EFTA Document EFTA01278815

44) UBS lies Financial Services kw- Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CHP70056543150717 VI 0 Account name: GhliStANE MAXWELL Friendly account • v lennium Account number. Your Nnandal Advisor. Sic-01— STACK c "-ASP Fl Resource Management Account July 2017 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Questions about your statement? Value of your account Call your Financial Advisor or the RMA ReSourCeLine at 800-RMA-1000, on June 30 (1) on July 31 ($) account Your assets 705,443.00 702,106.00 Visitour webilte: Your liabilities aoo 0.00 www.ubscomtlinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Value of your account $705,443.00 5702,106.00 Tracking the value of your account S Thc tt,and$ 683 7 Sources of your account growth during 2017 Vzdue of your account at year end 2016 5683,739.00 Your investmmt retunit 7054 70?1 Change m 2S) Dec 2015 Dec 2016 iun ?Crl 7 2017 market Mire Value of your account on MI 31. 2017 $18.367.00 $702.106.00 SDNY GM 00027586 Member SIPC CHP700023056543I 5 HP70:0187303 00005 0717 030575004 v1287765500000:0 Page 1 of 6 CONFIDENTIAL EFTA_00 138206 EFTA01278815 SUBS Resource Management Account July 2017 Your account balance sheet Summary of your assets Value on July 31 ($) Percentage of your account A Cash and rrxmey balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 702,106.00 100 00% F C orrmodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $702,106.00 $702,106.00 100.00% Account name: OHISLAINE MAXWELL Friendly account n • Account number Your current asset allocation E Eye on the markets Your R sandal Advisor: SCOTT STACK MANLYLE CASR1EL Index Percentage change July 2017 Year to date S&P 500 2.06% 11.59% Russell 3000 1.89% 10.99% MSC I - Europe, Australia & Far East 2.89% 17.53% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2017 3-month Treasury bills: 1.07% One-month LIBOR: 1.23% 0.43% 2.71% 01P70003005004316NP7OCO 187303 000;6 071 7 030575004 Y128776S5003alyyGm_ 0002TiAge 2 of 6 CONFIDENTIAL EFTA_00138207 EFTA01278816 UB Resource Management Account S Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name* Account number. July 2017 (Si Year to date (1) Opening account value 3705,443.00 3683,739.00 Change in market value -3,337.00 18,367.00 Closing account wawa 3702,106.00 3702,106.00 Summary of gains and losses values reported telOw exclude OtOduttS for which ga re and losses are not oasslfied. Realized gains and losses Unrealized July 2017 (S) Year to date (S) gains and losses (S) Long term aoo 0.00 52,106.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current incase &capital appreciation Your risk profile: Primary AggreSSive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Moeda Advisor: SCOTT STACKMAIILYLE CASRIEL SONY GM 00027588 CNP7CODE0056543I 7 NP7003I97303 0003S MI 7 030579004 YI 28776S50 000000 Page 3 of 6 CONFIDENTIAL EFTA_00138208 EFTA01278817 $UBS Your notes .........6............,7 0.67.,,,.,......6%,_,,,,,,,,,,g, • a 6 CONFIDENTIAL EFT,0013A209 EFTA01278818 *UBS Resource Management Account July 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account name- Account number. Some pnces, income and current vanes Sheet(' may be EppiOxirnble. Asa Kluft. gains asdlossesMey not be moriately reflected. See enportant iniontabon about your statement a the end of ttus dacuenem for wore infortrwoon. Non-traditional Private eqUty funds, linage funds, M0 Other investments are held in your UEIS WOW/ Setvltts Inc, (tin FS) gofers:, account. the pennons reported below reflect the reccoas of the issuers, and USS FS does not grantee the accuracy of the Idom.:Ilion The vdue shown is not necessarily the vtlue you would receive hem the Issuer if you sd the assets. Funds actively sdd ty UBSFS are subject to ongoing due digence, //though the level performed may vary A dosed fund may besieged to no ongoing dligence A fund that you purChied elsewhere may never have been subsea to FS cllige nee. although LIES FS may receive a let from the funds managet, whit h May constitute a M40Oty of the rnanagernenvi mem se fee. Flea% contact your financia nob's°. with questions. 'Est vdue per unit' is an estimate of value supplied by an independent valuation Inn and reflects alustrrents for factors such as the squidty of the units. Hedge funds Hcldng ALRHAKEYS MILLEN END BROKERAGE NO 930/17 Trade date: PurchaSe Pocer Natter Avelace price of shares per share (S) Client investment CO 650,000.00 Your PI nandal Advisor: SCOTT STACKMANLYLE CASRJEL 212-821-7000/800-308-3140 Estimates of Mut SuPPlitd by Issuers of (Plan Ceograrts (which ate gene raly *net diet vaue estimakS) are shown as' issuer est. value pet unit'. For Private equty funds, 'Est. value per unir is a value updated quarterly, based on the Net Asset Value (*NATIin the fund m of the date sped fed 0/sledby cidtal calls and subtractirg clsInbutions unce the NAV date The NAV is pin-aril, based on estimated portfolio vim, peonckd by the underlying fund sponsor These two vdues nay vary because of differences in the way they were estimated and because the ' Third patty est. value pet unit' nay have been prepared come basis of financial irionnation other than yearend Repotted estimates may not reflect resale, liquidation or repurchase value, I any, and may rot reflect dstrbutions of cwirtal unit' the next valuation is reported generally on an annual or Serre.annualbaSis See knponenr info/mown *our your statement at the end of ths Statement. Cost Price per share basis (1) onn4 3I (l) Value on unrealized(tar) investment stoldng Jul 31 (S) grin or loss (5) teturn period 650,000.00 1.000 702,106.00 52,106.00 Your total assets vaue on A/ 31 (1) Percentages Cost your account bass Of Estimated Unrearred annual infant (5) On or lOSS (1) No o•traertionol Hedge funds 702,106.00 100.00% 650600.00 52.106.00 Total $702,106.00 100.00% $650,000.00 $52,106.00 SONY GM 00027590 C eiP7C00330S6S431 9 NV700:1187303 COCOS 0717 030575004 Y128776S500003C0 Page 5 of 6 CONFIDENTIAL EFTA 0(1138210 EFTA01278819 *UBS Your notes CNP700C0005654320 NP7000187303 00005 071 7 030579304 Y128776550 00Nejtiy_ GM 0002759ige 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_0013821 I EFTA01278820 Important information about your statement Fruncial Services Pc (the kern or UBS Firiarcii Strube!). is a menthe' of all principal sectrey, comrroday and cob:mocha-apes. UBS Financial Semites and 1.8$ Bank USA ate i-diect subside:Wes of UPS AG and aft ihaes of 1165 Sautes LLC. The POWs tnanoal statement k available upon request. The Funs exwafte often an a. 1€$ Finrcal Shrives Ix. 1200 Harbor Boubeard Weehawken NJ 01086 This statement represents the coney official record of you' U35 Financial Services account. Other records, tape official tax dwunet contanng cornicing daa should not be relied lath II you beim* there is an firer or omission please report it immediately n writing to the Branch lianaotto of the office wvi-q your accowt. Attce4' Al 'igen shown are Mended to be masa*, statement data shoukf net be wed Per tar papaws Rely 'SD on yea-end tax fan's fte Form 1099, 5496 10425, etc) when Drepamg your lax return. The Fim required by law town to the IRS all tenable dividends, mportade rontauble ckiiima and undo& interest emed on secteities held n mu awl" net proceeds on see tranaclions, rd con basis then-lain covered seosaies. Cartresalatlen• with the Firm • Please reconfirm ay oral communcatons in wring to further protect your rites. indudrg your ridis utter the Seo_elies Intestor Protection Act (SPAT • If the financial retention m the top left of led front of this steams isnot 1_135 Ennui Senates, U35 Financial Senates carries yea accounts dearing tether by arrangement wth the ideated insteuton We informed you of this relationshi• W.enyou opened this accost h this cast your kr.t and swates tre boated a WS financial Service, and rot the iwolicig braer. and you mist make a tapir of any error or omission to both firms • Asdew-iced in the account ageements, you must roily us of any enors or fraud animating decks reflected on your statement within 30 days after t was mailed or made available. • Plenadied oatortor complains or ixpiies to the Fion's C fent Relations Depirment a 201.352.1699 or toll-free at 800354-9103, 8:CO A.M. to 6 CO P.M. ET Mondry through Fedex or in wing to WS Fiuncial Semites kit. Client Retinae Depairmak P.O. Box 766 Union Cky, W 0700. • A 0 casements shall be deemed complete ad acosee not cbbctonl to ri writing within 60 days • Fa TTY services_ Call 0444120986 or acme outside the US.: Cal 201.352.1495 • In corm of *nets or cpwations abet an electronic krds Wander WO be payment or UBS Vea•debil card transactions, call B20-762-1000. Ca wile to UBS Pramual semces Ix., 1000 Harbor Blvd, 6th floor. Wtebbinnm NI 07036, Attrt RIAARE6A Stokes. Cal a write as soon as you can, if you tiro yes statement a receipt is nvorg or d you need more nknnaton teat a trader on the statement or recite. The Film or Card beer (as alokabldetril heat trornyou no later than 60 days alter the Frm sera you the list statement on which the erns or Problem aPPered. - horde pow name ad xCant nterter OF any/ - Death* to error or tie tanner you we tenure about, ad olden as <bay as you can why you believe a is an ma or why you need more reformation - Provide the doter amotht of the suspected era. The Finn or Card Issuer wil Seagateyour ample...it and wal coated any error promptly. For alleged *non rnolvis; UBS Via', debit ea-dna-each:re if we take more than 10 bannsdais to cloths, we will credit was acorn for the amount yea that a in error, Botha you well have the use of the money dumg he One n taken us to ccmplete our iwestigption. Please mike all checks payable to the Firm or the financial iguana) iterated on the from of the statement In addition to roods meant fees, accounts mei bo>sbject to rnaitinste has, chases for late pained kr securities purchases and charges kr unpaid arncthn n cash accounts Accounts that we transferred to other instailons way be subject to a trainer lee. UBS Sweep Options 1165 oilers options kr sweepeig cash balances to bale depost acccuits al non-affiliated bats ad an dated banks, rarity market mutualfunds (Money Finds) and the Mernational Devote Amon (DA) fa natation with an Internet:oral Resosce Management Accost. Depose account al UB5 Irk USA and non-affiliated banks panicipatng n the UBSFOK4nskred Deposit Program are FDIC aimured in accordance with fDIC iules. Fa more incnnatto, plea* visit nww . fdiegw.Deposk accounts at UBS AG StanfordBranch and shies of Money Ards are rot rased by the FCC. Through the DA, cash balances we swept to depose accounts at UBS AG New Von Brarth a-d UBS AG C SSW, Branch. These deposits are not inured by the FDIC. Balances held at he 1165 AG Cayman Branch are tenwanly ("posed to the sovereign refs of the Cayman blind, end there is nocturne* or whet oblation of 1.85 AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by UK. Money Fund shires re protested by 51K. See "125 Fine cal Services Accent Protection' below. lgxn your request, twines n the bark depositsmay be *Mohawk and shots of a Money Fad may be lige:Wed and he proceeds nand to you a your sea-rites accord Fuller remedial about available sweep options, iftLaIng current icier/It rates and yells, k available at wrmubs come weeppelds. from your Francial Advisor a by calling BO .762-1000. UBS Financial Services sawn protection the Firm is a nwrter of the Setaein Artesia Protection Corporation (SIK), which protects wankel customers of is merrters up to 1500,000 thcluding 5250,000 for (bins for call. Spbnatay broths* available upon request or at net. *c.o." The WPC asset protector, knits apply to all waists that you roan a particular capacity. the Fem. together with certain affiliates, ha also purchased samolementalinkrake The marmum anomie pea dab to a1 elobb clients, collect...fey ader this protector, is 5500 million as ot December 10, 2016. ktinct to the polo/ander:re at Imitations, cash a the Firm is further protected for up to $1.9 million n the ane9ane for all you accounts held n apanel:Wm capacity. A he copy of the poky wordi-g is wailed, won request. the SIPC protection and the supplemenUI protection both do no apply to • Certain liwncial mete controlled by (and inclabd your account value) but awl:Iarmy from UBSFinancol Services (e.g.. certain (i) deposits at *Mimed and non- affiliated bats (i0 nsuraxe products, noising variable arruhes, and (ii) shires of mutual funds when such shires an registered drooly in the, name of the account holier cr, the books and records of the issuer or tanner agent); • investment contracts or nvestment nterests(e.ga limited partnenhips at private placements) that are not registered under the Securities Act of 1933; ad • Commodities contacts (e.g. foreign excha-ge and precious metal comractsX inducing f aures corneas aid commodity option contracts. The 51K protection and the supplemental protemon do not apply to these mob each of they otheawiw appear on wax naemenes. The SIC protection ad the tpplerental protection do not protect against changes n the makel vela of yes investments (whether as a result of matket mommenq issuer barknaptcy or othenvise) Dividend Reivrettment Program PIP) the price reflected ban average price. You may obtan the actual price from yoke Financial Adascr. Only vitnale Main we purchasedunder DRIP; partial 'hats WI be sold ard the cash we be deposited re your account The (bard reiwenmert price swished by the esker may dna from the make price at *Nth the partial shorn re sold Cash-th-lieu Cr4 whole urns may be held n yds arrant. If won entitled toe pa-tol land as s result of a d mani pent or dimwit,. the Film will ether sell panel trill, at manes ate or accept an Nonni determined by a registered clean) agency, ad credit yes accost Invesbweew objectives The Minimal objectives ad risk profile an spec lk to each account and miry my between re, account Phase advs. the Firm prorrotbi in wining Walt sg-dicant change in you' I nancial siluation or inveament cbnaiven For each arrant heti, you choose ow of the blowing investment objectives: • hoax* Curnentincomt Investments seeki-q the generation of axone only. • Aohthe CaprtatAppreciabom haestments seeking growth of principal caber tun the generation or income. CONFIDENTIAL • Produce Combination of Income and Capita( Aboard:non Investments seeking both One generation of income ad wombat prixpal. Overall risk profiles • Consewasee. Seeks to mantan natal piximal, with low nth ad volatility to the accost overall even it that meant 8, accost, does not generate signif jure income a retort and may rot Peep pace with inflation. • Medeal. Wiling to accept some rin to pincipal at tolerate ,cme volalety to seek hater returns. • A9oressim: Wiling to accent hit irk to pnnopal and high volatility to seek high returns over time. • tomstment Ebaidibm Consedention: I selected a OrtiOn of the pOrdolio f or that account may include compbicstrategres. tented liquidity andgene valet iffy. Stertementshoweholdne We may consoldate tA related account statements with the same address in the sure envelope, e.g. because they have others oho hk0 jolt' =gal rebtionshjon wit other dents a the same address. If you prefer to receive individual statemenft mailed n sepa-ate melons, you may decline houwhdding by caliq your Frunual Admor. Friendly mown nem, The Friendly account name is a wskinutike *nidena-ne chosen by you to assist you with your recordkeeproy ha ro legal effect an your account You can thaxy your Friendly account names, through Orlin. Satirises a bycontacting you F i-ancial Advisor. Award overview • Vase of your Amounttpouttcdo. let of assets and karate> • Asseft Includes wobble cash balances. yaws for restricted security (est ), and Global Tine Deposits, unrealized marks to make, and teeter, assets not held by tie Fan. Does rot include mated secuntiesfassets at the end of tie plot and curet statement prods, preen* iventments, unwind stock options ad rentable Rod options • Liaberees Incides debit balances, cutstanfrg margin loan. creole line, iron account balances. • Cash/moneybalances. Total of uninfestal ward* cash banes, OS deposit Wines at affiliated ad noniallitufid bank, a-d tansy maker mutual tad swam balances. at the close of tie statement period Non.connnodity free creek balances in ma' accost we not segregated from other balances and the Fm. may We any of these kinds in the ordnity route of As busiwe Thew funds are patio* won your demand. This total a rolded in tie curet period closing yaks& Undress Information For deuseed hlamation cn the Firm's lenfing predees at chcbsuret refer to yes Cheat Relation**, hgraarl "mmtcr Accost Agreement and the General Terms and Conditions UBS Statement of Credit Notices awilabk n Agnomen endOisclosuyes at Wwwitht ruitfirrumidirlhwwi SDNY_G M_0002 7592 EFTA 00138212 EFTA01278821 Important information about your statement (00nallUtd) Yes area Your llearrent &mites securities and other assets held fire axotant al the end of the streams period. You may ask fordelevery of fully pad seasies at anar tine. You ma/receive acuities used as loan collateral aher paying sly balance cam on them. Any securities tranderred to Ihe Fim drirg the statement period are lined at market vibe as of the end of the sterner period. • Cart bask n deter ring the cost basis of tie skates induded n this statement, Mere indicated wih the number 'I,• LOS Financial Services has relied en information &tined from sources other thane-16S Faantral %nicer'. including idarretion from anothe- km a that you may hare provided to you Fina-cial Adeisor. The Firm does not indkerdently verfy gaunt** the maraca a raiday of am iriornution provided by coaxes other than U3SFhandal Senices ackflicri, although UES Financial Strides generalbr updates this nfamaten as ihs receeteA the km does not provide any assurances that the hfamation eider "Cott base rd •Unrealced gar/ be is accurate as of re date of this statement. As such, please do not ivy on this rdamation to make puchase or sale decisions fa tar arposes or otherwise Accounts larelmed to tie Fm may reflect gra loss infarnalim only for the period of tine they are held at the Finn Morehike:cal rdamatixi can be added by you Fnanciel Advisor. • Unrealised yen/team VMen data n *marble. events& tweaked gainnlostes re cakulated fa nand& securey lots. The transacten data for iv bed& lots may or may not reflect ammissens. charges ander security reorganization events. Dinolend and osier reinvestment lots and traumatic purdnese bit are eachcombined to dispLy re averaged lot The 'Trade date' colann presents the age al transaction trade date. • Callable seeurkiria Bona' and purNaid nod that the ismer& for cab redemption wil be selected neat* by lot Iran arrerg anima-dies of that 6.,e held an our rare or in nominee name for as clowns Call karat 'tenuity, is obtained from third parties and its accuracy is not goaded. Other call ferias may east which °AM affect yield complete inkematifi will be provided upon request • Cietifiraes Odense (CDa. CO, are FDIC muted Le> to 1293,000 in principal and armed interest pet deposkr ad per depository insikion it accordance AM FDIC ekes. • Pricehake Paces die:dyedfor securities and other products may be high.- or beer than the price that yar would actually receive in the market. Prick are drainedfrom various tied pricy sources whirls we &ler to be retake, bat we do not guarantee thee' accuracy. - We general & use the closing price when wilt& a fie mean of the bid and a* aims kr hsted searnes and options er only bid prices tor OTC leashes. — In actiway traded senates maybe paced usng a valuator model or the most recent price we obtained ad may not reflect an /awl market price a Ma — Certain positions may appear will-weepier ad vrill show as • peke was not availabb • if we are triable to °Nan a pace for a acuity. - Deposits a securers denominated is tummies aher then U.S dolls, at reflected at the ewl-unge rate as of the statement date. — fa certain senates eating in non-conf oaring denominations pnce and gray (face Mr) may have been adjusted to lack& grope Maw& To *Urn current artations when amiable, centre 'at Financial dancer. • Private investments did stated products. Innate rweswere skunk (rc iring deed minima, program end realeast, oilmen& hat &ma es) and structu-ed proixt are genwaly highly Crean structued products love not been registered with the Securities and Exchange Cornmesian or under ay setae securities laws. We prordemtinated vales fee private iivairant startles a-data-lured products for Hamra& arrows only. Acdrag ism guaranteed. — These vibes may differ abstinent/ tom prces, d any, at which a prime imestmenl security a structured produce may be barfil or told and do rot necesnlyrepreswe the value you myreceive upon licuidatin. — Third party estmatesol vas are as cl a certain date ant we supplied to UBS Financial Services on regent bar by an indeandere Mahon firm. — Ise" gineralpfinee or sponsor estimated wars, if ay, are kpplied tote Fun by the issuer, general partner or sponsor and my be calMated based on Orem information Iran *mused by tidos-lin to chew their estinaled values. — You can obtain addinrial Mormo:en regardirg Ire meto:blogy wed to determine the estimate of value ant the date of the ilonnaton that is the bash for the animate by coat/entre your Finneal Advisor — Third prty estinmed &Lies may be reflected as *Not paced' in several Austin: Men an rdeperdent valuation Inn has not suPPLed cr tremble to astir a vats when we became avant that a material event has caured that may call a prevany reported vile fiso portion. or Sian a value would be highly speculatne due to the nature of the Wittily. e When naive an burn; general panne or sponsor Milked value nor died-baby estimated value is puked the rake of the seardy dikre4 Worn its archase arm. — 'Distributions to date may indude retun capital name or both. - 'Original unit size' represent, the reel offering bribe get brit red may not reeled your cost basis — DIP and unfilled PER startles are not listed an a national sewenes exchange and ere genet* Woad and own a they can be told. tat price &ewe mW be kb, tan to per sham estimated value provided in the aCCCult gatellint. • Restricted se:amities Restricted SeCadies gerreralb are rot currently ehgble kr public sale. UBS Finns& Services wet the menet primal& unrestricted stock of *a sane issuer as an reputed value fa the restricted stock (or papeaes of magement oak To the extent hat resented 'metes are 'tuba la sale, the wtl.te neared my be Menantiala less than the waxed value shown • S. (estimated) income, current yields and rates. An estimate of antral none Is based on carer &kited erd interest cedes, assuning hie tectrites will be &Mice one yea from slatement date or tree meturity. This eslinaie is anti a punkin.; accuracy and continued mom* are not guaranteed. — Estimated aural 1-cane rd oared yeld fa certain byes of Nantes could include • omen of principal or capital gain in w ich cage the est income (aid current yell would to overaated. — Estimated aural Mane and ctrrent yield and the actual name andyield mitt be lower a higher than the *stirred amounts. — An kiln& of a-ruaked income (dividend radar interest) &lad by the current make vat (average balance* based on the last dividend or rarest payment made by the issuer and runes tie soorifiestapasits will be held for all year ern tie statement date or until many. Accuracyan:I continued yell are not gam-deed • AMU not head by UBS Pinata Services. Cedar, assets we rot held by the Fern and not we& the Ferns posers: sr, or antra These assets are dellayed on nos statement for informetional purposes only. Positions and values presented are provided by the &Mg fern UBS Frunoal Services a not resprarble for the &collation and does not qua-antm its accuracy. These assts ar rot pranced by 51K or la Finns supplemental 51K coverage. • Revenue shirty; and ideational compensation. - h .deism to ccenmksiam an sales ad 12b.I tees reared in connection with the data:Men of mutual this to ow carts we actor our affiliate receive revenue staring payments tan distrtutces enact advisors of the mated Kr& that we sell These smarm are bred on ten different comp:ciente (0 the arekre of sales by L85 of a Isertitula rrunnl - &dimity to ourclents; and GO fie asset rake al a particular mutual ford lanais threshed a the lint — We adour affiliate also receive networkhoard cmnbus processrg fees in comic/rah:info, transfer agent services that re provide so tae mutual f unds These fees generally ere paid from investor assets n der mutual fund and are a fend dolls aenant baud on the number of accosts at the broter.dealer hoking mutual furls of that ftrdfa-nily - h adddon to commiskns received in correction with the safe or astrbutionol annuity contacts and ere investnant bust Let to ea clients, we ardor ar aft Tete raise revenue sharing compensation ban many of the imurace companies underwriting the annuityco:needs &lbws of the inkraxe convokesor sooners of the tea investment trusts we distribute. CONFIDENTIAL — Our affiliates also receive owing cenvnisurn ad other compereatimi Iran mutual funds end Mate companies whose products we ristrtute. — We recent an a-rualfee from 1.85 Bank USA ad U3S AG Stanford Branchof tlli to VS per accent sweeping to the banks erode the ties Bad Sweep Program Adivity Information regatIng commasifis and other dunes incurred in annectin with he execution of Wades, &luring oaten transactions he beeninducted an confirmations previously herr:shed so you, and will be provided to you pranalydrirolatl. Short selling If you are engaged in that selling a security, you may incur a charge due to certainborrowing costs for that particular sectry. Open orders Regarding wen or 'good) ilkancellee ceders fist wore not executed by the stsenere date. open buy and set stop mars are reduced bi the mount of dividends or refits on an redividerds a e*r4ds date unless instructed chemist by ycia. You are emporia& for orders the re executed de to your faun to cancel Putting open orders. Privacy to °b an a cow of as anent Client rtimy Mike. please caned race Financial Athior or visit or webske at imfarillCBMACiegaldillz — LES Financial anices is not a bait. The RIM, Business Services Account BSA and BMA are brokerage accounts which provide access toter-king seeks and prodresSercugh arangerrents with affiliated bares end other 'hid-partybanks and arras access to hsurarce and away products issued by unaffiliated third-paity nsuurree amps-Ike trcutfi insurance agemyo_bsieiries of WS Financial anis Inc — hwerrent. Murree, and arnuity accbcir — Nut FDIC Mured• No bank guarantee* May lose vale - BMA. Reinke Management Account. Redress Senoras Account SSA, IRMA and kernational Resource Management Account re registered service maks of LESFironrial Semi& lx. — VISA is a registered radon& owned by Visa htemaknal Sent Aswallion and used under kense. The UBS Visa credit cads and the UBS Vela debt cards tee issued by UBS Bad USA with permission from Visa U S.A Morporated. M Sitar eadernaks, registered traamarks, serva maks ad regatered service marks are of their respect& menores UBS finannal Serval inc. Rev. 201706 SDNY_G M_0002 7593 EFTA_00138213 EFTA01278822 (SUBS lies Fmancial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CW70056257090617 X2 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number. v i 28776 SS Your linancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone: 212-821-7000/800-308-3140 Questions about your statemett? Call your Financial Advisor or the RMA ReSourCeLine at 800-0MA-I000, account 029028776 Value of your account Resource Management Account August 2017 GHISLAINE MAXWELL P.O. BOX 308 TEANECK W07666-0308 on July 31 (3) on August 31 (S) Your assets 702,106.00 708,775.00 lAsit our website: Your liabilities aoo aoo www.ubscomainancialseryiceS Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aedit report annually from www.annuakreditreportcom. Value of your account 5702,106.00 $708,775.00 Tracking the value of your account S it-lcL.6311GS 702 708.8 25)6 Dec 2015 D( 2016 Jul 22017 Aug 2017 Sources of your OCCO out growth during 2017 Value of your account at year end 2016 $683,739.00 Your rnvestrnent return Charge in market value 125036.00 Value of your account on Aug 31.2017 S708.776.00 SDNY GM 00027594 Member SIPC <NP7000S005625709Nr700019:470 00005 0017 0305750Cm Y128776550010000 Page 1 of 6 CONFIDENTIAL EFTA 00138214 EFTA01278823 SUBS Resource Management Account August 201 7 Your account balance sheet Summary of your assets Value on August 31 a) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 000% C Equities 0.00 000% D Fixed income 0.00 000% E Non-traditional 708,775.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 5708,775.00 5708,775.00 100.00% Account name: Your Gooncial Advisor Friendly account nam Account number: • I ' ' - Your current asset allocation Eye on the markets Index Percentage change August 2017 Year to date S&P 500 0.31% 11.93% Russell 3000 0.19% 11.20% MSC I - Europe, Australia & Far East -0.02% 17.50% Barclays Capital U.S. Aggregate Bond Index 0.90% 3.64% STACK MANS VI F CASRIFI Interest rates on August 31, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.23% CNP 700000056257 I 0 NP7000197470 COM C617 030579004 Y128776550 01 lMyGike,002751tne 2 of 6 CONFIDENTIAL EFTA_001382 I 5 EFTA01278824 Su:Bs Resource Management Account :c I - Change in the value of your account Account name: GHISLAINE MAXVVEU. Friendly account n 11 n I Account number. August 2017 (3) Year to date (I) Opening account value $702,106.00 $683,739.00 Change in market value dosing account value 6,669.00 25,036.00 $708,775.00 $708,775.00 Summary of gains and losses Vaues reported below exclude tx0Oucis roe which gars anCliOsses are not Ossified. Realized gains and losses Unrealized August 2017 (1) Year to date II) gains and losses (4) Long term aoo 000 58,775.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager, You can find a full description of the alternative investment objectives in imporranr information about your statement al the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment erigibikty consideration - None selected Your account instructions • Your account cost bass default closing method is FIFO, First in, First Out. Your Financial Advisor: SCCJT STACK MANYLYLE CASR,El SDNY GM 00027596 CriP7COCE03056257I1NP70C0193470 00005 OBI 7 030579004 Y1287765500I0000 Page 3 of 6 CONFIDENTIAL EFTA 00138216 EFTA01278825 *UBS Yournotes CONFIDENTIAL EFT,00BE217 EFTA01278826 *UBS Resource Management Account August 2O1 7 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. Some pnces, income and current vaues ShOrrn may tea ppioxirnme. AS a Intl. gains aidlOsses May not be Examately refkclel. See Amason infosmafrOn about your stereneera a the end of ths dxurnem for more infornason. Non-traditional IMOe equty funds, Hedge funds, and Other inveStments4re held in yOur UBSFinarcial *MoS Mr. CUBS FS) teolerage account. The pootIons reported below reflect the reccods of the issueis, and UBS FS dies not oiatantee the accuracy of the lreommton The value shown Is me necessarily the value you would receive from the Issuer if you sddthe assets. Funds actively sdd by UBS FS alt subject toongoing due digence, although the level performedmay vary A dosed fund may be subject to no ongong digence A fund that you purchased elsewhere Tel never have been suteecl to UPS PS cillgence. although UBS FS may receive a fee from t he funds manager, which may constitute a macelty of ine rnanagernenvincenti* lee. Please contact your financial Achtsof with questions. ' EA value per unit' is an estimate of value supplied by an independent valuation f rrn and reflects adjustments for factors such as the lquidty of the units. Hedge funds wiring ALPHAKEY5 !ALLEN FND BROKERAGE NO 713111 7 Trade date: Purchale piKd hearties Average puce of shares per shale (s) Client investment CS) 65O,OOO.OO Your PI nodal advisor: SCOTT STACKMANLYLE CASRIEL Estlinates of vat* Stppatd by ISSuerS Or urban Crowns (which are gene faly 'net asset value' estenateS) are shown as ' issuer est. value pet unit'. For Privae equty f unds, 'Est. value per uM1l' is a Value updaed quavery, based on the Net Anti value C NAV') in the fund as of the date sped fed eduskd by ailing radial calls and 'obi racti rg dst nbutions Once the NAV date me NAV is primarily based on estimated pordolio vaues provided by the underlying fund sponsor Thew two values may vary became of differences In the way they were estimated and because the • Third party en. value per unit' may Nave been prepared come bean ofhnancia iriormflon othei than yea•end Repotted estimates may not reflect resat liquidation or repurchase value, if any, and may rice reflect dst ebutions of deal u nth the next valuation is *Parted, neraly on an annual Or Sentanntial basiS See knponara inkimattOn ArAwr your increment at the end of this stateineM. Cost ace per share basis (S) on Aug 31 fa) value on unrealized OM mestment Holdreg Aug 31 (4) gain or loss (a) return CS) period 65O,OCO OO 1.OOO 708,775.00 56,775.00 Your total assets value on Aug 31 (5) Percentages Cost your account oasts CP enraged Unreenzed annual meant (f) gain or loss fag Noe•tradiitlonal Hedge leads 708,775.00 100.00% 650,000.00 58.775.00 Total 6708,773.00 100.00% 6650,000.00 658,775.00 SONY GM 00027598 C NP7C00200563571 3 NP7003‘93470 00005 0817 030579004 Y1 26776SSO 01 0000 Pegs 5 of 6 CONFIDENTIAL EFTA_00138218 EFTA01278827 *DUBS Your notes CNP700000056257i 4 NP70C0193470 00005 OBI 7030575004 YI 20776550 01MY_OM_0002769fir 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138219 EFTA01278828 Important information about your statement has Enamel& Services tics (the Fern or UBS Fnercial Strike). is a member of all principal acuity, ccmrrodiy and optima exchathes. UBS Fisancial Services and 1.8$ Bank USA ore i-diect subsilanes of UPS AG and aft ihaes of UES Swishes LLC. The Fiths manual statement a available upon regyen. The Fines exec rise cAlkas re at: U35 Fina-col Sereces K. 1200 Harbor Boulevard thechneen. NJ 07086 This statement represents the °thy official record of you' Lea Fhancial Semites account. Other records, exept office le. documents. contanng confficing daa should not be relied tom II youbelieve thee is an error or omission. please report it immediately n writing to the Branch Manager of the office wvith your accoint. Allhafp a 'ivies shown Are Wended to be accurate, statement death:ad not be wed for tar purposes Rely coley on yerend tax kerns, (Le • Form 1099. 5498. 10425. etc) when Drepamg your lax return. The Rim 5 required by law to rexel to he IRS all lovable dividends, mporubb nameable thriabna and mute interest end pct securities Fold h you account net proceeds on see tramactire, ad con bask/oncertain covered stases. Cavoresdatlans with the Firm • Please reconfirm ay oral communcatons in wet 'rig tofurther protect your rills. indudrg your rutin utter the Seo_Mies Infector Protection Act (SBA) • If hefinahcot ithitution m the top left of to hen of this Weems snot UBS Ennui Service, LES Pi-sweat Service ones yes accounts dosing bicker by arra-gement with the edcated inslituton We informed you of this relatonshia fthenyaS opened this accan. h tits cast your kids and stones a* boated a LOS financial Services and rot the ramodiceg breer. and you mist mak• a nom of any error or omission to both firma. • As desated in the account agwernents yw ril.Za rowdy us of any emirs or fraud evening d-ecks reflected on your statement within 30 days after t was mailed a made available. • Please deed othorner complaith or Coen to tie Fiths C Fent Relations Department x 201.352.1699 or tolUree at 8020-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in awing to WS Reuncial %nice Ix.. Client Realms Department P.O. Box 766 Union Cky, W 07C$7. • A 0 Peewee shall be deemed complete ad note if not cbbctod to h waiting within 60 days • Fa ne services_ Call 1344-612.0966 or from outside the US.: Cal 20I.352-1495 • h us* of trees or centime akoul an electronic hands transfer (FT). bit payer or UBS Vtia•debit card transachons, call 020-7C2-1000. Ca wile to UBS Searwal Senates It,, moo Harbor Blvd, 6th Boers WotharOnn NI 07086, Attrt RIANEeth Sentefts. Cal a mite as with asyoea can, if you tilt yes staement a receipt swing or 4 you need more hlonmatith goat a transfer on the statement or reciter The Firm or Cad Issuer (as applIcable must her I romyou no later than 60 days alley the F rm on you the Int statement on with the erns or Problem athend. - horde pow name ad xcant nterter (if any) - Cnsabe to error or she Rather you weinert about, ad elegem as dearly as you cal why you blare d is then a why you need more edamaeon - hosed. the dolor anent of the suspected vra. The Finn or Card Issuer will hiestgete your compliant and will correct ry error promptly. For alleged errors envies? UBSVsaedebil ca-d Ma-marlins if we take more than 10 bus less days to datbs, we willcredit you accord for the amount you theta in error, so that you wit have the use of the money during he One A takes us to complete our ithestiption. Please mike all checks payabb to the Firm or the I euncial instaften muted on the front of thk steamer* In addition to nrgitar arrest fen, accounts may be abject to maivenarte has, chaps for late parent ice securities purchases and charges ice unpaid amounts n cash accosts. Accounts that aw transferred to other instoftens may be subject to a Vander lee. UBS Sweep Options 1165 oilers options for swatheig cash balances to bat depose accounts al non-thiliited bats ad Addled bankt money mane mutual f unds (Money Feeds) end the hernatisnalOtheit neon (DA) fa casts:nen with an Internet:erg Restate Mennen:int Accost. Depose account; al UB5 Be* USA and rion-athlitted banks participatng n the UBSFDIC4nstred Deposit Program are FDIC-insured in accordance vett f DIC rules. Foe more hfornatians please visit new . fdic.opeDeposk accounts at UBS AG StamfordBrand, and shams of Money Ruts are rot rased by the FDIC. Through the DA, cash Winces re swept to deposit accounts at UBS AG New Yon Brardn a-d UBS AG Carnal Branch. These deposits are not insured byte FDC. Balances held at he LES AG Cayman Brand, are temp:early eposed to the sovereign ra of the Cayman blinds ad there is nocturne or other **thorn of UM AG to repay the balances while on the UBS Cayman Branch's boots. Bank deposits re not protected by 9PC. Money Fund shines we protested by 51K. See 'WS Finarcal Senors Aeon Protection' below. Ltwn sour request, banes n the bare deposits me be *McRae\ ad thank of a Money Fat may be licuchted and the proceeds rend to you a your wanes accens hasher intornlaICO about available sweep opbons, rcledng turret interest rate. and yields, it available wym.ubs corrisene•pyil* from your Financial Advisor a by calling 8C0.762-1000. UBS Fiends! Smiths aware protection The Firm is a matter of the Sethilits Westin Protection Capaation (SIPC), vetch protects menace antomen of is merrbers up to 1500,000 (including S250,OOOfor duns for cash). Ethenatay broths* available upon rtqatt or at ewe apc. org The SIC asset protection turne apply to all accants that you hall in a oracular capacity. The Fisk together with certain affiliates, ha also Purchased snplemantalinstrace the mas mum amount payable to at elpble clients, co:ileum& under this protecten is 5500 million as of Deemher 10, 2016. Skeet to the poky cordite:a ad limitations, cash at the Firm is further protected to up to $1.9 million n the ample for all you accounts held n apentane capacity. ABA copy of the poky wauclig is erodible 'WM request. The SIPC protection and the supplemothl protection both do not apply to • Certain lieu vial wets controlled by (and related ei your account value) but hell away from UBSFinancel Services (e g.. certain(I) deposits a affiliated and nn ablated backs nsurrice products, ncicfng variable arruhes, and (ii) shores of mutual funds Magee such share ante registered droctly at the name of the account hot:len:tithe bochs and records of the issuer or trawler agent); • investment contracts or wenn( eeerests (e.g., limited partnerships ad private placements) that are not registered under the Securities Act el 1933; ad • Corrmoditan ontacts (e.g. foreign exchamw and preciousmetal contraast incluctrpfaures contraMs and commodity option contract. the SIPC voted on and the supplemental protection do not apply to thew assets sewn f theyotherwise apace on you statements. The SaTC protection and the swpkmental protection do not protect against changes in the motel valve of yes inaestments (eather' as a moth of market movement. issuer bakruptcy otherwise) Dividend Reiweittment Program (DRY) The price reflected is an sewage price. You may ottan the actual price from yos Financial Adviser. Only ohok shares re purchasedunder DRIP; partial shags will be sold ard the cash *1 be deposited ea your account The decked reiweffinent price applied by the seer may differ from the make price at which the patial shares re sold Cash-thilieu Only whole uMs may be had n you' accent. If you are entitled to a panel taut as a result of a eadeni payment • abewise. the Firm wit ether sell panel aim as made cake a accept an roan determined by a registered clean) agency, and credit you' account InItattritent objectives The I-Noumea objectives and risk prolile an sprit to each accent and my thybetween yos accomb Please ate-se the Finn prom* in meting of an? screcant Mane in your Ina-Kiel situation or investmem Meares For each accant hekl, you choose creel the Wowing investment objectives. • Peen Commeineone Investments seekith the generation of rune only. • Aches* Cape/ Mower/Dom twestments seeking growth of principal rather gun the generation of income. CONFIDENTIAL • Produce Combination of none and Cooker nitorticiaton Investments Mang both the generation of inane rd growth of eeriest Overall risk profiles • Conewatere. Seeks to manUin nital prec Pal with low re ad %eatery to the acorn °that even that meted to attune does not generate significant income a resume and may rot beep pace wits inflatkn. • Makin.; VnIling to accept sane nit to pincipal ad tolerate gene volataty to seek Incher returns. • Aggressive: Willrg to accept hi;h Mk to pongee end high volatility to seek high returns over tint. • Owestment Eforkikv Consideration: I selected a potion of the portfolios fix tat account may include ocerpth *renege, tented hors* and geate votatilty. Strthementliotaoholdne We may consoldate tA related account statements with the sane address in the sere envelope. e.g. because they have owners who ako moisten joint meant rebtionshth wit other dents at the same address. If you prefer to receive indiaidual statements mailed n separate envelopes, you may decline houwhdding by warp your Franual Admor. Friendly accomt name IN Friendly account name is a wskenethh *nidename* chosen by you to assist you with your recordteeprg. has ro legal effect coyote account You can chaxy your Friendly account name through Onthe Services a byes:Macao) you. F ran(ial Achiscr. Account overview • trate of your vaneaponfoto. Net of assets ad liAilees • Asses Includes avalifte cash balances. vales for restricted security (est ), and Global Time Deposits, unreatzed marks to make, and certan assets not held by tie Film Does not include mowed secuntieslassets at he end of the poor and anent statemeM periods, a mane ithrstmenK unseated stock options and therckatie mock options • Lialaithos Wide debit balances, outstanding merges loans, line, shoal account balances. • Cafleoney balances. Total of uninfestei avalgab cash balances, plft deportbanes at affiliated sal nonsaff need baits. a-dummy mate mutual find SWOP batances, at the starve( tie stakiment period Non.cornmodity lree trek balances in yar attars are not semtgated from other balances and the F rm may ow any of these fonds h the ordnify course of ms berets Thee funds aremote upon your domed. This total is exlided in the curet period closing wake Unarms, Information For dnaaed hicrmalion al the FirmY lerdep punkas ad basun., refer to Kis Client Rebtionchb Agraillvot a Accost Agreement and the General Tema and Cordnions UBS Statement of Credit freebies available n Agreements and factotum a 2wWW•dyr SDNY_G M_0002 7600 EFIA_00138220 EFTA01278829 Important information about your statement (SOIMMeqd) you —eta Your staanent awakes securities rd other assets held kith, axafit al the erdofthe straws period. You may ask fordovery of Mkt paid seostes at any tine. You may receive securities used as loan collateral after paying sly balance de on them. day securities tranderred to Ihe Fim otairg the statement period are liked at market value as of the end of the strawy period. • Cart bask. In detwroning the cost basis of to states induded n this statement where indicated wih the number 'I,• LOS Financial Services has relied on information obtained from sources other lhanIAS Fhencial Semites. including illarriation from another I km a that you may hare provided to you Fina-cial Adeisor. The Firm does not indeerdently verfy garirdin the maraca a wear of are idorrnition provided by sources other than U3SFhancial Senices. aisbirs although UES Paraxial Services generalk updates his nformation as n 6 rece*'e the him does not provide am assurances that the nfamation order 'Cost base rd •Unrealced gar/ Iola' is accurate as of fie date of this statement. As such, please do not rely on this rdamation 10 make purchase or sale decisions, fa to purposes or °them& Accounts twelwed to tie Fair may reflect gar/loss iskrrnatim only foe the period of tine they are held at fie Fat Morehi:tonal erkanalon can be added by you Fnancial Advisor. • Unreel's& geherbews VMen data n wadable. estinated urerized gainilosses are czkutred Ia ranter securY lots. The transaction data for rofivi:Ual bit may or may Oct reflect commissions, charges ands security reorganization everts. Dividend and &net reinvestment lots and systematic pardnese kph are eachcombined todisplayore avoraged lot The 'Trate date mecum presents the crank transact on trade date. • Callable murkier, Bonds and prtheral stock that the issuerciets for *ark rederrphon wil be selected What* by lot from among &swishes of fiat 6.,e held nom nameor n nomixe name for as dents Creates/v. rriamaton II &tared from third parties and as accuracy is not goateed. Other call features may east which could ilea Weld complete rdormatiw WOW provided upon request • CeetifirAtes °felspar& (CDs). CO, are FDIC muted Le> to 1293,000 On principal end untied intane pet depositor rd per depository institution ha:cadence rah FDIC mks. • Prkehalue. Prces die:rayed for sewrities and other produes my be higher or event than the price Ow you would actually receiw in the market. Peen an &rainedfrom variow hid arty sources *hitt we &levy to be reiable, bat we do not guarantee their accuracy. - We general& use the coning price when amilable cc to mean of the bid and a* pis fa listed searnis ad options re only bid prices tor OTC swishes. — In actiwy traded *Canes maybe paced usng a velumen model or the most recent prim we obtained and may not reflect an /awl market price a valet — Certain positions may awear wilhoul a pier rd nill show as 'price was rot avarlabk• if we are triable to Wain a price for a sway. - Deposits a securitiesdenominated r,cunerces oho. then U.S dolls, at reflected at the 'whinge rate as of the statement date. — For certain searbes racing in non-cantor-me-9 denomretions pnce and qua-lay(lace &a) may have been adjusted to lack& WOK valuation To Wan current anise:re, when nibble, rental ear Financial dekko. • Private investments and stambred products. Private nvommert searches (roldisg duct oanceme on program a-4 real wide investment hat untie es) and structured pair& are &walk highly BOA. Conan structured prodzcts few not been registered with the Securities and Exchange CannleSal or under any setae securities laws. We porde *treated vales for pirate inveterate ;earths a-4 structured products for Harnataml purposes only Acarary isnot guaranteed. — These vales may differ Abstain* torn prces, any, at which a pm& twesentril security a structured product may be bouefil or sold and do rot necessai resresent the value you may receive span liquidation. — Third party estenatesol vans re as el a certain dote ant we supplied to UBS Financial Services on a regular basis by an independent relation firm. — atilt; general paint., or sponsor estimated walks, ary, ate Applied to tie Fen by the issuer, general partner or sponsor and may be calodated based on dfferent &emotion Iran hawed by third parties to daiw their estinaled values. — You can obtain addnirial ilormation regarding the mehozblogy wed to determine the estimate of value ant the date of be honnaton that is the base for the 'amyl* by contathg your Ffiancial Advi.or. — Third party estinmed vales may be reflected as 'Not piked' in several Austin: when an ideuerdent valuation Inn has not suppled a rk triable to wigs a vale, when we became avant that a material event ha washed that may call a previousy reported vaLe into (lowlier; or viten a value would be highly speculatne due to fie nature ol the Meaty. ▪ When neither an tsar, general partner or sponsor &IMPS value nor athird-party estimated wke is ponied. the aka of the security WI& dikkre-4 Iran itspurchase once. — 'Distributions to date' may include room of capita( name or both. — 'Original unit size' represent, to heel offering price per (nit ad may not reflect your cost bast — DIP axe unlisted REITsecures are not listed ma national seturibes exchange and are genet* illospd rid event they can be sold. the price Mewed mh be less ban be per sham estimated value provided in the account statement. • Restricted securities. Restricted SKI-edit gerteralk are rot currently elgble for public sale. UBS Pirrone Services uses the math encircle& unresencted stock of to sane issuer as an masted value !a the restricted slack (or papeaes of this stamen( oath To the extent tet regraded souses are elgble kr sale, the was received my be otetantialy less than the nepoderd value Moan • fat. (estimated) income, current yields and rates. An estimate ol awl rod& rs based on curer dividend rd interest rams, assuring to secures will be &knot one year from statement date or user maturity. This eslinaie is only a gudeine; accuracy and continued hone are not guaranteed. — Estimated armee mane rd current yeld la certain hoes of Nahum could onclude • retun of principal or repeal galls in which case the ea income lardcurrent yell would be overstated. — Estimated anal home and ctrrent yield and the actual room ridpied mitt be lower a higher than the estimated amounts. — An *Pirate of a-ruaked income (dividend radar interest) divided by the current market valaefaverage balancers based on the last dividend or Merest payment ma:lebythe issuer and as.,,,.. the soneatertdeposks sill be held for a-s year from the Racial date oruntil many. Accuracy ad continued yell are not guaranteed • Anita not head by UBS Pinandel Services. Cenan awn ae non held by the Finn and not whirl the Firrns possnsiw or control. These assets are displayed on sax statement for informational purposes only. Positions tel values presented are provided by be aware? fens. LEG France& Services a not &potable for be information and alas not qua-antw its accuracy. These assets T9 rot protected by SIPC or tie Firm' s supplemental SIPC coverage. • Revenue serry, and additional compensation. - h adios to canmksiam on sales and 12lort Sees reared hi connection with the distrioulifi of mutual bat to Ote <bents we actor our affiliate receive reveres shafig hymens tan distil:01as ands Anson of the maul luck that we sell These smarm are baud on two different comp:mac (0 to amour of sakes by LSS of a Partin/la' "Owl krd f merely to ourclents: and GO fie asset akar of a parteutr rrufial ford I anys shares heed a the lint — We ad our affiliate also rewire meowing ad crenbus protean; fees in considerate:n(0r harder agent services that ne provide 10 tae mutual funds These fees generally at paid from investor assets n to mutual fund and are a feed dells /worn baud on the number al accounts at be brolter.dealer hokingrrealtal fully ol that !trodfamily - h addeon to commaskris received in correction with the sale or darbutionol annuity cc/Warts and milt known& butt set to Oa clients, we ads. our &Tate nowise revenue sharing conpensation Iran many of fie Mune ampanWs usdemeiting the annoy arnracts &nixes of the inssance compares or sponsors of the inn investment trusts a• &tribute. CONFIDENTIAL — Our affiliates also receive Tann; carenissnins aid offer (emanation Iran mutual funds end Mune companes whose products we astrtare. — We recent ari arrualfee frail 1,85 Bank USA and LES AG Stamford Brach of cote VS par account sweeping to the banks vole the LES Bank Sweep Program Activity Int ormaton regatengcommasifis and ober clumps incurred in connection with fie execoon of Wades, Mewing optkn transactions he been included en confirmations prevonly fur:shed so you, and will be provided to you prays,* CaresPerl. Shan sating If you x• engaged in short seller° a security, you may incur a charge due to certain torroarrog costs for that Particular warty. Open *edam Regarding open or 'goo& ilkanceled' ceders that were not nomadbythe statement date. open buy and sel stop orders are mixed by the anoure of dividends or eifits on an eirdividerds a eughts date unless &eructed &semis* by you. You are responsble for orders that re executed am to your fakir, to cancel eating wen orders. Privacy To obtan a copy of as cement Client PrivacyNonce phase contact rats Fisancial Abhor or Wit as website Beafaa&MsilltsaidOw2kOf. — LES Firencial Senices knot a bark. The BMA, Bus/less Services Account BSA and SMA are brokerage accounts which provide access whisking arras and pookkes ihrough arrangements with affiliated banks and other third-partybanks and ponies access to inurarm and armory products issued by Lnaftilialed Inel-party nsuance comport terawfi instance agamyabeirkeies of LES Fiuncial &nits Inc — hmarrant. Murree, arid arnuity podwir — Not FDIC insured. No bank guarantee* May lose vela - IMA. Resource Management Account. Buses Strokes Account ESA, IRMA and enemational Resource Management Accoust ere registered service maks of LESFrancial Semi& yr. — VISA is a registered radon& owned by Visa htematifial Sent Association ad used order kense The UBS Visa creole cards arid the LBSVia debt cards am issued by UBS Bank USA with permission from Visa US.A. I-corporates! M ober rademaks, registered trademarks, since marks and regatered service marks are of them roped** (snores 25 financial Serval Inc. Rev. 201705 SDNY_GM_00027601 EF1'A_0013822I EFTA01278830 (SUBS lies Feuncial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70065613470917 X134 Y1 0 Account name: GHSLANE MAXWELL Friendly account name: Indy. Millennium Account number. Your Anemia Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821.7000/800.308-3140 Questions about your statement? Call your Financial Advisor or the RMA ReSourCeline at 800-RMA- MOO, account 029028776 Value of your account Resource Management Account September 2017 GHISLANE MAXVVEU. PO. BOX 308 TEANECK NJ 07666-0308 on August 31 (3) on September 29 (S) Your assets 708,775.00 719,160.00 Visit our website: Your liabilities aoo aoo ,..Lbs corn? linancia:services Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Value of your account 5708,775.00 $719,160.00 Tracking the value of your account g Thc Lr,and$ 7088 719.2 250 Dec 2015 Dec 2016 Aug 2017 firs 2017 Sources of your account growth during 2017 value of your account at year end 2016 3683,739.00 Your ravishment return Change rn market value Value of your account on Sep 29, 2017 135,421.00 9719.160.00 SDNY GM 00027602 Member SIPC ChnOCCe006551347NP7000309008 00005 0917 030575C*1 V128776550101100 Page 1 of 6 CONFIDENTIAL EFTA_OOI 38222 EFTA01278831 *DUBS Resource Management Account September 201i Your account balance sheet Summary of your assets Value on September 29 ($) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 719,160.00 10000% F Commodities 0.1;0 000% G Other 0.00 0.00% Total assets Value of your account $719,160.00 $719,160.00 100.00% Account name: GPI Friendly account na •Ind, • - Account number: Your current asset allocation Eye on the markets Index Percentage Change September 2017 Year to date S&P 500 2.06% 1424% Russell 3000 2.44% 13.91% MSC I - Europe, Australia & Far East 2.53% 20.47% Barclays Capital U.S. Aggregate Bond Index -0.48% 3.14% Your IIRancid Advisor. SCOTT STACK MAIst LYLE CASRIEL 212-821.7000/ 800-308-3140 Interest rates on September 29, 2017 3-month Treasury bills: One-month LIBOR: 1.23% CW70003006561348 NP7003303008 0000503i 70305750N Y1213776550 igNikwGmoconage 2 of 6 CONFIDENTIAL EFIA_00138223 EFTA01278832 UBS Resource Management Account September 2017 Change in the value of your account Account name: GHISLA1NE MAXWELL Friendly account narvie:Indy Milennium Account number. September 201701 Year to date (S) Opening account value 3708,775.00 3683,739.00 Change in market value 10,385.00 35,421.00 Closing account value 3719,160.00 3719,160.00 Summary of gains and losses values repOried DelOw exclude products for which gans andiosses are not OaSsifird Realized gains and losses Unrealized September 2017 (9) Year TO date IS> gains and losses (3) Long term 0.00 0.00 69,160 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives m /mportant information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary . Aggressive Investment eligibikty cons4eration - None selected Your account instructions • Your account cost bass default closing method is FIFO, First in, First Out Your ri medal advisor: SCOTT STACKM/14MR CASRiEL SDNY GM 00027604 CW70003306561349 NP70033030080003509t793057994 Y178776550101100 ►aye 3 of 6 CONFIDENTIAL EFTA_00138224 EFTA01278833 $UBS Your notes .0.0...6.36,,,,.....on..7 ....,,.,6,...,,,,,,,,,,,,,,,,, • a 6 CONFIDENTIAL EFT,0013A22.5 EFTA01278834 *UBS Resource Management Account September 2017 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Indv.Milenroum Account number. Some pnces, mone and current vaues shown may be epproximrde. AS 8 teak gains ~Sasses May not be &crudely reflected. Set mnporunt Mioneenon at'our your statement at the end of Ins docurneM for more infonu on. Non-traditional Private egtety funds, Her* funds, and Other insestments are held in your U8SFinarcial SPMces mc. (UBS FS) broterage account. the positions reported below reflect the recce& of the dwelt and UBS FS does not garantee the &c utacy of the iriormation The vdue shown Is not necessarily the value you would receive from the issuer if you sdd the assets. Funds acinrely sdd by UBSFS de subject to orgoing due digence, dthaugh the level performedrosy vary A dosed fund may be subject tonoongoing dligence A fund that you puichwed elsewhere may never have been suttect to UBS FS dligerre. although UBS FS may receive a fee from the funds mana et. which may constitute a maionty of the rnana;ementri &poll* fee. Please contact your Financial achnor with questions. 