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efta-efta01307282DOJ Data Set 10Correspondence

EFTA Document EFTA01307282

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EFTA Disclosure
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*1_1BS UBS Financial Services M. Prelate Wealth Management 299 Park Avenue 26th Rapt New York NY 10171-0002 00,700$7520730119 VI 0 Account name: .:1-115LAINE MAXWELL Friendly account • indiv ChooldCar Account number: Resource Management Account January 2019 HI IV Your 15 nendel Advisor: SCOTT CSAMAMIll VI C r atom Phon Questions about your statement? Call your Anancieg Advisor or the Value of your account RMA Resourceline at MAMA-IMO, account on December 31 al on Jamey 31 (1) Your assets 49,270 55 44,737 65 %Ade oar wabsite: wwwAbs.corNfMancialsennces Your liabilities 000 0.00 Value of your account $49.270.55 $44,737.65 Items for your attention e Please note. Average Daly Balance and PAY values en the Deposal Account ARV sedan or your December statement were misstated tamary statement values haw Sources of your account growth been corrected Tracking the value of your account during 2019 Value of your &count Thousands 716 Dec 2015 Dec 2016 Der 2017 Dec 2010 Dec 2014 ran 2019 at year end 2018 149,270 SS Net deo:sotsad wthdrarvals Your imesvrent return: Dividend and interest income $1407 Change in martel value $000 Vette of your &cart on Tan 31.2019 944737.65 -14 .54697 Member SIPt ChP70003005750073 Nr7000197332C0033 Cul 9 030575COI Y123576550 OCCCO) Page 1 of SDNY_GM_00325241 EFTA_00198016 EFTA01307282 UBS Resource Management Account January 2019 Your account balance sheet Summary of your assets Value on January 31 (I) Percentage of for XCOSit A Cash and money balances 44,737 65 I 00 00% B Cash alternatives 000 000% C Equities 000 000% D Fixed income 000 000% E Non-traditional 000 000% Account name: GlISLAITIE IAAXW(LL Friendly account n • n L‘. C el C I Account number F Commodities Total assets Value of your account 544,737.65 Your current asset allocation 544,737.65 100.00% A Eye on the markets index S&P 500 Your II noncial Advisor: r:rner 'Mr CASRIP • Cash and money balances may include available cash balances, UBS Bank USA deposit account. UBS CDC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual tux' sweep balances. See the important information about ybur statement cn the last two pages of thin statement for detals about those balances. Russell 3000 MSC I - Europe, Australia & Far East Bart lays Capital U.S. Aggregate Bond Index Interest rates on January 31.2019 3-month Treasury bills 2 36% One-month LIBOR 2 51% Percentage change January 20'9 rear to date 8 01% 8.01% 8.58% 8.58% 6.59% 6.59% 1.06% 1.06% 0.70000305750074 WT000197332 00033 0,19 03057%04 xi 23576550 GCMG° Page 2 04 ( SIDNY_GM_00325242 EFTA_00198017 EFTA01307283 $ UBS Resource Management Account January 2019 Amount an: GFISLAINE MAXWELL Friendly noun eat Account number: Change in the value of your account Cash activity summary January 2015 (1) rear to date IS) Opening account value $49,270.55 1•4927055 Deposits, including investments transferred n 729.45 729 45 Wrthdrawals and fees, nc Wing investments transferred out -5,276.42 -5,276.42 Dividend and interest ixome 1407 14.07 Closing account value $44,737.65 $44,73745 Dividend and interest income earned For Cocoas or ten strienent lacabley of Wines' NO Crane income hes been Warn! Bon a US is teCourg Cersotruee axed coon the resIcknce of the account hadel OCeount tpe, or promo, type, Scree 'Wiest ands Rivii*nd payments may not be Waled to unit° Stan WA Reda Puerto Rico (PR) if yen* Usti The client monthly StatenVel Is e01 Intended 10 be used "I tannol be Felted coon for let PurrOser Glens S40,04colorto the OWKatie ix ;emu ng tome they inehe from u8S satiate. such a the (WTI 1099 at the fOrfaS 480, tot ty reporeno Surnames it is the practice of UM to Ue the ippiCatie to reporting loins wnh the US intenal Relent* Seroce aX1PR loamy Deconment. mo In Stith tent aCCuratny costly (Ivan." an3 Or inter" at tar earns, or IWO* Kent neat COMA y0.0 ndvdual hat mane January 2019 Year to date (5) Your Anaemia! Advisor: OTT STACK MANLVIE CASRIRL Le Account arm,* nut monthlu °Nati Blanes in your Sweep Opocec are included in the apronq and doting manna vi u• OK mutant. xp14. to &point at UBS Rank USA and SI bank; partcpabna intro UBS FOC hfured CROORT Pagan tr aces not axty to reposesal Lars AG. Surntoicl Braun. SIPC proteeton man: to money Milket :weep fund hddingt tut not bat* deponts Seeimpa-tene mbrmation aboytyountieement ion theist two coat: d leaciewnent let &tab January 201919 Year to date (S) Opening balances Ada ions Deposits and other funds credited $49,270.55 729.45 $49270.55 729.45 Dividend and interest ncome 14.07 14.07 Total additions $743.52 $743.52 Subtractions Checks and bill payments -5,276.42 -5,776 42 Total subtractions -$5,276.42 -$5,276.42 Net cash flow -$4,532.90 -$4,532.90 Closing balances 144,737.65 $44,737.65 UBS Bank USA Deposit Account APY Taxable interest 3 19 3.19 hterest period Dec 7 - Jan 7 Opening UBS Bank USA Depose balance Dec 7 149,972 23 Total currant year $3.19 $3.19 Closing UBS Bank USA Deposit balance Jan 7 546,437 54 Pr or year adpstrnent 10 88 10.88 Number of days in merest period 32 Total dividend & interest $14.07 $14.07 Average daily balance 148,877 45 interest earned $14.07 Annual percentage yield earned 0.33% C.P700030:475007514•700019, 332 00)33 0119 030575C01 Y123576SSO CROCCO Page 3 of 6 SDNY_GM_00325243 EFTA_00 98018 EFTA01307284 UBS Resource Management Account January 2019 My Choice Rewards Points from UBS Account name: GI4SLANE MAXWELL f riendly account name' '- Account number Rewash pcints me reflected as of the 26th d the math cc the rice busmen doe if the 26th Cabana ,seektnerCild.1. Rewards PPM alnity deals can lot found on wow.uPhoyetonMereites January 20I9 Year to date Opening balance dosing balance 7,594 7,594 Your investment objectives: You have identified the following invesonent objectives for this account. s you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advsor or Branch Manager YOU can find a full description of the alternative investment of eebyes in Important information about your statement at the end of this document 7,594 7,594 Your revue objective: Current income & capital appreciation Your risk profile: Pnmary • Aggremwe investment etigibitiry consderaton • None :elected Your account instructions . Your account cost basis default closing method is FiFO. Fru In, Fest Out. Your Pleanclai Advisor. SCOTT STACK MAP:LYLE CASRIEL O.20006005292026 tr0G0192332 0000.3 Crl 19 030525004 Yl 23526550 CC000) Page 4 cE 6 SDNY_GM_00325244 EFIA_00198019 EFTA01307285 SUBS Resource Management Account January2019 Your assets Amount name: GssSLAM MAXWELL Friendly account man Amount number: Some Cruces. occrele MCI Csareel shue$ ShOren may to oporctrirmie Adams& pains 04 losses may nos te sory.hrly reflected See important AI °matron Moor raw scoter r to a the end of the ckturbere (or risco rnformation Cash Cash and money balances Cain ant marry balance; may rr KILO avalatie cash balances.. UBS Bank USA cimasst Yount [Waxes. UBS FOC Insured MayanSank (Warms. UBS AG Stamford Branch decoal xcount Waxers and n-alr y irtrylrel mUul lund Svretp takes See the Important oronn salon arxwt 'our staterrent at the red cth6 Cortment to detals about troSe Wanes. 'MON, Les BANE USA UP ACCT Your total assets Veer Nnancial Advisor: SCnTT STACY MANI sry F AcRiFt UBS Bast USA and SI UBS FOC Insured Rogan Bank depOut arc sunt Nieces me Insured by the FDIC WIWI atOluble l mts. Eta an not pawed by UPC UBS AG Painted Blanc n deposit xcount planets ale not insured by FOIC and at not protected by SIFC 14Orn market svieep balances are panted by Woes* no. MusedOF the FCC °Leong Ohara. Closing Unice hue per share Ave rase Paden° Interest Days in on tall (S) on ran 31 (t) on ran 31(S) Fee Period penoi Cap anaara (a) 49,270.55 44,737.65 250,000.00 Percentagea Cost Climate' Unitaized Value on kan 3t (s) your account barb (II annual 'Wore (SI Ono( loss(;) cash Total $44.737.65 100.00% $44.737.65 Cash and money balances 44.73765 1000014 44.73765 Account activity this month Ott Mikity Creicistaron Amount (5) Deposits and other funds credited Jan 2 Transfer FM VI 23575 0100 729 45 Total deposits and other fends credited $729AS Cute aciaty Desosphon amount If/ Dividend and iatemstincorms ranatde ontereSt Sao 8 Intikont UBS BANK USA DEPOSIT ACCOLSIT AS OF 011 07/ 19 3. 19 Adseefiantous Total taxable interest 53.19 Jan 2 Interest UBS BANK USA DEBOSa ACCOUNT AS Of 12131118 1018 Total miscellaneous S19.81 Total dividend and interest income $14.07 04170003005750077 197000197332 00033 0119 03057C:04 Y123576SS0070CCO Page 5 of 6 SDNY_Ght00325245 EFTA_00198020 EFTA01307286 SUBS Resource Management Account January 2019 Account activity this month (continued) oat Adisily Bill payments Jan 3 Wthdrawal Jan 3 Wthdrawal Jan 9 Wthdrawal Total till payments Account name: GH5L4ti€ MAXWELL Friendly account nart Account number Your Financial Advisor. SCOTT STACKMAR/1AF CASRIR Destitution Amount IS) ACH WITHDRAWAL AMEX EPAYM ENT -3.536 59 ACH WITHDRAWAL UNETEDHEALTHONE 399E - ACH WITHDRAWAL Saks Ratan -1.69989 45.27642 Card lbws for your Attention: The rev/ UBS Visa Infinite credit cad is hem, packed with evauwe trawl bmeils, more rewards and more of what you love. includirti entraxiiiisanh personalized nice. Al stunningly dad in rnetS S.Isit ubsccoweinfoile a cal us at 636762-1232 so lean mate Mnn" Wren, Cue Padnent Dot Dalt Ott Inc ;Walk* CIPSIt lane Oulttardng todance UCS Visa credit oafs) payment information 50.00 $35,000.00 $35,00000 30.00 Ms teeth aid is <crated wi UBS Pa/ Credi Cad feat we and wit tescrnatcaty te pad horn yew account rout moment 6 SChtahtd lon February 20, 2019 We pronot the informaK0 Oa your UBS vita crept cans sdely as SS SOvrtesy lo you. Tit UBS MSS teat COO and a(03ted are Issued by LOS Bank USA UBS Bank USA tens you She OdsPd staement la this scow and sou staid mate your testes accord nnto then instiveLctis. We do not it'd ude your outstandnocredl cad balance in the race at you account with uBS Rnanod Unice: irc. Date Actrnty Description Amount CS) Money balance activities Dec 31 Salaam (onward 649,270.55 Jan 2 Deposit 1185 BANK LISA DEPOSIT ACCOUNT AS OF 1213 18 1058 Jan 3 Deposit UBS BANK USA DEPOSIT ACCCuNT 729 45 Jan 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS CC 01103J19 -3,576 53 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS CC 01107119 3 19 LIP SO Withdrawal UBS BANK u SA DEPOSIT ACCOUNT AS CC Of 109r 19 -1.69989 Jan 31 Closing DOS lank USA Deposit Account 344,737.65 The UK Sank USA Depot Account n your MN, wino cotton CW70006006750078 rt7000197332 00X0 0119030575004 Y123576%0020000 Page 6 of 6 End of statement for account number Yl 23576 SS SDNY_GM_00325246 EFTA 00198021 EFTA01307287 Important information about your statement U3S reancial Saran Pc. (Me Firma U3S Finned Stoop. et a muter of al prnapal seamy.. ccownccity *adopter...echo-9w UB6 inarral Samos and LISS Bart USA re ecleect s-bsciartesct UPS AG a teal*. of WS 54cubes U.0 the km% trarinat lama 6 wadable won request Therm's enteutow often we at IBS fnatel Senices ix. 1200 Marta Boulevard Wahanten N/02COS IM nairent t•CP•ontcrn• 0r4 officialraced of yor lan ranked Services account ofbte reccedt. faketel *Heal tact:Kunstl, cawing cantle., claretslaid a be whed Lan lyou bete.. the, 6 react a ace." ohm nor a anedately n rang to the Bergh 'Arran of Ma office strirq 'ea oxoLet Arrant at faun Mown re emended lobe accurate Italemert elm* heal not be wed for La papaws rely t1ey$ onrwsnd lOnr• be. Form 1099. 5498. "O wn"' Ward you tae mum the inn is mound by two to sew tot* RS all untie &glands. reportable or -Webb dnidends and !stable :mews toned en taunted held n pa accent. net maids on tale Ramat ad. and tosi basis on cerian <Quad axes Mx Corremenkationa with the Finn • fleacateenlinn re creel tramcars n Arena to further precal you ntrts. a 1-oln9 pow Ill axe. the Sear in brit» Prolorltal Ail (S A) • II Me finaled cacao, on te lap Ion cl re from of the tutorial a rot U3SFelaill Santa. IBS MANI Sows <met your x<Oull at (hag troks by antral evil the rekird 010 AA en we reformed acted the retshanr0 'henry Wined the acme h tho case. )w feats and seesaws se located r UBS Fnermal Sena, and rot the nod rq brcta. aed pa west make a opal of etyma a amen to both inns • As de-fished n tlw 4Ctital XretibentA you red noldy vi e any ono, ce need ereoloreod-ect s related on you smenent wow. 30 dip after a was Mar Cc rode available • NMOrr (Worn» avriblOrli a riper to the rem% Clem IAA?" DirAinnint at 201.)52• 1659 ce toUree t 800.35.9103. BODA.M. to 6.00 IT Monday Ilya* Foley, a en Ant ro to UYS ranee' *Yon Ix.. (lent Retie ore Deprive& PO. Bo. 766 Lhon Cly. ID 07087. • Al Mamas shall be darned complete al aura a not *bodedto 'intro Who 60 days • fa TTY what. Cal €u412.09B6 or from outside the U. 041201.357.149S • hose of rasa axioms air an Naha. lab Manske (DM PP parent a U35 Vet debt card vansxtia. cal 800.762.1000. Of woe to UPS FwcW Savers . 10:0 Harbor Bid, 6th f kor. Wishae.len, NI 07084 Ann RMNBSA Sweatt Caner wile as soon a )CO can. a tco talc so, statement a rectal es word or 4 you need more niamatir ai'au stealer on the greenery a wag the rem or Cad bps (as arolcable)ast her I torn 'tun° lee than CO days ri a Ve Fr ear you to fret wateenre on we Ma or Problem *Peace - hood. am rat rd wear minter (0 any) - Delta* re error a the transfer so se~ about and npLin *cleat as ynrcr wt. Wei blew e I; race a why you need ma dorm/lice, - Prorkte thee:Mar smart of 1-re expected error. The Peen or Card bat nil vergate your ampler( and wal erect pry wroe prerrotb• For rated ern moheg UBSVaa•ckba cad tereactons.l we tie mare thr 10 bacons day; to da doe. we oil ad( Axe accasi fee Ow ammo you Melt is obit». SOMA you net hew the use of Maloney durate Imo telai Leto complete at inesloatir flea mate all trait payable to Me rem or te financial autaien Mowed*, te fresa of ihb f l rent In addition to regular rein len, account may be 9.bect toman:mace fees. chases to late parr fa secure.; purchases and Marrs as u -pael ruts mash attars Aoccuttita ito anstornd tooth. mistier; rnay be subeet to a bah/ lee UPS cottonkaw IRS o s fa weepeo cash madman lo bark depose accana at fur Ahmed bays rdrlikted brit and money Man mewl leafs (Money &MO. Depose rear, at LOS Baric uSA anananalthad bants panicoachg n the UPS FIC awed D Program re PDC-ntwal amnia. wehr i C rule: For rmm riomtabon, dean wet web. fcbc.gre. Deal scouts al LOS AG Stria Bah ied lures of Wary Finds we not hared by Me IOC. Eta deposits se not protected hl SIC Money ren d shoes are protected by SIPC Sc. "U3S Inmost Saner, Saari Protectai below. upon )okaaret brats n tee bark apart may to *threw,. and shrew al a limey rand may be rd devotee& rand to pact yes run. OS Arbil FLOM ell:melon aba, sealable sweep options. nclxIng <Una nitre)t ore, and yields. o aealstale al wwwL.bs casweemelds. from yoke inaulAdmsce a brcatng &CO 762.1000 UK financial Services account protection Iht fern 6 a member of tee Sauce; neon PrOOCICA Cenaceat on (SIC). which protect Saurent; curcoren of el madam 4.0 to SS00.000 faliadeo í2S4000 for Mere for cash) teplanatory hahure nobble won ',Weia twww Sr eel The SIPC toe Polateen line ;ply to if =ours that you hold h a prikuby <town, The ran, together ate crlan Mbar, his oho pschowd supplemtmal rosince The mailmen amaa payable to all Wood. dirs. eolecrob under the prolechon c ISCO make, it 01 (»briber 10. 2016 Sobocs to to polo? obi, or and cans M fm nfunhot r.e01.84d ice asp to SI 9 miler on Me aregele for al you accosts bell en a orals, roloaC ey A tut CC•Py Of I'M poky tardero weiriale won retest flettrte the SIC warden roe the sappaneetal frier CA Crib 10: • Cain enrolee atom caroried by(and ncheled fir KOWA 'Malta. Maiaway ROM Lin fen/neat Sr% el AN exam» anal 6)antercepodals, na..drg yob* antes. and ewe, of nkAwl fah. noatral n the nine of the rota holder on beds of the oar or terrier ant), • imemment «meads a nwstment nlerer. (e9, limed pertne)heas rd prime placements) ihm re net rog can! IOW the So:unten Act of 1931. • Conrocitet <preach (e9, keel,' **charge and pr. nu mil al conlribliA r° 101.1” .0417 Olitir connects. and • Depose accounts facto trek**, of depose) al U35 Ba LISA. UBS AG U S branches and &trite MK aired Diva PrOVIII The SIC Irlerlriln0 Mwphnenlalpraal0 , 00 not apply to these amen em if they drawee appear onyx.' cadernentt SiPC preatecton and the supplement peet«tion ebnOt Prole» aka/ changes n the market wkte of you enestmeres (ahethee as a • ail of market mayernent mum baknpttya otheesesel Dividend Reinvestment Program 03Pin The poet rtthchid an Sneer era. you may obtain de actual pree kan ma, inanceal &Miter Only MX» sheet ere ou (based tilde CRT. pertel sham err be told redtheca WE be &paned n yas xcc•-nt The checked rename , * price Roofed by the mm mat data fir the mad* pee al ridliber Pr» tics re sod Cash-iwther 01/Yrt ol• tat my b held m yos wool d you at trilled loa palatial as a retell of a &Mendgrew+ or ~vs.. the Pr witch. Salpane urtl al OW144 weer:except ai YOCUM °tetradby a reamed cseamea nay. ad creda you Orbiborl Irreannant objectives The neinet *beams rdnskprdierepectoto ere account and may vary between ye., acmes. Pea sae Me Fem prormlb, a waling of ay tgnfrae ch.vwx 41 so , farad snag:no towage °brows For n, •CCOUnt hell you domeono of Mr foliating imminent Wachs; • tìoaleeCementacome arentmeres weed the generic. ol none at • Ache.. CoptaiAspwran aminwes mane oronth of papal !ad.( Pen the gamier cf tone • PrenonpCombgao of worn. et CAMM Appiec •sn'on Ineestmems stekieg bads the generation of acme a ranch of principal °weal Steam:44n • Grammer Seta, to marten niel pima wth breridc rd talatilty to the accorra meal. men if that means the weasel Om not genera a ernes< recent ce roans and may not Lew Pre Iude dMm • Modena) Weing to accept tone rest to pnncpal ard tolerate scene vialey fa se* Mier rant • Ancore Wilibp to accept rid, l*PnrcIP.1 rd hq, rabble, to tail hap »rot Or lent • fraltner-tfArAty COlkael•FAUN I t+Ioctod, a paten or the podia° for tar. accout my nard., ern». alibigrA leered 54.edty and Tarr »lard Sta Thousilwidettr we my cese•time rl reteA0 account itaWnerts wily the same **ten n the tre eenekce. e.g. because they here own., oho alto merman eant cocoa et lambert wth other (kW, al the sore adreas >a prefer to mew end ed...4 Amara mailed re copra renclopos, you may calme hamereadne by eaten you laurel Admix Priwidly wow% name Reliably account none IS fa tuatreable •ruckrarro• chosen by yea to asset you wit, your raorellseepna t tin no legal effect en your accuse. es not mead to reeled a min. prodact reCOnireedien, matrnentcbjettne a a mirk MICCUted at or Kean% era rata promo* a gannet loot wrath or ary karat moh aria wet be »herd Al brirsibilt brie 010(4 cl tat at/ergto nct of host of the *vet allured You <an dunge your Frady acute names rot* Oran. Sennett or by cc/meetly your font sal Admor Meow* aerie. • Vet* of you accoceepam'are Net ol erns and • Atari abides nobble <Oh bin Yates fa ma tedtaunt/ (est and Globi Tent Dawn, vrealad marts to rewire. and (man MISS not held by Minn Dots not ale& waked seositeriassels a the and a Me poor and omen materreee Feria ce p ale asillirek witted 040. Writ AM *aeon» Pea oprone • Auditor PEW» Mr barrios antring moon lore, <reds In, tam accasi bar:04 • Cash.oney Warren Total ol wrened malablo cash tolifilef, Dell Oipoor Dina al all nand al non-Waived brit rd roo-ey maid naafis -id sweep batten. at the ca. dote mama petal Nacorranally be cred4 balances spa rani re not from other balances al the Fern my .eery thew knit me adnry carte 01 At buttes. Thew teak a payable an your dared. The total 6 aided en de cent wood ekano wlue Lending infcreremben fa *tailed Sermon en the nos lerdng padres ad disdains, refer to yeas Clore Palateeenhp Agoilneril a ACCOVt Aryeerrirl and t* Gatti Tern red Orations LEG Ussentra of Credit 'makes entitle nAgrettr.nt, and Namur% a ,,t SDNY_GM_00325247 EFTA_00 198022 EFTA01307288 Important information Mann your sta kr MC lg (COntinued) %e su Vott filem«! ~to secuntes ed oter enet, held b the rava at the rodd te «Hanel prial You my ad for *bry cd bily pai stavens an, Irre You mai mene Word..t Uord at ban «Pai an« • ysa ans betente due ro tten Ary tecorte Preferal tolvtin. dåna the slatement p«edre lered el mad.« valas d the end d the sternent per ed • ~bø& dedoners the <at basa ot the sauna included i tit datement."Aere dagard ordt the nurrter ' ISS Fruncial Senka ha releet on retormatencblared horn ~al «hr the Les Cruncul Siroces. ekludeg ~maten loen ~ha leme you have preeded to yoga' Inni Adm« the Orm doa not nd•pcnintll ~uty er ~elet the x«. r icy valdty ry demra+ Ø orowded tys:kras oth« the ISS inerti ~e. ad:HO" akhough LEK inst` Serviset genera txdtates *n 'Pent:nø e a restad the Irre don ro t ~e gry itftnineit tat the nternalae ~Con bart' and 'Iaaelaedg.Wlon o sturar at os ~drei the dimmere. At nrch. please tarm remon his rtarntlen ot, nulte ~Mate« ml• «osens, la la porbases « "enn«. A«thirit$ Urrisr«ted totehm mei fenad gaman donna« , only loe te pered of line they se hed at te fim More hbtorical Vådmno Can be added bd >ad Petrcitl Itdriot • Unrealitod panAllossos Mimi dau is notable, nernied vre*cd ~nosset se orkutied kr idoctut society ban the transtar dra for «disdyt ti, my« ~inc< ml led ormen:ro dorges ard« vatmm *organ:rica...nu Grolend and ollorr e,nw,mwrl lon and snumate ~Mr* ka ro each «mened to diatai tro aeragad lot TA?' trade date' «dann ~ret the 0 -~irdrildertn trark dale • [Sable mcrItlia. Betra and porlrered mak tiet the -muer tab for ese ~ion wil be etested ~adr by lot Iren amen dl stosities d ekst ba.> herd n ope rutte or n none« rome fot 0$ <limt, (ill fea« ~kon is °bered brom tird preet ed is away es not yatranteed aha femnt manen wen:havta elta yekt ~lee ~en ml be rionted kconeatuat • Pritievaluo Preet tapteyed lortens**, ed ah« ciatrat mai be hør ot byer han the pnce rir y:myrull Krir! i rorpr. in the mark« Inka re id~ f ron~ord Party, %entes eloch ore bele* to be rable. bat st do not tarene der accuay. - %Ve gentra* uti the <korne pkenhan ~Labb cr Ore me«, ol the 64 and at. Drite, he åsted ~nes and tonen cr-dy bipen ta OTC stu m - Lett aval,. tradert ~raa nuy he >orid lerg a Nase< maktor the non ran pree en cbtarrel ard may rot torten r. etuimrk« eke Or.** - Crelan pashi en mara«, wilhout e pike and val show al 'tide sand salane' d ore se etlave lo obl«, a vice lat Munty- - Oeposts « muna «namna«, in arrtet ah« tron u.S. dottet er («tamd r tad ~hange rate asal te strimen date - For ~sn 'novitet redig n nonicriermn; dencmraces, pr« ad ~tty date via) rna has bom zjusted to frikal proper auren. To oboenonn quotatem. *hen nabbar. «nød yas FArriotil it<IntOr • Pralha invnIrnenti and armband rusduets Private ~net Otrildift (KØ deal roteleteron pregen endrer 41.4« arvetanne "Ot savnes) ed snunad prodacts re genera/ het4 diaect Cetansourt,rodoralkh hare nos benn rtactred wth the Satse a and &dump Carmen:na inder :ny 3131e >Midten bh, Wc proale estmaied vies for powete ewtitnieit Sendte, ed Stolrad pdaddcti ta nlorrnificrui ~X« tty Auka} e not Man!~ - Diett vitet ~Odler stknedttitrhafatt nrge% d stiv, al inhith a nare nntnnwel tettity Or «metta& produd ^ul bebevra e tokt eid do rot moess..nly rar etere the vie you mei 'neie vatn Sauidroan. - %ed orry estimata of »le se a ei • «dan date and are supplatio OBS Crekul Serve« on a reglar bas, by n rdnenkee valarion fem - tau«. ~ai ormer cr tante «trered ra" d ry. a* 94~ tote Fim by the exuat "inri panna" cr ~nor rod may be cabiated barden dike.« ~en ben tat uord by tid penes lo denier.« almated istiden - You can dean actStenal Hammen inarcfno te n‘terrakoti used to detarme the egnete ca yale eid the disc ot te Snuten that n the basis le the nemt* by tentactrgyea Fesnar ada.or - mm party osunaled vales rna be Samt as lat preed' n stirwatauahano ween an rdapta.lant valt% on lem has rot ~led or inhk to aspen a vale ohm ore bare etse *ot a niskarar "rit tue noned t Pre~ ~od vaia -n10 nuen«. Cr otten *lue rm.ld be Nota, speculetre daa 10 the nates• d the ft<Unty - Viten netha an 40 4, general portner of toccdce hamand otte 1 stadar -ly eintIttO valen pemckd the rate of te scosty Mlbedetre< from es prachatepree - 'Ontrieat km to dana' mag ~de rerun of csiti roene a tute, ▪ 'Ordri unit ute reprewls the nei catering ake p« rna end my net relled ytra «st base - OPP end isiMed Kfr tro-es re rei kad on a natonst attåt« ~e, and n gavery icted and men d they can be sold, the pme ramed may be ka ~te pr Shantettinited prOvOcd •11116 XeCtsli alt«Net • Reetrittedmaaitia Priannrd ~PHI 9iirsealy n nok arriet digiblr Sy ~C oh U35 Fina-cul Stev«, uta the mark« ote ol te tannild Frk ca the sene stu* as an Ispund vale loe Ose **kle/ stod Ar perpases of tri 'Myrene ody. To de Ment Mit nestor bed saren se <kabb for sale. de vake me-medrna be ubstentitlif less the dx nweed vake troen. • la (estenated)Mcomer nernent yrete andras. An munne el svaa nome is basedon tunere derdend ed internt eies. ~terna the tarmen val be held la orie trer from oren« date or vott trotity the attra. e CP+ a gurtYlre, aradary ed mened nome re not guaranteal tarnral arnal mare and turnet raid la <rna^ tYPet d stavbas <add irekde arens« of Proecal a coda gom n olVith tat the ed norne ferd tunene Welcb nid be ~esla& - Marered ~P nome ed <ni yeld and the reki nome and yeld verti be bitte et het« the the estensted snora - An *rima» ol a-rualred non e(chnclord anda mett) draded ty !Morret madet ~aene bale« e~ on the last dvdond te ment pallrem made by the near and norn te uro; nestatoosts ml be tekt Ia ene ry fron the st demt bie or unhl ~sel , Actrracy cortiand elt se not gasssted. • Aun not hold by VIS linancial Sernala endret stett tre rot hedeby the lim ed nat nav.« the n% ~ten a «eta The* aset are deplayed on >et sutenert lor Saman:rot purpota etly Postens ind vak.< pretad tro proncl.d by 'ho etsing bent lied. Anretta Smett not tapende la Ile trommen a-ddoar« guttet ei accurey. Bone ~eks rol poeedvi by MK or the arms eta damentel SPC eorrerate • Rane 'hating and additanal ampeneatien - ån /Menn to remma" on sal« and I ;b.1 lem mened n ccnnedcn wth the chserbien muhad fredstoos dens ore st os 'Haiti rann revna Nong partial' Iran dration ande adiston ot the «utal tråds ta no all tave amasts re based on toro dd «ant orrocnemst ta ~fe ot latin by litS ot a paneir madal lyg fri, lo ot* arne', and OB Ile aust ral cd a >steig ~ug land I ri/ s taes Neid St, m. We ' , dov hare aha Mene attved:p and ornr•bus ;flatner? leet corordereen Na onder ned senitet Mr ta teori* to the ~ad lunds bow toet genet" mold from mene attat the rn-tualhnd and re afart dalar åmen bated on the runt« d scoret at te brolterolnle Ø^9 «stel lien of thr I urd lamty - b addlOn to cormeoren mened n ~ion veier the sale er dedrbution amity contra% ed urd «.Inneel vrei edd/ (leret, ere anda ca al tte mere etwrae skat.; (Ønsle v harr~y or the ~uret ~arm undenadng te arouityarerau, tolien el the notata COrrpanotit a tosnart of Me une ~unt mots *e darbuto - .an tIlcad coemnseenrecemd forn tho sa d ~ura fink. we anda ot attlate mo*? et ava.based ~during >amen, from Form charlaulors. well *dangla technology derelapment, traneard *damen - 0v «linket oho recne vedry corrwisocnt ed ot« cerptenatre from nitualrirdi etcl murcc ~paria Neoro pØ<vro drivbar - Wit tan* romanse on henta; Bel L6A. LeS AG Surdordeonch ånd neo* pleid barks tec.4. aue cash 9000p pr*/ ril NI COVIptinWrrint.ty bo a ~ten, pa ac<wn lee cr rnay be a patenta:ed amage dal/ deroot tol exet Adder? nfarnaron *ordna ammesien and «ha ~ga ireurred in ornat ise rem the neo-tona vas. reld^3 opton vercetans banet ncluded on CO•lierroliont poorautkr fornrshed lona, and seti be leonded ro >ev ecnvalldr. nartd Sla« adling you re4~d n troet telna a tente', year may «Mf å (hage Me lo <sla. barmen, talt I« Mi PetnÅr ~it/ Open seden Patreing open or '9:ed talcareekt eders tir nemne ~Ard by the stram« dale, open boy and sel sop «Om re red ised by the amme ol cbido-els tentes onn credniands a ener.' date unlest mersted ~e« by yoa Vore re respanstat lor adr; Mat re ~Med det lo >as laks. lo caro« ~seng open orden hiver To dalen a «ty of as remi Glem Primo, Nat«, Please~ ytt. Fannist MK« tv veit of meste dl »tv* ohriovrotivrvretttoOrt - ISS Truncial Senitet b rot alm', The itl" arien Seien Atomid BSA ed RIM re brokenge m<ouni‘wh‘h Øde astat to baling ~n ard pakkis le~ ~enn, enn affitaied bet ed oie« thid.pany belt. and tyendet erm to notar« and anroity pm," isved by ~liti«, Med-Party not ~amper.% timst mure« arty srAnclunn el ABS Front Ul Senkes no - lorranwet, Mue«. ard mule IroXLCIO - Not MK rated • No bant mort«. Mal lose ode - thla Rasar« Ltrucernem Attan. Busiess SangerAcccunt ISA, RMA and nternitadi Raca« Manarnent Moare re rayst«ed sav« enses or ISO Ar-unnet Senk« re - Vri e a regitteed ',Ondt...ned by vsa Vransionat Se«. Aua Uttedi ånd Med ide Rense the ISS Ise «edb radt ed the ISS Vita Ø tids n opad by l..85 Sel. LISA with emneson Iren Visa VSA Incorporated Mot« regneed nedervd". an« marki and me:med senke merkt re ei ter trerrw «moria ILOS Fitenditl Serk« Inc Pen 701810 SDNY_GM_00325248 EFTA_00 198023 EFTA01307289 SUBS ties Financial Seneces hc Prfate Wealth Management 299 Park AVM.* 26th Floor New York NY 10171-0032 00003s6032450219 xi et 0 Account name: .AIISLAINE MAXWELL Friendly account naMt Indiv ChedriCar Account number: Your Financial Advisor: Questions about your statement? Call your Financial Advise' cr RMA Resotaceline at 800amn I :PIC,. accou Value of your account Resource Management Account February 2019 on January 31 (SI on February 28 (1) Your assets 44,737 65 44,843 54 1/Wernher...rads: Your liabilities aoo 000 www.sincorrifnanciahennces Items for your attention • i-ielp protect yourself from haul and r,uew bank, credit card, and brokerage statements regularly. Also. get your free dodo report annually from wow. annuakreditreporeccen Value of your account $44,737.85 $44,843.54 Tracking the value of your account S Thousands 716 Dec 2015 Oct 2016 Dec 2017 Cu 2018 len 2019 Dec 2014 49.3 Sources of your account growth during 2019 Val* of put ,:count at year end 2018 149,2705S Net deposits3rd %%nth:Ira/v.4 Your meestrrent return: -14454 03 447 448 Diedencl and reb 2019 interest ncome $27.02 Change in mother value $000 Vats of your account to NM $046654 member SIPC Cr.e700030056:0245 t)rrODOIC68% 00033 C019 030579C04 n2357655010003) Page 1 of 6 SDNY_GM_00325249 EFTA_00198024 EFTA01307290 UBS Resource Management Account I-c:brikary201';• Your account balance sheet Summary of your assets valueori February 28IS) Percentage of your aCatirit A Cash and money balances 44,843 54 100.00% B Cab alternatives 000 0.00% C Equities 000 0.00% D FOced income 000 0.00% E Non-traditional COO 0.00% Account name: GlISLAIIIE MAXWELL Friendly account net Account number. Value of your account $44,843.54 Your current asset allocation Total assets $44,843.54 10040% A Eye on the markets tndox S&P 500 Your Anencial Adviser: SCOTT STACk MaNLYLE CASPIEL • Cash and money balances may include avaiable cash balances, UBS Bank USA deposit account. UBS CM Insured Deport Program Bank accounts. UBS AG Startd Branch deposit account balances and money market mutual fund sweep balances. See the important information about yaw statement cel the last two pages of the statement /OF detain about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2019 3-month Treasury billy 2 40% One-month LIBOR: 2.49% Percentage change ktetary 2019 Year to elate 3.21% 11.48% 3.52% 12.40% 2.56% 9.32% -006% 1.00% ChaTOOCOODS6C6246 Ple7000196BS6 WOO? 0219 03057%04 XI 23 5 76550 100000 Page 2 of 6 SDNY_Ghl_00325250 EFI'A_00198025 EFTA01307291 *UBS Resource Management Account February 2019 Account name: GFISLAINE MAXWELL Friendly account name: Indio Check/Car Account number. Change in the value of your account Cash activity summary Opening account value Deposits, including investments transferred n Withdrawals and fees, ncluding investments transferred out Dividend and interest 'come dosing account value February 2019 (S) Year to date ($1 $44,737.65 $49270.55 5,262 35 5,991 80 -5,169.41 -10,445.83 12.95 27.02 $44,843.54 $44243.54 Dividend and interest income earned rot DUVOSeSOI Ides staterent tehablay of intotreSI erg tbiOleg irKOrile NG been deiennised ficm a VS tar natter? PersPtOrre Bsed cFOrr the residence of the .xcounl 11001 OCcOunt !pt. or proSst tve, any imetest ands dri*ndparnents may not be Plied lo united States (Us) anla Poems Rico (PR) Oxon* tees The then emnthly staten*rit is MI Intended to be used and cannot be abed tit( or la purposes Cants shOubd *ler tone' aped Katie tea abating loran they oe(elhe horn UPS annuely. such as forms 1099 and tne rams 480, for to (*prang inlarnatCo n is the practice of UPS to fie I. !mantle to etooreno binds wiTh the US Intent Revenue Senife all PR treaty OtcOrtMent, End In Stith loons acurany (WON Orden" am or interest alai ererrbe Or ta e Kane Heat (Onkil your inchrdua tar papaw. February 2019 (5) Year to date (1) 'rarebit interest 12 95 16 14 Total currant year $12.95 $16.14 PT or year adjustment 000 10.88 Total dividend & interest $12.95 $27.02 Voir Riseaciel Advisor: SCOTT STACK MainflY/E CASRIEL e• Account army tha month la anti &Samson your Sweep Donorc se ondudid in TN opening and placing baanon rave FDIC traurancexorCes toSpoon at UPS Bank USA and SI bank; ;anti:atm; n the UPS MC Muted Walt feCrian It CON net arty to deposes a Mb AG. %anions &anal sue protecton mate: to money Mane sweep fund Marra tN net boa departs SeeImportant inbematvn about yout ;teener' co theist two past d I In: &cement for &tars. February 2019 (5) year to date ($1 Opening balances $44,737.65 $49270.55 Additions Deposits and other funds credited 5,262 35 5,991 80 Dividend and interest 'come 12.95 27.02 Total additions $5,275.30 $6,018.82 Subtractions Checks and bill payments -5,169.41 -10,445 83 Total subtractions -$5,169.41 -$10,445.83 Net cash flow $105.89 -$4,427.01 dosing balances 544,843.54 544,843.54 UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 146,437 54 Closing UBS Bank USA Deposit balance Feb 6 $45,645.97 Number of days in merest period 30 Average daily balance $44,883.85 nterest earned $12.95 Annual percentage yield earned G35% CnP7000300560924719,000I0S8S60C033 0719 030575034 Y1235761/2 0 100000 Page 3 of 6 SDNY_GM_00325251 EFTA_D0198026 EFTA01307292 *UBS Resource Management Account February 2019 My Choice Rewards Points from UBS Account 1141110: GR5LAINE MAXWELL friendly account n acne' Indo, CaO/Car Account number Reveads pent are oellected and the 26th of the month or the pew halms der if the 26th Idle co a wet< KIE0649/. arivarch POInt ectheY details an be foundon wnwobscookanaewi.:es February 2019 Year to date Opening balance Points earned 7,594 7,594 3 3 dosing balance Your investment objectives: You have identified the following investment oblectres for th a account t you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial adusor or Branch Manager. YOU can find a full desciiption of the alternative enestment otiectives in Important information about your statement at the end of this document. Your were objective: Cunent income & Mina' appreciation your risk profile: Pnmary • Aggrezive hvestment etigdsitity conaderaton kkne selected 7,597 7,597 Your account instructions Your account cost basis default closing method is FIFO, First in, First Out. Your dated Advisor: SCOTT STACK MANLYLE CASRIEL CeP7COCECC66:8248 tr000186135601X033 0219 030575004 YI 23 576550 10300) Page 4 of 6 SDNY_GM_00325252 EFTA_00198027 EFTA01307293 SUBS Resource Management Account r.,brtwy 2019 Your assets Account name: GHSLAISE MAXWELL Friendly account n • In I r Account number. some pncce. «Pee mil (stool vases :Penn may be COifitimale ad a ref O. ref afX1105Set ecOrr nol te settiSely reflected See important informatton Moot iour Sattenta a the end of ths &coned lac ntre mlomvllcn Cash Cash and money balances Cam MI moo Latto--; ara) We ascots:recallbalance; UBS Bank USA ~out a< count tare" UBS f DC rased Rogan Rant Fiances, UBS AG Stamford Branca deposit account blamer and money rnavIrel netrad lurid Weep bterarKes. See the Mtpotant (9) fonnsoon Moot >ow Statement at the end d the document fa detais about those balances. Hering 1185 RANI: USA UP ACCT Your total assets Teem K imadet Advisor: SC TT SennIAA...I vi e relihn UBS Pant USA ...Meal UPS Fart Initted Rogan Bank dalpan &Mot Paten are Injured by IM FOIL coke* I mitt. Col are not mewed by WC Liss AG stamicee Branch demit account ~et are not insured by IOC ara se not protected by 9PC Mary market Sang ['Mane.s are ped«ted try SK bde rol tinted Gy tne roc ()Gering OdbXe Closer.; blame Pike per Share Average OtIdenOlnlegeSI Dap in On Feb I (I) cel Ito 28(S) on Feb 29 (I) Fat Period penal Cap andunt 44.737.65 44,843 54 250)2C0.00 Percentage a' COP Bilnated Unedited Value on Feb 20 (a) your aC(Ount bad (II annul income (SI con« loss (t) cash Total Cash and money balances 44043.54 10000% 4404354 Account activity this month Crate Actinty DeXnphon 544.843.54 100.00% 544.84354 Amount (t) Deposits and other feeds credited Feb 1 Transfer FM Y1 23575 0100 5262 35 Total deposits and other funds credited $5.262.35 Oahe dainty Geteription amount II) Dividend and i stiffest income Taxable 'fleetest feb? I,West U8S BANK USA DEPOSIT ACCOUsiT AS OF 02J 06i 19 12.95 Total taxable interest total dividend and interest income $12.95 $12.95 Amount It) till payments Feb 4 Wtherawal ACH WITHDRAWAL UNITECHEALTHONE 3994 . convnuod neat page CaP7000500Y:0824919,00018S8S60C033 0219 03057`804 Y123576550 l 00000 Page 5 ol 6 SDNY_GM_00325253 EFTA_00198028 EFTA01307294 UBS Resource Management Account February 2019 Account activity this month (continued) Ode adiety Bill payments Feb a Wthdrawal ACH WITHDRAWAL AMEX EPAYM ENT Account name: 419SLANTE MAXWELL friendly account namt Account number. Your linaaciai Advisor: SCOTT STACKMAHLflE CASRIEL Cescnonon amount (S) -4,327 OA Feb 11 Wthdrawal ACH WITHDRAWAL Saks Reid -90243 Total bill payments 43,160.41 Ord Items foe your Attention: the nen UM Visa Inf. nste credit cad Is hew, packed wthesdustre vael benefit, more rewards and note of what yc4law, incluind ortraordinany personalized strut? Al sttrinindyclal in mewl Wsit ubs«otrisanfnite or tall th at 888762.1232 to learn mire. mnImraw Pitmen* Out Potent Due axe Creak in. Await* C redt One OutstancIng hearce UBS Visa credit wolfs) payment in formation for Mardi 23. 