EFTA Document EFTA01277649

SUBS Des Felancial Services tsc Private wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 ANP70C06969810219 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor. SCOTT STACK MANLYLE CASP Ft Phone. Questions about your statement? Call your Financial Advisor or the Resourcetine at account %Stour website: itnivw.ubs.coratinancialservices Items for your attention • Help protect yc.mell Iron, haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepost.com. Value of your account on January 31 ($) on February28(S) Your assets 7,832.06 3,834.40 Your liabilities 0.00 0.00 Value of your account 57,832.06 53,834.40 Business Services Account February 2019 Tracking the value of your account S Thousands 87.5 962 7.8 162 11.8 Dec 2014 Dec 1015 Dec kis Dec 7 Dec 2018 tan 20i9 reo 2019 Sources of your account growth duriag 2019 Value of your account at year end 2018 Net deposits and withdrawals Your nveStrnent return Dividend and interest income Change in market value Value of your octant on Feb 28. 2019 SDNY GM 00025796 $11228.70 -se,000.00 1530 1000 $1934.40 Member SIPC ANP7001:007696,31 NP700006414500001 0219 000030000 CONFIDENTIAL 0O0O00 Page t of 6 EFTA_00B64 I 6 EFTA01277649 SUBS Business Services Account February 2019 Your account balance sheet Summary of your assets Value on February 28(S) Account name: Friendly account name:. r • , Account number: Percentage of your account • MN A Cash and rrxmey balances 3,83440 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 53,834.40 100.00% Value of your account $3,834.40 A Eye on the markets Index Yourigsandal Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. 09$ Bank USA deposit account, UBS MC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about ;our statement on the last two pages of this statement for detaks about those balances. Percentage change February 2019 Year to date S&P 500 3.21% I 1 49% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% ANP70002000696982 MM0000641 45 00OOI 0219 000000000 CONFIDENTIAL COMY_GM_000257019e 2 of 6 EFTA_00136417 EFTA01277650 Business Services Account Change in the value of your account Account name: EILMAX, U.0 Friendly account name:ELLMAX LLC Account number. February 2019 (V Year to date (14 Opening account value $7,832.06 $11,828.70 With&awals and fees, inckiding investments transferred cut -4,000 00 -8,000.00 Dividend and interest income 2 34 5.70 dosing account value $3,834.40 $3,834.40 Dividend and interest income earned For purposes of Iris statement, tenatilty of inkiest and *Mend income has been Determined Iran a US tat regaling perspective. Based upon the residence of the account kidder, account type, or product type, sane intemt ardor dvi*nd payments my not be subject to United Stets (US) ands Puerto Pico (PR) income tiers. The dent Front* staterneM it not intended to be used and (amen be rated upon for to purposes. Clients should refer to the apclicatle tat reporting tarns they receive from UBS annuals,. such as the Forms 1099 and the Penns 4.90, for 13( reporting information. It is the practice of UBS to file the =scam lac reporting loans Mtn the US mierna /*sense Service and PR Treasury oecerarent. and in such (OM accurst* classify [Indent:a firda Interest est& exempt or umiak InCane- neat 02r6Ull ytur inclodual ter preparer. February 2019 (4) 'rear to date (S) Taxable interest 2.34 2.99 Total current year $2.34 $2.99 Prior year adjustment 0.00 2.71 Total dividend & interest $2.34 $5.70 • MN Cash activity summary Your Fl mandril Advisor: SCOTT STACK MAN/LYLE CASNEL See Account activity the month for dna A seances In your sweep options are Indudedin the opening and closing balances value. FDIC insurance sprees to deposits at UBS Bank USA and al banks pankipating in t be UBS FDIC Insured Deposit Rogan. it does not gay to deposits a UBS AG, Stanford Brarch. SIPC protection applies to money menet sweep fold headings but rot bank deposits. See Important inaormaton about your statement on the last two pars cf this document for *tab. February 2019 (S) Year to elate (S) Opening balances Additions Dividend aid interest income $7,832.06 2.34 $11,828.70 5.70 Total additions Subtractions Checks and bill payments $2.34 -4,000.00 $5.70 -8,000.00 Total subtractions -$4,000.00 -$8,000.00 Net cash flow -$3,997.66 dosing balances $3,834.40 UBS Bank USA Business Account APY Interest period Jan 8 - Feb 6 Opening UBS Bank USA Business balance Ian 8 -$7,994.30 $3,834.40 $9,832.06 Closing UBS Bank USA Business balance Feb 6 $5,834.40 Number of days in interest period 30 Average daily ba lance $7,898.73 Interest earned $2.34 Annual percentage yield earned 036% SONY GM 00025798 At1P7C002000696903 NP7003064145 00031 0219 000:00000 CONFIDENTIAL memo Pogo 3 of 6 EFTA_00136418 EFTA01277651 SUBS Business Services Account February 2019 Your investment objectives: You have identified the following investment objectives for this account, If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Account name: ELLMAX, U.0 Friendly account name:€MAX Account number: ■ Your ratan objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibiSty (onside/anon - None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out Your Knanda Advisor: SCOTT STACK MANLYLE CASRIEL ANP70302003695984 NPVC0064 I 45 C0C0I 02 19 000000000 CONFIDENTIAL 0340YGM0002576fifie 4 of 6 EFTA_00136419 EFTA01277652 *UBS Business Services Account February Your assets Account name: ELLMAX, ILC Friendly account name: ELLMAX LLC Account number. E Some prices, income and current values shorn may be approximate. AS d reault, gëns aldlOsses may nzil be accurately reflected. Set mrponant infosertetion about your statement a the end of this ckcurnern for more infornmon. Cash Cash and money balances Cash and money batances may inducte avalale cash balances, UBS Bant USA deposit account balances, UBS FDIC Insured Rogan Bank Balances. U85 AG Stanford Branch ceposit account balances and money market mutual fund sweep balances. See the important information stout >our statement at the end of this document for detaiis about those balances. Hddng UBS BANK USA BUS ACCT Your total assets Cash Your %nand% Advisor: SCOTT STACKMAN.LYLE CASRIEL 1185 Bank USA and al UBS FDIC insured Progamgmk deposit account babies are insured by the FDIC within applicatte Inn, bul ale not protected by SIK. U85 AG Stanford Bran hdepaut account balances ate not insured by FDIC and are not protected by 51K. Money 'watt sweep balances are protected by SIPC but are not Insured by the FDIC openng bailee Closing balance Price per shaft Average Oakland Inkiest Dais on on Feb I Oa on Feb 28 (S) on Feb 28 (5) rate period period Cep amount (I) 7,832.06 3.83440 250,000.00 Percentage of Cost Estimated unretdized Value On Feb 28(5) yOur account bias! (S) annual Intone (S) pan or loss (S) Cash and money balances 3,834A0 100.00% 3234.40 Total $3,834.40 100.00% $3,834.40 Account activity this month F01 MOM information &cut the pike' value shown for restricted secunties, see important information about your statement at the endoir this ciacunent 03te Aoluty Your Outanityl Cescnphon exPenSe (ode face valet Pricenalue (5) Cash amount (S) Cash and money baant (S) Jan 31 Cash and money balance 67232.06 Feb I Withdrawal ACH TO Brtan Yurasits AT CAPITAL ONE, NA -2,000.00 5.832.06 Feb 7 Interest UBS BANK USA Buswgss ACCOUNT AS OF 02/0619 2.34 5,834.40 Feb IS Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 3,834.40 Feb 28 dosing casb and money balance 53.83440 SDNY GM 00025800 AtiPaco020C0695965 NP7003064I 45 0000I 0219t100000000 CONFIDENTIAL 000000 Page 5 of 6 EFTA_00136420 EFTA01277653 *UBS Business Services Account February 2019 Account activity this month cant myth Date Activity Descripticn Arrount (S) Money balance activities Jan 31 Balance Forward $7,83246 Feb 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/01/19 -2,000.00 Feb 7 Deposit ues BANK USA BUSINESS ACCOUNT AS OF 0210019 2.34 Feb 19 Withdrawal UBS BAN': USA BUSINESS ACCOUNT AS OF 02/1919 -2.000.00 Feb 28 Closing UPS Bank USA Business Account $323440 Account name: alias , LLC Friendly account name:ELLMAX LLC Account number: • IMO Your I6nandel Advisor: SCOTT STACK MAI/ LYLE CASRIEL The UBS Bank USA Business Amunt is your plimary sweep coon, AmP7C0020006445966 NPVC0064I 45 00C0I 0219 00C03C000 00071W_GM_000258tA9e 6 uf ti End of statement for account number. CONFIDENTIAL EFTA_00 I 36421 EFTA01277654 Important information about your statement 1_135 inertial %vices he (the fern or UBS Financiel Saran), is a minter ol all principal washy annadrty and owns exchanges. UBS Fnancial Stair', and UBS Igra. LISA se alrect sibs:tries of LEIS AG and affiliates of LBS Secutees LLC. the Fein's hincia1 statement s availoble ups request The has needs office, re it 113S instal Senses eic 1200 Harbor Boulevard Weehawken, NJ 070$6 This Sunnis Wanner the on& official record of pas LOBS F "nod SerinCe account Other rscrdl. eked Cab<al rye docunents, contanng catang data should no be relied ..,on R you bane there is in error or Oraninn den report re immediately re writer; to the Bunch Manager or the office servng pas account. Mhos). at I gain ShOwel ere mender to be Malt He, »41~ dalehould nat be used for em panes Re& sole& on year .end tar lams, (i e , Form 1099. 5499 10425. etc )when 0~9 Sur tat return The Fan 6 retured by Ow torepos to fie RS Minable dmdends, reportable nontaxable arroknds and taxable inten caned at "satin held n you accost net proceed, • sake ~eons. and cost basis on cedar cowered »ante Corannications whit' the Finn • Please reiconfiem any oral cormuncatens in wrong to further protect your rig% induding your nits under the Securities Investor Protecton Act (SPA) • ti the Ann id riteution on the top left of the front of her slaters« is not 1E5 Enna Seriees, 1_131 %axial krises carries yew non as c ang Øw by »eerie, syds the :skated institute. We Wand you d tins relabonshi, when you opened this nowt re tisos case, yea Mos and stases re located m 11851nareul Services and not the nock.crea broker. and you nett ma. • a ripen of ay oar or Cmi91;:a to both fines • As desorked none accosnt ageurents, you mist niady us of any errors a fraud innearg checks reflected sops stamsort Whin 30 drys after * was mailed or inn malt*. • Pleasedisci customer comedian's ' tim's C tent a at 900 AM. to 6 00 P.M. ET Monday throug r . or in tinting to LBS Messes re., Cl Relations Department PP. Box 766 Union CitY. NJ 070117 • All 51Ketraf CS shall be deemed cotton and sourse Incl chested to n days • For TTY :s tfiif or from uncle tint L, S. Ca • Incase of errors a westurn San an eltronic Ant trans% (D1). ' Visa•debit cad trarnactions, call or write to PBS Financial Straws W., llarta 6th floor, Wes-Sneer" NJ 07%6, Atter ReAM3SA Sawn Cal a write as row as you can,* you hik you, statement a recept is arona or if you need more eternalion abaA a terader on the strews or recta. the Arre or Cad Nut< (es appkable) mint her from you no later than 60 days after the in sere you the f nt etsnert on which the ear or problem appeared. - Pron yea nrve and accost nutber X any> - Dew% the error orde ~der you are tenure about. and nplain as clearly as yOu can why you ban * is an ova a why you need mart infante ion. - Provide the do% amount of the suspected era. The Firm a Card Issuer til Westgate you' complaint and veal correct any error promptly For alleged errors ~ 9%1 UBS Wa•debil cad %ransacks if we take more than 10 bus its dys to do this, we will credit you wont for the amount youtha is in error, oaths you wit hive the use d the money (bang ent tine takes us to complete w itentgat Plate ette all ilrecks payable to the Fern or the leatncul nienen riScated on the front of her etzaiiment In addition to regular arcane Ins. accounts may be oaten to mantenne fat charges for late payment for securities purchases and charges for indeed rases n cash accents. Accounts that are transferred to other netmani may be subject to J trends fee. PBS Steep Options 1165 offers options 10r sweepng cash balances to bak depose kdaits at nongthloted balks and nixed banks and money notel metal lads (Money fadt). Depose tone at 1185 Bent USA and re:nand:red bads participating n the UBS FIXCinsured ~sit Program se FDIC soured n accordance VIII WC rules For mere Mif amnion, please visa YwWbV klieg's'. Depose &Cocoas al LOS AG Stedad &midi and shares ol herieykrids are not Wind by the MC. Bank deposits are not protected by WC Money Fund Pores are protected by SIft. See 'WS Inrxal Senses Acoatall rioted on' below. Pan pour recuest balances in the bark deposits mad be witntawn, and shares of a Morey Find may be bauezWed ad the proceeds retuned to you a your wows, save %d%< Warman:in about available swap options, rchadn; curries inprat rates and yields. is nettle at vend» anifswenekb, from your Finned Musa cc by <Xing 9:P762.1003 PBS Financial Snipe account protection The Finn is a member cite Stoners Avesta Protection Corporation (SIPCO, witch protects SeCttin customers of as marten so to 1600960 Cnclidirg 1250000 for darns fo«ads) FaNnatory brochure nibble ten" react or at sett sVFd ore Ds SIPC asset protection lines apply to all scouts that you hold in a pancular demo% The Finn, together with eaten affiliates. hn also pschased supplemental instrance. Tos marinro arrant payable to all elighle clients, collectively wide fi nprotection is $500 mdbon as of December 10, 2016 Sublet' to the policy catkins and ~wont cash at the Fim is later protected kw up 1011 9 main in tie >agnate f or alyoer accounts had n a precuts ups% A lul copyof the poky worcIng is suitable loon request. Wider the SIPC proteten se the endernentel protection apply to: • Cann Inuncial assets controlled by (and ndluckd your account valuated held away tran MS Financial Services For example certain (i) warn , prodel, ncluding vat,* arnaties. and (ih stires of mutual finds registered n the hane of the scant holder on the books id the suer or transfer agent), • hentment contacts er nonment Weeds leg, limited oannenkcis and private placements) hat ate not registered under the Securities Act ol 1933; • Corrrnodnes enacts (eig„ foreign exchange and [ekses roetal contracts), flawing loses convect and commodity option contracts. and • Deposit Ulowts (except certificates of deposit) at LBS Bat USA. UBS AG U S. arches and bat n the FDIC Insured Deposit Program. The SIPC protection and the kopkimental protection do not apply to these anal even if they otherwise appear on >Ca statements lbe St< portion and the supplemental protection do not peat aganst changes en the market vats of you* investments (when, as a twit of nuret movement issuer bankruptcy er otherwise) Dividend Reinvestment Progran (DRIP) The price reflected is an average price You May obtan the actual price from ya-r Finn 'al Advises. Only nok shares re purchased unde DRIP. pared shies will be cold rd the cash wit be decoded in your Krum The dividend remand price Applied by IV 6SUK may offer from the market price at Much Be partial shires re sold Cadvinflieu On& whale ures maybe had en yes accowt. *you are enteled to a parnul und as J result of a~end psmete or Winne. the frem wll either sell partial uses re mat at price a sots an mown determined by a nand dean, agency. a-idcredit yids account Invenswom objectives The ~linen objects, and nslf, profile se spec% to each accost and may veryNieman you endues. Please advise the Firm prompt& n fang d and arrant change in your financial situation a reentrant teens For each &corn hat you choose one of the Ioeowsng investment ctiejelbe • Fvoiabo• Current »<one Investments seeking the genera" of wane only • AdomP CMitatApaiheration: 1-weStrnantt seelknj growth of precpal rather than the generation te n COme. • Plods% Cal bflabon «income and Cartel Opp'« iatiOrt Investments seeking both the generation • incense axl Tomb of principal Orval risk *N.'S« • Conserven Seeks to maw-mined ancpal, with low risk and vole day to the Krotal ~fall, ma, i/ that means the account don not gnaw sienrkant CONFIDENTIAL an or rams and my rot keep pace with nflatcn • Moderate Wiling to accept some risk to pincPal and tolerate some aratirly to seek hits returns • Axeressrie: Wiling to accept high ridt to pnncoal and high volatility to seek KOreturns owe Arne • Moe Itment &peaty Cons ration. f selected, a pestis of the poi tfolio lot that name mey nc We complex strain:et levied liquidly and owner 'Meal illy Statement leasholdisge We may consolidate al wised account statement with the on address in the samt esekPe, e g because they have owners who also marten part account retationshm wean other nres x the same addwiss. you prefer to mene erKIMdcal statements mailed n semen* mnlopot, you may decline houselsoklevy by cairn; your financial Admix Friendly meant name the Friendly account name is a custom:Yee 'nickname' chosen by you to assist you withyour recordleng lt has ro legal effect on you' account is not intendedto reflect n strategy, prodactrecOrre~0a. Mestmerit objects er rot prolate associated writ your eco.nla ard is not a piomew a guarantee that svallA a any linandalrosulli can or will be achieved. All Westments invoke the rile of last includng the risk ot loss d the entre investment You can change your Friendly none names through Deane Services or by coaxing, pour F instal Adage. Account overview • Value of your a«ountraorMolm. Net of assets zed liabdata • auers "'clucks avertable cash balances. fan for 'manned security (nt ), and Global Time Deposits, urrand marls to market, and certan awn not held by the Fon. Does not rack disced secures/assets al the end of he prior and CuTatil Statement peen% a ;Mate iwestenels, smelted Mod. opions end eniercieahao nod options • LiatylMies rcbdes debit balsas oLastardng margn torn. creole Irer, short account balances. • Cash/money Palien«t Total d uninvested sealable cash balances, plus deposit balances at allkated and nonfeff dated bails, and money market ~vat Send sweep Simon, an the cbse of hr statement resod Noncorrenockty free crake balroes in yor amount re not segregated trom she' balances and zne F cm may use any at these Isands in the ordinary coin ol as butane Thew fult am payable rain your award. Des total is nckaded in the anent period closing vats Landing Riformation Fa Betared Scrmation on the Inte, lending [text Set ad eau ken» refer to you Chew Relationship Agreement or Wanes Are-proem and the Genwat Rim» and Conditions CES Statement of Credit Practices avaiktle n Agreement and:Xs:awed jawstred reinurrnnorarni, SDNY_GM_00025802 EFTA 00136422 EFTA01277655 Important inform atimi about your statement (ronlinved) Yaw easels Your statement lances secoites red other assets held n the account at the end of the Slaternent period YOU may ask for delvery of tufty Ord securities al any tire. You may recent trusties used as loan carer alter paying eery Wince de on them. Any women trandened to the Finn ding the staxemmt period are lined as market value as of the end of the stremort prod • Con basis In detennning the cost basis of the securases induckd in this rater em, when indicated Mai the number LISS Finargist Services has relied on informaiko obtained from sources other than UBS Financial Senior. 'chiding erfermatial Iran another f km or that sou may have provided to you: Finarthal Apace. the Fan does de rideperdently way a guarani.* the aauraCy or variety of an/ damson proviled by coaxes other than U3S Financial Seek.. th addlion, ' lough 1.85 Fnaxial Services gerwalV wires this adamalim as it is teemed, the few does rot row* any assurances Out the efamercer under -Cost bate rid "Urrealged gat. lots' is accurate sae the date of this statement. As such. please do not rely ca this donation So make puchusea sale decisionk tarp:poses of otherwise. Accounts transferred to the Fin may reflect gariloss dr:maids only fix the period or tiny hey NW at the Fan More historical flkelnatien can be riled by your Fnancitil Advisor. • Unrealized gain/losses. Vitsen data ardabb, enmated arealized garnflosses an calculated for isdviLs sonny lots The transaction data for individual lots may or may nit reflect commissions, dung& gad secuity reorgaszalcn merits. Deeded and otter renveurnent lots rid systematic purists. lots are each combined to display de averaged lot The 'Trade date damn parents the ongrul transaction trade dale. • Callable securities Bonds and preferred stock that the issuer cats la early redemption all be selected mpasally by lot hem among el coaster of hr. issue held th out nal.* a in nominee name for our diems Call :bare Somalian is obtained from third palies and its accuracy is not guaranteed. Other call leaves may exist which mad ect weld. carbine nithematen will be provided request • Price/value Prices displayed for securities and other prolans may be higher or lower than the price that you would actually reterve in the market Prkes cep obtained from vskus tad party sources wash we brew to be elates had we do not guernee this accuracy - We generally use the cbsng price when available or to mean of the bid and any prices la tested stashes and options a only bid pares to OTC washes - Less actively traded seorbis maybe priced wig a vabaten model a the most recent price we obtained and may not reflect an actual market price a rake. - Certain posh:xismay wan w Mos a price and wit show as 'erre was not available' we are unable to obtain a dice for a senrity. - Deposes a secsnties deem:mated n curences other thanU S. doff re reflected at the exchange rate as of the statemem date. - For certain sesames rads; n nOn-COSICenlri9 denomnatons, pre ad wryly flaw veld) may have been adjusted to facilitate proper 'duns To oblin anent quotations. when available. contact you francialAdtece. • Private investments and structured products. Private investment wt., don (nc bind then Dank:PalOn program and real estate imminent trust securities) and structured proclas are generally highty egad. Celan stiuctafed proUIS have not been registered with the Securities and Exchange Canmsion or under ay state securities laws. We preredeostrnated values for vivre maturate securities and structured products for niormalknal ;snows only Marry d riot guaranteed - These values may differ Lidera by Iron Frees, it at/. at which a vivre sh.-A :entity a structured prockact may be bcratil a sold and do rot rexessinir represent the wad you may reap* aeon &piasters - &id party *stoners of vela are as oleo:din date and are slept:ad to UBS Financial Services on a replan base by an independent valuation lima - boar, general partner a sponsor estrrated babes, ay, re AMOS to the Fun by the muff, general panne- or sponsor aid may be oakulated based on deferent infant-on from that used by that parties to derive their enameled values - You can attain addscral nlamation regarding the meinadOlOgy used to determine the elfin:de of value and the dale of the Hamada that is the basis la the estimate by contacting )0SP:uncial Adwor. - Twd party esunated valet may be reflected as • Not piked' in several Sault:MS: Mien an independent valuation fern has not suppled a is usable to /Mrs a value. when we became aware that a material event n.36 occurred that may calla previrdy reported value ego question, a Wen a value would be hghly speculate* due to the neve ol the 'runty - Wnen neither an auer, general partner a sponsor estimated value me a thed-prbrestinuted veld is mended, the veld of the Nosey wit bedifferent from its 0...rd-useprice. - • Oistritut COS to dale • may irldtade return of capital, name or both. - 'Orsgral eat size' represents the nital offering peke pent and may not felled rots cost basis - DPP and unlisted REP senrtief Ye not Idled on a national PXUrtiel iddiage. and re generally aced ad then it they. can be sold the price receeed may be less tan the per share estimated value provided n the account statement. • Reericted escuritim. Restricted securities rnevaty are not orrerny eligble ler public sale. 18$ Financial Services uses the market price of the unrestricted stock of the sire ewer at an imputed vale la the restricted stock for purposes or OW StOttalent on/y To the extent that restricted sears irs are elgtile for sale, he value received may be sthstantially less tun the awed wk.