EFTA Document EFTA01276845

SUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 M76002244885 02i 4 VI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKLIAN/ LYLE CASRIEL Phone Questions about your statement? Call your Elnan,:ie. Advisor or the Resoureeline at account VI-t our websIte: www.ubstomffinancialservices Items for your attention • if you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled' Go to ubs.comronineservices Value of your account Business Services Account February 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on January 31 (S) on February 28 (S) Your assets 0.00 3,517.75 Your liabilities 0.00 0.00 Value of your account 50.00 Tracking the value of your account S $3,517.75 3,5179 00 Jan 2014 Feb 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and rittidram% Your nvestrnent return Change in market Mu. Value of your account on Fob 29, 2014 3000 SDNY GM 00024832 33,517.75 10.00 99517.75 Mombor SIPC PZ601:03007244805 P26000143882 00001 0214 0:00000OCe CCCCOCI Page 1 of 6 CONFIDENTIAL EFIA_00135452 EFTA01276845 SUBS Business Services Account February 2014 Your account balance sheet Summary of your assets value on February 28 (S) Percentage of your account A Cash and money balances 3,517.75 10000% B Cash alternatives 0.00 0.00% C Eduitres 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $3,517.75 S 3. 517 . 75 100.00% Account name: MAn FOUNDATION Friendly account name:MAX FOUINIMI1ON Account number: Your current asset allocation A Eye on the markets Index Percentage change February 2014 Year to date S&P 500 4.57% 0.96% Russell 3000 4.74% 1.43% MSC I - Europe, Australia & Far East 5.59% 1.34% Barclays Capital U.S. Aggregate Bond Index 0.53% 2.02% Your Financial Advisor - T STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on February 28, 2014 3-month Treasury bills: 0.05% One-month LIBOR: 0.16% AF260CO3CO2244886 PZ60001 43882 00001 02 1 4 00000000 COC C Itti l_ 24 000 freSe 2 of 6 CONFIDENTIAL EFTA_00135453 EFTA01276846 *UBS Business Services Account February 2O14 Change in the value of your account Account name: MAX FOUNDATION Your Mnandel Advisor: friendly account name: X F All SCOTT STACK MAN LYLE CASRIEL Account number. February 2014 al Year to date (1) Opening account value $0.00 50.00 Deposits, including investments transferred in 3,517.75 3,51 7.75 Closing account value Cash activity summary $3,517.75 13,517.75 See Account early rtts month tot detals Balances in your Sweep Options are indudedin the cpenirg and CIOSUO WOWS Taut. FDIC insurance 43Clies Only to deposits a unseat's/A, not tOOPCOOIS at UBS AG. Stanford &arch or balk deposits placedthroudg the UBS Internationa Depose Account pogrom SIPC prOteCtiOn copses to money market weep two ncioings but rot bars deposits. Seeimportant inbanscO• about your statement on the tat two pages ci thisdocument for debt's. Year to date a) February 2014 (1) Opening balances 10.00 $0.00 Additans Deposits and other funds credited 3,517 75 3,517 75 Total additions 13,517.75 13,517.75 Net cash flow $3,517.75 $3,517.75 Closing balances $3,517.75 $3,517.75 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objecows, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Simians • Moderate investment ehgibihty conaderateon - None selected Your account instructions • Your account is currently coded for margin. • You account cost basis defaultclosing method is FIFO, First in, First Out SONY GM 00024834 APZ600D3007244887 P2600014380200001 0214 CCOCO 0000: COOn CONFIDENTIAL EFTA_00 I 35454 EFTA01276847 *UBS Yournotes '''''''''''"........... 6.4...... ..eaves,humoNgist. • a 6 CONFIDENTIAL EFT,00B3453 EFTA01276848 *UBS Business Services Account Re &Wry 0' 4 Your assets Account name: MAX FOUNDATION Friendly account n • ON Account number. Sane pnces, *fume and current vaueS Proem may te approxirrune. AS a 'nut, gain and losses ma/ rol te accurately reflected. See unportam snlormatton about yam statement a the end of this &current for mote informalon Cash Cash and money balances Cash am% money balances may Ind tde avalable cah balances, UBS Bank USA cUpout account baances. UBS AG Stariard Branch deposit account baances and money ~tree mutua fund sweep balances. UBS Bank USA deposit account balances are Insured by the FOK vat tt n abpliccble limits, bul are not reotected by WC U8S AG Stanford Brant h depot acoum Latent, ate not insured by FDIC and are not proteded by SIPC Money merkei sweep balances are protected by SIPC but we not insured by the FDIC. See the important information abOvt your statement at the end of this document for details about those balances ()Fenno Wage Closing Wanre Pnce per Mae Average hicldng on Feb I(S) on Feb28 (S) on Feb 28 (S) rate UBS BANK USA BUS ACCT 0.00 3,517.75 250.000.00 Du idt ndinterest period Your Pi nandal Advisor: SCOTT STACKMAAMLYLE GABRIEL Dap ei period Cap errOUnl Your total assets Va ue on Feb 28(S) Percentace, Ce Cost Estimated your account basis (S) annual income (S) Unrealized gán or loss (5) Cash Cash and money balances 3,517.75 100.00% 3,517.75 Total $3,517.75 100.00% $3,517.75 Account activity this month For more Information about the unto" value shown for reStrifted:CCUMIel, see important information about y0ut statement at the end of this document Your Citiantityi Date Activty DeSCriptiOn egense code face value Jan 31 Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY MAX FOUNDATION AT 3,517.75 3,517.75 CHASUS33 PncelValue (1) Cash amount (1) Cash and money baance IS) Cash and money balance 50.00 Feb 28 dosing cash and money balance 53,51735 SONY GM 00024836 AF2601:032072448E0 126003143W 0000I 0214 020000000~03»:0 Page S of 6 CONFIDENTIAL EFTA_00135456 EFTA01276849 SUBS Business Services Account rehaary 2014 Account activity this month (COntrivert Oate Money balance activities Mn 31 Feb 28 Feb 28 The UBS Pant USA SUS; ness Account is your onmay sweepoption Account name: MAX FOUNDATION Friendly account n •MA%F FJ All Account number: Your lq asocial Advisor SCOTT STACK MAN LYIS CASRIEL Activity Descripticn Amount (1) Balance forward $0.00 Deposit UBS BANK USA BUSINESS ACCOUNT 3,517,75 Closing UBS Bank USA Business Account 33,517.75 AF260CO3CO2244890 PZ6000143882 00001 0214 COOCOCOD ar cOMSNY_GM_000248Pne 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00135457 EFTA01276850 Important information about your statement LEIS Financial Services ex. (the F im or UBS financial Services} is a merrter of all prinotool sxtily, ammo* and options exchanges. U3S Frencial Semites and WS Bank USA ay rdrect subdiares of LES AG and affiliates of LES Searitin UC. The Finns irondal statement is available upon maws. The FirWS wean* off ices are a: 'Assn/nod' Sauces 1200 Harbor Boulevard Weehawken, to 07086 Ibis outman represents the any official record of your LES Financial Senses account. Other records, watt office,' far doarnenti, containing ccriliding date should rot be relied la:allow beam there 6 an error cr emission, please report it irrmeciately narking to the Bunch Manager of the office sentig put account. Ail-cuct al figures shorn are intended to be accurate. statement data shaili not be used for tar purposes Rely sae& Goys-end tax lams, (lei Form Mgt SRA 10425, es.) whin prepargyour tu return. The Pim a required by law to report to tie IRS all taxable divide-Kt record* rentauble diticknds and taxable enema erred on woollies held in you acant, net proceeds on sale transactors, and cost base ascertain covered Austin. Communications with she Finn . Please reconfirm ay oral cormancatorts in *mina to further protect your ruts. incbdrig your Ned Lady the Seosities Inagua Protection Act (WA) • If the financial nstitution cn the tcp left of Ito front of this statement is not UBS Finance' Sakes, LES Fnancial Services carries your scout a I:Sarno broke by at argerrant web the Moaned inttitutiNt We Wormed you of tie rielationshA when you opened this wooLne. Atlas case, your trots aid aurae, a-e located at LES financial Senses and rot the Wroctscng broker. aid you must make a tercel of my bra or &Milian to both firms. ANattar statements shall be deemed complete ad accurate if not objected ton twee* within 60 days • Please divot customer complaints a' Fin's C lent ' wit at crtolllreea B.OOA .to ET Mond* through ay, or in marg to LES Friancial Senates Ix., Client Relations Deus-mem, P.O. Box 766 Union C y, El 07087. • time of errOnor OileTIFMS and al electronic Viols transle (ET) b BS Wedeln( card trankictiook. call ce wile to UBS Frenoal Service, hc., MOO Harbor Blvd, 6th floor, Weak/Men N/ 07036, Atte RMNBSA Sermes Cal or write as soon as you cart it wu thrk yaw stmerrent or receipt is wrong «a you need more Hamm ion /boat a transfer on the statement or naCeest. The Firm or Card Issuer Cis aPicable)nua hew horn's° no later ten ISO days after to Fim sent you the fin stsemert on 0,0Nthe error or problem appeared. - Prow:leyou- name ad accost nutter Of any). — Desoto the *nor or he transfer you smart about and 'mien as chair as you cm why you believe a is an error a Newyouneed more ricrmation — Proud. the dolor anion d the suspected err«. The Fim or Cad Issuer Mt I-moon your complaint and will correct any error promo*. Please make all checks pasta to the Fern or tie financial incaution rotated on tie front of this star ward hacklition to negtlai accost few accounts mai be subject to rnai-eerUCe fees, charges for late parent for seo.rnes purchases and charges for unpaid amounts in cash =ants. Accounts that re transferred to whir notations may la, subject to a transfer tee. UBS Sweep Options UBS offers options to sweepng cash biases, biances to bass deposits at UBS Bat USA and UBS AG Standoff brach (Bank Sweep Frown* money market nutail Ards (Money Funds) ad the International Deposit Amount (0Alfor customers withal International Replace Management Account. through the Bank Sweep Proaamk cash balances re swept to U2GEterk USA up to an esubfehed pmt ad then to LES AG Stanford Bradt or a Money Fund. Deposits at UBS Bak USA are FDIC enured in accordrce with FIX rules. For nxre nformation please set mwrldicgov. Deposes at UBS AG StanfordBra-third Owes of Money kinds are rot inured by the F . Thrown the OA, addible Marsh balances are swept to depose accounts al UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits are not insured by to FIX. Balance Fold at the LES AG Carr. Brad, are tempera* exposed to the sovereir risk of the Canon glands, and there is no gamete or other obligation of UBS AG to repay tie biases with on the UBSC Arian\ Bradt. books. Deposis at LES Bale LEA and each UBS AG Each are not protected by SIPC. Money Fund shares ate protected by SIPC. Ste 116 *uncial ServiCeS Mecum Protection' bobw Upon gas re asst, balances in tie Bane Sweep Po:gransor OA may be withdraw\ and shares of a Money Fund my be liquidated, end the proceeds returned so you <flour unities account. Futter information about available sweep options, noising ors* loftiest rate, and yell, a wank le at wvw.sbs< - from your F hart ial Miser or by calling UM Financial Services account protection the f rin a s member of tie Seosites Ins/Mbar Protection Corporation (SIPC), *nth crowns securities account, of its member. up X S5OO,000 (existing S2B),000 for dams kr cash). The Silt asset protection Wks XPV to all accounts tat you hold n a particular <aux*. The Finn, together with cenain affiliates, ha also purchased sppinental protection. The maximum amount payable to al ekgible dents, coRectorebi iman this protection is 1500 million as of December 10, 2013. kloWot to the pokyconditions ad limitation, cash X the firm is further protected kr iwo to $1 .9 million n the anegate for all you accounts held n aDrawler capacity. A fJ ccpy of tie poky wiring h available upon moat. The SIPC protection and the supplemenUI protection both do not apply to. • Certain thanial assets controlled by (and incladid your account %dud but hell away from US$Fine-Pa Services (e.g.. certain(* cash at UBS Bak (i$ cad, at LES AG Surnlad bunch (a) insurance pro1C1S, including variable acuities, std (IV) shires ol mutual fund, whore such shares are registered deny h tot name of the account holier on tie becks ad records of to applicable issuer or trasfer agent); • Certain rnestmert contracts or inestment interest (eg., limited portnestips and prime placements) this we rot registered under tie Securities Act 01933; ad • Commodities contacts (e.g, lateen Paha*e and yeti:use/seta' calriectA nduding futures contacts ad tormodierootion contracts. the 51K protects:A and the suppternernal protection do not apply to these awe. hen if toyotherwise appear on as seaternenh. Tin SEC protedion and the sztPlernental protection do not protect agarct changes em the make vale of you' investments (whether as a felt* Of Market movement, issuer baltruplay otherwise} More information is avalable won nest You may obtain wag nfonnation abets the SIPC Brochure, by contacting 51K at cc by esitng the SEC waste at YAW...tag Dividend Roittiatbbant Rogan (DRIP) The wke reflected is an average price. You mar obtan the actual price Iron was Financial Advisor. Orly neve tares se purchased under DIIIP; partial shires wil be cal rd tot rah wa be deposited h your arcourt The 6viderd rerivesvnent price applied by tie issuer may • from the nwket lake at which thepartied shires we sold Caldebeliou Daly whole wets may be held i. you account. If you are entitled to a palul unit as amok of a cbriderd Parent or oterwise, the Firm oil ether sell panel unit at nutlet peke a accept an amount determined by a registered clang any, and credit sow accost. Investment objectives The nmumert °blear* rd risk profile we speclk to each account and may my between Please algae the Ferri promo* in merry of any signkant change in you. Maxie' situacn or nvestmere objectiws. Foe each CONFIDENTIAL accost held you choose one of the following inestrnent objectiies: • %Wore amentlmome. ...Aim seekrg the generation ea income crib.. • Adam Capref Appreciation: Insintrnentt waking grOwlh of pence:el rather than the generation of income. • Plodoce Combinaton nF lncone and Capital Appreciaavot hesiments seeki-g both the generation of mane and gumbo' priX011. Overall risk precis, • Conserv/Ws Seeks to madam idle' wet Pat with low risk and volatility to the accord owe!, tent that meals the accost does not generate significant atom, a returns std may not keep pace with inflation. • Moderate: Willng to accept some risk to principal and tolerate some voted* to seek hgher returns, • Aggress*: Wiling to actin hit ink to principal aid high volatility to seek highreturns *airtime,. Statenant Itousaholdite We may consolidate at *Wed account statements with the sane n the sere envelxe. Accounts may be related Ice this purpose Letate they hew owners who also maintain pia scorn relationshps wit other dents at the sane address. This practice's known as • householing • you prefer to receive statements maned separate lopes—you envel may dah-tt houtnholang by Ealing you. F floweret Advisor. Friendly aoseurt name the Friendt accost name reflects al amnion that you evened on the Firm's onlne winces webste. R e a customizable tniclrerm' thatch by you to mitt you wth tar mode...pixy It has no> legal effect on your am nt. You can change you hi Yount names, through Onyx Services or by contactrgwurFtancial Attars. Ammon overview • vat. of moraccountibornbk, Net of assets ad liabilities. • Asset_ Atlas sealable cash balances, yeas' for restricted sec rey kw I, and Global tine Deposits, urrealted marks to market, and ocean ants not held by the Fim. Does not include unwired 5.ft/16.4assets al the end of the prior and ourent statement periods, or prorate iwestrrents, trusted stock options aid euicoable stock options • Ciatiabes Includes debt Slimes, cuivardirg moor loans. credit Pit Owl ascent balances. • Cash/money balances. Total of uninvested avalable cash balances, plus UBS Bak USA deposit bArces. UBS AG Stafford Ewan* depose balances and money market mn.ul fund sweep biases, at the obi, of the statement period. Noncormuoity free credit balances in your acorn ant rot segregated from other balances aid tie Fern may use any of these funds in the ordinary course of is business. these funds are payable upon your darned. This total 6 included in tie anent period dosing value. SDNY_GM_00024838 EFTA_00135458 EFTA01276851 Important information about your statement (Continued) bandit, alternation Fix &tared int on-nation on the Finis Ming practices and &ensues, ries to you Client Relatortip Agee-nes or Accan Agreement and the General Toms at Conditions UBS Statement of Credit Practices available in Agreements andDisefoscrres at muralassailtrsamegaingu. Yoweseela Your tasement itemise sentient end other mete held hthe account at the end of the statement twit. You may oak fordeivey of fully paid sebrdies at ary time. You may receive securities used as loan collateral after swing any balrce due on tem. k -y securities transient to he Fir. &it the sestrent ponod are lase al market value as of the end of the Materna* period. • Can basis. In &limning the cost basis of the stoats included in this statement, where indicated writ the runts UBS Fharcial Services has relied cn information obtained from sources otter thane /35 Financial braces. including nf °tenon Iran another km a that sumy has provided to you Financial Ater The Finn does not indeperdently verify a gaunt the acaracy or wrathy day irdornution provided by puts Sher than tAid.Frential Services. h teitirt although LIDS Finncel Sanas generally waits tit Hammiest at thrice:ad, the firm does not provide any lonsances that the iicrmation knit 'Cost basis- and "Lhreakzed gar/loss' is accurate as cid the date ol this statement. As such please do not rely on this Hatton to make &shwa a ale decisions, fa to papist cr ahem's*. Accounts tendered to tie Fim may reflect girl loss rdamatit only for the period of time they ae held t the F rm More historical toms cn tan be addedby you Teuncial Advisor. • Urrealieed pans/losses When data is abiltle. esrinated &realized gait lases we alcaated fa ndvital secret lots. The trankiett data for ndittal lob may or may not tent commissions. charges ardor security reorganiza len mints Diridend and otervenwstment lots ad systematic sardine lots are each canbined to display are averaged lot. Ihe • Trade date • eclat 'resentsthe aigrul sensation wade date. • Callable securities Baia and ;referred stock that the Saar cats for eat Fa/intim wil be selected motel& by lot Iran am:rg all seoseies of that Mt held hour new* or in nornhee name la as ciente. Call titre ilonnati:n s Obtained from third parties and is accuracy isnot guaranteed. Other call feattres mays's' Mich cat affect weld complete hlonenatcn evillbe provided upon request • Cartifiestres of deport (CDs) CDs are FDIC rowed up to 5.29),000 n archal and accrued interest per delta& at pee deposity institutiont itacccrdance rah POIC rubs. • Priervalue Pros divined f or securities and ti ter products may be higher or lower than the price that you would stab reek* n the meet Prices we obtained from vaious third party sources Mid. Delve to be relitle, but we do not gavalee tee accuracy. — We gin tray us the closing pricewhen aveldab the mean of the bid ad ask prices fatted acuities and cplons a only bd prices fa OTC states. - Less acne& waded securities may be priced ushg a valuta, model or to mot recent prt we &tared and may not reflect an actual maket price or vale - Certah position may appear without a price ad will dove as 'price was rot available if we re untie to obtain a pnce f or a warily - Deposits or sectrain denzeninated in currencies other than U.S. dollars are reflected at the eichinge rate as of the statement date. - Per tereen washes trading in non.eonformng dirianinatcris. Oa a-4 quaty (face iota) may have been edited to facilitateprimer vtumion. To obtain current quotations, when aaattsle, corpse your Financial Adviser. • Prints artestments and An/clawed producb. his to means* states (heath? drect participation oroyam and real estate investment its searitPs) rid starved prodxts ale generally highly Akid. Certain sen_ctued proists hew not been registered wih the Securities and Excha- Commosion a under an, state securties taws. We proverb estimated robes for private investment stare is and structured products for rdormatibrul purposes only Accuacy trot guaranteed. - These values may differ abstantiaby from pat if any, at ph& a private investment security a structured 'Dalt may be bough or sold and do not necessarily represent the slag& may receive coon liatgteon. - ThM prly titillates of wtw cue as of a certain date and are smplid to UBS Fruit Services on a regret( bass by an Wee:enders station Gem. - Dun, general panne- or sponsa stinted vales, ry, are supplied to the F rrn by the name, gennal pater or spate and may be tabulated based on dlterent irdormation him that used by thrd parties to derive teir estimated values. - You can ocean addiecrul Namara' regarding the methodology used to determine the Minato of value ad the date of the itrmationtha is the basis for to es mate by contester? your Fe-uncial Advisor. - Th id party *started vases may be reflected as •Not sited' naves I sit aims. taw n idependent volition tem has not suppled or is Lod* to assign a vat" when we become avare that a materiel event he °soared chat ray call a pieta& reported vela ib question. or ten a value would be highly speottere due to he nave of the sectrity. - When neither al suer, general panne or sponsor *stinted value rite a &Stab estimated valve if mad, the valued the surly will be &tent horn its purchase price. - • Delia* cm to date may noble return of meal, income a both - see • represents the initial orlon; price per unit and may not ;elect Will COO basis • Restricted securities Restreled warren general& are rot canine& enable for publk sale. UBSFina-col Services tries to matet price of the unrestricted stock of the same issuer as an mputed value for ix restricted stock for proem of this ,tatemere on4r To the relent fiat reatsed lecirkies are elith la calk the vale retired may be sit:marital& less than the irrpled value drown • Et (stinted) inters arrant yields and rates. An estinate of a-rut income is based an current &lard ad interest rates, assuning tie seoskies will be held for one yea from statement date or until matisity. This stint Bony a gtalne, accuracy rd continued income are not guranteed - Estimated anal nccme ant cement Wald fo- certain types of secuires could include a stun of pnnePal or capeal gains in inflict) case the est income Cardcurrent yeti would be overstated. - Estimated areal icane ad claret yield and the actual boune aid yield milt be kwer a higher than Descanted amounts. - An estimate ol a-ruaeced ncome (divdend ands interest) dryadby the anent market valetaveram balance is based on the bet dividend or 'Merest payment made by the issuer and manes tie seositieSdepot will be held for use year torn the statement date or until meaty. Accuracy and continued weld me not gauntest • Assets not held by WS Financial Services Certain assets ae rot had by the Fan and nor nth the fens possessit or anti These assets de &played on rev statement for informational purposes only. Positions rd values presented Footed by due issue.; Inn U6SFroncial Servos is not respabble for to itemation and des not guarantee as accuracy. These assets are rot preened by MK or the Fite supplemental SIC coverage. • Revenue shoring and additional compensation. - In addition 10 commissions on sales and 12b-I fees received n carection Mb the distribution of nutlet had to sarcasms eve arida our alMate receive mina taring Wrenn fr011lokeribulors ads editors of the matt' funds that we sell. These anoints are based on two &learn conlxnents- V* amarn ol sales by UBS a a whit mutual fund family to our <lens and CO the asset value of epeeist mutual fund family's tares held at the 1mi - We and as afldiate also teens net :eking and ormtus lancet ng lees in corokleation for rimier agent sierViAS that we pt.& to the mad lards. These lees generally are pad from investor assets in the metal fund and are a fired &Oa amount based an the number of accounts at the broke-dealer holdng mobile trill ol that fund Emily CONFIDENTIAL - h tell on to covirrascni received n toter-non wth the sale or danbikon of a-rueir contracts and cm investment trust units to our <lents, vs ands our affiliate scare mph.* sharing componeation from many of the instance can-pant underwriting the amity contracts, athletes of the Murat carpanes or sponsors of Meese investment tots we distrbute - Qn taints also receive trading commetts and other conversation from mutual finds and nuance companies whose products we *tribute. - Nemeth, an anal fee from UK. Bak OA and itS AG Stanford Birth of up to diS per accost sweeping to the bat under the UBS Bair Sweep Frograt. Activity Inbanation regudrig <corn:nays and *ter chugs tuned in connectco with De oeculat of rads ncludny option transactions ha been inclucbd ccedirrnrons previously turrashed to you, at wall be plated to you pamptly recpeg. Sheet allies f Pain enaaged in that sell'et a security, you may hair a charge dm to certain tariarrtg costs for that particular security. Open onion Pelting oari or • sozdtilkancelhe orders tat were not cricteed by the tamer( date, open buy at sal stop orders are redxed by the mount of dividends or rig-its on an exdividerds a baits date unless intruded otherwise by you. You are rinpondt fa orders that re sealed dm coyote talus to (axe pasting open orders. Prissy To obtain a copy of ca curried Client Riney Steer phase contact dour Francis' Advisor or visit as nitrite at stimistROBoathaOdarm. UBS Financiel Services a not a bat 11-e RUA, Business Sett Account BSA and IRMA are brokerage accounts which provide access to barking services at products trough arrangements wed) affiliated bat at other thrdaty banks, and provides access to rotate and snit protaa Sued by unallaseal the/Deity insurance ccmpanies through roura-ce agency subsidiaries of UBS Finarcial Services Inc. Investment, nsura-ce. and arutly products: Not ODIC inured • No bank puttees May tae valet RYA. Retrace Management Acccunt, Business Services Account BSA, IRMA and alternation& Resource Management Accost are registered service marks of UPS Fruncial Services Inc Visa *Date is a restered senice mirk of Visa Intentional WS Via Santee cede cards and CBS Vea deb cards are bated by UBS Bark USA with IMMffliOri from to U.S A Incorporated. UBS Fireside' Services Inc Psi 201402 SDNY_GM_00024839 EFI'A_00135459 EFTA01276852 4tUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Al4P70010605470314 kl Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your linancial Advisor. SCOTT STACKMANILYLE CASRIEL ■ Questions about your statement? Call your Finan.:hse. Advisor or the Resourc in t accoun %Ask our websIte: vehree.ubscomIlinanciatsenixes Items for your attention • if you me U8S Online Services, consider changing your User Name and Password regularly to protect yogi personal data. Not enrolled? Go to ubs.cornionineservices Value of your account on February 28 (1) on March 31(9) Your assets 3,517 75 3,517.75 Your liabilities 0.00 0.00 Value of your account $3,517.75 $3,517.75 Business Services Account March 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Tracking the value of your account 3,517.8 • 3,5178 • Feb 2014 Mar 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and vathdratials Vat riveStnient return. Change in market value Value of your account on Mar 31.2014 90.00 SDNY GM 00024840 53.517.75 10.00 $3,517.79 Member SIPC ANe7004:0001060547 W7000122502 00001 0314 000000000a 100000 ►aga 1 of 6 CONFIDENTIAL EFTA_00135460 EFTA01276853 *UBS Business Services Account March 2014 Your account balance sheet Summary of your assets Value on March 31 (3) Percentage of your account A Cash and money balances 3,517.75 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $3,517.75 53,517.75 100.00% Account name: lax FOL•NDATIGN Friendly account name:MAX FOUNDATION Account number: III MIN Your current asset allocation A Eye on the markets Index Percentage change March 2014 Year to date S&P S00 0.84% 1 81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -O.57% 0.77% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% -017% 1.84% Your ig mental Advisor SCOTT STACK MAIILYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Imponant information about your statement on the last two pages of this statement for details about those balances AMP 70003001 060548 NP70C0122502 00001 0314 000000000 CONFIDENTIAL 0 loaNYGM00024£019. 2 of 6 EF1'A_00B5461 EFTA01276854 *UBS Business Services Account March 2014 Account name: MAX FOUNDATION friendly account name:MAX FOUNDATION Account number: II IMO Your Financial Advisor: SCOTT STACK MANILYL£ CASRiEL Change in the value of your account March 2014 (31 Year to date IS) UBS Bank USA Business Account APY $0.00 Interest period Feb 7 - Mar 6 Opening UBS Bank USA Business balance Feb 7 Opening account value $3,517.75 $0.00 Deposits, including investments transferred in 000 3,517.75 Closing UBS Bank USA Business balance Mar 6 $3,517.75 Number of days in nterest period 28 Closing account value Cash activity summary $3,517.75 $3,517.75 Average daily balance $879.44 Interest earned $0.00 Annual percentage yield earned 0 00% Ste Account ectory mon:n101 delalf Bien( eS in your Omen0010rd art intim:ea n the operona and dosing Mantes value. FDIC insurance qtchts Poly id deposits at 08$ Bank USA, not to dtC091S dt 085 AG, Stamford &arch or bank deposits paced t hood', the UBSInternatona Depccet Account proyam, S✓PC protection zones to money matket sweep land holdings tout mt Dark Otponts. See impOrtanr infOrmaton about your statement on the izt Iwo pages Cl this document for &leis March 2014 (1) Year to date (5) Opening balances $3,517.75 $0.00 Add/bons Deposits and other funds credited 0.00 3,517 75 Total additions $0.00 $3,517.75 Net cash flow $0.00 $3,517.75 Closing balances $3,517.75 $3,517.75 Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fuN description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment eligibility consideratx>n None selected Your account instructions . Your account cost basis default closing method is FIFO, First in, First Out SONY GM 00024842 AtisP70003001C6054UNehoo3122502 OdOai dam 000030000 100000 Page 3 of 6 CONFIDENTIAL EFTA 00135462 EFTA01276855 *UBS Yournotes e•,..,,ce..eosro.,re,...er..... rmse_._.....s. CONFIDENTIAL EFTA,B3463 EFTA01276856 *UBS Business Services Account March 2014 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. El El I %Me PrKeS, incarie and current ',Sues shorn may De approximate. As a festal. gam Endlossesmat rol to acurately reflected. See in portartontormabon about your statement a the end ol this ifccurreM for mote Informaion Cash Cash and money balances Cash and money balances may include avalable cah balances. UBS Cant USA &pout account Waxes. UBS AG Startbrd Branch depose account onances and money make mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vet h n sok (de limits, but are not protected by 9PC U85 AG Stanford Branch deposit =cum balances as not enraged by F DK and are rot protected by SIPC Money market sweep batances are protected by SEC but au not Insured by the FDIC. Set the Important information about your statement a the end of this document for details about those balances °Fenno baance ClosingI:dance Pnce per setae Average aiddng on Ma 1 (S) on Mar 31 (5) on Mar 31 (S) rate UBS BANK USA BUS ACCT Daidend interest period Your Pi nandd Advisor: SCOTT STACK MANLYLE CASRiEL Days in period Cap amount (I) Your total assets 3,517 75 3,517.75 250.000.00 Value on Mar 31 (I) neKenfage c( your accord Cost Estimated basis (I) annual income (5) Unrealized gain or loss (5) Cash Cash and money balances 3,517.75 100.00% 3,517.75 Total $3,517.75 100.00% $3,517.75 SDNY GM 00024844 ANP7000300IC6OSSI NP7OCOI27S02 0003I 0314 DOC0300a0 100000 Page 5 of 6 CONFIDENTIAL EFTA_00135464 EFTA01276857 *UBS Yournotes CONFIDENTIAL EFTA,B3463 EFTA01276858 Important information about your statement LES Firancial Senates ix. (the F im or UBS Anemia! Senikes), is a merrter of all orinciul sxvly, ammo* and colons exchwges. LES FeurcialSenrices and U3S Bask USA ae rdrect sutobiares of LES AG and affiliates of LES Seasitin LIC. The Fim's f hernial statement is available upon masa The FITS. excite off ices re a: LES Financial Sermon Ix. 1200 Harbor Boubvard Weehawken, to 07086 Ibis aatement represent the any official record of you LES Fe-uncial Samos account. Other words, except official documra containing cordlictiog date should not be relied Lan If you befew there is an error cr omission, please report it immedately narking to the Bench Manager of the office saveg your account. Alloach al figures shown We Mended to be accurate. statement data shoult not be used kr tar purposes Rely ale& on yea'-end tax forms, (lei Form 1039. kat 10425, etc.) whin prepargyour to return. The Film a required by law to report to tie IRS all taxabk &iamb, report*e rcritauble dvicknds and tat imenet eared on 'utilities held in you axant, net prate:b on sale transact:re, aid cost base on certain coveted wanks. Communications with the Finn • Please re-confirm any oral cormxncatorts in own. to further protect gout rghts. incladwg your right tardy the Searities !nester Protection Ace (SEA) • If the finrcal nstitution on the top left of the bent of this sfatemert is not UB5 Anatol Semces. U3S Faunae' Services canes yos account as cleanng broker by arrangement wits the hdcated instanion We Wormed yaz of the relationship when you opened this accost. h this case. your twit and nose* at boated a UB5 Rnancial Services and rot the hwabong broke.. al you moat make *Von at spy ever or *Tuition to both lima. A II accant statemrits shall be deemed complete ad accurate f not objected to hut. within 60 days. • Please died *atoms canplaints or • • • Fitn's C lent ' ems a:toll-frees 903 .to : ET Monday through as a in ati. to U36 Financial Senices lx., Client Relations Detriment, P.O. Box 766 Union City, NJ 07087. • Pr case of (*men Or asslions anal an electronic funds trander allb BS Wedeln( card trankictiorn, call a vete to UBS Faunae' Sensors ex., 1000 Harbor Biwa, 6th floor, Weehawken N/ 07036, Aar FOANBSA %owes Cal a write as soon as you cart if jou shit jar statement or receipt is maga 4 you need more infamat ion *cut a natter on the gannet or rOtWO. The Finn or Card baar (8, et:Stable) muff hew horny:et ro later than ISO days after to Fern sent you the fin sentient on whit the error or problem *Peered. - now. you name ad accost number Of any) — Dessau the era or the wander you are ionise about and .clan as clerk as you on why you believe t is an error a onyx° need mote Wicrmation — Provide the dollar anant of the suspected error. The Fern or Cad Issuer wit nonzgate your complaint and MI correct any error prompt/. Please make all dada payable to the Fins or tie Ihencial initiation ildkated on tie front of this Onement had:Mimeo nooks scant feu accounts mai be subject to martenrce fees, chars for ate papromt for startles pwthases and charges kr unpaid amounts in Glib =wits. Accounts that ate transferred to other :tensions may be subject to a trendy tee. UBS Sweep Cgitions UBS offers options to sweepng cash bine; biases to had deposits at UBS Bats USA and U35 AG Stallard brerch (Bank Sweep Frown* money maks maul Ards (blowy Funds) ad the InternationalDeposit Accost BOATfor customers with an International Awoke Malagemern Account. Through the Bank Sweep Progeny, ash balances re swept to USEEterfs USA up to al easbkhod Iran ad then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC ntred in accordrce with FCC rules. Fa nacre nlamatian please sat wonvIdicgov. Deposes at UBS AG Stamford Barth ad tares of Money Rands are rot inured by the FCC. Throup the 04, awailible to cash balances are swept to deposit accounts al UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits ate not Wound by doe FDC. Batman Fold at the LES AG Caymat Brash are tempera* exposed to the sovereign risk of the C spun glands, and tee is no gwantee Cr other obligation of UBS AG to may the biarces while on the UBSC aymarris Brach's books. Deposes a LEIS Bat LEA and each UBS AG Each are not protected by SIPC. Money Fund shires we protected by SIPC. Ste Francis Service. Mecum Protection' bobw Upon you reg.est, balrices n tie Bank Sweep 1:regretsa OA may be withdraw" and shares of a Money Fund my be liquidated, rd the proceeds returned to you oreour seosein accant. Further formation about available sweep options, notating unit imetest rates and yelds, a audible at wuw.sbs< from your Frac ial Advisor or by calling UM Financial Services account protection The f inn is a member of the Sautes ilveltal Protection Corporation GIPC), whkh protects securities accounts of its members up so 1500,02) (naafi. S2 00000 for dams kr cash). 11-e SIPC asset protection Imes spy to all account tat you hold n a particular casually. The Fim, together with certain affiliates, ha also purchased appinental protection. The mparrun amount payable to al eligible Went, cobectozek iscke this protection is 1500 million as of December 10, 2013. Gotta to the pokyconditions ard limitations, cash X the Firm is further protected kr Lea to $1.9 million n the aggregate for all your accounts held n a patioalat capacity. A ful copy of tepoky wiring is available L0011 reourst. The SIPC protection at the upplementl protection both do not apply to. • Conan thascial Isiah controlled by (and hcbdid your account value) but held away from LeSFinarxol Services (e.g.. certain(* cash at UBS Bat, (i$ cash at LES AG Surnlad brach (a) inswarce prosbaS. including variable enmities, cod 00 shires of mutual finds where such shares are registered diedly it the name of the account holler on the boas ad records of d-e applicable issuer a Wafer agent); • Certain rnestmert contracts or niestment interest gg., limited partneshix and private plarnments) that are rot registered srder tie Securities Act of 1933; ad • Commodities contacts (e.g., foreign exchage and mei:corneal contrads), irnudig futures contacts ad tornotitroPticn contracts. the SIPC protection and to supplemental protection do not apply to these assets ew.4 they otherwise appear on yea statement. The SEC ototection and the heriPlerrental protection do not protect agarct changes in the maks vats of you investments (whether as a result of market mown** issuer baicruptcy a otherwise) More inf cannon is avaldsk tool raciest You may obtain nut iffonnation aka,' the SIPC Broths., by contacting 51K a or by osier. the 51K website a WeabieetOy Dividend ReiWetblbefil Norm (DRIP) The age reflected is an swage price. You may obtan the actual price from yaw Financial Advisor. Only whoa *ire are purchased under DOW; partial shires will be sod rd the cash wS b depoOted h your account. The dviderd renvestment price applied by te issuer may differ from the make pate at which thepartial shires at sold Cattern•liew CMF whole units may be hekhn year scout. If you at witted to a panel at as a result of a dviderd Pankni ▪ oterwise, the Firm veil either sell panel ins a made) peke a accept an amount Stumbled by a registered clerk. agency, axl credit yaw accost Investment objectives The rims:nen °haunt ad risk profile we spa:oft to each account and may my between Please whise the Fm promptly in swag of any signif Cant change in yar foaxial situation or monsters objectives. Fa each CONFIDENTIAL account held, you choose one of the folkwig imennent objectives' • Amokse CunentIrcome. es sato; the generation of income cr.. • Adam Capes! Appreciation: Investments seeking growth of pence:bat rather than the gerersen ol income. • Produce Combinaton oilman. and Capital Appel:lawn- Imesiments sakig both the generation ol mane and earthof fatC011. Overall risk profdes • Conservative Seeks to mantan vette& with low risk and volatility to the accost carat, send that meat the accost does not generate significant income or netutm name, not keep pace with inflation. • Moderate Wilkg to accept some risk to pinc0al and tolerate some votatay to seek hirer returns. • Aggressite: Wiling to accept high Sc to anopal ad high :slotty to seek high returns our time. Statement Isouseholdne We may consolidate a1 related account statements with the sane bidets n the sink envebpe. Accounts may be related la this purpose bait. they haw owners who also maintain pia scam relationships with other clients at the sane address. This practice's known n • househnling ' II you prefer to receive rdivilual statements mated in separate envelopes —you may date household!g by wiling your Ennuis' Advisor. Friendly actaust name The Friend. scant name reflects Mormation that you wetted on the Fitm's wile* senses website. II is a customizable 'nick-urn? d-osen by you to aria you wah you recordetepint It has no legal effect on your am nt. You can cha-ge you hi endk attars names, through Onfre Services or by contact. murFkandal Attars. A000%ffilt overview • tate otmor accoontiport** Net of assets and • Assets hulas available cash balances, yaws for restricted searey lest), and Global fine Deposits, urrealied mats to market, and cedars assets not held bytes Fins. Does no include unxiced S.CUitiell assets at the end of the primand norm statement periods, or prorate irnestrrents, pasted stock °prom aid emendable stock options • Eiatiticos Include, debt bilirces, outtardirg margin loans. credit the, inn accent balances. • Casb/reoney balances. Total of uninvested available cash balances. plus UBS Bat USA deposit boraces CBS AG Surrnstd Punch deposit balances and money market mahout fund sweep biases, at the case of M gatemen, period. Noricormocky bee credit balances A your scout av rot segregated from other balances ad tie Few may use any ol these funds is the: ordinay course testiness. These funds re payable upon your dernard. This total is included in the amen period close-. value. SDNY_GM_00024846 EFTA 001;5466 EFTA01276859 Important information about your statement (cOn Inued) landing information For &tared information cn the rims lending packet and &domes, refer to you e'en Reiatbr&Ip Agee-runt or &can Agreement and the General Timm rd Conditions UBS Statement of Credit Practises addable in ermine adDrrebsuria at ramcdsracataczatacimuas Yedrmete Your «ferment itemises securities &dative awes Need hike aoccent at the end of the gatemen period. You may ork for debrery of bAkr paid seasities at anytime. You may receive securities used as loan collateral after prying any balance due on them. Ny securities transferred to tne ;On dyig the statanent period are hitdal market yak* as of the end of the statement period. • Cat bads. In &Manning the tog basis of he stories included in his statement where indicated will the nurrbe• UBSFearn<W5arvices he relied conformation Maned from sources other than1.8$ Handal Senices, including irlf ankh& kern anothe- km a that you my have provided to you Financial Mika. The Finn does not hetipeniently verify a parart.. the ;sconce or vaidity of eery ire ormation provided by, sources other than LES Siuncial Senices. h a:1*in although LIDS Finareal Services genteel& &dates ha infamatian as it k received, the firm does not provide any wawa that he informal& tnier 'Cost basis- and %Streaked gall loss' is accurate as of te date of this statement. As wok please done M& on this rdamation to make whew cr sale deckiont torus papaws a otherwise. Accounts transferred to te tim may reflect gar/ loss Hamann on& for the period of time hey" held a he F rm More hits:vital Hamann <anew added by your Toned Advisor. • Lanalitedgaisellosees When data is avail&k, eginated u-realized grind lases we Wanted la eckvidat saucy lots. On transaction data for navidal lots may or May na reflect OknoliSSCre, elmerges mace security reorganizal in everts Diedend and oterrenvestmern lots ad systematic p_rduse lots are eachcombined to display one averaged lot. The' Trade date • &Linn presents the «egret transaction trade date. • Callable nawkies Barb and ;referred stock that the sum cats for ea& redemption will be selected mural& by lot han arrorg all seosities of hat isste held hour rare or in nominee mine hie as clients. Call feakene infonnatkn k Maned from third parties and es accuracy isron guaranteed. Other call feakres myrest which could affect mkt complete Oleo-melon will be proviied upon request. • Certificate' of "peek (ms)CDs are FDIC hawed tp to 1293,000 in Frixtal and accrued interest per detios4or ad per depository institako bacccolince vette /VIC rules. • Rice/value kites displayedfor securities and Mier «edicts may be higher a beer than the Pria that you would "sly recent h the market Prices we obtahed from various third party sources Mite we bah* to be retitle. but we do not guarattee their accuracy. — We generaty um the cloai-g priceMein available cr the mean of te bd ad ask prices fa listed securities and <peons a ores bd prices fa OTC seosities. - Las actime& traded securities may be priced using a valuation model or te most recent pre* we &tared and may not reflect an actual naket trice or toes? - Certain position may appear without a pike and will tow as 'price was rot available' if we am untie to obtah a once for a manly - Deposits or sectrees de-crninated h currencies other don U.i dollars are reflected at the e&chinge rate as of the stmerrent date. - Fa terrain sectrines trading em n0ts.confoormng censmsnatcra price aH quaairy (face aka) may have been ad arted to facilitate pupa valuation To obtain current quotations, when «alibi., contact your Financial Advisor. • Print* frivenibmin and rtructured producb. hivats ~trait mantis (kWh? drect participation poltam and real estate investment trust wanes) zed stunned pedicu are generally highly Akpid. Cedar. striamsed voids have not been registered wih the Securities and Excha-r Commission o- under art? gate «curries laws We erode esbmaed vases for vivate inritarnas secure es and structured products for reormataul purposes only &cum knot guaranteed. - These values may differ stbstamiabi kan prices. il any, at whch a private horsemen security a structured «aka may be bough or sold and do not netCeStanly represent the as you may receive upon Inuidation. - TIM pary estrnates of aka are as of a certah dread are %paled to UBS Fina-cial Services on a regale' basis by ah independent vitiation tim. - ksuer, generalpanna or sternor estimated valse, ery, art wpplied to **Fro by the Mot, general partner cr sponsor and may be calculated based on Steen information Iran hat used by mid parties to derive tar estimated values. - You can obtah adder:rut Hamann regarding the methodology used to determine the estimate of value ad te date of he i-krmationtha is the basis for lee est imata by contacting your dundal Advisor. - Tat party estinated alas may be reflected a 'Not peked' h sava I sit Mae Me n independent vitiation lime has not suppled or is unable to asap a vale. when we become aware that a material event has ormred tug may call a peemury reported vats Ma question, ix when a value would be highly Wearlative due to he nitre of the scarify. - When neither an issuer, general parter er sponsor estimated value nor a &Marty estimated Mx is mad, the value of te wanly will be damn front itspurchasePrice. - 'PSITIN.ACC0 to date • may include return of (aortal, income a both — • Crignal kris see • represents the coital &env price per unit and may not reflect your cost basis • Restricted nowitien Restrded ~des general& are rot &rent& elglob kor publk sale. UBS Finacel Services uses te market price of the unrenricted stock of the tame iswc m an invited value for he restated stock for purposes of this statement on, To the «tent that restricted seoskies are «gbh fa sale, the vale received mar be stbstantial& less than the inpsed value disown • Est. Beatimated) Mayne. and yields and ream An estimate of areal income is based am current dmiderd and interest fans, assuring he searites sill be held for ere yea from statement date or until ~miry This estimate korg altadeln, accuracy ad continued income are not guaranteed — Estimated areal ncome ad current y.eld fo- certaa tees of seoshies could include a return of pnixtal or capeal gains h Mich case the est income (rd cunt yek$ would be overstated. — Estimated anal im-ane ad anent yield and live actual rrxme ad yield mi;ht be bar a higher than the estirnated amounts. — An estimate of a-rue!~ income (divdend sector interest) divded by the <sort market valuraverage balance is based an the last dividend or rang patient made by the issuer and asans te securities/depose will be held for one year from he statement date or until maturity. Accuracy rd continued yield se not gained • Assets not held by U3SFrancial Services. Certah asets ore rot held by the Fin and not wan the Fermis possession or coma. These assets are *played on yon statement for informational purposes Orly. Positions and values presented am «audd by he &tied fern UBS F nancial Services is not respray:Ole for ges itanation and des not guarantee es accuracy. These tams se rot preceded by SVC or to Faris essplemereal Siff coverage. • Revenue shoring and additional compensation. — In addition lo corrmissons on sales and I 2b-I fees received at ocorection sal the distribution of moat knal to ouraent we ands, our &San receive revenue haring payment horn distributors ad or ahiscrs of the natal funds that ore sell. These arnants are based on two different carPonents- (I he arnocntol ales by UBS of a partkuler mutual fund lami& to our <lints; and CO the asset value of a patios« mutual fund I amity's shares heed a the Inn — We and as altsate also recent netwaking and orbs processing lees in consideration tor fader agora rank.« that we parish to the rrulual hint Thew ties genitalia are Pad from investor assets in the mutual kind and are a feed delta amount based an he number of accounts at the broker-dealer holdng maw( lords al that fund CONFIDENTIAL — h aide in to orimessen; received n conneacn wash the sale or danbUion o1 arvvy contract and um investment rut inks to our <tents, we anda our affiliate recent revenue sharing corrpensatin from many of the reasame companies underwriting the artery contracts, aflaates of te imunace <own» or sponsors of tetra investment rusts we diastole ▪ Can affiliates ako receive vadng cannusins and other cantonal:tarn» mutual es& and nsurance ~panes whose «cokes We distribute - We receive an areal lee from UBS Bak USA and USG AG Stamford Bran& of up to 12S per accost tweeting to the barka under the UBS Bark Sweep Frogman,. Ad)vity Mormatcriregurdngoornminkns and char charges hosted in connector weh the evecutcn of radio, &Judi; option transactions ha be& included on &M mata prevousty furroted to you, and well be Fronded to you panelsy cn Sheet Nang I you art engaged in short ward a security, you may hoar a charge die to certain borrowing costs for that particular suety. Open «den Regarding Wen or 'coidtilkancelticr adel tat were not eacuted by the staternere date, open buy and see stop orders are revised by the amount of dividends rights on an ex-divider& a antes date unless horucted «hew« by lie. You are nespormbh fa orders that are neo sed deer to you failure to cancel ensting open orders. Pamela To obtain a copy of ar current Client friaryNotice. please contact >our Francis' Achisor or visit as what» at alltILICIGGILliadat2aidra. UBS Foment Services e rot a bark The WA, Busiest Services Account RSA and RUA we brokerage accounts which provide access to barkingservices rd products through arrangements rah instated barks ad other thrd-paty bents, ad provides access to nsurace and &may pnxtest issued by unaffiliated third.party insurance compries through nurse« agency subsidiaries of UBS Finarcial Services Inc. Investment nsura-ce. ad rutty products: Not VIC inured • No bank guarantee. May bse vale RUA. Resource Management Account Business Services Account BSA, RMA arrd .lonational Resource Management Mama are registered service marks of UBS Fruncial Services he Vka koalase is a registered service mark of Visa International. LES Via Sonattre cede cads eat LES yea debit cards are skied by UBS Bark USA with pemosion from yea U.S A Inconaoraied. UBS Finandel Services Inc 201402 SDNY_GM_00024847 EFTA_00 135467 EFTA01276860 ;It UBS 085 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036434550414 VI 0 Account name MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your linancial Advisor. SCOTT STACKMANNYLE CASRIEL Phcme • Questions about your statement? Call to Jr Kir,ancia AdvJSO: Of U e Resourceline at account 14sit our website: www.ubscornifinancia/sennces Items for your attention • If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ulas.com/onineseivices Value of your account on March 31 (5) on April 30 (5) Your assets 3,517 75 8,738.15 Your liabilities 0.00 0.00 Value of your account $3,517.75 $8,738.15 Business Services Account April 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Tracking the value of your account S 8,7382 1517.8 Mar 2014 API 2014 Sources of your account growth dude!' 2014 Value of your account at year end 2013 Net deposits and withdrawals Your investment return Change in market value van of your account on Apr 30, 2014 10.00 Member SIPC ANP700CQ0C06O455NP7050067033C0031 0414 00 CONFIDENTIAL $8,738.15 saw S4,730.15 SDNY GM 00024848 oococo Pogo 1 of 6 EFTA_00135468 EFTA01276861 SUBS Business Services Account April 2014 Your account balance sheet Summary of your assets value on April 30(1) Percentage of your account A Cash and money balances 8,738.15 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a00% F Corrmodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $8,738.15 $8,738.15 100.00% Account name: Friendly account name- `1 Account number: Your current asset allocation A Eye on the markets Your Financial Advisor scc YLYLECASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, U8S AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the test two pages of this statement for details about those balances Index Percentage change April 2014 Year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% ANP70002000613456 W003862003 0003I 0414 00CCOCOSONOMY_Gnifioortailifie 2 of 6 CONFIDENTIAL EFTA_00135469 EFTA01276862 CBS Business Services Account nix,' 2C 1.: Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. I MI Your Melinda! Advisor: SCOTT STACKMANLYLE CASRIEL Change in the value of your account April 2014 ($1 Year to date IS) UBS Bank USA Business Account APY Interest period Mar 7 - Apr 6 Opening account value $3,517.75 $0.00 Opening UBS Bank USA Business balance Mar 7 $3,517.75 Deposits, including investments Closing UBS Bank USA Business balance Apr 6 $3,517.75 transferred in 17,220 40 20,738 15 Number of days in nterest period 31 Withdiawals and fees, including investments transferred Average daily balance 13,517 75 cut -12,000.00 -12,000.00 Interest earned $0 .00 Closing account value $8,738.15 $8,738.15 Annual percentage yield earned 0 00% Cash activity summary See Acronm 4ttnny th4 momnfor detals Balances in your Sweep Options are indudedin the cpertng and closing balances vSue. FDIC insurance applies coy to deposits at U85 Bank USA, not to deposts at U8S AG, saarloid &arch or bait dep3sitspiaredinroud, the LIBSInternanOnd NOVA ACCOunt pogrom. SIFC VOtection applies to money menet stneep fund holdings but not bark deposit. See Important MOonation about your statement on the last two pages cat this document (Or °eta's Apnl 2014 (S) Year to date (S) Opening heiress Additions Deposits and other funds credited $3,517.75 I 7,220.40 $0.00 20,738.15 Total additions $17,220.40 $20,738.15 Subtractions Other funds debited -12,000.00 -12,000.00 Total subtractions -$12,000.00 -$12,000.00 Net cash flow $5,220.40 $8,738.15 Closing balances $8,738.15 $8,738.15 Your investment objectives: You have identified thy- investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fbancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary vtDderate Investment ehgbihty consderavon • None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out SDNY GM 00024850 ANP703020C0643457NP7003067CO3 00031 04 14 000000000 CONFIDENTIAL coc0c0 Pap 3 of 6 EFFA_00135470 EFTA01276863 *UBS Yournotes sax ammo:mow 3sMISs_ca_asosalw • a s CONFIDENTIAL EFT,00133471 EFTA01276864 UBS Business Services Account April 201.: Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Sane pn<es, income and current Mull Sham may be approximate. As a its WI, gains and losses fray not be acurately reflected. See importanontormaaon about your statement a the end of this dxument for more information. Cash Cash and money balances Cash and money balances may inch.