2019 S2 65 Mar 23, 2019 135,000 03 134,997 35 92.65 TN% tech cecd Is emceed in UBS raicredt card teat we aid wen automancaly to pad In:my:to amen Wu I payment n sotatto lot march 20, 2019 we moo* int onlorrnanon on your u116 %moonlit cold sclely as a ccunesy lo you Ire UBS Wa cleft cad and avow ate Issued ty uBS Bank USA UBS BM USA sen2 you Me ottcol neemmt Ice Inn account and you shored malt you; pemem xcor0 ng to tneir Instructions We to not Ind ix* your conaldng croon tad baarce in ea viii. d sat account wen UBS Finanns Hewn irc Dale MtMty Deltresecn Amount (1) Money balance activities Me 31 lialeece forward $44.737M Feb 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 5,26235 Feb 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 021041 19 -4,36698 Feb 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS CC 02106019 1295 Feb 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02111/19 .80223 Feb 2S Closing UPS lank USA Deposit Account $44.$43.54 The ordain USA Occoat Account n your ternary 1'mM outran CePTCCC60056:6250 WT0001%656 00X0 0219 030575C04 Y123576%0 1000g0 Page 6 of 6 End of statement for account number Y I 2396 SS SDNY_GM_00325254 EFFA_00198029 EFTA01307295 Important information about your statement 1.85 reuncial Sankt' H. (the firma WS Fins-oaf Stemma. es a member ol atprnopauoany, annsocity and options mehoges UBS Enamel Sohkos and 1.8$ Bari, USA re redeye piasclresc4 LISS AG ad Milan of WS Sautes MC The im's Inn, statement es hobble span request Therein's online offkes re at 1,85 f motel Semite% IN. 1200 arbor Boulevard Weerantol W 0786 IM flarrawil reiret.ntt the ors/ ollwallOCCect Ot lin Partial Senkh account Olho recceds. faketa onkel In clones. <a6Nng coracles, date sheAd rot be rated Lor F you below. Mice 6 alma or cencoon. plea* repel it meredately n writng to the Dirt Manor of to office omen; 'ea ciackni Aida* Wow's thow re Mended tot* accural& staleniet data tan no be vied kr tae rowan ray *Zs" )40-4,14 totown, (re. Form 1099. 5498. I tic )Men ream, you fax room the Fein it wound ty 1m to repel tote OS Auntie duthrels. reportabbortnabb dnidends red Webb Meets, tamed on nestles held n secs accent. WI Crated, 0+ safe leassol cm. end toil Eno on erten omitted Communkationa with the Pins • new fewnlinn wield cerenrcabons el wing to further protect you 17 01. r 0b-01i 13 you 9i1t %wt. tt. Secy., ret ewrit0 Protecttal Act (St A) • II the finales. extract, on the fop tall cl tea non of thet Pianos a not IBS Enroll Sawn D61 !WNW Sows cartes your nova at (term &Ow by arra-rent evil the routed coini en We attuned y0.01 the re4A0rtro WW W0 oPentelths tows In is. case. )ses finch and teculles ye located a UBS retreat Services and no the nod-erg bran, ad you trust mike a few of ay ma a owswn 10 both foe • As dtearbed n to 4Caunt wretments, you mat notify in of any owes of If La ntolong &golf reelected an your slaborent sinuses 30 dip alter a was menace nude wobble • Nato Onaci oirOinti 0ntOtenli a OfweirtS to the owl Clem Walken Departhent it 201.752 • ID* ce tol.free x B00.1569103, 800 A.M 1o600 If Medi, through holey, a in Anima to lilit5 Fruncol yen t+ lx.. Clare Relators Department. PO. Bo. 766 Iron Cdy, 1007081. • Al statements shall be domed correalete ad none it not *bettedto n rang tribal 60 days • for 7Y wfwet Cal INA-612.09% ot from outside the U. 041201.357.149S • htlere of aeon a ...ion *p.< an elotrorn Inds transfer fErtb till parent a LOS User debit cod oriole:a; cal 800.762.1000. of afro 10 UBS Pna-cul Sowers Ix.. IWO xrba GM, 6th f kor. Wishes. en, NI 07086, Ann RMASSA Steven Cotta write n sooner )au cant 8 sco fele yakt statement a /wept es wrong or lyou nerd more nformakes about a transfer on the °owners a recto The Fern or Card blur fat arolcale)rnesi hey yowo Irate thane° days rite totem toil wu N Ira ctateowt an each the Ma or 7 001. 114P0encl. - Prowde nas name rd =are ante (d any) - Desoto the alt or the transfer you ate wave *out and *split as dere as youunwtF ft* blew n Is an woo a why yam need more rionnahr - horde the clothe armor* of the expected error. The Firm or Card bps nil nvestote yes <replant and wit corned ary error prompt/ to aped won rnoheg LOS %n debt cod ursacto-s. a we tie crone than 10 banns days to do tie, we MI made Axe Wayll la Ike amen you Melt it n mot. soma you nil tans the use of the money dung to Imo n tales tato complete ext infliction Means make all trots payable to Me rem or to f monde! inntaion erWated an ter hat ci iha nowt In addition to rotas 'coon fon accounts may be pipped to montenrce fees. ohne; to late perm for sentries purchases and charms kr *pad annals n ash >teems eloWsty eta troiranotand tooth( nottaiirs mute be cubic,* a &alder lee WS Sena* °albite LOS offers options fo sweeper) cash torch to bark deposit rash at non. Alined bats ard affirmed boots and money market maul lint (Money krds) Depose ascent al LDS Bari, LISA and mnald Acted twits purtictNehg n the LICK PDC amend Program re PDC-nord n accordance %mist( torte: Pot non riomtahon, please wee raw fcbc. gar. Depose accounts a LDS AG Stanford Birch and shores of Nary land tee not eased by the FOC. Bank diconis teem PrOltCtedb197 Money kid tarts at protected by SIPC See "LOS Inmost Services 'korai Protector below. won 1a5 fikoset barren n the bolt depots may b wrhdrawn, and shoes *talky*/ had my be IiyadTpd rd tht moat returned to pa a sOS .worrd Fate nicnnaton tout hatable sweep coons. nckkIng <untie interest reel andyields. o asalable www abs cm( sweepnelds. from yoke Frun<ul Athiscr a bur tains 800 162.1000 %MS financial Seniors account protection IM fern es a member of tie Stomas nava hatch:in Conxeron (UK). which moos WV ern customen of (twrokrefs W10 SS00,000 lincludna 1254030 for clams fce cash) &planetary brochure nobble sour mar", a el mow SOX 019 The SIPC asset Protection limits aapfy to al nce-ern trot you hold n a prikubr <sanity The rem together at cerlan Of Nits, has abo Ped-ortel supplemental cosine* The rroarn.m rose parable to all not* clams. <oleo web Under the proletion c 1500 Whoa as 01 Orronter 10. 2016 Subpo to the 001cy cad, ow ad oen n. oath al tee Pam et Mho Protected Ion* t SI 9 macer on the 0W0Calt 10 Ail you accosts held it a prickly, , APAC Cy. A ful <coy of **poky wordeg c sealable won moan. teethe the SIC peon-kr me the tapplonertal palta01 yoly 10: • Conn Inreel assets onvoied by fad molded n urea noun trod away IrOffillaS fina(cul Series0 Foe era ole wish CO intia.me prodan, nadro yob* notes. and IiJ rah e4 metal hest registered teen name of the wove holder on the toks of the out, a Prefer net), • inn.owd ccnirach a nwsiment Merest, leg, tooled patnenhps rd ;tient placements) tut re not rog owed unty the Secuntin Act of 1931. • Convokes ocetrach (e g. foe on **charge and pfec ors metal <react* mkideo kerns contracts and team:4h *to, contracts; and • Depose accorts Prato tcrtikates of claposill as IBS Bak LISA. UBS AG U S branches and to-knew IDK Waged Daman Proyarn The SJPC DrOteclonal0 the staArntnial watch:. do not *pit to these amen erm if they othowee alazeat onyx.' taiernenh. The SIPC protection and the supplemental protection oho pecan' agent changes in the market meet of yes mestmels (whether as a renal of market movement. inter bMMWWya otherwital Dividend Roinvosomone Program 03Pirl The price NIIKI44 it en sneer tea. YO., may obtain the actual ace lean you f financial Ad isCe Oolr •16011 awes me me(hastd unde DRIP. partial shoes MII be sold Jedthecash oil be deported is you xccknt The dredged renederient price applied by Me nut. Ian tlefir low the nwket tree at whet, to Parhal owes resold Cash-indiast 0 * whole tat, may be held nye' accare d your Wad Loa pndlwt se a renal of a &Aland where or ~roe. the rem met either sell pin ud vat at owlet pace a accept at roan determased tat a reentered °ern **my. aedvede yoke KOW11 lereanmant objectives The reeimme jeer es and ask profile re speck to eat account and my/ van, between yes ci Pena advs. the Fens peCerlAbi a *Nog 0•7 olltron chit r rn Ws10nd asthma nentereo °brow' Foe each account Mel you <loose ore of Mrs °bang imminent thaws, • hocks& Current Income inentmeres imam the generic. ol mome orb • Atha., CoptiAopenuton huninwits wing growth of pitapat tato( Man the geniis", cf none • Probe* Comfmnamn orokome sen/CAPei Apprecaatian kommems setting tot the generation of come and comb of principal Ovenell Pith wean • Conatoufwe Set10 o martenMei pi- wl nth km, rid ad salinity to the acorn °vital. can if that mese the accent clan not genera* Kinnear< inane a toms ad may not Lone Poe enh. rftihr, • Sfoorame Wiling to natal *no me to ponce:rat and tolerate scene *Wiley tt. IM h•tof returns . Agresase Wiling to accept hthrim to P""I”I rd high *Way toad. WI warts ow' In. • fralow-tfAratty Coniderran f tHactod, a oaten of the panto* for Mat Jaen my include cosepley tual•grs, Unwed leardmi and row valxlry StaternIrriellOufehOldettr We may cosso-delt all retrA0 account 11•Wirett we. the tone *Stets in the same eenekpe. e.g. because they hem wenn *he ebo martin pea actors eelronten Mbother clerics al the sane erSdress you prefer to none led ideal statements rmkd n upon teorrocet, yon maw oono houseisadro by calm) you inancial Manta Prionly mown name FeertrAr Erwin NW* R a<ai<Tdab4'n.lkrtans' chosen by you to asst Wu wit+ you woof *ewer; t his no legal effect as you occult. in not mended to eellot any stn. Oratra, velem/10,11,W% mestrrient obentwe a rd: pofile snouted wrh pot• warn. and s not a promo of garnet that wrath. 0 ay Inimeal mutt. <al 0 wit b• Wend • ownatt WOW Woe* 04 Ws, nudes:3Mo no of loss of the ante niter You <an dung. yea handy acute bawl hough OnIne Serwei a by Cailaargy00 f rum tal Admor Aceortomnriove • Vats Oran accocoapardo* Net of assets ad tilde its. • Aspen. helots nuiteleush biros wales foe restriold stunt/ (tilted Gobi Tine Deports, wreaked mats to make., and tenon Shen not held by therm Dots not include waked moiler/men a the andoe the rot and 0.174111tC31010:a pence Cr owe% emestenwei. anted flock *pions and emerceabb nod doom • (06/Iter Wide. alit tratMOs erwring nuegn brut. each Ire, then ocean biasses • Cos... now habeas Total ol unmoved notable cam tritan:K OA dpoee birth al endued ad nal-What* bares. ad moray enrol naafis-4 snoop balances. at the claw of he stamen wed Nrconerolly Ire wed. balances (your account at ml seac aned from other bat cos end the Fern may Lee rydd Ora lunch nhr adnary core ol et banns Thew fah re payable tool your demand. Thes total es ridded m The curet prodakar, value laving ireferenatien fee detailed Scallion on the enfs Irking radices ad disdains ergo to yeas Clore Ratiteorshp dreinent a A010.0 Aryeantnt art to Geneva, Term and Crettions LIEtS kaleenent of Credit 'mikes rear* n Agreement" heel DCr busts at low, 0-mrt•try rfl-Thrr SDNY_GM_00325255 EFTA_00198030 EFTA01307296 Important information about your statement ((Onfinued) Yore sate Your gatemen ~es mates ad other edits Fold ni Maxtor. Y the end of to statement peed YOU may ad la dO ioeyd duly pad sto eke any tree You may Wawa italitin trod at bat camera/ aim penyen any balance due astern Ary wane trandered to hfim dreg the statement pe00ue Wed at In3444 values ol the end o# the statement peed • ~bat. is date/morn Pit MI ban oft* *ones included n Pa gatemen. Wart adored wem the number' LeS Fnancial Sennes has robed as ref «moonManedIrons somas other tan U3S f nand Sense" radeg Mammon Iran rota Irma the you may have preaded to you Inroad Mon Ile Pan does not ndeparcandy vs* a game+ the ractracy dry doratMat pronled sones other than IMinimal Sews«. Is addle^ abhor.* LeS in" Senn*, general, coda.., thn rekonnate:n as k o mewed the ran does not pew* any maven ril, the Meander ~COST bait and 'Unaided girlies,' is accurate at ot ~date ot the «memory As ouch. One ea not I* on his rumfan so make antes* a eh bosot et popai a <tenant Account knitted toteCm nay eedoct grad loss rif *outgo only for te paid 0/ line they se led at Pe Fern More Waked essentin cane added by >cur emrcol Atka. • Unrealized painblossas Mon dean abolabk, es, mated ignited gen/tors., are takobeed nductut saucy lots the o nseton data for rolreclut ben may or may floe eel list ccerenescied degas ado homy nOrgrearga event oinfind and ONE ren.~ loin ant spun< out's* bn ro each caribned to deploy Cr. averaged Ica Th?' Trade date" column peasants the agrvl fendf Inn Noe dale • Callable neueltios Bads and ;mired dock tat the mute alb for *eV ~on wit be selested ~all/ by lot kern ~gall stosares et that ewe hod nou name or n nominee name lot car dents Cal lean ~tones obtained kom turd pat*, and as awry rs not warmed Other <al loons may mat whch cola alien red. templet ~cn wit be wonted taxin (*gad • Pritetralui Prod ttplayadlor ~ass >doter ceolge may be mother or bed< thin The axe that pawould ado.* wane in the market Prat an ~Irons veeva Bed Piny lanes which we believe to be ratable. but we do nol wane Per *raters. - We ~My use to <beg peke shod ~fable or the mancol the bed and at. pike, la aged WAIdet me:optical°. cny bad paces ken OTC feetribel - Lac anal,. traded ~nod My be rood stag a Maten nedel or the most recent price we ~iced animanot reflect an actualmarket peke awl. - Carlin coshken may spear without a pike and we Now as 'ace wand sale' d we ire tattle tech.,. a vice la a Minty- - Oepons a wanes deramnred n curreecm abet than us. doers a. relleced at the ~hang* rate ad the gatemen date - For Otiatinhavibel treeing nonariermny densmnst ors, ace a-d gurney dace vibe) my how been »used to f xikat• proper valuator. To Mien cram warrant. when salt». contact you Fnánotil Itraraor • ISM imentrownti and armband ~duets. Private erwsYMrn servies (rchateg deed member Program «dread agate "warner* Man war tin) ad gructued products re armoen high), aloud Caftan daub-red erode's had not been erred weh the Sauna; and behave Carmen:0 a u-dee tray date Meees ben We phavde estimated Manta ghat madmen save*, rd stun"; mates Ia ~renrata pispoet enfe Autettop 4 not guaranteed - Thee values may Ole. ,tint. " Iran "ees any, at Math a poem ~rani Wfvetty Or «mewed proAxt ~I be bout* a sold ad do non mean-v.1y recr nee the value you wiry facie vial Squid:on. - Mad paty estneles of robe m at of *sedan die and re suppled Io UPS grurcul Serval on a resPia. bat by ah a-4~km valuation Ian - tan. general pain« or comae eatnaud vaam. d remnet «d to to Fim by the moat germ,' pan " spanor and may be obliged bared en «Nat« Marna on bon tat used by thid panes to dense ter slanged idled - You can drain add!~ nfernenanregurefrg used le deterrent the ester,» CI value and the date of te nicrerution that n the Luis la the name by toning rat tetanal Acbcor - Mid party *sanded values maybe rebated as 'Mr and' n ~al aurora aeon re daeseedre valir on lam has rot SeCOled or 6 usable to "go a valor when we become awn that oorloten eten ha maned fiat may Cal.) ~V rebored value he argon. ex when a aloe woJd be Nghey specula., clue to the nave ca the >aunty - Wean norhee an raw«, gtet•ral par:~ of spara «touted albs be a ~barb, ramated ratue n crowded. the value of the loony webeMao-a from es tahoe pie - 'Cbsertee one to date may Mode rerun el ma* ncane a both ▪ 'Origrui ink ate eeprellnli tie neat calving pod per use, and myna relied pr ant base - DP? and Wined KIT '<tubes re roe listed on a nsbenal et ei Menge, and re ceneraPy aloud ad men l they can be sold .h pie ~red may be has tri to pa shoe *stinted value prattled AO* antili rotorure • Redricted meats. Recited tweet wooly are not onary ligtb for park sale nFixd Services uses the market once of t. errestroled stock of do sane mow as an nand value la the marked leak for papaws of tra garoatnony. To de enen that min( led secant et m elgbk for sale, the rate we-Nedmay be sLbstaandly less thin to imputed yak* None. • Ca (estanatere Meanie. went yields andantes An eimaa of meur 'Nome us bated fn (Quint dealend and Morn nits. ,,ring h 'tangs val be heb fa One yea' kom gatemen day a tred ornery fat «mat. t ask, a gudalee acctsacy arid centraal no:~ se not guaranteed earnred anal norm ad current yob la ((elan tYPet Of ~ton <oUd include antra ol pateel a Opittil pint n ~Ps caw the at name find anent >eke would be emanated. - blinded stal axone and want yield and the actual atone ad yield mote be bow or here than the named rare - An *named »weed axon» (dvdord ardor enfant) deeded by the oormen market valuelawage balance 4~ on the last dvdond a now payment ma by the non and ~inn lhe,ectellwideposts ail be nerd la one sea kern Pe gasmen dge a untilmg.". Acoracy ortnend yield se not gaer • Mau not bald by MIS Financial Sens. Oaten assets re red held by teams and not net., the Inn% paean:nor central That eat Ye displayed on pair 112~ for Soma car ptepot“ alp Petrone and obis peesented ene voidedby to mum; hem ues ~tat at not nnprnta lee an nionnaten addoesme guarantee eh ataxy. Ibex assets re real pegedvf by WC a the Ferris tragenental SPC orange • Revenue sharing andSA:anal ampeewation - b *Milanto coenescen en sales and I .7b. I km monad nee/madras we, the dab." , of mutual hack too chants we »Yen or raise ratio rare. Nang payments Iran darkeners ardor admen a rho nutual tads tat wo val 111H0 awn are bated on two dethrone ~my 0 te ~dubs by IBS of a ;angular moraal had fray boa done% and Oa lat asset valued a cratralar malug ta-td langs shred held at the Pim. - We /doer aft hide also mane Meeting and ants pansong Ion nears-0w~ la transfer nerd unites tut era provide to the ~Jaihide Thee toes gsni taffy se pad from Mena !sect el to in-awlhied and re a feuddata non baud enter-utter ol scans at Pe bedurdnle ),big mutual Irds ol the I urd lamly - In addeiri to annesecnsretemd ei correction wit te sale or distrbegion of zenuty contracts and tint meson/el tag arts lo Olt clans, we ado or titre regent tesdart ~led seeeitenaitian keen may of the saste crane, undermeng the annuity annete. titan cf to nosanco <arsenal a enemas of tie rise "KNISH Indlt wederbh* - b addax, to (Onnaantrettnid Iran the antaw and sale a ~studs. we ado aft late name an asset. based rneeeue shorin, >amens from NedShires chniaulors. a well as Vexing for e< hnology **lament, tranig a-d *daemon - 0v sedges aha rifest it *zing eorrierisicen ad otertempensatai from MOMfur.* ad nar ce carfare« whdo geolacts wo dabs* We went < orepentat rat Iran LeS Ban USA, LeS AG Strafford Chinch and nenalletred larks trac•#. our cash ~Op pag an TM corapenszral may be a ~thy pa scan fa or may boa paantageoe near dab, depot turnen Activity nfonngion reordna comm.:sax and deer ~as mauled il caneclkn with the enabdOn 01 Vat. ""rd ),ton vároadons bai boon nduded en carharuhons prenausb lunched to 'CM and w II be brooded to you rental, en rtgald Short silage If you seengird n short sting a sonny, >as may nelir is ~tie due 10 <slain basown, cods la that Caloular stoney. Oran fl an Pegardng open or 'good talanakt «des tat were rot ~cued by the unworn dale, open buy and sell dopden re reolged by the snoet ol chrtech angles one re ***Met « co nth date unless nsInsed OisloVe6it by you You re respornbb lor «dim tit se tamed du to sag lekte to canal costing open orders Privacy To obtan a copy of a oxen Client hi...icy Nuke. Plane contact yrav r navel AdiniCe «eel Cae «abate ai wwwobtremiorwasahrt - LEIS teencial Sweets è meads* The Mg area Seneca Account BSA ad NLIA we brokerage accounts what, prow* arrest to biting senaat and pedals Itecurfirrangernints with Aired bras Mij otwe thedpany Doelt andpeg:mks access to ~tree and annuity pedals issued by unatabilled fled-Party Mutate (epen trout, insane arty se.kodunn of LBS Frentul Sennes - hnonere, matte. and snaky oredgn - bbl FDIC mend • No ban. guarantee May lose voert - AMA Amara Maegernem Altart Busiest Sonnet Medan BSA, IRMA and nternaucna beano Manaarnent Moose are raga eedamine marks Lei iroadal Semen he - VISA re a (*gnawed Wideman owned by Una Varna onil Service Auto 1.01:41 and sad toeben kaste The Les eta credo tads ad the UBS Yee debt cads an eyed by IAA Sant. USA wet Manton franYna V SA Fe omotaltd Mother Iradrnarks, registered trademarks. serve, marks red rep:wed sawcenurks re of two respect.* compare,. US Pistoled Seek« bee tow 701110 SDNY_GM_00325256 EFTA_0019803 I EFTA01307297 SUBS UBS Financial Services ix Prrvate Wealth Management 299 Park Avenue 26th Flaor New York NY 10171-0002 CelP7C055175170319 X15 Yr 0 Account name: GHISLAINE MAXWELL Friendly account name: hicks.* Check/Car Account number Your Nomad Advisor: SCOTT STACKMANNYLECASRIEL Ph« Questions about your statement? Call your Financial Advisor or the RMA Resourcetine at 800-RMA-1030. account Visit our waosite: www.vbscorranancialseneces items for your attention . vielp protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually horn www.annuakreditreportccen Resource Management Account March 2019 GHISLAINE MAXWELL Value of your account on February 28 (1) on March 29(1) Your assets 44,843 54 42,224 08 Your liabilities 0.00 ace Value of your account 344.84334 Tracking the value of your account 1 Thousands $42.22A.00 714 Oet i016 Dec 7017 Dec 3018 Feb 2019 Dec 2014 Dec 2015 Km 2019 Sources of your account growth during 2019 Value of your , count elves. end 2018 Net deposes avd wthdrarvals Your atestrrent return. Durand and interest chrome 53904 Change in rvortet value $000 Vets of your mond on Mer20, 3019 $42,224.011 $49,270 55 -17.085 51 Member 51PC CeP7000300S5175i 7 ele700030219900)33 0019 030579:01 Y123576550100010 Page 1 of 6 SDNY_GM_00325257 EFTA 00198032 EFTA01307298 UBS Resource Management Account March 2019 Your account balance sheet Summary of your assets Valueon March 29 (1) Percentage of your aCCINAt A Cash and money balances 42,224 08 100.00% B Cab alternatives 007 0.00% C Equities 000 0.00% D Fixed income 000 0.00% E Non-traditional 000 0.00% Account name: CII5LAIFIE MAXWELL Friendly account n ar d r . Account number. Total assets Value of your account $42,224.08 100.00% $42,224.08 Your current asset allocation A Eye on the markets Index S&P 500 veer ritindra Adviser - SCOTT STACK mawaf CAMEL , Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FCC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual had sweep balances, See the impottantin formation ahoy' tyaus statement cn the last two pages of this statement for detain about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury billy 2 31% One-month LIBOR: 2.49% Percentage change March 2019 vem to date 1.94% 13.65% 1.46% 14.04% 0.74% 10.13% 1.92% 2.94% CM700:00365175113 N7700030219900= 031903057%04 X123576550100010 Page 2 of 6 SDNY_GM_00325258 Erl'A_00198033 EFTA01307299 Resource Management Account UBS Mardi 2019 Change in the value of your account Opening account value Deposits, including investments transferred Withdrawals and fees, needing investments transferred out Dividend and interest 'come dosing account value Account mune: GFISLAWE MAXWELL Friendly account Ban Account number: Match 2019 (S/ war to (knelt) $44,843.54 $49.27035 5,15546 11,14826 3,787.94 18,233.77 12.02 39.04 $42,224.09 $42,224.08 Dividend and interest income earned rot ouposes or thS Strnenent losable), at inkiest and driCknd income has been deterenned (Km a US tat tepdrn a? I:snit:ease litSed strOn the residenit d the OCCpunl soots account type, a ptccest type, screw Pipets( enact driebno payments may not be poled lo United Stites WA anda Puerto Rico (PR) Puente Uoti The Pent ninthly stale:MP is tel Mended to be used and tanned be Mad Up C0 for tat OtulsOset Clefts shOutt refer to the ag0 Katie Sax repining long they re(ehe Iran UBS anntraly.SUCh a the Fortin 1099 at the turns 480, for tai report/no arta rnatiOn h IS the nitre of UBS to Ile the carat:4 Is iepedesb Non with the US 'Menai kienue Sent(' al, PR 'beauty Deportment aso in such bunt Wurehebt CROY dvdenct srda interest aster nine or laratne exists nesse consul yOrl inchedual lac peppy. March 2019 (A Year to dale 1st lanai*" interest 12 02 28.16 Total current year $12.02 $28.16 Prcr year adjustment 000 10 88 Total dividend & interest $12.02 $39.04 Cash activity summary Le Arrows achy* Our month lu cholas Parses in year smote °Roos se inchickd in the °prone and ciocirg basset vivo SDK insurance gspbes todes:oats at UPS Bank USA and it banks partcpabng n the UPS FDIC Muted Deposit Prayart. n dOes not accty Io degOSOS al UPS AG. sranioto Branch. SIC protecton asSie: to money rnasket sweep fund hddings bul not bank Oepcnits Seenoporont inbematien aboar your ;scenes ea theist hero cows d lh6 &orient kr &1St. March 20191S) Year to date (S) Opening balances $44,843.54 $49,270.55 Additions Deposits and other funds credited 5,156.46 11,148 26 Dividend and interest 'come 12 02 39.04 Total additions $5,168.48 $11,187.30 Subtractions Checks and bill payments -7,785 29 -18,231 12 Card payments -2.65 -2.65 Total subtractions -$7,787.94 -$18,233.77 Net cash flow -$2,619.46 -$7,046.47 Closing balances $42,224.06 $42,224.08 UBS Bank USA Deposit Account APY (nterest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 $45,645.97 Closing UBS Bank USA Deposit balance Mar 6 $42,931.68 Number of days in nterest period 28 Average daily balance $44,752.04 Interest earned $12.02 Annual percentage yield earned 0.35% Your Ksandal Advisor- SCOTT STA', hA ell I yi F C4cRIP CeP700030C6517$1919/0003021990X03 0019 03067SCO4 Y123576550100010 Page 3 of SDNY_GM_00325259 EFTA 00198034 EFTA01307300 *UBS Resource Management Account March 2019 My Choice Rewards Points from UBS Account name: GH5LAINE MAXWELL Friendly account name' Indiv Check,Car Account number Recast pow.: am reflected znd the 26th of the month a the pier busmen da/ it the 26th fel h on a itelendtelldry. Rewards paint acing,/ deals um be found co wow.otoccooforonelenotes March 20;9 Year to dale Opening balance Points earned 7,597 7,594 0 3 dosing balance Your investment objectives: You have identified the following investment °Diet-oyes for this account i you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Ackisor or Branch Manager. YOu can find a full description of the alternative investment ol:sectives in important information abaft your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Pnmary • Aggremne investment eligdrihty omsderabon hl:ne selected 7,597 7,597 Your account instructions • Your account cost basis default dosorg method is RFO. First In, First Out. Your Plaoriciel Advisor: OTT STACKmAhrivi F CASRIFt 0.700:60065, 7520 mm000302199 00X0 0319 030575004 XI 23576SSO 100010 Peg. 4 of 6 SDNY_GM_00325260 EFTA_00 198035 EFTA01307301 UBS Resource Management Account March 2019 Your assets Account name: GHSLAWE MAXWELL friendly account name. Indiv r Account number: Some pried. «Coe MO (reel .flues Steven may be appenimme As a it'dl One and losses my not be &widely Minded See import.« alameiron <boot 'our sr °keno a the end of Ms Sewell to/ men pnIcymeciots Cash Cash and money balances Con and nasty balances may educe avatrie cash balances, UBS Bast USA Geed actouni Max" UBSFCtC enured RoganSae tidaroes. UBS AG Bamford linden spool account blames and money ~MI ~mil fund lump OalasCri See the Wpstant sloes Sion Moot sour gatemen at tee mid the &Current fa *tags about COS. toenail Siddnu u8S BANK USA UP ACCT Your total assets Your Naandal Advisor: SC f> .-- TT STACK MANI vl F f" A Spirt Ue5 Balk USA enddl UBS Fin Inured Rotram Bank deixot «Wart Manes de Muted by the FISK olthin ~rut* Pmts. GA are not sawed by LBC MS AG Stamlord Branch depart scoum batases se not enure, by 100 and se not Protected by RFC. Money market sneep balances are protected0y SAC but die not istturedity ose KOK Openng balance closen9Mince once per share Ayerage Peden° Kneed Dap re on Mail (S) on Mat 29(S) on Mac 29 (I) rite Peed pried Cap aroma (S) 44,5415 54 42)24.08 250,000.00 Peaemaged Cost ebrnated Unedited Wee on Mar 29(3) you. account basis DI aroma 1ACCrne (SI ccans loss (t) cash Total 542224.00 100.00% 542.224.08 Cash and money balances 47,7240E 10000% 42.224.06 Account activity this month Dale Acthlty Dricipton Amount (S) Deposits and other fends wedtred Mx I Transfer FM VI 23575 0100 5.1% 46 Total deposits and other funds credited 65.15604 Cute 'funny Cesoptron Amount (II Dividend and interestincome Ta were need Mar I kk Wont UBS BANK USA DEPOSIT ACCOUNT AS OF 0306119 12.02 Total taxable interest Total dividend and interest income Dale haw./ :e'f.hption Ms 4 Wehdrawal ACH WITHDRAWAL UNITECHEALTHONE 3994 . 312.02 312.02 Amount IS) till payments conunued next page C.P700030C6S1 X5.21 197000302199 002,13 0319 030575004 Y123576550 100910 Page 5 of 6 SDNY_GM_00325261 EFTA_00198036 EFTA01307302 SUBS Resource Management Account MarCh 2019 Account activity this month iconbnvem Account name: GHSLASIE MAXWELL Friendly account name' Indiv Check/Car Account number. Your Plaaatili Advisor. i SC 7 STACKMANLYLF CASRIR CiSe Aulsny Cesmisiion amount (S) Mv 4 Wthdrawal ACH WITHDRAWAL AMEX EPAYM ENT Mar II Wthdrawal Total bill payments 47.78529 gill paym•als (continued) .7.040 40 ACH WITHDRAWAL Saks And -704 95 Card Items for your Attention: The new utis visa Infinite credit cad is here, sacked wthextusite vael benefits, more rewards and mare of MA you love, mck4ing ettraadinany personalized service. AA Sliming's/ dad in metS Visit ubS«rtirtahfinite (Tc call uS at 888.762.1232 10 lean mcce Otte Description Amount (S) MY 20 CREDIT CARD PAYMENT .265 Card payments Total card payments 42.65 Paritnt We 1,3)Men1Mre Date Creel! Inc Ayala* C redt tint Outmost/9 'Rance UttS Visa credit catdIS) payment in formation 50 .00 535,00000 535,000 00 SOW this crech cite is treated w UBS PoiCteco Casa Rai And autOmetgarly te pad horn"r eaCont sow payment a xne0.140 far Apt Rs, 2019 Yte prowietti rinformation on your UBS visa merit card[ Men as a courtesy to sou. Die MSS si SA TieCtt cad and accoum art issued by Len Bank USA UBS Br. USA sends you tne officX naemmt Ice this a-00iinl and pu awe matt your payment accord ng to Owe rucbons We do not ind isle your °unite-icingcm:II cad belance in the Taut d you isccount rah UBS Imanos Stones Ire Oat Mtnny OeSO4,001 AMOkint (r) Money balance activities fob 28 Balance forward 144143.54 Met 4 Deposit VBS. BANK USA DEPOSIT ACCCc)NT 5.15646 M3V S Withdrawal U135 BA.NI. USA DEPOSIT ACCOJNT AS CR 0310419 -1,08034 Mr 7 Deposit 1)85 BANI. USA DEPOSIT ACCOUNT ASCE 0310019 1202 Mx 12 Withdrawal LAS BANK USA DEPOSIT ACCOUNT ASCE 03111/19 -70495 Mar 21 Withdrawal U95 BANK USA DEPOSIT ACCOUNT AS C4 0312009 -265 Mar 29 Closing Ulf lank USA Deposit Acceuat 142,224.08 The UBS Bonk USA Depot' Account Is pas Isrmart sweep 006c41 OPTCOOTOC6517522 M7000302199 00X0 C019 030575004 hl23576SSO 1C0010 Page 6 of 6 End of statement for a«oust number Y I 23576 SS SDNY_GM_00325262 EF1'A_00198037 EFTA01307303 Important information about your statement Le2S Fr-uncial Sawn rec. (Me firma UGS Finartaal Sawed, at a member of al pampa ~reborn:day and deices «braes UTIS Barnet Sena and LEG Bart USA ace mind tesm»sd LBS AG rd .af data of U35 Searikes U.0 the Fin lawsuit slated« es ~blab scan request 'heft«, made °flan se at LBS fens.' Sncts IX. 1200 Warta Bouldard Weedwden N)0, 086 IM nav~l~Kettle the GM, official rooted of "act L18S Tnadeal ServedWant Ghee reef:nit. ^ea *flea la <bond coalmen <adding tlaardtid ned be deed rØ I yOu dins. thad 6 al erred or *maw dean~ it serredately n went to the Brash Manacre of We office serven )era accost. Alda•ar al fit.an flown re Mended to b• acne" darned dra dhµM not be used ra ta µspørs ray ity selltd, rd e • . Form 1099. 5498. 1 »Mal FranlY:e'r kV ream the Fans depend by late to reptrl !Otte.% demde den:lend reportable n:n-tecabb tvilend and table reeds, tamed alma«, h1$ n your rant. net 0'0~ • sele lunar pre. rd lurk bass ondamcoded :tie net Consitunkartione with the Finn • Flebect.COdien 404 4444 ccorancrons re erring to~ data you, vals. rotdug you er ~.45~4 eh redder Prot~ As (SPA) • If the tensed enstu, on the ap keiclirefroa of the sudesere es not LES hire ill Senats. LES eunc.al Sams curet your ~um at <brag trodr by arra-gemere with the rekat..1 nonA We Hormal >ad Wes rebarrb tarry caned the dart h Ber C . yes knelt and sambas se lard t UBS Fnasaul Semites and rot Ilt Øn3 bead ard yte ran ad a ream of need a anssan to both Irma • As daybed n ilt iltass antmenta you mar kordy vn of arty Oro; oe kad stroleng reflected en >ore statement norn 30 dap ror et real madder end. adebbe • new Oral arstontef «replant Cr nyte to the Fen's Clem Maw" Depannent at 201.352 • I gra a tolled t 600.354.9103. PCOA.S.1 lob.® ? M. IT Monday through Fealty, a en mina to L85 Trw(d Street, rc.. (lent %Crewe Dettelfrent. PO Bo. 766 Iron Ca. 18 07087. • Al statements shall be darned amide a-daces:to ii nor abettedto n den; ~hie £0 days • fa TTY weal. Cure 844412.09% ot from outside the U. Ce11201.752.1495 • It tree of reef a ostelot aØ an electron( kg-adVander (Ult bill parent cr LBS Vena bb cad wansactian, cal 800.762.1000. Of ladle UPS T ~col 544PIS rc.. ICCO Harbor Gad, 6th floor. Wanaelen, NI 07006, Ann RMNBSA Secedes Cna Vide 44 soon a eau can. 4 you Lek sat statement a deed es sere a dyountd more ntoonsanrxe a onto on the statement a accept The Fan or Card bawds arplaablednasi her from >de no lit« ~CZ Idays ria te Firm COI y0..100 IM cowncre .00 *OPP* Era or Tedalem rowed - horde >or nave rd wart re nte. Gt any) - Deserbe the ara a the wander you tevane abed and mpLin tebule as you crwha >a Mere el h are ara a why >cm need inn donned... - %ate the dad rant of de act:deeded," The Firm a Cad bars ml ~date your <replant and toa and ry sent kØ9 foe roped mas ~hap LEK V e4.4•410444 cad turtara. d we la* trod Per 10 acted clays10a the. we redmelt yos dean, Ice IN.arras* you Mr* it n mot. soda you wit had the use of de Money Curt.; de low 4 tads to to complete On ~stapler fin mat all cedes payable to therm or de radial nfieLsiceh added cn MØ of Ma sunned In adder to regular amare fed wants may be 0.1pt4t to mantra-ice led ~an ta late panes tor wades paihases and <heeds fa u-paal smarts n ash deans Arxers that re transferral tooth« 4141401«14 may be tebust toa tirala fee WS sm.«. opacas Les oifien cofion, »~., cash &t.t, to birk depots actors at nca diluted bads ard altered bark; and money mark« avail list OVone~ Depose acorn at Lid But LISA ana dn. ah.lemad band partsvang n the UPS FDIC nand Program ar• FIX-nosed n attadaaewehr i Crula. 404 more rdomuten, pare ese Wm. Wt.,» Noose asourts t LES AG Sl enford Edrah sal sham of Monty Tura re not ~by de IOC. Card d1{01115 re not pedaled V/ 51K Move' rat' :hats ere reaected by SIPC See "LOS fennel Seances d<COPI ~OP below. taw. >de aped ~eat afrobrk add< may be erhdrar, ad shad ot a Mora Yard may be laden!. and Mt "coeds returned to ya a yxr Wye es wadi Tate ~on tag dibble deep °pions. nt1xIng tonne «tent ram and yield 0 PPP:* d ..474 contweeprelds, born you. inarecul Adw a biding13GO 762.1000 LES financial Sondes account protection Ilt Fem seminar of the Saunas neon Fran-ion Con:Keaton (SWC). *Pith "wen{ tecurri•ri cutout ts ~xis to to idd:O.000 fenduln3 1250.000 1« darns fa car> dalraory Øre nobble idol ri~t a et end sva erg Tre SIK med "'dater Erna nay to 411 tuderfs that you hold n a brad (detwlY The Firm tooder firth cerlan *ins, has obo "'chased supplemental rear« We marnsn rente parable to all NOa dad daerreb under the "dear it ISCOmIlca as of (dared 10. 2016 Supt.° to lid poky Genhun ad IntItC40.. Ord 01 the Om 0 tut« polsted b W to $1 9mila:e'en the ~Ned fa SI rxr atokres red n a palmate 441:Id Or. A 101 044>y of the poky we ege antleale soon name tatter the SIC ~Men ea the ~metal a« wan al,* to: • Colin Invade awn (gaoled byrd ridded is Su' &Mtn rake) but edd away Iran UPS FnaMul Sauce" For ~cleared-, CO ensarxe"carch, na.dn, wstbk, mates. and fa ~a a natal Itd411.449,014440 tithe nre of the rave holder en the bad of the oar a terrier fl ed • nemnte tamrite a rIvol~? Merest, (e 0. tented pottande red Lid" placements) hyl re not erg owed undre the Skuntist Act of 1931. • Canne6testasacic (e 9, fangs ...charge rd pea oui rld1.1140111X144, niholen; forties driers atl naTnadtT (later coma's. and • Depose a< punts Osman <rheas of dawasenal LBS Ba* LISA. UBS AG U S branches and Duks ea*, MK ~of ~se emir, the StK protslon rid fe ~Mold prcedlco do net *pit to these MIS ~I if they aferdse appeal myser sediments SiK prolecton and the supplementalprotection da nee POW paint dugs III the market welt of was evestrneres hatter In • of market en:domed. Mud lordmOklea odersesal Dividend Reinvestment Program (DWI the prae Minted el an adage ora. You may odan the actual woe dim pas InamedLaser Only wade shares me pu chased under DRIP. prof sham rill te sold Jedtheta ap be defamed n you acca-nt The dendendrerwes~ nee WOPIPI the 6>tfer my daa han the maka ;roe at ra dh telferflelthret re sod Cash-in•lieu 0-.4/ whole teed revy be held en pur aecaldyar «Mad lea partial me at a resat et a chntenel~ or ~rot. the Fern nR elder sell prof P14111 meta are a deep an retell Otteenhed tst a reamed ttesna Ø. arc kteda y04.4 KCCIPI ~e e ebjectier bee ~den *beads red nsk peak are walk to *ad, account and Tana barer yxe =dad Foxe adla the Pm omnenwrongol re, urger ^yid 41 ran farad duller a addrent ~1040 fdh 44~ Odd you •Rocca ol the olto...etg enesernent clawed; • 1Øe Current Income Imamate team, the errataor of extent Oily • Aram, Cap 1 Awe ninon. twetimentt !Meng womb of preepaltaeldt tan the genial« a nom • ~a Combnacnormcome stedCedaf APPROtibll Inftsureens tekrig Ix" the generation of recent Moak of principal Dwell rik profit*. • Coronseade Seek, to mantånaga priaaL deb be rid( and tardy tote want areal. env. A tue mum the 4(COVII COO 1144 0001441e verdant were es mans ard may non dd pole nth erade, • Modena W,Ing to accept tone nst to papal ard tolerate sane volatility X. sea bete returit • Aggress Wilig to ~Pk n#bomapal rd P4, rabbIty 10 444l, hapread ma tent • fmatneentfåratey Conners, f tattod, a (talon of the panicle> for tat accent may «lode carper. 