EFTA Document EFTA01274387

*UTIS Your Financial Advisor. SCO77 STACKMAN/LYLE CASR1EL Phone UBS Financial Services he 299 Park Avenue 25th Floor New York NY 10171.0002 CPZ6CO27549e9 Dila Yt 0 Questions about your statement? Call your Financial Adv6or or the RMA Resourceline at 800-RMA-1000, account visit our website: www.ubscomffinancialseivices Resource Management Account February 2014 Account name: GHI51AINE MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following Value of your account investment objectives for this account it you have questions about these objectives, disagree with them, or weh to Your assets change them, please contact your Your liabilities Financial Advisor or Branch Manager. You can find a full dexription of the Value of your account alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital aPPreciatiOn Your risk profile: Primary - Moderate investment eligibility consideration - None selected on January 310) on February 28 (I) 0.00 I ,8C6,597.05 0.00 0.00 $0.00 $1,606,597.05 Change in the value of your account February 2014 (1) Opening account value Deposits, including investments transferred in Year to date ($) $0.00 $0.00 1,793,384 45 1,793,384 45 Change in market value 13,212 60 13,212 60 Closing account value 51,806,597.05 41.806,597.05 Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out. SDNY GM 00021630 Member SIPC CPZ60C04C072$4949 PZ6000i 44729 COOOS 02 le 03067503e Moo ►age 31 of 48 CONFIDENTIAL EFTA 00132250 EFTA01274387 SUBS Resource Management Account February 2014 Cash activity summary Account name: Friendly account name: Account number: See Account 4Ctoity this moNhlor (kid Is Betances in your 'weep Options are indudedin the opening and closing blames value. FDIC insurance arOlt5 only to deposits at U85 Bank USA, rot to depo9ts at 1.185 AG, Stanford &arch or bank deposits placed t tromp the 085 Internationd Depose Account prog.am. SIPC protection applies to money market sweep fund holdings but rot bank deposits See important ingormation about your statement 04 the laSt MO pages ci this document for detals February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 52,594.1 7 52,594.17 Total additions $52,594.17 $52,594.17 Net cash flow $52,594.17 $52,594.17 Closing balances $52,594.17 $52,594.17 Your 15 sandal Advisor: SCOTT STACK MAMLYLE CASRIEL CFZ60C04002254950 P26000I 44229 00005 0214 030575004 CONFIDENTIAL COMSNY_GM_00028W11 32 of 48 EF1'A_00132251 EFTA01274388 iltUBS Resource Management Account February 2014 Your assets Account nanne: CHIIAINE MAXWELL friendly account name: Account number. %me finCeS, income and current vaUeS ShOnn may De approximate. As a its ul, gal rtS and IOSSCS may rxel be acurately reflected. See importanonformabon about yoor statement a the end of des dxurrent for more informalon Cash Cash and money balances Cash and money balances may include avalable cah balances. OBS Bank. USA deposit account Glances. UBS AG Stanton:I Branch &pont account baances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat hi n [WI( able limits, but are not protected by SIPC. UB5 AG Stanford Brant h deposit acoum Mance: n not insured by FDIC end am not protected by SIPC Money market sweep baronets are protected by SRC but are not insured by the FDIC. See the rmportant information about your statement at the end of this document for details about those balances. Openng Wane° Closmg taance Pnce per :hare Average Hddng on Feb I(S) on Feb 28 IS) on Feb 28 (S) rate MS BANK USA DEP ACCT 0.00 52,59417 250003.00 DnIdence interest period Your Financial Advisor: SCOTT STACK MAN LYLE CASkiEL Dail in penol Cap mount (I) Equities Common stock Hddng Park !.Caber dsle of shares Purchase pied Average pace Price Per Share per share (S) Cost basis (1) on Feb 28(1) Vatie on uweerized Hddng Feb 28(1) gain or loss (I) period MB LID SPON ADR Symbol. ABB Exchange: NYSE EAI: $1,125 Current yield 2 99% 1.475 003 --This information was unavailable.- 25.480 37.583 00 PLSTOM ADR Symbol. ALSMY Exchange: OTC EAI: $356 Current yield 2.77% 4,875.000 —This information was unavailable- 2.636 12,850.50 ASTRAZENECA PLC WON ADR Symbol. AZN Exchange NYSE EAI: 41,022 Current yield: 4.13% 365.0e0 --Ibis information was unavailable-- 67.760 24,732.40 SAE SYSTEMS PLC SPON AC4I Symbol. BAESY Exchange OTC EAI: 11,289 Curent yield: 4.66% 1,000 000 --This information was unavailable- 27.650 27,650 00 continued next page SDNY GM 00021632 CP260004CO2254951 P26000144229 000050214 033575004 Y1235722550000000 ►age 33 of 48 CONFIDENTIAL EFTA J30132252 EFTA01274389 *UBS Resource Management Account F•Th-i.ry 20'4 Your assets r Equities . Common stock (contmved) bcIdng bade dna weber of shares Purchase pica *wage price Price per share per than (I) Cost bade (S) on Feb 2801 Vaue on urueazed Holding Feb 28 (SS gain or lost (1) period BAYER A G WON AOR Symbol: BAYRY Exchange: OTC [Al: 4442 Current yield I 28% 245 000 ---This information was unavaiable--- 141 220 34,59890 BHP BILLITON LTD SPON AOR Symbol: BHP Exchange: NYSE EAI: $1,027 Current yield: 3.43% 435.000 ---This information was unavailable-- 68.903 29,971 50 BHP PARIBAS SA ADR Symbol. BNPQY Exchange: OK EAI: $81 I Current yield 1 66% 1,1 95.00) ---This information was unavailable-- 40.870 48,839.65 80C HONG KONG HOLDINGS LTD SPON AOR Symbol. BHKLY Exchange: OTC EAI: $1,749 °Arent yield. 5.19% 555.000 ---This information was unavailable- 60.690 33,682.95 8RMSH AMER TOBACCO PLC GB SPON ACR Symbol. BTI Exchange: AMEX EAI: 42,777 Current yield. 433% 590.000 ---This information was unavailable--- 108.790 64,186.10 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange. OTC EAI:$3,826 anent yield. 5.31% 4,270.000 ---This information was unavailable-- 16.869 72,030.63 CEUTSCI-E POST AG SPON ADA Symbol. DPSGY Exchange: OTC EAI: $1,206 Current yield: 2.38% 1360.000 information was unavailable-- 37.320 50,755 20 GOF SUEZ SPON ADR Symbol- GDFZY Exchange. OTC EAI: $2,685 Caren yield- 5.33% 1,980 000 ---This information was unavailable-- 25.440 50371 20 GLAXO SMITHKLINE PLC ADR Symbol. GSK Exchange. NYSE EAI: $2,506 Cisrent yield: 4.41% 1,015.000 ---This information was unavailable-- 55.940 56,779 10 FISBC HOLDINGS PLC NEW GB SPON ADR Symbol. HSBC Exchange: NYSE EAI: $2,748 Current yield: 4.55% 1,145.000 ---This information was unavailable.-- 52.790 60,444.55 continued next page 0,2600040022 44962 M000144229 04005 0213 0305750)4 cocttnne_om_0002Ates 34 of 48 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ignandol Advisor: SCOTT STACKMANLYLE CASIVEL CONFIDENTIAL EF1'A_00132253 EFTA01274390 SUBS Resource Management Account February 2014 YOUE assets . Equities . Common stock (continued) Wiring Trade date hurter of shares Purchase pricer Average price Price per share per share (1) Coe basis <11 on Feb 28(3) value on Unrealized ticking Feb 28 (I) gain or loss (5) period IMPERIAL TOBACCO GROUP PLC YON ADR Sy:abet: 'WRY Exchange:OTC EAI: 11,961 Current yield: 4.66% 515.003 --This information was unavailable--- 81.750 42,101.25 KIRIN HOLDINGS LTD SPON ADR Symbol: KNEIWY Exchange: OTC EAI: 1534 Current yield 2.02% 3,010.000 --This information was %may:04We-- 13.710 41,267.10 WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: 13,784 anent yield: 6.72% 1,035.000 --This information was unavaiable-- 54.400 56,304 00 MIN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 11,929 Current yield: 4.04% 2425.000 --This information was unayaiable-- 18.200 47,775.00 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 31,618 Current yield. 2.83% 2410.000 --This information was unavadable-- 21.870 57,080.70 NESTLE 5 A SPONSORED *DR REPSEG REG 5H5 swnz ADR Symbol. NSRGY Exchange: OTC EAI: 12,146 Current yield: 2.70% 1,055.000 --This information was unavadable--- 75.440 79,559.20 MPPON TELEG & TEL CORP SPON ADR Symbol. NIT Exchange NYSE EAI: 51,613 Current yield: 2.58% 2210.000 --This information was unaniable--- 28.240 62,410.40 NOVARTIS AG SPON ADR Symbol: NW Exchange: NYSE EAI: 11,723 Current yield: 2.12% 975.000 --This information was unamiable-- 83.180 81,100 50 ORKLA ASA A SID SPON ADR Symbol: ORKLY Exchange: OTC EAI: 11,399 Current yield: 4.05% 4,1 15 030 --This information was unandable--- 8.400 34,566 00 PT. TELEKOMUNIKASI INDONESIA SPON ACR Symbol: TUC Exchange: NYSE EAI: 1841 Current yield 3.11% 690.000 --This information was unawaiable--- 39.230 27,068 70 SDNY GbriskYfgar page CP260004007254953 P26000144229 00005 0214 03057%04 O00000 Page 35 of 48 Account name: GHISLAINE MAXWELL Friendly account narne: Account number. Your Pi nandal Advisor: SCOTT STACK MANEYEE CASRIEL CONFIDENTIAL EFTA_00 I 32254 EFTA01274391 cat UBS Resource Management Account February 2014 Your assets . Equities . Common stock (Conbnued) Hddng Trade date Writer of shares Purchase price Average price Price per shoe per Mare (S) Cad bat (S) on Feb 28(Y) Valueon Unrealized Hddng Feb 28(S) genes loss ($) period RECKITT 8ENCKISER PLC WON ADR Symbol: R8GLY Exchange: OTC (Al: 41,497 Current yield. 2.54% 3,540 000 --This information was unavailable-- 16.630 58,870 20 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 6 ORD SHS WON /OR Symbol: RDS.8 Exchange: NYSE EAI: 31,440 Current yield: 4.62% 400.000 ---This information was unavailable-- 77.920 31,168.00 SAWN WON ACill Symbol: SNY Exchange: NYSE (Al: 41,574 Current yield: 254% 1,195.600 --ibis information was unavailable--- 51.840 61,94880 AMENS A G SPON ADR Symbol: SI Exchange: NYSE EAI: 41,507 Current yield: 2.26% 500.000 --This information was unavailable-- 133.130 66,565.00 SNGAPORE TELECOM LTD NEW 2006 SPON Apt Symbol. SGAPY Exchange: OTC EAI: 12,249 Current yield: 4.46% 1,765.000 --This information was unavailable-- 28560 50,408.40 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $961 Current yield 2.64% 1,575.000 --This information was unavallable-- 23.150 36,461 25 STATOR. ASA WON ADR Symbol: STO Exchange NYSE EAI: 41,237 Current yield: 3.24% 1,450 000 -This information was unavailable-- 26.340 38,193.00 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 4333 Current yield 2.22% 830.000 ---This information was unavailable--- 18.070 14,998.10 TESCO PLC SPONS ADR UNITED KINGDOM Symbol: TSCOY Exchange: OTC EAI: 4980 Current yield 3.89% 1,520.000 --•This information was unavailable--• 16.590 25,216 80 TOTAL S.A. FRANCE WON ADR Symbol: TOT Exchange NYSE EAI: 42,941 Current yield: 4 24% 1,070 000 --This information was unavailable--- 64.900 69,413 00 continued neAt page CP2600040022 54954 P26000144229 00005 0214 093575074 000gS1NICGM_0002445 36 of 48 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Asandal Advisor, SCOTT STACK MANYLYLE CASRIEL CONFIDENTIAL EFTA_00 132255 EFTA01274392 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) TIJO Hddng date minter of snares rgICtiate pica Average pace per share (S) Con bans (SI Pate per share on f eb 28(1) WItie on unrealized Hdcing Feb 28 (1) gin or loss (t) period UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: $1,992 Current yield: 3.09% 1.630.003 --This information was unavaiable— 39.560 64,482 80 UNTD OVERSEAS BK LTD SPONS ACR SNGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: $1,186 Current yield: 2.92% 1250.000 --This information was unavaiable- 32.5OO 40,625 00 ZURICH INS GROUP LTD SPON ADR Symbol: ZURVY Exchange: OTC 2,025.000 --This information was unavailable-- 3O.56O 61,884.00 Total Total estimated annual income: 559.314 31.754,OO2AB Your total assets Cash Value on Feb 2801 Pr(entaged Cost Estimated your account oas6 (S) minuet income (II Urges4S wino( loTS CS) Cash and money balanoss 52,594.17 2.91% 32.594.17 equities Total • Missing cost tx4Is inlamallas • Common stock 1,754,002.0$ 97.09% 59,314.00 Account activity this month $1,806,597.05 100.00% $52,594.17 $59,314.00 Dale Atlhity Description Amount (1) Deposits and other funds credited Feb 26 Deposit CHECK DEPOSIT 52,594.17 Total deposit and other funds credited $52,594.17 SDNY GM 00021636 CS26OCO4CO72 54955 n6OOO144779 030050214 030575034 CONFIDENTIAL 000000 ►age 37 of 48 EFTA_00132256 EFTA01274393 SUBS Resource Management Account February 2014 Account activity this month tconinueth Investment transactions Account name: GHISLAINE MAXWELL Friendly account name: Account number: For more Information about the oricei value shown or reudcted securities, see Important Worrnati,n about your :tatemert at the end of this docunent QSe Achim,/ Description Quantity proceeds Iron Funds rnwsurent wrthdrawn Ici Accrued ydue (5) Pnce transachcas rnvestrnents bcu9l (I) Imerest (5) Feb26 Receive Dtc ABB LTD WON ADR 0.19P: 000375204 1,475 000 37258.50 Feb26 Receive Dtc ALSTOM ADR CUSIP: 021244207 4,875.000 12,675.50 Feb26 Receive Dtc ASTRAZENECA PLC SPON ACP CUSP: 046353108 365.000 24.747.00 Feb26 Receive Dtc BAE SYSTEMS PLC SPON ADR CUSIP: 05523R107 1,000.000 27,570.00 Feb26 Receive Dtc BNP PARIBAS SA ADR 055654202 1,1 95.000 48266.05 Feb26 Receive Dtc BAYER A G SPON ADR CUSIP: 072730302 245.000 33.699.75 Feb26 Receive Dtc BHP BILLITON LTD SPON ADR CUSIP: 085606108 435.000 30,036.75 Feb 26 Receive Dtc BRITISH AMER TOBACCO PLC G8 SPON ADR CUSIP. 110448107 590.000 62,056.20 Feb 26 Receive Dtc BOC HONG KONG HOLDINGS LTD SPON ADR CUSIP: 0%613209 555.000 33,651 87 Feb26 Receive Dtc OEUTSCFE TELEKOM AG DE SPON ADR CUSIP: 251566105 4,2 70.000 72,077.60 Feb26 Receive Dtc DEUTSCI€ POST AG SPON ADR CUSIP: 25157Y202 1,360.000 50220.72 Feb26 Receive Dtc GOF SUEZ SPON ADR CUSP: 361608105 1,980.000 47,559.60 Feb26 Receive Dtc GLAXO SMITHKUNE PLC ADR CUSP: 37733W105 1,015.000 57,063.30 Feb26 Receive Dtc FISBC HOLDINGS PLC NEW GB SPON ADR CUSIP: 404280406 1,145.000 59,872.05 Feb26 Receive Dtc IMPERIAL TOBACCO GROUP PLC SPON ADP CU9A 453142101 515.000 41,788.64 Your Ilnancid Advisor: SCOTT STACK MAAY LYLE CASPIEL continued next page CP260004002254956 P26000144229 CCOOS 0214 030575034 CONFIDENTIAL caSonnecmood4ter 38 of 48 EFTA _00132257 EFTA01274394 *UBS Resource Management Account February 2014 Account activity this month (continued) Investment transaaions (continued) Date ACnxly Desoloton QLL8nlity Proteects from Funds Investment vethdrarten ICI ACC flied VS,* (24 Piite tranwitcos, (s) tnve5IrrlentS 06.14 (i) merest CS) Feb 26 Receive Dtc KRIM HOLDINGS LTD SPON ADR CUSIP: 497350306 3,010.000 40.123.30 Feb 26 Recemie Dtc Mr N GROUP LTD SPON ADR CUSIP: 62474 MI 08 2,625.000 47,985.00 Feb 26 Receive Dtc MUNICH RE GROUP ADR CUSIP: 626188106 2,610.0:0 56810.90 Feb 26 Receive Dtc PESTLE S A SPONSORED ACIR REPSTG REG 5115 swaz *DR CUSP: 6411:69406 1,055.003 79.019.50 Feb 26 Receive Dtc liPPON TELEG & TEL CORP SPON Al:Ft CU9P: 654624105 2210.000 62A98.80 Feb26 Receive Dtc NOVARTIS AG SPON AOR CUSIP: 66987VI 09 975.000 81,324.75 Feb26 Receive Dtc LUKOR. OR. CO SPON ADR (25 RUBLES) CUSP: 677862104 1.035 000 57.649.50 Feb 26 Receive Dtc ORKLA ASA A SHS SPCN ADR CUSP: 686331109 4,115.000 33,660.70 Feb26 Receive Dtc PT. TELEKOMUNIKASI INDONESIA SPON ADR CUSP: 715684106 693.000 26868.60 Feb26 Receive Dtc RECKITT BENCTISER PLC WON AEA CUSP: 756255204 3,540 000 59,436 60 Feb 26 Receive Dtc ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS SPON ADR CUSIP: 780259107 400.000 31328.00 Ft b 26 Receive Dtc WRNS GROUP PLC SPON AOR 83238P203 1,575.000 36288.00 Feb 26 Receive Dtc SANDS SPON ADR CUSP: 80105N105 1,195.000 61,494.70 Feb26 Receive Dtc SINGAPORE TELECOM LTD NEW 2006 SPON ADR CUSIP: 82929R304 1,765.000 50,620.20 Feb26 Receive Dtc SEMENS A G SPON ADR CUSP: 82619750I 503.000 65,850.03 Account name: GHISLAINE MAXVVEU. friendly account name: Account number: Your el nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL continued next page SDNY GM 00021638 CPZ60004C07254957 PZ6000144229 00005 0214 030575034 CONFIDENTIAL 0,3:00 Page 39 of 48 EFTA_00 132258 EFTA01274395 UBS Resource Management Account February 2014 Account activity this month (commis) Investment transactions (continued) Die Activity Descepacm Quantity Value (S) iunce (I) Proceeds fran inwsvnenl transactions (5) Funds withdrawn In investments bouiP1 (S) Accrued inieres1 (S) Feb26 Receive Dtc STATOIL ASA SPON ACR CUSIP: 85771 P102 1,450.000 38.077.00 Feb 26 Receive Dtc TAIWAN SEMICONDUCTOR MFG CO LTD ADR CLI9P: 874039100 830.000 14,798.93 Feb26 Receive Dtc UNILEVER NV N Y SHS NEW NETHERLANDS WON ADR CUSP: 904784709 1,630.080 63.879.70 Feb 26 Receive Dtc TOTAL S.A. FRANCE WON APR CUSIP: 891 51E109 1,070.000 67859.40 Feb26 Receive Dtc TESCO PLC SPONS ADR UNITED KIF.GDOM CUSIP: 881575302 1,520.030 24,943.20 Feb 26 Receive Dtc UNTO OVERSEAS 8K LTD SPONS ADR SINGAPORE ADR CUSIP: 91127 1302 1,250.000 40,937.50 Feb26 Receive Dtc ZURICH INS GROUP LTD SPON ADR CUSIP: 989825104 2,025.000 60,993,00 Total Securities transferred in 11,740,790.28 Account name: GHIStANE MAXWELL Friendly account name: Account number: Your lq Banda Advisor: SCOTT STACK MANLYLE CASRIEL Date AcIrvrty Description Amount (S) Money balance activities Jan 31 Balance forward $0.00 Feb27 Deposit UBS BANK USA DEPOSIT ACCOUNT 52,594.17 Feb 23 Closing MIS Bank USA Deposit Account The UBS Bank USA CeD09t ACCOUnt K your primary Sweep colon $52,594.17 CP2600)40022 54958 P26000144229 COOOS 0214 03057W04 COVAIY_GM_0002%19 40 of 48 End of statement for account number CONFIDENTIAL EFTA 00132259 EFTA01274396 Important information about your statement LEIS Fiuncial Senates ix. (the F im or UBS Anemia! String is a merrter of all ',incise' Peony, canna:by and cptire eirthages. I.BS Frercial Senates and IBS Balk USA at rdrect subsdares of LES AG and affiliates of LBS Sectrain LIC. The Fits Ii ernial statement is available upon reopen. The Finn went* off ices au a: LBS Finned Segos Ix. 1200 Harbor Boulevard Weehawken, to 07086 Ibis =lament represent the ink official record of you LBS Pi-uncial Senses account. Other words, rapt official tar document containing conflict-Oat; should not be relied Lyon If you bens, there is an error cr omission, please report it armeciately n wiling to the Bench Manager of the office way you account. Anach aligns shown We Mended to be accurate. statement data shouli not be used fa tar purposes Rely soak Goys-end tax forms, fie.. Form 1039. Sat 10425, etc) whin preprregyour ter return. The Fim a required by low to report to tie IRS all to able anent. reportable rattaxable *ands and eat Menet end on vacuities held in you wcant, net prate* on sag transactor:a, aid cot basis cncenain covered warns. Communications win the Finn • Please re-cori urn arty oral cormxncatoris in wring to further protect your eggs incladrg your nth Leder the Strains nests Ironton Act (SWAT • If thefinned hstitution on the top left of Ike fro-4 of this statemert is not UBS Anatol Sentkes. LEIS Handal Services caches gar account a cleanng ager by ahargernent van the hdcated instanter We Stormed you of the relanionchn nen you opened this accost. est* case. your twit and sear/ Wag located a LBS financial Services and rot the iwocbcng broker. ad you mist make venal el any ester or *finnan to both NITS. A II accctnt statements shall be deemed complete ad accurate f not objected ton wrong within 60 days. • Please died customer carplaints or • • • Firn's C Int '1yplgkk eet a atoll-frees 8:03 A. .to : ET Monday through as a in yeti* to U36 Financial Shiites lx., Client Relations Detriment P.O. Box 766 Union City, N107087. • ti tate of orrOn Or OAKInnS and an electronic cards Wander (ET) l> BS Wedeln card trantectom, call a wile to UBS Fence' Senior, ex., 1000 Harbor Blvd., 6th floor, Week/Men N/ 07036, AtIrr RIANBSA Services Cal a write as soon as you cart if you hit yes staerrent or receipt is rang cf 4 you need more name ion about a trader on the slatornort or rotrojot. The Finn or Card bear (8, toPlcablE mud hew horn's° re later tin, 60 days after tie Fim sent you the fin stamen on gigot the woof problem *Pored. - hone you- name ad accost number (of any) — Deurbe the ova or the wander you me snare about aid .plan as clerk est:kJ can why you believe t is an error a wary you need more elomation — Provide thedollar snot el the suspected error. The rim or Cad Issuer wa imiestign sour complaint and MI correct any error prompt/. Please make all chetah payable to the Fern or he financial imitation edkarted on fro front of this Anna had:Mimeo souks accost fen accounts mai be subject to mailenrce fees, chars for ate partett for warns purchases and charges kr unpaid amounts in Glib =wilt. Accounts that ate transferred to other httautions may be subject to a trendy tee. UBS Sweep Options UBS offers options to sheepng cash bine; Winces to bag deposits al UBS Bat USA and UBS AG Stamford bra-ch (Bank Sweep Pregame, money make maul fun PaorraFung) and the International Devote Art-ant ODATfor customers nth al International Renate Management Account. Through tie Bank Sweep Progeny, cash balances re swept to U26EUrk USA up to ark esubkhodierd ad thento WS AG Stanford Brandt a a Money Fund. Deposits at UBS Bak USA are FDIC rated in accordaxe with FCC rules. For more Hi:emotion please veil mwrldicgor. Deposes a UBS AG Stanford Brach ad Sum of Money Funds aro rot inured by the FCC. %ratty, the 04, Milt& tO Cans balances we swept to depose accounts al UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits are not insured by to FCC. Balance, Fold at to LEIS AG Cowin Bade are tempera* exposed to the sovereign risk of the Capin elands, and there is no 'wane Cr other obligalon of WS AG to repay*. Saxes while co the UBSCwman's Brech's books. Deposes a LEIS Bag LEA and each UBS AG Bench are not protected by SIPC. Money Fund shores we protected by SIPC. Ste 116 F hernial Serval Acorn Protection' bebw Upon yin rta.est, Waxes n tie Bank Sweep Programa OA may be withdraw\ and shares of a Money Fund my be liquidated, ind the proceeds returned to you attar octant accant. Fisher formation about available snip options, nothing aster* merest rate, and yelds, a nibble at - from your F Sec al Ann or by oiling UM Financial Serena accost protection The F rem name-ger of the Startles invell01 Protection Corporation GIPC), which protects securities account, of its members up to 1500,000 Crash* S2B),000 for dams kr cash). Th2SIPC asset protection Ines XI* to all account that you hold n a particular capacity. The Fitt together with certain affiliates, ha also purchased applanental protection. The madmen amount payable to al OBOEe dients, catch/eh take this protection is 15% million as of December 10, 2013. kloOct to the pokyconditions ad limitations, cash X the firm is further protected fa in to $1.9 million n the aggregate for all your accounts held n a Donator capacity. A Iii copy of te poky waxing is /nibble Won re:writ The SIPC protection and the upplemenUI protection both do not apply to. • Conan fhagial ants controlled by (and heisted it your account value) but held away from UBSSinacipl Services (e.g.. certain* cash al UBS Bah (il cadn at LOS AG Stanfordbunch (u) instate prootat. including variable annatieS, sod (Iv) shun of rrutin findt where such hares are registered dierny it the name of the account holler on the bags and rank of the applied* inter a transfer agent); • Certain runnel contracts or Mestment interest (eg., limited partneshix and prime placements) the we rot ennead sake tie Securities Act of 1933; ad • Commodities contacts (e.g. listen adage and pa ins metal content. excluding fans contacts ad mffmnotitY anion contracts. the SIPC protection and to suppiernental protection do not apply to these awn evens they otherwise appear on yos siaternins. fig SEC protection and the scnilarrentalprotenion der not protect agora changes in the main vale of you investments (whether a a result of market mosement, issuer baicruptcy otherwise) More a tension is awed* Wan request You may •btan nacre hfonnation afoot the SIPC Brock" by contacting SIPC at or by usitng the 51K went. arMewleotOy Dividend ReiWetblbecill Program (DRIP) The age reflected is an average price. You may obtan the acb.el price Iran yin Financial Advisor. Only Wok Same are purthwed under Olt; partial shires wil be won rd tot oath wa be dented in your account. The 6viderd reiwesvnent price applied by the issuer may • from the nwket price at which thepartial shires n sold Caohnlieu ChN whole units may be held n year account. If you are earned to a partul use a a mutt of a dviderd parent a otherwise, the Firm welsher sell penal tau at rivulet sae a- accept an axone determined by a registered cleate agency, and credit your accost Investment objectives The nester, oblates rd risk profile we specific to each account and may ay between Please advise the Sem prorrphy in wag of any talker* change in you Maxie' situation or cowmen objectives. For each CONFIDENTIAL account held, you choose one of the follnixi inherent °Neches' • iNodue CunentIrcome. I irtothei as seekng the generation of income mole. • Adam Capes! Appreciation: Investments waking growth of prncjaal rather that the gereraion ol income. • Produce Combinaton oilman. and Capital Appreciatco, nesements seal* both the generation ol name and gash of pitpll. Overall risk prairies • Conservative Seeks to mantan Sol pectoat with low risk aid valeta* to the axon nal, hen if that men the accost does not generate signif 'cant income or returns name, not keep pace with inflation. • Moderate Wang to accept tame rig to pinonal and tolerate some von,* to seek higher returns. • Aggrene: Wiling to accept high lig to phopal aid high volatility to seek high returns over tins. Statement Imuseholdne We may consoldase al related account statements with the same adders n the sae envelope. Accounts may be related la this purpose Lotasio they haw owners who also mai-aain the accent rerniontbs win other clients at the sane address. This practice's known as • househoking II you prefer to retake idiv4ual statements toted n separate envekpes — you may date householang by (*erg you Frontal Advisor. Friendly acceug name fie Frendh scant name reflects rdormation that you mated on the Firm's onlne senices websee. Rea customizable 'molter e' den by you to aria you tenth you reconeeping. It has * legal effect on your err. nt. You can charge yep hi endk account names, through Ogre Services or by contactrgyourFrancial Ankh A000%ffilt overview • tate eine, accoonnoredgra Net of assets and • Assets hulas await!. cash balances, van for restricted seamy lest 1, and Global line Deposits, urreolied mats to nate, and cedars ants not held by the Fim. Does rot induce unonced StItritifill assets at the end of the prior art norm statement periods, or private imestrewits, pasted stock options ad encash* stock onions • Ennis Include, debt bale-ces, °Amara* rrurgn loans. credit lne, don avant balances. • Cash/money bamices. Total of uninvested avertable cash balances. plus UBS Bak USA deposit balaxes. UBS AG Suring Conch deposit balances and money market maul fund sweep Sans, at tlx cbse of he ahem period. Nortcormlocky tee credit balances in your account we rot segregated from other balances and he Fan may use any of these funds is the ordinay course of tattiness. these funds ate payable upon your derma d, This total is includedin he none period clostg value. SDNY_GM_00021640 EFTA _00132260 EFTA01274397 Important information about your statement (Continued) Lending ideation For deeded information oh the Eris lending places and tastes, refer to you Client Relalorship Ageernen or toot Agreement aid the General Terms at Conditions UBS Statement of Credit Practices available in Agreements and Dirks:urn at mew do cottarcerindalgagas Yaw mete Your natament titan securities endother awns held lathe account at the end of the sterner* period. You may ark fordeivey of ftey paid seosties at ry time. You may receive securities used as loan collateral after paying any balance due on them. My securities Irandened to he Fiat dri-g the Stan penod are listed al market value as of the end of the &Metre period. • Can basis. In detirmning the cod basis of tie strain included in this statement, were indicated win the nuntee UBS horridServices M relied on inForrrotion obtained from sources other Slant/35 Ehancial 5eriece, including nf °erosion Iran another aim a Matt may hat provided to yea Fin:teal Actor. The Finn does not ideperdently verify a spirant the acaracy or vaklity day information provided by sates other tan LEGAantral Services. h tali" although II€S Finaxel Senses generaly yobbo tie Hamatian as karate:ad, the firm dos not provide any astarances that the information text 'Cost basis- and "Lhrealized gar/loss' is accurate as or the date ol the statement. As suck please do not ray on the Hamden to make wawa a Tale decisiont forms paten cr otherwise. Accounts transferred to to rim may reflect gent loss Hantstisn onY f or the period of tine they ao held at to F rm More historical tombsion tan be added by yotr Fend Advisor. • Um-edited gat/losses When data is aailith estinated u-realized gaits lases we altated fa havital sett lots. Re Bankston data for ndiridal tot may or may not watt enteritis, charges ands 'acuity reorgenizal it rats Dividend and otarre nor:imam lots rd systematic padose tots are each arrthined to display cne averagedIota)* • Trade date • coltn assents the origrul transaction trade date. • Callable securities Bah* ands:referred stock that the tarotfor eat Fee/en-Won veil be selected nowely by lot ban armed all seoseies of that aster held hour name or in nominee name lee os clients. Call bate Hennatian is dashed from third patties and es accuracy isnot Qua-sated Other <all feats mates& which cat affect geld complete tortnaton worded upon request • Certificates of deposit (CDs) CDs are FDIC Mut tp to S293,0OO n prioisal and accrued interest per depostor ad per &pastyinstal:oh h accordance vah FDIC rules. • Preetalue iron diluted for securities and oter products may be higher or lower than &wake that you would alualy recede n the market Prices we obtaeied from vaious third party sources Mid. use beta to be relitle, but we do not strafe, their accuracy. — We gene* use the closing price when watt is the mean of tie bid ad ask prices folded settees and <tors a o* It prices fa OTC stashes. - Less arity waded securities may be priced ushg valuation model or to moo recent prt we Wart and may not reflect an actual matt rite or vitae - Certain position may appear without a price aid will thow as 'price was rot available' if se re untie to °been a pnce for a warty - Deposits or stouts denteninated 6 currencies ocher than U.S. dollars are reflected at the eichinge rate as of the staternmt date. - Fa certain tubes trading 6 noniron( ormng deriannatccis. rice at qua-rayRace 'ka) may have teen adsted to facilitate prq:er vdusixt To obtain current quotations. whin wait*, contact your Financial Atha. • Prints irreatmants and trusted producb. hitte thine,* stunts (ncldid driest participation roam ad real estate investment its sear its) zed structed pita are gently highly AktAid. Gmbh stnacted products have not been registered wit the Securities and Exchrt Corn anion a under any state sautes laws. We proide estimated watts for private investment wad is and structured products for edormatbrul purposes only. Amity knot guaranteed. - These values may differ abstrtiaby from prices. if any, at which a private rwe*nenl security a structured 'Dolt may be bolt -e or told and do not necessarily represent the Mayo-I may receive upon reluidation. ▪ Thad pity tsbmates of male ore as of a certab date ad are supplied to UBS Ena-cial Services on a regukr bass by an indecencies vitiation Sim. - Issue general partner or sponsor estimated vats, ary, aro supplied to torero by Do Mut crenrialpainer or spate and may be tabulated based on Meer information Iran tat used by tadparties laden.* tat titled values. - You can obtan Stitt Hemmen regarding the methodology used to determine the estimate of value at the date of Me Hermalenthd is the basis for to want by contaarg your &uncial Advisor. - mid party *started wits may be reflected as •Not cited' nova I sit dins. nio n idependent Dilation tim NS not suited or is t able to assip a vat. Mien we beanie aware that a material event has °cowed that may call a pretty reported vat it question. or ten a value would be highlyoptative due to the nate ▪ the sectrey. - When neither al suer, general panne or sponsor *stinted vale nee a thrdparty estimated vela is mad the value of the sebrrty will be differenI horn itspurchasePrat - • Dobbs cm to date' may made return of caottal, triton'? ce both — 'Crignaltrn see • represents the initial ollang price per unit and may not ;elect yaw cost basis • Restricted seasities Restrded want Os generally are rot currently &glob toe public sale. UBSFina-col tykes as tie mate price of the unrestricted stock l the same issuer as an mputed value for go restricted stock for purpons of this 'Women 0.4, To the tent that reariaed sectrition are elgbki la sale, the vald retied may be stagnantly less than the ittpied value town • En. (Witted) incrw current yields end rates. An (*din.* of a-rual income is based an turned dated ad interest rates, assuming h states will be held for one yea from statement date or until filitisity, This estinaletor* again& accuracy ad continued incono are not gueranteed - Estimated anal nccme ad etrent yield fa certain tapes of states could include a tun of prncpalor repeal gat in &hit case the est income Ordcurrent yed would be overstated. — Estimated anal tome at current yield and tie sclual tans ad yield might be kwer a higher than the emanated amounts. — An estrnate ol trusteed ncome (deedend enact interest) divded by the current marts valetaverage balance is based on the last distend or hterest payment made by the issuer and tanes tie seositieSdeposts will be held for one year from the statement date or until manly. :secrecy ad continued weld we not gars-net • Assets not held by UBS Financial Service& Certain at ets we rot held by the Ft and not thin the Fern's possessi:n or control. These assets de displayed on yar statement fa informational purposes only. Positions ad values presented syr Wooded by the issurg Inn U6SFrancial Sere-ices is not revertible for to ?formation and des not gutantee es accuracy. These assets we rot protected by Slit or the Fits suppktentalSIPC covens?. • RVIO1111.10 shoring and additional compensation. — In addition to corrmissons on sales and 12b-1 fees received n correct on wort the distnbution of mutual bra to our c lent we mock( our AIMS receive mime Sharing Patents from diaributors ardor advisors of the maul funds that we sell. These amounts are based on two deferent coirconeett- tie amant of sake by UBS of a patter mutual fund I amiy to our clients: and Cs) the asset value of a particu Ls mutual fund I amity's shares held at the 1mi — We and a affable also reat net:eking and ormtus proceming lees n castration For water agent setts that we trait to the mad fads. Thew lees generally are pad from imestor tea in the mutual fund and are a fated dela- amount based on to outer of accounts at the broke-dealer holdng maul( Itrds oi that fund ramiy CONFIDENTIAL — h added" to covirroscni received n connection wth the sale or chstnbikon d array contracts and int owestrnent mast units toots <lents, we motor our all beta mote ravens sharing oartensation from many of the instranc• companies credential-9th. anity contracts, *dates of to turat oinpats or sponsors of Metro imesvnent its we disvLee. - O.11 taint also recite trading commests and other cortersalit from total finds and ntnnce arrithin whose prootts we distribute. - %Vertu's* an anal fee from UBS Bait OA and UES AG Stanford Branch of up to szs per ocean sweeping to the hart under the UBS Bak Sweep Frcgrat. Activity hbrination reoudng <attests and otter charges tuned in tanneden with tie ettmof wades, ndudng option transactions ha beerrincluded cn CCellernrOnS previously filtrated to you. ad wall be prowled to you IA-unpile at recited. Short aalliig f Irk are engaged in that ward a WIJIty, you may hoar a change the to certain barterg costs for that particular security. Open orders tilting ten or •gxdtilkancelled* cedes tit were not etcued by the statement date, open buy and tel stop orders are redxed by the mount of dividends or rights on an exidividerds or totes date unless 'trucked otherwise by yet. You are reeponebk fa orders that we erected the to your failure to rex& pasting open orders. Privet To obtain a copy tat as current Clime Fitt Noise. please contact sour Francis' Athisor or vat as %%tette at 111112dalliralg0ttkia212b.. UBS Financial Services a rot a bark The RMA, Busiest Seniors Account GSA and IRMA a brokerage accounts which provide access so barking services at products though arrangmords soh affiliated bat at other thrdpaly banks, and provides access to nsura-ce and atuty prate, hued by unaffiliated thinlipty Stance ccmpats through reurana agency subsidiaries of UBS Finarcial Services Inc. Iniestment nsura-ce. aid rutty products: Not IDIC inured • No bank gonna** May tat vitae RYA. Resource Management Acccunt, Business Services Account 85A, IRMA at alternation& Resource Management Amon we registered service marks of UBS Fruncial Services Inc Via Signatse is a regidered service mirk of Visa Intonation& CBS V113 Sonar* credit cards and UBS Visa debt cards we dewed by UBS Bank USA with in/mission from Vita U.S A Incorporated. UBS Financial Services Inc P.4.v. 2O14O2 SDNY_GM_OOO21641 EFTA 00132261 EFTA01274398 4tUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70064797950314 Xl YI Resource Management Account March 2014 LL SNEW YORK NY Account name: GHiStANE MAXWELL Friendly account name: Account number Your Knancial Advisor- SCOTT STACKMANLYLE CASICEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-l000, account 14sit our website: www.ubscomifinanciatsennces on February 28 (5) on March 31(1) Your assets 1,806,597.05 1,956,311.16 Your 'obi I it les 0 00 0.00 Value of your account $1,806,597.05 31,956,311.16 Items for your attention y If you use UBS Online services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled/ Go to ubs.com/onineservices Tracking the value of your account S Thousands ')316 19563 Feb 2014 Mar 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits end withdrawals Your iwestment return Dividend and interest income Change in market value Value of your account on Mar 31, 2014 10.00 $1,936,618118 1513.38 11910860 $1,954311.16 SDNY GM 00021642 Member SIPC CM170003006479795NP70003C0405 00035 0314 030575004 CONFIDENTIAL 100000 Page 49 of 86 EFTA_00 I 32262 EFTA01274399 SUBS Resource Management Account March 2014 Your account balance sheet Summary of your assets value on March 31 (I) Percentage of your account A Cash and money balances 80,806.79 4.13% B Cash alternatives 0.00 0.00% C Equities 1,875,504.37 95.87% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $1,956,311.16 51,956,311.16 100.00% Account name: GHISLAINE MA.c1hELL Friendly account name: Account number: Your current asset allocation A C Eye on the markets Index Your Bimodal Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change March 2014 Year to date 0.84% 1.81% 0.53% 1.97% -0.57% 0.77% -0.17% 1.84% 00700090C)54,9796 NP7003300405 COCOS 0314 030575004 CONFIDENTIAL 1011019YGM0002/IBIS SO of 86 EFTA_00132263 EFTA01274400 UBS Resource Management Account March 2014 Change in the value of your account March 2014 (1) Year to date (I) Opening account value $1,806,597.05 $0.00 Deposits, including investments transferred in 143,304.73 1,936,689.18 Dividend and interest income 513.38 513.38 Change in market value 5,896.00 19,108.60 Closing account value $1.956,311.16 21,956,311.16 Account name: Your M mandril Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned Foe purposes of this statement, tau/ally of interest and dnidend income has been determined lions a US tea repotting perspesaist. Based upon the residence of the account holder, account type, or product type, some Interest ardor dvidend payments may not be subject to united States (US) and° Puerto Rico (BR) income tares. The tient monthly statement is not intended lo be used as carrot be retied upon for tar purposes. Clients should refer to the aporape tar reporling forms Ihey teethe from MS annuals,, such as the form!, 1099 and the Faint 480, foe tae reD3Ihn9 intormatron It Is the practice 01 L1B5 to rile the applicable tas repomng forms with the US internil Revenue Semce and PR Treasury Depart:rent. and in suth forms accuratety das0fy dndencbanlor Interest est, exempt or tagibit IfKlYne_ Please consult your Indgclual tar prepare/ Match 2014 (1) Year to date (S) Taxable dividends 513.30 513.30 Taxable interest 0.08 0.08 Total currant year $513.38 $513.38 Total dividend & interest $513.38 $513.38 Summary of gains and losses Wises reported below exclude products for which gans and losses are not dectifitd. Realized gains and losses Unrealized March 2014 (I) Year to date (1) gains and lases (S) Short term 0.00 0.00 69,515.13 Long term 0.00 0.00 82,156.98 Total $0.00 $0.00 5151,672.11 Cash activity summary See Account activity thou month for detals Glances in your Sweep Options are indutedi n the cpentng and closing bdances vane. FDIC insurance applies only to deposits at UBS (tank USA, not to deposits at UBS AG. Stamford Branch of bank deposits pla«dthroucb the UBS internetronal Depose Account recgam SteC valetIron applies to money market sweep fund holdings but not bare deposits. Soo impottant intonnotion about your Ifsfetnent on the last two pages of this document for cetats March 2O14 (5) Year to date IS) Opening balances $52,594.17 $0.00 Additions Deposits and other funds credited 27,699.24 80,293.41 Dividend and interest income 513.38 513.38 Total dal/trans $28,212.62 $80,806.79 Net cash flow $28,212.62 $80,806.79 Closing balances $80,806.79 $80,806.79 SDNY GM 00021644 CriP70303305479797NP7003303405 00005 0314 030575001 CONFIDENTIAL ICCOOD Page Si of 86 EFTA 00132264 EFTA01274401 *UBS Resource Management Account March 2014 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 50 .00 Closing UBS Bank USA Deposit balance Mar 6 552,594.25 Number of days in interest period 28 Average daily balance 815,026.91 Interest earned 30 .08 Annual percentage yield earned 0 01% Account name: Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager Youcan find a ful description of the alternative investment objectives in important information about your stammant a t the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligbibty consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, first Out. Your Mancha Advisor: SCOTT STACK MAN LYLE CASR1EL CNP703033C6479738NP70C0300405 00005 0314 030575004 CONFIDENTIAL lottriticomoodliss 52 of 86 EFTA 00132265 EFTA01274402 *UBS Resource Management Account March 2014 Your assets Amount name: CHISLAINE MAXWELL friendly account name: Account number Sane Wes, income and current uaUe5ShOrin may be approximate. As a mink gat and IOM'S may rat be acutately refleded. See importanonlarmabon about your statement a Me end ol this ctgurreM tot mate Informalon Cash Cash and money balances Cash and moray betimes may mdule avalable cah balances, UBS Bank USA *Toot account balances. UBS AG Stardord Branch &pow account balances and money maker mutua fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC velten applicetale limits, but are not potected by S1PC 1)85 AG Stanford Banc h devout acoum briames ere not emoted by FDIC aid ale tot potected by SIPC Money market sweep balances are protected by StC but are not insured by the FDIC. See the Important information about eroor statement at the end of this document for details about those balances. Openngbiage Cloung baaxe Pnce per shade Average Hddng on Mar 1 (S) on Mar 31 (1) on Mar 31 (0 rate Cash Dividend interest period Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL Dam in period Cap amount (S) 0.00 1,033.35 UBS BANK. USA DEP ACCT 52,594 17 Total 79,773.44 250.00000 Equities Common stock Purchase mice TI3C.! leania« Average price Price per share Value on Unrealized Nord ng mddng date of snares per share (5) Con basis (V on Mat 31 CM Mat 31 (5) gain or loss (t) Period MB LTD SPON ADR Symbol. ABB Exchange: NYSE EAI: $1,125 Current yield: 2.96% Jan 29, 13 825.030 21.573 17,797 89 25.790 21276 75 3,478.86 LT Apr 22, 13 650.000 21 211 13,787 15 25.790 16,763 50 2976.35 ST Security total 1,475.000 21.414 31,585.04 38,040 25 6.45521 ALSTOM ADR Symbol. ALSMY Exchange: OTC EAI: $356 Current yield 2.74% Aug 20, 13 2.425.000 3.634 8,812 78 2.670 6,474.75 2.338.03 ST Aug 21, 13 2,450.030 3.656 8,958 13 2.670 6,541.50 -2,416.63 ST Security rota 4,875.000 3 645 17,770 91 13,01625 .4,754.66 continued next page SDNY GM 00021646 C5/P7C007006473799NP7003303405 00035 0314 030579004 Y123572550 100007 Page 53 of 86 552,594.17 580,806.79 CONFIDENTIAL EFTA_00 132266 EFTA01274403 cat UBS Resource Management Account March 2014 Your assets t Equities . Common stock (continued) Hddng Trade date Weber of slates Pashas. OW Average price Pose pet state per than (S) Cost basis (S) al Mat 31 (5) Vdue on Mar 31 (S) Unreedred Picking gen or ion (5) period ASTRAZENECA PLC SPON APR Symbol: AZN Exchange. NYSE EAI: 41,022 Current yield: 4.32% Jan 29,13 210.000 50.130 10,527.30 64.880 13.624.80 3,097.50 LT Apr 22, 13 85.000 51335 4,363.53 64.860 5,514.80 1,151.27 ST Jul 12,13 70.000 49.441 3,460.92 64.880 4,541.60 1,080.68 ST Security total 365.000 50 279 18,351.75 23,681.20 5329.45 ME SYSTEMS PLC SPON 4CR Symbol: BAESY Exchange OTC EAI: 41,289 Current yield: 4.60% Jan 29,13 1,000.000 22.160 22,160.00 28.030 28,030.00 5,870.00 LT BAYER A G SPON AOR Symbol: BAYRY Exchange: OTC EAI: 3515 Current yield 1.55% Jan 29,13 200.00 99.560 19,912.00 135.260 27,052.00 7,140.00 LT Apr 22, 13 45.000 101.760 4,57920 135.260 6,086.70 1,507.50 ST Security total 245.000 99964 24,491.20 33,138.70 8,647.50 BHP BILLITON LTD 90N APR Symbol: BHP Exchange NYSE (Al: 41,027 Current yield: 3.48% Jan 29,13 320.000 78.520 25,126.50 67.770 21,686.40 .3,440.10 LT Apr22. 13 30.000 61865 1,915.95 67.770 2,033.10 117.15 ST 1J 12,13 85.000 61.002 5,185.23 67.770 5,760.45 575.22 ST Security total 435.000 74.087 32,227.68 29,479.95 -2,747.73 BNP PARIBAS SA ADR Symbol: BNPQY Exchange: OTC EAI: 9872 Current yield 1.88% Jan 9, 14 710.000 40.003 28,402.76 38.720 27,491.20 -911.56 ST Jan 13,14 485.000 39.735 19,271.70 38.720 18,779.20 -492.50 ST Security total 1,195000 39 895 47,674 46 46,270.40 •1,404.06 BOC HONG KONG HOLDINGS LTD SPCN APR Symbol: BRIKLY Exchange: OTC EAI: 41,749 Current yield: 5.55% Jan 29,13 175.000 69.539 12,169.48 56.810 9,941 75 .2,227.73 LT Apr22, 13 220.000 66.403 14,608.84 56.810 12,498.20 -2,110.64 ST Jul 12, 13 160.000 62.770 10,043.20 56.810 9,089.60 -953.60 ST Security total 555.000 66345 36,821.52 31,529.55 .5,291.97 continued next page CNP70303006479930NP7030300405 00005 0314 030575004 lOttAY_GM_00021429 S4 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ilnancial Advisor, SCOTT STACK MAN LYLE CASRIEL CONFIDENTIAL EFTA _00132267 EFTA01274404 *UBS Resource Management Account March 2014 Your assets . Equities . common stock icontmuPdi Hddng Trade date librebee of snares Pu«hase Meer average price PMe per Shit per shale (S) Coo basis (S) au Mar 31 (1) Yedue on Unreellied Hddng Mar 3I (1) gain or loss 0) period BRITISH AMER TOBACCO PLC GB SPON ADR Symbol: DTI Exchange: AMEX EAI: 42,777 Current yield: 4.22% Jan 29,13 340.000 104.097 35,393.08 111.430 37,886.20 2,493.12 LT Apr 22, 13 150.000 107325 16,09678 111.430 16,7:4.50 615.72 ST lul 12,13 100.000 105.544 10,554.44 111.430 11,143.00 588.56 ST Security total 590.000 105.163 62,046.30 65,743.70 3,697.40 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 42,640 anent yield: 4.10% Sep 16, 13 1,275.000 13387 17,069.45 16.220 20,680.50 3,611.05 ST Sep 17, 13 1,150.000 13359 1562 85 16.220 18,653.00 3290.15 ST Sep 18. 13 990.000 13393 13259 17 16.220 16,057.80 2.798.63 ST OCt 10, 13 855.000 15.481 13236.68 16220 13,868.10 631.42 ST Security total 4,270.000 13.801 58,928.15 69259.40 10,331.25 CEUTSCPE POST AG SPON ADR Symbol: DPSGY Exchange: OTC EAI: 41,206 Current yield: 2.38°/o Jan 29,13 640.000 23100 15,296.00 37.200 23,808.00 8,512.00 LT Apr 22. 13 720.000 22.581 16,258 75 37.200 26,784 00 10,525.25 ST Security total 1360.000 23.202 31,554.75 50,592.00 19,037.25 GDF SUEZ SPON ADR Symbol: GDFZY Exchange: OTC EAI: 42,685 Current yield: 4.96% Jan 29, 13 720.000 20.779 14,960.95 27.340 19,684.80 4,723.85 LT Apr 22. 13 380.000 20.919 7,949.37 27.340 10,389.20 2,439.83 ST Jul 12,13 215.000 20.144 ' 330.97 27.340 5,878.10 1,547.13 ST Aug 21, 13 285.000 22100 6,327.10 27.340 7,791.90 1,464.80 ST Aug 22, 13 140.000 22.508 3,151.20 27.340 3,827.60 676.40 ST Aug 23, 13 240.000 22.418 5,380.51 27.340 6,561.60 1,181.09 ST Security total 1,980.000 21263 42,100.10 54,133.20 12,033.10 GLAXO SMRHK UNE PLC ACE Symbol: GSK Exchange: NYSE EAI: 12,506 Current yield: 4.62% Jan 29,13 330.000 45.615 15,052.95 53.430 17,631.90 2,57&95 IT Feb 13, 13 320.= 45.645 l 4,606 46 53.430 17,09760 2491.14 LT continued next page SDNY GM 00021648 OW7000300647%01 NP70003C0405 03005 0314 030575004 100000 Page SS of 86 Account name: GP:ISLA:NE MAXWELL Friendly account name: Account number. Your Pi sandal Advisor: SCOTT STACK MANLYLE CASNEL CONFIDENTIAL EFTA_00132268 EFTA01274405 SUBS Resource Management Account March 2014 Your assets Equities . Common stock (continued) irking Security total HSBC HOWINGS PLC NEW GB SPON ADR Symbol: leSIK Exchange: NYSE EAI: 42,805 Current yield: 4.8r6 Jan 29,13 Apr 22, 13 Jul 12, 13 Security total IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: 'Trey Exchange:OTC EAI: $1,961 Current yield: 4.68% Apr 25, 13 Apr 26, 13 Jul 12,13 Security total KIRIN HOLDINGS LTD WON ADR Symbol: KNBWY Exchange: OTC EAI: 9634 Current yield 2.00% Apr 3, 13 Apr 22, 13 Jul 12, 13 Aug 5, 13 Aug 6, 13 Security total WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: 53,784 Current yield:6.54% Jan 29,13 Feb 13, 13 Apr 22, 13 Ai 12,13 Security total clad` cute Apr 22, 13 lul 12, 13 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Ignandal Advisor, SCOTT STACK MANLYLE CASRIEL Harter or than Purchase pow Average price per thaw (S) Pere per stsare Goa basis (S) an Mat 31 (5) value on Mat 31 (4) Unrealized Hddng gain or loss (E) period 245.000 50.630 12,404.47 53.430 13,090.35 685.88 ST 120.000 52.904 6,348 48 53.430 6,411.60 63.12 ST 1,015.000 47.697 48,412.36 54231.45 5,819.09 570.000 56.908 32,437.90 50.830 28,973.10 3,464.80 LT 430.000 52.120 22,411.73 50.830 21,856.90 -554.83 ST 145.000 54.904 7,961 20 50.830 7.370.35 -590.85 ST 1,145.000 54.857 62,810.83 58,200.35 4,610.48 60.000 70.891 4253.51 81.360 4881.60 628.09 ST 375.000 70.792 26,547.34 81.360 30,510.00 3,962.66 ST 80.000 68375 5,470.00 81.360 6,508.80 1,03880 ST 515.000 70.429 36270.85 41,900.40 5,629.55 1,250.000 16.177 20,221.50 13.850 17,312.50 -2,909.00 ST 600.000 16320 9,792.00 13.850 8310.00 -1,482.00 ST 325.000 16380 5,323.50 13.850 4,501.25 -822.25 ST 400.000 15.655 626236 13.850 5,540.00 -722.36 ST 435.000 15888 6,911 50 13.850 6,024.75 -886.75 ST 3,010.003 16.117 48,510.86 41,688.50 -6,822.36 410.000 67.030 27,482.30 55.925 22,929.25 4,553.05 LT 35.000 66951 2,34329 55.925 1,957.37 -355.92 LT 435.000 58.678 25,524.97 55.925 24,327.37 •1,197.60 ST 155.000 60.812 9,425.94 55.925 8.668.37 -757.57 ST 1035.000 62.586 64,776 50 57.882.37 4,894.14 continued next page CNP70003006479402 NP7000303405 00005 0314 030575004 106geRiYGM00021149 56 of 86 CONFIDENTIAL EFTA_00132269 EFTA01274406 *UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Fl nandal Advisor: SCOTT STACK MANILYLE CASRIEL Your assets . Equities Hddng Common stock (continued) Trade date lagrbtf of snares Purchase pacer average price pee share (I) Cost basis 01 Peke per share on Mar 31 (1) Vdue on Mal 31 (1) Unredlzed Hddng gSn of loss (S) period Mrly GROUP LTD SPON ADR Symbol: MINDY Exchange:OTC EAI: 42,116 Current yield: 3.92% Jan 29,13 1,660.000 19.580 32,502 80 20.550 34,11100 1,610.20 LT Apr 22, 13 590.000 17.390 10260.10 20.550 12,124.50 1,864.40 ST Jul 12,13 375.000 19219 7207.31 20.550 7,706.25 498.94 ST Security total 2,625.000 19036 49,97021 53,943 75 3,973.54 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 41,801 Current yield:3.15% Jan 29,13 1,650.000 18280 30,16200 21.940 36201.00 6,039.00 IT Apr 22, 13 425.000 19.544 8306.29 21.940 9,324.50 1,018.21 ST la 12,13 535.000 19.059 10,196 73 21.940 11,737.90 1,541.17 ST Security total 2,610.000 18.646 48,66502 57263.40 8,598.38 (NESTLE S A SPONSORED Apt P.EPSTG REG SHS SWITZ ADR Symbol: NSRGY Exchange: OTC EAI: 42.146 Current yield: 2.70°4 Jan 29.13 570.000 70.160 39,991.20 75.220 42,87540 2,884.20 LT Apr 22, 13 290.000 69.918 20,276.22 75.220 21,813.80 1,537.58 ST Jul 12,13 195.000 67.417 13,146.41 75.220 14,667.90 1,521.49 ST Security total 1,055.000 69.587 73,413.83 79,357.10 5,943.27 NIPPON TELEG & TEL CORD SPON ADR Symbol: NTT Exchange NYSE EAI: 41,613 Current yield: 2.68% lid 22,13 1,700.000 26.445 44,957.18 27.240 46208 00 1350.82 ST Aug 6,13 510.000 26309 13,417.69 27.240 13,892.40 474.71 ST Security total 2210.000 26.414 5837487 60200.40 1,825.53 NOVARTIS AG SPON ADR Symbol: NV5 Exchange: NYSE EAI: 41,723 Current yield: 2.08% Jan 29,13 590.000 67.877 40,047.61 85.020 50,161.80 10,114.19 LT Apr 22, 13 240.000 72.512 17,403.02 85.020 20,404.80 3,001.78 ST Jul 12,13 145.000 73.450 10,650.38 85.020 12,327.90 1,677.52 ST Security total 975.000 69.847 68,101.01 82,894.50 14,793.49 continued next page SDNY GM 00021650 0070304006419€03Nr70003C0rOSOOCOS 0314 030575004 CONFIDENTIAL 1000W Page 57 of 86 EFTA_00 132270 EFTA01274407 UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL. friendly account name: Account number. Your II candid Advisor, SCOTT STACK MAN LYLE CASR1EL Your assets Equities . Common stock (Continued/ Trade licking rile heater of charm Purchase WKS Average price Price per store per than (3) Cott bads (a) cri Mar 31 (3) Vdue on Unrealized Haring Mai 31 (S) gain of loss (S) period ORKLA ASA A SHS SRON ADR Symbol: ORKLY Exchange: OTC EAI: 42,757 Current yield: 7.84% Jan 21,14 710.000 8.052 5,717.56 8.550 6,070.50 352.94 ST Jan 22,14 220.000 8.190 1,801.84 8550 1,881.00 79.16 ST Jan23,14 315.000 8282 2,608.92 8.550 2,693.25 84.33 ST Jan 24,14 185.000 8.147 1,507.25 8.550 1,581.75 74.50 ST Jan 27,14 135.000 8.019 1282.58 8.550 1,154.25 71.67 ST Jan 28, to 265.000 8045 2,132.08 8.550 2265.75 133.67 ST Jan 29,14 390.000 7991 3,116.53 8550 3,334.50 217.97 ST Jan 30,14 245.000 7.849 1,923.23 8.550 2,094.75 171.52 ST Jan 31,14 260.000 7.878 2,048.46 8.550 2223.00 174.54 ST Feb 3, 14 185.000 7.794 1,441.96 8.550 1,581.75 139.79 ST Feb 4, 14 235.000 7.671 1,802.69 8550 2,009.25 206.56 ST Feb 5, 14 245.000 7.727 1,893.29 8550 2,094.75 201.46 ST Feb 6, 14 165.000 7.561 1247.70 8.550 1,410.75 163.05 ST Feb 7, 14 310.000 7.528 2,333.87 8.550 2,650.50 316.63 ST Feb 10, 14 250.000 7.609 1,902.25 8.550 2,137.50 235.25 ST Sootily total 4,115.000 7.913 32560.21 35,183.25 2,623.04 PT. TELEKOMUNIKAS1INCONESIA SPON ACR Symbol: TLK Exchange: NYSE EAI: 1841 Current yield 3.10% Jan 29,13 690.000 39442 27215 25 39.370 -49.95 27,165.30 LT RECKITT BENCKISER PLC SPON ADR Symbol: RBGLY Exhange: OTC EAI: $1,497 Current yield: 2.57% Jan 29,13 2,590.000 13.560 35,120,40 7.32360 42,683.20 7,562.80 LT Apr 22, 13 510.000 14.360 161483 480 8,404.80 ST 1,081.20 Jul 12,13 440.000 14.331 6.305.99 16.480 7,251.20 945.21 ST Security :total 3,540.000 13.771 48,749.99 58,339.20 9,589.21 ROCHE NDG LTD SPONS ADR SW1TZ ADA Symbol: RHHBY Exchange: OK EAI: 5972 Current yield 1.84% Jan 29,13 1,100.000 27.545 30,29950 37.720 41,49200 11,192.50 LT Apr 22, 13 300.000 30.267 9,080.31 37.720 11,316.00 2,235.69 ST continued next page CNP70303005479/04 NP7003300405 000050314 030575001 leeffie/Y_GM_0002ene Se of 86 CONFIDENTIAL EFTA 00132271 EFTA01274408 (;Ita UBS Resource Management Account March 2014 Your assets . Equities . Common stock (continu.d) Trade Reda« PutthaSt Ole Average pace Pitte per share wlue on unreaated Holdng Hddng dm of snares per share IS Cog basis(1) an mar 31 (I) Mar 3i (I) on a loss (I) Period Security total 1,400.000 28.128 39,379.81 52,808.00 13,428.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL Et ORD SEG SPON ADR Symbol. RI358 Exchange. NYSE EAt $1,440 Current yield: 4.61% Jan 29,13 185.000 74.585 13,798 31 78.110 14,450.35 652.04 LT Apr 22. 13 215.000 65.856 14,159.06 78.110 16,793.65 2,634.59 ST Security total 400.000 69.893 27,957.37 31,244.00 3,286.63 SAVOR SPON ACP Symbol: SNY Exchange: NYSE EAI: 41,574 Current yield: 2.52% Jan 29,13 720.000 48 754 35,103 55 52.280 37,641.60 2,538.05 LT Apr 22.13 275.000 52.654 14,480 06 52.280 14,377.00 -103.06 ST Jul 12,13 200.000 52.424 10,484 90 52.280 10,456.00 -28.90 ST Security total 1,195.000 50.267 60,06851 62,474.60 2,406.09 SEMENS A G SPON ADR Symbol: SI Exchange: NYSE EAI: $1,507 Current yield: 2.23% Jan 29,13 250.000 110.110 27,527.50 135.150 33,787.50 6260.00 LT Apr 22, 13 200.000 100.134 20,026.84 135.150 27,030.00 7,003.16 ST Jul 12, 13 50.000 107.256 5,362.83 135.150 6,757.50 1,394.67 ST Security total 500.000 105.834 52,917.17 67,575.00 14,657.83 SiNGAPORE TELECOM LTD NEW 2006 SPON AOR Symbol: SGAPY Exchange: OTC EAI: $2,249 Current yield: 4.38% Jan 29,13 1,060000 28260 29,955.60 29.116 30,862.96 907.36 LT Apr 22. 