Text extracted via OCR from the original document. May contain errors from the scanning process.
UBS
UBS Financial Serwes tic
nagemeni
ew a
NY 10171-0032
Account name: L _e.1AX, LLC
Friendly account name: ELLMAX LLC
Account number.
Your Financial Advisor
''C2.
r,i2.rLt
Fl
Questions about your statement?
Call your financial Advisor cc the
Resourceline at
account
Maoist wails:
WWW
corn, f nanciaksvges
Items for your attention
, Please note. Average Dady Balance and
APY values n the Deposit Account APY
section or your December statement were
misstated January statement values haw
been corrected
Business Services Account
January 2019
BOSTON MA 02114-3252
Value of your account
on December 31 (SI
on January 3! (1)
YOUP assets
11,828 70
7,832 C6
Your liabilities
0.00
000
WIWI of your account
311.828.70
$7,832.06
Tracking the value of your account
I Thousands
87.5
962
489
168
78
Dec 2014
Dec 2015
Dec 1016
Dec 2017
Dec 3010
Ian 2019
Sources of your account growth
during 2019
Yaw of your &count
at year end 2018
S11.82870
Net depositsand
wthdraevals
Your imestnent reium:
Chinclervi and
interest income
Change in
marbei value
Value of your moan
on Jan 31.2019
-14.00)C0
$336
$000
$7,1132.06
Member MK
AnP7000.20C0749265
0119
rye 1 of 6
S0NY_GM_00325427
EFTA_00198202
EFTA01307468
*UBS
Business Services Account
January 2019
Your account balance sheet
Summary of your assets
value on
fanuary3III)
Percentage of
your accomt
A
Cash and money balances
7,832 05
100.00%
B
Cab alternatives
0. CO
0.00%
C
Equities
000
0.00%
D
FiKed income
a00
0.00%
E
Non-traditional
a00
0.00%
Account name:
[
' LLC:
Friendly account narne:
n.
Account number
Value of your account
$7,832.06
Your current asset allocation
Total assets
$7,832.06
100.00%
A
Eye on the markets
index
S&P 500
Your 15.encial Advisor:
SCOTT STACKram:LYLE CASPIEL
• Cad/ and money balances may include
avaiable cash balances, UBS Bank USA deposit
account UBS FDIC insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important nkirmadon
about )ow statement on the last two pages of
th is statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on January 31.2019
3-month Treasury bills 2 36%
One-month LIBOR: 2 51%
Percentage change
January 2019
Year to date
8.01%
8.01%
858%
8.58%
6.59%
6.59%
1.06%
1.06%
n14170CC2OTOT49266
0119
Pete 2 of 6
SONY_GM_00325428
EFI'A_00198203
EFTA01307469
UBS
Business Services Account
January 2019
Change in the value of your account
Opening account value
Wrthdrawals and fees,
nckrding investments transferred
out
Dividend and interest ncome
dosing account value
Account name:
EU/s4AX, LLC
Friendly account name: ELLMAX U.0
Account number.
January 2019 (S)
Year to (NNW
$11,828.70
$11,828.70
-4,000.00
4,0CD 00
3.36
3.36
37.93246
S7432.06
Dividend and interest income earned
for pu poses cif the slaternenL taratrily <4 Interest and canclend ncome has been dtierenned Pram & US
UN Inset n0 Peractrie Based soon the residence Cl the account hacks eccount Ia, or product Mat
'doe interest ardor dwiend pasmenb inn, not be shied to United States (US) alder Puerto Rim (PR)
ncome tan. The diem monlNy Wreaker is rid Intended to be used ma cannot be Med coon For is
Cull:05es Cknts shells/ melee to the taxlicetleuri reporting forms Ihey redid horn UBS annuals,. such
the Forms 1099 at the Forms 480, to tar repxong nlfamalm n It the practice of UBS to fie the
Writable to (money wants Mih the US !mewl Revenue Sande ma PR Treasury Depariment. asci In
such Scans &prated (taffy &Mee area littered a bar extra a treoltre income. heat roman yOrt
includual to Manna.
January 2019 (SI
Year to claw IS)
UBS Bank USA Business Account APY
Taxable interest
0.65
0.65
Interest period Dec 7 - Jan 7
Total current year
$0.65
$0.65
Opening UBS Bank USA Business balance Dec 7
S14,003 70
Prior year adjustment
2.71
2.71
Closing UBS Bank USA Business balance Jan 7
89,832 06
Total dividend & interest
33.36
$3.36
Number of days in interest period
32
Average daily balance
512,079.29
interest earned
$3.36
Annual percentage yield earned
032%
Cash activity summary
See Account anny Ws month lot beak Warred in your Sweep °Picea fi inducbd in tlw organ; and
/Wing balances ad us FDIC insurance apron to dryads at US$ Sant USA and all banks partcpaang n the
UBS FDIC Mused Deposit Rogan. IT does not apply 10 deposits at UBS AG. Stanford Parch SEC
wanton arches to money market sweep fund Isoldinds but rot banA reports. See Irepolant oformation
toot your :ailment cm the lat two pages d the ciccumeni for deist
January 2019 (S)
Year to date NI
Opening balances
Addoons
Dividend and interest ncome
$11,828.70
136
$11,828.70
3.36
Total additions
$3.36
33.36
Subtractions
Checks and bill payments
-4,000.00
-4,000.00
Total subtractions
44,000.00
-34,000.00
Net cash flow
43,996.64
-$3,996.64
Closing balances
37,832.06
37.832.06
Year Amadei Adviser:
Ar.70002000749267 F
0119 moment
Sage 3 of 6
SDNY_GM_00325429
EFTA_00198204
EFTA01307470
UBS
Business Services Account
January 2019
Your investment objectives:
You have identified the following investment objectives for this account a you have questions
about that objectives. disagree with them, or wish to change them, please contact your
Financial Admsor or Branch Manager. You can find a full description of the alternative
"vestment °Elective, in Important of
atron about )Orr statement at the end of this
document.
Account name:
friendly account name:.
Account number:
Your retire objective:
Current rotor" 0 8, capital ancrociation
Your risk profile:
Primary. klbotrate
anestment efigiafity consideration - t30ne selected
Your account instructions
• You account cost basis default closing method is FIFO. Pest In, Pest Out
Your Plsaucial Advisor.
WOTT STACKkeefelVlf C4SRIFt.
AtairgX20CO7492nO:O00
Pogo 4 of 6
SDNY_GM_00325430
EFTA_00198205
EFTA01307471
UBS
Business Services Account
ISOtlary 2019
Your assets
Account name:
ELIARIO, tt(
Niendly account name: EUMAX LLC
Account nutuber,
Sant prse. 4XOTC ondere« edues staren me be asortnimale Asa estet san sextiotres my nol
be traidelyrenecled See import.« Maneter Ökad pur stekment te the end of ths ¢re for
mat information
Cash
Cash and money balances
Orn are /2O1,4y balance May enda avalarie <ah balancet UBS Bana USA ceitosit ac want turaxet,
OBS Fc C Hurra ProsanSant Knarkets UBS AG Starnford Butan agoni xcount toraxer and rrcney
mom mul ud lund sweet> ~tes
See the /apor/ont rer0nnenal abOut dag Stereaent at time end ol this riavnen fa *tals abbot irae
Manats,
Udring
Your total assets
Ctertag ttlarue
ClosergtSince
on /an I (1)
on fan
(I)
11,828.70
7,83206
strut cn lan 3I
Your Financial Adoitor:
OBS east USA and SI UBS aDC Museet Rots" Batat depart &fnatt btlinitS tre lossad ty the FISK MIN*
apyluble buds, tut an not pciecied ty WC UBS AG Stamlord tranch datos* accoum ~cm an not omred
by lOiC and ae not Umebo«, by WC Wire/ maltet Sang plances are paSeded by Sa tvl de rot *Utredty
Me ;OK
bife per Share
mene
pockat/intets,
Dars n
on ten 3I (1)
rate
period
brodd
Ca> knutit (S)
250~00
Potenta:je Ca
COSI
Bbmated
UnteSiZed
you. aCCOunt
te« (D
arma infart (fl
gana IOSS (t)
Cash
Cash end ~eg balances
7.832.06
10000%
7,13206
Total
$7,832.06
10000%
$7.832.06
Account activity this month
rotset infortnation atout tre peke/ Mua storm for tettncled stot at" see »pottan? nto, neon öbo«?
)alt sr.rement at the enda ais Ox omse
DSe
Actsty
YOU,
Nanley
Obr(rlptIon
espene rock
rote yrke
nucelvalue (G
Cash
«rotat G)
Ca'', end
oroney balance (5)
Dec 31
Cub aed ~eeg betana
311228.10
Ian 2
intorost
UBS BANK USA BUONESS ACCOUNT ASCf 12131/18
2 71
9,831.41
lan 2
Withdrawal
ACH TO Bnan Yurasits AT CAPITAL Ort NA
-2.00000
on 8
inwroSt
UBS BANK USA BUSINESS ACCOU tir AS OP 01107119
65
9,832.06
Jan 15
Virthdtawal
ACH TO Bnan Yutasits AT C ANTAL ONE, NA
-2.000 CO
7,83206
Me 31
aning ask and meny balsop
87032.06
AW7C0020C0749269
me eng ccacodoo
Page 5 of 6
SDNY_CM_00325431
EFTA_00 198206
EFTA01307472
UBS
Business Services Account
lae.uary 20!9
Account activity this month continued)
Dale
Attatly
OtH.0101
NI134011 (I)
Money balance ectivitlim
Dec 31
Belance forward
$11426.70
Jan 2
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Cf 12131118
2.71
/an 3
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Cf 01/02/19
.2,00000
Jan 8
Deposit
UBS RANT. USA BUSINESS ACCOUNT AS Cf 01/07119
0 65
Jan 16
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Of 01/1919
.2,00000
Tam 31
Closing UPS Bank USA Business Account
$7.832.06
Account name:
EU.N1AX, LIC
friendly account name•nw Oink lir
Account number:
Your Swindell Advisor:
<trail crap,
/ICC) (OFFI
The VBS Bank USA Bus mess ACC0unt is your re nary snutp coon.
bl
A hP7C002CC0749270 t.
999= 0119
End of statement for account mum
►oge 6 of 6
SDNY_GM_00325432
EFTA 00198207
EFTA01307473
Important information about your statement
IS &were' Senecas hc. (The Firma UBS Financial
Sawed, s a muter of al armpit seamy, commxity
and cobra essha-tes UBS Faecal Seneca and LEG
Bark USA an mired absdOriesed UM AG red
ilikalet
WS 5ea ibes WC the Fin.; entreat
statement navYbOkØreQVeN The Fern's ente•rese
offices re at
IM (*antes (wean's th. *Mr GM Kea, rwed of pr
LBS Fnanrial Services wart GIkK watts. +WWI
offal tar cloarrern, <onlanng co.-dicing OS shatid
not be ram/ upOn I you
ewe 6 andra a
*mown. pip,* nepal 6 mirredialbely n metric, to the
Branch Manager of the off« servn; >as wart
All~ alfarm dawn re mended tot* actuate.
darner dra dad not be tied lee ta papaws Bay
*4‘;yenra 4nd
lolamtbe. Form I099. 5498.
10s tic hyhtn FranlY:iS far taum The Fern s
round by law to mar tote atS all untie drglyr4,
reportable n:n-tercabb andends end table raciest
earned
bed n >as want. net ;1O~
On SikatarealCe6.1.4 east bats on cerlan <mimed
wanes
Commenicelions with the Fn
• new reanfien an/ «al carrancabons n Anted
to futher praal you mitt rcb-6 "9 raw 7
4,
vclar
Sacv. Os hatter Notation An CS A)
• II the flared OCIRLtal on the ap bel d lee freer
of as stawiers is na LeSteirial Serra. UBS
inanNal Sams Gaffe. you ~um at <tarp
Øe by arrasemere with the mkt.] mina on
We nfornsed >ad the reblianrPatin.Yar
0~.
this Waal an taCase.>at hall and
wades se baret UBS Fnanas, Services and roe
as meats ro tacker, and pa ens. mike a ',ton
of sy ena a omrssein lo both firms
• As dewbed n
'awe warrens. you mal
nobly as of any OM>: Ce lewd 01101•11:KI
reflected en your remmen ..an 30
after n win
Mad« made rail*.
• KIM OrKI afflomair arnplanl. Or
rani Chtni
mat
toUrta
BOO A.M. to 600t M.
IT Øy
tymy,h n ,a en inn re)10 le*
es nx.. Ci la Reeporis Department
ruion City, tv 07087.
• At statements shell be deemed <arcane and awns,
it mol *breadto in
-
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fC niry
• for Tty wry<
of Ironoutside
U S
CSI
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Is& &antler (Vet
Vea•ddas
<ad transactions, cal
inwol Savor. K.
~harken. NI 070$6, Ann IffilabSA Wean
Caller mile t sea, a >a cr. 4 raa hele sag
statement a wept is menu or you need more
~avow, roue a tinter an tha italeineni
(*apt. lbe Fern or Cad bastes applicable) risi
her from >a no Lit« tun CO days ra the tam
con pr Ova test clåtamcce al i•anch the wet or
Problan, :Mend
- Iroodo yar rire rd roan nunte Gt any)
- Dalobt re Hoff a llna Yonder >CUtestue
about and mpLin tebela as yx/
sehl ear
ble. el h an sea a why pa need more
donnas"
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Die Fern or Cad but nil nvest5ute your <emplane
rd ora cored name Frmµb• For sapped Orton
~Nay LIBSVesa•debs eadtra(*actos. e *old*
mane ihr 10 banns days 10 do rY, ne rya and(
hoel want ke 0e anon you the* is n MOE. 93 th•I
you me has* the use oI heronry dung ee tire t
talar tale complete ax n.enagat.r
Pieta mix all arets paydble b te rem or the
f nancial nattala Mice...den ibe Iron of ea
summers In addition to regular acme's foes. accounts
may be abera to mantra-se fees. chars fa late
parent fer wearies psnases and <hart fee u-pal
rasa n ash accounts Account Ma are transferred
tooth« en.livlac$14 may be sub/WIC. a owns lee
WS ~Willow
Les oifien W.*" km, reepru <ash Rance, ea bark
drools accara at non-dilated bats ard Iterated
bane; and wavy market maw' hedt IdOne~
(boo« xccurct 41185 Bar* LISA and nr.ah,Ined
banes par clang n the U8S FDriC tared bopel
Program aw ECK-nosed n accordance ~Fit
rim
ice IT
rdomtabon, pass me maw kk.gpv. Depose
warts el LISS AG Slarrlad &arch ard lures el
Morey Fisch ere not iwed ty tie ICC
EOM. dly0OIS sins protected bY SIFC Monty fred
aunts are protected bykas. See "WS Innis' Santee
ACCOrl ~Cie'
blow.
blpbb >0o. Narst barai nta bark dap se may be
ashtray" rd sham of a Wray turd may be
ladatect and tht crowds returned to >a a >as
ty<uri e, a«orl
tut« rienagors aØ ~table ~eta options.
nc,..dng <untie interest ram and yields. 0 4•44.1bib el
wind tin
ko
r
myok F annulAmaze
lar calm
t N financial Strios ma:~ rotedån
The Fern «amnia's of theScants r'acta Pramton
Corporator, (WC), whkh proleas securees customs%
el es members is, to 1».000 firxhard 12540) for
clam fee cash> &planar brochure ~table war
rappel «arrow atX 019 the SIK as« ~ton
lint appli to ill aCCOLret that you hold n a pralx
(ao•cial
The inn, togrett at ~an *lints, ham 3133
~Mated wpflernmtal ewe « Temanns,
amass payable to all Wade dems. roleeneb under
the palehon w SØ melon at of Dart« W. 7016
Sutipot to me poky aside tam and Intean. (.1‘b
**Fob n firt« rsoNkted la ay to Si 9 miler in the
~Nate fa al you wanes Fred n a pariah,
tac Cy. A tut copy ~Poky twang s prattle
soon mart
fatter the SIC ~Man me the ~metal
prCOCIanyaky IO:
• Carlin le-WIWI aitatt «availed by fund Yidydrd
pot, Ware vaLel bat held array Irons UPS belåtKul
Snwnyt-n Foe
antrox• ~It
na.drg mrubb, ruled and (4 arts of !NAAS
hadsrortred net* name of the wove hold« oa
Nor Poda of the sour a Order art),
• horenam collra(lf a reel~? merest, (e 0,
kneed patnenhps ard arrte placement,) hat Me
not rognacdado. dor Sexrise Act of 1933,
• Cannxitescasant (e
and
pre as metal canal* raludra luktet <crows
Ind renevna (later crows. and
• Depose worts (move catboat*, of chase) al Les
Bak LISA. UBS AG U S peahen and [attend*
rot astral Daman Mayan
The SIK protedon edd lhanta~benialprctElon do
flat apply to these aset ems if they aflame tie:ces
on >at sediments We SlIC potation and the
upplernanal protection dam (rota' against ~gm
a the market vets of was investrneres Warr« as
ol market movement. ewer batrØrya
otheensal
Dividend Reinvessenena Program (DWI
The gear ref~ n an swage ace. YOJ may olatan
the »dual race Icons pta financial Allisa Gny abate
than Mt puthased ad« DRIP. paid sham ull be
sold ad the <ah ell be &passed
you account The
dindendre~arint once manta' la, the owe, net
dater horn the mad« bete a1bhoh te Pineal OM«,
reØ
Caoh-in4ieet
Gray whole um may be held m pat etere d you re
mead Idea panelire at a result ol å yInnlend~
or ~vet.
Ow bon wl elate sell brut east
meta bete a arorot at Snarl Ottemted try a
notered etesnasarty. ard «ed.! you «card
~art
objectieee
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(VT account and may nay batman~ "rat
Pease ~a the Fen prornalbr
ordn9
arr
°recant change n >as hand tamer a
innserere ~cam For meth arouseMkt >a
chooseore ol the I okeing imminent dajatmes
• Proace CurrentIncome nestmen teeing the
prance, of rant only
• A<••••• ~AK...ninon( imminent !sang
growth of benros rater
le
~rah:nod
"ore
• tads* Con/mar:a or income siriCadda
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of 'Nome and gromh of windrul
Ove era flak pot Bea
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bi rid( ad solatiley to the ware ornal. menn
eV, meal, the 4Oosel Øs nO1 gene,* reinfitant
insane a taunt aid ^n1 not taro Pace eth
"-Odra,
• Mod•nr• toning to xcept cane na te ptaeal ard
tolerate sane weighty to sod Nix Mum
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• frattnt•r-tfårAty Comdr.!~ I valoctod, a
natal of tro palloba la tun account .11.1y rnalude
carper. adages, lamed ladrty and Tex«
Walk,
Miasmata Toused ry
We my (Cf60-Klitt tit related want ~Ms
wit
the same aktess n the same enselope, e.9. because
they here orwm> edd also marten pas wore
relronaps with olher dents al the on edleen I
>a prefer to meat rod its statements mailed re
tow
•WeO0b4:4, you try ildne hoischadno by
cairns./ infra Achnee
Friendly wawa name
Te !leek* ECOuill Nest Ra<Wexner» •rn‘kn.årr*•
doren by you to aunt you wits you rearelkelana
has ro legal «lett on pour across. is not intended to
fallen ny wae t. pa0dAl, anorrnnyrdalan.
immanent <bade* a rek profile a:noted wit par
warts. ' ,dorsal • promo> a aural« Obit swath
any Internal raut. rna ord b• xhewd. Al
/NOWYsIalt WbOev3 te rei of tat incbcrgito nit of
loss of tee mere "manes YouGmdunge your
handy scam runes train Once Serval a by
antadep yes invitee Admor
Meant —ipw
• Vats of bees anounapam'olaNet of asses ad
• Assets bncluden anaitabla Cyl*. &rat val.*, Ice
~Wad ~V test), and Global Time Deposes,
armload
reds
to market, and «Olin ~If nOl held
by the dam Does not mask ~cal seasihriassets
at the edd tot poor and CLIb101 C310/03•3 30000‘. a
Wag atIOnlifet. ~ad
stock opens and
oreecdabb nod ophono
• tubless Kledet dabs balances, atoning magn
lord <raft Ire, that account balances
• Catheroney baron Total of ~trod "'lab
cad, barm p1.4 Opal binag al all Need and
nee.* hard bras, rd moray main naiad ltd
snoopbar" a the the of the IblMat•el wed
larronves4ty beet wedd babnces nor 4«01.0^4 se
nr se
from other balances end the Fern ma
vs ryåd thew fLrds me ordnary caked es
harms Wex tint re payable tpon your derved.
D., total s ncesled m the one prod clang rake.
Landing irefilentaien
Fa dared recension on the tan's lender; practices
ad &clown refer to >at Clore Retitiorshp
Agreement a account Age~ 3•4 **GOOKS,
Tern and Conditions LIEtS keened of Credit 'mikes
seatabk nAgreemani, and D'abscatis
al mom it.,
SDNY_GM_00325433
EFTA 00198208
EFTA01307474
Important information about your statement (COntatued)
Yew sea
Your eneenere ~es :auras and other amts held
«the want a the end of die italcmetl prod You
OW >Si tor Whwycfluly paid stones e arry Inn
You myreene wanes used at INA <flaw' aim
Meg any balrate due on them Any secure.)
Wrefened totifim deeg the statement period are
heed al make yak».n of the end of the statement
pace/
• ~SW
In determinng the cost base
startles included es the wdement.wfwee ndueed
wth the numi«'
%BS frontal Sam« hanged
on Sermon:« dylaned lions <an<« al« thin let
franca' Sinnott enha ep Smarm Iran another
Irma the you may haw worded to you financial
Adniat Renal, does not "Apra-deeper ufy ce
guarantee the fKo. rxya
of my Monaco
Ø
P
*hough
uss other that Le3Sf «snout Swot
n
LIM FannetSteve*, genera
rattan in ~Wain
el o mewed the fore
does rot vow* any inkram« tut the Hamster
vow 'Cost bad' rd 'I ea%d girl loss' n
accurate at of Nand the <unman As such
plow ¬ rery on fes Smarm so nuke
arches.« jah [oceat la to papaws a
<Men nen Accounts Wrists' tote fem may
felled gamba Murmalm only for ix perod ol
line they se hed at hies More historical
realn3tOn can be added by pas raga, Acktot
• Nulied winfloans Whin date is notable.
estmatal vrelecd gannets., are </lotted for
/duds), May hit the trans« 4.6 den for
relindaa lots ~la myr collect carrnstram.
Argot rile, co:umy toorgana x.ca ~nu
Ortøknd ad <Abel ,trw*st,w,t lots anl sydeviate
~than Ica are each cernbned to dooley
waved lot The Trade date' <Øn assents the
a906flidnblIt66 Ibytlå dote
• Callable nulduft Buds and ;minded dock that
the issuer ails nor eery ~eon
wit be wiested
mastraffe by lot enm w gal saunbes
that
owehS in out rune or ri nonroe one lot at
dents Cal lab" ideremis obtained Irons thrd
pren rd es xwacy rs nol guaranteed Other all
leans may ern wheh could es yeld amok*
almuen ad be wonted tan regret
• Pritatralue hen« 04)400 torad« and other
peatint maybe hip« or ter« dunte once that
you would anualyrocaw ih the markst has al,
dmanKI Iron. vanfvflkwd Piety,
IC•Jef
whgh we
belwe to be nuble. by se do DOI gnave taw
scanty.
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the manof the IS and ad. akt b bled
swats rd ',pion a air bid taken kr OTC
/~4.1
- 1.9“ actual,. trackd teen« may be Brad tea» a
va lshon maid a the mon nxem price we
!Waned andmay riot rated n actualmarket via
a vas*
- Caton poshins mar tweer without a Wee and
wd show as 'ace was net sale' if we se
unable to chi«, a Via
Many-
Osc
s a saunas denomnaed in wanes
abet
a
than u.S. dotes Jteerfloned at the whange
rate not the statmere date
- Fa catte‘hxvion wed.g nnencorternirg
denomnaces, [Wee and away dace SWmay
Her been Sorted to frikm proper valuator.
To obey inaren arotatons. when «Ida*. wart
par leunewl At tur.
• INS it venrnenta and ~tad
prodwas•
anew «remnant 146Vd*$ (rcisteg deal
WISP**, Mgr "Metal Weft earthmen Mel
savtes) and mutant ~Is
are gentrify higMy
digad. Oman *wind prociais hart not been
ragweed weh the Stones and &clump
Camo,ana udet ry ane ft,n/ribtl bour We
aovd• *dermal vathi tor pence. «seam«
sees ref sturtuvol acducts fa nlorensficng
IffsPOffs <Me Aukeacy 4 not guaranteed
- These valm in« dala Waterlog, Iran lanes.
any. at *hid, a prune rnestenent wale Tror
*attiredproduct mey be boat* a sok aid do
not mass-vet teornat the value you mw mare
uidon daidanon.
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dia and are suppler:110 UPS ernmul Saven on a
reges base er an ~Wit
"elution hen
- tam. ~at namee cr awn& senated rat."
d ry, an, ~SKI tote Film by the muse
genteel pas a sterna and may be ablated
baked on Menem Marne.* Iran that Awed by
did panes to Wrier tier essmated Suet
- You can Wain add!~ rfamatian ~fern;
ex n.te~
used to *terrine the estmate of
value and the date ol h riltrwssion that n. the
bitis la the «taus* by antartrgyour ennui
Admor
- Thad party smiled naves maybe reflocaed as
'via priced' in *ur
or neon an
eckparkirt valaon tern
rot Øled or 6
~10
41.601 war ~we become se
that a nueleiii evre ha ceased ild: may <ale
aC
reitSal value rno altan,or *hen
value na./d be hapy specula, se tae 10 lhe naive
al the "aunty
- WhOn no!~ an tut, general
geesipamera tpcaa
Hvalod 41» me a ~dory einted rat is
greeted the rate of eht sonny seal be defata
from es pinch». ome
- '061.2010-4t0 date' my at& atomol
miter,
'Omsirs
a both
▪ 'Origrui unit site repfewls the nut Awing
peke pa Ana and myna relied you ant base
- DPP and Wined Riff wanes re not listed ar a
nytnnal :satin toemne, and arc CIFT•W
ilhad and uren l their can be sold. the tyke
reamed may be less ~toper share sauced
value uro akd n the warn aatenixt
• Boalricted ~In
Pawned sew genwaly
are not army •AØ for pa:Jet sale U3Sina-cul
Savo" uses the market once ol dp urrestreled Ito*
of Me sane issuer as as hp led rakt lo the
retretal slat for passes of 6,4 stammer*. To
the <nerd that resIbc led smiles are elgble for sale.
the .Me raeiøed may be ubsf strike has think
ised vale shown.
• En (emanated) Wane. cement yields andantes.
An mernas d sre1/44 satSaa is banal fa (Want
dividend rd merest enes, iss~le *wain via
be held fa one yer kom geese dele a tel
armte/ fM nall.310 tcry a guaSIICO, af «ay
and waved «inn 3,1 not guwanteed
Esernatel a-nail near* and current raid Ice
((elan ryger Of seciaries add include ern" ol
PralYal a Wile iwrs n Mich caw the at
norm fed anent Webb would be °notated
- EsSed rasa axane ad anent yield and the
actual axone rd yield mete be haw a here
than the .6m:teddy/torts
- An senate ol m«1Ø «coma (dwderd antler
«West) deeded by the cumin male<
ioluerarcrige balance r; Axed on the last dvdend
a mead payment man by No mor and
astann tie lecanintdepasts wit be held la one
>am /ran the ass* We or untilmat".
Atonic), .ni cortnurd ye.] se not guaranteed.
• Maim not syld by
linarcial Seneca Cedar.
«retsre not held by Bairn and rot Sewn the
I inWs ~sins
ormot The roeem
deplaned on was west for efonnattnal
afoot« urly Paeans and whet lased se
pronded by the Murg ben. Ue6 anritui Starane
not respande foe nrs «anem uddonna
guarantee M waxy lbw awls era not waded
by MK a the inwstmaanntal WC coverage
• Revenue 'hails end additOnal ma penation
- In Sin to conemsanm saks aid I 2b.1 lem
maned n tonneau, wth the dab...mof mutual
handstow dents we anefor or raise Nairn
~rt.Pangperms Iran ~Sat
ardor
admat a the rtutual etilt ren we all then
masts ye based en ~deferent orrpriceest
*It nu" of lain by tØ$ eta padculr matart
had tr
to as <twat% and OB the awl rat» cf a
partner or-duets.' famifs shires fed al the
fim
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onabus watteg lees inconstants for owlet
awe unites new M Øde to the mutual hads.
Diete bet g401(211y re pad kan «r as aStat •-•
the mewlhand and ae al cod dolly use bawd
on tee nubad scorn at the brelar-ckale
holing ~WI
finds of that I und lynly
- tt addlin to ormatans reamed es sanction
wiA te lak a dilrbution d a-fluty convicts rd
new enetimen VIM VHS 100U, (tern. we ado'
as ablate ran. tewrwe etting tenVenstaran
trem may of the Hune ~nines unekrmeng
the annuity weraas, miltnas of the nonte
COrrpånel a tp410563 of di cane ~we
mists
~da cha%
- n Adair to enmusens «amid from the
',Snag and sak of NedShurseshads. we rila
aftlahe ream? an asassbasad ~LAS awing
>anent from Nedgures chniaudort «well as
f‘ncli-gf or technology development manna and
educaten
- 0v etiktes rho recs.. frazing corraisscen ard
oho carponater from mutual lords ad same
<Govan« taws prolacts in dab*
.• We eat* compansaton Iran UN DIY 1.66.
AG Surrdord Chinch and nonall ilited bras
*resat. we cash 9000p pr0grt lert
compensann may be anomaly pa wort fee a
may be a percentage of «mage Way depart
bilinces
Activity
informaion regsdna caw:seals and ocher dugen
incurred in caned icn win the ene «ton of wades.
rdludr9 toem varcactans ha bean included on
cadineuhons p<4,n)inkr furnshxI tonat and nth be
provided to so troneS/ an racears
Short Slim
you so engaged ri short sating assay, you may
two a ~Cie Mt 10 <Slab baTa.vn) anls la "8
t>anouly sewity.
Own Ss
Regarding own or gad idlancelet «din to
owe not nand by the Weaned dale. open buy and
sell top «den se reduced by the amount ol chido-kis
a rites on a-. ordniands
w.ridnh date unless
instructed ~eve byso You re responsbie lot
ad'« net if. ~met] 0.* topr false to cireret
resting own ceders
To
Øn
a copy ol as carat Client hamry Notke.
Please~ yet, ret"BilAdKia «vel w waste
a anew
•nm.n.nrano-aet
- 16S TnincialSenices e rol e turn The RMA. Byanen
SotsAccount BSA rid NIA we broierse
m<ouni‘WhiCh add. Malt to Da* wig *wee end
prod" theafliarrångierents nth Aland tank
ed oder thadwrty hints. and peonies access to
inane and arty and" issued by ~Mated
nedgarty meta oartpanin trout' «warn
*arty sktndurin ol %RS Taunt id Sar ken Inc,
- hannere Same. and a-nuky rodacre
hbn WIC roved • No bath. gunner May lose rel.*
- MIA Resource lAminemem Attar& Bovmis
Sondes Account BSA RMA and minces Rest*
Managneent Accost re rflaaed sow< mrs
MS Annual Straws inc.
- ViSA rs a registered Vedanta« owned by Una
Merriman Saw. Awe wen and eted Leda
kense The U3S los credit aids .red the LEIS VW
debt cads am owed by IAA NM. USA with
Pernisten Iran Vna USA incorporated Maher
rdnekt regotwed ydemats. Sawa meta and
red wad serviceman se of fee respect:*
oornpann
ILOS Fimredel Srevicse
?OlE00
SDNY_GM_00325434
EFTA_00 198209
EFTA01307475
SUBS
U8S Financial Senkes Inc
t
Iranagemen
New Y
NY 10171-0002
Account name: L —MAX, LLC
Friendly account name: ELLMAX LLC
Account number
Your IS nodal Advisor.
Phone
Quinces about your staternent?
Call your Financial Advisor or the
Resourceline at
account
lAdtonr %valuate:
unvwxbscorNfbancialservices
kerns for your attention
. Help protect yourudf from fraud and
renew bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually horn
www.annualueotreport.com.
Value of your account
Business Services Account
February 2019
FLLmAx LLC
BOSTON MA 02114-3252
on January 31(S)
on February 28 (1)
Your assets
7,832.06
3,834 40
Your liabilities
0.00
0.00
Value of your account
$7.832.06
Tracking the value of your account
S Thousands
$3,834.40
97.5
2
189
7S
18
Dec kr.,
or< Zois
Dec 7016
Dec 1017
Om M18
Ma.