41131.g4H, hedd landry and trive« edit% Statemen1 Itoudiedtintr We my ("Mite dl related want ~Odd the tame viltless ,n the sane ernelcoe. e.g. &mane they here amen 'ha abc manta, pen sawn ~embed *eh ode, (keels el the an sdross I >a prefer to recede end rdaS statements mailed n toparato ~of«. en.4 &dn. ha utrakl by <deg you Fr-waddles« Friendly mown name the Friendly ad<ount name e DOSICATIO.1614 •neknarre• ~sr by you to sea you wit, your deaden:4'0 her na legal dl«t on your accost. is not Hendel to relict any stn. owed, dOreirsablan, e sestmentobjettne a rat made asscated wet pour «duns. and s not • prorece a 2.043dee that de" or any tennis result din a eel be shard Aa newness nere tend, d la; eau:Noto nt of loss of de «eie ~raw You <an change your howdy accord names thrOup aule. 5410P4 or by contactegyou annul Admor Pant ~Wylie? • Vatic ot pas anoustgamban eat of au« and • Asters Weida dabble cah bared valet fa ~lima ~V (eat), and Global Tine Depotiss, kneaded mad to mad. and Ctilli00111414 not held by the Yam Doe not raid& ircnced seariteriassets at the add dos poor and on* catenate prod or yaw* arntindrel. ~Otte.« Opuent and derocabb neck dart • (isbites meda debit bWcat Oittlarttletg ~on bra. <rock In*, then accourt bYa-Kos • Caddeney Wan: Total of ~dad aolabb each tobrad p1.4 date bodices al rated and ~alltoted bard. ad money ~la ~La bad weep bared at the <bed she Iltaid pored Nonionenolty fee vede balances nda saw' se na from other balances and the Tern ma to. [ryåd tee lain n the «dewy core of es braces. These fink re payable tØ your clemrd. D*, total s ext.:Wendt one prod clang value Leårbø irefantlitien for detailed Manton cnthogren's lend-greeds rd &clown tax to ros Clore Rebtiorshp &garnet a Attar' 207~1 444.-.64414(411 Tem and Coned" LBS Rant« ot Credit Trades salable nAgreem•at and CK5. blunts al SDNY_GM_00325263 EFTA_00 198038 EFTA01307304 Important informalion oho ut y Dur statement (COntinued) %e sta Vors falmet derdes tereet ad *er mets held alt x<pre at the *ni of ene ~cement po-cd Tem mag ad tor ~fuly pad (erfex ry tred von mar retwe rafl et uwd at ban toerend dm Pang any Nina- d/ronden Ary smeten Vadered totten ding the statement pen:da/e bied al ~at varal Ot Te end d the statement pentd • Con ba. In deze/mono We <el ba» oF secuirle inten in Inas aas/ment. *here evicred web th* stuiten ' LeS Franc& Snees hand*d en rdormatencblaned kom same cahe INn f nood Seances. relodrg inamben Iran ~ha Irma Ihe you mag havo priori:4d to you lena-etal Adosa Roe" dors not ndryatnintk vordy ce pa". the KNKy a 'J./Way cid domutan Ø oronded ty waas other dan La ?namat Steve«. adilen akhough LeS inreed Stepte genera,/ wide to ~dons e e meed the Fine does rot IØ any ~Tal tit t nlarna(in irda'Cost br.c" a-d • Urreakei garfloss' amor. at ot t dat* d the nuagent At <Lach. Ottawa) nol lijken tm namaken to malie frchx0« tab docecn lor ta maan a "nos Actorantt transito.] tot* femryg MMO stadion damalen only lor tie perod of tere ihey se eed at re Fien More hetarcal recenati:n cri be adiedby >aa fraed Ader..01 • Unrealad gaindlosses Mort data is solable. estmated ~JOS gun/Iets se takmtatcdkt nductut society ion the masteen data for n:Indut bes maya meende rel beet oterenanan. Argot a-dce CO:unty rergainar ga Oven Omleid rad olher ren.~ tors nl sst:mat< ~duw bb ro *ach ornbnod to niaLy aeragad lot IN 'Trad. date' «Ann galants me agil turnwam aa* date • Calal. netsurs. Brr da ani arlemed dak dut alt issue, ah lor tarntreden:con wal be wleted erstrtiOrbylot ion non; al Hordes cd ti t eer hed n oer rum, or inname** narne lot af etems Cal kan ~kon n obtaned korn thrd pa-be ad as ~satyrs nol gasweed urm cdl krans rnw onri wen:hcola afM wekt «mekt* ~oen wat be rionted koon reinen • Peitatralue Pree /MOM lawaait; ndother poden mag be bobt or be< tal tN ene dat yanyould amati,. new n the merkel nets ddaned boni varous eed parly %ene iithich ne beleve to be retable. bue se do nol ~ante Oer accuacy. - We genera* we to obsing pek* aha" aaa Lab,. or IN ~ot (bel and aik orkes la bied 590.04•1 nel optern Way bii wees kr OTC »ante - Lint arekaadd ~dos nuy be rood uw» a notatdo etsdal oe the mon record price we ettand ar-dnv/nat reilen a aalmalie pede a vake - CISan pakket mar sper witheet a plee and valshow as tree wand ~Jane' d we n knobbel:6bn a WK< ta Xeinty- - OtTO: ti a wasuk, danomnred in armten *th« tal u.S. daas mcalaed at th* ~hang* rate vod tke :tremen date - Per OtettinilKvihn ...dna n nonadormrg denemnatens, pree and qua-itey Me st) ma./. Nw been »naled to laden* peper soldaten. To Man corem quota/a when nadat». (cedad gas Fnaxtil Mater • Maat* invastrownte and etNebred gedut. enere «vestenml socades (reldrg den rijettiPaban Mare and wil <Wat 001~ Tol "nes) rd stnefiredg~ts re geraak high), daad Cri n uc stad g OsTe hare not been wanwed woei the Seon os and Enharpe Cwnmscna eder ny Stele ~TM TW We peoveleeslenaledvalass tor petste redetnent smittet rd Trurtsred ;engten la ntorrnah:nr Pr0:4“ O Au") , d no ~meed - These wilesinsydille• tb eiut" kan rnes. as,, at netth a pront twomeril Sent Or sauna& proda t maf be harp so rid do not nsessnly warsere the vale>ai inry retene vaan Seuidanion. - Ihrd party 'stennes of alge re af el *celen dia and are supparello UPS grureul Serves en a agla' base by an ~km velaren tem - baar. anaal print te epontor inmand raiva< d a-% «• trosed to te Fembytle must paalpand or ~dor and may be cabliated baseden «kaart Manna' Iran Nl uwd by 'ad palet to Omr ter essanated vabes - You tan c/aan adSto‘al nformatonregurdrg wed to neten-ne the etende d vake and the date et te nicrinationthat n the bun sa the «touw by tomneg yam inavl Actrcor - Thrd party metaled vakes rruybri refaxwd as 'Nat pad' rn ~at Snatert Ween n n:1*a~ valt% on lam bs rot ,Øled it• Lengte to sign vake ~we berne mere thee omaben rent hd aorred fiat ~tata OtracodYrePorted vair nio eueston, ce ween a Mee way! be evolay specula., die to Ine notie of IN xcumy - Menno.« an ~or, gettoral partnie at tpraf «IMAM vat» nat a Trdpelly rinkd easy it prowicd the rato of to soosty wilbeden" frons tis aticNseprke - 'and:adem to date' mag .dale reiumol caortid, name a bath ▪ 'C nat uni we' eeprelledi t nej Menno pree pet and and ~nat rellen 'or cos ben - 0ip ani Wind FEIT saa bes re na kneden a nettenal mof. el enfant and re omwaai ilfad and rond eeg can be soli, the mal moed way be bas ~to per share ramt«, vak* peorad n the raam aanwet • Raenetadenwitlea ReCtringd aalnee Tineetey aro not enark atiblo Sri:~ lab. Lei Fena-nal Servan Von Te Miekes pede 01 te .«nuged stock d eo same dyd snap -led vare la ne mardd shad. be proposes of bid ateteeent alk To de enere Mie testrit led settel es se <Nasi* lor site. te ida wandmag be sLbstanodkr leas Tin ie mputed vale *vaan. • Est. (astraal) inane. advent yeti& endemie. An enmart of anaal reane is bzedcn tunen dividend ani erfeest .alt,. wanen th 'same val be heb fa one ry kom etaterrint date «sand inmat, The «mate d enk, a gudelne, acctexy rad centn.id int". n not guaranteed menued anaal neme and carent weid lor (mantype Of teasien sould inclide aceton of onreoal a opaalgans in etfeds net ei incame (and wamt Weld) nould be omalenen - Estinded weel «ome ird turml yidd and th. woel inane and nee engt be bene aØ eNn Me etmaal ritmes - An onnut* ol a-naalred interne (dirdord arder interen) dØ by <wreed ~Set valuta alg. balance e~ on the br dodend ce meest Pa em mala by t nyet and amuse te wcaandrants wil be held lor ane wir kan te st /dement dste unedmostY. Atoracy nierend/d eb se not arranied. • *mets 110t hyld ba, %BS !indaal Sondow. Celen Met!~ Me nebbe the lun ani nat artfm the I mei possesen or cceirot Thee reeuw displaytd en paar natronet lor Somde:nel pLepot“ orly Potsent and QAT palmrad td• proestodby Ilw istag hem ues ~ui Snee not nnarktae la tos mormaten ad does na orante Os accurry lbew assets art rol «neted by SIK a the Faas oadiamental SIC comerage • Beneemt 'haring and additienal amper naties - an *Mijn to tom:mom en sales .rd 174.1 les mened n connenon Leth t doerbdon of naad handst*~ <bents we anda os affaire reetje tevens naeg permis Iran dattkulitin and« MogenOt To ~all tukt nal vee telt lhno mam re baud ir, ton> atlant orrpcnany lto arrors el sales by UBS d a primair ~wad hrd erna/ IC out <lont% and 0a IN mol val» ot a >anode maturt Sad livsrys dure held al the fan - We 414 CV altide aha reaew netwaling and iarnnt.% veesten lees neoreder~ fee unster aard Wentel Tal ta goede to the rn-tualhadt These tom gnoe" ro pad from ~na 405555 te rn.tual held and raaf tod dolly mant bard en tee ~dm d scans at to beckw-cleake holding ~wal linds d tbr eind hanny - In edda bri to ~Man 'streed nca.-echo. *th te sale or ditrbdion d nuly contract. ard uni me«me«l MAR units loot.' (Ier" we andor ca "hoe TW. tetele alunalp ~Ta en nr. rnryd the ~ante <nel undensenng to murw «maas, reide d th* notam COrrpianOil er spanen of its unit ~bye« Inntt MidittflouTO - n addebn to aerrnebertreteMd Iran the adduse and tab cd hInnhares fint. we »lor ca afritste recent an assn.based fer~ sNring >amen, kom tilenShires charta-dom as well as lunding (oe lahnology ckwilapment training ad *dutsen - 0v aftilde aha reces* waden aansta« ad ode carpcnsatkri from ~vallaak rd reasa-et afnames robos aolact/ ao detbsie - Wo mens «aanvat«, koen USS Bare Lek LeS AG SurdordEranch ard nosaff rand bras ti-~ *ui cash moopproga-ni Iers ~won may be a meent pa ser, fee cr mw toe aromaat. d amant dab degoot bal Acenity Infoneulion reosdna cann‘ssins and ccher ~oe ingurred in <ome« icn rein Ine TeOdOn Ot Vadet. "had"g Øen Onattent had Oton ndoded co cartinnsions prevrausy 'vertrad to wal. and adi Pronded to wo rompog on Maa Shan aaiing you are engerd n short wang a sentay, >Ces mak nor a "ree ON lo <slab banown) cals fa tol faaboalie wint/ Open adats l'a9Poing open or god idloroekt orders rut prol canard byt storneert date, open bug and sol sloporden re rearedby the amant ol ebde.* ante ar n «draalt « winti' date unies «seneged Naeau by yeti You se respornbb lor aan INt rtewoed dei topt,: fiere to <ma reling c5 aders Primer To dalen a copy of ar a«al«t Client Privacy Notke, idemcontact par !elpen!~ a vet as «thee al ww.. Us ~area ene:k - LeS FNn<yl !e.s è rol *br* The MA. Bases Services Account BSA and OMA re brokten) accounts whkh peesde acties to Wring torKet afd pecd.dis Ilvaefianaingteneses we, idlitated bres ard meer radon, bents. andpa:niks acces to avance and anrorty wens issoedty urotalatild Tedthegy mane otmanin tva* insuraxe akterby turdon ol tel inent Senkes - ~merk ~roe. ani muts proton - gat ICIC nyed • No bard guurder Mig knevel.* - MIA Resora Management Accent Business Snoet Account ISA, na and riternabaui Rosa ce ManagnmentAcco.rt re recet tred ~ce maks d Lei trunnalSn-sices bc. - VISA rs a egitaned Vaderwit owoned by vda Mout «wi SHwo Uw taiga and urod Lede., loenst The LEIS los credit cards tobbe CBS Visa debt <OS w oped by I.S5 Sant. USA werk Mensen Iran Vet tl SA Inc spawed Althm ~sr regeltred tradonses. servet mets ad regneed snee nurks se ol ta respecteer amens ILOS Fiaandel denim kit Pee 701110 SDNY_GM_00325264 EFTA 0[)198039 EFTA01307305 *1_13S UBS Financial Seneces NC Frwate Wealth Management 299 nark Avenue 26th Floor New York NY 10171-0002 Civrao3s6944790419 Yr 0 Resource Management Account April 2019 GHISLAINE MAXWELL Account name: GHISLAINE MAXWELL Friendly account name: inch, ChethCar Account number. Your Knead./ Advisor: SCOTT STACK MAtRIVIF CA RRIFI Phone Questions about your statement" Call you/ Foanciar Advisor a the Value of your account RMA RelOce<CLAIO at 800AMA-ICCO. account- on March 29 (SI on Apnl 30151 Your assets 42,22408 46,01009 1Rdtourwebdtr www. rbscorrifnancialsennces Your liabilities 0 00 ace Value of your account $42,224.08 $46,010.09 Items for your attention . Help prolix* yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also. get your free credit report annually from www.annuakreditreportccen Tracking the value of your account Thousands Sources of your account growth during 2019 vs of put ,:count atter end 2018 Net deposits and wthiranals Your trAeRrnent rerun Dividend and interest Thome Change in marbet value Value of your recited on Aar 34 2019 $49,270.55 .33,311 30 55084 1000 $44010.00 Member SIPC CAP7000300568409 W7000'056960=3 04190305750N vi 235765SO0:00M Page 1 of 6 SDNY_GM_00325265 EFTA_OOI 98040 EFTA01307306 UBS Resource Management Account April 2019 Your account balance sheet Summary of your assets valueon awl 30(1) A Cash and money balances 46,010.09 B cash alternatives 000 C Equities 003 D Fbed income 000 E Non-traditional 00 F Commodities 000 $46,010.09 Total assets Value of your account 546,010.09 Account none: GEISLAINE MAXWELL Friendly Account name: CFaclikar Account number Percentage of your aCO:unt 100.00% Your current asset allocation 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 100.00% A Eye on the markets Your didencial Adviser: i SC TT STACKMANIWE (-ASPIC' • Cad/ and money balances may include avalable cash balances, UBS Sank USA deposit account, MS CDC Insured Deposit Program Bank account. UBS AG Stamford Branch deposit account balances and money market mutual had sweep balances. See the important'', fonnadon about your statement on the last two pages of th is statement for detail about those balances. Index Percentage change Api 2019 'oaf to da S&P S00 405% 18.25% Russell 3000 3.99% 18.60% MSC I - Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 3-month Treasury bills 2 38% One-month LIBOR: 2.48% 0.03% 2.97% CAIN000800566abil0 ma70001E669600X3 Cul 9 03057%04 Yl 235765500000GO Page 2 of 6 SDNY_GM_003252t36 EFTA_00198041 EFTA01307307 4ID UBS Resource Management Account Apra 2019 Account name: GFISLAINE MAXWELL Friendly account n -h am Account number. Change in the value of your account Cash activity summary April 2019 IV Year to dale (1) Opening account value $42,224.06 $4927035 Deposits, including investments transferred n 7,775.92 18,924 18 Wrlhdrawals and fees, ncluding investments transferred out 4,001.71 -22,235 a8 Dividend and interest income 11.80 50.84 Closing account value $46,010.09 $46.010.09 Dividend and interest income earned OuVoses or the statement, lasablIty or inkiest CM tlachnd income h% been desonned !tan a VS tax nab r9 Perslatclive axed coon the residence 01 the OceOunt soak access! !ph or piciamt type. stmt insets( antler dricondpatments may not be attain to Looted Slates (Us) ado P Len° MO (PIO lexellYISS The then monthly StelenVr1 Is It attended 10 be used "I tannol bt Kited ICCO tot Itie PO,GOSes Clean shOtad fat tO the 41:O Katie to sporting lots May scene Ism UBS stoutly. such as the Form 1099 ant the Forms 480, tot to reporong insernatice It is the practice of UBS to fie the ipplicatk tar sporting toms yam the US anteing Raerlue Semite and PR Treats)/ Onertment, mo In Stith loons A(Curattiy CIE59ty dwOena ado iotereg idled Pomp or tars:Saar* Reim tonsil your indvdual tar prepares. Aped 2019 (1) Year to date Taxable interest 11 80 39.96 Total current year $11.80 $39.96 Pror year adjustment 0.00 10 88 Total dividend & interest $11.80 $50.84 Year Founded Advisor: SCOTT STACK MAHLYLE CASRIEL Ste Account acwr, rho MOnthl“ doklan itiaccet on your Swamp Opaccg xe occluded on the operorq and clung Damon vS tar PDIC trnrurancexpbet to Spoon a UBS Bank USA and al bank; partcpabrg m the UBS (CIC hSured Espotit Sasso It 00ef flit aCCty 10 &posits al UBS AG. Fannie Brandt SIPC protttton oe: to money nuke :weep lund hodderqs tut not bank &pods See important to formattan abott t your :Cement on theist two one: d tb, osunent kr Wats April 2019 (S) Year to date (SI Opening balances $42224.08 Additions Deposits and other funds credited 7,775.92 $49270.55 18,924 la Dividend and interest Some 11.80 50.84 Total additions $7,787.72 Subtractions Checks and bill payments -4,001 71 $18,975.02 -22,232 83 Card payments 0 CO -2 65 Total subtractions -$4,001.71 -$22,235.48 Net cash flow $3,786.01 Closing balances $46,010.09 UBS Bank USA Deposit Account APY nterest perrod Mar 7 - Apr 4 Opening UBS Bank. USA Deposit balance Mar 7 -$3260.46 $46,010.09 $42,931 68 Closing UBS Bank USA Deposit balance Apr 4 $46.010.09 Number of days in merest period 29 Average daily balance 142,849 55 Merest earned III 80 Annual percentage yield earned 0.35% CoR7000100938448I NP7000I 8669600003 903057SCOa 'S2357655000000) Page 3 of 6 SDNY_GM_00325267 EFTA ()n 198042 EFTA01307308 UBS Resource Management Account April 2019 My Choice Rewards Points from UBS Account name: GleSLANE MAXWELL ?deadly account nerne•Indiv ChecidCar Account number: Rewedspcints a,r.efmted as of the 26th or the month a the pip butannt doi it the MO facet a veffenehaliChe tenant mint activity Cones r be round on wnw.citraccorionrinmenter April 2019 Year to date Opening balance Points earned 7,597 7,594 99 102 dosing balance Your investment objectives: You have dentthed the following investment objectives for this account d you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Achisor or Branch Manager You can find a full description of the alternative nvestment objectives in important information about woe statement at tie end of this document. Your return objective: Current income & capital apptecia bon Your risk profile: Primary • AggreMut kwestmen I eligibility consderabon • None :elected 7,698 7,698 Your account instructions • Your account cost basis default closing method is AFO. First In, First Out. Your Plnencial Advisor: SCOTT STACKMAP/ME CASRIEL ChetC0C6009334482 WIWI 86696 00X0 Oil 9030575004 YI23576550 0,300) Pepe 4 of 6 SIDNY_GM_00325268 EFTA_00 98043 EFTA01307309 SUBS Resource Management Account April 2019 Your assets Account Pam GI4SLAINE MAXWELL Friendly sccount name- Indly CereddCai Account number, km? P”SCI. 4xCene Macaw' caves sham may te ecomorirrole Adak-PAL Gads and losses mat not be awls* reflected Se important aformetrar aboomour Steered a the end of tuts gamed Cos mere oloanation Cash Cash and money balances ben and /ninny DalanOn may onclum avatar. can balanteS. 082 Bar* USA awn account [relaxes. uss FaC Insured Frogs, Sant Banos. uBS AG Surnfoto Bunch awed account b4aXel and n-oney maid made fund sweep bataKti Ste the important Morn aeon nixwoow stntennent at the end or this Coon nt foe decals about Mose [dances. sicking LISS DAM USA DEP ACCT Your total assets Your Rwanda/ Advisor: SCOTT STACK MANLVLE CASRIEL USS Ball USA and all OBS FOC laurel FrOcrtres Bar* avant moan Waxes are 'Inland by Int FDIC WIN.% ap;Olable im,, Cul ale not pawed by SIC MS AG Stamted Branch deposit xcount WYK et ale not toured by IOC arc se not protemed by SOC. Maw market Sweep balance. a* predated by SPCtaase nal missed Cy the FCC Gann Odense Closing baance ence per share Aye rage addend interest Days in on Ape I (1) on Apt 30 (S) on Oa 30 (1) Fee Peeled pima/ Cv annum (S) 42,224.08 4601009 250)003.00 Percentage d Cost Blirnate0 UnieSiZed Wine On AP/ 3061 you, account basis (II annealInsane (SI [dna loss (I) Cash Cash and money balances 46.010.09 10000% 46.010.09 Total $46.O10.09 100.00% 546,010.09 Account activity this month Pale *Miry DeSC COI On Amount It) Deposits and other heads credited Apr I Transfer FM YI 23575 0100 7,77592 Total deposits and other funds credited 97.775.92 Oat Atlibity OnalintiOn Ompunt IS) Dividend and i nearest iacome TaL3tie interest Apr 5 Interest Total taxable interest Total dividend and interest income U8S BANK USA DEPOSIT ACCOUNT AS OF Od 00419 I I.80 (vie :.terry ._._r otic n Apr2 Wthdrawal ACH WITHDRAWAL UN(TECHEALTHONE .3994 91110 911.50 AnlOunl IS) WI payments co nunued next page Ca/MO.0300%84483 lane000I 85696 03a33 W19030579034 VI 23576550 OCOOCO Page S of 6 SIDNY_C M_0032 5269 EFTA_001 98044 EFTA01307310 SUBS Resource Management Account April 2019 Account activity this month (Continued) Date Amity till payments (continued) Account norm: GI-MLAINE MAXWELL friendly co account narnit... Ac unt number Your linandal Advisor SCpTr STAer mamtvi P CACRin DetutphOn Amount IS) Apr 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT Total bill payments 44.001.71 -3,96$ 77 Cord loan for your Attention: The new U85 Vin Inftnite credit card is here. tasked webautumn turiel benefit.. more rewards and more of *Mat you lose. includin; ortmerdinan 8 personated stroke M stiming'y dad in metal Wit ubscoMvoanfrim or vs a; 88&762.1232 to learn more minim" raiment rue Payment Due OS. Crecit Inc AVillitie Uldt Line outsmart, mace U55 Visa audit cards) payment information for May 23. 2019 135 00 May 23, 2019 135,00000 134,401 59 198 41 TM mill card Is «wired n UBS PayCrdt Cal feature and rel autornahcaly te pod km, yeti! acccum. Your payment rt smear* ten may 2Q 2019 We pØ Itlsrnformalon on your UM Ma redi cards Ma as a courtesy to pa the UBSNac redt md and moral ate Issued ty L65Bank USA UBS Bark USA sera sum the Acid vaterrem for this account and wm staid /rat you! payrrrM &cowingto 'het tnPrKlkcnt Wtdp not indulle your ctitstantnp «KM caw Mama in Me vase et your account win UBS Rnanød Senses mc Øe Anna Clehlt<lon Arnpunl (St Money balance activities Mar 29 Palace forward $42,224.06 Apr 2 Deposit UBS DAM USA DEPOSIT ACCOUNT 7.77592 Apr 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04102/19 -3994 Apra Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04103119 -3%177 Apr 5 Deposit U.S BANK USA DEPOSIT ACCOUNT AS OF 04104/19 I I HO AM 30 Cksing UnS flank USA Deposit Account 146.010.09 It* UBS Park USA Copoot Account n your WNW StWeP Øren CuP200~13 484 Nr200018669600233 01190)0575034 Y123576550030002 Page 6 of 6 End of statement for a«otat number YI 23576 S5 SDNY_GM_00325270 EFTA_OD 198045 EFTA01307311 Important information about your statement Le2S f central Sown Mc. (the firma UBS linnet Sonatas as a muter ol al propel uo.nty, cawnocity and options mehahaes UBS Enamel Sohras and LIBS Bart USA an rdrect saisciarresct UPS A6 rod if realm of WS Stouts DX The aim's ferret lament it nobble upon request 'het rm's enecutro altos re at IAS inatel Slake ax. 1200 Barba Boulevard Wei-warm N)07COS IM 0/ 1~ 1 r•Ce•contc the any ollatall•Ceed of ybf f antral Sensal ac<oum Gaye records. .**91 *fleet W.:looms-ft fontwing oracle., elia shotAd nor be relied rear F you bele* Owe 6 react a Caleedon. elate terrat it alnechttelf n owitng to the Branch Mawr of No office omen; oats occove Alta* at tquie< dawn we Mended IOW a((in10. staIeniet drag -aid nel be vied to ea, °awes rely *Ze n )ex-md tar lOnTe• he. Form 1099. 5a98. tic ) wtwn Pra m, YCO. Ip mum the inn n mound by law rorepal Tette A'S all untie &Merck. reportabbnntmabb dnidends end tattle ideas. toned on Ittittei ht111.11.0111.Ktant. net Crated, as tie Ramat cm. a4 tog basis on <erten canted secant. Carmonkationa with the Finn • Noe (e ardier. ry crol orernreabons n Aare. to Astra Vaal you, 14 01. radi".3 low er , bp %al. ' Sayan Vanier Protaal t Act (S A) • II the finrcol cacao', on the sap her ci te Iron of tha 0.1144ntre a nti IBS Felting Serene. UBS MAW Sews curet your x<ount at them) War by arra-rent with the nrkaud ralitd en we ri pened pail the relleOnria 'hemp) OCkned. atani hay cat. tat hats and wades re localcd r UBS Creme, Somas and not IM nvoctxng atter, and ycw mar mike a few 01 ry caw a anann10 both Ines • As dexrbed n lee docanl (mermen(. you ma! 'eddy vs of any ono-, or Mad amend d-ecl s reflected on your slannent aelhei 30 dip *a MAIO a made avatar* • Testa dna° cuctoirin <triplet.. a 01....106 to the tows Cleni 1414.1alt Corhantunt at 201.752 • Han tol.free ae 800.35.9I03. PCO A.0 to 600 P M. IT Monday though Iola, a in wit n110 te5 entreat *von sx.. Clent IttteMoniDepolfmnt. PO. Bor 766 Lhon Cly, In 07081, • Al statements shall be darned correalete a -decant, it not <bettedto n arena withal 60 days • for TT' services. Cal Bea-612.0W oi from °Aside nett CA2171.357.1495 • h (46e 01 roll a 0.1,1011460A an elotrax fink Manske (Erli bll parent a WS Vet debit cad iransxtirs.. cal 800.762.1000. or afro 10 UBS f na-cul Sweet 1-0 ICOO Harbor lithel, 6th f kor. Want...a\ NI 07084 Ann RMNBSA Seven Canaanite as soon as )CP <an. 6 you Met pi statement a /wept es nom) or you need mat Sanwa, about a transfer on the statement a recta. The Fan or Can' bra(* arolcable)rrtni her Morn oar no hen than CO days ante tug Fim car you IM fns etatenure al *rich the ante or Probl em *Pend - hood. oar nano rd accare nunare Of any) - Dna be the error a the transfer sou se crave about and 0pLin *chitty layty (31%0 .1 )co tole* A is enema a why you need inn dorm/len - horde the dollar armor* of Ix expected error. The Fern or Card Mrs oil flyer oat your <emplane ad wel correct ry era preoptb• For raped erten mishap LCISVaaockba cad tra-nacto-n.l so lie more thin 10 banns day; to da tie, we milerode yon s attcown he theanent you thrit IS n Mot, so the] sound hue thug* of Mamoru./ dung re tm• e tales us to complete az noslostran Mane make all chicks payable tote fern or the financial nsittaien ndcattdcn Me front cf IAA tunment In addition to reguls roam, foes, accounts may be absent to mantenrce fees. chrges fa late parent for worries purchases and charges fa lipid armors n ash >teams Account that re roinfand to other no avian rnay be ubeetiea n osi er his WS lamp Oplkaw LBS often options fa sweep ) cash Corm to bark deposit accorm at nen-Ahmed bats andarrested bade and money Martel (Null limos (Money hots). Depots accont at LOS Bar* LISA and nr.abilreed bents priming n the UBS RIC :mend D Program ar•PDC-nosal n accordance wehr ' C rule: Pa rmt riomtron, please wee rem 'Styr. Deane aware, at UM AG Striad Bard, and 'awn of Wray finis me not ivied by dm FOC. Bare &posit's/not protected by SIPC Monty fad revs re protected by SIPC Sc. "LDS Inmost Seneca Saari erolectai below wen sprat...a bare., n Me bark alum may be wrhdraw s. and shwas of a Ucroy !aril my be friar:lied and the proceeds returned to '<paps faun. its hate nfainaton tout tradable sweep options. nctaing <untie intern, rate, andyields. oa•ntable al wrew Ws car( sweepoelts. Man you. Frowel Admsa a by <atria BCO 762-10:10 CK f Mancini Sorokin account protection The Fern is a member of to Scones raga Praecten Capaaton (SVC). which mesas Setteetei cusionwo el its Medan, rio to SS00.000 findialn; I29100) for clam for cash) &planetary brochure nobble coal ma" , a wow SOX or9 The WC owl Cadation lints aapai toil '<corn that you hold n a prikube adorn, The Ben together with clan *balm, has also lastrosed supplemental cosine* The rrumn.m swam pwable to all Ng,* clams. colecrob under the canal a 1500m11041n 01 Coonter 10. 2016 . Fin Itu to toe poldy cording% and Intann.. (ea .11 IM in n 'unto, prOadad Iona 10 SI 9 mllon on the sane:ate for all you ,aces hekl n a° snorter CaPaCty A lel copy Of t, polcy trodiro a amiable Loon moast fleeter the SIC plan-Ion roe the applanertal prattloniagoly • Conn Inancial atom canroned by fad molded )as aadell YAW COI led away Iran L185 FAreal Serato doe eoncle anal 6) anteexe prod-nit na.drs, drub* areptes. end I.J sewn a mutest Ands no:aged rate name of the roan, holder on to becks of ten caae a aria nee), • imestmeart (courts a nosinent nleresh. (a 9. looted patnenhps red aerie placements) Net re not rog card under No Stamp Act of 1931. • Conwocitee <attach (ep, fire on **charge and per as metal <anal* na...n..) haves cool...RC trawrodtl <Pico comraas. and • Depose accounts (meta teethe**, of depose) at CBS Bark LISA. UBS AG U S bracts and &lien Me IDK twit Drama PrO0101 The SIPC warden and the tspiatmental prattler do not apple to these math ~dewy orawrie appear on you' garments The SIPC protection ref the supplemental protection cb not protect agang <hinges the make mkt of >or mostrneres (whether et a •eu, ol market mamma t. *cur blanilttY otherwrial Dividend Reinvestment Program DNA The pore tRIIKI44 a an amaze era. you may obtain the KIWI Ora Iran yea inancal &Pisa 0 10/ .16141 *wet me outhamdunde DRIP. partial ahem ell be sold end theca WI be &paned n you scco-nt The dodged 'treatment price Roofedby the 0.0e1 nay deter stn the make ate at mama to Paha' sham resod Caoh-inaiose Olio t eletnot may be held myou rave iyou re 01141.4 10 a DIMS ail as a yearn of a &Mendparental or ~roe. the firm met ether stipend unit al owlet ace a rape as rant determasedbt a regime' cterva *arty. ard (tufo Ake Kland lemmas.* objectives The reestetee *beams od profile are speck to oat account and may very Stone yca =Wt. haw i$10. the Fro pramplbr n wing ol sad< ant change you hand c ry Cr IT aiIrTre oblectinn For era Account Mil. you chooseore of Mr I olkerng imminent dajwores • ha e& CurrentIncome arrestmeres ward the generic. ol none air • AthwerCoptaiAnaweedo yaranwes sting wrath of amp., Nam Pen the geniis", cf name • P•oluor Combnitcn of worn* soflOPtai Apprepanon arrestmerns seeking bay the generation of a-Kerne and growth of principal One& risk pod Bog • Cervetwane Seeks to rhantaneduf ratapol met law rid( rd barley to the accost °weal. can if that mere the aware does not groat remnant wean, ce mans and may not Pep Pro *1k nbM • Stodoore Wring to accept tone nob pnncpal and tole*. scene seriatim to so* Mier rams • Anse to accept NO " I ` a""'Pal rd hgn oalabley to cal. ho (nun ow tent • fralo•••-tfAgottyConselwAran tolactod, a paten of the pada° for Mat acute* May !elude cowrie+ atalegon, Inadd la.dmi and rano wrrty Statemonellosdaherlimer We may cento-dalt all rotated account itaWnerts mt. the same aktess n the sane eenekpe. e.g. because they ham Vann .to ebo mentan pit comae relronshen a/bother (knit al the sane oaten t yon prefer to mane red /Ali statements marled n aparte troa(a101, yet. mar clothe hooter:43N by calrg you inroal Adana Friendly .crown name Re frendli 'Gaunt none a Stuatreable •nekrarre.• chosen by you to assn you wits you receickeeprly t hot nolesole4 leg as you accost. is not mended to relied avy grant. oral.AL rtaermendien. mertment **tree a re& profile *muted rah rx• Kew,. and o not a aromas of wiraace that wrath or any fl inch Mat% <WI a wit be ahead Al .1.00Iniatt nada itoid4t d lad, etbdroj to nO. of loss of the amt. naninvert You can charge yaw handy occult nacres trough Oran. Sawn or by contacteci your ennulAdnwr Ateart ovonriow • Vat* of pas eccortrparrfotia Net ol anal end kid tits. • Aspen. refutes Peak* <ash biros vales for ftw ided saw* fey), end Gobs Tine Departs, vrealad marts to market. and (man assets not held by the fete Dom not attack traced seosihriassels the and a the poor and °seat datenwee ;erode. a row reestnwei, wonted dock opens and eeerceabb nod cobalt • (,bites made dim tetras orwring Magri Ions. veal Inc. than accost balances • Ca...browWare*: Total ol unmoved hatable (ash blurt OA &poor Dirac al all need end nrafflutod barks. Yd norm mated maul fund sweep balances. at the <boot the rummer perod Nrconenedly hewed. balances n your sacked at ma segeaned from other balances ad the fan miry vs ryda these fiat me adnry coved baron Rea tench re payable Was your demrd. The total it melded m to cureet prod ckang value. Leans inferenation fa dared Scallion en the f nWs leering practices ad &clown refer to yam Clore Ratatiornhp Ageement a IWO:* keeenlynt and to Genital Tema and Ca.:Mons LEG kalonent of Credit brakes sealable nAgreem•nta and C•Cx Jousts al lov ww ol,. .-men en SDNY_GM_00325271 EFTA_00198046 EFTA01307312 Important information about your statement (COnlaued) Yaw sou Your rotten" ~«,Kaaes ad <ter amts Feld nth. aacul at the add Pe natosere prod You may ad for doha yS hay paid stoftese ay tine You may room* Wad*. used at loan tolageol Our • HA, any balance due cn them Ary end, bey tonsferted totefirm ding the statement peard are bled al main vak*a a the end of the statement ',nod • ~Web. In clettemnng tee tost bat* ate word" included n tis statement. Mert *visaed wile the nuns* 'I; LES annual Satsas ha robed o, ref or Mural twos other thw, u3s Crewcut Simon. ede deg ~man" Iran roeha Irma tut you may haw. ponied ,o you linancul Admix the Pam does not rudgatecanal away ce guarantee OwK r a of any damMon Ø axton other than l3S Panda Sews«. P akhough Forsyl dSenn*, genera !attic* gal intonnatir as a o retand the Firm Ø rot parilt any andlabin *4 the nlarnalor ~Cow bno• rd • Unaided girl loss' o accurate at of todenar tea .fartman. At such. pane 6) nos Ind on e.s nlarrober am" protease« salt decncet la IT papaws a OlbenAll• A«edill“ Unken/CI to tee Pm TN Mad oar +bass rIonnalon only lot Pe period of line they se Fed at the Fern More historical mansion Can be added by >as feArcal Atlet« • Unrealirod ginallosess 11~ dart is nobble, nematal errearited gamily's., se </lotted for nduclut stony loal The damsel on data for Medea, bis mar or mein« folk« carman:oh dagas ado co:umy morgriax.cp ~nu 0tednal and altir foal lots ad samara< ~chase bal se each craned to dgotay or. ~aged lot The Trade date' (Mann peasants the agns tranarm tape date • Callable. meurttlat Bards and "bred saak that Ih, sauce oath for earY ~eon wit be *tested ~Wit by lot tom geargal Koreas a that ~bed rt our nano «n nonrige name for car clams Cal feat" ~eon is obtained Irons tad pal" ad as xoracy is nol guaranteed Other <all Intros rovy oust whir *add eat yekt. (Øle* moneys wilt. wanted ~WNW • trkeateelui hoes iMptayad latent*" and other grodant maybe hob.< or lower than The pros tea you would actualif raceme en te market Peat re damned Irani vanaus Pad Party "nes Much se but,. to be Sable. but se do not wane Per *waxy. - We gran* use the <bong peke shoe, addable or the mar a the bd and oak pkes la bled ~Jibes rd options or only btu woes kr OTC ~den - 4M Weal/ traded ~Au « inly D1 priced ow» a vaster madder the mon nxem price" ottaned ant may rod *fled an actual malet cue *real* - Canon positions my spars wlhoul a pike and we shwa 'pee wand sankt.' d we re ~le Iota'' , a once lax Minty - Capons a nannies denoninsad n Carrots abet tan us. dot" turnenid at the ~go rate Hd te :adman date - Fee eaten wand, Vedag nrontadomng clerdmnflalb prof ad Witty Ilea value) may hew been atjusted to *rebate groper valuator. To obtain orrem quotations. when ~lab». contact sae leurcul AdmOr • ladrat invnlreente and etruelattedaroduas. env,» nvataneni deluded (rdbeArq duct pntwtan VOnlInl end red estate meshes" teal snakes) ad smokedproducts re gainsay higMy ~id Cedar, deAdatel prodbely harerat bee. Nyctwad w eh the Setae as and &charge Catenation a ode ay stale >eV/libel ben We pode estimated vat" toe pirate redeem« snares rid ~rived "darts fa nlormahcna CaPaat «by Luker, d not guatånteed - Thelt velars Mly del« stlystaitab kan age% any, a *each a pram ~natal security a structured product mal Ca boat* «sold aid do not nnessrly *Desert the valar nu may fee" cØ Souidron. - Died 'Arty catenates of vats se as a • colan date and re suppled to UPS Promo, So-von on a reges base by at ~an valuation Inn - tarer. gonna' prow or sponsor odenoud vale" d ay re smogned to tie Fim by the muse "twat preen a sterna and may be cabliated brad on "rem ~maw' bon Pat tassel by tied pates to derive ht awed aNws - You tan drain aclati~ Hamm," recairded dat ,,tai~ used to determent the estimate el value and the date otte intanution that • the bans la the .eurote by antanng rocs Peanut iderate - med party orunaled values maybe *Nowt H 'Nat anted' n stwat ~aeons' wean re rdepteedint valtann Inn hat rot Øled ot 6 enable to ~on a vale ~we became awn that roraktien flat hm caved tut maycalla Pe~reiterled vale row cuesron. ce .ren a value sold behold, specula," clap 10 the nubs. 01 the YEUnly - MTM Mt an toair, ~el parsier « cpcace animated vale ror at/dpaty ranted vel» it prowdod the valli of *a sonny wit bedelam from es pinch.* proe - 'Dotted cm to date' troy include ravn of ISital, norm a both ▪ 'Oriorui unit sete' ~ewes tit Mal Merino pie per inn and nay nar relied Sar ant base - DPP and alerted KIT sro"ies se not linedm a dybanal ~end roduge, and are Clateelbl ilload "dawn d tel can be sold, the pea remred may be less ~ to pet share estimated value pentad el Marconi aatertin • Reetrictedmartlet Reanned swain "mealy are not aneny to park sale U3Sina-cul Sexes Utn the mark« once ol tie ureestroted lØ of the sane issuer at an Waded val.* tor the **dad stock for peepases of PO "Avant ody. To the enar Mut reøs led tea:des ae elgble for sale, the value we-madmay be salastemidir tesi than ~tad vale Pow,. • Ea (estanated}ixeme, went yields and rates. An entmant ol "snude etror is bardm farad &deed and tier« falei, wen"? the wants ail be hen fa one yea from Pan« dale a Anil Iralbay fat naiv» a my a Syaeblene, MG/ >Cy mid ~toed Want 3,1 not guaranteed Comaed armal mane rid cum" raid Ice Wan "Pal a wales «ad include a Man of PleXIMI a 00111 p.m n Mitts can the eft inure lard current yelp) would be overstated - blinded rand «tans rd caned yield and the actual ncome ad yield mote be beger a hate thyr, the edenstal amounts - An min" atiaalted name (dvdord ardor intent) deded by theowned market ~1~390 Daly" 4~ on the lass dvdend er mated pa/want rrok, by the mater and ass‘rnn tie secaaridoosts wit be nerd lane ra from the sincerer* bate untilnun". Ana" cortnend yen se not gararneed. • Amato not head by VIS financial Sernalll. Cetus, amen re rot held by the lem and not *Sinn the tats posussir or <enrol Dv* ass" re deployed on you statement for Somali:AY fArpot“ ally Pasant and valet pasnid uro pronded by the ',turg bens UBS ~rod Swear not resprittaie foe tin reionnation orddonna guarantee es xeurry thew amen ant rol panted by St( or the Ines ti.aderontal SPC coverage • Ratrate sharing and additOrsal compeneation - n ~Onto come:mana, sales and I 2b.1 kel mooned nannedir wah the clarbdon of mutual knob to or dents we refor our "line ran* teens Pang parrots Iran deletut" ardor admon of the rrotual fadt rat no all Thee masts are bawd on two detoras orrpromst it* nub of sales by lØ$ of a Par, Cisis mobs, had fray to as <lean and OB Pa anal rate a a ganglo myluelt,nd lureds shares held al tie - We "doer af tune also recta, ragwort") and age patine.; lees clean-0"We., ter tinter agent union tat so ropode pro to the m-eual hedt. Paso ten generally tan mecca aSCat t e rnaual lend adores re feeo llar bawd "thee-ratter ol scor at tabrawdeale hadang Maud hat of that I urd famty - n addlir to carnal's:as reeved n ~ion wits tae sale or dear buboes a sneaky contacts rd ant nettoreol lab bids clarets. we "doe or arid" tan. et~ ceeeeldnladd bon maya the adore amps", undtmentro the annuityaromas, "axes sa the intanneA aerpenel 1pglalat of Pa uric ennwnwit mots "death" - Adair to annuls. receted tran the aid." and tab of " ~stalls. we "tor di Abate teem? an asv6~d ~e, Haring payment frorrelantShres durloi.don. well fu-dng foe technology ckebpment, traitg and M ucator, - Ces also recta, Tabugitr es ceo rd at carproWor from Tubua rd narame <«Nana wooer grolacts re dabs.. W. warm corrponsalo,frant.eS Dal US,A, 1.85 AG SuiedordEronch ad non* elan, bras *foist. our cash sweep pre/ a-nt TM Ørre may be a ~thy pa scars fee or may be a gwantsgeot &wage dely &pow telexes Activity rfoneuron reordincommtan and other throes ironed n connection with the ', nuton of trades. stedeg axon varcrrons band ',eluded on Canlinrdeord yxy-dauf furndedd loan. ind will be tronded to )cu rental% on mcfatd Shoes selling you re engarpd n short afro a sonny, you may itv a °woe 6» to <slab brown, cosh that Who,lar Open orden Pelatang open or 'Tod idlanakt orders ter were nat rerad byetat rimaten dale, open buy and sell sko onion se rt.:lacedby the amoura of dUdedn a tires one re ntdreiderch nrolds date unless ~seed onewse by you You we rnµnebb lot abe Put are ~Medea* lop" false to canal toting open Øen. Priwair To obtan a copy ol ar turen Client Privacy Make. Plane~ acv r navel MK« or vet or "bite at »svo,(6,denautennleonneet - lABS Financial Seises e rol Tura The R/A4, Business Sot. Account BSA red NIA we brokerage at<ounic which Øde Mail to bra ing «Nay and pedals la~arrångenents nth :Aland bras ad Wee lento", boils. and rentet xcets Pearce and annual pod" issued ty ~Mated tiedtaty mare otmpanin *vast mane agroy tandutin of WS Front a Sankt, Inc, - h.tAinerc., "are. and a-nukyyd:CLCI6 - wit FDIC mind • No bank guarantee May lose~ - TMA Resora lAngement Ana" Brown Soren Account BSA, RMA and riternatomi Rewire Management Accost re mastered unme troths of 15$ Trunnal Seniors to. - ViSA n aregaled "donate owned by Una Varrobrif Service Atwater and used init., Rents The WS ven credit cads .red the UBS vise debt <ids et elk.