all not hell byte Um ad not widin Ae Fornys cassaba, or antra rhea assets re dopladd an yam Vantlited for inloierwronal pupasoaf Roams ad also bearded re acisad byte Moog fan UCS ~ea boas t not Trouble Sod this dloanaiin al does net gannet as ataxy these ads tenet prowled by Salg or tre arms suppliant', SaC away • Revenue Temg and addkbnalcompeasation. ullnittont en saki aid 12bt fees r ream with the data:ohm of instal • !Jab.* aid a Our aiiae Nara ah e ur_ian3 ratans from wubuters and« son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 the mount el satsby LOS 01 a parrødt nasal had fairy to oar:ans rod Id the aim vareol a primly mesa' lund lank% twos Nila IN Inn - We and ocr allare as recta remand aid ormtosproasung lets n corsaimon for tails agent SOROS that we proalt to the arum funds 'Wawa; ~gab ao pad Iran Manor Zinn in the re vyl lad sid se a tad dolly amtsl basal on Me runt. of ~Is at the erotic-dealer holdingmutual lads el Tat had Isnik - in Øl ion to commard Waked rt cornedion wen the sabot' distrbuttin of antay combats rd Inis imestaire tea units to cur deans we aroma altdiale hate rasa Siang COrMenallarl from mania be roans> cabanas mammy tie asenty arrow's Orbits ol The nntanof corroalffs aØ506 a Teat ~en trusts we Waist - Ott enlists also re:el/eluding commescosalif otte ~Won funs melwc nab, aid nurnoos ORTAlin Riau? pronxts %only:bolo - We recta al anus tee earn LCS 8a* USA ad USS AU Stanford Birch el up to RS pet aount sweeprig to tie banks ad« the tines* Sweep Programs ~Nei Morns:an tegltog corraisMam ordnets Arse tossed annechon eel the ereodio safes escbions opben lramactans has been ncLifled oftilinmetons premix* I...tidied to you. aid Ail he stoiiided to you tummy on awed Short selling If you re engaged in tort sehg a 'cavity ycu may mora chase Cie to renal barowing am Seta paloila 'softy Open sedan Regaling (*Mt( '9000tilaSOMIOS• orders that are not erected by the Staerneni date Open buy ad fell stop ceders at eased by the amain' of Medea, ar rgens ea • eediaindsor tenches dale unless ran/Oa Maria by you YOu s e resarrablelor orders thal at ~Wed Cue CO pm Nitre so canal exittg open orders Tax withirlditg en fatirbeitions born UK financial Services IRAs Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ income tai from yur usable IRA diasbul Urn, tul you my clear not Iona., ramout ♦helsehor. osteal, you nay elect to haw lac ~Mc I a arne or n a Ised anoint as you Mega Yea Soon al Nolan n ellectuntAresolred by you You myna. Rail *Malkin a a-g Ono by morag a now oaten If you do ml ha crotch nametar atrial ban 'Our dartulinit sou maybe Nicola* Ica the cayman of maenad tat You may nar pea Ma d To marts wawa] and r' estirard la« parents aerot MuS m ydel lac oblignim Privacy To Ø4n a copy of us Gnat Caws Pura Nsioy please contact you Ental maser or rifa ow ?Anne at rm.., fas onnen4rf eof 1.13S fin axial avian is not a bark The RIVA. &mum Stiuge ACCOS4 BSA ad MN as bra age aortas Ma secede axes to bang ~5 aid prodias tØ anagrams with alad bats and °tad TM partybalks and partes mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" convenes teem", nviatce agency astisefa es or utS Fnandid Seences et InAs~t. mace. and annuls brodas NM HNC basted • No bat* 9AM~ May loft vain NM ?ascot. Ma,agorwm aomuit Business bans Acaum SSA ifMA and ncemabonal bears ~arum CONFIDENTIAL daunt as regislead servoe mats of LISS Freandal Serval tic Pm Square is a repaired sacra mark of Visa larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd debit eat ire issued by U13$ Bare USA Mee bonenton from Yea U S A Tarparad FulanCial StrviOeSinC Rev 201407 SDNY_GM_00020632 EFTA_00 131252 EFTA01273459 UBS MSS Fesancial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056752451114n• 0 Account name: GHISLAINE MAXWELL Friendly account name: Indry Account number: Your Financial Advisor SCOTT STACKIAANNYLE CASFIEL Pho, e UBS Strategic Advisor November 2014 GHISLASNE MAXWELL Questions about your statement? Value of your account Call yOar Finan:rg AchaSOI Or the FAA ReSOlaCebne at 800-RMA- 1000, account 029323568 Visltour websIte: www.ubstomIlinancialservices on October 31 (1) on November 28 (1) Your assets 1,687,906 48 I ,734,358.85 Your liabilities 0.00 0.00 Value of your account 11.6137,906.48 51,734,358.85 Tracking the value of your account 1 Thousands 1487.0 1,734.4 • Oct pia Nov 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdrawals 11512,194.00 Your rvestmeot return MCP:idand interest income 136,567.60 Chance in market value 5186597 25 Value of your accotrit on