EFTA Document EFTA01275407

UBS pr 1 i ir rviCeS VIC ew o NY 0171.O3O2 Account name: GHISLANE MAXWELL Friendly account name: Indiv.Savings Account number: Your Financial Advisor: SCOTT STACKLIANItYLE CASRIEL Phone Questions about your statement? Call /04 Eirhancia AdvJior Of Ire RMA Resourceline at account IAA our website: strew.ubscomifinanciaservices Items for your attention • If you use UBS Online Services, consider changing your User Name and Password regulady to protect your personal data. Not enrolled? Go to ubs.combonlineseneices Value of your account on February 28 on March 31(1) Your assets 0.00 2,984,074.11 Your liabilities 0.00 0.00 Value of your account $0.00 Tracking the value of your account S Thousands $2,984,074.11 2.984.1 Resource Management Account March 2014 HI AN MAX LL NEW YORK NY 10065.7007 00 Feb 2014 Mar 2014 sources of your account growth duriag 2014 Value of your account at yea. end 2013 Net deposits and vvithdravals Your ilveSITIM1t return DM:lendand interest income Change in market value Value of year woman on Mar 31, 2014 5000 52,984,03038 1413.53 5000 S2,904.07411 SDNY GM 00022820 Member SIPC CNP703010064798i1 CONFIDENTIAL _0314 Page 65 of 86 EFTA_00I33440 EFTA01275407 SUBS Resource Management Account March 2014 Your account balance sheet Summary of your assets value on March 31 (S) Percentage of you' account A Cash and money balances 0.00 0.00% B Cash alternatives 2,984,074.11 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00% Total assets Value of your account $2,384,074.11 $2,984,074.11 100.00% Account name: Friendly account name: ir Account number: Your current asset allocation B Eye on the markets Your ignoncid Advisor: SCOTT STACK MANLYLE CASRIEL Index Percentage change March 2014 Year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -0.57% a 77% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% -017% 1.84% CNP7C00)0064798I 2 I= CBI 4 CONFIDENTIAL llitY_GM_00024M1 66 of 86 EFTA_00133441 EFTA01275408 SUBS Resource Management Account March 2014 Change in the value of your account March 2014 (Si Year to date (I) Opening account value $0.00 $0.00 Deposits, including investments transferred in 2,984,030 58 2,984,030 58 Dividend and interest income 43.53 43.53 Closing account value $2,984,074.11 $2,984,074.11 Account name: GHISLAINE MAXWELL Friendly account namesiridie Savings Account number. Dividend and interest income earned For puiposes of Ms statement, tmeigilty of Inkiest and chldend Income ha been determined Iran a US tar reporting perspecthe. Based upon the residence of the account holder, =count type, or product type, some Interest ardor dvldend payments may not be subject to United Slates (US) anact Puerto RICO (PR) Income tares, The lent monthly statement is not Intended to to used and carrot be reed upon for I& purposes. Clients should refer to the an:feat:4e tar reporting forms they receive from vBS annually, such as the Forms 1099 and the Earns 493, foe la( reporting information it is the pracice of 1185 to file the aPCliCatk 18c reporting forms with the US Internet Revenue Service aid PR Treasury gefoartment and in such forms accurately classify clinclenct ardor interest afar exempt or tacable income. Pleat consult your inctssclual tax preparer. March 2014 (5) Year to date (5) Taxable dividends 41.89 41.89 Taxable interest 1.64 1.64 Total current year $43.53 543.53 Total dividend & interest 543.53 543.53 Cash activity summary Your Flnandal Advisor SCOTT STACKMANLYLE CASRIEL See account activity the month for deals. Balances in your Sweep °pa ons are induced in the opening and closing balances value. FDIC Insurance ippies oNy to deposits at u85 Bank °SA, not to deposits at LOS AG, Stamford Evanth Of oank deposits pieced through the ues internaiond DepOS4 ACIOUnt piogram. SIPC protection applies to money market sweep fund holdingsbut not bank deposits Seelmporcant inSonnation about your statement on the at Imo pars cf this document for detals Mardi 2014(3) Year to date (I) Opening balances Additions Deposits and other funds credited $0.00 $0.00 2,984,030.58 2,984,030.58 Dividend and interest income 43.53 43.53 Proceeds from investment transactions 1 64 1.64 Total additions Subtractions Funds withdrawn for investments bought $2,984,075.75 $2,984,075.75 -2,984,075 75 -2,984,075.75 Total subtractions Closing balances -$2,984,075.75 -$2,984,075.75 $0.00 $0.00 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 $0.00 Closing UBS Bank USA Deposit balance Mar 6 $0.14 Number of days in nterest period 28 Average daily balance $17,857.14 Interest earned 80 .14 Annual percentage yield earned 0 01% SDNY GM 00022822 CriOngeg30647gel 3 = 0314 Pegs 67 of 86 CONFIDENTIAL EFTA_00133442 EFTA01275409 *UBS Resource Management Account March 2014 UBS AG Deposit Account APY Account name: I YouriSnandd Advisor. Friendly account name: ir • SCOTT STACK MAAILYIE CASFUEL Account number: Interest Pe-rod Feb 7 - Mar 6 Opening UBS AG Deposit balance Feb 7 50 .00 Closing UBS AG Deposit balance Mar 6 S1.50 Number of days in interest period 28 Average daily balance $195,287.90 Interest earned 81 .50 Annual percentage yield earned 0 01% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important inksrmation about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out. Cril.1000-ooci4,30 CONFIDENTIAL 0.314 INSY_GM_000282Kl43 68 of 86 EFTA_00133443 EFTA01275410 SUBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account nearte:Indiv.Savi s Account number. Sane penes, income and current WI ueS ShOwn may be approximate. AS a issue, gai rts and losses may nom be accurately refleded. See Important inlormabon about your Statement a the end ol this ciccumeM for male informason Your Fl nandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash alternatives money market funds Money market funds one neither insured for guaranteed Di the Feder& Deposit insuraue Corporation °ray other government agency. Although money Markel funds seek to preserve the value ol your Investment at Si DO per share. it is poditee 10 lose money by infesting in these funds. Tatar reinvested d the tots cid reinvested driclends It does not include bay cash dvictnds. n is not a la lot fa the purposes of determining tad rg periods or cost basis. The shares you receive each time you reinvest dudena become a separate tax lot. Cost Imes is the 10141 purchase cost of the security. Inducing renvestedd iisciroct Tit cost basis may need to be Ousted for return d capital payments in order to determine the adlustedcost basis for tar reporting purposes. Hddng UBS SELECT PRIME INSTITUTIONAL FUND Purchase pine/ Number Average` price d than pies than (S) Client investment (5) Unreekze4 (taxi gem a bss is the Orlfetence between the current venue and the cost basis end would ge re raly be your tattle ga n or loss .f the security was sad on thls date. The unrealized Ras) gin or loss may need to be &lusted for ret an of capta paarents in order to determine the refired gain or loss for tar reportingpurposes investment return is the current value mous the mount you invested. R does nee include shares that are not reflected on your statement. inctudng shares that have been reamed as either a grin a alms aiso des not include cash ciNckna that were not reinwsted Cost Price per shale Ofefal (i) on Mar 31 (S) venue on unreelized IneStrnent Htldng Mar 31 (5) gain or loss (I) return IS) Poled EAl. $597 Current yield 002% Your total assets 2,984,074.110 1.000 2,984,074 1 I value on Ma 31 (5) 2,984,074.11 1.000 2,984,074 II Percentage of Cost your account taus (5) Estimated unwind annual income (5) cyan or loss (S) cash ahematives Money market funds Total $2,984,074.11 2,984,074.11 100.00% 2,964,074.11 597.00 Account activity this month Date Acthity Mar 3 Deposit FEDERAL FUNDS DEPOSIT BY GI-NSIAINE MAXWELL AT CHASUS33 Total deposits and other funds audited Description 100.00% $2,984,074.11 $597.00 Amount (5) Deposits and other funds credited 2,984,030.58 $2,984,030.56 SDNY GM 00022824 CelP7C0070064798I 5—_0314--1- Page GO of 86 CONFIDENTIAL EFTA_00133444 EFTA01275411 *UBS Resource Management Account March 2014 Die Aztiaty Account name: i5HISLAINE MAX1N ELL Friendly account name:Indiv Savi s Account number: Your lq sandal Advisor: SCOTT STACK MAI/LYLE CASRIEL Descry:410n Amount (S) Dividend and interest income Taxable dividends Mar 31 Dvidend UBS SELECT PRIME INSTITUTIONAL FUND 41.89 Total taxable dividends $41.89 Taxable interest Mar 7 Interest UBS AG DEPOSIT ACCOUNT AS OF 03/05/14 1.50 Mar 7 Interest URS BArir USA DEPOSIT ACCOUNT AS OF 03/0614 0.14 Total taxable interest Total dividend and interest income $1.64 $43.53 Invesbnent transactions For mote Inlorrnation tout the pike/salve shown SW reStrIded SK Unlit o purr.) your statement at the end or thn dacsrnent Cote ACbuty 06Ciption rtormgi0n 00OO Ouarility vSue CO Pnce Prcceeds from investment ',amebae's (S) Funds wIthOratenICr Accrued instalments boughs (S) 'merest (S) Mar 6 Bought UBS SELECT PRIME INSTITUTIONAL FUND 2,984030.580 1.000 -2,984030 58 Mar 10 Bought U85 SELECT PRIME INSTITUTIONAL FUND 1.640 -164 Mar 10 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1.640 .164 Mar 1 I Sold 1165 SELECT PRIME INSTITUTIONAL FUND -1.640 1.64 Mar 31 Reinvestment 11135 SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 100 NAV ON 03/31/14 41.890 -41 89 Total 51.61 42,984,075.75 Date Activity Description Amount IS) Money balance activities Feb 28 Balance foreword $0.00 Mar 4 Dopmx UBS BANK USA DEPOSIT ACCOUNT 250000 00 Mar 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06114 -250,000.00 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06114 0.14 Mar 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.50 Mar II Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/10/14 -1.64 Mar 31 Closing UBS Book USA Deposit Account the UBS Bait USA Cepost Account is your primary sweep option Feb 28 Balance forward $0.00 $0.00 Mar 4 Deposit UBS AG CEPOSIT ACCOUNT 2,734.030 58 Mar 7 Withdrawal UBS AG CEP097 ACCOUNT AS OF 03/0614 .2,734030 58 Mar 7 Deposal U85 AG DEPOSIT ACCOUNT AS OF 03/0E/14 1.50 continued next page CNP70X90064798I 6 CONFIDENTIAL 03l4 lalYGM0002 11”S 70 of 86 EFTA 00133445 EFTA01275412 *UBS Resource Management Account March 2014 Account activity this month (contrived) Date Money balance activities (continued) Mar 10 ACIMR1 Withdrawal Account name: GHISLAINE MAXWELL Friendly account name: frit,' Savi s Account number. Your Amanda Advisor: SCOTT STACK MANLYLE CASRlEL peso/Site Amount II) UBS AG CEPOSIT ACCOUNT -1.50 Mar 31 Closing MIS AG Deposit Account The UBS AG Del:091 AOCCunt is yOur SeCOnCATy sweep Opt Co $0.00 SONY GM 00022828 CNP7C00;0054798l 7 =0314 CONFIDENTIAL Pegs 71 of 86 EFTA_00133446 EFTA01275413 *UBS Yournotes .17,30.0I6.73.8 E =.I 4 MMElly . .,,,,, ........ ,..M . CONFIDENTIAL EFT,00133647 EFTA01275414 Important information about your statement LEIS Financial Services tr. (the F im or UBS financial Serviced( is a merrter of all panel:el secuily, cannodty and cote:re exchanges. MS Fe-encial Services and 1165 Bank USA n rdrect subsdares of LES AG and affiliates of LE6 Seriatim U.C. Ter Fim's financial statement is available upon mopes the Fars arose.* offices are ar Weehawken, RI Ibis animal represent the tay official record of yaw LES Financial Sakes account. Other march, not official tic documents, containing rereading data noted riot be relied Lyon If you believe there is an error cr emission please report it immedately n *Ming to the Ranch Manager is. the office snag your account. Aelmugh al figures shown We Handed to be accurate. statement data sktili not be used fcr tat purposes Rely sort on yeatend tax lams, te.. Form 1099. SkaBs 10425, etc.) whin prepregyour tax return. The Fine it required by law to report to ihe IRS all taxabk dividence, mooed* rantaubb detickads and tat remit erred on acuities held in yxr aciont, net proceeds on sale transact:re, and cost basis cncenain covered swains. Communications with the Finn . Please reconfirm any oral coimircatearts in wring to further protect your rotes incladrig your ogress raider the Storks Maar Protection Act (SEAT • If the finacal nstitution on the top left of the front of this staternert is not UBS Financial Sakes. U3S Financial Sentra ernes gar account as cleanng taker by anargerront watt the rdcated &Puke. We Wormed yaa of Mk relationship when you opened this accost. hare cast your lads and sautes a-e located a UB5 Anatol Services and rot the imocbcng broker. ad you nom make erect-I of are error or &Makin to both NITS. A 0 accctnt statements shall be deemed complete ad accurate if not objected ton *meg within 60 days. • PION* died amok. complaints a itcpiies to the Fi-m's C bent ' eat at 201.352.1699 atollfree at 8:03 A.M. to 6:03 P.M. ET Monday through e- ay, a in aka to UBS ices k., Client Relation Depalment, Unton C sty. W 07087. • hcase of en0rS Or ouestkoo about an electronic bads rands Olt BS Vareckbit card transactions, call Financial Senates ex.. Weehawken N) 07086. Ath-. MAArBSA Saes Cal or write as soon as you can it you thrk yam statement or receipt is wrong Cr d you need more raceme in about a nerdy on the statement or rental. The Firm or Card boar (as aPicablemmaat her horn you ro later dm, 60 days after to Fim sent you the fro stsemera on which the error or problem appeared. - Prow:kyr)," name ad accost number Of any) — Dresser the lira or the wander you are are about, and .plan as chat as mu can why you believe t is an error a why you need more eitemation — Provide thedollar arroat of the suspected error. The Fim or Cad Issuer wt imestigite your ccmplaint and wet correct any error promptiy. Please make all decks payable to the Fan or der financial institution ippicated on to front of this Oak:mint h ad:Wm to nectar accord feet accounts may be subject to rriattaeranCe fees, chages for late parent for setriles purchases and charges for unpaid armunts in cash =cont. Accounts that ate transferred to other imitations may be subject to a wander be. UBS Sweep Options UBS offers optima for sweepng cash biarces, Winces to bar deposits at UBS Bat USA and WS AG Stand branch Sink Sweep Progome, money maks mutual sods (Morey Fu-ds) rd the International Depose Arrant ODAlfor customers Shan International Renate Management Account. through re Bank Sweep Prtraamt rah balances re swept to LEG Berk USA up to n intsbkhodirnk ad then to LES AG Stanford Branch or a Money Fund. Deposits at UBS Bat USA are FDIC nstred in accordant with FCC ruks. For nacre nlamatim please sat mar...Witter. Deposes at UBS AG Sleeked Burch ad furs of Money Funds are rot inured by the FCC. Throup the OA, araileble toads balances are swept to depose accounts at UB5 AG New Yak Branch and UB5 AG Cayman Brach Mew deposits are not esund by the FCC. Balances Feld at the LES AG Cara" Brads are temporanty exposed to the so...reign risk of the Carman elands, and tare is no 'santee or other obligalon of LES AG to repay*. betakes wink as the UBSCarmans Podia books. Deposes a LES Bat LEA and tad'. UBS AG Berth are not protected by SIPC. Money Fund shares ere protected by SIPC. See *U3S Financial Services Arrant Protection' bobw Upon sus retest, balances in tie Bank Sweep Po:gramor OA may be withdrawn, and shares of a Money Fund my be liquidated, and the proceeds returned so you or tasks amont. Aster formation about available wrap options, ncleing unit emiest rates and yelds, a availabk at wwwtte c from your F rem a Advisor or by calling UM Financial Serrae account protection The it a member of the SeardeS Inyeibli Protection Corporation EEC), whkh protect securities account, of its members up so 1500,03) (roaring S2B),000 for dams kr cash) the SIK asset protection Imes aTPV to all account tetra hold n a palkukr capacity. The Fim, together wrth certain affiliates, ha also purchased stppinental protection. The maximum amount payable to al eligible dients, carts& rads this protection is S500 million as of December 10, 2013. Wo rd to the poicy conditions arid limitations, cash a the firm is further protected tam to to 11.9 million n the aggregate for all your accounts held n a paticular capacity A fin ccpy of tie poky waning is INAilible Won reciurst. The SIPC protection and the applemental protection both do not apply to. • Certain fnancia routs controlled by (rid naiad it your account veldt but hell away from UBSFina-col Services fe.g.. certain cash al UBS Bat. fel cads at LES AG St/miredbranch insurarke prOSK1S, including variable amities, and Ed shares or mutual fondt when such than are registered diectly h the name of She account hake on the backs ad wads of the applied* issuer a taster agent); • Certain rwestmeet contracts or Mestment interest pg., limited penned* and piste pa:emeriti) the we rot repaired under tie Securities Act of 1%3; ird • Commodities corrects (e.g., lamer excha-ge and pm eta metal ccntradd. aduding futures contacts rd ormoditY cram contracts. the 51K potecton and to suppemental protection do not apply to these assets erne they otherwise appear on yin strements The 9PC protedia end the sullommental protection do not poled agora changes it the makel vats of you investments (whether as a result of market morment. issuer balkruptCy Cr OtherbYee) More information is prelate tpcn repast You may obtan more Scansion abote Sit. incising the 5IPC Brochure, by contacting SIPC a 202-371-8300w by %tang the SIM **Mite at rawarptag Dividend ReiWetblbedill Program (DPP) the li ke reflected is an pram price. You mar obtan the acb.el price ken rot Fnancial Advisor. Orey sack fare are purchased under DRIP; partial shares wil be wet rd the rah wS be deposited your account. The dviderd reavesvnere wire applied by fie ewer may • from the market vice at which thepartied shares an sold Csolerelieu Crib, whole units may be hada soy amour. If you entitled to apalel um( a a mutt of a laded Panto' ▪ otevaise, the Firm suit ether sell parhal Ls*, at made) like a accept an amount determined by a mai:teed cleans agency, and credit scar account Investment objectives aye nanimere °teaks rd risk profile Me speck to each account and may ray between Please Weir the Fun promote, a mon; of any signkant Mango n gar foamier situation or masker% objectives. Foe each CONFIDENTIAL account hekl, you choose one of tie following anestrrient obit-ter • stodge Conant !mom. ...atom s searg the generation d income cak. • Achim Cepralappreciation Inteetrnentt seeking growth of prncpal rather than the gereraim of income • Produce Combinaton of ircone and Capital Appian:awn Memento seekhg both der generation of name and mouth of ;timbal. Overall rids profiles • Coasavarre Seeks to maintain anal peeper, with low OA and volatility to the acorn owral, nen if that means the teat does not generate significant income or returns red may not keep pace with inflation. • Moderate: Willing to accept some risk to principal aid tolerate some ',lottery to seek hgher returns. • Aggressive: Wiling to accept high rift to prinopal and high ratan* to seek highreturns ore time. Statement liouseholdne We may consoldaie al related account statements with the same address n the same tanker. Accounts may be related Ice this purpose betake they haw owners who also maintin pia accord relationshas was other clients at the sane address. This practice known as • householing • R you prefer to reprise Pdivalual statemeats mailed in separate envettpta — y0U may dare householdeg by tiling you. F remise Advisor. Friendly accourt name the FrendY account name reflects formation that you entered on the Firm's onto* senores vrebste. R ts a customizable rnictrurre' those by you to aria you war sir record...pint It has rro legal effect on your account. You can change yds hiendt account names, through Onere Services or by contactegmurFaancial Adviser. ACCOr overview • vain of mw accountrporrob Net of assets mot •Ailtes. Asset tweaks salable cash balances, visit for restricted storey list), and Global tine Deposits, wreaked marks to market, and ceetaa arts not held by the Fim. Does not include smoked SeCuttiell assets al the end of the pior and rural masted periods, or private irwestments, emoted stock options rd erica stock options • Intakes Include, debt blI/M•1, culdardirg margin loans. credit the, Mon amant balances. • Cash/raoner balinrea Total of reinvested avalable cab balances. plus UBS Bak LISA deposit braces U3S AG Starreord Brand) deposit balances and money market mitel fund sweep boraxes, at to case of ha statement period. Noricormlocity Vet credit balances in your acct are rot segregated from other balances and to Fan my use any of these funds! the ordinary course of it business. these funds a* payabk Loon your darned. This total n included et to anent period closing value. SDNY_GM_00022828 EFTA_00133448 EFTA01275415 Important information about your statement (con inued) landew Herniation For dead informition cn the Finis lending practkes and disci:rives, refer to ear Clem fatbraiip Agee-runt or Accost Agreement and the General Toms rd Conditions UBS Statement of Credit Practices amilable in Ageomon and/Jake/resat mew mist rornberrionsrlostrret Vas awn Your neleMent lakes securities melodies mats held h the account at the end of the statement mend. You may ark for &key d lay paid seosties at anytime. You may receive securities used as loan collateral after awing any balance due on tem. k -y *curia tranderred to to Cern any to element period are lewd at market value as of the end of the aimed period. • Cast basis. In detaining the cost basis of the sewrites included in this statement, where indicated wih the nurrbe. '1,• UPS Fivercial Services Ms relied cn information obtained from sources other tent/5 Fivncial Senices, including information kern anothe- Sim a that roomy have provided to you Finmxial Advisor. The Finn does not htliepoilently verify a gamine the acaracy or vardity day irdorration provided by watts other then LESFivncial Senates. aicitirt although LIDS Firacal Seines general& adds this Herniation as it k wand, the firm dos not provide any estances tat the idamatian km* "Cost basis" and "Leireakzed gar/loss' is accurate as of the date of the statemert. As wok please do not way on the Hamden to nake pucka a tale decisions. fame papaws a otherwise. Accounts transferred to the Fim may reflect girl loss infamatkn ong f or the period of tine they a held a the Frm More historical nknnatcn tribe ackled by you. Menthe Advisor. • threalized gain/loam Wien data is aailtle estinated tweaked gand lases we alcaated la ?diva, a I sear Sy lots. TM transaction data for rxtliviial lab may or may not (elect commissions. &aloes ands 'acuitymarginedan emits Dividend and otherrenwstment lots ad systematic padvse lots are eachcombined to display one averaged loll)* • Trade date • [Mann presents the aiyeul transaction wade date. • Callable securities Ban* and primed stock that the issan oats for eery recknoten will be selected mpg-tidy by lot Iran arrorg all seo.rties of tat sea held hour name or in nominee nine la as clients. Call am bannoten s cbtaned from third parties and is accuracy isnot guaranteed. Other call feakres may eat !Mich cad affect yield complete rrionnatir MOM provided upon request • Cartifiestee el deposit (ma)CDs are FDIC Mad to to 5250,000 h prixSel and accrued interest per deposta ad per deposicry institution, in accadence wain FDIC • PriceAralue Prot, dirbswd f or securities and other products may be higher or lower than the price that you would Warily reek* n the market Prices we obtamd from various third party sources Snit. tie Delve to be rehtle. but we do not gmealee heir scanty. — We gene* a the closhg pricewhin awlabka the mean a/1MM and ask prices fa lined acuities and colons or ong bid prices fa OTC seosdies. - Less actiwg waded securities may be priced &ring valuation model or to mod recent price we obtained and mar no reflect an actual market price or wad. - Certain position may appear without a price and will taw as *price was rot available' if we are undob to obtain a pnce f or a ,ecudy - Deposits or startles denominated elcurrencies other tan U.S. dollars are reflected at the exhinge rate as of the statement date. - Fa certain wooden trading innonconformity Marenalcra price an quaty(lace sakes) may have been adisted to facilitate pacer valuation To obtain current quotations, when stadia, contact your Financial Adder. • Prints erveitments and An/clawed prodded. Mate mestrree sautes ixbding drect participation ptqam and real estate indictment trust wades) and strucssed piodacu are densely highly Abseil. Certain seamed products have not been registered will the Securities and Excha- (omission a under ay state securities laws. We proide waited wears for private investment wad is and structured products for edorniatkrul purposes only. Massey knot giarenteed. - These values may differ abstantiaby from pricer. if any, at Mich a paw investment security a structured prixtaa may be bough or told and do not noosing represent the vaismaa may receive Loon lion:won. - Thid prly 'Ornate of vale av as of a certain date and are saopled to UBS Finarcid Services on a regutt baus by at independent eatiation Pm. - Ida general partner or sponsor estimated vete', are supplied to the by the Moe gennal pane or sponsor and may be tabulated based on Merin information from that used by IMO parties to derive ter estinated values. - You can Mesh addiand Hamadan regarding the methodology used to determine the "slime* of value ad the date of the eke-mann that is the basis forte en late by contideg your Fivncial Advisor. - TAW party *stated was ray be reflected as •Not pied' n wor Ism dins. wfe n edependent valuation tam Ns not stead or is able to assign a vatic when we beanie avare that a materialevent has °coated tut may call a ammo* reported sea eta question. or as a value would be highlasPectilatne due to the naese of the stout - Whin neither al mar, general ante a sponsor *stated value me a Orderly estimated mks is pended the value a to scalyweb, differs-sr tan itspurchaseprice. - • Darin ca to date' may include num a capilal. income a both - Chanel a see • represents the initial Oran; price per unt and may not (elect your toil basis • Restricted securities Reslraed want:as drauralY are rot currently amble for public sale. UBSFinscal knees toes the add price of the unrestricted nod of the same issuer as an .reputed value fade restricted stock fa purposes of thin statement on. To the relent that rearioed searkies are eliabh la a the slew reared may be stbstantialg less than the imaged value town • En. (estirneled) immense current yields and rates. An estivate d a-rual income is based an current Sicked aid interest rates, assailing tie seethes will be held for ale yea from statement date or and Mett/ily. This name eon* Aga: Seine, accuracy rd continued income are not guaranteed - Estimated anal inme rd curet yield for certain goes of searities could include a retun of prncpalor captal gars in nnith case the est income (irdcunerd yeti would be oventated. - Estimated anal icane and current yield and the actual Mane and yield might be kwer a higher than the estimated amounts. - An estMate of rruateed name (divdend motor interest) deeded by the current market vatedaverase balance is based on the last dividend or interest payment made by the issuer and warms tie sectritiegdeposts will be held for a year from the statement date or until makrty. Accuracy rd continued weld we not goateed • Assets not held by UBS 'rancid Services. Certain assets me rot held by the Fern and nor within the Fern's possession or carol. These assets me dipleyed on your statement for informational pp urposesorig. Positions ad values presented an nded by the iriut 9 fern UBS Facial Senkes not respable for the ilconation and does not guaantee es accuracy. These assets at rot protected by BSC or tie Finds ustplementalSITC covers?. • Revenue cleoring and additional compensation. - In addrtion to commissions on sales and 12b1 fees received el amnion with the distibution of nail finds to our client we enact our affirm receive tIvonut *Wing Payments from distributors ads advisors of the ntAsal funds that we sell. These arrant, are based on two deferent Cern 0 tlY mantel calm by UBS of a psalm mutual fund family to our <Peet and Cs) the asset value °fears-theLe mutual fund family's shires held a tie 1mi - We and as atMate also recent nem:eking and ormtus protesting lees in consideration For tondo agent servios that we arid* to the maul fads. Thew km generally are Pad from investor abets ei the mutual karat and are a fired de la amount based an the number of amines at the broker-dealer holdng mutual pride of that fund Family. CONFIDENTIAL - h etkle co to crimson; caned n connection wth the sale or astanon o1 away contracts and at investment mat units to our <lents, we ands our Oblige nage ovens sharng airrpeosmion tram many of the Mance companies underwriting the entity contracts, aft dates of to Man area-Dna sponsors of Inlay inwsvnent tugs we diserbute - Clir &Math also receive trading cornmeal and other correereation from mutual finds and mine, companies whose podjcls Vp, dot Mute. - %Strata an anal fee from UBS Birk LEA and tee AG Stanford andi of up to szs per account sweirpng to the barks under the UBS Bre Sweep Fri:gran. Activity hbrination regudng commissars and otter &argil nand n cowedat with to oecutcrt of wades, idudng option transactions ha been included on ocerierntions reveal/ furnished to you, an will be prowled to you ramptlyatrecpeg. Short geniis d Pain engaged in short sellig a security, you may Mar a cheepe a to cerUin Wroth)? costs for that perticular wooly. Open endow Regarding Men or • graltikancellecr ceders that were not entued by the statement date, open buy an sel stop orders are redid by the amount d dividends a rights on an exidividerds or motes date unless intruded otherwise by you. You are responsble for orders that we emouted OR toyout failure to cancel (Meting open orders. Privity To obtain a copy of a current Client Stinky Naito. please contact your Francis' Achisor or vbit or website at witismALCDsoadiaMgala UBS Antacid Services a not a bat The WA, Busies, Services Account &SA and IRMA we brokerage accounts which provide access to barkingservices ad products though annginents nide affilittd barks rid other thrdeany banks, and provides access to nsura-ce and anidy prod ct seed by unaffiliated thiddany insurance ampans through eaura-cie agency subsiiitries of UBS Financial Services Inc. Iniestment nsuraxe. and amity products: Not VIC inured • No bank guabantee• May Me vale RYA. Rescum Management Accord, Business Semites Account BA BMA and ntematioral Resource Management Accost are registered service marks of UBS Facial Services It Visa *rata is a regidered seat* mark of Visa International 1.8$ Via Signature credit cads and UBS Visa debt cards we based by UBS Bank USA with erasion from Vim U.S A Incorporated. UBS Finandal Services Inc Ma 2O14O2 SDNY_GM_OOO22829 EFTA 00133449 EFTA01275416 *UBS i lir m nices hc ew o . NY 10171.0002 Account name: Gl-liStANE MAXVVEU. Friendly account name: In:W.Savings Account number. Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA Resourceline at - account - Visit our website: lwevtubs.comifinanciatennces Items for your attention II you use U8S Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.com/onineservices Value of your account Resource Management Account April 2014 Ai l i ri MAX LL NEW YORK NY 10065.7007 cm March 31 (5) on April 30 (S) Your assets 2,984,074 11 2,899,474.98 Your habil:ties 0 00 0.00 Value of your account $2,984,074.11 Tracking the value of your account S Thousands $2,899,474.98 2,899.5 0 Mar 2014 Apr 2014 Sources of your account growth during 2014 Vzdue of your account at year end 2013 Net deposits and withdravals Your iwestment return Dhidendard interest income Change in market vita Value of yew atone 011 Apr 34 2014 10.00 32,899,369.61 SDNY GM 00022830 5105.37 3000 999A7498 Member 9IPC CalP7000;005030701 CONFIDENTIAL 0/14 Page 79 of 98 EFTA_00 133450 EFTA01275417 UBS Resource Management Account April 2014 Your account balance sheet Summary of your assets value on April 30(4) Percentage of yov account A Cash and money balances 0.00 0.00% B Cash alternatives 2,899,474.98 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $2,899,474.98 52,899,474.98 100.00% Account name: Friendly account name: ir Account number: Your current asset allocation B Eye on the markets You rilasndul Advisor. SCOTT STACK MANLYLE CASRIEL Index Percentage change April2014 Year to date S&P SOO 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% CNP7C003005688702 0414 CONFIDENTIAL IMINLY_GM_00024WI 80 of 98 EFTA_0013345 I EFTA01275418 Resource Management Account 2is I.: Change in the value of your account April2014 (s) Year 10 date (S) Opening account value 32,984,074.11 30.00 Deposits, including investments transferred in 1,183 17 2,985,213 75 Withdrawals and fees, including investments transferred out -85,844. 14 -85,844.14 Dividend and interest income 61.84 105 37 Closing account value 32,899,474.98 $2,899,474,98 Account name: GHISLAINE MAXWELL friendly account name:Indiv. Sayings. Account number. Dividend and interest income earned for purposes of this statement, tatabIty of inkiest and chedend income has been determined from a US tat repotting perspective. Baud upon the residence of the account nokteL account Igoe, or product trx, some interest ends cfreidend payments may not be subject to United States (US) ancl a Plano Rico (PR) income tines The tient math* statement it not intended to be used and camot be relied upon fat lac purposes. Clients should refer to the amicable tay reporting forms they receive from MS annualy, such as the forms 1099 and the Conn 493. for tar reporting information n is the practice of U85 to file the sphcatie la( reporting forms with the US InternS nevem* Service and PR Treasury Depamrent and in such kerns accurately Uas9fy ChidenC/5 art/ Cc IMP'St as tat teerrPt or tacit* 'Kane Please consult yew inctiodual tar preparer. April2014 (5) Year to date (S) Taxable dividends 61.84 103.73 Taxable interest 0.00 1.64 Total currant vas r $61.84 $105.37 Total dividend & interest $61.84 3105.37 Cash activity summary Your /9 sandal Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month for debits Manses in your sweep opuons are inciudechn the opersng and daring balances viol, FDIC insurance /poles only to depauh at u85 Bank USA, not to &pools at LOS AG, Stamford Branch or bank deposits placed terrorist) the UBS Intone: cord Deposit Account program SIPC protection applies to money market sweep fund holdings but rot bare deposits See important eribirnation about your statement on the last MV pars ce this document for &LOIS April 2014 (5) Year to date (I) Opening balances Additions Deposits and other funds credited 30.00 30.00 1,183.17 2,985,213.75 Dividend and interest income Proceeds from investment transaction. 61.84 105.37 34,688 03 84,689 67 Total additions $85,933.04 $3,070,008.79 Subtractions Other funds debited 35,844.14 -85,844.14 Funds withdrawn for investments bought -88.90 -2,984,164.65 Total subtractions Closing balances -385,933.04 -$3,070,008.79 $0.00 30.00 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $0 .14 Closing UBS Bank USA Deposit balance Apr 6 $0.00 Number of days in nterest period 31 Average daily ba lance $0 .01 Interest eamed $0 .00 Annual percentage yield earned SDNY GM 00022832 000% CIIP7C0070056,39703 = 0414 CONFIDENTIAL Pegs 81 a 98 EFTA_00133452 EFTA01275419 *UBS Resource Management Account April 2014 UBS AG Deposit Account APY Interest Period Mar 7 - Apr 6 Opening UBS AG Deposit balance Mar 7 $1 .50 Closing UBS AG Deposit balance Apr 6 $0.00 Number of days in interest period 31 Average daily balance $0.15 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: Friendly account name: ir Account number. Your investment objectives: You have identified the following mvestrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Important inbormation about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility ccnsderation - None selected Your account instructions • You' account cost basis default closing method is FIFO, First In, First Out Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL CNP7C0C93056.98704 = 0414 CONFIDENTIAL 11111Ity_cm_000tats 82 of 98 EFTA_00 I 33453 EFTA01275420 *UBS Resource Management Account April 2014 Your assets Account name: GH15/ANNIE MAXWELL Friendly account nitrite: Indiv Sala s Account number. Some prXeS, income and current values shorn may be approximate. As a (Hut, gains and IOSSCS twat POI be axuiately refleded. See important 'No/mason about your stmemem a the ends this dxurrent fot more informaion Your Anode! Advisor: SCOTT STACK MANLYLE CASRIEL Cash alternatives Money market funds Money market funds are neitner insured for guaranteed rei the Fede mg Deposit Insurance COFDOrdll On a any Other Npremment agency. although money market funds seek to preserve the vane d your inseStment at Sitio per share, it is ardit* to lose money by investing in these funds Total reinvested is the toted cr ea reinvested cUadends It does not include any cash dvICends, n Is 'NO a to lot for the purposes of determining tooldrg periods or cost basis. The shares you receive each tee you reinvest dsidench become a separate tax Sot cost Data as the tote purchase (O51Of the security. Inducing reinvested dsecirndS t e cost bash may need to be eluded for return of capital payments in order to deternne the adiustedcost bees for tar reporting purposes. Hddng UBS SELECT PRIME INSTITUTIONAL FUND rurchece once• minter Average pace of shoes per glaze (S) Client investment (51 Unmated (Wigan or loss Is the difference between the current whit and the cost basis ant would ge re idly be your taxetle ga n or loss if the seonny was sad co this date. The unrealized (tan gat n or loss may need so be slushed for return of capita parents in order to determine the reared gain or loss fa tax reportingpurposes. Investment return is the current value minus the amount you invested x does we include shares that are not reflectedonyour statement. inctudng shares that have been iodized as either again a alms s also does not indude cash addends that were nee remwSted Cat eke per share bays (S) Co API 30(S) Valle on unrested InseStment Htldng Apr 30 (1) On or loss (1) return IS) PHINd EAl. 9870 Current yield 0 03% Your total assets 2,899,474.980 1.000 2,899,474 98 Value on Apr 30 (S) 2,899,474.98 1.000 2899,474.98 vercemage cif Cost your account Oans (SI Estimated Unrefined annul 'twine (SI On or loss (S) Cash alternatives money market funds Total $2,899,474.98 2.399,47490 100.00% 2,499,474.911 070.00 Account activity this month Date Actinty Apr It Deposit FEDERAL FUNDS [DEPOSIT BY GIISLAINE MAXWELL AT CHASUS33 Total deposits and other funds audited Description 100.00% $2,899,474.98 $870.00 Amount (I) Deposits and other funds credited 1,183.17 31,183.17 SDNY GM 00022834 011170503305668705 0414 Page 83 of se CONFIDENTIAL EFTA_00 I 33454 EFTA01275421 I UBS Resource Management Account April 2014 Date *diary Account name: GHISLAINE MAXWELL Friendly account name: Indiv Savi s Account number. Yourignanciel Advisor: SCOTT STACK MANYLYLE CASRIEL Description *mown (S) Dividend and interest income Taxable dividends Apr 30 Dividend 1)85 SELECT PRIME INSTITUTIONAL FUND 61.84 Total taxable dividends Total dividend and interest income 861.84 861.84 05e Actiwty Descepbon Amotrit Other funds debited Apr 2 TranSfer JOURNAL TO -20.000.00 Apr 1 Transfer JOURNAL TO GHISLAINE MAXWELL 44,000.00 Apr I7 Withdrawal FEDERAL RADS COMIUMENTARY FED FOND WIRE TO Ghislaine Maxwell AT JPMORGAN CHASE BANK, NA -1,156.11 Apr 25 Transfer TO -20.68803 Total other funds debited -185,1144.14 Invesbnent transactions For more Information about the price value shown for restricted securities, see important initym akirt sboa your staormpa a the end of this downem Oate manly Desciption Ouantky Yaw (I) Price (5) Proceeds Iron Investment transactions (5) Funds Aithdraven Ice Accrued rtivestrnents bought (5) 'merest (5) Apr 2 Sold UBS SELECT PRIME INSTITUMNAL FUND -20,000.000 20,000.00 Apr 11 Sold WS SELECT PRIME INSTITUTIONAL FUND -44,000.000 44,000.00 Apr 23 Bought WS SELECT PRIME INSTITUDONAL FUND 27.060 -21 C6 Apr 25 Sold WS SELECT PRIME INS1TTUTONAL FUND -20,688.030 20,688 03 Apr 30 Reinvestment t185 SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON OU 30/14 61.840 -61.84 Total 884,688.03 -MAO Oat Activity Oescrkkaces Amount (5) Money balance activities Mot 91 Oakm* forward $0.00 Apr Id Deposit UBS BANK USA DEPOSIT ACCOUNT 1.183.17 Apr21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0517/14 •1,156.11 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF awns i4 -27.06 Apr 30 Closing UPS Bank USA Deposit Account $0.00 The UBS Rant USA Oepost ACCOLIAC Is your primacy sweep cpbon CNP7050B3OSE88706 0414 IY_GM_OOOAMg 84 of 98 End of statement for account number CONFIDENTIAL EFTA_00133455 EFTA01275422 Important information about your statement LEIS Financial Services tc. (the F im or UBS Financial Services} is a merrter of all orincizel worry, canaily and opens target. U3S Frencial Sakes and U36 Bank USA at rdrect sunares of LEE AG and affiliates of is Saritin U.C. the Fim's financial statement is available upon rade. The f aeon:* aces are ar Weehawken, RI Ibis =tenant represents the gay of falsehood of you LES Financial hereon account. Other march, rapt official tar docurent, containing cordial* data should not be relied Lan If you beim there is an error cr omission, phase repon it immeciately n *Ming to the &inch Manager of the office serving sow account. aloakin al figures shorn T. reended to be accurate. statement data shadi not be used fix tar purposes Rely sole& on yerend tax lams, (Ley Form 1099.54A 10425, etc.) when preprigyour tu rean. The few, it required by low to repon to the IRS all twabk divan*, reportable roar:able Wands and taxable niereve eared an vacuities held in you reant, net proceeds as sae transactors, and cost lass cncenain coveted swain. Communicationswith4w firm . Please re-confirm any oral cormincatorts in vet* to further protect your nits including your nrt tad= the Waist rasa Protection Act (SEAT • If the financial natation cn the top left of du front of this statement is nix U8S Finance' Sevas, UBS Panda' Services carries your ocean as cleanng taker by anargenent with the ratted intlitution We Wormed you d this relationship when you opened this accost. h this case. your Std. and wakesau located at LES financial Seats and rot the Mocang broker. al you mat make react of try nate or *Minion to both firms. A N accent statements shall be deemed armlete ad accurate e not objected to in wrtrg within 60 days. • Flom divot want' complaints a ha-skinto the Fen's C lent ' eat a 201.352.1699 tollifree at 8:03 A.M. to 6:00 P.M. Brenda, throughr ay, a in wag to UBS ices lx,, Client Relation Deus-rent, Unton C sty, N.I 07087. • here of errors OF overnans about an electronic funds Wander (WIt BS Vtarclebk card transactions, call manual Sean Pc., Weehawken 14 07086. Ath-r MANBSA Saxes Cal a write as soon as you cart it you terk you statement or receipt is rag CY 4 you need more Mcrae en *cut a trade on the scanned or rOMOt. The Sinn or Card bar (a, Witiableknori her horn you no later that 60 days after the Form sent you the fin statement on which the error or problem appeared. - Bowie you nine axl accost number Of any). — Desobe the n or he transfer you re snare Lou. and explan as chair as re can why you believe it is an error a why sou need more I-formation — Proud. the &Aar anion d to suspected eat The Fie or Cad Issuer wel iviestiree yew complaint and al correct any error tromp*. Please make all cads earth to the Fern or tie financial imitation rotated on the ant of the teamed hacklilen to recta accost fax accounts may be subject to mai-trance fees, chages for late parent for sautes purthases and charges for unpaid amounts in ear awls. Accounts that be transferred to other notations may be subject to strangler be. UBS Swap grant UBS offers options for simony cash bins, Winces to bat deposits at UBS Bat USA and LBS AG Strad birch (Bank Sweep Pregame, moneymaker mutual ads (Morey rut) al the Into Deposit Account ODATfor customers with an International Resource Maagemern Account. Though tie Bank Sweep Prorave cash balances re swept to IBS Bak USA up to an established knot ad then to LBS AG Stanford Bradt a a Money Fund. Deposits at UBS Bak USA are FDIC rthred in accordrce with FDIC rules. For rare Moneta please mit vwmidicgov. Deposes a UBS AG Staked Burch and stores of Money kinds ay rot Mad by the FCC. Throup the CA., mailable to cash balances are swept to depose accounts at UBS AG New Yak Branch and UBS AG Cayman Burch Thew deposits are not inured by the FM. Balance hold at tie LES AG Carnal Brad, are tempera* exposed to the scvereir Sc of the C wren Mends, and (here is no gairantee or other obligalon of UBS AG to repay** balsam rank en the UBSC trans Prinh's books. Deposes a LES Bat L6A and each UBS AG Bench are not protected by SIPC. Money Fund shires as protected by SIPC. See *U3S Financial SWAM. Account Protection' bast Upon you regal, balances in tie Bank Sweep Programa OA mat be withdraw'. and shares of a Money Fund may be liquidated, and the proceeds returned so you tryout sonar accant. Asher re oration about available sweep options, nthing anent Mast rates and yields, a datable at wwa.sbs< - from your Frac al Maar or by ca0rg UM Financial Services account protection The f ion is a melted the Starnes Minters Protection Corporation (SIPC), wah rams securities accounts of its members up no 1500,C CO Waling S2 fi),000 for dams kr cash). fi e SIPC asset protection kris arh to all account tot you hold n a palalat capacity. The fie, togMerwih certain affiliates, ha also purchased opplaental protection. The mairan amount payable to al eligible theses, cobra& isdiv this protection is 5500 million as of December 10, 2013. kbect to the pokyconditions ea limitations, cat X the firm is further protected td Le to $1.9 million n the aggregate for all you accounts held n aerator osprey A Fri copy of te poky waning is inedible Won mourn. The SIPC protection and the supplementl protection both do not apply to. . Certain tread asses controlled by (and abided in your account valtinbn held away from UBSFinrcel Services (e 9. certain(* cash at UBS Bat, (ii cat at LOS AG StarnIcrd branch 00 inane product. including variable rates, and 00 rues of mutual funds where such shares are registered dienly in the name of the account holier on the tan and records of the applicable sera a transfer agent); • Certain nwslmert contracts or Mestment interest Xi., limited pareasha and pate placements) that an rot registered under tie Securities Act of 1983; ad • Commodities contacts (e.g, foreign exchange and preciarnetal corers} aludiog futures contacts ad formorittrair contracts. The SIPC dotectsr, and the suppkimental protection do not apply to these assets and they otherwise appear on yoa seaternent the SEC protection and the sandal protection do not protect agora changes in the max value of you investments (whether as a result of market mosement, iSSue bankruptcy CY otherwise} More information is amid* upon rapist You may obtan mere recnnation abets SIPC, includng the SEC Broth's...by (ducting Sift a 202.371-830 or by yang the 51K **kite at entwaytory Dividend ReiWetblbent Program (DRIP) The prke reflected is an swage price. You maa obtan the actual price tromps Financial Advisor. Orly Moo* arts are purchased under Die; partial shares will be cold ard tlw cash wit a deposited in your account. The 6viderd reiwestrnert price applied by the Orr May drier from the market pike at which theorize shires are sold Crlenoiau I;Mr whole mots way be hod m yob attar'. If you are entitled to a prel use as a result of a ariderd Parterd • Otiennise, the Firm MI ether sell pad rite at meat pr a accept an truant detained by a registered deals *era, adcredit you' accost Inresdeent objectives The rawer+ objectives rd risk profile de speak to each account and raj my between. Nesse scat the firrn math in *rag of any teacart change n you finaxial situationOr flexure's objectives. for each CONFIDENTIAL wort held, you choose one of the following ardent objected • Este Cunentarnome. harm' es seakng the generation of income a*. • Adieu. Capra, Apprecntroo Instilment( mining growth of prnanal rather than the gerorden of income. • Produce Comerneton oilman. and Capitol Appreciation lasiments sae* both to generation of name and growth of plaCjIll. Oval' Sc profdos • Conseil Seeks to mantas nilel arciwil with low risk and volatility to the octant overal, nen if that mewls the accost does not generate significant income a rearm and may rot keep pace with inflation. • Moderato Willi* to accept some rises to pincPal and tolerate some votattity to seek hgher returns. • Aggress/ye: Wiling to accept high nick to woos' a-4 high •Olatilay to seek high returns o,er tine. Statement liousoholdne We may consolidate at related account statements with the same address n the sae envetye. Accounts may be related la this purpose bade they have owners who also maintain pint adorn relationships wrini other dents at the sane address. This practice's known as • househoting 'kw prefer to raise Minkel stateliest mated in separate Onatpea — yOU may data houwholdmg by stag your f weal Advisor. Friendly account name The Frendh accost name reflects aeration that you entered on the Firm's onlne sena, webote t e a customizable 'rich-urn? non by you to amiss you with you recordkeephg. It has no legal effect on your account. You can durge yes Fri endh account names, through Ontre Services or by contact-9 rurFkancial Advisor. ACCOWt overview • yaks of you accoontartkr Net of assets ad liabilities. • Assets hulas ayslath cash balances, values for restricted searey lest ), and Global tine Deposits, urrealied mats to market, and caftan arts not held by the Fern. Does rot include raked Ma:Meiassets al the end of the prior and °went statement prods, or prorate easements, 'rated stock options and emceed* stock options • Lines Includes debt blIIM•5, culeardirg rrergan loan credit the, tat scant balances. • Casts/money balances. Total of uninvested amiable cash balances. plus UBS Birk USA deposit barcek LBS AG Starr/ad Ranch deposit balances and money market mail fund sweep biases, at the cbse of he statement period. Norycormodry tee credit balances in your account are rot segregated from other balances and the FIFO may use any of these funds in the ordinary course of its business. these funds re payable upon your derma. This total is included., he anent period closi-g maw SDNY_GM_00022836 EFTA 001;3456 EFTA01275423 Important information about your statement (coninued) Lending information her deleted information on the Finis Dating practices and &dotes, ter to you Clint Relatorrthip Agetmern or Arcane Agreement at the General Tarns at Conditions UBS Stamen of Credit Practices available in Agreements andDitoscrres at gaztratassagersagaRgaingu. Vessaweta Your caement itemize; watt endother was held lathe account at the end of the statermat period. You may ark fordeiyery of ftey paid snares a ry time. You may receive sautes used as loan collateral after paying any Wince due on hem. try securities Irandened to the Firm clang the sartrant penod are Bead at market value as of the end of the steamer* period. • Cast basis. In determaing the rod basis of the states included in this statement, where indicated wren the number UBS Fnarcia Services has relied co information <barred from sources other thant.,B5 Financial Services, including information Iran another aim a that sou may hat provided to you hostel Adrisor. The Finn does not adept:frog verify a gaunt the astray or talky day irtommtion provided by sates other than UESFioncial Services. h addax& although LIDS Financial Services generaly update his Hamann as it e recent, the firm does not provide any antrances that the harmed:a &PP 'Cost basis- and 'Threaded gar/loss- is accurate as cd the date ol this statement. As such please do not reay on thb nitration to make pachwee a ale decisiont fora& pacts or ahem's*. Accounts transferred to tie Fim may reflect girl loss rdametit ong for the period of tine they ae held ate him More historical tikanatcn tribe abed by you. aunt Advisor. • Uttered gaasflowen When data it rata* ertinated ureted ping lases we Urinated fa itivital sway lots. The trankirtson data for advistal lot may or may not attest ammissan, charges ands security margarita isn rats Dividend and otarre nwstrrent lots ad systematic patine lots are each <Pained todisplay cite averaged lot. The • Trade date • alto presents the agrul transaction wade date. • Callable securities Bads and ;referred stock that the infarct for erg redemption win be selected mptely by lot Iran am:rg all seoseies of that issue held hour rune or in nornhee matelot as clients. Call bast itinatisn is dotted from third patties and a accuracy isnot guaranteed. Other call leases may exist each cat affect ysekt complete I-domain %elite provided upon request • Certificates of deposit (04 CDs are FDIC inured up to 5.29),000 n prnanal and accrued interest per &costa at pee deposityinstitutit, ibamerdance web FDIC rules. • Preeivalue Prot, displayed for securities and ogler protests may be higher or lower than theta that you would tarty recent a the mallet Prices are atilt from *aims third party sources *ankh we Delve to be rehash. but we do not spare* their accuracy. — We generaty tae the closi-g pricewhen avalate cr the mean of the bid ad ask prices fatted Parities and cplors cr ong bd prices fa OTC states. - tan artney waded securities may be priced ushg valuation model or the most recent pia we Plant and may not reflect an tut matt price or vitae - Certain position may appear without a price at will tow as 'price was rot available if we re rate to obtain a pnce for a witty - Deposits or startles dencrninated in currencies other than U.S. dollars are reflected at the eichinge rate as of the staternat date. - For semen tutees ending rat non.conformng ansminatcris. Pce a-4 qua-ay(fate Pa) may have teen adisted to facilitate pecpec *duskier. To obtain current quotatits, when ataitie, corrad pa Financial Atha. • Private tvertmenta and dructured presto:b. hint. rwatment seculars (nasty drect participation crcqam and real estate investment its startles) and &bunted protcu ale generally highly Certain stnared pro:Lets hat not been registered wih the Securities and harp Commosion a under any state sautes laws. We proide estimated vanes for pwae investment leashes and structured products for nlormatecul purposes only tatty knot guaranteed. - Thine values may differ abstantiaby kom prices. any, at ial-tna prove Outstare security a structured raxlad may be taxInt or sold and do not necessarilyrepresent the tit you may receive upon rquialtion. - Thid paly tsbrnites of vale are as of a certain date and are %paid to UBS Fina-cial Services on a regalia' DM by in independere religion Jim. - hurt generalpanne- or spornor estimated yea's, ry, are supplied to the F rrn by filo Muer, gennal panne cr Spriar and may be calculated based on Myren information from hat used by tadparties to drive heir estimated values. - You can cash Stint remnant regatta the methodology used to determine the alit* of value at She date of to Haman:aMa is the basis forte mitt by rotating your financial Advisor. - thin party estanted vats may be reflected as •Not read' newer I sit tn. wee n itependent satiation tim RS not wickeder is t ide to assign a watt Mien we battle entire that a meta event has °coated tat may call a petty reported vat it question. or awn a value would be highly spectlatire due to he nat of the sectrdy - When neither al suer, general pane or sponsor estimated vela ncr a thrdipany estimated nett is matt die valued the scatty PI be &Kent train itspurchasePrice. — • PPE° as to date may inhale returnof canal. income a both — Caput its see • represents the initial otlerri; price per unit and may not reflect pod cost basis • Restricted securities Restart sear4 in generally are rot twenty amble for publk sale. UBS Chacol Services ices de matt price of the unrestricted stock of the same images an mputed value for to redacted stock for purposesor this statement on. To the relent that red:tined acuities are ergbn la sae, the vale acted may be sdortantly less than the awed value gnat_ • En. (artirneted) increne. current yields end rates. An estinate of anal income is based an current darned ad interest rates, assuring tore stakes will be held for cat yea from statement date or Urlbl Milisity. This narrate it Ong egadalne, accuracy rd continued income are not grantees( — Estimated attal atme rd carent yield fo- certain types of seethes could include a rat of atrialor carpal gets in ishith case the est income Ca-dement yeldl would be overstated. — Estimated anal icane and current yeld and the actual accent and yield milt be kwer a higher than the matted amounts. — An estMate ol atat end tome (divdend andor interest) deeded by the anent market valtaverage balance is based on the last distend Of hterest payment made by the issuer and arnes the secatiendeposts will be held for use year from the statement date or until manly. Accuracy and continued geld ere not gars-need • Assets not held by WS 'rancid Service& Certain assets an rot held by the Fern and not nth the fern's possessit or areal. These assets de thawed on yea statement for informational purposes only. Positions at values presented an Provided by to issuing Inn UBS F natal Services is not raper:ale for he itmation and des not guarantee as accuracy. these assets are rot protected by SIPC or the Fits supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b-1 fees received n carecuon wih the distribution of mead finds to ardent we enact our alas receiw mvenue hiring payment from,, de:tribute." ardor adriges of the nag! fuds that we sell. These anants are based on two dtlerrn C0MP0nentf- amount al alto by UBS of a partkula mutual fund I amiy to our <lima and CO the asset weed a panicu a mutual fund I amity's dares held at the Inn — We and 0.1" Anate also term* newt:eking and ormtus protesting lees n coreitation for transfer agent rates that we prat* to the rruhal lards. These lees generally are pail from investor men r the milt fund and are a hod dela amount based an the outer of accounts at the broker-dealer holdng mutt lads ot that fund famiy CONFIDENTIAL — e, addax, to cceirmscre recent n connect:a Ph the sale or dolnation of a-ruey contracts and vit inrestrnent tat units to our <lents, we ands our affiliate recta retina sharing compost:a f rom many of the inaxance companies underwriting the amity contracts, *Rates of he Murano* twat, or sponsors of Melte investment mots we asstd./a - Gas andinte& also retie trading commaits and other armament from mutual finds and nsurance companies whose aortas we distribute. - Margret an anal fee from UBS Bak OA and etS AG Stanford Branch, of up to in per accost sweeping to the bat under the UBS Brat Sweep Fragrant Activity Manahan regudng canninkro and otter charge. ilcurted in connect cn web he evert:tatof wades, itudng option transactions ha been melted on rotations petal/ furnished to you, at wall be vited to yOu prcdplly carecpest Sheet selling I Kure ergaged in that selErg a Wudy, yOu may boo a chap the to cerUin batting costs for that particular secunty. Open ender Regarding oaen or • gxcitill.cancelbe ceders tat were not mewed by the gatemen date, open buy and/ sal stop orders are redxed by the anount of dividends or rights on an exidividerds a totes date unless accursed otherwise by you. You are ...scorning for orders that we everted die to your bate to (axe' eating open orders. Priway To obtain a copy of at current Clad Finney Naito. please contact sour Francis' Advisor or visit as website at awistIGEDLotothca2t2b, UBS Financial Services a rot a lark The WA. Busies, Services Account BSA and IRMA an brokerage accounts which provide access so barking services a-idproducts though arrangements wall affiliated bat at other thrtipany banks, and provides access to nsura-ce and antsy protests awed by unabated thitaty insurance companies through roura-ce agency subsidiaries of UBS Finarcial Services Inc. Investment, nsura•ce..rd rutty products Not VIC inured • No bank guanntee• May bit Val* RYA. Resource Management Acccunt, Business Services Account 85A, IRMA and elematioral Resource Management Accost are registered service marks of UBS Fruncial Services he Via *ratan is a registered service mark of Visa Intonational UBS Vila Sartre cede cards and UBS Von deb cards are Pied by UBS Bank USA with peannsion from Via U.S A Incorporated. UBS Financial Settees Inc Rey 20402 SONY GM 00022837 EFTA 00133457 EFTA01275424 SUBS nancal services he eve o . NY 10171.0002 Account name: GHIStANE MAXWELL Friendly account name: Indio.Sayings Account number: Your Financial Advisor: SCOTT STACKNIalw LYLE CASRIEL Phone Resource Management Account May 2014 thallaU. NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call four hriarcia Adv,SOr or ti e RMA ReSourceline at on April 30 (1) on May 30 (9) account Your assets 2,899,474.98 2,855,767.89 Visltour websItic www.ubstomainancialservices Your liabilities 0.00 0.00 Value of your account $2,899,474.98 52,855,787.89 Tracking the value of your account S Thousands 1.899.5 2.8558 Apt 2014 May 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposit' and withdrawals 32,855,602.40 Your 40.45110141t return: DiOdendard interest income 1165.49 Change in market value 5000 Value of your octant on May 30. 