* shown. • Est. (estimated) interne, current yields and rates. An eftmale 01 Jenua name a bated on osiers d•idend and menet rates, attuning the sec rites will be held for one yea- from statement date or until thataity. This estimate is only a gudelne, accuracy and continued norm are not guaranteed - Estmated assail 'came red curot yield for certain types of securities could include a relun of pre:kb/aloe caplet gait n which case the est income (rd current weld would be overstated. - Estimated annual income and curet yeld and the actual income adyield mkt+ be lower or &ter than theestrnited anoraks - An eariate of restated income ldiaderd andcr interest) divded by the current matet valutlaveragt balance a based on the last dividend or merest payment madeby the near and thsunes the securbestdasosts will bo hell for one year from the statement date orurtil maturity. Accuracy and canalised yeld re not guaranteed • Meets not held by UBS Financial Services Caton assets ant not held by the F irn and not within the Fin's possessith or control. These assets are deployed on yin statement for ntormational purposes only. Positions and values presented re provided by the :wing Inn UES Francis! Senses is not respensble for ths Manatee: and does not gurantee is rotary. These assets are nol protected by Sift or toeFira's supplemental51PC coverage. • Fbavenue sharing and adcitional compensation. - In addition to comminken en lain and 12b.1 tees receded in connection with the dislrtutcn of mutual funds to eat cleres we anctor at aftlide wood reverse shrig payments tram dotrbAcrs adla advisors of the mutual funds that so sell Thew amounts re based on two different cords:rents, (b the amxre of sales by 18$ of a particular: rrutual fend family to our dents; and 60 the asset vale of a particular manual fund lanais awes Add at the inn - We and our affiliate also receive minding and ornnbus processrg fees in confide:ratan for wanner agent services that we growth to the rredual funds These fees generally re pad from arrestor assets n the mutual fund and are a fled dolls amount based on the realm d acccunts at the brae-dealer holing mutual funds of that fund family — en so:Moth to carnation received in connechon with the sale a detibuton of annuity rowans awl unit nvestment than tries to ma clients, we ardor or af 1 gate receive revered sharing corrpensaton from Merry o1 the nsurance companies unckwenting the enruityratreCtS, edit/es of the nuance corprites or spates of the unit investment Wits we distrboe. — h addhcen to cordnisions receded from the puxhase and sale of Neste/hares finds. we ardor al fade receive an asset-based revenue shaming Payment from IslintStsvei 6strburnk as well as funcing for technology development, training and educate/I. - Our Aare, also receive trading commis: dos and other canwroal en from mutual funds and madame companies *taco crams we <baba* CONFIDENTIAL - We free. <ColperyStilial ham UESS liris USA, 185 AG Surdoid Branch and runsff Mated bares Maur our cash weep pogam. this CanpenSitiOn may be a moodily per rocrox fee pe may be a percentage of therage dab deposit brines Activity Information regrdng corwrMsims and other charges intoned in CCereCttOn web the executon of tradeS, indaSng optic.) tramactons has been exuded on confirmations previously furnished to you, ed wll be ;corded to sou prcercely on mount. Short soling tl you re engaged en then selling a unsay, puma/ incur a charge de to certainIx/roving costs for than pan icula• security. Open orders Regarding open co 'goodgiecancetlerd aders that were not ea dud by the statement date, open buy and eel stop orders re reduced by the amount of dividend. argils on an reddiderds a ermdas date unless nstnxted othemise by you. rat re it/pant:if for ceders that it executed due to year lattice to cancel "ing open orders. Privacy To Oxen a copy of as Current Client Privacy Wake, please contact you: Financial Athiscr or vet or webre at yoMM olis mmindvirswswe. - 1.85 Financial Services is not a bark. The RMA, Busness Sweets Account BSA and £MA re brokerage accounts ishkh provide access tobarking senses and Predicts Ilyetacji alarigernitrits with affiliated banks and other thidpany banks, and provides access to issuance and amity Products issued by u-aff Aar thid.party exuancecemparies through inasawe agency stisidunes of LISS Financial Sewn Inc. — rortmerk nwszsce, and annuity prodactr. — Not FIX insured • No bar* guarantees May late vela — tMA Peso-doe Management Acosta. Bossiest Services Account ESA IRMA and ntemational Resource Management Account are regestered service marks of LIES Financial Services H. — VISA is a registered saclirrurk owned by Visa hurrabional Service Associnicri and used under license The 185 Vea credo cads ad the 1.85 Visa debt cads are *sad by UBS Bank LISA with permission from Vas U S. A Incorporated All Othe• trademarks registered trademarks, service mads and registered service marks are of deg resort** COrreanieS LIES Financial Services Inc Rev. 201810 SDNY_GM_00025803 EFTA 00136423 EFTA01277656 UBS Lies Financial Senices tic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 MR70010748890319 X15. 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number. Your Finandal Advisor: SCOTT STACKMAWLYLE CASFIEL Phone Questions about your statement? Call your Financial Advisor or the Resourcetine at account AsItourwebsIte: www.ubscomffinanCialSernCe5 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free oath report annually from vvww. annuakreditrepostcom. Value of your account Business Services Account March 2019 Mi n on February 28 (4) on March 29(4) Your assets 3,834.40 15,835.56 Your habiltlieS 0.00 0.00 Value of your account $3,834A0 Tracking the value of your account S the Lr,arld$ '46 8'5 $15,1335.56 ea 9 16.8 11.8 3.8 158 Dec 2014 Dec 2015 Oct i016 Dec 2017 Dec 2018 Feb 2019 mar 2019 Sources of your account growth during 2019 Vafue of your account at yea. end 2018 Net deposits and okhdratials Your nvestment return: Dividend and interest income Change in market value Value of your account on Mar 29, 2019 SDNY GM 00025804 411,828.70 54,000.00 46.86 4000 assess.% Member SIPC ANP700O0001074989NP7000120286 00001 0319 000000000 CONFIDENTIAL mom ►age 1 of 6 EFTA_00136424 EFTA01277657 SUBS Business Services Account March 2019 Your account balance sheet Summary of your assets Value on March 29 (d) Percentage of your account A Cash and away balances 15,835.56 100.00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional a co 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $15,835.56 515,835.56 100.00% Account name: LLC Friendly account name:rai l Account number: Your current asset allocation A Eye on the markets Your K modal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. IJEIS Bank LISA deposit account. VOS MC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about ;our statement on the last two pages of this statement for detaks about those balances. dex Percentage change March 2019 Year to date S&P 500 1.94% I 3 65% Russell 3000 1.46% 14.04% MSC I - Europe, Australia & Far East 034% 10.13% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% 1.92% 2.94% mini:003001074890 NPA)C0120286 COCO' 0319 000O3C000 CONFIDENTIAL 10190111YGM0002588694 2 of 6 EFTA_00136425 EFTA01277658 SUBS Business Services Account March 2019 Change in the value of your account March 2019(S, Year to date (I) Opening account value $3,834.40 $11,828.70 Deposits, including investments transferred in 16,000.00 16,000.00 Withdrawals and fees, including investments transferred out -4,000.00 -12,000.0O Dividend and interest income 1. 16 6.86 Closing account value $15,835.56 $15,835.56 Account name: ELLMAX, LLC Friendly account name:ELLMAXLLC Account number: Dividend and interest income earned rot outposts of Iris statement, tactility of imetest and dedend income has been determined from a US it. lel:00TP LenPeditt. Ged upon the residence of the account header. account type. or product type, tam interest andot dvidend payments may not be subject to United Slates (US) anda Puerto Rico (PR) Income tan The dent mord* statement is not i mended to be used and cannot be need upon for tac purposes. Clients should refer to the aisOcatfe tar crooning forms they receise from Les armualy, such as the roma 1099 and the Fans 493, for lax reporting information his the practice of UBS to file the ecciKatie ta( reporting forms with the US mterna Revenue Semite and PR Stealthy DeCOnMent. and in Such kens accurately clasS ry elsidenct &Nit Inlet& &I& exempt Or tai.abk acme. Cheat consult your incixdual tax preparer. • =M Cash activity summary Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity the month lot dela Is &dances in your Sweep Options ate indudedin the opening and closing barantes Aut. FDIC insurance *pies to deposits at UBS Bank USA and all banks participating in 1 he UBS FDIC insured Deposit rrogarn. n does not apply to deposits as UBS AG. starioto parch. SIPC potection applies to money market sweep Irma holdings but not bare deposits Seeknporeant it-donne:on about your steemer4 on the tat Mo pars cf this document for detals Mardi 2019 IS) Year to date (1) Opening balances $3,834.40 $11,828.70 Additions Deposits and other funds credited 16,000.00 16,000.00 Dividend and interest income 1.16 6.86 Total additions $16,001.16 $16,006.86 Subtractions Checks and bill payments -4,000.00 -12,000.O0 Total subtracrtons -$4,000.00 -$12,000.00 Net cash flow $12,001.16 $4,006.86 Closing balances $15,835.56 415,835.56 UBS Bank USA Business Account AF'Y March 2019 (S) Year to date (S) Taxable interest 1.16 4.15 Interest period Feb 7 - Mar 6 Opening UBS Bank USA Business balance Feb 7 $5,834.40 Total current year $1.16 $4.15 Closing UBS Bank USA Business balance Mar 6 $1,835.56 Prior year adjustment 0.00 2.71 Number of days in nterest period 28 Total dividend & interest $1.16 $6.86 Average daily ba lance S3,977.26 Interest earned $1 .16 Annual percentage yield earned O38% SDNY GM 00025806 ANP70003001074891 NP70031202136 00031 0319 000030000 CONFIDENTIAL loom Page 3 of 6 EFTA 00136426 EFTA01277659 ;It UBS Business Services Account March 2019 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a ILI description of the alternative investment objectives in Important information about your statement at the end of this document Account name: Friendly account name: r " Account number: • =I Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out Your Fluandul Advisor: SCOTT STACK MAMLYLE CASRIEL ANP7000300I 074892 Nel0C0120286 00001 0319 000000000 CONFIDENTIAL 109SEAIYGM000258tRge 4 A EFTA_00136427 EFTA01277660 (SUBS Business Services Account March 2019 Your assets Account name: ELLMAX, LLC Friendly account name: E.LLMAX LLC Account number. Scone pnc es, income and current vaues Sharon may ter EpprOtirrtne. ASS intl gam aidlOsses may nol be &culotte), reflected. Set msportantintonnaten about your statement a the end of the dxurnemfOt more intornason. Cash Cash and money balances Cash and money batance.s may indule avalaole cash balances, UBS Bank USA deposit account balances, UBS FDIC insured Rogan Sank Etalances. UBS AG Stamford Branch deposit account balances and money made mutual fund sheep Mance,. See the important information about )Our statement at the end of this document for do ph about those balances itddng LeS BANK USA BUS ACCT Your total assets Cash obennobolance ClOsing baence on IAar 1(S) on Mar 29 CS) 3,834 40 15,835 56 value on Ma 29 CS) Your Nnandal Advisor: SCOTT STACK MAHLYLE CASRIEL UBS MA USA and M US$ FDIC Insured Pro:pane-Ink deposit account tderKes are insured ty the FDIC within applicable Imts, bul ale not protected by 9K. UBS AG Stanford Blanc hdecout accourt balances at not insured by FDIC and are not protected by 51K. Money market sweep b$ances are protected by 9PC but me not Insured by the FDIC Price per share Aiitidge Drildend filleted Pgsn on Mar 29 4) tote period PM00 Cep amOunl 250,000.00 Percentage of Cost Unmated Unrealized your account bass (5) annual income (Si on or lois (S) Cash and money balances 15,835.56 100.00% 15,835.56 Total $15,835.56 100.00% $15,835.56 Account activity this month For mare information tout the pica taut shown for reStrICtedSKWIlleS, see important rigor stiOn &tout your statement at the endof this Cbfunent Your Onetitity/ pale Minify Description expense Code ELK! Kal tse Cash hicavalue (3) arrounl fil Cash and money balance (I) Fab 28 Cash end money balance 13.834.40 Mar I Withdrawal ACTS TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 1.834.40 Mar 7 Interest C8S BANK USA BUSINESS ACCOUNT AS OF 030619 1.16 1,835.56 Mar Id Transfer FM 235750100 16,000.00 17,835.56 Mar 15 Withdrawal AC H TO Brian Yurasits AT CAPITAL. ONE, NA -2,000.00 15,835.56 Mar 29 Closing cash and money balance 115.835.56 SDNY GM 00025808 ANP7000300I 074893 NP70c0t70786 COCCI 0319 000000000 CONFIDENTIAL 100010 Page 5 of 6 EFTA_DOI 36428 EFTA01277661 *UBS Business Services Account March 2019 Account activity this month ,centrive0 Date Actmty Description anaaunt V) Money balance activities Feb 28 Balance, forward 93.834A0 Mar 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/01/19 -2.000.00 Mar 7 Deposit (AS BANK USA BUSINESS ACCOUNT AS OF 03/06/19 1.16 Marls Deposit UBS BANK USA BUSINESS ACCOUNT 16.000.00 Mar 18 Withdrawal LIBS BANK USA BUSINESS ACCOUNT AS OF 03/15/19 -2,000.00 Mar 29 Closing UBS Bank USA Business Amos nt 515.835.58 Account name: ELLMAX, LLC Friendly account name:ELLMAXLLC Account number: Your Asandal Advisor: SCOTT STACK MANYLYLE CASIVEL The UBS Bank USA Business Account is your Ornery %veepcc:goon ANP7000,001074894 NP7000120286 00001 0319 000030000 End of statement for account number. CONFIDENTIAL tOMPWGM0002580/96 6 of 6 EFTA_00136429 EFTA01277662 Important information about your statement LOS instal Seances Inc. (the Firma' UBS Financial Seaker.), is a mentor of all pricipal seeurhy, ommodity and optics exchafges. U85 Financial Salem ad U65 Bank USA are ndrect sits:dories of 1185 AG and affiliates of LOS Seckskin LLC. The Fansfineragl statement is available upon request. FM Fires exaula offices ar• at I.A3S Fiscal Services tar. 1200 Harbor Boulevard Weehawken, N.I 07096 Thies statement apasitS the on9 official record of pa LOS Franca' Services account. Other recoils. *act official tat drunents. contanng corilicing data should not be relied upon II you bedew there is an era or ornery,. please report n innedunely in writing to the Branch Manager of the office serving you amount. Abhcugh Olga. shown se ntended to be accurate, stattmeat dnashould not be used for ten outposts Rey spay on yeariend tern forms. (i.9 Form 1099. 5199. 10425. etc ) when prepamg your tax return. The Pan 6 requred by law to report to he OS all lariat:attends, reportable nen eatable dividends and Marble lame earned on steatite held it you account, net proceeds On sae transactions, rd con basis on certain towed secureies. Geesanatatiens with the Finn • Pleaseretain" Ira as cartrunatims it wang tofurther peat your rights. intruirg your rites ceder the Securities 'motor Protection An (SCA) • If the financial inanition an the top left of the frail of this statement is not UBS Franca Senses, LOS Fivancial Sanas caries yens akcerat as caring treat by armament bah the ideated institution we Watered you of the retationthb want= opened this accuse. h this vast you ads arid secisdies art Stated a WS Frontal Sacs and rot the italsing broker. ad you crust make a report of aril error or canirsion to both ferns • As descrbed th the accuse apreerniintS, you trot* Middy us of any aces a fraud irmthirg checks reflected on you statement within 30 days after a was mailed a nude evelabb. • Pleasediva customer complaints ' ' Finis< lent A or toLfree a ROO A M. to 6 00 P.M_ ET Mondry Palo r . or in awing to U35 Fthanoal Saxes eve, Clam Ragan Department, PP. Box 766 shall be 0 xe7 • All of shall be deemed corrokrte aid atone IDerot °bated to n days • to TTY se or ham Wick hem S.: Cal • hum of errors a waists about an electrenic hanch transits' ' Visa' debit cad traenachatS. cau or write to UB$ Pronto' Strives K., Hama kJ, 6th floor, Weehanten. to 07086, Attar RIAAIISA Sewn Cal a write as soon aye can, if you that you statement or recite is mug or if you need min narnalin apart sassier on the statement or reaps The Fim cw Card bar Os liolokcabl0 must her Iran you no law tat 60 dos ear the F rm sett you the fat it Aimee on which the eta or Problem Oared. - Providers/ rant and accuse number (if any) - Desabe the two or tie abler you are unsure about. aid pplain as ckarly as you can whyyou believe d is an ewe a xery you need ma Woman - Proide the dela' arnxent of the suspected error. The Finn or Card bsuer vas investigete you cambia end Mil correct any erner promptly. For alleged moss Oohing UK Visaed*" cad banal art if we take more than 10 business days to do this, we *Maeda your scour" la the amour-Iwo that 6 in error, so thee you wA hive the use of the money rang the tint it tales us to templet us imeagation. Please make all chwks payable to the Femur the thlriCid inSteuticn notated on tie Watt of this statement In addition to mauls account lees. scours my be abject to minimax* ten, charges for life payment for securities purchases and charges For urpaid amass n cash accou-rts. Accounts that are transferred to other instacens may be subject to a order lee. UBS Sweep Options WS offers options for aweprg cash balances to bat depose accosts at non-affiliated bass and abated banks and money maker meal funds Nora hots). Deposit awounts at UK Bark USA and norpettilireed barks partrtipaag it the U135 FEACthared Deposit engrain are FOK insured el araedate kWh FOK rules For more iriCallatiCel, please vise Anne Depose ocounts at LIG AG Sierdeld Brats aid than of Money kends are roe instal by the FOC. Stank deposits as not protected by 9PC. Monty Find shays are protected by SIK. See "U8S karat Seances Accanl Protection' below. Ulecnyour repent, balances in the bank depositsmay be witidears, air shaves of a Money had may be hadaed and the proceeds returned to you of you securities accart Punta Samar) about available sweep options, eadec current interest rates and yields, 6 available at aoadoscornsweeprem Iran you Fractal Adviser a by oiling 900 762.1000 UBS Financial Service ocean protection The Finn is smote of the Seas-dies Pastor Protection Corporation (SIPC), which protects searitits cuSteaten of is members iso to $502,000 (nckding $250,000 fa <tains for cash). Eiplanatay brochure eatable ups wawa a al www. six org. The 5IPC asset protection lints apply to all acaunts that you hold in a particular tow ty. lhe Finn, together with calm affiliates has to Puckered supplemental karma. The marinas amttrt payable to all tligobledients. collectively under thisv(01.6w is SSOOmilion as of December 10, 2016. alai to the policy caddia and Ernaalan cash at the Pim is Italia protected la up to 11.9 Mika in the aggregate for ae your accuses head in a partkula capacity A IrA copy of to poky arcing is available Won request. feeder the WC PrCOctorinZe the aptemertal protean:a eery to: • Certain animal assets controlled by (and taloa' n your Arcata vow) bs hat away Iran UBS Financial Services. For tangle certain (i)insurarre sexists. 110469 variable anaties. and 03 shy.; of raw' funds registered n the rune of the account holder on the books of the Seer a transfer agent/ • Pastrami coaxes or inearrent needs limited Danforth!), and private placements) iNa are not registered under the Soosities Act of 1933; • Cannoditin contracts (e.g. foreign exchange and petaxes metal controls), valuing futures contracts and rOrnmodity opt ten contracts; and • Depart scants Incept certificates of deposit) at UEG Bat USA, U85 AG U.S. branches and baits h the FDIC Pared Deposit Program. The SIPC protection end the implemental pot/clando not apply to these assets eeni they Ohtani* appear on yes %I aternents . The WC protection ad the supplemental protection do not protect aging changes n the market tuba of your invesbnents (Whether as a smut of market movement. issuer bankruptcy a aliennart Dividend Reinvestment Program (DRIP) Iberia reflected is an average pot Toumoobtan the actual pace from yes., Fax ial Advisor. Only stole thaws re purchased Lola OW, canal thews walla sold rd the cash wit be deposited yOur ICCOurn The andstni rent...slant pace applied by the 6Suer may Otter from the maket price at aka the paha" shires are sold Orgy whok units may bt held in you account. If you are elided to a parlol me as • result of a dividend payrront a arose, the Firm MI other sell penal snots at mare et price a accept en masa determined by • regaled clearing agency, and credit year Jana Invereatent objectives The rweamere objectivw end risk profile are 'poll to each acorn and may wry between you accounts. Please adwie the Finn prorroi 9 in waling of aly sipticant Change in yar financial sluaton investment obactivn For each account held, you choose cool the (Wooing imestment cbjectives: • Ora* Current Coma tria Wenn WHIM the generalist of income way. • AchineCapiratAppreciafas Sealants seeking growth of Sob* rather than the generation of room. • Pada Co-aroma of a orm and to al Appreciation: Investments main; both the Weileatica of enure and growth of principal. Oren. risk profile; • Conseivaw. Seeks to main meal partal, with low risk. and volat My to the arched overall, even if that means the account does not rotate significant CONFIDENTIAL thorns a rams and my rat keep pace with • Moderate Wang to accept sane ridc 10 princial ad tolerate sane volatility to seek hrber returns. • Aforessibt! Willrg to accept high risk to grieve' ad hgh vOlablity to seek high rears OW time, • Inwitmer2 fighirly Comdata: I selected. a portion of the pothole for that account may Oka coma swages, linked liquidity and create Statement •householdbge We may consolidate as seated account statement with the sane address in the urne envelope. e o because they have onners wen alto marital, Plit account rations/or wah other dews a the sae address. you prefer to rear, irdiwal statements mailed n aurae waloas. you may decline llouuhokleg by callig you Financial Odra, Friendly /moult mime The Friendly account ohm is a custemaable 'natant' chosen by you to assist you wilhakr recordleepng It has ro legal effect on yore account. is not 'mended to aka any strategy, prodactreccarnehdatice. San. ant cbrtant a Sc profile associated wet, your accuses. and is note's:mite or se.warnee that wealth or any I tharxial results, can of will he achieved. All investments lake the risk of kiss, a-Outlet(' the risk of loss of the wake ictreAMMt. You can change your Faintly scat names throughOnline Services a by canteen.; you F marl Ataxy Recant overview • %rake of par ecoontlortiolio. Net of assets rd hankies • nuns Includes avertable cash balances, values fa unfitted security kst and Global Tim Deposits, unronlind marts to market. andCertain asap net held by the Fins Don rat Oki* unpnced securealassels at the end of the prior and await statement periods, or private inveselltell. *nested seed oprom and exercisable sand options • Umia.Fities Ifolsdes dart bances, tutsuning margin loans credit Fine, short as-cant batences. • Cash/money baguets Total of uninested available can balms, plus depose baLvices at affiliated and nava rioted baits, indenter', makes mutual lead sweep baboon. at the cbse of testament period Nonicoremodity free mat balances input accost we not secyegxed from other balances and the Fern may use airy of thee funds tithe oedirury course ol is barns. Those fads repayable thon your demand. This total is misled in the avant periodclang via Len** in lomiation For dead rdemiation on the leafs la:kg practices ad cabsurm. refer to you. Corm Relllicashi> Agreement a Accost-a Agetentnt arKI the Genital Terms and Conditions. LOS Statement of Credit Practices sortable n Agreements and/Xs/oases yew non nwa.,-ennermerou SDNY_GM_00025810 EFTA_00136430 EFTA01277663 Important inforn MI I about your statement soidinurio Your assets Your Walerrent item« *Cunt*, rd other assets held n the account at the end of the Slatement period YOU may ask for dekvery of full/ Paid securities al any tima. You may recent seculties used as loan cotatera alter paying any balance da on them. Any securities vanerred to the Sim ding the stanimmt period are lied at rude value as of the end of the statemere period • Con barb. h cletemnirg the cost basis of the securain index« in this statement were! indicated WT the nuerber LEK Fiurcial Services An relied on informal« obtained from sources Maw than UBS Financial Sermon. ncluding infante« 'corn nether lima that you may have ;coveted to your Financial Aoanor. the Fern does rot inelmeniently way or "Aram» the accuracy or valcligolaru ticernation von:baby roams other than LEK Financial Serece In Edon« although LBS fnincial Sennce generaln talate5 the eXcematin as it is received, the f cm *es not pone any assurances Out the enfamation inlet "Cost base arid sUrrealced gni MC is notate as « she date of this statement. As such. please do not rely on this Marnation to nuke pachase or sale decisions. foe ta pa-poses of otherwise. Accounts tranemed to the Fins may reflect ginclow id:mutin only for period d tire they ace held at Ike Fan More bigot:cal (11CeMatien can be added by gar Financia Advisor. • Unwanted gantnensta. weerdada aulabb, esimated «realized gaenflosses are calcubled for inn:kW security lots The transaction data for inceklaal lots mayor mar not reflect commissions. Mages ander Acuity reorganalcrt herds. Dirdend and other reinvestment lots and systenatk peaches. lob a« each combined to display cm award lot The • Trade date colmn patents the coral vansacoon wade dale. • Callable securities Bonds and preferred stook that the issuer cab Ice earn redemption wit be selected martially by lot Iron among al storms of that issue held in our name ce in nominee mow for as clients Call a is obtained from third pain an es acaxacy is not garantied. Other call lenses may exist which wad elect nen complete into/mai« will be provided upon request • Price/value Prices displayed for securities and °her pod may be higher or /seer than the price that you would actually regime n the market. tykes it <Yak« from men third party sources tench we below to be dab* tut we dons guarantee thee accuracy - We general/ use the dosing price mann available a he mean ol the bid and ask prices for fisted stashes and options or only bid pikes fa OTC washes - Lett actively traded searbes maybe priced using a Yalualoe model or the most recent price we obtained and may not reflect an actual market peke a rake - Celan positions may awn *aims a price And wit show as farce was not available ewe are «gable to obtain a «ice Ice a seordy. - Deports or seculies denominated n atrencat other than U S. clones Me reflected at the exchange rate as of the steamer. date. - For certain seasrim rang n nOn-CCnICerting denommatons, once ad queerly (face MA) may have been adjusted to facilitate proper valuate, To obtain anent quotations. when available. contact yeas FatIneial Athea. • Private investments and structured products. ?Mato nwslment SAKL•lin (rebind drect PartKiPali:n pro am and real estate imminent trust securities) and structured prodxls ale generally highly ifispd. Conan structued ;on.