* availablecah balances, UBS Bank USA deposit account balances, U85 AG Stariord Branch &post account balances arid money market mutual fund sweep balances. U8S Bank USA deposit account balances are insured by the FDC xltNn applicable I Innb, but are not protected y SIPC. MIS AG Stanford Branch depose account balances are not insured by FDIC and are not protected by SIPC. Moneymarket sweep balances are protected by SVC but me not insured by the FDIC. Set the important information SKR your statement a the and of INS docurtwnt for Peak ,boil those balances. tikking UM BANK USA DVS ACCT Your total assets Your ti nada! Advisor: SCOTT STACK MAMME CASRIEL Deanna Mance Closing Waite Pace per share Average Dividend Interest Days n on Apr 1 ($) on Apr 30 (t) on Apr 30 (l) rate period petted Cep amount (1) 3,517.75 8,738.15 250,000.00 Percernapeot Cost Estimated Unmated Value on Apr 30(S) your account bans (S) annua incare (S) gain a IOSS (I) Cash Total $8,738.15 100.00% $8,738.15 Cash and money balances 8,738.15 100.00% 8,73%15 Account activity this month For more Information about the pikeinalue shown bar restricted:aunties, see important WOIMStiO4 about your statement a the end of this dot anent Date Acetyl), Your Quantity/ Description expense code Face vast Cash PrIcelValue (I) amount (S) Cash and money balance tS) Mar 31 Cash and money balance $3,517.75 Apr 4 Deposit FEDERAL FUNDS DEPOSIT BY MAX FOUNDATION AT 04A50533 17,220.40 13,738.15 Apr 4 Transfer JOURNAL TO RRAMAR PROJECT, INC. -7400000 Apr 22 Transfer JOURNAL TO RRAMAR PROJECT, INC. -5,000.00 8,738.15 Apr 30 Closing cash and money balance $8,738.15 SDNY GM 00024852 Ame703020C0643459 Ne7003062CO3 COCCI 04140000D0000 00000D Pap S of 6 CONFIDENTIAL EFTA_00135472 EFTA01276865 *UBS Business Services Account April 2014 Account activity this month (contrived) Oate Money balance activities Mar 31 Apr 7 Apr 23 AM 30 The UBS Mk USA But, neSS Account is your primary hveepoption. Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: . _. Your Ignandal Advisor. SCOTT STACK MAAY LYLE CASRIEL Acimty Description Amount (1) Balancer forward $3,517.75 Deposit UBS BANK USA BUSINESS ACCOUNT 10220.40 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04122/14 -5,000.00 Closing UtS tank USA Business Account $8,738.15 ANH0302000643460NP7000062003 00001 0914 00 °OVAI4Y_OM_0002489vo 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00135473 EFTA01276866 Important information about your statement L8S Financial Services ix. (the F im or UBS financial Wring is a master of all princizel wearily, ammo* and colons et:changes. LES Frencial Satires and U3S Bank USA n rdrect subsinres of LES AG and atlases of LES Seasitin TLC. The Fim's I hancial statement is available upon cigar. The Firrik ereosite off ices ae a: LES Finarcol Services fox. 1200 Harbor Boulevard Weetaken, tU 07086 Ibis statement represents the any official record of you. LBS Fruncial Satins account, Other words, except official tic documents containing corairinnata should not be relied iv:alto° befew there is an env or omission, please report it immediately n wring to the Ranch Manager of the office serving your account. Arcot ellipses shown We Pilended to be accurate. statement data shark' not be used for tar purposes Rely sclet on yes-end tax forms, (let Form 1099.54A 10425, etc.) whin prepregyour tu return. The Fim required by law to report to ihe IRS all to able dividends, respond* I-astral* clitidends and tat intern end an acuities held in you acant, net proceeds on sale transactora, and cost tress on remain covered Communications whittle Finn . Please retorism wry oral corrmuncatorts in wring to funher protect your opts incbdrig your rghb tat the Sonnies nest& ifel•CtiOn Act (SSA). • If thefinical nstirution on the top left of the friont of this statement is notUB5 Sinaloa Serns,U3S Phenol Satires carries you- scout as cleamg taker by anargerrant web the rdcated intlitutiNt We Wormed ycu et this relationship when you opened this accost. hare case, your tad aid secures a-e located a UB5 Rnancial Servicesand rot the FrocEngbrokei, ant you nut mace error of ery area or minion to both lints. A accctnt statementsshall be deemed rent, ad accurate ri not objected to h wrong within 60 days • Please detect aroma complaints or ' Fitn's C lent ' tot at or toll-free at 8:03A. .lo ET Monday through as cr in ening to UES Financial Satires Ix., Client Relations Dees-rent, P.O. Box 766 Union C ay, R107087, • thirst of wren or sf.reslims roar an electronic funds transfer or BS Vise debit card tanuctiorn, call or write to UBS Fhunual Semen frt., 1000 Harbor Blvd., 6th floor, Wanner' N) 07036, AtIrr MAMMA Soren Cal or write as soon as you cart it you thrk yes statement or receipt is mug Cl 4 you need more Horne ion elms a turner on the flattrnent or COMO. The Finn or Card boar as aPiciablE most her horn you no later nth 60 days after the Fim sent you the fell stamen on which the error or problem *Pared. - honer:ors name ad accost number Of any) - Desoto the err or he wander you ere are about, aid .clan as chary as rat can why you believe t is an error a why you need more lionnation - Provide the dollar anent of the suspected error. The Fim or Cad Issuer instate your complaint and well correct any error promptty. Please mete all checks paydok to the FOTO or tie financial inetitution Skated on fro front of this statement had:Mtn to noon accord fen accounts may be subject to maieenne lees, chines for late parent for secures purchases and charges for unpaid armunts n cashaccosts. Accounts that ate transferred to oder hdautions may be subject to a transfer fee. UBS Sweep Options UBS offers options for sorepng cash brans balances to bat deposits al UBS Bark USA and UBS AG Stamford branch Bank Sweep Pregame), money maim mutual weds (Moray Funds) andthe Intentional Deposit Arrant MARE customers with as Intentional Resource Management Accost. Though the Bank Sweep Brogan cash balances re swept to IBS Ent USA up to an erabkhod knit rd then to LES AG Stamford Brady a a Money Fund. Deposits at UBS Bak USA are FDIC fluted in accordrce with FDIC rules. For mote nlomation please set werwidicgov. Deposes at UBS AG Stanford Burch rd tun, of Money kinds ant rot nosed by the FCC. Throup the Cra, theilibk local balances are swept to depose accounts at UBS AG New York Branch and AS AG Carron Bunch Thew deposits are not hauled by the FIX. Balance, Feld at tie LBS AG Carron Binh are temporary exposed to the sorereir risk of the Caftan elands, and there is no gurantee or other obligaton of U3S AG to mpg the brans while on the UBSCaymars Brach's books. Deposes at UBS Bait LEA and each UBS AG Earth are not protected by SIPC. Money Fund shares are protected by SIPC. See *U35 f Social SetioteS Aran Protection' bobw Upon yin regrst, bairns in the Bank Sweep Programs OA may be withdrawn. and shares of a Money Paid my be liquidated, and the proceeds returned so you a your contain accoont. Futher formation about available strip options, nthing ones* merest rates and yelds, a nibble at wvw.sbsc from your F ram ial Advisor or by calling UDR Financial Services account protection The f rrn is a molter d the StO.ViteS Investor Protection Corporation (SIPC), *nkh protects securities account, of its members up so SSW,000 (rotting S292000 for dens kr cash) 11-e SIK asset protection kris copy to all accounts that you hold n a palkular capacity. The Fin together with certain Alan ha also purchased stpplarental protection. The madmen amount payable to al eligible clients, cobectert Eck( this protection is 5500 million as of December 10, 2013. Word to the pokyconditions ad limitations, cash a the firm is further protected kr hp to $1 .9 million n the aggregate for all you accounts held n a patioalar capacity. A MI copy of te poky wowing is nibble LOOn reciunt. The SIPC protection and the supplemental protection both do not apply to. • Certain &uncial assets controlled by (rid hand it your account value) but held away from US$Fin-col Services (e.g.. certairril cash al UBS Bat (il cad, at L85 AG Stankrd branch (1) innate pro1C1S, including variable enmities, and (iv) shires of mutual finds whin such shares are reginened diedly in the name of the account holier on tie torn and monk of trot applicable issuer or trader agent); • Certain meaner* contracts or nestment interest (eg., limited partneshix and pine placements) the are rot regrind under tie Securities Act of 1933; ad • Commodities corrects (e.g foreign exchange and prat cur metal ccntrachl including futures contacts rd corncrib' conon contracts. the SIPC protection and the supplemental protection do not apply to these Man ewna theyotherwise appear on you. slaternenh. The SEC protection and the sullskosentalprotodion do not poled agars changes in the makel vats of you investments (whether as a result of market motement, issuer binkruptcy CC OtherWit) More inf carrion is avoid* won insist You may obtan more nfonation note the SIPC Brochure, by contacting 51K a or by .45Mothe Slit went. arnevalotin Dividend ReiWetblbelit Brogan (DPP) The Eke reflected is an arose price. You may obtan the actual price Iran you- Financial Advnor. Only whole tirei are purchased under Dar; partial shires wil be won rd tlw rah war be &potted in your account. fi e dviderd fel-ointment price applied by tie aver may differ from the market price at which thepinta shires n sold Caaltbelieu Cnbr whole units maybe held. yin account. If you re entitled to a palul trat as aresult of a dviderd Darien' or otherwise, the Firm Vol ether sell parhal silk at mina peke a accept an amount determined by a registered clewing agency, a-idcredit you: acorn Investment objectives The rimmert °forerun and risk profile Megan to each account and my try between Please nen the Fan prong*, in merger any signif tent change in you: financial situnn or nommen objectives. For each CONFIDENTIAL non held, you choose one of the following imesnent objecther • Endue Currentbkome. I ...shun es seekng the generation of income crib.. • Arabi* °prat Approciatint Investments seeking growth of prncesakather than the gererren of norm. • Produce Combination oilman, and Capital Appreciation nesiments seeking both the generation of ncane and gowth of Fringal. Overellrisk pnafies • Corn/vain Saks to maitain nilal Enloe& with low rat end voltility to the accost moral, then if that means the accord does not generate signif scant income or return, ad may rot keep pace with inflation. • Moderate vstarnD to accept some risk to principal and tolerate some tinny to 'seek hgher returns. • Aggressive: Wing to accept high riot to oncost and high volatility to seek high returns on tint Staterner liouseholdile We may consolidate al related account statements with the same address n the sank envetse. Accounts may be related la this purpose Leone they haw ones who also maintain pia non relationships with other dents at the sane address. This practice's known as • househsting ' II you prefer to retake Minkel statements need in septet envelOpe, — yOU may debt householng by tiling your Frontier Advisor. Friendly accourt name The Frendk accost name reflects al amnion that you ertered on the firm's onlne senores webute. h is a customizable fnicrurne' dune by you to amid you yeah you reconeeping. It has m legal effect on your are. cot. You can change Her Fri endk account names, through Onfre Services or by contactrgyourFtancial Achim AODOWt overview • ken of nor accountiPortiolia Net of assets ad • Asset_ hulas salable cash balances vases for restricted starer list), 1, and Global time Deposits, wreaked marts to market, and caftan nets not held by the First Does not include unpura secuaier sNo at the end of the prior and arras statement periods or prorate is-presto:rents, invested stock options at encoable stock options • Innis Includes debt Wines, osIverdig mar loans. credit the, Tat =cant balances. • Casn/r•oney balances. Total of unimested ratable cash balances plus UBS Bark USA deposit braces U3S AG Starr/or Branch deposit balances and money market msul fund sweep brans, at the close of Ow statement period. Nortcormlodry thee credit balances in your accourt ire rot segregeted from other balances adthe Fan may use any of these funds in the. ordinary course its business. These funds a* Noble iron Mir darned. This total is includedin the anent period closi-g value. SDNY_GM_00024854 EFTA 00135474 EFTA01276867 Important information about your statement (Continued) landing istomeation Fa detafechrif °minion on the Finis lending ;radices and &Pusses, her to you Client Relatcrohip Sienna or Accord Agreement and the General Towns ad Conditions UBS Statement of Credit Practices available in Agreements and oixfoscrres at gdyw eat mmarcrernertrat.catr vase-ft Your natement itemises securities and °Mr was held tithe =cant at the end of the stammers period. You may ask for &Shy a futi paid seareies at ant time. You may receive securities wed as loan collateral alter prying any balance due on hem. Arysecuritieo Membered to Me Tern Brig the staterent ponad are listed at market value as of the end of the sheaf period. • Cast basis. In determning the cost basis of the mantes included in this statement Wort indicated wash the number '1,• UPS Fivercial Services has relied cn information obtained from sources other tan IRS Financial Senices, including formation tarn anothe- lim a that sumay have provided to you Finaxial Athisor. The Finn does not alspendently verify a gaunt** the &tansy or vitality dry iriomhaion provided by sons ogler than 1**Eluncial Senates. h atilas although LIDS Financial Services general& iambus tit formation as knout:did, the firm does not provide any enerances that the formation vow 'Cost basis- and inreakzed gar/loss' is accurate as of the date of the statement. As suck please do not rely on the formation to make purdaha Tale decisiont hue pspases cr otherwise. Accounts transferred to tie rim may reflect gail loss rannatin ong for the period of tine they are held a the Frm More historical itcnnaten crib, added by you. Feuxial Advisor. • thedized gansflosees Wien data is Jail** eninated tweaked geeing Imes we Undated Ice rdivitral secure lots. The transaction data for nava.* lob may or may not reflect &ruminant, stages anchor 'entity reorgn,:alcn ewes Dividend and °here referent lots rd systematic ouches+ lots are eachcombined to display one averagedloll)* • Trade date • [alma presents the aigrul transaction trade date. • Callable securities Bare* and preferred stock that to sneer cats for eats redemption coil be selected morale by lot kern among all seo.reies of tat is.. held hour ran eor in nominee nine la as clients. Call bane informatin s cbtaned from third parties and as accuracy isnot guaranteed. Other call leases manual which said affect yield conpfete I-domain POW provided upon request • Cartificates of deposit (CDs) CDs are FDIC rouged up to 5250,000 n peaky' and accrued interest per &posh rd per deposhay institution, rsaxadance wain FDIC rules. • Pricehalue Peon displayed for securities and oter products may be higher or lower than the price that you would aclualy reche n the market Prices me °bland from vaious third party sources 'Ankh tee Delve to be reliable. but we do not ghatee their accuracy. — We generaty use the closi-g price Own ankh. cr the mean of the bol ad ask prices foisted Rarities and <pions a ong bid prices fa OTC seosdies. - lass actinig waded securities may be priced using a valuation model or the most recent prce we obtained and may not reflect an actual mortal rice Oe letb? - Certan posdions may appear without a price and will tow as *price was rot available it we are actable to obtain a price for a manly - Deposits or sectrain dehninated hicurrencies ocher tan U.S. dollars are reflected at the eichinge rate as of the statement date. - For cation wcwian oredng in non.conformng ckaminalcres, price ad quareity (late vats) may have been adsted to facilitate paper fusion To obtain current quotations, when wattle, cordad your Financial Adriscr. • Private irgesbnents and dructured groducb. hinte minima seculars (ncldng drect paticipation ptqam andreal estate investment its washes) and staved prixthe are geteralkr highly Chain stn_ctured proists hove not been registered wit. the Securities and Exeha- Commission o- under ay state *cornet laws. We prove* estimated vakies for ;mate investment wades and structured products for reformational purposes only. Accuracy isnot geurenteed. - These values may differ abstantiaby from prices. any, at rndn a arm* fiesanent security a structured rumba may be bough or sold and do not necessarilyrepresent the why& may receive soon hydson. - Thid prly 'Ornate of vale act as of a certain date ared are usplid to UBS ha-cial Services on a reguir baus by in independent imitation am. - Rome, generalpanne- or sponsor estimated votes, ry, are hpplied to thereto by the Wu& gennal pa-tner or sponsor and may be tabulated based on dlterent information from that used by thid parties to derive tea estimated values. - You can Wean addiand recansicri regarding the methodology used to determine the *sonata of value ad the date of tie Hamann that is the basis forte Mina* by contactrg your Financial Advisor. - Th id party estimated hues may be reflected as •Not pared' n war I sit aims. wee n hdependent volition tim RS not suppled or is wade to assign a velae, when we become avare that a material event has owned tut may call a sewer* reported sate ito question. or teen a value would be highly specuLative due tote nattre of the smith - When neither an suer, general panne or sponsor *stinted take ncr a thrdgany estimated mils if avoided, the value of the nosey will be deferent *an itspurchasePrice. - • bstrhs an to dare may include returnof capital. income a both - 'Crignal ins see • represent the initial Otero; price per unt and may not (elect rxr cots basis • Restricted securities Restated secneies streeraltr are rot currently eagiole (cc publk sale. UBSFina-col Services wet to mate price of the unrestricted stock of the same issuer as an mputed value for to restricted stock for purpose; of that statement on. To the edent that restricted seas-hies are 'tuba kg sale, the soh* reared may be mbstantialg less than the implied value ;natl. • En. hetirneted) income current yields end rates. An estinate of a-rual intone is bawd an current clnidird ad interest rates, assuming tie secuties will be held for one yea from statement date or until Mitisity. This minim ha* a isiailne, accuracy rd continued nconw are not guaranteed - Estimated anal nccme ant bred yield fo- certain tapes of Posies could include a return of princival ix capeal gains in sear& case the est income Ord coma yeti would be overstated. - Estimated anal icane rd curia Wild and the actual font and yield might be kwer a higher than theist:matedamounts. — An estMate ol atuateed ncome (divdend afar interest) divded by the anent made valhaverage balance is based on the last dividend or interest payment made by the issuer and manes the seositieedeposas will be held for one year kom the statement date or until mab.rity. Accuracy ad continued meld me not &winked • Asses riot held by U35;1101691 Services. Certain assets are not held by the Fern and not myth the Fen's possessiai or control. These assets me dopleyed on sex statement for informational purposes only. Positions rd values presented are MOWS by the Burg Inn U65 F antral Service, is not remomble for is formation and des not guarantee as accuracy. These assets ate rot protected by SIC or to Fitts upplemental SIC coverage • Revenue shoring and additional compensation. — In addition to commissions on sales and 12lal fees received n correction wash the disbibution of mutual ha* to phrasing we sutra our alMau receive reverse taring Payments from distributors a-dor advisors of the mAkel funds that we sell. Theseamounts are based on two deferent COMP:nentf- tlY amant al sale, by UBS of a patioalw mtaual fund I amig to our <lents; and C) the asset value °tape-auLa mutual fund I amity's shares held at the law — We and os atlas,* aho recewe nem:Wing and ormtus proceseing lees in corokhation for Nadir agent serifs that we parka to the reubsal lards. Thew hes generally are pad from investor heel in the mutual kind and are a fried dolls mount based cri the nutter of accounts at the broke-dealer holdng maul hods ot that fund fmiy CONFIDENTIAL — e, aide cen to anwriascro received n tonnecan rah Me sale or dolnbincon d antsy contracts and wit rwestrnent hat units to our <lents, we anctor our affiliate recewe resins sharing comensakin f rom many of the krona* companies underwriting the artily contracts, *Rates of tit insurance omparen or sponsors of twine investment tuts we chetah - an affiliates also receive trading comMatkra and other corrporchon from mutual finds and nsurance companies whose praises we destitute. - 1Ve reset.* an anal fee from UBS Bale OA and WS AG Stanford Branch of up to szs per accost sweeping to the barks under the UBS Bak Sweep Fri:gram. Activity hbrinaticaregardrigcannissCris and otter charges nomad in connedon wth tie e.eo.stcn of wades, Musing option transactions ha been included on ccafimaicns previously furnished so you. ad tell be provided to yOu wavily at rawest Sheet selling aware engaged in that selling a seas*, yOu may incur a chave the to certain barogerg costs for that particular smutty. Open arta ReSlading Wan or • ghatilkancellecr craw tat were not eirecuted by the statement date, open buy ad sal stop orders are refixed by the mount of dividends or rights on an ex-divider& a earetits date unless intruded aherwite by you. You are responsble for orders that we weaned die Toyota failure to catty ' ,ening open orders. Privacy To obtain a copy of at current ChM Riau Notices please contact your Francis' Achisor or visit as website at mitismAUBLototholgaitla UBS Financial Services a rot a bark he RLIA, Business Shims Account BSA and IRMA are brokerage accounts which provide access so barking services a-idproducts through arrangarents iv& affiliated bats and other thgraphy WM, and provides access to nsuratre and ennuty proht sued by unaffiliated thidgerey insurance amparen through roura-mi agency subsitsaies of UBS Financial Services Inc. Investment, nsura-ce. ad ruttyproducts: Not IDIC inured • No bank guarantee* May toe Val* RYA. Resource Management Acco.nt, Business Services Account 854, IRMA and ntematioral Resource Management Accost we registered service marks of UBS Financial Services 1K Visa Skpatue is a regidered settee mart of Visa Integrations( IRS Via Signet'se cede cards and LES yea debit cards we based by UBS Bark USA with permission from Visa U.S A Incorporated. UBS Financial Services Int P.4.v. 2O14O2 SDNY_GM_OOO24855 EFFA_00135475 EFTA01276868 SUBS UBS Financial Senrices nC 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036251130514 V1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement? Call your Adv,sO, or tl,e ResOurCetine at account %ask our webslte: ynkw.ubscomllinancialservices Items for your attention r If you use UBS Online Services, consider changing your User Name and Password regulady to protect your personal data. Not enrolled? Go to ubs.cornionineservices Value of your account Business Services Account May 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on April 30 (1) on May 30 (1) Your assets 8,738 15 8,738.24 Your liabilities 0.00 0.00 Value of your account 38,738.15 Tracking the value of your account S 38,738.24 8.738.2 8,738.2 • • Apr 2014 May 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdrawals Your nyestment return Change in market value Value of your account on May 30. 2014 10.00 SDNY GM 00024856 48,73824 $0.00 $t 738.24 Member SIPC ANP20002000625113 NP7000051141 COCO C514 00CO3COOGS00:003 ►age 1 of 6 CONFIDENTIAL EF1'A_00135476 EFTA01276869 *UBS Business Services Account May 2014 Your account balance sheet Summary of your assets Value on May 30111 Percentage of your account A Cash and money balances 8,73824 10000% B Cash alternatives 0.00 0.00% C Equitres 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.120 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $8,738.24 58,738.24 100.00% Account name: MAY. rtr:“ rt: AT ICN Friendly account name:MAX FOUNDATION Account number: IIIIIII Your current asset allocation A Eye on the markets Index Your Fi nano's! Advisor srri—r <Try,- 1 .IILNY I VI F C deRIFI Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Irnponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change May 2014 Year to date 2.35% 4.97% 2.18% 4.32% 1.76% 4.11% 1.14% 3.87% ANP7C0020C0625114NPI000061241 COCor 0514 000000000 CONFIDENTIAL COC6ItidiY_GM_0002409O 2 of 6 EFTA_00135477 EFTA01276870 UBS Business Services Account May 2014 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I-, Your Financial Advisor: SCOTT STACK MAN, LYLE CASNEL Change in the value of your account May 2014 (S) Year to date (I) UBS Bank USA Business Account APY Interest period Apr 7 - May 6 Opening account value $8,738.15 $0.00 Opening UBS Bank USA Business balance Ape 7 $3,517.75 Deposits, including investments Closing UBS Bank USA Business balance May 6 $8,738.15 transferred in 0.09 20,738 24 Number of days in nterest period 30 Withctawals and fees, including investments transferred Average daily balance $11,238 15 cut 0.00 -12,000.00 Interest earned $0 .00 Closing account value $8,738.24 $8,738.24 Annual percentage yield earned 0 00% Cash activity summary Ste account sonny me monintoi deals &lances in your Sweep Options are indudedin the opting and closing ['dances clue. PDC insurance applies Only to deposits at U8$ Bank USA, rot to deposits at LIEIS AG, sianioyd &arch or balk deposits reactorbrooch the UBS internavona Depose Account pogrom WC protection applies to money market sweep fund hcidlnOS but not bank deposits. Seeimporiant intormaaon about year statement on the ham two pages d this document tor deists. May 2014 (S) Year to date IS) Opening balances Additions Deposits and other funds credited $8,738.15 0.09 $0.00 20,738.24 Total additions $0.09 $20,738.24 Subtractions Other funds debrted 0.00 -12,000.00 Total subtractions $0.00 -$12,000.00 Net cash flow $0.09 $8,738.24 Closing balances $8,738.24 $8,738.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate investment eligniSty consideration • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, Arst Out SDNY GM 00024858 AmP703020C063SI I S NP700306I 241 COCCI PSI a COCO:00000 Y12366I 550 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135478 EFTA01276871 *UBS Yournotes CONFIDENTIAL EFT,00133479 EFTA01276872 *UBS Business Services Account May 2014 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. III Same pnces, income and current ea ueS Sham may De approximate. AS a ItStslc ORS and IOSSCS may nol be . curately reflected See important solo/mason about your statement a the end of this dxurrent for more intorno on Cash Cash and money balances Ca:Sand money balances may incede ayalablecah balances, UBS Sant USA depoat account balances, U8$ AG Slardord Branch deposit accent balances and money market mutual fund sweep balances. U8S Sank USA deposit account balances are insured by the FDIC vett( n apolk dole limits, bul ale not protected by SIPC. 005 AG Stanford Branch deposit account banes ate not insured by FDIC end are not protected by UPC. Money market sweep balances are protected by WC but are not insured by the FDIC. See the Important information about your statement a the end of this <tauten' for details stow those biances. Hthang Cash VB5 BANK USA BUS ACCT 8.238 15 8.738.15 250.000 00 Total Dining balance on May I ($) Closing balance on Mry 30 (S) en ce per share Average on May 30 (0 tie Dnidend Interest period Your Financial Advisor: SCOTT STACK KLAN' LYLE CASRIEL DOTS n parted Cap amount IS) 0.00 0.09 Your total assets 58,738.15 58,73824 value on May 30 (5) Percentage of Cost your &Count baS6 (S) Estimated annual Income (SI Unrested On or loss (S) Cash Total $8,738.24 100.00% $8,738.24 Cash and money balances 8,73824 100.00% 8,73824 Account activity this month For more information about the pike, value shown tar restricted securities, we Important information about your statement a the end of this document Your Quantity/ Die Actiety Desorption erpense COO! Fa! MU* Apr30 Cash and money balance 58.738.15 May 2 Deposit FE CERAL FUNDS DEPOSIT BY MAX FOUNDATION AT CHASUS.33 Prices/due (S) Cash amount CS) Cash and money balance (S) 09 8,738.24 May30 Closing cash and money balance 58,73824 SDNY GM 00024860 AMP7C0020C062511 NP7003061 241 03031 0514 03C030300 Y123661%0000000 Pegs S of 6 CONFIDENTIAL EFTA_00135480 EFTA01276873 *UBS Yournotes CONFIDENTIAL EFT,00B3481 EFTA01276874 Important information about your statement LEIS Financial Services tic. (the F im or UBS financial Senakes), is a merrter of all principal wearily, ammo* and colons exchages. LES Fe-erxial Services and LBS Bank USA at rdrect suadares of LES AG and affiliages of LES Seasitin EC. The Fine's Handal statement is available upon retest The Fir* excite* of ices are a: UBS Sirrinoul Serous k%. 1200 Harbor Boulevard Weetuvikeo, tU 07086 Ibis tenement represent the any official record of yur LBS Pi-uncial Serves account. Other words, wheat official tar dominants, containing tea ria-gine should not be relied is:naps° been, there is an error cr omission please report it immutably narking to the Ranch Manager of the office stung your account. almach al figures shorn re ,tended to be accurate. statement data shoili not be used for tax purposes Rely seleW on yeaend tax kerns, (le., form 1099. 5498. 10425, etc.) whin prepregyour mx return. The Fine is required by law to report to tie IRS all taxabk &Rance, *portion in:nth:be *ands and taxable Menne eland w Leashes held in you axant, net proceed on sae transactcro, cod cost baps on twain covered pantin. Communications with the Finn . Please re.cordirm any oral cormarnations in *meg to further protect your rota incbdrig your Ned Leder the Salaries Inviter Protection Ad (WA) • If the Gnome' nstitution cn the top left of Be Irene of this statemert is not UBS Salami,' Sakes, IRS Ftencial Services carries yos account a creamg taker by at argement via the ideated instiarien We Wormed you of this relationship when you opened this accost. Ii this cash your eat aid sautes a-e located a UB5 Rnancial Serousand rot the heating broker. ant you net maw a report of try aux or OrnitOOn to both limn. APaccar statementsshall be deemed arrolete ad accurate f not objected to nine* within 60 days • Ilene died °stoma cambia a' Fim's C lent • mat or toll-free at 8:03A. .to ET Monde? threugh ay a in beteg to UBS Financial Seines Ix., Client Relaters Depamnent, P.O. Box 766 Union City, Rl 07087. • acne of trret Or Oash:ns about an electronic kends teacake (51) b BS Msedebit card Vansicuorro, call et wile to UBS Fronual Senors ex., 1000 Herbs Blvd., 6th floor, Wnhavaere N) 07036. Aftm Want Serrces Cal a write as soon as you cart it you ark yes statement or receipt is twang cr 4 you need more Hamm ion abos a tram* on the statement or Pacer* The Finn or Card bstar (as aPicablri mon her tromps° ro later thin 60 days after the Fim sent you the fin stamen on brashthe error or problem appeared. - Node you name ad accost number Of any) — Desoto* the emu or the wander you are are about aid .plan as clear& as tau can why you believe t is an error a why you need more ,formation — Provide the dollar arnart ot the suspected error. The Fins or Cad Issuer wa eiresegate your complaint and vall correct any error romp*. Please mate ell ants payable to the Fern or Pe financial intatution ideated on fro front of this anent had:Mien to reciter accost fen accounts may be subject to mai-rerun(' tees, chaps for ate parent for seornes purchases and charges For unpaid an cares in cashtaunts. Accounts that be transferred to other notations may be subject to a transfer fee. UBS Sweep Option, UBS offers optics for susepng cash bine; Winces to bank deposits m UBS Bat USA std UBS AG Starricrd brad h (Bank Sweep Program), moneymaker mutual Seeds (Moray Fends) ad the Inttmational Deposit Accant ODATfor customers Shan International gnome Management Account. Through to Bank Sweep Edgerly, cash balances re swept to U26 Sark USA up to an esubkhod Find rd then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC rased in accordaxe with FCC rubs. For mere nit:mato-I please vet andicgov. Deposes at UBS AG Staked Burch ad fares of Money Funds are rot inured by the FCC. Throup the OA, mailable to ash balances at swept to depose accounts al UBS AG New Yak Branch and UB5 AG Cayman Brach These deposits are not inured by Ile FM. Balanced Feld at the LES AG Cara Branti are tempera* exposed to the sovereign risk of the Carron elands, and tere is no gurantee Cr other obligation of UBS AG to repay the lanes while on the UBSC amens Bradt. books. Deposis at LEIS Bak LEA and each UBS AG Rath are not protected by SIPC. Money Fund shires ate protected by SIPC. See -UBS Financial Scenes Accent Protection' below Upon yak req.est, banes n tie Bank Sweep Program or OA ma be withdraw,. and shares of a Money Fund ma be liquidated, and the preens returned to you or hour tortes accant. Further formation about available sweep options, ncliing eminent merest rate, and yetis, a unable at www.Lbsc - from your F berth Advisor or by calling UBS Financial Services account protection The F is a member of the Searites Investor Protection Corporation GIPC), *fah protect' securities account, of its members up so SSW,000 incising S29),000 for dams kr cash). lane SIC asset protection inks apy te all account that you hold n a particular capacity. The Finn, together vrith certain earn ha also purchased stpplarental protection. The marten amount Neale to al ekaible clients, tokens& trche this protection is 1500 million as of December 10, 2013. kbact to the poky conditions ad limitations, cati X the Firm is further protected fa Lc, to 11.9 million n the aggregate for all you accounts held n a Drawler capacity A hi copy of tepoky waxing is inedible uPOn request The SIPC protection and the upplementl protection both do not apply to. • Certin financial Assets controlled by (and heti:red it your account value) but held away from UBSFinrcel Services (et. certain(0 cash at UBS Bat (il cad, at LES AG Stanlad bunch th interne predX1S, including veritble enmities, and (in shires of mutual finds where such shares are reentered dreg A the nine of the account holier on the books and wads of die applicable issuer or trader agent); • Certain rneslmert contracts or inestment interest (eg., limited partnirshis and prate pia:emelt) diet are rot registered under tie Securities Act of 1933; aid • Commodities contacts (e.g, triton exchange and mai:corneal ccntrads). ndudipg futures contacts ad rormoditYcPticn contracts. the 51K rotecten and the suppamental protection do not apply to these asset, even if theyotherwise appear on you. slaternenh. Tim SEC protecien and the arialarrintal protection do not protect merit changed in the main vats of you investments (whether a a result of market mosement, issuer bankruptcy cr otherwise). More information is mid* won nrissi Vcu may obtan mere eanion about the SIPC Brochure, by contacting 51K at et by usitng the MK **bate re mow.aloctup Dividend ReiWeeblbeelt Pitogran (Dpi) The erg, reflected is an average price. You may obtan the actual price Iron you Financial Advisor. Or* viva dam are purchased under DIP partial shas will be soli rd Ilw rah wa bedeposited in your account. The 6viderd reinvestment price applied by fie issuer may differ from the make peke at which thepartial stares are sold Caaleielieu any whole units may be hekhn hey anoint. if you are entitled to a panel unit a a result of a dviderd *Amen or otherwise, the NM veil ether sell parhal trite at rivulet peke a accept an amount determined by a mit:Peed clewing agency, adcredt your snout Iowa/went objectives the nuestmert objectives ad risk profile ere specie to each account aim./ wry between Please waste the Fern Oforerttrn mit; of any *natant change in you. (natal seuren or in...nacre ebjectives. For each CONFIDENTIAL rear held, you choose one of the following inestrient artier • Ohne Conant lrrome. lin-Aim es sering the generation of income cr4. • Achieve Capra! Appreciation Instrument( waking growth of prncpal rather than the generation ol mown?. • Produce Combination °throb. and Capital Appreciation: Imestments anti* both the generative ol axone and gowth of peeettal. Overoll risk prase • Conserwarrir Seeks to maintain nth,' peer* with low risk ad volatility to the account overal, men if that mews the accost does not generate significant income a returns wit may rot keep pace with inflation. • Moderate: Wang to accept wine Sc to mindful and tolerate some totality to seek hirer returns. • Aggress*: Wiling to accept high risk to anopal and high snail* to seek high returns oar tine. Statement liouseholdne We may consolidate at related account statements with the same address n the Lore envetee. Accounts may be related la this purpose beade they haw owners who also maintain pint accuse reationtntss wan other dents at the sane address. This practice's known as • hot arcking 'thou prefer to recein edivaistal statements mailed in separate enveisses — you may dalim householding by Ening your Frontier Advisor. Friendly occur name The Friendy account name reflects al ormation that you emend on the Firm's onlne saves webote II is a customizable 'nictitate..? dune by you to auks you wth car recordiemint It has * legal effect on your ern rt. You can charge psis hi endB accost names, through Onire Services or by contactrgyourFhancial Athirst.. &MOW% overview • vat. Of rOr accountiportiob Net of assets ad • Asset atlas available cash balances. vas' for restricted searey Pot and Global tine Deposits, unsalted make to market, and , cash nuts not held by the Fern. Does rot include unpriced strutting assets al the end of the prim art ourent statement petiods, of precast reestrrents, panted stock options ad vendable stock onions • Eialithes Include, debt biliron, °Saadi* moon loans. credit rex, tol account balances. • Cash/reoney helmets. Total of unimested evadable oaf, balances, plus UBS Ba-k USA deposit batrcet 185 AG Sanford Branch deposit balances and money maned mutual fund sweep Saxes, at the case of 11.0 statement period. Noncormlocky bee credit balances in your accountire rot segregated from other balances aid tie Frio may use any of these funds in the. ordinary course of its Main's,. These funds repayable upon your derna-d. This total is included., Swann! period closi-g value. SDNY_GM_00024862 EFTA_00135482 EFTA01276875 Important information about your statement (COtltnued) Lending information Fix &take' intonation cri the Finis baling places and &chives, (der to au Client Relationship Agerneve or &coat Agreement and the General Tarns rd Conditions UBS Statement of Credit Practices available in Agreements and0richarres at musaassagtrazgaggainoss. Yew meta Your notsmont iternin sushi( end other meta held hthe account at the end of the steamers period. You may ask fordeivey of filly paid secuaies at ant time. You mayreceive securities used as loan collateral after paying any balrce due on hem. Ary securities iranstened to he Fir. !tag the staarent rend are flied al market value as of the end of the stigma.* period. • Can basis. In dettemning the cost basis of tie sedates included in this statement, where indicated wen the ante. UBS GarciaServices has relied cn information cbtained from sources other tient/35 Farhat Semces, including nf °minion Iran another lim a tat sumsy have provided to you finaaial Adasor. The Finn does not nape-sandy verify a gaunt** the mosacy or vardity day irf °elation provided by sons other then 1**Ftuncial Services. h akin" although 1€$ Financial Services general& &dew to narration as it e received, the firm dyes not provide any sentences that to 'iceman:In trader "Cost basis" and "lambed gar/loss' A accurate as el the date of this statement. As suck please do not refy on this ricenition to make puduua Tale decisions, feta papaw or otherwise. Accounts tranderred to fie Fim may reflect gairl loss igcnnatin ong for the period of tine they ire held a the Frm More Nur:heal rhombiAn tan be addedby yov Fancied Adeisor. • Urrealited gandlossos When data is nada* estimated totalized gain9 lases we cictflated Ion nada( seosty lots. We transaction data fee ndvistal lens may or may not reflect ammisans, charges ands security reorganize in rats Dividend and °tarn, maroon lots rd systernati pactuse kits are each combined to display ale averaged loll)* • Trade date • [elan presents the aiarul transaction wade date. • Callable securities Drib and ;referred stock that the aural, for erg Fee/en-pan will be selected mpaselg by lot Iran am:rg all seosties of that ester held hour ram or in nominee nitre lee es dint. Call bathe ilamatin is &tined from third parties and is accuracy snot guaranteed. Other call leases maybes' which mid aged yield complete hloninatrin ante provided upon request • Certificates of deposit (CDs) CDs are FDIC awed up to 5250,000 n pasha' and accrued interest per depositor rd per deposhay institution, in accordance wain POIC rules. • Pricenralue Prat diatead for securities and atm pecducts may be higher or lower than Awoke that you would artily reek* n the market Pries we obtained from vaious third party sources math see Delve to be retitle, but we do not gara-See their accuracy. - We gentragy teethe closig price when avaadat cr he mean of the bit ad ask prices farmed bashes and cplons a ong bid prices fa OTC seostes. - Less annoy traded securities may be priced ushg value*, model or the most recent pra we &bra and may not reflect an actual market rice or vibe - Certain passions may appear without a ace and will taw as 'price was rot available' if we re uneole to obtain a puce for a warty - Deposits or sedates des rninated ei currencies other than U.S. dollars are reflected at the eschinge rate as of the stool-pent date. - Fa cerien "Kuehn trading n noniconformng carminatom ace al quaaity (face ala may have been adisted to facilitate proper veusion To obtain current quotations, when asaileae, contact your Financial Adriscr. • Prints inistments and An/clawed product. hint. ravine,* saunas actdig drat participation creqam arid real estate investment trust stashes) ad strucised eosin ale gdieralkr highly Cmain sto_cteed proists have not ban registered wih the Securities and Excha- Commission a under any state securties laws. We provide estimated vases for Fame investment wait is and structured products for acematisul purposes only. Accisacy knot gairenteed. - These values maydiffer abstatialy from prices. a any, at auto prorate ivresament security a structured tax,* may be to4i or sold and do not necesurily represent the Ma p& may receive Loon likapan. - Thid prly 'Ornate of vale cue as of a certab date ad are mooted to UBS Fna-ciel Services on a regale Daus by in independent religion tem. - lase, generalpanne or spear estinuted votes, ary, are supplied to the by the Sauer, penal nano or spear and may be tabulated based on &feral information frcm hat used by tadpartite "adage lair estimated values. - You can obtan addiane akernatin regarding the methodology used to determine the abate of value ad the date of la idarnaiim that is the basis for to banal* by contact g your Financial Advisor. - Thad party esti-need weas may be reflected as •Not abed' n sear I sit aliens. via n ?dependent valuation tem NS not suppled or is aide to assign a *alb when we became entire that a material event has &oared that may call a phew* reported eats it question. or *an a value would be highly specubtire due tote nave of the sectrity - When neither al sates, general brew et sponsor *stinted value nix a thedipay estimated vale if matt the value of the smarty will be different fern its purchase price. - •Dstrbecre to dee may include enema cadge. income a both. - 'Orignatura sce • represents the initial olferng price per unit and may not reflect yes cost Weis • Restricted securities knitted Searein generally as rot currently rime* icepcblic sale. WSFine-hal Services toes to make' price of the undistorted stock of the same issuer as an mputed value for der rotated stock for purpores of this 'Women. only To the rrient that restated bashes are 'kaki fcr sale, the vale rooked may be sdoriantialg less than the inp_ged value howl • En. (oitirneted) inccone current yields end rates. An estimate of arual income is based a current cliched and interest rates, assuring tie salsas will be held for <anew from statement date or tall rnatisity. This baron cony a gablne, accuracy rd continua incenw are not gueranteed — Estimated a-ntal berme ail cis rent yield fa certain tees of seciskies could include a rain of prncpalor capital gars in Mai& case the est income Ord current yelc$ would be onerstated. — Estimated anal icane and current Wild and tie fl at isms aid Pelf mgt be kwer a higher than theatinated amounts. — An estimate of a-ruateed name (divdend ands interest) divded by the deem market vales taverage balance based on the bet dividend Or hided payment made by the issuer and nines to seosities/deposts will be held foe one year from the statement date or until mabsity. Accuracy erd continued weld me not garbed • Assets not held by IBS Financial Services. Certan asserts se rot held by the Pin and not with the firm's possess.* or control. These assets de &played on pas statement for informational purposes only. Positions rid values presented a provided by to issui-g Inn UBS F racial Seriees not res&roble for to ?formation and des not guaantee es accuracy. These assets are rot protected by WC or the Finis supplemental SIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and I 2b-I fees received n correcuon web the distribution of mutual had to °Learnt VS aura our alas receive mvmve haring Paean from distributors itch advisors of the mA.oi funds that we sell. best anoints are based on two deferent COM:Onentf- ptlaamantol sake by UBS of a partialw mutual fund family to our climb and C) the asset value of a patioLT mutual fund I amity's dares had at the Brat - We and cis affable also rem* netneeking and embus procesring lees in coraleation for Nadir agent arias that we era& to the raked had, Thew fees generally are pal from investor amen in the nulual fund and are a fried dela amount based en the number of accounts at the brawideale holing moue lads ol that fund family CONFIDENTIAL - II XkleienlOCCmrrieerni Maned n connect.* Mh to sale or distnbuion o1 a-ngy contracts and knot investment trust units toots <lents. we ands ow affiliate recta retina sharing commune, f rem many of the inesance conpanies underwriting the a-reity contracts, iliates al to aurace corpaves or sponsor of neat imeserat hats we disirbie - On athlete. also make trading commears and other conwersatin from mail knit and nuance companies whose prodsts we dstrbute. - 1Ve receive an anal fee from UBS Bale OA and LIES AG Stanford Branch of up to $ZS per access sweephg to the bake under the UBS Ba-k Sweep aprons Activity hlormation regarding commissar's and caper charges nosed in connedion with tie eeecesfrn of wades, ncludng option transactions ha been included en CCedirrodiOnS MMUSy fumed so you. ad coal be provided to you pronptly on recped. Short selling f lou are engaged in shot selling a aur ty. yOu may nor a chape die to certainbanal-la costs for that articular Worley. Open arta Reading Wen or • soxitilkanceelecr ciders hat were not eaculed by the steamer( date, open buy ad sea stop orders are redxed by the anourt of dividends or ripus on an ex-divider& a beritits die unless iutnxted otherwise by you. You are fa:amble for orders that we mewled dale toy0te failure to cancel *MON open orders. Priam To obtain a copy of ax current Client Saucybeim phase contact 'our Francis' Achisor or visit as website at subeatkVagiothefOogla UBS Rancid Spices a rat a beak The RUA, Busiest Services Account GSA and IRMA are brokerage accounts which provide access to barking services Yidproducts through arrangements wen affiliated bats end other thedpay banks, ad provides access to nsura-ce and ennuty proists hued by unalbliseedthielipay insurance ccmpain through i-eura-re agency sandal's of UBS financial Services Inc. Investment, retrace. avid artely products: Not VIZ inured • No bank guarantee May bse aloe RYA. Resarce Management Acccunt, Business Services Account BA BMA ad ntematioral Resource Management Accost a registered service marks of UBS Fruncial Services Ix Via *rase is a reidered service mark of Visa International las Vile Satiety. cede cards and LES yea debt cards we issued by UBS Bank USA with peanrssion from Vise U.S A Incorporated. UBS Finendal Services Inc Pm 20t402 SDNY_GM_00024863 EFTA 00)35483 EFTA01276876 UBS U85 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70039850930614 X12 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement? Call i0Jr hriancia Advii0: Of tl e ResourceLine at Visit our website: envw.ubscomananciaiservices Items for your attention • Help protect yourself from baud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepoct.com. Value of your account on May 30 (1) on lune 30 (1) Your assets a738 24 8,738.24 Your liabilities 000 0.00 Value of your account 38,738.24 38,738.24 Business Services Account June 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Tracking the value of your account S 8738.2 • 8,7382 • May 2014 Jun 2014 Sou rots of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and Wddramals Your nwstment return: Change in market value Value of your account on Jun 30.2014 1O00 SDNY GM 00024864 18,73824 $0 .00 *73824 PA•mbor SIPC ANP7001:000,935093 NP7003114483 00001 0614000000000 Y123661550110000 Peg. 1 of 6 CONFIDENTIAL EFTA_00135484 EFTA01276877 UBS Business Services Account lure 2O14 Your account balance sheet Summary of your assets Value on June 30 CO Percentage of your account A Cash and money balances 8,73824 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.C° 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $8,738.24 58,738.24 100.00% Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: NI MIN Your current asset allocation A Eye on the markets Index Your Financial Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances S&P S00 Russell 3000 MSC I - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% Percentage change rite 2014 Year to date 2.07% 7.14% 2.51% 6.94% 0.99% 5.14% 0.05% 3.93% ANP X003003885094 NP70C01 14483 C0C0I 0614 000000000 CONFIDENTIAL WAY_GM_00024111059e 2 of 6 EFTA_00135485 EFTA01276878 Business Services Account *CBS Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I MU Your Financial Advisor: SCOTT STACK MAN LYLE CAORIEL Change in the value of your account tune 2014 (Si Year to date (I) UBS Bank USA Business Account APY Interest period May 7 - Jun 5 Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance May 7 $8,738.15 Deposits, including investments Closing UBS Bank USA Business balance Jun 5 $8,738.15 transferred in 0.00 20,738.24 Number of days in nterest period 30 Withci-awals and fees, inckiding investmentstransferred Average daily balance $8,738.15 cut 0.00 -12,000.00 Interest earned $0.00 Closing account value $8,738.24 $8,738.24 Annual percentage yield earned 000% Cash activity summary See account sonny the month for decals Balances in your Sweep Options are included in the cpervng and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, sianicad Branch or on deposits pfatedi brooch the UBS Internet:Pond DepaN Attain pagan siec protect on applies to money mance sweep fund hcidIndS but not bent deposit. See important Information eau t your statement co the at two pages d this document tor retells lune 2014 (S) Year to date (t) Opening balances $8,738.24 $0.00 Your retain objective: Capital appreciation Additions Your risk profile: Deposits and other funds credited 0.00 20,738.24 Primary Moderate Total additions $0.00 $20,738.24 Investment elig dodgy consderation • None selected Subtractions Other funds debited 0.00 -12,000.00 Your account instructions Total subtractions $0.00 -$12,000.00 • Your account cost basis default closing method is FIFO, First In, First Out Net cash flow $0.00 $8,738.24 Closing balances $8,738.24 $8,738.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fuN description of the alternative investment objectives in Important information about your statement at the end of this document SDNY GM 00024866 ANP7C00300098509S NP70001I 4483 C0001 C6f 4 000:0 I100 000CC0 Page 3 of 6 CONFIDENTIAL EFTA_00135486 EFTA01276879 *UBS Yournotes eeo.,c.e,m,s.......... ome_._.....•.• CONFIDENTIAL EFTA,133487 EFTA01276880 *UBS Business Services Account Jur X 1.; Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • • SCrne pn< et, inccrne and current WI UeS snpYn may be apprOximMe. AS 8 Mut, Om and 105545 ma/ not be .xcurately reflected See rarportantmlorniabon about yow statement a the end ol this dxurrent for 'note infornaion Cash Cash and money balances Cash and money balances may Ind cle available cash batmen, UBS Bank USA deposit account balances, UBS AG Starriord Branch deposit accum balances arid money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC WIN n ecplicabie limits. but are not protected by SIC. UBS AG Stamford Branch deposit SOWN balances are not insured by FDIC and are not protected by SIPC. Money market sweep balances are protected by SiPC but are not insured by the FCC. See the important information about your statement a the end of this drzurraint for deeds about those tdances. Hefting Cash UBS BANK USA BUS ACCT 8.738 15 8.738 t 5 250.000 00 Total Orennrobaleaxe Closing Wax. Pnce per :haze Average on Jun t (S) on Jun 30(1) on Jun 30(1) lac Oaklandinterest period Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Daft in period Cep amount Cl) 0.09 0.09 Your total assets 5%73824 58,73824 value on Pin 30 (1) Percenta;e of Cost your account bash (1) Esimated annual inarte (Si Unrealized On 0' IOSS Cash Cash and money balances 8,73824 100.00% 8,73824 Total $8,738.24 100.00% $8,738.24 SONY GM 00024888 ANF70003000935097 NV7OO3114483 00031 C614 OOCOOOOa)11OOOO Paps S of 6 CONFIDENTIAL EFTA_00135488 EFTA01276881 *UBS Yournotes rarromoomsogenr.a.tanoxmonemaxam . ssoi,..., c,,,, 0, 024ms a s ......t........= CONFIDENTIAL EFT,00135489 EFTA01276882 Important information about your statement LES Financial Services ix. (the F im or UBS Anoxia' Services} is a merrter of all principal stonily, cannodty and options exchages. LES Fe-erxial Services and U3S Bank USA re rdrect subskisres of LES AG and affiliates of LES Securitin UC. The Fints I hancial statement is available upon noen. The Fin* eceofine offices are a: as Finer col Sepias kw. 1200 Harbor Boulevard Weehawken, to 07086 Ibis datement represents the any official record of pi' LES Finincial Semmes account. Other words, rapt official tar document containing cordial-9dt; should rot be relied worm N you bekne there is an error a emission please report it irrmedately narking to the Bench Manager of the office sentig you account. Ailnarch al figures shown are mended to be accurate. statement data should not be used fa tar purposes Rely sae& onyea.