Isi
te019
Iletriber SIM
Sources of your account growth
during 2019
Yoke of your mcount
atyez end 2018
Net deposits at
wthdravals
Your mesvrent return:
ChwdeM and
interest ixome
Change in
martet vim
Value of your mond
on lib 24 2019
Si 1.82&70
98,000.00
$570
5000
$aw*
AhP700CQ0CO966981
CirPage
1 of 6
SDNY_GM00325435
EFTA_00198210
EFTA01307476
*UBS
Business Services Account
February 2019
Your account balance sheet
Summary of your assets
value on
February 2841)
Percentage of
your =OSA
A
Cash and money balances
3,83440
100.00%
B
Cab alternatives
G 03
0.00%
C
Equities
CI 03
0.00%
D
FiKed income
003
0.00%
E
Non-traditional
0 03
0.00%
Account name:
ELWAX, tic
Friendly account namtrEufrA ay us
Account number
Value of your account
$3,834.40
Your current asset allocation
Total assets
53,834.40
10040%
A
Eye on the markets
Index
S&P 500
Your lenencial Adviser:
<Emir STACt MANI YIF CASPIFt
r Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account UBS FDIC waxed Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual bald
sweep balances. See the important nkumedon
about Awl statement cn the last two pages of
this statement for detais about those balances.
Percentage change
Wu." 2019
Year to date
3.21%
11.48%
Russell 3000
3.52%
12.40%
MSC I - Europe, Australia & Far East
2.56%
9.32%
Barclays Capital U.S. Aggregate Bond Index
4106%
1.00%
Interest rates on February 28, 2019
3-month Treasury billy 2 40%
One-month LIBOR: 2.49%
M.70X20:06969432
0259 00XCOODD
►age 2 of C
SDNY_GM_00325436
EFTA_00 9821 1
EFTA01307477
• UBS
Business Services Account
February 2019
Change in the value of your account
'danar/ 2019 1S)
tear to date IS)
Opening account value
57,832.06
511,829.70
Wrthdravvals and fees,
nckding investments transferred
out
-4,000 00
-8,0C0 00
Divdend and interest ncome
2 34
5 70
Closing account value
$3.934A0
13.83440
Account nane:
EU.MAX,LLC
Prientily account nem," ELLMAX LIC
Account numben
Dividend and interest income earned
Foi pua/SM0f Ihs slaentnt ituattlny of Intato ard chatta InCOMe Piai bttn deliroso», trais a US
111. 1~ra
teu:unha Based l.100n the residente Of lhe *COMI ttCrelel aCtOunt
ot proibi (soe,
sorne inter.,' onero« dviskadpasments mar rol be st-120d lo Urded SISes (UB ando Potro Nua (RR)
Aterre Ima The área moniNy ldemer* is rol Intended to te used std tannol be sim] tilas br ler
turpzet. Clenit shOt03 Pele: lo lhe tal itelat tal inxlmng loura lhe, receite 11011 UBS annuely. sue h as
the tom 1099 ara lhe farra 480, too És teia:anu aosmauco n II lhe Bestice o1 UBS to fie ene
alua Ia reponng tom, MUI lhe US muros Retem* Seria atol PR -unau), Depanrnent ato n
such lama awatecy Vanty ctv bera soa Alerta a lar eterna ol Iaaae exornt. tatue cOMNI raro
ndvdual Lar prepater
Faxuary 2019 (SI
Voar to date (1)
UBS Bank USA Business Account APY
Taxable interest
2 34
2.99
tnterest period Jan 8 - Feb 6
Total current year
52.34
32.99
Opening tias Bank USA Business balance Jan 8
89,832 06
Pror year adjustment
000
271
Closing UBS Bank USA Business balance Feb 6
85,834 40
Total dividend & interest
52.34
15.70
Nurnber of days ire metem period
30
Ayerage VAly balance
87,898 73
hterest earned
82 34
Annual percentage yield earned
0.36%
Cash activity summary
VoarRufada' Advisor:
SCOn ST4aMAI1ILYLE CASMEL
Séte Amover atum>, riu: meninice d>tan Balarcetertycut *Ama Opa= se ,neluded us Me aperre.; and
daing balmen 'Au. FDIC tenutance sobes to dtpoan a UBS Bank USA andai baniu partoaMs9 n IS
UBS FC1C Amei Denosit anua n does na a0c910 ~Os s UBS AO. $130100 NacCh 51K
setessim alies to money market sereno lund hadrzys MA na bank depotits Seefraportant informaton
•botit your tirem.« c.% the Ist Mo penes d llus domment
obuses, 2019 (1)
Year to date (S/
Opening balances
Addinons
Dividend and interest nome
57.832.06
2 34
111,829.70
5 70
Total addltions
$2.34
15.70
Subtractions
Checks and blll payments
-4,000.00
-8,000 00
Total subtract,ons
-54,000.00
-58,000.00
Net cash flow
-53,997.66
-17,994.30
Closing balances
53,834.40
53.834.40
ABP7000.20C06569•33
MI 0219 isrmennnne
Paga 3 of 6
SDNY_GM_00325437
EFTA_00198212
EFTA01307478
UBS
Business Services Account
February 2019
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about thede objectives. disagree vnth them. or wish to change them. please contact your
Financial Advisor or graxh Manager. You can find a full descn ohm of the alternative
Investment ohlechtes in Important mformatron about ma statement at the end of this
document.
Account name:
friendly account name-.
'
Account number.
Your mum objective:
Current interne 8 capul *frac/soon
Your risk profile:
Primary • krUclorate
investment efigbility cog...Aeration - None selected
Your account instructions
• Your account cost basis default dosing method is KO. First In, Fist Out
Your Masada! advisor:
<COTT STACY MM./1'11P CaUtIFI
Anfr7C0:2030996984
O2l9
Page 4 of 6
SDNY_GM_00325438
EF1'A_001982B
EFTA01307479
*UBS
Business Services Account
Febrk.ery 2019
Your assets
Account name:
CLIMAX, LLC
Friendly account name' CLIMAX Lit
Account number,
SOme Pren, income oricl (wine nitres shown may te ecorairmole Al a eM. (poi and losses m* fbi
be tounaely nattered See imporlent alotountrol <dad we see:erne, a the end of tuts &omen to
mere infoansion
Cash
Cash and money balances
Cain and noisy Nuance may *scrum avalase can balances. UBS Bar* USA avow account Malan.
UBS F Cif Matted Rogan Bank taarok UBS AG Stamford Bunch drop! xcount Waxes and n-oney
makel mutual fundsweep tiataXes
See the important 'oan oon .tout your Steeesent at the end cpi th6 doornem fog detals about those
balances.
Hddng
U8S BANE USA BUS ACCT
Your total assets
Your finandal Advisor:
UBS Bent USA and di UST FIX Inured Ragan Bank *pox Acorn Matti at (noted by the FDIC vAINn
;soluble imts. tisi are not recanted by WC MS AG Stamford Branch demur xcoum boraxes ale not enured
by fOIC arc ae not motet-HO by SiFC Morey market Song [Make, are peClealea by WC tor a* weaved0y
the FCC
°Gering Oaarce
Closing balance
Pace per share
Ave case
Dmideral Meet,
Darin
on Feb (1)
co kb 28 (I)
on Feb 28(0
UM.
period
Permed
Gip irroxit (S)
7,832 06
3,8.34 40
250,000.00
Percentage ce
Cost
Brimaled
Unicaind
WM. on Peti2EI He
your account
Dab (D
armee iliCare (SI
censor loss (S)
cash
Total
53,834.40
10000%
53.83440
Cash and money balances
3.33040
100.00%
3.33440
Account activity this month
for more intormadm about the Wel Moe shone for minded %Hu ores, see Amportant riot neon about
your ateeneent a the end of this Ox tank,
Dale
Acting
lea 31
Cash aid rnoaey balance
Fob 1
Withdrawal
ACH TO Brun YuraDIS AT CAPITAL ONE. NA
Feb?
interest
UBS BANK USA BUSINESS ACCOUNT ASCC 0203919
Delcaption
YOU!
expense code
Feb IS
Withdrawal
ACH TO 8nan Yulac/IS AT CAPITAL ONE. NA
Feb 23
Closing ash and money balance
Name,
Cash
Face wax
receives.* (V
amount (V
Cash and
matey balance IS)
17,43246
.2.000 CO
5.832.06
234
5,831.40
.2.000 CO
3,834 40
33014.40
ArP7O00.2000SS69E6
MN 0219 020020030
Page S of 6
SDNY_GM_00325439
EFTA_00198214
EFTA01307480
*UBS
Business Services Account
February 2019
Account activity this month COriloued1
title
AtIn4ly
Deist dot
Amount 0)
Money balance acivities
Ian 31
galena forward
67,632.66
Feb 4
withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Of 02/01/19
2.00000
Feb?
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Of 02/0919
234
Feb 19
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Cf 02/1919
-2,00000
Feb 28
Closing UBS Bank USA Business Account
83.834A0
Amount name:
ELLMAX,LLC
Friendly amount name:EWMAX LLC
Awaunt number:
Your Finandal Advises:
SCOTT STACK MAN t. ?LE CA SPIEL
lte U135 Bank US.‘ anness A«cunl pug pinery swerocploon.
~20309369W Ne7000064t 4~
02190
End of statement for account numbe
Page 6 of 6
SDNY_GM_00325440
EF-fik_001982I5
EFTA01307481
Important information about your statement
LaBS Francis' Sanicts hc. (the firma LIBS firma'
Servant is a muter of al anneal uonty, comm.:Sty
*adoption...mho-gin LIC6 Enamel Swims and 1.8$
Bark USA an naked sLbsolaresct LDS AG rd
MEM, of WS Mullin ftC the Fim'i frontal
Stinnent re wadable won request the F erns eimutir
ofkes are at
The flagmen gement( the o,l arta, weed of yaw'
LOS f flannel knits want CAM noted". +Meta
*Nal tar Mineral. < *Mating <Oracle'''. :lat. s1/4 4A0
not be rated upOn f you beim. MK. 6 an 4fra a
mown. please neat rt ennedattly n twang to the
Branch Mar.:prod the office omen; sea occove
Although Altman thorn ye mended lobe acorn.
staltener* Ma *cull nor be used lee tar paean rely
tohon)lnend tar town ae. Form 1099. 5498.
h"'". tic )Men Warn, gar Ian mum the Fern
gored by law Kamp:nu) Me RS Aunt. &Morels.
reportabk or-Mak dnklends and !nab* nines
caned on 'tones held n yaw am," net ;rands
on safe !greed
and toil base on cenan <coined
tecallwt
Carminkstiona with the FM
• Deese reconfirm ay oral orremnorbons n
tofurther pram, you ntm. rad.? pow
axle, thy Sessile% Vs.sillee Protecltel Act (SPA)
• II Me finaic.cil cacao, on the up Mt cl re Mote
of temsaitam cool IBS Fnelcal Sanwa. Uli")
MANN Sews cartes your woum at (Meg
ttokfr by rare*
•vih the rekatod r61.4
we informed mud the re4anthO tihnrs,
niCesssd
. the X(cssil rte Mt case. tote lint end
wadies se located r UBS Fnan<ul Senors and ern
Ve nods cog bicker, and you rmr min a (pat
of dry mc, a °mown to both fare
• As dexrbed r. the meant artements, you mat
roidy us of any arras of had ingteret.rts
reflected on you smunront mho 30 day, eta 6 Yen
MAIO 0. nude naming
• Mom <Wel acssomos angling' a
arm'sClem
mat
tol/r4.0 *
BOO A.M. ID 6.00 t M.
IT Mandy Mw9n
,a m w4 M to US$
(lent Reatons Deparenert.
Lam City, lb 07087.
• Al strewn shall be deemed <orrokte and &w me
d not objectedto n
•
'C day,
• for Try wire
or hemoutside
the
S
• hose of ennallot wen." about an &tetra
fats pander 0711
Vea•delat
card 'answers, cal
areal Sewn
.
Weenantln. NI OTC€6, Ann Maine Sawn
Calla write X soon X suer. I you wk Sae
stirttentot a seceest 6 +nig °secy.:united more
Sanwa about a transfer al the lutoner+
meg the fern or Card bas(an arolcable)rnni
her born you no late thane° days ante the cm,
ear you to Mot anonym on reicher eau' or
Prelim *Pend
- hood, mr nano and mart nuntee d any)
- Dasalm the error or the transfer sou se unite
about and 0pLin Xcleayasyoucrlwhl )co
Wove n k n era a why you net., teen
rionnacri.
—'made the dcAv arnawit of the waned error.
the Firma Cad Merril nvestgate your emplane
and war cared any arkpremptb• Foe alleged ands
man-glen Vaaockbo cad transacto-o.l we late
owe than 10 Mew clam to do the, we we erode
sur axdown fee Or armee+ you thee is n mot. so tha
you ma tag the use of Memory &erg the tin•
tales into complete cis nemliganan
nem make all Beets payable to the rem or the
f nancialmttaicn Mated on te frog of the
41.11•Inint In addition to gouts aCCOull foes, accounts
may be ablest toman:mance fees. chroes fa late
parer+ fa securers purchases and <harget fce u-paol
mown n ash xtcwis otoCCUes that itoranstornd
tootle( nom men. may be sub/nth) a &min tee
WS Swam
awn
IBS olle., who
fa sweep.) ceoh balmy to bark
depart &corm at ncrvailiated bats rd attired
banks and money market fix/oaflin& (Money iirdd.
Depose =sac at LOS Bari, LISA and nr athlete!
tarts proming n the UCIS RIC hand DpoW
trootarn am PDC-nsal n accordance wetiltrule:
Pa IT
rilomuton, please woe vim 'dopy. Depot
scour*, at UM AG Stamford arch ird toes of
Nary krols Are not ivied by the FOC
Bare &mils se not protected hYSIPC Mono/ rind
shares are protected by SIPC See "LDS Inmost Services
Atcoint Bectecten' below
um sou remit Nimes nth/bark dopOtec may be
whdram and ;Met of a limey rand may be
Iliadeled. and reamed, refined to '<gaps
UN. et a«C‘rd
!Late nfonwon boa sealable sweep oplvos.
, clad no current interest rues erd
o agaable al
wmen nAssc
homy's,
ce
Adms
Of calm)
LIN financial Services mount protection
the yam semester of the Saute; berm Promoter
Camino (SVC), which prattle Wu rein custom.
of es remixes to to SS00,000 MIA.; SMOCK/ for
clam for cash) tylanatory tecchure nit* won
maim, a et mme SW 019 the WC met Mention
lints &ply to SI accoLnu Mn you hold in a petty
<soma,
The inn, together mho certain *DM, has abo
pschased supplemental rostra The marrun
assn payable to allarable elms. colitorn1/4 wider
the prolechon w MO mllon at of Deanter 10. /Ole.
Sabo(' to the pity corailiony ad Inf."
cants
Ibt lam n Anh<aotsctedkl to to SI 9 maim in the
.99recele fa all you anoints held n a parteular
caloaC ay. Alia <Copy of the poky wadeg n addable
teen roast
teethe the SIC poxeclon roe the maplantreal
p0.4fitle1 ggiolir 10:
• Ginn I nmail alien antraied by fug retried n
)011 AC (0411 ear) but heti away ROM lla$ financial
Sem<ef Foe enovilt ante. CO innewe geoids,
ncladrn voted metes. rid li) *we" of madual
Ands goateed nen name of the want holder on
the becks of the OM, a Ulniltr flat),
• Ineetneyn contracts a nwsinerst nlereSn (e g,
tented ortnenhps and prate placements) Mal Ye
not ro9c.seed under the Snuntre Act of 1931.
• Common's,. <cream (o g, fire gn **charge and
pre< on meta' scrlixls). indadan) banns coelrwt
ref ormelt`f datum comracts. and
• Depose accounts Cameo geminates of depost) al IBS
Bra LISA. UBS AG U S branches and bran n dm
IDK ,weed Depose Program
The WC pintoes and the itInernintalprcenton do
not *pit loth... assets rani/they citerwat pear
on gar swernents Dr SIPC °relation and the
supplemental perstmon <b me protect mans* changes
in the mare goat arms ruestrnerts (inheiSer as a
moult of market movement, mar barktweya
otherwool
Dividend Reinvestment Program
the fence *hood it en Sneer tea. You may obtain
the actual ace km aes inancal AdasCe On **me
sewn are puthamdunde DRIP. partial shoes all be
sold andthecash WI be depouted n your acco-nt The
dredged rennienent woe mailed by the note fly/
defer Iran the made OfC0 31 nand, IV Panni OW°,
resold
CadMnaiesa
0 * whole tan MY be held rn you ware d you re
IelltIlfd Ma pale, wit as a retry of a &Mendmaw.
or ~rm.
the inn wB oche rtfl what ands al
nwin pct a wept at &TWO determand by a
rerienel clean mercy. and credit me accord
teammate objectives
the nrestem *beamsbe ask predie aope<ek to
mho account and may vary between you =OS0.
Napa advice the inn proteplbr n
ol ry
OatinClfq Chan). al pta Intend tlialliCel
Inoslrore oblectim Foe each accost heti you
chooseone of thy obeing imminent cbjnom
• /*Mee CurrentWont Momenta, seam the
generic. of recent way
• Aram' Captor Amwonorg sabres many
growth
atonal why Wan MO gssnialcnci
ncome
•
price
e
Covisnateo anyone MS 000,
App0.1NOn Infeltintrils seekirg tces the generation
of 'Nome evicroseh of aincipal
°ma airmen
• Comma**, Seeks to marten nial Wilmot web
rid, and solatilay to the account meal. eta i4
sue mew the want dam not genre. sninficant
'went a roans and my nOl keep pre vah
nnfam
• tog C doors Wino to accept tone nsk to pneopal and
tolerate scene Matey fa seek biter
• Arfe::ae Wiling to accept l41"* f*inrc'D'i and
ho.olatrIty 10 WO. ht/1 natant One Itne
• franateng flare* COninkrIOCif I **cod, a
paten Nth unable, for that wart my include
corn*. graters, leered lipthisi and rang
Mashy
Statamarhamitoontr
We may ccesso-diet al eetedd account itaWnerti ewe,
the am Mins .n the mere emekpe. e.g. because
they ham omen Ma abs merman pert wont
relnonstem with Other clans al the same Mtn, if
yea prefer to elton. red Mai statements marled n
apart. enwermee, you Miry &on. howetokkg by
calrg you lomat Adasce
Friendly mown name
Re Frendly account name et actacnulble •ruckram•
chosen by you to asset you wit, yew recossIkeepro t
ha no Intl effect on yaw octant. is not emended to
glint any sunny. oral .AL reCerrirkellilen.
imertment *teethe a re& pofile MICCUted Web tear
maw% ref es not a prom•oa Ce gamma that wrath
or wry Inannal mutt. an or wit be xhamd. Al
nuyarniate nutter ed el tsc nacre; to nit Of
loss of the meet ..,easel You <an change you
handy scant eaerws tern* OnIne Soma a by
Itnladeg yes f nix el Admor
Amortmerview
. vats Owe accooMeporo1/444 Net of assets rid
• Assers hcludts marble Myth baia
..aties for
rettnord smote (eat), end Gobi TimeDeposes,
veghted marts to retake, and email Wen not held
by Refer Does not vela& weaned seositiriassels
at the end a de prior and cant natermet ponocla
arse errestnwek anted flock &mons and
...wadable nod mom
• habitat Kish debit baron, omming mgt.
loam. <rod+ In, that accoure bison
• Cashe.ormy Wynn Total of ummod ratable
cafe talwee, pee depots tolnet al Anned and
no. *hated bares, rd roomy mated ma.* lund
sweep Mayen. a the ales of the "ware peeod
lam-commity het mide balances in your a(Cars at
not stapned from other balances and the fern my
we ryda these funds nee adnry cause N es
bawd. Thew funds re payable won your &meld.
This total is ext.:1Sn the cureet prod clang glut
LAMing itykrenotion
Manned recension on the ren's lerdrg mains
ad declaim ran to yas Clere telateonthp
Agennent a done Adyere WV antler Gerona,
Terns and Conations LBS katernent of Credit Practices
amiable n A pie lion': end Oatocues
SDNY_GM_00325441
EFTA_00198216
EFTA01307482
Important information alm ut ru ur sta te menn (COMmued)
Var sti
Var //anta rtenco•Strountoo ad *er anet. held
n the rava at the rodd re monol anai Vou
niry ad for cbharyd 'uty pod ~nos m an, ar*
kro mei Wen* w4</det tre at ban tobgeol alet
Pherg es brett dr ekren Ary wcude
treskened torefim dåna the stamma pardue
'sted al niul vakna d the end d the stretet
paul
• Gmt bori* h cleternena Premi baks opdo
mune ineluded
kn derment. **ta ra!~
wth the nurrte ' I,' LES Frontal Senen has
**tamrun
ntormake <Mare hom touron dh* Omn us
roncag Senat ndadeg ~matte Iran ~hor
lemar tha you mag bagmares to su' Inettal
Adm« The Fim don not nd•pakintly ardy
~ela
the x*. xy 'tad,''
ang
.lom,«
oronded
kare other the ISS ?melodi Stemte..
Øen
akhough LES F nr< d Settes general,
todam 1m naernatie as et o mened the Inn
Ø
rot ~e
arO ~CM tot dr dembe
~Con
bes' rd • Umake gad loss' o
*teama at ot M &ged Pa .armmen. As tuds,
please 6) noe firli on fos rilartblca tomene
~dirra mb 6xecnt kr lav penoses a
096191.99 A«IXIMS trarstatal loff fIm tryg
Mndgnr/Ion dammel only loe tie perod of
lene iher se held at reima More helerer
samten can be skled by >ca raca Acktor
• Unrealbod ginAllossos *hen date el nobbk
nanyted anerked ~noss., se talcutred kr
ndudat rc& ry bh the trnall al dra for
rdmdat kl, ~lor mainc• ral k« carenssore.
Arget ytt co:amy iaorga• xanaanct
Omkm and alba mai
le el sydeatate
~Myr bli ro ert+ Ørred todi:arr dr
rarag.0 lot Th." tradedate' «Anm ~rik the
agnIf neutron pa* date
• [Sabla nouritint Beat ed prleed mak Mat
the saur <dh for tarY ~lon
*it be setested
~haik by lot rart sarg al Kantes d datt
mue hed n our rutte or n nomne* rome fot car
dets Cal krise ~kones °bered kom *urd
pair, ard as xoncyrs not garameed Odw <ad
fonn myr est whoh orda akta yekt templer
Mammon ml b. rionted k‘On («lue
• ~valna fynat Osptayed lortete*, ad alw
crodrat *mi be hø« or ber tin the proe tes
load »ull ;cmoll/mona n the madet taes /9
dabeeed f rom vanda ?bed Party lOintes rtith ese
bele, to be Sabb. bv se do not patere Mer
-'Incl-
- W rntrd‘• yd the <buing lake *he rabbi. or
matasp ter bel and mk Orker la åsted
~bes ed opet" a rer bid wen ta OTC
~del
-
4~4. trackd ~art
nily be pruded uer» a
klaken ~bl a the rnon ment price
~eld ardmr/ral reke r actual mrk« eke
or val*,
- Cern poshims rnter «ass withean a ake and
valshowa dde sand soltak' 4 tel ire
unobb to ebbe, a eta ka a 'Rank-
- Otposts «numurs deramnre n orre.%
ah« than ut dottet romsaks i the ~heng.
rate asal the :kremere date
- For catern ~Are, vading n noncortermro
*nemnt, ens, pot ed pure ty (Ixe soar) mr/
hm> ban »usle to bobar proper ...bolen.
To oboen onn guotatom. hest nabb». ante
su fnacW Ad•sor
• Parat* imAtelmenta and ~ed
produc».
Private ~ment larldra (941499 deal
anes. on C•09, 4••• ard a/ 994a ..ettmena Mel
måte) ad sautisedprodacts n genera,' hiatik
Arid («un structarederoelkh han not begi
rarated wc.) the Sesam rid &charge
Carenesion
Led« ay ake >Kaia, lan Ytt
phaid• *skrokki valp lor eire evastrnrot
streahn vd ruslind arobas ta nlarrnaficna
papart cri‘r Luve. 4 not gateleid
- Thea vales ~y ralla 9.199/940/ Iran eget d
arry, 919.94a a arne meinet rer
er
grimut& product may be bdert a soll eid do
not atomvy teamet the vals su myr 'etar
uran Sidaen.
- Ihrd bey eimer, of vøla sex d • ced4n
date and are kopte io OBS grortul Serven on a
regle 9/ 6 by at rdroenket "rane f rrn
- aaae. gener pen« or tennrei armkas va
d ry. ar• sarspned to te Fim by the mue
generalpanna a speia aM may be cablated
bardon Sere ntenr on kan Mat tasta
tidpenes lo Orm. ref ernated •89/ 6
- Tau can date adSti~ rtcrmationtorarcfrig
de n.tearakkgr urd to detencent the einred
aka and the dir ot h ntenatianthat e the
basis ty the emir by oritactrgyds inancul
Ada«
- Ihrd party *simrad vales may br rehraki as
'Nr prood' n stirer ~aner veen e
rdeperdrt valt an lem has ra Øks or 6
stable to egn var eke wc betane ~re
*ml Miler/ ramt has ctosred res. ~erla
Pee~ rei:~ vaia ••10 rastan. a Non
aka eskid be evolay speler dit 10 the natve
dthewcudy
- Va/n~
an codr, ganta jalm*, a penta
ernaled vakt ror a ~dory nen«, rit..
prowixt the rate of dr sonene Ml be deler<
from es perchasepree
- 'Darbu, om to Ore my «lede ra•rnol
<sti, istame a bah
▪ 'ligar unit sve aprearli te ner dl« ing
ake per inn end ~ymt relled sut <ost base
- OPP ard arlivied Kfr war bes re noe klede a
nytheal m.fl its ~e,
and art CIFT•W
dokid and ewn d kry te be sold the peke
remred mer be less te te per *ore estere
nkr promekd ri the accasn arene
• lbetrieted ~lot
PK/9a/ C9Carirl4 9AWAly
are not drink digebb la pae:dIc sag tas Fna-cul
Sekk" uset the madet tete ol
unoneolod Rock
oe the same mur as an irepied rat. la It*
mede/ trod for pepases or 6,4 tømer ody. To
the ment dye alla ad sivees st elgble fot sak,
dr vake weMedmay be sabstentirk less the tre
impred nkr tosk
• kl (ostrnated}ixame. nemnt yale ediktet
An 99~9 ol arta nakne is bardon toneol
chrient ard
/5~9.
'Karat sil
be held la one yta kom statene, da a voll
nar uay fed Kalla» 4C/kr å guralre, acctiacy
ed ~nakiintim. n not gurantehl
(*mad mal moer and tirret r.ld lor
<elan tfiet ol matte aukt nehade artium of
eikor a capilr gan n *tie unt the al
interne ferd tunene >idd) would be ~Med
- blemated enn, nome ed <timd yeld and the
asur rate and eld frett be bate or bitet
ess the eftenstedamer~
- An ensar d an enled nome (deard arder
internt) dydd ty the tunere matet
~bene
baler« c broed on the latt dvdond
a nwest parret maltby Vue nare and
nysn* dr led; nerkposts ml be hell Irar
sr korn te st rimet date or unett ~sek
Attval( rdoetnindyeM ar rot grine.
• Affirlt9 OK hold by ANIS linodd Servs. Certe
net, art rot held by the Tem ard rot niso the
nm's ~sle
or ~nat Ther 33144t re
&pli>«, on ras slat~ ta reoemeneal
Nepa« dd, limenu and vatre pretentod
prondrd by tro eteng lan Uek tnedal Strime
not respesta. loa tres trommen ad don nr
kuranta M reurry
aset at rol eden!
by SIK or the Tank Pademetal WC rowerae
• Revenue stentg end odditaanal compeanation
- In /Meie to team." ai saks ed 17b. I kn
mened n annecn wth the (lokkane of manast
fede to car <times se råa ar akkar mein
mona Pang parets Iran ~butan ed«
adiscat ot the trutar tedo tat wo tel theta
~arts re [...rad arm liva dettent orrproallst
•
rors of saks by IBS of a PriaculY roira•
led lata/ to ope <let% and Od ih• aser rak» d a
C•360.69 isat bad fair, states eigd a the
finn
We ed dr albute eta revete nel?«14•"0 and
orrintu% omena len in consderaters kr treske
agen steam tau, sa ~is
to the matual Midt.
The> toet grer" ro pod hom nano /Caf n
ibr en-Nalled and w• armed dollar ainc•fl bard
on the runt« of mates a the bram-dere
holding etal band of thi lad fydy
- b addtie to cornmesans mene n Wredion
att lia tale er dilriallion 01 zenuty tankes ed
tnt emestrwa livd unnt b då (lenk n anda
ca altre merr mersa 5hhlikki Carb.Mattan
kri inry d the mukke ~arm uncbmweg
tie arnuityarerte‘ atIlixes d ter :lenka
torna .eta trootat of te une ~net
mott
*e darbuto
- b ebbe to dkvemnwen mene from the
~e
and sak d Ne•xgwes krit. ese aktor car
attlate reave an ~abbed f!,~ seering
>rimen, from NntShres dartarlork ak well as
lancleg fa technology development, trena ed
edutake
- Car klukfes ah* racese badeg corrisiceo and
odwcarponsabe from ~VM fr.* ad onsa-o.
~rodna st«f getCLICH va dataa
.• ~isna torrponsaton Iran LG; DIril L6lA LGS
AG SurdetclEeanch ad neaff dred baks
*reist. out cash temp preg ens len
ceptinsee mal bo a ~My per ~i
fa cr
rney be a reentspe ot nage dalr &Not
bilexes
Actbrity
nferokon regsdna commosen and aher ~os
Museod n tenecten wth the wentona bas.
ntbdrg gren vercreens hann ncluded on
. «snokhan, riftl,N11 etumtrd lona. ad Ml be
prosided to so ecnvek an nar ,
khan seIng
you art ergarpd et tror telna asete'',
may
noe a Owge Or lo tein bedreg costs fa evt
Maitoa *ovn"
Opml ordon
Pkgrtek) open or 'Ted Mk" ekt «de rot
wirene .reeddi by the stemnet date, open buy and
sel IA:9crans se reducedtk the .snovid
solod,
arten on r ntdmdends a ex ork dro unte
nsInsted olrewer by su You ae responsbb lor
dift Ilhat art ~Med 4.» 10 "Tg bikse lo caror
«ang ocen orde
Privow
To protona <on ot as omn Clinn Priacy lerke.
deo>, <ane
Ce vet då wetote
ynny oerrawbmat nekt
- ISS Fryktet krotes b nal adr* the TIMA. %ens
Sem; Account BSA ned atal mo broken,
at<ouni‘whan para* Matt to b/Ang ~n
and
prodrts le~
arranger« s weh ~red bek
otre tispat, bedt ed paniks roen to
~ete
and anrotty pm*" mued by ~Mate
Thrdhrty entre* dampane tv cut i fau raxe
arkpy 9/69lunn ol LIS knettet Sec., ne.
- hagmere, mara and snak> modpub
- Fast MK ~mf • ho bark gatkamp Mal lose~
- PMA knoda Margenem Atm". Buens
.ariecet Adam ISA, IMAA and tanter
Retorte
Management ~kst re mystred stev« ensess
LES Anton., Samos re
- VISA rs a (*grime Vaderne owned by Vita
Vremsbeii Seew. Aua Utral ånd used talt?
Rense the LES Ise «edb card ad the LES Vita
Ø
tids ae mnd by LES Sml USA with
Penibel Iran Vei I.I SA Incorporated Alert
modeulds, mgotered !radere s. fete meny ad
regererad tamrein/kr se el tea ~au*
anip9nos
LIBS Farlei Serie« Inc
Pa 201810
SDNY_GM_00325442
EFTA_00198217
EFTA01307483
SUBS
Lies Financial Serkes M.
nagernent
New Yak NY 10171-0002
Business Services Account
March 2019
ElLM
iimAX LLC
Account name: L _MAX, LLC
BOSTON MA 02114-3252
Friendly account nine: ELLMAX LLC
Account number
Your Kneed./ Advisor:
Rhone -
Questions about your star...mime
Carl your Ananci4 Advisor ci the
Value of your account
Resource
accoun
On February 28(S)
on March 29(1)
Your assets
3,834 40
15,835 56
16sit our %maltase:
Your liabilities
0.00
0.00
WNW Llosconvfnancialsecyros
Value of your account
$3,834.40
$15,835.56
Items for your attention
• Help protect yourself from fraud and
review bank. credit card, and brokerage
statements regubrfy. Also. gel your free
credit report annually horn
www.annualcrechtreport.corn.
Tracking the value of your account
Sources of your account growth
during 2019
Vake of your &count
I Thousands
at yew end 2018
511,828.70
87.5
962
Net depositsaid
wthdravirs
1400000
489
Your meg/rent return:
Droderxl and
interest ixome
Change in
market value
5686
1000
168
ISS
mar 2019
Value of your mond
on Meat 2019
915936.56
on ion,
FelsiOi9
Dec lOra
Dec 1015
Dec 7016
Dec 1017
Member SIM
ANP70003031074889
0719
rage 1 of 6
SDNY_GM_00325443
EFTA 00198218
EFTA01307484
*UBS
Business Services Account
March 2019
Your account balance sheet
Summary of your assets
value on
March 29 (1)
Percentage of
flu ACCOLVA
A
Cash and money balances
15,835 56
100.00%
B
Cab alternatives
0.00%
C
Equities
000
0.00%
D
Fixed income
ace
0.00%
E
Non-traditional
00
0.00%
Account name:
A • ,
Friendly account name: I
A •
Account number
•
Total assets
0.00%
Value of your account
$15,835.56
100.00%
$15,335.56
Your current asset allocation
A
Eye on the markets
rdox
S&P 500
Your Pieeeicial Adviser:
SCOTT STACKMae/O1E CAMEL
• Cash and money balances may include
avalable cash balances, U85 Bank USA deposit
account, UBS
mused Deposit Program Bank
accounts. 1185 AG Stamford Branch deposit
account balances and money market mutual fund
sweep balances. See the important information
about yaw statement on the last two pages of
the statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on March 29, 2019
3-month Treasury billy 2 31%
One-month LIBOR: 2.49%
Percentage change
march 2019
Year to dm
1.94%
13.65%
1.46%
14.04%
0.74%
10.13%
1.92%
2.94%
AteigX9001074690
oc of 0319
Page 2 of C
SDNY_GM_00325444
EFTA 00198219
EFTA01307485
UBS
Business Services Account
March 2019
Account name:
EUA4AX,LLC
Friendly account name- FLUME( {IC
Account number.