Nov 24, 2014 41,734,354.55 1000 SDNY GM 00020633 Member SIPC CNP7000S005675245Nel0C0191999 00002 ille 030575004 Y123568550 010050 Pegs 9 of 96 CONFIDENTIAL EFTA_00131253 EFTA01273460 *DUBS UBS Strategic Advisor November 2014 Your account balance sheet Summary of your assets value on November 28 (11 Percentage of your account A Cash and money balances 1,298.42 007% B Cash alternatives 0.00 000% C Equities 1,733,060.43 9993% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% Account name: Friendly account name: Account number: Total assets Value of your account $1,734,358.85 $1,734,358.85 100.00°0 Your current asset allocation C Eye on the markets Index Your R nuncio, Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balance5.IJEIS Bank USA deposit account balances, UPS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances 58P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% Percentage change November 2014 Year to date 2.69% I 3 98% 2.42% 12.56% 1.37% -1.08% 0.70% 5.86% CNP7C0C600S675246NP70C0191999 er0C02 1114 030575004 K123568SS0 01 lefifteGitocoAltalt 10 of 96 CONFIDENTIAL EFTA_00B1254 EFTA01273461 UBS UBS Strategic Advisor November 2014 Change in the value of your account November 2014 (Si Year to date (1) Opening account value $1,687,906.48 $0.00 Deposits, including investments transferred in 0.00 1,994,881.82 Withdrawals and fees, including investments transferred cut -7,266.39 -482,687.82 Dividend and interest income 3,343.07 36,567.60 Change in market value 50,375.69 185,597.25 Closing account value $1,734,358.85 $1,734,358.85 Account name: GHISLAINE MAXWELL Friendly account name: Accountnumber. Dividend and interest income earned for colt:tows of Its statement, tasab:ay of 'nieces] afxl cltatiena twome has been cleterninecl Cron a US Ia. reporting perspective. Bald upon the residence of the account hokkr, account type, or product two. scene interest ands dvidend payments may not be tut:it-et to United States (US) ardor Puerto Rico (PR) Income tarts. The C4ent month'/ StateMent is not Intended 10 be used and omen be (Ned wine for ink purposes. Clients should refer to the apdcaole sac reporting forms they recent. Iran 165 annualy, such as the forms 1099 and me PCIMS 480, fa lea reP3MN) information II Is the practice a 1185 to file the tea:Pestle tar reporting forms with the US internd Revenue Service and PR Treasury Department and in such forms accurately Ossify dnckna arctic. Interest as tax exempt or tacit* income. Pleat consult ycul includual tax preparer November 2014 (I) Year to date IS) Taxable dividends 3,342 76 36,562 64 Taxable interest 0 31 4,96 Total current year $3,343.07 $36,567.60 Total dividend & interest $3,343.07 $36,567.60 Summary of gains and losses Values reported below exclude products for which gam andlosses are not classified Realized gains and losses Unrealized November 2014 (1) Year to date (5) gains and losses (I) Short term 0.00 -7,125.69 -12,192.52 Long term 0.00 57,725.77 377,280.88 Total $0.00 $50,600.08 $365,088.36 Your N sandal Advisor SCOTT STACKMANLYLE CASRIEL Cash activity summary See Account activity the month to detals. &lances In your Sweep Options are indudedin the q:enng and closing Mantes race. PDC insurance spies only to deposits at UBS Bank USA, rot to deposits at WS AG. Stardord Ranch or bank deposits parrot hrousli the UBSInternaiond Depose Account program SiPC protection applies to money market sweep fiord holdings but not bar* deposits Seeimportent CM:violation *Jut your fraternal* cn the last two cages cr this document for <Wats November 2014 (5) Year to date (1) Opening balances Additions Deposits and other funds credited $5,221.74 000 $0.00 48,841 01 0ivdend and interest income 3,343.07 36,567.60 Proceeds from investment transactions 0.00 398,577.63 Total additions Subtractions Professional management fees and related services $3,343.07 000 5483,986.24 -5,043.39 Other funds debned -7,266.39 -477,644.43 Total subtractions -57,266.39 -$3,923.32 51,298.42 -$482,687.62 Net cash flow Closing balances $1,298.42 $1,298.42 SDNY GM 00020635 CNP7C009305675247 NV7003191999 00002 1114 030579004 Y123568S500I 0000 Page 11 of 95 CONFIDENTIAL EFTA_0013 1255 EFTA01273462 *UBS UBS Strategic Advisor November 2014 UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nor 6 Opening UBS Bank USA Deposit balance Oct 7 56,588 35 Closing UBS Bank USA Deposit balance Nov 6 $5,993.67 Number of days in interest period 31 Average daily balance 56,225 89 Interest earned $0 .31 Annual percentage yield earner.: 006% Account name: