EFTA Document EFTA01278123

Retirement Account. $UBS Ues Financial services hc 299 Park Avenue 25th Floor New York NY 10171.00O2 CPM02254963 0214 In 0 Your linandal Advisor. SCOTT STACK MANILYLE CASRIEL Phone 212.821.700W800308.3t40 Questions about your statement? Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, accoun ;Latour website: www.ubscomilinanciafservices Your investment objection: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wsh to change them, please contact your Financial Advisor or Branch Manager. You can find a ftil description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibility consderatan - None selected Member SIPC Resource Management Account February 2014 Account name: GHISLAINE MAXWELL IRA friendly account name: IRA Account type: Indwidual Retirement Account Account number Value of your account on January 31(S) on February 28 (l) Your assets 000 56,227 11 Your liabilities 0.00 0.00 Value of your account $0.00 $56,227.11 Change in the value of your account February 2014 (1) Year to date al Opening account value $0.00 $0.00 Deposits, including investments transferred in 56,278 65 56,278 65 Change in market value -51 54 -51.54 Closing account value $56,227.11 $56,227.11 Your account instructions • NB S Financial Services Inc. is you: IRA custodian • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00026596 CP2600040022549O P26000144229 0C007 0214 03057500 Page 45 of 48 CONFIDENTIAL EFTA_00I372I6 EFTA01278123 4tUBS Resource Management Account February 2014 Retirement services information Summary of your contributions Contribution type shown in this section reflects information you prodded to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the MS for the tax year which they are made. Contribution type Current period (SI Tax year 2014 (A Tax year 2013 IS) Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: individual lirment Account Account number: • Transfers 56,278.65 56,278.65 0.00 CF260C04002254964 /26000144229 00007 0214 03057503s CONFIDENTIAL Your 15 nandel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308.3140 CIONS14CG0002fint 46 of 48 EFTA_00B72 17 EFTA01278124 Resource Management Account UBS February 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indnidual ent Account Account number: Some PriCeS, income and current values shown may be approximate. As a its ut, gaits aid loSSCS (nee not be .acurateiy reflected. See importanontormabon about your statement a the end ol the dxurreM for more information Fixed income Mutual funds Total reinvested is the tots d reinvested dodends II does not include any cash del:ends. n is rot a tar lot for the purposes of determinng hating periods or cost bass. The shares you receive each lime you remelt dedends become a separate tax CI. Cost basis is the tote purchase cost of the security, indudng reinvestedof Wends TM cod basis may need to be alluded for return d capital payments in orcbi to Petentrane the ablated cost bass for lac reputing widows. Purchase pricer Weber ',Verge PCKe Client Hddng of shares pet share (S) investment (3) JP MORGAN SNORT DURATION BOND FUND SELECT Symbol HILVX 5.153.723 EAT 5520 Current yield 0924 Your total assets Your R 'sandal Advisor: SCOTT STACKMAATLYLE CASRIEL 212-821-70001800-308-3140 Unrealszed aid gain or loss is the dfference between the current value and the cost basis and would generaly be your tactile clan or loss if the security was sold on Ins date. The unreadeci pap gin a loss may need to be a4usted for return of capta pa/Triton in order to determine the realized gin or boss to lax reporting purposes investment Worn is the current ea ue anus the amount you invested. t does not include Shares that se not reflected on your statement. indudng shares that nave teen real lied as either a gan or a loss It 4(50Wes nct include cash dudends that were not reinvested ••-This information was unavailable-. value on Feb 28 (5) Cost Price per sose basis (3) On Feb 28 (S) Percentage of your amount value on Um-aireddad inmstment Hddrig Feb 28 (3) cyan or loss (3) return 01 period 10.910 56227,11 Cost basis (5) Estimated Unrealized annual income (S) gain or loss (S) Sad income • Mutual funds 56.227.11 100.00% 520.00 Total • Missing cost basis mlennvlicei Account activity this month $56,227.11 100.00% $520.00 continued next page SONY GM 00026598 CeZ60004C0725496S PZ60001,14229 000070214 030s7So0M 000000 Page 47 of CONFIDENTIAL EFTA (()137218 EFTA01278125 SUBS Resource Management Account February 2014 Account name: GHISLAINE MAXWELL IRA friendly account name:IRA Account type: Individual ent Account Account number . Investment transactions For rote inforrnaion ton the oncewive shown for restricted securities, see Important information about your stetemen! at tne end 01 this 03Cunent Proceeds Stan Funds inwstrnent withdrawn cr Accrued Dale Acnery Desciption Quantity vAte (S) Price (S) transactions mestrents bcogsl 'Metes' (3) Feb 26 Receive Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000(800-308-3140 1I4 MORGAN SHORT DURATION BOND FUND 5,153.723 56278.65 SELECT Total Securities transferred in $56,278.65 CF2600040022 54966 P26000144229 00007 0214 03057W04 vt 23697S50 CO3eiNCGM_0002titti 48 of 48 End of statement for account number M I I CONFIDENTIAL EFTA (()137219 EFTA01278126 Important information about your statement LEIS Fruncial Senates rt. (the F im or UBS Financial Sykes), is a merger of all orinctul sxtily, cannodty and cptins exchaves. LEIS Frertial Senior and UES Bank USA at rdrect 'utiliser of LES AG and affiliages of LES Searitin U.C. The Fits frontal statement is available upon retest The Fin* recite offices are a: LES Finmoul Seams W. 1200 Harbor Boulevard Weehawken, to 07086 This =lament represent the any off kihkee-Ord of pi' LES Fruncial Wires account, Other froth, rapt official tar di:tune-ifs, containing ccrardeg data dmuld riot be relied Lyon Owe benne there is an error or emission, please report it immediately n wring to the Bench Manager of the office serving your account. All-toth al f igures shown we vended to be accurate. statement data should not be aged fix tat purposes Rely sae& Goys-end tax lemma Form 1099. 5498. 10425, etc.) whin preprigyour tat return. The Fine it required by low to report to tie IRS all taxabk &Wen*, report** rcnitrable *ands and ladale hdennt eared on mcunties held in you exant, net proceeds an sale transactors, and cost tests ascertain covered seariths. Communications with she Firm . Please reconfirm are oral cormincatores in wog to funher protect your rafts. incladng your Ned rand" the Sentient kirk& Prxection Act (EPA) • If the finascal nstitution on the top left of Be front of this darner* is not UBS Fnancul Snes,U3S Prenoal Services carries your account as cleamg tinker by anargerrent with the endowed intlitutiNt We Wormed you of she Mationshia when you opened this accost. Int* cat your tat and seartesae located a LIB5 Fnancial Stores and rot the rrodxng broke.. ant you mitt make a rePorl of ay wear or *Tuition to both limo. Alecto)* statementsshall be deemed (cadete ad accurate if not objected ton wit* wthin 60 days. • 'lease divot customer complaints or kphes to tie Fan'sClient Relations Driannent a 201-352-1699 4tolsfree a 800-35b9103, 8:CO A.M. to 6:00 P.M. ET Monde? through Frklap a in vette to LEIS Financial Services lx., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • Incase of errors or West Pm about an electronic trds Wander (EFT), bi payment or UBS Viedebit card transiatorts, call 62-1000, or wise to UBS rhenual Semen Fic„ IOW Harbor Blvd, 6th floor, Weehawken NI 07086. Min RIVINESA Serikes Cal or write as soon as you cart 4 you the* your statement or receipt is wog 44 you need more etnnalianabot a turner on the stattniert or Intro Pt. The Finn or Card Issuer as a:Ratable) mud hex horning rea later ton 60 days after the Fim Sent you the En cerement on which the error or prober *Peered. - Prow:leyou name ad accost number 6f any) — Dew be the era or the wander you are mon about, and "clan as cleat as you can why you believe t is an error a why you need more ricnnahon — 'Mude the dollar arrant a the suspected error. The Fie or Cad Issuer imintigXe your complaint and evil correct any error tromp*. Please make all decks payable to the Fern or the financial inetitution notated on tie front of this 'trent h ad:With to reciter accord few accounts mai be subject to mattenance fees, chars for late parent for securities purchases and charges her unpaid amounts in cash accosts. Accounts that be transferred to other iniutions may b• subject to a Wander fro. MS Sweep Options UBS offers options for serepng cash bine; Winces to honk deposits a UBS Bait USA and UBS AG Stand branch (Bank Sweep Progame, money market motel kids (Money Funds) rd the International Deposit Avant ODAtor customers withal International Rebuke Management Account. Through the Bank Sweep Progarns, cash balances re swept to MOS:rat USA up to an rasbkhod knit ad then to LOS AG Stamford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC nand in accordrce with FCC rules. For nacre nformation please veil mwrldicgov. Deposes at UBS AG Stand Burch std Sures of Money kinds are rot bawd by the FCC. Through the OA, addible toad, balances are swept to depose accounts at UBS AG New Yak Branch and UB5 AG Carron Bunch Thew deposits are not inured by the FM. Barton Feld at du LEIS AG Cara" Bra-th are tempera* exposed to the sovereign risk of the Caren elands, and Owe is no grantee Cr otter obligation of LEIS AG to repay*. Sates while co the UBSCaran's Brach's books. Deposes at LES Bat LEA and each UBS AG Bench are not protected by SIPC. Money Fund shares ere protected by SIPC. Ste -UBS Financial Services Accost Protection' bebw Upon you retest, balances n tie Bank Sweep Programor OA mat be titbits" and shares of a Money Rand my be liquidated, and the proceeds returned to you or sour contain account. F.rd-er inf onion about available *tip options. nclxing anent weed rate, and yetis, a soak k at www.olas comriseeprekt, from your F nano ial Advisor or by calling 800.7621000. LIBS Financial Services account protection The Fm, is a member of the Seaver Inveltill Protection Corporation (IPE), *nkh protects securitin accounts of its members up do 5500,000 Cncluding S2B),000 for dams kr cash/. The SK asset protection knits XPV to all account that you hold n a pa-titular capacity. The Finn, together vet certain affiliates, ha also purchased le-pplarental protection. The mariner amount payable to al eligible Worts, carmen mcke this protect:ars S500 million as of December IQ 2013. Ward to the poicy conditions ard limkation, cash a the Firm is further protected for ma to $1.9 million n the aggegate for all your accounts held n a vesicular capacity A fell copy of ta poky wiring is inedible won 'MKS" The SIPC protection and the supplementl protection both do not apply to. • Certain Tramiel Islets controlled by (and inctided your acco value) but held away from UBSFina-col Services ta. certain(* cash at UBS Bat III cad, at L85 4G Stanlord branch, (n) insurance Prod". including variable enmities, rid (iv) shares ol marl finds where such shares are reentered diedly in the name of the account holier on the boat rd nth of the applicable issuer a trander agent); • Wain investment contacts or Piedmont interest limited purtnershipe and private plewments) the are rot regeteod 'row tx Secunlies Act of 1933; ad • Commodities corrects ill, foreign exchange and i:us rnetal contacts). ',dude* futures contacts rd tonnedier °Pt* contract fi e SIK xotecton and the supplemental protection do not apply to these assets even if they otherwise appear on yea determent fly SK rootertion rd the saParriental protection do not protect agent changes in the main vats of car investments (whether as a result of market motement, itSuir bankruptcy a* otherwise} More information is avaltile tam IsKplSt You may obtan nwe rdonmation abou SK. noticing the SWC Brochure, by contacting SIPE 24 202-371-8300x by ositng the WPC webtiw ar YAW/.140‘041 Dividend ReiWetblbefill Program (Dpi) The Eke reflected is an swage price. You mar Orton the actual price km you Financial Advisor. Onk whole tire are purchased under DPP partial shoes will be soli rd tot cash wM b deported "your account. The rividerd renvesvnent price applied by the ewer may offer from the market price at which thepartied shires are sold Coalekel CM, whole units may be hekhn war accoun. If you are entered to unit as smolt of a dviderd Pantol or otherwise, the Firm wit either sell partial anti at rivulet peke a accept an anount determined by a registered clewing agency, and credit you accost. Investment objectives The meditate objector and risk profile ere spunk to each account and my traybetween Please advise the Fern prorreadr in wen; of any sithiltant change in you. Maxi& sittaxn or "vestment objectives. Fix each CONFIDENTIAL accost held, you choose one of the following knestrrient objection! • Produce Ctorentlmome. indwir seekrg the generation c4 income cab,. • Acliiine CepAg Appreciation: Investments waking growth of prncjaal rather than the gererrian ol income. • Produce Combination oilman. and Capital Appreciation: Ferments seeking both the generation ol income and goo/ehof pritptl. °troll ride precise • Con.wuathre Seeks to manten MOO xecloal troth low risk and vol tiny to the accord owed, then if that mean the accost does not generate signif 'cant "irony or returns awl may not keep pace with inflation. • Moderate: Willing to accept same riot to principal and tolerate some votatety to seek hither returns. • Aggressire: Wiling to accept high risk to penopal and high totality to seek high returns over time. Statement thouseholdne We may consolidate al related account statements with the sane address n the sent envelope. Accounts may be related Ice this purpose because they haw owners who also martain pint accost relationships vet other dents at the sane address. This practice is known as • househaling • II you prefer to rewire rdivalual statements mailed in separate envekpes — yOU may drIne houteholding by ulna your Frontal Advisor. Friendly actoemt name The Friend account name reflects of ormation that you ertered on the Firm's onto* winces websee h is a customizable •niclrorn? cFosen by you to Mtift you wish you recordkeephg. It has rto lei effect on your accost. You can dirge yos Fiendk account names.. through Orem Services or by contactrgyourFkancial Advise. ACCOSolt overview • yaw of mor accountiporebb Net of assets rd IiAA • Asset hulas Amiable cash balances, robes for restricted seamy lest), and Global tine Deposits, untied marks to market, and , caftan arts not held by the Fie. Does not include unwired Ss•CUStihl assets at the end of the prior and curent statement periods. or private twestrrents, investedstock options and em icoable stock options • Eiablitra Include, debt blIIMVA, otaardirg rrurgn loans. credit Ea shoe =WV balances. • Cash/rtoner balances Total of unimested wadable cash balances. plus UBS Bak LISA deposit balances, UBS AG Warr/rad Bench deposit balances and money market nut fund sweep birces, at the case of he rtaemert period. Noncom-ivory kee credit balances in your accordire rot segregatedfrom other balances and tie Fro may use any of these funds in the ordinay course of Meatiness. These funds ate payabk Loon your darned. This loft'" included in the anent period closing value. SDNY_GM„00026600 EFTA_00137220 EFTA01278127 Important information about your statement (con inued) lending information Ax detailinformation cn thePi-es lending practices and disclaims refer to year Client Relatcrehip Ageerrunt or Accord Agreement and the General Teems ad Conditions UBS Statement of Credit Practices available in Agreements and Dixburros at miguakusaiirsgurtglsotoses Vass mete Your statement iternins amities ad other wets held h the account at the end of the statement period. You may ark fonder/ay of b4, paid secuOies at any time. You may receive wallies used as loan collateral after owing any balance due on them. k -y securities iranshind to the Finn clai-g the statement period are lated al market value as of the end of the gatemen read. • Can basis. In detamning the cost basis of fie stoats included in this statement, where indicated wit the nutria. 'I,' UPS Fivircial Services has relied on information obtained from sources other than IRS Financial Senices, including information from another dm a that puma haw. pnovided to you finatial Maio,. The Finn does not itlependently verify a gaunt** the ac racy or vaklity day irdornution provided by sons other than LESEtancral Senates. aicitixt although LIDS Financial Services general& panes the Hammen as it s received, the firm does not provide any asosances that the information trier "Cost basis" and "threaded gar/loss- a accurate as ce the date of this statement. As such please do not ray on the reamation to nuke puchura a sale decision& aorta papaws a *themes*. Accounts transferred to fie Fim may reflect gat/loss rdamati:n alb f or the period of time they we held at the F em More historical enteralen tan be added by you. Palencia Advisor. • Unrealized gaits/losses When data is ;anti* estinated Le-realized gain* losses we ultdated fa ndvistaseosty lots. Re transaction data for Megan lots may or maynot idlest commissions. *ages ands acuity reorgenizal milts Diridend and ofierre mei:Orem lots ad systematic patine lots are each combined to display one averagedlathe • Trade date • [alma presents the afield transaction wade date. • Callable securities Back and ;referred stock that to atom cats for ea-ki redemption will be selected mpanalb by lot Iran arrorg all seo.r ties of tat este held hour name or in nominee nme foe ox clients. Call foam adanutan is obtained from third parties and es accuracy snot guaranteed. Other call teases may've' which mold affect geld compete igcnnatcn irate provided upon request • Canificates of deposit (CD4 CDs are FDIC hewed tato 5250,000 'n critical and accrued interest per &costa and pee &docile:6y institution in acccrdsnce with /OK rules. • PreeAralua arms dial/sad f or securities and Syr products may be higher or lower than awake that you would actually receive h the market Pries are obtained from various third party sources vairei use beleve to be reliable. but we do not gaisalee their accuracy. — We gem* um the closing price when avalabba the mean of Re bid and ask prices fa lined Rarities and <plans a onb tad prices fa OTC seofinies. - Less actiseb waded securities may be priced ushg a valued:in model or the most recent peke we °blared and may not reflect an actual market price or vale - Certain position may appear without a pee and will tow as *price was rot avirlable it we re undole to obtain a pnce f or a wanly - Deposits or seances denominated n currencies ocher tan U.S. dollars are reflected at the en:hinge rate as of the statement date. - Fa ceran securities tracing ii nascent ormng dernmacens, pee ad quwany (face vale) may have been adisted to facilitate pram* vausion. To obtain current quotations, when bailable, cornea your Financial Advisor. • Private irreebeirinti end druclased producb. BMW mestrrent securities Oxidic deed participation acqam and real estate investment mat searites) and strucised petaxu ale genealb highly AMMI. Certain au-tared proists have not been registered with the Securities and Excha- Commesion o- under ant state 'etudes taws. We provale estimated vales for pmate investment secedes and structured products foe rdormatarul purposes only. Amway knot guaranteed. - These values may differ abstain.* from prim. if any, at whd-i a prim* Mesa-rent security a structured faxlact may be bough or sold and do not necessarily represent the veto you may receive. Won Ihuidation. - Thid palyinbmotes of vats are as a a renal date and are stippled to US$ Financial Services on a regukr baS6 by in independent satiation fim. - Muer, general panne- or sponsor estimated vales, ery, are supplied to the by the truer, gennal palm or Spalar and may be calculated based on afferent irdonnation from tut used by thad parties laded* ten estimated values. - You can often additcnal Hamden regarding the methodology used to determine the Mint* of value and the date of te idamalan that is the basis for de tante* by contacttg your financial Advisor. - Thai party estnated webs% may be reflected as 'Not aged' n wee I sit stens, wee n independent %elision fm has not suppled or is unable to assign a vale, when we become avare that a Medal event has °coated that May call a peemusly reported vela it question. or when a value would be highlyspeculative due to fie nacre of the satiny. - When neither al suer, general panne or sponsor *stinted value nix a thrdeany estimated valve if mast the value of the scanty will be diffeterd from itspurchaseprice. — •Ostrine cm to date' may include return of canna( income a both — Orgital int See • repreierts the initial Wang price per unt and may not ;elect kus con basis • Restricted securities Bearded warden gamely are rot cumentfy aging. Ice public sale. UBS Finatal Services ides lee meld price of the unrestricted stock of the same issuer as an mputed value for do trilled stock for purposes of this 'foremen adr To the relent that restricted searkies are elabh la a the vela reared may be stbstantialb less than the imputed value shown • Ea. WS-noted) inecent current yields and rates. An estinate of moral income is based an current Sicked aid interest rates, assuning tee acuities will be held for one year from statement date or snit minty This *slime a alb age:Sane accuracy rd continued income are not gueranteed — Estimated a-ntal name a-dement yield for certain types of swishes could include a retun of maga or atonal gate h inbith case the est income Ord current yeti would be onerstated. — Estimated anal itome rd current yield and the actual atone and yield might be laver a higher than the estimated amounts. — An estimate of rtuaced income (divdend andor interest) divded by the anent market valettaverese balance is based on the fact dividend Or interest payment made by the issuer and aeries the seosities/deposts will be held for one year from the statement date or until mattrny. Accuracy and continued yield we not gasuntecd • Resets not held by 1185 'rancid Service& Certain assets are rot held by the fern and not Minh the Fens possession or contd. These assets are dvaleyed on your statement for informational purposes ray. Positions ad values presented a lideaded by fie imitg fern. UBS Fronde' Services is not resccrable for the ilaination and des not guarantee es accuracy. These assets ad rot weeded by SIPC or tie Fents oa:plementalSIPC coverage. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b-1 fees received n correction wall the distnbution of mutual Ittids to Oscan% we ender our alMate maw reverse Shaine Payments from diaributors ad or addsors of the mAni funds that we sell. These arrant, are based on two dilerern COMP:nent6- tlY emus-Ito' sales by UBS of a partkula mutual fund I amib to our clients, and d) the asset value of ape-thaw mutual fund family's shares held at the fern — We and as afMate also recewe nemprking and °rent:usprocessing lees in coral :Imam for treater agent servies that we provide to the mutual fads. Thew lees generale are Pad from investor asses in the mutual fund and are a had dada amount based on the number of accounts at the broker-dealer bolting maul lads of that fund CONFIDENTIAL — h aide on to covirrescni received n connector wth the sale or de-06Jan o1 antsy contracts and cm investment net units to our <lents, we anctor our affiliate mune reveres sharing airrpensadon from many of the inns-ante wpm es undenwitirg the a-naycontracts, aftRates of tin insurance <arena or sponsors of tetra imesvnent tugs we &abate - Car &Milian also maim wading commosare and other congerenten from moue' lends and entnanCe Companies whose padres we dstrbute. — Sidereal* an anal fee from U8$ Bak l6A and LIES AG Stanford Blanch of up to szs per accost sweeping to the hat under the UBS Bag Sweep Fragrant Activity hbrmatardegardrag commissars and Oiler SNOOPS ,and in conned on with the erect:tat of wades, ncludno option transactions ha been incland on ccedirrnfions prevously furnished so you, and cull be Fended toy yOu wavily an rawest. Shaft idling F you are engaged in short warg a security, you may haw a charge the to certain borrowing costs for that particular scurry. Open anima Regarding am or -sccd.tillicanceied* Codas fiat were not mimed by the statement date, open buy at/ see stop orders are redxed by the anoure of dividends a rights on an ex.nividerds a eserifits date unless intruded otherwise by you You are responder for orders that we executed Oat Mout failure to tate eating open orders. Privity To obtain a copy se ax current Chant ftinayNdice. please contact your Francis' Advisor or visit as &refire ate. UBS Finance' Services is rot a bag The BMA, Busiest Swann Account OSA and USIA are brokerage accounts which provide access so barking services and products though anangtmwns wet aft lete:I bags and other thtd-pany barns, rod provides access to nsura-ce and snug prodacts &sued by unettiliseedtheid.pany insurance companies through Soura-ne agency subsidises of UBS f inertial Services Inc. Investment, nsura-ce. ad ruttyproducts: Not VIC inured • No bank guwantee• May toe Vela RYA. Resouse Management Account, Business Senates Account BA ItMa and ntematioral Resource Management Accost are registered service marks of UBS Fruncial Services Inc Via *rave is a registered service mark of Visa Intonational uBs Via Sana s. cede cards and LES We debit cards are iseaed by UBS Bank USA with permrssion from Vs. U.S A Incorporated. UBS Fireside' Services Int fay 2O1402 SDNY_GM_OOO266O1 EFTA_00137221 EFTA01278128 Retirement Account UBS 085 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70064798270314 XI Vi 0 Account name: GHISIANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number Your Mnandal Advisor. SCOTT STACK MAN LYLE CASRIEL Phone: 212-821-70001800.308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on February 28 (1) on March 31 (1) RMA ResourceUne at 800-RMA• 1000, account 02%23697. Your assets 56227 11 56,893.44 Your liabilities 0.00 0.00 15sit our website: www.ths comlfinancizeseivices Value of your account $56,227.11 $56,893.44 Items for your attention you use UBS Online Services, consider changing your User Name and Password regularly to protect yoir personal data hbt enrolled? Go to Tracking the value of your account ubscornionlmeservices Resource Management Account March 2014 AX4 LL IRA 10065.7007 S Thousands 562 56.9 Feb 2014 Mar 2014 Member SIPC CONFIDENTIAL Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your evestment return CAW:lendand interest income Chance in market value Value of your wean on Mar 31.2014 1000 1M O41170001006479827NP7000300405 00008 0314 030575004 00000 Pop 81 of 86 SDNY GM 00026602 $57,012.04 $3&08 4154.68 154893.44 EFEA_G0137222 EFTA01278129 SUBS Resource Management Account March 20' 4 Your account balance sheet Summary of your assets Value on March 31 (3) Percentage of your account A Cash and money balances 733.39 1 29% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,160.05 9871% Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $56,893.44 $56,893.44 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:1RA Account type: Indistclual Retirement Account Account number- NMI Your current asset allocation D Eye on the markets Your R sandal Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change March 2014 Year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia Be Far East -0.57% 0.77% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% -0.17% 1.84% CNP7000B006479828 WM0307405 00008 0314 030579004 CONFIDENTIAL afilw_cm_00026119 t2 of 86 EFTA_00137223 EFTA01278130 SUBS Resource Management Account March 2014 Change in the value of your account March 2014(3) Year to date IS) Opening account value $56,227.11 $0.00 Deposits, including investments transferred in 733.39 57,012.04 Dividend and interest income 36.08 36.08 Change in market value -103.14 -154.68 Closing account value $56,893.44 $56,893.44 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Dividend and interest income earned For Purposes of this statement, tasatiley of inkiest and dividend income hen been detemsined kern a US tar repotting persperaht. Based upon the residence of the account hotter, account type. or product type, some Interest andor dvidend payments may not be subject to united States (us) andcr Puerto Ric0 (re) income tares. The dent month,/ statement is not intended lo be used a-4 carrot be rased upon fa tar purposes. Clients should refer to the apricot:re tax reporting forms they recent from U85 annualy. such as the Forms 1089 and the cons 480, foe tar reporting information. It IS the practice 01 U85 to file the applicatre tar reporting forms with the US mterriS Revenue Semce and PR Treasury Department. and in SuCh foam accutattry area fy dndends ante a interest as tar exempt or taiebt income. Please consult your 'ponds tax prepare/ March 2014 (1) Dividends 36.08 Total current year $36.08 Total dividend & interest $36.08 Year to date (S) 36.08 $36.08 $36.08 • MIIM Summary of gains and losses Values reported below exclude products for which gam and losses are not dasified. Realized gains and losses Unrealized March 2014 (11 Year to date (1) gains and Uses (1) Short term 0.00 0.00 -1.68 Long term 0.00 0.00 -610.01 Total $0.00 $0.00 -$611.69 Your II sandal advisor. SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 Cash activity summary See Account activity tea month for deta &lances in your Sweep Option are inductdin the openng and closing balances wars. FDIC insurance applies only to deposits a U85 Bank USA, not to deposits at UBS AG: Slarnfort Branch of bank deposits placed througs the UBS internatuonal Depose ACIOUnt pricgam SlPC protection applies to money market sweep fund hddirgs but rot bait depOtilt See impotunt inbrmation Am/two( statement on the last two pages cf this document for detals Mardi 2014 (5) Year to date IS) Opening balances Additions Deposits and other funds credited $0.00 733.39 $0.00 733.39 Dividend and interest income 36.08 36.08 Total additions $769.47 $769.47 Subtractions Funds withdrawn for investments bought -36.08 -36.08 Total subtractions -$36.08 -$36.08 Net cash flow $733.39 $733.39 Closing balances $733.39 $733.39 SDNY GM 00026604 CW70308306479829 ha:700330340S 00039 031403057x00000 Pegs 83 of 86 CONFIDENTIAL EFIA_00137224 EFTA01278131 *UBS Resource Management Account March 2014 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Francial Advisor or Branch Manager You can find a full description of the afsemaove investment objectives in Important inkxmation about your statement at the end of this document Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. . =. Your return objective: Current income 8, capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your account instructions • ISS Financial Services Inc is your IRA custodian • Yotx account cost base default cles,,ng rnetle,c1 is FIFO, First In, First Out Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period if this information is not correct or you wish to change your beneficiaries, please con tact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them if you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries Prior Bene Designation(s) Is Effective Until Form Is Accepted Summary of your contributions COntiC Lit ,X• type sF sw.n n this te:t Dr, refiCt: -n; >r'rl:i!IC1 you prowled to us, and we are not responsible for its accuracy. Note that errployer and employee contributions are reported to the IRS for the tax year which they are made. Contribution type Current period (3) Tax year 2014 (1) Tax year 2013 (1) Transfers 733.39 57,012.04 0.EX) Your financial Advisor: SCOTT STACK MAMLYLE CASRIEL 212 821.7030/800 308 3140 CNP7C0C9306479830NKT0C0303405 00008 0314 030575004 CONFIDENTIAL Oalit/YGM00020in 84 of 86 EFTA_00137225 EFTA01278132 *UBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Induadual en! Account Account number. SCme penes, income and current values 5 herrn may be approximate. AS a lest,[, gam MO IOSSeS Ma/ not be acurately reflected. See important anSormabon about your statement a the end of this dxteieM for more informaon Cash Cash and money balances Cash arc( money balances may wit.* avalable cash balances, UBS Bank USA deposit account baances UBS AG Stanford Branch deposit account baances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n [optic able limits, but are not pointed by SIPC u85 AG Stanford Bram h deposit accoum balances are not insured by F OK aldose not poteded by SIPC Money market sweep balances are protected by SEC but cee not insured by the FDIC. See the Important information about your statement at the end of this document for details about Mose balances. Capering Wane. Closing taince Hddng on Mar I (S) on Mar 31 (5) Lt3S BANK USA DEP ACCT Prim per share on Mar 31 (S) Average rate Your Pinandal Advisor: SCOTT STACKMANLYLE CASILEL 212-821-70001800-308-3140 Onidend interest Dqs in petiod pedod Cep arount CI) Fixed income 0.00 733.39 Mutual funds Total nemesid is the Iota al at renwested cividends h does rot include any cash dmdends. It is not a tan lot for the purposes of determinng herding periods or cost basis. The shares you receive each time you remeSt dudenCIS become a separate tax lot. Cost bases is the tots purchase cod of the security. inducing reinvestedelWends The cost basis may need to be adusted for return Cl caOtal payments in order to determine the ad rated cost Daus tot tax reporting purposes. Hotting 1P MORGAN SHORT DURATION BOND FUND SELECT Symbol. HLISX Total reinvested EAI: 5500 Current yield 0.89% Purchase OnCe Witter Avelage pace of shares benne,. ($) 5,157.030 1 1.CO8 Client investment 0/ 250.000.00 UnreafzeO (tar) gain or lass is the dfference between the current vaue and the cost basis arid word generaly be your tactile gan or loss d the sec unly was sold on this date. The urreaued (tax) gan a loss may need to be aluSted for return Of capita payments in order to determine the realized gall or loss tor tan reporting purposes investment return is the current vat* minus the amount you invested. r does no Include shares that are not reflected on )our statement, inducing shares that hae been real Pad a &the, a gan or a loss. It also does not include cash diidends That wen not reinvested Cost Rnife Der stare bads CS) as mar 31 (1) Mar 31 (S) gainwhop CD value on Unrealized Rad Investment HdOn0 return (S) Period 56,771.74 10.890 56,160.05 -611.69 56,160.05 9004= CelP7COOM06479831 Ne7003300405 00008 0314 03057 100000 Pogo BS of 86 SDNY GM 00026606 CONFIDENTIAL EFTA_D0137226 EFTA01278133 *UBS Resource Management Account March 2014 Your assets (continued) Your total assets Value on Mat 31 (1) Percentage of your account Cost bassi (51 Estimated annual incur* ID unedited gam or loss (5) Cash Cash and money balances 733.39 1.29% 733.39 Fixed income Mutual funds 56,160.05 96.71% 56,771.74 500.00 -611.69 Total 356.893.44 100.00% 357,505.13 3500.00 -$611.69 Account name: GI-IISLAINE MAXWELL IRA Friendly account name:IRA Account type: Ind iodual trent Account Account number: Your nancial Advisor: SCOTT STACK MAN LYLE CASRIEL 212421.7000800-308.3140 Account activity this month Deposits and other funds credited Dividend and interest income Awdenth Date Actlyty Description Amount (5) Mar 10 Deposit CHECK DEPOSIT 73339 Total deposits and other funds credited Cate Acthity OescriMion 3733.39 Amara (I) Mar 3 Cividend JP MORGAN SHORT DURATION BOND FUND SELECT 36.08 Total dividends Total dividend and interest income $36.08 336.08 Investment transactions For more Informalon about the pricedvalue shown for restrkted seculUes, see important information *boat yevrilitersert at the end of this dot maw Proceeds Iron Funds invenrrent withdraw, Ice accrued Date *chary OescdpUon Ouentity velue (5) Pike transactions (I) investrnents (multi (1) interest (1) Mar 3 Reinvestment JP MORGAN SHORT DURATION BOND FUND 3.307 -3608 SELECT DIVIDEND REINVESTED AT 10.91 NAV ON 03 2E/14 Total -836.08 Date activity Description Amount IS) fob 28 Balance forward 30.00 Mar I I Deposit UBS BANK USA DEPOSIT ACCOUNT 733.39 Mar 31 Closing U8S Bank USA Deposit Account The LISS Bank USA Capon ACCOUnt is your primary sweep option Money balance activities $73339 CNP703033064,79832NP70033C040500003 0314 030575004 V123697550 lOgigNy_Gm_0002tan 86 of 86 End of statement for account number.-, bar I CONFIDENTIAL EFTA_00137227 EFTA01278134 Important information about your statement LES Fivncial Services ix. (the F im or UBS financial Servites), is a merrter of all principal Nosily, canna* and colons exchanges. 126 Frerxial *tykes and LES Bank USA n rdrect 'Mil:term of LES AG and affiliates of LES Secuitin U.C. The Filers Inandal waterfront is available upon realest The Fings ereorie off ices are a: LES Finthoul Sermon Pc. 1200 Harbor Boulevard Weehawken, to 07066 This arenent represent the any off Seib' record of you LES Fa-uncial Senor account, Other roads, emmpt office' the don netts, containing ccrilictio data raid not be relied Lyon If pm brim there is an error or omission, please report it immediately n writng to the Bench Manager of the office Ening your account. Athaqh al f iguros shown we .4irded to be accurate. statement data tculi not be ja.ed for tat purposes Rely sae& on*thend tax lams, Form 1099. 5498. 10425, etc.) whin preprioyour La return. The Fiona required by low to report to t* IRS all taxabk addend. report** rcrntaxable dwidends and taxtle niereet eared an %curies held in you accart, net proceeds an sale transactors, ad cost too oncertain covered searitin. Communications with the Finn • Please reconfirm any oral cormmncatoris in wring to funher protect your rides. inelddrig your rcht utter the Startles threw( hs:4•Ction Act (SSA). • If thefierce' nstitution on the to left of the fort of this statement is not UK. Anatol Sexces. 'AS Fe-treat Services cares tar account as deanng looker by overgrow* with the hated insmsion We Wormed you of the relitionthis when you opened this accost. est* case. your ltd. and secumms aro heated a LE5 Financial Senesces and rot the irorodueng broke.. ad you mat make retort al ray aror or &niftiest to both limo. AMarconi statements shall be deemed complete ad accurate if not objected to ih wren; within 60 days. • Please dyed customer complaints or iKIJiieS to he Fen's C Rem Wakens Donner at 201.352.1699 atollfree a 800-354-91CO, EGO A.M. to 6:00 P.M. ET Monday through Frklap a in ming to LEE Financial Services K., Client Relations Depalrnent, P.O. Boy 766 Union City, NJ 07087. • nesse of errors or 01STlia-6 about al electronic funds wander OEM NI puymm or UBS Visedebit card transom% call 62-1000, or wee to UBS Fnenual Senna tic„ 1000 Redact Blvd, 6th floor, Weehawken NI 07086. Ann RIANIKA Servon Cal a write as soon as you cart it jou tit yea stmerrent or receipt is wag or 4 you need more ireamakon for a torn* on the statement or remise The Fin nor Card IsSUir (as Ommahld toff her from you no later then 60 days aher the Fim sent you the kw Wrenn on reach the error or problem appeared. - how:Ems name ant accost minter Of ay). - Daabe the eau or the wander you a* ultra about and explais as cleat as you cat why you believe t is an error or Win% need more iicnnation - Proud. the dollar arnost of the suspected error The Finn or Cad Issuer wit iressigete your complaint and MI cared any error promptly. Please make all checks payable to the Fern or the financial inittutien inkated on fro front of this statement had:Mimeo nears accost fen account, may be subject to maiOran(' fees, chrges for ate parted for sear nes purchases and charges far unpaid armunts in cash auarts. Accounts that ate transferred to other hstitutions may be subject to a transfer fee. UBS Sweep Options UBS offers options for kimono cash bine; balances to bat deposits al UBS Bat USA and LES AG Stamford birch (Bank Sweep Pregame, moneymid* inAual krds (Many Fut) and the Intonational Depose Accotnt (OAK( customers with an International Resource Mthagemeni Accost. Through tie Bank Sweep Preget% cash balances re swept to UIS Berk USA up to an otabkhod lmt ad then to LES AG Stanford Branch or a Money Fund. Deposits at UBS Bat USA are FDIC rested in accordace with FDIC rules. For mine nformatien please vat werwidicgor. Deposes at UBS AG Stanford Bierxh and turn of Money Funds aro rot inured by the FCC. %soup the Con, arailable to ants balances are swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch These deposits ate not nerd by the FIX. Bannon Fold at tie LES AG Conan Braxh are temporary exposed to the sovereign Sc of the Carron glands, and there is no garotte or other obligation of UBS AG to repay Be Wines while on the UBSC ayman's Brach's books. Deposes a 185 Birk LEA and each UBS AG Bench are not protected by SIPC. Money Fund shires re protected by SIPC. See *U3S Filament Services Accord Protection' bebw Upon yak rood, beings in the Bank Sweep Po:gransor OA may be unthaws and shares of a Money Fund my be liquidated, and the proceeds returned so you or sour confine occult. Fu.r.er reonnthon about available mop options. nc19ng ante artist rate, and yet% e mailable at www cometseeppekt, from your Fironcrn Adviser or by calling 809762.1000 UM Financial Services account protection thefts!, is a member el the Sea-M*6 Inveital Protection Corporation (EC), which protect securities account. of its members up to 1500,020 (incising 529.2000 for dams kr cash) The SK asset protection inks .shpt to all account that you hold n a palkular crooks. The Finn, together with certain aft Sec. ha also purdused Epplimental protection. The masinten amount payable to al eligible there, collo-ewe& urder this protections 1500 million as of December 10, 2013. WOO to the poicy conditions ard ash a the firm isfurther protected fa isa to $1.9 million n the aggregate for all your accounts held n a vesicular capacity A fSleepy of tie poky waxing is inedible upon request. The SIPC protection and the upplemental protection both do not apply to. • Ceruin Tramiel assets controlled by (and indicted h your acco value) but held away from UBSFinrcel Services 0. certain() cash al UPS Bat, (Si cad, at LES AG Surnlord bunch (n) intimate WM", including variable enmities, rid Qv) shires of mutual fere where such shares are registered deny n ten name of the account Mk* on the becks rd roach of the applicable issuer a transfer agent); • Upon nvestment contacts or enesement interest limited purtrwrshise and pirate plerments) the are rot rope-Need ty-der tbe Secunlies Act of 1503; aid • Commodities contracts foreign exchange and pr*aamelal cCettacts). ',eluding futures contacts ad comneditY MM. contract the 51K protecton and the supplemental protection do not apply so these awe* esenil they otherwise appear on you. troternent. IFo SK rotation end the strOlerrotal protection do not protect against changes in tie maim value of yoes investments (whether as a result of market movement, issuer batruptcy or otherwise) More is* nrrnitinn is avalable coon nicker You may obtan ewe hfcanation abaft SK. inciadrog the 5K Brochure, by contacting SIPC a 202-371-8300 or by usitng the 5IK webtio ar YAWRIOCAVE Dividend ReiWetblbeelt Program (DPP) ne rcke reflected is an away Fria. You may obtan the actual peke Iran yar Financial Advisor. Ort es* *Wei are purchased under DPP partial shires will be was rd tlro cab wr be derailed your account The caddied reremment price applied by the issuer may Ole from the market fake at which thepartial shares are sold Caolueulieu CM, whole units may be held in yotr amuse. If you a-e enlisted to a prtel unt as annuli of a dviderd Parent or otherwise, the Firm roil ether sell parhal knit at rivulet pine a accept an amount detemined by a registered clewing agency, thd credit your accost Investment objectives The nosernert °booms and risk profile re specific to each account then* mybetween Please Mee the Fon prompt .n mon; of any serif...ant change in you' financial situation or mower objectives. Fa each CONFIDENTIAL roast held, you choose one of the following tiniest °bleaker • Endue CunentIrcome. lin** es serng the generation of income cr4. • Adam Capdal Appreciation: Investments seeking growlh of prncpal rather that the generation of income. • Produce Combinaton of Intone and Capital Appreciabbn- Immsiments 'Meg both the generation of income and 'myth of peiXpll. Overall risk prairies • Consoled*. Seeks to marten Mel pri-gloal with low risk and volatility to the accost overal, then if that means the accoo does not generate signif 'cant income a moms rid may rot keep pace with inflation. • Moderate. Wiling to accept sone risk to principal and tolerate some sotatety to seek higher returns. • Aggress*: Wiling to accept hit Sc to onopal and hit witaiiny to seek high returns ono time. Statement Ilouseholdne We may consolidate al related account statements with the scone wiriest n the sore envekpe. Accounts may be Meted la this purpose boast they AMR owners who also mai-gain pre thane relationships Mei other clients at the sane address. This practice is known as • householing ' II you prefer to roe* edits's:Oat statements snaked in separate envelop — you may drew householang by calling you F nerd Advisor. Friendly accourt name The FriendO secant name reflects nformation that you mired on the Firm's ore* services webste. It is a customizable 'nick-urn? chman by you to amid you rah sou recordkeepitg. It has no legal effect on your accost. You can dirge yos hiendO account names, through ON% Services or by contact-9 rurFkanrial Athisor. ACCCAnt OvenrieW • Yak. Of sOfir arnsuntobordolia Net of assets rd • Assets_ 'alas evadable cash balances, Mon for restricted seamy 1, and Global the Deposits, urrealied mar to market, and certain arts not held byt e Firn. Does not include unpriced SeClifitiell assets al th end of the prior and curent statement periods, or private rwesenwits, investedstock options rid towable stock options • Entstres Includes debt blazes, or wardig organ loans. credit the, shoe =ant balances. • Casb/reoney balances. Total of unimested avalable cash balances. plus UBS Bark 1.6A deposit bat:rtes. U3S AG Sun-gold Branch deposit balances and money market mewl fund sweep Saxes, at redone of he statement period. Norecormodry tee credit balances in your accourt ere rot segregated from other balances and tie Fan may use any ol these funds the. ordinany of course it ttainess. these funds re payable Loon your darned. This total n included., he anent period closing value. SDNY GM 00026608 EFTA_00137228 EFTA01278135 Important information about your statement (Continued) larding idonnstion far detafedinformation cri the Frnis lending places and disci rest refer to you Client Relatarthip Agennerd or accon Agreement and the General Timm ad Conditions UBS Statement of Credit Practices available in Agreements and Discf awes at megratassaggsgsgadsclussa. Yew soots Your astament iambs securities and other was held hthe scoots-it at the end of the staternere period. You may atk fort:hive,/ of 1141 paid seareies at ary time. You mayreceive securities used as torn collateral alter paying any balrce due on tem. My *curates irandernd to the Firm drag the segment period are listedat market value as of the end of the gateman period. • Can basis. In detemnirg the cog basis of the startles included in this statement, where indicated wth the rumba. UPS Fivircial Services has rebel to information cbtained from sources other tan IRS Pivotal Seraces, including ilorrnsicm hen another aim a that you may have provide-eh° you Fannie' Athisor. The Finn doe not hdepeately verify a warantee the accuracy or varsity day idorrnsion provided by sans other thin MCIone/al Seats. h aicitirs although UBSFinncal Seas generaly cocain Ns Hamatisn as it is reseed, the firm as not provide any astesanees tat dr iicemaricn triter "Cost basis- and 'threalued gar/loss' is accurate as cri the date ol the statement. As such please do not fey on this nhanutien to make pad-awe tale decisions, bete papaws ce. ahem's*. Accounts transferred to tie Fim may reflect gail loss annatirn onkr for the period of tine they re held a the F rm More histalcal Hormel cn tam be added by yocr Feuncil Advisor. • Urrealitod gain/knew When data is aailiolt estinated Le-realized gaing laws re cictAated Ice nohittaalseosty lots. We transaction data for ndvidal tot may or may not retest commissions. &urges atria security reorganize isn tents Dividend and °tarn, nwqmeni lots ad systernatic pachne lots are each canbined to display tee averaged lot. The • Trade date • colonn presents the egad transaction trade date. • Callable securities Etna and ;referred stock that the lancets for eat redemption will be selected mesa-T.3lb. by lot Iran among all seoseies of that sae held hour name or in nornhee name la tor clients. Call bane inkrinattn k loaned from third parties and es accuracy isnot guaranteed. Other call feattres may east which coati affect yfiekt complete ntortnaton MEW provided upon request • Certificates of deposit (CDs) CDs are FDIC Hind Lp to S29),000 n rririaal and accrued interest per deposior and per deposhayinaituticrt ihacccedence wth FOIC rules. • area/value. Peas dirtied f or »cairn and ogler inducts may be higher or lower than theorise that you would actually recewe n the mallet Prices we °bland 'Rom various third party sources vinkh use Delve to be retitle, but we do not gavalee tow accuracy. — Vie geneaty upe the closi-g price when avekbas the mean of the bid ad ask prices fa lined mantles and <plan cr onky NJ prices fa OTC washes. - Less actiwy traded securities may be priced use; a valuation model or the moot recent pra we Waned and may not reflect as actual market price Or 19a.b? - Certan poutices may appear Meta apee aid will row as *price was rot awalable- if we re undole to obtain a once f or a wanly - Deposits or startles denominated ncurrercies other than U.S. dollars are reflected at the ea:hinge rate as of the statement date. - Fa erten sewage tradng n non.conformng cknownechs, wise ad oureity (face wee) may have been adjasted to facilitateprude valuation To obtan current quotations, when atatgale, contact your Financial Adescr. • Privets irtesbnents and structured producb. hiss* mestmen swain (ncl.drip drect paticipation croyam andreal estate investment its searites) ad squared pratku are generely highly Aiyiel. Conan stn_ckred proists how not been registered wits the Securities and Exeha Cownesion a under ant state securties laws. We prode est/meted vakses for ;mate investmem wait is and structured products for adormatkrul purposes only. Acosacy isnot guaranteed. - These values may differ abstantiaty from prices. if any, at al-ids a private rwesinenl security a structured prcduct may be bough or sold and do not necessarilyrepresent the vase you may receive Won rquidatien. ▪ Thal paty tsbmates of hale cue as of a certain dread are sooplied to UBS Fna-tial Services on a regutf beS6 by in independent vitiation Wm. - Issuer, general partner or sponsor estimated vales, ry, are supplied to the Fen by the Meer, general pater or sponsor and may be calculated based on different irdonwation from that used by thid parties to derive ter estimated values. - You can obtan addacrul alternate regaling the methodology used to determine the rain** of value ad She date of to ilamalion the is the basis for the eninatebycontactag your &uncial Advisor. - mid party estimated wales may be reflected as •Not pad' h swer I sit *ions Mw n adependent vatsation tem NS not suppled or is usable to zags a vale, when we become avare that a material event has ocoared the May call a peemusy reported vats it question. prawn a value would be highly specutative due to he nave a the sway. - When neither al suer, general panne or sponsor *stinted sake nor a thrdpany estimated vala if podded the value of the warty will be dither* ban its purchase price. - • Psalm an to date may include returnof income a both - Crignal see' represens the initial Otero; price per unt and may not ;elect Will cost basis • Restricted securities ResIrded ware s the yraly are rot marently elegiac. for publk sale. UBSFinrcol ken/ices as to matet price of the unrestricted hock cd the same issuer as an mputed value for he mended stock for purposes of thisstamen on To the relent that restricted eectrities are ergbP le a the wide reeked may be Mostantialkr less that the imused value town • Est. WS-noted) incense, current yields and rates. An estinate of rod income is based an current dadird and interest rates, assuring tie seethes will be held for one yea from statement date or call Matisity This Heim deity age:Stine, accuracy rd continued inconw are not guaranteed - Estimated aural hcome at current yield fo- certain tees of seosines could include a retun of prncpalor capeal gars in which case the est income fa-dement yeti would be overstated. - Estimated areal icane rd care/ yield and the actual inane andyield might be kwer a higher than the emanated amounts. - An eurnate d a-rualced income (divdend antra interest) divided by the current market value average balance based on the last distend or 'merest payment made by the issuer and arra he sew-ern/deposes will be held for use year from the statement date or vital mab.rity. Accuracy rd continued weld are not oarriseed • Assets not held by UBS Finn vial Services. Certain assets re rot held by the fins and not vathis the fen's possessirn or canto'. These assets are dnawed on year statement for informational purposes only. Positions rd values presented at Weeded by he issuag tan U6SFroncial Services not rep:able for la alternation and does not quanta es accuracy. These assets are rot protected by SRC or the Finis upplemental SIC covers?. • Revenue shoring and additional compensation. — In addition to commissions on sales and I 2b-I fees received n carecton wets the dOtnbution of annual had to ardent vs Niece our afMate receive revenue Sharing Parents from deaributors ads achiscrs of the mA.ul funds that we sell. These arrant, are based on two deferent COM:Onentf- 0 tr anent ol 'elm by UBS of a partaale mutual fund I amiy to our clients, and C) the asset value of ape-1MM mutual fund I amity's shares held a tie len — We and 0.a" afliate also recewe net-reeking and embus proceseng lees is COnklefati01110! trader agent seas that we provide to the rrubal finds. These leesgenerally are pad from imostor assets h the mutual fund and are a food de la amount based en the ouster of accounts at the broke-dealer holdng mewl lads ol that fund family CONFIDENTIAL — en warn on to courrascni received n connection wth the sale or distribikon o1 array contracts and at easement mat waits to our <lents, we anchor our affiliate retie resent :harem airownsatin from many of the insane* companies underwriag the amity contracts, *Rates of tee insurance carcases or sponsors of thaw insesvnent mats we disirbute - OJT affiliates also receive trading commakro and other corrwercation from mutual firth and nsurance conga-Ws Slow predicts we distribute. - %lectern,* an anal fee from UBS Bait LOA and LOS AG Stanford Branch of up to szs per accost sweephg to the barks under the UBS Bak Sweep begrimes. Activity hbarnationregudrig canniness and ogler charges hosted n connedat with he oecutcrt of wades, iaudny option transactions ha been inclucbd ccedirrnagnS MMUSy fUlTrited so you. and tuft be provided to yOu prcn tlyorhreyest. Short elan I sou are engaged in short telling a security, you may new a throe tae to cerUin barmen? costs for that particular security. Open orders Regarding *Sen or •gxcitilkancelleer ceders tat were not enosed by the gatemen date, open buy and se stop orders are reddced by the anount of dividends rights on an ex-divide-cis cr etrites dee unless intruded otherwise by Ku. You are responeble for orders that re evecuted go to your failure to cancel eating open orders. Primary To obtain a copy of me current Client Showy Naito, please contact aser Francis' Advisor or visit ar *abete at gdtwatsVagifithagdatia, UBS Financial Services a not a bark its RMA, Business Seam Account BSA and IRMA are brokerage accounts which provide access to barking services ad products through now-awns twit Matted bags and other thrdpaly barns, and provides access to nsura-ce and ennsity proMces toad by unattested third.paw insurance ccmpries through insura-ce agency subsidiaries of UBS f inertial Services Inc. Inaestment, nsura-ce. at artsty products: Not IDIC inured • No bank gum-anew* May tyre Vela RUA. Resource Management Acctunt, Business Semites Account 854, 8144 and nternaUorol Resource Mragernent Attar* are registered service marks of UBS Fruncial Services Inc Visa *rata is a regigeredserace mark of Visa Into las Vila Sagnattre cede cads and tits yea debt cards are awed by UBS Bank USA with pererssion from Yea U.S A Incorporated. UBS Financial Services Inc Pee. 20402 SDNY_GM_00026609 EFI'A_00137229 EFTA01278136 Retirement Account UBS UBS Fmancial Services Mc 299 Park Avenue 25th Floor New York NY 10171.0002 CNF7005658715O114 0 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Individual R e nt Account Account number M Your nnandel Advisor SCOTT STACK MAN LYLE CASRIEL Phone: 212-821-7000/800-308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on March 31 (1) on April 30 (3) RMA ResourceUne at 800-RMA-1000, account 029323697 Your assets 56,893 44 56,975 98 Your liabilities 000 0.00 Keit our websitim www.ubscomrfinancizaservices Value of your account $56,893.44 $56,975.98 Items for your attention II you use VCS Online Senices, consider changing your Vser Name and Password regularly to protect you' personal data. Not enrolled> Go to Tracking the value of your account ubsconVonlineservices Resource Management Account April 2014 GNI AN MAJ./ILL IRA NEW YORK NY 