Your linadal Advisor:
renn STACir MANI VI c (- Again
Change in the value of your account
Cash activity summary
March 2019 ($1
Year to date IS)
Opening account value
33,834.40
$11,828.70
Deposits, including investments
transferred n
16,00000
16,000 00
Withdrawals and fees,
nc Wing investments transferred
out
4,000.00
.
-12,000.00
Dividend and interest ncome
1 16
6.86
Closing account value
$15,835.56
$15,835.56
Dividend and interest income earned
rot putoosesoe the stietintne losattlity ci inkiest and CIACknel irKOrne haS been dtlenrined (Km a vs
tat norm.? DerSAtOrre Bored upon the residence of the *reprint holder. acount type. a pkm.ct type,
some intmest ands dvierid payments may not De Atoka to United Slates MA anScr Puerto Rico (PP)
Oxon* tarn The there monthly AreenWre is MI InteiXled to be used and canna De rebel LOCO be Irk
NONA, ' C lents mould Om to the aPOAdtre tai APOrting forms they receive flan UBS elinritiaty. MAN a
the Fanny 1099 at the Forms astp for to reporting mtorrivocn n It The Macke of UBS to sae the
Weak IP tenoning toms pith the US 'MHO Revenue SenrCe at PR beauty Department. MOM
such tams arCuratdy ChNsity dvdenCt and
interest attar Pomp or taraD*MCOIX Ream COnkli yOur
eidvelual tat prepare,
March 2019 al
Year to date (5)
Taxable interest
1 16
4.15
Total current year
$1.16
$4.15
Pr or year admstrnent
0 00
2 71
Total dividend & interest
$1.16
$6.86
See Account arm,* Our montnloc arta IL/Lames on your Sweep &pore ate winded in Mg comm.; and
closing imanon Mut KIK insurance xasrt toappals at ORS Rank USA and SI bank% partcPahr9 at IM
UBS FOC Voluted Deposit riogin. a Does not *coy to deposes al UBS AG. stymied &NMI SIK
actecton =dim to money market wimp fund holdings tul nor bank deposits Seernporcare inbematvn
about yout .111CeMent on theist Mop:cmof Itondecarnent kr &tat
Mardi 20i9 (SI
year to claw (SI
Opening balances
$3,834.40
$11,828.70
Additions
Deposits and other funds credited
16,000.00
16,000 00
Dividend and interest ncome
1.16
6 86
Total additions
Subtractions
Checks and bill payments
.4,000 00
-12,000.00
$16,001.16
$16,006.86
Total subtractions
-$4,000.00
-$12,000.00
Net cash flow
$12,001.16
$4,006.36
Closing balances
$15,835.56
$15,835.56
UBS Bank USA Business Account APY
Interest period Feb 7 - Mar 6
Opening UBS Bank USA Business balance Feb 7
15,834.40
Closing UBS Bank USA Business balance Mar 6
$1,835.56
Number of days in merest period
28
Average daily balance
$3,977.26
interest earned
$1.16
Annual percentage yield earned
0.38%
AeP70003031074891
co 19 coecocCg
or
SONY_Ghl_00325445
EFTA_DO198220
EFTA01307486
*UBS
Business Services Account
March 2019
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives. disagree with them, or wish to change them. please contact your
financial •clusor or Branch Manager. YOU can find a full descnptitn of the alternative
investmenlotiechves In Important Somata:to about )oor statement at the end of tilt,.
doctrnent.
Account name:
friendly account name:
Account number
Your retire objective:
Current income & capital apOr00300A
Your risk profile:
Primary. Wbbarate
investment eligibility consideration - None selected
Your account instructions
• Your acorn cost base default dosing method is ArO. First In, Fru Out
Your rimencial Advisor:
anp70003001074892
03190XCCCOXI
Page 4 of 6
SDNY_GM_00325446
EF1'A_00198221
EFTA01307487
UBS
Business Services Account
March 2019
Your assets
Account name:
CLUMP°, U.(
Friendly account name:WA/1AX U.0
Account number.
I
5Ornt pmts. eKonit andsutrml V aus shcwn may be appratimale As a tint WPM am losses in* no:
te &starkly tenet-WO see kepOrtent Wormer about wee statement a the end of ths &cornea tot
mere ,nlertnetrr
Cash
Cash and money balances
cons amo. boa', -; may ,nn vie ayalaYe ran baleen UBS Bank USA Wont account waxes,
wits FOC enured no-JamPant Beams. UBS AG Stamford stanch °mow account banes and n-oney
(Fusel nNud Ioniasweep bataxes
Seethe important oloannfon aixwoow sweolent at the end el the Cocvnent ton Beats about those
Whence,.
Pacing
Your total assets
Coenng [dance
awry mace
on Mal ES)
on Mat 29(1)
3,834 40
15,835 56
Value on Mar 29 0)
Your hnenda Advisor:
1)55 Bent USA MUM UST FOC :Weed eOgen Bo* depot Aware beireet are Intoned Ity he FDIC el:No
moluble I Pres bA an not pawed by 9PC UBS AG slanted Branch deposit xcoum Pinnies ale not OSUIP3
by 10K and are not prattled by 9PC Thnney market Seem tetanal are wanted0e WC Ott ant rot 'routedCy
the FOC
Ma per snare
Awn*
code:wowed
Darn
on Mat 2911)
ace
ceded
paned
Cm annul/1)
2S0):00.00
Stunts:2d
COSI
Bbmated
tavennd
your account
Paso C)
araga Ware (SI
pan or land)
cash
Total
Cash and money balances
15835.56
100.90%
1523536
Account activity this month
515,83536
100.00%
515,83556
rot more it'd:a/lesion abort Ire pad vase shown for reStrktedfauritieL see hot:wont nfornarbnabx4
you argentine a the end of an Sanwa
can
Actiely
Your
Ouentily
Description
manse code
Fate PC*
Cash
rricervahn ft)
aeOurn PS)
Cash end
(many What ()
Feb 28
Cash sad moan balance
fl at*
Mar I
Withdrawal
ACH TO Brian Turas:as AT CAPITAL CtiE, NA
.2.000 00
1,834.40
Mar 7
mairest
UBS BAN( USA BUSINESS ACCOUNT AS CC 0310E/19
1 16
1,835.56
Mar 14
Transfer
FM Y1 235750100
1200300
17235.56
Mar 15
Withdrawal
ACH TO Brian Ywasits AT CAPITAL ONE, NA
-2.00000
I %Ins.%
Marti
Owing sash sad moan Wan
815,835.56
AsP70403001074693
0319 OdOCCCOUr
SDNY_GM_00325447
EFI'A_00198222
EFTA01307488
UBS
Business Services Account
mcircr 2019
Account activity this month rconlinueth
Ore
Allah
OturCtion
Amount (I)
Mean balance aantities
hb 2$
Balance forward
$323440
Mar 4
Withdrawal
U85 BANK USA BUSINESS ACCOUNT AS Cf 03/01119
•2.000.00
NW 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Cf 03/0919
1.16
futir IS
Deposit
16,000 00
Wer 18
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS OF 03/1919
4,00000
Mar 29
Closing UPS Beak USA Oneness Account
11%13536
Account name:
friendly account name
Account number
LLC
`.1 AX LLC
Your Ilecincial Advisor:
SCOTT STACK/JAN/I ?I f CASRIFt
The UBS Bank USA BMW's ACCOUM is your canny sweep coon.
A7,70073071074E94
07194
End of statement for account Marl
Page 6 of 6
SONY_GM_0012c4AR
EFTA_00198223
EFTA01307489
Important information about your statement
le2S teemed' Semen dec. (Me Firma USX Financial
Sawed, o a muter ol apprnopalØy, conmedey
and opters«hrges UBSFnrsialbwrcosrdl.8S
Bark USA re rdnet absdrksd ISS AG and
/felrpsdlBSS*wsesLLC theiim'i I nwetkel
gatemen. dabble won request The Fern's ~cubs,.
office, re at
IM drawn aceecents the *Mr OttKed word of >at
Fational Senatet rant
0thr watts. need
*fled tai docurreen, <aenng coediting OS shatid
not be relied upOn f you bete.. Ildry 6 rarer or
*mod" dead Ø6
derreclotol/
twang to the
Bergh Manger of to office wren; yo axon
~al
fgures thOwo r• ridded 10 by ams ia.
,armert data dam not be used dor tar paoses rely
soFo;yenrrand tar lonet Pe. Fenn 1099. 5498.
s . t ic »Men ~n0~
ta.
The Fern s
reared by bee to opal to the RS Sheddd dream*,
reportable n:n-tnabb cfrt;Sends and eatable enterer
caned en lases, held n
rant
net crate*
cn safe trerem cm. set tor bases ondamcared
~Met
Cowniunkartions with the Finn
• debere.COdino ono dal cariancabont re ~tog
to better pram per insets. eki-clng pow re
under re Sodarys maned hotetten Act CS A)
• II Me erred MAYA«, on tie asp lan el re front
of ted arran a not leS retrial Semen- UBS
nenNal ~4
Carnet yOur ~Wig at ~nip
Ød
by regimet rib the rckatod noniron
We nfonned >ad lets rebbane,P eden pa
0~4Morani
to Ono Gyp. >PP fast and
nadirs re lard M UBS (named Semen and not
re ',babe ng bicker, and pa mel mike a rØ
of ay end a ommen to both finn
• Az dexriatd n te ace ant arementa you mal
rotdy t•3 0, any erno, me 1..4 odder" &Of 1 I
rdiedird on your striddrnt Mind 30 dap alter et wa
mated« made amiable
• new Otroci customer «enplanes a
rm's Chtni
to t
atoiirdet
800 A.M.Io660t ht
IT Øy
dmigb n ,a in milIWO le5
S
!SOO . (Idol Ream Department.
ara Crly. IB 07087.
• Al statements shall be deemed eorrctte a-.1 ranee
et not abetted ton
t
clary
• for TN dive
or from amide
lens
Cal
• bode of HMI a PAPP5 *Out art tletln~
Iris dander (MI
Voa•ddas
<ad Pander" cal
instal SOW.: 1-6 .
~hash^
NI OTtea5, Ann ItInaibSA Savn
Caller veile at too, es Saco. 4 sa Mrk sea
statement a inept rs radio or you ned mire
Sorenson rxe a transfer an the statement a
recces The Feror Card blur fat arroleablebast
her I tom >a no It,. than 60 days ala the Firm
cont >co to the ctremere on 'inch the Era or
Problem:Ppered
--- hoed. vas nave and roast ante d any)
- Dastrbe the HIP er the wander pa se wood
*out and neaten tekal/ as rarer eid >co
Wove e h taro
a why oar ~I~
rionnalen
- bask the doffs rant of Ix a-facade=
The Ann re Card bps oil nvesteete your <emplane
and all cored ant lend premptb• For all
Orton
~Nap LEK Vedockbn cad transactons. t metre
mane awe 10 banns days 10 do the, we MII Rode
yas emu., fee It* aØ
you Mr* es n11101. 9) Ma
you nil had do use of be money &erg re time
tales te 10 COnlett ett fireddital
Plane malt all ducts payable to de rem or tee
financial enfirmien okra:Ian re leant of rib
tusenent In addition to regular xccure feen «trama
may be %OKI to rnanledoP !Pt throes foe late
parrs fa secure« oxbows and <Forges Ice wad
rant
n ash >awls A«ours that art tranddred
tooth« stuertfut maw be aspect 10 a dadle fM
WS ~Doak«
IBS Ohm
option
sareepro ash Wands to bark
depots access at nan-aelloud bats rd related
baner and may natal mail lends <Money f.rds).
Depose ream at MS Bar* VSA and nr rid*
banes partecoeng n the U8S RIK Inured Depoet
Program» FOC-rmsed n Jean I arc* wehlr rob:
ea mors POmiabOn, dyra ,MA wow fdcgay. Depose
recut/SUBS AG Stamford &arch rd shies of
We...Ikea de not inured by the FCC
Bank dlypdb sena protected by SIK Money rad
Poem re protected by SIK See "WS I market Simms
Swart Palekai below
tbon ykroobset bares nNo bark ttepoer may be
evehdrain. and than of a Money nerd may be
ladated and the [rode& rancho pact >as
~4
aPosil
Firt« ~aeon
aØ addable Met, OpIdns.
dddrod <ureld «Ind rod, and yields. s 4•443ble
van, esla,«
hao ycv inynoslArbito
or brain;
ui Finrcial Serdces account protection
The Fem it a merrter of tie Sonnet nada Praecton
Corpctron (SK). &lid, amens %Curdle; Guteraet
of esmember) .4)10 1»,000 remliard 1254000 for
doers for cash) baffler by-huie notable Lpon
reOrat a el 'rem Sao" The SIK asset detection
Ides aapb to all aced" that you hold in a przn.dr
<4040,1
The inn toiS
nuh cedar, SHIPP, bus atro
pschowd inpplernintal rasa'« Ike madmen
anar payable to **able dems. tolecreab did«
the aolechon it 1500 Piton at of Drab« TO. 7016
Sabered io Ne poky antiirer and lintarbdt bdb
Me Fun s Astir douchedid ay to $1 9 miler en he
aagtegald fee al par *tarts bed en a prickle,
tapa[ ty. A
ropy of the polry ~deg s ~Alta
won rr9a1t
nerd Ne SiC warden me the ~metal
pretences cob to:
• Conn Inner aid% (derailed by fend ridded n
yore •C(6.0 ~)
NA heed away Ism
inral
Senenes For mare* («Inn CO inmate acacn,
etldng dretbk rules. and feJshorn et mainek
knds regard, n the name of the rant hold« en
the heat d the our or brake ark),
• Irdett~ «eneler a ~omen, merest, (eg.
kneed patnenheas ard arme Placemen1011‘r Me
not rearmed under the Seernes Act of 1911,
• Cann:cites <cream (e g. ken* ~Liege and
pen at metal «roast* nchadra tram desracts
rd vanerette *tor coma; and
• Depose rants (neta «ribcages of depose) at .85
Bak LISA. UBS AG U S antes and bras n tit
FDK toyed Deponi eroyam
The SK (wanton "Jibe wakmenial prctElc. do
not apple to these assets men k they crew« taxed
on yo datasess. kle SlIC protection eel the
supplemental protection eland protect aninit dugs
te ~et veer of yew ~so-wet Inhered as
mat of market movement inner batØrya
oteesisel
Dividend Reinvestment Program MP)
The der reelected n an sewage axe. Yd., May *tan
the »dual pre. Irons »Vt./ financed Ad isa Only stole
sewn Mt ;daubed ender DRIP, peetel 'ham mil be
sold Jedthetaw:a be &paned i, you acco-nt len
dredendr~stment once bop/alb/ the svar me/
dam ban The ~lee petit at Port Id. Idddl ,har,
reØ
Cash•indhu
Deb' whole Inn may be held in Irre *care t you r
ombad toa panelmel es a darn ol å dmalendpd~
or ~rot.
IN boo roll either sellord awl al
math are a !MP an ~PI
Cleternted try a
~end
<kan4 "itaty. ad«ed., yei.. «card
~neat
objectieee
The mermen *beam rinse peed ie re OXPIC tO
PPP. account and may may betoor yet rases.
Pere rime therms proverlen *Ming of ry
syner
cK,rige >as lønd as14:4P
Irront~ °trams For meth rear< Mkt you
dome ore
cl
the I dating entommen object...es
• Proace CurrentIncome arrestmeas stamp the
gendrer of tame orer
• Acanni. Cap /fad Aora ninon ~omens wear)
womb of prndaal rather Wen tee ~ram« ci
"one
• ~et
Comknac"or worn. It401M.P,
AU/ "Of tb• arreorrerns seekeg tore the generation
of recent and growth of principal
Owen•N rigkinfiln
• Cenareane Seeks to martarbalea petal. ads
low rid, and %drab to the *cart metal. drene
that mere the accost does not grant ravpert
wean, ce toms and nay eat bad) pre eere
erfkamen
• Modalen Wiling to accept cane me to pnapal rd
tolerate serrevalabley +a tor brier rant
• Ann:~ Wilig to accept l'41 "t
hgh rabbIty 10 del. tureen:me ma In
• frplendr.likpidlyCadtddr.~ • PIOCIPI, a
paten d the padddla tot xcetet my «bd•
cowpan al ålegiet, lensed ladrty and Tex«
oar%
Sterkatom Tamnese M•
We my <C4dOklit•
related woad ~as
with
the same aftes) n the seem eenelcpe, e.9. because
they here over*, oho also ~tan pin *cove
relronst,en withother (leas el the tree .Ste,, I
>a prefer to meat and ear statements mailed re
wane entap«, pr may oecon hoi te
by
calrg >at inroalAdroce
Friendly wow% name
Ihe 'leek* d< Odd Nese in <Waned* •rbtriblX•
chosen by you to snot you wit, your reardtertand
has no kgal etlet on your accost. is not reemkd to
relied any draw. pealAt redeem:niece%
nee: Went cbretne a rek probe arcattd wet KV
Mar% ard 0 nc• • prom« or gasrana tet wrath
a Ord 1~P
doubt <ale wen b• «heed. Al
nidtines« indlp Niro of Ids. enobcfrg to rep el
loss of the rat eon:~
YouGmdung. your
howdy «[ant mows trot* OnIne Samos or by
contadep >eke Freaked Admor
Amon amanita
• vatic dear anoundpomblia Net of abets ard
. Asters includes adibble <die &rot
oaten f
r•wictild
(et), ard Gobi Ind Dewitt,
erealized nods to ~leek and snub ends not held
byterem Does not ard
~ad
nositeriessen
at the~ nd ca the prior ard ~tit Milan« ganOck,
pod. ~Unit" anted stock opens and
eme«4abb nod lass
• batJest efleirs dabs balannet outstaying sagn
fort <rock In*, then accoure ~cot
• CxAbncoley Wane*: Total of ~trod
salt ri
oath totres, pee (41)00 balances al alfatad rd
mmalf lobed braes, and money mates mbar lind
snoop balances. t te dated the ibirael pared
Non-cormeolty bet wedr balances net a«C•e• ye
noe seawaned from other balances and feFml may
toe vryT died fnch n te,dewy care d as
harem These finch re payable tpon your clemrd.
D., total o ncØin
the one penadebang value
Leårbø irefaeralitien
Fee detailed nIcemabon on te tons brag practices
ad dulosa, ref sr to pas Clore Relanonthp
Agedement a Attar' Ary~
t* Ginnal
Tames tadConditions tEtS kaletnent of Credit tileies
*air* oared...es and Drbscon
al awn
r
SDNY_GM_00325449
EFTA_00 198224
EFTA01307490
Important infommtion abo ut y our statemeta (COntinued)
veta ratro
Volt ialma< ~es ~sees ed *er anet. held
n the stant at the ed of de årenål p«od You
rnry ad, for ck>h<eyd 'uty nagd trones e arr/ Irre
You may wire ufoar« used at ban <flåeri atter
• fierd ilry batna-ds roden Arv festat m
tordened rotefån dåna the sparål perod åre
Med al midel vakent d the <ml d the itatement
pene/
• Ciafilfirein ia detanwreg the <ost ba» el the
~nes intbded n ens liatement. New nisand
wth the rortoa'
ISS Frontal Senen ha toled
Neinaten cblarnd horn taren eder the LGS
~cd Savorm, reladeg ~matten ben ~ha
fem« ths you mag hae pron:led to yoga' Palea.'
Adm« %rann don not rud•patbreb, ~dy er
~eke the KNKyd vabdty od wri dorenr on
Ø
~as othff the,
Fninaal
akhorigh LEK FaradServen genera
todata M naerniecn as e o mened the Frm
dom rot vonie d.y Mitti« tat tro Samabe
~Con
ban" sd •Urrediced gardinsi e
imam* at ot tv dato ot the cisternen At niob.
platdon. ir* on enn nlarnSca aci malte
~cha. a Yle basens, kr tri panpotes «
Olenelelln
Uireferted totehm mal
fenad gardloss Samav only lot te perod ol
leme iley se led at te Fem More hetoncal
turnion fri be adled by >as fea-cal Acktof
• Unrealired ginAllossa tetv, data ei ~labb.
rimard arte/sed ten/torv., se </kuttet ku
nductsat nynu bh The kanal en data for
rdttd-ot be: my« ~inne ml ad carniesere.
dorget rot«ubåtry norga• x.ca ~nu
Ornknd ad oter ren.~
lon ns instatue
archam bli ro exit «mened to diatar
a,ffigad lot Tat? 'Tradedate' <dann ~ritt de
0-9.14 ildendelllo trade dale
• [Sable netpen. Budand ankeed mod the
the inur <dh for tarv ~ion
nil be teko ted
flart" by lot Iren gned dl ~es
d tidt
eks bed n out narre Ot n nornene* romt fot car
dent, Cal krise ~kones obtared kom *urd
paien ard as son g,n nol gieranteed Othe
forme; myr enst who, orda aften nekt. comples
(nonnarv vid bi rionted tGon raguen
• ~vaia
Feen dydsed Ismar-bm and dine
crabent mai be hør or byde tan the pre tnt
would traua* Nano n the ~br Prat se
doLåned Iren vargan ?brd Party rovt,, *high ne
belte t° be Sable. bue ne do not %snike der
atttelley.
- %Ve gerittalk Uff ti cbsing peke *hen »dobble ot
the rend debet ond od pikes kr åsted
uroep ad<gtmw sir bdpecnW OTC
uterep
- Lie, staelf tradad wtsniet my te Deltø tam» a
valsa:nn.~0r the non rotent price
cieined ard may rot ralle« a". Merl maket eke
or vale.
- Canon petitem rna, «te withcan a prist and
vål 1hOS al .17C. roard solide' d ne se
vable to cbbn a vice le r,avty
- Oepons w savuro denomnred n aneces
der tron u.S. døla% se erfkfied a tM ~hange
ratt mol tro stmernere date
- Fer (telewlu(the, irring n noneetormro
denemreces, pece ret yrte/ ore vade) mbr
KW) bom atjusted to fritene proper rituala, .
To oboenonn gudson. *hen nabb». <areal
ymt ~tg
AdntOr
• leteellell invnlenninte and ~ed
terredas.
arna. ~net
14014*$ (f4144-9 <lend
424 end 41Milt nulmat tryl
trestes) sd strutaredarodJch re grendt hitdr
"yd. Cetanstnictarederoclds hare not bann
re;estred wen th. Satanos and &dump
Csbwwaenw irder sy 3131e et‘nfinn, klen Ytt
provde *simrad vikes ter erne* nsestrntre
manns rot ~lund orrolicts ta 'afronet',
~at
enry Lutter 4 not Man!~
- The,* Vil" 611,1y tilli« SU,Senl0/1110,, Ctg^ d
bry, aneitha p nare nntnnwel se“rity er
grimut& product rna/ be baute e seld ed do
not ric<ensdy revner. the vals ara myr 'neie
aPon Souidmen.
-
party nimako of »Ia se at d • oeldn
date and se stol:~ OBS inarbul Senene a
ågs bana lot a, edet: dett "Marie f rrn
- bare. ganter panne or opent& armmad di"
d n. revn
4~
to te Fim by ths easuer.
general pin
«
~noe and may be cablated
bladd, dike.« ~on
korn
aud
tidpenes lo derne Iler *simrad vabes
- Tau fan dean adb~ nformaronrearcfng
the ,ntiv4.4,,er 01<dbdeanene the ntinate
valte and the dase ot te ntannationthat e the
Luis ty the nenne by tontattrgyas inancul
Adrnor
- Ihrd party *simrad vatas my be refirmi as
prood' n stinta, munna r• nem
rekende. valurna lem hat rot kePted or
tobak to vagn van Menne broene intet
tel amak.ial eva has coosred
~olla
Pre~Y rePorled vals mo cuesron. or *hen
egne
sold
behenla„pe...Amme dat to the nave
cd the romarry
Wheulnortim an 49~,r1MS favner «yard
moraled take rot a ~dory ritellt•nl rale e
prowixt the tabe of the meny Ml be detre<
fromt pinchimproa
-
ta. un to date my "lyde ravn of
apital, roene or bod,
▪ 'Criorui unit svt' Mf ~II Itle MM dl« ing
pakt ps run idd may na renta yar «nl base
- Daa ånd blelad Kfr utartet re roe latarena
nittenalseestim anhonae, ånd re orer",
ildne and ewn they tin be sold, the tete
ner.« mat be km lute per sivets-tint«,
niks promekd n lb* stant arrnst
• Realricted ~Me
P•anined ~alle seewaty
art not «jetry digrbk t« patIc og tas F na-Kul
Sonet ut" the mark« tinte el tue vinmad otod
od the sene sivet as an inpaded •abe la lb=
restrkled stod for pepases of ti itatemerdondy. To
tie enirs tue isten lad seant es an elgble for salt.
de vake wc-Nedme, be ubstentital less Kn tre
neotad vake *onn.
• kl (astenateGietome. nemnt yie kb andratt&
An «mine ol aspe roane is banden wiren,
tinden/ ed nkr« rees, ~rann.? the startes nil
be held la ant yta kom sten« date a anti
matry IT,' Mate» 4 my a gudIlne, aCtinCy
ed ~naki «Kome re not gusantaed
Estrnred mnal mane and asrent raid lar
((elan Ma.n Of mases, «ad inide annan of
rant a opitil gant
netion tnt the ni
;norne ferd tuner, >ieldi «od be annalri
- Estinded ~ni «ane ed <ni yeld ind the
staut ixtrne ånd yeld «41 be bitar or inter
Usu the ff trnited imounts
- An *rimma ol a-radt:od nome (dvdord rotor
ridaren) dinded ty lite arve« madet
~nano
bale« 6br6d on the lan dvdond
a ~fit paret rna bi the nosar and
innrim de mcaelhestdposts ml be hell tegn
>.$ kon, the st sener* ctste
unbl ~sal ,
Atosaty
corenind eld se not ~setet
• Ame° not hold by VIS liniecial kevician. Cermn
amt, et rot held ty the FrmrådrM nithn the
I mfl powstian ot cceirol Nese amtet are
drolayed on ryas stamner. loe Sandrod
Nepa« el, nesegrus ind tåtet attened re
pronded by ne «eglen UBSFrumd Seeren
not irspentde loa "5 rronnaten ad don ne
graaure 45 seurey. New analt at rol poeff tvi
by SIK or the Fate tm:daamentål SPC co-stage
• Revenue 'hating and addildnal compeneation
- n /Maie, to conemsern ai saks and I 7.b. I len
mened n connedcn wth the denbarlon el mnal
fards to os dreis ne at
as tilde mais
revna trang omnens Iran ds kumet andu
addend the matual Lad tal no ull ~a
~arts re bradd, tero «kront or enxneest
te ran
of tak-, by UBS of a panmila napsal
IW frniy to oss <lent% and OB lM asset ratid a
~cut.' ~lue land I ri/ s ~es Neid al
fim
- Wt ir4 ar ak de ab> rett., networtng and
~gau% Vennleg len ncondernen kr banke
agent unice. tot ta Ødes to the matual tun&
Nito tea general, ro pod from mana auet en
de en-Nalhand and atal erd doar ~ase barod
en the runbe of scoret at to brokar-bakt
Skig ~ull bedi of the lund lynly
- n addebri to convnesran ',temd n ~eden
Wien lee sale or dfirbution d amtry <onkel. ed
urd nwstrnml avl ana bai (lent,. roe arria
os arme racere eterase .Kring aert>entabel
kan may of the rourarce ~drei tråvseng
the årouityorerame, elben cd ti norna
torrpinot et sponset of tre rene ~net
budt
mdarbuto
- n såleis. to ccemnsartre(esed from de
~e
and sak cd Ne•xSitints fink. ver anda os
arid. ',tann an fiv+hated ~LA sharing
>mimen, from lintShres danar-dora. en nen as
lareli-g for tothrekoty clnelopmeni, traneg ed
educaten
- Pat ålinie, ah* nare trid.; connist.cen ed
oPier carpernabe from nitual hirda and no.ra-ot
oarpinos netem proa.c. neo dintbst
- IV* wen* componsato, Iran U3S
L6A. LGS
AG SetedordEbech a-d nrialf utmed barks
trast. om cash oneop prog ens Ten
tomponstanmay be a ~Ny per ~i
t« cr
rnåy be a patenta.). d araratga dalr depoot
bilinces
Actbtity
Mornation rtordna commosens and ah« ~ote
nattrad n tenecten me, the tan-nonet Vadet.
rndad^3 gren vireattons bann ncluded on
C011arrueorn rxrnauf furnnneed lona. sd roli be
leonded to >co ecnvelf an niciala
Shott soling
you ro erosed in troet roing aneny, year may
«Mf aerour die lo <son bonown) tos% f« "24
pella» stavry.
Open ene
PoBeeing open
g: ed Utan:elet «das tot
visene annen bytt slalanall dale. opm bue and
sel Ilen/ adm se nedadbr tit sneisa ol dadexis
anta ca ri ordmdends or t. ork det entes
nansted anewede bg yoy Vat re responsbly let
ordet Kåt n ~Med ølt tones false lo caroi.
«eling open ordets
Privers
To obtan <on ol as ant« Glem 'neie, Nek*.
desse~
itv ~ost *OM« le vet Cea miste
ywm
rom/amstroet
- ISS Fnincial Stinte, b rot ebank The BMA. &wen
Seien Account BSA ed RIM re broken,
m<ouni‘wh‘h padde rogat to beding urven and
poden Boarsirat
es renn idfilabd brik
rot mede flipry bads. and pronks som to
murte and anrorty prat" nord by unalfile110
thedairty mante «moens trastrinsurarxe
serby tabw:lunn of LBS Fr-tinast Sences
- ~mere, ~roe. and ~uty remba
- Hel FGK nyed • No bant gyset«. Mal lose~
- MIA Reiar«. Mrnigemem Atm". Bautet
Senet Attom @SA, RNA and nternitami Ramn*
Management Accotre re agered sent« mrk, od
IBS tninealScnxes he
- VISA rs a regowed tamlit am»! by una
Malm <nil Sev«, Amauten ind utad ad,.
Rense The ISS Iss onda <sd' ed the LOS Vita
Ø
CJIS Pen.rd by ISS Sml. USA with
PermisnellrenVea tl SA Pc orporated Mollet
INdemirks, moer ed naderrods, tetne mye, rot
etg deed temte marki se el tty respechw
«teipenes
ILOS Fiaineal Servise Mc
Per 41B10
SDNY_GM_00325450
EFTA (H) 198225
EFTA01307491
UBS
UBS Financial Seneces vx
nagemenl
New York NY 10171-0002
Account name: L —MAX, LIC
Friendly account
C
Account number
Your financial Advisor.
Phone:
Qe•Mons about your steternere
Call your Fmanci.9 Advisor or the
Resourcelme at
account
1/idt
webs's:
mum tbsconv Inancialsennces
Items for your attention
. Help protect yourserf from haul and
reMCW bank, credit card, and brokerage
slatements regularly. Also, get your free
credit report annually from
wwwannuakrechtreportccen
Value of your account
Business Services Account
April 2019
EU.MAX,11C
BOSTON MA 02114-3252
on March 29 al
on April 30151
Your assets
15,835 56
11,838 79
Your liabikties
0 00
000
Value of your account
S15.1135.56
Tracking the value of your account
S Thousands
07.5
Dec Zois
Dec 2014
962
511,838.79
Dec 2016
Dec 2012
Dec 2010
kra, 2019
bat 2019
Member SIPC
Are7000.200070590S
Sources of your account growth
during 2019
Vake ',trout &count
atvers end 2018
S11,828 70
Net depositsand
yethirarvals
Yourmesvmmumum.
Dividend and
interest non*
Change in
martat value
Value of your mond
on Apr 30. 2019
$000
51009
$000
$11.1311.71
041902000CCarge
of 6
SDNY_GM_00325451
EFTA_00198226
EFTA01307492
*UBS
Business Services Account
April 2019
Your account balance sheet
Summary of your assets
A
Cash and money balances
B
cash alternatives
C
Equities
D
Fused income
E
Non-traditional
Account name:
ELLNIAX,11C
friendly account nametic..