Your lq vandal Advisor. Friendly account name: SCOTT STACK MANLYLE CASFUEL Account number: Your investment objectives: You have identified the following investment objectives fa this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your retire objective: Current income &capital appreciation Your risk profile: Primary Aggressive investment eligibility consderation None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. CNPTC0C0305675248NPTOCOI9I999 C0M t 114 03025004 Y123568550 0l leigitiyGro0002etile 12 of 96 CONFIDENTIAL EFTA_00131256 EFTA01273463 *UBS UBS Strategic Advisor November 2014 Your assets Account name: CHISLAINE MAXWELL Friendly account name:Ind Account number. Some pnces, income and Current values shorn may be apprOxinlate. M a 'Nut gains and tOSSeS may not be accurately reflected. Set wporunt infollnabon about your gatemen, a the end of the document fOr wore informs:ion. Cash Cash and money balances Cast, and money balances may include avaldole cash balances, UBS Bant USA &pout account balances, UBS AG Stanford Branch Cepout account balances and money martin mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl h n applicable limits, but are not protected by SiPC U8S AG Stanford Brant h deposit account balances an not insured by FDIC and are not protected by SIFC Money market sweep balances are protected by StPC bin age not insured by the FDIC. See the Important information about your statement at the end of this document for de ai/s about those Sanas. Goering Want Cloung balaxe enre per share Average Hddng on Nov 1 (1.) on Nov 28 (1) on Nov 28 (1) rate UBS BANK USA CEP ACCT 5.221 74 129842 250.00000 Prudence tmerest period Your N sandal Advisor: SCOTT STACKMANLYLE CASRIEL Drys in period Cap &haunt (1) Equities Common stock Hddng Trade date Mather of shares Purchase pricer Average price per share (1) Cost basis (S) Pnte per share on Nov 28 (V value on Nov 28(1) unrealized gain or loss (1) Holdng Period ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAli $2,591 Current yield:2.71°4 Nov16, 11 13.000 37 316 485 12 54.640 710.32 225.20 LT Nov 17, 11 13.000 35393 460.12 54.640 710.32 250.20 LT Nov 18, 11 35.000 35.502 1242.58 54.640 1,912.40 669.82 LT Nov21, 11 18.003 34 371 618 68 54.640 983.52 364.84 LT Nov22, 11 15.003 33338 500.07 54.640 819.60 319.53 LT Nov23, 11 22.000 32.655 718.43 54.640 1202.08 483.65 LT Nov25, 11 7.000 32.460 227.22 54.640 382.48 155.26 LT Nov28, 11 30.000 32.951 988.55 54.640 1.63920 650.65 LT Nov29, II 18.003 33.472 602.51 54.640 983.52 381.01 LT Nov29, 11 5.000 33.622 168.11 54.640 273.20 105.09 LT Apr 24, 12 30.000 37.567 1,127.01 54.640 1,63920 512.19 LT continued next page SDNY GM 00020637 CelP70303305675249NP7003I9I999 000O2 1114 03057900( Y123568SSOOI 0000 ►age 13 of c6 CONFIDENTIAL EFTA_00 131257 EFTA01273464 4tUBS UBS Strategic Advisor November 2014 Your assets . Equities . Common stock (continued) Hcicing Trade date Weber of duces Purchase pacer Average peke Pike per share Vdueon Unrearlied Holdng per thaw (S) Cost bads (S) on Ntw 28(1) Nov 28(S) gain or loss (S) pedal Jan 23,13 1,056.000 43209 45,628.81 54.640 57,699.84 12,071.03 LT Apr 22, 13 489.000 42.447 20,756 68 54.640 26,71896 5,962.28 LT Security total 1,751.000 41.990 73,523.89 95,674.64 22,150.75 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange OTC EAI: 42493 Cured yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.640 12,503.44 6,321.36 LT Aug 12, 11 4.000 40.955 163.82 85.640 342.56 178.74 LT Jan 23, 13 767.000 52_320 40,129.93 85.640 65,68588 25,555.95 LT Apr 22, 13 355.000 56.870 20,18901 85.640 30,402.20 10213.19 LT Security total 1272.000 52.409 66,66484 108.934.08 42269.24 BAXTER INR INC Symbol: BAX Exchange: NYSE EAt 43,236 Current yield: 2.85% Jun 20, 12 30.000 51.594 1,547.84 73.000 2,190.00 642.16 LT Jun 20.12 17.000 51.522 875.89 73.000 1,241 00 365.11 LT Jun21,12 29.000 52.077 1,510.25 73.000 2,117.00 606.75 LT Jun21.12 7.000 51.500 360.50 73.000 511.00 150.50 LT Jun21.12 5.000 52.216 261.08 73.000 365.00 103.92 LT Jun22,12 61.000 51.890 3,165.29 73.000 4,453.00 1,287.71 LT Jan 23,13 768.000 66.658 51,193.80 73.000 56,064.00 4,870.20 LT Apr 22, 13 355.000 69.318 24,60800 73.000 25,915.00 1307.00 LT Sep 19.13 74.000 72.165 5,340.28 73.000 5,402.00 61.72 LT Sap 19.13 6.000 71.875 431.25 73.000 438.00 675 LT Sep 19, 13 3.000 71.880 215.64 73.000 219.00 3.36 LT Sep 20.13 47.000 71.987 3,383.41 73.000 3,431.00 47.59 LT Oct 3, 13 154.000 64.600 9,94849 73.000 11242.00 1,293.51 LT Security total 1,556.000 66.094 102,841.72 