'Est value per unit' is an eshmate of value supplied by an independent valuation tan and reflects adjustments for factors such as the equidty of Ire units. Hedge funds Hddng ALPHAKEYS MILLEN FND BROKERAGE 410 8'31117 Trade date: PurchaSe rourrber Avelage once or shares per share (S) Client investment (s) 650,000.00 Your flnandal Adviser SCOTT STACKMANLYLE CASRIEL Estimates of vdue %aged by Issuers 01 Uttan Crowns (wench am gene raty 'net asset estirnateS) are shown as' issuer est. raw per unit'. For Private equty f unds, 'Est. value per unt' is a value updaed quarterly, based on the Net Asset value (' Nay") in the fund a of the date specified allusled by &ling exile' calls end sodreefing dstnbutions since the NAV dale The NAV is primarily based on estimated porlSoliovdues provided by the underlying fund sponsor These two urdues may vary because of differences In the way they were estimated and because the • Third party ed. value per unit' may have been prepared on the basis «financial infonnahon other than year.end Reported estimates may not reflect reside. liquidation or repurchase value, e any, and may rod reflect dst ebuhons of capital um' the nett vduatim is feCerte4, generay on an annual or sentannuar basis See Important infOrrneaOn altoser your statement at the end of tits statement. Cost Price per share basis (1) on Sep 29(5) value on unredized (tail investment Holdng Sep 29 (5) gain or loss (S) return (S) period 650,000.00 1.000 719,160.00 69,160.00 Your total assets Witte On Sep 29 (5) Percentage <I Cost your account bass (S) Est mated annual income (f) serversted gain or loss (S) Non.traditionol Hedge funds 719,160.00 100.00% 650,000.00 69,160.00 Total $719,160.00 100.00% $650,000.00 $69,160.00 SDNY GM 00027606 C HP70009(305561351 NP7003309» COCOS 0917030575Ø V128776550 101 100 Pegs S of 6 CONFIDENTIAL EFTA_00138226 EFTA01278835 *DUBS Your notes CNP70009005561352 NP7000309000 00005 0517 030575004 YII8776550 I OyfikyGht000276ftge 6 of 6 End of statement for account number Y1 28776 55 CONFIDENTIAL EFTA_00138227 EFTA01278836 Important information about your statement L. Financial Services no. (the Firm or UBS lard' Strobes). is a member of all principal acuity, commodey and optima exchanges. UBS Financial Strikes and 1.8$ Balk USA are i-diect subsilenes of UPS AG and Miliags of 1.85 Smitten LLC. The Fens Inanoal statemert C available upon recite's. The Faros extoake Off kos are a. LES Fina-kol Sermes 1200 Harbor Boulevard WechaMien, NJ 07086 This statement represents the only off icial record of you' U3S Financial Services account. Other records, eroept official th. documents. contanng confliOng data should not be relied man II youbeteve there is an ince a omission please report a immediately n writing to the Brandi It anacw of the office wviv your account. Attce4' salivate sham are Mended to be actuate, statement MUM:ad not be used for ta. proposes Rely soleN on yerend tax kerns, , Form 1099, 5498 10425. etc ) wben orepamg your lax return. The Fim required by law to repon to he IRS all thable dividends, report/kb non-mutt anima and Liable inured end on roCinftiri held in you account net proceeds on sea tresactions, adcon basis on certain covered stashes. Cavervailatftme wigs she Firm • Please reconfirm are oral communcatens in wig tg to further protect your ritits, mdudrg your riggs under the Seosiies Investor Protection Act (SPA). • If thefin/nail Paitution an the top left of the Morn of this steams snot LBS F melee' Strykes,U3S Frontal Sonia" carries mat meant as dearing taker by arra-gement wit the rdcated institution We in you of tic relatamshio tMen)rat opened this axon. h the cast your kr.t old mashes Ire boated a LOS financial Services and rot the iroodaci-gbrder, and you nut make areporl of any error or omission to both firma. • Asdemi:cad in the account aggerrents, yw must roily us of my errors or fraud itemising ducts reflected an you statement within 30 days after t was mailed or made available. • Pleat* divot *mower complains or names tote Fients C fent Relative Department a 201852.1699 or toll-free at 803-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wing to UPS Financial Semites frov Client Relations Department, P.O. Box 766 Union City, NI 07007. • A II arxements shall be deemed complete ad acetate if not ebbe-led to iv writing within 60 days • Fa TN services_ Call 0444120986 or from outside the US.: Cal 201.352-1495 • In um el enen or cheroot about in electronic knit transfer (FT). Ida payentra or UPS Veaftgroil card transact/ens, call $33-762-1000. or wile to UPS Fironoal $eruce, Ix., l000 Harbor Blvd, Stifled, Weehawken NI 07086, Atfl RIMVESA Smokes, Cal a *eke as soon as you can, if you hit you- staement a receipt is wag or 4 you need more treasured teA a tratsfer on the statement or recipe. The Film or Cad boar (as amicable) must tea I romyou no later than 60 days alter the Frm sent you the fist statellent on okikh the ores or Problem MP•mad. - remade pow name and accant nutter (rf any) — Cesote Ile error or tie trestle )Cu at inure about, rod engem as <tarty as you cm Mg you believe • is men a *by you need more reformation — Providethe dolor amount of the suspected era. The Finn or Card Issuer wd Seagate sue complaint and will correct my error Fri:math For alleged errors involving UBS beat debt ca-dtransaclera if we take more than 10 bannsdays to Mlles, we will credk yeti* aeon for the amount you that s in error so that you WI haw the use of he money dunng he tine n takes us to ccmplete our iroestiption. Please make all checks payabt to the Firm or he Inns& instates) rocketed on tie front of he statement In addition to reader accamt fen, accounts new be object to mantena-ce lees, chars for Pe pawing ice securities purchases and charges lee unpaid arnorts n cash accounts Accounts that at tansferred to other instaakns may be subject to a tender lee. UBS Sweep Options 1,65 offers options lee sweeping cash balances to bat detest accceres al non-affiliated barks ad affiliated banks, acne, maim mutualfunds (Money Finia) s-4 he eternal:nal GIMP Accent (DA) fa cuctanea wilt n International Reroute Management Accost. Deposer account al UBS Bark USA aid non-affiliated banks panicipatng n the UPS FDIC4nstred Daposit Program are FDIC rimmed in accordance with FDIC FUN. For more infonmatkin, please visit ~iv . fdic.gov.Deposi accounts at UBS AG StamfordBranch and shares of MoreyFunds are rot Wined by the FDIC. Through he DA, cash balances are swept to deposit accounts at UBS AG New volt Brad, ad UBS AG Cairn.' Branch. These deposits are not Faired byte FDC. Balances held at tie LES AG Cayman Branch are temp:only composed to the sovereign rat of the Cayman blandk and there is nog... ante* or other oblation of LES AG to repay the babies. while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protested by 51K. See UBS Financial Senior, decant Protection' below. Li:onyour request, batixes n the bare depositsmaw be wirotawn, and shoes of a Maw Fad may be hamtated and he proceeds Muriel to you a your 190.114$ want Faun iriormation about available sweep options, rasing current introit raft. and yields, it available mew ubs cornignewyekk from your Financial Advisor a by calling 920-762-1000 UM Financial Services accomt protection The Firm is a rewriter of the Seomnies Investor Protection Corporation (SIPC), which protects securities oatonws of es merrters up to 5500,000 (mckading S2S0,01)Ofor claim for cage Splanatoey Poch,* available upon nropeo or at ewe. spc.org The 9PC asset protection long apply to all Koos. hat you hold in a particular capacity. The Fen, together with certain aff iliates, has alto purchased opplinwital innate The mai mum amount payable bas elgbe clients, coltatek tilde this protection is 'SOO million as of December 10, 2016. SLISa to the poky cordlike's at imitations cash a the firm is further protected to up to $1.9 million n the aggregate for anyone accounts heel n a parieular capacity AM ccTryd he poky waroli-g is mailable upon request. Neither the SIPC protectionnor the ftpphrnental proteacn apply to: • Certain f nencial roses controlled Ihr (end ixWadn your account value) but held away from UBSFinancol Services. For example certain 02 Insurance onxixts, including wadable amities, and (it shares of crawl funds registered iv the name of the moan holder on the boots of the issuer or transfer agent), • Immtment contracts or iwornint interests P.4: limited partnerships and private placements) that are not registered uncifr the %curtsiesAct ol 1933; • Comnoditres contacts (e.9, foreign ethane and pre( me metal contracts), inducing futures contracts aid commodity option contracts; and • Deposit accounts (except certificates deposit) at LES Balc USA. UBS AG US. bra-obis and banks n the FDIC Insured Deposit Program. The SOC protect on and the suppresses-del protecton do not apply to them asset even 4 they °Penes* appear on you statements. 11-e WC protection at the ampkmertal protection do not protect against changes to maim vela of year investments (*Felber att anal of market movement, issuer berkruptcy Ohomile) Dividend Reinvestment Program (ow the ;eke reflected is an near got You may °Nan the actual eke licm yom that Advisor . Only *Fob shares are purchased under DRIP; Pamal shags will be sold ad the cash wit be divested in your account The &We'd armament puce applied by he Baer mat di ter from the market pike at inAvich the pada Mares at sold Cashetlieu CnN whole urns may be held n yam account. if you at entitled to • grid mit as a result ol • Pricked gtment a chemise. the Firm well either sell partial units at market price a accept an tenant determined by a registered cleartg agency, ad credit you' accost. Interment objectives The irommere objectives and risk profile are specik to each account and may ray between vas moans. Please Wyse the Firm promptg in wining day optimal change in you financial situationor investment objectrin For each moron held you choose ore of the (cloying investment objectives: • Produce Cavennetcoree: Investments seetri-g the gereratm of name only. CONFIDENTIAL • Achieve CoprtatApprePation: Investments seeking growth d pmcpal rather than the generation of income. • Produce Combination of Mccene and Capital Appnroationt Investments seeking both the generation of nccme aid growthof pixisal. Overall risk profiles • Conn:now- Seeks to martin nit el giro pat meth low rat and volatility to the accord ororat even if that means to account does roe generate significant income a retire and may not keep pace wit, inflation. • Moderate Willing to accept se m, ask to principal ad tolerate sane volatlity to wee biter returns. • Algyaressim: Willing to accept hip risk 10 pincipal at high volatility to seek high returns over time. • rnientment Elpitity Consobration: if selected a portion d the portfolio for tot account may include empire strategin. linked liquidky andante' oddity. Statement •homeheldisg• We may consolidate al related account statements with the sam address in the same envelope. erg. because they haw omens who ate maintain jxn accent relationshiss rah other dents a the wee address. If you prefer to receive indisidual statements mailed 'n ware emelcoes, you may decline homehdding try caning your Financial Mew Friendly account name The Friendly account name is a customizable 'nkkname drown by you to not you with your reccedkeriong It has no legal effect cn your account You can thange your kindly account names, through Online Services a by contacting yes Proncialedeeor. Accasft overview • yelp of tom eaounaborthilik Net of assets rd litanies • Asset_ Includes available cash balances, vaLes f or restricted smutty (est), and Global Time D.1:0545, unread:ad Moth 10 market, Andaman assets not held by the Pim Does rot include unpriced Ofturitieslaira at the end of the pior and curent statement peneds, cr male iroestrants u vd stock options ad teetotal* stodc options • Cietoices IncLides debt balaxes, cutsta-drg mar loam, credit lint short meant balances. • Cag/nromy balances. Total of uninvested avalabie cash balances, puts deposit balances at affiliated and nonaffikated basks an:Imoney matte mutual kid weep balances, at the cbse of he statement period. Noncormiodity free rode balances in per want are not seri paled from other balances and tie Firn may use any of these In nthe ordina-y course of its busness these funds repay** mon your derna-d. mis total is &Laded in the anent period clueing wait. SDNY_GM_0002 7608 EFIA_00138228 EFTA01278837 Important inform atioll about your statement (continued) Lending information detaied inf «nation cn the Penis lending Beaten and dab-Am refer to yea Clem Relationship Acitemmt or Accost Agreement rd the General leas,, and Conditions. LISS Statement of Credit Practices available in Agreements and Oa< blurts at jryonv ubs comfaccouothickratu Tea assets Your stattimmx ilemetS seevites and other assetshell in the *cat al the end of the statement period You may ask for &May of fully paid tar-rein N ay time. You may receive swunlies used as loan cameral slier payng any balance dye on them. Any securities transferred to the Inn dying the statement period are lied at magnet value as of the end of the gatemen paid • Cost balsa. In deleting the cat basis of the sautes included n this amenem. Ware indicated wen the nurbe LES FrancialSeneces Ws relied cn information obtained from sources other than UBS Financial Saracen rclalirg idamation from emelt fit or that you may haw provided to you Financial Ackiisce. The Firm does rot irdeperdently verity a gmantee the accuracy a madly of any doention provided by saran other thrilled Franco' Sernen. ackflon, althaugh LEK F Minced Semen gene-ago updates this Menial it mita received. the Trm Ma not provide 8nY aSStranCeS that the nformason under 'Cast basis' and 'werealced garnets' 6 aCcurate x the' of the etatement. As sucds please do not rely on this information to math asthma or sale decisions. fa tee psposes otherwise. Accounts transferred to the Firm may reflect garfloss Mammal only for the period of Inv they re Mid at the rem More historical information can be *dad by was Fnancial Adrmor. • Unrealized gaintloass When data a await/. estnatediseealtzed gansflosses are calculated for ndatdast save/ lots the traroxlion data for incividat Ian may or may na reflect ceennissions, charges ardor sectrity reorgatral Sri rents. Dividend and Mt reinvestment lots and wstmulk thechme lots at each atertned to display one averaged lot The • Trade date column pietas the Mint varnaction trade date • Callable securities Bonds and preferred dock that the issuer cats la tab redemption wit be selected riparialh by lot Iran anKrag at SCOanbet of that nab hold in our rent or ra nominee runs* for as cants Call tease nformalion is obtained from third parties and es testacy snot guaranteed. Other call leaves may exist which could atm weld anted. Mormausi will be provided upon request • Certificates of deposit (CDs). CDs are FDIC inured up to 5250,000 n principal and accrued jawed per depositor and per depository ithArtate% in Jain:VICO wit, FDIC Net. • Price/value Peen displayed fa wanes and other tea: is may be higher or lower than the price that you would Attu* receive in the mate. Prices are obtained from vaeu thrd party sources Own we belies* to be reliable, but we do not gdrartee they tarty. 9theralY use the closing Pico when ridable a the mean cf the bid and ad prices for lissed save in and options a on/yr bd prices for OTC securities. - Less ado* traded securities maybe priced using a valuation model a the mod Went WKe we obtained and may net reflect an actual minket price or vat. - Certain posaits may appear vathetil a price and will show es 'price was not aerlabb• if we are unable to Obtain a price fora sassy - Deposits a securities denominated in curreeties other than U.S dollars we reflected at the exhange wee as of the statement date. - For certain wevites wading in nonce:info-meg dencennatonx price ard qua-thy(ftt vaL,f) may have been adjusted to f *Irate PePer valuation To obtan anent quotations. when sealable, contact yas F Metal Actor. • Private investments end stmdated products. Private nvalfr'ent seaman at lading dr* pancipatcn program and real estate investment trust securities) and struckeed products are getaway highb ilia d Certain structured products have not been registered with the Securities and Exchange Carrnssion a tender any state securities Was. We parade estimated mats for ornate nvestrnent invites and shit add products for Mormathentl purposes only Amsacy is Mt guaranteed — These values may differ abstantiaty from frees, if any. at which a write MeOrient seasity or structured prodact may be bougle a sold and do not neeentnb'reOresert the vat* you my teethe upon liquidation. — Third pry estimates of value re at of a certain date and are supplied to UBS Fnancial Services on a regular base by an independere valeta limn. - Muir, general panne.- or sponsor estimated rabies. fry, re evplied to the Fm, by the issuer. general partner or sponsor and may be calculated based on del eyed edam aton from tat used by bled parlors to dense their Mewled values. - You can obtain add/text inkenucion regarding the methedolaw used to determine the estimate of value ad the dale of the dantion that is the basis la the estimate by contacting your Financial Advisor. - Third piety estimated sates may be reflected as 'Net pnced' in several sec mans: Warn an . valution Inn has not a/Med or 4 unable to anir a value, when we become aware that a material event has caned due may call a previous/yr reported value ito question, a when a value would be MOO, Speculeton, die to the nature of the away - When neither An 6Suer, general panne a sponsor estinaied value nor a thrd-party estimated value is prowled the valve of the navy will beMaimed tram its Botha. price - tastrbutions to date may nclude ream of caprtat. Mane of both. - • Carat unit we represents the Mal offering price pre the and my not reflect me cat bash - DTP and unlisted RUT washes we not listed on a meant washes exchange, and are generally BIM.] and even if they can be sold the price received may be less than the per share estimated value amid n the secant statement. • Restrided severities Restricted acuities generalB are not curling, erg& br public sale LEISFinancial Services uses the ma nn price of the arearced stock of the same issuer as an mimed value In the marched oak Cot parposes of this sratement only. To the Merit that restricted seas-ries are retgba for tie, the yaks reeehed may be alatarcialB less than the Mooed value tom • Eft. (eetineted) incomes anoint yield. and rates. An estimate of actual income is bred on anent (addend and der* rates, assuming the sat/cies will be held for one yet from statement date ce matvity. This estivate a ether a gudelne, accuracy and continual income are not gurameed — Eannated anal income and anent yield for tenet) tapes of soothes could include a relisn of prncval or capital cans n which case the est income findcurrent yekti would be overstated. — Estimated anal income and ournint yield and the aowal Scam and yield mete be laver or higher than the estimated twits — An estimate of reedited income (divdend ander interest) divided by the current market vabwaverage baste a based en the last dividend or interest pawned made by the issuer and *Ant the searresideposts trill be headier one year from the statement date or until naively. Accuracy ad continued yell* not guaranteed. • Assets not held by UPS Financial Services. Certain assets are rot held by the F Pm and not 'rah., the hems possession or control. These assets are chvalayed on you staterwa for informational purposes only. Poston, and values presented are Provided by the issuing him UK Financial Services is not moot-able for this efOrMiliOn and does not thatantee es tasty. these assets are not protected by STK or she F rds supplemental SIRC coverage. • Revenue shoring and additional compensation. — n addtcn to commtscris on sales and 12b-I Tees received in connection with the dairtiscn of mutual hinds to our <lents we odor our afffiale receive name ihreg *mem from doubters ardor advisors of the mutual fads that we Pill These wroth are based on two different conwents: the smote of Sales by US of a pat cult mutual fag Iamb to our cleat and 4B the asset vats a a parecular mutual fad (arrays tares held et the fem — We and ow affiliate also receive networeng and amoeba protesting lees in consderrder for wander agent wain that we monde to the mutual funds Thew fees generally we paid from investor assets in the mutual f urd and are a heed doll, amount based en the norther of accounts at the broker-dealer hc.klirg indusi finds of that fad family CONFIDENTIAL — h addition to a:minimax ricotta in comedian wan the sale or destitution of masty attracts ad unit investment trust units tear diem we ardor our *Mite receive reverye that; compensation from many of the nsvance companies add-wrong the amity cormats. Aiken of the insurance companin et sponsors of the an investrirom waste we darbute - Ow if ilutes also mem trading carrrisans ad Other conversation Isom mutual fads and matte <anoints whose products we Coubute. - We fr<ewe an snit fee from 1.65 Bra USA and t $AO Stamford Branch of up to $25 per account sweeping to the balks mite the LISS Bat Sweep Program. Activity information regrdng commissions arid other charges incurred in correction with the execution& trades, inducingoptic/1 utsactons has been tudedon confirmations previously funtshed to )ou, ad sell be provided to you promptly on timunt Short selling II you ate engaged n that wale* a wanly. you may new a charge die to certain borrohving costs fa that pan Mar smoky. Open orders Regaideng open or ' gatatrcancellecr orders that were not executed by the deemed date, open buy and lel slop ceders are dated by the anon of dnidonch or rights an an exidividends or neites date unless Masted otherwise by yow. You are respamble for coati that are executed die to your lathye to cancel reeling open ceden, Privacy To obtan a copy of art anent Chant Priacy Notice, please cornett you Fnancial Achiser or vet as rotate al wcwv 0161 n1a , "1/.1/1, 1•Miet 185 Financial Sett is noa a bark. The RMA. &nom Senates Account BSA and • IAA are broker*? accounts ssrsdn provide access to baricng serves and products throat arrangements with affiliated banks and oche. thickparty banks, and provides tease to insurance and annuity prodxts issued by astriated thidafarty mutatea:mates through Max*. agency subsidiaries of LGSFirircal Smiths Inc. — hmuneire insurance, and amuty ;maxis. - Not FDC muted • No bank guarantee. May lose vela — WA Pesone Management Account. Business Seriroes Account BSA, IRMA and intonational Resource Management Account are registered service marks of LABS enamel Sown - VISA is a registered atom* owned by Visa bternaional Sera. Assoc: nit and used under kens. The U3S Visa eyede cads ard llne LIErS Visa debt crds are issued by 18$ Bank LISA with permission from Vas U 5.A Ircorpotated All other eter ises. regained trademarks, acne marls and registered salvice owes .are of their respective compiles UPS Financial Services Inc. Per 201709 SDNY_GM_00027609 EFTA_00 138229 EFTA01278838 *UBS UBS Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056493931017 vi 0 Resource Management Account October 2017 OHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: In& Millennium Account number. Your Nnancial Advisor. SCOTT STACK MAN1LYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions sboutyour statement? Call your Financial Advisor or the Value of your account PMA Itesourceline at 800-RMA-1000, account 029028776 on September 29 If) on October 31(1) Your assets 719,160.00 721,906.00 Vlsitour website: swew.ubscomIlinancialservices Your liabilities 0.00 0.00 Value of your account 5719,160.00 3721,906.00 Items for your attention • Help protect yourself from fraud and review bank, credit raid, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www. annuakreditreportcom. Tracking the value of your account during 2017 Vaue of your account ThoL6arld$ Dec 2016 Dec 2015 Sep 2017 CKI 2017 at year end 2016 5683,739.00 Your investment retum Change in market value Value of your account on Oct 31,2017 538.161.00 S721.906.00 SDNY GM 00027610 Member SIPC 0.70001005603393 NP7000187706 00005 1017 0305750d v128776550000000 Page 1 of 6 CONFIDENTIAL EFTA_00 138230 EFTA01278839 *UBS Resource Management Account October / 7' Your account balance sheet Summary of your assets Value on October 31 (5) Percentage of JOTS account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 atm% E Non-traditional 721,906.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 8721,906.00 $721,906.00 100.00% Account name: GHISIAINE ,WELL Friendly account name. • =1 rn Account number. Your current asset allocation Eye on the markets Your Nnancial Advisor SCOT CTACV MANI Yi F (AGM as of October 30, 2017 Index Percentage change October 2017 Year to date S&P 500 2.23% 1639% Russell 3000 1.99% 1617% MSC I - Europe, Australia & Far East 1.39% 22.14% Barclays Capital U S. Aggregate Bond Index Interest rates on October 30.2017 3-month Treasury bills: 1.12% One-month LIBOR: 1.24% 0.08% 3.23% CNP700030056$8394 NP7CC0107706 00005 MI 7 030575004 Y1213776550 COMpteGitoconentge 2 of 6 CONFIDENTIAL EFTA_00138231 EFTA01278840 *UBS Resource Management Account Change in the value of your account Account name: GHISLAINE MAXWELL friendly account naevie:Indy Milennium Account number: October al 7 ($1 Year to date (1) Opening account value $719,160.00 $683,739.00 Change in market value 2,746.00 38,167.W Closing account value $721,906.00 5721,906.00 Summary of gains and losses values reported below exclude products for which gas androsses are not Ossified Realized gains and losses Unrealized October 2017 (9) Year to date IS/ gains and losses (S) Long term aoo 000 71,906 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager, You can find a full description of the alternative investment objectives in tmportanr mfommtion about your statement at the end of this document Your return objective: Current inccme &capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty consideration None selected Your account instructions • You account cost baths default closing method is FIFO, First in, first Out. Your financial Advisor: SCOTT STACK MANLY LE CA SR, El SDNY GM 00027612 C W70:0330564879 5 Nv7003 I 97706 OCCOS MI 7 03057SXM Y128776S50000000 Page 3 of 6 CONFIDENTIAL EF1'A_00138232 EFTA01278841 *UBS Your notes cu,,,...... ,,, ,..,..... , ...e,,,,,,,,zenressocagg. G. .andpge e of 6 CONFIDENTIAL EFTA_00138233 EFTA01278842 *UBS Resource Management Account October 2017 Your assets Account name: GHISLAINE MAXWELL friendly account name:Indy Millennium Account number: Some pubes, income and current vdues Shown may teepproxirnene. As a relit. gains aidlossesma/ mu be accurately refkcled. Set Aporunt info/moon ,tour your statement a the end of tins document fOt more informal on. Non-traditional Private equty funds, Hedge funds, and Other inwstments are held in you UBSFinarcial SPMces Inc. (UBS FS) brolerage account. TM poutions reported below reflect the records of the issuen, and UBS FS does rat garantee the accuracy of the IWorm:Mon The value shown is not necessarily the value you would receive ficm the Issuer it you sdd the assets. Funds acutely sdd by UBSFS ale subject to ongoing due digence, athcugh the level performedmay vary A closed fundmay be sutiect tonoonyx:no dligence A fund that you purchased elsewhere may never have been sutseo to UBSFS dllgence. although ul3S f5 may receive a fee from l M funds ManaCel, whit h may constitute a maollty of the rnanagernenti wenn se lee. Please contact your Anancid Advisor with questions ' Est value per unit' is an estmate of value supplied by an Independent valuation tcm and reflects adjustments for factors such as the lquidty of the units. Hedge funds Hddng ALPHAKEYS KAREN FND BROKERAGE 093017 Trade date: 650,000.00 Purchase pricer Number Average once of shares per shale (d) Client snvestrnent (1) Your Fl modal Advisor: scan [tier I.A4 i VI Estimates of vale Stippled by 'Slugs Of Cella n Orogmrns (which ate genially 'net asset value' eStelakP are shown as' issuer est. value per unit'. For Prvide equty f unds, • Est. value per unit' ea a value updated quarterly, based on the Net AsSet value New') in the fund as of the date sped fect adusted by adding ea:lie' calls and subi recti rg dst ',bunions ante the NAV date The NAV is primarily based on ell itnottd parPolio yaws provided by the underlying fund sponsor Thew two values may vary because of differences In the way they were estimated and because the • third patty' en. value per brit' fret Mve been prepared on the basis of financial infonnalon other than yea•Md Repoled estimates may not reflect resale, liquidation or repurchase value, a any, and may rice retied dm Noonan of cilital urns' the next valuation is fel:Pined. nerdy on an annual or serri.annual basis See knporunr infarnearn abour you( statement at the end of ths siattinem. Cost Pace per share basis(%) on Oct 31 (1) value on unrealized0M Ifint1tment HOICInq Oct 31 (1) 931114x toss (S) return (S) Ceried 650,000.00 t.000 721 $06.00 71,906.00 Your total assets Value on Oct 31 (S) Percentage CI cost your account bass (S) EStMated UnteSized annual incane 01 gem of loss (t) Noe•tmdidonoI Hedge feeds 721,906.00 100.00% 650,000.00 71,906.00 Total 9721,906.00 100.00% $650,000.00 $71,90600 SONY GM 00027614 CelP7C003305648397 NPTOCOIS7706 00035 1017 030575004 Y128776S500000O0 Pogo S of 6 CONFIDENTIAL EFTA_00138234 EFTA01278843 *UBS Your notes O47001.005648398N1, 000, 67706 0.5 , 017 MOW,. ,26776.000My Gm_0,02.A.1,1 6 of 6 End of statement fo, account number Y1 28776 55 CONFIDENTIAL EFTA_00138235 EFTA01278844 Important information about your statement Fruncial Services ix. (the Bern or UBS Fnercial Strike). is a merrber of all principal sway, ccmrrodty and cptia exchanges. UPS Financial Semites and 1.85 Balk USA are radiate subsilones of UPS AG and Maas of UM Season LLC. The Fim's fnanoal statement b available upon recited the Finis exeosire off KM re at: UBSFina-rol Strite, k. 1200 Harbor Boulevard Weehawken, NJ 07086 This gateman represents the one official record of you' LBS Financial Senates account. Other recalls, tape official le. daunenta contanng coneliang data should not be relied Loan II you tette there is an era cr omission please report t Owned** n witng to the Branch Manager of the afire wvith your account. Attce4' al Ham shovel re intended to be accurate, statement ditakkukf not be wed fa tae purposes Rey scieN on yerand tax lams fie , Form 1099. 5498. 10425. etc ) when orepamg your lax return. The Fim required by law to ran to he IRS alltaxable dividends, wportabb rontisubk anima and mute Werth end an etuties held n you accota, net proceeds the btheaclions, rd con basisoncertain covered caries. CwvareaslatIons with the Firm • Please reconfirm ay oral cormoncana in wring to further protect your ritds• inducing your ndos Liar the Se sides Investor Protection Act (SPAT • If the financial ithitution an the top left of to front of this stamen snot LBS Enna Sates, LBS Framer Sean carries yew vaunt as dearing locker by arra-gement wth the iterated inslaution We informed you of this relatcnshio Mnern you opened this axon. h the cast your alit aid stark/es tee tested a LOS financial Services and rot the rierdicrg greet and you nut make afar of aft wor or omission to both finm, • As deleted in the account aftements, you must roily us of any eras or fraud irmolving docks retlecied on your statement within 30 days after a was mailed or nude • Pleadna customer ccnolai-as or ixwifts to the Filo% C fent Relation Department x 201.352.1699 or toll-free at 802-354-90203, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wing to WS Financial Sean kr, Client Rebticre Deward, P.O. Box 766 Union Ciy, W 07007. • All fl own shall be deemed complete ri d acosae if not objected to in eating within 60 days • Fa TN services_ Call 0444124)986 or fran outside the US.: Cal 201.352-1495 • h cased ears or antion abol en electronic kends transfer WO bk awned or UPS Vea•thbil card transactions, call $20-762-1000. or wile to UPS Fiftnoal nices It,, 1000 Rambo Blvd, 61111100r, eaelastenn NI 07086, Aura MIMOSA Sevres Cal a carte as soon as yar can, if you tack yes statement cc receipt is wag or 4 pi need more Homan aut a trader on the statement or recept. The Film or Card bar (as opkabldmuat hes I romyou no later than 60 days ate the F rm sent you the fret statesmen on with the erns or Problem appeased, - Procrdeythr name ad xcant nterter (d any) - Comex he error or tie ander you ate enure about, ad aka as dear as you can why you believe a is an mu a ay aw need more Mamat ors - Providethe doles anent d the suspected sea. The Finn or Card Issuer a Westgateyour carolint and will coned ay error pampa y. For alleged ears involving UBSVW•debil card transaclioa if we take more than 10 6winnsdays to do this, we will credit you sawn for the amount situ that 6 in error. Botha you wt have the use of the money dung the tine takes us to camping our twetiption. Please mike all checks payabb to the Fin or the Nasal insteutisn coated on the halt of this statement In addition to nosier accatht lees, accounts may be abject to mantena-ce lees, cages for late parnent kr securities purchases and charges for unpaid amounts n cash accounts Accounts that are tansferred to other ratans may be subject to a ander lee. UBS Sweep Options 1165 offers cams /or Twang cash balances to bac depose accounts al non-aff diked bats ad affiliated banks, Maley Mallet mutual f unds (Matey Fund) ad the anal:nal Oath Arran (CA) for contemn wit, ati International Roane Manama Accost. Depose account al UB5 Birk USA ri d non-affiliated banks participatng n the UBSFOIC4nstred Deposit Program ere FDIC awed in accordance wan fOIC Nes. Fa more edovnatian, please visit nwwfdic.gai Deposit accounts at UBS AG Stanf ord Brand, and shares of Wray Funds are rot ensued by the FDIC. Through the DA, cash balances n swept to deposit accounts at UBS AG New Yore Brarth a-d UBS AG Carnal Branch. These deposits are not inured byte FOC. Balances held at he 1.8S AG Cayman Brandi are tempanN goosed to the sovereign nett of the Cayman • ath there is no ocarina or other oblates of LIBS AG to repay the balances while on the UBS Conn Branch's becks. Bank deposits are not protected by 9PC. Money Fund shires se protested by 51K. See "125 Financial Sinai Acacia Noonan' below. Manpour request, banes n the bark depositsma be winchawn, and sham of a Maw Ford they be hthothect and the proceeds retuned to you a your Sen.rde$ at Father reamer:in about available weep options, talking Current ;Meant rate and yields, a available wrew ubs corriwnearekle. fromyour Fracial Advisor cc by calling 920.762-1000 Pisancial Services mown prOUCti011 The Firm is a rafter of tie Seardies hate Protection Corporation (SIPC), which math securities oatonws of is members up to 1500,000 gickidina 1250.0X/for thins for cash/. tobnatcry brochse available upon repast or at am six. org The 9PC awn protectcn limits apply to all arises that you hold in a particular capacity. the Finn, together with terminal( Pates, has also port ased mammal innate the marmum amount payable to at thatb clan cohere...fib under this protection is S500 million a of Dicernber 10, 2016. Woad to the poky credittes and Imitations, cash the firm is further protected to up to $1.9 million n the aggegae ball your accounts held n aparikular capacity AM copy of an poky wadi-9 is allele tan request. Neither the SIPC proteclannor the wohrnental potato apply to: • Certain financial eons controlled by (and inclafed your account value) but held away iron, UBSFina-rol Services. For enetple certain (i) insurance praises, including wadable enmities, and 00 shares of math lunch registered in the name of the account holder on the boots of the issuer or transfer agent), • Imeament <retracts or ithenna interests (e 4. limited partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contacts (e g. foreign oicharce and mac can metal contracts). including features centrals arid commodity option contracts; and • Doak accounts (except certificates cd deposit) at 1.85 Bali USA. UPS 46 U.S. brioches and banks n the FDIC rased Deposit Program. The SIPC rata on and the suppannal protath do not apply to thew anew even I theyotherwise appea- on you slatemerds. The SRC orotenth and the asokmental protection cis not protect against changes in the tel vale of yes investments bather as a result of morn movement. issuer bankruptcy cr otherwise) Dividend Reinvesbnent Program (CRP) We pike reflected is an average pt. YOu May obtan the actual Frio Irtvn yos Farr Anne Only thole shares are purchased under DRIP; Patel shafts will be soli ad the cash wit be deposited in your account We divided reinvestment price applied by the asue may direr fromthe make wire at which the partial thaw re sold Casthalieu CnN whole urns may beheld n ythr acccunt. If you aft era Med to • pink aril is a result ol • aided pigment a otherwise. the Firm WI either sell partial units at node price a accept an amarn detained by a inland <Nino agency, ad credits:cis accord. Invertment objecting The rwstmere objectives and risk profile are speak to each account and may vay between yes adults. Pftase these the Firm prorrptN in waking day scraicant change in you financial Niacin or investment °bran For each sacra had you choose the of the (plowing investment cbjectia • Produce Currentftwora Investments seetio the genican of no:mealy. CONFIDENTIAL • Ackert CortarAppreciabon: Investments seeking growth d pmcpal rather than the ?wroth of income. • Produce Combination ofincow and Coital Apprece*n. Investments wenng both the generation of nccme and growth of prixiel. Overall risk profiles • Conroe/ea Seeks to marten real pi-coal wth low risk and volatility to the accord meal even it that means the accost does not generate significant income a warns arid may rot keep pace wits inflation. • Moderato Wiling to accept some rids to principal ad tolerate some vOlatiray to Mt higher return,. • Algtvessioe: WON to accept hi") risk to principal and high volatility to seek high retums overtime. • nmestment Elsa* Consdeation: If selected a potion ce the portfolio for that account may include complex strafes*. linked blindly andante.. volatiky. Statement •hwateholding• We may consolidate at related account statements erith the Sann address in the same envelope, eq. because they have others whotake maintain krit acacia relationshlos was oar dents a the sea address. It you peens to receive individual statements mailed 'n stone modonet, you may decline howthcading by calith your Frontal Achoor Friendly account name Ile Friendly account name is a cussomeable vni inane' chosen by you to assist you with your recordkeepith has no legal effect thyme account You crass? your Friendly airmen names, through Caine Services a by antacting yes f financial Adult.% Account overview • Yak" eliour aactinerporntalso Net of assets a-d • Assets_ Includes sealable cash balances, valesfor restricted security (et),and Global Time Deposits, unreezei ads to market, and certain assets not held by the Fins Does not include unpriced [nutria:MUM at the end of the pnor and parent statement paned', a prorate d nowmen u vd stock options and (serenade sledoptions • Oakes alas debt balaxes, astathrg margin loans, credit lint shat award balinces. • Cathay balances. Total of uninvested avalabe cash balances, puts dethot balances al *Misted and nonaff rivaled banks, ininxney matt mutual kid weep balances, at she chose of the karrent period. Nth.cormadity Ire. lea balances in pax accord a not segregated from other balance and tie Firn may use any of these hat nthe ordina-y course of as buses.% These funds wet:04,0* won your derna-d. The total is iaLded in the natant period closing Ws. SDNY_G M_0002 7616 EFTA_00138236 EFTA01278845 Important inform atimi about your statement (03ounuec) • ending informamon foe detailed inl ormat ion cn the Fras lending proton and clakores refer to you- CleM Relatcnship Apvin-ent or Accost Agreement ad the General lento and Conchtons USS Statement of treat hoboes available in Agreements and Orwlosures corw contycourtrAZ ro ta Your assets Your statement demees securities and other assets hekl in the occont al the end of the statement wood You may mt. for *Way of lolly paid :walks al army time. You may receive counties used as loan collateral after paying any balance de an thorn. Ant securities anOerrecl to the Fins daring the statement penod are lied at market vaje as of the end of the statemere gad • Cost booth In Stemming the cod baus of the Parities included Si this areenerd, where indicated wen the ante "I? LES FeancialSovices has riled on information caained from sources other than UBS FinanOal Stokes. aiding dominion Iran analw kin a that you may have provided to you- Finnal Achim,. The Firm does not irdeperderaly way a guarantee the Taney or vaklity of ay elarnthon naiad by saxes other than LOS Pitman Seeman ackftiort ardaugh LEK nanciel Services gene-alto updates this Mama' a esti, received the arm don not provide any assurances that the nformatvn under "Cost base and 'Unrealeed garl loss' 6 accurate as al the date of the statement. As such plate do not rely on this information to motor puthase a sale decisions. fa tax psposes Otherwise. Accounts Menders' s' to the Fin may reflect gari loss Mamma only for the period of tiro they re held at the Frm More historical inkeinalith can be added by yar Financial Acktor. • Unmediated gainsfiones When data a avail** estnnatedutealized gainflosses are calculated fa rovidsal sonny lots. The tansaction data for inchkbal toe may or may not reflect cannissiths, charges anther 'easily POrgatal an events Diedend and Crew reinvestment lots and wstemalk archne lots age each combined to display one averaged lot We • Trade date colunnperwrits the crignsl transaction trade dale • Callable securities Bonds and preferred god that the issuer cats for earE redemption wil be selected nthatalE by lot Iran anong N season of that issue held a our name or in nominee name for as clients Call tense -Somata is obtained from third parties ani es accuracy snot guaranteed. Other call Peons may exist which could affect wail console'. abandon will be provided upon request • Certificates of deposit (CDs). CDs are FDIC inured iv to 5293,000 n principal and accrued ireerest per deposeor and per depository insteincet n accordance with FOIC rules. • Pricarvalue Preps displayed fo SOCuntrt4 and other products may be higher a aver than the once that you would actual/ receive n the market. Prices are obtained hom vincan tied paty sources welch we believe to be reliable, but we do net quarareee tar accuracy. - We generaly use the closing Drib, "then avalablea the mean of the bid and ad pekes for listed sewn Ves and optans a) onty NJ paces for OTC was El its. - Leff affix* traded stoats maybe priced tag a valuation model a the most recent beef we Warned and may not reflect an annual market price a vale. - Certain postern may appear ovillnoul a price arid will show as 'prior was not avelabli• if we re unable to obtain a price for a Sr<unty - Deposes or securrues denominated in currencies other than U.S dollars are nellected at the schen?e rate as 0 the statement date. - Fa certain moat wading in noreconf arring dencenhators price and artilyBarr vela) may have been adjusted to facilitate Proper crustal To abtan anent antra,. when ava table. contact was F Outlast AcMsce. • Privet* invnthwas and *wand products. Private nvestrNed se.O.rditS (fKladtp des partcipascn program and real estate investment bust souriths) and structured prodects are gentealE hoghb Said Co-tan dructued broivets have not bean registered with the Securities and Exchrw Cantata a vide any state securities Was. We proede earneted vacs for private Investment rasa, rid stnxtured products for acme' awl anoves only Accuracy is nor guaranteed - These values may differ abstai'', from ates, if any, al which a was nvestment secuity or structured prodact may be bought oe sold ad do rat ekNinetb. Wawa the paw you may receive upon liquidation. - Third arty estinaies of value re as ol a certain dale and are suppled to UBS Financial Services on a regular bath by an rodependert vatiatica - Mop, glows' pointy or sponsor estimated vales, if any, we supplied to the Firn by the dwarf. general partner or spear and may be alarlated based on off went rdoematon from that used by died parkas to drive then estimated values. ▪ You can obtain additional Hamra:in regarding the methodology used to determine the estimate of value ad the date of the Stomata that is the basis la the estimate by contacting your Financial Advisor. - Third party *shamed vatth may be reflected at 'Not pnced• ix several auationt wean an . . citation Inn has not supplied or n unable to assign a van when we become were that a material event has caned that may call a previously reported value i'40 guava, or when a value would be highly speculate* die to the nature of the worts - When Deter an 6Sutf, general panne a sponsor estinated value nor a thrd-party estimated vela is prowled the salved the sovity wit be alert from its purchase price - 'Distributions to date' may include acorn of Captat. rota of both. - 'Carat unit we represents the initial altering price pr tnft and my not reflect yea cat bast - DTP and unlisted RUT *wiles we not listed on a national washes exchange, and se genteelly Maud and even if they can be cold the price received may be less than the per share estimated wale protract n the Mara% statement. • Reasbisted seetwkies Restricted stones gentralE we not onto* eligble lc( pt.blk sale 1.85Financial kiwis uses the mina price of the telr&AriCted stock 01 the sane issuer as an malted value Ice the ietrcted stock fon the001.1 of this safe/mint only. TO the Orient that retuned securities are *agar la tie, the vales reamed may be matarrialE less than the 'prated value Toren • Est. (enineted) norm anent yields and rates. An emanate 0 actual income is based on tureen dividend and sterol rates, assuning the secures will be held to one year hoed statement date a teal maturity. The estrnate is only a gudelne, accuracy and continued none are not guwarteed - Estimated arwal income and current yield for certain tapes of securities coal include a Plan of pncpala captal glans n which case the est income (Ind (went y*lt would be overstated. - Evolve/id a-nusl exam* and current yield and the awal acme and yield mete be lower a hi a than the intmeed awes - An (amaze ol nuked income (dividend arida interest) dread by the curers maim vabwaywage balance is based on the Int dividend or interest payment made by the issuer and ammo the searres/deasts wall be held I or ore yea ham the statement date or until myttnly. Accuracy and contesutd yield we not guaranteed. • Assets not held by UN Financial Services Certain assets re net hell by the F rm and not within the Fern's possession or control. These assets re displayed on your statement for a °manorial purposes only. Pastas and vans presented we Provided by the issuing Inn UBS Financial SartiCeS if not Placable for this Pformaton and does not guarantee es accvag. lane assets we not protected by STK or the F nos supplemental Slit coverage. • Revenue sharing and additional compensation. • In adelea to commisions on sales and 12bl fees received en connection with the chartuan of mutual funds to ov <tents we set ov afffiate receive novena thatifig payments from clarbdors andor advisors of the mutual funds that we cell These anarts re based on two different conthoreMs: nit the STO-re of Sala. by 1.8$ of a pat cult rrulual kny family to Mir (lens. and 40 the asset PIA oe e particular mutual had fanajs shares held at the fern — We and our affiliate also receive retworkng and omnbus processing lees in cortederinser for transfer agent wan that we park to She (victual funds thew fees rarely re paid from investor assets in the mutual bud and are a heed dolly amount based en the writer of accounts at the broker-dealer honing inetull finds of that fun family CONFIDENTIAL — h addition to commetoons roenad n connection with the sale o distbstin of enraty extracts ad vet invostment trust units tow clients, ow odor of Akre receive reserve sharing conthenation from many of the (nuance compasses underwriting the annuty cortrOttS. ablates ol the mace companies a iceman of the an investment trusts YN distrbute. - Our affiliates also recce...trail-en carerissnins and other compensation Irani-endue' funds arid nsisarce ampsnies whose products we &Prate. - We recent an moat fee Iron 116 Berl USA rd WS AG Stamford Branch of veto $25 per account sweeping to the banks under the U9S Bank Sweep Program. Activity atomisation regardng commissOns and other charges incurred ri correction with tae execution of trades, abiding optien transactions has been raided en confirmations previously fucrashed to you, ad will be provided to mu promptly on request Short selling II you re engaged n short selleg a Party, you may incur a charge die to certainborrowing costs la that palate-smoky. Open orders Regaidng open or • Ted-IvIcancbled* orders that were not executed by the sidemen date, open buy and ul slop ciders we reduced by the artioure of &Ards or rights an an ex-dividends or aced-es date unless amerced otherwise by yos. You are respinsble for ceders that re executed due to yas lalure to cancel thtliN open adept Privacy To obtan a copy of as anent Client Papery Notice. please contest you Fnancial Adroce or vat our mate at WoNv,,A, tow/nein ...worn — 165 Financial Seneca is not a bank. The RAW, Eknrens Services Account BSA and SMA are brokerage accents wrsN provide access to bang serictes red roams through arrangements troth Tinned bras and cents ihicl.party banks, and porno access to issuance and annuity products issued by unaffiliated titd.paly insuranceamain:a Eta* insurance agency subsidiaries 0 WS Financial Services Inc. — hmansert, insurance, end Tway stoats. - Not FOC mind • No bent guarantee. May lase vat* — WA Restart* Management Account, Business Services Account BSA, IRMA and intonational Resource lAanagerneM Account re registered service maks of 185 Financial Services Inc. - VGA is a registered sad mark owned by Visa hternxional Service Association and used under keno The VIP Visa (fedi cads ard the U8S Visa debt cads are issued by 185 Bark USA with permission from Vora U 5.A hooray/died All otter roffinakt registered vaidemerth, lattice mats and registered service main are of their respective companies UPS Financial ServicesInc Rev. 201709 SDNY_GM_00027617 EFTA_00138237 EFTA01278846 ;14) UBS Lies inencial Senices tic. Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CW70055036091 117 Yi 0 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number. Your financial Advisor- SCOTT STACK MANILYLE CASI0EL Phone: 212-821-70001800-308-3140 Resource Management Account November 2017 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Questions about year itatemeiY2 Value of your account Call your Financial Advisor or the FAA ReSourCeline at 800-RMA-1000, on October 31 (S) on November 30 (S) account 029028776 Your assets 721,906.00 727,134.00 1AsItour websIte: Your liabilities 0.00 0.00 www.ubscomtlinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepott.com. Value of your account 5721,906.00 $727,134.00 Tracking the value of your account S mounds 721 9 727.1 25)0 Dec 2015 Dec kl 6 ?OK? Nov 2017 Sources of your account growth during 2017 Value of your account at year end 2016 5683,739.00 Your nvestmmt return Change in market value Value of your account on Nov 30, 2017 543395.00 $727.13400 SDNY GM 00027618 Member SIPC CNP70300305550609 NP70001$2673 00005 1117 030575094 v128776550000090 Page 1 of 6 CONFIDENTIAL EFTA_00 138238 EFTA01278847 UBS Resource Management Account Noyernber 2017 Your account balance sheet Summary of your assets Value on November 30 (f) Percentage of your account A Cash and rrxmey balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 727,134.00 10000% F Commodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account 1727,134.00 $727,134.00 100.00% Account name: GHISLAINE MAXWELL Friendly account name Account number: Your current asset allocation Eye on the markets Index Percentage change November 2017 Year tO date S&P 500 3.07% 20.49% Russell 3000 3.04% 19.93% MSC - Europe, Australia & Far East 1.06% 23.61% BarclaysCapital U.S. Aggregate Bond Index -0.13% 3.07% Your N asocial Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on November 30, 2017 3-month Treasury bills: 1.25% One-month LIBOR: 1.37% CNP70003005560610NP70C0102673 00005 11 17 030575004 v128776550 C0MiyGht 000276inse 2 of 6 CONFIDENTIAL EFTA_00138239 EFTA01278848 SUBS Resource Management Account November 2017 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name:Indy Milenntum Account number. November 2017 ($) Year to date (1) Opening account value $721,906.00 $683,739.00 Change in rnaiket value 5,228.00 43,395.00 Closing account value S727,134.00 $727,134.00 Summary of gains and losses VautS reported below exclude products for which gala ancnosses ate not oassified Realized gains and losses Unrealized November 2017 0) year to date (1) gains and losses (S) Long term aoo omo 77,134 00 Your investment objectives: You have identified the following investment objectives far this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in smportanroformation about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty consideration None seletted Your account instructions • You account cost bass default closing method is FIFO, First in, first Out. Your Ili sandal Advisor: SCOTT STACKMAN/LYLE CASRiEL SDNY GM 00027620 OW7030405560611 NP70031132673 COCOS 1117 03057'404 Y128776550000000 Page 3 of 6 CONFIDENTIAL EFTA_00 138240 EFTA01278849 *UBS Your notes cNP.aBaalaa0al3 ,,,,,,,..4,424,,a444,,,,, 4.4,,,,,., ,z4"4.44.., Gm ...nog. 4 of 6 CONFIDENTIAL EFTA_00B8241 EFTA01278850 *UBS Resource Management Account November 2017 Your assets Account natty: GHISLAINE MAXWELL Friendly account name:Indy Milennium Account number. Some paces, income and current vaues ShOnn may teepproximene. AS a Intl. gains aid tosses may nal be accurately refkcled. See anporunt infointabon about your statement a the end of ths docurneM more information. Non-traditional Private equty funds, Hedge funds, andOther investments are held in your LISS Finarcial SerMces Inc. (UBS FS) brokerage account. The pootions reported below reflect the records of the issuers, and UBS FS cbes not piarantee the accuracy of the iriomtaton The value shown Is not necessarily the value you would receive from the Issuer it you sof el the assets. Funds actively sdd by UBSFS ate subject to ongoing due digence, athough the level performed rriay vary A closed fund may be subject to no ongoing dligence A fund t ha you purchased elsewhere may never have been suteect to US$ FS cllige nee. all hough U135 FS may receive a fee from I he fund's rawest!, which may constitute a majority of the rnanagernentrincentive lee. Please contact your Anat.:4 Achnor with questions. 'Est value per unit' is an estimate of value supplied by an independent valuation arm and reflects adjustments for factors such as the lquidty of the units. Hedge funds elcidng ALPHAKEYS MILLEN FNO BROKERAGE NO 10,31/17 Trade date: Purchase Olota Number Meier poce or shafts pet Shale (I) Client investment 650,000.00 Your Finandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Estimates of vane suppled by Issuers at Cola n program (who are gene fairy 'net asset vane' estunateS) are shown as 'Issuer est. value per unit'. For Inman equty f unds, 'Est. value per unit • is a ea ue updated quarterly, based on the Net AsSet Value NAV') in the fund en of the date spedfed. Austed by ading cadtal calls and subtracting dstnbaions ante the NAV date The NAY is primarily based on estimated portfolio yaws provided by the underlying fund sponsor These Iwo vat um may vary because of differences In the way they were estimated and because the • Third party est. value per unit' may have been prepared come bass of financial irionnaton other than yearend Repoled estimates may not reflect resale, hquictalon or repurchase vane, if any, and may not reflect dst Muttons of caoital um' the next valuation is retorted, vneraty on an annual or serrtannua basis See knpoaanr inicvntarion at/ouryam statements the end of this statement. Cost Pnce per share basis (S) on Nov 30(f) value on Unrealized Rev) tmestmer4 Holdng Nov 30 (5) con or loss (S) return (5) period 650,000.00 1.000 727 )34.00 77,134.00 Your total assets valve on Nov 30 (f) Percentage at Cost your accent oasts (f) Estimated Uruearzed annual incant (5) gain or loss (I) No n.tra (Rio na I Hedge funds 727,134,00 100.00% 650,000.00 77,134.00 Total 6727,134.00 100.00% 6650,000.00 677,134.00 SONY GM 00027622 CNP7C0033055606I 3 NV7003187673 00035 1117 030579004 Y128776S50 000000 ►ago 5 of 6 CONFIDENTIAL EFTA_00 138242 EFTA01278851 *DUBS Your notes CNP703600055606I 4 NP7003i 82673 00005 I 1 i 7 030575004 Yi 28776550 036MYGM000276/2966 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138243 EFTA01278852 Important information about your statement 1.85 Famcial Services Pc. (the firm or UBS Fnercial Serval). is a meter of all principal moray, ccmrrodey and option; exchanges. UBS Fitancial Semites and 1.8$ Balk USA ate i-died subsilones of UPS AG and affihaes of 1.85 Sashes LLC. The Files I afloat statemert is available upon recites'. The Fres neat* dirket are at: UB5 Financial StreCeS 1200 Harbor Boulevard Weehawken, RI 07086 This Statement representsthe onN official record of par UBS Financial Semites account. Other feted; eapt official tadxunents. contanng coalingdata should not be relied Lan H youbeat there is an era a omission please report it inmedialy n wrung to the Branch Manager of the office wvig your account Allhoup aligner shovel re Mended to be accurate, statement ditastculd not be used kr to purposes Rey 'SY on yerend tax kirms. (Le , Form 1099. 5498. 