« haw not been registered with the Socuitin and GI:harts COrnmeSian Or under any state securities laws. We Senn* estrnated values for (note mestrnere washes rid strutlied products for Mormal one purposes any Accuacy a not guaranteed - These value may differ %awareilly horn peCes, it ally. at which a private ...Wined security Cr structured product may be Ward a sold aid do rot recessed/ represent the yak* you may recent non ligadaten. - lhid piety nunates of value are as Annan date ani are supplied to UBS Financial Services on a region" base by an kdeperiden valuation Inn - ban, general panne Cr sponsor estimated valets, 'I lob are supplied to the F rm by the esuer, rental partner or sponsor and may be calculated based on deferent ink:anal« from that used by thrd parlan to drier their estimated values. - You can obtain additional Mcmuten regardlig the methodology used to determine the estimate of value and the dale of the domain that is the basis la the estimate by contacting your Financial Admix - Wird patty estimated values may be reflected as • Not priced' in several Ltuatiatl: Mien an inckoardent valuation Imo has not supplied «e unable to /win a value. when we become awn not a material event R36 snared the, may calla piewoudy reported value in question, or when a value would be MOO/ speculate+e due to the nature cie the security - When neither an issue, general pather cc sponsor estimated value me a then pry estimated vat* is yonded, the val e of the smarty wit bedifferent from its puthase - • Oisfibutions to dale • may recta return of capital, name or both. - size reprised, the nasal offering price per cold and May not reflect phi coal basis - Of P and unlined KR seven are no Idled co a national murices exchange. and re greatly Redd an even it they can be sold the price received may be less tan the per share estimated value provided n the account statement. • Reariaed securities Pntricted securities gene* are not <inertly eligble for ybk sale. 1135 Fnancial Services uses the menet price of the urrestrkted stock of the sire ewer as an liaised valet lee the restricted work for purposes of rha statement oily To the extent that restricted tear. ies are elgtdo for sale. he vale received may be stbstantially less tin the awed vakA shown. • Est. (estimated) gloom., current yields and rates. An ell nwe of arnj rwave is bawd orn avec dkidend and intent fain attuning the sec rites will be held for one year from statement date or until maturity That estimate is only a gudelne, accuracy and continued none are not guaranteed - (seined anon ramie tad cum. yield for entail types of securities could include a Min of pineal or capitalgars n which case the est income (rd current yetlo) would be overstated. - Estimated ran al excme and anent yield and the actual income an yiell mkt+ be low oe hetet than the ntrnged anktrits - An estimate of annualized income (dividend ardor interest) divided by the current market wilmiaveagt balance a based an the last dividend or (-least payment madeby the issuer and swami the securifief/daposes will bo hell fa one year from the statement date or until maturity. Accuracy and continued yield are not warned. • Meets not held by UBS Financial Services Caton WPM ere not held by the Fin and not «thin the Fin's possess« or control. These assets are displayed on yoke statement for nformational purposes only. Positons and vanes presented re provided by the siting fern 08$ Frunceal Sens is not reparable for this info-mat« and does not guatritee its acasacy. These assets we rot «Veiled by MK or eolith's supplemental 51K coverage. • Revenue sherng end ad:Mina coupe cation. - h and« to comminken on tabs and 12b.1 sees received in connection with the disatutcn of mutual funs to as dents we rector Oct affiliate receive rennet sheen payments Ikon datrbAcm and or avitors of the mutual finds that so will Neu amounts we based on two different comps:tenth (4 the andic of sales ty165 of a partculaii rrutual find family to our dents; and 60 the asset vals of a particular mutual lead lanais shires held at the nn - We rd ow affiliate also receive minding and °nimbus processing fees in de for wander agent services that we provide to the nuur funds These fees generally aw pad from vestor nets n the inlitol• fund and in are a hod arrant based on the rurrber ol adonis at the Writer-dealer holding rrtitUd fends of that find fumy - In addition to commasons received in connection with the tae or datriouton of amuity contracts and test nvestment bust «es to our dons. we ardor an" at hate receive meow shying con-dental« from Merry Cd the nourance companies unckewriting the annuity antrati, affiliates of the nuance or sponsors ot the tnh nestmet trusts we • datrimeo. — n and« to ccerroasions received from the • lase and sale of Neethhares hens, we anclor cur If isle receive an asset-based revena sharing payment NentStons 6stibtaxes. es well as fundeng for technology development, training and education. - Our alienates also receive trading cormiisens and ott. compering« from mutual funds and entsane «mono; *foie prontint we darted* CONFIDENTIAL - We Merv. <CocerntiliCri Iran OBS 8rk USA, 185 AG Stamford Branch and nanaff doted bads *nut our rash sweep re°70Th This compensation may be per account tee or may be a percentage of anerage daly deposit tonnes Activity Information regating commissins and other chawes incurred di COrreCtCrt With the execution of wade, inetrang option transactions has been ridded on «intimations previously furnished to you, ad wit be Mined to you proem/N/0n request. Short Sling It you are engaged n short selling a SeWrdy. puma/ incur a charge eke to certain borrowing costs the that pan ioala- security. Open orders Regaideg open or yostikcancele« orders that were riot emund by the stamen date, open buy and sal stop orders re rocketed by the moist of drodend. or riPtS n an exideklerds or motifs date unless nstoxted otherwise by you. You are evens.* fix ceders that se executed die toyoes ladure to cancel "in? *Pen orders. Privacy To obtain a copy of as current Clint Privacy Notice, pleas. comet you- Financial Athiscr or vin as redone al 'wen sib, en./rvivi e rt.> ( e. - 185 Fnarxial Services is rot a bad. The RMA, Bennet Services Account BSA and IRMA it brokerage accounts «oh provide access to banking services and Moducts tercucipil.1119•1W41 with affiliated banks and other ihitl.paty banks, and provides access to issuance and arnalY Printed; issued by unaff fined tin -party nuance «moaned through instance agency wbsidonts of 1.135 Financial Armes Inc. — rinistmerk mann and annuity ptd-Clt — Not FDIC insured • No bare gunmen May IMO vela — tMA Pesos« Management decant Busyness Senices Account BSA. IRMA and niers-atonal Resoute Management /twain re regestered service marks of 1.8$ Financial Seines she. — VISA is a registered suciterurk owned by Visa hwerkstexial Service Association a-4 used leder license The L65 Vaa crede cads an the LeS Visa debt (Ads are eased by UK Bann LISA with permission from visa U S. A Incorporated All other trademarks. registered earned., peke mats and registered senice marks are of thee respective COrriparaeS tSS Fesncisl Services inc. Rev. 701810 SDNYGM_00025811 EFTA_001 3643 I EFTA01277664 c;It UBS yes Financial Services tic. Private Wealth Management 299 Pak Avenue 26th Floor New York NY 10171.0002 OW70037059350419 ■ 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number. Your financial Advisor. SCOTT STACK MANILYLE CASK EL Phone: Questions about your statement? Call your Financial Advisor:or the Resourceline at account %Ask our website: www.ubs.comi finarpcia:services Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Value of your account Business Services Account April 2019 on Mardi 29 (S) on April 30 (V Your assets 15,835 56 11,838.79 Your liabilities aoo 0.00 Value of your account $15,835.56 Tracking the value of your account S McL.6311GS $11,838.79 s6 h'5 162 - 11.8 ISO 11.8 Dec 2010 Dec 7015 ON 2016 ON 2017 oec 20t8 Mat 7019 AV 7019 Sources of your account growth during 2019 Value of your account at yea: end 2018 Net deposits ad Arid:grata Your nwstment return Disidend and interest income Change in market value Value of year account on Apr 30. 2019 $11,828.70 SDNY GM 00025812 $000 $1009 $000 31%838.79 Member SIPC ANP70002000705905 HP1000063931 03001 0419000000000 CONFIDENTIAL 000000 Peg* 1 of 6 EFTA_00 I 36432 EFTA01277665 *UBS Business Services Account April 2019 Your account balance sheet Summary of your assets Value on Apnl 30 (1) Account name: El LMA Friendly account name:RW.44 ItC Account number. Percentage of your account • =M A Cash and money balances 11,838.79 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 311,838.79 100.00% Value of your account 511,838.79 A Eye on the markets Index Percentage change April 2019 Year to date S&P 500 4.05% 18.25% Russell 3000 3.99% 18.60% MSC I - Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 0.03% 2.97% 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% Your Knandol Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VBS Bank LISA deposit account, VBS FCC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important information about ;our statement on the last two pages of this statement for detaks about those balances. ANP7C002003705906NPT0C0063931 MCC 0419000030000 CONFIDENTIAL COMIY_GM_000258,39e 2 of 6 EFTA_00136433 EFTA01277666 *MIS Business Services Account Apt .2C1c, Change in the value of your account April 2019 (14 Year to date (I) Opening account value $15,835.56 $11,828.70 Deposits, including investments transferred in 0.00 16,000.00 Withdrawals and fees, including investments transferred cut -4,000.00 -16,000.00 Dividend and interest income 3.23 10.09 Closing account value $11,838.79 $11,838.79 Account name: EWMAX, U-C Friendly account name: ELUNAX U.0 Account number. Dividend and interest income earned rot outposts of this statement, testability of interest and Coldend income has been determined from a US lm lePorting PersPedht timed upon the residence of the account holder. account type. or product type, some interest ardor dvidend payments may not be subject to United States (US) andor Puerto Rico (PR) Income ta.es The tient montl4 Ratement is not intended to be used and cannot be retied upon fa lac purposes. Clients should refer to the arocatie tat reporting forms they recent from IRS annualy, such as the Fortin 1099 and the Forms 493, foe lax reporting information his the practice of UBS to file the aPpkade tan reporting forms with Ilse US mternr revenue SOW< and PR Treasury Deoarovent and in such forms atCulately OSSIlfy Chiejefia anda interest aster eikrrot Or legible imam near consult your inagdual tax preparer. • =M Cash activity summary Your PI nandal Advisor: SCOTT STACK MAULYLE CASRIEL See Account ac Wiry the month for details._ Balances In your Swap Options are indudedin the opening and closing balances value. FDIC insurance appaes to deposits at UK Bank USA and en banks patticipating in t he UBS FDIC insured Deposit Progarn. h &es not misty to deposits at UBS AG. Ranfotd &arch. 51K protection applies to money market sweep find holdings but rot hart deposits See Important inSormation about your statement on the at Imo pages d this document for &tau Apr 2019(4) vear to date (S) Opening balances $15,835.56 $11,828.70 Additions Deposits and other funds credrted 0.00 16,000.00 Dividend and interest income 3.23 10.09 Total additions $3.23 $16,010.09 Subtractions Checks and bill payments -4,000.00 -16,000.00 Total subtracrtons -$4,000.00 -$16,000.00 Net cash flow 43,996.77 $10.09 Closing balances 411,838.79 $11,838.79 UBS Bank USA Business Account APY April 2019 (5) Year to date IS) Interest period Mar 7 - Apr 4 Opening UBS Bank USA Business balance Mar 7 $1,835.56 Taxable interest 3.23 7.38 Total current year $323 $7.38 Closing UBS Bank USA Business balance Apr 4 $1 3,838.79 Prior year adjustment 0.00 2.71 Number of days in nterest period 29 Total dividend & interest 5323 $10.09 Average daily balance $11,697.63 Interest earned $3.23 Annual percentage yield earned 0 35% SDNY GM 00025814 ANP7C0020C0705907 NP7003063931 00001 0419 000030000 CONFIDENTIAL aococ0 Page 3 of 6 EFTA_00I36434 EFTA01277667 *UBS Business Services Account April 2019 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fevancial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in Important information about >our statement at the end of this document Account name: Friendly account name: r Account number: . =I Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out Your lq Bendel Advisor: SCOTT STACK MANLYLE CASRIEL ANP7C002000705908 NPVC0063931 COCO' 0419 C00030000 CONFIDENTIAL COMIY_GM_000258,59O 4 of 6 EFTA_00136435 EFTA01277668 *UBS Business Services Account April 20E' Your assets Account name: EU.MAX, LLC Friendly account nary*: ELLMAX LLC Account number. • ME Some ones, income and current vases shorn may be EpprOxarbale. ASS rite. gam and lOsses may DCI be accurately reflected. See AportantintomtabOn Omer your statement a the end of ths dxurnem for more Inform on. Cash Cash and money balances Cash and money balances mai include. avalaile cash balances, UBS Bank USA depogt account balances, UBS FDIC insured Rogan Bank Balances- UBS AG Stanford Branch deposit account balances and rroney mantel mutual fund sweep balances. See the Important information about your statement at the end of this document foi details about those Sancti. Hddng UBS BANK USA BUS ACCT Your total assets Your Financial Advisor SCOTT STACK MAN? LYLE CASRIEL 1185 Balk USA and as U85 FDIC Insured Procyon Bank deposit account bOaXes are insured by the FDIC within applicatae lints, but ale net protected by 51K. U8S AG Stanford Branch deposit account balances are not insured by NYC and at not protected by 51K. Money market sweep balances are protected by SIPC but ere not Insured by the FCC GoeringNUM! ClOsingbaaxe Nice per share Aeetage Digit:fend Interest Dais on Apr 1(5) on Apr 30 IS) on Apr 30 (5) rate period period Cad amount (11 15,835.56 11,838.79 250,000.00 PeKentage of Cost Estimated Unrealized VOW on Apr 30 (S) yOur account COSS (5) annual imane (5) gsin or lc% (S) Cash Cash god money balances 11239.79 100.00% 11,530.79 Total $11,838.79 100,00% 511.838,79 Account activity this month For TOM intonation abut the piker value shown for ItStriCtedSKUMUtS, see rmtortant information about your statement a the endof this cticunent Date A(INIty Your Nattily/ EXTscoption erPenSe Code Face value pricovalue (3) Cash anotml (3) Cash and money balance (I) Mar 29 Cash end money balance 515.835.56 Apt I Withdrawal ACM TO Brian Yurasits AT CAPITAL ONE, NA -2.003.00 13,835.56 Apr 5 Interest LSS BANK USA BUSINESS ACCOUNT AS OF 0410M 19 3.23 13,838.79 Apt 15 Withdrawal ACM TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 I1,&38.79 Apr 30 dosing cash and money balance 911.838.79 SDNY GM 00025816 o/P7C0020C0705939NP7003063931 00001 0419 C00030000 CONFIDENTIAL 000000 Page 5 of 6 EFTA_00136436 EFTA01277669 SUBS Business Services Account Account activity this month (contnuedl Date Activity Oesclpbon Amount 0) Money balance activities Mar 29 Balance froward $15,835.56 Apr 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/01/19 -2,000.00 Apr S Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 04/04/19 3.23 Apr 16 Withdrawal UB5 BANI: USA BUSINESS ACCOUNT AS OF 04/15/19 -2.000.00 Apr Se Closing US$ Bank USA Business Account $11,838.79 Account name: ELLIVAis, LLC Friendly account name:ELLMAX LLC Account number: • IMO Your Pi nancial Advisor: SCOTT STACK MANLYLE CASRIEL The UBS Bank USA Business aaount is your pnmary sweep Wisps, . ANP7C0020C0705910N1q0C0063931 00C01 0419 0000=0 C0MMecom_0002ggligge 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00136437 EFTA01277670 Important information about your statement • BS Financial Sown Inc. (the Firmer UBS Finn& Servke0, is a mentor of all principal snowily, commodity and omen exchargo. 1185 Fnancial Wilco ard1.165 Bank USA on ndrect sits:diaries of UBS AG and affiliates ol OBS Sec/sties TLC. The F an's finerkial statement is available upon request. The Firnes wenn offices re at: 1035Friscial Services W. 1200 Hata Boulevard Weananken, NI 0/096 The tale Ent reVesents the only official record of you LDS F runnel Services account. Other recent wept oflicul sac cbcianents, canting cornicing data should not be relied won II you beim* thee is an ens or Cfninien please report t irrneduSely in writing to the Brandn Manager of the office wvim you amount. Although el lipleS sheen se mended to be accurate, statement dilashould not be used for tar anon Rey solely on yor-end tax forms, (i.e Fonn 1099. 549,1 10425. etc ) when oregano your lax return. The Fon 6 requred by law Weeper' to tie RS all taxable &Wends, reportable nen tank. dividends and usable newt tuned on sourties held n you account, net proceeds on sale transactions. rd con bask own:wowed secureies. Conwentatiens with the Firm • Pleaseretrain any out conrunicatiom in voting to further protect your rins. indirkg your refs under the Seosities Ingot Protection An (WA) • If the finale& is-Onion an the top lett of the front of this stamen is not ISS Fnaxiel Services, LOTS (Want Swim caries Your Jecant as clearing bolter by arearmarent with the hckated intuncn we nonmed you of this rdationtob &nen you opened this accuse. h this cast you kends and sectsaes at bated a LOTS funnel Services and not the noticing broker, ad you fruit make a rpm of and error or onisskn to both Inn • Asdescrbed into account agreements, you must ready us of any was or baud inderg checks reflected on your statement within 30 days after a was mailed a male • Pleasedna customer complain or Ginn's< or toll-free a 8,00AM. to 6 DO Pak ET Monday Woug r or in swim to L65 Snout Sewn re, Client Rebhan Department, P.O. Box 766 Lifter% CaY. W 070e7 • All actemens tall be deemed corrokee and acorn ol not oboted ton days. • For MY se or tram win* the US.: Cal • Rene of errors a Watt ism about an electronic hind; transfer (WO Mrse dant cad tra-mcbons. on or write to UBS Prange' Strives ix., Hama Ind, 6th les. NJ 07086, Ann Reif Servos C al a write as sow as you cat, if you heck you staterrer4 a receS% is mom or f you need wee recienutkn tout a tenter on the statement or reap. The Fint a Cad boar (as tistskable) must hex Iran you en law that 60 days after the Fern sent you the fat statement on whit the *nor or Problem appeared. - DOW* yeti nitre aid accost number Of any) - Doan the error or the under you are unsure about, an0 mplain m chary as you can why"' behevei is mem:waxily you need more information. — Prone the don* amount of the suspected error. The Finn a Card Woe. will Westgate nu. Panne and MI eared any error pnaren. For alleged won wok"; TATS V6a•debit card transachans if we lake mere than 10 business days to do this, we will ant you wan la the amount you Ihnk is in error, so that you we have the used the money ding to tire k eakm us to wrong as instigation. Please make all cheeks payable to the Fern Of the inSteuticel notated on the font of this staierrent In addition to roan accost lees anoints ow be abject to mainnarce tem charges be late payment kr securities purchases and charges for urpaid watts n cash accounts Accounts that are rendered to other instinct's nay be subject to a tondo fee. UBS Sweep Options LSS offers options fox sweeping cath balances to bat deposit actor& at non-ented banks ad Alined banks andsnowy wain meal lundS (Keeney Funds). Deposit asectrat at UK Bark USA aid re:inundated barks partkipaing it the OBS FDIC-hared Deposit Program are PDK msured n xcadaxewah PDC rules For more ithwiation, please risk wenchows,. DepOse KrountS al LDS AG Ste read Brandi and awn of Money Fonds are rot nand by the FCC Bark deposits a-e not protected by WC. Money Fund shares are protected by SIK. See "UBSFruncial Serous Acend Protected,' below. Inn your request, balaxes in the bank depositsmay be withdrawn. a-idshares of a Morn Ftrd may be leganed and the proceeds retuned to you or your sewn' accost Further inkannon about avakthle sweep options. snaking curork unrest rates and welds, 6 nobble al werorcim. <ono sseeprelds, from your Fnrr<al Myna a by eating 900.762.1000 UBS Financial Services amount protection The Finn is &member of the Stones Sweet's( Protection Corporation 01K), Mirth protects soorkies customers of Cs members w to $500,000 (nckding 1250,000 for Wins for cash). Emlanamy brochure amaabie upcn reweg a at mew par org. The SIK asset protection lints apply to alt accounts that you hold in a panabr avocet. The Finn, together with coin affiliates. has aim Inchused supkmenta Marano. The marina amount payable to all eligble dimes. collectively under thisprotection es SSOO mann as of December 10, 2016. Subaci to the policycon:Min and [meals's. (en at the Pim is Wave protected for up to 11.9 maroon in the aggregate for all your accosts head n a watkular capacity. A ILA copy of the poky vordrg is evadable Wen request. Healer the SIPC snob:ono the antemereal protection apply to: • Certain financial assets controlled by end nclacl n your at cart van) but tint away ban LBS Financial Services. For temple certain b) insurance aborts. ildlcareq variable annuitths. and OD shoes of rTutual funds registered n the wine of the account holder on the books of the Suer or transfer agent), • tweammt contracts a rwestmsnt interests lel, Imbed pannenlips and Private Ineemenes) that are not registered under the Seaeities Act of 1933; • Cownodotits (COORS (e.g. foreign exchange and peons weal controls), vok•Sng futures commas and commodity option canton; and • Down accounts (except certificates of &posit) at LBS Bade USA, UM AG U.S. brnhes and bads n the FDIC toured Deposit Program. The SIK Weenie:in rid the merawnental protection do not apply to they assets MO It they Otherwise appear on Km statements. The WC protection and the applernental protection der not own agent changes n the market van of you investments (vnther as a rout d martet movement. issuer bat matey a otherwise) Dividend Reinvertmont Program (DRM) The price reflected is an average ;net You may obtain the actual price Iran yaw ennui Advisor. One) Mole shares re purchased under DRIP, woke shares wiltbe sold and the cash will be deposited in your account. The cloned rem...elm:one ace applied byte 'Mar may caller Dom the makes ii.4wh paha Shire, are sold Canieslieu Only whok was rowbeheld es yon account. If you are ageled manna& sent as a result 01 a deridiend payment a otherwise, the Finn veil eater sell panel tries at man et pint or accept an angst determined by a regained clearing agency, a-4 credit oar accord Inverlsent objectives The nostmere objectives and risk profile are spoOk to each account and may vay between you accounts Please advise the Firm promo b in noting of any suntan change in your financial situation a investment Wanes. For each &can hN1, you choose tat of the Icanwuny irntYnig•It cbjeoiers: • hoax* Carent income Investmerds seeking the generation of none wk. • Achieve Capiral Appreciation nestrneMs peeking growth of rrixPal Whet than the generate:re of non • Owen Contwason &Worm and °peal Appreciation! Investments seeking both the generation of non ingrowth 04 principal. Overall risk worn; • Conservan. Seeks to reunion meal principal, with low reek and MAMyto the accotrst overall, even NA inert the anent does not generate significant CONFIDENTIAL aeorc or rainy and may rot keep pace with Winn. • Moderato. Wilin to accept some rid W pincPal and tolerate sane vanity to seek higher returns. • Aggressor Wiling to accept high risk to princpal ad ngn volataity to seek high owns over time. • inweriere 6Fgefsy Consderan I selected a portion of the portfolio fa that atone my indule complex strategies, tinted liquidity and gnaw again. Statement imusehoklair We may consoldate r related account statement with the sane address in the sane envelope. e 9. because they have onto win also mantas kin account retationrips vet other ckents a the mere adckess. k you vela to were irdiolual statements mailed n u9sgo•flwol0044. you may decline hotsholdeg by OWN you Financial Adieu Friendly /occult mime The Men* at cowl fume is a anteencable *ncliturne clown by you to assist you withyos recordleeprg has no legal effect on your account is not mended to relied dry strategy, prodxt recommendation. imestment objective or rid proNe associated wits your own& and is not aplomb* or ;wants that wan or any financial results, can of will be achieved. All knestments innere the risk of be& including the risk of loss of the erne ifereStMent. You cantinge your Friendly wow names through Online Services a by contacting pie Financial Anne ACOOlalt overview • Vakre of Dew &comae:041*M. Net of assets and IiabNiei • amers Includes await* cash balances. values for restricted wand (eel), and Global Tim Deposits, unrealized marks lo musket andcertain assets net held by the Fem. Does not Wks* unpnced securtislassels at the end of the prior and agent Ronne penods, or private investrilenti. wooed stook optin and caw table noel options • (iabdities IrKlades debt balances, cutaming noun torn. credit lint short octant batances. • Casblraoney balarxm TOOl tnimested available cash balances, plus devout balances al affiliated axle noodf iketed banks, and maw makes mutual lend swoop balance& at the cbso of st mere period Nonoconmodity free molt balances in you" accosa are net secyeved from other balances and the Fern may use swot Owe fonds el the nein cane of Winos Those funds ar• payable won your demand. This total is misled in the own pond <Wing vabe Leann) intonation For detailed rdarnation on the f fm's lerkfrg practices sod (Rebuses. rein to you Chem Retnionhp Agreement Cr Amin Arnernent and the Conical Toms and Conditions UBS Stawrient of Credit Practices available n Agreements mcfaabsures at loon e urn cnnra p SDNY_GM_00025818 EFTA_00136438 EFTA01277671 Important informatimi about your statement (Continued) You assets Yots *skewed tante> recutitee and other assets held n the 'teasel al the end of the Staten...1 period. You may ask for delivery of Illy Paid securities al my line. You may receive *coshes used 3S loan collateral alter paying any balance de on them. Any wcurites transferred to to sme ding the stasemmt period are hood at mega value or of the end of the statamort period • Coot basis. hdetemming the cost basis of the seoshes madded ei this statement MAIO! indicated wit, the ounte. Finarcial Services has relied al informal's. <gained from sources other Man UBS Financial Strikes. gliding gametic., from another lit or that you may baveiseovided 10 oar Final Aden. The Firm does MI eideperdelitly verdy a guarantee the aCOSaCy or vaklit c 4 any demotion provided by sources other than U3S Financial Services h oddness, although U3S Fnerxial Seto ger*ralV updates the rdamatim as it is received, the few *es not prow* any nut -nes that the efamaticei under -Cost basis- and `UreealCild gate accurate as of she date of this statement. As such please do net rely co this nlornrotim to make purchase or sale decisions, fa tar purposes otherwise. Accounts transferred to to mos reflect girilow Honig kin only fa the period ol tire they am heed the Fan More bigot:cal flikehtatiCek can be added by yoa Fnarxitd Advisor. • Ureroalittel gent/losses. Viten data is salt*, esimated unrealized garollosses are <Malted for Odiviebal security lots The transaction data for ixfivoyal lots mayor may nee reflect ccrrmissions. chvges axles secatty reorganization taunts. Dividend and Mier renvestment lots and system:ilk pitches. btu we each combined to display ore reward lot 71-e 'Trade doe' coign ranges the gigral eransacoon trade dale. • Callable socurithos Bonds and Preferred sod that the issuer cats la <my redeerptnn Pail be selected Mparbally by lot Iranamorg al tehries of that ere in our nine or is noroge mine fa as clients Call *are gomnalko is obtained from third parties and es accuracy is not garanteed. Olher ll leans may got which mid Sled weld. complete information will be provided upon request • Price/value Prices displayed for securities and °her prO2uCISMair be high, or lower than the price than you would actually rea' in the market hind aro detained from titan tad party sources wench we bedew to be *lab*, LA we do not garagee ther accuracy - We generale, use the clasp rake when avaiLible or tie mean ol the bid and ask prices la listed *ones and options a any bid trues for OTC washes - Less actively traded securities maybe priced using a vabatun model or the most recent peke we obtained and may not reflect an actual market price a rake. - Oman positions may two within a price and will show as 'ace was not available B we are triable to cbtan a price for a sear*. - Deposes ce *girlies denomnaled n caveat other than U S. dollars are reflected at the exchange rate as of the sltamer< date. - Fcr certain wastes raiding 11 non.ccolcemng dements:tons, axe mg gun* ace value) may have been adjusted to facilitate paper valumm To obtain anent quotations. when availab*, contact you &uncial Adams • Private investments and structured products. Private nwstrrent WWI*, (CKIsirg drat PagaPalien program and real es ate twitter trust securities) and strutted rootlets ale generally highly Aupd. Cogan shuck:ad praises haw not been registered with the Securities and li char90 Corrinussim or under any state securities laws. We prat& marnated values for private investment stages and structured masts for gam eknal pagoses colt Mang is not guaranteed - These values may differ sqlostarie My from Ines a aroc at which a peens sh,,, d 'aunty a structured product may be boort or sold and do net recess,* represent the value you may recent. goon liglidaten. - gird piety *stogies of wain are as et a<erten date ad are supplied to UBS Financial Services co a regular base by an independent valuation Inw - *Wet general pain, or sponsor estmated glees, d any, re sealed to the Fon by the issuer, genteel partner or grace ad may be calculated based an deferent nfamatron from that used by thrd pates to delve thee estrnated values. — You can obtain addition, nkmution regarding the me1A000lOgy used to determine the estimate of value and the date of the di:071411M that iS the basis la the estimateby contacting your France, Advisor. - Tied patty gummed value may be reflected as • Not priced' in several SRLIStialS: When an independent valuation In,, has rot suppled or is amble to /ohm a value, when we became awn that a material event has ocamed that may calla prewou* reported value go question, a shin a value would be highly speculate* due to the ogee a the security — Men neither an issuer, general partner Cr sponsor estimiled value nor a thedgmy estimated valve is pa des, the take of the sear* will bedifferent from Is perdrose — •Oiserbutuns to daub' may irsCia* return of capita, name or bah. - int size represents the Sal ollering ace per sort and may not felled you cost basis - DPP aril unlisted RErt $00.2tif are not listed on a national securein exchange, and re generally &lug ani even a They can be sold, the price received may be less tan the per share estimated value provided n the noun' statement. • Bettie:led securities Restricted soothes genera* are not currently ehgble la pubk sale. 1.85 Financial Services uses the market puce of to urrestixted stock of the WOW WOW as an nestled value Ice the restricted stork foe purposes of the statement only. To the extent the restricted swamies are eligble for sale he vale agreed may be sibstantially less to the owed value shown. • Eat (estimated) income, current yields and rates. An est rrome of angst gag is tined on wide chided and interne rates. assuming the sautes will be held for one yew from statement date or until mataity. T is estimate is only a gudelne, accuracy and continued game are not guwanteed. - Estrnated anal Manta-id curet geld for certain types of seam-hies and include a return of priecPal or cape, gag n which case the ese income (ridcurrent weld) would be overstated. - Estrnated annual game ad current yeld and the actual income and yield malt be laver or hello than Monitored amounts - An estimate of annualized income (dividend axkr interest) divided by the current market vette' average balance a based an the last dividend or grew payment made by the gar and nags the seciste,deposes will be hell foe one year tom the statement date oeurtel maturity. Accuracy and continued yeld are not guaranteed • Matt not hold by UBS Financial Services. Certain assets me not held by the F Om and not within the Fern's possess:en or control. These assets are deployed co yas statement la of ormational purposes only. Positions and values presented re provided by the Mang fern UBS Financial SOW., is not ens:amble for this gammon and does not guarantee as acasacy. These assets are riot protected by SVC or refine's supplemental Silt coverage. • Revenue rang and adeitianal compensation. - h Mallen to reeriminken am sales and 52b.1 receved in canned ion oath the desletutun of mutual funds to Oct dents we anctor err affiliate woes. reverse shying payments Irons detetunn soda advisers of the moist funds that we will Thew amounts me based an two different merge:mots' (4 to mart of sales by 1.8$ of a pang', rnytual fund f amiy to our dents; and 64 the asset vale of a particular mutual kind lanais shires held at the Inn - We and our affiliate also receive networking and oronbus processing fees in consideration for raider agent services that we provide to to moue/ funds These fees genera* re paid from inwstor ands sn the mutual fund and are a fled dolly among based an the rooter of accounts at the brceendealer holding matter funds of that fend tinily — en addition to CO11116SkinS received in correchon with the sate a detibuton of annuity attracts and unit nvestment Mast units to en dials, we ardor az all hate receive wog* shying corrpensaton from Merry of the is urance companies unckrwang the annuity contracts, affiliates of the instance cm-panes or sponsors of the trill invest/nowt Innis we ambito — In addition to contagions received from the pschase and sale of kgrolnares tends, we ardor cur ilute receive an asset-based revenue *sing Payment from Nentgares doubting as well as funding for technology development, training and educat - Our Made, also receive trading commissar and other eager°, co from mutual funds and noisome carom)); whose audsts we die:el:44o CONFIDENTIAL - We ineve (alcents1041tiCill UBS Berte USA, 185 AG Sundold Branch and noes* *seed barbs throur our Cat SWOOP FeCint compensation may be a mangy per acorn fee or may be a percentage of -image day deposit Wastes Activity Information repaying commissons and ogee (hakes gaud in an-eaten with the execution of tradeS, incLongopticen transactions has been ridded an confirmations prevrousy tumefied so you. and will be Provided to )rou Dreamily on moans Short soling II you are engaged en shoes selling a wady, you mg incur a charge dal to Ctillbtaroving costs foe than pan rule-security. Openorders Regaidrg open Co • ruiatitcanceled* ceders that were not sensed by the slammed date, open buy and sed slop ceders re reduced by the meant of divelench Or ngt4S on an exedMclerds a emesties dote unless minuted otherwise by ycu. You ye response)* for deers that me executed der to year la ore to cancel "ing *Pen orders. Privacy To obtain a copy of as current Client Privacy Notice, please canna you- Financial Admit or viol as webste at ewer ithinvorreiv,vms-%. - 185 Financial Services is not a bark. The RMA, Business Sects Account BSA and £MA at brokerage accounts *huh provide access tobaiting services and Products *mot 01.11191MtnIS with affiliated banks and other ihickpany bags, and prone*s access to tWaXe and am* Products issued by troll'had Miro-party entrance companies through instance agency silysidones of 1.85 Financial Sages M. — onestmert, nosance arid Wait). products- — Not FDC insured • No barn guaramew May IMO vale — tMA fesage Llanagioneot Account. Busnew denims Account BSA, IRMA and international Remove Management Account are registered segue marks of 1.85 Financial Sages kx — VISA is a registered vagreurk owned by Visa Menai:nal Serroce Associnico rod used under kense The 1.65 visa crede gads and the IBS Visa debt cods are *sad by UK Bank USA with permissenfran vise U S. A Incorporated All ogee vademarks registered trademarks, singe markS and registered sehice marks are of their respective COCIVSOWS IRS Rungs, Services Inc Rev. 201810 SDNY_GM_00025819 EFTA_00136439 EFTA01277672 *UBS U8S Firiancial Senices tic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 ANP70036854770519 ■ 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Nnancial Advisor. SCOTT STACK MANLYLE CASRIEL Phone Questions about your statemeett Call your Financial Advisor or the Resourceline at account VisItour websIte: www.ubstonefinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Value of your account Business Services Account May 2019 on April 30 (9) on May 31 (9) Your assets 11,838 79 7,842.33 Your liabilities 0.00 0.00 Value of your account $11,838.79 Tracking the value of your account $ tf.and$ b!5 $7,842.33 '45 489 16.8 ibiamma S lie 78 Dec 2014 Dec 2015 Dec 2016 pet 2017 Dec 2018 Apr 2019 may 2019 Sources of your account growth during 2019 Value of your account at yea end 2018 Net deposits and withdrawals Your MeStrnent Murry Diiidendar4 interest income Chmte in marker value Value of your account on May 31, 2019 $7.1342.33 $11,828.70 44,000.00 $13.63 $0 00 SDNY GM 00025820 Member SIPC ANP700020C0e85477N CONFIDENTIAL 10 00001 0519 000:00000 rsocOco Page 1 of 6 EFTA_00136440 EFTA01277673 *DUBS Business Services Account May 2019 Your account balance sheet Summary of your assets Value on May31 ($) Account name: EL,IYA • , Friendly account name:F.11.MAX LLC Account number: Percentage of your account A Cash and rrxmey balances 7,842.33 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 17,842.33 100.00% Value of your account $7,842.33 A Eye on the markets Index Your K vandal Advisor. SCOTT STACK MANLYLE CASRIEL I, Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS it:4c Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% Percentage change May 2019 Year to date -6.35% 10.74% -6.47% 10.92% -4.66% 8.05% 1.78% 4.80% ANP70002003055478NP7003062910 00031 0519000030000 CONFIDENTIAL COMY_GM_000258249, 2 of 6 EFTA_00136441 EFTA01277674 SUBS Business Services Account May 2019 Change in the value of your account May 2019 (Si Year to date (I) Opening account value $11,838.79 $11,828.70 Deposits, including investments transferred in 0.00 16,000.00 Withitawals and fees, including investments transferred cut -4,000.00 -20,000.00 Dividend and interest income 3.54 13.63 Closing account value $7,842.33 $7,842.33 Account name: EWMAX, LLC friendly account narne:ELLMAX LLC Account number. Dividend and interest income earned For purposes of INS Statement, twablity of interest and anideno income has been determined flan a US la( repotting CerWeethe. Swett upon the residence of the account header, account type. or prodwl type, sane interest andor dvidencl payments may not be subject to United Sleet (US) ardor Puerto Pico (PR) Income tares. The dent mann* staernem is not intended to be used and cannot be feted upon for lac purposes. ClienIS should refer to the al:OILS:IV tar reporting forms they receive from UBS annualy, such as the Fomss 1099 and the Forms 493, foe lax reporting information his the practice of UBS to file the apperCittle to reponing fOrMS vain the US InterM Revenue Streit< and PR TreaSuN Depactiren1. and in h loans aCCueatery Ussery cividends WOW Interest al& ettrept or 'wear 'Mane Meat consult your inclgdual tax preparer. May 20'901 Year to date (I) Taxable interest 3.54 10.92 Total current year $3.54 $10.92 Prior year adjustment 0.00 2.71 Total dividend & interest 53.54 $13.63 • =M Cash activity summary Your PI mandril Advisor: SCOTT STACK MANLYLE CASRiEL See Account activity the month for details Elands In your Sweep Options are induCed In the cpenng and closing bdances Aut. FDIC Insurance apples to deposits at UK Sank USA and MI banks participating in the UBS FDIC insuted Deposit frogarn. n &es not poly to deposits at UBS AG. starioto Errarch. SiPC Mire Lion applies to money market sweep find holdings but net bank dtposih See Important irdormation about your statement on the !at NA, pages cf this document for detals May 2019 (S) Year to date (S) Opening balances $11,838.79 311,828.70 Additions Deposits and other funds credited 0.00 16,000.00 Dividend and interest income 3.54 13.63 Total additions $3.54 $16,013.63 Subtractions Checks and bill payments -4,000.00 -20,000.00 Total wbtracrions -$4,000.00 -$20,000.00 Net cash flow -$3,996.48 -$3,986.37 Closing balances $7,842.33 $7,842.33 UBS Bank USA Business Account APY Interest period Apr 5 - May 6 Opening UBS Bank USA Business balance Act 5 $13,838.79 Closing UBS Bank USA Business balance May 6 $9,842.33 Number of days in nterest period 32 Average daily ba lance $12,088.79 Interest earned $3.54 Annual percentage yield earned 0 33% SDNY GM 00025822 ANP7p0020C0035479NP7003067910 DOCOI 0519 000000000 CONFIDENTIAL 000000 Page 3 of 6 EFTA_00136442 EFTA01277675 *UBS Business Services Account May 201 Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact you, Financial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in Important information about your statement at the end of this document Account name: Friendly account name: r Account number. . =I Your return objective: Currant income &capital appreciation Your risk profile: Primary - Moderate Investment eligitigity consideration - None selected Your account instructions • Yost account cost basis default closing method is FIFO, First in, First Out Your lloancial Advisor: SCOTT STACK MAMLYLE CASRIEL ANP7C00200068S480 NP70C00629I 0 0300t 0519 000000000 CONFIDENTIAL c'341O4Y_GM_00025842$4 4 of 6 EFTA_00 136443 EFTA01277676 *UBS Business Services Account May 2019 Your assets Account name: EWNAX, LLC Friendly account name: ELLMAX LLC Account number. • ME Some pnces, income and current values ShONn may be approximate. AS a its WC gam dndlosses may nol be accurately reflected. See rmporuntmkovabon Maur your statement a the end of this docurnem fOr wore informoson. Cash Cash and money balances Cashanal money balances may include avalablecah balances, UBS Bant USA depost account balances, UBS FDK insured Rogan Sant: Eances, UBS AG Stamford Branch deposit account banters and rroney rnoaet mutual fund sweep balances. See the Important information gouty:or statement at the end of this dxument for de aits about those balances. Hddng UBS BANK USA BUS ACCT Your total assets Cash °demon baance on May 1 31 1 1,898 79 Closing balance on Mee 31 (5) 7,842.33 Value on May 31 (51 Your Ill nandal Advisor: SCOTT STACK MAIWLYLE CASRIEL UBS Bank USA and al UBS FDIC insured Prog•an Balk deposit account bOaXes are insured by I he FDIC tmlhin appilubge Inn, but ale not protected by SIFC. UBS AG Stanford Branch deposit accourt balances aee not insured by rChC and are not protected by 51K. Money market sweep balances are protected by 9PC but are not Insured by the FDIC Price per share Average Curiclend Interest Dais n on may 3l (1) rate period period Cep "'cunt (S) 250,000.00 Percentage of Cost Rammed Unrealized yOur amount basis (S) annual inICrne (s) can or leis (s) Cash and money balances 7,542.33 100.00% 7,54233 Total $7,842.33 100.00% $7,842.33 Account activity this month for more int.:lam:non tout the pormaltre shown for restricted securities, see Important Information about your statement at the end of this cbcuntnt Date Adiuty Your Onantityr Description expense Code Face Mut PriceiValue (S) Cahn amount (i) Cash and money balance IS) Apr30 Cash and money balance $11,838.79 May 1 Withdrawal AC H TO Brun Yurasits AT C ANTAL ONE, NA -2,000.00 9.83/3.79 May 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 090619 3.54 9,842.33 May I S Withdrawal AC H TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 7,842.33 May 31 dosing cash and money balance $7.34233 SONY GM 00025824 AmP7C0020C0035481 NV7003067910 P0001 0519 00CC00000 CONFIDENTIAL 000000 Page s of 6 EF1'A_00136444 EFTA01277677 *UBS Business Services Account Account activity this month (COMB-hued) Date Activity Descilabcn Amount (S) Money balance activities Apr 30 Bateau forward 511.639.79 May 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0901/19 -2,000.00 May 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 0906/19 3.54 May 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 0915/19 -2.000.00 May 31 Closing UBS Bank USA Business Account $7,642.33 Account name: ELLMA,, LLC Friendly account name:ELLMAX LLC Account number: • IMO Your It uncial Advisor: SCOTT STACK MAI/ LYLE CASRIEL The UBS Bank USA Business A«Ount is your pima), sweep cption, ANP7C00201:0695482 N1'7000062910 C<3031 0519000000000 03401Y_GM_000258%00 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00136445 EFTA01277678 Important information about your statement LISS instal Senates M. (the firma UBS Finrcial Senn ies) is a mentor of all pricipal meurhy, commodity and opiern nu/names. U85 Fnancial Wan Arad U65 Bar. USA are ndrect sits:dories of IBS AG and affiliates of IBS Seorkes U.C. The Pi-Msfinancial Stattottot is available upon request. The Firms exeCutive offices are at UBS Fiarcle Settles tee. 1200 Harbor Boulevard Weehawken, N.I 07006 This SurtumEnt tePoefInts the only off icial record of yor LeS Froncsal Services moat. Other records. Wed axial tar documents. antenng corildrg data should not be relied won II you bedew there is an arm or ornnport pleat report n immediately in skim to the Branch Manager of the office wvim you account. Although Wigan show se mended to be accurate, statement Washout:I not be used for tai purposes Rey 'okay on yearond lac tarns, (i.e.Font 1099. 5198 I C47S. etc ) when prepamg your tax return. The Fan o requred by low to report to the RS a tmable addends, reportable nut taxable dividends and taxable irderest caned on suites held in pis account, net proceeds onfab transactions. rd con basis on catan sowed saureies. Genwinicatiens with the Pion • Pleasereconfirm try oat cartrunkation in sang tofurther protect your eights. incloirm your rites under the Seorities Investor Protection Act (WA) • If the finked instroation on the top left of the front of this naternen it not UBS Franca Serves, LOS Financial Sweet units yar acts. a during broker by arnaripenent seam the :Wand institution we Wowed you a thb retabonshb when you opened this account. h this cast yea kends rid secures at boated a LIS Fnanual Swath and rot the :salaambroker. and you met make a report of an/ error or =Won to both IMO • ASdescrbed in the sown agreements, you mat noddy us of any was or fraud irmeerg checks reflood on your statement within 30 days alter a was maileda tattle avadalato. • Pleasearo customer complies ' cam's C lent or tolaree at 800AM. to 6 00 P.M ET Motley throug r . or e maim to U35 Firowal Winces ix., Clint Relation Department P.O. Box 766 U6011 Coy. W 070e7 • All swentens shall be deemed corrolea and acorn rt not °booted ton dmos. • Font se or tram Wale the US: Cal • hase of errors a g-656rd about an electronic fund; trendy (WIT ' Votedebit cad tra-nacbons. exit or write to UB$ Pronto' Serdoes ex., Hama Id, 6th floor, Weehawken eu 07084 Alln RMAISKA Servari. Cal a write as soon as you can, if you tilt your staterrer4 a receln is song or if you need more Mormalon tad a tinter on the slatemme or wept. The Inn or Card bow (as ilstslosbie) must her Iron you no later thy, 60 days after the F rm tent you the fat statement on which the ma or problem aPPeoed. - Rondeyea none ad tocsin number of any) — Desabe the ens or the Minder you are aware about. ad eoplain as <tarty as you car, why you believe e is mew a v.ary you need mot eiformation. — Prod:lethedaft- arnwit of the suspected era. The Finn or Card boo.r mg investigate we amain and wit correct try error promptly. For alleged moss Waving UK Voaedebit cad tranuclon of we take more than 10 business days to do this, we *Moeda your occur* late :mount you Ihnk 6 in error, so that you wa have the use of the money ding toe tint it takes us to complete as investigation. Please make all cheeks payable to the Fem Or the intleuticn notated on the front of this statement In addition to regular account lees. AccOsetts nw be Abject to mantenarce len charges for life payment kr securities purchases and charges for urpaid amorts n cashaccounts. Accounts that are tendered to other nstaAcris may be subject to a trader fee. UBS Sweep Options 1.85 offers options for %wormcash balances to bat deposit accounts at non-affiliated banks and affiliated baits and money market mast lunch (Monty Furls). Deposit words at UK Sark USA and nan•eff dieted banks partkidaing in the U135 FDIC-Wad Deposit Peogran are FDK onsured n accordance wet FDK rules For more inkanation, please visa YAW., f diC.9)Y. Deposit wounts al LOS AG Striae' Branth and slues of MoneyFinds are no nand by the PDC. Sank deposits ao not protected by SOC. Money Fund shays are protected by SIK. See 'U8SF mental Sances Account FrOttClon' below. Lbr:nyOUrrectAnt, balances in the bank deposits may be witclaw, and shoos of a Money Fund may be haudate4 and the proceeds retuned to you a you writes accord. hods Warman about evaded. sweep options, rKkadrg tureen Werest rates and yields, o available at *wombs conytweepyelds. Iran yaps F maul Advisor cc by rating 000762.1000 UN Financial Services soon protection The Finn is anent:kir of the Searches lowest°, Protection Corporation (StPC), which protects 'writes customers of as marten w to 4503,00) (ncloding 3250,0001a chins for cash). Emlanatay brochure araaable won Iowa a al wow ape orst The 5IPC asset protection lints apply to all awaits that you hold in a pinata y D e w Finn, together with certain affiliates. has also arained suppkmental Wawa The nwieurn amts. payable to all eligble <bents. collectively under this protection is SSOO melon as of December 10, 2016. Subject to the polkycaxMao and Orealn cash at the Fim is fads protected tor up to 11.9 Mahers in the aggregate for a0 your accouras head in a partially capacity. A WI copy of to poky wading is available won request. Hens the SIPC acacia:onMr the swaemental protection apply to: • Cairn truncUl assets controlled by (and ncladel n your *Kowa yaks) bat held away Iron lSS Financial Services. For handle certain 0) Oncoste wools. intludrg variable amuities. and (i3 shoes of mutual fonds registered n the none of the account holder on the books of the Wier or transfer agent), • Mestment rowan a inwerent neatens Ended pannenlips and Wale placements) tat are not registered under the Semites Act of 1933; • Cormoditits contracts (e.g. foreign exchange and preows metal contracts), including futures contacts and commodity option contacts; and • Deposit accounts Incept certificates of &posh) at LEG Bak USA, U85 AG U.S. broxhes and baits in the FMC Muted Deposit Program. The SIPC protection and the simple/rental pastas do not apply to these assets awns they *theme.e appear on yo... statements. The WC protection ad the toplernental protection do not protect against charges n the market vale of you investments 6thether as a secsµ of motel movement issuer bainruptcy a Women) Dividend Reinstates* Program (DRM) thecae reflected is an average act You may obtan the wool price Item you &uncial Advisor. Only whole than are purchased under DRY, panial toes willbe sod rd the cash wit be &potted in yOur accosts The dividend renwstrant ante Applied by the 6,06 may Otter from the maker FY Kt al Muth thepatted shires ore sold Cedeinolitu Only whole um, may be held ro yam- account. If you at aided to said as aresult of a dividend payment a otlerwise, the Firm wdl other sell portal uses at mare et peke or accept en snorts determined by • registered clean agency, a-idcredit you accord Investment objectives The rwesiment Westivn and risk profile are speak to each account and may waybetween you acccus hearse admit the Finn pronely n sling of any Widicant change in yes financial situation a invesurem <Waives. For each account hat you choose cm ol the (Wowing imestment objectives. • Prod*. Crorenanrornt instillment seeking the gersatim of income ay. • Achieve Capital Appreciate.