-end tax lams, 0.e.. Form 1099. SoBB. 10425, etc.) whin preptregyour to return. The Fim a requiredby law to report to M IRS all taxabk disidera. repaid* rantaabk aticknds and taxabk Merest erred an acuities held in you axant, net proceeds on sale transacura and cost basis on amain covered sear, an. Communications with the Finn . Please reconfirm arty oral cormencations in mei* to further protect your rants. in:IANyour rite Leder the Swains Mesta Protection Aa (SEA) • If thefinancial nstitution en the top left of the front of this statemere is not UBS finance' Senias,U3S Fnancial Services carries your account as cleamg bake by anargerrant wth the Matted .maul We Wormed you c4 this relationship when you opened this attend. Int* case, your Inds and seostina-e located a LOS Rnancial Services and rot the introdxng broker. ad you mat make a regart of try one or *nation to both lima. A N account statements shall be deemed merolete ad accurate if not objected ton mei* within 60 days • Please died °sterner complaints or ' Fivn's C lent • wet X or tont ree at 8:03 A. .to ET Monday through as a in mei* to LES Financial Senates Ix., Client Relations Depatnent, P.O. Ben 766 Union City, W 07087. • h fake of crraM or 0.1mli:ms abet an electronic finds transle (ET) b BS Wedeln( card ttanuctiorn, call a wile to UBS Fhonoal Semen Ix., 1000 Harbor Blvd, 6r vice, N/ 07036. Alen RMNBSA Seaces Cal a write as soon as you cart it you shit yes statement or receipt is ma* or 4 you need more infonaut as tutelars* on the statement or neon* The Firm or Card boar (as AlPBAkic)mulf hew horny* ro later dna ISO days after the First sent you the fin tisane: on whichthe error or problem *Pared. - Prow:deyou- name ad accord number Of any) - Desoto: the era or the wander you we are about• and .clan as deark as you can why you believe t is an error a why you need more formation — Provide the dollar an end of the suspected error. The Fin or Cad Issuer wP ithestigete your complaint and will correct any error tromp*. Please make all desks payable to the Fan or tie financial institution imitated on tie front of this statement had:like to reale accost feu accounts may be subject to maiVerunce fees, charges for ate parent for seo.rnes purchases and charges Ice unpaid armunts in cash =ants. Accounts that ate transferred to other institutions may b. subject to a bonder tee. UBS Sweep Options UBS offers optics for among cash bine; biances to bath deposits M UBS Bat USA and UBS AG Stanford larch (Bank Sweep Progamd, money matte intuit finds (Money Rids) adthe:internationalDeposit Accant ODAffor customers withal international Rebuke Management Account. through the Bank Sweep Progeny, cash balances re swept to UZGEOrk USA up to an radafthid knit ad then to LES AG Stanford Branch or a Money Fund. Deposits at UBS Bak USA are FDIC ,tared in accordroe with FCC rules. For mine Hamilton please mil wiwyldicgov. Deposes at UBS AG Stanford Broach ad Sum of Money kinds are rot hosed by the FDC througn the OA, available torah balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch Thew deposits are not insured by the FCC. Bannon Feld at the LES AG Cayman Braden are tempera* exposed to the sovereign risk of the Canon elands, and there is no gar*e or other obligation of UBS AG to repay the biarces while on the UBSCaymann Podia books. Deposes a LES Bark LEA and each UBS AG Bench are not protected by SIPC. Money Fund shares an protected by SIPC. See "SS Financial Swats Arcata Protection' bobw Upon you request balances in tie Bard Swap Programer' OA ma be withdrawn and shares of a Money Fund may be liquidated, and the proceeds returned so you or your martin accant. Further formation about available streip options, ncldng cure. Serest rates and yelds, a swank at wvw.sbt< - from your ream id Advisor or by calling UBS Financial Services account protection The F ren is a member d the Sheaths Inveitai Protection Corporation EIPC), ankh protect securities account, of its members up so S5O0,000 fixixling S292000 for <toms kr cash). the SIPC asset protection knits ape, to all account that you hold n a particular capacity. The Firm, together with cenain affiliates, ha also purchased Iwpthrental protection. The madman amount payable toy eligible tents, cobecitan u-dee this protection is 1500 million as of December 10, 2013. kloPot to the poky conditions ard Wheat, cad X the firm is further protected fa LEtot-1.9 million n the aggegate for all you accounts held n a panialar capacity. A hi copy of to poky wiring is wailible won request The SIPC protection and the supplenunUI protection both do not apply to. • Catlin Vranciel Asses cannoned by (and Acidic! A your account value) but hell away from US$Fine-col Services fe.g.. certain(* flash at UBS Bat fel cash at LES AG Stankrd branch (4) insuraxe want, including variable awakes, and (id shires of mutual fund, whore such shares are registered dice, n the name of the account holier on the books and words of the applicable issuer or transfer agent); • Certain minima* contracts or Mestment interest Eg., limited partneshaz and Fite pia:emeriti) the are rot registered under tie Securities Act of 1933; ad • Commodities contacts asap ercha-ge and red:usenet/A scalers). ncluchvg futures contacts rd corrioditYcchon contracts. the 51K gotectie and de supgemental protection do not apply so these mas mat they otherwise appear on as staternent. 11. SSC protection and the HaOkeriental protection do not protect agate changes in the make vale of your investments (whether as s testa of market movement, issue boltruptcy or otherwise} More information is avoid* won insist Vas may obtan more nfornation abou the SIPC Brochure, by contacting 51K a a by steno the StrC need< at antwakettsig Dividend ReiWatalbent Regan (DPP) 0-4 I:wke reflected is an awaspe price. You may obtan the actual price Iran tort Financial Advisor. Orey nth* tam are purchased under DRIP; partial shires wil be soli ard the cab wff be deposited h your account. The *lard reinvestment price applied by the issuer may differ from the rraket pate at which thepanne shires are sold Cadelefiriet CM, whole umts may be held. you' nova. If you are entitled to apalel inn as a result of a dviderd Parent or otherwise, the Film yea either sell parhal sniff a moan pia a accept an amount detamined by a regiaered clerha agency, andcredit your accord. Invertneent objectives the netsbnert objectives and risk profile we speak to each account and may coy between Please whise the tam promote, in mord of any tied Cant change in your situate. or ',women a:snit-tan. Fa each CONFIDENTIAL wcount held, you choose one of the toll:wig jinni objecthes' • Eodue Umentbnconw. ...Amu as sakng the generation ce income cab, • Adam Gaped Appraise:3o Investrnente seeking growl+ of prncpal rather than the generation of mown?. • Psodece Combination of and Capital Appreciation: Imestments seekrg both the generation of .cane and goads of pracjaa. Oreriall rids profiles • Conservadve Seeks to mai-dain at< Pal with low Sc aid volthlity to the waist mewl, then if that means the accord does not generate significare income or return rd may rot keep pace with inflatnn. • Moderate: Warp to accept same fist to principal and tolerate some volattity to seek hirer returns. • Asepessirec Wiling to accept high riot 10 pilnOpal aid high volatility to seek hgh returns over Mr*. Statement Ilouseholdhe We may consolidate at related account statements with the same address n the sane envelwe. Accounts may be related la this purpose beaux they haw owners who also mainuin pia award relationships with other dents at the sane address. This practice known as • householing ' If you prefer to receive rdivaistal statements mated in separate envelaam — you may dAlivt householdmg by Ealing you Fnaixial Advisor. Friendly accourt name the trendy amend name reflects Serration that you entered on the Firm's online whites websde. N is a customizable 'nick-ono' drown by you to rift you wth you recordeepim. It hero legal effect on your am met. You can change yes Friendk account names, through Onthe Services or by contactegyourFkancial Achise Amman overview • vat. of mar arrounthonddin Net of assets rd • Asset hulas sealable cash balances, valas for restricted searey led), and Global Tine Deposits, urrealted marks to make, and caftan asks not held by the Firn. Does rat include snaked Ma:MSassets al the end of the prior and 'vial statement periods, of private irwestrrents, invested stock options aid excusable stock anions • Eiabloos Includes debt blI/M•5, Qattara* rrurgn loans credit the, tie =cant balances. • Casareoney batiores. Total of uninvested available cash balances. plus UBS Bak LISA deposit baleces, UBS AG Married Branch deposit balances andmoney market msul fund sweep Saxes, at the case of the daemon period. Norecormlocky bee credit balances in your accourt are rot segregated from other balances and the Fins may use any of these funds in the ordinary Caine of *business. these funds re payabk Limn your darned. This total n included., to anent period closing value. SONY_GM_00024870 EFTA_00135490 EFTA01276883 Important information about your statement (coninued) Fending ilonnation Fa deadinformation cn thefits (ending practices and &Moses, refer to you Client Walachia Agnates or Accord Agreement and the General Tarns at Conditions UBS Statement of Credit Practices available in Agreements and Distorts at maw eitaromfarrourerfalnumm Vas assets Your arlement itemises securities adother awes held h the account at the endof the teenier* period. You may ark fordethey of bay paid secuties at ay time. You may receive securities used as loan collateral after prying any balrce due on them. Acy securities translatedto the Fire trig the statrent prod are listed at market value as of the end of the statemere period. • Can basis. In detamning the cost basis of the startles included in this statement, where indicated wash the nunia. • UPS Fiera& Saviors has relied cn information obtained from sources other tan LES Feencial Seraces, including kilometer Iran another lim a that you maw haw. provided to you Finaxial Adasor. The Finn does not isdrendently verify a gaunt the acaracy or vardity day irdornation provided by sans other than 1.118Shantial Senates. h atlas although UBS tinter& Sates general& pastes tic Hamstion as it k received, the firm does not provide any anarances tat the information titer "Cost basis" and ifireakzed gar/loss' is accurate as tid tee date of his statement. As such plum do not ray on this Hormation to make madam a vale decisions for to armee( or otherwise. Accounts transferred to fie aim may reflect gate loss rdanatifi on& for the period of tine they are held a to F rm More historical tonna en tan be added by you Pena Advisor. • Urrealited gat/losses When data is available, esanated Le-readied ging bsses we alccAated fa infinite( seosty lots. Re transaction data for navistal lab may or may not tent commissions, charges ander acuity trainer an runts Dieidend and ofiereenwstrnmi lots ad systematic putts+ kits are each combined to display one averagedlot The • Trade date • coins presents the aigrul transaction trade date. • Callable securities Ba-cb and ;referred stock that the int oats for eaii redemption will be selected metal& by lot Iran among all seo.reies of tat Wet held hour name or in nominee harm Ise as clients. Call beta ilanatitn is obtained from third parties and es accuracy snot guaranteed. Other call feast matt:est which cat affect yield compete I-demean:a sante provided upon request • Certificates of deposit (CDs) CDs are FDIC enured Lp to 5293,000 in prechal and accrued interest per &costa ad per deposity institution in accordence cosh POI( rules. • Preenealue hat dirkerd f or »curios and other products may be higher or lower than the price that you would stray recet h the mallet Prices we obtaned from vaious third party sources vete. tat helve to be reliable. but we do not guerantee ten accuracy. - We genera. um the closha pricewhen avalabba the mean of the bid and ask prices foisted securities and colors a on& It prices fa OTC seotties. - Less eat& traded securities may be priced using valuation model or the moo recent pet we obtaned and may not reflect an achal matt mice or vane - Certain partials may appear without a mice ad will how at 'price was rot available it we re unto to obtain a pnce f or a wary - Deposits or sectrites den:minded 6 currencies other than U.S. dollars are reflected at the en hinge rate as of the statement date. - Fa wean wart ening n non.conformng clerismonacens. Mee and qua-MyBase value may have been edited to facilitateprow vtaion. To obtain current quotations, when wait*, contact your Financial Athiscr. • Private m. .Tenn- rd stedeturre motes hie: par o: secu r ..-: F. .rally highly alispict Cart en on.mised proicts haw not been registered will the Securities and Excha- (omission o- under any state securers taws. We prosde ethmated vat es for mate avestmem sectt is and structured products for nlormatisrul purposes only tasty knot giarentrd. - These values maydiffer abstantiaba from prees if any, at which a ante nvesanent security a structured mitt may be bat e or sold and do not necessarilyrepresent the Ma you may receive soon liquidation. - Thad paly estimates of vela ar as a a certain date and are %wit to UBS Fna-cial Services on a regale( bass by an independent rotation Sim. - Muer, general pains or sponsor estimated vaLes, ary, are supplied to to F rrn by Ow tar, gersealpfiner or sponsor and may be tabulated based on deferent irdonnation Iran that used by it'dparties laded* tea estimated values. - You can obtan addiecna Harnett' regrading the methodology used to determine the "Witt of value act to date of fie itrmationtha is the basis for to saint by corneae-9 your financial Advisor. - *WC party *stewed cotes may be reflected as •Not arced' re sew I sit atm. wfe n Ydependent vitiation fern has not stapledor is unable to assign a vatic when we become avare Mat a material event ha ocoared that may call a petit, reported vela it question. or when a value would be highly speottire due to the nave of the seardy - When neither an suer, general prate or sponsor *strait vale nee a Uttar estimated vela if Myatt the value of the study will be &Sherd Iran its purchase price. - •Pstrizes cm to date may meta return of cadet. income a both - 'Crignal site' represents the initial oaten; price per unit and may not reflect ps cost basis • Restricted securities therded seorfin gently we rot culling? ergble toe publk sale. UBS First:al Services its to matel price of the unrestricted stock of the same issuer as an reputed value for it* restricted stock for purpocc of this 'Women on. To the tent that resisted sectrities are 'robe fa ale, the vala remised may be stbaanteal& less than the espied value *town • Est (estimeted) incomes current yields and rates. An estinate of a-rual income is based an current drriderd arid interest rates, assuning tie searities will be held for cat ma from statement date or call murky. This retinal. non& a att., accuracy and continued income are not grata...a - Estimated a-ntel ixane ad carat yield la certain tees of securities could include a retun of princimI or capital gars h trice) case the est income Ord cured yeti would be overstated. - Estimated anal itene and cunt yield and the ate Scam and yield mi;ht be laver a higher than the estimated amounts. — An esstate of riveted ncome (divdend ands interest) deeded by the anent market valardaverage balance is based on the fact dividend or interest payment made by the issuer and arms she seas-et/depot will be held for ore year from the statement date or until manly. Accuracy at continued yield are not gained • ken not held by WS Financial Services. Certain assets we rot held by the Fire and not thin the Fen's possession or carol. These assets de dnplwed on your statement for informational purposes onfy. Positions rd values presented re by the inui-9 fern UE6 Frontlet Sates is not resew-sole for ths ilaination and des not guartte es accuracy. These assets ae rot protected by SIC or et Finn oasplementalSIPC coverage. • Revenue sharing and additional compensation. — In addition 10 comnispons on sales and 12b1 fees received en caveman cosh the distribution of Intel Clads to trams we arida our ant naive 'Won" taring Parents horn deaributon ads advisors of the matt funds that we sell. these arrant, are based on two deferent aseelaanenee- tee amantol sales by UBS of a patio La meal fund family to our clings, and CO the tee value of ape-Mut mutual fund family's shares held at the Irm — We arid au afldiate also recewe networking and orrnbus processing lees in consideration der transfer agent rerveies that we provide to the rrulual fads. Thew fees generale are Pad from investor assets in the mutual fund and are a feed Ma amount based on the number of accounts at the broker-dealer holdng maul tuna of that fund CONFIDENTIAL — h aide co 10 ebeirri6$ en; Maned n connection wth the sale or danbinon d amity contracts and Law investment tat units to our <lents, we ands our affiliate root rewna sharing asrposaion Iran many of the inasance companies utensil9 the amity contracts, ail hates cd the turn" aerpanes or sponsors od the u -w investment mats we distort e. Oar affiliates ako receive trading corminstkra and other compersatn from rnsual finds and nuance companies whose prOCI.Kle we distribute. - We retro an anal fee from UK. Bark LEA and lES AG Stanford &tenth of up to szs per accost sweeping to the barks under the UBS Bark Sweep trcgrams. Activity krbirnahcri regard:1g cannissins and oft chums nosed in cone co with fie evecutcn of eat, bdudng option transactions ha bran induced on attentions previous& furreshal so you. ad wall be pinged to you wavily co recped. Shit alley f you am engaged in short selling a security, you may haw a charge the to certainborrowing costs for that particular secunty. Open arts Receding open or •sixdailkancelled* ceders fiat were not triagedbythe tamer( date, open buy ad set stop orders are redxed by the mount of dividends a riggs on an exdividerds a tripes date unless entruched otherwise by ycu. You are reespornba for orders that re teamed tae to your failure to (axe gosling open orders. Privity To obtain a copy of at current Clime friary Nara, please contact your Francis' Athisor or vat our website at witwariGftgathlOwgira, UBS Financial Services a rot a bark the 11.14, Business Services Account GSA and IRMA are brokerage accounts which provide access t0 barking services andproducts though arrangements Web ablated bat and other third-vary banks, rod provides access to nsura-ce and finite postal hued by unaffiliated thied.pasy insurance canpres through tura-cie agency subsiiitries of UBS Financial Services Inc. Insestment nsura-ce. at anutly products: Not MSC inured • No bank guwanter May false vats. RYA. Berme Management Account, Business Services Account BSA, BMA and alternation& Resource Management Accost are registered service marks of UBS Francis! Services Inc Via *rate is a residered service mark of Visa Intonational CBS Via Sgratise cede cards at UBS yea debe cards are isted by UBS Bark USA with pea nation from 'lea U.S A Incorporated. UBS financial Services Inc fey 701402 SDNY_GM_00024871 EFTA 00135491 EFTA01276884 UBS U65 Financial Services Inc 299 Fmk Avenue 25th Floor New York WY 10171.0002 aNe700216C05550714 nYI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Questions about your statement? Call foJr hrkan:ig AthiJior Or tl.e Rescurceline at account Visit our websIte: www.ubSCOMIfinanCialSeeviCeS Items for your attention • Help protect ycJstel' Iron, haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WNW. annuakreditrepost.com. Value of your account Business Services Account July 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on June 30 (5) on Ally 31 (1) Your assets 8,738.24 8,738.24 Your liabilities 0.00 0.00 Value of your account $8,738.24 Tracking the value of your account $8,738.24 8.738.2 • 8.7382 • Jun 2014 hr 2014 Sources of your account growth derive 2014 Value of your account at yer end 2013 Net deposits end vattdrarrs Your nvestment return Chance market value Value of your account on Jul 31, 2014 $000 Member SIPC ANI100020C0600555NP1000057232 00001 071400 CONFIDENTIAL $8,738.24 10 .00 $t It733.24 SDNY GM 00024872 010000 Pegs 1 of 6 EFTA_00135492 EFTA01276885 SUBS Business Services Account July 2014 Your account balance sheet Summary of your assets Value on July 31 (1) Percentage of your account A Cash and money balances 8,738.24 100 00% B Cash alternatives 0.00 0 00% C Equities 000 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $8,738.24 $8,738.24 100.00% Account name: MAX FOLCDATICN Friendly account name:MAX FOUNDATION Account number: • =M Your current asset allocation A Eye on the markets Index Your K nand) Advisor- SCOTT STACK MAIILYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, U85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances Set the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% percentage change July2 014 Year to date -1.38% 5.66% -1.97% 4.83% -1.96% 3.08% -0.25% 3.66% GAP.M Ate X002000600556 NIP70C0057232 00001 0714 00CO3C00aI owny_Gm_000248,yje 2 of 6 CONFIDENTIAL EF1'A_00135493 EFTA01276886 *UBS Business Services Account July 2014 Account name: MAX FOUNDATION friendly account name:MAXiiiNIATION Account number. Your Nnandal Advisor: SCOTT STACK MANLYLE CASNEL Change in the value of your account idly 201.1(5) Year to date (I) UBS Bank USA Business Account APY Interest period Jun 6 - Jul 7 Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance Jun 6 $8,738.15 Deposits, including investments Closing UBS Bank USA Business balance Jul 7 $8,738.15 transferred in 0 00 20,738.24 Number of days in nterest period 32 Withdrawals and fees, including investments transferred Average daily balance $8,738.15 out 0.00 -12,000.00 Interest earned $0 .00 Closing account value $8,738.24 $8,738.24 Annual percentage yield earned 000% Cash activity summary See Account aornty this mooing°, deals Balances in your Sweep Options are induciedin the memos and dosing Manes verve. FDIC insurance asciits only to deposits at UBS Bank USA, not to deposits at UBS startio Franco or bank deposits placed ihrouch the uBS inteinahona Depose ACcount pitqam SIPC rxotection applies to money market sweep fund holdings but not bait deposits. Set importinz iniormacion about your statement on the last two pages el this document for Cetals July 2014 II) Year to date (I) Opening balances Additions Deposits and other funds credited $8,738.24 0.00 $0.00 20,738.24 Total additions $0.00 $20,738.24 Subtractions Other funds debited 0.00 -12,000.00 Total subtractions $0.00 -$12,000.00 Net cash flow $0.00 $8,738.24 Closing balances $8,738.24 $8,738.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Ananchal Advisor or Branch Manage. You can find a full desciiption of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibihty consideration • None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. SDNY GM 00024874 ANP70002000600557 NP7000057232 COCCI 0714 000030000 CONFIDENTIAL COI core Page 3 of 6 EFTA_00I35494 EFTA01276887 $UBS Your notes AnneommzeasenraconanormonamorocanInwssoolgsg, G. ,,,o,,,,,a a 6 CONFIDENTIAL EFT,00135495 EFTA01276888 *I S Business Services Account 14 2014 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • ME Some prices, income and r otent values ShOnn may be fppiOxirtV31e. AS a its tet. gains aid losses May 1101 be accurately reflected. See rmporunt info/moon about your statement a the end of this ctxumeM f0r more infornmon. Cash Cash and money balances Cash and moray balances may include avalade cash balances, UBS Bank. USA depast account balances, UBS AG Stanlord Branch deposit account balances and money maket mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC yalhn xpliceble limits, but are not protected by S/PC 085 AG Stanford Branch deposit account balances lie not insured by FDIC and ate not protected by 9PC Money market sweep batances are protected by 9PC but age not insured by the FDIC. See the Important information about your statement at the endof this document for details about those balances. Hddng Goering balance on rut 1 (1) Closing balance en re Per shale Average DnidendIrrleteSt Mel on Jul 31 (t) on rul 31 (1) rate period period Cap arnOunl (t) Cash 009 0.09 l.135 BANK USA BUS ACCT 8.738 15 8,738 15 250.000 00 Total 58,738/4 5473824 Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Your total assets vaue on .1S 31 (S) Percentage oi Cost BbnOted your account bans (s) annual income (S) Unrealized gain or loss (1) Cash Total $8,738.24 100.00% $8,738.24 Cash and money balances 8,738/4 100.00% 8,738.24 SDNY GM 00024876 AelP703070C0603$59 NM:C(1057232 0003I CPU 00C030000SIC00D Page 5 of 6 CONFIDENTIAL EFTA_00 135496 EFTA01276889 *UBS Your notes .,,........,..,... a,,a ....M.... G. .....1. 6 . 6 E. of s.....c...66.b.... CONFIDENTIAL EFTA_ B5497 EFTA01276890 Important information about your statement 1185 Fns cis Services Inc ft* rim a USK Finaxial Sonnet. K amentor of al pneopalsecterty. cawaddy aid runs odsirges BBSF Oral *Yoe and LOS Bank USA zee rdied frubtaliwin of uBS AG and afiliann of LOS Strain LC met ass founder nee*ce it ayaktie upon reweso hit hits erector offices at a IBS Penrod Swats Ix 1200 Haber Barveartl Werra en NI 07086 1h6Statedlent reprewomhe onlyoticin rear of >cumin Honor Senors account Other records. except aloof too documents. comb-erg matting dau short not be rebel upon if you brew there n an cow a On6001. plea. n;p041il ementoliately n wrong° TheBrach Mangan the aloe seeing your am aim Altspagls al no tan ant intended b be atone. Barri data Mould rot be used for toe nooses key sole/ on yeSandia< Ian 04.. form 1099. MTh. I WS. oaf Man ono* sour too aunt la/ yr israver by Ian to fern tore RS al mote le dleands. mantle none OOP dvilends ad trade wen toned on swamies het:Imps ;Court, net proceeds on sale tranUctosni, and cost barsoncotah weed Sectintses Conownicellom with the Firm • Pith. te.C.CAlfsfrn any Ofd 0:8MNAC.41101% nntngto further wound your mien trader ner tons undo, the *areas Men Protect= Act l'SPA) • rant humor ensmaton °mho top Vara lnnt of this laiimmt n not LOS ChInCliSINCG. UPS Fora &mkt'scaries your acccort as death9 broke by derangement oath the orated nnuton We road sou ol Mn errata. Mot you oreened his =cunt in this cook snur funds ant farces re looted a UBS Frormal Senors aid not the rewiring boater. aid you must mace a nerd of my woe or omesslon to both Mini All aCCOune Staterence Shall be defined cem*eEe and acar ate d net oblestei to n Yearn worn 60 days • Please direct cutlasses' °mob to the I mr: CI avant X or tole. at I 800AMR/6W t WO/ drop n Sy a In rang tO ultS Arno' StIVCS tic. Clent Ardent Dratrrat PO Box 766 Unon City NI 07037 • n case of rasa prior atom at elecoono kinds traria 07T1 bl SV6Yelcish card tranaclook call a new to LOS Fnancal Wan ht. 100) Kator SKI .6th I ba Weehmleat Nl 07086. Ann INW8SA SereCes Cal centres san as nu cart dyournkyear stawnem or recept 6 %Ong a If you need more nf wria root atraenfor on the stabarrent or recap, The Fern Cr' Card Mow (as cep lOble) must hear *OM SOu nO tatir tr1/417 60 days alter the fret ant you the frst sorra on Muth the race or problem4par - Iran sou- nano and acorn, wawa amp - Describe the PTO. or the waster you at rive aro aul replan asdimly int On Mg you alma 4 is al error or erg you nor awe Mamma - Crory to data mound the supeatd era the Finn or Cad law vol kerstigatesseccaratint ad willconed arg wror prooptly Please alto al dw&s pays, to the Furor tie hasher nukotn neared on the front of thes Pawner h addt to negro' amen fees. acounG may be 940 to moaner. Mr charges for fate orient far 5.03Jriter. purchase; anddorm foe trpad nuns h rah ia-Olnt$ AiThUrit$ ma are tralsiernid to ogre nal:roams, be prod to a rarer see UBS Sweep Optins UBS otters opals for sweeprach batmeai braxeslo bank &posts at USSItat USA AM UtS AG %tertian] trade ark Sweep Arran* matey nwket mutual lads Nary Aans) and the halnytennal Depose Aorta CONfor customers rue al vammionr emote Minagernent ACCOur4 threugh the Bat Sweep6701.3ns. car balances are swept so WS Bark USA up it r establar lea and then to LOS AG Starred Brand, a a Matey Fund Deposes at LOS Bar USA are (DC eared n accordaxe with (DC rules For mati inconaion p lea, nut www Nnc gor Deposit a LOS AG Stated Bunt and *sand/Am, runs ere non tuurce3 by the FDC. Through the DA. warble to cattalo,' are Snips to depose accounts a LOS AG NewYork Brach and IBSAG Carman Boor. Thea deposes area meted by ta fl)K Parton heti a the LOS AG Capon Branch at tormaily mooed To rho Sbareqn rig of theCannot Wart ant thew k ro guarantee cc other proton a UBS M3 to way the OaLYIUS wale on the LOS Cannot's BraCh'S boas Deposes a LIES Bra USA rd each UBS AG Brach TOW proeecwd by SAC Monty Fund ties are parr by SPC See 'IBS Smarr Severs Account Protection' aka Own you realo, data-cos n to Bar Sweep Prayers or OA may Oe serrann. ad War of a Money fur maybe liquodsted, awl the proceeds returned to you a you, tante% =cull fumes michnagn tout tattle snoop *pions. erring anent molest rate, ad nens aortae a vete Ws from, Wu, lnacW,wetter Cr bY caln3 UBS Muriel Smokes moor protscan The Ann is ameba Of the SeltileS hveld Pt010CriOn Copormon (SPC). Mir poetics 560/1116 nut of es eneertos sp lo 1500000 (nOrm31250.000 for darns kr rat) The 5PC map mama, tout *Or to al acrsourn tharuhlict n a pariah* carry The fern together welt anal Al dates. has also puichat1 steplonental {infection Thema...um anount payable to all NOW clime, conctotlrunkr This protecion 6 WO mann as of Drente Ilk 2013 Subpa tore policy arditiorn and karat or at the Gro iSfunhEr prot4oed b up eSI 9 mean n the a ni egae for r sour accowishekt n a pater, canal? Kful mpyol thepokywadn96 ataktble WO Mg-in TAP SPC warm aid tie supplemental prewar, both do not SP1Y to • C won Instal 10MS controlled (and hsliked n yout arrant van) but told away from LOS Finer', Seam Ceg. anon car aUBS Bar (lacer at 1165 AG Stamford Wendt. On ruin modals exkomg 'oohs? awoken. and On Owes of mutual lends raw our shoes re trotter &Kay n the nano a The a0:0 P1 holler on Motor ad records of the aplideif Gra or urn* Speak • Conan ennestintni contrwts a ndirnitrit mane 019. 'mad prowships and prvae plawents) that are na traced lance the *yeas Aci of 1933. and • Cornrodlas crow tog. tamp wrong* and prtrus metal cam as/. ncledkni foxescommas and comf re ddY WW1 comas The91C protection rid the priplartarri prottcton do not apply to these assets even if they Orr* apnea on s arxe wear The WC protra and the sporty protedcn do not project name changes is the market Yaw Of sof aestnintsahertic( as a result catato morenent. run badnetcya Oth4C0492) More Wormiton a wait k icon request You may *bun row Warta alcio ln9 the SP( Broths. by carat eg SPC at aby yang tie SP( wrote at raw woo al Divider Re Meruntin Program OW) Thema wired is a There poet You may °titan the actual pooehan sour rourval Adeoor Gen/ 6hOle slut aepad.aoed inter CAP. pater Mrs veil to son and the or wet hoarser n sots account re dvidond renvestnera prow tippled by the is nog dew from the era fro a Ater the paha Mies an sold Caclekyliw Cnly Moe ant my be son in 'Our =Oust f you re carrel to 'pater eme al a wan e.t.d./Wend parent or ofhe-whe to Arm wil ether tel partial ernes at make' rice Cr accept an arra Woman by a nEtStered Cleats') agency. antecede now account larstrowd Situate The fnitillen1 roars and nt pool a are 5p2CIfiC to ear acorn rd nay ray attar neat Ore the Inn pommy n owing of any earkant Wang. I your firma stoats', or inftIMM CtleCtiVei For pad. account held. you choose one of the fo berg footmen obActres • Produce Cora name Intostnients seelrinj the 910(elibn of incomeonly • Ache* CVO, Appachwon kwearrontmering growth of pascal rah. than to ginalatOri of name • itorete Cornaktfon of Income and Cturk alkerklim manemmis tooting both the girwaion of moor» aid 9.0VS, 1:4 PrnaPal Oywall tisk profiles • COnawrate Seeks TO ',tannin blia/ pritipat wits Icter risk red vOla lily 10 tee acorn merit ern el tea means the worm does not generrenndallt iriCOttitOf Mums old mat nee keep pace was int Ilalo • Modern, lAlling to accept some rids tO leACPal ad tolerate to rarity op so* higher mums • ApareSlase Ming to doter hgh rtsk to pampa! an hgh reality to seethe"' reams or tea Statement lwesish *liar we rnayanSOrate al folded eCCOLISt StMeOlEIMS WM the sane arras n re sane envelope ACODittirroy be related for this snow rank they haw arm Mot, mintin pnt mount rilaionshr trot oar dents at the same address The macre is know, as 'hasseteoldng • d you aces to realm incliasal ilium t, Tided in apse CONFIDENTIAL envelopes —you nay diKine ausehollow by ding your Fnatall Adv6Or Friona, Keane nom Tacna.* morn nano feNcts Ofarriat that you awed al trehrwsonlne scars webs.. It ea custoinlzablo *assume choien by you lo ais you wits your roccecrievin n he, no Ira red co )w rcoum YOJ on range tote Frealdai atOcert names. °Your, Onlne Senna" a accmacung ntes &taco Arbor. Account review • Value of nor scour parr Na a ear ad habitats • aunt Includes talkie cat braces errslot forded %Kura Ont rid Global-me Dewitt unwrap:I marks to market ad certan asses net held byre Ann Does not nchdeunpnad areal assets at Me ens of the pro andmeat stamen prods a Wise inSITX41,. UnitSbaditi:4, colas an metier k stock °Mom • Orates trades OAR berated. OUISUndles9 mrgn loan. aril Int sheet accoumbroxes • Cash/Maw balances Total of unrwesied .wattle cash bran. toktU3S Bask USA apor bracts UBS AG Start ced Brach depose balances red money maker maul for sweep balsam a the dose of the *VOW( period Nm.mm osly free akin bans nyou=cum are not seyegaed from NWbatmen and try Pommy use ail of se these !Ards n The artery erase oof enterers These kerns payab* Won )era demand Th total IrKbdost ihe arrow period cbSi-sa war Lending information rot <Watt (donna/on on lief riV> Senstev p • alias and diclocums Maus ma Cam Arationtep Agreteron or Arun Ageentent ad the General Tows ow Conran, UBS Starrett of Ora Prances Mob* n Agfetreas ad Daimon /Ayrve.M ennyanyinecy toner Yourmat Year Statifiltril COMM. StatiteS and Other awes hen n the road a the end of tee anemias period YOU may al. for &Pry of luty paid watt, at any tea You may reare searier used a lor collated are Par9.arlian balance the On sheen Any feaeltin ttantlead to the Ming the sooners prod an lined a earn mar ol the ea of the torment pair • Cost basic n dievernhng the con basis of the stark* stared n list 9.31etnelt. wrest ndLited wM the nurebet '7 ' UBS Fin.' Ortmeshr read on inarnation obtained from sourer oho' than LOS fiord Sewer. nrecIng nlarnakin Iran axes IT or that you may An proodfd ID your frond' Myna TheFilm does not nekandonne way Of guaranteethe anzacy re Yak/Mot ary krarnaon Acorn by sources rearm LSSFnacW Sart. In addnen alsoujh LOS FriandolSereas randy updates Ms rformaxn as c 6 fretted taken does no priade ay aromas that the nf ameba wider Cost bale and 'Unrealittel prism" is aware at of the date of this UriMfr AS suck please do not rely on this arenaOn to rake curchre a sae drank for la purposes a onetra acumen orsloyed to the ten mayWeed gallon nIcerruta only for the prod of time they re held X the Pier Morehroron nterrnaCkes Cr be added by no FIM13113S AdedOr • Unearned palm/bows Year data is talkie 40rIrei Jrnal Ns; nesl':165 a2 cha a lel foe SDNY_GMS10024878 EFTA_00135498 EFTA01276891 Important information about your statement (Continued) intreidultareity lots the Inman data fa lots maya may not reflect cemnksans, dragesape seamy magnesia, Tau Dulled ad Mier ronorman lots and »Pail* pfd ae bh are men manned to dtigiaf one weragml lhe • traded.' cobra presents the «gnat balsut Kra Valedate • CANN narltiat Bonds and parted SIOP IAA the issua cat fa ea relongeon mil bestream! mania*? by lot tom rag al seurnes of Mat eswe held in our nane pi in ~mew n are ler CAI dents Callean Nana an is otaanod from TN prim and as xcura-f is not guramed On« call I eatints nay rota Nall muld ilea yell complete mlormakin sate prodded AKA warn • ~Was of deposit KO» CDs ate RaC mixed ups, 1293,CCO n antatal and road infest ma depositor aid pa canary trunnion n aoradance web itta: rules • ~MMus aces ~UN/ fa reanes ard other products maybehigher a byre thai the pris Mal you year 17 actuary motet in the make, PrCeS are °Maned from arias Mid pattyarm ends webeb!Mlo te ratable bet we do not gumbo eel' a:cracy - We "astray me To clangpia when sealable cr led mean or IN b4 and ask ilces fa laced PairteS and *pans or on y trd preen or OTC sense an - Lot adore,/ traded seamen maybe priced tung aalatan niocla a the nap wean pia we Malted admanot refreflect an actua mant prr or rain - (wain positrons may aura alma ay.:wand roll show z 'price was not writable' if we re ante to obi* a age for a saucy - Deposes a Wanes denallitnd n ~es OPP thi U S dollars se ref keled a the err) Ego rSe as of the Parma! data - for certan seanhes mica mnomantirmig denomnatros. ace and quality das vane) mart hae been attuned» lapPale Kopp vcupAn To obtain clam antrum Wien wattage «Nan yor Primal eatecor • mern lewmanuma and structured undo« Mate Inestriore taunts Crictidng Ana prapation progran aid real Mate rwstment rain *and Structured goo-AIM aerated., hghly NW./ (elan surctued prams hare nod been rettiored with the ~Pet and &Male Canaan a underand sure secures UM We prorate estmaed saws la agate magmas saran arm senate., prodas tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydiger %Diurnally tram Nam day a inch wire niestrnere sectary« structured Nana my be Lair a sokl aid do not necessaily represent the eatr you my rearoo upon Igridson - med pay enmans of vim are as of a anen due aid ae utplied so ISS Nadal Sams on a regi It bass by an nano:Sent YAWN., Inn Isav, ROIRIRIP~C(CPRISOr ecrimzed vain rf any. are stapled to te Form by Me mug general partner or sponsor and maybe 0W~ Axed an afferent Narration from that used by thrd part is to donee it... estimated valor; - You cal ratan addnana ntarnalan legator the methodology used to determine the mutate of vase ad the date of the Nonnaton Ty Is the bin for and mange hyaena:an your Amaral maser - 'MN party estimated yams may be reflected as nat p105 rr sewer auwars seeral an ',reptant valuation firm NS AA Applied or d made so assign a yaw wan we beano await that arnwora Tort had ocarred that trey alfa ~wry reponed vat. R03 <mean a Minna» marl be fugl,/ maytatree duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vadenot attrdpalyeslthiled vaneis prOwled. the Nut of Me mama al badgered tan nt prch/a pia - 'CliSrbutiorn to dare' may nicludt awn of cal, name a both • Off9gg and sae* 'exeunt, Pm MAP ollpAg price per relit m5 may not reflect sow cos bask • Ititsolatd Warn« Restricted Truces generaty are not as my ewe* for maolc sale IRS financial Sena uset the Trtat prior of To esurniktod stock of To say mute a an reputed raw fa the retuned neat tt purposes of This stmexemony To the omen Tx restated startle at enable for sale. Me mat remind nay be manumit, less Than IN imaged Wive shone • In. (.natod) yØ arrattyields and rap An engine of anal mein. is based on ward canker and nuep mot awning dm acuities till be held for One year from siaterned date or ate enigma This estimate is oq a guanine. accuracy and Øvered Mane se not g,ur meted - Est annual ammo and anent NM for agar Nino, Storing mutdiscluie a return of anaa or cagy( gas er wadi case the est name lait grant NM) would be werand - Estimated arena' name ard euteni yield aid the actua nowt and yeld night be lowers hgher than the maraud among - An mainatool amalged name <dotard andor Nang dulled brim coma matte, valrearewat balance is lased as the lag disand or Nan parfait, niale by Me muer and Nunes Tit seam indents rill be Midge one year ban the states-rat rigor ate ~prey Acosant aid Palmed Tied ae not goaanteed • Aetna held try UPS Mandel Soaker Conan agora are rot UN bytte Prm .3-4 not Minn the Fint's posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Roans end raps presented ao prosaed byte sung lien tills fi nancra Snag s not reiponsble for this Mann» and does net grantee to awry Moe assets ate not prowled by Sara or IN Ffin-C supplemental SaC coverage • ferns Sating and additional conmensadow - ti additar to ammissom on saks aid 12bil fees noted in enflame wits the &Paula of tradva fads to our dents we atla op starlap rente rensue it)wirr; pa/maul rorn tutu bungs and« advisors of the name funds Tat we telt Thew amounts are based on eto different arroonints IN amount ol saksby let of a pancuW metal lad Irma to outTerns erd Id Ow arm varelv a parboil, mate fund Landis ShIrOt Nil X IN IRA - We aid at Stare and rage renwang and ormtosproasong lees in consideration lot tuder agent spikes dat we proud. to the ntrual funds These lets gaff" at pad loco imtnor sner, in the mutual lad sid se a trod delft amaum trawl on the minter of ~Is at tie tragic-dean holding mutual I irds of Tai fird 'ma - m nation to commstam matted n annection win tor sabot dare:imam of anery common ad Inis imsi .mc Itnni units P cur deml. we alder our Praline remeeriterue I, lag Orelingalla from rnmyol The ratans> corrpsuro indemnity Pe artily =owls "Imes ol The iwyranor corn-La-4s ix sponsors a near inv4SPIell SUSS we *Saute - Ott agnates also recent trading commispas air arm compensation kom mina rinds aid ipmcw..p OPRPARIS vtios.proaxts we disorbute - We receive as anal tee fern t658alk USA ad USS AG Stanford Br arch of up io I1S per =cum around to tie tars any Ihe Mates* Sweep Programs Paley Information regardng corninkaa ad ogre charges roared it anedon awn the meodion ol valet ricadeig option tatactons has been ncalled cordenutons anorak fanned to you. aid wail be umiirad to you pommy on revren Short selling if you n engaged et Mort sang a parity ycu may nos a Tare due to wan laworang costs lanai palaula ranee Ow <San Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not ereaited by the stenm (Net open buy al sell top orders re rented by the amount of dwdends er (gas on • oydadndsor mamas dato unless nomad airmen. by no You ae remorolote I or orders aha are ericuted doe to put fare to canal existing open orders Tax wiThaditg en ~ens futon UK financial Stains IRAs ledara tact taw requres 1.85 Nadal Sevres to wentrold income tat from its unable IRA &WHAM AAR but you may eke not lobate ~UN ♦dleldor. impart you nay Peet to hare lie ~Mc I a era, or maned row as you choose VP: Soon RA warn n effect IAN reRolcd by you You may mock. your acclIon a ay lino by ~mg a now onain a sou do rot haw weigh nonm a wanted Ironi 'Our d'actulialf. "Wililytie remora* la the paymera of ettand tat you may oar pares d vie moats rennet] and your estimated Ir parrninis reret eta CO van tar obligation Macy To obtain amen:Oar omen One Proxy tam c. please gonad you F natal mater cruise ow ?Aisne at ymrov wax ccrnenrrworry Let natal Saran is not a bark the WA. Suwon Sevres Accont BSA and AMA ate Wattage aoocurrts vadi proide access to bating seams aid pats,' ttrough an ti with affiliated bras awl other MS. partybalks and prcvdtes access to away ad znuIy promas ittud by until dated tied warty nurampe carman*, Heugn fivISICe agency Lobar es ol tilli Nadal Soria et ~ I. mace. ad annuity products POI 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni await Banns taus Atarnt Sta, illar and neemmonal Baotou ~arrant CONFIDENTIAL Attoun ae ragitlered since mats or lØ5 ~al Brakes vat Squaw is a regrind S•ry1(OmYkol visa anermarnal 1.85 V6a Signature Cede Cads ad UPS Vila dotal cars ae issued by MS Barr USA rah marnimon from 'Janata Tarp:era LUIS Ananall Servieee 'PC PP 201407 SDNY_GM_00024879 EFTA_00135499 EFTA01276892 SUBS 1)85 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171-0002 ANP700366495t 0814 YI 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKMAN/ LYLE CASRIEL Phofte • Questions about your statement? Call jour i-irkarcia Adv,Ser Or tl.e Rev:km...eine at Visit our website: www.ubscomananciaiservices Items for your attention • Help protect yourself from haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www. a n nuak redit report .com Value of your account Business Services Account August 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on July 31 (1) on August 29(1) Your assets 8,738.24 8,738.24 Your liabilities 0.00 0.00 Value of your account 38,738.24 Tracking the value of your account 3%738.24 8.738.2 • 8,7382 • Aug 2014 Sources of your account growth aerial, 2014 Value of your account at year end 2013 Net deposits and withdrawals Your nvesonent returrk Change in market Mu. Value of your account on Aug 29.2014 10.00 SDNY GM 00024880 18,73824 10.00 94738.24 Member SIPC ANP7000200;1664951 NP7000066655 00001 OBI 400000000'000000 Page 1 of 6 CONFIDENTIAL EFTA 00135500 EFTA01276893 *DUBS Business Services Account August 201 4 Your account balance sheet Summary of your assets Value on August 29111 Percentage of your account A Cash and money balances 8,738.24 100 00% B Cash alternatives 0.00 000% C Equities 000 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% Account name: MAX FOLCDATION Friendly account name:MA,IDINIATION Account number: Total assets Value of your account $8,738.24 58,738.24 100.00% Your current asset allocation A Eye on the markets Index Your R nand., Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, kJEIS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% Percentage change August 2014 Year to date 4.00% 9.89% 4.20% 9.23% -0.15% 2.93% 1.10% 4 81% ANP20002003664952 W003005655 03COI OBI4 00003 039ffi eWl P IM 411_GI E —- 1_ Nat$19P 2 Of 000 6 CONFIDENTIAL EFTA_00135501 EFTA01276894 SUBS Business Services Account August 2014 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Your Si nandal Advisor: SCOTT STACK MANILYLE CASRIEL Change in the value of your account August 2014 (S Year to date (S) UBS Bank USA Business Account APY Interest period Jul 8 - Aug 6 Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance Jul 8 $8,738.15 Deposits, including investments Closing UBS Bank USA Business balance Aug 6 $8,738.15 transferred in 0.00 20,738.24 Number of days in nterest period 30 Withdrawals and fees, including investments transferred Average daily balance $8,738.15 out 0.00 -12,000.00 Interest earned $0 .00 Closing account value $8,73814 $8,738.24 Annual percentage yield earned 000% Cash activity summary See Account satiny th4 month f Or deta Is Balances in your %veepOptions are inducted. n the oPehog and closing Maws vave. FDIC insurance qadits only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamroid &anon or bank deposits placed ;Wog', the UBS inteinahond Depose Account ptegam SIPC protection applies to money market sweep fund holdings but not bank deposits. See Important inttonnsebn about your statement on the Last two pages d this document for Cetals August 2014 (1) Year to da to ($) Opening balances Additions Deposits and other funds credited $8,738.24 0.00 $0.00 20,738.24 Total additions $0.00 1;20,738.24 Subtractions Other funds debited 0.00 -12,000.00 Total subtractions $0.00 -$12,000.00 Net cash flow $0.00 $8,738.24 Closing balances $8,738.24 $8,738.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to <hange them, please contact your Friancial Advisor or Branch Manage,. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment eligibeity consideration • None selected Your account instructions • YOU account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00024882 AiiiP7O0020C0664953NemcOoriceSS 00031 oat 4 0N:O30000 CONFIDENTIAL 000000 Pas* 3 of 6 EFTA_00135502 EFTA01276895 *UBS Your notes .es.e..oese.sse.eos.oe"smscs omoe_._0.se.." CONFIDENTIAL EFTA,I33503 EFTA01276896 *UBS Business Services Account Augt,,t 201 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • ME Some pnces, income and current values Shoed' may be approximate. AS a read. gam drellOsses may pot be accurately reflected. See important intOtatabon alma your statement at IM end of the dxumeM fOr more information. Cash Cash and money balances Cash and money balances may Ind tee. avaltile cash balances, UBS Bank USA cbiant account Mantes, UBS AG Starnord Branch &posit account balances and money market mutual fund sweep batances. ties Bank USA deposit account balances are Insured by the roc %Man moiled* limits, but are not protected by WC. WS AG Stanford Branch deposit ACC oum balances an not insured by FDIC aid are not protected by SIPC Money market sweepbalances are protected by SPC but me not insured by the FDIC. Sit the Important information about your statement at the end of this document for details *out trios. bdances. Hefting Openng balance on Aug 1 (1.) Closing bisect Price per share Average Onidencl Merest Dail m on Aug 2O(1) on Aug NM rate period patiOd CmArturo (l) Cash 0.09 009 WS BANK USA BUS ACC' 8,73815 8,738 15 250.000 00 Total $8.738.24 $8,73824 Your /I sandal Advisor: SCOTT STACKMANLYLE CASRIEL Your total assets PeKentage of Value on Aug 79(S) your account Cost Blinded unfeasztO taus (1) annual income (S) gan or loss (5) Cask Cash and money balances 8738.24 100.00% 8,73824 Total $8,738.24 100.00% $8,738.24 SDNY GM 00024884 AriP7COO2OCO664955NP7OO3O66655 COM OBI4 D000D00a 000000 Page 6 CONFIDENTIAL EFTA_001 35504 EFTA01276897 *UBS Your notes ....pM00666956 ano...s,......... ...qmpiy G. ....“ 6 . 6 E. ot..........66mb.... CONFIDENTIAL EFT,00135505 EFTA01276898 Important information about your statement (BS Fnancial Wars la (tarn or lief Finial Skin/. Is a member ol al urn:palsecurity. carrnoaty aid cans ~gm UBS F anal kares and UM Bank US.. an subairas of (BS AG rid al Min of (C5 Wotan U.( the f ers Ionia/ ran« it arable urn recent the fern's worse °Wiesen a la35 Amaral Wen ix 1200 Harbor Barran Vanna N107086 Th6aatemem reprewes the air Medal recen of pacUBS Fetara Perna., notam Other teords. entept ottoal tar downers. conung ØBØ dau should not be kin un el you bedro the., is an wee a On6Pral pine repor, i ~dark n mean to Telkanch Maisper of tie &Meknes your roam /Waugh alarm ton ant ironed so be amnia Pannt statarould rot be used for tar peepers Rey sokk on yenta lar lamsPe. Fora, 1099. 5498. 104.15. etc) whin prang par to arum Tesen is nand by Ian to rean to Te BS al ta@bdvd4rds, reporitle non Webb darns al ta*te men limed en senates held n pi xOturk red proceeds on sae Irritation, aid mr banOn ratan areal sworn Cammuniallone with Me Fin • please r pat.!~ no oral OnterutCatons tinting to furrier pence your hies inchdirk mangles under the Wanes Tien Prone:ion Act (SEN • nmehrioaimtnwononmepp /eft d the from of To mervol is not MS ~oaf Serven. Urn naval Senncries you're:cm aidearna teoker by rragemeni 'nth the °Mated arty/ton We Wormed you as thnreutionityp Mn you opened this account In this cak, Ø ads and sank Ps re fooled a tel5 Flana 5~ and noe the rtrOduCang boater. ad you mel maternal of sly «Tor oriannskses to bath Wm All nrCOurr SUterern Shall be deemed «MIA% ad acar ate 6 err obleCei to re ~erg Win 60 days • Mean dined utlener anrpla ' ' to the Inert Cl 'onto, x or tali(' a1 I 800AM tora CO t ~At thtuyt Indy. or kl stung to uBS manual Sans tic. Clint Arians Departrans PO Box 766 Unia City NI 07637 • n case ol ears ceneons ran ekmonc own fifFT1 Di Seca din card unarms, call or nor to L6SFnancal Seenom hc. IMO Miter BW .6th I Ixr. VVerkesten N) O7696 Attn INSUBSA Senno Cal ix mires Pan asau cart Apache/lefts strement or recess 6 «erg °rift% need fare Memnon rout *than cn the warms or non The Fan Ce Card Muir (as 2MIGIble) must ~tom you ro tier thal 60 days alter the f mint you the kst namn on Moth the or« or probkm Wan - Awn you one in ran, ~her Of an - Describe to sol or the wan you se ware abaft near» as clearly r>u can shy you D6heae C hes error cr nek you need ma. Mantion - fan. trie Max nun/ dem waned as The Finn a Cad taw vel kimstigatenetterplarit and MB cornea any ter nasally plate mre al dins pawn so the Furor te Wadi mina reclean a to from of this Hann h Mk ea to regukr nowt foes. airman may be aben to mammas* In charge: la ire payee,* la sewn purchases andchecks Ice triad aeons h ern atconts Accounts Mal are trnderrOd 10 other nitnial$ may be :War to a rinser lee UBS Sweep Optaim U8Sofkriopern for sweeping car baranes. banCeS so bank &pent at ueStlik uSA and uBS AG Seaford Inn (Bart Syr nay awn enrol hen 0ronce hals) aid the Trainer Decor Account C0Nfor miners Min a maraud *erne Management Amur Womb Tern Sweep fragins. can Winces are swept to WY Bat VSA up b n eslabIned Wm ad then le UPS AG Stand Branch or a Wary Fura Deposes at IBS Bake USA re FOK enured n 400)eldrri with el* ruke For ewe Mammon pine nut awn tIc 9>w Depotis a UBS AG Hadar (oat and tann of Ware funds re not visited by the FCC through the Onc evadable to cab canon as smut to deport accounts a LOS AG ~York Binh an LAS AG Caman fin> These depose% aie fir need by the FDK relaxesWU a the IBS AG Carom Branch se wrpoirily npOnel to the swear ris of the Ca/may Hands and canny guarantee« other ye ttøttzo of LISS AG to repay thew/an rink on the u3S Caymans eras tors DMOSM at UPS Ban USA ad each UBS AG Brach anal prceeined by SPC Money Fund shies are rowan by SPC See 'WS nasal Sevres Account Flotenon• ben Upon ins ratan, bans n tie Bar Sweep Programs or OA may be ~Wan axe Tans of a Macy Fund maybe skean ad the proceed: returned to pa cr acv ~tot rung rut« vilamxion tout »tierle keep optons. alludes went men marl ad pekes. n ...tittle a own itelt tom nor inneral atrisor a by Canna WS Saari& Swims flan" panache, The Finn is a Marta of the Sannes nine Proteann Coro/awn (WC/ winch protects seonles maws of es sways sr 1,1500000 PfCbMn;$250.0C0 for dams tor ans) nets"( we wren«, tout Øy to all not" Trautioldn apanalnanark the firm together wen roan Senn ha also put aced Ørerotta pawn The ~mum anoat payable to all Nighle Mann. conectuelfunTerris potetos 6 550) mina as of Deoster IO. 2013 Sinful tome pokywan and non way at No Fury S further pirected fr up b II 9 milfon n the aggregate ta ell you a:coo-45M! es a palicula canny A full copy ol the poky Øn96 ~UM, Won maJoi The SPC crown an rue supplemental precancel both do not SPIP to • C Plan Irani awls Controlled bylad hok n arm ran yabo) but held away from sal5 inaycia Warn kg «inn en can aUBS tarn fj car aelfis AG Stamford &ands. W) nware morals examg won nun kn. ad Man of naiad lads aure sun shares re reg men Mealy in re one of the aren'tt holda a the boons rut records of the xplicable ion or emna agent). • Caton Munnnot cornea-et a emnrment mane Pe g lend parowships and prvire placements) Tat are na registered urder the Wanes Ace of 1933. ad • Conn:dam comma b 9. foram «Manend predcus metal camas/. nclxIng hawk camas and COnWOCaY ogler contracts The SPC ramie , an the omolomfmacm do not mpanot ihke assets en te theymen/se appeal se r suanna The SEC proteaca and the swpknat a rattan do rot proem agar chars n the maw vane of ma arestments Weeds as anon of maim monks ran ~tar of otherwise/ Mae Mammon e ran ki open request au mayoral rove nformation aloc aging the 5PC Brodeur by caning SPC at ix by nun tie SIC eitone al mirstoPcor9 Dkrilleisi Re kinsman Program IMP) the gre reliant is an ange poet You may °bran the actualacePan your fining Ana /Wey nole pres are paean tad« pip. partial Tres MI be sold and the Can PM be 6eposised in pots noun Ikeda/Nod natant price applied by the mu« may defer from the runt rat s Midi the peal has en sold Casio Dino Only Whole unit may be held 61 pur 3:Cant r you re mired to 'pair at as aren of a dpinnd ~wit or ~nix. the fern wt ether tel partial Wes at matet race or rape an nine ilehmind by aregistered Wang army. and cede you account lometnenteblealvet The raisin obroves and rit prof W are specific to ear accam ad met vary between /tea. alai the Ian prompt y n scrag of any ;caeca, Mary in polrana stwan Cr ~mar ctrcren For pads non held. you choose one of the to loving mestmenl /amen • Rene Cunene acme Mostments wising the rani bo of arm. only • Wine Cancablincurion krecrints seeking wash pretpal rahe Mann, genera on of nente • Reduce Cornessmon of Moore and Getter kW, O400^ ~nails 1M hp bon no nun« of eØ aid 9 wt uncial Conan* profiles • Cann, Seeks to 'swan heir parka( wan low risk mal sola lee to the accam aerie en A ma mews the warn does not generate *Tam town. cr returns atcl ~Ina keep pace wit MØ • wan, altlen b acors wane to Se orUol and torn sornanity» seek higher faint • Awns.. Wring to apt hgh rye to Papal awl hgh vOlatfly to soulansa. returns mer One Statement Mousehoklior We ray o>nsoklate el recited account Pawns% wit the sane adkr.s in the sure MS, Keaton my be retied Ice Ws nark beaux they haw warn no In roman mil nowt r(laionshps wren other clams at the Sarre ad am, nte pence 6 knew., at 'hasseholdn6 ' you refer to make indiedual Amman maikd n tetra CONFIDENTIAL envelopes —you mho nine frusehring by ding par Freida Siva/ Fiend>, mount name Weiner* x n none teem xfarrotien that you entered on Pe Hews erne sears rage It is 3 custonzible 'n•Prome' limen by you to raa you wth Note ~nag n er no bga *Ma ca fote arum You an mage pisken/Pe erns oases. Trough One* Sevres of PrOteliCbn) you instalAnn< Mootint ~maim • vaneaim« attourolpolliMO Ikr of assets ad Iranian • AZets Inch*" ratable can barn vtjes lot rose cad washy kit 1 rid 6k-bairn. Deposits unman marks to matt afel certain SAMS not held banefor Does not elaideunprrad ~le/MU« a teen Ol the pair and Urn gamin, Nan a Pan ~men unwed s1Ø sol durt and errcittle Mock options • Oakes bnilet Øt braces. outstanding mar loan. crar kne shift noun/ banes • Ca /Irony bisatt Total of tnImnied amiable can bracts pM. LBS Bank USA deposit brain (BS AG Staten Branch depose balances and man~ muter I incl weep brace. a the close of the genet prud Nomoarrincdlly free eon" baron n yaw am arena s sneered from balances al re Follow/ ille rue of ese Was n Me ordiwy ink ot tts brims Mew moo ate pAtibte upon ma demand si s total 6 Incland in no new• mend dosing value Laming information rot delen nlianaton on urea rn'S lending pal an and nines Waco youClem Rai indtp Agntonen or Agat Arrant and the General Tins and Criatoni US/ Stamen of On Fences arable orgmerati erd Or-O=MS al ågappyguppystptd=122= Your/mats Yaw stammeed ewes secures aid oder asseshen n elie won at Te an el the swan( perla rcv for cranny el Cunard Winn r any tme rou may man seacnim used a ban collar-4 oter PWa9 /an banedie On them Myff.:WO/6 trannend b the drag the Hann nod are Ind a swat alma of the end of the stainer penal • Cost bas ai deternfing then basis of the states alluded n the staterain. SW? flitted wit the turn '1' UBS f ear Se/meshes Wed on iMamaØ arran fray runes other than LAS Fiona Sevres. niltudng near/anon low fl ier I in or Tat you may hoe plain to your Irwin Mvoa The Wm does noe ~pendently ern , or ~net* nraracy er vridky of any earmark, rorled by awn other than USSF naval Strikes a adder., *hough UBS Finder Sono: finny user*. Ts Monswan as c 6 reread Tenn does not prone ay anon pall the of crenahaisider 'Cost basn' and nanralieed gnaw' is ranee a of eie Ore of the. erenall As teli please do %I rtry on this informalkin lo raketurban or safe Mares. Ix lar tarpon or ortenn Arnim tautened to thee ern me/reflect starlans nforman orly for the pearl of time theyanheld a the Lien lawhirorral Monoton cm be added by pea Mona Aden • Unwantedsaintliest:es tnte dia L sank paned uere3l :a Incas re cadired Ice SDNY_GM_00024886 EFTA_00135506 EFTA01276899 Important information about your statement (OCO Untied) headcheese:reify lots the tamextion data fa ialindal lots may a may noe reflect cenenksexu Chasesate Maim). messa. aim went Dalfend aid OM« rorwsmemi lots and sytom tic pirchze lot are eat ~Min to daps, one a:erased let the • Made dz.' Timm peasants the «One, tramatun Unmake • GANN aura tos Pond; and praened nod" that Te Yon ant tor earby roderqxon sod beselected magnatey by lot tan aØ el snafflesof that issz rull n out name a n ~nee flare for as dents Callean 'nf cmul en is obtainedfrom third paled aid its 'cog at, 6 rot gunned OT« call lenses may cost vlich could affect men ~Ste inlommi ion tva Mcraided ofrrn regaelit • ~as of *paella CDs are øC nosed opt I2S.O.CCO n pimple and ~tad Merest pre depositor and pa ~zany enliMion, n ~Ganz with SDK NIOS • ~hiatus Pncesckplewd ta 'Mures aria Other Product may be hr« a blur that t e orce dial you Mu kJ actually recewe in the inarkg PrCeS are °blamed from vanes tid pity ;corm andi we beans to te retina but we do not gamin ewe xcuracy - We "mealy use the deng peke when *ratable ce the mean p the bid aid ask peCeS for 'sad tsarreim and *pews orshyled penisfor OTC smal e% - Las amwer tread warms maybe Aced usng meat en model a the MSS Mani pia we Maned andnagnot reflect an actua mark« Me Or What - C Oman poslions may Alen YAMPA apene and roll show z 'prim was not writable' rf we are enable to obtain a pee for a snuffy - Deposes ot stones denctrmand n ~ors other tvi u 5 *Mtn as al listed a the telhenaorSe as of the Seamen! dae - For rortan 'carnet ming ri non-ant:4mm detumnatuis. ace aid quality dace vaiet may hale been naiad to frame Fop« vauson To obtain orient antis" when asallalle. mesas year' Fruncial Achy • Priem learanums and seruauned produces. Pneatir Mesttrwee sautes (mining direct paler' pains Vegan aid real aim** rag-sewn Men Mattel/ and structured products sestina., hghtyheimla (elan anathema premidt hzie noe born reagored mein* Wa lls and efartal Carman a under any state *OMNI WM We prOrdeestmaed scalars la steerme ~Amen ^rues ass strundef produis lot edam.