Account number:
Value on
April 30(11
Percentage of
your aCCOLMI
11,83879
100.00%
0.03
0.00%
000
0.00%
a00
0.00%
ace
0.00%
F
Commodities
Total assets
Value of your account
511,838.79
10040%
$11,838.79
Your current asset allocation
A
Eye on the markets
index
S&P SOO
veer Allem:IS Adviser -
SCOTT STAKE mANLYLE CAMEL
• Cash and money balances may include
avalable cash balances, UBS Bank USA deposit
account, UBS FIX insured Deport Program Bank
accounts. UBS AG Starnfcgd Branch deposit
account balances and money market mutual f..rd
sweep balances. See the important information
about va statement on the last two pages of
this statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on April 30, 2019
3-month Treasury bills 2 38%
One-month LIBOR: 2.48%
Percentage change
spri 2019
Year to date
405%
18.25%
3.99%
18.60%
2.91%
13.33%
0.03%
2.97%
OS700320:0705905
Ott 9000000000
Sege 2 of 6
SDNY_GM_00325452
EF1'A_00198227
EFTA01307493
,z S'
Business Services Account
UBS
April 2019
Account name:
WANK, LLC
Friendly account nacre:PUMAS LLC
Account number.
Change in the value of your account
Cash activity summary
April 2019 (11
Year to dale (1)
Opening account value
$15,835.56
$11,828.70
Deposits, including investments
transferred n
0 00
16,000 00
Withdrawals and fees,
nckAing investments transferred
out
4,000.00
-16,003.00
Dividend and interest ncome
3.23
10.09
Closing account value
$11,838.79
$11,838.79
Dividend and interest income earned
rot ou VOUS ot the Stnemtnt letabla or Mimed and Chianti Interne tus been &Senna ran a US
'Si naiad lierreCure Baled Pia the reliance of the account hoar. (count type, a pricat type,
some interest antra daend payments met not to stbieo lo United Slant (US) ends Patio Rico (PR)
imyre tali The Oren rroninly stalerren as me intended to a used MO cannot be relied spat br las
PACOSeL Cants ihOuG tele: to the alanatre to irt:Ortrng loran they rereim tom UBS ennualhiuCh as
the forms 1099 and the Rams Mid or la repareng micernaticm It is the arena ot UBS to Ire the
Eppli(atit I& Needing Item an the US interne Raenue anise d'od PR assay DKOrtMent, IV In
sat lain &Curate). ratty Clvidera and or mitred Alp .ante Or haat.* mean bean COAPA yap
inelvdual las prepare.
Your Miriade/ Advisor:
See account aciwny rho mann+ lu again faxen in your Swap Opeorc area:had in the apemen and
cam; Piantes ran ;DK insurance apple( to &pouts a UPS Yank USA and smank, partcpaorg n tee
UBS FDIC aural Deposit PrOdam
atei net aCCiy 10 &pan al UBS AG, Starnfoef BrariCh SVC
wan ton ap:1.e: to money market :weep fund iddirati./ net oso. &poets See/important tobrmatzin
above yout Itseemere ea theist Means d Ito: cannent ler War.
*Ind 2019 (1)
Year to date IS)
Opening balances
$1 5,835.56
$11,828.70
Ackkons
Deposits and other funds credited
0.00
16,000 00
Dividend and interest ncome
3.23
10.09
Total addrtions
$3.23
$16,010.09
Subtractions
Checks and bill payments
fin 00
-16,000.0D
Total subtractions
44,000.00
-$16.000.00
Net cash flow
-$3,996.77
$10.09
Closing balances
$11,1338.79
$11,838.79
UBS Bank USA Business Account APY
Ape/ 2019 (1)
Year to date (4)
Interest period Mar 7 - Aprzl
Taxable interest
323
7.38
Opening UBS Bank USA Business balance Mar 7
11,835 56
Total current year
$3.23
$7.38
Closing UBS Bank USA Business balance Apr 4
$13,838 79
Pr Or
adpstment
0 00
2.71
year
Number of days in merest period
29
Total dividend & interest
$3.23
$10.09
Average daily balance
111,697 63
interest earned
$3.23
Annual percentage yield earned
0.35%
MA7000.20C070S907
M
G" 9 Ceel3CC°3
1
Page 3 of 6
SDNY_GM_00325453
EFTA_00198228
EFTA01307494
SUBS
Business Services Account
April 2
Your investment objectives:
YOu have klentrfied the following investment objetures for this account, d you have questions
about theSe objectives, disagree with them, or wish to change them, please contact your
Financial Advisor cc Branch Manager. You can find a full description of the alternative
investmeol ollechves in Important intormataan about )our statement at the end of this
document.
Your rotors objective:
Current inCOrn0 & Capital appreciator,
Your risk profile:
Primary - Wiadowatie
hveltrnenteligaity consideration - None selected
Account name:
WPM; tic
friendly account narnt:ELLMA). LLC
Account number
Your account instructions
• YOU, account cost basis detauk closing method is nro. rust In, Ftst Out
Your11.8.dd Advisor:
SCOTT STACK mew eftECASPIFt
ane70002030705900
OII9
page 4 of
SONY_GM_00325454
EFTA_00198229
EFTA01307495
SUBS
Business Services Account
April 2019
Your assets
Account new:
EU.MAX. LLC
Friendly account nanurn [MAX t1C
Account number.
Sae Pecs. IIXOTC maewer' eaves shown may be recroilmale in a RSA Gard $41055.3 me/ nOI
be tniciaely reflected. Se importers nformeeon Moots:en statement a the end of ths &cornea ice
nice intamation
Cash
Cash and money balances
Cain and navy cleave may eau& avalatie can balantes. UBS Bank USA Main account barites.
UBS F Cif Unwed RoganSan &dawn UBS /1G Stamford Bunch dessool account Waxes aridwavy
natal mama lund Sweep tatinaS
Set the important inlonnaton Set aoue Sneeeent at the end
Ors document foe detals about trose
balances.
Hddng
teS BANK USA BUS ACCT
Your total assets
Your Financial Advisor:
crrsTT eAC r MANI I YI F r4SAlF,
065 Beni USA anal UBS FIX Insured Rogan Busk devout &taint Maass. Insured by the FDIC wino
acorable I min. but are not vowed by LPC UBS AG Stamford Blanch deposit account taints are not insured
by tOIC and Se na rotated by PBC money market Soap tetanal are Fraleted by ScC but de rot mitred ty
the FOC
Oceneg baste
Closing berme
rare per share
A ve use
Deana/ Inters,
Dap in
on Apt 1(S)
on Apt 30 (4)
on NY 200)
Fate
Pefloci
period
irRoom (S)
15,835 56
11,818 79
250003.00
Petentagecg
Cost
Estimated
Unierylted
Vika on Apt 3D($)
your aCCOunt
bass (II
Saud infant GI
gin a loss
cash
Total
$ian
100.00%
$11.O179
Cash and money balances
11.935.79
100.00%
11,8311.79
Account activity this month
COI Mae infortnalcw about tee piker wale shown for mincedsaunas, see resonant eSonearen otos
saw agaves S the end& this document
Date
Actin,/
YOUI
Gunny
DeSCOptIon
name code
Face Mut
isnanialuelP
Cash
amount 01
Cash and
money balance (0
Mar 29
Cash sad mousy balance
9151.01554
Apr I
Withdrawal
ACH TO Bnan Yurana AT CAPITAL ONE. NA
.2.000 00
I 32135 56
Apr S
Intern
UBS BANK USA BUSINESS ACCOUNT ASCC 0440419
323
13,83879
Apr 15
Withdrawal
ACH TO Brian YulaLtS AT CAPITAL ONE. NA
2.00000
.
11,838.79
Apr 30
dosing cash and money balance
311.9311.79
ArFle00.20C011590)
ON 9M
Page S of 6
SDNY_CM_00325455
EFIA_00198230
EFTA01307496
ES UBS
Business Services Account
April 2019
Account activity this month (continued)
Oat
Activity
Cesciodon
amount 11)
Money balance activities
Marts
Ilalamot forward
615.855.56
Apr2
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Cf 04101/19
.2,000.00
Apr 5
Deposit
UBS DAM. USA BUSINESS ACCOUNT AS OF 04104/19
323
Apr 16
Withdrawal
U85 BANK USA BUSINESS ACCOUNT AS Cf 0111919
-200000
API 30
Closing ISIS lank USA nosiness Account
$11,638.79
Account name:
EUMAX.„11.0
friendly account name. ri I MAY it
Account number.
Your Ilaaneial Advisor:
crtirt <ran II Ant vl f emote
the UBS Bare USA 9N nos ACCCUM is JOU! pi teary sweepcoon.
ArF700020C0705910
011900
End of statement for account number
Pogo 6 of 6
SDNY_GM_00325456
EFTA_00 19823 I
EFTA01307497
Important information about your statement
LBS fnencial Semites et (The firma UBS Financial
Sondra, d a member ol of rental ~nay, ccmmcdty
and ophons«hrtes. UBS Faerial Seniors and UBS
Bark USA an ~ea 'daycare, to UM AG and
ANN, of U35 Sear bees ftC thaiim'i Inn,
slam«. eueldalr tort mount The Fern's entc•rese
office, re at
IM firemen receecentc the *Mr oatdia, wad of you,
Lan Fitava Sava ~cant Olha Werth t*.dd
of4.c
ta docurrerta, onlanng torøletregelaa4~1
not be relied upOn f you bete* ~re 6 neva a
*mom' please near it ~direly n twang to the
Berth ~can of to office sent; ps axon
Aft~ alfates ~era one Minded hob amnia,
nanny% data dakl not be 'red ala paoses ray
4tyson)orend ter toms, e Form 1099. 5498.
lc
. ehvhbn Fear.° you la. mum The Fern b
reared by law torn:ere to the RS ilea:dde duderds,
reportable n:n-trabb ~lids and tattle innen
tamed ere weft«, held n >our act'Cut net melds
re bale named CM. erd to4 ban On ~Ian (Oohed
teasitien.
Communicetione web the Fine
• rinse rc.confinn an, oral carmnrabona uraner;
to ðer prated pfi nyro. ecb-cr9 pow
P
ern
*rd. K Sectal en ~MeePredrosAct CPA)
• II the tinted tegltal on the lop laei ei te from
of taut saromere ana CBS Fehr eel Sancti- UBS
runc.al Sams urns you ~um at ~no)
Øa by engrue« with the rekatsd mina man
We nformed >ad the rebliantOnheneu
Y
0~. this «Mail
tacat. en~ lend, and
seaden re beredt UBS emneul Sown and not
the nticacro tacker, and pa man ~Fe a ',ton
day encr a ommon to both Inns
• An dexriaed n the accant ecrements. you ~SI
eddy us 0, any cars or kald erriolar I I
~ ached en you ~amen,ninth 30 Mas air it win
mated« made real*.
• newCW.(1~0~f ~haw« a
irrn't (tint
mat
a tollroce a
BIM Aid 10690 t M.
IT ØyMwgh n , ty. in mil ty 10 1.431$
41~ . Chen Patehons °torment.
Cyan City, tv 07087.
• Al statements shall be deemed <owlet* and acorn
it nog abetted ton
•
t0 dory
• for ITY wrve
a IranWade
hr U S Cal
• hose of ~On Cr Ora," *Ka r tettrat(
Iasi: tender (I71),
Voa•debc
<ad 'answers. cal
Fnrcd heva« rc .
~hash^ NI OTC€6, Ann WilailaSA Tarwes
OA« twite at won as >Gaut. 4 5,..,Ihrk pa
stnernent a recepl o mere a f you need more
sofasnar bala a unto an the grement
mop/
Fern or Cord bluer (as afrolcable)rmsti
her I m >p.e no It.. than 60 days rer K Inn
cent >a lee bet cownere ~etch the re< or
le
ande:taper
-
>or rise* rd roast nunte Gt ally)
- Deer be Ow air a the wander pa se vane
about and notice X der / syoucn ere >co
Mere I it an ems' a why >cm ~CI inn
clonnahm
- horde the *Aar aflame of Inc vaned *my
The Fem oe Card ~Wail romarte Ma <replant
and od cored dry ear promptly Fa ~Orton
mohma CBS Ver debit cad tredachs. 0 ~tr.
more than 10 accent days lada iht. we all mat
yes/ tern fa theaware you Mr* es n mol, todel
you nil hent the wee of ~money darn; he tmie •
tales Into complete out Amapa:~
fiera mix all ~is payable to the rem or te
Fronde' midi-sir riddateden KØ
of the
ferment In addition to regular '<coax lont massar
may be P.ID/tft toenamoa o. hos. charges foe late
perm for secure« p.axh.~ and charges Ice erpacl
rant n ash accounts Account that are trantleor
tooth « et.littlatt may be sublact toa untie 14.
WS Swap Optiona
CBS eaten
d
br »reepro fish balances to bark
deposit start at nrallesed bats and limber
banes and money main revue' lends 1"m~
Depose ream at LB5 Bar* CIA ananralfilrod
banes pandating n the UBS FDK -awed
Program ar•TOC-nosed n atterda-ce vahDrC drults
rot IT
rdomtabon, pima ost wow 'd(.9», Oecon
rears el UBS AG Stamford Bade ard,hares el
keenly fasilt re not ~by
Me ICC.
Brit dipailet ri not protected by SIT`C Money kid
shoes re protected by SIP( See "LOS lineal Senors
Accord ~en'
below.
Lan ytikat apsit.
lurk depota may be
*threw,. ard threat of a Wray Turd may be
fadea and the crowds eared to pace >as
~Nees ~had
Father ilfammtat aØ Sabha Mato options.
•X‘.4,19 «onto, wleottt rate, and yields. o 43/4141t* al
men, tint
bonne inmost Allnisa
ortw eating
f ~POI Sameiss account protection
he Fern it a ranter of the ~an "min Protedon
Corporation (SPC), whith wheat 4~1~1 totomat
of es/reranto to IBCO.000 l'encliarf 12S4C90 for
dorm fce cash) &parser bechtne ~fable Loon
req-el a ei weer *X 019 The SIP( asset ~ion
lints ;ply to all ear" that you hold h a prik‘lar
ono,'
The Inn, loathe nee. ~Ian *lints, KR *0
pschated wpflernantal eon« The maim"
roue payable to all diabey dems.o>leerrebtnder
the prolechon w ISCOmIlon at of Drab« tO. 7016
Suppe, to he poky oxidetam rid liraltant. cM 41
te Fin, el lenter rlectdef tp to St 9 mllen en its
ataoCate la al you trast, held en a pendular
caps ty. A tut copy of the polry tordrg n anailYale
won mane
nether the StC ~when me the ~metal
thelatert Ca/ IV
• Conan leser att.% worried by (ad ncticled n
YOU retie vat) tut heed array Iraffi LtbS financial
SenCra Foe circle «den Qinwr ce vcatch,
mice; dretbk ~tea. rd feJ tern of retread
Ardsregistered n the mere of the rant hold« on
the bmas d the our a arde are),
• breionen ccolrattf a tiel~
nitrate. (e 9.
kneed patnenhps ref Len" Fletemmll)lhn re
not rogrand unfree Seanties Act of 1931,
• Comma:~ «mods (e9, tango ...charge and
pro/ ea metal <anal* inthedre3 lava ~arts
Ind Oren,FIFT Øen contra; and
• Depose account, Grape <tether*, of ~dinas CBS
Bak LISA. UBS AG U S branches and brat n the
FDK hand Depace hogram
The WC rotten:in rd ihe tutotent~lapritteacn do
not apply 10 these asser t-~ if they atemnse appear
on beer tar ements Thin WC protection and the
tippler s-44 protection cb not protect paint denge,
in the market veer of yes enwstrnerts Wed'« an •
~I of ~kin ~tome" *tat twill/WRY a
otheesisel
Dividend %investor* Program (DPM
The pee messed n an enrage ora. yOJ may obtain
the ;rust farce Iran Ay, financed Act..ita Only ste:Aa
den me put hated end« °Rt. prat 'hen wll te
sold Jedtheta WI be &prated:Near accc•-nt The
dwdendre~lment PRO toppled be Ike mud met
differ horn the neket woe at vt,toth *0 Pinta' Ohre,
ate *kJ
Cadh-in•lieu
whole tmet nay be held en yor ware draw re
~ad lea pndlwF åt a fetal 01 å deaden] phattni
or ~v.
~Fan we tithe sell Dr el wets al
matte prce a !Mt* al retell Onernted try a
• And han yØ.
ard «ed., you «card
~neat objectieee
The ~stet« *breams rein* profile re *SIC to
PKIN account and may dny Weer pa rases
Feapa sdwee the Fen proYeAbr n wring ol an/
sapidant ^ant,. n >as !Arai Carer a
ItailoMet ~don For each acount fat you
choose ore of the folloong imminent dajettnes
• Pro-dace Current Income arnstmeres seekrB the
(antra" of mane orly
• ArbtnCµlaAppwaror. reniment tram)
groath of prmpal tree ten tn. ~ram« ci
more
• flotte Con/snit/en ot income sir/CaPdef
Apprecaron Inn-wren% ward tote the generation
of mane and growth of privical
anvil
DnraBrikpreffae
• Comes", Seeks to mortar. mid we
pal ~IN
been*
ealatiley to the want ~al. men if
that mere the 4(Cotsit clan not gene,* >entity*
tame or roans ard may not Imo Freer..
nitro",
• Modern Wiling to accept vane me to pnncpal and
totter sane volatility» se* traor return
• Anyzne Wiling to =Oat had, rik to enepol rd
hop rabble, to u•l, higri reams ow lee
• (ratter rafåratey Consdrrate f tactod, a
pattco of the ordainlot hat accou,t may klode
coroner arregel tarred 14adey and Tex«
Walk,
Stemde Touskitokfriar
We may ~VAS» all edited wort ~Ms
mts
the same rtes n the sane ernekce, e.g. because
they here omen who also maitan pal ~ova
thonataf rah Other (kerns el the on often I
>a prefer to recent tnd ear statements mailed re
utrate 1•11OLtitt, you may axlee harrer oØ by
calrg >at inroalAchme
Friendly texas% name
Itteherta/ account Arne it Se natarlaibb •rOlitOiltR•
&men by you to asst you wit, your remed~ref
has no1.911*W on your avast. is not Mended to
felled any sunny. prat.<4 rthorrntadaan.
mestment *rte. a re& Øde as:noted wet. sae
row,. and o not • promo> a guarantee that wrath.
any Internal rea <na and b. xheted Al
elOOVIONItt /KO* Krek d tee rebcang to st el
ton of the rare "mama You ean dunge you,
hardy ram names trot* Ordne Seances a by
(cntaarbi)~ Pewit ul Achnor
Accoort0earview
• ante of you attocateåortfoth Net of ~eh and
• Aster Included ~Akita:110.4nm vat*, fa
rewitfild
(est), and Global Ten. Depart,
erealized ads to ~kn, and emanate, not held
byheler," Don not nth* ~chi stairheaMth
a the add
Ør and ~tent can« ~ad( or
evre stahmerel. ts~~01100. *belle and
eme«dabb nod ethane
• (abates rdtdes debn balanced, atoning magn
fort <rock In*. than acoaurel>»-Kot
• Cathtaoney Wand*: Total ol ~trod zwalabb
can bairn. OA 001)00t Latexes al Alined rf
nanalf tubed brat
marey maid naiad kind
seep balances. at Ow dosed le danemen prod
larcormally fee wedl balances net 4«01.0^4 se
nal 1eØ
from other balances ad the Inn entry
eta ryåd tyre fesus n tie minty caned its
barns Weu finch re payable upon your demand.
Ths total o metaled m the ant prod0ring ealue
Led% ireffTentlitien
Foe detailed Manton on the Fien's arcing practices
ad dulosun, refer to you Clem Itelahonthp
Agyeement a Aware Acr~
4r4t*Ginteal
Terns rdCondtions LIEeS kalement of Credit Parkes
ratable oared...es and C4t blunts
al wow. i.e.,
SDNY_GM_00325457
EFTA_00 198232
EFTA01307498
Important infommtion about your stmement Kootameot
Vov sta
Vott ealanax ~et ~Am ed *er aret held
n the eta« at the rodd de nalcm•nl prial You
my ad for depryd 'uty nagd bones r ane Irre
You ni.hr besne (4<urnxt ved at ban «bese aller
refrad an bale« dat rotten Ary urtale,
transfered beef en dsed the slatement pen:d me
Istid al medet vakrest d Ilse ml d the stane«
pene/
• ~barin ia ddtemnnolhe<ost ben of the
~Mer indoded n lennemenl. *tele mdcad
»Mehe nerts 'l,' ISS Frontal knott he reidd
m entoms^ cblaned horn ~on nr 'han LGS
nanaal Snes. andeg~mat*" ben nott ha
lama
t
mag have preeded to sis
Motor Ile Onn doet not rdryatnintll ~dy er
gant
the x«. r acy
'friday
wri «onetMon
Ø
~ed
tys:vas0th« the,
f nanail Seiv«.
3dd...et aha.* LEK Forhol dServices «neia
enda.« *n «nonas
g o mened the Ina
Ø
rott
arp' Mitti« tat *e Semske
~Coat bed' and' Urreddedgarlloss'
*tete,» at ot ta datt d *i datamare Atti"
pine duren aµ on fin rl«enflom mitt
~thea«YII 6Kei:413, k/ tar OtAtOWS «
Olhenntnt A«turitt Unletted to te hm may
blad 91 1051 damalen only loe te berodd
leme ihey se led at fe Fem More avrettet
Hamran cri be ansat by svfnecial Adrtot
• Unradired sysinAllossa neon daues ' ,slabb.
estimata! ratened °anatom" se talcuteed fa
nedsal savry bh the traud tan dau for
Medul te: maya stry nr folket carrnssore.
Arte eder to:umy borgriaxion ~nu
Orniknd and olh“ mai
lon ant snuse<
~db
bst ro who:tron:d to die,/ c«
~ryd lot ten?' Tradedatt' <Mann essants the
0-9nlIkarnacten vade data
• Callable smaeltlet Beda anandered mak dut
the es.sur <ah for tarY ~ion
nil be wtested
~etg
bylot kom ned al ~es
ca the
enstert n oienarra or ri nome« romt lot as
dent, (al teatre ~kones obtared kom eird
pales ed as xosacy rs not vannbad Od-stal
bann rroy onn wen:hoa-da eten yekf templa«
eilernaccen ml be racudid i.Gon regien
• Pritetraba Pron Olptty•O lor te<vitt• andeler
senxtras mai be hør os bra< ten the pron tie
yanyould rene,/ mone n ste nyhet nat a.
~rom
vennefed Party ICentes *high ne
bele* to be bleik. be ne do not wirane tier
•CCISX.y.
We "nen* uu the <kano pk* *Na ~Lab,. cr
Ihe 'nec^ d the bd and ae. pekes la åsted
~mas ret open e eie bi:lines
OTC
•~444
- Iss aarwytradaelbaska may te prided uer» a
vals:nn.~0r the mon moen -'M
deaned ard may nol rafte« r actual maket orke
aval.
- («lan 'dilik.« rna, «eat %valdta a pie and
vål show as 'pr« sand solide' 1 we re
uno* to cblan a prot to I SeCiany.
- Otposts ««ratesdanomnsed n orreem
der tron u.S. dollars av> r•fleci•d M te ~ronga
rate ed the steamen date
- Fer «etan secvnes vading n noniortornirg
*nemner:es, pre sd gurtity Ila« rat) may
hm botn »utlad to boret proper statuane.
To oboen airem gudson. herten anda*. «eitel
yak
/UlntOr.
• Peohnit• invnIrnenti and ~od
~due.
Private nemnet ittoinnt (c4144-9 &Kl
RtettitetCn C•09tInt indthtiltttat aeltrntnl tatt
most« ad servtised~ts are genera/ batik
"Bed («tan druknet orodsh hare not ben
re;eareed wth the Senat es and (sarg*
Camosona ur re fy state >tunn*, Unn Wc
phavdeetlenaled vinn lor pinn% Ildnat
stane, ad mulved prectacts kr ',larma hem,
~cf*
AiAtelty n tnt garantied
- Thett vilt6
(Ml« stlystetek kan eget d
am, .stika p•• rare ral
untrityce
«Nuv& product mai be boar* e sold and do
not reeessaily revnert the sale su my 'neie
‘Port Souidenn.
- %ni purty ellevtes of valene ot • «dan
date and re supt:~ OBS green, Servan on a
regns ben by an adhordent "Åene Inn
- Kase. 94~31prin« crtponsof &amma ra
d ry. ara saal•ed tofe Fim byte mua.
rent panna" or ~nor and may be cablated
bardon diket« olaneon Iran the used by
tid pines lo deie per essmated .akts
- Tau an dean addia‘al Hamtun regatta;
dit
used to detnint the tenkt cl
vake ed the dra ot kw intannation the rs. the
basis sr the «enet by tontacteg yak inancul
Adr«,
- Ihrd party osimaled van myk ribsed as
pasod' n santal undans• *son an
rdaperde. valurna bm he rot ~led n•
vubk to assein van eten we Onne isse
*ml emden,' evre has «ened Mr ~tala
graaust tel:~ yale mo lathon. ca ne«,
vite *end betedd, speculaue dit 10 the nattre
d the x< unty
When noti'« an 49~, 9~11 favner of (parcl
Moraled tabt ror a tedpaly *Unett ratt rt
peowdat the »be d te sonny MI be detre<
from es pirchabprxe
- 'ottetel canto Ose' mag indrAe revn of
apital, roene or both
▪ 'Ordrui una sve ettlewli te mal Bleig
vice p« ert and ~yret tellet, >tas «ni bate
- OPP ard u'IMed Kfr sec-es re noi lakdon a
nemne bevares ~e,
and art central/
daztad ede ende*, ca' be sold, the pme
nemnd may be hes ~tape
Mare sakne«,
vas praackd n Me sea« aen«
• Raelacted ~Mo
Rntnint CW6144 sønwaty
are not osretk rigebb la pr.4:ak sag Les F na-Kul
Swvtts ut" the ~c« tnt al te unt streled Rock
*.• mane grat as an iteptatd vale lot ete
restrkied slo:k kr par pases of Mi ten«
Ody. To
the tan Mat MOI( bed steva es at egbk for sak,
de vare wc-Nedmag be ubstentital lett the tnt
imperd vake Monn.
• Ca hatimated)income. on
n% yeltb andras.
An <erna ol mai 'tane o basa/ on current
dniitrot ed sneet Ilt% *51~1* tetranes val
be hella one yta komsten« dam or ytt
trotyncy tvt mine. r Cl+ a gudetro, acciary
ad conteuld «ant re not gusanteed
Estrnead mel mant and ciarent >vald la
<anane/Pel Of baskes «urd melde net" of
ratl
a «DMg" n ethilh mr the ed
;norne (ed tunene >egi temd be eneste&
- Cstintaed armee «ane ed en« yeld and the
roet :scene and yeld inePri be bmt or hett
enn the egen/tad smititt
- An omme* ol matrod neon» (dvdord anda
internt) draird ty te are« meiet
~nano
bale« C~
on the last dvdond
a ment Nyrene rna by the nu-et and
utnesle bevar/Mp:nu ml be helle air
>er kon, she sn«
bate
uned ~sal ,
Aeoracy
cortnind yed se not ~eltet
• Am° not hold by VIS linarcial ~ML (titan
aset, ire rot held ty the ren ed nat *enn the
lesi possessian or <reol Nase attest se
drolned on sur rubiner. lor ednatenal
Nepa« tely Potrant and vast pernod ae
prondtd byte mus-glam UBS ~ar
Seedet
not ~stae
fet en «omsen a-ddenne
%reel« ds seurey finne smeis se rot grated
by SIK or the arms ~santal SPC romere,
• Revenue 'hating andada:anal a..,
t'.
- an ~besto conemwern ai saks and I :bl km
mened n connedcn ord, Me (Innbua«, ral manual
kad. to os <lenes we at
os tilde mais
revane Mang parmats Iran ~ett
~or
adittat ot the mnal tunt rat we ull ~e
~sti re bied cre tao «kront oxrpznallit
**ran
of sen by LIBS of a PanCtilY Ilritual
'ltd falli!), to oe <lems and OB te bie ras da
~cut,' (naue edd Isrys tam" teid at tb
fim
- Wt and os antire alsO 'ccm, ne, wedi+9 ard
~trut notsteg ber in consdersers for unte
agent sari«. Inn ta Øde to the nr-tuehen&
Pest> toet grer" se pod troen ~na rust en
the niel hand and at a hent dolbe unen biset
onde runt« of "røt
at to brckerdeake
holding nual Ji d of the lund lynry
- b addtiri to («mesan «temd n WV1Kliør,
\Va" tVe sale or darbution d ~uty <onkels ed
vat mermenn Inn/ unt lo Ot/ (lent,. we ander
ora athlote tetne te~
thttith;1 otattenlatnn
han enry ot the reserie ~arm
raseseng
ta arnUity «mele, elben cd the 110.1,11CO
torrpinot a tpnatert 04 ~une en~int bunt
witdatbuTO
- n scIthtUn in «entssuenn•cetvid from th•
~e
and sak cd ~sivdl.
ert anda os
attlate rer w• at brattyv( I!~
shering
>ramen, from Ne *Stae chariadora b ned as
husdag for i« hrology clnelapment, traneg ed
*dilte en.
- Om "LINS aha recne audn; cornerocers ed
odbicarperneen from OLOflitirdl ad .,arre
«spana !ah:« groaett rare darbsa
.• IV* wen* torrponsato, Iran LeS Bel L6A. LGS
AG SuiedordEtech ad neiet eleed barks
ert•at. aue cash temp pog en Ihn
~nem,
mal be a mett* per ~i
Im cr
mag te a patentet. d seiar dak dedot
teines
4c8v4,
inkerneen regsdna commosens and ah« ~os
ricurrea n <cenecocn "ilt, the tur-nonet vades.
stenerg gaten varcactoos hann nudd on
cedrnmeons pranausk furnarod lona. ed ali be
leonded to su ecnid/Y onna»,
Stien saling
you ra eroarsd n Moet sang a bata',
may
«Mf å chege de lo <son bongen, em% la tal
thrhallf ~kr
Open «dm
PaBedina open ca '9:ed Mk" elet eders tot
viIlnat ~tind pest stattenati dale, open buy and
tel skoeden se nedved by the anerite ol cfradetls
« rites car st eadradeds cr
orn date unless
nanxbd onewee by su Var ae responsbit lor
adr, Chat let *rated CLOU> yett båre lo or«n
emning ocen orden
hirse
To obtan a copy ol as ant« Glein Prinacy Notke,
desse~
eter Fesaee.IAØ a vet as fniste
Il >4~ obs rombmstroat
- ISS Truncel Sen«, erot, ba* The BMA. Busen
Seien Account ISA ed EMS we broken,
uroml* ranch Ødt Utett lo bal, ing ~n
ed
poden le~arranonnents enn
brik
and ofl< ihrdperty bads. andpa:rakt sans to
~
ro
rat and an
rty profet. ur by ~Mana
Midaarty emir« «minner troti
mautkro,
~ty stAncluttn ol LGS Trunad Sences
- ~nem navar«. rid metyl:K[1X%
- ete MK reved • No bant mette
Mal lose sa*
- RIA Reiar« Metagenen Acta,"
Benros
Sanger Attom KA,
re
s and ri murt Reiar«
Matre« ~x« re resstmed sne enses d
LGS ilmal Snes re
- ViSA d a regmered Vidna *vad by Vda
Vrarnswiii Sxwa Atwuoca åndutad Lad«
Rene The ISS Isa «edb <aids ed the LOS Vita
Ø
<4105 ett evnes by ISS Sel USA with
Pennen IrenVna V SA he sporated Alder
Iradnarks, rtootsed nademal 5, snet Takt and
regentred bnr« marka n ol Mer respebe
~andes
LUIS ~Servise
Mc
Rov 41BIO
SDNY_GM_00325458
EFTA (H) 198233
EFTA01307499
UBS
UBS Financial Serwes M.
nagement
New York NY 10171-0002
Business Services Account
May 2019
Account name: L
BOSTON MA 021 14-3252
Friendly account nein*: ELLMAX U_C
Account number
Your Kneed/A Advisor.
(Merle
Questions about your statement?
Cal your Financial Advisor or the
nesourcaine at
accoun
Value of your account
on isonl 30 ft/
on May 3t (I)
YOur assets
11,838 79
7,842 33
1Asit
website:
www. tbscorNfnancialsonnces
Your liabilities
0.00
000
Value of your account
311.838.79
$7,842.33
Items for your attention
. Help protect yourstrif horn fraud and
reeew bank, credit card. and brokerage
statements regularly. Also, get your free
m 61 Wert annually horn
Sources of your account growth
wwwannuakreddreporrocen
Tracking the value of your account
during 2019
View of your ,xcount
I Thousands
nis970002020668477
atwas end 2018
$11.82870
Net deposits and
wthirawalt
Your enestrrent return:
Oindend and
interest nosme
81363
Change in
marbet value
$000
%nue of your mare
one/Wynn**
-14.00000
Member WC
0019
Page 1 of 6
SDNY_GM_00325459
EFTA 00198234
EFTA01307500
UBS
Business Services Account
May ji!
