EFTA Document EFTA01277061

*UBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP700360577I 1015 srl 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Tina Dag Advisor or t1 :e Resourceline at account 1fisitourwebsite: www.ubSCOMIlinanCiakervi(e5 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Business Services Account October 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 (5) on October 30(5) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account S '.22-3 $5,238.24 S 2382 40 5.238 2 Dec 2014 Sep 2015 Oct 2015 Sources of your account growth during 2015 Value of your account at yea. end 2014 Net deposits end vvithdravaki Your ovestromt return Change in market value Value of your account on Oct 30.2015 $7,238.24 SDNY GM 00025208 -52,000.00 $0.00 8%238.24 Member SIPC ANP70002000605771 NPI000093358 00001 1015 001%00000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA 00135828 EFTA01277061 41aUBS Business Services Account October 2015 Your account balance sheet Summary of your assets Value on October 30 (B) Percentage of your account A Cash and money balances 5,238.24 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 55,238.24 55,238.24 100.00% Account name: Friendly account name: ' • Account number: Your current asset allocation A Eye on the markets dex Percentage change October 2015 Year to date S&P 500 a 44% 2.70% Russell 3000 7.90% 2.02% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Your A asocial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamfogl Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% anC0020C0605772NP70C0058358CCC0I T0I500C03C000 Y12.366ISS0COMpitGitoco2521Ve 2 of 6 CONFIDENTIAL EFTA_00135829 EFTA01277062 UBS Business Services Account Change in the value of your account Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. October 2015(Si Year to date (S) Opening account value $5,238.24 Withcfrawals and fees, including investments transferred cut 0 00 $7,238.24 -2,000.W Closing account value Cash activity summary 85,238.24 $5,238.24 See Account activity this month for dna It Balances in your Sweep Don ons are indudedin the cperirq and closing tidances 'glue. FDIC insurance aptlies only to deposits at UBS Bank USA, nor to deposits at UBS AG. swim Branch or bank deposits oared thr000 the LIB'S intemationa Depose Account program. SIPC protection applies to money market sweep fund hdclIngS but ml bank deposits. See Important inbrignotion abOut put Stettnielt On the 1w two pages cir this document for aetals October 2015 (1) Year to date (S) Opening balances 15,238.24 $7,238.24 Subtractions Checks and bill payments 0.00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances 15,238.24 $5,238.24 Your Mandel Advisor: SCOTT STACKMAULYLE CASRa UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 $5,238.24 Closing UBS Bank USA Business balance Oct 6 $5,238.24 Number of days in nterest period 29 Average daily balance $5,238.24 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manages You can find a ful description of the alternative investment objectrres in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility ccosderatan • None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025210 AtIP7C0020C0605773 NV7003059352 C00PI 1015 00C030000 Y12366I 550 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135830 EFTA01277063 *UBS Yournotes rerma...n............,sca....rms."...., ,,,, 0,,02m• a s CONFIDENTIAL EFT,O0133831 EFTA01277064 *UBS Business Services Account October 23! 5 Your assets Account name: MAX FOLR1DA110N Friendly account name: MAX FOUNDATION Account number. sane paces, income and current vaues Sheer(' May be EppiOximale. AS a incur. gains rid losses may ocil be acculalely reflected. Set Aporunt in fosenabon about your statement a the end of the ot cumeM fOr more infornason. Cash Cash and money balances Cash and money balances may include avalrolecah balances, UBS Bant USA cbroat account balances, UBS AG Stallard Branch &pont account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are nor protected by StPC 085 AG Stanford Branch deposit account balances an not insured by FDIC and re not protected by SIPC Money Market sweep balances are protected by SVC bin at. not insured by the FDIC. See the Important information about your statement at the end of this doctrrent for det arts about those trances. Operengtdence Cloung turaxe Pn re per share Average Hddng on Oct I(1) on Oct 30 (1) on Oct 30(S) rate UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 DoldenclIMertsl period Your Financial Advisor: SCOTT STACK MAW LYLE CASRIEL Oafs in period capamount (S) Your total assets Value on Od 30 (5) Perentageol cost FSbmred your aCCOunt basis ($) annual income (Si Unrealized oath Or 1055 (5) Cash Cash and money balances Total $5,238.24 100.00% $5,238.24 5,23824 100.00% 5,238.24 SDNY GM 00025212 ANP7C00201:0605775 NP7003058358 00001 1015 000030000 Y12366155000000) Page 5 of 6 CONFIDENTIAL EFTA_00135832 EFTA01277065 *UBS Your notes ..,,,,,....,,..........,.....,....... G. .ozpme 6 ol 6 End ot ...en,. account numb.' CONFIDENTIAL EFT,00135833 EFTA01277066 Important information about your statement URS Fria/cielSeves flo Oie Fini or URS Finaxial Sarre. 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SP( coverage • Ravenna abating and addkbnalcanyeasatka - ti adlitini lo aminissom oe sake aid 12bil fen nand n merear with the Masan of reaua aids to our dais we mace ma Mir rase mein navg womb f rom datibutors and« arson of tes wawa lads nix el, sell Tate rants am bad on two Warr ompormts the taunt el Sisby La Ma Saab* Mutual IMO lark to madems. ad Id O.e saw vane of a pray mutual find lady% trot Nil a IN Inn - We aid by ant* ab) reCetit retwang and «man/recessing lees in omkirtlen for unto agent sakes mal we peak to the arm fulls TM« fats walk ag pad from Mar snet: in the awl lud sid se a tea dollt anaum based on Me rutter of acmes at a trokadealn holdingmutual leads el eta had Isnik - in al ion ue mamma tar n °mean win the sabot darbutnn et areury comas ad unit Malang Mal units to our deems He alai:four Made rteartrtria slang banana« from maryof me nuance combat indenana mo amuity maxis aniamol sloe harela cowries SpOnSed a the urn navfa adi ma we »tote - Ott Mates also recede trading cominbas ard otnet *apeman from ma/ hads and mate Mahar aose «oats we Madero - Wetter an anal ree from L8S Balk USA a UPS Ad Stanford Balch a up be RS per a:Count sweeping to to harts ede the L85 Bat Weep prograf ASA" Homan desproleg corn-Man aid othr chars., dosed n anneasn Ann the emodiOn 01 valet. Mang cam tramanns has been nied oxfIrMons preadrar lambed to you aid rat aMM to you «yak on Mall Short ailing It you r• agerged en Tort sehg awarityy you may not a Magedue to anal bestowing enis MOO prima Panty Open <Sue 'Waling Open or goodailatelled • ordersthat were not beated by the Sidemen, Ogle. Open boy al tell SIM «den re taxed by the anoint of Wands« rghis on • otdiandsor caddis dato una maned Mara by you YOu se reanable lot orders lal are mated day to )0., faire so umel ersing open «den Tax withaldim on ~ono lean Ised Pinedal SIMMS IRAS FtOistal tat a«regareSIL85 halal Oran remalk encore tat from sois table as aria ned tut you ray *a not Wham madam wean or intomt you nay elect to have lac wettiMel a ara. or gala alas as you Mae Yes Warn tad learn n afeCt untg reeked by you You may realm pair eloction a my Ono by nang a now Mann If you do rol haw croup reosen tai war urom 'Our dartuliOnS. you maybe mamba la the prim of moat tav You may oaf pinata d ve moans vant and your alma la« pawls reret Mal CO YOU' a/cabana Privacy To Øen mopyolosr dam Cars hay aka please contact F data Artor «vino« wane a. kniv inixosmenirseary UBSidascial Sago k not a bark The Rfa. &muss Sown Aaosit BSA ara deMei as OM gage amens era proide axes to barerg sat aid paint «roe* anagrams, who affiliated Daaes ad ova thkdi any balks and prordos aØ to Mace aid snuet' praxis islet by unaffiliated tiled {tarty Mon« mama Hough mart« agency tuba« nar UPI Franca areas et ~ I naiad:tared annulyproaCIS Hot lot Mated • No bat* 9Anifica May lose value P.M fttsmrceSitriaginwo now" %webs ava Mane BSA efMA and mernatnal /moms tiara CONFIDENTIAL rotor as mattered saga mats or llitS Friantial Serena Ira Saar is a ranted sonataof Visa Vararena ronat 1.85 la Samara Mat Cards and UEd Vdd dad cads at issued by UPS Bank USA Mell ammo from Yea USA imarparat UPS Finanal Salvia MC Bey 201407 SDNY_GM_00025215 EFTA 0135835 EFTA01277068 c*UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 101 71.0002 ANP-AX06105.051115Y2 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACKIAANILYLE CASFIEL Phone Questions about your statemeatt Call your Financial Advisor or the Resourcetine at account 14sItour webslte: www.ubscomffinancialsennces Items for your attention Help protect yourself from I rau:l and review bank, credit card, and brokerage statements regularly. Also, get your free credt report annually from www.annuakreditreport.com. Value of your account Business Services Account November 2015 MAX FOUNDATON 116 EAST 65TH STREET NEW YORK NY 10065.7007 on October 30 (1) on November 30 (1) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account '.22-3 • 35238.24 11.'3g 2 • 5.238.2 04( 2014 0(1 2015 145v 2015 Sources of your account growth during 20t5 Vzdue of your account at year end 2014 Net deposits end withdrawals Your 'west:Meat retumc Change in market value Yam of your account on Nov 30, 201S SDNY GM 00025216 $7236.24 -12,000.00 1000 6%23624 Member SIPC ANP700CQ00061053SNPT000060960 00001 it IS 00CC00000v12366ISSOOICOCO Page 1 of 6 CONFIDENTIAL EFTA_DO I 35836 EFTA01277069 SUBS Business Services Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (I) Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 55,238.24 55,238.24 100.00% Account name: Friendly account name: N:. • Account number: Your current asset allocation A Eye on the markets Index Your R nancial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% Percentage change November 20t 5 year to date 0.30% 3.01% 0.55% 2.58% -1.54% 0.95% -0.26% 0.88% ANP M002003610536 NPMC0060960 C0C0I II IS 000030000 r12.366I SS0ol WaikiyGit 00025Age 2 of 6 CONFIDENTIAL EFTA_001 35837 EFTA01277070 *UBS Business Services Account November 2015 Account name: MAX FOUNDATICN Friendly account name: mAx FOUNDATION Account number. Your N nandal Advisor: SCOTT STACKMANLYLE CASRIEL Change in the value of your account November 20 I 5 (V Year to date (1) UBS Bank USA Business Account APY Interest period Oct 7 - Nov 5 Opening UBS Bank USA Business balance Oct 7 $5,238.24 Opening account value $5,238.24 $7,238.24 Withcfrawals and fees, including investments transferred cut 0 00 -2,000.00 Closing UBS Bank USA Business balance Nov 5 $5,238.24 Number of days in nterest period 30 Closing account value Cash activity summary $5,238.24 55,238.24 Average daily balance $5,238.24 Interest earned $0 .00 Annual percentage yield earned 000% See Account activny Ott; month for deals Balances in your Sweep Options are indudedin the qwrirg and closing balances value. MC insurance applies only to deposits at 08$ Bank USA, viol to deposits at 085 AG. %vitro winch or bank (*Poses Placed throucn the UBS inteinationel Depose Account moven. SIPC protection Applies to money market sweep fund hebsling5 but nit bank deposits. See Important inknmation about rout statement on the last two pages cir this document for (*tars. November 2015 (S) Year to date (1) Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 000 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change then, please contact your Financial Adnsor or Branch Manage. You can find a ful description of the alternative investment objectrves in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate investment eligIbildy consideration None selected Your account instructions • 'lora a:cc unt cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025218 ANP703020C06105.37 NV7003060960 0000I II'S 000030000 V12366I 550 01 COOD Pegs 3 of 6 CONFIDENTIAL EFTA_00135838 EFTA01277071 *UBS Your notes ...,,......,,,,........ ,,,,..........iy G..0 .254,....1 6 CONFIDENTIAL EFT,00135839 EFTA01277072 *UBS Business Services Account November 2015 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some prices, income and current vdues ShOM May be Epproxiirgat. ASS rest. gMtss and tosses ma/ not be ECcurately afkoled. See Smportant informabOn about your gatemen: a the end of the cecumern for more infornalon. Cash Cash and money balances Cash and money balances ma/ include avalable cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch ',pow account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vatten appric etre limits, but are not protected by OPC UBS AG Stanford Brans h deposit account barites as not insured by FDIC and re not protected by SiFC Money market sweep balances are protected by SEC but re not 'nailed by the FDIC. See the rmportant information about your statement a the endof this document for deiaas about hose trances. Hddng UBS SANK USA BUS ACCT 5.23824 5238.24 250.000.00 Goering trance Cloung trance on Nov I (I) on Nov 30 (S) Nice per :haze Average on NDV 30 (I) rate Dun:lend Interest period Your Fi medal Advisor: SCOTT STACK MAN/LYLE CASRIEL DSO in period cepmount (S) Your total assets vane on NO., 30 (5) Percenta?? Ol Cost ESSmated your account Oasis (5) annual interne (51 Unita/Red gan or 1055 (5) Cash Cash end money balances Total $5,238.24 100.00% $5,238.24 523824 100.00% 523824 SDNY GM 00025220 .01P71:00201:0610539 NP70000E0960 00031 I 11S 000030000 Y123661SS0010000 Page S of 6 CONFIDENTIAL EFTA_00 I 35840 EFTA01277073 *UBS Yournotes . d a.m... acmun CONFIDENTIAL .,,. — — EFTA,1352.41 EFTA01277074 Important information about your statement U3S Fancial Services M. the F im or UBS Anemia! Scrigesk is a merrter of all orinoical sexily, arrwroily and options exchanges. 1.436 Francial Services and LES Bank USA we rdrect subsidiaries of LOS AG and affiliates of LES Sauritin U.C. The Fines Handal statement is available upon reopen. The Firm's sneaky off ices a a: UBS Sinincul Since, Ix. 1200 Harbor Boulevard Weehawken, N1 07086 This statement represents the city official record of yeti' U3SFancial Services account. Other march, rapt official to documents. containing taillight/data should rot be relied ran If you bate there is an error or mission, please repot h irrniediately n writing to the Branch Manager of the office seining you account. Atemestr al (gores shown are ntendcd to be accurate. statement datashould not be used kr tae purposes Rely sat on yemend lax harnIs. Form 1099, STA 10425, etc.) whin prepargyour tu return. The FM it required by low to report to tie IRS all taxabk di idtnd, report** rentable aidends and tattle infanta end en securities held ripens mark not pmeeds on sit transactors, and cog bags Cacertain covered months. Camanunications with the Finn • Please re-confirm n oral cormitnatats in *Meg to further protect your riggs, incasing your rips ader the Senates Investor traction Ace (9P.4). • II the I inax ial ratitution en the tcp lets of the front of this statement is not LES Enamel Services, LGS Financial Senate caries sox account as clearng brdcer by arra-gerrent will the notated insuknon We irdonned you of tha relgorehiP when you opened this OCCOJII. In ate case, your lads and stakes are located at UBS financial Services and rot the irogaing broker, and you eat mace a capon ol ay ma or omission to both firm. All accent statements shall be domed comae aid accurate f not objected to in wnig within 60 days. • Please divot customer complaint or I-epeesto the Fim's C tem Relations Depavnent at 201-352-1699 or toll-free s SC0954-9103, 8:00 AM. to 6:00 P.M. ET Monday through Fri*, a in wriehg to LES Financial Sates he, Client Relate:ea Dem-tante P.O. Box 766 Unon City, N107087. • h case of errors of qualm about an electronic feuds transfer (13-1). b r S Vaardebit card vansactions, can or wife to UBS Financial Senices le., aim manor Ind, 6th floor, Weehawken 611 07086, Attn FMN8LA Seas. Cal a canto as soon a; you can 4 you Mk your statement or receipt 4 wag aif you need more iffamation abash a transfer on the stamen or reap. The Firm OICard bear (as applmble) must Fie from you no tar tan 60 days titer to inn sent you the fig statement an Mich the error or prcbkin wheat - r nattr s-r ni.nhm t - Mute the error or tie trawler you ere unsure EWA, arldexplah as clay as you can why you ban a is an error a why you need more narration - Fronde the dollar amount of the suspected tmat• The Firm or Card Issuer vAl I-wagger/a arradaire and MI correct any eller prompt,. I we take more tan 10 Wilms days to do chit sm wit oval your account For the mat you thirk 6 ilea, so tat you will haw the use of the money (trig the time h takes us to complete Our Meagan. Pleasemake all checks payable to the FM or the financial Mt:nut:on rdeated on tie front of this statement h addition to requiem accost fees, accounts my be subject to mantenme lees, chasms for late pammt for Naha; purchases and chums kr unpaid arretras ri cash accounts. Accounts that at hardened to other institutions May be subject to a transfer lee. US Swap Optima UM offers options kr nymphg cash balances, balances to bank deposits at UBS Bak USA and UBS AG Stanford branch (Bank Sweep Programs), money market mutual Rods (Money F,nt) and theInternet gnat Depose Assn (CAMS Cuttarierl with an Internatienal Reran. Management Account. Trough tieBank Sweep Programs, cash balances acv swept to IRS Bak USA up to an estigthed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposes at UBS Bank USA are FDIC inured in accordance with FDIC nat. For more hformation pease snit rermfdic sore Deposit at UBS AG StamfordElragn aid than of Money Funds at rot insured by the FDIC. Through the Ok anyilidle bud, balsas are swept to depose accounts at UBS AG New York Wanchaed UBS AGCaoran Brach These deposits are not it by the FOC. Balances held at the LES AG Cayman Branch are tempiganly noosed to the sovereign rah of the Celan bads, and theta is no suararem or offer gigation of CBS AG to repay the balances while ti the LIES Cayman's Brach's books. Deposes at MS Bat USA and each UBS AG Branch are not protected by SIC. Money Fund shays are protected by SIPC See TU35 Financial Services Account ffotecticri- beba Upon ?as reµato, balances in de Bank Sweep Protons or CA mw be withdraws and shares of a Money Fund maymaybe liquidated, and the proceeds retuned to you a your searein account. hasher Hemmen about available sweep options, nailing anent unrest rates and yields, 6 available at maths coin. horn your Facial Advisor or by Cann; Iffnancial Service' man protection The Arnhem*** of to Muria Investor Protection Cowman (51K). which MOM securities marts of is members up to 5500,0:0 (ncloolrg S2`4000 for 'refer cast* The SIPC assel protection limits aPalY To yl accuts that you hold in a panicula- capacity. The FM, together wth certain affiliates, has also purchased n.ppbrnental protection. The macaw mount payable to al *Goble clogs, colitcliak under this protection is 1500 millon as of Decenter 10, 2013. Subact to the poky corditons ad Imitations, cash a the Firm is further protected fa up to tl 9 million el the agg'egae for all 'our amounts heed in a partkular capacity. A Iii copy of tie poky wording is mailable upon request. The SIPC protection and the supplemental protection both irk not eon's' M • Cerlan financial assets controlled by (and induced n your account value) but held away torn U8Sfinvical Services (e.g., certain 0) cash at UBS Bat (i) cash at LOS AG Suimlad branch, (id Mame maim including variable annuities. and 6e shares of Fraud finds where such shares are registered drectbr n the nee of the account holler on tee books ad records of a applicable ismer a Pala er agent). • Omura minima contacts or hatment interests (Aso.. limited partner:hem and private placements) that are rot registered under the Securities Act of I933; ad • Cornnoderes contacts (e.g, loran exchange and pmametal contratM includig futures contracts ard correnod4 option contracts. The SIPC aotecten and the supplemental protection do not apply t0 these asset even 4 Seyothynose appear on your Materna,. he SEC ototecien ad the malarental protection do not protect gang changes in the man vale of you investments (whether a a result of market movement, issuer bankruptcy a otherwise). More information is maid* upon mast Vote may obtain more information about SITC, react* the 51K Brochure, by meaning 51K at /02-3719300a by rang the SIC website arsiow.alpcSig Dividend Reiworbriont Program (DRIP) The oche reflected 6 an average price You may obtan the actual price 1mm your Fnancial Advisor. Orsly Mole dunes re purchased under DRIP; partial shares coil be mill and the each we be deposited h your *coon TM 6videni reinvestment pricesuppled by the issuer may Offer from the market price at rah the partial dares ere sold Caohalieu Cnb, whole urns may be heed in your account. t you a-e mined to a paint unit as a result of a &Wird pwrnent otherwise, the Firm call either sell halal Was at market ;eke a accept an anount detamined by a regneed cleans agency. and credit tar morn Mennen objectives The magma* amines and ask profile ay specie to each account and may ow behveen Please edge the Firm promptly in wring of any sicnilkara change in your franca situation or ntestreere objectives. Foe each CONFIDENTIAL account Mlq you choose one of the following Mesment objection' • Prague Current/mom.. I rimb rin as sang the generation of intone crib.. • Adis* CmOol Approdatan Investment( seeking yowl of prrepal rather than the generation of • Prague Combinaton of Creme anf Capital Apprecinon- Inegments seek both the generation of ncome and goarth of 0 aattell. Overall eiale profiles • Conservatirt Seeks to maroon Mid prix'pti, with bee risk and volatility to the a-cou-n overal. even 4 that means the mote does not generate sipil cant name or ram aid may a keep pace with • Moderate Wiling to accept sane ride to pinctial and tolerate sore snaky to seek higher returns. • Aggressne: Wiling to accept high risk to prrepal and high volatility to seek high returns ow tine. Stotarnant Itouseholdihr We may consolidate at related account statements with U. sane address n the ma envelope. Accosts may be related Ice this purpose became they have owners who also maintain gilt *con relationships with other climb at the ma address. This taxa 6 known a • tougholdrg R you prefer to receive rdinclual statements mated in separate envelope's — you may decline houteholdng by ailing your Fancied Achiser. Friendly account name The Friend& account name reflects al amnion that you entered on the firm's canine services ranee. It a • custorniubl• 'nicIrserny • chosen by you to amid yea rah your recordkeeping t has no legal effect an your account. You Can change your Fnen*account names, thogh Ore me Services a by contactrg you Fina-cial Achisor. ACCiant overview • Vakoe acme account/porta" Net of assets and liabilities. • 4sset Maas sealable cash balances. velars la restricted seat' leg 1, and Global tine Deposits, u-realzed marks to market, and certain assets not hell by tie Fins. Does rot include unpaced wait; assets at the end of the prior and anent statement periods, or prime eveanwits, unrested stock options and exermable stock options • Eigyikes Includes debt balancer ouhlarding Mar Ions, credit lie, 040 account balances. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit beirces,UBS AG Stanford Bench depose balances and money market laud lund sweep balancer, at the axe of the statement period. Norscarrnotity free credit balances in your account at rot segregated from other balances ad the Fern fray use any ol these funds in the ordnay course of its ttainess. These funds the payable upon your domed. This total is included in the <want period dais value. SDNY_GM_00025222 EFTA_00135842 EFTA01277075 important information about your statement (Continued) Lending information Ice dialed informatim on the Fein's lending practices and dockisisei, refer to yam Client Relatcnthip Agreement or Accent Averment and the General Terms ad Corditiont LAS State sent of Creed hal kes available in Agreements and Dortmund at weAt UM. ranilacerwrtrieth caret You sots You start-pent treats tocuritim and other assets held in the account at the end of the statement period. You may as for debreey of Italy paid secureiks at aria time. You may recene seconties used as loan control after any balance due on them. Airy *cooties "Ito the FWDdrip the statement pared are Ikeda maker value as of the end of the statement • Cantinas. In damming the con bans of the feast's included n this statement where indicted with the renter 'I,' 'SS financial Services hes rebid alinformation obtained from sources other than UBS Fin...keel Seeks. exhaling nip:Intim Iran another co that you may have provided to mur Financial Added Tlw Fim does not •IrvaxdultlY War anion the aaur. Cr 1444 of ary information Provided by mines aw than LIBS Fruncial Services h million Though LOS Financial Serous getwalb godates this Mantua:in as it is received. the tint does not provide ay ash...enc.-snit the rfarnahon order "Cost basis' and "Urrealeed gars loss' it acute as oe the date of this statement. As sulk please do not rear on this Motivation to make pushes.« sale decisions, for fik mafiosos« otherwise. Accounts Wrist wiled to the lien may ref lea gad loss Hermann onb for the period of tire they are held a the Firm Morehistorical reormalcn can be added by your ;initial Adm.,* • Unrealised gaist/taams When data is *wattle. evinced «realized gaintbsses are akutaled for ravidual toasty lots. The transaction data for rxkvidral lots mayor may not Mien cormosicro, dungen mcfcr imuity reorganitan evenh. Dildind and other reinvestment lots and systernatk wolves kits are each contded to display one 3Yflard lot The Trade dale- colon's:accents the original transaction trade dale • Callable, securities Bends ant preferred stock that the issuer oats for ea reckerplon wif be selected apartialy by lot Iran among all secunies of that issue held in out nee or n non nee name la as clientt Call hair* Mammon is obtained from third patties and es accoracy is not guaranteed. Other call films may exist which could affect yeekt <ankle ificanalen will be provided upon request • Certificates of deposit (CDs). CDs so FOK inured up to $290.000 in vinegar and accrued interest per deposed rd per depositoryWitt-nen naccordance wM FOIC rules. • Pricervalue Fern displayed for leavens and ogler predicts may be higher a lower than the W. that Au would await nem" n the market Erces we %timed Iran vaned tied piny sources which we befeve to be reliable, but we do not guarantee their accuracy. — We Perm* use the <losing once when avabbh or the mean of the bid rd as prices fa Pissed SeCUritieS and whom or orib bid prices for OTC securities. — Less acheb waded securities maybe priced using a vakution model a the most recent pie we obtained and may not reflect an actual market price of vathe. — Certain positions may appear without a peke and will shows 'prke was not avelable• Awe re unable to obtain a price for a warily — Deposits or sear ties denominated in currencies other than U.S. dollts at refitted at the 4:change rate as of the statement date. - For cede" securities rating in nonconforning dewnintenk price xd quantitY (lace value) may have been adysted to f militate doper uabscion. To obtain tune coax:ors, Mien avaiabk, contact Toth Fnancial Advisor. • Private intsbnants and structured products. Private immanent seosilies (ix Wig drect partieMation program and real estate investment trust securitin)ardsououred products are general& WU, algid. Cohn savored predrces have not been registered wish the Securities and Exchww Commission a Lade' any state securities laws. We provide estimated vas for private neestrrent 'tootles and striated products for intermittent Prpows only. Accuracy is not guaranteed. — These vain may differ substantial, from prices, if any, at *hitt a private Mestrntra secuits or ',dived ;mixt may be «kohl a sold and do not necesuribtepresne the yak* you may recent toaert liquidatiae — Reid palyestinges of yak* re as of a «nab date and are applied to UPS Financial Services en a regular base by in independta vaLiation I km. - Issuer, general panne. Of sponsor estimated values. if any, ar supplied to the Fim by the Cour. gnat partner a sponsor and may be calculated based on &erect infermation thorn that used by third panics to delve their minuted mks. - You can °Min additiorul rionneekin regarding the methodologyused to dettemine the estinaw of value, and the date of the formation that is the basis for the en note by contacting your Financial Ai a. - Thid arty esterad vibes may be reflected as 'Not priced' in several sheatkro: when an independent valuation lire has not soMPhect or is unable to assign a meat when we become awae that a material event has «fined that may call a peeviaidly reported wit into quetion a when a value *mid be bighlr speculatiw due to the metre a the seculty. ▪ When neither an *suer, general palm te sponsor estimated vale net a thrd-perty estimated value is prowled the value of the tensity evil be different Iran as purchase thke — '051*W:ono to date' may het& return of right!. income or both. — 'Cygnetum see' represents the initial «form price pet sent and mayn't reflect you cost basis • Resticted notifies thastrkted stonfin gineralfr are not end? elgible for publk sal. 1135 Financial Sennce, uses the owlet price of th, unrestricted neck of the same issuer as as Mauled value for the restricted stock rot purposes atria anal,* 014 To the &dent that moo-kW securities are *liable to cab, the wake received may be sobstanfialb less than the imputed value shown • Eat (atirnetad) income, cumin! yields and rata. An eninate M anal income is bawd on current dnidend and interest rates, awning the securities will be held fa' one yea ben, statement date or trail maturity. This estimate is a* a guideline, accuracy and continued imam, art not gawked, — Estimated and ixorne and caret MIO for certan types of Seatities could Wade a fella, of Pre-J(931os capital gains n maid case the est income ("clement yek0 would be overstated. — Estimated anal income and Gwent yield and the actual income and yield fright be bwer ex higher than the estmad — An esamate of aualizei income (dinderd ander intermi) &add by the Gwent musket vakiiraymmye balance is based on the an dividend or Moen Permit made by the issuer and nays the seashesfdepouts will be hew for one year Yom the statement dated urrul nuttily. Accuracy and continued yakt are not garaged • Arun not head by UK Financial Services Certain assets au not lield by the Firm and not within the Frm's possession or control. These assets are displayed on your statement for informational paws only. Positions and values presented are provided by the inuing firm. II-65 Financial Services is not repeal* for dminlormation and des not guarantee its accuracy. these assets are rot protected by Seta*. Fiats swplanental SOIL coverage. • Revenue sharing and additional compensation. — In addition to curtness':as on mks and 12b1 lees received n «mecum via the chain« of mutual fu nth to our dimes we ardor Our af fate receive reveria shying Pieeneres f no r n detriadon ands advisors of the mutual finds that we sell. Tease amoords are baud stn two efferent components (I the amount of sales by UPS of a pertkultr mutual kind f amib to OW <lents. and 40 the awn mks, of aparticular mutual fund fmiys shares hefi at the fern — We and or Agate ate receive newiking and combs ;recessing lees in consideration kr transfer agent smokes that we piaidie to the mutual fords These fengrow" are pad from investor assets h the mutualfund and are a feted doter amount based on the natter of accounts at the krokendealer holckw makial funds of that land family CONFIDENTIAL - h edition to commessens received in connection loth the sate or distrbdion of an-uty contracts and one investment that units to our clients, we anted or, affiliate receive menu. shrug ccopernalien from merry of the insurance (orison:es undenweina the arruity {overacts. all bates of the insurance companies or spensoes of the on imestinent trusts we &utast — Cur affiliates Ammon* trading <amiss:a and other compensation from mortal funds and insurance companies whose products we «flthulf. — We receive al snail fee from LOS Bar* USA and UBS AG Surdoed Branch of up to $25 per taunt sweeping to the banks under the UBS Bank Sweep Programs. Actinity hfornutionregardng commissions and other charges nursed n correction with the exeoanin of trades. intldng option transactians has been irnueled en anlimutions creviousfy furnished lo you, sib will be provided toyou promptly on regain. Skirt selling f you are engaged in shoe selling a security, you may ix« a dirge due to tenon borrowing costs fee that pal kular security. Open cedars Regarding open or 'ecodlikcancellee «den that were not mated by the stamen date. open Loy mtl sell stop orders are reduced by the arristrit of dredends or rights on an ex-dwidends or aright date unless instructed otherwise by yak You am responsible for orders that re hooted due to you f *lure to cancel t'otin9 open orders. Privacy To <b, a copy of ou current OKA Privacy Notice. Please contact you Financial triunes a vim ou- websile at yyvnviibiroatlarivremono UBS Financial Seams is «dabs* the RMA, Business Services Account BSA and IRMA are &dinar accounts *Ankh provide access to lurking services and products though arrangements eah aftPaled bales and other thrd-party bias, and provides access to mance and smut), products issued by unafilited %heel-piny inmranc• companies through Murano* agency subsidiaries ol UBS Financial Services ax. Ime-strretni, nsurance. ad treaty produces: Not 10K rowed • No bank gut/ahem May bee vale RMA. Resource Management Accord. Business Services Anoint El* AMA and international Resoone Management Accost are registered service mats of UBS Financial Services Ix Visa Signature is a registered service mark of Visa Irdernationa lOS Visa Sigrware <reit cards and LBS Visa debt cards are issued by LEG Bata USA with permission from tria USA mcomorried. UBS Financial Services Inc. Rey 201511 SDNY_GM_00025223 EFTA 00135843 EFTA01277076 ;14) UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70012309291215 X12 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Nnancial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement? Call your flnan0al Advisor or the Resourcethe at account visit our website: www.ubscomifinancialseences Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report ann tally from www. annuakreditrepoetcom. Value of your account Business Services Account December 2015 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 on November 30 5/ on December 31($) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 Tracking the value of your account S 35,238.24 7.22,3 • ,7e 2 1 5,238.2 Dec 2014 Nov 2015 c 2015 Sources of your account growth during 2015 vSue of your account at year end 2014 Net deposits and withdrawals Your nvestmentretum Change in market value value of your account on Dec 31. 2015 SDNY GM 00025224 57.233 24 42,000.00 SO.00 b%2311.24 Member SIPC ANP700C0001230929NP1003124888C0001 1215 000O3C000 Y123661550110003 Page 1 of 6 CONFIDENTIAL EFTA_00135844 EFTA01277077 SUBS Business Services Account December 2015 Your account balance sheet Summary of your assets Value on December 31 ($) Percentage of your account A Cash and money balances 5,23824 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Conmodlties 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: MA). F01,, irATION Friendly account name: P1:O Fri rir ATIrN Account number. Your current asset allocation A Eye on the markets Index Percentage change December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Your R Bendel Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. U85 Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ANP7C003001230930NPMC0124$88 COM' 1215 DOCO3C000 Y123661 550 000252fte 2 of 6 CONFIDENTIAL EFTA_00135845 EFTA01277078 SUBS Business Services Account December 2015 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Your N minds' Advisor: SCOTT STACK MANLYLE CASRIEL Change in the value of your account December 2015 (S) Year to date (I) UBS Bank USA Business Account APY Interest period Nov6 - Dec 6 Opening UBS Bank USA Business balance Nov 6 15,238.24 Opening account value $5,238.24 $7,238.24 Withdrawals and fees, including investments transferred cut 0.00 -2,000.00 Closing UBS Bank USA Business balance Dec 6 15,238.24 Number of days in Piterest period 31 Closing account value Cash activity summary $5,238.24 $5,238.24 Average daily balance $5,238.24 Interest earned $0 .00 Annual percentage yield earned 000% See Account activily this month for dna It Giant's in your Sweep Opli ons are indudedin the cmnirg and closing taances vat ue. FIK insurance applies only to deposits at UBS Bank USA, nol to deposits at 085 AG. Santoro Karch Or bank deposits Pacedthrows, the UPS intemaliond CePOsst Account program. SIPC protection applies to money market sweep fund holdings but not bans deposits. SeeimportontintOrmAtiOn atoot your statement on the last two pages ci* this aceurpent tor (*fats. December 2015 IS) Year to date (S) Opening balances $5,238.24 $7,238.24 Subtractions Checks and bill payments 0 00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $5,238.24 $5,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment elig betty consideration • None selected Your account instructions • Your account cost basis default closing method is AFO, First In, First Out SDNY GM 00025226 At1P7C003001220931 NP7003124608 COCCI 12I503C030000 Y12366i S5011C000 Page 3 of 6 CONFIDENTIAL EFTA_00135846 EFTA01277079 *UBS Your notes .,,,,,,,..4 ,.. ,,,no.,z4.4a4. ,x,sooc44.444,...,,.., G. .0,25.g. 4 of 6 CONFIDENTIAL EFT,00B5847 EFTA01277080 *UBS Business Services Account December 2015 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some paces, income dad current vdueS StiOtitn may be appr0xirnale. AS a resft, gam au:11055es mdy nol be accurately reflected. See Aportant infantabOn about your statement a the end of ttws cecumeM f0r more infornalon. Cash Cash and money balances Cash and matey beta:Ices may incitede avalaalecah balances, UBS Bar* USA cposn account balances, UBS AG Stanford Branch Cepovt account balances and money market mutual fund sweep balances. 0BS Bank USA deposit account balances are insured by the CDC vAl h n applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account balances Si. not insured by FDIC and se not protected by Silt Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this document for del aas about those Sancti. Hddng UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Goering Dame< Cloung belaxe Nice per share Average on Dec I (t) on Dec 31 (I) al Dec 31 (1) tato Curiderici Interest period Your PI nandal Advisor: SCOTT STACK MAHLYLE CASRIEL Days period Cap rnaunt (S) Your total assets Value On Dec 31 (S) PerCenta?? Of Con EStmated your account pax (S) annual intone (5) Une8INCI gain or loss CP Cash Cash and money bawls Total $5,238.24 100.00% $5,238.24 523824 100.00% 523824 SDNY GM 00025228 ANP7C003001 230933 NP70031346418 00O21 1215 000000000 Y123661550110000 ►age S of 6 CONFIDENTIAL EFTA (10135848 EFTA01277081 *UBS Your notes ANP70003001230934 NP7000124888 00001 1215 001;030000 VI 23661550 1180iyGht00025Alyr 6 of 6 End of statement for account number- CONFIDENTIAL EFTA_00 B5849 EFTA01277082 Important information about your statement L.8S Financial Senesces M. the F im or UBS Financial Sevizen, is a merrter of all orinciml stilly, mono* and cptons exchages. 1,25 Fe-axial Selects and LEG Bank USA are rdrect mbsidures of LBS AG and affiliates of LES Ssnrdin U.C. The Fines financial statement is available upon reopen. The Ferns meanie off ices an a: Finencol Sernces 1200 Harbor Mulevard Weehawken. W 07086 This statement represents the any- official record of you 1.85 Fermin Services account, Other imack rapt official tar doarnerds. corrtahing cortflidingdata should rot be relied Ian If you berme there is an errs or mission, please repot h immediately n writing to the Winch Manager of the office saving your account. Allsagr al figures ;Men are intended to be accurate. statement dila shoat not be used for to purposes Rely MeV on wa--end lax k011t,O.o. Form 1099, 5495. 10425, etc.) whin preturegyour at return. The Fim 6 required by law to recoil to tre IRS all taxabk dividends, repaid* nameable okra:lends and taxable Meng end m counties held n you accent, rot proceeds as sere transactors, aid cost kw* on certain covered 40:1-f it its. Conentnications with the Fit • Please re-contra ant oral cormxncateans in *nag to 1 unher protect your rips, irclang your ripe, seder the Sautes Investor Protection Ad (9M) • B the friary ial institution on the tcp lets of she from of this statement is not 1.85 Fit-rancid Servkes, 1.85 Financial Winces carries gas account a clearng broker byma-gement well the ndcated insubnon We Wormed you of this relatorehM nem you opened this OCCOJII. In this case your lads and states are located a UBS financial Services and rot tat ironsdnew brae. aryl you nut mace a renal of eery error or amain to both firms. All accant statements shall be deemed conapbte ad accurate t not objected to in writi-g within 60 days. • Please died customer complaints or hopkies to he FimMC tent Relations Deparment a 201-352-1699 or toll.free at 8C0-354.9103, 8:00 AM. to 6:00 P.M. ET Monday through Fri*, a in mil-9 to LES Financial Semites Vic, Client RelanalS Deihl-rent, P.O. Box 766 Unon Cay, N1 07087. • h caw of erten of suntan about an electronic 1u-de transfer MTh. blislES Vaa•debit card sanctions, cal or reit. to UBS Fianna' Senices Iv.. sum mama IM, 6th floor, Weehawken NJ 07086, Attn FAMES% Sakes. Cal a mete awn ayou cat d you ihek you or receipt 4 wrong or if you need more ellonnatim Axon Meander en the flatten or realm The firm or Card tun (as ipplablB must hear I rom you no later than 60 days after the Fins sent you ere fin statement on *hit the arca or prcbken cipeavd. - Rondeyou- none ad accost number Of am. — Desute the errs or the Vander you are Unae atom, and *kaiak. as dent as you cal shy you belies t is an error a elm you need more information — Pronle the dollar amount d the suspected 91.0.• The Firm oe Card Issuer vaa kwenigate your conaaire and MI correct any error promptly. I we take mom tan 10 tininess drys to do this we null crock your assault For the mart you theic 6 in error, so tot you will have the use of the money cling the tire* t takes us to complete ow errestgation. PI mem*, all checks payable to the Wm or tie financial insteuten rdcated on tie had of this statement In additir to regular accost fees, awards my be subject to maktenrce lees, thaws for late payment for smile; purchases and charges kr unpaid an-ants er cashaccount Accounts that at varderred to other inOrlitiOnS May be subject to a tralder fee. UBS Sweep Optima UM offers optimn kr sweeping cash balances, balances to ba-A deposits at UBS Bak USA and U3S AG Stanford trench (Bank Sweep Programs), money market mutual funds (Money Ftna) ad the Menai:nal Depose Paean (OA)1a customers with an international Rance lEnagmmrd Account. Through tie Bank Sweep Programs. cash balances a-9 swept to UM Bak USA up to an ea-kited 'mit and then to UBS AG Stanford Branch a a Money Fund. Deposits at UBS Bank USA are FDIC inured in assonant, with FDIC rules. For mg incernatim pease kit vemefdis Deposes at LBS AG StanladElrant ad shams of Money Funds an rot insured by the FDIC. Through the OA, available to east Ulnas are men to depose accounts at UBS AG Hew York Wench add UBS AGCcrun Brach These deposits are not imsed by The FOC. Balances held at tie UM AG Cayman firth are tempaanly noosed to the soterega rift of the Cann Maids, and them is no gwrareee a other obligation of LBS AG to repay de balances while en the LIES Cayman's Brach's books. Deposits at MS Birk USA and each UBS AG Branch are rot protected by SIC. Money kind sheet are protected by SIPC See TU35 Financial Senesces Account kotecticre bete Upon vas regain, balances in the Bank Sweep Prop-ant:eta may bee withdraren and shares of a Money Fund ma, be liquidated, ad the proceeds returned to you a your seamen acccut hater iionnakan about available sweep onions, inckdic oarent unrest rates and yields, i available at °A.N4b SSE horn your Fs-uncial Minor or by calling UN Financial Services seamen protection The Fan is a member of de Secuilin Investor Protection Cottonton (51PC). which protects securities xcosit of As members up to S500,0:0 (nolydrg 5292,000 for claim for cash). The SIPC asset protection limits apply to all account tot you hold in a panics/a- capocity. The Fan, tognein with certain affiliates, ha also parch: and %Bohn-rental wotection. The minimises mount pieta to al *table clones. coke-lint: seder this protection is 1500 millon a of Decenter 10, 2013. Stoma to the poky corditons ad Imitations, cash a the Firm is father protected fa i.e to SI 9 million lithe axnegate for all sour amounts heed in a partizular capacity. A WI apy of tie pokey wording is available Lipti request. The SIPC protection and the supplemental protection both irk not eon's' to* • Certan financial assets controlled by (and kicked n your account value) but held awayfrom U8Sfinvicial Services (e.g., cenain (0 cash at UBS Bret (i) cash at LOS AG Stamford bunt, (id Vturarov yodel; including variable annuities. and 60 shores of mutual finds where such shares are registered drecdy n the none of the account holler on tie books ad records of de applicant ismer a turder agent). • Certain nommen convects or imenvient interests (eg., limited pHs-sten and prime placement.) tat are rot registered under the Securnes Act of I933; ad • Commodities contacts (e.g, foreign excha-ge and pmMsmetal contrad) inducting lotuses canons ad commodity option contracts, The SIPC wotecton and to supplemental protection do not apply to these asset ten if SW othatvese appear on your siaternents. The SEC protection and the TWOlemental protection do not protect agents changes in the makel vain of yes investments (whether a a result of market movement, issuer batruptcy Cr' otherwise) More id arrotion is avoid* tom repast You may obtain more edam/lion about SIC, hcbdiro the SIPC Bochum by contacting 51K at 202-371-8300a by ustng the SIC *rebate at wow.alpcoop Dividend Retvertment Program (Dc') The peke reflected is an average price You mar obtan the actual prete from you Fnancial Advisor. Orly Mole tares re purchasedus:MOM; partial shares will be soli and the cash call be deposited h your account The dviderd reinvestment pricesuppled byte issuer may Offer from the market price at which the partial shares are sold CadeMlieu DI), whole uses may be held n you account. if you ere mined to a pa-lial unit as a result of a &nerd pkrnent otenvise, the Firm veil other sell panal units at nutlet wk• a accept an mount determined by a regnant eking agency. andcredit you accord Investment objectives the rerestmere obiecums ad nsk profile am steal c to each account and may ray behnen Please ackee the firmpromptly in sit; of any sitilicart change in vas Toenail situatcn or rxestmert objectives. Foe each CONFIDENTIAL account Fat, you choose one of the following imesment objedirer • Prague Cement/mom.. I wen rie as seekng the generation of income any. • Action. Captbrf Approciatan: Investments seeking crowth d prncnal rather than the generation of nod n. • Produce Comet:Won oilman. and Capital Appreciation- Imenments seeking both tie generator of ncome and wowth ol preeptl. *Well tisk profiles • Conserve:Art Seeks to mantain initial winagn with bet rise and volatility to the avatt ovirat even 4 tin means the coast does nee generate signetcant name a ware and mry rot keep pace with in tenon. • Moderne. Wrap to accept sane risk to pinctal and tolerate some Milky to seek higher returns. • Agresti*: Wiling to accept hit Sc to pencal ad hit volatility to seek high returns over tine. Statement Thouseholdte We may consolidate at related account statements with tie sane Miens n the same envelope. Accosts may be related Ice this purpose Lessee they have owners who also maintain Pin accost relationships with other clients at the sane address. This 'nada it tarn as 1-ousel-oldrg t you prefer to receive edindual statements mated n scant envelopes — you my decline householding by ailing your Fhencial Actiaor. Friendly account name The Fiend& caul name reflects etemation that you entered on the firm's onine services mettle. It a a customizable *nicIrsorm • chosen by you to assist yea web your recordkeeping it has no legal effect an your account. You can (ha-c.c./ FnetAraCC0M Mote. thyugh Onto Services a by contactrg you Fina-cial Actium ACCIMW overview • Vat,. *toot accountortt. Net of assets and liabilities. • Alma Iodizes avail* cat balances, vats la restricted starry lest), and Global tine Deposit, u-realzed maks to market, and cedars meta not hell by the Fim. Does rot include unwired mune; assets at the end of the prior and anent statement periods, prima rareanwits, unrested stock option and temeaLre stock anions • Liattess Includes debt WI/row outearding may, loan, credit lie, don account balance.. • CashAnoney balances. Total of uninvested available cash balances, plus UBS Bark USA deposit balaces,UBS AG Stan-lord Barash deposit balances and money market mutual lund steep balances at the close of the statement period. Noncom/vim Vet credit balances in your accost are rot segregated from other balances and the Fin. miry use any ol these funds is the ordinary coune ch itsbusiness. These funds me payable upon your domed. This total is included in Me current period closing value. SDNY_GM_00025230 EFTA_00135850 EFTA01277083 Important information about your statement (Continued) Lending information Fa detaAtd informal:et on the Firms lending practices and <Inc lasina, refer to you Clem Relati0nthip Asf cement or geckos Agreemem and the General Teems and Conditions LOS Statement of Credit Pr/dices mailable in Agwements Jade:orb:um a error mbc rormarcounederrimom Yew poets You statement Maim moorhen and other assets hell in the account at the end of the cowmen period. You may ask for delvey d luk paid securities at ary tine. You maireread secunties used as loan collateral after ppay/ng icayy balance due on them. Any statues fra vanPRIto the Nendrip the statenwni perod are lards nudes vain as of the end of the statement Peg& • Cost barm. detemning the cost basis of the teatimes iextuded in this statement where endeared with the number 'I,' LOS f Mandel Services An relied alinformation cbuined from sources other than UBS natal Sags. gliding nip:motion tram another tiro ce that you may haveprovidedto your Fnancial Adoisot The Fim does not indignimity way ce garnet the /aura a mica of try Womation Povided by sages Op than LES Froexial Semites h ableat aalgigh LOS Financial Seigel general& plates this idernutian as it is received. the fine does not gookk ant asstrances that the rociornation under "Cost basis' arid "Unvalced gael loss- is acute as of the date of that statement. As sulk please do not re& on this rooming to make ;eschew a sale &cis:ans for um ;apposes a othenvise. Accounts Oaf eased to the firm may reflect gag loss informatith onE for the period of tine they are held ate Finn More historical reicrmalkn can be added by your Anoxia Advisor. • Unneatheed glans then data is estimated greafized ging bsses are calculated foe eidividual settee lots. tht transaction data foe adroit/al km may or may not reflect ormrossions, Merge' at minty neorgnitaler manes. Dividend and other reinvestment lots and systematic puthwe lots are each tattered to display one swaged lot. The Trade dare' colmn grants the agiW varnaction trade date. • Callable securities Bonds ant preferred stock Out the issuer cals for ea redemptive wd be selected aparteal& by lot Iron among all serrates of that issue held in our none or n non*** nag let or clients Call Raise rocomiecn a cbtaiwd from third pates and ets acctracy is not guaranteed. Other call teams may eszt which could affect yield covplele information will be pr °redid uptth requital • Certificates of deposit (CDs). COs are FOK eared up to $29S.000 in «nopal and accrued germ per deposit« ad per deposixeynaitkoket inaccordance with FDIC rules. • Priarmalue Mtn displayed for unsities and other prodals may be higher a lower than the prig that you wok, acuagr meg n the market Mon a-e %binned from rang that patty sources which we berme to be reliable, but we do not guarantee they accurag. - We farite* li e the dosing pig when avabble or the mean of the bid rd ask Pritfl foe SOP SeCifitiEl ad meatsor ora/ bed prices to OTC securities. — Less active& traded securities maybe priced using a vakation model or the mon recent peke we obtained and may not reflect an actual motet vice ow vain. - Certain pzetions may appear wrocke a price and will show as 'peke was not avalable• l we re untie to obtain a price for a sourly — Deposits a smokes denominated incurrencies other than U.S. dam are reflected a the eichange rate as of the statement date. - For mean sermities vexing in nenrmakemng denorninakom price rd elormitY dace roles) may have been adapted to f agate mpg Yakut:art To obtain current cuotans, when aratabk, contact rokr freesia Ad.'s«. • Private thveronents and structured products. Mate immanent retrain (ix tiding Overt particpatiso «warn and real estate intestmerd trust %acorn:Mal sirucued peolicts are general& Irjr1/ Ilkalid Cense. structured proton haw no been registered with the Securities and Exthrg Commission a under any slate secures., laws. We provide Minuted raves lee private secured sectritiro and 'tattered products for inter mrocnal Paws only. Acckoacy is not garrotted. — These rotes may differ substantiate from prices, if any, at whets a prase imparnent vaulty or gictured product may be butil or sold and do not necessarilya:preen* the veto/you ray receive upon litwidation. — Aid panyestirmes of yak* am as of a tartan date and are applied to UBS Financial Services on a regular basis by an independent vatation I ion. - Issuer, general panne. Of sponsor estimated velvet if any are supplied to IF* Von by the Soar. gnatparr Ce spars and may be calculated based on Offerer* gomaton from that used by third ponies to derive thee minuted robes. — toucan obtanaddaioral Sarmatian regarding the methodoUgy used to deteemine the Meng of vale and the date of the :eternal :xi that is the basis f or the estimate by contacting peaFinancial Adige. - Aid patty t'o'uted robes may be reflected as 'Not priced' in several durations: Mien an independent valuation Inn has not supple sea unable to asstri a Yam when we become away that a material event has gored that may call a previously repeated rake no question or when yaks. woad be highE speculate* due to the nage a the secutity. - When neither an route, general prime to ton«r estimated van nor a third-party estimated value is larded the value of the security wig bedifferent from its (*whale price — 'Ostrtgions to date' may rick& return ot capita. ixorne or both. — • Cogs& Lod sure' represents the nit a along price per ling and may nKA felled you cost bass • Racuicted sororities Restrkted securitiesgeneral& re not Cutler& elegble for publk salt LOS Financial Services uses the nutlet poke of tte unrestricted Pock of the same issue as an imputed value foe the restricted stock for purposes *Oho Mager 014 To the eiders that togged securities are eliabla to sae, the rake received may be stbstantalE less than the it:vied yak* shown • Est. (astineted) income, curter* yields and rata An ening ot arm/ income is bated on current dnidend rd interest rates. purling the securities will be held for one year from statement date or add maturity. This mina is only a guideline, accuracy ad continued income we not gueranteed — fanged anal income and curet yield for cetan types of sororities could node a .nun Of PencPal or capital gains in *Nth case the en income Or cument yak& would be overstated. — Estimated antal inCOMe and wept yield and the actual icon and yield night be bona higher than the estmaed antra,. — An estimate of a-realized income (dividend yaks' germ) diwied by the Covent market vets/roomer balance is based on the last «Wird a nine* pay ra made by the issuer and ages the seargadeposes wine hell for one year from the statement date a urrul matey. Accuracy and continued yes are not guiranseect • Assets not MAI by UK Pantie/ Serviaa Certain assets are not held by the Finn and not mitten the Fern's possessor or control. These assets are deployed on you statement for irdoimaticaul purposes only. Positions and values presented we provided by the awing firm. LOS Froncial Sermes is not responsible fortes inf «nudge and does not guarantee es accuracy. these assets are rot protected by SIC or the Figs statement.' UPC coverage. • Revenue sharing and additional compensation. — In ad6tion to ICtrefliSSvadd on robs and 12b.1 lees received en connector. with the thstabAkin of rrotial furxh to our dents we armor are afore receive revenue sharing Pawner." from dOtrebulcos ardor advisees of the mutual finds that we sell. Orme nuns are bawd on two Moment components 0 the amount of sales by LOS of a pekular mutual fund fen& to oat dorms. and 40 the apt value of apantile. casual fund treys stares held a the fins — We and as afloat. ate receive omitting rid iambus processing lees in consideration br transfer agent cervdes that we provide to the metal firms Thew feesgenerally are paid from investor assets in the mutual fu-d and are a fixed dole/ amount based on the rumber of accounts at the lonakerdealer holder; mutat kends of that fund family CONFIDENTIAL - h addition to commissOns received in connection lath tee sale or distrberion of annay contracts and eat investment in« units to our clients, we ander au alfilialla ref eiee mpg shying crepes/Am from marry of the insurance companies undergoing the arruily contracts, allocates of the insurance co./pan:es or sponsors of the unt investment rusts we drortute. — Cur affiliates also receive trading commas:on' and other compensate:a from mutual fink and nsurance companies whose products we &adage. — We receive an anal fee lion, LOS BP* USA and UBS AG Sunda Brandi of ep to $25 per access* sweeping es the barks under the UBS Bank Sweep Progarres. Activity Morena/an regardng commissions and other charges ironed n correction wth the executor. of trades. incldng opeion transactions has been included m «intimations ;remota furnished to you. at will be provided lOyOupectraly on recatost. Wart selling f you are engaged in shoe selling a security, you may has a charge Oa to cenin barogg costs for that pal irmar security. Open at Fadarind open CC scoStig cant oiled' orders that were not motoredbythe paten** date, open tuyard sell stop orders are reduced by the most of diederds or rights on an exavidends a grights dote unless instructed otherwise by you. You we responsible fa orders that re executed due to you failure to cancel elan"? QOM ceders. Privacy To obtain a of our cut.