* cnalpuesoan only Acdaacye rot gua'amml - llweyaueS maydifter stbstantally from nears a as Man fl oat rentrnere wary« SleuCtured ptcdua mei be licur et sold aid do not necessnly reptsme the vase you may Mao* olfcci Igaidaon - med paw emmaes of vale are as et a ran <Me aid at walled to ISS enroll Services on begra bans by an ndepenteent satiation fern Roof, %metal Pam« SpCnsoe mimed whet if am. are stgpled to te FIT by the MOM general partner or *visor and may be °Waled tasted en diette stamson from that used by tend pates to doMie thee estMatcd valves - Youcn obtain ANK41.1d ad amain regaling the rte holonsgy used to deteranne the elm*, et via and the date of the nfonnaton ta is the base for the mina by anlacthg your Anasdi Medlar - TIM parry ~aced vans may be fef acted as 'Not paced' n analseam" tien an idepennal tuba's.' fat ism not Masted ad unable afar a value whenwe Damn aral that a maordl mom has ~What may olla ~mg reponed vat» Soo watten. a warm leak* nadd te highly reCailatree duo to the net" of the seamy - Men an kw« general panaler a SpOneat estimated van« 3t fdpaly KU Main What if provdel the taut ol tre zany sea becalerent tun est Nrchst pow - 'Clantorions to dare' my hcbde woo of cash al wane « both - • Oftini f tat me' rea'eSsita te dieselolleng prce eser unit ail may not reflect you cos bask • lbettliatd securities Restricted securest greserayae not damn, Higbee for pik tale trBS Fesmil Sows uses the matte price of She wend:Sod 'lode of the wane asur x r rfouted vain lot the leseused non t, purposes of ta sun a t orsy TO the maim tux reacted sec:lies are elglek lot sals Me eat* lecleled nay be substastialy lets thin the insisted old shown • It (*United) hØ arm« yields and rms. An emirate of ~al mome is based on anent unand and Cann Para among to acuities will be held for one year from statement date Or an mammy thrs *Sinai* is onya guideGne. accuracy and 0:ntnued name se not gartneeed - Est:nand ora income andante hald for Wan typesol setaritees muld Mute a return of sencjaa or canal glid ei wadi rife the MI bømo (aid current mkt/ would be oventintd - Talmud annual imame aid current yield aid Mie actua Tours ad yeld mgM be Isms« hgher Tag the astmatel amons - An minute ol lletalged income Glidden! ender «east) Maned Dynamo.« maket vat/Vans balance e based on the Ida, desSind or interest parts ritide byte issuer and nines the seam indeposet wlI be held'« on. sax han the statement dap or use ~arty Anna" aid oartintsd yeti are noe guaardeed • Meet not hold WU'S Pinandal Soma Conan Wars an ned MUbyteMal an not with te fins possess's, or envoi Thee assets re capand on your gatemen' for irdomnonal ~son, Posibins ars eon presented are rem:1M by the Tung limn LES F nancia Semon is not erponsble for this nfornabn and does not giantess es acancy MPS* distils tenet protected by SVC Cr the Fern's supplemental SaC coverage • Ilmnue during and addkbaalcompeosation. - es addinni to caminissom on ales aid Obi lees name/ et tonneaus, with the datrtulon of tuna hands to our dents we an« ow algae repine fen:rueflag ~tau troen &flexors soolor »Mors of the mutual funds that we sell Thew amonts ae based en two dilater, arsponints 0 the amount el altars U:6 ol a pancuM mutual had limey to maTerns ad Id Me net sate of a prosily obtuse laid lanais shares reed a B. Inn - We aid Ma stare abs recent ragnotng aid omnbusprocesung lees m corodeiaon lor uante agent swekes tut we posed* to rhomieual funds Thine lets gene.S as pad *Cr manor awn in the mutual land and as a tasd dolts amium based on the rioter of roams at the hone dean holdingratan loads of tat find tang, - in aktlion lomninYM1 reCened n cornection wati the sale or distrbuton of anurycorarain rd wiz syn.me tNA unit to our dents, %waxierour alatiane recew mien* trang antenna from riniyof the renna companies indenting one may cataracts aPiezeo of the iipimamnpntt «sponsors cite uric eiWSVIVell !NZ we *Saute - Out ailitates also reale wading commisansani oar compernation freers muna finds aid insierce ConVaiies whose Inducts we disebute - Wereceiveas nasal fee hem LI358aik USA an1USS AG Stanford Watch ol up to 525 pet acount sweeping to te banks vedr the terser* Sweep ingrains ASA" Infoonatian rogardng cormlit-is rd milieu/urges malted n annecon mil the meomion of van making option nasaMons has been n ed on warm:tons permute/ kneeled to you, and nil be um•MM to you aumpi a on rebuesi Short Sling If you r• engsp1 al tort ouhgasearae ycu may ma a drage On to anar Mew" cons la that palgula away Open «den Regaling (*en « '900clailirairelled • °KIM Thal Mee no, CoMstel byte stdernern dam open buy and sell stop «den re [edited by the amain of demands (ohm on • nelaidindsor imagist date inlets rammed otherwise by you You ae reTionable tor orders that are finned due to your lane to cancel smug open «den Tax witilwiditg en fanriwtions tom LOS financial Semites IRAs kaua tar kirt retires IRS kna WI SeneCeS to senerad income tai from you unable IRA Menhir cro. tut you may obici Oat Iona. in:cawIse wileholl or insteat you nay de° tO haw la ~Mid x arie tu n a Ind anoint as you ChOOSe 4fECOn vil lender, n effect 'At rsoVed by you You mayrevoke your election z arry lino by mazy anew elmain If you da rot haw crotch no/meta writtielfirAll your dombuliOnS. you maybe reepOrtble lea the pan« of (smarmed tal Wu may no./ praxes da 'Timms velnhell and par estimated la paernints verpt pull tO YOU' la obli>ater Privacy To obtain a copy of as anent Chen Priexy lestice phxe motarv you FnatislA•Msor ritt oufwetisne Y. exam uer comtniacieolry inaicial Simian erm a bark She WA timon SovcesAccofq BSA all MBSS are Ma «age accunts nit 'soma access to bat nu serums and prodins tØ maximum UM /Mind bat awl other MS. party basks and prcvdn amass to Murree aim rues, onaleCtS istsed by unall ilottO thed tarty isran corms*, Haug, narres agency tubs/Ta es of uty mnaidal Snakes et trarearremt, macs and anionic products lest IOC hawed • NO bank Guarantee* May lose vela artA RPSOLIMMaiagEnVill &Øt, &Jinni Servead accost BSA, »MA and ~national ReaisCe lAatagegrent CONFIDENTIAL Account au regitared serum mats ce US'S Fruntial Services Inc Ina Srscaturo is a manned seMce mat of visa Imenunnal UPS Wa Signalise cede cads and ISS Vaa don cads ao issued by IRS Bin USA tab stamson from V ca U 5 A haseparated UPS Financial SennOes Inc Rev 201407 SDNY_GM_00024887 EFTA 001;5507 EFTA01276900 ;14) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP7000984411 0914 X12 11 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Anandal Advisor. SCOTT STACK MANILYLE CASRIEL Phone' Questions about your statement? Call your Financial Advisor or the Resourcetine at account VisItour websIte: www.ubstomlfinancialservices Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from vrww. annuakreditreport.com. Value of your account Business Services Account September 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on August 29 (4) on September 30(4) Your assets 8,738.24 8,738.24 Your liabilities 0.00 0.00 Value of your account 38,738.24 Tracking the value of your account 8.738.2 • $8,738.24 8.738 2 • Aug 2014 540 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and vatidratials YOS 404Str119.1 I return Change in market value Value of your account on Sep 34 2014 10.00 SDNY GM 00024888 18,73824 10.00 S11738.24 Member SIPC ANP7001:00C09944I 1 NP70001 SO0400001 0914 03C031:000 CONFIDENTIAL °moon Page 1 of 6 EFTA_00 135508 EFTA01276901 *UBS Business Services Account September 2014 Your account balance sheet Summary of your assets Value on September 30 (1) Percentage of your account A Cash and money balances 8,738.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $8,738.24 $8,738.24 100.00% Account name: Friendly account name: t". • I Account number: Your current asset allocation A Eye on the markets Index Your K sandal Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2014 3-month Treasury bills: 0 One-month LIBOR: 0.16% Percentage change September 2014 Year to date -1.40% 834% -2.08% 6.95% -3.81% -0.99% -0.68% 4.10% A NP 70))30039944 I 2 NPAX01 I SC04 CUXII 091400000000- 1 ittliVY_GM_0002480,0 2 of 6 CONFIDENTIAL EFTA_00135509 EFTA01276902 *UBS Business Services Account September 2014 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I IMO Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Change in the value of your account September 2014 (Si Year to date (1) UBS Bank USA Business Account APY Interest period Aug 7 - Sep 7 Opening account value $0,738.24 $0.00 Opening UBS Bank USA Business balance Aug 7 58,738.15 Deposits, including investments Closing UBS Bank USA Business balance Sep 7 $8,738.15 transferred in 0.00 20,738.24 Number of days in interest period 32 Withdrawals and fees, including investments transferred Average daily balance $8,738.15 out 0.00 -12,000.00 Interest earned $0.00 Closing account value $8,73814 $8,738.24 Annual percentage yield earned 000% Cash activity summary See Account aaney this month for details Bianes in yeur Sweep001°ns are includedin the opening and closing WOWS Yak*. FDIC insurance inches only to dePOPIS at UBS Bank USA. n0110 CIKOSI1S at UBS AG, Stamlord &arch Of bank deposits placedihrouch the UBS intemakonei Dram Account progin. siec protection apples lo money market sweep lund hddlngs but rot bank debeta. Seelmportanz Inkormaciso about yout Mier/tent on the lal two pages or this document for detals. September 2014 (1) Year to date IS) Opening balances Additions Deposits and other funds credited $8,738.24 0.00 $0.00 20,738.24 Total additions $0.00 $20,738.24 Subtractions Other funds debited 0.00 -12,000.00 Total subtractions $0.00 -$12,000.00 Net cash flow $0.00 $8,738.24 Closing balances $8,738.24 $8,738.24 Your investment objectives: You have identified the fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manage:. You can find a full description of the alternative investment objectives in Important information about >an statement at the end of this document Your retum objective: Capital appreciation Your risk profile: Primary. Nbderate Investment eligibi'ity consderatnn • None selected Your account instructions • You account is currently coded for margin. • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00024890 m0,70003000984413 NP7003115004 00031 0914 000:000a 11C000 Page 3 of 6 CONFIDENTIAL EFTA_00135510 EFTA01276903 *UBS Your notes CONFIDENTIAL EFT,00133511 EFTA01276904 *UBS Business Services Account September 2014 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • ME Sane pnces, income PurlCurrent vanes ShPeon may be EpprOxerVale. ASS tell*. Ord IldlOSSes May nol be accurately refkcled. See enporum intantatton about your statement a the end of ths documeM fOr more intern-won. Cash Cash and money balances Cash and money balances may include avalade cash balances, UBS Bar* USA depout account balances. UBS AG Stanford Branch depost account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vat n applicable limits, but are not potetted by SaPC uftS AG Stanford Branch deposit account balances Sr. not insured ty FDIC and ate not protected by StFC Money market sweep balances are protected by PPC but are not insured by the FDIC. See the important information about )con statement at the end of this docunent for details about those balances. Hddng Opertng balance on Sep I (I) Cloung tudance Pnce per share Average DnidenclImerest Oafs in on Sep 30 (1) on Sep 30(1) rate period period Cep anounl (I) Cash 009 0.09 t$S BANK USA BUS ACCT 8.73215 8.738.15 250.00000 Total $873824 $023824 Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Your total assets value on Sep 30(S) Percentage your account COSI ESbmated basis (I) annual inccn-e (Si Unrealized gain or loss (5) Cash Cash and money balances 8,73824 100.00% 8,73824 Total $8,738.24 100.00% $8,738.24 SDNY GM 00024892 erw7roosocossealsnri003lIS004 00001 091400000 I 1 C0 000n$ CONFIDENTIAL EFTA_00135512 EFTA01276905 *UBS Your notes ..,......., o.,,,,oc.,.............M..,.. G. . 024,..“ 6 . 6 E............6.6..... CONFIDENTIAL EFT,00B5513 EFTA01276906 Important information about your statement 1185 Fiaancial Smits Inc Catlin a U3S Firavall Sakes/. Is a mentor of al prospal security. atinvaddy aid gams adages UBS F (wall awces and USS Bank USA ere inked eel:debris of uBS AG and Milian of LOS Seciskin u.0 TheFriss Marcia same< 4 arable upon reetien the Fein's erecutwi offices an a 185 rmanal Soars In 1200 Halsor Bailwan Weaark en N107086 th6Stateneni reaction he ally fl an reard of twain Financial SiniCef aCCOUnt Other reCirdS, Wenn 0110altaK dogmata conuhng cool Ong dau should not be abed upon r( you b ave Pura 6 as Meter endings, peace riper, it 'erne:batty n wring to Mel3roch Malaga of tie oft ceseragyour amount At/sough al digres trasei are intended n be ac .alt. gateau data toad rot be used for sac puposes key solely on yeaend to taro Fie., Form 1099. SOO. 10415. MC) then peeping sour In velum there; is ogured by Ian 10 few tote RS al oat, le drdends. reponale non bale canons ad made own tamed on SeflunteS held n your Keane net proceeds on sae tranUctent and cost bar yonratan warn Harem OimmuniotIons wit the Hem • please reconfirm rine oral Cownalkalete6 ;*Meg to further peeled your rilits ncbdnj yawrig/is under the *antes hien Protection Act (SEA) • ci tefnmoaimtahbononthe top teft a the from of Mu daserwrit is not ICS Chan tal Serer. UOS Fnancial Sent; dries you' accrual as atirkg broker by aragement 'Oh the adcated nnuton We Wormed sou of tharebtionthp short you opened Pas acervnt in this caw, your ked5 and no/kW re bated 2185 /Magi Santos sod not the aroducrig actor ad you must mace a report of am error or amain to bah In All account stmerents shall he deemed Carepine and tante d riot age:red:0 n (nag Who 60 drys • Please direct outlaw carob' ' to tee /met CI avnent at of talkie al I 800AM to 6 CO t Monday thnuyt Indly, a In Mingo MS apical Selene. tic. Clean Relation, Depaterrent PO Boo 766 Unen City NI 07a37 • n cat of errors a canons atom a ekoonc lands transfer 0771 b1 5 tar dash card tranactions, call or race to Le3SFriancal Simon hC. 1000 nator SW .60 I On Wea:wan Nl 47486. Ann IMM8SA Saone: Cal amerce as sow as pa cart d you th nk yaw stawnem or recept 6 AfOrg a if you need more nf column about athrofor on the slannin1 or recent The Fein et Card Mug (as 2s, lOble) mud hear ran )0.1 nO stern 60 Gays alter the f nr Sent you the fry siaternern on Mph dye era or prolamin apron - Para you- non, ad acorn, number a alp - Describe the wog or the ranter you ae wort alas eglan as deity a you On end you Caen 4 is a error a My you need mete nlamxisn - Provide tie data now in tie tweeted ma The Pima Cad Mural Motivee you complaint ad willcorrect armrotor prop,/ eloatanake al tacks paytha to the Pinner the financial maw*, ndcaed on ex front of thts stamen h akt to regua accoult fees. acoung may be mbpd to mimosa Mn charges for iso pyre,* for aorta purchases and ciao; for wpad owns it cot ateettnts Accounts ma aetrahtwred 10 otter nattuteMS may be :Mpg to a Basler lee. UBS Sweep Optim U85 offers °plan for sweeping art Winces barrios so bat &pouts at PAS Oak USA !SUBS AG Sunnerd braid. (Bark Sweep Aegean). moneymarket renal knelt Glenn Pals) arid the harnarnal Depot Accont COAlfor customers win a meaukaval kesoune Management Aconite Waugh the Bask Sweep fallarin. can batmen. are Swept so 10$ Bat USA up n as estabished Ian and then to 10$ AG Starriced Brandy a a Mosey Ford Digests at trn$ Salt USA are P0K muted n accordance with FIX runts for Mall Woman erne nut www ato gav Deport a 185 AG 9a fiord Lewd. ad gam of Maley finds Brno Inured by the PDC Through the Op wadable to cash Annan are Seeps to depose ablOural a UBS AG Herrera Brach Mg IBSAG Carman Brad. These depots fiend nand by the ll)K Maras hen el the vBS AG Capon Ward. are tordowity stood to the soaregn 6* of theCamay nods. and there 6 rio guarattece other obloation of ISS AG to way thebatmen thee on the u35 Camas Brafis boas. Deposits a UBS Bat USA ad each UBS AG Brach Tenet ranseroed by 9PC AO:nayFund shies it protected by SEC See %IBS finavoal Sears Actor( Fatealoin below Upon you regsfen barites n tie Bak Swop Programs or OA may Oe valscraw ad Owes of a Money fund maybe liquidated, aid the math returned to pa a wit azurites =cull Furter nf !moon tout tattle sweep *man. naang went lowest FAO) and pens. 6 rabble a wont iits, from your ;nano, advisor a by caln9 UBS Irwancial Smokes omega promtion The Finn ice/Medan of the Secant taper Protection Coporaurn PAO With pro teas seamen rocons of es mortars to to 1500.000 (nada; $250.000 for darns tor can) Me 5PC we acumen tenet aro>, r to all mounts t)mayou had n a panicua hawk, The fart together rush anon Al dates. ha also orchard appioncritas mama The magnum mount payable to all NOW dent. colMvdyundetsis proteaion Is WO milkim as of Dinitettif lb, 2013 Saws tote poky ordains ad ardatons on at die Finn Aft/WV prOtteCted ter up 10 SI 9 milkn n the aflegateln all your axocrils held n a taloa capacry A full copy ol the poky eardng 6 Nalable upon Ewan The SP( prorate ad tie supplenental prowan both do not apply to • (bumf natal awls Controlled try (and Oltded n war account wawabut held arty front LO$Finalizial Smarm a9. anan (Boat aUBSBak W cart ma% AG Stamford broth. Id) mutate modals nclaing %rub* amok in rid On twos of mutual finds whoa such shaves re nomad dreary n &Inane of the MAP, holder on the boob and records of the gplicable timer or baler art), • Certan einnwirent conown or norm% Montag. Muted parowships ad vitae platments) to ae not registered cater the SKUribes Act of 1933. and • Corms:Ors coaxes to 9 . keep ratan)* and prolon nets ammo/ ncl.din tares commas and cemfrodAY *PPM contracts The SF< protection and the Papplarsirral protection do not a/pay 10 these assetseon if they OttherSe appei Staterlent The SEC prOtedras and the vppkmntai ', Medan do not owned agent changes n the mates value altar aresanintsenhether as a resun of mato snowmen. refuel bastruptcycr otherease) More itormiton a ratably upm request You may obtan ewe isfornaien aloclia.iiem i viaginci the SP( Brogue byaorta SIC at abyvssitng tie SIC webne avow arc as, Dividend Re Wasinent Program ONE) the piS,y Wendel 4M darer pace You mar °Wan the actual pace horn sour rtiunor Ad,00r Only whole tan are ponsaad inter CAP. paleMao nil be sold and the Cads Ail be Oposad n yotr actors Meth/Ord reereStmert ow:evil:plied by the issuer may due from the MOO Fine it whin the porta Mies an sold (aclearliou Calf Mole Met may be hold in yrs axotnt dyou re mind to 'paha one at a malt oleos/Wend wrest or otherwise. Me Firm wit ether tel partialmax make' voice a adept an null Wormred by aregistered &any agercy. added( you account lavinnent Snares The Men:Mere obrakes and Or prof to are speck lo tab account ad may way beaten Peat ant Ow Ian promoIF n swing of any ugnitcant Mange in your fnansa Otago or Mtwara aware; For tad+ account hell you choose one of the fo bang treatment °Cacaos • Acta Cornett name Serostments teeing to rOfellbil of I-comeonly • Ache* Capicarapplanon Premiums sating 9romh of pmcpal raw than the gareraton of name • pricayce Conarkman of income sal Chntaiteodron inarstaxent seeing both he gerWslon of Mono ad gnwtt a PrneVal Overall risk profiles • Camera* Seeks TO ',tannin Meier prinpat nth low fit ad cola lily 10 the arrant oarit ton ft that means the =ant does not generate Ordain ifiCON*Of MUMS SW myna keep pea v.* led Won • Modena Wang to accept sorra tin to a atital ad mina tort aolotfty of Seek higher IMAMS • Annan, Wan; to oxen hgh rim to onapal dd hgh totalityso wet high rams coo rimy Statement lausithekling" We rnay Ont.:Mate al rented edCOseil StateelEMS nit the sane address n the Smear...4e ACotetsrnry be relied for this carom beano they hat owe rho *A mairin pont Mount Mama:Mx Ath Otbra, Chinn at the same address Ths vacate is know al 'hOtsselsoldng • if you pelt 10 naive indedual saturants mailed n %prat CONFIDENTIAL eninopef —yOu may doh householln3 by Gang scut Friona AdVSOl Friendly mount name fir friemar account name ref has Warman that nu entered on the Hras online Paces webste It is customizable •natium•• drawn by run tabs Sou nth yew roccrefreryteg It by no P9a effea cm nos arum You on dove volt Frresdry asount nano hough Onto Services a byeatacun; mas &taxa Masa. Account evasiew • Vabe of star eccounapseacos rant of asses awl liaadnp • Asset Includes natrole can baron wawa la reacted extra, (mt rid Gkbaf 1-me Deposits unrerind marks (0 market ard certan assets held by the PM. Don not nchdeutonced saufltegassets at tweed ol the pro andorals tutor/cm prods a Poise Wearier'''. tervessoid Sleek pima aid needs* k Pak ophom • LidOnteS etudes debt bariCK. oulgarldwg mrqn loan. credit Int short accourn balances • CasernaMy balances Toes of enirkened nettle can baances. LSI Bask USA deposit baron u85 AG Start ced Branch deposit balances and nastymaw maal I old sweep Waxes. a the dOSe of the Karen( pared wenicommoty BF ardk Dances is yore amount are not segregaed from other balros add* brunt ute ay of these funs n the ordiwy course of ostusrms lhest fun% ▪ paythie tpon yos demand On Inn 6 Included in to arm' wind doSi-g value Leteldng inferrnatiW1 Fee detaed (donna:on on ter tars lending o • ochre and natant fora to nav Chant e.erati,?ap Agreentirn or ACCOLIV ArreMI aid the General Tien ad COrigeOns US$ Staffnest a Cade Practices ratable negate:tants erne..005,ureSJI Yee raorta Yea stalellall (*Man Seartra and Other a/WSheld n the JaCOuli a it* end of tie santastat period You may a* for &Wry of Julypad agnites ar ay tme You may recta.. mania used a ban coaxer-A Ozer PaM9 at balance Ole on rem Perystanues trardened m them thaw the summers period are listed a MOW valuta 01 the end of the statement period • Cost bat el dettennng their% bass of the searnes incladed n Ors gatemen Were ndkIted vM the weber 'T ' UOS hrunal Servcesha meted on iniconaion Maned from sourced other !halal/5 steve.es. nazdng ciao:taxon Iran nets fin or tat you may ha. pray 1101 to your lawful Adywr The Finn does not nattnndenity mayor guaranteeto anracy a vOirty of any istirrnacn provided by sons Ow to USSF canal SkryCeS Si adder." *hough UBS FisangaiSeraknoneraly updates this in wow as e 6 rooted. Me FIM does riot prairie am assvasas ha that. of (imam wider 'Cost bad' and 'toretted rains 6 aurae s of Ow Otte of this 92401011 As tat please do not rayon this irdormaian to make curdase or she Oozes lair purposes a Ottervice raw& trankned to Ihe fern may reflect wirinn nformain oily for he perked of time they an held a the Pim Marehinornal Hamann cm be added by you faunal Arita • Unwanted gaIntilenns %Shen doer b natle eamand anal ad savonses re Cadialed f ce SDNY_GM_00024894 EFTA_00135514 EFTA01276907 Important information about your statement (CCiltinued) Mtvidalsemity lots TM taroaroion dota for itchnzbal loti may or me/ not r« hl comnktook CriSge$ ~Or Seru* reorgtgation Delfend trd odlet renceerrent lots and syttornalk puntae bts are eat COttned 10 dditler one arcra;ed 331 The • 'kade da.' COlam presents vle etana, rraiSatnn Pal Klare • CAllable Parkino Bondi an d pe444ited Mdr tal te tista <alt tor eatyndRgronwil be spletle! rrpaliaty by lot nan immej al utret o! tat istie bed o °ut nane «el ~metenarte lot os etat CelNart rdennaan is obtettl Pon trd palet zid es accuraq rS rol ~dlet! Ot« cull leattst rby Post ancli COMd all«t yekt minplete »total On sol t* prooldeO open rterne • Grifonu ',depo:MODO COS ate RX mrazi apna 3293,000 n minuti and ~led ntott p« depootor "Spe ~sneg metnim ri accerdanm • pricervabe enot Ckplesed etunaes .3M Otte products mar behgher er boter tkat da prce ta you Mu Id Ktuatir retwe in te matic Prces are obtaned I rom vacus trd palysCurCet otrli ar belem ko te rolke, bul we do not garantne tel' anzuracy - sangraly ene te cknng padi ehm aaabb«IM met Ot IT* tol zk prCIS tre Ima tatuats and optons or on bd {nestor OTC utrl to - Let eter" tradtd tanim nyylo• pedal inng vaba M naOcel «Ilmmot okern pice wa ObTaned and mar notrenect ae aroma mat« MCC. or en* - enan p034tonS Indyippea ne304 a era and vell 'hov z %smo was ret arcilible' t we are tolkle to obule a Rta, for a securty - (*pest Or SEtzteS derre(Matt3 n treme% OtlXe itn U S dollars are rel hlod a tla< neb trge bee m ol testament dete - For cenam searioes tradng d nomccatormdg deromrsatims. wce and gurittyface.aloe)mar hae bom odpete«, to laplow Kope yribeezt To obtan osmer ~zmit "ton etata)». mrcaa yos Francol Afroor • Prime loartanume and etruaund proda Pnite termi saurnos tetclidng diral p~pation prOgall aad rear Etate rte-sunem MA Stratt> ald struroveci produas atome," fighlr 'BOJO Cerom subatrod potit Karena bom rognioad tet tle Saannes and ExChatpeCannastea cT uncttr any sta. seWrruesaM We mamk eromMed satom tor pehote n•eumet ~oves as sirucižea prodms Sor Mamki cnalpupoen only Accuratro not 9ennteel - Ther.vPue5 maydiffér Absormally gon porom if aror m altim a pinte n•estrnere serum:, a structurea pomri meto toyot a sokl mrl do not neces3ztly tepenem tte .Yeet pet m/YrearreuPta 'Omagan - Thrd tam esimmes of vabe are as of a anan Ote srd :se Pogled lo UIRS /nega Sovam «narediM bam byan nrkpendent mlatim Inn iss u ri 9gAgal Parm« spcdsor esronnzed salon rt any, are topilec' to teFnnby ne osuer general partner « sprto« and may be °Pobud besed cn dilleent dformanon !mm dal uodbythrd pal os to doda( ther erotnamd valim - »uta, Plani odi:Imeti Mermalom regatna the mehotology used to detenninethe estrom cl vare ald ify dati of ces* himnama na h Op basa ilor oUrntse byaenedng pur Proide Odbor - Vika parry ~med valat mar be reflectedarNot onod' n stori sruatars ettn an MeponSint vabam trn los rol %pelod ci rt unatie b as,' a vabo oben tor becorro in» tal a rnzorM Aort hm OOMpdthf min cela provisusly reponed vabe roo guesIon. a when a ml» muki be highly speditatree duo to tho rut" of tbe tarnty - Men nalive in Mu« piment parna a sporno( aromami Pinte alfiraponlyegengled vat* k prOrdett teve4tol Me ronaity wA bedigennt Dorn as medom pne* - TOMMtaions to daré mar hrbte regm ol c-V1 10, exane er bolh - • OngAg rtrestnts te nnalollerng prt:* rez tnit zadrt* not refloct >te cost back • Resbicted motiti« RestCtedittunteSgeneratydre not owasuy matne M Opic late tetS t ~uti kraca, uses te ~t pro> ol pw etretakted store of te smo oster a an rrouted vare tor ‘he rewiroed mar fon ponnnsés o! 026 samce m dog To Me egem 'hm resbded setturriet are elitne lot sala Me talar receidd ros te sutnuntlogy Mu mm the imate, plea ~en • hit Mitinated) ima airmatyields and ras. An mlinom of stud ncome 6 Used on cmera ~Mod ml imamo ran. aparnng tM ~obes odide MM Bor one year I rom stoternost dam «ona ingumy Tiso otirate o onB a guidaine. accuracy mol ontnued imame se not sturageed - Esi duel &mig «ona ald amin yoM lor Cenin IlPfsol sepsi could ',adute a rebrn of pencypd or oplu, gam n rent Odete OP blazne ~dete« 'reke would be oventted - fermati misal noarno sad cuTent seold ald IM actua moirm ad yreld mgM be kome« hgher thri the mimares anctras - An nama ol Jrnanlee0 arome Padna anafor «tange/Prod bylM osmo, maket vakcina» balaxe a LUSed M the 1,12 diedénd or etIdeti payrem mode by ne s er arel morim Mir serom indigov, rdi bo kadra omame1r~ the statenent dae or witemzurry ~smrt wro oonlmmd yaM» not gumanteed • Asa not bele trg VIS Pinential Senica Celar Met; are nOt laeid bytie Fras mi not sedmi te &Ms possessm or romal Trem amb ae d6rettO m sur temeni for inlortabinal putoSes o* Postat Krn valat pretenewl Ze prOttled by te tiso", lien tedS FnanCie Strnit o not ~blatih', isteenelit add0esmtgaasalNlsaOracy Tlite tself Te nOt prOPCied by SIX « tM 'run sepplernmal SP( corwage • Rovnimi alhadrig and addltkinal ~penami«. - es oddam lo mmniioom on sold asd Rb.1 bes r,ceNd» omamam «Os thedistrčulon of meleay funds to mg dentiyae anligOur MAMe reome rembe Marno paymentsgornambutorsardor addson ol ma mnog Snih Mat we voh Theso anamts are based two oromorents the »fum ol saimby uBS ol a paitCuleratdtual brad limes to trden!, cnd Id te ara« vabe ol a prana mutual fond tandrro Imos~ a Ose trn - TUC and cm alf Aige Ms «cehe ~Mm ald omnbusprocessing kes in omam:man gor tlela l er aru sarkes tat we proodo to to ntrual amid These generahr aro prod frods inprior sselt in te rtoma, limd ad me a Mod dollg num Lami On the nurriter ol accuras at the trobmdeaer holding rnutual hrdsof ta krat tanit - in Prst ion to conmessms Neme, n conserokin sem te tabor torb:ion of omara: omam r.f osa i...i...na nun mig m me <lent, we ml« our alf dane Neme revma Mang WrproMerd trem rimool no romance magme. usderepory to atruity cemacts agifmnol lla i-igramoapnom:a «sponsod CI te urit ~M !Neb t* CitrUtute - Ote Milam also recelm Podlog commispens an1 omel ~rajon trem agnat fteads nd nor»ot Coattin etose proaxts tvedistbute - We rento al &nuli tee frcni LOS Selk USA oni LOS AG ~lord Brasch °lup» us per aromat ssoropng to ne taram senkr IM UBS Bora Srtem Program AS": Moment rottardng corembdat ad othee dar nomad n casnecron mas the ~Jon of roMet escbodm pum tansectonshas Men ncleled m argentgons pevcu* lutithed m you. end ril be proWled to you pano* on reden Short selilni psi nergat:4 na ton soitig a2o". yad mar ras a Materi.» to cmais Maor" roso kethg premim Pority Own roden ROSW.ding <ten '90041tilarlaied • OrderS tal odre not accuted byte staernern dam open buy ad sell stop «des ae mioma by ne omame of dividendi« (glas on as otdadondsoi foinghn dne unins eismard orise-Mor by yvu 'Mu me reg:drobi* I or orders thal are recuted die to your lamama to umni eming opel orders Taft wfthmldipm ~ono imen ut l inancial Unicef IRM Feagal tar a« repares VIS Fna‘Cial Sevi:ca» wifihoid Moreta( (rom pur sambi* ms damam ners tul puny Pio oot kiham iconetaevAtMMor. instem, ysu nay dlet tO »reta< ~Matasta, or a /rod amidi m you choose Ves ~ion MI gmajn in Oleat unta rePled by you Tou may reve» por mamkin aty Ms* by ntiorig a nana aaann ce pudorothasearoteganosrnetar odloki Iran pur droloutions. you maybe resora* f « the parnem of t:1in~ ut. Toti maj nne pen Stas a me "orno washrif oni par miroed im poprom; aemt edua tO yaf lat 001~1 Privacy To obtan acoMOlaaMmt Ceni Prt* Kislice »me contad yois F natal Masor «sklop ~sne a: emisv unoomonimeorry LOSVdreti Sovkin k not a bal; The SNA. Ebsnots SenrCeSACCOuat BSA and iRMA aebr0keršge ~In Miah meric access to tiarama seraces ana predle:IS ttrough anaagenynts alt attaaend bitk% ral Mer trn pal y bati ad preide, man m hstraxe ad not), pextros ismed by unitiloted thnidarty Morana corrsomes Haag% (»dimim a;trscy rks/lsresof UK Fnancial Sovke; tec Pregmax. man. mod amid): products Ibt FOC hmred • No bank gonoma Mar lote vatle laita Rotova My,ag~I accont Suseass Se'vra5 Accowl BSA iffOrs and estematorial Resotrce kilmagenont CONFIDENTIAL Anami aro regigertd sence mats Ca UBS Franca, Servkas M Ven Sinu", is a regiscrod mrvico mart. ol vise Imminonal U3S sMa Sognature deSCardsand U3S tesa drbn (it ae osued byllOSBalir USA wlh Nemirom Irom v ca u S A raorporated Anancul Servnes Inc Rt 201407 SDNYGM_00024895 EFTA_00135515 EFTA01276908 (SUBS U6S Financial Services he 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70005670391014 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Resourceline at account Visit our website: www.ubscomifinancialseonces Items for your attention Help protect youutelf from fraud and review bank, credit card, and bcokerage statements regularly. Also, get your free credit report annually from new. annuakreditrepost.com. Business Services Account October 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 (S) on October 31(5) Your assets 8,738.24 7,238.24 Your liabilities 0.00 0.00 Value of your account 18,738.24 Tracking the value of your account S 8.738.2 17238.24 7,238.2 Sep 2014 Oct 2014 Sources of your account growth during 2014 Value of your account at yea. end 2013 Net deposits and withdrawals Your 0WS0llent return Change in market value Value of your account on Oct 31, 2014 50.00 SDNY GM 00024896 ST23824 5O00 87.23624 Member SIPC ANP700020C0567039NP700005431 2 00001 +we 000m000ceococo ►age 1 of 6 CONFIDENTIAL EFTA_00135516 EFTA01276909 sUBS Business Services Account October 2014 Your account balance sheet Summary of your assets Value on October 31 (11 Percentage of your account A Cash and money balances 7,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $7,238.24 57,238.24 100.00% Account name: Friendly account name: • ' • • I • Account number: Your current asset allocation A Eye on the markets Index Your Nnuncial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% Percentage change October 2014 Year to date 2.44% 10.99% 2.75% 9.90% -1.85% -2.42% 0.98% 5.12% A NP 7C002000567040 NP7003054312 C0C0l 1014 00003000a 030/04Y_GM_000248,00 2 of 6 CONFIDENTIAL EFTA_00135517 EFTA01276910 *us Business Services Account ) . d Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. II IMMO Your Ilinandal Advisor. SCOTT STACK MANILYLE CASNEL Change in the value of your account October 20I (3) Year to date (S) UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening account value $8,738.24 $0.00 Opening UBS Bank USA Business balance Sep 8 $8,738.15 Deposits, including investments Closing UBS Bank USA Business balance Oct 6 $8,738.15 transferred in 0.00 20,738.24 Number of days in nterest period 29 Withdrawals and fees, including investments transferred Average daily balance $8,738 IS out -1,500.00 -13,500.00 Interest earned $0 .00 Closing account value $7,238.24 $7,238.24 Annual percentage yield earned 000% Cash activity summary See account satiny this month f OF desalt Balances in your Sweep Options are ',laudedin the oPeAr0 and closing balances 4M. FDIC insurance AtChts Only TO dePOMS a U85 Bank USA, not to deposits at U85 AG, Smite! &arch Of Oat deposes placed through the UBS mieinaliona Deposit Account rower!). SIPC rx01Elion applies to money market sweep land needingS but rot bank deposits. Seeimportarg imormahon about your statement on the iasi two pages d this document for detals. October 2014 ($) Year to date ($) Opening balances $8,738.24 $0.00 Your retain objective: Capital appreciation Additions Your risk profile: Deposits and other funds credited 0.00 20,738.24 Primary Moderate Total additions $0.00 $20,738.24 Investment eligibility consideration None selected Subtractions Checks and bill payments -1,500.00 -1,500.00 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Other funds debited 0.00 -12,000.00 Total subtractions -$1,500.00 -$13,500.00 Net cash flow -$1,500.00 $7,238.24 Closing balances $7,238.24 $7,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage,. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document SDNY GM 00024898 ANP7C00201:0567041 NPT00005c317 00031 1014 000000000 CONFIDENTIAL cococo Page 3 of 6 EFTA_001355 I EFTA01276911 *UBS Yournotes CONFIDENTIAL EFT,00135519 EFTA01276912 *UBS Business Services Account October 2 )' Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some paces, income and preens vaues ShOwn may be EppiOnirnale. AS a tea gam andlOsses may not be accutalely reflected. Set Aporunt infosenefron about your stereesere a the en0 of ths sixumem fOt ,rote informal on. Cash Cash and money balances Cash and money balances may ind ode avalatle cash balances, UBS Bank USA deposit account bdances, UBS AG Starrord Branch deposit account balances and money market militia fund sweep balances. UN Bank USA deposit account balances are Insured by the FOC "Wan applicable limits, but are not protected by SIPC. WS AG Stamford Bunch decant account balances aa• not insured by FDIC ad are not protected by 9PC Money marhet sweep balances are protected by SPC but ate not Insured ty the FDIC. Sit the rmportant information about your statement a the end of this docurneM for details about those balances. Haring Cash UBS BANK USA BUS ACCT 8,738.15 723824 250.00000 Total Openng bane Closing balance Price per :hare Average on Oct t (1) on Om 31 (S) on Ocl 31 (1) rate [widener Merest period Your Financial Advisor: SCOTT STACK MAN/LYLE CASRIEL Dais on period Cap amount (1) 0.09 0.00 Your total assets 88.73824 8723824 value on Oct 91 (S) PeKenta9e ol Cost Bernated Lin/tested your account basis (5) annual meant (S) gan or loss (1) Cash Cash and money balances 723824 100.00% 7238.24 Total 87,23824 100.00% $7,238.24 Account activity this month For more inform4ion about the prirekalue shown for restricted 'acuities, see Important information about your stetemera a the end of this Oximent. Die Acthier Description Sep SO Cash and money balance Iambic& Oct 15 Bsa Check MARKS PAtell CHECK PASO 001001 YOur Ouantity/ manse code Face vdt PricelVaue (SI Cash /mount (S) Cash and money balance (5) -1,50000 7238.24 Oet3l Closing cash and money balance $7.23824 SONY GM 00024900 Atte703020C0567043 NV70[0054317 00031 1014 03C0300a0003D0 Page S of 6 CONFIDENTIAL EFTA_00135520 EFTA01276913 SUBS Business Services Account October 2014 Account activity this month raotnueth Lute Money balance activities Sep 30 Oct 16 Od31 The UBS Bart USA Business Account Is your Ornery sweep option Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your K nandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212.82 I -70001800-308a 140 Activity Description Amount 0) galena forward $8738.15 Withdrawal U85 BANK USA BUSINESS ACCOUNT AS OF 10115/14 • 1,499.9 t Closing UBS Bank USA Business Account 3723824 ANP70002000%7044 NM:0054312 00001 1014 00 °001161YOM_000244.191 6 of 6 End of statement for account numbeiCi 3ar . CONFIDENTIAL EFTA_00135521 EFTA01276914 Important information about your statement UBS FnancialSenams Inc OM Fim or tattS Famectil Sarg" Is a ment« ot al prnmal senen/. «erna«y ad epams ~gas uB5FfJ1CNI5«t'cnandl85BnFUSAre Mad srubmliats of WS AG and alfili~ al u8S boxibm UG the< ens Malene stmettne ~rable unon ramen the Mas eaenaneollgesae a IRS Famna Sovarn bc 1200 Nåbo ~beat ~Atm Ni 07086 statanem norwegian crayotIcialreard of pur UBS Frnat10.6 Samet natt Orer records, eximpt oll oal docusieras. conuang coolgeng dau Moral not be ~ni upea rf yen barne bm n an raa On6SM peau ngor.11 ermeluely n tyniam to Melbatch ~apt ot Me 04.mserum pm ~anm Altiough al 59~ Monn are inunded er be annen. Strae6t11413noull roa be ~I for ta ptepous 0.e, $0k* on yexend ta arms: he. Tom 1099. Søt IOa15. ex) Men ~pang pur ta nam Mei rit is ~ond by lan to «pm to the ItS al taxati le 044~5 reporitle non ladbe dvdtexls mi tatle aten eaned en smattes held re pm ar:an& nd proods on sale trarnactneS, and Cosi bansoncatan med murar; Cememinicationa Mr Me Fem • plNserecademanyorldrrneltalomnwlwngto furter prata your nirts richard yom rigla under der Marbes ~mr Prommon Ad (SPA) • d /ne frundal ~maori ønte top lett ca the lent ot Ha stamfant is not ISS ~nar 5.erv& 115 bunad Senkes ~Ses yote malm as Marg bek« by ~gement." the nacated nertuton yle Intormal pm ot Mrs rebtionatt Mm you oo.ned als mant in thrs Car, /6•F 1knid$ aM wuteNiK re loCrod a 185 Minel Simms and no< tet ~oksyd breker. old stu rnust ~nam of my EfrOr OrOlnelSbn b) baldl herd All ACCOurn SUterentS SMI be ~ned compkee ad acarate d n'A oblenei to n vatrg weten 60 Mrs • ~ase ~at autisme coerpla ' to the (mr: Cl almen, at or tollfri* al 00AM toer t ~dell thinuyt n st or in rang to uBS ?manna' Seimes Clml Ran", Departnernt P 0 Box 766 Unen City NI O7Cali • n case ol emna amma ran an elecsong lads tromla 0711 bi Svaa dran card trassar:botns ball a area to L6SEnancal Sensors ho. 1000 rlartran Bw.6M Isa, VVeohn~. N) ons36 Ann RNA/85A 5.6von Ca ~ire soon as stu can dpuank sur szatement or race" 6 niom ar d su ned flax, flammen Lout *traner" on the stamn or tam me Fen ir Card Mua, <X ophatte) mua Matrom >ai neLater thrl 60 and alter the frisin y:ti the fest mammon endt the en« or probkm arma - /rad. stu nem ad ~tnt ~eter (8 en)! - Desaihe Me andror the water scu ae trave atom avler» as clearly you can >My you belme a in mor a easy snu med rove Marnatim - ~Me the dalir num d tre unna" ~e The Fanaegd Intm tal ~tirte su' amplatt ad vencorteel AM am proeptly nlosenste al ~eks naratfo b tho Timor te ~mil nulinca nricated on CM front ot the. slawnent h aka ran to registre bcouit fees. arm" nu/ he bbnect to månwrance Me: charge: loe late payrera Ia ~ete: Dsndtaasndcugn avpadarantsncanazotnb Aimounis Ma aetranlmM 10 ollw niltattal$ rna be fatum to a master ke Uta 5~m Ophans U8Soliersoplais for ~ed cash baren barane to bank depoms a uBS eat USA ard ild AG Starford timer (Bark Stem negert ~my market ~bi lydt (Moner nanis) and the harrutemal >post Accant (0A6‘Or ~ørnen Mel al ~matrona< kesarce Managernent Amor. llitcy91.IMEIrn• 5~9M:dram min Mimes W svimt 53 ISS Ca* USA tø b a estabIshed lene and [han to ISS AG Startord Bram", a" a Maney Furd Deposts at ta35 Sat USA ~TOK mured n acomdance att fl* nate For am "am:~ p lexe nut mer Mc 9>w Dennes a VM AG HaTdord Brarrh and aares d Mana Hånds atm mur«, by the FDC Through Me On ~Lede to ah barna at stwpt to «posa accourts x LIM AG ~Mot Bratch and 113S aran ESandr NKP 4966615 alt ni% ns• sel by the FOK 8alanceshekl al the 1Q5 AG (arm Brak se tergotaily .in.p0•0110 tro ~nr ri-1. 01 the C aamat ~da and tapre is ro gulamta oter ø catizn cd 16514 >o repy the harem rink on the 185 Caymais Dachs bocas N905,3 al 185 Bair USA a-d ~h URS AG Brandt at mi ramen" by SPC Mona< Fund bies are proweed by WC See1.135 lamme Sames Account Frotealon• bel» Upi pv ramm Mams a tie Sat 5weep Program or OA ma/be ~Mann and dam of a M>ney tind Bodøsa, and the procced: remma to stu c• pt taositet acccvni Futar nIcanagn Som ~Itle mem bange. ndudng ~em men ratta and yeeth. d atittlyte www Watt 4om mur i amme nivlsor a by (lang Ult %anda Sambu ~amt peetmtita The Fan hamner ot the Sedenes nrence nonna" Cotoracem (SPO. ten ilm protest smattes ~us ot ~Mers tp to 1500 000 (nChan; 3250.000 for damsar axAl nw WC ~a amen«, tirnol Ø* lo all ronarns InaprInOld n apanadatamany The fan 'omena wen carlzon delikate/ ha Mo puttaml Ølmentol pnaddri Ihe rasten albint payable to all trigb4 donn, conatnetrunier ris pramfon a ISO) minen as of ~er 10, 1013 Sagtel totte policy arditions and fentatcni ark at the Fem i kinn« VOnelled k< up fl 9 make n the ~ega br all pv a:anisMb n a panda. capaay A kil copyol te polcy ~Ing 6 rial.blekip00199-92 Mo 5PC proialaa nd ihe supple~tal ranar bot do not 46>lY • C Mann Innb, tel" Conitolled trant ~used n pv accant van) but held away fromul:IS finare Stamn (eg. <man Omn aUBS tart b) can al% AG Standord bandt. nsuraxemoads nadong ~ab» arnuel in. rid 04 Uvan of tuba kna etre >uh Mais re reg "ml ~My n dte nare of the aCCOint holder an the baks and mora older polioble inten ~ider ager« • («in ~namn, contra" of irrnment mana (9 g . Irland parowships and prvae ~enes) Mat are na [mister" mat the ~bes Am of 1933. and • Commdinesconincn fo g. forar "Mango al predons ~al conincit nattog Vinsort -dm art1 OnTOMY Mbtel contracts The SIK moonfico and te Øser, tal do not oppi' to ~se assenman d theyoterwm appeamre namnam The WC mottar and the swpWraent a protectnn dy rot moled mann dunga n the ~et valg d ra reestmentsernedm as arealte of rnatei ~am" Ør ~y« othemse) More Mammon a analt 4 upm nquest Var mayobun rat nfortnalbn aloc awing the SPC Brochne byar:amma SPC at rx Draum tre WC wetime at meratiod ~demi ne Minktet Program ORM) llne6iKetellecard n dl ~Ar Onne 70,r m31 °titan the attenre horn par romma Ada« Caty "tok sages are pamased underol P. patial Man MI be soll and Me at. ni be "mad n ris opos lhedvidend rmesterem prise tutl," by the raus rniy Ofl« fron the nudd onyr a Mai> the panne ha., re sold taslobliau tina Mhole anes nuy be ~din pur amotra r pu are ental" to a:mnalme as arm" of a raridtnd onnen or ~Me. tre <irra w8 "ha tel patial res x maket prim or accgot an romt Oraymmed by a regntered Mang agency. anane« yow aecount lainimmatobiectivm the ~Amin cArchies and rit pralale are todo lo extt aCO:vM and nbyvary teltegn Hem anse tine fil magt, n "mg of ny usynteam espe your M al and ~agn or Merra" cbronna For ritø maure held >au Moose one ol the ro lowing mestment "arm • 1, hylla Cunrnurgarne amtmenn ~Mg the genmal bo of »timem* • Arnme ChuhsfelPpennarion bomils *aking 0roydh 01 prr Cpal talle thantMgererXesn ol natman • precnceCornamen el (nome and Cznag.dAPYdonan inantrmnts tel n5 ~h die germanen of mone ad Town d inopal Om/blask prefiks • fonema* Seks to mantan btial mara( Mb km rak and rola lint tO The xcotn oterit men d roa men the madam doa not gaume sdndrant amme« ~ansatt mente knep pace Mb inlbaco • namern tråling ro rapt sortar& tO FrnCpl ad »erm rdreldaaityb mek hirer num • karrig.. Wang to apt hgh rips to frapal dd hgh vo WMyb solhala "stums arte orar Stant Mousehoklior nye rrtay nynsoklate al ratited moare stam-nenner" the mer amms n Me tane mange Acem-dsn-ny bo rekved fm ti; morrose Debut/ollenhm omen Mo alm ~Tan stol amount retaionshas fatla osts dent alne sank adeless The ~daa a knom as thonwholdng • it pu orefer to reabe I84Nual nemnt, nukd n atc~ CONFIDENTIAL 9nrIlOpei —yOu inn *dm tauseholing by mang mur Famna Advaor Feien*/ ~emne nam. llewfnenty acemni nam Mima "armen Hm em ~ere] on It. Fews onine armes stabs.. It a a curtanizzle •nditrumt moms by you b aza sou van mur ~apa] lt ra no 49X tan ca pv azoum term cm mange pv <ertar< amme nam. throur Galne Sennces or tecanacum »NS inste , AO•b« Aen:~ menriaw • trabeolwar Mourrapontn0 Na 01 355d91 and 1111114 • Asset Manke 'rabbe can bolaces våkna lor reirsted ~nyte, a rid Gkbal Tase Datoen unte/Med marks CO innet and cenan byas rata held byte Fri Dom rat eiClideunpnced staelleda56443 al ne MI el the mor and mast slammønt ~ab a amle ~smera umsted ska ~cm ard ermar le ~k orens • Cianams InCladeS Øa balmas. cutstmarimmaget bens. crer lrle shat accoum barnas • ~Mary b Inn To<r of telne:419d avalablecati bSances. okt UTS Rat USA Emma barm, 1.85 AG Marked firma depost ~sams and mone/mrk« nu tul fram sweep barnes al 0xdoseor the stalment pen:d Non.orrewl ly Pre* Cled/115.11~1 h ycu nOunl anna sespegxed from onw barm, amt te Femmar ute d 'ham has n the ordimy mune ot rts bann, lhese ampayabse tpon yo..• ~land blal 6 Inclided in ne Drent prix, Wiig vak» tauing information detand alamatan on Mel mr> lending pral an and ~MK Mate pv C lem Mal beitp Agneer~ or Accom Armen, and the Gemal tiM5 and Car-atom USS Stramt ot asede Malms ~4~ n Ayeemedits ard Cbcrosures Year ømt Yor stammen rtemzesSeCulteS nd olier 315615 held n Oie ao:oum a Me end or me unemnt peeed Tcv may alk lee deliery ce tubpad Muta, ar ag te» skal may rec~ seattie; used i ba, ~late" aner papl ny ni Danoman on ~n Any feZuntin lran6Med b the arna the summert ond are listed at malm ral.• i d lb. sed of the ~erme orid • Cl« basic a defrohng tie oan banalt* seataits innunal n Om stabene" ntme flitt« grith ete remba 'I. • UBS brunde Snmeshas relea on ettermann Oblaaed Mei bums "lee tan IMS Famna Senices. «tuting nIcanation Incm ~Me Irn Or tat nou may hwe prexikd lo youl hlylCul ~au The Tim doet not hdependenly ~ty or ~bet* rnracy or vaday of any Mammon pronded by saum oter tan USSF ~mal Senats adeltion atroughUSS landa Senka genwally updates d6 ttOnnatiCen att 6 remma ~inn dons MC DrO, Ide ny ~ams Mat te nannalan traler 'fost bai' and ttwealital reisast" is Øse a of Me dr" of Thi; arrete As n)" please do not Mycel Tas inlormal ka lo rate/ur/ham er sile Mimt. lir la pv6~ a 011emice ACP•rro tandmil b the enn mimra, guirlbss nformarim orly for the ~råd of eim Myre held a the Lien Morehinorbal «1~X" cm be ordfed bystu <mandat Adm« • Uninlited g/Ingi:non 111‘m Mo i /rabbe 99rnrr.r., lae/6 I:196 Y. fanialei SDNY_GM_00024902 EFTA_00135522 EFTA01276915 Important information about your statement (dal UnUe4) haritkalscatity lots The tataxtion data for lots may« min not Nita annksans, chars ace seamy reorguniatem neon Dienend all ah. rerweemem lots and "tong* protasa ins re eat Cbribned tO de4:43/ One atetra;*0 bat The • Trade dz.' <arm 'resents the agar balsa Lion raffia" • CANN mastes snit red parr" no* that te mush calk foe ern maroon wil be select" rrartiaty by lot tan anno all wurnes of that esme held in out name «namingnave for our dents (al lama 'ammal is obtined from 'bed pate; aid as acoraq rs not distanced Mr GA leattatS may cost to ldl could affect yell ~pine inlormalon era beprovided prim tease • ~as of *manta's) CDs are MC nured apt 92910:0 in pampa dud sou" merest pa &gotta and per aposing mimic" it accord-ma with iDaT niks • priorvalus 'noes capita" la SKY.% and one products mar be higetar ce bower that To prim Tat you Mu Id adually moeere in the make< PrCei are °loaned Iron, various Sid pity SCurCei taluds we Gebel. lo te alien but we do not gamin iet awacy - We genteraly me to donng prat who, salable cr tal **an or te bid aid ask aces Ice leed secure" and optarnoraybd anent/a:0TC soar, es - lx atria/ ea" wart" maybe Fcal omga valaam n, de4 Ce Mann, wan Moe we «cared and wed nol relied an arum mat« pride or vane - Cenanposawns may appear ~dart apex and ma show z 'pace was not ratable' n we are linable to oh" a ace for a worry - Deposes a Mates dencninated n arrendes other tan US dollars are ref Wad a the evattrgehre as of the manure date - For certan swims vadrg n norucanaming «remnant". ace aid quality dace vake) may hae beet mewed» lam"» proper %burro To Obtain Ounint gun:~ wan aralatile. wrap you' Omani knew • Priem innamma and eennaad praalopa Mate -mars" sear" (madded diced pant mein program and realestate reamer Ulan Sidantril/ and SInclVed praka as ferns., hghly add d (Man struck/0d roams hate na hem attuned wit tie ~o res and kra~Cannissitn a UNSK any state secretes Pm We prom*. estmaed valas la aerate nramert smarm ad saxwel products or Mom.* cnalpupow only Acdragro rot 9daanitcd - Then glues maydifeer %mam" from pices, el my al Wien acreage meemem warty« structured pima make tour a sad aid do not meanly represent the val. yaa my rear& upon balklann - End pay eslmaes of vane re as of a anan <Jae aid se applied NIA'S inroad Savors on a regaal base by an napentfent Neaten Inn " 00% 9Ontall~«Sralsor armeed valeta any. are stapled to te Frm by te issuer, general partner a armor and may be Calaaled lased on doleert Natation from that and by tind pm is to dane ther estimate:dual" - You cal obtain addnunai adamant regadrig the ~logy used to determine the emanate «vale rid the dae of the Mforravon tat Is is bait fee the earn". by aniarig your .halsdal Adisor - Thkd parry estinated vibesmay be reflected as 'Not paced' n ward saran Mtn an Marmara valuation an lasml applied ais unaUle b avian a via whon we balmm e awl, that a maalall worth. *carted that trey all a ~tidy reponed valse too westtin. Ce when a vas istuid be nglin gnat.* duo to the nacre of the softy - Men neither an isiu« rent panne< a sponsor "(mated Nana ath Mealy "enured Mr is Medea the Me of the warty wen Deddlarent ton as piths* pow - - Thabutions to die may rich* raran of caI name a both •OO43olf an she' repesetste nualollang prate permit a-.5 may not rend yaw toe bask • Enticed napkin Reancted sauna" pinch* are not anan agar for pant saki era humid So em us" the make precool the erwmuktod node of the ant "pram mutedrake for the restated node tit addosss of and sues. ork TO te imam tui restated aarsla are ebgble lor sale. tee vala faceted nay basubiuntiadly Ins Than der imcuted toto • Eat Nainatad) name. COME yields and ran. An estimate of annual name is based on arm dat and and meet raes waning the want" will be held or am yea from staterant date or and max" The estimate is onn a guideinc accuracy and omtnued name se not gurameed - Er "and ~La income aid arrant pail for caftan tpesol SepariteS mold netmie drawn of artiga or carve gans n whet ea the em name Ltd arm yak') would be *venue., - EirMiled anus tame aid tinmi yield aid the actuti nowt and yea night be owera hgher than the "lima" moans - An "Mateo' renaloed income <deaden! andor merest dieted by the Therm malt* vat» mew, balaKe a Lad on IN last deigend or merest parent made by te curer and agrees the wait kedimmas wil be Nadler one yes tan th• streven daltor witimaurry Marla and calmed ped at not guadriteed • Aran" held ity WS Pitman hake ratan Mal ate na INNbyteFyn mi not widen the inns possess«, or ant& Thea assets re eciptrad m your statewm for irdonnational poetise on,/ Pouitioli ad NW, presented at penbod byte "erg firm LASS Financier Senn" o not raponsble for this "am"» aal does net gunk" es .wary Tb4Re assets tenet prOleCted by SK or to Fern's supplemental SaC caviar • Manua Sating and addkbnalcangensaticia - n addle:al to Cerriertiltoni on sales and MI Inc nceing es conneam with the datrtulon of Weal funds to our dents we miler ow atflae ramie renrue slang p-ynenufromasubutorsandor Nihon of [honour Ards tat we sell These amounts are based on two deerant armorer" te morn ei salebyt65 01 a pattcuLt ratual Need lamer to oar dams ad (d the tag rate aa pamadr TINY Mil lanais shares~ a the lam - We rid ar *Aire aim recent retwang and ormanprocessing lees n °natation lor tinder agent werl:n that we proud to To ntrual fundi "rhere fez generaN re pad tom Manor am is the mama' laid and a* a tiod doll? anon basal on the rugs. of awards at to trokindearr holding mutual tads of Pa had tang - on adelt ion to cornmenS famed n ornedion wet the tabor darbutian of aroma iararadn ref inn remgrit tad unit 10 al dent, we aid cr our alMot recs4 weft.