= Westrnents seeking growth of Wen* Mho than the generation of memo. • PtockaceCombnason °Naos and Capital Appreciation: Investments seeking both the generaton of name ad growth a principal. Overall risk profile; • Conservinw. Seeks to Fronton onkel prixPal, with low risk and volo My to the accosts overall even if that morn the moue does not generate significa-4 CONFIDENTIAL no:wow-an and may not keep wee with inflation. • Moderate Wang to accept some risk 10 pincoal ad tolerate ume nodality to seek haler returns • Aggressive: Wiling to accept high risk to pnncpal and loop volablity to seek no returns over time. • Inwitmer2 Eigiarry Comsdention: t selected a portion of the portfolio for that account may inside compile swamies, limited liquidity and greater Wady. Statement Moimalsokiiir We mayconsolidate al Maud account statement with the carve address in the same envelope. e o because they haw amen who also mantain Pont wont retationthps wet other clods a the save address. if you pole to reuse irdialual statements mailed n $494o6o Or6•10044. you may decline lloutehokleg by calling you Fininnal AWN, Friendly account nem* The Mealy account run is a custemaable 'natant' chosen by you to assist you withyoes recordleeprg has ro legal effect on you account is not 'mended to reflect try strategy, pro:4ot fen:emendation. best o•At cbOane or rot profile associated with yar worth and es not a puma or guarantee that wealth a any I narxial result. can or will be achieved. All Meanies Woke the risk of loss, including the risk of loss of the mho inestment. You can change your Frerody occn names through Online Services a by contacted yore Fkuncial Ades. Amount overview • Vakre of put accoontkortiofo. Net of assets and • Asters Includes available cash balances, yaks for restricted security Ust I and Global Tine Deposits, unrealind mans to &Wet andCertain assets me held by the Fim. Don not Maide unpnced secureedanels al the end of the prior and anent statement periods, or pews iNt50114.11s, wowed stock optem and exercisable amok options • Wads Irctades debit balances, outstanding moon low. credit toe, short accent. balances. • Cashlmoney awes Totala uni-nested available cab balances, plus deposit balances at edited and non-affiliated banks, an:harm makes mutual Innd snow Ward at the chose of tie staerrent period Nonocorrmedity free codt Waxes imps accord we not sayegxed from ocher balances and the Fim may use any.ol these funds in the wonky course de its Wirers These fords are payable Lean your demand. MO total is ridded in the orrent pored <losing valw Leming Sanitation For deeded resonation on the fir's leedim practices ad Wixom. refer to you Chem Rellikershi> Agreement cc daart Aoyeanint and the Genoa Terms and Conditions 185 Statement of Credit Practices available nag/cements andThedowres at spo.m am resoneetvinedwrInuttpl, SDNY_GM_00025826 EFTA_00 1 36446 EFTA01277679 Important inforniatimi about your statement soohnurto Ye.. assets Your Valerrent itemizes recoiled and other assets held n the account a the end of the Slaternent period. You may ask for delvery of folly Paid securoies al any tire. You may recess 'wallies used as loan cataleui alter piing any balmce dal on them. Any securities tranderred to the ran dreg the ttaimmt period are Icted at market value as of the end of the stamen period • Cost ball. detennning the cost base of the secomet included in this statement Mae indicated with the nuniow - SS Feudist Services has relied on information obtained from sources other than U8S Financial Services. 4-eluding klarnatim Promanother lima that you may have voided to your Pineal Apnea. the Firm does nehmen:Mtn seedy guarantee the aCOSaCy or vaklity of my -demotion fl provided by sources other than 1.85 Financial Services addtions although U3SFnaxiol Sensors general" updates the nIcematian as it is received, the firm does not pow* any entrances One the domainan valor "Cost base and "Urvealced gad loss' is acosate as of The date of this statement. As suds please do not rely on this nlarnition to make oath"e or sale decisions. la la( pa-poses or otherwise. Aeccoms transferred to the may reflect ginnout Harm en only fix Ow period ca tire theyre held a the Fan Moren a torical atonal:en can be added by you* xist Advisor. • Unwonted gains/losses. Vitien data it availabk, nudged unealized a rmies ga osse are calculated for indvidat wady lots action data for charges lots may or mayor reflect ccremissions. charges ands secuity reorgrmal on mots. Diedend and other reinvestment lots and systematic pschne lots are each combined to display or. Award lot he 'Trade date colmn parents the origin" transacnon trade dale. • Callable securiess Bonds and Veterred stock that the issuer rah tor early rederrpton wit be selected fl oatage by lot dm among al seamen of that :Sue held in Our Mine a n nominee erne Ice our clients Call lead rdormalkn is obtained from third pries ad es *gooney is not guarantied. Other call leaves may del which cool! ailed weld. complete nicematen sill be provided upon request • Price/value Prices displayed for securities and other products may be high.' or lower than the price that you would actually revoke in the market .lees alp <beaked from mo ti o rd party sources wench we below told *lob* tsd we done guarantee this arcuracy - we generally use the cbsng price when or tie mean of the bid and ask prices Id listed seostes and options or ody bid pock la OTC minas - Less actively traded storhis maybe priced vino a valuation model or the most recent price we obtained and may not reflect an actual market price a glue. - Dinah positions may mar wakes a price end wit show as Wrice was not available a we are enable to than a price lo• a SeCtnly. - Deposes ce "tallies dencodated n &arena's other thane/S. dollars re reflected at the exchange rate as of the steamed date. - for certain dosmes raging n nOn-COSICerrin9 denomnaton" poke and portly (face value) may have been adjusted to f silent proper 'dorm To obtain anent Quota:ors. when available, contact you &uncial Mired. • Private investment. and structured products. Private nsestrnent sects/on (robing drect Park:Pali:0 program and real :Wore insentient trust securities) arid strut baud prods" are generally highly &god. Certain struck:id products haw not been registered with the Sonsities and &Margo Cornmosimi or under ars state securities laws. We prat& iedrnated values for private smestmet securities and "rod wed products for dorsal owl µrpores only :Sadao n no' guaranteed - These values may differ WspamiaN den peees. it xiss al which a pare' security or structured maxi may be boksj-il or sold and do rot rdessortir represent the dem you may recesst goon lipids:on. - Wird piny estimates of value re as ea a <Min date ani are supplied to UBS Snared Services on a egular base by an rdeperekro valuation limy - ts9ar, general partner or sponsor *Penned vales, any, re Paned to the Fern by the issuer, general partner or spina and may be eakulated based on deferent infamaton from that used by that pames to derive their Monied valise. — You can obtain addacrol demons, regarding the methodology used to determine the entreate of value and the date of the derniatiCel that n the basis Ice the estimate by contacting your Finarkial Adder. - Tire party estimated vain may be reflected as 'Not piked' in several LtuatialS: Mien an independent valuation fern ha not suppled a is unable to assids a value, when we bedew aware that a material event has dotted tut my calla presoudy reported yaks it question, or Men a value would be hglay speculative due to the nature ca the wady — Wren neither an issuer, general purer ix sponsor estimated value me a thud party estimated value is rawnded, the value of the secisity will bedifferent from its pushes. price. — • Thstrbutions to dale' may feCiaSk MUT of capital extant or both. - • OrgrOl tat size' represents the Sol offering poke per :di and may not reflect you cost bait) - Of P and ordisted REP S./Grain re not lend on a national secure:" exchange, and re generally :hod ani even if They can be sold, de price received may be less ton the per share estimated sold provided en the account statement • Riasericted securities. Restricted securities general" are not dreary ehgble for pubk sale. LBS Froncial Services uses the market price of tie urrestixted nod of the sate ewer as an masted vale foe the restricted stock for purposes of the StOfteltat only. To the extent that restricted taunt ies are elkoble for sale, he value received may be sthstantially loss than the awed sake shown. • Est. (estimated) income, current yields and rates. An est ma of roma! menu n based on <vim dvidend and deem raid assuning the wurnos will be held for one yea- from statement date or until mataity. Ito estimate is calf a guideline, accuracy and continued name are not guaranteed. - Estmted armee read mg cutest yield for Conan types of swathes could riCiado a return of princnal or repealgad in which case the est income (rd current yields would be overstated. - Estimated arnal 'come and anent yeld and the actual incase and yield mejv be duo or hitter than the ktenged makes - An estimate of arnoaked income Wiederd refer interest) divded by the current market valadaveragr balance es based on the last divdend or merest payment made by the issuer and mods the secisketideposts will bo held For one year from the statement date rued maturity. Accuracy and contnued yell re not guaranteed • AMU not held by WS Financial Services, Certain assets ate not held by the Fie ad not wid-in the Fim's possession or ccnvol. These assets are deployed on yak statement for ntormational purposes only. Poisons and vain presented re provided by the swing fie UPS Financial Services is not morale:for this ikon/ton and does not guarantee as accuracy Wiese assets re rot addled by SVC or the f aim's supplemental51K coverage. • Ravenu• sharing and maims' compensMion. - ki addition to cammissire on lain and 121,-1 Wes receved n connection with the astrtuten of mutual raids to as dents we anctor or Alike receive menarchea° payments Iran doututas mice advisors of the mewl funds that so all Theo amounts re based an two different components, (4 the amore of sales by U3S of a particula mutual find fang to our dents; and 60 to asset vale of a particular mutual fund lanai's shires A:Mattes Inn - We ad ow affiliate also receive mend Mg and ornnbus processing fees in consideraim for transfer agent services that we provide to tlinxtual funds Those lees generally an pad from inwstor assets the mutual f Wed and are a fled dolly amain based on the rundx+ of accounts at the bracer-dealer holing mono" finds of that fund family — a sidecn to CCrnill6SkirIS received in connection with the sale or datibuton of annuity contracts and aril nvestment bust tents to our clients, we ads, as afloat. receive revs-me:during corrponsaton from Try of the durancecompanies unckrwntrg the annuity contracts, affiliates Of the Nuisance eceronts or mown of the snit envednient trusts we dadrbute — In addax: to commissions received from the pun:hese and sale of Negalnares finds, we actor affilate recent al asset-based revenue sharing payment from NeitShares distrbuxns as well as funceng for technology development, training and education. — Our Alleles also receive tradng commikams and other canwrool en from mutual funds and insurance carpanier whose roodoas we Morbid* CONFIDENTIAL — We weed (ColperbStilial Iran WS 8eA USA, WS AG Surdotd Branch and nakaff Mated barks tFroudn our cash sweep FrogaTO This compensation may be a ma-thy per acorn fee or may be a percentage ct aierage dak deposit Urges Activity "'formation regaang cormrMsons and other climes incurred n C0rreCts:n Well the execution of trades, indadingopticn vareactons has been nclided on coif Motions presousk furnished so you, ed w11 be Provided to you pranotly on request. Short selitg ml you me engaged n shirt selling a savoy, puma/ cur a charge die to Certain b.:woe/rya costs for that pan Oda- wonky. Orin orders Reseeding open or '95aseitcanceelecr ceders that were not mound by the maimed date, open buy and sel stop orders re reduced by the arms. of dividends argots on an ektlwiderdS r ter•retrtS date unless mingled atierwet by you. You are response:arta coders that re executed dye to yeas failure to cancel "ing open ceders. Privacy To °Lean a copy of as current Clore Priory Wake, please ceded you. fnancial Achiscr or vet as ISM. at >wen 'rho ensurvivierr,frt. - 1.85 Fnancial Services is not a bark. The RMA, Busness Services Account 85A and IRMA re brokerage -"courts *Mei provide access to barking services and Products Po:tact alarigernWrgs wth affiliaied banks and other ihkd.pany banks, and provides access to issuance and amity products issued by u-offiliased ih:W.party nsurreeccmpanes through inosake agency svbsidants or Lea Financial Serum it — rimmed, nessance, and annuity indicts — Not FDIC it • No ban gorred• May Sale Wise — tMA Resod. Management Arcot" Busyness Sermon Arrant 8SA, IRMA and sternal:owl Resource Management Account are registered seance marks of LBS Few:oar Services lx . — VISA is a registered vacittrurk owned by Yea rownrional Service Association and used under 'cense The 1.035 Yea crede cads ad the LeS %rise debt cads are rdood by UPS Bank LISA with permission from reaU S. A Incorporated Al other trademarks. registered trademarks, smoke marks and registered service nuns are of their respective companies UPS Financial Services Inc Rev. 701810 SDNY_GM_00025827 EFTA 00136447 EFTA01277680 UBS Lies Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 1 01 7 10002 mvend089294890619 ME 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the ReSotirCeline at account Visit our website: www.ubscornifinancialsennces Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Mo, get your free credit report annually from www.annuakreditreport.com. Value of your account Business Services Account June 2019 AX II on May 31 (SI on lune 28 (9) Your assets 7242 33 3,844 10 Your liabilities 0.00 0.00 Value of your account 37,84233 $3,844.10 Tracking the value of your account S Thousands 875 Dec 2014 962 Dec 2015 Dec 2016 Dec 2017 Dec 2018 7.8 3.8 Hay 2019 tun 2019 Sources of your OCCOunt growth doriag 2019 Value of your account at year end 2018 311.828 70 Net deposits and vothdravab Your nvestrnent return Dividend and interest income $1540 Change in market value 9000 Value of your account on kr 2% 2019 $.1914.10 98,000.00 SDNY GM 00025828 Member SIPC ArriP7c0C6003929489Ne7003359214 00001 0619 033213008 CONFIDENTIAL itc000 Page 1 of 6 EFTA_00 136448 EFTA01277681 SUBS Business Services Account June 2019 Your account balance sheet Summary of your assets Value on lune 28181 Account name: (r..1.14., Friendly account name: FLI.Mtec LLC Account number: Percentage of vote ACCOUnt A Cash and money balances 3,844.10 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $3,844.10 100.00% Value of your account $3,844.10 A Eye on the markets Index Percentage change lune 2019 Year to date S&P 500 7.05% 18.54% Russell 3000 7.02% 1831% MSC I - Europe, Australia & Far East 5.97% 14.49% Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11% Your Knandol Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS FCC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. Interest rates on June 28, 2019 3-month Treasury t> I. One-month LIBOR: 2.40% Awe100C6308929490NP70033592 16 0000 0619 033213009 CONFIDENTIAL 1I Iii1WGM000258tVie 2 of 6 EFTA_00136449 EFTA01277682 UBS Business Services Account X ":-• Change in the value of your account tune 2019(S) Year to date (I) Opening account value $7,842.33 $11,828.70 Deposits, including investments transferred in 0.00 16,000.00 Withdrawals and fees, including investments transferred cut -4,000.00 -24,000.00 Dividend and interest income 1.77 15.40 Closing account value 53,844.10 $3,844.10 Account name: EWVIAX, U.0 Friendly account narne:EWVAX LLC Account number Dividend and interest income earned For purpOSes Of INS statement, usaisny of interest and dirldend Income has been determined ficen a US to noting anises-1nm. Based upon the residence of the account holder, account type. or prod.(' type, some interest ands dvidend payments may not be subject to United States (US) anda Puerto Rico (PR) Income tars The dent morn* statement is not intended to be used and cannot be (eked upon foe tar purposes olefin should refer to the aCC1Katie to tenoning forms they recei* from UBS annualy, such as the Fortin 1099 and the Fonns 493, foe lax reporting information tt is the practice of UBS to file the aCtSkatle lac reporting forms with the US 'MOM Revenue SeniCe and PR TleaSuN DeOtaltrefit. and in Such loans accurately dasIty chic:lends ardra interest as la exempt or 'amble 'mgr. Flea* (Omit your inchtdual tax preparer kyle 2019(4) Year to datel1) Taxable interest 1.77 12.69 Total current year $1.77 $12.69 Prior year adjustment 0.00 2.71 Total dividend & interest $1.77 $15.40 • =M Cash activity summary Your PI nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See account activity the month for dela Is &dances In your Sweep Options are induded I n the openng and closing balances value. FDIC Insurance zippier to deposits at UBS Bank USA and en banks participatirq in the UBS FDC insured Deposit Frogarn. I &es not )ply to deposits at UBS AG. Stariord &arch. SiPC protection applies to monry inarhel sweep fund holdings but rot bank deposits Seeimportant inAmmation about your statement on the lat Met pars cf this document for detals June 2019 IS) Year to date (I) Opening balances $7,842.33 $11,828.70 Additions Deposits and other funds credited 0.00 16,000.00 Dividend and interest income 1.77 15.40 Total additions $1.77 $16,015.40 Subtractions Checks and bill payments -4,1:00.00 -24,000.00 Total subtractions -$4,000.00 -$24,000.00 Net cash flow Closing balances -S3,998.23 -$7,984.60 $3,844.10 43,844.10 UBS Bank USA Business Account APY Interest period May 7 - Jun 6 Opening UBS Bank USA Business balance May 7 S9,842 33 Closing UBS Bank USA Business balance lin 6 S5,844.10 Number of days in nterest period 31 Average daily balance $8,100.39 Interest earned $1 .77 Annual percentage yield earned SDNY GM 00025830 026% ANP7C006003923491NP7003359214 00031 0619033213008 CONFIDENTIAL 11c000 Page 3 of 6 EFTA_00136450 EFTA01277683 *UBS Business Services Account lure 2019 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your statement at the end of this document Account name: Friendly account name: r • Account number: • =I Your ran objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • The account record was signed by your Financial Advisor and approved by a Principal of the Firm • Your account cost basis defaultclosing method is AFO, First In, First Out Your lq sandal Advisor: SCOTT STACKMA:1%Ni" CASRIEL AinCiX60C0919492 NP70C03592 4 00001 °SI 9 0332I 3009• 23693SS0 I IlifOlLYGM000258fillg* 4 of 6 CONFIDENTIAL EFTA_00 I 36451 EFTA01277684 *UBS Business Services Account Jur., x c• Your assets Account name: ELLMAX, U.0 Friendly account name: ELLMAX LLC Account number. Some pnces, income and current values Ocean may Ise Eposoximene. AS 8 its Ut, Oen dnd lassesmay hot be eccurately reflected. See smportant infolmafron atiout your statement a the end of this docurnem f0r more infornason. Cash Cash and money balances CasPaM moray balances mai ind ush. avalable cash balances, U8S Bant USA deport account balances, UBS FDIC Insured Rogan Balances, UBS LC Stanford Stanch deposit account balances and money market ma US fund sweep balances. See the Important information about your statement a the end of this downent for details about those balances. wiring UBS BANK USA BUS ACCT Your total assets Your II nand% Advisor: SCOTT STACK MANILYLE CASRIEL LISS Bards USA and 81 UE15 FDIC Insured Procyan 8811c deposit account POW!, art injured by the FDIC WInin applicabre Inrn, but ale not protected by 51K. U8S AG Stanford Blanch deposit account balances zee not insured by FOC and am not protected by 51K. Money market sweep balances are protected by SIPC but at rot Insured by the FDIC obenng Mae Orono bearee PAce per share Average Doldend Interest Dap in on Jun I(S) on Jun 28 (5) on run 28 (1) rate period Penal Cep mount (S) 7,842 33 3,84410 250,000.00 Percentage Cost Estimated Unrealized Value on rue 28 (1) your account Da0S (5) annual Incase gano, lc% ($) Cash Cash and money balances 3,844.10 100.00% 3,89410 Total $3,844.10 100.00% $3,844.10 Account activity this month rot mutt Inlonnaon tout the pikeisalue shown rot restricted secuatieS, see important information about your statement at the end of this docuntnt Date Adisity Your 011Eflnty, Description exPenfe Code Face value hicavalue (5) Cash amount (S) Cash and money balance IS) May 31 Cash and mosey balance $7.84233 Jun 3 Withdrawal AC H TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 5,842.33 Jun 7 Interest IRS BANK USA BUSINESS ACCOUNT AS OF DEFOG 19 1.77 5,844.10 Jun 14 Withdrawal AC H TO Bnan Yurasits AT CAPITAL ONE, NA -2,000.00 3,84410 ha 28 Closing cash and money balance 53.844.10 SDNY GM 00025832 AelP700C60C8979493 NV7003359214 00001 C6I 9 033213008 CONFIDENTIAL 110000 Page 5 of 6 EFTA_00136452 EFTA01277685 taUBS Business Services Account June 2019 Account activity this month contrived) 01e Money balance activities May 31 lun 4 tun 7 Jun 17 kin 23 The UBS Bant USA Maness Account is your pnmary sweep option Account name: ELM", LLC Friendly account name: ELLMAX LLC Account number: • =0 Your Ilnandel Advisor. SCOTT STACK MANY LYLE CASRIEL Actmty Descripticn Amount 0) galena forward $7,114233 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF C6/0311 9 -2,000.00 Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 05/Cf/19 1.77 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 06/14,19 -2.000.00 Closing UBS lank USA Business Account $3,844.10 ANPnOOO600a919494 NPMC03992 I 4 00031 06l 9 03321 xicie.23693950 Inhy_Gm_0002matege 6 of 6 End of statement for account number .= CONFIDENTIAL EFTA_00136453 EFTA01277686 Important information about your statement LES Financial Servos Ins (the Firm« 185 Fins-dial Servirest is a mentor ol all pricipal mouthy, commodity and cons excharges. 