Your account balance sheet
Summary of your assets
value on
May al (I)
Percentage of
your accamt
A
Cash and money balances
7,842 33
10000%
B
Cash alternatives
000
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
Account name:
•.•r,
Friendly account name:
A •
Account number
Value of your account
$7,842.33
Your lemoncial Advisor -
SCOTT STACK Mont vt F CASPIFt
Your current asset allocation
Total assets
57,842.33
10040%
A
Eye on the markets
Index
S&P 500
• Cam and money balances may indude
avaiable cash balances, UBS Bank USA deposit
account UBS rpC insued Deposit Program Bank
accounts, MS AG Stamford Branch deposit
account balances and money market mutual ford
sweep balances. See the important nkvmadon
about )OW statement on the last two pages of
th is statement for detais about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on May 31, 2019
3-month Treasury billy 2.27%
One-month LIBOR: 2.43%
Percentage change
May 2019
Year to date
4.35%
10.74%
-6.47%
10.92%
-a66%
8.05%
1.78%
4.80%
ma)700O20:06854
CiSs 9 00X03000
Per 2 of C'
SDNY_GM_00325460
EFTA_00 198235
EFTA01307501
*UBS
Business Services Account
May 2019
Change in the value of your account
Account name:
EIIMAX,LLC
Friendly account nom/aFUME(
C
Account number:
May 2019 ($)
Year 10 date (S)
Opening account value
$11,838.79
$11,828.70
Deposits, including investments
transferred n
0 00
16,0C0 00
WrIhdrawals and fees,
ncluding investments transferred
out
.4,000 00
-20,000.00
Dividend and interest income
3 54
13$3
dosing account value
$7,842.33
Dividend and interest income earned
$7,842.33
rot pu 00SeS d MS ailment, lately of intrertSI end Claknd ifKOrne has been delempued tan a US
to '<Cosh Kt Rusptchue 'Med rara the tesidence of the acount ankh account tat or mac, type,
scent 'nines( ands cin*nd parnents may not be object to Unite Slates (Us) anicr Puerto Rico (M)
know* Uots The Oat monthly Raman! is Ml keendeda be used End cannot be relied copra to lac
Pu rases Cleat anal *let to the 40 Katie tax inacting Iota they recta horn UBS ennualpsuCh
the forms 1099 aust the Rains 480, to, tar reportag information nit the Paint of UeS to It, the
Walt*
itpottrno loans war the US Menai nnenue Senice 340 PR luxury Otanment, a10 in
tuatara a(Cucatny deify dvOena ado Plena at lac eceral Or Watt* mCCvnt Heart (XVII you,
ndvdual tat ',repent
may 20i9(SI
Year to date (1)
Taxable interest
354
10.92
Total current year
$3.54
$10,02
Pr or year admstrnent
0 00
2.71
Total dividend & interest
$3.54
$13.83
Cash activity summary
see ACCOUIR armory this montnIu anti Maras in your sweep Opiate Xe wedudtd in the opening and
cluing balance( value MK insurance xophes toabout at Urn Rank USA and SI bank; partcpabng nits
UBS CDC hared Deposit no:yarn it does net illy 10 &ROOS at was AG. Starn1Old &MCA SWC
prole-flan ataXte: to money market :weep lund hddirqs but not bank deports See Important tobrmatvn
Mover your :tseemere ca the tat two pay: d thtelcarnent kr &lats.
Year Nomad./ Advisor:
erfITT STACTUANI VI c CACRIFI
Opening balances
At/aeons
Deposits and other funds credited
May 2019 IS)
Year 10 date (S)
$11,838.79
$11,828.70
0.00
16,000 00
Dividend and interest ncome
3.54
13.63
Total additions
SUbtfaCtIOAS
Checks and bill payments
$3.54
316,013.83
-4,0^0 00
-20,000.00
Total subtractions
Net cash flow
dosing balances
-$4,000.00
-$3,996.46
$7,842.33
UBS Bank USA Business Account APY
-$20,000.00
-$3,986.37
$7,842.33
Interest period Apr 5 - May 6
Opening U85 Bank USA Business balance Apr 5
$13,838 79
Closing UBS Bank USA Business balance May 6
$9,842.33
Number of days in merest period
32
Average daily balance
$12,088 79
interest earned
$3.54
Annual percentage yield earned
033%
MX7C00.20C0u0S479
MN OS1 9 CCCCCOtOrga
of 6
S0NY_GM_00325461
EFTA_00198236
EFTA01307502
41D UBS
Business Services Account
May 2019
Your investment objectives:
You have identified the following investment objectives for this account d you have quest
about these objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. YOU can find a full description of the alternative
mvestinent olaechves in Important mformatton about you/ statementat the end of this
document.
Account name:
friendly account name —
Account number.
Your retire objective:
Current inCOrne & capital .42p00200i1
Your risk profile:
Primary - Moderate
hvestmeni eligibility consderatten - None selected
Your account instructions
• You accoteit cost basis default closing method is RFD. First in, Fest Out
ANP
Year Neriecial Advisor:
SCOTT STACY MANIYI EC-4%1Ft
700320005854n
Pert 4 of 6
SDNY_GM_00325462
EF1'A_00198237
EFTA01307503
SUBS
ay
Business Services Account
2019
Your assets
Account nome:
EU.Max, U.0
bien" account nam,- Fl I MAX Itr
Account number,
Somt pre" re/rente ala (vast vakta Shawn may e Csarannsle Al a kita. GOM and kaSeS "Vy na
be Zmuietely refleclel ytt important alomoirtan abostiow Seksere a the ere of ths &cornere for
mae ,nfamalion
Cash
Cash and money balances
Cash an/ noss baisset frys sildar mala» cash balances, OBS Bank USA ~sit account
uBSSCse muren RessnelanA Bass«, OBS, AG Sankt:AG Beaten Ushohl account tasses ane rroney
~Mi mnd lund hamp batane es
Se the important siOnnabal *away)» stakene» at 'he end of tha rammen, fa *tal, aboui trose
['gances.
Haram?
Your total assets
Cash
Total
Year Roande/ Adulte,:
ernm <JIM-Yklen, VI c CA(PIGi
VISS Ball USA ascl SI U BS FCS insurecl Rog" Bas* ckpost steurt bøsses se **red by i he FISK wriNn
~lunk i mts. btA ase not paesied by WC UBS AG Stamtrel Brant h deyosit scouni /stamn ale not insurea
by fOiC ana se not prometect by WC Masy manet heng tutane ti are sect«ted by WC bul as nal entitet ty
the SOK
~nag baby.
Closen3NISnce
Pme per Shale
Assge
Psidenci Stein,
Dap n
an May 1(S)
on May 31 (D
on May 31 (N
rate
Pensel
penoi
Gap fansen (S)
11,83839
7,84223
250;03.00
aksentar 44
Coil
Blimateel
UnreSiZed
Vakre on May 31 (5)
your accouni
bess (fl
annan l nccnie (SI
onnor loss (5)
Cash and money bolenes
7.84233
100.00%
7.842-33
Account activity this month
$7.84233
fot repe uslonnallos absut tre piker vakte showa for restricied snu etes, se »port») nforroarem Mos
Jour uttene» aa the end of Sis riacsment
Date
SUM),
VOVI
Ouseek
Orscaption
nyanse mek
ase mase
»falla» (D
Cash
ernount (1)
CaSh eld
money Palasset ISS
Apr 00
Cash mad man batane,
511.$38.79
May I
Virthdraval
ACH TO Bn.an SUMMIS AT CAPITA/ ONE, NA
•2.000 00
9.838.79
May 7
Internt
UBS BANK USA BUSINESS ACCOUUT AS Cf 090&19
3.54
9,842 33
May 15
Withdhiwal
ACH TO Bnan YusabtS AT C APITAL CNE, NA
2.00000
.
7,847 33
May31
Glosing cash and money balance
57.84233
10OØ%
37.842.33
.097C032000WS4,91
0519 CCCOCC000
Page 5 of 6
SDNY_GM_00325463
EFTA _00198238
EFTA01307504
UBS
Business Services Account
an
Account activity this month (continued'
Oar
minty
0tIVIVIC0
All)00111
Money balance salukis
Apr
Beane@ forward
611,6311.79
May 2
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Cf 0901119
-2,000.00
FAsy 7
Deposit
UBS 04111. USA BUSINESS ACCOUNT AS OF 05106/19
3.54
May 16
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Cf 0511919
-2,00000
May31
Closing Ulf lank USA Simians Account
d7.342.33
Account name:
ELLMAX LLC
!blandly account nanw-Fli MAX Ilr
Account number:
Your Ilaancial Advisor:
Sri-TT STACI SA 8IVvt c CLAM
um 880k USA BAN% Account Is Tout Mimi wow" coon.
Awn:0020009354n Ne7000062910= 0515
End of statement tar account nurn
►ogo 6 of 6
SDNY_GM_00325464
EFFA_00198239
EFTA01307505
Important information about your statement
LOS lemma' Swint at. (the firma LIBS tinnier
Soong, as a member ol of anapal sway, witty
and Wens +schwas LISS Entreat Santos and LOS
Bark USA re rdreet sLbsclaws a LISS A6 and
Oda*, of WS Units11C 1MFiml lnnval
anima n nobble Loon request the F rm's twain<
°Ikes re at
nartamern (wean'sthe ore" afro, road of yoar
LBS inisoal &ears want Other nowt". +WV
*Nal to cloarrertS. < *Mating COkklinge.lars1/4 440
nol be rthed upOn f you bele* Marc 6 antra a
*mown. ohm* report it minechately n twang to the
Branch Manager a to office wen; )w o:coLet
Atha* at fgures thorn, re niandod lob amen.
slalomed oblad-cukl nol be used kr La rowan Boy
t
ey 5,onra md tar lam,
. form 1099. 5498.
. tic ).Awn Oran, Yea' tax worn the Fern c
regured by Ws to few tot* RS Auntie dud/eds.
reportablenntecabb dnidends and !stable Merest
toned enacting, Madams want net maids
on sole transalcet. ad toot basis on (Man awned
wanes.
Cannunkationa with the Fins
• Dew reconfinn arty teal coneramorbons n
tofurther pant you 'Ott rebraln9 you ern
anew the 54<yd Os V•drile• ProwItal Act (Sea.
• II rho Maiid cacao, on the up lent cl Pe Mere
of Vic salaam 6 rot IBS Feirxidl Soma, 1.61
natal Sews cartes you wont 44 (hang
bin by arraventra •vih the routed minden
we nformed pail Iha releheritho oftn,Y00
coned thestout. h dm case. you lands and
swathes Se located at UBS Inmost Services and not
tho rdroctxrg bicker, ad you ensl mike a report
of stow a °mown to both ferns
• As toted n the arrant cements. you mat
eddy user any ono; of
m
frau) erdoInt.., ads
reflodied
you neuron' mho 30
after it our
MAIO a nude availed.
• Me we trio arab. ampler-a a
iencs Cline
mat
or toUroo *
SWAM to 600 t
IT Monday Mwgn i
, ann.rote 185
ts ax.. Cheat Reseals Department.
Leven fly, N107087.
• Al statements shall be deemed earckte and wine
d not objectedto n
•
fC dory
• Fa fl y wive
or y
S Cad
• how of mots a <Vesta+ abut an elettfond
Inds &antler 071),
Voao deb
sat tramectens, cal
inreol Sewn at .
Wish^. En. NI MOS, Ann ReAtiithA Swedes
Calla mite as sore as soul. C raa the* Sat
statement a inept rs map a two need more
Samara about a transfer al the 'manner+ a
nag. The Fern or Card basun epolceble) win
hoe Nom you no Igo thane° days an* to Fro
ten p.m to In Varna, co *Nth the Ma of
PrObl.n, :Mend.
- frond. nay nano ad warn nunte fit any)
- Daserbe the eta or the transfer sou Se~
about and npLin Malta* as you can ail/ sou
blew n h enema a why soa need inn
clormalio•
- horde the dollar emote of the wasted erra.
The Firm a Cad basin. nveitate yaw caroler*
and wal corned anyerror prarptb• Ia apedsews
motag LOS Wareham sad tratacto-c.l we late
man than 10 haw days 'Gob the, we nal and(
sad watt fee Ike wan you tae then mot. so thi
woad hew the use of themoney durrg M tete n
tires tato complete az in
Ilene make all trot is payable to the form or the
fnancial innwicn Masada(' te front of the
Pittman. In addition to nogulw acorn fon. moans
may be zipped tomantra-a fees, throes fa late
paymona fo' apart.; purchases and charges la aped
rotes hash warn Account that aro trarcland
toother neh men. my be subrnt TO a cadge N.
OAS Sweep Oplkev
LOS offers options fa sonepr) tech Winces to bark
deposit accorft at ncnalliated bats and attar/AS
Dalai and money inane maual lint (Money isrdd.
Depose =int
al LOS Bak LISA and or athlend
bents particoing n the UBS KIK-bared
aroaam re PDC-newel n acordwe withDrr rule:
Foe more nommon, please not rte. Idcgaa Depose
4( Out el UM AG Sloth:4 E • arch ad Uwe% of
Nary held we not nr.red by the FOC.
Baal deposits are not protectedV/ 9 PC Money find
therm at protected by SW( See "LOS Inner Services
'Wart erotectai blow.
Won soar repast barrow wherein alum nay be
vatanyn. and sham al a Money fund nay be
'readied and the proceed, returned to ran you
Yen
..<<osd
Ifine nfcmmton boa nalable nano Wens.
nclana <wren fl aw. Wes and yields. is e•ntable
worn ad scam.
hom yoke inmostAcme,
a biting
LOS Firtmcill Services account protection
The inn cementer of tie honer nada Prottacn
Corpawon(SPC). which protects peones curt won
ol nsrmebefs <o to SSOCI,000 finclialna 12%000 for
dare for cash) &planetary brochure "alb* as
'net a el Yam sae 019 the WC fowl ',Whom
limes oply toil accotno that you hold n a prtitader
end,
The inn, together nein sedan *hats, has ape
ma-chased supplemental rostra The manure
wow payable to all arable dam coleconb under
the prolechon o MO mien as of Deanter 10. 7016
Sabo(' to the poky confirm and Innen" csh .01
the ism n funhw yawedkr tip to SI 9 mden in the
&Wean fa Am,/ wants hed es a particular
rePac Cy. Aka copy of to poky waving it seeable
loon mount
Nether the SIC praracn or the seaplane-sal
Wadcra apply to:
• Colin 'natal alien anthoried by fad molded n
you Wan valel COI Mai away ROM Laa5 finance'
Since Foe temple cceleh pinsarne geoLtgis,
ncLdro drub, note". and li)thwei d narteal
Ands registered nib name of the roan holder on
the tads of the me, a osier wed,
• Partnere (coon a nwsiment nitre+, (e 9.
limed partnenhps n1 aerie placements) hat re
not moaned under the Skantin Act of 1931.
• (aromatics ea-tracts (a ca. faegn **charge and
avow metal <carat* ncludro hewn corneas
ad arm:4h clotericomracts. ad
• Depose accountsBrawl golden, of deposer CBS
Bark LISA. UBS AG U S bathes and bras n to
IDK hawed Drain Proem
The WC protectors and the ia.Partmenhol pranks, do
not apply to these assets ben if they oterwee epoto
on yoLr diernenh
SlaC protection and the
wpplerrenal protection obit' protect aging changes
the make volt a you reestrnens (whether es
•end ol market movement. awn baknpya
otherwrsel
Dividend Reinvestment Pro)rama 03Bin
The V" **
I A a an aMarle era. you my obtain
the aloe, VC. Iran leo, Inom al Adis* Only Mole
*urn me puthased under DRIP partial sham all be
sold adtheetcher& be deposced n your acco-nt The
dredged 'treatment once avplcd be the oar, mat
der than the malee p.c. al +nth to Pacial Pan
resold
Cash-Misr
01/ wholesnot maY be held rn yar wan ism ay
nrildlx, lea paneltwl se a fetish of a &Mendpeewit
or ~roe.
the firm sal ether sal parlor unit al
matte prce a wept al raun dettrmastd by a
re:Wend steam army. rd voila yeti strove
teammate* objectives
The nrestnee objecteres adink prdie
week to
ern account and away beterecnica =met.
Nap. .adato th•Fnn prOttylb. n wing
sty
unciel &unix
es
pt.-flora/a maxima
nenterere obese% For enyh account
you
<boa am a dm follaang madman <Onus,
• hocks& Current Income arrestmeras toting the
generim of recent only
• Aram, CoptiAopwrion hasinwits wean;
oversell of pitapat rather than the genralen
axone
• thwax• Combnatenorinayme andCaddi
Apple( alto atontinerns seeking tads the generation
of 'Nome ed comb of principal
Owe& Ski:Silo
• Comes", Seek, to merlon nial ;oncost sae
bond( adedwAy to the account canal. men if
that mew the want does not genre*, conficent
'recent ce toms and may nol .440 Pad* dn.
.rf ;abet;
• Moderate Wino to rapt sane me to prate:rat ard
tolerate screw Walaeyto seek h•por rams
• Aorieseve Wilirg to accept NO Ft* 1* P•cf”I ad
than ealatIty o add hp want ow ilen.
• frwfrnertffgtky CrkadtreNOn I tynoctod, a
paten of Os bola° for that worn nmy made
couple. anklet, hewed leardmy and awn
valency
Sea
leousecoldeter
We may ccoso-Wele aft related Account itaWnertsmth
the Noe *Sins
the same ernekb. e
because
they hen omens who A* mint,, pre ascent
relienthew nth other clot el the ere ertletee
'Cu prefer to man rd ed.r.a statements mailed n
warn enedocot, you min ribonol hosier:odor) by
crInnov inanoalAdata
Priwwly wan name
RE 'leek* Ecouni Noe in la tuntcyneable •nakrarn•
chosen by you to ascot yOu wit, you re<ofdttepto t
h is no kcal elk a al your admin. is not mended to
felled ow yummy. prockAt nearer...diet%
ono...Int...4**ln,, a re& pd.* aslotutttl web pouf
moult ado not a promco a garnet that wrath
any InaKiat resust canoe wit b• ahead. Al
moments ma* the rile of IrA audit; to redo'
loss of the ran rwranveit You <an thing. your
handy want nacres troupe:nine Sweet or by
anfactrg your innalAdmor
Accoratoverview
• Yates of you accoundpambia Net ol asses all
• Assets rellthdts nibble Meth turances..ates fa
Intriehd wont/ (est). end Gobi Trim Depaws,
arreind mats to market and (nun owes not held
by the; cm Does not nark waked seoninnaels
a the end a the poor rid omen catentra prods. a
prate onstmearl awned stock wont and
+wadable nod corona
• Warless attain debit balances artordng nuegn
lows. crodi Int. Oen wan Watts
• CrA,money Wenn Total ol Lanwrod >wadable
oath tolanK plc &pot batnee al all Need and
nonetoad barks, ad money rosin mad lead
sweep batmen, a the dosed the "team perod
Nentormsodly Inee cad. balances 'you accotril ere
me sevhanrd Porn other balances end the irrn may
toe rydd thew lust nth* minty can ol at
panne Item fink re payable aeon your demand.
Rat total rs waddin the carat prodclomp value.
Le4ireg infoweremieet
fa detailed Scallion on the f nWs lerdro practices
ad Outman ran to tar Clare Ralattornhp
Agenrent a adlOat dultrilted ad the Genteel
Time and Cadrtiors LOS kelernent of Credit audios
avaktle n Arena: and CX56:thoes
SDNY_GM_00325465
EFTA 0[)198240
EFTA01307506
Important information :Mo ul o ur sla te me ni (continued)
Vov sta
Vott stamma ~en secisites ed *er enet, held
the Jaord at the rodd re staldmmprialYou
utry ad for ~y
d 'uty paid trones s arr, Irre
`feta mai rem«.,Madalt idd at ban totalral atter
pinlig enry betente ase collien Arv wcurbm
transfered rotet en dei-dthe slatement primte
Idd al midd vaken d the end of the stabenent
pene/
• ~berå.
In ektemann? the <ost bein of the
seastbn incloded n his teamet *tele indueed
wen the auste 'I; LeS an:etan knott ha edd
ei ni °max^ <bland horn tina« dier 'han Les
O ~cd Sinnes. ndadeg ~maken hen ~ha
feene the you mag has prorded to s
ial
e linanc
Adm« the Pren don not ndryatecbmb, ~dy er
garntet the x«. r acy
'friday of nyarma.
~ed
ty searces eke than ISS f nanail $tevica
Ø
akhoadh ISS Feia-cd Senkes genera
raide> th? amtro*
a o mened the fem
don nail Ødt arry Mitti« nat the idernalee
ande 'Coat bat" a-d • Ura:Ici:d gad lon o
*tete,» at ot tv mated the sesamet. As euch.
please dorm 1.4 on fnis nlarnalca to malte
enheta« Yle basens le lav penows «
othennwe. A«Odritt Utenaud totehm mal
illed gad loss donnalen oply loe te (send of
lime ibey se etl at he Fem More hbtorical
iennmation can be amme by se fearcial AdMot.
• Unnedired gint.flossas «tern datais ~labb.
alt «ard artedidnd ~limen se teleutted ku
iductdt *nury bh the trandm, dau for
edmd.t bb my« ni,ly n« ml br correnostore.
dorget eder tamtg morordxrca annet
Orniknd and oter r.n..-~
lett ns syttimine
~ds? bli ro who:renn:d to dials,
~ryd lot Th. trade date' <dann essenes thr.
0-9ntflumactnn ask data
• [Sable montlet. Beat and ondsved mak due
Ille -muer utte for tarY ~ion
wil be setested
inartalk by lot kom gned al stosities d tess
kapbed in oie run", or n nomi** ovne lot car
dimt, Cal tedde ~kon
is obtared kom *urd
pele, ard as xosacy es nol ydrenteed byer <al
feenes myr enst Nedhegle alba yekt. amplse.
(nonna«. ml be recreded i.conroduen
• ~vald
Preet Oadayed 'einvist edda'«
podast (nype bør or bede ten the pnce that
sve/odd actualldecome in the ~ml Preet le
ddaised f rom vardd *sd Party 1O,1es Mitt ne
busen ro be Sable. br es do not %inne Mer
~tty.
- %V* 'ensa k Ute the deng peke whe ~Labb or
the ~d
the bel and mk orke, la åsted
~dies ad totem e eir bid den la OTC
~dl en
- Lese rtudr vaddanta« my ba ridd owg a
valda:nmodala the mon nxem ame yd
ottaned ard my eted ratid n actual meldt tue
aval*.
- Cslan patten rily gler WilhoUl a eke and
*ål show al .17C. *ard snitte dweae
uno* to cbbn a ete lei Miner
- Omosts «uordna denomnred n orrrem
der *un u S. dollars "(Wien«, Julie ~hange
rate not the strimer. date
- Fa cedtepnwvike, vaday n nonadormrd
denemnsces, ond r.cl ant ey ode vadeny
hase botn zjusted to f selane atom rane.
To oboen nanam gunsten...hen nalable. «del
yde Frontm Adder
• Ikkat• invnIrminta and strand produas.
Private nwetrment 14(.14*$ (rCiddrq &Kl
etteten logran and feal Wat aeltrnenl
Savtes)ad senettned~ti ere genera, hi".
togid Cetan *utamd croids hare not ban
ntystsed wth I. Seeda es and &dump
Carmosion
irder ry state ,enveile, ben Yte
provdeoslenaled valen for [redde ewl.mmt
sendes and ,turkald eccbcts ta nlarrnaficnat
~US 0'
Aukeary d stel Qatån1410
— The,* Vil" 611,1y tilli« SU,Senl0/1110,, Ctg."4
am, at whith a p • rare nntstnwel smit or
stridd& product maj be boar* e sold and do
not ric<ensdy resomre the valde su mei reterre
I.Pon Souidenn.
- Thi detg 'dennes of dia se as d • talen
date and re svp~tio OBS grisent Smeraon a
retara bau by a, edhenkeit valasicei feen
- Kose. gemini panner «sponsor eammed vinm(
d ry. are anele tote Fim by troe suer.
rent panne' or ~nor and mag be cablated
bereden Uke.« ~maori Iran livt used by
tid pines lo denne !Net simrad eten
- Tau can dean act~
ntcrmetionrectacfno
det ...thidd uånd to deanene the estmate ol
vas and
stue
date ot he informationtimt e the
basis kv the nemt* by antactrg ryte inred
Advar
- Ihrd party ormeled van essay be rabatod as
'Ne etat n sneen ~anane veen re
uddada. valta on lem has rot ~led cd
titta totiven vas Menuve betene isse
*ml a ~risi evre has vaned
~olla
flirt
vals mo ~støn, ce sten
Witle s
~
cald be tv914 speolakse dine 10 the nave
ed the se< unty
Wh0rinortw an kur, gysa damur of CpCs-af
val» Kn a twd.paly ranet, ra»
gramixt the »be of te sonsty ill be detre"
from es teschad pm.
- 'Nedad ent to date mår "lide ravnot
<sela, istame a bod,
▪ 'Ordrui una site etpleinnts tit nid Merino
eke p« un and media enka ycoicog base
- OPP end
una
Kfr seosaies re roe lined cn a
nrecnal doseres ~e,
and art havelv
ilicuid and eve d they cal be sold, the tem
~red mer be kis ~taper shine estime«,
vald. pro.rOcd ri Me raten arrmue
• Reelneted ~Me
P•annedCW4.14 9l•Waty
are not «reirdy
Sari:~ sale Les Fna-cul
Serven kreel the marka ond ol te urresketed mak
cd the sn enm as an inpaded vas lor le
reserkied slo:k for perpases of te d statement ode. To
the <dem Mat ,eter( led teard es are <teak for uk.
de vake wc-Nedmer be ubstreital less Kn le
imweed vald dras,.
• la (estimata* :lama nemnt yieleb andras.
An «,male ol arne/ eterne is baddm surren,
denied ad ~min.
~rann? the stades val
be held la ant yta kom etatement dale e utal
tnatiscy Tlvt annialo 4 nirya gudiltha accidacy
ad ~naki interne se net guranted
Estrnred ansa moene and arde raid lor
talane/Pel d morten <edd indad. aret" of
inled a <apar gant sh(h tat the ni
;norne bed tunene Weldi *muld be °notat&
- Estimated end «ame ed <ni yeld and the
aul man and yeld «41 be bmen or hete
than the estrnated anode
- An *nonne ol radlud ncoma(dvdord anda
internt) dinded ty ledamen manet
~nano
bale« ebxed on the lan dwiend
a meda palmene rna% by the nest and
~enn te weadhesdipatts vel be neid lone
ds korn the sl sendt bate or unbl ~sel ,
Atoracy
cortind eld se not gsranteed.
• Austa not hold by VIS linarcial ~od.
Cdten
amtsm rot held ty the f ren ard rot *Onn the
Tertit ~sei
or cceirol Thad aset. am
depland on se summet lor Somrene'
mpot“ inly Pectoris and vass pmanted ae
pronded byte «arg ler UBS neiar Seede
not respentae fot thi ~maten a-ddanne
%reelle M reurey. nuet. aukt er rot pneedd
by SIK or the Inne ttadramentel SPC co-stege
• Rane 'hating and addildnal compeneation
- b /Meiesto tommestene saks and I .7b.1 len
mened n annedcn wth the donlearlon el manual
hede to car elenes we at
as rade meis
revenue Stang permens Iran debulers ride
adnecn ot the «dual tint Tal wo rel lis
~ses re bander tao «kront nedpapyrus
åre anta« of lan by TØS of a pasha
Ile d falliPylO oV demt, and Ba Ile aset rals of a
~cut,' ~lue land I ri/ sladres edd al te
fim
- W. *Har akar abc
netwedno and
~bus proCeinag Inn n corn•deraficn for trede
agent unice. tvi ta Øde to the ~Anal Mede
Nase ten game" ropind troen mene tut n
~.,valtad
te
and ar a hald dolbe snart head
on the runt« d scoret al te brekte-4Se
holding nuual keds of 'hr lund lam ly
- n addliri to tormnisrensrecesed n Wviedien
*ia, the sale or dedrbution d tevy <onkel. ed
urd n.n.strwl IRA/ talt lo
(leret. yre ander
oV eldme menn eser.* Skred tdrOentatal
fit...vy of the .«,sauce ~penes unckmatng
the mute actrace, elben d the ilGrand
toal«« « tponset of te une ~sunn matt
~data:ute
- b addlin to «emmi^ recemd Iran the
~e
and sak cf NedShrest,n8. %ve arde car
"lde magre si aset.based reren* seerug
>samen, homineitSeres Odda-don. a well as
fu-dise for techn:boy cledbenem, tranng ed
dues«,
- Ov allkilts ab> recne kad.g cornenscns ed
oPer aspensden hom ~Mal furda sd nara-et
~panel shce.o gdoalcit vLo dabs•
•
tnt <antonym on Iran Le5 Bel ISA. ISS
AG SurrdordEtech ånd nznalletred bads
*fax) od cash eneop prog ens len
compmsrenrnay be a mcntely per ~i
Ia cr
may be a patente d amer dak depas
balexes
Actbåty
Murration reqsdn; trimmens and ah« ~es
norred n tenecten wen the tien-nonet vades.
^d d"? gaten v nattens hann ncluded on
ccolarrohonn pftn)inkr furns.44 tora. ed +dl h•
pro,idtd to >co vevd/ an redfs''
Short soling
you re ennd n drei seing a team', y uutry
neid aUhu ge dd lo <son bonowed costs f«IN14
rarbeÅr smeit/
Open ordets
PaBseln? °PV, cd • ixod hitan:det adm tot
ane ~tad by the statantal dale, open bud and
sel lied enden se nedad by the anevi ol dmd0.45
«nats ca re oedridends or n rarls dre unless
nitisted ~dd
by yta rav ae responsble let
ordet livt att ~Med ølt topas båre lo tanta
ending open orden
Priese
To obtan a copy ol as ant« Glem Privacy beke,
desse~
sa feirast AdlaSe le vel tv midte
al nem
combmsaseet
-
Tnencrel Seiene rot ab,* the RMA, Steens
Stemt; Aceount BSA ed EMS re bed<ra?e
at<ouni‘wh‘h Øde 3«trit to bre fig ~H ard
godets le~arranotmems ne ledard bris
ad der thrdparty banan ande miks rest to
meree and annaty prat" mod by unalfilated
*sd-O.M ~ne
ocmpanin trast inst., raxe
~ty steddun of IBS Fnantol Senen Inc,
- ~annet, narrne and a-ndyP, XLCIf
alm ICK nasal • No bant g‘ssurter Mal lose~
- MIA Anode Management Atm" Bosness
Sawee Adam ISA. Raa and riternitami Ratane
Mangerem ~art re resstmed ~te mrs of
ltd nennet Semn
- VISA es a regrtwed Vadarnark *smed by Vita
Vremsbenii Seire Atti:edb:n ånd ~d Ltd«
Renn the ISS Ise orda aids ed the ISS Vita
Ø
cills se ned by ISS Sel. LISA with
PermissodrenVea OSA harporated Mehet
fadmiks, reonsed nedervd 5, lervce mat, and
me:stad eneemtes se el nos riemne
COMIlfnan
ILOS Finneid Servise Mc
Per 4IBIO
SDNY_GM_00325466
EFTA 00198241
EFTA01307507
it4 UBS
UBS Financial Senecas Inc
Orr
nagement
New Yor NY 10171-0202
Account name: ELLMAX, LLC
Friendly account name: ELLMAX LLC
Account number.
Your Financial Advisor.
Phone
Business Services Account
June 2019
ELLMAX, LLC
BOSTON MA 02114-3252
Quirsdons about your statement?
Value of your account
Call vow financial Advisor of the
ResourceLine at
on May 31 (S)
on lune 28 (1)
account
1fisit our webs/to:
mow tbscornifrianuaiseeeices
items for your attention
• Help protect yourself from fraud and
rr•iew bank, credit card, and brokerage
statements regubdy. Also, get your free
credit report annually horn
www.annualcreotreport.corn.
Your assets
7,842 33
3,844 10
Your liabilities
0.00
0.00
Value of your account
$7,842.33
$3,844.10
Tracking the value of your account
I Thousands
87.5
962
189
16
`
8
11.8
7.5
18
Dec ioia
Dec 20IS
Dec 7016
Dec 2017
OK 2018
1,442r1,rW
rt.M019
Sources of your account growth
during 2019
Value of your &count
at year end 2018
311,82870
Net deposits md
vathdravas
Your owsment return:
Om :lend and
interest nome
11540
Change in
'meet value
$000
Value avow smart
animal 2019
salami)
.18.000.00
Ilutrior S1PC
ANP7OCOS009929alia= 0S19
Piga I of 6
SDNY_GM_00325467
EFTA_00198242
EFTA01307508
$UBS Business Services Account
2019
Your account balance sheet
Summary of your assets
value on
lune 28 CO
Percentage of
Tour =WV
A
Cash and money balances
3,84410
100.00%
B
Cab alternatives
0.07
0.00%
C
Equities
ace
0.00%
D
Fixed income
ace
0.00%
E
Non-traditional
a00
0.00%
Account name:
Friendly account name: I
Vr• •
Account number
Value of your account
13,844.10
Your current asset allocation
Total assets
53,844.10
100.00%
A
Eye on the markets
neex
S&P 500
Veer Pieesicial Adviser:
SCOTT STACK BA ANI Tt F CASPIrl
• Cash and money balances may include
avalable cash balances, UBS Bank USA deposit
account, UBS
insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
account balances and money market mutual turd
sweep balances. See the important nfonnation
about you/ statement on the last two pages of
this statement for detals about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on June 28, 2019
3-month Treasury bills 2.06%
One-month LIBOR: 2.40%
Percentage change
haw 2019
Year to date
7.05%
1834%
7.02%
1831%
5.97%
1449%
1.26%
6.11%
nt4,700C6CO3929•90
0619
Page 2 of (
SDNY_GM_00325468
EFTA_00198243
EFTA01307509
UBS
Business Services Account
lune 2019
Account name:
ELLIttaX.,LLC
Friendly account name:FlcMAX Lir
Account number.