13 440.000 29.820 13,121.15 29.116 12,811.04 -310.11 ST Jul 12, 13 265.003 30.551 8,096.17 29.116 7,715.74 .380.43 ST Security total 1,765.000 28.993 51,172.92 51,389.74 216.82 SMITHS GROUP RC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $959 Current yield 2.83% Jan 29,13 1,245.003 19.750 24,588.75 21.500 26,767.50 2,178.75 LT Apr 22, 13 330.000 18.685 6,166.05 21.500 7,095.00 928.95 ST Security total 1,575.000 19.527 30,754.80 33,862.50 3,107.70 continued next page SDNY GM 00021652 CNP70007006479E05Ne70003C0035 00005 0314 03057500r 100000 Page 59 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number- Your el sandal Advisor: SCOTT STACK MAULYLE CASRIEL CONFIDENTIAL EFTA_00 I 32272 EFTA01274409 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Hddng Trade date Water of slum Furthest Mad Average pact Price per share per than (I) Cost bads (S) an Mai 31 (3) Vdueon Mai 31 (S) Unrelated Hddng gain or Ion (S) period STATOIL MA SPON ADR Symbol: STO Exchange NYSE CAI: 41,237 Current yield: 3.02% Jan 29,13 610.000 26533 16,185.31 28.220 17,214.20 1,028.89 LT Apr 22, 13 205.000 25.765 5281.88 28.220 5,785.10 503.22 LT Apr 22, 13 170.000 23274 3,956.72 28.220 4,797.40 840.68 ST Apr 22. 13 135.000 25.785 3,481.05 28.220 3,809.70 328.65 LT Jul 12, 13 330.000 21.423 7,069.66 28.220 9,312.60 2,242.94 ST Security total uso.000 24210 35,974.62 40,919.00 4,944.38 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exdiange: NYSE EAI: 4333 Current yield 2.00% Jan 29,13 800.000 17200 14,240.00 20.020 16,016.00 1,776.00 LT Jul 12, 13 30.000 18.434 553.04 20.020 600.60 47.56 ST Security total 830.000 17223 14,793.04 16,616.60 1,823.56 TESCO PLC SPONS ADR (KITED KINGDOM Symbol: TSCDY Exchange: OTC (Al: 1980 Current yield 4.32% Jan 29,13 435.000 17210 7,48635 14.930 6,494.55 -991.80 LT Apr 22, 13 660.000 16.910 1 1,160.60 14.930 9,853.80 -1,306.80 ST Jul 12, 13 425.000 16.023 6209.78 14.930 6,345.25 -464.53 ST Security total 22,693.60 1,520.000 16.748 25,456 73 -2,763.13 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE (Al:S2,941 Current yield:4.19% Jan 29,13 460.000 54.547 25,092.04 65.600 30,176.00 5,083.96 LT Apr 22. 13 510.000 46.879 23,908.70 65.600 9,547.30 ST Jul 12, 13 1 00.000 50.459 5,045.96 33,456.00 65.600 6,560.00 1,514.04 ST Security total 54,046.70 1,070.000 50.511 70,192.00 16,145.30 UNILEVER NV N Y SHS NEW KTHER LANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 41,992 Current yield: 2.97% Jan 29,13 930.000 40.500 37,665.00 41.120 38,241.60 576.60 LT Apr 22, 13 445.008 41.074 18,278 06 41.120 18,298 40 20.34 ST Jul 12, 13 255200 41271 10,524.33 41.120 10,485.60 -3873 ST Security total 1230.000 40.778 66,467.39 67,025.60 558.21 continued next page CNFT0309006479836 NFT000300405 00005 0314 030575004 lottffirsm0002Ress 60 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your linandd Advisor, SCOTT STACK MANLY/LE CASRIEL CONFIDENTIAL EFTA_00132273 EFTA01274410 UBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Purthate OW Trade Number Avetage pdce Price pet shse vdue on uniesIzed Noldag tithing date of shares per shaie ($) Con basis (1) an mar 31 (I) mat 31 (1) gain or IOSS CO Period UNTD OVERSEAS BK LTD SPONS ACE SINGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: $1,186 Current yield: 2.74% lan 29,13 900.000 30.540 27,486 00 34.570 31,113.00 3.627.00 LT Apr 22, 13 100.000 33.492 3,349.24 34.570 3,457.00 107.76 ST hi 12,13 250.000 33.180 8,295.00 34.570 8.642.50 347.50 ST Security total 1,250.000 31 304 39,130.24 43,212.50 4,082.26 VEReON COMMUN/CAT1ONS INC Symbol: VZ Exchange: NYSE CAI: 41,062 Current yield: 4.46% lan 29,13 383.969 461361 17,993 39 47.570 18,265.41 272.02 LT Apr 22, 13 1.315 46.859 61.62 47.570 62.55 0.93 ST hi 12,13 115.716 46.861 5,422.64 47.570 5,504.61 81.97 ST Security total 501.000 46862 23,477.65 23,832.57 354.92 VODAFONE GROUP PLC SPON ACC Symbol: VOD Exchange: OTC EAI: 43.072 Current yield:8.03% lan 29. 13 796.294 50.164 39,945.60 36.810 29,311.58 -10.634.02 LT Apr 22, 13 2.727 54.627 148.97 36.810 100.38 -48.59 ST lul 12.13 239.979 54.033 12,966.80 36.810 8,833.63 -4,133.17 ST Security total 1,039.000 51.070 53,061.37 38,245.59 -14,815.78 ZURICH INS GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC lan 29,13 1,050.000 28.470 29,893.50 30.740 32277.00 2,383.50 LT Apr 22, 13 685.000 26.251 17,962.21 30.740 21,05890 3,074.69 ST Jul 12,13 290.000 26.739 7,754.57 30.740 8,914.60 1,160.03 Si' Security total 2,025.000 27 472 55,630 28 62,248.50 6,61822 Total $1.723,832.25 31,675,50437 $151,672.11 Total estimated annual income: $65,351 Account name: GHISLAINE MAXWELL friendly account name: Aaount number Your /I nandal Advisor: SCOTT STACKMAN/LYLE CASILEL SDNY GM 00021654 CNP703030C6479837NP7000300405 00005 0314 030575004 CONFIDENTIAL 100000 Page 61 of 86 EFTA 00132274 EFTA01274411 *UBS Resource Management Account March 2014 Your assets icon Invedl Your total assets Account name: Frie ndly account name: Account nuntber: Value on Mat 31 (S) Your K 'meid Advison SCOTT STACK MANYLYLE CASRIEL Percentage of Con Esnmated your PCCOunl base (S) anno( interre (3) unrearzed gan or loss (S) Cash equities Total $1,956,311.16 100.00% $1,804,639.04 $65.351.00 $151,672.11 Cash and money belenen 80206.79 Common stock 1275,506.37 4.13% 80,806.79 95.17% 1,723232.25 65,351.00 151,672.11 Account activity this month Deposits and other funds credited Dividend bad interestinoonse Taxatie dtvidends Taxatie Interest Date ActIely Description Amounl (S) Mar 10 Deposrt CHECK DEPOSIT 26,1 58.81 Mar 17 Deposrt CHECK DEPOSIT 507 ,08 Mar 31 Deposrt CHECK DEPOSIT 1,033.35 Total deposita and other funds credind Date Des<nption 627.699.24 Artpin( (S) Mar 26 Foreign BFP BIWTON LTD SPON ADR PAIDON 435 Cnadend CUSiP. 088606108 513.30 Total taxable dividends $51330 Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF nou14 0.08 Total taxable internt Total dividend and interest income 60.00 651338 investment transactions For more infomotion *out IM piiwivalue thown lor rettricted secuiliet. we Important information aboot your Rotenten at the end of teis doctrnem Die Adri«). Mar 10 Recerre Dtc VERZON COMMUNICATIONS INC 501.000 23.562.03 DesolptOn eroceeds irrni funds tnbestment v.Ithdraven tn Accrued Quenlily vue* (S) Price (1) m2/flaneert (S) .rivellments bant' (S) riterell (S) Mar 10 Receite Dtc VODAPONE GROUP PLC SPON ADR 1,039.000 39.627,46 CUSIP: 92857W308 Mar 10 Receive Dt< ROCHE HLDG LTD SPONS ADR SWITZ ADR CUSIP: 771195104 IA00.030 52,416.00 Total Securities transferred in 5115,605.49 CW7000306479808 Ne7000303405 00005 0314 030575004 CONFIDENTIAL 10&411YGM00021MS 62 of 86 EFTA_00132275 EFTA01274412 (SUBS Resource Management Account March 2014 Account activity this month iconinvecli Dale Acwity Dr:coon Amount 8) Money balance activities Feb 28 Balance forward 652594.17 Mar 7 Deposit 1.1B5 BANK USA DEPOSIT ACCOUNT ASOF 03/06(14 0.08 Mar 11 Deposit 085 BANK USA DEPOSIT ACCOUNT 26,158.81 Mar 18 Deposit U85 BANK USA DEPOSIT ACCOUNT 507.08 Mar 27 Deposit 085 BANK USA DEPOSIT ACCOUNT 513.30 Mar 31 Closing UN Bank USA Deposit Account $79,773.44 Account name: CHISLAINE MAXWELL friendly account name: Account number: Your N nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL The UBS Bent USA Deposit Account Is your primary sweep colon SONY GM 00021656 CNP70003006479839NP7000300035 00005 0311 030575004 CONFIDENTIAL 100000 Pogo 63 of 86 EFTA 00132276 EFTA01274413 *UBS Yournotes '"'"3"74617°N"7:7= 57... 'MOW 44.1-611001. 64 01 86 CONFIDENTIAL EFT,00132277 EFTA01274414 Important information about your statement LES Fiuncal Senates ix. (the F im or UBS Financial Senaires), is a merrter of all ',Moira security, ammo* and opterins exchages. LES Ft-encial Semites and IRS Sink USA n rdrect subsdares of LES AG and affiliates of LES Seriatim TIC. The Rim's Handal statement is available upon feast. The Firds weetaire off roes are a: UBSFinanovil Senses Pc. 1200 Harbor Essulened Weehawken, to 07086 Iris statement represent the any off icier record of pas LES Muncie! Memos account. Other records, eggpt official Inc donsnent cothaning coracle-9 date should not be relied Lyon B you bedew there 6 an error cr omission, please repent it irrmedately n *Ming to the Ranch Manager of the office sentigmes account. Ateach al figures shown We Mended to be accurate. statement delete:0i not be used for tat purposes Rely sae/ on yeaend tax forms, (Lev Form 1030. Sat 10425, etc.) whin preperigyour tax return. The Firm a required by law toreport to ti IRS all taxable Evidence, month§ rcatambh dui:hods and taxtle Panne earned on securities held in your araant, net prccee:b on site transactoro, and cost toms on certain covered ward in. Corranunications with the Firm • Please resorium as oral cormarcatorts in wig to further pr sect your raft incbdrg your NM order the Seared' Inaestor Promotion Act (SWAT • If the6one' nstitution on the top led of the front of this sfatemere is not UBS Feiner Seukes. IRS Pamela' Services canes your account as oleanng broker by anargerrent wet, the isdcated &lesion We Wormed you of the relationship when you opened this wooxre. lithe case. your Ards aid searkina-e located a UB5 financial Mneces and rot the intothecng broke., and you nut make a racer of any aux or anittiOn to both firma. A 0 accent statements shall be deemed complete ad accurate f not objected to Ws *deg within 60 days • Please direct *stoma complaints a' Firn's C lent era or toll-free at 8:03& .to ET Monday through as a in twerg to IRS Manual Seneca )x., Client Relations Department, P.O. Box 766 Union City, dl 07087. • In case of ern oryasterns and an electronic bads transler On BS Wedeln cardwanucbom, card tranuctorn, call of wile to UBS Frunciathenrtes her., MOO Herbs Blvd, 6th floor, Weak/Men NS 07036, Atte MAMMA Sermes Cal or write as soon as you cant you tik yes statement or receipt is twang a 4 you need more names ern about a tierner on the stattrnent or M. O. The Finn or Card boar (8, aParableMnraff hear torn you ro later that ISO days after the Fpm Sent you the fin Ornament on which the error or problem *Pared. - Prow:kyr)," name ad accost number Of any) — Desoto the enor or the wander you aro arose about and emlan as clear/ as ru can why you believe t is an error a why psu need more formation — Provide thedollar anon 01 the suspected error. The Fins or Cad Issuer rahl igesagXe your complaint and MI correct any error prompt/. Please mate all &gas payable to the firm or tie Shamed initifution Skated on fro front of this staPammt had:What° regular accord fax accounts may be subject to mailenrce fees, chars for late parent for securities purchases and charges fa unpaid arrcunts en cataccents. Accounts that are vonsferred to other nstitutions may be subject to a wander tee. UBS Sweep Cations UBS offers options to sweepng cash Where; Winces to bag deposits al UBS Bags USA and IRS AG Morticed brach (Bank Sweep Programs), money market mutual grids (Morey Funds) ad the InternationalDeposit Accaat (OAlfor customers withal Intenstional Resource Management Account. through the Bank Sweep Pregame, cash balances re swept to USGEterk USA up to en rad:4W knit rd then to LES AG Stanford Brands. cr a Money Fund. Deposits at UBS Bak USA are FDIC rowed in accordaxe with FCC rules. For more formatia please seit ithavldiogor. Deposes at WS AG Stanford Branch ad Owes of Money Funds are rot inured by the FCC. Throup the OA, atailebk loath balances are swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch These deposits are not enured by the FIX. Balances Fold at the LES AG Comm" Brach are tempera* exposed to the sovereign risk of the Careen elands, and there is no 'santee Cr otter obligation of U8S AG to repay the biases whit on the UBSC grans Bradt. books. Deposa at 185 Bark LEA and each UBS AG Bench are not protected by SIPC. Money Fund shares are to:tested by SIPC. Ste 116 Financial SWAM Accent Protection' bobw Upon yen reg.este beings n tie Bane Sweep Programsor OA may be withdraws and shares of a Money kind may be liquidated, and the proceed returned so you ardour swain aro:eat. Furter formation about available 'neap options, ncleing on Serest rate, and yelds, a soak le at wvereassc from your F rare ial Advisor or by calling UM Financial Services account protection The Fin dementia ate Mattes Ins/ellen Protection Corporation EIPC), sigh protects wcuritin account, of its members up so 5500,000 including S2B),000 for clams kr cash). the SIK asset protection boa cop/ to all account that you hold n a pa-limier capauty. The Finn, together Mth certain affiliates, ha also purchased spplernatal protection. The maximum amount path to al &gide clients, cobecurea crds this protection is 1500 million as of December 10, 2013. kloPot to the poicy conditions ad limitations, cads X the Firm is further protected tor mo to El .9 million n the aggregate For all your accounts held n a poicular capacity A hi copy of tie poky waxing is ertailible upon request. The SIPC protection ad the supplemental protection both do not apply to. • Cowan Ewa-trial Mats controlled by (std Sabaed it your account value) but held away from US$Fine-col Services (e.g.. certain(* cash at UBS Bag, Di cad, at LES AG St rokedbunch (1) insurers proiCtS, including writ)* enmities, and 00 shires ol mutual finds whore such shares are registered din/ in tot name of the account holder on the bags ad records of te applicdge issuer or transfer agent); • Certain rniestmerit contracts or nrestment interest (eg., limited partneshix and white placements) the we rot regrind under tie Securities Act of I S03; ad • Commodities contacts (e.g, foreign exchage and once:corneal ocntradg Mdudi-g futures contacts ad WITM0440rilkn contracts. fi e 51K protects :en and to supplemental protection do not apply to these assets men if try otherwise appear on you. slaarnenh. Tlw SVC protection ad the daPlerrentalprotenion do not protect agora changes in the maim vatie of your investments (whether a a result of market mosement, issuer bakruptcy cr otherwise} More information is avalAge man reqwst You may obtain no, information aboU the SIPC Brochure, by contacting 51K a or by twang the Sift website ar voravalocrup Dividend ReiWetblbefilt Program (DRIP) The pike reflected is an swage price. You may obtan the actual peke from pax Financial Advisor. Ora whole tire se purchased under Olt; partial shuts wil be soli rd tot cash wM be &potted h your secure The caddied renvestnera price applied by tie ewer may dTer from the market price at which thepartial shares ae sold CM CM, whole units may be hekl yobr wow*. If you a-e entitled that:raid rad as crews of a dviderd Banat is otherwise, the Firm Vial ether ell parhal art at rivulet pike a accept an amount determined by a registered create agency, and credit your accost. Investment objectives the rnatmere objectives rd risk profile we speclk to each account and may mybetween Please arldse the Ern prormody in wrong of any sign', eant change in yar (alexia situakei or mailmen a:Minket. Fa each CONFIDENTIAL wow,' held, you choose one of the following imestrient °bedew • frogs. Cementer-come. I inntem its seang the generation of income cribs • Achim Capra, Approbation Inentmentt waking growth of prncpal rather than the generation of income. • Peplum Combination oilman. and Capital Appreciation: 'vestments seeking both the generation of mane and gowth of plit011. Derail risk profdos • Conservative Seeks to maintain ratid precirel, with low risk and volatility to the arson theral, teen if that mews the accost does not generate significant income a returns std may not keep pace with inflation. • Moderate: vearrg to accept some rig to principal and tolerate some votatety to seek hgher returns. • Aggressiere: Wiling to accept high Sc to psnopal aid hit volatility to seek highreturns one tint Statement liouseholdne We may consolidate al related account statements with the same aidress n the same envetsre. Accounts may be related la this purpose betase they have ounces who also marain pia acorn relationships wth other dials at the sane address. This practice's known as • househsling • II you prefer to reseed edivedual statements mailed in separate envetsces - yOU may drape householding by Ealing your F nancial Advisor. Friendly accutat name The Friend scout name reflects information that you entered on the Firm's onlne sauces websee. II is a customizable thielrerner chrism by you to auks you &eh you recce& *vim. It has res effect on your Nees re. You can dirgepas hiendbr acccunt names. through Onire Services or by contactrgyourFrancial A0O0alt overview • kW. Of fl Or accoaabbordolia Net of assets and • Asset tweaks available cash balances, vases for reseeded smeary lest 1, and Global tine Deposits, urrealied marts to market, and certain mots not held byte Firn. Does non induct* unOnCed 5.U:40assets al the end of the prior and curent statement periods, or prorate ligaments, parented stock options aid emanate stock options • Einanas Includes debt balemes, wading rrurgn loans. credit the, text actant balances. • Cash/money balance Total ot unimested avalable cash balances plus UBS Bak LISA deposit Wags. UBS AG Marraotd Branch depose balances and money market mixed fund sweep Saxes, at the cbse of the statement period. Noncom-nada Pee credit balances in your scours are rot segregsed from other balances and the Fine may use any of these funds in the ordinary faits' of tipsiness. These funds a* payable upon your clamed. This total is intruded ris the current period doseg value. SDNY_GM_00021658 EFTA_00132278 EFTA01274415 Important information about your statement (con inued) Sanding ilonnation fa detaled information cn thefits fending practices and dockets, refer to teas Clem Relatcreship Agemeunt or team Agreement nd the General Tams at Conditions UBS Statement of Credit Practices available in Agreement and:Jet:nun at ungutharamirsgartgaukults Toe abets Your amement Bemires securities ad other wets held h the moat at the end of the statement period. You may ask forager:ay of ti er paid secuties at anytime. You my receive securities used as loan collateral after Dating any balmy due on them. k -y *curries transient to the Fire dad the statement penod are lined al market value as of the end of the statemwt period. • Can bass h detemnireg the cost basis of the unties included in this statement, where indicated nth the number 'I,' UPS f kraal Services has relied oninformation obtained from sources other tent/2S Ft-antral Seraces, including hif amnion Iran another fim a teat you may ham warded to you Sinatra' Ackisor. The Finn does not helependently verify a spirant** the &rosary or vaklity day idomhaion provided by sans otter thin tAiSFroncral Services. h sicitira although LIDS Financial Services general& raxtritee me tamatim as it is recerad, the firm does not provide any emarances that N incrmatisn under "Cost basis" and 'Lrirealned garl loss' is accurate as cif the date of the statement. As such please do not reSt on the Hermitian to make pachice a sole decisions, fame prawn or ahem's*. Accounts Wandered to to him may reflect girlloss itematim on& f or the period of tine they we held a to F rm More higcnical Mama en tan be added by you Fewncia Advisor. • Unedited gat/losses Wien data is estimated 'nett gang ban we calculated Ise inviter seosty lots. Re transaction data for nsliciiml lab may or maynot !effect animists, deems ands'acuity reorgenrial en events Dividend and otarrenwstment lots and systematic pafine bur are eachcombined to display one averagedlathe • Trade date • [Mann mesents the aigrul transaction wade date. • Callable securities Ban* and ;referred stock that te eater cats for ea-br recite-peen will be selected morel& by lot Iran among all seo.feresof tat attar held hour name or in nominee narne la as clients. Call team itinatim is dotted from third parties and es accuracy snot guaranteed. Other call feats mamma !Mich cat affect yield conpfete itortnatcn ell be provided upon request • Cartifirates of deposit (men COs are FDIC reused ep to Se 9),000 in arena' and accrued interest per &poste at per deposity inertial:co, rhaxadance with FOIC rules. • PriceAralue Prom displayed f or securities and *her products may be higher or lower than Omega that you would array reek* n the mallet frees we *bait from vaious third party sources Mich tee being to be retitle. but we do not gbratee their accuracy. — We generate me the closi-g pricewhen amble a the mean of to bid ad ask prices folaed acuities and <atom a on& It prices fa OTC seosities. - Less 'an& waded securities may be priced using valuation model or the most recent peke we obtaned and mat not reflect an ackal matt rice a Yak* - Certain partials may appear without a price and will Maw at *price was rot amiable if we are untie to obtain a pnce f or a stony - Deposits or mates denaninated n currencies other tan U.S. dollars are reflected at the &Aching& rate as of the statement date. - Fer canon securities tang in non.cone ammo ckrannalcia price at quany 0 ace Mari may have been adisted to facilitateprow vauaion. To obtain current quotations, when babble, contact par Financial Adder. • Private areestmener and drucland moducb. ?Mate ruestrrert secunies Oxidic Meet patxipation proprn and real estate resentment trust stades) ansisitand proton ale generally highly Anvil. Certain straturd protests haw not been registered with the Securities and Excha- C omission a under an/ state mulles taws. We prode estimated vibes for pwate investment wades and structured products for inormatiarul purposes only. Accuracy knot guaranteed. - These values may differ %Snit from pricer. any, at which a prime iwesanent security a structured product may be tot -a or sold and do rot necessarily represent the vat you may receive upon rquidition. This paly tsbmates of vale cue as of a certain date and are twit to US$ Fina-cial Services on a regurr bass by an independent vitiation fim. - bum, general partner or sponsor estimated meek if ant are supplied to therm by Ow name genwal pariner or spate and may be calculated based on different Wonnation from that used by It'dparties to dere:eta( estimated values. - You can Mesh addecrul Hammen regrading the meihodology used to determine the estimate of value and the date of fie itemalentha is the basis for to en irate by contaarg your francial Advisor. - TAW party estiemed vitas may be reflected as •Not Freed' harm I sa *ens. wise n rdependent witation tem RS not suppled or is that to assign a vale. when we become aware that a material event has °coated that may call a petit, reported vats it question. or when a value would be highly speottire due tote nave of the searity. - When neither al eater, genera panne or sponsor estimated value nor a Uteri estimated kite if mad. tha value of the many all be &anent iron its Dacha. price. — • Darin cm to date may incite :mom of cater. income a both — 'Orignaltra see' represents the initial dewing Once per unit and may not reelect tear ton basis • Restricted securities Posited strain general& are rot curet& bgble Ice public sale. UBS Finnal knees wee to menet price of the unrestricted send of the same issuer as an reputed value for de restricted stock for purposes of this ,fatemere on, To the tent that reariaed secaties are elite Ice ea the vale remised may be selostantial& less than the iffp-ted vale gnaw& • Eat batirneled) ineerne orient yields end rtes. An estimate of meal income is based an current Sicked at interest rates, attuning tee smithies will be held for one year from statement date or until matisity. This minute Oa* Aga:Saint accuracy and continued income are not guaranteed — Estimated anal tome at current yield fo- certain types of sentries could include a return of pmcpalor capeal gars h which case the est income Ord current yeti would be omitted. — Estimated areal kerne and current yeld and tie actual Mane at yield misty be laver a higher than the estimated amounts. — An es mate of avuarced income (divdend ante interest) divded by the anent market vabeaveram balance re based on the bet dividend Of interest payment made by the issuer and wearies the seositiesteposts will be held for one year from the statement date or until manly. Accuracy at continued weld are not dyermiteed • Panes not held by UBS 'rancid Services. Certain assets are rot held by the fern and not Mba the fern's possessing or cawol. These assets are deplwed on yaw statement for informational p urposes only. Positions ad values presented ase provided by the itsurg fern UBS Spheral Services is not respasble for the ilaination and does not quanta es accuracy. These assets are rot protected by SIC or tie Finis umplemental Siff coverage. • Revenue shoring and additional compensation. — In addition 10 commiseons on sales and 17b fees received n cavemen well the disuibution of nasal bed to our we arida our fl aw flan twonut, Sharing Payments *O111diaributon odor athiscrs of the metal funds that we sell. These arrant, are based on two delvers conlsonenis 0 ten amant of sales by UBS of a partimler mutual fund family to our clients; and CO the asset valued a partim La mutual hind family's Sharei held at the fern — We and as afleiate also recewe nemaking and embusprocessing lees in consideration for trader agent set-vies that we provide to the rulual fads. Thew tem genet* are Dad from investor awns in the mutual fund and are a fried de la amount based an tie number of accounts at the broker-dealer holdng maul lends of that fund CONFIDENTIAL — h ackle con local-inserter-recent n connector wth the safe or astnbehon o1 curvy contracts and the investment mat units toots <lents, we ante our elf:ref& recent reveres sharing aremensaion from many of the insane* companies undentti-g the arruittorbacts, thates of to Mace acreages or sponsors of theme imestment mots we ambit - Oar affiliates also receive trading canmeekra and other compercatin from metal finds and "trance ampates whose practices we distribute. - Wetmore an anal fee from U8$ Bale OA and USG AG Stanford Brash of up to szs per accost swathe to the bark( under the UBS Bat Sweep Fragrant Activity hbrmaticri regudng commissars and otter charges nand n connedon with the euecutcn of roan imIudng option transactions ha keerrinduced cceriirrnfions pfirousfy forested to you, ad wall be prouded to y0u promptly cue fewest. Shat.11mg f cu are engaged in short unit a security, you may haw a chage the to certain betroth-9 costs foethat particular security. Open atm Renting War or • goatitilleancelken aden fiat were not executed by the statement date, open buy at set stop orders are redxed by the mount of dividends or rights on an ex-dividends a waits, doe unless instructed otherwise by you. You are reeponeble for orders that are meant dm to your Ilium 10 caxel eating open orders. Privacy To obtain a copy of at amine Client Aiwa Naice. please contact sot Fruncianichisor or vhit ou website ate. UBS Financial Services a rot a brit The 1144, Bushes, Seniors Account BSA and IRMA are brekerage /daunts which provide access to bating services and products through anagram-es eel ablated bat and other thedpary banks, rod provides access to nuance and snit prodacts head by unaff not third-paw instance ccmparon through reura-ce agency subsitsies of UBS finwcial Services Inc. testament nsura-ce. ad fl utyproducts Not neriC inured • No bet gunfire* May Me vela RIM. Reenact Management Account, Business Services Account 854, IlMA and ntematioral Resource Management Accost are registered service marts of UBS Francis' Services Inc Via *hate is a resigned senice mark of visa Intonational CBS Via Start cede cads ard LES yea debt cards are based by UBS Bank USA with permission from Vim U.S A Incorporated. UBS Finendel Services Inc Pry 7014102 SDNY_GM_00021659 EFT" 001;2279 EFTA01274416 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP702593867I 0414 VI 0 Resource Management Account April 2014 1.1.1 11 1 6MI NEW YORK NY Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKIAAWLYLE CASRiEL Phone Questions about your statement? Call jog Einarcia AdvJsor or the Value of your account RMA Resourceline at 800-RMA-I000, account on March 31 (5) on April 30 (5) Your assets 1,956,311 16 2,003,256.88 1Asit our website: xvew.ubS.comifinantia4Sennces Your liabilities 000 0.00 Value of your account $1,956,311.16 $2,003,256.88 Items for your attention r If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.comfonlineservices Tracking the value of your account S Thousands 1,956.3 2,003.3 Mar 2014 40i 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your tiveStrnent return MO:lendand interest income Chance in martin value Value of your *lawn on Apr 30, 2014 10.00 51,936,687.37 $8,361.45 $S820806 n003.26618 SDNY GM 00021660 Member SIPC CNP20303005698671 NP2000191745 00005 Otte 030575004 CONFIDENTIAL 006000 Page 49 of 98 EFTA_00 132280 EFTA01274417 *DUBS Resource Management Account April 2014 Your account balance sheet Summary of your assets value on April 30 (4) Percentage of your XCOunt A Cash and money balances 92,548.60 4 62% B Cash alternatives 0.00 0.00% C Equities 1,910,708.28 95.38% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% Account name: I Jr MA.. ELL Friendly account name: Account number: Value of your account $2,003,256.88 100.00% 52.003.256.88 Your current asset allocation A Eye on the markets Your K mental Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2014 Year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% OW70009005888672 NP7000191 745 00005 0414 030575004 CONFIDENTIAL COMY_GM_0002%61 SO of 98 EFTA 00132281 EFTA01274418 UBS Resource Management Account ;C1: Change in the value of your account April 2014 (11 Year to date IS) Opening account value $1,956,311.16 30.00 Deposits, including investments transferred in 1,156.11 1,937,845.29 Withckawals and fees, inckiding investments transferred cut -1,157.92 -1,157.92 Dividend aid interest income 7,848.07 8,361.45 Change in market value 39,099.46 58,208.06 Closing account value $2,003,258.88 52,003,256.88 Account name: GOV Friendly account name: Account number. Dividend and interest income earned For purposes of INs statement. taxability of interest and ditidend Income has been determined from a US to reporting penpectiw. Baud upon the residence of the account hoklet, =count type, or product type, some Interest andor dvidend payments may not be subject to United Stan (US) ardor Puerto Rico (PR) Income tares The dent monthly statement is not intended to be used and cannot be Med upon for tar purposes. Clients should refer to the applicable tar reporting forms they teethe fran LOS annualy, such as the Forms 1099 and the Forms 480, for las reportng information It is the practice of UBS to file the &gargle tar reporting forms with the US intern& Rewrite Service aid PR Tree/fury 0epartrrent and in such forms accurately class fy dhdenct antra interest as tar exempt or tact* income. Pleat consult your Indwdual tar prepare/. April 2014 (1) Year to date (1) Taxable dividends 7,846.09 8,359.39 Taxable interest 1.98 2.06 Total current year $7,848.07 $8,361.45 Total dividend & interest $7,848.07 38,361.45 Return of caprtal1pmcipal 3,895 55 3,895.55 Summary of gains and losses &dues reported telow exclude products for which gam And losses are not decsifint Realized gains and losses Unrealized April 2014 (1) Year to date (t) gains and bsses (1) Short term 0.00 0.00 32,264 87 Long term 0.00 0.00 154,611 16 Total $0.00 $0.00 $186,876.03 Your Financial Advisor SCOTT STACK MAP/LYLE CASRIEL Cash activity summary See Account activity this MOW) for detals. Balances in your Sweep Options are includedin the opening and closing &lances 'taut. FDIC insurance spoilt% only to deposits a U85 Bank USA, not to deposits at LOS AG. Starnfoid (ranch or bank deposits paced t hroudi the LISSInternational DepccA Account program SIPC protection apiaries to money marinat sweep fund hddingc but not bank deposits. Sr* important inSornatissn about your statement on the last two pages d this document for Letal5 Aprd 20t4 (5) year to date (S) Opening balances $80,806.79 $0.00 Additions Deposits and other funds credrted 1,156 11 81,449 52 Dividend and interest income 7,848.07 8,361.45 Proceeds from investment transactions 3,895.55 3,895.55 Total additions $12,899.73 993,708.52 Subtractions Fees -144.16 -144.16 Other funds debited -1,013.76 -1,013.76 Total subtractions -$1,157.92 -$1,157.92 Net cash flow 311,741.81 392,548.80 Closing balances 592,54840 392,348.80 SDNY GM 00021662 CeIPTC009305038673 NP7003191 745 COCOS 0414 030579004 CONFIDENTIAL 000000 Page 51 of 98 EFTA_00132282 EFTA01274419 *UBS Resource Management Account April 2014 Withholdings and tax summary Account name: Your linendel Advisor: Friendly account name: SCOTT STACKMAJILYLE CASFUEL Account number: Apnl 2014 (S) Year to date II) Foreign taxes paid -1,013 76 -1,013.76 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 852,594.25 Closing UBS Bank USA Deposit balance Apr 6 880,808 77 Number of days in interest period 31 Average daily balance ¶76,087.02 Interest earned $1.98 Annual percentage yie kl earned 003% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact Your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Cuirent income & capital appreciation Your risk profile: Pnmary - Moderate Investment eic,br',ty cenVierat cn - `Jose acted Your account instructions • Volt account ,fault closing method is FIFO, First In, First Out CNP7C004)3054588674 NP70C0I91 745 00035 0414 030575004 CONFIDENTIAL 00MY_GM_00028firt 52 of 98 EFTA_00132283 EFTA01274420 *UBS Resource Management Account April 201- Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Shale pnCeS, ,nwne and current vanes Shonn may be approximate. As a seise, gam and losses mai niN be acutalely reflected. See important information about your statement a the end ol the dxurrent for more infornalon Cash Cash and money balances Cash and money balances mar include avalable cah balances, LISS Ban. USA &pont account Wanes. UBS AG Stardord Branch &pont account baances and money market mut ua fund sweep baances. UBS Bank USA deposit account balances are insured by the FOC val to n applicable limits, but are not pointed by DPC U85 AG Stanford Brant hdepout accord balances are not insured by FDIC mai are sot proleded by SIPC Money market weep balances are protected by SIPC but we not insured la/ the FDIC. Set the important information about scot statement at the end of this document foe del airs about those balances Hddng Cash Openng balance Closing Wale Pace per :hate average on Apt 1 Di) on ape 30 11) on Apr 30 (1) sae Dande no Interest period Your Pi vandal Advisor: SCOTT STACK MANLYLE CASRiEL Daps is MAO/ Cep arounl (1) 1,033 35 1,087.75 (SS BANK USA DEP ACCT 79,773 44 Total 91,460.85 250,000.00 Equities common stock $80,806.79 $92,548.60 Purchase vice Track. lairroer Average price Hddng date of snares per share (1) ABB LTD SPON ADA Symbol. ABC Exchange NYSE EAI: $1,125 Current yield: 3 19% ran 29, 13 826.000 21.573 Apr 22, 13 650.020 21 211 Security total 1,475.000 21 414 AESTOM ADR Symbol. ALSMY Exchange: OTC EAI: 4356Current yield 1.79% Security total Aug 20, 13 2.425.000 3 634 Aug 21, 13 2,450.000 3.656 4,875.000 3 645 Cost basis (SI Price per share on Apt 30 0/ Value on Unezdized Hddng Apr 30 (S) gain or loss (S) Period 17,797 89 23.920 19,734.00 1,936.11 LT 13,787 15 23.920 15,548 00 1,760.85 LT 31,585.04 35282 00 3,696.96 8,812 78 4.070 9,859 75 1,056.97 ST 8,95813 4.070 9,971.50 1,013.37 ST 17,77091 19,841.25 2,070 34 continued next page SDNY GM 00021664 CMP7C007005668675 NP7003191 745 00035 0414 030579004 001000 Page 53 of StS CONFIDENTIAL EFTA_00 132284 EFTA01274421 UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 14nandal Advisor, SCOTT STACK MAIN:LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date hinter or them Purchase pricer Average pike Prke per store per shad (I) Cost basis (S) on Apr 30(3) Velue on Unrealized Wang Apr 30(4) gun or loss (S) period ASTRAZENECA PLC SPON AOR Symbol: AZN Exchange NYSE EAI: 41,022 Current yield: 354% lan 29,13 210.000 50.130 10,527.30 79,050 16,600.50 6,073.20 LT Apr 22. 13 85.000 51335 4,363.53 79.050 6,719.25 2,35872 LT Jul 12,13 70.000 49.441 3,460.92 79.050 5,533.50 2,072.58 ST Security total 365.000 50 279 113,351.75 28,853.25 10801.50 ME SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC EAI: 41,289 Current yield: 4.71% Jan 29,13 1,000.000 22.160 22,160.00 27.380 27380.00 5,220.00 LT BAYER A G SPON MDR Symbol: BAYRY Exchange: OTC EAI: $517 Current yield 1.52/. Jan 29,13 200.000 99.560 19,912.00 139.220 27,844.00 7932.00 LT Apr 22, 13 45.000 101.760 4,57920 139.220 6264.90 1,685.70 LT Security total 245.000 99964 24,491.20 34,108.90 9,617.70 BHP BILLITON LTO SPON AOR Symbol: BHP Exchange! NYSE EAI: 31,027 Current yield: 3.35% Jan 29, 13 320.000 78.520 25,126.50 70.540 22,572.80 -2,553.70 LT Apr 22. 13 30.000 61865 1,915.95 70.540 2,116.20 200.25 LT Jul 12,13 85.000 61.002 5,185.23 70.540 5,995.90 810.67 ST Security total 435.000 74.087 32,227.68 30,684.90 -1,542.78 8NP PARIBAS SA AOR Symbol: BNPQY Exchange: OTC EAI: 1872 Current yield 1.94% Jan 9, 14 710.000 40.003 28,402.76 37.696 26,764.16 -1,638.60 ST Jan 13, 14 485003 39.735 19,271.70 37.696 18,282.56 -989.14 ST Security total 1.195 000 39 895 47,674 46 45,046 72 .2,627.74 BOC HONG KONG HOLDNGS LTO SPON ACIR Symbol: BHKLY Exchange: OTC EAI: 11,749 Current yield: 5.38% Jan 29,13 175.000 69.539 12,169.48 58.629 10,260.07 .1,909.41 LT Apr 22, 13 220.000 66.403 14,608.84 58.629 12,898.38 -1,710.46 LT Jul 12, 13 160.003 62.770 10,043.20 58.629 9380.64 -662.56 ST Security total 555.000 66345 36,821.52 32,539.09 .4,282.43 continued next page CW70303005688676 NP7000191745 00005 0414 030575004 ccoSSNycm0002Rets S4 of 98 CONFIDENTIAL EFTA_00 132285 EFTA01274422 UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your El nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . common stock (continued) Trade ticking date Panto or snares Purchate PICO average pact per share (I) Cog bath (S) Pnce per Share on Apr 300/ Value on apt 30(1) Unrettlzed gSn or loss (1) Holcing Period EIRMS14 AMER TOBACCO PLC GB SPON ADR Symbol: 87) Exchange: AMEX EAI: $2,777 Current yield: 4.09% Jan 29,13 340.000 104.097 35,393.08 115020 39,106.80 3,713.72 LT Apr 22, 13 150.000 107-325 16,09878 115.020 17253.00 1,154.22 LT lul 12,13 100.000 105.544 10,554.44 115.020 11,502.00 947.56 ST Security total 590.000 105.163 62,046.30 67,861.80 5,815.50 CEUTSChE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: $2,840 Current yield: 3.97% Sep 16, 13 1,275.000 13387 17,069.45 16.750 21,356 25 4,286.80 ST Sep 17, 13 1,150.000 13359 15,362 85 16.750 19262.50 3,899.65 ST Sep 18, 13 990.000 13393 13,25917 16.750 16,582.50 3,323.33 ST Oct 10, 13 855.000 15.481 13,236.68 16350 14,321.25 1,084.57 ST Security total 4,270.000 13.801 58,928.15 71,522.50 12,594.35 DEUTSCHE POST AG SPON ACA Symbol. DPSGY Exchange: OTC EAI: $1,206 Current yield: 2.36% Jan 29,13 640.000 23.900 15,296.00 37.600 24,064.00 8,768.00 LT Apr 22, 13 720.000 22.581 16,25835 37.600 27,072 00 10,813.25 LT Security total 1,360000 23202 31,554.75 51,136.00 19,581.25 GDF SUE SPON ADR Symbol: GDEZY Exchange: OTC EAI: $3,041 Current yield: 5.83% lan 29,13 720.000 20.779 14,960.95 26.350 18,972.00 4,011.05 LT Apr 22. 13 380.000 20.919 7,949.37 26.350 10,013.00 2,063.63 LT lul 12, 13 215.000 20.144 4,330.97 26.350 5.665.25 1,334.28 ST Aug 21, 13 285.000 22.200 6,327.10 26.350 7,509.75 1,182.65 ST Aug 22, 13 140.000 22.508 3,151.20 26.350 3,689.00 537.80 ST Aug 23, 13 240.000 22.418 5,380.51 26.350 6,324.00 943.49 ST Security total 1,980.000 21263 42,100.10 52,173.00 10,072.90 GLAXO SMITHKLINE PLC APR Symbol: GSK Exchange: NYSE EAI: $2,597 Current yield: 4.62% Jan 29,13 330000 45.615 15,052.95 55.370 18272.10 3,219.15 LT Feb 13, 13 320.000 45.645 14,606 46 55.370 17,718 40 3,111.94 LT continued next page SDNY GM 00021668 0070003005603677 Nr70o0i9i 745 Oo0o5 0414 030575004 CONFIDENTIAL 0000S0 Pap SS of 98 EFTA_00 I 32286 EFTA01274423 UBS Resource Management Account April 2014 Your assets . Equities . Common stock (continued) Hddng track carte leurreate of therm Purchase pace/ Average pace Price per that per than (S) Cost befit (S) on Apr 30(5) Val* on Ureeeared HoldIng API 30(S) gain ot lon (I) period Apr 22, 13 245.000 50.630 12,404.47 55.370 13,565.65 1,161.18 LT lti 12,13 120.000 52.904 634848 55.370 6,644.40 295.92 ST Security total 1,015.000 47.697 48,412.36 56,200.55 7,78819 FISBC HOLDINGS PLC NEW GB SPON ADR Symbol: FISK Exchange: NYSE EAI: 42,805 Current yield: 4.77% Jan 29,13 570.000 56.908 32,43790 51.320 29,25240 -3,185.50 LT Apr 22, 13 430.4%0 52.120 22,411.73 51.320 22,067.60 -344.13 LT Jul 12,13 145.000 54.904 7,961 20 51.320 7,441.40 419.80 ST Security total 1,145.000 54.857 62,81083 58,761.40 -4,049.43 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: nyey Exchange. OTC (Al: 11,951 Current yield: 4.37% Apr 25, 13 60.000 70.891 4253.51 87.190 5,231.40 977.89 LT Apr 26.13 375.000 70.792 26,547.34 87.190 32,696 25 6,14891 LT Jul 12,13 80.000 68375 5,470.00 87.190 6,975.20 1,505.20 ST Security tots 515.000 70.429 36270.85 44,902.85 8,632.00 KIRIN HOLDINGS LTD SPON AEC Symbol: KNIIWY Exchange:OTC EAI: SEEM Current yield 1.98% Apr 3, 13 1250.000 16.177 20,221.50 13.960 17,450.00 -2,771.50 LT Apr 22.13 600.000 16320 9,792 00 13.960 8376.00 -1,416.00 LT Jul 12,13 325.000 16380 5,323.50 13.960 4,537.00 -786.50 ST Aug 5,13 400.000 15.655 6262.36 13.960 5,584.00 -678.36 ST Aug 6,13 435.000 15888 6,911.50 13.960 6.072.60 -838.90 ST Sectsity total 3,010.003 16.117 48,510.86 42,019.60 -6,491.26 LUKOIL OR. CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: $3,784 Current yield. 6.91% Jan 29,13 410.000 67.030 27,482.30 52.920 21,697.20 4,785.10 LT Feb 13, 13 35.000 66.951 2,34329 52.920 1,852.20 -491.09 LT Apr 22, 13 405.000 58.678 25,52497 52.920 23,020.20 -2,504.77 LT Jul 12,13 155.000 60.812 9,425.94 52.920 8202.60 -1.223.34 ST Security total 1,035.000 62.586 64,77650 54,772.20 -10,004.30 continued next page CNP70009009338678NP7000191745 00035 0414 030575004 00593i4YGM0002ritAli 56 of 98 Account nen*: GH1SLAINE MAXWELL Friendly account name: Account number: Your Knondal Advisor, SCOTT STACK MANYLYLE CASRIEL CONFIDENTIAL EFTA_00 II 32287 EFTA01274424 SUBS Resource Management Account • .r.l 2: 1 : Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MAK/KYLE CASRIEL Your assets Equities . Common stock (continued) PJI(Ntt ❑i(d Trade hunter Average price Price per sale Vdue on Unseated Hddng Hddng date of sham per snore (S) Cost basis (I) on Apr 30(0 Apr 30(1) gain or Ions (t) period 'town GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 42,116 Current yield: 3.98% Jan 29,13 1,660.000 19.580 32,502 80 20270 33,648 20 1,145.40 LT Apr 22, 13 590.003 17.390 10.260.10 20.270 11,959.30 1,699.20 LT Jul 12, 13 375.000 19119 7207.31 20.270 7,601.25 393.94 ST Security total 2,625.000 19036 49,970 21 53,208 75 3,238.5,1 MUNICH RE GROUP ADR Symbol: MURGY Exchange: OTC EAI: 31,801 Current yield: 3.08% Jan 29,13 1,650.000 18280 30,16100 22.390 36,943.50 6,781.50 LT Apr 22, 13 425.000 19.544 8,306.29 22.390 9,515.75 1,209.46 LT Jul 12, 13 535.000 19.059 10,19613 22.390 11,978.65 1,781.92 ST Security total 2,610.003 18.646 48.665 02 58.437.90 9.772.83 PESTLE S A SPONSORED Apt REPSTG REG SHS SWITZ ADR Symbol: NSRGY Exchange: OTC EAI: 42.146 Current yield: 2.64% Jan 29.13 570.000 70.160 39,991.20 77.180 43,992.60 4,001.40 LT Apr 22, 13 290.000 69.918 20,276.22 77.180 22,382.20 2,105.98 LT Jul 12, 13 195.000 67.417 13,14641 77.180 15,050.10 1,903.69 ST Security total 1,055.000 69.587 73,413.83 81,424.90 8,011.07 MPPON TEJO & TEL CORP SPON AEA Symbol: MT Exchange NYSE EM: 41,613 Current yield: 2.62% Jul 22,13 1,700.000 26.445 44,957.18 27.840 47,328.00 2,370.82 ST Aug 6, I3 510.000 26309 13,417.69 27.840 14,198.40 780.71 ST Security total 2,210.000 26.414 58374.87 61.52640 3,151.53 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 41,749 Current yield: 2.06% Jan 29,13 590.000 67.877 40,047.61 85.940 51294.60 1124699 LT Apr 22, 13 240.000 72.512 17,403 02 86.940 20,86560 3,462.58 LT Jul 12, 13 145.000 73.450 10,650.38 86.940 12,606.30 1,955.92 ST Security total 975.000 69.847 68,101.01 84,766.50 16,665.49 continued next peg* SONY GM 00021668 CNP70003005698679 NP7000191 745 00005 0414 030575004 000000 Peg* 57 of 98 CONFIDENTIAL EFTA_00132288 EFTA01274425 SUBS Resource Management Account April 2014 Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Your Amends( Advisor: SCOTT STACK MAN LYLE CASRIEL YOLK assets Equities Common stock (Continued) Trade HeIcing date Knew of therm Pomba,. pacer Average price per dime (S) Con basis (S) Prke per share on Apr 30(7) Vein on 4P130(5) Unrealized gain or loss (S) Hokin; period ORKLA ASA A SHS WON ADR Symbol: ORKLY Exchange: OTC EAI: $1,354 Current yield: 3.95% Jan 21,14 710.000 8052 5,717.56 8320 5,907.20 189.64 ST Jan 22, 14 220.003 8.190 1,801.84 8.320 1,830.40 2856 ST Jan 23,14 315.000 8282 2,608.92 8.320 2,620.80 11.88 ST Jan 24,14 185.003 8.147 1,507.25 8320 1,539.20 31.95 ST Jan 27,14 135.000 8.019 1,082.58 8320 1,123.20 40.62 ST Jan 28, IA 265.000 8.045 2,132.08 8320 2,204.80 72.72 ST Jan 29,14 390.000 7.991 3,116.53 8320 3,244.80 128.27 ST Jan 30,14 245.000 7.849 1,923.23 8.320 2,038.40 115.17 ST Jan 31,14 260.000 7.878 2,048.46 8.320 2,163.20 114.74 ST Feb3, 14 185.000 7.794 1,441.96 8320 1,539.20 97.24 ST kb 4, 14 235.000 7.671 1,802.69 8.320 1,955.20 152.51 ST Feb 5, 14 245.003 7.727 1,893.29 8.320 2,038.40 145.11 ST Feb 6, 14 165.000 7.567 1247.70 8.320 1,372.80 125.10 ST Feb 7, 14 310.000 7.528 2,333.87 8.320 2,579.20 245.33 ST Feb 10, 14 250.000 7.609 1,902.25 8320 2,080.00 177.75 ST Security total 4,115.000 7.913 32,560.21 34,236.80 1,676.99 PT. TELEKOMUNIKASI INDONESIA SPUN ADR Symbol: TLK Exchange: NYSE EAI: 1841 Current yield 3.07% Jan 29,13 690.003 39.442 27215 25 39.700 27,39300 177.75 LT RECKITT BENCKISER PLC WON ADR Symbol: RBGLY Exchange. OTC EAI: 11,497 Current yield: 2.59% Jan 29,13 2,590.000 13.560 35,120.40 16.350 42,346.50 7,226.10 LT Apr 22, 13 510.000 14.360 7,323.60 16.350 8,338.50 1,014.90 LT Jul 12, 13 440.000 14.331 6,305.99 16.350 7,194.00 888.01 ST Security total 3,540.003 13.771 48,749.99 57,879.00 9,129.01 ROCHE Hite LTD WOW ADR SWITZ MDR Symbol: RHHBY Exchange: OTC EAI: 1981 Current yield 1.91% Jan 29,13 1,100.000 27 sas 30,299.50 36.650 40,315.00 10,015,50 LT Apr 22, 13 300.003 30 267 9,080.31 36.650 10,995.00 1,914.69 LT continued next page CNP703030058886130NP700019174500005 0414 030575004 CONFIDENTIAL 009SONY_GM_00024,9 58 of 98 EFTA_00 132289 EFTA01274426 *UBS Resource Management Account April 2014 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL Your assets Equities . Common stock (conbnuedl Trade hunter Purchase puce Average price Prue per share Yaue on urretAted Hddng Hddng date of shares per shape (S) Cost basis CO on Apr 30 O/ Apr 30(S) gain or loss (1) period Security total 1,400.000 28.128 39,37981 51,310.00 11,930.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 Cl B OR D SHS SPON ADR Symbol: RD5,13 Exchange. NYSE (Al:11.504 Current yield: 4.44% Jan 29,13 185.000 74 585 13,79831 84.650 I 5.660.25 1,861.94 LT Apr 22, 13 215.000 65 856 14,159.06 84.650 18199.75 4,040.69 LT Security total 400.000 69.893 27,957.37 33,860.00 5,902.63 SANOR SPON ADR Sym1:01. SNY Exchange: NYSE EAI: $1,574 Current yield: 2.45% Jan 29,13 720.000 48.754 35,103.55 53.800 38,736 00 3,632.45 LT Apr 22. 13 275.0O0 52.654 14,48006 53.800 14,795 00 314.94 LT Jul 12,13 200.000 52.424 10.484.90 53.800 10,760.00 275.10 Sr SeCurity total 1,195.000 50.267 60,068.51 64,291.00 4,222.49 SEMENS A G SPON ADR Symbol: SI Exchange: NYSE EM: 41,507 Current yield: 2.29% Jan 29,13 250.000 110.110 27,527.50 131.830 32,957.50 5,430.00 LT Apr 22, 13 20013O0 100.134 20,026.84 131.830 26,366.00 6,339.16 LT Jul 12, 13 50.000 107 256 5,362 83 131.830 6,591.50 1,228.67 ST Security total 500.000 105.834 52,917.17 65,915.00 12,997.83 SINGAPORE TELECOM LTD NEW 2006 SP0N A0R Symbol: SGAPY Exchange: OTC EAI: 52,249 Current yield: 4.17% Jan 29,13 1,060.000 28.260 29,955.60 30.580 32,414.80 2,459.20 LT Apr 22. 13 440.O00 29.820 13,121.15 30.580 13,455.20 334.05 LT Jul 12, 13 265.000 30.551 8,096.17 30.580 8,103.70 7.53 ST Security total 1.765.000 28.993 51,172.92 53,973.70 2,800.78 SMITHS GROUP R.0 SPON ADR Symbol: SMCIZY Exchange: OTC (Al: 1962 Current yield 2.69% Jan 29,13 1,245.000 19.750 24,588.75 22.690 28,249.05 3,660.30 LT Apr 22, 13 330.000 18.685 6,166.05 22.690 7,487.70 1321.65 LT Security total 1,575.000 19.527 30,754.80 35,736 75 4,981.95 continued next page SDNY GM 00021670 CNP70309005038681 NPVC0lal 745 00005 0414 030575001 CONFIDENTIAL 000000 Page SS of 98 EFTA_00 B2290 EFTA01274427 UBS Resource Management Account April 2014 Your assets h Equities . Common stock (continued) Iddng Trade date Water of therm Purchase peas Average pace per Aare (5) Cost basis (S) Price per share on Apr 30(5) Value on Oneetzed Holdng Apr 30(5) gang lost (5) period stay'. ASA SPON ADR Symbol: STO Exchange NYSE EAI: 11,237 Current yield: 2.80% Jan 29,13 610000 26.533 16,185.31 30.470 18,586.70 2,401.39 LT Apr 22.13 205.000 25.765 5281.88 30.470 6246.35 964.47 LT Apr 22, 13 170.000 23274 3,956.72 30.470 5,179.90 1223.18 LT Apr 22.13 135.000 25.785 3,481.05 30.470 4,113.45 632.40 LT Jul 12,13 330.000 21.423 7,069.66 30.470 10,055.10 2,985.44 ST Security total 1,450.000 24.810 35,974.62 44,181.50 8206.83 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exdiange: NYSE EAI: 3333 Current yield 2.00% Jan 29,13 800.000 17.800 14,240.00 2aloo 16,080.00 1,840.00 LT Jul 12,13 30.000 18.434 553.04 20.100 603.00 49.96 ST Security total 830.000 17)323 14,793.04 16,683.00 1,889.96 TESCO PLC SPONS ADR UNITED KINGDOM Symbol; TSCDY Exchange: OTC EAI: 41.064 Current yield: 4.73% lan 29,13 435.000 17210 7,486.35 14.800 6.438.00 -1,048.35 LT Apr 22, 13 660.000 16.910 11,160.60 14.800 9,768.00 -1,392.60 LT AA 12,13 425.000 16.023 6,809.78 14.800 6,290.00 -519.78 ST Security total 1,520.000 16.748 25,45673 22,496.00 -2,960.73 TOTAL S.A. FRANCE SPON ADR Symbol; TOT Exchange. NYSE EAI: 32,940 Current yield:3.86% lan 29,13 460.000 54.547 25,092.04 71.240 32,770.40 7,678.36 LT Apr 22.13 510.000 46.879 23,90870 71.240 36,33240 12,423.70 LT Jul 12,13 100.000 50.459 5,045.96 71.240 7,124.00 2,078.04 ST Security total 1,070.000 50.511 54,046.70 76226.80 22,18010 UNILEVER NV N Y SHS NEW KTHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 12,052 Current yield: 2.94% Jan 29,13 930.000 40.500 37,665.00 42.820 39,822.60 2,157.60 LT Apr 22.13 445.000 41.074 18278 06 42.820 19,054.90 776.84 LT Jul 12,13 255.000 41271 10,524.33 42.820 10,919.10 394.77 ST Security total 1,630.000 40.778 66,467.39 69,796 60 3,329.21 continuednext page CNP70003005688682 NP7000191 745 00005 0914 030575004 600iniVY_GM_00024.1 60 of 98 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your A Bendel Advisor, SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA 00132291 EFTA01274428 *UBS Resource Management Account April 2014 Account name: GHISLAWE MAXWELL friendly account name: Account number Your IInand/A Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Equities . common stock (continued) pause.< VICO Trade tart:per Average price Price per sale \glue on UrreSted tiddng Hddng date of snares per share (S) Cost basis(!) on Apr 30(1) /4x 30(S) gain a loss (t) period UNTD OVERSEAS BK LTD SPONS ACE SINGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: $1,388 Current yield: 3.21% Jan 29,13 900.000 30.540 27,48600 34.550 31,095.00 3.609.00 LT Apr 22, 13 100.000 33.492 3,349.24 34.550 3,455.00 105.76 LT hi 12,13 250.000 33.180 8295.00 34.550 8.637.50 342.50 ST Security total 1,250.000 31.304 39,130.24 43,187.50 4,057.26 VEReON COMMUNICATIONS INC Symbol: VZ Exchange: NYSE EAI: 41,062 Current yield74.54% Jan 29,13 383.969 46861 17,99139 46.730 17,942.87 .50.52 LT Apr 22, 13 1.315 46.859 61.62 46.730 61.45 -0.17 LT Jul 12.13 115.716 46.861 5,422.64 46.730 5,407.41 -15.23 ST Security total 501.000 46262 23,477.65 23,411.73 -65.92 VODAFONE GROUP PLC SPON AOR Symbol: VOD Exchange: OTC EAI: $3,072 Current yield: 7.79% Jan 29.13 796.294 50.164 39,945.60 37.960 30,227.32 -9.718.28 LT Apr 22, 13 2.727 54.627 148.97 37.960 103.52 -45.45 LT 10 12, 13 239.979 54.033 12,96680 37.960 9,109.60 -3,857.20 ST security total 1,039.000 51.070 53,061.37 39,440.44 -13,620.93 ZURICH INS GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC Jan 29. 13 1,050.000 28.470 29,893.50 28.760 30,198.00 304.50 LT Apr 22, 13 685.003 26.251 17,962.21 28/60 19,700.60 1,718.39 LT Jul 12,13 290.000 26.739 7,754.57 28.760 8340.40 585.83 ST Security total 2,025.003 27.472 55,630 28 58139 00 2,608.72 Total 31,723,832.25 51,910,708.25 5186,876.03 Total estimated animal income: 664,894 SDNY GM 00021672 CNP70003005688683 NP7000191 745 00005 0414 030575004 CONFIDENTIAL 000000 Page 61 of ce EFTA_00132292 EFTA01274429 SUBS Resource Management Account April 2014 Your 85.581.5kontrxrecb Your total assets Account name: GH1SLAINE MAXWELL Friendly account name: Account number: Value on Apr 30(S) Your Amanda' Advisor: SCOTT STACK MAMLYLE CASRIEL Percentage of Cost Estimated your aCCOurit basis (5) annual incore (51 Unreaized gain or loss (S) Cash Equities Total 52,003,256.88 100.00% Account activity this month Date Actlity De:cootie° $1,816,380.85 $64,844.00 $186,876.03 Amount (5) Deposits and other funds credited Apr 14 Deposit CHECK DEPOSIT 1,156.11 Total deposits and other funds credited Date Adkoly Descnplion $1,156.11 ArnOuot (I) Dividend and interest income Taxable dividends Apr 10 Foreign MTN GROUP LTD SPON AIR PAD ON 2625 I .647 90 Dvidend CUSIP 62474M108 Apr 10 Foreign NOVARTIS AG SPON ADR PAID ON 975 2.690,79 Dvidend CUSIP: 66987V109 April Foreign TOTAL S A FRANCE SPON ADR PAID ON 1070 867,08 Dvidend CUSIP: 89151E109 Apr 24 Foreign ROCHE HLDG LTD SPONS ADR SWITZ ADR PAID ON 1400AS OF 1,552.57 Dvidend 04122114 CUSIP' 771195104 Apr 30 Foreign HSBC HOLDINGS PLC NEW GB WON ADR RADON 1145 1,087 75 DviS • .I CUSIP. 404280406 Total taxable dividends 87.846.09 Taxable interest Apr7 Int,- m • IBS BANK USA DEPOSIT ACCOUNT AS OF 040414 1.98 Total taxable interest 61.98 Total dividend and interest income 57.848.07 Cash and money balances 92,548.60 4.62% 92,548.60 Common stock 1,910,708.28 95.38% 1,723,832.25 64,844.00 186,876.03 Date A:th.1) De,:rOlien Amoust Fees Apt 10 Fee MTN GROUP LTD SPON ADR -52.50 Apr 10 Fee Apr I 1 Fee TOTAL S A FRANCE SPON ADR •5.35 Apr 22 Fee NOVARTIS AG SPON ADR .7.31 ZURICH INS GROUP LTD SPON ADC AS OF 04)21114 -40.50 mote-rued next page 007COCA)005688694Ne70C0191745 00005 0414 030575004 CONFIDENTIAL cogStriur_ou_0002ittas 62 of 98 EFTA_00132293 EFTA01274430 Resource Management Account UBS ;r.1,c 1.: Account activity this month centerued) Oate A(ihdy Des<nplion Arnotot 11) Fees Icontinue:0 Apr 24 Fee ROCHE HLDG LID SPONS ADR SWIZZ ADR AS OF 04122/14 -38.50 Total foss oat ly Oescnpbon 4144.16 Anxn.ml (S) Other funds debited Apr 10 Foreign Tax Withheld MTN GROUP LTD SPON ADR -247.19 Apr 10 Foreign Tax Withheld 143YARTIS AG SPON ADP -403.62 Apr 11 Foreign Tax Withheld TOTAL S.A. FRANCE SPON ADR -130.06 Apr 24 Foreign Tax Withheld ROCHE FILIDG LTD SPONS ACR SWITZ ADR AS OF 04,22/14 -232 89 Total other funds debited 41,013.76 Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL Investment transactions For more informalon about the once Out Shown for restriCtedSeCurnties, see Important IntormatiOn about you, statement at the end of this oac Proceeds tram Funk investment withdrawn fee Oat ACtiaty Descepnan Quantity Vat/ (I) Pnce CS1 transactions (S) investments bought (5) Apr 22 Return Of Capital ACOued 'merest (S) ZURICH INS GROUP LTD SPON ADR AS OF 04121114 CUS1P: 989825104 3,895 55 Total 53,895.55 Oat Activity DescrgliM ArnOunt (3) Money balance activities Mir 31 Balance forward $79,7734 Apr 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,033.35 Apr? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OFO4i0N14 198 Apr I I Deposit UBS BANK USA DEPOSIT ACCOUNT 3,628.07 Apr 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 731.67 Apr IS Deposit UBS BANK USA DEPOSIT ACCOUNT 1,1 55 1 1 Apr 23 Deposit U85 BANK USA DEPOSIT ACCOUNT 3,855.05 Apr 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 1281.18 Apr 30 Closing UPS Bank USA Deposit Account $91,460.65 The UBS Rant USA DePOr ACCOurt Is your Ornery sweep town SDNY GM 00021674 CF1P7C00;005682685 NP7003191 745 COCOS 0414 030579004 CONFIDENTIAL 000000 Page 63 of 98 EFTA_00132294 EFTA01274431 *UBS Yournotes <1.0=a0feleMeNIRCOMPISOMISOMM99.M3372550,.., ,,,, pp...64 .98 End ern.a0.1...V.. CONFIDENTIAL EFT,00132295 EFTA01274432 Important information about your statement LEIS Financial Services ex. (the F im or UBS Anemia! Saiites)t is a merrter of all principal seanly, cow** and opter6 exchanges. tb5 Fe-encial Winces and LES Bank USA we rdrect substieres of LES AG and anilines of LES Sartritin UC. Ter Firm's I henna' statement is available upon reopen The Firm's erects:* off ices are a: Lessner:oil Semen W. 1200 Harbor Boulevard Weehawken, to 07086 Ibis tenement represents the any official record of yam LES France! Straws account. Other rear* except office' tar documnb containing conflicted date should rot be relied ram B you believe there 6 an error cr mission, please report it irrmedately narking to the Bench Manager of the office setting you account. AEcuch ellipses shorn are eilended to be accurate. statement data shani not be used for tat purposes Rely week on wmend tax kerns, form 1099. Salk 10425, etc.:whin prepwrgyour tae return. The Fine it required by law to report to to IRS all taxabk Evidence, * wen* rabtaxabk cletirknds and taxable imennt end on %unties held in you accent, net proceeds an sale transactors, ri d cost base cocertain covered searities. Communications with the Finn . Please reconfirm ay oral cormancatorts in twang to further protect your rghts. incladrig your New train the Sewrides Wester Protection Act (WA). • If theGnome' nstitation on the top left of lee front of this statement is not UBS Finacit Sebikes,LBS Fn ancial Services carries your scout aS oleamg Werce by anargerrant rah the indcated Wilma% We Wormed you d ht relationship when you opened this amotre. Ilan case, your lint aid sedates a-e located at LES Fnancial Semites and rot the imrootecng broker. al you nut make a Maori of ay bra or omission to both linen. A II acoce.nt statementsshall be deemed complete and accurate if not objected ton were within 60 days • new died ontomer complaints or ' Fivn's C lent • en or toll ree at 8:03A. .to ET Mondey through as a in mai* to LES Financial Services lx., Client Relations Deanne* P.O. Box 766 Union City, dl 07087. • X tag of errors Os Westr:ns about an electronic hrds randy (Ell b BS Wedeln card transactiorts, call or wile to UBS Frenuel Semen hc., IMO Mohr BIM, 6th floor, Weehankere N/ 07036, Atte RMNBSA Services Cal or write as soon as you cart it tou three yaw statement or receipt is were of 4 you need more Hamm ian ikon a tiers* on the statement or roceint. The Firm or Card Issuer Cis acElcable)nInt hew horn you ro later ham ISO days after ter Fim sent you the fin stsemera on Veridn the error or problem appeared. - Prow:leyou- name ad aware number Of any). — Dyabe the mar or he transfer you ant inane tout and 'mean as <kat dyer cm why mu believed is an error a why you need more ricrmation — Proud. the &ear anon d the suspected error. The Fim or Cad Issuer nel ecotone your complaint and erdl correct any error promptly. Please mate all Maks payebk to the Fern or tie financial imitation rotated on tie front of this statement had:Mtn to regd., accord few accounts may be subject to crideetrUnce fees, charges for late parent for seo.rnes purchases and charges sat unpaid arrcunts in cash =cuts. Accounts that ate transferred to other :lineations may be subject to a transfer tee. UBS Sweep Options UBS offers options for sweepng cash bin e; Winces to bin& deposits m UBS Bat USA and WS AG Slanted brach (Bank Sweet, Progams), money market intuit fixds (Money ands) ad the International Deposit Aoccent ODAlfor customers withwthn Memational Rebut. Management Account. through te Bank Sweep Prommk cash balances re swept to LEG Sr* USA up to ark ratithed Fed ad then to LES AG Stanford Branch or a Money Fund. Deposits at UBS Bak USA are FDIC nand in accordrce with FCC nicks. For nxre niamatim please volt mwrldicgov. Deposes at UBS AG Stanford Blatt and sum of Money Funds are rot bawd by the F . %soup the OA, andable toad, balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits are not Wand by the FIX. Balances Feld at the LEIS AG Carnal Braxh are tempera* exposed to the sovereign Mc of the Cayman elands, and there is no gamete Cr other obligalon of WS AG to repay the biomes while on the UBSC a/mat Beidl's books. Deposes a WS BM LEA and each UBS AG Batch are not protected by SIPC. Money Fund shares am protected by SIPC. See Fiuncial SWAM Accent Protection' bobw Upon yaw want bale-ices in tie Bane Sweep Pa:gransor OA mar be withdraw\ and shares of a Money Fund my be liquidated, end the proceeds returned so you <flour seostin accant. Further formation about available sweep options, nothing anent serest rate, and yelds, a walk k at www.doc < from your F rarc al Advisor or by calla* UBS Financial Services account protection the Fie is a member of the Sautes Inveitili Protection Corporation (UPC), *nth crouch securitin account. of its member. up X S5O0,000 include* S2 53,000 for dams kr cash). the SEC asset protection Imes spy to all accounts tet you hold n a particular capacity. The Finn, together with certain affiliates, ha also purchased applemental protection. The madmen amount payable to al elgibte clients, codex-web trdie this protection is 1500 million as of December 10, 2013. kloha to the poky conditims ad limitations, cash X the firm is further protected kr iwo to $1.9 million n the aggegate for all your accounts held n a vesicular capacity. A fin ccpy of tepoky mating h insaibble upon mourn. The SIPC protection ad the supplemenUI protection both do not apply to. • Corbin thalcial islets controlled by (and incladed your account valut) but held away from US$Fine-col Services (e.g.. certain(* ash at UBS Bark. (il can at WS AG Surnlord bunch (I) insurarce grestrC1S, including variable enmities, and (iv) darn of nasal funds where such shares are registered diectly n the name of the account holder on tie bodes ad records of the applicable issuer or trader agent); • Certain rnestmere contracts or inestment Merest (eg., limited panned* and whine placements) that we rot nattered irder tee Securities Act of 1933; ad • Cornnodides contacts (el, lateen excha-ge and pm cue metal caleirdA ndudix faults contacts ad tormeilitroPticn contracts. The 5IPC protects:a and the supplemental protection do not apply to these asset event they otherwise appear on as twernenh. Tee WC protection and the sulsolarreental protection do not poled agent changes in fie make vain of you investments (whether as a resin of market movement, issuer bankruptcy cr orlserwe) More information is amain:demo, req.all You may obtan ewe nfcmweion abort the SIPC &white, by contacting 51K at or by asitng the SIM subset stVAIWSIOACUgi Dividend ReMentbibent Pirogran (DPP) the pr te reflected is an average price. You mar obtan the actual price Iran yaw Financial Advisor. Orly Wok tares are purchased under Delft partial shares wil be kali rd the each wa b doodad h your account. The Eddied renvesvnent price applied by tie issuer may ENer from the nude ate at which thepartial shares are sold Cat lt.iiau I;Mr whole units may be hekl you' account. If you am entitled to a palel inn as amok of a dviderd Parent mean ise, the Firm wit ether sell partial and m pike a accept an amount determined by a regidered cleat.; a;ency, a-do-edit you accost. Investment objectives The rmisimere objectives rd risk profile we specific to each account and may vary between Please Mine the rare promote/ in men; of any sionkare change in you. *axial situation or nankeen objectives. For each CONFIDENTIAL account hekt you choose one of the following Wes-Went objectiies: • %educe Conant Imam. l,.es0 um seekrg the generation in income crib,. • Addy* °pad Appreciation Insestrnentt yoking grown of prnchal rather than the generation of income. • Produce Combinaton of lncoee and Capital Appreciabrot :vestments 'Mix both the generation of wane and 'myth ol Oewiall risk precise • Conservarive Seeks to mantain nisi wet hat with low risk and voktility to the accord meal, even if that meals the accost does not generate signif tare income or returns end may not keep pace with inflatkn. • Moderate: Willix to accept sane Mc to principal and tolerate some volatAty to wet hoer returns, • Aggress e: Wiling to accept high Sc to principal and high Motility to seek highreturns over time. Statement liouseholdne We may consoldate at related account statements with the same address n the sate erweixe. Accounts may be related Ia this purpose base they haw owners who also marnain pia aware rot/nonslip. Mh other clients at the sane address. This practice's known as • householing'R you prefer to receive Pdivilual statements mailed sepaate eneelcce, — yOu May chnlree householdmg by Ealing pass F ramie' Advisor. Friendly accoult name the Frendb, accuse name reflects remotion that you emend on the firm's onlne winces webute. II is a customizable 'rich-urn? drown by you to atria you wkh you recordkeepix. It has no legal effect on your afer• rt. You can change yes hiendb amount names, through °nine Services or by contactexhourFkanrial Achisw. Account overview • vatp of sow arrounertornbli, Net of assets ad liabilities. • Awe_ atlas avast* cash balances, vats for restricted searey lest 1, and Global Tine Deposits, untanned marks to make, and ceneh mats not held by the Fim. Does not include unwired Wt./Stingassets at the end of the prior and ourent statement periods, a private irnanwits, Panted stock options wed everaseble stock anions • (Maces Includes debt bilirces, ante de mar loan credit kw, tel =cent balances. • Casb/Noney balances. Total of animated amiable cash balances. plus UBS Bark USA deposit Winces. UBS AG Stafford french depose balances and money market meal fund sweep Saxes, at the cbse of the Osman period. Noncom-nod* tee credit balances in your accourt are rot segregated from other balances and tie Fine may use any ol these funds in the ordinary course of ib business. these funds are payabk upon your darned. This total 6 included in to anent period olostg mkt.. SDNY_GM_00021676 EFTA 00132296 EFTA01274433 Important information about your statement (coninued) Little ilonnation fa tidedinformation cn thefeats tending practices and &clothes, refer to your Client Relatcrehip Ageerrenf or teat Agreement and the General Tarns and Conditions UBS Statemord of Credit Practices available in agreements and Diarbsures at musaassafirsaurtgdflobsots Yaw—eta Your sterement bemires securities ad other awes hell h the account at the endof the steamer* nand. You may ark fordetay of tit paid seosaies at anytime. You may receive securities used as loan collateral after prying any bairns due on tem. My securities transient to the rim dreg the stathrent pond are Wed al market value as of the end of the steerage period. • Case bas's del detemning The cost basis of to scathes included in this statement, where indicated writ the numbs. 'I,' UPS f nerd& Scats has relied on inforwation obtained from sources other tient/1G Feencial Seraces, including hformation Iran another Sim a that you may hasemovided to you finaxial Macs The Finn does not idopendently verify a grmantee the accuracy or vatclity day irdorrthrion provided by wen other tan t.85 Frontal Senates. h thetist although LIDS tinrical Services general& spdsties elk Hamann as it k rocevead, the firm does not provide any athrances that the idamacit levier "Cost basis- and %tweaked gar/loss' is accurate as a the date of this statement. As such please don:army on this Hatton to make hachure a fare decision& fain papas( ce *theme's*. Accounts transferred to tie rim may reflect girl loss rdamatkn on& f or the period of tine they a* held a the F rm More historical eriormat in an be ackled by yar Fermis' Adtkor. • Urreelited gat/losses When data is available. entered arealized gaits lases a* alculated la intidalseasty lots. The transaction data for rrmeistal lees may or may not tenni *rumens*, charges motor *entity reorgsnizal ewnts Oieidend and twat nwstment lots ad wsternatic padine bas are eachcombined to display are averagedlathe • Trade date • eclat presents the eight vansaction wade date. • Callable securities Batts and ;referred stock that the thaw cats for eais redemption will be selected morel& by lot Iran among all seo.raies of tat ewe held hour name or in nominee nen* lee as clients. Call Watt itinattn b cbtaned from third parties and es accuracy snot guaranteed. Other call fealties may ens' which ca/c1 affect yield complete temiatcn rent provided upon request • Certificates of deposit (04 CDs are FDIC inured tp to 5250,000 ' precnal and accrued interest per deposes' ad per deposity inane:as h acccrdence wt FDIC • Prieatalue arts difitomd f or securities and oiler products may be higher or lower than the price that you would anuy recthe h the market Pries are oblate(' tom vaious third party sources 'whit me berme to be retitle. but we do not garalee their accuracy. — We goner* at the closing price when avalabba ihe mean of the bid ad ask prices fatted Rarities and cplors cc on& tad prices fa OTC settees. - lass acts sly traded securities may be priced ushg valuation model or the moo recent pet we Wroth and may not reflect an ackal matt trice a vitae - Golan position may appear without a mice and will taw as *price was rot available' if se are unfit. to obtain a pnce f or ;scatty - Deposits or swishes denbrninated n currencies ocher tan U.S. dollars are reflected at the &Aching& rate as of the statement date. - Fa Galan securities tracing n non.conf comng okra-lance's, price and quaty 0 ace vats) may have been adisted to facilitatepraxes vtaion To obtain current quotations, when bailable, corded son Financial Ater. • Private ertesrmenw and nructured producb. ?Mate rnestrneit saints (xlidny *ea paucipation wain and real estate investment mast stages) and stand pinatas are general& highly Certain dna-tared crotch have not been registered wit, the Securities and Exchange Commission o- under any state secure*, laws. We provide efimated wakes for pwate investment secedes and structured products for ntormatibrul purposes only Accsracy knit guaranteed. - These values may differ abstantiabt ban prkes. any. at +Allah a prorate noesanent security a structured ratan may be torn or sold and do not necessarilyrepresent the vase you may receive upon rquidition. ▪ Thal pity tsbrnates of vale cue as ol a certain dread are sated to US$ Financial Services on a regulit bass by in independere vitiation tint - suer, general panne or sponsor estimated vats& ary, are supplied to the Fm by the naves gennal pater or spew* and may be tabulated based on deferent information Iran tat used by thid parties laded* tar estimated values. - You can obeah addianA Neonatal regarding the methodology used to determine the rain** of value ad the date of the itrmalim that is the basis for the want by contacteg your f &yodel Advisor. - TAW party estnrmed writs may be reflected as •Not pirked* h sever I sit tier, the n independent vatation inch RS not stippled or is usable to asap a warm, when we become aware that a material event has °coated that May call a pieta& reported site iko question. or when a value would be highly3;4.'4*th due to fie nave a the secuify - When neither al es tier, general partner or sponsor *satiated value nit a thrthparly estimated vats is matt the value of the scatty wit be different from itspurchaseprice. - • Pato an to date may made return of canna( income a both - 'Orgnaltrd see • represent t he initial Wang price per unit and may not ;elect k011 cost basis • Restricted securities Pocketed sentin grirmalit are rot current& engble kit oublk sale. UBS Firacal Services ides to matt price of the unrestricted stock of the same issuer as an Snouted value for the restricted stock for moons of this fragment on. To the tient that reerined lecithin are ergbk la a the vats retied may be sit:mantel& less than the inured value Smarm_ • En. (edirneted) intents anent yields end rates. An estivate of a-rual income is based at cant tidied ad interest rates, assailing fie stakes will be held for cat year from statement date or arm Malaita This sate* holy a ga:Salne, entirety rd continued income are not guaranteed - Estimated anal income tin:rent yield for certain toes of stakes could include a retun of pmcpalor captal gat h %kids case the est income Ordtuner., yeti would be overstated. - Estimated anal icane and cared yeld and the actual tone and yield misht be lower a higher than theestinated amounts. — An estmate ol rruateed income (divdend armor interest) divdth by the caeca market valthaveram balances based on the lact dividend or interest payment made by the issuer and rmanes the seosties/deposas will be held fee ale year born the statement date or until manly. Accuracy at continued weld are not wartriteed • Assets not held by UBS 'rancid Service& Certain assets we rot held by the fern and not &Whin the Fen's possession or ccnvol. These assets are dnplwed on yos statement for informational purposes ort. Positions ad values presented ana Muted by fie issuing fern UBS Francial Services is not respasble for this ilcanalion and does not guarantee as accuracy. These assets we rot protected by SIK or to Finn ostplemontal SIG revenge. • Revenue sharing and additional compensation. — In addrtion 10 commissions on sales and 12b1 fees received n correction web the dianbution of mewl finds to trains we ante our al Mate mete MvOnUa spring Parivents tole diaributon ardor ethers of the metal funds that we sell. Thesearrant, are based on two <Warn enn.P:nents- tee amantol sales by UBS of a pa-titter MAYA fund fermi& to our client& and 4) the asset value of a panirmw mutual fund I amika shares held at the Inn — we and as afMate aBo recewe nemaking and embus processing lees in consideration For hinder agent sink*, that we provide to the rrulual funds. Thew lees relent are pad from investor assets in the mutual kind and are a hied de la amount based on tie number of accounts at the broker-dealer holdng maul lads ot that fund CONFIDENTIAL — h ate on to canmoscre recent n conneacn wash the sale or distnbikon of a-ruey contracts and itt investment tat units to our <lents, we ands our affiliate maw revena sharing compensation tram many of the insunance companies underwritirw the amity contracts, athletes of fie turn* corpren or sponsas cd tea* investment mats we disitirme - Car affiliates ako neon.* trading cornrnetkra and other corripercant from mutual finds and ., trance timpani:is whose podxts we distribute. - We recerie an anti fee from U8$ Bait OA and LIES AG Stanford Brant of up to szs per accost sweephg to the barks under the UBS Bark Sweep Fregramo. Activity hbrynation regard:1g commissars and otter charges ilcurred in towed cn with he oecutcn of tack* ncludny option transactions ha been naiad on athrrnfions previously hunted to you, ad wit be provided to you wavily at rawest Share ailing f you are engaged in short selling a security, you may its a Cage the to certain betrowe9 costs for that particular security. Open order* Receding open or • sixdlitcancellnr ceders tat were not tinted by the steamer( date, open buy at at stop orders are refixed by the mount of dividends a rights on an exidividerds a antes date unless intructth otherwise by lie. You are responsible fa orders that are teased crm to your failure lo caxel eating open orders. Privity To obtain a copy of at cornet Chant Fenny Noises plate contact your Francis' Achisor or visit our webst at wittidGrmoddiarmrmirm, UBS Financial Services a rot a bark the RIK Business Services Account RSA and IRMA are brayer accounts which provide access to barking services and products tough arrangemths bah affirmed bat and other td -pay bat, rod provides access to nurses and annuty prodst blued by unaltilisethihrm.pany insurance comae-en through 'sumach agency subsrmaies of UBS financial Services Inc. Investment, nsura-ce. and ruttyproducts: Not VIC inured • No bank guwantee• May bse vela MM. Restate Management Account, Business Services Account BA aMa and ntemarioral Resource Management Accost are registered service marts of UBS Fruncial Services Inc Visa *naive is a residered sernice mark of Visa International CBS Via Signet'se cede cards ard UBS yea debt cards are isp.red by UBS Bank USA with prmnsion from Vs* U.S A Incorporated. UBS financial Services Int P.4.v. 201402 SDNYGM_00021677 EFTA 00);2297 EFTA01274434 44)UBS 1.035 Financial Senices he 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056316930514 V1 0 Resource Management Account May 2014 111" 116 NEW YORK NY Account name: GHISLAINE MAXWELL Friendly account name: Account number Your N nuncio' Advisor- SCOTT STACKMANLYLE CASFIEL Questions about your statement? call yOur Finana Advisor Or tLe Value of your account RMA aesourceLine at 800-RMA-1000, account on April 30 (S) on May 30 (1) Your assets 2,003,256.88 2,044,624.69 Malt our %whale': Your liabilities 0.00 0.00 1wrw. Lbs corn? Imam:is:services Value of your account $2,003,256.88 $2,044,624.69 Tracking the value of your account S Thousands 3,003.3 2.0446 Aar 2014 May 2014 Sources of your woo mit growth dogleg 2014 Value of your account at year end 2013 Net deposits and withdrawals $1,934,505.47 Your rvestmentreturri ['Wend aryl interest income 121475.67 Change in market value $88,643.55 Value of your scant on May 30. 2014 $2,044.624.69 $0.00 SDNY GM 00021678 Iflombor SIPC CNP70009305631693 NP7000193246 00005 (514 0305750Cht 000000 Page 49 of 98 CONFIDENTIAL EFTA_00 132298 EFTA01274435 *UBS Resource Management Account May 2014 Your account balance sheet Summary of your assets Value on May 30 CO A Cash and money balances 103,480.92 B Cash alternatives 0.00 C Equities 1,941,143.77 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $2,044,624.69 $2,044,624.69 Account name: GHISLANE k,lA • Vt ELL Friendly account name: Account number: Percentage of your account 506% 0.00% 94 94% 0.00% 000% 000% 000% 100.00% Your current asset allocation A Eye on the markets Your R nuncio' Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money mai ket mutual fund sweep balances See the Irnponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 4.11% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CNP7C00e009531 694 NP7000197246 COCOS 0514 030579004 CONFIDENTIAL 03460/Y_GM_00024#9 SO of 98 EFTA 00132299 EFTA01274436 UBS Resource Management Account May 2014 Change in the value of your account May 2014 (4) Year to date IS) Opening account value $2,003,256.88 $0.00 Deposits, including investments transferred in 0.00 1,937,845.29 Wilhckawals and fees, including investments transferred out -2,181.90 -3,339.82 Dividend and interest income 13,114 22 21,475.67 Change in market value 30,435.49 88,643.55 Closing account value $2,044,624.69 $2,044,624.69 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Dividend and interest income earned For purposes of IN, statement tenability of interest and dnidend Income has been detemined horn a US tag reporting penpecti.e. Based upon IM residence of the account holder, recount type. or product type, some Interest antra dvidend payments mat not be subject to United Stan (US) ardor PIRO° Rico (PR) Income tares The (Sent month statement is not intended lo be used and cannot be reted upon for to purposes. Clients should refer to the applicable tar reporting forms they receive from UBS annualy. such as the Forms 1099 and the Fowls OO foe lair reporting information It is the practice of UBS to file the Mplicatte tan reporting forms with the US internal Rexente SenrICe aid PR treasury Crepararent and in such forms accurately classify dodenot ardor interest as tar exempt or tacit* income. Pleat consult your indedual tic prepare,. May 2014 (3) Year to date (S) Taxable dividends 13,112.00 21,471 39 Taxable interest 2.22 4.28 Total current year $13,114.22 321,475.67 Total dividend & interest $13,114.22 $21,475.67 Return of captIalipnncipal 0.00 3,895.55 Summary of gains and losses Vel yes reported belch exclude products for which gain and losses are not deasilltd. Realized gains and losses Unrealized May 2014 (1) Year to date (1) gains and bses(1) Short term 0.00 0.00 39,762.21 Long term 0.00 0.00 177,549 31 Total $0.00 $0.00 3217,311.52 Your II mandril Advisor: SCOTT STACKMA:9*MS CASRiEL Cash activity summary See Account sonny the month for detali glances in your Sweep Options are inductdin the q:enng and closing balances ears. FDIC insurance applies only to deposits at UBS Bank LISA not to deposits at LOS AG. Stamford Bench or bank deposits paced throuM the LIBSInternaronal Depose Account program. SIPC protection applies to money market sweep fund holdings but rot bank deposits. Sao Amino/tint inSormation apart your statement on the last two pages of this document for detals May 2014 (1) Year to date (S) Opening balances Additions Deposits and other funds credited $92,548.60 0.00 $0.00 81,449 52 Dividend and interest income 13,114.22 21,475.67 Proceeds from investment transactions 0.00 3,895.55 Total additions Subtractions Fees 313,114.22 -393.86 3106,820.74 -538.02 Other funds debned -1,788.04 -2,801.80 Total subtractions 42,181.90 -33,339.82 Net cash flow Closing balances $10,932.32 $103,480.92 5103,480.92 $103,480.92 SDNY GM 00021680 Ckle70003305641695NP700319:1246 COCOS 0514 030579004 CONFIDENTIAL ooccco Page SI of se EFTA 00132300 EFTA01274437 *UBS Resource Management Account May 2014 Withholdings and tax summary Account name: GHISLAINE MAXWELL Friendly account name: Account number: May 2014 (S) Year to date (S) Foreign taxes paid -1,78804 -2,801.80 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 880,808.77 Closing UBS Bank USA Deposit balance May 6 S94,461 48 Number of days in interest period 30 Average daily balance $87,999.66 Interest earned $2.22 Annual percentage yield earned Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document 003% Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consderabon • None selected Your account instructions • Your account cost basis default closing method is RIO, First In, First Out Your IIBenda Advisor: SCOTT STACK MANILAS CASRIEL CNP7C0C0305631 696 NP7OCOIS0246 COCOS 0514 030575004 CONFIDENTIAL 00alikY_GM_00028firl $2 of 98 EFTA 00132301 EFTA01274438 SUBS Resource Management Account May 2014 Your assets Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Some {Wei, income and current va uNShOern may be approximate. AS a mut, gains and loStts mai not be axurately refkded. See importanoniarntabon about yogi statement a the end of this Cccurrent fee mate Infornaion Cash Cash and money balances Cash and money balances may include avalable cah balances, UBS Bank USA &peat account balances. UBS AG Stardom Branch depoat account naances and money market mutual fund sweep tames UBS Bank USA deposit account balances are insured by the FOC vet h n vatic Sate limits, but are not protected by SIPC. 1)85 AG Stanford Brae h depose account nuances We not insured by FDIC ad are rot protected by SIPC Money market sweep balances are protected by SIPC but are not insured by FDIC. St* the important information *boot sour statement at the end of this document for details rout those balances. Hddng OpenngbdanCe on Ns/ 1 (S) closingnuance Pnce per :hare Average Dnidend Interest Days in on May 30 (S) on May 30(1) rate petiod period Cap ariaLall (1) Cash 1,087 75 2,141 38 UBS BANK USA DEP ACC 91.46085 101,339 54 250,000.00 Total 192,548.60 1103,480.92 Your Fl nancla Advisor: SCOTT STACK MANLYLE CASRIEL Equities Common stock Purchase OW Trade legit« Average price Pnce per share Value on Unrezdized alddng mdeng date of snares per share (S) Cog basis ($) on May 300/ May 30 (S) pain or loss ft/ period ABB LTD SPON ADR Symbol. ABB Exchange: NYSE EAI: $1,134 Current yield: 3 24% Jan 29, 13 825 000 21.573 17797 89 23.740 19,585 50 1787.61 LT Apr 22, 13 650000 21 211 13,787 15 23.740 15,431 00 1,643.85 LT Security total 1.425.000 21 414 31,585.04 35,016 50 3431.46 ALSTOM ACR Symbol. ALSMY Exchange: CC EAI: $356 Current yield 188% Aug 20, 13 2.425.000 3.634 8,812.78 3.890 9,433.25 620.47 ST Aug 21, 13 2450.020 3.656 8,958 13 3.890 9,530.50 572.37 ST Security total 4,875.000 3 645 17,770 91 18,963.75 1,192.84 continued next page SDNY GM 00021682 C P/P7C003705631697 MI003150246 00035 0514 030575004 Y123572550000000 ►aye 5307 98 CONFIDENTIAL EFTA_00 I 32302 EFTA01274439 SUBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your linandal Advisor, SCOTT STACK MAMLYLE CASIVEL Your assets Equities Common stock (continued) Purchase OW Trade Minter Average price Price per share Vdue on Unrealized Hadlzg licking date of them per than (S) Con befit (S) on May 39 (I) WY 30 (4) gang lost (4) period ASTRAZENECA PLC SPON ACR Symbol: AZN Exchange: NYSE (Al: 41,022 Current yield: 3.884/4 lan 29,13 210.000 50.130 10,527.30 72.200 15,162.00 4,634.70 LT Apr 22.13 85.000 51335 4,363.53 72.200 6,137.00 1,773.47 LT Jul 12, 13 70.000 49.441 3,460.92 72.200 5,054.00 1,593.08 ST Security total 365.000 50 279 18,351.75 26,353.00 8,001.25 BAE SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC EAI: 11,289 Current yield: 4.51% Jan 29,13 1,000.000 22.160 22,160.00 28.560 28,560.00 6,400.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: 3517 Current yield 1.46% Jan 29,13 200.000 99.560 19,912.00 144.469 28,893.80 8,981.80 LT Apr 22, 13 45.000 101.760 4,579.20 144.469 6,501 10 1,921.90 LT Security total 245.000 99.964 24,491.20 35,394.90 10,903.70 BHP BILLITON LTD SPON AOR Symbol: BHP Exchange NYSE (Al: 31,027 Current yield. 3.48% Jan 29,13 320.000 78.520 25,126.50 67.880 21,721.60 -3,404.90 LT Apr22. 13 30.000 63.865 1,915.95 67.880 2,036.40 120.45 LT Jul 12,13 85.000 61.002 5,185.23 67.880 5,769.80 584.57 ST Security total 435.000 74.067 32,227.68 29,527.80 -2,699.88 8NP PARIBAS SA ADR Symbol: BNPOY Exchange: OTC EAI: 9872 Current yield 2.09% Jan 9, 14 710.000 40.003 28,402.76 34.900 24,779.00 .3,62376 ST Jan 13,14 aes.coo 39.735 19,271.70 34.900 16,926.50 -2,345.20 ST Security total 1,195.000 39 895 47,674 46 41,705 50 .5,968.96 BOC HONG KONG HOLDNGS LTD SPON ADR Symbol: BFIKLY Exchange: OTC EAI: 41,424 Current yield: 4.25% Jan 29,13 175.000 69.539 12,169.48 60.330 10,557.75 -1,611.73 LT Apr22, 13 220.000 66.403 1/1,608.84 60.330 13,272.60 -1,336.24 LT Jul 12, 13 160.000 62.770 10,043.20 60.330 9.652.80 -390.40 ST Security total 555.000 66345 36,821.52 33,483.15 -3,338.37 continued next page 0NP70003005531698NP7000190246 00005 0514 030575004 OONNVY_GM_000246,9 54 of 98 CONFIDENTIAL EFTA 00132303 EFTA01274440 *UBS Resource Management Account May 2014 YOLK assets . Equities . Common stock (continued) Hcidng Trade date Minter of awes Perna* prIcei Average price per share (S) Cog beds (S) nice per Share an may 30(7) Value on May 30 0/ Unrealized gain a loss (t) Hoking period BRITISH AMER TOBACCO PLC GB SPON ACR Symbol: DTI &change: AMEX EAI: $2,800 Current yield: 3.91% Jan 29,13 340.000 104.097 35,393.08 121.260 41,228 40 5,835.32 LT Apr 22. 13 150.000 107325 16,098.78 121.260 18,189.00 2P90.22 LT lul 12,13 100.000 105.544 10,554.44 121.260 12,12600 1,571.56 ST Security total 590.000 1 05 163 62,046.30 71,543.40 9,497.10 CEUTSCPE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 42,840 anent yield: 3.96% Sep 16, 13 1,275.000 13-387 17,069.45 16.800 21,420.00 4,350.55 ST Sep 17, 13 1,150.000 13359 15,362.85 16.800 19,320.00 3,957.15 ST Sep 18, 13 990.000 13.393 13,259.17 16.800 16,632.00 3.372.83 ST Oct 10, 13 855.000 15.481 13,236.68 16.800 14,364.00 1,127.32 ST Security total 4,270.000 13.801 58,928.15 71,736.00 12,807.85 DEUTSCHE POST AG SPON ACA Symbol: DPSGY Exchange: OTC EAI: 41,451 Current yield: 2.87% Jan 29,13 640.000 23.900 15,296.00 37.130 23,763.20 8,467.20 LT Apr 22, 13 720.000 22.581 16,258 75 37.130 26,733 60 10,474.85 LT Security total 1,360000 23.202 31,554.75 50,496.80 18,942.05 GDF SUEZ SPON ADR Symbol: GDFZY Exchange: OTC EAI: 42,758 Current yield: 4.97% Jan 29,13 720.000 20.779 14,960.95 28.020 20,174.40 5,213.45 LT Apr 22. 13 380.000 20.919 7,949.37 28.020 10,647.60 2,698.23 LT lul 12, 13 215.000 20.144 4,330.97 28.020 6,024.30 1,693.33 ST Aug 21, 13 285.000 22.200 6,327.10 28.020 7,985.70 1,658.60 ST Aug 22, 13 140.000 22.508 3,151.20 28.020 3,922.80 771.60 ST Aug 23, 13 240.000 22,418 5,380.51 28.020 6,724.80 1344.29 ST Security total 1,980.000 21.263 42,100.10 55,479.60 13,379.50 GLAXO SMITHKLINE PLC ACIt Symbol: GSK Exchange NYSE EAI: 12,597 Current yield: 4.74% Jan 29,13 330.0E0 45.615 15,052.95 53.940 17,800.20 2,747.25 LT Feb 13. 13 320.E03 45.645 14,606 46 53.940 17,260 80 2,654.34 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL continued next peg. SDNY GM 00021684 CNP7Oot0305631699NT7000I93746 00005 0514 030575001 CONFIDENTIAL COM Page 55 of 98 EFTA 0(1132304 EFTA01274441 UBS Resource Management Account May 2014 Your assets . Equities . Common stock (co.-bonus) Hddng Trade date Morter of them Purchase pricer Average price Price per shire per share (S) Con bails (3) on May 30 (3) Vdue on unrealized Holding May 30(S) genes loss ($) period Apr 22, 13 245.000 50.630 12,40447 53.940 13,215.30 810.83 LT Jul 12,13 120.000 52.904 6,348 48 53.940 6,472.80 124.32 ST Security total 1,015.000 47.697 48,412.36 54,749.10 633634 HSBC HOLDINGS PLC NEW GB SPON ADR Symbol: HS9C Exchange: NYSE EAI: 42,805 Current yield: 4.65% Jan 29,13 570.000 56.908 32,43790 52.720 30,050.40 -2,387.50 LT Apr 22, 13 430.000 52.120 22,411.73 52.720 22,46940 257.87 LT Jul 12,13 145.000 54.904 7,961 20 52.720 7,644 40 -316.80 ST Security total 1,145.000 54.857 62,810.83 60,364.40 -2,446.43 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol. ITYBY Exchange:OTC Ea 11,961 Current yield: 4.19% Apr 25, 13 60.000 70.891 4253.51 90.920 5,455.20 1,201.69 LT Apr 26, 13 375.000 70.792 26,547.34 90.920 34,095.00 7,547.66 LT Jul 12,13 80.000 68375 5,470.00 90.920 7273.60 1,803.60 ST Security total 515.000 70.429 36270.85 46,823.80 10,552.95 K IN HOLDINGS LTD WON ADR Symbol: KMIWY Exchange: OTC EAI: lead Current yield 1.95% Apr 3, 13 1,250.000 16.177 20,221.50 14.233 17,791.25 -2,430.25 LT Apr 22, 13 600.000 16320 9,792.00 14.233 8,539.80 -1,252.20 LT Jul 12,13 325.000 16380 5,323.50 14.233 4,625.73 -697.77 ST Aug 5,13 400.000 15.655 6,26236 14.233 5,693.20 -569.16 ST Aug 6,13 435.000 15.888 6,911.50 14.233 6,191 36 -720.14 ST Security total 3,010.003 16.117 48,510.86 42,841.33 -5,669.52 WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OK (Al: 32,871 Current yield. 4.90% Jan 29,13 410.000 67.030 27,482.30 56.560 23,189.60 -4,292.70 LT Feb 13, 13 35.000 66951 2.34329 56.560 1,979.60 -363.69 1.1. Apr 22, 13 435.003 58.678 25,524.97 56560 24,603.60 -921.37 LT Al 12,13 155.000 60.812 9,42594 56.560 8,766.80 -659.14 ST Security total 14035.000 62.586 64,776 50 58,53960 4,236.90 continued next page CNP703C0305631700NP7000190246 00005 0514 030575004 00ligbiliY_GM_0002,615 56 of 98 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your A nodal Advisor: SCOTT STACK MtinLYLE CASRIEL CONFIDENTIAL EFTA_00 132305 EFTA01274442 *UBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your PI nandal Advisor: SCOTT STACK MAMLYLE CASNEL Your assets . Equities Common stock (continued) Purchase picti Trade taunter *swage pdre face pin share value on unrealized sicking Hddng date of shares per shape ($) Con basis (1) 04 m8730(0 may 30 9/ gain a loss (S) period wise GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 42,116 Cirrent yield: 3.78% Jan 29,13 1,660.000 19.580 32502 80 21.300 35,358 00 2,855.20 LT Apr 22, 13 590.000 17.390 10.260.10 21.300 12,567.00 2,306.90 LT Jul 12,13 375040 19219 7207.31 21.300 7,987.50 780.19 ST Security total 2,625.000 19 036 49,970 21 55,912 50 5,942.29 MUNICH REGROUP ADA Symbol: MLAIGY Exchange: OTC EAI: 41,796 Cwrent yield: aim Jan 29,13 1,650.040 18280 30,162.00 22.200 36,630.00 6,468.00 LT Apr 22, 13 425.000 19 544 8,306.29 22.200 9,435.00 1,128.71 LT Jul 12, 13 535.000 19.059 10,196 73 22.200 11,877.00 1,680.27 ST Security total 2,610.000 18.646 48,665 02 57.942.00 9276.98 PESTLE S A SPONSORED ADR PEPSTG REG SHS SWI12 ADR Symbol: NSRGY Exchange: OTC EAI: 42.138 Current yield: 258% Jan 29. 13 570.000 70.160 39,991.20 78.575 44,787.75 4,796.55 LT Apr 22, 13 290.000 69.918 20,276.22 78.575 22,786.75 2,510.53 LT Jul 12.13 195.000 67.417 13,146.41 78.575 15.322.12 2,175.71 ST Secwity total 1,055.000 69.587 73,413.83 82,896.62 9,482.79 MPPON TELEG & TEL CORP SPON ADR Symbol: NTT Exchange NYSE EAI: 41,613 arrent yield: 2.46% lui 22,13 1,700.000 26.445 44,957 18 29.680 50,456 00 5,498.82 ST Aug 6,13 510.000 26309 13,417.69 29.693 15,136.80 1,719.11 ST Security total 2,210.000 26.414 58,374.87 65,592.80 7217.93 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 42.280 Cwrent yield: 2.60% Jan 29,13 590.000 67.877 40,047.61 90.060 53.135 40 13,087.79 LT Apr 22, 13 240.000 72.512 17,403.02 90.060 21,614.40 4,211.38 LT Jul 12,13 145.000 73.450 10,650.38 90.060 13,058.70 2,408.32 ST Security total 975.000 69.847 68,101.01 87,808.50 19,707.49 continued next page SDNY GM 00021688 CNP70003005631701 Nr7000193246 00005 0514 030575004 000000 Page 57 of 98 CONFIDENTIAL EFTA_00132306 EFTA01274443 SUBS Resource Management Account May 2014 Your assets . Equities . Common stodc (continued) Hddng Trade date Sorter or there& Purchase pricer Average price Price per share per snare (5) Cott basis (3) cn May 30 (3) Yaiueon Unrealized Hddng User 30 (3) gain or Ion CO period ORK LA ASA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: $1,354 Current yield. 3.69% Jan 21,14 710.000 8.052 5,717 56 8.910 6,326.10 608.54 ST Jan 22,14 220.000 8.190 1,801.84 8.910 1,960.20 158.36 ST Jan 23,14 315.000 8282 2,608.92 8.910 2.806.65 197.73 ST Jan 24,14 185.000 8.147 1,507.25 8.910 1,648.35 141.10 ST Jan 27,14 135.000 8.019 1082.58 8.910 1,202.85 120.27 ST Jan 28, l4 265.000 8.045 2,132.08 8910 2,361.15 229.07 ST Jan 29, 14 390.000 7.991 3,116.53 8910 3,474.90 358.37 ST Jan 30,14 245.000 7.849 1,923.23 8.910 2,182.95 259.72 ST Jan 31,14 260.000 7.878 2,048.46 8.910 2,316.60 268.14 ST Feb 3, 14 185.000 7.794 1,441.96 8910 1,648.35 206.39 ST Feb4,14 235.000 7.671 1,802.69 8.910 2,093.85 291.16 ST Feb5, 14 245.000 7.727 1,893.29 8.910 2,182.95 289.66 ST Feb 6, 14 165.000 7.561 1247.70 8.910 1,470.15 22245 ST Feb7, 14 310.000 7.528 2,333.87 8.910 2,762.10 428.23 ST Feb 10, 14 250.000 7.609 1,902.25 8910 2,227.50 325.25 ST Security total 4,115.000 7.913 32,560.21 36,664.65 4,104.44 PT. TREKOMUNIKASIINXNESIA SPON ACR Symbol: TLK Exchange: NYSE EAI: 1805 Current yield 2.67% Jan 29,13 690.000 39.442 27215 25 43.680 30,139 20 2,923.95 LT RECKITT BENCKISER PLC WON ADR Symbol: RBGLY Exchange. OTC EAI: $1,501 Current yield: 2.47% Jan 29,13 2,590.000 13.560 35,120.40 17.195 44,535.05 9,414.65 LT Apr 22, 13 510.000 14 360 7,323 60 17.195 8,769 45 1,445.85 LT Jul 12,13 440.000 14.331 6,305.99 17.195 7,565.80 1,259.81 ST Security total 3,540.000 13.771 48,749 99 60,870 30 12,120.31 ROCHE Rae LTD SPONS ADR SWITZ MDR Symbol: RHHBY Exchange: OK EAI: $1,281 Current yield: 2.48% Jan 29,13 1,100.000 27.545 30,299 50 36.890 40,579.00 10,279.50 LT Apr 22, 13 300.000 30 267 9,080.31 36.890 11,067.00 1,98649 LT continued next page CHP7C00930563i 702 HP7000190246 00005 0514 030575004 oloNORW_GM_0002ft? 58 of 98 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Alsondol Advisor: SCOTT STACK MAN LYLE CASR1EL CONFIDENTIAL EFTA_00 132307 EFTA01274444 UBS Resource Management Account May 2014 Account name: GHIS&AINE MAXWELL Friendly account name: Account number. Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Equities Common stock (continued) Trade Hddng date minter of shares Purchase mica Average price Price per share per share (S) Cost basis (0 on may 30(1) vane on Unrealized Hddng May 30 ($) on a loss ft) Period Security total 1,400.000 28.128 39,379.81 51,646.00 12266.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR Symbol: RDS8 Exchange: NYSE EAI: 11.504 Current yield: 4.59% Jan 29,13 185.000 74.585 13,798 31 81.840 15,140.40 1342.09 LT Apr 22. 13 215.000 65856 14,159.06 81.840 t 7,595 60 3,436.54 LT Security total 400.000 69.893 27,957.37 32,736.00 4,778.63 SAVOR SPON ACIR Symbol: SNY Exchange: NYSE EAI: 11,574 Current yield:2.47% Jan 29,13 720.000 48.754 35,103.55 53.300 38,376.00 3,272.45 LT Apr 22. 13 275.000 52.654 14,480.06 53.300 14,657.50 177.44 LT Jul 12,13 200.000 52.424 10,48490 53.300 10.660.00 175.10 ST Security total 1,195.000 50.267 60,06851 63,693.50 3,624.99 SIEMENS A G SPON ADR Symbol: SIEGY Exchange: OTC EAI: $1,507 Current yield: 2.27% Jan 29,13 250.000 110.110 27,527.50 132.920 33,230.00 5,702.50 LT Apr 22, 13 200.000 100.134 20,026.84 132.920 26,584.00 6,557.16 LT Jul 12,13 50.000 107.256 5,362.83 132.920 6,646.00 1,283.17 ST Security total 500.000 105.834 52,917.17 66,460.00 13,542.83 SNGAPORE TELECOM LTD NEW 2006 SPON AOR Symbol: SGAPY Exchange: OTC EAI: $2,249 Current yield: 4.10% Jan 29,13 1,060.000 28.260 29,955.60 31.095 32,960.70 3,005.10 LT Apr 22. 13 440.000 29.820 13,121.15 31.095 13,681.80 560.65 LT Jul 12,13 265.000 30.551 8,096.17 31.095 8,240.17 144.00 ST Security total 1,765.000 28.993 51,172.92 54,882.67 3,709.75 SMITHS GROUP MC SPON ADR Symbol: SMGZY Exchange: Olt EAI: 1962 Current yield 2.74% Jan 29,13 1,245.000 19.750 24,588.75 22.308 27,773.46 3,184.71 LT Apr 22, 13 330.000 18.685 6,166.05 22.308 7,361 64 1,195.59 LT Security total 1,575.000 19.527 30,754.80 35,135 10 4380.30 continued next page SDNY GM 00021688 CW70003005631703 NP7000193746 00005 0514 030575004 009000 Page S9 of 98 CONFIDENTIAL EFTA 00132308 EFTA01274445 UBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your linandul Advisor, SCOTT STACK MAMLYLE CASRIEL Your assets Equities . Common stock kononueM Trade Melting date Martel of Mien Patellas. pticel Average pate per dime (S) Cott bath (S) Price per share on May 30(31 Value on My 30 (S) Untedlied gin or loss (S) HMIng period STATOIL ASA SPON ADR Symbol: STO Exchange NYSE CAI: 41,277 Current yield: 2.89% Jan 29,13 610.000 26.533 16,185.31 30.500 18,605.00 2,419.69 LT Apr 22, 13 205.000 25.765 5,281.88 30.500 6252.50 970.62 LT Apr 22, 13 170.000 23274 3,956.72 30.500 5,185.00 122828 LT Apr 22. 13 135.000 25.785 3,481.05 30.500 4,117.50 636.45 LT Jul 12,13 330.000 21.423 7,069.66 30.500 10,065.00 2,995.34 ST Security total 1,450.000 24810 35,974.62 44225.00 8250.38 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 4333 Current yield 1.95% Jan 29,13 800.000 17200 14,240.00 20.560 16,448.00 2,208.00 LT Jul 12,13 30.000 18.434 553.04 20.560 6)6.80 63.76 ST Security total 830.000 17223 14,793.04 17,064.80 2271.76 TESCO PLC SPONS ADR UNITED KINGDOM Symbol: TSCDY Exchange: OTC EAI: 41.064 Current yield: 4.58% Jan 29.13 435000 17210 7,486.35 15.280 6,646.80 -839.55 LT Apr 22, 13 660.000 16910 11,160.60 15.280 10,084.80 -1,075.80 LT lti 12,13 425.000 16.023 6,809.78 15.280 6,494.00 -315.78 ST SeCtsity total 1,520.000 16.748 25,456 73 23225.60 -2,231.13 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 42,940 Current yield: 3.96% Jan 29,13 460.000 54.547 25,09104 69.450 31,947.00 6,854.96 LT Apr 22, 13 510.000 46279 23,93270 69.450 35,419.50 11,510.80 LT .h.1 12, 13 100.000 50.459 5,045.96 69.450 6,945.00 1,899.04 ST Security total 1,070.000 50.511 54,046.70 74,311.50 20264.80 UNILEVER NV N Y 518 NEW NETHERLANDS SPON SPON ACR Symbol UN Exchange: NYSE EAI: 42,052 Current yield: 2.90% Jan 29,13 930.000 40.500 37,665.00 43.410 40,371.30 2,706.30 LT Apr 22, 13 445.000 41.074 18278 06 43.410 19317.45 1,039.39 LT Jul 12, 13 255.000 41.271 10,524.33 43.410 11,069.55 545.22 ST Security total 1,630.000 40.778 66,467.39 70,758 30 4290.91 continued next page Ctie700030054al 704 NP7000190246 00005 0614 030575001 CONFIDENTIAL oNgtoikcenc0002Ret9 60 of 98 EFTA_00132309 EFTA01274446 *UBS Resource Management Account May 2014 Account name: GHISLANE MAXWELL Friendly account name: Account number. Your /I nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets . Equities Common stock (continued) Purl hate PRO Trade iatrelpo Average price nice pee share value on Unrealized Horing Hddng date of snares pet share (5) Coo beds (II on May30(5) May 30 (5) gain or loss (S) period UNTO OVERSEAS BK LTD SPONS ACE SINGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: 41,388 Current yield: 3.07% Jan 29,13 900.000 30.540 27,486 00 36.210 32389 00 5,103.00 LT Apr 22, 13 100.000 33.492 3,34924 36.210 3,621.00 271.76 LT Jul 12, 13 250.000 33.180 8,295.00 36.210 9,052.50 757.50 ST Security total 1,250.000 31304 39,130.24 45,262.50 6,132.26 VEReON COMMUNICATIONS INC Symbol: VZ Exchange: NYSE EAI: 41,062 Current yield 74.24% Jan 29,13 383.969 46.861 17,993.39 49960 19,183.09 1,189.70 LT Apr 22, 13 1.315 46.859 61.62 49.960 65.70 4.08 LT lul 12, 13 115.716 46.861 5,422.64 49.960 5,781.17 358.53 sr Security total 501.000 46262 23,477.65 25,029.96 1,552.31 VODAFONE GROUP PLC SPON ADR Symbol: VOD Exchange: OTC EAI: 42.372 Current yield:6.52% Jan 29, 13 796.294 50.164 39,945 60 35.010 27,878.25 -12,067.35 LT Apr 22, 13 2.727 54.627 148.97 35.010 95.47 -53.50 LT Jul 12, 13 239.979 54.033 12,966 80 35.010 8,401.66 -4,565.14 ST Security total 1,039.000 51 070 53661.37 36,375 39 •16,685.99 ZURICH INS GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893.50 30.090 31,594.50 1,701.00 LT Apr 22, 13 685.003 26.251 17,942.21 30.050 20,611.65 2629.44 LT Jul 12, 13 290.000 26.739 7,754,57 30.090 8,726.10 971.53 Si' Security total 2,025.000 27 472 55,630 28 60,932 25 5,301.97 Total 31,723,832.25 31,941,143.77 3217,311.52 Total estimated annual income: 363,726 SDNY GM 00021690 007030S005631705NP7000193246 00005 0514 030575004 CONFIDENTIAL 000303 Page 61 of 98 EFTA 0(1132310 EFTA01274447 SUBS Resource Management Account Your assets (contnvedl Your total assets cash Cash and money balances Equities Common stock Total Account activity this month Account name: CH LL Friendly account name: Account nuntber: Your Ilmincid Advisor: SCOTT STACK MANLYLE CASRIEL value on May 30 (S) Pexentage of your account Cost tans (S) Estimated annual incur* (51 UnteSized gun or loss (5) 103A80.92 5.06% 103.480.92 1,941,143.77 94.94% 1,723,032.25 63,726.00 217.311.52 $2,044,624.69 100.00% $1,827,313.17 $63,726.00 $217,311.52 Date Adhity Desciption mime (I) Dividend aid interestincome Taxable dividends Taxable interest May 1 Dividend VERIZON COMMUNICATIONS INC PAID ON 501 265.53 May 2 Foreign smrnis GROUP PLC SPON ADR PAID ON 1575 337.28 Dividend CUSP: 83238P203 May 5 Foreign OKLA ASA A SH$ %ON ADR PAIDON 4115 1,715.27 Dividend CUSIP: 636331109 May 12 Foreign BAYER A G SPON ADR PAID ON 245 709.29 Dividend CUSIP: 072730302 May 13 Foreign BRITISH AMER TOBACCO PLC GB SPON ADR PAD ON 590 1,946.83 Dividend CUSIP: 110448107 May15 Foreign A88 LTD SKIN ADR PAID ON 1475 1,163.26 Dividend CUSIP: 000375204 May 19 Foreign MUNICH RE GROUP AORPAID ON 2610 2,615.28 Dvidend CUSIP: 626188106 May 27 Foreign GDF SUEZ WON ADR PAIDON 1980 1,8C6.95 Dividend CUSIP: 361608105 May 30 Foreign NESTLE S A SPONSORED ADR REPSTG REG Sit SINITZ ADR AS OF 0512914 2,550.31 Dvidend CUSIP: 641069406 Total taxable dividends $13,112.00 May 7 Interest UM BANK USA DEPOSIT ACCOUNT AS OF 0906114 Total taxable interest $2.22 Total dividend and interest income 613.11422 2.22 DAe *doily Descrption »nowt (1) Pees May 2 Fee SMITHS GROUP PLC SPÖN AEA 47.25 oontawed next page CHP70303005631 706 NP70C0I90246 00005 0514 030575004 CONFIDENTIAL OCWILY_GM_00022194” 62 of 98 EFTA 00132311 EFTA01274448 UBS Resource Management Account May 2014 Account activity this month (contrued) Date Pees (continued) May 5 Fee Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MAN LYLE CASRIEL Ninny Oeunplion Anoint (1) ORK LA ASA A SHS SPON ADR -102.88 May 12 Fee BAYER A G SPON ADR May 13 Fee May 15 Fee May 19 Fee May 27 Fee May 30 Fee -4.90 BRITISH AMER TOBACCO PLC GB SPON ACR A88 LTD SPON ADR -29 SCI -295 MUNCH RE GROUP ADR -130.50 GDF SUEZ SPON ADR -49.50 NESTLE S A SPONSORED ADR REPSTG REG 5145 swriz ADR AS Cf 092914 -26.38 Total fees 4393.86 Oat Athaly Descapnon Amount (1) May 5 Foreign Tax Withheld Other funds debited ORKLA ASA A SH5 SPON ADR -257.29 May 12 Foreign Tax Withheld BAYER A G SPON ADR -187.08 May 19 Foreign Tax MUNICH REGROUP ADR -689.78 Withheld May 27 Foreign Tax GDF SUEZ SPON ADR -271 34 Withheld May 30 Foreign Tax Withheld 092914 NESTLE 5 A SPONSORED ADR REPSTG REG SHS SWITZ ADR AS Cf -382.55 Total other funds debited 41.788.04 Ode AO. vity 0c-schist's° Amount (S) Money balance activities Apr 30 Balance forward 891,46085 May I Deposit UBS BANK USA DEPOSIT ACCOUNT 1,087.75 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 265.53 May S Deposit UBS BANK USA DEPOSIT ACCOUNT 290.03 May 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 1355.70 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 0906114 2.22 May 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 517.31 May 14 May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,133.76 May 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,795.00 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.943.88 CHP7C0:0305631 707 NP7003193246 00035 0514 030575001 CONFIDENTIAL continued next page SDNY GM 00021692 000000 ►age 63 of se EFTA 00132312 EFTA01274449 UBS Resource Management Account May 2014 Account activity this month (Contrived) Date Money balance activities (continued) May 28 *nasty Deposit Account name: H MAX ELL Friendly account name: Account number: Your lqnandal Advisor: SCOTT STACK MANLYLE CASRIEL Dettrpti0n Amount (S) U8S BANK USA DEPOSIT ACCOUNT I AS& I I May 90 Closing UIS Bank USA Deposit Account The U85 Bank USA CeD09t ACCOunt Is your primary sweep option 1101,939.54 CNP7000000563I 708 NP70C01 93246 00005 C1514 03057W04 ILY_GM_000211M9 64 of 98 End of statement for account number CONFIDENTIAL EFTA (()132313 EFTA01274450 Important information about your statement LEIS Financial Senates ex. (the F im or UBS Anoxia Services) is a merrter of all orinciaal smartly, canna* and cptcris eischages. LES Ft-errtial Selects and LBS Bank USA at rdrect sutodares of LES AG and affiliates of LES So:stein U.C. lhe Fim's fbannal statement is available upon moped. The Fin* erode* off ices am a: LES Finnol Serous Fr 1200 Harbor Ertubvad Weetsmken, tU 07086 Ibis cerement represent the my off idol record of mu LBS Financial Smits account, Other nerds event officielli4 docuncrits containing ecrilide* data should not be relied upon B you beanie there is an errs or omission, please report it immediately nwritng to the Ranch Manager of the office serving sow access's Arout al figures shorn ere intended to be accurate. statement data shadi not be used for tar purposes Rely solar Goys-end tax kerns, te.. Form 1099.54A 10425, etc.) whin preptergyour to return. The km is required by law to report to he IRS all taxabk dividends. reportable rontrable de/kinds and tarok aliened end m acunties held in you arteent, net proceeds on sale transactixo, and cost tests cc certain covered Eakin. Communications with she Finn • Please re-confirm try oral corrmencations in Pretty to funher protect youtroMb. incladrg your Ned under the Sneaks nester In:4•CtiOn Act (StA). • If the financal hstitution cn the top left of the Irma of this statemert is not LES Financial Sakes LOBS Feencial Serceces carries you account as cleanng three by anargentint rah the hicated &Eakin We Wormed you et this relaniantio when you opened this accost. int* case. your bunt and secuiesa-e located at LBS financial Serwes and rot the erociacng broket. a-4 you must make a relkorl al ery aux or minim to both nom. A account statementsshall be deemed cemplete ad accurate if not objected ton *meg within 60 days • Mean diectortomer complaints or Fim's C Int ' eat at or toll-free at 8:00A .lo : ET Mond* thrcugh aA cr in rang to U2S Financial Sakes Ix., Client Relations Demo-rent, P.O. Dr 766 Union C iy, rtl 07087. • hear of (men Or trelims about al electronic funds transfer allb BS Visedebit card transartiort, call cc trite to UBS Feenuel Semen WOO Harbor Blvd, 6th floor, Weehawken N/ 07036. Atte RMNI3SA Sermes Cal or write as soon as you cart it mu shit your statement or receipt iS merg a 4 you need more Henna an tout a turner on the flattnient or rOCOOt. The Finn or Card boar as 4:91ciableEnsto her horny* no later new BO days after to Fim sent you the km statenwe on vekhine error or problem *Pared. - howde you name ad accost number 6f any) — Desoto* the arm or the wander yeu we mese about, and .clan as cleat asycu can why you believe t is an error a why sciu need more limitation — howde the dollar arnamt of the suspected error. The Fie or Cad Issuer wit rusestigete your complaint and wel correct any error promptly. Please erne all checks payable to the Fern or tie financial innitution notated on tie front of this strammt had:Ern to mod, accost fen accounts may be subject to mai-Oren* fees, chars for late parent for ladies purchases and charges for unpaid arrcunts in cash accosts. Accounts that we transferred to other institutions may be subject to a wander fee. UBS Swoop Options UBS offers options for sneepng cash telexes biances to bar deposits at UBS Bat USA and UBS AG Stariced branch (flank Sweep Progamd, moseyrano mutual Ards (Momy Fu ds) ad the International Deposal Meant ODAlfor customers with an Memational Resource Management Accord Through tie Bank Sweep Proman cash balances re swept to LES Berk USA up to an estabkhed knit rd then to LES AG Stanford Branch a a Money Fund. Deposits at UBS Bak USA are FDIC rated in accordace with FDIC nabs. For nue Homan:en please vat wwwidiegov. Deposes at UBS AG Stanford Burch ad turn of Money kinds an rot insured by the FDIC. ThrouM the OA, *lila to ash balances are swept to depose accounts al UBS AG New Yak Branch and LOBS AG Carron Bunch Thew deposits ate not Muted by she FCC. Babnces Feld at the LES AG Cayman Borth are tempera* exposed to the sorreir ride of the Casten kinds, and Owe is no grantee Cr otter obligason of 1.8$ AG to may the Wines while co the UBSCapriais Beach's books. Deposes at LES Bale LEA and each UBS AG Branch are not protected by SIPC. Money Fund shares are protected by SIPC. See 'LES Fiuncial Swats Acacia Protection' bebw Upon your retest, banes in the Bank Swig PitgrallS at OA my be withdrawn and shares of a Money tad may be liquidated, end the proceeds returned so you cr sour seoskin account. Further formation about available sweep options, nctaing ores* ketest rates and yelds, a available at *snubs< from your F bars E Advisor or by cat* UBS Financial Services account protection TheFrrn is a member of the Startles hunts Protection Corporation (SIPC), ralrh protect securities account, of its members up so 5500,000 including S29),000 for dams kr cash) The SIC asset protection Imes copy to all account tat you hold n a pat:saki capacity. The Fim, together with certain afflicts, ha also purchased lipplemental protection. The madmen amount payable to al eligible dents cobriony imam this protection is 1500 million as of December 10, 2013. filiMa to the pokyconditions ad limitation, cads X the firm is further protected la up to 11.9 million n the aggegate for all you accounts held n a pasioalar capacity A fed ccpy of he poky wiring is /nibble Won request. The SIPC protection and the supplementl protection both do not apply to. • Certain theorist assets controlled by (and instant in your account value) but held away from UBSFinrcbil Services fe.g.. certain (*cash at UBS Bak fel cain at LES AG Started bran* (1) insurarce pro:U1S, including variable enmities, and (iv) shares ol mutual funds whirr such theirs are registered diectly in the name of the account holder on she bait ad meads of the applied* issuer or trawler agent); • Certain rniestmert contacts or nestment interest (eg., limited partneships and prime plarments) not we rot *awed ender tie Securities Act of 1933; ad • Commodities contacts (e.g Imam exchange and yeti:usenet/A cutrads) Mudeg futures contacts rd ArmoditFcolico contract. The SIPC protector, and to suppkimental protection do not apply to these assets men if they otherwise appear on you. siderneries. The SEC protection and the sullakonental protection do not protect agoras changes in tie main vaLe of you imestrnents (whether as a result of market mosement, issuer billkibptCy u otherwise) More information is available woo nosed You may obtan more hfornation abet' the SIPC Brochure, by contacting 51K a or by string the Sift **kite ervetw.alotarg Dividend ROIWOtblbehlt Preston (DPP) the peke reflected is an average price. You mar obtan the actual price from you Financial Advisor. Only whole tem are purchased under Dar; partial shires will be sold rd lo* cash wi be deposited in your &court U. *deed reinvestment price applied by the issuer may cafe from the nuke pia at which thepartied shares are sold Cadmnfieu pay whole units mg be held. your accent. If you re entitled to a partel use as a result of a dviderd Parini or oterwise, the Firm veil ether sell anal ata at market peke a accept an amount *ermined by a registered dewily agency, and credits:at «coin investment objectives The none:nem °teaks and risk profile attack to each account minty mybetween Please edam the limn prompter in ming of any sionkant change in your Maxie' situacn or ',women objectives. For each CONFIDENTIAL mast held, you choose one of the following lined oblates' • Endre Ementbncome. lin*e es seekng the generation of income my. • Arnim °peel epprociatket Internment seeking growth of prnepel rather than the gereraion of income. • Produce Combleaton of Mom, and Capital Appreciation liesiments seekeg both the generaticn of name and month of prixpol. 0:veroll risk mocks • Conserve*. Seeks to mantas ittel peeper, with low risk and volatility to the accost overal, send that means the atone does not generate signibcant income a mount end may not keep pace with inflati:n. • Moderate: tang to accept some ride to principal and tolerate some vottfity to seek higher returns. • Awns*: Wiling to accept high lit to pronosial and high volatility to seek high reform owe time. Statenoot hounholdhe We may consolidate at related account statements with the same adieu n the sane envetce. Accounts may be related Ice this purpose berate their Iwo owners who also mai-aain pia exedra relationships with other dints at the sane address. This practice's known as • househaling • II you prefer to remise 1-diva:tool statements mated in separate erwelcces - yOU may dal* householding by (slag your Fruitiest Advisor. Friendly assault name the FrendYaccant rune reflects al ormation that you erased on the Firm's onlne 'owes websee. II e a customizable 'nick-urn? chosen by you to astift you with sour recortheeph;. It has no legal effect on your won rt. You can change yes hiendY accost names, through entre Services or by contactegyourFhancial Achim.