10065-7007 S Thousands 56.9 I 570 • Mar 2014 POI 2014 Pemba. SIPC Sources of your account growth during 2014 Value of your account at yea" end 2013 Net deposits and withdrawn Your mvestrneet return Divdend and interest income Chanr m market value Value at your account on Apr 39 2014 $000 CHP7C0O13056887ISNP700319I 745 00071 0414 0305790O= Pap 93 of 98 SDNY GM 00026610 157,01104 867.02 .3103 08 356975.98 CONFIDENTIAL EFT.A_00137230 EFTA01278137 SUBS Resource Management Account April 2014 Your account balance sheet Summary of your assets Value on Apnl 30 (8) Percentage of your account A Cash and money balances 733.39 1.29% Your current asset allocation B Cash alternatives 0.C0 0.00% C Equities 0.00 0.00% D Fixed income 56,242.59 9871% I Non-traditional 0.00 000% F C 0mmocht ies 0.00 000% G Other 0.00 000% Total assets $56,975.98 100.00% Value of your account $56,975.98 Account name: GHISLAINE MAXWEU. IRA Friendly account name:IR4 Account type: Indmdual Retirement Account Account number- NMI Eye on the markets Index Your Nnancial Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.308.3140 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% Percentage change April 2014 Year to date 0.74% 2.56% 0.12% 2.10% 1.53% 2.31% 0.84% 2.70% CNP7000°4005688716 W7003191745 C0M 0414 030579004 CONFIDENTIAL 04F011re_em_00020691 94 of 98 EF1'A_0013723 I EFTA01278138 Resource Management Account SUBS - Change in the value of your account April2014 (51 Year to date (1) Opening account value $56,893.44 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Dividend and interest income 30.94 67.02 Change in market value 51.60 -103.08 Closing account value $56,975.98 $56,975.98 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number. Induadual Rrent Account Account type: Dividend and interest income earned For purposes of this statement, tat.abilly of inkiest and dnidend income hen been determined hem a US tar re afire persperahe. Based upon the residence of the account holder, account type, or product type, some (Merest anclor deidend payments ma) not be subject to United Stan (US) arca Puerto RiCO (PR) income tarts. The (tent monthly statement is rot intended lo to used and carrot be reted upon for tar purposes. Clients should refer to tne apricots(' tar reporting forms they recent from UBS annualy, such as the Forrns 1039 and the Farm 480, foe lax reporting information iS the predict 01 U85 to file the applicable tar reporting forms with the us interred Revenue Semce and PR Treasury Department, and in such tom% accurately dasofy &iv:Jenaen:Pa Interest as ten emrcpt Or t&. *income.Pleaseconsultyour indudual tax prepare/ April2014 (5) Year to date (1) Dividends 30.94 67.02 Total current year $30.94 $67.02 Total dividend & interest $30.94 $67.02 • MI Summary of gains and losses Wives reported telcw exclude products (or which gam and losses are not dasifitd. Realized gains and losses Unrealized April 2014 (1) Year to date It) gains and bsses (1) Short term 0.00 0.00 -0.76 Long term 0.00 0.00 -559.33 Total $0.00 $0.00 -$560.09 Your II sandal Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-70001800-308-3140 Cash activity summary See Account activity tea month for detali Glances in your Sweep Options are mductdin the openng and closing bdances was. FCC Insurance applies only to deposits at UBS Rank USA, not to deposits at LOS AG, Stamford &cinch or bank deposits placed throw-1i the UBS International Depose Account program SIP( protection applies to Monty market sweep fund nestlings but not barn deposits Sao imporunr ;above:on about your statement on the last two pages cf this document for deists Apnl 2014(5) rear to date IS) Opening balances $733.39 $0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 30.94 67.02 Total additions $30.94 $800.41 Subtractions Funds withdrawn for investments bought -30.94 -67.02 Total subtractions -$30.94 -$67.02 Net cash flow $0.00 $733.39 Closing balances $733.39 $733.39 SDNY GM 00026612 CtiF7C00;0050387t )NV7003191745 000O3 0414 030579004 Page 95 of 98 CONFIDENTIAL EFTA_00137232 EFTA01278139 *UBS Resource Management Account April 2014 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $0 .00 Closing UBS Bank USA Deposit balance Apr 6 5733.39 Number of days in interest period 31 Average daily balance $638.76 Interest earned $0.00 Annual percentage yield earned 000% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indiwdual Retirement Account Account number: Your investment objectives: YOU have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important inbrmation about your statomant at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment ellotocity ccnsderat,on - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is FIFO, First In, First Out • -M Your financial Advisor SCOTT STACK MAMLYLE CASRIEL 212-821.7030/800-308-3140 Retirement services information Summary of your contributions Contribution type shown This SeCt an reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contributions are reported so the IRS for the tax year which they are made Contribution type Current period (SI Tax year 2014 (5) LI% year 2013 (S) Transfers 0.00 57,012.04 0.00 CNP7C00X)056987I Nfl0C0I9I745 03009 0414 030575004 SILIY_GM_0002kElg 96 of 98 CONFIDENTIAL EMA_00137233 EFTA01278140 *UBS Resource Management Account April 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual R Anent Account Account number Some Pn< eS, income and current vaLleSSItOnfl may be tppi0nrrWIt. As a *SA ORS ald1O554$ mat not be acurately reflected. See Important informaaon about your statement a the end of this dxument for 'note Infoimat on. Cash Cash and money balances Cash aril money balances may indtde avalable cah balances, UBS Bath USA cahoot account Isaac's UBS AG Stanford Branch deposit account baances and money market mut ua fund sweep balances. UBS Bank USA dark account balances are insured by the FDIC Meth etiNiceble limits, but are not protected by SIPC. 1/85 AG Stanford Bram h deposit =con banes art not ensured by F NC and we rot proteded by SIPC Money market sweep balances are protected by WC but are not insured by the FDIC. Set the important information about your statement at the end of this dxiament foe details about most balances. Hddng UBS BANK USA DEP ACCT Openngbaance Cloung balaxe on Apr 1 (1) on Apr 3O • MIN Pnce per thae on Apr 3O (1) Average rate Your Pinand/I Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 addend interest Days n period penal Ccp arount (1) Fixed income 73339 73339 Mutual funds Total reinvested is the Iola ct at reinvested dvdends M cites not indude any cash addends. It is rot a tat lot for the purposes of determinng halm; penes's or cost Dna The shares you receive each one you (tithest cl edendS became a separate tax tot. Cost bases is the iota purchase cost of the security. inducing remvesteddvdends The cost basis ma/ need to be aclusted for return of capital payments in ordei to cretenrine the as rated cost bail for tar reporting purposes. Hddng lP MORGAN SHORT DURATION BOND FUND SELECT Symbol. HLIVX Total reinvested EAI: sass Current yield 086% PurCh&Se ova/ reJlrber Average once Client of pores per shaft (s) investment 0) 5,159.871 1 1.OO8 250.000.00 einreafged Masi) gain or lass is the dfference between the current vaue and the cost basis and world generaly be your latile gen or loss d the security was sold on Res date. The unreaued (tax) gan a loss may need to be &lusted for return of capta payments In order to ONemt ne the realized gan or 1O35 for tar mooning purposes investment return is the Current value winuS the amount yOu invested. r does net Include shares that are not reflected on your statement, inducing shares that hate teen rear der] a either a gan or a toss It also does not include cash dmdends that were not reinvested Cost Axe per share basis(1) cn Apr 3O(1) value on unrealized UM investment Notting Apr 3O (s) gain or JOSS (5) return (5) relied 56,8O2.68 1O.9OO 56,242.59 .56O.O9 5642.59 SDNY GM 00026614 CelP70003005038719NP7003191745 0OCO3 0414 03057%01 OO0O0O Page 97 of SR CONFIDENTIAL EFTA_00 I 37234 EFTA01278141 SUBS Resource Management Account April 2014 Your assets (contrived/ Your total assets Cash Fixed income Cash and money balances Mutual funds Total Account activity this month Dividend and interest income Duro/ends Account name: GHISLAINE MAXWELL IRA Friendly account names: IRA Account type: Indirodual rent Account Account number: Your Ilnandal Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821 7000/800 308 3140 Vakie on Apr 30(0 Percenta;e of your account Cost bast (5) Es1irnated annual inccrre (S) Unieaized pan or loss (5) 733.39 1.29% 733.39 56,242.59 98.71% 56,802.68 485.00 -560.09 $56,975.98 100.00% $57,536.07 $485.00 4560.09 Date *entity DescOption *mow, (5) Apr I Dividend 1P MORGAN SHORT DURATIONBOND FUND SELECT 30.94 Total dividends Total dividend and interest income 830.94 $30.94 Investment transactions tot i rot e Mot:oaton .tocwt I fr pinch...Ant shown !Of 'esthete(' St(tIlititS. Ste rrnporront entormaron eoout your 'forenoon at the enciof this clocurient Proceeds from Funds inieStstItin vdthdroms (a Accrued Die ACtebily DtSCIIQUOn Quantity rave (5) Pnce (1) transactions (L) invesIrnentSballit (S) I merest (S) Apr 1 Reinvestment lte MORGAN SHORT OURAllON BOND FUND 2.841 -30.94 SELECT DIVIDEND REINVESTED AT 10.89 NAv ON 03131/14 Total -830.94 0070X0309588720 N1,7000191 745 00009 0414 030579304 OXIMISLY_GM_0002k85 98 of 98 End of statement for account number CONFIDENTIAL EFTA_00 137235 EFTA01278142 Important information about your statement LBS Fivncial Services tc. (the F im or UBS Anemia! Sakes), is a merrter of all principal storey, cannodty an:Icon:re exchwges. IBS Ft-erxial Selects and U3S Bank USA n rdrect subsdares of LES AG and affiliates of LES Secisitin EC. The Fim'. I hancial statement is available upon mopes!. The Fitts escalate off roes are a: LE5Finanool Sass km 1200 Harbor Boulevard Weettaiikeo, NJ 07086 Ibis natement represents the any official record of you. LBS Piuncial Senses account. Other wordy rapt alto' tar documnts. containing sari* date should not be relied span 8 you bedew there is an error a omission, please report it immeciately n writing to the Ranch Manager of the office sentim paw account. AN-chegi al figures shown are Mended to be accurate. statement data shoili not be used fix tar purposes Rely sclek onys-end tax lams, Et., Form 1099. 5498. 10425, etc.) when preps imyour tu num. The Few, is required by law to report to tre IRS all unabk &kin reportable rahttabk deterknds and taxable Menne end cri acuities held in >w wcard, net prccee:b as sale transactexy, ad cost base cc certain covered sesta. Communications with the Finn • Please re-corium try oral cormstcations in siesta to further protect your rotas incladrig your rad fader the Stositist !ryas Protection Ass (SSA). • If the Enamel nstitution on the tcp left of IS front of this statemerd is nix U85 Analog! Semces. LBS Ftenoal Semites carries your accord as clearing broker by surgerront vet the isdcated mitt* We Wormed you d this rielaniontis what you opened this accost tithes case. your ink and sestina-, located a LBS Financial Senses and rot the trodAng broker. al you must make a *al ol ary aux or *Tuition to both arms. A accotnt statementsshall be deemed complete a-d accurate if not objected ton wren; within 60 days. • Please divot customer complaints a iNUiin to tie Firn'sClient Relatkns Dna-MS a 201.352.1699 atoll-free a 800-354-9103, litC0 A.M. to 6:00 P.M. ET Monday through Fridap a in mingleLES Financial Semites ex., Clime Relations Dees-Intent, P.O. Box 766 Union City, NJ 07087. • h case of effete or Oast iat, about an electronic Inds trends (W1bi puymm or UBS Veirdebil card transaction, call 62-1000, or voile to UBS Fess! Senna tic„ 1000 Harbor Blvd, 6th floor, Wahawhers W 07086. Atlm RIANESA Seaces Cal a write as soon as you cars it you tit your statement or receipt is to* or if you need more Haman* about a urn* on the statement or reca0t. The Firm or Card Issuer as aPlosbid muff heat from you ns later thin 60 days aher to Fim SON you the fin <lawmen on which the nor problem *Pared. - howde you- name ad score natter 0 any). — Desobe the nor he rands you ant anon about and .,clan a. chair as you cm why you believe it is an error a why souneed more Ho-matron — Proud. the &Er arose d the suspected error. The Fim or Cad Issuer Ms Menton your complaint and will correct any error promptly. Please make all diets paste to the Fern or Ise I iuncial institution ticketed on tie front of this statement had:than to netts accord fen accounts may be subject to mattenance fees, c Sign for late partett for sautes purchases and charges for unpaid amounts in cash accost's. Accounts that we transferred to other nsteutions may be subject to a tomb( fro. UBS Sweep Option, UBS offers options for contort cash bias; Sancti to bat deposits at UBS Bat USA and UBS AG Stanford brat, (Etank Sweep Progams), moneymeeker mutual Ards (Moreeyruh2) ad the International Depose Acoant 00Alfor customers with an International Resource Mahagemern Accord. Though the Bank Swap Progarnk cash balances re swept to UISErat USA up to al esabkhod knit ad then to LES AG Stamford Brands a a Money Fund. Deposits at UBS Bak USA are FDIC roved in accordance with FDIC runs. For Imre nIcematkn pease veil womiclicgov. Deposes at UBS AG Stanford Bends and Icons of Money kinds are rot inured by the FCC %mug, the OA, kaildok to cash balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits ate not toured by the FDC. Balances Fold at the LES AG Carnal Bra-d-i are tempera* exposed to the sovereign etc of the Cayman glands, and there is no 'santee Cr other obligation of WS AG to repay the Saxes while Co the UBSC grans Brach's books. Deposes a LES Birk LEA and each UBS AG Branch are not protected by SIPC. Money Fund shires we protected by SIPC. See *U3S Ftencial Service. Ansa Protection' bobw Upon yak request, balms-es n to Bard Sweep Prcgram or OA may be w hames and shares of a Money kind may be liquidated, end the proceeds returned so sou or pour so-Akin acne. Ruder formation about available sweep options. nctdng Ann nmest rate, and yokes, a amiable at *stk.: comriseeptekk, from your F nano ial Maser or by calling 800.762.1000. UM Financial Services account protection thefts is a member of the Starks hvetta Protection Corporation 6IPC), which protect securities account. of its members up 10 1500,000 (roluck* S2B),000 for dams kr <ash). The MK asset protection knits XPV to all account that you hold n a particular capacity. The Finn, together yrkh certain affair's, ha also purdsasedlipplemental protection. The matrixes amount payable to al eligible diens, cobeclesk seder this proton:errs S500 million as of December 10, 2013. klaXct to the poky hits arc! timitations, cash X the firm is further protected ma to $1.9 million n the aggregate for all your accounts held n a vehicular capacity A full copy of tie poky wiring is andel. Won miunt. The SIPC protection and the sspplemental protection both do not apply to. • Certain &uncial-sets controlled by (and iscLihed your account valurd but held away from US$Fine-col Services (e.g.. ter-taint* ash at UBS Bat, fir cad, at LES AG ManIcrdbralch (i) insuraxe prodiat, including variable enmities, aid (it share. of mutual finds whoa such shares are registered diedly n thie none of the account holler on to books ad records of to applicable issuer a traveler agent); • Certain nwestmert contracts or tenement interest pg., limited parenshis and piste placements) this are rot regrind sender tie Securities Act of 1%3; ad • Commodities contacts (e.g listen excha-ge and pa Us metal contradst iMudi-g futures contacts ad torneditrooticn contract. The 51K protects:nand he suppnmental protection do not apply to these assets snit theyotherwise appear on you staIernent the SEC protection and the supplemental protection cis not protect agave changes in the maker vale of xis investments (whether as a result of market moeement, issuer balcruptcy otherwise) More information is available tom reduest You may obtan ewe nfornation about SIPC, noising the SIPC Brochure, by cordaning MK a 202-371-8300a by tesitng the MK **Mite at mew.appOE Dividend ReiWatblbatit Program (DM% lhe prke reflected is an swage price. You may obtan the actual price Ironton Financial Advisor. Ordy ft* tern are purchased under DRIP; partial shires wit be sold rd the cash MI he deported .,your accord The dviderd retwestmera price applied byte issuer may dNer from the market plot at which the patizt shares we sold Caeheetlieru Cnk whole units may be held in you' accent. If you re entetted to a papal use as a result of a dviderd Darnell a Sense, the Firm HI either sell panel seta at rivulet poke a accept an amount delamined by a registered cleat* agency, and credit yew scone Investment objectives The rotten &heats and risk profile we speak to each account and my ray between Please Weis the Ss prompt, in mkt of any striker* donee in yw situacn or maims objectives. Fa each CONFIDENTIAL accost held, you choose one of the tollowhg imessent objectify • toots CumentIrcome. 'mobs as seekng the generation of income ask. • Achim Coons! appreciation Investments raking growlh of pence:rat rather than the generation ol income. • Plothge Combinaton of income and Capital A ppm:lawn: Imesiments saki* both the generation of name and gnashof priX011. Oreriall risk profiles • Coosavartar Seeks to maintain aim pat filth low OA aid voletility to the acorn owe., then if that means the eau.," does not generate significant income or returns std may rot keep pace with inflattn. • Moderate: Willtig to accept sane risk to pinotal and tolerate some watery to seek hirer returns. • Aggress*: Wiling to accept high lit to psnopaland high volatility to sat high rewires o,er time. Statement liouseholdne We may consolidate al related account statements with the same elitess n the sane envekce. Accounts may be related la this purpose base they haw owners who also maintain pia accord relationships was other clients at the sane address. This practice's known as • hos...haling 'limn prefer to recei.e klivelual statements mated in separate envelopes — you may decker housholOng by Ealing your Fnancial Advisor. Friendly accoult name the Frendk accent name reflects el ormation that you waved on the Firm's onlne sower. websde. II is a customizable *nickurne' chasm by you to amid you wish your recordlreeptg. It has *legal effect on your accost-a. You cal chave you hiendk account names, through Onire Services or by contactegyourFnancial Ak'. Aurora., overview • vats otmoraccoonttporeltr7. Net of assets ad liabilities. • Asset hulas evadable cat balances, vans for restricted storey (et I, and Global tine Deposits, unsalted marks to market, and cenah assets not held by the Fem. Does rot include worked secutieeassets al the end ot the pior and curent statement periods, et private twestrrerds, snvested stock options wed esicoabie stock options • tiatittes Includes debit bilirces, cuttarding merger loans credit rne, to* accost balances. • CasWneoney balances. Total of uninvested avalable cash balances, plus UBS Bak USA depose lacirces. LES AG Stanford &ands depose balances and money market mast fund sweep bias; at to case of to asemere period. Noricormrodey kee credit balances in your accent we rot segregated from other balances and tie Fern may use any of these funds in the ordinary course of its business. these funds we payabk soon your darned. This total n includedin tie anent period closi-g SDNY_GM_00026616 EFTA 00137236 EFTA01278143 Important information about your statement (con inued) Undiag intonation Fo- Matedinformation cn the Fars lending practices and decay-es, refer to your Client Relatcrehip Agennera or Accord Agnomen' arid the General Timm and Conditions UBS Statement of Credit ludas available in Agreements endOiliciosures at robe romarrouneder(ythag Vaasa Your natement Oarlike. vicuna& end other was held in the want at the end of the staternere period. You may ask tor deity a futi paid senates at ary time. You may recent securities used as loan collateral after prying any balance due on tem. k'y securities &marredto the Mtn cksing the statement period are listed at market vats as of the end of the gatemen period. • Cast basss h determning the cost basis of the starlet included in this statement, where indicated wih the nutrias. '1,• UBS Fiord& Services has relied cn information <bathed from sources other thanlES Handal Senices, including adorn-mica been anothe- lam a that you may have provided to yes Fennel Mart The Finn does not intlepathently verify a own** the acaracy or sac% day iriomhaion provided by sans other than LEGAuncial Senates. adatirt although UBS Natal Stances general& &pew the Hammen as it is received, the firm does not provide any athasancet that the ithamatian Crider "Cost basis" and lthreakzed gar/loss' is accurate as of the date of this statement. As suck pewee dome mg on Mb nfametion to make pachara a Tale decisiont fa to prates a atomise. Accounts trantferred to the rim may reflect gialloss rdamatith only for the period of tine they at held a the Frm More histacal rikanatcn tribe added by you. Fefircid Advisor. • Inedized gabs/loss When data is availthe estimated areated gang lases we calculated 1cr haviatal setae/ lots. The transaction data for ivdxdAl lots may or may not reflect ammissot. &urges anchor 'acuityreorganization rens Dividend and otherrenwstmeni lots and systematic pates+ his are each combined to display ale averaged lot. The • Trade date • colann presents the aiorul transaction wade date. • Callable securities Back and ;referred stock that the buss cats for erg recknwhon wil be selected merely by lot Iran among all seethes of that issa held hour name or in nominee armlet as clients. Call bairn ilarnation a obtained from third parties and as accuracy isnot guaranteed. Other all feases manta' !Mich mid affect yell complete intimater still be provided upon request • Ceetificates of deposit (CDs) CDs are FDIC awed up to S293,000 n priabal and accrued interest per &costar ad per deposithey anted:co isaxordante vet MK rules. • Preenralue Prom dirtemd for securities and other products may be higher or lower than the price that you would aclualy receire n the mallet Prices se Waned from vaious third party sources Seat we Delve to be retitle, but we do not guarantee their accuracy. — We gent*uothe closing price when avaibbb the mean of the bid and ask prices fa lined martin and cplons a only lad prices fa- OTC seonies. - lass actarg waded securities may be priced using valuta., model or the most recent pre we obtaned and may not reflect an actual market price or sett - Certain position may appear Maul a price and will thaw as *price was rot available' if we re undok to obtain a pnce for a warty - Deposits or swain deo:minded incurrencies other than U.S. dollars are reflected at the ethinge rate as of the statement date. - Fa cerien wait*, trading in non.conf ammo dothennatcre. Pee ad quality0n aft) may have been adjAted to facilitateanther vdusixo. To obtain current quotations, when asailable, coreact you Financial Adam.% • Parte Wesbeamte and dructand produce. hints metraat seculars (ncldro drect participation ptqam and real estate investment trust stones) and &bunted prodxts are general& highly llkwid. Celia" dna-tired pectists have not been registered with the Securities and Excha- Commosion o- under any state seturties laws. We prosde estimited vibes for pwae investment secures and structured products for idamatkrul purposes only. Accsracy .me guarenteed. •• 'NM values may differ abstantialy from ats a any, at vhdla prorate ieresanent security a structured ratan may be bc.4.i or sold and do not recessingrepresent the veinal may receive Loon liquidation. - Thid prly 'Ornate of vale ore as of a certain date aid are applied to US$ Few-cid Services on a regub base by in independent satiation - Mut general panne. or bailor estimated ebbe, ary, an supplied to 'herrn by the taw, gental paint or sponsor and may be calculated based on deferent information roam that used by tadpaths laded.* their estimated values. - You can obtan addle:nal itharnarcri regarding the methodology used to determine the taint* of value and the date of the ilamalkntha is the basis forte entreat. by contacting your Financial Advisor. - TAW party *stated abes may be reflected as •Not parr navy It tams. wfe n idependent bastion tem NS not suppled or is bade to assign a vat, when we beanie avare that a material event has °coated tat may call a lemma* reported vet into question, or when a value would be highlyspeculative due to the nave of the searity. - When neither al suer, general panne or sponsor estinated vale nor a (hedge''/ estimated wilt if acad the value of the sway wit be drain Iran itspurchasePrice. - • Oshtemo, : to date • may tattle return of capital, income a" both - '°goal an see • represent the initial ottani; price per unit and may not itillect p.r cots basis • Renicted seentities Resealed srvein generally are rot currenty etgble kr public sale. UBS Fina-cal Services Lees the mate' price of the unrestricted each of the same issuer as an mputed value fate restricted stock Ica parnons of this statement on. To the rant that restricted barites are 'Mbk fa a the valet ratted may be sataantralg less than the etp-ted value dawn • Est betineled) inecene current yield' end rates. An estivate 01 coal income is based co cumant dadird ad interest rates, assuning tie acuities will be held for cat yew from statement date or until MItieite This retinas. ashy a gaiielne, accuracy rid continued income are not outwitted - Estimated anal acme and ament Wald la certain tapes of bashes could include a retun of pmcbal or tepee' gains in %faith case the est income OScurrent yeti would be overstated. - Estimated annual itane and wroth yeld and the acted rame ad yield misht be kwer a higher than theist:matedamounts. - An estmate of a-rutted name (divderd into- interest) dead by the anent market valetaverage balance it based on the tact dividend Of hteren payment made by the issuer and tharnes the seositithdeposts will be held for ore year from the statement date or until mab.rity. Accuracy rd continued read we not pareand • Assets not held by (BS 'rancid Services Certain assets we rot held by the Fern and nos wean the Fern's possession or canal. These assets de displayed on rar statement fa informational purposes only. Positions and values presented re PrOvdrad by la issuing lam US$ Frencial Services is not resproble for the ntonnation and does not guarantee es accuracy. these assets at rot prattled by SIPC or the Fitts supphmental SIC caverns. • Revenue shoring and additional oornpenration. — In addition to commissions on sales and I 2b-I fees (wised n correction with the distribution of mutual hinds to our chants use coda our alMate receive Monde taring among from distributors ads advisers of the mead funds that we sell. These anoints are based on two deferent Can 0 he amantol alit by UBS of a partitult mutual fund I amig to our climb and CO the asset value of a palku Le. mutual fund family's shares held at the I'm — We and os afMate also reame nem:eking and ormtus protesting lees in consideration for trader agent wevies that we bade to the mated funds. Thew fees generally are pad from imestor assets in the mutual fund and are a fared de la amount based an the weber of accounts at the broker-dealt holding maul( lands of that fund Famiy CONFIDENTIAL — h oat on to cayman; received n connection wth the sale or arinbikon o1 envy contracts and her investment trust units to our <lents, we tufa our affiliate neat reverts sharng compensation From many of the entrance companies underwriting the amity contracts, *tales of the iburne carpanen or sponsors of Metro imesmant mats we deirbute - Qn affiliates also mate trading commetad and other corrpertation from trawl ends and mutante companies whose products we detribute. - berm's* an anal fee from UBS Bat OA and LIES AG Stanford Brandi of it to szs per accost hatpin to the berks under the UBS Bair Sweep Frcgrams Activity hbiTtlatialregirdngCannisSari and Oilier &WOK Owned in conned an with the eaocestcn of wades, ndudng option transactions ha bran tractuad CColirrndiOnS [MMus'? hitrated to you. and we be waded to yOu wavily at recped. Sheet gelling f rain ergaged in that beim a securry, yOu may her a change due to cerain Wroth-9 costs for that particular securty. Open arts Regarding Wen or . soodtikancellecr crders tat were not mtecuted by the gatemen date. open buy and sea stop orders are rebated by the anoure of dredends a rights on an ex-dividend' a. antes due unless intruded otherwise by rat You are nopontble for ceders that are bawled u se Toyota,' allure to cancel eating open orders. Priam To cbtain a copy of at current Client bitty Noise. please contact pour Francis' Achisor or visit ar website at sthisthAUfthatothaGalra, UBS Finance' Services a rot a bark the MIA, Business Services Account GSA and IRMA ant brtkereth accounts which provide access so baking services a-idproducts though anathemas rah affiliated bats and other thtdpaly banks, and provides access to nuance and antsy product blued by unaffiliated thirdaty twenty temprets through Murano, agency subsidiaries of UBS Financial Services Inc. fragment nsura-ce. ad nutty products: Not VIZ inured • No bank guarantee* May kW Vela RYA. Renate Management Acaunt, Business Senates Account 854, IRMA and alternative' Resource Management Accase we registered service marks of US$ Francis' Services he Via *ratae is a regithered seat* mark of Visa Intonational uBs Via Signati.re cede cads and LES Visa debt cards are taxed by UBS Bank USA with pen ission from Vs. U.S A Incorporated. UBS Financial Semites Inc. Rev.201402 SDNY_GM_00026617 EFTA_00137237 EFTA01278144 Retirement Account UBS UBS FMancial Services inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW70056.317370514 VI 0 Resource Management Account May 2014 Account name: GHIS&ANE MAXWELL IRA ili lyeliAlar IRA NEW YORK NY 10065.7007 Friendly account name: IRA Account type: Individual Retir nt Account Account number Your Anandal Advisor. SCOTT STACK MANILYLE CASR1EL Phone: 212-821-70001800-308-3140 Value of your account Quastio in about your statamorst? Call your Financial Advisor or the on April 30 (1) on May 30 (5) RMA liesouceline at 800•RMA-1000, account 02%23697. Your assets 56,975.98 57,156.65 Your liabilities 0 00 0.00 lgsit our wabsita: www.ubs.comtfinancialseevices Value of your account $56,975.98 $57,156.65 Tracking the value of your account S Thousands Sources of your account growth during 2014 Value of your account at year end 2013 10.00 Net deposits and 570 57.2 withdrawals $57,012.04 • S Your nvestment return: Macleod and interest income $92.82 Change in market value $51.79 Value of your arcane nor 20i4 may 2014 on May 30. 2014 957,15666 SDNY GM 00026618 Member SIPC CNP7030305631737 NPR/00190246 00009 0514 03057500 0000 Page 93 of 98 CONFIDENTIAL EFTA_00 137238 EFTA01278145 *UBS Resource Management Account May 2014 Your account balance sheet Summary of your assets Value on May 30111 Percentage of your account A Cash and money balances 733.39 1.28% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,423.26 9872% I Non-tradrtiona I 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $57,156.65 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Value of your account $57,156.65 NMI Your current asset allocation D Eye on the markets Index Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7630/800-308-3140 Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances 58R 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change May 2014 year to date 2.35% 4.97% 2.18% 4.32% 1.76% 4.11% 1.14% 3.87% CHM:00300%31738 NP70C0197246 00009 0514 030575004 'afflOty_Gm_00021tag 94 of 98 CONFIDENTIAL EFTA_00137239 EFTA01278146 SUBS Resource Management Account May 2014 Change in the value of your account May 2014 (1) Year to date ft/ Opening account value $56,975.98 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Dividend and interest income 25.80 92.82 Change in market value 154.87 51.79 Closing account value $57,156.65 $57,156.65 Account name: GHISLAINE MAXWELL IRA friendly account name:IRA Account type: Indundual vat ement Account Account number. SIM Dividend and interest income earned For purposes of this statement, entity of interest and don:lend income hen been determined horn a US tar repotting peva:troth*. Based upon the residence of the account holder. account type, or product type, some (Merest ardor deidend payments may not be Subject to united states (US) area Puerto Rico (PR) income tares. The dent monthtr statement is not intended to be used ad carrot be reked upon for tar purposes. Clients Should refer to the ECCIKEide lay reporting forms they teethe from UBS annualy, such as the forms 1039 and the Rgrfts 480. foe tar reporting information II IS the practice 01 118S to file the mplicade tax reporting forms win the US interred Revenue Semce aid PR Treasury Department, and in such roma accurately clasnry dndends ardior interest as la. ettrro or taut* income. Please consult yOur includual tax prepare/ May 201401 Year to date (1) Dividends 25.80 92.82 Total current year $25.80 $92.82 Total dividend & interest $25.80 $92.82 Summary of gains and losses %/dues mooned bellow exclude products for which gam and losses are not dassified. Realized gains and losses Unrealized May 2014 (5) Year to date (1.) gains and losses (S) Short term 0.00 0.00 098 Long term 0.00 0.00 -406.20 Total $0.00 $0.00 -$405.22 Your financial Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-7000/800-308-3140 Cash activity summary See Account acttntyttos month for detals seances in your Sweep Options are includedin the opening and closing balances i4.s. SDK insurance applies only to deposits at UBS Bank USA, not to deposits at uBS AG. Stamford french or bank deposits placed througt the UBS Internat.:mar Depcce ACCOUnt program SIPC protection applies to money market rump bald holdings but rot bat* deposits Sea impottant inbonation <4ot/two( statement on the last two pages cf this document for crisis May 2014 IS) rear to date (5) Opening balances Additions Deposits and other funds credited $733.39 0.00 $0.00 733.39 Dividend and interest income 25.80 92.82 Total additions $25.80 $826.21 Subtractions Funds withdrawn for investments bought -25.80 -92.82 Total subtractions -$25.80 -$92.82 Net cash flow $0.00 $733.39 Closing balances $733.39 $733.39 SDNY GM 00026620 c tiP7cooacioseat 739 NV7003193246 000O3 0614 030579001 COCOCO Page 95 of se CONFIDENTIAL EFTA_00 137240 EFTA01278147 *UBS Resource Management Account may 7014 UBS Bank USA Deposit Account APY Interest period Apr 7 • May 6 Opening UBS Bank USA Deposit balance Apr 7 $733.39 Closing UBS Bank USA Deposit balance May 6 $733.39 Number of days in interest period 30 Average daily balance $733.39 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GI-IISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indisdual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account. if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important inaarmation about your staramant at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eliability consderat on - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • You, account cost bases defaultclosing method is FIFO, First In, First Out Your 16 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Retirement services information Summary of your contributions Contribution type shown in this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported so the es for the tax year which they are made Contribution type Current penod (SI Tax year 2014 (S) Tax year 2013 (5) Transfers 0.00 57,012.04 0.00 CNP7C0C0005631740NPVC0197246 00023 0514 03057500 09afriyGhtooutsrg 96 of 98 CONFIDENTIAL EFTA_00137241 EFTA01278148 SUBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indvidual i liement Account Account number • Sane PrK es, income and current values ShOnn may be appmernate. As a its sec, gym aidlossesmay not be acutately reflected. See important mlormation about your statement a the end ol ins cixurrent for more inforreeon Cash Cash and money balances Cash and money balances may include aealable cah Waxes, UBS Bank USA &peat account balances. UBS AG Stanford Branch &pont account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC villhn applIceble limits, but are not protected by 9PC 1)85 AG Stanford Banc h decent =Qum breams-, ate not insured by FDIC ad me not protected by SIPC Money market weep balances are protected by 9PC but are not insured by the FDIC. Set the important information sboutyour statement a the end of this doarrient for der airs *out IWO balances. °penal; balance Cloung tdaxe eiddng on May 1 (S) on May 30 (S) U85 BANK USA DEP ACCT Pnce per shire on May 30(S) Average rate Your Financial Advisor: SCOTT STACK MANYLYLE CASRIEL 212-821-7000'800-308-3140 Dnidend Interest Days period period Cep awnwil (5) Fixed income 733.39 733.39 Mutual funds Total reinvested is the lolidall reinvested dwdends II does rot include any cash dedends. I is rot a tat lot for the purposes of determinng hazing periods or cost bass. The shares you receive each time you reinvest Ciadela tt(Orne a separate tax 101. Cost basis is the soli purchase cod of the security. indudng reinvesteddvdends The cost basis may need to be aclusted for return d (mita payments in octet to deterrnne the ad rated cost bass (or la< reporting purposes. Wang JP MORGAN SNORT DURATION BOND FUND SELECT Symbol. HUVX Total reinvested EAI: 4465 Current yield 082% Purchase PriCei Wilber Average dace of shares per snare (S) Client investment (5) 250.000.00 Unreafeed (tat) gain or lass is the dfference between t he current eau, and the cost basis and worts general). be your laade gin or loss if the security was sold on Iris date. The unresized ftax)9an a loss may need 10 be adusted for return of cabal payments in order to delemane trie realized bon or 1)ss for tat reporting purposes investment return is tie current va ue anus the amount yOu invested S does not incluCe shares that are not reflected on your statement, inducing shares that hate been rea eel a either a gain Cr atom it also does red include cash (Wands toe were not reinvested Cost PnCe Der shme oasis (S) an may 30 (1) May 30 (5) Value on unrealizedcure imestrnent Hddog gain or loss (5) return (5) period 5,162 238 I 1 4:08 56,828 48 10.930 56,423.26 405.22 - 56,423.26 SDNY GM 00026622 Cele7C003005631 741 NP7003193246 000:9 0514 03057500I CONFIDENTIAL oocOco Pegs 97 of 98 EFTA_00137242 EFTA01278149 SUBS Resource Management Account May 2014 Your assets (continued) Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual ent Account Account number: • voce on May 30 (S) Your Knew:id Advisor: SCOTT STACK MAI/ LYLE CASRIEL 212 821 7000/800 308 3140 Percenta;e of Cost Estimated your account basis (S) annual income (51 Unreazed pen or loss (5) Cash lixed income Cash and money balances 733.39 1.28% 733.39 Mutual funds 56,423.26 98.72%, 56,826.48 465.00 405.22 Total $57,156.65 100.00% $57,561.87 $465.00 -$405.22 Account activity this month Date ActIttly Dexrplion Arnow, (5) Dividend and interest income Dryden& May 1 Dvidend IP MORGAN SHORT DURATION BOND FUND SELECT 25 BO Total dividends $2520 Total dividend and interest income $2520 Investment transactions inlyrroton i'c pottl.Jut Shown br restricted aunties. see IMpOrtant InlOrmHiOn about your statement at the end ItIn clocunent Dalt aChnly Oescgration May I ReimeStment Proceeds iron Funds tnweStrnent withdrawn kr ACCiuttl Outeitity v Sue (5) Price (1) transactions (5) •nvesirnents bou t (S) Interest (5) IP MORGAN SHORT DURATION BOND FUND SELKT DIVIDEND REINVESTED AT 10.93 NAV ON 04/30114 2.367 -2580 ToW 42520 CNP7031:0305631 242 Ne7OCOIS0246 00029 0514 030575004 Ceig AY_GM_0002tItilt9 98 of 98 End of statement for account number. CONFIDENTIAL EFTA_00137243 EFTA01278150 Important information about your statement LEIS Fiuncial Services to. (the F im or UBS Anemia! Senrizes). is a nerrter of all prince:el stoney, ammo* and options et:changes. LES Figroial Sakes and U3S Bank USA we rdrect subsdares of LES AG and affiliates of LES Searitin LIC. lhe Fim's Ihencial statement is available upon mopes The Fink excite* off ices ae a: LES Fine-tool Saxon M. 1200 Harbor Boulevard Weetwviken. to 07086 Ibis catmint represent the any off kialree-Ord of your LES Feint& Semmes account. Other records, rapt official lair document containing conflict-Oa should not be relied Lyon If you beene there 6 an error cr omission, please report it Ormeciatelynwiting to the Bench Manager et the office sang you account. AtInaki al figures than T. mended to be accurate. statement data shake not be used fix tar purposes Rig sclek on yenend tax tams, te. Form 1099 Slat 10425, etc.) whin preperigyour a return. The Fim required by law to report to ihe IRS all taxable dividerick. scoriae rantauble deridends and table Merest earned on scunties held in you accost net proceeds on sale transactor% and cost tests on certain covered moats. Communicationswiththe Finn . Please retori um are oral corm-kncaterts in wring to further protect your nits. inclAng your role user the Santee IMMO)! Inaction Act (EPA) • If thefins-cal nstitution an the top left of the Ina of this stamen is not UB5 financial SarkesU3S Fronoal Semites carries you scout a cleamg baker by anargerrent with the intend intlitutiNt We iriormed you of fit relationship when you opened this woost. hat cat your trots aid saint a-e located x UB5 Rnancial Services and rot the etrootong broker. ad you nut mate a report of try axe or omission to both fine. A account Patna' shall be deemed complete al accurate if not objected ton wen; within 60 days. • PION* diect customer complaints or iNIJii4S to tie Fin'sClient Matins Depanment a 201-3521699 cr toll-free a 800-354-9103, 8:00 A.M. to 6:03 P.M. ET Monk? through Frklas a in wing to LES Financial Sena, lx.. Clint Rata Dees-teener P.O. Bin 766 Union City, NJ 07087. • nesse of 91101101 Wed Cm about an electronic ludo transit( (ffn bi puymm or UBS Visedebit card trantectorts, call 62-1000. or wise to UBS Feenual Sworn hc„ 1000 Harbor Blvd, 6th floor, Wahines' W 07086. Min RMNIESA Sakes Caa write as soon as you cart it sou theft toes statement or receipt is an; or if you need more infamaton abed a ture(er on the statement or rq(001. The Firm or Card tun (as analtoble) mint her from you np later thin 60 cloys aher the Fim sent you the fin stamen on *nth the armor problem *Pared. - howde you name ad accost number (of any) — Desabe the nor or he wander you apa about. and woolen aa deark porta cm why you believe e is an error o- tohnou need more licnnation — Proud. the cblar arnant ol the suspected error. The Fim or Card Issuer wit tirressigete your complaint and reel correct any error promptly. Please ma all tacks payable to the fain or fie &uncial intthution Skated on tie front of this gasmen h ackliten to recta accent fen accounts may be subject to mai-nuance fees, chars for late parent for securies purchases and charges for unpaid arnants in cashawes. Accounts that we transferred to other hsteutions may b. subject to a wander tee. UBS Sweep Options UBS offers options for sesepng cash bine; biances to balk deposits at UBS Brit USA and UBS AG Slanted brash Etank Sweep Frown* money make. intuit iced, Money Furls) awl the International Deposit Accant (DAtor customers withal International Resource Managema Account. Through kr Bank Sweep Progamk cash balances re swept to U16 Sat USA up to an nth:4W pmt rd then to LES AG Stanford Brands or e Money Fund. Deposits at UBS Bak USA are FDIC rend in accordance with FCC ruin. For more nlormatir please oat warldicgov. Deposit at UBS AG Stanford Blab and tares of Money Funds as rot nand by the FCC. Throws the OA, coileble to cash balances we swept to depose accounts at UBS AG New York Branch and UB5 AG Cayman Bunch These deposits ate not awed by the FIX. Balance, hold at the LES AG Carnes Brands are tempera* exposed to the so ereir Sc of the Cayman blends, and there is no grantee or other obligation of UBS AG to repay+. baron week on the UBSC sman's Brieth's books. Deposis a LES Bak LEA and each UBS AG Each are not protected by SIPC. Money Fund shires we protected by SIPC. Ste 1J3S Phonier Services Mecum Protection bobw Upon you regal, balms in tie Bank Sweep Program OA mat be withdraw\ and shares of a Money Fund my be liquidated, rut the proceeds returned so you or your sectribt moult. Cuter re anion about available steep options. nixing <tenni merest rats and yet*, a salable at am Lex comfoseeppekk from your f nano al Odium or by calling 800.762.1000 UM Financial Soniaamount protection The Fens is a member of the Secedes MIS1101 Protection Corporation GEC), *Sikh protect swain account. of its members up 10 1500.000 (ncluding S2B),000 for cams kr cash) The SIK aset protection Ines XPV to all account tot you hold n a pakular capacity. The Fim, together vitt certain at Aiwa, ha also purchased enpinental protection. The madmen amount payable so al Mgt* diens, collects& u-da this protection is S500 million as of December IQ 2013. kloPot to the poicy conditions ad limitations, cash X the firm is further protected kr up to $1.9 million n the aggregate tor all you accounts held n ape-titular capacity A hi copy of he poky wiring is waileble upon mourn. The SIPC protection aid the supplemental protection both do not apply to. • Certain Tramiel Isiah controlled by (and itbided it your account value) but held away from US$Fine-nil Services (e.g.. certain(* cash at UBS Bak (il cad, at LES AG Stanlord bunch (I) insure-a want. including variable enmities. and 06 shires of mutual finds where such Mares are registered diedly h the name of the account holder on dm books rd records of dm applicable issuer or transfer agent); • Certain natant contracts or natant neat (eg., limited partneshix and prime placements) the ere rot registered trder tie Securities Act of 1%3; cod • Commodities contracts (e.g. neon excha-ge and ace:usenet:el oaring Swing futures contacts ad tormoditYcoticn contract. the SIPC protectan and the supplemental prolecton do not apply 10 these assent ant day otherwise appear on you materna" lie SEC plotecien ad the ILSOkerzentalprotenion do not protect agave d004445 in the market vale of gar investments (whether as a festal 04 market movement issuer balcruptcy or otherwise} More information is avalable tart rezicest Yixe may obtan more hfcanation abou SIPC. rct4ng the 58C Brochure, by contacting9PC at 202-371-8300 or by wsitng the Sift **kite ar YAW/.440‘0, Dividend Reiwotbant Program (DPP) n-e rcke reflected is an away Fria. You may obtan the actual price km yas Financial Advisor. Orly Wok tarn arc purchased under MI; caret shires will be soli rd tot cash wit be &potted your account. The 6viderd reiwesvnent price applied by the ksuer may differ from the market vice at which thepartied shires at sold Crwleivlieu C.-4, whole units may be hekl A yoor accout. If you a-e entitled to a paki at a a result of a chriderd Paetneoll or oterwise, the Firm red ether sell prat snits at rivulet eke a accept an amount determined by a registered Mato agency, nd credit you' accost Investment objectives the neestmere °Nedra rd risk profile we speak to each account and may try between Please Eke the Finn prompt/ in *versa of any sir kant change n you Biaxial situation or minima objective.. For each CONFIDENTIAL scant held, you choose one of tie follang jinni objecther • Endue Cunentlrenme. hat a es sato; the generation et income crgt • Adam Capes( appreciation Investments marring grower of prncpal rather than the gamin of income. • Pacidoce Com:sleets:in oilman. and Capital Appreciative" easements seeking both the generation of mane and gash of 1:&001I. Overall risk prairies • Con.wvates Seeks to nankin Mel wroPa with low risk aid volitility to the accord overal, then if that mewls the axon does not generate signif 'cant income or returns ad may riot keep pace with inflation. • Moderate: Willing to accept sane risk to principal and tolerate some votary to seek hater returns. • Aggress:re: Wiling to accept high riot to psnopal ad h gh wheiley to seek high returns over time. Statement liouseholdne We may consoldase at related account statements with the same address n the sane 60•404:4. Accounts may be related la this purpose twat they hew owners who also mantain pit account col/nonslip, wit other diems at the sane address. This practice k known as • howlcling ' you prefer to recehe rdivdual 'lateness mated in separate envetpes - you may decline householding by Ealing your Froncial Advisor. Friendly accourt name the trendy scant name reflects of ormetion that you entered on the tons onlne services webste. It is a customizable *niolrorn? drown by you to maid you wth gar word...pi-4 It has no legal effect on your acorn. You /WI durge you hiendk account names, through Online Services or by contact9 murFiancial Athisor. Ammon overview • Yatre effort accountfponnalt Net of assets and • Asset kolas available cash balances. vaLes lot restricted stay 66 ), end Global the Deposits, urrealied marks to make, and certain arts not held by the Firm Does non include unwired S0CL/40(Illassets al the end of the prior and ourent stalerrent periods, or prase Mestriwits, invested stock options ad erectable stock options • Lis. Includes debt balancesoulardirg rrurgn loans. credit wit, tol aCtant balances. • Casb/reoney balances. Total of uninvested avalable cash balances, plus UBS Ire 1.6A depose batrces UBS AG Starr/odd Cann depose balances and money market main fund sweep Saxes, at the cbse of he statement period. Non.corms6ty free credit balances in your scanwe rot segregated from other balances and the Inn may use any of thesefunds is the ordinary course of it business. these funds re payable neon your dernard. This total is included in Sat anent period closing value. SDNY_GM_00026624 EFTA_00 137244 EFTA01278151 Important information about your statement (coninued) Landing itmeation fa deleted inform:Ilion as the Finis lending vacates and &chafes, ale( to you Client Relationship Agertrum or Annual, Agramene aid the General Terms ad Conditions UBS Statement of Credit Traction available in Agreements andOiscroarres at miguakimailtrsagaggainal vase—ft Your statement Bemires securities endother was held in the &coat at the end ot the steamer* period. You may ark for deity ci bray paid sedates at ry time. You may ratite securities used as loan collateral after prying any balance due on tan. k -y securities tranderned to tne Can dreg the sestement period are bad at market value as of the end of the thence period. • Gen basis. In delamning the cost basis of the starts included in this statement, where indicated wih No nutrbe. '1,• UPS Nara &Services has relied co inforrotion obtained from sources other tan IRS Handal Senices, including nformaicm biro anothe- fim a that sunny have provided to you finaxial Addeo. The Finn does not adependently verify a garnet the acaracy or surclity day information provided by somes oiler then lin thencial traces. h adatist although LIDS Fiancee Seines general& &den tic Hamann as it e received, the firm does not provide any trances trust he Hamadan vet "Cost basis" and %Meted gad loss' accurate as of te dale of this statement. As suck please do not reky on *6 Hatton to make pachuce a tale decisions brad papaw cr otherwise. Accounts tranderred to to fim may reflect girt loss edamatim only for the period of tine they ae l dat the F rm More historical Monaca tars be addedby yocr Fesmone Advisor. • Um-gated gailetrien Wien data is aailbily estinated isrearized gaing Imes we wIctAated fa invite( seamy lots. The Bensalem data for navidal lots may or may not reelect commissions, charges sector acuity reorganized im rants Dividend and otarre flatmate lots an systematic purchase lots are eachcombined to display are averagedloll)* • Trade date • [almapresentsthe aigeul transaction wade date. • Callable securities Brea and ;referred stock that de awn cats for eery redemption wit be selected morel& by lot ban arrong all seo.reies of tut anon held how name or in nominee net,. la as clients. Call ban itinatka i tailed from third parties and es accuracy snot guaranteed. Other <all feakres may east ahich wad affect mkt complete Mcmiation bate provided upon request. • Certificates of depot (CM) CDs are FDIC inured Lp to 52993,000 in precioal and accrued interest per depositor ad per depository institution, in accedence rah FOIC • lerthalua Press dial/wedfa securities and other products may be higher or lower than Pavia that you would anus receite h the mallet Pries we obtaned from vaious third party sources which we Delve to be reliable. but we do not garalee ten accuracy. — We generaty um the closi-g price when mad* cc the mean of the bit and ask prices fa teed Parties and whom or on& bd prices Ice OTC noshes. - Less Acta& waded securities may be priced using valuta, model or he most recent art we obtained and may not reflect an actual market price or vakee - Certain postion may appear without a price and will thaw at 'price was rot mailable if we re unto to obtain a once for a sandy - Deposits or seartin denominated incurrencies ocher Bun U.S. dollars are reflected at the eichinge rate as of the statement date. - Fa cerien watts trading in norsconformag derimnataa bite an quawily (face alai may have been di:listed to facilitate proper veruain To obtain current quotations, when babble, cornea your Financial Abler. • Prints iweewnan0 and An/clawed producb. F,Mte mestrrent saunters II exbdep drect participation acqam and real estate investment mast barites) and struckred peoSKIS ale generally highly Akiiii. Certain shared proicts have not bail registered wit. the Securities and Excha- C omission o- under ani state &curt, laws. We provide estimated vibes for private investment wanks and structured products lot edormataul purposes only. Acasacy isnot parenteed. - These values may differ abstastrab from pron. if any, at Midi a prima iseesanent security a structured pox,* may be bough or sold and do not necessarilyrepresent the May& may receive UPon rquidltien. - Thal prly esbmates of tale are as of a certab defend are saplid to UBS Fna-ciel Services on a regale' bass by en independent vitiation fim. - hues general panne or taproot estimated vaLes, ry, are applied to the by the Sauer, genrtal pa-ter or Spa-GOr and may be calculated based on &Urea Stanton Iran that used by Ned parties laded* Iheir estmated values. - You can obean Stave infarnaica upending the methodology used to determine the abate of value an tie date of the Hamann tha is the basis fate eranate by contacteg your feuncial Advisor. - TAW party estimated wits may be reflected as •Not Freer n war I sit tn. wee n edependent station fern has not suppledor is wade to assign a ate when we beanie avare that a materiel event ha &cured that may call a whom*, reported vela it question, or yawn a value would be highly speculative due to the nave of the acuity - When neither an suer, general panne or sponsor *stinted vale as a Bathtub estimated beta if matt the value of the wart will be diehard from its purthwe price. — • Pain on to date may include return of canal. income a both — 'OriginalLen fee' represents the initial Wrong price per unit and may not reelect Will ton basis • Restricted noshes ResIrded seardin genitally are rot currently etegiole toe public sale. UBSFirunol Services saes to mallet price of the unrestricted stock of the same issuer as an mputed value for to restricted stock for mono:col this Mermen. onk To the retent that restricted washes are ergble la sale, the vete received may be abbantial& less than the Sawed value dnana • Est Beelinted) income. currant yields and rtes. An estimate of moral income is based co current drib:Bed ad interest rates, assuning tee searkies will be held for tee yea from statement date or until MItteite This estate dory a gadolne, accuracy rd continued income are not gueranteed — Estimated anal axone an anent yield for certain types of secskes could include a ram of amebae or cancel gains in tide case the est income bedtuna yeti would be vented. — Estimated anal Mane rd arrent yield and the actual ixone ad yield mkt be kwer a higher than theist:matedmounts. — An essinate ol rrualced ncome (divdend andor interest) divded by the anent marked valtraverat balance is based on the last dindend Of Merest payment made by the issuer and manes tee seesaw/deposes will be held for ore year from the statement date or until manly. Accuracy rd continued yield we not gained • Ants not hold by U3S Eitancid Swot Certain assess ore not held by the fern and not vithin the fern's possession or antral. These assets de disoleyed on your statement for informational purpows onfy. Pennons and values presented an Pond& by the ibui-9 fern UBS Fruncial Spikes is not respanble for the ilaination and des not &sante es accuracy. These assets we rot wooded by Slit or tie Fina 04:elementalSIC coverage. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b-I fees receised n correction wt the distribution of radial lards to trams we new our ant 'et" revenue *wing payment from distributors odor adviscrs of the mural funds that we sell. Theseamounts are bated on two different COM:Onentt- 0 the amantol sake by UBS of a partkula mutual fund I ami& to our climb and C) the asset valued a partiot mutual fund Iambi shares held at the Imo — We and os Abate also rem* nem:eking and orrnbusprocesang lees in consideration for under gent ferien tha we ROM* to the mutual fads. Thew km generallt are Pad from investor assets in the mutual kind and are a feted dela mount based an tie number of accounts at the broker-dealer holdout's/tweeted at that fund CONFIDENTIAL — e, idle& to conmoscra received n connector wash the sale or distribution of anney contracts and wt investment trust units to our <lents, vie anctor our affiliate recta awns sharng compost:a from many of the entrance companies undenatirg the al-mirycontracts, aft hales of to bisursce carcases& sponsors of thecae imestment rusts we distrbcde - Cur affiliates ako receive trading conmeekra and other componatin from 'visual fads and 'nuance companies whose products vie distribute. - We recta* an anal fee from UBS Bait USA and IBS AG Stanford Hard, of up to szs per accost sweeping to the barks under the UBS Bait Sweep Fragrant, Activity hbitnacca reputig commissars and other charges tasted a connectco with tie eicastat of wades, ndudng option transactions ha ha included en COulefridiOnS MMUSy hiffeited fa you. rd will be provided to yOu wavily cet fewest. Shan gelling f rain engaged in shat warp a security, you may incur a charge dye to certain taroweg costs for that prliculer security. Open arts Regarding am or 'scodtikancelbe ceders that were not wecuted by the statement date. open buy an sea stop orders are redacted by the mount of diudends or rigus on an ex-dividerds a endue date unless intructed oherwhe by you. You are responeble for orders that are weaned dye toy0t failure lo cexel eating opm orders. Plitt To obtain a copy of ax current Clime anucy Notice please contact your Froncial Achisor or visit as websiee ate. UBS nnanciel Services a rot a bat be Rea Buse-yen Services Account OSA and IRLIA are brake-age accounts which provide access to barkingservices a-idproducts through arrangements wash settled bat rid other lined-party banks, ri d provides access to nsura-ce and awsiny prat* hued by unaffiliseethinbpay insurance companies through Mute-cc agency subsidised's of UBS finarcial Services Inc. Investment, nsuraxe. ad a-ruttyproducts: Not MSC inured • No bank guasentete May We vela RUA. Rear& Management Account, Business Semites Account BSA, RMA ad alternation& Resource Mmagernent Accost are registered service marks of UBS Feminist Services Ix Via *rave is a registered service mart of Visa International. IBS Via Sanaa credit cards and Les yea debt cards are rayed by UBS Bark USA with pennesion from Visa U SA Incorporated. MS firsrsdel Services Int Pee. 201402 SDNY_GM_00026625 EFTA _00137245 EFTA01278152 Retirement Account *UBS Fnanoal 5er4ces eic 299 Park Avenue 25th Floor New York NY 10171-0002 CNnC06498983 0614 X123 Y1 0 UBS Strategic Advisor June 2014 illiAlNMASILL IRA NEW 'IOW NY 10065-7007 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number Your Iinandel Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone: 212-821-70001800.30&3140 Value of your account Questions about your statement? Call your Financial Advisor or the on May 30 (3) on lune 30 (3) RMA ResourceUne at 800-RMA-l000, account 029023697 Your assets 57,156 65 57,063 86 Your liabilities 0 00 0.00 Msit our website: www.ubscomlfinancialservices Value of your account $57,156.65 $57,063.86 Items for your attention Reminder Certain mutual find shares held in select LPBS Investment Advisory Programs will be convened starting in June. See your statement acOvity for Tracking the value of your account details. S ihi LrianCS 572 57.1 May 20i 4 Jun 2014 Sources of your account growth dudag 2014 Value of your account at year end 2013 Net deposits and withdrao* Your oveStrnwit return. Dividend and interest income 4113.47 Change in markot vaiue 45150 Value of your wean on An 30, 2014 $57.063.46 9000 957,001.89 SDNY GM 00026626 Member SIPC flirt:009306498933 NeF000218741 000al Wirt 030579004 111000 Page 97 of 102 CONFIDENTIAL EFTA_00137246 EFTA01278153 T UBS Strategic Advisor lune 2014 Your account balance sheet Summary of your assets value on June 30 (1) Percentage of your account A Cash and money balances 723.24 1.27% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,340.62 98.73% I Non-traditional 0.00 0.00% F Corrmodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,063.86 $57,063.86 100.00% Account name: GHISLAINE MAXINED., IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. M=M Your current asset allocation A D Eye on the markets You rignondal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.308.3140 • Cash and money balances may indude available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the enponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change lure 2014 Year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% CNP70009005498984NP7000298741 00003 0814 03057500. CONFIDENTIAL MIlY_GM_000/168279e of 102 EFTA_00137247 EFTA01278154 SUBS UBS Strategic Advisor June 2014 Change in the value of your account /M820140/ Year to date (S) Opening account value $57,156.65 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withckawals and fees, inckiding investments transferred cut -10.15 -10.15 Dividend and interest income 20.65 113.47 Change in market value -103.29 -51.50 Closing account value $57,063.86 $57,063.86 Account name: GHISLAINE MAXWELL IRA Friendly account n OM!: IRA Account type: Indradual Retirement ACCOunt Account number Dividend and interest income earned For purposes of INs statement tenability of interest and dnidend income hen been determined from a US tw reporting penpeclise. Breed upon the residence of the account holder, =count type, or product type, some Interest ancior dvidend payments me/ not be subject to United State (US) ardor Puerto Rico (PR) income tares The (lent monthly statement is not intended to be used and cannot be pied upon for tar purposes. Clients should refer to the applicable tar reporting forms they receive from LABS annualy, such as the corns 1099 and the Forms 480, for lac reporting information It is the prance of UBS to file the 4APACatit ten reporting forms with the US miernal Rennie SenICe And PR Treasury Depararent and in such forms accurately classify clndenct anla interest as tar exempt or to able income. Pleat consult your induclual tax preparer. June 2014 (3) Year to date (5) Dividends 20.65 113.47 Total current year $20.65 $113.47 Total dividend & interest $20.65 $113.47 Summary of gains and losses Vaues reported below exclude products for which gesns end losses are not deosifitd. Realized gains and losses Unrealized lune 2014 (I) Year to date (i) gains and Loses (5) Short term 0.00 0.00 0.10 Long term 0.00 0.00 -508.61 Total $0.00 $0.00 -$508.51 Your /I sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Cash activity summary See Account acMt ttus month lot deta &lances in your Sweep Options are inducledin the q:enng and closing Manes yaw. FDIC insurance apples only to deposits at UBS Bank USA, not to deposits at 1435 AG, Stamford french or bank deposits pa«dthroush the UBS Internetronal Depose ACCOUnt program SIPC protection applies to Monty Marinet sweep fund holdings but not bait deposits. Seeimportant inborn:on about your statement on the last two pages d this document for deists lune 2014 (5) year to date IS) Opening balances $733.39 $0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 20.65 113.47 Total additions $20.65 $846.86 Subtractions Professional management fees and related services -10.15 -10.15 Funds withdrawn for investments bought -20.65 -113.47 Total subtractions -$30.80 -$123.62 Net cash flow -$10.15 $723.24 Closing balances $723.24 $723.24 SDNY GM 00026628 IMO Page 99 of 102 criszo00700649893SNP70032Sezet 00001 0614 030579004 CONFIDENTIAL EFTA_00137248 EFTA01278155 *UBS U BS Strategic Advisor Jure 2014 UBS Bank USA Deposit Account APY Interest Peeled May 7 -Jun 5 Opening UBS Bank USA Deposit balance May 7 $733.39 Closing UBS Bank USA Deposit balance Jun 5 $733.39 Number of days in interest period 30 Average daily balance $733.39 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the altemabve investment objectives in Important information about your statement at the end of this document. Your return objective: Curtent income & capital appreciation Your risk profile: Primary - Moderate Investment eligibnpy consderat.on - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • Vow account cost basis default closing method is FIFO, First in, First Out Your financial Advisor, SCOTT STACK Meall.YI.E CASRIEL 212-821.7030/800-308-3140 Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period. If this information is not correct. or you wish to change your beneficiaries, please contact your Financial Advisor. Beneficiary Changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Dana Burns Katie Vaughan-Edwards (100.00%) Summary of your contributions Contribution type shown in this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contributions are reported to the IRS for the tax year which they are made Contribution type Current period (1) Tax year 2014 (1) Tax year 2013 (1) Transfers 0.00 57,012.04 0.00 CNP7C00b006498985NP70C0298741 00079051 4030575 I WfilLy_cicooditSztoo of 102 CONFIDENTIAL EFTA_00137249 EFTA01278156 *UBS UBS Strategic Advisor lurx? 2014 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number: Indeedual lement Account Account type: %ate prices, income and current va LK'S Sharen may te apploxifette. As a testa, gairts and losSeS may rol be acurately renecied. See important AsSorntabon about your averment a the end of this dxurrem for mote Informaion Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA depost account baances !AS AG Stanford Branch &post account bgances and money market mut ua fund sweep batances UBS Bank USA deposit account balances are insured by the FOK vat n appriceale limits, but are not pointed by SIPC. U8S AG Stanford Scene h devout =con brines are not muted by FDIC and are not infected by SIPC Money market sweep batances are protected by SIPC but at not insured by the FDIC. See the rmportant information about your statement at the end of this date-rent for dank stout those balances. Ocenng Wane. Cloung tdaxe tiddng on run I (I) on Jun 30t5) WS BANK USA DEP ACCT • Pe C. per than on Jun 30 CO Average rate Your Sinandal Advisor: SCOTT STACKMAIWLYLE CASRIEL 212-821-70001800-308-3140 OnIdence Interest Days et period period Cap nitwit (1) Fixed income 733.39 723.24 Mutual funds Total reinvested is the loll dal reinvested civic:ends h does rot include any cash 05AI:ends. n is rot a tax lot for the purposes of determinng hazing penoch or cost baps. The shares you receive each tire you (tithest cl udendS beanie a separate tax. IDS Cost basis is the iota purchase con of the security. indudng ;el nvested ci Wends The cost basis may need to be aclusted for return Cl capta payments in order to determine the a:t sated cost bans fill tax reporting oncosts. Hsiang JP MORGAN SHORT DURATION BOND FUND SELECT Symbol. HILI/X Total reinvested EAI: 3465 Current yield 083% Purchase pries' Number Average once Client of shafts Del shale ($) invesirrnent 250,000.00 Unreatzed (tat) gain or foss is the dfference between the current vaue and the cost basis and world generay be your taxaole gat or loss d the security was sold colitis date. The unweaned (tax) gan a loss may need 10 be alusted for return d captor Payments In Order 10 determine the reSiZed On Or l:65 f Or lad reporting puiposeS investment return KU* current value mous the amount yOu invested t does not InJude Oats that are n01 reflected on your statement, inducing shares that hare teen matted& atria a gain oe a loss it asp does not include cash diidends That were not reinvested Cost PnCe Der Share MIS (S) On Jun 30 (1) jun 30 (1) gain0(105s (S) Value on UMeall2ed Rad Investment sidling return (Si CemOd 5,164.127 1 1.008 56,849.13 10.910 56,340.62 •S08. SI 56,340.62 SONY GM00026630 C HM00;006493987 W70032%741 00003 CBI 4 03057%04 =I 100D Page 101 of 102 CONFIDENTIAL EFTA_00 137250 EFTA01278157 T UBS Strategic Advisor lune 2014 Your assets (contrived) Your total assets Vaue on tun 30 (5) Percentaed your account Cost Ws's (3) Estimated annual incase (5) Unrealized gan or loss (S) Cash Cash and money balances 723.24 1.27% 723.24 Rxed income Mutual funds 56,340.62 98.73% 56,849.13 465.00 -508.51 Total $57,063.86 100.00% $57,572.37 $465.00 -S508.51 Account name: GHISLAINE MAXWELL IRA friendly account name:IRA Account type: Individual Retirement Account Account number • Your Pi nancial Advisor SCOTT STACK MAI/LYLE CASRIEL 212-821.7000/800-308-3140 Account activity this month Date Mindy Description Arnow, IS) Dividend and interest income Dividends Jun 2 Dvidend IP MORGAN SHORT DURATION BOND FUND SELECT 20.65 Total dividends $20.65 Total dividend and interest income $20.65 Die Activity DeSCrOttOn Jun 26 Fee Charged INITIAL FEE •10.15 Total professional management fees 410.15 AnKnelt Fees Investment transactions For more Information about the once value shown for restricted securities, see Important information about your tratement at the end of this document Pmeeds Iran runt% inwstment withdrawn Ice Accrued Caste Activity Desciptton Quantity Vate (S) Price (S) transactions (S) ,nveslrerents ['outfit% (T) interest (5) Jun 2 Reinvestment 1P MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.93 NAV ON 0930114 Total -$20.65 1.889 40.65 0ate Activity Descnritcn Amount (5) May 30 Balance forward $73339 Jun 27 Withdrawal 1185 BANK USA DEPOSIT ACCOUNT AS OF 0026/14 10.15 - Money balance activities Jun 30 Closing U8S Bank USA Deposit Account The UBS Sant USA Deposit Account is your primary Sweep Option S72324 CNP7C0C0306408988NK7000299,41 000a9 OSI 4 03057 I I M iiiy_Gm_0062883102 of 102 jp End of statement for account number. CONFIDENTIAL EFTA_0013725 I EFTA01278158 Important information about your statement LES Financial Semites ix. (the F im or UBS biaxial Serows), is a merger of all princizel acuity, ammo* and colons brthages. 1.85 Ft-encial Sancti and WS Bank USA we rdrect suteniares of LES AG and affiliates of LES Searties UC. The Fim's I hancial statement is available upon moss. The FiTilk moan* off ices re a: LES Finanool Sermon te. 1200 Harbor Doubted Weehawken, NJ 07086 Ibis natement represents the any official record of pas LES Financial Semmes account. Other words, except official the daunts, containing centring date should rot be relied Lyon N you beam, there is an error or emission, please report it irrmaiately narking to the Ranch Manager of the office serving sow account. Ateucti al figures Sham We Mended to be accurate. statement data steuli not be used fix tar purposes Rely stink onyeafiend tax forms, 6.e. Form 1085. 5498. 10425, ea.) whin prepargyour ter return. The Fines required by low to won to the IRS all taxabk diridence, report** renewable din:lends and tiatole tnenet end on meanies held in you axant, me proceeds an sale trareactexe, and cost base on tenain coveted swains. Communications with the Firm . Please reconfirm arty oral cormarcatores in *meg to funher protect youtrads. incladrig your rad order the Searities Master Promotion Act (SWAT • If the finance' nstaution an the sop left of Me fromt of this statement is nor LEIS Finaxel Sautes, WS Ftenoal Services caries your scout as oleamg taker by at argerrant *Me the ndeated intlitutiXt We Wormed you of the relationship whim you opened this attars. Int* case, your tea and searkes an located at LES Enancial Senates and rot the Pito:tang broke.. ad you nut make a relbod of ery ara or *Tuition to both lime. A N accont statements shall be deemed complete ad accurate a not objected to hug* within 60 days. • Please Meet customs complaints a tqJiin to tie Five's C lent Relations Penmen X 201.352,1699 a toll-free a 800-3569103, 860 A.M. to 6:00 P.M. ET Monday through Freclap a in ming to LES Financial Services Ix., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • hate of err0rt or clastbrb about al electrum funds Wander EFTS, bi puymm or UBS Visaed ebit card transactions, call 62-1000, or vete to UBS Frenoal Semen te„ 1000 Hata Blvd, 6th floor. Week/Men W 07086. Min RIVINBSA Seaces Cal or write as soon as you can i you hrk tar statement or receipt is maga 4 you need more infonnetion bah a tire* on the statement or remit. Tho Firm or Card boar as atticable)nun her from you no later that 60 days after tie Fim sent you the fen remanent on which the error or problem appeared. - Prom:leyou name ad accost number Of arty) — Death° the *nor or he transfer you ant team about and elan as clay as you can why you believe it is an error a why you need more information — Proud. the &ear amount of to suspected ente. The Fin or Cad Issuer web iwggke yew complaint and wall correct any error promptly. Please mat all Oulu paubb to the Fern or eve financial initiation indcated on tie front of this Penmen had:Mita regd.- acatrit fen accounts may be subject to mailenaxe fees chars for ate parent for sear nes purchases and charges la unpaid arreunts in cash =cues. Accounts that ate transferred to other notations may be subject to a under tee. UBS Sweep Option, UBS offers options for sweepng cash boraxes, balaxes to ban deposits at UBS Bat USA and UBS AG Slanted branch (Etenk Sweep Progamd money maks mutual firds (Mor*Fu-d0 and the IntenationalDeposit Acoant 00Alfor customers with al Intentional Resource Management Account. Though tie Bank Sweep Proaank cash balances re swept to UISEtat USA up to an itaabkhod knit ad Mato LIES AG Stanford Bradt or e Money Fund. Deposits at UBS Bat USA are FDIC nswed in accordaxe with FDIC For mere nlormation please vat wwwidicgor. Deposes at UBS AG Stanford Broach and Sures of Money Funds are rot Pared by the FCC. ThroLge the OA, aniletile to oath balances are swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Brach Thew deposits ate not inured by the FM. Beirut Feld at to LEIS AG Carnal Brat, are tempera* exposed to the so...reign risk of the Capon elands, and ten is no given*e Cr other obligalon of WS AG to tepay the boraxes while on the UBSC trans Brach's books. Deposts a WS Bat LEA and each UPS AG Bench are not protected by SIPC. Money Fund shares ere protected by SIPC. See *U3S F /uncial Service. Accost Protection* bebw Upon pas request, bale-cgs n tie Bank Sweep Programor OA may be wilts" and shares of a Money Fund my be liquidated, rid the proceeds returned so you <flour teacake accant. Furter formation about available sweep options, nthing amen rimiest rate, and yet*, e suitable at *kw dm comliseeppokk from your Fauna al editor or by calling 800.762.1000 WS Financial Straka account protection The F rrn is a member of to SefuteS invellen Protection Corporation (SIPC), which Fromm securities account, of its members up to 5500,000 *cluck* 5265,000 for dams kr cash) The Sift asset protection kr* apt to all accounts tat you hold n a palkular capacity. The Finn, together with certain affiliates, ha also purchased applemental protection. The maims, amount male to al eligible die*, ukase& tedm this protection is S500 million as of December 10, 2013. klota to the pokyconditions ad Emission, cash X the Firm is further protected fo Leotette million n the aggregate kr all yow accounts held n ape-Maar capacity. A ft/ copy of ta poky waving is mailable upon mutt The SIPC protection and the supplemental protection both do not apply to. ▪ Certin financial assets controlled by (and aniseed A your account value) but hell away from US$Fine-col Services (e.g.. certain(* cash al UBS Bak Id cad, at WS AG Strokedbunch (1) insurance prodiat, including variable enmities, and 00 shires of maid fiends whore such thins are registered diectly in the name of the account holder on the books and words of Be applied* bur a trader agent); • Certain enestmert contracts or Mestment Merest (eg., limited partneshim and prime placements) that we rot registered tender tie Securities Act of 1503; ad • Commodities contacts (e.g, foreign excha-ge and prec Cu metal centring nduding futures contracts rd emrmoditacceion contacts. the 51K protects:en and to supplemental protection do not apply so these assets then 4 theyotherwise appear on you. thearnwt. Tine SRC protection and the 7SOkrciental protection do not protect agave changes in the maim vale of sou investments (whether a a result of market motement, iSSuff bankruptcy Cr Othonteu) More information is avalable mon ricked You may obtan no nfomaion abaft SIPC. raiding the 5WC &ohm, by contacting SIPC a 202-371-8300 or by tisane the 5WC **kite at YAWI.SIOCAIV Dividend Reim/bare Program (DPP) The ate reflected is an enrage price. You m:ribtan the actual price from you Financial Advisor. 0y *bob Owe, are purchased under DRIP; partial shares wil be told rd IM oath wa b deposited in your account. The rividerd renvesvnent price applied by to issuer may • from the market price at which** panel shires we sold Calebeliela Gelb* whole units may be held n year account. If you ere entad to a palel use as a result of a dviderd Parall or otherwise, the Finn WI ether sell panel wan at rivulet peke a accept an amount detamined by a registered clearing agency, and credit tar accost Investment objectives The rivesimert °Plaines rd risk profile we specific to each account and may vary between, Please Seise the firm promote/ in men; of any signikant change n you- financial situation or rivestmen objectives. kr each CONFIDENTIAL accost heN you choose one of the foaming investment objecther • Endue Currenthwome. l.esb,e as seekng the generation of income oribn • AcAiine CeptbrIApprociat;on: Investments making growth of prix pal rather than the generation of aura • Produce Combinatbn of income and Capital Appralabbn 'vestments seeking both the generation of name and gash ol prixjael. Overall risk prefix • Conservats Seeks to mantain nilel vex Pal with low risk and volatility to the accurst own., rend that meals the accost does not generate significant income or mums std may rot keep pace wit inflation. • Moderate: Wittig to accept sine risk to principal and tolerate some voted* to 'seek hyl-er returns. • Aggress*: Wiling to accept high tit to penopal aid high volatility to seek high returns over time. Statement Imuseholdne We may consolidate at related account statements with the same adder n the Mme envelope. Accounts rimy be related la this purpose because they have owners who also maintain Pat acorn relationships with other clients at the sane address. This practice's known as • householing II you prefer to rec.* individual statements mated in separate envelaws — y0U may dative housholding by Ealing you F mantra Advisor. Friendly octant name The Frendk accost *me reflects al ormation that you eased on the Film's onlne semen ivebate, N e a customizable nniclrurny • chasm by you to atria you wish you recordkeepig. It has * legal effect on your account. You can Merge yos hiendk account names, though Onto? Services or by contactegyourFeancial Advisor. ACCOMt overview • vat, of mor accounttornrob Net of assets rd • Abets hulas amiable cash balances, vales for retained war km 1, and Global tine Deposits, urrealied marks to maket, and certain ads not held by the Fem. Does not include waked Sttfintl assets al the end of the prior and anent statement periods, or private iwestrrents, untested stock options and ennotable stock anions • Eiabbcos Includes debit blIIM•5, camera* resign loans. credit frie, den avant balances. • Cash/money babaces. Total of uninvested amiable cash balances. plus UBS Bak LISA deposit batrices, UBS AG Starrarad Bench deposit balances and money market maul fund sweep Saxes, at to obi, of he gatemen period. Norecormooky lieu credit balances in, your account ire rot segregated from other balances and to Firn may use any of these funds in the ordinary course of ihttainess. these funds are payable iston your &mad. This total is included in to cuTent period closi-g value. SDNY_GM_00026632 EFTA_00137252 EFTA01278159 Important information about your statement (Cen Inued) Lendfig rformaition Fa deeded information on the Fam's lending practice and &douses, refer to yar Client Relationship Arens« or Accost Agreemerd and the General Teens rd Conditions LE Statement of Credit fraction available in Arehart endorse/mutes at arm& romerratedstai, v--te Your oessrrent Bemire( weaker. andother mots hell tithe avant at the end of the statement period. You may ack for deice). of bay paid senates at ant time. You may receive securities used as loan collateral after paying any balance due on tem. Ny securities transferred to te rim dreg the statement period are lied at market vante as of the end of the gatemen period. • Cott basis. In &lemming the tog basis of he senmes indadeln this «cement where indicated will the nurrbee UK Fevered Servion he relied conformation &Seined from sources other than IRS Financial Senices, including inforrrigicm kern another l im a that you my have provided to you ;Saralee Advisor. The Him does not idepeniently verify a pars-din the acaracy or valley of ay information provided by, sans other thin (RSA-uncial Senices h addlin although UBS Tina.« Services general& 'extet's his Ham:di:in as it is received, the firm does not provide any wane that the informatisn treler 'Cost basis- and ••Ihreakzed gay loss' ° accurate as of the date ot his statement. As such please do not reiy on this Hermitian to make peaches« fade dmitionL fermi prposee otherwise. Accounts transferred to fie Fim may reflect gar/loss ifinnatim only for de period of tine Own held a de F rm More historical Hamm cri can be added by you Finance« Advisor. • Umedited gain/been Wien data is arailtok, eginated u-realizid One lases se Wadded Ice ixkvdW sedgy lots. Re transacton data for ndvistial lots may or may not reelect commissions, fi nes andamoney reorganize m tweets Diridend and oterrenvestment lots ad systematic put:hest lots are each ocenbined todisplay are averaged lot. Pe Trade date • casinopresentsthe agad transaction trade date. • Callable smaarkies Grab and preferred stock that the isms cats for ea-b• redemption will be selected mpanelS by lot kern among all smashes of hat cut held hour mint or in nominee men* lot or <liens Call ham ..dammtim is obtained from third parties and cat accuracy is not guaranteed. Other call vases mytest which could aged weld complete information will be provided upon request • Certificates of deposit (0.)CDs are FDIC bowed toto 5293,000 in pi-Kb« and accrued interest per desostor and per depository 'median niacin:lance rah /VIC rules. • RiceArallue Press displayed for securities and «her products may be higher or brier than the Prim that you would aceualy receee n the market Prices ire obtained from various third party sources ...MN«, Deice to be retitle, but we do not guarantee their accuracy. — We gentrady me the closi-g price when avalible cr the mean of te bd and ask prices fa lined strikers and <peons cr only bd prices fcr OTC «ossifies. - Les acth4 traded securities may be priced usng a valuation model or the moo recent prk• we &tared and may not reflect an adult malet ;rice or wad - Uttar, posthems may appear without a price and will Mow as 'price was rot available if se as untie to ottan a pee for a teddy - Deposits or stories donaninated in currencies ohs* than U.S. dollars are reflected at the eychinge rate as of te statement date. - Fa amain notion trading in noisiconforiuri9 derciernatcres. price a d quamity Race vala) may have been adisted to facilitateprom( vaudion. To obtain current quotations, when heath, contact your Financial Ad,isa. • Print* frivenibTionts and structured producb. Mate metrem seosities (holding drect participation poltam and real estate «segment trust waits) and stmased podia. are grorally highly aided. Chien stristared poises have not been registered wih the Securities and Excha-r Com-resion o- under any gate securities laws We proide estimated macs for pmate investrrem secttes and «natured products foe inform:6rue purposes only. Arcady kind puranteied. - These values may differ stbstamiahr from prices. if any, at Mid, a pnyme hvesiment security a structured &Aid may be bough or sold and do not neCeSiMily represent the may& may receive upon rquidation, Thad priy estrnotes of sal, se as of a certain date ad are mope« to UBS Fina-cial Services on a refills bases by en independent ciliation km. — enar, generalpanna or tromor estimated rebel., ay, an wpplied to **Fro by the Mur, TOPI-Kralpa-tner or sparur and may be calculated based on Sterent information han that used by thrd parties laded.* ter estimated values. - You can ottor addiecrul information regarding the methodology used to determine the estimate of value arrd te date of te i-krmation that is the basis for te ideate by contacting your &uncial Advisor. - Mid party estinated vales rosy be reflected as ' Not pied' n Srea I sit tior wee n ..dependent satiation [mites not suppled or is unable to /Asir a vase, when we become aware that a materialevent ha canned tie may call a peeseaufbi reported valve it question, or when a 'glue would be highly Weaken due to tie nitre of the scanty. - When neither an suer, general prior or sponsor *stinted value is a teed «any estimated vela is mad, the value of the omisrly will be &Kurd Iran es peschase price. - 'Perko cm to date may noble return of ca3lial, ken? cc both — see • represent the initial cetera; price per unit and may not reelect yaw ma bans • Restricted norrtias banded setritin genera, are rot currently esgble for publk sale. UBS Finval Services ices he made price of the unrestricted stock of the same issue m an mputed value for de restricted stock for purposes of kiln 'Women< on, To the ertent that reacted sedition are eight la sale, the vale remind may be filonantiaR less than the inpsed value SnOinfs • Eat. heatimeted) Moyne anent yields and rates. An 9:finale of areal income is based an current decked rd interest rates, assuning tie scuts will be held for we yea from statement date or 'she ~may This retinal* Pa* ag.YbNe, accuracy and continued income are not guaranteed - Estimated a-intal home at ettren yield for certain hoes of coshes could &lode a stun of pmcSal or capital gains h Mich case the est income Ordtuna* pall would be °wheeled. - Estimated usual nitare at cannel Veld and de actual fixan e and gel mi;he be beer« higher than the estimated armies. - An es mate of a-ruatced income (divdend anda interest) divded by the anent market valdaveragre balance it baud m the kat divind or knee« percent made by the issuer and antes die seculiesideposts will be held for one year from the statement date or until mainly. Accuracy ad continued weld we not awned • Ames not held by WS ffiancial Semites. Certain asets ore rot held by the fern and not ',Chin the fern's possession or ccnvol. These assets de deployed on yvas statement for informational purposes onfy. Positions a-cl values presented as ravald by the swig f em UBS Fnancial Services is not rev:amble for des recanation and des not qua-Mite es accuracy. These asses se rot wand by SIK or tro Fin's upplem etal SIC covers?. • Revenue shaving and additional compensation. — In addition lo corrmissions on sales and 12b1 fees remised n ccnnecuon wife the distribution of nasal finds to ourc lent the ender our «Mate receive revenue sharing pyr mit from distributors orda edition of the ritual funds that sic sell. These arnants are based on two deerent cifrOntsi (I the arnantol mkt by UBS da patter mutual fund family to our <lints; and Gi) the meet value of a patioar mutual fund family's share; held at the Inn — We and as atMate also retest netwaking and orrnbus processing len in consideration for treater era unto; that wo parish to the rrulual Kra Thew lees rink, are pad from investor aces h the mitual kind and are a feed dala amount based an the number of accounts at the brokerdeale holdng endued funds of that fund CONFIDENTIAL — h skean to commissar° received n connedcn wth the sale or dignbition al urvy contract and ise investment mist mils to as <tents, we anda our affiliate need revenue sharing compensation from many of the inosance companies underwriting the druity contracts, afMates of de insurance arroves or sponsors of hena investment mats we etstrbute ▪ O.1f affiliates ako receive trading eanmesiam and odor censorial:xi from nasal fordo and nsurance companies MON pod itts we dotribute. - We feces. an anal fee from UBS Bak IRA and LES AG Stamford Brand' o4 up to 1.TS per acca.n ernephg to the bade under the UBS Bark Sweep Frograms Activity hlormaticaregardngccrnminkns and oiler charges hand in tonnes an with die ciecutcn of cadet, including option transactions has berencluded en COnlirrsigiOnS aerate/ turreted to you. axe wit be provided to yOu parrally co fewest. Short telling I Kure engaged in short mars a security, you may hair a chage die to cenain tan:wing costs for that particulir security. Open orden Regarrling Mai or •igoodtilkancelhe adds fiat were not eitofted by the gatemen date, open buy and see stop orders are refixed by the amount of dividends rigus on an ex-divides:le a mutts date unless hummed otherwise by Yet" You are 'chamber for orders that are rescued die tome failure to cancel ensting open orders. Ptheme To obtain a copy of as current Client WearyNotice please contact sour Fronde Achisor or vit as eremite at clicidGERgagtaC2mitkv UBS Financial Services es riot a bark The RCA, Bushes Services Account RSA and IRMA a brokerage daunts which provide access to barking services rd products through arrangements we, aff dated bats it'd other thrdsvey bares, ri d provides access to nsura-ce and snut, pnxLict sued by unaffiliated third.pany insurance companies through insurance agency subsidiaries of UBS Finarcial Services Inc. Investment, nsurace. and fl utyproducts: Not VIC inured • No bank guarantee. May Me mid RUA. Resasce Management Account, Business Services Account BSA, RMA and ntematiorol Resource Management Accost are registered service marks of UBS Promise Service, he Visa SkcalLre e a resigered serece mark of Visa International IRS Visa Snag'se cede cards and Les Vim debt cards are hued by UBS Bark USA with peens:sign from Vaa U SA Imorporaled, LCS Finandal Seevices Inc. P+V 201402 SDNY_GM_00026633 EFIA_00137253 EFTA01278160 Retirement Account ;It UBS ties Fnanoal Services 299 Park Avenue 25th Floor New York NY 10171-0002 CNP70057895110714 X7 Y1 0 UBS Strategic Advisor July 2014 iira mmu. IRA NEW YORK NY 10065-7007 Account name: GHISLAINE MAXWELL RA Friendly account name: IRA Account type: Indwidual Retirement Account Account number: Your Iinandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: 2 I2-821-70001800.308-3140 Value of your account Questions about your statemer47 Call your Financial Advisor or the on June 3001 on July 31 (1) RMA Resourceline at 800-RMA-I000, account 029023697 Your assets 57,063 86 56,929 89 Your liabilities 0.00 0.00 lfisit our website: www.ubscomrfinancialservices Value of your account $57,063.86 S56,929.89 Member SIPC Tracking the value of your account S Thousands 57.1 569 Sources of your account growth during 2014 Vzdue of your account at year end 2013 Net deposits aid vottrchaz4s saw S5692997 Your nvestrnent return Dividend and interest income 4154 28 Change in market value 4154 86 Value of year wain on Jul 31, 2014 M6,939.19 Jun 2014 114 2014 SD .7500 .1 2000 6634 C NP70003305769511 NP70031130665 00073 0714 0305 010000 Page OS of 100 CONFIDENTIAL EFTA_00137254 EFTA01278161 SUBS UBS Strategic Advisor July 2014 Your account balance sheet Summary of your assets Value on July 31 (1) Percentage of your account A Cash and money balances 651.32 1 14% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 56,278.57 98 86% I Non-traditional 0.00 000% F Commodities 0.60 000% G Other 556,929.89 $56,929.89 000% Total assets Value of your account 100.00% Account name: GHISLAINE MAXWEU. IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Your current asset allocation A D Eye on the markets Index Percentage change July 2014 Year to date S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC - Europe, Australia & Far East -1.96% 3.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% -0.25% 3.66% Your Fi minds' Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7CC0f BOO-308-3140 • Cash and money balances may include available cash balances, UEIS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the Last two pages of this statement for details about those balances 04200000576951 2 NP20C01$3665 CCM 0714 03057' igj .,004 ilti of l occal,SS596 CO CONFIDENTIAL EFTA_00137255 EFTA01278162 SUBS UBS Strategic Advisor . ; Change in the value of your account July 2014 ($) Year to date (S) Opening account value $57 063.86 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withdrawals and fees, including investments transferred cut -71.92 -82.07 Dividend and interest income 41.31 154.78 Change in market value -103.36 -154.86 Closing account value $56,929.89 $56,929.89 Account name: GHIELAINE MAXWELL IRA Friendly account name:IRA Account type: Indnedual Fitment Account Account number. • Dividend and interest income earned FOI pflposes of Iris Slab-Me/II, f ab:ity of ,merest art clolcienO income bas been deternined frcm a US let reporting perspective. eased upon the residence of the account hokler, account type, or product type, some interest ardor dyidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tares. The Client mOnthef statement is not Intended to De used and tempi be relied tom for lac purposes. Clients should refer to the applicaale tar reporting forms they recent. Iran 185 smugly, such as the Forms 1099 and the cams 480, for tar reporting intormmon Il IS the practice of U85 to file tht applicable tat reporting forms with the US intend Revenue service and PR treasury Department. MCI in such forms accuratey daub, ducknct arcyn Interest as tat exempt or tattle income. Plea* comult ycur InCIVOlial tar prepare( July 2014 (1) Year to date (I) Dividends 41 31 154.78 Total current year $41.31 $154.78 Total dividend & interest $4131 $154.78 Summary of gains and losses Values reported below exclude produds for which guns and losses are riot dassified. Realized gains and losses Your Financial Advisor: SCOTT STACKMANLAE CASRIEL 212-821-7000800-3C6-3140 July 2O14 ($) Year to date (1) Unrealized gains and kisses (4) Short term 0.00 0.00 -0.87 Long term 0.00 0.00 -61100 Total $0.00 $0.00 -$611.87 Cash activity summary See Account activity the month for decals balances in your Sweep Options are indueedin the opening and closing balances ydue. FDIC insurance apples only to deposits MUSS Bank USA, nal to deposits at UBS AG. slanted Ranch or bank deposits pacedthrough the LIBSIntemaiond Depose Account progiam sec protection applies to monry market sweep find holdings but nal bank deposits. See/maw-tent ineertnation abOut your statement on the last two paces Ce. this document for detals. July 2014 (1) Year to date (S) Opening balances $723.24 $0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 41.31 154.78 Total additions $41.31 $888.17 Subtractions Professional management fees and related services -71 92 -82 07 Rinds withdrawn for investments bought -41.31 -154.78 Total subtractions -$113.23 -$236.85 Net cash flow -$71.92 3651.32 Closing balances S651.32 $651.32 SDNY GM 00026636 CelP703093057895I3 NV7003193665 00071 0714 0305750CM OICOOD Page 97 of 100 CONFIDENTIAL EFTA_00 137256 EFTA01278163 taUBS 1.1B5 Strategic Advisor July 2014 UBS Bank USA Deposit Account APY Interest Period Jun 6 - Jut 7 Opening UBS Bank USA Deposit balance Jun 6 5733.39 Closing UBS Bank USA Deposit balance Jul 7 $723.24 Number of days in interest period 32 Average daily babnce $729.58 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account typo: Individual Retirement Account Account number. Your investment objectives: You have identified the fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fa-uncial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibt5ty cOnSderatm None selected Your account instructions • 1185 Financial Services Inc is your IRA custodian • You account cost basts default closing method is FIFO, First In, First Out. • -NI Retirement services information Your 15 nand.' Advisor SCOTT STACKMAI/LYLE CASR1EL 212 821 7000/800 308 3140 Summary of your contributions Contribution type shown in this section reflects information you provded to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the /RS for the tax year which they are made Contribution type Current period (S) Tax year 2014 (5) Tax year 2013 (5) Transfers 0.00 57,012.04 0.00 CW700093057695' 4 Ne7003188665 00009 0714 030575004= I11101Y_GM_000§059798 of I CO CONFIDENTIAL EFTA_00 137257 EFTA01278164 * UBS Strategic Advisor UBS July 2O14 Your assets Account nanw: CHISLAINE MAXWEIL IRA fdendly account name:IRA Account type: Indn•dual Rer tnt Account Account n u rnber: • Sone ences, modne and (vrient vaueSShOecn May te appfalinbit. AS a reste. garn MC110ssesnlay nol te eccufalely rellecled Set Smportant inlonnabon about yard' statement a the end of ths Oxurnent fot more Intorsion. Cash Cash and money balances Cash and morvy balances mat indode avalaale cash balances, UBS Bant USA depaot account balances, UBS AG Startord Branch Ceposn account balances and money maket mut ual lund sweep balances. UBS Bank USA deponi account balances are insured by tie WC vål h n applIctbk limit, bul are not protected by 9PC u85 AG Si anford Bramhdeponi scoum balances am not insured ty FDiC and se nat potetled by SIPC Mi:4*y maket Soveep Datanes are prolecied bl 9PC bot an not insured by the WC. See the rmportant information &bow >out statement Y the end of this clactrnent for dei eit; atout those balances. Hddng u65 SANK USA DEP ACCT Openng ladance Cloung tulaxe en tut 1 (1) on lul 31 (i) Pnce per shin on Jul 21 (I) Averasje rate Your N naude/ Advisor: SCOTT STACKMANULE CASRIEL 212-821-7000/800-308-3140 DnIcand Intenst Dala n pericd nedad Caparounl (11 Fixed income 723.24 651.32 Mutual funds Total renwested n lhe lotta ct al reinvested dwiends doer not ',white any cash detcbnds. rl is nat a ta lot lor me purposes of determinng hdcteng peicds or cost :Dans. The shares you recent each tirre you rentes' dedends Detome a separate tea fost basa is the total purchase cost of the securny, indudng reinvested d ~nok Tre cosi basis rna/ need to be a:lomvi for sena sn d caatal payments in ordel to oetemine the aaustedcost Dass fos ta reponing puipases. Pur(haSt DM« Nurrber Average pene Client Hddng of shares pel snare (1) investment (1) 1P MORGAN SHORT DURATION BOND FUND SELECT Symbol: HILVX Total reinvested 5.167913 11.008 (Al: $475 Current yield 084% 250.000.00 Unteaked (ter) gam of kas ts the dfference between t he turrem vaue and the con basis and world generaly be >out ladde gan or lust' the sec urity was sold on i hs date. The unreaized 03,003n cr 10ss rna/ need to be adusted for return of (arna paments in ordet to denim ne the reatized gan or bss lor la reporlIng purposes investment :eftan rs the sutrent va ue ronus the anCunt yOu invesl(Q e «*s rua Indulle slures cha ve ner (tilmed on rola Stattmenl, indudng shates thai hat teen teand as enter a gana a loss. II else <bes nol Intude cash dgdencls Iltat nere nok reinvested Cost Prut Per Skare basis CS) on JU 31 ($) Valne on unierilzerlitse ineegment Nord og ful 31 (5) gein or loss (S) ieturn($) genod 56,890.44 10.890 56278 57 611.87 - 56278 57 SDNY GM 00026638 C W7030:005793515 NP7003l£8665 00002 0714 030579304 no: , Pen 90 of 100 CONFIDENTIAL EFTA_00137258 EFTA01278165 SUBS UBS Strategic Advisor July 2014 Your aSSetS(contriveth Your total assets Value on hi 31 (I) Pescentage of your account Cost tam (S) Estimated annual tricorn (S) Unrealzed gan or loss (S) Cash Cash and money balances 651.32 1.14% 65132 Rued income Mutual funds 56,278.57 9826% 56,89024 475.00 -61127 Total $56,929.89 100.00% $57,541.76 $475.00 -$611.87 Account name: GHISLAINE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number: MIN Your Ignandel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Account activity this month Dividend and interestincorne Dividends Dote Actitity Desorption Amount (I) lul 1 Dvidend JP MORCIAsi SHORT DURATION BOND FUND SELECT 41.31 Total dividends Total dividend and interest income 84131 $4131 Odle Actinly OescnoliOn Jul24 Fee Charged QUARTERLY FEE -71.92 Total professional management fees 47132 Amount (S) Fees Investment transactions For mare informalon about the price/4ot shown for restricted securities, see fmportant in form OW .bout your gatemen: at the endof the; dottment Proceeds non Funds investrnent nethdraven for Accrued Date Achaty Descdption Quantity Wine ln Price (S) transactions (y) investments bothid interest (S) Jul 1 Reinvestment JP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.91 NAV ON 0613&l4 3.786 .41.31 Total -$4131 Otte Activity Deicriplico Mount IS) Money balance activities Jen 30 Palace fonvard $72324 Jul 25 Withdrawal LIBS BANK USA DEPOSIT ACCOUNT AS OF 07/24/14 -71.92 Jul 31 Closing U.S lank USA Deposit Account The USS Bent USA Deposit Account is your primary sweep option $65132 CHP70302/005789516NP7003188665 00009 0714 030575004 End of statement for account number. CONFIDENTIAL Wicom_oobtasaro 01 I co EFTA_00137259 EFTA01278166 Important information about your statement ISS Fri/edel Smakes Inc (te Fem «OBS FmaxialSarked. IS a ment« ol al preXpelsectrity. ~nodey ale epeons em/unges uBSfeNidilkNOe>andl85BnFUSAbe indion Ake:lirkeof UBS AG rid al Niaren ot uBSSreseim LIC lhe F mas f e k ~le Øen recuee The hink eceative ol ceS re et U3SBnesdal Sovers hc 1200 Hater Boaleced iheakkken N107086 The sutene« reprearcs the cerlyeticdtreard of pur UBS Fosanoal Stias ratet ON« recolds, ekcept olloal ter documerit. conuisng «Mang dau >holete na be reed upon dyete bohem Nore n ri «ra or ~kas please mon n ~ara n «ring to Neeresch ~pir ot tie otte:evreng pv acCouni ANough al nasa ~n are impded b be emne. St3~143a ~ull roe be used for txpteposes Fikk Sek* on yerend ur lamt 0 e . Ferm 1099. Søt I0421 ral feen endring pur tr ravn Ner res is min-odby lan to reyon to te RS al taNti b din:lendt apene/le nen- lanabk dvdends rid tatle men fred en secuntes held n ps aceourk net proceeds on sek tansectoss, and ose bausen anen areal smurte, CaniewniatIone elt the fim • Nyast re crAifimi anry oral orravvskrons misere lunner prove your nick rickeding yokr rgles uno« the kamMes tevla Protedion Art (SPA) • f /he ~al instlimon emne top Sett cd the Iran ol the Illiterynt is not LØS Fitmoal S•nkrs. LØS Femnde' Senkes avis your rave as clexhii trek« by rangen-Ant seid the Mdicated ~uten ne Intormal pv of Hus rebtauhp Øve you apered tll5 a~t in ibis rap, pur Anis ard ~is re ~ed X 1.65 Ranere' Sevtes and not the etroduceig bater. and you rant ~ampert ot ry fer0r0rOlnr5S1>n n'tird All Made suteren« snak be etrend anene rid anerase I na obledei To n svag wøun 60 (bys • Please diva rusken« enprims ~res to the Inn: Cherd helnom Normalt X 201.352 1699 or tolket al 000-3544103. 8 00 A ne to 6 0) PM fl Mcniai thiougii /edet or h vranga ISS Poemet Senn:sin& Clan Rakkes Depaernint P 0 Box 766 UnOn City. Ni 07(37 • hi case el mars« ~ens eirut n elecoonK lunds vanda (ST) bil p-New, «LIS kur dcian cad trass-Plass, all 800762.1000 or nrce to Le3SFriarcal Sernak tas. 1000 Marbor 8W .6a" 11a, WeeheAkmi. N) 07086. Ann IMASOSA CM a Ante 35 San as scu can. dyouhesk Far Uranen« (coax 6 'merg °tils° Pal rate nfesTungn Lout *trend« on the ~mini ot «apt The Mn «Cad Ner (X re labb) mua ~Iran pm ne Oter Ør, 60 ~alter the fem sent you the kst strange on sikkh the er« or probkm ~red - fredde yre rane end .10:Ount «orer (il ara - Dembe Be erter or the rorla you re ankre atOks aliNeNgn aS ~ly you ran reiv you belma n is al «roror ne5y pm «ed mere niernekn - Brodde te dollar trisene cd tie st:Nedad «ra The Fem« C rd Muer wil mangel. yotr ~bra rsf Mllort(Q Plar« promptly Mose make al &aks preka lo In* Ann« Ne ~ir ndraled on the kont ot the sla~t h addt kes to regier rcove legs. roxint mei be kboed to c/1=M~ Mn charge: k< lrepaymr for srurt*: purdsrrsndcMgn fce trpad rrevits cr,h ascoints Aocounts Nal nen!~ to aha nitCutons rna( be NON« to a preka fee UK Isete °pilene UBS Onen Organ ler ~n7 ads batrXe3. tifliCes to bar* &peses x UBSIlink USA rduBS AG Streka «NN (ark Snerp hograms3 away maket mutuX kautt Nreney fierds) and the IsteretaIX DepeSt ACCeint (0Alor CuStOrnen «bh n rnanabonal *esc" letanagernPnt Arsouni llunr9r. eit Eirik Smed fatets. con babnces re swept fo tea Bark USA up b as estabIted Pm and thai to ISS AG Stamlord Brei" «a lfryney Fura Noens at LØS Bat USA re FOK risured n «ada'« Ivan WC rutes For ex« acensahon p bro nut ham Idic gsv Depoet X ISS AG Badord Brant rd dviesceleasey fixds rena murte by the FDC Through the On ayelable to ah bein« are syra to «pli« aaarts a LØS AG Nesle« Bransh nd ISSIG C almen Øards Nese ~as arena nuel by the CD( BalexesheU x the ISS AG C !rin Bran re terpa. dy 41>05ed TO the sesamen rid of theC3s~ lealds, and hem e x quarastecar otrer obleatiri d 16144 ho reaY the hatexes the* on the LØS Gasnus's Berns bere Depoet x ISS Bre USA rd eamUBS AG Bra-ds rena primaser' by 9PC Moner bend shaeS praeled by WC Set nes Fansol Sevass Account Frotection" belen Upcn pu regla,, balnrs n tie Bak Sharp Program a OA mer be retsaarin ad fl es Of leoney Fund mai be iidalmed and the piocced: returnel to yre'« pv ~un Yretkell Furter eiersakn Se« »slitte «Kap optere incldng orren, marint ran encl søkn. 6 reia« x www ubSo/resweepyialk knm pur insi& ~or a by tåkg 800362-1000 UK Randel Sneies ecceert rotute The Fim k a ~erter el the Series Nve« Protecnon Ceperatiel (SPO. ANN prowsseosnies anestril of mertes tp »1500000 (isberg $250.000 for damsbr card 7A• SPC ara ;rexen«, tirnYY CX» I0 all KG" Napuhold n apaniflaay The Fart øgeha wth wnan alliketet ha ase Nrchafid sktpkancreal tealen The morenen alpint payabk to all Nigbb dent. colbcteelf unt." his protecion e WC melon as of ~er IQ 2013 Sided tote polry order° end kneatcen ali at tie Forn 6Utter parecled fa up ki SI 9 ~n n *be ~ega ta ll pur accovilsheU n a patos'. capaay spyol A tvl flepolcy Plang 6 «koble Wen ~ 2 The SP( prelaten rf tie supple~al prakt-an bolk do not -45119 to • C *nen ferm« adels conuolled bylad Mord nype accart vak») but held away from Les f SerVrOii (eg. «nen (0(aN Mitar*, «)(ari ML% AG Starnford «endt Ofi numne rrociat narrig krat« rruelrt rd Od dens of rubel kna yre« kai slams re mg~ ~tty in he nano of the renn keia en the baks rd «ara of tie «babb mva or trear agere). • («tan merren, contra" or rheragrit ~st (e g . knas painerships rid prvae ~ems) Nat re na regislael ada the ~nes Åa of 1933. and • Conerodines contra:n 40 g . forer michargo nd prakus Nar ammast tidectkp humres anna; ali, OpenTOCN OPI« comracts The SP< prolation eld the arnil~protectbn do not myryr to thfie essets Nen d Ner ah!~ sopperm arDkr Patentet The SEC pron and the swpWrwit Øfdon do not «Mal agens* chinges is the rimkat vabe d pv reestmentserreter as annal of mat« tookonsint. aua branepla of All."Akel More WOMIX.On 4 ~ab ki tem ~st Tøy may obUyI rya nformation Xnul Stk. Micludng the SIC Broa«. byca-erme SEC at 202.3718300« by heiing te SP( ~ne al mva Nec «0 Itekreesmontarognni ORØ) Die en, relleCed 4 ri enker en« Ytt.' må} °titan the nuet yrne han pur rimlett Adr or Guy Wien Pres are prdsasel adr VIP. partial chief seil be soll and die ølt Al be agesned n ptr accours Tie diliSerld renaerc prix mykhet by the auer nydt(. frosi the mælet Fecermends the paniel Nam re sold CasMbliou Omly ratio ir unt, Inly be hold in pv nett fru re estited to aprilelm es ar h of a64*nd ~tnt or orkerivice. Forn w8ertery 1 panel vies x maket ria or aCapt an Oneenred by a tegdttred (kan) agexy. anevedl pv mant lommene/n riblealves the mesanen, obpaves ane rit protik are spar< to erm acoxim rid my vast bena«. /tem rbee the Inn aompik a ~g of any snedart dize h ymte franci2 studen a einstire« cbraves For accoure hekt pu derose ene ol the N lowng vasene-a ebeatteS • Reda evnet frxOtyyt Inionnienti ~bin; die genital kn of næmt only • NAeue elPga. bIPP140400n Vivesinanissaking groe" el preXpal rapa ton the geneteren Ol nam? • ItttAiCeCOn•lTninon of (nome sed C~APYI,0400^ ~mant vang tab ht gaseraton of race sid gossen ce Brno/hal 0~11 rbli pretta • Conanuekt Saks to fikentre filial eipal van lem ryas a4 rola lita to tie rave «fl fan fl Nat <news the arourc does not geleene s4ndicer income or IS", and myndkoro pace MIN in' lina, • Amena siatIng so rap: sortar& to ir~l rid aktre terre a ixtttya sak hiter recirns • kives!~ Virring tO apt hgh nøt t0 aricloal dd hgh plMya s el.htgi rerune oset orm Statementimmehoklior vie nay o>nsoklate al rotred racet stateneMS svai the kr« ~e« in the same «eka. Acaustsrnay tie «byd la Nis «nose boaer hy hase onner; nho oho ~aen lov roere relx Pelse» seilt od« dent al the Same adchess The precice e Venn "novereildng • if pi pele lo reetne imkUual stfterientsineded ei separee CONFIDENTIAL ervelopes —pu inn dedny householln3 bye:Krig pur En:mel Adinsor Finnet ~Mat nano 11efnereg rava nat* aflects mfarrotien that «Sere] On the Hrn's (mine sanoes Nibs.. It e a ru:tomler« 'ni:krime« Nam by keit a aua you wth your rairdreceng n him no Icga øft« on par ~unt lee cm arie» pv Frender raka nanes. throup OnIne SennCeS « tg areacuip »NS inancelAO•b« Account *virak« • Vanedryg roxinzipoeXceo Na 01 assets ard laudet, • Aren !nakke avlable als bebexes plur, lof reieztal gnurk, (st ). rid Global Ty* Deposek unrealind mats to maket ard cenam roa; na held byte km Does n:4 exbdeuvinced ~telekset x tie end ot the par andGiret Iliteintnt Neo« a pr x* hørstrx.x>. unined *4 , colixrt and «rant b stod: ociliom • Ciabeetes eldedes Øt balrices. outstridingmrge lom. ase Inc. shat ~unt bana, • caserinestaytexce Toer of minesadavathkaN bSarion. eke LØS Bask USA «daa batrion UBS AG Smatra Bramn depose balrxes and mcney~« rrukul fuld m.m balnet al the dose ol the $431~t perEd Nonniesnedity ame nede belascin fl yets ~unt arenes sitiregaed fr" odla balexes Potte Femmar me Bit of these krids n the ordisry course of as tuirms Mos. lunds Lrepayable tpon p.r ~land The total ci inclekd in No trav peind dos eg prut Ligning information ba detaitd nlamaton on !hel rn.> lenda; prsci iss and ~wen Mat* vovClem Mill beit e Agn-4~ or Accoux Ågeren, aud the General Time ad Cceditern LØS St-flakes% of °ale Frecta$ ~NN n Agnk~s ~Occ,xwe ar nfr • mv.no-nw,v o•na.‘ lamme« Yof flattant it*InCeSSearitk5 and oter SWIShEld n the romant at the ed el tie ~anta (keiet VW MP/M fa eti:my cd trArpakl'AXWinn ar &ri, tese Olm nemer rectere savnes used x han solhm me aha al" BWAShinn b . die on Nem Kry ~non Innland P the dyng Be stressen pernod ane heat at nuret r41.* a, Of Mi gni ol the MI4fnent pasod • Cosib:sit ~ting thea basis of the searitm induded n the stilna. Sote atti:« wth ete nyare st • LØS Inido Sevashas «led on mimra ion ohlabed tran muer, otrer tran LØS famna Skoten. nexcIng nlormation Irtm aroma lin or Nr you Nei iuse prefiNd a y.« firvicol ~a The firm dag net htløpendenly ~ty or ~net* raracy ce vaidey of ry issormx en prosided. by purres aha lhati LØSE ~al Senkes ei Molten allocepUBS Feiande, Senkes genrally updates he tionnern as t 6 ramad the Fan doet rut preside ny ~ams Mai tre niirmatori !nier 'Cosi ham' and •Unreelitird gangsyn" is xas *e a of the da Of Thi; ,alltann ds axli please do at rely en he iniormai lan to make cuichaae or sile ~stat la la pureen« a omemma ~unn eriskna to the fen merrene« glidt» nlorrnsen ei-lykr the peri'd of tirre tleyae held x the Fim lebrehinormal samhon Cal be ~3 by pv Famnar Ada« • Unnelbodgelnerlomos 1115« mo i matem fmmated urt-ni:ai` ranar: ;95 Y. CZ.Dialel tot SDNY_GM_00026640 EFTA_00 137260 EFTA01278167 Important information about your statement (ORO brIUSO ittridalseurity kris The tananion data for Nadal lot may« may na Nett cc minsom chagesaWor 'toasty reorgendahan went (»Wend and other renntront lots and »strut pat ate lot are eats ereend iodise:Lay one arerwed lot The • Trade dz.' Otani peesents the cripnat tranattnn baJedate • Cideable norkies Bonds and panned trod Mal te towcolt tor ealyrt4erptoonwd beselected nma-thrty by lot tom among al wanes of that awe lib in out rune a es ~me naw for as dents (al Maw «cm« en ei «oared bom thrd pains aid an «oozy t rol gunned wier Mil lends may eon WW1 could ilea yell complete 'Mama Ion wi beprovided open r•Cuellt . Seneca!». of deposit (CDs) (Os are MC nand up» $293.000 n pampa and Sound ntereat pos deponor and per ~Meg ',natant.. n aXtrd-inot with tfrt: nibs • ~oak» PnceaCkplend la oerdes and one products row be hiller er Inver thr Yep pro that you MU kJ tau» «awe in te maks Feces are °Maned Iron valact then pattysources naaai weWhere» te relate, but we do not gramme eel' a:curacy - Wo nay use to denng poor when waistb ce the mean or Pend art ik poes Ice lazed securcz red opts« or on y bd pots tor OTC sewing - Let stony cad warms maybe prom aanga wear. model a tenon; roomt Ma we Maned Mr -win« Mien an at« matte PnZe or wan - (enanp011iOnS may. atape. Mena apex ad roll show z 'once was not artilable A we are usable to obtan a prce for a «wry - Deposes a welles den:rinsed et ~cos other tan ti S. Miters are ref bled a the oat ago rat as of the taant date - For «run senates Dadrm n noreatortng denomnatat. poe at Watt dacevase)mar han boon aimed» Irma. prow vábabon To Obtain went WOW." when waist». max yos Franc« Whew • Prima Inneetrena and structured «soda Port. -motors :aunt (nelidng diced pairtpgion progran aid real estate (manger ton wont) ad sinchred product strand., bitty 'BMW <elan structured prakml s ham nor ban rogniered ~tithe Starnesao Extb~Cannissam a WISH any state statutes Wes We vow*. estmaed whet la «in« nwstmers swoons and wind« prods«, br tom« enalpuwoon only Managua rot 9unntet5 - Thew vaunt maydiffer mbstantolly from MGM, Ray al Mm agnate ~doe« «curry« remled pinta maybe bawl a sold aid do not neap-Ray represent the wan you may etaa*UP:a 14 ,klarnn - Shed arty eamaes of robe are as of a ran <Jae red at taplied b ISS Sword somas on areset« baus by an neaten:Sent slaalbum Urn - new, general Prow or gars« «rimed yahoo d any. are ampind to te inn by te mow, general partner a sponsor and may be °Waled Axed en <afferent estimation from that used by thed pant to donee ther estimand vans - Youcm obtain adelnunal menumaten regaling the ~logy used to determine the mutt.