« 185 Sanl USA win Pennine, frantna U SA Ix ',matted Mahn trodir"s, regnant trademarks servos meal and indeed wane narks se of he ~as companies ILOS Haned Sank" litc Pa ?blind SDNY_GM_00325272 EFTA_00 198047 EFTA01307313 *1_1BS UEIS Financial Serwes M. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 CHP7005401781 0519 VI 0 Resource Management Account May 2019 Account name: GHISLAINE MAXWELL Friendly account name: Incliv CheCkiCar Account number Your Knead./ Advisor: SCOTT STACKMANLYLE CASRIR. Phon Questions *bout your statement? Call your Financial Advisor or the Value of your account RMA ResOurCeline at 800-RMA-l000. acimuni on WI 30 (5) on May 31 (1) YOUF assets 46,010 09 50,000 CO 1/isitorm wabsita: wwwilas.corNfbanciakeneces Your liabilities 000 0.00 Value of your account 346.010.09 $50.000.00 Items for your attention . welp protect yourself horn haul and review bank, credit card, and brokerage statements regularly. Also. get your free crud' report annually from wwwannuakreditreport.com Tracking the value of your account I Thousands 716 oe( icii6 Dec im 7 OK 2018 ace 7019 Dec 201a Dec 2015 lAn 2019 Sources of your account growth during 2019 Value ol your ,rcount at war end 2018 549.270 SS Net deposits aid wthirawals Your areStrrent return: Oland and interest MOM 56448 Change in market value $000 Virtue of your acoaunt on Moy 31. 2019 aS4000.00 Sees 97 Member SIPC Cne7000300S4C0 7811.1.7000103706 °COSS 0519 03057%04 Y123576550 OCOOCO edge t of 8 SDNY_GM_00325273 EFTA_00198048 EFTA01307314 UBS Resource Management Account May .2u Your account balance sheet Summary of your assets valueon May 31 (1) Percentage of your aCCOLIM A Cash and money balances 50,00000 10000% B Cab alternatives 0.00 0.00% C Equities 003 0.00% D Fixed income 0.03 0.00% E Non-traditional 003 0.00% Account name: C le SLANE MAXWELL Friendly account name:Indn ChecloCar Account number Total assets 0.00% Value of your account $50,000.00 100.00% $50000.00 Your current asset allocation A Eye on the markets Index 5&P 500 Your 11 nodal Adviser: SCOTT STACKMAikturLE CAMEL . Cash and money balances may include avaiable cash balances, UBS Bank USA deposit account. UBS BM insured Deposit Program Bank accounts. MS AG Stamford Branch deposit account balances and money market mutual fund sweep balances, See the important reformation about ;ow statement cn the last two pages of this statement for detais about those balances. Russell 3000 mSCi - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills' 2.27% One-month LIBOR: 2.43% Percentage change May 20t9 Year to date -6.35% 10.74% -6.47% 10.92% -a66% 245% 1.78% 4,80% 04,100:00054BITEd NT7000183T06000CG 05190305750N YI 23576550C000G0 Page 2 of SDNY_GM_00325274 EFTA_00198049 EFTA01307315 Resource Management Account UBS May 2019 Account name: GFISLAINE MAXWELL Friend cc ly account na Aount number. Change in the value of your account Cash activity summary May 2019 (E) rem to Woe (S) Opening account value $46,010.09 $49,270.55 Deposits, including investments transferred n 9,299 54 28,223 72 Wrthdrawals and fees, ncluding investments transferred out -5,323.27 -27,558.75 Dividend and interest ricome 13.64 64.48 Closing account value $50,000.00 $50,000.00 Dividend and interest income earned rot DuComo, Ihs Stetement leselary ice Inbelea and clai0M0 el-Krone has been delenned IfCcrt a us tat nab rq IsetSPeChoe Mecl tisOn the residence of the accrual ncidet, account type, os mut type, scent interest andot Promo payments may not M stolen to Uriled States (US) anda Poen° Rif° (PP) Income Wes The (lien Monthly StatedYff is r01 blended 10 be used and tannol be read cOra Ice IN Punalel. Clans should reef to the araKetre lex reSSOrtng loons Ma, receive non UBS Snap. such as the forms 1099 and the Farris 480, foe tar reparong informatiOn It IS The pfactlft of UBS to ISO the CopliCatee IN (*porting loins tin the US internal Raenue Sent(' 34 PR beauty DecOrtrritilt, &V In Orthicons atosattcy (Way chaena and Or Oar" a let earrp or laratre sterns Heat (Orals stor advdual tax prepare. Mai 20i9 (SI Year to date IS) Taxable interest 13 64 53.60 Total current year $13.64 $53.60 Pr or year admstrnent 000 10 88 Total dividend & interest $13.64 $6448 Your Timms:id Advisor: Le Account acevny Mrt month lu Watt &lancet .n your Snoop °pain so 'Mudge, in nte opening and cloorg Damn vac uo PDC ire.urancoxopht; to &mat a UBS Balk USA and al banks partclnebr9mIle UBS PDC Meted NOWT Pf0Syern II 0)es na aCOy 10 deposes el MPS AG, Stamped OrenCh 51K protectonmayes to money rrof /et :weep fund haderqs tut net Mal depotas See Important informatco ,bout your ;lemon< on theist Mc ooze: d Ito: dcarnent kr deters May 2019111 Year to date (11 Opening balances AddRions Deposits and other funds credited $46,010.09 9,299.54 $49,270.55 28,223 72 Dividend and interest ncome 13.64 64.48 Total additions Subtractions Checks and bill payments $9,313.18 -3,224.86 $28,288.20 -25,457.69 Cash/ATM transact ons -2,009.00 -2,009.00 ATM fee rebates 9.00 9.00 Card payments -98 41 -101 06 Total subtractions -$5,323.27 -$27,558.75 Net cash flow Closing balances $3,989.91 $50,000.00 S729.45 450,000.00 OP7000500938I 783 W000'837060003 OS19030575034 Y123576550 000000 Page 3 of 8 SONY_GM_00325275 EFTA_00198050 EFTA01307316 *UBS Resource Management Account May 2019 UBS Bank USA Deposit Account APY Thterest period Apr 5 - May 6 Opening UBS Bank USA Deposit balance Apr 5 Account name: GNSLAINE MAXWELL friendly account Account number. $46,010.09 Closing UBS Bank USA Deposit balance May 6 Number of days in interest period Average daily balance $43,559 47 32 $45,700.81 Merest earned $1364 Annual percentage yield earned My Choke Rewards Points from UBS 0 34% Remark pants ate tenecied as of the 26th of the rixoth or the price buanets bey if it* Men fat on a weektnetctiday (tenant pont sooty deli Ciro be found on wnwpOicomionanoronicat May2019 Year to date Opening balance 7,696 Points earned 0 7,594 102 Closing balance 7,696 7,696 Your investment objectives: you have identified the following investment objectives for this account. if you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. YOU can find a full description of the alternative investment objectives in important information 'boot your statement at the end of this document Your Financial Advisor: SCOTT STACK MANLYLE CASPIEL Year retuns objective: Current income &carmal appreciation Your risk profile: Primary. Aggressive Investment eligibility consideration - None selected Your account instructions • Vote accotrn cost basis default closing method is FIFO. First In, First Out. hPAX0300.2549I Nta NKT0G0183206 00233 D519030525004 Y123526%0 000[00 Page 4 of 8 SDNY_GM_00325278 EFTA_0019805 I EFTA01307317 UBS Resource Management Account mi, Your assets Account name: GHSLAPIE MAXWELL blandly account n i t" t- Account number. Some paces, income andcanal vases shown may be apcwailmale As a tesul. dam andlosses my nol te winaely reflected See ^portent olormalten about pee gatemen+ a the end of tas dzumere Cot Mete !Mom- omen Cash Cash and money balances Osn and no. n'S> .ncia avalatie can balances. inItS Bank USA as cosit account Max«, uBS FCC unwed Ftwyarn Fart Barnes. uBS AG Stamlord Blanch deposit account Plaices and inaley naheli ud hand sweat, teas«. See the Important Mon cc aeon atrocataexca statement at the end d the 'bornent tot Octal, about Rose Wanges. Raking 13135 BANE USA UP ACCT Your total assets Cienng balance closengbdance co may I (I) on May 31 (I) 46.010.09 50,030.00 Value on May 31 (I) Year financial Advisor: SC TT STACK MATILYLE CASRIEL UBS Ball USA and all uas Nan Inured Rogan Bank depittut w<CIIM Metes are roused by the FDIC MAW ~tuba tents. OA are not wooed by SIPC uBS. AG Starniced Btanch detrain Acosta Wanes ale not insured by fOIC and are not protected by NFC Macey market sweep balances ace pectedred by SPC On me ma insured0y ate FCC nice per share A*Idge Onidencl awes, Days n on Mai 31 (I) Ng*, Pedant Genoa Cap aroma 0/ 250)00000 Percent/0e of Cost Estimated Unrealized your Accord basis (I) annual i accent (SI »nor loss (S) cash Total 550,000.00 100.00% 550.000.00 Cash and money balsams 50.000.00 100.00% 50.000.00 Account activity this month Oat Minty DeRnPlan amount (S) Deposits and other lends credited May 29 Transfer FM Y1 23575 0100 9299 54 Total deposits and other fiends credited 59.299.54 Cate dahlty OtS011,11011 amount (I) Dividend and interestincome Ksiableintcrcep May 7 Kiharost 13135 BANK USA DEPOSIT ACCOUNT AS OF 0913619 13.64 Total taxable interest Total dividend and interest income (we :tam,/ May 2 NighdraWal ACH WITHDRAWAL UlATECHEALTHONE 3994 . 513.64 513.64 amour( (0 Bill payment continued next page UP7000300548178SeP70001837060C033 0619 030579C04 V123576550000» Page 5 of 8 SDNY_GM_00325277 EFTA_00198052 EFTA01307318 SUBS Resource Management Account may 2019 Account activity this month (continued) Ode Attitity Account 11O1/1e: GISSLATIE MAXWELL friendly account name: Tutu C heel< r Account number: Your Ilneacial Advisor: SCOTT STACKMANME CASHEL TX.ShiliShOn AniChlet (5) Bill payments I Msy 3 Wthdrawal ACH WITHDRAWAL EPAYM ENT -2,4124 32 May 9 Wthdrawal ACH WITHDRAWAL Saks Retail Total bill payments 43.224.96 .760 60 Ord Items foe your Attention: the nen UBS Visa trifinste credit cad is here. racked wait extusice v am( tenet, mote rewards and more of wha you lose, incluirg edmordinan y personalized service. A Stamm* dad in meta Wit ubS«crlataidmile Ce cal vs at 889762.1232 10 lean more Casb/ATIA transactions (ASS Visa credit )0(X81602 G MAXWELL Tianueson date Axing ale Deurdoon Amount (0 May 23 May27 CA51-1CONNECT 4503.00 CASHCONNKT 4503.00 ATM FEE REBATE 13.03 AIM FEE REBATE 53.00 May 24 May27 CASHCONNECT -11,003.00 ATM FEE REBATE 13.00 Total transactions Total rebates 42,009.00 $9.00 Hese are vane us to UBS Bank USA to FCC* CashCavent Cash achswes made sum zed US$ Vita smell (eta These cap< reined namedum OM eat win any finance chapel a cash ethence fees Oate °mantes May 20 CREDIT CARD PAIM.ENT .9841 Total cord payments -$9141 Amour( (S) Card payments CeP700:6035•81796Nef000183706003:0 051903057500e W23576550030000 Page 6 of 8 SDNY_GM_00325278 EF1'A_00198053 EFTA01307319 SUBS Resource Management Account May 2019 Amount name: GNSLAPIE MAXWELL Friandly accountnavel Amount number: Your Melinda' Advisor: SCOTT STACK MANLY/E CASRIEL Winton Parma Me Payment Out Dae Croft low Avalable Crab Unt Oumanang bane UPS Mse credit canl(s) payment information 10.00 135,000.00 132,991.00 12,009 00 This coda teed is enicato in UPS Pay Coe& Caro rent and nA automation be paid Pram aur exoura You; pavan is scheduled lot lune 20. 2019 We ExCalt INS iatoottiCa on yOul MSS vlItirre$1 tara flatly a cowlelY 10Pax The UBS V/a (R01 400 mown are issurd0/ vessank UM Um can USA sera you the Mimi gamma to this oxouni wanes' amid mat. youi pasmera coming to that onoRicans We On not Male your oislindrog trail CaldbilanCe in the Mae yca aroma wan UPS Manta Steam mt. Oat AttMly Cotstican mount 10 Money balance activities Apr 30 Balance forward S4t010.09 May 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OP 0902119 -3994 Mel 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 090919 -2.42432 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 0906119 13 64 May 10 Withdrawal UM BANK USA DEPOSIT ACCOUNT AS OF 0909119 -760.60 May 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 092919 .9841 May 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASCE 0928/19 -2,00000 May 30 Deposit UBS RANK USA DEPOSIT ACCOUNT 9299 54 May 31 Closing UPS Bank USA Deposit Account 850.001.00 The UBS Bank USA Depo9t Mount a aut Camay Sweep MIMI 04170026009191787 NeT000183106 °COPT 051903057SC°, Y123576550020020 Page 7 of 8 SDNY_GM_00325279 EFFA_00198054 EFTA01307320 SUBS Your notes CrenCIOECC6e8I 7 un00018370600X0 C519 030S7SCO4 Y123576%00=0) 8a go $ of 8 End of statement for account number Y I 23576 SS SDNY_GM_00325280 EFTA_00 198055 EFTA01307321 Important information about your statement LB5 Fromial Sewn Mc. (Me Firma UGS I Wartctal Sonde), n a meryter ol alprndpalØy, canmcdty and cobra «hraes U0S inameal Santos and MS Bart USA re naked mbsdri•sd UPS AG rd ofhtalas of U3S Sean U.0 1MFiml frontal statement rt nvrbbkaearrearrest 1he Fern's ~cane offces re at IBS Intel Sestet IX. 1200 Warta Boulented Wearnlen al)020136 IM COonoor nO440614 on44 0431 oozed of yore LBS Fnantial S•nteS Want Glorye NO:n. +**91 *fled In downers. tonlierg toe! tel OS s1/4 •41 rot be relied aet F you bale* Mete 6 rora or *meson. prone~ it merecletely n eitng to the Berth Manor, of the office wren; >as accost. Aldtur al Fed« down re mended tote acne" armlet dot* Hard not be used fa by( ~in ray ity sen )4. 4,14 to kook PO. Form 1099. 5198. 1 etc hvhfn Ilpall Yi:ra lar teem the Fan if reputed by bee tomtit tote StS all todde drnfandr, reportable n:n-tmobb cfn:dends and Webb Meier caned arsenate, held n »our accent. net Fri,~ On f•4 !WWI ire. Ind (0,1 basis on <elan covered ~site. Carenunications with the Fine • Ilene reconfirm ricer earruntrbons et ~no tolluer VOW, >Orr ritOr et bcr9 Peoter ada the Sever ,eddaProloInn Ac' rO • II Mr> fin.31441 entau, on,. sip Fri of re trot of tries:~ is na CBS Felting Sanset CBS Seuncd1S•mes wee your ~um as tlearmo broker by arrriement with the rckatad mind eon We nfiamed irevef the rebbanrb nleMyCo ~4. the SOCWil ei ih4 (SW. )64/ lend and tea-tiles toe Iceetcd r UBS f mend Sentre and ad Me ~deg lorcAo. and ›ci, mad mike 3 report of nonce a ~own to both lene • Az ~bed n le ~al artmenta yco ma! notdy a of any arr. or kna rentorg dwelt tetledd on your slibinwnl 441hn 30 dap *hon war mabda made availed. • Dew deal ~ono «engird. Cr n4preli to the Fun's Clem labials Depannent at 201.352 • I 64B a tollror fC (.30.351-9I03. 1100 A.M. to 6.00 P M. IF ~lay though Friday, a in one rva to LW Fnettd Severed Ix.. CIM 14161093DePrairnll P.O. Bo. 766 then City. lb 07087. • Al statements shall be deemed ~plea rd awn, it not objected to n talg withal60 dais • fa fly services. Cable-612.09%ot from <>Aside the U. Cd121:11.752.149S • 16 care of roes a guest al *at en tlecacek Irds transfer (OM bill parnent cr CBS Vas* debit cud transxtiab cal 800.762.1000. Or wrist 10 UPS Fria-col Sever yt a ICCO H mkt GINd , 6thlkor. ~hank^ NI 071/4 6, Ann MASSA Sentn CrIcr mite n soot es )auer, t >Gent sat statement a /extol is maid or ',punted more ntorensendrxa a unto an Me statement a rear the Fern or Card blur (as applicable) mast Mr Man >Ca no lit« tun 60 days ria te firm Car >co IM test caatamcce al *tech the Era or Problem :Mend - Pronde vas nave rd accost mante. Gt any) - Dar be de tarot or the wander yea tearta, abotit and mpLin as derty of yn•er oh/ >co Mew n h en am:. a why paa need inn donnalitn, - Prank Meddler entail of le ~cadent' the Firm or Card bus ml nvest tote your <replant and off nand ri woe papp/ For rayed aeon mohms, LEIS Vesa•debo cad tratactons. d we tale mom than 10 Reines days 1040 11.4. we ollndt horr recall fa theanent you thr* es n 41401. 1041,41 ~veil tort to ute of tre money dur) tre taw n ties tot. complete os eneskoatem Flom mix all trees payable to term or le rondo' inmate, ndctedan tre Ircea cf est statement In additionto tegull wore toet . accoas may be 6.134341 to manna'« 'OS. daga ta Ire barns 'a secure« preheat and thargas fa u-pael rats n ash rears ~Nees Mr ate transtgred mode nnitrian may be sutent to a &nit lee WS Sap Opelons Les oifien cofion, »~., cash Rant, b birk deposit accorn at no,-"toted baits and offered loner and money merle revue' lads OVone~ Depose xccures r,1 LB5 Bs* LISA and nr.althrod banes particemeng n the UPS Kg bared re Program • ECK-nosed n attadote wehr i Crule: foe mare rfomtabon, nnafa est Wm. filt.gor Oast deourts t CBS AG Stamford &arch rd sawn of Mary firth we non ~by the MK Cant d44:01.15 art not protected bl SIK Monet kmd ~vs re protected by SIPC See "LOS Innul Semen ACCOrnIProkaCer' below. wen »ovenbrit brae n te bark dopar may be svehdram. and Mtn ot a MoreyRed may be kindrd and the woe& returned to pace sax 1~465 4ockr4 fate clingers tor notable anero °pions. nt1x1ng convener's! ern and yields. %44443r413 al born LOS nniweeprOds, from yov F nariod Adios a by calm BCO 262-10D0 LeS f isplml Brakes account promtian Pe Fern 'fomenter of Iv Sauce "eta Pr tedon Contraten (WC). &lid, VOleCIS Seuree. cusiceren asmewbeo .4)10 11.014000 (ndaln3 SMOCK/ for dame for cash) SpIralory Øre nobble o, «arra r "mw are oi*9 SIK asset Crnkr<fron ken apply to 41134<n-ern tut Sos hold b a prbodor <414•041 The Fern, toottrer firth calm *bales, his abo pachned supplemental rorte the ~ran rya payabk to alterable den. <oleeneb under the prolechon t ISCO m1Ø as of beet« 10. 2016 Supt.° to Ir. poky ce4r31oxn and lintltonf. <ah 41 Ifs On, n rut« Isolated kr too lo $1 9 miler, in Me ,e0gregete fa SI pots near% hell in a palmier ranker A tut may of the coley wcrdrg c ~Mob coon ~me torar the SIC praeden me the ~star acted«, apply to: • Cron Instal atom «enrolled by (ar•I ncbcbd yet nowt sake) BA tea:lawn Korn LS'S F~Kul Senors Foe einktrlah CO anisette ao..1.«%, etladeo •arubb ~Mo. rd *am of m.dial fals registered mt.* name of the donee held« on the becks of the our a transfer net> • tooseanet <altar% a reesimn merest, (e 9. lensed patnentips ard prelle Placemen10 trot re not rearmed ~mho So:unties Act of 1932. • Commcdmes <atom (e q, ',rum mchrge and pen as reN4141<crINEIO nchadmy faun contracts ref a:4T~ Odor comrade. and • Depose accounts (nape «ribcages of divan) a, CBS Bak LISA. UBS AG U S branches and brae n lee rot Moroi Daposn heart Dos StK proteclon a id Kkithnenlalpraeloe 00 nal appO to thine assets erme Ihey otreense arced on yaLr sidemen% We SIK protecton and the supplemental protection dana 64014n paint dages the ~tee welt el your emneerts (Met «as a ~I of market movement mum batnolrya otherwise Dividend %investor% Program (DFM the pore reflected ri an sear pro. YOJ may °Man the roar ate kom pas IrunnelLena Gny Molt term me ou chased under DRIP. prier sheet mil be fold ard the cash *4 be defamed ie yea neori. The dividendn.~0~ once 3-0416`d by lb, %suer my der Icon the ~Id ace at rind, te prima,h resold Cash•indieu 0 */ week ven my be held rn you acme, e you se mud w a panelrei ås a result or, Ondend~ a ~re.. Ow Finn wit eiher ,Nipanel um al mele prce a rope an ~VII detente edtec a reotaed ctesen sataty. od <retie pers atalt Mannr* ~Mee The ~wren *bestow min* profile re waft to 4‘6:16 account and my vary bever yea ravel. Pens ampe the Fern prornalbr n endug ol ry %ideate cf henge n >as hand soarer ce ~rent ~met Fa each rant held. you choose oe. of the fob...rig imminent dajecten • ,ØeConedIncome armstmeeds ~no the gatetoa of none orb • A olm•C~Aoran.itax tneeinven steam) gromo of [seep* tram Wen the greaten cf more • flotte Cam/snob:n*0nm~ ~QOM, Appiecan'on Imeterems 'taro tads the generation of rKerne zed gromh of principal DveeleikpreFBm • Crannann SR., 10 norlan 46161 6434cort reek berja rd scarab to le Waltit ~al. men if that mere the 4(Cosel COO 644 grant reedier imam a mum ard may non Leto Pre nth ititsme, • modem Wring to accept tone me to pnncpal and tobete sane valablity so we brie raker.% . A99nsse Wilha to accept he 1411° Pn'w11. 1rd ho rabbit, to seal high e•Ieint NW In • fendnorrtfåratlyConadtnente f tactod, a paten of the pedlar, lot Mat accent may nclude corplm arse)" Penned 'Cuddy and TWIN van% Sea Touselsoldor We nay cowdelitt tli tebed wount flair eets vet, the lame alde» in the sene efnela. e.9. because they here wen .to also mentor, pen nave relmonst,eas *ehother (ken el the Hese address I KAI pork, to reeve rod /dad 1131~0611 mailed re wante enropet, you no/ cfrodno hareibloo by caleg year inatialAdnia Friendly mown name Me ;WO/ read' name e filubtOmeible •rucknarre• Ø by yoo to asset you WWI your noon:lemon, k has ro legal effect on your accost is noi ,tended to relied re Watt. PeCi$Ja, rECtiirkaleCa. mertment *jab* a rd: profile as:noted nth ant accoas. and o not • prom« a oar« In wrath or any fremtid neut‘ <in a wit be shoed. AM ',semen« enaea Mende el km, endrej o rek ot loss of the rare nmareit You <an <long, you 4fianCIV Y4Oull name throup On1414 541W4r4 a by antadao you initial AØ Amara —Sy • Vats of yea anocorpordarb Met of aids and Badeis. • noel 1.614434 arrbok ca*r Wine[ wires les wwiebld ~V (eft), end Gob., Tine Danes, arealtred nets to 'nark" and Celli. "Ns not held by the F rm Dots eel "%We aced nankeen«, at the and of she peer and °nit allheat geode, a rev314 ~SOW" anted stock opals and ,ettsabb nok omens • Cablter 16,14/141 debit Daltot canting nuegn lore <roc% Ina. than rout braes • Ca:Mooney Wren. Total el ~trod nolabb cab telartet, MA &pout btLmas al allhud rd non-diluted brat ad moray mata mast band weep balances. at tee <teed the Ilarael prod Non-cormsolty Ines wed. bances nyos aCCOLr4 re nat seat gned from other Deletes at the Fern nay toe sydd thee fads me «dory core ol es tercets pew tint re payable iden your demrd. lbs total o molded m the anal prod cbeng nkie LeMem irMeedtien for dataled Mcemakon on the. gem's lender; practices rd dalman refer to Aar fleet Rebtiontrip Agreement a Accost ricree~1 ard tr3 Gn14641 Teems sd <mesons MS Reseenda of Credit Predkes avaktle n A rienni: andDaimon SDNY_GM_00325281 EFTA_00 198056 EFTA01307322 Important information about your statement (COntmued) War —i Vos eetmat neme »<uren ad *er assets held nire x<an I t the ind of We ~amant po-cd Tem mer ad fcrdeh<ryd fuly pad trero«. arrr tm> Yw mer room. ~da« taal at ban toedam dm pang ilry balace due cn trom Arymotto, radered »term ding the statement pen:d are bied at marot val.**, Ot Ine and o# the statement proed • Cawelmoia h deteemneg int tost ba» of Wie ~Am inled n ten aanmat.*here and nabeer' I: Le5 Franc& Seans harend rdormatonchlaned kom touron othér er+ U3S f nood Saneer. radrg damden tran nonet Irma Mae you mag havo promedia era Inrod Mater the firn doet not odeon:and; venly a daarin the r vaidty cd n dogmata+ Ø aonded ty aardes Oh« than La innaai Sem«. addeert akhough LOM insoest Snee, genera wiedes I» donnatin as e o mengel tbc Tem does rol tronie dry maren Wat tee Scanden ~Coat bate' ad •Urreatecdgirlloss' emoe* at ot badaal th. warmere Aso" Oase <b not riterm tø nta ~at Kt malta ~duro« tak ~sa lt. kv a• mom, or "eren» Acnontt transferted to *Om mal rellort si~loss Asmala, only fort. perod cd tere Wey se het] at re fim More hetarcal istarmen <n be adiedby >ca fra-col Adotot • Unrealited giondossas Ween damt ~dabt*. euroed veeleed urn/losesse nkutseedfcr nivelut leturey lok the onrein dra for n:bedot as myr may tid ral krt orrenesom. ~coat ad« etny nOtOntron Onnet OtnOtnd bod Ohm rera~ lol ant sytt(nte ~usa bb naad": cirri:~ to dely ce. areragad lot Tes?' Wade date" toorn galants tro tegny ifonatinntrape dale • ealtable anialthat Bads and aramed mak irot thi ~er <ah lor earYtedroot.on wil be wirsted ~MI by lot isfan arg dl ~os <d laat issue hts n ovnanis ee n nontue name lot cv' Cl...,', (al kan ~kon n obtared kom Wed palars ard di roncy rs rol pan:meed Othw <dl letes nyed wenin cola affect velt ~plee ~rotors write rionted koonnauw • Priodvalut PrKet iMpley40 lor teosern ad onaf ceitattlt mee be hete« er bedt tren thé pin tie >cv would Ktualy ~MC in th. ~kat Prat re tellied hom ~bi» PO Poty 1~05 v.beh ne bete., to be rasbh. bul ne do not twarnee tror aconcy. - genera* uw to dwing pek* aha" ~tabla or re men of the bel and ad. OOM la bied WO. 'in rel opteer, ce ader bid trees ke OTC nontot - Inc Ms,* badod ~noot inly bevoel gang a valsten modsi ce the mon mam yin vie cteaned anima/rol Mant an waal makst Ine Or vake - Cat.an rost km mar twee meehad a win and val Wow as 'poe wand ~Jane 4 we re krab* to daset an ke e savn- - Otinatt «teosten done enred in orgaan «het ran u.5. doltrs ararellhded at th* ~hangt rate va d the stramien date - For OentoOliKvittel tred.g n noneoriermny dencmnatens, pree ard ganer dan war) mw. huw been njusted to truien/poon ral:Jalon. To Man corem quoten:ni. wem wanne. ~ad era Fnánrtil IkInsor • Itied• investrnenti and atrandprodues. Private ~went Ot<Vd44 (n<Ø deed rattOr en Voorns andent mare nestree Mor "nies) ard gructuedprod-ets are genrats highy digai Contant/toch-nol OtOtinls hare not been maand weh We Sivte. nel behrge ei:armstena teder sy 31310 >Muitten ban We pinde eshmabad valos toe anefe ~lamme sonnet n1 startt Ved omdas fa .dearaen, Pu"0:4“ reb‘o Ai.onoo d no guaránteed - Thete valet Easy OOI« stbStint" Iran erge% 4 aiser, e *1.4(h a prent ~omrol 54<krity er lOultuftdprodtxt mal bebaan ce sold rad do not naessny recentere the vale yam inry wei«. Lens Sauidaton. - thrd party astma», of vale re af Ot *colon date and are »point» UPS geweid Scene on a na/a" base by an rdhon:kre aluin Ion - gruw. waai proef Cl »oma menaud vaiue d aer. Mitta:Oed totoFins by th* munt waal panne' or wand and may be cattAated bardm Mat« nar: maan km Wat rad by tedones to den., ter esunded eeras - You fan <aan aclitix& damden regurcfrg re ,nulra wed to deemne the egnste vak,. and the Me ot te niternatianthat n the buis sa the «went by not ring ara innaai Adroot - med party enenaled valies rruy be relb<byd as "Nat pased' in smaal sauteert aten n ebotaint valt% on lam hut rot Øled or d tnatk to "po • vale eken we beterne anse tet a malend ment h» norred tot ~ad., aeyxwyrØed nar -nto assten. ce aren a value aaJd be Nolay specula., dedo Ine noen of Wo money - Whon noch« an coor, ganeal partner et tp:c•cr «Inuted Mae Ar a trodany rintattO Mat n prmekd. the »beo' the soony wil be deken frons es archase pree - 'Deert« ons to data' mag Made wan ol <Mal, non or bah ▪ 'Orgrui one arte' neprellell tie nej alpino age per uni, and ~rat rellen vos ~base - DOP ni erlisied KIT meutes se nx Inladen a orttonal wannen adam and n omwaai dtchid and even d Way cin be sold. We pree mened may be les *we te pee share smeed rak.* promoot, n thé aucant oraterrort • Ra.w:e.daapaRln tkoantit~th44 "'Way renet arre« digble pint ,ak. tIrSina-col Sent«, Utont tilt mok« mate cl uveenled stock o# th. same nu« as an inated va». la doe restrkied stak An pagoses of na ntemed rk. To re taan tue feta led scant es aw <katte lor safe. te nar we-NSmier be sLbstrnidar kof Kin te ispund vale shows. • la (estannwerecome. went yieleb aandamt An <minne ot arnai reane is bred (n <wrat elndeni ani oer« nies. *wanen th warnet veil be heb fa one na" kom statement date a rid erwt, Tlvt aantal d ank, a gudalno, acetexy ad rentnaid intro» n not guarantoed Earnred arnal none ad <trem raad lor (elan Wet Of ~ion <afd naade aten" of ornaat a opdat gans n ohilln <au th, ril neme (and wamt yØ ~Mbo <meetlat& - Estiroted arnald norne ard eerall yeld and lee anaal Mcome and yitid 'nart be boor or ?eter ~Me mtensenlansounts - An omsta» ol avuatroad name (dvdord ader ithrest) dØ by lts <neen mak et valdavana balance e~ men last dodend cr mand payrnent mals by the isar and ~arm te war ihnideposts wil De reb Ia one ww. Iran te Xnement date or unedma Atoracy onnuni pekt se net ga bery.rd. • Aam§ not hold ba, VIS linancial Sens. Celen mets" not htklby !hein, and not witfm We Ins ~ten or taxa These mat we dnpliood on par slat~ lor dammend ()Loot« cely 'amant and olim praattod te• protadby tho nsurg hem ues ~ui Sterns es not resp:ristte Ier Iers nionnaten ard does nu orantet ns norxy ene rans ae rol Naald by StC «the Faas taadowenttl SPC ~rage • Rans 'haring and additianal competwation - b *Man to coma's." en Ins ed I :b 1 lem manna ncc/neder: ach We dabden of mukof fundstoar <bents we ida or affaire ratio ramen* Wang parnts Iran ~kulas and« Moten ot tb> trawl hak rat wo iel hint mam ei broden tao Waant carps-ens: dna nart of laks by let5 of a panactslar mAaat Vel Inkt to oor <tent% and lier th* ~et ral» d a emttnear malugand Indis storm beid al te firm. - We afat agamie el» 'enne fleemden and annlan ponnen tem n coraderaien ke ander aard sanicet Aa, s, georii. to Me ~Jat funds Bane fox ~IS napad hoen mende stat n t.* nual lund and n ~0 dolla an xen »tod onteer-neb« d scans at trolonakeednle hodna ~uil funds cd the ind tarn y - kis addtin to onentsint .eenml n ~echo. wit, te sale ee di:bh:das d nuk,: orrnds and aw naamml Vult Vn todl <Ier" we asla arldute Wn. tetelre thltint;1<o~nontal asvr inard the rourarcenmaref undenwang ne murw orerace, naar: c& tem notm* gatpi',« ee spanen of the urmt frop~et Ilvat toltdattouTO - h addein to (Cernsneenrettnid Inals the ',stuw and tab c# townhret fint. we ander ar altist/ name an assm.based ~oe ...ing >timen, han NedShires dxria.dors. as well as fundrg (oe teehnology dnelopmem tranig ni edutabn - 0v ankes aho reces, valeg tomristen ad diner orepensatn: trom melral toot ad ruse ~ron« abn rroárts wo dintbn - Wi. ment corroonsat o, Iran U95 Bad USA. LeS AG Serdord)anch and ncnaff dand bras tØour<atasmeppo7rm 1M ~wen mal be a ~TM, pa scan fee cr mw bet p («moge ot &war daly &poot bil ex., Mieke Mermaison regsdnatommnsin and ah« ~ges incurred in ornecticn met Ine ave iatOn Ot tilde:. ""eg goten statte.. nxban ododed oninruhons prenauskr f "red toas. and wil te proaded to >cu gromoWI n naar', Short Delling you bosgard n short teling a searay, youmay mor t dage dut 10 <slab bonownacoott a V•41 Wn.» sandfa Open Mus Ptgadrg open ce • god idlannkt ceders to rorol ettard bylts namat date, open boy and iet slapaden re redend by the amant cd erodends ante ar not dnidextt cr engen date unies nansord ~ome by >at You re respornbb lor aan lhat are ecntilècl Cbt to >ar Wist to <and ~Ping toen aders Irian To obtan a con ol at arren Geen Privacy Notke, ofeneconlast yota FnrxialAdC/Ce er vet of «thee ai »vr* oas rnmronvaroote - 16$ ranja' Sein, è not *brik th Mg aren Servers Account BSA ard MAA we brokene accounts witah pand. Maat tO tordong terras ani proins tiran. arrangeert, inm :Ahmed bres ad orer thid.pany brat andpronkt accets rarance and anrorty vod" isved by ~HOOS ThydSatty invane ~ron trast ~arre ageny inhedvins el tin Filmt Senkes re. - Ma-oneer, nuancg ani muts proton - Mot FeK rand • No bant. mg:~ Mal Ine vale - tMA Aftorn Itnagemem Accra" Binnen Sete Account ESA. na and nternatenai Retort* Mala-r ent Acco.re re rentend sene maks d Lei Franul Smeten b. - VISA n a regittmed badarak owned by vda Vr:amati:aai ~e Miauw and ~d Lede< kent the Lei lot redte <ede ard thé ISS Visa debt con se woed byLe5 ean• USA with Menno+ franVna V SA toog:~ Marot udraks, moetend tradernads. servet mets and raggend sernce nurks re of 'hei respect:* teerpan LOBS FnandalSorviow late ton 20IBIO SDNY_GM_00325282 EFTA_00 198057 EFTA01307323 SUBS Des Financial Senesces M. Prwate Wealth Management 299 Park Avenue 26th Fbor New York NY 10171-0002 CNenC6S296750619 412 vi 0 Account name: .1-1151.AINE MAXWELL Friendly account name: mdiv CheckICar Account number Your IRnand/A Advisor. SCOTT STACKMAN/LTLF CA SRIEL Phcnc Qtlestions about your ittnnient? Call you Financial Advisor or the Value of your account RMA Resour«Line at 80041MA 1000, accoun On May 31 al on lune 28 (9) Your assets 50,000 00 49,969 94 Meitner wobsito: wwws.bscorrygrsancialsennces Your liabilities 0.00 000 Value of your account $50.000.00 $49,969.94 Items for your attention . Help prow yourself from fraud and resew bank, credit card, and brokerage statements regularly. Also, gel your free credit report annually from www.annuakreditreport.com Tracking the value of your account Resource Management Account June 2019 HISLAN S Thousands 716 Ott 2016 Dec X117 Dec 2010 mar .2019 Dec 2014 Dec 2015 41.9 49.3 SCIO 500 Jun 2019 Sources of your account growth during 2019 Vake of put iKcount at year end 2018 Net depositsad wthir &NM Your imesvrent MUM: Oundencl and interest Doane S74 36 Change in market value $000 Value of your account cm Ana 2019 nansise 149,27095 $62503 Member Sin 0.1170003026529675 W10003019.2 00003 Ceo 9030579034 v123516550 ii0020 Page 1 of 6 SDNY_GM_00325283 EFFA_00198058 EFTA01307324 SUBS Resource Management Account 2019 Your account balance sheet Summary of your assets Value on lune 28 (1) Account name: GISSLAINE MAXWELL Friendly account nom*. inch Check/Car Account number Percentage of Tar XCOunt A Cash and money balances 49,96994 I00 00% Your current asset allocation B Cash alternatives 000 000% Value of your account $49,969.94 Eye on the markets Index S&P 500 Your ritspcial Advisor- SCOTT STACK MANI vi F CAXPIR . Cash and money balances may include avaiable cash balances, UBS Bank USA deposit account. U8 S FIX Insured Deposit Program Bank accounts, LISS AG Stamford Branch deposit account balances and money market mutual fund sweep balances, See the knportantin fonnation about yaw statement cel the last two pages of this statement for detals about those balances. RuSSell 3000 MSC1- Europe, Australia & Far East Barr lays Capital U.S. Aggregate Bond Index Interest rates on June 28, 2019 3-month Treasury bills' 2.06% One-month LIBOR: 2.40% Percentage change h.rxe 2019 year to date 705% 18,54% 7.02% 1831% 5.97% 14.49% 1.26% 6.11% CeP70000X6S2B676 tle70003019.2 00033 051903057%04 sit 23576550 110000 Page 2 of 6 SONY_GM_00325284 EFTA_00198059 EFTA01307325 G/1.7 Resource Management Account UBS kne 2019 Change in the value of your account Account name: GFISLAINE MAXWELL Friendly account n ' Account number: lure 2019 In Year to date IS) Opening account value $50,000.00 $49,27035 Deposits, including investments transferred n 3,722 53 31,946.25 Withdrawals and fees, nclteding investments transferred out -3,762.47 -31,321.22 Dividend and interest ncome 9.88 74.36 dosing account value $49,969.94 Dividend and interest income earned $49.969.94 for 0up0SeS0 tra Steles-rent laratalty or inteleS1 end d.43tad IMOrne has been &tenoned IrCrn a LK UVOrtlal Mannar* seed .490n the residence of the account hddel. <mount tare, or papa, type. scow interest ands dri*nd parnents may not be stbie0 to United Sties (US) anda nano neon) lexotre !MS The (bent monthly Staltrenbrt It MI blended to be used 091 cannot be ,teed spar Joe tat WPM, . denim snap refer to the alsaKatre to resorting foot they rereire flan UBS bandy. loth a the Forms 1099 aa the FORA; 480, foe tar reporting ink/CASCO it It the Orate Of IRS to fie the indicate 18( reciOnel9 loins with the US internal Remove anise ard PR lieauly Department, ma in SuCharmS accurately delay ((vane ands intern" alai Pane or Wane inCOrnt Real rOrail yal oxlvdual tar papal:. Kra 2019(R1 Year to date (4) Taxabb interest 9 88 63.48 Total current year $9.88 $6348 Pr or year adpstrnent 000 10 .88 Total dividend & interest $9.88 $7436 Cash activity summary Le Maoism arum), tha montnIu dna fiances in your Swamp optics we included in the opting and chain; baantot rdut (Did imurance appas todemon at UBS Sant USA ald al bank; partccoOT9 n if* UBS FCC Vtsuced Deposit "gain. n des not daty to deposits a UBS AG. Starnald SleC prole< ton =04: to money market :weep fund todirgt but not dank deports See Important tobematsan above yout :Innen< Ca theist m ohan: d this ckcLenent kr deists. June awe IS) Year to date (SI Opening balances $5%000.00 $49,270.55 Addttons Deposits and other funds credited 3.722 53 31.946 25 Dividend and interest ncome 9.88 74.36 Total additions 53,732A1 332,020.61 SubrraCflOnS Checks and bill payments -3,762 47 -29,220 16 Cash/ATM transact ons 0 CO -2,009.00 ATM fee rebates o.00 9.00 Card payments 0.00 -10I 06 Total subtractions -$3,762.47 -$31,321.22 Net cash flow -$30.06 $699.39 dosing balances $49,969.94 $49,969.94 Year Msaadal Advisor: r SC TT STACK MAISTLYIE CASRIEL 0.70001046528677 14,7000301W 0403 051903057S404 YI23576550 1 10000 Page 3 of 6 SONY_GM_00325285 EFTA_00 198060 EFTA01307326 UBS Resource Management Account tune 2019 UBS Bank USA Deposit Account APY rarest period May 7 - Jun 6 Opening UBS Bank USA Deposit balance May 7 Account name: GIELANE MAXWELL Friendly account n Account nuirsluir $43,559.47 Closing UBS Bank USA Deposit balance tun 6 Number of days in interest period Average daily balance $49,969.94 31 $44,541.65 Merest earned $9 88 Annual percentage yield earned My Choke Rewards Points from UBS 026% Rtwayls pants ace reflected as o/ the 26111 of the math Or the once Wooers day if the 26th f Is on a oreektnarcirday Reward: pont acuity dna can be found on vonwcrtdcomlonAnoreivern lune 2019 Year to date Opening balance 7,696 Points earned 7,594 0 102 Closing balance 7,696 7,696 Your investment objectives: You have identified the following investment obiectives for this account. If you have questions abniAtheSe Objectives, disagree with them, or wish to change them, please contact your rnancial Advisor or Branch Manager. You can find a full clesotiorim of the ahernative investment oblectives in important fremiomiotton about your statement at the end of this document Your Pkanclel Advisor: SCOTT STACKlitalif LYLE CASRIEL Your return objective: Curran income &capital appreciation Year Ask profile: Primary. Aggressive Investment eligibility consideration - Non selected Your account instructions e Your accant cost basis default closing method is FIFO. Ant In. First Out. ChP700060C6528679 mm000301942 00aCO 0619030575004 YI 23576SSO 1100[0 Page 4 of 6 SDNY_GM_00325286 EFTA_00198061 EFTA01307327 UBS Resource Management Account kee 2019 Your assets Account name: GHSLAINE MAXWELL Friendly account norof in.. ~Line Account number Some erte..exeree ondcvrml eallt$SeCean may be ~Smart Ay a reset Tens andtosses mat net te tweedy reflected. Ser important edam:0m oboe! pea at Mann d the end A tuts &comet for recut intonation Cash Cash and money balances Cash and enemy Craloncer may «lock name cast. Wren. OBS Bar* USA depasit account Marton UBSFCIC muted Rogan84A Waxes, uBS AG Random Branch deposit account b axes andirony rnalrel maul Land sweep beaks Set the important often, soon atout >ow ~taco at the end of this document fix decals about few taws liddnd 118S BANE USA UP ACCT Your total assets Owing balaxe on aunt (I) S0,000 00 Closeng Mince on tun 28 (S) 49,959 94 Value on ho 28 (0 Your Ramtid Advisor: SCOTT T KM vi 'MEL UPS Ball USA and SI bib FraC reused RoganBank ckpast await bdakces are loused by the FDIC oliNn asoricable I entt. bur ate not aceecied by WC uBS AG Stanford Btancn Awe xenon, Octoroon ale not enured by 10IC arc se not ran-tea by WC Morey market Sweep Imbrues are sedinted by RFC but are nor rebored ty the roc once per share average Otidencl intend Dar re on n 18 (1) rat period permed Cap imam 0/ 2sop:o.00 Peccentage d Cost Estimated Unedited your accounl betbos) swat Wane 01 On« loss (0 Cash Cash and money balances 49.969.94 10000% 49.969.94 Total 149,969.94 100.00% 149.969.94 Account activity this month Date Adldty )tt, 3 Transfer Total deposits and other funds credited 63.722.53 Deg opt on FM Y1 23575 0100 3.722 53 Arroont Deposits and other finds credited Oate Amboy Cep option amount II/ Dividend and interestincome Takabfe totems! Pm 7 Intriont U8S BANK USA DEPOUT ACCOUNT AS OF 06I C619 9.88 Total taxable interest Total dividend and interest income Due k :tries 3w3 Withdrawal ACH VV1THDRAWAL AMEX EPAYM ENT 3.72253 till paymenb convnued ~romp° CM1700030C6S28579197000301802 00033 OS190305791:04 Y123576550 110000 nape 5 of 6 SDNY_GM_00325287 EFTA_00198062 EFTA01307328 UBS Resource Management Account Kne 2019 Account name: OHSLAINE MAXWELL Friendly account name:indv ChecklCar Account number Your Ilnaadal Advisor: SCOTT STACKMAPILYLE CASRIEL Account activity this month (continued) Oa, apiary Description amount IS) Bill payments (continued) has 4 Wthdrawal ACH WITHDRAWAL UNiTECHEAL1HONE Total bill payments 43.762.47 -3994 Ord laws for man Attention: The rew UBS Visa Infinite credit card is here. piked wets exhibit travel benefits. more rereads aid mat of was you lose. incluslirct artraardinan y personalized service. M shown* clad in metal Visit tbs «Meunier* a can us a: 8133762-1232 lewn more ranerum Payment are easment Oue OS. Cads One Amiable C r(dt tine Outsumang biome UBS Km credit carMs) payment in formation SO 00 S35,000 00 135,00000 1000 Tbs omit cad merededn UBS Pay °eat Card feature and WI automaticaly te pad from you; account. Your payment 6 scheanto la luy 20. 