2014 $2,955.767.119 90.00 SDNY GM 00022838 Member SIPC 001000P305631723 0514 CONFIDENTIAL Pogo 79 of 98 EFTA_00133458 EFTA01275425 cat UBS Resource Management Account May 2014 Your account balance sheet Summary of your assets Value on May 30 (S) Account name: CHIC AIM, iViEt' Friendly account name: Irvin. Savir, Account number. Percentage of you' account A Cash and money balances 0.00 a00% B Cash alternatives 2,855,767.89 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets 32,855,767.89 100.00% Value of your account $2,855,767.89 Your current asset allocation B Eye on the markets Your K uncial Advisor SCOTT STACK MANYLYLE CASRIEL Index Percentage change May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 411% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CIIP700Ce00S63t 724 0514 CONFIDENTIAL IMINLY_GM_0002tteig 80 of 98 EFTA_00I 33459 EFTA01275426 UBS Resource Management Account May 2014 Change in the value of your account May 2014 (S) Year to date (I) Opening account value $2,899,474.98 $0.00 Deposits, including investments transferred in 1,232 79 2,986,446 54 Withci-awals and fees, including investments transferred out -45,000.00 -130,844.14 Dividend and interest income 60.12 165.49 Closing account value $2,855,767.89 $2,855,767.89 Account name: GHISLAINE MAXWELL Friendly account notne:IndivSavi s Account number. Dividend and interest income earned for purposes of this statement, facially of interest and Oedend income has been determined Iran a US to teperting perspective. Baud upon the residence of the account holder. account (pc of product type, some interest andor dvidend payments may not be subject to United States (US) ander Puerto Rico (PR) income tines The cient man,* statement is not intended to be used and cannot be stied upon fee Is poppies Clients should refer to the apchcale la reporting forms They receise from UBS annualy, such as the forms 1049 and the forms 483. for tar reporting information It is the practice of UBS to file the =kale tar tenoning forms with the US witernd nevem* Semite and PR Treasury Department and in Such forms aCcuratey 0454 fy Ciodena ardent Interest as tar enetTPI or tenable intone. Pleat consult YOur in:Ili/dual tax preparer. May 2014 (V Year to date (S) Taxable dividends 60.12 163.85 Taxable interest 0.00 1.64 Total current year $60.12 $165.49 Total dividend & interest $60.12 $165.49 Cash activity summary Your Finandal Advisor: SCOTT STACKMANLYLE CASRIEL See Account activity the month for dela Is &dances in your Sweep options are mdudedin the openng and closing btlances vitt. FDIC Insurance cc pies only to deposits at UBS Bank USA, not to deposits at LOS AG, Stamford Branch or bank deposits paced throngs the UBSInternahorki Deposc Account program. SIPC protection applies to money market sweep fiord hddirras but not bare deposits See Important inSonnation about your statement on the last ten pages cf this document for detals May 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 1,232 79 2,986,446.54 Dividend and interest income 60.12 165.49 Proceeds from investment transactions 55,C00 00 139,689 67 Total additions $56,292.91 $3,126,301.70 Subtractions Other funds debned -45,000.00 -130,844.14 Funds withdrawn for investments bought -11,292 91 -2,995,457 56 Total subtractions -$56,292.91 -$3,126,301.70 Closing balances $0.00 $0.00 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 $0.00 Closing UBS Bank USA Deposit balance May 6 $0.00 Number of days in nterest period 30 Average daily ba lance 5123.73 Interest earned $0 .00 Annual percentage yield earned SDNY GM 00022840 000% Ckle7C003305Eal 72S C514 CONFIDENTIAL Page 81 of se EFTA_00133460 EFTA01275427 SUBS Resource Management Account May 2014 Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Francial Advisor or Branch Manager You can find a full description of the altemanve investment objectives in important ink>rmation about your statement at the end of this document Account name: Friendly account name: it Account number. Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consderatron • None selected Your account instructions • You account cost basis default closing method is AFO, First In, First Out Your linandul Advisor: SCOTT STACK NIANYLYLE CASRIEL CrIP7020600S631 726 Ci5la CONFIDENTIAL IIIIIicont000Atiti 82 of 98 EFTA_00133461 EFTA01275428 *UBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indiv Savings. Account number. %me PnCeS, income and current ea ueS Sham may be approximate. As a its ult, gold and IOSICS May ON be accurately relleded. See imponartoolomabon about yam staretnent a the end ol this dxurrent for mare informal on Your Financial Advisor: SCOTT STACK MAN LY LE CAA EL Cash alternatives Money market funds Money market funds ate neither insured for guaranteed ty the reaped Deposit insurance COrpOrali011 or any other gotemment agency. Although money market funds seek to preserve the %auto/ your investment at SI DO per share. it is tomb* to lose money by infesting in these funds. Toter rarneste4 is the total of a reinvested dskknds n does rot include any cash del:ends a is rot a la lot for the purposes of determining hard rg periods or cost OJOS. The shares you receive each time you reinvest dvdench become a separate tax Sal. Cost basis is the toll purchase cost of the security. inducing ronvestedcl *lends No cost basis may need to to adusted for return of coital payments in order to deterrnne the a:lustedcost berm for tar repsting pappses Hddng UBS SELECT PRIM& INSTITUTIONAL FUND Purchase pies Natter Astracy. cue ef than pot share (5) Chem investment (S) Unmated (Wigan or loss is the difference between the current value and the cost basis end would generally be your tactic gan or loss if the security was sold on this date. The unrealized dad pinotloss rray need to be alusted for return of capital parents in order to determine the reared gain or loss to. to reporting purposes. Ifiveralertt Mutt) is the tureen! value 'yenta the !TM n1 you invent-dins:am not include shares trot are not reflectedonyour statement, indudng shares that have been reared as either a gan a aloes. oho does not include <ash chic:knelt that were rice reinvested COSI Price per share ban (S) on my 30 (S) value on Unrealized oseStment siddng May 30 (S) gan or loss (I) return IS) Isorkd EAU. 9857 Current yield 003% Your total assets 2,855,767.890 1.000 2,855,767.89 Vara on May 30 (SI 2,855,767.89 1.030 2,855,767 89 Percentage of Cost your account basis (S) Estimated unrezezni annual income (5) on or loss (S) Cash alternatives Money market funds Total $2,€55,767.89 2.855367.89 100.00% 3859,767.89 857.00 Account activity this month Date Ac1IMly Description May I Deposit FEDERAL FUNDS DEPOSIT BY GHISLAINE MAXWELL AT 1PMC INTERNAL ACCOUNTS PROC Total deposits and other funds credited 100.00% $2,855,767.89 $857.00 Amount (5) Deposits and other fends credited 1,232.79 $1232.79 SDNY GM 00022842 CelP70:103305631 R7--0514--_ Pap 83 of 96 CONFIDENTIAL EFTA_00133462 EFTA01275429 *UBS Resource Management Account May 2014 Account name: GHISLAINE MA ...NELL Friendly account name: irdiv Savi s Account number: Your lq sandal Advisor: SCOTT STACK MAINILYLE CASRIEL Date nanny idescnolion Amount (S) Dividend and interest income Tarable dn.:lends May 30 Ctvidend UBS SELECT PRIME INSTITUTIONAL FUNE. Total taxable dividends Total dividend and interest income Other funds debited Use Actimiy Cescepton May Id Transfer TO May 14 Transfer Total other funds debited 445.000.00 60.12 $40.12 960.12 Arnow' (S) -20,00000 TO -25.00000 Investment transactions ror more intorrnalon tat the puce/value shown Sot restricted secuntles. see important information about your statement at the end of this document. ate ACtinty Descephon Quantity value (S) Poe (S) Proceeds frcm investment transactions (s) Funds withdraw, Icr Accrued tnwesiments bongs' (1) 'merest (5) May 2 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1,232.790 -1,232 79 May 14 Sold UBS SELECT PRIME INSTITUTIONAL FUND -55,003.000 55,000.00 May 20 Bought OBS SELECT PRIME INSTITUTIONAL FUND AS OF 0919/14 10.000.000 -10,000.00 May 30 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 10014AV ON 093C/14 60.120 -60.12 Total $55,000.00 411,292.91 DatE ACtivity Desetplion amount (1) Money balance activities Apr 30 Balance forward $0.00 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,232.79 May S Withdrawal LISS BANK USA DEPOSIT ACCOUNT As OF 0902/14 -1,232.79 May IS Deposit UBS BANK USA DEPOSIT ACCOUNT 10,000.00 May 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0919114 -10,000.00 May 30 Closing UBS Bonk USA Deposit Account $0.00 The UBS Bark USA Deport Account Is your pnmany sweep colon 011)703C0305631728 0514 End of statement for account number CONFIDENTIAL Millre_om_oo024519 84 of 98 EFTA_00133463 EFTA01275430 Important information about your statement LE6 Financial Services M. (the F im or UEIS Financial Senetes). is a merrter of all princisel sxvly, cannsity and options exchrges. LES Fegrxial Semites and U36 Bank USA n rdrect 'Under.° of LE5 AG and affiliates of LE6 Secisitin U.C. the Fim's financial statement is available upon rectat The fun's exclaim dices are ar Weehawken, lit This aatement represents the way official mord of you- LES Financial Seneca account. Other march, rapt Mae tee documents. centre* ccriliding data *mid not be relied Lyon 8 you believe them is an error cr omission, abase report it armedately n *Ming to the Ranch Manager of the Mice sentig you account. Athaeri al figures shown T9 Heeded to be accurate. statement data shxdi not be used fa tar purposes Rely Met Goys-end tax lams, ten Form 1099. 5498. 10425, etc.) whin preptregyour tot return. The Fim required by low to report to tie IRS all taxabk dividerck. report** rant:tuba dvidends and tadple edenelt eared on acuities held in you accant, net proceeds an sale transactors, and cod base on cenain covered Communicationswithshe Firm . Please re-confirm arty oral corm-treater* in twsi-g to further protect your opts incladrig your NI* utter the Setritiert !ranter Protection Act (StAl. • t thefinance' nstartion cn the top left of Me front of this statement is not UBS Anatol Sakes. 'AS FnanCial Semites caries your accost as cleanng taker by anargement wah the indexed intliluliT1 We Wormed you Ca this meat:ship when you opened this axon. ki this case. your Legs and searkina-e boated a LI85 hornet Semmes and rot tat krodxng broker. al you mat make a fecal of ray aria or *Tuition to bosh firms. ANacme* statements shall be deemed carcelete ad accurate if not objected to in werg within 60 days. • Plea% died customer complaints a illJiint0 he Firn's C lent ' eat X 201.352.1699 cr told ree at 8:03 A.M. to 6:03 P.M. ET Monday through e- ay, a in *Sig to LEE ices lt., Client Relations Depalment, Unton C y, N.I 07087. • h Cast of errors Or cunt:xis about am electronic bards wader (ED BS Wedge card tomato* call anemia Senior, 1-c., Weehawken NI Mg% Attu FMABSA Saes Cal or write as soon as you can, emu thit year statement or receipt is mug a 4 you need more nfamat en abort a um* on the statement or r9C.O. TII9 Firm or Card boar as *Ric-able)mu° her horns° ro later ihan 60 days after the Fim sum you the fen statement on which the error or problem *Pared. - Bowie you- name rd accost number Of any) — Desoto: the nor tee wander you are are about, and "plan as chat as km can why km believe t is an error a why you need more idernatori — Prowde the dollar ansant of We suspected error. The Fim or Cad Issuer we imestegato your complaint and MI correct any error promptly. Please make all chats payable to the fen or tie financial inititution Skated on tie trent of this Oak:mere hackliten to recent account fees. accounts may be subject to makterunce fees, changes for late parent for secuiles purthases and charges for unpaid armunts in cathannts. Accounts that ate tautened to other imeitaions may be subject to a transfer tee. UBS Sweep Option, UBS offers options for senepng cash bias; Lines to bat deposits al UBS Bala USA and UBS AG Stardsd brads (Bank Sweep Pregame), money nurka mutual Bids (Mawr Funds) ad the InternationalDepose Account ODAlfor customers with a Intonational Rerun Managemeni Account. Though tie Bank Sweep Prorarn cash balances re swept to UISEterk UM up to an sabfehed line ad then to LE6 AG Stamford Branch a a Money Fund. Deposits at UBS Bat USA are FDIC flared in accordrce with FDIC rules. For more nit-meter please set werwidicgote Deposes at UBS AG Stanford Brant ad tuns of Money Bands are rot Surd by the FCC. Thmu the 04, wail/bk to cad, balances are swept to depose accounts at UBS AG New Yak Branch and 185 AG Cayman Bunch Thew deposits are not named by the MK. Balances hold at the LE:5 AG Cayman Bramte are tempera* exposed to the sovereign Sc of the Caren Mends, and there is no gurantee Cr other obligalon of UBS AG to repay to balarces while on the UBSCamares Podia books. Deposes a LES Birk LEA and each UBS AG Brands are not protected by SIPC. Money Fund shires re protected by SIPC. See -U35 Financial SWAM Acccup Protection' bobw Upon you retest, balances in the Bank Sweep Program or OA ma be withdraw} and shares of a Money keg my be liquidated, end the proceeds returned so sou creour soosiin amorit fisher information about available sweep options, nothing cuhent reerest rat° and yelds, a mailable at *matt < from your F kora ial Advisor or by calling IAIS Financial Services account protection The Fern is a member of the Settees investor Protection Corporation 6IPC), wash protect securities account of its members up no 1500,03) Including 5291,000 for dams kr cash). The SIPC asset protection Imes WO to all account that you hold n a pa-Muter capacity. The Elm, together wee certain aff Aires, ha also purchased lipplarental trotection. The mairrun amount payable to al eligible client, slats& }nix this protection is S500 Shoe, as of December 10, 2013. klo fi rmo the pokyconditions ard firnitation, cash x the is further protected kr raptot-1.9 million n the aggregate for all your accounts held n a pricular capacity A hi copy of to poky wring h weileble upon mutt The SIPC protection and the supplemental protection both do not apply to. . Certain financial stets controlled by (and Sided h your account valuabil held away from UBSFina-cbil Senecas (e.g. certain(* cash at UPS Bat, (il cad, at L85 AG StarnIcrd bunch 94 ieturarce wart including variable enmities, and (id shires of mutual finch whore such them are registered diedly n the name of the account holder on the tots rd records of to apples** issuer or trawler agent); • Certain rennlmere contracts or nestment interest (eg., limited panne-shit and ware placements) the are rot rote-tend render tee Securities Act of 1933; ad • Commodities corrects (e.g. foreign exchange and precirarneal contredg excluding future, contacts ad formodita Mean contracts. fi e 51K protects* and to suppIemental protection do not apply to these asset, even 4 theyotherwise appear on you. daterneres SEC protection and the arPlartentalprotedion der not protect agora change, in the maim vale of you investments (whether as a resat of market movement, iSSuer bankruptcy a otherwise). More information is amid* talon reopen Ycu may obtain rise eicrtnation abaft SIC. kiciadng the 51K Broth's, by contacting 5Ift a 202-371-8300w by visaing the 51K **Wu areastabectigi Dividend ReiWetblbefil Noreen (DM% The peke reflected is an swage price. Tou maa obtan the acbal price Iran yak Financial Advisor. Orly Mr* Korn are purchased under Cilia; partial shares will be sok, rd the cash MI be Soaked in your account. The dviderd reinvestmere price applied by tie issuer may dNer from the mita price at which thepartial shires ate sold Carh-Slieu Cnb: whole units mg be held in yes account. If you a-e entered to a palul unit as a result of a dviderd Paetnell a otherwise, the Firm mil either sell metal }Mu at rivulet peke a accept an Mnaunt determined by a registered cleaving agency, and credit you score Investment objectives The madmen °team and risk profile Me specific to met account and may way between Meese Seise the Fern mown/ in wing of any sir', eant tango n yar (natal Meurer or messes objectives. Fs each CONFIDENTIAL trout held, you choose one of the following tined °beeches' • arodue Cunene/mom.. lin-Wm es seekng the generation of income crib} • /*diem CepttatAppradateen Imminent} waking growth of pent pal rather than the worsen of morn?. • Produce Combination racoon. and Capital Appreciation Segments seelckg both the generation of morno and goeirthol Overall risk profiles • Comorance Seeks to mak4ain ni161 preciwil with low rek end volatility to the apart meral, then if Out means the accord does not generate signif 'cant income a returns end my not keep pace with inflatan. • Moderate Meng to accept sane risk to principal and tolerate some voLatity to seek hgher returns. • Aggress*: Wiling to accept high fir to psopal ad high volatility to see& highreturns ma tare. Statement householdhe We may consolidate al related account statements with the same hitless n the sera envelqw. Accounts may be related Ice this purpose berate they have owners who also mainuin are accost relationships with other clients at the sane address. This practice's known as • householing 'Hsu prefer to receive kdivalual statements mated in separate envetries — you may date houteholdang by tilingmu anent& Advisor. Friendly accoult name the FrendBadant name reflects °formation that you emitted on the Firm's onlne whites ivebsde. le e a customizable tniclrurne- chosen by you to sift you with you recordkeeping. It has m legal effect on your account. You ca dirge your hi endb- account names, through Ontre Services or by contacte-gyourFnancial Athisor. ACCOWt overview • Ware circa erroenaboroblen Net of assets and • Asset Inclas available cash balances, valves fat restricted seas-dyad lest), and Global tine DtpO3itS, urrealted mats to market, and caftan sots not held by the Fim. Does not induct* unpriced S9Clifitifill assets al the end of the prior art orient statement petiods. or private Seamen% tested stock options and cenicoable stock options • Eiattaies Include, debt bilirces, ortmardirg rrurgan loann credit the, don amount balances. • Casbfryoney balances. Total of uninvested amiable cash balances. plus UBS Bak USA deposit batrce5 U3S AG Starr/ad Bench depose balances and money market metal fund sweep balances. at the cbse of he statement period. Noncom-may free credit balances in your account me rot seoreosedfrom other balances and to Fan mar use any ol these f unds n the ordinary course ol its haziness. these funds eve payable }ton your dernard. This total is included in the trent period closi-g value. SDNY_GM_00022844 EFTA_00133464 EFTA01275431 Important information about your statement (COtltnued) lewdly adoration Fix detafed information on the Finis landing latices and &Oates, ter to vas Client Relator-chip Ageemon or Aced'', Agreement and the General Terms at Condition; UBS Steinman of Credit Practices available in Agreements thdorthosures at mow raac romarrostagaggag flew stets Your des meat itemizes shunt( endother mots held arthe account at the end of the staternert period. You may ark forcleiyey ol toy paid secuties at ary time. You may receive securities used as loan collateral after prying ay Wince due on them. k -y securities transient to he Firm drag the sestrent pent are IOW al market value as of the end of the *Menet period. • Can basis. In cletermnirag the cost basis of Ix starts included in this statement, were indicated wt the nunte• UBS Finarcir Services has relied on information obtained from sources other hant.135 Pivotal Serieces, including nf °tenon Iran anothe- lam a that whimsy haw provided to you Finamial Schist the Finn does not Videpadently verify a watt the away or wraith day irdormation provided by sates other than 1.85Fiandal Senices. aicitirt although LIDS FirstiCel Services generally writ his Harnett as it is acted, the firm dyes not provide any asesances that the itormatim tact "Cost basis" and 'threalced gar/loss' i; accurate as cd the date of this statement. As such please do not teky on this nIcemition to make pacht a hale decisionk taw putt ce abets*. Accounts transferred to he Fim may reflect gint loss rdamatim crib f or the period of tine they am hted a the Frm More historical aiknnalcn can be ackled by yar Fend Advisor. • Umedized gain/loss When data it aaildok. edinated aredized gait lases we undated Ice itivd.ial sear fly lots. TM transaction data foe ndvidal lot may or may not matt ommistre, dviges andsacuity reergenizatith tints Dividend and °tame nontment lots ad systernata padvse bts are eachcant:Med todisplay one averagedlot. The • Trade date • eolith pesents the aigaul transaction wade date. • Callable securities Bata and ;referred stock that the tun cats for eat recitation wig be selected mpatelb by lot Iran among all seosties of tat ism* held hour name or in nornhee nen* la as client; Call hare adainatim it dotted from third parties and its accuracy isnot guar teed. Other call featres may vast which cat affect yield comrade ado -natal will be provided upon request • Certificates of deport (CDs) CDs are FDIC Mad up to 5250,000 n rrachal and accrued interest per depositor and per depositoryinstitutes ilaccadence vet FOIC rules. • PriceAralue Prot, divinedfor "natio, and thin products may be higher or lower than Media that you would aclualy recta in the market Prices tee °bland from vaious third party sources meth we bete to be retitle, but we do not daralee ten accuracy. - We gerieraty ite the closi-g price when watt a the mean of tie bid a-d ask prices folded scants and cplons a onb WI prices to OTC seosties. - last actemb waded securities may be priced ushg a valuation model or the mod recent pre. we obtaned and may not reflect an actual market rice or vitae - Certain position may appear without a peke ad will thaw as 'price was rot available- if we re untie to obtain a pnce for a ready - Deposits or secret dentenioat9d incurrencies other than U.S. dollars are reflected at the eichinge rate a of the statement date. - Fa certain washes thing n non.conformn9 dnrvninalaa tee at qua-oilyRace rake) may have been 2i:tested to facilitateprow vflusion. To obtain current quatrains. whin rattle, corded your Financial Adtscr. • Prints ireesbnente and structured product hitt mestment stunts (holiday drect patecipation roam and real estate investment trust stunts) and sauteed pita are generally highly AktAid. Certain ansted toasts have not been registered wit the Stinnes and Extha- Com-ranch a under any date studies laws. We prode estimated wets for mat investmem wait is and structured products foe adormattul purposes only tansy knee grarenteed. - These values may differ threat* from tat if any, at whch a priase r esa-nerd security a structured pout may be torn or told and do rot necessarily represent the vela you may receive ubon rquidition. ▪ Thal pity estimates of vale are as of a certab dread are ,abed to UBS Fina-cial Services on a regular bind by an independent vitiation tint - Ever, general panne or tomer estimated vales, am, aro toadied to 'herrn by the tut genital pater or sponsor and may be calculated based on Offerer* irdormation van tat used by Int parts laded.* ten estimated values. - You can Mean additcrul intension regrading the metiodology used to determine the estimate of value and the date of the hkemaliontha is the basis for he mitt by contactag your Financial Advisor. - mid party estimated votes my be reflected as •Not Wed' ewer Ise Mont the n adependent vatsation tern has not suppled or is Late to assert a vase, Mien we become aware that a material event It °coated tut may call a pieta* reported vale it question. or ton a value would be highly speottire due to he nature of the study. - When neither al suer, general panne or sponsor hinted vale rte a thrdpany estimated ate is peovdect the value of the searrly will be diffeeent from its Dunham price. — •Pstrkishons to date' may mkt nrtum of coati income a both, — • Orignal urA sce • represents the initial dferng price per ung and may not reflect yds cost bat • Restricted seamier Reshated sectrines generally are rot current? Piga* Mr tblic sale. IRS Fina-cal tykes toes de make) price 01 the unrestricted sack of the same issuer as an mputed value for the rented stock for piston; of this 'Women. only To the *dent that /earthed seaskies are Meta la sale, the vals retied may be thodantialb less than the inp_ged value town • Eat Bestinted) intent current yields and rates. An estinate of rrual income is based an current &ricked ad interest rates, assuring tie stades will be held for one yes from sternest date or call nutty. This estate Ray ate:fate, accuracy teed continued income are not quartered Estimated anal name at current yield fo- certain Wes of stakes could include a ream of total or raped gat in which case the est income hadcurrent yeti would be mentated. - Estimated areal tone at current yield and Iv actual drone ad yield might be Wes a higher than theestinated amounts. - An estate of trusteed income (divdend attar interest) divded by the anent market valteaveram balance re based on the bet dividend or hared payment made by the isSuer and marries the secuitiesteposts will be held for one year from the statement date or until manly. Accuracy at continued yield we not gawked • Assets not held by IBS Financial Services. Certain sorts tee rot held by the Fern and not Mm the firms possession or control. These assets are displyed on six statement for informational purposes only. Position, at values presented as provided by dm issuag hen UBS F mineral Services not rest:ramble for tic acemation and does not gurantee es accuracy. these assets we rot protected by SSC or the Fines supplemental SIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b1 fees received Ni cot-tycoon vet the distnbution of rases' lards to °urchins we undo. our attire mod* mama Sharing Pagronts from distributors ador advisors of the matt funds that we sell. These anoints are based on two different CarcOnerAL amant el sales by UBS of a partkula mutual fund I amib to our clients, and CY the asset valued a particu kr mutual hind I amilis shares held at the tent — We and cis teat. to resewt net: eking and ormtus passing lees in cavitation kr under agent Wilke; that we Front to the mutat fads. These lees generally are pad from investor dot in the mutual fund and are a fated de la amount based on the nutter of accounts at the broker-death holdng mutat lads al that fund Fmiy CONFIDENTIAL - h acklian to commies':re; received n comer-Ica waft to sale or distnbinon of a-ruty contracts andunit investment trust units to our <lents. we alder oil affiliate recta resins sharng aspensaion frommany of the inesance companies uteri-thy the amity contracts, diflat.' of to itrame carpanin or sponsors of thetas inwsvnent tats we distLee. - Qa effete. also receive trading cancan:km and other mrrpercatim from total knit and MaanCe companies whose oath we detribUte. - Wertheim an atual tee from UBS Bak LOA and t_IES AG Stanford Brant of up to szs per raw sweeping to the barks under the UBS Bak Sweep Taverns Activity knoernation regard:1g cannossals and other charges intend in conned an with tie erecutch of wades, ncludng option transactions ha been included on conlittons moot* furreshed kr you. at wall be provided to yOu rectuptleatrecpest. Sheet gelling f lou am engaged in that why a Security, yOu may nor a change the to certainWrathy costs for that particular secunty. Open ceded Regarding oath or • scocitikancelbe ceders tat were not esimated by the slatemert date. open buy and tel stop orders are redxed by the anount of dividends or rights on an amdividerd a wipes date unless intruded othevet by you. You are reeponsble for orders that are wearied tae food Ilium to cancel eating open orders. Privacy To obtain a copy of or current Client StiacyNdit pleads contact your Francis' Achisor or veil ter websile ate. UBS Financial Services a rot a lark The RYA Busiest Services Account GSA and IRMA are brokerage accounts which provide access to baking services ad products through mangers ds wash att,lated barks at other thrtipay bants, ri d provides access to nsura-ce and nut prodst hued by unaffiliated the/doom insurance companies through insura-ce agency subsidiaries of UBS Financial Services Inc. Iniestment, nsura-ce. ad artilyproducts: Not VIZ inured • No bank guarantee* May tae valx RYA. Resource Management Acccunt, Business Services Account 85A, IRMA and alternation& Resource Management Accost are registered service marks of UBS Fasted Services Inc Via *rave is a regidered service nvrk of Visa Intonational CBS Via Synatise cede cads and CBS Vita debt cards are tamed by UBS Bar* USA with thimnsion from Vea U.S A torporded. UBS Financial Services Inc it 20t402 SDNY_GM_00022845 EFTA_00 133465 EFTA01275432 SUBS r i er !vices hc ew o NY 1017,.0002 Resource Management Account June 2014 lartagall. NEW YORK NY 10065-7C07 Account name: GHISLANE MAXWELL Friendly account name: CasttSaeings Account number: Your financial Advisor: SCOTT STACKIAANkYLE CASREI. Pheele Questions about your statement? Call your Financial Advisor or tte Value of your account RMA Resourceline at S account on May 30 (1) on lune 30 (S) Your assets 2,855,767 89 6,149,721.69 VlsItour website: www.ubscomanancialsemces Your liabilities 0.00 0.00 Value of your account $2,855,767.89 $6,149,721.69 Tracking the value of your account S Thousands 6,149.7 2.8558 4 4 20m tun 2014 Son rots of your account growth during 2014 Value of your account at year end 2013 Net deposits and vvidsdraNals $6,149,466.56 Your ilveStrrent return. Disidendard interest income 1266.13 Change in market value 10.00 Value of your octant on Jul 30, 2014 14140.721.69 10.00 SDNY GM 00022846 Member SIPC 00,7030;006498967 C614 Pap 81 of 102 CONFIDENTIAL EFTA_00133466 EFTA01275433 UBS Resource Management Account lune 2014 Your account balance sheet Summary of your assets value on June 30 WI Account name: Friendly account name. Account number: Percentage of your account A Cash and money balances 0.00 a00% Your current asset allocation B Cash alternatives 6,149,721.69 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets S6,149,721.69 100.00% Value of your account S6,149,721.69 B Eye on the markets Your rinanda Advisor: SCOTT STACK MANLYLE CASNEL Index Percentage change line2014 Year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% CNP7IXAMC6498968 0614 CONFIDENTIAL MillIY_GM_0001M4782 of 102 EFTA_00133467 EFTA01275434 *UBS Resource Management Account Jr Change in the value of your account June 2014 (1) Year to date (0 Opening account value $2,855,767.89 $0.00 Deposits, including investments transferred in 3,435,426.51 6,421,873.05 Withctawals and fees, including investments transferred out -141,573.35 -272,417.49 Dividend and interest income 100.64 266.13 Closing account value $6,149,721.69 $6,149,721.69 Account name: GHISLAINE MAXWELL friendly account name: t 51-15a‘nn S Account number. Dividend and interest income earned For purpOOS of tHS statement, tacabity of interest and ciudend Income has been determined Item a US tees teportIng perspective. Based upon the residence of the account hcetfet account type. or product type, some interest ender dvicfend payments may not be subject to United Sties (US) arid,, Porto Rico (PR) income tines The dent monthy statement 4 not intended to be used and camps be rifest upon Ice lac papxts Clients should refer to the xi:kale tax reporting Intros they recehe from IRS annualy, such as the forms 1099 and the films 493. for lac rePOM119 information n is the practice of 1)85 to file the =image lac reporting forms with the US interne Stevens* Service arid PR Treasury Department and in Such fOrMS aCCurattly daS5fy Cbildentb ard0 Interest a tar exertlgt Or tacit* income. Pleat Consult leo' includual Ia. prepares. June 2014 (5) Year to date (1) Taxable dividends 10160 264.45 Taxable interest 0.04 1.68 Total current year $100.64 $266.13 Total dividend & interest $100464 $266.13 Cash activity summary Your flnandal Advisor: SCOTT STACKMANLYLE CASRIEL See Account activity tha month for dela Is Fiances In your Sweep Options are includedin the cpenng and closing balances yells. FDIC insurance *pies only to deposits at U85 Pit USA, not to deposits at LOS AG, Stamford Branch or bank deposits piacedttecitio the UBSIntemaiond Depose Account program. SIPC protection applies to money market sweep fold hob:tiros but not bank deposits See Important inbrrnanon about your statement on the tat mo pars cf this document for detals June 2014 (1) Year to date (S) Opening balances Additions Deposits and other funds credited $0.00 $0.00 3,435,426.51 6,421,873.05 Dividend and interest income 100.64 266.13 Proceeds from investment transactions 140,716 86 280,406 53 Total additions Subtractions Other funds debned $3,576,244.01 $6,702,545.71 -141,573.35 -272,417.49 Funds withdrawn for investments bought -3,434,670.66 -6,430,128 22 Total subtractions Closing balances -$3,576,244.01 -$6,702,545.71 $0.00 $0 .00 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 5 Opening UBS Bank USA Deposit balance May 7 80.00 Closing UBS Bank USA Deposit balance Jun 5 $0.00 Number of days in nterest period 30 Average daily balance 81,333.33 Interest earned 80.04 Annual percentage yield earned 004% SDNY GM 00022848 COP70007006498969 CSIe Pan OS of 102 CONFIDENTIAL EFTA_00133468 EFTA01275435 4tUBS Resource Management Account lure 2014 Your investment objectives: Account name: Friendly account name: Account number: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager Youcan find a file description of the attemaave investment objectives in important in6armation about yogi statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibility consideration • None selected Your account instructions • Your account cost basis default closing method is F11O, First In, First Out Your linandel Advisor: SCOTT STACK MAMLYLE CASRIEL CNi7000.10000-1Wel0 Cni CONFIDENTIAL MIIIIIY_GM_000/A0984 of 102 EFTA_00133469 EFTA01275436 *UBS Resource Management Account June 2014 Your assets Account name: GHISLAINE MAXWELL friendly account name:CaSN Savings Account number. Same VC& income and (tweed vautS shorn may toe approximate. AS a recut, gym &idlossesmay not te.acurately refieded. See setportartonlorreation about your Statement a the end ol ttas ckcurrent for more infornason Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash alternatives money market funds Money market funds are neither insured ror guaranteed 0/ the Fede rid Deposit insurance COMOrdlion a any other coatroom! agency. Although money market funds seek to preserve the value of your investment at 51.00 per share. Ms possible to lose money by Ireedingin these funds. Total reinvestt4 is the tot* or al reinvested amends n does not include any cash dvldends. n is not a tat lot for the purposes of determining hold ng periods or cost DMA The shales you receive each time you reinvest d %idea& become a separate tax iol cost basis is the tot* purchase cost of the security. Ind udng reinvested dwiends Tee cost basis may need to be adusted for return d capital payments in order to detevaine the adt trued ost bans for sec reporting purposes. Hddng U8S SELECT PRIME INSTITUTIONAL FUND eurchect pins Nterber Average price Client d theses NI shape (5) investment (5) Unfeetee (WO gem or loss is the difference between the current value and the cost basis end would generally be your *made gen or loss if the security was sold on this date. The unresired dad gat n or loss may need to be azSusted for return of capital parents in order to determine the reared gain or loss for tax reporting purposes investment return is the current value 'anus the mount you invested R does not include shares that are not renecied on your staterrent. includng shares that have been realized as either a gin a aims aiso does not include cash thIcknds that were not reinvested COst Price per share basis (5) on tun 30(5) Value on unreenzed Immo-rent Haring sun 30 (5) gain or loss (I) return (1) penal FAL 11,230 Caren yield 002% Your total assets 6,149,721.690 1.000 6,149,721 69 Value on run 30 (5) 6,149,721.69 1.000 6,149,721 69 reeentace of Cost your account basis Blinsated Unteetozed annual income (S1 grin Or loss (S) Cash alternatives Money market funds Total $6,149,721.69 6,149,721.69 100.00% 6,149,721.69 1,230.00 Account activity this month Date ACtimly Description 100.00% $6,149,721.69 $1230.00 Amount (5) 50,697.39 55,157.78 69,102.17 Deposits and other funds credited Jun 6 Transfer FM fun 6 Transfer FM Jun 6 Transfer FM continued next page SDNY GM 00022850 CelP7C00;006498971 C614 Page SS of 102 CONFIDENTIAL EFTA_00133470 EFTA01275437 SUBS Resource Management Account lune 2014 Account activity this month (COntrnata Date Acuity Descnoci Deposits and other funds and And (continued) Jun 6 Transfer FM Jun 6 Transfer FM Jun 6 Deposit Account name: GHI$LAINE MAXWELL Friendly account name:CasNSavin Account number: Your It nandal Advisor: SCOTT STACKMAI/LYLE CASRIEL *recant (1) 107,783.86 3,136,516.54 FEDERAL FUNDS DEPOSIT BY GHSUMNE MAXWELL - OAP IHDATJPNC 856.49 iNTERNAL ACCOUNTS PROC Jun 9 Transfer FM Jun 9 Transfer FM Jun 9 Transfer FM Jun 9 Transfer FM Jun 9 Transfer FM Jun 10 Transfer FM Jun t0 Transfer FM Jun t6 Transfer FM Jun 16 Transfer FM Jun 19 Transfer FM Jun 19 Transfer FM Jun 23 Transfer FM Jun 24 Transfer FM Jun 27 Transfer FM Jun 27 Transfer FM Jun 30 Transfer FM Jun 30 Transfer FM 2.10 2.11 2.70 3.63 12.31 1.00 309783 1,576.79 2,082.07 1,667.03 2,763.46 745.16 717.96 112.04 1,127.18 9.44 1,389.47 Total deposits and other funds credited $3A35.426.51 Dee Activity Deraiption Amount (I) Dividend and interestinootne Taxable dividends Taxable interest Jun 30 Dividend UE15 SELECT PRIME INS1TRITIONAL FUND Total taxable dividends $100.60 Jun 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 060914 100.60 0.04 Total taxable interest Total dividend and interest income Other funds debited Oat Actisty 0ttOPb3f1 tun 4 Transfer TO $0.04 5100.64 AMCull (I) -50.000.00 continued next page CNP7C001)306499972 0614 CONFIDENTIAL MOLY GM 000$!5186 of 102 EFTA_00133471 EFTA01275438 UBS Resource Management Account June 2014 Account activity this month (continued) Die Aerial), Deseripoon Art13O11 (1) Other funds debited (continued) Jun 4 Transfer TO -50.000.00 Jun 10 Withdrawal FEDERAL FUNDS TO Ghidaine Maxwell AT JPM3RGAN CHASE BANC, NA -856.49 Jun 25 Transfer JOURNAL TO -40000.00 Jun 27 Transfer TO -17306 Jun 27 Transfer TO -175.89 Jun 27 Transfer TO -367.91 Total other funds debited -814157335 Account name: GHISLA1NE MAXWELL friendly account name:CasN Sam s Account number. Your al nodal Advisor: SCOTT STACK MANLYLE CASRIEL Investment transactions For more Information about the DIrtelvalue shown for restricted secuaties, see /MORAN information ,pout your statement at the endof this document. Date Adirtly Desciption Ouanity Vara (t) Price CS) proceeds tron in.estrnent transactor, (S) Funds withdrawn fa Accrued fnvestrneMs bcc4t (S) imerest (S) Jun 4 Sold UBS SELECT PRVVE INSTITUTIONAL FUND -100,000.000 100,003.00 Jun 9 Bought UBS SELECT PRIME INSTITUTONAL FUND 3,420,137.120 -3.420,137.12 Jun I6 Bought MS SELECT PRIME INSTITUTIONAL FUND 5901.200 5,901.20 . Jun 19 Bought UBS SELECT PRIME INSTITUTONAL FUND 4,430.490 -4,430.49 Jun 23 Bought UBS SELECT PRIME INSTITUTIONAL FUND 745.160 -745.16 Jun 24 Bought UBS SELECT BRINE INSTITUTIONAL FUND 717.960 -71796 Jun 24 Sold MS SELECT PRIME INSTITUTIONAL FUND -40,000.000 40,000 00 Jun 27 Sold MS SELECT PRIME INSTITUTIONAL FUND -716.860 716.86 Jun 27 Bought MS SELECT PRIME INSTITUTIONAL FUND 1)39.220 .1)39 22 Jun 30 Ftemwstment UBS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON OEI3Ot 100.600 -100.60 Jun 30 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1,398 910 .1,398 91 Total 8140.716.86 -83,434,670.66 SDNY GM 00022852 CIIP70009306498973 0614 CONFIDENTIAL Page 87 of 102 EFTA _00133472 EFTA01275439 SUBS Resource Management Account lune 2014 Account name: GHISLAINE MAXWELL Friendly account name:CasNSavin s Account number. Your II sandal Advisor: SCOTT STACK MANY LYLE CASIVEL Account activity this month ,centnued) Or Actmty Descrobcn Arrount (5) Money balance activities May 30 Catena forward S0.00 Jun 9 Dcwsit UBS BANK USA DEPOSIT ACCOUNT 250000.00 Jun 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT A5 OF 06/09/14 -250.000.00 Jun 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 224234 kin 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 06116114 -2242.34 Jun 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 40,000 00 Jun 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 06125114 •40,000.00 Jun 30 Closing UBS Bank USA Deposit Account $0.00 The UBS Ban, USA Deposit Account Is your piirrory sweep option May 30 Balance fonvard Jun 9 Deposit UBS AG DEPOSIT ACCOUNT AM 10 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 060914 -3,170,114.27 Jun 30 Closing UPS AG Deposit Account The UBS AG Dep6sd Account is you secondary sweep °phut S0.00 3,170,114.27 $0.00 Crilli7C003005498974 0614 • End of statement for account number CONFIDENTIAL MilllY_GM_OOCatiS388 of 102 EFTA_00133473 EFTA01275440 Important information about your statement LE6 Financial Services ix. (the F im or UBS Anemia! Senekeg is a merrter of all orinchel seaway, cortrooky and options exchages. U36 Frerkial Selects and LEG Bank USA re rdrect subsdares of LEG AG and affiliates of IRS Secultin U.C. lhe Fire's financial statement is available upon reopen. The Firm's newt:* offices are a. Weehawken, 10 Ibis natemant represenk the only of final nkord of you 1.85 Financial Seances account. Other march, rapt official the document (antenna corilideg data timid rot be relied Lyon 8 you berme there t an error cr emission, please report it irmedately n *Ming to the Punch Manager d the olio sewn* your account. Ak-cuch al figures shorn we Mended to be accurate. statement data should not be used fix tat purposes Rely sae& on wmend tax forms, 0.e.. Form 1099, 5498. 10425, etc.) whin preprrigyour tax return. The Fins a required by low to report to tie IRS all taxabk dividend,, report** rantacalak *kends and taxtle htenelt eartd on vacuities held in you aware, net proceeds co safe transactors, and cost tests on cenain covered tension. Communications with the Finn . Please re-confirm arty oral cormincations in teeing to further protect your nits. includrig your rche tandar the Samitien Irina& Protection Act DEAL • If the finaxin nstitution cn the tcp left of dx frimt of this statement is not 1.66 finaxel Sentkes. IRS Fnandal Services carries you account as clearing taker by at/argentine rah the helmeted intlitution We Wormed wu d this relanianthit when you opened this accost. h this case. your Sack and smuts a-e located a UBS financial Sena'sand rot the idocbcng broker. a-4 you must make a rePcel of ray aver or OrnietiOn to both fiord. A N accant slatemrits shall be deemed complete ad accurate if not objected ton wnrq within 60 days. • Please died martinet complaints a kpiies to the Finis C lent ' can a 201.3521699 cc-toll-free at 8:03 A.M. to 6:03 P.M. ET Mondw through t- ay, or in mai* to LE6 ices lx., Client Relations Depalrnent, Union C y, W 07087. • Picase of er•OrS Or cuesterts about an electronic funds transit( (51). BS Vdedebit card transactions, call Fe-uncial Seneca ex., Weehawken ID 07086. AtIn MANESSA Services Cal a write as soon as you can, it mu shit you statement or receipt is wrong Cr a you need more itnnat an about a tram* on the stater end or naCePt. The Firm or Card bear as kaPkable)nun hew horn you no later ham 60 days after the Fern sent you the fin statement on WhiCh the error or problem appeared. - Prow:Winer name accare number 0 any). — Desoto the end or he transfer you ant tare about and elan as cleat as you cm why you belied it is an error a why you need more ricrmation — Proud. the &ear an d the suspected end. The Fins or Cad Issuer wet I-moon your complaint and MI correct any error domed/. Please make all darks payable to the Firm or the financial inanition ideated on tie front of this ttnement h addition to regtfx account fen accounts ma/ be subject to manterence fees, charges for late parent for diorites purthases and charges for unpaid amounts in cash =ants. Accounts that ate transferred to other hstkutions may be subject to a transfer fee. UM Sweep Options UBS offers options for sidepng cash Lines, Lines to bank deposits at UBS Bat USA and LOS AG Stanford brach (Bank Sweep Pregame), money market mutual funds (MormFu-ds) a-4 the International Deposit Accent 00Alfor customers with an Intonational Repute Management Account. through tie Bank Sweep Pregame cash balances re swept to LEG Bak USA up to ari estabkhecl knit and then to LIBS AG Stamford Bradt cr a Money Fund. Deposits at UBS Bak USA are FDIC rated in accordance with FCC rubs. For more nlernaticn please mit wiwildicgor. Deposes at UBS AG Stanford Bierxh and funs of Money kinds ar• net inured by the FCC. Throup the OA, atailabk Moan balances are swept to depose accounts at U65 AG New York Branch and UEI5 AG Cayman Brach The,. deposits are not insured by the C. Badges Fold at the IRS AG Caren Bra-di are tempera* exposed to the sovereign risk of the Caren elands, and Owe is no gawantee or other oblignon of LIBS AG to repay*. biarxes while on the UBSCwmank Beech's books. Deposes a U35 Bale LEA and each U(35 AG &arch are not protected by SIPC. Money Fund shares re protected by SIPC. See -U35 Financial Services Accent Protection' bobw Upon you repast, balances n tie Bane Sweep Program or OA mat be withdreenk and shares of Money Fund my be liquidated, and the proceeds returned so you <flour martin accant, rtrdnee formation about available sweep options, ncleing unit merest rates and yelds, a swank at wwN.sbss from your Franc in Adviser or by calling UM Financial Services account protection the F rrn is a member of the SeardeS investor Protection C orpornicn (SIPC), *nth Fromm amain accounts of as members up to 5500,03)(noluolingS2B),000 for dams kr cash) the SIPC asset protection kris ac9 to all accounts that you hold n a palkular capacity. The Finn, together with certain an**, ha also purchased dpplemental protection. The meartrn anoint payable to al eligible than, cobectezek seder this protection is 5500 million as of December 10, 2013. kla ha to the pokyconditions ard linitations, cash a the Firm is further protected to Lig to $1 .9 million n the aggregate for all you accounts held n a articular capacity A fJ ccpy of the poky waving is bailable Wen Mtn* The SIPC protection and the supplemenUI protection both do not apply to. • Certain Vitamin Assets controlled by (and ittaied it your account value) but hell away from US$Fine-Mil Services (e.g.. certain(* cash at UBS Bat cad, at LDS AG Stantord branch (I) insuraxe prootalS, including variable anreatiet, rid (iti) share' Of MAUI fends where such shares are registered diedly n the nano of the account holder on the backs and records of the applicable issuer or transfer agree; • Certain rwestmers contracts or nestment interest (eg.. limited partneshix and prime placements) that are rot registered ader tie Securities Act of 1983; rd • Commodities contacts 'deign excha-ge and Mei:usenet.' catirch). nducling futures contacts ad tormoditroction contracts. The SIPC protection and the suppkwnental protection do not apply to these asset evenf they otherwise appear on you sternum. The SEC protection and the stMakireental protection dos not protect agave changes in the mato vale of you investments (whether as s reset of market movement. iSSuer balsruptcy Cr OtherMu) More information is avalable trim rawest You may obtan recce Marnation abets SIPC. niceidng the 5WC &oche..., by (meaning SIPC a 202-371-8300d by using the Sift **bete areinwiabchig Dividend ReiWettelbent Program (DPP) 1he prke reflected is an awage price. You majr obtan the actual dice Iron yaw Financial Advisor. Orey Mole *ems are purchased under DRIP; partial that, wil be pU rd the cash wit bre deposited in your account. The dviderd rear estmers price steeled by tie issuer may Mir from the market prke at which thepartial shares av sold Csateeelieu Cnk whole units may be held bar accant. Myouere entitled tom-WI unit as a result of a drciderd PP/Ment or otherwise, the NM MI ether sell pastel Lenin at mein pike a accept an Amount dominated by a registered clearg agency, and credit you wort. Investment objectives The rimmed °Dwane.' and nsk profile we specific to each account and nuy mybetween Please fl ew the km promote/ in merger any *natant change in you finaxial situation or reamers objectives. Foe each CONFIDENTIAL mount held, you choose one of the following Mennen objectber • Prod*. Cunentlranme. 'imbue es seekng the generation c4 income cr4. • Achieve Capdalt Appreciation: Investment( seeking growth of prnchal rather than the generation of income. • Plocloce Combineton airborne and Capital Appreciation: I-vestments seeking both the generation of nurne and golds of priXpll. Overoll risk precise • Conservand Seeks to madam Merl deciwil with low risk and voktility to the accord oxtail, nen if that mewls the accost does not generate significant income or returns ad may rot keep pace with inflation. • Moderate: Willi* to accept some risk to principal arid tolerate some watery to seek hirer returns. • Aggressid Wiling to accept high Sc to penopal and high we:stayto seek high returns over time. Statement Imuseholelne We may consolidate at related account statements with the same sideb n the sere envethe. Accounts may be related Ice this purpose Mame they hew owners who also mainain joint adorn relstiondeas with other clients at the sane address. This practice',: known n • househaling II you prefer to re** idly/dual statements mailed in separate envelope,— you may decline householding by Ealing you Financial Advisor. Friendly educate name the Frendly account name reflects information that you owned on the Firm's onlne winces webete. II is a customizable 'nick-erne' drown by you to maid you with sou recordkeeping It has oce legal effect on your accord. You can dungen:is hiendfl account names, through Orem Services or by contactighturFtancial Athisor. &molt overview • Yaw Mrs, accoutelpornban Net of assets and •AINes. Amt. 'Atlas salable cash balances, valas for restricted stow* lest I, and Global tine Deposits, urrealied marks to node, and caftan mats not held byte Fem. Does r ot include worked Standee:assets at the end of the pior and anent statement periods, or private imennwits, talented stock options wed nameable stock anions • Lialditos Includes debt bale-yes, minarding mean lord credit We, tot alienbalances. • Cain/money balances. Total of uninvested amiable cash balances. plus UBS Bak USA deposit latircek 185 AG Seardord Bench deposit balances and money market mime fund sweep Sams, at the obey of he gatemen period. Normormlocky tee credit balances in your account av rot segregated from other balances ad tie Fern my 'w any of these funds in the ordinay tour,. of its ttainess. these funds re payabk icon your dernard. This total is included the cement period closi-g value. SDNY_GM_00022854 EFTA 00133474 EFTA01275441 Important information about your statement (CV) tnued) Untie Monition Fix aided information on the Finis landing practices and disciossres, Ma to you Client Relatorship Armen or Acton Agreement aid the General Timm rd Conditions UBS Strome of Credit *radices available in agreements andOiximureS at gam ninronlarramillotag Vowmete Your asement hernias securities end other was held lathe mount at the end of the statement period. You may oak fordeivey of fully paid setraies at ary time. You may receive securities used as loan collateral after paying any Wince due on them. My *curium transient to the Lien dreg the stamen pomid are 'Sled* market value as of the end of the gatemen period. • Can basis. In detomning she cost basis of the stoats included in this statement, where indicated wih the rumba •UPS Fiord& Services has relied to information cbtained from sources other tan IRS Frencial Seraces, including tornwicm kern another him a Out you may haw provided to you Finarxial Advisor. The Finn does not indepodently verify a gaunt the traria or vardity day Pi °munition provided by totes Miner thin lAiSSeuntial Seta,. h aicitirt although UBS Financial Services generaly gates tie Hamann as it is recent, the firm does not provide any ernmances that the ilamatia trot "Cost basis" and laireakzed gar/loss' is accurate as of the date of this statement. As such please dome rely on ern flotation to make putt a tale decisions, kat papaw ce ahem's*. Accounts transferred to tne Fim may reflect gail loss eriamaten only f or the period of tine they at held at the Frm More historical nknmaten can be added by you Fend Advisor. • Umedized gabs/Imes When data is agillak. ertinated trredized ON Imes we calculated Ice redivittal swab lots. Re transacton data for rinds( bis may or maynot reflect canniest-is, charges ands'acuity reorgni:elm melts Dividend and °term nwstmeni lots rd systematic patine bts are each combined todisplay tee averaged lot. The • Trade date • colann posents the aged transaction wade date. • Callable securities Dana and ;referred stock that te Oar cars for eat ow/indigo will be selected stately by lot Pan armed all seosaies of tat issm held hour rare or in nornhee name la cm clients. Call bane adainattn is dotted from third parties and accuracy isnot guaranteed. Other call leases maybes' which cot affect yield amPete Monition will teproviied upon request • Cartificates of deposit (CDs) CDs are FDIC haired tp to 5250,000 n preaoal and accrued interest per &coda and per deposhay institution, in accordance web FDIC rules. • Pet/value Prot, displayed for securities and other ;exclude may be higher or lower than the price that you would actually receive n the mallet Prices we °bland from maim third patty sourtes menet ea Delve to be relit,* but we do not garabee their accuracy. — We generefly it the closi-g pricewhen mad* a the mean of to bid and ask prices fa lined studies and cplons a onh bd prices fa OTC states. - Less actis4 traded securities may be priced ushg a valuation model or the most recent prat we obtained and may not reflect an actual market price or At? — Certain podia's may appear seta a pace ad will tow as 'price was rot mailable if se re unite to obtain a once for a smut - Deposits or starts denominated n currencies other tan U.S. dollars are reflected at the ethinge rate as of the statement date. - Fee certain *curet *sang in non.conformng crman atcris. price and qua-oilyRace iota) may have been earned to facilitate proper valuation To obtain current quotations, when avallgte, contact your Financial Adair. • Prints Mestmanta and stn /clawed producb. hist miasma studies (hcbc/ng drect participation ptqam in:treat estate investment trust stages) and struared protcu are gently highly Certain stnstmed proists have not been registered wit the Securities and Extha- (omission a under ay state secured, taws. We prosede estimated vibes for pwae investmem wait is and structured products for Mormaterul purposes only tasty knee gurenteed. - These values may differ abstantiaby from prices. if any, at *Into pm* iniesanent security a structured product may be bourn or sold and do not necessarily represent the vote you may receive Won 'laudation. - Thid pat, estrnates of wka ay as a a certain dread are &paid to UBS Fna-cial Services on a regalia bass by in independent vitiation him. - tut general panne- or sponsor estimated votes, any, are supplied to the Fm by Ow roar, genital pater or sponsor and may be tabulated based on r eat irtormation from that used by IMOparties laded'se tar estimated values. - You can Man Stiehl ericonorm regarding the methodology used to determine the Minato of value and She date of tit ilermalen that is the basis forte Mint by contatteg your Financial Advisor. - TAW party *stinted Muss may be reflected as •Not creed' n seva I sit stens. wfe n edependent solution fern has not suppledor is Loathe to assign a watt when we become aware that a material event has °coated tut may call a pettily reported vats question, or ten a value would be highlyspeculative due to tie nave of the study - When neither al suer, general partner or sponsor estimated value nor a thedipaty estimated valve if p•ovded the valued the savvy will be diffeteni from its purchase Price. - •Dstrbacris to date may include *sumo( coati. income a both. — °signal unit see • represents the initial di erng price per unit and may not reflect yot cost bob • Restricted notrities Rest-led states generally am rot currently PO* kr pilot sale. UBSFina-bal Services its the matt price of the unrestricted slot of the same issuer men mputed value for IN restricted stock for purposes of Ms f fatement only To the tient Out restricted barites are eligbh fcr sale, the vala retied may be Abstantialy less than the implied value town • Est (estinted) intone. anent yields and rates. An eftinate of a-rual income is based an cited 'tidied and interest rates, assuring tie searkies will be held for toe yea from statement date or until murky This mint dory a patine, acridity rd continued income are not gueranteed — Estimated anal home at matt yield fa certain types of boxeres could include a retun of pmcpalor capital gars in rmit case the est income (ad (were red would be mutated. — Estimated atual icane as cant yeld and Ive actual item ad yield might be kwer a higher than tenantedamounts. — An estinate of a-rustad tome (divdend ardor interest) deeded by the wart market valcraverage balance le based on the bet dividend or interest payment made by the issuer and asnnoes the sedates/depot will be held for one year from the statement date or until mab.rity. Accuracy and continued yield we not gamma • Assets not held by IBS 'rancid Service& Certain awls ae rot held by the Fern and not nth the ferns possessrm or anti These assets de thawed on pas statement for informational purposes only. Position, rd values presented an provided by the issueg fro UBS F nacre' Services not regattae for to alternation and des not guano* es accuracy. These assets are rot protected by Sift or tie Fits upplementalSIPC coverage. • Revenue Swing and additional compensation. — In addition to commissions on safes and 12b1 fees received in cartoon wit the distribution of mutual hack to our dents vs mock( our affirm 'FM* Mv•nut sharing Pagrents from distributors adoe advisers of the mAtgl funds that we sell. These armuls are based on two different COrefOnentf- amant ol sake by UBS of a antler mutual fund I amiy to our clients, and CO the asset yak* of a particu b mutual hind family's shares held at the 1mi — We and 0.a affable also recewe netting and ormtus procesting lees in consideration for under agent serviss that we Froth to the trultal lards. Thew leesgenerally are pad from investor abets in the mutual kind and are a hoed dela amount based on the number of accounts at the bra:Hideaki- holdng maul lint ot that I wid family CONFIDENTIAL - h acklien to opmrroscrs received n tonneden with the sale or distnbikon o1 a-ruty contracts and unit investment trust units to our <lents, we antra out Adis mat retina shared °wanted:en f rorn many of the insurance companies underwrieg the atity contracts, of f *ales of to insurance extant or sponsors of tetra intermit mats we disirbie - Ga affiliate. alto newt trading comrnests and olher comporgaten from mutual Ands and entaante Companies whose prochets we *tribute. — Wettable an angl fee from UBS Banc LEA and USS AG Stanford Brant of up to szs per accost sweeping to the barks under the UBS Bak Sweep anagram. Activity ertormation regudng <unmasked and oter charges nand in conned co with tie oecutcrt of wades, iduang option transactions ha been *reload on CCellirrOVIOOS IrreUOUSly fliffeiNCI to you, ad wall be provided to you wavily ah recpeg. Short milky I Ku art engaged in that selling a security, you may hair a charge the to cerUintaroweg costs for that particular security. Open arta Regarding opera or • gazdtillicancellar coders tat were not bowled by the statement date, open buy ad se stop orders are refixed by the amount of dividends or rights on an exdividerds a as date unless intruded otherwise by you. You are risponeble for orders that we weaned art food failure to cancel eating open orders. Privacy To obtain a copy of ax current Client Riacy Naito please contact you Francis' Advisor or vet tat weakte at sittEARDRotogitaggla, UBS Financial Services a rot a lurk be Bums Services Account GSA and IRMA are hmkerage accounts which provide access to baking services a-idproducts though napalmed wash affiliated bats and other thrd-pay banks, and provides access to nsura-ce and stay proixt tad by unaffiliated thrid.paiy insurance ccmpa-ries through turace agency subsidiaries of UBS Finarcial Services Inc. Iniestment rturace. and rutty products: Not VIZ inured • No bank guaiantee• May bse valet RYA. Resoute Management Acctunt, Business Semites Account BA IRMA and alternation& Resource Management Accost an registered service marks of UBS Fruncial Services It Visa *rave is a regigered service mak of Visa Intonational CBS Vila Siam credit cards and IRS yea debit cards are based by UBS Bat USA with pormion from Vea U.S A Incorporated. UBS Financial Services Inc Pty. 201402 SDNY_GM_00022855 EFTA_00 133475 EFTA01275442 ;It UBS w NYill n races nc ew o 10171.cCO2 Resource Management Account July 2014 HI. Ai l. .i l t iILL NEW YORK NY 10065.7007 Account name: GHIELANE MAXWELL Friendly account name: CaslISavings Account number. Your Nnandal Advisor. SCOTT STACKMANILYLE CASTOR. Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at S account On June 30 (3) On July 31 (3) Your assets 6,149,721 69 6,712,42a93 Msit our website: Your liabilities 0.00 0.00 ,wely.Lbs corn? linancia:services Value of your account 16,149,721.69 $6,712,420.93 Tracking the value of your account S ThoL63,1,1$ Sources of your &cos wit growth during 2014 Value of your account at year end 2013 $0.00 Net deposits and 6,7? 2.4 withdrawals 36,712,022.89 Your nvestment return Dhidend and • interest income $398.04 Change in matkot value 9000 Value of your account Jun 2014 IJ 2014 on Jul 31.2014 94712,420.93 SDNY GM 00022856 Member SIPC OW7000305769497 0714 Page 81 of 100 CONFIDENTIAL EFFA_00133476 EFTA01275443 SUBS Resource Management Account it, Your account balance sheet Summary of your assets Value on July 31 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 6,712,420.93 100.00% C Equities 0.00 0.00% D Fixed income GOO 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $6,712,420.93 $6,712,420.93 100.00% Account name: GHISLAINE MAXWELL Friendly account namo:CashiSavin Account number: Your current asset allocation B Eye on the markets Your lquancial Advisor: SCOTT STACK MAFILYLE CASRIEL I. Cast) and money balancesmay include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change July2014 Year to date S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC I - Europe, Australia & Far East -1.96% 3.08% BarclaysCapital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% -0.25% 3.66% U*78008305799498 0714 CONFIDENTIAL rconc000FINS782 of I co EFTA_00 133477 EFTA01275444 SUBS Resource Management Account Change in the value of your account July 2014 (3) Year to date (1) Opening account value $6,149,721.69 $0.00 Deposits, including investments transferred in 740,58464 7,162,457.69 Withdrawals and fees, including investments transferred cut -178p17.31 -450,434.80 Dividend and interest income 131.91 398.04 Closing account value $6,712,420.93 $6,712,420.93 Account name: GHISLAINE MAXWELL Friendly account name:Cashl _Sayings. Account number. Dividend and interest income earned For outposts Of INS Statement, tarablity of interest and O,l&nd income has been determined IICM a US faX noting CerSPedhe Bared upon the residence of the account hokkr, account type. or prodiel type, some interest ardor dvidend payments mar not be subject to United Sleet (US) ardor Porno Pico (PR) Income tares The tient morn* nement is not intended 1O be used and cannot be relied upon for tar purposes. Clients should refer to the aorficzoiewo receding forms they reCei* from Lt3S annualy, such as the Forms 1099 and the Forms 493, foe tat reporting information it is the practice of UBS to file the aopiicatie tai reporting forms with the US interng Revenue Service and PR Now, Department and in such leans accurately Oasgry diadem:tan" ct interest as lam exempt or teal* imam Please consult yew incledual tax preparers July 201 4 (3) Year to date (I) Taxable dividends 131.91 396.36 Taxable interest 0.00 1.68 Total current year $131.91 $398.04 Total dividend & interest $131.91 $398.04 Cash activity summary Your Nnancial Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity the monthIca decal: &dances In your Sweep options are includedin toe openng and dating ha.snces vitt. FDIC insurance epithet only to deposits MUSS Bank USA, not to &pouts at Les AG, Stamford Branch or bark deposits piaceditirouso the UBS International Deposit Account program. StPC protection applies to money market sweep lied hotdirras but not bare deposits Soelmportane inSonnation about your statement on the tat two pages cf this document for detals Opening balances Additions Deposits and other funds credited July 2014 (3) Year to date 04 $0.00 $0.00 740,584 64 7,162,457 69 Dividend and interest income 131.91 398.04 Proceeds from investment transactions 179,708 44 460,114 97 Total additions Subtractions Other funds debned $920,424.99 17,622,970.70 -178,017.31 -450,434,80 Funds withdrawn for investments bought -742,407.68 -7,172,535.90 Total subtractions -$920,424.99 Closing balances $0.00 -$7,622,970.70 UBS Bank USA Deposit Account APY Interest period Jun 6 - Jul 7 Opening UBS Bank USA Deposit balance Jun 6 $0.00 $0.00 Closing UBS Bank USA Deposit balance Jul 7 $0.00 Number of days in Merest period 32 Average daily balance 1350.37 Interest eamed $0 .00 Annual percentage yield earned SDNY GM 00022858 000% Ckir70007005789499 = O714 CONFIDENTIAL Peg* 83 of 100 EFTA_00133478 EFTA01275445 UBS Resource Management Account July 2014 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your statement at the end of this document Account name: Friendly account name: Account number. Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment eligibi4ty consideration - None selected Your account instructions • You- account cost basis default closing method is FIFO, First In, First Out Your financial Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C0OM5789500 CONFIDENTIAL 4Y_GM_000tiS984 of I CO EFTA_00133479 EFTA01275446 $UBS Resource Management Account July 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:CasN Savings Aaount number Some prices, income and current vdues Shown May de approximate. Asa intik. gains and lases may nos be accurately refkded. See Aportant infontabon about your statement a the end of this dxurnem for more infonsson. Cash Cash and money balances Cash and morey babies may include. avalade cash balances, UBS Bant USA &pout account balances, UBS AG Slat-ford Branch &pout account balances and money market mut ua fund sweep balances. UBS Bank USA deposit account Maces are insured by the For vAlhn applicable limits, but are not protected by 9PC 1185 AG Stanford Brant h deposit account balances are not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SatC bid are not insured by the FDIC. See the rmportant information about year statement at the end of this document for del airs about those biances. Hddng Cash Openng balance Clonng Waite on lul 1(I) on rut 31 (S) Prue per share on rut 31 (1) Average rate Your Maenad Advisor: SCOTT STACK MANILYLE CASRIEL Drildendr interest Days in period period Cepannum (1) 0.00 -5,000.00 L8S BANK USA DEP ACCT Total Cash alternatives Money market funds Money market funds are neither insured ror guaranteed by the Federal Deposit Insurance Corporalion Or any other share, it is passible 10 Iota money by Investing In these funds. Total reenvestef is the tote Cld al reinvested dIndendS II does not Include any cash clUdends. a is riot alai lot for the purposes of determining Add ng periods or cost basis. The Shares yOu receive each time you reinvest &rdenck become a separate tax lot. Cost basis is the total purchase cost of the security. indudng reinvested dvdends The cop basis may need to be anusted for return d cdita maims in order to detarrine the a; usted cost bans for tam reputing purposes. 000 S0.00 5.000 00 $0.00 Hddng Nutter of plats Purchase pricei Average price per dWe (4) Client investment (V UBS SELECT PRIME INSTITUTIONAL FUND 6.7 12,420 930 I ODD 6,712,420 93 EAI: 11,342 Curent yield. 0.02% 250.000 00 iernMent agency. Al though money mallet funds seek to deserve the value Ol your imeStrnent &MCC pet ( oreakzel (LW ganof loss is the difference between the current value and the cost bans ad would ge ne Idly be your wait clan or loss if tne securrty was add on INS dare. The unrealized da)Csan or (net need to be ac*usted for rerun of tonal Parseents in order to determine the retied gain or loss for tax reporting purposes. investment return is the current value minus the amount you invested. t does not include shares that are not reflected on your statement, irxludng shares that have been retied as either a On a alas. r also does not include cash dvdends that were not reinvested. Cost Price per share basis (S) on Jul 31 (S) Value on Unrealized Investment Hddng Jul 31 (5) gan or loss (S) return (S) Period 6,712,420.93 1.000 6,7 12,420 93 SDNY GM 00022860 CW7030;005789501 = 0714 Pop SS of 100 CONFIDENTIAL EFTA_00 133480 EFTA01275447 SUBS Resource Management Account Your assets(contrived) Your total assets Account name: GHISLAiNE MAXWELL Friendly account name:CasNSavin s Account number: Vatic on Ad 3 119 Your %Randal Advisor: SCOTT STACK MAIILYLE CASRIEL Percentage or Cost Estmated your account basis (S) annual income (s) Unreaized nano: loss (S) Cash dtematives Money market funds 6,712,420.93 100.00% 6,712,420.93 1.342.00 Total $6,712,420.93 100.00% $6,712,420.93 $1,342.00 Account activity this month Date *diet/ Description amount (I) Deposits and other fends credited Jul 2 Transfer FM 19.29 Jul 2 Transfer FM 28.90 Jul 3 Transfer FM 164.26 Jul 3 Transfer FM 1,046.88 Jula Transfer FM 1.419.68 Jul 8 Transfer FM 1.523.78 Jul 9 Transfer FM 491.82 Jul 11 Transfer FM 1222.13 Jul 18 Transfer FM 299.733.80 Jul 18 Transfer FM 402698.78 Jul25 Transfer FM 189.41 Jul25 Transfer FM 697.68 Jul 25 Transfer FM 760.15 Jul25 Transfer FM 19265.85 Jul31 Deposit FEDERAL FUNDS DERC6rr BY WNYR OMNIBUS CLEARING AC AT UBS AG 5.000.00 STAMFORD BRANCH Jul31 Transfer FM 6,322.23 Total deposits and other funds credited $740514.64 Oise Actitily Descnotion Amount (5) Dividend and interest iscome Taxable dividends Jul 31 L%vidend UBS SELECT PRIME INSTITUTIONAL FUND Total taxable dividends Total dividend and interest income $131.91 131.91 $131.91 CNP70009005789502 0714 CONFIDENTIAL iY_GM_0002Ne186 of 100 EFTA_OOI 3348 I EFTA01275448 *UBS Resource Management Account July 2014 Account activity this month (contned) Date actlety Desuovon mooi (S) Other funds debited Jul 7 Transfer TO -S0,000.09 Jul I4 Transfer TO .1221.85 Jul 14 Transfer TO -1,281.39 Jul 14 Transfer TO -2.112 57 Jul 14 Transfer TO -2,451.44 Jul 14 Transfer TO -2,611.19 Jul I8 Transfer TO -3,308.87 Jul 29 Withdravral FEDERAL FINDS TOE. Pagan AT Wealth Management New York -5,000.00 Jul 30 Transfer JOURNAL TO -110.003.00 Investment tranactions roe ranelnrarnalon aten the Pair stsement at the end of this Date Acthity Total otter funds dablted pk« ralue shown for restriaed secuides, ree important hfoonstion snoot doet:went Desolpton OuamIty eau, (t) eraeecls han éntestment pace (s) transaaions (4) 4178.01731 FundS withdrawn fa merend invearnents bouht Interest Jul 2 Bought Les SELECT PRIME INSTMJTONAL FUND 1,467.870 -1,467.87 lul 3 Bought UBS SELECT DRIVE INS1TUTIONAL FUND 1.211.140 -1211.14 Jul 7 Sold UBS SELECT PRIME INSTITVIONAL FUND -50,003.000 50,000.00 Jul 8 Bought (.€S SELECT PIM.* INSTMJTIONAL FUND 1.523.780 -1,523.78 Jul 9 Bought U8S SELECT PRIME INSTITUTØL FUND 491.820 -491.82 Jul 11 Bought UBS SELECT PRIME INSTITUTONAL FUND 1222.130 -1,222.13 Jul 14 Sold UBS SELECT PRIME INSTTIVTIONAL FUND -9,706.440 9,708,44 Jul 18 Bought UBS SELECT PRIME INSTTUTIONAL FUND 699,123.710 499,123.71 Jul 25 Bought tin SELECT PRIME INS1TfU710NAL FUND 20,913.090 -20,913.09 Jul 25 SOld UBS SELECT PRIME INSTITMONAL FUND -10,000.000 10,000.00 Jul 30 Sold UBS SELECT PRIME INSTITUTIONAL FUND 410,000.000 110,000.00 Jul 31 Reinwstment UBS SELECT PRIME INSTITUDDNAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON 07/31/14 131.910 -131.91 Jul 31 Bought UBS SELECT PRIME INS71111110NAL FUND 11322.230 •11,322.23 lul 31 Bought IBS SELECT PRIVE INSMUTONAL FUND 5,000.030 -5,000 CO Total 8179,708.44 -1742,407.68 SDNY GM 00022862 CNP70009005789503 0714 Page 87 of 100 Account name: GHISLAINE MAXWELL Triendly account narne:CasN Sam s Account momber: Your II nandal Advisor: SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00 I 33482 EFTA01275449 SUBS Resource Management Account Account activity this month (contrived) Cate Stoney balance activities Jun 30 Jul 28 Jul 30 Jul 31 The UBS Edina USA Depaat ACCOunt is your primary sweep Gaon Account name: GHISLAINE MAXWELL Friendly account nama:CasfSavings Account number: Your IS sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Activity Deicrobcn Mount (S) Itilanai forward $0.00 Deposit UBS BANK USA DEPOSIT ACCOUNT 1080080 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/29,14 -5,000.00 Closing U.S bank USA Deposit Account $5.000.00 CNP7000900S789504 0714 MINICGM_000fM8388 of I CO End of statement for account number CONFIDENTIAL EFTA_00133483 EFTA01275450 Important information about your statement 1185 Ftaantial Stokes Inc (therm WARS Florid Sacked. is a mentor of al prispalsectrity. cantoday aid coals echirdes UBS f hand Urvces mg 11$ Bat USA ay tidied eubtafirin of LOS AG and alfiliaros of LOS Stoskin LC **Fent Inawill sweet 4 wattle wpm fewest the fobs executive offices se a iimutc ers lb 6 stawnem represent. my Oda record of your UPS (mania Unto, waxer Other records. except aloof tad downsides. conuinng conflicted dau should not be ;Med upon dpu below them is an nut a Ortat please MOM h vents dicey h wringm theersch Mawr of the once sending your swum Atheogh al hint tow are intended b be M.010. gamma daa Toad rot be used for It puposes Rey soley on puma to lam Pe . Form 1099. SOO. 10425. etc) when pausing your ta wont the/ im is agueed by lad to recon tone RS al mob le Orden& re:data/le nob trade dvelessas a-4 tau* men caned on secuntes held n your Kowa, nit proceeds on sale tranuctins, aid cost bar son cumin awed securities Commemicedone with the FS,n • plete f (Kagan any oral OannalCatons n writing tO furrow worm your him echidna yokenobs under the *writes West Protedon Act (5PA) • fl tie bursa instriason on the top left ce the from of this sueensmi is not US RUMSSonars LOS bona' Seamcaries yew acccur as dearkg broker by aneigement rah the adicated net on We lammed you ce this/outlandp nhen you crated Mt accant In this Cat Mr Ivids an/ Sauk in se baba X at Frontal Santos an not the aroduad broker. and you MP ma* a repent of sly era aortic:sin to both en All ACCOutic StaWrenn Shall be deeded °MOM and am: ate d not obsatei to n wren wain 60 days • Please aired customer complains a intros to the tan Cf itrnalt at 201-3521699er slave a 00AM to 6 CO PM El Monday (Atop n at a In Meng I Servo he. Clint Realms Depatryset Unon City NI 07a37 • ti cat of errors Se CM1104$ atom an Weston< tunas trends.* 07T1 Di Sv6YdbhW Natasha's/ r o lASFrirical Sauces tic. Wiehmfor. NJ 07086. nen IMIA1 SA Sernat Cal castes soon as ,wean dpu II nor Bowman or recept 6 MON Oe d MA need rune nfinnescn Lout athrofer on the annum or react The Fern 0*CW Mae (as asp table) must hear ran you no tater thal 60 days alter the (ma Sent you the kV Slaernent on Moth the sox or probien spored - he nisr now and scow number a an - Devaite the m0; a the watery:4f se urtstre abaft animas as deny a mu on My IOU bathe 4 is an era a any you need mac aslant:ion - bodge the dollar maim of The stnpeaed ma TxFirma Cad taw eM now dee ma ampram and will comea any SOF prOnpUy Plesmnake Al dwelt pays, to the Anna the finale Asthma" Sated on the front of this haddeiT to agar axouit fees. axoorth may be adbot to mammas. Ms charges la lie pyre,* for fawns: purchno and chaps for aped rousts n c.v., XCantS Accounts ma MUMPetad 10 OIM nit:aims:nay be plied to a banter tee UBS Sweep Optbns US$ otters optan for soolg can batrces. barges to bank &pouts at UP Bar USA ad its AG Stamford balm (Baas StInin honing money market mutua finds (Monty funs) arid the ha/trona Desist Accotnt 00anor CuStallen cote an insemaional kesoace Maugunent Acta luevph Iht BM Swap eallanS. can batman are swept so UP Oar USA up to an era:4MM kW and the, to LOS AG Stanford Brandy a a Matey Ford Deposes at LOS Bar USA are FOC assured n accordaxe with FIX: rules for mat isf shown p lea, not wave nor goy Deposits a LOS AG Uanced Brat an tares enstnfy finds anon Inured by the ADC. Through the DA. wadable to colt balms re bar to deposit accounts a LOS AG Wreak Branch an IBSIG Carman Biwa, Then deposits zae riot roved by theFM Parch hen a the WS AG Carlin Brach se tewswily oposed to the sewage, rut of the C eats, Dant and there 6 no warawee a other °bloat:el of LISS A6 to May the Patens oh le on the CIS Cayman's eras books Deposit a UN Bat USA an each UPS AG Brawls rerun pawned by SPC Monty Fund shies are preceded by SPC See 'IBS Finsicul Sevin Account leotedion- WON Open yotr rnjaa batrces n tie Oar Sweep Programs or OA may be valrearm and Owes of a Kinney Fund maybe liquodtea aid the math returned to you a you toturitoo aocati Further nf Omagh tout sailftle sweep *moos. eniAng avert intact rates anti yields. 6 wit** a wow Wit ken your /Itasca Advisor a by "rig U.S lbeentiol Smokes sows panache, The Finn kat...TOM of the Starnes Mesta Protection Cossacks', DPO. What pm cats stomas swans of es martin so lo 1500.000 (nadan; 1250.000 for clamstor cash) The 5PC area actecom tents *PhI° all accounts MO nu hold n a polkas* easily The Fon together wth cenan al dates. ha also put aced mph:mental protocm The rrhocinuin anoint payable to all NOW dent. oadiel,umathis protection 4 WO mitten as of Deceits W. 2013 SIM,d to the poky ordains and Madan cars at the Fon 6UNsprotected fee up os SI 9 milkn n the a egale for all your scowls hell ha simian, Quota), A full oopyol CO pokyonadrig 6 Mkt* upon aasest The SIC prOleate aid the supplenental rascal both do not Spilt° • C enaranatal awes controlled Ostend twined n your scant vane) but held way froth utit$ finaozial Services (eq. anal a cat a Unica* (y) cash ma% AG Stanford brands. (d) inmate moans. naming Yaubie areal In an Mina of mewl finds Mare wan chafes re mignon Secay n the nave a the SOWt holler on the bees an records of to subtitleGene a taste aced). • fens ontarroni coons"; or ridermait Merest (st 9. 'mod paroweships and prvae plasmas) that are rice registered under the MUMS Aci of 1933. and • Comm:dims contract (09. form ai "change aid predas meal contact foxescommas and chmfrodAY WWI contact The SCC mastics, rid the papplerremta oroteston do not spay to sI:m assets then if they OAKS* epoxy avian summon The SEC probates and the spanner% protaton do not seined nand duns, h the mate vat* of your koeszinints beets as a resuh of matt rimmint. SEM bMs-Upt(Y Or "SCOW) Mote Wornwon a wait le tem must You may obtan tae Mr/paten Asa SOC. hcludri9 the SIC Brochoo by comstrg SIC at 20227h/33004x by sang the SP( wane at straw 4oX Py Dfirideni Re Newnan[ Program ape) the Any began 6 an bean Una YCSJ may Olean the actual prof hem your ramnal Admor Only thole Prey are uschased infer COP P. partial Pr es MI be son and the cash wit be deposited et yost amours lheMdtheryi retwestmem ace wished by the issuer may defer frogs the malt price at Moth the paha Pays at sold Cadrirliw Only tin le units wry be held in you axotnt I you are entitled to erste tea as ambito* a (Stand want or •therwise, the firm wlt ether set partial rasa mrket twice a aCapt an broil detemred by a registered (kind agency. an and you accoum Westmont abloalvite The nwarnent Sedum and natprofile are *tit to each accato a may wry Wham Rea. Mee the Inn prompt, in wring of any cgrikant done in your franca stuagn on nostrum aware; for eads accost held. you choose one of the fo swag nastment 'Patten • itykee Culver borne Imelentnts :Ming tlx Mural it of Icomeonly • AcAthe Othsabbpanson thmorrents seeking growth prncpal labs than In? gel neon of name • fteadce Combesmon *frame and Cats' AOPethspen hantnons pea in both the gammon of Mono aid riot ce anon' Omaha* profiles • Conaway, Seeks to mantain hale' priodpat web low risk an rota Airy to the scour Peril eon d that mem the scount does not genernesghtont WON* Of returns ald rot nce keep pace wth inIllalo • Aibotua lAlling to accept some ni tO andlaall rod tolerate maw oda Sky en scek baser fawns • Ain RSA., Wilt; to Mal hghnsistovempal ad hgh vo WMyb *Mali renew mei taw Statement lwesthoklirdp" We may COnSOldate al RUM tCOu'il StatenlEnIS wRi the &rata:Urea n the sane envelope Acateiturity no related for this [came karate/ haw owner; vho aim martin tent account ridaionshps will other dents at the same address Ths practo a knows al 'harfelloldng • h you ate to mate intaal ASeffents Miltd is %prat CONFIDENTIAL envelopes —you may Mine hisseholleg bye:and your Enamel Advisor Friona, SCUM nate nyfrieritSy aatmt nanerefkas 'Vargas, tea no entered on the Hrws online undoes mbste It as est.:unlash •noname chosen by you a aza you will You otacciming n es no foga ONO on Far scowl You on mange pa Franey SO/al naves. throup Onlne SernaS a tyantacm; your &taxa Amber Adrian oversaw • Vette/sem daounipixdon Fee 01 assets aid habitat • Awns Maack" talkie cathbalsaa valunlor rem med washytea / aid Gkbai Tme Depont unrealized marks to mareet and Certain assesnot held bythe Frrn Does not nchdeunpnced StlaltelaSMS a tie eat ol the pro. andammo suterrem pooch a bunt ntanerts UnAtbad ita m1 tIS aid wercisthO stock colons • °abbey hanks debt tattat outstandet magn loan. credit Ws sheet accoum bates • CashAronty batmen Tots of ml vened watt* cats baanon. pkus US$ Bat ll$A Omni baron UBS AG Started Branch depose balances aid mormanakie mama I fan sweep balaxet a the close ol the statement period Hamm/nod Ey fay anal balms h your aosount are not segregsed from otbe balm?, an tee Femme% use at Of ae these hods n the ordesry course of as bars, these funds payabie tpon yoa demand Thus total 6 Incbded fie arrant period doSi"9 yam Lending information roe deeakd Monnawn on the rnt ',ONO; pMiai and doclotur to Mato vote C lea aPaliseasp Agfactli or Amour Areentionl an the General Tait ad Cu-doom US$ Stamen of Cade foclas salable h Agreement tort Dectowie iiM edebtrece.oe6teb,ent Yee raura Tar Statellall Cartel Seant*S and Other assets hen n the =Om a the end of the Watt( period You may dk for dainty of dutypan -swam a art the You may bo b. secuns used as sal collated Seer Dian an balance cue on them Any tastes trandened to the im dung the summers period are Ian a malt rah* a al the end of the statement mein • Cottbus el delterning the cor basis of the sew** madded n thus statement. SWt ndLited web ate number 'I. ' lOS financial Sesotho, rend on imams ion °teased from sources other than US finmcal %woes. tadocIng nformaion Iran amen IT Or to you may base pruned to your Sawa whoa The Finn clots not natomdenill way Or gurantrene stray a vaidey of any inormacn provided by worms °tartan Minna Stott In addeen *tooth LIPS thaw-USD:ram generally updates this donna:to as c 6 *cern the fen dos rot prod& any somas to the lawman, soder -COSI bah' and 'Orretted paabss" is war **sof the doe of this "annul As AKA please do not rayed', this frdorma on to make purchase er sae Oozes fats purposes a Mena* ACCatilb UZISIMed to thee en mayreflect pram nlormaim orb for the perod of time theyrehad a the fan Morehitorwl nfiernakin Casa be added by you Parma Admix • Unreafaed gains/Imo ohm data 6 enable treed awaited oars losses ere cadialed fa SDNY_GM_00022864 EFTA_00 133484 EFTA01275451 Important information about your statement t<C4tinUed) bandana/airy km the rata:an data la Herbal lot mayor ma, not ref led conmissans threes ands seamy reorsuricalm than (Wand and other remoras:nu lots and spterrutic pad a. lot re oath manned to dada, one award a the • 'Bade dire' coital pewits the agar fanatic,' traledare • Callable ncarltios Bonds and coated stork that the issuer calt for exty redemption ma bestir:cud rrnatiary by lot torn among a saunasof that ape lain our flare n nommen:re for or dints Cat learn inornut m is &tinedfrom Ihrd pay" and as 'car ara rot guthalYed Otte call leases nay east visa could ilea pert complete mote kin ova be provided ofrai leg-et • CeettfrateS of deposit (CIN) CDs ate MC mad opt 1293.000 in pampa ad aloud floe/ pa thorium and per depomay manakin it acardaym with nibs • priarvalua Pncascanated fa Wallies acid Otte produces mar be haler cc bonathat to prce that you WOO I7 eared, warn in the make; facts are Waned from vana.n thrd party sources otirdi we beta to te relate but we do not garnet eel' acuracy - We gorwraly Leotw dosng pm* whom aralabb ti the (Nano:labid aid ask aces fa Prod senora and optunormybd parsWO% sew, es - Let day.; yarn soar nos maybe peal tang a alarm modr or lama Mani ;lice we obtained MOM/not re lea an rind mart pity or 'at - smart bosuns may pax without a erne and eau show x 'price was not mailable' if we are wink to obtan a price for a warty - Deposes or Mires denannatal n orreenes other tan US dolls are ref kW a the enturtatatds of the dairrent date - For Conan seethes vadn9 anon-can:4mnd decomnatat. ace and quality daceate) mar hae boat Mg-Medea frigate prow vauson To obtain Curran aCitrall. Men adalaelo. arca° you Franca Aden( • Mena Ininstnwrna and awaited drachma Meal* Iwamoto martin Criolang Mud pringsion prOCyall aid realestate nrnarrem ten mantes/ aid dructured pathos >eternal', hghlf nlpud Chan nen:trod Koalas Ka* not been regiiaed with the Wails and EnhaVeCarynain a unite any state sewn*" ars We porde es-tared vabes for pante mourners seats aid striate., products for nrounscnalputhows only AcontY a rot 9UnnWel - thew yawl maydar sthstainalt from prices if ay a arch ware mestrnert securty a structured vatic mw be Inapt a sold rd do not necnwly (spew, the yaw you may Mao* upon I4uWann - cord pale eslmaes of via are as ot a ran die ad ire siapplaid to LOSS karat Saviors on erectile baps by an nation:font yalation Urn Hoer. Stern Pflug or Kansa evionied valiot it ay. are stapled to OwFanby the math, general partner a sponsor and may beclaimed bated en alarm Narration from that used by third pates to date thee Mt-mated vaaas - You cal ratan addd•xial idormatcn regaling the natehodology used to (amniathe entire of van and the date of the enonnaron 04 Is the baps fa the manse by conlaang pnr Rata Anterior - Shapely ratated vansmar be reflected as 'Not wad' n sandal stuatisen whin an independent entrain Irm hYa Mt %poled°. 6 wale ea afar a yak* when we bone* aware evincing:gramhad cm:cured tha may olla rdevisusly reprnsed whin Pro ClUeflen. or when aware wand be hgbly ipeCutalare duo to tho maw. of the uarnty - When craw an issue. general pare a rotor Panted vane not 3 lb td-paiy est enaitd value is prodded the pen or the nasty we. bedelertnItCO1 WChl S I Pla - •DiOrtutiorrs to Ore' may a-chairman of cal. name a both - • Orval unit size' rerestrus the glottal ollieng prep per unil no may not reflect pa cos bath • ItieStriaed SeOlritin ReAnCtediOnale$ cenetaty ire not amity Nut* Ice petit tale IRS linaxia Strews uses the mina price of the ttinesttilod stock of ten sane our a a mutedPew tor the restricted stock for puryous of ms sane ra any To the mum tai tthected sestinas a* alb* for sale. newUtramied may be mtntantity Ins an the inleuted pia /Yowl • tat lenirnated) Marne. caranyiplds and rant An estimate or spur home is based en tuned canShnd std ntaeg ran. away the seoritin will be held for one year from sirenunt date or rand moony Mrs estimate is ong a gradient accuracy and °Allayed name se not gnoareed - Citrnated annual name and armed vital for anal seances mule Mute drawn of aricthr or gall gins n tenth CI* the eSt name talddaTeM yeld)would be manned - eartnatod actual name aid natant yap aid the actur tare and aid night be Perna hgher thin the en-NW moans - An Nance of +snaked arcane Ovidwd ands forest/dead bytesarum maket valxiaterap balance e lased on the lag addend or att. a:ram made by the issuer and asswies ug seam isdaporas wit be holder one thur then the statement die or trod miurty Aoacani and coMnued rid at not sue:areal • Ammeter< held lay an financial Sonia Conan Mal are not NMbyteOm ad not ram the Petty, possession or envoi meth assets re dopthed at your stmentra for irdonnational whose oar Poplins ad airs presented re posited byte among film IRS fnancir Union a not rethonsble for this nfornann and does not yuaraitte ts errancy mete flakes Tenet protected by SVC or the FI1113 sorpthernemar SIC Overage • Revenue nannyand addkkonalawygeorsadoet • • • nninissom on saes and 11ht fees r uecm with the detaxdon of mina • • , ,.• dents we ads ow andliate reothre :man; papunutrandarbutOrSatattOr adiison of to mutual funds that we sell these avants aw bred on two diednint carporents tie amount of saledbybeS ot a partcuLv crawl hand fatly to moderns. rd Oh, ram raze of a thrall, mutual fund fatty% sharer Mad a Ow Imp - We ad to al+ &re afro) rice retworkng rid onntusprocesang len in orenderaton for trailer agent wyder that we peon:aro the neuai funds Throe lets water it pad *an imitator apt n the mutual lad and ae a tind bawl on the nosy!. of =cads at ate trohandear hating mutual lirds of that funs laniV - In aktt On to 0)mt1Wdelf Reeved n Orneakon wen the tabor derbuton of arnury mar= ad urt itatiliw.0 titan unit 10 of <krill, he ant/trout affiliate rase wawa gang Carpetation from mrryol the rdasanco cowponies mantic.) the awudy convects edamot the narancecorrthnes Or SpOnson a the urn IlveilMell WU% 1ve 060tute - Ov zanies also recede trading come/lithos are. other convention from mural finds art manse townies what proarls we diwbure - We moan an anal fee from LBSBalc USA ad USS Ar Stardord Batch ol up to 125 pet a:Count %moping to the bait% la*, the 165 Bane Sweep Prograns Amhara Infanation regarding convnincos rid ethic Marrs naffed n anneasn win the ereodion arases rickang option transactons has been marled ise cordonrons poem* Kindled to you. and well be panted to you amply on Want Sawa ailing it you as engaged in tort Who axornyy you may cos a Mate** to anal Damming costs Reda palcula 9lanty Open radon Regaling Open or goodrilaxeled • orders[ at wife not aerated by the staernerd dare. open buy axl Sell StOp orders a reduced by the amount of Modena a (ghat on • eodindindsor eonglos date unlit mended otherwise by you You ire ignorable nor orders114 are enrcuted dam to your tattle to Canal eaarg open orders Tax witholditg an frarbutions fawn UK financial Santa IRAs lthiaal tax taw reputes LOS lnalca Services to withhold ircone tar from pa arable to dionbat rm. W t you may doe not lobate :yang to withholi or. instead. you nay elect to have In verftheld a bore a n alead anoint at you choose Yo/ Heston %Nieman n of lect unta rtholdd by you You may revoke your election a a-titMe by ma..19 anew actin If you do rot haw tnotap ncome tat waned, from your dattulliOnS. you maybe reponsbie to the payrnea of entraal to You may nos ptaras rI to mounts withheld and was estimated la, purninis se not equal tO Pit it obligation Privacy To obtan acoly of mr arced Ceti Priory Arnim pair* contact your Franca Artusor orris( our wdosne Y. yovw utn comer/inapt UBSinarnal Sayan 6 not a balk TheRIM. Pumps Sevres Aaorit BSA »a AMA aebfCaelage laCuntS wndl pr0vde access to twang services an pato, through anngernalts with /Noted brats ad °the MS. paler balks and provide: aoau to °may, and may modals isthed by oral! rated tied party nuance crane through waif agency pubs/Sir to of utS FelSKial SenriCii etc Inreprnat. nsurance. and amuly product, Not IDC hilted • NO bank gamma May lose value PaAA ReSOilteMnytroni Account. Business ways ACCOMII BSA. WA and estemabona Resoure anagram CONFIDENTIAL Amount are registered fence mats ol SIBS Poundal Services M Yea S5nature is a mitered write of visa Inwnithonal 1.135 Ste Sognabre cede cads and Lea Visa dt04 cads av issued byMSBah USA Mb Berman from VG USA voarparatod UK Financial Services Inc Rev 201407 SDNY_GM_00022865 EFTA_00 133485 EFTA01275452 *UBS W 1 . r• nrices lnC ew o NY 0171.0002 Resource Management Account August 2014 .AI ~LL NEW YORK NY 10065-7007 Account name GfrliSLANE MAXWELL Friendly account name: CasNSavings Account number. Your financial Advisor. SCOTT STACKlaAeLLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at S account on July 31 (3) on August 29 (1) Your assets 6,712,420.93 6,624,321.96 Visltour webslte: www.ubLcornIfirtancialserrices Your liabilities 0.00 0.00 Value of your account $6,712,420.93 $6,624,321.96 Tracking the value of your account $ the Li:andS Sources of your account growth during 2014 VSUC of your account at year end 2013 $000 Net clew/sits arid P 7.2 4 6.624 3 ArIthiralt<W5 $6,623,804.47 • VCVr :nveStrnent return • Diwiend ant inton?st income 5517.49 Change in market v:Ju. $000 Value of your account on Aug 29.2014 $6.624321.96 Jul ?pia AUQ 2014 SDNY GM 00022868 Member SIPC OW7000;005783013 ffi o8i4 Pap 71 of 90 CONFIDENTIAL EFTA_00133486 EFTA01275453 *UBS Resource Management Account August 2014 Your account balance sheet Summary of your assets Value on August 29 ($1 Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 6,624,321.96 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets S6,624,321.96 100.00% Value of your account 56.624,321.96 Account name: G-IISLAINE NIA ELL Friendly account narne:Cash,Savin s Account number: Eye on the markets Index Percentage change August 2014 Year to date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Your lq modal Advisor: SCOTT STACK MAAILYLE CASRIEL Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP7030300570.30i I= OBI 4 CONFIDENTIAL 'IllIY_GM_0002129119 72 of 90 EFTA_00133487 EFTA01275454 *UBS Resource Management Account August 2014 Change in the value of your account August 2014 ($) Year to date (S) Opening account value $6,712,420.93 $0.00 Deposits, including investments transferred in 11,791.58 7,174,24%27 Withdrawals and fees, including investments transferred cut -100,010.00 -550,444.80 Dividend and interest income 119.45 517.49 Closing account value $6,624,321.96 $6,624,321.96 Account name: GHISLAINE MAXWELL Friendly account name:Casll Sam s Account number. Dividend and interest income earned for purposes or INS statement, tatablty of interest and Oifdend Income has been determined ficM a US IS( reParting Ceradhr. Based upon the residence of the account ken. account type, or product type, tome interest andor dvidend payments may not bo subject to United Storm (US) anda Porno Rico (PR) income tan. The dent month*/ statement is not intended to be used and cannot be (teed upon for to purposes. Clients should refer to the aP0KEetie to reporting forms they recei* from UBS annualy, such as the fonts 1099 and the Forms 493, foe Ia reporting information n is the practice of UBS to file the applicage to reporting forms rein the US mtem3 Keonue Semce and PR Treasury Department and in specs town accurately dasary chieletla Ara Intefeg as la eterrpt or NM* ir40rne Please consult your intindual la( preparer. August 2014 (3) Year to date (I) Taxable dividends 119.43 515.79 Taxable interest 0.02 1 70 Total current year $119.45 $517.49 Total dividend & interest $119.45 $517.49 Cash activity summary Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See account activity the month lot dela Is Bgances in your Sweep Options are includedin the openng and closing balances irgut. FDIC insurance duplier only to deposin a u8S Bank USA, not to deposits at u8S AG, Starreord Branch or bank deposits paced through the UBS interne:road Depose Account program. SIPC protection applies to monty market sweep find hcklings but not bank deposits Soelmportant inSormation about your statement on the rat Mo pars cf this document for detals Opening balances Additions Deposits and other funds credited August 2014 (1) Year to date (8) $0.00 $0.00 11,791 58 7,174,249.27 Dividend aid interest income 119.45 517.49 Proceeds from investment transactions 100,010.00 560,124.97 Total additions $111,921.03 $7,734,891.73 Subtractions Other funds debited -100,010.00 -550,444.80 Funds withdrawn for investments bought -11,911.03 -7,184,446.93 Total subtractions -$111,921.03 -$7,734,891.73 Closing balances $0.00 $0.00 UBS Bank USA Deposit Account APY interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 80.00 Closing UBS Bank USA Deposit balance Aug 6 80.00 Number of days in nterest period 30 Average daily balance 8666.67 Interest earned 80.02 Annual percentage yield earned 0 04% SDNY GM 00022868 CTIPT05090057830I 5 C814 Page 73 of 90 CONFIDENTIAL EFTA_00 I 33488 EFTA01275455 SUBS Resource Management Account August 2014 Your investment objectives: Account name: Friendly account name: Account number: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about )our statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Primary - Maderate Investment eligibility consderawn - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out Your Finandul Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C002)30$783016 OBI 4 CONFIDENTIAL lalYGM0002tfin 74 of 90 EFTA_00133489 EFTA01275456 *UBS Resource Management Account :C I .: Your assets Account name: GHISLAIIVE MAXWELL Friendly account name:CashSavings Account number. Some prices, income and current vanes Shown may be EpplOarrene. AS a restm. gins dnoloAes may nal be accurately refkcled. Set maporUnt inlosenaatin abour your statement a the end of ths dacumem for more inrommeon. Cash Cash and money balances °define balanCe Closing balEnCe Hddng on Aug 1 (1) on Aug 29(1) Cash -5,000.00 0.00 LIBS 8ANK USA DEP ACC Price Per share on Aug 29 (S) A‘trage tate Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL Dalt:fend IntereSt CteS in period period cap amount (S) 5,00000 0.00 250,000.00 Total 50.00 $0.00 Cash alternatives Money market funds Money market funds ate neither insured ror guaranteed ty the Feats Deposit Insuratce Corporation a any other government agency. Although money market funds seek to pteserve the value of your Ineeserent at Si to per share. Ills Missal* to lose money by Irattling in these funds. Total reinvested is the tots of al reinvested dvdends n does not include any cash dvidenth. I is rot alai lot for the purposes of determining hold rg periods or cost basis The shares you receive each taw you reinvest dui:lends become a separate tax Sol Cost taus is the total purchase cost of the security, Inducing renvesteddvdends The cost basis may need to be atiusted for return d capital payments in order to detecrrine the ousted cat bans rot tax reporting outposts. laddng 1.65 SELECT PRINT INSTRUTI0NAL FUND Purchase price' Number Average pnce Cltm d shares per shale (1) Irreestmem (1) Unresbed (tax)gein or bz is the drift rence between the current vdue and the cost basis ad would generally be your tax.Cle ga n or lose if the security was sold on this date. The unseen:ad (UP/ gan or loss may need to be actusted for ret urn Of septa payments in order to determine the rezezed gain or lass lot tar reporting purposes. urvesrment return If the current value rnnus the amount you invested w does not Include shares that are not reflected on your statement includng shares that have teen leaked as en her again a a loss. R Sso des not indude (ash dedends that were not reinvested Cost Price per share taus (5) on Aug 29(1) Value on Aug 29 (S) unman:ad investment eiddng gain a loss (1) return 111 period EAI: 31,325 Current yield 0.02% 6,624,321.960 1.000 6,624,321 96 6,624,321 56 1.000 6,624,321 96 SDNY GM 00022870 OW7000700579301 7 C.314 CONFIDENTIAL Page 75 of 90 EFTA_00133490 EFTA01275457 *UBS Resource Management Account August 201 4 Your assets kontrivecn Your total assets Account name: GHISLAENE MAXWELL Friendly account name:Caslflavin s Account number Value an Aug 29 (1) Your Kaanciel Advison SCOTT STACKMANLYLE CASRIEL Percentages Cost Estmated your raunt bam (5) annual inc ne (S) Unreallied ordne loss (S) Cash alternatives Mann market funds 6.624321.06 100.00% 6,624,321.06 1.325.00 Total Account activity this month $6,624,321.96 100.00% $6,629,321.96 $1.325.00 Date sehe Dexripticn Arnatint (S) Deposits and other Fonds credited Aug 1 Transfer FM 1217.86 Aug 4 Transfer FM 38.59 Aug 4 Transfer FM 57.80 Aug 4 Transfer FM 265.53 Aug 4 Transfer FM 771.62 Aug 4 Transfer FM 1.837.50 Aug 6 Transfer FM 176.91 Aug 11 Transfer FM 0.03 Aug 11 Transfer FM 0.12 Aug 1I Transfer FM 1.633.55 Aug 12 Transfer FM 53.51 Aug 18 Transfer FM 1272.72 Aug 18 Transfer FM 2.500.00 Aug 21 Transfer FM 777.00 Aug 25 Transfer FM 3.58 Aug 28 Transfer FM 521.42 Aug 28 Transfer FM 663.84 Total doposits and other funds aedited 111.791.58 riete Adle Oescription Ansaunt (S) Dividend end interest incorne Taxatie denelend s Taxatie )nrefest Aug 29 Duidend U8S SELECT PRIME INSTITUTIONAL FUND 119.43 Total taxable dividends $119.03 Aug 7 Interest UBS BANK USA DEPOSITACCOUNT AS OF MO& 14 0.02 Total taxable interest 10.02 Total dividend and isterest in samt $119.45 CNP70303005783018 0814 CONFIDENTIAL illtY_GM_0002tel 76 of 90 EFTA_00133491 EFTA01275458 *UBS Resource Management Account August 2C 14 Account activity this month icontnued Cate Other funds debited ActItaly L.:',(^.pt JOURNAL TO Account name: CHISLAINE MAXWELL Friendly account name:CasNSamn s Account number. Aug 21 Transfer Aug 22 Transfer Aug 29 Withdrawal FEDERAL FUNDS TO Ghislaine Noelle Maxwell AT CITIBANK, N A Total other funds debited Your PI nandd Advisor: SCOTT STACKMAHLYLE CASRJEL Arnacal (1) -50,000.03 TO • 10 00 -5000000 Investment transactions For more InformdrOn atxM the orket value Shown for reSulded Wattle, See important inlostnittnebOut your statement at the toad this document. oae Actnnty Descepton Quantity mue (t) CE Proceeds from investment transactions ($) Funds withdrawn la Accrued ietstrens bOutpt (3) interen (S) Aug 4 Bought UBS SELECT PROVE INSTITUTIONAL FUND 4.182.900 ..4,18693 Aug 6 Bought UBS SELECT PRIME INSTITUTIONAL FUND 176.910 -176.91 Aug 11 Bought UB5 SELECT PRIME INSTITUTIONAL FUND 1,633.720 ,633.72 Pug 12 Bought UBS SELECT PRIME INSTITUTIONAL FUND 53.510 -53.51 Aug 18 Bought Les SELECT PRIME INSTTRITIONAL FUND 3.772.720 -3,772.72 Aug 21 Sold U85 SELECT PRIME INSTITUTONAL FUND -50,000.000 50,000.00 Aug 2 t Bought U85 SELECT PRIME 'Mini/TONAL FUND 777.000 -777.00 Pug 22 Sold LES SELECT PRPVE INSMUTIONAL FUND -10.000 10.00 Aug 25 Bought LES SELECT PRIME INSTMITIONAL FUND 3.580 -3.58 Aug 28 Bought UBS SELECT PRIME INSTITUTIONAL FUND 521.420 -521.42 Aug 28 Bought U85 SELECT PRIME INSTITUTIONAL FUND 663.840 -663.84 Aug 29 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND UVIDEND REINVESTED AT 1.00 NAV ON OBI 2914 119.430 -119.43 Aug 29 Sold UBS SELECT PRIME INSTITUMNAL FUND -50,000.000 50,000.00 Total $100,010.00 .$11.911.03 Date Attivity Deraelicri Amount (3) Money balance activities 31 Balance forward $5,000.00 Aug 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07)31f 14 -5.000.00 Aug 4 Deposal UBS BANK USA DEPOSIT ACCOUNT 1217.86 Aug 5 Withdrawal 4185 BANK USA DEPOSIT ACCOUNT AS OF 0304114 -1217.86 Aug 29 Closing UBS Bank USA Deposit ~ant SOSO 4100.010-00 The UBS Bank USA Cepoat Account is your primary sweep option SDNY GM 00022872 CHP70D09005783019 CONFIDENTIAL 0314 Page 77 ot 90 EFTA_00133492 EFTA01275459 *UBS Your notes IlaYGRI0002.1 7. 0 ,. CONFIDENTIAL EFT,00133493 EFTA01275460 Important information about your statement 1185 Fiaancial Sevres Inc Marini a bilb Ferri Wirt is amentor el al proaalsectrity. Cairnaddy aid airs thrierges US$a Mara *we and UK Bat USA are brat surer Got CBS AG and Sedan of LOS Sroskies LC %Ors radii swear 4 avast* urn recur the Fm's expare of se a sommic en. m6 stawnem rearms the onyofeal record of your UPS Fillandal Sesta., .3COkint Other reCOOSS.eXCept 0110al downer. convinng cantor dau souk not be ;red upon d you hero ewe 6 an axe a Wildcat air nepOr, it mensdirly n wrings dleeralCh Kart of the once storing your aocoum Athough al dino dcesel are 'Mended 10 be aC0.0101. pareent dataZooid rot be used for tic puposes Bey sole b on yesend tar farm fie., Ford 1099. We. 10415. tact alto Fettling your to rum teem is agoraby tan to won to the RS al tasb le diedends. repontle non Irak draft ad oar men earned on series held n your acCoure, net proceeds on sale tranUctisni, and cost bason cash awed warm CAmmuff allow with Um FS,n • please reculforen any oral OserentiCalons nwnangto further pitted your matt erring yr rotes under the roars threw Preece Act ISPA) • 6 /no Orr instrution on the top breathe trim of this laiimml is not LOS Finned Snood LOS instal Sears canes far accrue as cleorkg broker by wagered wed the Prated ninon We Intoned you of this retnionthp nhen you owned this accent in this car pa funds aril rakes se toted X LOS kraal Sintres and not the reroduag brew ad you mist mart a report of sly Ma or °mar to bell hard All a000ure StaWrencS Shall be deenEd CilenplatO and acar ate d oblectid to n AWN wrihn 60 days • Pleasedirect outgrew complantsise halms so the mr: Cl /trio" at 201-35216990r alarm a 00 A hf bob CO Pld ET Wray thsOup n ly. Or In rang I Sen/CH he. Clenl Relations Depaterset linen Cite NI 07a37 • ti case of errors or CdiellOin art an electron< funds transfer 0771 DI Sub,. der card trasachoes , I o IBS Fnactil Saris hc. Wearer. NJ 47486. Ann IMIA1 SA Secs Cal cc novas sor as yod cart dr:trays( stawnem or wept 6 %VON only(*) need more efinnair Lout atrare on the daunted or reap, The Fein a Card Muer (as atplOble)must hear tan you no rte ter 60 oafs alter the f neat you the frst sucernern on eta the ors or probiern sowed - Pride yaw row ad scow number and - Describe the Mel a the rinferyou ate rive abort and ratan as Owly au on way IOU Wow 4 is al era a why you need more nicety:ion - Provide the dollar arum of he stowed wee The Pima Cad law eel reset.* yaw roc- tin MOmned an/ error tersely Plea* make al docks pays. to the Furor the rail mutual rated on to Irani of this starry h addl.:es to rEgtAsT accord fees. axone ma/ be shwa to manwrance Mr charges for isepayrera kr securer purchan and are; Ice trpad are its I cash XCOSntS Accounts ma as'e triodes* 10 Ode maser, try be papa to a barer lee UBS Sweep Optiam U85 offers °pions for sworng cat barce& boraces to bank &posts at utiles* USA NAM k Stanford berth ark StIVIII Posers). wry market must fads Prey Pals) arid the Perratenal Depose Actor Mart customers with a membional Ammo Margenent Aconite through not Bat Sweep llOgranS. cad badnOeS are Swept so WS Oat ulnas:, an writhed kW and thee to LOS AG Stamford Brant", a a Matey hard Deposes at LOS fir USA are WC err n accotdaxe with FIX: rules for exit Hoerr plead mat wont rec Deposits a LOS AG Barred Brant and *sales cOloody fads re not eturia by the FOC. Through the DA. mar to cab Wins at swept to depone accounts x UK AG Wroth Bra"Ch aid CBSIG Carman Birth Mese deposits are rice roved by the fl)K Servos hell el the LOS AG Cars Binh are tetcolaily 4opOSed to the sr:man rid of the C aynxi bands and there n ro (swatter( other ob Scar of U65 M3 to repay thePaters the on the Lt5 Cayman's bal.'s boas. Depor a LIES Bat USA ad each UBS AG Brach sena mama by SPC Wray Fund shies are proceaed by SPC See 'IBS roast Sews Account Frechthe Mow Upon yon rasa balers n the Bat Sweep Program or OA may Oe wrixtaett axl shies of a efraney Fund maybe liquidated, and theproceeds returned to putt you, Waite% =not harrier Mansion tout sail, tle sweep optens. rudng wen Oilseed faro and )lest. 6 wit** at men infs, born your f treat Advisor a by eating UBS Ireisreciel Serer mew* peetschen The Finn SS a resterber of the Sear asPS IMMO' PrOtediOn Cotoraucel (SRC). %NT pm teas kerbs worts of es means its to 1500.000 leadarg 1250.000 for darns for cr) The 5PC we warm tows *Ph to all wows trays hold n abstract:hate The fern legate win arum stAan. ha also puichar vissancotai probate] The rraxinuen avant payable to all ebb* drat. corer, under this protection is 55% main as of Decatre fp 2013 Wars to the pokym-66pm adhere:tau crlf at the F futhEr protected for up to $19 milkn n the an r eget for all your axocnis held n a party repack A full copy ol the poky marg 6 /Mkt* upon roan The SIC pro tar ad the supplemental accabin both do not SPA' to • C erwanaail asps controlled tiger rated n rut accctint min) but held Nay from kAll$Finalizial Serra act anal flesh a IBS tat Weak ail.% AG Stamford btanth. (d) rotate maxis nclasi 9 what annuities. ad 04 Than of wird lads rev stay shares re nattered dirty el the nave of the accost hair on the boob aid records of the ;prober iwor or toiler agent/ • (erten rnetereeni corral or rwamtrit want (9 9 . Imbed parowshas and posse plasrents) that are nor agistered vidie the Soothes Ac' 011933. and • Commares contras to 9. fore9l trap awl prrous metal comas). exidngtases commas and cemfrodAY OP bet comas Me SIX parr and at paplermetn protectors do not ably to these assets ern if they Ottrybe tree marry statement The WC protear and the sporranl prOteaCn do rot road agansi char e the mar bar of yov Wesanints (raw as a result of maim enownint. wan balnatOer l fis caTP) More Wornwon s wait bra request You may obtan ma. information Aar SIC. hawing the SIC Brathure by comxtrg SPC at 202-37h/3300er by rag the SIC were at we Py Dividend Re rationent Proper ORW) cop pi,, arra 6 al debar pre You mai °bean the actual eta 'ran your Fmonad Aboor Only whole axes are Ward inlet . partial shies WI to sob and the cash sod be decried et air asset lie Order renvestrere prKe aapplotd by the riser may der from the Melt price s *ha theparr than ore sold Cabe-bilis Only *hole ones may be held in yr noun I you are mar to atm:Pre al arena °larded wren or otherwise, the Foie wlt ether set partial irks a matot rice a accept annul', Warr by a (*gigged &ding agency. and aide you account laveriment absolves The frwStrilent obraves ard nth prof ill are speck to tam acoxini aid may wry twirl neat Oise 0e Inn ',comply, in war of any usnicant aver in your Mara aura Cr nerairdin tie tips for eadn wove held. you choose one of the a lowng neestmerd 'States • Reduce Cu met :Non* Yoresenents wain; 0w ruralise. of Oicome only • Acne* Gthaablirechmon twoornisseding grerh 0/ pedCpal rah. than tre geriaton of name • prockce Combern Ormond and Cheri APPeodoeff InantoortS loot 116 both do gerWalon of Mont aid 9rowth a arra' Orwell etk profiles • Con:error, Seeks to mantaitibit portal wits low risk and rola lin to the xcamt writ eon Atha means the account does not genevu fird ow iriartt*Of ;Sans awl myna keep p.ea v.