« vabe and the dare of the torrnamn tat h te ban (a the Went. hyaena:tin your Pinasdi &Miser - llsnd patty ~aced vabes may be reflected as 'Not priced at setae maws when an 'Fxlepenfent valuation for lasent tppied of is male b awl a vise when we Nana awn that a mantil wedha .owed that may alla ~only :mond valse r03 nUeSIOn. Ce whin a were would be highly speculator. duo to to tutus> of the stony - Wien «Idler an data general panne< a sponsor estmated yawn« a sh rdpany witted who is presided the Wu. of the warty yid bedirMont ten its piton once - 'Criarbutions to We' mar nobs'. rent of canhal, wane er both '00130 a swl spe' rexesrints do owl «fang pree yaw unir rd may rot reflect you on bib • Itowicted securities Reanctedsecurnes generaty are not curentrytegbie fa pubic sale IRS hum« Swaim uses the ~kg price of to awarded mock of the sane «twat muted Yak* lathe rented gust tit pugosss of móstdxneMoar To the warm Ifirt restricted wont, are «sable lor sale. to wk. receind nay be subsuriddy Ins con the imputed whir own • In. Mrtinatad) ncaa, arm% yields and rams. An entinate of aywat homes bawd on Gwent endeed aid Meta rate& anning coo venaities Mil be held for one year from manned date or and nutty Thrs *Manta 6 on a guMline. aCCuraCy 31d °Mimed Marne ate not shuraneed - Est :noted WSW income dui Ment yob for cedar nneSel worms mold Wade afghan of grincjoa or gory( gans ei wem case the en Crane WOMann yolk movie be *ventage, - Connoted twat .io,me aid anent yeti aid te acts« nown and field mght be twig cr hgher tht the talmated morns - An ramitc ol wyralsied income felvidird ender «west Meted by the worn make vaatarea, barge a based on the ba «Wend or twit payment made by te now and amines tie sewn indepoins wil be held'« one or kan the statement dale or us« maurty Acacia ad contested rid ae not gannet • Asti net held by WS financial S waken Conan Mt ae rot lob byte fem ad not arum te fits possess«, or anted Thee assets re miptand en your statement for irdonnatonal pszrorse onar Positions all rubes Pr esenled te pinekd byte rong firm WS F noel Swots a not «zombie for this Merman's and does not guarate is aeanCy Thee asset tenet prowled by SVC « to Feint supparnenuf WC coverage • lefvena Sating and addklanal competed«. - et «Winn to mminissom on man aid 11b.1 lees nomd in connectors with the darrtuton of rodua funds toot, Mints we alder our Striae reone renrue tang pynenufromdarbutorsandor adelton of the mutual funds tat we soli These amounts are based on hvo dannen antonints the amount eI saksby165 of a wilco« mutual fund family to on dents. ad td the wart were of a primly TINY fund faints shiresNM a the Inn - We rid eat alfadte afro, rect.e retweeng aid orreutustocessng lees es ondwaton lor wider agent we.l:n mat we proud. to rho coral funt These fees pew" re pad torn in.estor men in the recital find and re a trod dolt< null bawl on the numb« of =ants at the troberdear holeing mutual lurch el eat had Ianiy - in aide ion to conenswnS marred ei ornedion wet the sale or darbuton of a -naymorn= ad Init or•Sbm“ tan unit to al dent. we miler our all illene reuse «On.* tong CarpenSance Icon Maiyol tie narranco °tome: indenter.; te a-rUny Centracts Oilatenol the Cuts-rum cormalis «sponsors a tk Unit 11~1011TrUnS wt *astute - Our aliens also recess trading commoyons and onset otpenuton kern annul hews rid own* CO~ki Vitit rot) xts wat discbuur - Werectaas anus fee from LES 8art USA .nl USS A4 Stanford Brasil ot up» 115 per a:Couni weeping to te bark% Wis Ito trt$ Bs* Sweep Prograns AWN, Introtim rogardng oorrentWers arid other charges ironed n connection wit the ~cordon of vales «bang option Vassactons has been ncerded co oceans:tons prevotar lunched to you. aid sail be worded to sou pommy on ~ea Short selling if you areengaged in tort sehg nasty. you may rat a Mated» to well, known° cost fan« paloila warty Open «den R•Ording Wen « 'rtoodeilicanceiled • orders that Wire not M i d k iwi byte fl ow« dae. Open buy aid Sell 100 odes re mixed by te 31113UOt of «Mends a rotas on an eadirdentor eynght date wins melted otherwise by you You re reowmble I or orders that are touted doe to your lodge to cancel owing open «den Tas withieldbig on ~on from MS Financial Smite' IRAs Federal tie Saw twines .45 inarcial SenrCes to ~hog income tar from sour Unable IRA &Want pens. tut you may den not What, tae wit Meld or. intend. you may elect to have Ir yerhheld a irae d n a leed anoint as you choose Mkt Moon vu warn n effect unti re•olcd by you You mayrevoke sair electien a ay tine by mtun9 anew Warm If you do not hen enough none tar wilted iron your distributions. you maybe «womb* f the payrntin of «waxedus. You may nos palm« it fee amens WHIM ani your eanuted tar payments re net educt CO yea tar obligati« Privacy To obtan a copy of weent (New Primy Arnim. abr. metal miff Fnagraladmor arrow« webs« a: ymny litt«MitnianeMay LES Piano« Sefonts Bo is a bat The IMM. Fumes, keilanAccouit BSA and WM abbot:anode lantitS rindi arcade access to bat na ~5 and MCM.01$ trough minmenu wit affiliated bats ark other MS. ',Mybalks. and arcades aocots to norm« aid minty Brodie Wood by star doted thrd carry Wren, compares trougS nairae agency subs15..e es of ut Mahdi Swann tic Inreammt. roan. andawayproducts Pert IOC Wired • NO bank gunmen. Mar We Vain MIA fteMuMt Ntalag~ 30:Oult. Business Sawn !corm SSA. tint and ntetabonal Resource earograron CONFIDENTIAL Amount ate regained fence mats of MS ~al Servies Inc Yea Sgnalure is a inhered woke mt. ol visa fleem Knal 1.85 Wsa Sombre Cede ardent LeEn Visa debit cads ate issued by IRS Balk USA wel' gammon trom v ea u S H harpouted Ual Financial ServiOes Inc Rev 201407 SDNY_GM_00026641 EFTA 00137261 EFTA01278168 Retirement Account ;It UBS U85 Pnancial Semites hc 299 Park Avenue 25th Floor New York 1W I 0171.0O02 CNP70057830270014 XIII 0 Account name: GH1SLANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number Your Knandal Advisor- SCOTT STACK MAWLYLE CASRIEL Phone: 212-821-7000/800.308-3140 Questions about your statement? Call your Financial Advisor or the RMA Resotoceline at 800-RMA-1000, account 029023697 lfisit our wasits: www.ubscomtfinanciahervices Items for your attention Certain mutual fund shares held in PACE Multi Strategic Advisor and Strategic Wealth Portfolio were converted in July and August. See your statement activity for details Member SIPC Value of your account UBS Strategic Advisor August 2014 illirlaraLL IRA NEW YORE NY 10065-7007 on July 31 (1) on August 29 (9) Your assets 56,929 89 57,033 30 Your liabilities 0.00 0.00 Value of your account $56,929.89 Tracking the value of your account S Thousands $57,033.30 569 • 570 • )u12014 Aug 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdra,eats Y.:to investment return. Divdend and interest income Change in markot value VrJuit of year accetrat on Aug 29. 2014 So co 790a CHP7C00?00578.3027NP7003158156 C0CO; 0814 0305 100000 Pap BS of 90 SONY GM 00028642 S5692997 5206 46 .510313 $57,033.30 CONFIDENTIAL EFTA_00137262 EFTA01278169 SUBS U BS Strategic Advisor August 2014 Your account balance sheet Summary of your assets Value on August 29111 Percentage of your account A Cash and money balances 651.32 1 14% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 56,381.98 98 86% I Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 0.00 000% Total assets Value of your account $57,033.30 557,033.30 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: NMI Your current asset allocation A D Eye on the markets Index Percentage change August 2014 Year to date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4 81% Your Gondol Advisor. SCOTT STACK MANLYLE CASRIEL 212421.7030f 800-308-3140 . Cash and money balances may include available cash balances. 1)95 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances Set the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% OleM001)005783028N1170C0198156CCOS9 OB14 030571Dot CONFIDENTIAL etatlikre_otkocoAtitS $6 of 90 EF1'A_00137263 EFTA01278170 *UBS UBS Strategic Advisor Change in the value of your account August 2014 (1, Year to date (I) Opening account value $56,929.89 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withdrawals and fees, including investments transferred cut 0.00 -82.07 Dividend and interest income 51.68 206.46 Change in market value 51.73 -103.13 Closing account value $57,033.30 $57,033.30 Account name: GHISLAINE MAXWELL IRA friendly account naine:IRA Account number. Induedual siement Account Account type: Dividend and interest income earned Foe cuipotes of Ins statement, tafebny of interest an: deaden income eat been determined from a US tax reporting percpeclive, tatted upon the residence of the account holder, account type, or product two, some interest ardor Oh/Wend payments may not be subject to United St*es (US) ardor Keno Rico (PR) Income tares. The tient monthy statement is not intended to be used and camot be reked UDOn for tar purposes. Clients should tele, to the al:Vette tar reporting loam they recent from 185 annualy, such as the forms 1099 and the Forms 480, for lac reporting information It IS the packe of U85 to lilt tht applicable tat reporting forms with the US interne Revenue Service and PR neasury Debsitrnent and in such town accurately cidury ducknct antlfot Interest as tar exempt or tare*. income. Mese comsat yam Inchodual tax prePtifec August 2014 (1) Year to date (1) Dividends 51.68 206.46 Total current year $51.68 $206.46 Total dividend & interest $51.68 $206.46 • =I Summary of gains and losses Wlues reported below exclude products for which gans and losses are not classified. Realized gains and losses Unrealized August 2014 (1) Year to date (1) gains and loses (1) Short term 0.00 0.00 -a 31 Long term 0.00 0.00 -559.83 Total $0.00 $0.00 -$560.14 Your /Isandal Advisor: SCOTT STACKMANf LYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account actntty rho month tot decals- Balances In your Sweep000ns are includedin the cpenng and closing Mantes Taut. FDIC insurance applies only to deposits MUSS Bank USA, not to deposits at LOS AG: Starriord french or bank deposits placed through the URSInternecorni Deposit Account picgram. SIP( protection applies to imam market sweep fold holdings but nal bane deposits. See important inbtoation abOut your statement on the last two pages di this document for cools August 2014 (1) Year to date (S) Opening balances $651.32 $0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 51.68 206.46 Total additions $51.68 $939.85 Subtractions Professional management fees and related services aco -82.07 Funds withdrawn for investments bought -51 68 -206.46 Total subtractions -$51.68 -$288.53 Net cash flow $0.00 $651.32 Closing balances $651.32 $651.32 SDNY GM 00026644 CelP7C008305783029 NC:7003193i 56 0003O 08ln 0305 10000 7 ege 87 of 90 CONFIDENTIAL EFTA_00 I 37264 EFTA01278171 UBS UBS Strategic Advisor August 2014 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $723.24 Closing UBS Bank USA Deposit balance Aug 6 5651.32 Number of days in interest period 30 Average daily balance $689.68 interest earned $0 .00 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual nt Account Account number: Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectiws, disagree with them, or wish to change them, please contact you France' Advisor or Branch manager You can find a ful description of the alternative investment objectives in important information about your srarementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility ConWerabon None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • Your account cost basis default closing method is FIFO, First in, First Out. • Your financial Advisor. SCOTT STACK MANLYLE CASRIEL 212 -82 1. 70301800- 308-3 140 Retirement services information Summary of your contributions Contribution type shown m this section reflects information you promoted to us, and we are not responsible for itsaccuracy. Note that employer and employee contnbutions are reported to the PS for the tax year which they are made Contribution type Current period (St Tax year 2014 (1) Tax year 2013 (1) Transfers 0.00 57,012.04 0.00 CHP7COOX/05783030W000198156 00009 0814 030575004 EMoiftlitiycmoacetteis 88 of 90 CONFIDENTIAL EFTA_00 137265 EFTA01278172 SUBS UBS Strategic Advisor August 2014 Your assets Account name: CHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Sunk paces, income and tureen! vaues shown may Isefoment-We. AS a *Sulk gam ~losses ma/ MI be accuralely refkcled. See knporzsta inlosenefron »our your statement a the end of the dxurneM for mote infornmon. Cash Cash and money balances Cash and morvy balances may include avalatie cash balances, UBS Barn. USA cbpont account balances, UBS AG StatriOrd Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by tre FDC vat to n applicable limits, bul are not protected by 9PC u85 AG Stanford Brant h deposit account balances an not insured by FDIC and ate not protected by WC Money malket sweepbalances are protected by WC but an not insured by the FDIC. See the Important information about )our statement at the endof thin document for details about dour tidances. ricking UBS BANK USA 1XP ACCT Øreng balance Clonng balms on Aug 1 (1) on Aug 29(1) Pnct per share on Aug 29 (I) Average late Your Pi nand,/ Advisor: SCOTT STACKMAMYLE CASRIEL 212-821-7000/800-308-3140 DSC/endInterest Oafs in period period cepamount (1) Fixed income 651.32 651.32 Mutual funds Total temvested n the rots ct a icrwested distends n does not include any cash deiceWs. e is rot a tav lot for the purposes ol determinng hddrng periods or cost bass. The shares you recerve each tirre you reinvest cledends become a separate tax lot. Cost bass is the totå girths/A cost of the security. inducing reinvested dwiends. Tre cost basis may need to be a:lusted for return of taptal payments in order to determne the ad usted cost bas's rill la< (tooting curposts. Reid% 1P MORGAN SHORT DURATION BOND FUND SELECT Symbol' KLUX Total reinvested (Al: 1481 Current yield 0.85% Purchase once' Ntartlef Averark once of shares per share (a) 5,172 659 11.008 Client investment (S) 250.000.00 Ifineaked (far) gain or loss is the dfterence between 1 he current value and the cost basis and woeld generalg be your taxafe gain a loss if tne security sea sold on INS date. The urreaded (tao gen a tots may need to be alusted for return of (Vaal pairnenls in order to Minn ne the realized gen or sass for la reportingpurposes investment return is the current value anus the amount you invested I does nal Include shareS that ate not reflected on your statement, indudng shares that has been teased as either a gain or a k0SS it also does not include cash dndends that were not reinvested Cost Price Der Share basis (5) or Aug 29 (5) Value on Unreadednas inieument Haring Aug 29 (5) gain or loss (5) return (4) betted 56,942 12 10.900 %,3131.98 -560. 14 56,381.98 SDNY GM 00026646 CelP7030;005783031 NP70C0I5el 5600003 OBI 4030575004 Page 89 of 90 CONFIDENTIAL EFTA_OOI 37266 EFTA01278173 * UBS UBS Strategic Advisor August 2014 Your assets (con Inved) Your total assets Cash Axed income Cash aid money balances Mutual funds Total Account activity this month Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: • • Your A sandal Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821.7000/800-308.3140 value on Aug 29 (s) Percentage of your account Cost bests (S) Estmated annual intern, (51 Unreaized gam or loss (S) 651.32 1.14% 651.32 56,381.98 98.86% 56,942.12 481.00 -560.14 $57,033.30 100.00% $57,593.44 $481.00 -$560.14 Pete Acthity Dexnetion Anoint (I) Dividend and interestlicoene Avidends Aug 1 Dindend to MORGAN SNORT DURATION BOND FUND SELECT 51 68 Total dividends $51.68 Total dividend and interest income $51.68 Investment transactions Foe more info.mation about tne priedtape shown for restricted securities, tee Important Information about your statement a the end or this doconent Prcceeds Iran Funds ernestment vathdraven ler AtOutd Cote Actisity Description Quantity Wive (I) Price (S) transactions (S) investments Ito-4V (5) 'merest (S) Aug 1 Reinvestment JP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.89 NAV ON 07131114 4.746 51.68 - Total -551.68 CH1,70002)305783032 NP7000198156 00009 OBI 4 030575004 a loiStriticom_0002lititsi 90 of 90 End of statement for account number. CONFIDENTIAL EFTA_00137267 EFTA01278174 Important information about your statement UBS FrancialSeares Inc Cthe Fin a OK Fisrecialkaces). is a mentor of al Festal security. womoddy aid aims echirges Usst Withal *was and IASBanitha se Oliva eubtalizin of ula AG and /Nan of ula Smola u.0 the Frees Maori Poen 4 amiable con repast the knes enema* of Ices ay at 185 Feudal Savea ho 1200 Haber Boulsead Wawa en NJ 07086 1h6SlatKilent represoms the ailyacial record of sorra Fmaroal Wan account Other wads. except °Heal or door. eau. conufwg conlOn9 dau should not be rebed upon if you before Owen a *aft a Oin6teCo. report A rernedwelf n twiny/to theerach Mawr of the once sear; your amour eithwah al frit torn are intended so be aCarate. statism data Told rot be used for taepuposes hey solely on yearnd ins Iona pen, For., 1099. 5498. 1042$. tic) when poep./ing rho' la< ram :her rm is requad by tan to reon tote PS al trot le Orden& mantle now table dvdscds ad wade men tamed al SrainteS held n your Kean& nd proceeds on sale tranUctunl, and cost bason area cowed 5eaintoes OmatadatIons Mt Dm Film • PleureUntient fl oral commicarons et strut TO further prefer your riaot ncbding you rafts undo, the Searnes boor Protean Act (5P4) • rf the Snood martian on the top Mt of the lent of the stalinwnt is not 1.135FitInColSorWee UPS Franca' SantaCIO* par acccur adoring broke by araigeord rah the vacated nauton We Informed you of the eastiondm nhen you opened this aacan In the case. Mr finds an) semi: in re bored a 1135 Frenoal Soon red not tre rtrodumg bother. ad you must mare a report of thy ace carman to bah finns All accounc StaWrencS Shall be deenEd carpi*. and acar ate a nr cep:tato n rang Who 60 days • Pleasedirer customer napkinsa force to the /nits the Reditons Dartmont x 201.3521699 or roarer. a 1500-354-9,03. 8 00AM to 6 03 PM El Monday diloupinda a in rang to ulicarnanal Senna Int. Clem Relations Departrront. PO Box 766 Unon Cien NI 07(67 • in case of errors of ormoons about as ekoonc dads tondo' din bill Panay of U35 Vet Mtn cad trasachons call 800762.1000 or 'roe to 165Fnancel Saxes tic. IOCO Kantor BW . 68s Ina. We€te.M,, N) 07046. Ann IneW135A Sava.: Cal rimless soon as you cat A you nk put stawnem or recto 6 worn Oe Alto need 'pier nformaton toot aware* on the stolen or ream The Fen (efard maw (as cep IOW) mud her tom you no OW thth 60 days alter the Frmset you the rest swarms on Mush the sox or protarn arra - traria you nine and wow number fil and - Deicrthe the error or the raster you ay awe atom aid ratan as ready as you On why you NOR 4 ben era a were you rod mar niarnxian - freed. tie day anon of the 'unwed MCC The Fim or Cad bear ref nvestipteyOtrUniOtint ad will conect erg tor& prottptly floss make al ticks patio to the krnor to Mari maser ndcated on CO front of the daimon h ake ow to regtla axorint Nes. wane may be erbal to mamma feet ohne:Ice ute parent foe sesurta purchases andoh:ryes foe aped arairth n car, arounts Accouris ma are teatetienid to other enteutOnS maybe :Oda to a bawler lee UPS Sweep Optim U85 offers °plan for sweat? cat balances. bathos to bank &posts at OK Barer LISA Ind UtS AG Surreora town Olaf keep Wean). weethorket mutual lads thaw Furels) arid the hervationa Depot Accowt Dada customers Mei a anautonal acute Management Acouni thicuoh theme Sweep Fr011ann. can banal. are Swept 53 185 Bat USA up ko a estab145td Iris and this to UPS AG Stanford Band, a a Saner Furd Digests at WS Ear USA areFOC enured n cordate wish FO: mks For mar Howson piece nut wow ato thr Deposits a 185 AG dareced Beall and *remota:net Folds re not enured by the FDC. Through the On. zvalable so ash Maas are Swept to dposit aCCOvete a 165 AG Newyork Brach rid UPS SO Carman BraaT. these deposes toe ricc nwel by the FDIC Salvias held el the WS AG C apvn Bads re tapas ily oposed to the scaregn rid of theCarnal Idadt and thwe 6 no guarantor' other °blab:noel-65AG to read the balms whie on the 185 Camas BUCKS boas Deposits a LC Bar USA ad each OFIS AG Bath are no preacted by SP( May Fund this are proceaal by SPC See 1.65 Foaled Senses Account Freterion' below than you rcp.s.2, batrces n tie Bat Sweep Program a OA mar be witicfarm and does aerator Fad maybe tquidad, and theproceeds returned to yaw your swain es arose Father nforinden tout aaltle snap omens. twang anem merest rates and yields. 6 aria* a was ubSCOrrienrepyOUS tom your F nand Mvilor a by oaring 806762-1000 Fmantial Sanaa soma partation The kin ila Ureter of the Savoys Mena Protection Coaorabon (SPO. Whir protects sedates rooms of a mentor so lo 1500.000 (ncledn) 1250.000 for dams for cat) Mt 5PC assn ;meson tirna‘ *Or to ail Konen thetruheld n a partake' caarly the Ferri together ooh tram athletes ha also purhard saps:monk: stonato the threnuin mount payable to all NOW dent. collator/tiara; protorion is 550) man as of 020511bif W. 2013 SlMed tone poky orations and Wotan car at the Finn 4 Frew protected for up so SI 9 milkn n the another. for al your axosnis held hepatica, copeck Afull copy ol the parr *tang 6 leaWale WOO OW02 The SIC prOIKISo and the supplemental prooreion both do not SOAr to • Conant retreat:es controlled by (as Faded rout &count rake) but hell away from kal$ inaloal Sawn (eg. anan Clot 3035[0re, encash and% AG Stamford brands Oth inmate modals. noticing web* ma a ad Oa Than of mutual Inds elder deb shares re reg coed awry n the nine of the adorn holder on the books and records of the aplobb inter or trader agent • (erten nernmeni cormator iworment Mown erg. Mined parowshas aid vitae paaments) that are na registered coax the SKINess Act of 1933. and • Commahresconiran to 9. firer fechango rid preskus metal antacid. nclzIng Moscone-ars and COMTOCU *Pal contracts The SIIC proration and the papremorat protection do not apay to these assets then d They otherwise appear:7w stawnents The WC protocol and the papk'weai protection do not ;need nand thin?, in the nude vas of yosr arestmontslacher as a result of mated moremmt. ewer brawn of otherwise) Mae arorrawan t salt h Lew Motet Vat may obtan awe rtformalon about SIC. hcludn9 the 5PC Broctur• by ammrg SIC at 202.3718300a byre/rig the SIC roadie a:fawner/GI Diredeni p Inownem Prey am OFIP) the ace reared eat moth price You mar obOn the aCttJal gee from your Fiesta Moor Only Mole awes are wawa Wen OAP. pawl dunes coil to soil and me ash wit be decosred n you amours lie thredind renwernem pro mated by the iSluet 111111 defy from the mole ciijett With the pared fors an sold Chair au Only whole unit few be held in you noun f you are *IOW to 'ponetoe as acme of a *Attend puntot or orhowte. the Firm wt ether of panatelas make' price accat an atom &unwed by a registered ckang enemy. and rode fxr account leyettment Skala. the Meg/Vent obUtueS and nt proltb are 5p2CIfiC to rah account and marry between faze aka the Inn amply in wow of any uthecant thong. in your franca sturdier, a ensitir4/6 (butter; For each accouro hell you choose one of the fo loving neestmenl Oakes • Pram CU nail :NOON' he011nient1 sittiOnj the rural tin of name only • Aar* Cara appacaoon keeeduntsieOdnu Torah pnxpal fahr than tre gennaon of name • rebate Cone/mon of Imam and CePWAPPe0400^ aeon wand both the thowaton of MOM* /10 Wth a prnoPal Onfell risk plefllan • Camerae* Seeks 10 rumens htiai etUpat rein kw risk ad rola liry one account coax. wen Ana means the zoom does not ginoratethalleall (KUM Of Mumsold myna keep pace win inl loon • Alb4WJal Meg to accept sou. reh tO 0'044 arl tolerate so eadaalyto seek higher retyrns • Aegredase Meting to *Up hgh nee to Genopa ad hgh vanity so seel.hrth ream over in* Statement lwesshokling" We may consoldate al retard eCCOLrit StatiOlOMS with the sane address in the smear...lope mamas may be reined f re this copra bean. they hat cones Mo am maimin pont mount Waionsha will other dente attic same address The peace a known a thauserroldng • it you area 10 receive karat...4a seranhiaral h masa CONFIDENTIAL erierecoa — you may ado households+) by ding your Frisiod Miner Friondk octant name TORienthe warn nate ref kw Warman that au entered on theftynsom a siones waste It ea customizable •nderunw• chow, by you to aza you will pt recareeweg n by no Of offer on flit noum You on rage you*Freeldai %CPU nays. group OnIne Somas a by comond SN instalA(440r. Accounoverview • Vabe of 1,0t wounap: rand Na of assets and liabdites • Awns Include realiale oath Maces claim resumed osurity (el ) std Gkbar Teo Dames unreirzed marks to market and attar Mete net held by the Pren Does not ncbdeunprod szatelassots a the enI or the pea and one mean prods a rewire hn'anen.S. UnitSbad it(4, options and nectar stods colons • Oa kfes Wades debt boa (e6. OutStarldes)mrgn loan. rah Inc. short ac)oum bathos • CX.M710/*/ blares Toes of unewesied salable cat bandy,. Or LE Rat USA damn batmen 105 AG Santo] Manch depose balances and ~amaze rota I rem woo boraxes a the close of the Kann( period 14011.0:4INTIOly ff.t• °edit balances is yea account arena regraded from ochre balances ref the Femme, use any of thine hrds n the ordiwy cane of manias These funds p tppn rx.r demand The IotaefcWedh Int anon anti dosng value Lending information Fa detaad filormaton on *ref env kwon p • xi is and dicaara See to you Cam Ram beta Agrotown or Accent Armen: act the General kens ad Conditom D45 Stamen of Credo Farces cat* nA,if: eenentS errne..acrures a aaaglIsgagfar .arm ari allapo Parasols you Statellint Ulnae. SW/US and Other 3/5(15 held n the 40:0um x to cod of Be statement weed You may dR for derieny of July pad *Cat" ar any rme You may recta. secureic used 4 hal COlbteri dtiC pang an balance cue on them My secedes transferred w the Hon thing the swelters onod are lined a noel value if of the end of the sterner period • Coot basic er detraing theca bads of tee senates madded n the statement. Suer Misted rah the motet '5 ' tra Fintrcial Stryceshas reled on inlional ion oblareed from sources other than 1135 Firsthcal Davos. mlidng nfornalon born areas If, or tat you may luxe pips 110.1 10 you' Inclose Mace The Finn clots nor namndenthr Way Or guaranteethe onfacy a aidny of any itharrnaon provided by maces Wertz 165E Israel SONO. In edam Stough COS Fernier Wren anoaly updates th is common as e 6 reerred tie Fan boa roc pros* are armandis that the &cream older 'Cost and 'Unrealized gandaw is acarae a of the dote of the silaireal Ac 'JCR pleat. do OM My on this informalOn to make curdles' or sae Oozes la tar purposes a 01161.Tht ACCC•Int UZIS14.101 to the fen may reflect grans nlormaion orly far Oho parade time they are held a the Firn larehinorol Hematite, Cis be added by yin Monad Adrar • Unmarred gains/bass nher data writhed areal sec mere c;SK re oriared for SDNY_GM_00026648 EFTA_00 137268 EFTA01278175 Important information about your statement (CarlinTed) karidasarrity lots The tamolien data for karakul lots maya may not aka cemnksafts, drages ace seamy reorgentrarn wan arand al caw • oarsman lots and srtornalk ptschan bh n orb combned tO dadayer derarad lho • Trade axed came pewits the «agnat nasal lun baledare • Galata world° lends and peered ROO, tal the ISM.' <it for early redemption nil be selected waway by lot Wm amag al saunas of that die held in out name a in anew naa for OS dents Callean 'Scutum is °baronfrom tad paw ad its xora-f is not graded or Call leattses may east WW1 could affect ywld compete nlomaka rad te provided tØ rasa • ~as of deposit (CDs) (Ds ate Rd( mixed ups, $293.090 in pauper se road arrest pa del:tutor and par aposary mania n aorrance with WC rules • ~Nakao 'inductor's/ ta saws and otter produces mar behigha a bww that no per ma you woad wale recut in the ~kg PrCeS are «Tad from aka mid party ;auras Much we barn to te relief, bat we do not gamin leek aaasacy - Wo runty mot, dyng prior when «abbe or In meta or ire b4 ad ask aces fa laced wawa all *pun or aybd prosfaOTC sews es - Lot raw at traded secular: may be rind usng a alarm mocha a lam, Mani pia we notated adnunot Mint an WTI mare pasror van - Csea poseions may apex wear ape:Wand roll show z 'price was not arcilablor if we re made to obun a pea for a starry - Deposts a Srearef denceinad n etapes aide data as ref bled a the ant:Norae as of the stasernat die - For cerrn scathes acing nnomardorang deremeta ces. ace aid gurney dace vibe) may tae been oared to laoltal. wow Wibtan To *Deno-rem ceumunt Ni., watahlo. ado° your Frencial ate« • Sear Netrans and serocurodprodua Moak. intema soturtts Crictidng died podeplien program aid rea,eState radment tola S4ClantreS)ani Waved popas ternary hohir daid anal mucked prows km not born rogniontd wit the Seuvreakt and 868~ Comma a under any sue sewntws cod We roar estmaed alms a private nwstmera sacra are stand prams In Mora unatputoan only Armenia rot 9unnife/ - 11W.V21025 maynifler stbsurnally from «ad if ary a oho aerate ntestrnere securty a structured «am nuybe Øgela sold aid do not nocestaily represent the yaw you may reave upon landarn - ard party estates of valm are as of a ran die aid Jr. Replied 10 ISS trieKald StroarS a a regis bass by an ~pendent Y.31..ation Urn mur, We."' Pflug& WC.ISOr mimed varet if a-iy. ate stapled to tie Fm by the awer, general paint( a sponsor and may be °Wad tad a defaste itomation from that usedbyan/ pats to Ora ther «taled vabos - You cal cbtain addnana ritornello regaling the methodology used to determine the amaze of am and the dare of the efonnamn thi Is the ban for to area by anIxthg your Firdal Adriser - Thea parryestimated vibes may be reflected as • 1,4t pad« n sexed warns when an 'reepenSent valetas Ile KIS Mt R.ppled a d unaVe to assign a take whom beans areas that a maori wort hag «awed tha rrey ell a ~rusty atoned value eco guedOn. a ~av.** rokAd be highly ipeCiiblare duo to to mitre of the unsay - Men rah,* an di», gelfeal patina a sponsor escinats1 wane' alai -paw a Mud what is paned. tetra« Te «Tay wb Dadaist* tan is worn« pia - 'Diabutions to die' may heade earn ol c-vhal, mane a both • 0 '948 ait war rearantste Maleale ing pine row ,alis an may not read your cost ban • le blind nalritie5 ReSInCtedSeCurne genetaly ae not avow egg* I« ark salt VW Enamel Sawa uses the man pries of to restmi lod dock of the sane «Torah woad ade tor the retreaded dodo lur purposes of as sweremony To the awn tha reacted stoats are elgble for sale. Me salar earn nay to watt ntlarly Ire ma **imputed ern shown • In. Nnanatad) itØ arrant *Ids and rapt An estimate ol awn mom. a Dined on turtenl sand ad etmop ran awing To aorta will be lad lur ale year from statement date a sass Rana This estimate is ay a gudelure. accuracy aid wasted fame se not guaseed -EstWand arnual mute and dram Yieldfor anal enesol secutkos muld beta a return of aria« or cadet gam n acti Cale the tit kiccme lamen pelt would be oNentined - Estimated antal Mine rid current yield aid the acta Porn ad yeld night be ewer or hgher tha the unwed amass - on en note ol avualgod name <dotard ado «east) dialed by the data man vatanarar baloste a based a IN last duand or aced parts made by the oar and wanes la swot iterkposes al be Nelda one sax ban the stronat dap or ate ~arty Acaradiala Oaningled pied ae not guaanteed • *stoat held lay WS financial awake Conn area ae Mari byte am ad not with the ants possession or amvol Thar assets re upland at yaw stamen for inlandanal ~oaf Porins ad rain presented to paned byte Wang fen 1185 arnica Swag a not reiponsbledor this Mona» and does net gadet is awry 1/..Se assess are not prONCIed by SIPC or to inns supplemental WC overage • Itivanua aiming and addkbnalcanspensatket - on adlitai to ormnissom a tir aid MI fa narked in connection with the datralon of attla finds toots dalsyn ad« our ilbae reOint renrue fl at; aapunu from aaubutors and« ' ,Prison of ea mutual tads lex we sell Thew rants are bred on two different acacias; fJ the amount ol sagsby les ot a pancua mutual had lanai to otr cerns. ard Id Ow ran aim of a tarn, mama lurid Landis Shlret Nil a IN Ile - We aid at *kite abs recant retwang rd onstesprocessing leas n consideration for bona« agent storkes tat we proud to the ntrual funds lase ler generahr as pad lem intenor nit in the «usual lad sod se a tad dels null bake on de rutter of octants at the trobadeakr hotting mutual lures of ma fud lane - in aeon to ownswera racked n carnation wen the saber darbutian of arriury contra ad knit iiir•sli.t.4 Iliad units to cur dents, we as:loco« afar t rase reran lung C0ntenSabla from riaryof me rearm corpse: adtarning awry trevads anifassol The hasanor conatnat or sponsors a [beard OWSellell trURS We again. - Ott atlas also recelre trading commbans ale oØ6 ~Tan fern menual fads rd altar Orreries whose products we disarne - We renew a anus fee fern t858aik USA .ad ties AG Tankard arch ol up so 125 pre tabum swaung to tos banks adman UPS Bra Swap Nam Malty Ø sten rogardng cormeacra and other charges Snowed is annecon with the enotion of dales nadrkg again Vaactons has been waded orde ons prworny limited to you, and al he prorate to you «imply on nuita Snort soiling It you ay engaged in tort 'tang anosityy you may ens a charge Oa to awn batowng cods kraal pawns dainty Open Orded Regaling Open or tgoodtarcascelled • orders that were not enoted by the drawn date. open buy ad sell tap «den re taxed by the amount of «Mods cr (gas on • adithandsor angles dato units abided «hewer by no You ae reconsible tor orders mal at ranted due Co your Titre to canal exrag open «den Tax withalditg en ~on noon IS financial Simian IRAs Fedtal tat tatntqunall.85 aural Seven to wthriok/ iron tag from soar Table IRA &stint porn tut you my WO not Iona' ~1st Yrl Nall or. instead. you may set to have la ~Mc I a ara, or vatted mew as you choose Yet ~on sal amain n effect until rooted by you You mayrevoke your *Malkin a ay Ono by nano anew Olean If you do run Pin (coup omav tar warned trom your dattuliO0S. you maybe awash* for the paymos of ostaxed to You may nor warn d no mourns weatin and you estimated to pumas se not eta to yOur tar oblipatioi Privacy To obtan acolyotour dawn Cars hay Wien please gonad your ataxia Mao, credo« wasne Y. yens, an comentateotra 185 Sakes n not a bark The RNA. towns Sown accosa BSA and tfacs aes brce awe axons naads proide access to bare ServiCeS aid prams trough anagownts nab affiliated balks rid other mid. party balks and provides aeon so horn aid atuty prodacts iseued by unit iliated thrd arty Yager congas trough mart« agency tutelar nar utS Far« Se&ot he inverniat. man«. and annuity poloels Tat WC hared • NO buds 9.13f3100.• May Ina Win RsAA MS0LICPMx,agorwrii arnot %sass SenoCe5 record BSA. Oat ad ~national ftwouce Management CONFIDENTIAL Amain le registered servo mats of 1165 Fasandal Serval vet Santa is a «Owed race ol visa karrarnal 1.85 Vaa Sagnattre as* cads and 035 dad cads ae issued by VW Bark US's well wmasson from V ta U 5 A harm», Urn Financial Servioes Inc Rev 201407 SDNY_GM00026649 EFTA 00137269 EFTA01278176 Retirement Account UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70055526730914 X17.1 0 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Indrodual Retirement Account Account number In UBS Strategic Advisor September 2014 fi llAatill IRA NEW YORK NY 10065.7007 Your Nnandal Advisor. SCOTT STACK MANILYLE CASRIEL Phone: 212-821-70001800.30&3140 Value of your account Questions about your statemer47 Call your Financial Advisor or the on Avytist 29 (S) on September 30(4) RMA ResouiceLine at 800-RMA- 1000, account 029023697. Your assets 57,033.30 57,022.91 Your liabilities 0.00 0.00 Msit our website: www.ubscomtfinancieservices Value of your account $57,033.30 557,022.91 Tracking the value of your account S Thousands Sou roes of your account growth duriag 2014 Value of your account at yea. end 2013 1000 Net deposits and 570 57.0 writhdranals $56.929.97 • • Your MOSITheilt return Disidend and interest income $247.84 Chasse in market value •1154.90 Mate of yaw arostra Aug 7014 Sep 2014 on Sep 34 2014 $57.022.91 SDNY GM 00026650 Member SIPC CNP70003006552673 NP700O293800 COOS 0914 0305 MO Pags 89 of 100 CONFIDENTIAL EFTA_00 137270 EFTA01278177 SUBS IBS Strategic Advisor September 2014 Your account balance sheet Summary of your assets Value on September 30 ($) Percentage of your account A Cash and rrxmey balances 651.32 1 14% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 56,371.59 98 86% I Non-traditional 0.00 000% F Commodit ies 0.C0 000% G Other 0.00 000% Total assets Value of your account 557,022.91 $57,022.91 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. NMI Your current asset allocation A D Eye on the markets Index Percentage change September 2014 Year to date S&P 500 -1.40% 8.34% Russell 3000 -2.08% 6.95% MSC I - Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10% Your Nnuncial Advisor. SCOTT STACK MANLYLE CASRIEL 2I243.21.7CC0/800-308-3140 . Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances Interest rates on September 30, 2014 3-month Treasury bills: 0 ( One-month LIBOR: 0.16% 047000006552674 NP70C0293800 00003 0914 03057 CONFIDENTIAL lifOr il 1Y GM oodeSS SO of 100 EFTA_00137271 EFTA01278178 UBS UBS Strategic Advisor September 2014 Change in the value of your account September 2014 (3) Year to date (1) Opening account value $57,033.30 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withdrawals and fees, including investments transferred cut 0.00 -82.07 Dividend and interest income 41.38 247.84 Change in market value •51.77 -154.93 Closing account value $57,022.91 $57,022.91 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indisodual Retirement Account Account number Dividend and interest income earned for ruiposes of Irts statement, tatab ity of Metes] anj cltadenO income has been determined from a US to top:ding perspective. eased upon IM residence of the account bolder, account type, or product type, some interest ardor cividend payments may not be subject to United States (UA ardor Puerto Rico (PR) Income tares. The (tent mOnthh Statement is not intended to be used and canto tie feted udOn for to purposes. Clients should refer to the apolicaale tar reporting forms they recent. Iran OBS annualy, such as the FOrmS 1099 and the Penni 480, for tat teP3Ilbn information It is the make Of 1185 to file tht aSpriCatle to mooning formS with the US internd Revenue Semite and PR neasury Department PAO in such towns accurately cl.Sury clycknct ardor Interest as tax exempt or tactte income. neat commit your Indvdual tax prepare( September 2014 (i) Year to date (S) Dividends 41.38 247.84 Total current year $41.38 $247.84 Total dividend & interest $41.38 $247.84 • NNW Summary of gains and losses %/dues reported helm oxhide products for which gam and losses are not classified. Realized gains and losses Unrealized September 2014 (1) Year to date (it) gains and losses (4) Short term 0.00 0.00 -0.82 Long tens 0.00 0.00 -611.09 Total $0.00 $0.00 -$611.91 Your Nnandal Advisor: SCOTT STACKMAMME CASRIEL 212-821-70001800-308-3140 Cash activity summary See account actatty the month tot decals &lances in your Sweep 001M are induCed in the cpenng and closing balances tau.. FDIC insurance aspies only to deposits e U85 Bank uSA, not to deposits at LOS AG, Starriord Ranch or bank deposits placed throudi the UBS intemmordi Deposit Account program siPC protection applies to mane/ market sweep fund holdings but not bank deposits. Seeimportar ea:valeta about you, statement on the last two pages CI this document for detals September 2014 (1) rear to dare (S) Opening balances $651.32 $0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 41.38 247.84 Total additions $41.38 $981.23 Subtractions Professional management fees and related services 0.00 -82.07 Funds withdrawn for investments bought -41.38 -247.84 Total subtractions 441.38 -$329.91 Net cash flow $0.00 $651.32 Closing balances $651.32 $651.32 SDNY GM 00026652 cfir7030100655267SNPT003218800 COON 091a 030579a 1C000 Pigs el of 100 CONFIDENTIAL EFTA_00137272 EFTA01278179 UBS UBS Strategic Advisor September 2014 UBS Bank USA Deposit Account APY Interest Period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 $651.32 Closing UBS Bank USA Deposit balance Sep 7 $651.32 Number of days in interest period 32 Average daily balance $651.32 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GNISLAINE MAXWELL IRA Friendly account name:IRA Account number: Indiwdual "Element Account Account type: Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Prance' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility conWera bon None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor: SCOTT STACK MANLYLE CASRIEL 2 I 2421.7000f 800-308.3140 Retirement services information Beneficiaries you've named for this account The beneficiaries listed below reflect the infcmation in ov records as of the end of this statement period if this information is not correct. a you wish to change your benefKiafieS, please contact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them if you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Dana Burns Katie Vaughan-Edwards ( 100.00%) Summary of your contributions Contribution type shown in this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contributions are reported to the lft5 for the tax year which they are made Contribution type Current period (S) Tax year 2014 (S) Tax year 2013 (1) Transfers 0.00 57,012.04 0.00 CNP7C003006552676NP70C0293800 COM 0914 030575004 IM t I cgtflikne_Gm_Gooller392 of 1C0 CONFIDENTIAL EFTA_00 I 37273 EFTA01278180 SUBS UBS Strategic Advisor September 2014 Your assets Account name: CHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indnedual Retirement Account Account number. Some pnCeS, intone and current vaues ShOren may be apprOximble. AS a .6cm. gains aid losses ma; not be accurately reflected. See miporuntinsofinefron abour your stetemenr a the endos the et:camera for more infornanon. Cash Cash and money balances Cash and money balances ma, include avalaole cash balances, UBS Bank USA depoet account balances, UBS AG PlarlOrd Branch &poet account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FIX vat h n applicable limits, but are no protested by UPC u85 AG Stanford Branchdeposit account balances an not insured ty FDIC and are not potetled by SIFC Money market sweep ea/antes are protected by PPC but a* not insured b/ the FDIC. See the important information about your statement x the end of this document for details about those balances. Hddng U65 BANK USA CEP ACCT Openng balance Cloeng tulaxe on Sep I (I) on Lp 30 (S) EOM Nice per share on Sep 30 It) Aserage 180 Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Drudendl Interest Daps in purred period Capannual (i) 651.32 651.32 Fixed income Mutual funds Total reinvested is the total of a reinvested dvidends. n does not include any cash &kends. It is rat a tat lot tor the purposes of determinng holding periods or cost baits. The shares you receive each time you reinvest dedends become a separate tax lot. Cost basis is the bola purchase cost of the security, indudng reinvested dnolends. Tee cost basis may needtote al usied fot return d caotal payments in order to determne the at tasted cost basis for lac reporting purposes. Hotting .II1 MORGAN SHORT DURATION BOND FUND SELECT Symbol: HILVX Total reinvested EAI: $487 Current yield 0.86% Purchase DIX« NufrOPI average Drat of shares Del share (5) 5,176.455 11 C013 Client investment d) 250.000.00 timeatied «adv., or loss is the dfference between the current value and the cost basis and mold generally be sour %amble gan ot loss d the security was sold on ins date. The unreaaed Onto gan a lost may need to be a4usted for return of captal p4ritents in order to detertnne the realized gan or kiss for tat reporting purposes investment return is IA! cu [rent ea ue menus the amount you invested. e does no I nd ude shares that are not reflected an your statement, mood ng shares that hare been realatom Other a gain or a Sass It also does not include cash d‘Idends that were not reinvested Cost Price Der shire DaSIS (S) On Sap 30(1) Value on Unreaaed(tat) inieument Hddng Sep 30 CS) gain or loss (S) return f R period 56,983 50 10 890 56,371.59 -611.91 56,37 I 59 C HP70303305552677 NP70032S8800 00003 0914 030575004 CONFIDENTIAL SDNY GM 00026654 10000 Pop 90 of 100 EFTA_00 I 37274 EFTA01278181 *UBS UBS Strategic Advisor September 2014 Your assets (continued) Your total assets Valle on Sep 30 01 Percentage of your account Cost basis (5) Estimated annual incare (5) Unredtzed gain or loss (5) Cash Cash and money balances 651.32 1.14% 01.32 Rxed income Mutual funds 56,371.59 98.86% 56,983.50 487.00 -611.91 Total $57.022.91 100.00% $57,634,82 $487.00 -$611.91 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: • Your 6 nandal Advisor SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308.3140 Account activity this month Dale Actinly Detcrption Aintnall (I) Dividend and interestincorne Dividends Sep 2 Dividend JP MORGAN SKIRT DURATION BOND FUND SELECT 41.38 Total dividends $4138 Total dividend and interest income $4138 Investment tsansoctions For mote infortmlion about the oncevalue shown for regrifted iwuntles, tee Important information about yew statement at the endof thrs docunent Dite *Chen DOC gplson Sep 2 Reirmestment JP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.93 NAV ON OE/2914 Total •$4138 Quantity wait (1) rate (1) Prcceeds Iron Funds inbestment withdrawn ICI tronsocticoi (I) ,nwilments bcoght (5) Afoot," interest (5) 3.796 41.38 . CNP7C009006552678 NP7003299800 00009 0914 030575004 End of statement for account number. CONFIDENTIAL iictikr_cntoodiets594 of lop EFTA_00 137275 EFTA01278182 Important information about your statement UBS Friandel ~Ps Inc Pe FM a blItS kraill MVPs/ IS a menter of al pro:palseamy onttrodny aid opens, echirges UBS f ~PI krocea UBS Bank LISA en Mien subbfines of UBS AG and /filion of LISS Stories TLC /SNP tots f inascial ~ere is waable upon taken the ann's erects/re of te a U3S knasdal ~Ms nic 1200 nabo ~loan ShiceMskat N107086 lhe %wimpy reprewros she only oflcial record of >on UBS Financial ~as abrunt Other records. except Moat taic doomeno. contahng con/lung data should not be reed upon dyoubNwvotefenanorr«aon6sm plea. mom it ~Ma n ~mg to teBraich ~ear of te Ms:okras your acoum Alitnegh al bask town ant Mended to be ~no. sument dxatould roe be used for tar punks 48 saker on yetend la lams . Form 1099. MM. 10425. tic) Mtn pepsin sour ta return lit arm is minedby Ire. to (win tofle Mal ta@kdbderds, repent/le nen Imble dotes/ins ad Usable ~en owned on Nantes held n mar apron NI proceeds as saki transact/an and con Batson ratan wen sourim Camousiallorta withtb Fim • Nair recrAitimi a-r oral ononnntens fl writing to further protect your opts waning you* rigles um« the Mankes ~Er Pmecnon Act (SPA) • if to ~al inset/Jon onto top sete of the lent of the Ildernent 6 not illS Armor ~a UBS kuncial ~Ms aeries your accorn &death.; trek« by tongement vet the indicated Menton We intomect sou cd the rebtiontip Mn you deed Ale aStvnt In this cap you, hech anf ~kips re bated a 185 kunoi Si/Mon aid not the inrochxng heeler. aid you roust mare a roped of ny 670r Or Ofnabil to Beth in All account sutereres tal be deemed ~Mu and acanate 6 rcc °MCP] To n ~Su warm 60 days • ~re dined custom patients« "Motto the tins Chad Rotations ~atm. -a X 2014171699*r tolatot al $00-354-9,03. 8 00AM to 6 CO PM ET ~all through /rider a in sting to uBS linnett know AC. Clint Relations Depattriwnt PO Box 766 Unen City NI 07037 • n case ol mors a ~tons *nut as damn< tans trawl« (ST) bid imam, or 151veas ate card ttaleadiOnS, call B00-762-1000 a nrce to LBS Enamel Sernces hc. 100014Ør EdAl Att, Ib«. Mreeksween. N) O7086. Ann INWI3SA SeriCe: Cal in Mire as um as no art d extols inur Stavnoter tecape 6 etorg «d am need more ~moan Lox arra sfr on the steno or Now The Fan ce Card Mua (X Xi) 1. le) mud hear tom tru rit Ute than 60 Cafe alter the nam sae you the kst suarrem on ends the «ra or probkmappmed - Prone sow nine and account number IN ant - Describe the error or the atelier you se dome Loun ditabtan as clearly A yta can why you Meee d ts es error a why tru !WA map niamation - frode te dotty arrem of tie summed woe ilde fån or Cad esper MI mends. you- ~Urn an MI coned sly «Tor pronvey Pleie mire al docks padde to the kuror t. Mail nlittust ndcaed on te kont ofte statement h adds to to rags moult fees. mourn may be ultra to ~wimp hr. Ø Ice ire payrera or manta Du/chews ~douse a trpad omvits h car xcosnts AdotreS Ad de tralift.A.3] 10 oller nstancristna be xOnct to a unslor lee. UN Sweep Ophans UBS Ofkr$ 09~1 kr ~Cat balances Makes to bank &pouts at Mean IBA ard l85 AG Raeford ant (Banc Map hoer"). money market mutui hens ~no Fuels) arid the TetrystionalDepost Arldlett (WOO( datavers wIth ti ~national lonete leta‘tgerndt Awful lhlaJ9t. the Bat Sweep ~gram. at , Minces are swept b ISS Bare USA up so an estabrtied law rid then to 12514 Starlord Brant. a a ~my Ford ~ems at tfiS Mt USA Ye UPC enured n acootdance /soh Wu: ruin FOr slat incensason phew* nut wen MN gov Deane; a UBS AG SaMord Mods and tam ci Maier finds Pool nsured by the FDC. Drown no OA. avalable to car balances at svoipt to P00% aCCOvins a 15$ AG ~Yak Brast aid 12514 Caplan Esandi These ~Is are ref rowel by the FIX Ilatesces her a the 125 AG Comm Brach are termixily oposn to to soximp risk of theCamas Wands and tere is ro asiaten oter ob of LIB'S n4 to repay theDaum Mk on the SS Capons Brach's bøaks Nooses a UPS Bat USA ad eat UBS AG each at rot prceeck4 by SPC Murry fund shies ate proweed by WC See '155 Masud Seven Account ~WW1' below Van rnalod, balnms ute Batt Sweep Program a OA may be ~Pam ad Taes of a !Marty Fund maybe and the psocced: returned to you a pis ~tot rearm furte mfornmen tout talde sepep optens. oinking One. Mate rant ad *Ms. 6 ratable at yews ubsoirrisiviepyiirs, arm your inakeln~or a by calIng 8067624000 UBf Plendel Makes moms prettaien The Fens is a merbor el the Searches ~sun Protection COLONSM (SPC). Met protects secants maims of es nientes to to 1500000 Mohan; 1250.000 for dams kr cat) The SPC awe prenam tinet rate to al adraon taps/hold n apanctfa~ The fern tombs rah arum allikates. ha also punned Ødevara Frasedon she ~pan anoint payable to all MOW dorm. coactuolrumatis protocion 6 550) minx as of ~if IO. 2013 Subled tote pokyordains and ~au cat ate arm 8 further paean fa up iss 119mill/us n tie ~Op* toe all put a:cantshen n a patent capack A full copy ol the poky emedng 6 rattle upon regnt lise SPC ~tam aid tie supplemental droopier, both do not SPIT to • Cement/Ian tans controlled by (and ~non n poi aØ vane) but held away I rom ittS inaseal Moon anan Cash a UBSBarn Meat MIAS AG Stanford brands. M nusaxerrockds ixhimg weak pubes and 04 twos of mutual Ma Moe soh shaves re mg~ ~knee nailo of the armor holda on the brick and records of te xplabis eta or tuner agent). • Certain merman, coraxte or ~rent ntannt (9 g. kneed pamarships sid prvire placement* tat are na regiskred trido the Mums Act of 1933. and • Corneod~ roman g . forop totem? dd pre:Msmetal «moat exbdkp futures commas ad 0IffaciddY Plen Parade The SBC protection an the aAplarintalproteetbn do not avert these assetseon A Met (tenet* appeamrr staknems The SFC protocol and tree app bfrwit a protenen do rot posed agansi dunges n the ~Mt vale Of yov iwestmons Meat« as a resin of matet motor& Øi banassatcY of armmote) more Wormron e rat Steen request Tat may obUil amore inormatim aØ SPC, ricludrig the1PC Brody* by comming SPC at 202.3718300« by Meng te SP( •rt05de al AWArSOC On/ Dividend Rendament Program Oø0) the rip Needed is as swap erne Y941 etar Odan the float age (ran your Fin/ MA Actrfoor Only Molt shies are opiszed rear CAP. Babesham MI be sold and the cash sol be deposad n per accosts le 0/6end rename mu taxied by the sauer may defer from the maim pep re ends the partial his am sold Csaleirlime MI% *to le unit may be reldi n your ~Lett if you are ontlerd to 'pate/yen a3 arrant of a dmilend parent or oth -wise. to firm on ether tel patrol pies at maket pese or damn an mom ilimernme by a Amused deny agony. secede rov account Inventions ablealme The ~anent obraves and rit prof Nate specific to each account an may say tames Bete atoe the Inn prompilf rn pang of any errant cheap in your Mosul stueion n nvtdirAte ~QS For tech >Poore hen you choose one of therelowing mestnXen object.,. • Perna Curet riCOrne ArAtnenti whin; te pawn on of rimtre only • Neese Can hweirrests seining growth anCpal rakl than :le g~raton el name • RiceNce Correweason el income relChearAPPecrom ~tam ~tip both Me ~eras« of none ad Tonota rncpal 09~11 risk profiles • Consent, Seeks to mamas ktialaMpat wits low ridt ad volt lity to the acorn ontit wind ta means the around does not gmerxesUndiant in rRamsad evince keep pace wen rØ • AttekeJa 1Vilin to amp: some en to trimtral and mine sarevolaAtyb sals hyler rains • Anrera.. Mang to amp hgh rin/ to ;rattral aid hgh ~aye menu» returns over Nor Statement louseholdier We may consolidate el reamed fccopt statements wilt, the star fl ier-3 et te sane assekipe Acowns may be related ice tis ~MO beau» they hm omen who Ps ~fain poll ~we Maionshps rah ate ~lb at the sane alldess The pratCe a kram as 'hosselioldng • it you pole to receke indbikael tuterronis ~kJ O xpate CONFIDENTIAL ervelopes —you may donne ~Mono] by ding your Fnamsed Adsnsor Friendly lailtInt nano llyfnerd// aØ none reflects nfarretien that ma «Sane On the Hrn's dine seances webs.. It a a natomInble •nstrume• Posen by you it =X you oath your reardreepng n hm no lega effect on ow arum You on 01~ FrAnde aØ navies. through Wm Sevres a bidenadinj pa' instalASO« Meountevetview • Vale of par accournbatecno nkr of asset and Banat. • Ame incbdes 'dabble COT balaxes plum tor romped 'malty rid Global Tone Doptitt unrealized mariss to ~et «nid tenar addend held byte Fem Does not richdeunpnced seoattelasees al tie end of the pro and tem Illteinint mods a Mane n499**ds. Unifled IAA* COI fire awl ~club le nod: options • Cianfes Mines Pit bands. outstandnq ~go 1o/ushers:Ill Inc short ~urn banes • commenty balances Toed of Mooned amts. cat bnanon. dkr. 1.85 Bat VSA ~on baton. U8S AG Surf cod Branchdeposit balances and maser malm tnntal I inn sweep Manes a the dose of the ~most perfid Nonionrencdity free Cledit betakes n yea as unt ~not armed from ottre be arde ~may use any of these lust n the ordinay course of its Moms These funds Are påyJble Apr, pa demand TM total a maned n Me arm min dos eg vatte ~tang information fa detand inlipmaten on tea nos tresang polies and dodos/trot Sam prelem keeaisrrto Agremoo or Accom Apron, aid the General ;IVA and Cannons U45 Statement of (tea kaluontarry n Averreers ma Ohara aØ nee (Awns. !ow...assn.\ Your nat Your stamkrit itemizes ~rites and other assesheld n dw acoadl it the ar of to ~men period You may S. foe eti:my ci KAY Paid WASitse r any Pm You may rape minim used a ban collated nee parody ay balance Pe on teen Myte Mu trdiapered9> the nn ding no stamen period an, hoed a ~et ra• if of the 9n1 of the finvent pried • Cost Mac n dedernAng the ad basis of the seatibes maned n the stain" Were flitted weld te numb« -s • uBSFinansi Smashes Mod on ransson oblaiwn from sources otter than ISS finnos Mom. netudng ~motion Iran Pots Ins or tat you nay prattled to you( hryra Mead Thekm Po not ~pendent., way or gunmen* maraca er Mickyof any Mammon proyned. by sorrow other tan USS F ~al Sere res. addtion Stoop MS Fisandal Myers gen~y updates eie rtormaen as t 6 renved tie km does ro prOndo any ~Pas tat she nf «maim video 'Cost bai' ånd "Unrealized garisms" is xarar• a of the di* of the 91~ Will As such please do root rely M This rana on 10 tote purchase or sne Mixes. la la purposes a atenere ~corm trawls/TM to thefern may reflect gnaw Monson at for tie periad of time they aw held a the Pin, Won/mot/I rikmaten cm be added by gor Myron Mom • Unstinted gelnnlinees sMste daa i maaabk emm-e-h: nrwalm1 lae41:195 a2 Cadiale: Ifr SDNY_GM_00026656 EFTA 0[)137276 EFTA01278183 Important information about your statement (continued) advithalwaity kits The twasion data fa Herbal Ian mayor may nos ref to conmissank Chages win Seaway reorgincalen suns Dirifend are other rermsnant kits and a:meiotic nods. lots an eats cotters' to dirlacone amap ib1 lhe • leade dixe coins presents the *Sinai tramat on treedate • Callable tharkiet Pones and Beefeeted stock that the issuer calt foe early odes-soonsell bevested rasa* by lot torn amceg 8A saunas of that owe Ind in our named n rennin nave for cis dents Calleas 'Memnon is WanedWm 'bed pans and Os way rot graTalYed Othe Call Ieatrn may east Such could ilea yell complete Alormat kin the be prided open regent • Grace/as of dep.:kith:as) CDs are MC nosed ups, 1710.000 in principal awl gourd nttrea pa depositor and pr depona-y Mikan. n acardana with FDr. rules • praterolue Paces ciapthod Ice Wanes arid Ode Produdi may be hr. , a lower that the aria that you YiobU a2ually feat* in the Market PrCeS are Obtaned Iron vanXn Tied partySeurat Muth we belece to be relala but we do not gamin tee a:curacy - Wo away we the dosng pro* when aalab a the (neonatebe aid ask paces to Istea SPOICia and optoenorcn kid promfoe0Th Stoat n1 - Let acne.). bard wane: may be aced uing a rata on none a Memo Arm Fria we obtained and may reil Riled an aka maid par or vale - COmanposakns may Ma> valCut apna and roll show %ma vas not mailable' if we are leek to obi* a price for a ssurey - Deposes a Searles iencennateci n orrenoes other than u S cores are collated a the cargo/se as of the Pawns! date - For Oran searines nadeg nonatharmin denainatali. pre and warty (face vain/ may hae been swede, frigate prow %buten To obtain crown theta ens when ratable. meow yos Franca Miro' • Prism Intimanwms tend awaited preclude. Pant. Seams noses Cnclicing direct pathipaion prawn aid rag Mate naaneell trUft aCUTItia) and structured peer as Se genera., hghlr Maud Celan smarm wards tat not been retracted mt. the Seenee and efidwde Conmthon a urida any state ladInteS 416 We prow* estmaed vales kr ninth chessmen seamse are strudel produa bor /Irma onalpupown only Acanaye not 9unnlecd - There values moralise vessantally from Mai, if ay at nludi fl oat, nantrnere serum a structured prods my be Iscutht a sold aid do not neceswly repress the vast you may rens upon Igaidaon - Thal arty alnlan a vale aft aS a 3 anal tlae aid re implied b UlkS Stroll know alarm:jun base by an neepereent valerian Inn Seeeranarwer &sponsor mewed vacs ff my. ate steeled to to rem by the sun general paver a swear and may bear -kW Wad en dace nfornation from that used by tend pales to clothe that eatinatod vans - You ca obtain adrift:nal Simeon regaling the mat otology used to determine the mane of was and the dace of the efonnacon the is the bass kr the earns. hyaena:Mg your Anoxia Advisor - Thad parry estinated wares may be reflected as 'Not prime n Waal Satiate.