10425. etc ) van orepamg your lax return. The Fim required by law to man to he IRS all arable deaths, mportabb rentable anima and tette twist end cot families held n you account, net proceeds on sae bola-las, id con basis:noel-lain covered zanies. Crarearilatkma with the Firm • Please marl rim my oral corriancriont in wring to further protect your rills. indudrg your redis eider the Sto_Mies Investor Protection Act (SPA). • If the financial ithitution cn the top let of to ant of this statement snot LBS Enna Servas,U3S Fancial Sonia carries you =cunt as dearing broker by arra-gement with the ndated insitutors We informed you of this relalcnshin "Alen Si opened this than. h the cast your but aid sear ties a located a LOS financial Services and rot the retodici-g braer. all you ran make a reccei of any error or omission to both firms • As delisted in the account agreements, yw eruct roily us of my ears or fraud nothing checks reflected on you statement within 30 days after e was mailed or made rabble. • Please died nearer complains or apries to the Fines s C lent Rata Department x201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wag to WS Feunual %niece Ix., Client Rakers Depairat P.O. Box 766 Union Cay, NJ 07067. • A 0 staements shall be deemed complete aid acorte if not cbbaid to in meting within 60 days • Fa nv services_ Call 044412.0SW or *cm outside the US.: Cal 201.332-1495 • h ea of ones or dates about en electronic kids Veneto Mk bit pawn a UBS Watratit card transadons, call E03-7C2-1000. Of wile to UBS Sanual awes It,, moo Harbor Blvd, &aloe, We:harden ts3 07086, Atm RIVINEGO. Serval. Cal a mite as soon asyoea can, if you *irk gar stainer* a receipt is wag or 4 you need more I-domain Raul a Order on the statement or recege. The Firm or Cad bar (as applicable)nartt her IroMyOu no later Man 60 ass alter the Frm sent you the ant statelllent on which the erns or Problem inered. - Rade yotr roma ad accant nterter 64 any/ - Costae he error or tie tater )Cu re inure about, rod mita as dearly as you can why you believe • is men a why ip:u need more edorm anon - Providethe doter amo_nt of to suspected era. The Finn or Card Issuer WI :testate your contain and stet coned any war promptly. For alleged eats Molting UBS Viet debit fa-die-oaks-a if we take more than 10 but inns days to a ths, we MOcredit year Maui for the amount you that a in error. Botha you MI brie the use of the money dunng the tine it takes us to complete our iwestiption. Please mike all checks payable to the Firm or the lamsal ioste.eian roasted on tie ant of ht mania In addition to regdar accoat fees accounts may be abject to mai-boa-a tees cages for late Lama der securities purchases and charges kr unpaid Joann n cash accounts Accounts that a transferred to other neatens may be subject to a tale( lee. UBS Sweep Options 1,85 offers options to weang cash balances to ba-k depost accounts al non-affiliated barks aril affiliated banks, money marker mutual f unds (Mcney Funds)and the Herat:nal °Mat Accort (DA) for curtanon will at Internet:on)! Fleenor Management Accost. Depose account al UB5 Bak USA red rim-affiliated banks participeng n the UBSFDIC4nstred Deposit Program are FDIC enured in accordance with FDIC an. Fa more infanata, please visit wewfdk.gay. Depose accounts at UBS AG StamfordBranch and shays of Mcrey ruts are rot tared by the FDIC. Through the DA, cash balances ere swept to deposit accounts at UBS AG New von Brarch a-dUBS AG Canal Branch. These deposits are not raced byte FDC. Balances held at he LES AG Cayman Branch are tenaranN (reposed to the sovereign rat of the Cayman blends id there is no gwrentee or of ere obligati of LDS AGM repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fuld shies we panted by 51K. See 'LID Faunal SiteiCt Account Ranier below. Weiyour request, batixes n the bark depositsmai be wthdawn, all shies of a Money Ford may be licnatect and tie proceeds rend to you a your stakes acccita Father iriormatcn about available sweep options, extaing current interest rate. and yields, r available at era ubs cordeneethelth from your rancid Adviser a by calling B20.762-1000 Fisancial Services mown trotwtion The Firm is a rafter of tee Beanies Investor Protection Corporation (SIP°, which exacts aeries oatonws of es metes up to 5500,000 (including 1250.0X/for clains for ma. Eabnatory Podia* avaiale upon newest or at am sic. org The SVC awl protetcn knits apply to all xcouts that you hall in a particular capacity. The Fink together wish certain aff kites. has also Purchased aeplememal innate the ma mum amount swab* to al elegbie dunes, colas/fib /ride' this protection is 1500 million as of Detente 10, 2016. SLIoact to the poky coedit:a and Imitations, cash the firm is further protected to up to $1.9 million n the aggregate kr all you accounts head n a parikubt capacity AM copy of the poky wadi-9 is mailable Won request. Neither the SIPC watch:floor the aparnental protector. wayto: • Certain fancid assets controlled by (and instead n your account value) but hell away from UBSFinancal Services. For evample certain (i) insura-cepralbb including variable ratites, and (i0 shares a mat funds registered in the name of the encase holder on the boots of the issuer or trader agent), • Investment are-acts or hunt/nerd interests (e.9. limited partnerships and private placements) that are not registered under the Securities Act of 1933; • Corrmoditoes contacts (e.9. foreign tiara and /net:usmetal contracts). inducing futons contracts trot commodity *Pan contracts; and • Deposit accounts Incept cm' Cates of deposit) at 1.85 Birk LEA, UBS AG US. arches and banks in the FDIC towed Deposit Praia. The SIPC protection and the supplemental proteacn do not apply to these asset own if they Manta appear on pa statements. 11-* WC protean, ad the appkmertal protection cb not protect against changes en te make vats of you investments (Mahe as a remit of mode movement, issuer bliteptCy cc otherwise) Dividend Reinvestment Pogrom (DRIP) the stk. aided is Jn Jvtfir pike. You may obtain the actual srke teem you Fnrxia Advar . Only Meer shares are purchased under DRIP; Palial shoes wii be soli ad the cash wit be deposited re your account The divided renvestment price applied by the asuer may Offer from the imam price at which the panial tares aso sold Cash-alieu CnN whole urns maybe aid n your acccunt. If you ate entitled to • pin ul Int assault ol • aiderd mart cc atomise. the Finn WI ether sell partial 'nits at none prke a accept an arnarn determined by a registered <Wag agency, aid credit pas accost Investment objectives the raiment objectives and risk profile a-• speck to each account and may vary between you /taunts. Please ease the Finn prorraN in tieing day pp-dant change in you fnaxial sit/manor investment await For each wart held your choose area the 'plowing investment objectives: • ProduceCatentaorec Investments petal the gentraan of ncome only. CONFIDENTIAL • Acta CaptarApprecration: Investments seeking geowth of omega' rather than the generation of income. • Produce Com6nation of/nowt ad Capita/ Apprab*n. Investments seeking both the generation of name ad growthof petal. Overall nick profiles • Conservanve- Seeks to manlin nil al mix pal teeth low FM and volatility to the accord meat even if that meat the ant does not generate significant income a reams and may rot keep pace wits infant. • Madam Wiling to accept some ride to pinupal ad tolerate sense volatity to seek higher return,. • Algyaresshe: Wiling to accept high risk to pincipal ad high volatility to seek high returns overtime. • rnenteent Elgotay Consideration: If selected a portion d the portfolio for tot account may include compare serap e. linked liouickty andante volatiky. Statement amateholdinef We may consolidate at related account statements oath the saw address in the same erreape. eg. beause they have anus whotake manta ant account relationshiss wen oar dents at the sire address. If you pee to mare individual statements mailed 'n sepaute emelcon, you maydecline houwaiding by citing your Financial Advisor Friendly account name The Friendly account moot is a oatmeal* *nanane clown by you to awl you with your retaking's.; It has no legal effect cn your account You can chat? your Friendly account nines, through Dane Services a by contacting yms F hanual Mesa. Alzeket overview • Yet" of Pa eaountlparblb Net of assets ad liAilaas • Asset_ Includes available cash balances, vaLes f or restricted aunty (eat), and Global Tine Defetts, unrerkzei marts to market, and tenon assets not held by the Ftrn. Does nor include unpriced ofturitiodaseets al the end of the pia and amtstatemeM gonads, cr private Sesames u vd stock options ad area* stud options • Li atates abides debt balsas, outsta-dtrg mergn loam, credit shat account Dances. • Ciftrommy balances. Total of uninvested amid* cash balances, at deccot balances al affiliated and noroaff laid banks, rd many make mutual kid weep balances, at die cbse of the stament period. Nthdornnedity free crieSt balances in sax want aro not Ulf tgOed from other balances aid to Ron may use any of these (tab nthe ordina-y course of as buses.% these funds repay** won your dema-d. This total is aLded in the arrest period closing vake. SDNY_G M_0002 7624 EFTA_00138244 EFTA01278853 Importallt informalimi about your statement (Continued) Lendng reformation For detaiseid inf ormt on cn the Fines tenancy pratem and dischseres refs to yea Client Relatemship Acramert or Racers Agreement ad the General In and Conditions. LEG Statement of Cade Praake available in Agreements end Om %mutes at sew ubeceenuareiredechnerat. Yew assets Your statement traces sashes ad other assets held in the accent al the end of the statement penal You may ra for &Way of IS.? paid Sea-flies At any time. You mat °cane munlies used as loan collateral alter parg any balance ds an them. AN secuntes tranderred to the Fim &rig the statement paned are lath at maker value as of the end of the astern° prod • Cost blab. In determining the oat base.of the securities indicted it this Oatemea. where indicated rich the nutter "I,' Lescriancie Sennces has relied m information cbtained from sources other than US$ FinanOal Seniors, reltdirg thamation from another fin or that you ma/ haw provided to you- Financial Adis*. The Firm does rot irdeperdently vedy Cr gamin the accuracy cc validity of any eicienthon provided by sodas other that LEG Filmy* Senate. In *Wort aethugh LEG F eureka Semices perorate updates this Mama ion 'see received, the Cm does not prow* any *seances that* nformaton under "Cost base and -Unrealced gas-floss' 6 accurate as of the date of the statement. As such pease do not nay en the information to maw purchase cr sale decisions, fix taa paposes ce immt... Accounts teadared tot e Fine may reflect garfloss Mental cn only fix the period of time they a' had at the Fine More histoical reormation can be added by time Financial Advisor. • Urrutind gaits/losses WV., data is sealable, eOnuadurreathed gardlosses are calculated fa exiviedal save/ lots the transacteen data fix nand.* lots may or ma, not reelect commoicee, charges ardor security reagent:aten rants Di/bend and other renvearnent lots and systematic purchase bus we each cal:tied to display one averaged lot The • trade date coksmn presents the original transaction trade date • Callable searkies Bonds and preferred stock that the issuer cats for tab redemption ail be selected ethereally by lot 'rem among all sashes of that issue held n our name or n none name for as clam Call lease Monaco is Maned from third • ••• dorateed Other call • • - aid Elect *RI. complete upon request. • Le tittrotte of depose (Ws). COs at FDIC nsured .3 • . -•.„ r • ...tut and acthed intent per deposit« ad per depository inslesat naccordaree with FDIC riles. • Pricelvalue Prices displayed fa seethes and other products may be higher or tower than the price that you would actually mem in the make. Pekes se cbuirsed from exam teed paly sources ranch we blame to be relabb, hid we do not pax** thei accuracy - We generally use the closing price meta amiUbk or the mean of the bid and ale prices ler kited securities and options or ony bed prices la OTC wadies. - Less *they traded secures maybe priced usthg a valuation model a the most mem price we cblaned and may not reflect an actual market price a vale - Certain pose :ens may types without a price and will Mow ar 'vice was not avalabl el il we we unable to obtain a price for a secksety. - Deposes or smokes denominated thaunercies other tun U.S dollen are relkcled at the eichenge rate as of the statement date — For (elan securities traing in nonce/Ili:MN denomiutern, patted quaaily (lace yaks) may hove been adfusted to facilitate prize wham. TO obtain current tentative. Men available, contact you Fruncial Addict • Private ifwestments and rased products. ?mate rroartIname wades (re Lacing drat ponce:mat program and teal estate imminent trust "post's) and sena at predsts are genealy hglay Aided Certain aructired ;reduces have not been registered with the Securities and Exchange Cawnssizn a under any state securities Was. We prom* *emoted vales fa private nveltityM securities and structured products for chimaera p.n.s al/ Accuracy is not guaranteed — These values may differ sdostanlialty from prices, d any, al Mirth a aerate 'reorient security a structured induct my be aerie or sold and do not nOcessarib' rocresall the value you may receive .OC0 licuidaticn. - Thfd party emanates of vale xe as of a aeon date and are suppled to MG Financial Services on a regular bass by an independent °Law I'm. - Mute areal armee or sponsor estimated vales if try, are oppled to the Finn by the issuer, general pane or sponsor and may be cathlated based an afferent nil °matron Iran that used by third pates to dense their elinewed values - You can obtain additional ielamatean regarding the methodology used to determine the estimate of value and the date of the ilermalion that tithe basis la the estimate by contacting your Financial Advisor. — TWO party estnused vases may be reflected as 'Nee priced' in several Matthew when an indeperdere valuation km has not suppled a is unable to assign a va... when we become aware that a material event has occurred Mot my call a IreW3U0rr reported vakie into Question, cc when a value would be highy speculate due to the nature or the secunty. - When nether an issue, genera/ partne or 'Dakar estimated valor nor att.-misery estimated wake is poskted„ the value of the seesaw win be deferent Rai its purchase price. - • Disteibutions to dale' mat mix* return of capita name or both. - '0rignal unit size" represents the initial offering price per unit and may not reflect you cost basis. — DPP and tainted REIT secuans ate rot listed on a national satiates exchange, and are generally Aped and then If trey can be sold, the ;Moe moved may be less than the per share estimated value provided et the:ease slalomed. • Res-bicted securities Restricted wanton peneralkr are rot curraly ebgble for pkblic sale LOS Financial Services uses the Main price of the unrestricted oak of the sere csuer as an rnputed value foe the restricted stock !or purponn of thia statement on4r. To the went that restrkted seciames are arable lot sale, the vibe receivedmay be stbstantolSt less than the 'noted vale shown • Est. (estinated) income, Gareth yields and rates. Am ea Mute of avual income is baled on current dniderd and Meet rates, assuming the secure*c will be held for one yea from statement date or urea maturity This estimate a any a gudethe. accuracy and continued near* are not gummed — Estimated areal income and current yield for certain taxes of seosioes coed mold. a :elan of ancpalor °pealgain n ...tech case the est mom (ad current yield would be overstated. — Estimated anal income an/ current yield and the actual income andyield rnight be lower or hater than the estimated mares — An estimate of revalued income (dividend arida interest) dirded by the current mai* °Waverer balance is based an the Lao dividend or theme payment roadie by the issuer and asesnes the securithedeposes will be held for one year km the statement date ce vote maturity. Accuracy and continued yell a not guaranteed. • Asset not heal by Unfitted/el Services. Certain assets are not held by the f rrn and not wain the Fan's possession or cent. These assets are depbyed on you newt for informational purposes may. Positens and wens presented are prowled by the issuing fern USS inmost' Serwes is not responsble for the riformaton ad does not '..✓ante as accuracy. these assets we not protected by SrIPC or the Fret's SuPplOrnOntal WC coverage. • Revenue during arid additional componsatian. — h actincn to commissions cm sales and 12th l fees received n connedkm with the doebson of mutual funds to ha dents we axle- our at Male resent revert?, Sharhl payments from distrieelers ardor advisors of the mutual funds that we sell. These s' nares are based on two different cooporents. (0 the nay of sales by WS &swear rnsual knd family to our clients, and 60 the asset value a a Particular ,unseal fad (web° sham hal* the en — We and our affiliate also receive reteackng and annbuS processing tee) in comic* shoo for transfer agent services that we provide to the mocha funds Thew fees amid& we paid from Mester assets n the mutual fend and are a feed dollar arrant bawd on the torte, ol accounts at the broker-duke holcSng nuual lunds of that bad rawly - In adiersi to ea-emits:tins nxeived in can with the sae or cestrbutcn of arnitycomacts and unit investment trust tents to our clients. we ardor as all Mee receive teeme sharing careternaten from nay of the iltul aXt <cmpalies tarderme Cited CONFIDENTIAL the amity threats, Allows ol the mune ccmpanies or authors of the unit invenent truth we detriaute. - had:Skin to caremseons received than the caches* aid sale of NemSkores fade we at os all ilute recewe en athet•based revenue awing perm from NoxiSharos dittrimeors, as en as fading fee exhnotow aveinere training and nation. - Our if dales ate raermthading comnssions ad *the <anytime:on Rom tessual funds and thane ampthies ,hose products we cambia. - We recent as a-maifee from LEIS Bank USA ad LEG AG Stamford Branch of up to 125 per account sweeping to the banks ender the US$ Bari Sweep Program Activity Informatem regathIng CCO1M6SCCTS and otter dines nosed in connection with the executon of trades, letedng option transactions hat been teethed m conf eon; mammy furnnhed to you, and will be provided to you pamtly on reddest. Short sating If you ate engaged em short selling a secures,, you my iNur a charges die to certainboning cons fa that pat kJ, searity. Open orders Reaming open or • gthelidaanceled• ceders that wife not wreath by the slammed date, open buy and sal step orders ye reduced by the amuse of deaden,* argilsonan tsekvidends a makhh doe unless tinted othenvese by you. reel are respanbb for orders that are executed die to you lalure to cancel "'fling then ordes. Primacy To dean a copy of our Current Client Privacy Wet please context your Financial Atheist or vise as web°e at pmsv ees dareneventare. - Financial Strikes is ',Nebel*. The BMA, Bosoms Seences Account BSA and SMA are brokerage accounts which prole access to bank fig Ssvicts and products thrmacest a-renamed& with affiliated bans and other thid.party banks, and penes access to °tram and arrenty products issued btu-offhand Ihed•party roan companies thrcuas advance agency °Sektoren a IBS Fironcol Senses Inc. - huntmere, 63101,te, and arnuity prodxts — Not CDC Mad • No bans guarantee* May Sae rata — PMA. ReSOSCP Management Account. Business knees Account BSA. IRMA aid international Resource Management ken are repel seed service marks of 1.85 Fr actal Serves hi. — VISA is a registered raceme* owned by Visa hterrathrol SenxtAssoccation ad used under kerne. TIN. 18$ Visa credt cards ad the LEG Visa debt cards are Med by UBS Sant VA with permission from visa U S.A Incorporated All ocher trademarks, registered trademarks, service marks ard registered same "narks are 01 their emplane ewe:Ones UBS Fhwancial Services Inc Rev 201711 SDNY_GM_00027625 EFTA_00138245 EFTA01278854 443UBS Lies Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70080137851217 X123 Y1 0 Account name: GHSLANE MAXWELL Friendly account name: In& Millennium Account number. Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821-7000'800-308-3140 Questions about your statement? Call your Financial Advisor or the RMA aesourceUne at 800-RMA-1000, account 029028776 Value of your account Resource Management Account December 2017 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 on November 30 ($) on December 29(S) Your assets 727,134 00 726,413.00 %isle our website: Your liabilities 0.00 0.00 www.ubs.comainancialservices Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free crecht report annually from WWW.annuakreditreport.com. Value of your account S727,134.00 S726,413.00 Tracking the value of your account S The Lnands 683 7 T7 i 726.4 0 25)0 Dec 2015 Ott kin N0r 2017 Dec 2017 Sources of your account growth during 2017 Value of your account at year end 2016 $683,739.00 Your Investment return Change in market value 142,674.60 Value of your account on Dec 2A 2017 5726,413.00 SDNY GM 00027626 Member SIPC CNP70310008013785 NP7003313143 COCOS 1217 030575004 Y128776550111000 ►age 1 of 6 CONFIDENTIAL EFTA_00 138246 EFTA01278855 SUBS Resource Management Account December 201 7 Your account balance sheet Summary of your assets Value on December 29 (8) Account name: Friendly account name:1r 1. Account number: Percentage of your account C. ELL Your Finandal Advisor —I STACK MANLYIF CASRIEL A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $726,413.00 100.00% Value of your account $726,413.00 Eye on the markets Index Percentage change December 2017 Year to date S&P 500 1.11% 21.83% Russell 3000 1.00% 21.13% MSC - Europe, Australia & Far East 1.62% 25.62% Barclays Capital U.S. Aggregate Bond Index 0.46% 3.54% Interest rates on December 29, 2017 3-month Treasury bills: 1.32% One-month LIBOR: 1.56% CNP70010008013786NP7003313143 COCOS 121 7 03057 CONFIDENTIAL 5°G. GM 00027 2 of 6 EFTA_00138247 EFTA01278856 SUBS Resource Management Account December 2017 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. December 2017 (3) Year to date (I) Opening account value 3727,134.00 3683,739.00 Change in market value dosing account value -721.00 42,674.00 $726,413.00 $726,413.00 Summary of gains and losses values reported below exclude products lot which gam am:mosses are not dassified Realized gains and losses Unrealized December 2017 ($) Year TO date 11) gains and losses (1) Long term 0.00 omo 76,413 00 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternabve investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive investment eligibility consideration None selected Your account instructions • You account cost basts default closing method is FIFO, First In, First Out, Your PI sandal Advisor: SCOTT STACK MANLYLE CASR1EL 'Y GM 00027628 CW70310003013797 NP70033 1 3143 COCOS 1217 030579004 CONFIDENTIAL ►ap 3 of 6 EFTA_00138248 EFTA01278857 $UBS Your notes v_Gni_aconew • o s CONFIDENTIAL EFTP.,BE209 EFTA01278858 *UBS Resource Management Account December 2017 Your assets Account name: GHISLA1NE MAXWELL friendly account name: Indv.Milennrum Account number. Some pnces, income and current va ues Shown may teapproxiinene. ASS intl. gains aid losses May nal be actoalely reflected. Set Assonant intomasen about your statement a the end of ths OxurneM fOr more infornason. Non-traditional Private equty funds. Hedge fundS, andOther inveStrments are held in yOur Ufl5Finarcia Ser tteS Inc. (Urn FS) troterage account. The Donbass reported below reflect the records of the issuers, and UPS FS does not guarantee the accuracy of the IrIomiation The value shown is not necessarily the vaue you would receive ficm the Issuer if you sddthe assets. Funds acutely sdd by OBSFSale subject to ongoing due digence, dthicands the level perforrnedmay vary A dosed fund may be subject to noongoing digence A fund the you nuOwed elsewhere may never have been subject to UBS FS cllige me. although 085 FS may receive a fee from l he fund's manager, which may constitute a maprIty of the rnanagemeneincentive fee. Meese contact your Anancid adasor wth questions • Est value per ulit' is an estimate of value supplied by an independent valuation arm and reflects adjustments for factors such as the Iquidty of the units. Hedge funds Hokin° ALPHAKEYS MILLEN FND BROKERAGE NO 11130' 17 Trade date: Purchale PIO& Number Average once of stores per share (S) Client investment (S) 650,000.00 Your financial Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Estimates Of vat* Sippned by ISSuers of (Wan programs (which are generaly 'net asset vaue' estrnateS) are shown as ' issuer est. value per unit'. For Private equty I unds, 'Est. value per unt' is a vaue updated quarterly, based on the Net Asset value maw) in the fund a of the date specified edusted by 'ding ca:ital calls and subtracti rg dsl nbutions Once the NAV date The NAV is primarily based on estimated parHolio vd ties provided toy the underlying fund sponsor These two values may vary because of differences In the way they were estimated and because the • Third party en. value per UM' may have been prepared cod* Oasis of financial irionnaton other than year.end Repdled estimates may not reflect resat., liquidation or repurchase vaue, I any, and may rot reflect dst ebutions of capital until the next valuation is tettotted nerdy on an annual or serrtannua basis See important oblomsaban about your statement en the end or the statement. Cost Price per share basis (S) on Dec 29(1) value on unrealized dad investment Hddng Dec 29 IS) 9310 or loss (1) return (5) period 650,000.00 1.000 726,413.00 76,413.00 Your total assets No n 4ra "glen& Value on Dec 29(1) Hedge feeds 726,413.00 Percentage d your account 100.00% Cost Estimated basis (5) annual income (5) 650,000.00 Unrearzed gain or loss (1) 76,413.00 Total 3726,413.00 100.00% $650,000.00 376,413.00 SDNY GM 00027630 CelP7Oomo03013789 NV7003313143 00005 l2t 703057`004 Page 5 of 6 CONFIDENTIAL EFTA_00 138250 EFTA01278859 *UBS Your notes -- "="7:Z=ZZ'y'77— CONFIDENTIAL YGLI0002.9. 6 of 6 EFIA_00138251 EFTA01278860 Important information about your statement Fr racial Services Pc. (the Fern or OBS Fnarcial Strube°. is a merrber of all principal away, ccmrrodey and optima 'whelps. UBS Financial Seniors and 1.85 Bank USA ore i-died substiones of UPS AG and affihaes of UES Secuthes LLC. The Fun's Inanpal statement a available upon recheck The Fem. executhe bakes a-. at: UBSFina-col Sante, It. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement representsthe only official record of you' LBS Fhancial Services account. Other recads, eat official tm.dxunents. contanng coriliong data should rot be relied wan R youbeen* there is an ena or omission please report a immediately n witng to the Branch Mango of the office wvim your account. Attce4' tailgate tenon ae minded to be accurate. statement ctstatkukf not be used kr tie purposes Rely stay on yerend tax kerns. (Le , Form 1099. 5498. 10425. etc) when prepamg your lax return. The Fim required by law to repon to he IRS all taxable derider-Ica wportabb nortutubh anima and taxable Merest eared on secants held n you. woo" net proceeds on see tranaklimo, ad con basis on certain covered zanies. Onvaremlatknswididn Firm • Please reconfirm any oral cormunoahans in wring to further protect your rites. indudro your nines utter the Seosiies Imenor Protection An (SPAT • If the finirtchl he-Mutton an the top telt of the trent of this slams isnot LBS Enna' %Nees, LBS Piandel &mien carries you itocarnt as *raring baker by arrangement wth the rdcated esteution We informed you of the relalcnshio nben you opened this axon. h the cast your h it and muskies are located aims financial Service, and rot the eitoaceg braer. and you nut make a cowl of any error or omission to both firms • Asdesisted the accoun agmements, you must readyus of arty errors or Laud nearing decks retlecied an you statement within 30 days Andras mailed or made :milk**. • Plenadna amorrer complains or impries to the Pim% C fent Relattns Department x 201.352.1699 or tolUree at 800-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wing to WS Faunal Semites ex., Client Rebhan Depoimat P.O. Box 766 Union fey, W 07067. • A II rtaxemerds shall be deemed complete rd acarae it not objected to hi welting within 60 days • Fa TN services. Call 044612.0986 or from outside the US.: Cal 201.352-1495 • h um of *mars or dank:re about in chthonic knit transfer (EFT). bil payment or UPS Visa•chbil card transactions, call KO-Mg-1000. or wile to UPS Franca' %nines Ix., 1000 Harbor Blvd, 60, 1100r, Weehawken NI 07086, Ate, MAMMA %Nees Cal a mite as soon asp* can, if you thee& yes statement a receipt is wing or 4 you need more nlonmati:n tat a transfer on the statement or recePt. The Film or Card boar (as amicable) must her Iromyou no later then 60 days alter the F rm um you the list statement on which the erns or Problem XPered. - posed. yow name ad accent Metter aT any) - Cesabe the error or tie brander you am inure about, ad erplarn as chary as you can why you believe a is men a why cat need more Sam anon - Provide the dolor anent of the suspected era. The Finn or Card Muer wi Seagate your complain and will coned any error promptly. For alleged error& imolvng UBSVaa•dabil ca-dtransaelira if we take more than 10 bannsdays to do ths, we will credit yes &coax for the amount you thick is in error. Botha you wee haw the use of the money dunng the tine n takes us to complete our iwestiptien. Please mike all checks payable to the Fern or the lemma' msttacn fidgeted on the front of th6 statement In addition to *oder arson leek accounts may be abject to mane:ma-co lees, (haves for late parnent kr securities purchases and charges kr unpaid arrests n cash accouns Accounts that are transferred to other inshulans may be subject to a Pander lee. UBS Sweep Options 1,65 offers options kr sweepng cash balances to bale depose accords al non-aff diked bales and affiliated banks, rnsley owlet mutual f unds (Money Fin:Wend tht nwnatiarolDePoort Accort (DA) for cuttanon win n International Resource Management Accost Deposit account al UB5 Irk USA and non-affiliated banks panicipatng n the UBSFOIC4nared Deposit Program are FDIC.imured in mead:axe with (DIC ales. For more narration, plea* vise wwwfdk.gay. Depose accounts at UBS AG Stanf ord Brand, and shays of MangFut/ are rot tared by the FDIC. Through the DA, cash balsam ere swept to deposit accounts at UBS AG New von Brass, a-d UBS AG Cana) Branch. These deposits are not inured byte FDIC. Balances held at the LES AG Cayman Brandt are temp:only ("posed to the sovereign role of the Cayman blindk ad there is no guarantee or other °blows of UBS AG to repay the balances while on the UBS Camnan Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See "125 Financial Sent., Accant Protection' below. Loan your request, batixes n the bare depositsmaw be withdrawn, and chats of a Macey Red may be hopechtect and tie proceeds retuned to you a your sentries aoccknt krther inamatcn about available sheep options, calming amen it crest rat. and yields, i available at www ubs corrihneetheelM from your Primers' Advisor a by calling 800762-1000. UM Paginate' Services accown protection The Finn is a meirter of the Seardies Investor Protect*, Corporation (SIPC), Mich protects securities oatonws of es menten up to 5500,000 (including 1250,OOOfor thins for milk &phaeton brochse available upon newest or at to spc.org The SVC awn protector, renal apply to all xcarts tut you hold in a particular y. the Fem. together meth certain aff Ares, has also Pschased apPlarramtal inmate The marmum amount payable to al ekgbk clients. collechwy tridg• this protection is S500 million as of Decerther 10, 2016. SkloOct to the poky ardeirs and Imitations cash a the firm is further protected to up to $1.9 million n the aggregate kr ensue accounts held n sash:Liar capacity MO copy of dm poky wording is nibble upon request. Neither the SIPC pretence, nor the omphrnental protenon apply to: • Certain framers' assets controlled by (and exacted n your account value) but held away from UBSFinancol Senecas. For enerplecertain insuraxe [roans, including variable enmities, rid 00 shares of mat funds registered ig the name ol the moan holder on the boots of the issuer or transfer agent), • Imeament contracts or nvermwett Merest; (e a. limned partnerships and private placements) that are not registered under the Securities Act ol 1933; • Commodities contacts (e g, foreign *chars* and pre< cos metal contracts), includirg future contract, ad commodity opticn contracts; and • Deposit accounts (except cenificates cd deposit) at I.135 Bat USA. UPS 46 U.S. branchesand banks n the FDIC Mani Deposit Program. The SIPC protect on and the suppimental protection do not apply to thew assets event they appear on yes slatemeres. The SaC on:tenon and the sekokmereal protection do not protect agaett changes in the mental vale of your investments (whether to a resin of moat movement. issuer 1,01kIllpICy otherwise) Dividend /enmeshment Program (00%) she dap reflected 0 J11 Jverage pig< YOU may obis)) the actual prke hem yos relax Athetor . Only ?thole shares are purchased under DRIP; partial shams wil be soli ad the cash wit be deposited tar your account The dividerd I:enmeshment prise applied by the dsum may Oiler from the market pica at which the panial shares are sold Cadetylieu Cnb whole urns may beheld n your account. If you am entitled to • part ul knit se a result ol • draderd payment a otherwise. the Firm well either sell partial ,nits at market price a accept an arnard detemined by a imiginered cleatg agency, ad credit you accord. Invanewent objecting The enntmere objectives rid risk profile ant specie to each account and may varybetween you' account Please advise the Firm prorrptb in wining day hydrant change in you: Immoral stiabon or investment <boohoos For each award held you choose ale of the (plowing investment objectives: • Produce Cterentrearome: Investments *MSc the gereratcn of nccme only. CONFIDENTIAL • Acker* CaprearApprecUton: Investments seeking growth oe emcees' rather than the generation of meant • Paola. Com(s0satran of Moan. and Capera Aporecia*n. Investments seeki-g both the generation of nccme and growthof price:al. Overall risk profiles • Conservative Seeks to marlin nary Fri-opal wth low ride rd *Wiley to the accord overall even 4 that meals the accuse does not generate significam income a reams and may rot keep pace with inflater. • evfederafe. Willing to accept some ride to pinata nil tolerate some volatility to seek Fisher return,. • Aggrieve: Wiling to accept hip risk to pincipal and high volatility to seek high returns over time. • (nonevent Elgikkey Consideration: If selected a portion oe the portfolio for that account may include conplrx strafes*. larked lictieidty andante.. vobtiky. Statement •housahroldigg• We may consolidate al related account statements with the Wm address in the same envelope, eq. because they haw ohnes whotake maven join accost relationshim wth other clerks at the hire address. II you prefer to ewer* indiedual statements mailed 'n sepaate ernelcpet, yw may decline houwholding try Nang your Fnancial Achnor Friendly account name the Friendly account none is a customizable 'nianane chosen by you to hest you with your reccedkeepin has no legal effect an your account You can &have your kindly account names, through Onine Services a bycontacting year f eurioal 'Wino% Account overview • Yak" 0/Mmir accountraoniolo Net of assets ad lithilites • Assets_ Includes available cad, balances, yawsfor restricted security lest), and Global Tine Deposits, unrciPzed Mill1.110 market, andcanon assets not held by the Tim. Does not include unpriced ufturitieslaseets at the end of the prior and orrent statement genets, or prune Puesenentku ed stock options ad corosabre stod: options • Ciathaties hcbdes debt balaxes, oasta-di-g margn loan, credit lint shot meant ',Minces. • CashMeomy balances. Total of uninsested avalabb cash barges, pin depout balances al al hated and non-affiliated banks, ininxney mean mast al Ltd sweep balances, a M cbse of the statement peeled Nal.cormiodity free awk balances in you sawn ire not segregated from other balances and tea Firn ray use any of these hits tithe ordina-y course of its busness These funds are 'myth.* won your derna-d. The total is &Leld in the want period closing mere. SDNY_G M_0002 7632 EFTA_00138252 EFTA01278861 Important information about your statement (Continued) Lendng information Fs Means inlornut on on the Finis lending phattin and draburec refer to war Client Relaranship Agreement or Acttunt Agreement ad the General leans and Conditions LEG Materna-1 of Credit Practices nettle in Agreements and Oudouares at zwv., ob. eM.net. Yew assets Your gatemen, lemees securities and other assets hell is the actin al the end of the statement period You may me. for &Moly of My paid swain at arty time. You may receive securities used as loan collateral after payig any balance Os an them. Arty securities Iran/erred to the Fires &ring the statement pined are fisted at trinket vale as of the end of the staternert period • Cost basis. In determining the cog bays of the scant:es included n this taximem, where indicated rich the nuttier Lescriancie Services 'pled on information obtained from sources other than UPS Fismoal Seniors. relralirg nfamation from another inn or that you may haw provided to Kra Firing' Ackisor. The Firm does not independently verity cr gmantee the accuracy a validity of any alocrinnon voided by sons other than LEIS Fianna' Sewn. h ackflion, Plough LEK F ?uncial Semen gene-alb updates this Marro' less avers received. the Jim does not von* any assures that the nformation seder 'Cost basis' and Marealeed gaff loss' 6 accurate M of IM date of the statement. As such, please do not rely on this efainution to mike purchase cr sale decisions. for tax pa:poses of ote minis.. Accounts Pandered to the Fin may reflect gar/ loss nfixenai on only fix the period of erne they se head rit the ism More hitorical ?Ion/talon can be added by ya,f Financial Advisor. • Urrutind gaits/losses YAW data is eatable, •Mnraredurreafized gain:losses recalculated for smarty lots. The transactian data for retinal lots may or may not reflect commonceis. charges ardor security reorganisation rents Dividend and other renvestment lots and systernalk purchase lots are each conai-ed to clispW one assayed lot. The • trade date cobra presents the aging transaction trade date • Callable securities Bonds and vehrred stock that the nine oak for web, redemption wit be 'elected ?martially by lot train among at serrates of that issue heid n our name or n nominee name IoW clients. Call lean Mannar:nil obianed from third parties a-4 es accuracy is riot garanteed Oiler call features may exist which [aid affect Wekt complete tacemalen will begot(ed upon request • to et depositCDs). COs are FIX nsured up to $250,0)0 n and accrued interest per depositor and per depository instMenes in accordant* wit, FDIC nips. • Pricelvalue Prices displayed for sectratis and other products may be hgher or brier than the pee that you wined actually receive in the marks Pekes se obtainedfrom vans tad paly sources *Fish we bolos to be rekabb, burl we do not guarantee thei accuracy - We generally use the closing price Mtn araibble ce the mean of the bid and ad prices for kited securities and opttee or ony bid prices Is OTC mantas. - Less veiny traded securities maybe priced using a valuation model our the mot recent price we obtained and may not reflect an actual market price a mks. - (erten posterns may appear without a price ins will now as 'vice was not evadable' il we we Viable to obtain a once for a security. - Deposits or securities denominated ?invent one then U.S deices se reelected at the ethane rate as of the statement date - For olefin securities rainy in nonconforming donontahons. Prxe and wavily(lete value) may have been adjusted to facilitate proper vabacci To obtain mint quotations. when avatabre, contact your Fi-uncial Ada's. • Private investments and mowed products Private nwslmere seardies (roladt-g deed part <mat on program and Mal (Mate iniestment trust securities) and stnamed palaces are generally hey &gala Canaan an Lured croduns have not been registered with the Sena-dies and Exchange Cawnssion a under any crate secunues laws. We provide *stained vales for private meiltilynt securities and structured products for Normal true minxes only Accuracy is not guaranteed - These values may differ sLbstantiaby from prom, d any, al which a poise immanent Security a structured product may be bouda a sold and do not necessarily represent the value you may receive term liouidation. - Ihind party emanates of obe are as of a certain date ad are applied to Uri Financial Sakes on a regular base by an independent meat Un Sm. - Issuer, general banner or sponsor estimated raker, ay, ate emptied to the Fin by the issuer, general paint* or sponsor and may be caktIated based on deferent information mom that used by It'd polies to derive their eilmated values. - You can obtain additional information regarding the methodology used to &termite the estimate of value and the date of the ida-maton that tithe basis la the estimate by contacting your Financial Advisor. - Thrd party estimated relies may be reflected as 'KIX priced' in several situations when an ndeperdere valuation Inn has not smoked a is unable to assign a vale, teen we become aware that a material event has vaned that may call a Ireoromb mooned value no question, or when a value would be highly speculative due to the nature or the secunty. - When nether an 'Mute, general partner or sponsor estimated value net a thidthety estimated cake ir pro‘liecl, the vabe of the seasky willbedeferent from its cenhase price. - •Dranbutions to dale nay nCludt return of capitat name or both. - -Orignal unit vie moments the initial offering price per unit rod may not reflect you cost basis. - OPP and tainted REIF secuntas arc net tiled on a national unwires exchange, arid are generally 414:4-14 and even It limy can be sold the vice t rend may be less than the per snare estimated vain provided n the scan sl element. • Restided securities Restricted sectrilm generafft am rod tummy ebgble for pity sale LEIS Financial Services uses the make price of the istleftrated stock of the 42110 644Jer as an imputed value fee the restricted stock !or purpow: of tha statement one To the mint that restrktecl securities are etijble is sale, tee mkt. receivedmay be stbstantalp kiss that the Maned vat* shown • Eel (rotinted) incomw current yield' and rates An minute of anal income is bawd an currem clnider4 and Merest rates, assuming the sectaries will be held for one year from statement date or until maturity This mimes is any a gradethe. accuracy and continued infirm are not guaranteed — Estimated anal ixorne ad extent yield for titan byes of secutes toad ock.de a return of pinealor opts; gans n which case the est oncixne (and current ywl would be overstated. — Estimated annual income and current yield and the actual income and yield night be lower or hips than the eistmited amounts — An esenme of arrualted neon* (dividend ands interest) divided by the current made vaberaverage balance is based an the Can dividend or rnerest payment modebythe issuer and darneS tie sewribeadeposts will be held for one year from the statement date or until mama/ Accuracy and continued yell are not guaranteed. • Assets not held by UBS Fine/Kiel Seoticea Certain assets are not held by the in, and not wenn the Firm's possession or control. These assets are depbyed on na statement for infortnallanal purposes only. Positions and values presented are prov4ed by 'he issuing form UPS instal Services is not responsible for Ow normabon and <a not guarantee its accuracy. these assets we not protected by SWC or the FIM'S supoleawall SIPC corner. • Revenue shoring and additional coenpenration. — n addition to cornmeffuns at sales an I201 lees teemed n cornea in with the dub-baton of maul' finds to our <lents we am our algole teem revenue Maim payments from dOrknacrs ands advisors 01 the n‘ausl funds that we sell. These norm are based on two different comperems: (0 tie snare of sates by IBS of a particular timbal had family to our clam, and 60 the asset value of a PartrUlar mutual find famiy's sham held at the lam — We and our affiliate also receive networkreg and minims processing fees n comoderation for transfer aged services that we prove* to the mutual funds These fees generally are paid from inestor assets n tie mutual find and ate a fend dolls. amount based an the rumba' of accounts at the brae-deals Viking mania hinds of that lad faintly - h at/Seine° ccennrasions received in connection with the sate or dustrbuton of arruity overacts and unit vestment trust 1.1eO3 to Pa clients. we ands W Abate receive rewire sharing compensation from note of the 4,4441.1eKt <cmpalies tedmwit aid CONFIDENTIAL the smutty comets, allautes of the muscat companies or sporran of the rain *vestment mate we drartute. - In addition to commissions received frcen the purchase and sale of NextShwes lads, we at rat affilute reeve an amet.based revenue sharing pmment from NexitSlures diartuffes, as well as firding fa technology devekiornent. training and education. - Our affiliates ato reeve tradng corn-mums and corer compensation fromamuse funds and casino rannenies what products we dr/dm& — We recent an a-matfee from LOS Bank USA axl LEIS AG Stamford Branch of up to $25 per account sweeping to the banks under the (EIS Bark Sweep Program Activity Information regadng COTIMSSOIS and other charges incurred en acumen on with the execution of trades, ixrang option transactions has been included oh COohcmstiOns previously honked to you, and will be Provided to you promptly on reramst. Short piing If you se engaged 4, that selling a smutty, youmay incur a charge die to certainborn:meg cons for that patrol, searity. Open orders Regarding open Or • Toilloricanceikicl' ceders that Were not earand by the summed date, open buy and sat stop Freers are reduced by the amount of dmdenck dripson an ex-dividends or monk date unless narrated °newt* by you. var se responsbk for orders that we executed due topes brae to cancel .."0"3 open orders. Primacy To anon a copy of our current Client Primacy ltesoe, please cornett your Financial Advisor or visit as imbuee at ge,w444 rtietornsimny. - LOS Financial Senates is riot a bark. The RMA, Bosoms Seniors Account SSA and BMA ate brokerage aCCossItS Mach pond access to bank rig services Yid products Primp bemire-ft with affiliated barks and other Ihidirortybanlit, and provides access to insane and aviary products issued btu-affiliated lhed.party Mace Companies thromyh inskranre ageing? sLbsiduries of IBS Financial Services Inc. ▪ thellmetnl. 4,11141,4e. nit smuCy products — CDC named • lb bank guaraMem May keg rata — IVA ReSCVM Learopenent AMMO!. Busness *vices Account BSA. IRMA a-d international Resource Management Avant se regalsued seine marks of UPS Fs-uncial Services bc — VISA kerne:toted racket-in owned by Visa hticncerial 54wri? Association ad used sander kerne The LOS thsa ctedt cads arid the LEIS Visa debt cards are issued by WS Bank USA with permission from visa U S. A Incorporated Al Other wad/ marks. registered trademarks, sentke mats and registered service inns are of their respective “IFOXfies UPS 'Mandel Services Inc Rev 20171 SDNY_GM_00027633 EFTA (H) 135253 EFTA01278862 *UBS U85 Financial Services tic. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057465.31 0118 Y1 0 Resource Management Account January 2018 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GhliSLANE MAXWELL Friendly account name: In& Millennium Account number. Your linancial Advisor- SCOTT STACK MANLYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions aboutyour statement? Call your Financial Advisor or the Value of your account RMA aesourceline at 800-KMA-I000, account 029328776 on December 29 (5) on January 31 (9) Your assets 726,413.00 731,244.00 Visitour webslte: www.ubscomffinancialsemces Your liabilities 0.00 0.00 Value of your account S726,413.00 $731,244.00 Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepost.com. Tracking the value of your account S Thc uc,and$ during 2018 V zdue of your account at year end 2017 5726A13.00 Your insestenent return. 893. 7 7464 731.2 Charge in market vaue $4,831.00 • 2S) Dec 2015 Dec 2016 Dec 2017 Mn 2018 Value of your account on Jan 31, 2018 $73124400 Member SIPC CNP70008305746531 NP7000197165 00005 0118 030575004 CONFIDENTIAL SDNY GM 00027634 ►age 1 d 6 EFTA_00 138254 EFTA01278863 *DUBS Resource Management Account January 2018 Your account balance sheet Summary of your assets Value on January 31 0.) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 000% E Non-traditional 731,244.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $731,244.00 $731,244.00 100.00% Account name: rL, Friendly account name Account number: Your current asset allocation E Eye on the markets Index Percentage change January 2018 Year to date $&P 500 5.73% 5.73% Russell 3000 5.27% 5.27% MSC I - Europe, Australia & Far East 5.02% 5.02% Barclays Capital U.S. Aggregate Bond Index -1.15% -1.15% Your Nnancial Advisor. Scrrf STACY !AA Nil YIP recetei Interest rates on January 31, 2018 3-month Treasury bills: 1.45% One-month LIBOR: 1.58% CAP700C6005746532 NP7003197165000:6 0118 030575004 Ilay_Gis_00027ebyle 2 of 6 CONFIDENTIAL EFTA_00138255 EFTA01278864 UBS Resource Management Account Jr 3:13 Change in the value of your account January 2018 IS, Year to date (S) Opening account value 3726,413.00 3726,413.00 cud, ige in market value 4,831.00 4,831.00 acting account value $731,244.00 $731,244.00 Account name: GHISLAINE MAXWELL friendly account name:Indy Milenmum Account number. Summary of gains and losses vanes reported below exclude Products roe which germ andlosses ate not classified Realized gains and losses Unrealized January 2018 (V Year TO date (4) gains and losses (1) long term aoo omo 81,244 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in lmportam infonnation about your statement al the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressnee Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Financial Advisor: SCOTT STACK mit:NILYLE CASkiEl SDNY GM 00027636 CNP70303305746833 N87003197165 0000S 0118 030579004 Pap 3 of 6 CONFIDENTIAL EFFA_00138256 EFTA01278865 *UBS Yournotes ane=00574653.I.O1971.50.3501.0.99.MOMSSOM.My c4, ..,.. a a CONFIDENTIAL EFTA,BE257 EFTA01278866 *UBS Resource Management Account January 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indy Millennium Account number. Some pnces, income and current Yates shown may be approximate. ASS recut. gains MidlOsses may nal be accurately refkaed. Set rmporunt infosegabon about your statement a the end of this dxurnem for mare Infornason. Non-traditional MOe equty funds, Hedge funds, and Other investments are held in your U8S Wargo, Stickel inc. (U85 FS) [(criers:, account. the positions reported below reflect the records of the issuers, andlin FS does not ggiontee the accuracy of the Idamraton The vaue shown is me necessarily the value you would receive from the issuer if you sd the assets. Funds ac rat sdd by Ulla VS ate subject to ongoing due disgrace, ritheucyn the levet performedrelay vary A dosed fund may be subject tonoon:long dligence A fund that you nuAhmed elsewhere may never hare been subject to UBS FS dligence, although u8S FS may receive a fee Iran I he funds rnalagel, which may constitute a mkoilty date rnanagernenvincenti* fee. Fleme contact your financial Advisor with questions, 'Est value per unit' is an estimate of value supplied by an independent valuation ton and reflects alustrrents for factors such as the squidty of the units. Hedge funds Hdcing ALPHAKEYS tv1ILLEN FNE) BROKERAGE NO 12131(17 Trade date: PurchMe Prole %OOP Meta:, price of shafts pet share (S) CIIMt investment (5) 650,000.00 Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Estimates of Yaw suppled by issuers Cr Cola n Leograns (which ere gene rally 'net asset vaue' estimates) are shown as' issuer est. value per unit'. For Pnvae equty f unds, • Est. value per unit • is a vaue updated quanerly, based on the Net Asset Value NAY') in the fund es or the date spedfeet aAusted by adding radial cells and subirectirg dstnbutions sine the NAY date The NAY is oilman', based on estimated partfolio yaws provided by the underlying fund sponsor Thew Iwo varies rnay vary because of differences In the way they were estimated and because the • Third party eq. value ter um' may have been prepared en the basis of financial irionnaton other than yearend Reposed estimates may not reflect resale, liquidation or repurchase vine, if any, and may rot reflect dst Saultcm of caartal until the next valuation is *Paned, Vneraly on an annual or Serriannua basis See knonanr intomatron arrout your statement at the end of this stderneM. Cost Price per share basis (1) on Ian 31 (1) value on unrealized (tag Investment Hddrvg Jan 31 IS) gain or IOSS (5) Feign, (S) Period 650,000.00 1.000 731244.00 81,244.00 Your total assets Value on Jan 3t (5) TeAentage d Cost your acount bass (51 Estimated Unrearied annual scare (51 pan or loss (S) Noa•traditional Hedge fads 731,244,00 100.00% 650,000.00 81244.00 Total 5731,244.00 100.00% $650,000.00 $81,244.00 Y GM 00027638 0470003305746535NP7003197165 00005 OI le 030579004 Pape 5 of 6 CONFIDENTIAL EFTA_00138258 EFTA01278867 *UBS Yournotes ---===0.=----- - CONFIDENTIAL EFTA,BE259 EFTA01278868 Important information about your statement U3S Fa-uncial Services Pc. (the Fern ce UBS Fnercial Straker), is a merrbier of all principal security, ccmrrodiy and cptiraexchwages. UBS Financial Sonic., and 1.8$ Bank USA re i-died subsilones of UPS AG and elf aes of 1.85 Soirees LLC. The Finis I ranoal statemert is available upon repast The Fints twat:re offices ere a. UBS Financed Seven ix. 1200 Harbor Boulevard Weehawken, NT 07086 This Statement represents the only off icial record of yar U35 Financial Senates account. Other recalls, tape official tat daimons, contanng conllinng data should not be relied Loan II you been* there is an aro- or omission please report it immediately n writing to the Branch Al anew of the office warp your accoint. AllhaeSi a ligires shovel are Mended to be accurate, statement detadrcuLl not be used kr tar purposes Rely solet on yemend tax tams, (Le , Form 1099. 5498. 