113,588.00 10,746.2$ BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 2.15% Oct 5, 12 7.000 189.932 1,329.53 359.080 2,513.56 1,184.03 LT Oct 5,12 3.000 187.820 563.46 359.080 1,077.24 513.78 LT Oct 5, 12 2.000 186.670 373.34 359.080 718.16 344.82 LT Oct 8, 12 8.000 183.783 1,510.27 359.080 2,872 64 1,362.37 LT Oct 9, 12 15.000 189.186 2,837.79 359.080 538620 2,548.41 LT continued next page CNP7000:030.5675250NP7000191999 00002 1114 030575004 23568SSOORMcGm_00026iss 14 of 96 Account name: GHISLAINE MAXWEU. friendly account name: Account number. Your Knandai Advisor, SCOTT STACK MAN LYLE CASRIEL CONFIDENTIAL EFTA 00131258 EFTA01273465 UBS UBS Strategic Advisor November 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Financial Advisor SCOTT STACK MAN? LY LE CAMEL Your assets Equities . Common stock (continued) Trade Ncldng elate Number of sham Purchase price Average price Pike per share vdue on unrealized Pinking per shall (I) Con basis ($) on lbw 280) Nov 28 (S) gain or loss (I) period 009,12 2.000 189.010 378.02 359.080 718.16 340.14 LT Oct 10, 12 3.000 187.720 563.16 359.080 1,077.24 514.08 LT Oct 10, 12 2.000 187.670 375.34 359.080 718.16 342.82 LT Oct 10. 12 2.000 187.995 375.99 359.080 715.)6 342.17 LT Jan 23,13 224.000 236966 53,060.41 359.080 80,433.92 27,35151 LT Apr 22,13 104.000 251.093 26,113.69 359.080 37,344.32 11,230,63 LT Security total 372.000 235.218 87,501.00 133,577.76 46,076.76 CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 13,108 arrent yield: 2.78°/0 rim 19,13 72.000 84.718 6,099.75 100.600 7,243.20 1,143.45 LT Jun 20.13 121.003 83.141 10,060.15 100.600 12,172 60 2,112.45 LT Jun 20, 13 78.000 83.030 6,476.39 100.600 7,846.80 1,370.41 LT Jun21.13 204.000 82.904 16,912.44 100.600 20,522.40 3,609.96 LT Jun 24,13 111.003 81.517 9,048.46 100.600 11,166.60 2,118.14 LT Jul 25, 13 73.000 82354 6,011.86 100.600 7.343.80 1,331.94 LT Jun 26.13 69.000 82.259 5,675.90 100.600 6,941 40 1,265.50 LT Jun 27,13 141.000 82.951 11,696.12 100.600 14,184.60 2,48848 IT Jun27.13 7.000 82.925 580.48 100.600 704.20 123.72 LT Jun 28.13 169.000 82.774 13,98892 100.600 17,001.40 3,012.48 LT Jul 1, 13 65.000 82.781 5,380.78 100.600 6,539.00 1,15812 LT Secisity total 1,110.003 82132 I 91,93125 111,666.00 19,734.75 CDK GLOBAL INC COM Symbol: COK Exchange: OTC EAI: 4204 Current yield 1.26% Aug 4,11 48.667 18379 894.45 38070 1,852.74 958.29 LT Aug 12, 11 1.333 17.775 23.70 38.070 50.76 27.06 LT Jan 23,13 255.667 22.709 5,806.16 38.070 9,733.23 3,927.07 LT Apr 22. 13 118.333 24.684 2,921.03 38.070 4.504.95 1,583.92 LT Stagily total 424.000 22.748 9,645.34 16,141.68 6,496,34 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: $2,172 aerent yield: 2.07% Aug 4,11 174.000 4) 632 7,244.05 69.590 12,10866 4,864.61 LT Aug 12, 11 4.000 42.450 169.80 69.590 27836 108.56 LT continued next page SDNY GM 00020639 CNP70001005675251 NP7000191999 C0002 1111 030575004 Y123568550010000 ►age 1S of 96 CONFIDENTIAL EFIA_00131259 EFTA01273466 4tUBS UBS Strategic Advisor November 2014 Your assets . Equities . Common stock (continued) Hsiang Trade date lunar of shares Purchase OW Average pact per sham (S) COI& bask (S) Mee pet shire on Mat 28(S) Valueon Nov 28(S) Urredized gain of loss ($) Hddng period Jan 23,13 910.000 54 240 49,35863 69.590 63326.90 13,96827 LT Apr 22, 13 420.000 59 788 25,111 32 69.590 29,227.80 4,116.48 LT Security total 1,508.000 54.300 81,883.80 104,941.72 23,057.92 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Current yield: 3.11% Aug 4,11 191.000 36265 6,926.77 52.750 10,075.25 3,14848 LT Aug 12, 11 5.000 35.754 178.77 52.750 263.75 84.98 LT Jan 23, 13 1,001.000 41387 41,42889 52.750 52,802.75 11373.85 LT Apr 22, 13 464.000 50287 23,333.21 52.750 24,476.00 1,142.79 LT Jun 17, 13 148.000 49.739 7,361.45 52.750 7,807.00 445.55 LT Jim 18, 13 73.000 49.836 3,638.07 52.750 3,850.75 212.68 LT Security total 1,882.000 44.031 82,867.16 99,275.50 16,408.34 JOHNSON & JOHNSON COM Symbol: JNJ Exchange: NYSE EAI: 32,985 arrant yield: 2.59% Aug 4,11 123.000 62377 7,672.38 108.250 13314.75 5,642.37 LT Aug 12, 11 3.000 63.730 191.19 108.250 324.75 133.56 LT Jan 23,13 642.000 72.736 46,696.71 108.250 69,496.50 22,799.79 LT Apr 22, 13 298.000 84.721 25,247.10 108.250 32,258.50 7,011.40 LT Sootily total 1,066.000 74.866 79,807.38 115394.50 35,587.12 MCDONALDS CORP Symbol. MCD Exchange: NYSE EAI: 33,461 Current yield: 3.51% Aug 4,11 95.000 84.969 8,072.06 96.810 9,196.95 1,124.89 LT Aug 12, 11 3.000 85.910 257.73 96.810 290.43 32.70 LT Noy 29, 12 8.000 86.456 691.65 