% Wan an elessenam valuator, fen Anna suppled cu es untie to assign a varo when we bosoms awl. that a rniena were ha marred tha may calla previiusly retorted vale too .assn. ce weenie** reel be hghly specotats duo to the nave of the: early - Then !thaw an Mud rent prow a sponsor stewed ware nor a (Gamy ea Maud whir is Weeded the nee of the se arty wa bedderent tins es a:dna dna - -Diarbutiorn to doe' may eaglereran of calla mome a both •009021 net rae' et:resents the duel Slang pr(e peewit a-.5 may not reeled proms ban • ItabiCted nankin ReAncted secants genenty are not antntryagble fa pubic late USS inaxita arra.: ups the wed price of the innrstriood stock of the sans wee a ao named vale for the readied sloth ter purposes of Musa:examen* To the sum tkv rest <red se:units it Mg** for sale. thwart c °relied may be manumit, Ins man the invitee yaw lows • In. lestimated) ncaa, aardetyields and rms. An tstlthate Ol saw, rum* is based on runes rinnahnd aid need ram. arreng the acuities will be held fOr one yea, from oatmeal date or vita miturny Ind estimate d on a guiddine. accuracy aid contnued ncome ae not gawked - E4n aud arrival income and arra ACV for arlan tpesol snakes mold Allude a ream of dindoe or crave gala n Math Oft the at thaene WO (Want yell) woula homeland - thormad arnica income aid cumnt S41 aid rue actue emir* and sad night be loweror hghethai the estimated amens - An (If Male ol artaalgeo own. Seined neer merest) ducked by the daere make, vats, egg aar balance is lased on the lad diroknd or sew perms made byte nos add amines the sewn iscapeas rill be holder ones,. Yon the statement dae or wad minty Amok" aid conleted yesi ae not guaantedi • Amms not hold ley WS financial Smoke Conan assets are nth held Ydnefem ae not wins the Inn; possesses or envoi Thee assets re waned m your widow foe nonnatersal dowses on* Poshicns are waken presented are proseth by !hears; Sims LES financed Sterthe C not means** for this akernebn aid does net gairatee ts accudcy These assets Zeno, protected by SVC ate aims sopplecnorea SaC coverage • Ilevanue Sating and addkionalcampeasatkat - h additim lo mmtnissom on saes aid 12k1 lees nosed n conneam with the datttuton of sure funds to our dentswe awry ow *Am rebate Mau* Marna parvenu f tom darbutors ado( raison of the mural hods that we sou These ancients are Weed an the different ccereorents to th em of saksby IBS of a pa tronmutual fund lamer to ote dens. aid the tad ware of a parody endue fund fangs sham1W a the less - We aid the *kW also melee retwockng and onmemprocesung lees es airrithiaton for trailer agent sakes that we prond• to !hem:coal funds These fees send" at pad Wm imwaor sot n the denial luid are to a tidd dote aixoni based on the nurrbga of accerasat eve trukr-deale hokingmttual Iles of Oa ftrd Una* - In add, an to Oarreallieni (lathed n cornalion rum the Salre or darbuien d arnury over= ad wit inswerere Ina units to op diM11, we and a our affiliate rens reefs.* Mang Orthientim Iron manna the reran companies melintiend the anuey ccovads athlete ol The enema cornea-fin Or *Sensors or the urn IlvaiMell WU% we &Astute - Ott zilitates Aso receMe trading comm amen are other correamation loom mutual holds aid swami:, °wallies tow procbxts we diabore - We receive as aria tee Veen LEIS Balk USA an1UBS AC 513Tdord &Will 01 up lo 125 pet amour swedes to to bans mar the IBS Bra Sweep PrOgrailt Ankle/ Information rogardng cornmircro and other charges inured n annecren with the erecution of wales ncbRing coon valsnons has been ricried ccearndons dens* too thedto you. aid wit be pedaled to you rromplir On reared ik ons cling you wen-gaged in short 'tithe awarey. yea may ear a chaise We To avian knowing cost foe that paloula 'stony Open (Son Rearding open Aa rilarialted • orders that wife not ideated by the date opei buy axl Sell Stop ceders at waxed by the amount of Methods cr (gni on seliedindsor 'angles date unites ristuded otherwise by you You are remonsble for orders the are executed dry to your Maw to cancel wag open ernes Tax withirldis on rTherbutions from UK Bimodal Sentries IRAs Federal sac Law tenures ILS5 fission Services to withhold inane ta from yor Mare IRA thanker:rd, but you may den cot lobe. n:cna lay Tralthell or. line. you may .et tO hate lee wetted a et ae or noised anown ai you choose Yes Owen eu remain n tffectMerwoled by you You nuy woke your Pecan a aryl Me bymans a nen alann B you do rot haw mouth income41e antalkali 'Our dractutiOnf. you maybe wthomble foe the mew* of Mintred Ian You may nor prams if the moss withheld and Nis tanned la pawns se not equal CO ear Ir oblidatim Privacy To obtan a copy of or arcs Caen Priory twice pew contact ris F nate, Admor ominous wean Y. issw was ciamthaveseples UBSCinawial Servos 6 not a bar The MM. Fumed St•VCa Aaant BSA and SRMA aebeckerage =calf MHO drunk access to bat act services are prcdads enough onerous who afftlated brats aN other thiad pally balkk all amides anon to borax., ad mut y prOdiCIT isutd by unalliloted that earty Strand corrpmes through mashie agency subseaeaof UBS FnalCial knew tic thregmen. math. and amuly products Not IOC haired • No bade gwarankee May lose ore MIA Ratan adtaayfrani aCCOult. Business Smock Wawa SSA. MAA and escemareal Sconce Masenst CONFIDENTIAL Amount are regillered terse mats of OBS Frfaxial Swims Inc Yea S•aature it a misted service run of visa Werniernal LEG Vesa Signers creed cads sae LEG Visa deod cads ae issued by Meal USA wth peons on from v ea u S A harpseated USK Financial Services Inc Pa 201407 SDNY_GM_00026657 EFTA 00137277 EFTA01278184 Retirement Account *UBS U135 Frianoal Sermces Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNA:0057480651014 VI 0 UBS Strategic Advisor October 2014 Account name: GHISLANE MAXWELL IRA iliThar.r. IRA NEW YORK. NY 10065-7007 Friendly account name: IRA Account type: Individual Reti nt Account Account number. Your Anandal Advisor. SCOTT STACKMAN/LYLE CASRIEL Phone 212-821-7000'800.308-3140 Value of your account Questions about your statamer47 Call your Financial Advisor or the on September 30 (1) On October 31 (5) RMA ResourceUne at 800-RMA-1000, account 029023697 Your assets 57,022 91 57,044.27 Your liabilities 0.00 0.00 Msit our websita: vw.w.tbscomifinancialservices Value of your account $57,022.91 S57,044.27 Tracking the value of your account S Thousands 570 • Seca 2014 Oct 2014 Member SIPC CONFIDENTIAL Sources of your account growth duriag 7014 Value of your account at year end 2013 Net deposits and vvithdravals Your investment return Dividend and interest income 528925 Change in market value 4103 09 Value 01 your wenn on Oct 31, 3014 $57.044.27 50.00 $56.858.11 01 =0000 P70003005748C65 NP70031$3796 00003 1014 030575004 Page 87 of se SONY GM 00026658 EFTA_00 137278 EFTA01278185 SUBS UBS Strategic Advisor October 2014 Your account balance sheet Summary of your assets Value on October 31 ($) Percentage of your account A Cash and money balances 579.46 1 02% B Cash alternatives 0.00 000% C Equities CLCO 0 00% D Fixed income 56,464.81 98 98% I Non-traditional 0.00 000% F Corrmodities 0.00 000% G Other 557,044.27 $57,044.27 000% Total assets Value of your account 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indimdual Retirement Account Account number: NMI Your current asset allocation A D Eye on the markets Index Percentage change October 2014 Year to date S&P 500 2.44% 10.99% Russell 3000 2.75% 9.90% MSC I - Europe, Australia & Far East -1.45% -2.42% Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12% Your Nnondol Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pageS of this statement for details about those balances Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% CNP 7000005748%6 NP70C0 183796 COON 1014 030S7S0Mcoaktont000Stitti es of 98 CONFIDENTIAL EFTA_00137279 EFTA01278186 UBS Strategic Advisor *US October 2014 Change in the value of your account October 20l4($) Year to date (1) Opening account value $57,022.91 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withdrawals and fees, including investments transferred cut -71.86 -153.93 Dividend and interest income 41.41 289.25 Change in market value 51.81 -103.09 Closing account value $57,044.27 $57,044.27 Account name: GHISLAINE MAXWELL IRA friendly account name:IRA Account type: Ind's:dual amen! ACCount Account number • M. Dividend and interest income earned for purposes of iris statement, tatty of interest ani cloiden0 income rhm been determined from a us tits rep:cling perspedive. ea ed upon the residence of the account hokler, account type, or product tyro, some interest ardor dvidend payments mar not be subiect to United St*es (US) ardor Puerto Rico (PR) Income tares. The ckent monthlf Statement i5 nOt Intended to be used and fartn01 be rased upon for tac purposes. Clients should refer to the *Textile tar reporting loans they recent. Iran 185 annually, such as the fOrmS 1099 and the Farm 480, for tar reporting infOrrnabOn It is the practice Of U8S to file tht axlicatle tax tenoning forms with the US IOWAN Revenue Service and PR Treasury Departrnent, and in such (antis accurately Ossify dindenct ardor interest as lac exempt or tarsi* income. Mese comsat you induclual tax prepare( October 2014 ($) Year to date (S) Dividends 41.41 289.25 Total current year $41,01 $289.25 Total dividend & interest $41.41 $289.25 Summary of gains and losses Values reported [elm exclude products for which pans andlosses are not classified. Realized gains and losses Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 October 2014(S) Year to date (5) Unrealized gains and losses (1) Short term 0.00 0.00 -0.26 Long term GOO 0.00 -559.84 Total $0.00 $0.00 -$560.10 Cash activity summary See Account activity tha month toff detals. Balances In your Sweep Options are indudecli n the cpenng and closing betances vat*. TDiC insurance apples only to deposits a UPS Bank USA, nal to deposits at MS AG, Stamford Branch or bark deposits pored throuf the UBS interneriorui Deposit Account program. SrPC protection applies to money market sweep fund holdings but not bank deposits. Steimportant inSarmation abOuty0ul statement on the last two sages cf this document for detals October 2014 ($) Year to date (S) Opening balances $651.32 S0.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 41.41 289.25 Total additions $41.41 $1,022.64 Subtractions Professional management fees and related services -71 86 -153.93 Rinds withdrawn for investments bought -41 41 -289.25 Total subtractions -$113.27 -$443.18 Net cash flow -$71.86 $579.46 Closing balances $579.46 $579.46 CtIP70307005748G67NP70031£8796 %COI 1014 030575004 CONFIDENTIAL SDNY GM 00026660 000000 Pegs 89 of 98 EFTA_00137280 EFTA01278187 UBS UBS Strategic Advisor October 2014 UBS Bank USA Deposit Account APY Interest PerlOd Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 Account name: GI-1ISLAINE MAXWELL IRA Friendly account name:IRA Account number. Your Account Account type: • Your financial Advisor. SCOTT STACK MAAILYLE CASRIEL 212 821.7000/800 308 3140 Retirement services information Summary of your contributions $651.32 Contribution type shown .n trus sect,sn reflects inbrmartod you provided to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the AS for the tax year which they are made 29 Contribution type Current period (S) Tax year 2014 (1) Tax year 2013 (5) Closing UBS Bank USA Deposit balance Oct 6 $651.32 Number of days in interest period Average daily balance $651.32 Interest earned $0 .00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you anoal Advisor or Branch manager You can find a full description of the altemaove investment objectives in Important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eligibility cons4eratron None selected Your account instructions • V8S Financial Services Vic is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out Transfers 0.00 57,012.04 0.00 CNP7C0C000$748068NP7000188796 00009 1014 030575004 enlY_GM_00026IS 90 of 98 CONFIDENTIAL EFTA_00137281 EFTA01278188 * UBS Strategic Advisor UBS October 2014 Your assets Account nome: CHIKAINE MAXWELL IRA Frie nd ly account naMe:IRA Account n u mber: Individual lirement Account Account type: kane ences, incoMe and runene va ues ShCrean May te approxiMble. Asa rette. Øm atti:155es May nol be Eccuralely reflected Set knporunt insomebon ~ur your statement a the end Ot tnt docurneM for more Intommeon. Cash Cash and money balances Cash and morvy balances mal incl ude avalaie cash balances, U65 Bank USA depost account balances, UBS AG Stantord Branch depost acccum baances and money merket mutua fund sweep balances. UBS Bank USA °eposa account balances are i nsured by the FDC vel h n apaneel:4e limits, bul are rica polerled by WC u85 AG ~ord Brent h depot.' noum beanas n not mtured by FOK and se not potetled by 9PC Mceey merket sweepbalances are prolected by WC but a* not insuied bi the FDIC. Ste the ~otta« information show >osar statement x the end of Ihis doctment for dedik about I hose boldnats. Hddng U65 BANK USA UP ACCT Openng bene Clovng nente on Od 1 (5) on Od 21 (I) ■ rime per there on Oct 21 (t) Meies, tase Your N nandal Advisor: SCOTT STACKMANILYLE CASRIEL 212-821-7000/800-30S-3140 Dnidenci intenst Dall in petitid etrod ceparount (1) 651 32 579.46 Fixed incoma Mutual funds keatremvested is the toti dat reinsested d velends dues not nitide any cash decb mrs. It is not a tea lot lor me purposes ol determinng hddng peeocli or coil bant The snares you receive each tirre you (ment d edends tecome a separate tax lot. Case basis is the total porthase cosi of the security, induting reinsested dvdends. The cosi basis may need to be alunen fot 'Kum ot c.xi tal payn-ents rn ender to detelmne the agustedcost baus for la< reporting primes. Hddng 1P MORGAN SNOKT RURATION BOND FUND SELECT Symbol. KLUX Total reinsested EAI: 1467 Current peld 0.86% PurchaSe OM« hbrrber Averaiii pace ca snares per snare (II 5180258 I 1 008 Client investment CS) 250.000.00 UnleaSzed (ta) gan or loss is the dfference beerveen t he turrem vaue and the con tesis and world generally be Your tanne gen or las if the sec urity was sold on Ihis date. The Ulltealed nag gand lass may need to be a4usted for return of capo/ paimems n order to delen ne the realued gan or bss lor lak reporling puiposes Investment 'eftan n the cement vaue mins the arnCunt you invesled r <Sees not «Kludre snares Ina are not rellecled cn rote statement, Includng spares thai hin teen red ited as enhet a gan or a loss It etse doet ml Intude cash chidernIs asa være not reinvestect COSI basis (I) pr«e per stae on Oct 31 (1) Value on Unreati2ednee) iniestment Hddng Od 31 t'S) gein or loss (5) return (5) pencd 57,024 91 10.900 56,464.81 -550. 10 56,464.81 SDNY GM 00026662 CelP7030230574,3C69NP7003t$B796 00002 1014 030575004 000000 Page 91 of 98 CONFIDENTIAL EFTA_001 37282 EFTA01278189 4tUBS UBS Strategic Advisor October 2014 Your aSSetSkontrieedt Your total assets Yeue on Oct 31 (5) Percentaw of your account Cost basis (S) Esimated annual income (S) Unrealized 93n or loss (S) Cash Cash and money balances 57036 1.02% 57946 Fused income Mutual funds 56,464.81 98.98% 57,024.01 487.00 -560.10 Total S57,O44.27 100.00% S57,60437 $487.00 4560.10 Account name: GEIRAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: Your Ignandel Advisor: SCOTT STACK MAAY LYLE CASRIEL 212-821.7000/1300-308-3140 Account activity this month Die Acliuty Dexrphon Armond (S) Dividend and interestincome Dividends Oct 1 Dividend JP MORGAN SHORT DURATION BOND FUND SELECT 41.41 Total dividends $4141 Total dividend and interest income 641.41 Odle Acuity DescnoliOn Amount IS) Oct 24 Fee Charged QUARTERLY FEE -71.86 Total professional management fees -$71.16 Foes Investment transactions For more Information that the price glue shown for restricted securities. see tmportant Worm Wort abort your scanners a the end& thit clottamnt Proceeds Iron Fun Investment withdrawn la Accrued Date Aceety Description Ouamity Mut (S) Price (I) transactions (S) investments bought (1) imerezt (S) Oct 1 Reinvestment 10 MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.89 NAV ON 09/30f 14 3.803 .41 41 Total Ode Actrvity Description .54131 Amount (I) Money balance activities Sep 30 Salaam forward $651.32 Oa 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNF AS OF 10/ 241 14 -71.86 0431 Closing UBS lank USA Deposit Account The UBS Bank USA (*pont Account is your primary sweep coon $57946 CH1,71:00305748070 NP7000188796 00003 1014 030575004 y_opk00026t49 92 01 98 End of statement for account number CONFIDENTIAL EFTA_00137283 EFTA01278190 Important information about your statement UBS randa Seerbes inc (tie Fim or UBS Faxxial Sinna. Banan!~ al priarpalsecunty. mcwrodu md opusa • enges UBSFirinal Wvaes and USSBanIUM adisal subnlirias of ISSAG and afili~ of u135Stosain LLC lhe F em's (nauti etanere it ~tatle non rewesi the mas eeewbve ollices re at 1.135 Pinnen Sova; he 1200 Harbor ~kana ~Naken N107086 aha sutenere reprenes the chly *elda reord of porUBS Ftnanaal Sannes num Can' rei:a ino2gtoftoal ta< docwients. conuirrng coneken3 dau stould noe be ~d open ff you bake> ~e n an mua on‘ocn. pleie mor, templiany n ivring to delråd , ~aper of de otta savig you acnium Alhough al 69~ tonn antancled b be acne. 523~163ahon] rot be used for tar manes Rek sote/ on yenen ta< hau Ge.. Fora, 1099. 5498. 1018. OK) thrn ~pang pur tar votum lhe i ni is ~nid by lan 10 recon tote ItS al tun ilkands. reporitle neo laubly dynens 7.1 mune men eaned en ~tas heil n ps aceount net proceeds on balt trarnactKen, and enn banoncotan wen ~an ammunallons mkt the Fim • Please recoritimi ny oral conv .ncatons n mag to fonner notert your ofres ~Ah; yen/glas under Me knanes aen, Promotion Act (SPA) • fl /ne trumål obbitmon omn. top k4t of the from of th6 blabo-rynt it not 165 ~og~ WS randa Servas caries yow accare aS dere.; take< by ~gement rat the ~cand nslaton We anka you ot thomktionthp "hen you ~od tils nam in this cap ~ hrds ant ~Mas ra ~ed X 165 Fiunal SaYus si d not tte rtrodurn9 brtker. a16 yeu must ~atar:et of my «ror or amabel b> boa bm% All amour« suterents ',hall be ~med corane end acar att d vox ObjeCtedt0 n vearg unn 60 (bys • telease ~a dusken« arrplaistsce 401;40 to n I når: Clent Rann; Dkortment at 201-352.1699 or tolket al $00-354-9103. 8 00AM to 6 CO Phi El ~Cal thmuq's knm. or h stang to uBSINnancol Sen~ Cin-d Relationb D.:pateren, PO Box 766 Unon City NI 07C07 • h case ol tars a unions atxut ai ekcoonc kinn treda 0711 bill paimmt a U3S ven dash ard ittnadionS, Gall 800762.1000 a nrce to LBSEnanCel Sinus ho. 1000 ab« Ittid Wh I bot ~new ,. N) 07686. Ann IIMAISSA Stente: CM m wire as nen as på an. d muna por Panelt or recept 6 %VON Or d you nen nwe ~mona eta, athrofer on the statimint ot recept The Fen «Card 'seer US aplott) muer hortorn pi 110 tater tr1/411 60 aps alter the fim sea you the fast Brann on otudi Me «ra or probkm ~rod - nornt toa nnåt ral accont nibba (N nål - Denne Me not or t* tanter we are Jarnvegar& aul koran asdaily i pv can råby you belaue e is al onn ix wesy >CM ne« am rilamation - ~Ode tx dotti num ot to supected The kneeCad nuer val mestigateyocr ~Wc rål toll mani ny KrOir praptly Mose mr* al doen payablo n tho knut te bana Cuich ndcated on te kont ot the slaternent h akt em tp regura aCCoult fen. Zaurn ma/ be Lima to manen exa len charge: te ttepayma for ~ru: purdynn an~ vpad ~tas cza ~vits ACAMIS 11A aetradmld 10 011w nItCutons mel/ be sibpa to a pinsler lee UBS Svs«. Optkim U85 okers epla» for sweepng¢dl Manen baskes:0 bank dq>o:As £ UISS ask USA namn AG St.irrton1 base. (Bark Sworp kogra. moon ~kot mina ItesdsPeonat kas) and tha har/arma Depost Accent COMFor OJA011125 e% ai ~national ~wca Management immunt Witcugh Eln• SweepFropans. chh batinCeS are Sveipt AI ISS Ca* USA up i> ri estabined lent råd [hm lo ISS AG Stambord Bane , ar a Maney Ford Deposts at LIS Bra USA ~FOK anuted n aCO>tdaiXe with fe< rykt For ~e nf «malen p ba* nut ~nr bdtc gov Onna; ai UBS AG 9aolcied Mardi and nates d Maiet Finds anal nsura by the FDC. Theough CA. avalabie lo carh balanoes n sveipt to dei>09Taccoures a ISS AG ~York Brud ale. ISSAG C altan Braach frose deposes are nswed by the FDK lialows held al the ISS AG Cern Brardi ire terpotarily ed>oud to the ~agn rhaol MeCapri ~ds, and nem h ro guinke ca ot ,er Ob 936:n Of 1$ AG /D reay theDan/es Ank on the ISS Caymars Bras boots Deposas X 1.65 Balt USA ad eachUBS AG Bad anm prmened by WC MonnPund tan are proman by WC See 1.15 annal Sevots /naute ~techn' below. Upcn your raun. balnms u Me Balt 5woop Programs w On ma/ be ~tann. taes of a ~my Fund matte tiquidated, and the poema mismod bo pute you ~ile% arccani Furti& altanbas tom dasItle sweep optert nCudng onn, ~tea rier and )(0115 6 AraitibSe wAea.bso,Mtwefpyiedt Som you F nAktai Adrifor ce by c.rnr9:300.7t.2.' 2.00 titt Finnorn Sveia. ~unt protoctian The Fen e å ~te Ol ire SO2Ark, S rome( orotecrion COrpOrMal (WC). ?na p rokms seames ara" of mentas to to 1500000 6~6n; $250.000 for dam, lor an) 'ne WC ame Faxen«, tiner apet, 10 all KG" tiay>ohOld n aPallictda~ the Fan togt wth anan £fikates. al» purchawa Ølanen at mosecion 1* nigama anan apat i° all Niablie cbenc. enka/ot/unit:anis probmion i 550) ~lon as of ~er 10 2013 S~ci to tro poicy ordflom and 1~~ni can alte Fem i Baut procemed tm up mfl genlon n he anegae tia al pur axcanis hell n a pater'. capaecy A full copy ol tOpolcywodngi~LIMA kip00 , ~ 2 Do 5PC prounim rid te supplowntal bremmen botn do not SObr to • Can/nenna, £Sels conuolled bylad ~idol nypa aØ vane) bur hal away fromt/ØSlinna, Senn» (eg. Man Carh PUBS Bark fiGca;h atti% AG Stamlad bidra. nisa enormt witong ~ab» annua in an 04 ihros of trulual kna v4x•• Stam navn re reg~ ~Mynne naue ot the accotri holl« on il,ebooks ard monn of Me aulaen ane or ~Mer agere/ • (etan nvesantrimon~ti Of ~ra inaasts (1 9. Inined parowstips ard Kvaepta:wen* nat are na regisieul wider the Snar hes Am of 1933. and • Cornadhesconaxis ki g . apal ~rå an pre:kana annus/. &Wiig luens ~rna and lerraw269 abtelcormacis Ille SA< remecim rid de affliSon do not kuk to ~se assets ~n d theyotow~ oppta- mrkr suktnems The WC protea~ and the symnrata proteden do ret ~cl aganst d•arigeb n the matet at» ot yoir Toestmentsenet~z a resub er maiet nourrent. Ør bnnacY br °flase) Mote earnwon watt le open maatst Pro rnmobun nam ~mulen nal WC. acludri9 the WC Broctom by comarg WC at 202.3718300a by mang te SPC made at ~PC OM Divideml no iirresment Program OPPI the Cia rel~614.ri On«. Tad rniy Obtan the atal p . a han pur romma *boa Ority "hok sages are pacciand vatt C« P. på/Malna, wil be soll and ne ctsh be «asal n pir acomm llledvidtrd /anane pose wpplitil by the IS1wer rrin Offer fron the runn rnot a whdå the pral hates ro sold taslobliau Only Who k unn ny/ be 1~ in pur ~tnt Ipure entited to 'pst:åltnt A3 arrul of a644~d ~rent or otherbvife. Båe Fan sop tran ys patialwilsaerradue peke or accept an romt Onertnred by a regiswed cleawa agency. am cent you ault honiromat 'gjema« the ~ment obeaves arena pral rk are speet< lo enli nemnt sid mai uty teuton kone man Me Inn yrompi b n mang of any uwitcant chze h yow franoa stuatin or arestirera ~es for accourc hekt pu choose one of the ro low•åg creestnx-nl obrectus • Pronoo Caen? »arne trAnietAl wAVeini Aw 9brbral bo of :vamp only • ACAK••• Cal9ga. aPPAkna0on Viveorrents ~in; 9romh prnCpal ralle Unnt* genera/sn ot name • fatna Cornahann el (mone n ateare kantonen ~nos ~ing bot ht genwaion of rome rd r od prn0/6 1 Ovorall risk prefiks • Come/ram SM.sdomunnnhtiaaØlwihbw risk ad en. lik to the accourit ~ral ~n diar mem the moura «besnet gaume serdiant tommen rRamsåd mynakeepØwM MØ • »ekra WlingnaaaptsonercJ.tOarØrd loarau uno ar dty » stek hiaber moms • Anna!~ Witng to apl hgh risk tOVnWal hgh vOlabaly bo seel.n.» retums orer isme Statanontlymemboklior Vye nay consoklate al reaed ammen stawnerds whh the urne ~tess rn die 1am~ ~sat ~y be mann ler his rupose Maia lay hate ~on Mo abs muntan lom XO0unt rflateniht36 ne:h oter dets £ the San* adcans The ~cia kubus as 'householdng pu pele to ~Me innsikta 'Memento maikd n fonfle CONFIDENTIAL ormelcon — you net adr* ficuseholleg by ding your Famna Admor Brinde/ «mune nåm, llufnentk acentro nane inka Marinen that MIaNOndlFmnYonneseoaswlDsle It 6 a antatt/ble 'n.drume' &omn by you ab ac y>u wth mår reccedie•png b nc no aga dNc1 we pm saum You a1 mange pm Franco/ ~a nonet erm', bolne Sannan a tIOXUACIA19 »NA inarciAAO•b« Monna evotviow • Vabe e/ war lttounaper aka Nec ola5Setb and • A2•16 Imeldn /alna ca bairces veka" lot ramnar ~My Mit i rid Gkbae Tent Disposits unne/Mod marks to maket and anal ans not held type erm Don rot ncbdeunpnced sitanttedassets at tie enf ol the brur and <nemt %MAMMA peon a Faso kimanent1 ~sud Pora OplinS nd pncittk stod" ophom • ønskes hcbdes Ut c bances. cutstrawmagn lans. crea ne. shert awcium bates • CMAAttlf*/ blxces Total of Lnirvened ~dabbe czn bianon, pk .1.85 Fat VSA Omme bant u8S AG Stare ad firad depot< balfas and mener mfl ~mad I imel sweep banes al the dose og the ~rent pta:4 NOniXAWINIlly eree anan Damyl h year aCCOunl erans saregaed from ~batane, te Finnut sne any oe Une kas n the ordiwy course ot as bains Tine tura psgbit i.pon ps ~land Ne Mill Inclakd in ho ~om ~ad dos ag au* Maidag information Fa ~and Mammon on her mas lenda; praci me ard clachturn wher to en C I« M•alberl.p Agroemint or Accosnt aroma aul Int Genene TWIM ad Coatons UK, Statrnelt of <møt FraCeWSatatatet n 49~ ard ~town I ååmåLsirsp~ajsamå Ytor mots Tos 23~1 te taes Seantes ånd oil'« SISits held n the Acom.nl at the ond o• the ~erna mein eat miks* loe de*nny el Merr pan onlan a ar/ (rit. YOU may rec~ sea/ein used i han collateri all ¢r/ P o/.9 .rn Datoar. aue on nem Kny scones trardemed the Mang de summert pwio4 an lia« a fi nta ral* as ol the eld oe the ~troa perial • Coat basa h debomting the ara basis d the states nattled n the sukra" ArWe flitsed Mb It. number UBS FironW Serneshat rna on inlanation Oblaired frem nunos *Mer thm ISS Finnar Seva" netudng ntoonarion Iran raus fin erna you enry hue pip!~ b> your FRSICOl Mva« **Fine do., not inependenik vedy ot ;omena aowacy fe Makt of try Mammaen proncad. by mima ot« han WSFrwicsal Sewas en adnion StinghUBS FiondalSenacegnoraly upeates ems ttormaran as c 6 recend he Fem 6oes rot meia any ~ram Mat ne nf «mala ~kr 'Cosi b£i' and 'Unrairod anla' is >rana a of de det of Mk kana ds alCe please do Me rdyM Sis information lo inte sukka er sae China. Ia In popoas er omenet ~no exisknel to Mr enn me/cello« siennoss niormaiy• orly for the pored of tine they am held X the Men Morehinoral Mormation cal be ådded by sår Finårael Ade6Or • Unialitod tantiemet Whm daa i aralable 19r•red un-mlsec arna kues re CA,,IraIK: får SDNY_GM_00026664 EFTA 00137284 EFTA01278191 Important information about your statement (Continued) tinUed) Mirrickallearity Ices The tantankin data For kdrickal lots mayor may not ref tics conmissrank ChagesaySor Sefumyreorsuntratlyn nuns DirMend ad other rerwerrnmi lots and %Mama purchase low at eats combned to &Oar one area;*0 Sol lhe • bade dire' colarm presents the original Iranian xP traledate • Callable Othallties Bonds and referted stock that the iSsuer calt to ealyralerphonwsl beselected email* by lot tom snag 01 swans of that owe Aeti o our nane K n en:meleename for as dents C al tare 'Moroi co is thearced from turd pre; and as roomy is not gained Other call learn nay eget Mom could Med Mkt Campine olormar wit beprodded open moan • Corrircatas of deposit 020s) COI ale MC nswed opt $293.000 n prhopal ad salad area pre depositor and per clepaylo-y roai die.. ri acecarna with ;DC mks • prisehealue Plus clopland fa Yethrwes aid other produces NNW be hric cr lime than the pea that you war kJ athiallir MOM* in the market RrCeS are °Maned from vanan tried pasty swarm Much we belswel0 to reline, but we do not gauge tee axuracy - We gerwraly use the dosng pose 1010741 aialabk cr the moth a the bid and ask pita kc IPSO Sena and optrosin en ybd peersfor OTC scones - let acmes/ traded mama maybe priced rang a alarm model cr therms; ream pia we obtained and mynol ref lea an antra make Me Or Mkt - Cenanposlicos may tux willeut a prce and roll show a 'prim vas not mailable' A we are ramble to Obtan a pride for a Sedum - Opposes er Searles denominates" n artersoes other than U Si dollars are rel Wed a the en:Purge/4e as of the dawriont date - For Conan searikes vadog noon-con:4min derOmnatiOrli. prCe and quality (fade rata) may hat been apnoea, f tram proper yabron To obtain CUrOWY: WAN." yawn marlaSle. won yew Fonda 44m0r • Rama lowestrrems and orotund produ64 Omani -mostrwre seam* Conning diced athapsion puma, and real estate rmatmem QUA SECUMPS) and Structured Badyna re gPMder hghly Mend ("In nructaed precept hat not born retuned own the Wares and &Mange Cannon:a cr under any State Vaunted Pm We paw* almaed Mix" kr private Meanie.< smarm ad struara produces tor Mower coalpupom only ACCIPXY a net 9UnnWed - them vatses maydifkr s& sun from pica if am olidi ware mestrnere stonily a structured maim maybe [cur a sold aid do not neassaily represent the rate you may Moore upon lithldonn - cord pthy enmaes of vale are aS Of a anan Ore and at Amnia to UleS Formal Savors on irregular bays by an mkpentfent valation Inn 1“ 1" , Sen/talPaTONCesrcasor Sawed wink if my. are strphul to re Frm by tie MO general panne or wiser and may be °Oita based on darer* nfornarion from that used by Owl pries to duke thee esti-tweed rant; - Voucn obtain adlinerua itcrmairm regaling the rreholology used to deterrent the alma, of vane and the dace of the hfonnacon to is the bass kr the enemy* by ardaning our Anemia Adrisor - Thad party randier) vibe; may be ref hoed as 'AM kneed' n semat Utratem whin an Pleythient valuation fat An nOl %poled cr 6 untie ta assign a vakui when we bosom awl. Thal a rimena wore has cccuredtha may calla poyinusb reported yalm (MOM Cr *tsar Make nadd be hghy theortatre duo to the mire of the seamy - Men maw an Munn general panne( a manor ignited Ube nOt 3tirdpaly ell Mated et* Is polled the vibe 01 the natty wi bednment ton its mochas* pox - 'Cridrbaions to dire' may richdersOrn of casilal mome or both •003oeiunit we' kreirinty the mewl airing prep per unit nd may not reflect your cos bath • Ibtiarictod saurities Re2ncted word es gmeraly ire not Omit/ age* fir meek Ian OBS Forma Senors uses the market priceor the wirtstrkted nook of the lane SSW a an Muted Mk* ter the rearMed stock[ sta proposes of Masan. one/ TO the truce tit resided stonier are ehgble for sae. Me Yak* rueried may be substrillrly Ins Imo the imitated rive shown • ESL lellinated) Sank arrentyialds and Mat An tAlMatt of amid income is based on current carkkend and awed era aymnirg trowities will be held bin one year from Premed date or until ITUOStly This alienate n alb a madame. accuracy and Centenued iXome se not gathobeed - Est Mated atom' income and omen yob for Vein Nano, *mars mold hduie drawn of rrincasa or CAMS bard in wroth Ore the en name Lad Suffern yeld)wooll be mustered - Remand annual income and crown yield and The UAW nom and yield night be lower or hgher thri the enemata moues - An to num of mroalsod incorneavidand add newest) shared by the current makes vela/nape balance 6 Lard Co the laSt diedand or enteral partly nude byte issuer and assumes dm sectrthadeposies oil be herdia one sr1nm the statement diner witd nutty Aeon" and Continued pal at not guaranteed • Aetna held by IC financial Sondem Conan ass.; ae cot heldbyteFri aid not with the POWS possarco or anrol Them ayes at Mpland co your statement 101 Honnatronal mamma oaf Poshion and rams presented re prokled by the inking lien IBS hncia Sends 6 not remonsble kir this &amain, and does net grantee ts tarty These assets at net graveled to SVC cc tie FIT13 supplemental SaC coverage • Itarenue during and addbanacampeasatlam - et 46litil41 to orrunissom en saes aid Obil lees ranked n conneaco with the thstrturon or nava finds tO Our chinas we and. an *Mae rewire Kibbe navy paplenUfromdarbutorsaMor ' ,Myers of the annual bads that we sell Bolo amounts ao band an Wm dawer ccrrponints fJ the anneal, Of fakSbyUBS 01 a partCuLY mutual had lamas to ow carts. and 0) the ran vote el a pathoilr mama hod 1 and/a shyer Inca a the I lin - dae and cur allate abs mange retnerking rid onritenpromming lei in oareaderthon for trailer agent mikes That we Kettle to the neual funds That fees genet" re pad from imtnor stem n the mutual cud and ae a nod doll? anoint burl On the rust.. of =culls at the tram-dealer horsing mutual I tryis of that had Isniy - In Union to comnevenS famed momeCgn wen the sale or darbutern of arnucy mar= ad unit wok win a IMO unit to cur dents, we andmoue aff alarie NCO* Mama *rang OrrpenSabiro from manyel the re/ranee corrpahis Indenting to annuity carnets edam el thy romance commits a SpOnSaS 01 the urn nybarrent PUPS he dwtute - Om Endres also receke trading comasasosain other conmentation from mina hods and mirth:, Corecalies tow aeons we dimbute - Wereceivean rola lee horn LEISBank USA ad UBS AC Stanford Brasch Orman12S bet a:Count syweging to to barts maw the IBS Bra Sweep Program mashy launthan regarding comm.-Mom and other charges insured n connection with the ereMliOn 01 Valet. making option ramadons has been ducked conlemytOnS weary* handled to you. and Ur be prenckel to you crony* on rawer Sten selling If you a togas.' in ton Wing a warpy. yeu may oar a chap.duets, tenth borroveng costs ke that palcuLr roan ty Open <Sem Recording Open cc rgooditiliCaXelled• orders that .me not United by the Innen, date Opel buy ad Sell Step ceders ae resiced by the annum of dderdsa reps on an or dkidindsor 'rights date wan marled otherwise by you YOu ae recOnablelor orders Ise are roicuted the to your fatten cancel aping open oath's Tax witheldng en cktrbutions from UK financial Santa IRAS 40441 lac taw reguneS IPS Fonda San:610 witthold wrenstar from yew tzubla PA Menkecm. but you may den oaf lobar, exam tar peahen or. instead. you may elect to hat lac wawa a acre on n a lead num at you chOOSe Yma neinOn era remain el efleCtuntAre,0144 by you You mayreale your wain s aye Me by making anew amen t you do not hare weigh none tan withal Iran your dattuTiOAS. you maybe wmcosbre fa the payment of esitnxed tic. you may nan pen Mu A the mounts widen and yell estimated Ian pthrstnis se not equal to vat la Obligation To To oath a copy of or ono CBem Priory Intim. Bbre cooled yow F natal:a/mot or visit our moat al maw comenomeorry LOS Financial Scerkes 6 no a bait the MM. Bunton Semmes Aamrit BSA all WA ae Wattage aatilltS vavlm prorde axes to bat rep seines and predviS trough anrgernints wen affilated banks ad other Thied partybanks. rid preside; tom to berry, and mut), products rived by unall diked Miniparty Mora caroms Hough anywise agency subslar es of MSS Foada ServiCef etc inrept ait. roan. and amuly prodirOS test IOC haired • No bank gammas May lose aide MIA Resource Mamoru° daunt Business Seeman Accoard SSA. OMA and estemabaral IttatsCe Managerren CONFIDENTIAL Account at regillercd write mats of 1185 FriaXial Services Inc Yea S5n311110 is a regret...0 smitema* el visa Imernthanal 1.85 W a Signabre omit fads and 185 WM don cads re awed byIRSBak USA wth cermaion from V ea U S A twarporated UBS Financial Moines Inc Rev 201407 SDNY_GM_00026665 EFTA 00137285 EFTA01278192 Retirement Account UBS 1.435 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005675321 1114 ),2 Y1 0 Account name GHISLANE MAXVVEll. RA Friendly account name: IRA ii Account type: Individual Rebr nt Account Account number In UBS Strategic Advisor November 2014 LL IRA NEW YOW NY 10065.7007 Your Fi °andel Advisor. T I STACK MANILYLE CASF0EL Phone. 212-821-70001800.308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account on October 31 (41 on November 28 (1) RMA Resourcelane at 600RMA-1000, account 02%23697. Your assets 57,044.27 57,142.73 Your liabilities 0.00 0.00 visit our website: vvww. ubs comtfinanciabervices Value of your account S57.044.27 07,142.73 Tracking the value of your account S Thousands 570 I 0cl ?Dia MN 2014 Sources of your account growth dudag 2014 Value of your account at year end 2013 Net deposits and withdrawals 156,858.11 Your ovestmeM realm DAidend and interest income 4335.87 Change in market vats -$51.25 Value of your account oft Nov 21t 2014 $57.142.73 40.00 SDNY GM 00026666 Member SIPC CNP70009305675321 NP70C0191999 00009 1114 030Salc0C0 Page SS of 96 CONFIDENTIAL EFTA 0(1137286 EFTA01278193 sUBS IBS Strategic Advisor November 2014 Your account balance sheet Summary of your assets Value on November 28 (9) Percentage of your account A Cash and rrxmey balances 579.46 1 01% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 56,563.27 98 99% I Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 Cli Total assets Value of your account $57,142.73 $57,142.73 100.00 °0 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: NMI Your current asset allocation A D Eye on the markets Index Percentage change November 2014 Year to date S&P 500 2.69% 13.98% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86% Your n vandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030(600-308-3140 • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP7000E005675322 NP70C0I91999 COCO 1114 030579004 eGm_00028406 86 of 96 CONFIDENTIAL EFTA_00137287 EFTA01278194 SUBS UBS Strategic Advisor November 2014 Change in the value of your account November 20 I4 (Si Year to date (I) Opening account value S57,044.27 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withdrawals and fees, including investments transferred out 0.00 -153.93 Dividend and interest income 46.62 335.87 Change in market value r 1 3.1 $57,142.73 -51.25 Closing account value $57,142.73 Account name: CHISLAINE MAXWELL IRA friendly account name:IRA Account type: Individual Raiment Account Account number: • Dividend and interest income earned rot purposes of ths statement, tatty of interest and drodend income has been determined lion a US tat repotting PmPKIWO. Based upon the residence of the account hokier, account type, or product type, some interest ands dvidendParnents may not be subject to United States (US) arch Piano Rico (PR) Income tarts. The dent mom* datemem is not Intended to 0t used End cams be ROO utOn fa UK pupates. Clients should refer to he applectle tax repotting karts they receive from U8S annualy, such as the Foam 1099 and the FCnnS 490. lot lac reporting Information- n is live make of U85 to tile the appicaue tat reponing towns with the uS Meryl Revenue Svelte and PR treasury Oepamrent. and in such fount accurately density dndends andfor interest as tax .mrrpt or taste encore. Please consult yew inchidual tor prepare,. November 2014 (5) Year to date (S) Dividends 46.62 335.87 Total current year $46.62 $335.87 Total dividend & interest $46.62 $335.87 Summary of gains and losses Yates reported below exclude products for wroth gent and losses are liOldalified. Realized gains and losses Unrealized November 2014 (5) Year to date (I.) gains and losses (5) Short term 0.00 0.00 0.32 Long term 0.00 0.00 -508.58 Total $0.00 $0.00 -$508.26 Your PI nandal Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-7000/800-308-3140 Cash activity summary See Account activity the month for desalt, Mantes In your Sweep 00m are InductedIn the cpererg and closing balances value. FDIC Insurance applies only to deposits r MBank USA, rot to deposits a UBS AG, Slarreord Branch or bank deposits paced throucls the U8S International Deport APOOnt peogarn SIPC protection applies to money market sweep fund hokfirgt but rot tart deposits. See Important irdonnabon about your statement on the last two pages d this document for decals. November 2014 (5) Year to date ($) Opening balances $579.46 50.00 Additions Deposits and other funds credited 0.00 733.39 Dividend and interest income 4e62 335.87 Total additions $46.62 $1,069.26 Subtractions Professional management fees and related services 000 -153.93 Funds withdrawn for investments bought -46 62 -335.87 Total subtractions -$46.62 -$489.80 Net cash flow S0.00 S579.46 Closing balances $579.46 $579.46 SDNY GM 000213668 C447COCE4305675323 n4,7003191999 00073 1114 030575004 Mi1 0000 Pegs 87 of 96 CONFIDENTIAL EFTA_00137288 EFTA01278195 UBS UBS Strategic Advisor November 2014 UBS Bank USA Deposit Account APY Interest Period Oct 7 - NOY 6 Opening UBS Bank USA Deposit balance Oct 7 $651.32 Closing UBS Bank USA Deposit balance Nov 6 5579.46 Number of days in interest period 31 Average daily balance 5618.87 Interest earned 50.00 Annual percentage yield earnec 000% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a lull description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate In vestment eligibility consderation • None selected Your account instructions • U85 Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. • Your financial Advisor• SCOTT STACK MANLYLE CASRIEL 212-821.7000'800-308-3140 Retirement services information Summary of your contributions Contribution type shown n this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the IRS for the tax year which they are made Contribution type Current period (SI Tax year 2014 (5) Tax year 2013 (5) Transfers 0.00 57,012.04 0.00 CHP7030E005675324 HP7000191999 COCO 1114 030579304 eke_ GM_0002titig 88 of 96 CONFIDENTIAL EFTA_00137289 EFTA01278196 *UBS UBS Strategic Advisor November 2014 Your assets Account name: CHISLAINE MAXWELL IRA friendly account name:IRA Account nurober. Indisedual r ent Account Account type: Surle (aces, incane and turren vdues Shorcn may te epproximble. AS d ragt. gans didlOsses Mary nol be acuralely rellected, Set Smpotlant mfosntebon about yogi( statement a the end of Ms Øserem fOr trom infornanon, Cash Cash and money balances Cash and morvy batances maj ral ude avalade cash balances, U65 Bant USA depost account balances, UBS AG Starford Brands depobt account balances and money marks mutual fund sweep baances. OBS Bank USA detail account balances are insured by the WC vatten «ohade limits, bul are not polerled by Sla. Utt5 AG St &aard Bram h delit acc oum batanas are not tnsuted ty FDiC and am not potected by SIPC Money markel streep batances are omlaad by OPC but we not insured bi the Forc Sne the tmportant information about )war statement at the end of this doctrnent for det aas asbout trosgi balances. Hddng UBS BANK USA UP ACCT Openng bolance Cloung berree on Nov 1 (1.) on Nov 291S) ■INE en ce Pet shtee on Nov 29 (I) Asetage ure Your Fl nancial Advisor: SCOTT STACK MAN LVIE CASRIEL 212-821-70001800-308-3140 DuidendInterest boys ei pericd pepod Cep kroont (1) Fixed income 57946 579.46 Mutual funds Total remvested is the total ct a renvested dvdends. n does not indute aly cash deands. ais not a kar lot lor the purposes of determinng hdctng perpoos ot cast boos. The shares you realve each tirre you geneest d gdends betone a separate tex lot, Cost basis is the told porthase rost of the security, induting reinvested d wiends. Tee tost basis maj need to be alusted fa return d caatal payrnints ln crder to determne the ace usted tost basts lor ta< (coating urposes. Hddng 1P MORGAN SHORT DURATION BOND FUND SELECT Symbol' HLLVX Total reinvested EAI: $482 Current peld 085% PorniaSCOnCer Nurrber Average race or secjes oer share (1) 5,184.535 I 1.008 Client investrrtent CS/ 250.000 00 tforeafzed (rad gaai ø boss is the dfference betvveen the turrem vaue and Ine con basis and wou d generaly be put laadde gan or 1øs d the security was sokl on trits date. The Ullteálled (1ac) gin a loss mat meed to be a4usted lor return of caput paiments in ader to Ottawane the realizedgan or boss la IS ;coating purposes envestene( tetuen rs the (uiten' vaue ronus Ine amant you invest cd e das na Ind Oe shares that ae not tellected 0rs put statement. induting shares tnat heit been reduet as enter a gin or tt boss It aso boes na include cash dgdertch lhat wen not reinvested Cost Price Pel snese basis (S) on trOv 28(51 Value on Unredi2ed na) inpeoment Hord nr4 Nyi 28 (si witlof Ion (S) return (S) ben04 57,071 53 10.910 56,563.27 506 26 56,563.27 C NP7030330567532S NV7003191999 OOM 1114 0305793CM CONFIDENTIAL SDNY GM 00026670 10000 Page 89 of 95 EFTA_OOI 37290 EFTA01278197 SUBS UBS Strategic Advisor November 2014 Your assets (continued} Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Ronrornent Account Account number: • • Value on Hoe 28 (s) Your Pi nand', Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000800-308-3140 Percenta;e of Con Estimated your account basis (S) annual manes (SI Unre‘ized gam or loss (S) Cash Fixed income Cash and money balances 579.46 1.01% 579.46 Mutual funds 56,563.27 98.99% 57,07133 482.00 -508.26 Total $57,142.73 100.00% $57,65O.99 $482.00 -$508.26 Account activity this month Dividend and interestiacorne Dividends Dote Acthity Descrotion Amount (1) Nov 3 Dvolend P MORGAN SHORT DURATION BOND FUND SELECT 46.62 Total dividends Total dividend and interest income $46.62 $46.62 Investment transactions For more Infer's/Mon at out the prelim:Lie mown to, restricted tecunties. tee nn port your statement at the end of this 00Cuntill forrogion about Ole ACtaily DeSCIpbOn OUtintity viott Nov 3 Reinvestment since CS) Proceeds Iran Funds imestment withdrawn for transactions (I) inWSVnentS booDM (5) ACCIUtO interest (5) JP MORGAN SHORT DURATION BOND FUND 4.277 46.62 - SELECT DIVIDEND REINVESTED AT 10.90 NAV ON 1031/14 Total -$46.62 a CNPFOXSOOS675326NPF000191999 00079 1 I to 030575004 091fliticom_0002litei 90 of 96 End of statement for account number. CONFIDENTIAL EFTA_00 137291 EFTA01278198 Important information about your statement 1185 FnancialSeevian Inc Morin or185 renal Sweat Is a member ol al priatal tenets. Cairnaddy aid aims aching* MP traced awe, and MBank LP* a bared aubtaliris of tSS. AG and Milian of LIIS Stosita tic the F nes f natal suttees is **able ran resat the (ions executes offices an at U35 Rased kw** Ix 1200 Habor BWkvad Wean* ert NJ 07086 1h6Statelleni represas The city Orbited:a of rosin f martial Sates account Other ocords.acat olloal downers. conuhng conlOng data should not be toed upon (you berme tot 6 an Mee a Condit" please nepOr n verrairoty n wank tel3rath Mal' rof tie (Soaking your aoaum Aglaia at no town areintended to be ;CAMP. szaiennt data Zooid rot be used for tat puposes e*, sok* on es end to lam 0e.• FOral 1099. We. 10a2S. ac) then panting wer ta< return twin, is mated by late to recon tote BS al trobledirdends. mantle non Lab* dvdends ad mob* meta tamed en sautes held n your acCovm nit proceeds on sale tranUcto:nl, and cost baton oda cowed sworn Gmatatiodons with the Pam • Psbasererconfirm fl oral arnev‘Catons nwmn9 to fats pits your ream ncladirs asrotes undo the Senates (Nestor Protanan Act (SPA) • ti tie frunal inset/don on the top *ft ce the lent of UV stalinent is not ICS FignoalSancon, UPS Feiner Sakescaries you' acccut as denting broke by aragentel oath the stated Matron We banned yokr 01 thoretniomlso nhen you ironed as arcat In the cap Sr heels and samba re bated X LIIS kronor Saran aid not the rirodurig *Oa ad you rant mate a report of sly tree OrOrneran to belt Nerd All =Punt StabWente Shall be deemed comp*e all acarate t nut ra)e:tato n rang wan 60 days • Please direa cutlemer corrplaels tie (*motto the (bons atm Retalens Darter* x 201.352.1699 or tontine a 1500-34-9,03. 8 00AM to 6 03 PPA fl Monday throua ;Mot a in rang to IBS Fennel Senna he. Clegg Relations Cepartrrent. PO Box 766 Van City NI 07(67 • h case of waist paelOns about as ekoonic tads trace (W11 bit Parma cells VG* dash cad trochees, call 800-762.1000 or wite to lASFnancal Saxes hc. IOW Water SW. 60 axe WechwAter. N) 07036. Ann irswesA sayee: Casa woos soon as ph cart d you Os nk wur stawnem or teat 6 worg today need more Molnar Lout airings a the flown or recept The Fon a Cant !Spar la cop lOble) must hear tom yea nO L3te. Val 60 days alter the f nm sent you the test shoran on wash the orce or problarspered - Oak riot nowt and nowt nutter ant) - Describe the teat or the ranter you ae urea atom ,tartan as clealy al an why you bat* 4 to error or new )ou need into narnxion - Frodde the dollar num of to seeded wee The Fen or C ad bsuer rail matigate per COnplrert ad Intl cortect any taw protatly Please rote al Meeks payable to the krnor to festal mutual ndrated err to from of this Pawnee, haddt to regal' no t Nos. a:wenn may be *tad to mamma *. fees charges for lie pare** far tecurte: purchases andchaps foe tread nut I cash a:CCSMS Accounts ma aetradered 10 other nstatons may be lard to a banter fee UN Sweep Optint US$ otters °plan for sweep*? cat Dances Orates to bank deposits at MS Bat LISA Falun AG %Wien] bitch Olark Swat hoard marry meat mutate fads (Macy Fads) arid the enviational Depost Accout C0Alfor customers with at inienational kosoace *augment Aconite thicv9h the Bat Sweep ltellarrn. can balances are Swept so WS Bat USA ta) b MI estabIshed kW and then to ICS IC Staked Bran* a a Maey Faro Deposts at trn$ Bak USA are 'DK enured n act:oblate with (OK rules For mac itemaion pate at wave Wee ar Deposits a 185 AG Serest Brant aid dares et Muse Fuids atm Issued by the FCC Through the On. arab* to all bates ay Snipt to depOPt aniOunte a LSS AG Newark Brach aid UBS/4 (*man *ant. Moser/epos:tsarist routed by the FDIC Barnes ha a the MAO Carle Binh it tenwority otos* to rinse...x.9n risk of the Catena Sands and there b co aerate. et other oh ifiltkn of LISS AU to way the batman ate on the IS Carnats Bas boas Deposits at UBS Bat USA rd ea& 1.)05 AG Brach aro at proecwd by SP( Monty Fund tans are protect* by SPC See %IBS Tina** Severn Account latedion" below. Open you roam,, batrees n to Bak Sweep Program or DA mai be villata ad am of a ane/Fuld maybe liquidates and the proceeds returned to yaw your topato% Scant Further filetin.Un tout eattle sem" optore. exlAng anent meaty rain and reds. is aria* a yam asorrisswepyirS5 from your F error Atritor a by crag 806762-1000 US$ Sibericial Soak's eon* protection The Finn 6a/rafter of the Saunas rushy Protection (*arra PACT a a protects stoma roans of is meats tp lo 1500000 (nada; $250.00) for dams for can) The 5PC sae ;mesa tints *Ph to allaccount tharuhlidn a pal**, baba The Frrrt together wth ocean Aldates ha also paha*, appioneetor Frobecivn The macinuin anoint payable to all din* dont colatuoliunitte; protaion 6 SS% miclon as of De:Mt& W. 2013 SiMed tote poky oxidant ad Instatons cah at the Fen *fun,* protected ft' up to $I O mikpfe n nit aflegate for all your axons held n a paha, capack A fa oopy of CepahcywOdng 6 Nalableupon EWA, The SIC prounice rd to supplemental roam both do not Spry to • ( Vern Ina's, *Sets controlled by (and edided firm accent robe) but held away froml5$Finaidal Satin leg man (kat PUBS Bat Wrath at 165 AG Stamford bran* 04) mutate ask= nctidng vadat arnuAla rid Minns of mutual knot elan site Haws re tog awed tatty n the nine *the awl hat on the boas and records of tie rehab* 490( or iota( ago*. • Conan ernarrimet contra" or moral inane 999. 'mod parowstas and pevae plawents) tat aro net registered tads the Segress Al' of 1933. and • Cornmahos contra** 9. forown «change rid prammetal attracts/. ncLdk* tares contras and cam odes option contacts The SIX potato rid the applorratat beotecten do not *pry to teIse assets wen ti they OttetWee appea wrt statement The SIX pproteaseand the sorbana protedgn do rot ;need *inn dun?, e the man vat* of am *restraints Mean( as a result of mate moorrent. rsswei bannepaor sisssT'S More Wormoon s salt I) ace request Vat may obtan roe eformaan about SIC. edudn9 the SPC Brost oo by cormarg SIC at 202 I 4330Der by vartng tie SP( made *raw area Div:demi Robwevinent Program OFF/P) the Fry ahatel 4 al area* Ont. You may Obtan the actual ire tem your Fantail Max Only role aret are Werra aft PIP. partial tunas coil to sold ad to cash al be deposer* in ww acour* To *Mad renwstrem pro tippled by the issuer may date from to matte ;Us it Math the paha shin re sold Casleirliou Only Whole wits my be hold in yOur nom f wu at entail to atonal at at a nab of a dvidend parent or the-wise. the Firm wlt ether panda -est miles rice a accept an data desenrod by a registered than* awry. ant cede you account lavestmentellitalves The Men:Vent chants and na profile are .petit to ext. accrual aid may sty beam hero fleet the Inn pommy in coming of any ualcant dun* in your Tamar stuaten Cr neeitirktie alto vet For each accourt held. ru choose one of the to loving orestment arab% • Amigo Cuero,: name Immenents main.; the gmeracn of evome only • Adirse Capsta. / apples-Won hvesiments **Mg Torah el pater tabu tato western of nacre • (4,01.•:e Cortaidon of income and Cna.aAPPeonat tantants tooen9 both the gitrwaton of MOM* aid "myth a IcenCiPal Overall risk pieta • Conserve,* Seas to rano* hair *ideal wth low risk aid v0466410 the aCCCvnt Petit mown rf tat means the =Pam does not ?Aerate S•andallt MOM* Of returns ald vat nee keep pace wan ill loon • ArboYent lAlling to accept somervt, to 0'044 old tolerate tare wig My bs sot biasearns • Agorae, Wring to arad hgh risk to ancpal .34 hgh vitalityto seek twa rams owe tine Statement latesshoklia9" We may consoldate al RUM eCCOLelt Stat.:MOMS with the 'Yet address n the sacraria*. Acosta miry be rand foe this snot. bcacm they ha *an who an martin font mount riesonsha watt Oci•er. clan at the salon address Ths peace Mom al 'hOtnagldn9 • t you pale to rota foliar manures mad h sae CONFIDENTIAL comae; — you ay Odra Inuteholleg by ding your Fecnor Adv.*, Ratak mount nano trochee* recta name teflats Ofterruden ter you awed on the Hrms online hairs waste It 6a customizable •norume• omen by you a az* you will your nortecolg n Nn no legal effect on env nous You on Oagebou'Fr(diday acorn manes. tin** Onto. Saxes of beccetacung eas Instal Matt. Amain swam • Val* of sot anounrptetecoa sae of agile and lie ilnp • Asset Inch*, cat Maces values lor m otMed socurity (el ) rid GkbalTme Data unread* ats so mart* ad certan SAS net held byte Frm Does not nchdeunpnard wadtelassets at *se end of the par and tura tannin pooch ce Seas hearts ,, wasted tot sot one aul each le tot atom • ChiOckeS l'iCladeS deg brats. astride/mar loan. cell, short account bates • CosbAroney alscei Tots of Lnancested valabse bract, pa U35 Bat USA dame afros 1115 AG Stars as Brad' depost balances and nxneemnlen maul fundswap balaxes. at the dose of the Statemint period Non.correncd Ey fru oat balances hyew 'mount arena segrested from otht baron attic Pommy use wee of these tuts n to altar course of as busies, 'Dose funds ▪ pajtibio upon pp/ demand rho total 6 inclard in to current peed doting value Lend in information Rs 4/tad Manton onthe sena; p • actors and cliclocurot Mato you Chen Recalbeitp loyetenini or Account Arra; al the General Tars a* Caldrons V.A5 Shama% of Code nachos arab* n Agreements and Decade sweater 4' di,rVeve• ird• b, rOn Yew suet Yom statement UlnaeStenosteS and Other assets held n the acoorag at the end of tie *meat mad You may dk foe eineeety of futy pad wakes a arc time You may weak secede; used as ha collatet aloe Pafitil.ahr balanCe die on tem My akintirs barteredbthean ding to swears period an had at moist VI* a 01 the wed ol the stafenere period • Cost basic h chtitmeng the cot basis of the sautes nada n the statist Seen eldLitett wth tie nutter 1. • MS Financial Servoshr vela on internal on *abed from sources other than 185 Flatcar Seances. ncludng nitration Iron aorta: IT or to you may awe preotkel to your Franco' Akre TheFirm dots not ediandenk way Or guaranteethe rrarry a vaidey of at itormacn provided by sources otor to LSSF rancor Strati in addition although LISS Feandal Soreg generally updates this (formate as c 6 Novel tie FM does rot *midi any *maim tat tie fif Irma* fader Cost bale aid Urrnlihol galas" is rasa a of the die of this itatneni As AKA please do not ram this ird cent kin to make patios' a Mee:and la tar purposes a ottaire ACCculb trintenol to thee en may reflect swan nlormake one far the pared of tiny theyateha a the Lim larehieoral Marna:a cri be added by pair Fininaal Adept • t)raalbeel gala bytes Slue data 6 Salable estmated urrealoal gar9 losses a caculated fa SDNY_GM_00026672 EFTA_00 137292 EFTA01278199 Important information about your statement (CCel (Muted) kidvidalscOrity Ions 11* Vacationdata fa Nadal lots mayor may not eel onmissess. Chavesalder SeCuntyleoroincalon averts Dalfe dad ore rens:awe lets and *Kau* padre lots at each 0>mbased 10 %SOS one Sward tot the • lrade dr.' colas presents the asps, waists traNdete • Callable morities Bonds andpeeked trod tie the nos calt foe eayrcderponwil beskald crust-tidy by lot torn amcsj 8A sonniesof that ape Winos name a n sensate nave for es clones Cat leas ' esta co is Standtom thrd pale; and is wry 6 rot %Waited Otis call leases miryeast vasch could Sett Ski Cantle% olorma kin ewe beprodded open regent • Cremates of deposit (CDs) Ws ale MC roved INV S2SOCCO n pampa' ad scud Serra pa &pouter and per clepotio-y tnliMim. n acordena with rules • priadvalue Puss cloplkoed ICJ Wades an1 Other produces 'nay be hots a lower that Yep pep coal you Yreul Khalif reoeve in the matte PrCeS are Oblaned from sicus toed paly soon Sudi webelated be relate. but we do not %rads VS a:cracy - Wo nay use to dosng ors when salable a the mean or the bid add ask paces to feted SedirceS and opuses or on b bd prces for OTC seared - let amt.