10425. etc ) when prepamg your tax return. The Fim required by law to reixn to tie IRS all tenable &Sends. reportekb noritarable claritkna and uxdok interest end en families held n your account net proceeds on see trreact ore, rd con basis cn certain covered zanies. Crawrailatkins wit Me Firm • Please reconfirm ay oral communcationa in wrong tofurther protect your riSits• indudrg your rghts order tie Seo_rEies Investor Protection Act (SPAT • If thefinancial rditution an the top left of led front of this statemert isnot LBS Enna Servos, LBS Financial Smites carries you accant as Peering brisker by arra-gemmt wiles the i-dcated inslitution We informed you of this relatcnshio whit you opened this axon. h the cast your kra and Parities tre 'mated a LOS financial Services and rot the ritolaci9 braer, arse you nut make a (rpm of my error or omission to both firm • As demised an the account aieements, you rust ready us of au enors or Laud noising decks reflected an sect Statement withal 30 days after e was mailed a made (milk**. • Please di-eclat:tomer complains or Fruit to tie Fints C Fent Relative Department a 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 OD P.M. ET Monday through Friday, or in wing to UBS m anual Semites frc., Client Relations Departnat P.O. Box 766 Union Cky, W 07C$7. • A 0 statements shall be deemed complete and waste if not clobctalto h mating within 60 days • Fa nv services_ Call 044412-0%6 or tom outside the US.: Cal201.352-1495 • h um of ems or oath:re about ari electronic kits ft/noirCFO. bit painint a UPS Vaa•debit card transact/0m, call KO-762-10OG a wile to UBS Frencial nices lt., 1000 Harbor Blot, 6th floor, Weehawken NI 07036, Attn RIA41£64 Sikes. Cal a write as soon as you can, if you tit yes staement a receipt as vitro or d you need more Morn aten Scut a trawler on the stammer* or recent. The Film or Cad boar (as aislcable) mutt her frenyOu no later than 60 days alto the F rm urni you the list statallent on which the erns or Problem a:Pea-ed. - Proved, yotr name ad scant ntrricer Of any) - Cesabe tie error or the sinter you nu -cure about, a-detain as chart as you cat rely you belied t is Brinier a why ),,J need more Sam aticn - Notede the dour amant of to suspected era. The Finn or Card Muer wB iwessuste your emplane and will coned my error promptly. For alleged anon iaolviva UBS Viet debil ca-dtransadisra if we take more than 10 tus ress days to then, we will credit yOlLaCull for tie amount you that 6 in error. so that you sW how the use of the money dunng t e tine it Lakin us to complete our iwestiption. Please mike all checks payabt to the Fin or he financial !Manion Muted on tie tan of thi statement In addition to regdar icon fees, BCCOUMS Mil be abject to maivenarce lees, cargos for We paarniot Ice securities purchases and charges tor unpaid amines n cash accants Accounts that aw transferred to other instodens may be subject to a batiste fee. UBS Sweep Options LES offers options For sweepro cash balances to ba-k depose accants al non-affiliated birks rd affiliated barks. Wale/ made mutual f unds (Money FLO:Wand tee HernatisnalDePorat akcart (CA) fa customers will n Internatiorol fornarce Management Accost. Depose accounts al UB5 Birk USA and ram-affiliated banks panicipatng n the UBSFOC4nstred Deposit Progran are FDIC rimured in accordance with TOIC rules. Fix rune edovninkin, please visit *way f dic.gar. Deposit accourts at UBS AG Stan( ord Brands and shies of MovwFuvds are rot rased by the FCC. Through tie DA, cash !valances ire swept to deposit accounts at UBS AG New von Brardn a-d UBS AG Cane, Branch. These deposits are not Ffiured by the FDIC. Balances held at tie 1.8S AG Cayman Brands are tenpiant mused to the sovereign ran of the Cayman blends. id there is nog...mare or other oblepecn of LBS AG to repay the balances while on the UBS Cayman Branch's bales. Bark deposits at not protected by 9PC. Money Fund shares we protested by 51K. See '125 Finarcol 541,1a, Accent Froknion- below. LOCOOur request, balixes o to bark deposits my be **dawn, ad ahem of a Monty rid may be ficpcktect and the proceeds Mired to you a your seines more Fifer iriormatcn about available sweep options, nclaing culvert interest rates and yeti, it available www ubs corristnemyela from your Friancial Advisor a by calling 801762-1000 UBS Pisancial Services eaten protwtion The Firm is a minter of the Satoshi, Investor Protection Corporation (SIPC), Mich dearth securities customers of its members up to 1500,000 Gockdiw2 1250.020 for dains for cash). Egobnatcny broChse audible upon repast or it mew sbe.org The SIC asset protecton anin apply to all marts that you hold in a particular capacity. The Finn, together wish certain aff kites, has also PlloftaW1v-Wlemental innate the mai mum amount prelate to at elgble clients. coach...et ceder this protect:so is 1500 million a of Decernwr 10, 2016. Subject to the poky ccediters at limitations, cash at the firm is further protected to up to 1.1.9 million n the aggregate kr all your accounts head n soma:War cipanty A fiat ccpy of the poky wadi-9 is mailable aeon request. Neither the9PC watch:anot the apphroental protectors apply to: • Certain financial assets controlled by (and instated n your account value) Li held away from UBSFinancol Services. For example certain (i)insuraxerecd.rts. including variable anrwities, and lib Shares 01 Maui funds registered h the mane of the &cant holder on the boots d the issuer or trends( agent), • Imeommt (detracts or hvebnent interests 0.9. limited partnerships and private placements) that are not registered undo the Securities An ol 1933; • Commodities contacts (e.9, foreign odor's and pre oat metal contradsst including futures contract, ad commodity option contracts; rid • Deposit accounts (except certificates et deposit) at L135 Birk USA, UBS AG U.S. branches and barks n the FDIC Insured Deposit Program. The SIPC pot/non and he supptimmul protoun do not apply to the,. assets even if theyotherwise appear on you' statements. The 5410 protection and the appkmentalpretection do not protect agaett changes in the make vat* of yes investments (*Felber as a result of norlat TOMMOM, issuer brkruptcy cr othm-mge) Dividend fleitwasbnent Program (DPW) ter prize reflected is JO average li ke. You may obtah the actual trio hem yar tam is Anna . Only whole shares are purchased under DRIP; pastel shases will be soli ad the cash wit be deposited in your account The dividend renvestmert pnce applied by fie star may oiler from the none price at which the partial dares are sold Cr Cnt whole urns may be hid n yos account. If you we entitled to • pared ma as a result ol • indeed payment a atomise. the Fumanti either sell partial units at market prke a accept an smart determined by a registered <tato agency, rd credit yes accost Investment objectives Tee ryntmert objectives and risk profile an speck to each account and may vary between you' &cants. Pause advise the Finn portly in eating day opticent change in you fnaxial sarabon or investment °banners For each aware hell, yea choose ore of the (plowing imeament tbiectivas, • troduceCcerent/moret Investments seise-lathe gereratcn of nccme only. CONFIDENTIAL • Acker* CopealAppreciaton: Investments seeking growth d imagist rather than the generatcri of income. • Produce Comanahen of intone end Capital Apprcria*m. Investment, Seek rg both the generation of income and growthof prixPal. Overall risk profiles • Consevenve. Seeks to martin haul li ed pal with low re* and volatility to the accord overact even 4 that mean, the accost does rot generate signif Pau income a rearm and may rot keep pace wit inn-Man. • Moderate Wiling to accept some rids to principal end tolerate some volatility to seek higher return,. • Aggress:be: Wiling to accept hip risk to pincipal at high volatility to seek high returns overtime. • rntestment &gift Consideration: If selectol a portion ce the portfolio for tat account may include corrplex *depot linked liquidity and greater volatiky. Statement Phouteholding• We may consolidate a related account statements with the same address in the same erefelope, eg. because they have cranks who ako manual Pit acct not relationshios well Plan dents a the same address. If you welts to receive individual sun...nerds mailed 'n stone echelon, you may decline houohciding by cairn your Financial Advisor Friendly account name the Friendly account none is a customizable -rnicrinS clown by you to assin you with your recordkeming has no legal effect cn your account You can cha44 your friendly account nines, though Online Services a by contacting yes FrurioalAdtiscr. alacamt overview • Yahoo of your accountrportkolo Net of assets rd • Assets_ Includes available tat balances, webs f or restricted security (est), aid Global Tine DefOSOS, unredzol marts to marks and canon assets not held by the Fins Does not include unpriced sounieslaseets at the end of the pior and arrent statemeM genets, cr private Onesanintsta eel stock options ad conned* stud options • Iiabites atlas debt Waxes, cutsta-drg merges loans, credit line, slat moan' balances. • Cashiromy balances. Total of uninvested avalabk cash balances, old depoot balances al affiliated and notaffikated banks, End money mated mutual LEA sweep balances. at the chose of the statement period. Nonrcormodity free melt balances in you scant an not segregated from other bat:ince; and to Firn ray use any of these ftrds tithe ordinay coursed its busness. These funds repayable won your derna-d. This iota is iscLded in Ow CLIThill period closing ware. SDNY_GM_00027640 EFTA_00138260 EFTA01278869 I m p o r t a n t i l l f O r l l l a l i o l l a l l ° l i t your statement (03nunued) Lendng reformation Ice delayed int ornuton cri the lams lending practices and deckeres. refer to you- Client Relationship Apriment or Accost Agreement ad the General Imms and Conditions LISS Statement of Credit Practices available in Agreements and Ondosures at oww obi comiarcaunetacclespea Yeur assets Your Oriented dennal swetites and other assets held in the account at the end of the statement period. You may ra for &Way of 'Say paid s aunties at arty tine. Yet may receive secunlies used as loan collateral after meg any balance Os on them. Any securities tranderred to the Fins dreg the statement period are toted at market vette as of the end of the statemere prod • Cost basis an determining the cost basis of the swerittes included ei this dasenent where indicated reel the matte "I,' Les criancie Sennces has reled on information obtained from sources other than US$ rnanOal Serket mledirg ids:emotion from an noy fins r you may haw provided to )01/ cial Acrisce. The Firm does rot indeperderaly way or guarantee the rosary or validity of pry tiornsion provided by loses other than LES Financial Senses. ackfitiore allough LEK f Sancta Services ornery updates this Marred en mars received, the Tem dots not prover any asSUrances IKE the nformation ender "Cast bald' and - urrealeed gas-floss- 6 accurate as of II* date of this statement. As suck prase do rut rely on the infornation to mike purchase cr sale decisions. Ice tae pa:poses or ad emir. Accounts transferred to the Arm may reflect gait loss Mennen only for the period of ink they are head at the Fern More histotal 'nformation can be added by you-Financial Advisor. • Unruiited gaissfiosset Y(14(1 data is avertable, minted emerted gai-dlosses are calculated for stividral secumy lots. The transaction data for astral:Val bit may or may not reelect commoUcea. charges and'or security reorgni:atcn hems. Dirdend and other renvestrnini lots and systematic purchase bus are each osbisd to display one averaged lot. The • Trade date' coUnn presents the areal transaction trade date • Callable securities Bond and preferred stock that the issuer cats foe try redemption wit be selected intensely by lot from antes all seceries of that 6Sue held is Our name or n nOmnee name lot as clines Call kart rdarnalextri obtained from third patios and m acaracy is nal gaanteed Other call featires may east which mead Elect Wed. complete Marston will be provided upon regsst • Catificates el deposit (CDs). COs re FDIC nsuted tip to $250,0)0 n wispier and accrued interest per deposes and per depository inslitiazet it accordance with FDIC naes. • Price/value Prices dispLeyed for sena-nes and other proaxls mit be higher or lower than the price that you would actually receive in the nude. Prices se obtained horn vaticus tied patty source. which we blow t be table tub* d ot guarantee tIvii accuracy - We generally use the cbsreg price Mien arailatik the owan of the bid and ink prices for listed securities and cpticre or ony bid prices lo OTC sorties. - Less adney traded securities maybe priced ush9 a valuation model or the mod were price we obtained arid may not reflect an actual market price a yam- - Certain posit Urn may appear wencul a price a -if will scone as 'price war rot evadable' if we we unable to obtain a price for a security. - Deposds Or *Writes denominated in cenercies other thin U.S dodos se relkted at the eshange rate as of the statement date - For certain securities train; in non-conforming dencimeutons. pretend quaxily (I ace value) may have been admsted to facilitate proper storm To obtan current guataliten, when avarlabee, contact war Feuncial Adria. • Private investments and Minted products Private mestment scythes (roleideg drect partopaten program and real estate rimesters trust writes) and stilt lured paLicts are genearg highty alca,J4 Cenan aructited predicts have not been registered with the Ewer-dies and Exchange Ccomusion or under any State securthes laws. We roadie *stringed sobs fr private invellitynt securities and structured products for Merrittmut thnosas only Accuracy is not guaranteed - These values may differ sebstartialty from aces, d any, al which a roam investm ent security r structured plain may be bouts or sold and do not necessary Merest the vain you may receive moon licuidaticn. - Thm party tamales of rats re as of a <man date and are Sleplkli to MG Financial Senses on a regular base by an independem Salon - bur, general rennet or sponsor estinated rabies. if ley, are swolied to the f ism by the ester, genteel panne- or sponsor and may be <ablated based on Oil vent information Ern that used by third stiles to drive dew esimased values - You can obtain acId6:nal infamegn regarding the methodology used to determine the estimate of value and the dale of the ito -mrion that ti the basis for the estimate by contacteg your Chantal Advisor. - TWO party est inased mass may be reflected as 'No priced' n several situations. when an andependent valuation fern has not supplied a unable to assign a vex. when we become aware that a material awns has occurred Eat may tall a Ima 0t0)/ reported value ix* Quest ion, ce v.hen a value would be highly sthsulatree due to the nature ca the secunty. - When nether an ester, general NOW or sponsor estimated valor nor a thidtuny estimated wake it troWied the value of the secerey will be deferent from its othhase price. - •Dssubutions to date' may nix* lets" of capital,. mom or both. • 'Orignal unit wre' represent the initial offering once per unit and may not reflect vox cost basis. - DPP and tainted REP secuntrs re rot Soled on a nitionalseturnes exchange, and we generally Egad and even It they can be sold, the price ,,:eive.tlIntly be less than the per share estimated a-ovded n the *awe statement. • Restricted securities Restricted startles gneraly are rot tummy *1st* for DOAK sale LEIS Financial Services uses Ise market plce of the airestexted stock of the same issuer as an rnputed value for the restricted stock !or putpow: of tha sratomon. on4r. To the mein that restrktecf seordes are efrable Ice sale, tee rake receivedmay be sebstantialy less than the marof vats shown • Est. histinsted) incense. current yields and rates. An eairate of arrival thcceme is bated on current deider4 ad rtereSt rates, assuming the secrets will be held for one yea from statement date or trail maturity This estimate is my a guideline. accuracy and co-anted Riccent ore not guaranteed — Estimated areal income and curent yield for certain topes of secutes coad rick.de a relan of prncpal or caper gare n which case the est income fendcumin welds would be overstated. — Estivuted road income ant current yield and the actual intone and yield flight be lower or higher than theestmred recent, — An minute of arrwalged non* (dividend saga interest) divided by the current made', valaaraverage balance is based on the tan dividend or Merest payment made by the issuer and Egan the searketdeposts will be held for one yea. loom the stelnint date r until maturity. Accuracy and cont.-mid yield a not guaranteed. • Assets not held by UPS f fleeted Services Certain assets are not held by the f inn and not wen the frm's possession or control. These assets are deployed on tot 'trinket for informational purposes a*. Positions and values presented are provided by the Sung fern UEK Services is not responsbk for the Moms's anol Oss not et as accuracy. these assets re not protected by SIC or the emirs supplemental UPC coverage. • Revenue during and additional compensation. — n add: on to cornmosixs or, sales and 120-I fees received n connection with the distrtossion of mutual finds to or <bents we actor out afrose resew revenue swig payments from dela-Ors ardor advisors 0 the mutual fu-rds that we sell these worm re based on two different COMpOr*I111: (0 the amine of sales by LEK of a particulw rnsual find family to our clients. and 60 tie asset valor of a Partirldar mutual kind ra ses skins had the fern — We and our affiliate also receive netviorPrg and asters processing tees in comedrahon for transfer agent "mats that we provide to he Mi.eual funds Thew lees generally X. paid from investor assets n the mutual taxi and are a toted dollar amoral based on the rurrbee Ol accounts at the broker-dealer holcang nuual hinds of that land fatty - n ackiden to commissions nxerved in connection with the sate or datebuticn of arnity contacts and unit investment trust units to our clients. we ardor aft rule receive retsinae sharing ccententation from many of the intimate companies indwwideg CONFIDENTIAL the annuty cortrads, situates of the entrance companies or sponsors of the unit investment trusts wf cfstreutt. - In addition to commissions received Iron the pachne and sale of ueraShares fads, we at cis *flute recewe an awl-based revalue thwing permit Iron Nongures dktrtulors, as en as fu-di-g for Technology development. tranng and taxation. - Our if Sates alto recernading cownssions end other 4r:impetuses bom rntual funds and instance oompanies whose products we drarbuse. - We recent an a -rualf te from LEIS Bank USA ad LEG AG Stamford Beath of up to $25 per accord sweeping to the banks under the LOS Bark Sweep Program Activity Intortnaton regadng (CMM6SiXTS and otter charges incurred in contemn with she execution of trades, irstadep option transactions hat been incbded on COnfirrnlhOr* preminy hes -shed to you, rid wit be Provided to you prorriptly on reauest Short selling If you re engaged 4, short selling a securay, you may incur a charge Are to truth bonuses cons fa- that pat rubor security. Open orders Regarding open or -goodiresincelled- ceders that were not rivaraated by the slatemere date, open buy and set stop ore?'" ar e reduced by the amount of dmdenck on rides on an nodsviderds r esirs;hts date unless mauled otherwise by you. You re respontbk for orders that we executed &re to you- 'alum to cancel "TOME gar orders. Privacy to obtan a copy of our current Client Privacy hkekt please contact >car financial AdAscr or visit w webute al wren ht meirstherrelev. - LEIS financial Seences is rite a bark. The AMA, Bosons Senses Account SSA and SARA are brokerage .10t0I,S111 which provide access 10 barking Strvites.WKI products through mappens-its with affiliated bats and other thixtparty banks, and provides access to intrarKe and am ity products issued btu -affiliated thid.party estate companies trough inserance agency °Seibert' a LISS Financial Senses inc. ▪ rmnirtont Murano*. end annuity pro:belt — Not PDC nand • lb bark guarantee May kee vale — PMA. Resarce Management Account. Business Memos Account BSA. IRMA and international Resource Management Amite se repel esed sense marks 01 UPS Fruncial Services esc — PISA is a registered nomads owned by Visa hternticcel Seance Association ad used girder [cense. The LEIS Visa credit cards ad the LEIS Visa debt cards re issued by WS Bank LOA with permission from visa U 5.A Incorporated All other Vadirrtarks, registered trackmarks, service marks and registered sense marks are of their respective etre:rants UPS Financial Services Inc. Rev 20I7II SDNY_GM_OOO27641 EFTA_00138261 EFTA01278870 UBS UBS Financial Services inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNn70056580430218 Y1 0 Resource Management Account February 2018 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number: Your financial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. 2 1 2.821 .7000/800.308-3140 Questions about your statement? Call yOur Advisor or the Value of your account RMA aesourceLine at 800-RMA- WOO, account 029328776 on January 31 ($) on February 28 lit Your assets 731,244.00 746,455.00 Idsit our website: sweve.ubscomifinancialsetvices Your liabilities 0.00 0.00 Value of your account $731,244.00 6746A55.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your accent growth verew.annuakreditrepotscom. Tracking the value of your account during 3018 Value of your account S Thousands 683.7 726.4 731.2 746.5 • 250.0 Dec 2015 Dec 2016 Dec 7017 Ian 2018 Feb 2018 Member Ilk CNP7000S0056580e3NP7000193073 00005 0218 030575004 CONFIDENTIAL at year end 2017 5726413.00 Your 'vestment return Chave In market value 520,042.00 Value of your account on Feb 28, 2018 8746.455.00 SDNY GM 00027642 Pegs 1 of 6 EFTA_00138262 EFTA01278871 *DUBS Resource Management Account February 2018 Your account balance sheet Summary of your assets Value on February 28(S) Percentage of your account A Cash and rrxmey balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 746,455.00 100 00% F Corrrnodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $746,455.00 $746,455.00 100.00% Account name: GHISLAINE MAXWELL Friendly account name: Indv.Milennium Account number. Your current asset allocation E Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.67% Your R fluidal Advisor SCOTT STACK MANLYLE CASRIEL Percentage change February 2018 Year to date -3.69% 1.83% -3.69% 1.39% -4.50% 0.30% -0.95% -2.09% 001700030058880.4 N117000193073 00005 0218 03057500 CONFIDENTIAL _GM _000271,18911 2 of 6 EFTA_00138263 EFTA01278872 *UBS Resource Management Account February 2018 Change in the value of your account Account name: GHISLAINE MAxWELL Friendly account name:Indv Mrlennium Aaount number. February 2018 (S1 Year to date (1) Opening account value $731,244.00 5726,413.00 Change in market value 15,211 00 20,042.00 Closing account value $746,455.00 5746,455.00 Summary of gains and losses vaues reported below excluee products for which gans ancilosses are not dassified. Realized gains and losses Unrealized February 2018 (1) Year TO date (S) gains and losseS (4) Long term aoo omo 96,455 00 Your investment objectives: You haw• identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Friancol Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in /mportant mfonhation about your statement al the end of this document Your return objective: Current inccme & capital appreciation Your risk profile: Primary Aggressive Investment eligibikty consideration None selected Your account instructions • Your account cost base default closing method is FIFO, First In, First Out. Your alnand/II Advisor: SCOTT STACKMANLYLE CASRIEL Y GM 00027644 ciii7C00330569304SNF7003l$3073 00CoS 0218 03057'404 Page 3 of 6 CONFIDENTIAL EFTA_00138264 EFTA01278873 *UBS Yournotes CONFIDENTIAL EFTA_00138265 EFTA01278874 *UBS Resource Management Account February 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indv.MNenneum Account number. Some prices, income and current values Shown may Ix tippradrnale. AS a 'Mull. gains and lOsses may nol be &widely reflected. See Amnon mfolmafron atom yoor scommem a the end of ttis dxumem for mote infernos on. Non-traditional Private equity funds, Hedge funds, andOther Investments are WO In you' U8$FInandat Services mc. (UBS FS) brokerage account. The positions reported below reflect the records of the issuers, and UBS FS does not 'patentee the accuracy of the Irformaton The value shown Is not necessarily the value you would receive Iran the issuer if you sdd the assets. Funds actively sdd by UBS FS am subject to ongoing due degree, although the level perforrntderwy vary A dosed fundmay be sulaect lona onping dkgmce. A fund that you purchased thee** may never have been subject to yes Fs dligence. ahhOugh u85. F$ may receive a fee from the funds manager, which trey conslitule a (meaty of the managemenlincenthe fee. Please contact your Anascia Achisor hith questions. 'Est value per snit' is an estresle of value supplied by an indepentent valuation Inn and reflects adjustments for factors such as the Squab of the units. Hedge funds Hddng ALPHAKEYS MILLEN FI'O BROKERAGE MO 113111 8 Trade date: Purchase pricer Nurrtet Average mice of shares per sham ($) Client investment ($) 650,000.00 Your Pi sandal Advisor: OTT <TACKMAK/I YIP CASRIFI Estimates of value suppled by Issuers of certain pogirms (inflict' are gentility 'net asset value' estimates) ate Mown as 'Issuer est. vase per unit'. For Riese equty I urds, ' Est. value per mut • is a value updated quarterly, based on the met Asset value (' NAY') in the fund as of the date sped feed spited by riding capital calls and subbedrig dstelbutions Once the NAV date. The NAY Is pnmarlly based on estimated portfolio values provided by tlut underlying fund spernor. Thew two values may vary because of differences In the way they were est matedSKIbecause the 'Third Perry est. value per um' may have been °feinted on the bases of financial irionnaion other than yeat•end. Reported estimates may not reflect resale. liquidation or repurchase value,1 any, and may not reflect dstabuticra of deal until the next vitiation is reported, gentraly On an annual Of Serri-annual basis See oportant infommeon about pm' statement at the end of the statement. Cost Price per shale baSIS(s) on Feb 28 (5) Value on Unrealized (tad imestment Holdng Feb 28 en gain or loss (5) return MI period 650,00000 1.000 746,455.00 96,45500 Your total assets Nowtracitiorsoi Value on Feb 28 (9 Hodge hods 7464455.00 Percentage d your account 100.00% COSI Estmated Oasts (5) annual 'none (SI 650000.00 Unreaatd gain or lOsS (1) 96,455.00 Total $746,455.00 100.00% 8650,000.00 $96,455.00 C HP 7000800565804 7 NP70001 ES073 00005 02 18 030575004 CONFIDENTIAL Shea GM 00027646 Pegs S of 6 EFTA_00138266 EFTA01278875 *UBS Yournotes CONFIDENTIAL EFT,00BE20 EFTA01278876 Important information about your statement U3S Financial Services to. (the Firma UPS Fnarcial Sambas). is a merrber of all principal cecisily, ccmrrodey and opt Pro exchanges. UPS Financial Semites and 1.85 Bank USA are i-died subsidenes of UPS AG and *fibres of U35 Seattle LLC. The Feces Inanoal statemert C available upon regxest. The Fm, s extodime offices are a. IBS Financial Seraes 1200 Haber Boulevard Weehawken, NJ 07086 This aatement represents the onk official record of you LBS Financial Services account. Other recads, meat official tax documents. contanng conaliangdra should not be relied tan IIyoubeam* there is an err or omission. please report it immediately n writing to the Brandi Manager of the *fire wvig your account. Allthaip al 'ivies shown re intended to be accurate. statement data skald not be used kr tat purposes Rely seek on yerand tax forms, (Le , Form 1099. 5498. 10425. etc ) when ftrepathg your lax return. The Fim requiredby law town to he IRS all taxable dmidends mportabb rentable okikkna and uxdok inured eared pas feCtailiel held in you mast net proceeds an see breartere, aid con basis on certain covered seises. Caveradatkna with the Firm • Please reconfirm any oral communcatons in wee ag to further protect your cities, indudrg your nthts utter the Seosiies Investor Protection Act (SPAT • If the financial ithitution an the top left of to froth ol this slims snot LBS f ntcul Sentes, LBS Financial Services carries you ova rat as clearing broker by arra-gerrent with the in:Stated insitutors We informed you of this relationshio Men you opened this man. h the cast your last and seo.rIties a* located at LOS financial Services and rot the ithodscrg broker, and you nun make a repth of any error or omission to both firma. • Asdeleted in the account agreements, you must roily us of any emirs or fraud irrerving decks reflected an your statement within 30 days after t was mailed or made awakes • Pleasedivot osomer complaints or Methies to the Fimss C fent Regatta Department at 201-352-1693 or toll-free at 920-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Frday, or in *Nig to WS Faunual Seniors fro, Client Relations Depairma P.O. Box 746 Urion City, NI 07007. • A 0 stremens shall be deemed complete ad accuse if not objected to n waiting within 60 days • Fa TT( ernes Call 844412.0986 or hum outside the US.: Cal201.352.1495 • II car of *roll or optstire abed an chthonic knob Wander WO. be payment or UPS thaftchbil card transactions, call 920-262-1000 a wile to UPS Frontal mites Ix., 1000 Harbor Blvd, 61h floor, Wm:banner% NI 07086, Attn. RON/AU Seeds Cal a mite as soon myth can, if you tilt you statement a receipt is wag or 4 you need more nionmatin daxst a transfer on the statemert or recipe The Firm or Cad Mae (as applicable)must her I romyou no later then 60 days die the F rm sort you the fret statement on Mesh the ems or Problem athered. - Pros/deyou name ad mart meter (if any) - Cesabe Ile error or tie tinier )Cure inure about, adopter, as chary as you can why you believe d is anther a why mi need more nformation - Provide the dole arrant d to suspected era. The Firm a Card bsuer we nestgae your cambia and MI coned ay error promptly. For alleged errors rwokhq UBS Vaasa:obit ea-dtr mal:rm. if we take more than 10 tidiness days to lotus, we will credit you morn for the moult put thisk is in error, Botha you we have the use of the money dunng the tint it tabs us to complete our ithistiption. Please mice all checks Death to the Firm or the financial Oneida) ndcated on the tent of the suaernent In addition to regiAte accost lies, accounts may be abject to mantena-ce lees, chagn for late payment kr securities purchases and charges ken unpaid imams n cash accotnts Accoteris that are tansferred to other instate:no may be subject to a ender fee. UBS Sweep Options uas offer: (vim: .kr swetveg cash balances to balm depose accosts al non-aff tilted lurks rd affiliated banks Wale/ owlet mutual f unds (Money Firth) and the nternatithalOmPocit Amore (04) fa custanon will an International Raison Management Accost Depose mouth al UB5 Bath USA and nth-affiliated banks panicipatng n the UPS FDIC4nstred Deposit Program re FDIC oimured in accordance with MIC rtes. Foe more infonnatian, please via own f dic.gpv. Deposit accounts at UBS AG StanfordBranch and ;Inns of MoneyFut are not rowed by the FCC Through the FM cash !Maras are swept to deposit accounts at UBS AG New YOrl Brarth ardUBS AG Cairn.' Branch. These deposits are not insured byte FOC. Balances held at tee LES AG Cayman Branch are tempaany ("posed to the sovereign risk of the Cayman blinds, ad there is nocturne* or other obligation of SG'S AG to repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fund sham re panted by SIlt. See 'UBS Financial Sante, theme Protection' below. Upon jour request, betimes n the bank deposits miy be wthdawn, and sham of a Math mud may be hachted, and the proceeds Mired to you a your SeCiliteS account Father iriormatim about available sweep options, robing current interest rate. and yelds, a available wine ubs corrisentegyakft from your Francis' Advisor a by calling 920762-1000 UM Financial Services mown pratweien The Firm* a member of the Se roes Mesta Protection Corporation (SIPC), Mich protects securities oatonws of its merrbers up to 1500,000 (including 1250.0 for thins for aft Ethbnatay bodes* available upon repast or at mow org The 9PC asset protectory knits apply to all mouth that you hold in a particular capacity. the Fans together +nth certain aff Ares, has also purchased mthlerrental inmate the ma mum amount payable to at ekabet clients, solve/hey ostler this protection is 1500 million as of December 10, 2016. Sebject to the poky ccedittes rd limitations, cash a the firm isfurther protected to up to $1.9 million n the aggregate kr all your accounts held n emanate capacity AM copy of the poky woolig is mailable uPon request. Neither the SIPC watt-Idanot the 9thphrnental protector apply to: • Certain Inertial assets controlled by (and evaded e, your account value) but held away from UBSFinancal Services. For exatple certain (i) Insurance pro:Mots, including wadable enmities, and fig shares of fraud funds registered in the name of the avant holder on the boots of the issuer or transfer agent), • Imeament coaracts or iwitanint rarest; (e 9. limited partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contacts (e.g., foreign oolong* and prat cus metal contraCtg inducing futures contracts and commodity option contracts; and • B Deposit acounts (except cent icates deposit at 1.65 USAc UBS AG U.S. branches and banks n) the FDIC assured Deposit Program. The SIPC protect on and the suppMmental protector do not apply to than assets even 4they'll-ends* appear on you statements The SrC °martian ad the sathkmental protection a not protect against changes • the makes vaLe of you investments (*Fetter a result of mute movement, issuer balkruptCy Cr otherwise) Dividend Reirwesbwent Program (DAD) the pike reflected is an average pier YOu may obtain the actual oat Iran you Financial Advisor. Ordy whack shares are purchased under DRIP; partial shaves will be soli ad the cash cod be deposited in your rcount divided renvestmert pnce steadied by to 6Suer may Oiler from the node pike at *Nth the mania tares re sold Cash-rylieu Cny whole urns may be held el you' account. if you are entitled to • petal unit as a result ol • thiderd payment a otherwise, the Firm will either sell partial units at market price a accept an mart determined by a registered deirig agency, ad credit yes acco.nt. Invertment Abetting The imamert objectives rd risk profile are speak to each account and may vary between you mants. Please Mrs. the Firm prorrpty in sorting day screicant change in your I timid skabon or investment obectms For each aeon had you choose area the (Mowing investment objectives: • /kedge COventkicorce: Investments welting the generation of ncaneork CONFIDENTIAL • Achieve CortdAppreciation Investments seeking growth of princes' rather than the generation of income • Produce Cementation of Income and Capra f Apprecia*n. Investments seta Pg both the generation of nano and growthof viol:oat Overall risk profiles • Conservalwe Soaks to marten nitul arc pal with low rah and thlatikty to the accord owrat even if that mesa the accost does not generate signif kat mcorre or rams and may not keep pace with infante). • Mootenee Wiling to accept same risk to principal end tolerate sane volatility to se* higher Mums. • Aggrieve: Willing to accept hi risk to pincipal art high volatility to seek highreturns overtime. • rniestmat Elgthely Comederabon: If selected a portion of the petiole, for that account may include complex strategin, tinted liquidaty andante( volatiky. Statement •householding• We may consoldste as related account statements with the sire address in the %arm envelthe, eq. because they have owners whotake maintain joint accent relationshjas wen oter dents a the same address. you piety to reek* indisidual statements mailed 'n mate antelopes, you may decline houwhdding by calig your Financial Achoor Friendly account name the Friendly account mime *a customizable 'thenane clown by you to anise you with your recordkceping has no legal effect cn you. account You can change your Friendly account names, through Onine Services or by ant/cling yell FirunoalAduse. Aizathe 'ake/ • Yak" of tau accountokanioks Net of assets and liAilales • Asset Includes available cash balances, vasesfor restricted seunty (est), and Global Tine Def0345, uoredzed riVal1.110 market, andcanon assets not held by the Fins. Does not include unpriced seuritiotassets at the erd of the vim and torrent statement gonads, or private reeftmentsu vd stock options ad earthed* dodo options • Irak/des hoSides debt balances, outsterdeg margin loans, credit link short morn balinces. • Casheioneybaleaks. Total of uninvested amiable cash balances old depast balances at all tired and nonaff toted banks, andmoney math mutual Ltd sweep balances, at the dose of the statement period. Na.cormudity free ma balance in you accord not sergaled from other balances and the FinsFray use any of these bads lithe ordina-y course of its buses.% these funds repayable won your demand. This total is &Wed in the Ctalnit period dosing vase. SDNY_GM_00027648 EFTA 00138268 EFTA01278877 Important information about your statement (00MINUed) Lending information Ice *laced inf °mut cn the Tom's lendrig praottee and diecktures. refer to yam Client Relationship Acreanwit or Accost Agreement rd the General In and Conditons iSS Statement of Credit Prances available in Agreements end Oodosures at sews, ub• comircaunrclAcletteedi Your *nets Yaa statement demon wait*s and other assets hell in the accord al the end of the statement period. You may ra for &Wery of IS./ paid Scia-ettiet at any time. You may fete*, woollies used as loan collateral after payig any balance de on them. Any securities landerred to the Fins cisi-g the statement period are lead at market value as of the end of the statemere period • Cost baste. In Stearn ing the coo basis of the securties included n this Palement, where indicated wen the nutter "I,' Les criancie Services reliEd on information ctained from sources other than UPS alums* Services. mlidirg idamation from another fine or that you may haw provided to you. Finersial Ackisor. The Firm does not irdeperderaly verify a guarantee the accuracy or validity of ay elowithon proved by tones other than 1.13S Selina* Setae. In Joked:art aelough LEIS F inertial Saracen genrialit updates this vide nee received, the inn does not ororde eV assurances thr the nformation odor "Cost basis" and • Werealeed gal loss' 6 accurate as of the date of the statement. As such please do not rely on this information to raker archase cr sale decisions. la to arposes or othenrise. Accounts transferred to the Fan may ref tect gauss mil only fix the period of him they ere het:lathe inn More historical information can be added by tax Financial Achisor. • Ursuiited 'aim/losses loses data is wadable, monied trreakzed gareilosses are calcutated ficr exividal sentry lots. The transaction data for charges lob may or may not reelect commmiccia, charges actor security reorgani:ai tin roams Dividend and otter reinvestment lots and systematic purchase lots are each de to dispLw one averaged lot The • trade date date' colmn presents the curse transaction trade dale • Callable parties Bond and ;referred stock that the issuer call for era rederrption wit be selected imperially by lot Iran amorry all strafes of that issue het() n our name or n nominee name for Cu clients. Call lease Hamden n tinseled from third patios and its acctracy is not guaranteed Other call features may exist which cruel net yield complete rdorrnabon will be provided upon request. • Certificates cil deposit (CDs). COs ate FDIC nsured tp 10 5250,0)0 n priMpeland accrued interne per depositor and per depository institution n accouters, wit, FDIC man. • Pricelvolue Pries displayed for secisnes and other products may be hgher a tower than the price thirt you would actual* receive in the market. Prices re &mired from mike hid prey sources which we bathe to be relabV, but we do not guarantee thei accuracy - We generally use the closing price Mien salable re the mean of the bid and ado prices Ice Idled mouses and cpticre or ony bed prices la OTC *curdles. - Less aetheey traded securities may be priced osn9 a valuation node) a the most recent price we cblaned and may not reflect an actual market price a salmi. - Certain pose ions may appear without a price and will tow as 'vice was not available il we re unable to cbtan a pike for a mostly. - Deposes a *Writes denominated no:reran other thth US dollen se rel Acted at the ewhangt rate as of tho statement date — For Ordain securities trading in nonconforming denominations. price and quamily (lace value) may have been admsted to facilitate prep. varbEcer. To cbtan current caratalicas. Men 'gait*, exact tar Fancial Ackiscr. • Private ilWetUTtellIS and flaunted products. hnrate nveslment sorties (ix Lict? drect participators wog, am and real estate incestinent trust hasten) and senaheed poises are genre* hghly Shoed Cavan structsed waxes have not been registered wet the Securities and Exchange Canimissith cc under any state serunties laws. We ;sonde *0vulated yaws for private nveiltireM securities and structured products for Mormatcrial paws* only Accuracy is not guaranteed - These values may differ stbstantialty Iran prices, d any, al which a private n*3611011 Security a structured induce may be boujnt or sold and do not necessarily represent the vain you may receive tan licaaidaticn. - Thinl party emanates oi rale re as of a rerun date and re suppled to UBS Financial Services on a repute base by an independent vat...fon I - thus, weal patina or sponsor estimated abet if ley, are enured to line F am by the ewer, general patina or sponsor and may be caktiated based on deferent rdormation bun that used by third parties to derive their minuted miss - You can obtain additional iskrinton regarding the methodology used to determine the estimate of salve and the date of the Mormatran that tithe basis la the estimate by contacting tots f rental Advisor. - 'ad pity esenused yaws may be reflected as pnced n several stuatithe when an mleperders valuation Inn has not supplied a unable lo assign a Oast Mien we Sworne nate taut a material event has occurred that may call a press ouely reported value tco Question, ce when a value would be highly speculative due to the nature of the security. - When nether an than general partiW Cr Sperber est noted value net a that" estimated vat, is masted the value of the secuity will be different from its ruches. prste. - • Distributions to date' may 'elude return of capitab mane or both. - 'Orignal unit pre• represents the initial offering price per unit and may not reflect you cost basis. - DPP and tainted REP servers are not Weed on a ilitiCnalSe(uritieS exchange, and re generally 'goad and even if they can be sell the price teamed may Ix less than the per share eshnuted value provided in the saw.* statement. • Restricted securities Restricted marries anwalii re rot currently edgble for Debts sale LOS Financial Services uses the 'rocket pore of the islieStritted stock of di* sane issuer as an mpated value for the restricted stock for pueposo: of the sratevant ongt To the en that restricted securities are elijbte lot sale, the vales received may be stbstantalir less thanthe imPuted valet shown • Est. (.tin Led) inC0471% current yield' and metes. M en Mate of nal imane is bawd on current (bider.] and nitres-I rates, assuming the set/des will be held for one yea from statement date a until maturity This estimate is any a parkin.. accuracy and continued neon are not gourmand — Estimated artal ncome rid anent yield for eerier types of secabes toad nclde a wean of ancpal or aped pans n which case the est. income (Ed current matte would be overstated. — Estimated anneal income and current yield and the actual 'Mire ad yield rnight be lower or hichr than thee-stinted emotes — An esunate of arrualged intone (dividend arida inheres° deeded by the current matte valsraverage balances based an the Lan dividend or Merest payment madebythe issuer and assumes the sectritesideposts will be held for one year kern the statement date a until nultrity. Accuracy and continued well we not guaranteed. • Mates not held by UPS Financial Services Certain assets are not hell by then and not wen the Firm's possession or ccnvol. These assets are dopbted on yam statement fa infortnatenal thrposes any. Positions and values awaited are provided by the issuing fern UPS F mama' Serwes is not ...womb* for the fronton aril dues not guarantee lb accuracy. these assets am not protected by WC or the Frnts supplemental SOK coverage. • Revenue ;luring and additional coinpenratian. — n addition to carnation co sales rod 1201 fees eceived n connedal with the disirbion of mutual funds to at <lents we ax I or our altaiale ran, w ent*shanj payments from dart...Aces ardor advisors of the mutual funds that we sell. These annosts are based an two different comporems: (0 the anon of sales by U3S &spinouts msual find (lenity to our clients, rid 60 the asset value of a PortielAr mutual tad f ra ses sharps held at the - We ad our affiliate also receive netywarg and Can processing feel in comb* ton for transfer agent services that we Fronde to the ms funds These fees greatly am paid from investor assets n al mutual hind and are a (teed dolls want based the rumba Cl aCCOLMIS at the broker-dealer koking mutual lunds of that lad lam& -In ackiern to ccemniskins nxeived in correction with the sate cr astrbution of arnity carnets and unit nwstment trust snit to our dents. we ardor or affiliate receive ensue shsing correwnsation from nuny of the iviiii.ince<cmpasies undwwleirg CONFIDENTIAL the am ity cortratts, rilikates of the reurarxe companies or sponsor of the is* investment inane we disease. - In addition to commissions received Iran the path's* and sale of Nes/Owes 'Lends, we ardor err Seduce recewe an awl-based revenue shsing maven, Iron NeaSheret dktrtulors, n well as I trdivg fa *Oenology de...hymen,. Waiting and education. - Orr al f Oates also recewe trading confessions and other compensation bornmutual funds and neerance companies 'how products cue driiituat is We recent as mat fee from LOS Brie USA aid LEG AG Stamford Branch of up to 125 per arcane mustang to the banks cider the LOS Bart Sweep Procyon,' Activity Information repairing CCOIM6SCOS and other Chace* nand n conneasn with the execution of trades, includng option transactions has been mbded on confirmation; venous* furnished to you, ad will be Provided to you prctroptly on request. Short selling If you re engaged in short selling a security, you may incur a cargo duo to certainboning cons fa. that Pal Yule' murky. Open orders Anode* open or hazocalikancelled• ceders that were not wensed by the statement date, open buy and set stop orders are reduced by the amour, of dmdenck argilson an vockvidends a ev.r.;hts Ma unless nsinsted mantis< by you. You me responsble for orders that are executed der [oyes 'alum to cancel "10°19 open order" Privacy To obtan a copy of our Current Client Priocy Nake, please contest you. Financial Advisor or visit at webute amw encnrwavarrecree. - LOS Financial Services is rrie a bark. The RAM, Bosoms Se vices Account BSA and AMA are brokerage accounts which made access to bank ng Sown and proadne Arcot avangements with affiliated bats and other ihielparty bats, and provides access to inssrame rid amity products issued btu-affiliated tial.party 'nuance companies thircucth instance agency staid...nes a IBS Financial Secures inc. ▪ hveitment nsurance, rd amity paodicit — Not CDC nand • No bank guarantee* May lase mire — ;MA. ReSOSCP Maragrenent ACCOtrit. Business Senses Account BSA. IRMA and nternatioral Resource edam:vent Amuse se tepee wed servse marks of UPS Francial Senior, k. — VISA is a registered vac:1mM, owned by Vacs htentional Sena? Association and used under Keane. The LOS Visa credit cards and the LEIS Visa debt cards re eked by LOS Bank USA with permission horn visa U S. A Incorporated All of vadwrsarks, registered trademarks, service marks ar4 registered 'enter inns are of their respective emrittames AS Financial Services Inc. Rev 201711 SDNY_GM_00027649 EFTA (H) 138269 EFTA01278878 SUBS 065 Fnancial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York Me 10171.0002 CNP700558215sormxi Vi o Resource Management Account March 2018 ONISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Inchr. Millennium Account number: Your Financial Advisor SCOTT STACK MANILYLE CASRIEL Phone. 21 2.821 -7000/800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceune at 800-RMA- 1000, account 029328776 on February 28 (5) on March 290) Your assets 746,455.00 754,044.00 %Noir websIte: vmw.ubscornainancialservices Your liabilities 0.00 0.00 Value of your account $746,455.00 $754,044.00 Items for your attention • Help protect yc artelf horn !Liu] and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from wens/. annuakreditrepoct.com. Tracking the value of your account S Thousands 683.7 726.4 746.5 • 754.0 250.0 Dec 2015 Dec 2016 Dec 20 17 Feb 2018 Mar 2018 Sources of your account growth during 2018 Value of your account at year end 2017 $726A13.00 Your investment return Change in market value 327,631.00 Value of your account on Mar 29, 2018 S754.044,00 SDNY GM 00027650 Member SIPC Ch1P707090C6932155 NP7000310276 00005 0318 0305750*i Y128776550100360 Page 1 of 6 CONFIDENTIAL EFTA 00138270 EFTA01278879 SUBS Resource Management Account March 2018 Your account balance sheet Summary of your assets Value on March 29 (8) Percentage of your account A Cash and rrxmey balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 754,044.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 9754,044.00 5754,044.00 100.00% Account name: Friendly account name- , • Account number: Your current asset allocation Eye on the markets Your Pi nandal Advisor. STACK PAANYWI E CASRffL Index Percentage change March 2018 Year to date S&P 500 -2.54% -0.76% Russell 3000 -2.01% -0.64% MSC I - Europe, Australia & Far East -1.87% -1.58% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.88% 0.64% -1.46% CNP70003005592156NP70003I0276 00005 0318 030575004 CONFIDENTIAL GM 000276319e 2 of 6 EF1'A_00138271 EFTA01278880 SUBS Resource Management Account r r, _ _ Change in the value of your account Account name: GH1SLAINE MAXWELL Friendly account name:Indy Millennium Account number. March 2018 (4 Year to date (S) Opening account value $746,455.00 $726A13.00 Change m market value 7,589.00 27,631.00 Closing account value $754,044.00 $754,044.00 Summary of gains and losses V4Iues reported below exclude Patducls for which garb andlosses are not Ossified. Realized gains and losses Unrealized March 2018 (II Year to date (4) gains and losses (5) Long term aoo omo 104,044 co Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your cetera objective: Current income & capital appreciation Your risk profile: Primary Aggressive Investment efigibikty conaderatkin - None selected Your account instructions • You account cost basis default closing method is FIFO, First in, First Out. Your Ill modal Advisor: SCOTT STACKMAN/LYLE CASRIEL SDNY GM 00027652 CriP7C003005582157 NP70033 102 76 COCOS 0318 030575004 CONFIDENTIAL OCOOD ►ace 3 of 6 EFTA_00138272 EFTA01278881 *UBS Yournotes 01,706•X•912191,11.03102.0303501•0313379.YlielHISS010., cA .0 .pag• •as CONFIDENTIAL EFT,0013E273 EFTA01278882 *UBS Resource Management Account March 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account nate*: Indy Milennium Account number. Some ones, income and torten! values ShOwn may be apprOximerle. Asa result. Ors andlosses may nol be Econalely reflected. See rmporbtor inrolaraaro about your statement a the end of ths document fOr more informs:ion. Non-traditional Private Nut), funds, Hedge funds, and Other investments are held in rota UEISFinarcial Seivl(tS Inc. (UBS FS) brolerage account. the postions reported below reflect the !Korb or the issueis, and UBS FS does rot ghsrantee the actuary of the Idonnauon The value shown is not necessarily the value you would receive from the Issuer If you sd d the assets. Funds actively sdd by UBSFS ex subject to ongoing due digt,/ice, dthoucp the level performed may vary A decd fund may be subject to no ongong digence A fund that you purchied elsewhere may never have been subject to t/B5 FS dllgence. although UBS FS may receive a fee from l he fund's rnana;er, whichmay constitute a maonty of the rnanagementlincenti* lee. Please contact your Anancid Adnsor with questions • EA value per unit' is an estimate of value supplied by an independent valuation arm and reflects adjustments far factors such as the equidty of the units. Hedge funds Hcldng ALPHAKEYS MILLEN END BROKERAGE PIO 212&78 Trade date: PurchaSe Mabel. Avelagt once of shares pet sham (S) Client investment CO Your PI needs' Advisor: SCOTT STACK MANLYLE CASRIEL Estimates Of value stalled by hitters Of Certain wograns (which are generally 'net asset taut' esti:haws) are shown as ' issuer est. value pet unit'. For PliVae equty funds,' Est. value per um' is a value updated quarterly, based on the Net Asset value Nay') in the fund as of the date sped fect ad,usted by addng ceedtal calls and subtracting dslnbutions ante the NAY date The NAY is primarily based on estimated portfolio vdues peonckd by the underlying fund sponsor These two values may vary because of differences In the way they were estimated and because the • third party en. value ter unit' ma/ have been prepated co the bass of financial irionnaton other than yeahend Reported estimates may not reflect reside. liquidation or repurchase vlue, a any, and may rot reflect dst 'butt cos of coral until the next valuation is reported. general), On an annual or sentannual bNs, See Important insoartaach attour you( statement at the end of this statement. Cost Price per share basis(%) cn Mar 29(1) value on unrealized0S) imemment HdOng Mar 29 ($) cantor loss (S) return (5) period 650,000.00 650,000.00 1.000 754,044.00 104,044.00 Your total assets value on Mar 29 (S) PeKentax or Cost your account oasts 01 estmateo Unreaszed annual incant (S) gam or loss (1) Noa•traditional Hedge Pe ads 754,044.00 100.00% 650,000.00 104044.00 Total 6754,044.00 100.00% $650,000.00 6104,044.00 SDNY GM 00027654 C HP700053(16597159 NP70033I 0276 00035 031 Er 030575004 CONFIDENTIAL Page S of 6 EFTA_00 138274 EFTA01278883 *UBS Yournotes '-=--7"-==.„ -.00....6 CONFIDENTIAL EFT,0013E273 EFTA01278884 Important information about your statement U3S Fiuncial Services inc. (the Firm or UBS enact' Sakes), is a member of all principal acuity, ccmrroday and cptia nether. UBS Financial Seniors and 1.8$ Balk USA re i-died subsilones of UPS AG and Shinesof UES Season D.C. The Fim's Inanoal statement C available upon 'octet The F s minim alias are a. UBS Fine-col lances 1200 Harbor Boulevard Weehawken, NJ 07086 This AMMO", represents the only of icialrecord of pax LBS Financial Semites account. Other recalls tape official tm.dxunents contanng cornicingdata should not be relied span n youberme there 6 an err a omission please report it immediately n wing to the Branch Manager of the office wvtg your account. Allhoup el fines shown are Mended to be accurate, statement data should not be used kr he purposes Rey web on yerend tax krms. (Le , Form 1099. 5490. 10425. etc) when prepamg your tax return. The Pim 6 required by law to resat to the IRS all losable Mends nortabb rastauble dienna and uxdok hunt eared al NCl/ilia held in you nark net proceeds on see tramactions, an cost basis cn certain covered settees. Crivorallalkme wit ne Firm • Please Noon/rim any oral cormoncatony in wring to further protect your riats• indudrg your rignts utter the Se sides Minor Protection Act (SPAT • If the financial teitution an the top left of die front of this slims snot LBS Enna Sates, LBS Financial Senn carries you =aunt as during locker by arra-gemmt wilt the incated incaution We informed you of this relatcnshio oftenyal opened this ocean. h the cast your h it aid wallies are located aims financial Services and rot the tooditg braer, and you non make areport of any error or omission to both firms • As cleated in the account agreements, rtIrriAl roily us of ay eras or fraud teasing checks reflected an your statement within 30 days after t was mailed or made avelne. • Plea dente:tomer complans or Moans to he Fim's C fent Relations Department X201-352-169) or toll-free at 800354-9103, 8:CO A.M. to 6 OD P.M. ET Mondry through Frday, or in weng to UBS Financial Seam Pc,, Client Relation Departnert P.O. Box 766 Union fay, W 07C$7. • A 0 sliernents shall be deemed complete and waste if not cbetatd to in writing within 60 days • Fa TN services Call 044412.0%6 or from outside the US.: Cal 201.332-149S • It case of ems or canna about an electronic hens transfer (FT). bll parent a UBS Wa•deloil card transachons, call 303-762-1000, a wile to UBS Fronoal nices Ix., 1000 Harbor Blvd, 6th floor. Wtehanton NI 07036, An RIANESA Serval, Cal a ate as soon nye., can, if you tide you statement a receipt is won; or 4 you need more nomiation tin a trader on the statement or recent The Film or Cad hair (as applicable) must her I romyou no later than 60 days after the F rm Bert you the list st Std.114.11 on vAikh the erns or Problem XPered. - Prone you' rerre ad as-cant meter Ed any) - Cesabe the error or tie bonder yea re inure about, an mita as drab as you can why you believe • is nen a why you need more Hamann - Prone the dolor arrant of die suspected era. The Finn or Card Issuer will twestgate your complete and stet coned ry error promptly. For alleged ear, Motet? UBS debil cad transactions. if we take more than 10 bitesdays to cloths, we will credk yes wadi for the amount you thinks in nor, Botha you wR have the use of the money dung the tine k takes us to complete our Castigation. Please mike all checks payabb to the Fern or be kunsal instaion rotated on be front of this statement In addition to reads /occult fees, accounts may be object to mantena-ce lees, chops for late payment kr securities purchases and charges kr unpaid noun n cash accounts Accounts that a'e transferred to other Mittens may be subject to a bander tee. UBS Sweep Options 1165 offers options der wenng cash balances to bale depose accounts al non-affiliXed birks ad a blated banks. money owlet mutualfunds (Money Finds) and the ternationalDePoOt Arran (DA) fa cuttanort win an International Rostra Management Accost Deposit accounts al UB5 Birk USA an non-affiliated banks pardoning n the UBSFOCinsured Deposit Program are FDIC-insured in accordance with MIC nes For ma defamation, plea visit way f dic.gov. Deposi accounts at UBS AG Stanf ord Branch and shies of MoreyFut are rot tared by the FDIC. Through be DA, cash balances are swept to depos0 accounts at UBS AG New von Brarch ardUBS Canon Branch. These deposits are not Mond by the FDIC. Balances held at tie LBS AG Cayman Branch are temp:only (nosed to the sovereign rise of the Cayman blinds an there is nog:mate or other oblation of LES AG to repay the balances while seethe UBS Carlon Branch's books. Bank deposits are not protected by 917C. Money Fun shires we protested by 51K. See " LES Financial Sel-naf Account Fraction' below. Lk:ionJour request, Dines n the bark deposits me be **dawn, and shies of a Moray Ford may be hunted and be proceeds retuned to you a your stakes accent Fisher alumna about available weep options, robing current interest rate. and yields, it available at rem tabs corriwneftwells, from your Fronde' Advisor a by calling B20.762-1000. UBS Financial Services accent protection The Firm is a rafter of the Seanits Investor Protection Corporation (SIPC), which tracts securities custonws of is members up to 1500,000 (mckading 5250.0X/for tains for on. Eipbnatcry nobs* amine upon apex or at any. opc. org The SVC asset protewn nits apply to all accctns tat you hold in a particular copeck,. The Fink togedow wish certain aft Asses, has also Purchased awltmmtal inoince The mat mum meat pwthe to al eign chats, cont./fib under this protection is 1500 million as of Decerrber 10, 2016. Subject to the poky corners and Imitations, cash at the firm is further protected to up to $1.9 million n the aggregate kr all your accounts hell n annular capacity AM copy of hie poky wooleg is mailable Won request. Neither the SIPC proteclennor the opphrmental protection apply to: • Certain fancier assets controlled by (and incLeird n your account value) but hell away from UBSFina-col Services. For example certain (i) insurance a odat including wadable enmities, and (i0 shares of moist funds registered the name of the octant holder on the boots of the issuer or transfer agent), • Imetment coreracts or nytherent terns fe.4. limited partnerships ad private placements) that are riot registered under the Securities Act ol 1933; • Commodities contacts (e foreign mons* and pews metal contracts), mcludirg future contract and commodity option contracts; and • Deposit accounts (except certificates a deposit) at I.135 Bark USA, UBS AG U.S. branches and banks n the FDIC Insured Deposit Program. The SOC protection and the suppnwital protectiondo not apply to them asset 0•11, I they otherwise appear on you statements. The SRC protection and the stopkmental protection gob not protect against changes in die make vete of your investments (whether es a result of mutat movement, issuer blinkIllptCy or otherwise) Dividend Reiwesbnent Program (DRIP) Tx eke reflected is an map price. You may obtain the actual pria Iran ants Finn ial Adair:Jr Ordy whole shares are purchased under 0 R IP; Palial shoos a be sold ad the cash wik be deposited in your account The divided fernenter* price applied by fie toter may drier from the market pke at which the panial shares am sold Cnb w • hole urn may be hinny:cur account. If you ore mined to • parte snit as a result d• nicked payment cc atomise, the dept will either sell petalunits at market price a accept an arnarn detained by a sneered clezttg agency, ada:edgy:ea non Invenent objectives The investment objective a-d risk profile a speck to each account and may vary between you accounts tease nee the Finn purply in sorting d ay orticant change in you fnaxial snabon or investment obecten For each accord bin you choose area the (plowing investment objectives: • hooka Correntinne: Investments seetg the gereratcn of no:meaty. CONFIDENTIAL • Acne CaptaNipprecnion: Investments seeking growth of pmapal rather than the remain of norm. • Prole. Comte...I...Ono of/heave and CapPai Aporerd*n. Investments teek i-g both the generation of nccme and growthof pritPal. Overall risk pain • COnS0•vave Soaks to mantan WWI etc pal with low ra and solatin to the accord meat wen 4 that meat the icon does not generate signif ka-e income a rears arid may rot keep pace wills inflation. • Peon* Wiling to accept some ride to pinion/ and tokrate same wonky to seek higher returns. • agoresshe: Sing to accept hip risk to p maps ad high von* to seek high returns over time. • onestmont NOM* Consoled:ion: d selectet a portion d the portIolio for tat account may nine carper strategies linked liquicky anion/ate volatiky. Statement houtehelding• We may consolidate al related account statements with the same address in the same rant eg. because they have ones who aka mantan Pelt scowt relationskos well ate dents at the same address. It you prefer to nee individual statements mailed 'n none nalcies, you may decline househdding by railing your Financial Acne Friendly account name The Friendly account none is a customizable -niisname- clone by you to assist you with your nankeen-9 II has no legal effect cn your account You can cho-gy your kindly account nines, through Onine Services a by contacting yes F eunoalAdosa. Aroma overview • YAM of tour accountfport6A, Net of assets a-d finites • Ant Includes available cash balances, vibes f or restricted yeasty (est), and Global Time DffeillS, uoren:cd mods to market, and carton assets not held by the Fen. Does not include unpriced OkUtitielaialf at the end of the prim and current statement pen**, cr prate easements u vd stock options an nrcsabie stods options • (inns Wanes debt talices, ottstardtg mwgn loan, unit lint shot accarn balances. • CaMeraney balances. Total of Leawood mean cash balances pbs dean balances at affiliated and nowattikatid banks, ad money meat mutual and weep balances, at the die of tie statement period Non.corardity free not balances in yax recent ay not segegsed from other balances and the Firn Fro? use any of these bids tithe ordinate cornea its business These funds reps** won your demon. This total is iftLded in the anent period fixing rake. SDNY_GM_00027656 EFTA_00138276 EFTA01278885 Ilnportalit information Jib° tit your statement (ex/Obliged) Lending infarmation For detailed inform:ion on the trays lending motets and *Mares. refer to your Client Relanywhip Arreement or Accost Agreement rd the Cameral hems and Conditions. LeaS Statement of Credit hedges available in Agreements and eau:insures at &Ant ub• comarcounrdnekinirs Your asset Your Raton-ern demies securities and other assets held in the account al the end of the statement period You may ra for &Way of lug paid sea-flies At any tine. You mat recent studies used as loan collateral Ater pay'rg any balance Ode an them. Ant securities tranPecred to the Fin, drip the statement period are toted at minuet value as of the end of the gamin mood • Cost bop. In determining the coo bays of the seckanties included in this Paton" inhere indicated rah the number 'I,' Les criancie Services Nis repel on information obtained from sources other than US$ Financial Sources, rcludirg itormation Iron another him or that you may haw provided to you Financial Athisor. The Firm does not.rderdently verity cr 9satanlet the mono or vlidity or ary elamtion provided by sours other than LAS Franco' Sown. h acklitian, atbaugh LOS t ethical i s Workates this almost kin win received, the Fun, does not envious an/ asSUraTeS that the nformattin under "Cost bast' and Lorealeed gad. loss- 6 aCcurate as of the date of this statement. As such please do not rig on this information to make purchase cr sale decisions. for tax purposes or Ott Accounts Premed to the Fim may reflect garlloss Myrna orn only fa the period of time they ire held A the inn More hive/cal information can be added by year Financial Achisor. • Urreatited gaits/losses Noun data is available, egmbedumeafized gardlosses are calculated for martial swum, lots the transaction data for 61M:tat lots may or mat not reflect commmitto. charges awlsor security reorganital Ken events Dividend and other renvestnent lots aid systernalk pocking lots are each corbi-ed to display or* averaged lot. The • trade date' coiann presents the anginal transaction trade date • Callable securities Bonds and preferred stock that the issuer <all foe bog redemption wit be selected irpargally by lot from among all secuthes of that issue held in our name or n nominee none for or clients Call lean Mammal m obtained from third pales ad es accuracy is not guaranteed Other call features may oast which cciad Elect Oak( complete nth:matron will be provided upon request • Catificates of deposit (CDs). COs ate FDIC nsured kp to $250,0)0 n mince:kg and accrued interest per depositor and per depository inslitain inaccordance sveh FDIC nips. • Pricelvalue Antes dispLaged for securities and other products may be hgher or lower than the Pthe that you would actually rams in the market. feces are obtainedhorn vases arid pal, sources thCh we Marne to be nibble, but we do not guarantee thrii accuracy - We generally use the closing price when bobble re ht mean of the bid and air prices la kited mounts and opticre or ong bid prices for OTC securities. - Less wing traded securities maybe priced usn9 * valuation model or the mOSit reCeent price we obtained arid may net reflect an aduel market price a vat- - Certain post Wins may appear without a price a.