% A000%ffilt overview • Mer of nor accottitiPortfolia Net of assets and liabildies. • Asset hulas salable cash balances, van for restricted seasey lest 1, and Global tine Deposits, urrealied meats to market, and caftan assets not MC by the Firrs Does not include unpriced S.CUititill assets at the end of the prior and curent statement periods, or prorate ewestrrents, untested stock options and anecdote stock anions • Ciakities Includes debt balances, °Annan; moron loans. credit Wit, drop arrant balances. • Cab/money barna,. Total of unimested available cash balances, plus UBS Bak USA deposit balances UBS AG Surrawd &anch depose balances and money market natal fund sweep braces at the case of he statement period. Nooconwocky We credit balances in your accourt at rot segregated from other balances and he Few may use any ol these funds in the ordinay course of it business. these funds ere payable upon your darned. This total is included tw cement period clang value. SDNY_GM_00021694 EFTA 00132+14 EFTA01274451 Important information about your statement (Continued) lending information For detested information an the Cris lending practices and &ensues, ceder to you Client Relatorthip Agreement or &cant Agreement and the General Terns ad Conditions UBS Statement of Credit Practices available in agreements and Disbrow: at .yes ant morlarrnirredrtrollai Use—es Your osement itemise. securities end other was held late accant at the end of the statement period. You may ask for deka& a fully paid searties at ary time. You may recent securities used as loan collateral after prying any balance due on tem. k -y saurian transferredto the him clri-g the Osterent period are listed at market Mut as of the end of the staterned period. • Cast basis. In &hymning the cost basis of the starves included in this statement, where indicated wash the nutria*. -1,• UPS Fiord& Services has relied cninforrotion obtained from sources other tan l.8$ Financial Senices. including Mornwicm Mtn anothe- Sim a that you may have pnovided to you finaxial &Mot The Finn does not nelependently verify a warn* the acaracy or varclity dry irdormation provided by sans other then linFiOfitial Seances. h addlixt although UBS Fifkitel Services general& penes tic Hammier as Ukase:sad, the firm does not provide any emsances that the Mama& under "Cost basis" and lthireakzed oar/loss' is accurate as of the date of this statement. As suck please do not re& on FP danution to make &Masa Tale deckions, forme papa& cr ahem's*. Accounts transferred to the Fim may reflect gent loss Mama& only for the period of tine they ate end at the Frm More historical iikniatcn tribe added by you Tend Advisor. • Us-Mired oanelowee When data is arailth. ertinated ,malted gang Imes we ciesiated fa ?divided secuty lots. Oct transact& data for exlitdal lob may or may nor reflect commissary, charges ands 'acuity reorgenizatith mints Dividend and Many nwstment lots rd systematic pathos kits are exh combined to display one averagedlot The • Trade date • &Ism presents the aigiul transaction trade date. • Callable securities Ban* and preferred stock that the Peer cats for eabr redemption wig be selected mural& by lot van arrong all seo.reies of tot ism held hour nave or in nominee nee fee as clients. Call bane ilametan k cbtaned from third parties and as accuracy snot guaranteed. Other all teases mays's' which could aged yield complete Mortnater still be provided upon request • Ceetificates of deposit (CDs) CDs are FDIC hared up to 5250,000 n pritbal and accrued interest per &cos& ad per deposhay institution in accer&ince web FDIC rules. • Preehalue iron dilates& f or securities and other ;exclude may be higher or lower than the price that you would Musty reek* n the market Prices ore obtained from vaious third party sources Mich we beim to be retitle. but we do not geralee their accuracy. - We generator oath* closi-g price when avagabb the mean of the bid and ask prices fa lined warns and cplons a on& bd prices fa OTC stades. - Less Adis& traded securities may be priced ushg valuation model or the most recent peke we obtaned and may not relent an actual market price Of Not* - Certain positions may appear without a vice aid will ran* at 'price was rot available' if we re undole to obtain a pnce for a wanly - Deposits or started denominated encurrencies other tan U.S. dollars are reflected at the eichinge rate as of the staterrent date. - Fa certain wasines trading in nascent orimng ckeymnatceis. price and queerlyflee valor) may have been adisted to facilitatepr.:per vausion. To obtain current quotations, when sailide, cordaa your Financial Adriscr. • Prints kreesbesete and rtruclared pod de. ?hate nagrrese swaths (holdig drect participation acqam and real estate investment mat sear ans) ad strucised poi& as Otrefalkr highly AktAid . Certain sen_ctcred voicts hove not been registered with the Securities and Excha- C omission a under any Pate mulles laws. We proide estimated gases for private investmem secures and structured products for 1*mm:crud purposes only Acasacy knot grarenteed. - These values may differ abstetiaby from prices. a any, at *kith a prime inresanent security a structured inxIxt may be bough or sold and do rot necessarily represent the vet ti may receive soon laydwion. - Then prly 'Ornate of vale ore as of a certain date and are sioplid to UBS Fna-cig Services on a segue bass by an independert satiation tint - ks e., general panne or sponsor estkrated vales, il any, are supplied to the Fran by the Suer, gemeal paten or sponsor and may be tabulated based on different irdonnation from that used by IMO peas to derive heir estinated values. - You can obeah addled-al idarnain regarding the methodology used to data-mine the tartrate of value ad the date of the Mame& the is the basis forte nitrate by contactig your Financial Advisor. - mid party estimated Muss my be reflected as •Not pried' nave Ise aims. who n idependere station hen NS not &opted or is unable to assign a vale. Mien we beanie avare that a material event ha ccomed hat may call a pithead& reported vale Me question. or Men a value would be highly sprolative due to the nacre of the seardy - When neither an issue, general partner or sponsor *stinted vats nor a lewd-pry estimated vale if voided the slued the seasrty will be &hunt Iran its purchase price. - • Ornbe as to date' may meta returnof metal. income Cr both - 'Crignal see' represents the initial otlerng price per unit and may not ;elect Will cost basis • Restricted nowities Restrded sea:4in generally are rot currently etgble Sor public sale. UBSFina-ool Services des to matel price of the unrestricted stock a the same issuer as an inputed value fade restricted stock for moon; of this 'Women on. To the want that redrined acuities are elgbk fa a the vale reared may be sit:martial& less than the inpsed value drown • Est hetirneted) Mame. anent yields and rates. An .,time of meal income is bawd an current Sicked ad interest rates, attuning Me scarves will be held for caner from statement date or until Matisite This retinal. imeW age:faint, accuracy ad continued nconw are not outwitted - Estimated anal nccme and anent y.eld fa- certan tapes of swishes could include a retain of pmcpalor cave gains in which case the est income Ord cures yek$ would be overstated. - Estimated reel icane and timed yield and the aye Mane and yield might be bwer a higher than theist:matedamounts. - An estmate ol aruateed ncome (divdend ands interest) divded by the anent market valktaverage balance is based on the last dividend Of interest payment made by the issuer and manes the seas-it/deposes will be held for ore year from the statement date or until manly. Accuracy rid continued weld we not gawked • Asses not held by WS Financial Services Certain assns au rot held by the fern and not wthn the firm's possess& or unto'. These assets are &Mired on yar statement for informational purposes only. Positions and values presented the provided by the issvig lent US$ F rerial Services not resicrable for to Manion and des not guarantee as &curacy. these assets we rot prattled by SEC or the Finis supplemental SIC coverage. • Revenue shoring and additional compensation. - In addition to commissions on sales and 12b1 fees received n cornecuon with the dktnbution of mild Ands to °ardent we nuke our fl ee receive mvonua taring Payments from distributors a-dor athiscrs of the mAkil funds that we sell. These amounts are based on two &term COMI:OnerAL tlY amantol &elm by UBS as paths mutual fund family to our clans and Cia the asset value of a palku W mutual fund family's shares held at tie Itm - We and as attaine also recess nethaking and orrntus proceteing lees in consideration Tor transfer agent wen that we provide to the mutual sat, Thew lees generally are pail from investor asses in the mutual fund and are a fired data amount based an the weber of accounts at the broke-dealer holOng mica luds cd that fund famiy CONFIDENTIAL - h aide& to arinasinvyteised n conned& wth the sale or distnbikon d array contracts and crie investment trust units to our <lents, vs ardor our affiliate nick* resins sharng corrpensekti f rom many of the instance companies underpin-9 the athirty &reach, afliales of tit Murtha carpal& or sponsors of Metre imesvrent mats we diserbue - Qn Alias also receive trading cammeark and other corrwersalith from rnsual finds and nannce companies whose voids we *tribute. - We resits an annual he from UBS Bak LEA and USS AG Stanford Blanch of up to $zs per accost sweeping to the barks under the UBS BM Sweep Frowns Activity hbrmation mood& <unmakes and otter charges Muted in conned& with the oecutcrt of wades, ndudng opoon transactions ha been included on ccearrnthons peeved& twisted so you, and sell be prowled to yOu wavily at fewest Shan milky I Ku are engaged in short selling a security, you may her a charge the to cergin tarowig costs for that particular security. Open aides Regarding wee or • soodtikancellecr orders tat were not mouted by the statement date. open buy ad sins stop orders are solaced by the mount of dividends a rights on an ex-dividerds a emotes date unless intruded otherwise by you. You are regionsble for orders that are sealed &re coyote Illure to caxel ensting open orders. Privity To obtain a copy of az current Client Rimy Noisy please contact your Francis' Achisor or vbit a s website at sftweibltagigataggEigs. UBS Financial Services a riot a lurk The RMA, Busness Services Account GSA and IRMA are brokerage accounts which provide access so baking services aidproducts through arangments wet affiliated bats and other third-Daly banks, ad provides access to nsura-ce and annirty praises hued by unaffiliated eh/downy Murals compares through i-oura-ce agency subsidiaries of UBS Finical Services Inc. Iniestment nsurace. and amityproducts: Not VIZ inured • No bank guaantes May tee value RYA. Resouce Management Account, Business Services Account BSA IRMA ad ntematioral Resource Management Accost are registered service marks of UBS Fruncial Services Inc Visa Sipabse is a reggered senice mark of Visa Intonational uBs Via Sigmas cede cards and UBS yea debt cards are iseed by UBS Bar* USA with permission from Vea U.S A Incorporated. UBS Financial Services Inc P.4.v. 20t402 SDNY_G M_0002 1695 EFTA_00 I 323 IS EFTA01274452 SUBS UBS Enancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7C05•90937 0614 X123 Y1 0 Account name: GH1SLANE MAXWELL Friendly account name: III Account number: Your Financial Advisor: SCOTT STACKNIANLYLE CASRIEL Phone Questions about your statement? Call fOJt hrhancrei AdvJsor of tie RMA Resourceline at 800-RMA-1000, account %lair our website: Aww.ubscornifinanciatenAces Items for your attention • Reminder. Certain mutual fund shares held in select UBS Investment Achisory Programs will be converted starting in lune. See your statement activity for details Value of your account on May 30 (1) on lune 30 (1) Your assets 2,044,624 69 1,945,163.86 your liabilities 0.00 0.00 Value of your account $2,044,624.69 Tracking the value of your account S Thousands $1,945,163.86 2,044.6 1,945.2 UBS Strategic Advisor June 2014 LL 1111111 NEW vow NY • May 2014 Jun 2014 Sou roes of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdrawals Your iwestment return Disidend and interest income Change in morket value Value of your octant or An 30, 2014 1000 31,816,411.69 136,084.53 S92.663 64 $1,945.163.46 SDNY GM 00021696 Member SIPC CNP700030C6498937Nr7003297741 00005 0614 030575004 CONFIDENTIAL woo° Page 51 of 102 EFTA 00132316 EFTA01274453 T UBS Strategic Advisor June 2014 Your account balance sheet Summary of your assets Value on June 30 (1) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 1,945,163.86 100.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a00% F Corrmodities 0.00 a00% G Other 0.00 0.00% Total assets Value of your account 31,945,163.86 51,945,163.86 100.00% Account name: Friendly account name: Account number: Your current asset allocation • Eye on the markets Your Financial Advisor: Index Percentage change June 2014 year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% OW70003006498938 NP7003298741 00635 0614 030575004 CONFIDENTIAL 11 geillY_GM_000fM9752 of 102 EFTA 00132317 EFTA01274454 UBS Strategic Advisor *LJBS June 2014 Account nate: CHISLAINE MAXWELL Friendly account name: Account number. Your PI nodal Advisor: SCOTT STACK MANLYLE CASRIEL Change in the value of your account June 2014 (1) rear to date (1) Summary of Velues reported below exclude gains and losses products for which gam end losses are not Ossified. Realized gains and losses Unrealized gains and bsses (1) Opening account value $2,044,624.69 $0.00 June 2014 ($) Year to date (1) Deposits, including investments transferred in 856.49 1,938,701.78 Short term 0.00 0.00 43,282.15 Withckawals and fees, including investments transferred out -118,950.27 -122,290.09 Long term 0.00 0.00 178,049.45 Total $0.00 $0.00 $221,331.60 Dividend and interest income 14,612.86 36,08853 Change in market value 4,020.09 92,663.64 Closing account value $1,945,163.86 $1,945,163.86 Dividend and interest income earned FOI purposes of Ws statement, tenallty of Inkiest and drildend income has been detennined ban a US tar reporting perspective. Based upon the residence of the account holder, account type, or product type, sane Interest and« dvidend payments me not be cubist to united States (US) ardor PURI10 RiCO (PR) Income uses. The Sent monthly staternem 4 not Intended to be used and (soot be fined upon foe tar purposes. Clients should refer to the applicable tat reporting farts they receive train OBS amualy, such as the Forms 1099 and the Fan 480 (or tax repoibng infounabon n is the practice Of U85 to file the lockable tax repOrting forms with the US Intend Revenue Strike and PR Treasury Decerenent. and in such forms accurately dairy doss tench andier interest attic exertpt or Usable Income. Pleat consult you Inchtdual tat preparer. June 2014(1) rear to date IV Taxable dividends 14,609.35 36,080.74 Taxable interest 3.51 7.79 Total current year $14,612.86 $36,088.53 Total dividend & interest $14,612.86 $36,088.53 Return of capitallpnncipal 0.00 3,895.55 SONY GM 00021698 CN110009006498939NP7000293741 00005 0614 030575004 CONFIDENTIAL It IMO Pegs S3 of 102 EFTA_00132318 EFTA01274455 UBS UBS Strategic Advisor June 2014 Cash activity summary Account name: GHISLAINE MAXWELL. Friendly account name: Account number. See Account Kt/My tht MOM lot decals Balances In your Sweep Options are IncludedIn the opening and closing balances vd i.e. FDIC Insurance epodes only to deposits at Lies Sank USA, not to deposits at UBS AG, StarrIced &arch or bank deposits placed t hrough the UBS international DepOS4 ACIOUnt peogarrt siPC protection applies to money market sweep fund hddings but rot bark deposit. see Important ing0001•60.1 about your stscemert on the last two pages d this document for detals. June 2014 (1) Year to date (1) Opening balances $103,480.92 $0.00 Additions Deposits and other funds credited 856.49 82,306.01 Dividend and interest income 14,612.86 36,088.53 Proceeds from investment transactions 103,480.92 107,376.47 Total additions $118,950.27 $225,771.01 Subtractions Professional management fees and related services -346.36 -346.36 Other fees -251.36 -789.38 Other funds debited -118,352.55 -121,154.35 Funds withdrawn for investments bought -103,480.92 -103,480.92 Total subtractions -$222,431.19 -$225,771.01 Net cash flow -5103,460.92 $0.00 Closing balances $0.00 $0.00 Withholdings and tax summary Foreign taxes paid lune 20 I a (1) Year to date (1) -1,25464 -4,056.44 Your It sandal Advisor: SCOTT STACK MAIILYLE CASRIEL UBS Bank USA Deposit Account APY Interest period May 7 - Jun 5 Opening UBS Bank USA Deposit balance May 7 $94,461.48 Closing UBS Bank USA Deposit balance Jun 5 81,443.95 Number of days in interest period 30 Average daily balance $85,158.94 Interest earned 53.51 Annual percentage yield earned 005% Your investment objectives: You have identified the idlowing investment objecthes fa this account if you have Questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your statamont at the end of this document. Your retain objective: Current income &capital appreciation Your risk profile: Primary - Aggresswe investment efig bitty consideration None selected Your account instructions • Your account is currently coded for margin • Your account cost basis default closing method is FIFO, First In, First Out CrlF7COM06499940NnOCO?98141 U0035 05l 4 030575004 gffigYGM000lillIng.54 of 102 CONFIDENTIAL EFTA_00 I 323 I9 EFTA01274456 UBS Strategic Advisor T June 2014 Your assets Account name: Your Finandd Advisor: Friendly account name: SCOTT STAGK MAN LYLE CASRIEL Account number. 50mt pat" income and current vaues Shown may bt apprCedmale. Asa mutt, gains tAø ansses met not Le acuratehi reflected See IMpOrtYkt ~sine son about your statement a the end of Ms &current for mare Infoanston Cash Cash and money balances Opening Da axe Closing bamce Price per share ~rage Drridendlnierest Oafs n Hddng on Juni (1) onJun30W on Jun 30(S) rate period period Cash 2,141.38 0.00 UBS BANK USA DEP ACCT 101,339.54 0.00 250,000.00 Total Cep [flaunt 01 Equities Common stock Parch= pater Trade Hunter AVtine Plitt PifiCt pet share Vaue on linrealzed Hddng Hddng date of SWIM per shoe 01 Cod bans (S1 cn tun 300) Jun 30(t) galn Of 1055 CO Period P86 LTD WON ADR Symbol: ABB Exchange: NYSE EAI: $1.134 Current yield 3.34% Jan 29,13 825.000 21.573 17,797.89 23.020 18,991 50 1,193.61 LT Apr22, 13 650.000 21211 13,787.15 23.020 14,963.00 1,175.85 LT Socially total 1,475.000 21.414 31,585 04 33,954.50 2369.46 ALSTOM AI* Symbol. ALSMY Exchange: OTC EAI: $356 Current yield 2.04% Aug 20, 13 2,425.000 3.634 8,812.78 3.580 8,681.50 -131.28 ST Aug 21, 13 2,450.000 3.656 8,95813 3.580 8,771.00 •187.13 Sr Security total 4,875.000 3.645 17,770.91 17,452.50 -318.41 ASTRAZENECA PLC SPON ADR Symbol: AZN Exchange: NYSE EAI: $1,022 Current yield: 3.77% Jan 29,13 210.000 50.130 10,527.30 74.310 15Ø.I0 5,077.80 LT Apr22, 13 85.000 51.335 4,363.53 74.310 6,316.35 1,952.82 LT Jul 12,13 70.000 49.441 3,460.92 74.310 5,201.70 1,740.78 ST Socially total 365.003 50279 18,351.75 27,123.15 8,771.40 continued next page SDNY GM 00021700 CHP7000X)05458941 NPI000793741 00005 0514 030575004 111000 Page SS of 102 6103,480.92 $0.00 CONFIDENTIAL EFTA_00132320 EFTA01274457 4tUBS UBS Strategic Advisor lure 2014 Your assets . Equities . Common stock (continued) Purchase price Trade Herber Average price Price per share vane on Unreel:NI Holdrg Holing cute of mares pc than (S) con taut (S) cn run 30 (s) Jun 30(S) gain or loss (S) period BAE SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC EAI: 41,293 Current yield: 4.33% Jan 29,13 1,000.000 22.160 22,160.00 29.860 29,860.00 7,700.00 LT BAYER A G SPON ADR Symbol. BAYRY Exchange: OTC EAI: 4517 Current yield 1.49% Jan 29,13 200.000 99.560 19,912.00 141.270 28254.00 8,342.00 IT Apr 22, 13 45.000 101.760 4,579.20 I AI .270 6,357.15 1,777.95 LT Security total 245.000 99.964 24,491.20 34,611.15 10,119.95 BHP BILLITON LTD SPON ADR Symbol: BHP Exchange NYSE EAI: 51,027 Current yield:3.45% Jan 29, 13 320.000 78.520 25,126.50 68.450 21,904.00 -3,222.50 LT Apr 22, 13 30.000 61865 1,915.95 68.450 2,053.50 137.55 LT Jul 12, 13 85.000 61.002 5,185.23 68.450 5,818.25 633.02 ST Security total 435.000 74.087 32,227.68 29,775.75 -2,451.93 8NP PARIBAS SA ADR Symbol: BNPQY Exchange: OK (Al: 4854 Currentyield 2.10% Jan 9, 14 710.000 40.003 28,40276 34.025 24,157.75 -4,245.01 ST Tar, 13,14 485.000 39.735 1927 1.70 34.025 16,502.12 -2,769.58 ST Security total 1,195.000 39895 47,674.46 40,65987 -7,014.59 80C HONG KONG HOLDINGS LTD SPON ADR Symbol: BIAKLY Exchange: OTC EAI: $1,424 Current yield:4.43% Jan 29, 13 175.000 69.539 12,169.48 57.900 10,132.50 -2,036.98 LT Apr 22, 13 220.000 66.403 14,608.84 57.900 12,738.00 -1,87084 LT Jul 12,13 160.000 62.770 10,043.20 57.900 9264.00 -779.20 ST Security total 555.000 66345 36,821.52 32,134.50 -4,687.02 BRMSH AMER TOBACCO PLC GB SPON ADR Symbol: BTI Exchange: AMEX EAI: 42,800 Cr-Trent yield: 3.99% Jan 29,13 340000 104.097 35393.08 119.080 40,487.20 5094.12 LT Apr 22, 13 150.000 107325 16,098.78 119.080 17,862.00 1,763.22 LT Jul 12,13 100.000 105.544 10,554.44 119.080 11,908.00 1,351% ST Security told 590.000 105.163 62,046.30 70257.20 8210.90 continued next page CNP70009005498942NP7000298741 00005 0614 030575004 NykneGmoocitaggi56 of 102 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your lquandal Advisor, SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00132321 EFTA01274458 UBS Strategic Advisor UBS June 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK mAfa LYLE CASRiEL Your assets Equities . Common stock (continued] Trade 14ddng date Number of sham Purthate Witt( Average pike Me per share per strait ($) Cot basis (0 al bin 30(R Vdue on unreeeted tidcIng Jun 30 (4) gain or loss (t) Period CEUTSCHE TELEKOM AG DE SPON AOR Symbol: DTEGY Exchange: OTC EAI: 42.763 Current yield: 3.69% Sep 16, 13 1275.000 13387 17,06945 17.520 22,338.00 5268.55 ST Sep 17, 13 1,150.000 13359 15,362.85 17.520 20,148.00 4,785.15 ST Sep 18, 13 990.000 13393 13259.17 17.520 17344.80 4,085.63 ST Oct 10, 13 855.000 15.481 13,236.68 17.520 14,979.60 1,742.92 ST Security total 4,270.600 13.801 58,928.15 74,810.40 15,882.25 CEUTSCI-E POST AG SPON ADR Symbol. DPSGY Exchange: OTC EAI: $1,451 Current yield: 2.95% Jan 29,13 640.000 23.900 15,29600 36.220 23,180.80 7,884.80 LT Apr 22, 13 720800 22581 16,258.75 36.220 26,078 40 9,819.65 LT Security total 1,360.000 23.202 31,554.75 49,259.20 17,704.45 GDF SUEZ SPON ADA Symbol: GDFZY Exchange: OTC EAI: 42,758 Current yield: 5.03% Jan 29.13 720.000 20.779 14,56095 27.680 19,929.60 4,968.65 LT Apr 22, 13 380.000 20.919 7,949.37 27.680 10,518.40 2,569.03 LT lul 12,13 215.000 20.144 4330.97 27.693 5,951.20 1.620.23 ST Aug 21, 13 285.000 22200 6327.10 27.680 7,888.80 1,561.70 ST Aug 22, 13 140.000 22.508 3,151.20 27.680 3,875.20 724.00 ST Aug 23, 13 240.000 22.418 5380.51 27.680 6,643.20 1262.69 ST Security total 1,980.000 21.263 42,100.10 54,806.40 12,706.30 GLAX0 SMITHKLINE PLC ADR Symbol: GSK Exchange. NYSE EAI: 12.597 arrant yield: 4.78% lan 29,13 330.000 45.615 15,052.95 53.480 17,648.40 2,595.45 LT Feb 13, 13 320.000 45.645 14,606.46 53.483 17,113.60 2,507.14 LT Apr 22, 13 245.003 50.630 12,404.47 53.480 13,102.60 69813 LT Jul 12, 13 120.000 52.904 6,348.48 53.480 6,417.60 69.12 ST Security total 1,015.000 47.697 48,412.36 54282.20 5,869.84 HSBC HOLDINGS PLC NEW GB SPON ADR Symbol: FISK Exchange: NYSE (Al: $2.805 Current yield: 4.82% Jan 29,13 570.000 56.908 32,437.90 50.800 28,956.00 -3,481.93 LT continued next page SONY GM 00021702 CNP700030064989r3NP7000298741 00005 0614 030575001 111000 Pig* S7 of 102 CONFIDENTIAL EFTA_00132322 EFTA01274459 SUBS UBS Strategic Advisor lure 2014 Your assets . Equities . Common stock (continued) irking Tiede thee Weber of awes Purchase pricer Average pert Price pa stare per share (S) Cod beat (I) on run 30(0 VolueOn Jun 30($) Unreal:4d licking gain or loss (S) period Apr 22, 13 430.000 52.120 22,411 73 50.800 21,844.00 -567.73 LT Jul 12,13 145.000 54.904 7,951.20 50.800 7,366.00 -595.20 ST Security total 1,145.000 54.857 62,810.83 58,166.00 .4,644.83 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: 1TYBY Exchange: OTC EAI: $2,073 Current yield: 4.45% Apr 25, 13 60.000 70891 4253.51 90.410 5,424.60 1,171.09 LT Apr 26, 13 375.000 70.792 26,547.34 90.410 33,903.75 735641 LT Jul 12,13 80.000 68375 5,470.00 90.410 7232.80 1,76280 ST Security total 515.000 70.429 36270.85 46,561.15 10290.30 KIRIN HOLDINGS LTD WON ADR Symbol: KNBWY Exchange: OTC EA!: 4834 Current yield 192% Apr 3, 13 1250.000 16.177 20221.50 14.460 18,075.00 -2,146.50 LT Apr 22, 13 600.000 16320 9,792.00 14.460 8,676.00 -1,116.00 LT hi 12,13 325.000 16380 5,323.50 14.460 4,699.50 .624.00 ST Aug 5,13 400.000 15.655 6262.36 14.460 5,784.00 -478.36 ST Aug 6,13 435.000 15888 6,91 1.50 14.460 6290.10 -621.40 ST Security total 3,010.000 16.117 46,510.86 43,524.60 -4,986.26 WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LVKOY Exchange: OTC MI: $2,871 Current yield: 4.64% Jan 29,13 410.000 67.030 27,482.30 59.820 24,526.20 .2,956.10 LT Feb 13. 13 35.000 66.951 2,343.29 59.620 2,093.70 -249.59 LT Apr 22, 13 435.000 58.678 25,524.97 59.820 26,021.70 496.73 LT PA 12,13 155.000 60.812 9,425.94 59.820 9,272.10 -153.84 ST Security total 1,035.000 62 586 64,776.50 61,913.70 -2,862.80 MTN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: $2,116 Current yield: 3.80% Jan 29,13 1,660.000 19.580 32,502.80 21.200 35,192.00 2,689.20 LT Apr 22.13 590.000 17390 10,260.10 21.200 12,508.00 2,247.90 LT Jul 12,13 375.000 19219 7.207.31 21.200 7,950.00 742.69 ST Security total 2,625.003 19.036 49,97021 55,650.00 5,679.79 continued next page CNP700030064989MNP7000293741 00005 0614 030575004 I I gfill/YGM0001,913358 of 102 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Hounds' Advisor: SCOTT STACK MANYLYLE CASR1EL CONFIDENTIAL EFTA_00 I 32323 EFTA01274460 UBS Strategic Advisor 411 UBS June 2014 Account name: Your II nandal Advisor: Friendly account name: SCOTT STACKMANLYLE CASRIEL Account number. Your assets Equities . Common stock (continued) Trade wiling date Wrrber of shares rwittiate P1W Average price Price per share per shame (S) Cost basis (0 co itin 30 (1) Vdue on Unretated Halting JIM 30($) gain a loss (S) period MUNICH RE GROUP API Symbol: MURGY Exchange: OTC EAI: 11.796 Current yield: 3.10% Jan 29,13 1,650.000 18 280 30,162 00 22.170 36,580.50 6,41&50 LT Apr 22, 13 425.000 19.544 8306.29 22.170 9,422.25 1,115.96 LT Jul 12,13 535.600 19.059 10,196.73 22.170 11,860.95 1464.22 ST Security total 2,610.000 18.646 48,665 02 57,863 70 9,198.68 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR Symb01: NSRGY Exchange: OTC EAI: 42,138 Current yield- 2.61% Jan 29,13 570.000 70.160 39,991.20 77.670 44,271.90 4,280.70 LT Apr22, 13 290.000 69.918 2027422 77.670 22,524.30 2,248.08 LT Jul 12.13 195000 67.417 13,146.41 77.670 15,145.65 1,999.24 ST Security total 1,055.000 69.587 73,413.83 81,941.85 8,528.02 MPPON TELEG & TEL COPP SPON FOR Symbol: N1T Exchange NYSE EAI: $1,653 Current yield: 2.40% Jul 22,13 1,700.000 26.445 44,957.18 31.210 53,057.00 8099.82 sr Aug 6,13 510.600 26.309 13,417.69 31.210 15,917.10 2,499.41 ST Security total 2210.000 26.414 58,374.87 68.974.10 10,599 23 NCWARTiS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 42.280 Current yield: 2.58% Jan 29,13 590.000 67.877 40,047.61 90.530 53,412.70 13365.09 LT Apr 22, 13 240.000 72.512 17,40302 90.530 21,727.20 4324.18 LT Pi 12, 13 145.000 73.450 10,650.38 90.530 13,126.85 2,476.47 ST Security total 975.000 69.847 68,101.01 88266.75 20,165.74 ORKLA ASA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: 41.354 Current yield: 3.66% Jan 21,14 710.000 8.052 5,717.56 8.990 6382.90 665.34 ST Jan 22,14 220.000 8.190 1,801.84 8.990 1,977.80 175.96 ST Jan 23,14 315.000 8282 2,608.92 8.990 2,831.85 222.93 ST Jan 24,14 185.000 8.147 1,507.25 8.990 1,663.15 155.90 ST Jan 27,14 135.000 8.019 1,082.58 8.990 1,213.65 131.07 ST Jan 28,14 265.003 8.045 2,132.08 8.990 2,382.35 250.27 ST continued next page SDNY GM 00021704 CNPT000)006498945NP7000298741 00005 0614 030575004 111000 page 59 of 102 CONFIDENTIAL EFTA_00132324 EFTA01274461 SUBS UBS Strategic Advisor lune 2014 Your assets Equities . Common stock (continued) ncidng Security total TELEKOMUNIKASI INDONESIA SPON AOR Symbol. ILK Exchange. NYSE EAI: 1805 Current yield 2.80% lan 29,13 RECKITT BENCKISER PLC SPON ADA Symbol: ROGLY Exchange: OTC EAI: 51,501 Current yield: 2.42% lan 29, 13 Apr 22, 13 RA 12, 13 Security total ROCHE HLDG LTD SPONS Apt swgz ADR Symbol: RHHBY Exchange: OTC EAI: $1,281 Current yield: 2,45% lan 29,13 Apr 22, 13 Security total ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS WON ADR Symbol: RDS.8 Exchange. NYSE EAI: $1,504 Current yield: 4 32% Trade date lan 29,14 lan 30, 14 Jan31,14 Feb 3, III Feb4, 14 Feb 5, 14 Feb6, 14 Feb 7, 14 Feb 10, 14 Security total lan 29,13 Apr 22, 13 Account name: GHISLAINE MAXWELL Friendly account name: Account numbor, Your Amends' Advisor, SCOTT STACK MANLYLE CASRIEL Purchase pricer Martin Average price Price per shoe Velue on Unrealised Hotting of therm per than (5) COIL bat (S) cn tun 30(S) Jun 30(S) gin or lost (S) period 390.000 7.991 3,116.53 8.990 3,505.10 389.57 ST 245.000 71349 1,923.23 8990 2202.55 279.32 ST 260.003 7.878 2,048.46 8.990 2,337.40 288.94 ST 185.030 7.794 1,441.96 8.990 1.663.15 221.19 ST 235.000 7071 1602.69 8.990 2,112.65 309.96 ST 245.000 7.727 1,893.29 8.990 2,202.55 309.26 ST 165.000 7.561 1,247.70 8.990 1,483.35 235.65 ST 310003 7.528 2,333.87 8.990 2,786.90 453.03 ST 250.000 7.609 1,902.25 8990 2247.50 345.25 ST 4,115.000 7.913 32,560.21 36,993.85 4,433.64 690.003 39.442 27215.25 41.660 28,745 40 1530.15 LT 2,590.030 13.560 35,120.40 17.500 45325.00 10204.60 IT 510.000 14360 7323.60 17.500 8,925.00 1,601.40 LT 440.000 14331 6,305.99 17.500 7,700.00 1,394.01 ST 3,510.003 13.771 48,749 99 61,950.00 13,200.01 1,100.000 27.545 30,29950 37.300 41,030.00 10,730.50 LT 300.000 30267 9,080.31 37.300 11,190.00 2,109.69 LT 1.000.000 28.128 39,379 81 52220 00 12,840.19 185.000 74.585 13,79831 87.010 16,096 85 2,29854 LT 215.000 65.856 14,159.06 87.010 18,707.15 4,548.09 LT 400.000 69293 27,957 37 34,804.00 6,846.63 continued next page CNP70003006498946NP7000298741 00005 0614 030575004 I I NYGM000f1,9900 Of 102 CONFIDENTIAL EFTA_00 132325 EFTA01274462 UBS Strategic Advisor UBS JUne 2014 Your assets Equities . Common stock Iconbnued: ladling Trade date aurber of shares i'41(tiatt pi lOct Average pace Price per share per share (S) Cost bests (0 ce, pun 30(S) Value on unrealized Picking Jun 30(1) gain or loss (1) Period SANOR SPON ADR Symbol: SNY Exchange: NYSE EAI: $1,574 Current yield: 2.48% Jan 29,13 720.000 48.754 35,103.55 53.170 38,282 40 3,17885 LT Apr 22, 13 275.000 52.654 11,48006 53.170 14,62175 141.69 LT Jul 12,13 200.000 52.424 10,484.90 53.170 10,63400 149.10 ST Security total 1.195.000 50 267 60,06851 63,538 I 5 3,469.64 SIEMENS A G SPON ADR Symbol: 9EGY Exchange: OTC (Al $1,507 Current yield:2.28% Jan 29,13 250.000 110.110 27,527.50 132.190 33,047.50 5,520.00 LT Apr 22, 13 200.000 100.134 20,026.84 132.190 26,438.00 6,411.16 LT Jul 12,13 50.000 107256 5,362.83 132.190 6,609.50 1246.67 ST Security total 500.000 105.834 52,917.17 66,095 00 13,177.83 SINGAPORE TELECOM LTD NEW 2006 SPON ADR Symbol: SGAPY Exchange: OTC EAI: 12.249 Current yield:4.11% Jan 29.13 1,060.000 28.260 29,955.60 31.010 32,870.60 2,915.00 LT Apr 22, 13 440.000 29.820 13,121.15 31.010 13,644.40 523.25 LT Jul 12,13 265.000 30.551 8,096.17 31.010 8,217.65 121.48 ST Security total 1,765.000 28.993 51,172.92 54,732.65 3,559.73 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC (Al: $962 Current yield 2.71% Jan 29,13 1245.000 19.750 24,588.75 22.560 28,087.20 3,49845 LT Apr22, 13 330.000 18.685 6,166.05 22.560 7,444.80 127875 LT Security total 1,575.000 19.527 30,754.80 35,532.00 4,777.20 STATOIL ASA WON ADR Symbol: STO Exchange NYSE EAI: $1,277 Current yield:2.86% Jan 29,13 610.000 26.533 16,185.31 30.830 18,806.30 2,620.99 LT Apr22, 13 205.000 25.765 5,281.88 30.830 6,320.15 1,038.27 LT Apr 22, 13 170.000 23274 3,956.72 30.830 5,241.10 1,284.38 LT Apr22, 13 135.000 25.785 3,481.05 30.830 4,162.05 681.00 LT Jul 12,13 330.000 21.423 7,069.66 30.830 10,17190 3,104.24 ST Security total 1,450.000 24.810 35,974.62 44,703.50 8,72888 continued next page SONY GM 00021706 Ctie70009006498947Ne7000293741 00005 0614 030575001 111000 Page 61 of 102 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your /Isandal Advisor: SCOTT STACKMANLYLE CASRIEL CONFIDENTIAL EFTA 00132326 EFTA01274463 *UBS IBS Strategic Advisor June 2014 Your assets . Equities . Common stodc (continued) Nei dog Trade as. hunter of Oven Neches. pica Average pace Pnce per shaft per than (S) Cod beds (3) co run 30 (S) Yrlye on Jun 30(S) Unreal:NI Hddng gain ot lon (1) period TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TW Exchange: NYSE EAI: 4333 Current yield 1.88% Jan 29, 13 800.000 17.800 14240.00 21.390 17,112.00 2,872.00 LT Jul 12,13 30.000 18.434 553.04 21.390 641.70 813.66 ST Security total 830.000 17.823 14,793 04 1 7,753 70 2,960.66 TESCO PLC SPONS ADR UNITED KWGCOM Symbol: TSCDY Exchange: OTC EAI: 41,064 Current yield: 4.78°4 Jan 29,13 435.000 17210 7,486.35 14.650 6,372.75 -1,113.60 LT Apr 22, 13 660.000 16.910 11,160.60 14.650 9,669.00 -1,491.60 LT Jul 12,13 425.000 16.023 6,809.78 14.650 6,226.25 -583.53 ST Security total 1,520.000 16.748 25,456,73 22,268.00 -3,188.73 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 42,923 Current yield: 3.78% Jan 29, 13 460.000 54.547 25,092.04 72.200 33,212.00 8,119.96 LT Apr 22, 13 910.000 46.879 23,908.70 72.200 36,822.00 12,913.30 LT Jr.4 12,13 100.000 50.459 5,045.96 72.203 7220.00 2,174.04 ST Security total 1,070.000 50.511 54,046.70 77254.00 23207.30 UNILEVER NV N Y 5115 NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 42,052 Current yield: 2.88% Jan 29,13 930.000 40.500 37.665 00 43.760 40,696.80 3,031.80 LT Apr 22, 13 445.000 41.074 18278.06 43.760 19,473.20 1,195.14 LT Jul 12,13 255.000 41271 10,524.33 43.760 11,158.80 634.47 ST Security total 1,630.000 40.778 66,467.39 71,328.80 4,861.41 UNTD OVERSEAS BK LTD SPONS ADR SINGAPORE ADR Symbol: UOVEY Exchange OTC EAI: 11,389 Current yield: 3.07% Jan 29,13 900.000 30.540 27,486.00 36.190 32,571.00 5,085.00 LT Apr 22, 13 100.000 33.492 3,349.24 36.190 3,619.00 269.76 LT Jul 12,13 250.000 33.180 8,295.00 36.190 9,047.50 752.50 ST Security total 1,250.000 31304 39,130.24 45,237.50 6,107.26 continued next page CNP70009006498948NP7000298741 00005 0614 03057%04 IIMikr_cm_oorkiss762 of 102 Account name: GH1SLANE MAXWELL Friendly account name: Account number. Your II sandal Advisor: SCOTT STACK MANTLYLE CASIVEL CONFIDENTIAL EFEA_00132327 EFTA01274464 UBS Strategic Advisor Your assets . Equities . Common stock iconnnoet Hddng Trade date Hunter of shares r.mti,r.,e Pl(t$ Average price per snow (S) Cost bads (0 Price per share co Jun 30(A Value on IUD 30 (S) Unedited gain a loss (S) Halting period VEMZON COMMUNICATIONS INC Symbol: VZ Eoxhange: NYSE EAI: 11.062 Current yield: 4.33% Jan 29,13 383.969 46861 17,993.39 48.930 18,787.60 794.21 LT Apr 22, 13 1.315 46.859 61.62 48.930 64.34 2.72 LT Jul 12, 13 115.716 46.861 5,422.64 48.930 5,661.98 23934 ST Security total 501.000 46 862 23,477 65 24,51393 1,036.27 VODACCNE GROUP PLC WON AOR Symbol: VOD Exchange: OTC EAI: 52,372 Current yield:6.84% Jan 29,13 7%294 50.164 39,945.60 33.390 26,58826 -13357.34 LT Apr 22, 13 2.727 54.627 148.97 33.390 91.05 47.92 LT Jul 12,13 239.979 54.033 12,966.80 33.390 8,012.90 -4,953.90 ST Security total 1,039.000 51.070 53,%I 37 34.69221 -18,369.16 ZURICH INS GROUP LTD SPON ADR Symbol: ZURVY Exchange: OTC Jan 29,13 1,050000 28.470 29,893.50 30.100 31,605.00 1,711.50 LT Apr 22.13 685.000 26 251 17,982.21 30.100 20.618 50 2,636.29 LT hi 12,13 290.000 26.739 7,754.57 30.100 8,729.00 974.43 ST Security total 2.025.000 27.472 55,630 28 60,952 50 5,322.22 Total $1,723,832.25 S1,949163.86 $221,331.60 Total estimated annual income: $63,771 Your total assets feicernaot alt Cost EStmated VOIR on lun 3015) your account 6914 annual incur* Ill gam . , S [quints Common stock 1,945,163.86 100.00% 1,723,832.25 63,771.00 221,331.60 Total Account activity this month Date Actb4ty $1,945,163.86 Description 100.00% $1,723,832.25 $63,771.00 Amount (5) $221,331.60 00021708 Deposits and other rands credited Jun 9 Deposit CHECK DEPOSIT 856.49 Total deposits and other funds credited $856A9 SDNY GM CNP70303006493949NP1000293741 00005 0614 030575001 111000 Pegs 63 of 102 Account name: GHIS&AINE MAXWELL Friendly account name: Account number. Your N nandal Advisor: SCOTT STACKMANLYLE CASRJEL CONFIDENTIAL EFTA_00132328 EFTA01274465 *UBS UBS Strategic Advisor June 2014 Date AclIoN Account name: i:ii-IISLANE MAXWELL Friendly account name: Account number: Your lq Banda Advisor: SCOTT STACK MAAILYLE CASRIEL Deur/pion Amount (t) Dividend and interest income Taxable dividends Taxable interest Jun 4 Foreign STATOR, MA SFON ADR PAIDON 1450 Dividend CUSIP: 8$771P102 Jun 5 Foreign P.T. TELEKOMUNIKA9 INDONESIA SPON ADR AS OF (604114 962.65 Dividend CIAO): 715684106 JunS Foreign P.T TELEKOMUlli:ASI INDONESIA SPON ADR PAID ON 690 262 54 Cividend CUSIP 71 5684106 1,703.16 Jun 5 Foreign SANOFI SPON ADR PAID ON 1195 2282.15 Dividend CUSIP: 80105N105 Jun 6 Dividend UBS SELECT PRIME INVESTOR FUND 0.12 Jun 9 Foreign RAE SYSTEMS PLC SPON ADR PAID ON 1000 Dividend CUSIP: 05523R107 809.73 Jun 9 Foreign DEUTSCHE POST AG SPON ADR PAID ON 1360 1,478 81 Dividend CUSIP. 25157Y202 Jun I I Foreign UNILEVER NV N Y $HS NEW NETHERLANDS SPON ADP PAID ON 1630 641.89 Dividend CUSIP 904784709 Jun 12 Foreign 8 NP PARIBAS SA ADR PAID ON 1195 1,220.25 Dividend CUSIP. 05565A202 Jun 18 Foreign DEUTSCHE TELEKOM AG DE SPON ADR PAID ON 4270 2,891.56 Dividend CUSIP: 251566105 Jun 20 Foreign TOTAL S.A. FRANCE SPON ADR PAID ON 1070 E182.95 Dividend CUSIP: 89151E109 Jun 26 Foreign ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B CRDSHS SPON ADR PAID ON Dividend 400 CUSIP. 780259107 Jun 26 Foreign Dividend 376 00 UNTO OVERSEAS 8K LTD SPONS ADR SINGAPORE ADR PAID ON 1250 I ,097.54 CUSIP 911271302 Total taxable dividends 314.60935 Jun 6 interest UBS BANK USA DEPOSIT ACCOUNT AS OF 000914 3.51 Total taxable interest $331 Total dividend and interest income 314.612.86 4.1c L.;libtly DeZn,DItOn AMOUnt (S) Jun 4 PPP STATOIL ASA SPON ADR Fees -7.25 Jun 5 Fee P.7 TELEKOMUNIKASi INDONESIA SPON ADR AS CF 0604114 -13.80 Jun 5 Fee P.T. TELEKOMIJNII:ASI INDONESIA SPON ADR -13.80 Jun 5 Fee SANOFI SPON ADR -29.88 continued next page CNP7C000306498950NP70C0793741 00005 C6I 4 030579004 CONFIDENTIAL 11 031YGM000/IllgElg64 of 102 EFTA_00132329 EFTA01274466 SUBS UBS Strategic Advisor June 2014 Account activity this month trOntritiern Fees .-e One Arliety Mutton Arnornt ,.1) Jun 9 Fee RAE SYSTEMS PLC SPON ADR .20.00 Jun 9 Fee DEUTSCHE POST AG SPON ACR .27 20 Jun 12 Fee BHP PARIBAS SA ADR -5.98 Jun 18 Fee DEUTSCHE TELEKOM AG DE SPON ADR -128.10 Jun 20 Fee TOTAL SA FRANCE SPON ADR -5.35 Jun 26 Fee Charged INITIAL FEE -346.36 TotalprofemionalmenagNmmfen Total other fees 4346.36 4251.36 Dee Actirty Desception Armed (S) Other funds debited Jun 4 Foreign Tax Withheld STATCIL ASA VON ACR -255.47 Jun 5 Foreign Tax Withheld P.T. TELEKOMUNIKASI INDONESIA SPON ADR AS OF 0904/14 -192.53 Jun 5 Foreign Tax Withheld P.T. TELEKOMUNIKASI INDONESIA SPON AEA -52.51 Jun 5 Foreign Tax Withheld SAWN SPON ADR -342.32 Jun 6 Transfer TO Y1235750100 -107)83.86 Jun 9 Transfer TO Y1 235750100 -3.63 Jun 10 Transfer TO VI 235750100 -3097.83 Jun 1I Foreign Tax Withheld UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR -96.33 Jun 12 Foreign Tax Withheld SNP PARIBAS SA AIM -183.04 Jun 16 Transfer TO Y1 235750100 -1376.79 Jun 19 Transfer TO Y1 235750100 -2,763.46 Jun 20 Foreign Tax Withheld TOTAL S.A. FRANCE SPON ADR -132.44 Jun 23 Transfer TO V1235750100 .745.16 Jun 27 Transfer TO Y1235750100 -1,127.18 Total other funds debited 4118352.55 Account name: Friendly account name: Account number. Your Finandd Adviser: SCOTT STACK MANILYLE CASRJEL SONY GM 00021710 CNP70009006499951 NPI000799741 00005 0614 030575.004 CONFIDENTIAL 111000 page 65 of 102 EFTA _DOI 32330 EFTA01274467 4tUBS UBS Strategic Advisor lune 2014 Account activity this month (Contnued Investment transactions Account name: GHISLAINE MAXWELL Friendly account name: Account number: Fog more Information about t ne Nice/value shown for remitted securities, see Important informaixt about your #atement at the endof this docuntnt Date Activity Description Quantity Jun 2 Bought U85 SELECT PRIME INVESTOR FUND 103,480.920 Jun 6 Sold UBS SELECT PRIME INVESTOR FUND ,103,480.920 Total Date Activity Deurption Mount (S) Money balance activities May 30 Balance forward 1101.33930 Jun 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,141.38 Jun 3 Withdrawal MIS BANK USA DEPOSIT ACCOUNT AS OF 0902/14 -103.480.92 Jun 5 Deposit UBS BANK VSA DEPOSIT ACCOUNT 1.440.44 Jun 6 Deposit LIBS BANK USA DEPOSIT ACCOUNT AS OF 06405114 3.51 Jun 6 Deposit UK BANK USA DEPOSIT ACCOUNT 2.862.50 Jun 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0606/14 -4,302.82 Jun 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,094.20 Jun 11 Withdrawal Lin BANK USA DEPOSIT ACCOUNT AS OF 06/10114 -3.097.83 Jun 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 545.56 Jun 13 Deposit tin BANK LISA DEPOSIT ACCOUNT 1,031.23 Jun 17 Withdrawal UN BANK USA DEPOSIT ACCOUNT AS OF 06/16114 •1,576.79 Jun t9 Deposit LIBS BANK USA DEPOSIT ACCOUNT 2,763.46 Jun 20 Withdrawal WS BANK USA DEPOSIT ACCOUNT AS OF 0919114 -2,763.46 Jun 23 Deposit OBS BANK USA DEPOSIT ACCOUNT 745.16 Jun 24 Withdrawal UM BANK USA DEPOSIT ACCOUNT ASOF 0923114 -745.16 Jun 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,127.18 Jun 30 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0627/14 .1,127.18 Jun 30 Closing UBS Bank USA Deposit Account 10.00 Value (0 Prue is) Your Mounds' Advisor: SCOTT STACK MANY LYLE CASRIEL ircKeedS Iron FundS investment withdrawn fa Accrued transactions (I) onsesiments bought (0 interest (S) 1.000 -103,480.92 103,480.92 S103A$0.92 -1103.480.92 The 08$ Bank USA 0ep09t A<COunt Is your primary sweep option CNP7C0030064989S2NPVCO298, 41 COWS 0614 030575004 V123572550 I I gtiky_Gm_0001/ 4911166 of 102 End of statement for account number - CONFIDENTIAL EFTA 0O132331 EFTA01274468 Important information about your statement LEIS Fiuncial Services ix. (the F im or UBS Anemia! Services)( is a merrter of all orinciml Rarity, cannot* and colons trim-get LES Fe-encial Semites and U3S Bank USA n rdrect subsdares of LES AG and affiliates of LES Secuitin LIC. The Firm's Ihenna' statement is available upon roan. The Fun's excite* off ices re a: LE5Fironoul Sr was Pc. 1200 Harbor Boulevard Weehawken, t6 07086 Ibis statement represent the any official record of pi' LES Financial Sevres account, Other rear& ehapt off kid lac docuncritt containing ccrilideg data should not be relied upon If you befew there is an ernx or omission, please report it immediately nwritng to the Ranch Manager of the office servig sou account. Allmach ellipses shown are intended to be accurate. statement data should not be used fa to purposes Rely sole& on mmend tax forms, Form 1098 Bak 10425, etc.) whin prepregyour ter return. The Fin, is required by law to report to the IRS all taxable dividends. mond& romtrable &Mends and taxable edennt eared m securities held in you accent, net proceeds On Sae transacts:re, and cost base cn certain covered learn in. Corranunications with the Firm • Please retort irm any oralcorm-runt:tom in kwiti-g to further protect your rights intbdrig your Ned under the Stares. Ineestor Pral•CtiOn Act (SSA). • If thefinancial nstitution on the top lett of Be fore of this statement is not LES Elate! Sexkes, IBS Feencial Services carries your account a &amp broker by anargerrant wake the indexed intlitulan We Wormedmu c4 this relationship when you opened this accost. h this case, your V& and seashore located a UB5 RnancUl &nixes and rot the FrocUng broker. al you mat make a rhino al ray area or mistier to both arms. A Decoct& statementsshall be deemed complete ad accurate d not objected ton *meg within 60 days. • Ilene divot ortomer complaints or • • Fitn's C lent ' eat S or toll-free at 8:03A. . : ET Monday thttugh aA cr in mei* to UBS Feenoal Services lx., Client Relation Dees-rent, P.O. Box 766 Union C iy, W 07087. • kr case of Perrat Or Wesrnas about an electronic funds Cnder(512b BS Visedebit card trantactiorn, call cc voile to UBS Fe-uncial Sermon ex., WOO Herby BIM, 6th floor, Weehawken N/ 07036, AtIrr RMAIBSA Serven Cal or write as soon as you can it you IN* your statement or receipt is wring a 4 you need more informal on tad a rat on the gannet or r9Cejot. The Finn or Card burr (as milikiable)man her horn you no later Tam 60 days after the Fim sent you the fin cerement on which the error or problem *Peered. - how:Myth.- name ad accost number Of any) — Drab: the axe or the Lander you me are about, and widen as dear y asp& can why you believe t is an error a wary you need more formation — Provide thedollar armirt of the suspected error. The Fim or Cad Issuer war imentigate your complaint and MI correct any error mammy. Please mate all [half payable to the fern or the financial institution Seemed on fro front of this Aram& h actlitim to regular accost fees accounts may be subject to mailenrce fees, charges for late parent for marries purchases and charges for unpaid arrcunts in cat =rants. Accounts that ate transferred to other nakutions may be subject to a transfer tee. UBS Sweep Option, UBS offers optOns for serepng cash &lakes, Winces to balk deposits at UBS Bak USA and OBS AG Stant& branch Eta Sweep Pregame), money norkre mutual km& (Money Fut) ad the Intonational Deposit Accotnt ODAffor customers with am international Resource Management Accort. Though tie Bank Sweep Progannt cash balances re swept to IBS Berk UM up to an estabkhod knit ad then to IBS AG Stamford Brady a a Money Fund. Deposits at UBS Bat USA are FDIC fluted in accordaxe with FDIC rules. For nxre nlomatitn please keit werwidicgot Deposes at UBS AG Stanford Brach rd tun, of Money Funds aro rot inured by the FDIC. Throup the OA, milt& to cash balances are swept to deport accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch These deposits ate not insured by the FCC. Balances Feld at the LEIS AG Carnal Bramth are temporary exposed to the sovereign risk of the Cayman blends, and there is no 'santee or otter obligalon of UBS AG to may the bine, while Co the UBSCaymares Brach's books. Deposis at LES Birk LEA and each UM AG Branch are not protected by SIPC. Money Fund shares ere protected by SIPC. See *U3S Franc& Serial Account Protection' bebw Upon you: most batrces in the Bank Sweep PO:Varna CIA may be withdrawn and shares of a Money Raid may be liquidated, and the proceeds returned so you a mut sense& account. Rather formation about available sweep options, nclaing ono* 'merest rates and yell, a mailable at wwwtlx c from your Fiver ial Advisor or by calling UBS Financial Services actor protection The F IMO a mantra cl the SeardeS Inveitill Protection Corporation (SIPC), *nkh protects securities account, of its members up so 1500,02)(ncladimgi2K),000 for dams kr cash) The Slit asset protection Imes rtilk to all account trey& hold n a palkular capacity. The fin,, together with certain affiliates, ha also purchasechipplemental protection. The moirrun amount payable toy ekgibie dents, &briery trcke this protection is 1500 million as of December 10, 2013. Worn to the pokyconditions ad limitation sh , ca X the firm is further protected kr irti to $1.9 million n the aggegate for all you accounts held n ape-titular capacity. A hi copy of tit poky wiring is inedible upon mount The SIPC protection and the skoplemental protection both do not apply to. • Certain Francis! Assets controlled by (and &lad in your account value) but hell away from US$Fine-KM Services fe.g.. certain(0 cash al UBS Bat fel oath at LOS AG Starnlcrd branch kii) insigne procirtS. including variable enmities, and OH shares of mutual finds where such shares are registered diedly in 11* name of the account holler on the bucks aml womb of the applicable sea or trrider agent); • Certain rneslmert contracts or niestment interest (r.g., limited partneshix and Rhyme placements) the tre rot regrind trader tie Securities Act of 1983; ad • Commodities corrects (e.g foreign oxha-ge and pmc turret.' conked%) exclude* futures contacts ad FormoditeoPtion contracts. the 51K protects :en and the supplemental protection do not apply to these *Urn earn they otherwise appear on you siaternents. fly SVC protection ad the arOkerental protection do not protect again changes in the maim vale of your investments (whether as a result of market mosement, issuer bricruptcy otherwise) More information is avaltik tom richest You may obtain nut information Mott the SIPC Ecru" by contacting 51K a or by usitng the Sift webs& or WoOKOIDC,01, Dividend ReiWeernbent Program (DRIP) Terre reflected is an swage price. You mai obtan the acttel vice from you' Financial Advisor. Only Mole awn are purchased under DPP; partial shares wil be soli rd tlw cash war & deposited in your record The dvickni reilvestment price applied by the issuer may ale from the market price at which thepartial shires a'e sold Caderefieu Cnk whole units may be held in you: acme. If you a-e entered to a palial unit as smolt of a dviderd Darien' or otherwise, the Firm ail either sell parhal air at rivulet peke or accept an amount determined by a *erred clearing awry, and credit yew accost Investment objectives The rammed otpecurs and risk profile re speclk to each account ender* my between Please edam the Fan prow*, in mug of any signikant change in you *axial situmm or nvestrnert objectives. kr each CONFIDENTIAL roast held, you choose one of the following Finer objecther • Pod& Current/income. h.esb,e es seekng the generation of income my. • Achim °obi Approciatan: Irnestrnentt soaking growlh of prncpal rather than the generation of income. • Produce Combination of Income and Capital Appreciation laestments seen* both the generation of name and gowth of Overall risk precise • Conservarre Seeks to maintain ni ial prectial with low MP aid volatility to the accord thecae, not if that mewls the accord does not generate significant income or dorm ad may not keep pace with • Moderate: Willi* to accept some risk to mincipal and tolerate some :rotate* to seek hirer returns. • Aggressire: Wiling to accept high rek to mnopal ad high retail* to seek highreturns over tine. Statement 'household:1C We may consolidate al related account statements with the stem dirileSS n the sere envetoe. Accounts may be reined Ice this purpose brane they have owners who also mandain pre accord rot/Honchos with other clients at the sane address. This practice's known as • hot aehPling • II you prefer to receiee a-diva:oe statements mailed in separate envelmes — you may &clime householding by Ealing your Fruiter Advisor. Friendly amour name the Frendk account name reflects of ormation that you entered on the firm's onlne sown webste. hea customizable 'rich-urn? chman by you to assist you wah your record:toping It has & legal effect on your afer• nt. You en change you hi endk accost names, through Onfre Services or by contactegyourfloncial Acmes% overview • pate of nOr aCCOUntiPOrt6lia Net of assets ad •AAsses. Assets_ kolas salable cash balances. vases, for restricted storey lest), I, and Global time Deposits urrealied mats to market, and caftan mats not held by the Fern. Does not include unpriced Sea/idea assets at the end ot the prior and 'Parent statement periods. or prorate irrestrrent. eau...seed stock options and mecca stock anions • I iatuffeek Include, debt Wines, off vardirg mar loans. credit rne, Tat octant balances. • Casb/rroney balances. Total of unimested evadable cash balances. plus UBS. Irk 1.6A deposit belaxes, UBS AG Marraord Den& deposit balances end money market moat fund sweep Saxes, at the case of the statement period. Noncormodey free credit balances in your rout are rot segregated from other balances and the Firs may use any of funds a in the ordinary coursed *business. these funds a* payable iron your chewed. This total is included., the cement period closing value. SONY_GM_00021712 EFTA_00132332 EFTA01274469 Important information about your statement (continued) landing information For debatedinformation cn the Finis fending practices and dnclosues, refer to yos Clem Relatertip Agee-runt or team Agreement and the General Terns ad Conditions UBS Statement of Credit Practices available in Agreement and Datums at ungrakusafirsguaglgotusats Vas meta Your Oefaibent itetnim inuribes ad other was held h the woad at the end of the statement period. You may ask fordefvey of tut/ paid setts at anytime. You mayreceive acuities ad as loan collateral after prying any balms, due on them. My securities taraned to the Firm dri-g the Saar period are hated al market value as of the end of the gatemen period. • Can basis. In attaining the cost basis of the worts included in this statement, where indicated wih the nutria. 