% bald securim maybe priced rung a disco mock, a %end Mani pia we obtaned ant may nol re lea an add matte poor WM - C enan posbros may £pea woad aprize and all shoe/arose was not mailable' if we are enable to obits a prise for a security - Deposes a stories dencrtmated n arterioes Other Man LI S Cotters are ref Wed a the saturgerae as of the dawned date - for dens 'entities tmdem tr noreccenormive denomnatais. mce and quality race valid mar hae been Wpm:deo frigate prepays's/an To obtain crown matrons. San salable. metal yos Fermi rimer • Preen Mtn ars ms and traduced product. Plicate inesendre seas* dnetnIng direct pridpation pagan aid real estate rt.Stroem ten Seaulted aid finch ed paductS aegewaey hght ilia Id Celan drucsed podia s hare no been reordered on% the Becomes and en2haVk Co nmalon a unsafe any State *Cured" Wm We von* estmred misses la innate mermen stainers ad striate, prodsis tor donna sapwood only Acourarye not 9UnnWed - Them yams maydiffir mintentally from pices, if a'w al whim a ;Nate imestmere seamy a StruCtured sods, maybe licuOt a foe aid do not necessity represent the war you may roman upon halidaten - Med paly flimaeS Of valet are aS Ot a ran Oae aid at sunned to GCS Insole Savors waspUr Date by an Wenn:fent miration Inn Psua Tenni Permit cd sponsor Sewed vire if my. are striated to is Frm by the our general panne a swear and maybecab-SW based on different Nervation from that our by thfd pales to doo.e thee estimated vats; - You car obtain addeenal itcrmatcn regaling the mettodology used to determine the enmae of Vlibt and the date of the hfonnacon ma Is the bass fir the vino by comet hg your Pesdal Adds - Thad parry minuted earsmay be reflected as 'NM prime n snivelrumens two an inlesseneent valuator" firm Isnot %poled mesa:le to assign a yam when we tummy awl. %Manson* trot hat oo,sredtha may olla menus,/ reporsed lobe too (NO'S. Ce when aurae vexed te hglify "'torah* duo to the nacre of the seamy - then ruitlw an Eva portent parer a sponsor eginaud oar me 3mrdpmyesIand Nisi is mended the Nue of the nasty wA bedaoront ton nt pstraw pna - 'Dhabi:Um, to die' my Vebde redo of GIS* scene a both • OOPS um sk`e* re:fei(nses owl oaring puce per sit ad may not rifled you. cod bath • belied searitias Restricted serrates gmerafy ae not and/ Sob* for %tic sale UPS foaled, Stress Was the make price of is tonestrided stock of the sane our a a, mutedvan lathe rearMed stoic ibr proses of moue:enamor* To the omen dare rest, hied Saner serge* for Sale. Me Slat reCeked may be manumit, less Than the inland wha town • It lodiritatod) nes amen yields and rams. An tulnwe of emir mom. is based on amen, cleeSsnd and Mime ram awry the rorities wipes. held fee one yet from Patented date a sokl manly The estimate a ony a guidrine. accuracy aid Centoued name se not %scooted - EdMuted royal some and amen yie4I for Cerlan Vase, seasies mold brute a return of plocpr or carve OAS n Midi Olathe ea Heise laid anent veld/soul! be overstated - Earnated anus .come nd cuvantsrield aid the actua name and yield night be lowers hghwthar the reivated amens - An nava. ol swalcal interne Ovid's! actor retest chard by TheCorea make, var. nap balaCeetSed Co the laSt deradd or mired payhd nude byte nos and estates die sear* kirk/pods MI be held'a ones,. tom the statenst %Sot wild misty AoavICY aid coMnued mid ae not guaarceed • Ames net held by WS If inertial Sontiom Conan WPM ate cot heldbytekm ad not ends the Inn's postdate, or antel These asses re eeptend m your sratensom foe Sonnatronal popoSesody Position ad rases preVeled are peoided by the issung fins. IRS Fnand$ Sew., t not reparable for this afeemgbn aid does net 9.kirlitte Ey armory TheSe assets tenet protected by SPC re to WWI suppleinreaf SP( coverage • Itananua during and addkiendereepensatiem - ti additi741 to comnissom on ski and 12b1 lees reamed es conneam with the dartuton of vulva hinds toot chentS we mice ow *Are Nome /Web! Mann; papunts from daltbutors soder adeison of the nuts, finds ma we sell These *norm are bred an two drawer, aerporents the amount 01 saksby IRS of a yr itcuLn mutual her limey to medents. ad Id the me vabe as priory mbar far fangs shamMal a the lien - We alder ant* cep Radie retecenng aid onvemprocesung lees in orredeiron for t aisle( agent wykee teat we sonde to rhemoual funds Three lets genet" re pad torn incisor aim: tithe mutual fume end to a tiad delta anorem basal on the narrow of axamisat the brow-dear honing mttual Ism:hot ma he'd family - In addl on tecomertslienS Masted et consaion writ the sale or darbutan N arouty over= ad irk irrentrnere tool units to cis dlrnts, we and a our aff darn Nome redeem Prang compensation Iron mrryof The masor companies todervenry the a-cu/ty coducts atilses of the haste corms:6 Of Veined Of the VA elueSelleell PUPS he darts. - Ott /MS'S alSo receke traeirg come/sums are other compensation from mina feeds ad mucads Corrnalies ekes proorts we - We receive al anus fee Mtn USISBalli USA en1UBS AG Manion/ Bookie of tip to RS pee rcount swioNag to to balm Ink, lee IRS Brit Sweep Program ASA, Informatan respedng contr.-oder* ad other charges m annecrion win the ereartion of wales nchring cpbon namactons has been nciatled on conlinnrons reyoulay Kindled to you. and well be pemirel to you reornpiir on WWII *OM Selling If you at engaged in short 'Oho a warily. you may nos a chagedwto anon basowng cons foe tna palouLv rarity Open Orden 4 9arding open '9000.til elled • OrderS that op merited by the strement dare, pei buy rd sell stop ceders at related by the amount of deedends or rotas on • etdiddindsor eandlos /are unless rummer othenyito by you You ae rimensble for orders that are executed doe to purr false te Canal orating open ceders Tar witheldito en ekirbutions town WS Pinatas' Senna, IRAs Triad me Saw redureS .45 snnda Services to withhold rooms to from yos sable UM develba arn tut you may den net lobe. roosts "Shell or. instead. you nay Nett tra has lee wetted a ar ae a n a lead anoint as you choose Yes Moon %gateman n ef Sect until reeled by you You may rester your election a at; t Me by many anew ;Vann If you do rot haw onouto home tar wafter Iran 'Cur dartuliOnS. you maybe re%OriSble foe the perdu of essixedtak You may nod pin atm d tie awns washed and pis estimated to payments at not equal to Wu' lee Oblipti01 Privacy To atm a copy otos( wren Clive Away Nuke. pare mntaci ye Niro:al:4mm centime err Y. mow pis c o ememeneolry UBSinaxial Servos 6 not a bat The WA. Fumes, SOVCeSAaant BSA and MIA 3e beckerdoe latiritS Mlldl provide access to bat ng services ad produces though anrodunts with affilaud bats aid oche tied party basks. and scads aeon to Om rid mut y prods.= iSfeed by untall Meter tadpanty Morena cows through nwisice agency subsibr es of UtS Coaxial Session he Sense& man. and amuly products rot FOIC haired • No bank SWUM** May lose yam Seth Rdeudt 2Analereol &coy" Business Wean ACCoen1 SSA. INAA and estemabedal RdOsCe lettiagerren CONFIDENTIAL AO:ount are registered service mats of UPS Fnaxial Swims Inc Yea S5naturo it a misted service mabar of visa Imernmcnal tics Visa Signature re& cm:haul IRS dia den cads to issued byMeant Ube wth mymoyon from yea U S A normeatem UIKFnanoaldervieeslnc Pet 201407 SDNY_GM_00026673 EFI'A_00 137293 EFTA01278200 Retirement Account UBS U6S Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70280724991211 X13 Y1 0 Account name: GHISLAINE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number In UBS Strategic Advisor December 2014 fi tia r IRA NEW YORK NY 10065.7007 Your iinendel Advisor SCOTT STACKMAI/LYLE CASRIEL Phone: 212-821-70001800-308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on November 28 (1) on December 31(4) RMA Resourcetine at 80ORMA-1000, account 029023697. Your assets 57,142.73 57,015.20 Your liabilities 0.00 0.00 Ksit our website: www. the corn! inancialservices Value of your account $57.142.73 557,015.20 Tracking the value of your account S Thousands Sources of your account growth duriag 2014 Value of your account at year end 2013 $OW Net deposits and 57.1 57.0 withdravals $56,858.11 • • Your mestinent return MO:lendand interest income 5467.86 Change in rnsrket value 4310.77 Value of your account hitiv 2014 Dec 2014 on Dec 312014 $57,015.20 SDNY GM 00026674 Member SIPC 01P70010008072499NP70C0305739 00009 1214 03057500 01003 Page 93 of 104 CONFIDENTIAL EFTA_00 137294 EFTA01278201 SUBS UBS Strategic Advisor December 2014 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and money balances 579.46 1.02% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,435.74 98.98% I Non-traditional 0.00 0.00% F Commodit ies 0.00 000% G Other 0.00 0.00% Total assets Value of your account $57,015.20 557,015.20 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: IndiMual Retirement Account Account number: M=M Your current asset allocation A D Eye on the markets Index Percentage change December 2014 Year to date S&P 500 -0.25% 13.69% Russell 3000 -0.00% 12.56% MSC I - Europe, Australia & Far East -3.44% -448% BarclaysCapital U.S. Aggregate Bond Index 0.09% 5.97% Your K Randal Advisor. SCOTT STACK MANLYLE CASRiEL 212.821.70001800.3083140 • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances Interest rates on December 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.17% the7001000,3012500NP7CC0305739 00009 1214 0305750a0alyy_Gitoodelligi4 of 104 CONFIDENTIAL EFTA_00137295 EFTA01278202 SUBS UBS Strategic Advisor December 2014 Change in the value of your account December ZOI 4 ($1 Year to date (I) Opening account value $57,142.73 $0.00 Deposits, including investments transferred in 0.00 57,012.04 Withdrawals and fees, including investments transferred cut 0.00 -153.93 Dividend and interest income 131.99 467.86 Change in market value -259.52 -310.77 Closing account value $57,015.20 $57,015.20 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Ihdikedual Retirement ACCOunt Account number Dividend and interest income earned for purposes of int statement, taiatcity of 'flitted anadiecientl irKome ha: been determined flan a US tax repotting perspective. ezed upon the residence of the account holder, account type, or product type, some interest ander deidend payments may not be subject to United States (UA aridly Puerto Rico (PR) Income fates. The [lent monthly Statement b not intended to be used and (amen IX reSed upon for Is< purposes. Clients should refer to the applicaole tar reporting forms they recent from LetS annualy, such as the forms 10)9 and the Foam 480, for tax reporting information. It it the PrEICIICe of Lies to file the =kale tat tenoning forms with the uS interne Revenue Stylist< and PR Treasury Department. and in such forms accurately classify dodenct Bra& interest as tax exempt or tactbk income. Mese comult your indedual Lb, preparer December 2014 (3) Year to date (I) Dividends 131.99 467.86 Total current year $131.99 $467.86 Total dividend & interest $131.99 $467.86 • Summary of gains and losses Values reported below exclude products for which gam and losses ale nos classified. Realized gains and losses Unrealized December 2014(1) Yea, to date (1) gains and luses Short term 0.00 0.00 -1.91 Long tens 0.00 0.00 -765.87 Total $0.00 $0.00 -$767.78 Your Financial Advisor: SCOTT STACKMANILYLE CASRIEL 212-821-7000'800-308-3140 Cash activity summary See Account activity the month for dela Is &lances in your Sweep Options are indudedin the cpereng and closing balances 'due. FDIC insurance g:pies only to deposits at UBS Bank USA, not to deposits at u8S AG, Sufficed french or bank deposits p000rhioush the UBS Interndond Depots Account program. SinC protection applies to money market sweep hold hddings but not bank deposits. Seeimportant inhumation abhor your Stafeinent on the Last MO Paces cr. flea document for decals December 2014 (1) Year to date (S) Opening balances Additions $579.46 $0.00 Deposits and other funds credited 000 733.39 Dividend and interest income 1 3 1 99 467.86 Total additions $131.99 $1,201.25 Subtractions Professional management fees and related services 0.00 -153.93 Funds withdrawn for investments bought -131.99 -467.86 Total subtractions -$131.99 -$621.79 Net cash flow $0.00 $579.46 Closing balances $579.46 $57946 SDNY GM 00026676 CelP70310003072S01 NP7003305739 DOC& 12la 03057S001MI01000 Page 95 of 104 CONFIDENTIAL EFTA_00137296 EFTA01278203 *UBS UBS Strategic Advisor December 2014 UBS Bank USA Deposit Account APY Interest period Nov 7 - Dec 4 Opening UBS Bank USA Deposit balance Nov 7 5579.46 Closing UBS Bank USA Deposit balance Dec 4 5579.46 Number of days in interest period 28 Average daily balance $579.46 Interest earned 50.00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indind ent Account Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sraremenr a t the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate In vestment eligibility consideration None selected Your account instructions • UBS Financial Services inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor SCOTT STACK MANILYLE CASRIEL 212-821-7000(800-308-3140 Retirement services information 2014 Year-End valuation statement - Form 5498 Retain this statement as your year-end valuation. if your Asset portfolio includes insvance products, unpnced Private investments or if you own Outside assets that do not appear on this statement, we will automatically provide you with an updated year-end valuation in January 2015 This 2014 year-end value of your IRA (or the updated value, if applicable) will be furnished to the Internal Revenue Service. December 31 value $57,015.20 Beneficiaries you've named for this account The beneficiaries listed below reflect the information in our records as of the end of this statement period. If this information is not correct, or you wish to change you: beneficiaries, please contact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 1000°1"", Para FLiris Katie Vaughan-Edwards (100 00%) Summary of your contributions Contribution type shown in this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contributions are reported to the IRS for the tax year which they are made. Contribution type Current period (SI Tax year 2014 (1) Tax year 2013 IS) Transfers 0.00 57,012 04 0.00 CNI:70310003072502NF70C030573900C09 12i4 0305750a 00fliy_Giuxeleein96 of 104 CONFIDENTIAL EFTA_00137297 EFTA01278204 *UBS UBS Strategic Advisor December 2014 Your assets Account name: GHI5LAINE MAXWELL lRA Friendly account neNTIO:IRA Account number. Individual Pliement Account Account type: Some poxes, income and current vaues signet nide teepprOxiirVale. AS a Mull. grins mdlosses ma/ not be ECcurately refkcled. See rmporunt inkvenefron about your statement a the end of tuts document for more infornason. Cash Cash and money balances Cash and money balances may include avalade cash balances, UBS Barn USA deroat account balances, UBS AG StanSord Branch ',pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC vat h n applicable limits, but are not protected by StPC 1185 AG Stanford Branch deposit account barantes are not insured ty FDIC and at not protected by 9PC Money market sweep batances are protected by 9PC but ate not insured by the FDIC. See the important information about your statement at the end of this docunent for details about those balances. Hddng UBS BANK USA CEP ACCT Goering balance Closing tulaxe on Dec 1 (t) on Dec 21 (I) • ',nee per shin on Dec 31 CD Average rate Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Dericknel Interest Dap n period period Cap amount a) Fixed income 579.46 579.46 Mutual funds Totat remyested is the total of a remvesteddwdends II does not include any cash dicerods. n is not a ta lot for the purposes of deierminng hddng mods or cal bait The shares you receive each tine you reinvest dvdends become a separate tax lot. Cost basis is the tota purchase cost of the security, indudng reinvested dvdends. The cost basis may need to be alusted for return d caatal payments in order to determne the ail usted cost basis for tax reporting proposes. Hcldno lP MORGAN SHORT DURATION BOND FUND SELECT Symbol. HLLVX Total reinvested (Al: $473 Current yield 0.84% Purchase DIMS Nurroer Average OOP of shares per share (1) 5,196667 1 1 007 Client investment fir 250.000 00 Unteafred (tar)cton or kiss is the dfference between the current value and the cost basis and wooed generaly be your taxade gam or loss d the security was sold on Iris date. The unrealized Bax)93n or loss may need to be a:lusted for return of (iota payments in order to determine the reekedgen or boss for tar reportingpurposes investment return Is the current ea ue minus the amount you invested a *Xs not Include shares that ate not reflected on your statement, indudng shares INA hair been edneer as either a gm or alas n also does not Include cash clUderids that were not reinvested Cost Price per shire basis (1) on Dec 31 (1) Value. On Dec 31 (S) unrealized ((so gain or loss (S) ormornent Hoodoxy return (5) mood 57,203 52 101360 56,435.74 .767.78 56,435.74 SDNY GM 00026678 CHP70310303072503NP7003305739 000711214 03057r Page 97 of 104 CONFIDENTIAL EFTA_D0137298 EFTA01278205 SUBS UBS Strategic Advisor December 2014 Your assetskontivath Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indivxlual Retirement Account Account number: • vdue on Dec 31 (5) Your Finandul Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000/800-308-3140 Percentage of Cost Estimated your account basis (L) annual inccrre (5) Unredtzed San or loss (S) Cash Fixed income Cash and money balances 579.46 1.02% 57946 Mutual funds 56,435.74 98.98% 57,203.52 473.00 -767.78 Total Account activity this month $57,015.20 100.00% $57,782.98 $473.00 $767.78 Die Actiaty Decrotion Amount (I) Dividend and intorestincorne Dividends Dec 1 Dividend Dec 15 St Cap Gain JP MORGAN SHORT DURATION BOND FUND SELECT 1I4 MORGAN SPORT DURATION BOND FUND SELECT SHORT TERM CAPITAL GAIN 36.29 0.99 Dec 15 Lt CapGain P MORGAN SHORT DURATION BOND FUND SELECT LONG TERM CAPITAL 32.42 GAIN • r.vir-d IP MORGAN SHORT DURATION BOND FUND SELECT 62.29 Total dividends $131.99 Total dividend and interest income $131.99 Investment transactions For more I nlomndion about me pow/value shown for restocteOsesuelles, see important m(ournation about your statement at the end of 1hn Oaf unent. Date Acb‘ity Description Dec Ouennly value (5) Pnce (1) PrOCeedS from Fund, insestrnent withdrawn 1cr transaction (5) investments bowie (1) Accrued interest (5) Reinvestment JP MORGAN SHORT DURATION BOND FUND 3.326 3629 SELECT DIVIDEND REINVESTED AT 10 91 NAV ON I V28114 Dec 15 Reinvestment JP MORGAN SHORT DURATION BOND FUND SELECT LT CAP GAINS REINVESTED AT 10.90 NAV ON 12/12114 2.974 32.42 Dec IS Reinsestment JP MORGAN SNORT DURATION BOND FUND 0.091 -0.99 SELECT ST CAP GAINS REINVESTED AT 1090 NAV ON 12/12114 Dec 31 Reinvestment JP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.86 NAV ON 12) 3(114 Total -5131.99 5.736 -62 29 CNP70310008072504 Ne7000305739 00809 1214 030575004 Mohr _cm_oodiests98 of 104 End of statement for account number CONFIDENTIAL EFTA_00 I 37299 EFTA01278206 Important information about your statement ISS Fri/edel Smakes Inc (te Fem «OBS FmaxialSarked. IS a ment« ol al preXpelsectrity. ~nodey ale epeons em/unges uBSfeNidilkNOe>andl85BnFUSAbe indion Ake:lirke of UBS AG rid al Niaren ot uBSSifeseim LIC lhe F mas f e k ~le Øen recuee The hink eceative ol ceS re et U3SBnesdal Sovers hc 1200 Hater Boaleded iheakkken N107086 The sutene« reprearcs the cerlyeticdtreard of pulUBS Fosanoal Stias ratet ON« recolds, ekcept olloal ter documerit. conuisng «Mang dau staute na be vbel upon dyete bohem Nore n ri «ra or ~kas please mon n ~ara n «ring to Neeresch ~pir ot tie otte:evreng pv acCouni ANough al nasa ~n are impded b be emne. St3~143a ~ull roe be used for txpteposes Fikk Sek* on yerend ur lamt 0 e . Ferm 1099. Søt I0421 ral feen endring pur tr ravn Ner res is min-odby lan to reyon to te RS al taNti b din:lendt apene/le nen- dvdends rid tatle men fred en secuntes held n ps aceourk net proceeds on sek tansectoss, and ose bausen anen areal smurte, Caniewniallone elt the fim • Nyast re crAifimi anry oral orravvskrons misere lunner prove your nick rickeding yokr rgles uno« the kamMes tevla Propellen Art (SPA) • M /he ~al instlimon emne top Sett cd the Iran ol the Illiterynt is not LØS Fitmoal S•nkrs. LØS Femnde' Senkes avis your rave as dexhii trek« by rangen-Ant seid the Mdicated ~uten ne Intormal pv of Hus rebtauhp Øve you apered tll5 a~t in ibis rap, pur Anis ard ~is re ~ed X 1.65 Ranere' Sevtes and not the etroduceig bater. and you rant ~ampert ot ry fer0r0rOlnr5S1>n n'tird All arcoure suteren« snak be etrend con enetand anerase I na obledei To n svag wøun 60 (bys • Please diva rusken« amttrane ed ~res to Ølnes (Innett helnom Normalt X 201.352 1699 or tolket al 000-3544103. 8 OCIA ne to 6 0) PM fl Mcniai thiougii /edet or h vranga UBS Poemet Servs d. Clan Rakkes Depaernint P 0 Box 766 UnOn City. Ni 07(37 • hi case el mars« ~ens eirut n elecoonK lunds vanda (ST) bil p-New, «LIS kur dcian cad trass-Plass, all 800762.1000 or nrce to Le3SFriarcal Sernak tas. 1000 Marbor 8W . 6th 11Xet Wy€tJAkes, N) 07086. Ann IMASOSA CM a Ante 35 San as scu can. dyouhesk Far Uranen« (coax 6 'merg °tils° Pal rate nfservign Lout *trend« on the ~mini ot «apt The Mn «Cad Ner (X re labb) mua ~Iran pm ne Oter Ør, 60 ~alter the fem sent you the kst strange on sikkh the er« or probkm ~red - fredde yre rane end trirom «orer (il ara - Devalbe Be erter or the rorla you re ankre atOks aliNeNgn asdeatyx you ran reiv you Mede C is al «roror ne5y pm «ed mere niernekn - Brodde te dollar trisene od tie superled «ra The Fem« C rd Muer wil mangel. yotr ~bra rsf Mllort(Q Plar« promptly Mose make al &aks preka lo In* Ann« Ne ~ir ndraled on the kont ot the sla~t h addt kes to regier rcove legs. rant mei be kboed to c/1=M~ Mn charge: k< lrepaymr for srurt*: purdsrrsndcnsgos f cd trpad rrevits cr,h asroints Ao(ounts Nal nen!~ to aha nitCutons rna( be NON« to a preka lee UK Isete °pilene UBS Onen Organ ler ~n7 ads batrXe3. tifliCes to bar* &peses x UBSIlink USA rduBS AG Streka «NN (ark Snerp hograms3 away maket mutuX kautt Nreney fierds) and the IsteretaIX DepeSt ACCetrit (0Alor CuStOrnen «bh n rnanabonal *esc" letanagernPnt Arsouni llunr9r. eit Eirik Smed fatets. con babnces re trea fo tea Bark USA up b as estabIted Pm and thai to ISS AG Stamlord Brei" «a lfryney Fura Noens at LØS Bat USA re FOK risured n acoodence wen WC rutes For ex« acensahon p bro nut ham Idie gsv Depoet X ISS AG Badord Brant rd dsaiesceleasey fixds rena murte by the FDC Through the On ayelable to ah bein« are syra to «pli« aaarts a LØS AG Nesle« Bransh nd ISSAG C almen Øards Nese ffignas arena nuel by the CD( BalexesheU x the ISS AG C !rin Bran re terpa. dy 41>05ed TO the sesamen rid of theC3s~ lealds, and Nere e x quarastaar otrer obleatiri d 16144 ho reaY the hatexes the* on the LØS Gasnus's Berns bere Depoet x ISS Bre USA rd eamUBS AG Bra-ds rena primaser' by 9PC Moner bend shaeS praeled by WC Set nes Fansol Sevass Account Frotection" bebo( Upcn pu reglag balnrs n tie Bak Sharp Program a OA mer be retsaarin ad fl es Of leoney Fund mai be iidalmed and the pioceed: returnel to yre'« pv ~un Yretkell Furter mIcenren Se« »slitte «Kap optere incldng orren, marint ran .and søkn. 6 reia« x www ubSo/rdisweepyialk knm pur insi& ~or a by tåkg 800362-1000 UK Randel Sneies ecceert rotute The Fim k ~erter el the Series Nve« Protecnon Ceperatiel (SPO. ANN prowsseosnies anestril of mertes tp »1500000 (isberg $250.000 for damsbr card 7A• SPC arrIP ;rexen«, tirnYY CX» I0 all . 0:Orn$ Napuhold n apaniflaay The Fart togelm wth anal alliketet ha ase Nrchafid skpfamontal preleden The marinen alpint payabk to all Nigbb dent. colbcteelf unt." his protecion e WC melon as of ~er IQ 2013 Subpil tote pek-yorder° end kneatcen ali at tie Forn 6Utter parecled fa up ki SI 9 ~n n *be ~ega ta al pur accovilsheU n a patos'. capaay spyol A tvl flepolcy Plang 6 «koble Wen ~ 2 The SP( prelaten rf te supple~X prakt-an bolk do not -45119 to • C *nen ferm« adels conuolled bylad Mord nype accart vak») but held away from Les finhol SerVrOii (eg. «nen (0(aN Mitar*, «)(ari ML% AG Stamfort «endt Ofr numne rrociat narrig krat« truelet rd Od dens of rubel kna yre« kai slams re mg~ ~tty in the nano of the renn keia en the baks rd «ara of tie «babb mva or trear agere). • («tan merren, contra" or rinerment ~st (e g . knas painerships rid prvae ~ems) Nat re na regislael ada the ~nes Åa of 1933. and • Conerodines contra:n 40 g . forer michargo nd prakus Nar ammast flaring humres anna; ali, OpenTOCN OPI« comracts The SP< prolation eld the arnil~protectbn do not Øyer to thfie essets Nen d Ner ah!~ sopperm arDkr Patentet The SEC pron and the swpWrwit Øfdon do not «Mal agens* chinges is the rnrket valde d pv N/estimat, lereter as annal of mat« tookonsint. aua branepla of All."Akel More WOMIX.On 4 ~ab ki tem ~st Tøy may obUyI rya Morion Xnul Stk. Micludng the SIC Broa«. bytarmen SEC at 202.3718300« by heiing te SP( ~ne al mva Nec «0 Itekreesmontarognni ORØ) Die en, relleCed 4 ri enker en« Ytt.' må} °titan the nuet yrne han pur Finrist Adder Guy Wien Pres are prdsasel adr VIP. partial (hin Pl be soll and die ølt Al be agesned n ptr accours Tie diliSerld renaerc prix mykhet by the auer nydt(. frosi the mælet Fecermends the paniel Nam re sold CasMbliou Omly tam ir unt, Inly be hold in pv nett fru re entited to aprilelm es ar h of a64*nd ~tnt or armwire dtp fan w8ertery 1 panelets x maket ria or aCapt an Oneenred by a tegdttred (kan) agexy. anevedl pv mant lommene/n riblealves the mesanen, obpaves ane rit protik are spar< to erm acoxim rid my vast bena«. /tem rbee the Inn roantik a ~g of any snedart dunge h ymte franci2 Skulka a einstire« cbraves For fadt accoure pu derose ene ol the N lowng reestment ebeatteS • Reda evnet frxotyyt Inionnienti ~bin; the genital kn of næmt only • NAeue elPga. bIPP140400n Vivesinanissaking groe" el preXpal rapa Utan the geneteren Ol nCerne • ft,01/CeCOn•lTninon of (nome sed C~APYI,0400^ ~mant vang tab ht gaseraton of race sid gossen ce Brno/hal 0~11 rbli pretta • Conanuekt Saks to fikentre filial eipal van lem ryas a4 rola lita to tie rave «fl fan fl Nat <news the arourc does not geleene s4ndicer income or IS", and mysakoepØwM in' lina, • Amena siatIng ø rap: New ree. to ir~l rid aktre terre a ixtttya sak hiter recirns • kives!~ vispeg tO apt hgh nøt t0 tranceral dd hgh so WYya seethigli rerune oset orm Statementimmehoklior vie nay o>nsoklate al retted rave stateneMS svai the kr« ~e« in the same «eka. Acaustsrnay tie «byd la thi; «nose boaer Ny hase onner; nho oho ~aen lov roere relx Pelse» seilt od« dent al the Same adchess The precice e Venn z novereildng • if pis ede lo reeehe indbilual esterne«, ~led in reorfa CONFIDENTIAL ervelopes —pu inn dedny householln3 bye:Krig pur En:mel Adinsor Finnet ~Mat nano 11efnereg rava nat* follects mfarrotien that «Sere] On the Hrn's (mine sanoes Nibs.. It e a ru:tomler« 'niar-urne« Nam by keu a aua you wth your ~treng n him no bga øft« on par ~unt lee cm arie» pv Frender raka nanes. throup Onlne SennCeS « tg areacuip »NS inancelAO•b« Account *virak« • Vanedeo« rrourapoeXceo fka d assets ard laudet, • Aren !nakke avlable als bebexes plur, lof reieztal gnurk, (st ). rid Global Ty* Deposek unrealind mats to maket ard cenam roa; na held byte km Does n:4 exbdeirginced ~telekset x tie end ot the par andGiret iliteintnt Neo« a pr x* hørstrx.x>. unined *4 , colixrt and «rant b stod: ociliom • Ciabeetes eldedes Øt balrices. outstridingmrge lo/n:tat« Inc. shat ~unt bana, • casemoneyerrxes Toer of nitkr.ledavatsleaN bSarion. eke LØS Bask USA «daa batrion UBS AG Smatra Bramn depose balrxes and mcney~« rrukul fuld m.m balnet al the dose ol the $431~t perEd Nonniesnedity ame nede belason fl yets ~unt arenes sitiregaed fr" odla balexes Potte Femmar me Bit of these krids n the ordisry course of as tuirms Mos. lunds Lrepayable tpon p.r ~land The total ei inclekd in No trav peind dos eg prut Ligning information ba detaitd nlamaton on !hel rn.> lenda; prsci iss and ~wen Mat* vovClem Mill beit e Agree~ or Accoux Ågeren, aud the General tifn5 ad Cceditern LØS St-flakes% of °ale Frecta$ ~NN n Agnk~s ~Occ,xwe ar nfr • mv.no-nw,v o•na.‘ lamme« Yof flattant it*InCeSSearitk5 and oter SWIShEld n the romant at the ed el tie ~anta (keiet VW MP/M for eti:my cd trArpakl'AXWinn ar &ri, tese Olm nemer rereede savnes used x han colleteri aha al" BWAShinn b . die on Nem Kry ~non Innland P the dyng Be stressen pernod ane heat at nuret r41.* a, Of Mi gni ol the MI4fnent pasod • Cosib:sit ai ~ting thea basis of the searitm induded n the stilna. Sote atti:« wth ete nyare st • LØS Inido Sevashas «led on mimra ion ohlabed tran muer, otrer tran LØS famna Skoten. nexcIng nlormation Irtm aroma lin or Nr you Nei lait prediNd to y.« firvicol ~a The firm dag net htløpendenly ~ty or ~net* raracy cd vaidey of ry issormx en prosided. by purres aha lhati LØSE ~al Senkes ki Molten allaeohUBS Feiande, Senkes genrally updates h6 tionnern as t e ramad the Fan does rut preside ny ~ams Mai te niirmatori !nier 'Cosi ham' and •Unreelitird gangsyn" is xas *e a of the da Of Thi; areleill 449X7\ please do at (Øy ca he iniormai lan to make cuichaae «sle ~stat la la pureen« a omem/da ~unn erisleyed to the Yen merrene« glidt» nlorrnsen ei-lykr the peri'd of eieretleyaeheldxtheFrm lebrehinormal rihrenanon Cal be ~3 by pv hrunoal Ada« • Unnelitodgelnerlomos 1115« dra e artist. e neted Urrial.red tara 'r ;sa re cadixed tbc SDNY_GM_00026680 EFTA_00 137300 EFTA01278207 Important information about your statement (continued) Mtbdulsowity lots the tamanbn data for intichal lots mayor may not Mtn cisamnsank thages anor stoney reorgarmation tent (»Wend end other rerwarmani lots and swam* psi ire Bon are eat combated 10dt:4W One abraded lot The • Trade dz.' colon, piosents the aNnal Casa tam Cannata • Callable norken Bonds and prafated ii00, that the ituff (alb for askmaroonevil bewk.:ad abater by lot tom aman a %wanes of that awe WU in out name a el ~me nam for as dents Calfoam Mamas Mrs is cationWm than pawn aid Os 'coney M rot gutfled Ottitc Call I eatret may eon Midi could ilea yen complete 'Mama kn ma be goaded open ingest . Caracoles of dep.:n(0s) (Os are MC ~el apt $293.000npstopal and sated mutest pr dtpoutor and per ~Miry rniiMim. ri aacedana with (DC nibs • ~Nakao nasalising's/fa staartes an1Other produce, maybehot« « brier thri Me pro that you would taunt ream in the mak« PrCei are obtaned Iron wariadS turd pity Unreel. Midi we tetra lo te reline but we do not garnet tee a:curacy - We nay be to Mang pose nhen aiábbb or Ihe mean or rte bd ask poes Ice 'sad banes and optorn or on k bd prces la OTC bowel - Let amvely traded sear tati maybe mad aanga valat MI modal or the moss Went Ma we Mated Maw nol fel lea an dalaMalla Pna Or kiln - enain pelliOnS may appear witiCut a Ka. ad roll show z 'once was not aecilable' al we are salable to obi* a prce for a worry - Deposes oe norms domains& al ~es other t as uS dollars as rel 'Mod a the eattgerae di of the showman! dire - For cenan senates badeg in nowarnaintig dercannatali. roe and gUaitty «ace vatted may hat been alyneda lard...Ile propwvauxon To Obtain Otani Ce.Cdasaid Men asallable.0)rtaa your Cranial Aduooe • henna eaten and zeruauriadproduou Mate mestnat saunas (noticing diem pwarpgion pagan aid realestate renstro rit thin St3altreS) aid SInclured produaS strand., hiffily JAW d (Man 'wawa poloas tae me been regniered wit. the Staines and &Own Cannot:4 «UMW any state securing laats We provide estmaed wades la private nwitmen swabs am smeared produn br adorn.* malputoan only Acdracyn not 91,2'011(. 1 - The* blues mayddler sabstarcally from axes, if ray al Mich acreage mestmert secure), a StruCtured pioltia maybe tour a sold aid do not necestmly reptant the vast you may reawe upon notdann - Thud pay enmaes of bananas of a randre Not ae %replied lo !SS Sword services on a regu tr balm by an ndtpernent wasaide Inn genrapnwce sagnsor mimed whet d sty'. ate suplod to te Frm by the awn general partner or acrisor and maybe0nd~ Wad at bare* Wormabon from that bad by thad pan if to dorbe ther estitandvaben - You cm obtain addoonal rdcrmann reganng the methodology used to determine the minute «Vale aid the dae of the habitation Is the bait fir the Mare Wants:tin your Proicial Addsor - Tied party Menaced valas may be reflected as 'Not priced' in ward swat" when an 'ntepeneent wham firm An Mt tipled ir e ware ie assign a vano when we DOWN in." that a enamel ems has warred that may alla (nevi ant, tenoned valse #03 dUeSIOn. Ce when a NW own W highly spent", duo to to tutu's> of the stony - Men neMer an Mu« omen wow a sponsor estmated wanner a sh✓rdwry en mind van is Medea she Yaw of tie seamy we betatron tern its podia *pia - 'Cianbutiorrs to dare' may MOAN wan of cd«lat mane cr both •0043Alf ira see' reaennts ate owl oll ring price permit an may rot wiled you cost bark • lbattrictod securities 'Wanted socuriles gmeraty not annoy weglok la pink tak tan Mania Wow uses We makel proof to entwined mob of the sant nsuic aas maned NW for the remand nods b/ penposes cisStiElreMony To the taro tai resided seasales are «Mob lor sale. tenter mowed may basubsezitialy 4u Than the imputed value town • En. laminated) Sall% arroatriolds and ran. An estimate of afloat ncome is based on anent cantind and baba ram. waning the iwaities till be held tor one year from siaternant date or and Raman Thd Aire d any a guideline. accuracy aid wunad mane ae not turaiceed - Est Mated WIWI income awl arrant Weil lor cenan natal WOltiteS mold neute arum of aincada or cabal gam ei MO Ode the en name (aid cumuli yen) would be *venue., - Earnatad anus mane aid astern yield aid The aata ficoirm and and mght be loweea hgher than the nimbi amt.-ens - An ramite el gowned income <Widen! andor «rest Wined by the gewon o malt« valarran balance e based on the W dband or mew pays n1 made by the mar and mimes tie seam indaposes wel be India one acii ban the statement daub' win nutty AohracY ab conlalutd and in not garnet' • Amnon hold lay lab Financial Swaim Conan asset, are not MN byte Sao an not wain the fans possessor, or Centel Thee assets re caplard at your galelited for ird onruonal baptises onr Postat irk vats reamed re awned byte issung Jinn tlaS Whalen Straas a not emporia* lor this ineanain ale does net guaraitee Es awry mete aisles ire nou prOloCled by SK Cr the ann's suppletnamal WC costar • *wants awing and addkionalcompensatlea. - ei addiiOn to amenissom on idles aid 11b.1 fees roomed es conneam with the datrtulon of rmnua funs to our dents we altar Our *Mae redeye rename twig wyntnu rom intrbutors and« ransom of the mutual hands to we telt Thew *moats at bred en hw detrain arrponints the amount of saksby tan a a macula mutual hak lamer to oir Went aid ((Me ant irate of a prowl, TINY fund twilit shamWad a the Inn - We ante inane alb mate retire:clang and ormtbsprocesting lees n °noniron lor owner agent sakes that we prowl* to rho ntrual fund; 'flint fees generS re pad ban amnia awn in the mutual find and te a thed dolt< nut bawl on the macaw of awards at tie traw-deabr hottingmutual lads of eat fun lank, - in ant on to commacm 'nab m orneakin wen the salt or bambini:in of arnury orreach an wit Imo whale af dents. we an cd our all MN recur rename Wang CaMenSation frcm rilriyol tie rearrancecoirpaniee indemnity tie a-rUdy =owls Oda; ol the ho wn', conicann a sponsors a tie urn eat mats we clartute - Our "fats also realm trading Cwmbranan Wier ~talon lam menial funs an own* meituin arose procixts we disebute - We receive an anise tee from LOS 8aili USA an USS AG Saanlord Irani Ow» ijl pee a:Couni wentain to the bark% lad« the IRS Bat Sweep Prograns sandy lamination rogardng cormakdom rid othee Marge inured ri annecton wit the ~onion avans richdreg eihmVanactons has been cockaded on waratoom prayoudy Km Wed io you. aid well be bonclal to you ~NV on culten Shortening you as engaged in tort sehg nasty. you may nos a (Paged» to avian Decor" Coils WOW patada stony Opa ordeal ~deg Wen tá áeiled • orders that inne not mewled by the date open buy an Sell cot odes re refaced by the toenon of neatens« r gras • erniddindsor acongles date mkt encoded inhere/ha by you You ae assemblefor orders that are awaited doe to your lease to canal exang open Wen Tax wit heldha en ~ono fawn MS Financial %Moe' IRAs redera tag Saw retires tea Nwicial twins to ~hold encomia tac from wis WS* an &Minton tut you my elm Oat Ionae ecore sat setMpB or. instead you nay tract to have Ier washeld aa at Ze aha leed anowt as you choose You Moon wad bourn in erect until masked by you You may revoke pair eliction a ay One by maag anew elecnn If you do not have enough comme tar witti Iran your distributions. you maybe rel3Onible fa the payrnad of rdenxedlav You may nod penned it ire anoints W Wil ani year estimerd ta payments se not NW CO Warla oblintim To To obtan a copy of oir etstent Chere nary Notice 'Mae canna pas Nina), Advisor entomb wahine a: ymoy Wina714:412M0Ory Leaf nawil Swats Trot a bait The WA. Bushets SwicesAccovit BSA an SOMA ze brokerage aasteam MO parade access to bat ne somas aid proton trough ananonnts Mt Waned bats an otter Mkt ',Mybalks. MI amides at:canto heraio and away ante Owed by unabated thni tarty Marna camas Haig% naent agency :unity es of uel Maria Winces an tweemm. morn. and away products rat IOC hared • No bank gamma.. May lose who IbitA ReiOnNtalag~ amain %Press Sermon banns SSA. WM and ncemabonal Restrce litaugarma CONFIDENTIAL Arizona ae reancrad once mats of ORS ~al aerates Inc VG Ssnaturo is a regioirod smite mirk of visa t'he'reat Knal 1.85 Visa Sombre cede urban Len Wa (Iceboat" issued byIRSBait USA will wints9on trom vcauS A harporsca USS Financial Sermon Inc Rev 201407 SDNY_GM_00026681 EFTA_00137301 EFTA01278208 Retirement Accoui it UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 a4P70057347630115x1 Yi 0 UBS Strategic Advisor January 2015 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: indrodual Retirement Account ifireinfilla IRA NEW YORK NY 10065.7007 Account number II Your Iinandal Advisor- SCOTT STACK MANILYLE CASRIEL Phone: 212-821-70001800.308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on December 31 IN on January 30(9) RMA ResourceUne at 800-RMA-1000, account 02%23697. Your assets 57,015.20 57,246.36 Your liabilities 0.00 0.00 Msit our website: vrwe.ubscomrfinancieseevices Value of your account S57,015.20 557,246.36 Tracking the value of your account Sou roes of your account growth duriag 2015 Value of your account S Thousands at year end 2014 S57,01620 Net deposits and 570 I vvithdratials 470.29 Your MeStMent return: • Diedend and interest income $41.57 Change in market value 5259.88 Value of your woman Dee 2014 len 2015 on Jan 30.2015 $5Z206.36 SDNY GM 00026682 Member SIPC 0.70007005734763NP1000189425 00009 0115 03057500‘ 000 Pap 1 of 6 CONFIDENTIAL EFTA_00137302 EFTA01278209 *UBS UBS Strategic Advisor January 2015 Your account balance sheet Summary of your assets value on January 30 (81 Percentage of your account A Cash and money balances 509.17 0.89% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,737.19 99.11% I Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 Total assets Value of your account $57,246.36 $57,246.36 100.00%. Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indiledual Retirement Account Account number: M=M Your current asset allocation A D Eye on the markets Index Your Ii Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000/800-308.3140 • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% Percentage change January 2015 Year to date -3.00% -3.00% -2.78% -2.78% 0.50% 0.50% 2.10% 2.10% CNP70009005734764 NPTOCOl69425 COOS MIS 0305750NEMOMpiy_Gt.L00028age 2 of 6 CONFIDENTIAL EFTA_00137303 EFTA01278210 SUBS UBS Strategic Advisor January 2015 Change in the value of your account January 201511. Year to date (I) Opening account value $57,015.20 $57,015.20 Withckawals and fees, including investments transferred cut -70.29 -70.29 Dividend aid interest income 41.57 41.57 Change in market value 259.88 259.88 Closing account value $57,246.36 $57,246.36 Account nettle: GHISLAINE MAXWELL IRA friendly account n arta: IRA Account number. Individuallirement Account Account type: Dividend and interest income earned For purposes of this statement, tenability of inkiest and dividend Income has been determined horn a US tar repoding perspective. Breed upon the residence of the account holder, account type, or product type, some interest ands dvidend payments may not be subject to United States (Use area Puerto Rico (FR) Income tags The dent monthly statement is not intended to be used and cannot be reked upon to lac purposes. Clients should refer to the applkide lax reporting forms they receive Iran 165 annuity, such as the Foam 1099 and the Fans 490. fa tat reporting information. It is the Dome of U95 to file the doplicatle las reporting forms vAtn the US mterrd Revenue Service and PR Treasury Oepartrrent, and in such fon accurately data fy dndenck arcira Interest as lac exempt or ta4able income. Pleat consult your Indudual tan preparer. January 2015 ($) Year to date (S) Dividends 41.57 41.57 Total current year $41.57 $41.57 Total dividend & interest $41.57 $41.57 • Summary of gains and losses Values reported t*lcw exclude products for which gain and losses are not classified. Realized gains and losses Unrealized January 2015 ($) Year to date (8) gains and losses (S) Short term 0.00 0.00 0.64 Long term 0.00 0.00 -508.54 Total $0.00 $0.00 -$507.90 Your Pi nandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 Cash activity summary See Account activity that month tot deia Is Balances In your Sweep Options are indudedin the opening and closing balances value. FDIC Insurance arson only to deposits at ins Rank USA, not to deposits at LOS AG. %traced Ranch or bank deposits pared t htougt the UBS Internaioni Depose Account program. WC protection applies to money market sweep fund holdings but not bank deposits Satimportant ea:halation abOut your statement on the last two pages of this document for Mils January 201511) Year to date IS) Opening balances Addkions Dividend and interest income $579.46 41 57 $579.46 41 57 Total additions $41.57 $41.57 Subtracnons Professional management fees and related services -70.29 -70.29 Funds withdrawn for investments bought 41 S7 -41.57 Total subtractions -$111.86 -$111.86 Net cash flow -$70.29 -$70.29 Closing balances S509.17 $509.17 SDNY GM 00026684 CUP7C00,005734765 elP7003191425 00071 0115 0305 00700 Pap 3 of 6 CONFIDENTIAL EFTA_00137304 EFTA01278211 UBS UBS Strategic Advisor January 2015 UBS Bank USA Deposit Account APY Interest period Dec 5 - Jan 7 Opening UBS Bank USA Deposit balance Dec 5 $579.46 Closing UBS Bank USA Deposit balance Jan 7 5579.46 Number of days in interest period 34 Average daily balance $579.46 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA friendly account name:IRA Account type: Individual %ea foment Account Account number • =• Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch manager toucan find a full description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration None srktited Your account instructions • U85 Financial Services Inc is your IRA custodian • tots account cost basis default closing method is FIFO, First In, First Out. Your I nancial Advisor. SCOTT STACK MMILYLE CASRIEL 212-821.7CC0/800-308-3140 Retirement services information Summary of your contributions Contnbuoon type shown in this section reflects information you prowled to us, and we are not responsible for its accuracy. Note that employer and employee contnbuoons are reported to the RS for the tax year which they are made Contribution type Current period (S1 Tax year 2015 (1) Tax year 2014 (1) Transfers 0.00 0.00 57,012.04 CHP70303305734766Ne70C0185425 C0079 0115 030575004 MaitoNyGM_0002615ftle 4 of 6 CONFIDENTIAL EFTA_00 137305 EFTA01278212 UBS Strategic Advisor *UBS January 2015 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indswdual Retirement ACCOunt Account number. Some pnces, incase and current values shown may te wpm:dim:re. Asa rent. gam dndlosses may not be acurately reflected. See important informatrOn about your statement a the end of ths dxumem lOr more infornsion. Cash Cash and money balances Cast, and money balances may include avatar& cash balances, UBS Bank USA deposit account balances, UBS AG StartSord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC vat to n applicable limits, but are not protected by SIPC UBS AG Stanford Branch deposit account balances an not inured by FDIC and are not protected by 9PC Money market sweep batances are protected by SeC but are not insured by the FDIC. See the rmportant information about rot statement at the end of this document for details about those Saxes. Hddng URS BANK USA CEP ACCT Goering balance Closing balaxe on San I (S) on Jan 30 (5) • Price per share on Jan 30 (1) Average tale Your Nnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 rnsidencl Interest 0qs n period period Capannual CS) Fixed income 519.46 509.17 Mutual funds Total reinvested is the tots of a reinvested dvdends. n does not include ay cash olio* rids. It is rat a tat lot for the purposes of determinng holding periods or cost bans. The shares you receive each time you reinvest d udends become a separate tax lot. Cost basis is the Iota purchase cost of the security, indudng reinvested d %Mends. The cost basis may need to be a:lustedfor return d cittal payments in order to deteunne the adiusted cost bans for lac reporting homes. Purchase once' oftio z es er Act vertair airnCt Hcldng JP MORGAN SHORT DURATION BOND FUND SELECT Symbol' FILLVX Total reinvested 5.200.476 11.007 EAI: $478 Current yield 084% Client investment (5) 250.000 00 lfroutzed (far) gam or toss is the dfference between t he current value and the con basis and world generaly be your taxaole gan or loss d the security wa sold on INS date. The urrealtzed 020093n a loss may need to be a4utted for return of captal payments in Older to detertnne the realized gan or boss for tat reporting purposes investment :Sven is the cu rent Ira ue rnmuS the amount yOu invested. It does not include Shares that are not reflected an your statement, mdudng shares that bait been tea iced as either a gain or b 1056 II also does not include cash clvidends that were not reinvested Cost Price Der Share blasts) on Jan 30(1) Value on Unrealized Clad inieument HOldrX) tan 30 (3) gain or (5) return (t) period 57,245 09 10.910 56,737.19 -937.90 56,737 19 SDNY GM 00026686 CelP7C007005734767Nh700318942S 000:9 MIS 030579004 00000 Page 5 of 6 CONFIDENTIAL EFTA 00137306 EFTA01278213 SUBS UBS Strategic Advisor January 2015 Your a9.5etSfentrivedi Your total assets fl ue on lan 30 (S) Percents:, of your account Cost trans (S) Esimated annual income (51 UnreWred gun or loss CS/ Cash Cash arid money balances 509.17 0.89% 509.17 Axed income Mutual funds 56,737.19 99.11% 57,245.09 478.00 -507.90 Total $57,246.36 100.00% $57,754.26 $478.00 -$507.90 Account name: GHISIAINE MAXWELL IRA Friendly account name:IRA Account type: Indiwdual kalifanent Account Account number: e Your financial Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000/800-308.3140 Account activity this month De:crerhon Amount (1) Dividend and interestincome tividends Jan 30 Cwidend P MORGAN SHORT DURATION BOND FUND SELECT Total dividends Total dividend and interest income Date Panty DefcriPlIOn Jan 23 Fee Charged QUARTERLY FEE 70,29 Total professional management fees 47029 41 57 $41.57 541.57 Amown (I) has Investment transactions For more information oboe the pricebait* shown for regdcted securities, see important Informatke• stout your staternot a the end of Wit clownent Date Achety Desorption °twenty wlue (S) Price r1) Jan 30 Reinvestment JP MORGAN SHORT DURATION BONO FUND SELECT DIVIDEND REINVESTED AT 10.90 NAV ON 0112915 Total Proceeds now Funds investment va indrawn fa Accrued transactions (s) investments bought (I) interest (S) 3.814 -41.57 .541.57 Date Activity Description Amount (1) Dec 31 !Mince forward $579.46 Jan 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT* AS OF 01123115 -70.29 Jan 30 Closing U.S Bank USA Deposit Account $509.17 The UBS Bank USA Deposit Account is your primary sweep option Money balance activities CHP70302,305734768 NP7000183425 000» Oils 030575004123697SW 109My_Ght 00026Spie 6 of 6 End of statement for account number. .1 • CONFIDENTIAL EFTA_00137307 EFTA01278214 Important information about your statement (1es Framer Soots Inc Ct rim or UnFirwrocialSenaes). is a mentor of al prospal security. calr106ty and trims edurges UBSfirsaxill Swims and LASSBanlaSei ise ired "chagrin of u0S AG and Milian of uBS Scotian u.0 the r m's Mama Pica. 4 rattle upOn towel, the fern's mecum* of Aces at a MSS knainal Severs; ex 1200 Haar Bcolevahi Mahan% N107086 1h6 =WWI maroon The only addressed of swan FillarlOal knot, 3[COunt Other fe[003S, ttecol011031tIc doomecra. conuhng coolliang day should not be rebel upon if you belnie them is as tee a (4161.0h. pleX0 report n rryndiray in swing to Makin& Marapir of to once sthing your a:mum Alshodeh al no tonal are iniendol n be tart?. Priesint data toad rot be used for tap wrests 46 solely on tea end to Ian 0e . Fan 1099. 5498. I WS. OK) when pepsin your to return Med em is requisd by Ian 10 reon to the RS al ham le dirdends. Aspontle non Mable dvdends ad made meter toned an secuntes held n your tea" net proceeds on sale tranUctunt aid cost batmen cotah soared Hairnet OmmendatIons with tho Pam • Flom re<entreni fl ood aseirrolnalons *Meg TO further prom your .:fries, naiad marries undo the SeariMis arrestor Proton:4n Act (WA) • fl In* frunor instritAson on the top teft of the from of this laiimml is not lei FibinesalSavOrk uBS Fula Seeds canes your as as dreg broke by d ralgernenl cod. One SKated natuton We lammed sou ol Mn rebtionhp alien you owed this axone in thrS maw. seer fads an/ *arum re located 2105 Frsanoal Simon aid not tie reroduthe bd.( ad you must ma. a repro of any ma or oftssian W beth In All ap:Oure StaWrence Shall be deemed COntAtte and scant. d WA n Antfrg wehn 60 days • Pleasediem outlaws' corplants issuers to the lore: atm i.Womp0ppmmant x 2014521699*r tolSree a 030-3544103. 8 00AM to6 WM ET f Amday droop fury. a 4 rangto uBSIMsanciol Senna% nc. Clint Relations Department. PO Box 766 Veen City NI 07G37 • h case of emersa WHOM% about n elecoonc Suds transfer Din bill Phnom cells VSM drop cad tranachoth call 800-762.1000 or neat to U3SFriancal Sauces hc. IMO Kato Std. 68 Ilea, eah,NI O7086. Ann INWSSA Servtes CM rimless soon as sou art dyouth nk yaw stawmem or reced 6 %%erg a d you need more neennahm about atranthr on the stenorn1 co malt The rein Cr' Card beret OS seep lOble) Mull hear tons you no de than 60 ails alter the rim Seir you the ast summon on Muth the err or prolamin mined - hoade you nine ad account number HI mg - Derr.. the MO. Or the ranter you ae ureise afar aide/Dian asclearly S pa on Shy you bathe 4 is al error or My you need ma. Mormxion - Prode the dory num of The swelled era Merino( Cad totter viol investigate yor complain ad will coned any error promptly Pleasemake al trecks pays, te b tho revisor to ?mad mauve' ndcated on the roes of the stalernint h addt to reguki at ant Nes. taunt may be ,bpa to mammary. fees charge:Ice lie wrens for securstos purchases andcharges fee srpael "Mott I =II =cants Accounts to are tranderred to ollw eiSteutOnTrnay be sada to a banner fee UBS Sweep Optkom UBS offers °plan for meaniecash bards braces to bank &posts at UBS Bat MA and utS AG SurnfOrd bands Olak Swop noraml money thaw moor lint (Nonce Fads) and the harratienal Depose Accra:it OA/for dustmen win an enemabonal tesoace Mamednent Arnaud lucugh iht Bat Sweep FrOgrann. cafe balanOeS are Swept so heS Bar USA up n n eslabOthed lenn and the to UPS AG Stairlord Branch. a a Money Surd Deposes at LE Bar USA are CDC muted n accordaxe with FOC rules For nay Wenn:son plea, nut wow IdeC got Depart a UPS AG Seasdoed Bcasti ad fates ot Mawr funds amnia Insurer by the PDC. Through the OA audoble 10 at, balances at Swept to depot. accounts a 10$ AG Nedra& Brabth aid UBS AG Carman Brant, These deposits rend nand by tie SDK Salvias hekl If the tilfn AG Caplan Brach re terpounly oposed to to somegn rid of sheCarnal Wands, and the h rut guarantee*" other oh lepton a 16S AG to repay the batmen whet m the LOS Cayman's Brads boas Deposits aft UBS Bra USA ad oath UPS AG Branch at no mooed by SP( Monty Puna shies are protected by WC See 'UBS finalcul Somas Account Rotation' below. Open you roam,, b./laces n the Bar Swap Program OA may be wflallo ad shams of a Monk kaV maybe Nadas, and theproceeds reamed to rum your wanton rang Further nlandon tout radire sneer *VOW. eXtsdng anon, entre% roes ad yiels. d soak* at wow vibe any sweecynile ton ycud SnriCal knit. ce by Cairn 200.1b?., :00 MS Financial Soviets amount protection Thep Fern is a msn'ter WOO Sinnle$ thew Protection Cognise' (SK). synch protaisSerntieS 3[GOallS Of a modes tea m1500.000 achane$250.050 for darns for Gild Tie SPC tap ;mesa, ti et arsfar lo all Kamm tstruhOldn a pandit coxity The Frm tarty, wth anan if data has also pusIbl*d supplemental resoncion The nueenuin anoint payable to all NOW dent. cdMvolyumvthis protedon is 55(0 maw as of Decease IO, 2013 Suboct to the poky orditiono and Instricnr cars at the km is funhe protected tot up so SI 9 milkn n the ewer* for al your accordshad n a pallor, capaay A full copy ol the poky eardng 6 nit* upon Ethan The SPC prOlKIngs and re supplemental pramosn both do not trialT to • ( Hun Maria arm controlled by fad dined flys°, account viuMbut held away from14$Finalcial Service, kg. anan (kat aUBSBa& Cr dash arUSS AG Stamford branch. muraxe morns. naxing Yaubr maim rid 04 Owes of mutual Inds elicit Own shares re mg stared *may on die nine a the Mart hailer on retain am records of the gplicabb Spree cc trader aged/ • Conan nworrani conron or ricorment Month 0/ 9. Muted panwships and prvaeplaferents) that seen agisleced undo the *trews Act of 1933. and • Comm:dims contrail de 9. formal es/change and precious metal antractr. ncldh9 foxescomma and forntrodAY OPbell contacts The SF< protection ad the papplermota protection do not *06 to these assets ean if they Oliedd appealCate nmenents The SFC protecten and to sppbthwit proteCton do rot grown flans* thangeo n the wrath vabe M yosr arestmentsfarether as a result a mato rsournmt. barnaptcY More i4orrnxon a &alible tern arum Ymi may obtan once nformason about SEC. indudn9 the 5PC Broctur• byuniting SK at 202-Th43300o by visivig tie SP( wettne al rmw OPCOrt1 DVS'S R. Myeaument Program ORM the ace reeleCed en ammo. cone You may °bon the actualerne Fron your Finanor Armor Only whole Mars are warred inlet CAP pahaMain MI by soil and to cub wig be deposited n sots amours The dwilsend renvestnere pot at:cased by the emu may deo from the malt Fria a whin the paha Mares is sold Caslablieu Oily Whole unit dry be held in sora amount f you are entitled to 'paha au as a awl! of a ovilend parent or otherwise, re firm wit ether tel partial...Vs" make price a accept an null deuenrod by a registered (bang ...icy. adored. you account lovestnentoblealves The menniern obrams and net prof M. are 5p2CIC lo end aCCO.arn aid may vary between note ohm dm Inn pommy in arum of any pgacant rthanot h your Manor shard Cr neeStirklin trains" For each ardour. hell you choose one of the fo loving thestment °breasts • Palace Calera ',cane nernentrsts sunny the rural kin of dome only • taro CaletrablaP404004 neeprrents Seeking Torah prncpal rah. than:Ts? generator of name • preacce Cookson. or axone and Choral rafrahrom ins/nem:cis loot ng both the gerWaion of icons aid growth ea prnoPal Overall risk profiles • Consomme Seers to thirtieth heia patina nth kerr risk rid mid lin to the rain merit even rf that means the amount does not OineillesOrdallt illastt*Of Mums ald nyeneekeep pas wen led Woo • Aetna inning to accept tome OS tO Pit:0 and tolerate mate mix My m sok higher stuns • Aggress., Milne to area hgh dr to vithaal ad hgh vOlatity to seek hqs rearms cote tent kalament thouselookling" Yre rnay consolidate Al resoled eCCObrit StatenittrIS with the site address es the sure mope ACootres may be retned fee this snot. beano they have owner; Itho aged rnireein pill MUNN rilaionshps rah odor dints al the same address TMs pranced Mom lhOuseholdng • it you yaw to reai<imklual outonstnis mailed n xproe CONFIDENTIAL endives —you may dant househollny by dine your Entail Advsor Friendly10MM nod Drift/en* accorn name sabots Wanda, that you entered on the Hens online maces webste It ea cuseanlzable *macrame chum by you to azU you vnh You reccrorderyarg It Km no legs effect on ma arum You On mange you* Trends./ atOont navies. flours Dane Sends or tryortacune pos errata Ardor. Accounteverviow • Vabe of seer faountflercoo No of asset and Parolees • Asset edam *Wok cell bistro.% mares lot resumed %/way way(el) ) rid Global Tine Deposit% unmated marks to mate% and Certan 3SOUSnOt Me byte km. Does not naideumnad sonaltedasses at Moend a the paw and meat %derma pooch a Were koninords. Urvesoild 184 colons aid maccitabb 'Ma carom • Oodles hares debt balances. outstandog mrgn loan. credit Int shot account balances • Castenromy barscei Toes of snarvesied salable can balance,. 