* Client Privacy Notice, please tread yew Financial Advisor or visit our websde at wow utnrorderiviewohna UBS rinanta Services is not a term. The PIMA Bushes, Services Account BSA and IRMA are hedger mounts whkh provide access so bracing services and products though arrangements web of PIS banks and other lhod-party bans, arm «ogles access to nuance and smug products issued by unatilealedthodoany nuance companies through hegira agency subsidiaries of UBS Financial Services It Ineeltrtard, nsuraxe. arid annuny products: Not KM rend • No low* guwantee• May lose yak* RMA. Re:mg Management Asostra. Business Services Accomt BSA, BMA and nternarnal Fiance Management Accord are registered wince marls of UBS financial Seivices Inc Visa Sign/tux a a registered serge mark of Vas Inseationa WS Visa Signature coed/ cads and LES Visa debt cards are issued by UM Bank USA with pennesion from vire USA Incomorated. UBS Financial Services Inc Fey 201511 SDNY_GM_00025231 EFTA D01;5851 EFTA01277084 UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York 1W 10171.0002 aiNP70006010730116 V1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Finandal Advisor: SCOTT STACKMANISYLE CASFIEL Phone Business Services Account January 2016 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the ReSourceline at on December 31 (1) on January 29 (4) account VIsItour websIte: swirw.ubscomlfinancialservices Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report actually from VIW VI a n nu ak r edit re p oft .< o m Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 35238.24 Tracking the value of your account 7 2282 • '3° 2 • 5.2382 Dec 2014 Dec 2015 fan 2016 Sources of your account growth during 2016 Value of your account at year end 2015 $5238.24 Your nvestrnent return Charge rn market value Value of your account onion 29, 2016 SDNY GM 00025232 5000 SS2313.24 llismbar SIPC ANP700020C0601073NP1000057721 00001 0116 000030000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA 00135852 EFTA01277085 UBS Business Services Account January 2016 Your account balance sheet Summary of your assets Value on January 79(31 Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities a CO 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Friendly account name: N:. • • Account number: Your current asset allocation A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% Percentage change January 2016 Year to date -4.96% -4.96% -5.64% -5.64% -7.22% -7.22% 1.38% 1.38% ANP70002003601074 NP7003057721 COCO' 011600o:0mo° yi2366IsSOCOOPIYGM000252/Ve 2 of 6 CONFIDENTIAL EFTA_00135853 EFTA01277086 UBS Business Services Account .4! .14.; 3c Change in the value of your account ranuary 2016 (S, Year to date (I) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 UBS Bank USA Business Account APY $5,238.24 15,238.24 Interest period Dec 7 - Jan 7 Opening UBS Bank USA Business balance Dec 7 Closing UBS Bank USA Business balance Jan 7 15,238 24 Number of days in interest period 32 Average daily balance $5,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: Your investment objectives: You have identified the fdlowing inveStrnent objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Filancial Advisor or Branch Manager You can find a full description of the alNmative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Primary - Moderate investment dig ibifty consideration - None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out. Your Flnandal Advisor: SCOTT STACKMANLYLE CASNEL SDNY GM 00025234 AmP7C0020C060107S NV7003057721 COCCI Oi le 00C030000Y12366ISS0000000 Page 3 nf 6 CONFIDENTIAL EFTA_00135854 EFTA01277087 *UBS Yournotes CONFIDENTIAL EFT,00135853 EFTA01277088 *UBS Business Services Account January 2C17_, Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some ()noes, income and current values ShOren may te approximate. Asa refill. gains aid tOsses may not be accurately refkcled. See AporUntinfognefrOn about your statement a the end ot this document fOr more info reason. Cash Cash and money balances Casts and money balances may incited? avalaole cash balances, UBS Bant USA depout account balances, UBS AG Starford Branch Ce post' account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the PDC vAlhn applicable limits, but are not protected by 9PC 085 AG Stanford Branch deposit se oum batantes an not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the important information about your statement at the end of this document for details about those Sanas. Hddng UBS BANK USA BUS ACCT 5.23814 5238.24 250.000.00 Opertng War*. Cloung balence Pnce per share Average on /am I (S) on Ian 29 (El on /an 29(0 rate Dtddend Interest period Your PI nandal Advisor: SCOTT STACK MAN/LYLE CASNEL Oafs in period cepmount (S) Your total assets VSUe on tan 29 CS/ Percentad? Cif CoSt alienated your account 6395 (5) annual infant (ft UmeartZed gain or loss (5) Cash Cash sad money balances Total $5,238.24 100.00% $5,238.24 5,23824 100.00% 523824 SONY GM 00025236 ANP7C0020C0601077NP700305T01 Wel OI I 6 000:00000 Y12366I 550000000 Page f 6 CONFIDENTIAL EFTA_00135856 EFTA01277089 *UBS Your notes ANP76302060601078NP.0057721 00001 0116 000030000 vi2366,50 CONMYGM0002523466 6 of 6 End of statement for account number- CONFIDENTIAL EFTA_00 I 35857 EFTA01277090 Important information about your statement U3S Evade' Services ix. the F im or UBS biaxial Smites). is a merrter of all ['Motel Nosily, ammo* and colons "'haves. 1.036 Proemial Services and UBS Bank USA at rdrect subsides's of LES AG and affiliates of LES Securities U.C. The Firs fronded statement is available upon red, es. The Fin's ermine off kes ere a: UPS annul Sin aces Iv. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the ally official record of six U35 Fivricial Services account. Other week rant official to dos-wank. corrtaning conflicteddata should rot be relied ran t you berate there is an emar or omission please repot h immediately n wring to the Branch Manager of the office "rung your account. Athaiti al lions shown are 'Mended to be accurate. statement data sruld not be used kr to purposes Rely sorely on yemend tax fent,(i.e.i fort 1099, Sae. 10425, etc.) whin preprrirgyour talc return. The Fim k requiredby low to report to tie IRS all taxabk dividerook report** rents:cable dendends and twit tent eared on mcunties held nyotr accunt, net proceeds sale transactors, and cost tut en certain covered tare ies. Corraranications with ire Fain • Please reconfirm eery oral corm-warms in wring to fuller protect your rips, ironing your ropes infer the Swains Investor Protection Au (9PAR • B the finax ial halittion on the top left of to front of this simmer* is not 1.85 Fir-avoid Servkes,L6S Femoral Senates cafes you account as clearg brdcer by arra-oerrent well the ticketed unsittoon We Wormed you of Its relatorchcl when you opened this OCCOJII. In tic case, your brok and securities are located a U85 financial Services and rot des ketdarg broker, and you nut mace a roped of ay errs or emission to both firms. All accent statements shall be deemed conapbte ad accurate t not objected to lei sariakg within 60 days. • Please divot customer complaints or ecpeies to the FM'sClem Relations Depavnent a 201-352-1699 or toll.free at SC0354-9103, 8:00 A.M. to 6:00 P.M. ET Monday through Friday, or in wrifir-g to LES Handal Services Ix., Client Relations DeParenb P.O. Box 766 Unon City, all 07087. • in cm of erten or "umbra about an electronic fu-ds transfer MTh. lai r Ye:Orit b card vansactions, call or wife to UBS Randal Senices le., air 'labor hat, 6th floor, Vileehavaers NJ 07086, Attn DINAMSA Sears. Cal or tante as coal a; you cal. 4 you thrk yam statement or receipt 4 sing at you need more ruination awn aVander cote sheenier or reap. The firm or Card bear (as *piratic) must hoar from you no low than 60 days after tie Pim sent you tie fed statement on which the error or problem gland. - Noir p!rn attr n tpre-or t r,-; - Desute the error or tie Vander ycu inure Etait And explah as clay as you cal why you belies a is an error a why you need more remotion - Prokle the dollar amotnt of the suspected emu. The Firm or Card Issuer val region your complaint and MI correct any error promptb. I we take ma* tan 10 business days to do the. we wit mink your account For the avant you theic 6 hear, so tat you will haw tie use of the money ding the time h takes us to complete our ivestgation. PlOne alike all teas pay-dole to the FM or tie fraidal instauten rdcated on tie front of this statement haddtionto regular accost lees, anoints may be subject to makeentece lees, chasms for We payment for etritin purchases and chums kr unpaid anoints n Cash accords. Accounts that at barderred to mho- inflaUtiOnS May be subject to a trawler lie. UBS Swap Optima UBS offers options kr tammiog cash balances, balances to bank deposits at UM Bak USA and U35 AG Stanford branch (Bank Sweep Programs), money market mutual ids (Money Fora) avIdie remit knal Depose Accoum (I)Apct customers with an Imernational Reran. Management Accost. 'Moth the Bank Sweep Procne. cash balsas act swept to 111358a-k USA up to an en/tasted knit ad then to UBS AG Stanford Braidt a a Monty Fund. Deposes at U85 Bank USA are FDIC enured in accordance with FDIC nat. For core rdonnetir pease kit wwwfdic gore Deposit a UBS AG Stainkrd Bra-di aid than of Moon: Funds at rot eared by the FDIC. Through the OA, mailiele beak bale as are 'wept to depose accounts at UBS AG New York Eanchard UPS AGC wan Brach These deposits are not hissed by Ite PDC. Balances held at tiel035 AG Cayman Branch ate temp: arty noosed to the sovereign irk of the Colman blends, and there is no suttee a other cegation of 5136 AG to repay the balances while ti the LIES Cayman's Brach's books. Deports at MS Bat USA and each UBS AG Branch are not protected by SIPC, Money Find shares are protected by SIPC See 'UM Fnaicial Senices Accent Potection- her" Upon acts reµaain, balances in to Bank Sweep Programs a OA may bee withdram and shares of a Money Fund mad be liquidated, and the proceeds returned to you or your senates accotnt. hater it tertian about available temp options, inckiliv cement inmost rates and yet*, is available at math cot horn your Francial Advisor or by baling UN Financial Serener accarit protection 11-• Fern 6 a member of the Stares Investor Protection Corporation (SIPC). wItch [erects securities acorn of es members up to 5500,0:0 (nolodro $250,000 for Art: for °sit The SIPC asset protection limits apply to all *count that you hold in a panictar camcity. The Fern, together with certain affiliates, has also purchased o.ppbrroental protection. The mairrion mount mar to al *baba clients, color:an irder this protection is 1500 millon as of December 10, 2013. Street to the poky corditons ad Imitations, cash a the firm is furter protected for up to %I 9 million n the axnegate for all 'our amounts held kr a partkular capacity. A hi copy of tie poky wording is mailable ton request. The SIPC protect an and tie supplemental protection both do not AVIV to' • Certan financial assets controlled by (and Staid n your account value) but held away born UBS Fine-cal Services (e.g., certain 6/cash at UBS Bata (i) cash at CPS AG Stamford braich, Ed hurray* Foetid; including variable annuities. and Et shares of mutual finds where such shares are registered drectb n the nave of die account holler on tie tonics ad records of to applicable ismer a rosier agent). • Certain minimal contacts Or imminent interests (eg.. Grated partner:hi% and prime placement.) tat are rot registered under the Securities Ad of 1933; ad • Cornneditoes coravots (e.g, foreign "charge and pmGametal cordontO includiv futures antrada ad commodity o COntraCIS. the SIPC protector and de supplemental protection do not apply to these abet tend Sty otharrnse appear on you ataternenh. Tlw SEC meter,/ and the onlarattal protection do not poled mond changes in the matta velae of you instalments (whether as a result of market motement, issuer baikruptcy or otherwise) More it orrration is avaltde tun mean Yoe may •rah more idonnition about SIC, hclidiro the 5IPC Brochure, by contacting 51K a 202.371.8300m by nitro the SIrC "abate at reow.apacoop Dividend Retvortment Program (DRIP) The crCe reflected 6 an acerage pike You may obtan the actual price kom your Financial Adasor. Only Mole tares re purchased under DRIP; partial shires wit be ton and ell cat was be deposited h your account. The dviderd rehvestment price supplied byte issuer may dffer from the market mice at Mach tie partial shares at sold Cmletilieu Di), whole units may be heal in your account. if you re mined to a palial unit as a result of a &dad pmrant • otennise, the Firm *Nether sell panal inks at mart pike a accept an annunt determined try a nocto-ed cleats army, aid credit nor mar Investment objectives The mummer* °booms ad ask profile at speck to each account and may spy batten Please adrim the Formprompt& ;n min; of any sicnilkare change n your fnancial situation or ntestmert objectives. Foe each CONFIDENTIAL account held, you choose one of the following testrant objection' • Prod*. Conentbacome. 1 nub it as sett; the generation of income cribs • Adam Capttaf Apreciatan: Internments soaking growth of prnopal rather than the peroration of e. • Produce Combination of Moine ard Capital Appreciation- regments sentry both tie generator el encore and Tooth of pritpll. *wall tisk profiles • Conseivahrt Seeks to martin nhit pri-cPse with bw risk aid volatility to the non meat even diet means the mom does not generate signet cant morn, or returns end may rot keep pace with • materna Willing to accept sane risk to pincOalad tolerate some votataty to seek hirer returns. • Apprespie: Wiling to accept high risk to prnopal ad heti Many to seek high returns one' tine. Starner liouseholdhe We may consolidate at related account statements with de sane Placa n the sane envelope. Acacias may be related Ice this purpose biome they have owners who also mainain p' ie mom relationships with other chintz at the same address. This praclke 6 known as •hoteml-oling 'Ilya; prefer to recta* ednedual statements mated in separate envelopes — you may decline householdng by ceiling 'Our F nutria Acbitor. Friendly accourt name The Friendly accent rime reflects information that you entered en the firm's ordne services websee. It a a watorniuble *niclnerrat • chosen by you to ass yeti Well your recordkeepiog t has no legal effect an your account. You can throe your FnenAraccotort Mann, trough Ohre Services a by contactrg pit Fina-cial Advisor. ACCO•nt overview • Pam oimoiaccountgorrio. Net of assets and liabilities. • Alma Inclas avail* cash balances, tams to restricted starry lest I, and Global tine Deports, u-realzed mats to market, and cattail mats not hell by tie Fem. Does rot include unwired unkindassets at the end of the mior and cured statement periods, a peva* ineestrrents, expected stock options and 'atonable stock options • Ciankos Includes debt btlircez oubta-ding magn loaf, credit wit, chat accord balances. • CasWwoney balances. Total of uninvested avarkble cash balances, plus UM Bak USA deposit buirces,UBS AG Stanford Emrich deposit balances and money mart itutual fund sweep balancer, at the axe of the statement period. Nonicornnoeity free credit balances in your account at rot segregatedfrom other balances ad he Fern fray use any of these funds in the ordnay course cd its laziness. These funds at payable upon your demard. This total it included rn tie curled period clock.) value. SDNY_GM_00025238 EFTA_00135858 EFTA01277091 Important information about your statement (contrued) lending information Fa Misled information on the Frees larding practices and Mande:. tea to you Clem Relatenthip Agreement or imam Agemem and the General Team and Conditions UBS Stammers of Credit Practices mettle in Agreements and Dislosuras at ismer/to romixonartirchthem Your mots You stalement Amen smithies and other asses held n the account at the End 01 the SIXOnsert period You may ask for delivery of Itibt paid securities at my tire. YOU may recent mutes used as loan coateral thee pyng ay balance our on them. Ary securities tratared to **FM drug the statement period are listed at market value as of the end of the statenners period. • Cast basis. In determining the cost basis of the sautes incited in thus statement oboe indicted wth the nurbe 1.8$ Financial Services has relied on information obtained from sources oiler than LES Financial Seneca's, including Of eanatico from anothe am or that you may have provided to you Financial Adviser. The Fan don not incleperdently verily or gannet the eaten or staidly or icy downshon provided by secrets other than (.85 Financial Stones. h addition, /Smug, LOS Financial Sauces general& madams this relcernaten as it it received. the film does not provide are assvances that the incernaten under -Cost bases' and "Orvealced canker is accurate as of the date of this statement. As SSA please do rot rely on this information to make nrchase a tale chickens. for la puposes or otherwise Accounts transferred to the Fins May Mkt gad loss infernal im ceder for the period of tine they are held a Be Fun Mat hbtescal nfoimaith can be added by you MancitAdmor. • Unrealised saiteloises When data is esteemed urrealized gam losses are cauthed fee ndividaal SeCtifty SAS The transaction data for rxkvidaai lots May 01 may not reflect carvithoons, chines ands security reeiganaat en mots Ditend and other reinvestment lots and ;animate purchase lots ice each cceconed to display one averaged lot the • Trade dale' coLmn presents the agent transaction trade dale • Callable smirking Bonds and profaned stock that the issuer oh for es& redemption and be selected grparbalfy by Ice Iran meg all secusies of this nor held is our Are or rume for our clients Call Seats* illonnali:n f obtained from third pates arid as accuracy is not guaranteed. Other call leaves may nth whch could *ea yield cannel, nlonnateen will be provide upon request. • Cartineatet of deposit (ma). COs at FDIC inured up to $297,000 n princgal and accrued Mem per depositor at per depository inPrecteck re madame won FDIC Min. • Price/value Prces dowlmed for secures 314 Other protracts may be WOK or lower than the price that you wadi eta, receive in the market Prms re ebtaned from venous than pity sources wench we begot to be telltale, but we do not guarantee they xctracy. - we gm* use the dosing price when avagabb or the mean d the bd and ad prices for lined seethes and options or oney bd prices for OK sauces. - Less thee& traded securities may be priced using a vakation model or the most ream price we °blared and may not reflect an actual maket price or value. - Certain cOS.1.:e1S may appear without a pege and sideshow as 'price was not available' il we are urge* to obtain a nee for a wanly - Deposits a senates dente/Mated in currencies other than U.S. dollars se reflected X the ...change rate as of the sealemem date. - for chain securities Wading n noncentamng denaminalicnt price and (snit, (faze valu)rmbr hive been admled to Veinale proper vats/Pion to obtan current (patent when availlath contact ess f mental Achisco. • Private Sweatiest end structured products. Private investment mutes (iic Wig drect patio (ation progam led teal estate settlement trust seethes) and emceed products are generally 114* Rigid Certain sertemed produces haw nal been upstaged with the Securities and Exchange Con-mission or under any mate SecurrheS laws We pronide estimated vats fa prime notelet-sot securities and itruatted products for egormateml purposes only Arcing is not guaranteed - These vibes mar differ Manantialey from fakes, if my, at *hit a private :gement seosity co theme/ preeked may Ise basfit a said and do not necessarily represent the Met you my receive awn Igvilation - Thid party mown of rale re as of meet" dale and se a:pared to UBS Mundt Services one regale basis by an independem vacation Ism. - Issuer, general panne or spathe tainted values. if any, are nip to the F im by the mnr, genital div e pan or sponsor and may be Moaned based co f Met information Iran that used by thirdparties to deem they estimated vales. - You <al obtain addle:nal infansisen regarding the methodology used to deeming. the earnate of value and the date of the Mconation that is the basis for the eainte by contacting your Financial Advisor - Thin party taloned velief may be reflected as 'Not priced' meal statism when an independent vaLetion Ian has not kJ/Wieder rS enable so asset, a mkt when we beam swag Out a material mot has mimed that may call a vak* previously tuned value nth ammo or sown wood be highly speculative due the name a the Witty - Shen rather an issuth great palne sponsor estimated vale rer a thed-pany estimated value is brooded the value of the stoney MU be different from its carthase price — 'Onlrbesion to date • may nett* retum of capital. income a both. — 'Crignalthi see' represents the neat °fleeing price per kin* and may Mat reelect your cost basis • Restieled securities Restricted seethlies regal& are MI omen* ekgble for public Salt LOS Financial Seven use, the motet ace of the unrestricted stock of the same issuer s an imputed value for the totted stock for purposes of Me atetereent any. To the Mont that restricted securities are eliabb fa sale, the value received may be substannal& less than the imputed value shown • Est. Ostineted) Marne. cant yields and rates. An estimate of annual 'mane C based on currant chided an interest rates, n suoing the securities will be held for one yea from statement date or unit maturity 7th Mamie is only a gudelne. accuracy and continued mane are not guwanteed — Mimed antal Marie and <went yield for Cedar% types of seasitm could include a return of Poona' or upset gains is which case the eg encore* (at anent yek0 would be overstated. — Manta/ snail hire and arrant yield and the actual income and yield might be lower ce higher than the estmted amounts. .!• An mange of aro/need Mont (dividend ardor velem) divided the current nude valmeaverm• balance it based on the Last dividend or ^leen payment made by the issuer and assures the sectraestepoth will be held for the yea' from the statement date a until maturely. Accuracy and continued treed are not guaranteed. • Assets not MA by IA5 Financial Services Conan assets 30 not held by the Fro and not vschn the fern's possessen or control. Mese assets are displayed on your statement la newsmen', purposes only. Positions and ram presented are provided by the issuing ten, U3S Financial Services is not respcenble for IM irleonabon at does net guarantee as accuracy these assets are not protected by WC or the rims supplemental DK coinage. • Revenue sharing and additional compensation. — In adaticn to commtions on saes at 12b.1 lees received en anneaon with the destrbthon mutual funds to our clients we ardor out aft Am receive revenue Meng paymerts hem dierimers ardor advises of Me mutual funds that we sell. These arrants are bated on two difeent conwontots a the anxont of sales by U3S of a Particular mutual fund fatuity to our clans, arid O) the asset yake of aped:cult mutual fund lamilfi shires heed ate. tem — We and cis anhate ado Wen* netheekng and cants processing lees in conaderatm foe uarrtfee agent serest that we provide to the mutual funds Thew fees generally are pad from investor asses re the mutual thrd and are a toed clods amount based on the member of accounts at the broter.ckaler holding Mutual guts of that fund CONFIDENTIAL - h acidic° to COmn, :SrerS received in connection wit the sale or destrissico of stub/ contracts and um investment suit units tom dents, we antra cur affiliate remit reverts sturng compensation from many of the issuance companies uedenwen9 the annuity contrxis. all hates of the returnee carpanes or sponsors a the urie inefennnl tn.ntS we drUrbaite- - Cur affiliates also receive Poling carrnician and other compernatth from mewl fun* and no/ranee companies MOS. products we datum. — We receive an actual fee from LIBS Kane USA and UBS AG Suraced Branch of up to $25 per access sweeping to the bates under the UBS Bank Sweep Programs Activity ethrmationregardng unimesscen and other charges Mthed n comedian web the executer" of Wades, incising onion transactions has been included on COnlirriVirS previously 1/41m.Shed 10 you. and all be provided to you peCtnpfly on request. Sheet Swig I ma we engaged in that selling a west, sou may racer a charge due to Certain borroeri-g cons for that Pal 'cuter security. Open orders Regardeg opal a 'thadtileanceke orders that were not erstrodby the nevem date, open buy and sell stop orders are reduced by the amount of doidends a 'eggs on an ex-dividends cr except due unless instructed otherwise by you. You are respomble foe cedses that an executed de to your Calm to cancel erntin9 0PMorders. Privacy To obtain a copy of as current omit Privacy Wee. nease contact your Financial Advisor a viii as mann at Ism ribs rintaineutalev US$ Maned Services is Mabee nv WA. Busses, Services Account BSA and IRMA re brokerage mourn which provide access to barging yokes and products through arrangements vows aNhlated bags and other thrd-party banks, and prom* access to nsurance and annu.Y130:1-03 issued by that edited thrd.pety insurance companies through Murree agency subsidiaries of UPS Financial Services yr. thestnum, riluranCe. ad amity products: Not FDIC ratted • Nobs* gammen May lose vale RhIA Resource Management Atoms. Business Services Account BSA, II/AA and neemsional Resource Management Amount are registered service marts 01 UBS financial Services Inc V6a Signals. 6 a regthead service mud of Visa Intentional LOS Visa Signature cede cards and t.13$ Visa debt cans are issued by UBS Bat USA with p.annspon Iron ma U S A hcomated. LISS Financial Services Inc My 201511 SDNY_GM_00025239 EFIA_00I35859 EFTA01277092 *UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 AN7A006897490216 YI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your N nancial Advisor: SCOTT STACKMANO.YLE CASRIEL Phone Business Services Account February 2016 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call ,c,„ pinan:ra, Advisor or Re Rescurcerone at on January 29 (3) on February 29 (1) account Ksit our website: %%yew. Lbs corn? I inancia:secvices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from 'OW VI. annuakreditreport.com. Your assets 5,238.24 5,238.24 Your liabilities 0.00 O.00 Value of your account 35,238.24 35,238.24 Tracking the value of your account S 2.22,3 2 .2 223 2 5,2382 5.238.2 Dec 2014 Ott 2015 Ian 2005 Feb 20'6 Sources of your account growth during 2016 Value of your account at year end 2015 45238.24 Your swestrnent return Change in market value Value of your accoutt on Feb 29. 2016 SDNY GM 00025240 5O00 56230.24 Member SIPC ANP70002000039749Nr7000070822 00001 02 l 6 000000000 Y12366I 5500000GO Page 1 of 6 CONFIDENTIAL EFTA_00 I 35860 EFTA01277093 *DUBS Business Services Account February 2016 Your account balance sheet Summary of your assets Value on February 29(S) Account name: FOI,i:LEATICrir Friendly account name: MA Fri rir ATIrN Account number: Percentage of your account A Cash and money balances 5,238.24 100 00% Your current asset allocation B Cash alternatives 0.00 0 00% Total assets $5,238.24 100.00% Value of your account 55,238.24 A Eye on the markets Index Your Bnancittf Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UPS Bank USA deposit account balances, UPS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% Percentage change February 2016 Year to date 413% -5.09% -0.03% -567% -1.80% -8,89% 0.71% 2.10% Atirt03020036697SONF7003070822 COCO' 0216 DOCO3C000 Y12.366ISSOCOMYOM000252049, 2 of 6 CONFIDENTIAL EFTA_00135861 EFTA01277094 Business Services Account uBs F,L.,..„.:0.6 Change in the value of your account February 2016141 Year to date IS) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 UBS Bank USA Business Account APY Interest period Jan 8 - Feb 4 Opening UBS Bank USA Business balance Jan 8 $5,238.24 85,238.24 Closing UBS Bank USA Business balance Feb 4 85,238.24 Number of days in interest period 28 Average daily balance 85,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: mAx FOUNDATION Account number. Your investment objectives: You have identified the fdlowing invesunent objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fioncial Advisor or Branch Manager You can find a ful descripticn of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Pnmary - hhaderate investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your /9 nandal Advisor: SCOTT STACK MAIILYLE CASRIEL SDNY GM 00025242 ANP70007000689751 NP7003070822 COM 0216 000030000 Y123661%0000000 Page 3 of 6 CONFIDENTIAL EFTA 00135862 EFTA01277095 *UBS Yournotes CONFIDENTIAL EFE,9_00135863 EFTA01277096 *UBS Business Services Account February .: 0 '6 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Sane ones, income and current vdues Sheri' may Ix EpprOxinale. AS a result. gains and losses mai noi be accuralely relkotO. see Aportint infosenebon about your statement a the end of the OxymeM for more inform...ion. Cash Cash and money balances Cash and matey betances may include avaldde cash balances, UBS Bant USA derout account balances, UBS AG StartSord Branch Cepovt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat h n applic be limits, but are not protected by SIPC UBS AG Stanford Brant h deposit of ou m balances ate not instated ty FDIC rod me not protected by 9PC Money market sweep balances are protected by SIPC but ale not innured by the FDIC. See the important information about your statement at the end of this docunent for detai/s about those balances. Hddng UBS BANK USA BUS ACCT 523824 523824 250.000.00 Opering Waif. Cloung Wax! Nice per :haze Average on Feb I(1) on Fob 29 (S) on Feb 29 (S) late Dividend Interest period Your II nandal Advisor: SCOTT STACK MANLYLE CASRIEL Oafs m period op /mount (S) Your total assets value on Feb 29 (SI relcenta?? Coq ESbmcled your account DatS (F) annual income (S) Unrealized gain or loss (5) Cash Total $5,238.24 100.00% $5,238.24 Cash and money balances 5,23814 100.00% 5,23814 SDNY GM 00025244 ANP7C00201:0669753NPI000070822 00001 0216 000030000 Y123661SSO 000000 ►age 5 .-pf 6 CONFIDENTIAL EFTA 00135864 EFTA01277097 $UBS Your notes reemooxemarsoqmotorzezz000mosomaxoconnecssoccg.y cA 0.2,ft.. 6 a Eneolstalemant.accountnumber CONFIDENTIAL EFT,O0B3863 EFTA01277098 Important information about your statement U3S Financial Services re. the F im or UBS Financial Senetes). is a merrter of all orincial sexily, cannodty and eptere exchanges. LES Fe-axial Services and LEG Bank USA are rdrect tbsidures of LBS AG and elides of LBS Secuitin U.C. The Finds financial statement is available upon reopen. The Firm's rood:* off ices an a: LES Finney' Since, 1m. 1200 Harbor Etulward Weehawken, 111 07086 This statement represents the ally official record of sea 1.85 Fruncial Services account, Other monk rapt official to docunents. cornahing corilicleg data should rot be relied ran If you berme there is an emm or emission, please report h immediately n *Mop to the &inch Manager of the office seenag you account. Athcop al fives shown are ntended to be accurate. statement &lash:add not be used kr to purposes Rely soap on waend lax IC011S, (i.e., Form 1099, Sage. 10425, etc.) whin prefuregyour tax return. The Fim 6 required by low to report to toe IRS all to able Ogden& report** rontarrable dee:kinds and treble serest caned en %wines held nyou accent, net proceeds an sae transacume, and cod base ascertain covered martin. Communicetions with the Rim • Please re-corifirm ay oral cormitaxabons in *Meg to further protect your ripts, irclafrigyat rips add tee Sam-rens Investor Protection An (SPA) • B thefins-K41 imeintion on the tcp lets of the hem of this statement is not U3S Finantiel Servies,L6S Frencial Seneca carries gnu account a clearing brick., byarrangement well the indexed anstauton We Wormed gnu of this reletorchP when you opened this aces. In this cask your lads and secedes are keeled a UBS financial Services and rot the ironscliceg broker, and gourmet mace a capon of ay ma or cminion to both firms. All accont statements shall be deemed ccerpbte ad accurate t not objected to in weiti-g within 60 days. • Please diet customer complaint or empties to he Fim'sClem Relations Deparment a 201-352-1699 or toll-free at 803.354-9103, 8.00 A.M. to 6:00 P.M. ET Monday through Friday, a in wedirg to LES Fruncial Seneca he., Client RelanalS DePalmen‘ P.O. Box 766 Unon City, ell 07087. • h me of er015 or suntan about an electronic herds transfer OM. b reS Vaa•debit card transactions, cal or wit. to UBS Feencial Services km., cum mance Rd, 6th floor, Weehawken 1g 07086, Attn MANESS Sakes. Cal a %Me as soon a you cat d you the* your statement or receipt 4 *nag orgy:duneed more rilennatisn dxut a transfer an the sIXemenit or reap; The Firm or Card tsar (as irpluble)must hear from you no Ism then 60 days after fit Sim sent you Pe fist statement on whit. the era or earthen gland. - Nvic ton r nattr n tpre.-ot t — Mute the error or tie render you an inure tot, andexplah as neap as you cal shy you belies t is an error a- why you need more information — Pronde the ddlar arrant of the suspected (sect The Firm or Cad Issuer MI irwaigae sot conpart and MI carect any enor promo*. I we taw rmre fan 10 totems days to do this we will credi your account For the mart you that 6 in erne, so tut you will have tie use of the money claing the tine h takes us to complete Our Mestgation. Please make all chalks pay-Job to the Fam or ire inntal rettution rdcated on he front of this statement hadditir to requiem accost fee; avant, may be subject to martentra lees, chcogs for Me padrent for marlin purchases and chug.' kr unpaid arricut ei cash aceouits. Accounts that at tearderred to other institutions may be subject to a trawler lie. UBS Sweep Options UM offers optiv kr sweeping cash balances, balances to bat deposits at UBS Brk USA and LBS AG Stanford trench (Bank Sweep rn5), money market mutual Ards (Mae; Ft.n) and the intend matDepose Accare (0Aila customers with an Mernatiznal Renece Management Account. Though tie Bank Sweep Proven cash balances Te swept to U85 Bak USA up to an es-dashed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at UBS Bank USA are FDIC ilSured in accordance with FDIC nits. For mime ilarnatir peat. sat wrmfdic sore Nowt at LBS AG StaMadElra-d) ad shores of Morey Fends are rot instred by the FDIC. Through the Ok 'nibble bead, balances are swept to depose accounts as UBS AG New Yak French ard LBS AGC *run Branch These deposits are not snared by ten:X. Balances held at the LES AG Cayman Brad, are temperanly noosed to the sovereign Sc of the Cann bland; and them is no wawa,. a other cingsation of LBS AG 10 repay the balances while on the LBS Cayman's Brach's books. Mims* at LBS Bak USA and each UBS AG Branch are not protected by SIPC, Money Fund shres are protected by SIPC See *U35 Feuncial Services Accent Potecticn- bebvt Upon pot regain, balances in the Bank Sweep Prop-ans.:et/A mg be withdrawn and shares of a Money Fund may be liquidated, ad the goods returned to you a your seorein account. hater ilem's:an about available swop *pions, inckedng anent Merest rates and deter; i available at wynembs wise frorn your Fruncial Advisor or by eating LES Financial Sender semen potation The Firer 6 a member of to Searkin Investor Protection Comoratbn 6IPC). Mitch protects acuities amarits of is members up lo S500,0:0 fncladrg S2(0,000 for dams for cash). The SIPC asset protection limits ;PAY to all a-conts that you hold in a panicuta- capacity. The Fim, together with certain affiliates, ha also purchased expbrnentalpeotection. The morrow mount payable to al *Gable clones, colrectieek trot this protection is 1500 millon a of December 10, 2013. Stbject to the poky corditons ad Imitations, cash a the Firm is further protected fa i.e to SI 9 million el the agg'egae for all sour amounts heed in a pertbular opacity. A fig apy of the poky wading is mailable uptl request. The SIPC protect en and the supplemental protection both do not apply • Certen financial assets controlled by (and encircled n your account value) but held away from LBS Financial Services (e.g., certain 0) cash at UBS Bat (ii call at LBS AG Surdad bunch (id isturne amixts including valid, annuities. and fed shares of nuked funds where such shares are registered dreedy n the nane of the account holier on the backs ad records of the applicable near or Welber agtra). • Cretin Minimal contracts or inwonent interests (eg., Bated pannershim and private placements) tat are rot registered ander the Securities Ace of I933; ad • Cornnodities cornets (e.g, foreign ',charge and prec bus metal contrentst includrg futures ant/acts ad commodity option contracts. The SIPC protects:nand the supplemental polection do not apply to these asset, awn 4 they otherwise appear on ma stamens. he SEC peotecticn ad the maOlariental protection do not protect rand changes in tie makes vale of was investments (whether a a result of market movement issuer batruptcy otherwise). More information is avaltfe Wan retard You may obtain more edam/Won about SIC, eclidrig the SIPC Brochure, by weaning SIFC a 202-371.8300a by asitng the Stet website atttaw.aptap Dividend Renvertment Program (DRIP) The crop reflected 6 an average mice You Mat obtan the actual price from was Fnaocial Advisor. Ors1y whole darn re purchased seder DRIP; partial shares wil be sold rd the cash wg b deposited h your etcetera The dviderd reinvestment pricesuppled by tester may offer from the market price at which tie partial shares at sold Cadekelieu whole ads may be hekhn you- account. if you ere sniffed to a pa-lial ant as a result of a &Mad payment oterwise, the Firm veil other sell prat snits at mina ;eke a accept an anount ditamincd by a rigattred clong agency. andcredit your accorn Investment objectives The neestmere °booms ad nsk profile an specific to each account and rng wry between Please Weise the Firm amen d& in ale-got wry sicpilicant change in xis finacial Muria or investment objectives. For each CONFIDENTIAL account MM, you choose One Of the following Mesment Venires' • Prague Cement/mom.. era no as seang the generation ce income erg.. • Mist* Opt*, Approciatan: Insestrnents seeking growth of prncpal rather than the generation of e. • Produce Combination of arcane and Capital of searg both tre geretatcn of ncome and veto' pf it OIL overall risk profiles • Constevanrt Seeks to maertin whit prinepal with low risk and volatility to the attars owral, even tin means the accost does not generate signil cant name a warn and may rot keep pace with inflation. • Makare. Willing to accept sane risk to pincOal and tolerate some notated, to seek hirer returns. • Agyressne: Wiling to accept high Sc to prnopal ad high volatility to melt highreturns over tine. Statement ¶ousehddng' We may consolidate al related account statements with the hone address n the sand envebpe. ACCOSeS may be related la this purpose became they have owners who also maitin Pm KCCard robtionthips with other <lents at the sane address. This prank* 6 knew, as •housel-oldrg R you prefer to receise rdiadual statements Meted es separate envebog — you may decline hauwholding by calIngjOLIF F Modal A&icor. Friendly account name The Friend& *mud name reflects information that you entered con the Fatnb orgne services websie. It a a cotorniuble *nielrarm • chasm by you to mid you web you recordkreping it has no legal effect an your accost. You can cha-ge yen RienAcaccotnt name; thoegh Orem Services a by contactrg yon Financial Adeisor. ACC04•11 overview • VA,* of po0f aCCOUntliOrt6k, Net of assets and • Asset. Inducks salable cash balances, vitas la restricted storey list), and Global tine Deposits, tr • end make to make; and sedan mats not held by tie Fim. Does rot include unrinced secudie0 assets at the end of the pior and caveat staterreM periods, or prorate rwearrents, parented stock options red entrasabee dock anions • Lialeartal Include, debt behron cutdarding frogn tort,, credit lit dace accant betimes. • Cashlmoney balances. Total of uninvested available cash balances. plus UBS Bak USA deposit baferces,U3S AG Stamford Bench deposit balances and rocney make MALI fund sweep biro; at the clan of the statement period. Norsccermodey lee credit balances in your accost are rot segregated from other balances and the Fim may use any of these funds b the ordinay course of its laziness. These funds ase payable upon your &nerd. This total n included.. te cunent period closi-g value. SDNY_GM_00025246 EFTA_00135866 EFTA01277099 important information about your statement (Gbn (Wed) Lending information Fre delaAed informalon on **Fins lending practices and and:outs. refer to wis Clem Relafienthip Agreemeni or Arm** Arement and the General Terns ad Conditions LOS Statement of Cad Practices mailable in Agnemen0 and Cancbsures sumer ribs romiacceurArinflgam. Yew Sett You stmemeed sins waritits ri d other assets held in the acant at the and of the statement period. You may ask for delve& of lolly paid seardies at art/ time. You may recent secuthes used as loan co/karat after paying any balance eke on them. Any securities a oh Ill to the Mumdein the Ohtani pored are Feudal market vale as of the mel of the staemerd Peal • Cost bat- h detaining the cost base of the earthes itxtuded in this statenent. where instead th the nearby LOS f halal Services hat relied o n n informal's' cbuined from scones other than UBS Finixial Service% including Mom/dim Ina another him or that you may have provided to you Fnancial Adieus. The Finn does nal indtbenierely wily a "aurae* the accur a valeta), of any information provided by saner aw than 1.65 Fruncial Senices h affelen, aftliough LOS Financial knees general& iodates the igernutian as it is received. the firm cases not pack at asuances at the inforinaien under "Cost basis' and "Unealced gaff loci is acute as ci the date of this statement. As such please do not refis on this elf aeration to make pasha a sale decisions, for Is peposes OthMaist. Accounts transferred to the Finn May ref ea garbs Sara en on& for the period car tine they are held a the Mn More historical nionalon can be added by you Anoxia Ada,. • Unmediated gaitilomea roan data is avaitablt. estenated urreafized wine losses are calculated for eavidual searey lots. 1* transaction data for rekvalmi lots mayor may not reelect cormesions, chron infra - vacuity reorganatin has. Okada and other renveament lots and systernatk wase km ad each contned to display One 3w:faced lot The 'Trade date colonel presents the orqiul transecoon trade dam • Callable securities Bends and preferred stock that the issuer cats for ea redemption wit be selected impartial& by lot Ircm among all Se011seS of that issue held in our rue* or *nominee** It, at clients. Call Semite hIcamaticn is *Maned from third panes and acs accts., is not guaranteed. Other call leases may hot witch could affect yield carckle aranalta will be prmided upon request • Certificates of deposit (CD.). Cos so FOK read up to $29(),000 in princioal and accrued interest per depose« and per depository thaseet in accordance with FOIC hies. • Pritethalue anon displayed for whim and other «oda% may be higher a lower than the pice that pu wad acuaty recent n the market Feces obtained from Wien died patty sources which a bekve to be reliable, but we do not garnet the. arcuracy. - We cony* vie the doting pot, mien vase or the mean of the bid and ask prices foe listed SeCtritieS ad cohortson on& lad prices ice OTC securities. — Less aster& traded securities maybe «iced using a ...Lotion model a the most recent pie we ebtahed and may not reflect an actual market once cc sakie. — Certain positions may appear mass a pee and will show spice was not avalable• ft we re unable to obtain a price for a warily — Deposits Cr smuts deexmated in °henries ocher than U.S. dotes are reflected at the enhaege rate as of the statement date. - Ter certain searities eating in nonconforming denteninmens. pee ad CluemlitY 0 ace value) may have been adasted to failealecnater vabaion. To abler) Current ctotakee, Men amiable, coact rostr flannel Ad.'s«. • Private easement and drawled products. Private instant morales (ix lading Oat participation pecqam and real estate imestmerd tat securitin) and sawed praxis are general& hejily Skean Cwt... structured ;redacts have not been adored with the Securities and Exchaw Commissith a titer any state securities laws. We provide estimated yaks for private inytillnent mantes and structered products for inkeramorul Paws only. Acctracy is not guaranteed — These vain ay differ substantial& from prices, if ay, at *hits a private investment secuity sauteed prodad may be bats or sold ad do not necessarily represent the vak* you my raise too, liq,idation. - lhid party estinges of vat* aro as of a rowan dale end ate seroplied to UBS Financial Services an a regular basis by an independent vat-salon I a. — Issuer general pain. Of sponsor estimated values. it arab at supplied to the Fatty the our. gnat para.* a space and may be calculated based on different Momabon from that used by third petite to done thee meowed vales. - You can °teen addinul rionnaten regarding the methodology used to decennia the minum al value and the date of the formation that is the basil« the estimate by contacting stir Financol Advises - Mid pa est:awed vales may be reflected as 'Not peed' ei several Wane when an independent valuation Inn has not stppleda is unable to assign a vale, when we become awav that a material event has occurred that may call a pea:us& needed Wm nio quest:xi a when a rate wend be high& speculative due to the mare of the matey — When neither menu*, general partner a sponsor estimated vain nee a thed-pany estimated value is provided, the !olio of the security will be di/levent Inn es purchase Pee- — 'Detrtesions to date' may include returnof caehat name cr both. — •Cognalursi see' represents the nasal offer's; pixy per sou and may not feat(' rafr cost bass • Restricted sonorities Resented Seantin general& ere not current& eliable for public sale. 1.035Firuncial Services use, the market peke of the unrestricted slack of the same issuer as an imputed value for the restricted sled for purposes el the stetemene any. To the eggs that restricted securities' are eliabe for me, the *Ise received may be stiostaial& less than the imputed value shown • Eq. (estimeted) income, currerrt yield. and rata An estimate of anal income is baud on current dvidtnd rd interest rates, awning the securities will be held foe ow year from statement date or trail nativity. TM mina is only a gudeine, accuracy and continued interne av rot guiranteect — Estimated anal inane and curet yield for (elan types of securities could include a rerun of Preece' on Capital gain n vein case the est. income Ord twat yekg would be overstated. — (stated anal income and current yield and the actual income and yield night be Meer or higher than the estmted amounts. — An imamate of re-malted i-eorme (dividend axles interest) divided by the *trent make venateanuage balance is based on the last dividend or Merest payment made by the issuer and eaves the seasitiMetepouts will be hell for ore year from the statement dates 'arid matudy. Accuracy and continued yield are not gurranteed • Assets not held by UBS Fifefleiel Services. Certain assets ate not held by the Firn and not wen the Fern's possesscn or control. These assets are deployed on yas statement for Moratorial pm-pow only. Patens and values presented we presided by the swig fem. 1,85 Financial Services is not respable for tvs inf cannon and does not guarantee is actuary. These assets are rot protected by SIC or the Finis supplemental RIC coverage. • Revenue sharing and additional compensation. — In adation to CCOOliSSCaS on mks and 12b1 lees received n ccenecton with the daemon of mutual lunch toot dares we ands cum off wale make revenue sharing Parma fat di:Iris:ten arida advisors of the mutual funds that we sell. Rose amens are based on two different components 0 the amount of sales by U3S of a petal, mutual hen finny to our awns. and GO the mot yak., of a particular mutual fund lani&I shy.t held a the fins. — We and or afloat. ate have netweekng and «axe processing lees is cadent«, It, tracer agent sakes that we Faith to the mutual kids These feesgenerally are pad horn d invests assets h the mutual fu-d and are a fired oer amount based on the number of accounts at the **(brim* hotting modal lands of that fund family CONFIDENTIAL - h ackan to commesseths received in connecter' wail the sale or distrbAion of anAy contacts and eat investment Intl units to Our (hells, we ands as affiliate redeye name sluing coneensmen from many of the Murtha corepanirs urdenweing the an {overacts. all Fetes of We Insurance cceroanies or sponsors of the trot investment VW'S we «saute. — Cur athletes also ma leading canrnesions and other compensate° from raual fuel; and insurance companies vase products we dmIrkellt — We receive an annul fee loom UBS Bak USA ad UBS AG Suffield Brandt of up to $25 per accosts sweeping b Ow bares undue the UBS Bank Sweep again. Activity hlonrutronregerdng carnssians and other charges incanted n correction with the taut«, al trades. nosing omen transactions has been included en confirmations previously furnished to you, an/ can be proms to you prarestly on reepteSt. chart If you are engaged n sham seri-gateway, you may incura charge die to (email banning costs fa that parlkular security. Open radon ReffPfdesd open a 'srockliacancellee ceders that were not einuted by the stamen date. open buy ad sell stop orders are reduced by the mare of diadem's or rigsts on an ex-dividends or seriph date unless iretructed otherwise by has You am responsble foe «Oen that ate eased due to you failure to cancel test open orders. Privacy To obtain a copy of our current Chem rrifacy Notice. pease contact your Friancial Adria ce vie ou websee at gene uturonfreivadenere UBS rmancial Services is not a bat the RMAv Business Steven Account BSA and IRMA re bazar accounts which provide access so baling services and products though arra-wants was Of Waled barks and other thrd-party banks, and provides access to nsurarke and annoy prodacts issued by wall diated thirty-any insurance companies through Muria agency subsidiaries of UBS Financial Services hr. Ine-unront, nsurance. and annuityproducts: Not FOR seised • No ban guarantee* May lose value BMA Rouyn Managerrni Arcata. Business Service. Accoint BSA, AMA and nternananal Resouce Management Accost are registered Reece mails of UBS financial Services as Visa Siannue is a monad service mark of Visa anutioeut IBS ved Signature cede cards rd Les Vat debt cards are eased by LOS Bank USA with pennon from Vna USA morpormed. LBS Financial Services Inc. Pay 201511 SDNY_GM_00025247 EFTA_00 I 35867 EFTA01277100 *UBS lifiS Financial Services Inc 299 Park Avenue 25th Floor New York 1W 10171.0002 ANP7001C615510316X13 YI 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your rinandal Advisor. SCOTT STACKMANILYLE CASRIEL Phone Business Services Account March 2016 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the Resourceline at on February 29 (V on March 31(S) account Visltour websIta: www.ubscomainancialseNices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aedt report annually from www.annuakreditrepost.com. Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 $5,238.24 Tracking the value of your account ',228 2?.3 2 5,2382 5.2382 Dec 2014 Dec 2015 Feb 2016 Mar 2016 Sources of your account growth during 2016 Value of your account at year end 2015 $5233.24 Your investment return Charge in market value Value of your account on Mar 31, 2016 SDNY GM 00025248 SO® SS238.24 Member SIPC ANP7004:00011:61551 NPI000127670 C0001 0316 00CC00000 Y123661550101000 Page 1 of 6 CONFIDENTIAL EFTA_00135868 EFTA01277101 *DUBS Business Services Account March 20 7 6 Your account balance sheet Summary of your assets Value on March 31 (9) Percentage of your account A Cash and rrxmey balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Friendly account name: tL • • Account number: Your current asset allocation A Eye on the markets Index Your rl vandal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% Percentage change March 2016 Year to date 6.78% 1.35% 7.04% 0.97% 6.59% -2.88% 0.92% 3.03% ANP70003001061552 NP7000127620 COCO' 0316 DOCO3C000 Y123661650 IOMAlteGht000252livre 2 of 6 CONFIDENTIAL EFTA_00135869 EFTA01277102 SUBS Business Services Account March 2016 Change in the value of your account March 2016 Year to date IS) Opening account value $5,238.24 $5,238.24 Closing account value $5238.24 UBS Bank USA Business Account APY interest period Feb 5 - Mar 6 Opening UBS Bank USA Business balance Feb 5 $5,238.24 85,238.24 Closing UBS Bank USA Business balance Mar 6 85,238.24 Number of days in interest period 31 Average daily balance 85,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name:MAx FOUNDATION Account number. Your investment objectives: You have identified the fdlowing invesunent objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Fioncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital apprecutron Your risk profile: Pnmary - moderate Investment diglbihty conc.:144'21ton - None seiected Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out. Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00025250 O1117(1003001061653 NP70:0127620 00031 0316 000030300 Y123661650101000 Page 3 nf 6 CONFIDENTIAL EFTA 00135870 EFTA01277103 *UBS Yournotes CONFIDENTIAL EFTA,1358, EFTA01277104 *DUBS Business Services Account March 2016 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number Some PhCes, income dry current vaues Sh0nn May teappi0Arnble. AS a festt gam aid losses ma/ n01 De ECcutalely telleded. Set Aporunt infosmafron Stour your statement a the end of this dtcumem for rote information. Cash Cash and money balances Cash and morcy balances ma/ include. avalaile cash balances, UBS Bar* USA depoat account balances, UBS AG Stallard Branch Cepovt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balanCeS are insured by the WC vAlbn epstic able limits, but are nod protected by S/PC USS AG Stanford Brant hdeposn swum balances are not insured ty FDIC and are not protected by StPC Money mantel sweep batances are protected by SSC but at not insured by the FDIC. See the rmportant information about your statement at the end of this docunent for del aes about those Sanas. 0penng Wane. Closing belaxe Price per share Average Hddng on Mat I (5) on Mar 31 (1) on Mar 31 (1) rate UBS BANK USA Bus ACCT 5.23824 5238.24 250.000 00 Drilckncl Interest period Your %sandal Advisor: SCOTT STACKMANLYLE CASRIEL Drys m period Cap arounl Your total assets value On Mar 31 (5) Percentage 01 Cost alienated year ac0unt 0.35,5 (5) annual income (5) Unreatied gain 0r 1055 (5) Cash Total $5,238.24 100.00% $5,238.24 Cash and money balances 5,23814 100.00% 5,238.24 SDNY GM 00025252 AelP70003001061 555 NP7003127620 00C01 0316 00C030000 Y123661550101000 Page S of 6 CONFIDENTIAL EFTA_00135872 EFTA01277105 *UBS Yournotes -' CONFIDENTIAL EFTA,135873 EFTA01277106 Important information about your statement 1.85 Francial Services Pc. (the Fern or UBS Fnercial Sr tea). is a minter of all principal acuity, ccmrrodty and cob:concha-ages. UBS Financial Semler, and U135 Bank USA ate i-died subsilenes of UPS AG and aft ihaes of U3S Startles LLC. The Flares fnanoal statement h available upon reckest The Fim's hewn& off km ire at 1115 Financial Senses Inc. 1200 Harbor Boulevad Weeheinken, NJ 07086 This aatemerif repesents the only official record of you' IBS Financial Services account. Other wads, beep( official twdocunents. contanng conflictingdata should not be relied wan II you bele* there is en tour cr 'minion. phase report it immediately n writing to the Branch Manager of the office strung your account. Allestip al 'ivies noun are Mended to be actuate statement ctn.. thoukl not be wed for tar proposes Rely week on yerend tax kerns, (le Form 1099. 5498. 10425. etc ) when orepamg your fax return. The Fim required by law to report to the IRS alltaxable &Wend; mportabb rontarebb theittand and untie ?detest erred en families held in you meant net proceeds on see tra-sactire, ad cog basis on certain covered searaies. Caversanketkne with the Firm • Fleas* reconfirm in, oral cormoncationt in writing to further protect your rides indudrg your rados under the Seonies Investor Protection Act (SPAR • If the financial Mtitution cn the top left of the tad of this slams isnot IBS Fared Saykes.U3S Financial Semites carries year account as dieting tacker by arra-gement wish the rdcated institution We informed you of this relatcnshio Pd1enTraa opened this ocean. h the cast your tu-a and marines tre located at UBS financial Stakes and rot the inolaceg broker, rd you nut make airport of any error or emission to both firms Asdesabed in the imoun ageerrents, yea mat natty us of any errors or baud invoking docks reflected an your statemont withal 30 days after t was mailed or made avalike. All staternerds shall be <berried complete a-d acarate n act other respects if not objected ton *rang within 60 days. • Pleamdlect astomer canptaCti or 1 q.ann to to Fern's C leM Rebhan Depatnent at 201.352.1699 cr tollfree at 800-354-9I03, 8:CO A M to 602 P.M ET Monday through Friday, a in wring to 1185 Financial Semites Irc., Client Pet/tiers Depinment, P.O. Box 766 Union Ciy, NI 07087. • h case of errors or questins about an electronic firds transfer (EFT), EIS Visedebit card transactions, call a wee SPUDS Fnanual Senses Ix., WOO Harbor Blvd., 6th floor, Weehawken NJ 070£6, Ann ROANBSA Senses Cal a write as soon as you can, if you that yes stakrrent or receipt 6 wren) or 4 you need more edomaten tail a under on the statemmt or neon* The Firm or Card bsuer (as aPPIcable)musl her IroMyOu no later than 60 days after the Frm sent you the list st lit4014.11 on which the erns or Problem aePerod. - Flood, yow name rd accost IlleciStc Of any) — Desert* the error or the tansies you we inure about, ad egoism as <barb as yeu en why you believe t is anent or why you need more Samoan — Frondethe dolor amaint of de suspected era. The Firm or Card bsuer will ivestgete you <emplane and will correct any enor pomp*. For alleged *non engin"? UBS Viet debit cad transactions. if we take more than 10 bk inns days to &this, we will credit yds* acorn for the amount you think 6 in error, so that you suit have the use of the money dunng he tine it takes us to complete our iwestiption. Please mike all checks payable to the Firm or the Inns& lanolin (ticked on the trait of ha statement In addition to nrgiar acacia fees, accounts 'nay be abject to mai-donate fees. changes for We torrent tar securities purchases and charges ice unpaid arncares n cash acostnts Accounts that we tansferred to other instnAcns my be subject to a maser tee. UM Sweep Options U65 offers options kr meting cash balances, balances to bark deposits at UBS Ba-k US& and U3S AG Stanford branch (Burk Sweep Progeny), moneymann mutual firch Money Funds) and the Intetralional Depose Accost (DA)for customers nit an International Rescue, Managemeed Account. Through the Bat Sweep Program% cash bala-ces we swept to ILESBank LISA go to an established NV ad then to UBS AG Stanford Winch or a Money Fund. Deposits at Les Bank USA are FIX Mired in accordance whh FCC nibs. For more int <motion Pere v6A wewidic goo. Deposal a 1.65 AG StamfordBra-Eh ad shares of Money Fads are rot hared by the FCC. Through the DA, amiliole to cath balaxes we swept to depose axants al UBS AG NewYak Branch and 1.85 AG Caron Branch These deposits are not routed by the FCC. Sines held at the 1.85 AG Caron Bench are temporny hposed to the sovemign rick of the Chmen binds. and there is no g.warsee or odor obigabon of UBS AG to repay to Dilates %Nil cn the UK Cayman's Brach's books, Deposes a LBS Bark USA and each UBS AG Stanch are rot protected by 51K. Monty Fund shares are protected by SIPC. See 'LBS Financial krises Accost Protection' below. Upon pis IsNUSIS, balances in to Bank Sweep Programs or DA may be wittdrawn arid shares of a Manes Fundmay be ligiclate; and the proceeds returned to you or yeti sea-rdin =can. Bather i-icemalcn about amiable sweep options, nclairg parent interest rates and yelds, is mailable at remv.ubscorrinveepyrelds, from your Fnancial Advisor or by calling 800762.1000. UBS Pitantial Stereos account protection The Fin, is a member of do Shy ties hien norection Corporation (51PC). which protects townies wow-Mot its menters up to 5500.003 (including $250,000 ice claim for cash). The SIPC asset protection limits apply to al w.conts that you hold n a paniodar capaoky. 1110 Fill; together with certain affiliate, ha also purchased supplemental protection. The no:airman /moot payable to al eighte clients. cobecleelyu-dw this protection is 1500 Shoo as et Decanter TO, 2015. bnact tot* poky catkins ad hi-nimbi); cash at the firm is further protected for up to $1.9 million in the agTegate for admit accounts held it ?pa-tinier caPacity. Aft,' copy of tie policy wadeg is wail** upon request. The SIPC protection and the si-pplermntal protection both do not a0011 to, • Certain financial assets controlled by (and inclad your account value) be held away from LOSFinancial Service, g., caking/cash at UBS Bark USA, lig cash at WS AG US.brard-in, muffle triscitta, including with enmities, and (k) shares of annual funds where such shires are registered drealy in the name of the account holder an the books and records of the appliceble Muer a tinder agent). • Certain rwestmert contract, or intestinal roman (e g.. limited partnerships ad private placements) that are rot regttered under the Securities Act of 1933; end • Commodities contacts (e.g, foreign exchange and prec tut metal certratO inducirg futures carnets and commodity cpticn contracts. The SIPC protector and the supplemental proteclon do not apply so these assets then if they othensise appear on yes statements. The SVC protection and the applemental protection do not protect against changes in tie malret vale of yak investments (*tether as a t reset o rwe ol market e) movement moment issue. balcruptcy h ce More information is awed* tarot repast. You may obtain more information show 5K, hclaing the 51PC Brochure, by contacting 51K at 202-37143300 or by eking the SIC website at mew.spepag Dividend Reinitiating Program (D W) The price reflected is an average price. You may obtan the actual pia bon yos Fnancial Advisor. Orgy wok shares are purchased under DPW; panel shayswit be sold rd the cash wit be deposited n your account The trident rernestrnem pice applied byte eaass may &ler from the mike price at *tech the partial shares are sold Crnivliaa Cn& to a May be held in yeti accent. If you are entitled to a partial unit a a result of a dniderd payment or rise, the Finn will gather sell paid saes at marten price a accept an arrant determined try a registered cleri-g agency, rd credit par vowel Investment objectives The nvestment oblectws and risk profile are speck to tech account and may vary between pa acorn flea advice the Firm prorrm b in erring of a-y CONFIDENTIAL sighilcart change n your Gunnel siturtion investment objectives. For each accord held, yo4 choose one of the follwand eminent ebjectreas • Produce Correa income Inesh in, as seeking the generation of tcome any. • Achieve Capti/Appcaciatort Inaestments kiting growth of pinata' rather than the generation of income. • Produce Condyinenen ofMoomo an:10000 Apeman:in. Imesenents seekrg both he generation of mane and growth of pricPal. Overall risk profiles • Consonanw Seeks to mantain pri-cPet with low risk ad volatility to the accord twat even if that means the accost does net generate signdica-t incorre a rams and may not keep pace with inflatkn. • Moderato Willing to accept acme risk to pinopal aid tolerate setae volatility to seek I4wr return,. • Aggressid: WEN to accept hit. risk to pinapal ad high volatility to seek high returns over time. • Investment Eagan* Consideration: I selected a portion d the portfolio for that account may nclude corrplex stragies, tinted liquicky and create volatile?. StatemaM ahotawboldIng• We may consolidate all related account statements with the arm address n the same envelope. eg. because they have otters take maintain join account rektionshlos with oter dents at the 111Te address. If you prefer to mein indindual statements mailed in separate metopes, you may d«Ine hmenoling by calling your Financial Advisor. Friendly account name The Friendly account name is a cusiomeable *ni:knane clown by you to assist you with your record; eepin; has n, legal effect on your account You co-i chrge your friendly account names, through Onlne Services a by contacting yes Fivricalacigsa. ACCOIllt owrvww • V al• of your taormtpornbfra Net of assets rd Staines • Amen Includes available cash balance; titresfor restricted secure), (est,),. and Global Tine Deposits, unreeind marls to market, and certain assets not held by the Fim. Dots rot include unprical seastiolascets at the rd of de plan and curent statement penods, or ornate noesanents untested stock options aid ',steade stock options • Oakes nines debt Waxes, onsterdng merge+ Ions, credit line, *ices asocial hatinces. • Coahlmoney balances. Total of uninvested available cash balances, pin demit balances al UBS Bank USA., UBS AG U.S. Branches end =coy matte rrutui find seep balances. at the close of tie statement peciCid. Non.corrmoclity free aiedt Wishes in you vaunt are not segnmed from *ha balances and the Fim may use any of these fuxb tithe ordina-y course of its busikss These funds wens** apcn your demad. This total is ex Lded in the curent period casing vale. SDNY_GM_00025254 EFTA_00135874 EFTA01277107 Important information about your statement (COMMied) Landing information Ice Mated prmenution on the Fitres lending awaits and chaste.% refer to yar Client Relate-chip Acreernrit or Accost Agreement and the Ciervatal Terris ad Conditions. UBS Statement of Credit Nantes nobble in Agreement and Disclosures at jure udkromthreriteiriiiirlmi ores. Yaw wets Your staemem amines securities rid other assets heti in the account at the end of the staternert period. You may ask for &brow d full/ paid sautes at re time. You mar receive wadies tied as loan collateral after paying any balance de on them. der/ securities banal/alto the Fern dreg the statement period are liked at market yaw as of the ended the statement period. • Gad batik In tetirrnning the cost basis of the sautes included in this casement, vitae indicated vet the natter 'I,' LES Fnancial Services has relied on information obtained from sources other than LES Phanual Services, including nformstion Iran another fern a that you mw ham provided to you Finrcial Adrisor. The Firm does rot indePerdently verify Cr guarantee the acaracy a viably of ark information provided by acmes other than LEG Financial Semites h addniab although LESFinancial Stakes generally ,.plates this tdcrmaticn as it is reamed, the Firm does not provia are assurances tat to ntarnation order 'Cost basis' and 'Unrealised gad lose is accurate as a the date of thk statement. As such phase do rot mega on the nformation to make rtraese cc sale decisions. la tar ;arose; ce otetwise. Accounts transferred to the Film mei reflect grabs itenution only foe the period of tine byre held at the Fim More historical inkematen ro be added by you- Financial Advisor. • Unrealized gangland; %Ten data t arailipti *kneed wreaked gairmilosses are aerated kr ihdvidaaseary lots. The transaction data for ideidaa bit may or may not laden commisfons, Ccl= amerce security reorganizat en events. cl and other reinvestment lob ad systematic pintos* bb are each combined to diaby tee awraged lot. The 'Trade date comes prevents the anginal transaction trade date. • Callable wectirities Bonds and preferred stock that the suer cal, for eery redemption will be sekcied impartial& by lot frcm arrcrg all scosein of that sea held hour name or in nominee nine fa as dents. Can lease ?donation is alinedfromthird parties and is accuracy is not guaranteed. Otter call leases may hest which could affect weld complete information will be provided upon request • Certificates of deposit (CDG. CDs are FDIC nstred Lp to 1250,000 in principal and accrued interest per depositor and per depository institute\ in acconana wit, RAC rules. • Plicefvalue Paces dialayed fix secunoes and other prodxts may be higher or borer than the price that you would utuaIN receive in the market. Prices a-e obtained from venous third party sources which we believe to be reliable, but we do not gunntee their sauna - We ;serer* use he clostg price when amiable cc the mean of the bid and ask prices for listed securities and options a or* bid prices la OTC acuities - Less active1traied swathes may be priced using a valuation model a the most recent price we cbtaned and may not reflect an weal marker price a vas - Certain postai, nu-y apper without a price ad will dxw as 'eke was rot available' awe are sable to ocean a price for a acuity. - Deposits a securmes denominated ncurrercies other than US dollen se ref kited at the exhunge rate as of the statement date. - fa certain searkies Paine innor-scoot ormiv denominations price and quality (lace wt.*) may have been adjusted to facilitate prgar valuators. To captain anent quotations, when &math, contact yar Finartial Armscr. • Private investments and structured products. Private nwstmert shanties (nottlrg drat participation program and real estate investment but swarms) and auctued Freda are genstalV hghy Gad. Certain structued pockets have not been registered with the Securities and Exchana COMM6Skrt a Lacier try slate secumies laws. We pnakkevenated estate for pita investment acuities and stnd urod products for neormationd tispost °Mr karma isnot guaranteed. - These vales may differ stbstirtialy Pan pre.; il any, at which a aerate iwestrarn WWII Cr structured product may be bought of sold and do rot noototwibr rep-eserd the valet you may receive moon liquidation. - Third party enmaesot vaLe re as of a certain date and are supplied MUM Friaxiar Services on a rebuts ben by an independent volution lira. - lots. general panne, orsponox estimated rapes, iI ay, are moplied to to Fin by the issuer, general partner or sponsor and may be eattlated based on dikter* in time that used by *Cid main to claim their estimated goes. - You can obtain Satin' iltimation regarding the methodology used to determine the estimate of value and the date of the informationthat is the basis for the estimate by contacting your Financial Advisor. - Third pity airman: vain may be reflected as 'Ma pried in several 'tuitions: when an taperctint valuation Imo has not stoPlaed of 6 unable to assign a vane, when we become seam that a material mfmt has craned thee mat call a preMousb reputed sots into question, or mhen a value would be highly speculate., due to the nature of the seconty. - When neither an issuer, general panne or sponsor estimated valor nor • thectparry estimated glee is pnvded the take of the security will be diHerent from its puchase Pnee. - triaibutions to date may indude retu-n of capitaL inseam or both. - • 0rignal ant see represent the initial &ferns3 pike per one and my not reflect yap' cost basis • Restricted seaside, Bean s-red senates generalbr re rol currency eigbk kr public sale. MTh SF Services uses the maket price of the Lnrestixted stook of the time issuer as an mputed value for Om restricted stock for purposes of Mei statement only. To the ettent that madded seariiin are eliable for sale, the vale rackedmay be stbstanbal1less thrm the imputed vale thaw. • Ea (eetimetad) income, orient yields and rates. An ultras of a-nuel :loam, is based on current dniderd ad interest rates, assuming the sear tes will be held for one yes from statement date or until maturity The ,, matt is only a quaint, accuracy and cortinued income an not guaranteed — Estimated read 'acme rd talent yield for certain bees of waits could include a rettm of prmapal or capital gait n match case the est income tind Current yiell would be owniated. — Estimated antral harm and caveat Weld and the anal name ad Pell might be lover or higher than the hinted amounts. — An eninge of avualaed income (dividend andor interest) divided by the Omit market vatitaweage balance is based on the last dividend or intern payment made by the issuer and amines to seannesreleposes will be held f or Cr. year from the statement date or until !cavity. Accuracy rd continued yob re not %wafted • ASS•ti not hekl by WS Financial Services. Certain assets ae rot held by the Fitt rd not vethn the Finns possession or corwol. These assets arc disphyed on vox statement for informational purposes only. Petitions and values presented are provided by tlx twig fem. LBS Financial Services is not responsible for this rformation and does not guarantee its accuracy. These worm n rot protected by SPC or tie Finis supplemental SITC coverage. • Revenue during and ad.:Miami compersaticet — In addition to commissions on saes and 1210-I fees received in correction well the distribution of rrutLul knob to our chants we ander our Iffiest receive revenue sharing payiTentS tan daributors a-dor advisors of theSWUM funds that we sell. These arrant are based on two different con xnents (I the arnant of sales by LBS of a paticular mutual fund I amiB to our climb; and (0) the asset value of a parlicula- mutual fund amiVs shares held at tie Inn — We and cur atIdate ado receive netwosking and ormtus processing fees in consideration for transfer agent services that eve provide to the mutual fun*. These fees generally are pad from investor asset in the mutual kind and are a load ads rmount based an the nymber of accounts at the broketdealer holdngmutui finds of that hind family CONFIDENTIAL — h addition tocommissionsreceived r connection with the sale a dstrbution of array contract rdunt inocanent but unit tools clients, at rdor ar affiliate ream reserve shatig compensation fromnary of the instance companies treferwreing the annuity contrasts, Of bates of the insurarm anwaries or sponsors d Mount inkarnert mots We Mitt I:Ott ▪ Ott affiliates also receive trading commorms and other compensation from mutual has and inkrance companies mhos* produces we daubs. - Wereceive an awned fee horn UM Ba-k LEA and UBS AG Stamford Bench of tea to $75 per account soaping to the bales under the UBS Bark Sweep Proqaark. Activity Information regardng ammksions and other charges incurred in correction wth the executer, of wades, inducing option transactions ha peen included on confirmations previously Vanished to you, and be provided to you promptly on repast. Short siting II you are engaged in short wring a w.unty, you may incur a thug* due to (Maintain...iv costs for that pa-aural seoxty. Open orders Regarding open or • gm:Mil-canceled' aides that were not executed by the statement date, open buy and tel stop ceders re maned by the amount of disiands or ritesen an arc-dividends a etirkkits dire unless instated otherwise by yak You are responsble for orders that are executed da to you' failure to cancel "Gag open orders Privacy To obtan a copy of our current Client /Vivify Noiice, please contact you F narxial Advisor a mat ox estate • wmw uh- remdriraididdrifee UBS Firmed Senaes s rot a brit The BMA, Baines, Services Accost BSA and IMAA ire brokerage a-cants which pr vide access so bakingservices zedproducts through arrirgaineeds wash dilated bat and other third pany barks, and provides access to incurs-co and army products issued by unaHiliated thin:Italy 'wince companies through insurance agency stbsicianes of LBS Financial Services Inc. Investment, instrarrit ad a-ruky products: Not FDIC eased • No bank gurantea May bse value RMA. Resource Management Arai nt. Business Services Account RSA, IRNIA rd international Resource Makagernire Accant n registered servke marks of UBS Financier Senrces he Vita arature is a rebound Service murk of Visa Imemationat UBS visa Signalse cede ands rd LBS Via &be east are issued by UK Bark USA with permission from Visa U SA Incorporated. • Finincial Services Ink Fey 201603 SDNY_G M_0002 5255 EFTA_00135875 EFTA01277108 c;It UBS 065 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 646170036132470416 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACK kilANLYLE CASRIEL Phone Business Services Account April 2016 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statemeat? Value of your account Call your Financial Advisor or the RescurceLine at on March 31 (5) on April 29 (1) account 1.4sit our website: lvww.ubs.comainancialsennces Items for your attention y Help protect yourself from fraud and review bank, credit curd, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepottcom. YOur assets 5,238.24 5,238.24 Your liabilitieS 0.00 0.00 Value of your account 35238.24 $5238.24 Tracking the value of your account 9,2232 S 5,2362 5.238.2 Dec 21)14 Dec 2015 Mar 2016 A012016 Sources of your account growth during 2016 Valve of your account at year end 2015 $5238.24 Your investment return Change in market vane Value of your accout 041 Apr 29. 2016 SDNY GM 00025256 5000 SS23B2A Member SIPC ANP700020C0613247Ne70C0059368 00001 Y1 23661 550 000000 0416000:00000 Page 1 of 6 CONFIDENTIAL EFTA_00135876 EFTA01277109 SUBS Business Services Account April 2016 Your account balance sheet Summary of your assets Value on April 29 ($) Percentage of your account A Cash and money balances 5,238.24 100.00% B Cash alternatives 0.00 000% C Equities 000 0 00% D Fixed income 0.(20 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Friendly account name: ' • Account number: Your current asset allocation A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UPS Bank USA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% Percentage change April 2016 Year to date 0.39% 1.74% 0.62% 1.59% 3.00% 0.04% 0.38% 3.43% ANP 70002003613240 NF7003000360 ()XV 04160000X000 Y123661 SS0COMYGM00025a9u 2 of 6 CONFIDENTIAL EFIA_00135877 EFTA01277110 Business Services Account SUBS April ?CV: Change in the value of your account April 2016 (1) Year to date ($) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 UBS Bank USA Business Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Business balance Mar 7 $5,238.24 85,238.24 Closing UBS Bank USA Business balance Apr 6 85,238.24 Number of days in interest period 31 Average daily balance 85,238.24 Interest earned 50.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fi,ancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - moderate investment eligibihty cceiscletabon - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Pi mandril Advisor: SCOTT STACKMANLYLE CASRJEL SDNY GM 00025258 OW70007000613249 NP7003059368 COCCI 0416 000030000 Y123661560000000 Page 3 of 6 CONFIDENTIAL EFTA_00135878 EFTA01277111 *UBS Yournotes xa,omom3nonimoomesoomotiscaomoomm3mssov,,,,,, G. m.• a s CONFIDENTIAL EFTA,B38, EFTA01277112 *UBS Business Services Account April 20IC Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some paces, income and current Moo ShMon May teapplodtrame. AS a hoot guns aidtosses ma/ not be econaiely reflected. Ste knportant infosmafron about your statement a Ine end of the ctcument for more infoenson. Cash Cash and money balances Cash and mooay balances may include avalade cash balances, UBS Bant USA &pont account balances, UBS AG Starford Branch Cepovt account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl h n arctic8de limits, but are not peolected by SiPC tsar AG Stanford Branch deposit ace oum Mantes an not insured by FDIC and are not protected by 9PC Money market sweep batances are protected by SEC but are not 'muted by the FDIC. See the rmportaht information about your Sfitetnent at the end of this document for detain about those blames. Hddng UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Goering Wax< Clonng Wilma on Apr 1(S) on Apr 29 (I) Price per share on Apr 29 (I) Average rate DnIdencl Interest period Your Handal Adelson SCOTT STACK MANWLE CASNEL DSO Oft petiOd Cap arount CS) Your total assets Wane on Apr 29 (5) Percentage of Cost ESIHMted your aCCOunt basis (5) annual interne fl tiarearZed gain or 1055 (5) Cab Cult mud money Wyman Total $5,238.24 100.00% $5,238.24 5,23814 100.00% 5238.24 SONY GM 00025260 ANP7C0020C0613251 NV7003059368 0003I 0416 000030000 Y123661550000000 Page 5 of 6 CONFIDENTIAL EFTN_00135880 EFTA01277113 *UBS Your notes .......”..noco ao...soncoo.........iy G. ona25,,190 6 of 6 Eod of ...en, fo, account o,... CONFIDENTIAL EFT,00135881 EFTA01277114 Important information about your statement U35 Fiume's' Services Pc. (the Firm or UBS Finercial Servkes), is a reenter of all principal sectrib, ccmrrodb and entire, enhasges. UPS Fisancial Semler, and U65 Bask USA re i-diect subside:ants of UPS AG and *Bees of LBS Searches LI.C. The Herres Weisel statement a available upon reps**. The Font escudo.* offices are a. U3SFina-col Smites lx. 1200 Harbor Boulevard Weehowken, NJ 07086 This aatement repents the only official record of par UBS Fhancial Services account. Other records, exept °Nicol ts.doosnents. contanng conflictive; data shoe* not be relied spas II soubane there e an tiler a OmiPPOn please report it immediately n sang to the Brand, Manager of the office servi9 your accoseit. Alhoser a fires shown re mended to be accurate. statement data teculd not be wed fa is purposes Rely week on yethend tax kermess (ie , Form 1099. 5498, 10425. etc ) when irepathg your lax return. Tee Fein required by law totwain to tie IRS all Usable dividends, nportabb non-noble clitiiind and stable interest erred en sensitises held heels .cane net stash on see trawactire, rd cos* basin:no:nein catered work° CzerenssiallIcals with the Fist • Please recortinn AN oral comenthkations in wring tofurther protect your rights. including your rktn cinder the Seanties Investor Proterbon Act (SBA) • d thiefinthcol iatitution on the top let of toe tont of this statement isnot U36 F net* Servkes, LBS Ftenrial Semites carries yen =aunt as dewing broker by arregement wale the rdcated enslearton We informed yew of this relatCn5hP• when you opened this accost h the cast your kits said stories tre boated a LOS financial Strews and rot the iscdreg broker, and you nut make a repat of ray a or omission to bode firm As described in the account agreements, ye:0MM nutty US of ani errors or fraud iwotri9 chedcs reflected al your statement wealth 30 days alter le was mailed or made available. Alinements shall be, downed comples and accurate n all other respects if not abraded so in yeeteg sthin 60 days • Please deed outromer complaints or trees to to FimY C lent Kasten (Sonnet at 201252-1699 a tolltroe r. 9003549103, 8.03 A.M. to 6C0 P.M ET Monday through Friday. or in micro to1.125 Fiend* Semites 1x., Client Relations Department P.O. Box 766 Union Coy, NJ 07032 • In case of errors or crantisre about al electronic funds transfer (61), BS Votclebit card vansanions, call es robe to UBS Financial Senices fix., Na 14, 6th floor. Yhehanken NI 07086, Attn RIAA(855. Serves& Cal cr write as soon as yea can, if you hi* sr statement cr receipt k sweep or t you need more edomatith tout a transfer on the *semen or receipt The Firm or Card Bair (as esplicable)must her from yes no later tun CO days alter tee Fine sent you the ant statement on which the end or problem *pond. - ProOde your rune ad those number Gef arty) - Devote the MIX Of the Wander you reinsure about, indeglain as clerk as you can why you believe a is an env a why you need more infamaten - ProWde the dolor arrant of the suspected era. The Firm or Card Issuer vii hastiere your compait and eel correct rat; error promptly. For alleged emus eNokri-gUBS Vent debit cad broaden% if we take mere they 10 businnsdays to cbths, we will credit you' accord for the amount youthink a in error, so tat you well lave the use of tie money clang tie tine it lakes us to complete our mestirion. Please mice all checks payek to the Fowl or tee hand* insladith Sedated on tie front of tea lb/Anent In addition to regular arson fees, accounts may be sdayeet to mantenarce lees, dirges for We payment kr securities purchases and Merges for unpaid arms* n cash arrant. Accounts that re transferred to other insianiths may be subject to a tangier fee. UBS Sweep Opiceno LEG offers options for macho cash Waxes. balances to bat deposits at UPS Back USA and LEG AG Barked Corinth (Ba-k Sweep Proprts)), moneymaker mutual Arch (Money Funa) red the Internotional 0epose Award (DA)la customers with in Intanstional Roane Llanagernerd Accost Though the Bak Sweep Programs, cash balms re swept to LIK Bank USA to to an estabashed "mil ad then to UB5 AG Stanford Brandt, or a Money Fund. Deposits at UBG Bank USA are FDIC hared in occorda-co with FC4C nuns. Format iriormalkn please soil wwwfdic Deposes at UK AG Stamford Brads ad shares of Money Fuds are rot tared by the FDIC. Through to DA, (bailable to cash telaxes an swept to depose roams at UPS AG New Yak Branch and LBS AG Cayman Ranch Thew deposits are not toured by to FDIC. &Poxes hid at the UBS AG Cayman Brandi are tempi:ma/ reposed to the sovereign nit of the Caren *era, and there is no guranwe or other obligation of UBS AG to repay tie balms while Cri the LEG Caymon's Brach's books. Deposes at LEG Birk USA and cake UBS AG Branch are not protected by SIK. Money Fund shires se protected by SIPC. See 'LOS Financial Services Account Bisection' below. Uponyour request, tohnon in to Bane Swam Programs or DA may be withdrawn and shares of a Money Put may be 'Sedated, rd the proceeds returned to you or yOur sew-ties &oast. Fistif i-tkernalan about restage sweep options, reckeirg currth ireerest rates and ralds, a available at term ubs corns:newel:is, from your F ramie' Advisor a by callog SOD-762-1000. UBS Financial inks attain protection The Firm rt a nrri-or 1--enter reciter-tr., Corporation (BIKE white protects amuses ACOXVIIS 01 its mentors up to $500,000 (ncluding 1,250,003 fct dams for call. The Slit asset protection limits apply to all accost that >w ho* h a particutv cthacity. The FM, together wee certainaffiliates, has also purthesinsiskrnmuelpotection. The rftweirnan amount payable to at Spike dial., CONICtink u-dee this protection is ZOO Whore a of Decenter 10, 2015. Stbrd to the poky orditorts at limitations, cash a the firm is further protected fa up to fel .9 milbn n the wiggle for all your accounts held n spate:Wm waits A IsA copy of thepoky wading h sailabk uPon request. The SIPC potectith ad the suppkmental protection both do not mob' to • Carlin Uremia assets controlled by (and itrithed n your account value) but held away from UPSFine-col Services (e.g., certain() cash at UPS Bark LEA 60 cash at Les AG U.S.banrhes, (4 ?Aurora ;roans, including unit& anruitin, and (iv) tares of Maud kind, where such shoes are registered dingy h the name of the account holier on the bricks ad records of to applicask aarr a trawler agent), • Cabin nnsh-nert contracts a insesthent interests (e.g., limbo partnerships end private placements) tat are net regitereed ender ter Securities Act of 1933; and • Commodities °reach (e.g, foreign exchange and rows metal contracts), including futures contacts ad commodity option contract. The SEC protection and tie supPernordal protenith do not apply so these assets nen if fey otherwise appear on yea statements. The SEC protection at the oriskrnental protection as not protect ague changes n the market vale of yam imestments (whether as result of market moverret, issuer berkruptcy or °Menke) More ittonnation a avaable won reopen. You may cbtan more inionnaton about SIPC, trcludri the SIPC Brochre. by contacting SIPC at 202-371 -8300 or by the SIPC webne at wenstatecon Dividend Reimestrwent Program (DRIP) The peke reflected is an average peke. You may Mien the thual price from yos Fruncial Advise. Ontie *hoe shares are purchased under DRIP; palial that, will be soli ad the cash wit be desosited hyper scant The Bricked renvestmen price applied byte aster may • ffer Nom the menet price al Mach the partial turn re sold Casten-liou Cnhithole unts maybe held en yor accent. If yal are entitled to a partial veil a a result ol a thiderd payment or 06/111/130, the Firm will ether sell petal was a market perks a accept an fl int determined by a registered closing agency. at credit year accost Invanment objectives The i-ronlmal °banks and risk profile apses Inc to each account and mai may between you scoot *ease advese the Firm raptly in string of we segraticant change in par InaNcial Weston or investment &wows For each wane he* you Moon one of the blowing inwnnwm cbjrctives CONFIDENTIAL • nooks. Cuneneincome: twestments seekng the generation of income ay. • Sten CdpIed Appreciation. Insturents seek no dsornh of principal rather thes the gerersaith of recant • Produce Comoinetbo of Incase and Capital Appreaton. twearnents settle.? both the genteatoth of eon ad growth of prixpal. Overall ea profiles • Conan/ads. Seeks to mahtin inlet pecipal, with low risk and viability to the accord twat tend that means the moan does not generate sign it kart 'Mane or mums end my rut loop pace with reflation. • Moderate. Willing to accept sane ride to pirtPal and osiers* some sotatety to seek hater returns, • Appeases: Wiling to accept high sit to pampa and high welat lay to seek high returns der time. • fr s • simen EIOAS, CoAtiabotion:I selected, a OaliOn of the porHolis f or that account may Oclede complex sinters, hated liquidly and rater voletiky. Steternontehousholdinf We may concords* all related account statements with to sane astfress h the tine ennetqw, e.g. because they have owners *ho a10 mamas jam account ram cashes well other dents a the same address. you peeler to wont molniclual statmunts mailed is separate envelopes, you may decline har,eholdng by caging rite hoax.* Achwor Friendly Gamed name The Frady acccu-it name is a custcrna*lo 'mamma' chosen by you to assist you with your reccodteePreg has no legal effect on your account You can change pat The d9 achOinl names. through Online Services a by contang your Financial Adusor Account overview • Vats of you accoun4onTolo. Net of *sets and • Amer toadies salt* cash balances, slues fa restrkted warty last), and Global Tire Deposit, setroand marks to ma-ket, and ratan assets not held by the Fem. Does ow include unpriad seositiegassets at the end of the prior and °trent statement periods, or prvale iseesionents, trotted stock options rid serciable stock options • uthiettes Inducts debit balaxes. stating moron bain s, bons, credit lire, short accord balances. • Cathrmoney betimes. Total of uninvested astable cash balances, plus dmosit telexes al UBS Bank USA, LEG AG U.S Branches erd money market mutual fund sweep baron. at the c Me of he statist period Isknoceirredity free ask balances inyou' accourd are rat sec/L.9.SO from other balances and te h Lae my of these hods is the Ordiney course of is besineva These funds se pry able ran your downed 1St total is included n NV anent period cksing vain Leming reformation For (Mated onl °motion on the Firm's swdng prances and disbar.* refer to yea Chem Relationship SDNY_GM_00025262 EFTA_00B5882 EFTA01277115 Important information about your statement (OOOfilkled) Awakener,' or ACCOSt Agft4ffetil ad the General Terms ad Conditions U3S Statement of Credit Practices atonable in Agreements indeed:sures al jar nett Mahlr inteateins vet. Yew ants Your statement Oman securities end other assets hell hike actoent at the end of to slatemers period. You may ark for deiverY of icy pad seariies al ant time. You may receive securities used as loan collateral after paying any betake de al them. Any securities translated to the Firm cisig the statement period are lied* market value as of the end of the staternal Period • Cast bask. In detemining the cost basis of he securities incbded in this statement, where indicated wih the number "I, • WS F mince& Services has relied on information obtained from sources other than UPS Fe-antral 5enicn. including nformation frees another dim a that sum./ have provided to yea lineal& Adoisor. The Firm does rot irdeperantly verity a %want** the warecy a valdh city idormation Provided by saint other than LESSi-uncial Senices, h section although UESChrical Services ge-eralb updates this nIcrmatiri as it is received, the Finn does not provide any assuarces that tie information seder 'Cod bans° and *Unrealized god lose is accurate as of the date of this statement. As such please do not rem on this nfarmtion to make pa-chisels sale decisions for tax puposes a otherwise. Accounts trade/Ted to the Finn may reflect ger/loss infamatbn only for the period el tine they are held at tie Fim More historical OrIcrmation cube whed by wer F.-taxis' Advisor. • Unroelheed sans/Iona Yellen delta n wadable, au:nate:I trroalirecl suindloeses re calculated Ice rofivitral swab lots. The transaction data for idviLa lots may or may not ref lea ccmmissnns, rZ dor security reagent:Son events an cl and otter reinvestment lots rd systematic pircha4P lots are each combined to display one averaged lot The 'Trade date' col-Innpresentsthe orgral transaction trade date. • Callable socuritles Bonds and weaned stock that 4-* in-ni cask for eat rvdonPlum will be selected ewe-tidbit,/ lot frees among all shanties of ha issue held in ow name or it nominee ram fa or clients. Call lease inkanatnn is obtaned from third patties and ks eccutacy is not paranteed. Other call leans may thist which mid ail act yekt came*, ifsematnn Milt* provided upon request • Certificates of deposit (004 CDs are FDIC awed sap to $29),000 in principal and accrued keened per depositor ant per depository Inaba:ix, h accadanct with FOIC riles • Price/value Prices applaud for securities and other pact_cts may be higher or lower than the price that you would Wu", receive in the make. Pines aw obtained from ratios thud party sources whit, we tekew to be releble, bin we do not gLera-itee then accuracy. - We gswabe we the closig price when avaU/Se the mean of the lad and ask poxes for listed secuitin and ophcro or only bid prices for OTC secedes. - Less 3Clefeir traded secuities may be priced usig a valuation model a the moss recent peke we Wheeled and may not reflect in actual make price a van - Certain positions may apper vdtbs_e a pica ad will twee as 'Price was not avtlet4e• if we at unable to obtan a price foe a seamy - Deposit' a securities denominated ilcutrarcies otter thin U.S &Has art reflected at the (whinge rate as of the statement date. - fcr certain searOes radng n non-conformrg denornnations, price and quantity (face saes) may have been adjusted to facilitate paper whatkn To obtain &nom isstabris. when availably. contact nave Fr , arcel ad • rxr • Private investment' and nrumared produc s. royale minima* :au es (airing (trod participation program and real estate iniesurrent rue swishes) and structred proirts are generalb highly druid. Certain stn_cared racists have not been registered with the Securities and E.chage Commissioner under ay sere securities bens, We Proirde estimated vabes for private investment awakes ird structured productsfor rdamatirial purposes any. atarary is CH gua'anteed. - These vases may differ absta-itisat from prices, il any. atwhkh a Priate Starer,' thy structured product maybe bought or sold and do net necessalyrwresere the vaisyou may receive moan licuidatnn. - Third pity esimmes ol sale are as ol a certain date rd av supplied to UBS Inarcial Services on a regilar basis by an independerc valuation firm. - base. ruralpanne- or sponsor estimated oaken d ary, are "{opted to the Fon by the *suer, pineal partner ou spaaor and may be calculated based an deferent information tow that used by third pities to thrive their eninaUd values. - You can obtain aedOorel information recordeg the metablogy used to determine the estimate d value and the dale of the itemathri that is the basis for the estimate by contanig your Frunrial Advisor - Third paty 'singed vabes may be reelected as 'Not priced' in several swain: when an 1-dependent valuation lire his not nth: dodo' it arab/e to assign a vats when we become ware that a material eves has ccosred that may call a poreousy rep led vitae rep question, or when a value would be highy speculates due to tie nature the twenty. - When nether an issuer, general partner or sponsor estiTuted value nor a third-pant estimated oaks is poindect, the sees cl the seanty wet tedittercre from itspackage price. - •Daributiens to date' mew indude ream of capital, name orboth. - 'Original wilt size' represents tie initial offering 'sleeper Leta Adm./ not reflect goer con bass. - DIP rd unlisted REn sutures are not listed on a rational securities exchange_ and are germ* liquid and hen a they can be sold, the peke received may be low tan the per share estimated value provided n the accost statement • Restricted securities. Restrcted secant generalb ae not currency thgtok to public sale. UBS Financial Services uses the nuts priced the unrestricted stock of the sane issuer as an Snouted value for the restricted Pak ibrougxnes °FIN; statement on4o To the extent that untied seorities are elgble la sae, the vale received may be tbstanualy less thanthe imaged yaks *men • Est. (estinrted) income. arrant yields and rata M estimate of anal income is based a current dividend and interest rates, assailing tie swages will be held for <terse from statement due or until maturity This Minato is onb a gudelne; accuracy aid continued income are not guaranteed - Estimated anew insane and haunt yield for ceruin types of leashes could riclude a retail of principalor capital gahs in which use the est income (a-dcurrere yield would be overstated, - Estimated areal income and arrent yield and the actual ?cane aid yieU mitynt be laver°, higher than the estimated amounts. - An cline* of arrualized income (den:lend ander interest) divided by the current market valet average balance is based an the tut dividend or interest payment made by terser and aunts the sectrleadepaus will be held for cne year ban the statement date or until musky. Accuracy and continued yell se not arara-need • Assets not held by UBS Financial Services. Cenah assets se rot held by the Fnn arena wean the Fern's possession or control. These assets at displayed on yar statement for informational purposes only. Positions and values presented re provided by to issuing fern. UBS Fi ancal5erseces not responable for his information and does not guarantee es mangy. Thome assets are not Protected by UK or to Farris supplementalWC coverage. • Revenue sharing and additional compensation — In addition to commissions on sakes and 12b.1 lees received n correction with the distribution ce mutual ftrds to ow dents we anda our Aka*, receive li ver"' shrine Payments Iran distributors ad or advisas of the 'natal funds that we sell. These amounts are based on two ctherem corrporents (a the emard of ales by UBS of a Palicular mutual fund I amibr to our clients: and fe) the asset value of a particular mutual fund taroks shoves held a tie Irm — OW and as MIAs* abo receive networking and combs processing fees n consdocation for transfer agent SM•CeS that we track to the mutual ant These fees generally are pad from investor lases it the meal lured and me a feced deals anew( bated an the loather of accounts at the brokendealer Incling mutual fads of that fund fanity CONFIDENTIAL — h acklaien to cornmissas received n connection with the sale or destitution ol may contracts and knit investment but inns low clients, we ander our affiliae recess rewires sharp compensation from many of the instance companies under Weig the amity COntraCts, anises et to home carpthies or epornors of the ant inirestmmt rusts we disttute. - Our affiliates abo resets, racing amnesia* rd other compensator, from nasal funds and Mersa companies whose products we drabs'. - We receive an smut he from UBS Bat USA erd LES AG Stanford Bench of to to 425 per scare sweeping to the barks under the UBS Bank Sweep Program. Mikity Irkemaiknregardngcommksbns and other charges bared h connecter' with the execution of trades, roLdng option transactions has been inaad on cordMunro prewousy furnished to you. and will be prosided to you prerrptly on reopen. Short selling you are engaged in short sellrg a securky, you may mar a chary die to catkin tanowig costs for that particulate:trey. Open orders Regarding wen or • gxchtill-cancelled' ceders tat were not executed by the statelier* date, open buy and sea slop orders are nand by the amen cd deli:lords cc rig-its cn an ex-dividends st eontes doe unless netructed othenvise bypa You are responsbk for orden that are execuied Os to yOur blure to cancel easing open orders. Priem To obtain a copy of as current Client Privacy Notice. please contact you F narxial Achiscr a von our websee at *taw obi rrvnMalnmpv LIEG hind Se vies is not a bask The PM A, Business Services Account BSA and IRMA are take-age accounts which provide Keens so banking services aid prodsts aringements with ablated basks aid other Ihniparty banes. rd provides Jaen to Votra-ce and annutY [roasts hand by unabiliatedthid-party neurerce conpanes through insurance agency subsdianes of UBS Financial Services Inc. imasment, rowa-co, ad assay products, Nat 10K instred • No balk guaanteth May lose was RMA. Resource Management Acre. nt, Business Services Account ErSe, thae and intonational Resource Management Accost se registered service maks of Fnancia Sarkis lx Visa Signature d a registered senice mask 01 VISA soma toil 1.85 vita Siouan crock cards and IBS Visa debt cards re nand by UBS Flat LEA with PeerrISSI0n from Visa U SA hcOrpOrated. UN Financial Serviese Ins Pay 201604 SDNY_GM_00025263 EFTA 00135883 EFTA01277116 SUBS UBS Fnancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 aNF70006740750516 VI 0 Account name•. MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKNIAMILYLE CASRIEL Prime Business Services Account May 2016 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account call your Financial Advisor of the ReSouttet.ine at on April 29 (S) on May 31 (S) account %Stour websIte: vinuw.ubs.comffinancialservices Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aecit report annually from WWW. annuakreditrepott.com. Your assets Your liabilities 5,238.24 5,238.24 0.00 0.00 Value of your account 35.238.24 $5238.24 Tracking the value of your account 7.238.2 fillaulamomormammiera 5.238.2 5,238.2 5.238.2 Dec 2014 Dec xis Apr 2016 may 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 45,23224 Your nvestment return Change m market value Value of your account on May 31, 2016 SDNY GM 00025264 5000 S6233.24 Member SIPC ANP700070006/4025 NP70C0067746 C0001 0516c00000000 Y1236615500000C0 Page 1 of 6 CONFIDENTIAL EFTA 00135884 EFTA01277117 SUBS Business Services Account May 2016 Your account balance sheet Summary of your assets Value on May 31 (1) Percentage of your account A Cash and money balances 5,238.24 100.00% B Cash alternatives 0.00 0 00% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: Friendly account name: N:. • • Account number: Your current asset allocation A Eye on the markets Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. 1.195 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change May 2016 year to date S&P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 3.45% ANP7C0020C0624026 N1,700306274600001 0516 000030000 v12366ISSOCOMpteGit0002526Bge 2 of 6 CONFIDENTIAL EFIA_00135885 EFTA01277118 SUBS Business Services Account May 2016 Change in the value of your account May 2016!4) Year to date (I) Opening account value $5,238.24 $5,238.24 Closing account value $5,238.24 UBS Bank USA Business Account APY Interest period Apr 7 - May 5 Opening UBS Bank USA Business balance Apr 7 $5,238.24 15,238.24 Closing UBS Bank USA Business balance May 5 15,238 24 Number of days in interest period 29 Average daily balance $5,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: NIAX FOUNDATION Account number: Your investment objectives: You have identified the fdlowing investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Primary - kkderate Investment eligibihty conc.:locate:in - None selected Your account instructions • Volt account cost basis default closing method is FIFO, First In, First Out. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00025266 ANP700020C0624027NP7003062746 COCCI 05'6 000030000 V12366I SSO 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135886 EFTA01277119 *UBS Yournotes CONFIDENTIAL EFT,00B3887 EFTA01277120 SUBS Business Services Account May 2016 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some ences, income and current values shpts may be approximate. AS a its ul, Øns ant:1055es ma/ nol be eCcurately reflected, See mporima insomefron alma your statement a the end of the ckcumern for more inforranon. Cash Cash and money balances Cash and money balances ma/ include avalade cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch &poet account balances and money market mutual lund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC valten applicable limits, bul are not protected by S1PC u85 AG Stanford Branch deposit accoum batanas an not insured by FDIC Øre not protected by SIPC Money market sweep balances are protected by SVC but ace not insured by the FDIC. See the tmportant information about your statement a the end of this cbcunent for det airs about those balances. Hddng U85 BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Ore rt ng NI"! CrI M.; I (5) Claimable/nee on May 21 (5) Pm/ per share mein, on May 21 (5) rate Dnittencl Interest period Your Financial Advisor: SCOTT STACK mitt,/ LYLE CASK]. Days et period Ciprounl (1) Your total assets Percentage 01 Cost abrnated Van.* on May 31 (S) your ZKICrunt DaPS (I) annual infant (5) UnrearZed gain or loss (5) Cash Total $5,238.24 100.00% $5,238.24 Cash cad money Waves 5,238,24 100.00% 523834 SDNY GM 00025268 AHP70202002824029Na7003062746 00001 0516 001:030000 Y123661550000000 Page 5 of 6 CONFIDENTIAL EFTA_00135888 EFTA01277121 *UBS Your notes ... ,........ ,... , .....s....,.....my G....,..., 6 of 6 CONFIDENTIAL EFT,00135889 EFTA01277122 Important information about your statement U35 Unsocial Services Pc. (the Firm a UPS Farad Servies). is a member of all principal secerey, ccmrroday and cipthris exchanges. UBS Fieancial Semler' and U65 Bank USA ere hdiecl subsickhes of UPS AG and aft diates of UBS Savers LK. The Fats I hanoal statemere is available upon recite. The Fen's execute offices are at LES Finricel lances It. 1200 Harbor Boulevard Weehawken, NJ 07086 This StateMerif represents the only officialrecord of you' UBS Financial Sakes account. Other records, tape official ts.dxunints. contanng conflicting data should not be relied cps II you bele* thee is an emir a Omil,90n phase report it immediately n waiting to the Branch Manager of the office servig your accost. Allhaep ale tiger.' shown re Mended to be accurate. statement data diculd not be wed fa to proposes Rely sober on yethend tax forms. 6e. , Form 1099. 