'I,' UPS Fivircial Services his relied cninfom'ation cbtained from sources other Chant/11S Financial Senates: including informant Iran another lim a that you mg has avided to Kw Finaxial Mato. The Finn does not intlepwantly verify a operant the astray or vardity day irtormation provided by sates cher than LEGAuncial Services. hi attirt although LIDS Financial Setts general& watts tie damnation as it is received, the firm caws not provide any isterances tat the information briar "Cost basis" and "threalsed gar/loss' it accurate as a the date of this statement. As such please do not reay on this rtemation to make pinta a fie decisions, fame prase or otherwise. Accounts Wandered to the rim may reflect gaintloss edamatit on& for the period of tine they at held a the F em More historical total cn tan be added by yar Financial Advisor. • Urrealieed gat/loom When data is tildole. eninated 'retailed gaits loses at ciattaled la a-dentalsett lots. Re innate:In data for stela lab may or may not select commissions' charges astir meaty reorganization rents Dividend and averre reactant lots ad systematic pada bts are eachcombined to display one averagedloll)* • Trade date • cash consents the argrul transaction wade date. • Callable securities Bat and ;rehired stock that to is,aer cats for ea-kr redemption wit be selected mpaaal& by lot Iran arrorg all seo.rcies of tat iota held how rumor in nominee name la as climb Call Satre hdamation is obtained from third parties and es accuracy isnot guaranteed. Other <all feats may exist ankh cat affect yield complete tortnatir SOW provided upon request • Ceetificates of deposit (mar COs are FDIC mused bp to S293,000 n petal and accrued interest per demostor aid per depositoryinane:a inaccordance will POI( rules. • Pritenralua Pres dirket f or securities and awl products may be higher or lower the, cheat that you would Arty recte n the market Prices ore °Wad from various third party sources which we belts to be reheat but we do not gwratee their accuracy. - We gem* we the closi-g pricewhen avalabba the mean of to bid ad ask prices fatted swain and <plow a on& lag prices fa OTC setts. - lass wee& waded turbos may be priced ushg a valuation model or to most recent pra we °blared and may not reflect an ackol matt rice or note - Celan partials may appear without a tee aid will tow as *price was rot available if we re untie to obtain a once f or a warty - Deposits or setts denominated recurrences other tun U.S. dollars are reflected at the etchinge rate as of the statement date. - Fa argon takes tang rat non.conformng dertenacc s. tee and gunny (face vat) may have been adated to facilitatepreps vausion. To obtain current guitars, when bailable, contad yea Financial Ater. • Prints ineebnents and dructemd prudent hitt mesas* swats Balding drect participation roam and real estate investment trust warts) and strutted prodxte are general& highly id. Certain tittered proists have not been registered will the Securities and Exchange (omission o- under ay state acuities laws. We prone estimated vases for state investmem leashes and structured products for rdormattul purposes only. Acores knot guar/toed. - These values may differ abstatialy from prat if any. at *ha a private ieresanent security a structured product may be bough or sold and do not necessarily represent the valve you may receive Won raloidati0n. ▪ Thal paty ',Oblates of wife ore as of a certain date ad are ,.pilled to UBS Fine-cal Services on a reguer baw by an independent vitiation Iml. - tat general partner a Mentor Aimed vats, ery, are supplied to the by the tar, gennal palm or sponsor and may be calculated based on &area Bierman from tat used by tad parties laded* ter estimated values. - You can okaah addiicnt infarnater regarding the methodology used to determine the rate of value ad the date of to a-dormant tha is the basis for to emirate by contaarg your Financial Advisor. - Thant party *stated toes may be reflected as •Not abed' n era I sit Acne wfw n hdependent negation Cm has not espiedor is unable to assign a volt when we become avare that a mama event has wowed that may call a prettily reported saw it question: or awn a value would be highly speottire due tote natre of the steady. - When neither al sue, general panne or sponsor stetted vale nor a thrthany estimated vela if matt the value of the sway will be atm' Craw Spathe. price. - • Dalt cm to date may include returns ceded. income Cr both - 'Crignal int see • represents the initial Otero; price per unit and may not reflect pod cost basis • Restricted letrities Restled ward in arneralY are rot currenty eigble toe publk sale. UBSFina-col Services ekes the matt price of the unrestricted stock of the same issueres an touted tut for the ands' stock for purposes of this 'Women on. To the rant that restricted secirkies are elite fa a the vale reared may be Monancial& less than the inured value tarn • ES. (stated) income. Gwent yield. and rates. An estinate of oral income is based on current clacked ad interest rates, assuning tie secakies will be held for one yea from statement date or Lea Matteity This stint iorW a akkalne, accuracy rd continued tome are not gueranteed - Estimated a-ntal income and cement yield for certain types of setts could include a ream of conceals capeal gars h aria case the est income (rd current yeti would be masted. - Estimated anal icane rd current yeld and the actual i-cane aridyield mi;fit be kwer a higher than the estimated amounts. — An estmate of a-mead tome (dividend andor interest) dryad by the anent market vale:taverna balance is based on the act dividend Of interest payment made by the issuer and manes the setts/depot will be held for ore year from the statement date or until mab.rity. Accuracy and continued yield me not garinteed • Assets not held by UBS Fianna Services. Certain assess ore rot held by the Fern and not either the Fern's possession or contl. These assets de ableed on yes statement for informational purposes any. Portions ad values presented me rated by the Wang fern. UBS F renal Settees is not resit-Able for is ilanation and does not gurame es accuracy. These assets ate rot trotted by SOP or at Fiat la:elementalSIC coverage. • Revenue sharing and additional compensation. — In Aaron to commissions on sales and 12b-t fees received n catcbon writi the distnbution of mutual lends to Cordell% we alicke our Alfas metres revenue *Wing Parents frOMartributors a-dor advisors of the metal funds that we sell. Thee anoints are based on two deferent CoMP0nentt- tlY amantol sale, by UBS of a partkulm mutual fund family to our slims and Cs) the met value of ape-thaw mutual fund lamb's shares held at to len — We and or alMate also rest newerking and art:usprocessing lees in consideration tor transfer moot secures that we 'Novi* to the mutual kinds. Thew kern geocralle are pad from investor awes in the mutual kind and are a freed Jolla amount based an tie number of accounts at the broker-dealer holdng maul lends ot that fund CONFIDENTIAL — h Arleen to coentscni received n connencen wth tee sale or de-Abash of ,nay contracts and rant 'treatment tort units to our <lents, vie arida our edit mat rams sharing cormensarion from many of the insance companies underwrithg the atittortract, titles of to Wane extant or sponsors of tetra inwstment nests we distract - 0.11 aft rigs also receive trading comcnetird and other congersation from tuba' finis and ,,}once Companies whose vocals we detfibUte• — We receive an areal fee from UBS Ba* OA and LIES AG Stanford Brana of up to szs per wait sweeping to the bark( under the UBS Bak Sweep Frogram. Activity hbrynation agate cannissCers and ogler charges incurred in tonnesco wash the ef eft:1[n of ends includng option transactions ha keen included on wants dens meow& Cashed to you. and well be provided to y0u trunptly co fewest. Short wiling f you aro engaged in short tetra a security, you may Mar a change sae to certain bcerowhg costs for that particular secunty. Open Gran Regarding oari or • gx4tillicanceilea a-does tat were not mead by the statement date, open buy and sel stop orders are redid by the mount of dividends a rights on an ex:Steeds a bags date unless inctructed otherwise by you You are nispornble for orders that ore executed dR tont lila to cancel Vatting open orders. Privacy To obtain a copy et at current ChM Stay Nett please contact mur Francis' Advisor or visit sr trash at sawAIRGABAcdgagla UBS Anemia Services a rota berk The WA. Busts Services Account BSA and ISM are brokerage accounts which provide access to barking services a-idproducts trough Braganca weh aft lined bat and other thenpary banks, rod provides access to nsura-ce and anmay prodts Sued by unaffiliated thridery Seance compants through neura-a agency subsidiaries of UBS Financial Services Inc. Investment, nsurat ad ruttyproducts: Not VIZ inured • No balk guests May bse vale RYA. Rebut Management Account, Business Senices Account BSA BMA and ntematioral Resource Management Accost are registered service marks of UBS Financial Services Inc Via *rata is a reggered service mark of Visa International U3S Via Signet'se cede cards and CBS yea debit cards are 'stied by UBS Bank USA with in/minion from to U.S A Ineorporred. UBS Financial Sereicee the Rev. 201402 SDNY_GM_00021713 EFIA_00132333 EFTA01274470 SUBS U85 Financial Services thc 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70057994670714 S2Y1 0 UBS Strategic Advisor July 2014 NEW YORK NY Account name: GHIStAINE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACK NIANLYLE CASRIEL P'none Questions about your statement? call your Financial Advisor or the Value of your account RMA ReSOurCetine at 800-RMA-1000, account on lune 30 (S) on July 31 (5) Your assets 1,945,163.86 1,594,884.72 Visit our website: www.ubscomainancianerviCeS Your liabilities 0.00 0.00 Value of your account $1,945,163.86 $1,594,884.72 Tracking the value of your account S Thousands 1,9492 1,5949 Jun 2014 kr ?Ole Sou roes of your account growth duriag 2014 Value of your account at year end 2013 Net deposits end withdrawals $1,512,467.52 Your eivestrnentretunt Dividend and interest income 541,516.76 Chance in market value 140,9W 44 Value of your mown wail 31, 2014 $1,5948$472 5O00 SDNY GM 00021714 Member SIPC 0910001001769467Ne70001E06650000S07I 0301750CM OICOOD Peg. 51 of 100 CONFIDENTIAL EFTA_00 132334 EFTA01274471 SUBS UBS Strategic Advisor July 2014 Your account balance sheet Summary of your assets Value on July 31 a) Percentage of your account A Cash and money balances 1,217.86 0.08% B Cash alternatives 0.00 0.00% C Equities 1,593,666.86 99.92% D Fixed income 0.00 a00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other O.CO 000% Total assets Value of your account 31,594,884.72 51.594.884.72 100.00% Account name: <i cu 'A ELL Friendly account name: Account number: Your current asset allocation Eye on the markets Your Fi nandal Advisor 7' STACK PAANLYIE CASRIEL Index Percentage change July2014 Year to daW S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC I - Europe, Australia & Far East -1.96% 3.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% -0.25% 3.66% CNP7000)005789468 NP7003183565 00005 0714 0305750N 010preGitoccaq9102 of 100 CONFIDENTIAL EFTA_00132335 EFTA01274472 SUBS UBS Strategic Advisor July 2014 Account name: ; '1: LIA.V.EL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MALI LY LE CASRIEL Change in the value of your account July 2014 (3) Year to date (I) Summary of \glues reported telcw exclude gains and losses products for which gam and losses are not classified. Realized gains and losses Unrealized gains and lasses (S) Opening account value 51,945,163.86 $0.00 July 2014 ($) Year to date (94 Deposits, including investments transferred in 2,451.44 1,941,153.22 Short term -10,372.89 -10,372.89 21,540.54 Withdrawals and fees, including investments transferred Long term -17,192.77 -17,192.77 175,593.53 Total -$27,565.66 -$27,565.66 $197,134.07 cut -306,39561 -428,685.70 Dividend and interest income 5,428.23 41,516.76 Change in market value -51,763.20 40,900.44 Closing account value $1,594,864.72 $1,594,884.72 Dividend and interest income earned For purposes of Iris statement, tatatitty of interest and candend income has been determined fran a uS tar reporting person-flee. Bawd upon the residence of the account holder, account type, or product twat, some interest and°, thidendPaYments may not be subject to United States (US) ardor Puerto Rico (FR) Income tares. The (lent mend* Statement is not intended lo to used and ramoi tie reied tarn fa lac purposes. Clients should refer to the applictle tar reporting forms they recent. from 185 annualy, such as the forms 1099 and the FerrnS 480. fa rePeang information n is the practice of U85 to Ille tht typitcatie tin reporting forms Ynth the US InternN Revenue Service and PR Treasury Department, and in sue h forms accuratecy (.Sac ly duCknct ard•a interest ars lac exempt or tacatthe incest*. Meese comult aver indvdual tax preparer July 201 4 ($) Year to date IS) Taxable dividends 5,428 23 41,508 97 Taxable interest 0.00 7,79 Total current year 35.428,23 541,516.76 Total dividend & interest 35.42823 $41,516.76 Return of capitaVonncipal 0.00 3,895.55 SONY GM 00021716 CelP7C008305789469NP7003198665 00805 0714 0305790CM CONFIDENTIAL 010000 Pogo 53 of 100 EFTA_00132336 EFTA01274473 *UBS UBS Strategic Advisor July 2014 Cash activity summary Account name: GHISLAINE MAXWELL Friendly account name: Account number. See nCrOunt ortnity the moNntot detd Is Balances In your SveeP Options are inductedin the opting and closing balances die. FDIC insurance apoies only to deposits at U8S Bank USA, not to deports at UBS AG, Startoal &arch or bank deposits placed t hrougti the UBS International Depose ACtOtiftt reo7am. SIPC protection applies to money market sweep fund hording, but rot bank deposit. See Imporunt inaarmanon about your statement co the last two pages 0( this document for Mats July 2014 (1) Year to date (Si Opening balances Additions Deposits and other funds credited 50.00 2,451.44 $0.00 84,757.45 Dividend and interest income 5,428 23 41,516.76 Proceeds from investment transactions 299,733 80 407,110.27 $533,384.48 -2,797.80 Total additions Subtractions Professional management fees and related services $307,613.47 -2,451 44 Other fees -75.46 -864.84 Other funds debited -303,868.71 -425,023.06 Funds withdrawn for investments bought 0.00 -103,480.92 Total subtractions -$306,395.61 -$532,166.62 Net cash flow Closing balances $1,217.86 $1,217.86 $1,217.86 51,217.86 Withholdings and tax summary July 2014 (1) Year to date (I) Foreign taxes paid -628 85 -4,685.29 Your li nodal Advisor. SCOTT STACK MAI/LYLE CASRIEL UBS Bank USA Deposit Account APY Interest period Jun 6 - Jul 7 Opening UBS Bank USA Deposit balance Jun 6 51,443 95 Closing UBS Bank USA Deposit balance Jul 7 $0.00 Number of days in nterest period 32 Average daily balance $165.33 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in mponant automation about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Pitman; Aggiessive Investment eligibt'Ity ccasideratron None selected Your account instructions • 't account cost basis default dosing method is FIFO, First In, First Out CH1'70109005769470 NPTOCOI89665 000:6 07I4 0302%04 V123572550 0l Y GM 000114911154 of I CO CONFIDENTIAL EFTA_00 132337 EFTA01274474 *UBS UBS Strategic Advisor July 2014 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Some prices, Income and current values shorn may be appro.:1m*. AS nese*. gains tnellOSSe4 ma; not be acturaldy reflected set rnpomnr IMO)", POI) atrata your sttglemeM a the end of this et current for mule Informason Cash Cash and money balances cutting bilmce on hi Ida Closing belerce Pike per Mat Average on lul 31 (3) on Jul 31 (t) rate Dividend Interest Days In period period Equities Common stock 0.00 1217.86 Purchase pacer Trade hurrbef Average pike Mce per shin value on Unrefined HOICang tithing date of shares per Warne (5) Cosa basis (s) °mutat (5) lu 131 (5) gang loss (s) WWI P88 LTD WON ADR Symbol: A88 Exchange: NYSE EAI: 11,134 Current yield: 3.34% Jan 29,13 825.000 21.573 17,797.89 23.000 18,975 00 1,177.11 LT Apr22, 13 650.000 21211 13,787.15 23.000 14,950.00 1,162.85 LT Security total 1,475000 21.414 31,585.04 33,925.00 2,339.96 ASTRAZENECA PLC SPON ADR Symbol. AZI1 Exchange: NYSE EAI: 11,022 Current yield: 3.85% Jan 29,13 210.000 50.130 10,527.30 72.790 15285.90 4,758.60 LT Apr 22. 13 85.000 51.335 4363.53 72.790 6,187.15 1,823.62 LT Jul 12, 13 70.000 49.441 3,460.92 72.790 5,095.30 1,634.38 LT Security total 365.000 50 279 18351 75 26,568 35 8,216.60 BAE SYSTEMS PLC WON ADR Symbol. BAESY Exchange OTC EAI: 31,293 Current yield: 4.47% Jan 29,13 1,000.000 22.160 22,160 00 28.930 28,930.00 6,770.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: $517 Current yield 1.60% Jan 29,13 203.000 99.560 19,912.00 131.676 26,335.20 6,423.20 LT Apr 22, 13 45.000 101.760 4,579.20 131.676 5,925.42 1,34622 LT Socially total 245.003 99.964 24,491.20 32,260.62 7,769.42 continued next page SDNY GM 00021718 CNP70003005769471 NP7000193665 00005 0714 030575004 010000 Page SS of 100 Your Fl sandal Advisor: SCOTT STACKMAMLYLE CASNEL CONFIDENTIAL EFTA_00132338 EFTA01274475 *U BS UBS Strategic Advisor July 2014 Your assets . Equities . Common stodc (continued) Haring Trade date Mater of therm Purchase price/ Average Oct Price per share per dean (S) Con barit (S) oniuI31 (I) VoNeon Unrealized Making Jul 31 ($) gain or loss (4) period BHP BILLITON LTD SPON ADR Symbol: BHP Exchange: NYSE EAI: 41,027 Current yield: 3.32% Jan 29,13 320.000 78.520 25,126.50 71.090 22,748.80 -2,377.70 LT Apr 22, 13 30.000 63.865 1,915.95 71.090 2,132.70 216.75 LT Jul 12, 13 85.000 61.002 5,185.23 71.090 6,042.65 857.42 LT Sect-city total 435.000 74.067 32,227.68 30,924.15 -1,303.53 BRMSJI AMER TOBACCO PLC GB SPCN ACe Symbol: BT1 Exchange: AMEX EAI: 42,882 Current yield: 4.16% lan 29,13 340.000 104.097 35,393.08 117.400 39,916.00 4,52Z 92 LT Apr 22, 13 150.000 107325 16,09818 117.400 17,610.00 1,511.22 LT Jil 12,13 100.000 105.544 10,554.44 117.400 11,740.00 1,185.56 LT Security total 590.000 105.163 62,046.30 69,266.00 7,219.70 DEUTSCA TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 42,763 Current yield: 3.97% Sep 16, 13 1,275.000 13387 17,069.45 16.310 20,795.25 3,725.80 ST Sep 17, 13 1,150.000 13359 15,362.85 16.310 18,756.50 3393.65 ST Sep 18, 13 990.000 13393 13259.17 16.310 16,146.90 2,887.73 ST Oct 10, 13 855.000 15.481 13,236.68 16.310 13,945.05 708.37 ST Security total 4270.000 13.801 58,928.15 69,643.70 10,715.55 CEUTSCHE POST AG SPON AOR Symbol: DPSGY Exchange: OTC EAI: 41,451 Current yield: 3.34% Jan 29,13 eact000 23.900 15,296.00 31.950 20,448.00 5,152.00 LT Apr22, 13 720.000 22.581 16,258.75 31.950 23,004 00 6,745.25 LT Security total 1,360.000 23.202 31,554.75 43,452.00 11,897.25 GDF SUEZ SPON ADR Symbol: GDFLY Exchange: OTC EAI: 42,758 Current yield: 5.39% Jan 29,13 720.000 20.779 14,960.95 25.820 18,590.40 3,629.45 LT Apr22, 13 380.000 20.919 7,949.37 25.820 9,811.60 1,862.23 LT Jul 12, 13 215.000 20.144 4,330.97 25.820 5,551.30 1,220.33 LT Aug 21, 13 285.000 22200 6,327.10 25.820 7,358.70 1,031.60 ST Aug 22, 13 140.000 22.508 3,151.20 25.820 3,614.80 463.60 ST continued next page CNP70003005789472 NP7000188665 00005 0714 030575001 0141Biicem0002101556 of 100 Account name: GH1SLAINE MAXWELL Friendly account name: Account number. Your IA nandd Advisor, SCOTT STACK MANY LYLE CASR1EL CONFIDENTIAL EFTA_00 132339 EFTA01274476 SUBS UBS Strategic Advisor L. :Y.; Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your III nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Jeddng date Welber of shares Purchase puce Avtiage Ott Mee pet Mete per snare 01 Cost basis (SI onlur31(1) vdue on Unrealized Picking Jul 31 (4) gain of loss (t) period Aug 23, 13 240.000 22.418 5,380.51 25.820 6,195.80 816.29 ST Security total 1,980.003 21263 42,100.10 51,123.60 9,023.50 GLAXO SMM1K UNE PLC ACR Symbol. GSK Exchange: NYSE EAI: 52,694 Current yield: 5.49% Jan 29,13 330.000 45.615 15,052.95 48.370 15,96210 909.15 LT Feb 13, 13 320.000 45.645 14,606 46 48.370 15,478 40 871.94 LT Apr 22, 13 245.000 50.630 12,404.47 48.370 11,850.65 -553.82 LT Jul 12,13 120.000 52.904 6,34848 48.370 5,804.40 -544.08 LT Security total 1,015.000 47.697 48,412.36 49,095.55 683.19 IMPERIAL TOBACCO GROUP PLC SPON AOR Symbol: INDY Exchange:OTC EM: $2,073 Current yield: 4.63% Apr 25, 13 60.000 70.891 4,253.51 86.850 5,211.00 957.49 LT Apr 26, 13 375.000 70.792 26,547.34 86.850 32,568.75 6,021.41 LT Jul 12, 13 80.000 68375 5,470.00 86.850 6,948.00 1,478.00 LT Security total 515.000 70.429 36,270.85 44,727.75 8,456.90 MIN GROUP LTD SPON ADR Symbol: PvITNOY Exchange:OTC EAI: 42,116 Current yield: 3.90% Jan 29, 13 1,660.000 19.580 32,502.80 20.660 34,295.60 1,792.80 LT Apr 22, 13 590.000 17390 10,260.10 20.660 12,189.40 1,929.30 LT Jul 12, 13 375.000 19219 7,207.31 20.660 7,747.50 540.19 LT Security total 2425.000 19.036 49,970.21 54232.50 4,262.29 MUNICH RE GROUP Apt Symbol: MURGY Exchange: OTC EAI: 41,796 Current yield: 3.24% Jan 29,13 1,650.000 18.280 30,162.00 21.214 35,003.10 4,841.10 LT Apr 22, 13 425.000 19.544 8,306.29 21.214 9,015.95 709.66 LT Jul 12, 13 535.003 19.059 10,196.73 21.214 11349.49 1,152.76 LT Security total 2,610.000 18.646 48,665.02 55368.54 6,703.52 hESTLE 5 A SPONSORED Ace REPSTG REG SHS SWIZZ ADP Symbol: NSRGY Exchange: OTC EAI: 12,138 Current yield: 2.73% Jan 29,13 570.000 70.160 39,991.20 74.150 42,265 50 2,274.30 LT Apr 22, 13 290.000 69.918 20,276 22 74.150 21,503 50 1,227.28 LT continued next page SDNY GM 00021720 001000005769473 NP7000193665 00005 0714 03057500I oi cOCO Page 57 of 100 CONFIDENTIAL EFTA 00132340 EFTA01274477 *U BS UBS Strategic Advisor July 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Melon') date Moron of tharn Purchase pine Average price Price pet share per Wore (S) Cost bads (5) on1d31(t) Velue on Unedited Hddng itt131 (S) gain or loo (I) period Jul 12, 13 195.000 67.417 13,146.41 74.150 14,459.25 1,312.84 LT Security total 1,055.000 69.587 73,41383 78228 25 4,81442 NPPON TELEG & TEL COPP WON ADR Symbol: NTT Exchange: NYSE EAl: 31,653 Current yield: 2.25% Jul 22, 13 1,700.000 26.445 44,957.18 33.260 56,542.00 11,584.82 LT Aug 6,13 510.000 26309 13,417.69 33.260 16,962.60 3,544.91 ST Security total 2210.000 26.414 58,374.87 73,504.60 15,129.73 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 12,280 Current yield: 2.69% Jan 29,13 590.000 67.877 40,047.61 86.940 51294.60 11246.99 LT Apr 22.13 240.000 72.512 17,40102 86.940 20,865 60 3,462.58 LT Jul 12, 13 145.000 73.450 10,650.38 86.940 12,606.30 1,955.92 LT Security total 975.000 69.847 68,101.01 84,766.50 16,665.49 ORK LA ASA A SFIS WON ADR Symbol: 08c LY Exchange: OTC EAl: 51,354 Current yield. 3.61% Jan 21,14 710.000 8.052 5,717.56 9.120 6,475.20 757.64 ST Jan 22,14 220.000 8.190 1,801.84 9.120 2,00640 204.56 ST lan 23,14 315.000 8282 2,608.92 9.120 2,872.80 263.88 ST lan 24, 14 185003 8.147 1,502.25 9.120 1,687.20 179.95 ST Jan 27,1d 135.000 8.019 1,08258 9.120 1,231.20 148.62 ST Jan 28,14 265.000 8.045 2,132.08 9.120 2,416.80 284.72 ST Jan 29,14 390.000 7.991 3,116.53 9120 3,556.80 440.27 ST Jan 30,14 245.000 7.849 1,923.23 9.120 2234.40 311.17 ST Jan 31,14 260.000 7.878 2,04846 9.120 2,371.20 322.74 ST Feb 3, II 185.000 7.794 1,441 96 9.120 1,687.20 245.24 ST Feb4, Id 235.000 7.671 1,802.69 9.120 2,143.20 340.51 ST Feb 5, 14 245.000 7.727 1,89129 9.120 2234.40 341.11 ST Feb6, 14 165.000 7.561 1,247.70 9.120 1,504.80 257.10 ST Feb 7, 14 310.000 7.528 2,333.87 9.120 2,827.20 493.33 ST Feb 10 14 250.000 7.609 1,902.25 9. t 20 2,280.00 37775 ST Security total 4,115.000 7.913 32,560.21 37,528.80 4,968.59 continued next page CNP70009005709474 HP7000108665 00005 0714 03057%04 041410hcom_000lleitttiss of 100 CONFIDENTIAL EFTA_00132341 EFTA01274478 UBS Strategic Advisor sUBS July 2014 Account name: GHISLAINE MA (WELL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (continued) nade Hddng date NUITtle of shares rg I( riatt pi(ct Average pace per shale (1) Con bans (S) erne per share on n431 (t) Value on lul3i (s) unrernzed on or loss (t) tidcIng period RT. TELEKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange: NYSE EAI: 1805 Current yield 260% Jan 29,13 690.000 39.442 27215 25 44.910 30,98790 3,772.65 LT RECKITT BENCKISER PLC WON ADR Symbol: RBGLY Exchange: OTC EAI: 41.543 Current yield: 2.44% Jan 29,13 2,590.000 13.560 35,120.40 17.893 46,335.10 11214.70 LT Apr 22, 13 510.000 14360 7.323.60 17.890 9,123.90 1,800.30 LT Jul 12, 13 440.000 14331 6,305.99 17.890 7,871.60 1,565.61 LT Security total 3,540.000 13.771 48,749.99 63,330.60 14,580.61 ROCHE HLDG LTD SPONS AUR SWITZ MDR Symbol: RHHBY Exchange: OTC EAI: 41,281 Current yield- 2.52% Jan 29,13 1,100.000 27.545 30,299.50 36.325 39,957.50 9,658.00 LT Apr 22, 13 300.000 30267 9,080.31 36.325 10,897.50 1,817.19 LT Security total 1,400.000 28.128 39,379.81 50,855.00 11,475.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADP Symbol: RDS.8 Exchange: NYSE EAI: 11,504 Current yield. 4.36% Jan 29,13 185.000 74.585 13,798 31 86.140 15,935.90 2,137.59 LT Apr22, 13 215.000 65.856 14,159.06 86.140 18,520.10 4,361.04 LT Sect-city total 400.000 63893 27,957.37 34,45600 6,498.63 SAVOR WON ADA Symbol. SNY Exchange: NYSE EAI: 41,574 Current yield: 2.52% Jan 29,13 720.000 48.754 35,103.55 52.270 37,634.40 2,530.85 LT Apr22, 13 275.000 52 654 14,480.06 52.270 14,374 25 •105.81 LT hi 12,13 200.000 52.424 10,484.90 52.270 10,454.00 -30.90 LT Security total 1,195.000 50267 60,06851 62,462.65 2,394.14 SIEMENS A G SPON ADR Symbol: 9EGY Exchange: OTC EAI: 31,507 Current yield: 2.44% Jan29,13 250.000 110.110 27,527.50 123.515 30,878.75 3,351.25 LT Apr22, 13 200.003 100.134 20,02684 123.515 24,70300 4,676.16 LT continued next page SDNY GM 00021722 0070xsoos709475 Nr.700019366500005 0714 0305793d 010000 Page 59 of 100 CONFIDENTIAL EFTA_00132342 EFTA01274479 UBS UBS Strategic Advisor July 2014 Your assets . Equities . Common stock (continued) Hcidng trade date veneer or diem Purcnase pricer Average price par 111311 (I) Price per snare Con bads (5) onit431 (I) verse on iu131 (5) unedited gain or Ion (I) Halting period Jul 12,13 50.000 107 256 5,362 83 123.515 6,175.75 812.92 LT Security total 500.003 105.834 52,917.17 61,757.50 8,840.33 SINGAPORE TELECOM LTD NEW 2006 SØ AC« Symbol: SGAPY Exchange: OTC EAI: 12,286 Current yield: 3.99% Jan 29,13 1,060.000 28.260 29,955.60 32.450 34,397.00 4,441.40 LT Apr 22, 13 440000 29820 13,121.15 32.450 14,278.00 1,156.85 LT Jul 12,13 265.000 30.551 8,096.17 32.450 8,599.25 503.08 LT Sect-thy total 1,765.000 28.993 51,172.92 57,274 25 6,101.33 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: 4962 Current yield 2.83% Jan 29.13 1245.000 19.750 24,588.75 21.581 26,868.34 2279.59 LT Apr 22, 13 330.000 18.685 6,166.05 21.581 7,121.73 955.68 LT Security total 1,575.000 19.527 30,754.80 33,990.07 3235.27 STATOIL ASA SPON ADR Symbol: STO Exchange NYSE EAI: $1,594 Current yield: 3.87% Jan 29,13 610.000 26.533 16,185.31 28.440 17,348.40 1,163.09 LT Apr 22, 13 205.000 25.765 5,281.88 28.440 5,830.20 548.32 LT Apr 22, 13 170.000 23274 3,956.72 28.440 4,834.80 878.08 LT Apr 22. 13 135.003 25.78$ 3,481.05 28.440 3,839.40 358.35 LT Jul 12,13 330.000 21.423 7,069.66 28.440 9,38520 2,31554 LT Security total 1,450.000 24.810 35,974.62 41,238.00 5263.38 TAIWAN SEMICONDUCTOR MFG CO LTD ADA Symbol TSM Exchange: NYSE EAI: $333 Current yield 2.01% Jan 29,13 800.000 17.800 14,240.00 20.000 16,000.00 1,760.00 LT Jul 12,13 30.000 18.434 553.04 20.000 600.00 46.96 LT Security total 830.000 17.823 14,793.04 16)500.00 1,806.96 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 42.923 Current yield: 4.24% Jan 29,13 460.000 54.547 25,092 04 64.500 29.670 00 4,577.95 LT Apr 22, 13 510.000 46.879 23,908 70 64.500 32,895.00 8,98630 LT 1512.13 100600 50 459 5,045.96 64.500 6,450.00 1,404.04 LT continued next page CNP70009005799476 NP7000189665 00005 0714 030575004 V123572550 01~yGmgggliar2360 of 100 Account name: GNISLAINE MAXWELL friendly account name: Account number. Your Ignimcid Advisor, SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA 0O132343 EFTA01274480 SUBS UBS Strategic Advisor Account name: Your /1 sandal r account name: SCOTT STACKMAN1LYLE CASRJEL Account number. Your assets Equities . Common stock (continued) Hddng Hunter of shares Purchase piker Average pike per she* 01 Cost basis(S) Price per shat onluI31 (5) Verve on Jul 31 (5) Unrealized gain or loss (S) Halting period Security total 1,070.000 50.511 54,046 70 69,015.00 14,968.30 UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange. NYSE EAI: $2,187 Current yield: 3.26% Jan 2.'3, 13 930.000 40.500 37,665.00 41.130 38250.90 585.90 LT Apr 22, 13 445.000 41.074 1827806 41.130 18302.85 24.79 LT Jul 12, 13 255.000 41.271 10,524.33 41.130 10,488.15 -36.18 LT Security total 1,630.000 40.778 66,467.39 67,041.90 574.51 U4TD OVERSEAS BK LTD SPONS ADR SINGAPORE AOR Symbol. UOVEY Exchange: OTC EAI: $1,389 CuTent yield: 2.91% Jan 29,13 900.000 30.540 27,48600 38.200 34,380.00 6,894.00 LT Apr 22. 13 100.000 33.492 3,349 24 38.200 3,820.00 470.76 LT hi 12, 13 250.000 33.180 8295.00 38.200 9,550.00 1,255.00 LT Searity total 1,250.000 31304 39,130.24 47,750.00 8,619.76 VOOMONE GROUP PLC WON AOR Symbol. VOD Exchange: OTC EAI: $2,389 Curent yield: 6.92T° Jan 29,13 796294 50.164 39,945.60 33.220 26,452.89 -13,492.71 LT Apr 22, 13 2.727 54 627 14897 33.220 90.59 -58.38 LT Jul 12, 13 239.979 54.033 12,966.80 33.220 7,972.10 -4,994.70 LT Security total 1,039.000 51.070 53,061.37 34,515.58 -18,545.79 ZURICH INS GROUP LTD 59014 ADR Symbol. ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893 50 29.060 30,513.00 619.50 LT Apr 22, 13 685.000 26251 17,982 21 29.060 19,906 10 1,923.89 LT Jul 12, 13 290.000 26.739 7,754 57 29.060 8,427 40 672.83 LT Security total 2,025.000 27.472 55,630 28 58,846.50 3216.22 Total $1,396,532.79 $1,593,666.86 $197,134.07 Total estimated annual income: $53,228 SDNY GM 00021724 CNI10000005769477NP7000183665 00005 0714 0305750CM CONFIDENTIAL Olc000 Pogo 61 of 100 EFTA_0013.2344 EFTA01274481 *UBS UBS Strategic Advisor i , .1 Your assets cc nt,ed Your total assets Cash &luiden Total $1,994,884.72 100.00% $1,397,750.65 $53228.00 $197,134.07 Account name: CHISLAiNE MA ..V.ELL Friendly account name: Account number Vue on Al 31 (I) Your Knanået Advisor. SCOTT STACK MAHLYLE CASRIEL Percentaoe of Cost Esornated your accouns basis (S) annua) incare (S) Unreaszed gan or loss (S) Cash and mono,/ Wanen 1.217.86 0.08% 1.217.86 common stoa 1,593,666.86 99.92% 1,396,532.79 53,228.00 197,134.07 Account activity this month Ode Activa), Dexription knount (S) Deposits and other funds aedited Jul 14 "transfer FM Y1 235750100 2,451.44 Total toon and other funds endited 52.451.44 Date Acthely DeUrotion Arrown (S) Dividend eed interestiaoome Taxabk dtvidends Jul 7 Foreign BOC HONG KONG HOLDINGS LTD SPON ADR PAID ON 555 665.80 Dodend CUSIP. 096813209 Jul 7 Foregn NIPPON TELEG & TEL CORP SPON ADR PAID ON 2210 98038 Dodend CUSIP. 654624105 lul 10 Foregn GLAXOSMITHKUNE PLC ADRPAIDON 1015 649.63 Cividend CUSIP: 37733W105 Jul 10 Foregn H58C HOLDINGS PLC NEW GB SPON ADR PAID ON 1145 57250 Dodend CUSIP: 404280406 Jul 14 Poregn TESCO PLC SPONS ADR UNIT ED K INGDOM PAD ON 1520 790.55 Duidend CUSIP: 681575302 lul 31 Foregn LUKOIL OIL CO SPON ADR(25 RUBLES) PAID ON 1035ASOF 07130114 1.769.37 Dvidend CUSIP 677862104 Total taxable dividend. Total dividend and interest ineome Date Aclowly $5,428.23 $5,428.23 Oexnption Amowit (S) Faal lul 7 Fee BOC HONG KONG HOLDINGS LTD SPON ADR .11 10 Jul 7 Fee NIPPON TELEG & TEL CORP SPON ADR •13.26 lul 14 Fee Jul 24 Fee C harged QUARTERLY FEE .2,451.44 TESCO PLC SPONS ADR UNITED K INGDOM -3040 contnued next page CrIP7C0C0305789478NP70C0188665 03005 0714 030575004 CONFIDENTIAL ol 9Stokr_cm_000tei92542 of I00 EFTA_00132345 EFTA01274482 U BS Strategic Advisor UBS July 2014 Account activity this month kontrued1 OSe Acihily Dexnplion Arnoi.eit 11) Fees (co- rd) Jul 31 Fee LLKOIL OIL CO SPON ADR (25 RUBLES) AS OF 07130/14 .20.70 Total professional management fees Total other fees Date Actinly Desception 42.45144 475.46 Arrowil (4) Other funds debited Jul 7 Foreign Tax Withheld NIPPON TELEG 8., TEL CORP SPON ADR -9804 Jul 8 Transfer TO Y1235750100 -1,523.78 Jul 11 Transfer TO Y1 23575 0100 -1)2213 Jul 18 Transfer TO Y1 23575 0100 -299.733.80 Jul 25 Transfer TO Y1 23575 0100 -760.15 Jul 31 Foreign Tax Withheld LUKOIL OIL CO SPON ADR (25 RUBLES) AS OF 07/3014 -530.81 Total other funds debited -330326831 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK m,c44 LYLE CASRIEL Investment transactions For mote I nformSion et out the powYalu' Shown for restricted SeftielleS. See important mlotmuion 000 year statement at the end 01 this Oar when! 0,Ste ACUNly DeSCiplohn Quantity Yalt(5) nice (s) Pro<ehiS from Funds investment wthdown Ice AC( rued transactions (5) inwesirrlentS Deuced (5) interest (1) Jul 18 Sold ALSTOM ADR C1J9P: 021244207 -4,875.000 3.54 17,257.12 Jul 18 Sold BNP PARIBAS SA ADR CUSIP: 05565A202 -1,195.000 32.74 39,123.44 Jul 18 Sold BOC HONG KONG HOLDNGS LTD SPON ADR CUSIP: 096813209 -555.000 60.69 33,682.21 Jul18 Sold KAN HOLDINGS LTD SPON ADR CUSIP: 497350306 -3,010.000 14 210830 42,773.65 Jul 18 Sold TESCO PLC SPONS ADR UNITED KINGDOM CUSIP: 881575302 •1,520.000 14.51 22,054.71 Jul 18 Sold HSBC HOLDINGS PLC NEW GB SPON ADR CUSIP: 404280406 • 1,145.000 51.362100 58,808.30 Jul 18 Sold LUKOIL Olt CO SPON ADR (25 RUBLES) CUSIP: 677862104 -1,035.000 58 556000 60,604 12 continued next page SDNY GM 00021726 CNP7000;005789479 NFT0001$8665 COCOS 0714 030573004 Y123SnSSO 010000 Page 63 of 100 CONFIDENTIAL EFTA_00 B2346 EFTA01274483 SUBS UBS Strategic Advisor July 2014 Account activity this month «ontnuedi Investment transactions (continued) Date Activity Oesception Proceeds from investment QL-ansity Value (S) Price (S) transactions (S) Funds withdrawn fcr Accrued investments bought (S) 'merest (S) Jul 18 Sold VERCON COMMUNICATIONS INC -501 COO 50.760100 25,430.25 Total $299,73320 Date Activity Desorption Amount (S) Money balance activities ban 30 Balance forward $0.00 Jul 8 Deposit U85 BANK USA DEPOSIT ACCOUNT 1.523.78 Jul 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 07/08r 14 -1,523.78 Jul 11 Dew t UBS BANK USA DEPOSIT ACCOUNT 1,222.13 Jul 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07f 1 If 14 -1222.13 Jul i5 Deposit UBS BANK USA DEPOSIT ACCOUNT 3211 59 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/24/14 -2,451.44 Jul 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07125/14 .760.15 Jul 31 Closing UBS Bank USA Deposit Account $0.00 Account name: GHISIAINE MAXVvElt. Friendly account name: Account number: Your i5 auntie' Advisor, SCOTT STACK MAI4LYLE CASF0EL The UBS Bank USA Deposit Account is your primary sweep option Realized gains and losses The estimated reeked gains and losses Shown belt*/ are na for tea purposes. Please note that On or loss recognized on the sae or redemption of certain Structured Products, ekeContingent Debt Securities, may be ad nary. and not capita, gran a loss, Please check with your tar achnor To talc dae gans hod lasses. we liquidate the eldest security lot Best. This is known as the first.in. first out or FFO accounting method we We this method unless you specified which tar lot to dose when yoz placedyour order. This is known as a versus FonthaSeS Or 16P order. See Important inforni8bOn abOulyOve statement 8 the Mdof Ihlsdarsneol fa more Short-term capital gains and losses Secunly destrotion MeM0d Cawley or face Yang Purchase date Sae date Sae amount (S) Cost basis (S) WaSh salt tat basis gullmenhp LOSS (S) Gain (1) ALSTOM ACR FIFO 2.425.000 Aug 20 13 Jul 15.14 8.584.31 8,812.78 -228 47 FIFO 2,450000 Aug 21, 13 Jul 15, 14 8,672.81 8,958.13 -285.32 BNP PARIBAS SA AN RFO 710000 Jan 09.1d Jul 15, 14 23244.89 28.402.76 -5,157 87 FIFO 485000 Jan 13, 14 lull 5, 14 15,878.55 19,271.70 -3,393 15 continued next page CNP7C00305769480 N1'7000188665 00005 0714 030579304 0,1telewDm0002,192764 of I00 Information. we nily not SW gans end losses la as capital changes. We automatic/4y adjust cost bars for taoeverrpt and AMT coupon munitipa securities for estimated anon ration or tend prerreLms aid for emceed OID fix securities issued at adscoont if you requested that uBS Oust cost baps for the bond premium amonzaton on twat'e debt securities then cost twin reflected for these securities has beenalarmed Estimates in the Unchisified section can not be classified as short tensor long term tecaise information is rristing or the produd is one in which the gannets cáculaton is not pre:aided CONFIDENTIAL EFTA _00132347 EFTA01274484 UBS Strategic Advisor LJB S July 2014 Realized gains and losses (continued) Short-term capital gains and losses (continued) waan sale Quantity or Purchase Sale Sde C0St cost basis Sectrity descrWion Ktethcd Ian Mue doe date amown (S) bast (S) aijuslment(S) Las (S) Gain (S) KIRIN HOLDINGS LTD WON ADR FIFO 400.003 Aug 05, 13 lul 15. 14 5.684.21 6262.36 -578.15 FIFO 435.000 Aug 06, 13 Jul 15, 14 6,181.57 6,911.50 -729.93 Total Net short-term capital gains and losses Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT ST ACK1.1Am? KYLE GABRIEL Long-term capital gains and losses Walt sale Ouanhly or Purchase Sale Sale Cost cost basis Securdy description Method hoe vate date date amount (S) basis (S) allustment(S) Las 0/ Gain (S) BOC HONG KONG HOLDINGS LTD SPON ADR RFO 176000 Jan 29, 13 Jul 15. 14 10.620.52 12,169.48 •1,548.96 FIFO 220.000 Apr 22,13 lul 15, 14 13,351.50 14,608.84 •1,257.34 RFO 160.000 lull 12, 13 lull 5, 14 9.710.19 10,043.20 -333.01 HSBC HOLDINGS PLC NEW GB SPON ADR FIFO 570.003 Jan 29, 13 Jul 15, 14 29275.75 32,437.90 -3,162.15 RFO 430.000 Apr 22.13 Jul 15, 14 22.085.21 22,411.73 -326.52 RFO 145.003 lul 12, 13 lul 15, 14 7,447.34 7,961.20 .513.86 KIRIN HOLDINGS LTD WON ADR FIFO 1250.000 Apr 03,13 lul 15, 14 17,763.14 20,221.50 -2,458.36 RIO 600003 Apr 22,13 Jul 15, 14 8,526.31 9,7 92.00 -1,265.69 RFO 325.000 Jul 12, 13 lul 15, 14 4,61&42 5,323.50 -705.08 LUKOIL OIL CO SPON ADR (25 RUBLES) RFO 410.000 Jan 29, 13 Jul 15. 14 24.007.43 27,482.30 -3,474.87 RFO 35.030 Feb 13, 13 Jul 15. 14 2,049.41 2,343.29 •293.88 RFO 435.000 Apr 22,13 lul 15, 14 25,471.30 25,524.97 -53.67 RFO 155.000 1,412, 13 Jul 15, 14 9,075.98 9,425.94 -349.96 TESCO PLC SPONS ADR UNITED KINGDOM FIFO 435.000 lan 29, 13 lul 15, 14 6,311.71 7,48635 -1,174.64 RFO 660.000 Apr 22,13 Jul 15, 14 9.576.39 11,160.60 -1,584.21 RFO 425000 Jul 12, 13 Jul 1 5. 1i1 6.166.61 6,809.78 443.17 continued next page SDNY GM 00021728 0070003005769481 NP7000193665 00005 0714 030575001 oio0o0 Page 65 of 100 66824634 678,619.23 410,372.89 -610,372.89 CONFIDENTIAL EFTA 0(1132348 EFTA01274485 SUBS UBS Strategic Advisor Realized gains and losses (continued) Long-term capital gains and losses (continued) Wash sale Oualityo Nochase 5* 5* Cost coo basis Seco* cascriation Method face vale date date amount(!) bass(!) adjustment(S) toss(S) Gain (S) VERIZON COMMUNICATIONS INC RFO 383.969 lan 29,13 lul 15, 14 FIFO 1.315 Apr22, 13 lul 15, 14 115.716 Jul 12, 13 lul 15, 14 Total Net long-term capital gains or losses Net capital gains/losses: Account natty: GHIS.LArNE MAXWELL Friendly account name: Account number: Your 19nancial Advisor: SCOTT STACK MAN LYLE CASR1EL 19,489.88 17,99339 1,496.49 66.74 61.62 5.12 5,873.63 5,422.64 450.99 $231,487.46 6248,680.23 -519.145.37 61,952.60 -S17,197.77 327,565.66 CNP70009005789482 NP7060108665 00005 0714 030575004 End of statement for account number CONFIDENTIAL 0141i9itne_cm_ocioN72966 A ICO EFTA 00132349 EFTA01274486 Important information about your statement UBS Femoral preenn Inc (to rim a UK Fiume Sitrime. is a menter ol al pm:palsecurity. carrnodety and euxis eidirges F remcbal Savor ad IAS Band USA zee idea phut/Mot uBS AG ad Maims of uBS *rain U.( **Fen's Matra ftmeere it arable upon Moen the fen's efeatteolicesm a 185 %mein Myra ix 1200 Harbor Bukrad Nrattikert NI 07086 Th6suteeiem ra nee the My Muhl reed of berUBS Frial031 Simms aohunt Other reords.rapt °float taic doomenn convening conectng date should not be teed • pon X you Whom that ab «roof .naten remr, n ~dimly n wring to teBratch ~apt of tie once semng your xcoum Althigh al kinin tom are traded to be ache*. Pamunt data Todd rot be used for tarImposes lee solely on yeaend lar lamb . Fan 1099. 5498. 1048 . *claim' ~mg fur to return Tretur is volute by Ian to reen to the RS al taxabhiliedends. repontle non- laubh drawls ard tattle mete exiled en securities MU n your saum red proceeds as soh transaction, and ti d bamoncotah wend »aura Cemmuniatione Mth Me Firm • Nast re crAitimi ail oral omerinamons fleeing to further prone your ryet inchdin mangles under the Marra ra urce Protection Act (SPA) • M /no Mural insult/don onto top We ce the Iron of this stabnwnt it not UK kunote ketch tXS Moira Shen canes yea accord zdearing brokeby oragemenrath the crated nsttran We interact you el thoreutiontp alien you wood Ibis Keane in this cat Mur Mais ane ~Mies re located x t$5 ~oaf Simon aid na the etroducang braer ad you must ~areal of my mor of ontssem to bath ben, All aCeOunt tatererts tal be deemed fond:mod acarane 6 riot obleCei to n varig wen 60 day. • ineate dam omen« meta to the rarr: almant at or toilet* a II 800AM to 6 CO t Monday thug+ n * or in *hang to uBS ?manual km« mc. Clem An Cepatnnot PO Box 766 Unon City NI 07037 • beast of «rasa cumeons Mtn an ekeonc bids trend« 0711 Di Saba. dei card tranactions, call or tire, to 18$ Enamel *eras lic. IOW KM« hol . 6th I exit Vameralon. N) O7086. Ann RIVAISSA Sewn Ca «toless Pion as >co cart d muted' bizur statement« met 6 elOng Or if ski need ra re nf minim Loot atrenhor on the sramtrit or ream The Fan «Card Mud (as ap took) must her tom pi ro Wee 0 1/41160 dads aler the /onset you the fro swarth on Mich the woe or probkm ~sod - trade you nine and arrant umber (il and - Devote te envt or the water you ae muse Lou ti d *Man as Pealka 7Wø , why you Mime e is al error a My pa nod me. nlomxim - Trade te dollar arrant of the 'wooded as TheFirm0e Cod Kann Mee» me Complain ad ellconed and error prooptly Plowrare al ditch past* to tee krnor tie finsuil trainon ndemed on en front of this statement h adde bob to hive aXoubt fees. Mann mad be urhosta to nun tenet. bes cheep I« um payee« for ucurte: ourchaws aidcrams Ia tread arrants h CLh moints AimouniS Ad de trd6ftalld 10 oiiw elltauten5 ma) be "Wpm to a master lee UBS Sweep Ophim UBS oners operas lor ~ere cat braided bfleces to bet depouts a unseat LISA and waS AG Raeford Oath (Bak Swap tow.rnsl. ra tty market enteral hauls 0loncy Frals) ante 'terraced? Depose Accown (0kfor ra ttans ti ds al ~whaled lemma Irangetnent Arsouni llueugh Elind Sweep frerms. cat braces are swept fa 18$ Bat BSA p bal estabIshed Won ab hello les AG Stanford Brand, a a Money Ford Deposes at bak Bal USA me FOK inured n modem with fpC "lift for elm Wen:~ plea. inn waw Inc 9>w Dempits a UK AG Bamford Branch and tarn ca Mosey funs nemt nsured by the FDIC Though Re 0A5 ra bble to cab botines are swap to demo accounts a 18$ AG ~York Brash aid 185 AG Caplan Brant These deposits ate MC nets by tin FDIC Salmon held a ere its AG Comm Brattre temporally <obi:40d TO the ~ram le of theCarat rand and tee is ro guxame cf oter ob ratios of LK AG a> repay the !tiaras Mk on the 185 Caymats Brach's Ø.s Deposit; at UK Bat USA ad each UK AG Bratt nrcl preened by SIC Money Fund toes are omen by SPC See ISS Matra Myra ACrant Fetes:KM below Upon pta repay,. Metes n tie Bat Mop Program or OA may be ~ram ad shoes of a Penney Fund maybe madam, aid the piocteds returned to you a yta tensile% accvni Meer Men ra m tout mailable thee opens. nrang omen niel ram ard yields. 6 ra ttle x **NH aillirM o t Mel your Mahal Peer o by eating U.S %anti& Swims Moran prebrim The Finn n a mMOa of the Semmes Mew Protection Coporatien (SPO. Met prows seamen moms of is motifs to 1,1500.000 MUM; 1250.000 for dams tor rat) The WC ra t poret«, tamt Øh lo all accans Ad pi hOld n a poncho" comity The Fra together nth man Meth ha also puthand oppionotat protection Meman anoint payable to all NgIble okra. colectmlyundo protection M 551:0 minor, as of ~re W. 2013 Wars tote poky orations awl hrdatcci cal. at te Fem next «Wooed fix up ics $19Milkn ti me agoega for an you accomis hen is a palely capack A-full copy of me poky *Øn9 aaaaLL4Øre9a2 pst 5PC proutran ti d to supplemental oracle both do not SMY to • C man emit, axes controlled bylad ra ided n mat mount vain) but hel ra y from WIS einatra Myra (e g . Man *cat ZUBSBa& «UM mu% AG Snead Bran'. IM nutlet morals mixing want* Trunks ad I'M Owes of mutual Leah ra w vat shares re remora deeply el te nor* of the aeCOtrit hotly on the brats mid records of te xplicable Moo or tinder agere) • Conan nveprintni contexts or norm Menu big. ra ged ~ships and praxe ~ems) tat are na registered ~the Months Act of 1933. and • Corneoran commit(09. fore9. tramp ald rebus not craned. ncladke tutees contras an oin woddY eben contracts The Sle protection aid the M91~41 ~On do net amen these assets even X they Memo* abbey mr summon The SK proteaw2n and the sppbfrwit a protedon do rot protect emu cranes h the ra t« vim d txr if...stanch0a~ l a ra h d ra t* mowenint. ra n emaruptcy of otherwise/ Mote Mammon 6 oath Ie upon request You may obun rat 'normal:fin aloc agiln9 the SPC Brehm bycoaxing SK at ix by mitng tie SPC wet6ne at ra w hopop Dividend pMasment Program We) The oce kneed ism awe. pnee you may hen the ettval ire from your /inmate Meer Only wink shores are pommel to:leeMP. partial tares wit be 5011 and te ash nil be deposed n paaØrt Tehrad retwestrem pese apple by the issuer my Oefre from ne aria ;So at Me the para tam in sold Casleiblieu Only Mrk units may be held in pur noun *you are entitled to 'panelLAC al areal of a *Mold wren or otrareie tie km wit ether tel partial ines amok« price or accept an maim dieumrad by aregistered ra ng agery. microdot you account levermentebealves The ra iment cArcives and rit prof ile are specific to ra h accord aud may van between Mae Ora the linn horspit in nAn9 of any teracam ra nge h your Mama station or inhume cractim For eadb account heit you choose one of the fo lowng mestment <them • Anita Cuing.: axon* hecestments mein; te genera in of ra m only • Afnebe Cirarepecncion Werra' seeing wrath el prexpal rapa than th grind.» of munch • ITCKA/CeCOmAnan,n of (name ex 1Cnal APPemoch ~rant tool ny both the generaion of More aid govi hai prneal Ovaull tick preflIca • Con vades Seeks 10 mainam Mb low risk ad bolalily to the axon ra t he (Mho means the åØn1 does not gineratesimdcm informor ItturnSa+0 may nce Me pace wt jellkeno • Atbderaat INIIIng to ta ept sonervt tO pØ and ohm r«nieldamyb soh higher rattans • Aerate Wdng to med hgh nit 10 ValdPal ad hgh vOlataly10 seed hht rhumb her tine Statement rheneeholding' We may oinsoklate el rented meted statements wit the sal* ~As n the sane er~ romans rosy be relied he this papule ham they haw comas Mo aim ~Min on, mount renion sles birth oter rams at the sane Maw TM praCtCe 6 Mom as "howeholdng • I you nix to ra ke inhibit...II mterrenis ra iled in arme CONFIDENTIAL Codelepei — pu nay nedre househoiln3 by ding your Fnatoad Admor Mora, account name Tee Mena, mown name of lets earthen that hu mere on the Hrns onine sores *Mae It 6a natoininbh 'marmot anon by you to me you wth your recrateng n hu no itga Mel on >ow mount You ai 01~ pis Frrtirn aØ nanes. troop Oahe Seven oe by0Xedelinj yw instalA*6A'. Accounrawbriew • vat» of rag 4k-calm/pa hle‘ d a5:•••5 and Ilhdnn • Ames Inch*" amiable COT bllaYel ra m la remitted whiny *it 1 ma ChM, Tme ~It unregiod mats to matel. and ~an asra not held byte Fan Does rot riClaleunpncei StelafteeditetS a ireens of the pm and heat statement pooh a or ate ra nee wrested t1Ø col Wu mil noon» b slot Mom • Chtehtes behdei CAR baiones. outstaningmagn loan. ra in Me. shat *mourn Mimes • Cab/Monty aalarcce Tota of Lnirbesied apiabbe cab bSarion. oat U35 Ent USA deposit balbnch UBS AG Surrera Branch depoo baisras and Maley mat« putl Iuld sweep Mmei a the close of the 31.31(~ perm/ Non.convnodlly he °edit Damn IN pa ~inn« serene from oho balm*, white byname tn. my oil these fords n the ordiwy come ol tts turass lhese funt depayable upon pa demand The total 6 Inclided in ne ann• period dosi-9 Mu* Lending informatian Toe dose hionnaton on tot rir> Iran; Priebe and demure Salto yotaCl«n add beit.p Aymara or Account Armen, and the General tine ad (odium USS Stamen ot (fee ;halms nab* n Agrenetts erdecacratre YplyY.hNrIIMilefl,,O.f." Yeomen* Yes summon aerates stratus and other 335(4Sheld n the arrein! at the cod of the umenbenc pond You may fee deliitey d hay pad wilialbes x ay One YOU may recede securah used a has collateral ala Palt9.anian Dime the on them Myminim tundra.] the doing de stamen period ate lintel x ~14 rah* af d the end et the statement period • Con Wm PI detionhng the PM basis of the seats ra ided n this summit. Mme Mira' will et. matte. UBS antral Seventh noted on imams ion Obtained from sources other hob 133$ Finainal anicak hooting nleanation Iron rioter ST or to you may Are preeded » yout brine...1~6a The Finn doh not ~pendent., wily or guarne marry er beidny of any mammon ported by sources .tartan USSFranal Serehes in addtion *tough UBS Fnnial Sankv rodally updates iris rf Mae as C 6 mood teem dots net veldt any amrames dul the nf «maim weer Cost boa' and tioralitird gat" is mats sot the dim of Thi; nee' AS 9X71 please do not rely on this informalen lo makeoxbow ce se ra ses. ha la purposes a ra nee ~nu Pauline to the ern ma/reflect stanlbss nformairi My for the pored of time theyateheld x the Fire. I/bookrack' filarram cm be added by pis Poundal Adam • Unwonted gairalmees htion data b hakete epeitam arealtel I/nub:toe a2 Ca.Dialel for SDNY_G MS10021730 EFTA 00132350 EFTA01274487 Important information about your statement (continued) tt rivichalimaity kits The taxation data for horchal lab mayor may non ref tact conmiisant pages area seamy reorgenuaion eAtts Dirifend and other romehrerin lots and swornak pad are lots at eats combined to dttlay one nage lot lhe • Trade dig.' rotten presents the Mimi banal all treedate • Callable warkias Bonds and peefeentd stork that the issuer calt la ealy ralerfaronwIl bewailed rarely by lot ban ammo all scants of that awe WSJ n our names, comme nave for as demo Calleave be omelet, is Moine tom thrd panel aid as 'cora" is rot gurafleed °Mar Call leases may eat ...nth could ilea yell cariplete olormako gmar bepleaded open (fl ag • CertirCaleS of deposit (CO.) CDs are MC mired opt $293.000 n prinopal and Saud nttrea pa dtposeor and pa dttosite-y imitation. is acocidana with iDo: RIM • prawn.* Fixes *mime fa SitOrmies aid One products may be hiller a bistro' dun Yep prier Mal you /Au Id a:tuella receive in the maim PrCeS are obtaned Iron various mid pityWM Mud:. Ay these to be rata*. Wt we do not grate., tea a:cracy - We germaly use Me dosng pew whoi aoalthko cr rev mon or the be aid ask paces Ice 'sea seances and oputos Or on tid prom I or OTC sear, to - Let aaveiy treed search maybe pr cad uing a *alarm nosh a theme; Mani trig we Mahe and may not rel lea an Mug math prig or vale - Cettanposfans may £pea MIMS apra and roll show 'pace was not mailable' if we are triable to obtain a price for a security - Deposes a Searles denominated et artences other Why S ahem are re Woe a the en:Purge/4oz of the natroment date - For ceaan sem:Ares tadeg deromeethos. ace aid quality (face vibe) mar hae been wetted to Imitate proper' MUM-m To obtain0.MM WAN*" Man maze. WOO yat Francs. gebsor • Prima leensumme and etrueuriod product. [Wale Magmas mimes ancleng dire pahrgation progran and real acute nestmem tug secants) aid sinclued prechas attained., hOhly eagle Cavan steuctaed ward s ham not been regeiatd owe. the Seanux aid eninrea Canmshon a under any stare statutes lam We prove* estmaed valises for Bente nwstmott smarms are striated products for Montt rnalpuhoom only AConayi rot 9Unnife/ - thew vaues maydiffer sthstantally froth prices if ary at who aureate nestrnere stonily a structured moa, ma be boor a sold red do not necessarily wean, the wade you may roma then bate:Jaen - Thal patty egmaes of vahe are as of a ran dae aid re implied to UtS Stroll Watts on aregiIt brie by an retpereent valance' Irm Senn paper Walter estimated vain d my. are stapled to te Frm by the tsar, general panne a sponsor and may beabate bred on afferent ttorthation from that usedbyend pones to dense that intimated vim; - You ca obtain addamal internam regaling the rrethololow used to determine the mune of vide and the dace of the Ofennivon that it the base foe the mannbifaces:Oh your Wird. Adler - 11,k0 parry Menaced wales may be reflected as 'Not puce' n sheaf meta% Von an 'fllepenfent valuation In, An not sighed Otis math so awgi a vane when no be:Orn. awa* IAA a maaral and ha occured that may ell a (Rnnusly reponed vahe iec paean& Ce whin make moue be highly speculawe duo to ono tutu* of the early - Wien reeve an issuer general wow a sponsor et:Ward 'abettor atirdpaly ea Mae ease is priardel the Yam of the warty wet bedf*elt ton der portage pm* - r Oiltbaiorts to else' met hard* ream of cant* exam a both 'Cigna aut see' reaeseints the natal ollteng pave per alit a-.5 may not rifled you cost bab • tostricted stories Regncted whales gerieraly ae not array Mgr:410 pubic late IRS inancita Swan uses the enrSe priceof the tnrestrided stock of the sane shit:am name cake lathe restaged goer for purposes of This au:exert( on* To the owns ten fee oted smuttier arc allot for sale. Me wide etched nay be senora* Ins maai the invited raw show+ • In. lestinatod) ham% anwityialds and raw An tstiMMe Manua name is based on curer. dndend and harm ram. mooing the acuities will be held for Pie yid from gamma date or and IMO-Way This tStirdte is ony a guttene. exuraq and Centred norm* are not garaweed - :mated mull income and amen eel for ratan them, *ohms could Mule a Mum of ;hba or • gam in anti 014. the Mt 00:M* (aid CUrreM yeld)would be meowed - Estimated annual name and ascent held aid to actua hoar* ald used night be Iowa hgher thth the mamma amens - An FA iNteol rewialued interne Ovid's! atter interest) dieted bythe otter. make, watalateraw balance is based on the lag de red or coma pal ti made byte war and assiartes the sear. ittehhoes wet bo Melta one ear from the statement date or woe mourty Angers" and =Moe hie re not wadi:reef • Amu not held by WS financial Seneca Cones assts are not NObytekm aH not vithn the fits possession or envoi The* asses are devised on yam gateman foe irdonnananal puma. onre Reunions and vabli present ao retry:led byte Mung lion IRS lnancia Watts i not rehonsble for this atom:vim and doesrot suarlee to arettcy these assets tenet prowled by SIC or the FM's supplitmema SIC coverage • Revenue dialing and addkionelawypeaudah - h additim to mrruninuM en 'JIM and Ohl i.e. ermine is conneaco with thedeflation of arts fires to our dents sew area our aliae ream* /tale Mann; pa/luau Irom darbutors anttor raison of the mho. funds that we sell Thew amosetts are bawd an two different arroorents t* amount 01 saksbyullS of a parttutt mutual hand fury to oix Meets. and the rah rate of a paned, wawa fund fang. lyres lhe a the I inn - We rear Mt* abo niche ratmering rid onntosprottoung leas n airrsideraton Ion trailer agent ,calm that Ao poem to the whir funds Thaw fern generally re pad km inethor am; n the mutual land and to atitrd dollt atom base on One mutt or =oils at the troble-dear hotting mutual lures of ha fund laniV - m Plot an to OMMuiSeMS Reeved ri Ornedion wan the tabor darbuton of aviary ova= ad Inks mg.,•nc t601 unit 10 OW darns. we alder our alt Mr* ricer* ramie Thing coupons co Mrryol The rearrance °meaner. indemnity Ita a-euity cceittas 04amor the ingrano, cowmen re sponsors ce t Burn invintrOcal tugs ue dartute - Our Oilmen also reale tea" COMMISWIS anI over ConpIntation from mutual haMy nd amine Corecalies atom procbcts we diwbute - We mein an anus fee from LES Sank USA ail USS Stanford Match or up w 12$ per a:Count swooping tO the bats ink , the LIBS Bart Sweep program *Sew Information rower., corrmidom and elm demos hawed is annecton bee the ettaition a trades ncbiong option valsnons has been marled on cordon:ions amour* lun chef to you. aid oil be puree to you rem *on “ 10.101I Short soiling it you re engages in tort Who a warily. you may our a thrge due to cenah borrowing costs to tat palcula *Gray Open ends Regarding Open or rgoodrilicarelled • orders rho cope not mewled by the lawman, dare open buy and Sell Sap ciders are mixed by the amount of dividends a (On on • of diedinchor 'orioles date unless nonmed othenyia by you You are remorse* la orders Vol re executed doe to your false to cancel hang open ceders Tax eitheldimgm creorbutions from UK Pinatas' Services IRAs Federal tar law mama ILSS lewd. Servos to withhold trier* to from his stable aen dignbat cos. W t you may den oat Soh*. marelaw willeelf or. instead. you may elect to haw lac wthhelc I a brae °coerced anoint at you choow YO/ Soon vii wain in effect untA by you You may reed* your election a a-ry I Me by marng anew olicten If you do not haw moot. roomette vetted Itin your dattulliOnS. you maybe rehoinsbe la the prim of twitted tae you may nat praxes d the mottos with] and his esthete rr pennons at not equal to Sit la obliptios Privacy To Wean a copy has memo Clime Priory WM pkwe ontal you F natal indium cerise our meant al ymw uncomenrommay LES Tinmcial Semen trot a bat Tho thiA. Fume. Sown Aaant BSA Yard IRMA Jetsetter3w leXtertS SUM provide access to bare ou serttes and pada., though marina with atfiloted bats red oh.* Mied pany banks aid pewee; watt to norm. and ahoy pnxticts isutd by unit doted thud party' etvranCe carpal*, through naasice agency subseaesof utS FelSkial Servos inrepnw. nsufaxe, and armuiytwodirts 1.3t 10/C haired • no bank gamma* May low van MIA RSOutaliAnynvol account Business Smogs Account BSA. WA and Wenn/AN Resource IASI-Wren CONFIDENTIAL Aotourt are registered settee mats of UBS Foaxial Strikes but Yea S5031100 is a agitated Write mark el vita inwnxIcnal LEK Wa Signature creed cads and LEG Wa then cads are issued byIRSBat USA Seth huthispon from yea u S A is xporacce UBS Financial Streets Inc Rev 204207 SDNY_G M_0002 1731 EFTA 01)132351 EFTA01274488 SUBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057829870014 X1 YI 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKNIANLYLE CASRIEL Phone Questions about your statement? Visit our website: Aww.ubscomanancialservices Items for your attention r Certain mutual fund shares held in PACE Multi Strategic Advisor and Strategic Wealth Portfolio were converted in July and August. See your statement activity for details Value of your account On July 31 (3) on August 29 (S) Your assets 1,594,884 72 I ,606,645.16 Your liabilities 0.00 0.00 Value of your account 11,594.884.72 51406,645.16 UBS Strategic Advisor• August 2014 i llilial ir NEW YORK NY Tracking the value of your account S Thousands Sources of your account growth during 2014 Value of your account at year end 2013 10.00 isea 1,64;66 Net deposits and Wthdramars S1,508,547.75 • Your MeStMen t return Disidend and interest income 145,595.60 Change in market yaw $52,501 .81 Value of your atone 1u12014 Aug 2014 on Aug 29. 2014 $1,606.645.16 SDNY GM 00021732 Member SIPC 0070001005787997NP7000193156 00005 0014 0305750d CONFIDENTIAL 04000 Page 45 of 90 EFIA_00132352 EFTA01274489 *DUBS UBS Strategic Advisor August 201 4 Your account balance sheet Summary of your assets Value on August 29 ($) Account name: (...II LL Your Bimodal Advisor Friendly account name: SCOTT STACKMANLYLE CASRIEL Account number: Percentage of your account A Cash and rrxmey balances 1,376.93 0.09% Your current asset allocation B Cash alternatives 0.00 0.O0% Total asset $1,606,645.16 100.00% Value of your account $1,606,645.16 Eye on the markets Index Percentage change August 201A Year to date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% OW70003005782988 NP70001981 56 00005 OBI 4 030575004 CONFIDENTIAL 104MYGM0002Fing 46 of 90 EFTA_00132353 EFTA01274490 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Handal Advisor: SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account August 2014 (3) Year to date (I) Summary of Values reported below exclude gains and losses products for which gans and losses are not classified Realized gains and losses Unrealized Opening account value $1,594,884.72 $0.00 August 2014 (1) Year to date (1) gains and losses (I) Deposits, including investments transferred in 10.00 1,941,163.22 Short term 000 -10,372.89 9,581 14 Withdrawals and fees, including investments transferred Long term GOO -17,192.77 199,15431 Total $0.00 -$27,565.66 $208,735.45 cut -3,929.77 -432,615.47 Dividend and interest income 4,078.84 45,595.60 Change in market value 11,601.37 52,501.81 Closing account value 51,606,645.16 51,606,645.16 Dividend and interest income earned for cuipostf. of r,s daterneni, ',rob dy of Fnlefes1 anj d.ndend in( Ome hat been determined from a US ter rep:ding permed:re. eased upon IM residence of the account holder, account type, or prolut twe, some interest ander dvidend payments mar not be subject to United St*es (UA ardor Puerto Rico (PR) Income tares. The [lent month)/ statement is not intended to be used and carnot tie reeed ubOn for tar purposes. Clients should refer to the amlicaole tar reporting loans they recent. from U8S annualy, such as the fOrmS 1099 and the Forts 480. for It* rePOMf19 information 11 is the make M U8S to file tht asplicaUt tar mooning forms with the US intern.3 Revenue SemCe and PR Treasury Department and in such forms accuratery ossify dmdena arc➢a Interest ants) eterrpt or tact*. income. beau consult your indudual tax prepare( August 201 4 ($) Year to date (3) Taxable dividends 4,078 84 45,587 81 Taxable interest 0.00 7.79 Total current year $4,078.84 545,595.60 Total dividend & interest $4,078.84 $45,595.60 Return of capitallpmcipal 0.00 3,895.55 SONY GM 00021734 CUP705093057829849NP70031sei 00005 Cele 030575004 CONFIDENTIAL 100000 ►age 47 of 90 EFTA_00 132354 EFTA01274491 *UBS UBS Strategic Advisor August 2014 Cash activity summary Account name: GHISLAINE MAXWELL Friendly account name: Account number: See Account Sanity gm moNhtot decals Bdances In your Sweep Options are induded n the cperkny and closing balances id it. FDIC insurance orgies only to deposits at UBS Bank USA, not to depots at 085 AG, Surnfoict &arch or ea* deposits placedthrough tne UBS Internationd Deposit AM:WM proqam. SIPC protection applies to money market sweep fund boding, but rot bane. deposits. see important inkormation about your statement on the last two pages c( this clOc °moil for cetals August 2014 (1) Year to date (I) Opening balances 51,217.86 $0.00 Additions Deposits and other funds credited 10.00 84,767.45 Dividend and interest income 4,078 84 45,595.60 Proceeds from investment transactions 0.00 407,110.27 Total additions 54,088.84 5537,473.32 Subtractions Professional management fees and related services 000 -2,797.80 Other fees -66.08 -930.92 Other funds debrted -3,863.69 -428,886.75 Funds withdrawn for investments bought 0.00 -103,480.92 Total subtractions -53,929.77 -$536,096.39 Net cash flow $159.07 $1,376.93 Closing balances $1,376.93 $1,376.93 Withholdings and tax summary Foreign taxes paid August 2014 (S) Year to date (S) -82 91 -4,768.20 You rfinandal Advisor: SCOTT STACK MAN LYLE CASIVEL UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 50.00 Closing UBS Bank USA Deposit balance Aug 6 50.00 Number of days in nterest period 30 Average daily balance $1,015.37 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your statemenrat the end of this document Your return objective: Current income SicaPital appreciation Your risk profile: Primary • Aggressive investment eligibility consderatton • None selected Your account instructions • account cost basis default closing method is FIR), First In, First Out CNP7C0C0305782990 NP70C0I98I 56 00005 0814 0302%04 CONFIDENTIAL 0613i1YGM_0002,995 " of 90 EFTA_00132355 EFTA01274492 *MIS UBS Strategic Advisor 2C11 Your assets Account name: Your Pi nandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Some paces, income and current vaues shown may be apprce4rnale. Asa result gains and losses may not be accurately rellened See Importenr,n5waranion aboux your statement a the end of tNs clxur4nt lot more inlomaton Cash Cash and money balances elating Equities Common stock 1,217.86 137693 Kriebel* OW Trade Bunter Average price Nice per Shen vaueon Unrealized Holcing Haring dote of shares per shame (S) Cog bags (S) cn Aug 19 (S) Aug 29(3) gain or loss (S) penal P88 LTD SPON ADR Symbol: 488 Exchange: NYSE EAI: 11,134 Current yield: 3.38% lan 29,13 825.000 21.573 17,797.89 22.770 18,785.25 987.36 LT Apr 22, 13 650.000 21211 13,787.15 22.770 14,800.50 1,013.35 LT Security total 1,475.000 21.414 31,585.04 33,585.75 2,000.71 ASTRAZENECA PLC SPON ADR Symbol. AZI1 Exchange: NYSE EAI: 11,022 Current yield, 3.68% Jan 29,13 210.000 50.130 10,527.30 76.010 15,962.10 5A34.80 LT Apr 22, 13 85.000 St 335 4,363.53 76.010 6,460.85 2,097.32 LT Jul 12,13 70.0® 49.441 3,460.92 76.010 5,320.70 1,859.78 LT Security total 365.000 50 279 18351 75 27,743.65 9391.90 BAE SYSTEMS PLC WON ADR Symbol. BAESY Exchange CC EAI: 31,322 Current yield: 4.48% Ian 29,13 1,000.000 22.160 22,160.00 29.510 29,510.00 7350.