Your linedal Advisee
crorr sTarr Miusli Yi C rA5Riel
Change in the value of your account
Cash activity summary
hate 2019 151
Year to date IS)
Opening account value
$7,842.33
$11,828.70
Deposits, including investments
transferred un
0 00
16,0C0 00
Wrthdrawals and fees,
ncluding investments transferred
out
4,000.00
-24,000.00
Don:lend and interest income
1.77
15.40
Closing account value
$3,844.10
$3,844.10
Dividend and interest income earned
rot ouposes el the Aternent, latabety ci Inkiest and clecknd Prime has been MAP-tined ft cm a US
tar nail"? PersPtclee Based CITOn tne residence d the 04COunl noon aCCOunt tpt, or onxtxt type,
sprit inteest ands dvi:And dements trey not be sblen to United Slats MA ada Puerto RAO Ind
rxon* taxes. The dient Monthly Pattern( Is MA Intended 101e used SKI cannot be Felted tan for is,
ourcetn.Clents should *let to the app Katie tax rePteting IOM' Ihey re(elke (Ken UPS comely. such as
the Form' 1099 at tne Parrs 480. lot tax remitting 'Mammon n is the practice of UBS to tie the
cafe/Yet& reporting loan AIM the US Internal Reuenue SerNIC I aid PR beauty Deportment, and In
WO kens a(Curatdy ClaStIty dvidena anti intereit ASIA. tamp or maitre exam Peke (Meal year
inc/dual to prepare
Ste Account arm,* tnu montnIce <Yeah &lames in your Sweep Cpaorg re included in the openrg and
daunt:igen:et vats
eraurancoaapbes to Spoon at UPS Bank USA and al banks partAPahr9 in the
UPS FOIC !IMO Deposit nrcsyxn n Oks not acetyl.) deposes al UPS AG. Stamfoid &arch 5PC
ptotecton cam to money matte sweep lund haderqs tut =I Brit Spouts Seetraportane inbemabon
about your ;Innen< r theist Mo one: el Ito:data-mut kr [etas.
lune 209 IS)
Year to date (SI
Opening balances
Additions
Deposits and other funds credited
$7,812.33
0.00
$11,828.70
16,000 00
Dividend and interest ncome
1.77
15.40
Total additions
$1.77
$16,015.40
Subtractans
Checks and bill payments
-4,0nD 00
-24,000.00
total subtractions
-$4,000.00
-$24,000.00
Net cash flow
-$3,998.23
-$7,984.60
Closing balances
$3,844.10
$3,844.10
UBS Bank USA Business Account APY
lino 2019 (S1
Year to date (S)
Interest period May 7 -Jun 6
Taxable interest
I 7 7
12.69
Opening U85 Bank USA Business balance May 7
19,842 33
Total summit year
$1.77
$12.69
Closing UBS Bank USA Business balance Jul 6
S5,844 10
Pr or year adjustment
0 00
2.71
Number of days in Merest cenod
31
Total dividend & interest
$1.77
$15.40
Average daily balance
$8,100.39
nterest earned
$1 77
Annual percentage yield earned
O26%
ATP7C00500092949I
0619
Page 3 of 6
SDNY_GM_00325469
EFTA_00 198244
EFTA01307510
UBS
Business Services Account
lune 2019
Your investment objectives:
You have identified the following investment objectives for this account if you have quest
about theSe0b;eCtrwes. disagree with them, or wish to change them. please contact your
Financial Advisor or Branch Manager. YOU can find a full descnpticn of the alternative
Investment ntleOlves in Important mlomaatron about wet statement at the end of the
document.
Account name:
WNW, tic
friendly account name•El lMa) LLr
Account number.
Your ran objective:
Current inCOMO & aqui apfrocraton
Your risk profile:
Primary - Wkxlerate
Investment eligibility congderat
fkne selected
Your account instructions
S
• The aaouit recoid
,
Admix and approved by a Pnnopal of the
Firm
• Your account cost bass default closing method is FIFO, Fest In, FIR Out.
Your eleoncial Advisor:
SCOTT Siorr mall Yr ECACIIIR
AfP70C0C603892,692
0619033213008
Pogo 4 of
SDNY_GM_00325470
EFTA_00 198245
EFTA01307511
UBS
Business Services Account
line 2019
Your assets
Account an:
ELLMAX, LLC
friendly account name" FI I MAX
C
Account number:
Son priCH. axone aid Oaricni vitas heen may be cboemlmate As a in^ ono ~Imes mat no
be tanned/ (enacted See import.« alormelico <boot your steterneeit a the end ot eh, &comert for
more intonation
Cash
Cash and money balances
Cain and noisy balance may .ixtude avatar° can balances. UBS Bank USA aicosit account Galax"
UBS FDC Intuted HoganSant Glances, UBS AG Stanford Enrich *cool account Waxes andmoney
inykel mutual findPam OattinCes
See the frepodant oloonainon atoutaouc stateceent at the end oi this documem Co. Octal, about tros.
Wances
Hotting
U85 BANK USA BUS ACCT
Vow total assets
Your Fn4dd Advisor:
ccriTT STACK MANI YI F r45RIP
UBS Bent USA and
UPS NYC Inured Rote" Bank cletKat Execute Waxes tee owed by the FDIC Man
apt:citable infs. but ate not prattled by StFC UBS AG Stamlord Branch deposit account ~es at not enured
by WIC and ae na pioinied by SIC. Phone, market sweet balances are prated by SP< but ate nOtirntred ty
the FIX
Openng Want.
Closers' belénce
Paceper share
Amapa
Oniderel inkiest
Dap in
on Jont (S)
on Jun 28 15)
on dun 113 (I)
rate
gonad
Period
Dip frown (S)
7,842 33
3844.10
250,000.00
Percentage d
Cost
Bummed
unedited
Value on An 20 (S)
you. X(Ount
bath (S)
annual inCOrne (11
»not loft (S)
cash
Total
53,1344.10
100.00%
53.844.10
east and money balances
3244.10
10000%
3244.10
Account activity this month
rot trope intortrtabon atout tte pike/value shorn) tor mantled statutes, see import.« nib/ninon »ma
)our it Ilea etet at the eerlol INS Oxon«.
cote
mom
YOU,
Our«,
Description
tonne Code
Fate vdur
voetvake 11)
Cash
mount 0)
Cash and
want" ballinCe
May 31
Cash and money balance
$724233
Jun 3
Withdrawal
ACH TO Brun YuraLIS AT CAPITAL ONE, NA
.2.000 00
5.842 33
Jun 7
interest
UBS BANK USA BUSINESS ACCOUNT ASOf 000019
177
5,844.10
Jun II
Vinhdrawal
ACH TO Brian Yulabtr AT CAPITAL CNE. NA
2.000 CO
3.844 10
kin 20
dosing cash and money balance
$3244.10
ArX7t003009929493
0619
Page 5 of 6
SDNY_GM_00325471
EFTA_00 198246
EFTA01307512
Business Services Account
*UBS
lune 2019
Account activity this month konhnueco
Data
Minify
Account
ELLMAX,LLC
Your Miranda! Advisor:
amount (S)
name:
friendly account name. ELIMAX
Aaount nuenb•r:
Cre100101
Money balance activities
May 31
Balance forward
67242.33
ILA 4
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Cf 06103/19
-2.000.00
Jul 7
Deport
UBS BANK USA BUSINESS ACCOUNT AS OF 06/0919
1.77
Jun 17
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Cf 06111119
-2,000.00
Jun 28
Closing UBS Bank USA Business Account
63244.10
era UBS Bank USA Eatr nett n«ouni 100 pi trey sweep gnat
m.700:60%929494
0619
End of statement for account nurn
Page 6 of 6
SDNY_GM_00325472
EFTA_00198247
EFTA01307513
Important information about your statement
Le2S &uncial Santee ht. (the firmer LIBS fivmid
Servant is a muter of al anapal uorty, comm.:Sty
and options mehrges UM Eternal Sakes and 1.8$
Bark USA re rote* sLbsciaries a UPS AG rd
*Maim of WS Stouts 11.0 the int naval
Strinent n wobble mar request therein's enecutio
officer re at.
SAS
narrernern operant< the ore" oft au. Nat'l of yaw'
LeS Ennui Semites wart Other records. e**91
*flea tie clocurertS. <analog Cantina claa shotid
nol be ratod upOn I you bier! Ifi.r. 6 enamor or
racoon. Olt.115 report 6 rrenedately n twang to the
Branch Manacen of ths office omen; sou wort
Alta* at Egan thorn, ar• Maned lob* aconite
stelemert cite tail not be used kr tar rowan wy
sc:ey 5,onYli-md tar tonne. Pe. Corn 1099. 549s.
'
to )Mel Prang Yee: to worn the Fern o
mound by taw to few tote s.5 all untie dud/eels,
reportable nrthabb dnidends Ind !habit Merest
tamed cei 'curbs held n )our wart. net proceeds
On tie Mensal cm. a4 toil hose on ertencovered
wishes,
Canninkationa with the Fins
• nem re.COnfinn dry teal anaerobes n retro
toque., protect yw r4Ao. r<b-6,9 you 9i1.
the S4<yd
V•driled ProtecItal An(5 A)
• II the finaidwil radars', on the fop lie cite feat
of tut subvert 6 era LESF•Itx..l SNmet, U61
!UMW Sows cartes your roken at (hanng
bob fr by artnenert •Wil the routed minden
we adorned load the reblento elen,Y00
Weedthe wort h ey C.Y.. )0V loch* 4.1.1
'nudes se located a UBS Crum., Settees and n)1
the ovate fig tacked. ad you ens. make a report
of acne, a omown to both Imo
• As dexrbed n the name are ems, you mat
roi4y vl of any errs oe had erniortecls
reflected myou clamant wino 30
after t reds
MAIO a nude wailed.
• Ilene den' anTomde OrnplAnl. Or
erneChem
mat
Cr tol/roo *
800 OA lo
t M.
IT man,* Magri re ,a in ore rr)10 lee
OS
. Clent Pottexere Dtpelneeht.
U100 City, IP 07087,
• Al statements shall be deemed < orrckte and nonce
d nog Objettfdt0 gri
•
r0 dory
• fa Try wive
or Iron amide
S
vl
• homo 01 MOM or week" *tut an &tenon(
Inds Vander 0711
Vs, deb
<ad ranfeCtien; cal
F na•C41 SNvcr. K.
Weans...En. NI 07046, Ann Math& Swvcn
Cita mile as tor as )uer. 4)a the* p,
steternent a inept es neap or ayounted more
nformainn about a ureteral the ,mamma a
recto Ile P.m or Card bear (as arolcale)rnsso
bar Morn as no Ude thane° drys rite the rm
call yae to km daternat al *rich the eau' ot
Problem *Pend
- horde yas nano rd =arc ranter (0 any)
- Deialat 'he Wd or the wander you me kilos+
*out and *vier. *alert as you cr. eel Wu
belts OK enema a why paned met
rionnelo+
- Proak ...iodate smart of Ix expected error
The fern or Card thin MI nvesteute your <emplane
rd
awed err tem prarptb. Foe alleged Onset
neshvg UBSVaa•cklan cad ursacto-o. a we tit
con than 10 Wass day; to da tn, we tellmade
weir wart foe the roan you ttink It n mot. to that
you ell hese the use of the money durg the tine n
ties tato complete az ne•sligaten
lime make *tree is payable tote rem or the
( Andel insttak.n fdcatedcn to front <f the
Vadtmord In addition to regular Itccat foes, accounts
may be 9.bect to manterace fees, chaos fa be
paymern fa secure.; tautens and charges kr u-pacl
anions n ash warts Acccurs tea are rornternd
tooter noetnirs my be cubic, 10 a yrs* N.
WS whenkay
1.65 o
s fa swoop cash blanch to bark
&pout accost at nen Aloud bras rd attired
banks and money market *Veal linos doney ruts)
Depose W.COSet at MS Brit LISA and nr , rimed
Dent; parnaping n the UCK RIC hand
Program re PDC-nswel n accadance wehltrule:
Pa not riomnbon. please est ahVefticspv.Cepost
4C<Otert. a UM AG Slorlad arch rotes of
Wray Fisch are not ivied by the FOC
Bard dtposiis are not protected by SIC Monty rind
Owes zee protected by SW( Sc. "WS Inmost Services
Secant Prolectai blow
upon raven...ft biros rite bark down may be
wradrawn. and than of a Mawy rued rimy be
'readied and the moods returned to pace pas
'.Curd to ..<<0..rd
!Late nfcmmton tout hatable meet, oplvels.
nckeIng amen wive.. reef andyields. o aentable al
*war ant
horn you. nenul Ades°.
bt See)
tAIS financial Serekes account protection
lb fern darned:or of theSwam nada PrOttaCn
Caporal (WC). whkh protects winos adopters
01.11.1•••beff 4.010 S9:111.000 firxhadeg 1254000 for
clam toe car) &planetary brochure nit* 'pat
N'Ser a a www SIX org the WC awl ',Stair
lints ney toil =ours that you hold n a triad,
(401,01
11-4
together at cerise, *halm, hr.**
tschead supplemental rostra The mama*
ream parable to allniable dem. colectrob under
the plietieb00 s MO mitke at of Cinewber 10. /016
Subea to the poky con.. ion. ad
"ant a
Ibt fern n funhof
014.0.0dIct
to SI 9 miler, in the
*Tecate Ice al eher accosts het n a palmier
(pkey. Aka <coy of the poky wadeg o boilable
Loon moan
nether the SIC praklen ref the st*Orneetal
prattler apply to:
• Ginn Innate alias ormatied by (ad raided
YOY AC0.411 natal tar Mai away ROM Lin f Arai
SOM., Foe ehnolt anon 6).inteexeprodan,
na.deg web. ietutes. and
*we, et madual
Ands moaned nib nine of the rove holder on
the tocks of the our a Orrice fl ea),
• Irreepoefrt «mots a nwsiment ntereSts leg,
kneed patnenhps aryl were placements) tat re
not ro9c.dec<l.rolltrtho Secuntin Act of 1931.
• Commode.. cortrach (o g. kregnachaego and
pert* met.' conlead1.4 inflodn) hewn cortral1
ad tenrodt`f Waco comraas. and
• Depose accounts (tato ander., of depose) a 185
Irk LISA. UBS AG U S branches and bras new
iDK Wend Cepa* PrOymn
The fJPC DeOlt<lon Ind Ihes...XArnenialprotedc. 00
not apply to these math eon if they atom s<al:cen
on you diernenn The SIPC prof actin and the
supplementalprotection oh nOt VOW aganU changes
the market flea a you maternal' (whether es a
mu, a market movement. now larlinioltY
otheentsel
Dividend Reinvestment Program IONri
The price **led tan ard•arld' Cede Yoe may obtain
the actual pro, Iran .0.• Itat,al Mesa Goll shale
ran me ;Le thastd unde DAP. panel sham all be
sold andthecash oil be &pouted in you rcc•-nt The
dottrel rennin,* price ROPI64 IN the 0,00 nay
dildor leen, the main pet* ai end, to trialthan
resod
Caohimliate
0 * whale tint may be held m you ware dr.)"
'road to a panel use as a retell a a chnlend patentee
or ~roe. the NM all elder sea prof urn, at
matte pro a rapt an &TWA Clettentedbd
reentered Own) arty. rd credo Ate KCC..ed
Irreannant objectives
The nestmat obearres ad nsk anal*
speedk to
eat. account and may very between you =cut.
•
adve. the Fore promplbra ending a an/
0111.001 change* ea-eland MAW Cr
frerelrore obiectom Foe each Account Mkt you
domeore ol the foliaang imminent abacus;
• hake& CurrentWont I -refitment' seam the
generic. of wont ply
• Arbon Cep!. AKAW utco VinninWet$ Meng
grant.
pre6pal Idllw Wen the genialer
mane
• Rog-t• Cambrian.. ofireorie sead000,
AppfeCbeibn etreurnerns seeking tads the generation
of racme setpooch of principal
Ovanall risk pod ilea
• Consenene Seeks to wanton mlef catgut mt.
band( ad solmilty to the acorn metal. hen if
that mew the atcoint clan not generate agnficant
intone or taunt and my nod .440 Pre yak.
*tarn
• Moderns Wing to accept sob net to pnncoal ad
tatere sane validity to seek barn return
• Aganwe With; to accept her 'I* to tycl”I and
ring* *lathy to CM hg (Want our leo
• f ealtner-t Artery CoMeltrANW I t+Ioctod, a
paean of the patio* lot that wart may web&
comple+ 012.1egothl•TrOdlipdmy and tyalt4.
Wading
Statternetr011otoaholitrie
We ran (C030-4.4t tll reteA0 accoant itaWnerti mt .
the same adders n the sane seta*, e.g. because
they hen wenn lab ado mentan pm road
labonsteas *Ahab, (bens el the sere attest
you prefer to MOwe rid its stremenla mailed n
wart. aronnaot, pa nay &ono housetebbing by
air-grant innoalAdnor
Primly &coots% name
Me Hoorn, racoon nen< it fa tuatAntible •0•1.0.1nr*•
chow, by you to sent you wit. you recordation) b
het nolegal 010 0 on your accost. is not mended to
(elkt dry stn. IMAM, dtcornrkalean.
eminent <bide* a rd made anceuted web KY
'COMM and es not a promos of grerrite Out nitro
a fey Irate LW moue% <e. Or well be arhooed AN
•3/400Irsifet /Woe 04.r4 d la; net/degto nO of
loss of the aerie rteerrrent You <ail <King. yea
handy ran+ names tern* °nine Sena' or by
antactrewar Faun tat Admor
Mont overview
• Vete of you accountgaambg Net ol assets ard
A
n.
• Assets held, nobble Cafts brances..eles for
restricted taunt/ (err),
ter
Goer Inn. Deposes,
inealod marts to retake, and (man Wen not held
by the rem Don not include waned stariorinaels
se the end a the prior and ono caterrem *nods, Cr
Wale reestnweet anted dock coons and
emercaabb nod apricot
• (ablest Y.ILKIrd dean bate. ofordng roman
lore. nod+ In, that wart bases
• Cashe•oney Ware*: Total of umearod sealable
cash blares, p1.4 0 pm 6.11rdet al all Nod ad
•en *Wood bares, and worn motet naafis-id
snoop baleen, a the <bee of the sternum petal
larcormedty het wed. balances in tau a(Cart
not seat anrd from other balances ski the Fern may
toe wryold Ora ILnis me adnry cane ol as
bared. Thew tench n payable rpm your demand.
ths loco o exixledm the cant prod eke., value
Ledo° inferenoteen
kr *laded nicnotton on the comics
patios
practoces
ad disdains, tel to par Clot Rebtionshp
Agreement a Octant Ocreternent and to Genoa,
Terns tad Conditions USS .tern of Credit Tattier
salable n Aremienes and °abuses
SDNY_GM_00325473
EFTA 00198248
EFTA01307514
Important information about yam statement (continuo)
ryer sta
Vair falmet riemt maas rd *er mets held
n th* x<ord Y the edd the termen, pa-cd vat
mor ad t«dthetd tuly pad sla nere any ter*
vat mainleleve ittoribei tart at ban <raai dm
•
d am/ betref 0, ~heen Ary seo, i
trarefered to teef 'ren dier the statement pen:d are
bied at menet varen d the and d the statement
pace/
• ~boeit. h determner
<MI baks of**
seorbes inclusief n hes statement. nare evicaed
walt th* nart« • V LeS (noodt kerst hal teren
os Mormoon Maner kom torst ot« Oen LØS
P rand Serress roludeg romatbn kern ~ha
lens« tros you mag har Øreled to yoga lenancial
Adat« ?hof tm doorat ndeparanty verdyn
gaarde+ the ~acid vadty of wo dam« co
pronded ty ~ras Oh« than ISSfnancal Stem«.
In ackken akhough LeS inren Serres genera
ternes Ir «neidont n e menen the Ine
Ooit rolt vork any Minne; *ad the nIcanaban
~Coat brr ad •Urreaked garf los,' o
wurg* at aso dato d me mestre. At ords,
Skann do not gallon fr ri«mwmna malie
~uw«
tata decisons, lor Isrpflows
olheanse A«ortt Wandaad toto hm mal
MMO garnbo rif ~aio+ only lot to ruodd
kne these heb at tat Fem. More hetaeren
reconx•ri cri be addedby rei Paco, Adrie,
• Unrealired paint.aloans neon daad rolabk,
sneren tmeraed ~rom
se <ruisen:lto
nductol secure bis the kanoden data for
reireclat bes maya may nee rol 'Kt ccerensineia
drugos rad tetory tOOrgisaXiCa Onnet
Orntend ar aber rerm~
los ar spe:met<
kuras* be, ro *rh canbned to depta/ ene
arragad lot Ths 'Tra date' «Ann pront% tro
0-9 14direm anno trade date
• Callable fecurldea Bedt and palrad mak dr
the issue, <db lor earYtedemobon wil be wlested
marlaqebylot bel aracn? dl ~os
d dat
issue har noes rums et n name** name lot ar
client, (al lease ~kond
obtaned kom *red
pa-los ard es '<way rs nol gata leed Otter <dl
Ina ns matyret wends cols aten velt ~pier
Hormaten wil be poonted soort toorn
• Peltátvalia Woed depleyen tor »<vaan ildOlhir
pØ
my be Nat« Ot brat thin 'be ote taf
>omruil Km.* naar n ?he marot Prat re
Mond boen ~St tred party stee, wbgh we
bebt•e to be relabk. bul er do nol ~ante tier
netracy.
- We genaak uso to <Swing pek* *br, avaiable or
Uw mier ot thebd and aik pekel la bied
540.44.4% ar optorn «ree br roes kr OTC
wonen
- Lost otralr tradad ~non nuy be «ad gteg a
volstaanmodel« thema, raam price we
caXaned ard nsay nal reilen n anaal mak« dna
or war
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ved show as 'poe was nee ~Jane 4 we ire
knotste tochten a Via ler Xnuiny-
- Oti:Oiti
KO-rnien ~onraad In weerces
other Pan ui. Hbs oe re
th* ~hang*
rate as cd the motenedab
- Fer 0~0 ikev tel tred.g n nonoriormrsa
denemnstens, pree ar poret Ilse vabe)may
Hat been »rad to faalde proper .alaam.
To Manomen, quoteert." *ron walabk. «Mrt
yw Ftwittil lágInsor
• Mem inwielmenti and etrandproda
Private ~stront te<torkes (KØ dan
Motran «nov xd real Watt oermens trust
moot« ad unottoodprod-ott rt gentraly he"
pryd Certanstruckrederodatt hare nos bar
regnered wen th* Senot os and behoor
(«renner or rder ry state stortbad lam We
promde ontraad va an toe mie% ~mrt
anno, ire/ erurkred polelaCti la nlormgcng
0,0:444 Ce* LUI/ WI 4 no ~raad
- Thee, valerny dal« stbstaMgb, kan doe% d
aft', al ekiih a pront (wegrent Hele Oe
munturen productral be boa,* d 10 ar do
not massa* resoneer the vals yam enry 'emir
Leon Stidam.
- Ihrd party entende, of usle re af d *celen
date and are ssopten to UPS Schroot Sores on
N9ir base by n ndepeeant warion lese
- game. graai pain« er sponsor «trawl diuva
d r% air st~
totro Fnnby thema«.
waalpanne' or speed« aM may be cahlated
baseden "ne« nIcernaon keen d'r rad by
'bid pres to deme Per slieren lieten
- You <an <baan acISti~ neermatOnregarefrd
*se ...th.~
red to detenrine the esters* d
akte rei the date ol te nlonnationthat ei the
tor d« the «taakt by <ontwen rei i ~cal
Adnot
- Thrd party enred vaars mob Slaan as
'hbs amen' n snwaloNatort aten as
rdspealre Maan lam hos rot Øltid
w ok to 4npn a valer nen we betane oase
ta a ~rad er« No «arren fiat ~alla
▪
rePorled waar nb eueston. « *hen a
sedd be rughy specht.« dat to ihe noire
ol the munt,/
- bron neirev an 64~, 9t414,11 partner oe cps-ace
«ruien Mae nor a tbrdpaly eintle+0 eretal 6
provdeld, the abt of te soosey wil be "laai
frons es orchis* pro*
- 'Genut« ons to Oase* mag Mine reken ot
opa* norse d both
▪ 'Oriorui uni nat' neprellell dat nei (Arno
proe per ur and ~na rellen ver tost bar
- OPP ard Winti KIT teosiies re rat kleden a
ortnnal itO,Ren rrene, and re orreaPy
skrid and enen d ihey cas be soll the pm,
aard mat be bis ~topte share e:tinten
value vaak:d n Mo reuen aars:a
• Redriebed maaide. Prentten tram gersaaly
are not aner*,, digrble la psIsalc lag lleSFena-rtal
Bautes vies te mok« poco pl te uveroted mØ
of the sawa wow as an raden sar lor te
~klad stod brr«poses of 654 statement oriy. To
ex <neen Mat reent led saven av <battelor tak.
te ira werdmag be ii-biternitili kai tan ie
routen vair toon.
• Pst. (estanated) :memo. went relt andratas
An ernst ol gnei rgoine is bzedd. (inrent
dWdred ad nier« ialti, ming tee ramin wil
be heb fa oe na hom statement date er rui
trasny Br «maté rt enk a graskaas acctracy
ad cagneid tm"w n not guarantaed
e:traan anaal neemt and curare rad lor
«elan tras Of ~ion oasld "lade aceton of
Po« Val Ca capilSØ n niets eer the est
intense fad wamt >iele «wind be openlaten.
- Estimeted naud «ons and oren rein and lee
wort none and red rat, be boer or tater
tbr. the ntenstedonorts
- An onnut* ol asnaatrod «om. (dvdord ander
interne ~ir
by th* <reen motet
~lener
balace e~
mehe last dodend
er 'wou parten! mala,' tre nerf and
anssinn hse<rawideposts wil be rokt Ier ore
ro koeste ta drant d.rte
uni maludy.
Accra).
crenurn yed oe n« goosnerd.
• *arm not held by ties Pisadel yenroa Celen
eselets re nol heb by the Omet ard rot ansin the
leas tosnoen et <eer«. Thea uwe are
disolried on ya, staternora for etonnettnál
papa« orly Ramon' and aart patenten re
prordedby the essurn km UPS Snood Snureia
not nnpontas le. ene Manion ad domme
graanla th reurry. lhno assets av nol se«ened
by SIP( « ere trens ~tentet
SP( ~rage
• Rans dwing adMa:and werp~ation
- F adder to orrussonn as saks and t :b I lees
aasled n connenos erts h dalor on of ~Lal
h-Sstoe« eenes we reset os atfliate aai.*
tarn* Hang panmen Iran drisders and«
Mirten« tb> ovaal,rok ta tesel lhno
nam gebased en !rodel loont orips-rtmst
*e amore of laks by LOBS of a pancular maal
had lynry to ets <ront% and kal th* asset raterad a
~out.' reulkulkir famiis raren beid al h
eins
- we ar os r lare als0 arme ~weder and
erreilai, penning lees ei (oen-0.010o lor ank<
arm «niets lesei no «code to the matral hort
lhno ton genet" aso pad frons maner attan
t at rn.rual har and re alteen dolt,/ mar bard
en te* runlaw of scans at to breker-bakt
holdin metyl &di cd th., lad famly
- ar addeer to ~eros
mord n canedion
wits tro lab or eterbullen ot flut contact. ard
unt ~roet
MAR ~110 as <Ier" we "dor
ca "Pre regent enne ~in.; <0~111101
kon mryd the rounrce<Onderef undervartng
te arnuity «maats "hoes d te ovanu
<orresanes et sponsen of te tod ~brons built
Midatiou10
- n addeer to «ernsiSbnt reteain trens the
parate and sak cd NerShoes dors. we ar« ot
aftlate aam? an assn.based onnene sharin,
crimen, homannShires Ostrixdors. as wen as
herdet fa bchnology ckselopmeni. tranery ad
*dril on
- 0v afblaas aha mise naden toeritsen ad
othe«erpcnsarn trom ~aalfords ar mase
earosnos ahra grol" ao dersaie
•. We worm coreconsag o, Iran LeS Bar Lek LeS
AG Suireedesrch and neraff plaid bras
our<ash 90009 proga-m TM
<enyernarr may be a menthy per accori fa er
mag be a {vacante of swap dak depoot
balroes
Mieke
nfomvzion rogodna <olim:aai:ns and «her ~ges
inearred in <Ome« icn Mof the eirealian 01 Vat,
""eg goten várcacemos haibeat eiduded on
centinrehons prenausk f "red to r.i. and wil be
Pronded to ru romp°, e n'cO*2
Short aflieg
you re«gord n short rang a tentay, >eo mar
nier aalalge Me Ie <slab bavown, conti I« tall
bato.dar rooit/
Open «don
Pe906 n9 open ce • god Wan; ahoi' «dm Put
mee~ ~KLM by dienaars.« dage, Ø
boy and
el slop orden re 'teksten by the amant d alvdyd,
<rentes eer wegedoren:her enere' date anten
nsInshed ~effe, byyap You re respornbb let
abn INt are ~Wed Or torst lakse lo <AKO
tering open oden.
Rien
To taan a topy ol as tonero Client leiraCy taxie,
remconti/1 >tv FnrtiaiAd noe ce at w webste
nl »wo, oisronvonvaronSrt
- LES reuma' Serres è tote balk The MA. Baren
Senkessteecurn BSA rd IHAO we brokten)
at<ortewhah «ende Weit 10 Wring ~n
and
proton Ovaal\ arrana
es eens "laad bres
ard otte thed.pany bans andpronkt rats to
rara
and anrwrty «oe" issuedty wlhlted
realrat mitane eltliPleon tra* ~rara
agery skindunts ol LES ,nanul Serres Po.
- ~merk natrok ani nut proton
- Not SCK rond • No ban staarareer Mal lost rk*
- MIA Resarce Warmen. Astrant Baarn
Serre«. Account BS& MIA and nternabenti Retort*
ManarmentAceo.re oe roert wed mere ~aan
Lei Snarul knate, n.
- VISA rt a agiteren Vader/wit «ad by vita
Vorm ala Selle Am« tilda and oud int<
ken.. The LES Ins credit <ons area LEIS Visa
debt <art oe man by LES Sant. USA wik
panhom Iran Vna USA Inc «porten Al aha
Iradrarks, re9otred trallens. sen.« mals and
manend seance nurks reol 'hei respockw
<omvat».
US Pinnend Servion Me
Pee 701110
SDNY_GM_00325474
EFTA_00 198249
EFTA01307515
SUBS
lifts Financial Seroces NC
nagement
ew cif. NY 10171-0002
ANP7003713401 0119 VI 0
Account name: L..LMAX, LLC
Friendly account name: ELLMAX LLC
Account number
Your le nodal Advisor:
Phone
Questions 'boot you r 'Winton°
Cal your Financial Advisor or the
Resourceline at
accoun
IAdtonr website:
www.toscorNfruncialsennces
Items for your attention
welp protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also. get your free
°odd report annually horn
wwwannuakreditrepoctcoen
Value of your account
Business Services Account
July 2019
BOSTON MA 02114-3252
on June 28(11
on Asly 31 (1)
YOU' assets
3,844 10
9,844 97
Your liabilities
0.00
0.00
Value of your account
33,844.10
Tracking the value of your account
S Thousands
$9,844.97
974
962
499
168
ye
DK 2014
Dec 2015
Dec 2016
3.8
Dec 2017
DK Zola
90
run 2019
Ail 2019
Sources of your account growth
during 2019
VdhY 01 you: xcount
at year end 2018
Net deposits and
wthdoarvalt
Your TheStrielt MUM:
Oundend and
interest Mcorne
11627
Change in
nutlet value
5000
Vans of you arcoun
co Ad 31, 2019
tag44.97
S11.828.70
-12,00000
Minter SIPC
*m*70002000713401
0719000020CW Y123680550000000
Page 1 of 6
SIDNY_GM_00325475
EFTA_00 198250
EFTA01307516
SUS
Business Services Account
Uly
Your account balance sheet
Summary of your assets
Value on
PAY 3l (t)
Percentage of
your account
A
Cash and money balances
9,84497
100.00%
B
Cash alternatives
ace
0.00%
C
Equities
000
0.00%
D
Fixed income
ace
0.00%
E
Non-traditional
00
0.00%
Account name:
CLUAAX,I.LC
Friendly account name' El War Lc
Account number.
Value of your account
$9.1144.97
Your l4 mamba Advisor:
crmif STAci Nagy I ?I F CASPIFL
Your current asset allocation
Total assets
19,844.97
100.00%
A
Eye on the markets
index
S&P 500
• Cam and money balances may include
avaiable cash balances, UBS Bank USA deposit
account UBS CDC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
account balances and money market mutual find
sweep balances. See the impottanonkirmadon
about ow statement on the last two pages of
this statement sot detail about those balances.