5498, 10425, etc ) when orepamg your tax return. The Fim resided by law to regal to the IRS all taeable dividends, report/ire rontocable Miasma and tsable inbred end an steadies held rimy arant, nee steads on see travactia-a, ad air basis on certain catered seculars Ceersardtalarts with the Fines • Pleautresortinn sty oral comma-rations in sting to further protect your rights. inducing you rktot ender the Seaside's 'melts Proteonon Act (SPAT • II the financial instillation on the top let of die Mond of this stammer* snot U36 f meta ServUeLBS Ftandel Semites carries you bacons as during brace by arra-gement wit, the edcated instatdon We informed seco of the rela10115h0 when you opened this accost h the cast your era and mattes tre located a LOS financial Services and rot the eetcdreg broker, ad you nest make a reps of any err or omission to both firm. As described the account agreements, you must 50* IA Of ary errors or baud Maley chedcs reflected on your statement wash 30 cbys alter k was mailed or made available. Alinement% shall be deigned corrplse and accurate in all other respects if not objected to in venlig within 60 dots • Please died outromer complahts or hashes to tee Fitts C lent Rebore Ottoman at 201.352.1699 a toll roe m 903.354-9I03, 8:03 A.M. to 600 P.M FT Monday through Friday, or in mug to LES Financial Service fin., Client Relations Depalment, P.O. Box 766 Unon Coy, NJ 07037. • In case of errors or gastire about an electronic funds kande' OM BS Votdebit card transactions, call a rate to UK Financial Senices Inc., Na 14., 6th floor, Weehawken f6 07086, Mn RldtreGA Servers. Cala write as soon are can, if you hi+ your Tiaterntrit cr receipt ithwag or if you need more edamation ter a transfer on the statement or receipt. The Firm or Card ester (as appleable)must her from you no later than CO days after to Fan sent yOu the test statermre on which the eat, or problem xpered. - reside your none ad accord narks (if any) - Desalt* he PITS Of the rimier you Yet-MUM about, and splain as cbaili as you cal why you believe a is an error a why you need more i n - ProWde the doter anent of the suspected error. The Firm or Card Issuer ant i-westigate you tcompare and will correct any error prompter. For alleged elms inolving UBS Vi. debit cad Raman era if we take may than 10 busemsdays to eh this, we willcredit you' accord for the amount youthit is in error, so tat diets teat Nye the use of to money durng tie tine it takes us to complete our mestgation. Please mire all checks payeb to the Fan or tie financial instate:a related on he front of the statement In addition to regular acorn fees, accounts may be Saha to mailmen* Ian, throats for late paned kr securities purchases and charges for unpaid amours n cash accuses. Accosts that re transferred to other instiutens may be subject to a transfer fee UPS Sweep Oreions LES offers options for sweeping cash Waxes. balances to bat deposits at UBS Bak USA and WS AG Stanford bunch (Bak Sweep Procyarra), moneymaker mutual leant Money Futelq and the international Deposit Award (Deal or customs with an Intarutional Rhona Management Account. *rough the Bads Sweep Programs, cash balms re swept to LES Bank USA to to antral:Shed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UB6 Bank USA are FDIC insured in accords:* with FCC Format Mansatin please Mit wwwfdic rt. Deposes at UK AG Stamford Brach ad shares of Money Ards are rot Oared by the FDIC. Through the DA, available to cash balances are swept to depose roosts at UBS AG New Yak Branch and LBS AG Cayman Ranch Thew deposits arena Hurd by the FCC. Baines held at the UBS AG Cadman Brandi are tempi:tore reposed to the sovereign ink of the Colman verde, and *ere is no guitarist or other obligation of UBS AG to reirs: de balms whiff the LEG Cayman's Brach's books. Deposes at LBS Bark USA and each UBS AG Branch are rot protected by SIFC. Monet Fund shaves are protected by SIPC. See 'LOS Financial Service. Account Protection' below. Ups your request balarch in the Bank Sweep Program or DA may be withdrawn and shres of a Money Furd may be liquidated, ad the proceeds returned to you or your scathes Sant Rater idormalon about available sweep masa nchdrg current inbred rates and yields,5 available at wmyttbscomrstieeptelt, from your FrencialAdmor a by calling EON762-1000. UN Financial Set-vima amount protection The Firm rt a rruntorcF shat r 61 I-vtA•to• Protect)", Corporation (WC), whits protects le0-rlieS WSW% 01 its waiters up to $505,000 (melding 1250,003kt chins for caoli. The SIPC asset protection limit, ;SY to all accost tat you hoed n a partioula- canonry. the Fen, together "nth certainaffiliates, has also purchased appkmenta protection. The madman amount payabb to at elgibut darn, CONKlink coda this protection is ZOO mbar a of December TO, 201S. Scbpd to the poky ordilons ad limilatian, cash a the firm is further protected fa up to ft .9 million n the aggregate for allyour accounts held n spate:Wm capacity. A fee copy of the potty wordeg is available uPon request. The Silt protectis ad the supplemental protection both do not nab' to • Cmin UnIncial assets controlled by (and hared n your account value) but hell array from1.05Finscia Services (e.g., certain() cash at UPS Bat LEA. 00 cash at Les AG U.S.Sanrhes, (4 reurarre pecans, including viable smilax and (id awes of Maud funds when loch sham ay roonterod dna& a the name of the accost holier on the bocks ad records ot the applied* Muer a transfer agent), • Certain nwsb-nent contracts a dominant interests (e.g., lirnited partnerships ad pirate placements) that are rol regitened seder M Securities Act of 1903; and • Commodities we-trays (e.g, faeign exchsa and pricey, metal contracts), inducer-9 futures contacts ad commodity option contract the SIPC protection and the supplemental peas-lend° not apply so these assets henif they otherwise appear on yea statements. The WC protection aid the aarshrnental protection do not protect against changes n the market vale of you investments (whether as result of market moverrem, issuer ba-kruptcy or othenvie) More Mormation is salable upon request. mum., obtan more inf ornevon *cut UPC, including the SIPC Bruhn. by Ccnlacting RFC at 202-37143GO or by vititivi the SIPC taxa at wentear.org Dividend Reinvestment Program (DRIP) the prise reflected is an average price. You may Wean the actual price limns Frsacia Adds'. OM whole shares re purchased under DRIP; petal shays sea be soli ad the cash wd be deposited Flyer account the &Weed reinvestment price applied by the rater may • ffer from the market pace al which the partial tires se sold Oideindieu Cribs whole wets maybe held n you amount. If you at entitled to a petal sit a a nesult ol a thiderd payment or otherwite, the Firm well either sell partial sib at meta price a accept an /mart determined by a registered deareg agency, axl credit yes accost Investment objectives The Mermen Mauls and risk profile are spec Is to each account ant mar may between you arcomoto Phase advs. the Firm pronttly in wining of a-y sego-Meant change input Inscial Matson or investment &actives For each scant held, you choose or* of the followed in...twit agates CONFIDENTIAL • Prods? Cuneneincome: basements serng the generation of income ony. • Achaw Capra! Appadation. Inwornente sea ha growth of principal rather than the govrsais of mare. • Padgett Conaimuthin of locate and Capital Appreciation. trwarnents seekeg both the generates of Mame aid growth of creckal. Overall risk profiles • Conserv/6w. Seeks to merrier, Siff precipal, with low risk and volatility to the accant moat even if that means the scare does not generate sign it cant tame or mums and map rat Sep pa with • Moderate MIN to accept sane Sc to pirclui and tolerate some "Meaty to seek hither returns. • Aggressor Wang to accept high n* to pampa and high "obit lily to seal high returns o'er time. • /natant ElOada Consideration:I seated, a rah on of the portIoli,f or that account may Mb* canals strategic, United liquidly and Teeter Statement themeholdier We may coreordale a related account statements with the same adiess it the sane envetpt e.g. because they have owners who a10 mantas jot account relaurehips wets other clews a the some address. If you peeler to recent ndiwdual statements mailed ei separate envelopes, you may date hiesteholdng by catling rate Finned Adwor Friendly account name the Fixed/ acccud nxne is a 0.151crna*le 'mamma' chosen by you to assist you with your reccalteePhi has no legal effect On your account You can change tow triendy aCCOU'd names, though Onine Service, a by canticle-9 your Fe-OMNI Adusor. Account overview • Vela of you aroosWonTolo. Net of assets and liabilities • Asset hoLdes warble cash balances, valves la restricted usury bra k and Global Tem Deposita, created marks to ma-ket, andcertain assets not held by the Fern. Does rot include unpriced sensitirgassets at the end of the prior and arrent statement periods, or palate hasenente seated stock options aid earcsablia stock options • Libeires. Indudec debit balaxes, cutstarding margin loans, credit lee, shod accost balances. • Coattail balances. Total of unimested available cash balances, plus dame balances at UB5 Bank USA, LBS AG U.S Branches ad money make mutual fund sweep balm,, at the close of tie starerrent period Nri-conscdity free trait balances in your account are rat segegaed torn other balances and the fimmy use ay of these lads tithe ordnay course of is businna These funds re park upon your awned. This total is needed in IF. arrant period closing vaiJt landing information For detared information on the Firm's lending practices and dacha'''. refer to you Chen Relationship SDNY_GM_00025270 EFTA_00135890 EFTA01277123 Important information about your statement (tOntillUeB) Agnomen or ACCOSt Ag(taffeill end the General Terms ad Conditions U3S Statement of Credit Practices nobble in Agreements indent/sures a jar real Mahler., tinteatriattaet. Yew sib Your statement itemizes sautes and other anal> hell at the scant at the end of to asthma-. period. You may ask for detverY of by pad seosiies at anytime. You may receive securities used as loan collateral alter paying any balaxe cis a them. Any securities translated to the Firm ciseg the statement period aie heed at market value a of the end of the statement period. • Cost beta detenining the cost basis of he securities incbded in this statement where indicated wily the number " I, • LES nonce' Services has relied on information obtained from sources other tan 1.85 Financial Semites, including information hem another dim et that sum./ have provided to you finaxial Adis. The Firm does not irdeperantly army a %want** the acaracycevaIdity of any Sarmatian Provided by place, than LESPi-uncial Senecas. aaltion *hough UESRnsicel Seniors greralg Lpdates this alternation as it is received, the Finn does not provide art, ass the tie incrmation seder 'Con bath° ad *Unrealized gait loos' is accurate as of the date of re statement. As such please do not retai on this nfanntion to make asthma sale decisions Ice tax puposes a otherwise. Accounts tuns tore Fim may WW1 gen loss ilarnatith only for the pried id tine they ye held at the fim More hrorical alternation cube aited by yar Friaxial Advisor. • Unredind sans/Ions Viten data s ottinated trroalized suindlowes ore actialocl Ice natal& sooty lots. The transition data for idvSLa bit mayor my not reflect ccmmisicas, gaZ ardor security reorganization events d and titer reinvestment lots ad systematic pircheet be, are each combined Indicate, one awraged lot The 'Trade date' totem presents the agail transaction trade date. • Callable securities Bonds and preferred stock that the ever cats for eat redmplem will be selected Meath* by lot frcm among all searnes of ta issue held el our name or ei nominee rune fa or clients. Call lease Heasley) is obtained from third pain and in eccuracy is not guaranteed. Ott, call leans may inist which mid ail act ywkt amdet• inkrmation sill * varied upon request • Certificates of deposit (ON). CDs are FDIC aired tato $29),000 in principal and salad keeled per depositor ate per depository inoinsion ii accadance with FDIC nales • Price/value Prices divot:nal f or secunmes and otter procests may be higher or beat that, the price that wu would enualb naive in the mater Pius me obtained from sax hid party sources whiti we brew to be relable, but we do not garathee ther accuracy. - We gra* see the &nig price when svelte or the mean of the bid aril ask price, for listed acuities and optic, a only bed prices for OTC seardies. - Less 3O.ef air traded securities may be priced using a valuation model ate moss recent pate we obianed and may not reflect an actual make price a yaw - Certain positions may appea vita a price aril will tmer a 'late was nol available • it we se unable to obtain a price fora sewn. - Deposits a securities denominated ilCUIT•ron other thin U.S dales se reflected at the (whinge Meant the nateneM date. - fcc certain startles rating n non-conformrg denornartions, puce and quality(fse eels) may have been adjusted to lacilitale raper valuation To obtain arum gunman, when availably. contact yu ,arcel Zee rxr • Private investments and otrutoared ptoduas. !ovate rioestmert sear I as (nc Laing drool participation program and real eaite imageries that seasitis) and abetted proirts are gweralb highly itiaid. Certain stnstised pacests have not been regetered with the Securities and Eahage Commission or under ay slate seeuraeTars. We Croak estmated values for private investment searkes ard structured productsfor ithanutenal purposes cny. Atone, ens quaenteed. - These vibes may differ firsts-60y ban prices, il any. at which a aide ilveSITsell structured product maybe bought or sold and dp net nests/rib represent the vats you may receive scan liquidator. - Third party tumors of vats are as id acertain date ad We Supplied to UBS Islamist Services on a replier basis by an independent volution firm. - best general panne- or sponsor estimated vales. al ay, are embed to **Fen by the *suer, ginwal panne or sporser and may be caulated based an deferent information fro, that used by third parries to drive their eninated values. - You can obtain additorel Samatton regarding the mettocblogy used to determine the estimate d value and the dale of the Scansionthat is the basis fa the eoimate by contanig your f rental Advkor - Third pity 'singed vales may be reflected as 'Not priced' in several stuations: when an I-dependent valuation lire has not %GPI'S a ugh/e to assign a mks. nee:rowe become wart that a material event has cared that may call a atheousty regaled tees rep question, or awn a value would be high speculative due to tie nature of the security. - When neither an Muth general partner or sponsor estimated slue nor a thrd-paly estimated gig is provde the vela al the mosey Mk be dinerent Iran its par hase price. - •Detributicas to date' myindrde return of capital, name orboth. - 'Original unit size' represents the hkial offering price per the a a :Inlet not relied yore cop base. - DIP rd unlisted REP stasis ye rot listed on a national "sureties exchange. and at goner* liquid and own a they can be sold, the prke received ma, be IOU than the per share estimated vats provided n the scant statement, . Restricted securities. Rearcted seculars generaltr se not currently/ Nglok to public sale. UBS Financial Savior, use: the meta price d the unrestricted stock of the sane issue as an inputed value for the restricted Oak Foremasts of this statement on4o To the extent that resekted secedes are elgble to sale, the value retard may be tbstanualb less than the ineued vabe *peen • Ea. (estierwted) income, arrant yields and rates- An estimate of arnual income is based an current dander.] ad interest rates, assunang the searees will be hald for ere yea from statement date or until maturity The Mash cony a gudirine; accuracy ad continued income are not gu autheed - Estimated anal Sane and curent yield fa certain types of leashes could rickule a fetish of principalor capital gains in which use the est income (a-deurrere yield would be overstated. - Estimated anal income and anent yield and the actual Sane and yield me:fib* lower a higher than the titillated arneuntS. - An estivate of smudged income (dividend anche interest) divided by the current male vabraverage balance is based on the tut dividend or interest payment made by tie si suer and amines the searbeedeporms will be held for ore year tin to statement date or until mouthy. Accuracy and continued well we not cuara-deed • Assets not held by t€S Financial Services. Cenah eases se rot held bytitian arena twill, the Tern's possession or control. These assets ere chaired on tear statement for informational purposes onfy Positions and values presented we provided by dal issuing fern. UBS Frontal Servicesd not resporeble for Ow information and does not guarantee es accuregy. Thew assets are not protected by SOK or he Faris StipPlernental Slit commie • Revenue sharing and additional compensation. — In addition to commissions on sea and Lifal lees received n correctionwith the distribution id rrulual finds to ow dents we anchor our great, receive revenue shying payments Iran distributors at salsas of the mast funds that is sell. These arnants are based on two cMerent corrponents (a the amount of isles by UBS of a Palicular mutual fund I amib to our clients: and 01) the asset value of a particular rrutual fund famib's shares held a the lrrn — LW and as allerste abo receive netwoicing and combs processing fees a coredecation for trader agent WYSE" tat we provide to the mutual lint. These fees generally are pad from investor assets n the revalue laurel and seethed date amount based an the iambs- of accounts at the broker.dealer holing mutual lust of that fund I a-nify CONFIDENTIAL — h adolian tocommissionsreceived n connection with the sale or derbution d .]may contracts and art investment but lath to ow dents, we anda our affeithe receive reserve sharp compensate) from many of the instance companies unden%fleg the amity contracts, Stamm ct to Swats corrasies or worse; of hears irwesimmt rues we distrioute. - Our affiliates abo recehe trading nommeskins ad other convenient° Om mutual knots and auras companies %those products we &abut. - We receive an aerial he from UBS Bat USA al LES AG Stanford Ranch of so to 425 per scare sweeping so the barks under the UBS Bank Sweep Program. Activity Irkemaientegardngconmksbns and other chases hired h connenka with the exeasten of trades, SIAN option transactions ha Leen incbced on codSlain prewousy !writhed to you. ri d will be prosided to you prorrptly on repast Short selling II you are engagedin short selling a security, you may tsar a Charge See to Certain tOTOvieg costs for that Open orders Regaling open or • gni-till-cancelled' ceders that were not weededbythe StlittfIlitIV data, open buy and soot slop orders are nand by the mount of dividends or rides cn an ex-dividends a ereeltra clog unless eanxted othenvise bypa. You are responsbk for orders that are executed ds to your Idure to cancel *riming open orders. hives To obtain a copy of as current Client Primacy Nage. pleat anted yes FnarbalAchisce a net our websik at maw oat r amat aware v 185 Finathie Singes is not a bade The PM A, Business Services Account BSA and IRMA ae bake-age accounts which provide access so banking services andprotests 111,:t41aTialrllerlit with anbated lurks ad other Ihniparey bads, ad provides Mtn to i-aisa-ce and amulet products rued by unabilaedthid-party esureice companies through insurance agency subsdianes of UBS financial Services Inc. Ithosment enwa-ce. ad a-ruity products, Not FDIC instred • No bank guaantee• May Rue vats RUA. Resource Management Ain, rat Business Services Account BSA IRMA and intonational Resource Management Accant at registered service maks of 1.85 fnancii Services Inc Visa Signalize d a registered thence mask of Visa Hand kris LES Vu Signals or& cads and IBS Visa debt cards are third by UBS Bath USA with Permission from Visa U SA hcorporated. UBS Pinencial Services Inn Pay 201604 EDNY_GM_00025271 EFTA 00135891 EFTA01277124 UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70010716890616X135 Y1 0 Account name•. MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SCOTT STACKLIAMILYLE CASFIEL Phone Business Services Account June 2016 MAX FOUNDATION PO BOX 308 TEANECK NJ01665-0308 Questions about your statement? Value of your account Call your Financial Advisor or the Resourretine at a on May 31 (S) on lune 30 (S) account Viskour webslte: www.ubscomffinancialsennces Items for your attention , Help protect yourself from foul and review bank, credit card, and brokerage statements regularly. Also, get your free aecit report annually from vnew.annuakreditreport.com. Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account 35,238.24 $5,238.24 Tracking the value of your account 7.238.2 libillaratorlemorsta 8.2 5,2382 5.238 Dtc 2014 Ott 2015 Me/ 2016 Jun 2016 Sources of your account growth during 2016 value of your account at year end 2015 $5,238.24 Your ove301471 t return Chasge market value Value of your account on has 30. 2016 SDNY GM 00025272 5000 S5233.24 Member SIPC ANP7001:000107I 689 NP7000128409 00001 0616 000030000 Y123661550 101010 Page 1 of 6 CONFIDENTIAL EFTA_00135892 EFTA01277125 SUBS Business Services Account lure 2016 Your account balance sheet Summary of your assets Value on Lune 30 (1) Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 $5,238.24 100.00% Account name: MA'. POI.' ir ATCN Friendly account name: MA eir ATIrN Account number. Your current asset allocation A Eye on the markets Your fl Bendel Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may rclude available cash balances. ciliS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances Index Percentage change rule 2016 Year to date 58rP 500 0.26% 3.84% Russell 3000 0.21% 3.62% MSC I - Europe, Australia & Far East -3.32% -4.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% 1.80% 5.31% anC003001021690NP70C012$4090002I C6l600C03C000 Y123661550 t0gatiklyGm00025ftee 2 of 6 CONFIDENTIAL EFTA_00135893 EFTA01277126 *UBS Business Services Account Jr • .:CIC Change in the value of your account nane20I6(S) Year to date (1) Opening account value $5,238.24 $5,238.24 dosing account value $5,238.24 UBS Bank USA Business Account APY Interest period May 6 - Jun 6 Opening UBS Bank USA Business balance May 6 $5,238.24 15,238.24 Closing UBS Bank USA Business balance Jun 6 15,238 24 Number of days in interest period 32 Average daily balance 15,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your investment objectives: You have identified the fcdowing investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital apprecution Your risk profile: Primary - moderate investment eligibihty consideration • None selected Your account instructions • volt account cost basis default closing method is FIFO, First In, First Out. Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL SDNY GM 00025274 ANP70003001071691 NP7003128409 COCCI 0616000000000 Y123661 SSO 101010 Page 3 of 6 CONFIDENTIAL EFTA_00135894 EFTA01277127 *UBS Yournotes MtlX02000MMONIMOONna090ain Me COOMOM,02366151010,My G. 0. 2,0..4 a s CONFIDENTIAL EFT,00135893 EFTA01277128 (SUBS Business Services Account Jur Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some OnCes, income and current values Shoal' May be approximate. AS a its U. gam at lopes may mil be accurately reflected. Set smporuntmlosmafron about your statement a the end of the et cumeM for more information. Cash Cash and money balances Cash and money batances mai include avalade cash balances, UBS Bank USA depot account balances, UBS AG Stanford Branch &boat account balances and money market mutual fund sweep balances. UBS Bank USA de sit account balances are insured by the WC vitt h n fpplkalle limits, but are not potected by SiPC UBS AG Stanford Branch deposit account balances an not inured by FDIC ail am not protected by StPC Money market sweep balances are protected by SJPC but ale not insured by the FDIC. See the Important information about your statement a the end of this cbarrent for detaiis too those Sanas. Hddng UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Goering bilaxe Closing Wane Pnce pet share Average on Jun I (I) co Jun 30 (I) on Jun 30(s) rate Dneeknel Interest period Your rinandal Advisor: SCOTT STACK MAIILYLE CASRIEL Days in period Cap mourn a) Your total assets Value on Jun 30 (5) reuemage 01 COSI Bbenated your aCCOunt tem (5) annual interne (5) UnreatZed gain or loss (5) Cash Cash and money balances 5,23814 100.00% 5,23824 Total $5,238.24 100.00% $5,238.24 SONY GM 00025276 ANP7C0C0001071693 NV7003'28409 6003I [SIB 000030000 X12366I S5010'010 Page S of 6 CONFIDENTIAL EFTA_00135896 EFTA01277129 *UBS Your notes ANP7000300t07t 694 NP7000128409 00031 OM 6000000000 YI 2366i 10....Y_GM_00025Age 6 of 6 End of statement for account number- CONFIDENTIAL EFTA_00 I 35897 EFTA01277130 Important information about your statement U3S Inancial Services no. (the Firm a UBS Finarcial Seeded is a member of all principal washy, ocmrroity and °Miro exchanges. UBS Fleancial Sealers and 185 Balk UM ere i-dhect subsilaaes of UPS AG and affiliates of 1185 Seostin LLC. The Fun's franca' statement is available upon retail. The Finrs exactas& Mks are a. LOS Finagel Stritef It. 1200 Harbor Boulevard Weehawken, tel 07086 This statement represents the only officialrecord of you' LBS Fhancial Services account. Other records, trap officer ts.dxunents. contanng cora/mgdata should rot be relied 'sae II you betake thee is an tiler a Omili9On please report it immediately n wring to the Brandi Manager of the office server; your account. Allhotep a0. limes shown are intended to be accurate. statement /tato *cud not be wed fa to proposes Rely sigh on yerend tax forms. Oa. , Form 1099. 5498, 10425. etc> when irepamg your lax return. the Fim s required by law to repcn to he IRS allUsable indent, dportakie rontorable ditiiindk and table interest emed en smarties held rams acard, net stone as sittradactire, ad arse basher certain covered mules Careamudeallans with the Finn • Pleaseremain, eel oral comma-rations in wring to further protect your richts. inducing your rktitS trader the Smilers Investor Protection Act (SBAI. • II the financial iatitution en die top let of ale kad of this stamen snot U36 f nasal Swede% LBS Femoral Senices carries yam =aunt as clearing brier by arra-gement bah the rdcated insieuton We informed you of this relatOriShi, Wren you opened this accost h the cast your kite and store/es tre located a LOS financial Straus and rot the isolorg broker, ad you nut make a npat of ay mix or omission to bode firm. As described tie account agreements, you must 50* IA el ani errors or fraud ending chedcs reflected on your statement Mtn 30 idyl alter ii was mailed or made available. Alinements shall be deemed corrplse and accurate n all other respects if not objected to in venteg within 60 days • Please dhect cuRomer complants or earnest° to Peters C lent Matron (donned at 201.352.1699 a toll roe m 903.3M-9103, 8'03 A.M. to 600 P.M FT Monday through Friday, or in writi-g to LES Financial Services lax., Client Relations Depalment, P.O. Box 766 Union Cy, N1 07092 • In case of errors Ot ',Pastan about al electronic faith transfer (61), BS Vest:Mit card insertions, call oe void to UBS Financial Seneca Inc., as 14, 6h floor, Week/Menhir 07086, Mnn RIAAfe6A Sakes. Caeca wee as soon o you can, if you tee yeer stewards a receipt is wrong or if you need more edomatin tout a transfer on the statement or receipt. The Firm or Cad Oaf (as spleable)must hear from you no later tun CO days slier the FM sent yOu the trst stances-4 on which the eta or problem *pond. - ProOde your rum rd axon number (4 any) - Decal:* the MO, Of the ranter you Yet-flare about, and splain as okay as you cal shy you believe a is an eery a why you need more - Pros:dethe icier arrant of the suspected error. The Firm or Card Issuer vol hastigate you tcompaht and eel correct ry error prompth For alleged ems reeking UBS Yankdebit cad tranad rate, if we take more than 10 bus eins days to dotes. we will credit par accord for the amour ycuthink is in error, so tea yd., w0. hive the use of the money during tie tine it lakes us to complete our instigation. Please mire all checks parish to the Fern or tie fisnwl instimen eckated on he had of the statement In addition to regular score fees, accounts may be Mara to mantenerce Ins, things for late parried for securities purchases and charges for unpaid amounts n cash octants. Accosts that ere transferred to other instiulens may be subject to a transfer fee. UK Sweep Ordone UM offers options for minpig cash balances. balances to bad deposits at UM Bak USA and UBS AG Stanford branch (Bak Sweep Progeny), money make( gradual Lech Money Funds) incline international Depose Accouit (04)forcuttcmect wit en Intonational Rexene Mang miens Account. Though the Bair Sweep Programs, cash banes we swept to LES Bank USA to to an estabashed knit ad then to UM AG Stanford Branch. or a Money Fund. Deposits at LE6 Bank USA av FDIC insured in accorda-ce wit FCC miles. Forman information phase Mit wwwidic Deposes at LEG AG Stamford Brach ad shares of MoneyPushare rot nosed by the FDIC. Through to DA, (mailable to cash berates are swept to depose scants at UBS AG New Yak Branch and LBS AG Canon Eranch hew deposits arena fluted by to KC Barges held at the LES AG Carman Branch are temporary reposed to the sovereign lit of the Carman Watt, and there is no guarantee or other obSgation of UBS AG to repay the Saxes whikarthe LEG Cayman's Brach's books. Deposes at LES Bah USA and each UBS AG Branch are not protected by SIK. Money Fund shays are protected by SIPC. See 'LOS Financial Services Accost Protection' below. Ups your request, batences in the Bank Sweep Program or DA may be vethdram and shires of a Mcney Fund tnay be liquidated, ad the proceeds returned to you or your seareies =Ctn. RAW edormalon about available sweep dims noldrg current interest rates and yields, it amhble at wmtubscomfsweeprelt. from your F mental Adam' a by ailing a:6762-1000. UN Financial Rename areman protection The Pr . rt a rro-ri-orri the col runt l-rtor Coto-won Corporation WC), Mich protects ItO-rlieS aaa-rltS 01 its renters up to $500,000 (entity:ling 1.250,003 kr dains for ail The Silt asset protection Mils aPPlY to all scants that you hold h a particula treaty. the Fem, togethw vier certainaffiliates, has also purchased appleillentaprOteCtiOn. The rabirrian amount pasatib to at Shiba dint C011iKtin coder this prat-ion is ZOO maroon a of December TO, 201S. Stbict to the poky oorditons ad limilations, cash a the him is further protected fa up to $1.9 million n the aggregate for all your accounts held n sari:Wm mucky. A fed copy of the potty wadig h mirth upon request. The SIK protection ad the suppkmental protection both do not may to • Cirlin Uremial assets controlled by (and rebid n your account value) but held away from1.05Finred Services (e.g., certain() cash at UPS Bak LISA. cash at L85 AG U.S.Ltanrhes, (4 reurara credal', including vane annuitin, and (iv) tare, of Maud flinch where such toms ay registered chitty re the name of the account holder on tie bocks ad records of the applicable 'sass a trawler agent), • Certain nestment contracts a insesiment interests (e.g., limited partnerships ad pirate placements) that are rot regilened order tee Socurfies Act of 1903; ad • Commodities antals (e.g, foreign mane and pyre°, metal contracts). inducer-9 futures contacts ad commodity option contract,. The SEC protect isn and the sups/mental prawn:nit, not apply so these assets nen if fl yotherwise appear on yes statements. The SEC protection at the 54:Chrnental protection do not protect egad (hinges n the market rata of yxr imestments (whether as result of market movermm, issuer ba-kruptcy a Mande) More irtormaton is amiable upon request. YoJ my cotan more information Scut SIPC, including the Slit Brochrt by ccniscting Slit at 202 3 71 8300 or by Seery the SIPC webste at watelpc.org Dividend Reimestment Program (COP) The prise reflected it an hater pace. You may *ban the actual price loon yes Frureiel Advixr.Onh whole sham are purchased under DRS; halal shags svill be sold ad the cash wie be deposited er your account The &ricked reinvestment price applied by the hear may offer from the man price at which tee partial shares re sold Careialieu Dry whole unts may be held n yar attain. If you ere entered to a petal Ltd a s result ol a chard payment or OhliVoin, the film will either sell partial uda at nutlet price a accept an mord determined by a regiaered deireg agency, at credit sox accord. Investment objectives The neesimert objectbes and risk profile mew le to each accost and may may between you scout PSease Wreathe Firm amply in wreing of a-y smedicant change in has Inaecial striation or investment objectives For eachmane held, you choose or* of the followed ins-tired objectives. CONFIDENTIAL • Moire Cunene income: hves(ments seekng to generation of income ony. • Ached Cap6d appreciation. Inwriments teeing omit of principal rather than the gerersabn of eicane. • Produce Combauton of Wane and Capital Apreciaton. kereaments seekeg both the generation of necme and growth of precis/ Overall rids prefihs • Cons/seat Seeks to manner, need aecipal, with low risk and volatility to the morn catrat even if that means the accost does not generate sign il kant i-am• or returns red may rot keep pace with ideation. • Moderate. Willing to accept some rise to pircPal and tolerate some stalky to seek hgher returns, • Aggressed: Wiling to accept high Mk to pencial and high ,plat lily to sea high returns over time. • Meanness, 6100* Conteletation:t Wetted, a Paii05 of the podlolisf or that account may exist? <anoint strategic, rented lisicity and grater volatiky. Statement Theameholdisf We may cambia* all related account statements with the same Mess in the same envelope, e.g. because they have owners who AO maintain pre account •elationships well other dents a the same address. If you peeler lo recent inclattal starmunts marled n separate metopes you mat decree hecr,eholdng by calling yam Finacrl Advisor Friendly easel name The Friaidig account vie is a 0151anii*le • ruckrorrie chosen by you to assist you with your recorcheePeg has no legal effect on your account You can change yaw ;trendy aCCOUll names. through Conine Services a by contain; your Fi-onoal Athosor. Account overview • vase or yew accouri4orrolo. Net of assets and • Asset ecbdes salable cash balances, values fa restrkted acuity test), and Global Tine Deposit, crreared marks to make, and <erten assets not held by the Fim. Does rot include unpriced seesitiegassets at the end of the pia and arrent statement periods, Or phde lessened% invested stock options and earceable stock options • /Ahab's. Includes debit balance% cutstarding merge, bans, aedit lee. short /cant balances. • Cashhooney balances. Total of unimested available cash balances, plus deposit balances at UBS Bank USA, LBS AG U.S Branches ad money make mutual fund seem Sates, at the dm of tie statement period Nn-cceerredity free ash balances in yes account are rot secogaed from other balances and is Fim my use Sly of these Inds the ordnay course ol is twines These funds re peyabh taxa your Monad 1%, total is included in the anent period cksing vain Lending infonnation For detaked information al the Firm's kedig practices and doclostres. refer to you Churl Relationship SDNY_GM_00025278 EFTA_00135898 EFTA01277131 Important information about your statement (C011UllUed) Aryans,* or ACCOLal Agreement and the General Toms and Conditions U3S Statement of Credit Practices available in Agreements and Distwores at maw ter romprovirreints TOR. Your an Your statement itemises securities and other ants held h the account at the end of tie stsemers petal. You may ask for &hat Of ft* paid sallies at art time. You may receive securities used as loan collateral after paying any balance cis an them. Arry securities transferred to he Firm dsng the abatement petard are listed at market value as of the end of the statarnall period. • Cast beis. In detemining the cost basis of he securities incbded in this statement, where indicated wih the number " l, • LBS F runnel Services has relied n information obtained from sources other than 1.55 Financial Senices, including information Item another rim a that sumac have grovided to yes Finaxial Adam The Firm does not irdeperantly arty a igairantee the accuracy a oak% of ay tiormstion provided by scans other than LES Pi-antral Sankt,, ▪ addetisrt although UPS Finrical Services general& Lthdates ft nformatith as n is received. the Finn does not provide any assurances that the ilarnaehn under 'Cost bat° and *Unrealized gait lose is accurate as of to date of this statement. As wch please donde red on this nformnion to make rudest or sale decisions la tax purposes a otherwise. Accounts tordened to the Fim may WW1 gen/ loss irdamatith only for to period c4 tine they are held at tie Fin More historical itamatith can be aided by you- F.-taxis' Advisor. • Unrealised gas/lose Yellen data a wadable. ettinated La-realized guindlown are caloised Ice tavidael warty lots. The transaction data for nalviltal lots may or may not ref tea cammissicns, dhe securitreorganizatkn 'was de"rZ an d and other reinvestment lob ad systematk ctschne lots are each combined to chyle, ore awaged lot IN 'Trade date' ocean presents the agnal transaction trade dale. • Callable saatMet Bonds and preferred stock that tee isms, cats for ear& redempton wit be tekkhd ntatalkt by lot Iran among all see vies of that issue held hour name a in nominee naive for as dents. Call tense nfamaticn cbtaned from third parties and as accuracy is not guantead. Otter call teases may eon which could atom yield complete inkrrnaticn will be provided upon request • Certificates of deposit (CDs). CDs are HNC nsured up to 42 ba,000 in principal and accrued irtenni per depositor and per depository institution in accordance with FDIC riles • Price/value Prices dippland f or securities and other protests may be higher or lower than the price that )0J would actual& receive in the mute. Ctrs are obtained from varkus hid pity sources whit, we teethe to be reliable, but we donor garantee thek accuracy. - We gerwak we the closing price when avail* cc Ow mean of the bid rid ask price, for listed sactritin and optics a only bid prices for OTC seardies. - Less actire& traded securities may be priced using a valuation model a to moss recent peke we cbtaned and may not reflect n actual market price a value - Certain positkins may apes witcul a price cud will tow as 'price was nal astable • it we we triable to olatan a pow fora manly. - Deposits a securities denominated ilCUM71-00 other than U.S dolls are reflected at the bounty rates of the Platenent date. - fcr certain securnes raring n non-conformng denornnations. price ad quantity (face value,) may have been adjusted to facilitate paper valuntim To obtain hem quashes. when availabk. contact you Financial Oita. • hitt* Swan:twit and mutated products. Private metro* secure in (nclair9 drat pankipatisn program ad realestate investment hist seositis) and struclued procbcts are general& highly 14tid. Celan sans-tired pads% have not been regotered with the Securities and Each Commission ce undo. ay slate secure:Taws. We crarde thilmated Ulm for private investment sectritis ird tutored products for idanottinal purposes ivy. Atosary 6roe guaranteed. - These vibes may differ absurdity kcal prices, il any. at which a Prir#4 Setirntril riy sthstured product maybe bought or sold and do rot necessiti&ressesern the wide you may receive Loon Rethink.). - Third party esimmes of vain are as a a certain date ad av supplied to UBS Inarciii Services on a neuter basis by an independert volution firm. - baser. generalpanne- or sponse estimated vats% nary, ate applied to **Fan by the *suer, general partna or thaw and may be calculated bawd on ciff went information ton tut used by find parties to &nye their taloned values. - You can obtain additorif inkimutaan regardng the methodology used to determine the estimate of value and the dale of tar item/dinthat is the basis fa the eoimate by contanhg your Financial Advisor - Third party 'sinned valets may be reflected as 'Not priced' in several stuatians when an Mason:lent valuation Inn has not sittlost a is unalfe to emir a any. Wye. we become aware that a matenal event has occurred that may call a atheauthy repotted value rep question, or when a value would be high& *cast due to the nature c4 the security. - When rater an issuer, cameral partner or sponsor estiTuted value nor a third-pa-ay estimated rake is provost the vale d to securty Mk be diberent Iran its pitches* price. - • Daributicos to date' may indude return of capital, ncome orboth. - 'Original unit size' represents the that offering paper unit axiom/ not reflect sots cost bast - DIP ad unlisted RErt mortis are rot listed on a national securities exchange, and ate goner* liquid and even I they can be sold the ark. received may be Ws than the per there estimated vats provided n the zoomt statement, . Restricted securities. Resisted 'ensiles general& not current& Ngble for public sale. UBS Financial Service, uses the mst.el priced the unrestricted stock of the sale issuer as an inputed value for the restnned Oak throurposes albs statement on4c To the extent that resticled seornies are elgble to sale, the vale received may be sdastanual& less than the imputed yahoo. down • EA. (estimated) income. arrant yields and rates M estinate of amual income 6 based on current dividend ad interest rates, assuming the states will be held for cne war from statement date or until maturity This estimate is only *gut:rine; accuracy aid continued 'tame are not guaranteed - Estimated arntal jean and curea yield fa certain types of wishes cold nckhle a ream of paid:nalor capital gains in which case the en income (ad curare yell would be overstated. - Estimated anal income and anent yield and the actual ?cane andyield mignt be lover or higher than the estimated 2.03Untt. - An *saint* of stubbed income Othdend ander interest) divided by the current market vaberaverage balance is based an the list dividend or interest payment made by the issuer and amines the sectrteSdepans will be held for one year born the statement date or until maturity Accuracy and continued scald are not guaranteed • Assets not held bytes Financial Services Cenah macs ere rot held by the Fim arena whin the Ferns posse-niter or ccntol. These assets a* &played on vas statement for informational purposes nay Positions and values presented are provided by the Ssu'rg fern. UBS Financial races not retycrabble foe tie infomution and don not guarantee es accuracy. Thee ands re rot pretested laySK or the Firths sulthlarnotal SW( Own? . • Rennin shirrs and additional ampunsatice. — In addition to commissions on ales and 12b-1 lees received n earectiar with Ow distribution a mutual fads to ow dents we andhr our Stale receive revenue RIPON Payments Iran distributors ado ad visas of therani funds that we sell. These anoints are based on two Mews corrporents (a the amou-4 of ales by UBS of • Paliciar mutual fund femit,to our clients and d) the asset value of a pricu tar mutual fund famitt shares held a he fern — We and as allaste ate receive newaking and ant' processing ten n con-Aeration for transfer agent 1420CaS that we prowiz to the rubella& These fees generally are pad from investor Asada n the sacral fund and are a had data amount bawd a, the nunlacr of accounts at the broker.dealor holing mutual lint of that fund fa-nily CONFIDENTIAL — In addekin to cornmasists received n connection with the sale or detrbution d annuli contracts and art investment that ratite tows clients, we andor our ethane mew newrue sharing compensation from many of the instance companies undenwaing the annuity contracts, aftioates et to hewn* carpals or sponsors of tie ant irreestmmt rusts we astrbute. ▪ Our affiliales abo mete trading corannsians ad other compensate(' fran crawl funds and Swats companies whose products we detute. - We receive an amyl fee from UBS Bat USA aid LES AG Stanford Branch ot w to 425 per accost sweeping to thebats under the UBS Bank Sweep Programs. naivety hkemationregarcingammkshns and other chases hired n connect:xi with the exeoSith of wades, &hexing option transactions ha been incbcad on cord imatiore prewowy Washed to you. and cull be provided to you promptly an repast. Short aNling It you are engaged in short selling a security, you may has a charge der to cabin tartrag costs for that pythons-security. Open orders Regarding open or • gas:Ma-canceled' orders that were not executedbythe statement date, open buy and sea skip orders are rained by the mount of dividends rights On an ex-dividends or ennthrls date unless nanxted ether vke by&nos You are responsbk for odes that are executed Os to yea ladure to cancel misting open orders. Priam To obtain a copy of as current Client Privacy Wake. please contact sat F narxral Achiscr a wit our *Winne at ttaaw 0), enagatatnartirer llEG Nina Strokes 6 not a ba-k The WA Business Services Account 464. and IRMA are brokerage accounts which provide access so banking services andprotests 00:041arangarnerits web Al Mud bats and other Ihnipany banes. and provides accento iterace and ennui* radios iced by unabated thid-party insurance ampanes Through insurance agency subsdianes of UBS Financial Services Inc. tionerunt. tura-ce. ad athuily products, Nat FDIC insured • No bank guarantee. May lose value RUA. Resource Management Arany, Business Services Account BSA. IIMA and intonational Resource Management Accord are registered service marks of US Nutt Services tx Visa Signalise it a regedered service mask. 01 Visa adman:nal LOS visa Signature atria cards and UBS Visa debt cards at inued by UBS Bat USA with permssion from Vita U SA Incorporated. UM Financial Setvices the Pm 201604 SDNY_GM_00025279 EFTA_00 I 35899 EFTA01277132 tat UBS 085 Fnancial Services Inc 299 Pak Avenue 25th Floor New York NY 10171.0002 ANP7000654991 0716 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Business Services Account July 2016 MAX FOUNDATION PO BOX 308 TEANECK NJO7666.O3O8 Questions about your statement? Value of your account Call your Financial Advisor or the Resourceline at on June 30 (1) On July 29(S) account Msit our website: ‘myytubFcomifinancia/services Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free crecit report annually from www. annuakreditreportcom. Your assets 5,238.24 5,238.24 Your liabilities o.00 aoo Value of your account 35.238.24 35,238.24 Tracking the value of your account S 4.8 9.2282 ,..2.2$ 2 5.2382 Dec 2014 Dec 2015 Jun 2016 JJ 2016 Sources of your account growth during 2016 value of your account at year end 2015 $5.233.24 Your investment return Change m market value Value of your octant on Jul 29.2016 SDNY GM 00025280 5O00 66238.24 Member SIPC ANP70002000654991 Nen:3[0065617 00001 0716 000[0[000 Y123661 550 0000[0 Page 1 of 6 CONFIDENTIAL EFTA_00B5900 EFTA01277133 SUBS Business Services Account July 2016 Your account balance sheet Summary of your assets Value on July 29 (14 Percentage of your account A Cash and money balances 5,238.24 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 $5,238.24 100.00% Account name: Friendly account name: N:. . • Account number: Your current asset allocation A Eye on the markets Your Fi nancial Advisor. SCOTT STACK M AN LYLE CASRIEL , Cash and money balances may include available cash balances. VBS Bank USA deposit account balances, lieS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances dex Percentage change July2016 year to date 58P 500 3.69% 7.66% Russell 3000 3.97% 7.74% MSC I - Europe, Australia & Far East 5.08% 0.83% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% 0.63% 5.98% mte700020C06$4992NPAX00656IIC•0C0I 071600C030000 Y12366ISS00046MYGM000252019e 2 of 6 CONFIDENTIAL EFTA_00135901 EFTA01277134 SUBS Business Services Account Change in the value of your account July 2016 (3) Year to date (E) Opening account value 55,258.24 $5,238.24 Closing account value $5,238.24 UBS Bank USA Business Account APY Interest period Jun 7 - Jul 7 Opening UBS Bank USA Business balance Jun 7 $5,238.24 85,238.24 Closing UBS Bank USA Business balance Jul 7 85,238.24 Number of days in interest period 31 Average daily balance 15,238.24 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Your investment objectives: You have identified the fallowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Filancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital apprecution Your risk profile: Primary - moderate Investment eligibility considaratan - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Financial Advisor: SCOTT STACK MANLYLE CAAtiEl. SDNY GM 00025282 AtiP700020C0654993 NP7003065617 COCCI 0716 00f:030000 Y123661S50000000 Page 3 of 6 CONFIDENTIAL EFTA_00135902 EFTA01277135 *UBS Yournotes --,,-,..-„-.,„„,... CONFIDENTIAL EFTA,I33903 EFTA01277136 SUBS Business Services Account 142016 Your assets Account name: MAX FOUNDAfiCN Friendly account name:MAX FOUNDATION Account number. Stutte (Wes, income and current vaues ShOran May I:tag:Oran-0e. AS a tea*. Øm andlOsses may not be accurately reflected. Set asaponant inaosnaabon about your statement a the end of this docuerteM fOr more Informs:hon. Cash Cash and money balances Cast, and money balances ma/ include avalaie cash balances, OSS Bank USA del:Oat account balances, UBS AG Startord Branch °know account balances and money maket mutual fund sweep balances. UBS Bank USA deposit account balances are insured by The FOC vat h n ecliptic eble limits, but are not protected by 9PC OBS AG Stanford Branch deposit account balances we not insured ty FDIC and se not protected by WC Money market %veep batances are protected by WC but a* not insured by the FDIC. See the important information about your statement a the end of this doctrnent for details about those Sancti. Hddng 1185 BANK USA BUS ACCT 5.23824 5238.24 25000000 Openng bean« Clovng Mane Inca per shale Average OA ILA 1 ($) on Jul 29 (1) on Jul 29 (1) tale Draidendlnielef period Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL Øsm period cap arount (I) Your total assets Value On At 29 (1) Peicenta0.' U Con ESbrnae0 your a(COUIll pass ($) annual intone (1) Unbend gan or loss (1) Cash Cub sad money Waal Total $5,238.24 100.00% $5,238.24 5,23814 100.00% 523824 SDNY GM 00025284 AMP700020C065499SNP700306S6I 7 COCCI 07'6 000030000 Y12366I S50000000 Page S of 6 CONFIDENTIAL EFTA_00135904 EFTA01277137 *UBS Your notes 0,,600......66,56.0.. GM .02 .,A,96 6 a, b End Ms..... account num I. CONFIDENTIAL EFTA_00135905 EFTA01277138 Important information about your statement CBS truncial Services Pc. (the Firm a UPS f nerds! Sesths), is a member of all principal wanly, cemrroday and canna exchanges. UPS Fisancial Semler' and U135 Balk USA ere i-diect subsidenes of UPS AG and affiliates of UBS Seattle, LI.C. The Fein's thanoal statemere is available upon recited. The Fenn executue offices ere at LOS Fina-cel lances It. 1200 Harbor Boulevard Weehawken, Nl 07086 This StattMint represents the °thy officialrecord of par CBS Fhancial Seneces account. Other reccrds, exept oNaal tp.docunents. contanng coneliang data should not be relied yes II youbele* thee is an emir a Omic90n please report t immediately n "Stew to the Band, Manager of the office serviv your accost. Atha4' a livres shown are Mendel to be accurate. statement ciao ehtukt not be wed fa is proposes Rely nark on yesend tax forms, , Form 1099. 5498, 10425, etc ) when prepamg your lax return. The Fier s required by law to regal to the IRS all Usable &Mends, imortabb roistairable detthendk and =able hared earned en securities held note scant, nee stands on see bk-sacttros, rd cod basis en certain covered skulks- Careammicalcau with the Mn • Pleasiereicodinn my oral comma-rations in wring to further protect your ridthi indult-drat rit crder the Searles 'meths Proteonon Ad (SOM. • II the financial ithattion co the top let of to had of this stamen snot USG f resat Strikes, LEG Firuncial Sonia" carries yam =aunt as clearing triter by asegerrent with the tdcated inslitutCh We in you of this relatOn5ht, %Ilea Si opened this axon. h the cast your kits and stories tte boated a UBS financial Stakes and rot the taccticig broker, ad you nut make a nset of dry err or omission to both firms. As described the account agreements, you must notes ta5 aF anr errors or fraud twohig chedcs reflected m your statement Shin 30 days alter t was mailed or made available. All staternsis shall be, deemed corrplse and accurate is all other respects if not objected to in wrong within 60 days • Please deed cuaomer complai-es or earnest° tie Fawn C lent Reborn Deposer& at 201.352.1699 a toilers al 903.354-9I03, 8:03 A.M. to 600 P.M FT Monday through Friday. or in veii-g to CBS Frontal Semites Fax., Client Relations Depalment, P.O. Box 766 Union Cy, Nl 07037. • In case of trots or gaskets about an electronic faith tramth (61), BS Veatekbit card vantactions, call ante to UBS Frontal Senices Inc., der 14, Gibbon; Weehawken NI 07086, Mn ADAMEEA Serkes. Callow mite as soon few you can, if you hack your Piterntrit ce receipt is iscrig or if you need more tdamatis thar a transfer on the statement or receipt The Firm or Card Ras (as aolicable)must her from you no later to CO days after the Fain sent yOu the lest itatenwre on which the era or problem *pond. - nitride your run,. rd acorn number (f any) - Decal:* to Perorate trander you nature about, and splain as okay as you cal why you believe a is as eery a why you need more hkenuthei. - Pro the doer arrant et the suspected Ina. The Firm or Card Issuer vii i-westigate your compaht and red correct err; error prcroty. For alleged onus imokring UBS POOdebit cad tramad bra if we take mere than 10 bus cress days to der this, re willcredit par accord for the amount youthiik is in error, so that you MI Nye the use of to money during the time it takes us to ccmplete our rwestgation. Please mire all checks payable to the Fern or tie instadis notated on he front of tht statement In addition to regular accost fees, accounts may be objet to makienarce Isis, throats for the payment kr securities purchases and charges kr unpaid arrosils n cash accounts. Accounts that re transferred to other instithirs my be subject to a Vander tee. UBS Swamp Othiens LES offen options for sweeping cash Waxes. balances to bah deposits at UBS Brk USA and LEG AG Stanked thatch (ark Sweep Procjarra), moneymaker mutual baths Money Futthg ridthe International Deposit Account Mayor cuttanees with an Interutional RoscaCo Llanagernerd Account. Though the BSc Sweep Programs, cash balsas at swept to LESBank USA co to an estabkhed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UE6 Bank USA are FDIC hewed in accorda-ce withFCC rules. Forma, Mmnatim *ate visit wwwfdic Deposes at UK AG Stanford Brach ad shares of MoneyFindsare rot inured by the FDIC. Through tie DA, available to each balsas an swept to depose scants at UBS AG New Yak Branch and LEG AG Carman Eranch Thew deposits arena toured by that FCC. Barnes held at the UBS AG Cayman Brandi are amputee reposed to the sovereign ink of the Calms lards, and there is no guaranis or other othgation of UBS AG to fetal tr. Sates while al the LEG Cayman's Brach's books. Deposits at LEG Bark USA and each UPS AG Branch are rot protected by SIC. Monet Fund shays are protected by SIPC. See -1_65 Financial Service. Accotnt Protection' below. Ups your request, balencs in the Bank Sweep Program or DA may be withdrawn and shres of a Mcney Fund may be licsidated, and the proceeds returned to you or your seosaies =CUM. Puts idormaton about available seep Worn, ncladtg cement ineerest rates and WAIL 5 available at wmtrobscomrstreepwetht from your Fri: scut Advert a by calling 900 762-1000. UN Financial Smite Dawn% protection The Firm h e month- ef the Tv-, rat tit ,wrn- Protect)", Corporation (SIPC), which protects It0-rlieS &Car% a its renters up to $912000 (inchtling 1250,003th claim for caste the Silt and protection limns aocihr to all accants that you hold's a partictia- coactry. the Fes, togethr sib certainaffiliates, has also purchased ethiplallentelplOteCtiOn. The madman amount pajathe to al Spike tiers, colliclink uder this protection is ZOO maks as of Docents 10, 2015. Stbrot to the poky ordelorts ad lmi actions, cash the firm is further protected fa up to 14.9 million n the aggregate for all your accounts held n a particuth mucky. A ha copy of thepoky wadtg is available upon request. The Slit protectim ad the suppkmental protection both do not apply to • Colin Uremial assets controlled by (and telded n your account value) but held away from WS Fina-cal Services (e.g., certain() cash at UPS Bark VA BO cash at Les AG U.S.thanrhes, (4 thurance point, including variable smiths, and (iv) Mares of Maud funds when such shads ay registered toy it the name of the accost holder on the bocics and records of the solictha &suer a transfer agent), • Certain rwsb-nent contracts a ineesiment interests (e.g.. partnerships ad private placements) that are rot regitened under the Securities Act of 1903; and • Commodities corrals (e.g, foreign exchirge and preccus metal convects), includfrg futures contracts aid commodity option contract,. The SEC protasis and the suppkmentel protection do not apply so these assets ewe, if they otherwise appear on yea statements. The SPC protection aid the 94:01ernental protection do not protect agent changes in the market vale of yam imestments (whether as 4 result of market moverrem, issuer ba-kruptcy or °Menke) More reformation is salable tor regard. "atm,/ obtan mote inf ornerier about Slit, InclufW") the SIPC Brochre by noising SIPC at 202-37143GO or by vititivi the SIPC webers ar www.elpr.ow Dividend Reisestment Program (COP) the pie reflected is an auras price. You may Mien the actual price bun yea inward Advece.Ony *hole shares re purchased under DRIP; trial Alain wit be soli ad the cash wd be deposited tryst account. The dekko] renvesunent puce applied by the ester may • efer loamthe mind price at which the partial tires re sold Ceeteit-lieu Cnheihole wets may be held n yam acuust. If yew ax entitled to a petal cal a s nesuh da cksiderd parent or a -swim the Firm well ether sell pawlsib at market pricec e, a accept an amard determined by a regiaered cleartg agency, ad credit you accord. Investment objectives lhe :stuns" objectives and risk profile are spec lc to each account and may may between you accords Weak advs. the Firm month& in sting of ay sg-Wicant change input I namcial situation or investment &waives For eachscant held, you choose or* of the folbwin ins-tweed cbjectives CONFIDENTIAL • Produce Cuneneincome: hvesiments seekng the generation of income ashy. • Aches Capital Appreciation. Investments seeing /web of preaPal rather than the gerersais of hccene. • Produce Conabaubbn of Worse and Capital ApprecUton. Nesting:Ms seeking both the genevann of 0%0110 rd growth of crixbal. Deere risk profiles • CoosavaOrt. Seeks to maintain Sit pri-cipal, with low risk and volatility to the accord owrat then if that means the moon does not generate signitkart mono ce returns ri d met rot Sep pa with halation. • Moderate. Wang to accept sane risk to pircibal and tolerate some votatkty to seek tiger returns. • Aggress": Wiling to accept high n* to pnixpal and high slat lily to sea high returns owe time. • Imo :Awl' Eigiola Consideration: t Wetted, a vamon of the doable, f or tat account may iacWe wools strateges, rented liquidly and rater volatiky. Statement •hatheholdier We may areordale at related account statements with the sane adiess h the ume envetce, eg. because They have owners who a10 mentan fit account Sat *mho' well other dents a the tame address. If you peeler lo recent individual statmunk mailed is separate eneelopes, you mat deals ntr,eholdng by carting yxr finalcul Achtor Friendly acoated name The kiddy acccu4 nisei is a (wean:able 'ski-erne chosen bir you to assist you with your recordeeePha has no legal ellen Ca yOuf account. You can change tau ;trendy eaOull nanes. through Ontne Services a by conlatl i-9 your Fe-uncial Adiocr Account overview • vase of you accochtgatfolo. Net of asset and • Asset tricLides said* cash balances, slues fa restricted nosey tird ), and Globalrim Deposit, crreated marks to ma-ket, andcertain assets not held by to Fern. Does rot include worked sectritithassets at the end of the prig and anent statement pcoods, or pretate hoesanents, untested stock options and everceable stock options • Lithithes. Inducts debit balaxes, cutscariling margin bins, aedit shod accord balances. • Cashrooney balances. Toth of unimested available cash balances, plus deposit balances at UBS Bank USA, L135 AG U.S Branches rd manly make mutual fund sweep balms, at the dew of be stagnant period N:n-ccemredity • free cr.