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: 1517 Current yield 1.57% Jan 29,13 207.000 99.560 19,912.00 134.300 26,860.00 6,948.00 LT Apr 22, 13 45.000 101.760 4,579.20 134.300 6,043.50 1,464.30 LT Security total 245.003 99.964 24,491.20 32,903.50 8,412.30 continued next page SDNY GM 00021738 CHP70303005791991 Ne70001931 56 00005 0814 030575001 100000 Page 49 of 90 Opening Offence on Aug 1 (1) Closing belence Pike per share Average on Aug 29(8 on Aug 29a) rare DMclen0 interest wad Dap in period CONFIDENTIAL EFTA_00 132356 EFTA01274493 *UBS UBS Strategic Advisor August 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number- Your Amanda' Advisor, SCOTT STACK MAN LYLE CASIVEL Your assets Equities Hazing Common stock (conbn0ed) Trade date Harrier or sham Purchase pacer Average price per than (I) Cost basis (S) Price per stare en Aug 29 (1) valueon Aug 29(S) unrealized gain or Ion (1) Holding period BHP BILLITON LTD SPON ADR Symbol: BHP Exchange NYSE EAI: 41,053 Current yidd: 3.53% Jan 29,13 320.000 78.520 25,126.50 68.630 21,961 60 -3,164.90 LT Apr 22, 13 30.000 63.865 1,915.95 68.630 2,058.90 142.95 LT Jul 12, 13 85.000 61.002 5,185.23 68.630 5,833.55 648.32 LT Security total 435.000 74.087 32,227.68 29,854.05 -2,373.63 BRMSH AMER TOBACCO PLC GB SPCN Apt Symbol: BTI Exchange: AMEX EAI: 42,882 Current yield: 4.12% Jan 29,13 340.000 104.097 35,393.08 118.420 40262.80 4,869.72 LT Apr 22, 13 150.000 107.325 16,098.78 118.420 17,763.00 1,664.22 LT Jul 12, 13 100.003 105.544 10,554.44 118.420 11,842.00 1,287.56 LT Security total 590.000 105.163 62,046.30 69,867.80 7,821.50 CELITSCA TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al: 42,763 Current yield: 4.34% Sep 16, 13 1,275.000 13387 17,069.45 14.900 18,997.50 1,928.05 ST Sep 17, 13 1,150.000 13359 15,362.85 14.900 17,135.00 1,772.15 ST Sep 18, 13 990.000 13.393 13259.17 14.900 14,751.00 1,491.83 ST Oct 10, 13 855.000 15.481 13,236.68 14.900 12,739.50 -497.18 ST Security total 4270.003 13801 58,9281 5 63,623.00 4694.85 CEUTSCHE POST AG SPON Apt Symbol: DPSGY Exchange: OTC EAI: 41,451 Current yield: 3.25% Jan 29, 13 640%0 23.900 15,296.00 32.7% 20,985.60 5,689.60 LT Apr 22, 13 720000 22.581 16,258.75 32.790 23,608.80 7,350.05 LT Security total 1,360.000 23.202 31,554.75 44,594.40 13,039.65 GDF SUEZ SPON ADR Symbol: GDEZY Exchange: OTC EAI: 42,758 Current yield: 5.66% Jan 29,13 720.000 20.779 14,960.95 24.600 17,712.00 2,751.05 LT Apr 22, 13 380.000 20.919 7,949.37 24.600 9,348130 1,398.63 LT Jul 12, 13 215.000 20.144 4,330.97 24.600 5289.00 958.03 LT Aug 21, 13 285.000 22200 6,327.10 24.600 7,011.00 683.90 LT Aug 22, 13 140.000 22.508 3,151.20 24.600 3,444.00 292.80 LT continued neat page CNP7o009005762992 NP700019ei 56 00005 COI 4 030575004 CONFIDENTIAL logtfikir_cm_0002A9S9 SO of 90 EFfik_00I32357 EFTA01274494 UBS Strategic Advisor UBS August 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Fl windei Advisor: SCOTT STACK MAKYLYLE CASRiEL Your assets Equities . Common stock tconnnuecij Trede Hddng date Nurrber of shares Purchate pricer Average okt per share (I) Con bads (SI PrKe peg share al Aug 29 ($) Ydue on Aug 290/ unrerdzed 9aln ot Ion d) Jiddng Peridd Aug 23, 13 240.303 22.418 5,380.51 24.630 5,904.00 523.49 LT Sectrity total 1,980.003 21263 42,100.10 48,708.00 6,607.90 GLAXO SMI IKUNE PLC Apt Symbcd. GSK Exchange: NYSE EAI: $2,694 Ctrrent yield: 5.41% lan 29,13 330.000 45.615 15,052.95 49.100 16203.00 1,150.05 LT Feb 13, 13 320.000 45 645 14Ø6.46 49.100 15,712 00 1,105.54 LT Apr 22, 13 245.000 50.630 12,404.47 49.100 12,029.50 -374.97 LT Jul 12, 13 120.003 52.904 6,34848 49.100 5,892.00 -456.48 LT Security total 1,015300 47.697 48,412.36 49,836.50 1,424.14 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: ITYRY Exchange: OTC EAI: $2,059 Ctrrent yield: 4.56% Apr 25, 13 60.000 70891 4253.51 87.700 5262.00 1,008.49 LT Apr 26, 13 375.303 70.792 26,547.34 87.700 32,887.50 6,340.16 LT Jul 12.13 80.000 68375 5,470.00 87.700 7,016.00 1,546.00 LT Security total 515000 70.429 36,270.85 45,165.50 8,894.65 MIN GROUP LTD SPON ADR Symbol: MTNOY Exchange: OTC EAI: 13,003 Ctrrent yield: 5.02% lan 29,13 1,660.000 19.580 32,502.80 22.780 37,814.80 5,312.00 LT Apr 22. 13 590.000 17390 10,260.10 22.780 13,440.20 3,180.10 LT Jul 12, 13 375.000 19219 7,207.31 22.780 8,542.50 1,335.19 LT Sectrity total 2425.000 19.036 49,970.21 59,797.50 9,827.29 MUNICH RE GROUP ADR Symbol. MURGY Exchange: OTC EAI: 11296 arrent yield: 3.43% lan 29.13 1,650.000 18.280 30,162.00 20.034 33,056.10 2,894.10 LT Apr 22, 13 425.000 19.544 8,306.29 20.034 8,514.45 208.16 LT lul 12,13 535.000 19 059 10,196.73 20.034 10,718.19 521.46 LT Security total 2,610.000 18.646 48,665.02 52288.74 3,623.72 IsESTLE 5 A SPONSORED K* REPSTG REG SHS SIMTZ ADA Symbol: NSRGY Exchange: OTC EAI: 12,138 afrent yield. 2.61% Jan 29,13 570.000 70.160 39,991.20 77.570 44,21490 4223.70 LT Apr 22, 13 290.303 69.918 20276 22 77.570 22,495 30 2.219.06 LT conffnuod ned page SDNY GM 00021738 cnnoomos292993 HP7000193156 00005 0314 030575004 100000 Page SI of 90 CONFIDENTIAL EFTA_00132358 EFTA01274495 *U BS U BS Strategic Advisor August 2014 Your assets . Equities . Common stock icononvedi Hddng Trade date Weber of awes Purchase pacer Average pike per share (S) Cost basis (S) Price per :bare on Aug 29 (I) Vdue on Aug 29(S) Linearized gain or lost (1) Hddng period Jul 12, 13 195.000 67.417 13,146.41 77.570 15,126.15 1,979.74 LT Security total 1,055.000 69.587 73,413.83 81,836.35 8,422.52 NPPON TELEG & TEL COPP WON ADR Symbol: NTT Exchange: NYSE EAI: $1,653 Current yield: 2.22% 14 22, 13 1,700.000 26.445 41,957.18 33.640 57,188.00 12,230.82 LT Aug 6, 13 510.000 26309 13,417.69 33.640 17,156.40 3,738.71 LT Security total 2210.000 26.414 58,374.87 74344.40 15,969.53 NOVARTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: $2,280 Current yield: 2.60% Jan 29,13 590.000 67.877 40,047.61 89.840 53,005.60 12,957.99 LT Apr 22. 13 240.000 72.512 17,403.02 89.840 21,561.60 4.15853 LT hi 12, 13 145.000 73.450 10,650.38 89.840 13,026 80 227542 LT Security total 975.000 69.847 68,101.01 87,594.00 19,492.99 ORK LA ASA A 5145 WON ADR Symbol: ORKLY Exchange: OTC (Al: $1,354 Current yield: 3.62% Jan 21,14 710.000 8.052 5,717.56 9.100 6,461.00 743.44 ST Jan 22,14 220.000 8.190 1,801.84 9.100 2,002.00 200.16 ST Jan 23,14 315.000 8282 2608.92 9.100 2.866.50 257.58 ST Jan 24,14 185.000 8.147 1,507.25 9.100 1,683.50 176.25 ST Jan 27,Id 135.000 8.019 160258 9.100 1,228.50 145.92 ST Jan 28,14 265.000 8.045 2,132.08 9.100 2,411.50 279.42 ST Jan 29, II 390.000 7.991 3,116.53 9.100 3,549.00 432.47 ST Jan 30,14 245.000 7.849 1,923.23 9.100 2,229.50 306.27 ST Jan 31.14 260.000 7.878 2,048.46 9.100 2,366.00 317.54 ST Feb 3, 14 185.000 7.794 1,441 96 9.100 1,683.50 241.54 ST Feb4,14 235.000 7.671 1,802.69 9.100 2,138.50 335.81 ST Feb 5, 14 245.000 7.727 1,89129 9.100 2,229.50 336.21 ST Feb 6, 14 165.000 7561 1,247.70 9.100 1,501.50 253.80 ST Feb 7, 14 310.000 7.528 2,333.87 9.100 2,821.00 487.13 ST Feb 10 14 250.000 7.609 1,902.25 9.100 2,275.00 372.75 ST Security total 4,115.000 7.913 32,560.21 37,446.50 4,88629 Continued next page Account name: GHIStAINE MAXWELL Friendly account name: Account number Your Amends' Advisor: SCOTT STACK MAN LYLE CASRIEL CNP70003005782994NP7000199i 56 00005 OBI 4 030575001 CONFIDENTIAL 102iONY_GM_0002q9S9 52 of 90 EFTA (()132359 EFTA01274496 UBS Strategic Advisor UBS August 201 4 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your PI nandri Advisor: SCOTT STACKMANLYLE CASPAL Your assets Equities . Common stock (continued) Trade Hddng date minter of shares eActiaa Average price Price per share per shale (S) Cost bags (II on Aug 29 ft) Vdue on Unedited Holt:tog Aug 29(S) on or loss (t) period PT. TELEKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange: NYSE EAI: 1805 Current yield 2.53% Jan 29,13 690.000 39.442 27,215 25 46.060 31,781.40 4366.15 LT RECKITT BENCKISER PLC WON APR Symbol: REIGLY Exchange: OTC EAI: 41,543 Current yield: 2.49% Jan 29,13 2,590.000 13.560 35,12040 17.500 45,32500 10,204.60 LT Apr 22, 13 510.000 14360 7,323.60 17.500 8,925.00 1601.40 LT Jul 12, 13 440.000 14331 6,305.99 17.500 7,700.00 1,394.01 LT Security total 3,540.000 13.771 48,74919 61,950.00 13,200.01 ROCHE FILDG LTD SPONS AIXt SWITZ ADR Symbol: RHHOY Exchange: OK fAl: 41,281 Current yield- 2.51% Jan 29,13 1,100.000 27.5x5 30,299 50 36.510 40,161.00 9,861.50 LT Apr22, 13 300.000 30.267 9,080.31 36.510 10,953.00 1,872.69 LT Security tow IA00.000 28.128 39379.81 51,114.00 11,734.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SH5 SPON ADP Symbol: RDS.8 Exchange. NYSE EAI: 41,504 Current yield: 4.43% Jan 29,13 185.000 74.585 13,79831 84.850 15,697.25 1,898.94 LT Apr 22, 13 215.000 65.856 14,159.06 84.850 18242.75 4,083.69 LT Security total 400.000 61893 27,957.37 33,940.00 5,982.63 SANOR SPON ADR Symbol: SNY Exchange: NYSE EAI: 41,574 Current yield: 2.41% Jan 29,13 720.000 48.754 35,103.55 54.700 39,384.00 4,280.45 LT Apr22, 13 275.000 52 654 14,480.06 54.700 15,042.50 56244 LT hi 12,13 200.000 52.424 10,484.90 54.700 10,940.00 455.10 LT Security total 1,195.000 50267 60,068.51 65366.50 5,297.99 9EMENS A G SPON ADR Symbol: 9EGY Exchange. OTC EAI: 31,507 Current yield: 2.41% Jan 29,13 250.000 110.110 27,527.50 125.300 31,325.00 3,797.50 LT Apr22, 13 200.000 100134 20,02684 125.300 25,060.00 5,033.16 LT continued next page SDNY GM 00021740 GNP's:9303005702995 NP2000193I 56 00005 0314 030575001 100000 Page 53 of 90 CONFIDENTIAL EFTA 00132360 EFTA01274497 *UBS U BS Strategic Advisor AugUSI 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Mounds' Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets Equities . common stock (continued) Trade lacking date Writer of shares Purchase pacer Average pace per lame (f) Coo basis (S) Price per share cri Aug 29 (1) Value on Aug 29(S) Unrealized gain or loss (S) Hddng period Jul 12,13 50.000 107256 5,362.83 125.300 6265.00 902.17 LT Security total 500.000 105.834 52,917.17 62,650.00 9,732.&3 SINGAPORE TELECOM LTD NEW 2006 SPUN ADR Symbol: SGAPY Exchange: OTC EAI: $2,284 Current yield: 4.14% Jan 29,13 1,060.000 28 260 29,955.60 31.222 33,095.32 3,139.72 LT Apr 22, 13 440.000 29.820 13,121.15 31.222 13,737.68 616.53 LT Jul 12,13 265.000 30.551 8,096.17 31.222 8,273.83 177.66 LT Security total 1,765.000 28.993 51,172.92 55,106.83 3,933.91 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $962 Current yield 2.78% Jan 29,13 1245.000 19.750 241,938.75 22.010 27,402.45 2,813.70 LT Apr 22, 13 330.000 18.685 6,166.05 22.010 7,263.30 1,097.25 LT Security total 1,575.000 19.527 30,754.80 34,665.75 3,910.95 STATCIL ASA SPON ADR Symbol: STO Exchange NYSE EAI: $1,594 Current yield: 3.87% Jan 29,13 610.000 26.533 16,185.31 28.390 17,317.90 1,132.59 LT Apr 22, 13 205.000 25.765 5,281.88 28.390 5,819.95 538.07 LT Apr 22, 13 170.000 23274 3,956.72 28.390 4,826.30 869.58 LT Apr 22. 13 las.oca 25.78$ 3,481.05 28.390 3,832.65 351.60 LT Jul 12,13 330.000 21.423 7,069.66 28.390 9,368.70 2,299.04 LT Security total 1,450.000 24.810 35,974.62 41,165.50 5,190.8$ TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol. TSM Exchange: NYSE EAI: $332 Current yield 1.91% Jan 29,13 800.000 17.800 14,240.00 20.940 16,752.00 2,512.00 LT Jul 12,13 30.000 18.434 553.04 20.940 62820 75.16 LT Security total 830.000 17.823 14,793.04 17,380.20 2,587.16 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 42.941 Current yield: 4.17% Jan 29,13 460.000 54.547 25,092 04 65.960 30,341.60 5249.56 LT Apr 22, 13 510.000 46.879 23,908.70 65.960 33,639.60 9,730.90 LT lir 12.13 100.000 50.459 5,045.96 65.960 6,596.00 1,550.04 IT continued next page CNP70309005782936NP7000198156 00005 COI 4 030575004 CONFIDENTIAL waStoivrsm000211941 S4 of 90 EFTA_00 132361 EFTA01274498 UBS Strategic Advisor sUBS August 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAK/LYLE CASki EL Your assets Equities . Common stock (continued) Harrber Purchase peke Average pike ante per shut Vara on Unrealized Holdng Hddng of shares per share (S) Con basis (SI as Aug 29 (S) Aug 29 (S) gain or loss a) period Security total 1,070.000 50.511 54,046 70 70,577.20 16,530.50 UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPCN ACR Symbol: UN Exchange. NYSE EAI: 12,187 Current yield: 3.22% Jan 2.9, 13 930.000 40.500 37,665.00 41.640 38,72520 1,060.20 LT Apr 22, 13 445.000 41.074 18,27806 41.640 18,529.80 251.74 LT Jul 12, 13 255.000 41271 10,524.33 41.640 10,61820 93.87 LT SKurily total 1,630.000 40.778 66,467.39 67,873.20 1,405.81 WM OVERSEAS BK LTD SPONS ADR St1GAPORE AOR Symbol.. UOVEY Exchange. OTC EAI: 11,398 Current yield: 3.04% Jan 29,13 900.000 30.540 27,486.00 36.850 33,165.00 5,679.00 LT Apr22. 13 100.000 33.492 3,34924 36.850 3,685.00 335.76 LT Jul 12, 13 250.000 33.180 8,295.00 36.850 9,212.50 917.50 LT Security total 1250.000 31304 39,130.24 46,062.50 6,932.26 VOCMFONE GROUP PLC SPON AOR Symbol. VOL) Exchange: OTC EAI: 12,389 Current yield: 6.70% Jan 29, 13 7%294 50.164 39,945.60 34.340 27,344.74 -12,600.86 LT Apr22, 13 2.727 54 627 148 97 34.340 93.65 -55.32 LT Jul 12.13 239.979 54.033 12,966.80 34.340 8,240.88 -4,725.92 LT Security total 1,039.000 51.070 53,061.37 35,679.26 -17,382.10 ZURICH INS GROUP LTD SPUN ADR Symbol. ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893 50 30.250 31,762 50 1,869.00 LT Apr 22.13 685.000 26251 17,98221 30.250 20.721 25 2,73904 LT Jul 12, 13 290.000 26.739 7,754 57 30.250 8,772 50 1,017.93 LT Security total 2,025.000 27.472 55,630 28 61256 25 5.625.97 Total 61,396,532.79 51.605,26823 5208,735.45 Total estimated annual income: 554,180 SDNY GM 00021742 CHP7O0O;OO5782997 NPT000193I 56 00095 0814 030575001 CONFIDENTIAL 100000 fag* SS of 90 EFTA_00132362 EFTA01274499 SUBS UBS Strategic Advisor August 2014 Your assetskonterivedi Your total assets Account name: '3414A NE MA).14, ELL Friendly account name: Account number: Value on Aug 29 (5) Yoe rlInancial Advisor: SCOTT STACK Mtd‘r LYLE CASRIEL Percentage of Cost Estimated your aCCOuill bests (S) annual incur.) (S) Unrealized gain or loss (S) Cash Equities Total $1,606,645.16 100.00% $1,397,909.72 $54,180.00 $208,735.45 Cash and money balances 1,376.93 0.09% 1,376.93 Common stock 1405,268.23 99.91% 1496332.79 54,180.00 208,735.45 Account activity this month Date Actiety Dexriptlon Amount 15) Deposits and other fonds credited Aug 22 Transfer FM Y1235750100 10.00 Total deposit and other funds credited Date Afthely Description $10.00 Amoral (S) Dividend arid interestiaconne Taxable drvidends Aug 1 Dodend VERIZON COMMUNIC AT1ON5 INC PAID ON 501 265.53 Aug6 Foreign VOOAFONE GROUP PLC SPON ACM Dvdend CUSP 92857W308 1,322 69 Aug6 Foreign TAIWAN SENCONDUCTOR MFGCO LTD ADR PAID ON Dvidend CUSIP. 874039100 830 414.55 Aug 26 Foreign IMPERIAL TOBACCO GROUP PLC 5/CN ADR PAID ON Dvodend CUSIP. 453142101 515 663.84 Aug 29 Foreign SINGAPORE TELECOM LTD NEW 2006 SOON ADR PAID ON nwdond CUSIP 82929R304 1765 1,412 23 Total taxable dividends Total dividend and interest income Oae /Lonny Dexronon $4.07824 54.07824 Amount (S) ren Aug 6 Fee VOOAFONE GROUP PLC SPON ADR .20.78 Aug 21 Fee SIEMENS A G SPON ADR •10.00 Aug 29 Fee SINGAPORE TELECOM LTD NEW 2006 SPON ADR .35 30 Total fees -$66.08 Cate Acisty Descapoon Aug 1 Transfer TO Y1 23575 0100 Aug 4 Transfer TO VI 235750100 Amouil (S) -1217 % Other funds debited -265 53 continued next page CNP7C003305782998 W700019315600005 CEll 4 030575004 CONFIDENTIAL miStrittcom_oodins 56 of 90 EFTA_00132363 EFTA01274500 *UBS UBS Strategic Advisor August 2O14 Account activity this month (continued) oat< Other funds debited (Continued) Aug 6 Foreign Tax Actiaty Withheld Aug 11 Transfer Aug 28 Transfer Total other funds debited Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Mnandal Advisor: SCOTT STACK MANLYLE CASRIEL Desorption Amoon IS) TAIWAN SEMICONDUCTOR MFG CO LTD ADR -82.91 TO Y1235750100 -1.633.55 TO Y1 235750100 -663.84 .93.963.69 Date Activity DescrolIcn Mount Money balance activities kiI31 Balance forward 50.00 Aug 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,217.86 Aug 4 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 08,01114 -952.33 Aug 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08104/14 -265.53 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,633.55 Aug 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Oted 1 I/14 •1,633.55 Aug 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 663.84 Aug 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06128114 -663.84 Aug 29 Closing MIS Bank USA Deposit Account 9090 The UBS Bank USA Depoit ACCOUrit It your vinery Sweep COCA SDNY GM 00021744 C Nr70D0g005782999 M70031981 56 00035 0814 030575004 Y123572S50100000 Page 57 of 90 CONFIDENTIAL EFTA_00132364 EFTA01274501 *UBS Yournotes .... cw.................e. ..,,,,,, ,,,.. se . 90 ...tune. baccouninumbm CONFIDENTIAL EFT,001.32363 EFTA01274502 Important information about your statement UBS Fnancial Sent; la Caw Fins or ten Finaxial Soaked. is a ranterof al pircaral scanty. CalYnOddy aid epuns e4ninges UBS F ~cell karces and UK Bank USA ve idioq srubaliaan of IBS AG and Milian of tBS Stories TLC lheF on's &axial eta a « if walk* upan remit The fends eneartra abase* a IBS Feasmaal Steams Ix 1200 Hata %Mead ~hank th IN 07086 1h6StaWnern repreives tre raily *flab' rated of pur UBS Fesaga SenteS non Other reOldS.exampt *Heal tal doweent. conuhng donating data souk not be reefed upon If you Wen? that 6 an env or mein. pleate neon h ~dam>, h Mene teBraich ~moot tre once serving pur mama Atcugh al hart tow are irifinded atr beacon.. palmett daatould rot be used for LT Nooses lark solely on et tend la tanz Pe. Form 1099. 5498. 10421 etc) then mpaing sour lac return the/ im isretuned by Ian to reven tote RS al taxab le dialends. repent:le non ~to dedends aid untie merest caned on seamy.% had n par xaeu net proceeds on sak trarrUcti:e6, and cost bantonconah cased senvraks Camearnicellond wit the Ferm • muse reconfirm au oaf comexwatons n thong to further protect your nint, ekbdin you* rights undo, the knites hams Protemon Act 'SEA) • PI tn. ~oat instamon onto tefen a the fruit of the stalerrwnt is not ten Runoff ~et. Ufa Feats StitesGenet you acannt as tering broke by negement rah the dt ated minkon We Wormed mu of Mn ration*, melon you opened tat name in this cat nar heels ans ~aim are bared I TAM ~oaf Smart aid not the rtroduang broker. ad ya roust ~arnica of my n« Of nab() to teeth fln All accoutre sutereros tiol be deerNd cwm•kie end acarate d ner objectedto n ~tag onto 60 dap • Please tact outlaw mewl ' to the tin: alment X or tollfree aII 800AM toe CO t Monday throuir Indy. or h going to uBS ?mama Son *d Clem Raton, Dopatrant. PO Box 766 Unon City NI 07(37 • n case ol errors« ~ions about an thy-non< kart trend« fin in Suet Mtn cud »Madge', Call or tire. to ten inaxel Season K. MAO Harbor taa . 6th Ike We€te.Acs N) clog& Ann emarBSA time.: CM ix limey soon as iou can d sou nk pur snug rearm 6 won; oedsu need root nf canary Lout merrier on the statoment or recept The kin «Card Mua atia lathe) mun her *Om pit no We" teal 60 0,6 alter the fan sent you the list gatemanon Muds te error or probiern ~ref - armed. tow nine and man' ardor fil try - Dena* the eror or the eater you ve titre god andegran as deate punt sty you bile* A is error a ety you need mac nlamation - Rovide te dollar anturn of te seeped wee The fill110, Cud law ad fumigatepa carotin, ad will cornea dry error pronatty tom make al duet payallo lo tho Armor t. I hail mama, ndcated on ex Iron of the slaument h madden., to fogs accoust fem. a:COLeT n+.3,/ be kmbia to menu:nonce lea target l« umpayment far taunted pu'd'ras macheat Ice raped nuts n oath =ants Accouas ta "transferred to Ohm onteutens may be Akita to a easter lee UBS Sweep Optkom UBS offers opals for sweeing ads Waxes. biances to bank spouts at tesen LISA arid Lid AG karlord brad (Bark Swap Rograns). money market mutual hodsMai Funds) and the harhational Depose Amen C0Alfor ~Caen with 31 Internalialal Resorme Idauganent Awned Through the PS , Sweep Steyr». Cat balances are swept au WS Bat USA m kr r ests hued lm,, ad then to LETS AG Surread Brant, a a May Furd Deposes at Les Bat USA are HNC enured n accordance was NA: mks for slat hfamakon p lea* mit worn Pc gav Deposits a UPS AG Vaasa Brant and tomtit/a -4y Evas snot nured by the FCC. 'trough the DA. evadable lo cab balmars re swept to deposit accounts a tes AG Newyork Branch and U3S.14 Cavan Brant Them Spouts are ria mixed by tit FDC datinces hoU at the CIS AG Garin Bra-ds ae terporaily <opined 10 the scamper re-A of theCapri Naids, and thereto.> quarztee a other .Moran of t6S Kak repay mhoDamn whk n the Li15 eke:maid Brad's boas. Deposits X UBS Bat USA rd each UBS AG Brach risrot praecied by SIC Wonky Fund ism are pawed by SVC See -CBS Finndal Sauces Acccunt Rotation' below Upon per rKkrog baterCe1 el ere Bat Swoop Program or OA may be entmckarn and dives of a ~fund maybe ipumaxed and the proceed: returned to you a yar toarritet lOCcunt Further nfamicn about mailkle wimp optons. ,aiding omen meet rate ad yetis. 6 wartett new ifeld ken yea /naked, Advisor a by caring UN Roane& Services data phateenien The Fern 6 a megrim of the Smart Mesta Protection Comeau(' (SPC). With protects seozhes fult of z martin m »1500.000 (ncbdo; 1250.000 for dams tor <TN Tre SEC arse, oxen«, time‘ TO, to all 40:00ffit tabouhold n aperitif:1'c~ The Fyn »mare wets cenan finites. has also pachamf :tumour:eta: proncion The ~apt anoint payable to all NOW cant. cabana, united-as prate:on o 550) melon as of ~ea 10, 2013 PArct tote pokyordains and khu(om of at te Fein /Jut er accented fa up to II 9 milkn nth. anegte fix XI put AX04.nIShoU it a patina., capably A full mpy ol the poky waning 6 JhreLtde UPC° red-og The SIC prOlKlixt rd te sumle~al Brewton both do not Sect* • C !flan InaNCial peels Controlled byled Massed n ytur account vim) but held away rom ceitS liana Seisms reg. man fecal, a UBSBaly «Teat a AS AG Stamford brands. OM nsuraxe mochat naming vadbke arun Old 04Own of mutual hitch vane kut shares re mg~ Meaty n dte nit* of the acomit baba on thebooks aid records of the ;plod* tow a bard« awn/ • Conan etwarnoni contra" or runment ctowold (9 g trued ~rips and mwaeptamments) that are floc regipered uidee the Sautes Aci of 1933. and • Conn:4bn COnlrXU g . foram maingo ald pre:busnets ~as/ nadtplutia commas and COnTe r*Y OPIKel comas Tho SF< protection ad eho applorreinti ',mutton do not many to thFse assets enn if they The ottnerse appev «saran talenen SEC protesen and the Skppbastil protedon do rot voted fl ans* change, n the ,axtet val» Os yov nyesetunts ~es a resuh <4 maim tore avant. mac ~pay« otherwise/ Mote itomiaon 6aait Puma repast You may obun race ,fotheroin Aping the SEC Brecht,. by «nixing SPC at «by vamp te SEC webfde al mwe a9C au DB/ideal Re kreefement Program OM the ace minced ai ammo pm Ytti (nay °Man the ectuel pro, fro* your rsonoil Admit Only %kph shoes are pourzed abler CAP. patal shams coil be sold and me cash ml be decosend n you acourt The dvidend remenmern ace bipund by the Issuer may Mar from the tabu pike X Pat the partial than ye sold CaSpheu Only Whole onts try be held in you 3:03int r you are entitled to 'pane me at arced: of a dviecnd ~tot or ~Me, wil ether ml panelist-tat maket price a maim an mow Ottenred by aendured (Pang agency. am cede you account Inweetwent °bleak/es The mesanen objectives am4 fit molt are sack lo ears aCCO011 aid my vary Mutt Rowe atie. the lem prompt k n fining of any meta, anzure h yo fnandi avatar of ~trier apctem For account heed you choose one of the fo loving ~Pineal «mattes • Reduce Current name hresenents seeking Me moralen of ham. only • Achte CartblUPpac000n twelertnts5Ming growth pretpal film than:1W gketraon of name • ~Tee Co rebektaen of Income r e1 Cep& APPTO•00^ ~tall tool by both eio gerwaion of ran rd yowt,« PrnaPal ~allelic profiles • Conamthe Seeks to mantin here/ mitpal. web low rita ad rota airy to the ocean merit Peal d ma means the azouni does not generate tracer moan.« returns ald rn..ynce keep pace with inibbOn • nederoom tang to estop' sonwria to omsve aid »Wye someviaay» sot higher mints • Amman, Nang to .1:Cepl Sigh rips to Velnial ad hgh Watley» seed high returnsma tme Seatament -hemeholding' We ram consoklate al aided accomt summon with the urn* nuts in the sane «metope ACometsrmy be relined fce Si; Mme bow* toy haw owner: oho in martin ant account relaionshm wit caw dents at the sate albets The prance PrOpria, 'h0Weeoldng ' you prefer to remake inchrilual tutornents nuked in kepaxe CONFIDENTIAL rkopoi, — you 'ray define househokirg by ding your Fnman .tor Friendly «mum name 11-* Plenty axon nett:K.1km Maranon tut pu entered On the Freni onto unades wtbste It a a cugoinizible 'mdrume• chow, by you b ac you ouch your rrandreeperg ha: no legal effect on mkt nourn YOJ C2/1 tape yov Fret:day main nines. troop Onto Somas or by0XIXting p.N1 &tattle, AM« Mcount ~Mew • Val» of tor mourn/pa into PM 01 assets and liardnes • Axons incbctel Seattle Cat Mazes yakkedla reacted 'maltyto:I rid GlobalPm* Creporitt unreal:al marks to ~et and anal Slat MR held byte Fyn, Does not ncladeunanced saudtelassem a te enf ol the pax and meat turreintin moat. a P..4» het5~ 11. untamed That col Mrs aid evetrubb Mick Worn • Ced6deeS KIJOeS OLe barmat outundry mign loan. credit Me. Mat account balances • cznimaney ataxic Toes of tithe:10d snubs. ati blanch pM.1.8S Bat USA depart bala-cr. UBS AG Suniced Branch depose balances and mathmake< /nn sul fend sweep balsaes a the dose of the Parent pealed Non.cormodIty tree Clede bins h yew amount arena segregaed from aka balaxes and Pe Fmnimay um my of these ftrds n the ordenry tune of astute-vs *these funt depayable i.pon ~demand This total a inclekd in the orent petzl doskg vak» Lending information roe deo.hd fikeTatOn on CIO rn's »Meg p.a.>, and dadosura, Mee TO eate C tern Rai iterAp Agreervan or Amman Agewant aid the General Tema aid Condemn USS Staff/mu of Cade Macias ~table n A Veroent$ erdtecicoure rtayore..,nfrP9x.nni Your meats You' statement [emcees sautes and Oder SUSSheld et the axorni at the end of te sunernem period You may aft for d. cony ol Ivey paid 2Xleihei a Al./ trn. You may reeve se råm. used a ban colliefi ate Paring ai balance the on them My mantas irrteakb them Ming the swan«. mood are hood at nutlet ea* a of the end of the natement period • Con be* n dettenhng the cog bass of tee sewities enduded n this katemene attire nitled web the flintier '1 • UBS Finena,i Savant.), toted on indams on Mated Iran sources other tan LBS Faye:di Sauces. nOudng Marmon Item anihre. I in or tat you may Puke previUd to your franca Maw TM firm dom not ~pendently way or guarantee* arvacy a validity of any itirmaon prowled by sources otit tan USSFrancalSeNtes en addtion *toughUfa FinancialSwat gnarly updates Ms rionnkam as c 6 reaved the Fah does rat bromide any mamas tat te nfinnatem alder 'Cost bale and ^Unreplited gateau is =gas am the die of Sr, tandled As "ich please do not rayon this ny an im lo makeTun:hake a Me ~sons. IT lar purposes a Crhen./e.o ~lb trlillified to Mr Fyn may reflect garibss nformaim orly for the pertid of time they am held a the Pan ParthiMend niarnaCiDel can be added by you Faunal' Acle60r • Unwanted miniboom ktre die t aNabk pgr•red anal me, near:arc 2-2 Claialed fee SDNY_GM_00021746 EFTA_00132366 EFTA01274503 Important information about your statement (OCO Untied) headcheese:reify lots the tamextion data fa ialindal lots may a may noe reflect cenenksexu Chasesate Maim). messa. aim went Dalfend aid OM« rorwsmoni lots and sytom tic pirchze lot are eat ~Min to daps, one a:erased let the • Made dz.' Timm peasants the «One, tramatun Unmake • GANN aura tos Pond; and praened nod" that Te Yon ant tor earby roderqxon sod beselected magnatey by lot tan aØ el snafflesof that issz rull n out name a n ~nee flare for as dents Callean 'nf cmul en is obtainedfrom third paled aid its 'cog at, 6 rot gunned OT« call lenses may cost vlich <OM affect men ~Ste inlommi ion tva beraided ofrol regaelit • ~as of *paella CDs are øC nosed opt I2S.O.CCO n pimple and ~tad Merest pre depositor and pa ~zany enliMion, n ~Ganz with SDK NIOS • ~hiatus Pncesckplewd ta 'Mures aria Other Product ma/ be hr« a blur that t e orce dial you Mu kJ actually recewe in the maket PrCeS are °blamed from vanes tid pity ;corm andi we beans to te retina but we do not gamin ewe xcuracy - We "mealy use the deng peke when *ratable ce the mean p the bid aid ask peCeS for 'sad tsarreim and *pews orshyled penisfor OTC smal e% - Las amwer tread warms maybe Aced usng meat en model a the MSS Mani pia we Maned andnagnot reflect an actua mark« Me Or What - C Oman poslions may Alen YAMPA apene and roll show z 'prim was not writable' rf we are enable to Obi* a pee for a snuffy - Deposes ot stones denctrmand n ~ors other tvi u 5 *Mtn as al listed a the entienaorSe as of the Seamen! dae - For rortan 'carnet min.g ri non-ant:4mm detumnatuis. ace aid quality dace vaiet may hale been naiad to frame Fop« vauson To obtain orient antis" when asallalle. mesas year' Fruncial Achy • Priem Inineanums and seruauned produces. Mate Mesterwee sautes (mining direct paler' pains Vegan aid real aim** rag-sewn Men Mattel/ and structured products sestina., hghtyheimla (elan anathema premidt hzie noe born reagored mein* Wa lls and efartal Carman a under any state *OMNI lad We prOrdeestmaed scalars la airste ~Amen ^rues ass strundef produis lot edam.* cnalpuesoan only Acdaacye rot gua'amml - llweyaueS maydifter stbstantally from nears a as Man fl oat rentrnere wary« SleuCtured picdua mei be licur et sold aid do not necessnly review, the yaw you may Mao* olfcci Igaidaon - med paw emmaes of vale are rot a ran <Me aid at walled to ISS enroll Services ana 'cgs bans by an ndepenteent satiation fern Roof, %metal Pam« SpCnsoe mimed whet if am. are stgpled to te FIT by the MOM general partner or *visor and may be °Waled based en diette Afornabon from that used by tend pates to doMie thee estMatcd valves - Youcn obtain ANK41.1d ad amain regaling the mono lonsgy used to deteranne the elm*, of via and the date of the nfonnaton ta is the base for the mina by anlacthg your Anasdi Medlar - TIM parry ~aced vans may be fef acted as 'Not paced' n analseam" tien an idepennal tuba's.' fat ism not Masted ad unable afar a value whenwe Damn aral that a maordl mom has ~What may olla ~mg reponed vat» Soo watten. a warm leak* nadd te highly reCailatae duo to the net" of the seamy - Men an kw« general panaler a SpOneat estimated van« 3t fdpaly KU Main What if provdel the taut ol tre zany sea becalerent tun est Nrchst pow - 'Clantorions to dare' my hcbde woo of cash al wane « both - • Oftini f tat me' rea'eSsita te dieselolleng prce eser unit ail may not reflect you cos bask • lbettliatd securities Restricted securest greserayae not damn, Higbee for pik tale trBS Fesmil Sows uses the make price of ter entestri:tod 'lode of the wane asur x r rfouted vain lot the leseused non its' purpose of ta sun a t orsy TO the maim Tx reacted sec:lies are elglek lot sals ne eat* recleled nay be substastialy lets thin the insisted o/d shown • It (*United) hØ arm« yields and rms. An emirate of ~al mome is based on anent unand and Cann Para among to acuities will be held for one year from statement date «an mammy thrs *Sinai* is onya guideGne. accuracy and 0:ntnued name se not gartneeed - Est:nand ora income andante yield for Wan typesol masets muld Mute arrun of sencjaa or canal gait ei wadi Ose the MI OCcme laid curve mkt/ would be oventintd - Talmud annual imame aid current yield aid Mie actua Tours a d yeld mgM be Isms« hgher Tag the astmatel amons - An minute ol lletalged income Glidden! ender «east) Maned Dynamo.« maket vat/Vans balance e based on the Ida, desSind or interest parts moe byte issuer and nines the seam indeposet wlI be held'« on. sax han the statement dap or usse~ arty Anna" aid oartintsd yeti are noe guaardeed • Meet not hold WU'S Pinandal Soma Conan Wars an not MUbyteMal an not with te fins possess's, or envoi Thee assets re capand m your gatemen' for irdomnonal ~son, Posibins ars eon presented are rem:1M by the Tung limn LES F nancia Semon is not reparable for this nfornabn and does not giantess es acancy MPS* distils tenet protected by SVC Cr the Fern's supplemental SaC coverage • Ilmnue during and addkbaalcompeosation. - es addinni to caminissom on ales aid Obi lees name/ et tonneaus, with the datrtulon of tuna hands to our denser an« ow algae repine fen:rueflag ~tau troen &flexors soolor »Mors of the mutual funds that we sell Thew atiants ae based en two dilater, arsponints 0 the amount el altars U:6 ol a pancuM mutual hod limey to maTerns ad Id Me net sate of a prosily (rum' laid lanais shares reed a B. Inn - We aid aur stare abs recent ragnotng aid omnbusprocesung lees m corodeiaon lor uante agent swekes tut we posed* to rhomieual funds Thine lets gene.S as pad *Cr manor awn in the mutual land and as a tasd dolts amium based on the rioter of roams at the hone dean holdingratan loads of tat find tang, - in aktlion lomninYM1 ieCeMid n cornection wati the sale or distrbuton of anurycorarain rd wiz syn.me tNA unit to our dents, %waxierour alatiane recew mien* trang antenna from riniyof the terna companies indenting one may cataracts aPiezeo of the iipimamnpntt «sponsors ci te uric eiWSVIVell !NZ we *Saute - Out ailitates also reale wading commisansani oar compernation freers muna finds aid insierce ConVaiies whose pent:axes we disebute - Wereceiveas nasal fee hem LI358aik USA an1USS AG Stanford Watch ol up to 525 pet acount sweeping to te banks vid« the terser* Sweep ingrains ASA" Infoonatian rogardng cormlit-is rd milieu/urges malted n annecon mil the meomion of van making option nasaMons has been n ed on warm:tons permute/ kneeled to you, and nil be um•MM to you aumpi a on rebuesi Short Sling If you r• engsp1 al tort ouhgasearae ycu may ma a chige On to anar Mew" cons la that panesla away Open «den Regaling (*en « '900clailirairelled • °KIM Thal Mee no, CoMstel byte stdernern dam open buy and sell stop «den re [edited by the amain of demands (ohm on • nelaidindsor imagist date inlets rammed otherwise by you You ae reTionable tor orders that are finned due to your lane to cancel smug open «den Tax witilwiditg en fanriwtions tom LOS financial Semites IRAs kaua tar kirt retires IRS &WWI SeneCeS to senerad income tai from you unable IRA Menhir cro. tut you may obici Oat lobar. in:cawIse wileholl or insteat you nay de° tO haw la ~Mid x arie tu n a Ind anoint as you ChOOSe 4fECOn vil lender, n effect 'At rsoVed by you You mayrevoke your election i ay lino by mazy anew elmain If you da rot haw crotch no/meta writtielfirAll your dombuliOnS. you maybe reepOrtble lea the pan« of estanxedtay Wu may no./ praxes da 'Timms velnhell and par estimated la pa/swots verpt pull tO YOU' la obli>ater Privacy To obtain a copy of as anent Chen Priexy lestice phxe motarv you FnatislA•Msor ritt oufwetisne Y. exam uer comtniacieolry inaicial Simian erm a bark She WA timon SovcesAccofq BSA all MBSS are Ma «age accunts nit 'soma access to bat nu serums and prodins tØ maximum UM /Mind bat awl other MS. party basks and pr.:vile:amass to Murree aim rues, onaleCtS istsed by unall ilottO thed tarty isran corms*, Haug', narres agency tubs/Ta es of uty mnaidal Snakes et trarearremt, macs and anionic products lest IOC hawed • NO bank Guarantee* May lose vela RPSOLIMMaiagEnVill &Øt, &Jinni Servead accost BSA, »MA and ~national ReaisCe lAatagegrent CONFIDENTIAL Account au regitared serum mats ce US'S Fruntial Services Inc Ina Srscaturo is a manned seMce mat of visa Imenunnal UPS Wa Signalise cede cads and ISS Vaa don cads ao issued by IRS Bin USA tab stamson from V ca U 5 A haseparated UPS Financial SennOes Inc Rev 201407 SDNY_GM_00021747 EFTA 00132367 EFTA01274504 UBS UBS Financial Semites Inc 299 Park Avenue 25th Roor New York NY 10171.0002 CNP7006552631 0911 X12 VI 0 UBS Strategic Advisor September 2014 11"t riS NEW YORK NY Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions a bout your statement? Value of your account Call JOS hriarroCires' AthrriOr Or ti RMA Re9surreline at 2m-um-IOK account On August 29(3) on September 30 (1) Your assets 1,606,645.16 I ,570,684.78 %Stour website: verivr.ubs.comifinancialservices Your liabilities 0.00 0.00 Value of your account $1,606,645.16 31,570,684.78 Tracking the value of your account 1 Thousands 1,606.6 1,570.7 • Aug 2014 Seo 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your tivearnent retumc Dindendarx1 interest income Chance in market value Value of your account on Sep 30. 2014 $1,570.6114.78 3000 11,5C6,65-943 149917.54 314.10981 SDNY GM 00021748 Member SIPC CNP70009006552631 NP700O293600 C0005 0914 030575004 VI23572550 110360 Pogo 47 of 100 CONFIDENTIAL EFTA_00132368 EFTA01274505 $UBS UBS Strategic Advisor September 2014 Your account balance sheet Summary of your assets Value on September 30 a) Percentage of you account A Cash and money balances 3,809.55 024% B Cash alternatives 0.00 0 00% C Equities 1,566,875.23 99 76% D Fixed income 0.00 0 00% E Non-traditional 0.0O 000% F Commodities 0.00 000% G Other 0.00 0 00% Total assets Value of your account 11,570,684.78 $1,570,684.78 100.00% Account name: Friendly account name: Account number: Your current asset allocation Eye on the markets Index Your l5 asocial Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2014 3-month Treasury bills: 0 One-month LIBOR: 0.16% Percentage change September 2014 Year to date -1.40% 834% -2.08% 6.95% -3.81% -0.99% -0.68% 4.10% CNP7000B006552632 NP70C0298800 00005 0914 0305750O4 CONFIDENTIAL I tffilkecomoodA9tes of IC° EFTA_00132369 EFTA01274506 *UBS UBS Strategic Advisor September 2014 Account name: C riI AMt dar EL Friendly account name: Account number. Your Financial Advisor SCOTT STAC,1.tAel LYLE CASRIEL Change in the value of your account September 20l4($) Year to date (I) Summary of values reported below exclude gains and losses products for which gam and losses are not classified Realized gains and losses Unrealized gains and kisses (4) Opening account value $1,606,645.16 $0.00 September 2014 (1) Year to date (S) Deposits, including investments Short term 000 -10,372.89 4,494 91 transferred in 0.00 1,941,16122 Withdrawals and fees, including investments transferred Long term GOO -17,192.77 165,847.54 Total $0.00 -$27,565.66 $170,342.45 cut -1,889.32 -434,504.79 Dividend and interest income 4,321.94 49,917.54 Change in market value -38,393.00 14,108.81 Closing account value $1,570,684.76 $1,570,684.78 Dividend and interest income earned For purposes of iris statement, taxatiatv of interest and addend Income has been determined Iran a u5 tax reporting perspedive. eased upon the residence of the account holder, account t)pe, or product typo, sane interest ardor dvidend payments may not be subject to United St*es (US) ardor Puerto Rico (PR) Income tarts The (Vent month), statement is not Intended to be used and orrice be read tarn for tac purposes. Clients should refer to the applicable tar reporting forms they recent. from 185 annualy, such as the forms 1099 and the Cams 480, fa la reaming information n is the placate or lies to lite tee asai(atre tax reporting forms with the US interns! Revenue SennCe and PR Treasury DeP5Itment. 8,4 in such town accurately usury dwcknct ardot Interest as tax everrpt or facia* income. fleece comult your indudual tax prepare( September 2014 (S) Year to date IS) Taxable dividends 4,321 94 49,909 75 Taxable interest 0.00 7.79 Total current year $4,321.94 $49,917.54 Total dividend & interest $4.321.94 $49,917.54 Return of capitaVpmcipal 0.00 3,895.55 SONY GM 00021750 CNP7C007006552633 WPM:0218800 00005 0914 030575001 CONFIDENTIAL 110000 ►ug* 49 of 100 EFTA 00132370 EFTA01274507 UBS UBS Strategic Advisor September 2014 Cash activity summary Account name: GHISLAINE MAXWELL Friendly account name: Account number: See Account activity the moNntot deals seances in your Sweep Options are Indudedin the wrong and closing balances wilt. FDIC Insurance or Olt, only to deposits at UBS Bank USA, not to deports at UBS AG, Stanford Pawn or bank deposits placed throw,' tne UBS intemationd Deposit Account popam. SIPC potedion applies to morn market sweep fund boding, but rot ban/ deposits. See important information about your statement CO the last two paps ct tnis document for detals September 2014 (3) Year to date (I) Opening balances Additions Deposits and other funds credited $1,376.93 0.00 $0.00 84,767.45 Dividend and interest income 4,321 94 49,917 54 Proceeds from investment transactions 0.00 407,110.27 Total additions Subtractions Professional management fees and related services $4,321.94 000 $541,795.26 -2,797.80 Other fees -138.01 -1,068.93 Other funds debited -1,751.31 -430,638.06 Funds withdrawn for investments bought aoo -103,413a92 Total subtractions 41,889.32 -$537,985.71 Net cash flow Closing balances $2,432.82 $3,809.55 53,809.55 53,809.55 Withholdings and tax summary September 2014 (1) Year to date (I) Foreign taxes paid -374 38 -5,142.58 Your Finundul Advisor: SCOTT STACK MANY LYLE CASR1EL UBS Bank USA Deposit Account APY Interest period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 $0.00 Closing UBS Bank USA Deposit balance Sep 7 $0.00 Number of days in nterest period 32 Average daily balance $224.94 Interest earned $0 .00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about they objectifies, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income Sr capital appreciation Your risk profile: Primary Aggressive investment eligibility consideration . None seected Your account instructions • account is currently coded for margin • Your account cost basis default dosing method is FIFO, First In, First Out CNP7C009306552634 NP700O298800 00035 0914 030575004 CONFIDENTIAL I1 4Y of I oo EFTA_00 132371 EFTA01274508 *UBS UBS Strategic Advisor September 2014 Your assets Account name: CHIIAINE MAXWELL Friendly account name: Account number. Sat* pnces, income and current vaues Shear, May Ix approximate. ASS kit*. gam ancllosses may mg be &moldy refkaed sat xnportanontonnafron about your gatemen, dine end of ins clxumem for more infornmon Cash Cash and money balances Cash and matey balances may include avalade cash balances, UBS Bant USA deport account balances, UBS AG Stanford Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl n applicable limits, but are not protected by SIPC uBS AG Stanford Brant h deposit re ou m barites an not insured by FDIC and re rot protected by StPC Money market sweep balances are protected by 9PC but are not insured by the FDIC. See the important information about your statement at the endof this document for details about those balances. Hddng Openng bdence on Sept (I) Closing balance Price Pet share Average OnIckncl Interest Days on Sep 30 (S) on Sep 30(1) rate period period cepmount (S) Cash 1.37693 0.00 (ES BANK USA DEP ACCT 000 3.809 55 250.000 00 Total 51,37693 53,809.55 Your /I nandal Advisor: SCOTT STACK MAULYLE CASRIEL Equities Common stock Hddng Trade date tcurrber of shares Purchase pricer average price per share (5) Cost basis(S) Peet per share on Sep 30(5) Value on Sep 30 CS/ Unrealized Hddng gain or lOSS (1) period MB LTD SPON ADR Symbol: ABB Exchange: NYSE EAI: 41,134 Current yield: 3.43% Jan 29,13 825000 21.573 17,797 89 22.410 18,48825 690.36 LT Apr 22, 13 650.003 21 211 13,78715 22 410 14,56650 779 35 LT Security total 1,475.003 21 414 31,585 04 33,054.75 1A69,71 ASTPAZENECA PLC WON 4CR Symbol AZN Exchange: NYSE (Al: $1,022 Current yield. 3.92% Jan 29, 13 210.000 50 130 10,527 30 71.440 15,002 40 4,475.10 LT Apr 22, 13 85.000 51 335 4,363 53 71.440 6.072 40 1,70687 LT Jd 12,13 70.003 49 441 3,46092 71.440 5,003 BO 1,539 r33 LT Security total 365.000 50179 18,351.75 26,075.60 7,723.85 continued next page SDNY GM 00021752 C HP7000;005552635 MO003218800 COCOS 0914 030579004 CONFIDENTIAL 110000 Page 51 of 100 EFTA_00 132372 EFTA01274509 *U BS UBS Strategic Advisor September 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number Your II modal Advisor: SCOTT STACK MANLYLE CASR1EL Your assets Equities . Common stock (continued) Trade Itching date Hurter of charts Purthase pace/ Average price Price per share per than (B Cost basis (S) on Sap 30 (SS VaNeon Unedited Wenn Sep 30 ($) gain or loss ($) period ME SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC MI: 11,322 Current yield: 4.31% Jan 29,13 1,000.000 22.160 22,160.00 30.670 30,670.00 8,510.00 LT BAYER A G SPON ADR Symbol. BAYRY Exchange: OTC EAI: 1517 Current yield 1.51% lan 29,13 200000 99.560 19,912.00 140.110 28,022.00 8,110.00 LT Apr 22, 13 45.000 101.760 4,579.20 140.110 6304.95 1,725.75 LT Security total 245.000 99.964 24,491.20 34,326.95 9,835.75 BHP BILLION LTD SPON Apt Symbol: BHP Exchange NYSE EAI: 11,053 Current yield. 4.11% Jan 29,13 320..800 78.520 25,126.50 58.880 18,841.60 LT 4:214649755 Apr 22, 13 30.000 61865 1,915.95 58880 1,766.40 LT 1J12,13 85.000 61.002 5,185.23 58.880 5,004.80 • 180.43 LT Security total 435.000 74.087 32,227.68 25,612.80 6,614.88 BRMSH AMER TOBACCO PLC GB SKI, ADR Symbol: BD Exchange: AMEX EAI: 32,882 Current yield: 4.32% Jan 29,13 340.000 104.097 35,393.08 113.080 38,447.20 3,054.12 LT Apr 22, 13 150.000 107325 16,098 78 113.080 16,962.00 863.22 LT Jul 12,13 100.000 105.544 10,554.44 113.060 11,308.00 753.56 LT Security total 590.000 105.163 62,046.30 66,717.20 4,670.90 CEUTSCIE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al: 12,763 Current yield: 4.28% Sep 16.13 1,275.000 13387 17,059.45 15120 19,278.00 2.208.55 LT Sep 17, 13 1,150.000 13359 15,362 85 15.120 17,388.00 2,025.15 LT Sep 18, 13 990.000 13393 13,259.17 15.120 14,968.80 1,709.63 LT Oct 10, 13 855.000 15.481 13,236.68 15.120 12,927.60 .309.08 ST Security total 4270.000 11801 58,928.15 64,562.40 5,634.25 CEUTSC1-E POST AG SPON Apt Symbol: DPSGY Exchange: OTC (Al: 11,451 Current yield: 3 33% Jan 29,13 640.000 23 900 15,296 00 32.025 20,496.00 5,200.00 LT Apr 22, 13 720.000 22.581 16,258.75 32.025 23,058.00 6,799.25 LT Security total 1360.000 23202 31,554.75 43,554.00 11,999.25 continued next pago CNP70003005552636NP7000198800 00005 0914 030575004 1 196ffiscom000NIS352 of 100 CONFIDENTIAL EFTA_00132373 EFTA01274510 UBS Strategic Advisor T September 2014 Account Elaine: GHISEAINE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date hunter of sham r4f (rote co(ct Average price per share (i) Price per shse Cost bags (S) on 54930(1) vague on Sep 30(S) unrwand gain or loss (S) Hddng period GOF SUEZ SPON ADR Symbol: GDFZY Exchange: OTC EAI: 13,619 Current yield: 7.29% Jan 29,13 720.000 20.779 14,960.95 25.075 18,05400 3,093.05 LT Apr 22, 13 380.003 20.919 7,949.37 25.075 9,528.50 1,579.13 LT Jul 12, 13 215.000 20.144 4,330.97 25.075 5,391.13 1.06016 LT Aug 21, 13 285.000 22.200 6,327.10 25.075 7,146.38 819.28 LT Aug 22,13 140.000 22.508 3,151.20 25.075 3,510.50 359.30 LT Aug 23, 13 240.<XX) 22.418 5,380.51 25.075 6,018.00 637.49 LT Security total 1,980.000 21263 42,100.10 49,648.50 7,548.41 GCVO SMITHKLINE PLC Al441 Symbol: GSK Exchange: NYSE EAI: 42.694 Current yield: 5.77% Jan 29.13 330.000 45.615 15,052.95 45.970 15,170.10 117.15 LT Feb 13, 13 320.000 45.645 14,606.46 45.970 14,710.40 103.94 LT Apr 22, 13 245.000 50.630 12,404.47 45.970 11262.65 -1,141.82 LT Jul 12, 13 120.000 52.904 6,348.48 45.970 5,516.40 -832.06 LT Searity total 1.015000 47.697 48,412.36 46,659.55 -1,752.81 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol. ITYBY Exchange:OTC EAI: 12,059 Oren( yield: 4.61% Apr 25. 13 60.000 70.891 4,253.51 86.770 5,206.20 952.69 LT Apr 26. 13 375.000 70.792 26,547 34 86.770 32.538 75 5,991.41 LT Jul 12, 13 80.000 68.375 5,470.00 86,170 6,941.60 1,471.60 LT Security total 515.000 70.429 36270.85 44,686 55 8,415.70 MTN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 12.218 anent yield: 3.97% Jan 29,13 1,660600 19.580 32,502.80 21.280 35,324.80 2,822.00 LT Apr 22.13 590.003 17390 10,260.10 21.280 12,555.20 2,295.10 LT Jul 12, 13 375.000 19219 7,207.31 21.280 7,980.00 772.69 LT Security total 2,625.000 19.036 49,970.21 55,86000 5,889.79 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC (Al: 41,796 Current yield: 3.48% Jan 29,13 1,650.000 18280 30,162.00 19.760 32,604.00 2,442.00 LT Apr 22, 13 425.000 19.544 8,306 29 19.760 8,398.00 91.71 LT SONY Glicate t page CHP70001006552637NPI00O293900 00005 01•14 0305750047123572550110000 Page S3 of 100 CONFIDENTIAL EFTA 00132374 EFTA01274511 SUBS UBS Strategic Advisor September 2014 YOUr assets . Equities . Common stock (continued) Hddng Trade data Mater of Mees PutChaSe gire Afliegt gakt Prett per share par Met (3) CM basis (S) on Sap 30 (S) Vdue on Sap 30 ($) UnredIzed Hddng gagn or Ion (I) period kg 12,13 535.000 19.059 10,196.73 19.760 10,571.60 374.87 LT Security total 2.610.000 18646 48,655.02 51,573 60 2,908.58 NESTLE 5 A SPONSORED ADR REPSTG REG SHS SWIT2 ADR Symbol: NSRGY Exchange: OTC (Al: 12,138 Currerd yield: 2.75% Jan 29,13 570.000 70.160 39,991.20 73.630 41,969.10 1,977.90 LT Apr 22, 13 290000 69.918 20,276.22 73.630 21352.70 1,076.48 LT lul 12,13 195.000 67.417 13,146.41 73.630 14,357.85 1211.44 LT Secuity total 1.055.000 69.587 73.413.83 77,679.65 4265.82 LAPPON TELEG & TEL CORP SPON ADR Symbol: NTT Exchange NYSE (Al: $1,653 Curomt yield: 2.40% JU 22,13 1,700.000 26.445 44,957.18 31.110 52.887 00 7,929.82 LT Aug 6,13 510.000 26309 13,417.69 31.110 15,866.10 2,448.41 LT Security total 2210.000 26.414 58374.87 68,753.10 10378.23 NOVART15 AG SPON ADR Symbol: NVS Exchange: NYSE (Al: 12.280 Cisrent yield: 2.48% lan 29,13 590.003 67.877 40,047.61 94.130 55.53670 15,489.09 LT Apr 22, 13 240.000 72.512 17,403.02 94.130 22,591.20 5.188.18 LT Jul 12,13 145.000 73.450 10,650.38 94.130 13,648.85 2,998.47 LT SeCvrity total 975.000 69847 68,101.01 91,776.75 23,675.74 ORKLA ASA A SHS SPON ADR Symbol: ORK LY Exchange: OTC (Al 11.354 Current yield: 3.62% lan 21,14 710.000 8.052 5,717.56 9.080 6,446.80 729.24 ST lan 22, I4 220.000 8.190 1,801.84 9.080 1,997.60 195.76 ST lan 23, 14 315.000 8.282 2,608.92 9.080 2,860.20 251.28 ST lan 24, Ie 185.000 8.147 1,507.25 9.080 1,679.80 172.55 ST Jan 27,14 135.003 8.019 1,082.58 9.080 1,225.80 143.22 ST lan 28, 14 265.000 8.045 2,132.08 9080 2,406.20 274.12 ST lan 29, I4 390.000 7.991 3,116.53 9.080 3,541 20 424.67 ST Jan 30,14 245.000 7.849 1,923.23 9080 2,224.60 301.37 ST Jan 31,14 260.003 7.878 2.04846 9.080 2360.80 312.34 ST Feb3, 14 185.000 7.794 1,441.96 9.080 1,679.80 237.84 ST contllued next page CNP70009005552638 NP7000293800 00005 0914 030575004 nsgtentom000llgssss4 of 100 Account name: GHISLAINE MAXWELL Priendly account name: Account number. You r K nancid Advisor, SCOTT STAOMANYLYLE CASRIEL CONFIDENTIAL EFTA 00032375 EFTA01274512 UBS Strategic Advisor *UBS September 2014 Your assets . Equities . common stock (continued) Hddng Trade date Writer of shares Purchase price Average price per snare (S) Cost basis (t) Frio per share on Sep 30 0/ value on Sea 30 (t) Unrealized gain or Ion (t) Hddng period Feb 4, 14 235.000 7.671 1,802.69 9.080 2,133.80 331.11 ST Feb 5, 14 245.0CX) 7.727 1,893.29 9.080 2,224.60 331.31 ST Feb 6, 14 165.000 7.561 1,247.70 9.080 1,498.20 250.50 ST Feb 7, 14 310.000 7.528 2,333.87 9.080 2,814.80 480.93 ST Feb 10, 14 250.003 7.609 1,902.25 9.080 2270.00 367.75 ST Security total 4,115.000 7.913 32,560.21 37,364.20 4,803.99 P.T. TELEKO4AUNIKASI INDONESIA Wei ADA Symbol: TV Exchange. NYSE (Al: 4805 Current yield 2.43% Jan 29,13 690.000 39.442 27215.25 48.100 33,189.00 5,973.75 LT RECKITT BENCKISER PLC SPON ADR Symbol: R8GLY Exchange: OTC EAI: 31,515 Current yield: 2.46% ran 29,13 2,590.000 13.560 35,120.40 17.390 45,040.10 9,91930 LT Apr 22, 13 510.000 14360 7,323.60 17.390 8,868.90 1,545.30 LT Jul 12, 13 440.000 14331 6,305.99 17.390 7,651.60 1,345.61 LT Security total 3,540.000 13.771 48,749.99 61,560.60 12,810.61 ROCHE HOG LTD SPONS ACR SWITZ ADR Symbol: RHHEIT Exchange: OTC EAI: 41,281 Current yield: 2.47% Jan 29,13 1,100.000 27.545 30,299.50 36.990 40,689.00 10,389.50 LT Apr 22. 13 300.000 30.267 9,080.31 36.990 11,097.00 2,016.69 LT Security total 1,400.000 28.128 39,37951 51,786.00 12,406.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS WON AOR Symbol: ROSS Exchange: NYSE (Al: 51,504 Covent yield: 4.75% Jan 29,13 185.003 74.585 13,79831 79.120 14,637.20 838.89 LT Apr 22, 13 215.000 65.856 14,15906 79.120 17,010.80 2.851.74 LT Security total 400.000 69.693 27,957.37 31)548.00 3,690.63 SAMOA SPCN ADR Symbol: SNY Exchange: NYSE EAI: 41,574 Current yield: 2.33% Lan 29,13 720.000 48.754 35,103 55 56.130 40,629 60 5,526.05 LT Apr 22, 13 275.003 52.654 14,480.06 56.430 15,518.25 1,03819 LT Account name: GHIStAINE MAXWELL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MAMLYLE CASRIEL continued next page SDNY GM 00021758 CHP70003006557639NP700029380000005 0314 030575004 110000 Page SS of 100 CONFIDENTIAL EFTA (0132376 EFTA01274513 *U BS U BS Strategic Advisor September 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your II:sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock (continued) Trade 'Atkin') date Morton of alarm Purchase Kars Average prke Price per dun per share (S) Cost bat (1) on Sep 30(3) Vdue on Sep 30 (S) unreeized Hddng gain or lon (I) period Jul 12, 13 200.000 52.424 10,484.90 56.430 11,286.00 801.10 LT Security total 1,195.000 50 267 60,068 51 67,433 85 7,36534 9EMENS A G SPON ADR Symbol: SIEGY Exchange. OTC EAI: 41,507 Current yield: 2.53% Jan 29,13 250.003 110.110 27,527.50 119.070 29,767.50 2240.00 LT Apr 22, 13 200.000 100134 20,026 84 119.070 23,814 00 3,787.16 LT Jul 12, 13 50.000 107.256 5,362.83 119.070 5,953.50 590.67 LT Seas* total 500.000 105834 52,917.17 59,535 00 6,617.83 SINGAPORE TELECOM LID NEW 2006 SPcti AOR Symbol: SGAPY Exchange: OTC EAI: 42.284 Current yield: 4.33% Jan 29.13 1,060.000 28.260 29,955.60 29.890 31,672.80 1,717.20 LT Apr 22, 13 440.000 29.820 13,121.15 29.880 13,147.20 2605 LT hi 12,13 265.000 30.551 8,096.17 29.880 7,918.20 •177.97 LT Security total 1,765.000 28 993 51,172.92 52,738 20 1,565.28 SMITHS GROUP PLC SPON AOR Symbol: SMGZY Exchange: OTC EAI: 4962 Current yield 3.00% tan 29,13 1,245.000 19.750 24,588.75 20.390 25,385.55 796.80 LT Apr 22, 13 330.000 18.685 6,166.05 20.390 6,728.70 562.65 LT Security total 1,575.000 19.527 30,754.80 32,114.25 1,359.45 STATOR. ASA SPON ADR Symbol: STO Exchange NYSE EAI: 41,594 Current yield: 4.05% Jan 29,13 610.000 26.533 16,185.31 27.160 16,567.60 382.29 LT Apr 22, 13 205.000 25.765 5,281.88 27.160 5,567.80 285.92 LT Apr 22, 13 170.000 23.274 3,956.72 27.160 4,617.20 660.48 LT Apr 22, 13 135.000 25.785 3,481.05 27.160 3,666.60 185.55 LT Jul 12.13 330.000 21.423 7,06966 27.160 8,962.80 1,893.14 LT Security total 1,450.000 24810 35,974.62 39,382.00 3,407.38 TAIWAN SEMICONDUCTOR MFG CO LTD AOR Symbol: TSM Exchange: NYSE (Al 3332 Current yield 1.98% Jan 29,13 800.000 17.800 14,240.00 20.180 16,144.00 1,904.00 LT hi 12.13 30.000 18.434 553.04 20.180 605.40 52.36 LT continued next page CNP70309004552640NP7000293900 00005 0914 030575004 gtflYGMOOOPIS756 of I 00 CONFIDENTIAL EFTA_00 I 32377 EFTA01274514 UBS Strategic Advisor 4&UBS September 2014 Your assets . Equities . Common stock (continued) I4dOng Trade date larrrber of sham Noche* price Average pdce Price per share per share (I) Cost 1)&515(0 on 5ep 30(11 Wlue on Unedited tidclng Sep30(P on or loss (1) period Security total 830.000 17.823 14,793.04 16,749.40 1,95636 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange. NYSE EAI: $2,941 Current yield. 