$1 will Pixy at 'price was not evadable' if we we unable to obtain a pnce for a security. - Deposes or smote, denominated Mourn/to Otte thin U.S deign am reflected at the etIonge rate as of the statement date - Fa (Klan securities raring in nonce/Veining Omomnahons. Otte and quany (lace vats) may have been adfusted to facilitate prep. vabOcer. To cbtan current quotations. when avatabre, contact your Frunrial Arita. • Private ilWealWiteltS and *Pictured produces. Private nwSlment SeCtnlieS (rc With drect pan <oat un program and real estate imestment trust mirrors) and structured porlacts are orinnalg liacuaci Conan ;nurtured on:duns have not been registered with the SeCuitiel and Exchange Cannusion or under any State smuntres laws. We soothe estmtted vales for private nvestilynt poking; and structured products for rilorrriat oral Mrp:641 omit Accuracy is not guaranteed - These values may differ SekStantiabi from prices, d any, al which a pirate imminent security a structured product may be bovnit or sold and do not "Rerun& maroon, the value you may receive 'Pon liquidation. - /hag party estimates of obs re as ol a certain date and re applied to UBS Financial Services on a regular base by an independent valastOrs firm. - auto general panner or sponsor est :noted vales if try, are supplied to the Fin by the sitar, general patner a sponsor and may be tabulated based on deferent rdormation hum that used by shed polies to derive their fiblitlted V3k/PS - You can obtain adorning Nanterre-paring the methodology used to determine the estimate of value ad the dale of the rt.:matron that tithe basis la the estimate by contacting your Fivexol Advisor. - TWO party estenmed vales may be reflected as Not priced' n several situations. when an anclepemlica valuation km has not suppled a is unable to assign a vast wren we become aware that a material event has conned that may will a previously reported yaks MP question, cc when a value would be highly speculative due to the nature of the secunty. - When nether an esuee, general partner or sponsor est Mend value net a thirdpoty estimated rake is mothIed, the vats of the security will be deferent foonrn its cenhase price. - •Drsit buttons to dale' may include return of capital. exam or both. - 'Orignal unit site' represents the rtial offering priceper unit and may not reflect etas cost basis. - DPP and wasted REIT secuntes arc not tried on a national worms exchange, and re generally &Mad and men t toy can be sold, the mice ,,ve an iti m less than the pee share !SIMMS use wooded n the Ann statement. • Restricted securities Restricted soviets generalg are rot rummy Stable lea publk sale LOS Financial Sevres Use, the market lame of the esileitretted stock of the sere issuer as an meted value fee the restricted stock For purpose: of the irOPPIOIlt on4r. To the Sent that restricted secuthes are eli)bte lot sale, the vats received may be skbstantolg less than the obteed rake shown • En. (estimated) ineaelw current yields and rates. M estCuts of anal borne is laced on current drideril and merest filet assuring the seOliteS will be held for one yea. from statement date or um' maturity This estimate 4 vet a guideline, accuracy rd continued income are not guaranteed — Est:ruled anal axone rid current yield for certain types of saran.. cald (*We a return of prncpal or capital gans n ;Mich case the est income (awlcumin ywl would be overstated. — Estimated anal income and current yield and the actual inCOITie andyield mag4 be lower or higher than the eslmaed amounts — An imamate of arrwalved PKOnee (dividend *Ida interest) dirded by the current mates ration-ape balances baud an the Ian dividend a Merest payment madebythe issuer and assumes the settritesrdeposts will be held for cm year from the statement date or until moray. Accuracy and continued yield we not guaranteed. • AIMS not held by CBS Fieriest San/ices Certain assets are not hell by the F rm and not tram the rem's possession or control. These assets are depbyed on goo ststemmt la informal:anal purposes ong. Positions and values presented are provided by the issuing fern UEK F nthcol Serwes is not responsble for ter rtormanon and des not guarantee es accuracy. these assets we not protected by WC or the Pm's supplienwital comer • Revenue sharing and additional compensation. — n addict, to commissions an sales and 12b' I fees received n connect ith with the distrtaion of mutual funds to out <lots we ands our at Mate name reverts Owing payments from drstrbaors ardor adman of the mutual funds that we sell. These amounts are based on two different conporents: (0 the smart of sales by l.SS &spinout* mutual find family to our clams, and 60 the asset value of a particular mutual Ord fry; shares hey at the fon — We and our affiliate also receive networking and annburs processing tees in consedwaton for transfer agent steno., that we provide to the mane, funds These fees scrotal& are paid from Mentor assets the mutual fetid and at a food dolls' ainoixt based on the rioter oil accounts at the broker-dealer holding nuual funds of that find Limy - In *M0P, to commissions received in connection with the sale or castrbutcn of arnity protracts and unit nuestment trust unts to our chents, we rider ors iterate receive revenue sharing carpensation from num of the ilttllIrKi• <cmpalies undwWeitiN) CONFIDENTIAL the annuity cortratts, Alibates of the entrance companies or spoon of dm unit investment mats Yee id/Mt:Ult. - In addition to commissions mewed from the purchase and sale of Nexthoes funds, we nice os affiliate recent an nut inned revenue sharing parent Iron Nekblures dittatAOrt, as tel at furding for kohnologt derethornent, training and Moats:in. — Our affiliates ago recs./evading coorrassions and other compamatian horntextual funds and anstrance <amanita whose products we &Oath& - We recent an mat fee from Les en USA and ISS AG Stift( ord Branch of up to 125 per account sweeping to the banks under the LAS Boa Sweep Programs Activity Information regadng CCMMISSOIS and other charges intoned in cornea ion with the execution of trades, inttadng option transactions has been included on COnfirmatiOns inwaus/y hannhed to you, rid MI be Provided to you poi-taffy on moose. Shore seeing If you re engaged n short selling a securey, you may incur a charge ciao to cereal banning coos for that pal Maly security. Open orders Regarding open a • 9:O6lolicanceileer orders that were root emoused by the statement date, open buy and tel stop orders are reduced by the amount of dmdenck 'nips on an vodividends or ex.rghts thee unless mauled otherwise by you. rot are respornbb for orders that are executed der [orate' 'alum to cancel "fling Wen orders Primacy ro plasm a copy of our current Client Matey Notice. please contact goer Financial Advisor or vial ow webute at ayow ?Or mintarivanfirdex. - 1.85 Financial Senores is not a bath. The BMA, Mows Seniors Arrant SSA and IRMA re brokerage aCCointS ?Mich provide access to bank ing 14.1%.0 and products *mall mangemente with affiliated bats and other her-party banks, and provides access to inraxe and am ity products issued btu-affiliated thrdparty raffle Companies throe.* invoice agency subsidunes a LES Financial Seethes Inc. - Faimirstrt. 61Utlerte, rid annuity prOdsClt — Not CDC nand • lb bank guarantee* May bse rata — IMA ReSOSCe Mawr-rent Account. Business Serums Account BSA. IRMA and International Resource Management Account are tegol seed service marks of UPS F conchal Services Inc. — vita is a registered radioed, owned by Visa htionerianal Seine Association and used undo kerne_ The LOS Visa cede cards rd the LAS Visa debt cods are issued by Led Pant USA with permission from Visa U S.A Incorporated All Othel rad/markt registered trademarks, service marks arid registered service moles are of their respective owl:lams UPS It:vandal Services Inc. Rev 20I7II SDNY_GM_00027657 EFTA_00138277 EFTA01278886 *UBS 1.185 FeImolai Services etc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056978330410 Y1 0 Resource Management Account April 2018 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXVVEll. BOSTON MA 02114-3252 Friendly account name: Inclv. Millennium Account number. Your linancial Advisor- SCOTT STACK MANSLYLE CASMEL Phone: 212-821-7000/800-308-3140 Questions sboutyour etsternest? Call your Financial Advisor or the Value of your account RMA ReSOurCeLine at 800-RMA-1000, account 029028776 on Marth 29 (s) on April 30 (1) Your assets 754,044.00 761,445.00 Msitour website: www.ubscomilinanciaisewices Your liabilities 0.00 0.00 Value of your account 5754,044.00 $761,445.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www. an nuak reditrepot com Tracking the value of your account during 2018 Vafue of your account the usanc'S 683 7 7264 75,30 761.4 • 252 Dec 2015 Dec 2016 De( kl 7 SA81 018 sOf 2018 Member 51PC CNP700CE005697683NP7000188720 00005 0418 03057500 CONFIDENTIAL at year end 2017 $726,413.00 Your nvestmmt return Change in market value $35032.00 Value of your account on Apr 30. 2018 $761A45.00 Y GM 00027658 Page 1 of 6 EFTA_00 138278 EFTA01278887 SUBS Resource Management Account .'CIc Your account balance sheet Summary of your assets Value on Apr,' 30 (5) Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives ace 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 761,445.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets $761,445.00 100.00% Value of your account $761,445.00 Account name: Your Finandal Advisor. Friendly account name:Ir: STACK MANLYLE CASRIEI Account number: Eye on the markets Index Percentage change April 2018 Year to date S&P 500 0.38% -038% Russell 3000 0.38% -0.27% MSC I - Europe, Australia & Far East 2.57% 0.94% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2018 3-month Treasury bills: 1.83% One-month LIBOR: 1.91% -0.74% -2.19% CNP70003005697084 NP7000leeno 00005 0418 030575004 CONFIDENTIAL Y_GM_00027FAIr 2 of 6 EF1'A_00138279 EFTA01278888 *UBS Resource Management Account April 2018 Change in the value of your account Account name: GHISLAINE MAXWELL friendly account nami inriv Wienmorn Account number Apnl >C IC. (1.. Year to date IS) Opening account value $754,044.00 $726,413.00 Change in market value 7,401 00 35,032.00 Closing account value $761,445.00 $761,445.00 Summary of gains and losses values reported below exclude PrOducls for which gam andlosses are not Odslified Realized gains and losses Unrealized April 2018(1) Year TO date(3) gains and losses (4) Long term aoo 0.00 111,445 CO Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financed Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary • Aggressive Investment °lig ibikty consideration • None selected Your account instructions • Your account cost base default closing method is FIFO, First In, first Out. Your Finandal Advisor: OTT CIAO:MANN VI F CASRIFI SDNY GM 00027660 CriP7C003305697835NP70031eeno 00035 0418 030575004 Page 3 of 6 CONFIDENTIAL EFTA_00 138280 EFTA01278889 4 UBS Yournotes v_.,oner 4.6 CONFIDENTIAL EFTA_00138261 EFTA01278890 UBS Resource Management Account April 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account n - Account number. Some pnces, income and current values ShOnn may be approximate. AS a 'nut gans aglOsses may riot be accurately reflected. See taiportain intoratabOn about your statement a the end of ttes docurneM for more inform son. Non-traditional Private Only funds, Hedge tunes, and Other investments are held in your UBSFinarcial ServiteS Inc. (UBS FS) trotera:je account. The potions reported below reflect the records of the Issuers, and UBS FS does not patentee the accuracy of the I Wormaton The value shown is not necessarily the value you would receive from the Issuer if you sddthe assets. Funds sorely Kid by UBS FS ate subject to ongoing due digence, athough the level performed may vary A closed fund may be subject to no ongoing digence A fund t ha you purchased elsewhere may never hare been suttect to UPS FS ciligence, although PBS FS may receive a fee from l lie funds manager, whir h may constitute a majority of the managernentrincenti* fee. Please contact your financial Adersof with questions. • Est value per unit' is an estmate of value supohed by an independent waluation inn and reflects adlustrrents for factors such as the equity of the units. Hedge funds widng ALPHAKEYS AMAIN MO BROKERAGE AIO 3131118 Trade date: PurchaSe PIA& Iv:tart:lei Meta% pace of shares per share (S) Client investment CO 650,000.00 Your Financial Advisor: Si-en CIACI 1.”11] .cu Estimates of vane Fratied b1 issuers or 'Sedan program (which are gene ratty 'net asset vaue' estimattS) are shown as' issuer est. value pet For Private equty tunas, • Est. value per unit • is a ea ue updated panted', based on the Net Asset Value NAV') in the fund a of the date specified °lusted by acting otatal rails and tete racti rg clst el:Anions since the NAV date The NAV is primarily based on estimated portfolio vaues provided by the underlying fund sponsor These two values may vary became of differences In the way they were estimated and because the • Third party eve. Otte per unit' may have been pupated CAIN. bass of financial irionnaton other than year•end Repoled estimates may not reflect resale, liquidation or repurchase value, F any, and may not reflect dst Soutar; of caoital until the next valuation is let:Cited, generally on an annual or serrtannua basis See Important intoratattOn abour your statement at the end of ths sick/went. Cost Puce per share basis (1) on Apr 30(S) value on Unrealized (tai) imemnx-nt Hddrg Apr 30 (S) Odor IOSS (S) return (S) period 650,000 00 t.000 761,445.00 I 11,445.00 Your total assets Value on Apr 30 (t) Percentage cr Cost your account bass 01 Estimated Unreaired annual morns 01 On of loss (S) Non•tratfitionel Hedge feeds 761,445.00 100.00% 650,000.00 111445.00 Total $761,445.00 100.00% $650,000.00 $111,445.00 SDNY GM 00027662 04M:003305697N) Nr7003183770 0003S 041$ 03057900a0000 Peg* S of 6 CONFIDENTIAL EFTA_00138282 EFTA01278891 *UBS Your notes ErA of suremmt for account number Y1 281M ss CONFIDENTIAL EFTA_ I38283 EFTA01278892 Important information about your statement L. Fa-uncial Services Pc. (the Fern or UBS entail Strobes). is a merrber of all principal washy, ccmrrodty and weirs exchanges. UPS Financial Semler, and 1.85 Balk USA are retied subsilones of UPS AG and affihaes of UES Seabees U.C. The Files Inanoal statemert C available upon recited. The Funs execute off bet ere a. UBS Financial Serece, 1200 Harbor Boulevard Weehawken, RI 07086 This stattrinnt represents the only official record of you' LBS Financial Services account. Other feted; east official th.dxunents. contanng conelidngdaa should not be relied wan II you berth* thee is en tier a omiseon please report it immediately n writing to the Branch Manager of the office wvith your account. Altheap saliva.' shown re intended to be accurate, statement data thauk1 not be used kr tat purposes Rely solely on yerend tax kirms. (Le , Form 1099. 5498. 10425. etc ) when Drepamg your lax return. The Fim s required by taw to rewn to the IRS all tauble der:lends, mporubb noretztabk chided and uxdok inked end en securities held n wir accost, net proceeds on the traroadthe, ad con basis on certain covered stashes. CiathrtailatIona with the Firm • Please reconfirm eny oral cormroncaton, in wring to further protect your rills. indudrg your rigor utter the Seosiies Investor Protection Act (SPAT • If the financial ithitution an the top left of the trail of this statement snot LBS Enna Strokes, LBS Financial &mien carries yob =ant as during tether by arra-gement nth the ideated insituton We informed you of this relalithshio Wee° yea opened this ocean. h the cast your h it aid start/es re located a LOS financial Services and rot the imedacig brae< and you mist make a repr of any error or omission to both firms • Asdelisted tithe accoutt agxements, you one roily us of any elms or fraud Writhing decks retlecied an your statement within 30 days after a was mailed or nude sweetie. • Planedied othorror complaint or harries to the Finis s C fent Reati:ns Department x 201.352.169) or toll-free at 800-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wing to UBS Fiunual Semites ex., Client Re aticre Dep./neat P.O. Box 766 Union City, NJ 07007. • A 0 stamens shall be deemed complete I'd acarae if not clapclid to in writing teeter, 60 days • Fa TTY services_ Call 044412.0986 or nom outside the US.: Cal 201.352-1495 • h am of ones or cthestirre aboul in chthonic finis transfer (WO. bi parent or UBS Vorockbil card transactions, call 920-7Q-1000. or thee to UPS Enamel $er.ices Ix., 1000 Harbor Blvd, 611-i floe, Weehawken NI 07086, Nth RIMVESA Smiths Cal a mite as soon bath can, if you tile yes statement a receipt is thong or 4 pi mid more nionnaten extel a transfer on the statement or receipt. The Film or Card hue (as amicable) must her Iromyou no later than 60 days ale the F rm sent you the list statesnent on which the erns or Problem appeal. - Proved. yotr name ad xcant Metter 64 any) - Cksabe try error or the nosier you re enure about, ath baton as <barb as you cm oily you believe d is anent a mew you need more itramatien - Providethe doles arrant a to suspected era. The Finn or Card bsuer we reassume your tempter., and stet coned any emir cremate/. For alleged emu Molex; UBSVthe debit cad transact:am if we take more than 10 be inns days to cloths, we willcredit you await for the amount put that is in error. Botha you was have the use of the money during the tine it takes us to amplete our iwestiption. Please make all checks payable to the Fern or the threat incaution notated on the front of the statement In addition to negthr bean lees, accounts ma/ be abject to mantena-ce lees, (haves for late phone* kr securities purchases and charges kr unpaid amounts n cash accouth Accosts that are transferred to other instnecns may be subject to a transit( fee. UBS Sweep Options 1,65 offers options lor sweepreg cash balances to bat depost accounts al non-affiliated bats ad Abated banks, rnsley owlet mutual f unds (Money Fred) ad the trernsitimal °Wont Accort (DA) for customers wits as International Warm Management Accost Depose account al UB5 Birk USA red non-affiliated banks participatng n the UBSFDIC4nstred Deposit Frogmen are FDIC.imured in academe wet f DIC nen. Fa more defamation, please visit new f dic.gov. Deposit accounts at UBS AG Stanf ord Brands and shays of MenuFut' are rot eared by the FDIC. Through the FM cash telexes re swept to deposit accounts at UBS AG New von Brarth and UBS AG Cann Branch. These deposits are not itrured byte FOC. Balances held at he 1.8S AG Cayman Branch are temp:only ached to the sovereign Mt of the Cayman blench and there is nog...ante or <thee °bloat of LBS AG to repay the balances while en the UBS Caplan Branch's books. Bank deposits are not protected by gPC . Money Fund shires ere protected by 51K. Pte.-LOS Finer-col SiteiCt daunt Protection' below. LiXn your request, batixes n the bent deposits mag be **dawn, and Mates ()lath:my knot may be lcuchtect and tie proceeds retuned to you a your storks, ;occult Futter intormatcn about available peep options, ncloing current interest rate. and yields, it available in new ubs corriwnewyekh from your Fe-axial Advise a by calling 920.762-1000 Pisancial Services accown protection The Firm is a member of tie Sevnin Melte Protector Corporation (SIPC), which pthaects securities oatonws of es merrbers up to 1500,000 (including 1250.0X/for thins for cashi. Ethbnatay brochre nubble upon repast or at mine sac. org The WC asset protean knits apply to all xcasec tut you hold in a particular capacity. the Frt. together with certain aff Ares, has also Pedaled 94Plentental innate the mai mum amount pgrble to at ek)b.eclicts, colklwek Linde' this protection is S500 million as of December 10, 2016. Stbact to the poky cordite: a at Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate kr shwa accounts held n semi:Wag capacity ALI ccpy of **poky wadith is nobble upon request. Neither the SIPC protection nor the apphrnental prottoth apply to: • Certain invite! assets controlled by (and inthied n your account value) but held awayfrom UBSFina-col Services. For gyrate certain (i)insuraxerorodths. including wadable enmities, MO 00 shares of meth funds registered in the name of the account holder on the boots of the issuer or transfer agent), • Imeament ccrtracts or nverimmt interests kg. limited partnerships and private placements) that are not registered undo the Securities Act of 1933; • Commodities contracts (e g. foreign ethane and meows metal contracts), mcludirg futures contracts ad conmcdity optionep co t ntracts; a B nd • Deposit accounts (exc certificates et deposit at 1.135 USA. UBS 46 U.S. branches and banks n) the FDIC Insured Deposit Program. The Sat protect on and the supplemental protection do not apply to thee assets eves 4 they otherwise appea- on you slatemerts. The WC on:tenth and the abakmertal protection do not protect aganst changes in the make/ vale of yes investments (whether at a result of midst movement, kale( benkruptcy cr othomme) Dividend Reinvestment Program (DRIP) Tx poke reflected tan average once YOU may obtah the actual the Iran yos Fart Adam.. Ordy whole shares are purchased under DRIP; partial shags veil be soli ad the cash we be deposited nyour account The divided (en...semen price applied by the Baer may Oiler fromthe make pica at which the panial therm re sold Cash-Mlieu Cnb whole urns may be Arid n yob acccront. If you re ern Ped to • penal the ea a result ol • %third pitmen or otherwise. the Firm we either sell panel units at mete price co accept an anthrn detemined by a inland clewtrg agency, ad credit you account. Immortment objecting The Mechem objection aid risk profile are spectre to each account and may ray between yes iccoutts. Please advise the Firm prorrptb in weing d ay significant change in you fnaxial situation or investment objectives For Nth warn Kett you choose ent of the (plowing investment doily-ties: • Produce Currentheorec Investments seelcith the gereratcri of nccmeot. CONFIDENTIAL • Acker* Capta/Appteckeion: Investments seeking growth of amuse' rather than the generates of income • Produce ComftWation of income and Gab! ApereretMv Investments weang both the generation of nccme and growth of priximl. Overall risk profiles • Consomme Seeks to martin renal pro pal meth low ride ad volatility to the accare meat even el that means the accart does rot generate significant income a rearm and may rot keep pace with infantry. • Moderate Willing to accept some rids to principal red tolerate same volatity to seek hiker return,. • Algtaressioe: Willitg to accept hip risk to principal at high volatility to seek high returns over time. • amesement Elgiathey Consideration: If selected a portion of the portfolio for that account may include complex drain*. kneed liquidty andante. volatiky. Statement •householeing• We may consolidate al Mated account statements with the same address in the same erreetpe, eg. became they have canes take mantan join imam relationshios wen other clerks at the urre address. If you pieta to retire individual statements mailed 'n swathe ernelcoes, yw maydecline homehcading try caning your Financial Admen Friendly account name IN Friendly account mane 15 a customizable 'nkknane chosen by you to assist you with your recedkeepith has no legal effect thyme. account You tenths-op your Friendly account runes, through Online Services a by contacting yes F inmost Adult.% AD:aunt overview • Yak" ofPour amountrporKeo Net of assets ad litanies • Assets_ Includes available cash balances, vales for restricted security (est), and Global Time Deposes, unrebroth narks to market, and certain assets not held by the Fins Does not include unpriced ofturitieslassets al the end of Ilse prim and anent gatemtM weds, cr prwale raesanints u od stock options ad ciercsabie stodi options • (them' hcbdes debt bens, cutsta-drg margn loans, credit lint, chat accent balances. • Cathritomy balances. Total of whetted avalaba cash balances, pbs dethot balances at affiliated and nonaffikated banks, anal nxney math/ mutual Ltd weep balances, at the cbse of the statement period Nal.cormedity free ma balances in yar secant ay not Ulf tgOed from other balances and tie FireFrew use any of these (this in the ordina-y course of its busness. These funds we 'myth* won your dema-d. The total is incLded in the assent period closing vale. SDNY_G M_0002 7664 EFTA_00138284 EFTA01278893 Ilnportaut information about your statement (continued) Lending information For chlaied inn °ring cn Cr, the Ferns lending woken and dikbares. refer to yar Clem? Relate:whip Aerometh or Accent Agreement rd the General In and (endless L85 Statemenl of Credit Preakes available in Agreements end Oodcgures at name ubamenracreredrerovems. Your *nets Your Memos, denletS smite. and other assets hell in the accountant* end of the statement period. You may ask for &teed of lutt paid ttn-rthes n any time. You mar receem counties used as loan collateral after pay'rg any balance dr on them. Any securities IraMerred to the Fim drag the statement penod are loted at market *be as of the end of the gatemen prod • Cost batik In determining the cot bays of the southies included in this awned. where indicated wen the number 'I,' Lescrianciar Sennces NIS reliEd on information obtained from sources other than US$ Finanoal Stoke,. rclislirg infirm:Rion from another fan or that you may have provided to you- Fin.wial Adroit The Firm does not irdepardently verity a gesantee the accuracy or %tidily ot a Summon provided by torus other than IBS Fiancee Strikes. In ataitiort adnaugh LEK F nomad Semen throwalb updates this /Rama ion este received, the Frm MP not provide any anUranCeS that nformation Ander 'Cost base- and 'Urrealeed gantlets' 6 accurate as of the date of the statement. As suck pleases do not ay on the information mike arches a sale decisions. fa Ice the ce of *Ms.. Accounts Ira-Owed to the Firm may reflect galloss Hama im only fee the period mina they Sc heel at the Fenn More historical 'nformalion can be added by you Financial Advisor • Urruiited gaitsfionet News data a avaitable, eArnred soaked gear:losses are calculated ficr ncividaff softy lots. The transactean data for advilaal lob may or may not reflect commonoro. charges rigor security resorgani:at en nests Dividend and other reinvestment lots and systematic purchase lots are each combeed to display ore averaged lot The • trade date' co/awnpresents the original transaction trade date • Callable securities Bonds and preferred stock that the issuer cats for ea redemption wil be selected held iroaraly by lot from among all secuthes of that esue t n our rune or n nomnee name for or clients Call feature Hairnets:qui obtained from third parties and is accuracy is rol thoranteed Other call leases may eikt which card Elect Wekl. compete. nlorthanon will be provided upon *guest • Catificatas of deposit (CDs). COs Se FDIC nsured tp to $250,0)0 n minus' and accrued intact per &pouter ad per depository instils:on nacerbate° wits FDIC aims. • Price/value Pros dispLaped for sou-Cies end other produces may be hgher or Wee than the price thkl you would actually lowe in the market Pekes me obtained from unan *hid prey sources thch we beirne to be relabk, bid we donor guarantee thee accuracy - We generally use the closing price what adilbleor the mean of the bid and ad` prices Icr kited swedes and epticat or only bed prices la OTC sew-slits. - Less Aetna traded securities maybe priced usAg a valuation model et the most went pro we ebIaned and may not reflect an aduel market price a vase - Certain postern may apnea *Mout a price rd will :tow al 'price was non avalable' ii we re unable to obtain a price for a sexily. - Deposits or sources denominated in (mercies other than U.S dollars at reelected at the whinge rate as of the statement date - Fa awn securities trading in none:deeming denomeatonw price and qua-fay0re yaks* may have been athusted to facilitate proper velure 's. TO obtain current quataliton, eken avattabre, exited par Fauncial Adria. • Private investment and Minted products. Private nvegment SktftleS (PC tacrog drect pat noon pogr am and real palate innnUrent trust louden) and structured pedals are gentralks hghb iticski Cagan aructuced predicts have not been regrstered with the SeCuitiel and Exchange Cannusisn Cr under any State counties lass. We prow* oersted vase for private nvegirtM securities and structured products for Mornay-el ants al, Accuracy is the guaranteed - These values may differ sisbRantialay Iran prices, any, at which a poste rmsteinerff Security a structured product my be bowie a sold and do not "Formlstk' Wetter* the vas you may receive Lem licuidation. - Thad party estimates of vale re as of a coon date and we "spied to MG Financial Services on a regular base by an independent valastion f inn. - ksuer, general banner or spencer estimated ratio if any, ere soplied to the Finn by the thuer, general panne( or sponsor and may be oaktiated based on deferent rdorrnation ban that used by 'hod polies to derive thee ellimPrd - You can obtain additional information regarding the methodology used to determine the estimate crt value and the date of the atamation that tithe basis la the estimate by contacting your Financial Advisor. - thief party estimated skates may be reflected as 'We priced' n several aurae-4' when an ncleperdent valuation km has not supplied a is unable to assign a di*. when we become aware that a material event has ceased Out they call a IreWatAr reported yaks the question, cc v.hen a value would be highly speculate.* due to the nature c4 the secunty. - When nether an *Suer, general WOW a SpOrnOr est Mated value nor a thideany estimated vela is gronded, the value of the security willbedeferent from its arches prate. - 'Distributions to date' may nix* return of capital,. north or both. - 'Oregnal unit vs' represents the initial offering price per unit and mw not reflect you cost basis. - DPP and tatted RElf senates are not listed on a natienal sources exchange, and are generally Said and event they can be sold the price ,,:tived may be less than the per Shore !slanged ', Jut crowded n the accost statement. • Restricted securities Restricted marines genralb re not enemy eliglole tor okblic sale LEIS Financial Services usti the market price of the unrestricted stork of the Salle ewer as an 8-nosed value for the restricted stock !or pudo:o: of the :Women. only To the even that restrkted secuthes are Arable lot sale, the yeas recessed may be stbstantialb fess than the tossed vat* shown • Est. hotinsted) income. cavern yields and rates. An ea iate of null bcce* is bated on curers dNicfer4 and nterkl rate, assuning the sentries will be held to ale year from statement date or trod maturity This estimate is ceder a gutters accuracy and cartnued nearer are not guaranteed — Estimated moral ixorne rid current yield for certain Apes of secutes toad nclde a *Ken of [afloator capful gans en which case the ea. income (end curer* ywl would be overstated. — Estimated anal inceme and current yield and the roar Iran* and yield mitt be lower or higna than the estimated amounts — An eslariale of annualized won* (dividend sera interest) chided byline anent mat* webaravaagr balance k based on the Ian dividend or merest paymerc made by the issuer and d19.MeS the securinesideposcs will be held for one year kom the stationer* date or until maturely. Accuracy and continued yell re not guararceed. • Assets not held by WS Financial Senrices. Certain assets are not head by the f inn and not wenn the Frm's possession or cannot These assets are deployed on yos statement fa infernal:anal purposes My. Positrons and values presented are provided by lhe issuing fern UEK F nano' Soots is not responsible for the ntormaton ad &es not guarantee as accuracy. these assets ate not protected by SEC or the Frew's supolormstal CPC coverage • Revenue sharing and additional compensation. — an &Union to tornmesons an sake and 120- I lees received n corned inin with the distrtacon of mutual lints to our dents we adder our anyone recent everts Own, payments from drsta•Acrs ands adman of the rrutug funds that we sell. These thorns are based on two different components: (0 the nay of sales by IBS of a particular nanual find family to our clods. and 60 the asset vats of a Patten's rnAttal fend 1r4', shays held at the hen — We and our affiliate also receive mercenary and omen processing lees in consorters for transfer aged services tar we prove* to the mLeual funds These fetes generally re paid from Mentor assets n the mutual hand and are a faced dolls. arcked bawd on the meter ol accounts at the broltendealer holdng nuked kends of that told faintly - n addition to cam ics:am nxeived in connection with the sale s eistrbuten of amity <attracts and unit nwelment trust tents to our orients. we ardor es MISS receive revenue shying comomaton from nary of the ittarKe<cmpalies undwweirag CONFIDENTIAL the sinewy cormads, Alwates of the entrance companies or sporran of to snit invenment woe urn castrieute - In addition to commissions recered (flan the caches* and sale of Next/Ares fads. we ardor err affiliate recess an asset-based revenue :Wring porn lean NexiSlures diarbaces, as well as larding fa *chock% demesne training and abdication. — Our if dales also wee* tradag conmss.ons rd other compensation fromreuse funds and insurance ompenies whose products we Subs. - We recent re mat fee born ($5 Bak USA red LEIS AG Stamford Brach of up to $25 per account sweeping to the banks under the LAS Bari Sweep Program Activity Informaten regkolng CCMM6SOIS and other changes incurred n connection with the ex...au:not trades, indadng option transactions has been redacted al COniernItiOre previously furnished to you, axe yell be Preened to ou promptly on moot. Short seeing If you se engaged in short selling a souray, you may incur a charge dae tooftenboning cons for that pal kulat seathy. 0p.m:seders Residing open or loodnecancethdt ceders that were not rmarand by the swarm date, open buy and set stop orders we reduced by the rare of dmdends rigks on an vedividerds or eetrAhk :Ste unless winded °theme* by you. vat me respanbff for orders that we executed die tortes nature to cancel "Ming Men orders. Primacy To obtan a copy of err wont Client Primacy ka:cke. please contact your Financial Adder or visa au webute atenwstennembeivenrwo. - 1. $ Financial Strikes is not a bath. The RMA, Boons Seniors decant SSA arid IRMA are brokerage accounts which prude access tobanka services and products araiges arrangements with affiliated barks and other Ihielparty banks, and provides access to Mine and amt aty products issued by staff dialed fhidtpaity rearance comperes throc* insurance agency straideres of IBS Financial Motes ix. - hmegnent irourance. and smutty prodacts - Plot CDC Oared • fito bank guarantee* May be vela — WA. Roam Management ACCOOT. Business Seems Account BSA. IRMA and international Resource Management Meant are *gni seed 'erect marks 01 LEA F runnel Servers IN. - VISA is a registered wowed owned by Vita thernrional SenkeAssocetion and used under [cense. The 18$ Visa credit cards and the LEIS Visa debt cards are awed by WS Bank USA with permission from visa U 5.A Incorporated All otter trademarks, registered trademarks, service mats and registered senate marks are of their response can:lakes UPS Fivancial Services Inc Rev 201711 SDNY_GM_00027665 EFTA_00138285 EFTA01278894 SUBS lies financial services Inc- Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Chle70056936990518xe set o Resource Management Account May 2018 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL. BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account number: Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account O RMA ReSOuraline at 800-RMA- 1000, account 029328776 on April 30 (5) on May 31 (3) Your assets 761,445.00 760,794.00 Visit our website: www.ubscomIlinancialservices Your liabilities 0.00 0.00 Value of your account $761,445.00 $760,794.00 Items for your attention • Our office at 299 Park Ave, 25th floor will be moving to the 26th floor on May 18th Our Branch phone numbers and your account numbers will remain the same. Tracking the value of your account S Thousands 683.7 726.4 761.1 760.8 • 2500 Dec 2015 Dec 2016 Dec ki 7 4012018 May 2018 Member SIPC Sources of your account growth during 2018 Value of your account at year end 2017 Your nveStMellt return Change in market value Value of your account on May 31. 2018 S726,413.03 $34,381.00 $760.791.00 SDNY GM 00027666 75004S Pit101 6 CNP7003050056900a9m7000192652 00035 0518 030S CONFIDENTIAL EFTA_00 I 38286 EFTA01278895 SUBS Resource Management Account May 2018 Your account balance sheet Summary of your assets Value on May 31 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 760,794.00 10000% F Commodities a co 000% G Other 0.00 0.00% Total assets Value of your account 3760,794.00 $760,794.00 100.00% Account name: (,,ia/4 • Friendly account name:Indy Mdr n - Account number: Your current asset allocation Eye on the markets Index Percentage change May 2018 Year to date S&P 500 2.41% 2.02% Russell 3000 2.82% 2.55% MSC I - Europe, Australia & Far East -2.11% -1.19% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2018 3-month Treasury bills: 1.91% One-month LIBOR: 2.00% 0.71% -1.50% Your Finandal Advisor. SCOTT STACK MAAILYLE CASRIEL 01P70003005690690 NP7003192652 00005 0518 03057 5°GinG4-04:027 2 of ebige 6 CONFIDENTIAL EFTA_00138287 EFTA01278896 UBS Resource Management Account May 2018 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account n ' Account number. May2018 (S) Year to date (I) Opening account value i al ige in market value $761,445.00 $726,413.00 -651.00 34,381.00 Closing account value $760,794.00 3760,794.00 Summary of gains and losses Values Nomad below exclude products 101 which gam andlosses ale not dassified Realized gains and losses Unrealized May 2018(1) Year to date (S) gains and losses (1) Long term aoo 0.00 110,794 co Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives m important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment etigibikty conderation None selected Your account instructions • You account cost bass default closing method is FIFO, First In, first Out. Your Financial Advisor: SC "I STACK MANLYLE (.A)Ri EL Y GM 00027668 OW70OO2OO5693691 NP7003192652 COCOS 051803057`004 Pegs 3 of 6 CONFIDENTIAL EFTA_D0138288 EFTA01278897 $UBS Your notes • a s CONFIDENTIAL EFT,0013E289 EFTA01278898 *UBS Resource Management Account May 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name Account number. Some prices, income and current values Sherd' may he approximate. ASS *NO. gains aid losses may not be &armlet refleded. See Assonant intaratanon anout your statement a the end 01 ins documeM for more Infonnanon. Non-traditional Private egUty funds, wedge funds, and Other investments are held in yOur UBSFinarcial ServiMS inc. (UBS FS) brolerage account. the positions reported below reflect the recceds of the issuers, and UBS FS Aces rot garantee the LK( wag of the Idom.:Pon The vdue shown is not necessarily the value you would receive from the issuer if you sd the assets. Funds actively sdd by u Bs PS ate subject to ongoing due digence, dthough the level performed may vary A dosed fund may be subject tonoongoing digence A fund that you purchased elsewhere may never hare been subject to UB5 FS dlige nee. although UBS FS may receive a let from l lie funds manager, which may COttelitule a MkOilly Ol the rilanageMenainiCentl* lee. Please contact your Financial Achnor with questions. 'Est value per unit' is an estmate of value supphed by an independent valuation inn and reflects alustrrents for factors such as the IgurcIty of the units. Hedge funds tacking ALPHAKEYS MILLEN FND BROKERAGE ,NO 4130118 Trade date: Purc 'WOK& taxrber Average pace of shares per share (S) Clot investment (3) 650,000.00 Your N nandal Advisor: Estimates OF value swopied by Issuers of certain cvograms Minch are gene ray 'net asset value' estenaMS) are shoed, as ' issuer est. value per unit'. For PflVde equty f unds, • Est. value per und• is a %clue updated quarterly, based on the Net Asset value NAV') in the fund a of the date spedfed. °gusted0y acting ca ital calls and subirecting dst noutions Once the NAv date The Nov is primarily based on estimated portfolio varies monad by the underlying fund sponsor These Iwo Mires may vary because of differences In the way they were estimated and because the • Third party en. value pet OW' may have been predated cosh. OM of finaNial irionnnon other than yeaf•end Retooled estimates ma/ not reflect resale. liquidation or repurchase vdue, a any, and may not reflect dst phut ons of oval untl the next valuation is reCerted, generay on an annual or serni.annua b6US See Important infOnnabbn afoot your statement at the end of this statement. Cost Pace per shave oasis (1) on May 31 (S) value on unrealizedMN investment HdOng May 31(S) gaillor toss 0) return (5) Period 650,000.00 1.000 760,794.00 I 10,794.00 Your total assets Nowt/111%0ml Hedge foods Total 5760,794.00 Value on May 31 (1) 760,794.00 Percentage d your account 100.00% Cost Estrnated taws (SS annual inorrle (11 650,000.00 unedited canoe losS (t) 110,794.00 100,00% $650,000.00 $110,794,00 C HP70003305693693 NV7003192652 00005 0518 0305 CONFIDENTIAL SDNY GM 00027670 7500 Page S of 6 EFTA_00 138290 EFTA01278899 *UBS Your notes "" =====a 1 " r G ono2,69.. 6 06 CONFIDENTIAL EFT,00138291 EFTA01278900 Important information about your statement Financial Services ex. (the Firm or OBS Fnercial Straka). is a moan of all principal acuity, ccmrrothey and cptia exchanges. UPS Financial Saints and 1.85 Balk USA ere i-died subsilones of UPS AG and *Inas of UES Sautes LLC. The Fim's I hanoal statement a available upon recast. The Fines exennee off kos a-• a. UBS Financial ServCeS It. 1200 Harbor Boulevard Weehawken, NJ 07086 This gateman represents the only official record of you' LBS Financial Singes account. Other recads, tape official la. document contanng contlidng data should not be relied wan II you believe thee is an era or omission please report a n yang to the Branch Manager of the afire wvig your account. Allthaep al fiats tam re intended to be accurate, statement data gicukf not be used a tie purposes Rely solely on yethend tax Fames (Le • Form 1099. 5498. 10425. etc) when Drepathg your lax return. The Fim required by taw torah to he IRS alterable decant.. wportabb ranutobk anima and uxdok Merest end on fen/gin held h you account net proceeds on see trreact ore, ad con basis on certain covered saran. Cavoralatkins with thee Firm • Please mania ay oral correancatens in wring to further protect your rit4s• mdudrg your rites utter the Seo_Mies 'nectar Protection Act ISM • If thefin/ma ithitution an the top left of the frag of this stemma isnot LBS Enna Sates, LBS Feancial Senecee carries you vaunt as daring brdcer by arra-gement win the edcated insteuton We in you of this relatcnshio "AVM you opened this axon. h the cast your krth aid wallies a located a LOS financial Seats and rot estothceg braer. and you nut make a ran of any error or omission to both firm, • As dated in the account aggements, you must roily us of any etas or rand erasing decks reflected on yOur statement within 30 days nee was mailed or made Baas. • Please died customer complaim or ixpiies to the Pim% C fent Rations Department X201-352-169) or toll-free at 8020-354-9103, 8:CO A.M. to602 P.M. ET Monday through Frday, or in raging to UBS m anual Senile P t. Client Relations Dew/rat P.O. Box 766 Union Ciy, NJ 07007. • AO slaernents shall be deemed complete and accrete if not objected to in writing within 60 days • Fa TT' services_ Call 044412 0986 or fran outside the US.: Cal 201.352-1495 • h area of *nets or opestian about in acetonic knob transfer OFT). bk prawn or UPS Wats/Mit card transactsons, call $20-7E2-1000. a wile to UPS Fimnoal Moines It,, 1000 Hata Blvd, 60,1100,, eaelastenn NI 07086, Atth RIANESA Sevat, Cal a ate as soon ayes., can, if you theft yes statement or receipt is wag or .f yeti need more Homan abort a transfer on the statement or recept. The Film or Card bar (as awkable)mon hem I rom sou no later then 60 days alter the fa sent you Us list statesmen on With the erns or Problem athered. - Proved. yotr name ad xcant meter (d any) - Cosa))e the error or the tanner you at inure about, a-deafen as clear as you ca why you believe a is thaw a why you need more Haman - hosed. the doter amthnt of to suspected era. The Finn or Card issuer wil Sempleyour complied and sett coned thy emir promptly. For alleged eats enolving UBSVrta•clebil ea-dna-Gatti:cm if we take more than 10 but inns days to does, we will credk yea sawn for the amount you think 6 in error. so that you wel have the use of 0-e money dunng the tint n takes us to complete our Castigation. Please mike all checks payabi to the Fern or the Basal insteutisn mated on the halt of this statement In addition to nods swan las, accounts may be object to mai-genre lees, chages for late manna kr securities purchases and charges ke unpaid &mugs n cash accounts Accounts that are transferred to other instaans may be subject to a tanner fee. UBS Sweep Options 1165 offers options for weang cash balances to bale depose accounts al non-aff diked bats ad a ligned banks, money Markel mutual f unds (Money Fuld) ad ** Henan:nal Dena Arran (DA) fa cuttanort will al International Won Management Accost Deposer account al UB5 Bak USA arid non-affiliated banks panicipatng n the UB5F0C4nskred Deposit Program ere IDICiimured n accordance wan MIC ales. For no. hainata, please visit van f dic.gov. Deposit accounts at UBS AG Stan, ord Brand, and shags of Mora Fuxb are rot egad by the FDIC. Through the DA, cash balances n swept to deposit accounts at UBS AG New yore Brarth and UBS AG Caytnn Branch. These deposits are not insured byte FDIC. Balances held at te LES AG Cayman Branch are temp:only (noosed to the sovereign rat of the Cayman bath and there is nog...Rena or °thee obligati of LB'S AGM repay the balances while on the UBS Carman Branch's books. Bank deposits are not protected by SMC . Money Fund shires we protested by 51K. See Financial Sinai Account Fraction' below. Leansour request, bat:axes n the bane depositsmew be winclawn, and shaves of a Mthey keg may be Irtainfttect and tie proceeds retuned to you a you' secretes aCCCIall keener ilormatca about available rap options, rasing current ;Mall rale and yields, a available at www ubs corrisrmeethrel* from your Frain Advisor or by calling 920762-100D UM Financial Services account protection The Firm is a mate of tie Seweits hyena Protection Corporation (SIPC), Mich thane securities oatonws of as members a to 1500,000 (licks:kw 1250.0X/for thins for oath. Eaftnatay brochse available upon rapist or at raw. sec.wig The SVC asset protection limin apply to all xccikres that you hall in a particular capacity. the Faint together path certain aff nate', has also Paneled mammal inmate the mai mum amount payable to at ekabee clam, collet...fey under this protection is S500 million x of Decerdwr 10, 2016. Sdota to the oak-you-dila and Imitations, cash at the firm is further protected to up to $1.9 million n the aggregate ball your accounts held n a paaulat capacity AM copy of **poky wadi-9 is ailable aeon request. Neither the SIPC protalch nor the ftewhrmental rotate:in apply to: • Certain frontal assets controlled by (and ithafed your account value) but held away from UBSFina-col Seats For exude certain (i) insurance pot its, including wadable enmities, and 00 shares of nasal funds registered in the name of the account holder on the boots of the issuer or transfer agent), • Imatment contracts or Manna Merest; (e O. limited partnerships and private placements) lhat are not registered under the Securities Act of 1933; • Commodities contacts (e foreign Inclunge and pracus metal contracts), mcludirg futons contracts ard commodity option contracts; and • Dacia accounts (except cenificates et deposit) at L135 Bags USA. UBS AG U.S. branches and banks n the FDIC ensured Deposit Program. The 51K protect on and the suppanereal protalth do not apply to than assets even 4 they otl-emise appea- on you statements. The SBC orotecten and the saalemental protection do not protect against changes in the tel vela of you investments (whether as a result of nutlet movemint, issuer birkruptCy Cr otherwise) Dividend Reinvestment Program (DRIP) Me pike reflected is an average pike. You may obtain the actual prig Mom yos Fart ial Advisor . Only whole shares are purchased under DRIP; partial shags will be sold ad the cash wit be deposited es your account fi e divided rerwestment price applied by the rtsuer may tiler from the mule prte at which the panial tares re sold Cashalieu CnN whole urns may be ea n you account. If you at entitled to • pal irt is a result ol • thiderd pameni a otherwise. the Firm WI either sell panial snits at meat price a accept an small detained by a registered cleireg agency, ad credit yes account. Investment objectives The investment objectives aid risk profile are spear to each account and may vay between you accounts. Pause advise the Finn prorrptN in sorting d ay mita change in you financial situationor investment obtain For each sward helk you choose one of the (cloning investment objectives: • Produce Ccerenancone: Investments seeteg the generation of nccmeork CONFIDENTIAL • Achieve CapreaMpprecation: Investments seeking growth d amass' rather than the generation of income. • laroloce Comeenation of Meow and Cameaf Apprecia*n. Investments saki? both the generation of nccme and growthof vita:al. Overall risk profiles • Canasta Seeks to martin nilid plc pat with low rash a-d volatility to the accord owat even el that means the Kama does not generate significant income a rears arid may rot keep pace with inflaten. • Mean* Wiling to accept some rids to principal ad tolerate same volatility to weft hitter returns. • Algtvessioe: Willeg to accept hip risk to pincipal and high volatility to seek high retums over time. • nmestment Elgthely Comdata: If selecteci a portion d the portfolio for that account may include complex quagga linked licsoicity andante.. volatiky. Statement •householding• We may consolidate al related account statements with the saw address in the same envelat gig. because they have others who ago maintain joint awn relationshfos wets other dents at the sate address. If you welts to retire indiedual statements mailed 'n wane inalcoes, you maydecline Maisano by carting your Financial Achnor Friendly account name the Badly account name is a cussmveabie'ni tisane' chosen by you to assist you with your reccedkeeptg has no legal effect on your account You can cha-ge your Badly account names, through Onine Services a by antacling yes f Financial Admscr. Account overview • Yak" ofgoss accountepornta lea of assets aid lithilites • Assets_ Includes sealable cash balances, valesfor restricted security (est), and Global Time Departs, amazed Math le market, and amen assets not held by the Fem. Does not include unpriced Ofturitielairat at the end of the Wor and arrent statement genets, cr prate easements. ka vid stock options ad arcade stods anions • Dances ectscles debt balances, cutsta-deg margin loam, credit shon accent balance. • Cathkamy balances. Total of stamina avalaba cash balances, pin depat balances at affiliated and nonaffiliated banks, ininxney mate mutual kid weep balances, re the cbse of the natant period. Nth.cortimodity craft balances in sox accord ere not segergaleCI from other balances and tta Firn Fria? use any of these funds lei the ordina-y course of its business These funds are congas* won your derna-d. The total is noLded in the Ctanill period dosing eke. SDNY_G M_0002 7672 EFTA_00138292 EFTA01278901 I m p o rtant information about your statement (coilunued) Lerideig information Foe Orland in' °own nn on the lenis lenden pradras and deckdrek refer to your Cleric Relationship bailment or Account Agreement ard the Central Jere and Conditcns LEG Statement of Credit Practices available in Agreements and OotIosures ▪ ub• comircauntclacloreti Your assets You statement demon securities rid other assetshell in the accord al the end of the statement period You may rt. for *Wen o 'Say paid sauntiesai ay time. You mar receive secunlies used as loan cameral after piing any balance dm on them. Any securities Ira dented to the FM doing the statement penod are feted at market robe as of the end of the statemere • C • o Cost base. cur deternming the cost haus of the securities indicted n this qaximent 'Aber* indicated rah the hurts -1,. Les cut Sennces Nis reined cn information obtained from sources other than US$ rcludirg nearnstion from fins Or that you may haw provided to MS Finsvcial Adisor The Firm does not irdeperdently verify a guarantee the actuary or validity of ay dammon provided by sodas other than LOS Enthrall Stewed. In *Work •Ahaugh LOS Runnel Seances drably updates this Marneen 'see received, the tem *es not prom* any assurances that the Mattison se "Cost base- and • Urrealded gad loss' 6 accurate as of the date of the statement. As such pease do not nely on this rdaynation to trek* peschase or sale decisions, for tail:a:F*3cl CO Accounts transferred to the Fim may reflect gars. loss nIcrinatith only fade period tine they are held at Ilk* Font More histomal information can be added by you Financial Advisor • Unrealized garasfiosses Nttn data is mailable. eanwed ',realized gardlosses are calculated fa ridvadadl secuty lots. The transaction data fa hdrvittal lots may or ma/ not reflect commosens. charges arida security reorganitai en owns Dividend and other firmament lots and systematic purchase Ids we each centred to dispLw one averaged lot. The • trade date columnpresents the canna' transaction trade date • Callable searkies Bonds and preferred stock that the issuer cats for ea redemption wit be selected riparteally by lot from among at sesames of that issue held n our name or n nominee Nene fa Cu' clients- Call tenure Monasteries otslaned from third patios and es accuracy is nal 9,saranteed Other call features may exist which cord affect *XL complete niamalon will be worded upon request • Cedificates of deposit (CDs). COs are FDIC nsured up to $250,0)0 n pine al and accrued interest per depositor ani per depository instnlizes n accordance Wit FDIC nioS. • Primeval& Prices dispLadd for securities and other maxis may be higher a Sower than the me that you would actually' receive in the nude. trees se cbtained horn various Pseud pal, source. winch we baleen be Sable hew d ot guarantee thei accuracy - We generally use the china price Men amiable a the nun of the bid and ink prices Ice toted securities and optics's or ony bd prices la OTC securities. - Less *they traded securities maybe priced usn9 a valuation model or the mod recent price we &limed and may not reflect an actual owlet price a van - Certain pont ions may appear without a pica and will tow ae 'price was not evadable' d we we unable to obtain a once for a security. - Deposes or smote, denominated inown-cies outer thin U.S dollen are reflected at the eehangt rate as of the statement date — For amain securities vain; in nonconforming denomi-donn prce and quareily (lace wake) may have been adfusted to facilitate papa valuMen. To Wain current tantalite's, when available, anted your Fruncial Adder • Private investments and tthictured products. Private reestment StClnletS (noLedre drect pstripalcn program and teal estate noestment trust ensiles) and stemmed &abets ore german, hilly ificsnd Certan aructued products ha* not been registered with the Securities and Exchange CanrntSAn Or under any Stat. securities last We provide *ranged robs for pnvate nvellItyM vase*, rid structured products for Morrreeicrur pupates only Accuracy is not guaranteed - These values may differ sLbstantialey from prices, d any, al Moth a prerate mestment security a structured product may be bowie or sold and do not noon'sank' rottOsaril the value you may receive upon lioddaticn. - Thin] party enemies of retie are as a a certain date and are suppled to UBS Fnarcial Simms on a regular bash by an independent Yakut' on I'M,. - Muer, antral paint. or sponsor estinated rakes. ii any, are applied to the F en by the mad, general palm( or sponsor and may be cakurated based on &leant of omation Iran that used by third parties to derive her esimard vaiAl - You can obtain added.