& balances in yes account are Mt sec/Legated from other and the Fern enth tae of these finds in the ordnay course of is twines These funds re psyabh taxa your darned This total is ncluded in finti anent period closing vain Lending Sensation Fix Belated information an the Firm's 'ening practices and dacha'''. refer to tar Chem Relations ip SDNY_GM_00025288 EFTA_00 135906 EFTA01277139 Important information about your statement (mmlithied) Agmement or Accuse Agreeffenl ad the General Terms ard Conditions U3S Statement of Credit Practices mottle in Armenia and Othkatres at mop awramlarew awkrawaec. Tom asset Your statement itemizes stemma et other mans held tithe wart at the end of the statement period. You may ask for dePOrY Of UN paid seosities at arw time. You may receive securities tried as loan collaera aher paying any balance dm at them. Arty securities translated to he Firm dreg the natement period are lig ed at market vane as of the end of the statement period. • Cost beim h detemining the cost basis of he securitiesWaded in this statement where indicated wih the number " l, • WS F mince& Services has relied oninformation thinned from sources other than UPS Financial Semites. including information from another dim a that prim, toVegrovided to you Finmxial Maw. The Finn does not indeperantly very a sward** the acaracycevaldh day idermation Provided by sines other than 1.65Phancial Senates athltert *hough UESChrical Services greralb tbdates he nfcrmaten as it is receaved, the hem does not provide art, assuarces that the Mormatim seder 'Cost basis^ ad *Unrealized gar/ lose is accurate as of the date of fhb statement. As suck please do rce rem on this Ma-nation to make puthase or sale decisans fa tax puposes a otherwise. Accounts teardeered to the Fim may reflect gel-floss llama:sal only for the period ci tine they am held a the Pile, More historical Hamann <abbe xthd by you Friaxial Advisor. • Unthellnd gas/lose Yellen data ommated ten:Mired guinelown ore cactAand Ice seculy lots. The transadon data for ethilial bit mayor may not reflect ammissiths, rZ da security reorganizaten events ari el and other reinvestment lob ad systematic psctgw be, are each combined to ditty one averaged lot the 'Trade date' coLenn presents the orgeal transaction trade dale. • Callable mosides Bonds and preferred stock that the eve Pak for eat redemplon wit be matted impatalblw lot lean among all setrines of tan issue held howtharneoreinomthe nave for us clients. Call lease eikmatith is obtained from third pries and in accuracy is not garantead. Ohs. call foams may tin which scuba ail act wad complete Homan:en all wonted upon request • Certificates of deposit (ODE. CDs are FCMC awed sato S2 B),000 n principal and moved Wenn per depositor ate per depository inviikeith in a:cadence wan FDIC riles • Priothalue Prices displayed f or smarms and other pathos may be higher or lower than the price that you would actually receive in the male fakes am obtained from vakus rNd pity sources whiti we teethe to be reamble, bit we do not gara-itee the accuracy. - We genera, we the closing price when avadthe Om meth of the bid ad ask pixes for listed setrities at optima ce oth bid prices for OTC searities. - Less 3Ctiveir traded stalks may be priced using a valuator model or the moss recent pate we throned end may net reflect we actual make price a van - Certain positions may apex nitoilapiceard will tame as 'price was nol avadabb• if we am triable to obtain a price fora wady. - Deposits a vacuities denominated O. currarcies other than U.S &Sam am reflected at the eichinge rate a of the natiment date. - fcr certain startles fading n non-conformrig denornnations, pine and qualityFlaw iota) may have been adjusted to facilitate peeper Muslim To cbuin &ram @nix& whin available. contact arnal aeon,' • Private investments and etruceured products. Note nonlmcre wiz a as (nc biro erect participate., program and real estate investment trust seositis) and structred proins are general highly • Celan stastised protasis have not been regotered with the Securittes and Each Commission a under wry state seeuritiesTaws. We Provide unmated values for pimpe investment mouths zed structured products for erfamatiral purposes cny. Mang ism guaranteed. - These news may differ abstamistai kat meet il any. at which a pride thesimerd thy structured product maybe bought or sold and do exit necessaribressesert the raw you nay receive Lyon liquidator. - Third party estmess of ram are as et a certain date and am supplied to UK Inertia Services on a regilar basis by an independea satiation firm. - baler. general Danner o sponsor estimated maths. al ay, are Applied to the Flan by the issuer, general partna on spacer and may be cakulated based al dfferent information from tot used by tied panics to thive their 'negated values. - You can obtain aeditorel iformation regarding the methodology used to determine the estimate of value and the date of the Hammenthat is the basis for the eoimate by contacted your Financial Advisor - Third pity 'singed valets may be reflected as 'Not priced' in several worths: Mien an 1-dependent valuation fire has not epphda it u sable to emir a valsk %Sanwa become ware that a material ewnt has caused that may call a wthousb reported vita eat question, or wren a value would be highb spithlatia due to the nature ct the security. - When neither an issuer, general partner or sponsor estimated value nor a third-pa-ay estimated iota is wooded, the vala of the study Mite dinerent from its raceme price. - •Detribution to date' maw indude earn of capita name orboth. - 'Original unit size' represents the ethal offering price per snit axial./ not reflect you cost bases. - DIP ad unlisted REP wastes are rot listed on a rational securities exchange, and am goner* liquid and own I they can be math the prke received may be low than the per thaw estimated nth provided n the wart statement, • Restricted securities. Resin-led sautes general), am not man, etgble to public tale. UBS Financial Service: use: the mrkel priced the unrestricted stock of the sent issue( an an Snouted value for the restricted stay throw/wises Mahn statement way To the extent that restkled seorlies are elgbk to sale, the vale received may be sthstanualb less than the imputed rate town • Em festinated) income. anent yields and rotes. An mentale of amual income is based cat current dnidend ad interest rates, assuring tie swarths will be held for the war from statement the or used maturity This Mina eionier a gudeine; accuracy and continued income are not guanerneed - Estimated anal thane at curent yield for certain types of leashes could riclude a retain of 'trinket or captal gains n which caw the est income (and curare yield would be overstated, - Enameled areal income and <went yield and tie actual thane aidyield mkjat be Sewer°, higher than the estimated amounts. - An regent* of nudged income (daaklend ands interest) dividedbythe current market valatiaverage balance is based on the Last dividend or hawse payment mode by tie si suer and stunts tie sectreestlethots will be held for over year from the natal-tent date or until measly. Accuracy and continued mkt am not guaranteed • Assets not held by UEIS Financial Services. Certain hams se not held by the F im arena weal the Fern's posanaith or control. These assets we displayed on loos statement for irdomotional purposes only. Positions and values presented we provided by dal issuing firm. UBS Franca' themes is not responsible for he information and does not guarantee es mangy. lhele assets are not protected by SOK or to Finis WpOlfroental SOK coverage. • Revenue sharing and additional compensation — In adeftien to commissions on saw and Lib.' lees received n correction with the distribution of rrulual lend to ow dents we ands our afthate receive revenue trim) Payments from dirnbutors ad a ad visas of the miLial funds that vet sell. Thaw arnAnts are based on two driers", corrpanonts (l thy amout of Ulf, by WS of a Palicadr mutual fund I amib to our clients: and 0) the asset value of a particular rrutual fund famib's shares held at the Irrn — LW and as allAate ako receive networking aid arnba procening lets n con-Aeration for transfer agent Sentei that we worth to the mutual lent These fees generally are pad from investor asses lithe natal lurid and me a fared dela amount based on the thither of accounts at the broker.dealer Isokfrig mutual funds of that fund family CONFIDENTIAL — h adoltion to comrnissists received n connection with the sale or dothbution of a-they contract and wet investment but tittle tooter clients, no andcr our affiliak recta* rewu stia-rg compensation from many of the instance comp/lies undenarleg the amity Centrals, aft Tithe d the insurarm carpals or yawners of tie ant irrenemmt rugs we distkute. - Our affiliates also receive trading commesstris ad other contensthonfran maul fuck and eatene companies whose polices we der tut. - We receive an aerial he from UBS Bat USA ad LES AG Stanford Branch Of w to 475 per accuse sweeping to the barks under the UBS Bank Sweep Program. Adivity Inficemanthregardngcommksens and other charges eared Si connection with the execute:aof trades, ecl.drg option transactions ha then incbad on conlimations prewousb Swathed to you. and will be provided to you promptly on repast. Short aNling II you are engaged in short selling a secunty, you may max a Charge See to Catlin tOTOwitg costs for that particulate: Lily. Open orders Regarding open or ' gthatilkancelled' owlet that were not executed by the Stefan date, open buy and set slop orders are naiad by the anoure of diaderds or rig-its cn an ex-dividercb cr eg-rettls date unless eignxted cthenvise by yos You are re for orders that are executed ow to SU failure to cancel wising open orders. Palm To obtain a copy of as current Client PrivacyNotice. please contact yea FnartalAthiscr or von our websit at wets oat raalawatnitalrer UEG Fascia Smiths 4 rota ba-k The AMA Business Services Account 854 and IRMA ere betkerage accounts which provide access so banking services and prodsts tlraugh analgtfTWIlit with af I noted baths ad other 1bn:foamy barks, ad provides Mtn to eetra-ce and annutY products Cued by unaffiliated thad-party aureate contains through esura-ce agency subsdiaries of UBS Financial Services Inc. Mesons& Mum-cm ad a-ruity products, Not FOC instred • No bank guavntew May the vane RMA. Resource Management Aran nt, Business Services Account BSA. IDA and intonational Resource Management Accost am registered service maks of US Nereid Sreces lx VISA Signalise e a registered wince meek of Visa Iniernati:nat 1.65 oica Swaths* crock cads and IRS Visa debt cards re issued by UBS Bath VA with permission from Visa USA Incorporated. LAS Pinendel Se/vices Inc Rev 201604 SDNY_G M_0002 5287 EFTA 00135907 EFTA01277140 (SUBS Ut35 FMancial Services Inc. Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANT-70036616310816 Y1 0 Account name MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACKIrIANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Resourceline at account VlsItour webeite: v•ww.ubstomf financialservices Items for your attention , Help protect yourself from frau:land review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from VIW VI. an nu ak r edit re p or t. corn . Value of your account Business Services Account August 2016 MAX FOUNDATION PO BOX 308 TEANECK NJ 07666-0308 on July 29 a) on August 31 (9) Your assets 5,238.24 5,238.24 Your liabilities 0.00 0.00 Value of your account $5,238.24 Tracking the value of your account S La 2 $5,238.24 S 222 2 ¶,23$ 2 5.238 2 Dec 2014 Dec 2015 Jul 2016 Aug 2016 Sources of your account growth during 2016 Value of your account at year end 2015 Your mwstrnent return Change in market value Value of your ascots* Oil Aug 31.2016 SDNY GM 00025288 S5238.24 SO® SS233.24 Member SIPC ANP70002000661631 NP7003065I 13 C0031 C8I6 00CC00000 Y123661550000020 Page 1 of 6 CONFIDENTIAL EFTA_00 I 35908 EFTA01277141 SUBS Business Services Account August 2016 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 5,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D rived income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $5,238.24 55,238.24 100.00% Account name: MAr FOly ir ATICN Friendly account name: Pl,:o Fre Ca' ATIrN Account number. Your current asset allocation A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% Percentage change August 2016 Year to date 0.14% 782% 0.26% 801% 0.08% 0.92% -0.11% 5.86% ANP 703020GO:61632 NPAX00651 I 3 0000' OBI 6000000000 Y12366 I 95000nlyyGitoco252§tee 2 Of 6 CONFIDENTIAL EFTA 00135909 EFTA01277142 CBS Business Services Account 2C 1C Change in the value of your account August 2016 (5, Year to date (1) Opening account value $5,238.24 $5238.24 Closing account value $5238.24 UBS Bank USA Business Account APY Interest period Jut 8 - Aug 4 Opening UBS Bank USA Business balance Jul 8 $5,238.24 15,238.24 Closing UBS Bank USA Business balance Aug 4 15,238 24 Number of days in interest period 28 Average daily balance 15,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your investment objectives: You have identified the fdlowing InveStrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important infatuation about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Primary - moderate investment eligibifty consideration - None selected Your account instructions • Your account cost bases default closing method is WO, First In, First Out. Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL SDNY GM 00025290 ANP7C0020C0661633 NV7003066113 C0ODI OBI& 00C:O30000 Y12366I 550C0C000 Page 3 Of 6 CONFIDENTIAL EFTA_001359 I 0 EFTA01277143 *UBS Yournotes CONFIDENTIAL EFT,00133O1 I EFTA01277144 UBS Business Services Account August 2C I C Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some pnces, income and current vaueS Shorts May be cpprOxiMerte. AS a kit& gam aldIOSSts may not be &curately refkaed, See mportint inrosenefron about your statement a the end 01 Ms dacurnen1 fOr more infornason. Cash Cash and money balances Cash arid money batances may include avalaale cash balances, UBS Bant USA cbrosn account balances, UBS AG Stardord Branch report account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC válhn applicable limits, bul are not protected by SIK. 085 AG Stanford Branch deposit accoum baanas an not insured by FDIC and re not protected by SII1C Money market sweep balances are prolKted by WC but are not insured by the FDIC. See the rmportant information about rot statement a the end of this docunent for details about those balances. Hddng UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Openngbdan« Cloung btlence on Aug 1 (I) on Aug 31 (I) Price per share merage on Aug 31 (3) IMO Duldend 'Merest pelted Your Pi nandal Advisor: SCOTT STACKMANLYLE CASFUEL Owl in period Cip artunl CS) Your total assets Value On Aug 31 (5) PerCenta?1 O< Cost Earnaled your aCCOunl COLS (S) annual inccme Umeaaed gan or lOss (S) Cash Cash and money ImMloces Total $5,238.24 100.00% $5,238.24 5,23814 100.00% 5,238.24 SDNY GM 00025292 ANC703020C0661C3SNP7003065113 COCCI Ct3I6 000030000 Y123661 SS0000000 Page 5 of 6 CONFIDENTIAL EFTA_00135912 EFTA01277145 *UBS Your notes ... ,00....6 ,, ,O.066,,,.. 46,6 0000.900,E366,5000.4, G. ,,,,,,,,A96 6 ol 6 End of ..... a..nt nun, b. CONFIDENTIAL EFT,00135913 EFTA01277146 Important information about your statement CBS truncial Services Pc. (the Firm a UPS f nerds! Sesths), is a member of all principal wanly, cemrroday and canna exchanges. UPS Fisancial Semler' and U135 Balk USA ere i-diect subsidenes of UPS AG and affiliates of UBS Seattle, LI.C. The Fein's thanoal statemere is available upon recited. The Fenn executue offices ere at LOS Fina-cel lances It. 1200 Harbor Boulevard Weehawken, Nl 07086 This StattMint represents the °thy officialrecord of par CBS Fhancial Seneces account. Other reccrds, exept oNaal tp.docunents. contanng coneliang data should not be relied yes II youbele* thee is an emir a Omic90n please report t immediately n "Stew to the Band, Manager of the office serviv your accost. Atha4' a livres shown are Mendel to be accurate. statement ciao ehtukt not be wed fa is proposes Rely nark on yesend tax forms, , Form 1099. 5498, 10425, etc ) when prepamg your lax return. The Fier s required by law to regal to the IRS all Usable &Mends, imortabb roistairable detthendk and =able hared earned en securities held note scant, nee stands on see bk-sacttros, rd cod basis en certain covered skulks- Careammicalcau with the Mn • Pleasiereicodinn my oral comma-rations in wring to further protect your ridthi indult-drat rit crder the Searles 'meths Proteonon Ad (SOM. • II the financial ithattion co the top let of to had of this stamen snot USG f resat Strikes, LEG Firuncial Sonia" carries yam =aunt as clearing triter by asegerrent with the tdcated inslitutCh We in you of this relatOn5ht, %Ilea Si opened this axon. h the cast your kits and stories tte boated a UBS financial Stakes and rot the taccticig broker, ad you nut make a nset of dry err or omission to both firms. As described the account agreements, you must notes ta5 aF anr errors or fraud twohig chedcs reflected m your statement Shin 30 days alter t was mailed or made available. All staternsis shall be, deemed corrplse and accurate is all other respects if not objected to in wrong within 60 days • Please deed cuaomer complai-es or earnest° tie Fawn C lent Reborn Deposer& at 201.352.1699 a toilers al 903.354-9I03, 8:03 A.M. to 600 P.M FT Monday through Friday. or in veii-g to CBS Frontal Semites Fax., Client Relations Depalment, P.O. Box 766 Union Cy, Nl 07037. • In case of trots or gaskets about an electronic faith tramth (61), BS Veatekbit card vantactions, call ante to UBS Frontal Senices Inc., der 14, Gibbon; Weehawken NI 07086, Mn ADAMEEA Serkes. Callow mite as soon few you can, if you hack your Piterntrit ce receipt is iscrig or if you need more tdamatis thar a transfer on the statement or receipt The Firm or Card Ras (as aolicable)must her from you no later to CO days after the Fain sent yOu the lest itatenwre on which the era or problem *pond. - nitride your run,. rd acorn number (f any) - Decal:* to Perorate trander you nature about, and splain as okay as you cal why you believe a is as eery a why you need more hkenuthei. - Pro the doer arrant et the suspected Ina. The Firm or Card Issuer vii i-westigate your compaht and red correct err; error prcroty. For alleged onus imokring UBS POOdebit cad tramad bra if we take mere than 10 bus cress days to der this, re willcredit par accord for the amount youthiik is in error, so that you MI Nye the use of to money during the time it takes us to ccmplete our rwestgation. Please mire all checks payable to the Fern or tie instadis notated on he front of tht statement In addition to regular accost fees, accounts may be objet to makienarce Isis, throats for the payment kr securities purchases and charges kr unpaid arrosils n cash accounts. Accounts that re transferred to other instithirs my be subject to a Vander tee. UBS Swamp Othiens LES offen options for sweeping cash Waxes. balances to bah deposits at UBS Brk USA and LEG AG Stanked thatch (ark Sweep Procjarra), moneymaker mutual baths Money Futthg ridthe International Deposit Account Mayor cuttanees with an Interutional RoscaCo Llanagernerd Account. Though the BSc Sweep Programs, cash balsas at swept to LESBank USA co to an estabkhed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UE6 Bank USA are FDIC hewed in accorda-ce withFCC rules. Forma, Mmnatim *ate visit wwwfdic Deposes at UK AG Stanford Brach ad shares of MoneyFindsare rot inured by the FDIC. Through tie DA, available to each balsas an swept to depose scants at UBS AG New Yak Branch and LEG AG Carman Eranch Thew deposits arena toured by that FCC. Barnes held at the UBS AG Cayman Brandi are amputee reposed to the sovereign ink of the Calms lards, and there is no guaranis or other othgation of UBS AG to fetal tr. Sates while al the LEG Cayman's Brach's books. Deposits at LEG Bark USA and each UPS AG Branch are rot protected by SIC. Monet Fund shays are protected by SIPC. See -1_65 Financial Service. Accotnt Protection' below. Ups your request, balencs in the Bank Sweep Program or DA may be withdrawn and shres of a Mcney Fund may be licsidated, and the proceeds returned to you or your seosaies =CUM. Puts idormaton about available seep Worn, ncladtg cement ineerest rates and WAIL 5 available at wmtrobscomrstreepwetht from your Fri: scut Advert a by calling 900 762-1000. UN Financial Smite Dawn% protection The Firm h e month- ef the Tv-, rat tit ,wrn- Protect)", Corporation (SIPC), which protects It0-rlieS &Car% a its renters up to $912000 (inchtling 1250,003th claim for caste the Silt and protection limns aocihr to all accants that you hold's a partictia- coactry. the Fes, togethr sib certainaffiliates, has also purchased ethiplallentelplOteCtiOn. The madman amount pajathe to al Spike tiers, colliclink uder this protection is ZOO maks as of Docents 10, 2015. Stbrot to the poky ordelorts ad lmi actions, cash the firm is further protected fa up to 14.9 million n the aggregate for all your accounts held n a particuth mucky. A ha copy of thepoky wadtg is available upon request. The Slit protectim ad the suppkmental protection both do not apply to • Colin Uremial assets controlled by (and telded n your account value) but held away from WS Fina-cal Services (e.g., certain() cash at UPS Bark VA BO cash at Les AG U.S.thanrhes, (4 thurance point, including variable smiths, and (iv) Mares of Maud funds when such shads ay registered toy it the name of the accost holder on the bocics and records of the solictha &suer a transfer agent), • Certain rwsb-nent contracts a ineesiment interests (e.g.. partnerships ad private placements) that are rot regitened under the Securities Act of 1903; and • Commodities corrals (e.g, foreign exchirge and preccus metal convects), includfrg futures contracts aid commodity option contract,. The SEC protasis and the suppkmentel protection do not apply so these assets ewe, if they otherwise appear on yea statements. The SPC protection aid the 94:01ernental protection do not protect agent changes in the market vale of yam imestments (whether as 4 result of market moverrem, issuer ba-kruptcy or °Menke) More reformation is salable tor regard. "atm,/ obtan mote inf ornerier about Slit, InclufW") the SIPC Brochre by noising SIPC at 202-37143GO or by vititivi the SIPC webers ar www.elpr.ow Dividend Reisestment Program (COP) the pie reflected is an auras price. You may Mien the actual price bun yea inward Advece.Ony *hole shares re purchased under DRIP; trial Alain wit be soli ad the cash wd be deposited tryst account. The dekko] renvesunent puce applied by the ester may • efer loamthe mind price at which the partial tires re sold Ceeteit-lieu Cnheihole wets may be held n yam acuust. If yew ax entitled to a petal cal a s nesuh da cksiderd parent or a -swim the Firm well ether sell pawlsib at market pricec e, a accept an amard determined by a regiaered cleartg agency, ad credit you accord. Investment objectives lhe :stuns" objectives and risk profile are spec lc to each account and may may between you accords Weak advs. the Firm month& in sting of ay sg-Wicant change input I namcial situation or investment &waives For eachscant held, you choose or* of the folbwin ins-tweed cbjectives CONFIDENTIAL • Produce Cuneneincome: hvesiments seekng the generation of income ashy. • Aches Capital Appreciation. Investments seeing /web of preaPal rather than the gerersais of hccene. • Produce Conabaubbn of Worse and Capital ApprecUton. Nesting:Ms seeking both the genevann of 0%0110 rd growth of crixbal. Deere risk profiles • CoosavaOrt. Seeks to maintain Sit pri-cipal, with low risk and volatility to the accord owrat then if that means the moon does not generate signitkart mono ce returns ri d met rot Sep pa with halation. • Moderate. Wang to accept sane risk to pircibal and tolerate some votatkty to seek tiger returns. • Aggress": Wiling to accept high n* to pnixpal and high slat lily to sea high returns owe time. • Imo :Awl' Eigiola Consideration: t Wetted, a vamon of the doable, f or tat account may iacWe wools strateges, rented liquidly and rater volatiky. Statement •hatheholdier We may areordale at related account statements with the sane adiess h the ume envetce, eg. because They have owners who a10 mentan fit account Sat *mho' well other dents a the tame address. If you peeler lo recent individual statmunk mailed is separate eneelopes, you mat deals ntr,eholdng by carting yxr finalcul Achtor Friendly acoated name The kiddy acccu4 nisei is a (wean:able 'ski-erne chosen bir you to assist you with your recordeeePha has no legal ellen Ca yOuf account. You can change tau ;trendy eaOull nanes. through Ontne Services a by conlatl i-9 your Fe-uncial Adiocr Account overview • vase of you accochtgatfolo. Net of asset and • Asset tricLides said* cash balances, slues fa restricted nosey tird ), and Globalrim Deposit, crreated marks to ma-ket, andcertain assets not held by to Fern. Does rot include worked sectritithassets at the end of the prig and anent statement pcoods, or pretate hoesanents, untested stock options and everceable stock options • Lithithes. Inducts debit balaxes, cutscariling margin bins, aedit shod accord balances. • Cashrooney balances. Toth of unimested available cash balances, plus deposit balances at UBS Bank USA, L135 AG U.S Branches rd manly make mutual fund sweep balms, at the dew of be stagnant period N:n-ccemredity • free cr.& balances in yes account are Mt sec/Legated from other and the Fern enth tae of these finds in the ordnay course of is twines These funds re psyabh taxa your darned This total is ncluded in finti anent period closing vain Lending Sensation Fix Belated information an the Firm's 'ening practices and dacha'''. refer to tar Chem Relations ip SDNY_GM_00025294 EFTA_00135914 EFTA01277147 Important information about your statement (COMI11006) Adamant or ACCOLal Agfetteli and the General Terms and Conditions U3S Statement of Credit Practice. ;wattle in Agreements and Diabsures at jar nM mnthreatooreGtrintvec. Yew assets Your statement Omen securities end other assets hell tithe account at the end of to Materna. period. You may ack for delverY of 'Ai pad seosaies al erg time. You may receive securities wed as ben collateral alter paying any balance eta on them. Ary securities translated to tie Firm cling the stalernmt period aie listed at market value as of the end of the Sterner* period. • Cost base h detenining the cost basis of the securities incbded in this statement where indicated wih the number" l, • WS F nonce& Services has relied an information obtained from sources other than LES Financial Sento.% including information from another fern a that mum* tattlegrovided to you Penni/II Adam The Firm does rot Meta-rarely verify a saran the accuracy a vddity of an information provided by tones other than Mai -uncial Sonic.., h xklticru although UPS Ftwicial Services gereraln Is:dates his Haman:as as is received, the hrm does not provide any assuraxes that tie Vdcrmatirt seder 'Cost bans^ ard ^Unrealized gal lose is accurate as of to date of thi statement. As such please dons reter on this nforrution to make psi:hazels sale decisions fa tax puposes a otherwise. Accounts tea-demi to to Fan may reflect gar/loss ilarnatin only for the period the they are held at tie Finn Morehi:taker ricrmatin ca-be aided by your Fnaxial Advisor. • Unrefined garialones Yellen data a available, ettinated trvoalized suindlowes re cittAalid Ice haviisal wally lots. The transaction data for ialwilul bit mayor may not reeks commissions, rZ anctor security fee/roe-Oration events d and otier reinvestment lots ad systematk purchaw lots are each combined todisplay a* averaged lot The 'Ira* date' col-Innpresentsthe crigrul transaction trade date. • Callable securities Bonds and pieland Sock that to issuer oats for eat redenplom will be selected brindle by lot from among all secures of that issue held hournanea is nomhee rune for or clients Call lease iduirratix) is °0tani] from third patios and is accuracy is not garantead. Other call hares may nest which axed Meet yell comadehe information will be waited upon request • Certificates of deposit COX. CDs are FDIC and sato 1293,W0 h principal and accrued interest per depositor ate per depository insituixu is accordance win FDIC nAes • Priothalue Prices displayed f or securities and other pin:clots may be higher or lower than the price that you would actualy receive in tar murky. Rion are obtained from various gad party sources whiti we bane to be reliable, bat we donor garanee the'. actursy. - We drat* use he closer; price when avedthe tie mein of the bid and ask poxes for listed sensing ad option; or only bid prices for OTC securities. - Less actirey traded securities may be priced using a valuation modal a the most recent woe we obianed and may not reflect as actual makes price a vast - Certain positions may spear vritcut a twice arid will trove as 'price was nal available' it we se unable to okAam a price fora shinty - Deposits a securities denominated elCUtalron Other *an U.S dollars art reflected at the 'trigs rSe a of the statement date. - fcr certain securities rading n non-conformrig denornnations, price and quality (face iota) my have been adjusted to ImiGae peeper valuatim To obtain current gamma& when available. contact yeti F'an:el Actoncr • Private inveaUnenla and "tructured produas. !ovate rimer/al wit las (miring drool participation program and realeciate inventions hist stogies) and structured proiacts are genera* highly dined. Celan stnstued pactxts have not been regatta:I with the Securities and Eachl Commission or under wry slate secuntieTaws. We amble estmated valves foe private investment stories end sbutured products for reformatinal purposes any. Atarary nom guaranteed. - These vitas may differ sastariagt tom prices, il any. at which a PS*, Sedroeell ntY stnectured product maybe bought or sold and do rot necessalirecreserd the vales you may reant upon breadth:au - Third party esimates of vain are is if a attain date ad an, supplied to UBS Finarca Services on a regilar basis by an independere satiation firm. - Wet general panne- or sponsor estimated vales. if any, are suppled to he Fmk by the issuer, general partner or sparser and may be calculated based as deferent information ion tut used by hid parties to &nye tar 'negated values. - You can obtain aeditorif llama:on regardig the metccblogy used to determine the estimate of value and the dale of U. itematin that is the basis fa the esimate by contactig your Fr uncial Advisor - Third party 'singed vales may be reflected as 'Not priced' in several situations: Mien an 1-dependent valuation lire has net salthd a it cane to nags a vela. wharwe become ware that a matenal event has warred that may call a prewouny reported vala no question, or when a value would be highG *earl-stn. due to tie nature the security. - When neither an Muer, general partner or sponsor .,tinted value nor a thrd-paly estimated vela posted the vale cia the se .a be dinerent from its caches* price. • • Datributicos to San' myinclude return of capital, ncome orboth. - 'Original unit size' represents tie NMI offering paper unit ad may not reflect Jots Cat bait - 0PP ad unlisted RErt sautes are not 'rated an a national securities exchange, and ar generaly liquid and ewe), they can be soli, foe prke received may be love than the per tore estimated value provided n the ward statement, • Resbicted securities. Resin-led securities general), ex rot currently eicble to public sale. U8S Fins-col Seivice: uses the mstel priced the unrestricted stook of the sane issues as an inputed value for IN restricted stock broadcastsaegis statement airy To the extent hat reflected secures are elgbk to site, the value received may be stbstantialy less than the imbued vabe town • Ea. Pectinated) income. current yield. and rates. M estimate of smug income a based as current dnicknd ad interest rates, assuming tie seosites will be MU for <no yes from statement date or cane maturity This retina ion* a gudeine; accuracy ad continued income are not guaarreed — Estimated areal roane and carat yield for certain types of seoshes ca4d riclude a return of pelletalor capital gent is which case the est income (a-dcurrerg yell would be overstated, — Estimated anal income and current yield and tie actual ?cane aidyield mot be lower°, higher then the estimated &vaunts. — An *Sinn of errualaed income (dividend sneer interest) divided by the current market vabiaverage balance is based on theist dividend or rarest payment mode by tie issuer and names tie sear birder:ow, will be hell for ate year from to statement date or until maturity Accuracy and continued well xe not guaranteed • Assets not held bytes Financial Services. Certain assets se rot held by the Fria ad not with the Fern's possession or control. These assets a* dasplayed on your statement for informational purposes only. Positions and values presented at prowled by to Mang firm. UBS Financial 5erwces not re:fordable for to information and does not guarantee el accuracy these assets a• rot protected by 51K or the Firn's supplemental SIPC coverage. • Revenue sharing and additional eximpunratica — In edition to cormissions on Wes and I 2bi 1 lees received n correctionwith de distyibutiai mutual lurid, to ow dents we anent our affian receive revenue shRing Payments Iran dianbutors at salsas of the maul funds that we sell. Thew amounts are based on two cMerent corepononts (l th• amount of IAN by UBS of a Patti mutual fund famii to our chants: and Or) the asset value of a particular rrutual fund family's shares held a tie lrrn — We and as MIAs* ate receive networking aid combat procening fees is cornderation to trasfer agent wvces that we croak to the rrutal fun* These fees generally are pad from investor assets n the meal fund and meal/ad dais amount based on the number of accounts at the broker-dealer linking mutual Jude of that fund Famiy CONFIDENTIAL — h addaion to cornmas0ns received n connection with the sale or attribution ol areuey contracts and exit investment but inn tooter clients, we andn our affiliate mew rewnue sha-rag compensation frommazy of the insuance compares laidefM111; the amity follIflias, aft/win d Ha husara caroareis or dancers ef tit ant irreestmmt rusts we intim... - Our affiliates abo receive trading commastons ad afar compensationfrom maul kids and inane companies whose praxis we dowbute. - We receive an antral fee from UBS Bak USA ad LIRS AG Stanford Bards dilate. 425 per accour sweeping to the barks under the UBS Bank Sweep Programs. Activity hi:oration regaining commksins and other charges rand el connection with the executbn of trades, itlafrg option Vanuctions has been antacid on corif antatere prevousy furreshed to you, ad will be provided to you promptly on repast. Short selling you ate engagedin short selling a secunty, you may has a charge der to catain toTowteg costs for tun particular nosey. Open orders Redividing open or 'doatilkancelled' orders that ware not executedbythe swamis data open buy and sea slop orders are reamed by the anoure of dividends or rig-itson as ex-dividends a ex-rd-ds date unless retnxted ahenvise bygoa. You are responsbk for orders that are executed da to yOur lelurt to cancel nit rig open orders. knew To obtain a copy of our current Client /envoyNotice. please coital yas F ramie' Achiscr or vat our websne at tan , oat rnminfivnmirev UEG FinaciA 5e vices is not a bark The Pia Buses ess Services Account EGA and IRMA are brokerage accounts ankh provide access so banking services aid traded. Not* aranganerits with af I Rated bats and other leniparty bares, ri d provides access to i-orsare and amity [rodeos &id by unalfiliatedthid-pany rourece ampanes through nasals agency subsdianes of UBS Financial Services Inc. torestnent reurace. arvl aruity products, Not FOC insured • No bank qua-ante.. May lose vale RUA. Resource Management Aar. nt, Business Services Account BSA, IDA aid intonational Resource Management Accord we registered service maks of UBS Fnancid Savers ax WS Signature e a iodatedwhite mirk of Visa enema bra LIRS Yu Signature ova cards and LGS Visa dabs cards are issued by UBS Barr USA with permsson from Visa U SA Incorporated. UtS Pinencial Swine Inc Rev 201604 SDNY_GM_00025295 EFTA 00135915 EFTA01277148 *UBS U85 Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70010591170916X13 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your fiinandal Advisor. SCOTT STACK MANILYLE CASRIEL Phone Questions about your statemeatt Call your Financial Advisor or the Resourcetine at account %Stour webelte: www.ubscomffinancialservices Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www. annuakreditreportcom. Value of your account Business Services Account September 2016 MAX FOUNDATION PO BOX 308 TEANECK N.1O7666-O3O8 on August 31 (3) on September 30 (S) Your assets 5,238.24 3,238.24 Your liabilities O.OO O.OO Value of your account 35,238.24 53238.24 Tracking the value of your account 7.2282 9139.2 5.23e 2 3,238.2 Dec 2014 Dec 2015 Aug 2016 Sep 2016 Sources of your account growth during 2016 Value of your account at year end 2015 55,238.24 Net deposits and withdrawals -32,000.00 Vol tiveStinent return. Chance in market vdue 3O.0O Value of your account on Sep 34 2016 03238.2.4 SDNY GM 00025296 Member SIPC ANY7000070010W1 i 7 NP701:0124352 00001 0916 00CC00000 v123661550101020 Page 1 of 6 CONFIDENTIAL EFTA_00 I 35916 EFTA01277149 SUBS Business Services Account September 2016 Your account balance sheet Summary of your assets Value on September 30 a) Percentage of your account A Cash and money balances 3,23&24 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $3,238.24 $3,238.24 100.00% Account name: MA, F V 4: AT[:t, Friendly account name:MAX FOteIDATION Account number: Your current asset allocation A Eye on the markets Index Your Financial Advisor SCC -• ":r'ItYLE CASR1EL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Samford Branch deposit account balances and money market mutual fund sweep balances See the important informal on about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% Percentage change September 2016 Year to date 0.02% 7.84% 0.16% 8.18% 1.27% 2.20% -0.06% 5.80% m*700030010991 860,7003124352 00031 0916 0003013000 Y123661550 10O8,iyGm0002521))98 2 of 6 CONFIDENTIAL EFTA_00135917 EFTA01277150 cPlt UBS Business Services Account September 2016 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. September 20'6 CS Year to date (I) Opening account value $5,238.24 Withckawals and fees, including investments transferred cut -2,000.00 -2,opaco $5,238.24 Closing account value $3,238.24 Cash activity summary $3,238.24 Ste Account activity tha month for detail- Seances in your Sweep Options are inducted in the %mina and closing balances value. FDIC insurance applies poly to deposits a PBS Bank USA, not to depots a UBS AG, starnions Bauch or bin deposits placed t hrouch the UBS Internet:0nd Depose Account program. SIPC protection zooms to money market sweep land hOdIngs but rot Dant deposits. Ste IMportent informa6on gout jaw statement on tne last two pages al this document for petals. September 2016 (1) Year to date (S) Opening balances 55,238.24 $5,238.24 Subtractions Checks and bill payments -2,000.00 -2,000.00 Total subtractions -$2,000.00 -$2,000.00 Net cash flow -$2,000.00 -$2,000.00 Closing balances 53,238.24 53,238.24 Your Financial Advisor: SCOTT STACK MAN, LYLE CASRIEL UBS Bank USA Business Account APY Interest period Aug 5 - Rip 7 Opening UBS Bank USA Business balance Aug 5 $5,238.24 Closing UBS Bank USA Business balance Sep 7 $5,238.24 Number of days in iderest period 34 Average daily balance $5,238.24 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a tut description of the alternative investment objectives in Important information about your statementat the end of this document Your return objective: Capital appreciation Your risk profile: Primary Maderal. Investment eligbifty consideration None selected Your account instructions • You account is currently coded for margin • Your account cost basis default closing method is FIFO, first In, First Out. SDNY GM 00025298 Ame700030010S9 1 I 9 WIDOW 24352 00031 0916 000:00000 Y123661$5010t000 Page 3 of 6 CONFIDENTIAL EFTA_00135918 EFTA01277151 $UBS Your notes renoommoau.r.ou.ssmoNorecaomamrmwssolommy G.m.•as CONFIDENTIAL EFTA,I33919 EFTA01277152 *UBS Business Services Account September 2016 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some Prices, income and current vaues Shove may be approximate. Asa result. grains did tOsses may isdl be accurately reflected. See rmporum inlonnefron ~of your scarement a the end ol the cbcutneM fOr more infornwon. Cash Cash and money balances Cash and money balances may include ayalade cash balances, UBS Bank USA depoet account balances, UBS AG Stanford Branch depoet account balances and money mated mutual fund sweep balances. UBS Bank USA CATOSIt account balances are insured by the WC vat h n applictble limits, bul are not protected by WC 1185 AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by WC Maley market sweep balances are protected by WC but are not insured by ine FDIC. See the Important information about your statement at the endl this cbarnent for detail; about hofis balances. Hddng UBS BANK USA BUS ACCT 5.23824 3238.24 250.00000 °perm.; tulance Cloung balane on Sep I (5) on Sep 20 (5) Pnce per share Average on Sep 20 (a rate Dtildencl Interest puled Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL Days n period Cap arounl (2) Your total assets value on Sep 30 (5) PeKentd?? Ol COSI ablnated your account Wks (I) annual interne (51 UnreatZed gain or loss (5) Cash Cash and money Wawa' Total $3,238.24 100.00% $3,238.24 3,23824 100.00% 3,23814 Account activity this month For more information about the pike/value shown for restricted semantic". see Important ilformation above your statement at the end of thn document Your Quaitity,r Dale Actiety C*5(1911011 eapeme code Ise value Aug 31 Sep 14 Sep 30 dosing cash and money balance 83,238.24 Nadeau< (5) Cash amount (5) Caa and money 08311(e (5) Cash and money balance 8513824 8sa Check MARKS PANETH LLP CHECK PAID 001003 -2000 CO 3,238 24 SDNY GM 00025300 ANP7C003001059121 NP7OCOI 34352 00001 0916 001:030000 Y123661550101000 Page 5 of 6 CONFIDENTIAL EFTA_00135920 EFTA01277153 UBS Business Services Account September 2016 Account activity this month (COnInuedl Date Money balance activities Aug 31 Sep I S Sep 30 The UBS Banl USA SUSintSS A«ouni is your pnmary sweep gallon Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number: Your Knancial Advisor: SCOTT STACK MAARYLE CASRIEL 212-821.70001800-308-3140 Actmty Descriptcn amount (1) Balance forward 35238.24 Withdraws UBS BANK USA BUSINESS ACCOUNT AS OF 09/14, I 6 -2,000.00 Closing UBS Bank USA Business Account 13,23024 AN1'71Y10100i059I22N1)70C0124352 00001 0916 000:00000 Y123661550 10~Y_GM_000253e#19e 6 A b End of statement for account number - CONFIDENTIAL EFTA 00135921 EFTA01277154 Important information about your statement 1.85 Inancial Services Pc. (the Firm a UBS Fin/meal Snag. is a menthe' of all principal sectsily, ccmrrocky and stens *shaves. UB5 Financial Semler, and L135 Bank USA ere initect subsilenes of UPS AG and affiliates of UBS Serval," U.C. The thins Inane/al siemens is available upon regtest The Fowl tunas& offices are a. LOS Fine-eel lances It. 1200 Harbor Boulevard Weehawken, NI 07086 This Statement represents the only officialrecord of par LBS Financial Semites account. Other records, stela official ts.dxunents. contanng cornicing data should rot be relied Los II you benne thee is an env a Omilenlre please report it immediately n Stew to the Brands Manager of the office serving your accost. Allthaois a hymn shown are Mended to be accurate. statement etas skuk1 not be wed fa tea purposes Rely Wei on yewand tax forms, fie , Form 1099. 