07;1135 Bat USA apor bard% (.OS AG Slanted Branch depose balances and rimer make( mad firm army balances a the dose of the statement peend Non.corrincd Ey trey out balmiett es nos account arenot seregaed from other balaxes rid the Fornmay use any of 'Ms.Ards n the ordidy course of embalms, Mese funds repayable upon you demand This Iota a Inclided ne arrant period dos hie value Lending irtformation detaad olonnaon on the Sanaa; pc alas and diclortsrot rata to sou C him kW beat. AgrOtenali or ACOtrit Wrenn; and the General TimS and CriditOrn UPS Straws% of (tele kale,adybk n Agreements aid Datums JEW!. dAM ItLOVWel.,, OhGV17.9I1 Your mats your Statelltell Centel se arenS and Other Stele held n the ocootni at the oxl ea the saineeretnt peered You may at for derany of fay pad wait" at an tme You may recem marsim used m bag collated Or paying Al balance due On teat Any suontos trancload ho them doing the summers pelod an Madam/1m habeas ol the end of the statement period • Corbett es darting the con bass of the searims inctrad n the gatemen, Moe ndLited web the nuttier -1. ' UOS hr uncial Sem:mhos rebid on inlooration °Maned from sources other than 10$ Fidler Steve.es. naming nformann Iran roam fir or tat you may Awe profiled to your lustful Advice TheFinn does not nasooldenise verfy or guarantee ita awry a vaidAy of any ithorrnacn provided by sources Orr to %SS F nacre, SerckeS en add6on though LOS Biaxial Sask.: generally updates ens ntmown as e 6 record re km does roc onside any assvanas f at the of amnion !Ada COSI base and 'Unredired gaivbss is a:actual the die of this SeariOVM AS nth. please do not (Nye(' this Ortn8 On 10 make purchase or sae adzes. Iota( purposes of Ottenvor ACCoarrn Vinland to thee on may reflect grins, nformaks orly forte period of titre they am held x the f im Marehinordl ellarnanal cm be added by per Finance Acleaa • Unmated palm/ boss shot diet a vatic. larsreed -Jr-nal:0d lang17,45 a'a caa'atet rce SDNY_GM_00026688 EFTA_00137308 EFTA01278215 Important information about your statement (continued) birridualvtaier Ins 7tre lama:lion data lee edirebal lots mayor may non reflect remissions tales alder senintyreaSsIntratiri menu Pinked and other rerwernent lots and Norma* rocite btu are each mitred to Mcrae one apeard lhe • trade dee' <tarn presets the orNnal renal Kin tudedate • Callable norkies Ponds and potted SI0(k Mai the issuer (alb foe ealy rvderption we be veered rrpviat by lot nom among a wallet of that nem NU in out name an clonal* nary for obr clads Cat letup 'Mamie vn is tiered from Ihni panes atddsaoraq is rot gurinteed Omer call leases mayeast whet covet Mkt ywil complete Nom ekn tat be peer:led upon wawa • CertifrateS et deposit (CIN) COP are PDC cared up oo $293.000 n winder aid Saud nitres pa depositor aid per deposee-y rtniesiem rt accordrim with SCie: nibs • mricohroluo Prices iseptrvid for wanes ref other plod es may be hp/victim., dm, the riot that you YAu I:l actuary receive in the make Feces are Owned Iron rants mid partysources Mmdi we tobre to te reliable, but we do not tone toe a:curacy - We generate coo the dosng pro when rabble er the MY, a Illeb4 aid ask prices to laea SearreieS and *Nan or alb tie races lot OTC stalls - ups acts.); vats warmers maybe priced rang a vela:Po mode a themes norm rice we obtained aid may not reflect an aluaf mate Pine Or Wine - C elan portions may attear /snout a prne ad will show a 'price was not wattle if we are table to *bun a praetor aridity - Deposes a Searles dencennarl n artendes other Man US dollars are ref IMO al the mentrgerte as of the easement date - For certan Hanes awing ei non-ant:4min denvirtations. price aid quality (face vane) may here been aspired to Norm* proper vsuaten To obtain Curtin quareen. Men asaiLle. Woad yo s* envoi Atter • Mena Inevernims end awaited produce Omar nwerwre secure* anclidng direct pet pain brogan lid teal epee DX-Sneer DUO securities) aid settred rogues ire gieWaly hghlr ilkNO Clan struc/al podia& tan not Dem rettiored wed the Smair des and Gfaa'N• (nemesia, a ureic any state *writes Pas We prow* estmeed valises for ornate mourner stoat arm smarm, redeem ear Morns pnaleupoom only Acdnacyt rot guttnlend - the* values maydala SebStathaltyfrern (nag, R ay al Min nate mestrnere stoutly a structured rota nu, be [putt a sold aid do not Nepal, West, the eta you may Nom* upon 'Sudeten - cord poly esmaes of vane are as et a ran Ore aid it stetted to !SS Natal Savors on irregular bros by an ndepertent violation Inn genital Parrett et SgeSISOr onirnevid vain te my. are swelled to et Frm by the our, general partner et tensor and may be Obialed bred on different Nervation from that usedbythee panes to dont thee intimated vans - You cal obtain trove stermaton regaling the rrehodology used to (*ermine the even, of vale and the date of the infonnivon that Is Ow bass for the cline lb/acne:rho your Petri mealier - Thkd party estimated vibes may be reflected as 'Not rncedi n senora swats Wren an independent valuation Irm nOt stippled of t untie to assign a vet when we Doane aware Mal a rniena wee hie cpcuredtha may calla revives reported vabe to Guerin a when malt rout be highly speculate due to trio noire of the sorry - Wien !view an eve. general panne a manor estimated Nance ati rdpany tiniest the is rented to Nue of me party wit bedrnarentten as outlast ma - -Onabniont to Ole' may hag* rein of GAAS ammo a both - • Ongere unit see' Mseesents the glottal ollatg prop per unit xis may not reflect row coo bath • romicrad terabit Restricted tames generaly are not curently NON fa p.blo late tES Inlexia Somas uses the market proof the erinnerktod stook of the sane Mire a a I Muted valve for the rewired clods Pr pot des of This szNexerd othy TO the einem tia restricted sesteele it eligble Ia sale. Me valiorreled may be substritiely less min the imputed wive shows • In. festinated) Matt anent yields and rout An tstitIte Ol sower home is based on canal carikend and Neve ram. aminirg ew orosities Wilber held for one year Iron siaement date Cr' entil inetunly This estimate is Ong a guideline. aXuraq ad centinued name at no toasted - CI rated anus Mame aid anent vital foe tens, Wesel svorkos mold Mute atrium of ante or carve gate el Ankh of. the tit OCCene (ad cement yeld)would be overstated - Ealnited denial income rid moment Nil aid tee astute norm and NO night be Peer ce hgher tlism the esimated amens - An oia nute of airualcod acorn. (deity! ander Metes) Mated bythe ewers make variance? belay* a lased on gelato-PIN or Nicest parte vale by the issuer and aeries diet ware indepoir s nil be nadir one pa from the statenee die or wee miurty Amore ad continued ped ae not guadree/ • Aetna held by IC If Mended S erica Conan WWI an not eld byte erni ad net Peon the hors pOSkiSiCei or enrol Thew assets re deployed on year statement foe Nonnatonal mammyonly Potions ,n1 vans resented re rovike by the imung firm UPS Smart Siernies o or responsbisi for this nformann and does net pirate is eCanCy net. abet, Tenet prelICIrd by SiC a to Fen° %Wanton, SiC coverage • Iteeenua dealing and additional conmenstion. - et oddital to cermninoth on sake aid 12b.1 lees retied in ottani with thedata:Non of mutat binds to our diets we ander our *Mae Note Mew* sting papienufromdeubutorsandor 'orison of the mutual tuts that we soli Paso emote are bared an two &floret arrponires It* amount of saksbyulaS of a partcuLe mutual Nod fay tone dorm and the am Nam of a pandit, moue fend randy% shares NMI a the lien - We and cu afire abo rewire raterckng and ontusproceming lees in oriederaton for trailer agent seivi:es that we roam rho minus funds These fees generale re pad *cm homer arm ri the mutual rut and to toed del la amount bawl On the runty of nails at to treker-dear hoeing mute Gridsof pa ftrd laniV - in tin ion to coonessuns Newt mmmeCgn wen the Sair or itherbuten of a -naymem= rd unit leelrtm5 NMI untie Or dent: We alder our tent rte.* went Mang Carptenatto Irem Marrs( the rourance companies indemnity the a-rUity Conracts aeilaps of to hexane? cornea-Ms Or SpOnsoes Of the Uftt IlvieSTMent WOOS 1ve &Astute - Ott titres also receke trading come/won at other conmenution kern mina holds aid ntV arty earcalies venae procixt we &There - We retie as ann fee fern b6S8alli USA Jollies Art Stanford Maid, of unto 125 per =aunt rat ing to to bats isKIn the 16$ Bane Sweep Program malty heconatim rogirdng canteen rid other Ants Soared annecuon wen the (venation of vats nrsang option tradarions has been meted co cram:ions ream* tented to you and wit be leveed to you romp* on remelt Short selling it you ay engaged n tort 'Otto a warily. you may nos a Magna* t0 cenan borrowing coos lee that palcuLe Panty Open Orden Regaling <Oen '900dailanCelled • orders that mere not mended by the Paernero dem open buy ad ?ell StOp cedes ay refaced by to amount of drolendscr rgens • oudbidindsor 'genies date unless minted otherrave by you You at repordble for orders Iha are executed due to your false to camel eximeg open Orden Tate witholdip on fairbutions train UK Pinata' Services IRAs Naval tar law reports IPS Nitre Services to wrnhold accent Ise loam per stable ate Menke NG tut you may dim oat Wham intone lay waiter or instead. you nay (QC 0) hat tar wiefoNld a brae or ei a lead anown at you choose Yes Noon tut remain in ef lett until reeled by you You may revoke your election a ay tine by makreg anew amen If you do nOt haw rough name tar warned Iran your 41'6,00101K sou maybe remota* la the payrnee of emetwedus. You may nos poxes A the anoints wilted and yes estimated tar parinties re not (gull tO yOgf lac Obligitir Privacy To obtan 'Copy ot0Lr anent Clare Priery NItita pisZe ante! yo' F nate, Arinsor or Nit our webs,* at wow vas comamerworry U8Sinaxial SOViZOI 6 not a bark The WA. Purim NotesAccount BSA ani IWA a* beta et age acorns Nth rent access to bare mg senses ant predbas through anaigtmmts wed /Noted balks rid other amt partybalks. and breedes eon re noon and misty redacts iserd by urge dated thrd party Moran" conpaws through neon agency subbasesof Pal FelSKial SirriC14 etc nsuraxe, and ornery products Not ▪ IDC hosed • NO bank guarani.** May Imo van f0A4 ReS0VCe Kthagfitell 3C014.01. Business Servos arum BSA. tibia ad ntelnabbilal ItEdOtrCelAlidgeelant CONFIDENTIAL Aaent at registered serve• mats of IPS Fonda Services kir Yea Signature is a regiscred service mark of visa Inernmonal LEG Visa Signabre cede cads and IPS Visa dent cads ire awed by UPS Brie USA web mammon from Yea U S A avortrated UPS Finance ServiOes Inc Rev 201407 SDNY_GM_00026689 EFTA_00I37309 EFTA01278216 Retirement Account *UBS UBS Fhanoal Semites he 299 Park Avenue 25th Floor New York NY 1 01 71.0002 CNP70058103950215 VI 0 Account name: GHIRANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number Your Knandid Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone: 212-821-7000/800.308-3140 Questions about your statemer47 Call your Financial Advisor or the RMA Resourceline at 800-RMA- 1000, account 029023697. %sit our website: www.ubscomrfinanoSservices Value of your account UBS Strategic Advisor February 2015 itiAliNMA.ILL IRA NEW YORK NY 10065-7007 onlanuary30(SI on February 27 (S) Your assets 57,246 36 57,178 75 Your liabilities 0.00 0.00 Value of your account $57246.36 557,178.75 Tracking the S Thc Tr2anC5 570 value of your account Sources of your account growth daring 2015 Value of your account at year end 2014 157,015 20 57 2 57.2 Net deposits and withdraYals -570.29 61 • Your investment return Dividend and interest income $77.97 Change in market vSue 515587 Value of your extant on Feb 27, 2015 551178.75 0.-c 20l4 len 2015 Feb 2015 SONY GM 00026690 Member S1PC cilP70009305131039S NE7003705098 00071 0215 030579001 00000 1 6 CONFIDENTIAL EFTA_00137310 EFTA01278217 SUBS UBS Strategic Advisor February 2015 Your account balance sheet Summary of your assets Value on February 27 (S) Percentage of your account A Cash and money balances 509.17 089% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D rived income 56,669.58 9911% I Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 157,178.75 557,178.75 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. • =M Your current asset allocation D Eye on the markets Index Percentage change February 2015 year to date S&P 500 5.75% 2.57% Russell 3000 5.79% 2.85% MSC I - Europe, Australia & Far East 5.99% 6.52% Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14% Your Fi minds' Advisor. SCOTT STACK MANLYLE CASRIEL 2I2-821.7030/800-308-3140 • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% CNP 70X000581 0396 NPAX0205088 COCO 0215 030579004 efre_Gm_000286§4ge 2 of 6 CONFIDENTIAL EFTA 00137311 EFTA01278218 UBS Strategic Advisor 4tUBS February 2015 Change in the value of your account February 2015 (S1 Year to date (I) Opening account value $57,246.36 $57,015.20 Withckawals and fees, including investments transferred cut 0.00 -70.29 Dividend aid interest income 36.40 77.97 Change in market value -104.01 155.87 Closing account value 157,178.75 $57,178.75 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number. Dividend and interest income earned For purposes of His statement, tent:Eby of Inkiest and deildend income has been delented from a US tag reporting perspective, Based upon the residence of the account holder, account type, or product type, some Interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income taxes The (eent month)/ statement is not intended to be used and canto] be resed upon for tat purposes. Clients should refer to the ap;Ikade lax reporting forms they receive from UBS annualy, such as the FOrrnS 1099 and the Penni 487, fee I& recoiling informatiOn it is the practice of UB5 to file the appli(atle tat reporting forms with the US 'Meng Revenue Service and PR Treasury Department and in such torten accurately dassify clsidena ands Interest as lac exempt or lamb* income. Pleat consult your indiadual let propane February 2015 (S) Year to date IS) Dividends 36.40 77.97 Total current year $3640 $77.97 Total dividend & interest $3640 $77.97 • • Summary of gains and losses Values reported telcw exclude products for which gam and losses are not classified Realized gains and losses Unrealized February 2015(1) Year to date (1) gains and losses (5) Short term 0.00 0.00 -0.29 Long term 0.00 0.00 -611.63 Total $0.00 $0.00 -$611.92 Your II sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account activity the month for decals Balances In your Sweep Options are induCed in the cpenng and closing balances value. FDIC insurance aches only to deposits MUDS Bank USA, not to deposits at LOS AG, Stamford Branch or bank deposits placedtorougn the ussunternaiorui Deposa Account plograrn. SIPC protection applies to minty market ;weep had holdings but not bank deposits Seeimportant information about your statement on the last two pages of this document for atals February 2015 (1) Year to date IS) Opening balances Addkiorrs Dividend and interest income $509.17 36 40 $579.46 77.97 Total additions $36.40 $77.97 Subtractions Professional management fees and related services 0.00 -70.29 Funds withdrawn for investments bought -36.40 -77.97 Total subtractions -$36.40 -$148.26 Net cash flow $0.00 -$70.29 Closing balances S509.17 5509.17 SDNY GM 00026692 CelP7C0033051310397 MI003705088 00CCO 0215 03057900a0000 Peg* 3 of 6 CONFIDENTIAL EFTA_00137312 EFTA01278219 UBS UBS Strategic Advisor February 2015 UBS Bank USA Deposit Account APY Interest period Ian 8 - Feb 5 Opening UBS Bank USA Deposit balance Jan 8 $579.46 Closing UBS Bank USA Deposit balance Feb 5 $509.17 Number of days in interest period 29 Average daily balance $545.53 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indiwdual lir ant Account Account number. • Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager toucan find a full description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eltgbillty ccnsderat,on None selected Your account instructions • ISS Financial Services Inc is your IRA CLIStodian • You account cost basis default closing method is FIFO, First In, First Out. Your Amends Advisor SCOTT STACK MANLYLE CASRIEL 212.82l-70001800.308.3140 Retirement services information Summary of your contributions Contribution type shown m this section reflects information you prov4ed to us, and we are not responsible for its accuracy. Note that employer and employee contnbutons are reported to the IRS for the tax year which they are made Contribubon type Current period (Si Tax year 2015 (S) Tax year 2014 (S) Transfers 0.00 0.00 57,012.04 MIF INEA CNM MO COOBOOS810348N CO206088 C0009 0215030575004 Y_GM_000266Vgle 4 uf b CONFIDENTIAL EFTA_00137313 EFTA01278220 UBS Strategic Advisor T February 2O15 Your assets Account name: CHISLAINE MAXWELL IRA Friendly account name:IRA Account number. Indtsedual liement ACCOunt Account type: Some prices, tricorne and current vanes ShCarn may be ~foxing:Pe. AS a result. 93ns aid losses may not be eccuralely refkael. See knporzma inlanh»On »our your s( element a the end of ths document for more irdommeon. Cash Cash and money balances Cash and moray balances may include avalade cash balances, USS Bant USA depoet account balances, UBS AG Stanlord Branch depost account balances and money market mutual fund sweep balances. UBS Bank USA deposit account bals ces are insured by the IOC valhn applicable limits, bul are not protected by 9PC 1185 AG Stanford Branchdeposit account balances an not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SEC but a* noninsured b7 the FDIC. See the Important information about your statement x the endof this document for detaas about those balances. Hddng U85 8ANK USA CEP ACCT Doering balance Cloung baence on Feb l(4) on Feb 27 (1) In ME Price per share on Feb 27 (1) Average tao Your Pinandal Advisor: SCOTT STACKMANSLYLE CASRIEL 212-821-70001800-308-3140 Dnldend Interest Dap n period period Cap amount (I) Fixed income 509.17 509.17 Mutual funds Total rensested n the Iota of a renvesteddewlends. n does not include any cash dace nds, n is not a tak lot for the purposes ol determinng basting petiods or cost baps. the shares you receive each time you reinvest dudends become a separate tax lot. Cost basis is the iota purchase cost of the security, indudng reinvestedI:In:lends The cost basis may need to te aluuedfot return ot caotal payments in order to deterrent the aze lasted cost basis for tax reportir9 purposes. Itching JP MORGAN SHORT DURATION BOND FUND SELECT Symbol* HLLVX Total reinvested EAI: 1479 Current yield 0.85% Purchase DM& Nuaber Average pace of shares per share (/) 8203 819 11 .007 Client investment (I) 250.000.00 Unteaked (taut gam or loss is the dfference between I he current value and the cost basis and world general. be sour Made gain a ices if the security was sold on mis dale. The unreaded MP 93n a loss may need to be a:lusted for return of capital payments in order to &germ ne It* reahzedgan or toss for IS reporting purposes investment :etym. n the Current value innus the amount yOu invested. n does nor include shares INK ere not reflected on yoU gatemen!. inducing shares that hart' been [edgedas either a 93n or a Ion it also does not include cash dvIdends That were not reinvested Cost Price Der shave basis (1) on Feb 27(1) value on Unrealized iniegment Hddng Feb 27 (I) gain or los (I) return (5) period 57,281 50 10.890 56,669 58 -611.92 56,669 58 SDNY GM 00026694 CH1'70303305810299 NP7003205088 COCO? 03057930a COCOCO Page S of 6 CONFIDENTIAL EFTA_00137314 EFTA01278221 SUBS U BS Strategic Advisor February 2015 Your assets (contnved Your total assets Account name: GHISIAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: e WEI vSue on Feb 27 (S) You r15mincid Advisor: SCOTT STACK MAIILYLE CASRIEL 212-821-70O01800-308-3140 Percentacie of Colt Estimated your z4couni bass (5) annual intone (5) untesized gan or loss (5) Cash Fixed income Cash and money balances 509.17 029% 509.17 Mutual funds 56.669.58 99.11% 57.281.50 479.00 -611.92 Total $57,178.75 100.00% 357,790.67 $479.00 -$611.92 Account activity this month Dividend and interestiecome Dividends Nee Description Amount CS) Feb26 Dvidend 1P MORGAN SHORT DURATION BOND FUND SELECT 36.40 Total dividends Total dividend and interest income $3640 636.40 hived:neat transactions For mote infomotion about the poce'value shown for restricted $ecutittes, see important color noon about your statement at tne end or 0,4 document Prcceeds ?ran Funds rmestment wlthdrdnn ter Accrued DSc Actrety Description Quantity vdue (I) Price 0) transactions (1) divestments bought (5) meresl Feb26 Ren‘estment 1P MORGAN SHORT DURATION BOND FUND 3.343 36.40 SELECT DIVIDEND REINVESTED AT 10.89 NAV ON 0212915 Total -$36.40 CNPTC00300S810400NP700O206088 00039 0215030575004je COMiLly_Gio_000265Mge 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00137315 EFTA01278222 Important information about your statement ues Fiaancial knish la felt rim or Un Firwrocial Socket is a mentor of al procpal security. caltnalty and mans mauves UBSPiroxill atones and litSBanis.PM ay enliod subtilizes of u0S AG and /Mem of MS Scosites u.0 Met on's Masciii nowt it rattle teen towel, the mks maw* offices ay at V3S relayed Savo; he 1200 Haber Baslwad Yetylmak en N107086 1h6SlaWilent mason to ally MOP record of ear UM FindflOal Untie aCCOunt Oilier *COON. ttept0110altar dammed. conuhng antliang data should not be ;Wed upon M you believe thew is as encr a On61ter. Alen. moor: a errivaaely is ming to dleBralla Mahmir of to ono:este/Mg your a:coum Alohcogh al Signs to.n are imendol b be X0.0-000 smosint data Mould rot be used for tacpuposes Rep solely on yerend tat Ian 0 e., Fan 1099. 5498. I 0415 tic) then pepsin sour to nom thee no is emoted by Ion to aeon to the RS al taxa) le diectinds. repentle non tattle Mcdothls ad made mom toned as smarms held n your tea" net proceeds on sale tranUctune aid cost bastion comb mord Haynes OmmumicrtIons with the rim • Flom reUnteni fl ood Oaterwrinalons n writini TO funkier pram your rept ncbding porgies undo the Searthts Minor Protorko Act (WA) • rf tne frunor instritrion ann. top left ot the from of this laiimml is not lei FibinCsalSavOrk ufd instal Se ikes caries your accost as Mean bete by d ralgernerd *nth the mlicated nauton We intoned too oS thrsrebtionlip Mm yes owed ells axone in this coq, Sr fords arid Home; re located 2105 Menai Sawn aid not the rtroduth9 broker. ad you must mat a report of any ma or onossisn to both lam. All taunt StaWrence Shall be deemed COTO*. and aerate 6 WA Ohre:red:0 n Anterg viehn 60 drys • Pleasedirect cusiorno ascrplants Mures to the Fern: atm Mann, Dearman x 2014521699*r toMree a MO-3441103. 8 00AM W403074 ET Monday thosup today. a in nano to uBS Ihrtancoal Senan rt. Clang Relations Departrrent PO Box 766 linen Cite NI 07G37 • to case of errors a WHOM about as electron< toads transfer (lit bit Parma ce ll s 1/40 dote cad trassacons, call 800-762.1000 or vote to Unfit/neat hc. IMO Harbor SW. 60 Met Weehmlaa NI O7046. Ann INWSSA street. Cat a masa/ moo as sou cart d ?wank scur stawnem or recess 6 wetlrg a d you need mole 0 union about mortar on the sterrorrn co malt The Fern Cr* Card bow OS at0 lobe) mug hear tom sou no We than 60 days alter the f nn Sent you the hist simony on Muth the era or problem append - Croat. ans nine and want number (B an - Describe Me coo. Or the tinter you ay urtme abed aid motan as clearly moz on ray sou Niece 4 is al ma or My you need ma nlametion - Procne the dotty num of to stnpeaed ever Merano( Cad Ifiztemel nosegay yar complain ad will correct any moo promptly Plommake al docks paytto to the Floor to Mail miaow ndcated on the front of this stalernint h addton to reguki aCCOirit Nes. taunt may be %MO to mamma:ear. charges la tare payment fer securtes Donohoe; andchars ler trpad annnt$ is can xasnts Accounts ea are VMS, ernid to ollw nStCvt0n5rnay be subpd to a Pander fee UBS Sweep Opt:am U85 offers °pans fa sweeping ach bans bassets to bank &posts at UBS Bat MA and vErS AG Standard banal Olak Swap Poyang mow nurket maul lint Nonce Owls) arid the harnittiOnal Demist Accoont (0Alfor customers win as intonational Maxim Maugenent Account luaryfi iht Els*Sweepnellarrn. cath baWves are Swept so 10$ Bat USA up n an eslabkhed Int and the to LOS AG Stairlord Branch, a a Matey Fund Deposes at 10$ Bak USA are TOK muted n acconaxe with FOC rules For nay Wenn:son plea, nut time IdeC got Doom a UPS AG Hanka:I Brach and ayes ct Money hods ere not rifted by the FCC. Through the OA amiably 10 ash Winces are Swept to depObt accounts a 10$ AG New York Berth aid UBS AG Carman Burch These )costs arena roved by the fDK ilatroces held at the 105 AG Caplet Brach ay temoraily mposed to the sorhygn ria of the C aynxi Nandi and the 6 rut (marmot( other °bioptic., of 16$ AG to repay the batmen whit n the LOS (mists Oaths boas. Deposit at UN Bak USA ad ea& UPS AG Brach and mooed by SP( Minty Pool ties ate protected by WC See '105 Snalosl Sevres Account Protection' below. Oren yell roam,, betakes n the Oa* Sham Program a OA maybe vellatann ad Owes of a Monet OlO maybe madam and the emceed' returned to rues yak wanton sang Further of onnkol tout sadists stoop *Ohara. eXteing avert entree roes and )tens. a orate:4r wow hbc any sweeoyeili Iron you .tact &lynx a by Cau).300.1b?., :00 UPS finandel Strikes account protection The Fern is a menter tire Swat ion thew Protection Coporaco yes oh protects SeDatieS aCCOullS Of VS moan op to 1500.000 thcbdon;$250.000 for darnsfor tats) The WC aset ;mesas tenet aol0I to ail accounts datruhlieln a palicula coally The Frm together wth arum Al lies has also pudiased supplemental {nano:Ion The mason anount payable to all Nab* dont. cactvolyuderthis protocion is MOS mition as of Deointer IO, 2013 Subect tote poky arditiare and imitalcno rah at the inn is turtle protected for up to $l9 milko n the anegte fa all you accocnisheU n a Amnia capaay A full copy ol the poky *Ordrig 6 nit* upon reatot The SPC prOlfelne and tie supplemental proacan both do not ;ply to • (man Masai aseis controlled by (ad Mined nom, roomy viutibut held awsy from105finascial Service, Cog. await (kat aUBSBa& Micah at 185 AG Stamford blanch. On mutate modals. namig vaube arruhles. .50 On Owes of mutual lurch elicit Own sham re eg tweed dimly n die nave a the ao,,n hailer on the boas ad records of the ;pliable Mar cc tails' art/ • (*Han nworreni contra" or mormovit Month Mg. Maid parowshms and prvreptroments) that ere not ogisleced cm* the *Vibes Act of 1933. and • Comm:dims coniran to 9. formai oachango rid preaus metal antracit &LIN foxescommas and commoMY plies contacts The $K protection and the opplarrentai protection do not muse to these assets eon if they OtteMin *pet ere staonents i The SEC protocol and the sppWthost proteann do rot ironed mans* changes in the mato maw 0 mot thestinentseshigsec as arisen 0 mato moyethint. rums batten a lithwo'914 Mole ineomlaonk rabble sew Nivea You may oboan rat nformalon about SM. hcludn9 the 5PC Broctur• byuniting SPC at 202-Th4330Oct by witmg tie SP( wettne al rmw 0080111 Dirideml Re jewnentPregran OUP) the ake reheCed amaTe pm, You may °bon the actualpatron your hiunor Adaor Only %Mk Owes are pith arid infer COP. pahaIsms coil by toll and the of coil be decosiad n you amours lie tuned renvestnere on:eat:pled by the mar may defer from the malt via et weds the panel :hays ars sold Caslebilieu Oily whole unit wry be held in sor axoont t you are entitird to applause al a owl! of a ovilend parent or otherwise, toe firm wit ether tel partial mesa make price a accept an null deunited by aregistered Mang awry. ant credit you account lovestnentobioahrea The meet:nen, enemas and na prole. are 5p2CIC lo earn aCCO.n1 aid may vary between Flete Mae Me inn economy in acing of any ow (cant danoe h your fnano0 stuatim a neeStirken trait; For each moat hell you choose one of the fo lows/9 madmen °beams • fate thorny nano neuenents steno; the ruralism of income only • NAene Canal AVIA-400n neeprrentsifeking Torah of prncpal rah. than Ite grelatOn of name • prothcce Coelho/am of axone and Chntaithethapth inantnorts loot ng both the gerWaion of icon ad 90 nth d prnc/Pai Ommll risk profiles • Conamime SeeM to thinners heiat prislpat nth keer risk rid sea lily to to maim merit even rt that means the amount does not OindratOrdallt irKott*Of Mums ald nye not keep pan nth led Imo • Aetna inning to accept tome reh to Vattaal aid tolerate vow oda trim, sok higher retirni • Aggress., Wiles; to meal hgh nee to salmi asihah vOlatity 10 seel.lop rears (net tom Statement thousehokling" YFe rnay consolidate Al resoled ZSCObrit StatealtnIS web the sant address in the sane enuelOpe ACootresrrory be retned fa this snow bozo/yaw have owners hho alas mainsin pill MUNN al-Pontius rah Ms dints an the same address Ths pradce t Mows a 'hOuseeroldng • if you pale to realm inclicitual moments mailed h mane CONFIDENTIAL tomboys —you may doh Ticuseholleg by ding your Entail Ades°, Friendly Menne none The Menai, account nave relicts nfartrices thy you entered as the Fens online sockes webste It a customizable indorurne chum by you to azU Sou vnh your rearclieryarg It hit no legs effect on pm arum YOJ On Malta soy Freebie/ atOont naves. through Onlne Moms a tcycasacuo; SN Mato, ASA° r . Attouthweryiew • Vabe of sour mountepxtecoa No of tarts and • Asset Minks nails* cell Macey Mao lor resumed %maltytut ) rid Global throe Deposes unmated marks to motet ard Certan ZdetSnOt Mel byte km Does not nth:demented houiltelassets at the rod of the ploy and meat steerrem prods a Wore I.entneeit WM84(1184 colonsand mean* stock °Mom • Oatetees ales aria balatee. outstandog mrgn loan. credit Me. sheet account baimces • Castenromy atincte Toes of Lnarvesied salable can balance,. 07;1135 Bat USA Mpait batsman UO5 AG Malted Branch depose balances and ghee m make maul find sweep betakes. a the close of the atemen' peend Noncorrincd wife ly free poet barn. ia nos account arena om Moe balaxes the Fanny, use my you these fords n ordray course of rts banns Mese turns repayable upon you demand The lotal ei Incbded ne arrant pored dos eg value Lending Wiformation For detail rilconpon on MO en's Mem; p • athas and didecton Mato you C him kW bolt. Agnernall or ACOtnt Wrenn; and the General TimS and CO-dein UPS Stamen% of (telt Foams raaab*n apeemas odOucestres JEW!. dAM I 1, 014 , 0 ,OhGV17.9I1 Your awls YDS Statelleill CdfreteiSeOnteS and other atetS held n the ocootni at the cod et the saintonnt peke you may trk for deem of fury pal amities:ay ime You may rote?. *mom used a loon collared Onic plain any balance due On teat Any suontes trance mid $0 the Fm Min the summit mood an lied: maim veleta ol the end of the statement penal • C.ab.S is darting the cos: bass of the senates marled n this statement. Mot ndLited web the nuttier -1. ' UOS Masi Someone, reled on irdoination Maned Iran sources ahoy Than 18S FAWIMINNe.es. making nlannacin Horn nee" fin or tat you may Awe profiled to your lotto' Advace The Firm does net nantradenlay way or guano Me antsy or vaiday of any itharrnacn provided by sans Marta LISS F natal SerckeS en addticin *hough LOS Biaxial Sankt: genoraly updates t6 doernmen as t 6 wood to Tim does roc pm* any ashram Mat toe nhomatios under 'COSI basis' and 'Unrekized gain's,' is asar re a Ate Otte of this tainaIM AS 9X75 please do not (Nye(' this inf Cann ian 10 makemocha* or sae adzes. Iota( purposes or 011envor ACCoarrn Vinland to thee on mayreflect garebss nformaim only kr the pared of time they at held a the Pim Marehinorml damson cm be added by per Fillana8 Adear • Unnearaedgainelbson shot doers ataisblo ecruTed cereal :00 lanai ;5U are Cadia101 for SDNY_GM_00026696 EFTA_00137316 EFTA01278223 Important information about your statement (CCelbflUtd) thivithalsority kits the taxa:skindata For ithingsal lots mayor may nos ref tea conmissans. Chaves meow Minty reorsaticalon ethos Dithend and other remnant Sots and systematic puritan, lots re each combated toddplay oneawagclot the • 'bade axe' cobras peosents the rine , tranatin traledate • Callable warkit Bonds and rimed stock that the ittalf calt for eayrampionwil be *thud apart* by lot tom among as secants of that 6Velstli n our nine a n amnion :we for bur dent, Cat leave thruster is oat rod from tad paten old in aosay rot gutalYed Othe Call I eases may asst inhKh could antra yell complete nformi Son we be provided open regaad • Crenate, of apatite:Ds) CDs ate MC moth up so $293.000 III tenor and laud nitres per dtpoutot and Per dwomory rank.. it acardasa with SDK rules • pricaroluo Pisces Godard kr uotnes Mid Otte produces may be hire a hive, that To prat that you YeetlI7 tautly reach* in the mak. Prces are Waned from wariath thit party scar M4i we tease to be rare. but we do not %Hine eel' acuracy - We rarely coo the doingprize who, aralabth ce the mean or treb. aid ask van to Iasi WIMPS and opuses OF onybdpreesfor OTC Start el - Let aaveif traded startles maybe prow mega *abater math a lamas roam cria we obtained aid myna ref lea an adtki makec PnCe or oath - Cectanposthw may £pea yvmps aprie and mu show race was not mailable' if we are ingot° to Obtan a ace for a security - Deposes a Searles dencamatal n anteres other than Id S alas se ref Wog a the e t urge t at as of the Parent dot' - For cenan 'entities vadeg non-can:4min deamnansio. ace and quality dace tate) may hae been Waned,' frigateprow vaussan To obtain Cumin: wax." wan salable. cacao yr* Francial Mgr • arta insionnums sod weruauriad product Par inestrare secure* “ratting dived pathipsion yoga's aid real estate OX-Stfneen torn securities) and structured Valuta Se rthaly hghly llsp.d Celan situdaed Koalas tan not Dem rettionad mei the Stones and ExChaVe Ccenmssi:n a under any state saunters taws We provdetstmaa wk." fa pante ragmen saunas and senate, produces for irking imalputhows only Aca.acye not gummed - Ibex vases maydiffir sthstantany from pica if thy as who acetate nwstrnert stonily a structured polio maybe tour a the aid do not flees:ally (*pewit the wale you may teased upon 14uWann - Thee party egmaes of vibe at as ova ashen cite aid se suppled so UPS Maeda Smiths wafer In ban by an naps dent whiation fern - 1770a Senna Parrett cispcnsor rimmed wret if thy. ate applied to te Frm by the tow. general partner a sponsor and may be Calgialed based en different Noniron from that usedbythird pants to claw thee eStinatth vans - You cat obtain addriKaal Marra regaling the nstescriology used to determine the tonne of lathe and the dace of the Mammon Owl Is the bate fa the rinse by conlaang your Fnrdi Athiser - 11,k0 party nitrated yaws may be reflected as 'NM priced' n sewed MAC.% *het an 'nlepenfent valuation Int has not suppled cc d wale to afar a value when we Damao aria* that a maenS there ha occured that may oll a cream,/ reported vat. nth regal. a whin a yak* wraith be Vey sterna duo to To tutue of the zany - Men Nigher an issuer real gonna a sponsor etiiated yin a ithpaly e. Mar taw is pantheist thew/two( the natty rid bednetnt then its niches* pna - 'Clitrbaioris to dare' may neat iowan of caMal, thane a both • Othrlai an we' atheists the nnalollseig pine per ohs rid may not rated you. and bat • ItintrICIad Sealritin Regrthedwardes geineraly at not andy tittle fa Wok sale gin fora Saran uses the mate prico of the trinntrigod stock of the sane tsar a at word wake for the restaged pods ;Sr purposes of Mink:emeriti* To the mum thi restated thane roar* for sale. sheathem(04d nay be manumit, less than the imputed whet shows • In loRinited) mead, asninyields and ram An tstInate Ol smug now* is based on mina dewthnd and haat ran. wag the verities will be held lot one yea from Parent date or one inaturity This eitirdte is any a guditine. eXuraq aid WILMS name a, not smrseeed - Eat elated arneal axone and rant yin l la anal tpesol writes raid Mule a return of prixpa or f£Ita gam n Mtd, C314.the net VICCMe (aid (Wan yell/would beaten's,. - Pommel moil income aid current 1441 aid tee actut Poor and yield mght be lower or higher thri the errata rams - An nine(' of svtakeel inane Ovid,. add attestMak. by the &inert make valtlaterapc balance is tubed on the lag rand or rawest pogrom made by the issuer aid amines tie sena thdeposes MI be held fa one war bons the statenth date or mid rutty AcataY ad coMnotd pad ae not guaarteal • Asa not held by WS ',inertial fathom faun anal re not henbytelas awl not width the Inns possession or envoi rhea assets re coptwad m year sthanam to acemationg popows on. Position and caters parr are peosned byte issung fith IRS await Sanas is not rerponsbb for this Ole:meta aid does net gasmen Es acatxy mote assets ae not prose:led by SFC or the eras supplemental SWC coweage • llama abasing and &dealer compensation. - h additnu to cerritnisSoM On tan nd I2b.1 lees war in connexion with thedata:Non of riot funds to ow cher we mace out Mead true /tale Tang pa/luau Wen darbutOrS actor adtison of the annual funds that we tell Theo rants are bath al who difthrith airporrs the allOunt Of saksby uBS of a partcuLt mutual fund lamas to otr <kits. ad Id the the ere of a prat, moat laid fangs shares hid a the Inn - We and cut *Are alit, melee rettakng aid onthlamprocesung lees in orrideraton for trailer agent werh:n true we prosyde to the maual funds Thaw fees genwallf are pad tan irritator awn in the nthtual loth ad se a tad dolly anon bar on the runt. of =ants at tie trothc-dear hitting mutual lads of that bath laniV - In ache an to damn: 40S teCeVed n Orriechon watt the salvor darbuton of arnay ma= ad oils inantreera Ing unit 10 or dents, we and ce our afalarie raw* naive Sung Carptthanco Iron marital the romance companies othemming Te aary =was Oita/doll tho holm cancan os Or SpOrnith 01 the urn itheament trusts we dwtute - Ote Oases also receire trading coministas an other convolution tam mental fads am (tooth compotes thaw pearls wean:how - IA.recent at anal fee from LESSBati USA .in1 IBS Ar Stanlord Eratch of up so In per account swooping to to banks mar the IBS Bank Sweep program Atthiti Planation wreath corms's.," and aka' charges feed n connection with the ertthdion ol vales. snaking cpbon trathactons hal been minded cordernitons savory fondled to you. and oil be prica to you from *On “Suen *OM Selling it you as again, in short wthg nosily. you may cos a charge the to tenth borrowing costs to true palcula 'softy Open orden Re9arding Opel ft '900dailanCelted • orders TN", two not eared by the Stgernern re Opel buy awl Sell StOp ceders at refaced by the amount of dwdendS or r9tt on an adiedindsor anglos date unit% imitated otherwise by you You ae regromblef or orders got re executed doe to your fain to can:el ethirg open ars Tax witheldbren cbstrbutions from INS Sinaloa' Services IRAs Federal lac tin figures LeS friar Servos to withhold mane hat from pa tout. IRA avarice. W t you may elect Da lathe Nicol,. tat withhOli or. instead you may Sc, to hat lac wittheld a arse or n a lad root at you choose Yes Soon web amain n effectuntatholed by you You may revoke your election a a"; I Me by mauls a new ellann If pu do not haw cno9i roomette wraith:en your darbutiOnS. yOu maybe reponsbre fa the laymen of thiental Ian You may not pen avid d the routs wthhth and yes estimated lr parntits se not equal to yOur tan obligati*" Privacy To ran a copy Moo anent Claw theory Amite. pbxe contact your Forel:4mo, or visit our movie Y. pia um comenotheart ISSFinrocial Swan 6 not a bait the WA. Pusan StnicesAaor BSA and IRMA are bra a age leXuntS Sidi provide access to bat ng services and produces rough anagrams with Writhed banks awl other TS. pattybalks. and provides aociM to 'mural', aid mut y addicts istith by unit dated 'hid party warded conthanth through Nance agency lubsida es of UBS Fnathial Sanas tic theerrythularia. and amuly products that IOC haired • NO batik ;WWI.** May lox vale PaAA ReSOL(CeNtaiaainVni occult Business Sings sccum BSA IIMA and nternabala ItEdOLYCe MliagereEnt CONFIDENTIAL Actor are regigercol sena mats or 1..61Fnaxial Services Yea S•paturo it a misted write mak of visa Iniernalalat 1.85 VtiaSignabre deed cads asdlEG sea debit cads at issued byliner USA web rthmislion from Yea u S A roorpresed UBS Financial Sonnets Inc Rey 201407 SDNY_GM_00026697 EFTA 00137317 EFTA01278224 Retirement Account ;It UBS U85 Fesencial Semites Inc 299 Park Avenue 25th Floor New YOlt. NY 10171.0002 CNP7006576501 0315 XI. 0 UBS Strategic Advisor March 2015 fireist, IRA NEW YORK NY 10065-7007 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Incleincluaament Account Account number Your Hamada Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone: 2I2-821-70001800.308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on February 27 (1) on March 31(11 RMA Resourcelane at 800-RMA- 1000, account 029023697 Your assets 57,17875 57,314 08 Your liabilities 0.00 0.00 lAsit our website: www. ubscomrfinancialsennces Value of your account $57,178.75 557,314.08 Tracking the value of your account 1 Thousands Sources of your account growth dudag 2015 Value of your account at year end 20'4 157,01520 Net deposits and 570 57.2 57.3 withdrarrab .170.29 • • Your investment return Diedend and interest income 5109.19 Change m market value $299.98 Value of year arrant Dec 2014 Feb2015 M812015 on Saar 31.2015 557,314.00 SDNY GM 00026698 Member SIPC CHP7C007006576501 NP7003304051 00001 0315 030579004 Page 1 of 6 CONFIDENTIAL EFTA_00137318 EFTA01278225 SUBS UBS Strategic Advisor March 2015 Your account balance sheet Summary of your assets Value on March 31 (O Percentage of your account A Cash and money balances 509.17 089% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 56,804 91 9911% I Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $57,314.08 $57,314.08 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indeadual Retirement Account Account number. Your current asset allocation D Eye on the markets Index Your Fi vandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 • Cash and money balances may include available cash balances. VBS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% Percentage change Mardi 2015 Year to date -1.58% 0.95% -1.02% 1.80% -1.43% 5.00% 0.46% 1.61% CHP700000626502NP70C0304051 C00O3 0315 030575004e0Mitte_Gm_000266ftsje 2 of 6 CONFIDENTIAL EFTA_00137319 EFTA01278226 UBS UBS Strategic Advisor March 2015 Change in the value of your account March 2015 (E Year to date (I) Opening account value $57,178.75 $57,015.20 Withckawals and fees, including investments transferred cut 0.00 -7a29 Dividend aid interest income 31.22 109.19 Change in market value 104.11 259.98 Closing account value $57,314.08 $57,314.08 Account name: GHISLAINE MAXWELL IRA Friendly account name: IRA Account number IndWirement ACCount Account type: Dividend and interest income earned tot purposes of leis statement, taratilty of inkiest and addend Income hes been determined horn a US lac reporting perspeolin Baed upon the residence of the account header. account type, or product type, some Interest andor dvicend payments may not be subject to united States (UA ardor Puerto RICO (PR) income tares The (tent month// statement is not intended to be used and cannot be rented upon (or lac purposes. Clients should refer to the applied:le lax reporting forms they receive from L85 annuity, such as the tons 1049 and the Pant 480. 1a lax repating infornaton it is the woke Of UBS to file the azhcatre tar repotting forms with the US !Mead Revenue Semce and PR Treasury °enactment and in sue h forms accurately clarify ciwdenci ardor interest as tar exempt or Unable smart Please consult ypa in:Indust lax dropper. Mardi 2015 (1) Year to date (S) Dividends 31.22 109.19 Total current year $3122 $109.19 Total dividend & interest $3122 $109.19 • Summary of gains and losses Vanes reported below exclude products for which gars and losses are not classified Realized gains and losses Unrealized March ?015(S) Year to date (1) gains and bsses(S) Short term 000 0.00 0.73 Long term GOO 0.00 -508.54 Total $0.00 $0.00 -$507.81 Your /I nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Cash activity summary See Account activity the month for dela Is &lances In your Sweep Options are Indneedin the cpering and closing balances value. FDIC insurance *cher only to deposits e UBS Bank USA, rot to deposits at LOS AG. slanted Bench or bank deposits paced thcoudi the UBS Intonion& Depose Account pcogram. SIPC protection applies to money market sweep fund holdingsbut not bard( deposits. Steimportant inbroation gait your statement co the last two pages this document for duals Mardi 2015 (5) Year to date (S) Opening balances Addkions Dividend and interest income $509.17 31.22 $579.48 109.19 Total additions $31.22 $109.19 Subtractions Professional management fees and related services 000 -70.29 Funds withdrawn for investments bought -31 22 -109.19 Total subtractions -$31.22 -$179A8 Net cash flow $0.00 -$70.29 Closing balances S509,17 $509.17 SONY GM 00026700 C.W7C00?305576503.0,7003304051 00009 03IS 03057500000 Pap 3 of 6 CONFIDENTIAL EFTA_00137320 EFTA01278227 UBS UBS Strategic Advisor March 2015 UBS Bank USA Deposit Account APY Interest Period Feb 6 - mar 5 Opening UBS Bank USA Deposit balance Feb 6 $509.17 Closing UBS Bank USA Deposit balance Mar S $509.17 Number of days in interest period 28 Average daily balance $509.17 Interest earned $0 .00 Annual percentage veld earned 000% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number: Indialirmont Account Account type: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you F-nancel Advisor or Branch Manager. You can find a full description of the altemaove investment objectives in Important information about your sratementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment efigibt5ty censderation None selected Your account instructions • I. :cll. Financial Services Inc. is your IRA custodian • 'toy account cost basis default closing method is FIFO, First In, First Out. • Your Ignendai Advisor: SCOTT STACK MANLYLE CASRIEL 212.82140001800.308a MO Retirement services information Beneficiaries you've named for this account The beneficiaries fisted ne:cee reflect the information in our records as of the end of this statement period If this information is not correct, or you wish to change your beneficiarieS, please contact your Financial Advisor. Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary deagnation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Dana Bums Katie Vaughan-Edwards (100.00%) Summary of your contributions Contribution type Shown in this section reflects information you provided to us, and we are not responsible for its accuracy. Note that errployer and employee contributions are reported to the tRs for the tax year which they are made Contribution type Current period (SI Tax year 2015 (S) Tax year 2014 (1) Transfers 0.00 0.00 57,012.04 DIP713007)006576504NP70C0304051 C0079 0315 030575004 INIMCiftliklYGM000267tA9e 4 of 6 CONFIDENTIAL EFTA_00137321 EFTA01278228 *UBS UBS Strategic Advisor March 2015 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account ntleTIO:IRA Account number, i ent Account rm Account type: Indis Some pnCeS, income and current vaues shorn may tectopiatirtible. AS a kit*. gaIrrs aidlOsses ma/ roll be eauralely refkcled. Set Arporunt infosinabon atm your statement a Itte end of the dxumem fOf more infornaion. Cash Cash and money balances Cast, and mora=y balances ma/ Indy* avalade cash balances, UBS Bank USA deposit account balances, UBS AG Stallard Branch ',pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vAllin applicable limits, but are na protected by 9PC aid AG Stanford Branch deposit account barites an not insured by FDIC and re not protected by 9PC Money market sweep batances are protected by SSC but an nal insured by the FDIC. See the rmportant information about your statement at the endof this document for dents about those balances. Hddng U35 BANK USA UP ACCT Goering basset Clonng Wax, on Mee l (t) on Mar 31 Cl) • IIIII Price per share on Mal 3t (t) Average ;So Your N modal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Pwildencl Interest Dqs n period period cap email (t) Fixed income 509.17 509.17 Mutual funds iota reinvested n the tad cf a innvesteddvdench. n does not include any cash Olin:troth. tt is riot a tar lot lot the purposes of deierminng holding periods or cost bans. The shares you receive each time you reinvest cledends become a separate tax lot. Cost basis is the iota purchase cost of the security, inducing reinvesteddo:lends. The cost basis may need to to alusted for return of costal payments in oaks to determine the alluded cost basis tot tax reporting purposes. PurcbaSe DIX& Wraps Average axe Hddng of shares MI Mate (S) IP M)RGAN SHORT DURATION BOND FUND SELECT Symbol' FILLVX Total reinvested 5,206 683 I 1 CO7 57,312 72 EAI: $479 Current yield 0.84% Client investment CS) 250.00000 Unmake:I (tart gam or toss is the dfference between the current vaue and the con basis and wired generally be your tattle gan a loss if the security was sold on INS dale. The unreaded (lax) pan a off no/ need to be a4usted for return of andel payments in order to determine the realized pan or bass la IS reporting purposes investment return n the Current Mue minus the amour! yOu invested. r does not Include shares that me not reflected an yow statement. inducing shorts than hart been sal deo as either a gan or a loss. II alsoOats as include cash cildends that were not reinvested Cost Pat Per share basis ft) cis Mat 31 (4) Value On Unrealized nag inienrnent Had ng Mar 31 (5) Oiln Or loss (5) return(5) Genoa 10.910 56,804.91 .507.81 56,804.91 SDNY GM 00026702 CeIPTC0090C6576505 NV7003304051 COCCI 0315 03057900MOCOCO Page S of 6 CONFIDENTIAL EFTA_00137322 EFTA01278229 SUBS UBS Strategic Advisor March 2015 Your assets lcontnveca Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Account number: value on Mar 31 (a) Percentacie of your account Cash Fixed income Your Finanod Advisor: SCOTT STACK MAMLYLE CASRIEL ont Account 212-82 1.7000/800-308-3 140 Cost basis (5) Estimated annual inccrre (5) Unrealized gan or loss (5) Cash and money balances 509.17 029% 509.17 Mutual funds 56204.91 99.11% 57,312.72 479.00 -50721 Total $57,314.06 100.00% 957,821.89 6479.00 $507.81 Account activity this month Dividend and Into...stint:Oms ~lends Date :..linty Detcrotion Amount (1) Mar 30 Dividend lP MORGAN SHORT DURATION BOND FUND SELECT 31.22 Total dividends Total dividend and interest income 93122 13122 Investment transactions For mate info intian about the poolvalue thown for restricted swamies. see Important intormatson about put Statement at the endor this docienent Dale Actisity Desulphon Quantity Whet (t) Mar 30 Remlestment lP MORGAN SHORT DURATION BOND FUND SELECT DIVIDEND REINVESTED AT 10.93 NAV ON 03127/15 Total 43122 since (S) Prcceeds tran Funds imestrnent withdrawn Ice Accrued baruaeticos (1) insesanenls bough' (5) 'merest (5) 2.864 .31.22 CNP1030a306576506NP70C0304051 03009 0315 030575004 loatt#iyfim_000267tiage 6 of 6 elp End of statement for account number. CONFIDENTIAL EFTA_00137323 EFTA01278230 Important information about your statement 1185 Fa/odaSew= Inc (8w rim or UnFirwrocialSerektd. is a mentor of al perneal security. cannoday and cocas echariges Units/Ica *Yam and MBank Vas ate Siva oulailiria of UBS AG and /Nina of 185 Seoskin U.0 the Fara entail( treat it ?eatable upon reaper the erm's executme 011neS re at UTS Foaled SON= tic 1200 tabor Biatlwat thltah)bk at N107086 This =tonere renrewts The only off dal reand of =flan Hama Senices account Other Wan. except 0(1031 tar documents. comating conlana data should nor be abed upon if you beavo shore 6 an enact *Magi. plane naow it stristdiately n wring to thel3rach Mastar of the ore' wring you mourn Although al trio tow are intended b be aCarate. ST aieNint daisTodd rot be used for tat puposes Pet sok./ on ye rend tar lams. feet Foal 1099. SOB. I 041B tic) ohm peeping your Inaba, She/ en is respeed by Ian 10 repen !One RS al tato:, le dirdends. reponale non Webb dvdosds as orate me= vaned on seaters held n your account net proceeds on salt tranuchns, and cost banon cairn ward %flaw; CammuniatIons with Um Firm • Neale reccohrm ay oral OannalCatons nwmngt0 furrier awed your rats neloara you* rglts under the kwalsto niter Protection Act (SPA) • I the froscal instrliaion on the top Sell of the tent of the, lalernmi it not lei Finned StnCei. MS Fonda aortacanes you' ac cuff adearig tenet by avalgement rah the =ad nstruton We mourned you oat Mn retniaolgo ohm you avoid alba:Caine in this caw, your heds and work les re looted a 185 Ftunoal Sown aid not the mocks: mg booker. aid you must mate a report of my woe or °maim to both NM All account subareas shall be deemed complete all acar ate it not objected to n nortna wit= 60 clays • Please direct cuslerner cambia= a insures to the /rows Client Retilarrs Dthrovalt X 201.352.16WOr tallier. a 1300-354-9,03. 8 00 A F4 toe CO Pad ET adman throup today a nt wing to UBSIonsoal Sera. he. Clent Relation, Depatena PO Box 766 Unon C.F NI 07037 • h case of errors w WHOM abrAA n ekthona tunas transit.' (711 bid pammt co U3S Vat data cad tranathoos, call 806762.1000 or arc[ to LOS FnanCel Simon hc. I050 narbor thal PO I Mt Wocamtwi. N) O7686. Ann INWBSA Sawn Cal cinemas soon as yoz cart d youth your stawnem or 'leapt 6 ..vOrg Oc d you need more 'deformation Loot atranfer cr. the starred co react The Fon Ce Card Muer hot cep lOble) mug Fro Iran per rat L3te. 001 60 CPIS alter the trim sent you the fist sawn= on oath the are or problem aphat - Rohr you now ad eta= nun= (il an - Delete the ono. Or the winter per re arrive abort ad eaten asdimly a you On any you bathe 4 is al error or ray per need my. nlamx - Frnide the dokr amcum of to stnpeaed wa The km or Cad astir vol nontigatriyOtrttolplant and will MIK! any error pro' poly Pleacunale al dsecks psytio to the Furor to lunar Allkulon nOCaed co the from of this dawn= h aidt to regukt oxcart fas. aro= ma/ be saps to aware. Wm charger. Ice Ise Rymer foe seaters purchaw; and damn for oval nuns I cal, =mots Aaotint$ as are tralbn?d 10 MN, tostaXitions mar be %boa to a banter tee UPS Sweep Optam UPSoffers opthen for sweep*? cats babrcei baarces to bat deports si UBSBar USA and VI'S AG Samford Cann (Bark Sweep hograml money market initial hodsNone, Finis) arid the hternationa Depose Arrow; C0Alfor CuStOrnan with a memaronal kesoace Minaganent Apo:wt. thicv9h Int Eta Sweep Cr011ann. cat. braves are swept to LOS Bat USA t0 b n esiabaned Imo and then to IBS AG Stamford Brandt a a Matey Fund Deposes at LOS Sat USA are FDA rioted n accordance with ar: rules For mat itconaion p bre tut tam Nu pa Deposits a LI95 AG Bamford Branch a -id tams it Mat, Wads ream 'Wed by the FDC, Through the On wadable to call balances are seer to d<009: aCCOuniS a UBS AG Newt= Bralat aid UBS/4 Caplan Ranh lheSedepOSIS ire MC nosed by the MC Bassos MU a The WS AG Carlin fah ere enormity exposed to The SOvalin risk of the Cairns, Maids. and there is rat guara a other ob itatim d LISS AG a repay theDims hi) be on the kaS Camara Brath's boat Deposits al URS Bat USA rd each URS AG Brach ate rai pracovid by SIC Moe/Fund shies are protect:Iby WC See 'UPS remot Savors Account Frotecton" below Upon you renter balrnes a tie Sat Sweep Programs or OA may Oe vantrafirt ad shot of a fotenel flea mar be liquidated and the proceeds returned to you a you, trcuitos 'occult Furter nlanbign Lout audible sweep opiate. ratans anent mutest rats .rid petit 6 aribbie voww tibscorriswwwieUs torn your Corbel Motor a by caring 8067624000 Uaf Ireancial Services mete* probation The Finn is a Mather of the Secretes mince Promaion Coworaucei (SRO. dt ch protects SEOrnitS XCOrnt of vs rnerrthos tp to 1500000 (ocbdin; 1250.000 for dams tor cash) The Sic map thaws tows *Ph lo al:mum nnyOuholcIn a prate, rawly The Frn together web onan alitaes. ha also puchamf szppionrotat venous:in the nwrinuin afloat payable to all NOW amt. collatoolrundth this prate:on 6 5505 melon as of Ci0Ente IQ 2013 Stbra tone pokya:edition, and Inartons can at the Fan Blanes' preaCted tem SI 9 mesa n tie a negate tito all your acornsheld n a baton, canny A fa opyol CO potty onledng 6 Nailable upon n%aasl The SIC protection ad to supplemental prearn both do not ply to • ( !flan Irani **Is controlled tisane hauled n)ay. nary valutabut held array froml$5Finadal Sento (e g. man (0 Cad alLIBS Bark (Jca;h at 185 AG Stanford brands. (a) mutate earls nanny. val.** afoul la ad 04 Them of mutual Inds awe soil, shares re mg Meal *Kik es IN nine f the annul holier on the Mots and tea= of the attic** GI= a tonne aged) • Benxi norarroni coma" or naorment Margo (o 9. 