96.810 774.48 82.83 LT Jan 23,13 555.030 93.053 51,644.75 96.810 53,729.55 2,084.80 IT Apr 22, 13 255.000 99318 25,326.32 96.810 24,686.55 .639.77 LT Sep 19.13 78.000 97.879 7,634.63 96.810 7,551,18 -83.45 LT Sep 19.13 22.000 97.425 2,143 36 96.810 2,129.82 -13.54 LT Sep 19, 13 2.000 97830 195.66 96.810 193.62 -2.04 LT Security total 1,018.000 94.269 95,966.16 98,552.58 2,586.42 NEXTERA ENERGY INC COM Symbol; NEE Exchange. NYSE EAI: 33,370 Current yield: 2.78% Aug 4,11 134.000 52.960 7,096.75 104.390 13,988.26 6,891.51 LT Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Ignandai Advisor, SCOTT STACK MANLYLE CASRIEL continued next page CNP7C0C000.5676252 NP7000191999 00002 1114 030575004 Y12356/35500INgibyGht 0002 19 16 of 96 CONFIDENTIAL EFTA_00131260 EFTA01273467 SUBS U BS Strategic Advisor November 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Mounded! Advisor: SCOTT STACKMANMYLE CASRIEL Your assets Equities . Common stock (continued) Purchtne IX1(8 Dade hurter average price Pnce per street Vdue on undesired Holdng Hddng date of snares per share (S) Con basis (SI on *0v 28(A Nov 28 (5) gain or loss (t) Period Aug 12, 11 3.000 52.530 157.59 104.390 313.17 155.58 LT Jan 23, 13 700.003 71.610 50,127.21 104.390 73,073.00 22,945.79 LT Apr 22, 13 325.003 79.757 25,921.06 104.390 33,926 75 8,005.69 LT Smutty total 1,162.03 71.689 83302.61 121.301.18 37,998.57 CCCIDENTA1. PETROLEUM CRP Symbol. OXY Exchange: NYSE EAl. $2,791 Current yield. 3.61% Feb 12. 14 148.033 92.171 13,641.35 79.770 11,805.96 -1,835.39 ST Feb 12, 14 117.030 92.203 10,787 77 79.770 9333.09 -1,454.68 ST Feb 11 14 32.000 92.215 2,950.91 79.770 2,552.64 -398.27 ST Feb 12, 14 7.000 92065 644.46 79.770 55839 -86.07 ST Feb 13, 14 110.000 92.095 10,130 45 79.770 8,774 70 -1,355.75 ST Feb 13, 14 68.003 91.911 6,250.00 79.770 5,424.36 -825.64 ST Feb 13. 14 33.000 91.560 3,021 49 79.770 2,632.41 -389.08 ST Feb 13, 14 6.000 91.615 549.69 79.770 478.62 -71.07 ST Feb I4, 14 334.003 95389 31,86013 79.770 26,643.18 -5.216.95 ST fob 18, 14 114000 96023 10,946 72 79.770 9,093 78 .1,852 94 ST Security total 969.000 93.687 90,782.97 77297.13 .13,485.84 PEPSILO INC Symbol. PEP Exchange' NYSE EAI: 13,023 anent yield: 2.62% Aug 4, I 1 115.003 63.979 7357.65 100.100 11,511 50 4,153.85 LT Aug 12, 11 3.000 63 023 189.07 100.100 300.30 111.23 LT May 16, 12 6.000 68 535 411 21 103.100 600 60 189.39 LT Oct 24, 12 1.000 68 690 68.69 100.100 100.10 31.41 LT Oct 25. 12 2.000 68.810 137.62 100.100 200.20 62.58 LT Oct 26, 12 1.000 68.890 68 89 103.100 100.10 31.21 LT Oct 31. 12 1.000 69370 69.37 100.100 100.10 30.73 LT Nov 6.12 1.000 69 370 69 37 103.100 100 10 30.73 LT Nov 7, 12 1.000 69.150 69.15 100.100 100.10 30.95 LT Nov8, 12 2.000 69 090 138 18 100.100 200.20 6102 LT Ian 23, 13 699.003 72 166 50,444 31 103.100 69,969 90 19,525.59 LT Apr 22. 13 322.000 82251 26,484 85 100.100 32232.20 5,747.35 LT Security total 1,154.000 74 097 85,508 36 115,515 40 30,007 04 SDNY oliregbliger Page C NP7C003005675253 NV7003191999 000O2 1114 030575004 YI23 568550 01C000 Pap 17 of 96 CONFIDENTIAL EFTA 0013I261 EFTA01273468 4tUBS UBS Strategic Advisor November 2014 Your assets . Equities . Common stock (continued) Hddng Trade date Marta of shares Purchase pace/ Average Oct per Man (S) Con bask (S) PfiCtper share on me 28($) Valueon nor 2a (S) Unseelzed gain or loss (1) Hcidlrea period PROCTER &GAMBLE CO Symbol: PG £change: NYSE (Al: 42,919 anent yield: 2.85% Aug 4,11 118.000 60.103 7,092.22 90./30 10,670.74 3,57832 LT Aug 12, 11 3.000 60.896 182.69 90.430 271.29 8860 LT Jan 23,13 619.000 69.941 43,293.73 90.430 55,976.17 12,682.44 LT Apr 22, 13 286.000 81.332 23,261.18 90.430 25,862.98 2,601.80 LT Apr 24, 13 108.000 77.762 839832 90.430 9,766.44 1368.12 LT Security total 1,134.000 72.512 82,228 1 1 102,547.62 20,319.48 TRAVELERS COS PIC/THE Symbol: TRV Exchange NYSE EAI: 12,534 Curent yield: 2.11% Apr 24, 12 20.000 63.432 1,268.64 104.450 2,089.00 820.36 LT Apr 24, 12 4.000 63350 253.40 104.450 417.80 164.40 LT Apr 24, 12 1.000 63.560 63.56 104.450 104.45 40.89 LT Apr 25, 12 10.000 63.520 635.20 104.450 1,044.50 409.30 LT Apr 25, 12 10.000 63.617 636.17 104.450 1,044.50 408.33 LT Apr 25.12 10.000 63.659 63659 104.450 1,044.50 407.91 LT Apr 25, 12 2.000 63.545 127.09 104.450 208.90 81.81 LT Apr 25,12 2.000 63.645 127.29 104.450 208.90 81.61 LT Apr 25, 12 2.000 63.745 127.49 104.450 208.90 81.41 LT Apr 26, 12 5.000 63.928 319.64 104.450 522.25 202.61 LT Apr 26.12 2.000 63.920 127.84 104.450 208.90 81.06 LT Apr 26, 12 2.000 63.930 127.86 104.450 