5498, 10425. etc ) when prepamg your lax return. The Film a required by law totercel to tie IRS all taxable disidends, neonate rontwoble dad:nit and =able Werelt end en sect/Sties held et put scant nit reminds s see travaclens, ad eon basis on cotan corned sears Carnmwdeallans with the Finn • Pleaseremain, sty oral corresniations in sting to further protect your fiats. inCludo9 your rktitS under the Seorties Investor Protection Ad (SBA) • 11 the financial Satiation cn the top left of toe front of this statement snot U36 F mita Sertket LEG Financial Smits carries pm mecum as during broker by arragerrent wsh the edcated instaten We informed you of this retail:n*O when you opened this accost h the cast your kra and sorties tre Mated a LOS financial Services and rot the iwolacis broker, and you nut make a rep:ri of ay error or omission to both firm. As described ltre account agreements, pa must nutty US of anoo errorsor Mud enobeg chedcs reflected on your statement Sher 30 CleyS alter d was mailed or made available. All statements shall be downed corrplse and sink. n all other respects if not objected 10 *Meg within 60 days • Please diva cutomer complaints or iv/nest° tee POWs C lent Reborn Capetian at 201-3524699 a toilet* It 903.354-9103, 8:03 A.M. to 600 P.M FT Monday through Friday, or in mien to LES Florida Senices Pc., Client Relations Depalment, P.O. Box 766 Unon Cy, N1 07032 • In ease of errors Or gasket about an electronic funds transfer (WT BS Vetdebit card immanent call a oche to UBS Financial Senices Ymc., as 14, 6th floor. Weehawken NI 07086, Attn RIAAfeSt Sakes. Caller write as soon as yea can, if you hit yam statement a receipt k recng or a you need more edconation ter a transfer on the statement or receipt. The Firm or Card Oaf (as askable)must hear from you no later than CO days after tie Fins sent yOu tlY int statement on which the MX Or problem *pared. - horde your rime rd accord number (d any) - Decoke to ersror Or the trawler you revere time, ind *slain as okay as you cal why you believe a is an anu a why you need more hicomeen - Frondethe dolor anent a the suspected error. The Firm or Card Issuer vii hoestigate your compete and eel correct my error prompty. For alleged onus Mavis UBS Veer debit cad bread ire. if we take mere than 10 but seas days to der this, we will credit you' accord for the imam youthink is in error, so tsa you vii love the use of die money durng tie tine it takes us to cemplete our restgetion. Please mire all checks payele to the Fon or the financial insterir notated on he frad of this statement In addition to regular accost fees, accounts may be abject to mantenarm Ina Merges for Se payment for securities purchases and charges for unpaid amounts ei cash accounts. Accosts that at transferred to other Stations may be subject to a transler fee UO$ Sweep Options LEG offers options for sweeping cash balances. balances to be* deposits at UM Ba-k LEA and WS AG Stanford branch (Bank Sweep Program), money matt mutual arras (Money Funds) ad the international Depose Account (DA)lor cuttomed with an International Rescue? Llanagerrerd Account. Though the Bak Sweep Program, cash balances we swept to 1.8$ Bank USA to to an estabashed Irk ad then to UM AG Stanford Branch. or a Money Fund. Deposits at LEG Bank USA av FDIC insured in accorda-ce with FCK stn. Format ifonnaten please set wwwfdie goer Deposes a LEG AG Stanford Brach ad shares of Money Furls are rot Oared by the FDIC. Through tie DA, mailable to cacti balances an swept to depose exerts al UBS AG New Yak Branch and LBS AG Carmen Ranch Ova deposits are not loured by tie FCC. Bali-ices held at to 1.8$ AG Cayman Brandi ate compose/ reposed to the sovereign ink of the Calms ark, and dare is no guarantee or of o olagation of UBS AG to renal to Saxes italic," the LEG Cayman's Brach's books. Deposes at LBS Birk USA and esh UPS AG Branch are rot protected by SIK. Monty Fund shave are protected by SIPC. See ' LES Financial Services Accost Protection' bedew. Upon yow request balances in the Bank Sweep Program or DA may be wethdrasrt and saves of a Money Red may be liquidated, and the proceeds returned to you or your seosties accost. rusher ithemalon about available swop stern nclairg curse honest rates and relit it available at straw+ ubscomfsweecinelck from your FrancelAdwor a by (alloy FOS 762- 1000. UPS Financial Services ocoment protection Th• Fern e a rnrriv r rF oho ran< levoom hereon?, Corporation (SIPC), what protects le0alieS soar% a its mentors up to $502003 (including 12 50,003 kr dams for cast The Slit asset protection limns ;PDX to all accosts that you had h a pence's- ciacity. The Fnm, together mt. certain aft /rates, has also purdurwi apploilentaplOteCtiOn. The Mbernan amount paeabee to at eIgible cfiert. collectirob wide this protection is ZOO mann as of Decent*, 10, 2015. Stack to the poky <adheres ad limitation, cash a the firm is further protected fa up to SI .9 million n the aggregate for all your accounts held n spate:am capacity. A fa copy of thepoky wading is salable upon request. The SIPC protection ad the suppkmental protection both do not mar to • Cain Unsocial assets controlled by (and MIMS n your account value) but held away from UBSFina-tel Services (e.g., certain() cash at UPS Bat LEA, Iii) cash at LEG AG U.Stranrhes, (4 assurance pod es, including mitts ennuis, and (i4 durst of Maud funds when such toms ay registered drippy n the name of the account holier on the becks ad records of to appliciok Suer a transfer agent), • Celan nwstrnent contracts a insesiment interests (e.g., 'honed partnerships at pirate placements) that an rot regilend seder M Securities Act of I933; and • Commodities Contacts (e.g, foreign silage and mowsmetal cotracts), ineludirg futures contracts .rd commie, stir contract. The SEC protection and the supparmenti pro/wend° not apply so these assets ewn if theyotherwise appea on yea statements. the SPC protection and the arillernental protection do not protect against changes as tie market vats of per investments (whether as result of market movermm, issuer ba-kruptcy a °Menke) More Monnation is avalable upon request. Yount, Stan mote int arisen Awl SIPC, including the Slit Brochre. by contacting Sir( at 202-371 -83(0 or by visiting the SIPC webete ar wonts.e.org Dividend Reinvestment Program (DRIP) the ate reflected is an straw price. You may obis the *dual price Iranear F racist Adviser . Ony whole shares aro purchased under DRIP; paha sham will be soli ad the cash wi be deposited etyma account The &ricked renvestment price applied by the tear may • ffer Mom the mann price al which the partial shares re sold Castritrlieu Cny whole unls may be held n pis amount. If you,. entitled to a petal sit a s result ol a &Mend payment or otenvise, the Film will either sell partal win at motet price a accept an /mord determined by a regiaered cleireg agency, and credits/ accord. Investment °batting ion nreslmeel objectives and risk profile err spec le to each account and may may between you Secants Phase advise the Firm empty in wining of ry sgodicant change ins, I nancial siketion or investment daemon For each scant held, you moose sea the blowing iimotmont objectives. CONFIDENTIAL • &CAM Cunene income: hvestmentS seang the generation ot income sty. • Achim Cape., Appnidarion. Investments seeing iroVeti of misdeal rather than the gerersair of Mane. • Produce ConOrmain et Mane and Capital Apprwiaton Memento seekeg both the gerinaton of scone at growth of precnal. Overall risk profiles • Consetairt. Seeks to manten mike pixie& with low risk and volatility to the scam owrat even if that means the cacao does rot generate sign it kart Worm or roam end my rot Sep pa with edition. • Moderate. Wiling to accept sane ride to pircioui and skean some totality to wek1-4 -er returns. • aggress/ 4e: Wing to accept high nth to pampa and high vain lily to soak high returns emir time. • ivies nest FliaaTir ContOthationi Wetted, a Station of the porthole f or that account may ix Isle complex oranges, rented liquidly and rater vanity. Statement •houteheldior We may ccetotdale a related Nowa statements with the sane attfress n the lime envetce, e.g. because they have owners who ako mantain jot account relanniss wall other dews a the same address. If you Feeler to recent inebtelual statements marled separate envelopes you mar decline hocr,eholing by calling war Financial Achoor Friendly award name The hum* account nano is a custom:dolt • nekrorne chosen by you to assist you with your recordteePeo 11 has no legaleffect Cayour account You can change par inendy acorn names. through Ontne Services a by contact eg your Financial Athisor Account overview • Value of your accountdonTolo. Net of assets and • Asset trictsies salable cash balances, values fa restricted warty ), and Global Tim Deposit, trreand marks to maker, and certain assets not held by the Fisn. Does roe include unwind sectritiee assets at tie end of the prigand anent statement benOdb. Of primate nonenentb invested stock options tad esarceable dock options • Lis, Includes debit balances, outstanding margin bans, credit lee, short arrant balances. • Cas&eoney balances. Total of unimested available cash balances, plus dame telexes at UBS Bank USA, IL135 AG U.S Branches ad money market mutual fund sweep balms, at the age of tie statement period N:nocceerredity free aeon balances in yes amount are root secogaled torn otter balances and the Fimmw use any of these finds in the Cirdiney course of is business. Those funds reparable wen your awned. This total is ridded in the anent period closing vain Lending information For desired 'Moir:lotion an the fern's lencliw practices and discloses. refer to yes Client Relations ip SDNY_GM_00025302 EFTA_00135922 EFTA01277155 Important information about your statement (COMIntled) Agnment or ACCOLal Agf RYA and the General Temn ad Conditions U3S Statement of Credit Practices available in Agreements indeed:afros a yaw tan nnlatent notrint, net Yew ants Your stamens Omen securities and other assets hell h th• accord at the end of to Materna. period. You may ask for &hen Of hat paid stashes al anytime. You may receive securities rad as loin collateral alter paying any balance de on them. Any securities transferred to the Firm ciarg the staternent penod are Randal market value as of the and of the staterno. period. • Cast bask h detention° the cost basis of the securities threaded in this statement, where indicated wih the number " I, • LES F minces' Services has fared on information obtained from sources other than LES Financial Semites. including information from another rim a that sum./ have provided to yea finmxial Adam The firm does not irdepenantly arty a %want** the actrace a vaklity dry normation provided by Wen other than LESPi-uncial Senices h antert although UPS Finriciel Services general& Le:dates this nformatith as it is retested the him does not provide any assunrces that tie illerMatian ceder 'Cost bait" ad "Unrealized god loos' is accurate as of the date of he statement. As wok. please do not re), on this nil:rotation to make pazhase or sale decitron% fa tax puposes a otherwise. Accounts hardened to tie Fim may reflect gait loss infamatith only for the period tine they are held a tie fim More historical Hamann can be atied by yea Flax's' Advisor. • Unrealised gas/Iona Yellen des n 'dank. eainated unsalted standout we undated la ntiviiaal mosey lots. The transaction data for hokeilial lots may or may nit reflect commissions, dwges ardor security reorganizaton inns deiZd and otter reinvestment lob ad SySternate pitta lots are each combined to display one averaged lot The 'Trade date' columnpresentsthe aged transaction trade date. • Callable natant Bonds and preferred stock that the suer cat for tag rocknpicin eu be selected arida-rah by lot from arrag all seaman of that issue held in ournarne or n nominee nano for os clients. Call leave rdamaticn cbtaned from third parties and is accuracy is not gsvanteed. Oths. call tares may emt which could afoot mkt complete infarnaten will be provital upon request • Certificates of &posit (CDs). CDs are FDIC rased up to 5250,000 in principal and acaued irterest per depositor aid per depository inaesion in accordance wan MK nit • Pricithalue Prices divined f or securities and other precasts may be higher a lower than the price that rose would actually receive in the mate Pets at obtained from varkus shin party sources white we tekene to be relent, but we donne guarantee the accuracy. - We gnaw* use the closing price when avanne the meth of the bid and ask prices for hoed acuities and options or ong bid prices for OTC seard - Less acting traded securities may be priced usiG a valuation model a the most recent ace we claimed ad may not reflect in anal make price a value - Certain positions may apper masa a price and will ?row as 'irk. was nol avalable• d we me triable to obtain a ante for a sown - Deposih a securities denominated in currercies otter thin U.S &Ras are reflected at the 'trim rate as of the gatemen date. - fa certain searees fading n non-conformrig denornnstions, price ri d quality (face kola) may have been adjusted to bales paper valunlim To cbuin &mem guavas, when available. contact Adencr • Prorate invesUnente and etrucured produas. roves noeslmere (nctsing died panicipatith program and real estate investment tut soothes) and struclued proixts are aneralg highly disuid. Celan strutted racists have not been Nattered with the Senate's and E.dage Commesian ce under any sate securaeTarn. We awash essmated values for private investment snakes ird structured products for inicematerol purposes cny. Mara) boot guaranteed. - These vales may differ tenni* tan prices, il any, at which a Pride tweilrntril the structured product maybe bought or sold and do rot necessitignarreserd the vase you may receive %pat licuidation. - Third party samosa of vain are as ascertain date and we supplied to UBS Peanut Services on a realer basis by an independere satiation firm. - baser. general panne- of sponsor estimated vela% 1 try, are stuffed to the Fm by the *suer, general partner or spasor and may be calculated based on deferent information from that used by third parties to delve tar eninated values. - You can obtain aedeoral normatton regarded the metextlogy used to determine the estimate value ad the dale of U. ire:mainthat is the basis fa the estimate by contacting your Frankel Adveor - Third party 'singed vales may be reflected as 'Not priced' in several stumble when an irdepenient valuation lire has not seennd a tnalle to war a vela. when we become ware that a matenal event has awed that may call a mows," reported value no question, or when a value would be highg speoalathe due to teenature the acuity. - When neither an issuer, mistral partner or sponsor estimated value nor atm:I-prey estimated vela is provicka the tau d the study Mete daerent Iran its pschase price. - •Datribution to date' may indude return of capita( income urban. - 'Original unit size' represents tie initial offering priceper and a x Inlet not reflect you ad bass. - OPP ad unlisted RUT seasons ate not listed on a notional securities exchange and at goner* liquid and own a they can besot, tee pre. received may be ISIS than the per share estimated vain provided n the accost statement. • Restricted securities. Restcted sautes general), are not twenty eligtok tor public sale. U8S finaxsal Saivicteuset tie mMel price d Ihe wtratricted stock of the same issuer as an imputed value for the restricted Pak throorposes a this statement orgy To the extent teat rearkled searees are eldbk to site, the value reseeded may be tbstanualy less than the inthered cube town • Est. (estimated) income, anent yields and rates. M estimate of amua income is based on current &nerd ad interest rates, assailing tee settees will be MU for ale yea from statement date or util maturity This estimate eon/ a gun:rine; accuracy ad continued income are not gowarned - Estimated arrest ixane and °sent yield for certain types of leashes cold ricksie a resin of priaipal or capital gains in which case the est income (a-deurrcre yen would be overstated. - Estimated anal income and anent Weld and the actual ?cane and yield mutt be lowers higher than the titillated arneuntS. - An *seinen of arrualized income Wirdend ander interest) dividedbythe current market valai average balance is based on the WI dividend or infest peyment made by tie issuer and aunts the seareseedeposts will be held for arse year Iran do statement date or until maturity Accuracy ad continued well we not guara-deed • Assets net held bytes Financial Services. Cenah mats ate rot held byfaint arena *whit the Fern's possession or control. These assets ate displayed on yarn statement for informational purposes only. Positions and values presented re provided by to issuing fern. UBS Financal5erwces is not retfcnkble for ens information and does not guarantee es accuragy. these assets are not protected by SIIC or 11-* Cirri's supplemental SIPC torero?. • Revenue sharing and additional compensate:h. — In Adair:4 to commissions on sans and 12b-1 ices received n carecticri with the destsibutiai rrulual ftrds to ow chants we ander our greats receive revenue shot() Payments from dientutors wdo advises of the maid funds that we sell. These arnants are based on two Mehra corrpontnts the amard of isles by UBS of a particular mutual fund famig to our clients: and fe) the asset value of a particular rrutual fund famigb shares held a the Inv — We and as Allude ako receive networking aid orrnbus processing fen ie consideration for transfer agent services that we prow* to the mutual knob. These fees generally are pad from investor asses n the revalue I lured and are a lewd dolls amount based on the number of accounts at the broktriclealer holing mutual fun of that fund family CONFIDENTIAL — h addaion tocanniest:re received n connection with the sale or destitution a arruey contract and wit investment but tnih toots( clients, we ander our affiliate retest reserve awing compensator) from many of the instance companies Wintering the Wady COntraCte, aft/eats of the insurance carpals or epornors of resume imestmmt tuts we diartute. - Our abbe*, abo receive trading aim esians ad are compensator, kcal maul knit and mate companies whose tins we dart:use - We receive an anal he from UBS Bat USA ad LES AG Stanford Ranh Of w to $25 per aralre sweeping to the barks under the UBS Bank Sweep Programs. Mikity Infamenneegardngcommksens and other charges roared connection with the execute:not trades, haat* option transations has latenincbadon antMunro areaway furnshed to you. ri d we be provided to you parrotly on repast. Short selling you are engagedin short selling a seventy, you may rear a Charge die to ratan bateau costs for the particular security. Open arden Regaling open or • gacktilkancelled* aden that were not wantedbythe statement date, open buy and al stop orders are raised by the amount oh dividends a rightsen an ex-divider.* a ex-rath doe unless instructed ahenvise byyoa. You are re for orden that are executed da to yea tause to cancel eislig open orders. Priam To obtain a copy of as current Client PrivacyNotice. please contact you FnancialAchiscr or vest our wank at maw oar ramkaatnartirer lib fin-cif Senn% a not a bre The AMA, Business Services Account GSA and IRMA are brcicerage accounts which provide access so banking services and protests tin* arangenwrits with named baths and other tediums bares, ad provides access to ratrarce and anoWer Prodros bead by unaHiliated thin-party reuraxe companies through insurance agency subselianes of UBS financial Services Inc. heastrord, iturace. ad array products, Nat 10K instred • No bank guarantee. May lose value RMA. Resource Management Arm nt, gains Services Amount BSA, lehle and international Resource Management Accost at registered service marks of US$ friend Services Inc Via Signature it a regained tern/. milk 01 VILE Hemet:nal LOS visa Siamese cede cads and IBS Visa debt cards ate need by UBS Barit LISA with PerMSSIOn from Visa U SA Incorporated. tin Financial Stades the Rev 201604 SDNY_GM_00025303 EFI'A_00135923 EFTA01277156 *UBS U85 File/Kiel Strikes tic. Private Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 ANP70039450571016 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Mnancial Advisor: SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call your inarraal Advisor or the ResourceLine at account 16sit our website: lvviw.ubs.comifinanciaisennces Items for your attention Help protect yourself from fraud and review bank, credit cat', and brokerage statements regularly. Also, get your free uedit report annually from www.annuakreditiepost.com. Business Services Account October 2016 MAX FOUNDATION PO BOX 308 TEANECK N107666-0308 Value of your account on September 30 In on October 31(1) Your assets 3,238.24 3,238.24 Your liabilities 0.00 0.00 Value of your account 33,238.24 $3238.24 Tracking the value of your account =38 S 623412 3,2362 33382 Dec 2014 Dec 2015 Sep 2016 Oct 2016 Sources of your account growth during 2016 Value of your account at year end 2015 55,238.24 Net deposits and withdrawals -32,000.00 Your rvosnnt return Change in market viue 50.00 Value of your account on Oct 31, 2016 3323124 SDNY GM 00025304 Member SIPC AsiP70300003919657 NP1000153195 00001 1016 012196335Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA_00135924 EFTA01277157 *DUBS Business Services Account October 2)16 Your account balance sheet Summary of your assets Value on October 31 (1) Percentage of your account A Cash and money balances 3,23&24 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $3,238.24 $3,236.24 100.00% Account name: Friendly account name:M:, • Account number: Your current asset allocation A Eye on the markets Index Your Anancial Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Surnhard Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31,2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% Percentage change October 2016 Year to date -1.82% 5.87% -2.16% 5.84% -2.04% 0.12% -0.76% 4.99% ARP7000300394985EINP7000t53195 0003i MI6 012796335Y12366ISS0C0MyGit000253ftse 2 of 6 CONFIDENTIAL EFTA_00135925 EFTA01277158 $UBS Business Services Account October 2375 Account name: MAX FOUNDATION Friendly account name: tiAx FOUNDATION Account number. Your ft sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account October 2016 (31 Year to date (S) UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening account value $3,238.24 $5,238.24 Opening UB5 Bank USA Business balance Sep 8 $5,238.24 Withckawals and fees, including investments transferred cut 0.00 -2,000.00 Closing UBS Bank USA Business balance Oct 6 $3,238.24 Number of days in merest period 29 Closing account value $3,238.24 53,238.24 Average daily balance $3,652.03 Interest earned $0 .00 Cash activity summary Annual percentage yield earned 000% See Account activity the monthfor dna It &lances in your Sweep Don ons are indudedin the cyan"; and closing balances value. FDK insurance applies only tot:et:opts at UBS Bank USA, ml to Oeposrts at UBS AG. starnfolo Karch of bank ON:0W Paced throto the UBS InternatOnd Depose ACtOunt program. SIPC CrateCtiOn applies to money market sweep land hOldingS but mt bank deposits. See Important informaton about your statement en the Iat two pages cit this document tor Cetals October 2016 (1) Year to date (S) Opening balances $3,238.24 $5,238.24 Subtractions Checks and bill payments 0 00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $3,238.24 $3,238.24 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Adnsor or Branch Manage,. You can find a ful description of the alternative investment objectwes in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment eligitanty consideration • None selected Your account instructions • The account record was signed by your Financial Advisor and approved by a Pnncipal of the Firm • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025306 ANP7C0030039•9859NP7003IS3I9S COCCI 10I 6 012796335 Y12366ISS0000000 Pegs 3 of 6 CONFIDENTIAL EFTA_00135926 EFTA01277159 taUBS Your notes ..4, 40.4,,,,,,o,,,,,,,,,,,,ssa4..4. ,....,, ,..,...., Gµ .0..94 4 of 6 CONFIDENTIAL EFT,00135927 EFTA01277160 UBS Business Services Account October 2 )'6 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some ones, income and current va ueS shown May be EpprOxiMale. AS a reSUll. OM at IOSSes May nol be accurately reflected. See 'wort:tot infosmabon about your statement a the end of the ctcurneM far role infoirmaon. Cash Cash and money balances Cash and money balances may include. avalaole cash balances, UBS Bar* USA deroat account balances, UBS AG Stariord Branch depout account balances and money make mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the (DC vAl h n applicable limits, but are not peotected by SIPC 085 AG Stanford Brant h deposit scour balances an not insured by FDIC and se not protected by StliC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the rmportant information about your statement a the end of this document for details about those balances. sicking I,€S BANK USA BUS ACCT 323824 3238.24 250.000.00 Openng balance Cowinbalance Price per share Average on Oct I (1) on Oct 31 (S) on Oct 31 (S) ralo Onidencl Interest parted Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Oafs period Cap atonal (S) Your total assets value on Oct 31 (5) (*Xenia?? Of Cost ESkmated your account oasis (5) annual income (5) Unreatted gain or loss (5) Cash Total $3,238.24 100.00% $3,238.24 Cash a ad money balances 3,23814 100.00% 323824 SDNY GM 00025308 ANP7C003003919861 NP700015.3196 00031 1016 01279633S Y123661SS00000C0 Page 5 of 6 CONFIDENTIAL EFTA_00135928 EFTA01277161 *UBS Your notes ... ,...,...no.. ,.......”,,,,,m ,.....,,, Gm.o.z... 6 el 6 End ot ............1. CONFIDENTIAL EFT,00135929 EFTA01277162 important information about your statement CBS Inancial Services Pc. (the Firm a UM Farad Sets), is a member of all principal %dewily, ccmrrodity and &aro exchages. UBS Fisancial Semler, and 1.85 Balk USA ere i-diect subsidiaries of UPS AG and affiliates of U3S Seattle, LLC. The Fein's Inanoal state ere is available upon regtest The FiMs tango& offices re at LOS Finricel SenteS 1200 Harbor Boulevard Weehawken, NJ 07086 This Statement represents the only off icial reccrd of par CBS Filancial Semites account. Other reccrds, tape official ts.dxunents. contanng cordliceng data 'head not be relied Lore II you bane thee h an erne a omission. please report it immediately n stew to the Brandt Manager of the office servig your accomt. • a litres shown re Mended to be accurate. statement elite take not be wed fa lam purposes Rely scheY on yerend tax forms, (Le , Form 1099. 5498, 10425. etc ) when prepamo your tax return. The Fim requited by law to reign to the IRS all taxable addends, mportabb rontarable datable* and tarble niereu end as steatite held issue scara nee amends on see tramactire, rd cos* basisn certain cased sorties. CaramasBoallans with the Wan • Pleaseremain, rem oral conerestations in wiling tofurther protect your rishtt inducing your rktitS ender the Seculies Investor Protecnon Act (SEAT • t the financial iatitution cn thie top let of tx herd of this steams snot U36 F mecca Servtret LEG Finncial Saran carries war =aunt as clearing broker by arra-gement eveth the tdcated instiadon We informed ya of this relatranShia when you opened this axon. h that cast your kits and barites re located a LOS financial Serests and rot the texactg broker, ad you nut make a mpart of any err or omission to bode firm. As described he account agreements, you must M* 1/5 a ani errors or fraud twang chedcs reflected al your statement wthii 30 cbys alter k was mailed or made available. A II Pawners shall be deemed comae* and accurate n all other respects if not obis led to in wing within 60 dory. • Please dhect customer complants or rgines to tee Fames C lent Reborn (Seaman at 201-352.1699 a tolarm It 903.354-9I03, 8:03 et M. to 603 P.M FT Monday through Friday, or in writ -g to LES Financial Seraces Ix., Client Relaticns Depalment, P.O. Box 766 Union Coy, NJ 07039 • In case of errors or qatiorn about a electronic fu-de tranefer (61), BS Votckbit card transactions, call ce write to UBS Financial Senices Ire., Na Id, 6h floor, Weehawken NI 07086, Mtn ITIAAreSA Sears. Caller mite as soon as yea can, if you hi* you Statement a receipt k wrong or t you need more Mutation air a transfer on the statement or receipt. The Firm or Card tear (as applicable)must her from you no later thin CO days slier the km sent yOu the tint statement on which the eta or problem *pored. - Prorde your rare rd score number Crf any) - Decal:* to era Or tie transfer you are inure about, indeplain as <bay as yea cal why ycu believe a is sierra a why you need more tifermatim - Pros:dethe tax arrant it the suspected Pros The Firm or Card Issuer vii barrio% your compaht and real correct sy error prompty. For alleged emus Mang UBS Vest debit cad tramaci km, if we take more than 10 Wstinsdays to &this, we will credit dos accord for the amain wouthisk is in error, so tat you w I lave the use of the money durng tie time it lakes us to templete our mestgetion. Please mire all checks swab to the hen or tie *uncial insteria nitrated on he front of this statement In addition to regular start fees, accounts may be abject to mantenarce Ina changes for be parish kr securities purchases and charges kr unpaid amoists n cash acacia. Accosts that re transferred to other inaienirs may be subject to a tangier be UBS Sweep Options LES offers options for swain cash balances. balances to bat deposits at UBS Bark USA and 1185 AG Stankrd trench (Bak Sweep Pro:fano), moneymate mutual ands (Money knot) at the International Depose Accord ODATIorcustances with an Migrational Roane Llanarrnint Account. Though the Bats Sweep Programs, cash bairices re swept to LES Bank USA la to an estabashed knit a-d then to UPS AG Stanford Branch, or a Money Fund. Deposits at U26 Bank USA are FDIC insured in accorda-ce with FCC Nies. Format Maria :in please Mit wwwidic Deposes at LEG AG Stamford Brat. ad shares of Money Firds are rot Oared by the FDIC. Through the DA, tmeilable to cash balaxes are swept to depose scants at UBS AG New Yak Branch and LE6 AG Carman Ranch Thew deposits arena Muted by to FCC. Baines held at the LES AG Cadman Brandi are tempi:sty emoted to the sovereign mar of the Carmen lira, and there is no guaraniee or other obligation of UBS AG to rag to Saxes whitsasThe LEG Cayman's Brach's books. Deposal at LES Bark USA and each UBS AG Branch are not protected by SOC. Money Fund shaves are protected by SIPC. See -1_65 Financial Service. Accra, Protection' below. Limnyour request balsas in to Bank Sweep Program or DA may be withdram-c and shres of a Mcney Furd may be liquidated, and the proceeds returned to you or your zeniths Stara Rate tdormalon about available sweep seem, nclackg cement it and rads, it available at ism ubscomfsweeppela from your Frontal Advise or by calling 800 7621000. UPS Financial Services ecomint protection the Porn e. a rnrrive rf ti-A rows I, •eottn, rePPnre. Corporation (WC), what protects worries accostsof its renters up to $9:4000 (nclicling 1250,003 lee dains for cased. She Slit net protection limn alley to all accosts that you hold is a particar csacity. the Fan, togethr wit certainaffiliates, has also purchased appkenental protection. The madmen amount paiabee to al agar. diet, CON Klink crickn this protection is ZOO minions of Docents 10, 2015. Subject to the poky orditons ad limitations, cash a the km is further protected fa up to 14 .9 million n the aggregate for all your accounts held n apse:Wet opacity. A fa copy of the poky wordi-g h salable uson request. The Slit proles-lien and the suppkmental protection both do not may to • Cretin truncial assets controlled by (and tasted n your account value) but held away from UBSFina-ehl Services (e.g., certain() cash at UPS Bat LGA. 00 cash at (.85 AG U.S.Sanrhes, (10 reurante poises, including eatable annuals, Ind (iv) tares of itutuil funds when such shags ay moistened dusty it the name of the arrant holier on the books ad records of the applicable Suer a trader agent), • Certain rnmb-nent contracts a ineesiment interests (e.g., lirrhed partnerships al abate placements) that are rot repaired ender tie Securities Act of 1933; ad • Commodities OritaCIS (e.g, foreign excha-ge and pastry, metal contracts), includirg futures contacts ad commodity option contract lh•SIPC protection and the supplemental protection do not apply so these assets nen if they otherwise appear on yea statements, The WC protection aid the otiolernental protection do not protect aghast changes in the market vale of you internments (whether as result of market morenwm, issuer bats a otherwise) More Monnation is salable upon request. mums cbtan more inform:tonal:cue Slit, including the Slit Brodare by or:nixing SIPC at 202-37143CP or by visitig the SIPC mbar. at wmestx.ow Dividend Renvestment Program (COP) The peke reflected h an average price. You may obtain the /dual price km war F remise Advixr.Ony whole shares are purchased under DRIP: prat shags will be sold ad the cash wl be deposited is your account The &NSA renvestment price applied byte ester may • efer Iran the market price at Mach Pre partial shires se sold Cadendieu Cny whole unts may be held a you' accost If ytru ere entitled to a petal int a s nesuh of a chidend paemerd or OhliVrin, the Firm will either sell partial rig at nutlet price a accept an /mare determined by a registered agency. ad credit wor accord. Investment °bailing Thr ilonlnIal objectives and risk profile are spec as to each account and mai may between you accords Please advise the Firm recopy in wining of any smidicant change in pas Ina-trial situation or investment objectives For eachscam held you choose or* of the folowig inst.-Trost objectives. CONFIDENTIAL • produce Cuneneincome: hveslments seeking dx generation of income ony. • Achaie Cepa., approcrarion. Immo-nem% seeing /math of misdeal rather than the gerersaia of ttram. • Produce Congautran of Wane and Capital Apprecraton. twearments seeking both the geniman of name ad growth of prixput Overall risk profiles • Constant Seeks to mantan initial pi-cipa with low risk and volatility to the acorn owral. even if that means the accost does not generate signdean, Mane ce Mum' and may rot Iteep pa with 'nation. • Moderate. Wang to accept sane risk to pincial and egoism some ',Meaty to seek hirer returns. • Aggresses: Wiling to accept high n* to peincpal and high ,ode lily to tea high returns Owe time. • Memnon! 6100* Conseletation:t selected, a Pcrt on of the porelok f or tut account may ixIsle complex stages, fatted lisitity and rater Statement •htemwholdiar We may <cootie* a related account statements with the same aims in the sore envetpe, e.g. because gay have owners who a10 maintain pre account red grebes well other dents ea the same address. If you peeler lo ramie individual statements mailed in separate ensdePet you mat date hice,eholdno by calling wet( (hearth Achhor Friendly semen name The hurclia account name is a custanc*lo • rocknime chosen der au to assist you with your reccedeeePte2 has no legal elks on air account You can change war inendy scorn names. through Ontne Services a by centre rig your FiVnual Admsor. Account overview • Vase of par accantgonToto. Net of ssets and • Asset trclaes availed* cash balances, vaes restrkted secure, test), and Global Tim Deposit, trreazed marks to ma-ket, and erten assets not held by the Fine. Does roe include unpriced seositiedassets at tie end ot the prior arrant statement palOdi, or pritate heasenents untested stock options and earcarible stock options • Lothian Inducts debit balaxet cutstarding 'ma* loans, credit lire, that errant balances. • Cas&eoney balances, Tarok unimested wadable cash balinces, plus deporttetras al UB5 Bank USA, LITS AG U.S Branches ad money make mutual fund sweep Wares at the cease of tie statement period Nen-ciontredity free creck valances in yes account are rot sec/egad from other balances and the Fins mai ear of these finis VI the Ordinay course of is basins,. These funds are parka won your darned. This total is ncluded in to anent period closing Vale Landing Worm/Ake Fp detared information on the Fern's Isclig practices and dockaree. refer to you Client Rations/lip SDNY_GM_00025310 EFTA_00135930 EFTA01277163 Important information about your statement (PM8IMINT) Aged/went or ACCO-nt Agf terraria and the General Tams Ltd Conditions U3S Statement of Credit Practices mailable in Agreement and OS:sures at mop ea< ronsfewnionfekrinv eat Yew sets Your statement itemises *Cunt*, and other assets hell lets award at the end of to elsemrs period. You may wk for dewery of full/ paid semeties al anytime. You may receive securities seed as loin collateral alter paying any balance dR on them. Any securities translated to to Firm Clang the Statement period ale listed at market value as of the end of the statement period. • Cast beim h deterining the cost basis of the securities inebded en this statement, where indicated wih the number " l, • .55 F minces' Services has feted al information obtained from sources other than LES Pi-uncial Senices, including information from another rim a that sum* have provided to yes finmxial Adam The Firth does not indeperantly verty sante* the aco_racy a vastly of ary inomnation provided by scuts, Car than LES tiencial Senices ▪ xkltiors *though UPS Pinned Smokes general& Lmodates this Horatian as t is teemed, the ferns does not provide any assuurces that the illennalian Lahr 'Cost beta^ and *Unrealized god lose is accurate as of tie date of fhb statement. As such please do not rekes on this Marmtion to make psi:Motor sale decisions for tax puposes a otherwise. Accounts widowed to the Fin may refleci gall loss infamatim only for Me period ci tine they are held at the fink More hiaorical rformatcre <abbe added by you' Friaxial Advisor. • Unrealised ganstlostes %teen data n minuted LITOalia4 gsindlouet are cactialod Ice hlostigul sea* lots. The transaction data for relevilial lots may or my not rhea cartnissions. rZ dor security reorganization events an d and °ter reinvestmeni lots ad systematk puchas• loll art each combined Iodinate, or* awraged lot The 'Tuck date' coUnn presents the aging Vansachon trade date. • Callable securities Bonds and dithered stock that the ewer cats for eat redenplem will be selected rroa-boy by lot from arrang all smuts of ha nsue held in our name a en nominee nem for ox <lents Call teatime nlarnatim is obtained from third parties and es accuracy is not 9a:ranked. Other tall foaans may omt wench mid Mort mkt compete intormatim will be provided upon request • Certificates of deposit COX. Cos are FDIC sued cep to $293,000 in principal and /coved intense per depositor and per depaitory inoibmixs in accordance win MK man • Price value. Prices desplawd for securities and other proctsts may be higher or lower than the price that wu would &Maly wain in he maker. fetes av obtained from anis hid party sources white we Meng to be relable, but we donor 9-era-tee ther accurmy. - We gems* use the closing price when smith* a the mean of the bid and ask ponces for listed martin and ophore or only bid prices for OTC seardies. - Less 3Ctereir traded securities may be priced usig a valuation model ate moss recent prce we obtained and may not riled an actual market price a v-atie - Certain positions may apex vigho_t a price aryl will tow vice was not avatlatee• it we ae unable to obtan a pace fora secusy - Deposal a securities denominated ilCUITOWCin other than U.S doll.. NO reflected at the ochry rate as of the Patellent date. - fa eirtain seariles rains) in non-tont ormrig dmornnstions, puce and quality (face salsa) may haw been adjured to beilits peeper valuatim To cbuin dunem gintaiore, when available. contact Frai-ctal Adencr • Private inveaUnenla and structured product. roV)10 ',anima.* wig t as (mixing (Wed participation program ad real mute investment rust soothes) and struclued proixts are gmeralko highly Miesed. Celan stns-timed protest have not been regotered with the Relent'', and EMI Common, cc under ay slate securtie,ram. We cronde estrnated values for pinte investment searges irddnictured products for igamatimul purposes cry. Asarary is 0:4 gumanteed. - These sabies may differ akota-diaty kin prices, il any. at which a Prate ilonirogoll riy structured product maybe bought or sold and dos rot necessztiy represent the sate you may teethe spas liquidator. - Third party *strums of vain are as ascertain date and We Supplied to UBS fnaxis Services on a regiaar basis by an independent satiation firm. - bsier. general paint. or sponsor estimated satin. any, are "abed tote Fern by the issuer, general partner or came and may be calculated based on Menne information from tut used by third pities to delve their estimated values. - You can obtain additoral Normation regardrg the metccblogy used to determine the estimate of value and the dale of tht Hamblinthat is the basis fa the estimate by contanig your Financial Advisor - Third party 'singed vales may be reflected as 'Not priced in several situations when an 1dependent valuation Inn has not smppMda is imealote to amigos a vat*. when we become ware that a matenal event has charred that may call a piteous), reported value no question, or when a value would be highy speculone due to tree nature c4 the security. - When neither an Muer, general partner a WOntOr estkruted value nor a third-paly Minuted vale is wooded, the auk* et the mosey wilt* diberent ban its sachem price. - •Deeributiens to date' may indude Mtn of capita( income orboth. - 'Original unit size' represents to NMI aiming peeper snit Kelm./ not relled sots con bast - DIP and unlisted REP mattes are not listed on a national securities exchange. and are germ* liquid and own if they can be sod fee prke received may be ea than tee per dare estimated vitae provided n the accost statement • Restricted securities. Resin-led servility generals, av rat tummy elcble to public sale. U8S Financial Service: tor. tie mane primal the unrestricted stook of the sane issuer as an imputed value for the resthcted stack toroomoses olden statement orgy To the extent tut resticled seorities are elgbb to sale, the value received may be sebstanualy less than the imbued who town • Ect. (estinoted) income, anent yields and rates. M minute of annual income is based on current Siberia ad interest rates, assailing tie textiles will be held for one yew from testament date or until maturity This estimate bony a gudelne; accuracy ad continued income are not gowarted - Estimated anal kerne and current yield to certain types of leashes could rickede a retun of pencils:dor capital gahs in which use the est income (and currert yell would be ownlated. - Estimated anal income and anent yield ard the actual icon* and yield might be lower°, higher than the estimated mmums. - Are messing* of atrualized income (dredend ander interest) divided by the current market validaverage balance is based on the Inv dndend or interest payment made by tie isaier and amines tee searnegdepmes will be held for ore year Iran thr statement date or until movie), Accuracy and continued yell me not guaranteed • Assets not held bytes Financial Services. Cenah assets se not held by the Fran mod not *whin the terms possession or control. These assets we &spewed on leer statement for informational purposes only Positions and values presented at roweled by te Psu'rg fern. UBS Financial Services is not resemble for the information and does not guarantee es accuracy. lb's, assets aro not protected by SRC or the Fires SUpPlemental5K coverage. • Reviews sharing and additional compunratices. — In ackftien to commissions on sites and I.M.1 lees received m 0:erectionwith the distribution d rrulual funds to our dents we anchor our affAate receive revenuer h8TP•1 Payments Iran distributors ado adsisas of the natal funds that we sell. These among are based on two cMermi corrponents (t the &moat of isles by UBS of a Pa-limiter mutual fund famiY to our clients: and fog the asset value of a particular rrutual fund fanny's shires held a the horn — We and du allaute abo receive networking and orrnbus precasting fees n consideration for transfer agent woven that we monde to the mutual knob. These fees generally are pad from investor astern the. mutua I lured and are a toed digs amount bated an the madam of accounts at the broker.elealer holing mutual funds of that fund family CONFIDENTIAL — h adoltion to commissions received n connection with the sale or cittributiOn 01 arruey contracts endue investment that snits tom dents. we andor our affiliate recce* revenue Mating compensation Itormmany of the insuance companies undertone.; the annuity COMMIS, affixes of the insurance carpages or manors of tie use in.-amine outs we distrtute. - Our afftiales abo receive trading gommoskins rd other conpensateretran nasal Volt and insane companies whose products we &imbue. - We receive an areal he from UBS Bat USA and LI85 AG Stanford Ranch Of Ilato $25 per admix sweeping to the barks under the UBS Bank Sweep Program. Activity hkinnahon rezoning commksbns and otter charges land ei hannedion with be execulOn of trades, &sting option transactions has Men indad on eon{ imencre prevousy lambed to you. and will be provided to you promptly on repast. Short selling II you ate engaged en short selling a smutty, you ma/ ha-r a charse dye to certain boonowig costs for that partkulir enmity. Open seders Regirding open or • goccItilkancelled° adem that wove not executed by the stateniere date open buy and sell slop orders are waxed by the mount of dinderds or rktitscn an ex-divide its or er-retrls date unless retnxted ocheravise bypi. You are responsbk for orders Batare executed da to ;Oa failure to cancel wising open orders. Odium To obtain a copy of ccr current Client Pr cyNage. please contact >Ott F nanual Meta or net our welysik at mow rnm/egiva•vmirev UE6 Financid ScroMes n not a bank The PM A, Business Services Account BSA and IRMA are betkerage accounts which provide woe's so banking services and stolid. Mixt* yerangements with all Axed bales and other Ihniparty banks, and provides aeCeiStO roisace and antmotY Proodido twed by malt il4ed thid-paMy Murat, companies through insurance agency subsdianes of UBS Financial Services Inc. Sionmene, imura-ce. and aruity products, Not FDIC ensued • No bank guaantew May lose vat* RMA. Resource Management Arm nt, Business Services Amount BSA, IRMA and intonational Resource Management Accost re registered service maks of UBS Preened Services he WS Signalise e a registered service meek of Viso human:nal IRS visa Senatw credit cards and UBS Wu debt cards are issued by UBS Bank USA with permssion from Visa USA Incorpaated. UM Pi/uncial Saivism Inc Rev. 201604 SONY_GM_00025311 EFTA 00135931 EFTA01277164 *UBS U85 fewncial Stokes tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 aNe70036075671116X5 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKIAANILYLE CASRIEL Phone Business Services Account November 2016 MAX FOUNDATION PO BOX 308 TEANECK N107666-0308 Questions about your statemeat? Value of your account Call your Financial Advisor or the Resourceline at on October 31 In on November 30 (1) account Msit our website: Www.ubs.comainanciaisennces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepottcom. Your assets 3,238.24 3238.24 Your liabilities 0.00 0.00 Value of your account 33,238.24 $3238.24 Tracking the value of your account sources of your account growth during 2016 Value of your account at year end 2015 $5238.24 Net deposits and withdraaats -52,000.00 x.239 2 Your investment return Change in 3,7302 3.238 2 market value $0.00 Value of your OCCOtre on Nov30,2016 $3236.24 Dec 2014 Dec 2015 Oct 2016 Nov 2016 SDNY GM 00025312 Member SIPC ANP700020C0637567NP7000059195 00001 1116 000030000 V123661550000010 Page 1 of 6 CONFIDENTIAL EFTA_00135932 EFTA01277165 SUBS Business Services Account November 2016 Your account balance sheet Summary of your assets Value on November 30 (I) Percentage of your account A Cash and money balances 3,238.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.C0 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $3,238.24 $3,238.24 100.00% Account name: Friendly account name: /L • Account number: Your current asset allocation A Eye on the markets Index Percentage change November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Your Financial Advisor Kr" - CASRIEL • Cash and money balances may include available cash balances. clEIS Bank USA deposit account balances, Q85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% AMP 70302003607‘,6$ Nn000069195 COCOI 1116 000036000 Y1 23661SSOCONNW_Gm_000253%e 2 of 6 CONFIDENTIAL EFTA_D0135933 EFTA01277166 ;It UBS Business Services Account November 2016 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. November 2016(S1 Year to date (S) Opening account value $3,238.24 WithcfraWaIS and fees, including investments transferred cut 0 00 $5,238.24 -2,000.00 Closing account value Cash activity summary $3,238.24 $3,238.24 See Account activity thi month for deli It &lances in your Sweep Options are indudedin the operirq and closing balances wive. FDK insurance applies only to deposits at UBS Bank USA, not to deposits at 085 AG. stanfold Branch or bank deposits Plated through vie LIBS Intemati0na DeP0S4 Account pr0qam. SIPC 0r0teCti0n applies lo money market sweep land hddIngS but ml bank deposits. See ImporUnt ingoonoton abOot yeti, Stetmert Cl' the at two pages of this document tor detals. November 2016 (d) Year to date (1) Opening balances $3,238.24 $5,238.24 Subtracbons Checks and bill payments 0 00 -2,000.00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $3,238.24 $3,238.24 Your Financial Advisor: SCOTT ST ACKMAN LYLE CASBIEL UBS Bank USA Business Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Business balance Oct 7 $3,238.24 Closing UBS Bank USA Business balance Nov 6 $3,238.24 Number of days in nterest period 31 Average daily balance $3,238.24 Interest earned $0 .00 Annual percentaoe yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Nhoderate Investment ehgibihty consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00025314 ANP7C00701:0607569 NP700:1059195 C0M 1116 00f:O30000 V123661SS0ODG010 Page 3 of 6 CONFIDENTIAL EFTA 00135934 EFTA01277167 *UBS Your notes .0,0,....,......6.60,..,,,.....y,n66,......,_,,,,,m.• a 6 CONFIDENTIAL EFT,00133935 EFTA01277168 *UBS Business Services Account November 2016 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. some pries, interne and Current vóues shown may be approximene. AS a ref I.M. Gains and lOsses may nol be aCCuraldy reflected. See importorinkateson Mai:your statement a the end of tos document for more informanon. Cash Cash and money balances Cash ancl money balances may ind e avalkie cash balances, UBS Bank USA chroat account bilances, UK AG Stareord Branch deposit account balances and money market mutual fund sweep balances. UBS Bent USA deposit account balances are Insured by the FDC WIN n applicable limits, but are not protected by SIPC. UBS AG Stamford Brant hdeppot account blaren an not insured by FDIC and are not protected by SIPC Money plukt sweep balances are protected by SPC but are not insured by the FDIC. Ste the Important information stout your statement a the end of this decorent for details tout those balances. Openng Want* Cloung Nitric* ence per share Average itching on Noe 1 (S) on Nov 30 (S) on Nov 30 (S) rate UBS BANK USA BUS ACCT 3238.24 3238.24 250,000.00 Your Pi nodal Advisor: SCOTT STACKMAULYIE CAMEL Ceridend Interest Day n period period Cap amount 0) Your total assets value on Nod 30 I» veKentege of COP EStra3ted your account IMPS (S) annual Infant (SI UnfeaSZed gan or ID% (S) Cash Cash sad money Wanes Total $3,238.24 100.00% $3,238.24 323024 100.00% 323524 SONY GM 00025316 ANP7COCR000607S71 Nn7003069196 COCOI 1116 000030000 Y123661550000010 Page Sof 6 CONFIDENTIAL EFTA_00135936 EFTA01277169 *UBS Your notes ANP70302000697572 NP7000.6i 66 .001 1116 00CC00000 YI 23661,50 cesSMYGM00025A9e b of 6 End of statement for account number - CONFIDENTIAL EFTA_00 I 35937 EFTA01277170 Important information about your statement U35 thencial Services ex. (the Firma UPS Firma( Sets). is a menthe' of all principal warty, ccmrroday and options isthmus. UPS Financial Semler, and U65 Bank USA ere i-diect subsidenes of UPS AG and affiliates of UBS Stevens U.C. The Fein's Thema' statement is available upon recesest The Finis nano& elks are at LOS Financial Sente, It. 1200 Harbor Boulevard Weehawken, NJ 07086 This seaman represents the one/ officialrecord of you' LBS Fiuncial Sinews account. Other records, exept official ts.dwunents. contanng conflictingdata should not be relied Lys II youbeers there is an toot a Omi990n pease report it immediately n wrheg to the Branch Manager of the office straw your accost Althea:ft ale lives shown re Mended to be accurate. statement ciao thiculd not be wed fa to purposes Rely week on yeaend tax forms, fie , Form 1099. 5498, 10425, etc) when prepamg your tax return. The Fern required by law to refxn to the IRS all taxable dividends, mportabb rents able deticend and arable isierea emed en senates held rimy acorn, nee stash on see traeadixo, aid cost basins certain entered seculies. Carnmwdoolkau with to Nn • Pleaseremain, ran oral corrrramkations in sting tofurther protect your darts. inducing Ma rkintS trader the Searles 'mega Protection Act (SON • II thefinancial iateution on the top leit of die hat of this stammer* is not U36 f naiad Sersiket LBS Financial Sanas carries yoke =ant as clearing broker by arra-gerrent wth the Skated nsittion We inforrradyw of this relatr,S5hts Wien Sr opened this accost h the cast your kits and warties ate boated a LOS financial Services and rot die imcd.kkg broker, and you nut make arms of ay err or emission to bode firm. As described in the account agreements, Wu must he* US of ani errors or Vaud twokkg chedcs reflected al your statement wear 30 drys alter d was mailed or made available. A II stamen% shall be dewed comples and accurate in all other respects if not objected to ventiw within 60 dots • Please deed cuRomer complaint or thotnes to tee Fiers C lent Relaters Depatnent at 201.352.1699 a tonne* m 903.354-NO3, 8'03 A M. to 6A0 P.M FT Monday through Friday, or in writ -g to LES Financial Senices Fax., Client Relations Department, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or panthers about al electronic knob transfer (61), BS Voaeckbil card vantactions, call cc who to UBS Femoral Senices Vt., Na led, 6th floor, Weehawken NI 07086, Mn RMASGA Sakes. Calor write as soon as can, if you hit yin Thrterntrit cr receipt is wog or if you need more Maceration tout a transfer on the statement or receipt The Firm or Card ester (as appleable)must he. from you no later then CO days slier the Fern sent yOu the int statemm on which the era Or problem xpered. - horde your name rd seam number (4 any) - Decal:* tie error Or the transfer you nirsure about, ind spleen as <ea* as you cal why you believe a is as error a why you need more iesnation. - Pros:dethe doter arrant of tiro suspected Kra. The Firm or Card Issuer vii hoestigate your comodaht and mil correct aw error prompty. For alleged emus knotring UBS Via* debit cad bansi km, if we take may than 10 busemsdays to dallies, we will credit your accord for the anoint youthisk is in error, so that you teat have the use of tau money clang tee time it lakes us to complele our rwestiption. Please mire all checks parble to the km or the theocrat inatution related on he front of the its/anent In addition to regdar soon fees, accounts may be orskict to maivanarke fen, charges for late paned kr securities purchases and charges kr unpaid amarts n cash acmes. Accounts that re transferred to other instatirs may be subject to a Rangier fee UBS Sweep 001one LES Offen options for sweeping cash Waxes. balances to bat deposits at UBS Bak USA and WS AG Banks/ Watch (Bak Sweep Propars4 moneymeta mutual kr& (Money Fang red the internetional Deposit Cement 004for customs with in Interrutional Rescue? tlanagernerd Account. Though the Bak Sweep Programs, cash balms we swept to LES Bank USA to to an estabashed Irk ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UB6 Bank USA an FDIC insured in actorda-ce with FCC Formore Mamatim please Mit wwwfdic Deposes at LEG AG Stamford Brach ad shares of Money Ards are rot hared by the FDIC. Through the DA, (mailable to cash telexes are swept to depose &costs at UBS AG New Yak Branch and LBS AG Carman Ranch Thew deposits arena itured by the FCC Baines held at the UBS AG Cadman Brands are tempi:reedy reposed to the sovereign ink of the Cayman Wads, and there is no guarantee or other obWation of UBS AG to rent: te biros whilea,the LEG Cayman's Brach's books. Deposes at LES Bark USA and each UBS AG Branch are not protected by SEC Monet Fund chres are protected by SIPC. See 'LOS Financial Services Accost Protection' below. Uponyour request, bahron in the Bank Sweep Program or DA may be withdrawn and shires of a Money Furd may be liquidated, ad the proceeds returned to you or your seartiesiaalli. Plater Monads about available sweep optorn, nekadrw current Merest rates and yields, it available at wmeubs comfsereepsekk from your F rennet Advert a by telling EON762-1000. UN Financial Senior eeecont protection The Finn re a rrontor ef the Ton r due hnono• Protarte", Corporation (51K), white protects le0-rlieS WSW% 01 its minters up to $505,000 thckding 1250,003 kr dains for caste. The Slit asset protection limit, aelahr to all accosts *et you had n a particar cesacky. She Fern, togethee web, certainaffiliates, has also purchased applallentalthantiOn. The madman amount payabei to at Sable diet, colitchroh undoe this erasion is GOO milion as of Docents 10, 2015. Stbra to the poky ordrIons ad linelaticen, cash a the firm is further protected fa up to SI .9 million n the aggregate for all your accounts held n apsikuOr paucity. A ha copy of thepoky wading is salable upon request. The Slit protection ad the suppkmental protection both do not apply to • Colin Inmaia assets controlled by (and Mixed n your account value) but held away from WSFinned Services (e.g., certain() cash at UPS Bat 1_64. 