2019 We prom*IPitidonvalon on your UBS Visacads card sclely co a courtesy to sou. The 065 visa sleds cad and worms ale issued by uBS Bank USA UBS Orr; USA send you the aka stamens fa this account and you shald able your barren, saucing to Their III:01100M Wedo not include your osstaidno each cad baarce in the roue or you amen, UBS Amanda Senices inc Dose Annoy Description Amount IN Money Minna activities May 31 Palma forward 650.000.00 Jun 5 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS Of 0004119 -3994 Pm 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 06406(19 988 Ain 2S Closing UPS Sank USA Deposit Account The oft; Sank USA Oepo21 Account r; your canary :weep OittiOn 919.969.94 OW7006006528690 NTTO;30301942 00a33 0519030575004 Yr 23576SSO 1I COTO page 6 of 6 End of statement for account number VI 23576 SS SDNY_GM_00325288 EFTA_00198063 EFTA01307329 Important information about your statement LBS Feureial Swam et (the Firma LBS Financed Sane«), if a member of al panful seamy, cowncdty and cotters tahrges !SS Finamial Santos and LEG Bart USA ace rdeed sidatclanesed UPS AG red affitales of U35 Smuts U.0 the Fim's frontal statement 6aakOkØredunst the f rin's main. offas se at LBS Femme' Sehttl Inc. 1200 Warta Boulehard Yanhardem N)020136 IM narreul nigaKaillt ore oltrial mated ot >or LBSFMintial SehteS WOunt Gibe. MCCnit. etdil oft.c la downerts. tonlanng corøldrig clairs/ixid na be relied war 8 you bales. thoe 6 snara of *mason. glean moat it rrerredetely ri writng to the Dearth Manager of the office wen; sots won AMew.r al hams down re ridded tote acctraio. slalomed data dad na be mad fa ta ~es ray "Z $" )ratta bar Itimt, Oa. Form 1099. 5498. 1 . tic hynat anlang men the Fan if reared by taw to «pen tote RS amtoter drmlande, reportable n:n-tenabk cfrdends and tatable :mots, caned alias«, held n >Oa want. net creed, on lek !WWI at. rd (0,1 basis on calm covered oxtailpm. Communicetiem with the fine • Item et.contireee aryaal carerundabona i, ~top tofurther POW, >OP ntin. et1-dr9 pow Mot mid« We Senates V•44101d,04«1«, An A.) • 11 T110 filPICG1 matmen on,e lop tell of re trot of teaknu is rot LBS Fairing SAKK. LIPS runNal Sams CM*. yOur ~all as <term Ør by arra-gmere with the rek.md mina eon We nformad >cud the reteanWP ethenya ~fled the Wan In to case. or, fintal and seosites se laded d UBS fnan<ui Semen and rid the nvocliceo bider. and pa mad nuke a report d cryonce a mown to both Inns • Az daubed r. We want arements. >a ma! rolAy m ot any ends oe kald nal ng dwelt reflected on you slidinaint mom 30 da. aha d tow makta made ~Lt. • Dom Oral arroMaidenplarda a ~nit to the ren's Chant Maims ~ant at 201.352 • I bed a waken, ft BOW SAMI03. 800 A.V. Io600 P M. Fr Merdy Thane Friday, a in an ad«, LW Framt Stiodel km., CIM ~Km DielnalrAdt. P.O. Bo. 766 then Cdr. 141 07087. • Al staitmenls shall be darned ~plea a-daunt å not objected to n nerd withalCC dap • fa TTY services. Cat 844412.09% ot fromabide Ina U. 0,1121)1.752.149S • b case of won a aestens *at antledrork lada rusler (U'Tt bli parent cr LBS Una* debit cad Truchas; cal 800.762.1000. Of web UPS FMmW Stowe yes., 10:(1 Radxt ,6t1Ø. Wishanken, NI 071/4 6, Mtn RtAfer8SA Swot Ca milt a sØ n tau can. 4 pt fuleyo.t statement a meted is rand or t you need more Morinsen Mix/ a transfer en he stmernent 'En" le Fran or Cad bluer (as applyable)mati her from pa no tit« than 60 days du< the firm COI )dl 1/V41dt1 coufficre al våNrch We Ma or Problem aPpeatd. - hoed ycm name rd wont ant« Gt any) - Data be the error or the wander ~X.~ abet& and mpLin at dere of y:d oh/ tau blew n h an WO, a why you ~CI inn Moen/lien - horede the dells rant of the waned era the firm or Cad banturei nvesttote ma emplane and oaf owned sy end prareatk For raped won ~Mg LEIS Wfa•debo cad tratactons. d we tat mom Mr, 10 banns days 10 a Ma. we Mllmdf nesa want fa the anent you eV* it n MOI, so Um you vid hiet the use ol We money dureg te taw '41%1610 <Øe as inelleparcn flea mat all &ads payable to therm or the fnancial nfittLacn ndcamdd llfe Inca cf ihk statement in addition to mats '<cc."r. Ices, accoums may be P.i:dtft t01113~* fees, duge; fa Ix* parent ter secure« ymyhases and (large fa u-pael rana n cash womb A«orrs that ate transferred wooer ~ratan may be strbea toa &nit ide WS Swap Opticew Les olfien option+ fa meetmo cash barnese to bark depose accorm at nemalleted bats and "Mated baits and wore), nerd mewl Itself OVone~ Depose xcoarcs a1 LB5 Bar* LISA anathraltlyeed banes patio:mein n the IBIS FOP( rased Program ar• ECK-nand n attadote wehr i Crules for mat Momtabon, dere tow were fdygn. Opts* afoul, ei LBS AG Stamford Barth rd sawn d Woe, flatlf Are not imsed ty de fpC. Bad 0190415 re not protected bYSIK Monti fad shares at protected by SIPC Sc. "LOS Irma' Santee APOtid1 ~PI . below. Lori >ovravest bawd mt.bark dopen may be *Wanes. and than et a Wray Turd may be bakdust and the proceeds retired to >na >as ~Nan WW1 Furta ~ors tag ~lab* sweep Options. ndrefma tuned intent trot and yieWs. is astable al mew detfia-nmennialas, born you. F runnel AMiscr aby«atngB00 262-1COO finandolSerdon aocount protection We fern it a matter of te Swarm neon Pnxtdon Castration <W(). whiffi [(ohms M<Yralin ~arms cl anmsrben 0,10 19*000 12$COXO 10C <land for cash> Splaiday bnxhuie amiable wen rea`ta a at war Sao, Tae SIK wet [refection limit apply to 411 waxes that >a hold n a petal" once, The Firm together firth calm aNilae, has abo ~chased supplemental roam We mermen ~et ~CM to al diable dems. <okereeb under the protector, is 1%0mila, at ol Camber 10. 2016 Supt.° to to poky coedit" sd lantrong ban el te fun ri hatt( peOliktird temp to SI 9 miler, in We anteg•aM fa al Kn wants bed n a parlyLlar c 4)3C ty A tut Copy Of te polry ~deg it anglible won hata Hader the SIC ~Men ma the ~metal panta, spar to: • Caftan Inaxial wen ( anroiled by (aid ridded n »ti' &Mu'« wake) bat tea:Iaway Iran LS'S Faunal Sancta 4d eink («lan CO instate acach, nd.dro øw64 ~Ms. and Ghlurts of ~Ill Mt madded raht nacre of the warn held« on the beds of the oam a Orate' am-4), • nestman <m erts a rwesiment merest, (e 9. hintria pattunheas and fordo placements) hal re not !neared Ledo the Sedates Act of 1973. • Coffins:W.~4mm (e9, Weir ~Largo and proems metal <fraud* dildny kook. coalman frCI fraenC4 f1 Odra" contracts. and • Depose accounts Mama «rheas of depose) al LBS Bak LISA. UBS AG U S tranches and [weenie* MK ausa Nposn Pream proteclon and We ~rental prctedcn 00 Mil aws to these assets ern if they aflame apped on yam sidemen% The SIK protedon and the upplernentalprotwion donee pram' pant changes di tri add mkt of yam rwestrnets (Mather 16 a rmu) of market mamma" flere barknot%a othermsel Dividend Reinvestment Program (DPM the ate ref laded n an smear tent YOJ may °Man llw actual ace Imam yuck Inrmrd Atha Gny naxik stern me pi. refused under DRIP. paid sham toil te Ø Jedthem*, will be defamed n yea accost The dwdendrerwesknem ace wooledbe file ',WO ma Mho horn the ~Id ace at raid, te Prot Wars re sot Cadoirelima 0-.4rwhole tat/ma/be held m yam acceme draw se minted loa panel at a nail d of. dmidend p4aseni or ~rm. the firm wi tithe serl wind vies al math ace a adapt al .11114011 Otternted try a nneAtird (knua Ø. ardctedd ~dam ebjectima The madmen objector; trill tamale re Atka IC to *PM account and may batmen yam wares Peas Mum the Fern prormalbr *Ming ol an, siphon ^mg. 41>ea Fatal Fast Oadlcrege ~Inv% fa each want %At >a &ow or. of the °b ang ins...intent chaos; Fro Current Income armstmeres steno the (wady. of acme orly • Aram, CaptarAnywiton emninwes seeing growth of anted, !aim Wen te~ manof ream • Proem Combhabahotwome striCAMPF kip/ e Of lb n bnharerns seeing tads the generation of ryane and pond of primal On& rik profit.» • Con~ SR., Ft? ~Me , pitp41. ?nth bat rid, and selatilty to the adorn moat. can if ta men the want dam not gene, * smnficant titan, a mum ard may na Meta pace ieth irfider, • Moan% Wring to accept tone me ea pfimpal and tolerate ream volatility so fed bare return • Ann:~ Willg to accept 14, rit l*bnixf”I Yd rabtilty ro tad hicp faun are. led • (~2~2 kjaAty Coatelerddie f ~MCI, a pakte d tho ocelot° lot tat accost may Mud., Corp.+ atalagarb Imnd ktudrty and cater vatic% Steam« Totneekrwer We may ccaw-ditt eel fetdeci want ~as wit the tame alien in the same enelepe. e.g. because they hue 01~3 w1/4 1 abc manta, pen wont relate...hen *ehother clot el the same address I >a prefer to recent rid /dad 1131~0, 11 mailed re update 1•11.N01:01, you inarcedne homer:kW) by calrg yea intioal Mama Friendly moat name BE Nerdy Iranian natt it findttfrdiable •nekrurre• dean by you to did you Witi your sendetana b has no kgal effect on your accost. is not ettakd to reika ana draw. prod.M., rtarrithrdal«,. instalment <bade* a rd mat asscated wit pour «carts. attend a prom« a gamete that weal". any Inamial nnut‘ aria wit be rhomd All tionliniatt norva it. d to; rctØto nik of lots of the era. ems:~ You <an china yen handy want names group °nine te ret a by antactrio your Feu« idAdmix Amara wen« • Vatic of pixo accome¢o~ Met d ads ad litdein. • Aptly ridden dait.bla<ake ben" vat*, ter teWitud ^ 611 (eft), end Global Tine Departs, armload ads malitl, and <Mail 06 etlf not held by the f rm Dots not netade ~ad staritielassets the and ce she prior and °nit patentee prode. panda dentmafek ~ad stock option; and emeemabk ned omens • tatter Wilda' ~it WYK" wowing margn Ion. <real In, than xcourt ~cot • Cx»sdney 6darcie: Total el ~mod ' ,ma:Oh oath telartet, MA &poor baLmms al allhoa rd non-diluted brat dd moray ~id mnal Ard twerp balances, at the doted We Ittael wed hbnionenolty bet wede balances nyo/ wont re nat wattferd from other [ulnas and the Frrn my to ryåd them I Lnds n Wear:Inn core of es banns Weft finch re payable tpon your demrd. WY, total is extded in the omen prod damn value Led% irate...Mt:0" Fer dnxled marinion on the fnis landrig practices mil &down refer to fat Clore Rebtiornhp Agrarem a Accost AP!~ ard fie Girded Tema rid Cade." LEG kalement of Credit Fraction awalabk nAgrene•ext andoecbwua d »we. nn. eenriienimYedito SDNY_GM_00325289 EFTA 00198064 EFTA01307330 Important information Monn your statement (COMmued) Var stua Vett fl teman ~en teost« ad art inn held in the rave at the end f of re monol pta, Vad inry ri or ckhry cd 'uty nagd teot/<«x ane titre Vota rna/ «ane tinalp «ad at ban «Lori atm • aIrd arry balret dit al Innen Arv wcur r et transfered ro tefim dåna the stetimen pta dat 'sted al midel vakrest d the end d the statement peecd • ~brå. In annan/No the <ost basa el the tavles indoded is his la element nente ideated nei the nusla« 'I; LeS Fnaxul Semst halmur ar SortnalOn <blar". hent town*. M'er ovn Les runar Sat«. reludeg marinaenben ~ha arma thr you mag howproeded,o yar ananctal Admor ert garn don not nd•pardweb, .~dyer garnet the x«. ry a .stebyn/ orenr on dorded tys:krasOth« dun f ninOal Stovicet. Øenaha.* ISS Fortol dStrekes genera fatenes ths 'nerven.« t o mened the rem don rot ~e any 41":",14 til** idernalai ~Colt ben' and •Urnedded girl loss' n amer* at os te date ot fad dammen. Atnadr, please dorm rery on his nlarnsIca ao malte prchalea «lo «tennt. Ste lav padases a othenme. A«Otit$ Ustslated lø to fon arry/ fnThtlOtorikon reormalian only loe to dtrod ol Inne Inry se ketl at Itn. inn More hbtaical tå:anti:n can be addedbd >at forrod Adtion. • UiwSind ginallossa neon dau is salabk, esermated vee*td pennenes se «kultal kr hin:tut savry lolt The traneorm dau kr edvd-o? kes ~lor ~inc< ml kot carensstaen Argot yte to:umy toorgri:x.on ~nu Ortdnd ard alna' mai Ion e.l sytten< ~ha« bli ro exheardned to dialw asexa.0 lot Th." Trade ditt' <Menn ~nes an adnlIkarnetnn trade dale • [Sable suudtlid. Bads ed drilined mak due the Muer <ah for eatrai ~ion nil be wIested inarbalkt by lot kum geargal storities d thea bad held nou narra oe nnomi-ran». loe os etems Cal fea« edcernikon is obtared kom *urd pens ed as xosacyn nol ytra/leid Othie <SI kares my/ enn sten «Ja elta /tek; Øka erlarnaccn ml Ot bon ed kcon rognen • Pennivalua Proes notated lettvint and dh« pratets mai be hør of bar "ante ote that yanyould rena,/ monn in tert marka! troet an <bland from vara.o tid Party 1~e5 astuth vat bele« to be «latne. bul ne do at ~ter aatnact - %Ve gentral‘• un the clasing pk* stie »dobble a the ~ot nobel and ask pinen la åsted wo.nbes and wiren, a anse bilpen la OTC savnet - Lete With vadd ~ant rovry ba pestl verga valsen roxkl « the mon nemt pr« va cbtanel ed may rot edle« n actual maket tete vaks - Calsn pasbirn rna, sper %valdta a dit rid val ~dd al 'tron *and solide d xe kneble to cbbn a dia lar savpy- - Otoosts a stormes «nomne«, in orren« othn tron u.S. dettes ro erfladad Att» er‘hang• rate and the strimen date - fit «nett '<watt frode, n non- <ord ormn; detantens, orce ard stumby ode raa) may hest bom zjusted to trena doper ratata, . To oden neten antatram. *hon nalabk. antatt ysta Faexul ~or • hamla ~Men and strand produas. arna« ~omet sannhet (inc 1.0i-9 deed cel<vaace C.09r4ni Ildrer 41Mitt tneltrntnl "Ot ,maie,) ed Stnt1ttedttoclacti re grer øy hi" , dånid. Conan ttructwed ;raid, hare not bem nnasurod wen thi Settet os and &dump Ccerenwir. c, Led« ry gale ,etsilo, b« Ytt dov« estensed valtet lee rende rwtmree senatet ard .vannved drolucts ta matutal ~X« stry Lua} 4 not Qua!~ - The,* V.~11,1" tilli« Slbfeb‘bl../ lian "g." d tty, Altinh a dorane ennstenent smir «Nekt& product may te baste a ,ok and do not natvej rna etere the var su mei 'neie town Souidaton. - %ed orry estimat« of vas se as ei • «elan ebbe and re supina:110 OBS green, Savnes on a n9ie bann by r. edroenket "anion Inn - infus. ~ai panne dtp:neo, enenone vasut d ry. an smaglend toteFim by the nose "ideal panne a panta and may be cablated basdon Mue.« slamran Ken Ikr taut by tend penes lo Aries rer *simrad «bes - Tau tan clatain addia‘al recrmaronrectrofna ter ~ntnJAw used to deturene the egn« cl van ed the dne ot kw ntomationthat n. the basis lat the nem« by «ot 'degn:« inancol Actmor - med party orimaled vak« may br rilkeatd as 'Nr 'mad' in anda, sauaant• Mern an rdapardee valurna lem hat rot ~leda d ~10 togn var ~sve bann isse tat te ~eit evt« hal nestred *tat ~alla Ott~ ~ltd ralle MO nuen«. Cn sten a aha na/d be htglily tpeolatme dat 10 The na« cd dd x<urty WhOri atter an 49~,~11 favner of cperace Moralad vas ror a tirdnany *5131,4t «i ert6 prowdat the rat* of tet sawcy *11 be deira< from ts north.« proo - 'Onerteit om to date' mag «lyde reiwn el cruita norne a bals ▪ 'Ordrui unit sve Mf ~II tea Mill "ring vice p« tM end myrt retten Sota ant bnr, - OPP sd winied Kfr tec-es re ra leiedon a natienal Nore« ~e, and re oms", rlaaSd enaven i reir can be fold. the pr« record may be less ta, to pr sive romred raka, pramvod ri the .tuen stitann • lholnetad ~Me ir «CM. <K✓it 4144 sønwaty n nok arriet .ligar sa purk oh Les Fna-cul Sav«, VIK the minken inn ol te unestrnted Rak d the same oson as an indied vals la the «nekte/ slo:k perpases of ffid itekonnlody. To *e Meint lita innlot led ,ase es se elgble for sak. the vake wc- Nedmag be ubstentitla, kan Ihn to notred valestonn. • la (estrnated) nonne. ~tnt ytekis andra«. An stenre Ol ruur stane is boide naten, dinitro ed ~alet. as(~ie *tant vtil be held fa one nr kom eten« dale ce «ml trotwcy Bu Kalla» c (ny a guanYlan anti/My ad cannsd intimt re not guarantond Famne rour mane and turnet raid len ((*.antil«, Ot se(via, ladd "bade ard" Cd pastel a <Milt (»n n dtith «utbe esi ;mene ferd tunene >jekb saud be ~skled - Estimated null «ame ed <rent yOld and me attra ncome ind y•tdd enste be denet or heta Ill the eftent.:1rIC‘nti - An *rima« ol an-uared norna (dvdord anda intenst) dieded ty Meteren matet ~bere bale« c bxed anten lase dvdond ce ment papmm: malt by ane nosr and anm, n<wibeitavosts ml be nal krone Åram'/ kan te si senere dele unblrnatweY. Atoracy cortiand eld se not ~enfold. • Am« not hold by VIS Finsodd ~Gan Cedere, essets*. rot held ty the fim and not *Onn the lamt ~tiri or conrol Thtne «nes are deplayed on rot summene for rammes:rot Nipa« celt' nations and vas prasnad re proidad by tt Murt; lem UBS lnantui Serai es not «spent« log "5 rrormaten ed don ra grenlap ilt seurey. Teie adels se rol osteoden by SIK ame Fnys tfairamental SPC co-enge • Rana« 'hating and additdnal cariptenalion - n /Meies to tomensianen saks and I 7.b. 1 lem mened n annedcn vitt, the doerbdon of mad fu-dstoor doenes sve råa os rikse mais nerts Stang permens Iran enerusts anda adinon ot he trawl Lan Tat ne Ml Ten« artst re bred a. !na «kront aeriznemst it* xran of sake by UBS of a Pi, is b' MAM, 'ltd falli!), b ca dimt% and GJ thi asal eas d a tairtrculs ~lue land Isturs seden held al te fim - We ir4 ov .akse abe ramn. ~node° ard antas Vanleg leet et conntletal on kr unte nem senitet trot no~ to the maal herdt Bete ben genet" re pad korn ~Ved satt te ~valland and re a freddons annan baud notene-unt« of scoret at lestbracerokale holding ~tal tide of the ind tao ty - n addliri to termnisions «temd n ~ion Mf, te sale oe didrbution d zenuly <onkel. ed emestrnml Inni tnt Intity ne anda at etdo k mars tener.* skrina CaratMatran anan inry cl the ovne ~arm untkasang the Anny actraan. ~ras d tem norm« «spane, a spendt of the une ~nem nut« mdarbust. - n addeiri to «emmi^ n<etnd from the ~e and taka d NeixSheeslwds. sve »Ia os attlate «amtet asv~cl osen. storing beament from NntSeures clarldulort al well as hantg for behmkgy cleselopmem kanna ed *dues«, - Ces Stases aha recewe badeg convisnatt ed odner compeenabe from niluallirdi and rare« «spana ne«« doaett wo dicvbs• - Wit nano cardermat aska, Le5 L6A. ISS AG Suredord &and, ånd nonallitaNd birks *rost. our cash snemaprogn 1P4 ~ti-Anrna/ be a ~Mynd ~i fa ce rnay be a paantage d na« dale detwot banes Actbrity hfurniron regsdn; commroons and Ød ~g« nemnd n ornecticn mei the enn-nonet vas. nodeg oden vercaceons hann ncluded on Catherronoro pootautkr kimono/4 bra& ed soll be leonded se sa damdy rec/e' Shon odling you re4~d n troet «Ing a tentay, >ar c y, may ttlir reipe &e lo <sten bonowna costs a thr betale savn/ Open «dm PoBr'dn9 open cc god talcaNekt adm rot vide not eanAtd bytre noment dale, open buy and sel dm <rim re nedadbø tie snart ol aude* « eiret ar an nedi udends or n ords date unless nansted otre« by su Var re respontiat loe aden Kr re tend de lon:ur båre lo «rod naging ccm arro. Pelen To obtan a copy ol at ansen aen Prieacy Notke, desse~ ytt. Frv<ieiAAoa a vet at «duste ai »my (....,......romuneaset - LIBS Fintyl krotes b rot abank The BMA. Elanen Seim:Acta-tnt BSA sd IRM re broken, at<ountowturn pta.* stant to balt ing «coat and Frodris le~arringen«, wen ~sid brik sd OT« «teboa tat and stanke sant to 'arne and anrorty dat" issyd by ~titanen tedory muene ampanns trast mure« serey surdes« of IBS Frontol Sen«, he. - ~annet, narr«, ind sn uby Vadt% - Not MK nyed • No barn gnitre«. Mal lose vas - MIA Retaxa Minhoemem Ada" Binne« Sanitet Accourn ISA, Falt and raernitaui bunde Manaament Accare re ressteed sav« mrs of ISS Anenat Sonwn Inc. - 'dSA n a regrtwed Vadanark *mnd by Va Mens ant Sev«, Amauten ånd utad Lede Rense The ISS isa «edb ordm ed the ISS Vi« det« CJIS arp nand by 1.85 Sel LISA wen boanise, Iran Via U SA Incorporated Mod'« reootsed kadernins. savet mettf ard «grand sein« marki re of toe ret~ «ropar«. UBS FiainedIStreicaa Pa ?OIE«) SDNY_GM_00325290 EFTA_00 198065 EFTA01307331 Eta UBS Your Kneaded Advisor. SCOTT STACKMANILYLE CASRIL Phone LiFIS Financial Services Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 A$26000392197070 VI 0 Questions about your statement? Call your Financial Advisor or the AMA nesourcelme at 830-AMA. I COO. aCCOU Visit our website: Your investment objectives: You hair defiled tit investment obrectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Finanoal Achnor or Branch Manager You can find a ful desolation of the alternative investment objectives n important information about war statement at the end of this document Resource Management Account July 2019 Account name: GHISLAINE MAXWELL Friendly account name: rna,tv Check/Car Account number Value of your account Your account instructions • Your accost cost basis default closing on June 28(S1 on July 31 (1) method is FIFO, First In, First Out. Your assets 49,969 94 149,448 50 Your liabilities 0.00 000 Value of your account $49,969.94 $149,449.50 Your return objective: Change In the value of your account CUITent MCOrne & capital ariereciason Your risk profile: 2019($1 Year to date (S) Primary Aggressive Opening account value 649,969.94 949,270.55 Investment eligrbiliN ccriedelatean None selected Deposits, including investments transferred in 130,030 06 161,976 31 Withdrawals and fees, including investments transferred out Dividend and interest income -30,56199 -61,88321 10 49 84 85 Closing account value 6149,448.50 $149,448.50 Member SIPC M260001000092197 P260X02466S 00002 0719 030579304 v123576350003000 Page 9 of .4 SDNY_GM_00325291 EFTA_00 198066 EFTA01307332 UBS Resource Management Account July 2019 Account name: GHSLAME MAXWELL friendly account name: Intim ChecklCar Account number Your Maeda' Advise.: SCOTT STACKMANLYLE CASRIEL Cash activity summary Dividend and interest income earned set *roux .crow end monenla mean adarres in your sweep boons are autided in de cpenina and doting tames sue. iDIC insutanCetpyres to dettadS ER UBS Bank USA and al banks pankamna in Me UBS iac insured Wont Pecgan. It &net not aXii dePosilf al uss ACA, Sla910KI 91910 • 51K protection aaclets to money redeld 'hap fund ntlaIngs but rct bank deposit. See mocrunt inforouton spout wor statement on me !an trio cow d its dot...nem la deer.'!. Jury 2019 11) Year to date 11) Opening balances 149,969.94 $49,270.55 Additions Deposits and other funds credited 130,030.06 161,976.31 Dividend and interest income 10.49 84.85 Total additions $130,040.55 1162,061.16 Subtractions Checks and bill payments -30,561 99 -59,782 15 CasIVATM transactions 0.00 -2,009.00 ATM fee rebates 0.00 9.00 Card payments 0.00 -101 06 Total subtractions 430,551.99 461,88321 Net cash flow 199.478.56 1100,177.95 dosing balances S149448.50 1149,448.50 for puiaccesd IN: deterrent, totdallty of interest and ckndea! maw ha been cklemined liana US tar lcP91In3 OetsPedive Based upon the teficlente 0 the OCCOunl bolder. Atouni imae, 01 aortal type, tome 'merest antra ctsdend payrretnts may no be Plata TO W40151010 (US) ante Puerto fin° (PIO mane tares The (herd MOMIrlf Statement is n01 intended lobe used Arid tannest be retied upon b1 tar Pt:paces Caen% ShOttd feet to IP4 arpicatie tnat ripening lams they fe<Hre Iran US$ annualy.9Xh is the forms 1099 and the Forms 400. roe ira eencong infonnaton it n Ine pracke of UBS to file Me apocanie ea, mamma form with the US InIten.1 Rtienue Senior aid PR lreatury 0tportment, and in Such tarred aeosaely bandy rho:lends antra interest ea tar e,err$ of tante wane Herne consul ran nchedual tar meow July 20193I Year to date (11 Taxable interest 10.49 73.97 Total current year $10.49 $73.97 Prior year adjustment 0.00 10 88 Total dividend & interest $10.49 184.85 UBS Bank USA Deposit Account APY Interest period Jun 7 - Jul 7 Opening UBS Bank USA Deposit balance Jun 7 149,969 94 Closing UBS Bank USA Deposit balance Jul 7 148,430 78 Number of days in merest period 31 Average daily balance 149,720 97 interest earned SI 0 49 Annual percentage yield earned 0.25% APZ600010003921% P2600C0.246SS 00002 0719 030575004 Y123576550003000 Page 10 of 14 SDNY_GM_00325292 EFTA_00198067 EFTA01307333 *UBS Resource Management Account July 2C79 My Choice Rewards Points from UBS Account name: GFISLAINE MAXWELL Friendly account name: Account number croons own ale selected as d the 26th oF Intmaid+ ot the ore tannest cin it the tah tde on a rrekenc today Rewards mint tctlrity dettils can be found on rennet monninewmtes M/y 10'9 Year to dale Opening balance Points earned 0 102 dosing balance 7,696 7,696 7,696 7,594 Your R nodal Advisor: SCOTT STACK MAWLYLE CASRIEL API6OCOIO0C092199 P26000O24566 C0002 0719 0R0STSC04 Y123576550000000 Page 11 of 14 SONY_GM_00325293 EFTA_00198068 EFTA01307334 (SUBS Your notes •>260001000392200 P26605024665 03002 0719 030575004 '4123576550 00X00 ►age 12 of 14 SDNY_GM_00325294 EFTA_00198069 EFTA01307335 Resource Management Account Your assets Account name: GHSLAVE MAXWELL ?Kindly account nanae.Indiv C WC r Account number: Scene penes. exotic and Duren values shorn may be rcoro.irnole As a 'nut twos endlosses may not te amedeB reelected. See important alormatcoo data >our statement if the end of this Dcumere sol /rat ofounation Cash Cash and money balances Cain and notary manors may we wan can balances uBS Sant USA deposit ac mum balance, uBS f DC Unwed Rogan84M Waxes, OBS AG Stamford Boma depool account Waxes and money ~MI nwuff lund sweep Waxes. See the Moor/ant aloneatton absottour Peened at the end d this datvoent foe detals about ttos Wanes, UBS BANK USA UP ACCT Your total assets Crenag balance Closer.? Mince on Jul I (I) onto' 31 (SI 49,969,94 149 448.50 whit on Jul 31 0) Your Financial Advisor PD. usS Bent USA and U BS Flat insured Progr" am* deposit btamt bdantes de leveed by the FDIC Minn ;bitable imp, but ate not pawed by WC uBS AG Slanted Blanch deposit account barites an not insured by fOiC and se not pioteced by OFC Money market sweep balances ate parented by SIK but a< not wittedCy tne go< etc.per share AN•ra).' Onidencl fenny Dar in on Jul 31 (3) rate period penal Cip amount (S) 2504)C0,00 Percentage d Cost aliment) UneettIzed your account bald (I) anno infant (fl »nor loss(I) cash Total 5149.448.50 100.00% $149.448.50 Cash and money balances 149041.50 10000% 149045.50 Account activity this month Oat Adhlty Cfernmion Annan) IS) Deposits bad other lands credited hi 1 Transfer FM Y1 23575 0100 3006 JJ 22 Transfer Total deposits and other fends credited 3130.030.06 Fil YI 23575 0100 130.00000 Date ACIlldry Desct+poton Amount (5) Dividend and interestincome ramble pnrevesr ILI S bleed UPS BANK USA DEPOSIT ACCOUNT AS OF 0710919 10 49 Total taxable interest $1049 Total dividend and interest income 31049 M260[01000392201 F26C00O24665 00002 0719 0305750)4 Y173576S50 00300 Page 13 of 14 SDNY_GM_00325295 EFTA_00198070 EFTA01307336 *UBS Resource Management Account July 2019 Account activity this month (continued) Account name: GHSLAINE MAXWELL friendly account mat Account number. Your Financial Advisor: SCOTT STACK MAP:LYLE CASRIEL Date AylIbity Ctsalphon amount IS) hi 3 Wthdrawal ACH WITHDRAWAL UNIT ECHEAUTHONE hi 3 Wthdrawal ACH WITHDRAWAL AMEX (PAYMENT 1.53977 . hi 23 Wthdrawal ACH WITHDRAWAL AMEX (PAYMENT 28.98228 . Total bill payments 430.561.99 Bill paymoms -39 94 Card Items for your Attention: The rem U8S Vria infinite credit card is here, packed wtheiciowe trawl benefit, Wit rewards and more of what you low. includrq ortrasedinanly peesonaIzed smite. Al stoning'', <lad in metal Visit sibs ccolvisinfinite a call us at 888-762-1232 to learn more Moan" CSYnnent Cue fasmem Due Ate Credt ine Avolede Cfmlt Lint OulsTaxing Wave UBS Visa credit card(s) payment informa6on $0 00 135,0130.03 S35,03003 $0.00 We peon& Ins •Monsico a* your UPS %IPA cads <aids Oily at a counesy to you. TT* UBS IAss clods cad and accoum ace issuedCy u0S Bank USA UBS Bank USA sena you Thy off 0.1 riaenswit fa this xecian and you snood male your pageant accordkgto thew 'nurotten we do no( old ucle year OUtslindrayfrecil cad baance in the Taw CO rat account with UBS Finano4 Samos Inc oat Annoy 041000441 Afrnag4 IS) Money balance octivitits Ala 28 Islam, forward 849369.94 M 2 Deposit UPS BANI: USA DEPOSIT ACCCVNT 3006 hi s Withdrawal UBS BANK USA DEPOSIT ACCCUNT AS Of 07(03119 -157971 hi 8 Deposit UPS BANK USA DEPOSIT ACCOUNT AS O4 07105019 1049 hi 23 Deposit 085 BANK. USA DEPOSIT ACCOJNT I 30.000 00 ha 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 07(23/19 -28.982 28 /al 31 Closing UPS lank USA Deposit Account 6149441.50 The UPS Bank USA (Strout Account Is you' canary sweep 4%lcm APZ60001000392202 K26000O24665 E0002 0719 030575004 Y123576550000000 Page 14 of 14 End of statement for account number Y I 23576 SS SDNY_GM_00325296 EFTA_0019807 EFTA01307337 Important information about your statement LDS Dunne Straws the. Oho Firma UBS Deirdre Sonnet re a muter ol al Knape uoety, cawnceity and options nhans UBS Enamel Seems and IRS Bart USA an rdrect sLbsciartos a LDS A6 and annals. of LOS Unites ILC the Pim% runnel linnet Is wobble nal fortune The Orm's menet.< °flat ore at Sense, sac. 1200 Warta Boulevard Wethanlan al)07COS IM ttirerwl reite•centc the or*, atrial weed of you LDS FNMJI Semen ac<ount Gibe. records. 00a *NO tit, <lawmen. tonlsong coracirpc s1/4 4A0 roe be relied an) F you bele* thee 6 mare a racoon phase repen t nierechately n writng to the Bergh Learnt of to office wren; on cgcoLre Atha* at tgures down we Mended lobe acatale. Mann( data ahhpM ml be used for tar roTOSOS terry T eysthlri -md lonths (se. Form 1099. 5498. ).A•O Fran, Yoe tar raum the inn n requred by law to sepal Witte KY all untie &neck. reoortabbnntnabb dnidends end to Mato tamed onsecurdm held n p$ name. net croceS, a+ tie transact cm. and (Wt hose, on cenan canted :atones Canthinnlions with the Finn • nesse etc.:Minn ry oral mamm-maces n v.rreng to further procKt you nt.'s. race.? Yew an. the Smashes nasty Protect*, Acl (S A) • II the finitd cacao', on the up ran a Pe Iron of MR Stilethire a nor IBS Felting Santa. tBS MAW Sows Gaffe4 your xcoult at (Wong broker by ware* anti the nkated rata Orr we Sneed you ed the relleOnthia 'henna 004n0thrlattoksil es is. cafe. >w kali MO fectrdes ere totaled t UBS Fnancui Somas ad not We nnodatilg bran, and pa ens! mike a rent of nen a <mown to both In, s • As devbed n the =cost arretinentz yaa mat nerdy ft, of any ewes ce Mad errolorn <heel s reflected on your statement tylluri 30 dip after it was Maeda Mule available • Maw dna° (Worm tariplirdi a Misr*. to the ern'( Clem letaireiSdpinnent at 201.752 • I 6P) toUreo ae 800.35.9I03, BOOA.M. io 600 If thaday through Foley, a in taro to le5 Durkee Streets eft. Clere Rtho law Deperrem. PO Bo. 766 Lhon Cnp Iii 07081. • Al stalemate shall be deemed correalete acne, ii not *bettedto it retro wthil 60 days • for Tay wows. Cal Ile4412.O9% or Iran °Aside the U. Cr121)1.357.149S • h (16e of MOM a 0.aulasS *SPA nett:erne firth bander (DM, by parent a WS Vet debe cad ',metier; cal SOO-762.100a of wreath UBS f na-eul Sweet ter.. IWO Harbor OW, 6th flea. Weehanten, NI 07086, Ann RMNBSA SOW.' Ca or wee n soon as )0.• <an. F>a tot pi statement a recepl o wrong or •you need more nfameren than transfer an the statement a eetept. The Fern or Card hewer (as arolicable)rnee her Manna no It.. thane° daft Mate cm, scot ye/A...fen anew* co *tech the Ma or Problem *Pend - Prone vas nano and =are nude" d any) - Dasalw the error a the transfer su re~ about aro *vim clasS, mow colono fot. blow n K an aro a why pa mod non dorm/len - horde dodder arnme of the expected error. The Fern or Card based nvestore yea <emplane rid stn cornea any erect pro iota/ Foe alleged man nwhng IBS Voa•<kbe cad tresacto-o.l we tee crone the 10 Penn days to do MC, we oil melt sat attcatt to the roan you thric le n mot. to the] waived hiss II. use of Ow money durro the Imo n tales ratO complete the nwsloaten Den malt all docks payable to the fern or the fnancial nrittaien Mcattdcn tar front of We venom In addition to ragas access), toe., meant: maybe 9.bptct tomon:mace fees, doges for Ire pa/mom fa secretes purchases and <hairs for u-pael rams n ash arroasis otothstes dare rebartemd tooth( nottaions mat be suble<110 a yell,/ tar IAS Syne{ tOptkas LBS often whom ke sweep ) cash bones to bark depose accorm at nen- Ahmed bats andafter/rad tans and money market Maur fun (Money krds). Depoce accont at LOS Bar* LISA arid nmathlreed balls parlicessehg n the UBS PDC -ManD Program ar•FOC-rowel n accordance wehr i C rule: rot rm. riomuton. dean wet rem roc. re Or:past narks at UM AG Slorlad Bard, andUwe% of Monty firth are not ivied by the FOC BIM deposits n not protected by SIPC Morey fad roses re protected by SIPC Sc. "LDS Inmost Services Saari Prolectai below upon on onset Nina n the bark dente may be wrardraim. and than of a limey !aril may be Igadled rd Meant& faradic 'anon' 'ANN.?, accost" Fate ilfcsinston tout sealable meet, options. nclang <en niter'ss rte, rdYield,, o ant.** al wow tilt car( sweepyields. from you. ininnelAchisa a by <atm BCO 762-10:10 UK financial Serene account protection Ile Fan Is a member of the Stamm manta Praha Cepdration (SVC). *Pith moos attest cutromen of es nrsurtml rio to 800.000 (mlako $250.000 for dorm fa cash) &planetary brochure nobble won ma", a ei me. SOX or9 The WC owe protection gritsa:thy toll accoLerts that you hole h a prtkubr </ono, The Orin nether nth mien *Nits, Pus dm Petrused supplemental rosence The rruarkm martparable to all Neat* daps colecrob under the prOterbOn w 1500 mica at of Decanter 10. 2016 Surma to cy condi." and lentions. (ash .01 Ile o 'unto, protected Ice se, to SI 9 math, on the aggregate to yore althrsols held n a articular CaPaCty Akre <Copy of the poloy en:rdrg it available icon rtgaft teethe the OK Mahan ref the ttoplantetal pfCrthclon reply 10: • Drun ennui atom enraged by fun nchchNI n SOss Ar(04ill value) CM hetiaway ROM LES formal Semi es For euncle (Men Q anterexe postal% nddrg yob* revues. and BO awn of neflual hods enured mix name of the name holder on the becht of the our a twofer not), • IrderAmerft (moots a thesinent Merest, leg, limed [awoke and wrath placements) hat are not rognard under the Secuntec Act of 1913. • Comnocitros <cream (e Lei:mon oechargo and peers metal screrzls), inthadni.) kerns contracts ad terodta Claim comraas. and • Depose accounts (men ardent of depose) r IBS Bag, LISA. UBS AG U S tranches and bras alb IDK Mond Done trogrant The YPC protectors and he itotOwnonial on:attic. do not apple to these amen ran f they orreewrie RA:thy onyx.' stiernenk the SIC protection and the supplemental prot«tion cbnoe protect agarot &angel the market ale of )ea ewestrneres (*hither as a mutt al market ("*mane. in.. berknplrya otheentsel Dividend Reinvestment Program IONF1 The V" ***Id a an artr.ale ace. You may obtain the aloe ac. Iran ans Inano/IA*4W OM/ shah *wet are puthamdundee DRIP. panel sham roll be sold rd thecash WI be &paned n your scco-nt andend 'treatment once upped IN the Issuer thee diner horn the market PM* 31*Mth to peal slums re sok, Cath-ithlite 0 * whole' teat ma/ be held in yos atone drum rolled Loa partial tall as a won of a &Aland wort or ~roe. the firm metal*, stipend unit at inlet pace a Wept al enters deeermMed by a re:Wend esteems perky. edcrede yea OCCCent lenient* objectires The reestmet <booth., ednsk pole are speedk to ono xcount and they vary Wan, afar x<ce.r4t Pozie an. Me Ono pronyebr n enema d ry sap/cent orange sax hand astha trarirthrre Objectives For each account hekt. you choose ore of Ur °bang imminent <Oxus, • hakesCurrentIncome errestmeras seam he genernen of mane air • Anton. CoptaiAnnunax thminwes wing wrath of atonal ratter than tho gemraixn Mom! • Probe* Contrnetetn of income serlOPeli Apprecatkin Infturnerns seeking tot the generation of mane er4 comb of principal OveraN riek gnaw • Conenthe Seth) SO masters orler catgut Mk Santa ed salinity to the man cnal, he that men the noise clan not germ* remnant twin, ce roans and may not lap Pee Irak frtfalrfef • Moderate Wing to accept tone nt to onocoal ard tolerate sane nalieyb sea hit.. rams • Anesave to accept 541 "I'lL'a•co.ird ngn ealabley to seek ho ("hint ow tent • fraltner-tfAgotty CantrawAran f valactod, a paten of the pedalofor the eau.