* lung conpensdion Iran Werlyol The nuance mamma mammy re amuity contra Oilmen ol Teti Dianna compmen Or Spent" Otte uric eat trusts we clartute - Ott "fats also recent trading coma/brananion" oarprntaton (run matt holds and ounce eternities rhos po ones we dist boe - Were«Lt an annual fee from kl3S Balk USA ant UBS AC Stanford (Mt of up to 115 pen a:Count weeping to te bats tad. The LAS Bra Swap Programs AMIN Womation mopingcorm-cross and other charges t maroon wit the amnion ol wades naldrug opbon Vans:Idiom has been nailed on omen s:tons pram* Ism the you. rd nil be 'mead to you pimply on ~ea Short ailing et you re er en tort st4hg nasty you may car a diago due to anal borrowing costs Rena palcula worry Opal aedna Regarding Open or '9000.tilariCened • OrdefS that were not atated by the staernem dae Open buy rd Sell SIN orders re "Lae by the armoe of dentends «rotas on al oudinantor angles date unarm mended ahead» by you You ae Newman tor orders lea are ecoled dae to mg naive to cancel tersirg open orders Tax witheleavg en frabutions tom WS Financial Savices IRAs Federal tax Law reduces 1.85 halter Sevices to method encore tas from you natl., MA dank* cra tut you may doe not What, icanelm wilhholl or instead. you way Nees to hare Ia vetheld a at te or n a lead amount as you choose Your Mann vil wain n effectha reward by you You may remre year wean a ay ire by maag anew eleann B you do rol ha* enough omme tar warted Iran your distributions. you maybe reputable fa the prim of named uv. You may rear prism a the anoints "then ani yet, eltimeed IS prowls se not Mai CO vat tar obliparan Privacy To obtain atop of osamet CAem Prinay NY" aka* anal .naaal Advisor or vist our ?Mine a: "we at comonemeary U3S Mama Smears á not a bait the MM. anew 544i1CeSeccouit BSA all datil aebrawage =tint Mali provde access to oaten se vas aal proton era* anagrams wit atfthatod brats all oth.'then. party balks and amides Joans to harmer and aridity prodads egad by until doted Thai party nwrana "etspraats through nette agency eiisme e'en UBS fnanda Wrion tic tereammt. nitrate. and annuly products Nat IOC awed • NO bank gannwe May lose vane RESOurCeNtal~11a0:0U11. BuStneS$ Servne5 !coat BSA ennis and nternabonal Resource lAatagarcet CONFIDENTIAL Amin am mattered varce mats of UBS Frundal Servers We VG Sgnature is a agitated saw" mot of visa Imernial Len Visa Signature PM cards aid LES Visa ate cads av caved byUPSBin USA rah ~non from si ea U S A haseporam FinanCial Sena:aInd Rev 201407 SDNY_GM_00024903 EFTA ((1135523 EFTA01276916 UBS UBS Fisancial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70035912491114 X2 vt 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASPAR Phone questions about your statement? Call your Financial Advisor or the Resourcetine at account %Stour website: omw.ubstornifinancialservices Items for your attention • Help prof ti t yc „mei 1torn Isau.1 and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from swew.annuakreditreportcom. Value of your account Business Services Account November 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on October 31 (5) on November 28 (1) Your assets 7,238.24 7238.24 Your liabilities 0.00 0.00 Value of your account 37,238.24 Tracking the value of your account 37238.24 7,238.2 • 7,2382 • Oct 2014 Member SIPC NOv 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and erithdravals Your OWStrnentretUnt Change in market value Value of your account on Nov 28.2014 $O00 SDNY GM 00024904 4723824 $0.00 5.7238.24 menciC0003991249Nriocoosgan mom rim 00073 0IB C00C OCI CPagia 1 of 6 CONFIDENTIAL EFTA_D0135524 EFTA01276917 *DUBS Business Services Account November 2014 Your account balance sheet Summary of your assets Value on November 28 (9.) Percentage of your account A Cash and money balances 7,238.24 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account 57,238.24 57,238.24 100.00% Account name: F:::T•IrT, ti Friendly account name:MAX FOUNDATION Account number: III EMI Your current asset allocation A Eye on the markets Index Your n amidst Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% Percentage change November 2014 Year to date 2.69% 13.98% 2.42% 12.56% 1.37% -1.08% 0.70% 5.86% ANP7000200359I 250 NTT000058872 COCO 1114 00CC00000 ZtOttiffjaiGm_0002491)see 2 of 6 CONFIDENTIAL EFTA_00135525 EFTA01276918 *DUBS Business Services Account November 2014 Account nanne: MAX FOUNDAT1CN Friendly account narne:MAX.NIATION Account number. Your Financial Advisor: scour STACK MANKYLE CAAuEl. Change in the value of your account November 2014 ($1 Year to date (1) UBS Bank USA Business Account APY Interest period Oct 7 - Nov 6 Opening account value $7,238.24 $0.00 Opening UBS Bank USA Business balance Oct 7 $8,738.15 Deposits, including investments Closing UBS Bank USA Business balance Nov 6 S7,238.24 transferred in 0.00 20,738.24 Number of days in 'merest period 31 Withdrawals and fees, including investments transferred Average daily balance $7,625.31 out 0.00 -13,500.00 Interest earned $0 .00 Closing account value $7,238.24 $7,238.24 Annual percentaae yield earned 000% Cash activity summary Ste account aainty rhs month for dela Is Balances in your Sweep Options art induteclin the OPehrO and closing Wares trait MC insurance applies only to *rocas at UBS Bank USA, of to del:icon at UBS AG, $78m(04 &arch of bank deposals pracedthrouch the UBS internabOna Deposit Account pccrarn $IPC b(OteCtiOn applies 10 money market sweep land nCelingS but not bank (*WOK. Seeimport:wiz inkormacian about your statement on the last two pages d this document for aetals. November 2014 (1) Year to date ($) Opening balances $7,238.24 $0.00 Your return objective: Capital appreciation Additsons Your risk profile: Deposits and other funds credited 0.00 20,738.24 Primary Maderal. Total additions $0.00 $20,738.24 Investment eligibility consideration None selected Subtractions Checks and bill payments 0.00 -1,500.00 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Other funds debited 0.00 -12,000.00 Total subtractions $0.00 -$13,500.00 Net Gush flow $0.00 $7,238.24 Closing balances $7,238.24 $7,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your knancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectwes in important information about your statement at the end of this document SDNY GM 00024906 ANP7C0020C0591251 MI003050372 COCCI 1114 00C0300SOIC000 Pegs 3 of 6 CONFIDENTIAL EFTA_00135526 EFTA01276919 *UBS Yournotes /14,30200391252 14170001..72 OM I 1 I • co =now °,g., G. .0 .64.6” • . 6 CONFIDENTIAL EFT,00133527 EFTA01276920 SUBS Business Services Account November 2014 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Scale pnces, income and contra vdues Shcavn May be Epployirrgee. AS a its ul. Oro aidlossesmay not be eCcurately rentaed. See rmponott infonnabon about your statement a the end of the docurnem fOt mote infornaaon Cash Cash and money balances Casts and money balances may induct] avalade cash balances, UBS Bank USA depaut account balances, UBS AG Stallard Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the vAlhn Makable limits, but are not peoteeted by SIPC UBS AG Stanford Branch deposit account balances am not instated by FDIC and are not protected by SIFC Money market sweep batances are protected by SSC but age not 'inured by the FDIC. See the Important information about your statement at the end of this document for de ails about those blames. Hddng WS BANK USA BUS ACCT 7.23824 7238.24 250.000.00 Openng balance Closing balmce on Hoyt (1) on Nov 28 (S) Price Per share on Nov 28 (1) Average rate Drecknel Interest period Your Miranda' Adelson SCOTT STACK MANLYLE CASRIEL Drys period Cep anautil Your total assets value on No., 28 (5) Pe 'coma?? of Cost Esbrn$ed your account basis (I) annual inccm, (fl IntreffiZei gam or 1055 ($) Cash Total $7,238.24 100.00% $7,238.24 Cash a ad money balances 7,23814 100.00% 723814 SONY GM 00024908 ANP7C002002991253 NV70[0058872 0000I 1114 000mo000 '010000 Pap S of 6 CONFIDENTIAL EFTA_00135528 EFTA01276921 *UBS Yournotes PM0302.365425.I.O093M0307,1140000.00 MOM.. Gm .024,1, s a 6 ............^..^..=. CONFIDENTIAL EFT,00B3529 EFTA01276922 Important information about your statement MS Friend/Swim Inc (twain Will FinawalSentes). K a mentor of al prowal S entity. Caln106ty aid gams wing., usstflmcal Swan and MBank UM. re indent tiubblirin of uBS AG and theism of uBS Stories uf The F an's Instill swoon it eyelet* coal realer The fern's execom ollices an a U3S Frialoal Sowers Ow 1200 Haber Baskwan %whoa et IN 07086 1116 StaWilent repreWn to oily otIciPt recited of our UPS Fm ands Mentes account Other records. mops Meal tar doomered. conuhng contiang data >boon not be toed upon d you beanie that 6 al entree On61.01. abate Men n rrnediandy n wring to teem ch Mawr of the off or sethingyour woum Athosth al 49ses tom are 'mended to be ;canoe gamins dia town rot be used for tat boosts keg sok*/ on yea...Navy Kenn 0e., Form 1099. 5498. I ClaiS. OK) then peeling your to return thee et is rotheed by Ian to recon tote RS al mob le dirdends. repent/le now Webb dedends ad tau* wen tamed en SeCantieS held n your acCourk nal proceeds on sale tranUctorn, and cost barson coon roared Snots; *thou/dollen with the Firm • please tentiforrn airy oral Orrenne.ator6 inflict to further rota your tyrts nebding yomnyes undo the *woes hien Prate:non Act (SPA) • ate Omar inserts/on on the top kft ce the Inns of this laiimml is not UIS Fitinoal Union IBS Froscial Setts'scaries you account de derieg broke by Jungers/4 enth the stated nsttuton We Informed you of this rebtionthp Men pa opened tly accost in the cafe. Mr funds am tan IPS re looted 2105 Finnoal Simms arid not the wrodurg broker. aid you must maw a ream of any men yammers to bete fined All anOunt Staterenn shall be deemed COMplete and acetate d riot Objelei to n notrg Who 60 06 • Pleasedined anemer cornier ' to the tents Cl /linen, X or toilet* at I 800AM WOW t Monday temp Indy. Or In rang be MS kola/ Senstei en. Clent Relation, Cepaitrront. PO Box 766 Unon Cite NI 07037 • ti case of *row( CmettOin etas an ekcoomc unseen 0711 Di Sv6Ydenn card tranactom, call or new to UM FrianCal Wars hc. War HaOorew. 6th IMP Weetenkth. N) 07086. Ann INW135A Swans Cal cinemas soon as we/ cars d you nk yaw stawnem or meet 6 Wag a II sts need recto rif mom tout attanfo on the suternint or recent The Fen a Card Muir (as zp 1. le) mud hew *Wu yen nO tie thin 60 days alter the f mom/ you the fest sucernern on Wish the era of probiernrykrof - Frositle you nine ad accotot number rig - Describe the coo. or the renitence ae mow atom and eaten as deafys you an My MI Were 4 to error or My you need nude nlurnxim - FraMe the dollar annum of the stnpeaed wet The Fim or Cad thawed Omega* you carotin aid M8 comet any error promptly Ploatanake al Meeks paytio to the krnor the Nowir nakukcn ndcated on te kont of this garment haddeeth to regal/ act ouit fees. worth may he thloyea to misnames ten doge: Ice Ise payer um rises purchaws and charm for sped moults n cat xcoults Accouns ma are awl wed to Mine elStitutaiS may be waft to a Vanier fee UBS Sweep Optim US$ offersopals for swore? cat bateau/ torthces so bank &pouts at uB5 Bat MA and VAS Ad Surreord and. (Berk Swop rowans). math noket moral hods (Money Funs) arid the likseratkor Depose Accotett (CIAlfor custemen wed n manthavai ersatz Management Account 'Neagh the Ban Sweep negrant. cat brews are swept so UM Sark USA up b ai ellabbihtd Icon and then to 10$ IC St/raced Branchc a a Matey Fund Deposes at LOS Bak USA are FOK enured n accordance with rules For ewe item:son please nut worn Idtc goy Deports/LIM AG Bamford Brant and rates of Many Funs MAU nsured by the FDIC Through the On. wadable to call bones are swept to deposit accounts a tBS AG Newyork Brrila rid U3S AG Carman Bon.. Mosedeposthiterne owed by trefDIC eadrgite held a to Me AG Cowin Beath re teTOOlinly Copinod TOthe Wearer re-1 of she Comm Wandt and there is ra guianceo• other oh icattn of US$ KG to reefs theDims whit on the uth Cameo's Brat's N oks Deposits a URS Bak ViA aid each UM AG Branch rent proetcied by SPC Money Fund shies are proceaed by SPC See %IBS esnawal Severs Account leotecnon" below. Oran per reale,, datives n ton Bak Swop Program or OA may Oe valxtwo. axI shays of a Ivbney Fund maybe Invited, and the emceed, returned to purr you Waite% ahem Further elliternttln tout walage weep opium. nclaing astern Owes uses and yields. 6 mete*/ mew tut Iron yeta titre ai tateilor ce hr caring UBS IrsancialSendoss mow protection The Finn kat...TOO 01 the SetatrieS Neat, OrOnCliOn Cox°, awl (WC). whit, proteassearthos account of ts metes seo to 1500000 (rkband $250000 for darnsfor cat) The 5PC raw roxecwo firms *Ph to ail wows Metruheidn a pothook/ tthazity the Ferri tortes wet. team ileitis. ha also purcham1 appsoncntos reosecton Memnon mount payable to all WOW dont. colecteoleunthr this protaion o 550) mato as of DeWitt:Mr lO. 2013 Sitya tote poky arditiorn and Innalcos of at the Fora 6klta mated kr up io SI 9 milkn n to aggressor for all your accords hell n a aria" capack A-fun copy ol the pole), Me:Ind iaatle Won FeNe2 The SIC MHOS, aid the supplemental pritectlen both do not Spilt° • Conant natal antes controlled try (and notated prat amen rated bus held awayfromlOSFinandal Wooer Deg. mean (lot SUBS ark Wax?' PIM AG Stamford brand+. Oa mune modects. naming mob* anon in al 04 than of mutual lath wawa Path she*, re Up 6ttued &Keyed. none of to aOtetnt etskIce on the books aid worth of the /pliable ither or tools' agent). • (erten enotarrent contexts or mormot nteein (eg. Imned parowshm and prvae plaxnents) to re Act leginced tilde( the *Vibes Act of 1933. and • Commathey contracts to 9. toroth /whorl* red preious theta comsat ncLaclO9 foxescommas and FOnTFOOY When contracts The UK protection rid the pthplerromi protecton do not *par to those assets earn if they Otenvde epoxycorm summon The SPC proteam rod the 'tenths/ protedon do not tecnect again dynes n the roam rate of yosr evermints enherher as a result cf mato mono/. weer banruptcyr otherwise) Mee Werner On 6 &nab le tern Nivea Yea may obsan eve nforrnanon c) the SPC BrOdure by CCM.Xtrn) SIC at et by Meng to SP( weboe arrthwascaril Dividend Re Invesinem Program ORY) therm robeCed ors Maar pnce You may Onan the actualgraWm your Fintneal Adeoor Only rent, that are prinarad tralettee. partial thaws WI to son and the cat Ml bodes/Kind es oats attain( lie dvidiend remeslnere pct tippled by the issuer may date from the matte ;Sae it *bin the partial shays in sold Caslokeliou Only Mole unit may be held in yrs noun a you re entitled to epstir me as acme of ayieklend parcel or otherwise. the Firm wit ether tel partial mesa makes pace a accept an null dowered by measured among egercy. we cede you mown layermentabloalves The MrSinienlotrawn sant prof Ware tpecic to ext. acctim aid may way bowel eerie nib* the Inn prompik in orm9 of any ugnecant amp. in your Manor slur er a nentireare Orel*" For eado accoure hell you choose one of the foloweog neestmerd fob/cam • Reduce CU...At:N0ON. Immenents wain; the royalkm of etome only • Ache* Capsx'biaplanocon neelinvntsiediing Torah of emcee rah/ than the generation of name • Reduce Cornarkthon of Income seal Cea42APPeceam thantwany wing both to generator. of MOM /10 crOWth 4,4 lane/Pal Overall risk wellies • Cons/wow Seeks to mantain heir pitapat weh law risk aid yohylity to the account owil. win d to mem the aocount does not gineran Ordain inCOOle Of Mumsrad myna keep pace wt int Won • Atideva Wang so accept sonnervt. to rodPal ad tolerate corm Mx rity ko seek hither retina • anreaxe Ming to aptept hgh nit tO Gradual .r4 hgh stormily lo seekrap reams over tine Statanentiouschokling" We may COnSOIdate al fettled eCCOult StatellentS wits the sane skims n the sane envelope Aomrsts may be retard la this piton hewn try haw omen eh* alt maiwin out MOWn rilaionshps nth era dens at the same address the prance a Waken as I htsseerolang • I t you rely to manse fief Wag Arenentanukd n wage CONFIDENTIAL cmclopes —you may teeth fousehoklin by ding your Fairing Adv6Or Friendly ICCOUnt name kionler wan nave ref ken nfarratico ter you entered on the Nth's coim uneces webste It a customizable •tharunw chosen by pub azn you will your recankeweg n hn no bga effect on ow account Yitu on Maly you* Freeldte roam navies. trough Onto Somas of to. coreacurs; you Fnma/Ater. Aaron wwrithe • robeatm ettount merlon No of abet and li clip • Awn thaskss *allele call Maces values lot roasted year hy (el rid GkbalTme Dewitt umorized mats to makes, and certain asses not held bite Fern Does not ncbdeunpnad SielpiteidASSen at Send of the ply and three stamen peat Vero nrownenn. mowed ikels col kr6 aid thanks* e stock /Moth • Oaretees exbdes CAI bairiCe5. OutStaildintimrge loan. credit vie shed accoum banes • CaNM0/My baicen Toes of tnirwesied avaaabbe can branan. oks LE Etat USA depth Colman UBS AG Stanford Branch depose balances and mcnt mate miter I um sweep halaxes a the close of the Statement period wensommoty man Dames ts yes axoum are not kg/es/en from other belay?, and tee Fannon use we of these fills n the ordthry course of as lastess Mese funds repayable upon yar demand Use total 6 Incbded in to arm' paced dos eg value Lending information Foe dared elcenaion on INF ree> buyer., p • achae and diclocuroy fake to pus Clem Raim Pete vrewon or Account Aanweens and the General Tema and Conditom US$ Stamen of Credo Practecesameab* n Agreements ere lackeure YyayaYiiM renuennyeecveuevi Your wets You taieom hl itilnanSeCulteS and other a/WSheld n the room a rhe cod of tie saincenint period You may a* for delitey of Julypaid writes z ay tune You may recene swishes used a ban collateral Ogee Parn.aninr balance ere On teenAny teambrs tramdened to use thing the outworn prod an tient a math value ra 01 the cal of the statement period • Cost basic it deltanhng the co/ basis of the searibes induded n ges gatemen Mere nd bleed von the number 1: UBS Fur Strowhal need on iMerrnat ion Maned Iran sources other than lein Firma/ Sektes. ndudng nice/salon Iran ants In, or tat you may has provided to your finencol Mvw The firm does no koolmendenk way Or guarantee* annoy a Minty of am Maroon prodded by sources Ow tan USSf nanoal SewteS addrion Shcie.gh LISS Frundal Sento generally updans this donnaam as c 6 work/ the Frm does rot °midi my maws to the nformatm wide 'Cost base sod 'Unrerized garinss" is acme as of to doe of this COMO'S Ac such. please do not (Nyco this Morin/ion to make curdle/ or Me demon la to purposes a crelethere ACCcuilb asystened to the Fern ma/reeled prism Mormation orly for the perod time theyareheld a the Fern More historical awn/On cst be added by year Firunaal Advar • Unfeataed gain/bases then data a Malin, *wooed uwealced ganglossos ae CattUiated fa SDNY_GM_00024910 EFTA_00135530 EFTA01276923 Important information about your statement (continued) intwithalmaity Inds The twation data fa individual Ion mayor may non eel Litt anillinian5 charsan - Warty reorsuricalen wens Dudek and other rettettriwn lots and systornak pram lots re eats combned to dttlar *Iowa:rased lot lhe • bade axe' cobrrn piesents the Winer awaits , tratedatt • Callable searkies Bonds and refeeted no* thai the issuer wait fa ealy re:Iowan wil be selected ma -My by lot tan amen) as seater of that 69-se held n out miners, naive name for as dens Cat Imre Maranon is ManedWm third paths aid as 'cora" rot guralYed Other Call leases may WU whKh could alien y41u carthete .soma kin cod be melded Limo rogatat • CattirCateS of deposit (Coe) CO5 ate FIX meted opt $29:1000 si pitapat aid Saud Mora per dtpoytor aid pa desolno-y intiMim. er aeon-thew with ni-, • ptioarvakie Pnces asthma Fa $40aniles an1OUrte product, may by hirer a brier thai t e pro that you vnuk anually receive in the make PrCeS are othaned from canon Turd pitySC.0On Mull webebveto be rebel*. Wt we do not owing., eel' a:curacy - Worn:rely ono to dosng pm* who sealable cr the non or ilvb4 aid ask Dices Ice Isted senates and optms Or cob IA bras lor OTC snort - let aayely trim sear he: maybe pad inng a Warn moth, a them, Mani trial we Maned and row we reflect an actual mate pipe or vabe - COmanposfkns may £pea vMas apra and roll show fl ow was not mailableA we are enable to obi* a pee for a security - Depths% a sautes dem-marl n arrenoes other than u 5 dollars are rel bath a the enturgor4e as of the Oren-ant date - For oertan sentare vadog nOn-CCtharMin clemmnatcos. axe aid quality axe vale) mat hae been a3unted to frit:Me prop.' yauson To obtain0.MM quart" wren adairele.COrcaa yos Frennal Athsor • Sew Mamma and serwautod protium Mate ithestmort smite CnclicIng Airco path :Other, pagan aid reassure tuf-stfnern trUft want* and Omitted ptoduaS ale gineraly hghlt MOW (elan neuchrod prockla a tare nor hem readored owe. the secants and en:haVP ConmssUn a under any state statutes Lam We Novae estmred eat*, for ttinte nwitmett sowers arm senate.. products for reform mauve*, only AcanCY a rot 9onnlecd - The* yaws martinet sthstantally from plCeS, day at re ds ware mesa:we security a structured pima my be tarot a sold aid do not near my reptient the wax you May Wen* upon Madmen - TIM ply eamaes of vane are as of a anan die and re sampled to !SS Stroll Wow on smith(r bast by an fuleperthent valation Inn Sentra Partwecesrcnsor mimed yaws if am. are seppled to te Cm by be ouer. general panne a 'prewar and may be COWAN based en Other* Nervation from that usedbythin/pmis to clettie thee intimated yam - You cri obtain addnunal normal*, regaling the meholology used to determine the memo of MA aid the dace of the brionnivon to k the beta fir the eine by ardattiN your Anthdal Weiser - 11,k0 parryestimated vibes may be Si? Wed as 'Not anted- n %mural maws when an nlepenfan valuation fat bnnot tippled O. es unable to asigi a value whenwe beam. air» that a rnienil wore has waned that trey Ma methusly mooned barter, ClUeSabri. awhin attire mat Ceti* thecutatwe due to the rutinof the semay - When thither an issue real Nam a sponsor eginaud vane not a tapany warmed 'value is prCordel thew/wog the warty wet bedErErent tan At piChist Ana - 'Onabaions to tae' may tingle Wm of c£aal. won* a both •003ald she sae' reresents the neat ottani) pone per on.. rid may not SW per cost bath • hMaed marines Restncted settees gmeraly ae not chanty tent* for pubic late IRS 1, natural Senna.: Was the male priceof the ennrsokted stock of the sane mem al muted vale* for the rewitsed voids for purposes of mssznexent on* To the erten thi rest cted wattle it ONO* for sale. Me valitereceNd may be winuritiely less ninth' angutte yaw town • In. lestirnsted) SM.% attentyields and ram An tst1Mate Weimar now* is based on curers mithend and hires ran. awning the woollies will be held for ore yea from Bremen' date cc she maturity This *silence is onb a guttrine. wuraq aid OXItelued name se not scurneed - EstMated arnual none and anent yak la orlon Vero , worries wild Muth a Mtn of stinciba or captor grans in wroth OS* the eSt VICCMe Caldi:UrreM yeld) woullbe mowed - thumped antral nave aid nrrent yield aid The actua scow and weld night be twerp hgher awl the esithatot moans - An el Mate of stualged own. rilvidmi atter noel) ducted bythetturrett make vas rater, bola-cent...Bed on the In MAW(' or mew payment made byte *am and asurnes the was ionarpoir s wit be holder one nut from the statement dater mid murky Moat aid <Maw' NIS are not guaanteed • At not held by WS financial Unica Conan asset; ae not NUbyteFro awl not within the fits pinkiSSOI or enrol TheA asset re dthland on yam meows foe inlonnatronal wpm onb Potter she raker, preSeinol re presided by the tong lira MS lnancia Winos i not reparable for this nforkinn and does not gamily, is atom" These assets are not prowled by SIC se the enwi supplimemai SIC coverage • Revenue dealing end addklowelameasadon. - n aoliten to cerrirninuM on sale, and 12bil i.e. mowed o connectto with thedote:Non of rwitur tends to our clients we aid or ow *Mae renal.* renrue Marna papunu from deubutors andor raison of tee mutual funds that we tell Thew amounts are based an two dithrent =worms to amount 01 'ashy ulitS of a maculamutual hind !matt to oix Mots. ad the arse vale ol a primly thaw' lend fang. sham Mil a the Inn - We aid cu alf Are Sao melee retitheting aid ornbisprocesung less n orrtheiron for runlet agora sakes that we prouth to the meal funds Thew fees sweaty aro pad Yom rumor am n the mutual lend ad ae ati4d dellt null bawl on the maw el nails at the tratte-dethr holder., mutual Inds of eat ferd laniV - m all On to 0)mluiSeXIS reCtWed m Ortlealon wan ale tabor drarbuten of amity war= ad wiz MITI unit 10 of darns, we ad cr our annalist-thew wen.* Thing artheThatur Iran Mrryof The romance compile. indemnity ifo ain't ormas Oases oll the ittrance cornea-Ns ce sponsors a team llontlYbent INKS wP 061ltute - Ott /nitres also rewire WM? COMMISWIS arid otter conthomtion from mutual fads nd outaxe Cortcalies thaw proorts we distbute - We recein mita tee fran 1.E5 Salk USA .n1 USS AC Stanford Thatch of up to 125 per a:count swooping tO CO bat% isKke the LE Bit Sweep Program AMA, Momation regardng corm-ethos rid other charges Mired n annetton bon the (attrition ot tales nttiang option traThactons has been nclAled coolinnrons rather* Ian chel to you. sod wit be pithreled to you vomit on reithell Sion selling it you re engaged m short seilhp a warily. you may nos a chage ithe to cenan brawn° coos fie Ott palmila 9,"0",ty Open widen Regaling Open cc hthoditilicaxelled • orders that %We net mailed by the staermint dab open buy ale sell stop ciders re refaced by tie annunt of drwlendf cc rghei on • oydliderchor ....qv date unarm mewed otherwise by you You ae reponse* I or orders than are executed die to your false to camel existing open ceders Tax witheldiN en Merbittione tow UK Bimodal Seethes IRAs Federal lac taw mutes ILIES5 Fnncla Services to withhold acmetar from your utable stA dissihthem but you may elect nor to have intone sate Naha or. instead. you nay elect to haw lac watheld a acre a n a feud anoints you choose Yos Noon vu twain n effect until reeolsd by you You may reed* your election m a-ry I Me by maun9 anew elicten If you ao not haw mouth none tar watneld Inn 'Our dartutiOnS. you maybe regoombre fa the payrnee of ettertted law you May no./ mates d the amounts WNW] and was estimated law payments se not equal tO you. tat Oblipti01 Prfraey To Man a copy Nor mom Ow Priory WM tare contact yowl natal Athisor cerise our wthsne at rm.. las comemorworty li.35 Financial Setwirs 6 not a bait The WA. trams SeorcesAttoent BSA ant ite A ale Mawage a0XurrtS wnAl provide access to balling semes it s products trough ono-germs wM athwed bat vi other MS. party balks and reviles coast to borax., and amity prodocts isued by unall dated shed party Miran" commas through etyma agency lubsiaa es of utS FrialCial Service% the t riewitt mutate. aid amuly products Nat IOC haired • No bank ;mama May low vain RUM fteSOLIOC•PAnyn'ent &coons Business Swot Account BSA. irMA and nteMabOrial Rtottce lAllagertelt CONFIDENTIAL throw at registered sertte mats or UPS Fnaxial Strikes Irx Yea S•pature is a regiebited Write mit. el vita Imam coal LEG Vesa Signets* creed cads ad LEG lAsa dean cads at issued byIRSBat USA web mmislion from v co u A wormeacca UBS Financial Servos Inc Rev 204201 SDNY_GM_00024911 EFTA_00135531 EFTA01276924 *UBS UBS Financial Services tic 299 INN Avenue 25th Floor New York NY 10171.0002 *N7701:81854491214 X1 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your financial Advisor: SCOTT STACK MANLYLE CASF1EL Phone: • Questions about your statement? Call your Anancial Advisor or the Resourceline at account Visltour webslte: ve.vw.ubstorrefinancialservices Items for your attention • Help protect youttelf from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Value of your account Business Services Account December 2014 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on November 28 (S) on December 31(3) Your assets 7,238 24 7238.24 Your liabilities 0.00 0.00 Value of your account 37,238.24 Tracking the value of your account '.22-3 • 57,238.24 7,2382 • lecv 20I Dec 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your 8143011101returre Change in market Mu. Value of your account on Dec 31, 2014 $0.00 SDNY GM 00024912 4723824 1000 97.23924 Member SIPC ANP70000001105449NP7003118281 C0001 1214 00803C00C 100000 Page 1 of 6 CONFIDENTIAL EFTA_00 I 35532 EFTA01276925 SUBS Business Services Account December 2014 Your account balance sheet Summary of your assets Value on December 31 (1) Percentage of your account A Cash and money balances 7,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $7,238.24 $7,238.24 100.00% Account name: Friendly account name: • I • Account number: Your current asset allocation A Eye on the markets Index Your K asocial Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2014 3-month Treasury bills: 0 04% One-month LIBOR: 0.17% Percentage change December 2014 Year to date -O.25% I 3 69% -0.00% 12.56% -3.44% -4.48% 0.09% 5.97% ANPA;00300118S4S0NPAX0118281 l>3C0I 1214 00C03C0a I 0iMY_GM_000249,Se 2 of 6 CONFIDENTIAL EFTA_00135533 EFTA01276926 SUBS Business Services Account December 2014 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I INN Your Pi nandal Advisor: SCOTT STACKMAMLYLE CASRiEL Change in the value of your account December 2014 (3) Year to date (1) UBS Bank USA Business Account APY Interest period Nov 7 - Dec 4 Opening account value $7,238.24 $0.00 Opening UBS Bank USA Business balance Nov 7 $7,238.24 Deposits, including investments Closing UBS Bank USA Business balance Dec 4 $7,238.24 transferred in 0.00 20,738.24 Number of days interest period 28 Withdrawals and fees, including investments transferred Average daily balance $7,238.24 out 0.00 -13,500.00 Interest earned $0.00 Closing account value $7,238.24 $7,238.24 Annual percentage yield earned 000% Cash activity summary See Account *ant this month fot detå Is Balances in your %veep Options are inclueedin the cpenna and ClOSInp balances vat*. FDIC insurance 4XlieS Only to dePOPIS å UBS Bank USA. not to det041S at 985 AG, Sernioro &arch Of bank deposits placed t hrouct, the UBS intemationei Depose Account pfcgam. WC protection apphes 10 money market sweep lund fiCklfo95 but not pant deposits. Seeimponam intontnabon *output stetement CO the Iasi two pages el this document ror &leis. December 2014 (1) war to da to (5) Opening balances $7,238.24 $0.00 Your return objective: Capital appreciation Additions Your risk profile: Deposits and other funds credited 0.00 20,738.24 Primary Akiderate Total additions $0.00 $20,738.24 Investment eligibility CCfisderation None selected Subtractions Checks and bill payments 0.00 -1,500.00 Your account instructions • Yew account cost basis default closing method is Fig°, First In, First Out Other funds debited 0.00 -12,000.00 Total subtractions $0.00 -513,500.00 Net cosh flow $0.00 $7,238.24 Closing balances $7,238.24 $7,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage:. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document SDNY GM 00024914 ANP70003001185451 NP7OCOI18281 COCOI 1214 00f:03[000 CONFIDENTIAL moon Page 3 of 6 EFTA_00135534 EFTA01276927 $UBS Your notes .........."sss.... so ceeocs ece,ffite_Guaseaose 4. , CONFIDENTIAL EFT,00133533 EFTA01276928 *UBS Business Services Account December 2014 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some pnces, income and current vaues ShOwn May be appibernale. Asa result. gam aid losses may nol be ECcusalely relkaed, See knporkint inionnefron about your statement a the end of ttws etcurnern for mote infornmon. Cash Cash and money balances Cash and matey balances may include avalaolecah balances, UBS Bant USA deposit account ticiances, UBS AG Stariord Branch Cepout account odances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the CDC vat n yolk Sole limits, but are not protected by 9PC UBS AG Stanford Brant hdepout account balances an not insured by FDIC and se not protected by SIPC Money market sweep batances are protected by SEC but ale not insured by the FDIC. See the Important information about your statement at the endof this document for detaih about those balances. Hddng UBS SANK USA DUS ACCT L23824 7234324 250.000.00 Goering balance Clo9ng baaxe an Dec I (I) on Dec 31 (S) Pnce per share Average cm Dec 31 (0 rate Dab:lend Interest period Your Mnandal Advisor: SCOTT STACK MAMI YTE CASMEL Days en period Cepamount (S) Your total assets PerCenta.yol d Con BbMated Vault On Dec 31 (5) yOur account Dam (S) annual mane (S) UnteffiZed dan or IOSS (S) Cash Total $7,238.24 100.00% $7,238.24 Cash and money balances 7,238.24 100.00% 723824 Account activity this month For more information about the ptictivalut shown for restricted secunties, see Important information about your statement at the end of this Oncirrtent DYe Actisity Your Ouastityt Cescoption eipense code Fae value Pricertralue (5) cash amount (3) Cash and money balance (S) Nov 28 Cash and money balance $723824 Dec 4 Fee Charge MAINTENANCE FEE CHARGE 95.00 7.143.24 Cec 5 Reversal MAINTENANCE FEE CHARGE CANCEL AS OF 12104/14 95.00 7238.24 Dec 31 dosing cash and money balance $7.238.24 SDNY GM 00024916 AHP70003001113S4S3NP7003118281 00031 1214 000:00000M0 100000 Page S of 6 CONFIDENTIAL EFTA_00135536 EFTA01276929 *UBS Business Services Account December 2014 Account activity this month (continued) Cate Money balance activities Nov 28 Gec 5 Cec 8 Dec 31 The 1.1135 WM USA Witness Account 15 your Ornery sweeDoPPort Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number • • Your K sandal Advisor. SCOTT STACK MAIILYLE CASRIEL handy Descripticn Amount (s) Balancer forward 6723824 Withdrawal UBS BAtIK USA BUSINESS ACCOUNT -95.00 Deposit UBS BANK USA BUSINESS ACCOUNT 95.00 Closing UBS Bank USA Business Account $723824 Summary of approved payees and recurring payments Seed on your instruClOns. the toNOwsng payee, end reerermg payments ere conscrered 'apprOvel payees' At • result (1)you may authorde addRionsl transfers to these payee vete* and (2) you are no longer receiving ndreldual confirm arions or payment to Mese payee:. Payee desctiplon The payees and reviling payments tested (Mew do not include ONO Payments Eke-tonic funds hens fees and ceases ober transfers between account at UBS If you have additional payees en Viet recurring instseutom on Me. you vela receive separate confermatOns from your Penarscul Achesor. To update or cancel any of these in:ructions. please contact your financial Advcce Cistursement Amount (I) metrod Typtayent Frequency UFO used Start caste End dale dole varied Transfer Payee on file Upon request rfa nta Apr 22, Id ANP7611143011854S4 NP7000t 18281 03001 1214 000000000 Y123661S50 1 00 m400024914(0 6 of 6 End of statement for account number EMI CONFIDENTIAL EFTA_00135537 EFTA01276930 Important information about your statement 1,25 FitancialSonkes he (totem or bel5FittrcalSeread. Is a menter of al prikpal seamy. ~noddy ala epaans narges VBiFrJfNlSen'(PanaltSBnI.USAae indeed subultrios of LOS AG rid Milian of uBSSecurines uc lheFrea's tnakial etzedme it salable uom tamed the bats *earn Pitch re at 685 enrecial Setvfon 1200 arbor Bean(' Weeluant les 07086 'Misstatement repreires the any alcal aced of put UK Feldel031Senta6 3031Unt Other reOrdS.napt01103Itl< doen'e's. conuhng contang dau should not be abed upon d you brew tort is an «roe or On6Pal. pare noon it ~direly n wring to tel3ramh FArapir of the ange« rig your amount Altrogh al Gram roan are Minded to be wont stamant daa tould rot be used for tar pupous key solely on yea -ed ta< lams . Fan 1099. 5498. 1048 . etc) sith peeping tour tat mum ref it isMaid by Ian 10 recon to ne BS al tart dirdends. repontle non- Isable Mu:~ rid trade wen famed en secants% held n your xCour6, net proceeds on sae Ugrian's-6, aid rot baksOn «dab coed socurem Commeriallom Mt the Fim • None recoil!~ any oral Cann/1(4ton% fl sang to further proud your oars ncbdirm tar roles under the karts Meta Protection Act (SPA) • tte ~al insert/ion On the tOp Kt of the Iran of this dais-rent is not 185 Feunori ~a, utS Fnatzial &akaaeries yote Kate as doing broker by ~tenant with the eacated Kinston We Wormed stu oS no retitionihp Mn you opened ttls attom in this raw. Se finds and makes re bated X CBS Kurioal *Won aid not the irroducen braer, rid you MuSt mat a report of ny era Or 461651)4103 both In All ACC0unt SUterereS Shall be donned OMANe ad acar ate 8 ',X objected» n varig wan 60 elks • aka direct exam« amok ' ' to the /her: invent a or taint* 00AK lob CO t ~Aar throuqo n of or h sting to ult5 inancol Serrees he. Clint Rations Depannant PO Box 766 Union Car NI 07(57 • n case ol «mesa evedons ataut an eacionn kinds wand« 0711 Di Star debb card trams:ons, call er free to 185Fnancel amok hc. 1000 ItarbOr IPA1 . 6th I bat Werameten. NI 0726 Ann INIA/135A Sevnes CM ix %Ace x so-on as >ex cart r ext rt. nIc ;cur ant or maw 6 'SON O( d stu need more Monona Loot auret« on the examen ot ream The men Ce Card Muir (af 2tølGible) must her torn you no later thrl 60 goes alter the innsent you the Kt Kamenon skam the era or probkm ~rod - Trade >ow nine ad ~mu nnrtfer (il any! - Dewitt te error or the tanter you se tram Mote aide:ran asclearly x you an My you Ware e t al error a My stu need mire Islam:ion - Trade the dollar anen cd the stnpecod awe The PimaCarl kw will Westgate yore ~Kit rd will COrtea arryntOr proreptly Moro hate al docks pay** to the tensor to Instil Adana ndested on lee front of this slamment haddejT to agar ovaurt fees. axounb may be arbien to mamma. Mr. Ø for um payer* Mr uounte: pun:haws aid claws fed irpad roves h Az), =anti ACCoUntS tha are Walden:6. to oll'Ar innutens rnay be saga to a tails tee UBS Swap Ophins UK offers opens la sweeping ads batmen braces:. bat &pats al CRS Bat uSA KlutS AG Stardom daub (Bret *rap Dorms). marry market maul ands0/one? Au-4;73nd the harrutional Depose Acciant (Carr "men wick df IrMlnaliala ken" lAn‘19Anfet ACCOuni through the Elan Sweep hograns. CM. balsas are swept to WS Bark USA mar rural:41NX taut ad tien lo 125 AG Stanford Branca of a helaney Fura Deposes at LE Kt USA re FD/C muted n acordance with FIX ruin For ~II i4Ø pare nut was klto gos Dermas at UK AG aardord Brant ad *QM cd Matry Fads Knot nsured by the MC, tØ the DA. wobble to cab baldnOes at Swept to «pow accounts a UK AGNs/War Bra"Ch aid I% AG Caman Brats. These deposes see na nid by tire FD/C Bataan hell a the U3S AG Colman 81141 xe trepounly 41:mtad to CM Sanrar rid. 01TMfay!~ ~t and tiers ism Waat*or oter ohlwtito d ISSAG to read the DatalCS thee on the 25 Crates eras boas Nooses at UPS Bra USA rd eat UK AG Basch nrci preeected by 5PC Money fund shies are proaced by SPC See 1.135 'Inmost Sevres Account Boteam' below Upon your rearm balers n tie Bak Sweep Program a OA may be wertaer åo rres of a here/fad maybe and the onoccedi retuned to you or you Wasitan lawn, Furter 'fen aten Lout rattle sweep optons. .i Aidng went name rates ad Setts ts wattle a own oust korn your F flak.), Advisor a by caling UK Br ancia Swam oaten peartien The Finn e aromaen of the kornes Mere Protection Coporatn (SPCT tois. protects seafnles ninu of es metres sp to 1500000 (nadan; 1250.000 for dams tor car) Dv SPC ora« acesam times Øylo , CO>UM tatothokln apaladr~ The Ferri together win cerian Arms ha also pachå*d stpplonaltal orobann lhertaanuen ano t payable to all «Mole cans. colkareleunda protecion 6 5501 mdkn as of Kanter ID 2013 Sara tote poky orditiorn aid ~du oar at he Fem blucher Warted la p e SI 9 makes nve aggregre la all >ow accanis KU n a mkt. capatay A-ful copy ol the poky Kiang 6 •våQble gm° ,••••••2 The 5PC prowl« nd M supplemental prococien both do not Spy to • Crean instal adels conuolled bylad bawd flak, roam value) but hell away rom te35 Tinatca Sermon (eg. aim fa cat, aUBSBar Near at U35 AG *triad Irando. Id) nsante wocbca nating Triable month rd shwas of mutual knit Kra sun taws re mg ateml arty n the nrne cd the roan holder on the boas aid records of the ;pinkie am or prod« agere) • Conan ewe:anent marts on ernment ittoosis (eg. kneed ~whips and prvae ~ems) that are nor registered war the Semnews Act of 1933. and • Cowen:dims contra * 9. foram Øo rid preious heal CtAUIC6). &leak taxes commas aid 01m1TOCaY OPIK11 comas The SF< protection aid the axplarootairmactim do not *pale these assets even rl they Kenya apper mtre ssolmenn The SEC protecen and the app kftwit i proteelon do rot presto mans* changes n the ~kit yaks Of >or dorestmentsaewts as swan a ~in minnow. Øa ~toy *therms* MOof Wanton a re/thrum awed You may obun more 'formation aloc alginc) the 5PC Brocade by conixteog SK at co by toting tie SPC waste ar wwwatir oll Dividend Reiarment Preen ORK The gnite raleCol 6dt arr.* pnoe you may attan the attval ire ?ran your linroot Armor Only Mole shot are psoloarAX talee CA P. denialrain til be soil and lie Cash a I be castosiod n per amours lheevidend wane pod uppled by the issuer ray OK Cron the melt bra at whdt the partial tsars ore sold Caskisline ail% Mol unto urry be held in pv 320talt t you re *MOM to aortame as areal of a dnidind ~nit or ~wise re From wlt ether tel partial mes matet nice a aØ an carol Minty.] by a tegniend caring army. recede you account lovestment *salves The mesmeric obraves auXnt prof .a are spare to eat account aid may vary tettes near afro* the lati prompUr in tang of any cognicant dunge h your fnened stueion or l'rerAtrAllA ctrctive; For ear report held. you choose one of Ow lowng .testman Obj•Ct•t$ • Reduce Current Oxon» harytnlentliftli1112 the growl in of normonly • Arta Cadartkatetkon twearrents54•Aing aroydh ancpal rapa than the gridiron of name • RØ Co nrbrxhon of Income and Churl ~WI ~rents swing both to genrata' of non aid growth od anciPal 0~11 risk wallas • Conarraw Seeks tomdon hliai genital web low risk ad iota liry to the a am twit. Pei° A Um muss the ascouni does not gram* Upham 'name or returns nel ~Ina keep pace wth inllabOn • Anent» yUllin m asap: tam6*W Frncct arl lane torne taxntyb took biter mans • Awns.. Nang ta appeal hgh risk to ennepa ad hgh Patty» steno» reeums over ma Statamont 'homer *Kr re may consoklate el redd tiovn StatallEnIS wit the sal* adite.s n the 5am~ Ace:auway be reload for this PØ Waco they haw owner; eho air ~bin stn move rkaionshps rah wire dews at the Satre added Ths graria known as 'householdng 'taw pale to make indicator flittrnentl. ~led n ,e,raa CONFIDENTIAL enrelcor am acre hi:obtain] by cling your FecnoalAdvsor Friendly mount name the ~Or aØ nano reflects 'erraria, that you ~cad an It. hrrys online undoes mbste It is a 6u:ionizable 'nk•rome' chosen by you to azn you wth Yta nonnesarg n er no bgS effect on yOUT xcour4 You can aria pv Feria/ raked naves. through Dirk Seams or by exitacuni ha Franca Arta Actount megrim • Vabe of row reourapatecao Nee C4 asset and utilities • Arab Includes sealable can braces Kukla reacted maltyCm) rid Global Tao Deport ~egad marks to manet and attain Kra not held byte Frm Does not itC1Jdeunpnced StUntelaZtiS a teens el the prod and maw there* pro« a acre ~maws. unrested 1tØ colas and eden istile 'tad" opium • Ciabdoes 11CI•deS at barras. °JUT...11dr.) magn rms. creal tros sheet aurum Isaias • CaNlyklf*/ daloker To1a ot unrwesied >imam. can bSances Watts Bat USA amok kalakor. SS AG Suerical Branch depose bedews rid math maim errata Ind Weep lark a the dose of the Klement peip NOWOXTWICd y her Cled/lbabralhyo., ravuro ore not wets ed from otir bath*, awl de Fierintay use oe these his n the ordibry arose of as brims funds re pant* upon me demand This Mal 6 Inds:led in ne anew pnixl cloSng value Lending information rot detarkd edam aton on '110 ri'> le's'a pad as and dadosuret Kato youClew R4albeitp Agawam or Accom Arrant aid the Gener Tema ad ematom V% Stamen of Cade recta, rat* n Ayemants sal Chasm .ijerehia, (MN., r.,r,•,•./ b.JrIn\ Your mats YOnStåtellail «MSS Seartn5 and Other ZWIS held ri dot moat at the end or tie ~maw period You may Mk la claim, a Iola pad rocerts 2 ay tme You may rears sechtids used bat catterd ater paling al balance eue on teen Any ~Mfrs trantmed to The Fm ding the usurers add are teal x ~el rat» n1 01 IM erd a the Klemm pried • Con basic ndetIennng the coD basis ei de seathes mailed n the stairrone. Seed Mkaced wth the ntrner ' UB5 Feurda SeVaf hat reled on 'armvin °bland Fran sources *thee than 10$ Faker *aces fortudng nlormation Iran ram. IT or tal you may cute preuded e your Farad Ara« Therm does not itapendemb way or cornet* raracy or eXiclky of aly Marron derided by auras et ertian Mirror Serrkes In Mann *toughUK Fiona Sorter gonsaly updates ilms orturom as c 6 wetted tehm does not Drtnlde any Karon tut te nrcemaan wear 'Cost brit' and "tureilited gams' is arrate a of the dro of this 92401.111 As such phase do not royalthis in1 amok ion lo make archer et ste aisont 1« lat purposes a otter* ~nu tautened to to tarn ma/reflect gleam nlormairs orly for to period of time they am held a the Fim Korehimorrol Warmth., Cam be added by pc hrunsal AØ • Unlettered galmdmises Wad data t avert, /derma in-Kisco I:WY-11:19S re 1/4 •1;a1FJ fur SDNY_GM_00024918 EFTA_00135538 EFTA01276931 Important information about your statement (continued) kafteithalsearity lots the tawationdato fa edircbal lots maya may not reflect amnksano drages mace 'snotty reorginizatim wean Dreend Bord *ea rorwomenn lots and frtornalic puedur.0 lots are oat Wend! to Tilde one atea;od lhe • Wade dz.' <Warm presents the «Newt balsalon baled* • CS" otioritiot Bonds and enkeed stod that To Maw salt for ealy relenpeon nil be selected man* by lot tom aØ al serum* of that ape hod n our name a si ~wen ass ler scr dents Calloan stamarm is attendfrom thed pawn ad as xoraa is rot ~NINO OT« call leases may eon *Mt could affect yell ~Vie moralen ima be provided tØ natm • tortaratas of dial:titian) CDs ate PK nut* up so $293.CCO n wha' ma mtrued ntweit pe dsposttor and pw clensery mikes" n =Wan» with SD': isdes • ~Nolte Fixes *pined la was ant ode produces mas be hiller a brie thai til end mal you was kJ Ktually mew in the make PrCeS are °blared from aims hid pant sources ohs* we baler!?lo be retitle but we do not gumbo ecrfr aaasacy - We "way lise to doingpre' ewe asabte er the mien or te be aid ask il ces fa Isten *foreleg and opts* or on ybd peesfoe OTC stomas - Lot adores traded wanes maybe gad tung yabaters mock, a the moss roam dia we °Waned and may nol :elect an actua malat enror italie - Cenan pushes may atz9ear vante Apra and roll show z 'price was not accilable if we are tattle to Obtie a do* ler a *curry - Deposal a savnes denCennital n ~es other the U S diollin as el acted a the eel h Ewa., 'Se ds of the Parma! date - For art* scathes *Ong a noaccatirmiss deromnaterw«ce aid quality lace vane/mar hae been mimed» Irle.ale Fropetvåbx4n To obtain anent antis" Wien moist*. 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Nana** names corNatyalts and rats. An *Min of annual name is based on (went detnnd aid *net rates. awning ew worsties will be held for one year from maternal' date a tent maturity This estimate d my a gudinne. accuracy and antnued Mew se not gasved - Est nutud annum mote and woe see for Owlan tpesol secs des *al indode a alum of re etcha or coati gains n Muth Cale the et hame LTC aeons yekl) would be overstated - Estimated amid sworn. nd armmi Weld aid the actua agora and yield night be river ce hgher than the estimated ancient - An ntrute of ~Iced name aNiderdanaor mien) Waded byesowe« make, vatairtraa balarie a Wed on the la2 de end or wirers payrem nude by he issuer and awns the sears indigoes all be held'« one ave Iran the stater.* dap or wok ~nay Amhara* =nu* pad ae n01 guaanteed • Ain not held layUK Itinandal Sava* Conan aners se not MN byte Pito ad note** the kits possesses or antra Tin% asset re 46pleed en yiur tamren for inloinwonal ~son>, Poulton and mien posemod ae mu:Rd byte isseng firm UBS ~fig Senridg 4 not rep: instils. for this nfornaion and does net g.setaillie ns adicacy niese assets tenet Normte by SVC « ror win supplemental WC towage • town* dialing and addklonalcompensation. - et additet to aminissom oo tan aid 12b-1 fees nowt/ in canners«, with the dartglon of nisar hinds toots amtsre aura ow elliae realise renrue ~in; aapenu from asubutors and« Mason of the hut* hauls fiat we soh these *ants arebased as two daimon *agents fJ IT* annum el sagsby IRS cd a panto* actual lund limey to widens. end Id the asset sate of a prbwIr (rum' fund lands% tamt Mil a TIM Ion - We adae*tite and recede retracting aid ormtusprocessing he n conderaton for transfer agent wakes tat we proudt to the wool fundt 71wrie fees peneiabr re pad tam imvnor mots is the nasal hand nid ae a tied delft topyt basal on the myna of ~is at the troter-deahr holdingmutual Itrds of hat find lane - m MO an tomminis 'tweed m cornection wen the sob or darbaten of arrutycorroarn ad an Itnni units to cur <«m. ise alt ce our * Jaen:Q*4re~ *MN OW-Parsabro fon reword ble manna, cowpox: Ind/newsy one a-cuay armvads af!ilamesol The hatanorcewres «sponsors a the urn twestrant INS'S we *White - Ott armlyn also receMe Waling commbwisaMotier ~talon from mina haws and *minx* OxrC,J1its virro? procixts we di,. but.? - We recent as sodaar fee Men 4.658ae USA ad USS AG Stanford &std of up to RS per acount snoringto the bases ~a the tat Bank Sweep Pageant ASA, leloiniSan resardng corn-reams ad other dirges ironed annetwon bee the creation et vales. nckiarg opbon na-~nsha5 been ncialed omlonitons «emu* fended so you. aid nil he pro-iiders to you wavily on maim Short selling It you ae engaged in hort sehgaaearity you may nos a lagedue to anal brew" costs for Owl pramla warty Open «den Regaling Open « '9000.tilaKelkd • ordod that twee not eiewted by the tateres' *a open buy ad sell SIN «des re waxed by the annunt of dwlendscr ights on an eediadondsor wages dato man rammed cheerer by you You ae remornte for orders tut are resisted doe to put Nero to canal exiting open «den Tax witthrlditp en ~ono foam UK financial Sentires Iltas ~al Lac WI reqUte51.85 inadal Seniors to washers income tar from yos useable as dissent cm, tut you few era oat lobes. ~UN Meta or. instead. you may eel to haw lac ~Mc a arne or naffed *own as you TOOSe Yel ~on vil remain ef ect until reeled by you You may nude pair 444,-tion a syt sno by mealy anew Owen If you do rot hase emu* name tar witners Men 'Cur dartuliOnS. you maybe resionsbn ice the paymem of *ma* tat you may nar pen roes d the runnis withers and yet fl awed la parrens rerat Null CO your la oblipatios Privacy To Øen a copy of ow ono Otero rivai Ma* pax* contact yew F flax* Advisor «onion, websne Y. ymm, ulix<cmen,aneotry USS Pilaw-tat Steen is not antra The RIVA. &mss Struds Accost BSA and MAO *beck «age aactrrts Ws* parade access to bat Fil søven isl *dims trough anatomies with *hoed baks tel oase Tiid patty basks and pestle awls to ism aid rnwty procknas ism* by unaffiliated cord {arty ewers, animas Hough mama agency skid-w000f UPS Fiance Seslcos he Inestmat. react and annuity products Hot MC haired • No bat* 9Anifica May Box vale RMA RSOLICeMx,agoreni an* Business Wynn Accoant BSA. iffttn and ntemabonal Reso«« Wharren CONFIDENTIAL Amour ae mane* seem mats ot LISS Fruntial Seniors Inc VG Srsnatine is a regime* »nice mat of visa marsh nal U3S Visa Sagnabre an* cads aid LÆS Vdd data bats at issued byMBank USA wok stamimon from Yea USA haarparatal UBS Ananall Strvi0e5 Inc boy 201407 SDNY_GM_00024919 EFTA 00135539 EFTA01276932 ;14) UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 *HP700054388910115 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACKMANLYLE CASRIEL Phone • Questions about your statement? Call your Financial Advisor or the Resourceline at account Msit our website: vovw. Lbs corn? linancia:services Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www. annuakreditreportcom. Value of your account Business Services Account January 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on December 31 (S) on lanuay 30 (S) Your assets 7,238.24 7238.24 Your liabilities 0.00 0.00 Value of your account 37,238.24 Tracking the value of your account S $7238.24 .,.238 7.238.2 I Dec 2014 Mil 2015 Sources of your account growth during 2015 Vzdue of your account at yea. end 2014 Your investment return Change on market vadue Value of your account on Jan 30, 2015 57.23824 SDNY GM 00024920 5000 S7.23824 Member SIPC ANP70302000598891 NP7000056622 00001 Oils 00CC00000 00c0c0 ►age 1 of 6 CONFIDENTIAL EFTA_00 B5540 EFTA01276933 SUBS Business Services Account January 2015 Your account balance sheet Summary of your assets Value on January 30 a) Percentage of your account A Cash and rrxmey balances 7,238.24 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.03 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 57,238.24 57,238.24 100.00% Account name: MAX FOLIC OtIClil Account number. Friendly account name: MAATI - ATION Your current asset allocation A Eye on the markets dex Percentage change January 2015 Year to date S&P 500 -3.00% -3.03% Russell 3000 -2.78% -2.78% MSC I - Europe, Australia & Far East 0.50% 0.50% Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10% Your Fi nuncio, Advisor. SCOTT STACK MANLYLE CASK'. • Cash and money balances may include available cash balances. llBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% Apv70002003588892NP70C0055622 03C0I 0115 D0CC0C00SCOMPIY_GM_000249tillge 2 of 6 CONFIDENTIAL EFTA_00135541 EFTA01276934 *UBS Business Services Account January 20E Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. January 2015(1) Year to date (I) Opening account value $7238.24 $7,238.24 Closing account value $7238.24 UBS Bank USA Business Account APY $7,238.24 17,238.24 Interest period Dec 5 - Jan 7 Opening UBS Bank USA Business balance Dec S Closing UBS Bank USA Business balance Jan 7 87,238 24 Number of days in interest period 34 Average daily balance $7,229.86 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fdlowing investment objectives for this account if you have outs. bons about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your resent objective: Capital apprecution Your risk profile: Pnmary - Moderate Investment eligibihty consideration • None selected Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out. Your ilnandal Advisor: SCOTT STACK MANIAS CASRIEL SDNY GM 00024922 AIIP7C0020C0588893 NV/0030%622 COCCI o115 0000000e:/000000 Pegs 3 of 6 CONFIDENTIAL EFTA_00135542 EFTA01276935 *UBS Yournotes ----„--.,,,.. CONFIDENTIAL EFT,00B3503 EFTA01276936 *UBS Business Services Account January 2_1s Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. In Sane pnCeS, income and current vdues shown may be appr0xiMale. AS a ince. csalits aidl0sses may not be accurately reflected. See Anporhint infomtabon about your statement a the end 01 the dxumeM f0r mote infornason. Cash Cash and money balances Cash and mosey batance.s may include avalaole cash balances, UBS Bant USA decent account baances, UBS AG Stafford Branch ',poet account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vat h n applicable limits, but are not protected by SIPC UBS AG Stanford Branchdeposit acoum balances an not insured by FDIC and se not protected by SEC Money market sweep balances are protected by SPC but ate not insured by the FDIC. See the important information about your statement at the endof this docunent for details about those balances. Hddng UBS BANK USA BUS ACC L238.24 7238.24 250.000.00 Operingladanse Cloung Wrote on Lan I (S) on km 30 (5) Putt per share Average on Lan 30(S) rate Dnictend interest period Your Finandd Advisor: SCOTT STACK MAN/LYLE CASRIEL Days period capmount (S) Your total assets Cash Total value on fan 30 (1) PerCenta0I of Con ESbmcled your aCC0unt oas4 (5) annual income (51 Unreatied gain or I0SS (5) Cash aid money baincles 7,23824 100.00% 7230.24 100.00% $7,238.24 $7,238.24 ANP7C0020C0S88895 NP7000056627 00O31 MIS 00033 CONFIDENTIAL SDNY GM 00024924 IrqsSof6 EFTA_00 135544 EFTA01276937 *UBS Your notes ..,,......,...... 6,,,....,...,06,, G. .0,,,.p 6 of 6 EM of f.f.....c.onf numb.... CONFIDENTIAL EFTA_ I35545 EFTA01276938 Important information about your statement UBS Friancise SWOPS Inc (the Fin or Un FmaxMISericed. is a minter of al priaroalSeCunty. Calanadty aid eplons whinges UBSF ninon' Sweet and UK Bank USA ate indirect 9brliaos of IS AG and atfilires of LYS Seoraiy LC **Fan. • s fYancia sweat it matt* mon recut' the bins worm. offices iwe a U3S Fmratal Sanas 1200 Haber &Meow! Wawa on NI 07086 1h6Stablinent reprerfaS the allyOtteialreard of muffin Fmanial Soaves account Other records. except on oil tar doortenn. conuhng omitting data should not be ;WO upon if you WOW there 6 an infra 0•16001. pleat. real n vornitab)y et owing to thellach Manger of tie onto semingyour room' Athaigh al Sinn twin are 'menthol b be aCarate. slattern data TWO rot be used for tropuposes eel solely on yeaend tar ram . Font 1099. 5498. 04.10 tic) then prepang lour to return lei no is agund by IPle to mon tote RS al n@ le Olden& repontle non Mob* decent ad moire ntered tamed on SerlintieS held n your Kiwi& rep proceeds on sale tranUctord, and cost ballson actin weed %flaw, Communications with the Firm • please fecal/son any oral OannalCator6 nwltngt0 further ward your 'tact notably margin undo, the *amp Wen Protecion Act (SIN • dthefnodal inset/ton on the top efts/the lam of the laternmt it not LOS FitInColSeniia0 LOS Fetatesal antes canes your account as &arra broker by waigemerti with the (Waled nnuton We Wormed you of Mn retnionthp Mn yw owed tit Wan in th6 caw, Mir funds and swabs re bated a tea Fatima Sanas aid not tre rcrodung baker. aid you MuSt mato a report of sty era irony:sin to forth In All amount StaterencS that be deariEd Carpine ad acarate 6 na objected to n vintrg Who 60 days • Please direct cutlemer mania ' to the f nits Amen, ae or tollfret at I 800AMto093 7 t Panda/ thrOup n by. Of In rang ace uBSFtionoal Sentn knee Clem Retrials Depatrrent PO Bea 766 Union City NI O7(07 • to cat of masa chresons about an ekcoont font undo* (711 Di Sv63. &Oh card irrisaboma call or owe to LOS Frontal Winces hc. WOO Kahn' Bw.60I bat Wf€hmluo, N) O7°86. Ann IMMBSA Sava.: Gal co weer soon as po cart d you th nk yar stawnem or recept 6 etOrg a d you need more Mammon Lout atrater cn the stitarrent or react The Fern a Card bow (as atO tole) mug hear torn you ne L3te. Val 60 Oats alter the kw sin you the fist summit on Mash the ma or probiern agate - Frodde you new ad acorn, hurter Mond - Detente the oral or the ranter you ay twin atom nide:titan as dimly mu arn why MU Wee 4 in error or ety you need wee nlarnxion - Frodde the data warn of the 'snowed we' The Fat or Cad Issuer ail investigate you carat, ad will cored anyerror gravely Plowmake al decks payriato to the krnor to Instil mann ndored on to front of this to rent h add/ tal to regukt eat'', fees. wourO may be abotO to mamma to few charger. for um payee.