* M1.010 • AeSetia Vining so =opt somervt to pni4i aid tolerate orrablirtys se* higher stuns • Anreslae Wdng to wept hgh nds 10 Vanua! .34 hgh valleys stela"' rein We taw Statement robschekling" We way consoldate al mated iccovit statements did the sant address% in the sorrier...lope Acorns may be terra for this snow rare they haw other rho afit maiwin web mount raionshr will etc. clew at the sate address ma preace is know al hasserraldng • ft you pre to realm indOilud statement, mailed n %pale* CONFIDENTIAL caropm —you nay OKine houtehollep by sang your kraal Advisor Friendly ea,4JM name 11. Merry ant vat none arcs Warren that xo reel an the fern's amine sewes waste It 6a cuitchintro •norunw vow by you ass azM you oath yon reCtocaseepi-so n It no bga effect on war acorn You on Ora& au* Frelaty wort naves. Wrap Oar SerViCeS a tioraon; yes &tercel Mbar. Amur evensiow • taboo! sow accountthvOca Ne of asset add Iiaadnm • Ages Include aoaltk on. balsam values la rose icted mar, (ea ). ad GlobalTree Deport rear marks to mart and certain assets nor held by the Fent Dom not ncbdeunprod bertelasses at tread ol the prof and sew %rear rods a Prate iWanerls. UrveSbadit(4, totem aid media it stork colons • Oros bares debt balalad. outstandeg nolo ear. Ine short accoum bars • Caffinronty balances Toes of tnIneesied avaiable cash banon. pie. U3-5 Bat VSA Ottosit bairn UBS AG Starlos Branch depost batances and money mrkif mittol foci sweep Waxes. a the dose of the strata peer Norvorrenol Ey her coda balsnori h you .10:Ounl arena sevegaea from °Ow batmen rod tee Fitting use shy of these beds n the ordthry arse of as trews lhose funds seesaw boon yr demand This total 6 inclided in the arrant period doSi"g ware lending infermatir rot (lessen elonnaon on the ern's ',ONO; p • a: as and clzclowra, So' to you ClNn Rdal iontsp AgeOtnaali or Amara arrant and the General Tien a-d CdolOOM UBS Stamen% of (fele ancticesalatab* e Agreenvers errneclowle a ydtei,M e nen Anc..o.,6v ftwory YOUr wets OW' Statellen NOVO/ started and Other suss reel n the A:cow/Add end of the nintenint period You Wei eft for rimy of July paid writes ar as one You may rearm 'earth used as loa collates tier pawn a balance cue on them Any writs trablerwl k the im clang the sutras rad are listed a manta en* a of the end of the parent penal • Con basic m ofettenhng the co% basis of the searibes madded n this starrier Wry niteed deb the numbe '1. ' UBS kraal Seeresha coed on rant ion Maned from sources other than lilt throng Sevres. narcIng nlantaion Iran raw. I ith or tat you nth are preoded to your fantasists/A The firm dots not iwitiotedenly vedy Or guatantrelhe anzacy a vary of any Wombat provided by saris otter tan Minna' SerrCeS adeltion Shooph LISS Fianna, rite: tenably updates m6 rf roar as c 6 woad the Frrn does rot provide any assvavas rat the IV crmaticn under 'Cost bale and 'Orwell:9d gaiVloss l xar **mot the dye of this SlaiMfni As suet, please do not rayon this infant ran to make curdles' ce sae Oozes for tar purposes a Ottervice ACCatilb tr/ISItnol to the tern may reflect glary nformake orly for the perod of time theyatehad a the rim Morehinorthal nlarnXO1 Can be added by youkorai Lama • Uneditedsaint/ban Wm data c amble eVmated atrial:Oil lards: '94 a, Cadiale: for SDNY GM 00022874 EFTA 00);3494 EFTA01275461 Important information about your statement (Cal bnued) Meridaseanty lots The tatireen data fa idecUal lots maya ma, not reflect cemnksans, drages alder seamy reorgenimen men Derefend ad Ma rereesmom lots and iptaraliC~Obt a dalt combned to Maw one nand ei the • trade dime <Main pesents the copal balsagen traledae • GANN attarkiet Bandt and maned sod thai the inir calk for eatyrodenplenwil be watted meanty by lot tom aØ al imam of that iste held m sut name a re ~manna ler PX Meets C al Iona Ma rname is Marred from Ted pans ad es xo, ex, roe ~awed On« call I eatises nay tom Midi mud affect yell complete molmanen ea be graded Lain "most • ~as et deposit (CDs) (0's die RX meredups, $21.0.020 in pampa al scud matte pan dogma' aid pm dopoutory runner. II aoadance web el< rules • ~Mike eras ~Lad Wo Weems ant other produces mar be higher a brie thai the pris tal you year 17 "Quay mom in the make laces are obtaned from vasiods sad pa ysources Mao webalsato te Made but we do not gamma eel' a:curacy - W gersoly metat doingpea vatm sealable a fer mien or ore be and ask pros fa hied smarm and outran or on ybd prat for Of( snarl td - Lot ammo/ toted Øllos my be prod tung a sabatm modn a Tenn, MC« pia we °Waited aidmaynil Mira an alma mat« pasror ma. - Cswan posbons may apex meat a pra and will ~flea me not wadable' if we re male to open a pea for a security - Demists a Mamas dawns& n arremesofwe fun U 5 dollars as ref kited a the errnarge r Se as of the mama! date - For stat searibes mine e non-we:4mM denemnatalt pee aid qua/44)03e. value) mar hae been awned» WPM. Kopp wibepti To obtain awn: wan" wen wailaMe. wan yes Fannie Meta • Prima leannanums and seractund ',redo« Pinta Mestrrere aura (rsclidng dirod extirpation vegan ad real esum rastmem nun seentree and Slructired peeMaS ferried., hghf Oiled (elan ti data gradbat taw no DOM regfaered ynt. the Walt and 868~ (Meissen a under any Mace Seaga" ISNS We peak etlmaed valgs la Mate moaners mamas ard steam., produps err Mora gnalpueom only Acaracys rot muramme - Thesevaues mayday' stesurnally from pat a as a which actuate niestrnert romly« slru(tured pans rnw be lower re told aid do not necosnly restnap the ale you may recta ran leaden^ - med paw enmas of valet are as of a ran dad ad ae utplied lo lle5 /mama Sewers maregylt bald by an ndeperidene Plata, fem anitaaariara WAS« PliTifid abet if my. are stapled to to Fim by the MUM general partner is wawa and may be °Waled based en datat t blomsten from that uxd by thrd panes to done tf er 9:tan:dinar; - You cal Man annuli carman regaling the methodology used to determine the minute di Vatar ad the dace of the Monnamn Tar Is tie base fir Tr Menge by an det Ng your Fnrdi Minor - inka parry eitimaced vial; may be *timed as 'NM pneeer re metal amens ten an 'odepenaiint valuation fen Ali Poi mated or 6 unage to assign a yak» Mon we beans wen pul arnsona wow ha *carted that trey ell a ~only mooned vale P03 Mean. a Menial» mad be highly ipeoilatee duo to To ruin> of the maw - Mhen natl« an gag moral canna a sponsor exinats1 abate a Mealy me Mad value is prOwle4 ttevaaeol me mutt sea Declaim* tan no pureha pia - 'Oita: Torn to dare' may MUM roan of cad( mane a both • 00348 at we* reXeMintine nrulollarg pine yaw relit m5 may not ram your cos bask • lbasolaad tarmtik ResInctedsecurses oneraly ae not aunty emte for pit* sale tilt5 Emma Sages uses the maw precool fie esasiktod mock el the ant esser a a, rutedvale for eke restretted sad< ebr purposes of This staweemowy To the mac dui reacted sealer at Neat ler sale. Teal.t teemed may be manumit, less Than ea impute/ aria Town • In. Natintatad) exam arrant yiplas and rapt An tatirute of anal nano is based on sawn, "Wand ad nines art awing ea 'amities will be hold for OOP year from maternal date a eatil money the made is my a paling accuracy ad named name se not garaseed - ESMated arnual mom and arrontaeller oral tpecol seciam mud Mule dram of trecea or canal gam in Midi Ole the Mt Tame lad Carat melt would bower/tad - Montimeed maul mome rod nont yield aid the aCtua More and Meld night be loweror hgher tha the mended amens - An earute of ar jalied income <addend ads tame dialed Oahe oprem make, valoaioraa balance o based on the lag Miami or mime parent male by the mum and maws tie swat imdmoties tel be Midi« one ~Tan the %Mena dale or ate rnsurty Mona and Conlived Mil ae not guaargeod • Aetna held lay las financials wake Conan MX; sue int la/byteha ad not 'Ohm the Fims possran or envoi Thew assets re deplaftd at your seaman for WI oramenal pupas onai Ponias ad taws preened re Fronded byte essung limn l85 nancia Sewed Snot reponsble for this eternal,, ad does net grantee is away these awls ale net raced by 511g en ter Frat supplunomal SaC coverage • Remnu abating and addkbnalcamputsatlata - ti malelin to ogrunissom m saks aid 12bil fees reared in corneae" wits the distrtuten of ,Nuar funds to ow dells we aides ow aria, remora retave merg napenu rorn cusubungs and« »aeon of the Taal eds Tr we telt new rants arebased en two dames anoints fJ Pk ^aunt el 51Mbyte:et of a patcua amuse lund tamry to era doffs. aid ane ware of a prewar mutual fad fantis 9umthNd a la f ern - We aid we alf are aid receire retreading red ormtusprocesung lees el condefaten for vager Pant IMP:Oiliat rw proud' to rhemmum funds thew lets generalg as pad Teen immix aren nth* mutual had sid se a teed dolly stud timed on the maw of ~Is at d" troardeals holdingmutual leads of e.4 ford 'say - in Ølion lomme-ewers Mewed n cornettion wen trot sat or datrbutan of anery coasts ad use inn rn4 Itnin units ro cur clams. ow nice our altdene has* Magee Tale Onignalen from riawol The inara cowman*: aderwried mer amuity commit aCifassol The inns-away °ermines «SpOntin ele daunt owescriat trusts we *white - Ott anises also realre trading <amain/said one, emporoxion from menial had, ad insmaya (oralis snow modals we dist-home - We «ma al actual fee from t8S 8adi USA are WS A4 Sanford Wads of up le f25 pee ntouno sweepag to Me balm ad« To LAS Bat Sweep Programs Marley Woman roigardng corniest" ad other Marrs M oned annection we the betalimes valet Klidry cam trasactens has been mclilled m Øreatom prerotrar Ilstade b you. aid al be pmiMM to you romp* on MOMS Short «fling If you r• engaged in Tort sang a anew you may Mar a Miss4mm coma Meowing cotes ace that palate Meaty Open <San Regaling 41166 'amialikallaad • orders that wore not belied by the Adana, dab Open buy al sell gep ceders re waged by the amount of dredondso 'On en • adiaindsor awaits dote unless tanned inhered.* by you YOu ae re (inble tor orders leral are "waled dine to rue h itte to anal exatrg open Pail Tax withhalditg en ~on boon LIIS financial Sensing IRAs ~al vac Law requres 1.85 MaiCel Sevin to watek/ income tar from you male WA Maim erg tut you ray da oat lobar acme in withheld or. inseat you may elect ZO haw lie ~Mc I a era, or to a lad nowt as you Mega ail ~on ses Maiden n erreCtuntAre, 01:0:1 by you You may revoke your *Patin a ay tiro byname a now Owen t you do not hana croup tare tar mined from your dørtubas. you maybe rewash* la the cayman« of mined to you may noa peones d de memos waged and year estimated lar patinas reret Nual CO YOU' ea oblianin Privacy To obtain a copy of at want Cåert Poway lama please mintage you Snare:Mx:hew or «now ?Aisne at ymow urn come ~may L8Sf enamel Swam inol a bark the IMM. Benmon Sages Move BSA ad WA as beck wage amass audi male access to baled ~5 n7 produn terough anagarnatt wits aimed bras awl one thi pany baskt and pretax wins to Moran ad rnaty podeas Vivid by until elated tied early reran, canvass Hofgi tinara agency tubse5a es ol UBS Nana Sarin Ix ~ ma. nsurarce, and annuity products Hot lot haired • No bank paiPila• May tow value IMAA RPSOLICeMa,agrnuni account %nets Sevin Mount B54. ifna and neernabonal ammo lanagerat CONFIDENTIAL Amain ae weetierod forma mats oi LOTS Freamial Services M VG Salami is a regiebered sowice mat ol lea karimmal 1.85 sasa Saimaa wadi Cads ad lØ5 Vdd Mal eat ae issued byMeant USA Mk ;amnion from Yea U S A morpeend MIS Financial Stooges Inc Bey 201407 SDNY_GM_00022875 EFTA 0[)133495 EFTA01275462 ;14) UBS nancusl eruices Sic eve Yo NY 10171-CCO2 Account name: GHiStANE MAXVVELl. Friendly account name: CashrSavings Account number. Your financial Advisor. SCOTT STACKMANLYLE CASRIEL Phone Resource Management Account September 2014 HI elt U. NEW Y014; NY 10065-7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline atS On August 29(S) on September 30(4) account Your assets 6,624,321.96 6,076,451.41 MAt our websIte: Your liabilities 0.00 0.00 www.ubscomainancirsennces Value of your account 36,624,321.96 $6,076,451.41 Tracking the value of your account S Thc uc.andS 6.6243 6.076.5 • Aug 2014 Sep 2014 Sources of your account growth during 2014 Value of your account at yer end 2013 Net deposits and WthdraeaIs $6,075829.53 Your :vestment return MO:lendand interest income $621.88 Change in market value 40.00 Value of your amount on Sep 3Q 2014 36.076AS1.41 $000 SDNY GM 00022876 Member SIPC CNP7000;0C6552657 0914 Peg. 73 of 100 CONFIDENTIAL EFTA_OOI 33496 EFTA01275463 SUBS Resource Management Account September 2014 Your account balance sheet Summary of your assets Value on September 30 (1) Percentage of volt account A Cash and money balances 0.00 0.00% B Cash alternatives 6,076,451.41 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account S6,076,451.41 56,076,451.41 100.00% Account name: Cr-IISUAINE MA0.1.01, ELL Friendly account name:CathSayin s Account number: Your current asset allocation B Eye on the markets index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% Your Hounds, Advisor. SCOTT STACK MANLYLE CASRIEL Percentage change September 2014 Year to date -1.40% 834% -2.08% 6.95% -3.81% -0.99% -0.68% 4.10% CNP7000)006S52658 =0314 CONFIDENTIAL Mnite_om_oodS9774 of lc° EFTA_OOI 33497 EFTA01275464 *UBS Resource Management Account September 2014 Change in the value of your account September 2014 ($1 Year to date (I) Opening account value $6,624,321.96 $0.00 Deposits, including investments transferred in 2,340.15 7,176,589.42 Withdrawals and fees, including investments transferred out -550,315.09 -1,100,759.89 Dividend and interest income 104.39 621.88 Closing account value 16,076,451.41 $6,076,451.41 Account name: GHISLAINE MAXWELL Friendly account narrse:Cashi Sawn s Account number. Dividend and interest income earned for purposes of tbs statement, testability of interest and Ondend income has been determined tram a in Is, lebortill9 CersPecthr. Based upon the residence of the account header. account type. or product type, tone interest ardor dridend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income tares. The tient monthly statement is not intended to be used and cannot be feted upon for lac purposes. Chen% should refer to the acilicatte tat reponing forms they receive from UBS anomaly, such as the fomss 1099 and the Forms 493, for lax reporting information it is the practice of UBS to file the aDpirattle to reporting forms with the US intern a Revenue Service and PR TreaSury Department and in suchloons accurately day fy chielena and o intent as lei exempt or terabit iixorne Please consult your indgclual tas preparer. September 2014 (Si Year to date (5) Taxable dividends 104 39 620.18 Taxable interest 0.00 1.70 Total current year $104.39 $621.88 Total dividend & interest $104.39 $621.88 Cash activity summary Your ft nandal Advisor: SCOTT STACK MAMLYLE CASF0EL See Account activity the month for deists &dances in your Sweep Options are indudedin the openng and closing bdances weir. FDIC Insurance [pellet only to deposal at UBS Bank USA, not to deposits at LOS AG, Stamford Branch or bank deposits paced througi the UBS internahond Depose Account program. SIPC potection applies to money market sweep fund hcldirras but rot bank deposits See Important information about your statement on the last two pars cf this document for decals September 2014 (5) Year to date (I) Opening balances Additions Deposits and other funds credited $0.00 2,340 15 $0.00 7,176,589.42 Dividend and interest income 104.39 621.88 Proceeds from investment transactions 550,315 09 1,110,44006 Total additions Subtractions Other funds debned $552,759.63 -550,315.09 $8,287,651.36 -1,100,759.89 Funds withdrawn for investments bought -2,44a 54 -7,186,891 47 Total subtractions Closing balances -1552,759.63 -$8,287,651.36 Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these obiectwes, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document $0.00 $0.00 Your return objective: Cutrent income & capital appreciation Your risk profile: Primary - Moderate investment eligibility conscleration - None seiected SDNY GM 00022878 0/P70009005552659 0914 CONFIDENTIAL Peg* 75 of 100 EFTA_00133498 EFTA01275465 4tUBS Resource Management Account September 2014 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Account name: Friendly account name: Account number: Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL CNP70002/006S52660 0914 CONFIDENTIAL icopkoodAst976 of 100 EFTA_00133499 EFTA01275466 taUBS Resource Management Account September 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account narne:Casti Savings Account number. Some pnces, income and current vaues Shore' may Ix 4ppiOxargne. AS a kite. Bans mcIlOsses ma/ Aol be manalely reflected. See tmportent infontenon about your statement a the end of ths dxurnem (Or more Infornason. Cash alternatives Money market funds Akiney Markel funds are neither insured row guaranteed ty the Federal Cecoal Insuralce COthOtali on Or any Olher gat snare, it is possible so lose money by investing in these funds. Total reinvested is the toll ci at reinvested dvidends II does nol include any cash Oat:ends. I is not afar lot for the purposes of determining hoed rg periods or cost basis. The shares you receive each time you reinvest d %Mends become a separate tax lot. Cost Amu n the toll purchase cost of the security, inducting reinvested dudends The cost basis may need to be achusted for return d capital payments in order to detemine the ad listed cost basil for tar reportirg purposes. PlirCheCe mica Nurber Average pore Client Hddng of shoes pet share (S) Investment MI UBS SELECT PRIME INSTITUTIONAL FUND 6,076,451.410 EAL 41,215 Caren yield: 0.02% Your total assets 1.000 6,076,451.41 value on Seth 30 (S) Your SI sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL mnient agency. Although money market fUndS Seek 10 preserve the value ot your investment at 11.00 Pet Unreaszed dam, gam or loss Is the dffe ante between the current haw and the cost basis arid would ge ne Idly be your taxed e gan or loss if the security was sold on this date. The unrealized ma) gin or loss may need to be alluded for man of carita paimeMs in order to determine the reared gain or loss for lax reponing oulposes kwasrotant return n the cur nt value minus Ihe anon re you invested turbots not include shares that are not reflected on hour statement, inducing shares that have been Peaked as ether a pan or a la; also the, not Induce cash OvidendS that were not reinvested Cost Pose per share taus (S) on Sep 30 Witte on Unrealized Sep 300) gain losS (S) 6,076,451.41 1.000 6,076,451 41 Percentage of Cost your account Kerb(s) Investment melting retum (I) period Estimated Unrealized annual income (11 win Or losses) Cash alternatives Money market funds 6,076,451.41 100.00% 6,076,451.41 1,215.00 Total $6,076,451.41 Account activity this month Date ACIlety Description 100.00% $6,076,451.41 $1215.00 Amount (5) Deposits and other fonds credited Sep 2 Transfer FM Sep 3 Transfer FM 1376.93 38.59 Sep 3 Transfer FM 57.80 continued next page SDNY GM 00022880 OW70307006552661 = 0914 CONFIDENTIAL Page 77 of 100 EFTA_00133500 EFTA01275467 UBS Resource Management Account September 2014 Account activity this month iconinveth Oae Activity Account name: GHISLAINE MAXWELL Friendly account name:CasNSavin Account number. Your Pi Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL Descnbricn Amount (I) Deposits and other funds credited (continued) Sep 4 Transfer FM 155.96 Sep 4 Transfer FM 710.87 Total deposits and other funds credited Date Activiy $2340.1S oescrotion Amount CO Dividend and interestiecome Taxable dividends Sep 30 C.vdend OBS SELECT PRIME INSTITUTIONAL FUND 104.39 Total taxable dividends Total dividend and interest income Pate Actiuly Sep 24 Transfer Sep 26 Transfer Sep 29 Transfer Total other funds debited Other funds debited $10439 $10439 Oescnpuon Amount (51 TO VI 25339 1100 -400.003 00 JOURNAL TO -150,00000 TO -31509 -$550,315.09 Investment transactions For more inforrneion about the price Woe shown for restricted securities, see Important information toot yaw statement at the PAO of this Oximent Date Acuity Desciption Quantity vim (S) Price CO Proceeds Iran investment transactions (S) Funds vsilhdrawn fee Accrued invests-eels boffin (5) Interest (5) Sept Bought UBS SELECT PRIME INSTITUTIONAL FUND 1,376.930 •1,376 93 Sep 3 Bought UBS SELECT PRIME INSTITUTIONAL FUND 38.590 -38 59 Sep 4 Bought UBS SELECT PRIME INSTITUTIONAL FUND 924.630 -924.63 Sep 23 Sold UBS SELECT PRIME INSTITUTIONAL FUND -400,000.000 400,000.00 Sep 26 Sold UBS SELECT PRIME INSTITUTIONAL FUND -150,000.000 150,000.00 Sep 29 Sold 08S SELECT PRIME INSTITUTIONAL FUND -315.090 315.09 Sep 30 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 100 NAV ON 0930'14 104.390 -104.39 Total $550,315.09 -$2A44.54 CNP7C00)306552662 0914 CONFIDENTIAL Miliccm_000ltegi78 of I Go EFTA_00B3501 EFTA01275468 SWBS Resource Management Account September 20* /. Account activity this month ccontnued) Date Actmty Desctipbon Arnsunt tI) Money balance activities Aug 29 Balance forward $0.00 Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Sep 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OTY04/14 -57,80 Sep 24 Deposit IRIS BANK USA DEPOSIT ACCOUNT 250.000.00 Sep 25 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 09124114 -250.000.00 Sep 30 Closing MIS Bank USA Deposit Account lae UBS Bent USA cepciat Account Is your primary sweep cplon Aug 29 Balance forward $0.00 $0.00 Sep 24 Deposit UBS AG DEPOSIT ACCOUNT 150.000.00 Sep 25 Withdrawal UBS AG (DEPOSIT ACCOUNT ASOF 09124114 -15o.00aoo Sep 30 Closing UBS AG Deposit Account $0.00 Account name: GHISLAINE MAXWELL Friendly account naine:CasIl Sawn s Account number. Your Financial Advisor SCOTT STACK MANLYLE CASRiEL yne UBS AG Deposit Account is your secondary sweep opti co. SONY GM 00022882 CNP70001006552663 0914 CONFIDENTIAL Page 79 of 100 EFTA_00133502 EFTA01275469 *UBS Your notes Elnycmood... of. End of ...en, for ann.nt num tnn CONFIDENTIAL EFT,00133503 EFTA01275470 Important information about your statement 1185 FhancialSavias Inc Marini a U3S Finarial Sakes/ is a ranter of al presgal security. Cannadly aid epochs edurges UBSFirimall *vas and UK Bail. Ube ay hobos subaltrin of IBS AG and :Mist of UK Seeskirs u.0 Meknes &ascii sweat 4 Wattle uerCeirecuen The fam's exectOce Oboes an a lh 6 stawnern corneas ihe only ofIcal record of our UPS FillanOal SONIC*, acomm Other records. exam oil oal tar downers. coning conectro data should not be abed upon dpu below more is an era a Onntaer plea. nypOr, n errodisely h wrmngro Meersch Mawr of to once seising your asoum Athevoh al Sins done, areintended b be Marta. Paiennt data el0611 rot be used for tar puposes key sok*/ on yeatal tai lam . Fort 1099. 5011 I OAK etc) then poplin our to "tom therm itngured by tan to reon to the RS al trot' le Modena. atonal. non Webb dramds 'au* oats eared en ,.cones held n your acCoure, nn proceeds on salt tranUctkril, and Cost baton artan cooed seamitio Ornimmicellone wit rho rim • please remittent any Ord CaneviCatons n writing to furrier proton your olits noleding your holds under the *dates Wets Prete:tun Act (WM • dine feundal instruAion on the top Wt.:001e from of the labernmt is not MIS FinnedSewn UBS Fonda' Stokescaries your accour as cleated broker by ateigement cods the odicated nsttuton We 'toned you m to retnianhp .h en you opened tilt =cunt in the caw. Our funds an: utak ies re looted 2185 knout Swoon ad not the aroducro atter ad era roust mete a report of my we orate:4bn to both WM All a000utiC StaWrentS sal be domed Carpine and am: are objectedto n beteg won 60 dies • Please direct cutierrer complains a prior to the tins CF /Imre X 201-3521699 or 'oldie'. a 00And tonCOPK ET Monday lineup n at a in rang I SenaXi he. Clem Realms Depatrreht. When (en NI 07(87 • h case of errors a Wel0M act an electron< lands trenshe 07T1 bl Seer Ma card tranachoeso I OIBSFnMad Wass tic. lAreehortm. N) 07086. Ann MAU SA SmeCes Cal commas sot as pe cart /outlaw stawnem or recess 6 MON a if SP need more Mammon Lout athrofer on the stabarnint or rapt The NM Cr' Card Mew (as cep 1. le) mug hear torn you nO 4n00160 cads alter the r m amt you the test seamen on etch tie are orproblem eppered - band. )era heir ad aCCoull null (II alp - Deurite to eV. Or the ranteryou ay amts otos aid oaten as deity as you ear why IOU Oboe 4 is al era a any you need mae nlanutim - Amide the dater amount of the sinneaed wee TheFenno, Cad Muer MI Omega* oar cattlint ad will codex sneerer pronttly Please make al tied" paps, to the Furor tie fnaiora nukincn ndcated on to 'roes of the statement h addt Kri to reguka atcouit fees. asounn mat be 940 to memenanee Met charges fa isepayrent kr securer purchain and chars la irpael aretnt$ n cat XCantS Accounts ma ace traideln?d 10 Otha mimes may be tetra to a banter lee. UBS Sweep Optbm U85 oflers options for sweeping cash bat/ices. bflices to bank depots at UPS .ark USA NAM AG StirrfOrd bald. (Bark StiVIII homing many market mutui furls Proncy Flans) arid the Ilk:Mannar Depose Ascent ODASor customers Mut ei international kesotece Mauganent Aconite Miceli. theBat Sweep leetrann. cat batinOeS are Swept to LOS Oat USA up to al egad-Med lend and then to UK AG Staireced Brand, a a Money hard Deposes at WS tat USA ere 'DK enured n accordance WO Ft.< rube for rots ilamaion p lease rut wow fee gem Deposits a UBS AG 9aveord Brant and *Lamed/Am, NAY renOl mind by the FCC. Through the On. salable to cab balances are Sn ip? to depOS4 aCCOuntS a 18$ AG Net York BrrS, aid 1BSAG Carman Bunt Theserlepost se ria muted by the FOC Salinas hekl If the 18$ AG Capon Brach ere towourily ..posed to the marts, rita of theCarnal bands. and Mere C re> quaranee a other ob itatim DIMS 46 to way themeless oh k on the u95 Cashes's !NOCK'S boas. Deposits a LOS Bra USA and each UK AG Brach num mooed by SIC Many Fund shies at wooed by SPC See %IBS Finale,' Sevres Account lbotealon" bets Von you reglad baterces n to Bak Swop Programs or OA mad be witicrom. mcl shin of a kbriey Fund maybe liquidated aid the ;indeed, returned to pact you, taerritet lacmi furter of total tout tattle snap optore. nadng anent molest rates ad hens. 6 tit** a yarn Wft from your enamel Advisor a by eating USS Ikesretiol Stokes moult panache, The Finn e a Marta of the Senates Omar Protection Cowmen (SPO. It ch pro teas seostbs rooms of its marten tee to 1500000 (noban31250.000 for dams ter ca) The SSC we acacia, tenet *Ph le oil amounts *WWI/held n a patrols etanly The Fern together wth arum Adam. ha also dachas", stoop:mots probate tee drench must payable to all digbb dons. constrobunderte proton:on 4 550) mitten as of Deceits Id. 2013 Sten tote pokycants» and frit:tom oat at to arm ifunher protected fcc up10119ralkOnlht afleipte for al pun a3:04.ailS held h a paha, capaay A full oopyol Cepalcy orating 6 Nalable upon reaa, The SIC prOlKingi and for supplenental proachon both do not Spilt° • (Man train awls controlled brand idled nov soon vettebut heel awayfrom LS5 Semen (e g. anan (loath aUBSBa& (boat MUSS AG Stanford trandi. (d) mutate mans. noteing 'daub* truelit ad Million of mutual lindi elate soh shares re reg tiered daddy in the nave d the aOsed" hello on the boob ad records of the ;pliable Km a (MAW agere). • (*nen wernrreni corawn or merman Marna (o 9. 'mod parowshos and parte placements) to are nos agisiored aids the *ham Act of 1933. and • Commutes conirsh (e g . fore•K ochango aid pralous metal cratact ncLaclhg totes commas and fenTaXY OPOCil contacts The SIC mothm aid the depplerrantai protedton do not espy IfitNse assets ten A they Ottehree aloeschar sawnenn The SEC protean, and the stpbmen prOtt0911 do rot ;rata flans, dun?, n the mate' vela of yov Oregano's (sseethed as a resun of natei roarrent. mute batnepta or 011.14P10 Mote i*rwtaona axe* le teen Muni Vat may obtan amore inormatim about SSC. hdudng the SIC Brochure by damson SPC at K2-37143300a by useng the SEC 'Abate ar emu Sad on? Dieideni Re Invesment Program Ueda) me con raleCed ea+ ander pnce You may Olean the actual ace ?ran your niunodi Adeeer en,/ Miele Mat aepsOhasedu der Cl P. partial ties veil he son and the otwil beat:ohs/4 in ote aCeeure TOO/44rd renwslatere prKe wpolied by the issuer may defer from the maul pis at whit the pstbe tam et• sold CasteOlio Only Mole unto may be held in 'Our avant r you are entitled to 'panel at as a cameo* a &Mind parent or otherwise, tie Firm wit ether tel patahnasa mate price a awls an Kam Odemoid by a registered &no agency. andcredo our account Immanent etteahres the nwitrilent armies and na profile are speck to eati aCOTant aid nalpry [einem flea. Oise die Inn prompter in wrong of any totem, Menge in your franca 'Natio a nmtirnin ((voter; For tad' accoure held. you loose one of ton fo loving rirestmerd olnectos • Amigo Current axorne Ineenments swain; ew genital im of ncome only • Atha* CAMOMPPIP.Mon twellirentsietkino Torah Ol penCpal fah. than In? grelatOn of name • produce dembeidosn *Oxon. and Coattotteoloon Madam loony both no perWaion of MOM /10 gown d prnaPal atoll ask profiles • denterrove Seeks to mainein lona priePpal. vat tow rite mcl v0(3 to the scant merit eon rf ma means the ascount does not genemeserfont (Katt* Of Mans ald that nce keep axe moth inl Waal • A4344MJ. TVllhg 10 MEW some rd. to acute' ad okra prowls My ed seek higher • Ainreehe Wang to aste hgh rope tO Vogul ad hgh volattoo seelhigh rams orte taw Statement shousthokling" We mayconsolidate al taxed eCCOLISt St3teClEIMS Mgt the • firms n the sane midge ACooires may be relied for this arose bows they hare owner; tAo *A moisten tont mount relaionstips rah Kw clots at the same address The pence a know al noteseholdng • it you ate to receive WOO'S flittnnt, nukd n atria CONFIDENTIAL ereadopes —you ray dear* heusehoUrg bycaing your Formal Advisor Friona/ ea,CJM An The Rion* an:Cont none reflects nfterrinicn that su entered on the Oros online oreces imbue It ea customizable *madame mown by you a azW you will Win reaccetwing n nu no legal effect on ear asourn You on mange our balder SCOcelt nays. group OnIne Services a bye:noon; ove &taxa Acalsor Aoseinteveyiew • Vebedy•Our Yttounapaeacoa Na of assets and litdnn • Awns Include aalta cat Mara. plueslof 'tared 'minty kat aid Abbe, Pm* Depents unreived marks to market add anal motsnot held by the km Does not meet SelattedalYett at diem' of the prior and meet Ostrom prods a DeWitt inSIMentS. UnitSbad it(4, iN6 and tercet e stook colons • Craerldes basks dot balalai. outstariOnamagn bah. creel me shut account banes • Cx/y/Monty badmen Toes of ailneested ova/abed/1h bSances oks 165 Bat USA deposit balsas UBS AG Started Braids depose balances aid tnonornakie mural firm sweep bef axes. a the dose of the staters,' period Noryorrincd lay few cede Daimon h your aotount ate not segregsed from Wed balm?, rod te Enna./ use ay of these 'Ards n the ordtry 'nurse of es totems lime funds are payabso upon yoa demand The total 6 incbdtd in he curet perbd dos eg value Lending information Fa detaad elennaon on Iv e F red > Venda; p• SOSS and claclortirn MX to youClml PAM neap Agreenall Or AGO>trit Agetentill ad the General Tien and COlditern US$ Stafeleit of Clyde Recta, salable n Acne:weds ad Deana ayywiiM e nen Anc..o.,6v ftwory Your awls Ya Statentent WOWS SennteS and Other assets had n the meow/66e end of the saintenint period You Wei ale for ikirey of haypaid unfits' z Pry Mt You may receire secutim used A ban collates dra paying at balance the on teen Any season trandened oe them dans the spurner: paned an lined a hurled vela a a the ene of the statement pried • Coatis h dettanhod tem% basis of the seartes naiad it the statement. Watrte meted with the nuttier UBS Firurcial Stevceshas relit on innovation Malted from sources other than 18$ Firstcul Senices. naidng &canton Iran rota fit oi to you may An proidtd b your hnaKni A4vaa TheFinn clots not natotridentir way Or gunny* to annoy a vaiday of my itsrmscn provided by sauces °tartan ltsf natal SereaS addeen *tough UK Ostia, Scram generaly updates this 'renown as t 0 receiad the P.m does rot oral& any auction that to of ccmaloo vide -Cost bate and 'Orwell:el gantait" it sarao a of the doe of thus a a401011 AS suet, please do not aka, the informal:in to make cordless' a sae deism fats purposes or Olierviea ACCiaalb tralilated to 'her en mayreflect giribu Merme,' orly for to pared of One they at held a the Fan Morehiuorssal Hamann CI be added by par Penman Adrea • Unnoticed gelnerbeses Wier cl ala c VAS* normal nod r: ;YS the Cwt oriel toe SDNY_GM00022884 EFTA 00133504 EFTA01275471 Important information about your statement (continued) aferitbissaitykre The taaaron data a Naar lob mayor may not reflect aninissaans. Chagos ace seemly argent:ma awes DI/and and other remarna lots and saga* pad rice fats re 'sad% Gambia to dtaay one aread lhe • 'bade dae' cobra peewits the regal Waal en ter edam • Callable Narita lands and Hear stock Mal the &ire calt for alyrrlerphonerd bewailed tartar by lot tom amass a .Hanes of that 69.* harkl si out neaten teenier nano for or eats Cat lean idcrrntm is rata tom thed pea and as rota, rs rot grevamed One call ferns nay egg wash could affect yea ornate manna end be provided open reg-red • CartifrateS of deposit(COs) COs ale RMC mead opt 1293.000 re principal aid Saud ',,eel pre depositor and per ckpapie-y ratan. n accara with iDe: nits • pnoweakie aces dopiest Ice YPOrniles an10thfr products wtay be niter cr bar tar the ma that you te0u id actually recewe in the make; PrCeS are Waned from varKuS Tied easy sources each we awe to be relaba but we do not gauge eel' a:cracy - Wo rarely ne the dosng dna when aralebk• cr the Meal or the bid aid ask aces a Iva secures awl *pan Or ay tad pros for OTC eons - fez aline* yard warms my be priced rang a wawa near a lamest rani at we °read a-Merano' Mkt an aches mate pine or mar - Cman postai may apex sera a pre aid wall show 'price was rat mailable' if we are table to obtan a pew for a Harty - Deposes Or stories dawns& n orricroes otter ihn u S alters are related a the traturgor4e as of the Parra! date - For oral sentries Imam on011-CCeralthrig deromnatas. Hoe and quality dacetar/mar bale been We-Medea WM:Meprow %warm To obtain Guilin: qa)1.244n. Men arallaele.COrcaa you Franca AMsor • Pasta benstreems and serterund products. Swag ensnare was ancbang direct priacioation pagan art real estate nommen" fist salted/ and Valved pertudS Seared., hgloy dad (elan sacra prrakicts ran not been rettiored owe) the Sthan*S and en:aaVr Ccenmss,an a uncle( any state lectures lads We made estmaed eaten a Hate mermen sows ad sacred products for rrforamenalpumosncely AcathICY s rot 9uthanieed - Memvases mayeffer sthstanally tan pica day ath average nyestrnere satiety cc structured gala maybe taiga a sold and do not nasally want the vale you may ranee upri lculdaton - Th rd pay inmates of tar are as of a ran tame aid re implard lo UBS Senors on a regu It bar by an ndepenclent eruption fern l“nte, Sentra Parma Ce SaCelSOr milliard vire. d my. all stapled to the rem by ?resew. general game co armor and may be Cab-NW based on efferent Woman from Mat uxd by tad purees to cleat thee estkrutcd valor - You cal obtain adrenal stomata regaling the methodology used to determine the earns, of vat and eh. dace of the tann.von to is the bate a the enema by your Anneal Adria - 'Mk.) parry aerated vacs may be reflected as 'Nat priced' n sewed swans whin an irepenant taxa fen has Mt weed of 6 wale b assign a value vein we beam aware Pal arnierill were hat *coned tha Illy olla canyenly reposed iota too dUeSIOn. a whirl awes mad be highly meortatue duo to the tutu. of the :early - Pawn caber an Aspp general paw a sponsor estimated wanes a in (Mealy enema raw is pared. the war of the warty al Declarer teen As paha pea - 'Orrations to car may abbewan of cal. frome a both • Oftgeol urn she' remants the Metal ellen.; price ewer red may not reflect your pod bar . iteadaed rarities Restricted tames generaly tee not anteitty tent* for pabk Sale IRS inaxial Stawces Was the mane price of the osinntriled stock of the sane our a an rrouridvabefor falhe randed stirs be rumors of Ms sane rs one To the cam that reacted se rely at elatile for sale. Me talesneered nay be satsuma, lots Than the inure] wive *o • In. ORinIted) anwayields and rata. An tstiMate of sad nave is based on astern dread end ntwere ern. atnirg the trowities will be held for one year from siaement date or ea away The tainate a onb a grant aCCuraCy rid OXItelued Mame re not garrameed - E9nutedanua mane and amen yield /Of tartan tpsol mann oar tidude drain of mix:O or caul gansnach Ca the eSt rare (ad Went yield/ would be matted - Maya renal naome aid nrrent 5441 aid the .'duct Score and yield night be lower et hgher the the named amens - An ev elite of awaleed inane 0 'rider ander meat dead by the cora makes valsdatema balers rs lased on the lag demand or mica papa em made byte Aar and a ames a secernef Moors wit be holder one year am the stainer &Nor ate meaty AnatacY ad continued lad as not guaranteed • Amer not held by WS Financial Seam Corun asset, all not NObyteWm ad not withn the fines postern or envoi rhea assets re asplayed m your award for Monnananal mane only Posbas ad was prattled re proyard by the issuer; fa 1185 f nett Saws A not remonsble for this nfornmbn and doesnet grade* as adia, mese arts tenet Hoard by SSC re the Ferns sopplearda Sat coverage • Revenue &ming and addkionalcompeasadon - h additnu to darilninoni on sake aid I2b.1 lees rased in conneaco with the datreuton of nava finds toots dents we arra ow *AM repay (Wetbe Nang pa/luau from darbutors ad or Jason of the mutual funds that we toll lase anent; are bared m hem damn atroonents fJ the amount 01 mislay WS of a partcuLt mutual had laity to me sterns. ar(d rue reset sae of a panailr mutual fad fagl sans ad a a lin - Nee alder allbre also acre rawang aid onaisprocesung lees n consideration for trailer agent makes that we Kende to !hem:coal funds These fees generale re pad Ma imenor awn in the mutual luid and at atria delft mane bawl on the numb.' el accals at the roble-dear hotting mutual lads of lea had laniV - In akil ion to 0)nranSeXIS referred m corneakon weh a tabor darbutran of arnury art= ad ina nard.ma tnni unit tom, dents. we a/Hour alas* Nene rata Mang CerranSaben from marof me rearm compeer. adman) the a-ruity wars Oran of the heraneecornenen ixsponsors ea the unt mama trusts he dartute - Ott al dates also reveretrading commiswin and oat conmenution from mental hobs aid arra Corinna whose preens we distbute - aerate...al arra fee torn 66$13ar uSe. ad UPS AG %sited &mill of up to 12$ pH =our sweeping to the baxs war the MS Bra Sweep Prograns Baldry Homan nagardng cora-sans sr other Wooed connection wish the Haagen of vales rearag cpbon treactons has been neared co ccednaons pact* teethed ie you. aid al be pa:a to you romp* on awed Slat lug If you aengaged in tort stelhg a warily. you may Mar a Magna to anal beware coos foetal palcula stony Open cam Regaling Open or "goodtibcancelled • orders that ape not eraited by the Staerneen date. Opel buy and Sell Step ceders re taxed by to amount of Wedendscr ran on • adieachor angles die unless retard mania by you You tee responsble for orders fall are executed die to your fare is cansal swag open Has Tar witholditg on fenraitions fan UK Planar Senior IRAs Federal tar law Mowed IRS Nada Servers to withhold Scone to from yar tackle dos avianA tut you my rata nor lob*w kernels( weltholi or. instead. you May erect to ham lee weald a era or naiad maw as you choose Yes Heston ea learn n ef lect unta rented by you You may revoke your election a why I Me by main anew earn if you do not haw catch ncometa. attar lean yOUrniOrIS. you maybe revocable to a pane of atnadta. You manor prams hl rue moults Mena and your Heated lw panties se not equal to yOur tar rkliptar Peary To at an eater owners Orr Priery Maim pia* anted F natral Nato: Halton meant al yaw vas comemoneolev 1.6Seinawialavezes 6 not a bals The MAA. Buenas SencesAaant BSA and ANA re beCaef age leant, MO bade ants to bat rte services ad preduCtS though anamewnts wed ablated balks an other and party bars ad pares acme !Cr tuna aid amity anaCtle isertd by orate dated the/many teranCe corrpaa through mince agency subsea a of utS andel Sean hp t rrepant. ovate. and aauly products Nat FOC hared • No bank ;wawa May lose value PaAA Berretta. artmaynuni bCCOUlt. %Sire% SeN4f5 aceum BSA. Ilea and nteMabralal RECOute Aallaretat CONFIDENTIAL Account at regillercd serves mats of UPS Faecal Semites ter Sava is a misted sake rat of visa karnmical LEG Mesa Smear* Had cads ad 165 Visa debn cards as mad byllES gal USA wen amtwon from V ea u S A ihreparatcd UPS Financial Strata Inc Rev 201407 SDNY_GM00022885 EFTA 00133505 EFTA01275472 (SUBS nmcul r.nrices hC eve Yo . NY 10171.0002 Account name: GHIStANE MAXWELL Friendly account name: CashrSavings Account number. Your Nnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the RMA Resourceline at account Resource Management Account October 2014 C ai l iin r )< LL NEW YORK NY 10065.7007 Value of your account on September 30 (S) on October 31 (1) Your assets 6,076,451 41 6,053,978.92 1.4sit our website: Your liabilities aoo aoo www.Lbs corn/ Imancia:services Value of your account K076,451.41 $6,053,978.92 Tracking the value of your account s Th< Lc..ind$ Sources of your account growth during 2014 Value of your account at year end 2013 10.00 Net deposits and s 6,054.0 withdrama 96,053229.53 • • Your avast:men t return Dhidendarxl interest income 1749.39 Change in martin value $O00 Value of your account NP 2014 Oct 2014 on Oct 31.2014 36,053,970.92 SDNY GM 00022886 "Umber SIPC OO7000;00574e0s1 =1014 Page 73 of 98 CONFIDENTIAL EFTA_00 133506 EFTA01275473 SUBS Resource Management Account October 2014 Your account balance sheet Summary of your assets Value on October 31 ($) Percentage of you account A Cash and money balances 0.00 0.00% B Cash alternatives 6,053,978.92 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $6,053,978.92 $6,053,978.92 100.00% Account name: G HIS!. INE MA•ANEL Friendly account name:CashiSavin s Account number: Your current asset allocation B Eye on the markets Index Percentage change October 2014 Year to date S&P 500 2.44% 10.99% Russell 3000 2.75% 9.90% MSC I - Europe, Australia & Far East -1.45% -2.42% Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12% Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% CNP7C0C6005748052 =1014 CONFIDENTIAL MitY_GM_0002t4144 74 of 98 EFTA_00133507 EFTA01275474 *UBS Resource Management Account Change in the value of your account October 2014 (31 Year to date (S) Opening account value $6,076,451.41 $0.00 Deposits, including investments transferred in 0.00 7,176,589.42 Withdrawals and fees, including investments transferred out -22,600.00 -1,123,359.89 Dividend and interest income '17.51 749.39 Closing account value $6,053,978.92 $6,053,978.92 Account name: GHISLAINE MAXWELL friendly account narne:CashiSavin s Account number. Dividend and interest income earned rot outposts of tNs statement caabaty of interest and dedend income has been determined truer a US Szn, leoseirg sersPeciht. Barad upon I be residence of the account holder, account type. or prod.(' type, corm interest arab( dyidend payments mat not be subject to united Stan (US) antic( Puerto Rico (PR) Income tares The tient month,/ statement is not intended to be used and cannot be relied upon for lac purposes. Chents should refer to the arcfraiie lac reporting fora they receive from UBS annualy, such as the Foam 1099 and the Forms 493, for tat reporting information et is the practice of UBS to file the EiCrifatte tar reporting 10011S ssAth the US interld fleVenue Serer< and PR TleaSury 0e030Mtrit. find in Su( h learn aCCuratety classify I:WC:geniiWO0 Interest as Ian exerrot or terabit extent Please consult your inledual tax prepare: October 2014 (5) Year to date (1) Taxable dividends 127.51 747.69 Taxable interest 0.00 1.70 Total current year $127.51 $749.39 Total dividend & interest $127.51 $749.39 Cash activity summary Your N nandal Advisor: SCOTT STACK MAMLYIS CASNEL See Account a< gray the month fog dela Is Mantes in your Sweep 00110M are includedin the opeong and closing balances Aut. FDIC Insurance *pies oNy to deposits a u85 Bank USA, not to depouts at Le35 AG, Stamford Branch Of bank deposits placed through the ORS Internalioncl Deposc Account program. SrPC protection applies to money market sweep find holdings but rot bark deposits Soelmportant inSormation about your statement on the lat MO pars cf this document for detals October 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 0.00 7,176,589.42 Dividend and interest income 127.51 749.39 Proceeds from investment transactions 22,600 00 1,133,040 06 Total additions $22,727.51 $8,310,378.87 Subtractions Other funds debited -22,60000 -1,123,359.89 Funds withdrawn for investments bought -12751 -7,187,01898 Total subtractions -$22,727.51 -$8,310,378.87 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Pnmary - Moderate investment ehigibihty consideration - None selected SDNY GM 00022888 CPIP7C00R305742053 1014 CONFIDENTIAL pegs 75 a 96 EFTA_00133508 EFTA01275475 UBS Resource Management Account October 2014 Your account instructions • Your account cost basks default closing method is FIFO, First In, First Out Account name: Friendly account name: Account number. Your II sandal Advisor: SCOTT STACK NIANLYLE CASIVEL O1P7C0C9305748054 1014 CONFIDENTIAL alY_GM_0002Par 76 of 98 EFTA_00133509 EFTA01275476 *UBS Resource Management Account October 20141 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Lash Savin S Account number. Some pnces, income and tureen wive shown May be approxinlate. AS a rent gdlns andlOSSe5 may rot be accurately reflected. Set minor:am inlonnaaon about your statement a the end of ths dxurnem for more informs:tors Cash alternatives Money market funds Money market (unto eie neither insured rot (guaranteed Of the Federal WOW Insurance COrpOtalion Of any Olher pit share. it is posit* to lose money by investing in these funds. Total reinvested is the told cr d reinvested dx4ends II does net include any cash chldench. ri Is not atm lot for the purposes of detaining hoed rg periods or cost basis. The shares you receive etth hire you reinvest didends become a sePorale fax la Cost bests is the told purchase cost of the Security, Inducing tonvested d udends The cost basis may need to be alusted for return a recital payments in order to detemine the ad tined c on bases for tat reporting purposes. PurChaSS pacer Number Average Once Client Hddng of awes pe 'hate CS) Investment (S) UBS SELECT PRIME INSTITUTIONAL FUND EN, 31,211 Current yield: 0.02% Your total assets 6,053,978.920 1.000 6,053,978.92 Wiese on Oct 31 (P Your Nnandal Advisor: SCOTT STACK MAHLYLE CASRIEL fitment agency. Although money Markel funds Seek 10 PeSenre lee value d your imestment at 51.03 per thareeized dodgem or toss Is Ise dfference between lee current value and the cost basis and would generally be your 'mode gan or loss ut the security was sod an this date. The unrealized Oa) On or loss tray need to be acEtnted for ret sun of cared parents in order to determine the reared gain or loss for tax reposing purposes. Investment return n the current value minus the amount you invested does nee include shares Inn arc not reflected on pour statement, Maud ng shares that have been *aired as either a gan a alas. a also chn not indude cash ckidencts that were nee reinvested Cat Price per share tears (S) on Ocl 31 (S) value on Unteenzed mwstrnent Haring Oct 31 (1) gan or loss CO return (1) PHICD 6,053,978.92 1.000 6,053,978.92 nexentar d Cost your account Cass ($) ESIMated Unrealized annual inure (St gain Or loss (S) Cash alternatives Money market funds 6,053,978.92 100.00% 6.053.978.92 1,211.00 Total $6,053,978.92 Account activity this month Date Adisity Deuce:Mon 100.00% $6,053,978.92 $1,211.00 Amount (5) Dividend and interest income Taxable dividends Oct 31 Ovdend UBS SELECT PRIME INSTITUTIONAL FUND 127.51 Total taxable dividends Total dividend and interest income $127.51 $127.51 SDNY GM 00022890 01P71:0070057453055 11)14 Page 77 of 98 CONFIDENTIAL EFFA_00133510 EFTA01275477 UBS Resource Management Account October 2014 Account activity this month (COntnued Oat Other funds debited *chute Descepton Account name: GHISLANE MAXWELL Friendly account name:CasNSavin s Account nuntber. Your linandal Advisor: SCOTT STACK MPAY LYLE CASRIEL Amami (I) Oct 10 Transfer JOURNAL TO GHSLAINE MAXWELL -20.000.03 Oct 16 Transfer TO -1,300.00 Oct 16 Transfer TO -1300.03 Investment transactions For more informal°, tart the your statement a tne end of ttes Date ActiWty Total other funds debited once' value shown for restricted securities. see important rntormation about document. Dieu:Sam Oartity vane (S) Price (i) Proceeds Cron investment transactions (5) 422.600.00 Funds withdrawn fa Accrued tmesirrents bough (S) imerest (S) Oct 13 Sold UBS SELECT PRIME INSTITUTIONAL FUND AS OF IC/ 1014 -20,003.000 20,000.00 Oct 16 Sold UBS SELECT PRIME INSTITUTONAL FUND -2,600.030 2,600.00 Oct 31 Reinvestment LeS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT I 00 NAV ON I0/31/14 127.510 .127.51 Total $22,600.00 -$127.51 Date Activity Descripticn Amount CS) Money balance activities Sep 30 Balance forward BODO Oct la Deposit UBS BANK USA DEPOSIT ACCOUNT 20,000.00 Oct 15 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10, 141 14 40,000.00 Oct 31 Closing UBS Mink USA Deposit Account $0.00 Tne UBS Bank USA Deport Accoure is your primary sweep colon CNP700C0305748056 1014 End of statement for account number CONFIDENTIAL MIllicem_000atr 78 of 98 EFTA_00B35 I EFTA01275478 Important information about your statement UBS Fiancialkevias Inc MOW a U3S Fewer* Sakes/ is a member of al par:palsecurity. wean adly aid vans edueoes UBSP halal Wow and UK Bat UM. re Maw subfahrin of uBS AG and altiliares of LOS Seeskin u.0 Thee rots &wit sweat if avatale upCel recueS1 the fem's exectatte offices at at sommic en. r thestawnem represent. only ofIcbt record of SWIMS Fillanaa %NIG*, acoxint Other records. maw °float tar attorneys. conunng soaked data should not be ;Wed upon dyou Wove ewe is an mar a OnGtal, pleat ntpOr n ormodirely h want to Meerach Matwir of the once seeing your aroum Athough al hires team are intended to be ;Cara. gamut ata Toad rot be used for tar puposes try sole6 on yeaend tar tam . Form 1099. We. 10415. CC) then pepsin your to raw lay/ im isrequited by lam to won to the RS al tom le demands. Avondale non Mob* evelends ad lambda netted eared on "noun." held n your acCoure, nn proceeds on sale tranUctitni, and cost barrenwan amend remain Ommumicellons whhthe Hem • piece rearaill any Ord CannalCatons *rani to furrier prow your riles warding wangles war the *awns Wow Protectors Act (WA) • fl tie fruneal instruaion on the top kftoeihe km of the lament is not ICS Finnan Stryces UBS instal Stokes canes your accoutre as Wacky broker by magenta We the pleated ratuton We Intoned you of thts retnianhp Men you owned tilt =cunt in the caw your fords area roma was re looted X 185 Fiona' Wow aid not the rtroducrig atter. ad you must waverer:4 of my ma or amssisn to Beth ant All aCCOutIC StaWrencS Shall be &CIO Cilerpine and acne are d nx Obleled TO n Van? Wm 60 dads. • Please direct outlaw' complants a egoism to to herr: CF rant at 201-3521699 or meta at 00AM to6 CO Pkil ET Monday lineup n ly. a in rang I Senn:HIM. Cline Radium, Deputrrent Unon City NI 07(87 • ti case of ears Co gallons about an elticoone funds undo 07T1 Di ever dash card trassachookr I o le3Senrctil anew hc. Wee-Nukes. NI O7486. Ann IMIA1 SA StrCe: GU avower sow as pa cart d Kellett yam stawnem or wept 6 %Verger It SP need mate Mammon Lout aurae on the smerront or reapt The rim a Card Mew (as arp lOble) mug hear tan you nO L3te. Val 60 CPIS alter the r m amt you the frst summon on %heat the sae or protean apeatif - ems rune and nocommt number (e and - Detente the ea a the aintent:et re awe alas adman, as awry a you do why yeti behove 4 is al era a ray you need more neon: im - Fronde the dater amount of the stnpeaed era Wm Finn or Cad Muer ail ate:tittle/MY Canplant ad will correct wry toter promptly Plea* make al teed" payse to the kinor the fermi nueueon ndrated on to tors of this statement h addt pit to (LIS a:coun fees. wounD mar be mbeed to mmutertnee ens charges for ire payer for sauna: turchaws and elvers Its uwad nut n CLN XCant$ Amnon% ma ace tradern?d 10 Othio elStAnCnSinay be :Maw to a Danner lee. UBS Sweep Optim U85 otters °pans for swordGM bermes, baxes to bank depots at ula eat USA NAM AG Sentra Daum (Bark and monomania' muoui finds (Monty hods) and the liktn‘ltienal Deport Accent 00Alfor customers Mtn n manxional Swum Mauganent Aconite %mgt. iht Bat Sweep StOgratiS, can banOeS are Swept to LOS Bat USA up to Mt estalstMed kw arid net to UPS AG Starriced Brandy a a Matey hard Deposes at ten Sat USA are SDK meta n accordance with FIX rules for eta Hammon p Iwo nut mow Uto gov Deposits at URS AG Raided Bunt and *Latch/Am, Fads wow mused by the FCC. Through the OA Addable to an basics are swept to dpone ablOurrtS a 18$ AG NewYork Bach and US$ e4 Carman Wands Theseckposns zee ria routed by the SDK Barren herd If the 18$ AG C Orin Beath telpOlinly Opined 10 the somogn rid of the C away lands and tore n m quaradee or other oblate:nal-66AG to way thebatmen Wee on the 185 Capnal'S Brad.'" boas Deposits a LIES Bra Vie and each URS AG Braech ore red prctcwd by SIC MoneyFund shies are acceded by SPC See %IBS f mated Severs Account Protection' NON Upon you rPal.2 Bata :C.1 to Bat Swop Program or OA mar be welt ann. ad Owes of a Pvtney Fund maybe liquidated, and the ;mad, returned to putt you, taerritet lackni Further mfamten tout aralttle weep optore. Waing anent mimed rates and yields. 6 Nibble *wee fiat Iron your 'flatcar advisor a by caned USSR aretistSenrkss wenn swetection The Finn it.) minter of the Same" !Mesta PrOteaion Cothorauca (WO. welch pro tots swanks wows of is meatus op lo 1500000 (nada; 1250.000 for dams for ca) The MC we airecten tow *Ph le all wan *WW1/held n a paned, cooly The fret together win cenan Adam ha also put aced Apprimontai protwon The nuanuen =Gun' payable to all NOW amt. cactvel,uderthis prowion 4 550) melon as of December It 2013 Wow to the poky arditiare and known carat at the Fon CUTS' prObeCted fa' up to SI9melkn n the anew:eta al pot warns held n a palled, capaay A full oopyol the poky **dog 6 Natal. upon raart, The SIC prOlKlat aid tie supplemental prowen both do not Salto • Cenardnaxial tows controlled bland Waded nye°, now value but held awayfroml8SFinaioi Savion (my anal (leash aIBS Bat (i)ca;h at LOS AG Stanford amide Id) nitrate acetels. Widely 'Adobe wee Irk ad Mitres of mutual latch ante soh shares ate to owed dray is the nine a the a0annt hallo on the boob ad records of the ;pliable Moor a male agent/ • Caton roamer, corarl or norm% Memos (o g . 'ruled pal/wet/vs aid prtrae placements) that are na enlaced vide the WNW Act of 1933. and • Commarain cancan to 9. forcon *when)* mil peaked metal contact WAIN foxescomma and Rs" mat WW1 coronas The SF< paeans rid the napplerramta Freston do not aapay to these assets ten if they Oternree Totem mar swam% The SEC promoters and the AppOnett proteann do not premed own Menges n the nude tate or yov immanent, eneedser as a enure of mane roarrent. cowl badman of itilsam'sP) Mole iibmaona edit Roan Meat Vat may obtan roue informal:an stout WC. hcludng sheet( Brahma by conwrg SPC at 202-37143300 by veritmg tie SP( 'Abate ammeter= 010 Deideni Re evadument Program Ueda) Me pat aneCel et, deter pat you may °bean the actual age tract your fentrval Adios Only whole stems" Me plead under PIP. partial lines coil he soli and the cash rul be agonised in sots aCOard lliedvard renwslmtere Coe aappled by the issuer may dee trot, the mater via at ends thepartial bat re sold Caleb/ ine Only lei° le unto may be held in yOur arrant r you are weed to a/whew m areal! of a &Mind parent or otherwise, tie Arm we ether tel partial:Ms x mate price a aCCEpt an fl int detemred by a registered Wang agency. and aide yam account laindlmentableaeres the MCI:Vent armies and rig prole are specie to eate worm aid may vary between flea. Oise the Inn tromp Ir in winng of any nateant Mange in your frianoX 'initiator nmtirner await; For ead+ accourt held. you choose one of thre fo loving nostment obActees • Amigo Current axorne Inernenents wain; me renal kin of :some only • Aare* earecablispacamon hAspants Seeking Torah of (=opal rah. than It* ginelatOri of name • crociece COrobrunan of MOM MIChthribrithemaran Inarstrrnelt loot hp both me gerWaion of icon ad gowns cd brava' award* profiles • emendate Seeks to mantas Wier pinata( wits low vOli lily to the nowt writ eon d ma means the exam does not gonwelefirfallt (KOMI Of Means ad mancekeep pea nen inIllalo • Atioderaa lAlling to accept somervt tOiondlaal and tokrre sarwvdantyb soak higher rectal • Ainrapte Wring to area hgh mgt tO ;town ad hgh Walk) ea seethe"' rows odo taw Statement 'hue soludang" We may consoldate al retited scout Stational% with the sane address n the Sae nnelOpe Accost" may be rented for this anew beam they hoe owners lino Sea maintain pont Mount filalOnPIOS wet Pter dents at the same address The pence a know al 'housetrolOng • it you aele to rewire indented statement, mad in mono CONFIDENTIAL encolopm —you may *Cane households) boding your entail Adm.°, Friona/ KOWA lin The Plenty acaturn name ceflats edarrixim that yeti entered as the fonts Wine stews webs.. It ea cumuli:gab inderunw mown by you Ye azC you wth yea otacclittperg n lem no Mad ONO on sour wcourn Yea on Wave your Freda,/ XCOalt manes. through Woe Services a bye:own; sox Snared Arabia Maw overview • Vat of Mr 2CCOunipalito, PM of assn and readapt • Axon lateen audio* cell balsat vaunter rest, iced %cattySC rid DPW, Tme Repeat treedized marks to market ad oxtail races not held by the Fern Does not nCbdeunpnced SaaltelaiSetS at tie erd or de pro and aorta tearoom weds a awe neeanen% invested ital, plum aid a con islbR sled. colons • Ciaokkes MIAs debt balances. outstandnammgn bas. credit Ire stsat aceoum bates • Cashilhomy again Toes of articled ava&Ekcwii bSances ekt 1135 Batt USA adorn baron UBS AG Stamford Branch depose balances aid tnoneinwkie mutual loci sweep Wines. a the dose of the staltenten period Non.corrincd Ey tee aedn balsas h your noun' are net sfirepred from Nee barmen and tee Fanny% useayof these !Ards n the ordiwy owe of as banns lime funds a nava* upon yoa demand The total 6 InclAtd in he arrant owed dos kg value Lending information rot detakd rileenvon on MO on' Seteleg paean and clacloitirth, tea to vowClNn Peal neap antral or Awn armentem rod the General Tien and Ca-Wenn USS Star/lent of Ctide Raters eatable n ayeements ad Deana Mr iiM e nen Anc.o.,6v ftwory Your ants Yea Statallent andel SennteS and Other sum held n the accota at the end of the names( period You Wei at for &rimy of luny paid waren at ay tine You may recta. seamier used A bit collated Imic pawn at balance the on rem Any winter tendered u them dans the summers period an hod nutlet eat* at of the eel of the 'Moment pad • Cost basis n detemhng mewl basis of the searees enduded n the statement. Water. ndi:Ited %White natter -I.' UBS Pnmai Sewer tin reed on edema ion obtained from sources other than t8$ Fine-Icor Se yet. neudng nfamapn Iteen was Int oi mat you may hat preotal to your hnnful Mew The Finn clots not akennelenity vertyOr guy-net* *waxy a vaiday of cry Mangan provided by sews °Mato U4S handl Sar4eS addtion *hough U8S Fiendalarreagenordly updates the dornewn as t 0 ranted the inn does rot oral& any ameaues ma the ntcomatun war Cost bate and 'Urrenited gailtait" it acosme c of the dee of thus draelfell AS such please do not rely on this irdormXian to makepurchase a Me Oozes. Iota purposes or 011eat Paw& Militated to thee en mar reflect glass Manion oily for the period of titre they re held x the Can Morehinoreal Henna'', Cal be added by you Fironai Ardor • Unnamed gelnelbsees Mhos data b amiable ipelret, latliciSti a2 Cadialel Ice SDNY_GM_00022892 EFTA_00133512 EFTA01275479 Important information about your statement (Ode;Valued) infrricialsearity ms the laration data fix i-dircbal Ion mayor may non eel !Kt CeninilSraltS, dirges ador seamy reason:aim egeds DiriSend aryl other renovation lots and systemic purctuse lots Ire eath combned to thithar omit:gaged bum the • bade dice' °lam presents the Yip°, Vacates; traledare • Callable tearlein Bonds and profaned stork that the Mar calt to eery Adoration ha beselected rrpniallor by lot torn among a wearies of that ate Istkl n out rare a an to:mawname for our does CMlean nf cmui en is °tined nom 'bed pawl aid as aura" rS rot guthalYed Other Call Ieatses may eat inbKh could alga ywd canthete Mama kin we be podded open Raga • Cart kin:el et deposit(Cos) CDs ate RuC mad opt $293.000 sr plower rid rated awed the dtposeor and pre Opouto-y rontinicw. n accord-feta with SDK rubs • monk* 'intestinally° fa Warne, an1Otede product, mai be Kr( et IrmaThai the pee thou you /tad WWII/ retie.* in the maker PrCeS are othaned from varKan Turd pay sources aid; we beloved be relabb. but we do not gamine tee sec racy - We nay use the dosng peke when salable ce the MeV, or the bd ark ask Aces Ice Ivrea canes and opuses Or onto1 pros I or OTC stoats - let aavely tad warms maybe peced uing a voltam month a the most ram ;rice we °Oared MOM/ nOI Mkt an aatia maker prise or tabe - main positions may apex Mega a patio] pall show fl iice was not manna if we are °able to *bud a throe for a security - Deposes or senates deathly°, n onerroes other than u S *Abe% are ref Woe a the esmbgerat as of the Paean, date - For dertan searing nag derametatans. ace and quality dacevane/mar hare been admsted to frigate prow vausson To obtain Curren Waren; Men Walla. Weed yos Fnancul ritesor • Paean Inethanwme and structund produces. Orwate mentors sauna Cnaning di= pankpaion brogan ad real estate rmorment fist seam.