00 cash at Les AG U.S.Sanrhes, (4 reurarce proixes, including valtbh annuitee, Ind fie than of Maud funds when such thins re rogistived dent& n the name of the accost hobs on the bocks ad records of the applied* thus a trawler agent), • Certain nwstrnert contracts a iniesement interests (e.g., laded partnerships ad what plawrronts) that are rot reek-toned stew ter Securities Act of 1933; ad • Commodities contals (e.g toeign eschew? and preccus metal contracts), includerg futures contacts aid commodity option contract. The SIPC protection and the suppamentel protection do not apply to these assets ewe, if they otherwise appear on yea statements. The StC protection aid the 9410Innental protection do not protect against changes as the market vain of jar imestments (whether as 4 result of market moverrem, issue brisruptcy or othenke) More Memnon is amiable upon request. rot may titan mote intarnahon Aka SIN, including the SIN Brahee. by contacting UPC at 202.371 -$300O or by danrg the SIPC webUte at wantecorg Dividend Reimestment Brogues (DRIP) the tyke reflected is an average paw. You may Stan the actual price banns Enema Adam. Onei. whole shares are purchased under DRIP; patted shays svill be sold ad the cash wl be deposited in your account The OSSA renvestment price applied by the tear may • ffer from the mean price at which the partial shoes re sold Cdielieu Cnheahole wets may be held n tear accort. If pin entitled to a part sit a s reset, of a ebiderd payment or etrinvile, the Firm sal ether sell partial with at owlet price a accept an /man determined by a regiaered cleirkg agency, axl credit dos accord. Investment objection The neeslmeN objectives and risk profile an spec ik to each account and mai maybetween you accords PSease advise the Firm prorosty in writing of a-y sped Rant change in met Inancial situation or investment obscures For each scant held, you choose or* of the following ins-ernes objectives CONFIDENTIAL • troatre Cunene income: hithemenes seang the generation of income any. • Achaw Capital Appnaltion. Investments seeing cromh of precise' rather than the gerersais of 'exam. • Produce Conabaunon of Mane and Capital Appian:teen. Nomura, seeking both the generation a 0%0110 ard growth of anoint Overall rids profiles • Constwatin. Seeks to mermen Seta prthcipal, with low risk and volatility to the accord cant esen if that means the acorn does not generate signelkart imam or worm and my rot Sep pa with telletion. • Moderate: Wiling to accept sane risk to pircIsai and tolerate some voatety to seek Wier returns. • Aggresses: Wiling to accept hip n* to pampa( and hip ,plat lily to sea high returns o'er time. • Imo stnacc ElOaaWa Consattation:f selected a Cali on of the porliolisf or that account may iacWe canpless strategic, feinted liquidly and rater yobliky. Statement •homeholdief We may pomades aM related account statements with the sane &Sass is the same envelope, e.g. because they have owners who a10 mantan fit account red creates well other dews a the same address. If you Feeler lo recent individual ttatmunh mailed in separate envelopes, you may decline her,eholdng by calling yew finned Cotter Friendly damn name The Thai* xecue nano is a custancale 'nickname' chosen by you to assist you with your recordteeaw has no legal effect on yea account You can lunge bar irrend9 acorn harries, though °nine Service, a by contra eg your Fisancral Athnor. Account overview • Vase of you accornWonYoko. Net of meets and 'abide Asset hckdes amid* cash balances, vdues restricted warty fast), and Global Tim Deposits, created marks to maket, and mean assets not held by the Fern. Does rot include unprked seortieeassets at the end ot the pia and anent statement penods, or pane isseenenit toasted stock options and earcsable stock options • Lis,b . Includes debit betakes, cutstarding magi, bins, credit lire, accord balances. • Cas&eoney balances. Told of uninvested available cash balences, plus deport telexes al UBS Bank USA, 1.65 AG U.S Branches ad money mallet mutual fund weep balms, at the clan? of tee statement period Non-ccearcdey free aeon balances in yes account are root secjegaled from other balances and the fimmy IA! ley of these Find is the ordinay course of as twines These funds re payable upon your downed This total is excluded in thy anent period elating Who? Landing deformation Fe' detared inf °Matron an the Firm's le drag protects and doelosues. refer to yes Chant Relationship SDNY_GM_00025318 EFTA_00135938 EFTA01277171 Important information about your statement (:0IIIIIMed) Agement or ACCO-el Agreement and the General Tams ad Conditions U3S Statement of Credit Practices available in Aram,* end Oixthatres at made red romorervinerththoiret. Your set Your statement itemizes securities ea other ends held h the accoml at the end of fir statemere period. You may ark for dekrery d seorties at aw time. You May receive securities seed as loan collateral after paying any balance de an them. Arrysecuritaes transferred to the Finn etch; the statement period ale listed at market vete as of the end of the stamina* !Mot • Cast beta h determining the cost basis of the securities incbded in this statement, where indicated wih the number " I, • .55 F mince& Services has relied VI information obtained from sources other than LES Feencial Senices, including information from another lien a that you may IldVegrovided to you finmxial Adria,. The Film does not irdeperantly verity swathe the aco_racy a vaklity of ary Mormation provided by sources Car than LESPi-uncial Simeon h media% although UPS f inricial Services gmeralU Lgidates this nIcematen as it is received, the him does not provide any assurances tut the information caller 'Cost basis" ad "Unrealized gat loos' is accurate as of to date of this steamy-It. In such please dome rem on this Manation to make rudest or sale decisions fa tax puposes a otherwise. Accounts teardayed to the FM may reflect gai loss infarratith only for the peeled c4 tine they ye held at tie FM More hiaorical erlormatith can be added by you Maxis( Advisor. • Unrealised gas/Iona Yr hen data a thailsbk, manatee moaned cuinelown are catfaied la Whilst tarry lots. The transaction data for ?Withal lots may or my not reflect ammisecns, rZ da security reorganizatcn 'wires ari d and other reinvestment lob ad systematk puichasie lots an each combined to dimity cm averaged lot IN 'Trade date' colann presents the craml transaction trade dale. • Callable securWes Bonds and palmed stock that the Mier cols for wry reclenpion wit be shifted sitalalY by la from amcrg all sauces of the bee held hour nanece n nominee name for or dents. Call tease elamaten it cbtaned horn third panics and h acCuracy is not garanteed. Other call balls may tart which could alert held compthe inkernaton will be provided upon request • Certificates of deposit (CDs). CDs are FM nsured LI, to 5280,000 in principal and accrued irtennt per depositor ad per depository inmituizri n mccedance with FDIC nales • Price/value Frees dithlayei f or securities and other packets my be higher or lower than the price that )0J would actually receive in the market. Fekes are obtained from varkus tad pithy sources which we laiethe to be reliable, bit we donor sparantee thek accuray. - We germs* use the cloth; price when avadathe Ow mean of the bid ri d sok poxes for listed acuities and ophcre ce only bid vices for OTC studies. - Less acterey traded secuities may be priced using a valuation model a the most recent prce we aimed ad may not reflect in actual market price a vat* - Certain positions may mow Mto_d a pice and will those as 'vice was nol available • if we ye unable to obtain a price fora seamy - Deposit a securities denominated elCUIT0-00 other than U.S dolls are reflected at the 'trim rate as of the gate-Earn date. - fa certain marks racing n non-conformrig denornmtions, price ri d quantity (face vita) may have been Awed to betas pram Muslim To obtain Meal guotalms. when available, contact you Financial Advisor. • Private inmements and 'structured products. Private rmaners smut an (ex Lairg arch pankipatith program ad real mate investment hid reaches) and structred pro:arts are goaralY highly Ai:pd. Celan stnalised tails have not been registered with the Securities and Exch Commission or under wry fate securZrans. We provide es:mated veins for private investment searites ird structured products for eilanattrul purposes my. Atarary snot gunned. - These values may differ state-di* ken prices, il any. at which a PreM itwtbneed rim Matured product maybe bought or sold and do rot necessiti8recreserd the vat* you may receive %pat liquidator. - Third party inmates of vats are as if a twain date ad we supplied to UBS fnarckl Services on a rettar basis by an independem vaLation firm. - baser. general oanna or sponsor estimated valms if ay, ate paled to the Fm by the *suer, general partner or sparvir and my be calculated bawd on afferent information fran that used by third parties to dative tea estimated values. - You can obtain aeditorel eformatein regardeg the methodology used to determine the estimate of value and the dale of the Hamelinthat is the basis fa the eflimote by contactig your fn uncial Advisor - Third party 'singed vett may be reflected as 'Not priced' in several stuatigns Mien an Meilen:lent valuation fim has not %Mikados' is unable to 'air a li mn Mame become ware that a matenal event has cared that may call a prewar* reported value rap question, or when a value would be high speculatne due to the nature et the security. - When neither an issuer, cameral partner or wonsor estkated %glue nor a third-pal/ estimated value is provided, the ain't* study will be dtherent Iran its paha* price. - • Daribution to date' may indude retun of capital, name orboth. - 'Original unit size' represents the hit& offering paper tree axial./ not reflect you cost base. - DIP ad unlisted REM studies at not listed on a rational securities exchange, and at. goner* liquid and event they can be sold, the prke received may be kW than the per share *dimmed vat* provided n the accord statement • Restricted 'Kurth's. Restated settees generalY ae not °manly eigtok for public sale. U8S Financial Service: at the motet priced the unrestricted stock of the sane issuer as an imputed value fare restricted stock itrougmes MIN; statement or* To the extent tat resented seas-des are elgbk to sale, the vale received may be sastanualy less thanthe invited vete town • Ea. (estimated) income, assent yields and rata An estimate of amual income is based on current dividend aid interest rates, assuring the sautes will be heldfor are yea from statement date or ithol maturity This Mina no* a gudolne; accuracy aid continued income are not gu fritter( - Estimated snail home and curers yield for certain types of leashes could mkt'e a retun of pastelor capital gains in which me the est income (a-dawned yell would be overstated, - li mited anal income and arrent yield and the actual axon* andyield mifit be li ma higher than the estimated marts. - An inn of arrualeed income (dividend rhea interest) divided by the current malet valeciaverage balance is based an the Imt &Mend or interest payment made by tie issuer and manes the seartUdepaUs will be held fa me year from the statement date or until ratify Accuracy ad continued mil a-e not gam-rind • Assets not held by LIES Financial Services. Cense, assets se rot held by the f ern are not %whin the Fern's 'cowmen or control. These assets me dsplayad n loos statement for informational purposes only Positions and %glues presented re provided by des Asu'rg fern. UBS Financial Sery Services is not referable for tie intimation and don not guarantee es accuracy. These met at rot pea acted loySIFC or the Fairs suPPlanatelSIPC COVerKe. • Revenue trig and additional ampensatice. - In addition to commissions on saes and Intl lees received n correctionwith the destributiai e4 mutual fads to our dents we ands our affAake receive fmnueshot9 payments from detnbutors ardor athisas of themes' funds that we sell. These anoints are based on two cMerent corrporents (a the moan of IAN by UBS of a Pathan mutual fund I amiU to our clients and 8) the asset value of a particular mutual fund tanks shares held at he fern - We and as allAate ako receive networking and orrnbus processing fees n con-ideation for transfer agent 14200e1 that we snack to the mutual lint. These fees generally are pad from investor asses n the masa 'lurid and me a lead data amount based on the limber of accounts at the brokertealer holing mutual funds of that fund family CONFIDENTIAL — h addaion to cornrnissiths received n connection with the sale or attribution of a-naryr contract endue investment that mils thou clients, we anda our affiliate recta* rimy' twig compensation from math of the insuance companies undenting the truity contracts, aft/sales at the nuance corremas or manors al theme irmiestmmt tuts we distal:tate. - Our affiliates abo teak, trading commostins ad oh, compensationfrom natal li ds and hunt* companies vAOSe products we &taut. - We receive an mut fee from UBS Bat USA ad LBS AG Stanford Rant', Of IA to 425 per accord sweeping so the barks under the UBS Bank Sweep Program. Adivity hkemation resorting conmksiths and other chases roared n connection wth the exeoren of trades, nclafrg option transactions has then incbckd on conlimatere pewousy furnished so you, red will be profiled tory pranhly on repast Shan veiling H you are engagedin short selleg a security, you may ear a charge der to casein banoweg costs for that particular seasky. Open orders Regarding open or 'gad-till-cancelled' ads that were not emoted by the stattmart data open buy and sal slop orders are recited by the metre of dividends or rkhtsch an ex-dividends a earthis dee unless instructed ahenvise by chi. You are responsbk for odes that are executed de to hour failure to cancel Mang open orden. Priem To obtain a copy of as current Client PrivacyNotice. please coital you FractalMtge or vat our websne at wsw inht rrvenfivr✓• vne,fev Financii Sauk*, e not a be* The PM A Business Services Account 854 and IRMA are brdcerage accounts Midi provide access so banking services and worts that* arangenwits wth af I Aimed barks and other Ihniparty banks. ri d provides access to rotra-ce and afinoth frothos iced by unaHiliatedthid-party nuraxe canpanes through eaurance agency subselianes of UBS Financial Services Inc. Koss-nerd, rourace, ad army products, Not FIX tutted • No bank guaantee• May km value RUA. Resource Manarprrent Arm nt. Business Services Account BSA. IRMA and international Resource Management Accord are registered service maks of UBS friancii Services Fx .00 Signalise it a registered MIMI! milt of 051 eternal MS LOS visa Septa* credit cads and IBS Visa debt cards re issued by UBS Bath USA with omission kom Vita U SA Incorporated. UM Financial Services the Rev 201604 SDNY_G M_0002 5319 EFI'A_00135939 EFTA01277172 UBS U85 Falancial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York 14Y 10171.0002 *HP70012304.11 1216X12 Y1 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor. SCOTT STACK hIANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Resourcetine at account Msit our website: lvvew.ubs.comainancialsennces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from ?new. an nuak redit report. com Business Services Account December 2016 MAX FOUNDATON PO BOX 308 TEANECK N107666-0308 Value of your account On November 30111 on December 30(4) Your assets 3238.24 3,238.24 Your liabilities 0.00 0.00 Value of your account 33,238.24 Tracking the value of your account S zzu $3238.24 i.2.38 2 3,.30 3,238.2 Dec 2014 0( 2015 tiOr 2016 Dec 2016 Sources of your account growth during 2016 Value of your account at yea. end 2015 Net deposits and withdravab Vow nvestment return Change in market ...due Value of your account on Dec 313 2016 SDNY GM 00025320 4523824 42,000.00 zoo $3238.24 Member SIPC ANP70003001230441 NP7000126071 00201 1216 03CC00000 Y123661550110000 ►age 1 of 6 CONFIDENTIAL EFTA_00135940 EFTA01277173 SUBS Business Services Account December 2016 Your account balance sheet Summary of your assets Value on December 30 (14 Account name: MAX rot -.• • • Friendly account name:MAX F tr.. • Account number: Percentage of your account A Cash and rrxmey balances 3,23824 10000% B Cash alternatives CIC0 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional ace 000% F Commodities a CO 000% G Other 0.00 000% Total assets Value of your account $3,238.24 $3,238.24 100.00% Your current asset allocation A Eye on the markets Index Your li nodal Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. kJEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 30, 2016 3-month Treasury bills. 0 48% One-month LIBOR: 0.77% Percentage change Detember 2016 Year to date 1.98% 1196% 1.95% 12.74% 3.44% 1.51% 0.14% 2.65% AkinC0030012304k2NUOCOI26071 COCO t216000000000 r12366ISSO I I aBteGit 000253tugo 2 of 6 CONFIDENTIAL EFTA 001;5941 EFTA01277174 UBS Business Services Account December 2016 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. December 2016 (3) Year to date (I) Opening account value $3,238.24 $5,238.24 Withcfrawals and fees, including investments transferred cut 0.00 -2,000.00 Closing account value $3,238.24 Cash activity summary $3,238.24 See Account activity th* month for dealt &lances in your 9.veep0olions are ind uded n the 'twin; and closing balances value. FDK insurance applies only to deposits at UEIS Bank uSA, not to deposits at UBS AG. Stint0rd EternCh or bank deports Plated t hroucti the UBS internat0na DeP0S4 Account Kirocram. SIPC Pr0teCti0n smiles to money market sweep fund holdings but not Dank deposits. See Important intormaeon abootpui statement OO tire at two pages et INS document for (Ptah. December 2016 (1) Year to date (I) Opening balances $3,238.24 $5,238.24 Subtractx>ns Checks and bill payments 0 00 -2,000 00 Total subtractions $0.00 -$2,000.00 Net cash flow $0.00 -$2,000.00 Closing balances $3,238.24 $3,238.24 Your /I sandal Advisor: SCOTT STACKMANLYLE CASNEL UBS Bank USA Business Account APY Interest period Nov 7 - Dec 6 Opening UBS Bank USA Business balance Nov 7 13,238.24 Closing UBS Bank USA Business balance Dec 6 13,238.24 Number of days in interest period 30 Average daily balance $3,238.24 Interest earned $0 .00 Annual percentace yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you, Financial Adasor or Branch Manage,. You can find a ful description of the alternative investment objectnes in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary Moderate Investment ehgibikty consideration • None selected Your account instructions • Your account cost basisdefaultclosing method is FIFO, First In, First Out. SDNY GM 00025322 ANP7C00300I 230443 NV7003126071 0CC01 12'6 00C030000Y12366ISS0 I 1 0000 Page 3 of 6 CONFIDENTIAL EFTA 00135942 EFTA01277175 $UBS Your notes ,...............,..........,...,,,,,,,,,,,,m • a 6 CONFIDENTIAL EFT,00B3903 EFTA01277176 4UBS Business Services Account December 2016 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some pnces, income and current vdues Sheen) may to approximate. AS a its UR. gains and lopes may not be accurately refkcled. Set Amount info/mown Stour your statement a the end of the docurnem for more informs:ton. Cash Cash and money balances Cash and morany balances may include. avalaolecash balances, UBS Bank USA cbpoot account balances, UBS AG Stanford Branch reposer account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC villein applicable limits, but are not protected by SIPC. UBS AG Stanford Branch deposit sec oum balances ate not insured ty FDIC and re not protected by StiC Money market sweep balances are protected by SSC but are not insured by the FDIC. See the Important information about sour statement at the end of this cbcurent for detaiis about t kn. biances. Hddng UBS BANK USA BUS ACCT 323824 3238.24 250.000,00 Goering balance Cloung Pnce per :hare Average on Dec I (1) on Chic 30 (1) at Dec 30(1) rate DrildenclIntetest period Your PI sandal Advisor: SCOTT STACKMANLYLE CASRIEL Pays in period Cep shount (S) Your total assets Value on Dec 30 (S) PerCentage Cost ESbrnated your Xenon' basis (5) annual income (Si UnreUNCI gain Or loss (5) Cash Total $3,238.24 100.00% $3,238.24 Cash and money balances 3,23814 100.00% 3,238.24 SDNY GM 00025324 ANP70003001230445NP7003126071 00031 1216 001:030000 1'123661%01100CD Page 5 6 CONFIDENTIAL EFTA_00135944 EFTA01277177 *UBS Your notes ANP76303001230446 NP7OP3i 2607i 0.01 216 00CC00000 Y123661.0 11 901,,G,0002532sge 6 ,f b End of statement for account number- CONFIDENTIAL EFTA 00135945 EFTA01277178 Important information about your statement IJ26 Fr racial Services nc. (the Firm or UBS f nerd' Strokes). is a merrber of all principal Noway, owerronty and options exchange,. UBS Financial Semler, and 1.85 Bank USA re i-died subsilones of UPS AG and affiliates of UBS Searing LI.C. The Fames Inandal statement is available upon rectos,. lhe Fowl "goal& pikes are a. UBSFina-col lances InC• 1200 Harbor Boulevard Weehawken, NI 07086 This saurian represents the only off icial record of you' LBS Fhancial Singes account. Other records, exept official tw.dxuneols. contanng confidingdata should not be relied Lyon II you believe there 6 en firer or omission please report it Omega& n writing to the Branch Manager of the office wvirg your accowit. Allhoup el Spree shown se Mended to be accurate statement ditatkuld not be used for tee purposes Rely sole& on yeatend tax Orme. (Le , Form 1099.519t 10425. etc ) when prepamg your fax return. The Pim required by law to coon to tee IRS all tbable dividends, mportgge rootaubk anima and uxdak inerert end en fenntiel held n per account net proceed, on say breaclims, wad cog basis on certain covered marks. Ctevertagagena with Me Firm • Please reconfirm iry oral communcat•ons in wring tofurther protect your rights. indexing your regne, viler the Seosiies 'motor Protection Act (SPAT • If thefinancial Foliation on the top left of the tick of this statenwst isnot LBS Fond Serykes,U3S Fiandal Santos carries pia =cunt as dewing tacker by arra-gement nth the tdcated institution We informed pm of this ealahMehtS• when M. opened this accost h the cast your lu-a and goalies ate located a UBS financial Services and rot the Facctacio broker, ard you nut make Amoco of thy tar or omission to bode firms. As described the account agreements, you must notk w of ay errorsor baud hvoiihig chedu reflected on your staterrent wahii 30 days atter it via mailed or made available. ADnatenernt shake deemed complet• and accent, in all other respects if not objected to n wrakg wthin 60 days • Please deed customer complaints or spires to he Fiwe's C lent Relaters Department at 201.352.1699 cr tolltre• at SOP.354-9103, 8:00 A.M. to 6 CO P.M ET Monday through Friday. a in veitig to 1.135 Financial Services Ix, Client Relations Department, P.O. Box 766 Union Coy, NJ 07007. • Fa TTY services Call 044612.09860o ban cuthie the US.: C.1201.352.1495 • In case of errors or nankin, abort an electronic funds transfer (TT), EIS Vsedthit card bansaregns, cell or wile to UBS Fiancial Semite, ex., l Hata list, 6th Hoot Weehawken NI 07086, Ann PaAbBSA Stevan Cal or wnte as soon asyou can, d you ink your statement or receipt 6 wrap or if you need more hiker's:Mtn ah0J1 a transfer on the gatemen, or recept. The Firm or Card roar (as apple/Ngmud her from you no later than 60 days alter the F rm sent you the list et itement on Weith the ern:, or Problem append. - Dokeyew name ad axone nwrizer Of any) - Cesabe Ile error or tie trawler you as inure about, ad oplain as okay atm can why you believe a is an honor a why you need more kdamatiort — Provide the dolor anent of the suspected era. The Finn or Card Muer wil twestepte your complaint and will coned ry enor promptly, For alleged *mon noting UBSVO•debil cad transact:at if we take more than 10 bannsdays to doges, we will credk pi Noose for the amount you think 6 in error, so that you MI here the use of the money dunng Fe tone it takes us to cemplete our iwintiption. Please make all checks payabb to the Fern or the Inns& instiullan indicated on fee tram of thS statement In addition to roger Nook lees, accoteds ma/ be abject to mai-smarm hes chaps for late pawn* for securities purchases and charges la unpaid arrcunts n cash accounts Accounts that we fransferred to other insloacns may be subject to a bander he. UBS Sweep Options UK offers options ate Mehtfic cash balances, balances to bark deposits at UBS BalcUM. and LBS AG Stamford branch (Bak Sweep fkgareM, mono/mane mutual bads DAaney Furd0 and the Interrationel Deposal Account (DAP or oultorws with an International Resort' Management Account. Though the Bat Steep Program cash Winces we swept tole:58a* USA Lp to an established lank ad then to UBS AG Stanford Stanch, or a Money Fund. Deposits at Les Bank USA the FIX Fared in accordance with FCC mks. For more enf emotion tease wit namvidic got Deposes a WS AG StamfordBra-di ad shares of Moneyruts ace rot imbed by the FDIC. Through the OA. arable to cash balaxes we swept to depose account al UBS AG New York Ranch and 1185 AG Cayman Branch These deposits are not toured by tlx PVC. Baines held at the LBS AG Cayman Branch are tempera* nosed to the sovereign rick of the Cabmen gads, and there is no garareee or other dalgthon of UBS AG lo repay the balaxes while on the UK Cayman Branch's bogs. Deposes a LOS Bak L6A and each UBS AG Stanch are rot protected by 51K. Money find shires we protected by SIPC. See 'S. Potential Services Accost Protection' below. Upan your request, batmen n the Baia Sweep Programs or DA may be veddrano arid shares of a Money hadmay be 'iodated, aid the proceeds returned to you or your SOarditri WWI& Fu tier Fiormalem about WAN. Wrath OPMett, nclairg cument ireerest rate, and y-elds, s bailable at yr mv.ubscorgoeepnelds, from your Fnancial Advise( or by calling 630-762.1000. MIS Pthantial Swims INCOWIT protection The km te a member of 4-e Secutin kwescr norection Corporation (9PC). which protect leo.rdin accounts of its members up to 5500.033 (including 1250,000 for dains for cash). The SIPC asset protection limits apply to all accost Met you hold n a par ied& crapaedy. The Pew together wen curtain affiliate, ha also purchased supplemental protection. The madman amount payage to at dents. cobecluelyu-dw this protectionis ISOO million as of Decanter 10, 2015. Subject to the poky cordite:es erd limiuticen, cash a the firm is further protected fa up to $1.9 million h the onegate fa all your accounts held h ape-Sauk capacity. A full ccpy of tie policy wadng is nil** upon request. The SIPC protection ad the sioplermotal protection both do not apply to • Certain financial assets controlled by (and "dad in your account value) but held away from WSrine-col Services (eg., certain() cash at UBS Bait USA, Ii0 cash at IBS AG U 5.1wardnet 6i0 Mime psockes• including volatile amities, and OS Mug of WOW finds where such shares are registered drealy n the name of the account holder on the books and records of the applcable Muer a twofer agent), • Certain nvotmer4 contract, or investment newest. (e g.. limited partnerships ad private placements) that we rot regatered under he Securties Ad of 1933; and • Commodities contacts (e.g. foreign excharge and pocks metal contra/ea. incluarg fount contracts aid commodity option contracts. The SIPC protection and the supplemental protection do not apply so these assets event they othemise appear on yout daemon. The SVC protection ad the soplemental protection do not protect against changes the make, vale of yaw investments (*tether as a rest* of market movement issuer ba-kruptcy or othernse) More information is avertable upon roast. roams; (btin more idormation about SIPC, including the SIPC Bodin by contacting SIPC at 202-371-83® or by„ eteg the SIPC websee at viwwspcorg Dividend Roiweirtment Program COMP) The price reflected is an avenge price You may obtain the actual price bon your Financial Advisor. Or whole bares se purchased under OR it partial shares wit be soli and the cash wit be deposited in your acount the dvidad ierwesemene puce maphed by. the ewer may Oa from the market price at ninth the patina Mares ae sold Cagebilieu On& whole units may be held in your account. If you we entitled to a parlW triii as a result of a bided payment or othenvise, the Firm will either sell patal units at market late a accept an amour determined by a registered clean; agency, and credit yo.r accost Investment objectives The xylmert objectives ad ask profile we speck to each account and may vey between your accords. Please adree the Finn roma& in writing of try lay-Mint cheep in par (fungal divatian a CONFIDENTIAL investment objectives. For etch deafall held, you dome one of the Solbwrg excitement objectives: • Produce Curren Income: rmntrotras seeking the generation of kome only. • Ackeve OPOMPOtenadon: Investments seeking growth of pmcipal rather than the gereraton of income. • Prodovo Combination of scone and Coital Aporeasen IMOSIMWtt waitg both the generation of nccme ad ar owd-of trkPal. Overinflate profiles • Congenial* Seeks to monism nital pre-cpa with low ria and volatility to the account owat wen if that meths to XS an does rue generate significant income or retire ad may OM keep pace With • Moderate Wiling to accept some irk to poop,' ad tolerate cane Watley to leek Nan- returns. • Aggressive Willing to accept hip risk to principal ad hip volatility to seek high returns our time. • fmestreentiegibifily Consdration: I selected a portion of the portfolio for that account may nclude complex streepes, Owed 'Watley and rater Stalemenrhousgeoldfrof We may consoldate art related account statements with the some address in the same envekpe. e g. because they haw mato *Ix also mantain jone anon reagionsheas wen other dents at the same address. if you prefer to receive indiadual statements mailed in separate forgoes, you meg deckne hough:berg by tang your Financial Advisee Friendly actotait name The friendly account name is a cuslonizable "Ocknane• chosen by you to assist you with your reccedkeeprige ha no legal effect en your account You unthaws your Friendly account name. though Onent 54Mles by contacting yo_r inancial Addeo*. Accoeme overview • Veto of jou geountgargolo. Net of assets rd liabilities • Assets Includes available cash basket valesfor restricted securty (est ), and Global Tine DePosies, unrealized marls to motet, and certan assets not held by der Prat Does not include opted securtielassett at the erd of the prior and parent statement period., a private iWPOMOIN Le-nested stock options ad e,ercsable stock options • Liabilion bolas debt bala-ces, outstadrg margo lea code line, short account barites. • Crash/rosonray balances. Total of uninvested salable cash balack pis &cog balms at UBS Bane USA, UK AG U.S Branches ad ma-ornate, rut al had sweep balances, at die ctse of the statement /Pilot Nonrtormudity tree ore& balances in yos moan ere not negated from other balances and the Firn may use ay of these funds in the ordinay <woe of its business. These funds ex payable uxn your demand. This total 6 tic Wed in the current penod doung vase. SDNY_GM_00025326 EFTA_00135946 EFTA01277179 Important information about your statement (tenanted) Lending information Fcr delalechnlormation cn the Fines lending practices and **sunk refer to was Client Rena-nip Agreement or Accost Agreement and the General Terms ad Conditions. UBS Statement of Credit Practices audible in Antenna andDiscloarea at lupe uteramtereeernitelnnes. Yew' duets Your statement itemises pewits rd other assets heti n the accou-d at the end of the sate re period. You may M. for d.Way ol fay paid sautes at dry time You may receive waritiet used at loan collateral afar paying any balance da an them. err/ securities transented to the Fin dreg the statement period are lined at market vale as of the end of the Patents period. • Cart ban. In detternning Ike cost basis of tie snakes inducted in this statement where indicated vet the natter 'I,' LES FnancialServkes has relied oninformation obtained from sources other than LES Fhanual Senses, including information Iran another fine a that you may has provided to you. Financial Adoisor. The firm does rot independently ye* Or gannet the tramp a vasty of and Morns ion provided by sauces other thin I-E6Fhunial Semites. h defuses although WS Financial Sereices newaly updates tin infarnation as il is nand the kr, does not provide any assura-ces tat the hfornaticn isder 'COSt bale and "Unrealized gal loss' is accurate as d to date of this statement. As such. please do rot teat on this Pdanation to make Istraine a sale decisions, fa tar arases or otherwise Accounts Oa-alerted to the Fern may reflect gar/loss rdormation only for the period od tine they re hold at to fink More historical normalin can be aided try yotr Financier Advkor. • Unrealized gensaasses When data is available, *sinned u-reaieed gaindlones are calculated kr nOvaial sear/ lots The (inaction data for indivitial Ion may or may not reflect canminkre, charges race secutity reorganization events. Dividend and oter reinvestment lots ad mstfmatk earnest tots are each combined to diolay ore averaged lot TM 'Trade date coLmn poems the oranul transaction trade data. • Callable securities. Bonds and preferred stock that the issun cals for sly redemption veil be selected Spatially by lee from antra all sec/lies of that hen held now name or in nomewe nine fa oar dents Call bare hformatiri is obtainedfromthird parties and is accuracy e not gsanteed. Other call teases mayeast which an] all ect geld complete Hama on will be provided upon request • Crake= efdePedre CCDe). COs are FDIC reared is to 5250,000 n principal and accrued interest per deposia and pm depository institution, h accordance with MK nit. • Price/value Pas displayed for scones and other eroacts may be higher or lower than he price that you would actual)/receive in he nuke'. Prices ire obtained from vain lhid party sources whkh we believe to be nibble, but we ds not gannet their accuracy. - Wegener* use tie clang price whin pale* a the mean of the bid ad ask prices for lined sosities and optics or my bd prices fa OTC nudes. - Less actney traded securities may be priced usr9 a valuatin model ate most recent prke we cbtined and may not reflect an actual market price a vas - Cenan 'tonere may appear nth:a/ante ad will thew fa • Fin was rot available' 4 we n unable to obtain a wake a Parity. - Deposits or securities deraninated iscurrercies aka than U.S. dolls are reflected at the eichange rate a of the statement date. - kr certain tannin tradng isnon.conforrr iig denornivtions, pdce and wanly (face vela) may have been adjusted to facilitatePapa valugeri To cbtan cram quotations, when mane, contact yar financial Adviser. • Rivets treatments end riveted products. Private hvesdnert searities ( Padang drect participation program and real estate investment bins kto.rites) and struckned modem are gunny highy eicuid Cann stra-kred ASS, hew not been registered with tie Secwities and &thaw Commission or uncler Eily state securities laws. We rfasideeSlinated vales la private investment awns ardsthstured products for Hamm knit amass awl Achracy snot guaranteed - These vales may differ stbstantialy from prat if any, at which a piste int security a structured product may be bought or sold and do not necessary represent the vela you mar rase non liquidation. - Third piny eninaes of wake we a of a certain date ad at supplied to UBS Fna-cial Services on a regular ban by an independent valuation hum. - issuer, gper Wal palm( or sponsor estimated verist it ant are suppled tote Fin bylaw issuer, general partner or sponsor and may be cakulated based on deferent inform aton Nan Steed by 'bed pants to denve their Seined values. - You can obtain addle id Somata. regarding the meteadolagd used to determine the estimate of value ad the date of the HOrrnation that is the tons kr the estimate by contacted your Famnoal Adept - Third party eslinaled dams may be reflected at 'Not priced' in several Muslims, when an rdeperdent valuation fan has not stoned a unable to assign a vale, when we become awe that a material event has owned that may call a pritvisusly reamed vale tact guation. a Wen a value would be highly speculative due to the nature of the warty. - When sits an issue, general partner a sponsor estimated value nor a thedstrty ettirnrded vela is ;raided, the value of the scarily will be diffenrd from its arches, price. - 'Distributionsto date' may include rain of capital, nose Urban. - 'original unit size • rePretentS the raid Wring price per tend and my not idled war cost base. - DPI and Lnktal REIT 'earns arena listed on a nark al washes achange, and re ninety Sapid and *vend they can be toed, tw ark* received may be less than the per share estimated vale provided n the accost statement. • Rearkted entities Restricted seuritin grisly we rot windy Pliable kr public sale. UB5Finapial Services uses the market price of the unrestricted stock cd the same issuer as an imputed value foe the restricted stodc For au/passof this statement only To the extent that revrined seamen are eliabh ler nice, the vat. wend may be obstantalY less Menthe nand value town • Ese. lesteneted) Irk current Welds and rate An *distal* ol meal kr* is bawd an assert *Wad ad interest rats attuning tie parkin will be held for one year from statement date or Lai maturity. This estimate is one/ a guidelne, accuracy ad continued income are not "manned - based arnal hose and curvet yield for certain Imes of searkies could include a narks of principal or captal gains in which one the est income fa-dourtera yield would be overstated. - Estimated anal none and anent yeld and the anal iron and yield mite be lower a higher than the at/nen mounts. - An estimated a-ruaked income (diedend meta interest) divided by the current maket velegaveage balance is based on the lest dividend or Merest payment made by th• tour and assures tie secansrdeposks will be held for one year from Be statement date or until maturity. Accuracy and continued reld ere not guaranteed • Anne net held by UBSFillellaill Services. Certan sets an not hell by the Fim ardna within the Fern's possession or carol. These assets re (Splayed on yea statement for informational purposes only. Positions and values presented we prowled by the inure fern UPS Franca Stnatel not responsible for this idarnation and does not guarantee es accuracy. These assets ye not protected by 9PC or the fats supplemental SIK caper. • Revenue *wing and national ampereetien. - h stlian to arnmesins o sales a-cl 126.1 tees rased Pi comedian wth the *Swan of mutual sad to our dents VI* ardor our affiliate receve revers/e shario mamas from &tauten anchor advisors of the maul hat that we sell It... armoire are based on no different conprentv the more of sales by LES of a particular nodal hard family to our <lents; and GO the asset vela of a particular mutual lent Irma/sternheld at the inn - We ardour aft erase also receive retw orkigad amebas processhg fees in consi*rattrif or transler agent services tat we provide to the mutual funds. Those feet gereraly so paid from investor ants h the mutual fund and are a feed dollar arrant based on the renter°, scants at the broker-dealer toldng meal Itrds of that fad randy. - h addition to commeskne received in connection within rat a cfetributiln of annuity ccedracts and CONFIDENTIAL Len investirem oust units tow dents, we alder OS alike. receive (OWLS Jeri-9 corronmatien from many of Ike instance companies upbringing the entity anracts. ablates of the insane compares or sponsors of the vet investmem e-usts we daribute. — Our ifiliatec aka receive trachrg corrrnivans rd otercompensation from mutual funds ad inura-co canaries whose products we *Suit — We receive an efface' I ee from Les Bank USA and LBS AG Stamford Bunch of pow 525 pa =an sweeping to the banks ender the LBS Bari Sweep Program. Activity Information regarding common:re and other charges incurred in correction well to newton of tads, including option transactions has been included cn confirmations previous)/ furnished to you. and MI be provided to you pranptly on recpest. Short ening If you are engaged in short selling a securky, you may insure charge due to certain tarawi-g costs kr that patio err sense,. open widens Regarding OPin or 'gxd-tilLcancellecr ceders tat were not executedbythe statement date, open buy and se/ stop orders re reduced by amount of drink/Os orriges on an ex-dada-a a ex.ritin date unless instnetod Semis* by you. You are remonsble ke orders that .we mauled tie to your failure to cancel Rioting open odes. Privacy To obtan a copy of as curtain Client Privacy Soak please contact you FivincialAthiscr or visit err wetsite at wwwnhireineniannotre. - LEG primal Senices lira a bank. the RMA, Business Services Account RSA and IMA an Paden accounts which pack access to barking service trough wangements with offend banks and od-er ted-party banks. and provides access to reurarce and annuity prodacts issued by waffle/Jed thiparty nuance companies trasfri instance agency saicideries of LES Financed Spices Inc. - lwatment inura-ke, rd amity prcdacle - Not FDIC inured• lb bank guarantee May hose rate - WA. eesarce Management Account, Banns Selman Account BSA. IRMA and nterutional Resource Management Accent are registered service maks of LI3SFinardial Services hc. - VISA is a registered tadernakomed by Visa Manson Serra Association ad used Lake kens* TS UBS Vita credit cads ard Us• UBS Vea den oar.* are issued by UBB Bar* USA with perrnisan from Visa U.S.A. Ircorporated. AA otter tradernaks, registered traisenuas, nuke maks and tegatertelsenece rinks ale of tier respective mrganes LA35 Financial Services Inc. Rev. 701612 SDNYGM_00025327 EFTA_00135947 EFTA01277180 tfltUBS U85 FManCol Services cc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171-0002 ANP70036758430I17 VI 0 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number: Your linancial Advisor. SCOTT STACKIAANILYLE CASRIEL r>^^, e Questions about your statement? Call f0Jr Adv,i0r Of Il.t? Resourceline at account Malt our webdte: www.ubstomffinancialservices Items for your attention , Help protect ycJn..."If horn haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepoet.com. Value of your account Business Services Account January 2017 MAX FOUNDATION PO BOX 308 TEANECK N107666-0308 on December 30 (1) on January 31 (9) Your assets 3,238.24 3,238.24 Your liabilities 0.00 0.00 Value of your account 13,238.24 Tracking the value of your account 13238.24 7,2382 5,238.2 3,2382 32382 Dec 2014 DtC 2015 Dec 2016 /an 2017 Sources of your account growth derive 2017 Value of your account at year end 2016 Your mestmmt return Change in market vague Volme of your accetat Golan 31,2017 SDNY GM 00025328 1323824 50.00 $1238.7.4 Member SIPC ANP700020C0679043 NP2000088990 00001 0117 000330000 Y123661150000000 Pegs 1 of 6 CONFIDENTIAL EFTA_00135948 EFTA01277181 UBS Business Services Account January 2017 Your account balance sheet Summary of your assets Value on January 3i a) Percentage of your account A Cash and money balances 3,23&24 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $3,238.24 $3,238.24 100.00% Account name: MA' 4: &TEC% Friendly account name:MAX FOte/DATION Account number: Your current asset allocation A Eye on the markets Index Percentage change January 2017 Year to date S&P 500 1.90% 1.90% Russell 3000 1.88% 1.88% MSC I - Europe, Australia & Far East 2.91% 2.91% Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20% Your Il sandal Advisor- SCOTT STACK MAte LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on January 31, 2017 3-month Treasury bills: 0.51% One-month LIBOR: 0.78% srP20002000629844 NP 700006998000001 Oil? 000030000 Vi 23661 550 C0MYGM00025AP 2 of 6 CONFIDENTIAL EFTA_001 35949 EFTA01277182 SUBS Business Services Account lAtkiry 2017 Change in the value of your account January 2017 (1) Year to date (I) Opening account value $3,238.24 $3,238.24 Closing account value $3,238.24 UBS Bank USA Business Account APY Interest period Dec 7 - Jan 8 Opening UBS Bank USA Business balance Dec 7 $3,238.24 13,238.24 Closing UBS Bank USA Business balance Jan 8 13,238.24 Number of days in interest period 33 Average daily balance 13,238.24 Interest earned 10.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Fioncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appiecution Your risk profile: Pnmary - Moderate Investment eligibility cuuderation - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Pi nandal Advisor: SCOTT STACK MANNYLE CASRIEL SDNY GM 00025330 AMP 7C002000679845 NV7003068980 00031 0117 000030000 Y173661550000000 ►age 3 of 6 CONFIDENTIAL EFTA_00135950 EFTA01277183 *UBS Yournotes .....................,,....,23.sso,,,,, ,,,, ,,,o,,...a a 6 CONFIDENTIAL EFT,00135951 EFTA01277184 *UBS Business Services Account January 2.17 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Some proes, income and current va ueS Onn May teapproxiMble. AS a itiult, galas dnd tOsses maj nol be &curdlely refkcled, see knporunrinsomefron about your statement a the end of the document for more infornanon. Cash Cash and money balances Cash and money balances may include ayalade cash balances, UBS Bant USA del:O9t account balances, UBS AG SlaTIOrd Branch &pout account balances and money motet mutual fund sweep balances. UBS Bank USA deposit account balanes are insured by the WC valhn aqiiceole limits, bul are not protected by 9PC UBS AG Stanford Branchdeposit account balances an not insured ty FDIC and se not protected by Silt Money market sweep balances are protected by 9PC but ae not insured by tee FDIC. See the important information about poor statement at the end of this document for details about those balances. Openng Wen« Clonng biaxe het per there Average Hddng on Jan 1 (S) on ran 31 (S) on Jan 21 (S) rah, UBS BANK USA BUS ACCT 3,23824 3238.24 250.00000 [Stridence Interest period Your Fi vandal Advisor: SCOTT STACK14414LVLE CASRIEL ban n period Cap amount (I) Your total assets value on Ian 31 (5) yder Percentaaraf COST Earnated aCCOunt basis (S) annual income (5) UmeatZed gain or losS (5) Cash Cash cad money bakillan Total $3,238.24 100.00% $3,238.24 3,23814 100.00% 3,238.24 SDNY GM 00025332 ANP703020C0679847 NP7000068990 COCCI 0117 00C030000Y12366i 550000300 Pegs S of 6 CONFIDENTIAL EFTA_Of1135952 EFTA01277185 *UBS Yournotes .....................,,....rmaa,....., ,,,,, . 0.,... a a 6 End elstatement ...wow, nurribm CONFIDENTIAL EFT,00133953 EFTA01277186 Important information about your statement U3S Fiuncial Services Pc. (the Fern a UBS Finarcial Sanibel). is a merrier of all principal washy, ccmrroday and options exchanges. UBS Financial Seniors and LES Bank USA we i-died subsidiaries of UPS AG and affihaes of (BS Smitten La. The Fists I refloat staternert is available upon rectest. The Funs exeunire afros an at: LOS Fina-cel lances 1200 Harbor Boulevard Weehawken, NI 07086 This Statement represents the °thy off icial record of you. IBS Financial Services account. Other records, tweet official ta<dxunents. contanng conflicting daa should not be relied Lan II you beam* there is an error a omission. plea.. report it immediately n writing to the Branch Manager of the office wvrg )our accocnt. Alltaip a 'ivies Moon re Mended to be amine, statement ditatkukt not be wed for to ovum's Rely coley on yethend tax krms, Ge , Form 1099.519t 10425. etc ) when Drepathg your lax return. The Finn required by law to repcn to tie IRS enterable dividends, mportabb rantaiabb clatiihna and Ludt rderea caned en fatuities held n your account net proceeds on see tranactions, ad on basis on certain covered secants. Caverwriketkma with ter Firm • Please reconfirm any owl cormuncations in wring to further protect your rites. indudrg your richt under the Seo_elies Imestor Protection Act (SPAT • If thefinancial intitution cn the top left of to front of this stamen snot LBS Fnutria Services, LBS Financial Semites carries you basun as during tinker by arra-gement with the ideated institution We in you of this relatcnshio what you opened this accost h the cast your tu-a and washes tre boated at UBS financial Services and rot the intolaceg broker, rd you neat make a repcm of at error or omission to be& firm. As described the account agreements, youmust no* w of at errors or teed &obey chedcs reflected an your staterrere Winn 30 days alter It was mailed or made available. All staternints shall be deemed complete and accurate in all other respects if not objected so in venti-g wthin 60 days • Please died ostomer complaints or rattiest° tee Firers C lent Reborn Oepatnent at 201.352.1699 cr tolls* at SOP.3M-9I03, 8:03 A.M. to 6a/ P.M ET Monday through Friday, or in vary -g to LOS Financial Services ht., Client Relations Depatnent, P.O. Box 766 Union Coy, N 07037. • For TTY serwes Call 044-612.0986 o. from *Ade the US.: Ca1201.352.1495 • In caw of errors or cunt ens abnA an electronic funds transfer (EFT), BS Visedthit card Transactions, ot wile to UBS Financial Semites M., I Herta let, 6th floor, Weehawken NI 07086, Ann PadArt364 Stevan Cal or mite as soon my& can, d you chit you statement a receipt s *rag or if you need more ilormatin atoat a turskr on the statement of COMO. 1110 Firm or Card esker (as apple/bk.)must her IroMyOu no later than 60 days after the fens on you the list et atallent on which the ems or Problem eawand. - Provdeyow name and accant ritariStr OF any/ - Cosabe to error or tie trawler you an inure about, ad pawn as dearly as you can why you believe d is an mu a why ryas need more Samaeon - hoed. the doles anent of to suspected era. The Finn or Card Issuer wil itestgate your complain and will correct any error pemptly. For alleged errors inoNnq UBS debit ca-dtransactians if we take mote than 10 be inns days to dotes, we MO credn you moan for the amount you think 6 in error, so that you wit have the use of the money dunng the tine n takes us to complete our investigation. Please mike all checks payable to the Finn or the laws& instthnion notated on the eon of the itesman In addition to nrgirar account lees, 0110111K may be abject to mai-donate tees. chews for bte permit is securities purchases and charges /or unpaid amounts n cash ace:Ants Accounts that we tansferred to other instneons may be subject to a Vander tee. UBS Sweep Options 1.85 offers options Ice sweepig cash balances, balances to bat deposits at UBS Bat USA and LBS AG Stamford branch (BweSweep ProganW, mew/ muluf mutual bonds Money Firdc.)and the Interutional Deposil Accowit MAX or customers with an International ninon Mana;emer4 Account. Through the Bat Sweep fragrant cash balances we swept to LBS Bs* USA up to anestablished lank ad then to UBS AG Stanford Bach or a Money Fund. Deposits at LBS Bank USA we FIX intend in accordance whh FCC nibs. For more inf ovulation preen wit wmvklic got Depose A WS AG StamfordBranch ad shares of MoneyFlu& are rot nosed by the FDIC. Through tie OA, araildole torah, balaces we swept to depose darns al UBS AG Newark Branch and LES AG Cayman Branch These deposits are not routed by the Ft< . Baines held at ter LEIS AG Carson Wench are tempo-ray .,posed to the coverer rick of the Calmat Max*, and there ism generate or other clagation of UBS AG to repay to bins '4 '4 °nthe LBS Cayman Branch's books. Deposes at LOS Bark L6A and each UBS AG Branch are rot protected by 51K. Money Fond shares we protected by SIPC. See 'S. Elm's& Services &cant Protection' below Upon your reqUeit, balances n Ute Sara Sweep Programs or DA may be withdrawn and shares of a Maley had may be ligaidated, and the proceeds returned to you or you wardens =aft Futter kiormation about available sweep °peons, nclairg current interest rates and yield, s mailable al vemv.ubscardweeppelds, from your Fnancial Advise a by calling e30462.1000. Let financial Sweetie 'canoe protection The Tim is a member of the Stu Aim Mesta notection Corporation (9K). which protect wanes scow-to( its menters is to 5500.023 (including 5250,000 ice dains for cash). The 51K asset protection limit apply to al wawa that you hold iv a besieges apnea. The Finn, together wen retain aria:an ha alto purchased suppkwental protection. The marinum mount paid* to al ekgble orients, col/dwell ender this protection is 1500 trillion as Cl Decanter 10, 2016. 9bect to the poky sections ad IMtuttons, cads at the firm is further protected for up to Slit million n the. Were for ellen accounts held in ape-M.4er cwacity. Atoll apy of tine poky wading is mail** won request. The SIPC protection ird the applermntal protection both do not apply to. • Certain financial assets controlled by (and inclad your account value) but held away from LOSFine-owl SOW (* 9., certain 6) cash at LOBS Bali USA, lig cash at (BS AG U S.brard-in Gi0 roan* prockacts. including variable enmities, and 0e) Warm of Mutual funds where such shires are registered dredly n the name of the account holder an the books a-C records of the applicable Muer a Order agent), • Certain nvestmerd contract, or investment Wrest (e g.. limited partnerships ad private placements) that we rot regetered under the Securities Act of 1933; and • Commodities contacts kg- foreign excharge and precious metal contran0. includrg fumes contract ad commodity option contracts. The SIK protector and Ite suppkmental protect:n(10 not apply to these assets mend theyWe...he appear on tar statements. The WC protection and the Applemental protection do not protect against changes iv the maker vale of you. investments (*tether as a result of market movement. issuer balcruPtcycr Minimise) More informstion is avalabb wan rewash You may obtain more hformation &ow SIK, inckiding the SIPC Dutra by contacting SIPC at 202-37143C0 or by esilig the SIK wage at www.sycorg Dividend Reitymement Program WNW) The price reflected is an average pia You my obtain the dual pie ton you Fnancial Myles. Orly whole shares are purchased under OR it partial shares will be soli and the cash wit be deposded in your mcount The &tidied iernestmene once swelled by the mow may 6Rafromthe market woe at *Fiche the partial shares we sold Castaylime Coy whole units may be held it year moan. if you we entitied to a pthill unit as a result of a &Mord paymra or ohenuise, the Firm will ether sell partial units at market pie or accept an amok& determined by a regetered cleating agency, and credit you accord. Investment objectives The neilment objectives ad risk profile we speck to each account and may soybetween you mains. hese advice the Firm plalpfk• in wasting 01 try tiwakent change in you' financial siteten a CONFIDENTIAL invesuneM objectives. For each ACCCVM hell you chow one of the kolbwrg investment objectives: • FIoduce Comm Income: emartivitros seeking the general:in of :tome any. • Achiew CWWWAPPrecranon: Investments seeking growth of pmcipal rather that the gereraton of income. • Prodism Combination of exam, and Capita( Aporniakin Investments sedikg both the generation of room. ad (r owlhof Overall risk profiles • Conn...awe Seeks to monism in prixest with low de ard wIstilay to the aware owat even if that meths the accoue does not generate significant income a retire at may Oa keep pace with • Moderate VANN to accept some nth to pinopal ad tolerate cane vetaltity to leek hi2her Mum,. • Agin:sire :Willed to accept hit, risk to prindpal a-d hit volatility to seek high materna Mer time. • alinement iasobitity Consderation: g selected a portion of the portfolio for that account may &lode complex strategies, linked liquidty and rater volatiky. StatemenrhousehoWne We may consolidate al related account statements with the wine address in the same envekpe. e g. because they haw tonnes whew also maintain jon1 account reinionshis vett other dents at the same address. if you prefer to receive indiedual statemwds mailed it separate antelopes, you may &dee householdfg by ceding your Financial Advisor Friendly accetait name The Friendly account none is a cuslandable nvidcriene' chosen by you to assist you withyour recadkeeprg has ro legal effect al your account Yee can Thing. your Friendly account names. though Online Sersithl by contacting ear F hancial Athisor. Among overview • Vail* of you accountreanYola Net of assets and • Assets Includes available cads balances. vales for restricted secure, (est ), and GlobalTine Deposits, unrealized marls to awful, andcaftan assets not held by the Fen. Does not include worked meatiest/nuts at the end of the prior and ammt easement period., or private iniesawnts invested stock options and mercesable stock options • Ciabikes hacks debit Waxes, oAsta-di-g margn lea credit line, shod account balances. • Cailaosoney balances. Total of uninvited amiable cash balances, pis depose balances at UM Bank USA, UBS AG U.S Bathes ad moneymaker mutual fu-d sweep balances, at to daze of to statement period. Non-commodity free cede balances in yaw accord me not smyegated from other balances and the Fim may use any of these f yds in the ordnay cone of its buskins These funds we payday upon your demand. This total is ncUded in the arrent period closing vale. SDNY_G At.0002 5334 EFTA_00135954 EFTA01277187 Important information about your statement (COMMIS) bending information Fa drialed intimation cri the Finis lending rakes and *clown. refer to rut Client Relato-aire Agreement or Accost Agreement ad the General Terms and Conditions. ISIS Statement of Credit Practices available in Ageeemeno andDisclosurn jury uhscamtarretintefirrimnras. Yew deests Your staemem itemqes wcurites ad other assets held tithe award at the end of tie staternere period. You may at for dreary of tut? pad Tariffs any time. You mat receive securities wed as loan collateral afar paying any balance S. cri them. Any securities transiened to the Fin dreg the statement period are lined at market vale a of the end of the stamen period. • raw bale. In caternning the cost basis of tie Tariffs included in this statement where indicated vet the nutter 'I,' L66 Fhancial Servkes has relied on information cbtained from sources other than LABS Fhanual Services, including nformstion Iran another fine a that you may haw ;caviled to you., Fina-cial Adoisor. The firm does rot independently veal tr garnet the a way or %Say d any ire ormation provided by souses other thin I-E6Fhunial Semites. h addrten ablaut'. WS Sinned See/ices rawly updates tic alternate:nes il is received, the Ann does not provide arty assura-ces tat tie hionnaicn under 'Cost bases' and "Unrealized gent loss' is accurate as al the date of this statement. As such. please do rot reaa on this edanution lo make Istecluse or sale decisions la tae PaPoses or otherwise Accounts transferred to the Fine may reflect gar/loss recematim only for the period cil tine they ere held at to Pim More hettorical Hama tri can be aided ba tar Fine-cid Advisor. • Unrealized gains/basses When data is estmated uteaked sundresses are calculated kr ninnies! sear ty lots the (inaction data for edvileal Ion may or may nee reflect canmistiont, charges enact security reorganizatiw events. Dividend and oterreinvreitment lots id vestematk puchne bb are each combined to diaday ore swaged lot The 'Trade date colsnn presents the agiul Vansaction trade date. • Callable seturities Bonds and preferred stock that the issues cats for wit redemption veil be selected Moorhen, by lot Iran antrg all smarties of tat ewe held n our name ce n nornew name foe otr dents Call tease nformation is obtained from third patties and its accuracy snot gasanteed. Other call teases may enst which owl] affect yield complete manna on will be monied upon request • Gittikatas filfdaPesje (iDa). (Os are FDIC nstred is to 5250,000 n principal and accrued interest per deposes std w deposrtory institution haCCOatanIe with MK n.M. • Prim/value Prom displayed for securities and ate? products may be higher or lower than the Price that you would attualy receive in he market. frkes ere obtained from wines hid party sources *hit we believe to be relent., but we do not marancee their accuracy. - We general/ use tie closeg once when rola* cr the mean of the bid ad ask prices for lined Toadies aid caters or or bad prices nor OTC Toadies. - Less actin* traded securities may be priced sung a valuation model ate mon recent price we cbtined and may not reflect al actual market price a vatic - Cenan tuatara may appear whom a price ad will tow es • rice was not avalabla• if we an v./lab'e to obtin a victim a tensity. - Deposits or securities denominated ereurrercies other than U.S. dollars are reflected a the Tatunge rate as of the statement date. - kr certain waritin twang in nomconf ormeg denombutions price ad quality (face vale) may have been adjusted to facilitateprow valuaion. To cbtan went quotations, when nitb, contact you financial Adviser. • Private inwevnents and .tsuend products. Mate riven:nen sallies (robing drect participatim program id real estate investment bun wastes) and struckhed product are ratably highfr /Wad Certain strixtwed ;masts be not been registered with to Securities and Excha-w Conmissitn or uncle any state securities laws. We provide emanated vales ler private investment mutes ardsbuctured products for edamatcrul Ivispows crib. Actuary Ina guaranteed - These values may differ sLbstantialty from vets, if any, at which a prevale int security cr structured product may be boughl or sold and do not necesurifr represert the vela you may receive won liquidatcn. - Third party eninaes of vela we a of a cenain date ad are supplied to UBS Fnacia Servkes on a regular bash by an independent volution Inn. - Issuer, gonnapaint. or sponsor estimated tales, it ay, are applied to the Fim by the issuer, general partner or sponsor and may be tabulated based on deferent information tan thawed by 'bed parties loamve their stemmed values. - You can obtain acklificnal iicematim regarding the methodology used to determine the estimate of value and the date of the a-formationthat is the base; for the estimate by contacteg your Feenoal Advent. - Third party ennuted vans my be reflected as treat priced' in several Tuatara when an edeperdent valuation tint has not supieda 6 cable to assign a vas, when we become ware that a material event ha *coated that may call a prereously repaid vale nap question, ce Wien a value would be highly speculative due to henature of the scum*. - When niter an issue, general pause or sponsor estimated valise nor a thedpeny estimated vale is provided, the vale of dm nosily will be different Iran ifs reschase Price. - 'Distributions to date' may include rain of capital, arcane or both. - 'original unit size • represents to ndol offering rice per and and may not reflect your cost base. - DPP and bnkrted REIT seariws are not listed on a national washes exchange, and are "natal& illiquid and even if toy can be soli the price received may te less than the pee tare estimated vale provided n the accost statement. • Reetikted solties Restricted acuities gentealfr ate rot (unwire, eighle for public sale. CBS F11111631 Services uses the market price of the unrestricted nods al te same issuer in an Mooted valuefix the restricted stock ifor purposesof Misstatement only. To the extant tut rosakeed Tales are eligbb ler sale, the vale mutated may be sabstantialfr Ins Oland.