* may include carpi*. cualegsth Imethel liardmi and groaner vistaed Statomorollousaholione We may cento-delt aft reteed wont itasirmets mt. the tame xlins .n the same ethelcce, e.9. because they hem Werth, who abo mentan pre novo /flew...tun wtholher dents al the same erSeress I you prefer to mew M €du5 inemonts marled n apart. erneropos, you may atone hneobing by calrg you Precut Adma Friendly newel name frendli kraal nen. rt fuetcrefeable •Mcknarre" doses by ago to awls you wits your rerofdlrether) t has no legal Oka cn your accersit, is not mended to waled any sumo,. peCO.Al, etthernurrdecn. mestrroot <benefit a re& trohle anceuted wets mar acme". and it not a promise of )arena that wrath or any frame rya <ma will be xnemel Al elsOcIrniatt eiscrve a* Ns of lacc notrarg to nit of loss of the tom mean*( Youcandunge yOut handy num names enough Oren. Senn or by antactrci yeti f rum *I Adam, Accanonview • Vats of pas accocreegom1/444 Net ol awns el • pawn *dudes milk* <ash brakes. mires for 'twilledtaunt/ fettled Global Doe Departs, rerralad mats to retake, and (snail antis not held by theOm Don awl nark wined seasihriassels e the add the prior rd one catorrem anode, a ant orestmorth ~Oaf nod *pions and ifoircdattf> nod nom • Lableert Whin date balances, outnedng nagn lon. erode Ira that roam beams • Cat erorroy Wawa: Total ol unmated nalabb en Winn, p1.4 &pm IsathICirt al all Need and remaffnatod bares. rd rro-ey main mast fund swan baleen. at the <nod the Annum prod Itholorm+alty het credit balances es sour accosti re not t.at anted from other ['names eni the fan may vs rydd thew lint n the adnry can of et besreoc. thew firth re payable goon your demand. Ter total o ncleledm the one prod eke., wlue Leans inferenathan kr detailed Mammon on the anWs ening vadat rd dtcbcins refer to par Clore etnetornho Agreement a As(thrt AgressnWrt and **Groat Terns rd Coldlons CBS Dalernent of Credit hectic., amiable nAgreem•nt and C•Cx busts al low* e-nris-tes rtrirnss.frs SDNY_GM_00325297 EFTA 0019807? EFTA01307338 Important information about your statement (COntinued) Yew saes Your eateman neat steam ed otter Øleld nth. raise a Ow end of M. olamal prod You enry ad fadahayd buy paid stones a any ire You ma/ name (4<•raxi used at loan cotton alter • airel any balance due colleen kry wt." be, varefortid totefern di...a the statement pered heed al made? valtro of the and of the statement pad • Cabal. In deternsinnq Veto,' ban oft* ~Am included is eks :enamel. *ate ndcad *eh the number' LES Fruncul Samos la tied ormahr <blandlions towns "se than u3s nand Saes. aldra~matron hen anna Irmo( Mot you my ha...pendent° yre linnet Aten the Pam does not rud•patbreb, verrty garnet the acy a lk a vadly of n dormMa+ ~SP atom other ILBShsanci Senn. Is addle" akhougb Fewest Stew's antra wanes1M arrayoh as n o mead the Firm does me —t any ~Inn that the nlarnalen ~Cost b,Gn' sd *Urreaked gar( loss' n *mesa* at Os to dated the suaamere Ai 0a. plow dorm rayon M niar alas to mite ~chase« me 6pcnirs, la In peaposn a <Mante Accounts Valenti] totePm aryl felled clef loss donut«, only lot fie pad ol line they se Ivey at re inn More historical annaebn can be added by >at Peareol Atlas • Unrealized stinAllossas When dam is nobble, married areenatel ae </kitten kr nductul wary bh the trams« 4.• de, for edmclut as mayor mar nc< col 'Ktcarman:oh Aage ida minery norga+.2x.ca ~nu brand and other mai lots ail santastate ~Maw bas re eachcorn:ad toOpts/a* aeragan lot Th.' trade date' <Mann ~tits the aiarikanacten trade die • Cambia inuritiat Beta and antral lad, that the ^we, nth for tarY ~eon ell be wksted ~ad/bylot Iran among al aonci ct that ea bed n our nauta or ri nominee one la car dents Cal leave teleran, n *tared kom tied pees ada xcaracyrs not waranteed Othe <SI leans 'Mail Mu:haul, affect yell, ~plan ~mars ma be wonted 'anrequest • Pritetraluo !trot thigayed lamas**, "bother mail* hip« or lower thin the inn that you yould ;thrall/ram n the market Prat a. ~ren, vanaustwd Party 1O,1es*heb we Wes to be Sable. but st do not %wane der scary. - We genera* use Pe Owing price sheaddable or nand Uw the bel and at. pikes la åsted wadies and options a air bedpan a OTC ~dot - traded witaim ny tetrad ucn a vaster natal « tin most nxern price we cbtaind at may rel ref*(n actualmarket vice a was - Caftan whirs rner apes without a pike and valiant. as 'rice warm ~W.' 4 we are 'rob* to ebb. a vice Many- - Owats a "rites &remnant in øsraces «her than u.S. doles "(WWI«, at the ~hang* rate alai tvi ea ern date - Fc• «don wvibe, Iraq nnonarionnna denanneces, pace ad part ey (lace sea) nuy Km bon atjusted to fat,» pear whaler. To obuirmeem quotations. when natte. contact rya Fnin4.11 Alma. • Prima inialmonta and strafed Iteduct Pena. ~NM OKV.IY$ (~1 .4'9 deed sluttroa MT*" adsta (Vat ombuene enpel west« red strummed prodacts are genera/ hip, daeol. Cedar, ~mad ;rotas hare not been arson nth the Satsarm and &champ Commotiona ands :fly state xmfirbel fan We provide estimated va utfor plot (wince* wane, syl ~rived products fa alarmram Cis0:4“ ceb‘f Ausery 4 ral Qatåntod - Tent satin may clille• sabseetier Icon ages I any, ai *1.4(h a point nari 5~y« tunused product nyt ttbouitt a sold ed do not rennet mat-sere the vie you mar maim atom Stilanion. - Died pet, 'stinks of as are as .0 • cedar, dab and ye 54~110 UPS grur•ul So-vce on a NWa base by n rapaket "taldon linn - iccuu gensal palmer <tap:Nape patpaud raluaR d ry, are swami toteFins by the Moe general panne a stance and may be <ablated bawd as Menem nkernann kan KS used by ted panes to dense thee narnated •Sue, - You Can obtain adStenal Hams On rectarcfnq dov ,nte,..4.4,,ti rad to detenrina the agnate el flue arid the dn. of h Samantha n the burs la the arms* by or t actrg rat Enlad aclieer - Mid party amnion values maybe relabel as 'Nat axed' n stiwalenuanans• van an rci~fit reason lens has rot ~led cr anatk to ass,,,n a vie Men we beast ~et <NA a mieleisi fly* hue caned Pot ~calla Crear8 vaned rule Mo «amtion, or apen, value maid behold, speakers Oat 10 Ow Mrs. of the ft«mty - Who, non'« an cow, general panslir of cpcace MmaW val» MI • twd.0•lly ranted rag is proaal. the vie of re sonny wit bedelete< from us Fah». tree - 'Doubt an to clan' mer ndude reium of caal, norm a both ▪ 'tigrut unit see' apelens the nei ilea; once ps hast sd myna relied >as ~base - DPP andvalued KIT sautes re roe lined on a natienal soothes ahrae, and are CIFirek skrid and ten 1 Inc, can be sold. the put reamed may be its: ~tope shat rairue.:1 value prowled n the xecani cratteNet • Raelrictedmasita Reann.dCW4.44 "'Way are not «art eligible d« purk sak. tin annul Serv4i, uses the mirk« once of tie ~flied stock of the sane issuer as an itexaed yaks lor the maiden slat for peepers of MU garment airy. To Mx enere lime min< led said es et <habk for sale, the via waived may be ubstereital less than the ~ad vale chow+. • Ea (emanated) Maw. wont yea led rates An ., innate of snid ',come °bawd cn currant &dal and ~rat" ~invite warden sea be held la one yea kom ranee dab or until malty Ihn mini. 4 cnkr a quickie:v. entry and canned income se not guaranteed Ennead mil mane and current raid la <elan Wei of wastes mkt inclide naafi of Preece' a <Milt p.m n stich cat the al income find anent yelp) would be emanated. - Estended arasf ncane ad and yid and the actual acne ad yield meal be bar a het* than the mansted amounts - An samutal awl:on acme (chard rotor anal) deded by thecareen mas et ~near baba eared on the lata dvand ce urne payment made by lat wiser and morn tria‹,.•••~ts val pee nerd la one >ea kan she santo bate or until rnal.rdy. Acctracyrdeoranued eld are not gavanned. • Ann not hold ba, MIS financial Sentw. Jowls are 'mildby the r em and Mit nethn the eMs ~sir or cceirot Those aunt Use displayed on rat statement lor Somas:AS rxrpoa al, Potions and vakiet nand an pronded by the IISUC9 ben' UBS ~cud Saran not apeande fa ins airman ad does ne Guarantee 45 scurry. Ibex amen at rot pawls/ by MK a the arms tiaabiental SPC caws,. • Raseres 'hails and SditOnal ccerpanaien - in anon to commits." on sales and I 7b1 tees mentd ncciinedcn al, the (labia , of mutual heds to oar dents we anefor os ilia realm arts Mang parents from &skim ardor adimatot eta mutual tin* ral no all Thou awn re based m lbw defiant orrancedst In Situ-I of sin by LØS of a pea dr engast had friar boa cli?nel, and OB lat awl rated catbAr make, land lemi/s ties titid at h firm - We and oar lflsee also awe networtng and armbus ;name.; been nconsderien la transfer nerd unites that no ~Oa to the maual hels. Pao toot gaudy rapid from craw somas n the rntualhnd and re a lead dolls man bawd an t erantend scores at the bracer-date Marg mewl finds of that fund truly - ar addlir to anvninirS amen in ~ion Mt, de sale or didrbution d nutty <Onyx% ed as nare tmini mat •••41 boda clans, we anda as titre racers meets 'halal toessens en kurr nay c4 the maraca camera undenang tie amity gapa e, atU.xa. d the notmo corrpinot a 5poosat of Me ase ~we ousts mdstrbuto - n attar to cammeiartrecared Iran the aidane and sale cf Ne•TShanes fvds, wa andcr car ilia atm.?n asset.based re~ stwing women, from NedShares darloadors n nett as fundi-g fa ethnology dalopmeni, meta and educaten - Ov aliWle, aha races" naming corrisscen and oter corperaif .cri from n'46.131•Urdl ad ~ret cØ« sta. ptCliat VLO dabs* - We mint coreconsal o, Iran LIN Bel L6A, LeS AG Striedord Chinch ad ~athlete, barks teciat, our cash snoop prOg ant IM 0:MpensX r•I may be a ~lady pa scam foe or may be a percentagea &era dal, date telexes Acraiiky hformation regsdn; cannaan and ocher ~an hosted n tenecten ~Vie tarot on ot vat. rnad^3 croten varcreens haste«, noluded on carbernyloro p<4,n)inkr furnsMid torso, and ali be Ironclad to >co road, an ratata Shoat sang you romped n short soling a setany, you may «MI a °woe de to <slam /Darden, costs fa Ma What« aver. Open orders fateda open a 'Ted idlceenker ceders he arna ~kind bytal stream dale, open buy and set 110P <rim se reduced by the amount of duds* antes an rot damns m orb date unless nsinsted ~en by you You es responsbe lor «dire 'Put se ~med due 10 reir false to 0~a ~Ping *Ng. Øens. Prime/ To obtan a copy of as carat Client Privacy Make. Plea~ ytst relnielAOCC• «velt w ranee at »sm. obtre......oresi~t - LEIS anariSenices b rana by* The RMA, Business Sewn:Account BSA al NIA re brokerage »mat weigh wad. ««ert to beano ~es ard ratan le~arranqe~ rah :Ahmed bat an, mew ihrbpirty bets andpeas ants to inane acid araaty models issued ty unalli1.2•0 nd-Wity min* earbanes tea* stime arty sakhclutin of LEIS Fruntial Senn, he. - ~anent, ~area ard snaky ircd-en - tan WIC rand • No ban, gummier May lose velt - AMA Anon. Magernem Accost& Busiest Sanger Accoum BSA, IRMA and ruminant/ Rasa Malaria ~pare re mastered wen mirk, of 1ØS troaralSineos It. - ViSA d arestored Pa:Wart owned by Una Wernanii Sew. Awaken and used under kept The LEIS Vsti credit reds ed the LEIS Vila cletrt <ids R nid by ISS earn USA with Permian tranWia USA Incorporated Maher trodmarks. registered trademarks, servo. marks and repared ~cameras ate of ter res~ companies ILOS Fistalkeviaa esc Per 701810 SDNY_GM_00325298 EFTA_00 198073 EFTA01307339 UBS Your Amended Advisor. SCOTT CTACTMANDIECASRIFT Phone LifISFinanoal Senaces tc Private Wealth Management 299 Park Avenue 26th Floor New York NY 71-0032 An600039i$390019 YI 0 (Nastier,' about your stream.° Call your Financial Advisor or the RMA Resourceline at 800-RMA. ICCO. aCC°Ij %show website: wwwkroscomifnencialsefwes Your investment objectives: You have klentrfied the following investment OtaVet for the account if you have questions about these oteectiwas, disagree with them, or wish to change them, please contact your Financial AiMor or Branch Manager You can find a ful descrplion of the alternative investment objectives Important information about your statement at the end of this document Your retire objective: Current income & capital appreciation Your risk profile: Primary • age ressaie investment eligibility consideration hknt selected Resource Management Account August 2019 Account name: GHISLANE MAXWELL Friendly account name; Indiv CheCklCar Account number Value of your account Oa July 31 (SI Your account instructions • Your acco int cost basis default closing on August 30 (1) method is FIFO, First In, First Out. Your assets 149,448 50 3,272 32 Your liabilities 0.00 0.00 Value of your account $149,448.50 $3,272.32 Change in the value of your account August 2019(11 Year to date If/ Opening account value Deposits, including investments transferred in 5149,448.50 549.270.55 3,846 31 165,822 62 Withdrawals and fees, including investments transferred out -150,039.94 -211,923 15 Dividend and interest income 17.45 102.30 Closing account value $3,272.32 $3,272.32 Member MPG Ar260001c0039,539 PloC0CO24517 00002 Wig 030579:04 v123576550 003000 Page 9 of is SDNY_GM_00325299 EFTA_00198074 EFTA01307340 UBS Resource Management Account August 2019 Cash activity summary Account name: GHSLAINE MAXWELL friendly account name' 'pithy ChecIdCar Account numbest: set attoulit usury win nonsnrca d lfl &lances in your Sweep Opt ens are enuae4 in let opening and doting tames teal. FDIC insurance gets todeposit a UBS Bank USA and SI bankS pankapating in the UBS ices Insured Weal Piogan. it does not COY to deposits al LOBS AG, SlirrliOki Benin. 9K pcotection apples to money n-slid sweep fund Itkings 0.A ra bat (*goats See krefiatot 0,004.4:0 appal your freemen on the last MO pow d this CocumM for dada. August 2019 (1) Year to date IS) Opening balances 1149,448.50 $49,270.55 Addthns Deposits and other funds credned 3,846.31 165,822.62 Dividend and interest ncome 17.45 102.30 Total additions 33,863.76 $165,924.92 Subtracoons Checks and bill payments -39.94 -59,822 09 Cash/ATM transactions 0.00 -2,009.00 ATM fee rebates 0.00 9.00 Card payments 0.00 -101 06 Other funds debited -150,000.00 -150,000.00 Total subtractions -$150,039.94 -$211,923.15 Net cash flow -$146,176.18 -$45,998.23 dosing balances 1,3,272.32 53.27232 Your Finontial Advisor: SCOTT STACKMan/LYLE CAMEL Dividend and interest income earned km put:tows& IN: sidearm tactility of inte.est and anima Monte bat been determined liana US lax neaten Cantactike Based upon the residence Cl the atom, natl. account Nye, ca prow type, some interest anctoc Modend pain-eon may not tie bided fo tinted States (US) solo, Pueno Rico (PR) mom. mos The (hen monthly statement n not intended lobe used and cannot be surd upon for fa Paposet Clients snourd itilef 10 tea arpkaue mating forms uses le< Ore lam UBS avoaly. such as the Forms 1099 and the barns aff0. for tag eessceseg infiarnation I it tne panic. of UBS to file lit opmaaar to naming form with the US buena Brook* Sonia at PR lteatury bepottyent at in such lams acctrady runny cbacienosancronnterest as in nerrot of issue 'none meat consul you' (Medea tat mow Augw2019(11 year to dace(!) Taxable interest 17 45 91.42 Total current year $17.45 $9142 Prior year adjustment 0.00 10.88 Total dividend & interest $17.45 $102.30 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 148,430 78 Closing UBS Bank USA Depose balance Aug 6 1149,426 01 Number of days in Merest period 30 Average daily balance 198,932 98 Interest earned 117.45 Annual percentage yield earned 0.21% es260001000391510 P26000)24517 00302 OB19 030575004 Y123576550 003000 Page 10 01 14 SDNY_GM_00325300 EFTA_00198075 EFTA01307341 UBS Resource Management Account August 2019 My Choice Rewards Points from UBS Account name: ri ',ELL Friendly account n • In I . rr Account number. Rewenk point zee ,e0eeted at d the 2011of le•eincnih oe the pike tenness clef if The Mb Won viretendtchclof Retiont. DOCIT minty details ran be found on wave.utisccolonAhestwket August 1019 Year to dale Opening balance Points earned 7,696 7,594 0 102 Closing balance 7,696 7,696 Your Financial Advisor: AY160001000391541 F2600CO24SI 7 03002 ON 9030575034 Y123576550003000 Page 11 of 14 SDNY_GM_00325301 EFTA_00 198076 EFTA01307342 *UBS Your notes •>260001000391542 P260X024517 00002 0319 030575004 '173576550000000 P . 12 of 14 SDNY_GM_00325302 EFTA_00 198077 EFTA01307343 Et IBS Resource Management Account August 2019 Your assets Account name: GFISLAPIE MAXWELL Friendly account nano: Indio ChecIdCat Account number: Some poem. +vote all (viral vdtoes :Mon may be arrorotirnme As a lend. darn led losses nia/ nal be tended/ reflected See Jr/portent tnformatton eitootscucsretemecit a the end of this dzionere for mete information Cash Cash and money balances Gin JAI nosy eseivice may +wen avalabre cash balances. UBS Bank USA aspout account Waxes. UBS MC Insured Rogan Sant Manus. UBS AG Random Beano deposit account Waxes andrneney rewkel ruled luridSento balances See the important ol0nnatel *0ut )Otot stamens at ON end oe this document In deals about those balances lidded 1185 BAN,. USA CfP ACCT Your total assets openng brume Closing Niece on Aug I CO on Aug 30(0 I 49A48.50 3,27232 Tate on Aug 30(S) Veer Muncie/ Advisor: SCOTT STACK MANIVIE CASRIEL VII5 Balt USA ended UST FOC Unused noganeant deposit awn baaxes are 'muted by the FDIC WINO avoidable Iran. GO arc rat prattled by WC USS AG Stanford Manch devoid account balances me not owned rOiC ana ire not protected by BIC Maney Markel into Waites are pretested by RFC but me not mitred by the FIX Mew share Ayes,* Deaencrinteieu Dean on Aug 30(1) are peelod Period Cm "flaunt (1) 250):00.00 Percentaged Cop Eibmated unstained rue aCCOuell basalt/ apnea Hume (S) genet loss(S) Cosh Cash and money balances 3.27232 1000% 3.27232 Total $3.7.72.32 100.00% $3.27232 Account activity this month Oat ActItIty Deg option renzient (I/ Deposits and other feeds credited Aug 20 Transfer FM VI 23680 2100 3.84631 Total deposits and other feeds credited 9334131 Ott AtIllity OtSCOPUOn amount IA Dividsad and ieterestiecom• Ta..464 interest Aug 7 diadem UBS BANK USA DEPOSIT ACCOUNT AS OF OEI OS IP 17.45 Total taxable interest Total dividend and interest income w.. ...a RI', ..eVAiPTiOfr Aug 2 Wthdrawal ACH WITHDRAWAL UNITECHEALTHONE 39.94 - Total bill payments 43934 317.45 $17.45 amount IS) Sill payments M260[01000391543 P26C00O24517 00302 Ce319 030575[04 Y173576SSO 003000 Page 13 of 14 SDNY_GM_00325303 EFTA_00 198078 EFTA01307344 UBS Resource Management Account August 2019 Account activity this month (Continued) Ode a‘thOy Ciesoplion amount (I) other funds debited Aug 20 Wahckawal FEDERAL FUNDS TO Leah Sathan Inc AT RANI. OF AMERICA. N A., CA 150,000 00 Total other funds debited Ode Actricly Cruet:d(n -S150.000.00 Amount a) Money balance activities Sul 31 Malaita forward S149.448.50 Aug 5 Withdrawal U85 BANK USA DEPOSIT ACCCUUT AS Of 08#02/19 -3994 Aug? Deposit U8S BANK USA DEPOSIT ACCCUNT AS CF 08/06/19 17 45 Aug 2 I Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 08120119 •146.15369 Aug 30 Closing U.S lank USA Deposit Account $3272.32 Account name: GHSLAIIE MAXWELL friendly mount n 1" Aaount number: Your linandal Advisor: SCOTT STACK MAN/LYLE CA SPIEL The 085Erant USA CepouI Account is /out Mowry sweep ntlAtcn AP26000100039ISti P2600002451700002 Oat 9 030575004 Y123576550000000 Pogo 14 of 14 End of statement for account number VI 23576 SS SDNY_GM_00325304 EFTA_00198079 EFTA01307345 Important information about your statement 1.85 Francis' Sewn Mc. (the firmer UBS 'intros' Sonata, as a member *1 al penapal uo.nty, ammo:Sty and optionsaahagn UBS inaroalkarces and IRS Brk USA an mired sLbsciartesct UPS A6 rod if dales of WS Scouts11C the Pim% Inane it nadir upon report the Fern', teepeee often we at SeniCtS 1200 Warta Boulevard Weehaalln al)07COS IM onion (el:4,44M the orii pitiful Wad of )W fnirxial Swoon ac<ount Olts44 recce*. nate once tar 00Curnentt fortwing coracle., elerhorld nal be raced WO, I yOu bete, thcce 6 rare a Cmcoori, aloe repent it nineclately n toritng to the Dearth Leaner of to office omen; rats oxoLet Alta* at Man thorn we Mended lobe accu'alo. statement data tail not be used he La rowan ray "Ze n rev-mid w lams, Pe, Form 1099. 5498. IOAFS tic )Men ream, YC$ roan the inn n mound by taw to repel We* RS all note drgleroll. reportabbrintwabb dnidends end !stable *ami tamed on nevem held n )our rant. net Crated, at tie transal cm. std eon ban on <erten canted satenes. Carmeankations with the Finn • nesse (teachers anti oral earrnmeabons n veer* lo further prat* you, rift. cadng low nth ads the Save* Vanier Protect*, AO (S A) • II the tared cacao', on the asp Met cl te Iron of tea matron a not IBS Fnelcal Sena*. 1.85 MAW Sows WY* yOtt I*Oull al thereto bier by waverer* •vih the rotated r61 nrc we Opened ado ed the rebliantho 'henry 004m4 th6 am* ha* cafe. )01./ finds and wades se located a UBS Franco, Sown ad not We no:1,mq broker, and you mei make a report of new a *mown to both Inas • As devised cite accant netments, you mat rofify vs of any nor or nau3 errolortorecls reflected a your ilibenweil *Ohre 30 doyr after n was moldy nude available • Mem Onto CluVoloof <MIOLOCelt a Opal*. to the trews Clem Mahan Copirresent at 201.)52 • HA) tol/ree 800.35.9103, BODA.M. to 600 IT Made, through Foley, a tn eta cc 10 te5 enamel Serval lea.. Clat IteleMore Department. PO Bo. 766 Iron Cly, ID 07081. • Al statements shall be deemed cornalete ad aortae ii not <bodedto n awing stabil 60 days • for TT' serval. Cal Ile4412.09DSot Iran reside the U. CA21)1.357.1495 • how of errors a axial:, taXa an Nedra Inds Vanier ([fly bh parent a WS Vet debe <ad trantxtirs, cal 800.762.1000. Of vent loUBS in.-cal POWYS hc.. ICOO Harbor Owl, 620 f kor. Wienaalen, NI 07086, Ann RMNBSA Seven Cita write at soon as )0J on. i1 you Not you statement a recta 6 *Ong or f you need more ammulac about atinter on the statement a ett•pt The tern or Card beer (as apoluble)rnei hear Novaya no IMO then60days ri m We ton tor pa N fen Ctateenirt co MN*, the Mr or Fob*" *Petal - horde act/ nano rd =are nude/ d any) - Dana* the HMI a the reefer su rM kilose about anittpLin x ciry assx• cal Vehl ear blew n K enema a wiry you neednen tlamro - Prow* the dollar armor* of to expected error. The Fern or Cad by-wail nee:tate you cemplone rd adcorrect any eta prarptb• For albsotd Olson man"? CGS Von den cord transacto-n.l we tie ewe the 10 beans day; to do tn. we meerode you attccatt to lie aware you thric le n MCC wth.t you veil hit* the bur of tomoney dung to tmo o tales La to complete a/ nwslidatran Rene make all decks payable tote fern or the fnancialnatteien Mooted*, the twee ef tutement In addition to ragas renlr. ton. meant: maybe absent to mantenrce fees. charges fa late papaw for secure.; purchases and charges fcr u-pa4 anions n ash accents Account ehz Xa roansternd tootle( samisen. may be sutenne a &flier lee OAS Some °pekoes LEG often aeons fa sareetwo rah tercet to bark depose *rearm at nen- Aloud bats rd attired tants and money market trawl lira (Money krds) Dopes accont as LOS Bar* LISA and nr. aft Arad bags pacliameng a the UBS :nosed C Program ar•FOC-nosal n accordance withr i C rule: Pa ion riomtabon, please woe WNW refort 04f0Pt aware, el LDS AG Strolad Bard, ani lutes of Wray feeds re not ivied by the FOC. Barn deposits are not protected by SIPC Monty had roes are protected by SIPC See "WS Inmost Services Secant Prolectai below. upon 'at mart barren et to bark depute may be wradraim. and sheet of a Nary !aril may be hie:Wed and the proceeds returned to data 00W to ea** Fate nfainaton tout sealable sewn, options. exteing <uncle interest real andyields. o aoalable al www Ws cansweepyields, from you. Frunnel Arise a by <atria BCO 762-10:10 inontiol Sorokin account protection The Fern as a member of to Sautes nada hatch:in Corporation (SVC). which VOIPCIS SetteMn conomen of its Merebril tea to 1S00,000 (nduko I29100) for clown for cash) &planetary brochure nobble urn Mom, a of www sic oe The SIPC owl Crolection grin acct to if '<corm that you hold n a prikular <sonny The hen, together With <plan *Nits, habo Pechawd supplemental tweets The rrearkm meet payable to all Niatar <lents. colecrob under Nepotechac 1500 mute at of Narita 10. 2016 Subpa to iteo ',cloy <rifle" and Umtata". °eh al the Fern n Mho( protected kr go to SI 9 mace, on the alregete for you eccult held n a prickle. CaPaCty. A Ml <Copy of de potty **dm; it amiable icon reetaft. Weber a* SIC preeclon ay the tteoplantreal patch:A yob to: • Cron Inexial atom overoied by find ridded a YOks aCnatill vac* toe hekl away ROM Lin f Areal SNIICtol Foe word< talon 6) entrexe proden, ncLdn, yob* females. and fa awn a gnaw, AA* mg:owed n the name of the ream holder on the becks of the orate a Ursula ran) • Incest** **rads a *yam* *erects (e 9, limed patnenhps rd puree placements) Nan re not rog card under the Snontin Act of 1931. • Conwociten <preach (e fire on **charge and prat ea motel conleacIsie nclude.9 krises conlylat are towrodt`f Won comraas. and • Depose accounts Praia ecrtOcates of depose) r CBS Bat LISA. UBS AG U S branches and brie n tie IDK laved Dryad Prorant The SIPC wanton and the aptitmenial pronto" do nee vela to these amen err if they drawee texeat onyx.' darments The SIPC protection and the supplemental protection dance protect agora changes in the mrket neat of yes owestrneres (*hither an s mu, of market rrovomonte emir blrelebibroY othwwrwl Dividend Reinvestment Program DNA The V" *hood a an enrage VC.. VW may obtain the saw, pee Iran au nancril Athiser 0 61/ nt,:a *Mm ire ots thamdundee DRIP. partial shoes milt.. sold rd the cads WI be depouted n your scco-nt The dredged 'enrolment tree Roofedby the mut, may CPI* lion the melee PM* at AM& to awful than resold Cadain•liesa 0 * whole tan may b held m you ware d your trilled to. partial tall as a Wheel of a &Mend ware or ~roe. the Fom rR ether sell whet unts al mw/44 pie a root al rant Cleternamftst a regriered Orono flaky. and credo yes; accost Waverer* objectives The rwestrreee <banes rdnsk profile are speck to ear account and may vary Wrenn you x<cer4t Poze adsno th• Fan pronyebr n wing 0.7 %WC lie loge n pt.-flawed ta.macn a towslwore Objeclettol Foe each Account nett you <looseore of the I °bang imminent <Onus, • Prakce CurrentIncome errestment seam the generic. of recent airy • Aram* CepterAppwuron yhminwes siting roach damp., tato. Wen the aerometer of Mint • Frocebk• Combytotabb Orleloyel• 0 14000, APPIK be;00 Infturnerns seeking tar the generation of rame ad pooch of principal Om& tisk ;Silo • Come's", Seeks to marten mks, re bawl at bee rid rid barley to the man areal. men if tae mare the accourt clan not genree a rhea< income a roans and may rot Leeg pee vetk .rttien • Moderme Min) to xcepi wino nst to pancoal and tolerate nits validity fa so* brier rams . Arrinave Wilt* to accept srgt nt 10 ponce' ad M., verity re tad ho ()mint ow tent • fralo•er-tfAgotty ContelwAran I sabacted, a paten of the podia° for the acreageMay en<ludo carpi*. Otalogotb Unwed Iranlmi and Teen' *Lelia Suwon Ifotaoholforte We may cattoWleit a retard account itaWnwet at the time >Pion in the tame ernekpe. e.9. because they hem oantn was abe merman pit ectoue relronshen Mbother clot al the save .Stars ryas prefer to MOM red rd.ri statements marled n operate onrefopet, you tore cable hoarablne by calrg you inroal Mama Friendly occown name Re frendli Eau* nanw vs a<iaanoible •rekrarre• dorm, by you to art you wit, you re<Ofdlettepro t ha no legal effect on you JCCCule. it not attended to relied any street. pro del, rnOrrernalilen, meet mot **toe a rd: profile emoted nab par 'eau*. and o not a promo> a Searle* Out wrath a as leartnal matt <ma well be xneted Al noactrniatt nano tee* d lace, e4Ldngte nOt of bus of the tare naetwent You <an dunge your handy Yee<bill nowt tr ough Oran. Samna s or by CallaCtrop Au' Fran sal Admor Awe okenriew • Vete of you eccordpartfc44 Net of assets red • Aspen. hcluko agile* <401 beret% Wire) fOr itWinrid to<P611 (nit), rd Gobs, T rne Departs, veallued marts to market, and Celli'. 06101 not held by Ow ;cm Does not meek waked searihrintels at the and a the prior and one naterrem partook, a taw rwennwet. anted dock opens and tweeter,. no* 0014.14 • pabottoos Ilareitt debts batarott. oistancing Mel NI bra veal IM, then rare balances • Cat Money Wynn Total of unmoved sealable cash talan:H„ Debt (Spa. bins( al all need rid nca-aff tubed bares, rd room model mate fund seep balances, are axed the neonate prod hbolormsally Pet aye& balances n your secant re net from other Defames sd the fan rug toe aydd thew lint nttt adnry core ol et Damns Thew fuck re payable ton your demrd. The total it needed the cant period thong value. Lease infereneteen kr detailed nIcrmabon on the ann's twangy/alas rd &clown refer to tots Clore Retesornhp Agennent a ACC** Agar** adfaGMNi Tern fad Colatons CBS kosantro of Credit Preakes salable nAgreem•nt and C•Cx busts a lova e-ma-tes rac,a,crs SDNY_GM_0O325305 EFTA_00 198080 EFTA01307346 Important information about your statement ((Onfinued) Vow sate Your eatemn ~es stones ad crier ,neb Fold nth. accord at the end of to ~omen, prod YOU may ad fa clahwy nay pad stnesat any Wm You mad Wawa Walk« trod at bar cameo/ agar Mee ally Latina due on Ary snag*, toareferod to the fint inn the statement pea dare bled at Inadt valurn ol the end o# the statement land • ~bat. h date/morn thoost bra oft* nudes included es ten statement. Mace indexed ode the naster' LeS Financial Senses has robed en Namaan Maned km tones et« ton U3S fawned Seances. a-44aq Maranon I t another Irma Nat you may have prorated ,o yew linancul Mon to arm dot not od•parebeell vonly or garde+ the eKosecyce wedgy cd wry dormMeo ponadied tysorces other than Ll3S a Isaddicts abhor.* UM inn ool Stevan genera wages to Ham acn as n o mewed the rim does rot crow* any mutton that the Samna" ~Cost bxn" and 'Unclad girlies,' o atone at of *iodated 'hi, «memory Aloud\ please ob not On fa raamlogo make ~chase« tale deoscrn. So Ner05•5 <term* A«cunts transferred totelam nay felled 94511051 Mommen only for h prod of line they se hell at re Fern. More historical reserdecn can be added by >cue era-col Attar • Unrealized itionflosses neen dazes notable, canoed nentedganalosses are oakabeed fen inch/clot laurey lots the anima, data for robed-at las rya ray nce rot Sect orrenstram. Argot ader teanty MOrOn2aCiCa Oven orated and other ren.~ lots ant sontanits patine loft re each coverbned to disLy ere ~4494 Ica Th?' Trade date" <Mien pasants the aMtlmranacInn aide date • Callable enuelties Bads and ;mined tad that the ^we( oath for earY eedeeetzien wit be selected rparlalle by lot heal arrice-q al monies of that ewehe-dn.'," new or nnonnet one fa at chants Cal Fenn ~toms *tared Irons tad pain and es rosary es nol yaranteed Other <di leans my; non Itchcola affect nit ccmplece naonmin wd be wonted won mount • Mona» Prices agolayad lavatin ad Other rotact maybe hop« or bed< thin The price that youwould Khali,. mane in the market Prat an <0~ Inse vntitis tred gutty 10efef wanah we babe., to be Sable. but we do not "Meanie Oar stoney. - We genera* use the <bung peke *ha, :ratable or the men of the bet and ad. Plitt" Ia tiled waan re:options ny be:lases ke OTC cannot - Vac Waif natod tatanha nay be road verge a wisest einat « the most mum once we ~mad ard may rat reeled a, actualmarket ne amt - Crean potmm mar acper velhoul a price and water. as 'ace warcc ~lane' d we are troble to ebb. a War tae Minty - OtOO:tt a KOSnat denominated n Osnacel Other than u S. dotes rt. rellocied at the ~hang* rate as cd the :trines date - For tatton ~an Veda? non («damn? denamnstens, price rd aunty Om wax) may ham been atjusted to *rile» agar valuator. To nano:rem quoin," when omega?. coetecl yas Fnánotil Aaltor • Meade investrnerete and ~red products. Private moment Oectalet (rstatrq deed lartStatran Man «dread tare earthmen Man "rein) ni gructuedocod-sts re gentraly hiahty dicpai Carla1~1iStraft0t1J515 haw noi been mastered weh the Sectreos and Tsang* Carenosian late :fly :tale ~Mies lost We provele estimated vain fa Feat althen seances red sturtved abets ea rearm, bona( Cis0:4“ ceb‘f Azonoe, A not guaranteed - Thew vain may dal« xi:6%M" Iran tog" any, ,*Nth arse^ ~nowt' 14«lity a grata& product rna be bast* a lad and do not moms-ray receesere the vats you ma maim wan Squid:an. - tad tarty estimates of air re as oe *wean dote and re swath:110 UPS Sena, Senses on a regla ban by as rdneskee 'Marion fern - cur. ~at armor «ream& wenaud vaivac day at sinned to to Fnn by the mw. otranal prime or sponsor and may be <ablated baseden Maw« at:maw' ban tat used by thid pates to derwe per *slanted win - You can drain adStinal nformannrecarcrem used to deemerne the crone of value and the date of h nicnrution that n the Luis Ice the retauto by mot acing rat Penal Admor - Thad party estraled values maybe reflocani as 'Nat eased' on %natalmuttons' aeon an dmealree werpen Inn has rot anned a e usabk to astraal a vale wages we brane nee that matenid me« has awned the may calla ~V atoned vale -ow canton. « when a aloe lank be Nohay sow-ulnae due to the non of the aunty - armnone an duw, general parolee of cps-ace Metaled mks nor a trdpaly eanad rag is pcmckd. the »be of the loony wit bedefter< from es pashas/apnea - 'Charta an to date' may «kale ratan ol costa, afore a both ▪ 'Origrui rank wt' represents the mid Merino once pee tat and maynat Yelled your ant base - Opp rd Wired KIT monies re not lavadon a altma :mean, adelen, and are ~ahr algid rd ten I ter can be sold, to tree reared may be Its ~tepee shre tainted value peacoat' in the >Otani aateauet • Reetricted ~aide. Reannad ~het 9irsraly are not «nati, 4604 for Fa* sale LOS Fna-col Senecas uses the market one of teureestroledstak of the sane slur ran ivied rate la the warded stock for Darns of ta stamonlasfy. To the anent Nut !taint led secant es re Mottle for sale. the value wand may be sLbstavhdly less (halte imputed mks. Your. • Est (estanatere noest. went yields andantes. An entente a try.{ dery it bow, cf. (Want &dad ani ir~ • SY, manna h names wil be heb fa one yea from statement dale a nil ntryncy Bat «mate e my a gudalno, actuary rd <marald income re not guaranteed Earnred maal neon and arrant raid Ice ((elan r11>P10, ~ten could include nelson of oresoal a cavilse gars is *ha, caw the ea income find twice yang would be °pasta& - blinded .rasa name and darted yield and the weal none and yield mead be bar a hen< ~the hansted amounts - An alma» of malted income (dvdord ardor innate chided by the cunt« market adavano balancer/ bZ5rI on the last dvdond not payrnent made try the man and ~rein triecaarideposts ad be heb la one sea Iran she a ~rant date a unedmonny. Amory xi onnurd yield se not wined. • Amu Mt hold by MIS Financial pens. Cotten ants rcc heb by team, and not Mtn the Iris ~sin or <Carol That Matt are deployed on rat 511~1 for Somas:AY ()Loot« ply hartons and sobs IY•1151101111. 0.0~ by Ow manrun LBS ~tat Senses not nnprntaro fa ten namam »xidamn:a gutsnle, M accurry. Row assets mie rot rotated by WC a the Ferris toad manut SPC coverage • Revenue 'harelip and additianal compeneation - h *Minn to cane:morna, salts .rd I .7b. I km mewed nee/med.,' wet, the clearbdon of mutual fundstoors clones we asfa or stain recta.* nun,* tang payments Iran darbsdas ardor zinnia the assail tint tal a0 val Thea masts ee ',zed on two throne orrponcerst to rrrxe of sales by LBS oe a part cub, afpaal evil frlliy to out <lane% and ga the asset rotsof a week.). nvlug /sod langs sham held al te firm. - We afar af hale also raceme eentaal and antis processes, lees in conadenrion for transfer nerd senates1Ni tat grerekl. to the ~Jai lards These toet 9.01t" ae pad from mince twee the crawlland and aneroidOcala antan bawd on tannin of scorns at to bracer-bake holdin ritual frds ol Ne fad tartly - In addeit to onvnisuan waned in correction wit the sale or diarbution of artily contracts and are mestnnel MOW*/ loot/ cleat, we eila as titre rtarett ~It Smidsmug <corPermet01 har' may of the ~axe <0~0 vedertong the annuity oversee. atIbxes of the intron celpi'« a spawn of tie rise "KNISH Inde MalatbuTO - h rattan to aernuiSSenreCtmd Iran the nadate and sale cl ~sink we »fa deflate mama an aSel.based res~ sharin, >amen, frowelardShien chub-dark as well as funding for technology development training and *drama, - 0v allans aha recewe wring 501•1511.141n1 and otercarocroatkr fern rtarJal turd, rd reara-se oerpan« vetoco geolarts vo daadra - Wit mom torepontaban Iran U95 BIM USA. LeS AG Sunord Chinch and ~all stred larks tro.#. our cash 90009 prog a-rn less be a ~try per scam fee a nay be a paantageoe &wage daM depot banes Activity ,aantoon reordna crimsons and ocher tars inured in (^anon wilt the <ma-nonce trades. including amen treads« has been included on carharuhons prenausy fanned to ral. and w II be Presided to you rawly on rtata, Short selling n you re ennd n short soling anten, you may my 0c)woe Oat lo <slam barmen, cods la that F>alo.ar seonty. Open adore Regarding open or 'geed ialurgekt «del teal in rol ~nerd by it,. darn« dale, opal buy and sell slop crises re reared by theamount ol tautest or n4 -el on an or doodexts ex nth date unless nansted otoewee by yea You to respornbb lor ates tat we eceekeled dae lo >at Wise 10 cancel (50511r151 coin **dies Privacy To obtan a copy of as oxen Clem himcy Parke. nose~ yew Fillr;10114•51,05 a tee cao µOtte at ymem..a.seranionvienwArt IRS Farxial Sexes è rota brik The RMA. Busreis Senses Account BSA and NIA we brokerage accounts which vow* acetic to bring «Nat and pains draft renown, win Aired bras an, corer adapt/Ty birdt andpos.6es access to mra-Ke and annaty pod" issued by watilage1 anediarty mane ~Pads flout mane amency wedeen of LBS Fnantul Senses M. - hmonere, ~arse. and smoky orcdxn - Nit ICIC roved • No baat gagster May bie mt.* - tMA Restace lAnagemem Acton Business Snort Accoum BSA, IRMA and nternaucrui Risotto Manrament Metre re regstred WV« metes 0 LES Franco, Senses Inc. - VISA n a ennead radarlat owned by Una Yuman:nil Senice do:eaten and used Leda< ken* The LEIS Is. credit tads rot the LEIS Vila debt cads am eyed by I.% Sant USA web oermaten fran Yea USA re apart"' Motet tradreurks, regotwed trademarks. serve, melt rd monad stance marks re of he respect.