* aid structured poduas se gnWaly hGhlt °Odd (elan strum°, prothas l a.. not been rettiored with the Wings and &Made Osenmssan a unto any state *antes Lim We provide esimred valises la debate =omen swarms ale stamina products for rrlorrna•onalpupooto only AcanCY b rot 9exanteed - the* vaues mayddler sthsranualt from plait It ay at ithrth nefrate rnestrneet securty a structured pother maybe brio a we aid do not neon:ally represent the vary° troy rectereupth lcutdaton - Thrd ',menses of rade are as of a anan Ore aid are impled to ItS !maga Seniors on a regu base by an natpencaent volution fern Sentra Prow SpCnSOr eciimaed vase. if any. are atoned to tenremby the ount general panne a swear and may be °Waled based en allarent bforthabon from that used by thtd pains to clothe thee en:toted vane - You cal anal Athena stoma= regaling the methodology used to devilry the enrage of vibe end the dace of the hfonnaon tha Is the boa for the mine by aedacthg your Frani Aniitor - MAO parry agnate(' vibes may be reflected as WY priced' n sewed saute° Ann an iclepenteni valuabcn IT has net suppled a IS untie ty assign a value when we boon* awn that a rnienll earn has amylthat trey otla prensusly tenoned mar no ClUeStral. a Mon Jobe mad be Vey stet:143We duo to the tutu. of the seamy - ;then neither an issuer gown' panto a sponsor estthated wane a 1, °say *sr awed tarsi is prowled. the wax of the ;tarty wit Deanna* from es pitches* pna - 'Crithaturions to dare' may itch* roan of cal. wane a both • Cothig ant sun' 'Prewar the natalellen; prce per wit rid may not reflect yew cost bask • lbesbleted securities Resincted sources geweraly are not avently (Outlet,' pdalc late IRS [alexia, Sences Wel Olt nude price of the telorthriled flock el the lane °wart muted vat* for the restated nod At purposes of This suderentonty To the anal that reacted wanks at eligthe lot sale. the Yak* strand may be saturant, less man the imputed yaw noon • In lenensted) banns anent yields and ran An taint* of nod name r1 based on =ere cinabtrk and ninon ran atnirg the oranges will be held for one yea from stamina date or =I earnest The estimate is ont a praline. accuracy and warned name are not thurareeed - Ed noted arnui mane and anal yilid 'Of cerlan Veto, warring =Undue? diet= of denciOr or Caatal gam sloandi Cat the ea memo laid current yeld)would be °yanked - Evenated anus name aid current yield aid the actut Moore and veld night be Imo a higher thri the thanked mares - An ethnute of awarded interne (avian! ander mare) dtated bythe current maker valsdatwath berate is Lased on the lag °Mend or merest pay re nude by the toyer and attunes tit seam indeporks MI be Mara one war from the stagnant tenor trod =arty AoteacY arid °Mimed IOW are nor guaranteed • Aetna held by UPS financial S maw Cavil rain are not MUbyteBy, ad not Winn the FOTO possessor, or envoi Thew assets re apta/td at your statement for irdonnabanal wpm." onee Posh°, ad cases preserod re peotked byte tasting firm IRS F nada Song k not retponsbb for this nforny and does net yuaramee es accuracy ntese assets tenet rotated by SVC re to cons supplemental Sat coverage • Revenue gearing and addkkanalcampensaelan. - h additiwi lo mentnissom on sobs aid 12bil lees nowed n connect:el with the destarnon of tranvia funds to our dents we ands our *Mae recede /tale t rev pa/luau Irom darbutors ardor Janson of the mutual funds that we sell These *floats at bead an ma ditherent conponints the amount of saksby uBS of a amour% mutual fund fanny to the dons. ad Id the rag vanes a panda' mutual fret frolic sharer twai a the Inn - We aid our off tate aad ware rawarkng aid owntusprocesung lees n =Megaton for trailer agent yones true we proud* to the newt, funds These fees srenerahr re pad tom inwmor meth itt the °dual lad end re a rind dollar nuns based on the number or accounts at the trobrodear hotting mutual lads of ma find laniV - In akIl ion to 0)mInS•XIS Reeved n comealon wen die Salo oe darbutron of a-nosyantra= ad sniz tnan units to our dem. we ado' our ander* rase Rona Prang arepenSign from maryof the romance dormant: indemnity the anorry centers attires of the hen ice canna-no or sponsors of the urn elvintlYbell Ma% 1ve 06Ittute - Ott glares also recent trading commisaas ark other compensation from mental folds am earthy Conthaies whose per dices we dinar bare - Wereceiveat ante fee Van t6S talk USA .n1 USS Ar Startiord Bradt 01 up to 125 Per acount seweang to the bats coke the OBS Bra Sweep Programs Ankle/ Mammal regardng cormiMcns ark ethic doves nosed n connection with the on ereonon of trades exbadng option Vasactans has been molded conlethrons prom* loaded to you sod wit be prodded to you pomp* on moon Short selling it you are engaged tn tort stelhp a warily. you may cos a charge Ore to cena brewing cogs ken° paten° *awry Open (Sea RePrden Open ee *goodedancened • orders that Mire not weaned by the strange date, open buy ad sell step ceders are refaced by the amount of dwdends a rights on an ebdiedndsor ongles date unless entrucied otheneire by you You are rthoonsble I or orders Oa are executed die to your lease to LIMO existing open ceders Tax veitheldip on crweirinetions town LOS Lineman %Nines IRAs Federal ratan reoures1.85 rnatcla Services to wathad arcane tth from your Iran AAdionbat but you may AM nor loner incotho lay withholl or instead you nay flea to hat lac vanne I a brae a re a I rad nom as you choose Yes elecon sea amain n effect ante roofed by you You may foveae your election a ay I Me by ma..19 anew oftaan if you do rot haw moult ncometa voltneld ItCal yOur fl ew you maybe revottsbre for the parrot of esittwed to You may nor penatt. d the mounts wlethell and)di estiruted law pa/mints se not KIWI CO vas tar °IOU° Privacy To atan a copy of ow arm, (tea Pretty loam lax* =tag ors F nada, Minor derision, webSne at IInW las cememanthotry LES Frontal Stokes 6 not a bat the WA. Fusnas SteVCeSeaount BSA and iRMA are braerage aatilltS Svdl provide access to bang servos ant prodins through anwrnyntt with andayal bats rod MAI( Thied party balks and preedes aerie to notary, ad rnutty prodacts rotted by unaffiliated tad diary innate combines Hough OLISICe1301Cy :ad/SYesof utS Fnandid Boykin Ix Inteltmelt. mane. and amuly products ram IOC hared • no bade staranyee May lose value Pont Resource Mamairrent oakum. Business Wv4f5 Morn BSA. WA and eiteMabellal R€Oute lAlirgeretfit CONFIDENTIAL Account at registered fence mats a UBS Rangier Semites iry Yea Squat, is a misted voice mot of visa imernrof al LEG Wm Saabs* cede cads aul 165 Wa dead cads are wind byU(356,st USA wen daymthion from Yea USA tharperaccer UK Financial Servers Inc Rev 201407 SDNY_GM_00022893 EFTA 00133513 EFTA01275480 4tUBS pie, en feces hc ew o NY 10t71.0002 Resource Management Account November 2014 HI AN MAX LL NEW YORK NY 10065.7007 Account name GHiStANE MAXWELL Friendly account name: CashiSavings Account number. Your Nnancial Advisor. SCOTT STACKMANLYLE CASFIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at account on October 31 (Si on November 28 (1) Your assets 6,053,978.92 6,170,693.66 Visltour websIte: www.ubstornIfinancialservices Your liabilities 0.00 0.00 Value of your account 56,053,978.92 85,170,693.66 Tracking the value of your account g ThcLr,anCS 6.011.40 6,170.7 • 0(1 2014 140,v ?Old Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals 16,169,824.54 Your :vestment return Diadend and interest income 1869.12 Change in markot value 1000 Value of your account on Nov 211, 2014 $6.170.693.66 10.00 SDNY GM 00022894 member SIPC CNI1034X005675307 1114 Page 71 of 96 CONFIDENTIAL EFTA_00133514 EFTA01275481 *UBS Resource Management Account November 2014 Your account balance sheet Summary of your assets Value on November 28 ($) Percentage of you XCOUlt A Cash and money balances aoo 0.00% B Cash alternatives 6,170,693.66 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $6,170,693.66 $6,170,693.66 100.00% Account name: GHISLAINE MAXWELL friendly account name:CadiSavm s Account number. Your current asset allocation Eye on the markets Index Percentage change November 2014 Year to date S&P 500 2.69% 13.98% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86% Your 15 ',andel Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP700C0305675308 =1114 CONFIDENTIAL Ellirr_cm_000221109 72 of 96 EFTA_00 I 33515 EFTA01275482 UBS Resource Management Account November 2014 Change in the value of your account November 201 ($1 Year to date (I) Opening account value $6,053,978.92 $0.00 Deposits, including investments transferred in 116,595.01 7,293,184.43 Withdrawals and fees, including investments transferred out 0.00 -1,123,359.89 Dividend and interest income 119.73 869.12 Closing account value $6,170,693.66 $6,170,693.66 Account name: GHISLAINE MAXWELL friendly account name:Cash/Saw s Account number. Dividend and interest income earned Pot outposts of ths statement, taratallty of interest and diteldend income vas been determined ficm a US to( relsoning [tractive. Bared upon the residence of the account holder. account type, or product type, tome rarest arida dvidend payments may not be subject to United Stan (US) ardor Puerto Rico (PR) Income tares. The tent money statement .s not intended to to used and cannot be kited upon foe tar purposes. Clients should refer to the der ocatie tat reporting rams they receive from IBS annudly, such as the foam 1099 and the Forms 480, foe tax reporting infoimation his the prance of UBS to file the aptkatte tar reporting forms YIth the US 'MOM Revenue service and PR Tieasury OtOeirrtrent and in such tomb accutatety (rosary chictenaardicr interest as Nu exempt or lamb* Imo** heat consult your incivdual tax prepares. Cash activity summary Your Pi vandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See Account attNity the month for deists Iliances in your Sweep Options are redo:barn the openng and closing haantes ea ut FDIC insurance fuel only to deposits a U85 Bank USA, rot to deposes at UBS AG, Staneord french or bank deposits paced inmost, the UBS intemaional Depose Account phigam. sac Protechon applies to money mortal sweep find hen:tiros but rot bank deposits Cie intaortant Wormation about your 'Werner* on the tat Mc, pacts cf this document for detals November 2014 (5) Year to date (5) Opening balances $0.00 $0.00 Add/bons Deposits and other funds credited 116,595.01 7,293,184.43 Dividend and interest income 119.73 869.12 Proceeds from investment transactions 0 CO 1,133,040 06 Total additions $116,714.74 $8427,093.61 Subtractions Other funds debited 000 -1,123,359.89 Funds withdrawn for investments bought -116,714.74 -7,303,733.72 Total subtractions -$116,714.74 -$8,427,093.61 Closing balances $0.00 $0.00 November 2014 (5) Year to dale (5) Taxable dividends 119.73 867.42 Your investment objectives: Taxable interest 0.00 1 70 You have identified the following investment obsectives for thisaccount If you have questions Total current year $119.73 $869.12 about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fur description of the alternative Total dividend & interest 4119.73 $869.12 investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligrbility consideration - None selected SDNY GM 00022896 CnIP7COOF005675308 CONFIDENTIAL Page 73 of 96 EFTA_00133516 EFTA01275483 SUBS Resource Management Account November 2014 Your account instructions • Your account cost bays default closing method is FIFO, First In, First Out Account name: (31-IIS A INE Nitikv1A Et I. Friendly account name:Cach Saw Account number. Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL 007C008005675310 1114 CONFIDENTIAL iconc000Atot 74 of 96 EFTA_00133517 EFTA01275484 *UBS Resource Management Account November 2014 Your assets Account name: GHI5LAINE MA (WELL Friendly account name: Cases Savings Account number. Some ones, income and current vdues Shown may be 44/0104Male. AS a Int*. OM aid losses ma/ nos be accuralely reflected. see sesportent into/mown etiour your statement a the end of this ctcurnem fOr more infornalon. Cash alternatives Money market funds mosey marker funds are rent/ insured roe guaranteed try the Federal Deposit insuratce COKXuallon or any other Die snare. ins possible to lose money by imesting in these funds. rout reinvested 4 the told d s reinvested duclends II does not include any cash Omands. s is rot ales lot for the purposes of determining trad iv periods or cost basis. The shares you receive etth tine you reinvest d %Mends become a separate tax lot. Cost tests is the toll purchase cost of the security. Inducing reinvested d Wends The cost basis rosy need lo be ailusted for return Cl recital payments in order to determine the Armed cost bays for tar reporting purposes. Purchase pricer Number Average price Client Hddng cf shoes pet share (S) Investments) UBS SELECT PRIME INSTITUTIONAL KUNO 6,170,693.660 LAI: 31,234 Caren yield:0.0244 Your total assets 1.000 6,170,693.66 value on NOV 28 (4) Your N nandd Advisor: SCOTT STACK MANILYLE CASRIEL hymns agency. Although money Market fund4 120(10 Veselye the value cil your investment at 11.00 Per unreaszeriessugain or loss is the dfference between the current yaue and the cost basis aid would generally be your tackle gan or loss if the security was sold on this date. The unrealized (tail gan or loss may need to be acEinted for ret Len of coital papnents in order to cHtennine the reared gain or loss for tar reposing purposes. kwastniont return n the cure nt value minus IN amount you invested. does not include share:that are not receded on your statement, inducing shares that have teen waited as other a gain Cr a less Ram clan not include cash Omdends trial were not reinvested Cost Imre per sheet basis (5) on Nov 28 (4) Value on Unredized Nor 28 (4) On or loss CD 6,170,693.66 1.000 6,170,693 66 Percentage your account Cost toss (s) Investment 14cieln9 return (5) Peticd Estimated Unrealized annual inccme gain Or IOSS (1) Cash alternatives Money market funds 6,170,693.66 100.00% 6,170,693.66 1,234.00 Total $6,170,693.66 Account activity this month Date AdIstly Description 100.00% $6,170,693.66 $1,234.00 Amount (5) Deposits and other fonds credited Nov 19 Transfer FM Nov 19 Transfer FM 303.27 753.34 Nov 19 Transfer FM 5,756.32 continued next page SDNY GM 00022898 CHP70003305675311 =1114 CONFIDENTIAL Page 75 of 96 EFTA_00133518 EFTA01275485 SUBS Resource Management Account November 2014 Account activity this month «oninveca Date Activity Descnotion Amount (S) Deposits and other funds °edited (continued) Nov 19 Transfer FM 7266.39 Nov 19 Transfer FM 102,515.69 Total deposits and other funds credited $116.595.01 Account name: •5,-IIStAINE MAXWELL. Friendly account name:CasNSavin s Account number: Your A nand,' Advisor: SCOTT STACK MAI/LYLE CASRIEL Date nanny Desorption Arnount (1) Dividend and interestincome Taxable dividends Nov 28 Dvidend VBS SELECT PRIME INSTITUTIONAL FUND 119.73 Total taxable dividends $119.73 Total dividend and interest income 6119.73 Investment transactions ror more informatton anovt ve porevalue shown for restricted securities, see important information about your statement a the endor this document taste *kWh/ Description Protettb IICM investment Quantity viLe (S) Price 0) transactions (S) F UOOS inthrdraven ler Accrued .nvestrnents tocosm (S) interest (I) Nov 19 Bought UBS SELECT MIA INSTITUTIONAL FUND 116,595.010 -116,595.0; Nov 28 Reinvestment LIBS SELECT PRIME INSTITUTONAL FUND DV1DEND REINVESTED AT 100 NAV ON 11128114 119.730 -119.73 Total -1116,714.74 CNP7C0080056753I 2-- 1114 End of statement for account number CONFIDENTIAL MILY_GM_0002ftn 76 of 96 EFTA_00133519 EFTA01275486 Important information about your statement 1185 FhancialSovias Inc Marini a U3S FairichISenaes). is a member of al preapal security. MY:106V aid taws edirges UBS F Natal *roes and MBankUSA ay alien subselfrin of IBS AG and Milian of CRS Seoskin LIG **Wes twill swain it ?eatable uerCel record The rm's exwaye offices re a lhostawnem flatworm?* only Oda record of SUcUBS Fillanial .csxacait Other records. Pap olloal tdo dooment. conuivng coact -fig data should not be robed upon rl you below Mao is an awn Oinntrel, plea. • rrenediaely h :rang to Weerach Mawr of the once swag your aroum Whoop al hires town are bonded to be ;Carte. daemint data Toad rot be used for tar puposes key solely on yea.ot tar lam fie.. Form 1099. 5498. 10415. tic) awl peepaing your ta< wean lief Sr isre:plod by Ian to repon to he RS al mob le OPP& reponale non ladble dviands ad time* meted tamed en SeClinteS held n your rCoure, nn proceeds on sale tranUcti:nl, and cost batoncairn weed sweat Cernmemicetom wit the Hem • please f ecultein any Oral CarrnMer ens nwmngto further Drown your niptt Waling you* rights undo the *antes Owen Protect= Act ISPA) • rf /he !nodal insert/Jon on the top kft oe the from of this laiimmt is not tAIS ChroalSwyces, UBS instal attestant you' accour as derby broker by aragentril oath the of toted mutton We Intoned you of Mn m1'6011119 nhen you owned Mita:Cant in this cat per finis ant sambas re looted X Its Frontal braes rid not thy rooducmg bitter. aid you must may a repot of ay woe or anakin to both WES All aCCOunt StaWrencS Shall be deferiEd cem*ete and *carat d n t °Die:redTO ii Ante.? atm 60 days • Please direct culture. complantsoe imams to the friers Cf /Unfelt X 201-35216990r Plato a 00AM tog CO PM ET Monday though n ly, a In wring I Seem he. Clem Retains Depatrromt. Unon City NI 07(67 • h case of errors a canons about an elect/ma lands transit.* 07T) DI v4a. dab card Nomadism/ I o LOS Feircal Sanas hc. Wee-hoar. NI 47086. Ann MAL SA Sava,: Gal am/Yeas soon as pa cart dyouhnksour stawnem or wept 6 elOnia a If SU need more nfinnation sou atrayfor on the fl orin or recept The rim ce Card Murw 2COlOble) Mg her *OM yOu nO Ina than 60 ♦ GPIS alter the fnmisot you the fist sueernern on Meth the era or probiern aphred - Foote yaw nzne and exam number a alp - Describe the error or the a wider you ay unto atom wet:titan as dimly pu On *Ay IOU believe 4 tu n error a cony you mod man nlanutfon - Provide We dollar amount of the stnpeaed wee The Fames Cad law ail live:tittle sour Oatiplant will cores any moor prosody Plea* make al diet psytto to the Furor the falafel nukocn ndeated on de tors of this statement h addt Kri to legukT accoot fees. arount may be 'apt to mante,2 even charge:for foepayment for sauntr puichain and chaps f or opal nuts n rah XCOlntS Accounts ma are Urdernd 10 Olhie nStAACnS :nay be :Mod to a artier tee UBS Sweep Optam Utt offers °plan for sweeping cash balances. basices to bank depots at uBS Bat USA Ind Ur AG Surrford tam (Bark and nosrang money Mirket mutua finds (Money Furls) and the liklenrinnal DeposeAccoust 00Alfor customers win as inianabonal lesooce Mmagetnent Aconite %Keogh the Bat Sweep CtOtranS, ah batledeS are Swept so LOS Sat USA up b m waft-Wed few and then to ICS AG Stairked Brandt a a May hard Deposes at WS Sat USA are 'DK enured n accordance with risks forme Vacemaion pane nut www leto gtv Deposits a 195 AG award karch ad tams d Maley folds wino nsured by the FOC. Through the On rabbet to all balinces are Seers to depot aCCOuntS a 10$ AG Newrork Brabth rod US$/4 Carman Dana These deposits atria need by the FIX Salvias hot, If the WS AG Garin Beath are tows/oak ..posed To the bitty, rit of the C apart Nandi and tare b no quarwee a other ob Iota of 16$ AG to way thePalms whet on the SRS Co mm's BraWs boas. Deposes a LIES Bat USA and each URS AG Birch am not atoecied by SIC Money fiend shies are weeded by SPC See "UBS Tinaltal Sevin Account Rotator Mow Open you Mated batros et tie Bak Sweep Programs or OA mate vatittain axi ties of a Mwey Fund maybe hundred, and thepotted' returned to your you, to:trite% lanll Fisher ofMOO, tout tattle sweep *pions. Wang avers mown FAO) ad yekh. d wit** a wow Ott ion your f natal Advisor a by eating U.S Pasneiel Stokes woo* potation The Finn kat...Whet of the Sear Des Paste ;toted:on Coporacn DK/ synch protects aortas rows of es martin sp lo 1500000 (nobarg 1250.0a) for darns for thh) The SSC awl (macho times apish lo all wins *WWI/ hOld n a patine" camay the Fort tugalys wth cerum Aldates. ha also pedlar-it sippiononta proodon to rhaanuin anoint payable to all NOW dont. cob/chat/under dif; protechn 550) mdlon as of December It 2013 Sawa to he poky arditiorn and 'mutat oh at the Fon funhEr protected foe up to SI 9 milkn n the ane)a** al pa a:coolshat n a paha, capack A full oopy of thepoky oaring 6 nit* upon reWo2 The SIC prOffetal rd the supplemental proorocn both do not SPA' to • Onaranaxial toms controlled by (and twined h)a°, raw ob.) but held way froml(SFinaoa Semen Ceg. anal (both a UBSTealt fa cash ma% AG Stamford brandy. OD mutate mans. nolamg iamb* arralet ad 00 than of mutual Ira aide soh chafes re registered deadly n he flatted* aMart hada on the boas rod records of the ;pliable Ghee or toter ago,). • Conan reetorenworarts or it commit most (9 g . lamed parowshos aid peva* platments) that are na watered under the WNW Act of 1933. and • Comm:dimscomas k 9. fortp *Pahang* ad preaus metal cunincit ncleclhg f axes commas and on'A'oXY optic contacts The SF< protection and the pappleroota prowoton do not ?;/*I0tNse assets even A hey04*We tatty ware suienent The SEC protection and the sapbmws prOttaCil do rot ;rata agann changes n the market yaw of par fragments (hevalhe as a resat of matt evearrent. awn balanotcyor wisav'se) Mote lnbmaona atilt 0 Leto reliant You may obtan • nformaiOn about WC. ndudng the SF( BrOcha• by conwrg Sec at 202-Th43300a by hang tie Mk enftwle err.. w Sac ort? Diadeni Re Weesument Program OPP) me air reelected 6n Weep pot You may °bean the actual ear from your hiumal Adios Only Whole Mats are gemmed WSW CA P. partial Mates coil be sole and the cash wit be deposad n vote aCCOure lhOdirderd retnesIner6 per:evil:pled by the issuer may dlfer from the male( via at whdi thepaha hares at sold Caelekoliw Only Stole unto may be hold in sou anoint I you re entitled to wrote vet as areal! oink/Wend payment or •therwise, die Firm wit ether tel partialities, make price a accept an wool deuntred by a fegntered &ding agency. and cede your account lavermentabItahree The Men:Vent Wapitis anent profile are )p2C1C to eat accorm rod rat *ay beset P.M acme 0.* I on prompt, in hang of any UriCant dvnOP in your fnanoa ShAan Cr neeStrrner Cbiectem For each accours held. you choose one of the to loving neestment 'Packs • Reduce Dowd Marne Ineenments wain; ow gmwaon of ',come only • *cher Qatablarecimon twectrinntsiefkinu growth pet procpal rah. than In? ginelatOo of nCCen? • prockceCondieunan or elcone and Ceara *Macron Inarstrnallt teeny both no generaion of noose ad growth d prncpal Owolltlek prelim • COnawrehe Seeks 10 manta) heia priapat wen low risk rid VOLT64M The root overt eon if ha means the =oat does not generate tricot thCott*Of returns ald mat nce keep pee wen inl IOC° • AlbSeJa sMIlhg 1,0 MEW some red to aerial aid logram sorry ala fity by seek higher reruns • Arg9IPSPW. Meng to area hgh Ink ttl ;ennui .34 hgh votaikpo wan."' rams onto tiro Statement lwesehokliap" We may consadate al faxed afoot Statement Mgt the :Sae addre•ss in the Sane metope ACoans may be related for this pnose beam by haw wanes oho *A matran on, account fflalOnShOS *Rh over dents at the sore address Th3 pada is Mom as taisseholdng • it you pale to realer indkidual flittrrent, nukd in atria CONFIDENTIAL ervelopes —you may Odine houtehaleg bycling your Fertile Advt.°, Friendly140PM NM* The Pleny anetre none ref kcts ',keratin, that au entered on the knit colne seams webs.. It is a customizable •noriamo• chosen by you to au you wth Iftur otaccbtered n Vim no bga of foci on sour a:tours You can dove your Freelay >SCOW manes. throup Woe Senors a byeatacuns yeV &taxa Ackbor. Aaron overview • Vette/sow 4counttaloa Na a Met and habilltOS • Asset :Woks sealkle cell Maces valuesla m wood enmity04 rid Gkbai Tme Depoat unrealized ats to mroet aed arta , assets not held by the Frrn Does not nCbdeunpnced SaritelaSSetS a tie erd ol the mow and meat staterrem pooch. a PrWate iWanentS. UnitSbad studs col ten am/ meais*b slat colons • Ciableei rattles debt balriCES. outstandnamrgn loan. cell Me Mal accoum bates • Coffihronty blscco Toes of vilneesied avaiable cad bSanCei. pky;1135 Bat USA deposit baron 1R5 AG Start ad Brach depose balances and moneernrkie maual loci sweep WIT)Cti a the dose of the statement period Norycorrincd Ey tee aedn batman h your aaounl are not segregaed from othabalaxes rod tee Femme use ay of these !Ards n the ordary owe of as hoists lhese ▪ payabse upon yorr &Imam, Thus total 6 incbdtd in he curet pecOd cosh y yaw lending irtformatim fa demad Mammon onSIM on' >Wan; p • Was and didotoret mkt to voteClam RPM onto Ageennri or AlThunt Agetentill aid the General Tien and COnditOM StSfalett a Cade Practices nth* n faireemenes OM I OCOOSII0 xyywiiM e ••4••••••••••4". tr non. VOW wets YDS iltatiellent CienCeStfanteS and Other assets held n the 4Ccoull x the end of the swami, period You may err for deiewy of Julypaid taints, at any time You may racere secumia used a low coltreed eta Ming at balance due on them Any wanton trandened b them duty the sooners toned as lined a •11694 WI* a 01 the ell of the statment period • Cott bast ei detethng the cot basis of to stoat needed n thus statement Wert ndi:Ited web he note. -1.' UBS Faunas' Servcesha noted on intonation Planed from sources other than IDS fir anon %VCRS. ()COSI 11100113(10t1 Iran a ea fir or that you may hove provided to your rancid whoa The Finn does not nalandenit may Or gurarnre the anrry a validity of soy itirmaon provided by sources °Wotan USSF laicalStoat addtion Waugh UPS Ft-vadat Sankt gonoraly updates this donnawa as c 0 ft:C004. he FM does rot proilde any arowas Mat the nf ameba older Cost bale rod taireairod gaiverw is ranee a of the Oa* of this arisnall AS rut please do not rayon this informalOn to make purchase a Me Oozes falai purposes or 01101./6t ACCC•alb U2104001 to the fen mayreflect gram nformako any for the perfid of tine they ay held a the Fan Morehimorof Woornakin cm be added by you Faunal' AdAsix • Unlimited sandbags Ohm d ita a /carte etrow areal VC ord iota re caurated for SDNY_GM_00022900 EFIA_00133520 EFTA01275487 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal lots maya ma, not aka ccmnksafts, drages ads stamyreorgencatia tens De/and al odes remnant lots and notornalk plat ae kit are oath ombned toaster ourattrased lhe • trade dz.' calm piesents the «Naar balsam bakdare • CANN searisies Bonds and parted sod that the tsulrcalb for ealy wileriphon nil beselected emalialir by lot tom "mg al sauna of that issa held in oul name a re dame n atte ler Our dents Calfears Maul tre is Manedfrom tea pates aid as xara-f rs not guranted OT« call I eatas may eat meal acid aria Mkt ~ate mama en ind bey/aided upcn alfel • ~as of deposit KIN) CDs die MC mad ups, $293,0:0 n alistial ad aqua tarot us Monitor and p. cluarlay nslitslicso h atardarea with SDK alas • niaivalue Pnces &bibs/ fa whines ad other produces mar be high', a byte thal t e ase TM you mute asually ream in the make Pres are °Maned from mews Sid payscam eta. webeletytlote rabble but we do not gamma ea away - We gorieraly um To doingma whim *rabble cr lM mean or Pe b4 aid ask aces fa laced %area and *pesos or on le ft peas or OTC stoats - Las avast trad sauna maybe gad tung a 'mbar. motel a Tams Wen nit* we ootaiied aid may nol reeled an ada maaa pasror tan - C Oman poslions may £pea /Mart a put and mil show z 'price was not addable' if we re wale to Obtain a age for a stony - Deposes a Names damns& n agtedes oat ihmUS Cahn as reelected a the odhlnao 'Se ds of the Panne data - For cam sorties adog non-wit:4min deramnattni. ace and quaky (Nee vale) may Lae bom Nosed» looleraler trope.' volszun To obtain dam estrizals arm wattle mesas yo.t Foams,' edema • Mena Ininestmfms and settrautiml protivaa lima amass auras Cnalang Orel pa irpaion prawn aid real estate rasa it DWI SECUTRAISYKI Slruclued praluaS faraway hghly laud (etav matted prams Ma me Dom reggaet wt. the Waifs and enicrldt Cannissisn a underand Stare Seaga" ad We photo eamaed tam la Sainte natmera sambas arid strata profits, ear atomal malputioan only Aciaracyd rot guff an~ - lhlRArvaUt5 nytin« stbsurnally from pas n try a there agora mestmen secure), a structured mac nuybe tour a sad aid do not normally represent the ma you may raser upon 'galloon - bad pay esimaes of via an as 01 a ran das aid a ~lied lo LISS friawd boars °flared/Ur bald by an napendent vallian ban ,suer, Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general pains ex ardor and may be °babied based en defiant itormation from Tat used by tend pates to dare Thor estinad yam - au ca ablate addada itarnaun regang the rrehadolcgy used to determine the amnia of vase rid the dace of the Monnamn thi ls the base far Tr Marta by aniashg your Woad Shaer - lad parry eilanared vibe; may be reflected as 'Not p1Ø' n metal Maas ten an 'otlepenant valuation Ism PAS not Applied c< d unaVe to assign a value Mena beans axe amanitas/ tart ha warredthat Illy ti la ereausly reposed vale Ø dotal& a ~date acid be highly meditate duo to To rums> of the many - Mhen neither an Eva gmal paw a sponsor ectinats1 vale not a ih rdpany es inlad aues is braided. the vareol Te awry al Dada's's* tan no Naha pia - 'Carbutions to die' no/ inch* non of cal swam a both • 00342J ISY sies' raearntsTe diRAIOII(Ung pole raw mix a-.5 may not rdlea yder cos bark • Itissolaed Marestis Reacted saunas ;mealy as not amoteyagble fa park sal IRS Maid Seats uses the maw precool tie esinesuittod s1Ø of the 'ant Muir a as Mauled sake for the rearesed sea Pr purposes of This swercerdosy To the total tul reacted sodales are algae lot sale Me afar teemed may be anuntialy less Than the inpart vila ~WI • In. Nainitted) Meant. conmatyitilds and rapt An estirum of alma nano is based on anent deten aid Man ram awing at isarities MI be bid for one year from maternal date a ease mituney This estimate is my a gudidne accuracy aid antmed Mae se not garaseed - EstMated anus mom aid daunt all la airlan Ciao, session muld akae amen of schegia or caul ganS n Midi Ca the Mt .care (MO dotal saki) would be mania - Serrated anus tarne aid euteni Mal aid the aqua Moire and yield night be loweror hgher than the alma moans - An es indoor rinnalged mama <diadem/ andor forest) dialed by the camera mac vabarerae bald-teamed Co tre last Mafia or clam parent made by the ma and manes the sera ardour's war to Nelda one yes ban the statement dale or ata ~say Aosala calmed aid ae not guaarReed • Aetna< held Isif UK financial Service Corun Mae all not hell byte Um ad not widin Ae Fornys cassaba, or antra rhea assets re dopladd an yam Vantlited for inloierwronal pupasoaf Roams ad also bearded re acisad byte Moog fan UCS ~ea boas t not Trouble Sod this dloanaiin al does net gannet as ataxy these ads tenet prowled by Salg or tre arms suppliant', SaC away • Revenue Temg and addkbnalcompeasation. ullnittont en saki aid 12bt fees r ream with the data:ohm of instal • !Jab.* aid a Our aiiae Nara ah e ur_ian3 ratans from wubuters and« son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 the mount el satsby LOS 01 a parrødt nasal had fairy to oar:ans rod Id the aim vareol a primly mesa' lund lank% twos Nila IN Inn - We and ocr allare as recta remand aid ormtosproasung lets n corsaimon for tails agent SOROS that we proalt to the arum funds 'Wawa; ~gab ao pad Iran Manor Zinn in the re vyl lad sid se a tad dolly amtsl basal on Me runt. of ~Is at the erotic-dealer holdingmutual lads el Tat had Isnik - in Øl ion to commard Waked rt cornedion wen the sabot' distrbuttin of antay combats rd Inis imestaire tea units to cur deans we aroma altdiale hate rasa Siang COrMenallarl from mania be roans> cabanas mammy tie asenty arrow's Orbits ol The nntanof corroalffs aØ506 a Teat ~en trusts we Waist - Ott enlists also re:el/eluding commescosalif otte ~Won funs melwc nab, aid nurnoos ORTAlin Riau? pronxts %only:bolo - We recta al anus tee earn LCS 8a* USA ad USS AU Stanford Birch el up to RS pet aount sweeprig to tie banks ad« the tines* Sweep Programs ~Nei Morns:an repardng corraisMam aid eths a annechon eel the ereodion et safes escbions opben lramactans has been ncLifled oftilinmetons premix* I...tidied to you. aid Ail he stoiiided to you tummy on awed Short selling If you re engaged in tort sehg a 'cavity ycu may mora chase Cie to renal barowing am Seta paloila 'softy Open sedan Regaling (*Mt( '9000tilaSOMIOS• orders that are not erected by the Staerneni date Open buy ad fell stop ceders at eased by the amain' of Medea, ar rgens ea • eediaindsor tenches dale unless ran/Oa Maria by you YOu s e resarrablelor orders thal at ~Wed Cue CO pm Nitre so canal exiling open orders Tax withirlditg en fatirbeitions born UK financial Services IRAs Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ income tai from yur usable IRA diasbul Urn, tul you my clear not Iona., ramout ♦helsehor. osteal, you nay elect to haw lac ~Mc I a arne or n a Ised anoint as you Mega Yea Soon al Nolan n ellectuntAresolred by you You myna. Rail *Malkin a a-g Ono by morag a now oaten If you do ml ha crotch nametar atrial ban 'Our dartulinit sou maybe Nicola* Ica the cayman of maenad tat You may nar pea Ma d To marts wawa] and r' estirard la« parents aerot MuS m ydel lac oblignim Privacy To Ø4n a copy of us Gnat Caws Pura Nsioy please contact you Ental maser or rifa ow ?Anne at rm.., fas onnen4rf eof 1.13S fin axial avian is not a bark The RIVA. &mum Stiuge ACCOS4 BSA ad MN as bra age aortas Ma secede axes to bang ~5 aid prodias tØ anagrams with alad bats and °tad TM partybalks and partes mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" convenes teem", nviatce agency astisefa es or utS Fnandid Seences et InAs~t. mace. and annuls brodas NM HNC basted • No bat* 9AM~ May loft vain NM ?ascot. Ma,agorwm aomuit Business bans Acaum SSA ifMA and ncemabonal bears ~arum CONFIDENTIAL daunt as regislead servoe mats of LISS Freandal Serval tic Pm Square is a repaired sacra mark of Visa larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd debit eat ire issued by U13$ Bare USA Mee bonenton from Yea U S A Tarparad FulanCial StrviOeSinC Rev 201407 SDNY_GM_00022901 EFTA_00133521 EFTA01275488 UBS emices mc we Yo . NY 10171.0002 Resource Management Account December 2014 Account name: GHISLANE MAXWELL Friendly account name: CasInavings Account number: NEW YORK NY 10065.7007 Your Financial Advisor: SCOTT STACKLAANLYLE CASRIEL Phone Questions about your statement? Call your Finarchse, Adviso, or the Value of your account RMA Resourceline at account On November 28 (1) on December 31($) Your assets 6,170,693.66 4,208,869.81 VI-t our webate: enew.ubstomffinancialservices Your liabilities 0.00 0.00 Value of your account $5.170,693.66 S4208,869.131 Tracking the value of your account S Thousands Sou ran of your account growth duriag 2014 Value of your account at year end 2013 1000 Net deposits and 6,170.7 illpumummommr ,Mthdratials K2079451 1 4,208.9 Your riveStrnent return. Dhidendard interest income 51,024.70 Change in market value 5000 Value of your wean MN 2014 Der 2014 on Dec 31. 2014 $42011.969.11 SDNY GM 00022902 FA•mb•r SIPC CNP7001600110724163 1214 CONFIDENTIAL Page 77 of 104 EFTA_00133522 EFTA01275489 SUBS Resource Management Account December 2014 Your account balance sheet Summary of your assets Value on December 31 (1) Percentage of vote account A Cash and money balances 0.00 0.00% 8 Cash alternatives 4,208,869.81 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account 54,208,869.81 $4,208,869.81 100.00% Account name: GHISLAINE MAXWELL Friendly account nome:CashiSayin Account number. Your current asset allocation Eye on the markets index Percentage change December 201.1 Year to date SW 500 -0.25% 13.69% Russell 3000 -0.00% 12.56% MSC I - Europe, Australia & Far East -3.44% -448% Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97% You rignancial Advisor: SCOTT STACKMAI/LYLE CASRIEL Interest rates on December 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.17% CbP70310308072484 1214 CONFIDENTIAL MIty_ontoodasegis of 104 EFTA_00133523 EFTA01275490 UBS Resource Management Account December 2014 Change in the value of your account December 2014 ($) Year to date (I) Opening account value 36,170,693.66 30.00 Deposits, including investments transferred in 0.00 7,293,184.43 Withdrawals and fees, including investments transferred cut -1,961,979.43 -3,085,339.32 Dividend and interest income 155.58 1,024.70 Closing account value $4,208,869.81 54,208,869.81 Account name: GHISLAINE MAXWELL Friendly account name:CaSki Sayings Account number. Dividend and interest income earned For purposes of INS statement, tatablIty of interest and Otdend income has been determiner:11KM a US tin lePOrtlog CersPeclive. Baud upon the residence of the account holder, account type. or product type, sane interest ardor dvidend payments may not bo subject to united States (US) ardor Puerto Rico (PR) income tares. The dent month*/ statement is not intended to be used and cannot be robed upon for tar purposes. Clients should refer to the accicatie Ur( tenoning forms they recede from IRS annudly, such as the forms 1099 and the Forms 483, foe lax reporting information. n is the practice of UBS to file the appkatle tar reporting forms with the US interna Revenue Senice and PR sessile, Department and in such loans accurately dasIfy dui:Jena arclicr interest as la, exempt or tenable income Please consult yew inciedual tas preparer. Cash activity summary Your 14 standee Advisor: SCOTT STACK MAMLYLE CASNEL See account activity Ma month lot dela It Mantes In your Sweep Options are indudedin the openng and closing Manus value. FDIC Insurance [poles only to deposits a uss Bank USA, not to &wits at LOS AG, St/travel Branch Of bank deposits piaceditinauch the UBS intemaiora Deposit Account grogram. SIPC protection applies to morn/ market sweep find holdings but not bank deposits Soormpatant Warmation about your statement on the last MO Pars d this document for derAls December 2011 (1) Year to date (S) Opening balances Additions Deposits and other funds credited 30.00 $0.00 0.00 7,293,184.43 Dividend and interest income 155.58 1,024.70 Proceeds from investment transactions 1,961,980 00 3,095,020 06 Total additions $1,962,135.58 $10,389,229.19 Subtractions Other funds debited -1,961,979.43 -3,085,339.32 Funds withdrawn for investments bought -15615 -7,303,889.87 Total subtractions -$1,962,135.58 -$10,389,229.19 Closing balances $0.00 $0.00 December 2014 (S) Year to date (S) Taxable dividends 155.58 1,023 00 Your investment objectives: Taxable interest 0.00 1.70 You have identified the following investment objectives for this account If you have questions Total current year $155.58 $1,024.70 about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a full description of the alternative Total dividend & interest $155.58 $1,024.70 investment objectives in important information about your statement at the end of this document Your natant objective: Cussent income &capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None selected SDNY GM 00022904 CIIIP7C01COCEI072485 1214 CONFIDENTIAL Page 79 of 104 EFTA_00133524 EFTA01275491 UBS Resource Management Account December 2014 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Account name: Friendly account name: Account number: Your A sandal Advisor: SCOTT STACK MAMLYLE CASRIEL CNP70010008072496 1214 CONFIDENTIAL icencoodSfago of 104 EFTA_00133525 EFTA01275492 *UBS Resource Management Account December 2014 Your assets Account name: GHISLA1NE MAXWELL Friendly account nanle:tiSIrSasnn s Account number. Some Dotes, inccene and current vdues Sheen.' May to WprOxinlale. ASS lead. gains dnolosses May not be econalely refkaed. Set Aporunt informabon abour your statement a the end of ttes Oxuenen1 for more inforrnmort Cash alternatives Money market funds Morey market funds are nothet insured Mr guaranteed by the seder* Deposit insurence Corporation or any other gOR share. it is passitee to lose money by investing in these funds. Tots reinvested is the told d d reinvested dvelench 11 does not include any cash cAdends. I Is not a la lot for the purposes of determining told rg periods or cost basis. The shares you receive each hire you reinvest d %Mends bream a separate tax lot. Cost tons s the told purchase cost of the Security, Inducing teinvesteddudends Tee cost basis may need to be alusted for return d capital payments in order to detemine the ailtruedcost ham for to recortirg imposes Purchase price' Nurribei Average farce Client Hddng d sheets per Silage (i) Irrrcstment(S) UBS SELECT PRIME INSTITUTIONAL FUND EAI: 41.263 Cureot yield:0.03% Your total asset 4208,869 810 1.080 4208,869.81 value on Dec 31 (1) Your Pi sandal Advisor: SCOTT STACK MANf LYLE CASRAL rentent agency. Although money M3021 SOWS seek to Deserve tM value 01 your investment at $1.1)3 per Unrested (taxIgim or loss Is the (Strewn(' between the current whir and me cost basis ant would gene Idly be your taxed e gan or loss ut the security was sold an this date. The unrealized dal gan or loss may need to be ae4inted for at an of (aorta payments in order to determine the redred gain or loss for tax reposing outposts Investment return is the current value minus IM amount you invested. Ickes not include shares that are not reflected on )our statement, includng shares that have been %seized as either a gain balms. R also cly-s not induCe cash Ondends that were not reinvested Cost erste per share bases (S) on De< 31 (1) value on uniedized Myestment mdcIng Dec 31 (5) on or loss CD mum 141 period 4208,869.81 1.030 4208,869.81 Percentage Cost your account Oasis (I) ESSimated Unrealized annual inccene (1) gan Or Inns (S) Cash alternatives Money market funds 4208,869.81 100.00% 4,208,869.81 1,263.00 Total $4,208,869.81 Account activity this month Ode At-truly Description 100.00% $4,208,869.81 $1,263.00 Amount (S) Dividend aad interest income Taxable dividends Dec 10 St Cap Gain U65 SELECT PRIME INSTITUTIONAL FUND 18.6d continued next page SDNY GM 00022906 OW70310003072487 = 1214 Pop 81 of 104 CONFIDENTIAL EFTA_00 133526 EFTA01275493 *UBS Resource Management Account December 2014 Account activity this month (COMB-wed) Oae Acnety Oesenption Dividend and interestincome (continued) Taxable dividends (continued) Dec 31 Dvidend LIES SELECT PRIME INSTITUTIONAL FUND Account name: GHISLAINE MAXWELL Friendly account noma:CasNSavin Account number: Your Amends' Advisor: SCOTT STACK MANLYLE CASRIEL Amount IS) 136.94 Total taxable dividends Total dividend and interest income $155.58 $155.58 Oat Acnely 0eftnptOn Arnacca 31 Other funds debited Dec 5 TransFer -50,000.00 Dec 10 Transfer JOURNAL TO GHISLAINE MAXWELL -10,000.00 Dec 15 Transfer JOURNAL TO POT & KETTLE, LLC -1,700,000.00 Dec 16 Transfer JOURNAL TO GHISLAINE MAXWELL -100.000.00 Dec 18 Transfer JOURNAL TO POT & KETTLE, LLC -101,979.43 Total other funds debited -$1.961,979A3 Investment transactions For rote inforrnaion ato4t the pncei value shown for restdcted Securities, see frepacTael Wiarreakin &boa your gatemen: at the end of this danment Die Actiwty Desciption Quantity Wave, (t) Proceeds Fran investment ante (11 transactions (3) Funds withdrawn la Accrued investments bought (I) 'mere," (3) Cec 5 Sold V85 SELECT PRIME IN5TITUTIONAL FUND -53,003.000 50,000.00 Dec 10 Reinvestment LeS SELECT PRIME INSTITUTIONAL FUND SHORT TERM CAPITAL GAIN AT 100 NAV ON 12710'14 18.640 -1864 Dec 10 Sold WS SELECT PRIME INSTITUTIONAL FUND .10003.000 10,000.00 Dec 15 Sold U8S SELECT PANE INSTITUTIONAL FUND •1,700.000.000 1700,000.00 Dec 16 Sold UESS SELECT PRIME INSTITUTIONAL FUND -100,000.000 100,000.00 Dec 18 Sold U8S SELECT PRIME INSTITUTIONAL FUND -101,980.000 101,98000 Dec 19 Bought U8S SELECT PRIME INSTITUTIONAL FUND 0.570 -0.57 Dec 31 Rein sastment U8S SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1 00 NAV ON 12/31/14 136.940 -136.94 Total fussisso.00 -$156.15 CNP7C0100030724i38 CONFIDENTIAL 1214 com_poolasspi2 of 104 EFTA_00133527 EFTA01275494 SUBS Resource Management Account Account name: GHI5LAINE MAXVY0.1. Friendly account name: ciPI Sam s Account number. Summary of approved payees and recurring payments Based at par instnxtions. the following payees and recurring payments are considered 'approved payees•. As a result (thou way authonle addRiOnaluenskes torfresepayees verb* end (2) you are nO longer receiving indkklual confirmations for payments 60 Mese payees twee description E. Pagan Wealth Management New York varied Federal Funds Ghislaine Maxwell New Yak NY 10055-7007 JPMORGAN CHASE BANK, NA varied Federal Funds Ghislaine Noelle Maxwell OTIBANK, Dobwwnent Amount IS) alerted Your 111 nandal Advisor: SCOTT STACKMANKYLE CASRIEL The payees and recurring payments feted below do not include 8d1Payments. Electronic Funds Transfers and cestern other transfers between accounts at WS If So have additiOnal payeesand/or recurring instruCtions on (1k you MI recent separate confirmative from your finiercal Advisor. It. update or cancel any of these ViStruakont please °Dorset your financial AdvviSOr. varied Federal Funds vaned Transfer varied Transfer TyperEveni Frequency Stan date End dale last used dale Payee on file Upon request ria rite lul 29, 14 Payee on file Upon request nla n I a tun 10, 14 Payee on file Upon request !Ye rtra Aug 29, Id Payee on file Upon request rya n a Dec 16,14 Payee on file Upon request c/ a nia Dec 05, 14 SDNY GM 00022908 CNP70310003072489 1214 CONFIDENTIAL Pogo 83 of 104 EFTA _00 133528 EFTA01275495 *UBS Your notes Minv_Gm_oned.s. a . CONFIDENTIAL EFT,00133529 EFTA01275496 Important information about your statement URS HumidWebs Inc We rim «WS Finexial is a mentor of al girhipal scanty. «arm/ally aid tows e4argesuBSFnasNlSev'sanaUtSBat.USAbr Hires sublease:nog WS AG and affirm al WS Stones tic latent's Rascal tta ~tit ~table won remes1 lhe fern's ereane anus re a ~N C lh nutmegs represents. (My °Scat record of pur UBS Fillan031Sentr.eS account Other reaWdS, eXCepl011031tbc dooment. conueeng conleng data should not be redrea upon it you beam? taro 6 terra or mesa giro • oon it ~dingy n Wring» teBretch ~gm of tie once setung >our exoum Atiugh al harm tint are imaded so be ann.?. namnest dra tOuld rot be used for tat tuposes key 'okay on yea.end tar Iamb Fie.. keel 1099. 498. POS. etc) whin peeping pur tar return teens is mend by lan to repon tote RS al tart leOgden& repent/le non- Webb dvadatis usage «trap eared on maims held n par acCourg, not proceeds on sale osmium, and cost bakson «nab weed marries Camesunicollona wit the Finis • muse maxims any oral OarnunCatons n wrong to further good your ninf, nCbdin you ngldS under the kainteS ameba Protecnon Act (SPA) • PI the frundal instetton on the top Mt cd the trim of tho labernen1 is not UM Rugger Sawn UBS Femme; Sentes CMS Mu' acacia a (learnt barker by ~parent rat the Mated nnuton We lammed you on thorebbonthp "hen you opened NI note in this cage 1w keds and staren ere bated a les Fina of Sinxes aid not the a:reducing ban( dad you Mint ~moat of sty MIX or arnalan to bah fln All appart satinens shall be defined COMplae and acne*e d nr objectedto et ant watts 60 days • Please mat cussing enplanesa irminn to the hers CF rt,nit X 201-3S21699 or mine at 00AM to 600 PM ET ~day twirls n sy. or n swing I SneWel InC. Clint Raton, Cipatnert Unon City NI 07087 • 11 cat of ernes a cram on, about an ekcoonc kinds wand« 0711 DI extol darn card TralSachoel/ 0 Le3SEnalCal Sames lic. treetawkak N) 07686. Ann WA/ SA Sec. Cal ix muss soon as >emus d you Os nit >or statement Or recept 6 morg Ord gel need more gametal Lout atragir in the stab:mint of recept The Fm «Card ,sue (as aplabb) mug her tom yea helna, ro 60 days alter the armset you the fist tomtin on wish the era or problem ~red - Roan >ors hem std amount ~KW (il alp - Deg:rite the error or the venter you se wove ago aide:a» asdearly afar can why you Women at error a any you mod mite oh:ern:bet - Fickle te dollar ammo of rho stipend ma The Fiwn or Cad Muir MD brogan you Canter aid will correct arc eeor prosptly Plan mite al drots potato b tho Armor to Waif Mtfulun ndiated en Ft kont ol the staiment h aka Kra to cigar nowt Res. recta may be 'bad to mantenance loon charges Ice utepagrent (or mane: punting; aid enmagin or trpad trouts h can aXantS Accouni$ that ntralderred to other nag:gins :nay be Aiwa to a mar lee. UBS Sweep Ottbm UBS offers °paces for sweeprg cat bagmen besattes to bat &pouts at WS!~ WA and WS AG Surford gait (Bark Swap Raging none/met mutual fault Wong Fuels) and the harnatimal DiestAccowt a:tarot antOnierS win Si memationad Resume Maugenent Accoul through these Sweep Romans. cat bagman are swept to tea Bat BSA up a> ati estabkhed Imo and ten to tes AG Stagrard Brand, a a helasey Ford Deposes at tss Bat USA are FOX muted n aCCOtdanCe with Ke... rules Pot oat Hammon plea* nut mew Nit got Deposits a WS AG 9aTdord Brant rid dares ch Miney nids renal nuled by the FDC through the DA. salable to can Afton a-e swept to diteve accounts a tes AG Netrods Bra-41nd IIBSAG Carman Brant Thew (apostatefa nand by the FDK Baines heed a the tiBS AG C amun Bra-ch se temogaily 4,p0led 10 CM isagn Ma of theCanal bands, and tere i res quarnee a other talgnatt d USSA6 to reply the Data. wale on the L85 Cygnets Brach's boas. Deposes a UBS Bali USA ad each WS AG Breech Terim pawed by aPC MoneyFund tees are waved by WC See 'WS Wascul Savors Account Rateably baba Upon you rease2 balettes n tie Bat Swap Programs or DA may be wages" ad stwes of a Money Fund maybe iguana aid the proceed: returned to you a you' mantes non talte nfainamt about teals. asap optera. ndudng went ammo ram ad >Seth n emit** x new Wlt ken wee /nasal Advisor a by caring WI anemiaSaigon damn ptomain The Finn rimiest« of the Saunas grew Protection (*Lorna (SPC). %%hill protects Ronan nowt of marbles so to 1500.000 gcbdirg $250.000 for dams for <xis) The WC aael omen«, knit apish to al acaunts daaa0Uhadn aortal:~y The Firm loggias wth anon all male,. ha also putts", Apia:mar ni broaden The murmur anoint payable to all NOW china colgteelf under tis pratdon o SSW millon as of Matta W. 2013 Said tote pokyordain aid kwutini otal the tom blucher protected fa up so II 9 milkn n il e aggregre for al your a3:04X015 Mkth a potash, aback>, A fell may ol bepolcywodng6 Natl. Won ~ 2 The SAC prOlKlixt and to supplemental ream both do not SPA* • CenantracW tows controlled bgangS Mixed ng ur roan value) but hold gray fromWSlinter Warm (ea. caws facet aUBSBaA Wpm?' ales AG Stamford breed>. nsuraxe gixbas narong weak. armadas. and la) shins of mutual knit awe vat, shares re rig~ Meaty n the arm of the moan hate on thebooks at records of the aplabb cam or urine agar). • (ertan awarnini contra" or rue:~ entent, (99. lowed ~mhos and gene garments) that are rice tegisured Vida the Sautes Act of 1933. and • Corner:41bn COntrXII 40 9 . foray wawa* aid precious nets animas). &Win Wires commas aid COnTrOC4Y OPItal contacts The SF< bronchia aid tho ettlem otal do not »par to these assets ems if they ottnisse tipper e co stea arn mer% The SIX probates and th 9.0pbfrlait proteacn do rot porta ,garn changes in the make vat» d yov gammas ~Ow as a fawn/mane amarant. mug ~Saar s'ilsasski) More Wormaons rall le win request Ya, 'nay obun rive nforrorim taut SK. ficludng the WC Brochure by comxtrg WC at 202-M4300« byswing tie SP( urban a!~ OM OM Dividend Pa twasment Program OFIP) the pa; renleCed 6n anedje pace You may °Dian the actual ace han your rinner Mona (My "boa toes are getzed wont DIP. partial Shen ail te SOU and the cash svd be diciadal et yogf acours lhedvilead renwestrem pros waged by the issue may deg from the emit price at whd> the petal tees an told Casleigiett Only woks tint hesa) be held in your nowt I >ou ere mind to 'penal ant 33 artark of a &Mend ~en/ or ~Ma te Firm wit ether tel partialities, matte price a accept an now diteallred by a registered clean agency. abaci« yov acoxint lovaiment abgaini The meswern obscures mane prat ile are specific to eau accani alit may vary between /gem shim the lei prompt hr n tang of any patent deze in your Manor 'turbo ~gram awns for nowt held. you choose one 01 the fo Swag fragment «mates • ktodico Comm Income Iniesenents wain; awe genital het d imam only • name CarscaraPpliemon brepnents seeking gromh el pampa Whir thanthe general:in of name • Reduce Contektgan of income and I Can& APPeonon ~tall loot ng bah no gammon of •100219 ad gown id PrnePal Oman risk paellas • Camerae* Seas to mantain heir Knipe( wits low risk rid rota lay to the roan °art eral diha mews the around does not gmernsgsdant magnets returns ald my net keep pace with ini Wan • Fugue ritting to rapt saner& to fiecimi ad tolerate someclarity» seek higher ferns • Awns,. Wring ta neg hgh Irk al Crewel at hgh Matey» seelAgt regums am time Stateinenrhouseholdior We may o>nsoldate al rand nowt Pawns% wit the amanitas n the sane (metope gamut may be rated fir this copra Mama they ha* twee who in maintain tent sawn relaionshps wit otee dents at the same aggress Ms peace o kom as 'hogyaholang 'Oyes, gels to make indedual suterrent>makd in seprge CONFIDENTIAL inalopos —you mat decant harts along by ding yam tnaioi Advisor Friendly «aunt name 11* Ninny ear none ref acts Marrean that you entered al the Hr`i aline graces webs.. It isa custoinizible 'ngkrume' chosen by you to ac you ea yes nanikemeg It ha no legal effect on >w nowt Yea Cal mange pis Render adr ilt nabs. through Wine Sauces or by0X6dCbn) &laical Ackba Mown ovaviow • Vat of seat nounapialcao Nec ol aged and liablaeS • Ayes Incbdes malitik Cat banes vakstor row cod enmity Re and Glibairme ~It ummlized marks to market ad 22222I asets ner held byte km Does not ncladeunend sicatelassec at tie enl of the per andweak unman permit a tuart frastmente unrested duds col tar aid ~Kit.* b dick oplom • CedeekteS Wades debt Dances. outstanding magi khans. credit tilt short accoum bates • camimusry ernes Toes of Inirvened >amblean brania par, LBS Bat USA <Smog be!~ UBS AG Meant Branch depose balances and mane, make< mutual bpd sweep telexes a theclosea the statement pen:4 Non.conniodity bee aerie balances h gear nixing arena Minaga seg ed from arm balsams nits Ramey use art od ds n the ordiwy course O ot asbanns Rase runt are pewter. upon pa demand n Maid incbded in the wren* penal dosäg value bonding information Rs deism] olomaton on ter me> lending palms and natant, Sato youClem Riga gap Ageeman or ACCOLnt Agentent and the General tim5 ad Conartom UPS Serenest of Credo Rectos gabble n Agieemw.tt and Ca-castle 'rob , • onvans«,,,,aa norm\ Your mats You staterimi itemizes stories and other ZSetS held n the rioum at te col el te statement period You may Mt for missy ra July pad raantin at any trne You may remise seattim used as ban salami aker parting sny banfe Ole On teen any mattes traderad a> the Fm dvng the summit period ate hood a Runes rab• as ol the mil of the subgenera gaol • Cog basic 24 dettanking the act basis of the searibes moded n the stemma Were tali:Sea var rte natter t€S reseda Sorecesha rebid on nasal ion obtained f ran sources eta tai tes Fintcal %aces. naudng narrators lam nens Ins or ta you may Are pro/eh:Kilo your lirmecul Adieu The ben does not idepeideniywity or gunmen) nay a valbag of any gormxon Frosted by sources Wm tan War racal States an edgier, *tough WS Facial Sankt:9~y updates etc Maniacal as c 6 reGleed the inn does re preside any asmans tat fie oft:image under "Cost bah' and ^Unre•lited genen is ranee a of the dire of the. Snarl As at" please do not Risen This informal0 to sate purchase a sae deitawt fa ter moots a 011entot Acaronb &Maned to thefern may reflect Oahu niormairs any for the rand of time they at held a the FiTII More historical nifernat21 it be added by you Finanaal AdnaOr • Unneraedgainslbses >tin data o /ratable 'armed urrealeed <pea IOSSM re calculated fa SDNY_GM_00022910 EFTA_00133530 EFTA01275497 Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera Ø maya may not elk« comotans disges ace seamy reorsaindatim emu Delbil and ode« renwomem lots and »Moak.* pfd ae lots are eat Otanbned to Taiddy one autra;od b1 lhe • Wade doe' murm pesents the copnal train« asn baladate • CANN warltiat Bonds and pWritied SiOdi that the Maw calt to easy weapon nil besolaced rota-Oath by lot tom among al seaman of that 6% hod n out name a n Newts n re ler our dents ( al loan *Soma«, is °tsarinafrom Mad panes and as xora-f rs no, gstaaweed OT« call I eattres may eta whet coed ilep mkt ~eta 'Norma ken Yid te provided uiwn rowel • Cortireataa °fagot -MD.) CDs are PK routed ups, $293.090 in pampa aid sated nttrest pre dspasttor and per dot:outcry mindien. n =Wawa with SDK niles • ~Nakao Mots &placed fa wefts ant otte produces may be a brie thai the prise mal you MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te rabble, but we do not gumbo ecrfr aaasacy - We "way coo ten doingprise who's arabbk• sr ow mean or me tol aid ask paces fa laced ledmel nd *porn or on k tad peesfor OTC satsten - Let «enwatt traded Øfles maybe gad tung «barn moo« a tht nno Mani Ma we °Waned a-4~r« :elect an adore males PM°. Or Wax - (enanposlions may appea min« a pet and tall show z 'price was not wilable if we wistful° to Obtin a orde for a scurry - Deposal a Wailes denarinatd n ~des Other inn U 5 dollars se refacts a the eel h Ewa., 'Se ds of the Paw-Font datt - For cenan senates nag n non-conforming deromnatans.