* trailed value town • be. (urinated/ Warm. 0111.111 yields and retire kitten/I< of antral insane is bawd on cunent dadderd ad interest rates, 'tuning tie secure:es will be held for one year from staement date or Leda matuvity. This retinae is one/ a gudelne, accuracy axl continued income are not guaranteed - Eltirrated ernal Mane and curiae yield fa certain yes of searitin could include a retun of principal or capital gals in %With ewe the en. income (ad cumin yield would be overstated. - Estimated area ewe* and crane* yield and the anal icon, and yield Illicfrd be IONS a higher than the Ttinatedaraunts. - An estimate of a-rualqed income (dividend stet,' interest) divided by the curent mate valuetaveage balance is based on the last chard or :wrest raiment made by the issuer and assures tie searbasrdeposis will be held foe one year torn the statement date or until manly. Accuracy ad contelued yield at not cuaraThect • Assets net held by TBS Financial Services. Ogden assets are not hell by the Fern adnoe withh the fern's possession or ccntol. These assets are climleyed on you statement for informational purposes only. Positions and values presented are provided by the iskirg lam UBSFruncial Stnntel not responsible for this ilormaion and does not guarantee is accuracy. These assets are not protected ly 51k or tie Feints supplementaISIPC comsat. • Revenue Marino and additional ccenparnation. - h at:Mont° cornmisews cn salts a-d 126.1 ties receeed ncomectew with the distriaacn of mutual bra to our dents Y.* ado( our affiliate receive raven* sharig wawa tan data uces man advisors of the mitual find that we sell Brew words are based on two different comporentv the wort of sales by LBS of a particular nodal led family tool" dents; and CO to asset ale of a particular mutual led lanai's tures had a to fern - We ardour affiliate also Keene mew:eke-pa-4 onnbus processing fees in consi*rattrif or transfer agent services tat we provide so tie mutual funds. Those fen generay are paid from investor assets h to mutual fund and are a tired dollar anoint based on the renter of attoures at the broker-dealer boldng stud lu-ds of that fird randy. - h St:onto commissions received in connection with the sale et detrantian of annuity cancans ad CONFIDENTIAL tat investment oust units to out dents, we radar OS itikate wave COWLS shariv complication from may of the narance companies irchrmiting the anger:innate,. Abaci of the Nuance companies or sponsors of the at investmem hats we daribute. — Our Milian Ara receive trading commissions ad oter compensation from mutual funds ad Muncie compares whose products we dstriaile. — We receive an astral lee from Les Sank USA ad LBS AG Stanford Bunchof To to 125 pee accost sweeping to the bmks Leder the LBS Bari Sweep Program. Activity Information repaving commescre and otter charges incurred in correction with the newtonof Fade, including option transactions has been included cn confirmations previousfr furnished to you, ad will be provided to you prorealy on regent. Short King If sou are engaged in short selling a security, you may incur a charge due to certain taroweg costs kr that palioalar 'eases. Olean oedema Regarding Men or '9:cdtilkancellee ceders tat wire not executed by the statement date, open buy and set stop crobrs ate retired beret* amount of dividends orritits on an ineduiderck a fealties date unless instnated °tends* by you. You are rowonsbk for orders that ate moiled die to your failure to cartel Pasting Wen Sees. Privacy To obtain a copy of as current Client Privacy hake. please contact yon FivencialAdlisor or visit out nettle yanw net remInnie r weir v. — LEG F nancial Semites area a bank. The RMA, Business Services Account BSA and BMA are brokerage accounts which panda access to ba-king cervices ad Pradacts trough arangements with affthated banks and od-er tad-party banks. affd provides access to Mura t. and amuity procticts issued by Loaf f bailed thidparty angora companies frost, inasain agercyabsidories of LBS Financial Sentes Inc - hvestment, iburarce. ad smutty prctirtv — Not PDC rsured• lb bane. guarantee May hose vale — WA. Resouce Management Account, basun, Service; Account BSA, IRMA and nterutional Renown. Management Raoul .7 registered service mats of LI3SFerancial Senates to. - VISA is a registered tadernals mined by Visa hternalonal Suite Association ad used under 1O11114. The UBS visa credit cards ad the Its sea debit cards are issued by 1185 Bare USA with remission from Visa U.S.A. Ircorporated. AA other tradernaks, registered tracbmarks, sake maks and regetered *nice maks are of ter respective cremates IRS Fnanceet Services Inc. Rev 201701 SDNY_GM_00025335 EFFA_00135955 EFTA01277188 (SUBS U85 Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70006295670217 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Your N nancial Advisor. SCOTT STACK MANILYLE CASR1EL Phone Questions about your steamer? Call your Financial Advisor or the Resourceline at account Msit our website: lwiw.ubs.comifinanciatennces Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from viww.annuakreditieport.com. Value of your account Business Services Account February 2017 MAX FOUNDATION PO BOX 308 TEANECK NJ07666-0308 on January 31 (S) Ca February 28 (I) Your assets 3238.24 1,488.24 Your habiltlieS 0.00 0.00 Value of your account 33,238.24 Tracking the value of your account $1,488.24 $ __a_ 3.2351 3,1392 1,4892 Dec 2014 Dec 2015 DK 2016 18n 2017 Feb 2017 Member SIPC ANP70002000679567 NP7000059748 C0001 0217 000O3C000 CONFIDENTIAL Sources of your account growth during 2017 Value of your account at year end 2016 Net deposits and withclraNab Your MeStnent return Change In market Mu. Value of your account on Feb NA 2017 SDNY GM 00025336 4323824 -31,750.00 40 .00 SWB.24 Y123661S50 00000) Page 1 of 6 EFTA_00135956 EFTA01277189 SUBS Business Services Account February 2017 Your account balance sheet Summary of your assets Value on February 28 (S) Percentage of your account A Cash and money balances 1,488.24 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,488.24 $1,488.24 100.00% Account name: MAX FOUNDATION Friendly account name:MAX F ATION Account number. Your current asset allocation A Eye on the markets Index Your n spacial Advisor- SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. VEI5 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the Last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2017 3-month Treasury bills: 0.52% One-month LIBOR: 0.79% Percentage change February 2017 Year to date 3.97% 5.94% 3.72% 5.67% 1.45% 4.39% 0.67% 0.87% ANMP)200362955$ NMX0059748 COCOI 0217 00C03C000 YI 23661 950 COapteGM000253/31ge 2 of 6 CONFIDENTIAL EFTA_00135957 EFTA01277190 *UBS Business Services Account L..ii , 7 Change in the value of your account Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. February 2017 (11 Year to date IS) Opening account value $3,238.24 Withcfrawals and fees, including investments transferred cut -1,750 00 $3,238.24 -1,750.00 Closing account value Cash activity summary $1,488.24 $1,488.24 Ste account activity thi; morahfor cloak Stances in your Sweep Options are indudedin the coring and closing balances value. FDIC insurance applies only to deposes at uss Bank USA, Iron to deposits at UBS AG. %view Karen or bank deposits paced toroogs the UBS InternatOnd DePOYt ACCOunt rogam. SIPC ProteCtiOn smiles to money market sweep fund hCdclIn0S but not bank ckpOsilS. Seermportartt lciaarinatton abOot your statement CA the laSt two pages tr INS document for deters. February 2017 a) Year to date (I) Opening balances $3,238.24 $3,238.24 Subtractions Other funds debited -t,75000 -1,750.00 Total subtractions -$1,750.00 -$1,750.00 Net cash flow -$1,750.00 -$1,750.00 Closing balances $1,488.24 $1,488.24 Your lined,/ Advisor: SCOTT STACKMANf LYLE CASRIEL UBS Bank USA Business Account APY Interest period !an 9 - Feb 6 Opening UBS Bank USA Business balance Jan 9 $3,238.24 Closing UBS Bank USA Business balance Feb 6 $3,238.24 Number of days in nterest period 29 Average daily balance $3,238.24 Interest earned $0 .00 Annual oercentaae yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your retum objective: Capital appreciation Your risk profile: Primary - Moderate Investment elvg betty consideration • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025338 AmP700020C0f29569NP7003059748 COCCI 02I 7 000000000 717366ISS0000000 Pap 3 of 6 CONFIDENTIAL EFTA_00135958 EFTA01277191 *UBS Yournotes ravoonocansmmoommoommGcaomoomyms.ssoGG..GG.......•as CONFIDENTIAL EFT,00133959 EFTA01277192 *UBS Business Services Account February :CI' 7 Your assets Account noose: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. Some prKeS, income and current vaues ShOem may be Epp!OxiMene. AS a telt& gains aid losses may mil be accurately reflected. Set Aperient intomnoton about your statement a the end010'es dxurneM fOr more infornmon. Cash Cash and money balances Cash and money balances may iodide avaltilecash balances, UBS Bank USA deposit account balances, UBS AG Staniord Branch deposit account balances and money market mutual fund sweep balances. UBS Banc USA deposit account balances are insured by the f DC %Men acalatee limits, but are not protected by SIPC. UBS AG Stanford Branch deposit account balances an not insured by FDIC ared are not protected by SJPC Money market sweep balances are protected by SPC but are not insured by the FDIC. See the important information about 3our statement at the end or this doctoront for details *out those tSances. Nddng Cash WS BANK USA BUS ACCT 3,238 24 3238.24 250.000 00 Total Opmng Warne Closing biome ence per din Average on Feb I (S) on Feb 29 (1) on Feb 28(1) rate DnidenclInterest period Your II nandal Advisor: SCOTT STACK MAIILYLE CASRIEL Days in period Cep annual (S) 0.00 -1,750.00 Your total assets 6323824 51,48824 vaue on Feb 28 (S) secernage of Cost BIMated unieffizea your &Mont basis (1) annual imbue (S) gain or loss (1) Cash Total $1,488.24 100.00% $1,488.24 Cash and money balances 1,48824 100.00% 1,48824 Account activity this month For rnore informaion about the privet value shown for restricted securities, see Important information about YOur Quantity/ Date ActiOty Description expense code Face value Jan 31 Cash and money balance Feb 28 Withdrawal FEDERAL FUNDS TO Marks Pa neth UP AT SIGNATURE DANK PrIcOValue (1) Cant Cash and amount (S) money balance (I) $323824 -1,750.00 1.488.24 2$ Oosing cash and money balance $148824 SONY GM 00025340 ANF7C0020C0629S71 Nen203059748 COCCI 0217 DOCC00000 Y12366I SS0000000 Pegs S of 6 CONFIDENTIAL EFTA_00135960 EFTA01277193 *UBS Your notes ...,.....ss ,"....ao”,.... az,,............G. G. .02_,...9. 6 o1 6 End of statement for account numb. CONFIDENTIAL EFT,00135961 EFTA01277194 Important information about your statement Financial Services nc. (the Firm of UBS f nada! Strery0, is a merrier of all principal warily, ccmrrodey and &tin exchanges. UBS Financial Seniors and CBS Bank USA re i-diect subsilenes of UPS AG and *fibs% of U3S Skulks LLC. The Fim's I hanoal statement h available upon regkest. The Fitm's mos% chin ere at: UBSFinricel Seven It. 1200 Harbor Boulevard Weehawken, RI 07086 This gatemen represents the ong official record of you CBS Financial Senates account. Other records, e,cept official to. documents. contanng coniliong data 'hosed not be relied wan II youbelieve there is an ea or omission please report it immediately n writeg to the Brandi lianaotte of the office servals/ your accant. Atece4' a truces shown re Mendel to be accurate, statement dila Ptak) not be wed kr In purposes Rely 'deg on yeaend tax kirms, (le Form 1099. 5498. 10425, etc) when orepamg your lax return. The Fite required by law to repon to tee IRS all Usable dividends, sport/kb roneaubb anima and taxable Peeks end on feCtaitiri Feld in you acme, net proceeds on see tramaclire, rd con basis on certain covered secukies. Ciatraratilatkna wit doe Firm • Please ewes( km ry oral commencatona in wee ig to further protect your rites, mriudrg your rites utter the Seo_rees Investor Protection AC (SPA) • If the financial Pctitution cm the top left of to had of this spume isnot UBS Fnaxiu Sweat, U16 Ftrancial Senices carries yeas =ant as clearing brisker by arra-gement with the rdcated insteules We informed you of this relationshio Weeny& opened this accost h the cast your kr& and metes at boated at LOS financial Serest and rot the Pitodecig broker, ad you met make a mart of any error or omission to be& Mo. • As deleted in the account agreements, yw rrust roily us of any ems or Baud Molting decks reflected on your statement within 30 days after t was mailed a made avalabie • Please &vane:tome complaints or i-cwries to the Films s C Fent gelatins Departments 201-352.1699 or toll-free at 800-354-9103, 8:CO A.M. to 660 P.M. ET Monday through Friday, or in twang to U65 Financial Senice lx,, Client Realise Doormat, P.O. Boy 766 Union Chy, W 07067. • A II strewn shall be deemed complete ad acacia. 4 not objected to in venting we %60 days • For TTY sauces_ CAI 844612.0986 or from Made the US: Cal 201.3521495 • In case of error, of guest rao abase n electronic fu-di 'antler (ETD f or card transactions, call cr wile to UM Fronmal &races K.. ma hid, ernesr. Weehawken ha 070%, Min PANAMA Serves' Cs a write as soon as you can, if you ihrk yes statement at receipt is weary or d ray need more inknnatcn tout a trawler on the statement or reset. The Film or Card Issuer (as akskable)mkt1 her Iromyou no later than 60 daps after the F rm um you the list statement on which the ems or Frcblem asoened. - Proved. your name ad swan matter (if ay) — Cesabe the error or the transfer ycu ere inure about, rod egoism as dearly as ycu cat why you believe if is nem or Mg Iwo need more inkrmation - Wadethe doles arrant of to suspected era. The Firm a Card Issuer wa imestyste sue ample& and MI coned ry error promptly. For alleged errors involving UBS Vice debit cad transact:so if we take more than 10 Ds ress days to dated, we will credk you* scant for the amount you the* is in error, so that you wR haw the used+. money dung he tine takes us to ccmplete our imestiption. Please mice all checks payable to the Fern or the Gum% insteution ndcated on tie barn of thk stearnent In addition to roper accart Ins, accounts may be abject to mantensce lees, chap?, for late papment kr securities purchases and charges kr unpaid amounts n cash accants Accounts that aw transferred to other instdAcns may be subject to a transfer lee. 1.1% Sweep Options 1185 offers options kr sweeping cash balances balances to bat deposits at UBS Bals LISA aid CBS AG Stamford Bench (Bak Sweep Brogan*, money metre mutual tads Gurney Fundftand the International Depose Accent (DA) fa Moms with an Hemalisul Rexene Managemer4 Account. Through the Bat Sweep Program% cash balances ae swept to MBank L64 to to anestablished tank at then to UBS AG Stanford Donohoe a Wray Ford. Deposits at UBS Sank USA we FIX hared in accordance with FCC tubs For more information Pease sort mweadic got Deposes ALBS AG Stamford Bran& ad shares of Money Fete ale not hared by the FDIC. Thresh the DA, cash balances we swept to deposit accounts at UBS AG New York Branch and UM AG Cayman Branch. These deposits are not insured by to PDC. Balances held at he UBS AG Cayman Sandi ate terporanly noosed to the sonnign rid oe the Cayman kin& and there is no ascent.. or otter obigsion of LES AG to repay the balanceswhilecmthe UBS Cayman Branch's books. Noisiest-858a* L6A and each UBS AG Branch are not protected by SIPC. Monty Fund shays ate protected by SIPC. See 'U% Financial Services Mont Protector,' below llpon your reqUelt, balances in tat Bank Sweep Programs or DA may be vathdramn and shares d a Money fad may be liaticialed, and the proceeds returned to yea-, or your Seardiel. accent Rather damnation about available sweep oohs's, ncleirg cutters interest rates and yields, d available at remtr.ubscorrimeepyelds, from your F meal Adviser a by calling 800762.1000. UN Fonarsiol Simko soma% protection The Firm is a marker of the 5ecualas Investor Protection Corporation (Sec), which protects SeOShies customer, of its mention kp to SSC0,000 ft-cLdi-g 5250,000 for claim for cas). %entry brother available upon WWI or at www sec. erg The SVC asset protector Imes apply to all smut tut you hold nap/lieu& capacity The Fen, togedner welt certain affiliates, has alto purchased supplemental inn axe The maanum amount peed* to al eigiDie clients, coleckeely knee this preection is 1500 Milan a of December 10, 2016. Skint to the poky crow& ad Imitations, cash at the Film isfurther protected for up toll 9 million n the aflegate kr aline accounts held in a °askew apiary. A furl copy of tie poky wording is aeiltle won request. The SIPC protest and the supPlomellal protection both do net apply • Certain f Moral assets controlled by (and troluckd n your account value) but held away from UBSFina-col Service. (e.g., certain() cash at UBS Bat LISA, fig oath at LOS AG U S. Vance.% Pift inseam products, including variable enmities, and 60 shares of Mutt funds where such shoes are registered drectg n the name of the accord holler an the books at recoils of the issuer a traefer agenft; • Imerstrrent contracts or rmestrrene teems limited partnerships and private placements/ test are not registered under the Securities AM of 1933; and • Competes contracts le.g, foreign exch.:rye and pesosmetal contracts), including futures contacts and commodity option contrach. The SIPC protection and the suppiemenul proteando not apply lo these assets send they otherwise appear on you statements. The SVC protection and the Meriennerealptotection do not protect agar& changes it tie market vat. of your investments (whether at result of market movement issuer ba-ftruptcy a otharveek Dividend Renvenmant Program (Offs/) the prke reflected is an sewage pee You may obtan the actual price kern you* Financial Advisor. Oros whole shares are purchased under DRIP; petal stares wil be soldad the cash we be deposited is you account The dviderd envesimert pnce stapled by the ewer may ciff w from the make price at mesh the partial shares se sold Otebrindina Ong whole wits my be held in par scant. If pea are entitled to a paid' nit as a mutt of a eviderd pairnent or otherwise. the Firm MI either sell patial units at market price a accept an amount determined by a tegotered chary agency, rod coeditper accost Investment objectival The rnestnery objectives and risk profile se speck to each account and masr wry between yell scants Please aim* the firm pronptg in writing day try-ilium &env in par fins-idal situ:Alan a interment &Salves For each moan held, you choose one of the f plowing investment objectives' • PoictioeCurenryncome.Insestments eatery the generate) of axone ing. CONFIDENTIAL • Amuse Canal Appfeciabon. Investments seeking growth d pmapal rather than the generation of income. • Produce CombrutiOn of MCO•te and Capital Appreciates Investments seeking both the generation of name ad growthof pixjaft. Overall risk profiles • Monsoon., Seeks to martian Mut pre pal, with low rok ad volatility to the accord owrat even 4 that men the accost does not generate significa-e income a roans and may not keep pace with infirm: 2n. • Moderate' Wiling to accept some Mk to pimple and tolerate me volatity 10 seek NOW return,. • Aggressive: Willing to accept hip risk to pincipal ad high volatility to seek high retums overtime. • Miestment apt,* Conseleratios t selene4 a portion of the portfolio for tat account may include corrplex strange,. Inked liquicky and rate,' volatiky. Staternant •hataawhelding• We may cornoldste at related account statements with the sane address in the same erreotpe, oil because thy have °inners take manta'n fora scant relationshis rah otter dents at the same address. It you prefer to mere individual statements mailed n separate envelopes, you may decline %unheeding by catty your Financial Advisor Friendly account name Me Friendly account mane is a custamable *nilmane damn by you to assist you with your rincedkeeping It has no legal effect on you. account You can than? your friendly account names, through Onine Services a by contacting you FhanoalAdvsa. Aaoen oireavive • Yaks of your aaountfportiolio Net of assets ad lithikes • Assets Includes available cash balances, wakes f or restricted seaway (est), and Global Tme DefeUtS, unmerited marts to market Andaman asses not held by the Fim. Does rot include unpriced wuritiekaccets at the erd of the prim and anent statement periods cr prreate Mestrantsu %stock options ad (Inroad* sloe options • Ci 'floes hoboes debt bales s, Wonky mar kills, aide lint short accent balance.. • Cash/money balances. Total of uninvested available cash balances, pkis de oat balances al UB5 Bank USA„ UBS AG U.S. Branches and matey motet metes' find sweep balances. at the claw of the asement period. Noncomodity free cm& balances in you want try not seregand from other baklava aid tat Fimmw use any of these ftrds tithe ordnay course of its titaness These funds repayable won your dean d. This total is no Lded in the anent plod closing vale. SDNY_G M_0002 5342 EFTA_00135962 EFTA01277195 Important information about your statement (OOMIMind) Landing information Fa detailed pnloinvloon ash the Fines lending ration and aclostra refer to revChant Retain-Mop Acreemcnt or Accost Agreement ad the Gereaal Toms and Conditions. UBS Statnnenl of Credit Practices avail/Me in Ageeenems andDisclocures a jure utareentemsureefitelne vet. Year as Your statement testes acuities ad other assets held in the attou-d at the end of tie statemert period. You may M. for d.Way ol fay paid sautes at erg time You mar receive seamitiec used as loan unmoral afar paying any betake der on them. Any securities transfused to the Fins dreg the statement period are lined at market via as of the end of the stunner/ period. • Cart berry. In detcernning the cost basis of the smokes included in this statement where indicated vet the number 'I,' LBS Fhancial Servkes has relied oninformation chiseled from sources other thanLES Frunual Semites, including nformstion from another him a that you may haw provided to you Financial Adoisor. The firm does net independently terry Or gammae the acaracy or vaday day irdonnation provided by oxrces other then I-E6 rhino/II Semites h addttiurs /though LES Firuncil Services gtrwary updates tub information as il is received, the km does not provide any asstra-ces tat tie hfcanatim ceder 'Cost base and 'Unrealized gal loss' is accurate as of the date of this statement. As such. phase do not reti on this item:don to make pare ate cc sale decnions. fa tee arases or otherwise Accounts tra-derred tote km may reflect gar/ loss nIcrmaticn only fa the period el tine they tre had a the Fent More hittorkal nforrnat al can be aided Mr mar Finarcia Artikor. • Unrealized gain/bases When data is *sunned u-realeed gain/losses at calculated kr menial starry lots the (inaction data for rdivaial km may or may not reflect animist:era, charges aura security reorgannatim events. Dirdend and oterreinvettnent lots ad tinematk pinkest tits are each combined to dimlay at swaged lot The 'Trade date' ocean presents the orighal transaction wade dale. • Callable securities. Bonds and preferred stock that te base cats for eery redemption veil be selected "partially by lot Iran anxrg all startles of tat two held hour name a in nornnee nate foe ail clients Call Seam Haman:el is cbtined from third parties and its accuracy isnot ryssanteed. Other call features mayeast which tail all ect yield complete Sennaon will be provided upon request • C88O5F11188 ofiaPosiii (O, CDs are FDIC neared is to 5250,000 n principal and accrued interest per ckposdor and per depository institution, h &content. with MK nit. • Price/value Prices displayed f or securities and other 0roads may be higher or lower than the Price that you would actualhr receive in the mutat. Prices are detained from various lad parry sources whkh we believe to be relieble, but we do net gasket tee accuracy. - We general/ use ho closing price whin avalale the mean of the bid ad ask prices for lined statues ad option or or bd prices fa OTC acuities. - Less stunk traded securities may be priced usng 8 valuatim moot ate most recent price we Mined and may not reflect an actual market price a vatic - Cenan posdiro mg appear wthow a once ad will how fa 'rice was rot attalable• if we an usable to obtan a orator a acuity. - Deposits or securities desalinated incurrercies other Than U.S. doll's are reflected a the est:hinge rate a of the statement date. - kr certain tenants taring in non.conf sternikg dmomivtiom mice rd gua-ely (lace vale) may have been adjusted to facilitatePreper valuaim to cbtan °am quotations, when araiabp, contact you Financial Adam. • Private inmarnents and riveted products. Private iwesonert acuities fie Wig drect participate," program ad real estate imestment trust markets) and struckhed patio, are grimily het* ilicuid Caton strialkeed ;masts hew not been registered with tie Securities and 6:thaw Canrnissim or under any state securities laws. We recede estimated vales la private investroeM marines atchInstured products for Hamm onsl Psalm any Acaracy snot guaranteed - These vales may differ stbstantiaty from prat any, at which a prime jai security a structured product may be boughe or sold and do not necesuritirepreseed the vibe you may receive coon liquidator. - Third perry estimates of role we a of a certain date ad at supplied to UBS Fna-cial Services on a regular basis by an independent valuation jinn. - Issuer, gpillfflai paine or sponsor estimated wales, if ay, are applied tote Fire by the issuer, general partner or sponsor and may be cakulated based on deferent information ran thawed by 'hod pities to denve thee skinned values. - You can obtain adiaknal islcmiatim regarding the metal:kin used to detennine the estimate of value ad the date of the Hormel/onthat is the bast fix the estimate by contactrg your Ftunoal Advisor. - Third party edinaled mien may be reflected as 'We priced' in wen' Muslims, when an ideperdent valuation fern has not suppled a e usable to assign a vale. when we become aver that a material event has marred that may call a pmenuily waled cola into question. or Men a value would be highly speculative due to the nature the security. - When Delta an /sum general partner or sponsor estimated value nor a thedpeny estimated vale is proecleg the sate of to warily will be different *cm Marchese price. - taributions to date' may include rain of capital, mane imbeds. - 'Original unit me • represents tie nital colleen,/ rice per unit and may not nfled your cost base. - Dry and ankital REIT searnes are not listed on a national wanes echange, and are general illiquid and even if ties Cal be coke the price received may te less than the per share estimated maw provided n the kraal statement. • Rankled eeturkies Regraded mantes gentirall. an rot turnery HO* for public sale. UBS Financial Services uses the market price of the unrestricted nook of tie sane issuer as an imputed value f✓cc the restricted stock dar statuesof this statement only. To the extent that retained noshes are eligtele ler sae, the vale remind may be calestantalk loss than the in value town • ht. lestineted) ire. current Yields and roue. An *genre of aria name n tined as anent dkiderd ad interim rates, assuring tee terrines will be held for one year from statement date or tad matutity. This urinate is one/ a guidelne, accuracy ad continued income are not guatanteed - Estimated areal home and tweet weld for certain has of soothes could include a ream of principal or capital gains in which owe the est income f a-d current weld would be overstated. - Estimated anal acme rid outwit yeld and the anal imam andyield misfit be lower a higher than the *stand mounts. - An estimateof a-ruaked income (dirdend enact interest) divided by the current maket ealeetaveage balance is based as the last diva rd or Merest payment made by the :truer and assures t* sectrWesrdeposks will be held for one year frOrn the statement date or until matuary. Accuracy ad continued weld ay not warned • Assets not held by UBS Financial Services. Cattail Bien am riot hell by the Fim ardnot with" the Fern's possinsCn or ccriVol. These assets are drydeyed on yon statement for informational purposes only. Positrons ad values presented are provided by 0-e Munn (inn UPS Frontal SM.( el is not respcnrable for ilcrtnition and does not guarantee its accuracy. These asses ye no protected by StPC or the Pmts supplemental SIPC caveat • Revenue Marino and ablitional compensation. - h aidilon to canmksims on sake a-d 126.1 fees hectored iscorneal:Bs with the desire:Om of mutual murex to our dents we victor our of recce* revers/e shariry prynerts tan dartukes anther advisors of the maul kit that we sell These arrrotrils are based on two different conperentst to emus of sales fry LES of a particular nulual krd family to our <lents; and GO the asset vats of a particular mutual Led lanai's tires held a fhb fan - We ardour affiliate dsoceeMee retworkirya-d anribus processes fees in consi*rattrif or transler agent services tat we provide to Ice mutual funds. These fen gererala are paid from investor asses h the mutual fund and are a fond dells arrant based on the nunter of accants at the braendeale- holdng missal fuvelsol that f u-d lardy. — h addition to carenitsims received in connection with the nob et cktnIutkon of annuity contracts rd CONFIDENTIAL tat investment oust units loan diem we ardor ail alike. receive (OWLS thareig con minion from may of the issuance companies trctireniting the enmity contacts. Manes of the .nuance ampmes or sporeors of the at investmem tnots we distribute. — Our ifiliater afro notate trading commissions zed otercomponntim from mutual funds ad tewra-oe canpries whose products we *trim*. — We receive an errual fee ham Les Sank USA and LES AG Stanford Branch of Leo to 125 pee accmnt sweeping to the basks krder the LES Boni Sweep Program. Activity Information repining commescre and otter charges incurred in correction with to meculon of tads, inducing option transactions has betninclucad on confirmations pronoun/ furnished to you, ad will be provided to you progeny on reopen. Sinn aeliny If square engaged in short selling a security sou may incur a charge due to certain totontg costs kr that palioalar seater. Gam olden Regarding open or 'ry:coltilkcancellee ceders tat were not executed by the staternere date, open buy and set stop orders are red iced by the mount of divands orrryns an an ex.:Radon:ha eveitits date unless instneted otionvisit by you. You are rosponsbk fur orders that we executed die to your falure to cancel kluging open atlas. Privary To obtain a copy of car current Client Privacy Nance. please contact mix Financial Athiscr or visit ail wetske at moo nforeswasVarenntre. — LEG &uncial Services lira a bank. the IRMA, Sunless Services Account RSA and BMA are brolerags accounts which pack access to baiting servicesrd Motets trough arangements with *Mated banks and oter tad-partybanks. and cronies access to reurarce and annuity predict issued by Loaf flailed thiparty inurarce companies Margin instance agency abckSaries of USSFeancal SW*4% Inc. ▪ lwestrien6 imurance. ard amity prairie — Not FDIC hstred• lb bank guarantee May bse yaw — IMA. Peso/ye klanaransent Account Busnne Sources Account BSA, IRMA and nterutional Resource Management Aactrd are regnered service marks of U3E.Finaricial Services hc. - VISA is a registered tadernalt owned by Visa hternatimal Sena Association ad used Leda kens* UBS Vera credo cards ad the WS Visa debt card. are issued by UK Bank USA with permission from Visa U.S.A. I-corporate& AA other eademaks, registered tracenurks, seeke maks ad registered *nice midis ate of ter remedy. compaties UBS Filmed& Services Inc. Rev. 201702 SDNY_GM_00025343 EFIA_00135963 EFTA01277196 SUBS U85 Fnancial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70010791530317 X1 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Your Financial Advisor: SC011 STACK MANILYLE CASIbEt. Phone Questions about your statement? Call your finan:lael Advises; of the ResourceLine at account Visit our webslte: vmw.ubstomlfinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepocecom. Value of your account Business Services Account March 2017 MAX FOUNDATION PO BOX 308 TEANECK NJ 01666-0308 on February 28 (1) On March 31 (1) Your assets 1,488.24 1 ,42.8.2 4 Your liabilities 0.00 0.00 Value of your account $1,488.24 Tracking the value of your account $1,488.24 7.238.2 5.2302 3,238.2 11882 1,4882 • Dec 2014 Dec 2015 Dec 2016 Feb 2017 /Nag 7017 Sources of your account growth duriag 2017 Value of your account at year end 2016 Net deposits and withdrawals Your nvestment return Change in market Mu. Value of your account on Mar 31, 2017 SDNY GM 00025344 1323824 -51,750.00 1000 $1416.24 Member SIPC ANP70003001079153 NPI000176793 C0001 C017 000O3C000 Y173661550100000 Page 1 of 6 CONFIDENTIAL EFTA 00135964 EFTA01277197 SUBS Business Services Account March 2017 Your account balance sheet Summary of your assets Value on March 31 (I) Percentage of your account A Cash and rrxmey balances 1,488.24 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,488.24 $1,488.24 100.00% Account name: Friendly account name:MAX F • Account number: Your current asset allocation A Eye on the markets Index Your Financial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2017 3-month Treasury bills: 0.74% One-month LIBOR: 0.98% Percentage change March 2017 Year to date 0.12% 6.07% 0.07% 5.74% 2.87% 7.39% -0.05% 0.82% ANP7C003001079164 NP70C0126793 92601 0317 006030000 Y123661 SS0 10MitiyGitoco25er 2 of 6 CONFIDENTIAL EFTA_00135965 EFTA01277198 SUBS Business Services Account March 2017 Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Your Financial Advisor: SCOTT STACK MANLYL€ CASRIEL Change in the value of your account March 2017 (Si Year to date (I) UBS Bank USA Business Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Business balance Feb 7 13,238.24 Opening account value $1,488.24 $3,238.24 Withcfrawals and fees, indicting investments transferred cut 0 00 -1,75D00 Closing UBS Bank USA Business balance Mar 6 11,488.24 Number of days in .nterest period 28 Closing account value Cash activity summary $1,488.24 $1,488.24 Average daily balance $2,800.74 Interest earned 10 .00 Annual oercentaoe yield earned 000% See Account activity this month for deli It Balances in your Sweep Options are indudedin the cnering and closing balances value. FDIC insurance apclies only to deposits at UBS Bank IlTA, not to deposits at UBS AG. 5.131104 EtanCh or bank deposits Platedthroucp the UBS InternatOnd DePOYlt AttOunt prOcYarn. SIPC rrOtediOn applies to money market sweep fund holdings but me Part deposits. Seeimportant lobrmation abOot your steer:fent on the last two pages N this document for detals. March 2017 (1) Year to date (1) Opening balances $1,488.24 $3,238.24 Subtracnons Other funds debited 000 4,750.00 Total subtractions $0.00 -$1,750.00 Net cash flow $0.00 -$1,750.00 Closing balances $1,488.24 $1,488.24 Your investment objectives: You have identified the following investrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manage,. You can find a ful description of the alternative investment objectwes in Important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment ehg rainy ccrisderabon None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025346 ANP7C003001079155 NV7003126793 00031 0317 000330000 Y123661550 100000 Pegs 3 of 6 CONFIDENTIAL EFTA_00135966 EFTA01277199 *UBS Yournotes raGeommonms..ocouemoom ommooemrmscssom..., G. .......•. s CONFIDENTIAL EFT,00B390 EFTA01277200 S UBS Business Services Account March 2017 Your assets Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number. Sane OnCeS, income and (orient va ueS Sherd) May be EppiOnirrele. AS a result. dal in andlossesIna/ PCI be ECoodlely refkcled. Set Aporunt infosenafron about your gatemen: a she end of ins dace:nem for more inlommon. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bant USA depoat account balances, UBS AG Stanford Branch depoot account balances and money maket mutual fund sweep balances. UBS Bank USA deposit account balances are insured try the rDC vMlhn applicable limits, but are no protected by SIPC. ties AG Stanford Brant h deposit amoum balances an not insured by FDIC and are not protected by SSC Money rnamet sweep batances are protected by SSC but are not insured by the FDIC. See the important information about your statement at the end of this document for deans about nose balances. Hddng Goering bdance on Ms I (5) ClaimsI:Wane en re per Male Average Dividend Interest Days on Mar 3I (S) on Mar 35 rate period period Cap /flaunt (S) Cash -1,750.00 0.00 L:35 BANK USA 81/5 ACC: 3.23824 1.488 24 250.000 00 Total 11,48824 $148824 Your Finandal Advisor: SCOTT STACK MAN:LYLE CAMEL Your total assets neKentage Or value on Mar 3t (SI your account COSt aline:fed bass (S) annual incur* (Si tinreasted gain or loss (5) Cash Total $1,488.24 100.00% $1,488.24 Cash and money balances 1,48824 100.00% 1,48824 Account activity this month Orle Activity Delcrctiol Amount (5) Money balance activities Feb 28 Balance forward 8323824 Mar I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/28/17 -1,750.00 Mar 31 Closing UK Bank USA Business Acton M The UBS Barn USA Business Account Is your primary sweep option. 11.48824 SDNY GM 00025348 men TCOOKIOI 079157 Nn7000126793 0003I 03 I 7 000m0000 Y123661%0100000 Page 5 of 6 CONFIDENTIAL EFTA_00135968 EFTA01277201 *UBS Your notes "-=== CONFIDENTIAL eems_GuaeessIsts s o EFTA,135969 EFTA01277202 Important information about your statement LBS Immoral Services Pc. (the Fern a UBS Fan& Sets). is a merrber of all principal washy, ccmrroday and optkrisexchapes. UBS Financial %niers and U135 Bank USA n i-drect subsilones of UPS AG and affiliates of UBS Seostin LK. the Fim's theme' statement is available upon regdst The Fen's extort% offices are at LOS Finacol Sentes m. 1200 Harbor Boulevard Weehawken, RI 07086 This statement represents the only official record of you' LBS Fhancial Sendes account. Other records, exept official tar dxunent% contanng cornicingdata should rot be relied rpm II you been* there is an error cr omission please report it immediately n writing to the Brandi Manager of the afire wvig your accord. Altoup a hoses shown are Mended to be sweat,. statement data shouk1 not be used kr to proposes Rely scab on yeamnd tax krms, fte Form 1099. 5498. 10425. etc ) when ftrepamg your lax return. The Fim required by law to refxn to he IRS alterable denten& dportabb nontaxable &kW& and uuble Vanes earned en familia held h you accord, net proceeds on see tramactions, ad con basisoncertain covered catkin. Ceewardatkno with des Finn • Please reconfirm ary oral communoations in wrerg to further protect your rites indudrg your rights under the Seo_dies Investor Protection An (WA). • If thefinancial ectitution en the top left of to hod ol this slimed knot UBS f rarzal Strides, UBS Finncial Simian carries you accamt as d•aring broker by arra-gement with the floated inslaution We informed yin of this relationsh1704.1en)MI opened this accost h On cast your kr& and Noshes tre kcal% at UBS financial Services and rot the hoodseg brder, ad you mist make a repsei of any car or omission to both firm • As delated in the accont agreements, rill must roily us of any ends or fraud infixing decks retlecied on yOur statement within 30 days after 4 was mailed or made eyelid*. • Please died *sower camplains or hathies to the Fine,Clem Retaken Deparment a 101.352.1699 or tolleree at 8C0-3549I03, 8:CO A.M. to 6 CO P.M. ET Mondry through Frday, or in ming MU% Fi-uncial %nice m., Client Relations Depairnat P.O. Boy 766 Union Chy, W 07C$7. • A II steatites shall be deemed complete end waste 4 not objected to ei tinting within CO days • for IlY services Cal 84d-612.0986 or ham outside the US.: Cal Z01.352.1495 • In case of ',TOM or Will ions about an electronic fad; transit (ETD. Vaa•debit card transactions, call cc wile to UBS Frontlet &races ex., via lid, 6th floor, Weehawken NI 070%, Ann PONWESA Serdes, Cal a write as soon as you can, if you leek bar staement cc receipt is *rag or if you need more Varmaton %cut a trader on the statement or tempt. The Film or Card beer (as anoleable) must hear IroMyOu no later than 60 days after the Fern fiord you the tut statement on which the err or Problem a:Pend. - Novae yotr name ad accant nyder Gf any) - Ceara& IN error or tie tanner )Cu we inure about, ad einem as dearly aye car why you belied d is an mu a why ea need mar Hammier. - Providethe doter amccnt d to suspected era. The Finn or Card Issuer wil rwestgste your owl:dint and will coned any error promptly For alleged errors rholvings UBS Veal, &toil ea-dere-each:re% if we take more than 10 tcs ions days to &this, we will credit you acorn for the amount you think is in error, Botha you eel have the use of the money dung he tine it takes us to complete our iwestiption. Please mike all checks payable to the Fern or the Gum& insteulion notated on the kart of thn steamed In addition to nods Joan Ids, accounts mw be "Pact to mantena-ce lees, chaps for late payment kr securities purchases and charges kr unpaid anions n cash accotnts Account that aw tansferred to other instadons may be subject to a transfer lee. UBS tamp Options 1.85 offers options kr sweepings cash Maces, balances to bat deposits at UBS Bat USA and CBS AG Stamford branch (Brit Sweep Progank), mow/ mind mutual fads Money Funds) at the Intonational Depose Adore (DA) fa et/stomas with an heemalknal Reserve Management Account. Through the Bark Sweep Program% cash balaces re swept to LEIS Balk USA Lp to anestablished knit ad then to UBS AG Stanford french a a Wray Find. Deposks at %SS Bank USA are FIX enured in accordance whh FCC nibs. For more elf arnati:n patese visit wmvidic got Deposes ALM AG StamfordBra& ad shares of Morey Finds are rot hared by the FDIC. Through the DA, cash balances we swept to deposit accounts at UBS AG New York Branch and UBS AG Cayman Branch. These deposes are not insured byte 'DC. Balances held at MU% AG Cayman french are ferrpararly noosed to the sovereign rid of the Cayman bland% and there is no ascent.. or other obigation of LEIS AG to repay the balances while cn the UBS Cayman Bench's bxks. Depods a LES Bat L6A and each UBS AG Branch are rot protected by SIPC. Money Fund shires are protected by SIPC. See U% Fria& Services Accord Frotection" below. Upon your request, balances in tee Bank Sweep Programs or DA may be withdrawn and shares et a Maser Red may be liquidated, eni the proceeds returned to you erica stases accord. Father Mormation about available sweep options, nclairg cured ireerest rates and yields, a available at wmv.ubs,correardepyrelds, from your Fnancial Advnor or by calling B30-762.1000. UBS Financial Services adman protedion The rim is a member of the Seca Rio, bovax Worection Corporation (LPC). which prole& wadies custom., of its member, into $503,0000-cldeg $250.030 for dains for cash). Prefatory briochese available upon moan or at *twain:nag. The SEC asset protection knits apply to all arsons tat you holds a particular capacity. The Fini, together vrith ceruin affiliates, has also purchased apple/mita( insane. The marmum snood payable to al Ogg* diets, collectively sunder this protection is 1500 million ea at December 10, 2016. Stbita lathe pokycordlike-is ad fenilation% cash a the firm is further protected fa unto $1.9 million n the egg-egad for all you accounts held is atali:Lear capacity A fill copy of he poky worderg is availabk wan mount. The SIPC protect:to and the supplemental protection both do not apply to. • Casein financial assets controlled by (and ridded es your account value) but held awayfrom UBSFinewol Services (e.g., certain (brash at UBS Ark USA, 00 cash at SAG US. Branches, On instance products, including variable annuities, and (iv) shires of mutual funds weed such shares are registered drectly n the nano of the account holder n the books and records of to irate a leaaffn agent); • Inge/m.2M OXItraCtSOr midtown! interests (eg. limited partnerships ad private placements) that are not registered under the Securities Act of 1933; ad • Commodities enacts (e.g. foreign exchange and precious metal coreracts3 including f duces contacts and commodity option contract the SIPC dotecton and the supplemental protfrion do not apply to these O55th ,vend theyotherwise appear on your klaternects. The WC protect:at ad the protection do not protect aging changes no temaid vale of you., iniestments (whether as a result of market movement issuer ba-kruptcy re otherwafr Dividend ReiWdebibent Program (DRIP) The peke reflected is an average dice You may obtan the actual price from you &radial Advisor. Dray lade torts neutrals% under DPW; partial thaws will be sold ad ten cash wit be &posited h your accord TM dviderd reiwestmere price applied by the %Ler may • f tom the market price at which the partial shires we sold Ciatrirrdly any whole units mei, te held in you' accord. If yen entitled to a paid u se as a resuh of a dniderd Darn' or otherwise, the Fern MI ether sell panel rat a market price a accept an amard doteemined by a regnered dewed agency, and credit year award. Investment objections the mailmen objectives erd risk profile se specie to each account and may vary between your accost Pox* aide the Firm pronptb in inciting of ay tgritkant change in ores fag-cid siluaboncr investment &schwa For each accord heti, you choose one of the %owing investment objecthes. CONFIDENTIAL • Produce Current/dome; basements seeking the generation of none onb. • Adam Capital Apprecaten: lineaments leaking growth of or:idealrather than the gereratim of income. • Peroduce Condonation of Mame and Capital Appnanaon. Imesinunts seeking both the generation of income ad growth of remind. Overdid& profiles • Cookware.: Seeks to martin Min piPpal, with low risk and volatility to the accuse theral, even 4 that nouns the accrue does not generate I ignilitart income a rotrit and met rot keep pa* with inflation. • Moderate: Mang to accept sane risk to pincgal ad tolerate sane volalaity to seek higher returns. • Aggressee: Wiling to accept hip risk to pnnopal at high volatility to wee hobream owe time • enwstinant Eigenny Cone:Sr dame whetta a Portion of the portfolio for tat account may include conplw strategies, 'rated 1i4ii6ty and rater volatifty. Statement shewitholdne We may consolidate at Sated account statements with the sin* address in the sane envelope, eg. because they have .ernes rev abo mantan jord accord relationems with other clients at the sans address. If you prefer to receive indiednal Pato-runts mailed separate envelopes, you may decline houNhdding by cali-g your Fe-uncial Advisor. Friendly anienattnliMe The Friendly account nom is a tunas...dbl. 'Mann' chosen by you to assist you with your recordkeepida has ro legal effect taloa account You can chincfr your Friendly accord nano, through OnIne Union a by dreading you F Inman Admix. Ao:ount overview • Veld of per amentrportfolo. Net of assets ad liabilities, • Ayala Includes avalrble cash balances, wares for restricted security Pst 3 and GlobalTime &posh., unreaked marks to ma-ket, and certah assets not held by the FOrl. Does not indude winked securstiesrassets at the end a the prior and ament statement penods, a private Met:myna indeed stock options and OthiCit.240 nod. options • eiannitas. Midis debe balance% cumandip rrurgin loam credit line, short accord balances. • Cash/money babnces. Total of uninvested wind* cash balinces, pies depose balances en UBS Bank USA, UBS AG U.S Branches ad money market mewl had sweep balance% al the clad of the statement period Nen-commodity free creak balances in yea accord we not negated torn other balances and the Fim may use any of these lads h the Ordiney course of Cs balms. These funds ad pwabla open your demand. This total is ew Wad in Be aunt period closing yaks? SDNY_G Pi 0002 5350 EFTA 001;5970 EFTA01277203 Important information about your statement (thIMMted) Lancing infonnation is delaiechnlomillon on the Finis lending rakes and *Outfits. refer to au- Client ledatadop Aereement or Accost Agreement ad the General Terms and Conditions. LES Statement of Credit Practices available in Agreements and Disclosures a loopy (Aar anarrounalrimoret. Yew wets Your staemem itemees wcurities ad other assets heti is the account at the end of tie stamen period. You may ak for dawn a bay pad sonnies at art time. You may receive securities wed as loan collateral alter paying any balance cle on them. Any securities trans:Suedto the Fin drag the statement period are lender market mew as ol the end ol the statenwe period. • Cart ban. In datemning the cost basis of the smokes included in this st anemia, Mere indicated web the natter 'I,' LES Fhancial Servkes has relied oninformation cbtained from sources other than UPS Rhanual Senices, including nformstion from anceho Fins a that you may haw providedto you Penmen Advisor. The firm does rot independently wan Cr garnet the arcane, a satiny of are irdonnaton provided by sosces other thin LEA. Fiencial Semite,. h addein although LBS Festal Senses grimily, updates his Merman:nes its received. the Arm does not provide any wares tat the idomnaim tit 'Cost basis' and "Unrealized gar' loss' is accurate as of to date of this stamen. As such. phase do rot ray on this information to make arena cr sale decisions. fa tse Wanes or otherwise Accounts tratiested to the rim may reflect gen loss nIcrmaticn only foe the period ch tine they OM held a the Filet More historical MarnaCa can be aiad by year Fnarcia Advisor. • Unrealized gains/kens When data is xailt estmated La-reaped gainsnomes are calculated fir ratan: stony lots The (inaction data for it:drawl Ms may or may not reflect canniksiors, charges arida security reorganization events. °Sand and oter reinvettneni lots ad systematic puchne Ws are each combined to dithlay ore swaged lot The 'Trade date cotton pewits the original transaction trade dale. • Callable seasities Bonds and preferred stock that to tea cals for nit redemption veil be selected Martially by lot from anwg all startles of tat issue held n our name or in nomage nine fa forcer dents. Call Sean Hamann is obtainedfromthird parties and is accuracy e not gwanteed. Other call teases may east which mutt affect yield complete Hama on will be provided upon request • Certificates of &Peal MOB COs are RIAC retired up to S250,000 it principal and accrued interest per deposta and w deposnory institutionl h accordance with MK nit. • Price/value Prices displayed for securities and other Priodsts may be higher or lower that the price that you would actualb receive in he market. Prices ire obtained from varkus tad pity sources *hit we believe to be reliable, but we do not gannet their accuracy. - We pens* use tie closeg pine whin add* a the mean of the bid ad ask prices for lined modifies and optiors or or bd prices 1st OTC secretes. - Less actisey traded securities may be priced nand a valuation model ate most recent prke we dmined and may not reflect al actual market price a mkt - Cenan aoatiro may appear wants a price ad will thew fa • Fin was rot avalable• 4 we no unable to obtain a price for a security - Deposits a securities derceninated iicurrercies other than U.S. doll's are reflected a the eichange rate a of the statement date. - kr cerrain wain% tradng in nonconf orning denominations. pice and qua-My:dace mole) may have been adjusted to facilitatePaper Valuakee To cbtan °rem quotations, when awaila. contact ".:of ial Act, r. cr. (hcldith cared .:: • . ; • .... :sad real estate imestment tun cneaf.$) palms are gentesly highfr tepid Certain stralwed ;masts haw not been registered with tie Securities and foitaa-w Canmasion or uncle any state securities laws. We croak *sainted vases la private investment stains artchInstured products for Hamad awl Inposes only Acct. r Joy is rot guaranteed - These values nny differ ssbnantiaty from prces. il any, at which a prime int security a stratum:I product may be bought or sold and do rot necesurifr represers the vela you may recent won liquidation. - Third party estimates of vela re a of a certain date ad av supplied to UBS Fna-cial Seines on a midi bays by an indepanden valuation - Issuer, ginner paint( or sponvx estimated valet, it are, are applied to the Fins bylaw issue; antral partner or sponsor and may be cakulited based on deferent information tan flatbed by 'bed patties loamw tier minuted values. - You can obtain adibianal iicematim regarding to methodology used to determine the estimate of value ad the date of the a-kernel/onthat is the bast for the estimate by contactag your Raanoal Advest. - Third party etlinaSed vitas may be reflected at 'We pad' in several "Manny when an rdeperdent valuation fern has not smpled a unable to assign a vales when we become aware that a material event has *coated that may call a previous)/ reported inks am queition. or Wien a