* companies UB5 Fisted Swim Yee Pen 701110 SDNY_GM_00325306 EFTA_0019808 I EFTA01307347 UBS UBS Financial Senrces nc Prwate Wealth Management 299 Park Avenue 26th Floor New York NY 101 71-0002 MD5000)95966009 ma Y1 0 Your IS nada Advisor. SC014 STACr MAt0 I YI Phon Questions about your statement? Call your Financial Advisor or the RMA a«o R unaliallir Visit our website: wwwtiescowfnentobefwes Your investment objectives: You have dentrfied the following investment Obrectives for thrs account if you have guedrons about these othectnes, disagree with them, or wish to change thorn, please contact your Financial Advisor or Branch Manager You can find a ful drArgation of the alternative investment objectives n important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your ask profile: Primary - Aggressive investment eligibility conpderation - leant selected Resource Management Account September 2019 Account name: GNISLAIIE MAXWELL Friendly account name. Indiv CheckJC& Account number: Value of your account on Aucy.ist 30(S1 on September 30(4) Your assets 3,272 32 999 71 Your liabilities 0.00 000 Value of your account $3,272.32 Change in the value of your account $999.71 September 2019(4) Yew to date (II Opening account value Deposits, including investments transferred in $3,272.32 $49,270.55 0 00 165,822 62 Withdrawals and fees, including investments transferred out Dividend and interest income -2,283 57 -214,206 72 10 96 113 26 Closing account value $999.71 $999.71 Your account instructions • Your account is currently coded for margin • Your account cost basis default closing method is FIFO, first In, first Out. Member SIPC .P260001000395966 Ithi0X024900 00002 ON 9 03067S004 trmszassolitithoo Pile 9 of 14 S0NY_Glit00325307 EFTA_00198082 EFTA01307348 UBS Resource Management Account September 2019 Cash activity summary Account name: GI-MANE MAXWELL Friendly account name' i Account number set *mom xmAy ma mOnthla ceia is &lances in your Sweep Boons are exisoicka in tee cpenin3 and dosing ixeances segue iDIC macaw, apes to deixclAs a LIDS Bank USA and SI bankS pankabaux) on the UBS ccc Insured (*BOSH PrOgin. It Wei na axe TO deposits al UBS AG, Uinta.] GranCh 51K peOttftron xoes ka money medal sweep fund nckings but ea bank deposit See croocciont mtocebnccas stout your deeded on the last ma ;opts d this taw:sent PeCeten. `Apternter 2019 111/ Year to date IS) Opening balances Addrtions Deposits and other funds credned 53.27232 0.00 $49,270.55 165,822.62 Dividend and interest ncome 10.96 113.26 Total addrbons Subtracoons Checks and bill payments 310.96 -39.94 5165,935.88 -59,862 03 Cash/ATM transactions 0.00 -2,009.00 ATM fee rebates 0.00 9.00 Card payments 0.00 -101 06 Other funds debited -2,243.63 -152,243.63 f - ti/ 9in, actions -$2,283.57 -$214,206.72 Net cash flow Closing balances -$2,272.61 $999.71 -$48.270.84 3999.71 Your rlooaciat Advisor- SCOTT STACKkW/01F CASRIR Dividend and interest income earned lot purposes& this statement toed:illy el intent, ad cinAmd income Aa been ckleersined hems US UK rePPIUSI renbedne Median the residents. Cl the account holdet 1.C<Ount InDe. Or PrOrAct We, some unmet' anew clodend payments may not be Kneel to Willed Pates (US) Ceder Poem:, Rico PR> ozone tames The sherd monthly statement is nOl Wended lobe used and cannot be need upon los IP CotpOses Cients shodd Wei IS the arpkalle la. ripening Mums they me< ei re lion UBS annually. sll.eh as the Poems 7099 and the rains 480. Ice ma ie;cnng isoirnaboo r is tile piedke of UBS to roe the app icade tat repo-ling form with the US beeend Penns* Spoor at PR treasury ()mann-sent and in such born aCcutaely claSsIlly cheese:sands interest is our ese-pt 0, testis iron nese <snot rat echidna' la< precise. September 2019131 Year to date ft/ Taxable interest 1096 102.38 Total current year 510.96 3102.38 Poor year adjustment 10.88 Total dividend & interest $10.96 UBS Bank USA Deposit Account APY Interest period Aug 7 - Sep 8 Opening UBS Bank USA Deposit balance Aug 7 $113.26 $149,426 01 Closing UBS Bank USA Deposit balance Sep 8 110.96 Number of days in nteres1 period 33 Average daily balance S60,351 00 interest earned 110.96 Annual percentage yield earned 020% AF260001C00395966 BZ6C0CO219C0 00002 0919 030575004 y123576550 107100 Page 10 of 14 SDNY_GM_00325308 EFI'A_00198083 EFTA01307349 *UBS Resource Management Account September 2019 My Choice Rewards Points from UBS A0061111t name: GFISLAINE MAXWELL Friendly wow n •In iv. WC r Account number: ReveatlS Monti at Owen es d the 26h of the moth et the Oct tonnes' de/ If The 2611 lab on a Atekerthx601/ 'won DOW &th1 deltels ten be found on wnw.ubsweicegherewket September 2019 Year to date Opening balance Points earned 0 102 Points adjusted -7,696 -7,696 7,696 7,594 dosing balance 0 0 Your Kneaded Advisor: I OTT STACK MANLYLE CASRIF APZ60C0100C095967 826000024900 030020919033575034 Yi 23576550 100100 Page 11 of 14 SDNY_GM_00325309 EFTA_00198084 EFTA01307350 SUBS Your notes m260001000395968 126000021900 00302 0919 030575004 v123576550107100 ►age 12 of 14 SDNY_GM_00325310 EFTA_00 198085 EFTA01307351 UBS Resource Management Account September 2019 Your assets Account on: GFISLAINE MAXWELL friendly amount name: Ind* CheDdCat Amount number: Some taco, 4x0Te and vireni valves sno.vn may be apormirame As a test*. Dom 1.X1 loges MY/ not be emuteely reflected See important tolotnettecn oboe! your stetenied d the end of tht chzurnere for wore infoartalion Cash Cash and money balances CalFIJA/ nonty taunter may oda avalatie cab balances, UBS Bank USA wow account balaXel. UBS FDC insured *man8am 8.darkey, UBS AG StarMora Banal deco* account baron and nroney rand MA Lla fundsweep botwoces See the important aermaatOn 400etteur deeded at the end or (NS document fa detals about teat Manias. *ding UBS BANE USA CEP ACCT Your total assets Cceneg Mace Clancy Mince on Sep l (k) al Sep 30 CM 3,272 12 999.71 *due on Sep 30 (0 Year Kaaacial Advisor: SCOTT STACK MAJI1Y1E CASPIEL ties Bfnl USA and an offs WC insured Rogan sank *wet &cant bylines art Inured by Int FDIC nliNn apaicable imn. bbl ate not pawed by SIPC tai AG Stantlad Branch depart account balances a* not muted by FOK and ae not protected lky SIPC. wept y market Sweep Want.. ate reelected by SilfC t2/1 at FM erStitd Cy the cOtC mae per share Average Orsidenelleterest Darn on Sep 30 (I) Fee Penni penal Crp amount CO 250,000.00 Percentage d Cost Bummed Unedited yens mecum bass errata l ncane ono( loss (t) Cash Cash and money balances 999.71 10000% 99931 Total S999.71 100.00% $999.71 Account activity this month Die Adhity Desalt:41°n Amount (S) Dividend and interestinowne Nadal-. interest Sep 9 Merest U85 BANK USA DEPOSIT ACCOUNT AS Or 09 Ofi 19 10 96 Total taxable interest 310.96 Total dividend and interest income $10.96 Cate Sepa Wehdrawal ACH YVITHDRAWAL UN(TEDHEALTHONE .3994 Total bill payments -S30.94 beg piOn Amount (5) Pill payments M260001000395969 PZOOX024900 000020919 030575004 Y123576S50 10)100 Page 1301 td SDNY_GM_00325311 EFTA_001 98086 EFTA01307352 (SUBS Resource Management Account September 2019 Account activity this month «Onlinved) Pale Desolation amount (S) Other loads debited Sep 9 With&awal FEDERAL FUNDS TO American Express Card Mernbe AT /PMCOGAN CHASE BAW, NA -234363 Total other feuds debited Date Armor DesaiptIon -52.243.63 Arrount IS) Money balance activities Avg 30 Salinas forward $3272.32 Sep 4 withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09t03/19 3,27232 Sep 5 Deposit WS DANK USA (( POSIT ACCOUNT 323238 Sep 9 Withdrawal Urn BANK USA DEPOSIT ACCOUNT AS CF 0910919 -323238 Sep 9 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906119 10.96 Sep 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 98875 Sep 12 Withdrawal UBS BANK USA ((POSIT ACCOUNT ASCFO'S:111119 -999.71 Sep 13 Deposit UBS BANK USA EXPOSIT ACCOUNT 99971 Sep 30 Closing UPS lank USA Deposit Accoumt $993.71 Account name: GIESLAtIE MAXWELL Friendly account name- Inche CheddCar Account number. Your Plaaadai Advisor: SCOTT STACKMANLVLE CASK!. The UBS UN USA OtP09t ACC0LMI a star primary sweep option ar760001000395970 126000O249C0 0%020919030575%4 x123576550100100 End of statement for account number Y1 23576 SS Ape 14 of IA SDNY_GM_00325312 EFTA_00198087 EFTA01307353 Important information about your statement IS Fronds' Seeman thc. (the firma LOS Finned Servant es a muter ol al anapal uo.nty, cownccity and <piens mehraes UM revival So-mos and LEIS Bart USA re mired ebsciartesct LOS A6 rd if item of WS Sccuthes U.C. the Finis frontal latent it nobble upon request the F err, moment often re at lOS fnrxyl Seroces ex. 1200 arbor Boulevard Weehawken N)02C0S IM flainkin rea•contc the any atrial wad of see •BS ramie Scenes account 011ie retied'. enrol once, to downturn. e ontwing toractip dee shceAd not be read Won r you bele* Owe 6 enema a ornapon, please repat n nmethately n wing to the Brunch Marocri of the office ethic rats oxcart. Mtwara tgites down re mended lobe accurate. stelemert dee tail not be teed foe tar rowan rely *Zen riand tar lOnT/1. be. Form 1099. 5498. I OAFS . Tic) Tr" VannPie tar retim the inn es mound by taw romped tote SS all untie derelicts. reportabh nntecibb didends end !stable Merest toned on 'curets held n spur wean'. net proceeds On sok arced at. "I tog &no on <erten oured :roam Carnwniation with the Fink • Nese reconfirm ary oral ecarrencations n warp tofurther pawl you lir ,. ea herig Parr woke the Sawa en nwtla Prolo(101 All tt A/ • If the finale+. cacao, on the up kit ci te from of thit ere anti LES Feircial Sa,cet. IBS !WWI Sews cartes your x<oum at (keno trokr by rarer* eviti the rekated cif I AA OA we relowned acted the rekhanthOwhenyem otined. the imam ht.. Mt to,; kali and 'udes se located t UBS Crumpet Settees and rot the nvoctxrq biter. ad yam mat mike a report of sy ma a canon to both f erns • At deasbed n the 4coccal Krttinents, you nut edify us of any mem or neu3 min" dwelt reflected on your selhe. 30 dm aka n real Mad a nude nab* • Mau dna° 4aatomc ctn, 1 es a roans to the ern% Clem Mica Dopamine at 201.752 • 1659 ce tolls t 800.35.9103. (MOAT' to 600 IT Wok, though Foley, a en Ant ro to t.85 Truro.' *Yon rr.. Cant Warne+ Department. PO. Bo. 766 talon Cly. Iii 07081. • Al statements shall be deemed corniete ail none ii not abettedto n wing withal 60 days • fa TTY wince'. Cal illa412.098Sot Iron °Aide the U M1457.1495 • h(1rye of ening dank:Mk ettO,A an intern firth Vander (DM tell pant a U85 int debit cad vantxtiew cal 800.762.1000. or wren to UPS f na-mal Sawn at.. lea/ Harbor lithel, 620 floc,. Weehawken, NI 07086, Ann RIAtin. Seven Cita wile as soon at )Ce<an,1 Act thee you statement a receipt es wend or you need more Samson abate a transfer en the imenner+ retept the Fern or Card beau-(at aroleale) mast her Morn nu no It.. thane° daft any the Firm ear yam the fed demure on *tech the arrce or Problem *Pend - Prank nor nano rid accare nude/ fit any) - Dasalk the mos or the transfer su so alum about and *vim xebry 'you cal eel )co Nave it K an en a why pa need more clormahcei. - Prank the claw arnowit of the expected error. The Firm or Card bier rail nvestore your <emplane rid welcomed any error prarptk tor all awes mohvg LCISVenockbn cad tersactons.l wt tie awe Or 10 benne day; to do the, we want( sat ratan, tee Owanent you thee I, es Mot. so MA sweat hit* tt• ute oI tenancy duet.; the tune n tales tato complete at nethiloatuan Flora make all checks payable to the rem or the fnancialinsitaicn ideated*, the Mao et the tuannent In add/ionto agar recut km accounts may be ibent toman:mance fees, doges to late payrrearn fa wearies purchases and charges kr upend anions mash ocean Accoses the are traneNtred tootle( rweinicew rnay be sub/0010 a tints lee OAS Sweep fa LOS often options fa swain) cash Ramat to bark depose accorm at ncn-elluted bats and attired banks and money Markel Maui limos (Money krdd Dopes accoset al LOS Bar* LISA and nr. *lead bans priming n the UPS RIC :)eandDeposit Program at• MC-nand n reactance weht rule: Pa more riomnbon. please ma rem loc. gat Depose 4( <Out at LOS AG Striae) arch ed lutes of Navy kinds the not mused by the FOC. Bare drain are not protected by SIPC Monty had Owes re protected by SIPC See "LOS Inmost knees Saari Preantai below upon raven...et bare., whets.** alum may be withdraw %and sham of a limey !aril nay be hinkled rd the proceed' returned to '<yaps 'ewe e, .x<ose Fulhef nfamaton tout sealable sweep options. nclaing <wenn nitres! rtes andyields. o awelable wwwW, comfsweepwelds. from pie Fnanul Admit a by <atm) 800 .362.1000 LOS f iriondol Barak+. account proaration the Fern remember of tee Sautes nada 'ranter Corporation (WC). which VOIPCIS 'curet <women of its meirben i.p to SS00.000 (includro $250.000 for clam for cab) &planetary brochure nobble Won (Stn a t mem err( or9 The WC mit 'Mechem lints okay to if rearm tut you hold n a anti:mkt </peaty The ren neither with conan affilets, has abo lierdowd supplemental twine The rroarkm anise payable to all Niable <term. coke/rob under the protechon c 1500 mllal is of Oeontor 10. 2016 Subpa to at pAlti tontine% ad Invite" cash al tht Sem is funkier ranted ke La to SI 9 miler in the aggregete fa al All alcoves held n a premier CaPaCty A ful copy Of de poly vAlfdirg a awilliblt Loon retest Nether the SIC weeder ref the steoplaweetal penman adply to: • Conan Inancial atom antratied by fed raidedis Yell IC(dAI vaLe) tot held away ROM Ltt$ Fnnul Sertxt, Foe emyc k cedars 6)antrexetfoi.t.Als, na.drg wrubk an-mem. and sham of mutual AAA moaned mix not of the rove holder on the becks of the our a traria nee), • irn•estmeret «meads a mesinent merest, (e 9. limed prinenheas rd aerate placements) hi re not maenad under the So:unties Act of 1931. • Connocitet<critacit (e 9, fee on **charge and prof cis metaltread* Inaldn) 'Vint ontActS fral tawridtT <lion cashed,; and • Depose account' (enrol teethe**, of depose) al 1.85 Bath LISA. UBS AG U S branches and baleen the IDK McLeod Copan Proven The SIPC proteacet and the aptitmental pranks, do /WI** to these ass men if they othasyse appear Mir tadernenk The SIPC protection and the supplemental prot«tion knot protect agent* doge the market mkt of yen erentrneres (whether as a (ton of market movement. raw beirWya otherwsel Dividend Reinvestment Program DNA The price *hood a an Sneer ace. YOU may obtain the actual ace ACM Axe Inancal &chaser Only Mick *wet are outhamdundee DRIP. partial Owe, nil be sold rd the cab WI be deported n you eac•-nt The dredged remittent,* pee Roofeda the erne, Inn 444. ban the make tn. at veMeh the partial fi res resold Cadwithlieta Olyr wspk erne may be hid m you 'con t you" trilled Loa AIMS ilia er a resin of a &Mendpawner+ or ~we. the rim rReaher sefl peed unit at mile4 ace a rape at STK VII deieernand by a reaVend claim fl eecy. ad credit pea OttfUll lereadowant objectives The rwestnee <beams wd ink profile are honk to oath, account and may vary between yrs =Wt. advrf• the Fnw prorroli is emingolri ,germ chart). A pt.-flawed cashew a ITailrere canine.' For each roust nett you domeore of the olionng imminent canons • Pro Current Income arrentmerat team the generic. of name air • Aram, CopterAopemuren mown its seeing wrath of pampa, tatter men the ammeter cf norm • Perna Comknemn of income or 1 OPtii Attire< ttiOn Inentinems seeking bah the generation of rice. end growth of principal Owed ekk profiles • Conamilree Seeks to merlon mluf catgut nth bet Mk and talatilty to the morn Orval. men if that mean the acccuit des not genre. Kinnear< 'mane cr roans end may not taro pre wih dititer, • Modena Wino to accept tone nst to pnnepal and taker. sane neerlay fa seek bete rains Agnew Wilig to =opt "O l*TnrcIPTI ate hoe eabtrIty to reek ho (cant ow tent • f moaner-, Aratty Con:drew. f teroctod, a paten of the podia° for the await may •1dud• coteplet atalegies, Introd lAudmi and giant Wally Statement leotoeholdear We may as sietlate all retrA0 account itaWnerts wth the tone assess the same erneak. e.9. because they here trammel.* Aomori:an pert ace_al /flew...hen wth other (ken althe same .Stns you prefer to mean end /Ali statements mauled re aparte ernrospet, you onsarclectno hoorah:43N by <ring you inerioalAdmor Friendly eccowit name Re ;reedit account nail* it fa tuatreable •nckrurre• chasm by you to not you wit, you rnoidlieepro t has no legal elect on your town. is not mended to red* any *mew. onadact, rnOrritheidelen. merino* <brine a rd: walk excited Mb tai '<earls. and 6 not a promaa of gariteltut swath or ary mutt an a Ail be xhow.el Al elutArrsiatt eholve eye.* of les ettackij to nit of low of the alit mein. Youcandung. you handy YCCA111 news enough awe Senna.' or by confactec Ate fort tat Achnor Aware ovvview • Irate tat rxe reountiortratei Net ol assets rid • Atsers hclides m)at* eath biros. whet foe fmnitud worth, kr). err Global Tent Depot* ereeirtednurts make. and aril assets not held by therm Don not nelele winced seasihriassels a the end a the prior and one datermee periods. a pow oresinwek wonted dock weans and merceabb dad 40160. • to.thatet hp:LAM dim balances ovitring moon tore. oak Inc, that 'cart blares • CathMeney berme: Total of unmoved hatable <eh tularim plat &pm loakin al Aldred ail ncmaff tubed bares. aid do-ey mate mate ILnd sweep balance% a the axed the damn+ wed Nthiormidly het credit balances nos accent re not segc aced from other bakexes and the Fan may toe ryda then ILnis me adnry can ol at bares. These tint re poyabk icon your thawed. Ter total is meta:Wm the ant prodeking yen. Leans inferenatien for dialed Scallion en the nis leering practices ad &clown refer to par Clore ketateornhp Agennent a ACCOVI Adyttelleell and teGennal Terns tad Cations L8S kakeenent of Credit Pretties salable n Agreement and C.& busts a lawn nay e-mewtev reri,lm,rrs SDNY_GM_00325313 EFTA_00198088 EFTA01307354 Important information abu ul your sta temeni (COntstued) Vom sti Vott falmet ~et Jecaitc3 ad *x, amt bnld b the stant at the end ol et 3131<metl osencti You mai ad fadah<yd 'uty nagd ~son a ry tre You mairaene 14<a31.4 used at loe <Atari atar Parred ans blimt due elben Arv fm" b et Parnferted rotefim dåna the staternent pen:d are bad al ~et vaken d the end of the slaknet paØ • Gat bai. In <4~n/q Intenst boso oF the ~An included t *hele idecaeed weln the nare« ' I,' LIS Financial Senat has rond on n1 °nake <bland from sauen otPer the Les nanaal duer % ridedrg ~neie Iren sacka Adm« e you mag have pncreded to yoe Adm« thea an don not nd•preckntly nyarak ~eitt the x* xy tid yd ank <drake ~ed ty saras otl•er the LIS f nanahl Stevices. Øen abba.* ABS FewaylStorkes genera fatdato, *n eie mannas a 0 tetattect, the fin Ø nall vowie sy ~Si« tit th, Menalke ~Colt basn' a-d • Urnalced girhost n atti,» at ot fl aen. me at omin. Atna, pale da not Ittli on tit ~mela,» malte anhase a ale basen, kr ta' tareases or "enn«. ACCOJtitt Uansferted toft hm may fanst ør/ km damalm only fot tipperne:Jol Inne ibey se 3n45 at te Fan More hbtorical it/x(11'06)n con be skled W your pund Ackiot • UiwSind panallossa Weon daues notable, estmated unett/Ond gaitilots.3 se </kuttet kr nductut sat ry les The traut an data kr rdrtclot ba, mys may isa ml ba cernssee, charcst siler coacty toorgr kas«, ~nu Ouded end oter mat lon el snuske< ~dvale, ro ask terebned todydar es >sagst lot T!' Trade date' <dann ewants te agna hasta/t trade dale • [Sabla socurItia Beda and aelated mak ihat the -nu« <ah for isy ~ion wil be elested ~ark by lot Iren gned somilies d tia Mae bed n ora narre or rinomi-team. fa at alin (al ~e ~eis obtared bom *urd pekes ed as xosacy es not gana teed Other <al femnt «syesel whnh alka yekb Øen ',ormoro ml te pond kcon raguen • Prioatralua remi Otptayed lesnad»; andel'« etast; may be bø« or bas Mn the proc tut >arg/all traua* mene in the marka! Pekes a. ~rom ~an te d Party ICentee «ude ne beles to be Sable. tue we do na %stelte tier accenty. - %Ve gereer4 ute te ckang pk* whe sabbat cr the noe ot the bed and oik vas lor åsted ~aen adopb«naay bd penta OTC ~dei - Lite M»y tradact ~ant meyb prad ett» a val.atcnroxkla the) mon roten price ottaned ard may nal teften a". actual frøs pien or val*, - Cain posbiew ny speet nihav a eke and vålshowa 'ene sand sak'1 we se uno* to ebbe, a lect kr I SeCeartY Oeposts a "rna «namna«, in arreces other the u.S. dott se leien«, aula ~tunge rate and Se fatmimda Pa certepn wv tad.? n non-torten...y *nemner:es, pote ed gurecy date daudmai bow bere atjusted to fatlane proper ratata, . To oboen «grem queen. *hal natta. «nød yeas Fnexul ~or. • Ikke« ~Unett and atruebIntdproduas• rtnate ~num savnet (rcladi-9 drett ckert<oatun Groen, ed radl fnatt nittarm trutt sweet) ard un.xtesedeoiJcts se genera, hApt dltµd. (etan dructiard gratias hyre nos ben nnansod wen the kun m and (sarg* C«nnnunce Lad« rn, 3131e ~Onn lan We pode *sandal valtet bor pinen ~mot teparet Yd sn'un•red endes fa nlormahenti prp:“ <ny Lua, 4 net garanti - The* e111,1,0411« stlystetSk leoro tenid atTy, *Ith a genmannas setvr e er *attved product rar be bart* e rakl ed do not n«easely trenert the vale su orry meie dean Sakron. - lid per attendel d vite se as d • colon daa end are suppler:110 OBS testul kryne on a N9•Ve LOSA by s. rdnenket yalaybon bror - kase, genral pens et sponsor oataud daua, d a-s, er ~Sed to to File by the MI" general panne «Watt« And may be catulatecl bardos «Isse nteneon kan dat vad by tad penes lo Orane reg eurnated "anes - You tan dean acIS~ Mammon tecorcfnd ese ,nteu4.4,ri ~todetergent the estenste cf yd,* ed the date ot te Mensen timt n the bart le the «traut by tontactrgyar inn« adreet - Thrd party ournaled vatn may be relkead 'Ne vad' n ~al smaker ween narpertent vakrare lem has rot SPPlod a 6 auble to sign yale eten we betan isse tel omsteng net has pond tel ~olla Pre~ ~ad yale mo artren, a Mett J daue sodd be Nyhty sev-ules dat lo Pre ruve cd the seunty alfan not« an «os, ri•IS panner a ‘pcnter hemsed ...As ror a twbpsty wmaed gale gracd the vale d h sonscy *1' be delsts from n eachate tex. - 'Notert ansto dn' mag enda% ravn of apt* isan a tad, ▪ 'Onnrui une sve ftplevenli the med casing vice p« ene and na/ n61 releet >Ca «ni base - OPP andutad 0.W u<Le•res re re kad cn a natreal "Mel ~e, and are nentrak elload and nen d they can be sold the erte retta.« may be lens ta" te per shre rant«, ralu• promöcd n Ila stam gurmet • Raeleitbed ~Ia intannft3 <KVM« gtnoraty are not snarry enøk la pd:rtc sala ABS F ~ul Siam ut" the mkr pote cl te storvald Pek cf the same muer as an graxaed vals kr te mede/ stod for parenes of fflei 'Memento« To tunlem dat armro led sene es se <lodelor sale, te vake reerred myte ubstentitlif kos Omn te nweed vak* town. • Pst («tinda" kuen nemnt yale andratet An «mint ol tinti 'tort., 03560 On tunet derdend ard nlaesl 'alet. nsereg the »amen be held la ont yes kon eten« cha or vil ~ny The «snau e <ny a gu.311^6 3C CinCy ad cannsd «ses se not gusantast •• Famled mnal mone ad turnet raid la <elan etenal sausho <akt rothuda a Man of ~Pel cg tanta gies n ',kWh unt tbc ni interne (ard tunet >iekl) nyord be ~oktal - Estnated ~mf ncowe red <unnt yield and Ina aul mone and neld frø, be ba« or heter thintht eftent.:1rIt‘nti - An onnua ol muted atoma (dvdord anda Ment) draded ty the <ura« nemt valuilla, 390 bale« ebrtd on the last dvdond a ment payrnent rna by the ase and mures teuaribesranasts vol be neid Ibaa rs from the sl seere «k unt,Inun.My, Acuracy cortnend yed se not ouseired, ▪ Austa not held by VIS ansedd Serk«. Calai 16:643 nOt At kl tnt the erift 631 *Onn the In% pounsie or tennt Nag ame. te &plate:Ion sur sutenert for Senats:nal Nipa« sly Poseres and vatra prountod oro proned by the Marg Arnt UBS arvetal Serai not ~rade la ths danesal ad don ne gasulet th s<ursy analt se rot prests! by SIK a the Farts Staanantst SPC «enge • Reina aldring and addildnol ~stim - in oddane. to temma" e saks and 17b. I lem mened n cornedcn vatn the clnerfaiton of manual brak ar <knes we råa as allise mais revarar sanna palmens Iran dertkuurts ande >down ot da naual knatta wo all Thea nam are bard cre neo «kront oerpanriltt ds urtutt of als by UBS of a nutida' matsol lyd fata/ to ca <lent% and OB IM ~I gas d a C460.11.6 ~Alt land I ri/ s stures eigd al Iht finn - We ed ar etts el» 'Kw., ~greing sd endar, prOCentag boet enrom-0a~ for Yards tgm unice. Pol me~ to the nr-taltelt Thea toet gener" se pall kom carte Xtat ene nuval lund and se a I ~I balls annan basad cn the rent« of accouis x the brear-dale heiing ~ull bedi of the, I urd amfy - n addtie to cormdtrom ettertid n ~ion nere te sale or diSbution d zenuly <analt ed eid nwstrnnt Inn/ tnt 10 063 tieren, we anda ag antate tetne ener.* Huting aerPenatran Irma ~y Ot the 'ovate ~danen untkrgatng the arnuity tomrom., ~x« d the nesenu <0,73:anOt b sponset cd tetne ~unn truste ~datten - In ackletie to «emna^ recemd from the ~e and sak cf ~skr.% we anda ar aftlwee atar.? ei urnsned dean* earine, annen, from lee tShares dasla-non m wall., fu-di-dfa technology clnelapnwm, tranig ed *Sitat«, - Pr alltet ah* recewe trid.; (Grensa" ed otte. cerpernabe tran ~al tint And InaraYt tampens *lett gen>Atat AO data* - We wen* <orre:ensa ai Iran LIS Bel L6A, LIS AG SuredordEtech ånd ned , elsed bar-ks teciate oue cash encep preg n ~ist -A ~y be a ~ten, par attan fea cr may be a patenta:sd artar dale depaot bel inn Actieity nforrroiron regaded comm•ssen and ah« ~gen incurred n <conett Kn ett In. tatttOn Ot vades. endudna teen voractons hate ncluded on Callternpont paJtauf f urntsnod lo ane, sd vali be leonded to so prome/Y e masa Skort odling you ro end n Ildet aIng a se<Lnty, yta may «Mf å chsge et 10 <stat bonowet3 coott I« IN. Who.» ~sitar Open adm Poltsdn9 open or '9:cd Utan: ekt adm tol visene asnid by the mesro dale, open bue and 14I Ilen/ adm se redred by thesnart ol dudedn «etas cre re «bedet « n føll daa unnet nansad olwere« byyta vor re responsbit lor oren INN se ~med dr lo port bakse lo teel ending open ordon Privat/ To gana copy ol as arret aen Priracy Nota. desse~ "'or rellnotilA~ a vet or frelste www•ra~werawory - LES Feruncal Seien b ~abs* The FladA. Elanen Stemt; Acccunt BSA ard IlW• art breene m<ount‘wh‘h Irrade 3C~ to Ion Og ~n ard podes le~arreoments grøn alnsed bli ned oiree thrOonitty belt and secneks sten narre and ana« ett/. istad by unalfile110 flooiSlitY ellesanOl ocmpann to. cut i samte 46laty stA6clut ol (PS Trunad Senen Inc. - ko/rv nagene ard mune COXLCI6 JltA FCIC nyed • No bel gassarter Mal lose~ - tall Resare Iteacpmem Atm." Business Sandet Acccunt &SA ~A and («raun/ bussa Uerne knart re ressesed WV« Mrk, el trunnal Senkes no - ViSA n a (addend ',danskes/ad by Va Vremsbansi Selle AtsO<irod ind utad Leds Rense The LES Va «edb <aids ed the EES Via Ø cels se roved by ISS Sann. USA vieth PernksonfrenVesa OSA lx orpotaltd Mehet Yadnnsnt mootsed !roden-eks, sere« mek, and regraered service males re of 'hes res~ tappen ILOS Fiane« Sreviaa Inc Per 4III0 SDNY_GM_00325314 EFTA_GO 198089 EFTA01307355 SUBS UBS Financial Senaces M. emote Wealth Management 299 Park Avenue 26th Floor New York NY 101 71-0002 Arzi50003626Si 10;9 vi 0 Resource Management Account October 2019 Your idnandril Advisor- SCOTT STACKMANLYLE CASRIEL PhOl e Account name: GHISLAYIE MAXWELL Questions about your statement? friendly account name: Inds., Check/Car Call your Financial Advisor or the Account number RMA ResoceceUne at 800-RSAA.ICCO. a«oun %sit our website: www.trascouvfniincia1sevxes Your investment objectives: You have identified the knowing investment oblectives for this account. If you have ouflions about these obectivos, disagree with thorn, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful descrplion of the alterna nee investment oblectives n Important information about your statement al the end of this document Your Nun objective: Current income & capital appreciation Your risk profile: Primary - ALAtestae investment eligkihty consderabon selected Value of your account on September 30 al on October 31 (5) Your assets 999 71 000 Your liabilities 000 000 Value of your account $999.71 $0.00 Change in the value of your account October 2019(11 Yea' to date (3) Your account instructions • Your account cost basis default dazing method is FIFO, RFS In, First Out. hone Opening account value $999.71 $49,270.55 Deposits, including investments transferred in 0 00 165,822 62 Withdrawals and fees, including investments transferred out -999 71 -215,206 43 Dividend and interest income 000 113 26 Closing account value $0.00 $0.00 \Somber SIC An600010303626S1 M50:0023304 00002 i0i9 030576004 vi2396SSO 003000 kg. 9 of 14 S0NY_Gat00325315 EFTA_00198090 EFTA01307356 *UBS Resource Management Account ,ucto r 2019 Cash activity summary Account name: Gle5LAPIE MAXWELL friendly account sae Account number Set Account dowry the monthIce Walt Banat in your Sweep 00 Ws are egad in me Opening and dosing baances nett. ;PIC insutanceepMet to avant d LIDS Bank USA and al bates pankCatin) In tie uBS CAC Insured Wont Peccom. it does no; anti to deposits al UBS AG, Stormed Branch. 51K pratMOn atalet 10 money market sweep fund h.:kings but ra bank deposit See tropcerant infokooton mout)our neernere on the last two mots d t hk Cotomm for *talk October 20191$) Year to date IS) Opening balances $999.71 $49,27055 Addritons Deposits and other funds credited 0.00 165,822 62 Dividend and interest income 0.00 113.26 Total add Irons $0.00 $165.935.98 Subtracnons Checks and bill payments -39.94 -59,901 97 Cash/ATM transactions 0.00 -2,009.00 ATM fee rebates 0.00 9.00 Card payments 0.00 -101 06 Other funds debited -959.77 -153,203.40 Total subtracbons -$999.71 -$215,206A3 Net cash flow -$999.71 -119.270.55 dosing balances $0.00 $0.00 Your eleaacial Adviser: TT TA MIN,/ A RI Dividend and interest income earned For porpas el leis statement, tardalty of rotten, sC &Ma] lame Ism been delennined Iran. US Um dentin Cernedne Based won the reddened 011 the at COAT hOldtt Medan, !we. Or eroded tyl)e. some 'merest and'of chipend payrnmtl may not bt Maw' fo Unite! Stdel (US) On/Ct Porno Rit0 IMO nxnle SIMS The ono manna, statement is MI intended tObe used and cannel be relied upon (or to Ptiposes °lents MOrld recd 10 the an:Jean. let fadingMune They WOre Ilan lies annually. War as tee Fan 1099 and Me pains a to tat wenn) information e is tee practice of UBS To Ike Ile apical.. to noodling font with the US inferno Rtnenut Sensor and PR treasury Otpartant. and in such aeons accurately classify chWends anda navel as tat ewrpt or taute mcome Mate corm), setts fid‘rdial kV prepare, October 20191$1 year to dare (I) Taxable interest 0.00 102.38 Total current year $0.00 $102.38 Pox year adjustment 0.00 10.88 Total dividend & interest $0.00 3113.26 UBS Bank USA Deposit Account APY Interest period Sep 9 - Oct 6 Opening UBS Bank USA Deposit balance Sep 9 $10 96 Closing UBS Bank USA Depose balance Oct 6 $959.77 Number of days in merest period 28 Average daily balance $885 86 interest earned SO 00 Annual percentage yield earned 0.00% m2600)1030362652 MC00023384 00002 1019 030575004 Y123576S50 003000 ►age 10 of SIDNY_GM_00325316 EFTA_00198091 EFTA01307357 UBS Resource Management Account October 2019 My Choice Rewards Points from UBS Account name: GFISLAINE MAXWELL Friendly account °anal Account number. RevandS POMIS ae sefleoeci wog the Nth of tae 'north oe tat orke banos ow of The 26th felon a vateLendroldey atwatts poM cabby Ontils Can be found on wnwubs«noionlnelerwes Ocbabei 2019 Yea/ to dale Opening balance 0 7,594 Points earned 0 102 Points adjusted 0 -7,696 dosing balance 0 0 Your Horded Advisor: SCOTT STACKMANLYLE CASRIEL AR60001000362653 P260X0233N C0002 1019 033575[04 Y123576550000000 Page 11 of Id SDNY_GM00325317 EFTA_OO198O92 EFTA01307358 4t UBS Your notes •P260001000362651 F26002023304 00002 1019 030525004 x123526550000000 ►age 12 of to SDNY_GM_00325318 EFTA_00 198093 EFTA01307359 UBS Resource Management Account October 2O19 Your assets Account name: GHSLAINE MAXWELL Friendly account naine.ln r Account number. Sone prem. 44CC/nt (kareal waves snoten may be 4pp•Mnale. Affront& born aftlIOSSeS tna/ of be emuidely reflected See important ✓r/amaMT Magic& statement a the bid of ths &comer' to, arca ofonnatiort Cash Cash and money balances Casty and nor*/ batanon may Mludt avatar. cash balances. UBS Balt USA Orfoset account balance., UBS tDC Insured RoganSane stance., UBS AG Stamford Stanch decant account Waxes and n-oney ended rut ua lund Sweep basteets See the Impaled olorm awn about ,our stateaent at the end Ot thiS 000.enent IOt OttalS about teat tolances Hdcing Ccentg Ware. on Oct 1 (1) cloorcbatence bleeper share Averact Distdend interest D4s on Od 31 CS) on Oct 31 (t) ref Peeled period Ckp amount CS) Cash C.0 .959.77 UBS BANK USA CEP ACCT 99971 95977 293,00000 Total $999.71 $0.00 Your Rwanda Advisor: SCOTT STACK MANLYLE CASRIEL 1)55 Ball USA and ell UBS FibC insured Frocram Bank *pad dean IA ince. are Injured by the 1DK vAiNn accitable I mts. but are not praecied by UK MS AG Stamiced Damn carom account balances a* not mural by 10K am ae not protected by SiK man market sweep balance. ace prelecte0 by WC but de not endedby tne CDC Account activity this month Oat Amity Cescrption Oct 2 Wchdcawal ACH WITHDRAWAL UNITECHEALTHONE -3994 Total inn payments 439.94 Amount (5) Bill payment' Ott Actlsity Ott 31 Transfer TO Y I 23575 0100 Total other funds debited 495917 Deuipbon amount IS) Other funds debited .959 77 Ott Aclmty OrSdblen Amnon IS) Money balance activities Sep 30 Balance forward $909.71 Oct 3 Withdrawal UBS DANK USA DEPOSIT ACCOUNT ASCE 10+02,19 .3994 Oct31 Closing UBS lank USA Deposit Account The or sank USA Cepast Account IS you raw, steel) °Vied $959.77 0260C0100036265SPZ60X023304 00002 1019 030575000 TI23576SSO00X00 Page 13 of 14 SDNY_GM_00325319 EFTA_00 198094 EFTA01307360 *UBS Your notes m2600010003626% I:260=2339f 00002 1019 030575004 Y123576550000000 ht. 14 of 14 End of statement for a«ount number Y I 23576 SS SDNY_GM_00325320 EFTA_00198095 EFTA01307361 Important information about your statement runcial Senn ht. (do firma UBS Financial Sonata, k a meryter of al «copal security,. ccenmcdty and Men. mehrges UK. naroal Sewn and LOS Bart USA an rdred Wocianos et LOS AG ad adfdalas of U3S Searles 11C the Pim's I nannal statement n nabblr upon redone theft«, enrolee °floes tee t. LlaS femme' Semite Inc. 1200 arbor Boulmurd Mebane- en «MIS this dream oKenentc ore, official /acted of you tes Enamel Senses account Gibe. words. .**91 *fleet tar docks~ tonUmng cordlerodaterslotid rot be reml Li:Miyake blew thee 6 an «ref a racoon. ~report e mmedately n wrong to the Desch ~can d Me ogee sent"; ears .:coat. MU.* at again crown oar Menke tab arnsaw. slitemert dra tai nos be used la tar paean Bey to On re and tar toms, Porn 1099. 5498. I OAFS tic )wen~al Pas es return the ran it regured by law *sepal lode RS all Ira dumgods. reportabb nstnabb &Mends end tattle entree tamed on wankel bed n your accent net crowds « sae Nand en. 04 MI Kee on Cerlan «mend :tunes. Carnsuniartione wt, the Fine • flene (two-dims ay aal earroncabons n antral to~ pate fot rites. rwticfn9 Yee r Vdfe 1M Steal en anal« Freed« Act D A) • le du flawed canto, onto up Ian of Me fro-e of eitt 010~ «rot LBSEntrial Sewn. tes nancul Sww.es curt you mourn at derma bob« by reagran with the rckated nuneon we Moaned inlvd Ore re~b ANY, 70) ~fled the raksvi ere eta car. or, Fads and etudes re laird t UBS fasantal Services and ern the nedring brew. and yew mal mete a ',ton of sy ono or ~moon to bods limo • At barbed nto accare ammans. you mat eddy w cr any my; or had enl ng dwell needed on par eminent Men 30 days Mr e was maled a nude *Made • dine «et ~on'« ~Lane a ~nos to the Fen's Clone lima ~am at 201452 • HO? ce tol.freo t 830.351-9103. BODAM. lc. 600 IT Mondry throoth Fake a en art •410 leY5 inert.' Staten at. Clan ~ion Deparleent. P.O. Bo. 766 tmon Cnp 14107907. • Al statements shall be darned complete a-decorate nos objected to n Aran svehilt0 drys • for TTY worst Cat lia4-612.09% or from outside Ceti S Cad M1452.1495 • 11 tne of rasa ~MS abc•X an elettrork kas dander (DFTL bill~ a LOS Vet debit cad 'sixteen, cal 800.762.1000. or wrist to UPS few-col Seven ar, ICCO Harter BM, 6th Ikea Wenenher, NI 071/4 4 Mtn RMNBSA Sen.det Ca or mite a soon es >Oa Can. 4 Ara nit 50.r statement a recede is neon) or dysly need more ntonnetwes arm stints en de statement a «Kett. The Fern or Cad blue fat appluble)mai her from yOl no Lit« than 60 days ri a the firm tent ycia de feat datemcre al 'inch the Ern' or kand. - Prorde yor nano and *owe nunte &I any) - Dasabe the Ma a the transfer you se~ *out and mpLin as cferly as you can wed far Mere n K an era a why you need inn damton - horde the dear ammat of te waned error. TM Frrn or Card bluer Mt ~baste your <rant and WIcorned ary era prompty for teged moo rnoh•-o Voaodebn cad trareactoo. d NO iSi• none the 10 bacons days to eh Ms. we WI node war accent la IM .3~f you ork it n Ma tote., youwit two the use ol demon./ dung te the I tales r6 10 complete at ~pion &me mix all ~is payable to therm or the f ^sob' IntettiCe1 uddedan de tetra of es cerement In adreca to regular score, foes, accounts may be %OKI tomamma-a fas. charges fa Ise pamsem for secure« purchases and durgas Ice u-pawl rant n cash scones. A«oyet thx re trinfend to other /1414v1a14 mil be tubren toa &ride lee WS Sena* Opelorw IRS odes Won, km caseetie0 eah bastin to bin deposil «core at oat Muted bans and affixed bras and money Market mewl Wit OVOneyfurd0. Doom accortc al LAS Bar* L6A and nri.ahilrrod bard; panwpseng n the UPS 33•C :wane Program an FOC-ristrod n rooter« vethr i C rule: For mon rdomnfion, date *SO Pete* Idcsur. Depose *tarn at LOS AG Stanford Bach ad sawn d Way Ards re rot ~by the NYC. Bank ~mils ate protected by SIPC Money fald Owes re protected by SIK Sc. "WS linnet Services Aware ~is' below. Opal pal regent baron ntiolork depute may be *redrawn. and than of a Way Fond may be liaadte and the proceeds rehired to you or pas stool et aeon fist« ~on tax stallek sweep options. mckedin <wren, «erect reef and o nobble al wrewhbs ordsweeptiekt, from tar Frun<ulAdisa a by <Ong &CO 762-10:10 UN financial Sinai worst protection Ile Pen it a ~Mar Mt.Sontag master Protect« Con:oaten Det), which «weds seams dramer of is members ix, to E00.000 (ndufin 1254030 for dorm fa cash) &Monitory brochure nobble 'son reaxi a iwww sic o. The SIK asset Protection liras *Mt to MI *cores that you hold n a priladar alaKely The Fen natter Mthcelan affilalts, has urbo rennod supplemental ~Ira The manrn.m amast payable to ad itaiable dents. adein4 Under tar prOltcliat it 1500 meal at Or Decanter 10. 