* for wawa purchros andcheeps for aped anoints I oath =ants Accounts ma are traiderred 10 ollw natation, may be :Masa to a under fee. UBS Sweep Optird US$ offers (Wan for swettol ba$3nCei. "fix" bank spouts at uBS fiat LISA arid uiS AG %Irian] taut Olak Swap hoping awn maims mutual endsWooer Funs) and the lorrrational Decoct Account CONfor CuitOrnerS Mtn ai memaional knotree Management Amount throiyhilvElat SweepFM.3.3M code betimes are swept so Lea Bare USA up b n egad-hid Imo and then to ISS IC Stairked Banco, a a Matey Furd Deposit at LOS Bak USA are FOC inured n accordance with FIX: cobs for nom ilannaeon p bre nut swee ela got Deposit a Lib AG bread Brant aid *Lams ci Money Funds row nsurod by the FCC. Through the OA weigh to rah blips are swept to deposit aCCOuntS a MISS AG Nernal Brach and IIISAG Colman Brant nesedeposits ale MC nand by tr* FDIC Sainte heti If the tA3S AG Capin Binh re telyOritily 40p0501 10 the 50.4091 riat of theC30r Wendt and there t no guarantee Cr Other oblation d LOS AG to way thebatmen who Oct the 185 Capnal0 Snarls boas. Deposits a LYS Bat USA an each OBS AG Brach trot pawned by SP( Money Fund thaw are acceded by WC See %BS 'valor Seems Account leoteaton" below. Own you reciso2 batrCes n to Bak Sweep Programs OA mat inewtinarin ad Owes of a Money Fund maybe lquodaid, aid theproceeds awned to you et yaw Waite% xcnil Further wilanatal tout aaartle swop opiate. Wudng avert incest ruts ate left is rabbit a ware fah Iron your F nalcal Advisor a by cating U.S FaaritiolSenrkoi outwit othottetion The Finn it a reenter of the Munn Maw Protection Coporaucei (SPCt ninth prowsseamen acorns of es martin to to 1500.000 Wiring $250.000 for damsfor <Mg 7n• SSC awl mown tent awe to PI maws tharuhOld n a palliator catazity the Fret together web anal Adria ha aho prichaK-d steplonatol protecion The raienuin anoint payable to all Oighb cert. minter/undo' en protection 6 SSW mason as of Dioarter 10. 2013 Stara to the poky anditiore and Witatcon oth at the Fon 6Unaprereated fit up to $19milion n the aiw- ogre for all your wants hell in a pallor, cepa), A lull way of the polcy Wong 6 Nalableupon n00.601 the SIC prOIKtixt red te supplemental pricatien both do not SiolY to • (Wan inaxial cows controlled by (and hOulled fly)°, nowt viunbut held away from kAll$Finalizial Sown anan float stinger/ O)Cat al U3S AG Started brarkh. (d) nsuraxe mans. naming wobte armies. rid 04 'twos of frultui finch awe Sun Mares re ',geared *Kay n to nave Of the Maul fakir on the tacks ad records of the ;prober Owe cc urn* agent). • Conan recommit constan or noarmat ntirese to 9. Muted parowshos aid prvreplacenems) that are na agisicced one the *Vibes Act of 1933. and • Canoodles ownw to 9. Worm tothang0 and praktus metal antiactd. notating foxescommas at fiFkrodtht Weal Contacts The SIC protection rid the acclernental protection do not mob to those assets ern d they Ottenyee mow alma suienton The SIC proemial and the stembewit ', attach do not grated aganst change, lithe makes vale of yes Westinents (Weds as a result of mato morecrent. rssuer Othruptcy cc otherwise) More inform. on a reitle upm Maven Vat may obtan rico Morita:on doclei.item i si aging the SFC Brother by antxtrg SPC at cc by nium to SEC mbute awe itecc Dividend Re Wormont Program OP/P) to prey llneCed eat arcade pna you may °bean the actualpair your fourt241Adioor Only Whole than afe puttoared inlet pp. partials hies coil be sob and Me each sel be decosird n you amours TOO/dad renvestmer6 pct aipplued by the issuer ray date from the malt prices whdo the weir May st• sold Cask-Wine Gil% Ana le units ow be hold in you nowt r you re entrird to 'pm:Pub a a ewe Modell:rid wren or othenvise. the Firm wt ether tel partialmesa make' ince a awl), an wow, ilmenred by a registered clang army. an:lat.:le you account Westmont the Men:nett obraties and nit profile are SpeCliC to earl aware aid may vary town now ales the Inn °nommen %yang of any uric -ant donte in your honor stuation a iteeftlinfa Cbtectivec For eadn wort held. you choose one of the folOonng nestment °brollies • Pieta Current Wane brostmenti sielurg the gnraon o home only • ACheie Qpit./b1Dp100400n kieetinvntsieddng growth of prncpal fah. than the greraton of name • pratoceConflowoon of Income airy Cadet krareaten owswents tools g both to generator, of Mono aid 9"owth of pr n Mal On/211d* prelim • Consent, Seeks to wreath hi trail-Opal Widow risk rid rola fill to the account tett. Pend that men the atorant does not genew Ostrow income of IS", SW myna keep pace wen inl Won • Aioderaar Vining to amp: tomervt tO irneltal ad tolerate Sara Wig My to welt higher wow • Aggrestase Wang to axem hgh nit to anepa ad hgh volaultmo *Ship won iller tine Statement locrueshoklieg" we row consoldate al redid eCCOult statements with the sat &Weis n the tine nape ACooultsinty be related for this rerroae kw* they haw owner; rho afti western tont mount relaionshps rah other dents al the sarre address The practee is known as •htsseholdng • I you pref., to realm incited...al niterientt mated in Xpaat* CONFIDENTIAL wolfed —mu may *faint ticusehoklog by cling you FnalOal Advisor Friona, isteetlet nyfrienley aunt nine reflects Of amnion that ma entered on tie funs wino undoes websee It ea cusernizable •nosame• chosen by you to ais you will your riccndkniain n fa no bga effect on we now YOJ Can wage you Frealdiy >teal naives. through Ont. Swats a totentacung yw &late' Akio r . Prawn entyiew • Valle of War 4ttoontipterlcoo ate of aged and li clip • Awe Include *alio* di-librarian valueslot restricted ',way (ol l rid Global Pm* Dewitt wrolizod mats to market and arta, acat not held trite Fin Does not nadrunpnced SalaltelaSSetS a Send of the pia andWeal, statement p0001. a Wale frwianoret, uniested Slot* a d es aid wait* e slot Wont • Ciablces Wades debt banal. outstanding mrgn loan. oath Inc short accoum bates • Cosb/Monty bison Toes of Lnirwested avaiobbe cat brawn. Ma LE Bast USA deposit baboon UBS AG Start ad Branch depose balance's and money meta miter lam sweep balancs a thedose of the Statanint period Non.corrincd Ey free °edit banal et year amount are not segregated from othe balances and re PRIM./ Use ay those Wits n the Wavy mune of as brews These funds Of de payableJean ps demand ihei total 6 Incbded in fie arrant peckd cloth; valve Lending information For detaal ylonnaity on ele F an' > eahrd or arias ana do:Iowa Mato punClem Reiainnti. Agfern011 or Accord Arran: and the Gonad Tenn ad CalditOnt US$ Stamen of (fide Inclices &Mob* n Agnew5 an! CecIranes low ufr r lonrer,ord, v wine\ Murata YOS tdtetmrd tanCeSSeCulte0 and Other aSetS held n the account x the and of the %Mann period You Wei dk for &key of Julypaid writes ar any tow You may torte...Set:Cie:used a ban colt era Onic OPM9.4ir an balance ale on them Any 'aunties turd erred b the term the wows pined ale hood a rwlet rater of the end of the statement period • Cost basic ri dittenhng neat' basis of the sedates 'madded nibs statement. SW'? Missed nth to nutter - 1. • UBS Nonni Stroceshr rebid on Warman Maned from sources other tha LeS Fink-tor %Vett. noudng IllatinalOn kat act s IT or to you May Are proided to your finariCOIAdvAct The Finn clots not nOttendenity veriy Or guarantee the anncy a vaiday of wry Mangan provided by sources °torten LISS Enrico, Matti addeon *tooth LISS Fnatcial Sankt gempally updates this stamen as t 6 woad the inn does not prod& my as:maws to the nf imam tinder Cost bad ale 'tweaked gainew is raw* a of the die Of this da401011 AS iliork Pew do 00144$440 this srdOnnann to make curchne or sae de00(05. kr la( purposes a mew Account uselatof to the Fern mai/reflect dribs, Marimba orgy for Ino wed of time theyreheld x the ken MarehiPorbal riarnXIOn ca be added by yemSFerurta01 Rek6Or • Unneeded salredbfles llhn data 8 acaiablo ecelred cereal td latii0;Sii Cadiatel ice SDNY_GM_00024926 EFTA 00135546 EFTA01276939 Important information about your statement (OCO Untied) headcheese:reify lots the tamextion data fa ialindal lots may a may noe reflect cenenksexu Chasesate Maim). messa. aim went Dalfend aid OM« rorwsmemi lots and sytom tic pirchze lot are eat ~Min to daps, one a:erased let the • Made dz.' Timm peasants the «One, tramatun Unmake • GANN aura tos Pond; and praened nod" that Te Yon ant tor earby roderqxon sod beselected magnatey by lot tan aØ el snafflesof that issz rull n out name a n ~nee flare for as dents Callean 'nf cmul en is obtainedfrom third paled aid its 'cog at, 6 rot gunned OT« call lenses may cost vlich could affect men ~Ste inlommi ion tva Mcraided ofrrn regaelit • ~as of *paella CDs are øC nosed opt I2S.O.CCO n pimple and ~tad Merest pre depositor and pa ~zany enliMion, n ~Ganz with SDK NIOS • ~hiatus Pncesckplewd ta 'Mures aria Other Product may be hr« a blur that t e orce dial you Mu kJ actually recewe in the inarkg PrCeS are °blamed from vanes tid pity ;corm andi we beans to te retina but we do not gamin ewe xcuracy - We "mealy use the deng peke when *ratable ce the mean p the bid aid ask peCeS for 'sad tsarreim and *pews orshyled penisfor OTC smal e% - Las amwer tread warms maybe Aced usng meat en model a the MSS Mani pia we Maned andnagnot reflect an actua mark« Me Or What - C Oman poslions may Alen YAMPA apene and roll show z 'prim was not writable' rf we are enable to Obi* a pee for a snuffy - Deposes ot stones denctrmand n ~ors other tvi u 5 *Mtn as al listed a the telhenaorSe as of the Seamen! dae - For rortan 'carnet min.g ri non-ant:4mm detumnatt is. ace aid quality dace vaiet may hale been naiad to frame Fop« vauson To obtain orient antis" when asallalle. mesas year' Fruncial Achy • Priem learanums and seruauned produces. Pneatir Mesttrwee sautes (mining direct paler' pains Vegan aid real aim** rag-sewn Men Mattel/ and structured products sestina., hghtyheimla (elan anathema premidt hzie noe born reagored mein* Wa lls and efartal Carman a under any state *OMNI lad We prOrdeestmaed scalars la airste ~Amen ^rues ass strundef produis lot edam.* cnalpuesoan only Acdaacye rot gua'amml - llweyaueS maydifter stbstantally from nears a as Man fl oat rentrnere wary« SleuCtured ptcdua mei be licur et sold aid do not necessnly reptsme the yaw you may Mao* olfcci Igaidaon - med paw emmaes of vale are as et a ran <Me aid at walled to ISS enroll Services on begra bans by an ndepenteent satiation fern Roof, %metal Pam« SpCnsoe mimed whet if am. are stgpled to te FIT by the MOM general partner or *visor and may be °Waled tasted en diette stamson from that used by tend pates to doMie thee estMatcd valves - Youcn obtain ANK41.1d ad amain regaling the mono lonsgy used to deteranne the elm*, et via and the date of the nfonnaton ta is the base for the mina by anlacthg your Anasdi Medlar - TIM parry ~aced vans may be fef acted as 'Not paced' n analseam" tien an idepennal tuba's.' fat ism not Masted ad unable afar a value whenwe Damn aral that a maordl mom has ~What may olla ~mg reponed vat» Soo watten. a warm leak* nadd te highly reCailatree duo to the net" of the seamy - Men an kw« general panaler a SpOneat estimated van« 3t fdpaly KU Main What if provdel the taut ol tre zany sea becalerent tun est Nrchst pow - 'Clantorions to dare' my hcbde woo of cash al wane « both - • Oftini f tat me' rea'eSsita te dieselolleng prce eser unit ail may not reflect you cos bask • lbettliatd securities Restricted securest greserayae not damn, Higbee for pik tale trBS Fesmil Sows uses the matte price of She wend:Sod 'lode of the wane asur x r rfouted vain lot the leseused non t, purposes of ta sun a t orsy TO the maim tux reacted sec:lies are elglek lot sals ne eat* lecleled nay be substastialy lets thin the insisted o/d shown • It (*United) hØ arm« yields and rms. An emirate of ~al mome is based on anent unand and Cann Para among to acuities will be held for one year from statement date «an mammy thrs *Sinai* is onya guideGne. accuracy and 0:ntnued name se not gartneeed - Est:nand ora income andante yield for Wan typesol setaritees muld Mute a return of sencjaa or canal glid ei wadi rife the MI bømo Lalddarent mkt/ would be oventintd - Talmud annual imame aid current yield aid Mie actua Tours a d yeld mgM be Isms« hgher Tag the astmatel amons - An minute ol lletalged income Glidden! ender «east) Maned Dynamo.« maket vat/Vans balance e based on the Ida, desSind or interest parts ritide byte issuer and nines the seam indeposet wlI be held'« on. sax han the statement dap or use ~arty Anna" aid oartintsd yeti are noe guaardeed • Meet not hold WU'S Pinandal Soma Conan Wars an not MUbyteMal an not with te fins possess's, or envoi Thee assets re capand on your gatemen' for irdomnonal ~son, Posibins ars eon presented are rem:1M by the Tung limn LES F nancia Semon is not erponsble for this nfornabn and does not giantess es acancy MPS* distils tenet protected by SVC Cr the Fern's supplemental SaC coverage • Ilmnue during and addkbaalcompeosation. - es addinni to caminissom on ales aid Obi lees name/ et tonneaus, with the datrtulon of tuna hands to our dents we an« ow algae repine fen:rueflag ~tau troen &flexors soolor »Mors of the mutual funds that we sell Thew atiants ae based en two dilater, arsponints 0 the amount el altars U:6 ol a pancuM mutual hod limey to maTerns ad Id Me net sate of a prosily obtuse laid lanais shares reed a B. Inn - We aid aur stare abs recent ragnotng aid omnbusprocesung lees m corodeiaon lor uante agent swekes tut we posed* to rhomieual funds Thine lets gene.S as pad *Cr manor awn in the mutual land and as a tasd dolts amium based on the rioter of roams at the hone dean holdingratan loads of tat find tang, - in aktlion lomninYM1 reCened n cornection wati the sale or distrbuton of anurycorarain rd wiz syn.me tNA unit to our dents, %waxierour alatiane recew mien* trang antenna from riniyof the renna companies indenting one may cataracts aPiezeo of the iipimamnpntt «sponsors cite uric eiWSVIVell !NZ we *Saute - Out ailitates also reale wading commisansani oar compernation freers muna finds aid insierce ConVaiies whose Inducts we disebute - Wereceiveas nasal fee hem LI358aik USA an1USS AG Stanford Watch ol up to 525 pet acount sweeping to te banks vid« the terser* Sweep ingrains ASA" Infoonatian rogardng cormlit-is rd milieu/urges malted n annecon mil the meomion of van making option nasaMons has been n ed on warm:tons permute/ kneeled to you, and nil be um•MM to you aumpi a on rebuesi Short Sling If you r• engsp1 al tort ouhgasearae ycu may ma a drage On to anar Mew" cons la that panrala away Open «den Regaling (*en « '900clailirairelled • °KIM Thal Mee no, CoMstel byte stdernern dam open buy and sell stop «den re [edited by the amain of demands (ohm on • nelaidindsor imagist date inlets rammed otherwise by you You ae reTionable tor orders that are finned due to your lane to cancel smug open «den Tax witilwiditg en fanriwtions tom LOS financial Semites IRAs kaua tar kirt retires IRS &WWI SeneCeS to senerad income tai from you unable IRA Menhir cro. tut you may obici Oat Iona. in:cawIse wileholl or insteat you nay de° tO haw la ~Mid x arie or en a Ind anoint as you ChOOSe 4fECOn vil lender, n effect 'At rsoVed by you You mayrevoke your election z arry lino by mazy anew elmain If you da rot haw crotch no/meta writtielfirAll your dombuliOnS. you maybe reepOrtble lea the pan« of (smarmed tal Wu may no./ praxes da 'Timms velnhell and par estimated la paernints verpt pull tO YOU' la obli>ater Privacy To obtain a copy of as anent Chen Priexy lestice phxe motarv you FnatislA•Msor ritt oufwetisne Y. exam uer comtniacieolry inaicial Simian erm a bark She WA timon SovcesAccofq BSA all MBSS are Ma «age accunts nit 'soma access to bat nu serums and prodins tØ maximum UM /Mind bat awl other MS. party basks and prcvdn amass to Murree aim rues, onaleCtS istsed by unall ilottO thed tarty isran corms*, Haug, narres agency tubs/Ta es of uty mnaidal Snakes et trarearremt, macs and anionic products lest IOC hawed • NO bank Guarantee* May lose vela artA RPSOLIMMaiagEnVill &Øt, &Jinni Servead accost BSA, »MA and ~national ReaisCe lAatagegrent CONFIDENTIAL Account au regitared serum mats ce US'S Fruntial Services Inc Ina Srscaturo is a manned seMce mat of visa Imenunnal UPS Wa Signalise cede cads and ISS Vaa don cads ao issued by IRS Bin USA tab stamson from V ca U 5 A haseparated UPS Financial SennOes Inc Rev 201407 SDNY_GM_00024927 EFTA 00135547 EFTA01276940 UBS UBS Financial Services he 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70006819870215 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: Kerr STACKLIANULYLE CASK EL Phone Questions about your statemeat? Call your Financial Advisor or the Resourceline at account Visit our websIte: www.ubstomainancialservices Items for your attention r Help wotect yc.ntel! lien. Lau] and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom Value of your account Business Services Account February 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on January 30 (1) on February 27 (1) Your assets 7,238.24 7238.24 Your liabilities 0.00 0.00 Value of your account 37238.24 Tracking the value of your account 37,238.24 7.238.2 • 72382 7.238.2 Pee 2014 /an 2015 Feb 2015 Sources of your account growth duriag 2015 Value of your account at year end 2014 Your investnierlt return Change in market value Value of your accoust on Feb 27. 2015 SDNY GM 00024928 37.23124 10 .00 $7.238.24 PA•mbor SIPC ANP700020C0691987NP70C0070243 00001 0215000000007'000000 Pap 1 of 6 CONFIDENTIAL EFTA_00135548 EFTA01276941 SUBS Business Services Account February 2015 Your account balance sheet Summary of your assets Value on February 27 (S) Percentage of volt account A Cash and rrxmey balances 7,23824 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F C orrmodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $7,238.24 57,238.24 100.00% Account name: MAX FOUNDATION Friendly account name: MAATIATION Account number: Your current asset allocation A Eye on the markets Index Your K nodal Advisor. SCOTT STACK MAW LYLE CASRIEL r, Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. LAS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% Percentage change February 2015 Year to date 5.75% 2.57% 5.79% 2.85% 5.99% 6.52% -0.94% 1.14% ANP70002000Efti 988 NP7003070243 0003I 0215 001X0C00a0MyGht0002,49%ge 2 of 6 CONFIDENTIAL EFTA_00135549 EFTA01276942 *MIS Business Services Account FA, 1,.11 r :Or Change in the value of your account Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. In El I February 205 (S) Year to date (I) Opening account value $7,238.24 $7,238.24 Closing account value $7238.24 UBS Bank USA Business Account APY Interest period Jan 8 - Feb 5 Opening UBS Bank USA Business balance Jan 8 $7,238.24 $7,238.24 Closing UBS Bank USA Business balance Feb 5 $7,238.24 Number of days in interest period 29 Average daily balance $7,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager You can find a full description of the a*mative investment objectives in important information about your statement at the end of this document. Your return objective: Capital apprecution Your risk profile: Pnmary - Moderate Investment eligibifty consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Flnandd Advisor: SCOTT STACK MAN/LYLE CASNEL SDNY GM 00024930 ANP700020C0681989 NP7003070243 00031 021S 0000XPOOC C00000 Pap 3 of 6 CONFIDENTIAL EFTA_00 135550 EFTA01276943 *UBS Yournotes mo ni aminco5caocood miSIMI_Gni_aaomann • a . CONFIDENTIAL EFT,00135551 EFTA01276944 *UBS Business Services Account Februaryo7 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some 0nces, income and current values ShChern May be approximate. Asa least gains at lopes ma/ ma be eccumlely reflecied. See rin porton infonnefron atiour your deterrent a the end of stir ctcumem for mote information. Cash Cash and money balances Cast, and matey balances may include ayalade cash balances, UBS Bant USA depoot account balances, UBS AG StanSord Branch &pout account balances and money market mutual fund sweep batances UBS Bank USA deposit account balances are insured by ine r vAlhn applicable limits, but are not protected by SIPC UBS AG Stanford Branchdeposit SCOUM balances an not insured ty FDIC and re not protected by SIPC Money market sweep batances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the endof this document for delaits about those balances. Hddng UBS SANK USA BUS ACCT 7,23824 7238.24 250.000.00 Goering tulance Cloung tidaxe Price per share Average on Feb I (1) on Feb 27 (5) on Alb 27 (1) rate Dniciencl Merest period Your Financial Advisor: SCOTT STACK MAK/ LY LE CASSIE'. Dais m period Cap &stunt (S) Your total assets Value on Feb 27 (Si eercenra?? c COD EStanSed your aCC0unt oasis (S) annual inccme (s) UrreatZel gain or I0SS (S) Cash Cash and money balances Total $7,238.24 100.00% $7,238.24 7,238.24 100.00% 723824 SDNY GM 00024932 ANP703020C0681991 NP7003070243 0CIC0I 02 IS 00C030000e0C000 Page 5 of 6 CONFIDENTIAL EFT.A_00135552 EFTA01276945 *UBS Yournotes CONFIDENTIAL EFT,00135553 EFTA01276946 Important information about your statement UBS (tuna.% Seneta he (be Fin or UBS Feat Serial). is a mentor of al pm:palseamy. Creirn061y ad taws ~singes UBSFersocial Setae, and UK Bank USA at Meat seubultras of uBS AG and If Assn of WS Makin LC Melon's Inman( etamert it ?fable wan repast The fonts enema., Mims re a WS RIMS Sava; Ix 1200 'labor %and Weehnk ert N10)086 1h6flatanern rearmost/le crib Oct rented of >cm UBS F dedflOS SentWS 3031unt Other ROWS. <Wept 011ealtac downent. conuhng contang data should not be !tad • pas A you berme dam es »meteor mom pleat "tona ~dimly n mom» teBraich hamager of the once sewn; your mount though al Fr; tom are Melded »beacon* aairxm dra modd rot be used for tar Nooses Rey »key on yeaand ta< tams be. Foal 1099. 5498. IOUS. etc) Mon premeing your ta< alum Thefts is mauled by lad to regon tome RS al tut le dinlends. repent'e non ladble dudes:II ad taut» nteten tamed en tomes held n your acCoure, nee proceeds on sale tranUcturn and oat basbon eaten ~red mate Cemottatiations wigs Me Firm • Flease re<enterti fl oral oweran.aons tr. Meng tO runner pima your maas ncbding you nglds alder the Seganef We:We PrOteCtion Act (SPA) • dthefrwda inset/don on the top eh ca the Iran of ron Illierrwril is not MS Finndal Unts UPS Fronts; Senates0MS yote acoant as clearkg teeker by annotate" the Mated rattuta We toned you of thisT*1'11~hp Mn no opened Ns aCCc.mt in this maw. Sr Mich and Noakes are looted X UB5 ~mat Sates aid not tre anodalg biter. Aid you Must ~armed of my ma or ornasbn to both loam. All aCCOure Suterents shall be dean.] COMO» ad emirate f objected So n ~Mg weren 60 days • Note area dawn« airrpa ' to the I rim: CI anent X or tollreee a 00 AM WOW t ~day throuye n by or in going to uBS inancial Serval ix. Clem Religions Depatment PO Box 766 Unon City NI 07037 • n case of meta ~eons aka an tamale< tart trend« (7T1 hi Svit data card IraoSacoof, call or wee to LBSEnancel setnots he. IOW Malta atal . 6th I bat ~Maw. N) O7086 won Res/W854 Sennes CM ex meter soon as reuman d youth nk par stammer recept 6 ye org <flak , need "tie ref mister Loot atrater on the rutman et reap( The Fan «Card hoer ap lade) mun hovtom yea ro L3etr Nil 60 Op alter the fan sere you the fast gatemen on Met the «ra or problemmama - torte you nine ad mom number (il atp - Omit* the error or the eater you ae mire Lou anderean as deity¢ you can My yae Mime es error a My you need mere Memobee - Froåde te dollar nun% of the summed met The Finn or CM law will iwestigate yarcarptint ad will cooed any mot promptly Pleas make al dals payrdo a the Firma te franca mamas Mated as te front of tha statement h addt an to reguka Mant fem. Mount may he subsea to maltreat lees Mager. I« Isepayroll& fa unmet outlaws and mason fa kited aroms a cab mares Accounts ma are trailered te 011w Mtn)~ may be :Wpm to a banner lee. UBS Sweep Optima UBS offers oplan lot meow? ach bataxes bfleces bank depots a sesame IRA adlas AG Stanford tam (Bark Sweto ;Meant money market maul lute Droner Fads) and tlat hkrratiOnal Defrost Matt (OWlfor customers wie an mernmair Resource Irmagernent Account %iamb MEW* Sweep toys's. cam banal are Swept 53 UMW.. USA up s> re estabisted ann and dam to U35 AG Started Brant, a a brat turd Degosts at tes sat USA are SDK enured n aCCOrdaXe with fOK rules For nail iilconahen please nut wwer Ida ges (mamma/8M AG Xamf cad Brant ad tam ct Mat fads rent enured by the FDIC Though the On arable lo cah balms ore swept to «pOW accounts a UBS AG New Yels Bra-41 and U3S AG Caplan Brach Deese deposes are rea nut by MK< Seismal held ate tes AG Cart' Bra-cn are larpareily erpoud so the somegn risk of the Cayswi Idwds, and dove hra guinea other Obipitar d 16$R6 b may theDims Mika, the IIS Ca'ma's Brach's boot Deposes X UK Bali USA red each UBS AG bash aprot prated by SP( Money Putt sham are promeed by WC See "UBS 'tomcod Services ?Caned Rotation" below lam you romen bataxes n tee Bat Sweep Program a OA mw be attars^ axl awes of a later fund maybe lowed/led, aid the pared: returned to you a yos tecurilan account furier nlonnagn about tattle sweep optera. nesting anent enema rates end sets. n arabbet "Twailitaise from Mr 'natal meisor a by caring UK Moat& Services treauX pettlaitel The Fenn nonstarter of the Stories Mince Protection Commute (WO. With protects seamen xauiu of ss meters w to $500000 Matra 1250.000 for dams for Was) Te WC wet vixen«, taxi lo "on flacy ohot n a ortafaxasa0U The Firm together web anon ablates. ha also puxhaxed stepknuotal reeled«, The rnannuin anoint payable to all Night chant. cote/anterior« don protecion o 5505 Mtn as of ~re IO. 2013 SJoyact tote pokyacclaim at ~fie cat at tee ton elute< protected fa up to 119 mean n the agregare ta il your aroma held n a parboil, capaay A ull copy ol he poky mrdn9 6 "flableuPcm ~ 2 The SIC prowl« and te supplemental preman both do not SPY to • !run InanCril ands controlled btand tided fl yer', mart value/but held away from sefinale:a Sermon (eg. cairn (0 cam ZUBSB1A <4 cat ales AG Stanford brands (d/ nuarra watts. namgmaabe res n ie ad Minns of mutual knit ranee tull 'haws re rep~ ~he n the tweeter* accost hotlov on the talcs ad records of the »baba tun or teat« agent). • (tun hovens', contra" or 'wren ntaesio (9 g. 'mod ~mhos and tyre tmements) that orent regis cod maw the Semmes Act of 1933. and • Commode" contrxh(0g . foray ~et aid pridan mat analog. &WM tutifeS commas ad a nTroanY tbrel comas The SF< protection ad the prolammaprotaton do net mpg to :hew assets even ri they ottennse 309*aemi r statements The SFC promann and Bo %Mattel! pottben do rot irernecl ,garn changes n the malet val» d on.r tresansusenterha as argon ef malt moment. tun ~any« otherwise) Mote Womixon &alai? opal request vov may *bun ante nforrnaim aloci aggIng the SP( Brodern by waxing SPC at ex by voitng tie SP( mewl* at rovertedcOTO Dividend mMewntntPregram OR/P) The ra reelect 4as XXX. Wee dad mat *Wan the actual gee fro* your armpit Adroor Onsr Mok saute are temzed infer PIP. partial that will te toll and me Cash coil be deposiad re you amours The dvderM remestmere once mated Dy the eta( may der« tron the malt axe at whet the panel tees an sold Caslaimlieu Cray mole ant may be reld en sor =meet a you are entitled to australLen as a Trutt of a dnitlend pmireit or ~wise. te From wif ether xl patties-imamate' price a mat an mown di<einren by a endured Wang agency. an$ ate you aostre Investment *takes The <moment obactes manap:tea are speck lo eats account aid may say between Stem Moe eve lent prompter en «mg of any natant Mange I your fnanar season a irremmen ~wed For cad> mama hetS. you choose one el the to loweg noestmere °texts • ftcolece Cutter axone Inreenents wain; the gnwaon d tame only • name OdahlUarecemon twennants se/king gr oath pmcpi halm than re getra on of name • max, Co netemosn of Income and Carr& APPooduard, IrwsbromIl leolhy both rot genwaton of mow aid growth d rencPal Overtire* wallas • Commie* Sens to maltaln that tai y( win low ride red sola lib to the account metal. teen Atha means the mount does not generate sergeant morne or atomsand myna keep pace MIN MI LOCO • AMOK>. MP; acapt sanerat tO anWal red tokram me mix My» ads higher mans • Aflame Ming to Mapl hgh rip to amnia ad hgh meaty to seethe.» returns over tine Statement 'bouteholdirga Yee rnayo>nsoklate al ritred aslant statements wit the sane sates re the sane metope Ace:warner be relapsed fry Si; parost karma airy haw owner; MO aim maitain rent mount relaionshps wit Mar dents at the same Men The pextce 'skiten as 'howelsoldng I you pole to nano intake mamma make in apart CONFIDENTIAL moat" —you may betin hanehotlim by ding your f nomad Admor Friendly «count name Tee frienthe xecurn name reflects idarrean that you enema on theHMSonline seseas webste It is a customizable 'n.:krume' chosen by you bo as you kWh yae recadderpho It hn no legal effect on >our mourn Yoke On tax» you Freest< Xantat names. throat Ont. Severs or byeanacom »NJ Fr talcs' AO•bc Account ovonriow • if abe olio« aSWnbpabkb Moot assets and liebong • Asset liecoda smith cat balsa. values tor en rmicted awayact and Glitai Top ~It unntered marks to matt arid certain met not held byte Fan Does not ncbdeunittad anadtelassees a teens of the Drar andmeat uatento pent a pr at homments waned Ma col ems md meta» le Swingtom • Waked bChdeS test boraxes. outstanding mrgn loan. credit lite stet account balms • canimomy Pam Toes of v it wadable call balances, Dkr U3S Bat USA deposit balron UBS AG Stamford Branch depose balances aid matt malm mnual Ind sweep telexes a the close of the stamven petEd Nowormouty hew aedil batman hyns mr .10»u e not segregate/ from <Mahatmas and te ~may use my of these fads n the ordtry course of as busts, Mese funds paydble uzon demand The toud incbded ne armor pared Disig value Lending information For detaika olamaton on thee rrcs lento, pairs, and diclotures Mato ayClem Malheal) aroman or Abut ~Tens and the Gaffed Tenor ad Condemns U45 Stan ont ot Oecle Makes amiable n A ~wen rt anneckarre xySjyYiiN CIIThenn•Ird4ObirIM Veer tents var statemeni etemaes saunas and other assets held te the moat x the et of te %memo meta You may dA foe detest ol INN paid sannes al any In* You may mane seattiausei a ism collated ate< partag an Dian«, Ole on teen My 'owlet trartened a> te hm duty the a/xen~ pad heed x ~SI rat if 01 the end of the statement pried • Conbait h detemntng teat basis of Be senates madded n this stamens SW? flitted Mil IN, number UBS fawn ServashX hed on edemaion Maned from sources other tam LBS femur Savers. nOudng tormation Iran mass In, or tat you may awe pre/eh:kJ to yew 'awful ~a« The Finn does not tapenderd6 vety Or guar". MO enax' er validity of any kkermaon monad. by sources of artan LSSFnXCia Mertes en adder. *tough SOS Fbandal Sakko: gnarly updates tea et atoms as c is reanod me tam does re made any mamas tat the namndam war 'Cost bale and 'Unrealized gait's,' es mods not the dire of roi neaten As suds please do not rely on this information lo make Rather or We *Mons la tat purposes a omen/re ~atilt trased to the Fem mayaled titan nformaim slyer tie partid of time they am held X the Fit litorehinormal Harnett Can be added by you Faunal Ma« • UnwantedOm/btu Nam data is enett encored an :61 ntlic,Y5 a2 cadiated tee SDNY_GM_00024934 EFTA_00135554 EFTA01276947 Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera Ø maya may not elk« comotans disges ace seamy reorsaindatim emu Delbil and ode« renwomem lots and »Moak.* pfd ae lots are eat Otanbned to Taiddy one autra;od b1 lhe • Wade doe' murm pesents the copnal train« asn baladate • CANN warltiat Bonds and pWritied SiOdi that the Maw calt to easy weapon nil besolaced rota-Oath by lot tom among al seaman of that 6% hod n out name a n Newts n re ler our dents ( al loan *Soma«, is °tsarinafrom Mad panes and as xora-f rs no, gstaaweed OT« call I eattres may eta whet coed ilep mkt ~eta 'Norma ken Yid te provided uiwn rowel • Cortireataa °fagot -MD.) CDs are PK routed ups, $293.090 in pampa aid sated nttrest pre dspasttor and per dot:outcry mindien. n =Wawa with SDK niles • ~Nakao Mots &placed fa wefts ant otte produces may be a brie thai the prise mal you MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te rabble, but we do not gumbo ecrfr aaasacy - We "way coo ten doingprise who's arabbk• sr ow mean or me tol aid ask paces fa laced ledmel nd *porn or on k tad peesfor OTC satsten - Let «enwatt traded Øfles maybe gad tung «barn moo« a tht nno Mani Ma we °Waned a-4~r« :elect an adore males PM°. Or Wax - (enanposlions may appea min« a pet and tall show z 'price was not wilable if we wistful° to Obtin a orde for a scurry - Deposal a Wailes denarinatd n ~des Other inn U 5 dollars se refacts a the eel h Ewa., 'Se ds of the Paw-Font datt - For cenan senates nag n non-conforming deromnatans.«ce aid quality dace «abe) may hat bean «speedm loole.ale oropetvåbzon To obtain one: caritz•ms wren tailanle maw yoso Frnancial Ada« • Peen Inenesmima and seruauriad products. Wale -winners:aunt Crtchdrig diral prISUpaion pagan aid feat~ rwament UUSI SenanneS) and Structured peeidaas straw., hghiy 414u d Certain touched prochas hat nos born regnoted woh ~ cots and Etill~ Common:a a underand state SeeurtteS lad We vow» estmatd takes for «inte nwomere wanes are stmneett paten eor Marina cnalpuwoan only Acwacyn rot duzawd - T iseviues maydifter seminally from picas a air a etch acetate rewistmere warty« structured pinata mathe Lair a sold aid do not newsiaily regnml the sal. you may rtanto upon Planslantn - shed pray esimaes of vane are as of a ran dae aid are stsplud lo l65 Masai knouts on a regib box by an Winn:Sent saltation Urn Isuer, 90no4P~Oo‘reASOr Sowed yahn if am. are stcpted to te Fm by the °Stier, general partner ia *war and may be °Waled Axed en diefaet ntomation from that uxd by thtd paths to do/WeTor estinawd yam - You can obtain addnena eternal«, raga-ding the ~logy used to determine the emote of vale and de dace of the Moirnaton thy is the base foe ea tine by antadiig your Pnaidal Adrisor - and parryestimated vales may be reflected as 'Not pincer n metalstoats ten an 'axlepantni valuation lam Anoint Applied a d matte to assign a salt» when no beam wa» thai arnworol tort ha *coned tha may ell a pownosly tenoned iota if° CaleSIOn. a when a sal» raitAd be highly ipeehlatare duo to the rut" of the sway - Then nitther an Clues rent parte« a parnor named «knot atudpalyesl Maud volut is prow led. the taut of to warty war beddleent tom Ps pitchout pia - 'DiSibutiows to dae' may inch* rgivn of cal. mane a both - • Cwria uld sue' rgresmathe nealonnrg pace perm a-.5 may not reflod yaw cos bark • hedand maid« Reenaed 'aromas ;manly in not armor engine for patio sale taBS inane« *was ow' the mark« precool to esintoktod s1Ø of the 'ant tuna reputed Yak* tor the rearMed suka Bor purpose of toszNexemona To the omen Ma eta teed wanes are «gbh lot sale. teeter resieued may be wtnuntiay less Than the impaled yaw shown • In. Nairwatad) exam arNotyitalds and ratg. An natas of annual name is based oft anent derstend and Mete raw awning de 'acuities will be hit for one year from siaternont date a and mammy This alienate is oq a gudene. accuracy and Otntnued Name se not giuraweed - Est:rated arnual mane and writ Weed for Wan tpesol securints muld ticket action of «beta or gave gam n taut Cate the ant tame LTCawns mkt) would be °wetted - footnoted arnual immix nd euteni yield aid the actua edoire ale yield night be loweror hgher tha the teemed amain' - An ntrute of ~Iced name (dieted seder «eat) titled byt eoat« malt« vat/Pan> balaxe a ured en the la2 draSand or curet parent made by the nuar and avant tit wart indonoses ell be hild'« one woe Wan the staterent dae or woe mxurty Acarathand connoted wed ae nO1 guaanteld • Aetna held lay UBS Pinandal Swaim Conan Met at int MU bytefim ad notated-en the fits Canso's«, or ant« Theo assets re 46plawd en yam stammen for inlonnahanal ~sonar Potion and «tes presented ae provned byte tong fen UBS ~fig SWIMS ° nol rwponsblei for this atonal» and does net gantlet es deacxy these assets tenet ;Wetted by SVC or end Fame supplemmul SP( average • Ilannua dating and addkbnalcampeasatiow - ti «Whet to aminissom en saes and 12t1 fen noted en onneace with the datraulon of meta finds toots deeds we aura ow allae redeye renote ~in; aapenu from asubutors and« maison of the mete lath fiat we soh two amounts are bawd on two different andeorents fJ Ilk maul, ol savby ken ot a partCuW nual had lanai to ow' dierns. and Id the aiset Yam of a pattailr (rum' fund lanais ShirOt Nil X II. I Ito - We and ar *Are and recehe retteeng aid ormthsprocesseng lets n consideration for tune« agent sakes mat we proud. to asen rual funds These lets genitiaN at pad lam imitator mots is the etbal hand ad ae a tied done-nu« bawl on the ~be of nou,ls at tee ironer-dear holding inutoa lads of to Arid lane - m skit ion tomminens etcehed m arntaion wen the sat or «debate:en of aviary coreaco ad wit Itnni units toal dieml. wit and co our at races* ream* tang thatitenaten Iron Taira( The manna, °Town Ind/wrung to a-ruity =awls addax oil The hatanorcewres «sponsors a taunt envesment trUSIS we *White - Ott allilyeS also receMe Waling commbwisaMomet rp.nsaon from annual ilids nd *minx, 0:0"“ 1in wØ procixts we di,. huh? - We renewal anus tee from LBSBalle USA are WS AG Stanford Brude of up to RS pet axount we to to hanks wale the tangs* Sweep Pageant ASA, mannaen rowning corn-veer., aid otheo Marto mound annechon with the ertention ol wades nobadrad option transactons has been maeled on the w:tons prevourar Inasiat no you. aid ail he wodokel to you womanly on Nan« Short stilling n you ae engaged en tort sehgaaearity you may nos a tag.** to caftan New" costs ken« pandela 'snony Open «den Regaling OPOo « '9000.tilarK001• OrderS Thai wore not ecauted by the stamen, dae. open boy ad sell Sap «des re waxed by me amain of dui...lendscrept, on an eededindsor tomes dale unless enticed theeis by you You ae rented* 1 or orders that are restated due to put lease to carol «tog open «den Tax witherlditg en ~ant fawn WS financial Static« IRAs ~al Lac WI reqUte51.85 into« Servias to watleold income tar from yeas tattle as &Mint raw tut you my doe oat lo haw ~ix rolltet01 or. instead. you nay Nets ZO haw la ~Mc a arne a ct a lied anoint as you TOOSe Yei elocon yea amain n effect until emoted by you You mayCwt. par oloction a ay Ono by ~au ants oilcan If you do What. (mop name tar matted Ban 'Our dartuliOrif. you maybe retsina,* to the paranoia of ettanaed tax you may nøs pent« d the reams wane« and your Minded to parrnems at not Moe CO you. lacobliyation Privacy To Ø4n a copy of ono «awn Otero Proxy Nei« pax* contact me FnatelAdonor amino« manna at yen«ullx<cmen,aneotry WSfinancial Sevens snot a bark The RIVA. Business Silede Accost BSA and ANA it bect «age accounts tiodi made access to bat no sehces and produas drough annoys/welts with affeueed bats aid other Tad patty basks and provides awls to Men aid «ruly prooknts isked by wolf elated thrd {arty even, ConWnef tirOug1 rivande Nancy sonata es of utS Marla Smears tic teegnen. nstaraniw. and annuity produce Hot MC haired • No bat* 9.,3f301~ May Bos vale FOAA RSOLICeMx,agoreni now" Business Wine 4:coant BSA. iffna and ntemaienal Redoes« ~geared CONFIDENTIAL Account ate matted teav mats ot 1165 Madal Services VG S•watuiv is a regiehrod smite mark of visa mornat inal 1.85 W a Stgnabare OW Cards did UEd Vdd detail cat ae owed by UPS Bare USA yeah whiten from YeaUSA haarparatal UltS Financial SernOes Inc boy 201407 SDNY_GM_00024935 EFTA_001 35555 EFTA01276948 SUBS yes Feuncial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP7001029455031 5 X1 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phone Questions about your statement? Call f0Jr hnancies' AdviSor 0 U e Resemrcel.ine at Visit our website: www.ubscomananciatennces Items for your attention • Help protect yourself from liau.1 and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Value of your account Business Services Account March 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 On February 27 (5) on March 31(5) Your assets 7,238.24 7,238.24 Your liabilities 0.00 0.00 Value of your account 37,238.24 Tracking the value of your account $7238.24 7,238.2 • 7.238.2 7.238.2 • Dec 2014 Feb 2015 Mar 2015 Sources of your account growth during 2015 Value of your account at year end 2014 Your nvestment return Charge m market vaue Value of your account on Mar 31. 201S SDNY GM 00024936 57.236.24 5.W $7.236.24 IIA•mbur SIPC ANP700C0001029455NP7OCO1ninoocoi wisooc0000noc000 Pegs 1 of 6 CONFIDENTIAL EFTA_00135556 EFTA01276949 *UBS Business Services Account March 2015 Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A Cash and money balances 7,238.24 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 57,238.24 57,238.24 100.00% Account name: Friendly account name:' ' • I „ Account number: Your current asset allocation A Eye on the markets Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, Q85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances Set the Important information about yoor statement on the last two pages of this statement for details about those balances dex Percentage change March 2015 Year to date 58P 500 -1.58% 0.95% Russell 3000 -1.02% 1.80% MSC - Europe, Australia & Far East -1.43% 5.00% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% 0.46% 1.61% ANP7030300I029456NP70C0ll2l38C0C0I 031500CO3COOraMPIY_GM_000249599, 2 of 6 CONFIDENTIAL EFTA_00135557 EFTA01276950 SUBS Business Services Account March 2015 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I Eli march 201 5 (SI Year to date (S) Opening account value $7,238.24 $7,238.24 Closing account value 872333.24 UBS Bank USA Business Account APY 87238.24 17,238.24 Interest period Feb 6 - Mar 5 Opening UBS Bank USA Business balance Feb 6 Closing UBS Bank USA Business balance Mar 5 17,238 24 Number of days in interest period 28 Average daily balance 17,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the fallowing investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Fiiancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - moderate investment eligibihty consideration - None selected Your account instructions • Your account cost basd default closing method is FIFO, First In, First Out. Your Financial Advisor: SCOTT STACK MANLYLE CASNEL SDNY GM 00024938 ANP7C003001070457NP7003122138 00001 0315 0CICC00000a I 0C00D Page 3 of 6 CONFIDENTIAL EFTA J:10135558 EFTA01276951 *UBS Yournotes •"........""..r"........... ..N .e_Gni_anzagrew • a 6 CONFIDENTIAL EFT,00135559 EFTA01276952 UBS Business Services Account March 2015 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some Laces, income and Potent blues Shoed' May to EpprOxiinale. AS a lei tel. gains MCSIOSSeS May not be accutaiely reflected. Set Smporrantmfosenabon about your statement a the end of this cecumeM for more infornyon Cash Cash and money balances Cash and matey balances may include avalade cash balances, UBS Bar* USA deport account balances, UBS AG Stariord Branch ctpoot account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vAl h n applicable limits, but are not protected by S1PC USS AG Stanford Bran( Adeposit SCOUM balances are not illIWOd by FDIC and re not protected by 9FC Money market sweep batances are protected by SSC but re not insured by the FDIC. See the 'warrant information about your statement at the endof this doctrnent for details about those balances. Hddng t€S BANK USA BUS ACCT 723824 7238.24 250.000.00 Opering balance Cloung tdaxe Pis re per Mare Average on Mar I (5) on Mar 31 (S) on Mar 31 (5) rate Dnickncl Interest period Your /9 nand% Advisor: SCOTT STACK MANLYLE CASFOEL Ows period Cymount (S) Your total assets Value on Mr 31 (1) Percentay"ed COSI Eflanated your aCCOunt Oasis (5) annual income (51 Upstaged gan or loss (5) Cash Total $7,238.24 100.00% $7,238.24 Cash and money balances 7,23814 100.00% 723824 SDNY GM 00024940 ANP700030010S9459NP7003Int 3,3 00031 031500000 1000C DOCK nr 6 CONFIDENTIAL EFTA_00 I 35560 EFTA01276953 *UBS Your notes ..,,......,.,.,....,,.... ...piy G... 4.g. 6 . 6 ad of s.........numb.... CONFIDENTIAL EFTA,I35561 EFTA01276954 Important information about your statement UBS Fn./octal Sakes ha The Fins or CBS FahrecialSerices). Is a member of al princsal sear./ CairnOddy aid esbas m•Mages UBSFnada'Sen•nesndl.8SBa1FU5Aae aka pubs:liraof uBS AG and alfiliara of l8S Swaim LLC Thelon's f ~dial near« it wattle uoon rewal the rents enema, Mires se a U35 knadal Saar he 1200 Hobor Befilmal Weenssert NI 07086 This moaner. repces isme coly *tidal reard of sew UBS FtnatiOal krutiss fl ail Other records. «mist oft oal documents. conuring conkrtno data should not be abed upon Il you behhA> era n n enact ConGtat plea. MOMS il rrynalirady owing to teprata ~swot the oncesang pu acaum AThough al Asses Mown ant inuncled b be ammo natrunt <WsMould rot be used for tar strposes Fab solely on 'brood ta lams. be. Form 1099. 5498. 10425. etc) ram motto )Out lac velum Tar as isre:pad by la to resin tofte RS al tart bilateral. reporitle non- Webb dvdsads ad hate men .and en summes held n pm acCoure rid proceeds on sale trreixtcrtS, aid oat bat/soncomb dosed sounta Communiationa with as Fern • please teoultirrn air oral orreveriCatons n *flung to further protect your matt etc biding you* rglus under The karMin Trek« Protection Act ($n) • rf assal insult/ion On Me bp ste ct the from of to usommt is not 'SS ~col ~rt. UBS kakis' Sent'scalm pa accord ay:taring tenter by ~gavot *nth the racated nsltuton We lammed you a this rations's.> when you opened his attune in this cat pa funds ant Sort a re bated a LIM Frundal *Von ad not the aroduchg broker. ad you Muni ~soaped of sly error or omala to bah finro. All =Our« strieroms Mal be downed coyeThe ad acarate d na obleCei to n swap wan 60 cats • Please dined kartorm*carp» ' ' to the freer: Cl mown, x or tallier. al I 800AM to 6 W t Monday throup Indby or In sting to CBS Pinang:6f Sena« roc. Clint tetriens Department. PO Box 766 Urien City NI 07(87 • h case of afar barons abcu, an ekcoonc funds and« (ST) DI S 'rut dab cad trasachoot call or nob to LBSForical Saves hc. 100014Ør IS141 . 6th I bat We€taMal, N) 07086 Ann IIMAJBSA Stelle: CM ix 'hoax soon as you cart d "'titanic yox statement or adept's wrong ally% need more ~mar Lout atarefer co the strernern ot reap, The Fern «Card Mow (as Xi/ loble) mØ hew tom you 110 13tee ChM 60 days alter the orm scot you the ha sterem onon finds the «ra or probkm wad - road. you mine al town ~Or (il alp - DeSCribe Me error or the samt« you se tare abaft sal Paton as clearly x you can why per Thai. en a error or why pu need mire nlarnatkin - ProMo the dollar anssunt of te sawed wee TheFinn°, Cad flier will river:tit*? yew Complat ad allcorrect arg error prosody Pleas make al ~Ps payrdo b the Furor re finacial ~tuba oersted on da front of this statement h aka al to regukr sx ouit fees. rem" may be mbar' to ~trance Mr. charge:Ice Ir.payment la watt: purchases ard chaps fce trpad "oats h cat a:Cants Accounts Mat ace traillreeed to oar" ostruteas rosy be stoat to a bailer tee UBS Sweep Ostrms UBS oners °plan for sweepoo can baboon barites to bat depots al uB5 Bat LISA arid uBS AG karlord tram (Br* Soap hograst marry market maul lads Wont" Funds) and the ~Mona? Depose Accotnt (Cahor "Men with a ~national Aerate Management Account lhicuph iht Elme Sweep ratans. fah balances re swept b LeS Bark USA uo b n estabished lene rid ~10 ISS AG Staked Brauer, a a ~ay Fund Deposes at WS Bat USA are FDK osured n acoadatre with FIX rubs For mar ~mason pleat nut arm Mr 9>w Deposits a UB5 AG Hands-id Branch ad Maas of Maw Suds reina nsura by the FCC Through the OA. wadable to can brann at script to <boost accounts a LBS AG ~York Branch sal LESIG Caplan ~ These deposits are rice nosed byter FDK Ilalacts helda the LOS AG Carom Birds re temporarily mimed to the ~won 6-Sol the Camas Maids and theatre> quasar* et other ob inflict' of U55 AG To rear ter brats ribbon the CBS Comas Brachs boots Deposits at UBS Bar USA and each UBT AG Brach renkai promised by 5PC Money Fund Mar Sc. pawed by SPC See 105 tonos' Sevres ?<Lunt Frotealon" bebb Upon you aura, Mars wi tie Bat Threes Programs or OA may be ~Ora aid Saes of a Ivbney Fund maybe higurd~, ad the posed: returned to pu a jar ~am tang Fort« nt ~tot tout wattle orrery optons. induang orient encore CYO) ard steds. rs radar a wrier Was Soo pur f oars, kronor a by Gang WS %anti& Marlow aeon prebein The Finn is a MOTO« of the Saunas ~sox Protedion Comorata (SPCL %Pith prowssoma =au of deles ss »1500000 actrarg 1250.000 for dams tor cam) The SPC we ~um !nut act), to ail rscown tknOt/hOldm apanakr~ The Fret together wen wino shires. has also malaria staknuotai protesar The mania anoat payable to all Siobb clam. cobschabunte This prate:on Is 550) mdbn as of ~tar It/ 2013 Sikerct tote poky orditirn ad ~or cars at he rem further Mewed Sr up Er SI 9 ~sin** noregale la all you accoalshett h a pandit, caparay A'fsdi copy ol te polka ~dog 6 »AUX, WOO ~ 2 The 5PC protection ad the supple~tal predawn both do not SPhrto • Count ~sod awls toadied bylad hdrited n your roan wan) but held away from LOS hoard, Sarin (eg_ caw fa cab ZUBSBark Wash at USS AG Stanford brands. Of) mane Troclalt %string wool)» monies. rid 04 dins of mutual Ands acre Sub shares le mg~ ~robe nare d the aCCOtrit bad« on the bodcs rd records of te makable Moo or ~der neat • Curtin rnernirntril contexts Of Mcornemt threat (9 g laud parofershiss and poste ~ens) ta are na tegisiad Ve« the ~rues Act 01 1933. and • Conwedibes ~ado(og . terror "chap rid yaws metal contract &Lag faxes cams and DflodHY *Pao contracts The SIK protection ad the applarbotairoadon do not apply to thaws assetseon rt They carate apse, cot sr suiennus The SEC probates rid the %%spawn protection cia> not posed agar champs t the mrket valg d p. ruestments Tweeds as a resit a matel mowenunt. ~et ~ay« otherwise) Mare M'OncirOn e &nab upCn request You may obun more nformatia aloic agging the SPC Brachia by ~Irmo SPC at a by rang tie SEC webs,» at ~Arsonog Diriskod pea sment Program IDP/P) The are retreat Ma argot pore you may °titan the atual pax ham your tiruncul Adioor Only weak slues are premed ult CRP. partial taes al be sold ad nie ash veil be deposird n ptr acrourt Thedviand renawat pox 'applied by the ow« may data frost the orbit are at Midt the partial :has x• sold Cairivlieu Only whole units guy be held in pu XCOtsit a pu re embed to martialat n arrark el ad./Sited ~tot or ~wise the firm wii ether tel path' ats at macee price a accept an ~Al delallred by anewer-elf ickaing agency. and cede you account lavestnent eblealves The ~anon at:armies andet prof a are sped< to eat. &Øm aid nay vary between Stet.* cease the Inn prompt yn ywraw of any matron dsze h your frano2 stueson a cbrcbte; For rove held. you choose one of the fo lowing ruestmerd <Mocks • Poke* rural? Wan» Incostments tram; the 'Instal On of income only • Mao. CakaThatchoon Vstarralts Spiking oroedh procpal false than mfr genorlon of navne • PrOCA/Ce COrnbmXisn of Mount incCnntt ~Mt ~awls toothy bah te genersion of room aid riot, d prnethli Ove all risk prefllen • Conran Seeks to Amman haalphdpial rah bei risk al miry ay to he accost merit eon rt that mews the scorn does not 9indrXeSSandClit marmot !owns ad myna keep pace wt iol Woo • Asmara sating so rapt saner& to au~ ad totroe sornaelaity» trek Thar mums • Awns.. Wdng ta aooept hgh risk to Praia' ad hgh Paley» seet 'upreturns~ hens Sant Thouseholdirip We rosy ~sorb .* el gaited acorn statements wit the sal* adlits n te sure .Mope Aco>rotsrrsy be related for this ;arose beano they hove ownera Mo ria> ~ha am ~at relaionshas att other dud al the sane adtress 1113 pence is entire' aS 'hOuseholdr» ' e you seler to mane indkrilme statements nisikd in apart CONFIDENTIAL erverpes —you may clafro households>) by ding your Hairal Advsor Friend, ~aunt harm llss~y xecurtt nare them nfarrotion tot pu «Sere] On the Hews online sears waste It 63 customizable 'nd/eume' chosen by you » azX you oath lyta ~reap It hm no li9X drett on )ow XCOUll YW on mage pis Frailty aØ nabs. Matra Goa. Sevres or tiormacono >or Franco Make Matra ...Mew • Sae of sour as uniprakkia tas‘ d aØ and IldD • Arab ade sealable cat balirces wakesla restricted »corny (en 1 rid Globe, Terre Dopmils uneoriNd • tO market and acts, aaSna Me by the Pon Does na eiClideunpnced staritelaSSNS X die en1 ol the pro. andmeat haturd a ovre "mad sat* alto. rod enetall le stock opium • Chaeates bChdeS St b831615. cutstramomrgn ~Tatra arse. short axiom babes • Cash/lemsty themes raa of snincesied avalabk dark bSanda okt UTS Bat USA Sacra barred UBS AG Sward Branch depose balms and mosey make< trawl fortente Wines. a the dose of the Statement period Nteianmiodly tree credit balance, ii yes .n.xml arna seoregaed from other balrow s we rot or thine ftrds n The ordiwy ~se of es Warm These theme srepxabse upon yaps demand This total incl.:ad in the amen' NS'S dosing ware Lending affirmation Fr (load ofirmaton on !her rn'S boa; pad...Sad dick/turn, Mono prelem brat berZp Agrammi or Accord karat awl the General km; ad Caldrons UST Stamen of Oar Prams fl ab» n Ayaments ad Grob: ed X apWriTh rrt,v rpøM•vbvmh Your anat. Year stabt~i ~ides stones an oder XX% held n the aoram a the end er he »Winn period You may Mk fee debar a July sad oriata a al urne You may recap seareim used a ban colWeri ora« Paag.allinr balance eie on Man My parries trandored *sr the dtrng the stamen pernod are Ilis a ~la ahem of the erd of the stamro pried • Cost bait It dettonhng the coa tons or the sedates mauled n the stamtert. SW? flitted web te number 'I.' UBSFroncial Straeshas meted on 'Manahan Planed keen sources other than rah Fins-Ica Stenices. hdrucIng olorrnation Iran near I in or ta you may lave wooded to your Fos icel Mew Thekm dots not ~pendently way Or gaaamet* randy a vaidky of wry ~cozen presided by purees other than CBS Fnaoal Seri res to addrion Stoop UST Framtal Sakes gen~y updates is ettaner al aS C 6 wood the inn does Mt DeCnIde any asusaices Ina she farnalson raider "Cost basis' ad "tweaked garb's,' is rag...rot ste die of Mk, kaeMent AS »di please do riot (Ply at This informalkin lo make curba a sae dazes. la la purposes a otter~ ~nu drafted to thefern mar/reeled gab» nlormairs orly foe the perrad of time theyreheld a the Fan laorehrhorral rdarnaon ca be added by per hrundal AØ • Unwanted galnårloma When data is ~able 19r1.VCd utral rid worsts re caorad fee SDNY_GM_00024942 EFTA_00135562 EFTA01276955 Important information about your statement (CCM bnUed) MiAebiloacity lots the ramation data fat rdiecbal on mayor may not reflect conmissans Chaves ace seamy reorsumaiin mein Dulled ate other coronation lots and system* yacht. lot re oath combned !odic*, one airaad b1 lhe • 'bade doe' column peesents the Mina( banal Kum baredate • Callable worities Bonds and pr elected trod that the &Wetit foe ealyredRgennil besawed warier by lot tom among Al StasiteS of that 69.* Sal in out nano a in pannenave for or Mots Cal lease Momut en is carried nom third palm, and Os array rS rot gistalYed One call feasts nay east Wan could alter yell complete into rnokin sea heprovded open rodant • Cetera/2S Of deposit (COs) CDs ate leaC nured opt 1293.00U si Mongol aid salad flora per depavtor and pie (Mowry trunnion it acme-ma with runs • pricerako Pncersoptered for seam aid Oder products wtay be Niger or bwer thin t e pro that you Mu Id may recewe in the maw PrCeS are Maned from varian mid pay mats ands we below to te retain, but we do not gaup flee away - We nay use the doingpro whim salable et the MAY, of trend aid ask aces fa Wed senores and opuses Or <inn tid eras I or OTC saoaees - biz amen tram wattle: may be priced mega yawn, model cr them, Mani area we °Waited a-clowns' relied an aduii mane rite or Ware - C main positions may acpeavill1O4 a pme and win she-No*1mM was not mailable if we are male to obtae a prce for a security - Cowes or stories dencnimarel n orrenoes other con U S satyrs are ref Woe a the t d urge rat as of the naternint date - For Conan %alines tradely tenOll-CCOSartne elenOMeettelS. rice and quality dacevane) may hae been aapreed to frigate prow vauson To obtain once: qaM.TCOS. Men astable. WOO yos Franca Aducor • Mena IneestrreMs and Muddied preduels. Ornate inostmot seam* Moberg dived ponapsion progran aid real estate n.C-IttneM tan sedates/aid staved products aegeealy hghly Jihad Celan struck/el Koalas Kan not been rettiored wit the Winds and &aria Conmssion a under any state *writes Saws We von* estmOed vases for Mote noniron stamens arc stnicate.lprodan eor Myrna onalpopeat coly Aerate a rot 9unnlecd - Theovases narrater sthstantaler from axes, taw at end, innate resestrnert securey a structured mama maybe [mot ce sold and do not netts:ally wean, the vale you may recent upon lcuSdaton - Th rd patty inmates of vale are sot a anan doe aid re implied lo ItS faun:A Minas on a regal baps by an ndepencaent caution Inn genera Paw( Ce Waiter enirnzed yam if my. ate applied to the Frm by the issuer, general paine a manor and may beCala-OW bated as Ohre* Womation from that usedbytend panes to donee thee eumaed Yates - You cri obtain addnenal snowman regaling the methodology used to determine the mune of vase and the dace of the hionnivon ma is Ow bate for the Minn hyaena:Mg your Cranial Adeisor - Thad parry estinatal vain may be reflected as 'Not pncedt n seseal Imams whin an alepenSent valuator, Irm has Mt moiled a es unable is assign a value when we beamo awn that a inienil wort hae marredthat trey ell a erwiyinly reported vale coo %MICA. a whin a vas would be hgley pecutawe duo to the rutue of the toasty - When neither an issue general gunner a sponsor estimated vine a in Mealy em nosed vase is Needed thewhoa the amity we bedinerent torn fts a:diatom* - 'Didantions to doe net ricbdie mum of calla( mome a both • CoNGI ate see' remnants the newt olf erg prce per ion red may not reflect you. cost bark • Itesbitted securities Reignited wcumes arieraly ie not aunty tegble for ;trek Sale IRS inaxiti Stenzel Was the mate price of the isinastnloil stock of the sane mina, muted ware teethe restread swat br purposes of assonmerr why To the own IAN testi cted soothes eyed/de for sale the Poi* reeled may be subswitiay Ins man the instated yaw own • In. emanated) Mama. currentyiela and ram An minim of annual rum* is based on damn d•okOd ma sleet ram annirg the olaritirt wllby held tor ore year from staement date or urea initunty This estimate d my a guogine. atOurace ad cannued license se not parented - Est Mated anus intone and amen yield for certain Ilbesol worms mud rank are= of riscipS or coital gam n Moth ose the est name (aid <UMW yeld)woula be overstated - Estimated renal Mote aid nrrent yald aid to actu4 Moore and yea night be Owe or higher thm the estimator amens - An en nute of smoked marine OviandaMer interest) Mend by the Oinere maim valalatoope balaice is based or. the lag dindend or interest pay nem made byte titer and awes tie wart ieldepot seta be Mafia one wai to.,, the statement dap or trod =way Antsy aid continued Mid ae not guaarreed • Asset not held by lees financial Unica Conan ass.; ore not MNbyteWm ad not width the Inns possession or envoi Thee assets re wean-4 en rot yawned for Monnatronal popeses oaf Popham ate yard resented re firoveled byte Ming film LES mama Sodas n not reponsble for this Mornobn and doesnit Marilee is ad/ay Time asses Tenet prowled by SEC or to Fern's supplemental SeC coverage • llama abasing and addkiona motgensatiaa - h additen to orrilninoM 00 salt aid 12b.1 lees reefnt0 n connection with the dstrtulon of trailuN nines to our clients we aura ow alf are reONee /Webe ifireg pa/luau from &Arbutus soder raison of the mutual funds that vie tell Theo roam arebased as two difarent orrporents the amount of ',Noisy UST 013 peacoatmutual fund earn to or seens. and Id the wee vale of a primly mutual led fanwc sham MO a the Inn - Vet mil air *Hire alp mete ratieekng rid ornampromong lees in condefaton for nailer agent sakes tut We WOW:WOO to neuai funds Thee fees generahr ate pad tam innenor awn in the nub el fund aid le a lief doll? anon bawl on the number of =carols at the trobindear honing mutual lads of ma fad laniV - In ail an to O)mtn‘Cot Reeved el cornection wen the Sale or darn:oleo of a-nosymar= ad inn iemg,.n+c tnin units to our dams. nt me/rout YOGIe ramie ream.