0135 Financial Solon and U6S Bank USA ay rdreot absidaries of 1185 AG and affiliates of UM Sorkin RC. The F km's finrokl Statement is available upon request. The Firm's exnuthe offices a. at: 185 Fro-vial Services lx. 1200 Hata Boulevard Weehawken. NI 07086 This natant nosents the only official record of you 1.65 F natal Services *count. Other records. except official las documents. contanng cornicing data should rot be relied won t you bedew there is an ente a omission please neat m immedaSely in writing to the Branch Manager of the off ice nig or account. Although al 14.1144 shown re intended to be accurate, statement datashould not be used for to purposes nth solar on yohond tax forms, Be Form 1099.549R. 10425. etc ) when prepamg you th return. The Form toured by bow to report to he *5 a taxible thadendk reportable nontaxable donnas and taxable irdernt end on sewn held n you not, net ponds on see transactions. and con basis on catin cored securities Goatwomications with the Firm • Pleaseno-dim any «al cartrunications in wring tofurther protect our 'OIL includrg your rites net the Securities Investor Protection Act (WA) • If the financial institution on the top leer of the front of this Statenstri it not LES Fnaxid Streets, LEG Financial Sarin caries yam armed as during broker by anent nth the inckated invert we Worried you d thb retabonthb when you opened this account. h this rest you kends and Secure/es art located a WS Fnancul Service and rot the rtrochcing broker. and you cruet make a report of my error or omen to both Irons • As desorbed 'lithe account areerrents, you mast ready us of emotes or fraud inhirg checks reflected on you statement within 30 dap after a was maids nub mildole. • Please drea customer complains a' Sim's< lot ' atoll-free al 1300AM. to 6 00 l'At ET Mondry tNoug r . Or In writing to LES Financial 5.race, fra, Clem Relearn Depaiment P.O. Box 766 union City, NI 07037 • All noon shall be deemed corrthere and acarse rl not °bodied to n days. • trite se or from node the US.: Cal • ho case of errors « past iris about an electronic firth transfer (WO. flisa• debit cad tramactfons. on or write to LIE6 F Wee Straces ix., Herta Ind, 6th lloor, Weehawken. W 07084 Attn RIAMISA Sens Gales write as soon as maroon, if you 'hit your statement a recede is tong or f you need more niCernateM task a twofer on the statement or rent TM Finn em Card Inter (as Ceticabie) must her Innyouno law than 60 days after the in two you the fat statement on whet the error or problem appeared. - Ronde you- nacre and accord number 0 any) — Desabe the error or tie transfer you re unsure about. ad explain as cherry as you can why you believe a is men a why you nod mote information. — Proide the data' arnxnt of the suspected era. The Finn or Card bsuer vol investigate or content and WA correct try *nor prang. For alleged mon inking UK Voaddebit cad Ira-mons of we take mote than 10 business days to do the, we will credit your nunrect the amount you thnk win en«, varietal you war have the use of the roomy dung tie tine a takes us to complete out thestigation. Please make all checks payable to the Fern or the bunco' inSteuticel notated on he Watt or this statement In addition to regular anal leess aunts no be Abject to minion ten charges for bre payment kr securities purchases and charges for urpaid amounts n cash accounts Accounts that re eransfeired to other onsteuhms may be subject to a [miler fee. UBS Sweep Options 1185 offers options for mooing cash balances to bat depose *cants at non-ablated barks and ablated bares and money man rn.Aual funds (Money Fin). Dena moan at UK Bak USA and cm-8.M Hired barks panebaling in the UM FPC.Intred Deposit Program are FDIC onsured n accordance wt. FOK rules For more intonation, please vise www fdv.ov. Depose *counts at LIBS AG Stanton Broth and that,, of Money Finds are no rood by the FDK. Bark deposits ere rot promoted by WC. Money Find shays are protected by SIPC. See 'USW manual Sennett Attar,' Prow to' below. Was ycor repast balances in the bare depositsmar be withdrawn. and shah of a Morey Ftrd maybe kukketed and the proceeds retuned to you or your seasitias *cont. Further inkanatirt about available sweep options, ickdrg currere interest rates and yields. Is audible at o,,,w,dpscoreysweepr ods, from your Franco' Advisor or by rating 800762.1000 UBS Financial Services frOdOlre protection the Finn is amenter of the Startles net« Protection Corporation (Stec), winch protects securities customs of Es merrben tp to 4507,000 (oLding 1250,000 for skins for cash). folanatoy brochure meltable won eran or at maw ape og The SIPC asset protection revs pay to all accounts that you hold in a pinata cox ay. The Firm together with certain affiliates. has abo Prdood suokmeMal ingrate. The nut:Turn amount payable to all 00kclients. collectively under thisprotection is $500 million as of December 10, 2016. Subeat to the pokycatkin ad Imidatax cash at the Fern is Iselwe protected la up to 11.9 Mirka in the aggregate for all your accounts held it a paten capacity. A ILA copy of he poky wordrg is available upon request. Nether the SIPC «Orlonnor the supplemental protection app5i to: • Canaan tnancial assets controlled by (and ncten n your atcoure vale) but Mkt away Morn 185 Fin:axial Services. For Prole certain b) insurance products. nthiCareti variable net. and bit shah of mAtal funds registered n the vane of the account holder on the books of the issuer or Infer on, • Irwesement corer/Kis or noon nemesis flag, limned pannershbos ad private placements) that ay not registered under the Searities AR of 1933; • Commodities contracts (eg, foreign exchange and pieous total contratsX oncluding futures contracts and commodity option contracts; and • Depart accesses (except certificates of deposit) at 1.85 Bali USA, UK AG US. bra-ches aid Ins 6 the FDIC Insured Deposit Program. The 51K protection and the upplimintal protection do not apply to there assets awn d they otherwise appear on Kee statements the WC protection and the sookenental protection der not protect against changes n the market vat* of you investments (whether as a trot of motet movement issuer brokruptcy or otherwise) Dividend Roinvesnot Program (DRIP) lhe «Ice reflected is an average ono You marobtan the actual price from you Forancol Advisor. Ong stole than re purchased net DRIP, partial dons wilthe sold tel the cash we be deposited in yOur scout The dividend reinvestment puce 9,PPlied by he tamer may Offer Isom the man price al weigh thepartial shores are sold Castrieslieu Ong whok uses maybeheld nor account. If you are nailed Rosario& mesh as aresult of a Ovidend payment a otherwise, the Firm veil ether sell partial snits at marl et price or accept an aeon determined by s Fecund clearing army, redcredit yam account love:ran* objectives The nvntmere objection and risk profile are speedic to each account and may waybetween you awns. Please an the Finn promo g in miring of ay sin runt change in your financial siluaton or swoon objectives For each anent OM you choose not the I oolong immanent objectives: • hods* Orient front InsieneraS seeking the generation of income ob. • Marie Capital Appreciation thiestrrents Peeking growth of pineal nee than the generation of MC011ee. • hoar* Coasbnation of norm and Capital Apple< Anon Investmems seeking both the generation of non andgrowth princiPat Oren. risk profile; • Conserv/6w. Seeks to Mullah onkel wth low rid anionMyto Iho accotne meta even it that near the account does not generate significant CONFIDENTIAL income a retard ad my itt keep pace with imlati i. • Moderate Wiling to accept sane risk to princoad ad tolerate sane 'mobility to seek hiher returns • Aggressiit: Willing to accept high risk to conchal and high olatolity to seek high returns OM time, • linesmen Eigiblity Consolvadn: N selected. a portion ol the poi OM for that account may include complex fIrdlflin, linked liquidly and greater State ont Thoupehoklaige We owconsolidate r rutted account statement with the sane address in the sane envelope. e 0 because they haw owners who also maintain Pert *card ration!), watt other clients a the sane address. If you prefer to mere edit' statements mailed n ••94r•letneel0044. you may dentin houtehoideg by caring you Financial Advisor Friendly nowt mime The Friendly account room is a Cuillanitible 'nidinerne chosen by you to assist you *throes recordleeprre It has no legal effect on you account is nor attended to retied any strategy, prodxt recommendation. obitant or roc walk associated with your aeons and es not a prone or goodie that nhh or any frordial results, can or will be achieved. All Moments ink* the risk of loss, including the risk of loss of the trait ir•IiiernInl. You can doge your f rani *count names through Online Services or by contacting you Financial Athirea. Avon overview • value of put acoontbortfolfo. Net of assets and litilees • Area Includes available cash balances, values for 'Inflicted smulaY (nt 2 and Global Time Deposits, unrealized mats to market and rertah assets held by the Fim. Does not ackide unpnced seordeslastels at the end of the prior and current statement woods, or pan ilVelellenn. nested stock options and owerciaMe nook options • Gobi.TiCes Irdades boboxes, «staining margin loan. credit lane, short accont balances. • Casblmoney herrn Total of utnested avaFable cab banes, plus depot balances al affiliated and no/Skated bras, and money market mutual tend sweep balances, at the oboe of he Worn period Norsconmoddy free mitt balances yas accord an na secyegred from other balaxes and he Fim may use ary ot these Ion tithe olden ol as banns. These finds re payable span your demand. Ms total is ixtided in the nerd period <losing «he nano information For tittered Hamelin on the (em's letxfrg practices and &drums refer to you Client Wilkes.** 4creennent or Acco,rd Agreement and the Genital Terms and Conditions LOS Statement of Credit Practices anon* n Agreements andDiscbsures 1p.w obs minrammerovan. SDNY_GM_00025834 EFTA_00136454 EFTA01277687 Important information about your statement (c0iltinued) Yeur sew Year staterrent itemizes securities and other assetsheld in the account ai the wed of the signet period You may ask for delver? of full/ Pad seoseies at ay time. You may recent seunties used as ban [camera aver paying any Wince de en them. Arry securities wand...red to the sem drip the uremma period are lined at makes vabe as of the end of the statement period. • Gan basis. b determning the cost basis of the SOWdbet imluded the statement where indicated with the rename I,' MSc eland& 506/10$ has relied on information oblained from scurf*, other thanUPS tFaartial Strikes, I-eluding °formai*, from anodic. Pis or that you mar es haveprovidedto p.ir Fearkial Apricot The Film do not indepenkeitty wady a overman the acornix veldt, of are °formation provided by saran other than UPS Financial Set addtket though le35 &oval Seines ginritak Lyda° this rthanation as received the Fern does not guide an/ assurances that the infarrueim water 'Cost bast' and 'Urrealcod girlies,' is accrete as of the date of the statement. As such, please do not red afro nlarnition to make purchase of sale decisions. la tar Pullosel of otherwise. Accounts frarnfeered to the Tim may ream gariloss information only for the period of five they are held a the Finn More hiaorkal information can be aotkd by your Fasicid Adrisor. • UfV6aliZad gains/boas. When data 6 avadabfr, *stinted awaked gainsflones are caicubled for iiiviebal society lots. Die transaction data for e i.al lots mayor myna reflect co-remissions, dirges ander security reorganizaten events. Dimknd and offer reinvestment lots and systematic maxims. lots are each combined to division/ averaged lot The 'Trade date casein pests the onothel trainacion trade dale. • Callable sowritin Bonds and referred stock that the issuer cats la say redemption wit be selected irp.rhaly by lee kcal amen) at tiaras& of that issue held° ow mein et in nominee name fee our clients Cell leave releanaten is <Maned from third paties ad Ms accuracy snot anteed. Other call tours may teat shah affect yield complele °Rental:on will be provided upen request • PricoNalue Fetes displayed for ',Wit* and other products ma/ be higher or lower than the peke that you would eau:I/none a the market nn obtainedfrom various Ihrd do nor *Inch we bedew to be *Ube, but we do not guarantee their -Nay — We mono use the cbsing price when available or he mean of heads and ask dices la listed seastes and option or onba oar**, for OTC was — tea actively del or maybe p&eel inng a obtained no:deli:them:et recent peke vie obtained and may rot reflect an actual market price or rake. — Cella° posiliens may appeal *Wad a price ad wil show as 'sake was not mailable if we at unableto *lain a orke for a sectrity. — Deposes er seunties denominated in ourrences ollw than US. dolks are reflected at the exchange rate ad the attune/it date. - For certain searies radirg n norikethaernng denentriatrons, price and quartity 8 ace value) may have been adjusted to f wallet caper valuation. To obtain sans quotations. when available, contact you F &extol Adma. • Privets invoarmann end .tnntnd products. /tame nwsIrrino wanes (ix Lidiog deed participated program and real estate enmeshment rust securities) and struc used products are generally high illepd. Certain *wised trooWIS hew not been repented with the Secaitin and Enha-cp Carrassian a under ani state securities laws We oriMickeslinated vales fa private investment seasities and strudtmed products for informational purposes any. AC& r !Cy a nor guaranteed. - Those values may differ cabstand*/ from eraser any, al which a pries* in. 4 security of structured product maybe baste ce sold and do rot wawa* represent the value you may recent soon licuidation. - Third party intimates of vale art as of a <dub date rd are supplied to UPS Financial Services on a regular base by an idependrc valuation — Loa general panne et spade( *slanted vales, d any. ate applied to the F im by the ewer, real Deaner or sponsor and may be cakulated based en Menem information fecal that used by Wed parties to derive ther estimated vales. — You can dots° addecrui infantaregarding the methodology used to determine the estimate of value and the date of the information that is the basis km the edimate by contacting your Financial Advisor. - med party tstenmed vales may be reflected as 'eke arced' in several Mentions when an indepatkee valuation film has n:4 SUpphed a is made to astir a vale. %than we become aware that a material event haSccorred that may calla prraturii reported vale two question, a Wien a valve would be highly 5p/evasive due to the nature of the sweaty — When neither an suer, general parker or sponsor estimated value ear a thtd-pety estimated cap is provided the vat° of the storey wit be &learnt from its path's* price. — 'Distriar ens to date may include rerun of capital, name orboth. - 'Orignal unit we represents the initial offering pace per cold and may not reflect you cut base - Oft and unlisted REP 'tarots an rot listed en a national Wflirtial ockienge and at generally Arad and even d They can be sold the price received may be less that. the per share estimated value provided n the accourm statement. • Resericted seasitio. Restricted seasities wooly are not <trendy eligble for pubk sale. UPS Financial Senices uses the market axe of the urrestncted stock of the sane issuer al an imputed vale lee the restricted stock foe purposes of rho statement only. To M extent that restricted lasrsie, are elgtee for sale, he vale reeved may be stbstantially less than Ihe aspired vale shown. • Est. (tatinated) inn current yields and rates. An estinate of .vial income n based on (rem &ridged and aeon tales, enuring the war kin will be held for aw yea- from statement date or until maturity. This estinale is only a gudelne, accuracy ad ocatinued moo are not guaanteed. — Estimated anal name ad ogre* yeld for Wain been of waskies could iickde a return of princbal ix capital pans it /batch case the est income (ad Curia yelt would be overstated. — Estimated anus nowt and tiara* yeld and the actual Wane and yield ante be lower a hila than thee:tingled awards — Ann:nate of amazed raceme (dividend trace interest) divided by the current market valutlaverar balances based an the last dividend or :Merest payment made by the ewer and assionn the sear diWdeposes will be held fa one year from the statenwnt date ce unit' nwurity. Accuracy are contnued yeld are not guaranteed • Aasata net held by WS Financial Services. Certain assets aw red held by the Firn and not Patin the Fim's possession or control. These assets are deployed on yes slaternet for Sonnabend purposes only. Positions and vibes patented re provided by the inure; Urn 1185 Fiuncill Services not respond* for this informandi and does not guarantee as accuracy. these asses am nal ;weeded by SVC or the Finis stpplementalSIK coverage. • Revenue sharing and additional comperaation. - b raddiket to connissiore en salts and 126-1 Mos received aconnection with the distrtuttn of mutual funds to our ckrts we odor No &Visas raceme revenue 0%1° 19 Women° from dm/tunes anda advisors of the mutual finck that we sell These am:um art based an two different corpawnts: (0 the amass of sales by WS of a particular mutual fund family to our dents; and 60 the asset oblate of a w ind, mutual had lanais shoos head at the farm — We and our affiliate also receive rertmorkig and an-sbus processing fees in considealka for trawler age sewn that we provide to the mutual funds. Mel. lees goner* re paid from Minter antes in the mutual fund and are a fixed doll, annat based an the nunto of accounts at the broker-dealer holding mutual fends of that fold trendy. — In addeim to ceemossiorn received in cornection with the sale a derbutian of annuitycontracts rd unit investment bust sot to ow dents, we ardor as ablate receive revenue sharing ompensaten from may of the imuraree companies urdervaltred the arnuity contracts, affiliates of to innate ca panes or spawns of the unit Mennen' Putts we &oboe. — h rattioca to CCOMISSWIS received from the purchase and sale of NewShares hrids. we avlor our affiliate receive an assetbased revert* sharing Perrerd from NeitSharei distrineors, as well as having for technology develoPment, training and eduanyi. - Os °leaks *tomcat Iradng commissions and ocher compmsai ion from mutual funds end astearte ecmparioc whoa weduets we divriade CONFIDENTIAL - We recent Calberdaten from UM Bat USA, UPS AG Stamford Branch and nothalf dieted bat ihouji our cash sweep regent the commotion may be a rot* per a-cani fee of may be a percentage of average day derail balances Activity Wormation sewing commessims and other chars /tuned is correction with the execuum of en, option transactions has been rekided en conf °nations per ousfr furnished to you, rd wdl be provided to rthiprametly Waage Short soling If you at engaged in short selling a smisay, you may inure a charge due toads:niacin:mng costs for that pa-ticulaseorMy. Open orders Regarding open or 'gramellalcancellet orders that were rot executed by the stmonwra date, open buy and see stop orders re reduced by the mama of dividends yr:test° aim-dividends a °arches date unless instructed otherwise by you. You are lespensble for orders that ale wound due to you Isla to once weal n 9 open Orden Privacy To ocean a copy of our current Cleat Privacy Woke, please coact yore FnarxistAchistr or visit as websiee at www urn oimunrivrerook-%. - IRS Financial Services is not a bark. The RAW, Business Services Account ESA and (MA are brokerage accounts which provide access to banking services and products *mull avangemeras with *Wised barks and other ihrd.pany banks, and provides access to insurance and aranill products issued by unaffiliated thicl.party °swagecomps-tin throe.* inStrana agency sibisideres of LDS Financial Services It. ▪ hvillniert iitur area and smoky prod Its. — Not CDC insured • No bent gunny. May kw vale — RMA Resource lAamegenent Account Business ServicesAccount ESA, IRMA and nternatiorul Resetto Merril Account are registered servicemark of LOS Canal Services ax. — itt5.4 is a registered trademark owned biYisa hurnakaal Service Association and used under kense. The 165 Visa credit cards aid the 18$ Visa deba cads are isoxd by UPS Rant USA with permission from Yea U S.A Incorporated All other tradmwks. registered Padanwks, spree marks and registered service marks are of their respecine COMpaniti. UPS remodel Rearview lest Rev. 201810 SDNY_G M_0002 5835 EFTA_00136455 EFTA01277688 SUBS U85 Financial Services Inc Private wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 ALNP700371340t 0719 M 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement? Call fOJr. hflarcia AdvJsOr Or tl.e ReScurceLine at account VWtour website: www.ubscomlfinancialservices Items for your attention • Help protect ycJsiel' horn Iran] and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WNW. annuakreditreport.com. Value of your account Business Services Account July 2019 on June 28 (S) on July 31 (5) Your assets Your liabilities 3,844.10 9,844.97 0.00 0.00 Value of your account 33,844.10 Tracking the value of your account S thousands $9,844.97 87.5 962 429 16.8 11.8 3.8 98 • Dec 1014 Dec 2015 Dec 2016 Dec kl 7 Dec Zeie tun 2019 ki 2019 Sources of your account growth duriag 2019 Value of your account at year end 2018 Net deposits and withdrawn VW' MeStMent retum Dike:lendaryl interest income Chance in market value Value of year et cant ortAal 31, 2019 SDNY GM 00025838 111,82:3.70 -52,000.07 $1627 $000 S9.9.4.97 Member SIPC ANP700CQ0C0713401NP70C0065259 00001 0719 000000000 CONFIDENTIAL 00;000 Page 1 of 6 EFTA_00136456 EFTA01277689 *UBS Business Services Account July 2019 Your account balance sheet Summary of your assets Value on July 31 (1) Percentage of your account A Cash and money balances 9,844.97 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: ELLIaX, tLC Friendly account nanwrilai Account number: E Non-traditional Value of your account $9,844.97 Your current asset allocation Total assets 59,844.97 100.00% A Eye on the markets Index Your Fi nuncio! Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. U85 Bank USA deposit account. 1)85 FNC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important in formation about your statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2019 3-month Treasury bills: 2.07% One-month LIBOR: 2.22% Percentage change July2019 Year to date 1.44% 20.24% 1.49% 20.48% -1.26% 13.05% 0.22% 6.35% A NP n002003713402 NP70C0065259C0C01 0719 000030000 CONFIDENTIAL Wtifike_GM_0002585791 2 of 6 EFTA_00136457 EFTA01277690 SUBS Business Services Account July 2019 Change in the value of your account Opening account value Deposits, including investments transferred in Withd-awals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: EWMAX, LLC Friendly account naMe:ELLMAX LIC Account number. July 2019 Year to date (1) $3,844.10 $11,828.70 10,000.00 26,000.00 4,000.00 -28,000.00 0.87 16.27 $9A44.97 $9,844.97 Dividend and interest income earned For purposes of this statement, teobity of interest and Ondend income has been determined tan a US tot leltocting CebDeClisr. Based upon the residence of the account holder. account type, or prodficl type, sane interest amino dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) income tines The dent monthy Ratement is not intended to be used and cannot be (See upon for tar purposes. clients should refer to the ardcade tax reporting font they recent from UBS annuity, Sigh 35 the Fortris 1099 and the Forms 493, foe lac reporting information his the practice of UBS to file the applicaltie rar reporting Ions inAth the US Miter& fieWilue ServiCe and PR TrtaStgy DeCOOffent &id in sigh fOrrns aCCulatebi 0859 fy da,dencsarac, inteceSt &las exempt or tank* irgOrne Neat (omit you indodual lac prepater. July 2019(4) Year to date (S) Taxable interest 0.87 13.56 Total current year $0.87 $13.56 Prior year adjustment 0.00 2.71 Total dividend & interest $0.87 $16.27 ■ =■ Cash activity summary Your Financial Advisor: SCOTT STACK MAN LY LE CASki EL See account activity the month for dela Is &dances in your Sweep options are rod ucedin the opening and closing balances value. FDIC Insurance nostlies to deposits at UBS Sank USA and S banks participating in the UBS FDIC insured Deposit crogarn. It does not loply to deposits at UBS AG. %allow &arch. 51PC protection awes to money market sweep find hddirps but mt bank deposits Seelmporcant inSormation about your statement on the last two oars cr this document for detals July 2019 (5) Year to date (I) Opening balances $3,844.10 $11,828.70 Additions Deposits and other funds credited 10,000.00 26,000.00 Dividend aid interest income 0.87 16.27 Total additions 310,000.87 $26,016.27 Subtractions Checks and bill payments -4,000.00 -28,000.00 Total subtractions -$4,000.00 -$28,000.00 Net cash flow $6,000.87 -$1,983.73 Closing balances 59,844.97 $9,844.97 UBS Bank USA Business Account APY Interest period fun 7 - Jul 7 Opening UBS Bank USA Business balance Jun 7 $5,844.10 Closing UBS Bank USA Business balance Jul 7 $1,844.97 Number of days in nterest period 31 Average daily balance $3,844.10 Interest earned $0.87 Annual percentage yield earned 0.27% SDNY GM 00025838 ANP700020C0713403 NP7003065259 00031 0719 000:00000 CONFIDENTIAL 0000co ►age 3 of 6 EFTA_00136458 EFTA01277691 SUBS Business Services Account Your investment objectives: You have identified the foilowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about >our statement at the end of this document Account name: Friendly account name: r • Account number: • =I Your retain: objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment efigibihty consderatvon - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out Your linandul Advisor: SCOTT STACK MAMLYLE CASRIEL ANP70O02000713AOt Ne7000065259 COCO' 0719 000000000 CONFIDENTIAL CeikfiLY_GM_000258%fie 4 of 6 EFTA_00136459 EFTA01277692 UBS Business Services Account JUly 2019 Your assets Account name: EU.MAX, 11C Friendly account name:W..10AX LLC Account number. Sane pnces, income and current values Shona may Ix approvingly. As a itsul. gans andlOsses may not be excuralely reflected. Set eeporunt intomteeon dexter your statement a the end of the Oxumem for rrore Infornason. Cash Cash and money balances Cash and money balances mate induct± avaltiecash balances, UBS Bank USA deposit account balances, UBSFD1C Insured Progarn Sank &lances, UBS AG Stamford Stanch deposit account blames and rroney woad mo ud fund sweep balances. See the important inktmetion abt>e into statement at the endof this docunent for details about those balances. Hddng UBS BANK USA BUS ACCT Your total assets Your financial Advisor: SCOTT STACK MAN LYLE CASRIEL UBS Bank USA and dl UPS PDC muted Procyam Bank deposit racoons/taxes are insured by the FDIC within art Nat* trots, but are not protected by SIK. U8S AG Stamford Branchdeo:6d accourd balances are not insured by FIX and at not weeded by 51K. Money market sweep balances are protected by 9PC but are rot Insured by the FDC Oixring Menke Closing baace Prix per share Average Dr/WendInterest Days in coke 1 (1) on Jul 31 (1) on lul 31 CS) late poled period Cep amount (S) 3,844.10 9,844.97 250,000.00 Percentage or Cost Estimated Unrealized Value on hi 31 (1) yOur account basis (St annual incone (SI On a loss CS) Cash Cult and money balances 9,844.97 100.00% 9,844.97 Total $9,844.97 100.00% $9,844.97 Account activity this month For more Information about the price/ value shown tor restricted secueties, see important M(btmaion about your statement at the enclof this doeunent Gale A(thity Your OVmtllyl Description extenSe COO! Face value Cash pricovalue amount CS) Cash and rroney balance (1) Jan 28 Cash and money balance $3,844.10 Jul 1 Withdrawal AC H TO Einan Yeasts AT CAPITAL ONE, NA -2.000.00 1.844.10 lul 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 07,0 919 .87 1,844.97 Jul 15 Transfer FM X235750100 10,000.00 9,844.97 Jul 15 Withdrawal AC H TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 lel 31 Closing cash end money balance 99.844.97 SDNY GM 00025840 ANF7COCR00071340SNP7003065259 00001 0719 000000000 CONFIDENTIAL 000000 Pap 5 of 6 EFTA_00136460 EFTA01277693 *UBS Business Services Account July 2019 Account activity this month (contrived] Date Activity Descriplicn Amount CS) Money balance activities Jan 26 Balance forward $3,844.10 Jul 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 07/01/19 •2,000.00 Jul 8 Deposit U85 BANK USA BUSINESS ACCOUNT AS OF 07/05ll 9 0.87 lul 16 Deposit UBS BANK USA BUSINESS ACCOUNT 8.000.00 Ad 31 Closing UBS bank USA Business Account 59,844.97 Account name: ELLMAF., LLC Friendly account nome:ELLMAX LLC Account number: E IME Your Knandd Advisor. SCOTT STACK MAMLYLE CAMEL me UBS Bant USA cosiness a«ount is your primary sweep option nwicno2ocon3406 w70C00652S9 0000i Om 00000C000 COMity_Gm_000258finge 6 of 6 End of statement for account number. CONFIDENTIAL EFTA_00136461 EFTA01277694 Important information about your statement LISS Financial Sevres ex. (the Firma' U8S finrcial Scenes). is a mentor of all principal mouthy, commodity and onnenexchaws. U85 Fnancial Saban end UES Bank USA are ndrect sits:dories of LOS AG and affiliates of LOS Seurat LLC. The Fins linnet statement it available upon request. the Firm's exentee offices ar• LbS Marcel Services Pic. 1200 Harbor Boulevard Weehawken, W 07006 ThtS Statedurd represents the onk official record of you LOS Financial Services account. Other records. except off e ol lac ointments contanng atifiang data should not be relied won II youbeam* there is an era or omission please report n arrneronely n whim to the Stanch Manager of the office wvim you amount. Although aligns shown se ntended to be actuate, statement nta should not be used for Its purposes Rey solely on yearend tai forms, (i.e Fonn 1099. 