* information regarding the methodology used to determine the estimate of value ad the dale of the ilainahon that tithe basis la the estimate by contacting your Chancel Advisor. - Thid party estenaeed vales may be reflected as 'Not priced' n several situations when an rdeperdere valuation Inn has not supplied a is unable to assign a va.., warn we become an.. that a nutria] event has occurred the may call a Vanattay reported value do question, or when a value would be highly speculative due to the nave of the security. - When neither an ester, general panne Cr sponsor estimated valor nor a thidrathy estimated rake it mated. the value of the sects ity will be deferent from is ruchase price. - •Disithutions to dale' may nix* return of capital. ream or both. • 'Original unit vre' represents the initial offering axe per unit and may not reflect you cost basis - OPP and tatted RUT secules are not listed on a national securities exchange, and are generally and even a they can be soil the price ,,eivtd May be less than the pee share estimated tae crowded n the accoss statement. • Ft's-traded securities Restated murales gintralY are rot rummy Mgt* tor DOAK sale LOS Firuaroal Services uses the market price of the ulleftntted stock of tee same ester as an mputed value for the restricted stock !or putporn of the steonont on4r. To the awn that restricted secuees are arable lot sale, the vakc rec./redmay be substantoly less than the moped vale shown • Est. hetinted) income. current yields and rates. An emirate of anal 'nave is bawd on current dvider4 and detest rain, assuming the satiates will be held for one yea from statement date or until maturity This estimate a any a guideline. accuracy and colinued extent are not guaranteed — Estimated anal ixorne and current yield for cenan types of senatestoad nclde a :elan of princpal or capealgans n which case the est income (text current yield would be overstated. — Estimated anal income an/ current yield and the actual Same and yield night be lower or higher than the estimated themes — An estimate of annualde4 income (dividend anger interest) dialed by the careen rniatt vandaverage balances based on the Lan dividend or Merest payment mode by the issuer and damn the seosibeRdeposts will be held for one year Iron. the statement date or until malady. Accuracy and (emceed yield et not guaranteed. • Mans not held by OBS Eisend* Services. Certain assets are not held by the F ml and not wain the Firm's possession or control. These assets are deployed on your statement fa infortnatend purposes My. Positions and values presented are provided by the issuing fern USS incased' Streets 4 not responsble for the dommon ad does not guarantee its accuracy. these assets are not protected by SVC or the Frm's supplemental SAC coverage. • Revenue sharing and additional compensation. — h actdahon to comes:re on sales rd 12b.l fees received in connection with the &wheaten of 'ewl funds to Oil dents we axe' or our affnale mem revert?, Ihng payments from derbAcrs ardor adman of the mutual funds that we sell. These anoints are based an two different comporems: (0 the snout of sales by LEIS of a particular rnrtual find famiy to our <lents, and 601e asset valm of a parietals nylUal fund f th y's shares hal**. fern - We and our affiliate also receive retriodrig and annbues processing lees in comicleation for transfer aged services that we provide to he MOUS funds These Ices generally re paid from Mester assets n the mutual fund and are a toed dolls. arose based on the rumba ol NCOLMIS at the broker-dealer holckrg MALI funds of that lad family - h aditen to ccenmicskns received in connection with the sae or cistrbuten of arnuityothlracts and unit investment trust unts to our dents, we ardor or *Kale receive reverue sharing concensation from many of the Murtha companies unclerwarlivj CONFIDENTIAL the annuty core:ads, Alibates ol the insurance companies or sponsors of the unit investment vie (Wit:Ott. ▪ h addition to commissions received Iran the caches& and sale of Nexthares lads, we ardor or affiliate recem an asset.based revenue :haring parent from Nevl$h dittattilors, as well as furding foe kedrackpy drachmae. tranng and education. - Our if dates ate raw* tradrig ccarnesons mud other compensation from:1%4u-* funds and MOAKe companies chew products we Mabee. - We recent re mual f a from LOS Bade USA a-4 LEIS AG Stanford Branch of up to $25 per accord smeming to the bash under the LOS Bark Sweep Program Activity hibernation regmdng CCOIM5SOIS and other charges incurred n ccnnea en with the examen of trades, isdicIng option transactions has been incbded confirmations previously harnthed to you, and wit be Provided to you prcerptly on newest. Short selling If you are engaged el that selling a securay, you may incur a charge due to actin bonowing cons for that Pal MI, security. Open orders Re9Oldng open a • Tallikancyllecr adios that were not emeand by the &tared date, Open buy and sel stop orders we reduced by the amour of dmdends a rights on an veduvidends or exaghh dare units instructed otherwise by you. You se mixer/We for orders that are executed der to you Inure to cancel rmtel9 open orders Privacy To oaten a copy of out current Client Privacy WM, please context your Financial Advisor or vier acv webute ai Inver rifit mrnrefivaronfey. - UKEnamel Sanas is riot a bark. The BMA, Business Services Account SSA arid SMA me brokerage JOCOISIIS Mich porde Jaen to bank ol.g procan Ascot arrangements with affiliated bats and other thhcaparty banks, and main access to nuncio and amity products issued try unaff eased third-party ettaa-iCe companies taro.* iny.eance agency sandurais of LBS Financial Senses Inc - emistriwnt reurance, and ernuity peochat — Not CDC issued • fueo bank guarantee* May Me vale — WA. Resource klarmaenent Account. Business Services Account BSA. IRMA and international Resource Management Amide se tegel reed service marks 01 Lek F rains.* Service, bc. — *GA is a registered madman, ousted by CM hterrelerel Sensce Association axe used under [cense. The LEIS Visa credit cards ad the LOS Visa &be cards are sued by WS Bark LOA with permission horn visa U S. A incorporated All other Vadimarks, registered trademarks, service marks and registered service maks are 01 their respedme coal:Ones • Fflnciel Services Inc Rev 2017II SDNY_GM_00027673 EFTA_00138293 EFTA01278902 SUBS WS Fele/Kral Services tic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70066358830618 X12 VI 0 Resource Management Account June 2018 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. MillenniUM Account number: Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone 212.821.70001800.30&3140 Questions about your statement? Call year Financig Advisor or the Value of your account RMA ReSOurCeLine at 800-RMA-1000, account 029328776 on May 31 CS) on lune 29 (5) Your assets 760,794.00 770,023.00 Visit our website: www.ubscorrefinancialservices Your liabilities 0.00 0.00 Value of your account $760,794.00 $770.023.00 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WNW. annuakreditreport.com. Tracking the value of your account S Thousands 683.7 726.4 760.9 11 7700 • 250.0 Dec iois member SIPC Dec kl 0ec 20i 7 May 7018 run 2018 Sea ran of your account growth duriag 2018 Value of your account at year end 2017 S726A13.00 Your investment return. Change in market vaue $43,610.00 Value of your account on Jut 29. 2018 $770.0500 SDNY GM 00027674 CNP70301006635883 Ne7000306430 00005 C6I 03057SONMI c000 ►ap 1 of 6 CONFIDENTIAL EFTA_00 138294 EFTA01278903 *DUBS Resource Management Account lune 2018 Your account balance sheet Summary of your assets Value on lune 29 ($) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 770,023.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 9770,023.00 $770,023.00 100.00% Account name: Friendly account name- , • Account number: Your current asset allocation Eye on the markets Index Percentage change lune 2018 Year to date S&P 500 0.62% 2.65% Russell 3000 0.65% 3.22% MSC I - Europe, Australia & Far East -1.19% -2.37% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 29, 2018 3-month Treasury bills: 1.87% One-month LIBOR: 2.09% -0.12% -1.62% Your K vandal Advisor. SCOTT STACK MANLYLE CASRIEL C81,70003006635e84 NP7003305430 00805 0518 0305750Ot nlyy_Ght 000276fte 2 of 6 CONFIDENTIAL EFTA_00138295 EFTA01278904 *UBS Resource Management Account June 2018 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account naine:Indv Millennium Account number kne20I81S) Year to date (1) Opening account value $760,794.00 $726,413.00 Change in market value Closing account value 9,229.00 43,610.00 $770,023.00 $770,023.00 Summary of gains and losses vsues 'coned below exclude products for which gals andlosses are not Classified. Realized gains and losses Unrealized lune 2018(8) Year TO date (1) gains and losses (1) Long term aoo omo 120,02300 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change thorn, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in fmportanr information about your statement at the end of this document Your return objective: Current mccme S capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty cans:decal:on None selected Your account instructions • You account cost bass default closing method is FIFO, First in, First Out. Your Pi nandal Advisor: SCOTT STACK MAMME CASRIEL SDNY GM 00027676 Crieno0FOOSEaSRSSNP7003305430 COCOS MI 8 030579004 CONFIDENTIAL Page 3 of 6 EFTA_00 138296 EFTA01278905 *UBS Yournotes clOonsomeaseeenincemoSuommomore”. sNy Gm .02,... a a 6 CONFIDENTIAL EFT,0013E297 EFTA01278906 *UBS Resource Management Account lune 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indy Milennium Account number. Some ones, income and current vanes Slidell may be appitorinble. Asa result gains and losses mar nal be &widely refkaed. Set Aperient inroneefron about your statement a the end of ths dacumem for more information. Non-traditional Privet eguty funds, Hedge funds, andOther inwstments are held in yOtt U8SFinarcial SPMces Inc. (UBS FS) broilers:, account. The potions reported below reflect the recceds of the issuers, and UBS FS cbes not garantee the acc wary of the I riormaton The vaue shown is not necessarily the value you would etc° ve from the Issuer if you sd cl the assets. Funds actively sdd by UBSFSee subject to ongoing due digence, although the level performedrray vary A dosed fund may be subject to noongdng digence A fund that you purchased elsewhere may never have been subject to PBS FS dllgence, although UBS FS may receive a fee from l he funds manager, whichmay constitute a macnIty of the rnanagemenaincenti* fee. Please contact your Financial Achnor vath questions. ' Est value per unit' is an estimate of value supplied by an independent valualion inn and reflects altustrrents for factors such as the lquidty of the units. Hedge funds Hcldng ALPHAKEYS MILLEN END BROKERAGE MO 931118 Trade date: Purchase owe Norrter Average pace of shafts pet share (S) Client investment CS) 650,000.00 Your Financial Advisor: SCOTT STACK MANLYLECASRIEL Estimates Of vaue suppled by issuers d Cola n Ceograbs (vrfli(h are gene (sty 'net asset vaue estimates) are shown as ' issuer est. value pet unit'. For PiiVde equty f unds, 'Est. value per unit is a vaue updated (tumefy, based on the Net AsSet value NAV') in the fund as of the date sped fed Auskd by racking coital calls and sad real rg dslnbutions 9nce the MAY date The NAV is primarily based on estimated partblio vaues provided by the underlying fund sponsor These two values may vary became of differences in the way they were estimatedandbecause the ' Third pare eft. value Per unit' nay have been prepared come bests of financial irionnaton othei than year.end Reported estimates mar not reflect resale, liquidation or repurchase vaue, if any, and may not retied dst ebutions of cqpiral until the next valuation is rebated, veer* on an annual or serrtannual basis See Freperrara inleraraagn detour your steremenr the end of ths stettmeM. Cost Price per share basis (5) on Jun 29(i) value on unrealized0M rinemment Hddng tun 29 (5) coin or loss (S) return (3) period 650,000 00 1.000 770,023.00 120,023.00 Your total assets Value on tun 29 lb PeKentaged Cost your account 6516 (5) Estimate' ()Waned annual income (Si gain a loss (S) Non'trad'itional Hedge feeds Total 770,023.00 5770,023.00 100.00% 650.000.00 120,023.00 100,00% $650,000.00 6120,023.00 SDNY GM 00027678 OrP7C003006056:97 Ne70033C6430 COCOS C6I e 03057S004 Ptge S a 6 CONFIDENTIAL EFTA_00138298 EFTA01278907 *UBS Yournotes CONFIDENTIAL EFTA,B11299 EFTA01278908 Important information about your statement U3S Fiancial Services nc. (the firm or UBS Fnercial Strikes). is a merrber of all principal %eerily, ccmrrodey and cobra exchanges. UBS Financial Seniors and 1.8$ Bank USA ae i-died subsilenes of UPS AG and alba-esof 1185 Season LLC. The Fim's fawned statemert is available upon recites,. The Fars extoate alias re a. U35 Fina-col Serrces 1200 Haw Boulevard Weehemken, NJ 07086 This statement repesents the °thy official record of your U3S Financial Services account. Other wads, eked official le. documents, contanng cornicingdata should not be relied Loan II youbathe thee is an era or omission. please report amebae n writing to the Grand, liana: al' of the office wvig your account, Allthoup a live.' thew re intended to be accurate. statement data thrukf not be wed fcc to purposes Rey 'debt on yerand tax kerns, Ge , Form 1099. 5498. 10425. etc ) when Drepathg your lax return. The Fim required by law to real to he IRS enterable dividends reportabb roritaubt o, and and uuble event end on fatuities held n you account net proceeds on sae tramartire, ad cod basis cn certain covered seosaies. Owearanlatkine wild's, Firm • Please reconfirm ry oral corrowncationt in v.e-eng tofurther protect your rills, indudrg your ridis utter the Stosits Investor Protection Act (SPAT • If the financial beitution cis the top telt of to front of this stemma isnot LBS Entrada Strokes, US Financial Semites carries you =aunt as during bucker by arra-come win the rckated instautai We in you of this relatcnshio When you opened this axon. h the cast your hia and sealties tre boated a LOS financial Services and rot the ritolacig brae pad you nun make a war of any error or omission to both firms • As deleted in the account ad-emelt% yw rust ready us of any enoes or Laud Solving decks reflected on year statement within 30 days after t was mailed or made wakes • Please diect *worrier complabes or boats to the Film% C Fent Relatkns Department a 201.352.1699 or toll-free at 803-354-9103, 8:CO .A.M. to 6 CO P.M. ET Monday through Frday, or in wag to UBS Fe-uncial Semen frov Client Relations Depairnet P.O. Box 766 Union C ky, W 07067. • A 0 sitements shall be deemed complete ad acoste if not objected to in writing within 60 days • Fa TN services Call 044-612.09,36 or from outside the US.: Cal201.332449S • h caged *nes or epestian about an Mechanic knit transfer (Ff). be panned a UBS Veadebil card transactions, call E03-762-1000, wane to UBS Fnanoal$enices Ix., 1000 Harbor Blvd, 6th floor, Waildvaan NI 07036, Ate% WANES& Senket, Cal a pate as soon nye, can, if you thrk yet statement a receipt is wag or 4 you need more I-domain eau* a transfer on the statement or recent. The Firm or Cad Baer as applicable)must her I romyou no later then 60 days alter the F rm sent you the list stain on with the erns or Prthlarn aoemrd. - porde yotr name ad accent nteriCtr (if any) - Casaba the error or tie trawler )Cu at UTAIre about, a-deaden as dray as you can why you believe a is an neer or why you need more reformation - Providethe doles amotnt of the suspected era. The Finn or Card Issuer we rwestgete your emplane and vial correct ry war promptly. For alleged enon involving UBS Vat debit cad transact:at if we take more than 10 data inns days to &this, we will credit you axon for the amount you think es in error, so that you wt haw the use of the money during the tine n takes us to complete our iwestiption. Please mike all checks payabt to the Fern or the lihnml inanian (tested on the front of the statement In addition to ngtkr aeon fen accounts maybe abject to mart:maw lees, Wages for late barren kr securities purchases and charges kr unpaid intuits n cash accounts Accounts that ye transferred to other instaaons may be subject to a Vander fee. UBS Sweep Options LES ober, options kr sweepng cash balances to bads depose accounts al non-aff need bats ad Stated banks. Wale/ owlet mutual f unds (Money Funds) and she Hen:di:nal Dread Accart (CA) for custaners with an International Rescue, Management Accost. Depose account al UBS Bak USA and non-affiliated banks panicipatng n the UBSFDIC-Instred Deposit Program are FDIC-insured in mead:rice with (INC isles. For more renunatbn, please visit wow . f dic.qpv. Deposit accounts at UBS AG StamfordBranch and chats of MoneyFut are rot nosed by the FDIC. Through the DA, cash beanies re swept to deposit accounts at UBS AG New von Brardn ad UBS AG Carnal Branch. These deposits are not inured byte FDC. Balances held at tie LES AG Cayman Branch are tenkaany teased to the sovereign or* of the Cayman blinds, ad there is nocturne or other obligation of SIBS AG to repay the balances while on the UBS Cayman Branch's books. Be* deposits are not protected by 9PC. Money Fund Owes are protested by 51K. See 'WS Finerkal Sena, Accent frounion- below. than jour request, betakes n the bark depose miy be wthdawm, and shoes of a Morey keg may be INA:Meet and the proceeds retuned to you a you wastes account keener itiormatcn about available sweep options, inclaing current ;reefed rate and yields, it available at mow ubs correwnemwelW from your Financial Advisor a by calling 920.762-100n UBS Financial Stets accowet protetion The Firm a a minter of the Se:units Investor Protection Corporation (SIP°, which protects securities oatonws of its members up to 1500,000 1250920 for dens for cash. Splanaecey Podia* avertible upon recsiest or at amt.. sec. org The SVC asset proteen line apply to all eases that you hold in a particular capacity. fi e Fam, together with certain aff bates, has also purchased malenrental insisace the mar mum amount owe.* to at ekable clients colieclm* tridg• this protection is 1500 million as of December 10, 2016. Sslota to the poky cedillas ad Imitations, cash a the firm is further protected to up to $1.9 million n the anegate kr all your accounts hell n a pareubt capacity AM copy of kw poky wading is mailable uPon request. Neither the SIPC protectionnor the eaphrnental protector apply to: • Certain financial assets controlled by (and exhaled n your account value) tut held away from UBSFinancol Services. For warble certain (i) insurance praaats. including variable routes, and 00 shares of manat funds registered in the rume of the &can holder on the bode el the issuer or Wander agent), • Imes:mint retracts or Westmont :wrests leg. limited partnerships and private placements) tut are not registered under the Securities Act ol 1933; • Commodrires contacts (e.g., foreign exchange and yet memetal contractf), inducer.; fumes contracts rd commodity option contracts; and • Deposit accounts (except certitCates d deposit) at I.I35 Bak USA, UBS AG U.S. branches and banks n the FDIC floured Deposit lrOgran. The Set protect on and the supreme-nal proteen do not apply to thew assets even if theyotherwise appear on you statements The SVC protection and the sakmental protection do not protect against changes in the make vale of you investments (whether a a result a medal movement. 001.10102101101Cy or otherwise) Dividend Reinvestment Program (DRIP) Doe puke reflected is an average pike. You may obtah the actual peke Wm you Famed Advisor . Only TAW shams are purchased under DR IP; Panol shoes wil be soli ad the cash wit be deposited in your acount The divided renvestmert pnce applied by the esuer may Oiler fromthe mule price at which tie pada that, re sold CrRiMieea Cny whole urns may be Add ri you account. If you see ert Med to • petal unit as a result ol • chided aired a otherwise, the Finn well either sell partial units at market prke a accept an anent determined by a regiftered clearg agency, ad credit you accost Immanent objetivos The hvestmert objectives ad risk profile are speak to each accent and may vay between you accounts. Please attest the Finn prop-roar in toeing day Knekant change in you Ningxia stationer investment objectives For each account held you choose areal the (plowing investment objectives: • Produce Cement/more: Investments warmthe gereratcn of nccmeork CONFIDENTIAL • Achieve CoptaNipprerhaeon: Investments seeking growth of omega' rather than the generation of income. • Produce Comb...Ivaco officourre and Capita! Apprscia*n. Investments seeking both the generation of nccme and growthof prixeml. Overall risk profiles • Consomme* Soaks to marten nitial pri-c pat with low rah and volatile), fo the accord owrak even if that means the scout does root generate significant mcorre a rows and may not keep pace with inflation. • Moderate' Wiling to accept some rids to pincgal and tolerate some volatility to sr* hgher return,. • alggressae: Wiltg to accept hip rat to pincipal ad high volatility to seek Ngh returns overtime. • (nommen! H9.641* Coraderatron: If selected a portion of the portfolio for that account may include complex straroges tinted liquidity and create volatiky. Statement •houtthalding• We may consolidate al related account statements with the We address in the same envelat et. because they have owners wedtake maintain joint account relationsheos with other dents a the sore address. If you peter to retire individual statements mailed 'n septa* names you maydecline bourehdding try can; your Financial Acker Friendly amount name Me Friendly account name Is a customizable 'Scam,' clown by you to assist you with your recordkeeping has no legal effect cnyott account You concha-go your kindly account names, through Online Services a by contacting ycur F ivnoal Adult.. Aeon overview • Yak" of your aaountrparreolb Net of assets and litilaes • asset_ Includes available cash balances, yawsfor restricted security (est), and Global Tine DefeUtS, unreidzal Math 10 marker and canon assets not held by the Fins Does not include unpriced wonder:lasses at the end of the pior and anent Reigned toned', a private reesamentsu rd stock options and tweak,* mod options • Debars hcbdts debt balances, oastirdrg mugs loam, credit lint shot account balms. • Cash/moms( balances. Total of uninvested avalabb cash balances pbs devout balances at affiliated ad non-aft rated banks, ani looney make mutual lard sweep balances, at the cbse of the statement period. Non.corturnedity free crerk balances in you want av not segr, paled from other balance and to Fran may use any of these ftrds nthe ordina-y course of its busness. These funds aepaytle won your dema-d. This total is &Wed in the omen period closing vAae. SONY_GM_00027680 EFTA_00138300 EFTA01278909 Iuiporlaut infornialion about your slatement (00ilbilued) Landthg information For decried information an the Frnis lending praakes and rockwarn refer to you Client Relaronship Acreernent or Attcunt Agreement ad the General In and Conatons 1_65 Statemenl of Credit Prances available in Agreements and Du :notes at lowly itcomisciworduckaspea Your assets Your gateman demon secuitos ri d other assetshell in the secant al the end of the statement pined You may ra for *Wow of fully paid hearties At any time. You may receive seitunlies used as loan cameral atter paying any balance die an them. Any securities anOerted to the Fim &ring the statement rimed are leted at market vaje as of the end of the stainer* period • Cost biro. h deterinning the cod bans of the searities included this v.:Kneen. we indicated with the nuttier 'I,' Lei F **uncial Sennces has felled on information croained from sources other 'hen US$ Feanal Serinces. rklidirg rocemaion Iran another fim or that you may have provided to you Fininial Ackisor. The Firm does rot irdepardently veroy a groantee the acuity or mealy of ary eiconsion provided by tares other than laS Ennui Straces h sklitiors eltrough LEK F ionise Seines gcntralY updates this Marrakin neje received, the Cm km riot provide any assurances INV the nformation under 'Cog baba' and • Umealsed gad loss' 6 accurateSS of IS* date of the statement. As such please do not rely on this infermation w mike pschase cr sale decisions. for tax thrposes of od emit. Accounts traraerred to the Fim may reflect gm' loss Mammoth only fa the period of eine they .we held A the Fenn More historical roormalion can be added by yOur Financiel AchAsor. • Urrutind gairsfiosses then data is avaitable, ronwedirreaked garolosses are calculated for ;wields:II security lots. The transaction data for 61Ni:tat lots may or may not realest commoticeo. charges ad's security reorgani:ai ion names Dividend and other renvestrnini lots and systematic purchase lots are each coroned to display one averaged lot. The • trade date colann presents the agiul transaction trade date • Callable searkies Bonds and preferred stodi that the issue cats for ea redemption wit be selected Proarlially by lot kern among at soothes of that issue held n our name or n nominee none for err clients. Call lean nIcanalwn n obianed from third parties ad es acctracy is nal goateed Other call features may eat which mad Elect Weal combine rocentron will be provided upon request • Certificates el deposit (CDs). COs re FDIC nsured sp to $250,0)0 n pineal and accrued resent per depositor and per depository indecency n accordance rah FDIC slots. • Pricelvalue Prices displayed for sensitises and otter prolix's may be higher or lower than the Price that you would actually likelve in the market Prices are croaked horn exicen hid party sources theh we Mini to be relabb, burl we do not guarantee thei accuracy - We generally use the closing price when addable a' the mean of the bid and adi prices la listed securities and options or ony bid prices for OTC securities. - Less acting traded securities may be priced uSng valuation model ce the most Waft price we obeaned ad may not reflect an actual market price a mks - Certain pose ions may appear without a price a-if will rimy al 'price was not evadable' if we we usable to °been a price for a security. - Deposes or smite' deriannated no:rant roar eon US dean se relkcled at the ePhage rate as of the statement date - For eaten securities wrong in nonconforming dInOnli-catt3f1S, ("Meta quateilyBace vale) may have been adjusted to facilitate proper valuate.. To obtain current quotations. *Awn available, contact yote Feuncial Acbits. • Private invettenentS and ttnactured products. Private meslment starves Licieg deed parlous's program and real estate iniestment trust amities) and sem tired attests are grossly ashy ificaed Cretan aructirod products have not been registered with the (*wain and Exchange Cernrnssial or under any nate sautes laws. We amide estimated yobs for private nueritilynt securities and structured products for niorrnat crud ;owes only Accuracy is riot guaranteed - These values may differ si.bstantialty from prces, d any, at which a private rrostmene security a structured product may be bade or sold and do not nocevurtb' represent the value you may receive 'Pon liquidation. - Thiel party tamales of rats ore as al a certain date and are applied to Uri Financial Services on a regular base by an independent SAP on Tim. - Issuer, general panne* or sooners' estimated vales ay, are applied to the Fim by the issuer, ?meal Paine( a sponsor and may be caktIated based on deferent nformation bun that used by thed polies to derive their esimated - You can obtain addittrul Hamann regarding the methodology used to determine the estimate of value ad the dale of the roormaron that is the basis la the estimate by caltacting ycur Chan& Advisor. - Thaid party estinied vat*, may be reflected as Ite priced' n several author's. when an ndepeniera valuation Ian has not suppled a is unable to assign a flirt when we become aware that a material event has ocorod gut may tall a previously reported yaks nto question, ce when a value would be highly speculative due to the metre oe the secunty. - When neither an issuer, general NNW Or SpOrbOr stinted value nor a thropay estimated vas is pronned, the value of the security will be deferent from its anhase price. - • Deututions to date' may nCludt faun of capita. exam or both. • 'Orignal unit vie' momenta the initial offering price per unit and may not reflect you cost basis. - OPP and tented RER sauces arc rot listed on a nations securities exChange, and are gene:illy Aged And even if Hwy can be sold, the price r.eived may be less than the per stare estimated sae wooded n the accost statement. • Restricted securities Restricted attain anwalir are rot (unntity Mgt* for public sale LOS Financial Services uses the market price of the unrestricted stock of the sane issuer as an mpated value foe the restricted stock for putpo:o: of the steoPionf on4r. To tee niece that restricted sear-flies are elijbte for sale, the yaks receivedmay be w.bstantaly less than the 'oted veto Poen • Eq. (notated) incense. cumin yields and rates. An el irate of anal borne is based an curer,' clacked and nteresl rates, assuning the sect/Iles will be held to one year from statement date or urea maturity This estimate is any a gudeline. accuracy ad ccatinued mane are not guwarend — Estimated anal ixorne and current yield foe cenan taxis of sautescoo-1d nceade a return of principalor obesegains n 'Stich case the est. income (executer* ywl world be overstated. — Estimated ma inttnie arid current yield and the aced' income ad yield mite be lower or hip* than the estimated amounts — An estimate of annualqed (Warne (divdend andu interest) divded by the norm made" valsraverape balances based on the Lan dividend or Merest payment madebythe issuer and astenes to sectritesdeposts will be held for one year from the statement date or until natuity. Accuracy and contend yell we not guaranteed. • AMOS not held by RIBS Fiero:is' Services Certain assets are not held by to im and not wetin the Firm's possession or (enrol. These assets are depbyed on psi statement for infortnatenal pupae. ally. Positrons and values presented are provided by ihe issuing fern UEK Financial Servces is not responsible for this riformaton and does not guarantee its accuracy. These assets we not protected by StPC or the Funs suppleawital SIPC coverage. • Revenue sharing and additional compensation. — h acid:ton to commesons on sales and 12tel fees recewed n conned ith with the dnIrtwiton of 'tutus' furls to our <bents we swig( our affWate revenue 11114, 1 payments from detrinAcrs ardor advisors a the mutual funds that we sell. These arrittros are based on two different (cinnamon: (0 to wrote of sales by 1.65 of a particular mutual find family to our clients. and 6) the asset value of a Particular mutual krid fry. shares head* the fern — We and our affiliate also receive netwolltrig and minty, processing fees n coroderation for transfer aged services that we provide to the mutual funds Shpo lees grata& re paid from Chester assets n the mutual find and sea feted dolls' arrcctd based an the minter Cl accounts a the broker-dealer Asking mutual hinds of that lad family - n stiiite.n to ccenrAucions received in connection with the sale ce astrbutro of arnuity canals ad snit investment trust unts to our clients, we ardor as affiliate receive reverue she' ing cormansation from nary of the istufance<cmpaniet underwa Rift) CONFIDENTIAL the annuty contacts, alt fates of the insurance campanitt or sponsors of tee unit investment Inns urn dstriautt. - h addition to commissions received Iran the paths* and sale of Nexthwes funds, we ardor err allot* cecina as ea:diluted revenue sharing parent fro,, NedSlures diartulors, as well as I - ding for *chock% develmenent. tranno and abdication. - Our if Mates also ran* vadng coveressians ad other comptedation frommisuse fads arid Mined! <aromas whose products we cfnutuse. - We recent as rival fee from LEG Bank USA ad U3S AG Stamford Brach of up to $25 per secant sweeping to the baths under the USS Bari Sweep Programs Activity Informaton reputing CCOVII6SOIS and otter changes Munro in cceinemen with the newton of trades, ixtiolog tion transactions hat been headed m confirmations previously him/shed to you, rid will be provided to you promptly on regiest. Short aging If you se engaged n short selling a securay, you may incur a data ciao to certainborn:Wm cons for that pao Maly security. Open orders Regrading open a 'spAillitscancrilkie ceders that were not extrased by the summed date, open buy and sit T stop orders are reduced by the amount of cludench art otson an ex.clividierds a oars;hts date unless instructed otherwise by you. vas are responsbk for orders that re executed der voyeur failure to cancel "'fling upon order, Primacy ro **an a copy of our current Client Piracy Ikkaict please context you. Financial Advisor or visit car webute at zinsw ?Ai ecru/privacy • kg - 165 Financial Services is rot a bark. The BMA, Bosoms Sent.' Account SSA and 11MA re brokerage accosts Such provide access tobarknig services and products Pratt aniangements with affiliated barks and other thindiparty banks, and provides access to inrarke and array products issued btu-affiliated hid-party mance companies throuth inaraxe agency si_teidures of 665 Financial Senses ix. ▪ hveilment iteurarrf 4, and irnuity products — Not CDC Mad • lb bank guarani tem May lase vats — PAO Pesaro* klannernent aocoune. Business Saloom Account BSA. IRMA arid international Resource Management Attars are gegenad service marks 01 UPS F racial Services hi. — vita is a registered radioed, *read by Vita Mina:tonal Service Association ad used under kerne The LOS Visa credit cards and the LOS Visa debt cards re send by UPS Bart USA with permission from visa U S.A Incorporated Ail °thee trademarks, registered trademarks, service marks ad registered sense inns are of their &spathe wreathes UPS Financial Services Inc r<, 2017N SDNY_GM00027681 EFTA 00 138301 EFTA01278910 *UBS U8S Falancial Services Inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70057191950718 Y1 0 Resource Management Account July 2018 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indv.Millemium Account number. Your Unsocial Advisor- SCOTT STACK MANILYLE CASRIEL Phone: 212-821-7000'800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourCeUne at 800-RMA-1000, account 029028776 On June 29 (V on July 31 (3) Your assets 770,023.00 770,427.00 Msltour webslte: www.ubscomainanciakewices Your liabilities 0.00 0.00 Value of your account 5770,023.00 17 70A 27.00 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free crecit report annually from Sources of your account growth wow. annuakreditreportcom. Tracking the value of your account during 2018 Value of your account g ThcLr,and$ 6$ 7 7264 770.0 770.4 • 2S2 Dec 2015 Dec 2016 Dec 2017 Jun 2018 2018 at year end 2017 $726A13.00 Your mvestrnent return Change in market value $44,014.00 Value of your account on Jul 31.2018 $770.427.00 SDNY GM 00027682 Member SIPC CNP70001005719195 NP7000199378 00005 0718 03057500a000 Page 1 of 6 CONFIDENTIAL EFTA_00 138302 EFTA01278911 SUBS Resource Management Account July 2018 Your account balance sheet Summary of your assets Value on July 31 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 770,427.00 10000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $770,427.00 $770,427.00 100.00% Account name: Your Financial Advisor: Friendly account name:Ir Account number: Your current asset allocation Eye on the markets Index Percentage change July2018 Year to date S&P 500 3.72% 6.47% Russell 3000 3.32% 6.64% MSC I - Europe, Australia & Far East 2.47% 0.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.08% 0.02% -1.59% CNP70003005719198NP700018937800C05 0718 03057500S y_Gitocynytie 2 of 6 CONFIDENTIAL EFTA_00138303 EFTA01278912 SUBS Resource Management Account July 2018 Change in the value of your account Account name: GHI5LAINE MAXWELL friendly account AST!: Indy Millen mum Account number. July 2018 (Si Year to date (S) Opening account value $770,023.00 1726,413.00 Change in IT:al Value Closing account value 4C,-1 44,014.00 $770,427.00 $770,427.00 Summary of gains and losses WI ues reposed telow exclude products for which gala anolosses ate not classified. Realized gains and losses Unrealized July 2018(1) Year to date(1) gains and losses (5) Long term aoo 0.00 120,42703 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in lmportain infonnation about your statement at the end of this document Your return objective: Curtent income & capital appreciation Your risk profile: Primary. Aggressnre Investment eligibility consideration None selected Your account instructions • Yotr account cost bass default closing method is FIR), First In, First Out. Your Pi vandal Advisor: SCOTT STACK MANRYLE CASRIEL SDNY GM 00027684 CHP7C003305719197 NP7003102078 COCOS 07180305750x- Page 3 of 6 CONFIDENTIAL EFTA_00 138304 EFTA01278913 *UBS Yournotes 0.-,.... ,....”....7. 0.. ,,,... ,50 ,,,ocomato• . 0, , CONFIDENTIAL EFTA_00138305 EFTA01278914 *UBS Resource Management Account July 2018 Your assets Account name: GHISLAINE MAXVVEll. Friendly account name:Indy Milennium Account number. Some Prices, income and current values shown may be approximate. AS a kit*. gains did losses may not be accurately refkoed. Set anportant intomnatton about your statement a the end of thus document for more infornaaort Non-traditional Private eqUty funds, Hedge tuna, and Other investments are held in your UEISFinarcial Services inc. (UBS FS) broleraqe account. The poutlons reported below reflect the records of the issuers, and OBS FS does not gar/inlet the LK( tasty of the I riormation The vtlue shown is rot necessarily the value you would receive from the issuer if you sd d the assets. Funds acutely sdd by UBSFS are subject to ongoing due digence, dthcsigh the level performed may vary A closed fund may be subject tonoongoing digence A fund that you purcnied elsewhere may never have been suteect to UBS FS dllgence, although UBS FS may receive a let tram the funds manager, which may CCOSiitUle a maollty of the rnanagement ncentl* lee. %ease contact your Financial Adasor with questions. ' Est value per unit' is an estimate of value supplied by an independent valuation arm and reflects altustrrents for factors such as the tqudty of the units. Hedge funds PurchaSe pricer hurcber moor pace Hcldng of sharts per share (S) ALPHAKEYS MILLEN END BROKERAGE 410 930118 Trade date: Client investment (S) 650,000.00 Your Pi needs' Advisor: SCOTT STACK MANLYLE CASRIEL Estimates of vdue suppled by issuers of Certain CeograTs (which are geneldly 'net omit neut.' estimates) are shown as' issuer est. value pet unit'. For Povae equty f unds, 'Est. value per u1 t' is a value updated quarterly, based on the Net ASSet value C Nan in the fund a or the date spedfeel [dusted by ading capital calls and subtracting dstnbsitions since the NAV date The NAV is primarily based on estimated portfolio vd net peonded by the underlying fund sponsor Thew two values may vary because of differences in the way they were estimated and because the ' Thad party en. value per unit' may have been prepared on the Oasts oninancia itionnaton other than yea•end Reported estimates may not reflect resale. liquidation or repurchase value, a any, and may not reflect dst 'butt cos of caoital until the next valuation is reported, generally On an annual Or Serrtannual bans See Important information atoor your statement at the end of tits sidemen). Cost Price per share basis (1) on lU 31 (f) value on unrealized (tae imestrnent Hddng Jul 31 (S) gain or loss (t) return (S) period 650,000 00 1.000 770,427.00 20,427.00 Your total asset value on PA 31 (0 Percentage d Cost your &count Oasts CP Estimated Unwashed annual inccaw (S) gain or loss CS) Nowtracitionel Hedge Puede 770,427.00 Total 6770,427.00 100.00% 650,000.00 120,427.00 100.00% 6650,000.00 6120,427.00 SDNY GM 00027686 CNP7C00300571919g NV7003103378 COCOS 0718030575004- ►age 5 of 6 CONFIDENTIAL EFTA_00 138306 EFTA01278915 *UBS Your notes 6666000.066,6,00 66,0666.,6 00006 6,6,6 6666,606 IL, .0n.6,66 6 0l 6 CONFIDENTIAL EFT,00138307 EFTA01278916 Important information about your statement 1.85 inmost Sewn Inc. (the Fermis I.SS finrcial Serving. is a mentor of all pri-cipal recurby, commodity and omens excharges. lies inancialSonicis and 1.65 Ban USA re ndrect sits:dries of 1.85 AG and affihxeso11.855xutisttC. The F knisfi-unclat statement n available upon request. The FErn's exiaailive offices aro at: IRS Fr/areal Services ric. 1200 Hatbox Boulevard **Menke* NI 07086 The Sealemthe rep Bents the only official record of you LES Frunceal Semmes 'onto& Other records inept official tat dosurient centering contliang data should not be retied won II you beim* thee is an error or omission plea* report n arnedaSely n mint to the Brands Manager of the office serving you account. Although el Igef es shown se ntended to be accost., statement daa should not be used for tar purposes Het sok* on yothend Is forms. be . Fonn 1099. 5193. 10425. etc )nrhenprepamg your lax return. The fan is requred by taw to report to tie RS Ala/able dwidend& resold* novesuble dividends and unable *wet caned on setuities held it you atcocrit, net proceeds On sale transactions, rd con bast on cartaineerrd shureies. Genvomintions with the Pima • Please reconfirm any oat cornruntatiom in weep et:anther acted yournitts. incite:fru your etas ender the Securities **sloe Protection Ad (WA) • If thefinancial natation on the top lett of the frcra of this statement is not (8$ Fnancin Sevres, MS financial Semen aria you anca.nt as clearing broker by arrangement wit the *Rated imitation we Wowed you cd the netabonstg when/Mu opened this accuse. h thos vast yen- lords and semsam rt located a uB5 f nancul Senates and rot the nth:dein broker, and you cruet make a report of ay error a: mitten to both firms • Asdescrbed Ode account agreements, you newt notifyusof any taco or fraud irmthing checks reflected on rase statement within 30 days after t was mailedor made milabto. • Please diva customer complains or inuiles to the Pam's< firm detsions Depannent at 201.3521699 or tod-free at 800.354-9103.8:00 A.M. log AO P.M. ET Monday through Frclay, or in wing to LOS Fnancial Seven ix. Client Relations Detriment P.O. Box 766 UnionCary, NI 07087. • All Premien shall be deemed corvette rod acorn it not objected to in welting within 60 days. • For TT( serves. Call 84A-6120986 of from outside the US.: Cal 201.357.1.35 • h case of *non or past erns about an electronic fiords transfer (EFTL bit payment a VBS. Vinodebit cad Pansastiores call 030762-1000, or write to UBS rename' Services le., 1000 Nita Blvd, 6Ih floor, Weehonton. la 07086, ate. RMARMA Servo.. Cale mite as soon as you can, Eyou thin you statement a recite is *nog ;sty/xi need more nfoemattn about a twofer on the statement or receipt Meter/ *ICard biter (as *Plocable) must her I ron you ran law tai 60 drys Seer the Frm sent you the fat st moment on which the woe or problem appeared - Rthele *Kr rent and accost number Of any) — Dna& the error or the wander you me unsure tote, mud captain as <kart as you can whyyou believe a is an moor a maw you need mote igormaton. — Ronde the dolor arnant of the suspected error. The Finn or Card bsuer vii investigate you complaint and wit correct any new pram*. For alleged anon emoting UK Voaodebt cad transaction& of we take more than 10 bus hess days to do this, we will credo your Rocunda the amount you Ihnk sin tool, so that you vat have the use of the money doing the the it takes us to complete os imestegation. Please make all checks payable to the Fema the Inlin0/10Steuticn notated on the Wan of this statement In addition to regular account lees acme* may be Abject to minions* fee. charges for bole payment kr wattle purchases and charges for unpaid smarts n cashace:ants Accounts that are Pandered to other instauton my be subject to a vender fee. UBS Sweep Options U6S often optic* foe emeprag cash balances to ban deposit account at non-edited banks and Added banks and money make tralual lunds (Money Funds). Deposit want at UK Bark USA and renominated banks partkipaing n die UBS FPCthstred Deposit Program are FDIC onsured n accsniaxewth FDK rules For more information, please vise bonny f &gay. Depose accounts N 1.85 AG Striae Branch and shoes of Moneyfends are rod inured by the ENC. Ban deposits am not protected by SSC. Money Fiord shires are protected by SIK. See "UBSF unreel knees Accoune Protector' below. UPon your newest, balances in the bare deposits may be willodeavon, andshags of a Morey Fed maybe liquidated and the proceeds retuned to you or you fatuities afoort. Funny Somali:a about avertible sweep optems. eldrc Thrum iderest rates and yields, is nettleal wayeybscomsweeprods. from your Financial Advisor Cr by calling 800767.1000. UBS Rnancial Swims fecootiot protection The Finn is &member of the Seanties Mesta Protection Corporation (MPG), rtich protects stung.; custornees of Es merbers to to 4503,000 (nckding $250,00014 dains for cash). tplanatay brochure amaabb upon reoun a al resew sue cap The SIPC asset protection lints apply to ad mounts that you hold in a pinwales' cap* y. The Finn, together with detail affiliates, has also puttered supplemental tonna. The matirern amass payable to all eligble <bents. collectively under this protedion is $500 melon as of December 10, 2016. Sobered to the policy condtkee and Imealces. cash at taw Pim is further protected la up to 51 .9 mikes in the aggregatefor ad your accounts head n a particular capacity. A tut copy of the poky wording is nettle won request. Nether the SIPC oneclion nor the avpaemental protection X0/ to: • Cermet fauna& assets controlled by end ncladed n your utast vela) but tell away Iron UBS Financial Services. For nuntlecertain 0) insurance products. ecluding variable a-nuites. and (it shoes of mutual funds registered in the name of the accuse holder on the books of the rue, or tanster agent • kwesemmt contracts ce nvesemen Pewit (e.g, limited partnerships andprivete placements) hat are not registered under the Seances Act of 1933; • Cameditits cenracts (e.g. foreign ...dump and nevusmetal toner/rig, including futures *roach and oorrnecodity onion (Meads; and • Deposit accents (except certificates of deposit) at (8$ Ban USA, UM AG U.S. bra-ches and bras re the FDIC inured Deposit Program. The SIPC potation mid the settlement' Oneidas do not apply to these assets inn of they otherwise appear Oil sot: sliAmisits. The WC protection rd the Reptmental protection do not protect against changes n the market value of yxr invest ents (*tether as a relit of menet movement issuer bra/empty a otherwise) Dividend Roinvortnwe Program (DRIP) The once reflected is an average act You may obtan the Reuel price from you Financial Advisor. Cent *Ade thanes re purchased union DRIP, panel sham wiltbe sold and the cash wit be deposited in yOur &Merit The dividend nemesis** ate applied by the 'Mar may diner horn the meet price as Weds the pat.* shire are sold Cadvindieu Pty WhOk WAS may be held in you account. If you are entailed to a panul an as a result of a divileed pat/Wont a othewee, the him yell ether sell panel ion at mane peke or accept an imam determined by a rag/tend clewing agency, ad credit yrs arcane Investment objectives the nvesunen othectivn and risk profile st 'pectic to each acne* and may vay between you accout Please advt. the Inn morn* in writing of ay Ordicant change in par financial Mutton a irwestrem objectives. For each account 11.4 you dome one al the Rooming imestment CbjeCtiver • Piedra Gwent:atonic Investments Weis) the genwatith of income only. • Achirm Capita tAapnciaeore kwesonents peeking growth of princtral rather than the generation of MOM& • foodia. Combnason of Wool* end Caplet Appreciation: krouterreMs seeking both the "twat*, of *oar Ind growth of principal. Overall risk galas • Conseavalke: Seeks to mint oritial anneal. with low risk and war My to the accent overall, even it that men the account does not generate seonifeant CONFIDENTIAL acme or menu and may rot keep pace with inflation. • Moderato. Warp to accept tae ride 10 pinatal rd tolerate scene *latelytoseek higher returns. • Ai 12 SS .4 t! Wiling to accept high risk to precool aid hap volatility to seek Int resins over time. • Invetnett Eignerey Consdenten: d selected. a portion of the por golio fa that account may include complex stages. lined liquidity and greater mortality. Statement Thousoholdier We mayconsolidate r related account statement with the sane address in the sane envelope. e 9. because they hare ohnens ito also maintain ten account relationshts web other clients at the sane address. If you peter to mere inclimdual statements mailed n sciwate ermel0044. you maydonne hotneholdre by yar Financial Advisor Friendly *coact name the Friendly *cane rune is a argoinctable -rickrurne chosen by you to assist you withyar recordleePrg has ro legal effect on your account is no Mendedto relied any strategy. prodxt recarmrdation. reveMment obectne or rid prdk ar6OPeetel Writ 'Our *cant and es not a plan* or guarantee the wealth a any Inandalressills can or will be achieved. All irmestrnents emote the risk of bss, indudrig the risk of loss of the fedi* kwestment. You can <hinge your friendly scan names through Online Services a by centring you Fruncial Anna. Appoint oviineiow • Vabe of put eccoontraorttofo. Net of assets and IiabdsieF • Assets *Wm available cash balances, values for restricted O'Mara fret I and Global Tina Deposits, tweaked mans lo market ands/yeah nets held by the Fem. Don riot *aide unpnced secuntelasiels at She end on the prior and orient statement penods, or private Pent/MIK uwested stock optem and mernatae nod options • tiabaTites *lades del* balances, onsundre margin loan credit lee, short scantbatanses. • Casblreoney &names Total ce oilmen(' available cab balances, plus devout balances al affiliated and sweep butted brit, and malty market mutual lead sweep balencek at the cbse of the statement period Nonocorrmodity free ore* bala-tes into, accost an not segregated from ocher balances and the Fim may use pry of then bads she oeclenay course of its barest. These ends repayable scan your demand. This weal is *laded in the ovnnt ponied <losing value. Londreg information For *Wed Hammen con the Fares inning practices and cksobsures. refer to par Client Relatiomhio Agreement or kora* Agreement and the General Tents and Condi**. U8S Statement of Credit Practices available n Agreements and Dighton* at yvayjr one ennerournerterlovoner SDNY_GM_0002768.9 EFTA_00138308 EFTA01278917 Important infantleaMil about your statement (continued) Your assets Your eaterrent nentes recuieters and other assets held n the account at the end of the Slatemere Wed You may ask for dekvery of fufty Paid securges al any tire. You may receive securities used as loan camerae alter paying any Wince die on them. Any securities tranaerred to the Fern doing the stmommt period are teed at market value or of tho end of the stannwa period • Cost basis. In datennnirg the cost bans of the sestet aride l n this statement where indicated with the number "I,' LISS Snarciat Services An relied on information obtained from sourer. Mho than LES Financial Services. raluding Seamans Iran anther rim that mu may have grovkled to your Fnarceal Advisor. the Firm does nol almendently reedy a guarantee the aauraCy or vaklity of ani 4 collation Provided by maces other than 1.3S Financial Sock.. addlion, ethougn 1.85 Fnexial SeneCeS ginaralV updates this rdamatirin as e is received, the km *es not porde ary assurances the the ancrinatee under -Cost bare and "Ureealced ace as a the date of this statement. As suCh. please do not sly co this Mon-Intim to make purchaseor sale (*isms, la tat purposes or otherwise. Accounts transferred to the Fan may reflect getout inlertuan only fa the period d tire they an heat at the Fern More K6torical akeltatiOn can be added by your Fnanced Advisor. • Mreroalited gent/losses. Vitien data s callable, eemated arealized genflosses are <Mutated for adviint teary lots lhe transaction data for nckvdual loss may or may nit refreflect arrmissions. char g es g secrity reap-salon gents. Dialed and Mem renveumee lots and t ystenak arches lots are each combined to display one averaged lot Me 'Trade date' eolmn prevents the anginal trainacoon trade dale. • Callable securities Bonds and selected stock that the issuer cats la <a go rederrpnan nil be selected itparbally by lot Iran emery; at searges of that issue held it our name a n norm of ram for at clients Call 'leas Sarmatian is obtained Irons third parties rdas money is not guaraMied. Other call leaves may mist which (add elect grid complete 'Mammon rate be provided upon request • Certificates of deposit (CDs). CDs are FDIC inured to to 52292000 in principal and accrued Serest W depositor aryl per depository inputting game-dance rah 10K rules. • Price/maks YrkeS &Oared for secisaies and other scams may be highe or lower than the price that you would actually reeve in the mat*. Prices se obtained from various third party sources which we bekne to be stable, but we do not guarantee thee accuracy - We generallyuse the cbsing price vine available or he mean of the bid and as prices la heed securities and options a only bid sees for OTC secrets - Less actively evaded marines maybe breed meg a valuation model or the most recent price we obtained and may not ref let an Weal market price or vane. - Certain pieties my appear walnut a price ard will ewer ea 'peke was not available • t we re triable to &Ian a prise for a Wu,* - IDepOSIS a SeCurdceS dernomnated ncrarercies Other than U.S dollies are related at the exhaage rate as of the statement date. - Fa crlan securities raring ni non-conforming denominations, price and pirely (lace was) may have been adjusted so facilitate stow valueicn. To dam current quotations. when avaaabn, contact your Fnarcel Ades • Private inset:mots and structured products. Private investrown securities (ircludng dreg participate:0 progam and real estate ors-stuns( trust securities) and structured sodxts are generaly hgney akpd Celan mussed products haw not been righted with the Securities and Exchange Commission or under any Pate securities laws. We sonde es:rested vats tor pewee ~Irani securities and strum acid products for ritarnalk.nal Wpoin only Accuracy is not guaranteed - These vakos may diffeo itbstantiaPy from pies, if any, al which a private meaner unary a structured product may be toxfre or sold and do not necessary rarewe the vats you nay reCerve coon licuidation. - third party 41101MPS of vat* re as of a certain dee and re appbed to WEIS Innis Services on a regular bass by an irdependert station line. - Issue general pray or sponsor rambled vanes. any, re tie:plied to the Fen by the soar, general panne or sponsor and may be cakulated based on drierent Sarmatian from that used by teed parties to &nye their estimated sakes. - You can obtain addilithe Hammen repealing the method: used to determine the estimate of value and the date of the ificematen the is the bash for the estimate try contactig mut ;Steal Advise - thin prey estenated oaten may be reflected as 'Noe priced' in several atuaticeit when an indeperectex valuation Inn has not stapled a is unable to assign a vats, Oen we became aware that a material event has awed the may call a orevioutli reported value alo questicn, a when a value would be Sohn speculative are to the nature of the scanty - When neither an issue, general partner or spores estimated value nor a thrd-party estimated ',six a provided, the yak* of the cavity will be different noon its cuxhase price - • Crierbut ens to dale' may nduch ream of ncome or bah. - • Original unit We' represents the maul ollering pnce per emit and mw not reflect you cost bass - Oft and unlisted REF sectrea an not heed on a nationalsecurities exchange. and re generally Maud and even it they can be sold. the vice received may be less than the per share estimated value provided n the scant eateries • Resided muskies. Restricted securities generate ate not cureritly eligble Ice public sale. UM f natal Seam uses the market price of the isenInCled stock of the same Murat m an imputed sew for the restricted Oak ea purposes of the Statement oft To the extent that restricted largos are eche to see, the yaks reeked may be o.bstantalb less than the inrieed value shag • en. (estimated) Mame. current yields and rata An at mate of annul inane is based ore current dhiciond and Mess rases, atsunirg the securities will be held for one yea' from statement date a tail maturity. This estimate 6 any a gudeine; accuracy and continued income are not guaranteed. — Estimated true scorns and current yield la certain types 01 saunas could me de a ream of a-Copalor capital gains in which case the est income (and anent geld) would be overstated. — Estimated argue income ad curet geld and the actual Mane ad yoki mete be lower or than the singed snots. — An earnate of a-nuakted ixorne (dividend sea merest) divided by the cement market messes-age balances based an the last dividend a neap payment made by the inter and rases the secosineedmoses will be hell for or., year from the statement date or until moneray. Accuracy and continued yield an not guaranteed • Assets not held by MS 'Maned Services. Certain meets an not held by the Fine and rot within the Fm's possession or control. Thane assets are dtplayed as your statement for nt orrratdral purposes only. Pontoons and vakm presented an provded by the twig Ism UK Crustal Sweet is not nisponsbki for the Seamans and does not guarantee es exctracy these asses are not acceded by SIPC or the Frites suPPiememal UPC coverage. • Revenue sharing and additional compensation. - g median to ccenmirinns on tales and 12b.1 kw received in connecten with the diatom:en of mutual Arida IOW <lents we ardor ow affiliate receive revenue sharing payments from darbecrs actor admen of the moue limn that vs sell These Jaunts re based on two deferent corrocsnity the rouse of sales by t.85 of a pascal, mutual Ind family to our dents, and 00 ex asset vane of a particular mutual funl land/3 shies held at the tern - We and our affiliate also receive networking and Ornribt6 peaessrm fees incense: Reston for trawler agent testes that we sown to tie ague funds These lees generally are pad from investor assets n the mutual lured and sea Foxed dolls anicere bawd on the rioted amass at the brarerdealer holdng mutual funds of that band tacitly. - h addition to cavernssions received in conntchon with the sake a darbuton of isles contracts rd unit nyntment enact inn to or fiats. we ardor err afliiate receive ',Wean. Sharing forrpensaton trait me/ o1 the Swam. companies ordealrig the amity contracts, affiliates of the nsurance cassia or sponsors d the unit twestrnent bush vs detonate h Mcleanto Ofenris6SqnS refereed from the prchase and sale of Neorshires lure* we actor cur at I ilas receive an ane-bined revenue shaing payment fromNo.15race cratrbacet as well as CONFIDENTIAL fading foe techniemy do its -nee, uanng aid education. - Our affiliates also sago tradins carrriseons and other compensation from nual funds and flexes' carparies whose products we dmutute. - We noerw al ow-wallet Iran LASS BrA USA and val AG Stanford Branch of teo to S25 per account sweeping to the banks u -oka IFv ILES Bark Sweep Procyank Activity Infonnaton sgerdng (CenmeSken and cast charges incurred ri mesa ion wall the execution of trades. ixtodng option transactions has been studied on calf entions previously luinahed to you. aid wdl be provided to mu promptly on sauce Short sling if you are engaged n short selling a Settary, you may incur a charge due to certain barowrg costs fa that particular Searly. °petards', Regarding open or -grixklincancellie ceders that wee not executed by the statement date, open buy and sat stop ceders se reamed by the snots of divands or rignti on an ex-dividends co- argent deo unless ineructed otherwise by you. You are respansble fa orders that re executed due to your laftre to cancel eustorg open ceders. Privacy To obtain a copy of at anent Client Privacy Wis. please contact you Fe-axial Athesor or vett our website at wow robs cosaliverookey. - LES Financial Services is not a bank. The RPM, Busness Services Account BSA and IMA are bra amp scares which provide access to barkina services and products tttocf,aranrents with affiliated bares rid other ihrd-party banks, and sondes access to Marne and annuity pratecto issued by unaffiliated thin/party intrarce agnomen though karst* agency stbsidumes col (IBS chancel kirk*, kx. — Segment nuance, and annuity products — Not FDIC sued • No bank guarantee May lose vale - CMA. Remus Management Account. Busness Services Account BSA, IRMA and international Resource Management Account re registered service marks of 1.85 faecal Services tx. — v*4 tsar/gist/ad trademark owned by Visa International Service Assoc ai ion and used under ken.. The UBS Visa credo crds and the LOBS Vita debit cards ye issued by LISSBank USA with Permisson Iran Visa U SA Incorporated. An other vadtmeks. regretted oedemas, service maks and registered wince marks are of their respective camas. 