«ce aid quality dace «abe) may hat bean «speedm loole.ale oropetvåbzon To obtain one: caritz•ms wren tailanle maw yoso Frnancial Ada« • Peen Inenesmima and seruauriad products. Wale -winners:aunt Crtchdrig diral prISUpaion pagan aid feat~ rwament UUSI SenanneS) and Structured peeidaas straw., hghiy 414u d Certain touched prochas hat nos born regnoted woh ~ cots and Etill~ Common:a a underand state SeeurtteS lad We vow» estmatd takes for «inte nwomere wanes are stmneett paten eor Marina cnalpuwoan only Acwacyn rot duzawd - lhepvales maydifter seminally from picas a air a etch acetate rewistmere warty« structured pinata mathe Lair a sold aid do not newsiaily regnml the sal. you may rtanto upon Planslantn - shed pray esimaes of vane are as of a ran dae aid are stsplud lo l65 Masai knouts on a regib box by an Winn:Sent saltation Urn Isuer, 90no4P~Oo‘reASOr Sowed yahn if am. are stcpted to te Fm by the °Stier, general partner ia *war and may be °Waled Axed en diefaet ntomation from that uxd by thtd paths to dorne ter estinawd yam - You can obtain addnena eternal«, raga-ding the ~logy used to determine the emote of vale and de dace of the Moirnaton thy is the base foe ea tine by antadiig your Pnaidal Adrisor - and parryestimated vales may be reflected as 'Not pincer n metalstoats ten an 'axlepantni valuation lam Anoint Applied a d matte to assign a salt» when no beam wa» thai arnworol tort ha *coned tha may ell a pownosly tenoned iota if° CaleSIOn. a when a sal» raitAd be highly ipeehlatare duo to the rut" of the sway - Then nitther an Clues rent parte« a parnor named «knot atudpalyesl Maud volut is prow led. the taut of to warty war beddleent tom Ps pitchout pia - 'DiSibutiows to dae' may inch* rgivn of cal. mane a both - • Cwria uld sue' rgresmathe nealonnrg pace perm a-.5 may not reflod yaw cos bark • hedand maid« Reenaed 'aromas ;manly in not armor engine for patio sale URS inane« *was ow' the mark« precool to esintoktod s1Ø of the 'ant tuna reputed Yak* tor the rearMed suka Bor purpose of toszNexemona To the omen Ma eta teed wanes are «gbh lot sale. teeter resieued may be wtnuntiay less Than the impaled yaw shown • In. Nairwatad) exam arNotyitalds and ratg. An natas of annual name is based oft anent derstend and Mete raw awning de 'acuities will be hit for one year from siaternont date a and mammy This alienate is oq a gudene. accuracy and Otntnued Name se not giuraweed - Est:rated arnual mane and writ Weed for Wan tpesol securints muld ticket action of «beta or gave gam in Muds Cate the ant tame LTCawns mkt) would be °wetted - footnoted arnual immix nd euteni yield aid the actua edoire ale yield night be loweror hgher tha the teemed amain' - An ntrute of ~Iced name (dieted seder «eat) titled byt eoat« malt« vat/Pan> balaxe a ured en the la2 draSand or curet parent made by the nuar and avant tit wart indonoses ell be hild'« one woe Wan the staterent dae or woe mxurty Acarathand connoted wed ae nO1 guaanteld • Aetna held lay UBS Pinandal Swaim Conan Met at int MU bytefim ad notated-en the fits Canso's«, or ant« Theo assets re 46plawd en yam stammen for inlonnahanal ~sonar Potion and «tes presented ae provned byte tong fen UBS ~fig SWIMS ° nol rwponsblei for this atonal» and does net gantlet es deacxy these assets tenet ;Wetted by SVC or end Fame supplemmul SP( average • Itavants dating and addkbnalcampeasatiow - ti «Whet to aminissom en saes and 12t1 fen noted en onneace with the datraulon of meta finds toots deeds we aura ow allae redeye renrue ~in; aapenu from asubutors and« maison of the mete lath fiat we soh two amounts are bawd on two different andeorents fJ Ilk maul, ol savby ken ot a partCuW nual had lanai to ow' dierns. and Id the aiset Yam of a pattailr (rum' fund lanais ShirOt Nil X II. I Ito - We and ar *Are and recehe retteeng aid ormthsprocesseng lets n consideration for tune« agent sakes mat we proud. to Øn rual funds These lets genitiaN at pad lam imitator mots is the etbal hand ad ae a tied done-nu« bawl on the ~be of nou,ls at tee ironer-dear holding inutoa lads of to Arid lane - m skit ion tomminens etcehed m arntaion wen the sat or «debate:en of aviary coreaco ad wit Itnni units toal dieml. wit and co our at races* ream* tang thatitenaten Iron Taira( The manna, °Town Ind/wrung to a-ruity =awls addax oil The hatanorcewres «sponsors a taunt envesment trUSIS we *White - Ott allilyeS also receMe Waling commbwisaMomet rp.nsaon from annual ilids nd *minx, 0:0"“ 1in wØ procixts we di,. huh? - We renewal anus tee from LBSBalle USA are WS AG Stanford Brude of up to RS pet axount we to to hanks wale the tangs* Sweep Pageant ASA, mannaen rowning corn-veer., aid otheo Marto mound annechon with the ertention ol wades nobadrad option transactons has been maeled on the w:tons prevourar landfat no you. aid ail he wodokel to you womanly on Nan« Short stilling n you ae engaged en tort sehgaaearity you may nos a tag.** to caftan New" costs ken« pandela 'snony Open «den Regaling OPOo « '9000.tilarK001• OrderS Thai wore not ecauted by the stamen, dae. open boy ad sell Sap «des re waxed by me amain of dui...lendscrept, on an eededindsor tomes dale unless enticed theeis by you You ae rented* 1 or orders that are restated due to put lease to carol «tog open «den Tax witherlditg en ~ant fawn WS financial Static« IRAs ~al Lac WI reqUte51.85 into« Servias to watleold income tar from yeas tattle as &Mint raw tut you my doe oat lo haw ~ix rolltet01 or. instead. you nay Nets ZO haw la ~Mc I a arne a ct a lied anoint as you TOOSe Yei elocon yea amain n effect until emoted by you You mayCwt. par oloction a ay Ono by ~au ants oilcan If you do What. (mop name tar matted Ban 'Our dartuliOrif. you maybe retsina,* to the paranoia of ettanaed tax you may nøs pent« d the reams wane« and your estimated to parrnems at not Moe CO you. lacobliyation Privacy To Ø4n a copy of ono «awn Otero Proxy Nei« pax* contact me FnatelAdonor amino« manna at ymm, ullx<cmen,aneotry WSfinancial Sevens snot a bark The RIVA. Business SeevCeS Accost BSA and ANA it bect «age accounts tiilt made access to bat no sehces and produas drough annoys/welts with affeueed bats aid other Tad patty basks and provides awls to Men aid «ruly prooknts isked by wolf elated thrd {arty even, ConWnef tirOug1 rivande Nancy sonata es of utS Marla Smears tic teegnen. nstaraniw. and annuity produce Hot MC haired • No bat* 9.,3f301~ May Bos vale FOAA RSOLICeMx,agoreni now" Business Wine 4:coant BSA. iffna and ntemaienal Redoes« ~geared CONFIDENTIAL Account ate matted teav mats ot 1165 Madal Services VG S•watuiv is a regiehrod smite mark of visa mornat inal 1.85 W a Stgnabare OW Cards did UEd Vdd detail cat ae owed by UPS Bare USA yeah whiten from YeaUSA haarparatal UltS Financial SernOes Inc boy 201407 SDNY_GM_00022911 EFTA_00 I 33531 EFTA01275498 UBS enrices he env Yo NY 10171.O:O2 Account name: GHIELANE MAXWELL Friendly account name: CaskirSavings Account number: Your Financial Advisor: SCOTT STACK LIANULYLE CASTOR. Phone Questions about your stemma? Call your Financial Advisor or the RMA Re9surCeUne at account Resource Management Account January 2015 Al iri MAX LL NEW YORK NY 10065.7007 Value of your account on December 31 (11 on January 30 (S) Your assets 4,208,869 81 4,159,021.96 Visit our websItic Your liabilities 0.00 0.00 vemv.ubs.convfinancialservices Value of your account 14,20%869.81 $4,159,021.96 Tracking the value of your account 1 Thousands 4.208.9 • Dec Soirs Ian 2015 SOU KOS of your account growth duriag 2015 Value of your account at yea: end 2014 14,206869.81 Net deposits and withdrawals -550,000.00 Your MeStrnent return MO:lendand interest income 1152.15 Change in market value 10.00 Value of your ateoted on Jan 30,2015 64159.021.96 SDNY GM 00022912 Member SIPC 0111030F005734749 =0115 Pap 1 of 6 CONFIDENTIAL EFT/L00133532 EFTA01275499 *UBS Resource Management Account January 2015 Your account balance sheet Summary of your assets Value on January 30 ($) Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 4,159,021.96 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% 7- E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $4,159,021.96 100.00% B Value of your account $4,159,021.96 Account name: GHiSLAINE MA'•.NELL Friendly account name:Cash,Savin s Account number: Eye on the markets Index Percentage change January 2015 Year to date S&P 500 -3.00% -3.00% Russell 3000 -2.78% -2.78% MSC I - Europe, Australia & Far East 0.50% 0.50% Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10% You rIqouncial Advisor: SCOTT STACK MANY LYLE CASK IEL Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% CNP70003005734750 =cos CONFIDENTIAL IIIIILYGM000229/Se 2 of 6 EFTA_00133533 EFTA01275500 SUBS Resource Management Account Change in the value of your account January 2015 (i! Year to date (1) Opening account value $4,208,869.81 $4,208,869.81 Withcfrawals and fees, including investments transferred cut -50,000 00 -50,000 W Dividend and interest income 152 15 152.15 Closing account value 14,1 59,021.96 $4,159,021.96 Account name: GHISLAINE MAXWELL friendly account narne:CasN Sawn s Account number. Dividend and interest income earned for purposes of Ws statement, tarttelly of interest and dadend Income has been determined from a US tag reporting perspective. Based upon the residence of the account holder, account type, or product type, sane interest ardor dvidend payments may not be subject to United States (US) ands Puerto Rico (PR) income taus.% The dent months/ statement is not intended tote used aid carnal be ref ed upon for tac purposes. Clients should refer to the apoloade lac reporting forms they receive from IRS emcee'''. such as the Forms 1099 and the forms 4* for tax reporting information n is the practice of 1)85 to file the appicaont tar reporting forms with the US InterM Proem* Semce aid PR Treasury Department and in such forrns accurately das9fy dui:fends ardor interest as tar exeript or terabit income. Please (Cordell your indwdual tar prepare(. January 2015 (3) Year to date (1) Taxable dividends 152.15 152.15 Total current year $152.15 $152.15 Total dividend & interest $152.15 $152.15 Cash activity summary Your Handal Advisor: SCOTT STACK MAN/LYLE CASRIEL See Account attivity rho month tom deists Bdances in your Sweep Options are indudedin the opening and closing bdances velure FDIC Insurance noes only to deposits at u85 Bank USA, not to deposits at u85 AG, Starriord french or bank deposits paredthiouth the UK Internaiond Deposit Account program. SIPC Protection applies to money market sweep field holdings but rot bank deposits See ImPorteof htbrnaton about your statement on the last two pars cf this document for detals January 2015 11) Year to date (1) Opening balances Addbons Dividend and interest income $0.00 152.15 $0.00 152.15 Proceeds from investment transactions 50,000.00 50,000.O0 Total additions $50,152.15 $50,152.15 Subtractions Other funds debned -50,00000 -50,000.00 Funds wthdrawn for investments bought -152 15 -152.15 Total subtracttons -$50,152.15 -550,152.15 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Cunent income &capital appreciation Your risk profile: Primary - Moderate Investment eligibihty consderation - None selected SDNY GM 00022914 Girl:00;00573475i Ol is CONFIDENTIAL Page 3 of 6 EFTA_00 I 33534 EFTA01275501 UBS Resource Management Account January 2015 Your account instructions • YOLE account cost basis default closing method is FIFO, First In, First Out Account name: Friendly account name: Account number: Your 15 nodal Advisor: SCOTT STACK MANLYLE CASK IEL CRP7C003005734752 =0HS CONFIDENTIAL IIIIIIYGM000229,394 4 of 6 EFTA_00 133535 EFTA01275502 *UBS Resource Management Account January 2015 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Cast y Account number. Some °Keit, income and current values seam may Or EppiOxinvale. AS 8 *SUL gains and lOsses may obi be eccurately reflected. See important inionnation about your statement a the end of this et cumemfOt more Infortnason. Cash alternatives Money market funds money market funds are neither insured Mr guaranteed q the Federal Deposit Insurance Corporation or any other go* share, it is possitte to lose money by investing in these funds, rotor reinvested is the tout d d reinvested dvidends II does rot include any cash dylcknds his not a tat lot for the purposes of detemsnmg hold rg periods or cost basis. The shams you receive earn tone you reinvest d %Mends become a separate tax all. Cost bests rs the told purchase cost of the security. Ind udng tenvestedduclends The cost basis may need to be alusted for return cf capital payments in order to &terrine the ad trued cost basis for to reporting imposes Purchase price, Number Average price Chen Hddng cf shuts pet share (S) investment (S) UBS SELECT PRIME INSTITUTIONAL FUND 4,159,021.960 EAT 11,664 anent yield:0.04% Your total assets 1.000 4,159,021.96 Vaue on Jan 30(3) Your Pi nandal Advisor: SCOTT STACK MAIILYLE CASRIEL mwent agency. Although money Markel fun& Seek 10 preserve the value of your rnsestrnent at $1.1)3 per Voreeized (taxIgam or loss Is the dire rence between the current value and the cost basis and would generally be your taxetle gan of loss if tne security was sad an tills date. The unrealized ea) gan or loss may need to be adutted for ret Len of capita payments in order to determine the re&zed gain or loss for tax tenoning purposes. Investment 'alum is the current value minis the amount you inverted tax; not include shares that are no: reflectedDoi/Our statement, includng shares that have teen waited at either a gain tritons. gas° dons not induCe <ash chidends that were not reinvested Cost Pnce per share basis (S) on tan 30 (5) Value on Unrealized !an 30 (S) gain or loss (S) 4,159,021.96 1.000 4,159,021.96 Percentage Of Cost YOU( account MSS ill Investment Hcidng return (5) reed EStenated Unrealized annual inICme gan Or loss (1) Cash alternatives Money market funds 4,159,021.96 100.00% 4.159.021.96 1,664.00 Total $4,159,021.96 Account activity this month Date Activity DescrOtion 100.00% $4,159,021.96 $1,664.00 Amount (S) Dividend and interest income Taxable dividends Ian 30 Cbvidend UPS SELECT PRIME INSTITUTIONAL FUND 152.15 Total taxable dividends Total dividend and interest income $152.15 $152.15 SDNY GM 00022916 CelP7C003305734753 =0115 CONFIDENTIAL Page 5 of 6 EFTA_00133536 EFTA01275503 SUBS Resource Management Account January 2015 Account activity this month (Contrived Ode Athlete Other funds debited Account name: GHISLAINE MAXWEU. friendly account name:CasNSavin s Account number. Your IIsandal Advisor: SCOTT STACK MAN LYLE CASRIEL Descepbon Amount (3) Jan 7 Transfer JOURNAL TO Total other funds debited -$50,000.00 -50000.00 Investment transactions For more intimation aboA the price Woe shown for restricted securities, see important info:makn anent your statement at the end of this 03ctment. Date Activity Desciption Ourity Vice (I) Price I) Proceeds from investment transactions (t) Funds withdrawn for Accrued investments boucht (3) interest (3) Jan 7 Sold UBS SELECT PRIME INSTIIUTIONAL FUND -50,000.000 50,000.00 Jan 30 Reinvestment LEIS SELECT PRIME INSITRYTIONAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON 01/ 30I IS 152.150 -152.15 Total $50000.00 -$152.15 CNP70303005734754 OHS End of statement for account number CONFIDENTIAL illItY_OM_000229,696 6 of 6 EFTA_00133537 EFTA01275504 Important information about your statement 1185 FhancialSovias Inc Marini a U3S FairecialSenaes). is a ranter of al preapal security. Canmaddy aid taws edirges UBSFiruncal *toes and MBankUSA ay alias OOP/Vs of IBS AG and Milian of CRS Seosan LIG **Wes twill swain if avable upon record The fam's ereorese offices re a lhostawnem moults ihe only Oda record of aXicUBS Fillandal .csxacait Other records. Pap °floattar dooment. canoeing coach-fig data should not be abed upon rl you Wove Mao is an once a Conntree, plea. • rrenediaely h reenp00 Wel3erch Mawr of the once sating your aroum Whoop al hires town are bonded to be ;Carte. daemint data Toad rot be used for tar puposes key solely on yea.ot tar tent be., Fan 1099. 5498. 10415. ea) awl peepaing your ta< now "we isre:peed by Ian to repon tote RS al mob le denten& moonlit non- ladble dviands ad time* mead tamed en Searan held n your acCoure, nn proceeds on sale tranUcti:nl, and cost battenworn weed sweat Cernmemicetom wit the Hem • pkvserecut.m any Oral CarrnMer ens nnnngto furrier Drown your rilitt Waling you* rotes undo the *antes Wear Protect= Act ISPA) • rf /he !nodal insert/Jon on the top kft oe the free,, of the lain-we is not ICS ChroalStmces UBS koala attestant you' acccort as derby broker by aragemail oath the oficated nsteuton We Maimed you of Mn m1'6011119 Mn you owned Mita:Cane in this cast sar feeds ant work is re looted a Its Frontal braes rid not the rooducmg bitter. aid you must may a report of ay odor or antssisn to both Met All apart StaWrencS Shall be deferiEd Olerpine and *carat d nix °Die:ledTO ii Vrtn? atm 60 days • Please dined culture.' complantsce irquhas to the freers Cf stmt X 201-35216990r Parra a 00AM tog CO PM ET Monday thdur n ly, a In ming I Seno:M he. Clem Retaions Depatrromt. Unon City NI 07567 • ti case of errors a canons about an elecvona lands transit.* 07T1 hi Sv4a. dak card masocism/ I o LOS Feircal Sanas hc. Weehmar. NI 47086. Ann MAL SA Sava,: Color mete as soon as pa cart d slant yaw stawnem or wept 6 eiOnia a ASV need more nfinnation tout atrayfor on the sowntrit or reap, The NM ix Card Mow 2COlOble) Mg hear torn you rho Ise than 60 GPIs alter the f nm ant you the fist surernern on Mesh the arts or probiern aphred - Foote yaw nine rd exam number a amp - Describe the error or the radar you ay unto atom aide:titan as dimly as pu On *Ay IOU Were 4 us al error a cony you need mat nlanotkin - Provide the dollar amount of the stnpeaed woe The Finn or Cad Sara ail live:tittle sour naliplant will cores any moor prosody Plea* make al diet psytto to the Furor the froth' nukocn ndrated on de tors of this statement h addt Kri to legs accoot fees. acount may be fated to mustard. Mn charge: for toopayment kr securter. puichwes andchaps Its opal nuts n rah XCOrtS Accourn ma are Urdernd 10 Othie nitAACnS may be :Mod to a vaster tee UBS Sweep Optiam Utt offers °plan for sweeping as balances. basices to bank depots at uBS Bat USA Ind Ur AG Suerford two (Bark and nosrang money Merkel mutua finds (Money Fort) and the liklenrinnal Depot Accoust 00Alfor customers wit as intonational lesooce Mmagetnent Acosta. %mgt. iht Bat Sweep CtOtranS, oath WIMPS are Swept to LOS Sat USA up b n estahraed Imo and then to ICS AG Stairked Brandt a a Matey hard Deposes at WS Sat USA are 'DK enured n accordance with FOC ruin For ewe Howson pane nut www Na gtv Deposits a U95 AG gaidord Brant ad tams d Maley folds winos nsured by the FOC. Through the On avalabie to all balinces are Stier to aCCOurn a 10$ AG Newtork Brabth red US$/4 Carman Broth These deposits atria nfirel by the FIX Balrvces hold If the WS AG Caron Beath are we/oak oposal to rho soaeogn art of the C any, Nandi and there b m quarwee a other ob Iota of 16$ AG to way thePalms whet on the MRS Camas's BraWs books Deposits a LIES Bat USA and each URS AG Beach am not atoecied by SIC Money fiend shies are acceded by SPC See "UBS Tama Sevin Account Rotations Mow Open per recned batros I We Bale Sweep Programs or OA mate vatittann. axl ties of a Pitney Fund maybe hundred, and the pdcteds returned to your you, taairitet Further manage. tout tattle sweep *pions. Wang anent mown FAO) ad )(olds. d wit** a wow Ott ion your f natal kfvfsor a by cating UBS Pasneiel Somalis woo* protean The Finn 6a miner of the Warta Paste Footed:on Coporacn DK/ whoa protects aortas rows of es marten W lo 1500000 (nobarg 1250.000 for darns for ors) The SSC awl airecton tints apish lo all wins *WWI/ hOld n a paler" tware The Fort together wth cerum Aldates. ha also pedlar-ft sippionontai proodon to marinuen anoint payable to all diglog dents. colbcbalrundati; protecion 4 WO mdlon as of December It 2013 Sawa to the poky arditiorn and kmertemt oth at the Fat 6krmaprotected foe up b 119 wean este anew** all pa axotnishekt n a rota, capack A full copy ol thepoky oaring 6 nit* upon reWo2 The SIC prOlfelat rd the supplemental proorocn both do not SPA' to • Onardnascial assets controlled by (and fridused hp°, ntu ,t ob.) but held away froml(SFinagal Semen Ceg. anan (both a UBSTealt fa cash ma% AG Stanford brands. OD mutate warns. nawg 'daub* arralet aid 00 than of mutual Ira 'haw@ soh chafes re registered deadly n the flatted* aOwrt hada on the boas red records of the wake* OW or toter agen). • Conan weerrenworarts or nefirmerit newest (9 g . lamed parowshos aid peva* platments) that are na watered sada the WNW Ace of 1933. and • Comm:dimscomas k 9. fortis *Pahang* ad precious metal cumeacit ncleclhg f wets commas and onvioXY WW1 contacts The SF< protection and the pappleroota protedon do not ?)pt/ to these assets etas A they Ottanyde away wre suienent The SEC protection and the sapbmwsa prOttaCil do rot ;rata agann changes n the market yaw apt Pregnant, Oweedver as a resat of none evearrent. twee balanptga wisavise) Mote Wormoon atilt 0 Leto request You may obtan • itormaiim about WC. ndudeig the SF( BrOctur• by conweg Sec at 202-Th43300a by many We Mk 'Abate arrow arc ort? Dfifideni Re Weesument Program OPP) me pro reelected 6e, Wear pot You may °bean the actual ear from your hiumal Adios any eked, Mats are gemmed WSW CA P. partial Mates coil be sole and the cash wit be deposad n pee aCCOure TPdvdnd retnesIner6 per:evil:pled by the issuer may defer from the male( via at wheal the peal Mates at sold Casioblip Only Stole unto may be hold in for axiant I you re entitled to wrote oe as areal! of a dividend parent or •therwise, the Firm wit ether tel partialities, make price a accept an wool diewered by a fegntered &ding agency. and cede yar account lavermentabItabres The Men:Vent Wapitis avant prof it are speck to eat accorm red rat vay beset P.M acme 0.* I on prompt, in hang of any UriCant dvnOP in your fnanoa Shair Cr neeStrrner Cbiectem For each accours held. you choose one of the folowng rwetmem 'acks • Pedigo Conant Nxorne Ineenments wain; he 'Infer im of ',come only • *Move Qatablarecimon twellmnts 5efkinu Torah pet procpal rah. than In? gin...aft:4i of nCCen? • prockceContesaton or (mono and Ceara *Macron horseman to ng both no generaion of MOM ad gown d prncpal Owoll tisk profiles • COnamehe Seeks 10 manta) heia priapat wen low risk rid vOLT lily 10 the root overt eon if ma means the =oat does not generate apnoea thCott*Of returns ald mat nee keep pre wth inl IOC° • AlbSeJa %%Min 1,0 aCCOpt some rid to aerial ad logram any tax fity a seek higher reruns • Arg9IPSPW. Ming to area hgh not tO ;ennui aid hgh votakpo welnigh rams ones tiro Statement lsousehokliap" We may consoldate al faxed accoat St3teClEfilS Mgt the :Sae Mont in the Sane nhelOpe ACoot.ns may be related for this snow beam they hat wines oho also matran on, account fflalOnShOS *Rh other dents at the sore address Th3 pada is know as Yeasseholdng • it you pale to receive indaitual flittrrent, nukd in atria CONFIDENTIAL ervelopes —you may Odine houtehaleg biding your Fertile Advt.°, Friona/140PM NM* The Pleny an:Cone none ref kts nfterruticn ttiat ao entered on the Hrnt calm orates webs.. It ts a customizable inderiamo• chosen by you to ass you wth You reaccbtered n la no bga effect on sour arours You can dove you Freda/ft XONSIt manes. through Woe Senors a byeatacuns)1V f arca karat Amman overview • Vette/sou 4count/taloa Na a asset and liab • Asset Ingots sealkle on. solaced wooed owl, (ea rid Gkbai Tme Daseat unnalizod mats to mreet arta, assetsnot held hovehe Fern Does not nCbdeunpnced SaritelaSSett a creed. ol the pity and meat stamen pooch. a PrWate iWanentS. UrveSbad studs soloed aid meat* stock colons • °abbot rattles debt balriCES. outstandnamrgn loan. Goa Me Mal accoum bates • Caffihronty balances Toes of vilneesied avaiable car bSanCei. pky;1135 Bat USA deposit baron UBS AG Stanford Branch depose balances and moneerenrkie mu fold sweep bdiaXti the closed the statement period Norycorrincd Ey tee aedn batman h your aaounl are not segregaed from aka batmen rod tee Femme use ay of these leads n the ordary ow of as West, lhese ▪ payabse upon yorr &Imam, (thus total 6 Incbdtd in he coat wad Why yaw SAWN irtformatiwe fa detakd Mammon on the F on' sanbrg padass and declocurn mkt to voteChem RPM bn't4 Ageetmall or AlThunt Agetentill aid the. General Tien and COnditOM StSfalett Of Cade kateces nth* n faireesseeds and OCCOOSIle JIZer. iiM e ••4••••••••••4". tr non VOW awts YDS Statiellent Cdratt SfanteS and Other assets held n the 4Ccoull x the ova of tie swami, period You Mai err for &taw of Julypaid taints, at any time You may racer. sacrum used as low coltreed able Ming at balance due on fromAny wanton trandened b them duty the sooners period are lined a •11694 WI* a 01 the told the statment period • Cott bast ei delethng the cos: basis of to stoat 'auded n this statement okay ndLited eith the neater -1.' UBS Faunas' Servcesha noted on intonation Planed from sources other than lilt Firocul %VCRS. ()COSI 11100113(10t1 Iran rata. few or that you may Ane provided to your fasted whoa The Finn does not naspendenit may Or gurarnte the anrry a validity of sty knormaon provided by sources °Wotan USSF nnaa Sereat en addefon Waugh USS Fandat Sankt genoraly updates this donnawa as c 0 ft:C004. the FM does rot profide any arowas ma the nf ameba older "Cost bale red tairpliped gaivbss is ranee a n the Oa* of this arienall AS rut please do not rayon this informalOn to make purchase a Me Oozes fa der purposes or 01101./6t ACCC•alb U2104001 to the Fm mayreflect gram nformaiso oily for the peresd of time they ay held x the Fan Morehimorof Worrneton cm be added by you Faunal' Adosa • Urn Seed saint Ibsen 11hen dace e VASA, nosed utreal.NO carred ice SDNY_GM00022918 EFTA_00133538 EFTA01275505 Important information about your statement (Continued) tinutd) thivithalmaity arts The tamation data Ice inianlial on mayor may not relict cognomens Oates ate Seaway reorgricaion eons DOOM and other remorrane eats and amok pad a. tots are each combated to disinal one award Sie the • trade dae' colon p.esents the ago , tuna tan traledae • Callable norkin toes aid deform no* that the titre calt tor oily Memnon nil be waved mangy by lot tom among a Wardei of that nay lad in out nano" in nano. nam for our dents Cat leave Warm at is Wanedtom third pool and es 'carat, not guralYed Othar Call leases may east each could ailed yell complete oformi ion tra be molded open mall • CattirralaS of deposit(COs) CDs ate MC nosed apt 1293.000 n prinopat and squid Marra per depositor aid per Motto-yr mimeo. it acardana with CDC rules • prioNolue Pieces &plod fa Wanes and GAM products may by hghor ce bona that tbo pro that you MN Id actual, rectve in the maid Feces are Owed from vatiM turd pity SaarCet atoll we bebiae to eat relabla but we do not gamin, tea a:cracy - Wo "rarely ono to dosng pm* when aratabla ti he mon or Mad and ask picas for Isted SEClitieS and optornot <Ai tid prose °eta( miles - Let advt./ bad statues maybe peed uing a wimpy model a the mod ware ate we obtained arm rid! nol reflect an actuit mate Me or Yabith - C Oman pOSIMS may appea warmth Apra:tad will ifww z was rat mailable' if we it amble to obtain a pow for a swum - Deposes or mites dominated et cumendes other tan u S Mess are reflected a the eadurgerae as of the naternot date - For certain soothes Padang onOraCCatamiig decomnatan. doe and quality dace vale) may hat been Mg-Med:a laraaale prow *beam To obtain Curcio a M." Won mita. coma yos Freanoal Om( • Moto Innotionts ern drudured protium Primte inestmere soot Criaping dire prmapation pagan aid rase owe Ohltfneell tad seamy.* and duaved products manna., higher MOM (elan mama prcalicts tan not beta retracted mt. the Wood's and enthanda Campion a undo any stare soot*" Ms We von* estmted oat*, la divate rheilmert Seciate. as Stnnee.lprodtalS tor rrforrna analpupoato only Acanacye not 9unnletd - the* yaws maydiffer sthstantally from SOCK toy al ands ware imeStrnere securty a seructured pima new be tour a foe aid do not necetaily redraw the wade you May Wen* upon bandaton - nerd pow enmaes of wade are as ot a ran dae lid re supplied to !SS Naomi Soots on a repo It baps by an naperment valation fern 1“tat, gerttrapt'awra minor mimed vim it am. ate stippled to the Frm by the mutr, general partner or Orator and may be Clidialed barred on afferent rmanation from that use by thtd panes to clothe thee eV:mated yaws - You cal ratan addaanal Memnon regaling the methodology used to doyenne the mane of via and the dace of the inonn.von Ona Is the boa fa the eternise hyaena:rho; your tetrad Motor - 11,k0 pity estimated vibes may be reflected as 'Net paced' n sewed MAC.% *hen an 'nlepenfent valuate," Mt hnsot applied a n unarm no assign a van.* when we beam away WO a rnienil tort haw ocared that my of a own:only reamed value too (MOM a when a vathe worm te barmy SpeCutribre duo to to tutu. of the tarty - Men neither an Ma general ono a sponsor inflated vane fife 3tirdpalyes italtd value is prewdel tie yaw of me wares was bednerent ton es thschase pow - '0ntrbutions to ON' may hobo* man of GAAS near* a both - • Corial hoe we' reptant, the Ort,31011(tOg pine per wit a-.5 may not rated you• cost bath • Itintrified Saellritin Restricted smarms ;meaty ire not °snotty tegible for peak sale IRS inaxia Strraal Wes the mate pries of the snorstiktod nook of tno earn, month named vale* for the restrained nods stir dogma of m6 St To the scene tai testi cted setturelm a* eligble ler sae. the valaeleCermed nay be wtnurntite lets man the imputed Ow shown • tat Iodinated) Salle, orradyields and raw. An tainate 01 snug norm is based on worn dividend and avow ran awning the, orelaities *II be held tot one yea from Mount date or awl manly TM Mime 6 ong a gurkaine. aCCuraCy and 0:Offload moan ae not sauraveed - Ed :mated anus income and amen WWI for arlan aleithol wastes armed hduie a Mon of dinciPa or calve gans slandi ate the et name arrant yea) would be mowed - EalniNd anus nom and anent Yield aid the actua nomad need mght be lowers hgher thth the unmated anions - An raMate ol rewarmed none (ileidorm add noose) dusted by the amen oak et vat/Patna? bare.° 6 based on the last demand or nreesi pogrom male by the nor and thanes the wart irmdthenes all be !MOM one swam the statenot doe or trite =may Masai and connote' pad ae not guaareteed • Mom not hold by WS Financial S enema Cerun assit; ae not held byte CO, ad not withn the Inns possession or entol rhea alit re d6pLayEd an your statement for informational pop:deo* Postern arm oaths presenirm ale preniled by the inured firm IRS F nanCat Seraian a not reportsble for this Ofoonabn arm does rat guevorme as aCCu ay These atlas tenet prosocird by SVC or to ems supplant-ail SPC canopy • Revenue dealing and addklonalampermaelem - n additim to orninissom on tan and 12b.1 lees recemid n connemen with thedata:Mon of forma funds tO OW Mils we anlise our striae re0Nee /tale navy pa/luau Irom darbutors ardor 'orison of the mutual funds ehat we sell Thew ancients ae based an two Patent comporms the amount of saksbyuBS of a partcuLt Mutual held fury to oat darns. an Id the aset writhe of a pother math fend fangs stormNO a the Inn - We and as *Lye asp wade retetherid and ondoprocesing lees in dirridefthon for transfer agent wakes net we proack to the ntrual funds Thew fees maybe it pad tan imenor awn in the mutual lend ad ae a Wed d011t andri bawl on the natio of mulls at tie trormadear holding mutual Mead eta had Imiy - m athe ion toroams Moved n ormaion wen the sale or darbuton of arnurycordram ad unit mot nii° It11.0141lit to Ott dena we arm soar anathema...forme Thing CarpeoSabon from Mrryof The romance °roam,: oidreverirg to acuity Ccoracti the inaranot cornmeal or sponsors d turd lloeSTMEnt INKS iv? 061ltute - Ott /Mates also receWe trading COTIMSWI5aN othet corromation from menial had, and fluent Ortcalies viitroy moats we distbute - We receive an mot tee from MTh Sank USA an USS AG Stanford Broth of up no 125 per ocount swooping to the banks oaf the UPS Bak Sweep Program malt, Infothaten rogardng cormiormen and othm Mega Warred n common with the thermionot rcbiong option Vadadons has been ncrmtled on conliodons prewarely lunched io you. and era be pitMokid to you dopey on 1.0.101I Short soiling If you at engaged tn tort Who amoral, ycu may was a chide.* to anal knowing costs fa Owl palms' Panty Open Men Re9rding open or. •good.tiicaxeno • ordersthat same not masted by the stamen, dab opts buy ad sell stop ceders We Mated by the anoint of de/deatha with on al odirminchor origins date wad rowed othenvivt by you You ae rermonable or orders 114 are routed doe to your faits. to can:el exiserg open orders Tar witheldirm on Mirbotions bon LOS financial Seethes IRAs Federal taw taw mune ILS5 Inocia Servos to withhold flow* ta from yois %sable AA distilbat rat. but you may rata not to hat. axon. ire wittOoll or instead, you nay elect to hat lac Mated a arae or noised man a you choose that stoon wB remain in effect unU rtholed by you You may made your election a ay lino by mast anew eetcOn If you dl no, haw °notch room tar Mated kW yOUT dattulliOnS. you maybe repoinbie Ice the payrntre of Mined la. YOU may nod dodos hl the amounts wttSl and dor estimated law payments re not equal roy0Vlanli3tir Privacy To obtan acorn otoa Oran OW Pratt WM perm dented you F nodal Admen °tattoosMane a yarn., ussnamenroodorry IOS ;MIMI Soots 6 not a bat the WA. Bunton Serapes Moen BSA and eRMO re Wattage aatilltS Mdl proide access to bat ng services and prcdans trough rings/wits nit *Noted bilks 2110tAll that paily balks and domino across to 'norm and mut y prOdJCIS issued by unall doted shed party etyma compthes through nwisice agency debsinet es of utS FelSICIS Servos tic awegthant. nsufaXe. andomega products NM IOC hind • NO bank 9AMIIICH May lose vale RV% ROSOurOaartaiaynvol aCCOult. SUeirreS$ Saw:f5 Moan BSA. ItMA and nteflabalal Re:OL•Ce lAllagarreit CONFIDENTIAL Aden are MOWS servo° mats of UK Friarcial Senates Iry Yea Soriano is a agitated service math of visa Inonthonal LEG Visa Sonata* creed cads and MS Wa decd cads ae issued by IRS Bat USA oh ;moon from v ea u S inarporaterm UBS Financial Streaks Inc Rev 204207 SDNY_GM_00022919 EFTA 001;35;9 EFTA01275506 UBS nancial services hc eve York NY 10171.0002 Account name: GHISLANE MAXWELL Friendly account name: CasNSavings Account number: Your Financial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement? Call to it hriarcre' Adviior Of II e RMA Resturrelinp at account Value of your account Resource Management Account February 2015 CRIS AIN MAX LL NEW YORK NY 10065.7007 on January 30 (S) on February 27 (1) Your assets 4,159,021.96 4)09,172.87 %sit our website: Your liabilities 0.00 0.00 vemv.ubs.comifinancialservices Value of your account $4,159,021.96 $4,109,172.87 Tracking the value of your account S Thousands 4.2089 • 4,199.0 A,I 09 2 • Dec 20:4 Jan 2015 Feb2015 Sources of your account growth during 2015 Value of your account at year end 2014 54,20069.81 Net deposits and withdramais 3100,000.00 YCur ilveStinent Miura Diedend and interest income 1393.06 Change in market value 1000 Value of year amour on Feb 27, 2015 $4,109.172.17 SONY GM 00022920 Member SIPC CW20001005810301 =0215 Pap 1 of 6 CONFIDENTIAL EFTA_00133540 EFTA01275507 cat UBS Resource Management Account February 2015 Your account balance sheet Summary of your assets Value on February 27 (S) Percentage of you aCCOunt A Cash and money balances 0.00 0.00% B Cash alternatives 4,109,172.87 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Nontraditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $4,109,172.87 $4,109,172.87 100.00% Account name: C-I15cAtIE MA Oh ELL Friendly account narne:CashSavin s Account number: Your current asset allocation B Eye on the markets Index Percentage change February 2015 Year to date S&P 500 5.75% 2.57% Russell 3000 5.79% 2.85% MSC I - Europe, Australia & Far East 5.99% 6.52% Barclays Capital U.S. Aggregate Bond index -0.94% 1.14% Your 15 sandal Advisor: SCOTT STACK MANY LYLE CASR1EL Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% CNP200C0005810382 CONFIDENTIAL = 0215 MayGM000221A0u 2 of 6 EFTA_00133541 EFTA01275508 UBS Resource Management Account FyL • Change in the value of your account February 2015 (Si Year to date (S) Opening account value 34,159,021.96 $4,208,869.81 Withcfrawals and fees, including investments transferred cut -50,000 00 -100,00000 Dividend aid interest income 150.91 303.06 Closing account value S4,109,172.87 $4,109,172.87 Account natty: GHISLAINE MAXWELL friendly account narne:CasfiSann s Account number. Dividend and interest income earned for purposes of lift statement, lase:My of interest an0 chIclend Income has teen determined Iran a US las reporting gerspeclitt. Beaecl upon the residence of the account header. account type, or product type, some interest andor dvidend payments mei not be subject to United Slates (US) ant I a Puerto Rico (PR) income tarn. The caent monthly staterneM is rot intended tot. used and carrot be mien upon fee tat purposes. Clients should refer to the ap:hcasle la reporting forms they recent from IRS annually, such as the forms 1099 and the Porn 493, for tat reporting information n is the practice of UBS to file the apcticaue tax reponing forms with the US Intend Resent* Senste aid PR Treamy Department, and in such f0rrrls accurately dose& chodends array Interest as tat exempt or Water income. PIMA consult your Inchtdual tat prepares. February 2015 (3) Year to date (I) Cash activity summary Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL See Account activity this month for dela Is Manses in your Sweep options are ind udecl In the epee mg and closing mance: Aut. FDIC insurance applies only to deposal at u85 Bank USA, not to deposits at MS AG, Surdas! branch or bank deposits paced !brooch the UK internahond Depose Account program. 51PC protection applies to money market sweep lima hadiros but rot bare deposits Seelmportant inAsisnation abaft your stetemere on the rat Mo paces cf this document for detals Opening balances Additions Dividend and interest income February 2015(5) rear to date (S) 30.00 150.91 $0.00 303.06 Proceeds from investment transactions 250,030.00 300,000.00 Total additions $250,150.91 3300,303.06 Subtractions Other funds debned -50,00000 -100,000.00 Funds wthdrawn for investments bought -200,150.91 -200,303.06 Total subtractions -$250,150.91 -$300,303.06 Closing balances $0.00 $0.00 Taxable dividends 150.91 303.06 Your investment objectives: Total current year $150.91 $303.06 Total dividend & interest $150.91 3303.06 You have identified the fcilowing investment objectives for this account II you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Cunent income &capital appreciation Your tisk profile: Primary - Moderate Investment ehgibihty consideration - None selected SDNY GM 00022922 CriP7C0O3305810383 CONFIDENTIAL = 0215 Pegs 3 of 6 EFTA _DOI 33542 EFTA01275509 SUBS Resource Management Account February 2015 Your account instructions • Your account cost basd default closing method is m°, First In, First Out. Account name: GHISLAINE MAXWELL Friendly account name:CashISavin Account number: You rignancial Advisor: SCOTT STACK MANLYLE CASRIEL CNP7O3C030$$I 0384 CONFIDENTIAL 021$ JY_GM_00022902Sge 4 of 6 EFTA_00133543 EFTA01275510 *UBS Resource Management Account February 201S Your assets Account name: CHISLAINE MAXWELL Friendly account namettasIlSatnn s Account number. Some ones, income and current values ShOrtn May tet0proidnune. AS a itsult. OM aid losses may nol be excutalely refkcled. See sosportoor informarron about your statement a the end of ins dxumeM tot more inform on. Cash alternatives Money market funds money market funds are reinter inSured rgr guaranteed ty the Federal 02p401InsuranCe Corporation or any °IN( gerre share, it is possilde to lose money by imesling in these funds. Total re.nvested is the tout d at reinvested dvdends n does rot include any cash dtAdends. n Is not a lea lot for the purposes of determining hold rg periods or cost basis. The shares you receive etth tirre you reinvest d %Mends become a separate tax loft Cost Ana *I the toll purchase cost of the security. Inducing reinvested d udends The cost basis ruff need to be alusted for return Cl capital payments in order to detertrine the adtestedcost bays for ten reportirg imposes Purchase pricer Number Outrage IiKe Client Hddng of shztes per share (S) Investments) 1.65 SELECT PRIME INSTITUTIONAL FUND EAI: 12.055 Curent yield: 0.05% Your total assets 4,109,172.870 1.000 4,109,172.87 value On Feb 27 (S) Your PInand/4 Advisor: SCOTT STACK MANLYLE CASNEL mtrent aoency. Although money Markel ft/n(452(4(10 Ikeerve IFe value d your intestrnent at SI tOper Unrealized (rox)gos or loss is the ark terve between the current vane and the cost basis and would generaly be your layette gan of loss if the security was sdd co this date. The unrealized (tat) gan or loss may need to be ac4usted for return of (gond paiments in order to determine the reatred gain or loss for later reposing Purposes Investment return is the current value mows Ihe amount you invested does nee include share; that are not reflected on your statement, inducing share, that have teen wafted as either a gain maims. Imo dos not include cash jvdends that were net reinvested Cost Prue per share basis (S) on Feb 27 (S) Yaw on Unwanted Inbestrnent Ntldng Feb 27(5) gain or loss (S) return (5) period 4,109,172.87 1.000 4,109,172 87 Percentage of Cost your account b1/435.4 (S) /*Mated Unrealized annual inceme gen Or loss (S) Cash alternatives Money market funds 4,109,172.87 100.00% 4,109,172.87 2,055.00 Total $4,109,172.87 Account activity this month Ode ACIInly Description 100.00% $4,109,172.87 $2,055.00 Amount (S) Dividend and interest income Taxable cfrvidends Feb 27 Crvidend UBS SELECT PRIME INSTITUTIONAL FUND 150.91 Total taxable dividends Total dividend and interest income $150.91 $150.91 SDNY GM 00022924 ChiP7C002005810385 0215 CONFIDENTIAL Page 5 of 6 EFTA_00I33544 EFTA01275511 (Plt UBS Resource Management Account February 2015. Account name: GHISLAINE MAXWELL Friendly account narne:CasNSavin Account number. Your Koandal Advisor: SCOTT STACK MAN LYLE CASRIEL Account activity this month (contrived) Crate Moiety Crescipteon Arrant (S) Other funds debited Feb 18 Transfer JOURNAL TO Total other funds debited 450.000.00 -50.000.%) Investment transactions For more information about the price/ 4ue shown for restricted securities, see important information about your statement at the end of thd locunent 0*e Actnity Oesciption °vanity value (S) Price (S) Proceeds (ror% tra inwson tme s ist) F unfit accrued .nwsirne0.initshd bou rav;i1(7) interest (S) Feb 18 SOW WS SELECT PRIME INSTITUTIONAL FUND -250,000.000 250,000.00 Feb24 Bought LOS SELECT PRIME INSTINT1ONAL FUND 200.000.000 -200,000.00 Feb27 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND C*VIDEND REINVESTED AT 1.00 NAV ON 02/27/15 150.910 •150.91 Total $250.000.00 -S200,150.91 Date Activity Descaacn Amount IS) Money balance activities kin 30 Balance fawned Feb 19 Deposit UBS BANK USA DEPOSIT ACCOUNT 200.000.00 Feb 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/24(15 400.000.00 fob 27 Closing Ufa Bank USA Deposit Aaount The UBS Bank OSA Cep:Or Account Is your primary sweep %neon $0.00 CNP7C008005810386 I= 0215 Mity_Ght00022402gge 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133545 EFTA01275512 Important information about your statement UBS Fiancialkevias Inc MOW a U3S Fewer* Sakes/ is a member of al par:palsecurity. wean adly aid vans edueoes UBSP halal Wow and UK Bat UM. re Maw subfahrin of uBS AG and altiliares of LOS Seeskin u.0 Thee rots &wit sweat if avatale upCel recueS1 the fem's exectatte offices at at sommic en. r thestawnem represent. only ofIcbt record of SWIMS Fillanaa %NIG*, acoxint Other records. maw °float tar attorneys. conunng soaked data should not be ;Wed upon dyou Wove ewe is an mar a OnGtal, pleat ntpOr n ormodirely h want to Meerach Matwir of the once seeing your aroum Athough al hires team are intended to be ;Cara. gamut ata Toad rot be used for tar puposes try sole6 on yeaend tar tam . Form 1099. We. 10415. CC) then pepsin your to raw lay/ im isrequited by lam to won to the RS al tom le demands. Avondale non Mob* evelends ad lambda netted eared on "noun." held n your acCoure, nn proceeds on sale tranUctitni, and cost barrenwan amend remain Ommumicellons whhthe Hem • piece rearaill any Ord CannalCatons *rani to furrier prow your riles warding wangles war the *awns Wow Protectors Act (WA) • fl tie fruneal instruaion on the top kftoeihe km of the lament is not ICS Finnan Stryces UBS instal Stokes canes your accoutre as Wacky broker by magenta We the pleated ratuton We Intoned you of thts retnianhp Men you owned tilt =cunt in the caw your fords area roma was re looted X 185 Fiona' Wow aid not the rtroducrig atter. ad you must waverer:4 of my ma or amssisn to Beth ant All aCCOutIC StaWrencS Shall be &CIO Cilerpine and acne are d nx Obleled TO n Van? Wm 60 dads. • Please direct outlaw' complants a egoism to to herr: CF rant at 201-3521699 or meta at 00AM to6 CO Pkil ET Monday lineup n ly. a in rang I Senn:HIM. Cline Radium, Deputrrent Unon City NI 07(87 • ti case of ears Co gallons about an elticoone funds undo 07T1 Di ever dash card trassachookr I o le3Senrctil anew hc. Wee-Nukes. NI O7486. Ann IMIA1 SA StrCe: GU avower sow as pa cart d Kellett yam stawnem or wept 6 %Verger It SP need mate Mammon Lout aurae on the smerront or reapt The rim a Card Mew (as arp lOble) mug hear tan you nO L3te. Val 60 CPIS alter the r m amt you the frst summon on %heat the sae or protean apeatif - ems rune and nocommt number (e and - Detente the ea a the aintent:et re awe alas adman, as awry a you do why yeti behove 4 is al era a ray you need more neon: im - Fronde the dater amount of the stnpeaed era Wm Finn or Cad Muer ail ate:tittle/MY Canplant ad will correct wry toter promptly Plea* make al teed" payse to the kinor the fermi nueueon ndrated on to tors of this statement h addtpn to (LIS a:coun fees. wounD mar be mbeed to mmutertnee ens charges for ire payer for sauna: turchaws and elvers Its uwad nut n CLN XCant$ Amnon% ma ace tradern?d 10 Othio elStAnCnSinay be :Maw to a Danner lee. UBS Sweep Optim U85 otters °pans for swordGM bermes, baxes to bank depots at ula eat USA NAM AG Sentra Daum (Bark and monomania' muoui finds (Monty hods) and the liktn‘ltienal Deport Accent 00Alfor customers Mtn n manxional Swum Mauganent Aconite %mgt. iht Bat Sweep StOgratiS, can banOeS are Swept to LOS Bat USA up to Mt estalstMed kw arid net to UPS AG Starriced Brandy a a Matey hard Deposes at ten Sat USA are SDK meta n accordance with FIX rules for eta Hammon p Iwo nut mow Uto gov Deposits at URS AG Raided Bunt and *Latch/Am, Fads wow mused by the FCC. Through the OA Addable to an basics are swept to dpone ablOurrtS a 18$ AG NewYork Bach and US$ e4 Carman Wands Theseckposns zee ria routed by the SDK Barren herd If the 18$ AG C Orin Beath telpOlinly Opined 10 the somogn rid of the C away lands and tore n m quaradee or other oblate:nal-66AG to way thebatmen Wee on the 185 Capnal'S Brad.'" boas Deposits a LIES Bra Vie and each URS AG Braech ore red prctcwd by SIC MoneyFund shies are acceded by SPC See %IBS f mated Severs Account Protection' NON Upon you rPal.2 Bata :C.1 to Bat Swop Program or OA mar be welt ann. ad Owes of a Pvtney Fund maybe liquidated, and the ;mad, returned to putt you, taerritet lackni Further mfamten tout aralttle weep optore. Waing anent mimed rates and yields. 6 Nibble *wee fiat Iron your 'flatcar advisor a by caned USSR aretistSenrkss wenn swetection The Finn it.) minter of the Same" !Mesta PrOteaion Cothorauca (WO. welch pro tots swanks wows of is meatus op lo 1500000 (nada; 1250.000 for dams for ca) The MC we airecten tow *Ph le all wan *WW1/held n a paned, cooly The fret together win cenan Adam ha also put aced Apprimontai protwon The nuanuen =Gun' payable to all NOW amt. cactvel,uderthis prowion 4 550) melon as of December It 2013 Wow to the poky arditiare and known carat at the Fon CUTS' prObeCted fa' up to SI9melkn n the anew:eta al pot warns held n a palled, capaay A full oopyol the poky **dog 6 Natal. upon raart, The SIC prOlKlat aid tie supplemental prowen both do not Salto • Cenardnaxial tows controlled bland Waded nye°, now value but held awayfroml8SFinaioi Savion (my anal (leash aIBS Bat (i)ca;h at LOS AG Stanford amide Id) nitrate acetels. Widely 'Adobe wee hot ad Mitres of mutual latch ante soh shares ate to owed dray is the nine a the a0annt hallo on the boob ad records of the ;pliable Moor a male agent/ • Caton roamer, corarl or norm% Memos (o g . 'ruled pal/wet/vs aid prtrae placements) that are na enlaced vide the WNW Act of 1933. and • Commarain cancan to 9. forcon *when)* mil peaked metal contact WAIN foxescomma and Rs" mat WW1 coronas The SF< paeans rid the napplerramta Freston do not aapay to these assets ten if they Oternree Totem mar swam% The SEC promoters and the AppOnett proteann do not premed own Menges n the nude tate or yov immanent, eneedser as a enure of mane roarrent. cowl badman of itilsam'sP) Mole iibmaona edit Roan Meat Vat may obtan roue informal:an stout WC. hcludng sheet( Brahma by conwrg SPC at 202-37143300 by veritmg tie SP( 'Abate ammeter= 010 Deideni Re evadument Program Ueda) Me pat aneCel et, deter pat you may °bean the actual age tract your fentrval Adios Only whole stems" Me plead under PIP. partial lines coil he soli and the cash rul be agonised in sots aCOard lliedvard renwslmtere Coe aappled by the issuer may dee trot, the mater via at ends thepartial bat re sold Caleb/ ine Only lei° le unto may be held in yOur arrant r you are weed to a/whew m areal! of a &Mind parent or otherwise, tie Arm we ether tel partial:Ms x mate price a aCCEpt an fl int detemred by a registered Wang agency. and aide yam account laindlmentableaeres the MCI:Vent armies and rig prole are 5p2CliC to eate worm aid may vary between flea. Oise the Inn tromp Ir in winng of any nateant Mange in your frianoX 'initiator nmtirner await; For ead+ accourt held. you choose one of thre fo loving nostment obActees • Amigo Current axorne Inernenents wain; me renal kin of :some only • Aare* earecablispacamon hAspants Seeking Torah of (=opal rah. than It* ginelatOri of name • crociece COrobrunan of MOM MIChthribrithemaran Inarstrrnelt loot hp both me gerWaion of icon ad gowns cd brava' award* profiles • emendate Seeks to mantas Wier pinata( wits low vOli lily to the nowt writ eon d ma means the exam does not gonwelefirfallt (KOMI Of Means ad mancekeep pea nen inIllalo • Atioderaa lAlling to accept somervt tOiondlaal and tokrre sarwvdantyb soak higher rectal • Ainrapte Wring to area hgh mgt tO ;town ad hgh Walk) ea seethe"' rows odo taw Statement 'hue soludang" We may consoldate al retited scout Stational% with the sane address n the Sae nnelOpe Accost" may be rented for this anew beam they hoe owners lino Sea maintain pont Mount filalOnPIOS wet Pter dents at the same address The pence a know al 'housetrolOng • it you aele to rewire indented statement, mad in mono CONFIDENTIAL encolopm —you may *Cane households) boding your entail Adm.°, Friona/ KOWA An The Plenty acaturn name ceflats edarrixim that yeti entered as the fonts Wine stews webs.. It ea cumuli:gab inderunw mown by you Ye azC you wth yea reCtallittperg n lem no Mad ONO on sour wcourn Yea on Wave your Freda,/ XCOalt manes. through Woe Services a bye:own; sox Snared Arabia Maw overview • Vat of Mr 2CCOunipalito, PM of assn and readapt • Axon lateen audio* cell balsat vaunter rest, iced %cattySC rid DPW, Tme Repeat treedized marks to market ad oxtail races not held by the Fern Does not nCbdeunpnced SaaltelaiSetS at tie erd or de pro and aorta tearoom weds a awe neeanen% invested ital, plum aid a con islbR sled. colons • Ciaokkes MIAs debt balalaS. outstandnammgn bas. credit Ire stsat aceoum bates • Cashilhomy again Toes of articled ava&Ekcwii bSances ekt 1135 Batt USA adorn baron UBS AG Stamford Branch depose balances aid tnoneinwkie mutual loci sweep Wines. a the dose of the staltenten period Non.corrincd Ey tee aedn balsas h your noun' are net sfirepred from Nee barmen and tee Fanny% useayof these !Ards n the ordiwy owe of as banns lime funds a nava* upon yoa demand The total 6 InclAtd in he arrant owed dos kg value Lending information rot detakd rileenvon on MO on' Seteleg paean and clacloitirth, tea to vowClNn Peal neap antral or Awn armentem rod the General Tien and Ca-Wenn USS Star/lent of Ctide Raters eatable n ayeements ad Deana Mr iiM e nen Anc.o.,6v ftwory Your ants Yea Statallent andel SennteS and Other assets held n the accota at the end of the names( period You Wei at for &rimy of luny paid waren at ay tine You may recta. seamier used A bit collated Imic pawn at balance the on rem Any winter tendered u them dans the summers period an hod nutlet eat* at of the eel of the 'Moment pad • Cost basis n detemhng mewl basis of the searees enduded n the statement. Water. ndi:Ited %White natter -I.' UBS Pnmai Sewer tin reed on edema ion obtained from sources other than t8$ Fine-Icor Se yet. neudng nfamapn Iteen was Int oi mat you may hat preotal to your hnnful Mew The Finn clots not akennelenity vertyOr guy-net* *waxy a vaiday of cry Mangan provided by sews °Mato U4S handl Sar4eS addtion *hough U8S Fiendalarreagenordly updates the dornewn as t 0 ranted the inn does rot oral& any ameaues ma the ntcomatun war Cost bate and 'Urrenited gailtait" it acosme c of the dee of thus draelfell AS such please do not rely on this irdormXian to makepurchase a Me Oozes. Iota purposes or 011eat Paw& Militated to thee en mar reflect glass Manion oily for the period of titre they re held x the Can Morehinoreal Henna'', Cal be added by you Fironai Ardor • Unnamed gelnelbsees alba data b amiable ipelred rectal :id Ian" o.aralm foe SDNY_GM_00022926 EFTA 00133546 EFTA01275513 Important information about your statement (bal meed) tfridalscolaity Ins The tatirtion data fa itircbal lot maya ma, nol tel ka anynksans. Oases at« 'somt reorgundrian ment Pittend VEI odia naarst/ni bis and speorretic mactme lot are e at, COestined tOdtifideOneakerard lhe • Irak dae <Mom peesents Vee afpaal trassaat aandam • Oase aorltias Bendt andMart 1100, tal te ituile <alt lor arty redetptooWd be SOOS naamaft* by bt Wet smag al satans of that isre hit n out name ce n ~nee nar* lor as dab <allNpte eettinten is taant hom thrd pres ad as maat rol ~mrt Ot« all I Pan. mat ot weet could affect wed complete anima lon wil be proaded tØ te9-et . Currircatas of &port (COO (Os are FIX ~d ups, $293,000 in pampa st tand meent per depot . and per cinotay 'timbres ri acardanw wan COC net • nimhaluo rites ckpland fe' name> arder« aparte, '"ar beha« « btw, thri ten pint tal you MUI! Wal/ re~ in ti ~kei Prces are obtaned trom van2u$ tred partystrem. vØ we betere to te reikte bed we do not garant,'" teek aaaracy - Wo gowraly lno tw denng pin abn a/áLabb « the maan a he b4 ad ask tteS f« lat stores and optumoren y bd pres lor OTC snuit - Let activa/ valt soorten maf be poco, omga nbacn mocht er thé most taan ;da we «aait and ~nol rel led an atlas Mat« ra or ware - (enainp011iOnS mayameat mulat apma and reil show z 'poco was not aecilablel dm are smalt to abuis a prce lor a stoomt - (*OOM Oe StOifteS denentdefd n ~es oexe tm ti Stola% are relkond a the etatergote as of th* statement dale - For maan staties natie non-castirming densentbaa. ace ad gu altly «ace vale) Maa ane boen rptedb laoleale vopo- vaur,on To Obtaii aan: quaran. weien asallable. ronap yor Amati k/mor • Mans lareamints and zeruauriad eneurt entre nestmare srureart Cricbdne brt pakprim progran and real essate Pestfeen Wiet Shiiet* and tructred product Zegent," heler Mao/ <elan sinicheod pruimas ta* not bom roaniortd wit th. Stams and Exena'peCotraissem a und any state starts nes We voet estmred tabes la private ontman taats arts onnet produos br Mom.* enalputoan only Accuracy n rot 9otanwod - lheekvaue5 maydiffer sebsurnallyfrom plet ti arv ai Mm traan memmen stutte structured medoc matte topt a sok and do not necessanly ~inent the rebt you mei raamt oPln hbadann - Th rd pany etmaes of vabe are as of a wandre sid Ølid 10 Let enard lervvs onaresulár bain by an nelepernent valjaden ftm - "na Penaal papwc spaar Smaad vaat d any. re strobed to te Fan by te mum general partner a was« ard rory be Cabialed bast cn different Normalen trom teat wad by end pont to doen tapl etmand tras - Youca atm »Mond rdcematen regat ng the meentoliagy wed to determineert munt ot vake and te dan of he hforrnamn ma h Me base fa te mine baant:tin put Amati Aasdier - 11*0 party ~red vaas mav be lef Meed as 'Not ancedl n smaal 'maan aft an itettent "ad^ lal Plant Afat «dun*. ba agn .) vak,. Men wo baan» aryar• tal a rniOrill mort har ocarredtha may alla creeisesly reponed vabe too geelt. ce tenant* naad te hghly spautabee duo to to nat" of the uordy - Men natha al dier grient mrt a sponsor etsnaad traant,' inalt vaut is prOvded t»trut of me roity wil bedreven ten na poets* ptt - 'Diartutiorn to dar' mal harde ohm nart cr bah - • 0^9^Mund we' amiernts te tol allang pace p« va ra rnay rot reelen pui coat bat • lbastilmed porti« Reanctedsecumes genaak are not dandy eegade fa prik salt udl enatxial letvvs kist the nIrtit pikt ot te armtod 11Ø of the sank ssuar r al mant vak* torts» reorirted stedt br put~s of cis sune or* To the mum tv iestected seCislit are OIO* lor Sak Me ealammend nay be subturstiry lets man te imputed wiet shows • Est Nainatod) iØ menatyialds and rans. An talmt of stat omme n baad on aan« wenend ad nael ess. agning bb iscuritin walt be held lor one yen Irom Patentst date or vnl inzond leuf eiante d Onbr a aspirant aCCuraCy and Oantnutd neemt se not gerameed - Est Mand aner tot ad arom til lor sedan eensol Waitites mud 'tuit a return of encc* or naptal ganS n Mim Cdethe eSt eiCane ~zweem yekl) waad be oeentinn1 - Fintotal anti omme at narent tel ad te adtia WOW* a-4 yeld mght be benror hgher tri the esanated amens - An nam »el srwaleed inceme «Indeed ander «reil) dtand by %turen mak« taan ar ▪ 6 baSed m ten last deert or mavo porem made by te moer and araens cot team indmints wil be holdfa ot par lian th* stat rent date or vita mxurty nota" and conlaned yak ae na gaatte, • Aan net held layUESfinandaI Sandra Conan asser, aes nihele byte Pro at not ~n te fits possesst or aneol Thea ziet re drotamd ca Sur stamnar for mormanens metsel ona Poserans ad takes tresmad re *roskod byte isane fier. U6S nanca Saars n not reponstirforthis idarnain and does mat plantte es accuacy these aS5e15 genot prOkeled M SFC or Me Frits supplonenni St coswar • Kwant» raming and ~Snel compensaties. - n anten lo ommaison ore wies and nbil fan receval n ammecm wit the Ontbijt of motor hads to our dient we ante Ote aftikte repip rortue tarn; papunu trom adttbutors ~ot titan of Vo mrt, funds Mat we :eh These 111“1115 are bard cri wo dramt «neoarts 0 tie amant ol sagsby Les ol a panrel a mater fund lat% to ordent. at Ie O,e tiid vat of a palmt, ~ai fuld fanas Shaeit hekl a ;he tien - We and mur alfare ati ware reteatag ad ormtsprocesong km n mrivdefron lor tonder agent ~Ces n ma monde eo rhe muur funds Thra lets generalg re pad Iran Mona asem n te marl had ad se a timd altt mort baset on ~er of acreants at te troabdeaer holdingmetaal haas of dat had laniy - in alt ion toneamens watt n ornaat wen me sat or dorbuton of amirymnta sad Inir tos unit to ar dent we artet our aft Aan reces* reien» tang rorpensa« trom ma,' of me reane oraal*: inmat averty toorts aeitarn of the inrancecornetran or sponsors 0:1 ene tiert ~nl TrUStS OSIteute - Out afblaas aso recelretradlne <onweren ana citer attreation trem anaal held, rid nota»? 