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on July 31, 2019
3-month Treasury billy 2.07%
One-month LIBOR: 2.22%
Percentage change
Alb. 2019
Year to dam
1.44%
20.24%
1.49%
20.48%
-1.26%
13.05%
0.22%
6.35%
Awvoxec00n3402
ceivooxoxon
Per 2 of C.
SDNY_GM_00325476
EFTA_D0 9825 I
EFTA01307517
Deposits, including investments
transf wed n
10,00000
26,000 00
Wrlhdrawals and fees,
nckxling investments transferred
out
4,000 00
-28,000.00
Dividend and interest ncome
0.87
16.27
dosing account value
$9,844.97
Dividend and interest income earned
$9.844.97
*UBS
Business Services Account
July 2019
Account name:
ELLMAX, DIX
Friendly account n
-MASA% liC
Account number.
Change in the value of your account
Cash activity summary
veerNola/Ida Advisor:
tenT7 STACYMANI NIG ("Again
A* 2019 (5/
Year to daiel1)
sie AICCOUOT activily tn4 monthIce clotati Roamer as your Sweep0;40m are ,ndudtd in the opening and
:burg halarget au* FDIC 'mutant. zphes to &mats at UBS Bank USA and am bans partetaahT9 .1, life
Opening account value
$3,844.10
$11,828.70
US$FDIC nsuit0 Cuposit FsCKyam. it aseS nor soy 10 gel:OWal UBS AG. stantoio Brand 51K
proteeton ;pin to money market waltz. fund holding: tul nct bank deposits Stemporcant information
abogit your ligament are the list hero page: d Into:want kr deals.
Fos ourOses or thS Staement, lesablity of lamest ea! decked Interne ha been cleitnnnal fkm a US
tat nab"; PeoPtcose Baled strOn the residence d the aCtount holdel (Mont type, or pkkot type,
sant inkiest ander dtiondpaments may not bt scblen to ureed Slats (US) Leda hal° Rico (FR)
lour* tate{ The Client Monthly Statter*ft Is MI blended TO bt Ned end cannel be Mud copal 10r las
Par0Sei. Clean snoop *let to the aPaCatre to repeating forms (hty retelk flan UBS annuay. such a
the forms 1099 and the Farris 480. foe tar reporting 'Magmata IT is the practice of UBS to la the
imitable Tali nepOding loins Atih the US Meng knenue Sehlte and PR lomat: OKOrtnient, ad in
such sums acarattiy catty clodena am/ a oared alai tamp or taratte acme Beare <oath poi
indwdual tat prepare.
July 2019 (SI
Year to date IS)
Taxable interest
0 87
13.56
Total current year
$0.87
$1336
Pr or year admstrnent
0 00
2.71
Total dividend & interest
30.87
916.27
July 2019111
Year to date (II
Opening balances
Addteems
Deposits and other funds credited
93,844.10
10,000.00
311,828.70
26,000 00
Divdeftcl and interest Some
0.87
16.27
Total didetrons
Subtractions
Checks and bill payments
$10,000.87
-4,000.00
$26,016.27
-28,000.00
Total subtracteores
-$4,000.00
-$28,000.00
Net cash flow
36,000.87
Closing balances
$9,844.97
UBS Bank USA Business Account APY
Interest period Jun 7 - Jul 7
Opening UBS Bank USA Business balance Jun 7
-$1,983.73
59,844.97
$5,844 10
Closing UBS Bank USA Business balance Jul 7
$1,844.97
Number of days in merest period
31
Average daily balance
$3,844.10
merest earned
$0 .87
Annual percentage yield earned
0.27%
Atp70009000713403
MN 0719 CCOX0000
Page 3 of 6
SDNY_GM_00325477
EFTA_OO198252
EFTA01307518
SUBS
Business Services Account
July 2019
Your investment objectives:
You haw• identified the following investrnent objectives for this account. I you haw• quesoons
about these objectives. disagree with them, or wish to change them. please contact your
Financial Advisor or Branch Manager. You can find a full descnption of the alternative
"vestment otleehves in Important informatron about wur statement at the end of tilts
document.
Account name:
friendly account name::
Account number
Your retire objective:
Current income & capital *fox/atom
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost bass default dosing method is RIO. First In, Fru Out
Your riseadel Advisor:
AeP7C0:12030"3404
0719
Page 4 of 6
SDNY_GM_00325478
EFTA_00198253
EFTA01307519
UBS
Business Services Account
July 2019
Your assets
Account name:
ELLMASL LLC
Friendly account name: ELLMAX LLC
~Cunt number.
Some prem. lxote anclelftreril vd•RfShONn may te ~0.~
Asa eiui. wed and »pee may rol
be &model/ reflecled See important alommato Moot pour Oateraera zi the end of Ms &corneae for
mere Foriormarion
Cash
Cash and money balances
Cam and nosy Dance: may include avalarie cads balances. UBS Bant USA clososit acrouni 0aLunces,
UBS FMC Insured hogrltan1 &darer, UBS lsG Pardon, Mayo *pool account blaxes andrroney
mold rued lundlyrem tOtasCes
See she ampodant olommon Amu/sour Patentee at the end d trui document for Meals about those
balances.
Your total assets
Your Rmadd Advisor:
tors Awl use and SI yes Fix Unused leogemleank deposit want beluga% me insured by Int FDIC SIN]
apprIcable Iron, bul an nix wooedby Sc u135 AG Strolord Sancti deposit account balances are nol insured
by 10iC arc se not prdeseed by PK M0ney market ~balances are woceded by SPC Dui a* not wigged by
the r0iC
Operand Nance
Closers; Nance
Meader share
Average
cortege 'mere«
oars In
on Jul 1(1)
on Jul 31 (t)
oi is 31 el)
Ise
period
Period
Cap irn0talt (1)
3,844 10
984497
250):00.00
Pocemaw d
Cost
Estenated
unmans
Value on Jul 31 (5)
your account
biso(S)
MMUS infCme
OnceI:6SM
cash
Total
Cash and money bokinces
9.84497
100.040%
9944.97
Account activity this month
39,844.97
100.00%
39.844.97
for doe inlomsaricn about de parer value shown lor restrictedwales: see Important information stout
pour sitter:rent et the end of IN, doc orient
Die
Acridly
Your
curtly
DeSCripti0n
~nu code
ReAt value
Cash
lincenealue
asmum 0/
Cash and
money spinale (1)
Ala te
Cash sad many balance
$3.1144.10
Jul 1
withdrawal
ACH TO Bnan Twasits AT CAPITAL ONE, NA
.2900 00
1,844.10
Jule
IniereSt
UBS BANK USA BU9N€SS ACCOUNT ASCC 07/0919
87
1,844.97
Jul 15
Transfer
FM VI 235750100
1090000
9,844.97
Jul 15
Withdrawal
ACH TO Bnan Yurasits AT CAPITAL CNE, NA
-2.00000
AI 31
dosing cash mid mousy kiln
39944.97
APA7t00.211C071340S
0759 OCCOa
Page 5 of 6
SDNY_G M_0032 5479
EFTA 00198254
EFTA01307520
*UBS
Business Services Account
July 2019
Account name:
ELUWAX, LIC
friendly account name. EtiliAAX tLC
Account number:
Account activity this month (continued)
oat
Actrely
004.001
Amount M
Money balance activities
lug 28
ilalamoe forward
83444.10
AA 2
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Cf 07/01/19
.2,000.00
Jul 8
Deposit
UBS BAWL USA BUSINESS ACCOUNT AS OF 07/0919
087
J1116
Deposit
8,00300
M 31
Closing UIS lank USA easiness Account
69,844.97
)lie URS880k USA Witness ACCOunl is gout pima° tweed Paton.
Your Pinaadal Advisor:
sne7OCC0030n3406
►age 6 of 6
End of statement for account
SDNY_GM_00325480
EFTA_00 198255
EFTA01307521
Important information about your statement
1.85 reuncialSonicm .c. (Me firma UPS Fins-cid
Sonces), a a motor of al pampa wanly, ammo:Sty
*adoption...throes UM rimegal Sakes and IRS
Bark USA an rdeeet ILlasciariesct UPS A6 rod
ilitaln of WS Stant.% ILC the Firm% froonat
'tame. n avalablr spat request the Fern's enecutio
offices re at
IM narternern operant( the ore Odra record of yaw'
LBS Emanuel Sams want 0th.. records. tMetd
office, to clomerortS. <alloying COrnanpiatos1/4 440
nol be rat/NJ upOn t you beta* ISK. 6 rhea a
*mown. Olean mart 6.rmedately n rekng to the
Branch Marucpr of to office wren; 'ea occount
Attmegh at foam damn ant mended lobe arcuate
stalemert data teal not be used fa tar rowan ray
irey$e").04,14 tar lora..
n he. kern 1099. 54%.
tut )won ream, Yas to worn The Fern es
remind by law *sepal TO to RS Auntie dudecls.
reportablenamtacabb dm:lends and to
Mews,
toned on secure,' held n sOce Want. net CrOatt4f
On Yr !WOW at. ad coil basis on oaten routed
sectoni.
Caneunicstiona with the Finn
• Ilene reconfirm fl oralme reruncatons n wrens,
tofather pate you clam. eatarr9 Parr
vela thy Sovlm PoshProtect*, Art (SPA)
• II the finance. nocacn on the up leh ci te pat
of Mr. Patna' is OW IBS Feiroial
MANI Sown ores your xcomi at (Isom
broker by rarer*
.vih the rocated mini en
we nformed wand the reteharrro shin Yau
coined the 45(a.nt In thoct6e. Mt h,nds and
teasers se coaled al UBS f etyma5nm. and nal
the ervoctxna baker, ad pa Ins. nuke a report
of arena a omamn to both ferns
• At <barbed in the account oramentt you mat
eddy us of any err, or Mad ntolong awls
reflected an your traument ..tit 30 days alter it Yea
Maeda rode 4.4444
• MOM <Irk I custom, amplenti or
Fowl Chem
mat
cc tol/ree
PCOAAI to 600 t re
IT Maxie/ through • ,ern ening to V95
es nc.. Cleft Raman Department
Lawn OA lb 07097.
• Al statements shall be darned complete o-.1 accuse
it not objectedto n
t
days
• Fa TTY saw
of from outside
thews cat
• how of MOM Oa 0.611413 *Oa an electront
hat tamfer (Mt
Voa•debe
<ad tranuctens. cal
nreol Sorroto nc.
Wishastan. NI 07C€6, Ann Reilaint Sawn
Calla write^ tool a suer. it you Put yes
statement a re<e4,1 ts wrong a dyou toed more
nionnaran about a transfer al the summers a
(eg
Furor Card Moots arolcale)rmto
hear fromycu no It.. thanethlays alma th• ton
ant yam IM In [atonal as *Arch the ecru' or
ProbiKr, *Pend
- hoed. you' name rd ware nada, d any)
- Desoto the all or the transfer sou se wane
*out and **Lan as chafe as you creed was
telew et is an omo a why pa reed inn
elormolcn
- Promte Medals arum-Mal tar wooded era
The Firm a Cad bsramnil nvestaute your carotene
and wal correct spy error prarptb• For reged won
man-tat-8S Vtwooklan cad transacto-e. a we late
core thr 10 banns days web Mc. we Adl mode
yat watt fee II* ammo you their no error. to Ma
pond tow to use of to money &erg tie tone
tales Leto complete me mmloatan
Fleas make all dwelt payable to Me rem or to
f ordain:lair Mar...dant* Mora ci
stittrnent In addition to moult octant foes, accounts
may be pOpect tomaraca-a fem. Mona; fa late
paymern foe secure.; purchases and charges fa (pad
roses n ash watts Aerates terx ate roansfornd
tootle( rowans may be .41(110 a &nit lee
WS Sweep °plans
VB5 often Worm fa wrap., cash Winces to bark
depow acccam at ncrvalluted bats ardaffilated
bath and money markel wt/WIIt** (Money krds)
Oopoic xcont at LOS Bari. LISA ana orathlood
pants Newnan n the 1)05 RFC rand Drools
Progr
FOC-nsuml n m
th
adame wir
C
amam
rule:
Fa IT
riomuhon. please two wow 'dope. Depot(
demure, t U95 AG 5lonlad arch ad toes of
Nary kelt are not Maed by the IOC.
Bare Mt:gills are not protected hYSIPC Money rand
chars ire protected by SIPC Sc. "LIK. I manta knees
'saran, Protectai below
upon sour comet harem new bark alum may be
votanser. and shoes of
rod may be
Itiadeld rd tht vowed, returned to '<yap:a
U.Ourd
wows
Pitt.. nfommton acia addable sweep Opbaas.
.04 , ocurrent rerun reef ad veld% o 43/4atitale al
vista anti
Many* Frsmnmut Athosa
a bt Sang
tAIS fawned Serekos account probation
The Fern 6 a mentor of theSects.. nada Protect*,
Caporeon (WC). whkh protects %Cahn customon
of es morebto to to 19C(1.000 (nclufro 1254000 for
clams fa cash) &planetary brochure nobble an
Molts, a t emo• at* 019 The 5IPC owl 'Medan
lints *pair to JI sacknu that you hold n a ortio.dar
wood,
The km, together at cedar. *halm has abo
pschowd supplemental rosinco The merman
ray +prphle to all arable clam colecretb undo
the prolechon w IWOmike 46 of damper 10. 1016
Sabra to to poky <nlliaM •ral Intik" cnk
the fun n banteraotatedbrLp to St 9mai:non the
*Tepee fa rxr accounts held in a prola
caOaC ey. A hal Copy Of the polcy wading it addable
upon moat.
Wetter to SIC proceden ea thestool:mortal
protectors gply to:
• Colin Inroad atom or/rated by fad nchded n
Se" Waft vela) tut hetiaway Korn 1.65 inancul
Same, Foe euanole talon CO antewe prodals,
na.dro wrubk ferutos. and f..) tufts of mutual
Ands regMeetel me etre of the wove holder on
the becks of the our a brace ne-(),
• imeanern «mots a nwsiment nierestf (e 9.
lensed patnenhps aryl arab placements) ihm re
not tog card u-dir the Sommws Act of 1932.
• Commocitin <am acu (eq, firegnachargo and
pre< an metal <MO aRiCa. ncludro 'Vint (0eir IRS
ad ta-modh *tan co each: and
• Depose accounts Prato tendeates of devouta LI35
Bak LISA. UBS AG U S branches and [weenie*
IDK above Divan PrOymn
The WC protector, Ind It* suatArnenial voted°, do
not apply to these asseh emir they aflame mom
on yaw sidenienk The SOC protect» and the
supplementalprotection dam voted aganU changes
the market veto a you rwestmerts (whether as a
renal of market movement, ouar bank 'wag a
othownel
Dividend Roinvoarnont Program By
The ri.C.I,DNIod if an ann)a are. You May Wan
the &dual pore Icon area Iiwn al AMMO, Only Mee
*wet me puthamd unde DRIP. petal sham tell be
sold andthecash Ma be &pouted in your occult The
dredgedre...Wore Once M>P164 tY the ciao Ian
dater horn the make tree at mewl, to Newt tam
re sot,
Cads-Mies
0 * whole tales meY be held m you accoul d you ay
10a
maned
pink., tall as a result of a &Mend parented
or ~ow. the Pon all ether sal Dana Ledo at
nwle4 pee a wept el In% till dotermastdby a
regrAertel ctooma sway. ad aide yoke accord
loreannanterbioctirtes
The mostrom objector; od nsk
are lotodic to
ext. account and Toy my bearer you xroses.
Nap. .orls•coth•Fem promslb, a writing a 0,1
C
CI11.194, pt.-flawed ta.macn a
nasal
arse.' For each acO.nt
you
chooseor.
CI
the °bang imminent objatmes
• hake& Current Income InreitMerts inknai the
Otahr0, of name Orly
• A
4i1
dm.. Cap ulAopwobax nsminwits Prang
growth ot anted swum than the gavials". of
nfOnt
• proeAx• Comb.natelothwome stir/000,
AppreCgtiOn InreltmentS seekiag WS. the generation
of acme and goneh of principal
On& fiat ;Skil
• CeaatoVeloe Spas to torten nle, conccol. web
bar rnk rd salatilly to the mane oreml, own it
that mese the ocean does not generate natant
imam ce roans and may not imp Poe Irak
*ream
• Modena. Wiling to accept same nal to ponce:rat ad
tole Me sane volatility fa seek h4 er return
• Aorcave Will'? to =Kt NO n* 10 P. CIP.I n i
hq, robbery to u•l.
(cant ohw tan
• fenont•r-ttAgiaty Canod•roran I **cod, a
paean of the patldala Me ware may nolude
coma. craegntlmnad tpsdry and rang
yobtioi
Statement Thotaahoorte
We may ccesso-drat Si reteA0 account itaWreti wit
the tone *Stets er the same setae. e.g. because
they hem wenn who **mental, pie account
relmonshow men Other clans el the some eaten I
you prefer to recent rid adsal statement' marled n
copra. anweefot, you thro Malmo homerodog by
afro you inroal Arleta
Priady occowit name
Ihe Rena, account naps a aCeacmdabe'ndrtms'
chasm by you to asset you WWI your re<oiclkeepro t
Km no legal effect al your account. is not rterwkd to
waled any monk
rtlOrnrardalan.
mertment **tam a rd rofde ancouted wit pact
manly. and n not a promo> agar/we that wrath
or ary frame, mutt <ma sad be ahead Al
•hunInUatt /motet* n.at d km; re bcfro to na of
loss of the ante /vegan You <an dunge yore
handy ocean names enough OnVte Seencei or by
(Cntactaa you, Fern tal Admor
Accartomnriew
• Vete of we accountepam1/444 Net of assets ad
had tin.
• Asters Preludes M‘Alble cashbadreet.•010 Ice
lattinid “<kati (elt). and Cabal Tent Deposes,
treealued marts to retake. and rerun Wes not held
by Ow ;cm Does not nark troicod seosittriassels
a dm *oda the poor ad oaten astern:et pera a
rose mustnwers. ~sled dock worn and
ereecdabb nod *phone
• (away MLA*. debit balanlet. Culgalcing megn
Ion. vocal Ire, than wool balances
• Ca:Mammy babram Total ol armarod amiable
oath talwo.s. OA dpoot laaLtam al allNeed and
nonaffluod brim rd tram maim masa end
sweep balances. at the coxed the Immure wed
NoThoormadly het ov.de balances in you scants'. at
not seawaned from other balances aral the Fern ma
me recd thew Ina is me minty can of is
harms Thew It** re payable town your demrd.
Dm total ts nett:Win the cutlet prod cawing oboe
Lending ireftemetien
dnaltd nicemahon on the nWs toning pocket
ad disdains, ref a to your Clem Relattornhp
Agreernent or Adorn Acreernant aryl toGenteal
Term tad Cceettions U3S Shane of Credit hanks
araiabk n Agreements and OCatocurs
Awn
SDNYGM_00325481
EFTA_00 198256
EFTA01307522
Important infommtion abo ut year statement ((Ontinued)
Vov satt
Vott netmare ~to
secuntes ed *er ara held
n the rava at the rodd re narrem nrc<1 'neo
my ad for depryd 'uty Øltala
a ane irre
You mai raene tenten Ved at ban <otrar aller
• ang arry balost dut on t hen Arv wcurbe,
vatmened totefan elg the slatement pen:d me
blid al madet vaken d the end d the statement
presod
• ~bøt.
hd<rmnerg the <ost bate of the
~nes included n lis *remml. *tele ndc.sed
wth the auste '
ISS Fruncol Senat hk ~d
ce, Normhad arrd horn ~as akar 'han LGS
~ad Senat. mludrg ~matten Iran raka
fem« Mot you mag hr* Øreed to ses trana.'
Adm« the Pen don not ndryatnintll ~dy er
parate theromrya vabdty ot ab domar on
Sen
Ø
ty ~cm aha than
f 'anode
ut
art aha.* LEK Febr< dStretet genera
twistes *n rita-raten as et o mened the rem
doet nal somt arb' ~Inn
ta the nlarnalat
~Con
bar' and' Urnalad garf loss' e
imam* at ot *Nedmed 'Ni summere At tuch,
okse da not 1.4/ on fin ratarena make
~cha. a Yle destart la IT pat
«
Olherlent A«Oeritt U•nsl«red tote hm mai
fenad geitost donnaen only loe te peau(' of
lene Oie/ se held at lt,e. Fem More hotarcal
rionnaednertbe akkd by >ar enga Adm«
• Unrodired gintiloana neon daues ' ,slabb.
narred seeres* gam/losses se altutted kr
eductot Mary kh the tranarm data for
Mednat ten ~lor M.15, n« ml lett carenastore.
Arak raa *:riry roorgatkarton anm
Omferd and °tet r.ra~t
lott ass systorme
~daa Ion ro ad+ eardned to
~
asag.0 lot Th." tradedaa' <tann assunts the
art
, kanactnn ask date
• [Sable suuntla Bads and onlared mak Mat
the tisur <ab for tarY ~ion
varl brukord
~talk by lot kom arnerg al ~es
d eks
eat bed n ovnarne or n nomne* name fot car
drts (sl teatre ~kones obtaned kom *sd
krolo ed as sorry rs nol gana teed Othe. <al
kano rros enn wheh avta aten set templa»
atomran vol be pronted tGon raguen
• Pritetvaluo Ren Onattyed 'orientert; red aber
pdatects mai be bør or kam the the ante lex
yx•would entall/mone n the marki! Penn re
skeord (nyo vetour *led Party, ~Inn nInnh are
beleste be Sable. bul ne do not %manke Sne
acetracy.
- %V* gentrak llf4 the <kano pk* aha, ~Labb a
the mered the bel and mk pekes la åsted
Menes rel optats a orde bid penta OTC
~nen
- eau xtuaf trackel ~age rovly be >tad ta» a
valsa:nrokkia the mon mani -`en
ctaned ard mayn0l teften n actual mrk« tue
or vale
- Calan poshims enge Cp« wrlhoul a ake and
ashowa 'rite seerid solide' d te re
unoble to ebbe, a pre la IMuney
- Otoosts a maltes &namnen:i non -esi
ah« len 11.5. dettes "telle:led i the ~hanes
rate asal te stremere date
- Fer «nen ~an, trade, nonortormeg
dencmreces, pece ert hurt ty daa eaGmay
enn botn zjusted to bora proper rabatm.
To oboen airen quotatom. when neotok. «rad
yta ~tg
AelmOr
• Prisart invnlen•nti and ~od
predua.
Private ~trant 14<kernel (eCkeirq drøn
progran end nei nese ll.nnntril revn
savnes) ed senettnedaroducts re genera,/ hi".
"ad Cetan :nubne! proelds hen not bent
ntachredveth the Senat es and Eat";
C«nnnina vada rre neie otnninen lan Yte
provde oil enaled vinen for pile ~sint
startes ad morlord accbcts ta nlormaficnat
~at
cn‘e Lutret 4 not gate!~
- Thel.1 val,nnuy Ml« >dystet" Utan Prget d
enry,
*1.4(h a i fl ire ~ment Wnelly
ilnnlurtd galon maj be boar* a sold red do
not flatnet mat-tem the var su mei mare
teon romarm.
- %ni party 'straks of »lama ot • calan
date and are stopk410 OBS era-Kul Serven on a
regne bar bi n rdhanket valasice. Inn
- hare. gaveal onnor «tanta oataud valuK
dry. are 9~
tote Fim bytro muer.
gemal~
a arroa red may be cablated
bardon Uke.« neonegn kan livt tad by
tidpenes lo dane inn simrad vakes
- You Can desin actSidnal Hermt:an ttgircfna
tie ,ntv4.4,,er used to detten-set the estmete el
vane ard the date ot kw ntonnationthat e the
basis sos the nenne by tontactrg ra inntil
Actmor
- Ihrd party *simrad van myle retkcad as
'hett anm!' n senat muaans• veen n
dapeedet valurna lent has rot ~lad o• ie
aubk to assen vas Men n borne isse
end annleis evre has ceorred be ~olla
Per~ ret:~ yale na cueskan, «etten a
vase acald be hega, speculton due 10 the natve
ol the steady
WhOn no!~ an 4~, rigral plente Cf CpCraf
lenslad .114, t
• Inrnory einlatO rakel rt
peowdat the tala of dx sonene til be deira<
from ts pachaa pre.
- 'arta ~to ane' mag adv» renrnol
<edda norne a bal.
▪ 'Ordna una sve enpose~ the neid filrig
vice p« uld end ~øla renta sut ant base
- OPP anda-Med Kfr saraies re na torden a
natetnal aortitt ~e,
and re gemal/
egd and evt d eg, ca, be sold. the ante
ret ed may be kis ta, to pr eire estimat«,
raka Øllad n the raun grann
• Raelatted ~Mg
P•annedC•nen.l4 9initaty
are not om:~ rigebk la purk sale tas F na-Kul
Snytt" urs tnt nnrk•t tnt ol te Vannled Rak
ot ds, sene mus as an ireaded vas la Ikr
restrkied slok Ar papases of dei stetemerd ode To
the enere dut reabe led teales re elgbi fot sak
de vake me-Nedmeg be sabstentitar kst Kn Ia
~od vale tourt.
• la (estimat:d) Samt. armm yieltb andras.
An e>tmite ol arm,/ ramt o basa, cn taren,
dinitnt ad orrtal rates, *51~ Ille Stae«n nil
be held la ene yta kom teen« daa ce saml
treaty Na «tan» 4 enny a gudIltok afaeaCy
ad ~nake «Kome se not gurantatd
(simrad mal mane and carent reid la
talane/Pel d storken <tad no.de aret" of
presela opal geo n whilh rase the ni
;norne (ed tennt >ielc) «old be orrarta
- Eslinded ense essene ed <ni yield and the
actutt nare* ard yield mett be base or heta
the the estenatedamounts
- An annua ol rnalrod noka (dentiord anda
Mant) dydd by te arme manet
~nano
bale« e~
ant,* lat dvdond
Cl ment parnot rnak by the nyst and
mann te u<anestrkwasts ml be nal losene
>er kan the sl sanert bate oe unblmataty.
Acoracy
cortiand etl se not guserteed.
• Am° not hold by VIS linarcial 5•1\40,.. Centen
/sats cre na held ty the rim ed nyt *Onn the
etis ~sat
or <reol Na* asket art
dnplayed on ,vsa sutenert loe rdonnataul
papa« al, Pottant and vast pratsom, re
prosaed by te marg larm UBSFnrscd Samve
not rosperade for "5 enenam uddon raa
%danke th atturey. Rar* smeis se rot pecaelvi
by SIK or the arms lead~ntal SPC avsaga
• Revenue skanna andada:anal compenoation
- n ~jest° ci:memsern en saks and I 7.b. I km
mened n annedcn vett, the (tabula, of manual
fu-dstoor elenes te at
as rf Ida mais
revna Sang pa>mmts Iran ~kuten ~or
adocat ot Mo mursel fodara .to sel ~a
TO" re bred en tao «kront orrp:nrest
te arrcare of sakt by LIBS of a protao mosel
kt d kana, lo ra amt, and Ba the aset ras d a
corttuals «luekral
a
fri/states edd at the
fim
- Wc and ar ormeve aen raene netwodno ard
~bin prOCeinag Inn n comeleralen for unte
nem smi«n thai tat gards to the nusal hendt
the* toet omet" ro pod from ~ner X44« in
the en-taltad and at a hent dolhe ~ase baud
en
runbe of =ante at to bram-dale
holding sukat fridt of tid lund lynry
- n Ølrat to cormnisons mened n Weiellion
*lb de tal or dinbulion d Bruby <onkels ed
Vw mestro all net onn I
(lenk are anda
ca tiltre rann et~
tht4iM caratmlatran
kan ~yd the roane ~anm uncknaeng
tie arnuityarerka, atIltres cd the torana
COrrpanOl r lpnaleet of dro rase ~unn
matt
redabtal
- n adki>n to cavemnsahmernd tran the
~e
and sak cd ~sla.%
ros anda os
døste raren assehhas•cl ~tel snarleg
osement korn lat tSfures darla.dors, a well as
hudelg fa tabnclogy dnelapment, vanna ed
*dalen
- Cea ildolts ake rene kad.; comens~ ed
odar carpernabe from ML6.131fUrdl sd etarea
earpanot !afa . pak damt wo dabse
- Wit ment toredentato, Iran LeS Dei L6A. LGS
AG SuredordEranch ad n:n*4~ barks
*reist. out cash temp proarm len
~sera,
ray be a mett* per ~i
la a
myb*a paantagt d atarar dale deport
axes
Actieity
nfcernalion regrdna <olmose:n, and ah« ~as
nourred n canectkn min the tanuton ot baks.
att deg gaten varcreem hann Mudd ørt
CCOIRITUIrOre. yensus etumted to >CM and ml' be
tronded to so renpale on styra
Short odling
II you re agaged n Ildet tang aerovy,
may
«Mår achge de lo <son bamser) tos% fa "tø
Who.» securai
Open adm
Pegackva open
'9:ed hitan:akt adm tat
ytre not ~mnd byta elanen.« dale, open bin and
sel rop aden ae reduced by the snovi of aude*
anta on an ordmdeds a n orts dose unless
nansted otarwse bg yaa Va/
retpontbly la
orden livt /fl ~Med 0» 10 >as bekre to carKet
~ing open atlas
Primer
To obtan a <on ol ar ~tet Glem Priracy Nake.
desse~
ytar Truncest *OM« le vet ni welatt
al >4~ olm cantomet~t
- ISS Ttruno•I Saknb ratata,* the BMA. Eldarts
Seim; Account BSA ed RIM re broken,
m<ounicwtuch peon!. am« tO bal, ing ~n
ard
godets la~ ~nerts
erth Shlaint brik
ra ofl< ihnkparty badt endeod
som to
norne and annutty pm," mue by uroe filuted
fads'., rovane ~anm trast i nsu rarxe
engny enmann of LG'S Fruntol Senen M.
- ~mere Minna, and snu by P, XLCIf
- slet aCK reved • No bant g,astarter Men levele
- RIA Ankra Menagemem Acta." Basram
Sa
Attan, ISA. ~A and monofad bussa
Management Accart re resstmed ~e
enses of
stos Frueml Samas
- ViSA n a (.9m~ Vadanak ~tad by Va
Vo.rrubenii Seewe Attan!~ ånd ~0
bra
kere the LIBS Va «edb te ds ed the LOS Vita
Ø
cids R satt by ISS Sel LISA tab
loanksentranVa *OSA harporated Malm
Iradomarks, regotred nadeenst 5, senet mens ind
mg ~ed service marks re el tros respecuw
~paves
UK Fiskeal Sene« len
Rev 41BIO
SDNY_GM_003254132
EFTA_00198257
EFTA01307523
SUBS
UBS Financial Seruce€ Nc
nagement
ew or NY 10171-0002
Account name:
LLC
Friendly account name: ELLMAX LLC
Account number:
Your Knandal Advisor
SCOTT 8Tnet AAA
(A SRI
Phone
Business Services Account
August 2019
BOSTON MA 02114-3252
Pingo.* about your statement?