208.90 81.041 LT Apr 26, 12 1.000 63.720 63.72 104.450 104.45 40.73 LT May 1, 12 15.000 64.637 969.56 104.450 1,566.75 597.19 LT May 1, 12 6.000 64.715 388.29 104.450 626.70 238.41 LT May 1, 12 6.000 64.975 389.85 104.450 626.70 236.85 LT May 1, 12 2.000 64.850 129.70 104.450 208.90 7920 LT May 1, 12 1.000 64.820 64.82 104.450 104.45 39.63 LT May 2, 12 7.000 64_374 450.62 104.450 731.15 280.53 LT May 2, 12 4.000 64.410 257.64 104.450 417.80 160.16 LT May 2, 12 2.000 64.320 128.64 104.450 208.90 80.26 LT May3, 12 4.000 64960 25984 104.450 417.80 157.96 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Mounds' Advisor: SCOTT STACK MANLYLE CASRIEL c-ontkwed next page CNP70009005675254 NP7000191999 00002 1114 C00575004 Y12356855001WEAWGhtnenten 18 of 96 CONFIDENTIAL EFTA 00131262 EFTA01273469 (SUBS UBS Strategic Advisor November 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAN LY LE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Number of shares PMIChaSt Pt/C41 Average price per share ($)) Peke per share Cosi basis (S) on Nav 28(1a Vdue on Nov 83 ($)) bnfl gain or loss HolIng period May3, 12 2.000 64.675 129.35 104.450 208.90 79.55 LT May 3, 12 2.000 64.910 129.82 104.450 208.90 79.08 LT Jan 23,13 629.000 77.560 48,785.62 104.450 65,699.05 16,913.43 LT Apr 22. 13 290.000 84.719 24,568.68 104.450 30,290.50 5,721.82 LT May 22, 13 111000 83.807 9,302.58 104.450 11,593.95 2291.37 LT Security total 1,152.000 78.533 90,469.50 120,32&40 29,856.90 UNITED PARCEL SERVICE INC Cl B Symbol: UPS Exchange. NYSE EAI: 52,843 Current yield: 2.44% Sep 19, 13 82.000 91.779 7,525.90 109.920 9,013.44 1,487.54 LT Sep 19, 13 19.000 91.625 1,740.88 109.920 2,0138.48 347.60 LT Sep 20, 13 107.000 91.805 9,823.18 109.920 11,761.4t1 1,938.26 LT Sep 20, 13 26.000 91.835 2,387.71 109.920 2,857.92 470.21 LT Sep 23, 13 93.000 91.049 8,467.59 109.920 10222.56 1,754,97 LT Sep 24, 13 93.000 91.612 8,520.00 109.920 10,222.56 1,702.56 LT Sep 24, 13 41.000 91.663 3,75820 109.920 4,505.72 748.52 LT Sep 25, 13 62.000 91.138 5,650.56 109.920 6,815.04 1,164,48 LT Sep 25, 13 11.000 91.090 1,001.99 109.920 1,209.12 207.13 LT Sep 26, 13 64.000 91.489 5,855.30 109.920 7,034.88 1,179.58 LT Sep 27, 13 54.000 91.117 4,920.33 109.920 5,935.68 1,015.35 LT Sep 30, 13 46.000 91.475 4,207.86 109.920 5,056.32 848.46 LT Oct 1, 13 46.000 91.668 4,216.73 109.920 5,056.32 839.59 LT Oct 1, 13 6.000 91.650 549.90 109.920 659.52 109.62 LT Oct 2, 13 61.000 91.128 5,55884 109.920 6,705.12 1,146.28 LT Oct 2, 13 19.000 91.067 1,730.29 109.920 2,08848 358.19 LT Oct 3, 13 55.000 90337 4,968.58 109.920 6,045.60 1,077.02 LT Oct 4, 13 55.000 90.653 4,985.96 109.920 6,045.60 1,059.64 LT Jan 17,14 121.000 99231 12,007.00 109.920 13,30032 1,293.32 ST Sootily total 1,061.000 92.250 97,876.80 116,625.12 18,748.32 XIIJNX INC Symbol: XLNX Exchange:OTC EAI: 12,086 Current yield: 2.55% Sep 7, 12 25.000 34.770 869.27 45.440 1,136.00 266.73 LT Sep 7, 12 5.000 34346 174.23 45.440 227.20 52.97 LT SDNY oteederge4 P89° CNP700C6005675255 Nt7000191999 C0002 1114 030575004 VI 23568550010000 Page 19 of 96 CONFIDENTIAL EFT/U/0131263 EFTA01273470 UBS UBS Strategic Advisor November 2014 Account name: GHIStArNE MAXWELL Friendly account name: Account number: Your Nonacid Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Equities . Common stock (continued) back icing date litarber of sharet Purchase pate( Average price per thaw (S) Price per shav Cost 0.5%6(5) on 10v 28(5) Value on Nov 29(5) Uneedized gain or loll (t) Making 15• 050 Sep 10.12 37.000 34 845 1289.29 45.440 1,661 28 391.99 LT Sep 10, 12 3.000 34 660 103 98 45.440 136 32 32.34 LT Sep 11. 12 20.000 34 853 69706 45.440 908.80 211.74 LT Sep 12, 12 18.003 35006 63011 45.440 817.92 187.81 LT Sep 13, 12 21.0OZ) 34 £66 732 61 45.440 954 24 221.63 LT Sep 14, 12 19.003 35.536 675.19 45.440 863.36 188.17 LT Sep 17, 12 7.000 35.151 246 06 45.440 318 08 72.02 LT Oct 24, 12 3.000 32.523 97.57 45.440 136.32 38.75 LT Oct 25. 12 5.000 32.522 162.61 46440 227.20 64.59 LT Oct 26, 12 3.000 32.776 98 33 45.440 136.32 37.99 LT Oct 31. 12 1.000 32.770 32.77 45,440 4544 12.67 LT Nov 1, 12 2.000 33 360 66 72 45.440 90 88 24.16 LT Nov 1, 12 1.000 33.520 33.52 45.440 45.44 11.92 LT Nov 1, 12 1.000 33.530 33.53 45.440 4544 11.91 LT Nov 2, 12 1.000 33.550 33.55 45.440 45 44 11.89 LT Nov 5, 12 1.000 33.190 33.19 45.440 45.44 12.25 LT Nov6, 12 3.000 33 886 101 66 45,440 136 32 34.66 IT Nov7, 12 2.000 34 025 68.05 45.440 90.88 22.83 LT Nov 7, 12 1.000 33.910 33.91 45.440 45.44 11.53 LT Nov8,12 4.000 34 032 136.13 45.440 181 76 45.63 LT Nov8, 12 1.000 33.860 33.86 45.440 45.44 11.58 LT Nov28, 12 4.000 34 312 137.25 45.4140 181 76 44.51 LT Nov28, 12 3.000 34.410 103.23 45.440 136.32 33.09 LT Nov29, 12 15.000 34.583 518.75 45.440 681.60 162.85 LT Nov29, 12 3.000 34.493 103 48 45440 136.32 32.84 LT Jan 23,13 1,087003 36805 40,008.01 45.440 49,393.28 9,38527 LT Apr 22. 