1185 Filartfial Services Inc Rev. 201807 SDNY_GM_00027689 EFTA_00138309 EFTA01278918 c;It UBS FMancial Services tic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Resource Management Account August 2018 CW7005679851 0818X1 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: In& Millennium Account number. Your financial Advisor. SCOTT STACK MAW LYLE CASR1EL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeLine at 800-RMA-1000, account 029028776 on July 31 ($) on August 31 (S) Your 855els 770,427.00 767,919.00 Visitour website: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account 5770/127.00 $767,919.00 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth vnivw.annuakreditreport.com. Tracking the value of your account Thc Lr,arICS during 2018 Value of your account at year end 2017 $726A13.00 Your investment return 7 7264 770 4 767.9 • Change in market value $41,506.00 Value of your account on Aug 31.2018 $767,919.00 2SDC DK 7015 Dt 2016 ON kr 7 Jul1018 Aug7018 SDNY GM 00027690 Member SIPC CNP70008005679861 NP70C0193757 C0005 Cele 030575004 Y178776550100000 Page 1 of 6 CONFIDENTIAL EFTA_00138310 EFTA01278919 SUBS Resource Management Account August 201 8 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and rrxmey balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 767,919.00 10000% F Corrrnodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3767,919.00 $767,919.00 100.00% Account name: GH1SLAINE MAXWEU. Friendly account n • n Account number Your current asset allocation Eye on the markets Index Percentage change August 2018 Year to date S&P 500 3.26% 9.94% Russell 3000 3.51% 10.39% MSC I - Europe, Australia & Far East -1.92% -1.87% Barclays Capital U.S. Aggregate Bond Index 0.64% -0.95% Your K Randal Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on August 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.11% CNP70003005679852 NP7003188757 00005 0818 030575004 .,•Gtmcion,sgiige 2 of 6 CONFIDENTIAL EFTA_00B83 I EFTA01278920 SUBS Resource Management Account Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account n • il n Account number. August 20'8 (V Year to date IS) Opening account value 3770,427.00 $726,413.00 Change in market value -2,508.00 41,506.W Closing account value 3767,919.00 3767,919.00 Summary of gains and losses VS ues reposed below exclude products tor which gins 8.1010sSeS are not Omitted. Realized gains and losses Unrealized August 2018 (3) Year to date (S) gains and losses (4) Long term aoo 0.00 117,919.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor of Branch Manager. Youcan find a full description of the alternative investment objectives in important information about )our statement at the end of this document Your return objective: Current interne & WOW I appreciation Your risk profile: Primary • Aggressive Investment dig ibikty consclerabon - None selected Your account instructions • You. account cost base default closing method is FIFO, First In, First Out. 0070009305679863 NP7000103757 COCOS COI B 030575001 CONFIDENTIAL Your II nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL SONY GM 00027692 Page 3 of 6 EFTA_00138312 EFTA01278921 *UBS Your notes 05•50055555555565555055155555550555515555554WMID., ,45 . 02,..a a 5 CONFIDENTIAL EFT/5,B5313 EFTA01278922 *UBS Resource Management Account August 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account n • a n m Account number. Some paces, inconle and current vaues ShOrtn may be EpprOxfirKrie. ASS Mull. gam and losses may oat be Excurately refkaed. Set mtportant Antotenafron about your statement a the end of this document fOr more Informaon. Non-traditional Private egtaty funds, Hedge fundS, and Other investments are held in your U8SFIrtarcial SeinteS Inc. CUBS FS) brokerage account. the positions reported below reflect the records of the issuers, and 1185 FS does not qv:motet the accuracy of the irionnaton the value shown Is nor necessarily the value you would receive ficm I be Issuer if you sd d the assets. Funds actively sddby isBSFSa* subject to ongoing due dagence, deb.:cep the level performed may vary A closed fund may be subject to no ongcing dligence A fund that you purchied eisemere may never hare been suteect to UBS dllge nee. although 1)135 PS may receive a fee tram l he fund's rrianaget which may ccentitule a maorfty of the rnanagernenviocenti* lee. Please contact your Financial Adnsor with questions 'Est value per unit' is an estimate of value supplied by an independent valuation Ion and reflects adjustments for factors such as the lquidty of the units. Hedge funds w.ldng ALPHAKEYS MILLEN END BROKERAGE PIO 7131118 Trade date: PurchaSe PIK& hurrter Mimi% pace of shares pet share (1) Client investment CO 650,000.00 Your linandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Estilnetes of value StePOred by Issuers or Certain Programs (which are gene raly 'net asset vaue' estimates) are shown as 'Issuer est. value per unit". For Pnvae equty f unds, 'Est. value per unt' is a value updated quarterly, based on the Net Asset value NAV') in the fund a or the date specified alusted by adcIng ccital calls and sutlractrg Oil nbiAlcons 'nee the NAV date The NAV is primarily based on estimated portfolio values provided toy the undertying fund sponsor Thew two vaues may vary berate of differences in the way they were estimated and because the ' Third party ea. value Eel oler may have been prepared on the basis or financier irionnaton °the, than year.end Reported estimates may not reflect resat liquidation or repurchase value, if any, and may not reflect dst ebuti cies of cgs al until the next valuation is reported, gereraly on an annuls or seri-annual bans See *portant i nlosmatron atour your statement at the end of tits statmerd. Cost Price per share basis (S) at Aug 31 CS) value on unrealized OM imestment HdOng Aug 31 (I) gale or loss (I) return CP period 650,00000 1.000 767,919.00 117919.00 Your total assets Value on Aug 31 (I) Percentages Cost your account bas4 Estimated Unreaszed annual inccene gain or loss (S) Nee4facktionel Hedge feeds 767,919.00 100.00% 650,000.00 117,919.00 Total $767,919.00 100.00% $650,000.00 $117,919.00 SONY GM 00027694 CtiP7C0C6005679865NP7OCOl$9757 COCOS Cala 03057500IMOOCICO Pap S of 6 CONFIDENTIAL EFTA_00138314 EFTA01278923 taUBS Your notes ErA of sutemmt for account number CONFIDENTIAL EFT,00138315 EFTA01278924 Important information about your statement LBS F mescal Semmes kx. (the fern of LOS Francis Seeker.). is a mentor ol all principal meshy, co-nrrodity and options meharges. UBS financial Sorrier: and 7185 Bark USA am ndrect stbsoaries of LEIS AG and affiliates of LOS Secrets U.C. The Fisn's harem) itattIntnt it available upon request. the Fim's decree off ice, are LOS humal Salvoes Im 1200 Harbor Boulevard Wethaviken, W 07006 This Statement rePresentsthe on& official record of you LOS Fruncul Services accost Other records, except offKul tau dxunents, contanng calking data should not be relied upon II you berSeve there is an tiros a °mum please report it immedately n mitre; to the Branch Manager d the office wang us' account. Although at fagots shown are mended to be accurate, statement data should not be used for ten pupates Re& solely on year .end toxic:erns, e Form 1099. 5499. 1042$. etc hufffn0soFshff'dYtur tat return the km is routed by taw to repon tote RS all taxable dradends, reportable ncestaubk dvdends and taut& Merest caned cr. ruffian held n you accotnt net proceeds an sae transact:art and cost basis on <erten cowered sects ties ConwoniatIons with the Firm • Please reconfirm any oral cormencatans in me rag to further protect your rips, isludwg your rives seder the SKuntint Investor Protecton AC (SPA) • It the Sinn ill rititufron on the top lett of the Iran of No statement is not LOS Fnaxiat Services. 1_131 SernCes carries you account as clearing broker by artargenvern wth the imforated instmaith We nonmed yu d ths relationshis when opened this accoure h the cash you Mds and secishes re located at UBS I euncul Services and not the itook.crg broker, and you nut mite a repeal of art mu a animal to both fins • Asdeka:ad n the attotal a7eements, you must notifyusof any errors or fraud involug checks reflected ca you gatemen within 30 dyer alto a was mailed or male waldoio. • Pleasediva customer <cowling of it-curies to the tam's Clem Retalicns Detriment a 201.352.1699 or toll-free at 800.35491098;00 A M. to 6 CO P.M. ET Monday trough frday. or in ontig to IBS FinalX.IStniCei ix., Client Relations Department P.O. Box 766 taMonCry. W 07037 • All tremens s all be deemed corrolere and urine rl not objected to 6 setting withal 60 drys • Fa TTY services. Call 844612.0986 0, from cubde the US.: Call 201.352.1495 • hearse of anon or gent ims about an electronic knob framer am. bill payment or LOS saisa• debit cad transactions. call $00-762-1000, or write to UBS Frontal Semmes Inc.. 1000 Harbor BIM, 6th floor, Weehawken. W 07096, Ann RMAIISA Services Cala smite as soon as you on, if you that you' statement or recect is wrong offal need more Monnalcon atoll a transfer on the statement or recege the hrm or Crd bug (es atwkabk) must her Iran Si no later than 60 days after the Fern tern you the fent statement on Mich the CaCC or problem append. - Provideyes name and accost scriber thy) — Desabe the error or the transfer you re unsure about. and explain at clearly as you can why rov believe * is an error a shy punted more nikernaeinn. — Providethe doter amount of the suspected ors The Firm a Cord Issues wil iwestgate you. complant and wd correct art error prompt& For alleged errors nvoNn9 OBS Ihsa•debn card transaction. of we take more Nei 10 busixis days to cb this, we will credit you accost for the amount you tlink is in error, so that you wit hove the use of the money dreg No tine takes us to ccerpkie as nvestgat Please make all checks payabff to the Fein or the (Anal nstoscn noksted on the front et Nis yummy In addition to regthr account lees. accounts my be abject to mantonate Ines, charges for late payment for securities purchases and charges to ugad muds n cash accounts Accorts that are tenses-red to other reditiliCni may be subject to a trawler fee. UBS Sweep Options 1185 offers options ict sweepng cash balances to bate depose axcests at non-al aired bates and affiliated banks and money mind crawl lads (Money funds). Deposit accorat at LOS Bag USA and ft:deflated balks panicau tog n the OBS FDIC-Inured Deposit Program am WIC soured n accordance wits FOK rules For mail nlanwlan, please visit wow tdK.9"/. Deposa accounts al LOS AG Stanford Brand. and Mires of Mosey Funds nee not mated by the FOC. Bank deposits re not protected by SIPC Money Fund shares art protected by SIK. See' LOS f natal Senses Accost Proinfron- behest (pore rectoest, balarces in the bark deposits May be witatawn, andshags of a Mum Fund may be Ictudoted. and the proceeds retuned to you or your mums accord hater iMurnafron about available romp options, rockidng current interest rates and Welts. s addable at wiroubs sorrisocomyekh. loom yOS Frwricul Advice cc by clang 900 762•1000 UBS Financial Services account protection the Finn 6 a member of the Marries Investor Protection Corporation (StPC), whch protects steadies customers X Is merrbees to to 1500,000 frickdirg 1250,0:0 for clarinet.. cash) f 'pantry brochure availabbe upon request cr at wow siAC ord The SIPC asset protection lines apply to all accords that you hold 6 a war <ahacty. The Finn, together with eaten affiliates. hs. alto peschased supplemental dune,. The inevi-n.rn arium payable to all elryble clients, collectively and( ths protection is $500 motion as of December 10, 2016 Whore to the policy comfeicris and limadons, cad. at itseFim is foster protected for up to 11 9 maion in the allgrecate f or all yotr acccurrs held n a pal Kula. capacity, A lull copy of toe poky wcedng 6 available won request. Neither the 51K Geo:edam rice the supplemental protection epp&to: • Carom I naiCial assets controlled by (and (-Mudd n your account vau)t:tit held awry from LOS Financial Services For eurole certain (i) insurards procams, kluding variable annuities. and (it tires of rutual finds registered n the name of the rout holder on the book, of the issuer or transfer agent), • Invintmmt corneas of netiancii oltleitS kg, lined nartnerdiPt and private placements) teal re not registered under the Securities Act of 1933; • Corrrnoditss enacts (e.g„ foreign exchange and phis cus metal contracts), mann; loses contracts arid commodity op ion contracts, and • Deposit mewls (except certificates of dromit) at UBS Brie USA, (IBS AGO S. branches and bales 6 the FDIC Insured Deposit Program. The SIP( protection and the sodOwneotal protection do not apply to thew anus everra they otherwise ripper on 'Ca statements The SIPC protections and the suppfrenertaluotection do not protect agentt changes n the market valet of you. investments (Meth*" as a resat of market movement issuer banktUdIfy Cr otherwise) Dividend Reinvesfrnent Program (3R1P) The price reflected is an average price. You may °Man the actual price IMO, you firtaXill Advisor. Or. whole ThOtti re purchased under DRIP. pahol shares will be sold and the cash wit be deposited in yOur account The candied renvestrremt price applied by to cower may Offer from the made grKt at Much the pater shams re sold Cadtimlieu On& Woole um, maybe held n you accotnt if you re entitled IC...panel Lon as a result oleo:Swami payment of ceherwm, the Firm ell other sell pa tan rifts al mad et peke a accept an mown determined by a regmered (turd agency, andcredit tar accost Investment objectives the nvestmere obseetnes and ink profile are speeds to each accost and may vary between you aucums. Please adwse the Fen promptly n Acting of art sordrunt change in your fnancied situation or divestment cbseclefes For each accord held, you choose one of the loaciwing investment (bitch*. • Prods* Current/mono Investments wee irg the genfrun of scone only • seamy CaMarAppreciafrom twestments main growth of principal rater than the generation of OCOine. • Add,* Corn lynalion of income and Capital Appreciation: kwourroms seeking both the generation of Mum and growth of principal Overall risk profiled • Conservable, Seeks to auntie. 'nasal prixpal, with ION eel aid west Aly to the account overall even that means the account does not generate significant CONFIDENTIAL an or runs and may not keep pace with Minion • moderate Wiling to accept sane rids to raincoat and tolerate some voiallify to seek higher returns. • fic wenn.: Wiling to accept high risk to princor and hig. volatility to seek hch returns Over UM • invemiera fight& Conaration: t seketed. a Portion of the. pot Hobo for that room may include complex sureties tanked liquidity and greater totality Statement shouseholdisr We may consolidate at related account statement with the sane address in the sere erwebte, e o because they have owners who ako mantan pot account relationshm wits other <kerts a the sane ackkess. you prefer to mesa irdiedual statements feuded n 5411X11Om.elopes. you may decline howetioting by calling yor Financoal Advisor Friendly meow* name the Friendly account nth* is a cugernestbk -ndrurne' chosen by you to assist you with your recordleepmg has no legal effect en you account is not Mended to reflect any strategy, prodst, reuremercletion. rnestment objective or tea polite associated wit your recounts. rid is not a proms* a guarantee that weak or any financial results, can or will be achieved. All imestments Smoke the risk of lass anoldrg the risk of loss of the ern ix investrnent. You can change your Frendly roam names through OnIne Services or by contoctrg you F ruminl Adam.. Account overview • Value of your e«ountloordoko. Net of assets rid liabdaei • duets Includes available cash balances calm for restricted se<urity (est ), and Global Time Deposits, urreaked make to market, and <mai+ assets not held by the. Fier. Does nonmark speed WCUrniestaffttS at theeA of the priOr awl Cunnt statement pouts, or prate ewesernerms, rotted stock option. and overeitatee nod options • tiabilliaes MOAK debt balances, outsundlny roargi. lox's, erect* Inc, short accent balances • CashMoneyhafriton Total of uninvested aurae* cash balances, plus deposit balances 31 affiliated ad • fballed s, and money makes manual kid sweep alances at the close of the statement period Noneornmodrty free unit balances in you account am not segregated from ocher balances and the Fran may use any ol them hods tithe ordinary (*not es busn'a Them funds the getable icon your dema-d. this total is notaded in the otrramt period closing value Lending information For deterred nIumation an rho form's Iffidig practices and &closures. refer to yon Client Relationship Agreement or Auer( Agreement and the General Terms and Con:Mons Ull6c. Statement ol Creel* Practices availabk nitre:send and Disclosures al Wave ,hr , 000/secoelotthvintio,y SDNY_GM_00027696 EFTA_00138316 EFTA01278925 Important inforntation about your statement (00tIbilued) Your assets Your afterment tenons recutibet and other assets held n the account at the ern of the Slaterneat period. You may ask for delvers of Ida Paid securities al any Pro. You ma/ receive securities 'odd as ban coteere alter paying any berce do on them. Airy securities tranderred to the cern ding the statement poriad are Icted at mane value as of the ern of the fl ows period • Con basis ri determining the cost basis of the seamen included in this italenlant wtere indicated with the number - US-S Partial Services has relied on informatien obtained from sources Mho than UBS Financial Semites. ridding I-donation Iran another lien or that you may have sceovkied to your F narcol Adviser. Finn does not indesenitmly way a guarantee the epoxy or vaklity of any damson provided by sources other than U3Shriancial Sea;c4. addlicei ethougn S*PeCeS general updates the rdonnatia as it is wowed the item des not pow* airy ant/antes that the ellomaticei wider "Cost base and starrealcod gat loss' is accurate as of the date of this statement. As NON please do not rely ca this nlorrnatica to make purchase or sale decisions, fix la purposes ce otherwise. Accounts twittered to the Fin may reflect °idiots inforrutian only Co ON period ol tiro they re heed at the Fan More K6t0hCal akelltabCa can be added by your Marxist Advisor. • Unwanted gainnosset Neon data n awilzba, eatutedurrealized garnflosses are calculated for ncividtal society lots the transaction data for individual lots may or may nee reflect ctcrmissions. dirges ander secuity reorganization ewnts. Deaden and other renveument lots and systematic pith's. lots re each combined to display one enraged lot 71• • Trade date eolmnpfesonts the oc tr he anwonon trade dale. • Callable securities Bonds and peened the issuer cats la tab, redemption veil be selected martially by lot hem among as seastes of that issue held in our run* Cf a nominee mime Ice or clients Call feature Somalia is cbtanted Irons third pates rid as rosary is not gaarantmid. Other call leaves may eon which can. Meat yield. complete info/mama will be provided upon request • Certificates of deposit (CDs). CDs re FDIC enured up to 5299,000 noincipal and accrued egoist per deposer and pee depository ins:neon netted/nee wet, 10K rules. • Pricekalue Pr(eS 4601)14 fOr SeCuntits and other podia may be higher or beer than the price that you would actually receive n the market Ate NO obtained from various tad piny sources Poch we be/en to be reiable, but we do not gwrantee thee accuracy — We generallyuse the cbsirig price neon anilable or the mean of the bid and ask deices kr listed spines and opens or any bid totes to OTC Notts — Less active/ bated lealiteS maybe arced wen a valuation modal ce the most recent price we attained and my rot ref Oct an actual market price or vale. - Certain positions may apex withicut a price rd sill OCH 3 . price was not available • il we re unable to obtain a price for a wculy - DepoSils a securities denominated in tuiretties Other than U.S dotes are ref dieted at the exhale" rate as of the statement date. - Foe certain Nettie rasing n nonconfameg denominations, price and quantified wad) may hive been adjusted so facilitate proper valuxicn. To cbtan current quotations liken /Yodel*, contact your Fnarcol Adapt • Private invest:mots end structured products. Private emestriont securities (roLdirg deed parteipalia program and real estate investment trust securities) and structured podxts are genet aly hat ,y akpid Celan seructind podads have not been Nattered with the Securities and Excha-ge Darasion of under any gate securities laws. We pot& estmated oaken lot puree nvestrnent securities and maxiwed pockets for nicenettene papaws only Accuracy is not guaranteed - These oaken may dine. substantialy eon paces, if any, al which a private investertim stony ce structured product may be be or sold and do rW necessarily renews the VA* you in,/ receive t4DOn - mid party ectinateS Of vale re as of a certain date and are stepped Co UE6 financial Services on a regular base by an irdepmdert vitiation limn - Issue generalpaint. or sponsor estimated yeas it ary, re applied to the Pim by the sear general panne or sponsor and may be cakulated based on dff trent information from the used by then parties to canoe their estenated values. - You can attain additional itamation regarding the mothablocar used to determine the estimate of value and the date of the Women, the is the basis for the estimate try contacting your financial Advisor. - Thid party ostenated vein may be reflected as • Noe priced' in several etuationt viten an independent valuation In,, has not healed or 6 unable to assign a vat*, Mien we become aware that a material event has Pored the may call a Feevioutli reported value into amain. or when a value would be highly speculate. due to the nature ol the parity - When neither an issue, general partner a spoor estimated value nor a thedgarty estimated vale poode4 the yaks of the Nosily will be different from its purchase pave. - • Distrist ins to dale' may ado* real of cased. room or both. - • Orognal unit sae represents ex newt oaring price pa at and mw not reflect 'outcast base. - 09P and wasted REF manna are not toed on a national securities exchange. and ate generally &god and non it lhey can be sofa the vice reefed may be less than tie per that estimated value provided n the accost nattiness • Restricted sensitise Restricted securities prorate re not °sherry *liable for public sale. U6S Fnancial Naps uses the mean price of the ovessided stock of the sane nester a an imputed vats for the restricted MP tot dodos.; of this statement owy. TO tat *Awl that restricted saunas are *babe la see, the value reamedmay be a.bstantialY less th.th the netted vale shoms • en. (en:noted) neon. . current yields and rata. An minute of nue ream is based on anent dhicitnel and Sorest rams assuring the spokes will be held for own from statement date or until maturity. This estimate is any a guideline; accuracy and continued intone are mot gueranteed — Estauted areal iriCcen and current yield for certain types 01 securities could nettle a relkal d pancoal or capital gains in which ease the est income (andcement yield) would be overstated. — Estimated anal storm and current meld and the actual inane and yield mote be louver or hider than the estimated waxer,. — An festinate of arnualeed income (dividend anda interest) divided by the current make verriaverage balance st. based on the last de lend or "lean payment made by the issuer and enrol the secisieScamoses will be hell foe one yea Cron the statement date or until madras Accuracy and continued MU at not guaranteed • Assets net heed by DOS PiWrrial Services. Certain assets are not hell by the F im and not nicht, the Fines possession or centrol These assets are deglirted on your statement for nforrrotorol purposes only. Positions and vales presented are provided by the nein; fern UPS ironed Saxes is not ntsponsbki for this damnation and does not guarantee is securely these asses we rot weeded by SIPC or the fern's suPPlememal SIPC coverage. • Revenue sharing and adifitional cempensinien. - m additin to commissions cn sale and c ab. I fees reeved n connection with the digression of mutual fends to our dents we ardor our altiiale re( ewe revels sheen ammonia from derbecrs and or admen of the mutual fad that we ell These mounts re based on two d f f trent orrocants: the ran of sales by 1.85 of a particular rnotual find 'amity to our dents; and at he asset vat* of a precuts' mutual hid I awys shares held at the fan - We and ow affiliate also receive reworden and OrnillX6 plOCESSing fees in consickeamon to transfer agent semen that we povele to the mutual funds Thew lees generally re pad from owed assets n the endue cud and are a feed doll, ancant based on the nodded accounts at the brderdealee holdng mutual Ions of that fund family - h wSdncet to ctarnissiaris received in connection with the sale or &tauten of tenuity contracts and unit nvestment Inet saes to cur dents, we ardor at Ariale receive revenue sharing corrpensaten from miry of the insurance companies undone/mg the amity CCOVeCti, affiliates of the nuance Ctrepariet a portion of the ail investment ousts we cintrbute - h addenn to CCenen6TgaS received Iron, the pschase aid sale of NetShares tun* we anchor as al1il We receive n asset-bawd revenue shaing paymore from Meagan.: &abates as well Sc CONFIDENTIAL I undeg for iechnolocy develagment, twang and - Ott affirclos atso None trading ccarisstas and other compensation from mutual funds an nmearce companies whose products wit denstele. - We woe perconsation from UM Bs* USA, LOS AG Stantotel Branch anclandflilisted bats thecur our cash twerp roodarris Ibis compensation may be a incerhy pie accost fee or may be a percentage of enrage defy deposit beeps Activity Informaton reaming commissens and ocher changes routed in connection with the executionof trades, tido:leg open transactions has been exuded on cmfrmerom proviousy furnished to you. and wit be provided to you premptly an repast. Short piing It you set engaged in that selling a security you may Irmo a charge duo to detain borrowing costs for that pin 'rule seosey. Open cadets Regredng open or grodliteanceled ones that went not encited by the looms date, open buy and set stop orders re reduced by the amour of dividends orrigaon an ex.dmidonds or marches date unless extruded otherwise by you. You ate respasble for orders that Kt executed do to your Inure to cancel misting open orders. Privacy To obtain a copy of on, curvet Chant Macey Notice, please paten you. Fronde Adam of vet as website creuw fiat nentogwinevisy — 1.85 Financial Services is riot a bad. The RNA Burnes ServicesAccount BSA and IRMA re brokerage accounts which provide access to baidng services and pockets troop anangenwritt with affiliated banks and other et/partybanks, and pada access to iidearte and annuity products issued try unattained hid party nuance <an:units through instance agency sandpits d IBS Financial Samos no. ▪ hvestmere, insurance, and enmity frodits — Not FDIC awed • No bad quainter May toe vaLe — WA. Resource Management ACCOUr4. Business Services Account BSA IRMA and international Resource Management Account me revolved service marks of L65 Financial Semites asc. — ViSA is a registered tads neck owned by Vasa International Service Association and used under kern. The LOS Visa creole cards ard the LOS Visa debt cads are nsied by LOS Bak USA with permission (men Visa U 5,4 exasperated All other vadenurks, registered trademarks, sereke mans and registered sake marks ye of their respects* corroaries LOS I Utmost Services Inc Rev. 701807 SDNY_G M_0002 7697 EFTA _00138317 EFTA01278926 cat UBS 1785 Felancial Stink's tic, Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70055589930918X14 Y1 0 Resource Management Account September 2018 GHiSutoNE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account number. Your linancial Advisor- SCOTT STACK MAN1LYLE CASRIEL Phone 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeline at 800-RMA-1000, account 029028776 on Avtarst 31 (4) on September 28(4) Your assets 767,919.00 778,916.00 tiskour website: lwew. cabs corn? linancilservices Your liabilities 0.00 0.00 Value of your account S767,919.00 $778,916.00 Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepoet.com. Tracking the value of your account S Thc uc...anc$ during 2018 Value of your account at year end 2017 S726A13.00 Your investment return 687 7 726 4 767.9 • 778.9 • Change in market value $52,503.00 Value of your account on Sep 28 2018 S778.916.00 2i)0 Dec 2015 Dec 7016 Dec 2017 /tug 0113 5e0 2018 SDNY GM 00027698 Member SIPC CNP70009366558993 NV700330797360005 0918 030575004 M8776550100160 ►age 1 of 6 CONFIDENTIAL EFTA_00138318 EFTA01278927 *UBS Resource Management Account September 2018 Your account balance sheet Summary of your assets Value on September 28 (8) Percentage of volt aCCOunt A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 778,916.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $778,916.00 5778,916.00 100.00% Account name: GHISLAINE MAW, ELL Friendly account name. Account number: Your current asset allocation Eye on the markets Index Percentage change September 2018 Year to date S&P 500 0.57% 10.56% Russell 3000 0.17% 10.57% MSC I - Europe, Australia & Far East 0.91% -0.98% Barclays Capital U.S. Aggregate Bond Index -0.64% -1.60% Your K Randal Advisor 7' STACK MAN LYLE CASR1EL Interest rates on September 28, 2018 3-month Treasury bills: 2.12% One-month LIBOR: 2.26% CNP70003006558934 NP7003307973 00805 0918 1:80579361 .11 y_Ght 0002Tdifie 2 of 6 CONFIDENTIAL EFTA_00138319 EFTA01278928 UBS Resource Management Account September 2018 Change in the value of your account Account name: GHISLAINE MAXWELL friendly account name:Indy Millennium Account number. September 2018 (3) Year to date (I) Opening account value $767,919.00 $726,413.00 Change in market value 10,997.00 52,503.00 Closing account value $778,916.00 $778,916.00 Summary of gains and losses Values Ironed below exclude products rot which gars andlosses are not Classified Realized gains and losses Unrealized September 2018(9) Year to date (I) gains and losses (%) Long term aoo omo 128,91600 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Frtancial Advisor or Branch Manage/. You can find a ful description of the alternative investment objectives in (mportant mtomation about your statement at the end of this document Your return objective: Current inccme & capital appreciation Your risk profile: primary - Aggressive Investment eligibility consideration - None sewed Your account instructions • You account cost bass default closing method is FIFO, First in, First Out. Your II nandal Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-7000800-308-3140 SDNY GM 00027700 Criv700O9006558995NP7003307973 00O35 09180305 001[O ►aps 3 of 6 CONFIDENTIAL EFTA_00138320 EFTA01278929 *UBS Yournotes .,IfiNv_._mon.s. a a 6 CONFIDENTIAL EFTA,BE32I EFTA01278930 *UBS Resource Management Account September 2018 Your assets Account name: GHISLA1NE MAXWELL Friendly account name:Indy Milennium Account number. Some prices, income and current values shorn may teepproximene. AS a int*. gam aidlOsses ma/ ml be accurately refkcled. Ste Aporunt infofinefron atour your statement a the end of tins dxurneM for more infornason. Non-traditional PliValt eguty funds, Hedge funds, and 01110 investments are held in your 085 Finarcial Services MC. (UBS fS)broter3je account. the pootions reported below reflect the records of the issuers, and UBS Fitt., not guarantee the act tnacy of the iriormation The vaue shown Is nd necessarily the value you would receive from the Issuer if yousdd the assets. Funds actively scld ty UBSFSare subject to ongoing due degree, athough the level performedrelay vary A dosed fund may be subject to nooreocing degree A fund that you purchmed elsewhere may never have been suttect to UBS FS dlige nee. although U85 FS may receive a fee from the funds manager, which may constitute a maority of the rrtanaaernentrincentive lee. Please contact your Financial Achnor wth questions. • EA vaue per unit' is an esemate of value supplied by an independent valuation I rrn and reflects adjustments for factors such as the equidty of the units. Hedge funds teddng ALPHAKEY5 MILLEN Fh0 BROKERAGE PIO 8'31118 Trade date: Purchase price Number Areiage lance Of shares per share (S) Client investment (S) 650,000.00 Your Haandal Advisor SCOTT STACK Mani VIE rAcRIEL Estimates of vaue suppled by issuers Of Certain Program (which are generally 'net asset vaue' estirnateS) are shown as' issuer est. value per unit'. For fl oat equty funds, 'Est. value per uM' is a vaue updated quarterly, based on the Net AsSet Value NAV') in the fund ea or the date specified aAuskd by ading capital calls and subtracting OAoblations ante the NAV date The NAV is primarily based on estimated pardon° yams provided IN the underlying fund spcosor These two values rnay vary because of differences In the way they were estimated and because the 'Third party est. value per unit' ma/ have been prepared co toe Oasts cttnancia itionnaton Other than year•end Reported estimates ma, not reflect resat liquidation or repurchase 418, if any, and may not reflect dst 'buttons of caoital untl the next valuation is teParted. generaly On an annual Or Serri.annual basis See len porzant Woman about your statememat the end of this statement. Cost Price per share basis (1) on Sep 28(1) value on unrealizedOM trwestment Holdrg Sep 28 0) grin or loss (S) return (S) period 650,000.00 1.000 778,916.00 128,916.00 Your total asset Noa•tradrtionel Hedge feeds Total $778,916.00 value on Sep 28 (1) 778,916.00 Percentage or your account 100.00% Cost estimate° oases (I) annual income (Si 650.000.00 Unteenied oath or loss (S) 128.916.00 100.00% $650,000.00 $128,916.00 CW70003305558997 NP7003307973 00005 0918 03057500/ CONFIDENTIAL SDNY GM 00027702 100100 Pap S of 6 EFTA_00138322 EFTA01278931 *UBS Yournotes --==,:-.. - -------.' CONFIDENTIAL EFTA,BE323 EFTA01278932 Important information about your statement L85 Financial Services W. (the Firma UBS Fnencia Servise0, is a member of all principal meshy, ocemodity and Wan exchanges. 1)85 Financial Sakes and 1.85 Bank USA are indeed sthsoaries of (,85 AG and affiliates of 1135Seceskies U.C. The Finisfisaxia Statement is available upon request. The Firm's exasileve office; re at: LEIS Entail Services tc. 1200 Harbor Boulevard Wellman, NJ 07086 This statement iliaeSaltS the on/er off icial record of you LISS Feta& Services account. Other north. thraPt official tar dzunents. antanng coratarg data shoal not be relied upon II you bane there is an ma or omission please nport n anworoSely n writrig to the Brandi Manager of the office cevrg you amount. Although al lgrin shown re mended to be accurate, statement datashould not be used for tau imposes Ray sole/eon yoznend la( forms. (i.e Form 1099. 5198, 10425. etc ) when prepamg your ear return. The Fan required by law to report to he RS as trable addends, reportable nontaxable &akin& and taxtte interne eared on patties held n you account, net proceeds on sate transaction,. and cat basis on &tin comred seasilies. Coomamicatiens with the Firm • Pleasereconfirm any oral cornrunostions in raking to further protect yourrighis. incks5r9 your rites order the Seosities &ester Protection An MA) • If the tinatal institution an the top lett of the front of this StatOrneill is not tES Fnaxial Sevres, UM Financial Simi& an& you roan as clearing broker by amen none waro the inckated ni stitution we timed you od this retaborchb W lwh you opened this accuse. h this vast your lords and secures re looted a ISS f oriental Sauces and rot the Malang broker, and you fruit make a Mal of any error or omission to both firms • As &sorbed n the account aterents, you act readyusof any tin& or fraud irmthirg checks related on your statement within 30 days after a was mailedor made milabb • Pleasedna customer ratlines or imaies to the Piny's< hem Relations Depannent a 201.352-1699 or loaf ree at 800.354-9103, 8:00 A.M. to 6 AO PAC ET Monday through Frclay. or in writing to UPS Fiuncial Wean et, Client Relations Department, P.O. Bo 766 Union City, NI 07087. • All aaemerts shall be deemed convolve and acorn it not objected to in wearing within 60 days. • For TTY sauces. Call 844412.0986 Ca from thick the t/ S.: Cal 201.352.1.35 • hose of orlon a omits about an electronic fads transfer (EFTL bi payment or UBS Vostok& cad transactions, call 830.762-1000, or was to UBS Franc al Services Ix., 1000 Harbor Mod, 6Ih floor, Wee-haat eal 07086, Min RMAISA Storm C al a write as soon as you can, if you trek your statement a recOr 6 meg a a you need more eacematt about a twofer on the statement or reap'. The Firm or Card boar (as Cloacable) mast hex Iran you en law than 60 days Ater the Frm sent you the fist statement on which the wee or Mated, *Coved. - Prose:Jewett Inane ad accost number (f any) — Dna& the NON or tie transfer you are unsure aka, and ....plain as <Park, as you can whop& believe a is neon a new you need mare dormant — florae the dol. arrant of the suspected era. The Finn or Card bsuer tai investigate yes amain and WA comet lop *nor tarok. For alleged mon innoking Visa•debit cad tranactonno 4 we take mote than 10 business days to do this, we will credit your tan la the amorality the* as in enot so thal you wa have the use of the money doing tie tint tan us to complete as investigation, Please make all checks payable to the Femor the feirKJl inSleuticn notated on the halt of this statement In addition to regular account lees. accounts may be abject to mantenarce tem charges fable payment for securities purchases and charges for urpaid arrcurcs n cash accounts. Accounts that are trarclored to other instaacen may be subject to a vender fee. UBS Sweep Options mg$ offers options for %wiping cash balances to bat depose accounts at non-affiliated banks and affiliated banks and money make" nasal lunch (Nam Funds). Deposit accusals at (AS Sark USA and non-affiliatd barks partkipaing in the 1185 FINC-Insred Deposit Program are FDIC rnsured n accadaxenwh FDK rules For more inkmotion, please visa owsv . Wan,. DecOse accounts al 1135 AG Ranked Branch and shin of MoneyFunds an rot ironed by the FDC. 8a* deposits are not protected by WC. Money Fund shares are protected by SIPC. See "U8SF naval Stites Account Protedon' below. Mtnyour request, balances in the bark deposits may be withdrawn. and shares of a Money Fund may be liquethte4 and the proceeds retuned to you a your &ton account Further nikanation about avertible sweep options, riadrg current interest rates and yields, 6 available al werryaths,cornisweeprads, Irom your Franco' AdM0e or by calling 800.762.1000 lies Fnalml Services moo* protection The Finn Can:weber of the Seardies bwestor Protection Corporation atrC), which protects securities customers of as thereben op to 4504000 (nckding 1250,000 for <tains for cash) Eiplanatory brochure &Meta ist recuea a al motto orp The SIPC asset protection lints apply to all mounts that you hold in a pinata capnicey. The Fkon, together with eaten affiliates. has also arches& supplemental insurance. The main& amour* payable to all eligble <bents. collectively woke thisprotection is I-SOOmelon as of Number 10, 2016. Subeed to the policycan:16a and Ernie's.b ash at the Finn 6 halm protected for up to 71 .9 macro in the aggregatefor all your tans hid in a parlcular capacity. A la copy of the poky iwrdrip es available coon request. Nether the SIPC PrVeclion nee the stattemerdal protection epply to: • Cent truncul assets controlled by (arid nclackiel n your anoint vela) but heist awayIran UBS Financial Services For Pante certain 0) insurance products. including variable amites. and Gd shres of mital funds registered n the rune of the accord holder on the books of the two or transfer agent), • hrestment contacts or rniesimene Mem& leg, lanad pannershin and whole Placernera0 Cm are not registered under the Sautes act of 1933; • Cares odden contracts (e.g., foreign exchange and prectus metal convats), recludong lUtureS contacts and orrniedity pt ion (WOW: and • Deposit amines (except certificates of &posh) at MS Bala USA, 1185 AG U.S. branches and barks r the FDIC Insured Deposit Program. The SIPC protection and the implemental pot/clando not apply to these assets mend they otherwise appear on yOts Statements. The StC protection and the astkenental protection do not protect against changes n the market Yak* of yar inwsbnents teethes as a eestt of motet movement, issuer bakeuptcy othavdat) Dividend Reinvertnwt Program (DRIP) The price reflected is an average price `Mu may obtan the actual price Wm yore Fenno ial Advisor. Orly whole shanty we purchased under DR", panial twos win& sold and the cash wit be deposited in yOur KCOutit The dividend renvesboont ace supplied by to 'mar may offer I tom the market peKt at Atwell Ine pat,* shares are sold Only whole urns MeVbeheld in trod accoult. data are enteled to a partial unit as a result deny:deed payrnenl a otherwise, the km MI Mar sell partial uses at mar* et price a accept en aware determined a moaned clearing agency, ad credit war accomi 'nutriment objectives The &tonere objectives and risk prod& are 'triadic to each account and may vary between you aucum Please advise the Firm pronely in wrung d any Prdcant change in you financial situation a weal/lent objectives For each matt heti, you choose one of the Ioloving investment objectives: • Procto Current Meant *ointments WHIR) the gersaim of exam only. • Ache.* Capital Ahapnriadora k-westrnants peeking growth of crimPal rater than the generation of non • Potato Contination orimorm and Caper Appreciation: IrmarreMs seeking both the gerwation of income led (rowel of ontxioat Overall risk galas • Conservathe: Seeks to mason initial pa-not:el, with low risk and war My to the accord overall, even that men the account does not generate significant CONFIDENTIAL inCelne a mums and may rot keep pace with inflation. • Moderato. Wiling to accept soros rick 10 pincPal and tolerate sane volaility to seek In:ter returns. • fax:cease,: Wiling to accept hit rid to tncpal and het uolathey to seek Mt MOMS over time. • inuntwerit 6sgaiety Consdention: I selected. a portion of the portfolio fa that accoure may include complex strategies tinted liquidity and gnaw wolatilty. Staternent Thouseholdthe We may consoldate ark nand account statement with the same address in the urnh envelope. e 9. because they haw ants hiip aka maintain joint account retationgrops with other dors a tee sane address. it you prefer to mere irdiakol statements mailed n Waite melaues. you may decline Isoishokli-9 by rata yOur Financial Advisor Friendly /acme* name The Friendly account name is a custernosale •narurne chosen by you to assist you withyas nicordteeprg has ro legal effect on your account is non Mender/10 ices ary strategy. prodact recommendation. intik...At objective a nth profile anociated wet. your accounts. rd is not a take or m.wamee that vnellh or any financial rosollt. can a Will be achieved. All "moments imam the risk of lass, including the risk of loss of the entire irmstment. You can <hinge your Friendly account names through Online Services a by contacting your Fluncial Minor ACOOtalt OvIirvinf • Vette of put actoontlaortiofo. Net of assets and listidaies • Assets Includes available cash balances, value for restricted security telt), and Global Tim Deposits, unreakaid marts to wont', aidcertain assets not held by the Fim. Does not made unpnced securitelasiels at the end of the tot arid current staWnent penods, or private iWestriler11s unwonted stook optiom and exercisable nook options • tiaras &Wes de& Waxes, &teeming margin loan. credit krie, shoat arrant batmen. • Casblrecney Pawn YOts d unimested available oath balances, plus devout balances al affiliated ad norkeif doted banks, and money market mutual tied swam babooes at the cbse of tie statement period Noncorrmedity free ore* balances inyvxr account are not served from other balances and the Fern may use /mot these funds tithe °Sauey came of us burns. Those fords repayable upon your demand. This total is &Wed in the oar& period <losing vela. Lancing information For &arid nformetion on the Fans Mixing predicts ad &Omen, refer to sxr Clem Relationship Agreement or Arran ATeement and the General Teems and Cacao& UN. Statement at Credit Practices available n Agreements end Dabbles as twee (An eofinforeoonaliolponl SIDIVYG M_0002 7704 EFTA_00138324 EFTA01278933 Important inforntation about your statement (OMNICued) Your assets Your afterment tenons recutibet and other assets held n the account at the ern of the Slaterneat period. You may ask for delvers of Ida Paid securities al any Pro. You ma/ receive securities 'odd as ban coteere alter paying any berce do on them. Airy securities tranderred to the Fin ding the statement poriad are Icted at mane value as of the ern of the fl ows period • Con basis ri determining the cost basis of the seamen included in this italenlant wtere indicated with the number - IBS Partial Services has relied on informatien obtained from sources Mho than UBS Financial Semites. ridding I-donation Iran another lien or that you may have sceovkied to your F narcol Adviser. Finn does not indesenitmly way a guarantee the epoxy or vaklity of any damson provided by sources other than U3Shriancial Services. addlicei ethougn S*PeCeS general updates the rdonnatia as it is wowed. the item desnot pow* ary ant/antes that the ellomaticei wider "Cost base and starrealcod gat loss' is accurate as of the date of this statement. As NON please do not rely ca this nlorrnatica to make purchase or sale decisions, fix la purposes ce otherwise. Accounts twittered to the Fin may reflect °idiots inforrutian only Co ON period ol tiro they re heed at the Fan More K6t0hCal akelltabCa can be added by your Marxist Advisor. • Unwanted gainnosset Neon data n awilzba, eatutedurrealized garnflosses are calculated for ncividtal society lots the transaction data for individual lots may or may nee reflect ctcrmissions. dirges ander secuity reorganization ewnts. Deaden and other renveument lots and systematic pith's. lots re each combined to display one enraged lot 71• • Trade date eolmnpfesonts the oc tr he anwonon trade dale. • Callable securities Bonds and peened the issuer cats la tab, redemption veil be selected martially by lot hem among as seastes of that issue held in our run* Cf a nominee mime Ice or clients Call Nakre Somalia is cbtanted Irons third pates rid as rosary is not gaarantmid. Other call leaves may eon which can. Meat yield. complete info/mama will be provided upon request • Certificates of deposit (CDs). CDs re FDIC enured up to S7'9,000 noincipal and accrued egoist per deposer and pee depository ins:neon netted/nee wet, 10K rules. • Pricekalue Pr(eS 4601)14 fOr SeCuntits and other podia may be higher or beer than the price that you would actually receive n the market Paw NO obtained from various tad piny sources Poch we be/en to be reiable, but we do not gwrantee thee accuracy — We generallyuse the cbsirig price neon anilable or the mean of the bid and ask deices kr listed spines and opens or any bid totes to OTC Notts — Less active/ bled lealiteS maybe arced wen a valuation modal ce the most recent price we attained and my rot ref Oct an actual market price or vale. - Certain positions may apex withicut a price rd sill OICHI 03 . price was not available • il we re unable to obtain a price for a wculy - DepoSils a securities denominated in tuiretties Other than U.S dotes are ref dieted at the exhale" rate as of the statement date. - Foe certain sautes rasing n nonconfameg denominations, price and quantified wad) may hive been adjusted so facilitate proper valuxicn. To cbtan current quotations liken /Yodel*, contact your Fnarcol Adapt • Private invest:mots end structured products. Private emestriont securities (roLdirg deed parteipalia program and real estate investment trust securities) and structured podxts are genet aly hat ,y akpid Celan seructind podads have not been Nattered with the Securities and Excha-ge Darasion of under any gate securities laws. We pot& estmated oaken lot puree nvestrnent securities and structured pockets for nicenettene papaws only Accuracy is not guaranteed - These oaken may dine. substantialy eon paces, if any, al which a private investertim stony ce structured product may be be or sold and do rW necessarily renews the VA* you in,/ receive t4DOn - mid party estinates Of vale re as of a certain date and are stepped Co UE6 financial Services on a regular base by an irdepmdert vitiation limn - Issue generalpaint. or sponsor estimated yeas ary, re applied to the Pim by the sear general panne or sponsor and may be cakulated based on dff trent information from the used by then parties to canoe their estenated values. - You can attain additional itamation regarding the mothablocar used to determine the estimate of value and the date of the Women, the is the basis for the estimate try contacting your financial Advisor. - Thid party ostenated vein may be reflected as • Noe priced' in several etuatent viten an independent valuation In,, has not healed or 6 unable to assign a vat*, Mien we become aware that a material event has Pored the may call a Feevioutli reported value into amain. or when a value would be highly speculate. due to the nature ol the parity - When neither an issue, general partner a spoor estimated value nor a thedgarty estimated vale poode4 the yaks of the Nosily will be different from its purchase price - • Distrist ins to dale' may ado* real of cased. room or both. - • Orognal unit sae represents ex newt oaring price pa at and mw not reflect 'outcast base. - 09P and wasted REF manna am not toed on a national securities exchange. and ate generally &god and non it they can be sofa the vice reefed may be less than tie per that estimated value provided n the accost nattiness • Restricted sensitise Restricted securities proraTY re not °sherry *liable for public sale. U6S Fnancial Naps uses the mean price of the ovessided stock of the sane noaa a an imputed vats for the restricted MP tot dodos.; of this statement owy. TO tat *Awl that restricted saunas are *babe la see, the value reamedmay be a.bstantialY less th.th the netted vale shown • en. (en:noted) neon. . current yields and rata. An minute of argue ream is based on anent dhicitnel and Sorest rams assuring the spokes will be held for own from statement date or until maturity. This estimate is any a guideline; accuracy and continued intone are mot gueranteed — Estauted areal iriCcen and current yield for certain types 01 securities could nettle a relkal d pancoal or capital gains in which ease the est income (andcement yield) would be overstated. — Estimated anal storm rd current meld and the actual inane and yield mote be louver or hider than the estimated waxer,. — An festinate of arnualeed income (dividend anda interest) divided by the current make verriaverage balance st. based on the last de lend or "lean payment made by the issuer and enrol the secisieScamoses will be hell foe one yea Cron the statement date or until madras Accuracy and continued MU at not guaranteed • Assets net heed by DOS PiWrrial Services. Certain assets are not hell by the F im and not nicht, the Fines possession or centrol These assets are deglirted on your statement for nforrrotorol purposes only. Positions and vales presented are provided by the nein; fern UPS ironed Saxes is not ntsponsbki for this damnation and does not guarantee is securely these asses we not weeded by SIPC or the fern's suPPlememal SIPC coverage. • Revenue sharing and adifitional compensation. - m additin to commissions cn sale and c ab. I fees reeved n connection with the digression of mutual fends to our dents we ardor our altiiale re( ewe revels sheen panmerth from derbecrs and or admen of the mutual fad that we ell These mounts re based on two d f f trent orrocants: the ran of sales by 1.85 of a particular rnotual find 'amity to our dents; and at he asset vat* of a precuts' mutual hid I awys shares held at the fan - We and ow affiliate also receive reworden and amts plOCESSing fees in consickeamon to trawler agent semen that we povele to the mutual funds Thew lees generally re pad from owed assets n the endue cud and are a feed doll, ancant based on the nodded accounts at the brderdealee holdng mutual Ions of that fund family - h wSdncet to ctarnissiaris received in connection with the sale or &tauten of tenuity contracts and unit nvestment Inet saes to cur dents, we ardor at Ariale receive revenue sharing corrpensaten from miry of the insurance companies undone/mg the amity CCOVeCti, affiliates of the nuance Ctrepariet a portion of the ail investment ousts we dstrbute - h addenn to CCenen6TgaS received Iron, the pschase aid sale of NetShares tun* we anchor as • receive n asset-bte.ed revenue shaing paymore from Meagan.: &abates as well Sc CONFIDENTIAL I undeg for iechnolocy develagment, twang an - Ouf affirclos atso None trading ccarisstas and other compensation Nanmutual funds an nmearce companies whose products wit denstele. — We woe perconsation from UM Bs* USA, LOS AG Stantotel Branch anclandflilisted bats thecur our cat twerp roodarris Ibis compensation may be a incerhy pie accost fee or may be a percentage of enrage defy deposit beeps Activity Informaton reaming commissens and ocher changes routed in connection with the executionof trades, tido:leg open transactions has been extuded on cmfsmerom proviousy furnished to you. and wit be provided to you premptly an repast. Short piing It you set engaged in that selling a security you may Irmo a charge duo to detain borrowing costs for that pin 'rule seosey. Open cadets Regredng open or grodliteanceled ones that went not encited by the looms date, open buy and set stop orders re reduced by the amour of dividends orrigaon an ex.dmidonds or marches date unless extruded otherwise by you. You ate respasble for orders that Kt executed do to your Inure to cancel misting open orders. Privacy To °bean a copy of on, curvet Chant Macey Notice, please paten you. Fronde Adam of vet as website creuw fiat nentogwinevisy — 1.85 Financial Services is riot a bad. The RUA, Burnes ServicesAccount BSA and IRMA re brokerage accounts which provide access to baidng services and pockets troop anangenwritt with affiliated banks and other et/partybanks, and pada tows to iidearte and annuity products issued try unattained hid party nuance <an:units through instance agency sandpits d IBS Financial Samos no. ▪ hvestmere, insurance, and annuity frodits — Not FDIC awed • No bad quainter May toe vaLe — WA. Resource Management ACCOUr4. Business Services Account BSA IRMA and international Resource Management Account me revolved serene marks of MS Financial Semites ex. — ViSA is a registered tads neck owned by Vasa International Strike Association and used under kern. The LOS Visa creole cards and the LOS Visa debt cads are nsied by LOS Bak USA with permission (men Visa U 5,4 exasperated All other vadenurks, registered trademarks, sereke mans and registered sake marks ye of their respects* corroaries LOS I Utmost Services Inc Rev. 701807 SDNY_G M_0002 7705 EFTA_00135325 EFTA01278934 (SUBS 1)65 FMancial Senices nc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70057899671018 V1 0 Resource Management Account October 2018 GHISLAINE MAXWELL 139A CHARLES ST. APT 4233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account number. Your financial Advisor- SCOTT STACKMANILYLE CASPJEL Phone 212-821.70001800.308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeLine at 800-RMA-1000, account 029328776 on September 28 IS) on October 31 (5) Your assets 778,916.00 786,991.00 VIsItour webslte: www.ubscomffinancialsewices Your liabilities 0.00 0.00 Value of your account 5778,916.00 $786,991.00 Items for your attention , Help protect yeomen from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth swew.annuakreditrepottcom. Tracking the value of your account during 2018 Value of your account 5 Mt utand$ 6$ 7 7264 S 7781 787,0 • 2500 Dee 2015 Dec 2016 Dec kl 7 so 20 18 W 2018 at year end 2017 S726,413.00 YOur inveStrnent return Change in market value $64578.00 Value of your account on Oct 31.2018 S786,991.00 Member SIPC CNP700050057139967NP7003109388 00005 1018 030575004 CONFIDENTIAL SDNY GM 00027706 Page of EFTA 00138326 EFTA01278935 4tUBS Resource Management Account October 2018 Your account balance sheet Summary of your assets Value on October 31 (9) Account name: GHI$LAINE MA, _ Friendly account na Account number: • Percentage of your account A Cash and money balances B Cash alternatives C Equities a CO 000% 0.00 000% 0.00 000% E Non-traditional 786,991.