4.2656 Jan 29,13 460.000 54.547 25,092.04 64.450 29,647.00 4,554.96 LT Apr 22, 13 510680 46.879 23,908.70 64.450 32,869.50 8,960.80 LT lul 12,13 100.000 50.459 5,045.96 64.450 6,445.00 1,399.04 LT Security total 1,070.000 50.511 54,046.70 68,961.50 14,914.80 UNILEVER NV N YSHS NEW NETHERLANDS SPON SPON ACR Symbol. UN Exchange. NYSE EAI: $2,093 Current yield:3.24% Jan 29,13 930.000 40.500 37,665.00 39.680 36,902.40 -762.60 LT Apr 22, 13 445.000 41.074 18278 06 39.680 17.657.60 -620.46 LT lLi 12,13 255.000 41271 10,524.33 39.680 10,118.40 -405.93 LT Security total 1,630.000 40.778 66,467.39 64,678.40 -1,788.99 UNTD OVERSEAS 8K LTD SPONS AOR SMGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: 41,398 Curent yield: 3.18°/0 Jan 29,13 900.000 30.540 27,486.00 35.190 31,671.00 4,185.00 LT Apr 22.13 100.000 33 492 3,349 24 35.190 3,519.00 169.76 LT Nil 12,13 250.000 33.180 8,295.00 35.190 8,797.50 502.50 LT Sootily total 1250.000 31304 39,13024 43,987.50 4,857.26 VODAFONE GROUP PLC SPON ADR Symbol: VOD Exchange: OTC EAI: $2,389 Current yield:6.99% Jan 29,13 796.294 50.164 39,945.60 32.890 26,190.11 -13,755.49 LT Apr 22.13 2.727 54.627 148 97 32.890 89.69 -59.28 LT he 12,13 239.979 54.033 12,966.80 32.890 7,892.91 -5,073.89 LT Security total 1,039.000 51.070 53,061.37 34,172.71 -18,888.66 ZURICH INS GROUP LTD 90N ACR Symbol: ZURVY Exchange: OTC Tan 29,13 1,050.000 28.470 29,893.50 29.809 31.299.45 1,405.95 LT Apr 22, 13 685.000 26251 17,982.21 29.809 20,419.16 2,436.95 LT Jul 12,13 290.000 26.739 7,754.57 29.809 8,644.61 890.04 LT Security total 2,025.000 27.472 55,630.28 60,363.22 4,732.94 continued next page SONY GM 00021758 CNP700030C6552641 NPT000293800 00005 0914 030575004 110000 Page 57 of 100 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Pisandal Advisor: SCOTT STACK MANTLYLE CASRIEL CONFIDENTIAL EFTA 00132378 EFTA01274515 *U BS UBS Strategic Advisor September 2014 Account name: Your Ignandel Advisor. Friendly account name: SCOTT STACK MANYLYLE CASRIEL Account nuntber. YOLK assets Equities . Common stock (continued) Tab .1dri,; (talc Purchase Vi(.. Rutter Average pn, Price per snare of shares pr that (Si COO bask (S) on Sep 30 NI VaNeon Sep 30 (I) Untested sicking gain or loss (I) period Total 51.396.532.79 51,566,87523 S170,342.45 Total estimated annual income: $54,134 Your total assets Pe 'tentage of Cost elmated Uri/ea/lied value on Sep 30 (s) your account tosis annual inccene (5) gain or loss (0 Cash Cash and money balances 3,509.55 0.24% 3,909.55 Equities Common stock 1.566,97523 99.76% 1,396,532.79 54.134.00 170.342.45 Total Account activity this month $1,570,684.78 100.00% $1,400,342.34 $54,134.00 $170,342.45 Ciate Adept ()eruption :motel (0 Dividend and int:mast income Taxable dondends Sep 5 Foreign STATOIL ASA SPON ADR PAID ON 1450 42157 Dividend CUSIP: 85771P102 Sap 8 Foreign UNTO OVERSEAS EiK LTD SPONS ADR SINGAPORE ADR PAID ON 1250 400.13 Dividend CUSIP: 91 1271302 Sep 10 Foreign UM LEVER NV N Y SSG NEW NETHERLANDS SPON ADR PAID ON 1630 626.25 Dividend CUSIP 904784709 Sep I 1 Foreign KIRIN HOLDINGS LTD SPON ADR PAIDOPI 3010 54296 Dividend CUSIP. 497350306 Sep 11 Foreign MTN GROUP LTD WON AOR 0.74 Dividend CUSIP: 62474.4108 Sep 1 1 Foreign MTN GROUP LTD WON ADR PAD ON 2625 1,086.39 Dividend CUSIP: 62474M)08 Sep 15 Foreign ASTIMZENECA PLC SPON ADR PAID ON 365 32850 Dividend CUSIP: 046353108 Sep 23 Foreign 1319 8I LUTON LTD SPON ADR PAIDON 435 53940 Dividend CUSP 088606108 contmoed next page CNP70309005552642 N1,7000291380000005 0914 030575004 CONFIDENTIAL II9Stiltcom000tiIsts9se of I00 EFTA_00132379 EFTA01274516 *UBS UBS Strategic Advisor September 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (renewed) 0ate Aah.Iy DetaOlion Amount 41) Dividend and intemstinoome (continued) Taxable dividends (continued) Sep 25 Foreign Dividend ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS SPON ADR PAID ON 400 CuSIP 780259107 376.00 Total taxable dividends $4.321.94 Total dividend and interest income $4.321.94 Date Afliwty Description Amount U) Fees Sep 5 Fee STATOIL ASA SPON ADR -7.25 Sep 11 Fee Sep I 1 Fee Total fees 4136.01 KIRIN HOLDINGS LTD SPON ADR -78.26 MTN GROUP LTD WON ADR -52.50 Odle Actiuty DeStapb0n ArroLnIfIl Other funds debited Sept Transfer TO Y1235750100 -1,376.93 Sep 5 Foreign Tax Withheld STATOL ASA SPCN ACR -63.23 Sep 10 Foreign Tax Withheld LNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR -93.89 Sep I I Foreign Tax Withheld K IN HOLDINGS LTD SPON ADR -54.30 Sep I 1 Foreign Tax Withheld MTN GROUP LTD SPON ADR -16286 Total other funds debited 0.4e Actrvrty Descnolvon 41.751.31 Amount ($) Money balance activities Aug 29 Balance forward $0.00 Sep 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1376.93 Sop 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 09/02114 .1376 93 Sep 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 351.09 Sep 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 400.13 Sep I 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 532.36 Sep 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 1282.07 Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 328.50 Sep 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 539.40 continued next page SONY GM 00021760 CW70003305553643 NP700:1293800 00005 0914 030575004 CONFIDENTIAL 110000 Page 92 of 100 EFTA 00132380 EFTA01274517 UBS UBS Strategic Advisor September 2014 Account activity this month (actritied) Date Money balance activities (continued) Sep 26 Deposit U85 BANK USA DEPOSIT ACCOUNT Achvity Account name: GH1SLAINE MAXWELL Friendly account name: Account number: Your II nancial Advisor. SCOTT STACK MAI/LYLE CASRIEL Desuption Amount (S) 376.00 Sop 30 Closing UBS Bank USA Deposit Account The UBS ear* USA WON ACC0unt is your primary sweep Colon 53.009.55 CNF700090C6552644 NP7000298900 00005 0914 030575004 End of statement for account number CONFIDENTIAL 1li§011ty_Dm_000lill3B160 of Ico EFTA 00132381 EFTA01274518 Important information about your statement UBS Frontier Senote5 Inc One FM or U85 FinaxialSerkes). Is a mentor ol al on:palscanty carenocry aid maws arranges uBSFrJ1NlServotsandl85BaiFUSAbe indeed soulMires of 18S AG and /Nam of tan Secoskin LLC lhe f Ross f normal sta~ it sable Loon Modest Pm /Ms eiecrtne ol kRs ore a ten Anita Strtios no 1200 tabor Elculemd ~AM NJ 07086 This statenem reprewitSlhe «ay axial reord of pot UPS Ethanol Segues account Other rear& met Mealtar doormat. combo, contang dau Mold nor be Mod upon If you Mom> Man» error a moan. Moro moon n ~my n (inve teerroch Ma-ope of te off outing you amount Athough al Mom tom ;redounded to be acome. maMMIdaa groull rot be lead for tar Nooses Rek solely on ye ana la< lamt Pe. km 1099. 54911. I Den ou Mon pepsin your tai atom the/ em is teduad by lie to repron tote RS al taxabledi/On& repontle non ~re dvitends and lactle Meted (red en mantes held in your amuck IM proceeds on sale transaloat aid ma bamon condo cased sonnies Cmuteunicellont wit Um Firm • please recording; ord conekexatons nnrngt0 fetter pooled ytor ofrett ncbding you* ogles under the ~a awed« Protecnon Act (SPA) • rf the fnonal insert/don on the top left ce the Iran of this tevenot it not ten Punoal ;emit MS inavaal Stakes OM you' acannt as deity baker by normal vat the indicated mituton We Informed you of this retniondip Men you opened Pt =um in this caw, sr finds one urren ore looted I 185 Manor Micas red not the aroducng Meer awl you roust mar a mat of any ma commission to beth amt. All appin statements dial be deemed cant( and acarare a n'X objectedto roman? Mho 60 days • Pleasedirect Gown« myryta ' ' to the Intas anent X or 10l*,. a 00AM paa t ~day dump n se or n Mangor IBS /Manor Seams inc. Clint beams Department. PO Box 766 Unon City NI 07(87 • n case of «ma ~tons aeon an Moon< balt trend« (ST) DI Sectdebit card Balsas'," Call or nose to WS Enamel Seems ht. 100) narbor Ott . 6th I bat ~AMY NJ 07086. *an IMIAll3SA unmes Cal «miter soon asyta an d put nkyow statement Or recept 6 wog mime need more rdinnatoon Lout atbrofer on the swarm ow reap, The Fem ce Card Mow la atploble)mut hear tan pi notate," Val 60 days alter the fns sere you the rest summon want the «ra or problem4mM - kovilt for nine ad acorn, amber (il me - Deverite the MO, or the ranter you ae wore Lou auleoran as deate you can My psi ber mt is al error a rim you need more Marnxion - FroWle he dollar >mum of the sveaed TMAnna Cad law MD ~time~ Comptird ad MIcored army trot droopily Pimamake al tors poyaalo to tho Armor to Inacil nohow ndcated on CM Pore of this tae enat h add( eta to regtef amount fees mount n+.3/ be mbp0 to mamma, lem charge Ice Ise paying« far stcurte: purchaw; aiddlones fa kraal nuns n can axonts ACCNIMS Oa ace trais~ lo olio," intermsma/be vetyd to a mnsler lee. UPS Sweep Options U8S oilers oplan la swommOrth bakmes. biaxes to bank Moors M (la* USA aid LAS AG Suntan! ena (Bark Swap MenaDegoms[et meta kndi Orkney runt) and the Account COAlfor CuStallen with al Intellialialal Rescuer Management Account thiough the BM, Sweep Pavans. oath banal are swept 53 WS Bark USA up bal ests klied NM and dun, to 185 14 Stamford Bondy a a May Ford Deposes at tes salty:a are WC rooted n acCOtdaXe with fes; mks tor me Memnon plate mit mow Moo gar Deposit a tolBS AG WaTdood Brant and awes d Money rids rent nsured by the FCC. through the DA. avalable to can bans are seer to Mow accounts a UK AG ~York Brr'Sm and 18514 Carman Pant ThemMost arena nare by tee f DC Palmas MU Y the torifi AG Carom Beata ore terporaily mined to tre ~bp rid. of the Capri Wands, and there is rna Imam* cr other piptron Ca US'S A6 lo repay theDamon rink on the UBS Caiman's Brach's boas. Deposits X UPS Bat USA aal each UPS AG Pasch am MI proseened by SIC Money Fund sham are Named by WC See 'UPS Aomori Serowe, Account Protection" below Um poi Maki., batirKet 41 te Bat Prop rama Prog OA may be wt anti ail net of a !Oriel und maybe :grand, and the proceed: returned hi pu a yew ~silo% Ytas Curter nIconato about Seattle sap options. nating went intact ram ova netts. n aent* a new tat ken your f ~COI Myna a by caring UPI financial Services *mom pretietien The Mon tornado« of the Sear ain Mesta' Protection Common (SRC). MOM protectssee-mks rams of masters mi to 1500.000 Mohan; 1250.000 for dams tor ca) 7n•SSC we omen«, nines oath to ail 403>on” tknOVhOld n apalicarmacitt The Frua together wth anon Anita ha abo put ased sooppranontai ptomain The ragman anoint payable to all Nig ble dent. colactiolf undo' tis protecion o 550) notion as of Deceit« It/ 2013 SJ:pa tote pokya:editions and ~du cat at the Frio ironer promoted for up to 119 main n the aware for al put mounts heat in a oxtail, capaay A full mayor he polcywadng6 »winkupon ~ 2 The SIC pottoton and te suppleflntal prceecico both do not SW* • Omni foxier *MI Controlled by (and Mimed nyve account value) but held may fromtealimbo, Pawn reg. man Mot ZUBS Bark re) cat ilea AG Mainford brand+. De nsurame mama naming mute» arruniet rod MY twos of mini knit awe sat, awes re rig~ dreary on te not d the ammo bider on the Macs 34 moods of the ;prober Ow or tinder agelh • Certain rnotarnam contemn or nomment mama re g Weed rumnirshops and aerie plaments) that ae not 119bWed VIE« the ~does Aci of 1933. and • ComnandhtsantraQtk9.forcyhendwgoaid pre:Janowl contact &LON tutia owns and Cement:AY OPhtel contracts The SFC proaction rod tre 20~41 ~on do not mph; to these assets eon of they ottenvose appea onarxr statement The SEC meow and the SLIMMYWit ;mecum do not protect ,gana changes n the mate rate el yov Memoirs (therhaas area/n d maim moommt. mow btdnotga *theme) Mote Wombe on a rat* he upon mast Yore may obun ave inform:on alsoc iligIng the SPC Bodtre by conizing SPC at or toy vaang the SP( entitle at monad ord DNidend Re Prounent Program OW) the par receded an aenaje price You mar Man the (MOM price fras your Fiume Admor Only risok Mrs are pichased water DAP. partial tams MI be soil ad me of wil be deposad el you scours the dwidend renmonert prise tippled by the issue ma/Offer from the matte prat when the denial :has as sold CoMbirlieu Only mole units my be held in >Our XCOult "you are ousted to 'pater we al a remit of a dmistnd ~wit or creseivire. te firm wlt ether yf partial...imamate' rice a mom en fl int Oeletwed by a award clef g agency are aerie you amount Investment °breaks The memoir Mecums aril fit profile are 'mac lo calm account aid may vay team Stem advise the oms prompt h n wiring of any ugnicam e ange in your fnanmal stuatkno of etrestINIV ctiective; For eat accoure held. you choose one of the ro twang mestmenl obamtees • Peace Curran axone eosin nis mooing dye prwal on of name only • Achme CarsOUPplecuoon kneednints seeking morph of pamper rapa than Pm amnion or name • Foreckce Contammon of income and Cana APPeonon ~rail toothy both are generalen of name 34 gromh N stenopal Overall risk profiles • Consomme Seeks to main briar gre him( Mtn low risk and yolality to the account mil men Atha means the amount does not 94~ bpdant name« IS", SW evince keep pace wan iseden • AlloSent Main; to rapt sanerat tO prnCpe ail tolerate me err any» seek higher reruns • Ammo, Worn; to meal hgh IipP to analaal ad hgh valaity to reel hip returns mer Erne Statement lwatieholdirdr We raaymnsoklate el retited account statements wit the urn* roues on Me sane avelopo Montt my be related fa this Fe/Tole beano they ha. owners Mo alm mr intain pm account relaionshm rah olle clews at the Sane adtteSS No pprratets krom as' howeroldn6 'typo paler to mane initiated stattrenismakd in atpage CONFIDENTIAL go,okoi, - you art decant househoUrg by ding your Emma Moor Friendly mount name Nearer manse nare reflects darration that MU nieces on de fen's wine sevues robs.. It as customizable 'n.:krume diaven by you bo ri a you oath you ritccedrenano n he no kgt effed on your wcown YW ge Mange you Panay %Malt nines. through Wm Senn or bimodal pa &laical AM«. Account overview • Vabe of parr rooter:Oa *GO Na Of aketsarcl lienhtes • Mans !abaci *AM aril Moran Mtn lot I reward parityPa rid Global Tito Deposits untied marks to market al Certain SAMS rat Mel byte Pan Does not nchdeunprod sematelassets lteent or the pro and <meat itatemmX goo« a Iterate Mantmemt unrested slot sot tre and meta* le deck opium • CiarkeS bardeS OAR balances. Out standing uragn loans. credit Me. short *mum bairces • comimosty bates Toes of utinallod rattle aft blames. phi 165 Bank USA apcsit barroom UPS AG Pafford Branch depose balances and mot matte moor fund sweep baffls a the Jose of the statement peed Non.convonlity fret aedit bariOnny0/ amount ate not smeared from arm balances and tee Pommy we am of these Ards n the ordtry cam of asterisms Pete funds se payable upon your demand stås 6 encircled in the arrant mix, dosing via Laid ng information Foe detand olennaon on Clef rm., »man pratan and dicrosures Wet TO yin/ C Lam Par beam Amman or Arrant arsment and the General Tenia ad Condeons USS Stiment of Crate Proilies ~Mk n Agreements and Oncioutoes Your moats Yes statement times secures and other assetsheld n the ,CCOUM X the end Nee stoma period You mar at for delisfy d fury paid 2kWits, ar ay lm. You may recta" Seasono used a ban collated peaty ny balance me on tern My seonties tundeend wo the Fm dung doe gatemen period as Adel a mein whoa ol the ere of the Moment penal • Cog Mai PI dettanhng the coF basis of the stornos onoluded n tha stain" Mme rikted svit a* number IBS firmnda Soremeshaa ekdon internalion oblated from sources other tan SS Mani Maces. noltudng nrarnalen Iran roan I in in ta you may lane preorad tl you( Timor Mew TM f iwn doer not independenik Lorry or gunmen* axvacy a vdiday of any Matron medal by sources other tan Una~ Sentes en addrion atoogh LOS Fns. dal Sonia gnarly updates Ms ntortnnan as c Is rocevat Me Fen does not ortorde any assvanan Mat the nrcimatin wag 'Cost bail' and 'reedited ganisyw is warate a of the Otte of Mk namnni As suet, please do not rely on this information to takepurchase er Me Moons la tar purposes a Olt!~ ar.Oxint trlillifin1 to thee ern mayreeled Maim Memento aln for tie penal of time they am had a the Fins letrehinornal Monoton Can be added by yoisFirunaa Aden« • Unedited gelnOloses Nam data c ataioblo eamated urreal moo ne,1›: ;US Y. cat'and tee SDNY_GM00021762 EFTA_00132382 EFTA01274519 Important information about your statement (Continued) Wiridualsoority Inks lbe ~ion data fa idinzdal lots maya may not rel ba connksarts. diagesar sewneynorgunitalon weals Dtákind rid (Met reeweamote lots and entande pre!~ lots re eat ambtsel to WOW one leramd hat The • Wade dae <Warm 'resents the agar arsixt en Paiedre • QUM" norldis Ponds and preened St0d, tat the iS9air (alb for ealy rtderploOn MI be SeleCted rrpalialy by bt tan snag al StforiteS Of that 6~ hike in out name a n ~nee na.• for as chime CalIcahn Merriam is Manedfrom 'bed patio redes 'carry 6 rot ~awed Otte call I eatimi ~yeast Mol could ailed yell ~plate dlormakin Ira be podded ofral ' ant • Crrarcates of deposit (CDs) (Ds are Rh( Mad apt 1293.0:0 irt patiopal and squid interest pre dcportor aid pa depository inliblion n axcidanoi with WC rules • ~value Prices CkplaWd fa »Oases and Otte ~CI may be hr.' ce btu., thr ea prat that yoke Muff alually recede in Que ~kg PrCeS are °Waned from *adat tree party sources ~di webete/eh) te reality but we do not gamin Qee aaas acy - We ~rat, the to dcong pm* Mn a'abblo cv the mean rebid aid ask paces Ice 'stad manes and enure or cny be prces tor OTC toasts - Lot Jana/ turd soviet maybe peed omga valance InOcItt a Tenn, Warn ;rite we Maned and rnay rem reflect an aduil matte pee or vaag - Swain p011iOnS may appear ~Ian apex ad null show z 'pace was not available' if we are usable to obtain a woe for a stony - Depasth a Wane, denrirennd n canoes other than U S ~Ws are rel Pet« at the widurgorre m of the Panne date - For Conan soothes vadeg non-0~(min dentidateds. vice aid Quality dace vale) may hat boon Maned% Ire.» prow< **man To obtain anent quotas:a. Men ratable. WOO yard Snared Adige • /Mina dinamems and werteaund produau Potato ~were worries Cnclidng direct paler' pain, prOgrall and real estate ~swear Matt S4i3antrag aid studded pew/mu rewash fighti Meld (elan strip:trod podia' ewe not Dom rettioned wit the StKul beR and en:ha»t Commss,on a under any stare *writes Wes We peon*. eslmaed tales Ia win" ~tuners ^reel ad stated produas lor derma onalpueown only Managua rot 9n. 011~ - thee wiles maydifter ohnintally Iran MCC" Bay at alien a pwate mermen *way« structured pumps maybe [coot a sold aid do not nocest.aily ~wont the tale you may rodeo upon liandron - Bird party ehmaes of vale are as of a anan Ore and at Siepbed b LBS inroad Saviors on aregulr bale by an ndepentlent tabation Inn Wreeal Praia or Gregor Sowed who. ef any. ate ~Ind to re Frm by tie mom general partner ir was« and may be °Waled based in Mew* Wornation from that usedbythe/ pan is to donee thee estimated yahoo - You can anain adhienal Wormalen regaling the rrededology seed to okeennine the sterna. of war au0 de date of the hformacon that Is the base fa the manse by enlacing your dutch; ~hoe - 11,k0 parry ~rated valesmay be reflected as 'Not priced t sellers safaris Wen an idepenhint vabixion IT twin* ~flea wound:do to assign a vwo when xis becorie min that a maw* worn haw warred that may al la ~tidy reponed vale too Wagon. ce *Animates ~Ad be highly SpeZulatree duo to to nar us of the rorty - Men n1~ an isSue, real panne< a Sponsor esimaud vs/tenor lh✓(Openly Winkled What if prOvde4 the wive of the warty wi beddl* sit tin p.rchast poet - 'Cligrbutiont to On' may include~ of c-vi al, wane a both - • OnSlena lat sir' extents the natal attiring pace prunes ns may not reien yaw coo barb • ammicted securities Restncted "fames genetaty are not (twentyeagtle for pdok la* IRS f alexia termes egos the market prico of the ennestridod stock of the aam 6SUir a n wound value for the retorted stoat tt purposes of Oisszeake:ent onk To the omen tea reStrKted sonnies re ebgblo lor aap. the.ral.it iteted may besubeNntity less nun the invited what town • Esc («United) hams. curraityields and raw An tstinate of raw, ncome is based on wawa wished aio naos rates awning te veudties *ill be held for one yea from stamen' date or veil mammy The ellirdte 6 Onbr a gudidne. aCCuraCy and OXItnued Kin* ac not g,urameed - Ell noted annual ~me and sweat Wiel lomen Vas° , townies mud ~de atheism of cr ',WM or eyada gans en Out Cade the tit OCCine la» darter yell) would be oventred - Estenated amid ~se and Qom, 141.1 and the actud node and yeld mgM be homer higher than the notated amount - An we reof mreuleed ~me Welders! andor merest dated by the citron made valdnatft balars e baled m O* lag duchnd or weed parent made by the ewer and attunes te swam indigoes wil he IWO« one nut ban the statensint date or red maurty ~will ad continued red at not gewariteel • Asia net held byUKtin.ndal Sonia Certain assets aio not held byte en, ad not mein the Finks possession or ant& Thee assets re «played an your statamem for irnommonal mesa ony Potnies ad tale, presented re provikd byte eying firm tad FnanciS Seers e not reponsble ion this idumpion aim does not geraitee ns aa nCy nieSe assets genot prOleCled by SVC Cr the amps *postman»! SaC covaagf • itovanue Sating and addkbnal comps:~ - et Widen to mminissom on sale; awl 12b.1 hes racewed in conneaun with the deututon of truly* funds to our dents we alder or that mere renews tang paymnu from adubutors ardor »don of the mutual ends tat we sell Peso ruses are based in two different amounts 0 the amount el saksby LBS 01 a Olt COW (Mull had lamas to ow deems. ad Id One awe err ol a pamlirruoval fund fan y% 9~1~ a the Inn - We aid een aflame and rettee retweeng rid ormeemprocestng lees n mrialwaton lor binder agent weekre out we provdt to rho mutual funds Thew lees sew" at pad torn nestor awn in the mutual lend aid are a tied doll? armruil baste on the rimer of amend at the trododeater holding mutual hinds of tat find lardy - m Wit ion to comwssens 'waned n ornecton wen the tabor dead/ton of arnury mrarace ad Leh ;wettaac tin unit to our dents. we ad re our allaihe recew revenue tang OrnpenSaticei Iron Werryof the mane °moaner. indemnity to a-rety ccnexti atifann of that inwancocompred «Boonton on the tint eat DUOS we Pettus. - Oa Wilde also recele trading communeaid ~et carpi/nation from munual held, and imtrax, congatin tpOie protibxts we distbutp - We remit.* an anus tee frontes Balk USA are USS AG Scanlon, Walt ol up to 125 pee mcount ~win to the barks Leda the Liner* Sweep Programs Aellaity Wounded rogardrg corentrons and ot hen charges nosed ti connection wit the ~mien of vales. ~rang option Vaisactons has been ~Ada , wens:ions promudy Ian del to you. and wit be peon~ to you yummy On ~ea Short Sling If you as engaged in Mort Wing a washy you may nar a (have due to canal beam" Costs Ice that paleula ~ay Open eiden Whiling Open te '900clailarlailtd • orders that ewe not emoste0 by the *dement date open buy ad sell stop steers re wired by the amount of &MOMS« rghli al oedindintor mingles dato mire mended othenvite by you You are rel»MblefOr Orders eke are !mated die to your false to canal wising open orders Tax withelddren ~on§ den UK Financial 541ViCa . Feder tar law eyries UBS ~UP Services to withhold now* lac from >cis Isubla IRA &Mai Km. but you my °teapot What, men-and venae or instead. you nay Sc, to has lac wehheld a era. area deed amount as you choose Vox Soon war tomato is effect untd tasked by you You mayreed* your election a ay lino by ~Jig anew electen a you do not haw orwit income to. *ChM Iran your distributions. you maybe repOnSble r the pasroux of emnredut. You may nar pen atie. ',wanes Meted ani yet, estimated law payments seint egoar tO you. tacobli~ Privacy To obtain wore of or curet (Nee Peery Antice please of ntad pas F natal Minor tension, webs% a: wet ur comonianeary U3Sfinaicial Sears á not a bat de WA. Emote SkirsiCOSACCOut BSA na IRMA re bicamage laurel ri d porde access to bat nu serves ns prodsds trough anangements with arrhatoi brats rid other mid party balks and provdes aocoswo nurser and anuity prootds fished by unit doted thrd {tarty ~ran, immune, through ~in agency lubS153 es of UtS Financial Savers to iniegmee. ~farce, ad annuity products Not IOC haired • NO bank ~mew May lose tale ROM fteSOUCeNtana~ accent. Buwess Swoon ~Dam BSA. WM and ~mahout Resouce lAtaament CONFIDENTIAL Accoue at registered *nee mats r Liss ~al Services Yea Sgnaturo is a agitated »dice ~O. ol visa trim' coal LBS Visa Signals* cede cads and LBS Visa dote cads at issued by USS Ba* USA vith wymedon from v ca u S A harparacd US'S Financial Servers Inc Rev 201407 SDNY_GM_00021763 EFTA_00132383 EFTA01274520 UBS UBS Financial Semites Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNF70057490251014 VI 0 UBS Strategic Advisor October 2014 I A NEW YORK NY LL Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phone Questions about your statement? Call your Finan,:la: Advisor or the Value of your account RMA ReSOurCeli ma at 800-RMA- 1000, account- on September 30 (S) on Oclober 31(5) Your assets 1,570,684.78 1,531,864.24 Visit our webs1te: rivitew.ubscomf I inancialsewices Your liabilities 0.00 0.00 Value of your account 81,570,684.78 51,531,864.24 Tracking the value of your account S Thousands Sources of your account growth during 2014 Value of your account at year end 2013 10.00 Net deposits and 1.5707 19319 withdravals 51,504269.40 • • Your investment return Diedend and interest income 154.253 03 Change in market value -$26.658 19 Value of your accotnt Sera 2014 Oct 2014 on Oct 31, 2014 0.531.1164.24 SDNY GM 00021764 Member SIPC CW10001005748026 NP7000193796 00016 1014 030575004 cococ0 Pap 47 of 98 CONFIDENTIAL EFTA_00132384 EFTA01274521 *DUBS UBS Strategic Advisor October 2014 Your account balance sheet Summary of your assets Value on October 31 (S) Percentage of your account A Cash and money balances 5,756.01 038% B Cash alternatives 0.00 000% C Equities 1,526,108.23 99 62% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 11,531,864.24 $1,531,864.24 100.00% Account name: Friendly account name: Account number: Your current asset allocation Eye on the markets Index Your Nnuncid Advisor. SCOTT STACK M AN LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, IJES AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% Percentage change October 2014 Year to date 2.44% 10.99% 2.75% 9.90% -1.45% -2.42% 0.98% 5.12% CNP700040057413026 NP70C01$3796 00005 1014 030575004 CONFIDENTIAL cotklikre_enc0002R911S 48 of 98 EFTA_00132385 EFTA01274522 UBS Strategic Advisor UBS Account name: LrIIILAINE MAr %NEL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MANILYLE CASNEL Change in the value of your account October 2014 (3) Year to date (I) Summary of Varies reported below exclude gains and losses products for which gam and losses are nos classified. Realized gains and losses Unrealized gains and kisses (I) Opening account value $1,570,684.78 $0.00 October 2014 (1) Year to date It) Deposits, including investments transferred in 0.00 1,941,163.22 Short term 0.00 -10,372.89 -792.41 Withdrawals and fees, including investments transferred cut -2,389.03 -436,893.82 Long tens 0.00 -17,192.77 130,367.85 Total $0.00 -$27,565.66 $129,575.44 Dividend and interest income 4,335.49 54,253.03 Change in market value -40,767.00 -26,658.19 Closing account value 51,531,86424 51,531,864.24 Dividend and interest income earned For purposes of Iris statement, ta‘abity of interest and dadend income has been determined frcrn a us tar reporting perspedrit Breed upon the residence of the account holder, account type, or product tsp., some interest ardor deidend payments may not be subiect to United States (US) and cc Puerto Rico (PR) Income tares. The [lent month,' Statement is not intended to be used and carrion be (eked upon for tar purposes. Chenls should refer to the applictle tar reporting forms they recent. from 185 smugly, such as the Points 1099 and the PCMIS 480, for Ita reDOMPO information 11 is the practice or U85 to file the rtoricabe ten reporting forms with the US intern8 Revenue Semis and PR Treasury Department. and in suchforms accurately daafy dindenct ardice Interest as tax exempt or racabSe income. flea. comult your in:Eldon' tax prepare( October 2014 (S) Year to date IS) Taxable dividends 4,335 38 54,245 13 Taxable interest 0.11 7.90 Total current year $4,335.49 $54,253.03 Total dividend & interest 14,335.49 $54,253.03 Return of capitaVpmcipal 0.00 3,895.55 SDNY GM 00021766 C1.0,70307005748027 NP700318e796 00035 1014 030575004 CONFIDENTIAL 000000 Pap 49 of se EFTA_00 132386 EFTA01274523 SUBS UBS Strategic Advisor October 2014 Cash activity summary Account name: GHISLAINE MAXWELL Friendly account name: Account number: See Account activity Om month tot decals. Baarxes in your %ten Options are indudedin the opervny and closing balances value. FDIC Insurance applies only to deposits at U8S Bank USA, not to dep091, at 085 AG, 9anford &arch or bank deposits placed t hrough the UBSInternationd Deposit Account progvym. SIPC protection applies to money market sweep fund hddings but rot bank deposits. See important information gout your rtatement on the last two pages at this document for detals October 2014 (3) Year to date (1) Opening balances $3,809.55 $0.00 Additions Deposits and other funds credited 0.00 84,767.45 Dividend and interest income 4,335.49 54,253.03 Proceeds from investment transactions 0.00 407,110.27 Total additions 54,335.49 5546,130.75 Subtractions Professional management fees and related services -1,979 49 -4,777.29 Other fees -98.05 -1,166.98 Other funds debited -311.49 -430,949.55 Funds withdrawn for investments bought 0.00 -103,480.92 Total subtractions -$2,389.03 -$540,374.74 Net cash flow $1,946.46 $5,756.01 Closing balances $5,756.01 $5,756.01 Withholdings and tax summary Foreign taxes paid October 2014 (1) Year to date (1) -31149 -5,454,07 Your financial Advisor: SCOTT STACK MANYWLE CASRIEL UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0.00 Closing UBS Bank USA Deposit balance Oct 6 $6,015.36 Number of days in nterest period 29 Average daily balance $3,153.38 Interest earned SO 11 Annual percentage yield earned 0.04% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnanoal Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive investment eligibiSty consideratnn • None selected Your account instructions • lour account cost basis default closing method is FIFO, First In, First Out CelP7COMOS748028NnOCOI88796 00005 1014 030575004 CONFIDENTIAL 111Y GM SO of 98 EFTA (10132387 EFTA01274524 $UBS UBS Strategic Advisor October 2014 Your assets Account name: Your Finandd Advisor: Friendly account name: SCOTT STACK1.1444LYLE CASRJEL Account number. Solne pnces, income and current values ShOnn may teappfoximate. AS a resell. galas a14/tosses may rbol be accuralely reflected. Set Aperient into/mason about your statement a the end 01 ths dtcumeM for mote infornason. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bank USA depout account balances, UBS AG Stamford Branch ',poet account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MK villein makable limits, but are not protected by S1PC 085 AG Stanford Brant h deposit SC oum finances an not illitaad by FDIC and are not protected by WC money model sweep balances are protected by SIPC but eve not insured by the FDIC. See the important information about your statement at the end of this document for death about those balances. Coning baance Clovng Wen« en ce per share Average Hddng on Od 1 (1) on Oct 31 (S) on Od 31 (0 it, U35 BANK USA CEP ACCT 3,809 55 5,756.01 250.00000 Dnidend interest period Days period cep atonal (1) Equities Common stock Purchase pricer Trade Mather Average price Pate per shave value on unietilzeg liddng lacking date of shares per share (5) Con basis (SI on Oct 31 (5) Oct 31 (1) gain or loss (1) period ABB LTD SPON ADR Symbol: 488 Exchange: NYSE EAI: $1,134 Current yield:3.50% Jan 29,13 825 003 21.573 17,797 89 21 940 18,100 50 302.61 LT Apr 22. 13 650.000 21 211 13,787.15 21.940 14261 00 473.85 LT Sectrity total 1,475 000 21.414 31,585 04 32361 50 776.46 ASTRAZENECA PLC SPON ACR Symbol. AZN Exchange. NYSE EAI: $1,022 Current yield: 3.84% Jan 29,13 210.003 50.130 10,527.30 72.940 15,317.40 4,790.10 LT Apr 22, 13 85.000 51 335 4,363 53 72.940 6,199 90 1,836.37 LT hi 12,13 70.000 49.441 3,460 92 72.940 5,105.80 1,644.88 LT Sectrity total 365.000 50 279 18,351 75 26,623 10 8271.35 84E SYSTEMS PLC SPON ADR Symbol. BAESY Exchange. OTC EAI: 41,322 Current yield:4.50°in Jan 29, 13 1,000.000 22.160 22,160.00 29.370 29,370.00 7,210.00 LT contnnoecl next page SDNY GM 00021768 C NP7C003305748079 Ny7003183796 00035 1014 030575001 1301:003 Page Si of 98 CONFIDENTIAL EFTA_00132388 EFTA01274525 *UBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWEU. Friendly account name: Account number. Your Honda' Advisor, SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock IConbnuecll Trade Melting date Martel of therm Purchase price Average pace per than (S) Cott basis (S) Price per stun on Oct 31 0) Vdue on Ott 31 ($) Unrerezed gain or lots ($) Hating period BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC (Al: iSI 7 Currant yield 1.49% Jan 29,13 200.000 99.560 19,912.00 142.030 28,406.00 8,494.00 LT Apr 22. 13 45.000 101.760 4,579.20 142.030 6,391.35 1,812.15 LT Security total 245.000 99.964 24,491.20 34,797.35 1030615 BHP BILLITON LTD SPON AOR Symbol: BHP Exchange NYSE EAI: $1,053 Current yield: 4.07% Jan 29,13 320.000 78.520 25,12680 59.440 19,020.80 -6,105.70 LT Apr 22, 13 30.000 63.865 1,915.95 59.440 1,783.20 -132.75 LT Jul 12,13 85.000 61.002 5,185.23 59.440 5,052.40 -132.83 LT Security total 435.000 74.087 32,227.68 25,856.40 4,371.28 BRMSH AMER TOBACCO PLC GB SPON AC* Symbol: BT1 Exchange: AMEX EAI: $2,844 Current yield: 4.24% Jan 29,13 340.000 104.097 35,393.08 113.560 38,610.40 3,217.32 LT Apr 22, 13 150.000 107325 16,098 78 113.560 17,034.00 935.22 IT JS 12,13 100.000 108544 10,554.44 1 13.560 11,356.00 801.56 LT Security total 590.000 105.163 62,046.30 67,000.40 4,954.10 DEUTSCPE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al 42,763 Current yielcE4.32% Sep 16, 13 1,275.000 13387 17,069.45 14.980 19,099.50 2,030.05 LT Sep 17, 13 1,150.003 13359 15,362.85 14.980 17,227.00 1,864.15 LT Sep 18.13 990.000 13393 13,259.17 14.980 14,830.20 1,571.03 LT Oct 10, 13 855.000 15.481 13,236.68 14.980 12,807.90 .428.78 LT Security total 4,270.000 13.801 58,928.15 63,964.60 5,036.45 DEUTSCHE POST AG SPON ADR Symbol: DPSGY Exchange OTC EAI: 41,451 Current yield: 3 37°4 Jan 29,13 640.000 23.900 15,296.00 31.680 20,275.20 4,979.20 LT Apr 22, 13 720.000 22.581 16,258.75 31.680 22,809.60 6,550.85 LT Security total 1,360.000 23202 31,554.75 43,084.80 11,530.05 GC( SUEZ SPCN ADR Symbol: GDP-2Y Exchange: OTC EAl: $3,604 Current yield: 7.48% Jan 29.13 720000 20.779 14,960.95 24.340 17,524.80 2,563.85 LT continuo(' next page CNP70309003748030NP7OCOle8796 00005 1014 030575004 CONFIDENTIAL cogbillY_GM_0002/1969 92 of 98 EFTA_00 132389 EFTA01274526 UBS Strategic Advisor SUBS October 2014 Your assets . Equities . common stock (continued) Hddng Trade date Number of shares Purees* prIcel Average price Price per share per share (S) Coe bads CR on Oct 31 (4) vane on Unredlied HdcIng O41 31(1) gain or loss ft/ period Apr22, 13 380.000 20.919 7,949.37 24.340 9249.20 1,299.83 LT Jig 12, 13 215.000 20.144 4330.97 24.340 5,233.10 902.13 LT Aug 21, 13 255.000 22200 6,327.10 24.340 6,936.90 609.80 LT Aug 22. 13 140.000 22.508 3,151.20 24.340 3,407.60 256.40 LT Aug 23, 13 240.003 22.418 5,380.51 24.340 5,841.60 461.09 LT Security total 1,980.000 21263 42,100.10 48,193.20 6,093.10 GU1X0 SMITHKLINE PLC ADR Symbol: GSK Exchange: NYSE EAI: $2,691 Current yield: 5.83% Jan 29,13 330.000 45.615 15,052.95 45.490 15,011.70 -41.25 LT Feb 13, 13 320.009 45.645 14,606.46 45.490 14,556.80 -49.66 LT Apr22. 13 245.000 50 630 12,404.47 45.490 11,145.05 •1,259.42 LT Jul 12,13 120.003 52.904 6,348.48 45.490 5,458.80 -889.68 LT Security total 1,0151:00 47.697 48,412.36 46,172.35 -2,240.01 IMPERIAL TOBACCO GROUP PLC SPC44 Apt Symbol: IlYBY Exchange:OTC (Al: $2,059 Current yield: 4.59% Apr 25, 13 60.000 70.891 4,253.51 87.120 5,227.20 973.69 LT Apr 26, 13 375.003 70.792 26,547.34 87.120 32,670.00 6,122.66 LT Jul 12, 13 80.000 68375 5,470.00 87.120 6,969.60 1,499.60 LT Security total 515.000 70 429 36,270 85 44,866 80 8,595.95 MTN GROUP LTD WON ADR Symbol: MTNOY Exchange:OTC EAI: $2,218 Current yield: 3.80% Jan 29,13 1,660.000 19.580 32,502.80 22.230 36,901.80 4399.00 LT Apr 22, 13 590.003 17 390 10,260.10 22.230 13,115.70 2,855.60 LT Jul 12, 13 375.000 19219 7,207.31 22.230 8336.25 1,128.44 LT Security total 2.625.000 19.036 49,970 21 58353 75 8383.54 MUNICH REGROUP ADR SyrntOl. MURGY Exchange: OTC EAI: $1,796 arrant yield: 3.51% Jan 29,13 1.650.000 18.280 30,162.00 19.620 32373.00 2211.00 LT Apr 22, 13 425.000 19.544 8,306.29 19.620 8,338.50 32.21 LT Jul 12, 13 535.000 19.059 10,196.73 19.620 10,496.70 299.97 LT Security total 2,610.000 18.646 48,665 02 51208 20 2,543.18 continued next page SONY GM 00021770 CNP70003005748031 NP7000193796 00005 1011 030575004 000000 Pegs 53 of 98 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00132390 EFTA01274527 *UBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your lqoandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities Haling common stock (continued) Trade date Wither of shares Purchase pick Average pace pet snore (1) Cad bads (1) Prke per share on Oct 31 (1) Valueon Oct 31 (1) Unrealized gain or loss (1) Holdng period PESTLE S A SPONSORED ADR REPSTG REG SHS SWIT2 ADR Symbol: NSRGY Exchange: OTC EAI: $2,138 Current yield: 2.76% Jan 29,13 570.000 70.160 39,991 20 73.330 41,798 10 1,806.90 LT Apr 22, 13 290.000 69.918 20,276.22 73.330 21265.70 989.48 LT Jul 12, 13 195.000 67.417 13,146.41 73.330 14,299.35 1,152.94 LT Security total 1,055.000 69387 73,413.83 77363.15 3,949.32 !IPPON TELEG 8, TEL COPP SPON ADR Symbol: NIT Exchange NYSE EAI: 11,653 Current yield: 2.38% Jul 22,13 1,700.000 26.445 44,957.18 31.480 53,516.00 8,55382 LT Aug 6,13 510.000 26309 13,417.69 31A80 16,054.80 2,637.11 LT Security total 2210.000 26.414 58,374 87 69,570.80 11,195.93 NOVAFtTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: $2,280 Current yield: 2.52% Jan 29,13 590.000 67,877 40,047.61 92.690 54,687.10 14,639.49 LT Apr 22, 13 240.000 72.512 17,403.02 92.690 22,245.60 4,842.58 LT Jul 12, 13 145.000 73.450 10,650.38 92.690 13,440.05 2.789.67 LT Security total 975.000 69847 68,101.01 90,372.75 22271.74 ORKLA MA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: $1,354 Current yield:4.26% lan 21,14 710.003 8.052 5,717.56 7.720 5,481.20 -236.36 ST Jan 22,14 220.000 8.190 1,801.84 7.720 1,698.40 •103.44 ST Jan 23,14 315.000 8.282 2,60892 7.720 2,431.80 -177.12 ST Jan 24,14 185.000 8.147 1,507.25 7.720 1,428.20 .79.05 ST Jan 27,14 135.000 8.019 1,062.58 7.720 1,042.20 -40.38 ST Jan 28, IA 265.000 8.045 2,132.08 7.720 2,045.80 -8628 ST Jan 29,14 390.000 7.991 3,11653 7.720 3,010.80 •105.73 ST Jan 30. 14 245.000 7.849 1,923.23 7.720 1,891.40 -31.83 ST Jan 31,14 260.000 7.878 2,048 46 7.720 2,007.20 .41.26 ST Feb 3, 14 185.000 7.794 1,441.96 7.720 1,428.20 -13.76 ST Feb 4, 14 235.000 7.671 1,802.69 7.720 1,814.20 11.51 ST Feb 3 14 245.0® 7.727 1,893.29 7.720 1,891.40 -1.89 ST continued next page CNP70009005748032 NP7000i 88798 000051014030575004 CONFIDENTIAL OpaStiiklY_GM_00021,991 S4 of 98 EFTA_0013239 1 EFTA01274528 UBS Strategic Advisor T October 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ft nandal Advisor: SCOTT 5.TACKMANLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Number of Owes Purchase price AV11.40 PACt Pike per share per shoo. (f) Cog basis (f) on Oct 31 ($) vane on Unrealized Hating Oc131 ($) gain or loss (S) Period Feb 6, 14 165.000 7.561 1247.70 7.720 1273.80 26.10 ST Feb7,14 310.000 7.528 2333.87 7.720 2393.20 59.33 ST Feb 10, 14 250.000 7.609 1,90125 7.720 1,930.00 27.75 ST Security total 4,115000 7.913 32,560.21 31,76780 -79241 P.T. TREKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange. NYSE EAI: 4805 Current yield 2.57% Jan 29,13 690.000 39.442 27,215.25 45.350 31,291.50 4,076.25 LT RECX NT BENCKISER PLC WON ADR Symbol: RBGLY Exchange. OTC EAI: 51,515 Current yield: 2.55% Jan 29,13 2,590.000 13.560 35,120.40 16.800 43,512.00 8,391.60 LT Apr 22, 13 510.000 14.360 7,323.60 16.800 8,568.00 1244.40 LT Jul 12,13 440.000 14331 6305.99 16.800 7392.00 1,086.01 LT Security total 3,540.003 13.771 48,749.99 59,472.00 10,722.01 ROCHE FIDG LTD SPONS ACR SWITZ ADR Symtol. RHHBY Exchange: OTC EAI: 31,281 Current yield:2.49% Jan 29,13 1,100.000 27.545 30,299.50 36.810 40,491.00 10,191.50 LT Apr 22.13 300.000 30267 90130 31 36.810 11,043 00 1,962.69 LT Security total 1,400.000 28.128 39,379.81 51,534.00 12,154.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR Symbol: RDS.8 Exchange. NYSE EAI: $1,504 Current yield: 5.04% lan 29,13 185.000 74.585 13,79631 74.670 13,813.95 15.64 LT Apr 22, 13 215.000 65.856 14,159.06 74.670 16,054.05 1,894.99 LT Security total 400.000 69.893 27,957.37 29,868.00 1,910.63 SANOFI SPON ACR Symbol: SNY Exchange: NYSE EAI: 31374 Currant yield: 2.85% lan 29,13 720.000 48.754 35,103.55 46.240 33,292.80 -1,810.75 LT Apr 22.13 275.000 52.654 14,480.06 46.240 12,716.00 -1,764.06 LT lul 12,13 200.000 52.424 10,484.90 46.240 9248.00 -1,236.90 LT Security total 1,195.000 50267 60,06831 55256.80 -4,811.71 continued next page SDNY GM 00021772 CW70003005718033 Ne7000193796 00005 1011 030575001 000000 Pegs 55 of 98 CONFIDENTIAL EFTA_00132392 EFTA01274529 *UBS U BS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your lq sandal Advisor, SCOTT STACK MAI/ LYLE CASRIEL Your assets Equities . Common stodc (continued) Purchase ante Trade Sorter Average price Price per share Vdueon Unrealized Hddng Hddng date of shares per than (S) Cad basis (S) on Oct 31 (51 Oct 31 (a) gain a Ions (5) period SIEMENS A G SPON ADR Symbol: SIEGY Exchange: OTC EAI: 41507 Current yield: 2.67% Jan 29,13 250.000 nano 27,52750 112.740 28,185.00 657.50 LT Apr 22, 13 200.000 100.134 20,026.84 112.740 22,548.00 2,521.16 LT Jul 12, 13 50.000 107256 5,362.83 112.740 5,637.00 274.17 LT 5w-city total 500.000 105834 52,917.17 56,370.00 3,452.83 SINGAPORE TELECOM LTD NEW 2006 SPCN ACR Symbol: SGAPY Exchange: OTC EAI: 42,284 Current yield: 4.38% Jan 29,13 1,060.000 28.260 29,955 60 29.540 31,312.40 1,356.80 LT Apr 22, 13 440.000 29.820 13,121.15 29.540 12,997.60 • 123.55 LT Jul 12,13 265.000 30.551 8,096.17 29.540 7,828.10 -268.07 LT Security total 1,765.000 28.993 51,172.92 52,138.10 965.18 SMITHS GROUP PLC SPON ADR Symbol: Stv1DZY Exchange: OTC (Al: 1934 Current yield 3.35% Ian 29,13 1,245.000 19.750 24,588 75 18640 23,206 80 -1,381.95 LT Apr 22, 13 330.000 18.665 6,166.05 18.640 6,151.20 -14.85 LT Security total 1,575.000 19.527 30,754.80 29358 00 -1,396.80 STATCIL ASA SPON ADR Symbol: STO Exchange. NYSE EAI: 11.998 Current yield:6.00h Ian 29,13 610.000 26.533 16,185.31 22.950 13,999.50 -2,185.81 LT Apr 22, 13 205.000 25.765 5,281.88 22.950 4,704.75 -577.13 LT Apr 22, 13 170.000 23274 3,95612 22.950 3,901.50 -55.22 LT Apr 22, 13 135.000 25.785 3,481.05 22.950 3,098.25 •382.90 LT Jul 12, 13 330.000 21.423 7,069.66 22.950 7,573.50 503.84 LT Security total 1,450.000 24.810 35,974.62 33,277.50 -2,697.12 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol. TSM Exchange: NYSE EAI: $332 Current yield 1.82% Jan 29,13 800.000 17.800 14,240.00 22.020 17,616.00 3,376.00 LT Jul 12.13 30.000 18434 553.04 22.020 660.60 107.56 LT Security total 830.000 17.823 14,793.04 18,276.60 3,483.56 continuer/next page CNP70309005748034 NP70001e6796 00005 1014 030575004 COaSbelYGM0002R999 56 of 98 CONFIDENTIAL EFTA_00 I 32393 EFTA01274530 UBS Strategic Advisor UBS October 2014 Account name: GHIS1AINE MAXWELL Friendly account name: Account number. Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . common stock (continued) Purchase pricer TtiO Number Average price Pexe per share vane on Unreiked tiolcIng Wiling date of shares per shalt (I) CoSI basis (SI on Oct 31 (1) Ocl 31 (1) eon or loss (1) period TOTAL S.A. FRANCE SPON ACJI- Symbol: TOT Exchange NYSE EAI: 42,902 Current yield: 453% Jan 29,13 460.000 54.547 25,092 04 59.890 27,549.40 2,457.36 LT Apr 22, 13 510.003 46.879 23,908.70 59.890 30,543.90 6,635.20 LT JS 12, 13 100900 50.459 5,045.96 59.890 5,989.00 943.04 LT Security total 1,070.000 50.511 54,046 70 64,082 30 10,035.60 LNILEVER NV N Y SHS NEW NETHERLANDS WON SPCN ACR Symbol: UN Exchange: WISE EAI: 42,088 Current yield: 3.31% Jan 29,13 930.000 40.500 37,665.00 38.730 36,018.90 .1,646.10 LT Apr22, 13 445.000 41.074 18,27806 38730 17,234.85 -1,043.21 LT Jul 12, 13 255.000 41.271 10,94.33 38230 9,876.15 -648.18 LT Security total 1,630.000 40.778 66,467.39 63,12990 -3,337.49 UNTO OVERSEAS BK LTD SPONS ADR SINGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: 41,398 Current yield: 3.08% Jan 29,13 900.000 30.540 27,486.00 36.300 32,670.00 5,184.00 LT Apr22, 13 100.000 33.492 3,349.24 36.300 3,630.00 280.76 LT Jul 12,13 250.000 33.180 8,295 00 36.300 9,075 00 780.00 LT Security total 1,250.000 31304 39,130.24 45,375.00 6,244.76 VODAFONE GROUP PLC WON AOR Symbol: VOD Exchange: OTC EAI: 42,389 Current yield: 6.92% Jan 29,13 796294 50.164 39,945 60 33.220 26,452.89 • 13,492.71 LT Apr 22, 13 2.727 54.627 148.97 33.220 90.59 -58.38 LT Jul 12,13 239.979 54.033 12,966 80 33.220 7,972.10 -4,994.70 LT Security total 1,039.000 51970 53,061.37 34,515.58 -18,545.79 ZURICH IN5 GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893 50 30.240 31,752 00 1,85850 LT Apr 22, 13 685.000 26251 17,982.21 30.240 20,714.40 2,732.19 LT Jul 12.13 290.000 26.739 7,754.57 30.240 8,769.60 1,015.03 LT Security total 2.025.000 27.472 55,630.28 61,236 00 5805.72 Total $1,396.532.79 $1,526,108.23 $129,575.44 Total estimated annual income: 554,469 SONY GM 00021774 CNP70003001748035 NP7000193796 00005 1014 030575004 000000 Page 57 of 98 CONFIDENTIAL EFTA 00132394 EFTA01274531 SUBS UBS Strategic Advisor October 2014 Your assets (con tinvS1 Your total assets Yaue on Oct 31 (5) Percentage cif your account Cost basis ($1 Estimated annual incore (51 unrealized gen or loss (s) Cash Cash and money balances 5,756.01 0.38% 5,756.01 Equities Common stock 1,526,101.23 99.62% 1,396,532.79 54,460.00 129,575.44 Total $1,531,864.24 100.00% $1,402,288.80 $54,460.00 E12%575.44 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your Anandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month Date Adinly De:cry:mon Amount IN Dividend and interestincome Taxable dividends Taxable interest Oct 2 Foreign BECK ITT BENCK1SER PLC SPON ADR PAID ON 3540 Cividend CUSIP 756255204 692.08 Oct 2 Foreign GLAXO SMITEIK UNE PLC ADP PAID ON 1015 Dividend C0518 37733W105 657.93 Ott 3 Foreign BRITISH AMER TOBACCO PLC GB SPON ADR PAID ON Dindend CUSIP. 110448107 590 908.79 Oct 10 Foreign TOTAL 5.A. FRANCE SPON ADR PAID ON 1070 Dividend CUSIP. 89151E109 827.30 Oct 30 Foreign GDF SUEZ SPON ADR PAID ON 1980 Dvidend CUSIP. 361606105 1,249.28 Total taxable dividends 54.33538 Oct 7 Interest UBS RANK USA DEPOSIT ACCOUNT AS OF I 0'0E/14 0.11 Total taxable interest Total dividend and interest income 50.11 94,335.49 Date oescroon kTtt%,t (I) Pees Oct 2 Fee RECKM RENCK ISER PLC SPON ADR 44.25 Oct 3 Fee BRITISH AMER TOBACCO PLC GB SPON ADP -885 Oct 10 Fee TOTAL S A FRANCE SPON ADP -535 Oa 2d Fee Charged QUARTERLY FEE -1,979.49 Oct 30 Fee cs SUEZ WON ADR -39.60 Total professional management fees -S1.979A9 Total other fees 398.05 CNP7COMOS748036NP70C0188796 00005 1014 030575004 CONFIDENTIAL COISSWGM00021,99S Se of 98 EFTA_00132395 EFTA01274532 UBS Strategic Advisor m©v UBS October 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your financial Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (contrived) Date Mikity Otsceptian Arnow' (1) Other funds debited Oct 10 Foreign Tax TOTAL S.A. FRANCE SPON ADR Withheld -124.10 Oct 30 Foreign Tax GOF 511E2 SPON ADR Withheld -187.39 Total other fonds debited Ode ACIrvily orscronal -$31149 Amount (3) Money balance activities Sep 30 Balance fosveard 53209.55 Oct 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.30676 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 89994 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 1010914 0.11 Oct 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.85 Oct 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1024/14 -1,979.49 Oct 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.022.29 Oct 31 Closing UBS Bank USA Deposit Account $9756.01 The UBS Pant USA Depot kcourit Is your primary sweep colon SONY GM 00021776 0070oC6005748037Ne7000183796 00005 1014 030575004 Yi23572s50 000000 Pegs 59 of 98 CONFIDENTIAL EFTA 00132396 EFTA01274533 *UBS Your notes CNI,C00.05748038NI,OCOU38796 WOOS 1014 0305750G End of statement for account number - CONFIDENTIAL c.illa Y_GM _ 0 0 0 21999 60 of 98 EFTA_00 I 32397 EFTA01274534 Important information about your statement UBS France, Seven SIC (the Fin or b85 FarichIStrices). is a member of al preepal seamy. Cannodity and epees adages UBSFirsakal Seven and UBSBank USA as idiod trubuf iris of (BS AG and edam of (BS Soosities TIC **Fars Instil noe*ce it arable teal fecund hit fin's /ceding OISCOSU at IBS From Seven be 1200 Haber Batlean thitehrok en NI 07086 1116SlaWilent wooers the only °tidal raced of nut UPS Fmateal *tees account Other records. except olloalta dowered. convening combat-I data should not be Wel • pon if you betow there is a once or onuces Ooze upon it rreadiaety n wring to thel3rech fdawar of tie once seeing your amount Atheugh at F9moo tnn are Allende, b be ;cony stamen dra Todd rot be used for Tic puposes key solely on yed.ind to lam ere., Foul 1099. SOO. 10475. tic) Mn peeping gut to return team isedited by man to teen tote RS al oat, le defends. repeale non- treble donee' ad wee mewl owned on securities held n your acCourf, net proceeds on sale tranUctiasS, and on baton cairn weed securnes Comettnicallons with Fins • PIN* reccrthrm any oral AnveuseAtor6 nwmngto further wood your rdett wean yokeryas undo the *ammo Mecca Protect= Act (SPA) • el the frunnal inset/eon on the top kft of the from of this it not IBS Chanel Sown UBS instal Stokescaries you acccur ail:Wring broke by wagered roth the adicated melon We Intoned you of therationale alien you owned file =cum In this taw. /OW hrds and earn is are looted a 185 knout Santos aid not the wroducre Weer, aid you must may a rope of an moorage:4bn to both Wm. All ACCOutIC Stawrencs shall be defined COMplate and acaratedra oblate:Ito n retro wen 60 days • Please direct customer merge to the CI menet or lobate at I800AMWOCO t Monday theuyt Indry. or ks tertng to MS Financol Senn:HIM. Clem Aetna, Depernm PO Box 766 Unon City NI 07(67 • h case 0l errors a themes about al thaw.< tunas trade 0711 bi Svctdebn card tresabook call or woe to 18$ Fr anCal Wow ht. IOTO nailer 81a.60I axe. Wrehmem. N) Wolk. Ann IMM8SA Semen Cal axone soon as pe cart dr:cilantro( stawnem or recept 6 etOrg a nly(*) need more nkneation Lout atrade on the waren or recept The Prim CeCard MAN US AO 1. le) must hear ran you no eter the 60 Gays alter the frmsad you the fist summon on Mich the sox or problem xi:end - Croak you rant and room number and - Dearth* the eTOF or the r intoned ay mitre era adder:Ban as ileady a you Can rely you beim 4 is as arum a My you new mom tairmation - Pre ide to dole mourn of the stowed are The Fiona Cad law ail Westgate far coretet aid will correct try error droopily Pleas make al Meeks pwatto to the krnor the Asthma Mated im the front 0f this stamen, h adder., to rtgs accomt fees. axourn may be %bail to mammon* ler. charge: Ice Ise pyre.* far socurte: towhees andcharges for tread amount h oath =cults Accounts ma amnesia* to o0er meal:roma, be tiara to a ginner lee. UBS Sweep Opems UBS Often °plan for seemedcat balances. bra-nese bank spouts at MS Bark USA inSUIS AG Sordoni teem (Bark Swop honed. anew Terkel mutual finds throne Funds) arid the havotenn Depose Accoust aria customers Wm al miernahowl depute Management Amount through iht Ben Sweep FrOgranS. oath betimes re Swept b WS Bat BSA up so as est/Wiwi Iron and then 1012S AG Scanted Branch, a a Wray Fund Deposes at LE Bak USA are FOC muted n accordare with (DC rulet For now itemaion payee nit wow kto Deposits a LOS AG Bamford karch and Tams et Maw/ Fonds MAO edur.3 by the FDC. Through the OA, wadable ton balands an swept to demo: accounts a IBS AG Nerrork Branch ed US$/4 Caplan &arch These deposits tie ra need by the MC Salyut he11 a me 18$ AG Carman Beath ire tern owily oboe, so the sualogn rid of the Cahn Waldo and Mere is no guaranteeat other co agape of LISS 44 to reeky the It Saws *I) iee Oct the 185 Camires Bracks boas. Deposits at UPS Bat USA rd each UPS AG Brach mem preened by SP( Mete/ Fund shies me protected by SPC See 'WS lineca Sevres Account Rotation' blew Upon otr mew, balances n the BM Sweep Program or OA may be wt *inn aid dwes of a WmBM maybe Aoudad aid thepaced' returned to you a you, teurites lOCcunl furter mlomtgn tout tattle stem opiate. oaring anent Owed rated and golfs ,' mate* a ware Was Iron you rnaciitutMorcrby catIn9 IIBf Fearetiol Semen matey protection The Fie is a Minter 01 the Sea/US them brOlOCliOn Cotorahoo (WO. MIST protects SeatIbil accounts of es morturs op lo 1500.000 (mean; 1250.000 for clamskr call) Me SSC we oneem tenet troth to all Amounts that you hold n a palthda casein The Fen together wth arum Ifikaes. ha also thalami sieptonceed prostate The roman mount payable to all NOW Orin colActroleunde this protection 6 550) mike as of December tO. 2013 Sawa to the poky conditions and kroalcoi oath at the prom Atwitter protected la up to $I9 milkn n tie a0gtgate for al your a:cowlsheld h a patinae heater A &floppy ol thopolcy masIng 6 /Wade upon EWA" The SIC retake ed the supplenvetal prewar both do not SPhr to • (Mani naxial ayes controlled by tad hOt•Sed flys/ account yalue) but held way rom util$ Sermon (kg. anal 11 Cat alas Bat (e)Cant WA% AG Banked boldh noftaxe modes naming Yoke* monies. rid 04 that of mutual lea aim %At, shaves re tog owed *nay n the nine d the Mart hallo on the books and records of the ;probe Eva ce vele are • Cone rorwroni conowts or nementot Mann (99. lmed parowshos aid petite platments) tot ae not kippered vide the kg/Us Act of 1933. and • Cornmadhos contrail le 9. forceps 0/Ching* aid proaus metal contacd. EWAN loxescomas and amfrodAY Wan contrails The SCC protection rid the epperrywri protection do not easy 10 these assets eon A they Olevanyde Zipped' C41/0e/ Boyne% The WC protean, and the 'apemen pretence do rot ironed again chin?, n the mew vat* of po t Mesmer, heeds as a roue of mato ricorrent. mon betruptcy °Thema) Mow Wormton a malt le uptn agues, You may obtan net Morreakin aloo fd the SPC Brodure by commeg SPC at ite by witty the SIC wane armor ter ail Disideni Ito Inewinent Program OR/P) theca" kfieCed is as Mirka pea. SW may Obtan the actual ergo tan your rinsed Athoor Only Sole eres an pseud inlet CAP. partial shares coil to soli and me cash ant be (*dosed in you amours lhedvi)ond renewed pro 'imbed by the issuer may dee from the islet FS:* s MA the pea dimes at sold Ca -bleu Only ink ones Inn be held in ler anoint t you are entitled to apatialet as a rewit of a dokleid barren or of the From wit ether al panelists, mrket price a ixtept r null ileanrond by a registered cleang agency. andcede you' account leyestroontabloalves the nwstmein carcase and nth prole ae Sp2CIC to eat aceem aid may way bonen neat Woe the Inn pommy is sang of any Karam Marge in your finanon Olathe or naStIN/4 CorCtiVe; For oils account hell you d ee one of the fo bwrg nostment °thetas • inteduce Curren: worm Mostments wee; the rOfell bit of income only • Ache* CapW/Appppa0n kwearets seeing growth of demi rah. than Ma gamete of name • firceeceCoreoestaw of Income soc1CMUJAPPeonth awstewis suing both Ow gowsion of MOM /10 91)Mh 04 erne/Pal Onrollrbk profiles • Conserved* Seeks to 'nankin haieritCpat rah km risk rid roll lily to the account writ eon ft ma mom the ascent does not genernesledant inCott*Of Mums "Id my not keep ;we wth eel LOCO • Atteketli ltllig 10 mom emend to Prne931 and Worm verrwola dine soak hglyr rehrni • kagresay Mind to datea hgh nge tOVIIONI ad hgh volatile so seek hilt wen we tent Statement iscesolkeling" We may consolidate al felited eCcOust St3teglenn wit the tut AIWA n the tauten...lope Accounts troy be related for this smote beano they ha* owners Mot, maitre pont mount rilaionshps wit ether dents al the sawn adtress The potter knows as 'housetroldng • I t you peeler reCthe inflater aserrentsnmikd in otpage CONFIDENTIAL wolves —you nook-et househollig by Gang her Fnince Adm.