13 502.000 35 691 17,917.23 45.440 22,810 88 4,893.65 LT Sect.* ity total 1,798.000 36 246 65,171.15 81,701.12 16,529.97 Total $1,367,972.07 $1,733,060A3 $365,088.36 Total estimated annual income: 545,774 CNP7C0C0305675256 NV7000191999 03032 1114 030575004 V123503550 01«#,wGmas 20 of 96 CONFIDENTIAL EFTA_00131264 EFTA01273471 UBS Strategic Advisor UBS November 2014 Your daSetS(contnued) Your total assets Cash Equities Total Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Your Financial Advisor SCOTT ST nCe Mete LYLE CASRIEL value ...: PerCentar Or your accord cost Oast (8 Bimate0 annul incant (Si unredzed on or loss (0 Cash and money balances 1,298.42 0.07% 1,298.42 Common stock 1,733,060.43 99.93% 1,367,972.07 45,774.00 365.08136 $1,734,358.85 100.00% $1,369,270.49 $45,774.00 $365,088.36 Account activity this month ON. Actbily Desciiption Anoint (t) Dividend aid interest laconic Taxable dividends Taxable interest Nov 3 Dividend GENL MILLS INC PAID ON 1882 771.62 Nov 14 Dividend COLGATE PALMOUVE CO PAID ON 1508 542.88 Nov 17 Dividend PROCTER & GAMBLE CO PAID ON 1134 729.84 Nov20 Dividend Nov 26 Dividend X1UNX INC PAID ON 1798 521.42 Total taxable dividends $3342.76 Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1 1(0E/14 CATERPILLARINC PAD ON 1110 777.00 0.31 Total taxable interest Total dividend and interest income $0.31 63343.07 Dale Actloy Oescoption *mom' (I) Other funds debited Nov 19 Transfer TO 235750100 -7,266.39 Total other fonds debited 47266.39 Date nowise Description ancunt 11) Money balance activities Oct31 8alanceforwerd 95221.74 NOv 4 Deposit Nov 7 Deposit Nov 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 542.88 Nov 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 729.84 Nov20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11119/14 -7266.39 Nov 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 771.62 UBS BANK USA DEPOSIT ACCOUNT AS OF 11/06/14 0.31 UBS BANK USA DEPOSIT ACCOUNT 777.00 continued next page SONY GM 00020645 CNC00030056752S7NP7000191999 00007 1114 030575004 VI 23568550010000 CONFIDENTIAL Pogo 21 of 96 EFTA_OOI 31265 EFTA01273472 T UBS Strategic Advisor November 2014 Account activity this month (Coetritiedl Date Money balance activities (continued) Nov 28 Actmty Deposit UBS BANK USA DEPOSIT ACCOUNT Account name: GHISLAINE MAXWELL. Friendly account name: Account number: Your Ilisandal Advisor: SCOTT STACK MAMLYLE CASRIEL Descrotion amount II) 521.42 Nov 21! Closing UBS lank USA Deposit Account The UBS Bank USA C*p09t Account Is your Oman/ sweep cot.on St295A2 CNPAXIC0305675258 NP700(1191 999 00002 1114 030575004 Y123568S5001Mlicom3,0021,ss 22 of 96 End of statement for account numbs,. CONFIDENTIAL EFTA_00131266 EFTA01273473 Important information about your statement (BS Frond., Santa hc (the FM a tA13 Fawn* Sericeg. is a mentor of al preswal toothy. canooddy aid gams ocharges UBSFersaxill Stevan and MBank USA ay indica firibufirirs of uB5 AG and affiliates of ul15 Smokes TIC the f on' s fnaicial wows it tattle upon recut! TM bur's etecutearofirces are a U35 Portal twos Ix 1200 Hater &thread Want* en le 07086 1116 AdtiMeni reprelfaSthe °Meal reared of the UPS Fmaroal knees account Other records. except °Heal Lae downtrod. conuhng antan9 data should not be abed upon rl you baste thew an a a 09161.01. please moo n arnithaely n swing to thel3rach Fdaopir of the off cesmogyour tosum Atheugh al spans roan are emended 10 be X0.010. Fathom daa Todd rot be used for tar puposes Fterk sokly on yearend to lank be.. Farm 1099. 5498. 10115. ex) then peeping your to tam the/ kit is requivd by Ian to repon to the RS al taro) le dirdends. nipontile non lath dvilends ad hay* metal tamed on securities Many:Air mart, net proceeds on sale tranucteas, aid cost bonencoon awed %flaw; Conmuniations withthe Firm • prose re.c.criforrn airy oral OrermAlCater6 nwnengto further proton your othts nclahno yokeoyes under the Washes hien Proton:co Act (WA) • rf The Mona instriehon on the top kft ce the Nem of that slate tent is not MS FitIn0AISavari. urn Femoral Stokescaries ries:am as Owing broke by atheigement van the nelicatod narteion We Intoned you col thnretetionthen Men you opened Ins axon in this caw, sou hods ant' two ies re located XL% Frunoal Sawn and not th? rzrodumg broker. ad you must mare a rennet of ty Ma oath:ski to Intl In All snarl StaWrenCS chil be deemed COMOItte led torte d ryas °bp:teato n kotrig tithe 60 days • Please direct calmer complains a inures to the Imrs Cherd Rations Doorman a 2014521699*r taint. al 000-3544103. 