5190. 10425. etc ) when pregame your tee return. The Pan 6 rented by how to report to he RS al enable doidenclE reportable non tattle dividends and tattle nurse coned on wind's held it pis want, net proceeds on sale transactions, rd cod basis on artaimmered satiates. Connications with the Firm • Please retrain" any owl canrunkation n twang tofurther protect your right. inducing your rites under theSecurities Investor Protection Act (SCA) • If the financial institution on the top left of the front of this sLeemen is not U3S Fnaxiel Serwes, LOS //uncial Serene caries yew account as clearing broker by arrangement waft the incased Minutia, we nonmed you of thb relaboreshb when your opened this account. h this ran yow finds rid sect-dies at located x LBS Fmental newts and rot the itateng broker. and you mat make a report of ant an or omission to both flit.,. • As descrbed n the account agreements, you mutt reedyusof any tiros or fraud irmeerg checks refined coyest statement within 30 days ales a was mailed a nude milabso. • Pleasediva customer complaim ' ' Pins< or log-free al BOO A M. to 6 00 P.ht ET Monday ehroug r . or in maim to LOS Pisan.' Sewn fre, Relatiorn Department, PP. box 766 Unt0rl CaY. 07037 • All swernews toll be deemed corrolbe and acesse it not Wetted to n days • For TTY or tram hen S.: Cal • hone of errors a terbium about an electronic fund; transit' (MTh ' Vita' debit tad tranaatboos. cau or write to UB$ rename' Sewn ix., Hama kJ, 6th floor, Weehroten. ta 07084 Allis RMASSA Sewn Cal a write as soon as you can, if you tilt you statement a receje is awing or if you need mite otorinal•M tad a twofer on the statement or recent The Inn of Card bsuer (as appicable) must her Iran you no law than 60 days after the Fern seed you the fist st awned on which the arc. or IM0Uldrn isPeted. - PT0...Wept/ none and accost number Of any) — Dna& the ow or the welder you me ordure about. an explain as ckarly as you can why you believe d is mum a hely you need wee information. — Prone the do's* arnwit of the suspected era. The Finn or Card bsuer via investigate you coomplant and wit cornet arty area brawny. For alleged mon Orr ohrim UBS Visa•debit cad Ira-neck:re of we take mare than 10 business days to do this, we *Maeda your acorn la the amount you Ihnk 6 in error, so Mail you wa have the use of the money dung the tine a takes us to complete as imestigation. Please make all checks payable to the Fern Or the Maxis' elSteutictl notated on tie front of this statement In addition to negro account lees. scowls nw be abject to roineenatee hos• charges for late payment for securities purchases and charges for wind am:urn n cash accou-ds. Accounts that are tendered to other niter ens may be subject to a trader fee. LOS Sweep Options LOS offers options kr owing cash balances to bat deposit accosts at non-affiliated banks and affiliated banks and money mew moral Wools &bow Funds). Deposit wounts at UK Bark USA and roon•atf dieted banks parkining it the U135 FDeCtswed Deposit Program are FOKmsured el nada-Kt wail MK rules For more inktmation, please visa WNW fdIC.9"1. DeP0SA wounts at LOS AG Sterna(' Brads and tures of MoneyFinds are roe inbred by the FOC. Bark deposits at rot [retested by SEC. Money Ford shays are wattled by SIK. See "LOS/ inancel Wens Accord Protection' below. L/PM 'our recuest balances n the bank depositsmai be witcann, ad shoes of a Money Fury may be fizeuente4 and tie proceeds retuned to you of you insins account. Futter ibormation about available sweep options, rKkadbc curren interest rates and yields, 6 available at wwwdinsorrdsweepyelds. from you F mantel Advisor a by <ring 000 762.1000 UBS Finncial Services accosart protection The Finn is ammeter of the Searles Mester Protection Corporation (StPC), which protects secant custoMen of Es members to to 4502.002 including $250,000 la dains for cash). (*lawny brothure magabb won retain a al moot ape o9 The SIPC asset protection lints apply to a0 wants that you hold is a pinata ey D e w Finn, together with eaten affiliates. has an lonkosed sunkmente insurance. The nwieurn ornate payable to all eligble dents. collectively under thisprotection is SSOOmillon as of December 10, 2016. Sunni to the bulky coankte end Irrealn cash at the Sim is foster protested for up to 11.9 micas in the aggregate for a0 your accounts held n a partkular upacity. A WI copy of Ow inky wades; is available Won request. Henn the SIPC on:Winona the swpiemertal protection &WV to: • Certain financial assets controlled by (and ncleckb n your =aisle vibe) M tell awayIron LeS Fins -Kul Services. For turreltortain OS insurance pockets. rnclldrg era* acuities, and (iJ she.; of mutual funds registered n the fume of the account holder on the books of the Weer or transfer agmt), • kwestment contracts a :vestment interests leg, Wiled pannenlips and ohne placements) his are not registered under The Seerins Act of 1933; • Commodities contracts (e.g. foreign exchange and IXECUSITIttil contrx10, axinng futures <awash and eornmedity onion contents; and • Deposit accounts except certificates of deposit) at LBS Birk USA, U85 AG U.S. britches old bats in the FDIC Paired Deposit Program. The SIPC protection mid the simple/weal protection do not apply to these awns tend they otherwise appear on see slaternern The SEE protection rd the noplernentalpraedionda not awn aging changes n the market Yak* of you investments (shether as a *SA of market movement. issuer balteupecy a *thinning Dividend Roinvestawe Program (DRIP) lhe once reflected is an average pee You may obtan the /dual price from you Inane ial Advisor. Only whole Maws re purchased under DPP, partial news wilibe sold axl the sash wit be deposited in y0ur acorn The dYeksed renWSIrrest ate %relied by to true may oiler horn the make, axe at wends thepaha shires re sold Iiela Ober whole units essay be held a ytas wont. If you are entitled to a parlol wit as a result of dedileed paarant a otlerwoe, the Firm wdl ether sell penal woes at mare et eke a accept en amour dettemined by a revered clearing agency, a-elcredit yes accord Inverlawe objectives The twesunert objectives ad risk profile are 'ebbe to •ach account and may waybetween your accoubs. Please advise the Firm prom* n wrung of ay *askant change in you financial situation a envenom objectives. Fa each account Fred, you choose awn the following imestment objectives. • Rada Covent Ocoee. Int twines SWIM the germaino of intone way. • Anew Capra/ Appreciate.= WestrneMs seeking brooch of princtoal sheet than the generation of room. • Peo&ce Combination of Wow an of Capra Adams ion: Investments seeking both the Sotelledica Of none ad growth of principal. Otani risk pada • Conserv/6w. Seeks to merman onkel pre-coal, well low risk ad voles My to the accosts overall, even if that mean the account does not generate significant CONFIDENTIAL instate a rearm and may not keep pace with inflal • Moderate Wang to accept some We to prinsbal ad tolerate sane Walley to seek hrber returns • Agoressibt! Willem to accept high risk to prirepal ad hgn volatdity to seek hug's returns over one. • fthelteler2 Eigsdelrly Conaderatem I selected. a portion of the poi iloki for that wan may inckdo complex strategies, linked liquidly and cf•alif Statement 'household:1r We mayconsolidate al related account statement with the sane address in the sane envelope. e 0. because they haw owners no also mantain Wit wove rations/en was other chins a the Sat address. you prefer to recce Odin:dual state ems mailed n separate •rwol0044. you may decline houtediekli-g by calling your financial Aden, Friendly oxeye name The Made)/ account fume is a canna* fisdrurne chosen by you to assist you whhpor recordleeprg has ro legal effect on your account is no Mended to relied airy strategy, prodxt recostenectdat ice. i nub unt ctectoe a Sc stoke associated wit' your nowms and es not/loom:se or gushes that walh a any fitareialresulk can of will be achieved. All investments Woke the risk of bss, riduding the risk of loss of the belie inestment You can <hinge your Wendy amount names through Crane Services a by contacting you, F Purecial Aden, . Aswan overview • Vaka of pout acoontaortfolto. Net of assets rd habitat_ • Mats Includes avatable cash balances, values for restricted scurry (et ), and Global Time Deposits, unreallaied malts to market and <Wail abets not held by the Fin Does not Wane waited securatasiels al the end of the prior and orrent statement periods, or predate inwsenerds. wvested stork Optaom and owe -gable Rock options • (iabstitieS Irntedes del* balances, tuna-dem margin torn. credit tie short account batricts. • Cash/money halvah. %Idl of unimested available cat berets, plus deposit balances at affiliated and nabef ikned baits, end maw market mutual ken sweep balances at the caw of he seamiest period Nonyonmodity fret onwit Waxes nabs accord ate not sepegxed from other balances and doe Fim may use any of these funds n the °corny souse of its barns. Those feeds repayable assn your demand. This total is gelded in the ono* pored <being wan Leming inlomiation For detaled inorrnatial on the I Arn's taxing practices ad Obbsuin. refer to >a...Chem Reblicashi> Agreement se Accosts AdyeernInt end the General Terms and Conditions. LOS Statement of Credit Practices available n Agreements andOisdnures a *ono alit ..wart red. In u or SDNY_GM_00025)342 EFTA_00136462 EFTA01277695 I m p o r t a n t informatimi about your statement (Continued) Your assets Your Itaterreni Monies recueibes and other ands held n the account al the end of the Slaternent period YOU may ask for delivery of folk Paid securities al ant tire. You man remise mule's used as loan collateral alter ming any balance do on them. Any securities transterred to the Fm, ding the surimme pored are laid at market value as of the end of the stamen period • Bost basis. In deteannirg the cost base of the seamen included n this statement where indicated will the number 'I,' URSFiurcial Services Ms relied on information obtained from sources other than UBS Snancial Sersices. kluding inIcernaticn horn nabs,. Inm or that you man has:wooded. your Snacks& Amato the Sim does nal indepeklently way o guarantee the korai or vatcleyorary information provided by sources other than U3S Financial Secede addition, although LBSFnincial Semmes generalbi updates the rdomatith as it is received, the f Pm dos not monde any assurances Mr the infomarion valet "Cott base ind "Urvealced ged loss" is karate as or the date of this statement. As such. please do not rely on this nlaroution to crake prchase or sale decisions, for to pa-poses ce otherwise. Accounts transferred to the Fern may reflect are itormi kr+ only fox thy period or tiro theyre held at the Fan More historical ntimaticri can be added by you* Truncill Advisor. • Unwanted gang/losses. Moen die ie availabki, estmeted unit:Fired gansflosses are calculated for ndvilial smarty lots the transaction data for nOvidual lots may or manna reflect carmissions. charges anchor secuity reorganized on canto Diedend and other reinvestment lots and systernak puts. lois re each combined to display cot averaged lot 71-• 'Trade date colmn parents the onginal transacoon trade dale. • Callable securities Bonds and preferred stock that the issuer cab Ins <ago rederrpton Pail be selected erriertially by lot Iran among al hoarier of that issue held in Our mow or in nornim maw Is, or clients Call bare raomaten is obtained from third parties as accuracy is not gawked. Other call leaves may nth which could riled mid. complete Mammon will be provided upon request • Price/value Peres displayed for securities and other products may be KOK or lowerthan the price that you would actually remise in the market. Prkes obtained from various dud party sources *Nth we behew to be nab*, trd we do not guarantee this accuracy - We genera*, use the closing price when available or to mean ol the bid and ask a ices for listed maybes and options or ore/ bid pokes For OTC washes - Less actively traded seashis maybe priced thing a valuation model or the most recent price we cblaned and may not reflect an actual market price a male. ▪ Cedar posithns may toper w thong a price and willdeny as • prico was not available' it we are triable to cbtan a peke Ins a sksity. - Deposes a worries denomnaled n arrences other than U S. doles re reflected at the exchange rate as of the stammere date. - For certain skunks racks; in non-ccolcemng denomnatonk price ard wryly (lace oath may have been adjusted to facilitate proper valuthth To obtain anent guotthons. when avail:15k, contact yes &uncut Ai:loser. • Private investmante and structured products. Private nwstmene warms (ix Ising them PankiPal Ca program and real estate inmenent trust seriaises) and strut tired prodths are generally highly third Cerian 'buttered modris ham not teen registered with the Somities and &charge Commission or side, any state Securities laws. We pow& evirnated values for ',note swesirram wakes rod structured products for Mormal mud Ferrous only Acoracy 6 not guaranteed - Thew values may differ a/wantfay icon peon, it any. at which a private .ristnie A security or structured praise may be boodm or sold and do rot rhwessiikr represent the yam you may rectae goon liepidaten. - Tied pry Monies of value re at ascertain date and are supplied to UBS SnareSikes:ices on a regular base by an independent valurion lima - beat general partner or sponsor estmated vales, any, re sswtied to the Fon by the issuer, general pother or throw and may be calculated based on deferent infarnation from tat used by that parties to derive thee Monied vales. — You can dour, additional Momurion regarding the methodology used to determine the estimate of value end the dale of the iliceniatiCel that is the basis for the estimate by contacting your financial Admix - Wird patty estimated vales may be reflected as • Not piked' in several student: Mien an independent valuation torn has not suppled or unable to /Mrs a vase, when we become aware that a material event has occurred the, my calla premousOr reported value it question, or Wen a value would be highly speculative due to the nature or the warty — Men neither an ewer, general partner cr sponsor estimated value nor a thethathy estimated vaLie 6 mended, the fake of the storey will bedeferent from its pushes* price. — • Dthrbutions to dre • may ruled ream of capital, nccme or both. - •Orogrul ant sae' represents the resat offering pike pee rot and may not reflect misa cost bath - DPP and whited RErt sec rcies are not listed on a national securcen exchange. and re generally amid and men A they can be sold the price received may be less tan the per share estimated value provided an the account statement. • Reserided securities Restricted securities general" re not <inertly ithgble for pubk sale. LBS Financial Services uses the market price of the urresnxted stock of the WOW issuer as an masted ale for the restricted stock for purposes or the StOfteltat only. To the extent the restricted mum ies are ebgble for sale, he value removed may be abstantially less tun Ilse awed value shown. • Est. (estimated) income. current yields and rates An est mak of imial more is bated on anent chide. and Menem rates, assuning the triunes will be held for one yea- from statement date or wail mataity. The estimate is calf a guideline, accuracy and cortriued norm are not guaranteed — Estimated arrhul mom and curetl yield for titan types of securities could include a met an of princPal or capital gait in which case the est income (rd current yielo) would be overstated. — Estimated annual mom and orient yield and the xeual income and yield mile be lower or thither than the eshinged snorts — An estimate of atnualizod income (denderd race interest) dirded by the current market elatef average balance a based on the last divdend or fluent plyiVent made by the issuer and mums toe seorneideposts will be hell for the year from the statement date curia maturity. Accuracy and continued mkt re not guaranteed • AMU not held by WS Financial Services, Caters itself are not held by the lion and not width the Fin's possession or control. These assets are clithlayed on war statement for nformational purposes only. Posnons and values presented re provided by the Muni; fern UBS rimincel Serves is not responsible for this iternaion and don not guarantee as accuracy These assets are not tweak:rid by SK or to Fim's supplemental 51K coverage. • Revenue aharkig and adckianal ocimpensthion. - In xklitith to commisskris on lain and 12b1 Wes receved in connection with the dosirbuten of mutual fads to Oct dents we anchor or Millie mom* ovine shying payments from deutuicri aril or advisors of the mutual funds that se soli Theo amounts re based on two different comprentsi (4 the imam of sales by LBS of a particulr rrutual had family to our dem': and 60 the asset oaks of a particular Mutual ford lanais 'hares held at the Inn - We and our affiliate also receive minding and ornnbus proofs's-9 fees in considualco for transfer agent services that we provide to the rnosual funds These fees were*, re pad from investor rises n the mutual fuNd and are a fired doll. amount based on the meter of accounts at the broker-dealer holing mutual funds of that fund family - n addition to CCrnill6SkinS received in connector+ with the sake or datibuton of annuity contracts and snit nvestment butt trots to or clients, we ado or aft hate receive revenue shying corrpensaton from Mr/ of the nsorance companies unckrwriting the annuity contracts, affiliates of the (*nuance corpthes or sponsors of the snit investment tants we daring. — in addrith to commissions received from the pschase and sale of NeeShares kids, we ardor cur If lute real,* an asset-based revenue sharing payment from NentShares doubters. es well as fading for technology development, training and educal — Our Alleles also receive tradng cormikkris and other cansemalcn from mutual funds and awake carper.; *two. product' we clittrbae CONFIDENTIAL — We grime <Ctliper6b1C41 heel WS BM. USA, CBS AG Surrlond Branch and nonaffiliated bads Moods our cash sweep laWaTh This compensation may be per account fee or may be a percentage of aimage dab deposit bermes Activity Information regasing commissions and other cargos incurred n CCereCttOn well the exisoson of trades, incluangopticn tram-actions has been minded on carotin...ions previously furnished to you, ed wit be Provided to you promptly on regime Short sidling II you are engaged n shot "Ong a unsay, you man incur a charge doe to retain Ixeroving costs for the pan Oita-security. Orin orders Regaidng open co tgoosaitcancellee orders that were riot arieuted by the stamen date, open buy and sel stop orders re reduced by the mom of divdervh orNM" on an roodoklerds or evirsthis date unless othathect otherwise by you. You re tesponsble for orders that re executed dr to your lalure to cancel "ing open orders. Privacy To °Lean a copy of as current Client Privacy Nike, ',lean collect your froancialAthisor or viva as webs.. al Pawn ”htensurvivierregrt. - LBS Financial Services ir not a bark. The RMA, Bennet" Smokes Account BSA and IRMA ye brokerage accounts oshch provide access to barking SerViCOS and potluck Ihreuct alarigitMertS with affiliated banks and other thiel.pany banks, and provides access to issuance and army Products issued by unaftliaked ihnd.party nsurake (=panes through inesake agency elosigaries or LEES Financial Semen cox. — Ynestniere, nes:anus, and annuity products, — Not FDC insured • No bank guarantee. May lose val. — tMA Resource Management Account. Busyness Services Account BSA, IRMA and nteenational Resource Management Account are registered service marks of UPI Financial Services lx . — vKA is a registered vacterrurk owned by Via rrieroxional Service Association and used under Icense llse LOBS Via credi crds and the IBS Visa del. cads are mord by LBS Bank LISA with permission from vise U S. A Incorporated Al other trademarks. registered trademarks, stoke marks and registered service muds ye of their respitee convenes MIS Flunk:al Services Inc Rev. 701810 SDNY_GM_OOO25843 EFTA_00 I 36463 EFTA01277696 UBS lies Felancial Services inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 ANfloorms854550819 El 0 Business Services Account August 2019 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: In Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Quesfions about your statement? Call your Financial Advisor or the Value of your account Resourcetine at account on July 31 (1) on August 30 (5) Your assets 9,844.97 2,000.00 19sItour websIte: www.ub0comainancialservices Your liabilities 0.00 0.00 Value of your account $9,844.97 $2,000.00 Items for your attention • Help protect ycaltel! Iwrn li3u1 and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from vmw.annuakreditrepott.com. Tracking the value of your account 1 Thousands 87.5 962 20 Dec 2014 Dec 2015 Dec 3016 Dec 3017 Dec 2018 Jul 2019 uA g019 Sources of your account growth derive 2019 Value of your account at year end 2018 Net deposits and withdravab Your mestment return Disidendard inwest income Change in market value Value of your arcane on Aug 30. 2019 SDNY GM 00025844 111,828.70 -$9,845.31 $17.61 50 00 $2.000.00 Member SIPC ANP7000200093S4s5 Nr000061937 00001 08l9 030030000 CONFIDENTIAL 000000 Page 1 of 6 EFTA_OOI 36464 EFTA01277697 SUBS Business Services Account August 2019 Your account balance sheet Summary of your assets Value on August 30 ($) Percentage of your account A Cash and rrxmey balances 2.000.00 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $2,000.00 $2,000.00 100.00% Account name: Friendly account name: Fl LMAY LlC Account number: Your current asset allocation A Eye on the markets Index Your Il asocial Advisor. SCOTT STACK MAIILYLE CASRIEL , Cash and money balances may include available cash balances. VBS Bank VSA deposit account. VBS NYC Insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about tout statement on the last two pages of this statement kr detais about those balances, S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 30, 2019 3-month Treasury bills: 1.91% One-month LIBOR: 2.09% Percentage change August 2019 Year to date -1.61% 1831% -2.04% 18.02% -2.58% 10.14% 2.59% 9.10% ANP:0002000t65456NPTCC0061937 00001 0819 000000000 CONFIDENTIAL 0391flititnnt0002sSiste 2 of 6 EFTA_00136465 EFTA01277698 Business Services Account :..,:t„t 2C 1 -2 Change in the value of your account August 2019 (3) Year to date (S) Opening account value $9,844.97 $11,828.70 Deposits, including investments transferred in 0.00 26,000.00 With&awals and fees, including investments transferred cut -7,846.31 -35,846.31 Dividend and interest income 1.34 17.61 Closing account value $2,000.00 $2,000.00 Account name: ELIMAX, LLC Friendly account name:EWSAAX LLC Account number. Dividend and interest income earned rot purposes of toes statement, twateity of interest and 040end income has been determined torn a u5 lm tOPOrtirg CeorPodilt. Baud upon the residence of the account holder, account type. or product type, some barest ardor dvidend payments may not bo subject to United States (US) ardor Puerto Rico (PR) income tars The dent mom* statement is not intended to be used and carrot be relied upon for tae purposes. Clients should refer to the ai:OCEtie tat reporting forms they recei* from UBS annualy, such as the forms 1099 and the Forms 493, foe lax reporting information his the practice of UBS to file the accticatie la( reporting formS with the US Werra neVenue SenriCe and PR Tfeastay Department and in such loons accurately classify dbsclends arOci intereSt alas exempt or tarable Income Please consult your Inthedual tax preparer. August 2019(1) Year to date (1) Taxable interest 1 34 14.90 Total current year $1.34 $14.90 Prior year adjustment 0.00 2.71 Total dividend & interest $1.34 $17.61 • =M Cash activity summary Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity !ha MOW) for deia Is &dances in year Sweep OpliOnS are inductedin the opening and closing mantes vita. FDIC Insurance spdiet todeposits at UBS Bank USA and en banks participating in the uBS FDIC insured Deposit Progarn. n Oces not apply to deposits al UBS AG. %rim march. 