°, Feudal/ Amount name 11.Frienly account name ref els Marrem that you weed on the Hrws online screws robs.. It 6a customizable *materna mom by you to one you ere her reccedwarg It hem no b9a ONO on eur acoRn You on Mege pi:Freaky oxen navies. droop One. Stows a byeetacund yw &taxa Ackbor. Mown% *review • Vabe of yet aaounteptethe hat of abet and • Aran Incbtki ',alio* ratMacon Was lie m oticed wordyea 1 rid Gkbal Oro Defames untended arks to mutt and certan does not held by the Amy Does not notideunonced venaltelassets at teen s ol the prof and meet stance prods a Prose neenems, wowed Mt col km and winnable set options • CI .creel Mixes debt baieco. cwswend mem loan. credit rte. she accoum bates • ono.mmy otuxei Toul of uhrwetrod bauble/at bronc Des LOS BM, LISA Oman baleen, UBS AG Stanford starch depose balances and monomrloo miter hold sweep banes. a the close of tee known pond won.ommodity ker man banes is yew acoum are not segregaed from otter baleen rod tee brunt Ise any non these fords n iheordiwy course of as banns These funds Lre 'nob* *upon wur daIlland ils5 total 6 Incbdtd ne corm pfchd dot kg value Lend ng infermation Rs detakd Menem onthe riesMks; • Moe and do:locum Mato yovC Wm Onto Ageohnaii or Account Aileaknt and the General tifITS ad Conditom US$ Steepest of Credo Practices alai* n Aperwas and Decedent a atm nth en•verern.,••••,••••• Your awes You' statement itences Berme and other assesheld n the anointed* cod of the Annum period You may dk for deitery ol keypad wakes ar any tune You may reeky secoren used a ban collated MP Pae9.arlim balance to on teen My se.3010/5 tranderred the thing the sooners peed or. heed a meet vale a of the end of the sternal penal • Con Wm h dettenheg the cost bus of the see ices indeed n the statement. SWer ndLitetleAhlhe number ' UBS Fronde Stniceshe reed on Mamas ion Obtained from sources other the 15$ Finecol Seam. mixing nfonnalon Iran artew fir or tat you Try nth. prootlfd b your lirecol Mena The Firm does not Mierondenily wdy Of garnet* annoy a validity of any Menem provided by sources °torte LOSE laical knee. Ni addtion Shoogh LOS Financial Seren rowdy updates O6 otormacti as c A re0mwed me Fen does roc (amide any anorents that the nfamens woke 'Cost base and 'Unfolded garrets is aerie a of the date of this 92401011 As o4 please do not rayon this Mama ion to makecurdle? a We Orison, late purposes a ornewar AucAnb banlente to the fern may relent gran Mamie, oily forte period time they re head a the Firn Morehinorml Hama( go C./1 be added by pi Cirtina31 Adam • Unmated galrarbsoes Woe data e matt* Igel.74,1 irreales aceectoes ty oinked for SDNY_GM_0002 1778 EFTA_00132398 EFTA01274535 Important information about your statement (COI Mudd) keferidialsonty lots We taxadias data fat i-dindal lots maya may not reflect cemnksaam,chagesacc 'sooty reorgentrain woes Derifend aid ode« romesmom lots and atornalic padde lot are oath canned to dolee one averaged lhe • Wade Mae' ohm posents the aignal tensest Bon baledate • CANN *whin Bonds and ;Weaned STOd that te insole for ea redenenn nil beselected ispatiater by lot tom among al secono of That isne held in out new a et ommimen re ler our dots Calfeature Morenaen is charted from thed paten ad es xara -f is not ~anted OtH all leases may ego vandl could allot yell ocereete enema en wit beprodded eØ rp.int • Crarcataa °Sapodilla:as) CosaleloC muted ups, $293.0:0 in vernal mel naked interest pa depositor and p. clontory entente. n accordance with SDK rules • ~inka Faxes deployed fa unewes other product, mat be high. a bwwthal the pro ma you would adualle receive in the make< PrCeS are °blared from vasiud third partysources Much webeboelo be rebid,. Wt we do not panty ewe away - Wo anoraly ino tue tomg pia when *rabble or ow men or te b4 aid ask aCeS fa toed tarmlo and *puns or on ybd pros or OTC stones - Lot aawee traded stashes maybe p(rad tanga salaam model ee the nng roam pia we °Waned aidmaynot reflect an sated mane Pna Or WA» - Cmanposowns may £pea rorart apse and all show z 'pea was not addable' if we re neat to obue a one for a sooty - Deposes a snakes den remed n anendes Oho tun U S otters as reelected a the <-41:Nob*e as of the statement di,' - For certan sonnies natg ttnomantemeg deomnatois. oce aid quality dace value) may hat boon neared» Irate. pope< vausen To obtain onto con:~ Wien main*. cacao yobt Prandial Adia« • Mena Inennenlima and graduated produou Moo Oestmere souses enclidng direct pasedpation program aid as , estate roetereett ULM Sedated and SINGIVed wads terrine., eighly illad <elan nodded promos hare not Dom readocal Prim the ~ Perks and Ørige Conmsenn a under any stare *Wad lam We rook estmaed vates for Knott mourners scoots are striated prodon for Marna cnalputoan only AcaraCyd rot guffawed - lhEavalueS mayddler mbsurnally from Fnat, if ay a oho negate mestmen worry co SlruCtured product nab< boogie a sold aid do not modally avian the eat. you my reawe upon landadn - med pro esimaes of via are as of a ran dam aid a. aplied 10 ISS /TWOS Strati on a reg( bald by an ~pendent abaci, Urn gentral p ena,* et Speeder Sowed whn if awer ase stapled to te Frm by the moo general partner ix *ono and may be °band toed en Of foot Wormation from that uxd by thrd parlkel to ado? Thor estimated aka; - You cal ti tan addnetel &canon roosted the methodology used to determine the noise of via and the dace of to efornaton my is the bait foe Mr itemise by antang pur Praidal Adrisor - reled partyestimated vibes may De reelected as 'Not priced' n moral sextons Win an 'wlepenant valuate., lm as not Applied c< d unaVe to assign a vale when we boons areas Mai arnworul wore hag ocnered that my ell a ~crusty mooned vale #03 uelon. a ~deal» mad be highly ipeablere duo to to rut" of the zany - Men nether an eV« real panne' a Waffler eginats1 wen« a eh rdpany esi aloud value is prowled. the sobt of me acuity sea bedinerent ton no ridisse pia - 'Ditrbutiorn to dare' new betideram of cal. wane a both •00310B ink PO* refloat, me nasal awes price wait a-.5 may not reflect per cost bak • lbestilool Makin Rounded sources ;nook as not anottytegible for oleic sak taBS enamel Soon uses the mad« precool the esersuidod tolod of the mine outran mooed value toe the restreeed sera Bor purposes of This szeneemoney To the oleo 4uå rest, uted soureies are obit* lee sale. the sal.t toned may be subtuntialy less Than thrimeind vila ~WI • In. Nitirwated) Mega curroatyitelds and ram An NINY of annual mow* is based on Gansu dunked aid :nog ran among eke onaities oill be hold for one year from Paternal' date a isis Roomy This estimate is haya goalie& omnag and antnued name se not gurameed - Ell:nand «nual tame and drat rafl lor arlan 11Peal Weenies owe lotte a rotten of papa or C£Ra gains n aid, talt the at Wane (ad anent yoke would be °walled - Parroted Nadi tame aid anent yal aid the actua noire ad yield night be lower or hgher that the oiknated awns - An se «teol n ~lad name Olviderdandor feting dialed Dyt eCurrent mak« valadoerage balars 6 Dared WO* la2 daland or alien, payment made by the oar and agates me soot indeposes rill be hold'« one pa kan the, statement Meteor wee miurty Ameaultald conleved wed ae not guaareeed • Aetna hold ley WS Ilinandal Bonita Conan aniel ate not NedbytePM ad ret Heiden me feln'S possess on or anal Thee aSSet5 ae 46plaWd m yaw Valenta for inlormakonal psniosmonay Poinals ,red vases nreumed as oronled byte isseng lion UM ~Oa Sodas n not roponsblelor this acme» and does net galita to ant ay These assets as not prokid by SEC or tre erns supplemmul SaC coverage • Revenue meting and addkbnal compensation. maissom on saes and 12b,1 him r ~ace with the Mitre:Non of ~me • ands Ø afliae redeye r we de ...ar papenu f rom (monitors and« adders of the nine ends Tat We sell Thew amounts arebased on two different acroonents the amount ol ratby IRS ot a palICUla ~WI lund lames to oaderils. ad Id the aat ate el paraula mutual lurid ladys "wet Mil a IN Inn - We aid oe Jidda and rcceue retreaung and ormetoprocessing lets n consideration for traWer agent sakes that we pade to the maual funds 'Noe lets ~it as pad Bon Wailer mole in the mutual Ion sid se a teed dolts anaum timed on the mart. of ~Is at the trotter-dealer holdingmutual lads of e at had laniki - in nation to commessan 'Owed et woolen wen the oh or derbutian of arruoycorreacu ad knit Weal. ei tna units to our deems. Be as:amour aftdanerseeeer~ Mang OWPOOSalue Inem marvol to romance coirpala Ind/waling tre a-etaty camas aeiblaol The iwtanorco~rs «Ølos e4 teurt 1~011 trUPS We Oa/tat - Our aliases also recce/eluding come/bonsai/10Mo ~talon from Melia aide aid *mama omtand via. pew:bats we diabuto - We realte al amide fee horn LBSBalk USA ail USS A4 Stanford Wadi ol up ka RS pet account sweging to to banks knew tro Lin Bs* Swop Programs Acted" Infornaten rogardng corn-not" ad oh« Marge emoted ei remmalmeatthe benlim ol vales nckidre opbon ansactons has been madded a oxilensitons prevoinly latithed to you. aid nil br po.tetd to you pomp* on moot Motioning it you as engaged en mort sehg a warty. ycu may nos a lagedue to cone borowng coos bertha paleula wordy Open <Son Regaling Open Or gealail.Carlalled • orders that were not veiled by the damee's dater open buy ad dell SUM own" at tensed by the amnia of &Mends« rghis en • oydedindsor eunghts dale unless monad atoned.* by you You ae rensenble 1 or orders that at rooted Cue CO pur lakes to Goal ~leg open orders Tax wiTheelditg on ~ono felon UK financial Sono» IRAs Ft* al tav Law requreSUBS Immoral Semees to wedded income to from aos takle IRA &Went den tut you my elect not lobate name in Mena or instead you may elect to hat la ~Mc I a arne or malted anoint as you choose al Soon sea tomato n of fact unte rooked by you You mayrota. air Palen a ny kno by ~mg a now actin If you do not haw erotato none tre wanted Inn yOur dartutiOnS. you maybe redonstde to the papmos of (stenved tax You may not pen no d the mores wined and ~estimated to parrnems aerot elude CO your is/obligation Privacy To obtan a cony ot our onot One Prusay lance please onto' yam F naicel Ado°, arrestor wahine a ymow ulixcemtn,acwotry tin Pin anal Soren is not a bark The RIVA. &mum Sevces Accosa BSA and MLA a» boa «age aactrrts Slidt proode access to bating sereces aid produns tØ anaipments wit /Blood bats al other tat partybalks and provides area to bona aid neater prodects issied by wolf Mated tied {tarty Moran, woman*, Hough nutatce agency subsna es ol utS Fnandal Soren et Inosweit. roagn .a products Int 'DC head • NO bat* guanniao May law vale RMA ?ascot. Ma,agorwm now" Business Saone boom BSA. ifea and nternaonal RWaree atagerrat CONFIDENTIAL Amman as registered servo? mats of IISS kuntial Sodas M sod Senate, is a moil:weed orrice matol visa norms cnal 1.85 Wa Segnebre aide fads aidUEd Vdd date cads ae issued byU(358"k Vas nth commion from Yea U S A noreorsed US'S Financial Streets Inc REY 201407 SDNY_GM_00021779 EFTA 0(1132399 EFTA01274536 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 UBS Strategic Advisor November 2014 CNP7005675283 1111 >2 Y1 0 lMi NEW YORK NY ""rl L Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKL1AN/ LYLE CASRIEL ne Questions about your statement? Call your kinanaal Advisor or Value of your account 8m* Resotxceljne at 800-8 MA- IG0°, account on October 31 (S) on November 28 (1) Your assets 1,531,864.24 I ,537,770.79 %Stour website: www.ubstomlfinancialservices Your liabilities 0.00 0.00 Value of your account 51,531,864.24 $1,537,770.79 Tracking the value of your account 1 Thousands 1,5311 1,5371 • • Oct 2014 NOv 2014 Sources of your account growth during 3014 Value of your account at year end 2013 Net deposits and vathdrattals 51,4933,513.08 Your nvestmnnt return: Nandand interest income $54253.34 Chance in market vaue .11499563 Value of your extant on Nov28, 2014 31,537,770.79 sO00 SDNY GM 00021780 Member SIPC Calle/001005675ND Nr700019l 999 00005 1114 030575004 mean ►egs 47 of 96 CONFIDENTIAL EFTA_00132400 EFTA01274537 SUBS UBS Strategic Advisor November 2014 Your account balance sheet Summary of your assets Value on November 28 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 1,537,770.79 100.00% D Fixed income 0.00 G00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 11,537,770.79 $1,537,770.79 100.00% Account name: LL Your Bimodal Advisor. Friendly account name: SCOTT STACK MAN LYLE CASRIEL Account number: Your current asset allocation Eye on the markets Index Percentage change November 2014 Year to date S&P 500 2.69% 13.98% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86% Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP70003005675284 NP7000191999 00035 1114 030575004 CONFIDENTIAL olifteitont000219ti a of 96 EFTA_00132401 EFTA01274538 SUBS U BS Strategic Advisor November 2014 Account name: 'JL t.14.1SEL friendly account name: Account number. Your PI Randal Advisor: SCOTT STACKMANILYLE CAMEL Change in the value of your account November 2014 (S) Year to date (1) Summary of yaws ',ported below exclude gains and losses products for which gam and losses are not classified Realized gains and losses Unrealized gains and losses (4) Opening account value $1,531,864.24 $0.00 November 2014 (5) Year to date (1) Deposits, including investments Short term 000 -10,372.89 -1,615.41 transferred in 0.00 1,941,163.22 Withdrawals and fees, including investments transferred out -5,756.32 -M2,650.14 Long term 0.00 -17,192.77 142,853 41 Total $0.00 -$27,565.66 $141,236.00 Dividend and interest income 0.31 54,253.34 Change in market value 11,662.56 -14,995.63 Closing account value $1,537,770.79 $1,537,770.79 Dividend and interest income earned For purposes of iris statement, taabity of merest and dnciend income has been determined (ran a uS tat repotting perspective. Based upon the residence of the account holder, account type, or product twee. some interest ander dvidend payments may not be subject to United St*es (UA ardor Nano Rico (PR) Income tarts. The tient month statement is not Intended 10 be used and cannot be weed tam Ice tat oncosts. Clients should refer to the applicable tar reporting (omits they recent. frcm 185 annualy, such as the FORM 1099 and the coons 480, for tar report 89 intormation It is the practice of U85 to file tht avircalle tar reposing forms with the US internal Revenue Sennce and PR Treasury Department and in suchfon accurately cisafy dwdenct ardor interest as tax exempt or (stab* income. Mese consult you indedualtu prepare( November 2014 (8) Year to date (S) Taxable dividends 0.00 54,245.13 Taxable interest 0.31 8.21 Total current year $0.31 $54253.34 Total dividend & interest $0.31 $54,253.34 Return of capitalfprncipal 0.00 3,895.55 SONY GM 00021782 CelP70309005675285NPIOCO 191999 00005 1114 030575004 CONFIDENTIAL 010000 Peg* 49 of 96 EFTA_00132402 EFTA01274539 SUBS UBS Strategic Advisor November 2014 Cash activity summary Account name: GHIELAINE MAXWELL Friendly account name: Account number: See Actount actteity thrs monthlot OKI IS Babel( el In your sweep Options are indudedin the ccereng and closing balances 'die. FDIC insolence apples only to deposits at 085 Bank USA, not to deposits at UBS AG, Stanford Branch of bank deposits placed t hrougb the UBS Internet:oft:I Deposit Account piogam. 8PC potedion applies to money marvel sweep fund boding, but rot bank deposit. See imporunt NA:moat:3n about your statement on the tag two pages of this document for detals November 2014 (1) Year to date ll) Opening balances Additions Deposits and other funds credited 55,756.01 0.00 $0.00 84,767.45 Dividend and interest income 0 31 54,253.34 Proceeds from investment transactions 0 00 4)7,110 27 Total additions Subtractions Professional management fees and related services $0.31 000 $546,131.06 -4,777.29 Other fees 0.00 -1,166.98 Other funds debited -5,756.32 -436,705.87 Funds withdrawn for investments bought 0.00 -103,480.92 Total subtractions -$5,756.32 -5546,131.06 Net cash flow Closing balances -$5,756.01 $0.00 $0.00 $0.00 Withholdings and tax summary November 2014 (1) Year to date IS) Foreign taxes paid 000 -5,454,07 Your financial Advisor. SCOTT STACK MAMLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nov6 Opening UBS Bank USA Deposit balance Oct 7 S6,015 36 Closing UBS Bank USA Deposit balance Nov 6 $5,756.32 Number of days in nterest period 31 Average daily balance 55,892.51 Interest earned $0 .31 Annual percentage yield earned 0.06% Your investment objectives: You have identified the following investment objectives for this account If you have questions about they objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: current income &capital appreciation Your risk profile: Primary • Aggressive Investment efigibli:ty consideration • None se!ected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNPM0C0305675286NPT000191999 COCOS 1I la 030575004 Y123572S500180wGm000211ge 50 of 96 CONFIDENTIAL EFTA_00132403 EFTA01274540 $UBS UBS Strategic Advisor November 2014 Your assets Account name: GHISLA1NE MAXWELL friendly account name: Account number. Some prices, Income and current veues shown may be apron:maniere. AS a itSult. gains andlosses ma/ not be accurately reflected. See imponern inicatafron about your statemete a the end of des dxterem for more 'Monosson. Cash Cash and money balances Hddng UBS BANK USA CEP ACCT Opening belaXe on Nov 1(t) Closing balenCe Pke per that Average on Nov 28($) on Nov 28d) rat DividendIntent puled Equities Common stock Path/4e OW Trak Nutter Average price Price per Shire VaueOn unrealized tioldng Hddng dote of shares per snare (5) Cosl basis(S) on Nov 28(9 Nov NM gen or loss (t) period /188 LTD SBON ADR Symbol: ABB Exchange: NYSE EAI: 41,134 Current yield: 3.43% tan 29,13 825.000 21.573 17,797.89 22.420 18,496.50 698.61 LT Apr 22. 13 650.000 21211 13,787.15 22.420 14,573.00 785.85 LT Security total 1,475.000 21.414 31,585.04 33,06950 1,484.46 ASTRAZENECA PLC WON ADR Symbol. AZN Exchange: NYSE EAI: 41,022 Current yield: 3.78% Jan 29,13 210.000 50.130 10,527.30 74.170 15,575.70 5,048.40 LT Apr 22, 13 85.000 51 .335 4,363.53 74.170 6,304.45 1,940.92 LT Jul 12, 13 70.000 49.441 3,460.92 74.170 5,191.90 1,730.95 LT Security total 365.000 50 279 18,351 75 27,072 05 8,720.30 BAE SYSTEMS PLC WON ADR Symbol. BAESY Exchange OTC EAI: $1,322 Current yield: 4.40% Jan 29,13 1.000.000 22.160 22,160 00 30.060 30,060.00 7,900.00 LT BAYER A G SPON ADR Symbol BAYRY Exchange: OTC EAI: $517 Current yield 1.41% Jan 29,13 200.000 99.560 19,912.00 150.070 30,014.00 10,102.00 LT Apr 22, 13 45.000 101.760 4,579.20 150.070 6,753.15 2,173.95 LT Security total 245.003 99.964 24,491.20 36,767.15 12,275.95 continued next page SDNY GM 00021784 CNP7004:6005675287 NP7000191 999 00005 1114 030579304 010000 Page 51 of 95 5,756.01 0.00 Your PI fl uidal Advisor: SCOTT STACK MANLYLE CASRIEL Ciao in period cap 1111O1.1t Ci) 250,000.00 CONFIDENTIAL EFTA 00132404 EFTA01274541 4tUBS UBS Strategic Advisor November 2014 Your assets . Equities . Common stock (continued) I4ddng Trade date Marge, of shares Purchase pace/ Average peke Price per sane per share (S) Cost bads (S) on Nur 29(S) Vdue on U WedIced Hddng Hoy 28 (S) gain or lass (I) period BHP BILLITON LTD SPON ADR Symbol: BHP Exchange NYSE EAI: 41,053 Current yield: 4.69% Jan 29,13 320.000 78.520 25,126 50 51.630 16,521 60 -8604.50 LT Apr 22, 13 30.000 63.865 1,915.95 51.630 1,548.90 -367.05 LT Jul 12, 13 85.000 61.002 5,185.23 51.630 438355 -796.68 LT Security total 435.000 74.087 32,227.68 22,459.05 -9,768.63 BRMSH AMER TOBACCO PLC GB SPON ACR Symbol: 811 Exchange: AMEX EAI: 42,844 Current yield: 4.08% Jan 29,13 340.000 104.097 35,393.08 118.170 40,177.80 4,784.72 LT Apr 22, 13 150.000 107.325 16,098/8 118.170 17,725.50 1,62632 LT hi 12, 13 100.000 105.544 10,554.44 118.170 11,817.00 1262.56 LT Security total 590.000 105.163 62,046 30 69,720.30 7,674.00 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAL 52,763 Current yield: 3.82% Sep 16, 13 1,275.000 13387 17,069.45 16.930 21,585.75 4,51630 LT Sep 17.13 1,150.000 13359 15,362.85 16.930 19,469.50 4,106.65 LT Sep 18. 13 990.000 13393 13259.17 16.930 16,760.70 3,501.53 LT Oct 10, 13 855.000 15.481 13,236.68 16.930 14,475.15 1,238.47 LT Security total 4270.000 13.801 58,928.15 72291.10 13362.95 CEUTSCHE POST AG SPON ADR Symbol: DPSGY Exchange: OTC EAI: 51,451 Current yield: 3.21% Jan 29,13 640000 23.900 15,296.00 33.220 21,260.80 5,964.80 LT Apr 22, 13 720.000 22.581 16,258.75 33.220 23,918.40 7.659.65 LT Security total 1,360.000 23202 31,554.75 45,179.20 13,624.45 GDF SUE SPON ADR Symbol: GDFZY Exchange: OTC EAI: 43,604 Current yield: 7.39% Jan 29,13 720.000 20.779 14,960.95 24.620 17,726.40 2,765.45 LT Apr 22, 13 380.000 20.919 7,949.37 24.620 9,355.60 1,40623 LT kJ 12, 13 215.000 20.144 4,330.97 24.620 5,293.30 962.33 LT Aug 21, 13 285.000 22200 6,327.10 24.620 7,016.70 689.60 LT Aug 22. 13 140.000 22.508 3,151.20 24.620 3.446.80 295.60 LT continued next page CHP7030)005675288NP7000191999 00005 1114 030575004 0I9Stii4com_0002litss 52 of 96 Account name: GHISLAME MAXWELL hientily account narne:=MI SCOTT STACK MANY LYLE CASRIEL Account number. You r 15 sandal Advisor: CONFIDENTIAL EFTA_00 132405 EFTA01274542 $UBS UBS Strategic Advisor November 2014 Your assets . Equities . Common stock (continued) Licking Trade date hunter of shares eunro:c pow Average price Hite pet share Wlue on Urceinzed Holdng per share (I) Cog bars CS) on Mr 2801 Hoy 28 (S) gain a loss (t) Period Aug 23, 13 240.000 22.418 5,380.51 24.620 5,90880 528.29 LT Security total 1,980.0EX) 21263 42,100.10 48,747.60 6,647.50 GLAXO SMITHKLINE PLC ACC Symbol. GSK Exchange: NYSE EAI: $2,691 Current yield: 5.71% Jan 29,13 330.000 45.615 15,052.95 46.450 15,328.50 275.55 LT Feb 13, 13 320.000 45 645 14,606 46 46.450 t 4,864 00 257.54 LT Apr 22, 13 245.000 50.630 12,404.47 46.450 11,380.25 -1,024.22 LT Jul 12,13 120.000 52.904 6,34848 46.450 5,574.00 -774.48 LT Security total 1,015.000 47.697 48,412.36 47,146.75 -1,265.61 IMPERIAL TOBACCO GROUP PLC SPON AEA Symbol: IVRY Exchange:OTC EAI: 52,136 Current yield: 4.50% Apr 25, 13 60.000 70)391 4253.51 92.223 5,533.38 1,279.87 LT Apr 26, 13 375.000 70.792 26,547.34 92.223 34,583.62 8,036.28 LT Jul 12, 13 80.000 68375 5,470.00 92.223 7,377 84 1,907.84 LT Security total 515000 70.429 36,270.85 47,494.84 11,223.99 MTN GROUP LTD SPON ADR Symbol: LATNOY Exchange:OTC EAI: 42,218 Current yield: 4.29% Jan 29,13 1,660.000 19.580 32,502.80 19.680 32,668.80 166.00 LT Apr 22. 13 590.000 17390 10,260.10 19.69:1 11,611.20 1351.10 LT Jul 12, 13 375.000 19219 7,207.31 19.680 7,380.00 172.69 LT Security total 2,625.000 19.036 49,970.21 51,660.00 1,689,79 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 41,796 Current yield: 3.34% Jan 29,13 1,650.000 18.280 30,162.00 20.620 34,023.00 3,861.00 LT Apr 22, 13 425.000 19.544 8,306.29 20.620 8,763.50 457.21 LT Jul 12, 13 535.000 19 059 10,196.73 20.620 11,031.70 834.97 LT Security total 2,610.000 18.646 48,665.02 53,818.20 5,153.18 NESTLE s A SPONSORED Ace REPSTG REG SHS SWill Apt Symbol: NSRGY Exchange: OTC EAI: 42,138 anent yield. 2.70% Jan 29,13 570.000 70.160 39,991.20 75.050 42,778.50 2,787.30 LT Apr 22, 13 290.000 69 918 20,276 22 75.050 21,764.50 1,488 28 LT continued next page SONY GM 00021786 CNP700C03056752139Nr1000191999 00005 1114 030575004 Y123572550010000 Pogo 53 of 96 Account name: GHIS(AINE MAXWELL friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00132406 EFTA01274543 *UBS UBS Strategic Advisor Lo,ernrer 2014 Your assets . Equities . Common stock lconbnued) Hd dna tiJcl, date Norton of sham Purchase pacer Average prke per share (S) Con Gas (S) MO per share on Harr 28(1) Moe on 14ov 28(S) uneanzed gain orlon (1) Hddng period 10 12, 13 195.000 67.417 13,146.41 75.050 14,634.75 1,488.34 LT Security total 1055.000 69.587 73,41383 79,177.75 5,763.92 NPPON TELEG & TEL COPP SPON ADR N17 Exchange NYSE EAI: 41,638 Current yield: 2.76% Jul 22, 13 1,700.000 26.445 44,957.18 26.830 45,611.00 653.82 LT Aug 6, 13 510.000 26309 13,417.69 26.830 13,683.30 265.61 LT Security total 2,210.000 26.414 58,374.87 5929430 919.43 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 12,280 Current yield: 2.42% Jan 29,13 590.000 67.877 40,047.61 96.650 57,023.50 16,975.89 LT Apr 22. 13 240.000 72.512 17,403.02 96.650 23,196 00 5,792.98 LT lul 12,13 145.000 73.450 10,650.38 96.650 14,014.25 3,363.87 LT Security total 975.000 69.847 68,101.01 94,233.75 26,132.74 ORK LA ASA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: 41,354 Current yield: 4.38% Jan 21,14 710.000 8.052 5,717.56 7.520 5,339.20 -378.36 ST Jan 22,14 220.000 8.190 1,801.84 7.520 1,654.40 •147.44 ST lan 23,14 315.003 8282 2,608.92 7.520 2,368.80 .240.12 ST Ian 24,14 185.800 8.147 1,507.25 7.520 1.391.20 -116.05 ST Ian 27,Id 135.000 8.019 1,082.58 7.520 1,015.20 -67.38 ST Jan 28,1d 265.000 8.045 2,132.08 7.520 1,992.80 -139.28 ST Jan 29, la 390.000 7.991 3,116.53 7.520 2,932.80 -183.73 ST Jan 30,14 245.000 7.849 1,923.23 7.520 1,842.40 -80.83 ST Jan 31,14 260.000 7.878 2,048.46 7.520 1,955.20 -93.26 ST Feb3, 14 185.000 7.794 1,44196 7.520 1,391 20 -50.76 ST Feb 4, Id 235.000 7.671 1,802.69 7.520 1,767.20 -35.49 ST Feb 5, 14 245.000 7.727 1,893.29 7.520 1,842.40 -50.89 ST Feb6,14 165.000 7.561 1,247.70 7.520 1,240.80 -6S3 ST Feb 7, 14 310.803 7.528 2,333.87 7.520 2,331.20 -2.67 ST Feb 10, 14 250.000 7.609 1,902.25 7.520 1,880.00 -22.25 ST Security total 4,115.000 7.913 32,560.21 30,944.80 -1,615.41 continued next page Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ilnancial Advisor: SCOTT STACK MANLYLE CASRIEL CNP700C000567S290NP700019199900005 1114 D30575004 OINgigysm00021Ing S4 of 96 CONFIDENTIAL EFTA 00132407 EFTA01274544 $UBS UBS Strategic Advisor November 2014 Account name: GH1SLAINE MAXWELL Friendly account name: Account number. Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued' Trade Hddng date hurrber of shares i'JI(fidtt piltd Average price per share (I) Nice per share Con basis(S) on ibr 28(A Ydue on Nov 28 (S) thweinzed gain or loss (t) Hddng period PT. TELEKOIAUNIKASI INDONESIA WON AM Symbol: TLK (change: NYSE EAI: 1805 Current yield 2.53% Jan 29, 13 690.003 39.442 27215 25 46.100 31,80900 4,593.75 LT RECKFTT BENCKISER PLC WON ADR Symbol: BOW Exchange: OTC EAI: $1,515 Curent yield: 2.60% lan 29,13 2,590.000 13.560 35,120.40 16.140 42,579.60 7,459.20 LT Apr 12, 13 510.000 14360 7,323.60 16.440 8,384.40 1,060.80 LT Jul 12, 13 440.000 14331 6,305.99 16.440 7)33.60 927.61 LT Sectrity total 3,540.000 13.771 48,749.99 58,197 60 9,447.61 ROCHE HLDG LTD SPONS ACR SWITZ MDR Symbol: RHHOY Exchange: OK EAI: 41,281 Current yi/Id- 2.44% lan 29, 13 1,100.000 27.5x5 30,299 50 37.460 41,206.00 10,906.50 LT Apr 22, 13 300.000 30.267 9,080.31 37.460 11,238.00 2,157.69 1.7 Sectrity total 1,400.000 28.128 39,379.81 52,444.00 13,064.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD 5H5 SPON ADP Symbol: RDS.8 Exchange. NYSE EAI: 11,504 Currant yield: 5.41% Jan 29,13 185.000 74.585 13,79831 69.140 t 2846.40 -951.91 LT Apr 22, 13 215.000 68856 14,159.06 69.140 14,929.60 770.54 LT Sectrity total 400.000 69.893 27,957.37 27,776.00 •181.37 SANOR SPON ADR Symbol: SNY Exchange: NYSE EAI: 41,574 Current yield: 2.73% Jan 29,13 720.000 48.754 35,10155 d&290 34,768.80 -334.75 LT Apr 22, 13 275.000 52 654 11,480.06 48.290 13,279.75 -1,200.31 LT Jul 12, 13 200.003 52.424 10,484.90 48290 9,658.00 -826.90 LT Sectrity total 1,195.000 50267 60,068.51 57,706.55 -2,361.96 SiEMENS A G SPON ADR Symbol: 9EGY Exchange. OTC EAI: 31,507 Current yield: 2.55% Jan 29,13 250.000 110.110 27,527.50 118.000 29,500.00 1,972.50 LT Apr 22, 13 200.000 100 134 20,026 84 118.000 23,600.00 3,573.16 LT continued next page SONY GM 00021788 CAP700C0305675291 NP70C13191999 C0035 1111030575004 Y123572550010000 ►age SS of 96 CONFIDENTIAL EFTA_001 32408 EFTA01274545 4tUBS UBS Strategic Advisor November 2014 Your assets . Equities . Common stock (continued) Trade Motet Purchase pricel Average price Mee per share Vdue on UnredIzed Hddng Hddng date of dares per sham (S) Con bask (S) on Nov 28(0 Hoy 28 (S) gain or lon (I) period Jul 12,13 50.000 107 256 5,362 83 118.000 5,900.00 537.17 LT Security total 500.000 103834 52,917.17 59,000 00 6,082.83 SINGAPORE TELECOM LTD NEW 2006 SPCN ADR Symbol: SGAPY Exchange: OK EAI: $2,266 Current yield: 4.30% Jan 29,13 1,060.000 28260 29,955.60 29.880 31,672.80 1,717.20 LT Apr 22, 13 440.000 29.820 13,121.15 29.880 13,147.20 26.05 LT Jul 12,13 265.000 30.551 8,096.17 29.880 7,918.20 -177.97 LT Security total 1,765.000 28.993 51,172.92 52,738.20 1,565.28 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: 4967 Current yield 3.41% Jan 29.13 1,245.000 19.750 24388.75 18.020 22,434.90 -2,153.85 LT Apr 22, 13 330.000 18.685 6,166.05 18.020 5,946.60 -219.45 LT Security total 1,575.000 19.527 30,754.80 28,381.50 -2,373.30 STATCel. ASA SPON ADR Symbol: STO Exchange NYSE EA!: $1,897 Current yield: 6.85% Jan 29,13 610.000 26333 16,185.31 19.110 11,657.10 -4,528.21 LT Apr 22, 13 205.000 25.765 5,281.88 19.110 3,917.55 -1,364.33 LT Apr 22, 13 170003 23274 3,956.72 19.110 3,248.70 -708.02 LT Apr 22. 13 135.000 25.78$ 3,481.05 19.110 2,579.85 -901.20 LT Jul 12,13 330.000 21.423 7,069.66 19.110 6,306.30 .763.36 LT Security Intel 1,450.000 24.810 35,974.62 27,709.50 -8,265.12 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: $332 Current yield 1.70% Jan 29,13 800.000 17.800 14240.00 23.470 18,776.00 4,53600 LT Jul 12,13 30.000 18.434 553.04 23.470 704.10 151.06 LT Security total 830.000 17.823 14,793.04 19,480.10 4,687.06 TOTAL 5.k f RANCE SPON ADA Symbol: TOT Exchange NYSE EAI: 42.861 Current yield: 4.81% Jan 29,13 460.000 54.547 25,092 04 55.630 25.589 80 497.76 LT Apr 22, 13 510.000 46.879 23,908 70 55.630 28,371 30 4,46260 LT JO 12.13 100.000 50 459 5,045.96 55.630 5,563.00 517.04 IT continued next page CNP70009005673292NP7000191999 00005 1114 030575004 01461w_cm_0002R9t9 96 of 96 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your lq sandal Advisor, SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00132409 EFTA01274546 *UBS UBS Strategic Advisor November 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your N mandril Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . contrnon stock (continued) TIJO Number Purchase price Average price Mt per share Value on Untetend Holdng Hefting of shares per snare IN Con begs CR on the 28(14 row 2e (A gain or loss (t) period Security total 1,070.000 50.511 54,046.70 59,524.10 5,477.40 UNILEVER NV N Y 51-15 NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange. NYSE EAI: 32,088 Osrent yit4d: 3.15% Jan:9, 13 930.000 40.500 37,665.00 40.640 37,795.20 130.20 LT Apr 22, 13 445.000 41.074 18,27806 40.640 18,084.80 -193.26 LT Ai 12, 13 255.000 41271 10,524.33 40.640 10,36320 •I61.13 LT Security total 1,630.000 40.778 66,467.39 66,243.20 -224.19 UNTD OVERSEAS BK LTD SPONS ADR SINGAPORE ADR Symbol: UOVEY Exchange. OTC EAI: 11.398 Current yield: 3.03% Jan 29,13 900.000 30.540 27,486.00 36.900 33210.00 5,724.00 LT Apr 22. 13 100.000 33.492 3,34924 36.900 3.690.00 340.76 LT Jul 12, 13 250.000 33.180 8295.00 36.900 9225.00 930.00 LT Security total 1250.000 31304 39,130.24 46,125.00 6,994.76 VODAFONE GROUP PLC SPON ADR Symbol. VOD Exchange: OTC EAI: 41,872 Current yield: 4.93% Jan 29,13 796294 50.164 39,945.60 36.550 29,104.55 -10,841.05 LT Apr 22. 13 2.727 54 627 14897 36.550 99.67 -49.30 LT Jul 12,13 239.979 54.033 12,966.80 36.550 8,771.23 -4,195.57 LT Sootily total 1,039.000 51.070 53,061.37 37,975.45 -15,085.92 ZURICH INS GROUP LTD SPUN ADR Symbol. ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893.50 31.370 32,938.50 3,045.00 LT Apr 22.13 685.000 26251 17,982 21 31.370 21.488 45 3506.24 LT Jul 12, 13 290.000 26.739 7,754 57 31.370 9,097 30 1342.73 LT Security total 2,025.000 27.472 55,630 28 63,524 25 7.893.97 Total $1,396,532.79 51537,770.79 5141.238.00 Total tabulated annual income: 553,828 SDNY GM 00021790 CNP70000305675793 NP7000191999 C0005 1114 030575004 Y123572550 0103C0 Pegs 57 of 96 CONFIDENTIAL EFTA_00132410 EFTA01274547 SUBS UBS Strategic Advisor November 2014 Your assets (coninveth Your total assets Account name: GHISLAINE MAXWELL Friendly account name: Account number: Value on Noe 28 (1) Your IIsandal Advisor: SCOTT STACK MANLYLE CASRIEL Percentaged Cost Estimated your account teus (SI annual inccree (SI Unrealized gen or loss (S) Equities Common stock Total 51,537,770.79 100.00% $1,396,532.79 $53,828.00 $141,238.00 1337,770.79 100.00% 1.393532.79 53.828.00 141,238.00 Account activity this month Date Actiaty Oescronon Anoint (S) Dividend and interastincoma Taxable interest Nov 7 Interest UBS BANK USA DEFCill f ACCOUNT AS OF I 1/06111 0.31 Total taxable interest 10.31 Total dividend and latest% income 8031 Oat, Mikity Once:San We 19 Transfer TO Y1 235750100 -5,756.32 Total other funds debited .$5.756.32 Amount (S) Other funds debited Cate Activity Deletipliat Arrtaunt (I) Money balance activities Oct31 Balance forward 55.756.01 Nov 7 Deposit 1JB5 BANK USA DEPOSIT ACCOUNT AS OF 11106/14 0.31 Nov 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11119/14 -5,75632 Nov 28 Closing UBS Bank USA Deposit Account The ues Bent usA Deposit Amount Is your primary sweep cplon f0.00 CNP70000ODS075294 NP7000191999 00005 1114 030575004 Y123572S5001 ymo,002/Ips 58 of 96 End of statement for account number- CONFIDENTIAL EFTA 00132411 EFTA01274548 Important information about your statement UBS Facial Sents he (tart a USK FaitItems). a a member of al papalseamy. caw:soak and tpbts ~et UBS F tan Serums and U6Seant.U» ure Minn subares of UBS AG ad of t85 Stain LC the f ma's Mania meta it ?Mae »on tuba the ents ecedene aces at a U3S Nadal Sava; ix 1200 Habor Barbra ~ten N107086 'Ma %Dam regrown be (My *tidal record of bad UBS f menial Seas amount Other records. exam oft Cal tar dogma. conueing coolang data should not be tied upon if you bete ea is an arc, or asset pa. rigor, it ~ditty n wring to Melkanch Mama of the one: seat» your tam Agio gav al ban town ant intended fs be atone gamin! data mould rot be used for tat puposes Rey sose ; on yenred tar lat . Fot 1099. 5498. 0416 etc) Men peeping your to arum Met rot isfait by It to repan tote RS al tab le faults, repontle non Mat Mat at late nap tamed en secant held n your acCourk reel proceeds at sale tanuction, aul cods bat/soncan weed smart Communiationa with Um Firm • No te.crAihrrn any oral Orren~atons fl writing to knit peeled your ritts including yokerights under the kmates ten Probe/on Act (SPA) • el be fat inseam ate top We cd the trent of this stoat is not 185 ~cue~ les Ott Semitescaries pr acoaret aiming ben« by ameigemenath the »and edam We Mona sou ol tenrelit/ant Men mu art bit actrit In this Oh: 'Our funds ant Wain re looted a UM hunos *Wan aid noe tee ieroducing biter al you must ~apt of ay na or omess»n to both In All amount statements mal be Mined «TOW .and acneae 6 not oblate:Ito n wag tan 60 /Ms • Pleasedirt cutter ample ' ' to the but: CI ~ant at or labia. 00A64 toOe0 t ~Aar theougs n sy. or in rang to uSS /Manual Seta inc. Clem Tritons Department PO Box 766 nano City NI 07(67 • n cab of ernes a cantons am an electron< tuts trawl« (771 bi 566Xdash card transactions call a tee to LAS Fnancel Seam lic. IOW narbor Stal . 6th I bat Vdeetwa. N) o7o86 Ann ehm/SSA stma Cal amme 35 soon as :Ou Cart A hat II. hie sew St*nwltor acepos wrong «At) need ete stasraun nØ alma» on the eta:mint ot ream The Fan urea Mow (X Xi) loble) mud hear trom you no tee thal 60 days alter the fanst you the kst soma on at the «ra or probkm ma» - Prot. you wine and wham, ate (N an) - Devaibe Me error or the want you Ve awe abaft ad imam asclearly x you can why mu Mere C 6a error a My >ou need mete Marnan - Pak the dollar aunt of tie sweat wee lb? Fin a Cad flier ail imestigate yaw curt tint ad willcourt arry tat promptly flote make al Meeks plot to the Senior te I nail Matt Mad on te has of this slam-e t M addticn to reguka axamt fees. asovan may be utad to almost tees charge:Ice um payment for stunt purchases aid chair. fa oval amounts n cash =ants Accounts ma embalmed. to oat rattan at be abet to a eater tee UBS Swoop Optbns UBS ten Opal la ~ Cat bakes. bakes to bat &posts al Meares LISA untlueS AG Stardom tram (Bak Swap nograwn mayaka mutt lusdiancy funds) ad the bkrretional Depot Accota (061For aiment win as matt torte lainganent Account through eta Sweep hogras. mb balances are swept » 18$ Bat USA up is al estatished lean and then to 185 14 Stork» Brant or a Many Fura Deposes at 18$ Bat USA se FOX enured n aomidance with le< nil» For slat Waxen pate nut tea lde me Oast a UBS AG Sea Toed Brad, and mams et Mang ads rent nsured by the FDIC Though the 0A. actable lo at, bilnos at :nip? to depot accounts a 18$ AG ~York Batch awl LOS AG Caen» Brach Wiese deposes arena mixed by the FOX Balaxes hell a te 18$ AG Comm Binh se tarp...lily ApOSid TO the tunteig. na of theCalmat ads and mere is ea guaalfece other oe lab» of US'S AU » aft themaces Mk on the u15 Canals eras boas Deposit; a UBS Pa USA ad each UBS AG Branch art proeeced by SIC Many Fund shies are prow» by SPC See "UBS 'anneal Seto Atom Rotation' below Upon ear ram balances n tip Bat Step Program or OA mar be ~am SKI net of a treyFund maybe twat, and the moceed: returned to you a you toacitot aaccvni pater Abeam tout ~Ink sweep options. ndaing arten allart" rat» ad betls. 6 abbe a now Was ban your /natal tenor a by eating IIBf latooreebl Sort» oaten moat The Fern ammeter of the Stems Wax Protection COLOrXen (SPO. MIT protects mitts moats ot es Psalms to 1,1500000 (ncl an; 1250000 for darner ca) TAOS."( we amen«, tamt Ø. to acaunt$ Matto/On dual/cut:7~ The Firm togetl»f wth when ditties has also /unhand Ølamta tam» The ~mum moat payable to all Nibble dent. cobcteekunda prottion a SOX melon as of Darter It/ 2013 ~at tote pokyau-aim at ~Is cab at The km allam« beta» fa up ab 119 mits n the aiggegate for all you ~xis held n a pawl. aback A full Copy ol me poky ~log 6 ~LA» upon ~ 2 the SK motet and be supplemental drachm bob do not SPA/ to • Count natal tots coma» bylad Mined ngvor moat value) but held away I rem tell5 Cina•cial Sean (eg tan (a Cab a Les tat b)Calh MIAS AG Sated leant (d) swat eMoat nammg tube arum, ad 04 than of mutual Itch ende soh Mates re mgpert «ay the nave of the afoot kilt on the tau .rd records of mo ;pliable auer or trait< agent). • Conan nvenneni contra of matt Mama kg. teed ~tips and prvae ~ems) that see na regisal cider the tubes Act of 1933. and • Combats contra 40 g . fora Øo at pram metal anotts). stade» fugxes commas at son TO(AY OPhal comas The $IX protection and the WOO:~ ~On do not »pk to these assets even if they tame abbeymar s wam The SIX probates and the seppbesest protection do not voted name changes n the ~Set vat* d pa evestmtnts(inneds a arrest d mat twat. at tbatiptcy othermse) More "ram e rabbi/bum request You may obun me inornmenn aloc IggIng the 6PC Brat bycomae» SK at teby mitng tie SIC wft»ne attars/able Unbend 1bMeamontRwgram ORR) The ~Neat 6n dage pate you may obean the avail:re frorn your fiat Ad /Ø Dmey Mole Xeres are pax» al« P. petal giros til be oh asd me ash til be «costa puacaum Mediad rename prise tippled by the issus may Oft from the maiet dem a whdt the panne Mars in sold CasItelieti Only mole unit may be held in >Our »coat a you are mail to apatite al a net of a tided treat or othawit the Firms sop ether tel partialknes a mat mice a aØ an taint Mart by a registered clang agency. ard cede pa account Immanent °bialys The ~ma obrchies aid Mt prof ik are specic to eat Jul nay vary team Sae Mee the a promptamend of any bream enige h your fnana sett of iweStfrere ~we; for eads eater helt you choose one of Meblot» mestment abbot's • Pedigo Cuireht :Norge Inantmenti seeding die gnat bus of I-wormonly • AtAche CAMDMPPX0400n hveprralts Spiking Toy" X papal fat than as, genera.» of name • Reduce eonbbenbsn of (name and 1 Cep& APflod00^ ~twit teeing both bo gprberaton of maw aid grown od prnal Ovalle» profiles • Commit Seeks ro maitan JINX pieta( web low risk »I roll lily to the roan att. enn d ma mom the amount dOeS not generate s»ndicnt income or IS", SKI myna keep pace was ird leaco • matt Mang so ampt saerit. to racgal ad taw some tab b souk higher rains • kart» wing to apl hgh nsis tOTenwi ad hgh wobbly» meant tumor «, um Statomentlwaweboddinr We nay consoklate el Mated teat statements wah the sane tedirr s in the sane amebae Acounts may be retired for Ms renew bate they here omen who at mantein pm amount taionshps ~Pk oter pats at the salte eats Ths pcaCtCe kr as howeholdng I you feeler to mat inilbilme twat, nted n septet CONFIDENTIAL entombs —you may deck. handwhig bycing yet Endinal Adv6ot Friendly «MUM nano 11.fnonn/ aØ nanerefixts Marruticn that you creator, the Fens mine serums taste It a a customizable 'euhrume' dawn by you » a6t you wth your rardrapng lt ex no tiga effect on me noUnt YW C24101a19.,0u*Frrtern aØ navies. troop balm Seas of bye:maw» you Mara Atha Amount totem • Mabee/sad accord/meth» Ne‘ Ola»del and • ASalts !nth*" wobble ram balsas vats la rennet mark as an t d Gkbau Trne Deposits unreirsd mats to mart and Certain tets not held byte Prn Does na naideunpnced Øtetahels at Ae en.1 of the ma and Met iliteintnt pact a tale astral> unrested t1Ø col tea and meat» a Ma colons • Oates eickdes tar bakes. outstanding ~go loan. cra lete short »bum bakbas • Ca»/Maney aitecco Totti of Lnin.r.led anti». wt. bSances. pM.185 Bane USA deposit tacos UBS AG Surrical Branch depose babas and mask ma..x mutual al sweep tam a the close of tee ~eat pad Nonixevriodly he eh« batman h yea ant arena seregaed from the-beam wet Me Ova» use my of these hunk n the ordimy Otto( as bwass lime funds påyable upon >as demand Ma Mal 6 incbdtd in AC ann• p«Ø doSi-g vat Lading information Toe Mott inlamaton on the rn'S tendm3 atlas at deAloturm See» >Ott Chan Rua bap Aroma or Atcant arrant and the General Tema ad CalditOni UBS Stamen of Cite balms abbe n Agrnarghet erd Orackcaares airs na• ranVeye, onvh..ei Your ma Yea state antar saunas and oter assetsheld n the tot at the end of the ~anent peebsd You may at for debt d fink pad matt a ay tme You may ate gag% used a ban collated ser pag ai balance me on teen My matt 'unbent to them deng the amen ',Mod an listed a abut watt of the end of the natant period • CM basic A detemnbng the coX basis of the seatines «aided n the aurae. Ste naiad well die number l8$ fbankt Seveeshas Paled on item» ion Omland from tureen other than 185 Nadal Stenices. eaudng nlarnation Men ram It or tat you may hie pradal » yout Tinto' Mesa The firm does not isdependereb vak or bane tie annoy or vaiday of any Mormaon prondel by tut otar ban Utfaioal Sebas addrion *tough USS Facial bats genaly updates be ntatnabal aS C 6 New./ barn does not prank any ~tad MX the mermana isider "Cost NM' and "tat» merlon' is art a of Me Oa* of Thi; Otte» Mee" please do fled rely en this ird «ma isn lo makecuret» ce sae deans. la la purposes a obeneem awes tautened to the ein mar refit suirlbss nformaim orly for the period of time theyaheld a the Lint Morehinormal Martial Cis be added by gm Fauna Adm.« • Unmated gait lost hen data t tab 19M.Y.0 urrial:ed letY1:19S r2 CaCialfd fee SDNY_GM_00021792 EFTA_00132412 EFTA01274549 Important information about your statement (CColbOued) Mdvicbalwarity kits lbe tammion data far edircbal lob mayor may non ref Boa conmissrant Wages roar smuntyworgewaien 'weds Dirifend axe other roimarronn tots and %ram* purdah, lot se eats combned to disciae one award kit The • Trade dae' coins p.esents the oei)M orals. t all traledate • GUNN stawitios Bonds and poefeved trod Mai the bowcafe for ealy rtderption wit beselectod rasa* by lot Wm amony a smurnes of that 69.* lib in our nano n nom to nate for as dents Cal leave enemean is Wanedfrom thrd pale; aid es 'carry is rot guraMed Over call leases miry tog...itch could ilea wad. complete Warne an gal be provided upon mead • Certircalos of deposit ICS/ Cos are XX mood opt 12910C° n prinapat sal sour Mara pat &motor aid pm ckpahlo-y enliMtw. rt accord-toot with MC niYS • prafrakei rocas &pined 'Cr PKurwes and otte product maybe4m me blow dal Yep pro that you ereu mtualla receve in the madam Prces are °Inane(' from VaIKUS thrd pityswat Much webeeveto be folir, but we do not garnet thee acurary - Wo worry use the dosng dna when afalabla cr the mean a rte b4 aid ask aces Ice toed SeCureeS and outset or co bd pats I or OTC secures - let aancei traded WattleS maybe pearl usng a *abater ntOdel Cr IMMO, Mani yeti we Maned ra -nano' reflect an alai mate pop or 'aka - <Mandan:01S may appear rollout Apra:tad will shoe/flit was not mailable' if we are amble to *bun a price for a security - DePaSes a Searles domains& n cneoes other tai iet S dollars are rel Wed a the exturgerre as of the natenont dot, - for moan sedates tiadeN nOrmaenormin deforentions. ace aid quality dace vale) may hae beet mewedto 1 aolfre proper 'abeam To *Duna-rem imams. Mon wattle. axed yam Francs:a dolma • Prima Maritime and et/named products. irate Modems seas tin Gnawing diral palfapation Cagan and realmut+ naltmem tort SWAIM) and sliwtsced precluas are geWaly hghlf diem/ Conan nructaw roams hat not been rendered with the Seansi anr Eidalr9lOseronseon a utak( any state *Cartel OM We prom* esimaed stated for private mama[ seaman sus situated prodims for whim' analpunom only ACCIPXY b rot 9unmeed - Mee vaties maydiffer sthstantallf from ;MK Il ay at Midi acreage nwstrnert searya 'Valved mama not be haunt a sad aid do not necessaily represent the ear you may Man* upon lieiidaon - Th rd Orly XimaeS Of vahe are not a ran Ore rid re unpaid to ISS enroll Sentas on a regu Ir bald by an ridtpurent ',ration Inn - Indy, Sentra prmaa sponsor enionzed vabn if my. ate stapled to to Fin by the mum general partner or *razor and may be abided lased as drama ntorthadon from that use by thfd pales to donee Thor ecanated valor - You cal obtain addamnal Mama, regaling the rreholology used to determine the tamale of Vita and the date of the hforrn.von that h the bass fa the name by ameactiN Our Rancid Adisor - Thal parry *stewed vibes may be reflected as 'Nat power n senora auwans whin an nlepentent valuation firm Anent eupplea a rs wale to awn a vat* when we beano aral that a ratend worm ham *cartedtea may ell a premeds reported vatic re* wester. a whin dyad would te hghty ipeatatree duo to coo the :early - When might an Muer general panne a sponsor egmated mance a th intpany minuted vine Is an:6AS. thevibe ol Me warty wA bedeormt ton es podia* pow - 'Didier:tem to tae' may odic rein of Casa* none cr both - • OOPS tent sae' re:lessor the mai olleng pee per ohs rd may not roiled your coo bath . expected neuritis Restricted secures do-meaty at not anat./ <Outlet' petit la* 1/85 formal Xmas uses the mete proof to intorkton1 stock a the sane muff a an mutedvalue for the remiaed voidi for patinas of mssznexereomy To the mum teal testi cted seamier it ewe* Icr sale. Me value roomed nay be manumit, Ins man the invited yaw sows • Ea festinated) hank con'onyielOs and rates. An tAIMMt of Nowa name is based on amen, Weaker awl ninon rah. awned the smarties wIlb• held for one yea from siaement date or and fanny This estimate is alb 3 guranne. Xcuraqadantnued Male se not garaleted - Ed Waled arnual mono artel argot Mel for modem lades°, *GEM could eicluie a return of anotod or coati gam in Mesh Oa the eft name WO (area held) would be overstated - Barnard anus mono awl arrent Mil and the actud more and oefd night be Wm or hgher the manatee aeons - An ninite ol mroalued morn. (dvid's! aloe mean) eluded by TheOahu make, e.t.a/raft balance is lased on the lad diedend or meet payreM nude by the ram awl asiam tie Hare Marpools MI be Nadler one waken the steamed date or trod =urn Acacia, and coMowd yak at not Guaanteed • Awns not held by WS financial Seneca faun asses me not byte hint a6inOt wain the yea's posseSuco or enrol Thee Meta re deplal/ed en yaw statement for irdonnatronal pupates Poulmos and ram presented re panned byte iSsung firm tA56 nancid Somas 6 rot repOnSblelorthiS nfOlmann and does net gantlet es away These assts Tenet protected by SVC a V. front suppleinomal SaC covorago • Revenue dealing and addklonalconensation. - ti albino to earaissom on sales aid 11h1 lees ooted in conneacci with the dotaadon of mutual arida toots dins we aflor ow *Mae rewire roame illanng phments from datrbutors aid or adfison of the annual furs that we sell These amounts ae bared on two ditherer, antionents V* emote of saksby ItS of a OditCuLT Mutual fund lamer to oar drat ad Id the ran vabe of a orally maxi fad fangs shares tend a the fan - We and as *Are also rewire relnereng and arnewprocesung lees n corisaviawn for Virile agent awl:.' that we proud to the rratual funds Those lets gene" at. pad from imtnor awn in the meta laid and are a tiod doilt anal baShl on the turbo. of accords at the troamdear hoeing mutual hot of eIa fend laity - m saloon to cominsions waived n cornealon wen the sal. or darbutfon of arnury ova= ail wiz wedi.nc XXI unit to dr dents, we alder our alt date recent remota Mang Carpenter. km mairyol me rename cordate. indemnity to truity carats anilandol the hurance corona-Ws Or SpOrten Of the urit m s neeu MRS he Carta. - Ott alitaes also mare trading commbaosaM other conmmution tom mina faro aid man, townies Mow proorts we diwbuto - We renew at ante fee from (SS Sask USA .n1 USG AC Stanford Match of up to 125 per mcount sweopng to the hats tern the UPS Bora Sweep Program Atthily Montanan regarding armload,* ad other charges Warred n annittion won the eremtion ot dales ncbeding option Vans:Wens has been melded on conlomaons parrot.* Ian rhol to you. adwit beam:Rd to you armpit on reared Short soiling it you are engaged in don a:Mg axorayy. yai may tax a (hated* to tenon borrowing costs for OW palcula story Open (Sew Rt9zEint Open a hanalailanalled • Ordenthat Wife not veiled by the Adman, dae Opel buy and sell stop ceders We waxed by tie amount of dwdends cr right on • oodigidindsor gamins taste unless mowed otherwise by you YOu ae reporablelor orders lea are toasted due to put lease to cancel exisirg open adds Tart withhold:twat frarberions foam LOS Pinatas' Samos IRAs Ftehaal tax taw adorn IRS &Wad Services to rionhOld Moro tar from you Ideal* arch disthbacam tut you may dm oat toter Marais( trehholl or. inward you ray rafcl 0) haw tar weird a brae anal tad anoint at you 0,0014 Wit Saran wit lessen n effect unta reeled by you You nay rota* your election t ay tam by mitog a now Oman If you do not haw moult roomm tar wafted from your dartutiOna you maybe relaanble la the payrnem of etitnredua you may nod winds it the anoints Method and your estimated law pwrritins re not Nut tO vat tar delibatios Privacy To obtain a copy of menaced Claw Primay MAW. pare anal you Hurd& Adesor or riot our wear* a. eew lascamOniumeofet UBSrnatcial Savors 6 not a bat The WA. towns SarcesAaount BSA and AMA are braerage aacult MO Morrie access to bat mg sauces and prodaM ansgh anrwommts wen affiliated brats ref other mm partybalks. and provides amass to Mon and refry prodaCtS iStied by wad doted thodmarty Canna convenes through nwisice agetcy lubslar es a utS Rancid Safian he Wm:met nut-ante. andamuletproducts rot WC haired • No bat* gunnies. May Bost vain RarufailAn)enneil &Gault Susanna Stfvf:f5 ACCorit SSA. IIMA and nternabonr RelOaCe lAragenant CONFIDENTIAL Amount ao roginerod since mats of OBS Fran:Sal Semites ino yea Sayi runt is a regisbcrod *vice mat .of visa Inwnivanal IRS Med Sagnabre de* cads and MG Vdd dart cads at issued byIRSBat USA wait pee misaion from VG U S A harporated UK Financial Xmas Inc Rev 201407 SDNY_GM_00021793 EFTA 0[)132413 EFTA01274550 *UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70090734571314 X13 Y1 0 Account name: Glill5LANE MAXVVEU. Friendly account name: Account number Your Knancial Advisor- SCOTT STACKIAANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA ReSourCeline at 800-RMA-l000 account Vlsitour voebs/te: vinew.ubstorallinancialservices UBS Strategic Advisor December 2014 "ligil ir NEW YORK NY Value of your account on November 28 (S) on December 31(S) YOur assets 1,537,770 79 I ,469,481.00 Your liabilities aoo 0.00 Value of your account 11,537,770.79 Tracking the value of your account S The Lic-anc.:5 1,37 Si S A69,481.00 1,469.5 Nov 2014 Dec 2014 Sources of your acosunt growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your nvestment return DM:lendand interest income Change in malign Yalta Value of your account on Dec 31, 2014 01,469,441.00 90.00 91,498203.69 157610 76 -506333.45 SDNY GM 00021794 Member SIPC CNPAX110008072457 NP7000305739 00005 1214 030575004 CONFIDENTIAL Imo° Page SI of 104 EFTA_00132414 EFTA01274551 sUBS UBS Strategic Advisor December 2014 Your account balance sheet Summary of your assets Value on December 31 (1) Percentage of your account A Cash and rrxmey balances 3,054.91 021% B Cash alternatives 0.00 0 00% C Equities 1,466,426.09 99 79% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,469,481.00 $1,469,481.00 100.00% Account name: Friendly account name; Account number: Your current asset allocation C Eye on the markets Index Your Fi nuncio! Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2014 3-month Treasury bills: 0 04% One-month LIBOR: 0.17% Percentage change December 201 a year to date -0.25% 13.69% -0.00% 12.56% -3.44% -4.48% 0.09% 5.97% CNP70010003072450 NP7000305739 COCOS 1214 030575004 CONFIDENTIAL 100NYGM000§/19.552 of 104 EFTA_00132415 EFTA01274552 SUBS UBS Strategic Advisor December 2014 Account name: friendly account name: Account number. Your N nandal Advisor: SCOTT STACK MANILYLE CASRiEL Change in the value of your account December ZOI 4 ($) Year to date (I) Summary of Values reported below exclude gains and losses products for which gans andlosses are not classified. Realized gains and losses Unrealized gains and beseS (S) Opening account value $1,537,770.79 $0.00 December 2014 (•.I.) Year to date 04 Deposits, including investments transferred in 0.00 1,941,163.22 Shod term 000 -10,372.89 -4,989 71 Withdrawals and fees, including investments transferred cut -309.39 -442,959.53 Long term 1.30 -17,191.47 74,888 60 Total $1.30 -$27,564.36 $69,898.89 Dividend and interest income 3,357.42 57,610.76 Change in market value -71,337.82 -86,333.45 Closing account value 51,469A81.00 $1,469,481.00 Dividend and interest income earned for purposes of its statement, taabity of interest and ditdend Income has been determined Corn a us tax reporting persprdire. Broad upon the residence of the account holder, account type, or prolutt twat, sane interest ardor dvidend payments may not be subject to United St*es ft./A ardor Puerto Rico (PR) income tares. The c7ent monthU Statement is not Intended to be used and camot be rota upon for lac purposes. Clients should refer to the applicable tar reporting forms they recent. frcm 165 smugly, such as the Tom 1099 and the FCMIS 480, fa reporting information 11 IS the practice ce U85 to Zile the applicaUe tat reporting forms with the US intern4 Revenue SendIt and PR Tfee6WY [repairmen). and in such taunt accuratety usury dindenct and et Interest as tan exempt or tatable income. Pleat consult your Indudual tax prepare( December 2014 tn Year to date (I) Taxable dividends 3,357.30 57,602.43 Taxable interest 012 8.33 Total current year 53,357.42 $57,610.76 Total dividend & interest 53,357.42 $57,610.76 Return of capitallonncipal o 00 3,895.55 SDNY GM 00021796 CHP70310003072459NP7003305739 00035 1214 030575004 CONFIDENTIAL 101000 Peg. 53 of 104 EFTA 00132416 EFTA01274553 UBS UBS Strategic Advisor December 2014 Cash activity summary Account name: GHISLAINE MAXWELL Friendly account name: Account number: See Account activity this moNhlos decals Bdances In your 'weep Options are Inducted in the cperbny and dosing balances vel Le. FDIC Insurance arches only to deposits at UM Bank USA, not to depovis at UBS AG, Stanford &arch or bank deposits placed ihrouch the ueS intemationi Deposit ACIOUnt proqam. SIPC protection applies to morn market sweep fund hording, but rot bane deposits. See important inbtmation about )out stalemere on She laSt MO pars ci this document for detals December 2014 (1) Year to date (1) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 0.00 84,767.45 Dividend and interest income 3,357.42 57,610.76 Proceeds from investment transactions 6.88 407,117 15 Total additions $3,364.30 $549,495.36 Subtractions Professional management fees and related services 000 -4,777.29 Other fees -82.11 -1,249,09 Other funds debited -22 7 28 -436,933.15 Funds withdrawn for investments bought 0.00 -103,480.92 Total subtractions -$309.39 -$546,440.45 Net cash flow $3,054.91 $3,054.91 dosing balances $3,054.91 $3,054.91 Withholdings and tax summary Foreign taxes paid December 2014 (1) Year to date (1) -22728 -5,681 35 Your II sandal Advisor: SCOTT STACK MAMLYLE CASRIEL UBS Bank USA Deposit Account APY Interest period Nov 7 - Dec4 Opening UBS Bank USA Deposit balance Nov 7 55,756.32 Closing UBS Bank USA Deposit balance Dec 4 5677.74 Number of days in nterest period 28 Average daily ba lance 52,539 60 Interest earned 10 12 Annual percentage yield earned 006% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your statemenrat the end of this document Your return objective: Current income &Capital appreciation Your risk profile: Plenary - Aggressive Investment eligibitty conSderahon • None selected Your account instructions • r, azccunt cost basis default closing method is FIFO, First In, First Out CHP7C0100C6072460NPVC0305739 COCOS 12I 4 030575004 ingtfiqyGht oocilegen:54 of 104 CONFIDENTIAL EFTA_001324 17 EFTA01274554 *UBS UBS Strategic Advisor December 2014 Your assets Account name: CHISLAINE MAXWELL Friendly account nairree: Account number. Some pnces, income and current vaues Shoran May be EpprOviMble. AS a moue gains anCllosses ma/ mot be accurately reflected. See Pivot:ant intomafron about your statement a the end of this etcumem tot more informs on. Cash Cash and money balances Cash and money balances may include avatar& cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch &boat account balances and money market mutual fund sweep basances U