* rang CarpenSign from Marfa( me romance aren't indemnity tie amuity commas anilain of the haJtance normal:Ps cr sponsors a the lard thiSiMell MOS we Clattute - Ott /Mites also re:Metrading commisamsaM ever toirealmation from mutual hobs aid inuirce ONT.Iits toil re dots we (*Thou? - We receives &mug fee hem Leine* nary ad USS Ar Searaord Braids a up to 125 per aroune waving to to banks axle the 185 Bra Sweep Program Baldry Infoonaban reyardng corral-6cm ad other domes roared is connection with the on 01 Vale& manang option trocarons has been marled co cadanutons Mama* to you. and sita be prweickel to you roman on tecuell Short selling it you aie engaged in short st4hg nosily. you may her a chry. clue to neon barowing costs fat Iet palwila marry Open Orden Recirding Opel or "gooditilicaxened • orders that wee nOt eeited by the sidemen date. open buy axl Sell Step ran re taxed by the amount of dredendf or rytes on • e•-di.idendsor ecrightl date units, entitled othenvive by you You ore rid:amble for orders 1ha1 are executed due to your fans. to cancel mad open cedes Tart withelditg an fastbeitiona from UK Pinatas' Stevan IRAs Federal lac Lift tenures MS fewer' Services to withhold Moro to from yas Taal* OA dank* ern tut you may dam not lobe.. ictmeize yenta or. instead you nay meet a hr.* lee wthheld a brae tu n a lead roan a you choose Yes Soon Ten casein in effect unti rsokid by you You may revoke your election a eery line bymany anew Mann If you is Whew (notch ', come tar waned from your 41.6[1000AS. you maybe reponsbie to the prim of ranxedtah You may nag pen am iI the mimeos wilthell and yar est:mord let portents se not Nub tO you' iaoklyatico Privacy To ocean aeon of cannon Caere Mary Amity Nan maxi mu Snot:Patina: orator websne Y. emir as <meow-wart 1.85BinawialSerzes 6 not aback The itlia Fumes, SkieVCeSAaosit BSA aril IRA, ire anaemia unarm MJem prfonie access to bat rep semces am products Ott* anrgements woo affiliatedbalks red otter dill. pally balkt and prcvdes ao:ass to Murano aid amity peOdJCIS iszed by unaileted that party Mara corps*, through elaniCe aattity lubSISS es of UM Fnencial Imam lo megmint. man. and &nay products rot IDC hired • no bade gamma May Ina vain PaAA Electra Nixtayftern 3CCOUlt. fiuSireSS SeNCI5 KtOillt BSA. OtAis and ntenabtelal lt€Oute lAllagertelt CONFIDENTIAL Account we registered same mats of UBS Frantial Swam Yea Sargon, it a r•giscrod invitemabol visa imernmonal LEG Vim Sigma* re* cods and 10R5 Visa dun cards an issued by MS Bak USA web poinispon Iron V ea u I A isariorated UBS Ananiall ServiCeS InC Rev 201407 SDNY_GM_00024943 EFTA_00 135563 EFTA01276956 `U BS 1.035 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70006137850415 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number Your Financial Advisor: SCOTT STACKMAWLYLE CASRIEL Phone Business Services Account April 2015 MAX FOUNDATK)N 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statemeat? Value of your account Call your Financial Advisor or the Resourceline at On March 31 (1) on April 30 (1) account tdsit our websIte: www.ubS.tornainantialServiCeS Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Your assets 7,238.24 7,238.24 Your liabilities 0.00 0.00 Value of your account 37238.24 $7238.24 Tracking the value of your account 1 7.2282 Sources of your &cos eat growth duriag 2015 Value of your account at year end 2014 k7.233 24 Your investment return 1.238.2 7.238.2 Change in market value Value of your account on Apr 30. 2015 Dec 2014 Meg 2015 4012015 SDNY GM 00024944 5000 $Z233.24 Member SIPC ANIMOCQ00:613785 NP1000059337 00001 OHS 00CC0000 00C0C0 ►age 1 of 6 CONFIDENTIAL EFTA_00 135564 EFTA01276957 SUBS Business Services Account April 2015 Your account balance sheet Summary of your assets Value on Apnl 30 Percentage of your account A Cash and money balances 7,238.24 10000% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 57,2313.24 57,238.24 100.00% Account name: MA, 10i /17 ATICA/ Friendly account name: IA, Fr1 rirATION Account number: • MN Your current asset allocation A Eye on the markets Your K asocial Advisor. SCOTT STACKMA:4011 CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.36% 1.24% Atir70o0200303786NP7000059337CCODI 0415 cocco3COOnOWIFIY_GM_000244010 2 of 6 CONFIDENTIAL EFTA_00135565 EFTA01276958 SUBS Business Services Account April 201E Change in the value of your account Apnl 2015 al Year to date (E) Opening account value $7,238.24 $7,238.24 Closing account value $7,238.24 UBS Bank USA Business Account APY Interest period Mar 6 - Apr 7 Opening UBS Bank USA Business balance Mar 6 $7,238.24 17,238.24 Closing UBS Bank USA Business balance Apr 7 17,238.24 Number of days in interest period 33 Average daily balance 1.7,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. II MIN Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or with to change them, please contact your financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Moderate Investment eligibihty consideration - None selected Your account instructions • You/ account cost basis default closing method is FIFO, First In, First Out. Your PImandril Advisor: SCOTT STACK MAHLYLE CASRIEL SDNY GM 00024946 ANP7C0020C0613787NP700305933700C0I 0415000:00000=10C0CO0D Page 3 of 6 CONFIDENTIAL EFTA_00135566 EFTA01276959 *UBS Yournotes .m..”+"0.0.."0... c.... ..stres,m_oco.24.• • a CONFIDENTIAL EFT,00B350 EFTA01276960 *UBS Business Services Account April 201: Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • E. Scene paces, income and torrent vaues shoats may be EMS('Male. Asa into. gains St lOssts may nol be accurately refkcled, See mporunt inlosmeaon abour your 5( etemenr a the end ol &Ns dacueneM for more information. Cash Cash and money balances Cash and mosey balances ma/ include avalaalecah balances, UBS Cant USA depast account balances, UBS AG Stallard Branch &pow account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl h n applicable limits, bul are not protected by SIPC LOS AG Stanford Branc h deposit scoum balances an not insured by FDIC and ate not protected by SIFC Money market sweepbalances are protected by SEC but are not insured by the FDIC. See the important information about your statement a the end of thin docunent for details about those balances. Openng balance Clovng Waite en re per share Average Hddng on Apr 1 (1.) on Apr 30 (1) on Apr 30 (I) rate UBS BANK USA BUS Accr L238.24 7236.24 250.000.00 DnIdend Interest period Your Pi nodal Advisor: SCOTT STACK MAMLYLE CASFUEL Cron period Cap arsounl (1) Your total assets eerCenta Of COS/ EStanaed Value on Apr 30 (5) your account basis (S) annual incur," (Si linreSIZed green or IOSS (5) Cash Total $7,238.24 100.00% $7,238.24 Cash and money balsam 723824 100.00% 723824 SDNY GM 00024948 ANP 7030200361376e) NP70030S9337 COCCI Oa I S 000:00000~ COCOIX) Page S of 6 CONFIDENTIAL EFTA_00135568 EFTA01276961 *UBS Yournotes ANI7C00.06P3790 N1700.933700,0 I oafs oacom000 ssoco95/69 9.9 0,99offigo 6 of 6 Ef111196919,9116196 o91o4=. CONFIDENTIAL EFT/6,B3569 EFTA01276962 Important information about your statement UBS Fnandal Sett% Inc (ta fen or LISPS keticialSenkot is aneeter of al pm:palseamy. Calstary aid epler ~gm UBS F ~On Sevres and UBS Bad UM ate indiod subedit:mot uRS AG ad ifiliann of LUIS Sooseim LC Meters Weskit AIKCre if a,aetåe upon recut the em's eceasted offices re a U3S knot* Sestet tic 1200 Harbor Bculerani thedkenk en N107086 sutenem represses the «sly *trial record of yourUBS Finapr SealCif =Urn Oter reords. a:C010I10.31ta doonien”. contehng contang dau should noe be NMI ups, el you bete> twit n n once or moms plea. •oon it ~dandy n wring to teBranch Mawr of the off reserving pur stomm <Meth al Etno town are emended » be monk seerterm daa Todd rot be used for tar teapots key Web, on yed.end ta tans% Pe. eat 1099. 5498. I 04.1i. etc) when petering your tar rotum therm is <mind by Ian to repon tome RS all text le deaden& repontle now laabk dodends and taste men tamed en secants held n your xaurt, reel proceeds on sae Unlit', ad banton cairn wed smuts Cammunicollona with Me Fem • pimp re «Vim, a-if oral Oarensaatons e‘ writing to further puma your mint eddied you* rules under the kortes Mesta Prommon Ace (SPA) • rf /no Mort instnton On the bap ide ce the hail of this stalenstrit is not LIIS FilradaSnynad URS instal Seekerscries you* matt ay:leafing teeter by ~Bement ," the indicated natron We Mooned boo ot thnreutionshp Mn you opened this exeunt in this Cana Inv funds an1 ~VIPs re located a LIM Runos *Man and noe the itroductg broker. Aid you ~St mate a roped of sly etc or onossisn to both In All XCOunt rutererts tall be deemed compane aid aurae d nth objectedto n viettrag ~el 60 den • Pleasedirect cutlass« carob ' to the trier: Cl alment at Or tolltret al I 800AM loos t Monday Moult Indet or h sting to us35 inanctal Sent« nu. Clem Lotions Depantint PO Box 766 Uniin Mt NI 07(87 • h cat ol ends« cemeons atmn an ektonc tent era« (lT) bl Strut dirt card teats:ons, call or write to UMEnamel Amiss hc. ICHO ~SW . 6th I bat WereveAws. N) o7086 Alin IMA/85A seats CM «moss soon as soucYt dputhnk gem statement deep, is wrong meet net nose Memoir Lout airmen( on the stattmird ot reap, The Fern «Card au« fa XIS Fable) Mud hear from pi< no ter this 60 CAR alter the (mien you the fro summit on teeth the en« or problem4~d - Trot. per nine ard actin, meter (il one - Describe the error or the er ansfer you se titre abod aide: an as clearly æ mu can why me berme n al error or My you need more nIsmxim - Prot. the dollar nun, of the 'Loomed ma The km or Cad law vel MmHg*? mr online ad will coned arry <rime pronotty Mete mere al checks payatio to the Furor ta nnMi1 Autumn ndcaled on tee front of this slammt h ande to urgule aCCouit fm. atrArtM may be /Opp to mantes" foe. charge:Ice um paper* for mute: purchaw; and chvgn fee tread mounts h cat a:Cants Accounts ma are tra1Peeed 10 other entastainna) be steppe to a easier lee. UBS Swoop Ophard UBS offers opals lor ~ripcash batman baasCeS to bank depots al MSS's* LISA NAM AG StaefOrd bitch Mark Semp Neatens). rnoney market mutui Mule Oramed ruts) and trap Tekirratemal Depost Accovet (0A6Or tocenen eki s imenubtal Moist Managenent Account thicugh tee" Sweep hograns. cot Minces are swept b teS Bat USA up s> n estainted lenn and then to LES IC Stamford Brant, or a Money Fund Deposes at WS Bak USA re WC muted n actedance with POI: rules for war istom arten plea, nut wow Mc 9>w Depots a UM AG Hattori Brant and *mow of Mine1 finds rent enured by the FIDE through the DA avalable to can balances are snip to depose: accounts a Lea AG ~York Bosch and IBS AG Ca man ~ Hose deposits are MC roved by tee SDK Bala es MU at the U3S AG Comm Brat se terpounly tp0Sal to the sepoors rd. of she Capri Handt and there 6 ro quarame cc otte ob lutist of US's in repay thebatmen mek on the LtS Camas's Brach's boils Deposits at UPS Baer USA ad each UM AG Brast worm prdect4 by SPC Money Pond shin are plowmenby SPC See nes Motel Sevres Account Flotation' below Upon pv raps., ba s n tit Bat Blvd, Program or OA may be ~tam ~Mies of a ~icyFund maybe madam, and the proceed: returned to pu or your ~its mutt ruts Mcnitien toot am tie temp *pions. Odudng oar* meet rams aid pens. O mettle a ww« oust tom pur i name, Minor a by Clang WS Siam& Swims eat" partake The Finn 6 ameba of the kornes Mead Protection Gotta«, (WO. west proems see-ties =mu of merits t to 1500000 (nKhan; 1250.000 for dams tor cat) Tre SPC add ;matt, trn•• Øylo allKasen ta Wu had el a PaeSaa01) , The Firm togeter met 'wino allnates. ha also p•rchaml Appendix donten The ~mum anoint payable to all Night dirt. colt-teelyuntrtis proem:on i 550) milk,, as of ~ter IO. 2013 Stred tote poscyarditiorn and Imtatcni ratt at tty Tern Slime protected fre up kt 119 mikes ate aggregte fix all pur mou-sis MU is a patient toady A full copy ol the poky mmIng 6 Az:~ upon ~ 2 The SP( prouslai rid tie supplemental proemial both do not SPIT to • C !Ran InaCial tales conuolled byfat nclund rip°, avant vino) but hell away from LOS Titter Sent» (eg mean (acmes Mast**, Meat at 185 AG Stamford &ands It nsuraxeremetis nclØgvaube monies and Rd Mtn of mutual In awe sti shaves Z. reg ~el ~city in the nrno of the accomr hotly on the tots tral records of the Øllobb iver or tits* aged). • Conan mermen, contrxes or ndeament Matt (9 g . kneed ~reships and prvaeplacranents) that ate no< registed tot« the Mutes Act of 1933. and • Corm:dims contrxit (og. forwr "Mango and predens metal CCAUICIS). melding Mates contracts aid TOTHT0MY option contracts The SP< protection and the Palarsintalprotecasn do not stalk these assets men A trey teener* trey stpv stakenems The SF( proteacn and the opp bfrwit a protedon Cb not protect fl ans, 45Miges n the ~km wake Of yore Mestments (Weeds a a rest d ~et mosommt. rØ1 bakruptcy or *termer Mae Vonnyon a• alibi a upcn nines, Yore may obun more nfornmen alociiiii. S.aggInr) the SP( Brother* by ~acing SPC at cc by Mum Me SP( webule aerometers's/ CMS'S Re Mennene Program ONE) imp (mw rented na Mirage pace You inag °bean the actualadofrom your rassoil Abed Only Pole Mtn arepremed urtoer On P. patrol taes til te soli and me cash til be decosind n ptr accours The dviSind remestren prt mote by the issuer rimy Offer from the maim dice at viner the patal tares a. sold Cade blieu Cnly mete ones urry be held in pur moult t pu re entitled to mitts one as a mkt of admitted parrent or ~wise te km wit eiter of partial irks at maket pre a accept an mown deurnmel by a «Saes (4 Ckatig agency. and credo you account lattobwentoblealme The mermen, obraves at Mt prof ile are Rm.< to eat ma^ and rimy vary [awem neat adve the I nn comply in miring of any eNrstram dunpe t your fnanca ShAall a aera~ ctrctve; For eadi amour< het/ pu choose one of diet lowing arveamme obtectters • Perna evident »<arm. Iniestmentssen.inj te pent alim of Mum only • Alien CSIMUMPPAOXion litedrrents Spiking Toed h dunopal Mist Man Ps> gmerScin or mane • Reduce Contr./ton el (name era 1 CapriADM,0400a ~ernes lea ny bah to perberaton of race ad Tomb or Pule/Sal OvenIll flak preflIce • COnatthe Seeks10 tartan heialaidpal wen low rik aid sola niry to the account meet men fl ma means the Øn1 does not generate s4nditnt smarm« returns ad mama kcep pace Met inl loco • modern Min m acam smart to Knranal ad tokratt some mdadtym set higher rehrliS • Adynain Sting to axed hgh nyt ter dotal ad hgh volatility» menu» rcearooier erne Statement - eusiehoidirg We may consoklate el netted recount statements urin the sne rents in ihessneemelope Actmes may be related for this moose beam they haw omen who oho ~NM pm account relaionsht trer Mir dents el the Salee adcteSS Th6 ran"? 4 entree as 'hoineholdng you prefer le rearm utetoa meternentsnultd in Horge CONFIDENTIAL enrolopes —you may *dew harpholdng by ping your Erma* Admor Friend>, «mum narm TheFtiMNy as mint name reflects nforruticn that ku ~etas) the Hews online sevres retie It customizable 'ndsume' chosen by you b aza sou wth your nccedreong It et no leg* afed on ma a:MUM You Ca tape pv Mend/ xigmen names. trout Otto Setts or byeanaalls) >9.1 enamel ASO« Mount monist • Memo/so« MOuritepodicao Na 01 aset aed CIS:Ants • Ames Web*" wattle cat batran votes la retorted mart Mt rid Glebar Trno Notts unreived marks tO Market and MEW 353«50C‹ Isted byte Pm Does not ridaleunpnced staatelaSNS a to en1Ol the pia and <newt gamin, pet« a Mato testreole. undyed Mt col ten and merit le stock thorn • Liandets bChdeS Øt bal3ICK. cutsundiesymaon loan/credit Ine shtel mourn balnices • CaiNrants, earances Taal of intro:led avalahle cat bSan1/4-0S. DV; MIS Bat USA deposit Initial I./BS AG Surrfct Branch depose balances and maimmalt maul lend Sweep bdefl« a the Jose 01 the Statement period Noniarnadly free cleat bailors n yos ^al arena wetted from the-baton awl He homey ma my or these Ards re the ordtry exact of tautness Mike funds ae payable upon sae &mad This total et kidded el te arm. mend cbsio veto Lending information Ts Motel rilirmaton on ter my s mum; dross and derlopirm Mx to youClem Mex nett Agrommt or Accott >moment a-stint GeneralT(1PB and (minim LØS Stleamt of °Me Practices matte n .49~5 an:1 ~tram ~a , IMPlinfr ,,,•~ 0 , 'I\ Your ameba tar Muren mimes stints /Id otter asets held n the mourn at Me end of tie ~men( petit You may at fee deliay d Ivey pal ./Xleihe/ a any Imo You may retie searcies used a ban collateral *Per PP/H9.1 an balance me on teen My taints trangen le the ed dung the summers period ale Ii Moda nuclei rah* a 01 the end of the time. pent • Con basic » detembing the co* basis of the senates Inducted n the summit. SW? adkaed web lie number -1.' UBS Trunk* Sermeshas seled on intermit ion oblaned from sources other than 18$ Firsatal Sevres. netudng nloonation Iran net lim or tin you may hine pl»hkd to your Intuit Advar The Tien does not isdependenly way or garntre tie awry er tidesof any trenor provided by sources othelhan USSF mnal SeNCes addtion Stough UBS Financial Sato. geovally updates ins ttarnaaal a51 6 Wand te hen does riot Ditlde any assurasts tat the elf «maim ende 'Cost balk' and 'Vented parts, is straw sol the Oa* of this SteMeen As SUdi Please do not refyon this informalion lo make meta:. or sale ~sons Ice la purpoms a metre ~men titre to the Barn ma/reflect prism nlormaim oily for lee pared of time they ate held a the rim lebrehiPorral nlorrnXim cm be added by pv Fintritt Aden« • Unlettered gainelbsess stee data t amiable metros renal :cc /Nisi:tor Ye Cadialel rot SDNY_GM_00024950 EFTA_00135570 EFTA01276963 Important information about your statement (continued) air dasearty lots the taxation data fa i-dircbal lots maya may not ribs ccmnksafts, drages max 'aunty magmata mat brand aid Mer 'merenom lots and frtornalic paddebh a oath ~Ma toads, one arrayed hat lhe • trade daa edam 'resents the «gnat balsals" traiodate • CANN markied Bonds and pasted mod, thal the Macolt fa early redenstion nil be selected sari* by lot tom rag al sauna of that tsar held in our name a di narreyen Te ler PX dents Callable Plana en is abased from third prim aid as xora-f is no' guar ed Osha call I eases nay eom vaffl and MSS yell Wante stoma lon we tie Moulded eØ "Lint • Catraatas of deposit (CDs) (Ds are RS< mad opt $293,020 in ringer ad rated mate pre dtpator aid pr apastory mania. n aoadanco wilt, ta: rubs • mddivalue PncessinplAdd fa games and mhor produces mar be hiahor a beatko ea pris tal you wen kJ wont ream in the markm Prces are Waned Iron tunas tad pay ;corms Muds weale/ea be table bat we do riot gamin ea awry - Wo runty mot, doingma whew sealable cr the mean or la b4 aid ask paces fa 'mad warms and °pans or one bd ran f or OTC marl to - La area sad wafflers maybe priced Lung a mbarn model a tMmo Mani tola we «naiad aidmaynot Mks an alai matte Morar ma - Cenanporions may £pea wilted a pro' and mil shoe/flea was not arable' if we re tattle to obsais a pea for a starry - Deposes a Waffles den:ma& n arenas tiar ten U 5 dollars as righted a the en: h !No 'Se as of the statement date - For anan secretes neIng n nonsomaning darmatgra idea aid qua/Meade. valid may hae been made, IaoYale FropetvaJzszn To obtain anent cartirs wen merle arras you Planar 44ra( • Prima leweetnums and efflusurod preclude Pare -moray area (nclidng dad paMpaion brogan rod real esum ragmen' rensl SfdanØ decd Structured arena fearing., hghly illid (elan matted Meads Nana born toasered wrath Warts and Ør>24 Lommesin a underand State Seaga" gad We rasa eMmaed stabes la Mina thermos seams ara stinted warn ler Manna risafflupoan only Arcady., rot 9nasnl~ - netvases maydifter sasurnally from alas day a Mich apnea massacre securryer structured maim mad be Øgela toad aid do not necessary wan' the ma you may rear tam heuillaon - lhrd prty enmares of vide ara of a ran tae aid tire stopled to 1.85 /mead Stoats on a raga It bass by an ndeperani Yalation Inn Pan‘Int WeASOr mimed vibe{ if any. are strand to te Frm by the Mar. general partner ix *mesa and may be °Waled based en drlfrent rformation from that used by thtd pima to dotes ther mama via; - You can amain addneria rdermatim regaling the methodology used to determine the minute of Vibe and the dare of the nforrnaton thi is the bate fa she etisme by amnia oar Fordal Scaler - tan parry ~naiad vibes may be reflected as 'Not pnCed n aural seamless Vsen an irlepenarn viands fa An MI tpplied a d unaVe b asagn a value whon we bean» arms Musa eneoral and har ocarredtha trey alfa ~fusty crooned vain paean a van asses raid be hghly swabs duo to the rut" of the ratty - Men 'riffle, an Eva general banner a montor estinatel visa« atsrdpalyetl Mad value is prowled Tetrad Te marry war bedreml tun at pardale pia - 'Dittman lo dare' may data remn of °Thal ricane a both • 00942J and bee' reMaYntsthe ditt31011inng pie pa unit as, may not reflect yell cos barb . ~add newt« Resincted raffles ;mask at Ml arrad togble for par tole URS Fnannal Senzef uses the ado price of to err strisod mock el the tam tsar ra mimed Mae Lathe restresed mod Bor purposes of its surrermony To the stern ter rest, feted sessile at tibiae for sale. Me err °mad may be %Manna" less Than the impaled ear snarl • In. Nflimetad) limns. arrant yields and rat An »stirute of anal mom. is based on warn errand aid tares am. awning tho rarities will be held for arie year from maternal' date a at mitt/ this estimate dot* a panne. accuracy ad samred game se not guraseed - Es' raid afflua name and dawn søle for Oral IlDe;OISeCin$5 mud etude a return of andaa or caul gams in Ma 01e the tit irate laMCMTMI tree would bower/tad - Promoted atrial more aid anent yal aid te atua Parr and Meld night be awes hgher that the named anions - An ntnate of irmalcod some avian! andor new° dead brass -ern makes varan> balred Mad Co the lag addend or ram parent made by the tsar and ~es der wart redeposits hel be alder one far ban me stared dale or ad rnsurty AosracYald °offload Ma ae not guadffleed • Aetna held by WS financial S «vice Conan MSS are naafibyteam mi not Man the fims ;assets«, or carol rhea assets re deptaand m mar Val<nWil for Mammas' psaoses one, Postal, ,r.9 tars presented as ire-Sod byte intact firm l85 erased Saran a not raponsbleflor this Maenads and does net grantees awry these assets as net raided by SW( or ter inns supplemental SP( coverage • advents Salina and addkbnelcampensadot - ti raga to atanissom or take Td 11ba fan naiad in connects" with the diftralon of marks facts to our dents we ail tx on attire reside rerace faring papoms from dauber% rs men( »ran of the moor funds that we sell lb.,. Moats are based en two dears =pores; 0 the Jaunt Ol Seksby LÆS M a macula norm' had amity to or arm. ad Id Ow 'ma rate of a prowl, fatal fund fantis toms Nil a IN Inn - We aid ar area aÅ recent retrodng aid ambit/roasting lees in coredderaton for transfer agent iselm that we rota to the arm fundt Shirr fees genet" re pad Iran irmar awn on the rrutual aid sod se a tad dolly mount based on the roar of ~Is at tie trotter-deals holdingmutual lirds of Tai ha ante, - in aril an toærenes 'ead n carman wen the %An or darbuto of inry carers rd usit bailees Iffla units to cur amts. we as: raut Anna! races* stet* tang On/9, 54W Iron. rnawol the manse cabmen mderrairg eoe afflaty carat aniassol the aamaøneanut Øsen a the urn meaner' trusts we Cla t tut. - Ott Miens also rera trading amassers ard other ~man from anal heat aid armor Orreaties Moor prodxts wait-Mute - We rack» al art» fee haw 4.0S8ase USA ail URS S4 Stanford omido el up to RS het a:Coune swaths to to barts tan the tines* Sween Pagans Ø Infanta rogardng conersams stiother charms ironed annechon wit the beationel daft. dcb.Org option nalsactnns has been radea m omIratons 'teamt lard-led to you. aid wit be paaffl to you templet on rocues Short Sling It you aengaged in Mot' Whig aataraa you may Mora ragede to swan breams cosh la thal paletla Parity Open often Regarding Open or atiodailariCelled • orders that are not belted by the Stadia's, date opm buy ad sell bop wars re [Mad by tie mar of addends« rghis on • mainindsor anghts date inhm enacted clawiw by you YOu ae reveal* to orders INS as acuted tre to your fare to anal ersirg open 'dees Tax withtelditg en ~on boon UK financial Seated IRAs ladys tic Law requres 1.85 I-natal Sent, to withheld income tat from yas unable an avant dra tut you may Pm oat lobate acme u• rehab or instead you may elect to haw ler ~Mc I a ara. or naiad anoint as you Cade Your Soon or remain n affectuntdreeolkel by you You mayrare pan eloctIon a ay a e by mesa anew dicta If you do not haw noo9i raffle tar wattl Ironi 'Our dartuliOnS. you maybe red:tomb* led the paprem of armed de You may nor pen ales d the mores weal] and your <Simard to pavans se not equal CO yOu. sat obligatia Privacy To obtan a copy of or await råer Pars lama lax* emir, you drat:Met:Into, ardor mane a: rm.., win of menfacwofra UPSFmTcalSmean b not a bark The RIVA. &mum Savces Accost BSA and IRMA ae trot sage artsorm Midt made access to bar ea sweet and padvas tens* armyemenit won Mind bat ad ode patty babe and rotas accost to ran and anely products isued by unad dated thrd lefty avian, compass trough maraca agency :Libra-stool UPS Fandal gram tic IfflesMait. mama arid annuity products Not FDIC head • No bar* 9Anifica May lam value Rend Msotece Ma,agorwm Mass %sass Sefvfcm Ascoan 85.4. iffete and ~rational Resource Matagestst CONFIDENTIAL Amain a registered sense mats of UPS ~al Servias Ind VG Smalm» is a repaired micemaof visa Ifflernmenal LI35 Wa Signabre sea fads aidUE8 Wa tent cat at issued by U(35 Brit USA Pith wham from yea USA marporad UPS Edina' Sennoes Inc Bey 201407 SDNY_GM_00024951 EFTA_00135571 EFTA01276964 UBS UBS Financial Seniors nG 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70006125990515 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Questions about your statement? Call your Advisor or tt,a Resourcetine at account VIsItourwebsite: www.ubs.comainancialsewices Items for your attention r Help protect ycastel! Itorg, haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from venw.annuakreditrepott.com. Value of your account Business Services Account May 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 On April 30 (I) on May 29 (5) Your assets Your liabilities 7,238.24 5,238.24 0.00 0.00 Value of your account 37238.24 Tracking the value of your account 35238.24 7.238.2 7.238.2 5.238.2 4 Dec 2014 Aga 2015 May 2015 "Somber SIPC ANP200CQ0C0612599 NP7000061115 COCO 0515 C00000000 CONFIDENTIAL Sources of your account growth during 2015 Value of your account at year end 2014 Net deposits and withdrawals Your MeStenent return Change m market value Vakie of your exc.:ant on May 29. 2015 S%236.24 57238.24 42,000.00 $0.00 SDNY GM 00024952 000000 Pep 1 of 6 EFTA_00135572 EFTA01276965 SUBS Business Services Account May 2015 Your account balance sheet Summary of your assets Value on May2'9(14 Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 $5,238.24 100.00% Account name: Friendly account name:' ' • I Account number: Your current asset allocation A Eye on the markets Your rignandol Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances der( Percentage change May2015 year to date SW 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East -0.40% 8.93% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.24% 1.00% AM:700020006i 2600 NY70C0061115 C00DI COI b D0C030006 COMPIY_GM_000249gge 2 of 6 CONFIDENTIAL EFTA_00135573 EFTA01276966 SUBS Business Services Account May 2015 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDAICN Account number. III Your 14 nandal Advisor: SCOTT STACK MANILYLE CASRIEL Change in the value of your account May 2015 (S) Year to date (S) UBS Bank USA Business Account APY Interest period Apr 8 - May 6 Opening account value $7,238.24 57,238.24 Opening UBS Bank USA Business balance Aix 8 $7,238.24 Withcfrawals and fees, including investments transferred cut -2,000.00 -2,000.00 Closing UB5 Bank USA Business balance May 6 $7,238.24 Number of days in merest period 29 Closing account value $5,238.24 $5,238.24 Average daily balance $7,238.24 Interest earned $0 .00 Cash activity summary Annual percentage yield earned 000% Ste Account activity this month for deia It &lances in your Sweep 0pli ons are ind uded n the cpening and closing tidances value. WC insurance applies only to deposits at 08$ Bank USA, not to Moors at 085 AG. starnioio Bauch or bank deposits Patti:itNovo the Liss intematond DeP0vt Account pr0csarn. SIPC ix0tecli0n applies to money market sweep Iwo battings but not barn oeposin. See Important Mtormabon ObOut your statement on the last two pages or this document for oetals. May 2015 (Si Year to date (S) Opening balances $7,238.24 $7,238.24 Subtractions Checks and bill payments -2,000.00 -2,000.00 Total subtractions -$2,000.00 -$2,000.00 Net cash flow -$2,000.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Brandt Manager. Youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibikty consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, Arst Out SDNY GM 00024954 Ami7C0020C0612601 NP700306111S 00001 0515 000000000 a 000000 Pep 3 of 6 CONFIDENTIAL EFFA_00135574 EFTA01276967 *UBS Yournotes ..°.......N"...s", 0.....5...00 .7wees,ntaaomast• • a 6 CONFIDENTIAL EFT,00135575 EFTA01276968 *UBS Business Services Account May 2015 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • .10 Some Prices, income and current vaues Shown may be approximate. AS a res ult. gam aidF.055es May 0O1 be accurately refkoted Se knporunt intomefron »our your stateolenr a the end ot the cecurneM fOt more Inform on. Cash Cash and money balances Cash and more), balances ma, IndWe avalkie cash balances, UBS Bank USA decent account balances, UBS AG Stanford Branch depoet account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FIX villhn applicable limits, but are not protected by StPC UBS AG Stanford Bran h deposit account balances an not insured ty FDIC and so not protected by SIFC Miley market sweep balances are protected by StPC but are not insured by the FDIC. See the Important information about your statement at the end of this docunent for de ais about those balances. Hddng UBS SANK USA BUS ACCT L238.24 5238.24 250.000.00 Openng Wan« Closing balance Pnce per share Average on May 1 (5) on Ms, 29 (S) on May 29 (I) rate Deddend Interest period Your N vandal Advisor: SCOTT STACK MANLYLE CASR1EL Days period Cep anounl (I) Your total assets Yale on Mal 29 (1) Percentage Of Cost ES5rnaft0 your aCCOunl basis (5) annual Income (S) Unreatied gem or loss (5) Cash Cosh and money balances Total $5,238.24 100.00% $5,238.24 5,23824 100.00% 5,23824 Account activity this month For more infonnation *ant the airedvalue shown for restricted secant I. see Important informal about your statement at the end of this dacwnent Your OU&Itityl Die Actinty Descoption expense code F.xe cake Apr 30 Cash and money balance $723824 May 18 8sa Check MARKS PANETH CHECK PAID 001002 Nay 29 dosing cash and money balance 1523824 PelcelV Mu< (5) Cash amount (S) Can and money biane IS) -2,000 co 5,238 24 SDNY GM 00024956 ANP703020C0612603NP700306IIIS COCCI OSI 5 000:000~000000 Page S of 6 CONFIDENTIAL EFTA_00135576 EFTA01276969 *UBS Business Services Account May 2015 Account activity this month (contnuedl Date Money balance activities API' 30 May 19 May 29 UBS Bank USA Business Accout0 is your pnmary sweep option Account name: MA). FOUNDATION Friendly account name:MAX FOUNDATION Account number: • al Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL Actmty Descriptcn Amount (S) Bateau forward 67.23824 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/18/15 -2,000.00 Closing UBS Bank USA Business Account $5,236.24 Awn:002003612604 N1'7000061' IS C<XOI 0515 000000000 VI 2366Iss000%ttY_GM_000249PA9e 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00135577 EFTA01276970 Important information about your statement UBS Fria/Mal Sevim Inc (M Fin aUBSFnitialServot4. is a mentor ol al primal seamy. anon/161y ald won manages UBSFtJ1NlServee>adltSBankUSAae idioq oubrliatin of IBS AG rid affiliates of uBS Stokes tic lhe F on's fnancial starart it ?eatable Loan rears, the fern's ~Ake Mhos ae a U3S Fearal Sombes hc 1200 Hata Weer Venthmeat N107086 li6ratanern meteorite only MI cal rear of pur UPS Fmanat Seruces Halm Other ream* totem on oal tax doe/metro. conuhng canton; dace Boobnog be reed upon tf you Wire tort n »once a ~coon. pinto rear, ii ~trey n Wring tO teeratch ~ow of the once seangyour mestum trough al hares tonn are raided b be mane. amont daa SNOW rot be used for ta< fatuous Rey »key on yeatend ta< lann. Pe. Fool 1099. SOO. IC425. etc) thin prepaing your ta< rum Ihe f rm ismbar by lax to (eon tote BS al total le dinlends. napontle non- Mable Maoist and tare merest tamed en teorders held n pur acCourr net proceeds on she Varna-too& and Cost bay/soncrab weed »arm Cammunicollont wit Me Firm • Phase rearm, auroral OrneunCatons n~n9to lumber peeled your niel, or bdin you* rglel undOr the kelrina fin« Protect= Act MO • rl tne ~al munition onto top sit cd the from of tins lakrant is not IDS Famed~ UBS Firads Makes ones pir acorn as death; trek« by mineral vet the (Mated matron We Wormed you of this retrothp Mien you (tuned tus acuunt in th6 raw. OW Mas and rut es re looted a 185 Feerna Simms aid not the rtroducam broker. and 'far rant marrow of sly era or arressbn to loth limo All afore, SUterera Or be deemed coo.ar and acarate t nX objectedto torn; rho 60 days • Mate ana cuaerra aurpla' ' ' to to tarns CI anent ag or :plant a I 800AM torta t Monday hough Indy. or In sting to uBS 'nano' Sena« at. Clem Rations Deponent* PO Box 766 Unim Cat NI 07CG7 • el case of «versa ~Ions about an ekoonc tedi wand« (W11 b1 $ vs? drop cad traltadnei, call or wink to Les Fratel Sernotshe, lOCO Bator Bbd. 6th I Mr. ~Mom. N) Ware Ann IMMSSA Sevres Call %rte.'s soon as yeau an d >technic Fax snug moot 6 «orb <edgy need more 'Linsron rout atranfer at the stoma et teary! The Fan «Card Mow atOlOble)mun her tom pm no Iota am 60 days alter the Tnn sent you the km suurnan on her the «ra or motor ~rod - Kra*. you- nine and brown were. (il anti - Devoite the era a the Waster you act rive abate mol tutan ascleanly a you can nhy you Wrenn al error a try mie reed more nit:raffia - Pride te dollar arum of the stowed woe The Firm a Cad troMill ~tsar canplint rd will °red any woe prorptly Please mire al checks payotto to tho krnot te I oral maroon mitred an tee front ol ths arrant h aide,,, to agar axtant fees. ~rib ma/ be object to mono:name feet changes Ice me paynat ta ~ram Daloas ad chars fa typed nubs h min rants Accounts Oat ace traidforal 10 Orr( nItCuter$ mar be etyd to a minsfer fee UBS Sweep Optbm U85 otters options for iron; ach bakers. bflices to bank deport sr laser* OA Ind UtS AG Standard bolt F.ndd (Bark Sworn Rogers). nary nUrket mutual finds Perm aid the hkrotional Decost Actor CONfor altaners wed 31 InleinaliOnal Rescuer Management Account "tomb tear Sweep frograns. cat botras are Swept so WS Bat USA up a an Credited lone and then to tes AG Started Brant, a a Money Fund Deposes at les Bak USA are HNC muted n aCCOrdarre with rules For mom Hammon plea* net taw kto gar DOORS a UBS AG Bamford Brant and tabs ce Maley Funds armt fated by the FDIC Though the OA. ~Ube lo cab bars re Seept to deposit accounts a UR AG Herod, Branch and IBS AG Carnal Brant These deposits ate ria mixed by troll/IC Balances hob ate tes AG Comm Bad. at NfrOarrily mooted TO the stamp et of Me Cayman bands, and tee is no guinea other 01936r Cd 185A6 b repay theDines whit on the itS Cayman's Brach's boas. Deposits a URS Bat USA and each UBS AG Borth ream pmened by SIC MoneyFund shies are wooed by WC See 'WS Finalcul Servos Account Rotealon" below Upon you reart ba s n te Bat Swap Program or OA mar be veltamm and sham of a ~okra maybe bruited, and the proceed: returned lo yCti Cr. yar Warta Ytpol aura& Mammal ,totes altlo mop optima enduing anent memo rate and peas. n rabble a own Mfg from your entices Advisor a by UN %area Services emir WOKS, The Fem e a ranter of the Seaver Mesta Promaion C000ratem (SPC2 whit protects semnies moans of fts martin go 101500.000 akbang 1250.000 for dams kor Cars) Tt WC we ;oxen«, ors rah to all "or tkwynkhOld n apaniculak~ The Firm together van mum Mares. ha also puthar stemanotai prommn the moron anoint payable to all abble Ont. colicteolr under tis prate:on o 5503 miton as of DOWD« IO, 2013 Stkpot tote pokyme-Mir and ~du of ate Fenn Blucher protected fa up io SI a milkn n the ~cote fa al pur acomis hell in a pallor., capaay A-furi Goy al Ow poky wordn9 6 anarle Won Orw2 The SIC protectors rd te supplemental prcomicn both do not Serf* • e ran Ironclad tams controlled bytal Mimed fl)er, account mho) but held ray from keStinrcial kern kg. man (Plat a UBSBalt <brat ales AG Mbar trait. nsurame mochas. nokong vast» rerun in. and M Mrs of mutual Iran varv seat tabs re reg otemd dock n the nano of the moon bolder on theta:la and records of Ow xplicable iver or told« agent). • Corn mom ont contorts or ow:~ ~an (9 g . Muted ~tibias and rat Maurer) tut are not ermined Oda the ~dos Act of 1933. and • COrrenadinet COntrX11(09 . foram term* and pridats neat commas). naidng Vinson -4m and con TOXY Oaral contacts ThoSIK protection and the oxplarrammprotectim do not my* to thfse assets ten if they methane appea cnarxr sumo% The Sit protesen and the uppartit pram do not pineal roost changes n the mate valed sar tuestrunts (Maees a a mull d maim movonont. tam ~my« otherwise) Mae WOrniann e ant krupri repat You may obun roe nforrraian alociiiill aging the SPC Brochte by morn; WC at cc by rotten te SPC vebyte a thaw aPc chi Dar:deaf neinvounent Program OM the rDy relleced an mop once You mal} °bean the ettval some hem your Faunal /*boor Or whole than are ratnard utter MP. pahal limn wit be sr and itte cash ml be Mohr n you accourt The dvidond renvestrat pro suppled by the isort may dear from te maim prior at Mid. theprod 0100 X* sold Catleielre Cnly mole unit nuy be had in you aerosot f you at entitled to moral me an a read, of a milond partnt or ramie. Te Finn MI ether tel partialities, maliet arke a adept an ^tell date fred by aendured Mang agency tub cede you amount Internment °blears The mast:men, obeaves aina Mt prof th are Bret to eat moor and mbar between Stem Oro the Inn promptY n hang of any molter Mange in your franca Maim CO Motor ~we; For eau route held. you choose one of the fe loving mestment obhmtkes • Reduce Current mane hemmunts urn; the great tool:memory • Athena CatkriMplinmon krantnis seeking month pretpal tar' than dif geraon of name • ~Mae Co rimier of income and Cara APPeO•004 ~owls salsybah Ow ginner of ear rd wt, d pone/Pal On/Ilia* praline • Conroe., Seeks to roar bait pitapat Mtn low risk and rota ley to the accan win dta "awn the amount «WS not generate sirloin name a ratansand own« keep paa with inllonOn • Arbarraar 1.41162 n sup: samarit tO {engal and tolerate sorb mirky » sae higher mums • Aggrespie Nang ta .1:0191hgh rit IO ;MOO da hgh Warty» sea in» returnsover terb Stotanenrhouteholdior We ray onsoklate al reläed mom, statements rah the um* ores in the sane antelope Ammats may tie tetra fce tis rifle:. boor Mohr mein oho alfs maintain ont account retaionshps rat Om dents at the sane address Tes pence o know as 'howetoldng I you peeler to rears lobara suterrents nukd n ammo CONFIDENTIAL antelopes —you may docfne frusehoUrg by many your FO110.11 Adoor Frientk mount name Thy Rettig noon nano reflects aterralicn but poy Mead on the HO'S oho moos mbste It as custanizabh •norume• chow by you » erase you wth your remedeeopeg n hy no bur effect on your noon You on mage you Frenda/ Xamilt names. through Online Sevres of keratin; you instal Albor. Account overview • Val» of hat acounapaabto tia et assets aid Uriness • Are !nobble mattok car Maces tern la restricted %runty ant 1 rid Gkbai Toe boar unreread Mars b naket and artan asas not kid byte frrn Does not ncladeunpnad f«1 Riau« te enl of the gror and mer tutor, mot a rate rent unmated stoat col Ms and meth» le stock colons • ClOreeS »CLOPS debt batman. Cutrandryorgn loans. atilt Me. short arum balances • carimarty arum Toes of warned maul:death • plus LOS Bank USA deposit balancr. LOS AG Suntad Brand. depose balances and malt maim nu kul find sweep lace. a the close of the ~rent prod Non.comencol Ity he aedil batmces n yam armord arena sere from -balances and the Fimmay use any of thes turd, n the ordikry course of asbestos These tel "payable upon pa demand The Iota incladed in re «rent prod östlig value Lending information fa detamd nIcematon on ter rm.> lending prat...sand Maoism Mr to youClem Oar sonlo Agreemon or Accor torment and the General Tenn and Conatom U95 Starr of C ?Warm-ices nab* n iyeratifita • teclocures a ogiuälaso2Suriarscauaa , VOW~ YOS 23~1 eanaeSSeCulten and 01her ~Shad n the roarer al the cod el te women peer vcv may alk fee minty cl keypad »Orr" a any toe You may rear sea:tie:used a ban collared Mee parity ny balance the on teen My worm 'ranter] b the dung the Pawner: riod ate listed a foam rese a a tho end of the statement penal • Con bob et dettenting theme basis of he SeClatEl Herded n this statement *tat irritate wall the number 1. • UBS firunaat Smeceshas noted on 'Marnaion obtained hoot sources other Than 185 finanod Soros. nating Matnation Iran aweer. IM or tat you may have prerdel to your haricot Mvcc 14 Finn does not independenk way or guar-fl eet* rosary a validly of any Mormxon prided by sources otter to tes F natal Streets an adder Stough UBS Finial Sankt: gawally updates iris comma, as e 6 *coke& the Fern does NI monde any assvanuts t at te al«maban under 'Cost bleb' and ^linrerirod Orlon' h area* a of OW Ore Of this raalfoll As »ON please do not rely on this information lo make ;mhos' a she dedsons. la tar purpaa a 011enrice ~lb trawled to the Fem mayreflect grim nformair only for the mind of time they ab held a taken Morehiflonal reformation cm be added by pa FINNS Adaa • Unmounted gainorlosms Hhen data i amiable parnred natal td Wr'41:19C ere Orliatel tee SDNY_GM_00024958 EFTA_00135578 EFTA01276971 Important information about your statement (continued) Masbate:natty lots The taniathron data far Nadal lots mayor ma, not ref lea cc mreslom Chasesam Seaintyreorgwaratian even DIAW4 int Other rerreetnnsi lots and Ntorrutic purchase lots stoat COMnidd to &Oat wad:eased Sal the • trade dae <Nam pinentS the oripnal Passaic., traNdate • CANN norkias Bonds aid peered no* that to Usu.' calt for ealy rederipbon rot beselected mall* by lot tom amcog al seventh of that axe held n ow name a in punnet n ate for our clams Cat feature kif smut co is &time:Ifrom thrd pale; aid its xfuray rot guaThred Olaf call leases may east rack could affect Veil Campine Norma IV era be probed upon aqua • Cerdfcatas cole deposit (CDs/ CDs ale MC mad opt 12SOCCO si pampa aid salad Noel the &Nacre r0 per depouto-y minalios rt acardasa with iDe: rules • priahalue Pnces dotes*/ fa Waves aid other products maybehilly ce blowdal Ye prig that you AOYb kaually rare in the mail PrCeS are °Maned from surCus mid pasty smarm which we belsitel0 be fern, but we do not grater, tea axuracy - Wo porstraly use ter doing prize Nun araltharce the (Nan or IN b4 34 ask prices fa Istea *Comet and *yrs or on tad racesfor OTC sr, td - Let atheety era tonna: may be priced tang a mbar. ntocal er thank>, ream alas we obtained a-drynot Mkt an aorta matte ace or vase - Cearn posers may £pea vallart apnea and roll show 'vice was not mailable' if we re saltle to obtain a ace for a security - Deposes a stories derma& n curneves other than U S dollars are reflected a the oodungerSe as of the slaternent date - For anal senrines nadvp mmthcatoimng dererateas. pce aid quality dace vaberar hae been atpteda frigate prow vassal To obtain current warm wan aalfl. coital your Enamel Ad ter • Men Investnums rand struaurad products. Proath ihostmare secure* (cling direct palkpation pagan aid real estate n*Strnem Man SWANS/ aid Structured pathos at railway hghly dyad Certain unathrod VOCLOS KM het barn rogmored wit the Wales and &Mane Conmston a under any Pate SOWN" OM We moo* esImred rakes fa private rare rates ad stoats prodon lot cnalpuscrato only ACCIPXY a rot 9unnwel - ibex vaties maydiffer obstanualty from pries if ally a MO notate mestrners sectary a StruCtured amain nuybe [cur a sold ad do not necessary reptant the valt you may rem upon IPuidatart - Mid pay esimaes of vex art as of a anan dale aid are suppled lo ISS Nagai Savors on a regular bat by an ndepentfent valation fern genial Darner m Spoisor minuted WSs if my. ate meted to to Frm by the mum general partner or swear and may bealb-dated based co drIkrent Natation from that used by thrd Ninth to clothe thee eStinatId YAPS - You car obtain addricai at ormalcn regaling the methodology used to determine the eirnae of viii, and the dace of the hfonn.yon anal Is the bass for the mann by ctedarg your Fnadal Allier - Thad parry arra vibes may be reflected as 'Not ended' to seatraluuocas whin an 'nlepanfent valuabcn Irm bnnoi 'upped of d unthie to assign a value when we borne aral INT a ITIONI wort has Named that may ell a prensusly reponed vat coo ClUeSIOn. Cr whin a vabe to)uk1 be highly Speculator* duo to the nacre of the seamy - %then Nigher art Ewa rent row a manor tamed vino' a (dewy estimated oh* is pared to vex of me marry was beddkrent from ins prose pna - 'Ditty:tam to dale' may includemum of cal. wane a both - • Corkf a* sire' 'exerts the glINdiell(Ch9 pre per sea rid may not reflect yaw cod bath • lbestoicrad aaridu Resincted sears sena/1y at not anvotty Mgthe for peAk sale IRS Fruincia Stream Wel the mates price of to srmrstridod stock of IV sane Mara al Muted rake lathe restriaed stele for pauses of This szoexera on* To to morn tai refs aced seamier it elogble for sale. Me NW teethed may be round* less man the invite] yaw town • In. Nitiniatad) MOM% asTrayialds and rain, An .Irate ol roar nor is based on omen, cbreasnd NV SINN rav aosned the ocuities will be held lot one yea from uremia' date Or until manly This estimate is on a guorne. accuracy and met ued Nome are no, parameed - :naked arnual axone and amyl yital ler swam 'Peso, waren mutt Mute afar of Fixer or Cell gam in Mmes ease the eSt VO:me dareM yea) would be overstated - fraud anus mount nd current Mal aid tee actua adore and aced night be Nowa hgherthai the estimate/ moues - An ninite ol anrualured insane Ovid's! ads Wrest Mated bythe Omens make, valetatrate balanced lased Co the tal dies-tend or MENG party made by the tont and asw'es the secerniat doer s ail be Neldfa one Was ban the statement date or trite =nay Aoaract ad continued red re not suaarneal • Mama not held by UPS financial Sonsicay Conan MOM ale not NM loyte Seth ad not Men the Finns ;amnia', or entol Thee assets re doplaftd as yaw swear' for inlonnatrat peeper onk Prom and rases presented ale reoviled byte issues. firm IRS fnanCia ServiTh i not rorponsble for this nfeensisn and does net pram* m awry These dials Tenet prowled by SVC or e. inns supperma SaC coverage • Revenue dialing and addtionalcampensadam - h 4dditil4I 10 mminissom oa sales and 11b.1 fees rased in canner, with the Materna of instal .ads toots amts we rat our /Hire receive /tale Mann; papentsfrornissubut3rsandor arms of the moor funds that we sell These rotas are based on two &Snit =corms; tie amount of saksby uBS of a precut% mutual fund fart to or darns. end (4 the tate vate of a prowl, mama find fangs shamNO a if. Inn - We aid an aftare ado mange rearag and owntusprocesung leas n ormdeiron for trailer agent uoviat That We proock to the nsual funds These fees generale, ay pad *cm imonor ter n the mutual lad ad to abed delft anami basal on the err of are at the holy-dear hotting mutual lads of tat find Imiy - m aril ion to reasons famed et archon wen the sale or darbuten of waryream ad ink tarok v+n Inn Unit, ID Ott <Will. we ardor our aft Nile recent reverie Mang Carpienalga from man,' The reasance companies vokmerung ten avuay ccorracts Orbits of mho antancecorremin or sponsors a to VA fluethnoll MPS YaP Clartute - Our /MUMS also recewe trading commisycas and oak! remotion from mina holds aid emirate ConValies Nose pew:bans we dimbuto - We tea** an rug fee err LESBallt USA an/ US$ AG Stanford Braid. 01 up to 125 bet axeunt soweeng to to banks ref the IRS Bs* Sweep PrograilS Ankle, 'brazen rodardng carrot" and ether Marrs ire/ annecuon elm emodion nor firs naiOng cp bon transaars has been shaded co conlinutons roma/ funded ko you. and wit be mended to you ere* on ram Short selling it you ay engaged tr. tort 'Ohs a %rarity you may 1,1Ov a (nagedue to renal hamar coos for Thal palcula Panty Open (Son Regaling Open a 'doodeilocaxelled • OrderS that was not thethted by the foment dab Opel buy aid sell stop orders aT reload by to amount olds/Nodsor oghis • oudiadondsor eunglos date unless eroded otherwit• by you You ay remora:de for orders that are executed doe to yoUl Inane to cancel existing open err Tax witholdite an forbutions fur UK finanoal Sovices IRAs ream tat law redures 1.85 Moab' Services to worold income ha from yam Savable MA distrihatrav tut you may der not lobe", iron o lay reothholi or. .stoat, you nay secs to bat tat weentld a acre or n a Mud aortas you choose ear Heston vie remain in ef fect unte remled by you You nay meth* your Mackin a at; line by many anew ear If you do not ham couch ', come tar wafted Iran your datbIliOnS. Vu maybe rethOnSble fa the payrnec of rainxed to you maynthr pen s mA the moults withheld anti Val estimated iv parrnints se not pus tO yOf lxobbgaim Privacy To obtan a copy of cur onset farm floury AWN. pax* contact pas F nate, motor orris. our webthe at mow was oamonacwart U3S Mortal Senvizes 6 not a bat The WA. Suwon SetteSAathot BSA and MO aebrceerage aateltS MICh preside access to bating seraces ad pram trough anatpentrits wed althated banks rd other Mkt partybasks and provides art to asuman and array NOCSOS iStred by rod doted 'ha/party eras" anonym trough mire agency subs/SS es of utS Fonda Seven Ix Imethalt. money and amuly products Not rot haired • No bank tumor May lose vase litatA ReSOurCeNtragfouni &Caulk Susanna Serwan ACCoant SSA. IVAA and ntemabcnal RthOurCe lAtagarrant CONFIDENTIAL Arttourt at registered service mats ol IRS Ronda Semites M vca Seoture is a inhered ricereof visa Imernmaial IRS *so Senor. Or cads aid LEG Ma dr Cat ale issued by IRS Bah USA wets TX.TM69011 I rem yea u S A inzaporatoa UPI Anancul ServiOes Inc Rey 201407 SDNY_GM_00024959 EFTA 00135579 EFTA01276972 `UBS UBS Financial Services tic. 299 Park Avenue 25th Floor New York NY 10171.0002 iiNe700f03€8970615X123561. 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your rinandal Advisor. SCOTT STACKMAKILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Resourcetine at account %Stour websIte: www.ubscomffinancialservices Items for your attention Help protect yourself from I raui and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WNW. annuakreditrepost.com. Value of your account Business Services Account June 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 On May 29 (S) on lune 30 (3) Your assets 5,238.24 5,238.24 Your liabilities 0.00 O.00 Value of your account 35,238.24 Tracking the value of your account lid • 35238.24 S '138 2 5,2382 Dec 2014 May 2015 lun 2015 Soo ras of your account growth during 2015 Value of your account at year end 2014 Net deposits and withdrawals Your riveStnient return Change in market vase Valuta of your account on Jun 30, 2015 SDNY GM 00024960 $7,238.24 42,000.00 1000 9%23624 Ill•mhor SIPC AHP700C0001a38i57NP7000122776 C0001 06150000000003 111011 Page 1 of 6 CONFIDENTIAL EFTA_00 I 35580 EFTA01276973 SUBS Business Services Account lune 2015 Your account balance sheet Summary of your assets Value on tune 30 (11 Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities a CO 000% G Other 0.00 000% Total assets Value of your account $5,238.24 $5,238.24 100.00% Account name: Friendly account name: ' • I Account number: En Your current asset allocation A Eye on the markets Index Your Fi nancial Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2015 3-month Treasury bills: 0 02% One-month LIBOR: 0.19% Percentage change Jule 2015 year to date -1.94% 1.23% -1.67% 1.94% -2.80% 5.88% -1.09% -0.10% AMP 7C00300103819$ NP7003122776 COCO' 0615 000000000 V1236615501I gare_Gm_000249tAgo 2 of 6 CONFIDENTIAL EFTA_00135581 EFTA01276974 UBS Business Services Account t. 2C 1 Change in the value of your account Account name: MAX FOUNDATION friendly account name:MAX FOUNDATION Account number: June20I5(3) Year to date IS) Opening account value $5,238.24 Withcfrawals and fees, inckiding investments transferred cut 0 00 $7,238.24 -2,001100 Closing account value $5,238.24 Cash activity summary $5,238.24 Ste Account activay ma monthfix decals &Eames in your Sweep 0Oli out are inn uded n the gawky and closing balances value. FDIC insurance applies only to deposes at UPS Bank USA, not to deposts at UBS AG. Stamford Bench or bank deposits placedthrouch the UBS Internatona Depose Account program. SIPC protection applies to money Markel sweep fund headings but int bar* deposits. See Important ,formation titko t your steternent on the last Ono pages a this document for cetals. lone 2015 (5) Year to claw 4/ Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 0.00 -2,000.00 Total subtractions $0.00 42.000.00 Net cash flow $0.00 -$2,000.00 dosing balances 85,238.24 $5,238.24 IIIIIII Your el nandal Advisor: SCOTT STACK MANILYLE CASRIEL UBS Bank USA Business Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Business balance May 7 $7,238.24 Closing UBS Bank USA Business balance Jun 4 $5,238.24 Number of days in itterest period 29 Average daily balance 16,996.86 Interest earned $0.00 Annual percentage yield earned G00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. toucan find a ful description of the alternative investment objectives in Important information about your statementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligbibty consideration - None selected Your account instructions • Your account cost basis default closing method is KO, First In, Fro Out SONY GM 00024962 ANP70003001039199NP7000122T]6 COCCI MIS 0000NOOS 111011 Peg* 3 of 6 CONFIDENTIAL EF1'A_00135582 EFTA01276975 *UBS Yournotes ..v.....o....r”....,....r..s.,,.,, ,,, ,.,,..a a s CONFIDENTIAL EFTA,135583 EFTA01276976 *UBS Business Services Account 'C t_ Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. • .10 Sane pmts, income and (totem vaues Slicurn may be appioximene. As a WW1. Gains atiOssts may nol be accuralely reflected. Set knporwa in/amnion »our your stereolem a the end ol the cbcurnem fOr iron infornalion. Cash Cash and money balances Cash and money balances may include avalade cash balances, UBS Bank USA trost account balances, UBS AG Staflord Branch Cepogt account bmances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the WC vat h n split ash limits, but are not protected by 54PG Lies AG Stanford Branchdeposit account baanas an not inbreed by FDIC and ae not protected by SIPC Money enamel sweep oatances are protected by WC but me not insisted by the FDIC. See the Important information about your statement a the end of this cbcunent for deais about those balances. Hddng UBS BANK USA BUS ACCT 5.23824 528824 250.000.00 Openngbdance Closing balance Pnce per duce Axioge on lun l(1) on Jun 30 (1) on Jun 20 (1) rate Your Pi ~dal Advisor: SCOTT STACK MANLYLE GABRIEL Drib:lend Interest Oars a period period Cep anounl (I) Your total assets Beicenta?? 