51PC protection applies to money market sweep find hddings but not bare deposits See Important inSormation about your statement on the tat two pars cf this document for deals August 201911) Year to date (S) Opening balances $9,844.97 $11,828.70 Add/bons Deposits and other funds credited 0.00 26,000.00 Dividend and interest income 1.34 17.61 Total additions $1.34 $26,017.61 Subtractions Checks and bill payments -4,00000 -32,000.00 Other funds debned -3,846 31 -3,846.3) Total subtractions -$7,848.31 -$35,846.31 Net cash flow -$7,844.97 -$9,828.70 Closing balances $2,000.00 $2,000.00 UBS Bank USA Business Account APY Interest period Ad 8 - Aug 6 Opening UBS Bank USA Business balance Jul8 1,1,844.97 Closing UBS Bank USA Business balance Aug 6 57,846.31 Number of days in nterest period 30 Average daily ba lance 17,378.30 Interest earned $1.34 Annual percentage yield earned 022% SDNY GM 00025846 ANP7C0020C003S4S7NP7003061937 00031 Cal 9 000030300 CONFIDENTIAL coi5000 Page 3 of 6 EFTA_00136466 EFTA01277699 SUBS Business Services Account August 2019 Your investment objectives: Account name: Friendly account name: r Account number: =1 You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a ful description of the altemaove investment objectives in important information about your statement at the end of this document Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment eligibiSty conscleratton - None selected Your account instructions • Your account cost basis default closing method is111O, First In, First Out Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL ANP7C00200769S4S8 NF70C006I 93700001 eel 9 C0C03C000 CONFIDENTIAL 034SISILY_GM_000258,194 4 of 6 EFTA_00136467 EFTA01277700 UBS Business Services Account 2C I Your assets Account naex: EU.MAX, U.0 Friendly account name: CLIMAX LLC Account number. • ME Some prices, income and current vaues Shown May be apprOtimale. AS a tests. gam at kisses mat mil be accurately reflected. Set rmporUnt in(osestebOn about your 'Cerement a the end of ths dxurnem for mote information. Cash Cash and money balances Casts and moray batances may ind u:Se avalaale cash balances, UBS Bank USA depoot account balances, UBS FDIC Insured Rogan Bank Barnes, UBS AG Stanford Branch &posit account baances and rroney [Mad mutual fund sweep balances. See the Important infommtion about your statement at the end of this document for detain about those balances »acing U85 BONK USA BUS ACCT Your total assets Your Financial Advisor. SCOTT ST ACk1,1 An LYLE CASRIEL UBS Bank USA and al UBS FDIC bitted Prodan Sank deposit &Count tdaXes are insured by the FDIC within applicable teams, bul ale not protected by SIK. U85 AG Stanford Stone hdeprisil accourt balances are not insured by FD0C and are not protected by 51K. Money market sweep balances are protected by SIPC but are not insured by the FDIC orenng baance ClOung balaxe Price per share Ai.etage Duoend littered D*5 on on Aug 1 (1) on Aug 3011) on Aug 30 CD rate period period Cap anount (S) 9,84d.97 2,000.00 250,000.00 PeKentar 01 Cost Et4maed unrealized Value on Aug 30 (1) yOur Mount MSS (1) annual inCitme (S) pan or loss (S) Cash Cash and money balances 2.000.00 100.00% 2,000.00 Total $2,000.00 100.00% $2,000.00 Account activity this month rot mote information abOut the totkei value shown for restricted secunlieS, see important information about your statement at the endof this document Gate A<Ilmty Your Oualtityr, (*script:on expense Ccde Fel(e vase PeloWalue Cash st unt IS) Cash and money Pliant! (1) MI 31 Cash and money balance 59.844.97 Aug 2 Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 7.8414.97 Aug 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 08/0619 1.34 7,846 31 Aug I S Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 5,846.31 Aug 20 Transfer TO X235768100 -3,846.31 2,00).00 Aug 30 dosing cash and money balance $2.00000 SDNY GM 00025848 m*70302000035459 NP700306I 937 0003I dal 9 000:00000 CONFIDENTIAL 000000 Page 5 of 6 EFTA_00136468 EFTA01277701 SUBS Business Services Account August 2019 Account activity this month «ontoved Date Actmty Description Amount (S) Money balance activities /al 31 Balance forward 10244.97 Aug 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08102/19 -2,000.00 Aug 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS CF 0810919 1.34 Aug 16 Withdraw) UBS BANK USA BUSINESS ACCOUNT AS CO 08/1919 -2.000.00 Aug 2I Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF MUDIP -3,846.31 Aug 30 Closing UBS Bank USA Business Account $2.000.00 Account name: ELLMAX, LLC Friendly account name:EWA/1X LLC Account number: =. Your II sandal Advisor: SCOTT STACK MAN LYLE CASRIEL The UBS Bank USA Business Account is your pnmary %veep %don ANP7C002003E85A6ONIN000061937 00001 0819 000030000 End of statement for account number El El CONFIDENTIAL actiflittcmt0002stente 6 of 6 EFTA_00136469 EFTA01277702 Important information about your statement LES Fishmeal Seats he (the fern of UBS Financial Served), is a mentor ol all oedipal seedily, coarrafty and cptens exchanges UBS Fined Sinn°, and LBS Bank LISA are ndred absidaries of LEIS AG and affiliates of Lib Secuntes LLC. The Fein's financial statement is adiale upon request The Fines executed office, re se IRS Fannie' Sends Ve 1200 Haar Boulevard Wnhariken, NJ 070$6 lhs nattenen Nana the only official record of year LIDS F rune's' Serves account Other records, ~PI Off.< lac eocunents, contanng dating data should not be retied ..,on R you bah, there is n eta a Ornr4.011, please noon it immediately re mitre to the Bondi Manager cr the office servng was account. Althea). at IWei shown re Mended to be mange, 5111~1 dale Should not be used for ten areas*, Rely Web on yearend key lams, (i e Form 1099. 5498. 10425. Ps )44hP'PrePretaer taw return The Fan 6 regured by law totem to he RS all taxable addends, reportable ~stair* dvands and taxable fluent caned as swain held n you accent, net proceed, on saw transacted. and cost basis on Cedar cowered Wattiis Gcmistasiationa web the Finn • Please wtorillieen ant oral torrituncateons n wee 19 lc:further protect your rips inducing you nits u-der the Studies Investor Protection Act (SPA) • ti thedared rotation on the top left of the lard of the stamen is not IRS inonde Seats, LES Fanjet kneel can year account as axing baker by artangemenl wet the iacated instrlutirn We .tomred yw d tho relabonahe when you caned this Nacre bibs case, yet leds and stuees re 'rated at IRS I «uncut Services and nol the awoken; broker, aer you mutt mat • a fowl of an/ and. or om issien lo both fint • As deserted h the acdult ardent% you must noblyusof any errors a fraud irwohna checks reflected an was sand man 30 days after e was mailed or male waddle • Pleased:not customer ooniplaims a' a tollfree at 800 AM. lobe» Fent's ET Monday opdyt r . or in wain; to U3S Financial Seences vo., Clem R7 Department P.O. Box 766 Union Ced. NI 07007 • All rIketreftS shall be deemed corrobee and accurne rl not Waded onn days • Foe TTY se or from whole the LI 6 Ca • Vs case of errors c< nudes about an electronic knob trend« (a1). ' Vea•debit card traidacoons call or wree to UBS We entes Marta kJ, 61h floor, Weehawken 07086, Alles IGAM3SA Senn Cal a write as soon as you can, if you ark yeas statement a recept is wrona or 4 you need more ntounalion abaA a transfer n the stamen, or recta. the eirm or Cad burres smokable) must her Iranyea ea later than 60 days alter the Fem sent you the f ro statement on which the ene or problem append. - Neckyou- name and accost nitaber(! any> — Dewitt the error or the transfer you re unsure about. and plain as dearly as you can why yov believe * is an error a why you need ma nformahon. — Provide the doer amount cf the suspected era. The Firm a Cad Issuer vna iwestigate you canine and veal correct res error ~alb For alleged errors nvolvn9UBS Maa•debst cud tranelir.„ rf we take more than 10 bus ass days to do tas, we will credit yul :mourn for the amount you ilia is in error, son you wit have the use d the money Ong the time n takes us to cent* as ire:legita. Please make all ilrecks payable to the Fan or the annual nsteuten reicated on he ant el thiS stiomen In addition to regtiar account fen accounts mat be sayect to median, het charges for lato payment for secures purchases and charges for unwed rants n cash accents. Accounts that re Pantie-red to other niteulens my be subject to a vandal fee. UBS Sweep Options U35 offers options to hyaena cash balances to brit depose atoms at non-ridded bads and Mitred barks and money dad rdikalleildl (Money iseds). Dead adorn at U95 Bant USA and re:naiad! banks partitioning n the UBS Ft:Catered Depost Program ad FDIC roused n accordance with FO/C rules Foe more anation, please visa WNW lcIK.Tet.Dep054 etcounts al LES AG Stadia Branch and shires ol Maw" Ards are not awed by the ROC Bank deposits are not rented by WC Monty Find shares are protected by SIPC. See U8S (nasal Senn Account Nakao' below. Lan sourrend, balances in the bark deposit; mar be witotawn. and shares of a Mona Find may be leaddred ad the proceeds rained to you a your teevnes Fuller Venation about addable sweep options, nakodng current peered rates and welds. is NNW* at wwwwkisenswenswelck from your Franul Advisor cr by <Ping 800 762.1000 LIDS Fanml Sevier ant protection The Finn semester of the Searles twestc< Protection Corporation (WC), each protects putties customers ol es meads so to 1.500.000 Caledirg 1256000 foe darns fo«ren) Faelanatory brochure available tan deeded ce at www Roc org The SIPC asset PrOt•CtiOn lines awe to all accounts that you hold in a panabr <nay. The Finn, together with certan affiliates. ben also Pinhead supplemental inns.. The meads rØ payable to all etable climb, collectively utsde the protection is $500 million as of December 10, 2016 Subeed to the policy co-aids, and amen cash at terem is kit« protected for up to II 9 mien in too Neregatof or alyour accounts Mad n a aridly °pay. A lul cepy of the poky wadrig s addable won request. nag theSIFIC protedonna the sunmentel protecton apply to: • Gran &uncial assets nailed by (and MØ el your account value) but heed away tren LES Financial Services Fa ale certain (i) nsurarm produns, ixiixrm9 slab/ernes and (it) tree of mutual finds registered in the nine of the account holds< on the bases d the isveer or transfer *gent), • harmed sonnets or nwileiwit :Nitwit, kg, linhd pa genhis and private placements) tin re not registered ureter the Securities Act ol 1933; • Corrrnoditeis corwacts (e.g„ foreign exchange and paces metal contracts). main; kitties <OrWartS and tonality Wen contracts. and • Deposit Ulowts except certificates of detail) at LBS Brk USA. URS AG U S. arches and bats n the FDIC Mosed Deposit Proram. The SIPC protection and the suppemen al protoften do not epee to those anon everrif they otherwise appear on >Ca statements The St< IXOtellO41 and the surelemertal protection do not protect aganst changes en the market vale of your inwstanents (nked's" as a raft of matlit movement Issuer bankeuptcy or otherwise) Dividend Reinvestment Program ØP) The am reflected is an average once. You may Obtall the actual price OCT )01 Internal Advis«. Orgy nab tarn re awned under DRIP. Vanal shies will be sold vii the cash wit be deposited in your accosts The dividend renvestant price staked by he stuer may Delfa from the market (al at Much the partial shares re sold Cosivalieu one whale urns maybe htid en year aCCOlnt, eau are folded tomato' and as a result of a&Wend p*ment • otherwise. the fern wll wetter sell partial dies at mad at price a accept an nowt determined by • Neared clan, agency. and credit your accent Immanent object aces The meaner telecom aid nsll, profile are 'picric to each account and may varybetween ear acan Flease advise the Fern prone in writing of are saileant change in wet financial anon a natant necked For each !tarn hat you choose one of the lobwng instant/It CO:11<1~ • POdX•Cunne Income Investments anal the gnaw, of «ant only. • Achwe Capita/Appreciation: iwtStmerilt seeing growth of under rater than the generation of MOM.. • Procria Crlarnaabon of income and Capeal Appre< agora Invenrr*ntt snagboth the generation of index ref growth of principal Overall risk proMet • Cowan< Seeks to martian meal papal, with low risk »MyattMy to the account ~tall, ever, if that means the angst does not generate Prase CONFIDENTIAL an or earns and my rot keep pace with influan • moderate ritang to accept some ridt to winced rid tolerate tavse Wendy to seek haler returns • Awrenne: Wiling to accept hit nee to pnncoal ad high sletbly to seek KOreturns ode tinw. • ( ~lament &Teddy Conanfergnak I selected, a Pena d the pa Hobo for that inn may nark complex swan linked liquidity and rend sandy Statement lwasholdinge We may consolidate al rered account statements with the save address in the same ~MP. e 0 because they have owners who also manta prr, account reawaken wen other arcs at the sae adios d you prefer to recent redindual statements meted n separate wean sos may Quid annealing by calling your financial Adder friendly «cod-dooms The Friendly account name is a cusearkeade -nderume chosen by you to !gig you with your recordleopeg lt has ro legal effect on yod account is not inendedd reflect n strategy, prodart, reCOrreriergaggh. nand objective a roc peak associated wear your accounts. ard is not a poem.* a guarantee that 5w" or any linenCial WIWI.. Can Or will be achieved. All inestmente involve the rok of loss includanhe risk of loss ce the «Wee investment. You can change your Friendly arCtial1 names through Ordne Sends or by corded eg you Fend Wawa. Account overview • Value of your e«ountaponfoln. Net of assets zed liatelnek • Assets Inducers available cash balances. vales Fa restricted security fast ), and Global Tia Deposits, uraned mares to market, and certan ands riot held by the Fern Does not rink raced securemlassets at !Nerd of the prior and orient statement prods, a pane iwestank noted stock options and cracisado yak options • Lintans rekides debt balances, oLastandeg margin load. credo la, sae accoent batinC•f. • CaseMoneyealanced Total d uninvested sealable cash balrates, plus depose balances at alf dieted and nonaffiliated bails, end mosey mad mewl kend sweep bands at the cane of the statement pea Noncorrenon free creek bared in you account ae not segregated tram car balances rid the FM may use any of these Ida en the Ordinary Wine 01 ns brass These funds av payable icon your demad. Ths total is neded in the newt period closing who Lending information For deeded relarnation at the fern's lending erect Kea and esdnuress. refer to you Client Roldionshe Agreement or Attain Arena and the General TEMIS and Canditions LES Statement of Credit Practices available nAgneeneents andOirbsurea yearreuddsvenu SDNY_GM_00025850 EFTA_00 1 36470 EFTA01277703 Important inforniatimi about your statement soohnurto Ye.. assets Your Arens. Stances recuribes and other assets held n the account a the end of the Slaternerd period. You may ask for detvery of tufty Paid securities al any tire. You may recen seenties used as loan carer alter payny any balaxe Sir on them. Any securities buncrerred to the ono dreg the staummt pond are hued at market value or of the end of the stamen period • Cost basis detennning the cost bans of the securest included in this statement where indicated with the nunnet SS Fiuniat Services An relied on information obtained from sources other than UBS Financial Services. rkIrding Hannon born mother lion or that you may have vaned:co your Finical Apnea. the Firm does nOt rulnenitatly retry or guarantee the aCOSary or vainly of anyr amnion provided by soaves other than U3S Financial Senor addlico although LBS Coaxial Sinks gerneralk updates the Hamra, as it is recessed, the fern *es not pow* any entrances One the damage, valor -Cost base and "Urrealc gad loss" es karate as A the of th ed is statement. As suCh please do not rely on this nlanution to make panne a sale decisions. foe tar paposes otherwise. Accounts transferred to the rim may rifled gaillon irif arrow in only For the period of tin theyre held a the Fan Moren a torical enconalsca can be added by your F ncise Advisor. • Unedited gaits/losses. Vitien data 6 availabki, eUrnated snaked g aosses are calculated for noviiaal storey lots Th t arses data for nchinal lots may or may nce reflect ccrrmissions. charges ads, secuity reorgroal on mots. Diedend and other renveument lots and systemak pathos. lots re each combined to display get Award lot he 'Trade date colmn presents the anginal transacuon wade dale. • Woke securities Bonds and preferred Nod that the issuer cats for eery rederrpton wit be selected niparbally by lot from among al senses of that :Sue held in Our riles:tor il nOrilime erne Ice or clients Call naive inomnalken is obtained from third pities add es accitacy is not guaranteed. Other call lenses may not which card ailed weld. complete inloimatka will be provided upon request • Price/value Peres displayed for securities and other products may be highs or beta than the price that you would actually, retire in the market fists asp <Wined from wren tad party sources inch we know to be nth*, has tee dons guarantee Our arcuracy - we generally use the cbsng price when available or ter mean of the bid and ask prices la listed winks and options a onk Winos Ice OTC minas - Less Wivey traded senthis maybe priced trig a valuation model or the most recent price we obtained and may not reflect an actual market price a vane. - Oman positions may mar snag a price and wit shaw as 'once was not available awe are enable to cbtan a price fa a seemly. - Deposes ce monks denomnated n anemias other than U S. dollars re reflected at the exchange rate as of the statement date. - For certain season rang n nOn-COSICenIn9 denomnatons, puce and corny (lace value) may have been adjusted to frank proper venni To obtain orient quotations. when availabk, contact you &uncial Ackscr. • Private investmente and structured products. Private nwstrrent sects/on (r. Iring drect Dank:Patin program and real mate 'vestment trust seasi es) arid strut ond products are generalty highly &gni. Chan struck/id nairts haw not been registered with the Secants and &charge Ccmmssin or nder any state securities laws. We prone einnated values for private mourner. wastes and snot wed mains for rkirmal cnal prpous only /Scurry n not guaranteed - These values may differ %instant ion/ Iran pekes, it xiss al which a parte nnind security or structured maxi may be bcks-kl or sold and do not recess:0y represent the vane you may recess. ion licridaten. - Wird pony *Araks of value re as ea a <Min date an are supplied to UBS Fnancial Services on a regriar base by an idependert variation limn - Went general partner or sponsor (dimmed vanes, if Fab re se/Pried to the Fein by the issuer, general partner or wrote and may be cakulated based on deferent infamaten Iran that used by that panes to dense their estrnaied vain. — You can ocean addicral Herniation regarding the methodology used to determine the nternate of value and the date of the inicrolatiCel that n the basis la the estimate by contacting your Fin/ex-al Advsor. - Pied party estimated vales may be reflected as 'Not piked' in several Saudi:WE Mien an independent valuation fern has not suppled or is unable to assin a vain when we became awn that a material event has caned del! my calla presonk reported yaks ieo question, or when a value would be highly speculative due to the nem ca the warty — Wan neither an issuer, general partner a sponsor estinaled value nor a thechany estimated vane it pcsOed, the vane of the starry will bedifferent from is puts. pacer — • Distrisations to dale' may irtiade ran.r1 capital, name or both. - • °anal tat size' represents the Sul offering peke per net and may not reflect yOser cost bait) - Of P Ind wenn REP Senreief re not listed co a national mune: exchangt and re generally Aided and nun if they can be sok de price received may be less tan the per share estimated value provided n the account statement • Restricted securities. Restricted securities general" are not cravenly ingble fa pubk sale. UBS Financial Services uses the market price of M urresnxted nod of the sane now as an masted vale sat the restricted stock for purposes of that StOfteltat only. To the extent that restricted nun ies rat noble for sale, the value trend may be sibstantially less tun the awed vane shown. • En. (estimated) income, current yields and rates. An est maw of itsinua r..crre n bared on cunt, dvidend and intent rain assuring the wurnos will be held for one yea- from statement date or until mataity. The esti:tate is only a guider*, accuracy rd continued inane are not guaranteed. - Crtmated annual nano end anent yield for types of swathes cold riftede a return of prricioal or canter gait in which case the est income (rd current yarn) would be overstated. - Estimated rat al 'came an anent yeld and the actual income and yieUnighe be bur oe hips than the *singed anants - An estimate of a-owl:zed income Idivederd aldrcr interest) deeded by the current market valadaveragr balance es based on the last divdend or merest payment made by the issuer and nunes tie secisineirdepons will be hell fee one year from the statement date °curt,' maturity. Accuracy and contnued yell re not guaranteed. • AMU not held by Miriam/kid Services, Cater) assets ate not held by the Fins rd not wad-en the Fin's possess:xi or arra These assets are deployed on you statement Ice otos:national purposes only. Positions and vain presented re provided by the nears; f im LISS Financial See wes :s not respnan for the inkernann and does not guarantee as accuracy Wiese assets we rot protected by SVC or the f ion's supplemental51K coverage. • Revenue sharkig and an:kin/A compensation. - h nclitin to cam/inked on lain a-cl 121,-1 sees received in connection wth the deartunon of mutual fends to at dents we anctor or Akre men* menarchea° payments Iran detrton anla advisors of the mutual funds that so sell Thew amounts re based an two different orrporents, (4 the amaze of sales by U35 of a particular' mutual find rank to our dents; an 60 the asset vane of a particular mutual find fernals 'hares held/ate. Inn - We and o✓ affiliate also receive networking and ornnbus proofing fees in considerain foe transfer agent services that we provide to to mutual funds These lees generally an pad from inwstor nets sn the mutual find and are a fired dolly arrant based on the noire of accounts at the bseerdealer holding manual finds of that fund family — h skin to CCrnill6SkirIS received in connectors with the sale or &Wootton of annuity anent and trr nwstment bust tries to our clients, we ads, as afloat. receive reverts sharing corrpensaton from Try of the nurance companies uncknenting the annuity contracts, affiliates Of the Nuisance con-panes or sponsors of the use nvestnient trusts we diStrbute — In addon to commissions received from the prchase and sale of Nertsnares finds, we ardor as If elate rewire an asset-based revenue snaring Payment from NeuShares destrbunn. as well as funding for technology development, training and educate:en. — Our Agates also receive tradng comnisson other annualco from mutual funds and insurance companies *tow ponds we Morbid* CONFIDENTIAL — We wren (Colper6bliCes Iran UBS Bare USA, LBS AG Surnotd Branch and noun aired bait throw/now cash sweep prrogam. That ccenpensation may be a ma-thy per axoro fee or may be a percentage of nerage dak deposit barges Activity information weaving commessons and other climes intoned n correction Well the executon of trades, indadingopticn tqwv.actons has been exuded on cast imations peas ouok furnished so you, ed w11 be pro-heed to you prat-splay on regent. Short Sting ml you me engaged n shat selling a uwity, puma/ cur a charge no to Certain taros/rya costs for that prnk-security. OPen orders Regain-kg open Co • 9:Cd.iiictinCeled* ceder, that were not esecuud by the summon date, open buy and eel stop orders re reduced by the amount of dividends any htS on an ex.tlividerdS a te•retitS date unless tingled onenvese by you. You re response:41/4r ceders that re executed dye to yeas failure to cancel "kg *Pen ceders. Privacy To skean a copy of as current Client Party Wake, please contact you. Francis' Anne or viol as waken as >wen •rht ensurvivierr,frt. - UBS Fnarwial Services is not a bark. The RMA, kronen Services Account ESA and BMA re brokerage accounts wadi provide access to baring services and Products 'Fru:tact alariorrnents wth affiliated bank and other nid.pany banks, and ponds access to issuance and am* PrOdUcts issued by u-aff dined ihid.party nsuraxeccmpanes through inst.-axe agency stbsidares of LEK Financial Sewn it — hwuntert, netsance, and annuity pstdclt — Not FDIC insured • In ban gurarnew May Sale Wise — tMA tesarce Management decant Busyness Sermon Account BSA, IRMA red nit/marginal Resource Management Account are registered service marks of LBS Financial knees lx . — VISA is a registered suclitrurk owned by Visa Menai:nal Service Association and used under keno. The L85 visa aide cads an the MSS Visa debt cads are *need by UK Bank LISA with permission from visa U S. A Incorporated Al other suckmarkt registered trademarks, service mans and registered senice rrurks are of their wean corriparues UPS Runde, Services Inc Rev. 701810 SDNY_GM_00025851 EFTA 00136371 EFTA01277704