2016 Sabo° e de poky condo" and Umtata" Oak Mt Fems. Asti« toured kr to Si 9 mlIcewn the *gre0 fa al rev auckrils n a Meder ~fey. Afire <coy of de polsy we rgit nettle coon rect-at. Herter thr SiC prate« roe the stool:metal PrCOCIOrm «410: • Canon Insetal asom «enrolled by ( and needed n Su' *OWN Mx) but hed away ROCA UPS f ~Kul Services Foe mangle <elan 6)instraxegnadah, "laden valk notes. and Bbhures of motel hawfwegiured n the name of the *cove holder on bccas of the our a vasalt flee), • herruta retracts a rwesiment merest, (e 9. Insrea patnenhps and reuse plecements)ihm ate not rognard role the Senrot Act of 1931. • COM1,06trot<CHOCIt (s.9. fee * mahrgo rd pre on metal antral* nchdrg Wien crows atl termody *ton commis; and • Depose accounts Prato artOkates of deposit) t teaS Ba-1, (YlA. UBS AG U S &arches and brier, lee MK hone Deport Prey^ De SK PrOOKICel Ind /be 14.00Wronlal prctElco do not *Mato these assets men d Vey ~me arceat onyx.' maenads. The SIK protection end the supplemental protection dem preen pare changes a the market vala 03 yes evestrnyers (abater ac •ena ol market rrOVOrnent. rar bark njstcy otherral Dividend Roinvesemana Program (I)Fin the pie reflected is an artrage ate. too may oaten the actual owe Ban ex. Iilrnnel Lena Only Mole sham me ~chased under DRIP. petal euset all te fold 04 theta be deposned fin you accent. The dredendrenrcirnent trite ,repaid by Ire mue me/ Meer from the male PC* 31•Snith*OPIrhal5hre, re sot! Cash-in•liou erkwhele ett my be held ei you scare trio" elled roa pal.tak newton of a &nand parent or ~me. the firm wit tithe WINOS Una al mate pre a rope at "Cull damn oedbr reoVend <teeny area. drd <to« yves stove ~need objetien the ~esteem °beams sdnsk prdie are spade to rod, account and may daybed...en yea rocket ryas. the ins prOatabi ~ 09d any °pecan dungen >as fond tombs« neuree *down For each 44~ fat. you choose«. of the f °bang imminent <bathes • Prod/cc Current Income Ineeimeres intro tro genre« of recce air • Achim Copt*, Aora nano( rmninvnts weArtg woad of prrepal Karim Can the ~tans « Mete • Facrlear Cameras/co yrcome~ 0~ Apprecation Ineeumems 'taro bah te generation of «erne and gooeh of principal Need flak pen« • O~i., Soh, to ~ton Mori cohml. we be risk ad Watley to the accost *veal. men if sht mess the noose clayi not genre. radiant «ant a roans and any not seep pre vet.. eel ;a:" • Sloan% Wring to accept tone me to pnncpal and tolerate sane *Wiley so see hater ream • Anyzno Wiling to accept h•d'ad` b rentreas rd ho robbery ro tat horn/re oar tea • fmadnientagaefeyComderron I ~cu d,a paten of tro pedalola tut a<Caaa flay ads& cowpan nog" leered 14.tdrty and awe Watley Statenwn1 Touseitokintr We my cossoklite a'1 feteAd wont sinew° with the tame xlies n the same entice*, e.9. because they here owlet who urbo marten ore Domed relations/en witholive dents al the on ri tes, d you prefer to reeve rod its statements mailed re coarse emeaspin, you may dodoo hoisesabing by calrg >or inannal Manta Friendly want name Re Fee dl recount name R Acustanaable •nekrtirre• doom by you to aunt you wit, you retardireter0 ht tro legal ellott es your accost is not mended to rellte arg worn/. taX3Ati, reccerntinleaa. mertmentebjetne a rek pohle assnoted wit yea =Oa and it not a pronese a were-lee that wrath. any Imaroal matt tala rod b• ahead. AD raternalt rect.. ten* of Ins rebdropto nia of loss of Mr area etalaaat You <an crunge your f needy xcato names droop Oda Senat a by entactro yw f runnel Ades°, Amami comview • Vete Oro« enocrodponfok Net of nuts ni Waffles. • paters Include available ash banes vales It. 'twittedsnag), (eet), and Global Tile Deposit, arealued marts to make. and <elan "Ns not held by the Fern Don nol exhale waited seasitelassets a the end« she prior and one talaren *nook. a reerie aroma" anted nod opus; and are«eatile nod operant • Cabral retries debit balsas, tanning inagn loss. troth Ine. that X0201 balance • CashWoney barrow Total of unmade! talebb cad balan:tt ple &poor balsas al all arid ad romalfloned brit. and worn made muNei fund sweep balance. a the <taw of the temaan petal Nonionerotlly Ina weal balances in you accaril at asro from other balances ad the fern soy toe sydd thew funds ner ordnry can of et taxman Wee finch as payable Wan your demand. Rd total o neddras the curet prod elaing vale. Leeds° infirenaGeon fa deeded nervation cn the P reWs twangy/atlas and &clown refer to yea Clore Robfionshp Agreement a Accost Acr~t ad he Ganda, Terns and ~tons LOS kahernent of Credit Franke matt* nAg.em•nta and0i t bacon al won. e-npiren SDNY_GM_00325321 EFTA_00 198096 EFTA01307362 Important information about your statemetg (COMmued) Var sau Vott ntemten ~et secuntes ad ener enet. held b the rakel at the rodd de 3131<mml prud You mr, ad for *bond 'uty ard stut«x ry irre You mai moke («udet used at ban <Aperi aler • arreO ams betente dat tonen Ary wcurbm learefered tonefim deig the statement veidue loted al madet vake es d the end d the stement per cd • ~brå. deternanno the <ost baks ordt ~Am indodad n Ibis natement. *Ste Svir-sod ordt the numra« 'l,' ISS Fruncial Semst ha rakel 0, ntormsncblaredatorn ~On ah« the U3S nanaal Sennces. «eneerg ntamatiat Iran ~ba lensa net You mag have prorded to yoes tenarar Adota The garn dom not rudryatnintb, ~uty er ~eke the xarxya valdy or ry doringa+ Ø ys:kras on« the f nanaal k *hour* LEK Fanfi sSenoes genera talde> *n 'Pent :nase o mened the arm don mg penit arry Mitti« ri the dammer SCort bal.' sd 'UwlcMgaeelon o ame,» at os ta deed na summere. Aspeela, pitre da na 1.4 on his rumpc',« make Ned tas*a salt basens, kr tar penoses a "emne Atti« itt Onkel.] totehm mai fellen oaraloss rdonnalenonly toe te pral of line Ilry se led at re Far More hbtorical ekfirt.teian can be sl:ledby >as fetrcitl Acket. • utwSind sysinelosne frahan dau is nolabk, esteren! tatearred °anatom" se talcutredfd idveiret xasey bh the trauet er, dau for netduo kos rya niav net ml led arrenostare. Arget sea totone toorgr,:s.ca *rem< Ort.knd axl aha mai las and sytten< archre ble ro roenordne-d to dtplr, cee ~ryd lot The?' trade date' <Mann ~net the arta kamartnn trade dale • [Sable snurra Beda ad ethad mak nat the -mur tab for ese ~ion spil be wtested ~etg by lot kan rearp a1 stosities d dett boa hed n out nam, ot r. nomi« tene lot car clients <sl teatre ~kon is °bered kom *ed pele, ed as xosacy es nol parmad Other <att Innreis ~senn tetide avta eten >rete Øka erlarnaccn ml be poredyd ka:onraguer • Pritievalue Pmes Osp/tyri lor *evt os rid aber pmfecti maibe bør ot byer the tel pale nat y:vy/tukl actuallpecen. in the mark« Peket le ~from ~em tred Party tantes nheh ore belave to be retable. tel ne do not parene der accary. - re gentg.(( the <kano peke *he »dobble ce the ~mol the bd and mk plet la åsted ~wc and opi." ceey bid race« OTC stiftet - lett rusleva(dtanta« nuy by pficed roe» a niheim ~Id or the mon ravm prim en cbtarrel ardny/rot male« er. adual maket vite arva.* - Crlan pasbkm ner capes wilhoui e ake and verste*. al 'pc. nonet solane' 4 ore une* lo cbbn a vice la Otposts a muna deromnred n anenet oder tat u.S. dottet sa (Wien«, at the ~hange rate asal ne strimen date - Fer terten Revitet fadegn nonicriormrg dencmreces, pace ard ant ty ore value)may bow bom »used to feirast proper ralualen. To °brien «erten i:Notaen. white stenetik. ccettcl rota itgletOr • Fratete and and ~od preduns. Private nvetentel 14<knlet (eCisteq drett [entitet°, prograve ad reel estere °esteten titel savnes) ad seructuedpeodacts are genera,/ nipale dkard. Cetanwurbsederodoh hare nos bern metwed sytti the Sean es and &dumt Cannnkna tadet ale stele ,tovrites km Yte pode *simrad vikes for emte resestneet uanet ad strutt tred phatlacti fa nlorrnaficnS ~X« city Luva), c net gtatentettl - Test v.~ thsy del« stkelånt"liCtet Crgeh d orry, xwhitha inne ravl seevity gruna& product mer boLett a sokl ed do roe ri <essray iranere the sale su mye 'neie uiran Sauideon. - %ed palle ', ennes ot »le se as ot • anen eire and re suppler:110 OBS erureul Savtes on a roeles han by n Pdtpenket valanion fem - klat, prelat croponky «ante ra d sy. XII ~10 te Fim by the ~at pine,' perm' a spene and may be tablett, basadon diktert M.fl.* kan ne taxi by nedpenes lo drite leer esimated tute, - You andar...in addiaul nrcemabantegarcfna de rnlnJAw urd to delen.-~ the egnet cl nia and the die ot te ntomationthat es. the bris la the «ems* by rontactrgyas e near acia.or - Med party onenaled nauet may be rebrud as "bly: pased' n ~at munn,' veen re rd.predint vaker.* lem has rot Øled se tnihk to •Wein • vale eden ore betane arme tet «maker hent hue ~sted hett my GA.> Pte~ ~e! rale mo «enen, ce Wen J vibe world be tygla, tetrate dat lo the natve dthe,tcunty - Neon, roefar an coat, genral plente et cperace Moraled yale 1 anebi/41y raned valen provled the vale of de sonsty tel be delen. from ts pachaotpree - 'Dotrtut om to date' mag "lede r"rn pl <sit* nome a beth ▪ 'Oriorui unit sri rtpletenh tie edel ilk pote per uh, end ~ymt allel svi ant base - OPP and uSi,lS Kfr seo- ies re roe Forden a natecnal ,.tvtics ~e, and are rir" , icKed "danen d the; can be sold, the pro noned mat be kis ~tape nem estimat«, nkr omverd et ne raten grenet • Realrieted ~Mo tre:Cnntductat44 gineaty ro nok artist digiblr purk oh U35 ina-col Savges ut" the nurk« tette al te uneneeled rock the sn mur ae an Mp-ltd vale la de makte/ stod der pepases of ni's atekerentody. To the Meitt Mit wen< led seeral es se elgbit for sale, de vake me-Nedmag be sabstentitar less Ihnta nweerd vake *onn. • CM (estariated) Moene. antent yeeltb andratt& An munne el am,/ ',ame o bram taren, theitml ard altiss ale% ~anno*. stareestil be held la ane yta' kon nen« dale or ymt tnryncy fad eatilato 4 cf+ a guttkfire, acctiacy ed ~naki drone n not guarantatt r• Famed mal mane and turnet raid loe <elan Tabn Of moareen mått melde aret" of Prexoal a Cildlid gits n eleth csu the tel intome ferd tunene >relcb «old be trended - Cirsied av«a«l «ore id trid yeld *sd the aul mone and yeld nett be b.ve.a heter dyn the eftenstedinounts - An ondene ol anotted nome (dentiord anda Mant) dreded tynetum« manet ~near bale« ebxed onne lan dvdend ce ment Narrane rna% by the stuer and ~net te tec‘inteldeptnts vel te neid les trit frcen the sl Senn bate a until ~sav. Aeoracy catiand eld se not ~nid. • Ameta not hold by VIS Finred Sena. (alen essets', not held by the Tem and rot finne, *e Tertit ~slet ce orend Thae rutetre deplayed on avta ',atomro lor mormaler Nipa« ad, Potrans and ..obei prente(' re prondad by the roren m UBS lnenui Seerene not noprotde la Ill nionnaTen ad don re. Gutane. ei xeurey. Teie arrets et rot poredva by SIK or the Fra teWnntal SPC covera,. • Revenue 'hating andada:anal inre pepgi - b /Meir, to temma" ai saks and 17b. I lem mened n annedcn ~Attre (tabula, er ~bad fu-ds to os <benes se st as eika maie revna ~ang parret trom dertene" ander adocat ot the matel Lan Tal ne tel theta arrarts re bacediee fm> dataront turpavens: ne arwe of saks by 18$ ot a partrulr markal hal fankg lo oter cl~, and OB the ~ff edle et a cenkutsr reiig land leed/s suset edd at te fim. - Wc and dr akkere ake Mene netrecelno ard antibus pansag leet n corordereen fra ramler 394(11 544 im Pai no ~kle to the m-eual herdt bete toet gear" reprd amen nepa X44« n Ill ne-tualknd and reel red driv isrn bred on the runt« ot scoret x *e bram-ekre holding MANI findm of the hard lamty - b addli)n to cormettrom mened n ~ion Mf, de sale er i:blå:uke d amuly minkens ed unt ',enmdl evt unts loga tier" re anda as alte! tetne 0~ sluthug otfiltenlatal in* may or the rourarce ~arm untkemeng ta aenuityoreract, ~ret d the 110$010 torn:uno, a tponscet of Me une ~unn mott • darbuto - n ackktinto (perwitrenrecemd feten tite ~e and sak d Ne•xSeuresktels. ve ander ar attlate arene et asva.based I!~ storing ormen, from NertShres danar-non. en ned ar herdigfor technology erteband, Panna ed *durra, - Cea alli100$ oho .arear kad.; corraissan ed on« carponsatre from disyak Sd ~ame canaanot !oh* geodett ant* - isent torrponsato, kanta; Deri L6A. UBS AG SurdordEeanch nlroeaRila<edbrks ~are cash 90009 prOgrt ccnqensr ,r may bo a ~Ny pa ~i la ce rnay be a paaraaped &rage dale &Not balne,. Acraitky nrceenrion regsdn; commosom and ode« ~os murred n tomaten ren ne treo.rton ot ras. entd^3 gren vercetax hamn ',«luded ore C010103100. 040011,kr furns.44 tora. ed spy be leonded to so acnvell onn:~ Short soling su ro 4and n non stang a tentay, year may nett a chege cbe lo <son borecnvna sont fa Pia Wbo,Ir «rutle. Open siden PaStreing open or • g:c.d Mk" elet adm not "rand itercuttd by the ~emmi dale, opm buy and sel stop <rim se raduced bydor amma ol aude* anen on ri *addend a nosse date anket nansted ~ere byroa Vag n responsa* Ia eders Ikr st temte de 10 Y0r 40,010 «arte« ~Ving open orden Privee To dalane <on ol as om« Glem Primet Notke. Please~ ytt, F111001M050 0 vek w reiste al »vev (..brenmorrerro*t - LIBS Trumel Senitet b rot •br* The RMA, Business Sena; Account BSA ed HIA re brestene m<ounicwh‘h peoaSt 3«a< to batane *var ad godets le~ ~Krem, ren, :rettleid tank ed me« ihrbparty bets. andepakt attest le nosance and aneuity patxtt ismad by ~Hird irdrusd rein* e:mpenes trast muren arry sktocluten el t..BS Feentol Sences - ~nem musee. and ~uty 00:1-Kb Ryt MK nyed • No bare mestre Mal lose~ - MIA Retaste Mensetnem Atm." Bonns Sanecet Acta* ISA, Raa and ',tamstar Peru» Management Aadre rengand nome mrs or ISS Anene, Samos tit. - ViSA n a mortwed radenurkomed by Vita Vramsbenii Serwa Aua 13001 ad Med Led« rense The ISS les «edb cards the UBS Vile Oki tids n syved by l..85 Sel LISA von PernMen Iran Voa U SA h«pased Moder reoared nedervd". Hevet 11,105 sd regiurd temte merkt re of tos res~ amperen ILOS FisenerlSeeime lose Rev 701810 SDNY_GM_00325322 EFTA_00 198097 EFTA01307363 fita UBS Your Nuandal Advisor: SCOTT STACKMANFLYLE CASK'. Phcnel questions about your statement? Call your Financial Advisor or the AMA PesoLocelme at 800RMA.I000. accoun UBS Financial Senaces nC Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-CCO2 *n6000387625 11,9 YI 0 visit our wallas.: wvonlsocornifinanoabeivces Your investment objectives: You have izlentrfied the following investment obiectives for this account if you have cues ons about these otiyactnes, disagree with thorn, or wish to change thorn, please contact your financial Advisor or Branch Manager You can find a ful descrption of the alternative investment otyechves n important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive investment eligibility conoderation selected Resource Management Account November 2019 Account name: GNISLANE MAXWELL Friendly account name; Indio CheCklCar Account number: Value of your account on October 31 ($1 on November 29 01 Your assets 000 000 Your liabilities 0.00 000 Value of your account $0.00 $0.00 Change In the value of your account Your account instructions • Your account cost basis default closing method is FIFO, Rut In, First Out. November 2019(11 Yew to date (1) Woe Opening account value $0.00 $49,270.55 Deposits, including investments transferred in 0 00 165,822 62 Withdrawals and fees, including investments transferred out 0 00 -215,206 43 Dividend and interest Income 0.00 113.26 Closing account value 80.00 80.00 Stombar SIPC AM0C0+ o0oa8762S PzOOX024274 0000211 re 030575004v123516550000000 Pogo 7 of 12 SDNY_GM_00325323 EFTA_00198098 EFTA01307364 *UBS Resource Management Account Novent.r 2019 Cash activity summary Account name: GHSLAIIE MAXWELL friendly account name' Indus, ChecklCar Account number am Account Koury the mOntnIce cata lanCes in your Sweep OM ocis ate mdudeel in Ineepenirg Mid dosing Warms value. (DIG insumee apples to detehts X UBS Bank LISA and al bankS ranee:eon) in Me UBS CPC Insured DtpOn! Piapm. It does not appy !Cr deposits al UBS AG, Szamt00 Grineh. 9PC praeCtron aprpeeS b money make' Deep fund hatingS but rCt Wok (10:091S See tropeetaot 000(nOtOn about your statement on the last two MOP d this CIONnkenl dtak. AkAtrober 2019 (1) Year to date (1) Opening balances additions $0.00 $49,27055 Deposits and other funds credited 0.00 165,822.62 Dividend and interest income 0.00 113.26 Total actletans $0.00 $165.935.88 Subtracuons Checks and bill payments 0.00 -59,901 97 Cash/ATM transactions 0.00 -2,009.00 ATM fee rebates 000 9.00 Card payments 0.00 -101 06 Other funds debited 0.00 -153,203.40 Total subtractions $0.00 -$215206.43 Net cash f low $0.00 44927055 Closing balances $0.00 80.00 Your ri mended Advisor: SCOE7 STACK MANLYLE CASRIEL Dividend and interest income earned lot purposes et Ids stamen!, tmealty of interest ard dead arcane ASS been detenrined Iran a US Use (A1:01fl0 AmOrdive Baird upon the widener d the <Kemal Nadel 84<ount lye. oo pechat tycse, erne Interest anctor cleclend paynend may not to anal to Voted Stall (US) anla Pott10 NOD (MD adore tames The Mere manila, statement n not !Mended lobe used and cannot be Med upon br to ColpOses aunts stead Mee to tee aT0kable to 0000ino toms Ines opt re lam UBS atm.*, so< h as the Corms 1099 and the rains 480. lot iii (epxiing infornatem it a tee practice of UBS to Tee the applicatit tau repealing font with the US Mena Bronx Senior ad PR Iteatury Deporiment, and in Such loons accurately OXON Malta's anda mtecel a tat ewrpt or neat! nChiclual tat papal, Aloverober 2019 (1) Please (Oresat yew Thar to 4.11*(11 Taxable interest 0.00 102.38 Total current year $0.00 $102.38 Prior year adjustment 0.00 10.88 Total dividend & interest $0.00 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $113.26 1959 77 Closing UBS Bank USA Deposit balance Nov 6 10.00 Number of days in nterest period 31 Average daily balance 1743 05 interest earned 10 .00 Annual percentage yield earned 0.00% An6o001000701626 726000024274 00002 I I I 9 09:075004 Y123576550000000 Pogo $ of 12 SDNY_GM_00325324 EFTA_00 198099 EFTA01307365 cita UBS Resource Management Account November 70I'm My Choice Rewards Points from UBS Account an: GHSLAINE MAXWELL Friendly account neva Account number: Revercb Danis We itfltaltd 0$ d the 26th ci the incalh or the OM( tvsecls 00/ if the 29h id b eo o trekencinclocley tewarCe pow Amity *lab can be found on wnwobscceolonlnesemtes November 2019 Year to date Opening balance 0 7.594 Points earned 0 102 Points adjusted 0 -7,696 dosing balance 0 0 Your Financial Advisor: APZ6000IO00087627 PZ60X024274 03002 M9033575[04 r123576550 003000 Page 9 of 12 SDNY_GM_00325325 EFTA_00198100 EFTA01307366 SUBS Your notes •>260001000381628 MX02024274 00002 In'? 030575004 7123576550 00X00 Page 10 of 12 SDNY_GM_00325326 EFTA_00 I 98 101 EFTA01307367 Resource Management Account Your assets Account name: GHSLAWE MAXWELL Friendly account n • In r Account number. Sane prem, imam. wd cermet ...ions shown may Et corona/la As a intuit. spins and losses "IN nol be Emmett reflected se senor/nit a/amino" Moot awe stetemert a the era of tio &corners fa Irrf. rIcnnef /on Cash Cash and money balances ricking Cash -959.77 000 MS BANE USA Lkr ACC I 959.77 0 00 250,00000 Total OCitano tolaixt on nes 1 (1) °canal:dense rinse pet shoe myna` on Nor 290) cn Nat 29(1) rate Pula act interest period Veer Dowd./ Advisor: SCOTT STACK MARTLYIE CASRIEL DLO In Penal Ca amount (1) Account activity this month S0.00 $0.00 Date AC.11,1 CXxrction Amount 3/ Money balance activities Oct 31 Balance forward S959.77 Novi Withdraws LII35 BANK LISA DEPOSIT ACCCUN7 ASCE 10/31119 -95977 /Icy 29 Closing Ulf Bank USA Deposit Account $0.00 44260001000397629 PZACCCO24274 00002 I I I 9 030575024 P123576550000000 NSA 11 of 12 SONY_GM_0099n-197 EFTA_00198102 EFTA01307368 ES UBS Your notes AFT.60C0100C0137630 PZ6000O24274 03002 1119 OX/575C04 Y123576S50 003000 Page 12 of 12 End of statement for account number VI 23576 SS SDNY_GM_00325328 EFTA_001198 I 03 EFTA01307369 Important information about your statement ISS f funeral Sawn tic. (the firma UGS I inartcul Sonoma, it a number of al pampa ~ray, canaday and oceans mehraes. UTIS inameal Sawa and LEG Bart USA re rdnat obsciatiesd UPS AG rd ablates of U3S Smuts U.0 the Fin.; 'manna statement is nobble tpr request 1rof tins ~nine offas are at LITS Frumul Slesicel IX. 1200 arbor Boulnard Wearnlat N)020136 The nannuell ner•Onte or., Okla/dozed ot pet LB'S f "Mein S•naeS Want OM« rotrad{. "ea *fiat la ~antra tonlienrig co.-Mang srodd rot be relied war 1 you tea* there 6 neva of *mown. pima npat it rrinedetely ri totem, to the Bearah Manager of do office tent; >as acart Attar al twee Mown re mended tote amnia. dame« data dakl not be used fa ta paoses Nay ity senrsdnd tar knot, De. Form 1099. Sa98. 1 fic) Trnfn Prang Y,:ia tax ra✓urn the Fern is nand by law to man tote RS ideate drnfands, reportable n:n-truabb chdends and tattle Merest caned alma«, held n your aaCent. net P*0(ftd, en ale transact We. ard tat ban onamen covered seasWm. Carmunication with the Fine • Ile sse rc.confiren an, <tat carrunrabons i, vertng to Aster broad re, cert. eabaa9 Year ads thy Senn es Vomiter Proloteto ACI At • II lMfinrcd maten on the up lift cl de kar of romanane is not LeSFriataill Sama. tunc.il Sauces cartes your ~um as <boom Ø« by erga wc* *di the reheated mina an We n1Ø >ad the retearrb nfue‘yeer named the Save h te or, and dailies se laded a UBS Ramsa, Serbia, ard na the nvoacro biota and pa ran nuke a ',tan of nonce ix omission lo both fan • Az deated n te 'acted arements. you mat mid y vs ce any ono: oe Matri omlag dwelt reflected on yoke staureent aen 30 da, ift.fitAIII mad« rude avebtaa • lam dal acetereete «enplane a ~nil to the Yaws Clem ladons ~ant a 201.352 • I 60a a drib.. 800.3 SA-9103. 800 A. M. to BOO P M. IT Myrday Through Frilly, a in Yee 333 to te5 enamel Stase Ir.. Clank ~Olt Øvre t. P.O. Bo. 766 then Cly. MI 07C(17. • Al statements shall be darned correlate ad awn, if not objected to n men; vitro, 60 days • fa TTY serval. Cal 814-612.09% or from outside U CA21)1.752.1495 • bone of won a aeacns 4~ an *Ørar« Irds transfer (Ult bill papaer cr 1.13S Vera debit cad transactirs.. cal SOO-762.1000. Of not to UPS faecal Serail tc.. ICCO Rmkt ,6h1Ø. Wnhae.a.r, NI 07006, Mtn Rhifir6SA Saves Calm mile a soon a you can. 4 y:ufili sat statement a wept is mono al you need more ~awn boa aunts as the statement a retard led Fern or Card ban (as appleable)rndi her don't.. no lit« than 60 days "neatens )dr de fro count« ai teach the Era or Problem:Poo-ad - horde yas nave rd wont rante* d any) - Darr be the error or the wander you kilito* about and moiler at der/ oh/ >co Mew e K nara a why you mad date damry , - haak the clods rant of to paned era. The firm a Cad bin nil mean:ate your ~pant and .4 aced nand prarptb; Fa rayedroes ~ma LEK Wa•cletut cad transactors. d weld* sonar 10 bar«. day; lada Its& we raided( ryer /tearm fa OMarrow* you are it n era seat you vat Mn the use of Me money dun; fa Ina I ties x610 complete ea fnelledliton Plea mix all dads payable to therm or the !carnal inn:Lair cdosed en the ken ef are summent In addition to regular accovc foes. wants rnsy be ablest to clean:~ lei. chases fa Me parent for secure.; Naha" and <hages fa u-paal rant mash accounts A«arrs that re transferred toalen neimyker, may be sttera to a &ado, " WS Swap Opaceta Les oifien cofion, »~., fah ~10 birk deposit acecyra at ncadlloted bats and Iterated bant and warty Marla revue' lads OVOne~ 0000« Xeeurn at LB5 Bar* LISA and nr. raced ant; particachg n the IBIS FOK tneted Depose Program ar•FOC-nosed n xcadance ~Pit( rule: for mat adomtahon, pads ma am. Ide.gyn. Decal ef «WO al USS AG Slardad Birch IrCIshwes of Weir/ fend se not iwsed ty the IOC. Bra ~die re nor protected by SITC Monly fad Yves se protected by SIPC Ste "LOS Innset Sense Accost, ~al" below. WWI Sikt novae. barren ht. bark pact my b. vandraer. ard than of a Mcra Turd ma be liadalei and teamed, returned to aha >0./ teori was.. Fate ~on tat ~tat* sweep Options. ockalreed <antra «trill rare and yid& is nobble d wane abs CO-Nsweepyidlds, hem yoke 'runnelA(1Mo a twain; SCO 262-10)0 ui Firtmcial Sore ices account protection We fern is a master d te Somres neon Praenon COrperaliOn<SPC), which protects SearaleS cudaren • ts members i.o to n<KI,000 findiadMa 12$0(4) for dams fa ash) Nairn*, bodwire mailable Liar a iwn• aia rag We SIP( seat "'diction lirin appli to 411 sac." that you hold ha pralx <1.3"M The inn, together nth crian alf 4ern, has aba ~ chased sapplerrantal mace We ~reran raise pnrabk to al drablydams. <canna under the prolate" s ISCO mar as of (»rent« 10. 2016 Subect l0 the poley 0,41 eate and Intltorq tab a Mt One n tut« etOINtad keep to S1 9 miler, in Me ea0~e for al yn accoves hed n a palmier CaPacty Aka copy ~Poky W.:4"dr9 it available won ~ea tarter thy SIC prardan ma the ~real acacia, sob to: • Colin await awe ortrated by and nctioad Ta/ «(tet vat») be heldaway Irons LS'S inricul Sances Foe eink («Ian Qinware preach, noldn, vs** armatos. sid Ghharts of nsi.dual km:breasts«, she rare of the *coast holds on tre beds of the oar a Vander ~0, • Irwestme« crests a ~minx« merest, (e 9. Im1•0 patnershias ard rer do placements) that re not !neared Led« the Sountes Act of 1971. • Commoameasaat (eg. faints ~barge ad preens metal «noel* Inc hedog hone <crows ad tea~ Wean contra's. ad • Depose accounts (nape <air an of d&Ø2) al IBS Ba-1, LISA. UBS AG U S larches and arros nit* MK roved Dipasn Prcamn The S, PC DrOtethal tad the liareantel prctElOn do raf apply to these assets men if they arena arced on )ar sidemen% We SP( protecton and the supplemental prot«tion eland (toted paint Cages a tie market mkt el you' imestrneMs (nrother as rend of market amine" mud barknelrya otheemsel Dividend Reinvesonent Program (DPM the ate reflected is an area's. era. You may dean the actual ace lean yar Fiwrcral&Omer One Mole shrn me puthased under DRIP. cabal sham roll be sold and the cash *Al be &pouted h yea scco-nt The dividend rerwesenem ace wooled1;Y the eager enal differ hand. maid Wee at ravelelbareeMO reØ Casaindieu 0Mr whole tme my be held n W ar /teae I you eroded to a parinive at a read ol å elmadand~ or ~vet. Ole Ilnen we either sdl ors unts nun44 prce a !Mat al "Ore Cleternted try a reotaed <bum' a szaty. ard<ted4 y041 KCI:41.1 ~nerd <teenier The ~arm« chicanes tritInsk profile are waft to "KIN account and may nay barer par =wet Pane adme the Fins pranalbr n ~ling ol ry organ chair n >as lased soaker a Immanent ~met for ash await fat you choose or. of Me I ~nag imminent dajectees • Prockee Current Income ardstmeres team, the genrailan of recent orly • A 01~C~Aoran.itax imminent unang Tooth of amp., racier Wen the ~ratan of norm • pa-Ax• Cam/nare, <4~ ersdCaPtaf Appiecan'on Immereens **Meg lads the generation of mane and growth of primal 0..di Shriven • Conan", SR., tO ~Me , pitp41. ?nth bird rd valatilty to the ware ~al men if that mean the 4(C04.1.1Cbts .101 90, r*e sarficant imam, a taunt rad rna rat Inn pace nth dora • Mode," Wangle. accept COTO nel 10 papal and 1011r at tan* vaabley x. sod Mier reliant . Annw, Will'? to =Kt l'41 ^* 1°Pnrcil"I rd egn rabbity to Carl. Pup reuint osa In • few2e..r.tfårAty ConacIntay. I ~cod, a saran tro parkiona hat acceue Mar Mud., fOttpin atiageO, blend ICudrty and sona wormy ~erne« Isouteitokintr We may ("Mitt all fet~ wont ~Mad+ the same atlas in the tare ernekce. e.9. because they here event Myosin) amen pee /move relit...hen a/bother clot el the saes eaten I >a prefer to recent ind /dad anemota mailed re uprato omsop*, rya moicfrodno ha ter:A:Ina by cairn >at innesal Adm« Friendly mown name Re3 Ft erlda Intoned name fi legend-re •rucknarre• Ø by you to asset you wit, your rearokenama 1 ha no legal effect en~ accost. e not mended to reline any stimew. omsturt rearremenalan. nwarnent object,* a rd: profile aecated wit MS marls. indorsed • prom o> a arreee that wrath or any Ineteneal me" <na went azharnd n enna n( neeta.0 ea 04 d tad, r<tØte nt of too of the acre ~ma You <an chae yew Fremry ~um names throe* Ona. Seemes a by <c anna raur Tetra/1A~ Amin ~Mow • Vatic of pas ettoue*omlole tet d assets ri • Asters txtudes arrbark cads Menem vatn mtlicbid •~ 611(est), ard Global Tine Dnrates, armload arts to ann. and (*flail 46" not held blyheren, Don not "elide ~ad searirolassels at the end cd tw prior and 0174111C411011~ panda. a Coal. entint orrek ~0 stock oaten and aewocabb crea omens • babettee retain debit baron. ~dawn margn loam, <eat Ina, then xccurt ~N. • Cat tomeny Wane: Total of ~mad aolabb cat tubmm pts clipost banes al inland rd ncm aff load bras, rd money arid ~tad fund sweep balances, alai <bred ned ;utan pared Non-cormadly het weds balances nys soave se not from other batman and the Fn, my ere ryåd theta knch nit* «dewy core ol as banns Wep tent re payable tpon your dared. W., total o nolded the curet prod caang enlue. Led% irefirreletiOn fa detailed Mermation cnthofen's landrig practices ad &daunt Wei to >ar Clore Retitionshp Agreement a Actovit decreer~ 3n$ fel Glean& Terms asdfcricaions las Rattner« of Credit Ration eatable I N Agrwnems and 0,..% kl1~1 SDNY_GM_00325329 EFTA 00198104 EFTA01307370 Important information alto tti your shuttling') (continued) Yew admen Yore retainer dames storeys and other Met Feld nth. accord at Ow and of the lialcmet prod You mat ad tor &ewee tuly pad wrongs, tire You may wane wades used at loan cotateraf eta Patna any balance6)e anthem Art with., varefered to the fin dreg the statement pond me fled al mina valeta of the end of the statement peal • Coot India In detnenng host be.* of tie wades included es thrs lament *here Maned web the nurrte LBS Fnrcal Seneca ha road o• Somata. Maroc. taros other than LIS Snared Sthnces. ncludeg Manaten Iran anotha Irma td you may haw. pinged to you Irma Mew the am does not ndaptectrely way a pats*. tbe waxy validly of an/ Meknes fronded ty warm other than ILBS ?auntie Steven. aklbark akhaagh UitS Finned Streets antra r‘drin to .dam antis it * mewed the Firm does rot verde any Mamba that the Hamadan unite 'Cost bed' and Unearned girl loss' * sane at at Sedated the *Sterna-a tibia\ please do not sty on its nfeernanca so nuke pechas• a tale &teem for tv mares a *thews Accounts Uansfemed io tau fee may felled ',Woe a-lama:in only for the pared of We they se bead at reform More historical elamaecn can be added by war Critical Athw. • Unrealized gindloans When dears nobble, marred veer reed gam/louts a. </Weed fa niuctul tasty lots the tonal on data for rein:LW kr, mays name ix< relied carrnstera dirri ansce Wanly reorgx'axen Wenn Orniond and alai raratlettol lot an, sygematc arches lets re each cerrened to diatay agernad lot Tau' Trade date' <Mann peasants the acme tramacten trade date • Cobble secureiss Bash sid ;alerted dock the the mule uth for earY Fed...Town wit be wleeted crystal/ by lot km roan all stymies d that ewe hue out rum, a n name** one for at chants Cal leave rdarruton es oblaned from turd pales and is %Way 6 not grained Othee cal features may net which cob affect yeti; ample. tearrutton wit be receded icon reount • PAW value Prices Otptryaid Iona's**, ad other prods% may be hotter or tome than the price that le:eau/add attualt MOM* in the market anon re dawned from varas fed Party %Vas which we bele* to be .table. but et do not wane ter '"'lacy. - We 9~2 Wit tie dating peke when nobble or the man the bel and at. takes la tiled stories and Werner only bid aces set OTC mien - lap Woolf traded want. may be priced ate) a vakaton modal a the mon recent pica we obtained andmaynal reflect an actualmarket eke a vats. - Clash pashas, mans' ayes without a price and ,how pee wand sedate' 4 we at unabk toddy, avid eraMinty- - O(poses a seesaw denomneed in orreeces other tan u.S. dotes se reeled at the ochange rate not the :teemed date - For Catiati lave*, fade, n nonoriermaa dencmnatens, ate and qua-ay 63Ce value) may haw been a:lusted to holes* proper resale,. To otranorrad quota." when nada*. contact ma Tsunoda A6tsor • Potato invenmenta and struebeedpreduets. Private awarded %WAYS (r(stet drat NottilibtCo Maas and real <Vat restmere true sautes) end stcuttsalprocUti ire gentrify high/y din id, Conan enehred molds hare not been wactered with the Store es and lac lump Carmnina lu re any tale minuet bed We provy ostenated vales to pewee meanies senates ad sthetved valets fa Homan:ea PuPou4 catt 4wAkeaoy 4 not ,reamer - tat yoltattly dale eletantak, ken dee. 4 any, a *Nth a wane nerameni vele or structuredproduct may by boat. a so rid do not naesiady revelers the sate you mw mete* Ligon Squid.non. - Med party MUM*, d oats are at ot • ceelan due ad are suppled to tinted-Kul Scants on a re9ir base by an ad1Pr4Cat nitric., fern - twee, grant pater or roomer Gamma *aluor d ay, ant siaopSed totefilm by the ant 'reseal panne( a speedo, and may be tabulated bawd on dfka•rd nlonneon ban that used by teed pales to degne ter essmited .Nat - You tan drain *ethane nformationfecurethe the used to del trent the estimate of .der all the date of Pe recnnation that n the basis Ice the *swine by tontaarg sea Fruncial A cbcor - Min prey intrnaled *Sun maybe rellawd as 14x peed' n Stoical Outten' teen an rattirtial w4% on tem hat rot Vefered a 6 noble to asnn van *Own we became awe that a nutria' ewe has rang the may 0,14 Orreask reported wale nto cuesten, a when a value naJd be hnday specular.* dart to the eve of the minty - When wad an coat, geetwal partnv a conga estrnaied oaks nor a tabor), ntengetd rat 6 prowled the value of the sonny MIbedefaced from n seethe/apnea - 'Noted at to doe' may wide resin of capital, horn* a both ▪ 'Oridrui one 511 ape Wray tit real offering pea per inn and retina rolled yeas cent base - Cat and vented Riff wra hn ran listed en a newel secteRes verge, and are gene,* Ached rd rend**, can be sold the net waved may be less tantepa share examen alto praakel n the waist alterver • Reathebed warkiet Pt:Wad Caten.44 "Way are not currifitt atigble son ratic salt LES anted/ Sawn uses to market once ol the urreencled stock of the sane slut as an inpVed yak* for Ow restricted slat for papaws of ma atateeentogiy. To the owe that atm led word es are <habit, for sale, the vale wandmay be sthstentiely leaf thin t* Maned vat* riven. • ESL (aftittted) /tame. current yields and rates. An nerve et erns4 no:mentor,/ on current deeded and manta rale,. seamythe wades wit be held fa one yea from statement doe a sail mercy TM earmate c any a tudalet marry and coached income are not guatanaKI tarraed mall assay* and current weld Ice ((elan rean of wreath could include a ratan of orate a capital gen) n which caw the ea inane find (same yekb would be overstated - Estimeted rand Wane ad cried yield ad the ache excise and yield mead be bete or hike than the esteuted *moves - An annul. ol a-naakted aroma (doled ardor interest) chided ty Macaw-a meat oaltlavalta balance c b.r.of an the last dvdend a awns payment may by the noan and aslant, the woe ihnideposti wit be nerd lap* ra from te Peened dee a until mavey. Accracy rid orenued yet] re not deranued. • Amen not hold by MS Financial Sirs. Caton aorta at not held by the Fen and not within the Bier tonna:nor carrot These cat are deployed on your Pawnor. for Somehow, papa*. Cely Paeans and vakaa peened ae proededby the mvxglcm nes tna Ku, Seeate not wpansbn for ten niormahon ad don rice Guerin its /ataxy thew ant Oa COI protected by St( a the trews feademental SK coverage • Revenue sharing and additiawl campeawation - th adlairs to cemenssens en sales ed l7b. 1 keg receeed nconnalon wth the darbdon of mutual fundstoor chants we anthr or Effie. realm nowt* Own; parrwms from Jerboas aMa adteces a the mutual trot that we fall Thew masts are based on two decant orrponcedst tie nerd ol tale by LEK of a Portia nose Fund famay to as <lents, and BJ th• awe raked a ystkuts maw! And I ant/ steinNW at tie - We ardor ef lude also recta, newal. and antis praelaba len a coraderatai for linter nerd unites des amide to the rntual hods thew animal re pad from mega awes en the revue land and we alined dollar amore on the natter of saws at the broker-deake holding mutation& of the fund I amfy - ah addenn to cownistan neared es carechon wits the sale or debbution of inlay cawads and tent thestnent net lo our dents, we ado as aflame ran. ann./ shut.; azacentiatal than may of the mance corvine, undenienno to mutt oreradt, aflame: of the 110.fariCe tcapanot tp00•63 of the une naturism butt Malaita% - In Adair, to anemeSerry Waned Iran the thethase and sale of honied finds. we "tor or althea went an assettvied resent* shoring cement from lantShres chtrioulors. as wear fa-denfor ice hnclegy development tonna and educaten - Car atlases rho recs.. iridng comeissens a-d other compomatkin from niaual Ord, a reataa. acepanos whre products ere dabs* - We woe compansaton Iran LBS Bra L6A, lgS AG Surreord Chinch aril mean elated bras throx) our cash snoop peg nn TM ccmptassm may beam:int* pa accost Ice a may be a pay/nested nage dell depose Waxes Activity thforrrotion reordn; comm.:sae and ether throes incurred in ornecticri ant the oat-Yana trades. ethaina (peen rattaCtaIS Kai ban 'lauded on cannruiens attrankr 'anted 10)0J, and roll be fronded to you aarptll an raga', Short selling ll you ae engaged n that wing a wuray, you may .00 a change Me to actin barmen, can la tale pinhole wore, Open ague Parana open or 'ated Ware eke' cedes tut aeren t eacutal by it.. Permit dale. open buy and sal slop atm reduced by theamour* el cfrudends a r•tes on an ot.druclends a co DOM die unless nsInsted olneereee by you You r• resprabb to orders that of tended due loyal false to ant meting can ceders trinity To dean a ton of or wort Chad friary Make. Pleasecontest yar f manual *den a me w webste at yiwwobreomertwiaxat - LBS Financial Senices a note bank The CONY Dane Sagas Account BSA and NIA an, brokerage amountseh& prow* access to bran* Oran and pedals thectayiarranotenents wth Witted bras and Wee thedperty tents andpig:man access to revance and annoty pocket mued by rut Meal thrdparty inane companni trout, awn* arty vAndunes of LOS Tenant ul Sena* tit - hennas, reveres. and a-nuky proton - tyl rcK roved • No bald. guarder May IOWWt.* - AMA Amara Menigernem Accent Busiest Sanas Accoum BSA, IRMA and mansard/ butt°, I A snrent ACCOU1 re reentered 'mice marked LE6 financial Semen Inc - ViSA n a gnawed Vadanark owed by V° tramming Savo* Auto men and teed sander license The WS via otd11 urds ad the WS Vila debt cods se eyed by LBS Sant USA *eh Nominal Iron Wia LP SA Inc eructated Maher trademarks, mootred trademarls. sence met, end ragweed serum markt ate of trot rah* Capp an* s UBS Fnewial Services Inc Pee 201810 SDNY_GM_00325330 EFTA_00198105 EFTA01307371

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