01 Cost Faincled Witte On tun 30 (1) your account basis (1) annual interne (1) Urgent:I bean or lOsi (1) Cash Total $5,238.24 100.00% $5,238.24 Cash sad money balances 5,23824 100.00% 523824 SDNY GM 00024964 ANP70303001039201 NP7003172776 COCO] WI 00003000C 111011 Faga S of 6 CONFIDENTIAL EFTA_00 I 35584 EFTA01276977 *UBS Your notes .., , 00c000,c6e.",,o6,.."66,..,6.6.6.....6, , w,, G. on.q.g. 6 616 End of .6,6.6.....n.umbe,... CONFIDENTIAL EFT,00B5585 EFTA01276978 Important information about your statement UBS Fri/nail SAMWS Inc (the rim or lin Fams ISerekes). K a mentor of al prrespalsecunty. acYrnatity aid gams achieves UBSFeruncial Sauces and LOS Bank USA zee indioct aulauf of (BS AG and Milian of (BS Seositin LC **Friss Maxi,' swear it amiable upon awed the Fm's venom. °aces an a IBS rormial Savo; Ow 1200 Haber Binleead Weak* at Ns 07086 1h6aatiMern reprelianhe CtIly0tIcistreaed of per UPS Fmanaal Segues account Other wend except otloal tar Moment conuhng cankting data should not be rebel rerun el you benne Meant *MY et *MOW. please rime n roadanty ri wring to theBrach Meager of the once sivanyour attium Altagh al hints ham are intended b be ;Cara*. naireint data Torii rot be used for tae boosts Fab soar on eersend sad arm be.. Fpm 1099. 5498. I WS. etc) then peeping )Our to worn therm is reiuthd by tan to Non tote RS al nab le denten& reponale non- Mob* cludends ad tan* metal rated en saunas held n your acCourk net proceeds on sale tranUcto:nt aid cost baleencomb wand Snares CammeadatIona with the Firm • phase te.conforili airy oral OarYnale.ator6 el mitill9t0 furter pleura your riaitt ncletry yeaoyes under the *arras Wm: Protect= Act (SEA) • if roe Vanua intent/don once top kit ce the I not of the laiimmt it not LOS FitinoalSonan LOS Mama antes Gras acccur ads:letting teeter by amergement rah the othaeed rattan We Intoned you ea the retetanlys Mn you *bead Ills axone in this oak see hens erns...ma in re bated a 1.85 Frynoal Sanas aid na tre arodurrig baker aid you must mamma:et of an ma or emaisn es bah In All accoune statements shall be deemed Cernpine artd accurate e ev oblestei to n ram warn 60 days • Please direct onionr =rola' ' to the tins Amen, X or tolliet at I 800AM to 0 CO 7 t Mitday thrOup n by. Or In rang coo UBSFinanOal Sentra-SIM. Clem Raided, Depatrron PO Box 766 Unon Cite. NI 07(07 • n case of meta chresons about an ekcoonc lunch traria 0711 DI SV6tdciin card trassacoms, call a ate to LOS Fnancol Siam hc. WOO nartor SKI . 60 I bos WN€e.Mc. N) 07036. Ann INW8SA Sweeps Cal amino soon as pa cart dyouth nit yom stawnem or raw 6 %Verger if you need mare Mostar tout atra-nres en the statarnint or react The Fern Cr' Card Mow (aS asp I. le) Mug neat Yom ion nO um that 60 OA alter the rim tot you the test statement on Mush the am or prolamin49*mM - amide time nine ad noon' number (il asp - Dente the ems or the banter no ire mitre abaft tele:star' as dealy A yall ain why IOU belthe the error or way you need mere nlarnxiso - ProMe the talk amount of the unwed ma The FM or Cad Mural Moskvaear carestint ad will correct try that promptly Please mite at checks pays, a the Floor to fasten' mutat Staid on ex from of this staionent haddeM to (cigar axant fees. arsatth may be tba0 to man krona fees charges Ice Ise pyre,* far sem nte: purcham aid chants for aped nuns h call XCChnt$ Amounts to ntrnsmed 10 011'he nahttal$ :nay be :Moo to a nosier lee UBS Sweep °pains US$ often °plan for vereasn9 CM ba$P1Cek "in ." bank &pouts at teS Bak uts aid uBS AG %tertian] brad' (Bark Sweets toying mon maim mutual finds (Money Funs) and the havatenal (*post Accoust (0Alfor customers was as memorona lama Mangernent Account thicnyh It+e Bat SweepFM.313M ca' betimes are swept sa LYS Bark USA p b n estabbted LW and then to 125 AS Seward Brant, a a Matey Fund Deposes at LOS Bak USA are FDIC enured n accordance with FIYK rules For war islconamn plea, nut www Idtc Deposits a US5 AG 9avdoed Brat awl *Lams d Maley runs 30n01 muted by the PDC Through the OA wadable to aN balinces Seer to deposit aCCOVIS a LISS AG Neat York Branch and US$AG Carman Brant Dosedepose% ire MC nosed by the FDIC Ilatrsces held a the LOS AG Carol bath ire unearth timer to the soarenn ra of the C aynai 'landi and there h no quartteece Other oblootit of LOS AG to way the toatrICS nhie on the LOS Camas's eraCh'S boas. Deposits X UBS Bat USA and each UPS AG Brach an nee preacied by SP( Monty Fund ties are protected by WC See %BS anted Sevres Account Maeda/iv below. Open per rwamt babies o tie Bat Swap Programs OA may In whales ad ran of a tehney Fuld maybe lquodaed and theproceeds retuned to you or yore audit es =cunt Furter of /mart tout araltle seep optore. indudng anent Mown marl xd yields. 6 wit** at *wee lout born your ;flatcar Advisor a by eating MOS Foamier Smokes mann ptomain The Finn kat...TOO of the Securers Thrace Protection Co/Yoram (SPO. %NT prows swanks rooms of vs rneertas to to 1500.000 (nadan; 1250.000 for darns tor ca) The SK abet mamas tows spy to al moans thew you had n a polka, camay The Ferri together wen anon if dated ha aho prchaail steplonental powder The rraoanuin anoint payable to all digls* dent colabalruneve Ms Fronton 6 SSW mann as of Dianne IO. 2013 Shwa to the poky anditisre and kritateor cat at the Fmk O. furrier protected kg up io SI 9 melon n one a ego* toe all pow axotnis hat is a palladia capaay A full opy of the poky eardog 6 nib* upon reWest The SIC prOlKtixt aid asp supplemental away° both do not SPIT to • (erlantnat.1 testes controlled by (and hOulled n rot neon, bababut held away from 18SFinagal Services (eq. anan (boat stinger*, (Walsh al It AG Stamford brands. (d) eisuraxe modals nclaing vast* annul It AM 04 than of frultui lads strawy sun stashes re mg eared *Kay n to !mai:dm* aeatel holder on thebooks AM records of the mantleGM( or trailer agent). • (*Kan enetarreni contrath or ruermeen matt (ag. Mad parownhos and prvae plarnems) that are not enlaced mar the SKISibes Act of 1933. and • Corms:dims mynas to 9 . fangs trothary* aid maim teal antract nadOg foxescommas at cowadAY Waal Conrad, the SF< protection aid the aaolieraintal rote:ten do net apply to thise assets thin if they Ottenede apper wart summon The SEC prom rs ote an try %pantos% parteacn do not ;ivied again changes lithe nude vela ceps., averments Oster/ a a arson a maim inownint. 6Suel baan.ptCy OthereaSe) Mote isthromon s wait le win request You may obtan rm. Woman:in aging the SPC Brochure by cantxtry SPC at r:e by saiutg tie SIC warm aroma arc 611 Dividend pMemnnetrogram OR/P) me axe wended eat deicer pia You mai °bean the actualereFran your rintrma Ade Dor Only %hole Mixes are Futtoaad infer pp. partial taws coil be soli and me cash coil be desasenid n you amours lhedwilind renvestmer6 ace vapolted by the issuer may defer treat the malt yea at whit the partial than it told Cask-blew Cnly tau le units may be held in yOur axotnt r you are emit.' to spa t:alma at a ...mite.. a *Mend parnint or ate-wise, tie Finn w8 either tel partialMesa make Brice a acam an ram dointund by aregistered (Stang enemy. and cede yew account larestmentablealves The Mon:Tent armies and net profile are ipecac to eath acoxini aid mossy between Nate Oise the lei p mptY n wring of any ugnicant e ange in your fnanoa Malian a Orteftirerd Cbtectivec For eads accord held. you choose one of the Mowry ersestment objects • Produce Cu Meet name thrOttniontilatIrg the genera l hit of eicome only • Atone Ciptinhippachmon breednuntmedring "Isiah of pmcpal halm than the giantism of nacre • ArcarceCorkkenion of axone and ChntaPPenadan nantmots loot ng both to generator, of race aid goat d prociPal Overall risk prelim • Commit, Seeks to minas 'Ilia a Moat rah low risk and rota lin to the account omit win d ma mews the arount does not generate sisdam incomeor Iesamsald mat rice ketp pace ant Ml Won • Aeodemar Vining to accept somervk tO Frneloal ani tolerate sorry sax arty to was higher retirm • Aggrespse Wring to dent hgh ride to Gencpal .34 hgh vas anly lo seethe"' rams oat tine StatamontMousolioklirm" We may consoldme al 'tided Haut statements with the unit Waits rn the sane eMelOpe ACoomstsredy no related for Of; roma beauo twy haw owner; hho an rnaitan not mount rilawanshps rah other data at the same address the prance e known as howeradng • t you refs to reales intent...sr Asterhent, mated n stoma CONFIDENTIAL cruciform —you may naming heusehollny by cling your Frialall Advt.°, Mena/ letentant None ny frier.* acre nonereflects Ofarroan tint you entered as to Fin' ovine maces wibsee Rea customizable *nosume chosen by you to ais you sah yea riandlApilg n ha no toga effect on nes arum Yea can Mtge you Frerrulai axon naves. trough Onlne Sanas a by enacts; you Force' Adebo r. Ammo thaview • Vabe of atm eaountepserecoa Na 01 asset aid Ilellbe • Abets Include *allele car Maces valueslos restricted ',way tett aid Gkbai Tme Deposits insralized marks to market aed mean asset not held by thy Frrn Does not nciadeunonced StUaltolatteS a Send of the pm and teat %wenn booth. a Paste kweanenn untied Ma col Ms altleorCitlb Sub Wont • Dieektes exudes debt batted outstanding mann loan. credit ine sheet aceoum banes • Cash/Momy b Sancta Tots of Lnarvesied avaiabbe cat bdanon. pan WS Bat USA apart halencr. UBS AG Start ced Branchdeposit balances and moan noted sweep balaxet a the dose of the statement perm Norhoorrincd Ey too chin baron yos aosouni ar a segregaed from Nam balances wet tre Pommy use an of these 'Ards n the oatry cars. of es banns lime funds Sepakitootpon pa demand This total 6 Incbdtd in no anent pwbi dosi"9 van Lending information Fa detaskad nlonn a on on she rn's Warn' panics and didocum Mato yrs Cher Walbeitc. Agretmall or Abut brawl an the General Tows ad Condemns UBS Stamen of (fide Practices ardeab* n Ayeemerh's an! CecIxames glow ufr wolonrer,ord, v Winn\ Your/moat YO-r Statement COMPS Seart*S and Other aSetS held n the =Ow x the ern or tie s4 taboo peeled You may dk for &rimy of fun pad wait" at an tea You may recta. seckeeith used di ban collated .deer Pto9.litian balance ale on teen My mainte hle s t rtlened bthe than the seaward period an lined a mina nut a ol the ad of the statement NMI • Cost Omit ii dettaronng tie act basis a the sautes naiad n the statement. SW'? Missed rah to number 'I.' LOS Rana Servcesha netted on Miran/ion °Maned from sources other than LOS Firstcal Senrces. naming nforrnakin ken abeam fin or tat you may Are provided to you' ImanCralaihrocr TheFinn clots not nOmtnelenlir eerie Or guarantee to aparacy a raidby of an insrmacn provided by sources °Nett LYS Franca' Mesta ▪ addle. Stough UBS Fistrial Sakes gem/4n updates t6 deflowers esti naiad tie rim 604i roc prod& an as:cram to the rthematicn alder 'Cost • and -Unralited Otos" is ataeate a of Ow die of this Kaaba AS sod', Please do not ray en This iniOnna Ian 10 make ;urchin a sae Mints la la purposes a meaty Account enamor to the fen mar/reflect gains, nIcarutim orgy for to periad time they an held X the Per,, Morehinormal nIfernXO1 et be added by yore Fetoria9 Relate • tirmalbarl I/Walborn then data 6 trait* estmated urrealcal gang losses av caculated foe SDNY_GM_00024968 EFTA_00135586 EFTA01276979 Important information about your statement (continued) natiolimo* km The tamaction data fa inirecbal Ian mayor may nos reflect conmiiscins. chages taw seainty mown:aim mans Ditifend era cline rerreemnino lots and %Homo* pfd ate lot at eat' mottled to data, one Heard ni The • Trade dr.' cobern pressen the mama, tomato, traNdate • Callable norkies Bonds aid wanted nod that the issuer calk for extyrederphonwIl be *Hat man* by lot tan among 8A Humes of that 69-se Istlin our name a n non:wenn for our cants (al Name 't omutvo is oterred nom 'bed palm aid 4s noray is not gutaiteed Deane call Naas may egg Hoch could affect yell complete alormaka sea be goaded ulxil masa • Cetera/ZS of deposit(Cos) Cos ate IllaC maid opt $293.000 n wnopal rat Saud nttrel pa &pouts), and per dtponto-y roimica n accord-ram web ;DC nun • prazhalue Once, 0603)0 fa Willies aid other produces may by hzher cr Bower that Yep stria that you wen I7 a3ually remove in the Markel PrCeS are Waned from vat IX:$ Ted party SairCet n.hadi we belet•re to be reliant but we do not gamin tee a:cracy - Wo generaly use the daing pm* intim aralabt a she mean or irobid aid ask Aces Ice toed SHIM and opuses0i on bd racesfor OTC smut to - Let acne.). baled wart*: my lee prows meg a oaten modal a them, Mate ala we toned aidmayMI Mika an adtki make stator vane - CMain potion Maya:pea weal land will show z 'once was not mailable' if we t iambic to obtan a price for a security - Down. a Searles denominated n °moots other tan U S oolbrs are ref kW JI the en:Purge/4e es of the slawront date - For dertan sedates nag W nOnatharmiig deromnatges. pce and quality dace vale/ may hae been armed to ladle:no prow %Warm To obtain Curran Cont24411 Ha tattle. wrap yos Franca Adiesor • Men IncestrreMs and endured preduan Mate Mostrame Hunts anclactng dirt pot:priori program aid teatmute ch*Strneell Utift stones) aid sinthsed peoduaS aegerrray hghly Mani (elan structund mom s ham na been retorted with the Stanies and &aria Carynton a tyke any state secuntes thas We mat eslmatd valises Ka winte mourner* Humes ad stinted products for Moms malpupona only Acanacyi rot 9onni../ - Them sates maydifkr se stantalty Iran Mmes if cry Mai a ;reale imesonere stoutly a structured promo maybe tarot a sold ad do not no:es:ally repreSent the •grat you my Mane uPv I4uWann - Thrd arty comas of via are as of a ran date aid re supplied to !SS Samar Somas on a ray It bans by an ridtpeatfent violation Um Senn papkra SyCosor (cleated vane if aly. are stapled to the Frm by the mum general parer a Honor and may becab-OW bated on ddltrent Nervation from that usedbyMed pates to dente thee intimated vain: - You cam obtain addneval of crmalco regaling the methodology used to determine the mama, of vane and the dace of the hfonn.von that Is the bass for the mama by andactiN your Pnrdal 'Weiser - 11,k0 pityma /awl vibes may be ref Wed as 'Not pnced' n Herat 'maces when an ndeperidenl mama m fen AnMI 9.ppeed a d untie to assign a vane when we bowman» %Marti:Toni that hat Hatred tha may calla ceevriusly reported Iola the guegam. OtleSaen. ce Manama.* nand be fuggy ipecutarm duo to the nave of the seamy - then nada an irate' general party a sponsor estimated vibe nor a t tasty em Mad vane is prOvded the Hue of the tarty wet bedelerent then ns p.rchasepno - i lithartiotiorn to date' mat include mum of cat* wane a both • 0030 /1 NM PM' texesents the Mal ellichia price per unit ma may not reflect your cost bath . Maria ad ncurkiss Restricted Hurtles gneatyae not oventlyeagble for stable late t/BS Fnanid Son'a' uses the mita price of the trumuktod stock of the lane mum x an muted holm to the ran:at moth tor purpose of aysszoexe nt on* TO the meth 453 restrcted secretes are ebible for sale. Me Yakat rt<eked may be Matti* less Than the iincultd vim /owl • It ainsue0 name. anwityields and ram An estiMate of snub, morn is based on amen, clavoShod aid neat rates Honig tw oraeities will be held for one year from slammed date or mold ITUturrly This estimate is oily gthlitine. exuraq ad Oxitnued Mame ae not gnonteed - Edenated areal eon? and onto 'Hi for Wm tpesol *mina mild bertha a return of wincipa or caul gam n Mirth Cale the eSt ViCcme Nato Went yeld)woold be mentiold - thrmared ammo' Home aid CuTent yield aid The actua nowt and Bed night be lower or hgher Pat the estimated amopos - An vaMate ol stualged acorn. avian! ado forest) Matt by the Cadent maker vane/wax balaCe e baed Co the lett diedend or merest payeenl made by rte awn and Hanes die seam itivarpotio wel be !addictones,. ircei the mammal date or witanzurty AcomaY aid conleued pad at not suaranteal • Amu not held by WS Binomial S entice Cave aSSMS at r101 HUbytePim ad not aim the InnS posziSsco or entol Them assets re doptand m your stawnten for inlonnahonal praposesony Posterns ad rain pearled wooled by the Moog lion LOS Femora Winn n not retonsblebe this efornanin and does rot Os:1fmk* es away Theft assets Zeno, prowled by SVC or to reins supplonemal Sat coverage • Itavanua dialing and addkionalcampeasatioth - m additael to mminissom on saes nd 12bil lees rmthad n conneaca with the detation of mita finch le Olt cants we tirce our tate rearm /Web* hang papenu f ram &Arbutus soder »Ann of the mutual funds tar we tell Pere errant at based on two Hato ccerporents fJ the amount Of saksby uBS Ma partcuLt mutual hod lath to ow dirt ad the imet vabe as pamilr ewer load friWt storm NH a the Ian - We aid as tare cep rettave netecekng and ontempromong lees in mreadetaton for voila agent $41VI:e4 that we woad* to rneminuai funds Thom fees generale re pad from torpor mon the mutual lad old ae a raid tar arouse based On the narber of =tuns at to trothe-dear hoary mttual hods of that had many - m tin ion to comassonS reCeved n ornection wah the sale or dorbutian of arnuryonaram ad unit mot. the MITI unit 10 ml drmls, we alder our afalae recent Hero? tang COmpertatico from mrryof the romance carpal*: indemnity the atury contacts Oda/ ol The harancecorremes Or Somas of the UM avinTiebeal IN AS we Clattute - Um atlas also recent trading come/sawn an other comp/nation from mu at fields aid amerce Corrcalits taw products we dirt bee - Wereceiveal alma tee from LIIISBalli USA sal UBS AC Stardord Brach of up to 125 per account swooping to the banks mar the UM Bra Sweep Program Aoki, Holman:a regardng cormistos and mate charts ironed annamon witt the thermion of wales naming option treactens has been matted co conlenutons pact* Kindled to avid. and wilt petnrokid to you mamma on Noma Short selling it you at engaged tn tart stithg a warily. ycu may rat a dogma* to anon borrowing coos Ice OM prima *Getty Open Arden 4 92409 *IWO( '90)clailarKelled • OrderS that owe not WM:led by the lawmen: ate opei buy aid sell stop wars a reduced by tie amount of dwdendsa apt on • cmdiedindsor congas date wiled ramrod ottani* by you You re remornble tor orders Pt re emmuted day to your lathe to cancel enswg open ceders Tax witholdirg on anrbutiont fern LOS financial Smog IRAs Fedora tax law tenures NTS Tarcir Services to withhold taro tar from au- mat AA direibi pars, tut you may dm not to hate None tic withhell or instead, you nay Nett 0) hare lit wthheld a Grate or n a food await at you choose Yor Hoen vu faun n ef act until resoled by you You myrevoke your election a ayi Me by mails anew actin If you do rot ham cco9i ', come tar wfte44.1 lrom yOur deTetuliOeS. you maybe repent* for the ammo of toned tah you may nme pen am A tie 'novas withheld and so, estinfted law pa/wools se not Muir tO ytho la obliparge Privacy To obtain a copy of ow Gomm Cant Bratty intim please contact you F natio, AdvifOr ot vitt oar wtoSne Y. Hay ustcomommeary 1.1351inawial Smits 6 not a bat The WA. tumors Sauces Hove BSA alai AMA at becaerage leXuertS MO ;Heide axes to bat rep services aria products though amorous with Owed basks rd °thee shed. pally balki and proedes aeons to Murano and amity motets Had by unaffiliated Miniparty etvrance commas Hough ethasice agency subsiar es of utS Marla Sethicrs tic Hesterant, n%Ifl and amuly products rat FOC Owed • No bank suaranicee May lose yam MIA ReSenste2AMayrivni aCCOult. %SOOTS SaY0F5 ACCount BSA. Ilteta and nternaborla RtdOutel.4313;rtfieell CONFIDENTIAL ACCent at motored servee mats of LIBS Hamra' Swims Inc Yea Saar we is a repaired service matt. of visa Inantaial NTS Wa Sgnabre creed cads old UEG Wd darn cads ire issued by LISS Baia USA wen thymtspon from yea u S A rimparatext UBS Ananall ServelS Inc Rev 201407 SDNY_GM_00024967 EFTA_00135587 EFTA01276980 *UBS UBS FnenCial Services Mc 299 Park Avenue 25th floor New York NY 10171.0002 ANP70036505170715 VI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number Your Nnancial Advisor. SCOTT STACK LAANitYLE CASRIEL Phone Questions about your statement? Call yci-Jr finan:ia! Advisor Or the PescurceLine di account Msit our website: ‘weve.ubS,Comlf inanCialSennCeS Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free uecit report annually from www. annuakreditreportcom. Value of your account Business Services Account July 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 On June 30 (1) on July 31 (3) Y0ur assets 5,238.24 5,238.24 Your liabilities 0.00 O.00 Value of your account 35,238.24 Tracking the value of your account S 7.2282 • 35,238.24 2382 5,238.2 Dec 2014 Jun 2015 ILI 2015 Sources of your account growth during 2015 Value of your xcount at year end 2014 Net deposits and withdratill5 Your MeStMeet return Change in market value Value of your account on Jul 31, 2015 SDNY GM 00024968 37.232.24 42,000.00 10.00 5523824 member SIPC ANP700020C0650517NP70030E3662 00001 0715 00 000000 C03C00 CONFIDENTIAL EFTA_00 I 35588 EFTA01276981 *UBS Business Services Account July 2015 Your account balance sheet Summary of your assets Value on July 31 (1) Percentage of your account A Cash and money balances 5,238.24 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Anne 101 rdEATICN Friendly account name: t.4: Fri vil'ATIn‘J Account number. • =0 Your current asset allocation A Eye on the markets Index Your R Bendel Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change July 2015 Year to date 2.10% 3.35% 1.67% 3.65% 2.08% 8.08% 0.70% 0.59% ARFF0002003693Si 8NPAX0063662 WOOL 0715000)3000C COMY_GM_0002440fie 2 of 6 CONFIDENTIAL EFTA_00135589 EFTA01276982 *CBS Business Services Account 2 J Account name: MAX FOUNDATION Friendly account nestle: MAX FOUNDATION Account number. -III Your /Isandal Advisor: SCOTT STACKMANLYLE CASRiEL Change in the value of your account July 2015 (3) Year to date IS) UBS Bank USA Business Account APY Interest period Jun 5 - Jul 7 Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Jun 5 $5,238.24 Withckavvals and fees, including investments transferred out 0 00 -2,000.00 Closing UBS Bank USA Business balance Jul 7 $5,238.24 Number of days in ilterest period 33 Closing account value 55,238.24 $5,238.24 Average daily balance $5,238.24 Interest earned $0 .00 Cash activity summary Annual percentage yield earned 000% See Account activrty this month for deta It Balances in your Sweep Doti ons are includedin the covring and closing monies value. WC insurance apples only to deposits at uBS Bank USA, ml to deposits at MS AG. Stanford Branch or bank deposits placedthrong, the UK IntelnatOncl Depose Account ixoqam. SIPC reelection tiVies to money market sweep fund ha-clings but mt bank deposits. Seeimportant information about your neer:seat on the ito two pages c( this axurnent for deters. July 2015 (S) Year to dale (S) Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 0.00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a rut description of the alternative investment objectives in Important information about your statementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibitty consideration • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00024970 airrdoodamossoSi 9 NV70[0063662 COCO' 07'5 000030000 000300 Pegs 3 of 6 CONFIDENTIAL EFTA_00135590 EFTA01276983 *UBS Yournotes ..o.°.w...,,P,0..,.20.0,..,,..... mw,,,y..0.en... a CONFIDENTIAL EFTA,B359I EFTA01276984 *UBS Business Services Account July 2015 Your assets Account name: MAX FOUNDATION Friendly account name:1.1AX FOUNDATION Account number. Some Vices, income and current vaues shorn may Ice Etoproxiovine. As a kick gars aidlossesma/ not be accurately ieflecied. See mtportantmtontabOn about your statement a the end ol the cecumem for more information. Cash Cash and money balances Cash and money balances ma/ include. avalable cash balances, UBS Bar* USA deroat account balances, UBS AG Stardord Branch &pout account bdances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC val n applicable limits, but are not poletted by DPC UBS AG Slariford Brant h deposit SCOunt balances are not intuted by FDIC and re not protected by SIFC Money market sweep balances are protested by SSC but ate not insured by the FDIC. See the important information about your statement * the end of this docunent for del aih about te0Se balances. Hddng UBS SANK USA BUS ACCT 5.23824 5238.24 250.00000 Goering bdence Cloung Wine on Id 1 (I) on rut 31 (I) Pn et per share on Jul 31 (S) Average rate Dnidencl interest period Your Financial Advisor: SCOTT STACK MealLYLE CA3Hi EL 0.i Si period Cap amount (S) Your total assets Cash Total Value On td 31 (5) nerCenra?? or Cost Bbfnated your aCC0unt 133S4 (S) annual inCOMe (S) Unceatted gain or loss (5) Cash cod money balances 5,230.24 100.00% 5238.24 100.00% $5,238.24 $5,238.24 SDNY GM 00024972 ANP7130020C0650521 NP7003063667 000ol 071500000000000 Pop S of 6 CONFIDENTIAL EFFA_00135592 EFTA01276985 *UBS Your notes ..,.......”....... ,,,,,........o.., G. 6002Af,SM 6 . 6 EM of ....fora...numb.... CONFIDENTIAL EFT,00135593 EFTA01276986 Important information about your statement UBS Winn Snake% he (he aim or VIPS WaxialSerian. is amen« of al woolseamy commodity aid <pan niarges UBS F own Servos ancl Ufa Bank USA are Mired oubuf Cats of IBS AG and anion al ull5 Swain u.0 the F ress %axial tamer« it rattle upon retain The fens mecutat offices re a U3SNnecial Sokas 1200 Halsor %aeon Wonsan N107086 lha %%mom reprekeres the only on; rend of a:40M f MAIM Wean natt Olher reCOMS.exCeptatallta< downera. contahng contang dau should not be riled upon if you ben* rart is an pro: or oeleacey eleme • on it ~dimly n Mingo Mel3rasch edrager of the off kerning sour arum Mama al Nana tolyr are Mended es be atone. striesint data Todd rot be used for tar famous key solely on ramt la< Immil. Pe. ear 1099. 5498. 10425. etc) darn peeping sow to nam them isennui:by Ian to rear tome RS al to:a:lb4nm« repontle non tsarte dvdends rad man men tamed on sec:antes held n your acCourk reel proceeds on salt trarnacteny nA con bauson coign weed wurem Coneamiceticou with Use Firm • plehe te «Ohm, air oral Orreverbr ens fl noting to further protect your nits incbdin yoprgits under the kannes net« Protection At (SEA) • II the fnimmal in:tip:con /Mae top Sett et Mt hem or this stairnwril is not tea ~oaf Sera uBS Wands %Mesons you acccort as dean «oker by ralgerenl *nth the noted nntuton We Mond you of this reutionsho ahen you opened cols aCCount in this Caby FØ hets an1 ~kg: re looted X Ftunoal Simas and no< the rtrOduang bitter and you mat mat a nett of ay bTOr OcaM6Sbn to both In All acCOura suterents shall be darned crane rid acarateerar °MCP]; n %Meg man 60 days • Pea:egad dawn« copula' ' to the from am at or toiler* al 00A A< tor. CO t hinda away% n sy. or In *hang to uBSPinancsal Senors Inc. Clan 'Mears Departrrent. PO Box 766 Unon City NI 07037 • n case of erns« gatebro LOCH an ekoonc tuna Trask (711 Di Seca. Man care enaction call or wee to LBSFnancal Sernon h0. IOW Haber std .6m Ila, ~Ant N) 070416 Ann linar8SA Senteg CM «Ana soon as sou ors d >aslant we ~tor recto, 6 urtorg «A you need mole Walton rout wont cn the as on reap, The Fein Gerard Mow (as MP lob») mØ her tom you rer Later the, 60 day alter the f want you Øen sienna on Map the «ra or probkm waxed - Pron. at nine ard accomt own (A ant - Describe the mot or the a aner you ae %are abaft anon as clearly mu can an yaa bislae e has error or ray you mad mete Marna an - Prone Me dollar anunt of The amend once The firma Cad law nil ~titre you carklant ad willcored Ara enror proeptly Pila umake al Pocks pawn lo the Armor to nun% Mated on lee front of this sta ment h adde to regukt aCCOUlt fffl. a:COunU mat be Lbipci to mantrance ten charge:Ice tie payrera Ia tetmus purchaws nil charm for %pad worts h era worts A(counIS ma ^trill!~ 10 other ritreAcen may be Pubpa to a banter tee UBS Sweep Optims UBS offers °plan la ~cash barren banes to bat deport at Meat LISA rid ulS AG StarfOrd Mad Mani Swap hostabb inmey market nectar Itmly Gioner fins) arid the hbratiOnal >cost Accoint (Wafer wamen wed a imeinaried Resorce mange leet Account thicugly thank Sweep nutria. CM. balances are swept fa ISS Bat USA IS » n estabbted We ad thin to Ufa a Stamford Branca, or a errey hard Deposes at lAIS Bak USA re WC muted n aCCOrdarbe with fl* rubs For ram ilammen p lea* mat wog Non gav Danes a UBS AG XaTdord Ban ad Maps of Maw Fins enured by the FDC nvough the DA: nigh toW Mams an :rapt to now ;courts 18$ AG ~York Bran ad tan AG Carman Ban These noses arena nand by Are FDIC Balsxes kW a the uB$ AG C Brazil re temourily .posed t0 the scorn% red of the Camas Wands, and tem h rit prawn( other PAW% d 18544 ko repay tebarn wpb on the ti15 Canis Brach's boas. Depose; at UBS Bra USA ad each UBS AG Rath mewl protected by 9PC Money Fund shin re proweed by SEC See 1.13S Funnel Wpm Account Rateably' bebt< Upon you ream banes b te Bat Seep Program or OA m; Oe wenarift aid Mares of a Money Fund maybe aoudad and thepond: returned to you a pa ~tat a:roam Fun Manx., tout radtle pen *nos. Wudng anent inlet can and stns. d apitin raw Ws tom pur i name, Advisor ce by Clang U.S Roared& Swims mama prOtkeliett The Fern it a mentor el the WIMPS hunt« htoteCtion Copotxtn (WC). %%hell protectsseaman roans of es awns us to 1500000 (n%an 5250.000 for dams for or) ase SK aret ;oxen«, tamt Øy to alKeaton tatpuhoh m a Paled" C.:1),M The fart together web when Akin ha also putsaml statimmtat paw% The roan% anoint payable to all MOM nab. colactoolyundordas prime:en i 55% millon as of Noma« IO, 2013 Word ton pokyordain and Imtatan arb at te Fern <tuner %Pend for up so II 9 mars n the ~ego; ter al pur rands held n a potion capon A full copy ral me potty owing 6 Natl. upon ~ 2 The 5PC nun(' aid fer suppeental prow% both do not SPIT to • C Our trail, bails conuolled by hcitated n your mount men) but held away rom Masai Swum egg man <Rot z Las Bat Oka"' at 1165 AG Stamford Path. IM mutate neaps wean watt awaitlet ad Mares of mutual lunds awe sap shaves re mg pered predy in die nay* of the roam balk on the boaler sti records of the ;pliable bier or nit« agent/ • Conan eswarrnat contemn a nbanent ettrast (9 g . Weed ~bins rid praxe ~en* Mat are not regiSilred ander the Smithey Act of 1933. and • Cornea:dam conexn <o 9. Cant "Mango rd preaus «es anincia. mixing trues conmas at 01erfreadY *Per comas The SIC protection and the arppl~,al rowan do not apent mI: e assets evenney nun* appear wire stemenn The SEC prated% and tieSiansbfrtita1 imateCIon da rot groled ,garn changes n the miget valg of per <vestmentsnear a a nub ff maim nowant. Ør ~toy« otherwise) Male Mammon a ratan upen request sna may obun tin a-domains aloo lggIng the SPC Brodie* by cowman; SPC at or by sang tie SEC webste at mew non Dieidond Re Ma rment Program IDP/P) the pkerenencl isa agog. wee you may °Pan the actual pr, keen your Annul Admor CM, Wok spres are preased tatter DAP. partial shres ail be sold ard the Cash WA be deposird ei sow accoure The dvdend wrap< price applied by the issuer may Offer Cron tee runt :Mx a whds the panel Mims st• sold CasloPoliou Only wok: units may be held in pur azort M ykl re entibiel to aprtial ow at an-me of a dekloyd wren or ~wife the Fem wit ether tel panel tnes at make peke aØ an full deleiret by a negOterad dean agency. and cede yew account loan/flat oblealvet The matnam at:arrives andra profile ate .peik to earls nom ad may vary ratereel Iteze Lete the Inn prompt y in 6rinng of any KiliCant dump h your fnancr ShAltbn or eretArrefe obbetive; for ea% account heft you choose one of theblowing neestment %pans • Perko, Current trgornt ehrostments whin; et griwalir of Ramp only • AMMO CaRNIARNEMPeon hvearrents *Ming gromh ed preCpal Labe than an, gene.aon of name • Reduce Conn:musk *thyme and I Cat& ~owl nanorkno wen both Me gerswaion of noon ad grown of Prnebal Dowell tek profiles • Cowmen Seeks to twain heir pinasal. wihhow risk rid woke ley to the ream men. min rl that men the mount does not guars* signdont income or (Sans ad mama keep pace web i6Ø • AMON» With; to rapt owe to ;r nØ ral toerle s«rwv«a6tyw seek higher wens • rag g restate Meting ta apt hgh nix to Cranial dd hgh Watley» 'tail.» alums ma time Sant tomb oklior We Pray aonsoklate el man atom statements wit the saw areas n tie sane avalopo Acaurts may be related for the arroyo bombe> they has amen eno Sr ~Main pmt account relaionshts nth otter dents at the saur* alless The prance e know as 'hOineholdng ' t you vela to roan Mikados suterrentsmakd in serge CONFIDENTIAL torenes —you may nee* handwhig by ding your Frain Adm.°, Friend, mount name fit fnent< aØ name mbar nfarraticn that you «Serbian the Hrn's (mine severs waste It as customizable 'euhrume' chem., by you la na seth your ~toting n ha no lega effect on ya XCOUll You gn Ma19. pis FNMA, aØ navies. through Onlne Seances or byeanaCbn) pa instal AO•bc< Amount *weak w • Vow or your acourorpor *an en of 35Set, and babbles • Asia Inctades Rabble car balsam valets la renand warilykit 1 rid Global Tn. Depras %roan mats to matet aM aerial 353«50c< Inte byte km Does not nclaleunanced smartelassets at teens of the prp and Men gateman, pea« a pyse ~res.,. untied ik4, option newton* le stock opium • Oantes hrldes debt talral. cutstandengmasn loans. deal the short amount batman • Cab/mama bison Tour of ravened evadable car bSances. par IDS Bat VSA deposit batmen COS AG Suestud Branch depose balances and moneymrkg mutual find sweep Maki a the dose of the arena pen/ Nonnerrandey free credit brain h you a0Punl anna segregated from on batmen ante Fanny use ryt these nab n Monk:ay coin of <awns These fun ^pavan won air demand sia total a incbdect ri me unit skirl doseg value Lend ng information fa detakd Manton on thee rn's lento; vapors and &down Mato youClem A.% anta Armen or Accout Arrant and lee General Tem and Cceditorn Via Strewn of Ctede Practices fl an h Agnahatts ad ~date aygyyiiM (.5~ c,-,,tatfty. my Your son tat statement minces Marten and oter assets held n the wow a Me end of the ~men wad You may Mt for deem, of Ivey peed afrWits, a re tel. You may weir seerne, used a ban conga an PrIA5lat balance me on Meal Any sewn bantam] ay the Fm ding the summers period an Inn a ~91 rab• af 01 tit ard of the straw. penal • Cost borap n &Mao hno the PM tannin stormet inducted n the summit dure indiuted wth et. ~Per ' firanaot ~mhos abed on Mama% oblaned ken sources other the Ira Finnel Settes. netudng narration Iran ~ter lin or that you may Are pro!~ » rut Minn Mew The Finn does noe ~pendent./ way or gunmen* axu-xy or Midi; of any Marron fronded by sources kw Man iSS f tiroa Stakes addeion. altiogyhUBS Fawn Dena granny updates ha trembler 351 6 redeye& he inn 6045 Ma pre.lde any amnion that she nIcnnation %der 'Cost Waif' and "Unrerred gateau' is xat ate a of ase daa of this amoral As Such please do not rely on this informal on lo makeprone or sae kiwis. la la purpow a &Tensor ac-CouiY6 tralibned to the ern ma/reflect surarbsa nlormair, on for Ise pared of kw they at held a the Lim Vorehiaorkal Wernatien cm be added by get hrunsal Ada« • Unwontedgainsowe nee data i amiable earbaYa ,Teal e5 letY1:195 r2 <wire] for SDN Y_G M_ 00024974 EFTA_00135594 EFTA01276987 Important information about your statement (continued) Moieties: way lots the tatxten data fa i-dechal lots maya may not reflect amnksans drages ace sewmyreorgensfaten tat Delbil and et« rorwornom lots and frtornalic pad ae lots are oat Wend! to Tilde one atea*d hat lhe • Wade dz.' <Warm presents the aipnal trassat m tralodate • GANN newhit Bonds andgreed stod that To Maw salt for ealyreslenpoonwol beselected moat* by lot tom rag al settees of that es *e hod n our name a si town* n ass for scr dents ( al loan *Wartael is °Waned from 'hod pates aid es xoraa rs not telameed OT« call I eatst may toy: Wet (Quid affect yell ~pate inomsen wd trti prodded tØ rows, • Corareataa °fagot -Ca:Ds) CDs are PK nued opt $293.0:0 n penstal and saved ntweit pe dsposttot and pw depasery mike*. n =Want with SD': rodes • ~hake ences &plied he worms ad ode produces mas beha a brie than iste owe mal you was kJ Ktually recite in the makes PrCeS are °blared Boron mikss tie pity sources which we tease!?to be edible but we do not gumbo ewe aaasacy - We *way lise Te doingpre' Woe asabte a ow mean or ire bid aid ask il ces fa Isted *foreleg and *porn or oink tid prces or OTC mestes - Lot acre/ traded wanes my be gad tung .alas/ mock" a tom, roam dia we °blared a-Wentnot reflect an afore make enror wade - Cetan pushes may £pea ~SOW a pna and roll show z 'price was not slik' if we are leek to obsais a do* for a worry - Deposes a savres denannaed n artenctes other the U S daltins as el acted a the ten h tr•awSe ds of the Panne date - For avian savhas nOng enoreccedormeg denomeatees. gce ad quality dace value) may hae boon Jammed» Irle.ale Fropetvåbx4n To obtain anent orostialt wen wait*. New you Fs-sancta Adana • Peen Invesnoma and summed goats« Wale -merge :awe (nshdrig diral priepaion pagan aid real Mate riestrnem tin giddied and Structured *Wm, itinerary hghty tvgud Cato mucked prochas haa no been regdoed riav the Seatmts and Elnairfat :ammesin a wake any stare *WW1 avls We vow» estmaed takes la carafe nwitmere warms are stated prodoms fir Marna cnalpuwoan only Aswasyd rot 9unnwd - Oh.» vaud maydifler manure" from pace a ay a when anew mammon securey a structured pieta ens/ be Lair a sold aid do not noceswily wow, the sale you may rtanse upon leklanan - shed pre esimaes of vie are as of a ran dae aid we seplud so l s Masai Sensors °nines's* bald by an Weep:fee saltation Inn 9OnniPan‘intSWISCor Sowed vahn if ty. are sxpled to the Pm by the WPM general partner ix spews and may be °la-elated Axed en effuse nforeation from that use by thtd tune to done thee estimaxd yam - You cal obtain addnewa Wandler, tees-deg the ~logy used to determine the tuna, of vats and the dace of to eformaton ty is the base fa the tine to anlasiig your Pinaidal Aden - Tad parry estimated vales may be refuted as 'Not gee - n stealstoats Won an 'n!epenant valuate-, fat Anent Applied a d wade to assign a vale Men et bean. as-well-hat a rnworol and hap warred tha trey is la ~task repond take #03 COMIOn. a whin a sale mu** hglity Weals* duo to to Tutusof the sway - *hen nil**, an Ewa *real *tine a **Mr eminated wino' atsrdparyesl mated aloe is prowled. the vase of the %sooty war bedsteal tom Pt pasha* pia - 'NSW:Wu to dare' may inch* nyn of cal. wane a both - • Oftna tnt sde' reXeduste glottal ollms pave pew wit ane may not Sloe you. cos bak • samlod «oxides Resinaed wanes generaty ae not away Neese for pefolc Lk 'RS Enamel Sewers uses the norket proof to etnesoktod mods of the sane ester a an crowed valetathe restreked mode Or gigots of tastwoodreohy To the own Ittm restricted wanes are Nyby lot sale. terabit fated may be wbsuntlay less mast?* in raw shovel • Est Nitimatad) uraras, contatyialds and rats. An estimate of annul mane is based on Gwent watesd rod ionise raw awsneg ew acuities will be held for one yea from statement date or via maims, This estimate is my a god**. accuracy and antnued name se not groareed - Est :rated annua income and woe *Oa lor avian tpesol seams wuld Mute anetun of pcnctia or gay( gans n Mot Ole the et tame **aeons yak') would be °wetted - Estimated amid swore ad aunt sett aid the actua Poore and yield night be haweror hgher than the estimated moues - An pettute of ~Iced nem e<Writes! nisar forest) luded by the opera mak et vatodanwft balarme a ured en the la2 diteand or esteem parent made by the war and assent the sawn kedeposas ell be hold'« one moe ban the stat rent dare or ova miurty Amok" aid conloned wad ae nO1 guadreeed • Aetna held IrpUpSRimmndal Parka Conan Ma; ate not MN byte Pito ad not hem the hies possesses or anvol The% asses re 46plerd en yam stamren for inloinwonal ~son>, Potems and saes presented ae xi:need byte Along lien UBS Entsar *aid* not retponske for this nfornaion and does net gant* Es apiary nsese assets tenet prolickd by SVC or Tr Ferns supplemental SaC coverage • Itivenua Sting and addkboalcenteasation. - et additet to aminissom as saes rod 12b-1 fan nowt/ n conneace with the dareulon of rissar finds toot dentswe ads of ediae realise rerose m am; aajmenu from aau haws and« addson of the mutual "Inds fiat we sell two atlases are based on two different aerpoents Fis IT* mourn el samby IRS ot a partCuWautuallund laxity toos dens. end Id tesar vale as pastas* (ruing fund lands% tomt Mil a TIM Inn - We aid co- *Are and rewire retworkeg aid ormeesprocessing leis m corrodetaton for transfer agent sakes mat we proud. to rhomisual fundt Ohre fees gensal/ as pad from intenor mots is the rrutual hand Sid ae a tied delft armtavl take on the nurrhir of ~is at to troter-deala holding mutoa lads of to find lanik - m skit ion to oemossons stewed m cornechon wen the sat or darbuten of aviary area= ad wit iutide.“ knot units to our <km,. we axles' our altaane rase ream* tang Writertalgol Irism reword The manna, corrals: Ind/twang eue a-cuay omards arifses of rho henna ompates or sponsors a taunt ~am INS'S we *White - Ott annyeS also receW trading commbecels an1 oak, ~salon from imam/ fields and *minx* ConT,J1its vtiCro? procixts we di,. but.? - We recast as anus tee from LBSBask USA* WS AG Stanford Brach of up to RS pet axount weeping to to barts woks the Ungar* Swap Pageant ASA, leloiniSan rensebriecorn-Waders adother charges tasted anneccon wit the betalim ol valet fockidrey cp bon taisactons has been ncladed m owletatons pralny landed is• you. ad ail bet:reeled to you pompik on Naomi ShoM1ailing It you ae engaged in ton sehgaaearity you may nos a chic.** to avian barowng costs la OW pramla wane Open <Son Regaling Open Or '9000.tilaKelkd • ordars that yore not whited byte slaver', dates open Nay ad sell Step odors re waxed by the amain' of talent or apt on an oydedindsor wages dale unlit mended omanis by to You ae retard* tor orders that are resisted doe to put taboret* canal exiting open «den Tax withaditg en ~one ban LIIIS financial Swains IBM Fades tax Law IteUte51.85 feacia Servees to wthok/ income tar from yes sate as dissent cm, tut you few elak1 not lobate ~UN Meta or. ins**. you nay Nett to have la ~Mc I a arre or mated anoint as you TOOSe Yel ~on vs, remain n etfauna resoled by you You may reiedo pair 444,-tion a ay *so by ~rig anew Oaten If you do rol haw erot.gh name tar we-tea urom 'Cur dartuliOnS. you maybe reacesti* la the paproere of tanked tax you may mar gnaws d the mosses withal and yet estimated It parrnims reros Nor CO you'to obliyatios Privacy To Ø4n acopyanefa teat Caere Proxy Amite pax* contact yea F natal affnfor °inflow ?Anna at erne, uncememacwrotry IØSFeuawiol Steen k not a bark The RNA. town; SeeeCeS Accost BSA and SNG ieNW«age accounts Not made access to bard no seoces ns produas though an germas wM aChaad briks and °thee mid. patty basks and pestles awe to horn aid snut/ postas 'sued by wolf dated tied {arty Canna morgane, troug's althea agency *Lida es of UPS Fiance Seslcos etc ~ most ristiranw. and annuity products Hot lot haired • No bat* gasmier May lam vale sits, RinOtrandtanagfnuni Await Business Service Accoam BSA. ises, and ~national Reoisce lattagenent CONFIDENTIAL Account we registered seem mats of UK ~al Spokes Inc Yea S5 naturo is a reek:wood seekernarkol visa Inorttaial LEK Wa agnate On* Cards aid LÆS Wa din cat so awed by UPS Bare USA wok antnispon from VG U S A harparaud hilanCial Strvi0e5 Inc boy 201407 SDNY_GM_00024975 EFTA_001 35595 EFTA01276988 UBS UBS Financial Stokes Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036a251 0815 Niri 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKMANAYLE CASRIEL Phone Questions about your statement? Call your Elnan,:lg. Advisor or the Resourcetine at account VIsItour websIte: www.ubs.comIlinanCiakeiviCeS Items for your attention Help protect yc-Jmelf horn haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report anntally from www.annuakreditiepost.com. Value of your account Business Services Account August 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on July 31 (3) on August 31 (4) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account $5,238.24 7,238.2 52382 5,238.2 Dec 2014 2015 Aug 2015 Sources of your account growth dudag 2015 Value of your account at year end 2014 Net deposits and vathdravals Your iwestment return Change in market viue Vakie of yew account on Aug 31. 2015 47238.24 SDNY GM 00024976 -42,000.00 1O00 55238.24 Member SIPC ANF700020C0667251 NFMC00666S7C0031 MI5 03e. 44444 CONFIDENTIAL .occ000 Page 1 of 6 EFTA_00135596 EFTA01276989 SUBS Business Services Account August 2015 Your account balance sheet Summary of your assets Value on August 31 ($) Account name: Friendly account name: • I • Account number: Percentage of your account A Cash and money balances 5,238.24 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets $5,238.24 100.00% Value of your account 55,238.24 A Eye on the markets Index Your R nuncio, Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2015 3-month Treasury bills: 0.04% One-month LIBOR: 0.20% Percentage change August 2015 year to date -6.03% -2139% -6.04% -2.61% -7.35% 0.14% -0.14% 0.45% AlinC002000662252 WT003065455; wog' oats 0.00030000e 0OPIY_GM_00024099, 2 of 6 CONFIDENTIAL EFTA_00135597 EFTA01276990 $UBS Business Services Account 2C1 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. I MIMI Your 14 sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account August 2015(3) Year to date (I) UBS Bank USA Business Account APY Interest period Jul& - Aug 6 Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Jul 8 $5,238.24 Withcfrawals and fees, including investments transferred cut 0 00 -2,ocono Closing UB5 Bank USA Business balance Aug 6 $5,238.24 Number of days in ;Merest period 30 Average daily balance $5,238.24 Closing account value $5,238.24 $5,238.24 Interest earned $0.00 Cash activity summary Annual percentage yield earned 0.00% Ste Account actirhytha month for Malt Balances in your Sweep Options are included in the qpwirg and closing balances calve. WIC Insurance apples only to deposits at UBS Bank USA, not to cteBosrts at MS AG. Starni0x1 &arch or Pat deposits plated through the UPS intematona Depose Account proqam. SIPC protection smiles to money market sweep fund hddIn0S but nut Dank Ceposit. See Important inbrinuton e•bOut your stmement on the tau twO pages N this document tor ate's. August 2015 (5) Year to date IS) Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 0.00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment eligibirdy consideration None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SONY GM 00024978 ANF7C0020C0662253 NV7003066657 0003I OBIS 000:00001: 000303 Pegs 3 of 6 CONFIDENTIAL EFFA_00135598 EFTA01276991 $UBS Your notes . 66"6. 6666.6'" 6".°66666' 666 6 6',6 66,666, 60,61",,,,a6666.6 6 6, 6 CONFIDENTIAL EFT,00133599 EFTA01276992 *UBS Business Services Account AuguA 2C1 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. In Eli Some paces, income and current vaues Shona may be approximate. As a intl. gains and lOssts may rql be accurately reflected. Set important intonmanon about your statement a the end of this Oxurnem fOr more infortnason. Cash Cash and money balances Cash and manly balances may include avalaale cash balances, UBS Bar* USA depast account balances, UBS AG Starnord Branch ',pout account balances and money market mutual fund sweep batances. UBS Bank USA deposit account balances are insured by toe FOC eat n n applic die limits, but are not protected by 9PC u8S AG Stanford Branch deposit accoum balances an not toted by FDIC and se not protected by 9PC Money market sweep batances are protected by 9PC but are not 'Muted by the FDIC. See the important information about your statement at the end of this Oximent for details about those balances. Opertng Wane. Cloung balance enc. Per thare Average Hddng on Aug 1 rta on Aug 31 (1) on Aug 3I (I) rate UBS BANK USA BUS ACCT 5.23824 5,238.24 250.000.00 DnIdencl Interest period Your /9 nandal Advisor: SCOTT STACK MANLYLE CASRIEL Days in period Cepmount (1) Your total assets Cash Total Value on Aug 31 (1) Percentagtd Cost Estimated your aCCOunt Daso (S) annual Inca e (ft UnleatZed cain or loss (1) Cash and money balances 5,23814 100.00% 5238.24 100.00% $5,238.24 $5,238.24 SDNY GM 00024980 ANP7C0020C0662255NP7003066657 COCCI OBIS 000:00000a 000300 Page S of 6 CONFIDENTIAL EFTA_00I35600 EFTA01276993 *UBS Your notes CONFIDENTIAL EFIA,I35601 EFTA01276994 Important information about your statement UBS Francial SOO:in Inc (the rim or Un FirwrocialSontea. is a mentor of al pnlOalSeCurity. commode) aid otos *doges UBSFaucal Bryce, and IASBanl. Utk at hdioct 9ubsal of (BS AG and afiliann of uBS Seciskin LI( lheF toss inatill nowt it avatable iron Moans The lion's ereavie offices at a U3S Procial Sorts et 1200 tabor &Moot Sheeh)Ak of NJ 07086 1h6SLIWnern toreros he alba citl feted of cur UPS Fmanaal Sores account Ober retC0MA except Oat tar downered. conuhng oaten? data SfroUldn0e be gibed upon if you Ware tar* 6 an Wine OriflaCel. pleat. PEW: il ricotta ri Iwamoto thelBach Masapir of tie once siontogyour scorn Ateugh al Sins to areintended be a(aratra. sotto Oa Toad rot be used for tar puposes Key soleb on yetiod to Iwo be.. Form 1099. 5498. I WS. or) then peepsing your to norm She f et is rfluitd by Ian to reon tote CIS al lob le Offends. footle non Mabee dvdends ad hobo steno vaned on securities held n your acCoure, net proceeds on salt tranUctunt rd cost bosoncoin towed Seaman Commit/gado. with Um Firm • please reculfern any oral OraveusCator6 es *rang tO further pooled your meet nCludng you' rgliel under the *woes Men Protect= Act (SPA) • /he !moot intrusion on the top kit it the tent of not laiimmt it not tAISChInOsiStrVon USS instal &wrest:ries pu acccon as dee/kg broker by aneigement with the redicred rattan We Wood you a Mn retrofi, alien co avoid this =cunt in this raw, SAY hrds and Setae in re looted a 185 Frunoal Satan aid not thy reroducmg bravc ad you must mate a repo of sy eat or omolon to bolo In All arOCOunt StaterereS Shan* deferiEd COM*. :Ad acts/to d n-A objected to n mettag Who 60 days • Pleas* direct intone=nob ' ' to the Urn anent at or toll'ret at I 800AMWOCO e t Mods/ though n by. Or in Acing to uBShrtanoal Sentei tic. Clint 'Motions Depatrnint PO Box 766 Union City NI 07(67 • to cat of wrest towns about an ekcoont kinds rondo* 0711 hi Star dra card Juniata's, call or vote to 18$ Friancal Boon sec. IOW Stator end. 68 I lot WechwAso NI 07086. Ann INWSSA Sawa: Car recess soon as so cart d outset our stawnern or recto 6 elOrg Or If you need more nfoinaticn Lout atrader on the statarrent or react The Fen Cc Card Mow (aS 30 I. mug hear torn you no Cato 60 Gays alter the frrnsent you the en spoon on Moth the era or probiern cooed - Prone you nine ad afoot nutter amp - Describe he pro. Or the alder you te wore abaft nd€ctan asdearly you can thy you brae 4 Gal error or My you need mere nitnutfon - Prone the dolUr mourn cahe 'snowed ever 111v rim or Cad Oa wil rivestigate ses complain and will coo any error protroly Please make al diets paytto to the Furor to email onion minted on t* front of this shonent h addt to *gar accoot fees. ariourO may be wIte0 to mmonance Ma charges le sate current far sow root tomboys and chimes for trod rants n cot XCCOntS Accounts ma ate twittered to otter nSlCutOnS may be plod to a nosier lee. UBS Swoop Options UBS offers0Mo for st opt? cash batten bra-tes to bank &pouts at MBank LISA arid uBS AG Sordoni Cohn (Bark Sweep notats3 oney rocket mutual finds (Money funds) arid the litirruand Depose Accout (061for customers Mt as mentional kesoace Maugrnent Actium thiargh the Bat Sweep FrOgrarn. can broom are Swept so 185 Bat USA up So MestabIshed kW and thin to 18$ AG Standord Branch, or a Money Furd Deposes at 10$ Bak USA are 'DK enured n accordance with 'DC rules For Inca Wanton aloe ntis www be or Deposits a UPS AG Bamford Brands and dares et Waxy Funs stool mired by the FDIC Through the OA. avertable to W ballnOrs are swept to ill<VOLt aCCOuntS a 18$ AG terwrork BraXtl aid UBS AG Carman Bons Thesedeposit tie no< nosed by tee FDIC Salinas heU a the 18$ AG Carus Bah at untorany stool to thy so.nregn ri-C of theComm Wands, and there h m nuaratee or other 00 SOO of 185/3 to retry the baton thee on the LOS Comers BraCh'S boas Deposits at LIES Bat USA ad each UPS AG Berth at no mood by SPC Atnty Fund shies it proceattO by WC See '18S Pinata Sevres Account Rotation' below. Upon you reraser2 balances ei tie Bak Sweep Programs or OA mar be weltrann ad sham of a Money Fund maybe liquidated, awl the floods returned to you it yaw rotes =cunt Furter at Cnatitio tout tattle sweep *pions. indAng anent nine% reel ad yiekls. n sit** a Anew ii4IC iron sour 'flax.) , advisor a by Ono UBS Financial Samba moot twortien The Finn 6 a Verner of the Sear met Mate Protection Cotorautei (SRO. With pm teas seones scoots of mono op lo 1500000 (ncbdirg 1250.000 for darns for Cash) The SS( we tarsal times *Ph to all ascourcs tia you hold n a polka, cattily The Fern together web arum Aldan ha to influx -if sopsoncreas cotton The raosnuin anount payable to all Night dirt colixtrobunderni; protection 6 SSD) mason as of Doertie 10. 2013 Stan tote poky arditiorn and fineatos oh at to Fnn 6krthr protected ft' to so $I 9 milkn n tie a9aegte for all your axisnishoU n a porta' capaay A full oopyol the poky onlettng 6 cattle upon Into Thv SP( rowan ad the sty:Venom, tarion both do not SO , to • ( knbil Initial tots controlled by tad loaded nrjf account viuo)but heel army from inroad Senor (eq. amain() cat a ILIBS Bark()cash a165 AG Bamford branch. Id) orate toasts. nadmaivaubt arrasin. ad Mans of frului lush acre such shales re tog toed *any n die nave of the account hotly on thebooks ad records of live ;prober Ore cc trailer Vet/ • (*ruin einestrem contra" or remainent norm (o g. lmned paroveshos aid pr vae plawents) that are na minced oar the Semmes Am of 1933. and • COrmoadlha antra:II kg. fOrear atharg* and prakus metal antracit nadng foxes comments and siomfroddY Winn contacts The SCC protection ad the oppliermar reosecton do not opt to these assets ern if they OttetoSe avocado% statinento The SSC motto rod the sop*.not prOtt0911 do not protect fl ans, changes h the nude vat* of pox reestinents (nnerher z a resat ci foto nowcrent. oaf baAruptcY liim45797) More Wormton 6 sat* le tram nquest Yot may obtan rum ilformalion g the SIC Botha by coniorg SP( at cc by ovirig tie ilk name al mime WC a9 Dividend Roimfoutent Program OFIP) me cot netted nal arose once you may °titan the actualpre horn your Farval Adios( Gen/ whole Shan are Weal...4 Willer CAP. partial Oases all be sal ad the cash wit be deposited n poi accord me ceded ricostment pro voted by the issuer may daft from the mare ;eke it MA the pane nom re sold Cask-Olio Only lik0 le unit, tray be hold in you axoint 1 you are entitled to mot:not as a rod! of advidend wren or otherwise. the Firm wit ether ref bonito -mama-kr rice or accept an full dr blared by a isESiStfrOd &trig agency. and tea cm account Imnestanent °bleats The Mon:Vent Orates ard at prof it are ipecac to eath aCCO.arn aid nay vary Centel tear Ora new Inn fompy n tong of any sotant dunpe h your fnanor stuation or Watford (trate; For eado owl hell you choose one of the fo loving wastment Orates • Reduce Cu etwingorne aronnients soebinj 0w glottal b., of ',comeonly • ache* Cflestrappandoon kwennwits *ring Toth el oncpal rah. than In? gennatOn of name • Aricarce (orobrivenn of (mom melCeptsiAPPecupen brooms teeing both lie pinworm of Mono aid growth c. arnolui Overall risk profits • Contain Seas to roman heir panne( wen low risk ad rolalio to he =ant merit even rf ta mom the axount does not generne SgMcnt iliC0N*0f (Own, 34 myna keep poi wth int Ifni • Madera, %Wing so wont some rid to tricpal arid tolerate wren:4 Any to seek higher reruns • anresp.e wing to dant hgh n7 tO Pxtopal ad hgh vOlataly to seel•h0 reams our war Statement -housielsokling" We raay consoldat al retard eCCOult Statements with the star address n the sane Mokpo A0aotnts may be related foe this p.epoue boar* they hare ono Moab, martin pont =out rilaionsho rah Oa clots as the same address tins practce 6 know as 'hassenoldna • it you taw to mane inderitual ASen'entsmaikd in separate CONFIDENTIAL carekipes —you naySKIMP Itusehollny by Gang your 'nasal' Advt.°, Friona, OCOUnt Tar frier.* aunt none reflects Of traria that you entered on Othersovine otos wilco It is a customizable inntrumo• chosen by you to au sou wits your reccnItomem It es no legal offal on per arum Yea On mange pi:FF*1ft %Malt names. throup Onlne Sanas or toicanatin; yos &tater Astor. Amassment** • Vabe of sot eaount part*, tifl Of ages and • Azets Include talkie on. boUrces values lot renamed %/way (el rid Gleba' Pro Derobtt anodic* marks to meter and aro axed not held byte Fins Does not naideunanad SnIaltelaSSetS ate trend of the ptwr andarta suterrem peak