0~ies whoie podiets we &ir huts? - Were«bea anaal fee han LEIS Bak USA aal UBS AG %woord Bralde ol up lo 115 per a:Munt swaopise to to bank% ad« Ib» LEIS Bant Swap Prograns AS" ledoonatlan rogardne conventen rid ah« charges Maart n ccnnecbon wit the ~Mort of tralies «bidt opbots Vatactonshas been nclated ce oanInnrons armen* hanhi to sou, and wal be mondt to you roman ore remt Short albe et you nØaØ ei aan aahg aantal, yeu my rota charter» to anaal barowing oost, fata palets Panty Open orden ReStrdiog Open« "goodailancelled • orderscha tm not efauted byte armtao date. open bei ad salt ta aders re redaced by te teroen of dealende« rghis • oediddindsor 'grens date unit entend ot eneir by you You ae retiomble lor orders Hol are ~zaad die 10 your laas.» cancel maag open orders Tast witheldiduan ~ons baan Uit Pinancial 54111ide' S IRAs Nasa, tas dwreaUneS VIS Filetdal SenvioeS 10 botheid toost tm lom ps tact'. IRA dienbut een. tul younw doe not leb.. exen. We witehell or. instaat you taf Nas 02 har Ir vaNald a arre or natst amant as you choose Yd/ toon vil remain a effectuntaretolied by you You may ~cao sur eltetion r a-q lto by ~mg a new ebden t pu do not hm omligt" name tir waart Iran sout dratutions. you may be rehomble the paprem of ealinred ta Wat Mi nar Wren d te mept vatiald and vol ennuted hw palmaas se not Muit CO Pa la< oblipatia Privacy To cbtan a COpy ot ar afliet Care Prery Amice plm øreed vat F nat:314ton or te our ~ster vaar umcemenveleara 66S tintel Smet brot a bat The MA Stoot lervat ØØ UA and dthiM ae Ø« age lattltS vinm aarde access to baret SefeCeS and proton tØ anangenvints wen smaadbats sd otte med partyOS*s and porte, Jon to nurat ad remt y pitte asmtdbyunalalacd metary Parate companes Heugt nagalm agency manna es of utS Fnancial Satan etc kwelmrt. nurap. and Arnoldproduct, bat IOC Inert • NO bank ;Wenken Mag 101e talie WMA RESOurCeMa~litostrit Business Saars atcont Bib PAM and ncemabonal Recuice Manyarent CONFIDENTIAL ACCOult art regenend veem mats ca UPS ~al Services M vea Sonatine is a weiland ~tornt* ol Vita Inarnacnal LOS War Sottise credit cards and LOS uld dot cards re meed byUB58am USA Yeth wnts9on trom v ca u S A marparsed UBS Financial Servoes Ins Re. 201407 SDNY_GM00022927 EFTA D01.'13537 EFTA01275514 UBS lie, ei vices hc ew o NY 101714:002 Resource Management Account March 2015 HI b illy./LL NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: CasNSavings Account number: Your Financial Advisor: SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeline at S account on February 27 (S) on March 31(4) Your assets 4,109,172.87 4,109,368.36 Visit our website: www.ub.comlfinancialseences Your liabilities 0.00 0.00 Value of your account $4,109,172.87 $4,109,368.36 Tracking the value of your account S Thousands Sources of your account growth duriag 2015 Value of your account at year end 2014 $4,208:869.81 4,208.9 4109.2 1,109.4 Net deposits and withdratals 41091:00.00 • Your riveS0Tien t return: Dividend and interest income Change as market value $49855 $000 • Value of your /emus' on Mar 31.2015 14109.361136 OK ?Dia Feb 2015 Mar 2015 SONY GM 00022928 Member SIPC 01P70003006$7640 = 0315 Pegs 1 of 6 CONFIDENTIAL EFTA_00133548 EFTA01275515 (SUBS Resource Management Account March 2015 Your account balance sheet Summary of your assets Value on March 31 ($) Percentage of you account A Cash and money balances 0.00 0.00% B Cash alternatives 4,109,368.36 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account 54,109,368.36 $4,109,368.36 100.00% Account name: GHISLAINE MAXWELL friendly account name:Cash/Savin s Account number. Your current asset allocation B Eye on the markets Your 15 nand.' Advisor. SCOTT STACK MANILYLE CASRIEL Index Percentage change March 2015 Year to date S&P 500 -1.58% 0.95% Russell 3000 -1.02% 1.80% MSC I - Europe, Australia & Far East -1.43% 5.00% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% 0.46% 1.61% CNP70303306576488 =Oars CONFIDENTIAL IIIIINGM000229ftle 2 of 6 EF1'A_00133549 EFTA01275516 SUBS Resource Management Account March 2015 Change in the value of your account March 2015 (3) Year to date (S) Opening account value $4,109,172.87 $4,208,869.81 Withcfrawals and fees, including investments transferred cut 0.00 -100,00000 Dividend and interest income 195.49 498.55 Closing account value $4,109,368.36 $4,109,368.36 Account name: GHISLAINE MAXWELL Friendly account name:Cash/Savings Account number. Dividend and interest income earned For puipatS Of INS Statement, taatilly of inkiest and drvidend Income has teen detennined licm a US Is. reporting geispectire. Based upon the residence of the account rudder. account type, or product type, some interest andor dvidend payments mei not be subject to United States (US) and., Puerto Rico (PR) income tars The tient month)) statement is not intended tote used and carnoi be relied upon for bas purposes. Clients should refer to the appleCgole la reporting loans they receise from U8S annual y, such aS the Forms 1099 and the forms 483, for tax reporting information n is the practice of UBS to tile the applicatle tar mooning fauns with the US Intend Revenue Service and PR Treaties, OeDartment and in Such fOrrns accurately clasYfy dsidends ardr Interest as tar exempt or treater income. Pleat consult ran Indedual tax prepares. March 2015 (S) Year to date (5) Taxable dividends 194.69 497.75 Taxable interest 0.80 0.80 Total current year S195.49 S498.55 Total dividend & interest $195.49 $498.55 Cash activity summary Your alnandal Adelson SCOTT STACK MANLYLE CASRIEL See Account gaily the month for demo &dances in your Sweep Options are indwadln the opens's; and closing balances vitt. FDIC Insurance gooier only to depoun a U85 Pak USA, not to deposes at U85 AG, Starreord Branch or oar* deposits pacedinmost, the UBSInternaional Deposit Account pro:yan SIPC Fxoteclion awes to money market sweep fund holdings but rot bare deposits See Important inSorrnation about your statement on the last MO Oars of this document for detais Mardi 2015 (5) Year to date (S) Opening balances $0.00 S0.00 Additions Dividend and interest income 195.49 498.55 Proceeds from investment transactions 0.00 300,000.00 Total additions $195.49 $300,498.55 Subtractions Other funds debited 0.00 -100,000.00 Funds wthdrawn for investments bought -195.49 -200,498.55 Total subtractions -$195.49 -$300,498.55 Closing balances $0.00 $0.00 UBS Bank USA Deposit Account APY interest period Feb 6 - Mar 5 Opening UBS Bank USA Deposit balance Feb 6 $0 .00 Closing UBS Bank USA Deposit balance Mar 5 $0.00 Number of days in nterest period 28 Average daily balance $35,714.29 Interest earned $0.80 Annual percentage yield earned 003% SDNY GM 00022930 ChIM030930657646.9 0315 CONFIDENTIAL Page 3 of 6 EFTA_00B3550 EFTA01275517 *UBS Resource Management Account March 2015 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact you Fnancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about >our statement at the end of this document. Account name: Friendly account name: Account number: Your outwit objective: Current income & capital appreciation Your tisk profile: Pornary - Moderate Investment eligibiSty consideration - None selected Your account instructions • You account cost basis default closing method is AFC,. First In, First Out l• Your K Bendel Advisor SCOTT STACK MAAY LYLE CASRIEL CH1'70303006576490 CONFIDENTIAL IIIIIIIYGM000229P319e 4 'A 6 EFTA 00133551 EFTA01275518 SUBS Resource Management Account March 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: tasil Simnn S Account number. Some prices, income and current vdues Shear) may be Epproximaie. AS a kite. gam at resits may not be accurately refkcied. set emponam inkvenaeon about your satemete a the end of this document for more infornason. Cash alternatives Money market funds money market funds 8e neither insured ror guaranteed by the Federal CePOPI Insurance Corporation or any (Ater g, .e share, it is possible to lose money by investing in these funds. Total reinvested is the toted d df ronvested Ow:lends II does nol include any cash chicknds. II Is rot a tar lot for the purposes of determining hold rg periods or cost basis. The shares you receive each twee you reinvest didends become a separate tax lot Cost bens 4 the told purchase cost of the security. Indudng ronvestedduclends Tee cost basis may need to be &dusted for return cr exit& payments in order to detnerine the ad tested cost basil for tar (recede.; purposes. Hddng Number d shoes PurChbee price) Average price per share (I) Client Investment (S) (.IBS SELECT PRIME INSTITUTIONAL FUND EAl, 12,466 Curen1 yield: 0.06% 4,109,368.360 I-OCO 4,109,368.36 Your total asset Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL rnrrent agency. Although money market fundS seek to ereSence Ite value d your investment at 1103 per Voreeized (tox)g am or loss Is the dffe ten« between the current value and the cost basis and would generally be your taxed e gan of loss if the security was sod on this date. The unrealized nag gain or loss may need to be a:Elided tor net Len of cabta payments in order to determine the rea3red gain or loss for tax reporting purposes investment return is the current value menus the amount you invested dues not include shares Thal are not reneded on your statement includng shares that haw teen waned as either a gan or a last R also does not maw:* cash addends that were not reinvested Cost ence per share two (S) on Mar 31 (t) Wine on Unrealized mar 310) gain or loss (S) Investment Macho return IS) penotl Value on mar 31 (51 4,109,368.36 l.000 4,109,368 36 Percentage of Cost your account tc054(S) EStmated annual in(pne (5) Unrealized 000r IOSs (1) Cash alternatives Money market funds 4,109,365.36 100.00% 4,109,368.36 2,466.00 Total $4,109,368.36 Account activity this month Ode ACIInty Description 100.00% $4,109,368.36 $2,466.00 Arnots4 IS) Dividend and interest blame Taxable deatlends Mar 31 Dvdend UPS SELECT PRIME INSTITUTIONAL FUND 194.69 Total taxable dividends $194.69 SDNY GM 00022932 CelP70003006676491 0315 CONFIDENTIAL Page 5 of 6 EFTA_00133552 EFTA01275519 SUBS Resource Management Account March 2015 Account activity this month iconinueth Date Activity 0escrption Account name: GHISLANE N1A.KVIr ELL Friendly account name:CasNSavin s Account number: Your lq Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL Imolai (I) Dividend and interestiacorrie (Continued) Taxable interest Mar 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0915 0.80 Total taxable interest $0.80 Total dividend end interest income $195.49 Investment transactions For more informaion atout the oncwwiue shown for restrICteCISeCtieties. we import/rot IntormetiOn arOsrt your statement at the enrol inn Oactment Dale Acb$Iy Descipton Proceeds from nvestment Quantity Yaw (I) Pnce (1) transactions (S) Funds vathdravim fcr Accrued tmesimentsbouggn (1) interest (S) Mar 9 Bought UBS SELECT PRIME INSTITUTIONAL FUND 0.800 -0.80 Mar 31 Rermestment U3S SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT I 00 NAV ON 03131/15 194.6% -194.69 Total -$195.49 CNP7C002)306576492 I= 0315 IIIIIIIYGM000229Pigle 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133553 EFTA01275520 Important information about your statement 1185 FhancialSovias Inc Meet a U3S Finawal Secret is a renter of al sepal security. Cattnaddy aid wars achieves UBSF keel *we and MBankUSA ay heat where of CRS AG and Milian of CRS Scows u.0 Takes &will swear 4 avatable upOn repri1 The Frm's entree oleos re at lh turners reprocess the ally Oc/trete of sour UPS SeNtal acomm Other records. rapt °float tar dooment. tontine tracing dau should not be robed upon rl you benve Wort is an era a cant es pleat. MOO' rwediaely h wrangro Weerach Mawr of the once siting your aroum Athough al Wins town are bonded to be Xarate. tweet data Toad rot be used for tar puposes Key solely on yea.ot tar lam be., Fan 1099. 5498. 10415. tic) when pepsine your to roan Theism ism:prod by Ire to ream tote RS al tam le defends. repeal. non rose* dviand s w tette meet tamed en Seaintet held n your acCoure, nn proceeds on salt tranUcthnl, rod cost be:nonwith weed securities Coninemiceflons wit the rim • please remntein any Oral CadrersMCat ens es mitelyit0 further prow your niaito Wading you* rights woe the rotes Weer Protecion Act (WA) • fl toy !nowt instsaion on the top kit oe the from of and lakernmt is not CRS ChInCsalSetvces UBS koala Stakescaries per accour as derby broker by reward eh the reamed neuton We Maimed you ot Mn m1'6011119 .h en you owned this =turn in this car pa foes arts sena% re looted a Its Fismoal Sources rid not the reroducrg bitter arid you roust mace a report of my moo aerates to bath MT'S All aCCOunt SUMMONS Shall be dewed Olerpine rid *carat d n t °Die:redTO n Antal? wen 60 days • Please direct culture.' complantsoe in:tiros to the tins Cf itrnalt X 201-3521699 or tolSkee a 00AM tot 03 Pavl ET Monday thdur n ly, a In tang I Sen/CM he. Clint Rations Depatrort. Unon Car NI 07(67 • h car of errors a croons about an Mayan lands tante* 07T) bi Sasae die card reechoes/ I o Lo3SFrimcal Wren hc. Weeherea. NI Wolk. Ann MAL SA Sava,: Cal a mess soon as pa cart dputhnIcate stawnem or teem 6 eiOnia a ASV need mare Moneta, boa atrayr on the asantnt or recept The For ce Card Mow 2COlOble) Mg her *OM yOu nO triethrl 60 GPIS alter the WI ant you the fns new on Moth the era or proem arse - horde pis non rd octant number (II erne - Describe the error or the easter au ay wore atom aid tole as Okay you co *Ay IOU beer 4 is al error a cony you need mac nlamx - Provide the dolor amount of the stnpeaed woe The Finn or Cad Mowed live:tittle sots CCalplailt will cores any eiror pronotly Plea* make al d,e&s paytto to the Furor the finsical outer ndrated on the Imes of this gasmen h addems to legukT arouit fees. a:count may be kbp0 to memento Met charge: Ice lie payer/ for socurtcy puichwes and chars Ice road nuts n rah XCOUltS Accounts ma ace traMerod 10 MINK elttAACoS may be seta to a vaster fee UBS Sweep Opem UBS otters opens for seekg cash baace& basices to bank depots at UBS Bak USA Ind Ur AG Panora holm (Bark SWVIII hosrang money market mutua furs (Menet Fire) arid the IskliorKnal Depose Accoust 00Alfor customers Mt as intonational esoace Mmagenent Aconite through theBat Sweep OrOtranS, rah Whorl. ate swept to LOS 8.re USA up to r warted Pr and then to ICS AG Starred Branchc a a Many Funs Deposes at WS Sat USA are FOC need n accordance with FO; me For own hi amine pato nut www Ida got Deposits a UB5 AG Sanford Branch and *Lams d Money folds were nsures3 by the FOC. Through the On andolakt to all balinces are swept to depone xouns a UK AG tern& Brash and IBSAG Carman Bonin These depose ree ria nasal by the fDK Servos he If the WS AG Caryl Beath are wearily oposed to rho stamp nit of the C any, dads. and they k no guarantee*" other ob Spate of USS AG to repay thebatman whit on the LOS Camas's Brachs boas. Deposits a LIES Bat USA and each UBS AG batch re not awned by SIC Money fiend shies are parted by SPC See %IBS Fonda Services Account Intemions blow Upon your ream, balrces n tie Bak Sweep Programs or OA may be vatetarm. awl Wars of a Money Fund maybe hundred, and themends returned to your you, to:trite% lanll Further Mantle tout tattle weep *pions. eudng wort merest FAO) ad yeas. d wit** a wow Ott Iran your /flatcars/Senor a by calms UBS Reseal Stoves meet potation The Finn 6 a reenter of the Warne Mesta Protection Coporacn (SRO welch protectswine roans of is mertes so lo 1500000 (mcbarg 1250.000 for darns tor nits The SSC we execten tenet *Palo all maws *WWI/ hOld n aorta/rower, The Fret Yager wth cerum Alibates. ha also arcked stop sancritai prowe The roman anoint payable to all NOW dont. colectwelrundati; proweion 4 WO men as of Deemer It 2013 Select toe poky arditiaro and knees oh at the Fen funhEr protected for up to II 9 mean n tie anew* tof al per aocang held n a pato!, capack A full oopy of thepoky Wring 6 nit* upon rears! The SIC prOlKlat rd she supplemental prawn° both do not SPA' to • Cement rascal tees controlled by (and Indeed nye, roux v*e) but had away froml(SFinagal Services (et anan rot a UBSBar (e) cash as LOS AG Stanford brandy. (d) mutate mant mammy eget arra Xs. and 00 than of mutual Nods Micro wit shares ay registered deadly n tie nave of the aMart holler on the books and records of the wake* Over or toter age/ • Conan werrennorarts or riermse meet Oa 9. Smiled parowshms aid peva* platments) to are na Inlayed under the WNW Act of 1933. and • Commades contract ek 9. tarp *whoop rod preaus metal contact ex1.4419 foxescommas and /9"'odAY ate contact The SF< protection and to pepplornota proteoton do not apply to these assets ean if they Oltene empty war suarnent The SEC protection and the swprwmt prOttaCil do rot ;rata pans, changes n the market oar ceps rwevinints trete as a result of maim smarm/ outs batneptcY or FIlsav'PeF Mote 1Wimaona atilt 0 Leto Yearn Yen may ebtan we informal:sin about WC. hdudrig the SP( BrOdur• by conwrg SPC at 202-Th43300a by many tie SP( netwle alone amc ort? Dividend Re Waattent Prograh OR/P) me aka melee 4.M rage One You may °Man the actualyea from your hiumal Adios any Miele Ways are gemmed WSW CA P. partial ties MI be soli and the cash we be Coward in per aCOPurt lie dvderd rethesIner6 per:evil:pled by the issuer may dlfer from the liar* pro at well the paha barn at sold Caelkelim Only Stole unto may be held in pia ariant I you re owed to este we as acrek oink/Wind parent or •therwise, tie Firm wit ether tel pantalets, make price a accept an wont &woe by a Yegniffed &ally agency. and ate your account laynement °backrest The Men:Vent Weaves anent prof ik are speck to each accorm rod rat *ay beset P.M at se 0.* I on prompt, in wrong of any tip' iCant Ounpe in your fnanoa ShAan Cr notStrrner ((voter; For each accours held. you (Perone of em to loving mestere awns • Anita CuirentNxorne Ineenments whin; me genital im of ',come only • Aarie C'exablioplemon twerrents 5efkinu Tooth procpal rah. than IN gennatOn of MOM? • Reece Coarsen or (mono and Ceara *Macron harrow° to ng both ho generaion of more xxl growth d prncpal catcall risk profile • COnawrehe Seeks 10 mantas Mtia prep.( we how risk rid VOLT64M the accam overt eon fl ma means the arent does not generate tad ant thCott*Of returns ald mat nce keep pea wth inl IOC° • AlbSeJa sMIlhg 1,0 MEW some reh to anciaal and name sorry sodality ky soak higher reruns • Arg9IPSPW. piing to area hgh rope tO ;ennui .34 hgh wlaUtpo rebels fees met tiro Statement fixesshoklinp" We may complete al rend await St3teClEIMS Mgt the :Sae /Wm in the Sane nhelOpe 'Moans top be related for this snow bear kley ham owner who *A maintain on, mount fflalOnShOS *Rh ear dents al the same address Th3 prance a knows al Youseholdng • it you pale to realer Meter flittrrent, nukd in apse CONFIDENTIAL engem —you may Paine househalrg bycarne your Framed Advisor Friona, latent name TepfnentSy scotch none ref kts 'Variation that au entered on the Hens rine graces were It as customizable *nosier chosen by you b azM you wth You otaccittped n le no bga ems on sour a: ours You can dove you Frrelday XONSIt manes. throup Otte Services a by ortactins )ar &tarot Ababa Aorninevonsiow • Xebec/sea attain:0race Na a assets habillMS • Awns Include sealkle cell Maces valuesla rosereed enmity (es rod Gkbai Trot, Deport unrealized mats to market ard arta , asoces not held by the Fern Does not oCbdeunpnced SelaltelaSSett a Weed 01 the ace and <urea statement wet a PrWate iWanentS. UnitSbad stock col km and met*Ice stock colons • Liable/ hetes At a bralCES. outstandnamagn loan. credit Ine. Wert accoum bates • Coadromy Orinoco Toes of 'ravened avaiable car bSanCei. pkus 1135 Bat USA deposit baron UBS AG Stanford Branch depose balances and moneserka marl firm sweep WIT)Cti a the dose of the statement and Norootrincd Ey free cede batman h your aortal an not segrepaed from otne balm?, rod tee Femme use ay or these !Ards n the ordery owe of as banns lime kW ore payabst upon yora demand This total 6 Mcbdtd in re orront wad dosip value lending irtformatiwt detand Mammon on We F mn. >Vies; peasant didotoret mkt to yott ClNn RPM neap Agreetnri or ACCOunt Agerstill and eft General Tien and COciditOrn StSfalett Of (We Practices ratable n Agreents and OCOOSII0 ayywiiM e ••4••••••••••4". tr non VOWaunts YDS iltatifilent MOWS tennteS and Other assets head n the 4Ccoull a the end of the staierseu period You May ask for delay of Julypaid ratites z any the You may rare searaim used a low colateri Imic pain at balance ale on them any tuntlened the daily the swamis period an lied a •11694 WI* 01 the end of the stement period • Coot bait el detantes the coF basis of pre sewilies induded n thus Fawner wen ndLited web the number -1.' UBS Financial Swooshes meted on alternation obtained from sources other than Its Freda %VCRS. ()COSI 11100113(10t1 if Cal awes fir or slat you may brie provided ID your erica Mvoa The Finn does not erondonta 'irk Or gurantre the anraCy a validity of any itormaon provided by sources °tartan USS F name, Serer en adder., *hough UPS FismoialSerskesgonoraly updates this dery an as e 0 ft:C004. We NM does rot beide any assowas ma roe nf lamer older "Cost bale rod 'Unreited garret' is rarer a of We Oa* of this tilraMfoll AF rut please do not rear this mama an to make purchase a sae dents lona purposes or 01101./6t ACCC•alb U2104001 to the lien mayreflect giriass nlormairs oily for Ine perisd of time they aeheas a the Pion Morehitows Worker cal be added by you Fauna Adair • Unwire dganefbass Whori d ita a amiable ecmreuu fl ea' re meg csset a2 camixed for SDNY_GM_00022934 EFTA_00133554 EFTA01275521 Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera Ø maya may not elk« comotans disges ace seamy reorsaindatim emu Delbil and ode« renwomem lots and »Moak.* pfd ae lots are eat Otanbned to Taiddy one autra;od b1 lhe • Wade doe' murm pesents the copnal train« asn baladate • CANN warltiat Bonds and pWritied SiOdi that the Maw calt to easy weapon nil besolaced rota-Oath by lot tom among al seaman of that 6% hod n out name a n Newts n re ler our dents ( al loan *Soma«, is °tsarinafrom Mad panes and as xora-f rs no, gstaaweed OT« call I eattres may eta whet coed ilep mkt ~eta 'Norma ken Yid te provided uiwn rowel • Cortireataa °fagot -MD.) CDs are PK routed ups, $293.090 in pampa aid sated nttrest pre dspasttor and per dot:outcry mindien. n =Wawa with SDK niles • ~Nakao Mots &placed fa wefts ant otte produces may be a brie thai the prise mal you MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te rabble, but we do not gumbo ecrfr aaasacy - We "way coo ten doingprise who's arabbk• sr ow mean or me tol aid ask paces fa laced ledmel nd *porn or on k tad peesfor OTC satsten - Let «enwatt traded Øfles maybe gad tung «barn moo« a tht nno Mani Ma we °Waned a-4~r« :elect an adore males PM°. Or Wax - (enanposlions may appea min« a pet and tall show z 'price was not wilable if we wistful° to Obtin a orde for a scurry - Deposal a Wailes denarinatd n ~des Other inn U 5 dollars se refacts a the eel h Ewa., 'Se ds of the Paw-Font datt - For cenan senates nag n non-conforming deromnatans.«ce aid quality dace «abe) may hat bean «speedm loole.ale oropetvåbzon To obtain one: caritz•ms wren tailanle maw yoso Frnancial Ada« • Peen Inenesmima and seruauriad products. Wale -winners:aunt Crtchdrig diral prISUpaion pagan aid feat~ rwament UUSI SenanneS) and Structured peeidaas straw., hghiy 414u d Certain touched prochas hat nos born regnoted woh ~ cots and Etill~ Common:a a underand state SeeurtteS lad We vow» estmatd takes for «inte nwomere wanes are stmneett paten eor Marina cnalpuwoan only Acwacyn rot duzawd - lhepvales maydifter seminally from picas a air a etch acetate rewistmere warty« structured pinata mathe Lair a sold aid do not newsiaily regnml the sal. you may rtanto upon Planslantn - shed pray esimaes of vane are as of a ran dae aid are stsplud lo l65 Masai knouts on a regib box by an Winn:Sent saltation Urn Isuer, 90no4P~Oo‘reASOr Sowed yahn if am. are stcpted to te Fm by the °Stier, general partner ia *war and may be °Waled Axed en diefaet ntomation from that uxd by thtd paths to do/WeTor estinawd yam - You can obtain addnena eternal«, raga-ding the ~logy used to determine the emote of vale and de dace of the Moirnaton thy is the base foe ea tine by antadiig your Pnaidal Adrisor - and parryestimated vales may be reflected as 'Not pincer n metalstoats ten an 'axlepantni valuation lam Anoint Applied a d matte to assign a salt» when no beam wa» thai arnworol tort ha *coned tha may ell a pownosly tenoned iota if° CaleSIOn. a when a sal» raitAd be highly ipeehlatare duo to the rut" of the sway - Then nitther an Clues rent parte« a parnor named «knot atudpalyesl Maud volut is prow led. the taut of to warty war beddleent tom Ps pitchout pia - 'DiSibutiows to dae' may inch* rgivn of cal. mane a both - • Cwria uld sue' rgresmathe nealonnrg pace perm a-.5 may not reflod yaw cos bark • hedand maid« Reenaed 'aromas ;manly in not armor engine for patio sale taBS inane« *was ow' the mark« precool to esintoktod s1Ø of the 'ant tuna reputed Yak* tor the rearMed suka Bor purpose of toszNexemona To the omen Ma eta teed wanes are «gbh lot sale. teeter resieued may be wtnuntiay less Than the impaled yaw shown • In. Nairwatad) exam arNotyitalds and ratg. An natas of annual name is based oft anent derstend and Mete raw awning de 'acuities will be hit for one year from siaternont date a and mammy This alienate is oq a gudene. accuracy and Otntnued Name se not giuraweed - Est:rated arnual mane and writ Weed for Wan tpesol securints muld ticket action of «beta or gave gam n taut Cate the ant tame LTCawns mkt) would be °wetted - footnoted arnual immix nd euteni yield aid the actua edoire ale yield night be loweror hgher tha the teemed amain' - An ntrute of ~Iced name (dieted seder «eat) titled byt eoat« malt« vat/Pan> balaxe a ured en the la2 draSand or curet parent made by the nuar and avant tit wart indonoses ell be hild'« one woe Wan the staterent dae or woe mxurty Acarathand connoted wed ae nO1 guaanteld • Aetna held lay UBS Pinandal Swaim Conan Met at int MU bytefim ad notated-en the fits Canso's«, or ant« Theo assets re 46plawd en yam stammen for inlonnahanal ~sonar Potion and «tes presented ae provned byte tong fen UBS ~fig SWIMS ° nol rwponsblei for this atonal» and does net gantlet es deacxy these assets tenet ;Wetted by SVC or end Fame supplemmul SP( average • Itavants dating and addkbnalcampeasatiow - ti «Whet to aminissom en saes and 12t1 fen noted en onneace with the datraulon of meta finds toots deeds we aura ow allae redeye renote ~in; aapenu from asubutors and« maison of the mete lath fiat we soh two amounts are bawd on two different andeorents fJ Ilk maul, ol savby ken ot a partCuW nual had lanai to ow' dierns. and Id the aiset Yam of a pattailr (rum' fund lanais ShirOt Nil X II. I Ito - We and ar *Are and recehe retteeng aid ormthsprocesseng lets n consideration for tune« agent sakes mat we proud. to asen rual funds These lets genitiaN at pad lam imitator mots is the etbal hand ad ae a tied done-nu« bawl on the ~be of nou,ls at tee ironer-dear holding inutoa lads of to Arid lane - m skit ion tomminens etcehed m arntaion wen the sat or «debate:en of aviary coreaco ad wit Itnni units toal dieml. wit and co our at races* ream* tang thatitenaten Iron Taira( The manna, °Town Ind/wrung to a-ruity =awls addax oil The hatanorcewres «sponsors a taunt envesment trUSIS we *White - Ott allilyeS also receMe Waling commbwisaMomet rp.nsaon from annual ilids nd *minx, 0:0"“ 1in wØ procixts we di,. huh? - We renewal anus tee from LBSBalle USA are WS AG Stanford Brude of up to RS pet axount we to to hanks wale the tangs* Sweep Pageant ASA, mannaen rowning corn-veer., aid otheo Marto mound annechon with the ertention ol wades nobadrad option transactons has been maeled on the w:tons prevourar Inasiat no you. aid ail he wodokel to you womanly on Nan« Short stilling n you ae engaged en tort sehgaaearity you may nos a tag.** to caftan New" costs ken« pandela 'snony Open «den Regaling OPOo « '9000.tilarK001• OrderS Thai wore not ecauted by the stamen, dae. open boy ad sell Sap «des re waxed by me amain of dui...lendscrept, on an eededindsor tomes dale unless enticed theeis by you You ae rented* 1 or orders that are restated due to put lease to carol «tog open «den Tax witherlditg en ~ant fawn WS financial Static« IRAs ~al Lac WI reqUte51.85 into« Servias to watleold income tar from yeas tattle as &Mint raw tut you my doe oat lo haw ~ix rolltet01 or. instead. you nay Nets ZO haw la ~Mc a arne a ct a lied anoint as you TOOSe Yei elocon yea amain n effect until emoted by you You mayCwt. par oloction a ay Ono by ~au ants oilcan If you do What. (mop name tar matted Ban 'Our dartuliOrif. you maybe retsina,* to the paranoia of ettanaed tax you may nøs pent« d the reams wane« and your estimated to parrnems at not Moe CO you. lacobliyation Privacy To Ø4n a copy of ono «awn Otero Proxy Nei« pax* contact me FnatelAdonor amino« manna at yen«ullx<cmen,aneotry WSfinancial Sevens snot a bark The RIVA. Business Silede Accost BSA and ANA it bect «age accounts tiodi made access to bat no sehces and produas drough annoys/welts with affeueed bats aid other Tad patty basks and provides awls to Men aid «ruly prooknts isked by wolf elated thrd {arty even, ConWnef tirOug1 rivande Nancy sonata es of utS Marla Smears tic teegnen. nstaraniw. and annuity produce Hot MC haired • No bat* 9.,3f301~ May Bos vale FOAA RSOLICeMx,agoreni now" Business Wine 4:coant BSA. iffna and ntemaienal Redoes« ~geared CONFIDENTIAL Account ate matted teav mats ot 1165 Madal Services VG S•watuiv is a regiehrod smite mark of visa mornat inal 1.85 W a Stgnabare OW Cards did UEd Vdd detail cat ae owed by UPS Bare USA yeah whiten from YeaUSA haarparatal UltS Financial SernOes Inc boy 201407 SDNY_GM00022935 EFTA 00133555 EFTA01275522 4tUBS nanoal S,wAces toc ew o . NY 10t7I•CCO2 Account name: Gt-liStANE MAXVVEll. Friendly account name: CashrSavings Account number. Your financial Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the RMA ReSourcelthe at account Value of your account Resource Management Account April 2015 HI AN MAX LL NEW YORK NY 10065.7007 on March 31 (5) on April 30 (1) Your assets 4,109,368.36 4,135,565.64 %Stour websIte: Your liabilities 0.00 0.00 vntw.ubstomffinancialservices Value of your account $4,109,368.36 54,135,565.64 Tracking the value of your account $ Thousands 4,209.9 4.1 • r, 4 4,1356 • • Dec 2014 Ma 2015 Ayr 2015 Sources of your account growth during 2015 Value of your account at year end 2014 54,208,869.81 Net deposits aid inkhdratials -$74,004.29 Your ilVeStrient return. Din lend interest income 5700.12 Change in market value 50.00 Valuecif your account on Apr 3Q, 2015 $1135.565.64 SONY GM 00022936 Member SIPC 00103(6005774339 CONFIDENTIAL Page 1 of 6 EFTA_00 I 33556 EFTA01275523 (SUBS Resource Management Account April 2015 Your account balance sheet Summary of your assets value on April 30 a) Percentage of you' account A Cash and money balances 0.00 0.00% B Cash alternatives 4,135,565.64 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $4,135,565.64 $4,135,565.64 100.00% Account name: GHriAINE MAW ELL Friendly account name:CashiSavin s Account number: Your current asset allocation Eye on the markets Your 15 nodal Advisor: SCOTT STACK MANLYLE CASRIEL Index Percentage change April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC I - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.36% 1.24% CNP7000)005774340 CONFIDENTIAL 0415 /Y_GM_00022A/9.1 2 or 6 EFTA_00133557 EFTA01275524 Resource Management Account *CBS Change in the value of your account April 2015 al Year to date (I) Opening account value $4,109,368.36 24,208,869.81 Deposits, including investments transferred in 77,994.43 77,994.43 Withdrawals and fees, including investments transferred cut -51,9%.72 -151,998.72 Dividend aid interest income 201.57 700.12 Closing account value $4,135,565.64 $4,135,565.64 Account name: GHISLAINE MAXWELL Friendly account nanse:CasN5avin s Account number. Dividend and interest income earned For purposes or tNs statement tacablity of 'nicest and Onedend Income has been determined lion a US 18( rePactier9 CetiPedht. Baud upon the residence of the account holder, account type. or product type, sane interest ander( dvidend payments mat not bo subject to United States (US) anda Puerto Rico (PR) Income tzars The tient monthy R.MemeM is not intended to be used and cannot be feted upon for tar purposes. Clients should refer to the aaccroe tar reporting form; they recei* from OBS armualy, such as the foam 1099 and the Fain, 480, foe lac reporting information. n is the practice of UBS to file the pocket* tar reporting forms with the US mterri Revenue Service and PR Treasury Department and in such kern accuratety classify (itiOefla tray interest as lax ererrpt or tamable 'mane &ease consult yew indvdual tax preparer. April 2015(S) Year to date (Si Taxable dividends 201.57 699.32 Taxable interest 0.00 0.80 Total current year $201.57 $700.12 Total dividend & interest $201.57 $700.12 Cash activity summary Your Pi nandal Advisor: SCOTT STACK MAMLYLE CASRiEL see Account activity tha month tot deists &dances in your Sweep options are indudedin the openng and closing balance: sid ie. FDIC Insurance ceoclitl only to deposits at UBS Bank USA, not to deposits at u8S AG, stanecod french or bank deposits paced t wilco the UBSInternaiond Depos4 ACIOunt program. SIPC protection applies to money market sweep find hddin3s but rot bank deposits Seelmportant information gout your statement on the Izt two paces cf this document for detals April 2015 (5) Year to date (I) Opening balances Addkorts Deposits and other funds credited $0.00 77,994 43 $0.00 77,994.43 Dividend and interest income 201.57 700.12 Proceeds from investment transaction. ; 2,00000 352,000 00 Total additions $130,196.00 $430,694.55 Subtractions Other funds debited -51,998.72 -151,998.72 Funds withdrawn for investments bought -78,197 28 -278,695.83 Total subtractions -$130,196.00 -$430,694.55 Closing balances $0.00 $0.00 Your investment objectives: You have identified the foflowing investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None selected SDNY GM 00022938 CelP70.1093057743ai oats CONFIDENTIAL Pegs 3 of 6 EFTA_00133558 EFTA01275525 *UBS Resource Management Account April 2015 Your account instructions • `Mix account cost basd default closing method is FIFO, First In, First Out Account name: Friendly account name: Account number: Your A sandal Advisor: SCOTT STACKMAMLVLE CASRIEL CNP7C002)30S774342 CONFIDENTIAL 0415 4Y_GM_000229tige 4 of 6 EFTA_00133559 EFTA01275526 UBS Resource Management Account Ap..12C1: Your assets Account name: GHISLAIDIE MAXWELL Friendly account name: Lid? Sainn s Account number. Some pnces, income and current vaues Sherif may be Euproxinvo. Asa result. Bans and losses may ool be eCcurately reflected. Set Aporunt infoanabon aour your sfetenfem a the end of ths Oxumem for more infornason. Cash alternatives Money market funds money market funds eee reitner insured 'Cr guaranteed Of the Feder$ Deposit InsuralCe COrPOrdliOn or any Other gene share. it is pasutre to lose money by investing in these funds. rota) reinvested is the told d en reinvested dwdends II does rot include any cash diddends. I is not a len lot for the purposes of delef 'ninet; heed rg periods or cost basis. The shares you receive etth tire you reinvest didends beccene a separate tax lot Cost bests is the toted purchase cost of the security. Ind udng reinvesteddui:lends The cost basis may need to be aclusted for return d cacital payments in order to determine the ad listed cost basis for io recortin papaws Purchase prior Number Average puce Client Hddng et shoes per share (S) Investment (St LESS SELECT PRIME INSTITUTIONAL FUND EAI: 32,481 Current yield: O.06% Your total assets 4,135,565.640 1.000 4,135,565.64 Value on Apr 30 (1) Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL trio' ent aoency. althoingh money market funds seek to PeSenre the valued your investment at Site per Voreeizeriee)gim or loss Is the dfference between the current value and the cost basis and would generally be your taxed e gan of loss rf the security was sold on this date. The unrealized (tad gin or loss may need to be slinted for rear Len of capital payments in order to determine the re*zed gain or lens for lax reposing purposes. kwestotord 'alum 011ie curie nt value minus the amount you invested does not include share; that are not reflectedonyour statement includng shares that haft been /gabled at either a gain palms. a Sso *es not Ind uCe cash jedends that were not reinvested cost Pnce per share basis (S) on Apr 30(S) Value on Unrealized investment hodng Ape 3o (5) oan of loss return (S) nedcd 4,135,565.64 1.000 4,135,565.64 Percentage OP Cost POW' account oasis (5) Esimaced Unrealized annual IA0:if* (1) gain or loss (S) Cash alternatives Money market funds 4,135,565.64 100.00% 4,135,565.64 2,451.00 Total $4,135,565.64 Account activity this month Date Mikity Apr 7 Transfer .OURNAL FROM GtfISLAINE MAXWELL Total deposit end other funds credited DOSCnptIOn 100.00% $4,135,565.64 $2,481.00 amount (I) 77,994.43 Deposits and other fends credited 577,994.43 SDNY GM 00022940 CdP7C007005774343 CONFIDENTIAL O4 IS Page 5 of 6 EFTA_00 I 33560 EFTA01275527 *UBS Resource Management Account April 2015 Account name: Friendly account name: Account number: Your II nand.' Advisor: SCOTT STACK MANLYLE CASRIEL Date Adinly Description Amato (S) Dividend and interest income Taxable dividends Apr 30 Dividend VBS SELECT PRIME INSTITUTIONAL FUND 201.57 Total taxable dividends Total dividend and interest income Date Acusly Desorption 1201.57 I•201S7 Amount DJ Other funds debited Investment transactions Apr I Transfer JOURNAL TO LC -50.000.00 Apr I S Transfer JOURNAL TO GMSLAINE MAXWELL -1,998.72 Total other funds debited -S.S1,9913.72 For more Information about ire porn issue shown for restrictedsecurities, see Important informatiper about your stotersont * tne endof int, downent. Date Actnity Desorption Quantity unix (S) Price CD Proceeds iron investment trartiacnces (i) Funds withdratin for Accrued investments bougnt (S) interest (1) Apr 1 Sold MS SELECT PRP& INSTITUTIONAL FUND -50000.000 50,000.00 Apr 7 Bought UBS SELECT PRIME INSTITUDDNAL FUND 77,994.430 -77,994.43 Apr IS Sold UBS SELECT PROVE INSTITUTIONAL FUND -2,003.000 2,000.00 Apr 21 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1.280 • 1.28 Apr 30 Reinvestment MS SELECT PRA& INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON 04130r IS 201,570 -201.57 Total $52.000.00 -978,197.28 Date ACIreity Description ArrOunt (S) Money balance activities Mar 31 Balance forward 50.00 Apr 16 Deposit UBS BANK LISA DEPOSIT ACCOUNT 1.28 Apr 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04121/15 -1.28 Apr 30 Closing UBS Bank USA Deposit Account The UBS Bank USA Deptot Account Is your primary sweep Cpl on 60.00 CNP7000900S774344 0415 Ellite_GM_0002240190 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133561 EFTA01275528 Important information about your statement 1185 FhancialSovias Inc Marini a U3S FairichISenaes). is a member of al preapal security. MY:106V aid taws edirges UBS F Natal *toes and MBankUSA ay alien subselfrin of IBS AG and Milian of CRS Seoskin LIG **Wes twill swain it ?eatable uerCel record The rm's eceoreee offices re a lhostawnem flatworm?* only Oda record of SUcUBS Fillanial .csxacait Other records. Pap olloal tdo dooment. conuivng coact -fig data should not be robed upon rl you below Mao is an awn Oinntrel, plea. • rrenediaely h :rang to Weerach Mampir of the once sating your aroum Whoop al hires town are bonded to be ;Carte. daemint data Toad rot be used for tar puposes key solely on yea.ot tar lam fie.. Form 1099. 5498. 10415. tic) awl peepaing your ta< wean lief Sr isre:plod by Ian to repon to he RS al mob le OPP& reponale non ladble dviands ad time* meted tamed en SeClinteS held n your rCoure, nn proceeds on sale tranUcti:nl, and cost batoncairn weed sweat Cernmemicetom wit the Hem • please f ecultein any Oral CarrnMer ens nwmngto further Drown your niptt Waling you* rights undo the *antes Owen Protect= Act ISPA) • rf /he !nodal insert/Jon on the top kft oe the from of this laiimmt is not tAIS ChroalSwyces, UBS instal attestant you' accour as derby broker by aragentril oath the Plated mutton We Intoned you of Mn m1'6011119 nhen you owned Mita:Cant in this cat sou finis ant sambas re looted X Its Frontal braes rid not thy rooducmg bitter. aid you must may a repot of ay woe or anakin to both WES All aCCOunt StaWrencS Shall be deferiEd cem*ete and *carat d n t °Die:redTO ii Ante.? atm 60 days • Please direct culture. complantsoe imunas to the friers Cf /Unfelt X 201-35216990r Plato a 00AM tog CO PM ET Monday though n ly, a In wring I Seem he. Clem Retains Depatrromt. Unon City NI 07(67 • h case of errors a canons about an elect/ma lands transit.* 07T) DI v4a. dab card Nomadism/ I o LOS Feircal Sanas hc. Wee-hoar. NI 47086. Ann MAL SA Sava,: Gal am/Yeas soon as pa cart dyouhnk yaw stawnem or wept 6 elOnia a If SU need more nfinnation Loa atrayfor on the fl orin or recept The rim ce Card Murw 2COlOble) Mg her *OM yOu nO Ina than 60 ♦ GPIS alter the fnmisot you the fist sueernern on Meth the era or probiern aphred - Foote yaw nzne and exam number a alp - Describe the error or the a wider you ay unto atom wet:titan as dimly pu On *Ay IOU believe 4 tu n error a cony you mod man nlanutfon - Provide We dollar amount of the stnpeaed wee The Fames Cad law ail live:tittle sour Oatiplant will cores any moor prosody Plea* make al diet psytto to the Furor the falafel nukocn ndeated on de tors of this statement h addt Kri to legukT accoot fees. acount may be 'apt to mante,2 even charge:for foepayment for sauntr puichain and chaps f or opal nuts n rah XCOlntS Accounts ma are Urdernd 10 Olhie nStAACnS :nay be :Mod to a artier tee UBS Sweep Optam Utt offers °plan for sweeping cash balances. basices to bank depots at uBS Bat USA Ind Ur AG Surrford tam (Bark and nosrang money Mirket mutua finds (Money Fools) and the liklenrinnal DeposeAccoust 00Alfor customers win as inianabonal lesooce Mmagetnent Aconite %Keogh the Bat Sweep CtOtranS, ah batledeS are Swept so LOS Sat USA up b m waft-Wed few and then to ICS AG Stairked Brandt a a May hard Deposes at WS Sat USA are 'DK enured n accordance with risks forme Vacemaion pane nut www leto gtv Deposits a 195 AG award karch ad tams d Maley folds wino nsured by the FOC. Through the On rabbet to all balinces are Seers to depot aCCOuntS a 10$ AG Newtork Brabth rod US$/4 Carman Dana These deposits atria need by the FIX Salvias hot, If the WS AG Garin Beath are towpounly ..posed To the bitty, rit of the C apart Nandi and tare b no quarwee a other ob Iota of 16$ AG to way thePalms whet on the SRS Co mm's BraWs boas. Deposes a LIES Bat USA and each URS AG Birch am not atoecied by SIC Money fiend shies are weeded by SPC See "UBS Tinaltal Sevin Account Rotator Mow Open you Mated batros et he Bak Sweep Programs or OA mate vatittain axi ties of a Pitney Fund maybe hundred, and thepotted' returned to your you, to:trite% lanll Fisher ofMOO, tout tattle sweep *pions. Wang avers mown FAO) ad yekh. d wit** a wow Ott ion your f natal Advisor a by eating U.S Pasneiel Stokes woo* potation The Finn kat...Whet of the Swann Paste ;toted:on Coporacn DK/ synch protects aortas rows of es martin sp lo 1500000 (nobarg 1250.0a) for darns for thh) The SSC awl (macho times apish lo all wins *WWI/ hOld n a patine" camay the Fort tugalys wth cerum Aldates. ha also pedlar-it sippiononta proodon to rhaanuin anoint payable to all NOW dont. cob/chat/under dif; protechn 550) mdlon as of December It 2013 Sawa to he poky arditiorn and 'mutat oh at the Fon funhEr protected foe up to SI 9 milkn n the ane)a** al pa a:coolshat n a paha, capack A full oopy of thepoky oaring 6 nit* upon reWo2 The SIC prOffetal rd the supplemental proorocn both do not SPA' to • Onaranaxial toms controlled by (and twined h)a°, raw ob.) but held away froml(SFinaoa Semen Ceg. anal (both a UBSTealt fa cash ma% AG Stamford brandy. OD mutate warns. nolamg iamb* arralet ad 00 than of mutual Ira 'haw@ soh chafes re registered deadly n he flatted* aMart hada on the boas rod records of the ;pliable Ghee or toter ago,). • Conan reetorenworarts or it commit most (9 g . lamed parowshos aid peva* platments) that are na watered under the WNW Act of 1933. and • Comm:dimscomas k 9. fortp *Pahang* ad preaus metal cunincit ncleclhg f axes commas and on'A'oXY optic contacts The SF< protection and the pappleroota prowoton do not ?;/*I0tNse assets even A hey04*We tatty ware suienent The SEC protection and the sapbmws prOttaCil do rot ;rata agann changes n the market yaw of par eweszinintseavalhe as a resat of matt evearrent. awn balanotcyor wisav'se) Mote lnbmaona Gala le Leto reliant You may obtan • nformaiOn about WC. ndudng the SF( BrOcha• by conwrg Sec at 202-Th43300a by hang tie Mk enftwle err.. w Sac ort? Diadeni Re Weesument Program OPP) me air reelected 6n Weep pot You may °bean the actual ear from your hiumal Adios Only Whole Mats are gemmed WSW CA P. partial Mates coil be sole and the cash wit be deposad n vote aCCOure lhOdirderd retnesIner6 per:evil:pled by the issuer may dlfer from the male( via at whdi thepaha hares at sold Caelekoliw Only Stole unto may be hold in pa aroint I you re entitled to wrote vet as areal! oink/Wend payment or •therwise, die Firm wit ether tel partialities, make price a accept an wool deuntred by a fegntered &ding agency. and cede your account lavermentabItahree The Men:Vent Wapitis anent profile are )p2C1C to eat accorm rod rat *ay beset P.M acme 0.* I on prompt, in hang of any UriCant dvnOP in your fnanoa ShAan Cr neeStrrner Cbiectem For each accours held. you choose one of the to loving neestment 'Packs • Anita CuirentNxorne Ineenments wain; tlw gmwaon of ',come only • *cher Qatablarecimon twectrinntsiefkinu growth pet procpal rah. than In? ginelatOo of nCCen? • prockceCondieunan or elcone and Ceara *Macron Inarstrnallt teeny both no generaion of noose ad growth d prncpal Owolltlek prelim • COnawrehe Seeks 10 manta) heia priapat wen low risk rid VOLT64M The root overt eon if ha means the =oat does not generate tricot thCott*Of returns ald mat nce keep pee wen inl IOC° • AlbSeJa sMIlhg 1,0 MEW some red to aerial aid logram sorry ala fity by seek higher reruns • Arg9IPSPW. Wdng to area hgh Ink ttl ;ennui .34 hgh votaikpo wan."' rams onto tiro Statement lwesehokliap" We may consadate al faxed afoot Statement Mgt the :Sae addre•ss in the Sane metope ACoans may be related for this pnose beam by haw wanes oho *A matran on, account fflalOnShOS *Rh over dents at the sore address Th3 pada is Mom as taisseholdng • it you pale to realer indkidual flittrrent, nukd in atria CONFIDENTIAL ervelopes —you may Odine houtehaleg bycling your Fertile Advt.°, Friendly140PM NM* The Pleny anetre none ref kcts ',keratin, that au entered on the knit colne seams webs.. It is a customizable •noriamo• chosen by you to au you wth Iftur otaccbtered n Vim no bga of foci on sour a:tours You can dove your Freelay >SCOW manes. throup Woe Senors a byeatacuns yeV Inanceakabot Aaron overview • Vette/sow 4counttaloa Na a Met and habilltOS • Asset :Woks sealkle cell Maces valuesla wooed wooly (ea rid Gkbai Tme Depoat unrealized mats to mroet aed arta , assets not held by the Frrn Does not nCbdeunpnced SaritelaSSetS a tie erd ol the mow and meat staterrem pooch. a aurae iWanentS. UnitSbad studs col ten am/ meais*b slat colons • Ciableei rattles debt balriCES. outstandnamrgn loan. cell Me Mal accoum bates • Cab/Monty blscco Toes of vilneesied avaiable cad balance,. pky;1135 Bat USA deposit baron 1R5 AG Start ad Brach depose balances and moneernrkie maual loci sweep WIT)Cti a the dose of the statement period Norycorrincd Ey tee aedn batman h your aaounl are not segregaed from othabalaxes rod tee Femme use ay of these !Ards n the ordary owe of as hoists lhese ▪ payabse upon yorr &Imam, Thus total 6 incbdtd in he curet pecOd cosh y yaw lending irtformatim fa demad Mammon onSIM on' >Wan; p • Was and didotoret mkt to voteClam RPM onto Ageennri or AlThunt Agetentill aid the General Tien and COnditOM Statement a Cade Practices nth* n faireemenes OM I OCOOSII0 xyywiiM e ••4••••••••••4". tr non. VOW wets YDS iltatiellent CienCeStfanteS and Other assets held n the 4Ccoull x the end of the swami, period You may err for deiewy of Julypaid taints, at any time You may racere searsia used a low coltreed eta Ming at balance due on them Any wanton trandened b them duty the sooners toned as lined a •11694 WI* a 01 the ell of the statment period • Cott bast ei detethng the cot basis of to stoat needed n thus statement Wert ndi:Ited web he note. -1.' UBS Faunas' Servcesha noted on intonation Planed from sources other than IDS Firmical %VCRS. ()COSI 11100113(10t1 Iran rata fir or that you may hove provided to your rancid whoa The Finn does not nalandenit may Or gurarnre the anrry a validity of soy itirmaon provided by sources °Wotan USSF laicalStoat addtion Waugh UPS Ft-vadat Sankt gonoraly updates this donnawa as c 0 ft:C004. he FM does rot proilde any arowas Mat the nf ameba older Cost bale rod tairplibrd gaiverw is ranee a of the Oa* of this arisnall Ac rut please do not rayon this informalOn to make purchase a Me Oozes falai purposes or 01101./6t ACCC•alb U2104001 to the fen mayreflect gram nformako any for the perfid of tine they ay held a the Fan Morehimorof Woornakin cm be added by youFaunal' AdAsix • Unlimited parisrbsses hhon d ita a /carte ecmreuu fl ea' xis magi :sus 32 chrated for SDNY_GM_00022942 EFTA_00133562 EFTA01275529 Important information about your statement (CCelbnUed) &PAW*scanty km The tatation data fa Nab& Ion mayor may not reflect ceemissrans Chaves neer security madwomen earn naked as other remnant lots and swam* Nana tat a oath anted to dorsi *Ina:waged let lhe • bade dine' colon presents the aline, trial te baledate • Callable stratities Bonds and wear& stock that the &Wetit for ealyrelesuronnsl be stand nut* by lot tom among Al StasiteS of that 69.* MP in our nan. a ii canna nag for our dents Cal lease incmut en is cranedtom third palm, and as 'cora" rS rot gashed Othe call feasts nay eon vasch could area yell corner &nu kin era be putted open rodent • Cetera/2S of deposit(C0s) Olt are MC rued apt 1293.000 n Oilcan ad salad flora per depute ad per skpanto-y stadia h acardasm with iDa: rubs • priciamakie Feces warred fa seance ad Oder product maybe niter cr lamethin the pro that you Mu Id /cued, rung in the make PrCeS are Waned from sari on rad pay awes rstuai we bareb te raga. but we do not ware tea xturacy - We nay use the doingpro whim aoalable et the MAY, Of rebid aid ask aces fa Isted senates ad *pros Or onk bd rem I or OTC stoats - tan awry tram wattle: may be priced mega vatam model cr themes; Mani Mee we &mind admen& fella an aura mane price or kale - Cetan portals may £pea vill1Cut pmx and well shunter -Co was rot mailable if we are arable to obtan a ace for a sum - Deposes or Mamas demonised n orrenoes other Tor D S delta are related a the t d urge rat as of the naternat date - For Conan soothes tradely ten011-CCOSartne elenOMeettelS. rice and quality (face sane) may hae been aapreed to frigate prow vauson To obtain ohm: qaM.TCOS. Men astable. WOO yo.t Frontal antra • Mena IneestrreMs and Muddied preduels. newt. &wavers sautes Cockaded dims panpaion proven aid realestate n.C-IttneM trUft swatters) aid Braved product at acad., hdhly Meal Clan struck/el Koalas Kan not been rettiored wit the Wings and ergarla Crimper:a cr under any state secuntes laws We von* estmaed reties Ice abate tummy* scums ad stunted prothen for nor na onalpopeat coly Aerate a rot gummed - Shenvat& mariner sthstantally from plc& fay al slide agnate dustmen seamed structured rat& maybe bwat ce sold and do not netts:ally rerun, the rake you may recent upon Iduidaern - Th rd pay egrnaes of vane are as of a ran rlae aid re implied lo UBS fnan0.a Savors &irregular bat by an ndepentaent relation Inn Sentra Paw( Ce Waiter Ulnae yams if my. are applied to the Frm by tie ewer, general painer et spar and may beCabal& bated as Okra* nervation from that usedby thick pries to date thee eumaed Yates - You cal obtain addaenal &truce regaling the methodology used to determine the warm of vane and the date of the hfonn.von tha is the bate for the ensue by remand your Rudd Adisor - Thad party manatee vanes may be reflected as 'Nat priced' is sandal swains when an ndepenkint valuate lam has mat tpplued a es unable b assign a vane whenwe beamo awn that a inienil nom has marred that trey oda segasind reposed babe coo %MICA. a when a ma& would be Vey reclean* duo to the rutue of the warty - When radar an Mu rent paw a sponsor &Wand manor a ihrapaly ennui& taw is Medea the vane of the nasty al beaten:et are its pichast pay - 'Ontibutiorts to ate' net Penniman of Gala wane a both • OnNIS urn sun' &resents the neat oaring prce parts ri d may not reflect you. cost bark • hMaed securities Regatta sewn, Ps sagely at not aunty tegble for ;trek Sale VS'S inaxiti Stenzel Was the mate price of the isinastnloil stock of the sate anal round vale teethe ranged steds abr purposes of mosuaterdou To the mum tha restr tad smithies eyelid/aloe sale Me Yak* tread may be subswitiay Ins Than the instated yaw eosin • In. festinated) ilagrark gurrentyrolds and rain An name of suet emir* is based on damn d•okOd aid haw ram. awned the olaritirt wllby held tor one year from siaement date or ate many Thus estimate d Oq a guogine. atOurace ad aniseed gnome se not narrated - Et Mated arnui intone and amen yield for certain NU& roam mute haute draftee of recipa or caul gas n rates arse the est name tadOdra yeld) would be unwed - Pau& renal none aid cogent neld aid to actue nom* and Ned night be bar or hgher tha the egimand morns - An en irate of aural inane Ovid's! actor nage& anal by the amore makes valadatewa belate ts Lased or. the lag duand or man paynem made byte ova and assaries dirt wart ieldepot wee be Midler one rat War the staterent date or wad =tray Acacia rid online& pad at not guadreeed • Asset tot held by WS financial Senate Corun ass.; are not hen byte FM al not witim the Innis possesses or enrol Thee assets re dotard m yur statented for idonnatronal popmes oaf Ponies ad rams prenoled re run& byte aunt; fin IRS nano& Sara a rot reiponsbn for this nfoanabn and doesrat ganlee t ad/ay Time assets Tenet prowled by SVC cc the Sews supplemental SeC coverage • Revenue Sating and addkionamottpensation. - ti additen to orrilninoM 00 salt aid 12b.1 reel mowed n mantra& with the datrtulon of Put& fads to out dent we aloe out Mime reared /Webe thing pa/luau rom &Arbutus soder adeson of the mutual funds that we sell Thu alum are bated as two dawns, cceroonas fJ the amount of salebyuBS 013 pertcuLarrutuil fund laity to or Wens. zed Id the tut rate of a pawir mutual fad fag. shag awed a the Inn - Vet aid wr *Hire alp melte retaken aid onataprocesund less n mreaderaton for nailer agent sakes fur We WOW:WOO to neuai funds Thu fees genet" aro pad term imenor ant is the mutual fund aid le a lief date anwn basal on the number of aunts at the tecroadear holder; mutual liras of tattered laniV - In akil On to 0)mtn‘Cot Reeved el cornection wen the Sale or darn:oleo of areury contrast ad an iiiredi..e tnin units to madams, we aldc our aff tale use rum& gland CarptoSige from Marfa( the romance aren't indemnity tie awry centers edam ol the tame normal:Ps ixsponsors a the lard thiSiMell MOS we Clattute - Ott attars also runetrading commixes a& other toirealmation from mutual hobs rid inuirce ONT.Iits wMse prooxls we (*Thou? - We mate a anal tee km LEG Bask uSAad USS Ar Stardord Braid, ol up to 12$ pa a:Count twang to the banks a& the 185 Bra Sweep Program ASA, Infoonaban reyardng corral-6cm ad other charge mound connection with the ertimion 01 tales &bang &bon tramagons has been ncketied ce oteletWons awn lona& to you and al be punks' to you monad* p on fewest Short selling it you a engagoan short st4hg nosily. you may tor a cnry. clue to aria borrowed costs fee test palcula stony Open man Re9rding Opel or "goodailicancelled • orders that woe nOt eeited by the statement date. opal buy al Sell stop aides re taxed by the amount of dredendf cr rytes • e•-di.idendsor ecrightl date units, entitled othenvive by you You a rewornble I or orders that are executed We to your fare to cancel emarg open ceders Tax witheicap an fanrinniens fun UK Pinola,' Swans IRAs Fedora lac Lift rearms LESS Fuca Services to withhold intone to from yes treble PA distrait cen tut you may dam not lobe.. ictmeize yenta or. instead you nay rand a hr.* lee wthheld a brae tu n a tad aura a you choose Yes aeon wee wain in effect unta rsolid by you You may revoke your election a at/ line bymany anew amen If you do Whew conch ', come tar watneld from yOuT dinuliOOS. you maybe rewomble for the prim of eft need tar. You may nag worms d the moats withheld and as &Mad let pawns se not Nut to you' iaoklyatico Panay To Mari army of unmet Cat Panay Intim plea cornea your F natal Ades°, or rim our wasne Y. want' vas comemateofra liSS Sinaloa Swaps 6 not abate The aka bums SkieVCeSAaosit BSA and AMA a brokerage lautttS Mndl prfonie access to bat no services and produaS tiros* anadtmets wed affiliatedbalks rid otter dill. pally balks. and proved,, loom Murano aid amity pedals iszed by unaffilated the/party Moan" corps*, through nonce aattity lubSISS es of urn humid Sakes Ix grievant. man, androsilyproduct rot IDC hired • no bade warannee May Ina vain PaAA Electra Nixtayftern 3CCOUlt. fiuSireSS SeNCI5 KtOillt BSA. tato and ntenabtelal lt€Oute lAllagertelt CONFIDENTIAL Account a registered forme mats of UBS Frantial Semites Yea Sargon, it a r•giscrod invimmatol visa kunithaial lEG Via Sograare cede cads aid ley Visa dean cards in issued byU(358as USA was Nyman from v ea u S A riarreated Pnanall ServeleSinC Rev 20140) SDNY_GM_00022943 EFTA_00 B3563 EFTA01275530 *UBS lir i .1 maces ex eve o NY 10t7 :4:032 Resource Management Account May 2015 HI Al kilitLL NEW YORK NY 1OO65-7OO7 Account name: GHISLANE MAXWELL Friendly account name: CashrSaYings Account number. Your rinandal Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statemeat? Call your Financial Advisor or the Value of your account RMA Resourceline at account On April 30 (1) on may 29(9) Your assets 4,135,565.64 4,O85,765.31 Knit our website: waiiviubscomifinanciaisennces Your liabilities O.OO 0.00 Value of your account 14,135,565.64 $4,085,765.31 Tracking the value of your account lhouancs Sources of your account growth during 2015 Value of your account at year end 2014 54,209869.81 Net deposits and s.208.9 alas& 4,0858 withdrawals 4124,034.29 • Your nvestment return. • MO:lendan:1 interest income 1899.79 Chance in maket value 5000 Value of your account on May 29. 