8 00AM to 6 00 PM FT Monday theoup hider. a in wring to uBSIMancol Sental he. Clem kittens Deparront PO Box 766 Unon City NI 07(07 • in case of thence pinions atcut n demonic lands trade (W11 bib Dhow, ce U35 Una Mr can tranacoot, call 800-762.1000 or nee to LOS Menai Smits hc. lOTO tabor BW . 60 I lac Wedwith. N) O7086. Ann WA1B5A Savo,: Cal a sweet soon as tu cart d you th nk your stawnem or recew 6 wrong or el you need more of <maim Lout attract on the swerves of recent The Fen ce Card Mow fa aplOble) must her tan yea roe t3tEr thrth 60 O rd alter the fret scot you the fist summit on vat eye era or probity49*mA - Croak you nine ad accoint number (II ay) - Dear& the eT01 or the wader you ay ware abaft axle:star ascleady WU an My you Woo 4 is m era a ray you now cruet nlanoisn - Fronde to dollar anion of to sanded mix It., km or C id Muer wit maniple you CCAVtint red Mll COrteC any error protTpuy Plot:rare al thecks payatto to the Furor re Mail nulacin odcated on to roes of tha slatement h ake to agar, arant tees. athunn mai be %bpi to manunance teas charges kr we parent for seams purchase; adchars for apad nut m cash axotots Amotra$ ma we Unita* to other ostrutcos may be :Win to a banner fee UN Sweep Optim U85 otters °Woos for strewn9 cat betimes. bathos so bank ,posts si U858ak u5A NAM AG Surreord Oat (Bark Sweep nesrathl math market maul fads (Money Funds) arid the haysakoa Demst Account (0Allor customers with a mental a kesotroe IAInagernent Account lhicugh Iht Bat SweepFM/ISM Cat, bastes are swept so tea (lare USA W or a esti:rated LW and then to ICS AG Stairked Brant, a a Money Fund Deposes at WS flat USA are FOC enured n accordaxe with fps; rules For nay Viconaion p lone .,,it www Idtc gaw Deposits a tin AG Sea deed Dan t and dares carter, kits arena enured by the FDC. Through the DA. Nibble to Waffle:es are wont to deposer accounts a WS AG New York Brach and IBSAG Carman Dant these Otosrls atria routed by to FOC 'Masao held If the vB5 AG Chow Brach are tentoraily (biased to the ;amigo rid of theCarnal hands and there n ni guar./meet( other oho Ionia of LIOS A6 b repay the trats1C95.6h 1* On the uth Carrots eraCh'S books Dwain a UBS Bat USA rd each UPS AG Brach rerun praecied by WC Maned Fund shies are pros eel by SPC See 'WS Finthoal Sevres Account Frotediont below Upon you reg./92, baterces n tie Bat Sweep Programs or OA maitre witittara aid shares of a Way Fund maybe liquidated, and themeted' returned to you a you mune% =cull Father on Contra tout tattle sown opium. ndudng cumin went, rats AM nett. 6 • it** at www stscordsmopyitas Pon your ;natal advisor a by calm 800.762-1000 UO5 teamster! Services mown probation The Fern icarnerrter of the keens them Protedion Cotorabco (WO. With protects seontla roans of es marten tes lo 1500000 Mcbto 1250000 for darnsfor will the 5PC we pixecom tons *Ph lo all accounts that you had n a panned, twat, the Ferri together wth omen, Janata ha also purchased steps:mar at thenotai the minor/on mount payable to all NOW dent. coleschnokundothr; protocion 6 550) mutton as of Nowt& IO. 2013 Steam tote poky ardaiorn aid finta(cos ark at he Fern isUtheptceeCted fte to 10 SI 9 milko n tbe anegate for all you axotans heifer a para. cepa:Ay A full opyol the poky Mang 6 Nal..lole upon ,99.ro2 l'ho SIC rre0 WWI and the sewlenental promen both do no1 SI>lY 10 • (triArrInatal acts controlled by OM Odused n)vor account vibe) but held away f tom tal$ final Sermon anan (kat PUBS Bark Wca;ti at U3S AG Stamford bay h. Id) mutate mitt. oaring tooth) amnia ad 04 inns of mutual lids aicre soh shares re registered teak n the tone of the aOthrt Naha co thebodes and records of die addable Ora Or trader agent). • Conan ethrmeni contra" or norm% manse (99. Imbed pat:welts aid prvaeplawerrts) that ate non aginered coda the Shames Act of 1933. and • Corms:dna mynas k 9. forwth exchanger and ream theta contact lidding taxes commas an, con'thOY Wall coronas The SFC protection ad tiv pipplarorra proteonn do not tpay to these assetseven A they Othenthe apneacora fitment The SFC protean, and the saphowit proteacn do not tithed again tames lithe main vat* cd yes thestments ennetter as a result of mane)