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets $786,991.00 100.00% Value of your account $786,991.00 Your current asset allocation Eye on the markets Index Percentage change October 2018 Year to date S&P 500 -6.84% 301% Russell 3000 -7.36% 2.43% MSC - Europe, Australia & Far East -7.95% -8.86% Barclays Capital U.S. Aggregate Bond Index -0.79% -2.38% Your R nancial Advisor. SCCrT STACK Meryl YI F CASRIFI Interest rates on October 31, 2018 3-month Treasury bills: 2.33% One-month LIBOR: 2.31% O470oCe00$769968NPAX01$9388 00005 1018 030579004 CONFIDENTIAL GM 000277t49. 2 of 6 EFTA_00138327 EFTA01278936 SUBS Resource Management Account October 2018 Change in the value of your account Account name: GHISLAINE MAXVVEU. fine ndly account name:Indy Milen mum Account number. October 2018 (3 I Year to date It) Opening account value 3778,916.00 3726,413.00 Change m market value 8,075.00 60,578.00 Closing account value 3786,991.00 S786,991.00 Summary of gains and losses vSues reported below exclude products for which gars am:Mosses are Not Oassified Realized gains and losses Unrealized October 20180) Year to date (1) gains and losses (S) Long term 0.00 0.00 136,991 00 Your investment objectives: You have identified the following investmentobjectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager, You can find a ful description of the alternative investment objectives in rmporranr information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment eligibiFty consideration None selected Your account instructions • You account cost bass default closing method is FIFO, First In, First Out. Your Miranda Advisor. SCOTT STACKMA:4MR CASRIEL SONY GM 00027708 Ormr0020057Erg969NP7003188388 COCOS 1018 030579004 Pogo 3 of 6 CONFIDENTIAL EFTA_00138328 EFTA01278937 *UBS Yournotes <.........,............... ,e_c,ntacontw • a CONFIDENTIAL EFT,00BE329 EFTA01278938 (SUBS Resource Management Account October 2018 Your assets Account name: CHI5LAINE MAXWELL Friendly account n ' Account number. Some ones, incase and current values shown may be approximate. Asa res UR. gains &dresses fray 1)D1 be Ercurately reflected. See smporhurtimonretron aboulyour statement a the end of revs document f0r more infornaon. Non-traditional PnvEle eguty funds, Heekje funds, and Other investments are held in y0ur U85 FlnalXia ServIteS mc. (UBS FS) broleraae account. f he pootIons reported below reflect the records of the issuers, and U8S FSdoes not garentee the accuracy of the iriorm.aton The value shown is not necessarily the value you ward receive from the Issuer if you width, assets. Funds adnrely sold by UBS FS et subject toongoing due digence, dthaugh the level perfumedrelay vary A dosed fund may be subject to no onvcing dligence Mundthat you puicheaed elsewhere may never have been subject to UB5 r5 dlh;e nee. although U85 r5 mat receive a fee from the funds manager,whit h May COnSlitule a MM.:miry of the illana;effientliniCentl* fee. Flea% contact your Financial Achnor with questions 'Est value per unit' is an estimate of value supohed by an independent valuation trrn and reflects a:austrrents for factors such as the lquidty of the units. Hedge funds HdOng ALPHAKEYS MILLEN FND BROKERAGE 9301l 8 Trade date: Por(baSe OK& Nabei Avela9t pace of styes pet shale (S) Client investment (1) Your Financial Advisor: SCC TT STACK MANLY LE CASki EL Estimates of aue Started by Bates of Certain Programs (which ere generally 'net asset am.' estinareS) are shown as' issuer est. value per unit'. For Pnvae equty Funds, 'Est. value per unt• is a value updated quarterly, based on the Net Asset value (' NAY') in the fund a of the date specified a:Lusled by ading ccital calls and sublreding dstnbutIons once the NAY dale The NAV is primarily based on estimated portfolio vdues paneled by the underfying fund sponsor These two valnos may racy because of differences In the way they were estimated and because the • Third party est. value per unit' May have been prepared on the basis cfhnantia inronnmon «het I ban yeae•end Pepe-led estimates may not reflect resale. liquidation or repurchase value, e any, and may ea reflect dst 'barons of caaal until the next valuation is feinted, <;enerdly on an annua or serrtannua basis See kny,Pdant inkifinnban afoot your statement the odor this statement. Cost Price per share bads(%) on Ott 31 (1) value on unrealized (ten) investment Hording Oct 31 (1) gain or loss(!) return (S) period 650,000.00 650,000.00 1.000 786,991.00 1;6,991.00 Your total assets Value on Oct 31 (5) Percentage of Cost your account bass(!) Estimated annual incdre (S) Unredized gain or loss (S) Non.trainional Hedge feeds 786,991.00 100.00% 650,000.00 136.991.00 Total $786,991.00 100.00% $650,000.00 $136,991.00 SDNY GM 00027710 CNP70.308005789971 NP7003183388 00005 1018 030579004 300000 Page S of 6 CONFIDENTIAL EFTA_00138330 EFTA01278939 *UBS Yournotes - 17,=:.=,.. .---- - CONFIDENTIAL EFTA,BE33I EFTA01278940 Important information about your statement • ISS F newel Services Inc (the Firma UBS Fent/ Stryker.3 is a mentor of all principal minty, commodity and oaten exchanges. UBS inancial Services and 1.85 Bank LISA ay ndrect sttsidaries a U3S AG and affiliates of UM Sautes U.C. The Fits keret Statement it available upon request. The Firs txtrnAive offices are at: 103S Fetancial Styes re 1200 Harbor Boulevard Wetanken, NI 07066 The Statement represents the only official record of per LBS France' Spokes account. Otter records. nett caboul lac doonnts. contanng waliang data shoal rot be relied upon d you be% eve thee* is an wee a omincn pleat mon m irenedately in wring to the Brandt Manage/ of the office wring you amount. Allthough algae. shown me intended to be accurate, statement datashould not be wed for ten purposes Rea softy on prend tar toms. (i.• Four 1099. 5196. 10425. etc ) when prepamg your tat return. The Pon is muted by law to report to he RS Wearable dnidends, reportable neretarable dividends and taxable Wrest caned on mutes held in pis amount, net proceeds • Gale transactions, ad con basis on mean <owed smureies. CanvemeatIons with the Fenn • Pleaserennin" any oral cannteatiom in teng to loiter potoct your rights. enduing your rifras under theSeas/6es Inane Protection An (WA) • If thetenni:A instartion on the top lets of the front ol this statement is not tES Financial Services. LOS Financial Stem caries wen arca.rn as clearing broker by antarnent wen the irked inerution We itortratdyCv of this retabontho when you opened this accord. le this use, puked, and saint ere located a LBS financial Seems and rot the into:Inn; broker, and you must make a Mal of any error a anion to both ferns • As *sorbed n the account agreements, you must naryusof any eines or fraud irmang checks refitted <a pa statement within 30 daytaf let a was mailed a mule avalable. • Pleasediva customer complaints a inns to the Fent< bent Relations Department x 201.3521699 or totiree al 800.3549103, 8:00 A.M. to 6 AO P.M ET Mondry through Friday, or in vinterg to UBS Financial Services Ix., Client Relations Deptment, P.O. Box 766 tenonCry, w 07067. • All neenwes dell be deemed coreplue and acorn it not objected to in wring within 60 days. • far TTY metes. Call *444120986 or from ante the US.: Cal 201.352.1.15 • blase of enon a banns goal anelectronic bras transfer (EFTL lei parent a LBS Vet debit cad transactions. call WO-762-100a or write to UM Financial Services n., 1000 Harbor SM, 6th floor, WM-met NJ 07046, Mtn RMUSGA Service. Cal a 'mite as soon as you can/drool 'hit your statement a recit4 is wrong a d you need more ntorrnatnn tout a tint on the statement or react The time/Card tut (as Claciable) must her fromyouno law than 60 days after Oaf orm sent you the fat at Meg neat on which the emit or Problem append. - WOO:leyou- rent and accost number tot any) - Dew& the tor or the vaster you me unsure abet*, and Obtain as <kerb as you can whyyou barn/kis an twee a ity you need man information - Provia the dotr amount of the suspected arra. The FM1 a Card bsuer wi investigate pis emplane and ell correct newer promptly. For alleged tors anteing UBS Visaed/bit cad tra-nacitre of we take mae than 10 buskins days to do this, we will credit you axon la the amount you think win enoi, so that you wit have the use a the m inty durng the tar* it takes us to CO-Mktg Cos inintiation. Please make all checks payable to the Fern Of the financial inSteution notated on the fen a this statent In addition to etas account len. -mounts 'nay be subject to enintenance fen charges for We payment for shames purchases and charges kr unpaid amounts in cashace:ins. Accounts that are transited to other instant may be subject to a vender fee. UBS Sweep Options tk1$ °Wen options toe %wrong <ash balances to bat depose axons at non-affiliated banks and affiliated banks and money market nasal Inds (Mona fads). Depose axone at UBS Bak I-6A and non-affiliated banks pentane-to in the UBS FPC-thered Deposit Program are FDIC-ensured n accordance wan FIX rules for more info:maim, please visa own. f dc.scry. Depose taunts al IFS AG Stanked Branch and shoes of MoneyPunch are roe hart by the FDIC. Bank deposits ao not prOletted by SDC. Money Fund shores are protected by SITC. See •LIBS rata Serous Account Notetten' below. Inn your request, balances in the bare depositsmar be withdrawn. ad shares of a Mat held maybe lemehtect and the proceeds retuned to you ape securities account Fuller remnant about available sweep options, noldrg currier interest rates ad yields, is wattle at yeeptubseorrysweepr ods, hem yin Financial Mew of by calling 8007621000. UBS Fenancial Service aO:O1.87l protection The Finn is anteater of the Searches trestor Protection Corporation DIPC), tech protects securities cunt:own of es members so to 15(1,000 including $250,0001a den foe cash). Etlanatory brochure rabble upon ent a ale/mysix or,. the SIPC asset protection limes apply to all accounts that you hold ei a parasite smeary. The Fitt together with mien affiliates. has the Purnesed supplemental innate. The manrrurn nett payable to all eligable clients. collectively under this protection is I-SOOmoron as of December 10, 2016. Subyea to the potty cadein and Errata ash at the rim is Wave protected toe up to 1 I.9M6Cei in the garnet for all your accounts head in a particular upecity. A ILA copy of the poky wording is available con request. Nether The SIPC onreclion nor the suaremental protection /pay to: • Certain enamel assets controlled by (and nand n your account vat be Int away horn IFS Financial Services. For tarot. certain Is) insurance protasis. including variable annuities. and 00 shoes of mAul funds registered in the mane of the account holder on the books of the is or transfer nen), • rwestment corrals a nvesimint newish. lit.g linthed pannenhts and Private PlacernemOtRa we not registered under the Searities Act of 1933; • Ccemoditits contracts foreign exchange and mots/net/I centrals), mokOng futons ormaas and earniodity option contracts; and • Deposit accounts (except certificates cif deposit) at MK Bark USA, UBS AG US. bra-thes and talcs n the FDIC Insured Deposit Program. The SIPC protection and the soppirmotal protection do not apply to there assets awn if they otherwise appear in Ws., statement. The S%C protection ad the supplemental protection der not protect against changes n the market vats of you- investments (whether as a mot of market movement, issuer batorupgy otherene) Dividend Reinvennwit Program (DRIP) Thiene reflected is an average net You may obtan the actual price from year Financial Advisor. Ora Wok Owes re purchased under DPP, ptial than willbe sold ad the cash wit be deposited in yOur ICC0unt The chard rowed/rent nee applied by the 'Mar may offer loom the makes price at iinKh the pat.* share, are sold Only whole units may la held In you account. If you are enleled to a parlol unit as/result 01 a &Oland payment a otheowne. the Fiim wdl Whet sell pan& uns at mane price a accept an anon determined by • menet clewing gamey, a-adcredit you axone InverUnent objectives The ewer/nem obactien and risk profile are 'pudic to each account and may say between you accounts Please acme the Finn prom* in wring of any sandicant change in ycer financial abate° or investment obis:olives. For each account hNf, you choose one ol the (Wang imesment objectives: • Mode* Current Peon. Int Monts WHIR) the gerwraten of none pry. • *chine Capital Appreciatforr ketestrneMsseekeN growth of reincOal rather than the generation of MOT*. • Pada* Conbeuton of income and Cartel Appeer ration: Imiestments Setkinglinth the generation a niftier* and growth of principal. Oren. risk profiles • Consemone. Seeks to maintain onkel prectel, low M. ad van thy to the account overall, even if that means tine anoint does not generate signifier< CONFIDENTIAL income or Men and my not keep pace with inflation • Modena Wring to accept tone rid to united ad tolerate sane vanity to seek hther returns • knressibt: Wiling to accept high risk to pincpal ad hicp volnlity to seek het ream ore not • Imestner2 Eltioarly Consideration: II Salted. a portion of the whale fa that account may inctide complex stragen, tinted liquidly and peter that/ Stetiament Thousehattivr We myconsolidate ore ratted account statement with the sane address in the um envetpe, e o because they haw onners who also maintain Pen account rationing,' wart other clients at the sane address. you reefer to mere individual statements molt n separate etwal0Pas. you may dean* Inutabokleg by tang you Financial Advisor Friendly amount name The Friendly account nevi it a arnanaable *ncerurne chosen by you to mist you *type necordleepng ha no legal effect on your account is not Mended to reflect any strategy, prodxt reconswedattn, inn/to...rot objective a Sc profile associated wen your accents. and is not atomise a guarantee that vitas oe any financial resullc can a will be achieved. All inenenents /maw the risk of lost including the risk of loss of the title ineitnellt. You can Thange your Puna/ swum names through Online Services a by contectig you' F runcial Aden. Arran overview • vase of your amountemerflofo. Net of assets and Rabat_ • nsfers Includes avalable cash balances, vases for remitted security test ). and Global Tit Deposits, unreallad marts to morel, and Mean asses not held by Ilse Fim. Does not nth* unpnced securennlasias at the end of the poor and anent statement pewit or private inWstnienti. snvested stock options and ewarcaable Pock options • (iaba.TAWS relates dart banes, analog riwgin lore credit In, short account banes. • Cash/money balames. Total of tninested avalable cash balances, plus devout balances at alt bated and mat dated ball, anion:et market mutual kind sweep balance& at the close of to statement period Non-commodity free molt balances into, ton ae net secyegned from ocher balances and the Fim may use my of these Ina tithe oideuey course ol banns. These funds repayable goon your demand. This total is nolided in the ovrent polka <lotto who tenting inlomation For cleated Monition on the I ere's lensing practices ma intuit. ram to you Clem Relaitailli> Agnomen a Anon Arawnent and the General Tres and Conditions. LOS Statement of Credit Practices awe** n Agreements and/Pee/ow/es at raw nun en•niateneinerbvinuorpl, SDNY_GM_00027712 EFTA_00138332 EFTA01278941 I m p o r t a n t inform atimi about your statement (Continued) Your assets Your taterrent Menses retailers and other assets held n the account a the end of the Statement period You may ask for delivery of futy, Paid securities al and tire. You may redo* twenties used as loan coMeedi alter paylo any bataxe dr on them. Any wcuitties bundemed to the Firm &trig the idadmmt period are Fred ai market value as of the end of the strewn period • Con basin n detennning the cost basis of the searem included ei this statement %%tete indicated with the nunter -I,' LEK fiunialSenntes hat relied on information obtained from sources other than UK Financial Services. rkluding rdarnaiim Iran another Inn or that you may have provided to your Figaro& Acaaisca. The Firm does nal nolmeniently way a guarantee the rosacy a val.:14<in lof collation provided by sources other than U3S Financial Serene adduct, although LBSFnixel Seeds gerneraly updates the etionatim as 0 is received, the fern *es not vow* airy assurances Otst the eformaines vole "Cost base and the arced ni si is accrete as of she date of this statement. As sutth, please do not rely an this nit:motion to make aschase or sale decisions. Ice tar pa-poses or otherwise. Accounts transferred to the Fins may reflect garner interne ins only hi to period of tire they re held at the Fan More haocal retematon can be wiled by you Forint Advisor. • Unwanted gain/losses. When data 6 sante, eernated unerized ganflosses are calculated for notviial storey lots the transaction data for hchtisal lots may or may nee reflect commissions. charges anchor secuity reap-oaten mints. Diebold and other renvestment lots and systonatk eschew lots are each combined to display ore averaged lot Bo 'Trade date' colmn peewees the tight transaceon trade dale. • Condole securities Bonds and preferredstock that the issuer cats la eery redenoton veil b st e selected opartully by lot lean among al washes of chat :Sue held n our Mine a is nonewe ram fa os clients Call lean Somme:a is obtained from third Parties and es rotary is not guaranteed. Other call leaves may end which could MM weld complete infoemaion will be provided upon request • Price/value Petal. displayed for securities and other products new be higher or beer than the peke that you would actually, recew, in the marke. feces drained from wren tied poly sources winch we benne to be elabee. LA we do not stamen thee accuracy — we generally use the cbsing price win or he mean off the bid and ask prices la tested stones and options a only bid pikes ta OTC snakes — Less actively traded securities maybe poked using a vabaten model or the most recent peke we obtained and may non reflect an actual market price a rake. - Certain positions may Icy*. cantos a price and wit thew as Ince was not available 0 we a-e triable to obtain a price for a stony. — Deposes a swishes denconated n [sermon other than US. Oaliss re reflected at the exchange rate as of the statement date. - For certan noshes racing Ilnon-conformng denomnatons, price rd corny dace value) may have been adjusted to facilitate proper neural To obtain anent quotations. when availabi, contact your Fs-wool Adieu. • Private invostmente and structured products. Private nwstrriene sect:airs (PK lain; deed NetkiPal in aotram and real estate imminent trust securities) and strut teed products ale generally highly /gaud. Certain struck/x-4 pecans hew not been registered with the Snakes and &charge Commssith, or under any state securities laws. We pow& estimated values for vivre ruestrnert stones and structured products for normal coal pitons only Money n not guaranteed - Then values may differ abstaniiety Iran prices, it any at which a private' ste in d security a structured product may be bou-kl or sold and do rot necessity represent the vain you may recto. Loon liquidation. - Third piety *senates of value are at a ocean date ad are suppled to UBS Financial Sentes on a recs.* base by an independent valuation fir m, - tater, general pannte Cr sponsor *ginned values, 'T re. re oared to the Fon by the issuer, general pother or wawa and may be cakulated based on deferent information from that used by that pauses to dense their estrnated veins. - You can obtain addecral elarnson regarding the methodology used to determine the niceste of value and the dale of the normal:xi that: the basis la the estimate by corneal-xi your Financial Advisor. - And party tenured vales may be reflected as • Not piked- in several StuatienS: Mtn an noloperdent valuation Iron has err suppled a is u nable to assere a value, when we become aware that a material event had occared ter may calla prenomy reported value no question, ce when a value would be holey speculate* due to the nose cd the warty - Wnen neither an issuer, general partner oe sponsor estinaled value me a thed-pity estimated value is prithOed, the value of the scanty will bedifferent from its purchase pace. - • Dierbut ions to date' may include roam of capital name or both. - • ongn31 tat size represents the nitel offering peke per int and may not reflect soca cal base. - Of P Ind Wand RErt SeCtrtim are not listed on a national sources exchange, and re generally &gird ani even 0 they can be sold the price maned may be less ton the per share estimated value provided in the wean statement, • Resriaed securities Rnetioted securities goner* are not arrerey thigble for public sale. UBS Financial Services uses the motet pence of tee urredixted stock of the sure issuer as an ineuted ale for the restricted stock foe purposes of the stoteanot only. To te extent that restricted securities are ebgble for sale, the value trend may be abstain* less than the awed value shown. • Est. festinated) incomw current yields and rates. An est maw of arrival mane n bated on ono, chidex$ and Menem rain, attuning the warnos will be held for one yea- from statement date or until maturity. This esti-nate is calf a guider*, accuracy and continued Nicene are not guaranteed — fretted ennui name end current yield for certain types of swathes could riCiado a rerun of prnepala caper gains n which case the est income (rd current yield) would be overstated. — Este-toted mute exam and current yield and the actual imam a-4 )ton n-4 be haw oe hiper than the ntenged anions — An estinate of antalized income (dividerd aidcr int./ee)dialed by the current market vaktidaverar balance a based on the last divdend or moan payment made by the issuer and wsunes the secisheideposes will be hell foe one year from the statement date °curt,' maturity. Accuracy and cottoned yeld re not guaranteed. • Ana . not held by LSS Financial Services, Certain assets re not held by the Fins and not within the possession or control. These assets are deployed on your statement for reformational purposes only. Positions and values presented re provded by the issued; fern UBS Financial Seines 6 not responsethe for the ilk:enrol and does not gunnel- es retry. These assets are riot reeled by SVC or the Firm's supplemental51PC coverage. • Fbneenuo sharing and adifitianol compensation. - h addition to commissions on lain and I glo 1 tees received n connection with the &Teuton of mutual funds to at dents we anctor Oct attire recess rewires ahatg payments from dettbuon aria advisors of the rraaual funds that so soli Thew a-noins re based on two different components, (4 the mate of sales by U3S daps -Ocular- mutual find fanny to our dents; and 60 the asset eats, of a Nodular Mutual had lanais shoes Add at the fine - We and our affiliate also receive networking and annbus processing fees in considerate:en for wander agent services that we provide to the nuual funds These Ices generally in pad from investor assets the mutual fund and are a feed dolly amant based at the risrbir of amounts at the brceerdealer holding mutual funds of that find faintly — en actlecn to Carnill6Sian received in cotyledon with the sake or datibuton of annuity contracts at int reentrant Innt tripes to ws dicta% we new az af I date receive sewn* sharing corrpensaton from Mr/ of the nwrance companies underwriting the annuity OritertS, affiliates of the instance con-panes or sponsors of the Val enestmeot vents we distribite — In adder, to commissions received from the pschase and sale of Nertfuleares kids, we and or Ot al litre receive an asset-based revenue sharing payment from aketthaves 6subuirk as well as fuming for technology development, training and education. — Our athletes also receive trading correnissons and other oinwreal on from mutual funds and marmot carpaniec wawa wombat we cliffrbst0 CONFIDENTIAL — We inn,. <Cnceatildel Irons PBS Brit. USA, CBS AG Suerdoid Branch and nataff awed barks throuths our cash sweep proga's. this compensation may be a mere by per rocise fee or may be a percentage of atorage day deposit brines Activity Information regating commissions and other chrges irsturred in CaveCttan Wel the newtonof trades, incLoSingopticn transactions has been included on confirmations previously furnished to you and wll be provided to you proenotly on mount. Short Sting II you se engaged en shot selleg a wady, you new incur a charge der to anon torroveng costs fa that pan Ode- security. Open orders Regaidng open ce -goodahcanceled- aders that were not nosed by the stamen date, open buy and eel stop orders re reduced by the amount of divided. argots on an exidndolerds or writhe date unless ndructect otherwise by you You re responsbb for order, that re fa:Muted due to yeas faun to cancel "Ming OW orders. Privacy To casan a copy of as current Client Friary Nage, please anent you- Financial Mesa or vet w websde al wv.v.wrht enearviyaratw&-t. ▪ UBS Fharxial Serkes is noe a bark. The RMA, Busmen Services Account BSA and IRMA are brokerage accounts Moth provide access to barking senates and Products arcuct alal191MMIS wth altered banks and other ti-d.party bags and provides access to mime and array Produces issued by u-aft dined thiel.party assurancecompanies through instrance agency sclusidares of (IBS Financial Seven lx. — hwItmere, insane. and annuity predaCts. — Not FDIC inured • No bare guararen• May lose rata — tMA Peseta Management Account. Business Seances Account BSA, IRMA and international Resource Management Account are rendered service marks of LBS Financial Sennett ax. — S a a registered iradireurk owned by via eneektnional Service Association and used undo loense. The LEIS Via credi cads aril the IBS Visa debut cads are *sued by UK Bank LISA with permission from vise U S. A Incorporated All other tadernarkt registered trademarks. servee marks and registered senice marks are of thee respectsee corripanes UPS Financial Services Inc Rev. 701810 SDNY_GM_00027713 EFTA_00138333 EFTA01278942 UBS UBS FMancial Senices tic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CN770057070851118 1r1 0 Account name: GHISLANE MAXWELL Friendly account name: Indy. MillenmiUm Account number: Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone' 212.821.700D/800.30&3140 Questions about your statement? Call your Financia Advisor or the RMA ResOurCeline at 800-RMA-1000, account 029026776 1.4sit our website: sweve.ubscomainanciaservices Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report am-ashy from WWW.annuakreditreport.com. Value of your account Resource Management Account November 2018 GHISLAINE MAXWELL 139A CHARLES Si APT 0233 BOSTON MA 02114-3252 on October 31 (S) on November 30 (S) Your assets 786,991.00 778,512.00 Your liabilities 0.00 0.00 Value of your account 5786,991.00 Tracking the value of your account S Thousands $778,512.00 683.7 726.4 787.0 778.5 250.0 Dec 2015 Dec 2016 Dec kl 7 0(1 2018 Nov 2018 Soarers of your account growth duriag 2018 Value of your account at year end 2017 S726A13.00 Your mestmmt return Change m market vaue $52,099.00 Value of your account on Nov 30, 20113 5778.512.00 SDNY GM 00027714 PA•mbor SIPC CHP100010057070aSNP70C0187918 00005 1118 030575001 CONFIDENTIAL 000000 ►age 1 of 6 EFTA_00 138334 EFTA01278943 *UBS Resource Management Account November 2018 Your account balance sheet Summary of your assets Value on November 30 a) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 778,512.00 10000% F Commodities 0.00 000% Account name: Friendly account name. Account number: Total assets Value of your account $778,512.00 $778,512.00 100.00% ru. Your Nnancial Advisor: srnn store t &ANY, YI F recntei Your current asset allocation Eye on the markets Index Percentage change November 2018 Year to date S&P 500 2.04% 5.11% Russell 3000 2.00% 4.48% MSC I - Europe, Australia & Far East -0.11% -8.96% Barclays Capital U.S. Aggregate Bond Index 0.60% -1.79% Interest rates on November 30, 2018 3-month Treasury bills: 2.30% One-month LIBOR: 2.35% CNP700030057070B6NP7003 187518 008051118 030575004 CONFIDENTIAL walk Y_Gia_0002T Refie 2 of 6 EFTA_00138335 EFTA01278944 *UBS Resource Management Account November 2018 Change in the value of your account Account name: GHISLA1NE MAXWELL friendly account narne:Indv Millennium Account number. November Z018 ($1 Year to date (0 Opening account value $786,991.00 S726,413.00 Change in market value Closing account value 8,479.00 52,099.00 $778,512.00 5778,512.00 Summary of gains and losses Vaues reported below exclude products for which lylns andlosses ate not Ossified. Realized gains and losses Unrealized November 2018 (9) year to date IS/ gains and losses (1) Wog term 0.00 0.00 128,512 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current mccme & capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected Your account instructions • Vote account cost base default closing method is FIFO, First in, First Out. CW70303005707007 Isle7000197518 00005 1118 030575004 CONFIDENTIAL Your tlnandd Advisor: SC TT STAtv a t...vivo c rAcoin SONY GM 00027716 Page 3 of 6 EFTA_00 138336 EFTA01278945 *UBS Your notes 01,03110057070881,11.01•751501713511. OM.. YI287765506.. Gm .00*.• • m. CONFIDENTIAL EFT,00BE337 EFTA01278946 *UBS Resource Management Account November 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indv.Milennrum Account number. Some vices, income and curter)! vaues Shown may Ix apprOrdrnble. AS a int*. gains WS1055es May not be accurately reflected. Set Aporeent infoneabon about your sterement a the end of ths dxurnem for more infonnas on. Non-traditional PiiVet eouty funds, Hedge fun% MOOther Invesments are MO In your U85 Financial Services bc. (U8S FS) brokerage account. the positions reported below reflect the wads of the Issuer. and U8S FS does not yuatantee the moiety of the Information The value shown Is not necessarily the vane you would *cave frcm the Issuer if you scl the assets. Funds achy.* sdd ty UBS FS are subject to ongoing due cligmce, although the levet perfumedmay vary A doted fund may be suNect to no onoceno ciNgenct Attend that you purchased Sweetie* may never have been subject to UBS FS diligence. allhOugh U8SF$ may receive fee from the funds manager, wNch may ccnslitule aMOO of the rnanagernenthrentlw fee. Please contact your Anaxia Advisor wth questions. 'Est eau, per mit' is an estrnae of value supplied by an Independent valuation arm and reflects adjustments for talon such as the lquicity of the units. Hedge funds HdOng ALPHAKEY5 MILLEN FND BROKERAGE NO 10,31/18 Trade date: Purchase PIK& Hurter Average price of shares pet share (S) Client investment dl 650.000.00 Your Financial Advisor: SCOTT STACK MAN, LYLE CASNEL Estimates of Niue Suppled by issuers of tartan program (ntacn ate geneidly 'net asset value esteem S) are shown as 'Issuer est. yaw per unit'. For Private equty funds, • St. value per unt • is a value updated quarterly, based on the Net Asset value e NAV') in the fund as of the date sped Red adjusted by Wing capital calls and subtracting dslabullons Once the NAV date. The NAV is primarily based on estimated portfolio vines provided by the underhing fund sponsor. Mese two values may vary became of differences In the way they were estimated arid because the • Third perry est • value per may ham been prepared on the bases of financial Infonrialon other than yeatend. Reported estimates may not reflect ratan, liquidationor repurchase tate, 1 any, and rim not reflect &tat:Mons of caditS until the next valuation is reported genet.* on an annual or semi-annualbasis See kep0rtant intomation abOet your statement at the end of ths statement. Cost Price per Nitre baSIS(S) on Nov 30(S) value on unrealized (tad investment Holdng joy 30 es) gain orloSS (S) return (S) period 350,000.00 1.000 778,512.00 1213,512.00 Your total assets Value on Nov 30 (1) Peicentage d Cost your account tests 01 EStillate0 Unft$IIK1 annual inCort (St gin or loss (S) Nowt/talon& Hedge funds 778,512.00 100.00% 650000.00 128,512.00 Total $778,512.00 100.00% 8650,000.00 $128,512.00 SDNY GM 00027718 CW000)305707039 NP7003187518 OCCOS 111803057a00000 Page 5 of 6 CONFIDENTIAL EFTA_00138338 EFTA01278947 *UBS Yournotes CONFIDENTIAL EFTA01278948 Important information about your statement Ii26 Fru/scut Services K. (the firma UBS Financial Stroke°, is a mentor of all principal %ashy, ocamoOty and oparnashangts. UBS Financial Services and UBS Bank USA are ndrect sttskaaries of U3S AG and affiliates of LOS Sectaries LLC. The Fitris I inarksal statement is available upon request. The Firm& axone offices an at: 18$ Frtancial Services 1200 rater Boulevard Walarken, NI 07086 TNS statement represents the only off dal record of gar (.BS Fruncial Services accovt. Other records. swept offaral las dxunents. contanng ccedhang data should not be relied won t you bedew thee is an era a cation please report il innedakely in visiting to the Brandn Manager of the office won(' yces account. Although al Iores shown re intended to be accurate, statement data should not be used for tai puppies key stray on yer end tax forms, 0.• Form 1099. 5198. I C475. etc when prePamg yOur tax return. The Fan 6 reared by Lew to report to to RS relatable doidoxfs, reportable nen tauble derderds and taxable irNemt earned on wearies held is you amount, net proceeds co safe trreactions, rd con brit on certain cowered worries. Gonwemications with the Firm • Pleaseretrain" any owl cartrunkatiom in swung tofurther protect your rights. inducing your raid water the Seosities Investor Protection Act (WA) • If thefinancial institution an the top left of the front of this deemed is not I.RS Financial Services, (BS Financial Services caries gar erase as clearing broker by avengers* will the ikkated insiOution we Worried yds ce this refalsonthb when au opened this accuse. h this rasa your kinds and souffles am dated at LIG financial Services and rot the ntrodrio broker. ant you crust make a rpm of ay error or omission to both fans • As descrbed re the account entreat you mat wayusof any eras or fraud irmohirg checks reflected on raur statement within 30 dap after a was milady made available. • Pleasedace customer compliers or irories to the Finn's< ant Relations Department a 201.352.1699 0, tell-bee al 800.354-9103, 8:00 A.M. lo 6 AO P.M. ET Monday through f relay, or in :snag to UBS Snivel Sewn ta, Client Relations Doormen, P.O. Bo: 766 UnonC ay, w 07087. • All oatmeal dull be deemed corvine and acorn d not objected to in neat; within 60 days. • For TT( services. Call 844612.0986 of from adult the LS S., Cal 201.352.1195 • haw of orlon or pasha about an *karate knob transfer (EFT/ lei parront a UPS Vet debit cad eansactions, call 030.762-1000. or wile to UBS F n' aval Strikes W., 1000 Carta Shed, 6th floor, Wet-harem. ta 07086, Attn. IMMEGA Services Cala write as soon as you can, if you tha aos statement a recece is awn; or f you need more nformatcn *cut a !Fenster on the statement or recap. The Fim or Card burr Las adolsable) most her Iran you en law: than 60 dos tier the f ern two you the fin statilflUnt on which the error or Problem aPP•red. - Female you name aid accost number Of any) — Desabe the end or the transfer you are ordure about, and molar, as shady as you can whyyou believe a is anern:fanny you need mete Wormalart — Proude the dal:fervent of the suspected error. The Finn or Card bsuer win investigate you caviare and WA correct ley elelf pro:veg. For alleged ears Smoking UBS Vraodebd cad bunt add& f we take mire than 10 business days to do this, we wigged* your :gauntlet the amour you think is in swot so that you sea have the use of the money dreg tie tine it takes us to complete or Meditation. Please make all checks payable to the Erma to Manna nSleuticn notated on the front of this staierrent In addition to regular account lees. accounts rnw be Abject to reakenarce fen charges for late payment Sr securities purchases and charges for woad amounts in cash accounts. Accounts that are tanslered to other easter rens may be subject to a transfer fee. UBS Sweep Options (BS offers prams for sweeping cash balaxes to bat depose accounts at non-/Hired banks and Sedated banks and money make! MASI lunch (Money finds). Deposit mares at LOS Sark USA and nonaffiliated barks partkipaing it the UBS FDIC-rstrod Deposit Program are FDK.nsured n scan:la-6e was FDIC rUes For more inkanation, please 'ASA wenvfdpgair. Depose accounts at IRS AG Seward Brach ant shares of Money Funds are roe rand by the FDC. Bark deposits are not protected by SJPC. Money Ford shays arts:erected by SIK. See'1BSf naval Snows Account Protectsan' below. UVarsur request, balances in the bar* deposits may be withdrawn. and shares of a Money Ford maybe latiklated and the proceeds retuned to you or your securities assort Further inkanatirs about available sweep options, ickdrg (urea interest rates ant yields. 6 available at wwwibscornseeepred, trom year F runcial Admix cat by wring 803.762.1000 UBS Financial Services axon protection The Finn remember of the Seardies Mesta Protection Corporation (StPC), which protects securities CUMMINS of as marbles w to $500,000 Riddling 8250,030 for cams for cash). Esplanatay brochure ratable upon «vet or al mow Moo orp The SIPC asset protection lanes appg to all accounts [hit you hold in a panivir captor the Finn, together with cyan affiliate& has also purchased suppkmental instance The nuaran amour payable to all eligisle <fonts. collectivelyr under this protection is SSOO million as of December 10, 2016. Subject to the policy cadade and arraalan. (ash at the Fins it hither protected tor up 1011.9 mifices in the aggregate for air your accounts held it a particular capacity. A lot copy of the poky wading is available uPOn request. Nether the SIPC protection nor the swpaemental protection "My to: • Certain tnancul assets controlled by (and ncticksd n your anoint vats) but breklaway Iran LeS Financial Services. For Prick certain 0) insurance products. a-Chatting variable anvites. and 00 shres of mutual funds registered in the rune of the account holder on the books of the Sat or transfer aged), • kwoomme contracts or Mermen, Molests (e.g, lirnited partnertings and private placements) hat are riot registered under the Securities Act of 1933; • Carrnoditits contracts (e.g. foreign nclunge and mowsmetal contracts), rakeing ItelitS «roach and commodity option controcti; and • Deposit accents (except certificates of deposit) at ties Bads USA, UM AG U.S. bra-khes and bats n the FDIC Pored Deposit Program. The SIPC protection and the upplemtnial Potation do not apply to those assets even if they otherwise appear on ytla statements. The WC protection ad the otplernental protection do riot prole« against changes in the market oak* of You invariants 64-ether as a owe of market movement. issuer barruptcy a other:ale) Dividend Reinverbowit Program (DRIP) Reprice reflected is an average pnce. Voumapobtan the actual price kern war Financial Advisor. Only Vole styes we purchased under Ott gunial sheen wall» sold and the cash wet be deposited in yOuf KCOvflt The *Mend remained peke %prod byte e issuer may Offer from the maker Priced' VfitCh pito* shad we sold Cadvislieu Onisr whole units maybeheld In you account. If you are (MOW tear:until unit as a result of a divilierli payment a otwnwse, the Firm wdl either lei pert& trot at mar et price or wont an snare determined by a regained clean; agency, and credit your avant Investment objectives the nvestmere objection and risk profile are spade to each account and may wrybetween got scout Please ado* the Finn porter n writing of ry soya Kant change in you financial station or inveilireht CbytCtreel For each want hat you choose ow al the Icooning investment &skewer • Peoces• Current Income Investments WHIN the generation of income caly. • Ache.* Capra tApporiarom a-treatmentsWang growth of prixpal r#ner than the generation of • 00$,X•Comboason of corm erforCapeal Appreciation. Investments seeking both the generation of Ware andgrowth of principal. Overall risk porta • Conservative Seeks to apnea:, ineal priatoal, with low ink ad vanKeyto to account overall, non if that risers the avant don not generate son:Scar CONFIDENTIAL Kane or ran and may not keep pre with inflation. • Moderate Willing to accept KeOf rids to prinroal and tolerate sate Watery to seek higher returns. • oressibt! Wiling to accept high tit to pNncor rd hoh volateity to seek NO tnuMS Over time. • fthelteler2 Niperry Consideration: N selected. a portion of the ponfolio fa that account may inclak complex serapes, lirked liquidity and grater atria/. Statement 'howdah: kW We ntryconsoldat• al Mated account statement with the sane address in the sarne envelope. e o because they haw onners who aka mantas Peit account re/atlantic was other cares a the same address. If you prefer to mere irdialsal statements mailed n Write *taloa& you may de line Inuteholdng by cairns) you Financial Advisor Friendly account name The Friendly account name is a cunemnble 'ndirurne chosen by you to assist you whhyor rose:draping b has ro legal effect on your account is not mended to reflect ary strategy, prodxt reccarrandatir. Meaner-A objective a reek profile associated roil par scoo nls. and is not a pecombe or guarantee that wrath any linancial resullt can or will be achieved. All irnestrnents Mira the risk of kiss, including the risk of loss of the title inestment. You can <lunge your henry aeon names trough Online Services or by contain; you Financial Ashlar. Axon overview • Yabe of your NCOU04:041010. Net of assets and litiliiet • Area Includes avert* cash balances, oaken for 'Insisted security ). and Global Tiro Deposits, unrinand marts to rural. and cash assets me held by the Fim. Does not ricks* unpnced securiteslarets at the end ot the Voir and current statement penods, or private investments, wanted stock ophom and misers-cable stock options • (iatabos Irclades debit Waxes, Panning magi, ion credit eye, accarrt balances. • Cash/money Praxes. Total of one-nested available cash balances, plus devout balances at affiliated and dwarf doted banes, and maw, market mutual fund sweep at the cbse of the Cann period NoricorrmorkO free Mot balances in yds accord as use sect' from other balances and the Fim may use roof these funds el the admit course of its business. These fads re payable spy your demand. The total is ridded in the current period doing vahe Lending information For cktred nlarnabon on the Omit lerafro practices ad cincbsures, rein to you Cher Retricnshp Agreement a Account boyeernem and the General Tema and Conditions. Statement of Credit Practices available n Agreement and0kebsures SDNY_G M_0002 7720 EFTA 00138340 EFTA01278949 I II 'portant information about your statement (continued) Your assets Your statement Minces *nukes and other assets held n the account a the end of the statement mod You may ask for dekvery of fulloi paid securnies al any tire. You may recew manes used as loan collateral alter paying any balance do on them. Airy mums bunderred to the Fen dreg the scater mt period are Wed a market value as of the end of the Memo period • Cost base. In detennoing the cost bays of he sectown included in this itaternent, whet, indicated wit: the numbei -I,' LEK Finakial Services Ms relied on information <Mined from sources Ow than U8S Financial Stenos. rkluding Hamann, born another lien or that mu may have swovided to your Finical Agra. The FM does on indmenienly teeny guarantee the acosacy or vaedity d any -re mutton Waded by swan other than U3S Financial Serkes addlicet "though 1.85 Fnincial Semis generalk updates the rkenutim as it is received, the fern does not um* ary 'nuances that the hoc "Cost base and stkeealcod ged Ms' is accurate as od she date of hat statement. As such please do not rely en this nlanntion to make ;mime or sale decisions. Ice tan purposes otherwise. Accounts if:mimed to the Fin may reflect gallon in kin only For the period Cl tik they at held at the Fan More historical nicematica can be added by your Marxist Advisor. • Ureitalked ganadossiss. Man data is Nabob, Manned umalized gorklosses are calculeed for nofivilul smarty lots The transaction data for nckvidal lots may or may net reflect con-missions. charges ado secuity reorgraalort moots. Diedexl and other renvestment lots and systematic puchne lots se each combined to display an avenged lot 11-• 'Trade date colmn mimes the anginal transaction trade dale. • Callable securities Bonds and deferred stock that the issuer cats la *ark rederrpton wil be selected martially by lot Iran among all sautes of that :Sue held in our mow or in nornem rum Ice our clients Call leak- Mormakn is obtained from third pries and es away is not guarantied_ Other call leaves may exist which could elect weld. complete Mammon will be provided upon request • Price/value Preen displayed for securities and other reelects man be higher or lower than the price that you would actually reme in the market fists obtained from vanous thrd partysources which we bedew to be dab* tut we do not guarantee them accuracy - we generalk use the cbsng price when available or he mean ol the bid and ask pr ices la nested sea adoptions or coif bid pikes ta OTC washes - Less actively traded securhis maybe pnced wisp vabation model a the most recent peke we obtained and may non reflect an actual market price a oak*. ▪ Certain mak.% may mew w "has a pace end will *ow as • price was not available' B we are mable to Mean a price for a serve;. - Deposes a samties dencomated n curer:din other than U S. dollars re reflected at the exchange rate as of the stramere date. - For certain moles racing n nOn-C011terring denomnatons, price and gunny (face value may have been adjusted to facilitate proper valumal To obtain nevem quotations. when available, contact ycce Fr-wool Acinsa. • Private investments and structured products. hivato nnestmerst secunItts (m Lain; drect PankiPal inn oroiram and real estate imestenent trust mulles) and strut teed precious ale generally highly /MM. Certan snuck/ad daixis haw not been registered with the Semites and &charge Commun." or under any state securities laws. We prokeesonated values for viva' mestrnern senates and structured products for Mame coal porous only Musty d not guaranteed - Thew values may differ nbstarie bay Iran peees, it any, at which a private mob m rt security a structured maxi may be baskt or sold and do not rakescrthe represent the value you may rectae gar liquidator. - Thin pony ethyl**, of value re' at •actin date ad .e supplied to UBS Financial Savises on a regal* base by an idepereko vat/Sion limn - ear, generalpartner Cr sponsor estimated values, if ere: we APPlied to the Fon by the Muer, general prone or sponsor and may be obviated based an deferent infarnaten Iran that used by shed panes to derive thee estimated values. - You can ocean additional Herrn-mon regarding the methodology used to determine the estenate of value ad the date of the Mormaticei that n the basis la the estimateby contacting your Financial Advsor. - Wird patty Metaled values my be reflected as • Not laced' in several Stuatiena when al independent valuation fern has not suppled a is unable to assigo a value, when we became awe* that a material event has tamed tha may calla peekonk reported value it question, or when a value would be hghly specubwe due to the name al the security - Wnen neither an issuer, general parer ce sponsor estenaled value For a thed-pany estimated vale pecnded, the value of the securty will bedifferent from its machine pro, - •DM rasedCM to date' may nixie mum of capital raceme or both. - •Orgeol IPA sce• represents the Mu& offering peke per isin and may not reflect mu cost base - Of P and Wined RErt entree% are not Ink on a national securnies exchange. and ate generally itmed ani eaten a they can be sold. Ow price received may be less than the per share estimated value provided n the mourn gateman. • Restricted securities Restricted securities goner* are not monk ehgble for pubk sale. 165 Financial Services uses the market peke of tie urresIncted stock el the WOW WOK as an :muted vale for the restricted uock for purposes of the; stotement cayt To the extent that restricted sawn ies are MON for sale, he value teetered may be sobstantially less tor the awed value shown. • Est. (estimated) acorn*, current yields and rates. An mom of arida rtcdre it bated on often, dnidend and inteont rain, assuring the mines will be held for one yea from statement date or Mil matority. T es entente is key a gudelne, accuracy and tortnued tome are not guaranteed. - Estensted amul mow and current yield for twin, types of mikes <c old inCiado a rerun of prelf Oat or captal gain in which case the est income (rd current yielo) would be overstated. - Est/need arnual exam and anent yeld and the sail scone and yield melts be lover a h4otr than the ntrneed marts - An estimate of a-nualded income klividerd aidsr interest) divided by the current market veld average balance a based on the last drvdend or merest payment made by the issuer and mines the seoskieedeposts will bo held foe one yea torn the statement date aunts maturity. Accuracy and teemed kid are not guaranteed. • Meets net held by WS Financial Services Caton assets ate nol held by the Fin and not within the Fim's possession or control. These assets re deployed on me statement Ice of ormational puppies only. Positions and values presented re poked by the Meg fern UPS Finance! Services is not responsiole for the eicanainc and Mt not guarantee as acasacy. These assets we rot protected by SVC or the f yen's supplemental51PC coverage. • Revenue snaring and adckional compensMion. - h addition to co-minim an sales and 12b.1 Wes notated in caned ices with the distrtulim of mutual finds to as dents we ado err affiliate receive reverse Mateo payrnmes from dotrtmo ands advisoes of the mutual funds that so still Thew annum, are based or, two different commeenty (4 the murk of sales by 113$ of a particular mutual fond fanny to our dents; and 64 the asset vale of a ponicular mutual fund lanai's thwes held at the Inn - We and our affiliate also receive network eg and ornnbus processing fees in cornideralco fa transfer agent services that we provide to the nuual funds These fees generally Me pad from investor sses n the mutual fund and are a fled doll. amply based at the rumba of accounts at the bane-dealer holding moral funds o1 that find fanny — h kthur to COMill6SkrIS received in connection with the ea or &Mouton of annuity <mom and mil investment Innt unto to our dials, we ado as af I AM receive revaue during compensation from may of the murance companies underwrt the annuity erteaCti, affiliates Of the nuance crerpmes or sponsors of the unit ensistment Kegs we charbute — In addium to commissions received from the pschase and sale of NedShares tords, we and or cur al I ilute receive an asset-based revenue sharing Payment from NentSenves 6st:bums as well as finding for technology development, training and education. — Our Alleles also receive Padre (amino% and other cornMenal ken from mutual funds and entrance carparine Wtefe peon eve derb.40 CONFIDENTIAL — We fame <ColpeMblpas kern UBS lierio USA, L65 AG Suerdoid Branch index:it-MN:wed bards Mout, our cash sweep lorMaM The compensation may be a mcoehk per account fee or may be a percentage of name dak deposit Maces Activity nionnaten repaying commissions and other chokes intursid n ccer*ctson was the executionof trades, including option toreactons has been kidded on can emotions previously I umished so you. and wll be Provided to you promptly on request. Short wiling II you are engaged en short selleg a undly, you ivy Mut a charge die to certain taming costs fa the pan Ma-security. Open orders Regionng open co 'gmsdiscancelee ceders that were not micuted by the yeoman date, open buy and old stop orders re waxed by the amount of divdenck. Or rightS on an ex-dividerds o enectits date unless Masted otherwise by you. You ate respornbb for coders that are executed die tO roa Wore to cancel "in? *Pen ceders. Privacy To Man a copy of as current Client Penney Notice, please canal yds Financial Advisor or viol as wencher at ykon nt,:cmurvivievadet. - 185 Financial Services is not a bark. The OM, Rumen Services Account BSA and IRMA me brokerage mourns Mich provide access to bartung senses and products Ihretacji an.ingenwrts with affiliated banks and other heel-party banks, and provides access to 1w-tame and arm* Products issued by u-affiliaked herd-party noorancemmpanes through insane agency Absidents of 185 Financial Seances Inc — enellniert„ ressance, and annuity modals — Not FDIC insured • lie bar* guarantee: May late raw — tMA Femme Management ACCOute, Business Sento Account ESA, IRMA and international Resesce Manage rent Account are registered service marks of LIOS Financial Minces inc. — is a registered vaclitrurk owned by Visa Menaional Science Association and used under kerne The LEIS Vna credi cads ad the IRS Visa debt cads are road by UPS Bank LISA with permission from Vet U S. A Incorporated All other andernarkt registered trademark, stoke marls and registered sehice milks are of their asp:Mk corn/dames IRS Financial Services Inc. Rev. 701810 SDNY_GM_00027721 EFTA_00138341 EFTA01278950 (*MS yes Fnancial Services tic Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70080898371218X12 VI 0 Resource Management Account December 2018 GHISLA1NE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account number. Your linancial Advisor- SCOTT STACK MAIWI.YLE CASDEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurceline at 800-RMA- MOO, account 029028776 on November 30 (5) on December 31(S) Your assets 778,512.00 756,359.00 %Isle our website: swew.ubscornainancialservices Your liabilities 0.00 0.00 Value of your account S778,512.00 5756,359.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth WWw.annuakreditreport.com. Tracking the value of your account during 2018 Vzdue of your account S 7hcLr...311d5 6$177 726 4 776 756.4 2500 Dec 2015 Dec kl 6 Dec 7J1 7 Nov 2018 Dec 2018 at year end 2017 S726A13.00 Your nvestrnmt return Change in market vaue S29,946.00 Value of your account on Dec 31.2018 5756399.00 SDNY GM 00027722 Member SIPC CSIP20010008038837W000306521 00005 1218 030S 110000 Page 1 of 6 CONFIDENTIAL EFTA_00 138342 EFTA01278951 UBS Resource Management Account December 2018 Your account balance sheet Summary of your assets Value on December 31 (11 Percentage of your XCOunt A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 756,359.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3756,359.00 5756,359.00 100.00% Account name: GHI$LAINE MAW. ELL Friendly account na Account number: • Your current asset allocation E Eye on the markets Index Percentage change December 2018 Year to date SW 500 -9.03% -438% Russell 3000 -9.31% -5.24% MSC - Europe, Australia & Far East -4.83% - 13.36% Barclays Capital U.S. Aggregate Bond Index 1.84% 0.01% Your R nancial Advisor nyr STACK MANS VI F CASRIFI Interest rates on December 31, 2018 3-month Treasury bills: 2.42% One-month LIBOR: 2.50% OW70010008088838 NP7003X652I 000:6 1218 030575°) 1Y GM 000277 2 of 6 CONFIDENTIAL EFTA_00138343 EFTA01278952 SUBS Resource Management Account December 2018 Change in the value of your account Account name: GHISLAINE MAXWELL friendly account ROT!: Indy Wien mum Account number. December 2018 (V Year to date (1) Opening account value 3778,512.00 3726,413.00 Change in market value -22,153.00 29,946.00 Closing account value 5756,359.00 $756,359.00 Summary of gains and losses %/Sun te0OntO COM mita otoducts for which gNr6 enolosses are not 0assinel Realized gains and losses Unrealized December 2018($) Year to date (S) gains and losses Long term 0.00 0.00 106,359.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in imporrant information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligbifty consideration • None selected Your account instructions . Your account cost basis default closing method is FifO, First in, First Out Your Si nandal advisor: SCOTT STACK MANLYLE CASREL SDNY GM 00027724 CNP7001t008038839NPT000305521 COM 121$ 030575004 CONFIDENTIAL 10000 ►aye 3 of 6 EFTA_00138344 EFTA01278953 *UBS Your notes 6StreGuaconest" , s CONFIDENTIAL EFT,00BE343 EFTA01278954 *UBS Resource Management Account December 2018 Your assets Account name: GHISLAINE MA (WELL friendly account name:Indy Millennium Account number Son* pnces, income and current values ShOem may be Epprovirnme. AS a intl. gains ad lOssts May ren be Eccurately refkcled. Set msporunt intomn