2015 S4085.765.31 Dec 2014 Apr 2015 May 2015 SDNY GM 00022944 Member SIPC CM17000S005671649 0515 CONFIDENTIAL Pap 1 of 6 EFTA_00 133564 EFTA01275531 SUBS Resource Management Account May 2015 Your account balance sheet Summary of your assets value on May 29 (I) Percentage of your aCCOUnt A Cash and money balances 0.00 0.00% B Cash alternatives 4,065,765.31 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Nontraditional 0.00 0.00% F Commodities 0.00 0.00% G Other r r0 0.00% Total assets Value of your account $4,085,765.31 $4,085,765.31 100.00% Account name: GHISLAINE MAXWELL Friendly account name:CadiSavin s Account number: Your current asset allocation B Eye on the markets Your A sandal Advisor: SCOTT STACK MAMLYLE CASIVEL Index Percentage change May 2015 Year to date S&P 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East 440% 8.93% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.24% 1.00% CNP7000B005671650 CONFIDENTIAL 0515 Miller_GM_00022AlYie 2 of 6 EFTA_00133565 EFTA01275532 *UBS Resource Management Account May 2015 Change in the value of your account May 2015 (3, Year to date (S) Opening account value $4,135,565.64 $4,208,869.81 Deposits, including investments transferred in 0.00 77,994.43 Withdrawals and fees, including investments transferred cut -50,000.00 -201,998.72 Dividend and interest income 199.67 89a 79 Closing account value $4,085,765.31 $4,085,765.31 Account name: GHISLAINE MAXWELL friendly account name:CageSeen s Account number. Dividend and interest income earned 101 OWPOSeS of tNs statement, taablty of interest and dAdend income has been determined ficM a US Is. rePortirg CertPedisr. Baud upon the residence of the account holder, account type. or perdu' type, scene interest near dvidend payments may not be subject to United States (US) aria Puerto Rico (PR) Income tares. The dent month$, Ratement 5 not intended 10 be used and cannot be retied upon for la pirposes. Clients should refer to the aPtiCeette tat reponing forms they receise from UBS annualy, such as the forms 1099 and the Forms 480, for lac reporting information n is the practice of UBS to file the alViCatte sac reporting fOrMS wIth the US Interco Revenue semce and PR TreaSury DegartMent. and in such loans accuratety dagfy chidena a raor interest SS Itu ererrpt or tarot* irx0rne neat consult your intlydual lax preparer. May 201 5 al Year to date (1) Taxable dividends 199 67 898.99 Taxable interest 0.00 0.80 Total current year 4199.67 $899.79 Total dividend & interest $199.67 $899.79 Cash activity summary Your Financial Advisor- SCOTT STACKMAN/LYLE CAMEL See Account a< betty the month for deists IlSances in your Sweep Options are inductedin the openng and closing balances viral,. FDIC insurance 4:pier only to deposits et UBS Bank USA, not to decants at UBS AG, Stamford Branch or bank deposits pacedthrouch the UBSInternahond Depose Account program. StPC potection applies to money market sweep find hddircas but not bare deposits See Important inSormatron about your statement on the tat two paces cf this document for detals Opening balances Addktons Deposits and other funds credited May 2015 ($) Year to date (I) 10.00 $0.00 0.00 77,994.43 Dividend and interest income 199.67 899.79 Proceeds from investment transactions 50,000 00 402,000 00 Total additions $50,199.67 $480,894.22 Subtractions Other funds debited -50,000 00 -201,998.72 Funds withdrawn for investments bought -199.67 -278,895.50 Total subtractions -$50,199.67 -S480,894.22 Closing balances $0.00 $0.00 UBS Bank USA Deposit Account APY Interest period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 $0.00 Oozing UBS Bank USA Deposit balance May 6 $0.00 Number of days in interest period 29 Average daily balance $0.22 Interest earned $0 .00 Annual percentage yield earned 0 03% SDNY GM 00022946 CelP7C0093056, 16s1 0515 CONFIDENTIAL Page 3 of 6 EFTA_00 133566 EFTA01275533 *UBS Resource Management Account may 2015 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the altematwe investment objectives in Important information about >our statement at the end of this document Account name: Friendly account name: Account number: Your ran objective: Current income ft capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • You account cost basis default closing method is Al'). First In, First Out Your financial Advisor: SCOTT STACK MANLYLE CASRIEL ChIPT0SCE00S6TI 652 CONFIDENTIAL 0515 IY_GM_00022Alele 4 of 6 EFTA_00133567 EFTA01275534 SUBS Resource Management Account May 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: (.-5511Satnn S Account number. Some pnces, income and (talent vanes Sh0rtn may teappi0nrnble. M a itSlit. gar ers andlossesal not be accurately reflected. Set revenant inlosenafron about your getemete a the end of ths etcumem for mote infornason. Cash alternatives Money market funds Money market funds ale neither insured cur guaranteed by the Feder$ NOW Insurance Connotation ex any other gale share. it is passitee to lose money by 'misting in these funds. Total reinvested is the tots cr ea reinvested 0w:lends n does not include any cash cAdends. n Is not a la lot for the purposes of determining had rg periods or cost basis. The shares you receive etth tire you reinvest dvdends become a separate tax lot. Cost bests is the Iola purchase cosi of the security. Inducing reinvested dvdends The cost basis may need to be alusted for return d capital payments in order to detemine the Owed cost basis for ten repcitirq garcons Hddng Nuerber cl Ones Purchase pow Average Nice pet share (S) Clem investment (S) UBS SELECT PRIME INSTITUTIONAL FUND EAI: 12,451 Current yield: 0.06% 4,085,765.310 I.030 4,085,765.31 Your total assets Your el nandal Advisor: SCOTT STACK MANLYLE CASRIEL trident agency. Although money Market 'Una seeht0 raeServe I te value d your inwstrnent at 11.00 per thweekteef RA )gam or loss Is the dant ren« between the current value and the cost basis and would generally be your tamtle gam of loss a' the security was sold on this date. The unrealized (ta.) gin or loss rroy need to be acautted for ret ton of (aorta pigments in order to determine the reared gain or loss for tax reboilingDu:poses Investment return o the cum nt value minus the amount you invested does not include shares that are not reflected on your statement, inducing shares that have been *aged as either a gain or a loos. I also does not induCe cash chidends that were nor reinvested Cost Pnce per share basis (5) on May 29 (5) Value on May 29(1) Unrealized gab or loss (S) Investment Hddng return (s) period yak* on May 29(1) 4,085,765.31 1.000 4,085,765 3 I rercentane 0f Cost YOU( account hays 01 ESIonated Unrealized annual inccny gain Of loss (S) Cash alternatives Money market funds 4,085,765.31 100.00% 4,085,765.31 2,451.00 Total 54,085,765.31 Account activity this month Date ACIluty Description 100.00% 54,085,765.31 $2,451.00 Amount (5) Dividend and interest income Taxable dMderds May 29 Dividend UBS SELECT PRIME INSTITUTIONAL FUND Total taxable dividends Total dividend and interest income 199.67 $199.67 $19947 SDNY GM 00022948 OW71;0O)305671653 CONFIDENTIAL 051 S--_ Page 5 of 6 EFTA_00133568 EFTA01275535 SUBS Resource Management Account May 2015 Account activity this month (CCoteiued) Oate Wiley Other foods debited Account name: GHISLAINE MAXWELL Friendly account name:CasNSavin s Account number: Your 15 modal Advisor: SCOTT STACK MANLYLE CASRIEL 0escapbon Amount (3) May 5 Transfer JOURNAL TO -50000.09 Total other funds debited -S50,000.00 Investment transactions For more informaion about the pricehelue shown far restricted securities, see Important information about your statement al The end of this Oacunent Date Adis* Desciption 0urity Vdue (I) Price Cit Proceeds fran investment transactions en Funs withdronn to Mooed investments bouePt (5) interest (0 May 5 Sold UBS SELECT PRIME INSTTIVDDNAL FUND -50P00.000 50,000.00 May 29 Reinvestment U8S SELECT PRIME INSTMJTONAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON 092g IS 199.670 -199.67 Total $50000.00 •$199.67 CNP70001005671654 0515 End of statement for account number CONFIDENTIAL MILY_GM_0002241W 6 of 6 EFTA_00133569 EFTA01275536 Important information about your statement 1185 Fianna Sevres Inc Merin a485 Finincal Soaked. is a member of al proWalsearity. Cairnaddy aid gams achieves UBSP Waxier *we and UK Bat USA are hclion 9i/baby:sof CBS AG and Sedan of LIPS Seoskin TIC Thee/Ws &twill starer[ 4 avast* wan rewea the ernes executive offices am a sommic en. / Th stawnern represovs the ally Oral record of )our UPS Fillandal Sesta., .3COkint Other reCOOSS.eXCept 0110al doomerra. conuang condor/3 data >boob not be ;Wed upon d you Wove more is an met a Wildcat please nepOr it rrentliaely h wimp to dleeralCh Magpie of the once swing your swum Athough al din. town are 'Mended to be aC0.0101. pareent dataZooid rot be used for tic puposes key sole b on yesend tar farm be.. Ford 1099. We. 10415. OIC 1 alto Fettling your to return the / in is required by ran to won to the RS al tut le diedeeds. repent/le non Webb dviands ad tambre men tamed en securities held n your acCoure, net proceeds on sale tranUctisni, and cost babson actin awed securities CAmminiodoete with Um FS,n • please reculforen any oral OserentiCalons nwremgto further proved your retch ncbding yokerig/es undo the Warns threw Protect= Act C5PA) • rf /se frvisna instruxon on the top We ce the from of this laiimml is not US Finned Snood UBS instal Stokesaeries you* acccue as dearkg broker by am-sworn/id nth the rebated ratuton We Plowed you oe thoretnionthp nhen you owned thly axone in thrs cats par funds an/ wok is se boted X CRS Wonaal Stews aid not tee rerodurng broker. ad you mist mte a repot of ny ow or °max to both hard All a000ure StaWrencS Shall be deenEd CilenplatO and accrue d nor obrocad to n retro Whet 60 days • Pleasedirect outgrew complantsise halms so the mr: Cl /trio" at 201-3521699 or maim a 00 AM bob CO Phi ET Monday thsOup n ly. Or In rang I Sen/CH he. Clenl Relations Depaterset linen Cite NI 07(67 • ti case of ewes Cr CdiellOin about an electronic funds transfer 0711 bl Sv4ae MS card trassadoehr I o LOS Faros/ Woos hc. Weehmfor. N) 47486. Ann IMIA1 SA SereCes Cal a site as soon as pe cart d youths* your stawnem or wept 6 %VON only(*) need more Moulton Lout athrofor on the daunted or reap, The Fein a Card Muer (as atplOble)must her ban you no Wotan 6O days alter the erns in you the fret ow/mem on oath the ors or problemsowed - Pottle yea nine and scow number fil ond - Describe the Mel a the ranter you av ware abaft aid ortolan as awry you on ehy WU harem 4 6a ow a Wry you need more nlamotion - ProAdo the dolor noun, of the 'tweeted wee The Anna Cad Mum ail Meseta* war Canplint will coned airy *tor promptly Plea* make al docks pays. b tho armor the Mali nultaw Sated on the front of this slawnew h addl.:es to rEgtAsT accant fees. axounb may be abp0 to masucerance feet charges for isepayrera for taunts purchno and ehirgeS a owed ardult$ I cash XCOSntS Accounts ma as'e triodes* 10 Ode nitarteres :nay be vaipa to a balder fee UBS Sweep Optim U85 otters opens for sewn? cat baticei bamces to bat &pouts at ulS5 SW USA NAM AG %Word and. Oak StIVIII bcgrans). array market nava fowls (Monet Awls) and the harratienal (West Accotnt 0DAPor customers with as moruhonal Resource Minagernent Aconite through not Bat Sweep llOgranS. cad badnOeS are Swept so WS Oat USA up toton mobil/red kW and thee to UPS AG Starr/ad Branth, a a Vevey Turd Deposes at LOS Bat USA ore WC muted n accordwe with FIX: rules for exit Hammon p lease nut wont Wm 90w Deposits a UD5 AG Sanford Dant and *sales cOloody ands re nor enured by the FDC Through the DA. wadable to cab balinces at wept to depone accounts a UK AG NewYork Bra"Ch ad UPS /4 Caplan Brand,. Mese deposes zee not mixed by the FDC Balncesheb el the CRS AG Cars Binh are tetcolaily 4opOSed 10 rho somogn rip of the C aynas bandt and there n co quarnteecr other oblcatai of 165 A6 to repay thebatman eh le on the CIS Capnws BraCh'S boas. Deposit a LIES Bat USA and each UPS AG Brach ream pawned by SPC Money Fund shies are proceaed by SPC See 'IBS roast Seem Account leoteakur below Upon you mama batrces n the Bat Sweep Program or OA may Oe vnIxtann axl shies of a efraney Fund maybe hquidaed, red the proceeds returnee to putt you, Waite% =not Farther nf onset tout sail, tle weep *pions. ndAng wen Oilseed faro and bobs. 6 rabble at men infs, born yam f natal A&,isor a by eating U.S Irwaritiol bombs wawa pretwien The Fin SS a resterber of the Sear asPS IMMO' Protection Cotoraucel (SRC). MITT pm tots stomas wows of is nverbes W lo 1500.000 (eclebn; 1250.000 for darns tor <sh) The 5PC we acacias tow *Ph to all scowls Playa/hob n a pallet, csacitr The Ferri together wth wan Al elates. ha also purchawl appsoncrear probate/ The rraxinuen avant payable to all diply* dent. colkteeleunther this protection is 5500 maw as of Deceits IO. 2013 Sawa to the pokym-66pm 'adhere:tau oh at the eon 6Uthe protected fa up to SI 9 milkn n the twerp* for all your axons held n a paticula caparay A full copy ol the poky erordag 6 /Mkt* upon roan The SIC provain red the supolenentai procawn both do not SPM to • C wan Innis' acts controlled by (a. Wined n rut avant value) but held away from kAll$Finalizial Worn k9. anal recall a IBS tat fi)caai ail.% AG Stanford brands. Id) rwaxe mans ache:wig boobs/ wok les. and 04 Thins of mutual knot acre soh shares re mattered Weary a the nave of the a0ant holder on the boob ad records of the spliabb Suer or toter agent/ • (taw rootarreni corowts or rwormtrit mews (9 9 . lewd parowships and posse plasrents) that at no Inlayed coda the Soothes Act 011933. and • Comm:drub cantos le 9. Wows enchant/ au" pralas nett contract ncleda9 foxes commas and cemrco WY What comas The SIX paection rid to spolerrontai protectory do not spar to these assets toots if they 011earde appear wawa suientas The WC prob and th ate e sispbehmt protedon do rot wood nano doors e the nuts balm M yov arearnintseweether as a result charts nownsa. out baianptcyor kthtc"TO Mae Wornwon s ratable wan must you may obtan nee Mormairon *out SIC. educing the SIC BrOCture by comxtrg SPC at 202-3714330Oct by wring the SP( webwe at rmw s94 Py Dividend Re Invesunent Program ORW) Me ma abeCod 6 al adept pate You mai °bean the actual eta 'ran your rmonad Aboor Only whole awes are WM Zed inlet CIP. partialshies MI to sob arid the cash coil be dessostad in wig sours Seder:dod renvestrere pro aapplotd by the bluer may defer bon the Melt prices Muth the pant than ere sold Caelehrliw Only *hole units may be held in your noted I you are rabid to apstiol we as amyl of a &Wind wrest or otherwise, the Foe wlt ether sex partial vas a market twice a accept an wow darstaked by a (*gigged &ding agency. and cede you account losnytimentableahres The frwStrilent obscures sang profile are speck to wade acoxini red may wry between neat Oise the Inn ',comply, in brow of any ugnecant donee in your Monet tuation Cr nerairdin Cbsectivel For eads wove held. you choose one of the fo lowing remanent 'Stakes • Pedigo fume: :Non* Yoresenents wain; ew ruralise. of home only • Ache* Glexabliopachwon threarantsseting grorMh 0/ pedCpal rah. than:Iv gennaon of name • prothmeCoolersenon Ormond and Cheri stdreadoen InantoortS loot 116 both do gerWalon of noon[ aid 9rowth Orwell rbk priori/Is • Conaway, Seeks to mailtain Wier priXpat Wryly" risk and rolalin to the scow eras. eon Atha men the scant does not genesesewdont iriartt*Of ;Sans awl myna keep paw v.* W11.010 • AeSetia Vining so =opt some reh to pni4i ad mine corm soda Myth se* hiaher rescni • Anreslae Wdng to wept hgh nds 10 lencpal .34 hgh volmatwo seelnigb retell Met few Ststoment lwesthekliog" We may consoldate al ratted scowl States110111 did the sob address in the swear/elope Accounts rroy be relied for this snow beam Ivry ham armies Moony maintain pm account rirsonsho rah etc. dots at the same odCress 7f es preace a knows as lhasseeroldng • f t you wife to realm indOilud statement, mailed n %pale* CONFIDENTIAL enrelopes —you maySaint households] by card your huncial Ads°, Priem*, eOWam name reek/entry acccvni nano reflects Pfarrobee that wu entered on the Hrn's (mint unrces webs.. It a customizable •norunw chosen by you ass azM you oath Ifeed reCtocaseepi-so n es no Sega effect on mu wcouro You on merge yoty Frraldry axon manes. throup Moe Sworn a brewed/Pp au enamel Adrect. Mown overview • robeoft:a wountrAvflcoo Na of asset add Iinfnp • Ages Include ',alb* cell balsa. values la m aricted war/y(0a rid Global Dwain unrearzod ales to mater and anal awes not held byte Fm, Does not ncLdeunpnced saufltelassets at creme or the prof andweed starenntm per a abate iWanerls. UrveSbadit(4, totals aid swath k stock options • Oablees rcletles e balalad. outstandeg nolo San. credit cob sheet swum bases • Caffinronty balances Toes of tnIneesied avaiable cash banes, okerCRS Bank IfrA Stoat baron UBS AG Starlos stanch detest batances and 'none/mak': mittof foci sweep boraxes. a the doles the straw/let period Norvorrenol Ey her coda balsnori h you .10:Ounl arena seyegaea fr om °Ow batmen rod tee Fitting use shy or these funds n the ordiwy bane of ds bons, Mese funds ore payabb won yos deinem Mb viol 6 Inds:fed in tho arrant period doSi"g van Lending information rot (lessen elonnaon on then rm. ',ONO; alas ond dzclowra, refer to youClNn Rdal iontsp AgeOnnali or Absurd Aponte; awl the General Tien a-d CdolOOM UBS Stamen% of (tele ancticesalatab* e Agretwars errneclowle a ydwr,M e nen Anc..o.,6v ftwory Veer wets OW' State llen Ulnas secrets and Other sus held n fire A:cow/Add end of the nintenint period You may eft for ddirmy of Julypad waits, ar any tine You may receim searcis used as bat cod/toil tric Damn ani balance cue on than Any senates trordlened w to the sowers period are lined a ninth en* a of the end of the parent penal • Colt basic m ofettenhng the co% basis of the searibes induded n 014 statement. Sete niteed deb the numbe '1. ' UBS Nandi Swoons meted on intonation Maned Iran sources other than CBS Franca Senrces. nanIng nlonation Iran wet In, or tat you may Are preoded to your rancor Alyea The Finn dots not iwitiotedenly vedy Or guatantrelhe anzacy a bar,* of any kborrnace provided by sans °Nets Means' SOWS in adeltion *hough CRS Feascial WNW,: genoraly updates the rfornwan as c 6 mowed the NM dos rot prod& any abysms rat the narrator under 'Cost bale and 'Orwell:9d gaiVloss n xar **mot the dale of this SlaiMfM As suet, please do not rayon this informal:in to weecurdlese or sae Oozes for tar purposes a otherwise ACCatilb tr/ISItnol to thetern mayreflect glass nformairo only tor the perked it time theyareheld a the Pim Morehrborool nlarnXO1 cal be added by arty /mono' Masa • Uneditedsaint/ban thhon data c vatle eVmated urreal.NO ]eras :US ere Cadialel ice SDNY_GM_OOO2295O EFTA _00133570 EFTA01275537 Important information about your statement (Continued) ilderidalscanty lots the Vain:liondata far i-dindal Ion mayor may not reflect cc abeam, Oates am Seamy reoreattraein wens Defend end Other rorromment lots and %Necrotic paths* lots nosh Cembsidd !ode's*, one areeard hi the • 'trade dae cave, pinentS the etyma, avail Can taledate • Callable einarities Bonds and preferred nook that the Num calt for extyresionphonwol be selected mall* by lot tom snag al setherles of that eson l.p now name a n minim* n are for our Netts Callea:we internam is &time:Ifrom Ord pale; aid its ataxy rot gunned Othe call leases nay east which could affect Veil CONN% 'Noma on al be ported oPin redden • Cortifcates of deposit (CDs) CDs are MC mad opt 1291020 sr pampa ad salad newel pre depositor r0 pit depento-y rt accord-ma with iDe: Riles • priahalua Masi:104).d la SiKumes and ode produces maybelire ce blew thas t e prce Pal you would aaually receive in the ma to PrCeS are °Maned Iron varipn tried party sweet Mich we behmeb) be relit*, but we do not grararnro tat a:cracy - Wo portray use the doingpro mhos aralthie er the mien or adz b4 and ask aces fa Isted SeCurcieS and outset ot on trd prat for OTC sea:aim - lx acseray traded wants maybe priced tang a mbar. motel rr then>, Mani ala we Maned andmaynot felled an acturi math Mr or van - C earn position may aura willart a prat and sill show 'mice vas not mailable' if we re entle to obtain a ace for a security - Deposes a smiles dencrtmated n artencses Other than Id S dollies are ref Wed a the esdonaerSe as of the natorront date - Fit cents monies vadey mmrcrrbmmg dedomnathns. price aid quality data vane) may hae been aapreed to Widow prow vassal To obtain cumin dens" wen adage. coma° yort Brenda At/roof • Men Investmems and semeturad products. Neale inestmte secret anclang diem paltpation WO:ran aid ref estate n*Strnem DWI SeCialtdOald Structured produas are gowaly hghly dyad (erne neuchrod prOCITOShan net ban retarded we the Wales and &Mane Conmosisn a under any Pate SOWN" tam We Nmoleestmred Naas kr private theumett scants and smears produces eor rrforrna cnalpuovats only Actaacyi rot 9unnwel - Thee wives maydifkr sobstantally from plait It ally a MO inmate mestrnert stoutly a PruCtured ward my be [cur a sad aid do not nasally comment the sale you may Mara upon ',athlete^ - laud pay esimaes of Yak are as of a anan dae and are implied lo ISS Iraqi Savors on a result bad by an nCeperNent saltation Urn 1“ 00f, geri Parrot mSpoisor Sowed Whet d my. ate applied to to Fin by the our, general partner or waxer and may bealb-dated based en Ober* Nervation from that used by thrd pates to clothe thew esumsed rases - You ca obtain addatinal stormatcn regatny the methodology used to determine the ems, of via and the dace of the hfonn.von the is the bass fa the mann by ctedactiN your Pinadal Adritor - 11,k0 parry *stirred vibes may be reflected as 'Not priced' n sewed lawman whin an 'nlepenfern valuabch Irm has rot 'tripled a d marble to assign a van* when we beam. awa* that a rnierel and hie cm:curedthat may oda predienly reponed van coo Cineltin. Cr Mtn aver would be hghly ipeCutatree duo to me nacre of the seamy - %%hen neither an taw patient panned a sponsor estmated Nano' a tindpany est naiad taw is breaded hear of me away al bedroom* from ns profuse dna - 'Dinah:horn to ciao' may hcludorawn of cal. ware a both - • 0030B uvl sue' le:resents Me nealollerg pine per ink aid may not reflect pia cos bath • lbestricrad Marital Resincted seaman someraly at not ant on/Mgt* for pale sa* IRS inrxia Stream Was the make price of iho inontridef stock of the sane War a al routed rake lathe restreved tea for enthuses of ms steamer,' on* To the rani that rest Kted seamier it ellble ler sale. Meal.. atoned may be manumit, less man the anguted vim tows • Est (estimated) MOM% arrentyialds and amts. An .Irate ol snub, mane is based on amen, cavand and 'lame rats aserirg the vicinities will be hold lot one yea from siaement date a until manly This estimate is on a duodena. accuracy aid °viewed iXorne se no, pa :Need - Est :mated anus ncomo and anent yit41 for cense Vesta warns mull Mute a fawn of ancPa or cNiul suns in Matt Gretna en name laid <area yell) would be overstated - Manama anus mount aid current raid aid the actua heart add yield night be Nowa hgher thm the .hated mourns - An ninite ol nrualsed income (+tidied ander fl orist dented Orb,. Gwent matte, valid aarar balanced Ladd Co the tail therdend or newest parent nude by the tutor and assuries let sewn iudipoas net he banter one sorban the statement date or vita =nay Adana/7dt continued hied ae not Guaarnewl • *evasive held by WS financial Senticea Conan asset, are not hell byte Pole ad not Viten the Fads posstesen or unapt Thee assets re cepa:1M as yaw stamen for inlonnabonal purposes only Roams and sant presented ati reostled byte issuers; film IRS fnanda Simian k not rerponsble for this nfornsisn and does not gwntee is amatory These assets tenet peokcied by SVC or the inns supplemental SaC coverage • Revenue abating and addklonalcampensaelan. - h eolith.% to orninissom on sand aid 11b.1 fees reamed in conneach with the datrtuton of mutual hands toots dents Yee mired our refire reality Meru* Mann; papentsfrornatubuTersanelor raison of the nova funds that we tell These anoints at:elapsed n two &Snit aercontros to amount of saksby uBS 01 a panculr mutual fund Imlay to moderns. end (4 the tate vate of a prowl, mama fad fangs shares lakl a iM lien - We aid Pr aft* ax• melee retmonMg aid owntusprodrang leas n ooreadeiron for trailer agent sewlies That We peon& to to neual funds Thar fees genet" re pad from imonor aner, n the matual fish ad to a thed dolly an:nri beset on Use runt. of octants at the trotortlear bolting mutual I Ws el hat fend lanih - In NO ion to comeleived reCeved m ornealon wen the sale or darbuton of arnuty aorta= ad ink lmti nc NM units to Ott defill. nand. our aff dale acme reader Mang Carptnalan Ircm mairyof me canna companies indemnity tue avudy comas atilam of the nasals cornea-On a SpOnSOO Of the ant nveSTMell PUPS we Clartute - Our ZOOMS also recewe trading commisxos and one, conmenution been mutual hews aid carve? CorNaiies whose protibacts vedimbuto - We receive al actual tee ran LBSBallt USA an1 US$ AG tramped Braids 01 up to 125 pr exount swiepng to to hanks wan the LSS Bs* Swap PrograilS Ankle, Infonnatien rosprdng catmint" and other Arse CONS anneCnn NT the ertiodion of tires nanand op bon transadons has been ncialled co cordon:tons yearn* handled to you. rd oil he prorated to you warmly on atrial port selling it you av *egos.] tn tort salty a warily you may 1,1°r a chaveclue to sonars braving cost for that pa-louts *orgy Oran (Sea Regarding Open a ' ,rotational*/ • ordersMat was not earted by the foment dr* opts buy ad sell stop orders at messed by the amount of dwdends cc rglins • owdiddinchor curtsies date unless 'lauded otherwise by you You are reasonable nor orders lhal are executed Oa to put false to cancel existing open ceders Tax witholditg on faarbutione foam UK Binomial Senores IRAs fedual talc law requites MS &war Services to withhold income to from au" tackle MA destribat raw tut you may der oat lobate Nano tee withholl or instead. you nay Nees to bat la( wetnetk I a acre or naiad anoint as you choose Vol Seaton vie amain n ef fact unta rotated by you You may wet* your election a ay itho hy matey anew einothn If you do rot haw cheap ', come tar wafted Iran 'Cur drettehOeS. you maybe remonsble fa the pantie of esitrixedias you mayncut wales A the moves withheld and Nur <Visaed tar payments se not equal tO rota lac oblisaboi advacy To obtan a copy otos( Most Chem Proxy AWN part moan yots F natal motor or visit out wearier emu vas combnieheofry la3S Financial hakes 6 not a bat The WA. tumors SentCeS Account BSA and IRMA zebra:era:ye aerial MO Nettie access to bating seraces der produces term* anryornans with Mixed banks red other thlti patty basks and provds amass to Morrie and amity OnedpCIS lilted by omit noted thrd party Parana calvaries Hough earn agency lubsida es of utS Fuxin Saviors Ix ONO:nail mutate. and amuly products Not HNC haired • No bank mamma May lose vain ReSOurCeliAziontni &not %sire% SennOn ACCoall SSA. WAA and ntemabcnal ReainsCe M.V.Ntrent CONFIDENTIAL Antowit am registered senate mats of UBS Fruntial Services M vca Sgmfuro is a regiocrod *twicemot. of visa kvarnmaial USG *so Sognature aide cads and LEG asa data cads to issued by IRS Bark USA nth iTeTTTI690,1 from yea u S A harp:wawa Uhl Financial Servers Inc Pee 201407 SDNY_GM_00022951 EFTA_00133571 EFTA01275538 UBS till. . el /vices hc ew o . NY 10171.0002 Resource Management Account June 2015 HI ritLL NEW YORK NY 10065-7007 Account name: GHISLANE MAXWELL Friendly account name: CasNSavings Account number: Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Questions about your statement? Call your hnansia: Advisor or U - Value of your account RMA ResourceUne at account on May29 IS) on hale 30 (51 Your assets 4,085,765.31 4,055,973.54 Visit our websIta: www.ubstomffinancialservices Your liabilities 0.00 0.00 Value of your account 14,085,765.31 $4,055,973.54 Tracking the value of your account S Thousands Sources of your acos mat growth duriag 2015 Were of your account at year end 2014 S4,208)369.81 4,20®.9 4,0858 40560 Net deposits and withdrawals 4154=4.29 • Your tweStrnent return: • • Dividend and interest income St,103.02 Chance in market value 5000 Value of your acorn Dec 2014 May 2015 Jun 2015 on 30, 2015 $4055973.54 SDNY GM 00022952 Member SIPC O0170003006566375 0615 Pap 1 of 6 CONFIDENTIAL EFTA_00133572 EFTA01275539 *UBS Resource Management Account lune 2015 Your account balance sheet Summary of your assets Value on June 30 CI) Percentage of you' account A Cash and money balances 0.00 0.00% B Cash alternatives 4,055,973.54 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account 54,055,973.54 $4,055,973.54 100.00% Account name: Crir.tAitlE Ni.V.V, ELL Friendly account norne:CashiSavin s Account number: Your current asset allocation B Eye on the markets index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2015 3-month Treasury bills: 0.02% One-month LIBOR: 0.19% Your Fi minds' Advisor: SCOTT STACK MAMLYLE CASRIEL Percentage change lune 2015 Year to date -1.94% 1.23% -1.67% 1.94% -2.80% 5.88% -1.09% -0.10% CNP7000a006566376 CONFIDENTIAL cam MIILY_GM_000229939P 2 of 6 EFTA_00 133573 EFTA01275540 SUBS Resource Management Account Change in the value of your account lune20I5(S) Year to date (I) Opening account value 34,085,765.31 34,208,869.81 Deposits, including investments transferred in 0.00 77,994.43 Withdrawals and fees, including investments transferred out -30,000.00 -231,998.72 Dividend and interest income 208.23 1,108.02 Closing account value 34,055,973.54 $4,055,973.54 Account name: GHISLAINE MAXWELL friendly account n arne:CasN Savings Account number. Dividend and interest income earned for outposts of firs statement, tzaablty of interest and dayldend income has been determined troll a US tin rePotina perspective. Limed upon the residence of the account holder. account type. or product type, some interest ardor dyidend payments may not be subject to United States (US) anda Puerto Rico (PR) income tzars The (lent moot* Ratement is not intended to be used and cannot be retied upon fa tar purposes. Clients should refer to the al:PC:tie lay reposing forms they recei* from UBS annualy, such as the fauns 1099 and the Forms 480, for lac reporting information. n is the practice of UBS to file the acciscatie la reporting forms with the US internal Revenue Senge anal PR TRIGUW OPOarlfrent. a,d In such loans accurately dasIfy came:tends ardta Interest as Ida exerrpt or 'arable image. Please consult your irxtedual tax preparer. Cash activity summary Your Financial Advisor: SCOTT STACK MAMLYLE CASNEL See Account activity the month tot dela Is Balances in your sweep opuons are end udedin the openng and closing balances value FDIC insurance apples only to deposits at u85 Bank USA, not to deposits at ut35 AG, Starriord Ranch Of bank deposits piacedihroush the UBSIntemaiond cepost Account program. SIPC protection applies to money market sweep find hddircp but rot bank deposits Soelmportant inSonnation about your statement on the IMf tWO pars cf this document for decals lune 2015 (1) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 77,994.43 Dividend aid interest income 208.23 1,108.02 Proceeds from investment transactions 30,030 00 432,000 00 Total additions $30,208.23 $511,102.45 Subtractions Other funds debned -30,030.00 -231,998.72 Funds withdrawn for investments bought -208.23 -279,103 73 Total subtractions -$30,208.23 -$511,102.45 Closing balances $0.00 $0.00 kyle 2015(3) Year to date (S) Taxable dividends 208.23 1,107.22 Your investment objectives: Taxable interest 0.00 0.80 You have identified the following investment objectives for this account If you have questions Total current year $208.23 $1,108.02 about these object/yes, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fur description of the alternative Total dividend & interest $208.23 $1,108.02 investment objectives in important information about your statement at the end of this document Your Tatum objective: Cuirent income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected SDNY GM 00022954 ChIP7C009305566377 051S CONFIDENTIAL Page 3 of 6 EFTA_00 133574 EFTA01275541 *UBS Resource Management Account lune 2015 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Account name: Friendly account name: Account nuntber. You rignandal Advisor: SCOTT STACK MANY LYLE CASRIEL CNP7C00XIC6566378 CONFIDENTIAL 0515 iY_GM_000229%94 4 of 6 EFTA_00133575 EFTA01275542 *UBS Resource Management Account June 2015 Your assets Account name: GHISLAINE MA (WELL Friendly account name: tiShi SaVIn S Account number. Some paces, income and current via ueS Shear' May be Epproxintale. AS a les at gent dnolopes may riot be eccurately reflected. See anporunr informs:eon about your staremere a the end of this dacument fOr mote information. Cash alternatives Money market funds moray market funds are reinter insured ror guaranteed ty the Federal Deposit Insuralre Coranauon a any other gene share. it is possible to lose money by investing in these funds. Total re.nvesfed 4 the told dal reinvested dwdends II does rot include any cash dadends. n Is rot a lest lot for the purposes of determining bold rg periods or cost basis. The shares you receive etth tare you reinvest d adends become awl:irate fax lot Cost Was o the told purchase cost of the security. inducing winvestedthrdends The cost basis may need to be Ousted for return cf recital payments in order to determine the Minted cost haus for 1st reportirq purposes. Your N nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL /went agency. Although money mattes lundS 520(10 preserve Ire value 01 your investment at $1.03 per Clore...zed (UV gom or loss Is the dfte ten« between the current value and the cost basis and would generally be your taxed e gan or loss if the sequin), was sold an this date. The unrealized (tad gin or loss may need to be attuned for net ten of capital payments in order to determine the re*Ted gain or loss for tax 1/coningPurposes investment return is the cur re M value minus Ihe ancura you invested. a does net include share: t hit are not reflected on your statement, inducing shares that have been waited as either a gain °rotas. it dso dots not include cash ckiana that were not reinvested Hddng Nurnber d states Purchase pate/ Average price pet share CS) Client investment (S) Cost erste per theft value on Pews (S) on Jun 30(S) Jun 3OO) unrealized on or loss CO Investment Nocing return (5) period UBS SELECT PRIME INSTITUTIONAL FUND 4,O55,97334O 1.000 4,O55,97334 4,O55,973.54 1.000 4,O55,973 54 EAI: 12,434 Current yield: 0.06% Your total assets Itercenteqe Cost EStiMated Unrealized value on con 30 (1) YOur XCOunt b353 al annual incane (31 On a lOSS (1) Cash alternatives Money market funds 4,055,973.54 100.00% 4,055,973.54 2.434,00 Total $4,055,973.54 100.00% $4,055,973.54 $2,434.00 Account activity this month Date Activity Description Amount (S) Dividend and interest income Taxable dividends Jun 30 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 208.23 Total taxable dividends Total dividend and interest income $208.23 $20823 SDNY GM 00022956 OlPTCOO33O6566379 MI 0615 CONFIDENTIAL Page 5 of 6 EFTA_00 I 33576 EFTA01275543 4tUBS Resource Management Account lure 2015 Account activity this month (ante-hued) Ogle skinny Othiir funds thibiUd Account name: GH1SLAINE MAXWELL Friendly account namo:CasNSavin Account number: Your lq nodal Advisor: SCOTT STACK MAN LYLE CASRIEL Descaption Annul) II) Jun 12 Transfer JOURNAL TO 61-11SLAINE MAXWELL -30000.00 Total other funds debited -S30,000.00 Investment transactions For more informaion about the pricehalue shown for restricted microbes, see Important information about your statement at IN end OS this dacurient Date Acuity Oesciption Ouanity vitt (S) Price CS) Proceeds Iran investment transactions CS) Funds withdrawn for Accrued investments bought (5) interest (S) Jun 12 Sold UBS SELECT PRIME INST11UTONAL FUND -30,000.000 30,000.00 Jun 30 Reinvestment LIDS SELECT PRE INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1.00 NAY ON 06/ 3ONS 208.230 -208.23 Total S30000.00 -$20$23 CNP7030900S566380 osis End of statement for account number CONFIDENTIAL Mill/Y_OM_000229579T G of 6 EFTA_00133577 EFTA01275544 Important information about your statement 1185 Faancial Stakes Inc Moron or U3S Firawral Sakes). is a member of al pro:palsecurity. Cattnaddy aid maws achieves UBSFiruneral *we and UK Bat USA ay *died "kW Lyn of uBS AG and Milian of LOS Sarkis u.0 Meknes &twill sowers it avatable open *Wen the fem's ermine offices rwe at sommic en. r lh stawnem regrew5 the only Oda' recta of )our UBS Handal SOAK*, amount Other words. exam °Heal kW doomenh. conurang coalmen dau souk not be ;Wed upoodram Wove tort is an raw a On61.01. plea. Matt it wynnixely h wring to ael3rach Mamper of the Wee serving your oroum Athcogh at no teem are intended to be aCaratte. ganger data Toad rot be used for tat puposes key solely on yeatt tar lam (it . Form 1099. SOB. 10115. ow) then pepsin your ta< return T.f m is mauled by tan to repon tone BS al trim le ardent, nepoorle non Mob* driands ad lambda mew tamed on SalinteS held n your Keanm nn proceeds on sale Pinhole:ea, aid cost bonencairn awed seamen Ornommications wit Um Firm • phase teantent any Ord Ccennalttatons et tritest to further prow your north nolsding wangles one the Wow* Wen Protect= Act (SIN • fl /he !nodal instrumon on the top het ce the fart of the laimmt is not ICS Sinnott Sewn UBS instal Strokes caries your account as dearkg broke, by atonement ern the of toted ratuton We Wormed you oa taus retnionthp when you aeon hit account in this ow, per funds am tones re looted 2185 Wonoal Saws aid not th? aroduerg attar. aid pu must mare a ream of my nor or omesisn to Wth WES All aCCOutIC StaWrencS shall be deemed aerpine:nd aurae d not °bp:redTO II antes) Who 60 drys • Please direct outlaw complainsa roams to We Stier: CI- inn" x201.3521699 or tonne' at 00AM to6 CO I'M ET Monday thnuyt n la a In rang I Senna•S he. Clint Retrials Deprorrat. Unon City NI 07(87 • ti ease of errors or Wel ons Own an elenone funds tonne 0771 bl Sv4an MO card transadoeh , I o Unformed Saws hc. Weehmeen. N) O7086. Ann WA, SA Sava: Gal a weer so-co as vom cart d mullet we stawnem or acne 6 target It Su need mat of <mato Lout stronger on the warner or react The rim a Card Mug alp 1. le) mug hear torn yOu nO ate" trall 60 Gays alter the f nr Sent you the fry suarnent on %Fish the oar or prolate!) ward - irate rat nine ad accotot noise (il amp - Delo& the eV. or the a infanta ay 'awe alai aneotan asdimly X VOU On nay pti berme 4 er n era a rat you need ma. lawmen - Provide the dollar amount of the stnpeaed erts• TheFenno, Cad taw ail nveStigate re: Canplant ad will correct try error proeptly eleattatake al decks payable to the Furor tie roma' nohow ndcated on the front of this statement h addle to legs ar our fees. a:46)M may be 940 to manumaree hey charges for tie payment for steurte: pun:haws andchinas Its aped awns n rah xcants Accounts ma ace trattlern?d 10 oasis enteutenS :nay be raft to a bawler fee UBS Sweep Optim UBS offers °prams for 'hewng cash batercei baxes to bat depots at unfrat USA NAM An Storford Dryer (Bark Strvip hearing maw met muter kids (Miner Funs) arid the haltratenal (WestAccent OONfor customers Mtn n wrankonai Sedum Mougenent Aconite Waugh int Bat Sweep AtttratiS. can batinOeS are Swept so LOS Oat USA up b n wanted Ime and then to U3S a Statriced Branch, a a May Furd Deposes at WS Sat USA are 'DK nutted n accordance with fly: rules for mat Hawaiian p Iwo nut www nto got Deposits a 185 AG XaMied Brant and *west:Mtn, kends went awn by the FCC. Through the OA sealable to ail baton are Stript to deport accents x 18$ AG `Wreak Bag" aid CBSIG Caplan Enna Dew Swans sie ria owed by the MX Balrvces hen If the SIBS AG Garin Brawn ere tewowily <reposed to the mange' rit of theCarnal Wands and mere 6 ro quarrtee or other ob ihaten of 185M3 X way thebatmen nvh le on the CBS Chown bads boas. Deposits a LIES Bra USA an each UPS AG Brawh fern prctcwd by SIC Minty Fund shoes are pranced by SPC See %IBS homer Seven Account Rotation' War Open you rfp.102 batrces n he Balt Sweep Program or OA may Oe witeraw ad Owes of a Maw Fund maybe liquodad, and the mends returned to putt yaw taairitet =cull Further nf annul tout tattle weep *pions. enudng anent moon rift an rands. 6 wit** wan 4.1ft Sten your /flatlets, ahnor a by eating UBS Fwareciel Sasebo nowt panache, The Finn liar...enter of the Wanes name arotecrion Coporaram 617Ct yetilr pro was swaths repays of es meatus ten to 1500000 (nano; 1250.000 for dams kr <WI) The SSC we acceseen tows apP9 to all raraols Ma nu hold a a paler', crash The Fort together win when amain. ha also archared wasemeotai protease' The nmanuin anoint payable to all (67174 chant. alMioyumtthis protwion 6 WO mann as of December W. 2013 Sawa tone poky 'sedition, aid hwestem oar' at he Fon CUTS' prOtteaed fee up to SI 9milkn n the anegte for all pot warnsheld n a articular capack A full (boy of Cepolcywodng 6 /arab* upon man The St( prOlesttne nd he supplemental proanco both do not SPIT to • (tnatranatal awls controlled by (a. Wined pour account vibe) but held awayfroml($Finaoi Series Ceg.anal (kat aUBStat (Okla YU% AS Stamford &ma. (I) own amens. nolawn %robe wish in an Mitres of mutual l.ndi acre sun shares re rag awed daily el the nine of the aOhat hallo on the books ad records of the ;prober 6we a tater art. • (tow oratorrent corarts or none Mann (9 g . 'mod parowshos oxl prvae patterns) tut are na registered coda the S.c,f*s Act of 1933. and • Comm:dries contrail to 9. forohn ',Wang* an preirfus metal contracts). melding tunes commas and mmrroWY WW1 contacts The SF< pawnm rd the yoplerrerata protecton do not aar* 10 tNse assetseon if they Othenvde appear stawnents The SIC protean' and the swpbmenta prOted9n do rot ;road nano Minas O the mate vas of yov ruestnints fracher as a result of maim movatent. nun baroarY a Filscose) Moo. i*mlaona wait le own request Vat may ',ban race normal:ran about SIC. ncludng the Sir Brochure by cormwrg SIC at 202-37143300a by wean tie SIC •rtbstle anima/ word Dineen/ Re Mean eat Program OW) the pew mead sal anent pna You may °bean the actual ace tract your Naval Adeoor Only whole shah • pattsared under PIP. partialMaps coil he soli and the cash ml be deposiwd n vote aCOnutt lie dwittend retwestnere prop auppled by the issuer may defy from the mate air at whirr thepartial Mares at sold Cosleinieu Only whole unto may be hold in pa arrant I you re entitled to 'penal we as artful of a &Mind parent or otherwise, me Firm wit ether tel partialness make' price a aCapt an rant tatannred by a registered &any ageray. and credo yew account Immanent ableahres the nwilnient ',braves and rig profileare 5p2f IC to each accovm and may vay beset Rea. an. In Inn pronipi IF in wring of any Korean' donor in your franca stuatran of 17..eStINfr forctie; For eadn accoure held. you choose one of the fo loving enrolment amens • ftevlia Culler NI:0rne neennien1114Ninj he grata be. of homeonly • rale* Crahearrarannon tweprrents Seeking Torah of (=chi rah. than In? grelatOf of name • Arachee Contrisam *Oxon. and Ceara Ai:teaser^ inentnarts toot hp both he otowalon of Mono aid goeQh a prnethra Ovsyllelsk profiler • Conanwhe Seeks to ramie an Wier prisSpat wash low risk xrd vOLT liry 10 the account writ eon fl that means the ream does not genere tartan (IMMO/ alums 04 eau nee keep axe wpm abeam • Attdokua Vining to asps somervt to anttPall ad tokroe sorrinaxiitym welt higher Muhl • Aggrt•Sn Wring to area hgh nd tO vowel at hgh whiny to *Ohl' rams ewer tow Stateenentivesehoklirel" We enayconsoldate al retired scow, Statements wilt, the tare Warms n the Sane moths. ACotrtsrnay be related for this snow Snare they hare owners rho alb maestro pont a:COunt relaionShOS rah ode dents at the same address Tha prance a know al toesselnoldng • ft you pahr to realer innate Asternent, nukd in wage CONFIDENTIAL enielOpei tray SKIMP househollon Wading WM FnalOal Advisor Friona/ a OW* An The Plenty accown name ',flats ofterrotion that you awn on the Won aline senors webs.. It ea customizable *mamma chosen by you to aza you wth Yew reardtapng n ha no legs effect on wr arourn Yfu on Mane ma Franey Wan manes. 'Troup Moe Services a bye:moon; yams enamel Aterbor Amman evonsiow • Vabe than atountepalibh Na a assets Cabinet • Awns Intern araliale cat Moan values for rat, rod %manyant l rid Gkbar Tae Depart unmixed marks to mereet and eertara assts not held by the km Does not naideunenced StUaltelaSSetS at tread or the pro andmeet staterrem won a tare nef•ninfffs. UnffSbadt10:1, COli:f6 nd mocsale Oak colons • Ondees Wales debt banal. outstandnamttgn loan. cant ant sh t accoum balances • CathAnamy blincen Toes of yawned aye/obits/1h balances. pko USS Bat USA deposit batman UBS AG Yarned Branch depose balances and moneararkie motor fun sweep balances a the dose of the galena peed NOni:DfrinCd Ey fay fledd batman h your exeunt are not searegaed from New balwes an the Fonmay use of these !Ards n the ordiwy cane of as banns These funds Ire paythie tpon ps demand The total 6 Included in ow carat aced dos in value Lending informatiwt fa detaad olconoon on the F on' > Vernon aadeas and clGclocurn Sit to youClen RPM beitp Agrotown or Am:en Areentent an the General ;MS and COnditOrn UBS Stafalett of (tele Practices ratable n AgretweSs zed Dabowe Y)ytwriM e nen Anc..o.,6v ftwory Venn assets YOS Statellenl Cheat. SeanteS and Other assets held n the 4:O)um a the end of the santastot period You may trg for drairey of fury paid waren at arc raw You may rearm comae used A lom central tar paring at balance cue on Mem Any wanton transferred w them daily the Yawners period an lion a awns yeb• as of the err of the statement roan • Cost basic h detetrang then; bags of the sedates induded n the Yawner. warty ndttlted Mt) the nutter UBS intros' Strecenhas reed on Warn/ion obtained from sources other than 18S Finmcal Seams. naidng nformaion ken rake. tin oi to you may hat prvedol to you. f amour Mew the Firm does not radtwodenray way Or guarantee Me ataxy a validly of ay itirmacn provided by sans °Pathan Mr racial Spates addtion Stough UBS Fianna' Woke: gerway updates this Monona' as c 0 wend Me P.m does rot ortralde any aware ha the &e motion trader 'Cost base and 'Unitaind garirons" is ranee a of the doe of thus SIMMe411 ds such please do not rayon this idanwlipn to make ;fracas' a sae detracos la tar purposes a warm A.Cfaint trusted to the fen mayrolled gains Mormon" orly forme perked of tine they re held x the Fan Morehiraorraal rdarnWon ea be added by youkorai £4;60 • Unmarred yelnorbsoes Paw data a acalablo 19elrfd Jrnal:el lane lc:SUS att chrated foe SDNY_GM_00022958 EFTA_00 I 33578 EFTA01275545 Important information about your statement (CS bnUed) banal maity kots The tranion data For HMS lot mayor may nal Mika anmitsank MapesMoe Seamtpreorgandaion man Datfend awl other remelts° tots and snowsuit pins low at eat' combs( to distraf One 3.1•0 , 0 lot lhe • Trade dale' mann 'resents the nine' Snag en Parente • Callable secarltias bras and oaten stock that the instal° for sly taleroton al be Sean mane by lot torn amceg a WanteS of that ripe lid ti out nane a n tams nam for or Mats Calfeats Se wanton is Darn edfrom thed pas ad es roan rs not guralYed Othe Call leases nay eon nigh could allot yea cosine mlormalan wJ be goaded torn (*Sued • Cremates of deposing:Ds) CDs ate RuC sod opt STSOCCO in pampa and rated nitre/ pa dspomot and per cesium fntiMim. n =Man with iDs: nibs • pricervelue foal antrod fa WOMIles ad other produces mar be hiyhar a bwer thri Ye prig that yOU treu Id a WII/ raceme in the make PrCeS are Owned from sass mid paw scums Mudi we bean to be rata. but we do not garnet toe acuracy - Wo nay me the doing prize Ahem aralabh cc IS man or SW and ask pros fa Ion WIMPS and *pun M on ybd prow or OTC sesta - let aavoif van warn: may be /aced uing a eaba en mode or Smog Mani pia we °Weed MOM/ n01 Mkt at actua make pane or ,cakte - erten posterns may seat Smut aprne and sill show a pita was not aecitable if we are sable to obtain a pee for a security - Deposes a Searles Sassed n arteranes other than u S Sten are Matta a the e t urge rat as of the Manna' date - For certain sesta vadeg tin011-CCOPanniig deromnatems. rice and snagsmat/mar hat been asp/ea ° frigateproper pausal To obtain Cumin: qaPtaan. Ni.., rattle. corm° yew Primal Seco( • Men Ineesums and enured prods° Pros mottnwre secure* andning dim paMpation prays aid real estate mostment DWI Malt te* aria StrUctuted products aegewray hghay ilaqu d Celan sand roams taw not been metered me. the Waifs and GrargfeCorynagn or undo any sum sena° Wm We prom* esimaed halos for Sate Meitner* So:10MS ad StruaLeml produiS for Moons mammon only Accuracy° not 9Uran"./ - Them vases mayday' sthstarmally from pine's if any a hod, acetate nwstmere sensor structured pain mod be Isnot a wad aid do not necmaily mem the yaw you may maws upon IGuidam° - TIM pay egmaes of vale are as Of a anan Ore aid re suppled to 'SS Saar Senors on mesa bags by an ridepenent Palatial Wm l“ott, StermaMarwe ce grantor ectimaed yaw d my. all swan to to Frm by the on general partner et *razor and may beCab-dated batted Cm Swot Mfornabon from that used by thtd paths to Sire thee naiad Paha: - You cal obtain addagnal Omaha regaling the ins ehodology used to detriment the nese of vale and the date of the ettonn.von On. Is the bass foe the coinn hyaena: Mg sir Frani sailor - lard parryestimated vibesmay be reflected as 'Not priced' n sena mats Wan an 'nlepennent valuaucn Ian bass soled or iS Unatle to awn a vain wan we berm aPIZO that a rnieng wort has cm:cured that may ell a prennusly reported iota eco dUeSten. CI whin amt.? could be highly ipecutawe duo to the tutu. of die :tarty - 'Men nerds an aver general sow a sponsor (*mated Senor a th Spay eg Mad who is premded the no of the warty nil Deana:at ton its perches* por - 'Diftrattions to date' may Mayarem of cwal. mane a both - • CoOthi um ate' Mess the MM3lolleng prce pertain rd may not ruled ear cost bath . Rostrlan securities Rencted sources scanty at not atnnttyeigble for p.tic late VElSinaxial km:el UM Olt mate pries of the ttintstrilen1 stock of the tam our art muted vane for the reneged zinc bin sows of std saiemed rd on* To the mum that rest, Med maim it eltgble for sale. the eater woad may nsutnurftlay Ins ma the impaled See Moon • In. lostinned) Mane. anwityialds end ran. An !Ulnae Ol anal mon is based en tuners sand al Ems raw rung ew wanes Wan held for one year from Semen date cc sta stuns 1hts estimate d on a gukene. accuracy and mined name ae not gnawed - Est Mated astir income and drat MS for cols Semi wanes Gould MSS a when of ;Sopa or calla gar's n Math ose the est Marne WOOgren yeld)woull be smutted - Minato( anal name aid citron, v' aid The actur Moos aid add mght be awes kgher that the teens( anoint - An 012 Mae ol antra° interne avian andOr fewest chided bythe ores maitrevela/ream balance is lased an the lag dtedind or secs pass nude by me titer aid James me souttindepaes MI be Mace ontoar been th• strong° dee or wed murky Ana" rid <oatmeal Sid at not guaantod • Asa not held by WS Pinang' Sent Coin MCI re riot Ma yteyim ad not main the Sas possess, or envoi Theo assets re deptsd on our sawn for irdonnatnal pups QS Poulans rid ratan vesented re froniled by the rung film IRS Sancta Semis a not reponsba forth's Madman and does net gi.vritee is accukcy These assets Tenet protected by Sal( re to Fens supplestma Sal( soar • Revenue Sting and Slang cemperisatiem. - Pi additun to ecnimittons m tan ad 11b.1 Inn reword m osecurn with the dartuton of ruin bads to ow cants are ago ow Slat mos revenue Marna papitnts from adubutors antlor 'raison of the snug SW that We salt Thew nests aro bred on two dawn anoments Fit the amount 01 saksbyiela ol a smokymutual fund (any to ow den's. aid Pk the ant vane of a prune manor fundfang. sham Si a the (On - Vet aid as Mena arm recent ratrgekng and onyamprowsung lees in oreedwaton for sager agent sakes that We probid• to the rnLtual kindt Those few genet" ao pad te n investor awn n the mutual lad and ae a tad doll? amount based on the nUrrber 01 arcants at tie Oterse-deahr hotting mutual Ismael Mg had laniV - In aktt an todamn:dad reCOved ti Orneakon web the tabor darbuton of a -stycorer= rd uat m that unit 10 as deans. we alder our allele men ranee thang COmptoSabom Iran Marfa( the manna °roam,: imanarlirg the nuity comas aerosol The inn-rano, commis ce sponsors a the Grit Ilvinttnent INKS we OdIttute - Ott Slates also meat trading COMMISWISan10thel consmation from miner tows aid impact Catealits Wow new:bats we dist:but.? - We receive an anus tee km t.65 Salk USA as WS AC Stardord Brach of nto StiS per a:Count smoping to the balm win the Bra Sweep Program salt, Moynihan spans cormSets and 'mho charms bowed n smarm witt the nomion of °Ms Mang ophon lremagons has been en.gled cm conlmnrons pest* Kindled to you. sod al be Fended to you amply on maitre Short allIng it you ate engaged tri tort sang autarky ma mar rot a chase dale to man bases coos lee that palooLv minty Opert (nen 4 9rding open ce goodeiltorgeled • orders that not treated by the lasers SW open buy al sell Sap ceders ale resided by the annum of dwdendsa rghis on cadiedindsor mangles date unless nomad Sweat by you You ae rewomble for orders114 am emuted sae to your hive to Canal existing open ceders Tax witholdieg on anrimations funs LOS Pistol' Salvias IRAs MPS tax taw requites LOS Sang Semi:610 SOS nos tat horn am trate IRA dhillut ran tut you may don oat lobe", Kano lap Mita or. instead. you may elect to hate Ix Stan a ar ae or n a had sown you choose Yes Moon wg reman n effect oaf rooted by you You may woke your election a a"; I Me by masig ammonia If sou do not haw cno9t incometar watel1 Iron 'Our darbutiOnS. you maybe remonsbie fa the parrs of reintied to You may nor slaw d the nosh withal and ow dined lx poses at not equal a ywl ix obligation Privacy To atan a copy of or scot Can ProsMaw. oboe onto, yor F nage, Admor anemia Sem Y. so Gas amonikeworry 1.13S Sacral Sewers 6 not a bait The WM. &nom Sauces Mast BSA and ifatia ale brokerage launtS 401 prorde access to bat mg services and products grough saris wed affilawd basks ate other thS party bakk aN prone; access to Mtwara and soy mob.= isun by urtall doted thud tarty Mance comas through mon agency pubs/la *Sof WIS Sandal Shan he aresrn at. m'a cs. act amulty products NM IOC hind • no bank snots May low vain ReSOurCePAnadrent account Business Stamm Account SSA. ltPM and ncemabonal Remo Masterent CONFIDENTIAL Account at registered servos mats ol LOSS Sandal Somas Int Yea Sargon, it a inland miceark of visa manna coal 1185 W a Sognabare cede cods and Len Sasa dean cads re issued by IRS Bank USA Pith comemon from v ea u S A roorporatcd Ur Sanaa' ServiOeS Ing Rev 201407 SDNY_GM00022959 EFTA 00133579 EFTA01275546 SUBS r i er races Vic ew o . NY 10171.0002 Account name: GH1SLANE MAXWELL Friendly account name: CazhtSavings Account number: Your Financial Advisor: SCOTT STACK1AAN/LYLE CASR1EL Ohre Questions about your statement? Call your linarcia Advisor or it Rea ResOurCeline at account Value of your account Resource Management Account July 2015 HI nil MAX LL NEW YORK NY 10065.7007 on lune 30 (5) on July 31 ($) Your assets 4,055,97154 4,151,216.61 Visit our websIte: Your liabilities 0.00 0.00 www.ubstomilinancialservices Value of your account $4,055,973.54 34,151,216.61 Tracking the value of your account S Thousands 4,208.9 4,056.0 4,151.2 • • Dec 2014 tun 2015 141 2015 Sources of your account growth during 2015 Value of your account at year end 2014 $4,208,869.81 Net deposits and withdrawals 45%932.21 Your evestment return. NW:lend and interest income 11,28426 Change in market value -$525 Value of your ocean on Sul 31, 2015 56151316.61 SDNY GM 00022960 Member SIPC CNP7030;005841129 = 0715 Pogo 1 of 8 CONFIDENTIAL EFTA_00133580 EFTA01275547 *DUBS Resource Management Account July 2015 Your account balance sheet Summary of your assets Value on July31 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 651,216.61 15.69% C Equities 0.00 a00% D Fixed income 3,500,000.00 84 31% E Non-traditional 0.00 000% F Commodities 0.00 000% Account name: GHISLAINE MA !WEIL Friendly account name:Cash' Sevin s Account number. Total assets Value of your account $4,151,216.61 100.00°O $4,151,216.61 Your current asset allocation Eye on the markets Your Financial Advisor. SCOTT STACK MANLYLE CASRIEl Index Percentage Change July 2015 Year to date SW 500 2.10% 3.35% Russell 3000 1.67% 3.65% MSC I - Europe, Australia & Far East 2.08% 8.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% 0.70% 0.59% CNP7C0CA005841130 _0715 CONFIDENTIAL IY_GM_000224919e 2 of 8 EFTA_00133581 EFTA01275548 UBS Resource Management Account Change in the value of your account July2015(4) Year to date (1) Opening account value 44,055,973.54 24,208,869.81 Deposits, including investments transferred in 213,372 08 291,366.51 Withdrawals and fees, including investments transferred cut -118,300.00 -350,298.72 Dividend and interest income 176.24 1,284.26 Change in market value -5.25 -5.25 Closing account value $4,151,216.61 24,151,216.61 Account norm: GH1SLAINE MAXWELL Friendly account name:Cash/Savings Account number. Dividend and interest income earned For purposes of Irts statement, taiatCity of 'nines] ant ding:lend income ha, determined ffirri a US tar reporting persprdire. Based upon the residence of the account holder, account type, or product twit. some interest ardor dvidend payments mar not be subject to United States (UA ardor Puerto Pico (n) Income tares. The tient mOnt* statement is not intended to to used and camot tie retied uaon for tar purposes. Chents should refer to the applictle tar reporting forms they recent Iron IBS annualy, such as the Forms 1099 and the cams 480, fa tar reDOlnn0 information 11 IS the PraCtICe 01 U85 to Ille tht tcplicatie t& tenoning forms with the US intend Rextnue Service and PR Treasury Department and in such forms accutalety ossify dilcknct ardor Interest as tar exempt or taabie income. Pies/ consult your Includual tax prepare( July 2015 (V Year to date (S) Taxable dividends 176.24 1,283.46 Taxable interest 0.00 080 Total current year 4176.24 $1,284.26 Total dividend & interest 4176.24 $1,284.26 Summary of gains and losses Varies reported telory exclude proddas for which gam andlosses are not classified. Realized gains and losses Unrealized July 2015 (1) Year to date (1) gains and kisses (3) Your Neandal Advisor: SCOTT STACK MANLYLE CASRiEL Short term 0.00 0.00 -5.25 Cash activity summary See Account Meekly ttr.s month for leak. asianCeS in your AveePOORMS are indudedin the %erring and dosing mantes vat& roc insurance apples Only 10 ClepOSitS a U8S Bank USA, not 10 &COPTS at U85 AG. Stamford Eranch or bank deposits placed throurp the UBS Internanond Depose Account program. MPG protection applies to money market sweep fund hddirgS but rot bank depOSits. Seeimpdtant inSotenatgn about your sf stemerd on the tat two pages of this document for coals. July 2015 3) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 213,37208 $0.00 291,366 51 Dividend aid interest income 176 24 1,284 26 Proceeds from investment transactions 3,518,305.25 3,950,305.25 Total additions Subtractions Other funds debited 53,731,853.57 -118,300.00 54,242,956.02 -350,298.72 Funds withdrawn for investments bought -3,613,553.57 -3,892,657.30 Total subtractions Closing balances -53,731,853.57 $0.00 -S4,242,956.02 $0.00 SDNY GM 00022962 CriP7C007005841131 = 0715 Pays 3 of 8 CONFIDENTIAL EFTA_00133582 EFTA01275549 SUBS Resource Management Account July 2015 Your investment objectives: Account name: Friendly account name: . Account number: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact psis Fnancial Advisor or Branch Manager. You can find a ful description of the alternatwe investment objectives in Important information about your statement at the end of this document Your return objec