'ruled parowshos and prvaeplawents) that are rice Inisiced criSig the SKINeXI Act of 1933. and • Cocainaanal Co 9. fOrnial trothar90 and preaus metal anincit ncidagfuntes owns an, lOmmr261, option contacts The SF< protection ad the Papplarriotal protector* do not at* to these assets even if they Ottenthe appeal Mayet! statements The SSC protect= and the %boat= pate:ton do not ;anent again du gee n the mate rata of yOsr inermintalbesethecaS a crests of mallet nownint. Moat banaptCY Or othervete) More Wormxon r rabble tecn request Ya. may obtan rue Morro= about SIC. hdudrig the SP( BrOthwe by cormxing SK at 202-37I 43300 ix by witng tie SIC ....byte al *ma SVC ort? Dividend Ito roam= Prey= OW) The sat rtheCed ism anoaa pnce you may °bean the actual pre ?ran your Finrour Anoor Only "bole shies aro peered to:Weal P. partialthaws oil be son and die ash win beast:60d n yotr acmurr lhedvpatd rensessnea pox bombed by the issuer may deftr iron the Matt ;So a whoh the partial tares st• sold Caslobliou Only who le unit ma be held in you axoat I you at rotted to apmtal at as areal of pal eat or othenvia. **Fan wit ether set partial tOos a t make price or accept an nun Oaeolnal by a nEtStfrOd fkang agay. and cede you account layman= Saab= The nwSbilent cbraves and nt prof Ikea speck to earl account ad mot vary beta steer. note the loin prompg n wrong of any Kart thanpe I your Wanda stuatan or noesta alert= For rod. accourc held. you noose one of the fo lowerg westmed obbectrits • Amboy Cu gent axon* Ineoltnienti seekina the rOfeJ11,41 of :lame only • Ache* CarkblroproaDon twellnants*Ping growth of ameba rah. than tee gennatOn of MOT* • ArsaeceCombostath of income aw/CootaAPPeothco =town toot hp both tie gerwason of scone aid 9"owth f procat Calla* pants • Consenuote Seeks to freeman tam pitapat win low risk ad velalib to the octant earn. Pout d ma means the ascount does not generate *plant tnONT*Or atomsan mar nce keep axe yah intLOCO • Aibaeraa %%MN so accept some rrh to anal ad tolerate rare soda My a so* Maher real • AgreSla.e Wring to aunt hgh nsic tO;rnopal ad hgh v0414410 teeth."' tetra toe, twat Statement lwasithokliop" We may OnSiadate al RUM eCCOLnt StatefiltillS web the sane Waken n the Sao aelOpe ACcotres may be relined for th9 ;view bccoa they haw cyan hho oho rnairan pnr amount relaiontlx opt other dents at the same address The pace is Van al thcossetroldng • I pu Mee to real* indisitual gAnenta mend n teprae CONFIDENTIAL eneekom — you may adore househollsw by ding your Fromal AdavOr Friona/cant name Te*Frienth acca none ref th-ts Of =trim that you =eta on theHots online stheces waste It 6a customizable •ndkrume• chant by you a azn you rah your readremeg n ha no Opt effect on your arum Yea on dove nos trends/ a:Casst names. through OM= Sew= cc beciatacun; Sw &lama Arbor. Acownawvinw • vabe of par ettountaixtba Nu of arena and Ilafhe • Asia InClutki matte can Winces vain, tot resented away (el ) aid Glob/ Toff Deposits unrealized mats to motet. ad aria' assetsnot held by the two Does not ncbdeunpood soultelassets end of the mar and worm tutor= pooch ito await kwedthems. wowed sloth rot= ale [racist le Vat °plans • Oaten MIAS CAC bralag. mambo) mrgn lors. creel kne. short *ovum braes • CaNnanty &Yam Toes ol wan/tiled avaloble can broncos. pky; WS Bat USA dm= bala-cre UPS AG Sofa Branch detest balances and maw matt mutual Is= sweep banal. a the dose of the gaiernia pent/ womommosty Me oat balm:ashy*" am atop segrepaed from on baron rate Fanny, use any a these lust n the ordiwy course of as tutions These Too ▪ payabto upon s:ur demand fhb total 6 InclAed in no atrem pe6od 'Jong value Lancing infornation Rs dialed clan= on tie f an' > Mats) p a= and didocurn Mato raw Clem Paainntp Agretmitli or ACCOLnt Arran: ad the General Twos ad Condemns UBS Stamen of Cade Wales nab* n agree:Witt erd Decbsufes X ydraxgaraggegagia=raag Yewaura Yof stdtinwd tainCeSSFOSita•S al Other aSSes held n the =Ow a the cod of to summon period You MN at for detiorry of hay pad waits, x are gat You may receie sea:0mused a bat collied ater Pam9.alinr balance cue on tom Any 'pontos transferred b than the summer: period at• lined a arta abets ol the end of the am= Tonal • Cost basis ti ditating the con basis of the sedates inducied n the stammer[. Muter ndiated alb the number ' IBS Firkin:Val Sornseshas read on =oration oblaised from sources otter ton 18$ Finnaal Series. ()Clang narration ken another IT or that you may hoe prettied a ywr Awn= Adviser The Firm does nor henerndenne way Or giants/eta antacy a vain"y of my istiornacin provided by sources °tartan Unfit -moat Seer= it addtion *hough LOS FisasdaiSverkmgenently updates this =mason as c 6 rioted The Fon does rat prod& any as:oasts Peat the nicomatan alder 'Cost bate au, narealized paivass" is rarare a of the die of this Papa As such please do not rayon this irdormatim to mule cuithase a sae atoms la tat purposes a o'nerrer Accconb trintasol to thee trn may reflect suiriloss Morns= or: or the perad of tint they at held a the Fin, More historical Mona ion Cal be added by Ant Finanaal Adopt • %ensnared salreerbsces %hee dsa is acalablo etas urreatrol Ira. Visa a cab aced toe SDNY_GM_00026704 EFTA (H) 137324 EFTA01278231 Important information about your statement (Coal Untied) kidtricbalsormity lots The Palladian data fa Handal lab mayor may not ref at conmitsemb Chavesmem Mainly reorsundattan men DIalfend al other role...mown lots and *tomtit peatme let at oath Centred !odder-honer:eased tot the • 'trade dr.' coin peeStaltS the Veinal raised aan trnedae • Callable koritin tomes and prefeeted trod toe the issuer call for ealy adore:non ma be neon mat* by lot tan among 8A Jemmies of that ma Wein our nane a n re:mme name for obr climb Cat lean 'Samoan is thorned nom thrd panel and its aural is not guarired Other call leases nurynnt vath could ilea nett complete nlomsakP ma beprovided dim. rater • Corrircatts cif deposited:as) Cos ate IOC mired apt $293.000 in principal al sated Mere/ pa depoutor and per depatio-y content,. ri acardaga with iDa: nibs • pricniroluo Play Got:Awed la Wendt ant Other produce, may be bre se bier that t e price that you Mutt moat recewe in the mate PrCeS are °Maned Dom vat us mid naryscorns nth webowed to relate. but we do not agave tee rcuracy - Wo "away uso the dosng lora Ahem sealable ce the man a IM bid aid ask proses Ice toed Senna and optsms or on yid erasfor OTC mules - Ix mad/ idea warmers maybe read tag a *alarm moat a there, ream ala we ObtaPed andmanot Mkt an Mug Market Inceor van - C main boohoos may MMa remit a prate and sill oho-rattans was rot mailable' if we are male to ODOM a as for a SeCurfty - Demon te stories demeans& n orrenoes Other than V S Oaten are related a the esathagefat as of the slaternent date - For Oertan senates nand in non-continua; elemmnatens. ace and quality (face vain/ may hae been Meade Imitate prow vataan To obtain cunwit kolas" wen anent.. max you Frontal Armor • Meats lannarrema tend seruaurod produce. Sneak -midtown amain rocking dire pakpaion prOtyall aid real estate meetrnem than Martha/ ad Of-vetoed preskaS ire panne hiffily bllwd (Man nructrod proalcIs ha.* nee born matured anti the Worm and &Ord+ Cannisian a unsafe any state *writes dm We provide estmaed valises la private Meitner< So2JnteS »SST:Intel proJtKIS for rising mammas only Acanacye not 9ozahletd - torten...5 maydiffer stbstarmally from Meek if ay at With acreage mesernert securty a StruCtured proton maybe [cur a sold ad do not necessay wart the wale you may Mama upon Innate^ - BIM prty flimaeS Of vatie are mot a anan rlae sot at supplied k UITS In Savors on a rogue It baus by an Wenn:km natation fern tow. SemealPaT•Wtesrcasor Sewed vast if my. ate wiled to te Frm by the mon general partner empranor and may heal:And tasted on (Pliant narration from that usedbytend pains to dente thee estimated valet - You cm obtain Ataxia itcrmalcn regadrig the rrieholology used to daerinne the mimeo of Mut and the date of the Moan-von that Is the bass fa the Menai hyaena:Mg your Anatole' Palter - Thee parry Minuted vibes may be reflected as 'Not glair to moat mourn when an idepenfent valuation Ins Ices n0t steepled °. 6 untie k doer a value when we become aware that a rnrenil weft hag occaredtha may calla crevitust reported eta no paean. Cr Moen amen no In tight tecutatie duo to the mire of the seamy - %%hen Nitta an Meer rent wow a ponsor inflated manor a t riapany minded vane is banded the Niue of the tarty wa bedMerenttion As piths•• ono - 'Clierbutiorn to dare' my nicknernan of data wane a both • OOPS tat sue. reretents the giltu3lollwing sae pertain ma may not reflect year cost bath • ItlyStrkted lecUritin Restricted seances generative not away tagible for able lab UBS srsntis Sarah uses the mate prim of the snerstrinod nod of the sane mantas mutedvan for the rotated boa tr purposes of and sane re on* To the titan that fen gted se:urines reagenttor Mk Me hakeMead may be substantiON Ins man the knotted wive shovel • ER loairnated) Sark cearentyields and rams. An tstiMate 0l Zama nome is hated on amen, dretaid and near ram awing elw acuities will be held lot one ter from siaement date a Vita inturrly This estimate b ont a guonine. accuracy and Otnenued Mame se not 9-sated - Est Mated anus noome and darn yital for Conan Minot securing mud haute a fawn of reincba or canal scant in Moth Ole the Cot Mare (aid CurreM yell/would be thwarted - fermata anus ncome nd cones yield aid the actua nowt and need mgM be lower s hgher thm the toknated moans - An nenate ol nroalcal acorn. frIvidw4 ads waist laded by the Cavort make, varlets, aft bra* a Wad On the lag diehiend or meet pawn, nude by the net and manes to. sena indepons eel he hinterone yea ban the statement dap or will murky Acosta aid C0nlinutd yid at not suaameal • *Remnant held by lase financial S entice Conan arts are Cot 'WUbyteSem 7.1 not helm the Inns possessor or cannot none ruts are 4494.6-4 on ycer statement for Mann-haat poporsonkr Positions and rakers presented are proveled by the issuance lion MS nanCia Matra n not reparable kr this nformaim and does not 9J.Vallte is scoot" the* asses se net protected by SVC ate Front suppletiorda SaC coverage • Revenue dialing and addkienalcenmensation. - h addiliwi to comnissom on saes nd 12k1 lees rased in connecting with the distrinton of inutta hat toot cbentS ere mace ow Itliae retire Mew* Mann; pa/luau f corn asubutors ander 'orison of the nutua lends that we sell lheso anants are Need an hva different andonints 0 the mouth Of saksby UBS 01 a partcuLt mutual lucid lank toot dents. ad aise vain of a patailr incur fend fang. sham Mai a to Inn - We aid CM *Are also tette., reingelag aid onnittnprocesing leas ei ormletaon for trailer agent meikei That we pcobid• to to rneual funds Thre fees genet" aro pad tan ingmor stets M the mutual lad sod se a Mid dogr snout based On the minter of =ants at the troar-dear hotting mutual leads of e at fend liniV - In all On to comiusscoS Reeved m ormealon web the sale or darbuttan of many aro= ad ad .hsk,•+5 nun unit to ens <Penis, we aid cr our allele recent mean tang Carpenter. Iron makyof me romance cannabis melees in) the a- nutty contacts edam ol ent hams cornea-4s tr sponsors Of the urn nveSTMent !NZ he den:Cute - Ott Eritrea also iecelre trading commisted and other comminution ken /nutty fields aid nsasop Corr“lits mewed procixts we dist bete - Wereceive r annual fee fain LEISBans USA .inf UBS AG Stalked Braids of up to 125 per ncoune sweiting to the banks cede the UBS Bank Sweep Program ASA, nmardng cormisams ad other charges ironed in common wetthe eras:Wien 01 Valet etcattikg option Vamaanns has been mated on anlinntions penmen fondled no you. and MI he Frankel to Nu vont* on Nairn Short Sling it you an engaged in zoo se4hp a warily you may cos a chage Me to cenan hating cost la that palbmb 'sank Open anon 4 9arding Opel '9000.tilanCell0/ • OrderS that hore not ereated by the lawmen, Gat open buy ad sell stop ceders a ietlaced by the amount of dardends sr rghis on • rr-ditidendsor esonnhts date into enacted othenva by you YOu are reetiornble nor orders that are executed due to haur fade. to canal easing open cram tax witheldim en farbutions ban UK Sinaloa' Semites IRAs Felts al tat law Marta185 Norton Servos to withhold aeon to from you iambi* an depth-4cm tut you may oat oat ahem norm lax nithetell or. instead. you may elect to hare la wetland a arse or n a fond nowt as you choose Ms Moon ea twain in effect unte reined by you You may roam your elation a any t Mo by many anew Mann if you do rot haw cnoigh name tar wafted., Iron your dattuliOnS. yOu maybe raMitSble fp the eayrneen of ettnnaed tax. You may nor pen at mil me anoints ovieted aid your intimated ea patinents aerlot equal tO you TaoklipTir Privacy To obtain a copy of our anent Oka hinny lattice pate contact you F natial khan °Stems wertne al yomv vim comtmacwory WSPinata' Seevas 6 not a bat The NM. Emmen SeaCeStkaoted BSA and AMA aebraerme lauritS Soidi proMe access to baling services ad panda,' thmoh anatienvent who *Noted bilks ad other the party balks. and rattan aorta so novae and rnutty prOMCIS iSthed by unall dated thrd tarty Moan" camas through nuance agency Inslaa eta UBS Fnabdal SOViCin ahc t iregmat mutate. ale amuly twoducts rat !OK hind • No tank ;sonata May lose din PMA Reyna. Kmayerini Accant Bonnet Served ;COAT BSA. IlMA and enema/ma Resource Matmerrent CONFIDENTIAL Anent at reginered service mats a USI Nokia' Services lix Via Sayntuni it a regiewro0 smite mot of visa Plena anal LEK Vesa Signature area fads aid IBS Visa don cads are issued byIRSBak USA weh mammon from v ea u S A imarpgratco UBSFbnandal ServiOeS Inc Pa 201407 SDNY_GM_00026705 EFTA_00 137325 EFTA01278232 Retirement Account UBS UBS Francial Semites Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW7005774353 0415 al 0 UBS Strategic Advisor April 2015 ifillAI.NIMA,ILL IRA NEW YORK. NY 10065-7007 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number n Your Iinandal Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone 212-821-70001800.308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the on March 31 (S) on April 30 RMA Resourceune at 800-RMA-1000, account 029023697 Your assets 57,314 08 57,237 38 Your liabilities 0.00 0.00 lAsit our website: www.ubscomllinanciarservices Value of your account $57,314.08 557,237.38 Tracking the value of your account The u53,1dS Sources of your account growth during 2015 Value of your account at year end 2014 157,015 20 Net deposits and 570 57.3 57.2 wittdrarrart -$141.74 • Your investment return Diedendard interest income $156.05 Change in market wive $207.87 Value of your =aux Dec 2014 Ma 2015 4012015 oriApr 30. 2015 $SZ237.36 SDNY GM 00026706 Member SIPC OIP70003005774353 NP7003191 488 COCCI 0415 0305290a0000 Page 1 of 6 CONFIDENTIAL EFTA_00 137326 EFTA01278233 UBS UBS Strategic Advisor April 2015 Your account balance sheet Summary of your assets Value on Apnl 30M Percentage of your account A Cash and rrxmey balances 437.72 0.76% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 56,799.66 99 24% I Non-traditional 0.00 000% F C orrmodit ies 0.80 000% G Other 0.00 000% Total assets Value of your account $57,237.38 $57,237.38 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indiwdual Retirement Account Account number: NMI Your current asset allocation D Eye on the markets Index Percentage change April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.36% 1.24% Your Fi nondol Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3140 • Cash and money balances may include available cash balances.1.195 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about mg statement on the last two pages of this statement for details about those balances CNP71;00005774354 NP70C0191488 C0M 0415 0305750S00MINy_Giummenge 2 of 6 CONFIDENTIAL EFTA_00137327 EFTA01278234 SUBS UBS Strategic Advisor April 2015 Change in the value of your account April2015(1) Year to date (I) Opening account value $57,314.08 $57,015.20 With&awals and fees, including investments transferred cut -71.45 -141.74 Dividend aid interest income 46.86 156.05 Change in market value -52.11 207.87 Closing account value 157,237.38 $57,237.38 Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual Retirement ACCOunt Account number Dividend and interest income earned For purposes of las statement, teal:Iffy of inkiest and chidend income has been determined lam a US tat reporting perspective. Bawd upon the residence of the account holder, account type, or product type. sane Interest amerce deli:end payments mat not be subject to United States (US) ander tone Rico (PR) Income faces The dent month)/ statemeM is not intended to be used and cannel be retell upon for tat purposes. Clients should refer to the appektie sae reporting fora w they receive Iran OBS annualy, such as the FOrmS 1099 and the ECMIS 480. fa IBX reporting informatron II is the woke of UBS to file the doptcatte la reporting loans with the US attn.:4 Revenue Sena< and PR Treasury Department and in Sighforms accurately dasu fy cindencl and a interest as tat exerept or taatde income. Pleat consult your Includual tar atone. April2015(5) Year to date a) Dividends 46.86 156.05 Total current year $46.86 $156.05 Total dividend & interest $46.86 $156.05 • =MI Summary of gains and losses Vanes reported below exclude products for which gain and losses are not classified Realized gains and losses Unrealized April 2015 (S) year to date ($) gains and losses (4) Short term 0.00 0.00 0.17 Long term 0.00 0.00 -560.09 Total $0.00 $0.00 -$559.92 Your Financial Advisor: SCOTT STACK MAN LYLE CASSIEL 212-821-7000/800-308-3140 Cash activity summary See Account activity the month tot dela Is. Balances in your Sweep Options are Indwadin the crenng and closing bdances eau.. FDIC insurance aropries only to deposits at u9S Bank USA, not to deposits at MS AG, Starricad Branch or bank deposits placed throudi the UBS atom: honed Depose ACCOUnt program SIPC protection applies to may market sweep had holdings but not bank deposits Steimportant information about yOur statement on the last Ivo pages of this document for coals Aprd 2015(1) Year to date (S) Opening balances Addkions Dividend and interest income $509.17 46.86 $579.46 156.05 Total additions $46.86 $156.05 Subtractions Professional management fees and related services -71 45 -141.74 Funds withdrawn for investments bought -46.86 -156.05 Total subtractions -$118.31 -$297.79 Net cash flow -$71.45 -$141.74 Closing balances $437.72 $437.72 C hIP7030?30577435S NP7003III 488 OCCO) C41 S C.307,7 0C CONFIDENTIAL SDNY GM 00026708 xxoc0 Pap 3 of 6 EFTA_00137328 EFTA01278235 *UBS UBS Strategic Advisor April 2015 UBS Bank USA Deposit Account APY Interest period Mar 6 - Apr 7 Opening UBS Bank USA Deposit balance Mar 6 5509.17 Closing UBS Bank USA Deposit balance Apr 7 5509.17 Number of days in interest period 33 Average daily balance 5509.17 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account number: Indiwaroment Account Account type: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate in vestment conWera non None selected Your account instructions • UBS Financial Services inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out • Your linundui Advisor. SCOTT STACK MANLYLE CASRIEL 212 821 7000/800-308 3140 Retirement services information Summary of your contributions Contribution type shown n this section reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contributions are reported to the IRS for the tax year which they are made Contribution type Current penod (S) Tax year 2015 (1) Tax year 2014 (1) Transfers 0.00 0.00 57,012.04 CNMCOMOS774356NP70C0191488 03009 041503057'5004 eiy_Gitixonylbge 4 of 6 CONFIDENTIAL EFTA_00137329 EFTA01278236 UBS Strategic Advisor UBS April 2015 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indnedual Rat rsment Account Account number. Some prices. income andcurrent vaues shown may be Epproxirrene. AS a result. 9:ins and losses may nol be accurately reflected. Set rmporunt infosenefron about your statement a the end of the obcurnem for more information. Cash Cash and money balances Cast, and moniy balances may include avaltle cash balances, UBS Bant USA depoot account balances, UBS AG Stanford Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vAl h n applicable limits, but are not protected by SSC UBS AG Stanford Brant h deposit account balances Si. not insured by FDIC and are not protected by 9FC Money market sweep balances are protected by PPC but a* not insured by the FDIC. See the rmportant information about your statement at the end of this doarnent for detain about those Sanas Hddng U85 BANK USA UR ACCT Coning Wane. Cloung taaxe on Apt 1 ft) on Apt 20 (I) • INN Price Per thin' on Apr 30 (I) Average rate DnidencliMerest petted Your N sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7006'800-308-3140 Days in period Cep &stunt ft) Fixed income 509.17 437.72 Mutual funds Total reinvested is the told of a reinvested dvdends. h does not include any cash citictnds. It is rat a tee lot lot the purposes of determinng hddng periods or cost bass. The shares you receive each time you reinvest ci edends become a separate tax lot. Cost basis is the told purchase cost of the security, inducing renvesteddvdends.Tna cost basis may need to be a:lustedlot return d ca:ital payments in order to determne the act usted cost basis for Is reporting primes. RurchaSe once' Nurrber Average price itching of shares IX I Shale (6 MORGAN SHORT DURATION BOND FUND SELECT Symbol' Ht.LVX Total reinvested 5210 978 1 1 CO7 EAI: 4500 Current yield 088% Client investment (II 250.000 00 Unmake:I (far) gam or foss is the dfferernce between the current value and the con basis and woad generally be your tattle gall a loss if the security was sold on INS dare. The urtetzed (lax) ga n a loss may need to be a:lusted for return of captal payments in Older to deterrent the seatedgen or boss 1 or Is reporting purposes investment return is Ine (Went value moos the tenant yOu invested. I does not Include shares that are not reflected an rout statement, inducing shares than newt been ediced as either a gam or a Son II also does not include cash cittcferids that were not reinvested Cost Price Per Share basis (S) on Apr 30 (5) Value on Unrealized inienment sioldnra Apr 30 (3) gain or loss (5) return (t) period 57,359 58 10.900 56,799.66 -559.92 56.799.66 SDNY GM 00026710 C HP7000,005774357 NV7003191 488 00071 Oal 03057500 00000 Pop 5 of 6 CONFIDENTIAL EFIA_00137330 EFTA01278237 SUBS AUBS pr201 Strategic Advisor il 5 Your aSSet5(contaied) Your total assets Value on Apr 30 (1) Pescentaje of your account Cost basa CD Estmated annual income (51 unresued gan or loss (5) Cash Cash and money balances 437.72 0.76% 437.72 Fixed income Mutual funds 56,799.66 99.24% 57,959.56 500.00 -559.92 Total $57,237.38 100.00% $57,797.30 $500.00 -$559.92 Aoziont name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual tmont Account Account number. Your Ignancid Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000r 800-308-3140 Account activity this month Date Actitny Detcrplton Amount (I) Dividend and interestintome Dividends Apr 29 Dvidend P MORGAN SPORT DURATION BOND FUND SELECT 46.86 Total dividends $46.86 Total dividend and interest income $46.86 Date Aabely Oescnplion Amount (5) Apr 23 Fee Charged QUARTERLY FEE -71.45 Total professional management fees $71.45 Fees Investment transactions For more I nformalon about the price? alue shown br restricted securities. see important Inforrnstkin Moot your statement a tho end of Pik clottment Date Achaty Desaphon Proceeds Pon investment Quantity Pate (I) Pace CS) transactions (t) Funds vathdrawn fa Accrued invesbnents Dour DJ Interest (S) Ør29 Reinvestment lP MORGAN SHORT DURATION BOND FUND 4.295 46-86 SELECT DIVIDEND REINVESTED AT 10.91 NAV ON 0412& IS Total .346.06 Date Activity Description Amount It) Money balance activities Mar 91 %dance foninad 9509.17 Ør24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 04123115 -71.45 Apr30 Closing UBS lank USA Deposit Account 9437.72 The UBS Bank USA Deposit Account is your primary sweep option CHP70303305774358NP70C019148803C09 0415 03057 y_Gm_00026711119* 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00 I 3733 I EFTA01278238 Important information about your statement URS Honda, Smokes he ~rim WAS Finawill Serene/. is ant:Met of al piropasectrity. canwoddy aid cows ensorges VBS.Mx« Mews and UK Ban UM at inked subttrin of IBS AG and Ifiliann of toBS Sew.« Lic lief ross humid Statemea if ?eatable WM redo« The hors «KU« «Ms an at LBS Fonda Sewers hc 1200 Bator Minn ~Men No 07086 Thossuomere repetianste ynly *flat recard of >cm UBS Finanda keels amen Other te001S.bsapt Olt Gala< dooment. conuhng mama data skumna be oeted upas of you beano Mow 6 an ma a ointsteas plea. ninon h ~Manly n enlig to teBrasch Ma-tapir« toe once sermg sour amount Allhadgh al him Mom ;retired« to be acts—Pt dairant daa SNOW rot be uSed for tat putout Rey soley on yed.and ta< Itnnt be.. Fan 1099. 5498. KOS. Mc) earn ~and your la< retull lhe f em is mound by lan to moon tote RS al nob le dialogs. nopontle non Wane dvillindS ad lagble Meant tamed en norm Mangos am«, net proceeds on se» tranUct.06, Jul ant Damon cortah mead motes Communiation. with Ow Fim • Moose reconfineord Owartans el merest TO further protect your oins ncbdind you* rights under the khortes <wen Pi nion Act (SPA) • PI the ~al insult/non on the top Sett re the from of this stabwrynt is not UTS Rhyme< Servot UBS Fetadel Sentes caries yow acokrrt as dedrito DrOkee by ammgemenl tot the Mica« «Teuton We Intonmed pta of thkretetiomhp nhen >nu waned this accamt in thk Care Ma finds 051440W as re bated al% Finanda Sane, and not the MendUCkg better. ad you roust «rearm« of ny «or or omessim to both fln All aCCOure state ems shall be hemled complee ad acre d not objectedto n oartig wrohn 60 day. • Please area dat/era acrobats « ~Motto the Mrs Chern Arnim Norman at 2014521699*r nth* 600.354-9103.8 00 A nn to 6 03 P Sol ET ~day though Friday. a in Acing to uBSIonancol Serviles Clean Relaions Depotrront. PO Box 766 Unim City NI 07(07 • h case of errors a moons about m ercoono lands toning tarn bin Patina cells via dun card trastacooS, <a11800-762.1000 a trace to LBSFnancal Seems hc. 1000 Barbor BM. dth Isa, Weehmlaw N) Won. Ann INSUBSA Smoot Cal annex soon as you an d youth Ns oar mammon mew 6 %%tong ex of you need mom nf common Lox &thane< a the tamest or recept The Fan «Card Mow fas ap lOble) mun her tom SW no Ute OM 60 *IS alter the /misera you the km «morn on net the am or problem4mnd - horn you nine red accoten nserber (il ann - Der «. the nior or the ranter pu ae wave Lou.. 014 €clan as dearly a you can why yro «Meets al error a hew you need me nlormxion - Fanide te dolor amoum of the swelled etta The Phro or Cad Moat ml twounato yotr carotin, an willconed MIST« pronvtly Maw man al teeks pays( tho kronor te Inavis manor ndrawd on te front of this slawmenthaddt to Argun astomt fees. azorn may be anged to ,mamma « Mes charge: Ice payme for some.: pukhras «O dom; fa trpad amounts h rah =ants Accounts Oat n CMS, Wed 10011w nstektons mar be rosa to a Donner Me. SIBS Swoop Options UBS olden °pros ler mean? act batmees tofloceno bait elposts al uBSBat LISA alluts AG Stardom bomb (Bark Sweep homing ma" market molual hods droner Ards) and the hkarotroa Depose Malan C0Alfor antomers orb as monatonod Resome Management Amount Mocugh Meer* Sweep.rograns. caw banal re swept 53 105 Bat USA IS b a estabIshed Icon ad ten lo LOS AG Startlord Bård, a a tiny Ford Deposes at Les Bat USA are 'DC muted n accordance won eV*: mks For mat Flamasen plane out men Inc ger DePOPtana$ AG ranted Brands ad tams of ~et FL O& ren01 nued by the FCC. Through the Dk waned* lo cah Moms a-, swept to noon accounts a LOS AG nemnale Bra-41 and IBSAG Caman Ebant Dora deposit arena nuts by the FIX ealinces heW at the IBS AG ('ra' Brah an Nnporaily mpoud to the sancta, sip of theCamas Wands, and tee 6 ro quartee a other oblgatim of 1285 A6 To may the Danas whip on the TBs Legman Brach's boas. Deposits a UPS Bra USA and «MOBS AG Brads asro' pruned by SPC Moe/Fund shies amdrownedby WC See 'WS lonit Seems Account Menton' «low. Upon you rpm« bares ute Bat Sweep Programs a DA mar be wetnarort 74 net of a Iv»ney Fund maybe omen d, and the «reed: returned wo you a y0.. ~Site% ascasti Further Mammon about aulLle romp *pions. nating anent coon rates and Mtn n wattle a wavy ulnas« sweepyiens, kon your 10000 Atoisor a by crag 8067624000 UN Randal Senobs acne" protectien The FM 6 acetate( of the SeCurelreS men' Protection Cothran, GPO. war ile proems scamps «own of is manors sp to 1500.000 OMAN 1250.000 for dams for mh) The WC ram ;oxe n«, Mrs apPl. to ail 40351e$ tray n apartadacmacin The Fem together wan cenm alldates. ha also perdu« uppkmaltal yob:~ The ~mum anoint payable to all NOW dorm. coIavol,umathio protmion o ISO) motion as of Diasiter IO. 2013 SUmco tote poky orditiorn aid ~CI Cart at Me Fern 6faeaprMed fa up 10 $19milkn n toe anegte ler al your a:Cannhen et a pannier many A full may ol he poky toning 6 araUble UPC° repat The SIC prowl« rod te supplmenta prommen both do not appynt • Count flamer awn coma« by OM Mused hypo roan vibe) but held away rom teS linnos Sermon leg. man 6O can a UBSBark n) cash al 1.165 AG Stamford brands. 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Imned parnashvs and groat Warmer« tat Sena regioned UN* the ~ties Act of 1933. and • Correrodhescontrxtt (<5 g . foray ~0 red precious netal animas). holden Munson -acts an corroodn Motro coreleacts The SP< protection ad tho azolomontz mention do not »pay 10 thne 3SSEISesen rt they oils!~ appea mr slammens slammens The WC protemo and the sppnrwila protedon do rot rental mans* dunges is the ~het valued yor imestments ~One as a result 'nano roarrent. ryster ban«.91n of 1114155•94 More Wormaon e raft times mast Veta may obun me inormation *out SPC. hdudrg the SPC Brochay by comxtrg SPC at 102-3714300« by vaitng toe SPC mbute Vows We all Dividend tt invenument Program OFIP) the Loy reVeCed 4 do rage pone You may °Don the actual yarrow your missol ad/me CM snok Mans are pima« tillect.t. partial MOWS wit be sob and the cash al be depot« n sots armors The dvdend mesverk pose tippled by the issuer may defer from the mane roe a whd5 the prior this st• sold Cain« Col% whole unit ono be held on sour noun a you ro *Iliad to Dusanme at a remit of a *Mend parent or ~Me, te ran wlt ether tel partial was "maker pace a accept an noll ditenired by aregistered Wang «my. an cede you' aoastrit lovettnwrit °blinked The mesonem obrochoes and nt prol it re specific lo ens acccvni an may ray eels en Stem Moe the lem prompit in sang of any «acorn Mann I your fnancr Mann of notarrelln ~mg For eats swum held. you choose one of the to brag wastmerd obomtnes • Rona Comm »corm hrommenos mooing the renarkm of home on'y • NAM Cap DUPplecomon hvesinunts **inn owe" on presCpal salsa than 0.5 gennaon of name • ftecArCe Corner...tam at income and Chnt.dantehattn ~rants wok by both tho generators of room ad mossto ef PrnePol 0~11 risk profiles • Conamew Seeks to woman htial him( wthbw rid rod sola lik to the Boom merit men Atha mean the mane does not moment( ignorant morn.« returns0d met rice keep pm with kilton • Mtwara Inning m anrop: saran* to cahoot ad tomte someMany» soot higher notion • Advent, Mina to aeon hgh rigs 50 annial ad hgh sonnyso senhogh rectums over me Statemenrhouseholdior We may ~sonar el rented emun statiolMIS ail» the urn* sakes rt the sane emelopo Acornsmy be reload for this P/S010 bona they hare owner; who So maintain ont account rilaionshm won One dons at the sum address the porno o know, as 'hotneroldng prefer to mate indInJual statements mad in xpraft CONFIDENTIAL ervelone — you may Mho hazehokIrg by ding your FromoolAdysor Friendly «count name front/. mum nano reflects rdarrenn that mo entered on the Hrn's crane Stonas retinae It ta customizable 'nukrume' chosen Dy you as aza you will your remarexprg It ha no Aga effect on pow arum You Maine you* Frrteldey X0Xest names. through One* Somas or b. mums. »NJ FnXKW Ackbc< Account enneinw • vase of IVO att W na)Ia1Mb tin of asset and habilat$ • AZOts InCbde Maliak CAN KILZICCI values la rorbited »way (at ) rid Gabor TM/ DopoUts unto/lad rnarkS to Internet and Mien Zan' net held by Me Arm Does not ncbdounonced shontelassas oe teen. ol the prow and me« otatemem mot a avow Mahan worsted stod sol Wm aid monist stock Mom • 000aeS IthdeS det bal31C51. oulnarldnamagn loan. cren ont short account tonnes • casteimmy annan Toes of infraction avat,* cat b0anan. plor LBS Bat USA down honor. UBS AG Startad Branch depose balms and Main mater Milan fold sweep boraxes. a the dose of the Starrett pen4 NonwonmcdIty rem Cledd baltKelnps ~IMP not segregaed from other balm?, an tee Pommy ay on these ftrds n the ordiwy course of oestosisson These furds se payable upon nas comae The toted 6 Marta in no ment pal si dos hg value Winn information red dew« olomaton on Clef rms lending Drachma« «doom Movie yOLCCI*11 Mal berAp Armman or Accoult Ogetwent and the Gtnaal tims ad Condom U.95 ramest of Coen Practices wan,k nagreemots end Deacons a lydgyykhigyg, , •c• zajaa= Your...to Tor statimini itemaestecustas and other 315(41 held n the matni a the rid of te moment pain You may at for dtwery ra toy pad extent a an IMP YOU may eerie season used as loan collated aber Parn51.alinn balance die On *tell Any feambrs trardened b the clang the summers period an heal at ~el xab• a, of the ord of the :Moment period • Con basic h Ciettenhng the coF basis of te stoats mended n this Bam" SW? Mewed was he number 1. ' ton faun:WI Smashes Wed on enema ion oblated from sources other thantEn finndel Sestet. netudng Manton Iran fl ier fn. or ta you may Ana prattled to yon Fulani Myna Mr firm does not isdependenly orgy or guaaneete nay er vnidty of an Mama« amend by sources «Arta, Unfranal Streets an addeicon Stoughto« linnet Sown,. gentolly updates the Moamar as c arcane& te Fen does ron proolde any «am Mat she en ormaton ode' Cost ban' red -Unonlited garibm" is xarato a of the doe of this 234411H11 As nyat please do not My or. this .dana On lo make sunhat or sae dear«. for tar purposes a otenaca ACCC•tlY5 C1111X101 to thefern mayreflect prism Mormaim QM for the per« of time they am held a the Lien Unrehinorzol Normarm cm be aided by you Faunal' Mena • Unmented salmi loon l'aro data t anas» eterord Oral reel Wand Isys a, Cestialtd for SDNY_GM_00026712 EFTA (()13733? EFTA01278239 Important information about your statement (continued) korithalwrity kris The taradion data For Mirada' Ion mayor may not ref trt ammiisans Chagas ardor Searcy frargoicatian ewes Ditifend 14 other rerriednini lots mil system/IC pet ale lots re eats Orabruld 10 drlarone ateaand Mt the • 'Bade Moe' cobra, presents the Wpm, renal Non traledate • Callable newitin Bends and refeettd nor that the iSsur calt for ealyadrombonwA beselected remain* by lot torn amceg as 'Kunlun of that isme tied in our nanetin renew nave for our chimes Cat leave Maine is caramelfrom thrd pawl aid as wary 6 rot gradated Whe call learn may most Wirth could ailed yell Campine informal:in cod bepeovided Leal rebuta • Caracoles olf deposit (CDs) CDs ale WK trued up so $293.000 si Oneida' awl squid Marl pa drover and pro drandery rntiMin, n accord-mot wren SDO: Ades • pilaihrolue Prices &proud fa rrarmes aid otter produces raw be hglier a brad than the prix this you woo kJ weary receive in the moire drces are °Maned Iron wham mad party wows Much we Belem '0 be relit*, but we do not quorum, tai wuracy - Wo gerieraly use the doingpre who, aralaba cr Ow (neonatebid aid ark Birth Ice lase Wroth and *pros OF cnt trd pews for OTC snarl to - tx roomy traded seamen my be proof rang a Warn not, a thews; ward ria we obtained WinWord feller an alum main Pre or van - C Oman positron may appear naiad Apra rd sell show/m*1race was not writable' if we are ramble to ob,aii a doe for a security - Deposes a Searles demanded n arterroes other Man US dolts are reel on ed a ten esdubgerae as of the drown! date - For raw soothes trading tinorvankormin derolmatali. pre and duality (far ware)mar hae been Wade, f wore proper varthin To obtain Curgen Mrarrn. Men salable. abroad yaw* Franca Armor • Prat. thriestmws rend strumurod produce. Omar -mentors swum* Corning arra priergaion pagan aid rer estate nadmem titin Mantra) aid Structured product regrind., hghlr ilkOW Celan muctrol predicts ewe not born reword with the Snalmek and emihmat (Comoro a under any State SeCurdeS tatth We pram* edmred vatted fa private thestmen summers at, senate., prodris tor rdemsthanalpumoom only Ana/Neb., rot 9ba'anted - them waves maydiffer sthstantally from plows day who arrow mestrnere security a structured ;dolma my be to a foe aid do not neutrally represent the writ you may Mcrae upon Iguttlaten - Mid prty edmaes of err are as of a ran Ore aid re sampled lo UliS Wawa Somas on a regula bros by an mann:fent violation Inn 1“ 00% Central Darner r sponsor estimated vatted if my. are stgpled to te Frm by the Mr, general partner et *rumor and may be °Ward tired cn afferent Mansion from that use by tined part es to clothe thee eatinated vain: - You car ratan Wawa &renown regaling the one otology used to determine the twirl, of vale aid the dace of the Monn.von that is the bass fa the opine hyaena:rag your Anwial Adeisor - 'MOO parry rehired wrath may be reflected as 'Not pore n soca sauteed when an thdepenant valuator, fat has net tippled mount'. to asygn a vatho when we boron* aware that a males/ word had occurred tha may calla previous,/ reported wabe iro (medal. a when a Wm eituki be hghy meculathe duo to the wire of the zany - Wien mitlw an Cur general patina a monsor ermated vabenOr 31lirapalyediraied war Is prOvded thew/we' the Warty wet bedarerent ton As pichast ono - 'DiOrbutiorn to dam' may MCA. with of Willa wane a both • Corild ale sate' rerenntithe dial oil wing price per wit rd may not rand yaw cod bath • lbeftrkted gentile Resracted sewers crawly am not aunty rouble for Wok sale UBS ',rondo, Saves uses the wan price of the tonestridod stock of the sane riser a an Muted varlet the reorder' node obi purpose of th6 strew at or/ TO the Wed that rest, cted wureie an alb* for sale. mevdbe reCemid nay be sunrandry Ins man the imputed wave Mows • It Nstimue0 ncaaE aleraityields and ram. An tstInate of fraud mow 6 based on curer carrand and Maw ors. aunty the rarities will be held lot one yea from daemon date or rata wordy 1h6 climate 6 ong a guideline. accuracy and armed name are no garareed - Est Muted annul income and drawl WV for Wan tpesol awls, wild titbit a return of rincga or Caryl OM el wroth Ole ten em Orme WKI Curter raid/would be oversteed - Brainard ammo' income aid anent yob aid The "dud nowt aid Wed night be brasier hgher thm the wenated amodus - An (rebore ol mrwalged own. (duidond wire meted) deeded by the °were make, e.t.a/nap 'Ware e used on the lad diturnd or merest payrem made byte issuer and asaines err sena imdmicies all be nadir one Air from the staterent torpor mtamourty Adam" aid CoMmutd mad at not guranteed • Asa not held by WS Financial Unfree. Conan MOS re nth heldbytePm ad not wain the lads downside, or entol Them Wets at 46prad ra yam sratensmi for incethatronal wposes wry Posthorn mil cases presented an proaled byte issumg firm MS fnancia Swims d not remonsble for this aforradion and does net gannet is accudcy These dines Tenet prostrated by SVC Cr the rant supplemental SaC coverage • Ittianuo Sating and addkional compeasatkiet - m additen l0 ormnissom on sake aid 12bil lees recited in connecter, with the thstrtuton of mutual finds toots dentswe and a or afire remote rworbe Marna paintnU f torn dabutors soda( raison of the maul finds that we sell Them Words inbred en two different commonints the moue Of SakSby UBS 01 a palCuLtrfuluil lurid fey to or cerns. ad (e tine arse ware of a primly crawl auk fangs law forl a the Ire - We alders ant* ara)reaare reaming and onyausprocesong lees et °moderation for trailer agent sakes mat we pnanck to the ntrual funds Three lets genet" TO pad two imodor awn er the mutual auk rid re a tird doll'? num Omni on the rumba of =orals at the Maw-dear honing mutual I irds of ma hod laniV - In a50 On le 0)mtn35405 reCeVed noeneCbn with the wire or darbution of arnury Gorr= ad unit invrarrerd tnni unit 10 as dents we radix our after! NCO* Writhe thallg rampinSarm Iron mairrof The et:Nance dampen*: indent goat. aruity wars anilthos of the errand. corm-awn Or SpOnSOM a the VA fivedtherit BUZ ne dartute - Otr athletes also melte trading come/won or other conmenution from moue beide aid amerce bon"calies otow peoebxls we &where - We receive as anus fee frail LBSBani USA ad UBS AC 54ardorderalch of up to 125 per arount sweepirig to the banks rain the WS Bra Sweep Program Ankle/ Infoonaran regardng cownidons and other Argos Mowed amnecton wth the erethliOn 01 valet naming option Vans:Won, has been melded on octant:tons prthomly lunched to you. and mil be pro fled to you romp* on remelt Sara selling d you av engaged et short 'Oho nosey. you may cos a chasm Ow to anal rewrap costs WOW palcula *Orgy Open <Sea 49Xdi open '900deibbanCened • orders that wife not ereatte byte Starner date Open buy rd Sell SICO ones a refaced by the amount of dtidends or tghis • audiddindsoi 'unpins date unless trawled otherwise by you YOu ae NraOrdble I or orders that are executed the to your fare to canal esetmg open alders Tax withholditg on fenrioutions from UK Pinthdal SendOeS IRAS feria tar law repute LOS Warta Sena:610 withhold Ocoee to from yor samba MA drake rorm tut you may elm not lobar, iron tar warn or. instead you may nets to haw 1r wednild a erre a 'laird word at you Chore Yes eledOn wit 'Wain n leCt WWI:id by you You nuy rewire your Worn a ayl Mo by marg anew Wotan If you do nel haw coo9i nowt tar weItnelfinall your dreibutiOnS. yOu maybe remonsbre for the wren of clewed taw You may nor pen Mc d the arras withheld and rue Winded la, pairrents stmt equal CO Ws' tar obligation affray To Man a copy of or crane Clem Petry Noir pbre contact your FriattlAdmor °error wear al araw viscomemaiworra UBS Memorial Servos enot a bat the WA. Furness SOVCeSbaouit BSA and AMA re beta rage =tint MO prose are% to OW mg serreS aim produces trough withdrawn wit eared balks ale oar Thiid party bales. aid provides awls so born and amity products Avid by unaffiliated thedlerty thdranCe commas through fiNiStbe agency rubsiaa us of UtS Warr Straw tic Wessman. man. and arauly produCIS NM IOC haired • No batik guarantee* May lose min WM Rescuer tdmayrreni avant. Business Wow Aceow SSA. ift4A and esternawal Recouce Mthawrien CONFIDENTIAL ACCOult ao registered wire mats or IBS Friarial Services kx Yea SNnaltoo it a regitacred servicemak of vise eternal enal 1.85 Mesa Signatre de& fads ad e65 Mid deed fads an awed by MS Bak '1St nth momeson from V ea U S A imorsorated Anandal Strata InC Rey 201407 SDNY_GM_00026713 EFTA_00 137333 EFTA01278240 Retirement Account *UBS U65 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005671663 0S1 5 Y1 0 Account name: GHISLANE MAXWELL IRA Friendly account name: IRA Account type: 'nth/dual Rebrient Account Account number UBS Strategic Advisor May 2015 itlariaLL IRA NEW YORK NY 10065.7007 Your tinandei Advisor- SCOTT STACK MAN/LYLE CASRIEL Phone: 212-821-70001800.308-3140 Questio in about your statement? Call your Financial Advisor or the Value of your account on April 30 (3) on May 29 (3) RMA ResourceLine at 800RMA-1000, account 02%23697. Your assets 57237.38 57,326.00 Your liabilities 0.00 0.00 Kra our wanks: www.ubscomlfinancialservices Value of your account S57,237.38 557,326.00 Tracking the value of your account Sources of your account growth duriag 3015 Value of your account 5 Thcu5anC5 at year end 2014 357,015.20 Net deposits and 570 572 57.3 withdrawals -SI41.74 • Your nvestmentreturt Dindend and interest income $192.53 Change in market value $260.01 Value of your =owe Dec 2014 AV ?CI 5 May 2015 on May 29. 2015 $57.326.00 SDNY GM 00026714 SIPC CNP70000305671 663 Nr3003‘91 939 00009 0515 0300 CONFIDENTIAL Page of EFTA_00137334 EFTA01278241 SUBS UBS Strategic Advisor May 2015 Your account balance sheet Summary of your assets value on May 29 ($) Percentage of your account A Cash and rrxmey balances 437.72 0.76% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 56,888.28 99.24% I Non-traditional 0.00 000% F Corrrnodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $57,326.00 557,326.00 100.00% Account name: GHISLAINE MAXINEU, IRA Friendly account name:IRA Account type: Individual Retirement Account Account number: M=M Your current asset allocation A D Eye on the markets Index Your iq Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important infommtNn about your statement on the last two pages of this statement for details about those balances SW 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% Percentage change May 2015 Year to date 1.29% 3.23% 1.38% 3.68% -0.40% 8.93% -0.24% 1.00% CNP700C6005671664 NP7000t9153900CO3 0515 03057500at Gt450260psge 2 of 6 CONFIDENTIAL EFTA_00137335 EFTA01278242 (SUBS UBS Strategic Advisor May 2015 Change in the value of your account May 2015 (3) Year to date (I) Opening account value $57,237.38 857,015.20 Withcfrawals and fees, including investments transferred cut 0.00 -141.74 Dividend and interest income 36.48 192.53 Change in market value 52.14 260.01 Closing account value $57,326.00 $57,326.00 Account name: GHIRAINE MAXWELL IRA Friendly account name:IRA Account type: Indisedual Retirement Account Account number Dividend and interest income earned For purposes of His statement, tematlfty of Inkiest and dividend income has been determined frcrn a US tar reporting penpeeliw. Breed upon the residence of the account holder, account type, or product type, some interest erector dviCend payments may not be subject to united states (us/ ardor vserto Rico (RR) income tares. The (lent month& statement is not Intended to be used and cannot be rased upon for tar purposes. Clients should refer to the applictie lax reporting forms they receive Iran OBS annuity, such as the forms 1089 and the FOrrftt 480, (cc lac reporting information It IS the practice of U85 to file the auplicatle tar reporting forms Witt the us mterni Revenue SeMce aid PR Treasury Department, and in such town accurately clarify clndends and' or Interest am& eserrpt or taxable income. Please consult your indudual tar preparer. May 201501 Year to date (Si Dividends 36.48 192.53 Total current year $3648 $192.53 Total dividend & interest $36,08 $192.53 • Summary of gains and losses smuts reported term exclude pnaducts for which gam and losses are not classified. Realized gains and losses Unrealized May 2015 (1) Year to date (ST gains and losses (4) Short term 000 0.00 0.73 Long term 0.00 0.00 -508.51 Total $0.00 $9.00 -$507.78 Your financia/ Advisor: SCOTT SLACKMANLYLE CASRIEL 212-821-70001800-3C6-3140 Cash activity summary See account activity the month tot deia Is Balances In your Sweep Options are induCed in the crenng and closing balances vane. FDIC insurance apples only to deposits e uBS Bank USA, rot to deposits at Les AG, starreced Bench or bank deposits paced 'broods the ORS Intemeriond Deposal Account program. WC protection applies to flaunty market sweep hold holdings but not bank deposits. Oreimportant innormation about your statement cn the last hno Pages Cl this document for coals May 2015111 Year to date IS) Opening balances Addkiorrs Dividend and interest income $437.72 36 49 $579.46 192.53 Total additions $36.48 $192.53 Subtractions Professional management fees and related services 0.00 -141.74 Funds withdrawn for investments bought -36.48 -192.53 Total subtractions -$36.48 -S334.27 Net cash flow $0.00 -$141.74 Closing balances $437.72 5437.72 SONY GM 00026716 Cm:7030600567165S W70[0191539 00003 0515 03057c 00030 CONFIDENTIAL EFTA_00137336 EFTA01278243 ;It UBS UBS Strategic Advisor May 2015 UBS Bank USA Deposit Account APY Interest Period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 $509.17 Closing UBS Bank USA Deposit balance May 6 5437.72 Number of days in interest period 29 Average daily balance $474.68 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: GNISLAINE MAXWELL IRA Friendly account name:IRA Account type: Individual %air rornent Account Account number • =I Your investment objectives: You have identified the Fdlowing investment objectives for this account IF you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary moderate investment eligibility consideration None selected Your account instructions • 1/85 Financial Services MIC is your IRA custodian • Your account cost bass default closing method is FIFO, First In, First Out. Yourfinenciel Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000'800-308-3140 Retirement services information Summary of your contributions Contnbuoon type shown in this sectnn reflects information you provided to us, and we are not responsible for its accuracy. Note that employer and employee contnbutions are reported to the tRS for the tax year which they are made Contribution type Current period (5) Tax year 2015 (5) Tax year 2014 (1) Transfers 0.00 0.00 57,012.04 CHP7C008005671666 NP7000191539 00079 0515 030575°CaY_GM_000267/Me 4 of 6 CONFIDENTIAL EFTA_00 I 37337 EFTA01278244 UBS Strategic Advisor UBS May 2015 Your assets Account natty: GHISLAINE MAXWELL IRA Friendly account name: IRA Account number: Inchudual 'Oren! Account Account type: Some Prices, income and current vaues shots may be EpOrOxirtleitt. AS a relult, gam ono lOsses may not be accurately refkcled. Set smportant into melon about your statement a the end of the docurneM for wore infornatort Cash Cash and money balances Cash and money balances may include avalade cash balances, UBS Bant USA depout account balances, UBS AG Stanford Branch Cepovt account balances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FIX vat h n df gllcalk limits, but are not potectect by SIPC U8S. AG Stanford Brant h deposit account balances arre not insured by f CAC and are not protected by 9FC Money market sweep balances are protected Dy 9PC but ate not insured by the FCC. See the Important information about your statement at the end of this cbcunent for de ails about those Sanas. ricking U3S BANK USA CEP ACCT GoeringDefence Cloung tulaxe on may 1 (t) on May 29 (S) • MIN en re per share on May 29(1) Average rate Your N sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Diadem:IInterest Daft n period period Cap arount (1) Fixed income 437.72 437.72 Mutual funds Total reinvested is the told of al renvested dvdends does not include any cash &act rods. It is not a tat lot for the purposes of determinng hddng periods or cost bass. The shares you receive each urre you reinvest cludends become a separate tax lot. Cost bases is the total purchase cost of the security, indudng reinvested dvdends The cost basis may need tote alusied for return of capital payments in order to Oeterrnne the al usted cost bass for tae repOrting 'mosses. NdOng IP M)RGAN SHORT DURATION BOND FUND SELECT Symbol: FILLVX Total reinvested EAI: 1516 Current yield 091% Purchase DM& Nurr0et Average bin( e of shares per Shalt (1) 5.214 325 I 1.007 Client investment (S) 250.000 00 tirtleatzed (tad gan or foss is the dfference between the current value and the con basis and woted generaly be your taxaole gain or loss if the security was sold on the date. The unreaued Oardipn or loss may need to be a4usted for return of capital payments in order to deternne the realized gan or boss for tar reporting purposes investment return 6 the current value menus the amount you invested. I does nee Include shares that are not reflected an your statement, Indinrig shares that hart been (tatted as either a gun or a toss n also does not include cash cf‘tdends that were not reinvested Cost PriCt Der Share barb (S) on May 29(1) May 29 ES) gain or loss (S) Value on Unreeled Bar) iniesunent Noting return (5) Pelted 57,396 06 10.910 56,888.28 .9C/7.78 56885.28 SDNY GM 00026718 C HP70309305671667 NP7003I9I 539 00079 0515 0305750eCO Page S of 6 CONFIDENTIAL EFTA_001 37338 EFTA01278245 *UBS UBS Strategic Advisor May 2015 Your assets (contrived) Your total assets Account name: GHISLAINE MAXWELL IRA Friendly account name:IRA Account type: Indistclual anent Account Account number: value on May 2901 Your K Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.700O800-308.3140 Percentage of Cost Estimated your aCCOuttl taus (5) annual inccrre (51 Unrealized gan or loss (5) Cash Axed income Cash aid money balances 437.72 0.76% 437.72 Mutual funds 56,686.26 99.24%, 57,396.06 516.00 -507.78 Total $57,326.00 100.00% $57,833.78 $516.00 -$507.78 Account activity this month Dividend and interestincorne odends Date Activity Description Amount (I) May 28 Cwidend 1P MORGAN SHORT DURATION BOND FUND SELECT 3648 Total dividends Total dividend and interest income $3648 $3648 Investment transactions lot mare enlormii on pricd value shown for restricted securities, tee Important information about your statement at the end of th4 do(urient Prcceeds Iran Funds imestment withdrawn la Accrued Date Actnity DeStIpbOn Quantity value (I) Price CS) transactions (I) investments 04,401 (5) interest CS) May 28 Rem wstment JP MORGAN SHORT DURATION BOND FUND 3.347 36.48 SELECT DIVIDEND REINVESTED AT 10.93 NAV ON 0927/15 Total -$36.48 CNP7C008005571668NP7000I9I 539 C0009 0515 030575004 Y_GM_0002674,16 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00137339 EFTA01278246 Important information about your statement ISSFhancial Socked Inc the Firm a USK Finascal Spires/ is a menthe( el al pas:palseamy. conmocity aid onions edurges LISSA Whitt tome and 185 Bat USA at Pnlioct Oubsklirias of U3S AG and /Nam of WS toskin LLC The Fans Mancial swat it settle upon recuthe the kits mearme of Lops at at U3S Friatal Savo; tic 1200 Haber Elculevad ehmlort at NJ 07086 1h6naWileni represecomhe myoffciP record of poicUlth f matt truces account Other records. mapt Meal sac downerra. conuhts oath -tag day should not be coed upon el you berme thaw an once a Omni?" please moor it mrrepliaely a wring to theSranch Mithapir of the once stringyour a:coum Allicugh al F9st; toms are 'menthol a be ;Carte. oarsman data Stull rot be used for tar puposes Aey solely on yexend tae arm 0e.. Fan 1099 We. I 041S. OK then peeping your to ovum Sher me is mitt by tan to repot tote RS al mob le dialects. repent!. non Webb dvdsmds ad tat* men earned on secants held n your acCoum net proceeds on sale trantactpnl, Jul cost basson atta in armed Hairnet Cemnamicellom with the Arm • Meat reculfern any oral unwxcaeons esmain tO further peeled your .4* nothing youroles undo the tarots Mtn Protecian Act (WA) • doe Ono* intrusion on the top teft of the fruit of thd laiimmt is not ICS ChinniSr/Wen UPS iron:jai Simko caries you accam as Otte treksby anngement putt the adecarad ntharon We Wormed you of Ms retetionthp Men yru opened tilt acccurt in this cat imr hrds and tom in se looted X 105 Mufti Samos and not the rtroduog bother. at you must mare a report of ty thee oar's:41>n to both dm All spouts Staterenn Shall Pe deemed creme aid acarat 6 a% objectedTo n rote* Who 60 drys • Please direct cusermer et -plains a inures to the Client Analans Nommen x 201 -3521699 or totret A V00-344103. 8 00AM to iSCOPad ET Mcoriay thaup friday. a a retng to uSSernsioal Sennei nc. Clem Ansions Departrnm. PO Box 766 Unon City NI 07(87 • tv case of masa Whom about al ekommc tots testa (EMI bit Damen, ce U35 VG$ drat cad tranachook call 806762.1000 a nose to U3SFriancal tomes Ix. IOW Nibs BW .6M I ba. Weehmkon. N) 07086. Ann ifiau8SA Storms Cal a three as soon as you cart d *ilea yaw stawnem or (mew 6 snagova you nee, mole mammon Lout athrear on the Henna's or recent The Fern a Card Mace let atplOble) must hear than yen nO tatte that 60 Gips alter the d rot sel you the fest taxman on Muth the ono or probienappeat - Ikaatle ame nine ad *out number (II a* - Describe the am or the tater you ace ware thou at mato as creak as you on My you Wet 4 is as era or My you need awe narmcian - Provide the dollar num of tie swelled era The Fan or Cad bsuer will mitigate you anpbitx4 hell ortect any error probity Pleasmake al Packs ono** the Amor the Mail nutincn ndcated an to front of this slatement ki adds rth to rtgt8a ax0alt tee. a:COunU may be attO to mammoths fen charge:Ice Utepayrent (or seartne: Deduce, andclomps for trpad nuns n doh azotots Acclaims ha *Natant 10 other nStAttCnS :nay be abed to a banner fee LISS Sweep Opt:me US$ offersoplan for timbre? cash batercet basses:0 bank &pouts al LASS Ss* USA ISM AG Sanford trash ask Swim Doss* money market mutt *Asthenia" Fists) arid the hthrithatroal Depot Accost( ODAPor custom* with al memaional Amuse Mangernent Account thicuph the Ban SweepFM.3.3M cal. balances are swept so 1185 Bark USA IS kr an estabithed Icon and then totes AG Starr/ad Brant. a a Morey Put Deposes at WS Sat USA are FOC rimed n accordance with ft* rules For now itonaion p bat out tom arc gar Deposits a UN AG Sathori Branch a -4 *ores or ?Mot Funds term mute by the FCC. Through the DA. arelable to W nallnats are Snip? to Moot accounts a LI3S AG NetrYork Sot, and UPS /4 Carman tam,. Mane depinds ire act nosed by the ADC alatasses head a the WS AG Ceram Bade are traporsily oposed to the savoy, ri of the Capri Nato and there b no quaratee a other °Montan of LSS 46 to repay the ha at the* on the LOS Capams Batts boas Deposits at LOS Bak USA at ea& UPS AG Rath at rot parrot by SIC MewFund shies aro protease! by SPC See 'WS Matt Seams Account Protection' below. Upon you repot,. batarces h to Salt Swoop Program a OA may be watiatin and rem of a Mthey Fund maybe Nods* and the proceeds returned to you of yes secuitos xcanl Furter ref terattal tout maitre sheep opium. inclAng anent meted rats ad pens. o amaibse at wow itscarlmeepyits Iron your F twoalb4yisor a by eating 8067624000 Ugf Staandel Sinksa mans peottaien The Fern it a interter of the Searches investor Protection Coporaon (WO. Mire prows seottin roans of es merrtheis tp to 1500 000 (nclada; 1250.000 for damsfor mai) the sic met pixtion toot sold, to all accounts Mx you hold n a pallor, cansoly Me Feat together won onan Antes. ha also pu•chao-d apt:malts pontoon the nuanuen anoint payable to all NOW dent cothcbtaunthe this protean 4 SSD) math as of Decalitre IP 2013 SlMed to the poky arditiso and Metatcos oh at the Ann 4 Cunha' protected Ice up a SI 9 mean n the *yoga M all yaw accords n a patrol, capack A-foll may ol the palsy dordll9 6 aealtleopm Mae," The SIC Minion aid tie supplencotal pration both do not SrPli to • Cense Mama antes controlled by (and Mined farm scant value) but held away tom la$Finalizial Saviors Ceg. anan (Scat aIBS Bark (Jo* at 1185 AG Stamford brands. Id) rouraxe macints. nckidetivadbvir arta la at 04 thin of anima Ivan 'shoe ,di shares re registered *wily all* nave X the athart holt on thetacks and records of tie aploba utter a trariPer agent). • Conan rommeni contra-es or nanaintot inset Oa 9. Mod pamerships aid prvaeplaxnents) that arena registered sett the Sthrims Act of 1933. and • Commthas mouth to 9. fore9i yr/change aid praitis mai antocit ncLada9 foxescomas and comfroMY When contracts The SLY protection ad the 'tokenism] protection do not tat; to these assetsearn if they Olesth