Cal put Financial Advisor of the
Value of your account
ResourceLine at
accoun
on July 31 et)
on August 30 (1)
YOU' assets
9,844 97
2,000 00
Msg. o trr website:
www.i.bscomfinancialsennces
Your liabilities
0.00
000
Value of your account
$9.844.97
$2,000.00
Items for your attention
. Help protect yourself from had and
renew bank, credit card. and brokerage
statements regularly. Also, gel your free
credit regal a-rurally from
www.annuakreditreport.ccen
Tracking the value of your account
thousands
Sources of your account growth
during 2019
Value 01 your , count
at sex end 2018
Net decoct and
unthiracvals
Your msestrrent return:
Durand and
interest incOme
$l 7 81
Change in
martin value
S000
Value at your moan
on Aug 30.2019
92000.00
S11.82870
-39,84631
Member SIPC
Ang700020C0O3S4SS
°319CC°CCa
Page 1 of 6
SDNY_GM_00325483
EFTA_00198258
EFTA01307524
*UBS
Business Services Account
August 2019
Your account balance sheet
Summary of your assets
value on
August 30 (l)
Percentage of
your account
A
Cash and money balances
2,00G CO
100.00%
B
Cab alternatives
0. CO
0.00%
C
Equities
CO
0.00%
D
Fixed income
Ow
0.00%
E
Non-traditional
Ow
0.00%
Account 'urine:
Friendly account name. f I Mro. it
Account number
Value of your account
$2,000.00
Your current asset allocation
Total assets
$2,000.00
100.00%
A
Eye on the markets
„deed
S&P S00
'color rhusacial Adviser:
crehn <Jeer P.41INIiy) a CA4RIF,
• Cash and money balances may include
avaiable cash balances, UBS Bank USA deposit
account. yes CPC insured Deposit Program Bank
accounts, Yen AG Stamford Branch deposit
account balances and money market mutual held
sweep balances. See the important in lonnation
about you/ statement cis the last two pages of
this statement for detals about those balances
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on August 30, 2019
3-month Treasury billy 1 91%
One-month LIBOR: 2.09%
Percentage change
AuguSI 2019
nay to date
-1.61%
18.31%
-2.04%
18.02%
-2.58%
10.14%
2.59%
9.10%
AtelltaX/HC0665456
081 9000(00000
Peso 2 of 6
SDNY_GM_00325484
EF1'A_00198259
EFTA01307525
- UBS
Business Services Account
August 2019
Change in the value of your account
Opening account value
Deposits, including investments
transferred n
Wrthdrawals and fees,
ncluding investments transferred
out
Dividend and interest 'come
dosing account value
Account name:
ELLMAX LLC
Friendly account &arra PUMA%
C
Account number
Augtat 2019 (5)
Year to dale (S)
39,844.97
371,828.70
0.00
26,000 00
-7,846.31
-35,846.31
1.34
17.61
32,000.00
32.000.00
Dividend and interest income earned
rot oupOses of the Stela-at lasstrIlly of interisi ad &kart YKOrne NG been &learned ram a US
IS, '<CORM Maeda Baed sena the residence of the account &I&1. mount type, or moat type,
Kase waist and& &rand payments may not be Wain to United Sties WA arida Puerto Rico (PR)
Oxalate., The sten monthly steamer. is rot intended 10 be used at amnia be relied upOn br laK
1:0 Wes. Claris strata rely to the alrfinatre tan reading town they sere& horn UBS autualy. loth a
the forms 1099 and the Pains 480, foe tar cement) mkt:nation rt If the practice or uBS to fte the
Weak tar (toomng lams tin the US Intent) Reuenue Sang(' all PR trercury Onertment. MO in
Stith beta a( Cunaltily (Wary &OPINE an30, int elea as tar tamp Or IWO* KW* Heide <Ot6Ut your
inditdual tat papaw
August 2019(51
Year to date IS)
UBS Bank USA Business Account APY
fnterest period Jul 8 -Aug 6
Taxable interest
1 34
14.90
Total current year
$1.34
$14.90
Opening UBS Bank USA Business balance lul 8
$1,844.97
Pr or
adjustment
0 00
2.71
year
Closing UBS Bank USA Business balance Aug 6
$7,846.31
Total dividend & interest
$1.34
$17.61
Number of days in !Merest period
30
Average daily balance
$7,378.30
Interest earned
$1 .34
Annual percentage yield earned
0.22%
Cash activity summary
See Account actnny Ulu month lot &tat lastartes in yew Sweep Oparz ae indudid in the openri7 and
axing balanioi rat* ROC 'Muria< • applan badtpOran a U 8$ Bank USA and al bank% PattCP2brg a Ile
UBS FDIC aural Deposit PrOgan.R &el not ;sty 10 dadsin al UBS AG, stamto0 Branch SIC
protanon apse: to money mu4et swap fund hddirqs bul net Gant. &pouts Seeinportna inbemaban
about your statement on the IV MCI PaPt,
Oa &Wm'', kr &IS, .
August 2019 M)
Year to date (S)
Opening balances
39,844.97
$11,828.70
Additions
Deposits and other funds credited
0.00
26,000 00
Dividend and interest 'come
1.34
17.61
Total additions
$1.34
326,017.61
Subtractions
Checks and bill payments
-4,000 00
-32,000 00
Other funds debited
-3,846.31
-3,846.31
Total subtractions
47,846.31
-335,846.31
Net cash flow
-37,844.97
-39,828.70
dosing balances
$2,000.00
32,000.00
Your Rwanda Advisor:
errITT STACe MANI lel c (Again
APP71900.20C06&41S7
0819000000000
Page 3 of 6
SDNY_GM_003254135
EFTA_00198260
EFTA01307526
SUBS
Business Services Account
August 2019
Your investment objectives:
You have identrfied the following investment objectives for this account d you have questions
about theSe ObitOne-v.4,540re with them, or wish to change them. please contact yew
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment oteectives in Important informatron about ma statement at the end of Ors
document.
Account name:
friendly account name:
Account number.
■
Your retire objective:
Current inCOMO & capital apfrociaton
Your risk profile:
Prmaiy-ModeraW
Investment efigbifity consderabon - None selected
Your account instructions
• You account cost basis detach dosirg method is KO. Fest In, first Out
At.700720CO58545.9
Your limeade! Advisor:
SCOTT STAR moat Yl F C4SBIFI
0319 CCCOSOCOC
►ege 4 of 6
SDNY_GM_003254136
EFTA_00198261
EFTA01307527
SUBS
Business Services Account
August 2019
Your assets
Account nem.:
EU.MAs, tic
Friendly accou nt nerve: Ft I MAX (IC
Account number.
Some Or<cl. :extent: Sod (nto' wives :hewn may be ZIOINCtorinalt Astro-bit dans and tosses may nol
be soiree, reflected. See important rtfotmatrin about four statemeee a the end of the &tonere for
',tie roil 'Duration
Cash
Cash and money balances
Gun and money barite; may oche avante can balances. 085 Bank USA about account Waxes,
uBS FCC Insured Rogan Sant &games. 08$ AG Stamford Branch Ononsti account (Wax., and mcney
rostel mutua fund sures, balances
See the vsportait Ntormaton ad:Putout 'rotator at the end ce des Moment tor Wats about 'rose
Want('
Your linadal Advisor:
crnTT STACrMAAPI Yi c (MUIR
1/85 Ball USA Vidal U BS FIX !Maud Frogten Bank arbor), &Mort btlittan me Muted by the FOK Minn
;vitiate I mrs. DA are not wooed by SAC LOS AG Starntra Branch await account basses are not inured
try FDIC arc se not protected by SAC Macey market sweep balances ate Detected by SSC DA nen:ensured by
the roc
Cixnng Plane
closenEtbdince
owe per share
swage
Gilder.° intent
Days
HdOno
an Mgt 0)
on Aug 30 (4)
on Aug 30 CO
use
peeled
Period
Crp imoum (S)
9,844 97
4000.00
293)200.00
Your total assets
Percents:re cl
Cost
Bameted
Unwell:red
vase on Aug 30 ($)
your account
Was 01
annua iname (1)
pan or tonna
Cash
Total
52,000.00
100.00%
32.000.00
Cash and money balances
2.000.00
100.00%
2.000.00
Account activity this month
tor more inforroslon about Ile DOW value shown for restrkteasecuenet see important lomat/on abaot
your statemem a lift. end of INS OACunent
Your
Ouentry
Date
Acthiter
Docrlotron
name code
Face era ut
rncavalot
cash
amens f-3)
cash and
meaty balance()
/111 31
Cash sad motley balance
$0.2144.97
Aug 2
Withdrawal
ACH TO Bnan YuraSits AT CAPITAL ONE, NA
-2.000.00
7,844.97
Aug]
interest
OBS BANK USA BUSINESS ACCOUNT AS CC 080619
1.34
7,84631
Aug IS
Withdrawal
ACH TO Brian YureSiti AT CAPITAL ONE, NA
-2,000 CO
5,846.31
Aug 20
Transfer
TO
-3.846.31
2,000.00
Avg 30
Oosing cash and money Waco
82.000.00
Anfc70002000SSS459
-419000000000-
Piga 5 of 6
SDNY_GM_00325487
EFFA_00198262
EFTA01307528
UBS
Business Services Account
Account activity this month (continued)
Otte
Attnity
Cieurladot
Amount (0
Money balance activitin
Jul 31
Balance forward
69,864.97
Aug 5
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Cf 08102/19
-2,000.00
Aug 7
Deposit
UBS BANK USA BUSINESS ACCOUNT AS Cf 08/0919
1.34
Aug 16
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Of 0811919
-2,00000
Aug 21
Withdrawal
UBS BANK USA BUSINESS ACCOUNT AS Of 08120119
• 3.84631
Aug )3
Closing UPS lank USA 1111$11.016 Account
62.001.00
Account name:
UMW( LLC
friendly account name: EUMAX U.0
Account number.
Your Finendei Advisor:
SCOTT STACK PrIAMOIE CASR1Et.
TM uosearn USA Banns Account is your ;emery savecicotion.
Arf700:2070935460 N77000061937= 0819CC
End of statement for accobvit number
Per 6 of 6
SDNY_GM_00325488
EFI'A_00198263
EFTA01307529
Important information about your statement
LOS Faunal Saran hc. (the firm or LOS finned
Sontag, re a muter ol of anapal uorty, comm.:Sty
and options mehrges UBS Enamel Setecos and LOS
Bark USA an tilted stbsclresct LISS AG rod
*Maim of WS Smuts ftC Matins lnac, l
Shattment n wobble toot request the Faint emutie
ofkes re at
IM narternam ratearar the Oray Cittaa, Wad of yat
L6S Enamel Since. wort Other reads. +WV
once, tar clocurertS. < *Mating codIclive.
s1/4 440
nor be anal upt fyou beim.. than 6 an era a
Conoral. please moat a ennechately n twang to the
Bergh Managern of the office twin; rat oxount
Atha* Maga town are traded rob accuale.
stalemert data tall
not be toed a la rases fey
tI
ent's-end Lit ICeires et. Form 1099. 5498.
ilc.)whrn "am,
Pas to morn IM Fern is
mound by taw to sepal let* RS alluvia. &aback.
regortabbnntwabb dnidends and !stable Metes
earned on worked held n SOO Wart. nt1 Cnittldf
On MTh breed ere. ad tog hots on cenan coveted
taste}
Cownwniceion with the Fins
• Flax aconfinn art cal common...bons n wrier,
tofurther "VW yaw ntm. rctrang you Mrs
vide, the Sean Hoene, Protector, Act (, A)
• lithe finkind cacao', on the top fell cl re drat
of Out strithere <M IBS Enteitl WWI& UB'S
MANI Sews cartes your account at (Isom
broke by rarer*
evidt the routed tont en
we Sported you cd the rebhonthonfon./00
olatrall
.
thrr arayil In Ono Cat yal kali and
owlet at located a UBS tremor Serum and ml
the nod -erg broker, ad sou west mike a rat
of anima a omown to both Imo
• As dexrbed n the *cart araments, you mat
may its of any wry or lava %waling checl
reflected an yon sera va enIhn 30 dal allent red
Inileal a redo ..sabot
• Mau Orel natOrnef amplants or
Yews Clem
mat
atoldretr
BOO A.M to 600 t M.
IT Lacy,* nyojoh rrn
,a m reiterate 185
ts xo.. Clete Rlidere Department.
talon Cdy. Ia 07C6).
• Al statements shall be deemed corpses all aware
it not objectedto
f
darn
• fa Try wive
or Nom onside
heU5 Cat
• heat anent a assert *nut en tee-Wit
Inds ostler (Mt
Voa•debe
tag tranMarent cal
nrcul Seven rr,
Wen^. en. NI 07(46, Ann Mains Salvoes
Calla write as tot as suer. it ski park 50$
statement a reeve rs wrong or(you and more
nformarcn abate a tinter an the statement a
seq. The Fan or Card blue- (at arolcale)rntro
her Novaya no lair than CO days She. totem
ant parofnt detente* on *etch the Ma or
PrObira *Petal
--- horde yas nano and ware runt/e(t any)
- Desoto the error or the wander you all vat.
*out and mpLan x chaffy as yorer end Wu
blew nit terror a why you nerd mat
dorm/hot
- Prorde teed:As smart of to expected error.
lhe Fern or Card thin nil nye:tore your <emplane
rd a
eared try eras promptb• to raged moo
mishap LOS veer bbl cad tramacto-o. 0 we id*
awe Mt 10 haw
days to do tn. we eall made
Axe Scan fa II* anent you the* It n M01, SO °sal
you nil hut* the use of Oromoney dung the tine
tales tes10 conker cat nmigaban
&me rode all chocks payable to te fern or the
f ordain:laical ndcaedt the Nor of dm
Stittrrent In addition to rends recur feet accounts
may be 9.beect to mantenrce fees. chases to late
pared fa secure.; purchases and <her, kit u-pa4
anions n ash or aunts ototasts Mr are roansfered
toother ridden nuy be subaxito a &rile lee
/AS Swoop Ofracets
IRS ohms option fa swept.) cash Witco to bark
delson =cum at non-Aided brim and ridded
beet and money Made mini lint (Money Tuts)
Depose xccures at LOS Bari, LISA ananr.athlirod
pants procoang n the UBS RIC tared Depose
Roam re FOC-nstrel ri accordance wehr
e
Crule:
Pa more riomaten. please ea wow 'dept. Depose
.100011, x UBS AG Stamford arc ird lures of
Nary fond are not iviedby the FOC
Baal dotosits se not protected ht SIPC Mow/ fend
therm re protected by SITC See "LOS Inmost Services
Octant trotectai below.
upon 'preemie. bare., totebark depute may be
withdrawn. and sham of a Money Turd may be
hooded rd the tamed, returned to '<yaps
Wean?, ao<cani
Pude. nfcmmton *au tradable Mato *plans.
nekedno <wren .toot ado and yields. is amiable al
wee A'. SOS
horn yoke inmostA/Myr
a la/tain
LOS Mihail Sere** account protection
The fen is a mentor of to Sauces nada PrOttden
Catecaltin(SPO, ankh proem saurea cuactron
of 41 atandeff da to SSOCe,000 (inclufna 12%000 for
claim Na cab) tylanatory bah" "alb* ,ton
N'Se” a el mm *X ON The SIPC fowl ',Section
Knits voei to SI =arts that you hold n a prikular
osprey
The Ben together nth calm *Nits, has Aso
orchamd supplemental Mira-CO The rruarkm
snare payable to **Sea cleat adeorob under
the °telethon 41500m140a at 01 Ottertle. 10. 7016
Fed
re poky coeval sae and Inuttre can al
tie
em Arbor aotarad ke rea to SI 9 mace, on the
aggregate la
par worts bed n a pannier
conk Cy. Abel Copy Of to poky wader; is arnaltiale
upon mew"
Nether the SIC warden ea the sepplantreal
par eararacoly 10:
• Celan hums atom antrated by (ri nchcled n
$11/ AMON vaLe) bat held away If Oen Lta$ &trod
Senate Foe eervolt <elan 0 amerce crodals,
neLdrg warubk artut,es. and hOshwei e4 nadual
Ands regoterel nest name of the worn holder on
the tech, of the our or atria nen,
• kriestmen cataracts a nwsincest nlerees (e 9.
limed ortnenheas rd "ride placements) tut re
not reocared undo the Secuntes Act of 1931.
• Connocitet<crtracit (e 9, fag In otchargo rd
precis areal tortiatIst rehadt'ailinixti molten
ala towrodt`f *tor comraos. and
• Depose accounts (moot genic**, of depose) at LOS
Irk LISA. UBS AG U S branches and brit n It*
KIK McLeod Daman Frogs
The WC protectors end the tatmental pmeekt do
nal *ply to these assets ten if they oremse gazer
on you slxaawms. 11-e SIK °racoon and the
supplemental protection eh not protect agent changes
• to mite mkt of you evestrnals (*hither as a
mut of market rrovenent. maw bark,Wya
othersoel
Dividend Reinvestment Program ODOM
the V" *hood tananrane /We yOu may obtain
the actual price Iran eves manual Adusa OnlY site
two are puthamdunde DRIP. paid tan rill be
sold rd the <ash WI be dilated n your '<cant Me
dredged retwolment once Roofed by the trey not
ate hem the made prat al and, to Neal Own,
re sot,
Cadoimliesa
any whole arm my be held In you ware d you re
triad 101 panel amt as a reed of a &Mend pared
or ~roe.
the Tem eV ether sell what unit al
owlet pre. a wept n 11110111 deeermased by a
merAvel client perky. arid credo yoke 00014.01
Irrrannant ahem:tiro
The evestecee <bootees rdnsk peekare speedk to
oath account and may vary between you wares.
Nee all. the Fm prorhatyn endm9olatY
SclIttlie change, as pt.-fiend manna
tvailrmre oblecinvi For tech account Mkt. you
<homeore of tee folianng imminent <batten
• Prakce Current Income arrestmeres wimp the
generalevm of none cry
• Adten•CopMAKAwurcex yominwits "tang
roach of amp., ode( hen the genraten d
rcome
• fetes Cambria°, aroma* an 000 ,
Apple( abbn Inanerns seeking tads the generation
of rccme ad comb of principal
Ovoid tisk peen
• Conaenuene Seem to martenmid fa howl reek
lowrid rd tolatilty to the mast Oetal. Celt
that more the 'gene dam not generate 'arbor<
amen* a ohms a'd my not tea pare web
nitihan
• Mabee Wilma to accept tone me to pnrcpal and
tolerate sane valstiey fa set hit.. reins
• Aormaye Wilna to accept Nth "" to faco.1 ad
Pigs *lathy to Gal. tniStrIttrit oar tm
• fraltnt•rnAgottyConselngan
t+Ioctod, a
person cite petiolefor hat aanScil may Muck,
cargo. alalagoe, Untied 'nude/ andrano
Watley
Stallouseeliortir
We may cento-dalt oil retattd account itaWnertsmth
the same *Sims in the sane ernekpe. e
because
they hare omen who *omen:an pee *tort
relate...hen wlholher dens al the save totem I
you prefer to mem nod raid statements marled n
coparato eardilfea yet. Try cfrodno hooter:king by
cAnnov Fnanoai Mina
Priwwly Kinn name
rt*Feendli karat naraR tuatAntible TheCkneiTe•
doses by you to mint you wits you reoickeepna t
ha nolegal effect on yar accost is not "tended to
reflect any straw. on:4AL reOrrirendilen.
nano* <bade* a re& pohle anceuted with nor
'COMM and o not a promo a gairaelte that wrath
or any axial mutt an a wit be adseed
• ionlitatet /Woe the r4 et ASK rctgrgto nit of
loss of the at
nagnant Youcandunge your
handy acorn names tea* at.
Selman a by
cooactegyar anal
Admor
Aceartovervirnew
• Vats of you accoonepartfaia Net of asset and
like tin.
• Assen. Preludes aeabbleeash beano. vales for
Intnotd wont/ (na),/ad Global Trim Departs,
vrealoed marts to retake. and anon Wet not held
by the Sem Does not mita& aced searibriassels
ate end a do poor and Once catermec *node. a
pirate rentnwerk anted dock *bons and
meecaabb nod *phone
• tutates aside. arta Wimps a/slaving mwgn
fort oak Ink she access balances
• CathMoney Wenn Total of awmod salable
cab tulwm pat &poor tuLnat al all And ad
nrafflithed barirns. ad tromy made mad la
swap balances. at tho closed the anon
peed
Naniormsedly heeded. balances n your arrow. re
not eeac ancd from other balances end the fern may
it. ry
Ora fns n the adnry tan ol et
bared. new firth re poyable tan your demand.
Dv, total o exerledm the curet pad ckeno glue
Warp information
fa detailed Manton code f (Ws loran; practices
ad &clown refer to your Clem tatitsonthp
Ageenent a A(Ohnt Aryerwaren rd fa Genital
Term tad Cottons LOS kaSeenent of Credit 'makes
araiabk nAyeenert and D.Cs tbscuts
al lye. it. t ,-orid.,urn rforyln,tri
SDNY_GM_00325489
EFTA_O0I98264
EFTA01307530
Important infommtion abo ut y our statemeta (COntinued)
reet aren
Volt nalma< ~es ~tea ed *er anet. held
n the stant at the ind of de il rene p«od va
tar ad, for ck>h<eyd 'uty nagd ~nos
e arr/ Irre
Var my ratene utvant« used at ban <flåeri atter
• fierd ams beina- due roden Arv rotut m
tordened roefim dåna the stamner. perod åre
lirt al midel vakent d the end d the iternent
pene/
• Ciafiberein ia detanwltg the <ost ba» el the
~dm intbded n ens liatement. New nisand
wth the ramsa'
ISS Frontal Senen ha rood
Normsten cblarnd horn taren eder «hin Les
~cd 5enxes. nierg ~matten ben ~ha
fem« the you mag hae proreded to yoga Palea.'
Adm« %rann don not rud•patbreb, ~dy er
~eke the
r acy
verdty od wri dorenr on
Ø
oronded ty ~cm otiet the
Fninaal
~en
akhoogh LEK innad Serven genera
todata
ni nevn as e o mened the tam
Ø
rot vonie d.y einritt tat de Samson
~Coat ba.' sd •Urrediced geilen e
imam* at ot tv dato ot the cisternen Asenet,
plando non ir* on enn nlarnt/ca aci malte
~cha'. a Yle basens, kr tri panpotes «
Olenelelln
Uireferted totehm mal
fenad gardloss tomates only lot te perod ol
leme iley se led at te Fem More hetoncal
insneen fri be adled by >as fea-cal Acktof
• Unrealired ginelossa neon data ei ~labb.
ed•naled arte/sed gansdlosses se </kuttet kr
nductsat nystry bh The kanaler data for
rdttd-ol be: my« ~inne ml lett carniesere,
chatcyx rot« to:umy norga• x.ca ~nu
Ornknd ad oter r.n.~
Ion ans symeetite
archaso bli ro exit «mened to diktar
a,ffiojad lot Tes? 'Tradedate' <dann ~ritt de
0-9.14 Ilsipet trade dale
• [Sable micurItlid Buda ind ankeed mod the
the inur <dh for tarv ~ion
nil be teko ted
flart" by lot burl gned dl ~es
d tidt
eks bed n out narre Ot n nornene* rome fot car
dent, Cal krise ~kones obtared kom *urd
paien ard as roa) , rs nol gieranteed Othe
font: myr enst and, orda aften nekt. ~0~
(nonnaon od ba rionted tGon raguen
• ~vaia
hin Ostotayed Ismar-bm and dine
crabent mai be hør or bm< tron the pot hex
would traua* Nano n the ~br Prat sa
doLåned rom vargan Vind Party ~fm *high ne
beltet° be Sable. bue ne do not %snike der
atttelley.
- %Ve gerttalk Uff ti cbsing peke *hen ~Labb ot
the mene debet ond od pikes kr åsted
aeronat rd<ptmw sir bid penta OTC
tetsnes
.
- Lito staelf tradad ~n«
my te Detø om» a
valsa:nn.~0r tet tron rotent price
cieined ard may rot ralla« a", ettal maket eke
or vale.
- Canon poshi.m mas «te withcan a prise and
vål 1hOS al .17C. roa Ild solide' d ne ire
sable to cbbn a vice le I XnlF*Y-
- Oepons w savur« denomnred n onteces
dhat tron u.S. døla% se ref ~d a tet ~hange
rate asal dro netnarv date
- Fer Ctelewlu(the, irring i noneetormro
*nemne ces, pece ret panty ore vade) may
hate bom atjusted to f delene proper rituala, .
To oboen onn gudar," *hen nabb». <cetaci
rype ~Jf
AdntOr
• leseart invnlenninte and ~ed
produas.
Privat ~net
14014*$ (f4144-9 <lend
wrtibtm poltran 424 end eldbate stesitat trlel
mute° sd strutaredarodJch re grendt hitdr
"md. Cetanstnictarederoclds hare not bann
re;estred wen th. Settes and &dump
Csrwwtnnw peer sy 3131e neoerle, klen Ytt
provde *simrad vikes ter erne* nsestrntre
manns rot ~lund orrolicts ta ',larma hen',
~at
enry Lutter 4 not Man!~
- The,* Vil" 611,1y tilli« SU,Senl0/1110,, Ctg^ d
arry, aneitha p nare nntnnwel se“rity er
grimut& product may be baute e seld ed do
not mantra revner. the vals Fra myr 'neie
aPon Souideen.
- %ni orry ettrnales of »Ia se at d • oeldn
date and se stol:~ OBS instol Styven on a
sigts bann barn edet:edet "Marie f nn
- bare. gemini panner or opent& antroud di"
d n. are 94~ to te Fim by troner.
general pinne' or ~noe and may be cablated
bladd, dike.« ~on
korn livt used
tidpenes lo denne Iler *simrad vabes
- Tau tan dean seibue nformaronrearcfng
the ,ntiv4.4,,er 01<dbdeanenethe ntinate
valte and the dase ot te ntannationthat e the
buis ty the nenne by tontattrgyas inancul
Adrnor
- Ihrd party *simrad vaia. myle refirmi as
prood' n santal muanant• wron
rekende. valurna lem hat rot Øled or
urobas to niton van Menne Oseana etse
tel omspeila etere has arrred
~olla
Pre~Y rePorled salsmo daske. or *hen
egne senk behenla, spe...Amme db to the nave
cd the rotorry
Wheulnortim an torv, r1MS favner of «pari«
moraled ta,* rot a ~dory ritellt•nl rale e
prowixt the tabe of de meny nil be detre<
fromt
datate'
- 'Netta.
enelo
to date my "lade ravn of
es« roene or bod,
• 'Criorui unit sve Mf ~II Itle MM dl« ing
pakt ps inn ånd may na renta year «nl base
- Daa and ut:tad Kfr utartet re roe listedcn a
nittenal Neste, ~e,
ånd re orer" ,
ildne and enn they tin be sold, the tete
mated mat be hes ~tepte spyt tinard
raut promekd n lb* stant °semst
• Realricted ~Me
P•anined ~alle seewaty
art not arret digrbk t« patIc og tas F na-Kul
Sann ut" the mark« tinte el tue rarrestreted otod
od the sene moet as an inpaded •abe lor lb=
restrkled stod for parroses of ffid itatemerdondy. To
de enirs due reart lad seant es an elgble for ialt.
de vake wc-Nedme, be ubstentital less han tre
imwerd vake *onn.
• kl (*Pennal) Matme. nemnt yie kb andratt&
An «mine ol aspe roane is banden wiren,
tinden/ ed nkr« rees, assi.mng the startes nil
be held la ant yta kom sten« date a anti
matry IT,' Mate» 4 my a gudIlne, aCtinCy
ed ~ned «Kome re not gusantaed
Estrnred mnal mane and asrent raid lar
(tamrypes Of mases, «ad inide annan of
Frabe a tåleleg" ti netion mr the ni
;norne ferd tuner, >ieldi «od be °noir&
- Estinded ~ni «ane ed <ni yeld ind the
staut ixtrne ånd Jetl sutl be bitar or inter
thin the ff trnited ratnu
- An *rima» ol a-radt:od nome (dvdord rotor
ridaren) dmird ty lite arrete meget
~nano
balance abrad on the lan dudend
a ~fit paret rna bi the no- er and
innrim de mcaelhestdposts ml be Mb le eir
ctste
unbl
Atosaty
corenind etl se not ~setet
• Ame° not hold by VIS liniecial kevician. Cermn
inroset rot held bi the F rrn Jed ret nithn the
I mfl poumtian ot conrol Nese raet are.
Odplayed on yte stamner. loe Sandrod
Nepa« el, nesegrus ind tåtet ptatentad re
pronded by ne mus-glam UBSFr«id Seeren
not impentde loa "5 ,etmad, ad don ne
gramte 45 seurey. New analt at rol poeff tvi
by SIK or the Fatt tm:daamental SPC co-stage
• Revenue 'hating and addildnal compeneation
- n /Maie, to conemsern ai saks and I 7.b. I len
mened n connedcn wth the denbarlon el nimal
ladt to os dreis vit at
as tilde mais
revna trang pannens Iran ds kumet ed«
adincon ot the matel Lad Tal ne ull ~a
~arts re bradd, tero «kront or enxneest
te ran
of tak-, by LØS of a panmila tagsal
IW f
oss <lens, and OB let asset ratid a
~cut.' ~lue land lerry, ~es Neid at
fim
- Wa ir4 ar af Ide ab> mune networtng and
ordn Vennleg len nconsdernen kr vada
agent unice. tvi ta Øde to the matual hast.
Theta tex genet», re pod from mana aiatt en
de en-Nalhand and atal erd doar ~ase barod
en tronnåe of scoret at to brokar-bale
holding ~ull bedi of the lund lynry
- n addebri to tonvnesnns ',temd n ~eden
Wien lee sale or dfirbution d zenuty <onkel. ed
urd nwstrnml
ape bai (lent,. yte anla
os eldote racere ~raa ,luring aert>entabel
kan may of the rearie ~drei knekte...eg
the arnuityorerace, elben cd ti infanneA
torrpinot et speasort of the rene ~amt
budt
mdarbuto
- n sålein to ccemnsartrecesed from de
~e
and sak cd Ne•TShints fink. rer anda os
aftlak neann an ant hated mene sharing
barmen, from lintShres danar-dora. en nen as
larefrg for k<bnckgy clnelopmeni, traneg ed
Muraler
- 0v åleble, ah* rate trid.; connist.cen ed
oPier carpernabe from nitual hirda and mkra-ee
oarpinos uttet groaett neo dintbse
- ~wen. componsato, Iran U3S
L6A. LGS
AG SetedordEbinch a-d nrialf ebeed birks
trast. aue cash oneop prog ens Ten
tomponstanmay be a ~Mynte ~i
t« et
rnay be a patenta.). d araratge dalr depoot
bilinces
Actbtity
Mannskon reordna commosens and aber ~gos
nettred n (enecten me, the enn-nonet Vadet.
rndad^3 gren vsecottons bann ncluded on
C011arrueorn rxrnauf furnnneed lona. sd roli be
leonded to >ou ecnvelf onna»,
Short soling
you ro eroared in troet roing ane
year may
«Mf chege die lo <son bonown) costs f« "24
pella» urrat.
Open enet
PoBeeing open
g:ed Utan:elet «dets tot
visene sneses by the nonrem dale. opm bue and
sel Ilen/ adm se reebted by tit snasa ol dndexis
anta ca ri ordmdends « ex ork date entes
nansted anewede by yaa Vent ae responsbit let
ordet Kåt n ~Med ølt tones false lo caroi.
«eling open ordets
Privers
To obtan <on ol as ant« Glem 'neie, Nekt.
desse~
arv ~ost *OM« le vet Cea miste
nww
rom/amstroet
-ISS Fnincial Stinte, b rot ebank The RM(( &wen
Seim; Account BSA ed RIM re broken,
m<ouni‘wh‘h padde aceat to beding urven and
poden Boarsirat
es renn idfilabd brik
art mede thrdprty beta and pronks som to
revne and anrorty prat" nord by unalfile110
thedairty nstrne «moens trastrinsurarxe
serby tabw:lunn of LGS Fr-tinast Sences a.
- ~mere, ~roe. and ~uty lenXLCIal
- Hel FGK nyed • No bant g‘trarett• Mal lose~
- MIA Reiar«. Mrnigemem Atm". Buleesp
Senet Attom @SA, RNA and nternitami Ramn*
Management Accotre re rersteed sev« mrk, od
LE6 tninealScnxes he
- VISA rs a regowed trannat am»! by tea
Magnat <nil Sev«, Amauten ind utad tafs
Rense The ISS Iss onda <sd' ed the LOS Vita
Ø
CJIS Pen.rd by ISS Sml. USA with
lottlronellrenVea tl SA Pc orporated Mollet
Iridemarks, moer ed naderrods, tetne mye, rot
etg deted temte marki se el tty respechw
«teipenes
ILOS Fiaineal Servise Mc
Per 41B10
SDNY_GM_00325490
EFTA_00 198265
EFTA01307531
SUBS
UEIS Financial Seroces M.
nagement
New York NY 10171-0002
nNe700t0549290919x1a VI 0
Account name: L,LMAX, LLC
Friendly account name: ELLMAX LLC
Account number.
Your Iinandel Advisor:
Phone.
Questions ebout your statement?
Call your Financial Advisor or the
Pesourcaire at
account
1Adt our website:
www.ste.cornifisanciakennces
items for your attention
• sielp protect youisdf from fraud and
renew bank, credit card, and brokerage
statements regularly. Also, get you free
°oda retort annually from
nwwannuakredereportccen
Value of your account
Business Services Account
September 2019
ELLMAX LLC
BOSTON MA 02114-3252
on Ategvst 30<S1
on September 30(1)
Your assets
2,00000
062
Your liabilities
0.00
000
Value of your account
12.000.00
$0.62
Tracking the value of your account
I Thousands
01.5
he 3014
Dec 2015
Der 3016
Dec 2017
00
0ec 2018
Aug 2019
20 2019
Sources of your account growth
during 2019
Value ',trout , cou rot
arras end 2018
511,82870
Net deposits7d
wthisarvals
Your mestrrent return:
Chwdend and
interest .come
51823
Change in
market value
$000
Vela of your /scant
ontiop34 2019
$0.62
411.84631
Member sin
AN70003W1054929
0319
Page 1 of 6
SDNY_GM_00325491
EFTA_00 198266
EFTA01307532
SUBS
Business Services Account
-::••epterfraQr
Your account balance sheet
Summary of your assets
Value on
September30(1)
Percentage of
you Xaunt
A
Cash and money balances
0 62
100 00%
B
Cab alternatives
00
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
003
0.00%
F
Commodities
003
0.00%
•
00
0.00%
Total assets
Value of your account
$0.62
$0.62
100.00%
Account name:
Frienuly account nameLINAaytlC
Account number
1
Your current asset allocation •
A
Eye on the markets
Index
S&R 500
Russell 3000
MSC I - Europe, Australia & Far East
Barclays Capital U.S. Aggregate Bond Index
Interest rates on September 30, 2019
3-month Treasury bills 1 84%
One-month LIBOR: 2.02%
Your Maaneial Advisor:
ernir STA° MANI etc eMplct
Percentage change
siaxember 2019
Year to date
1.87%
20.55%
1.76%
20.09%
2.92%
13.35%
-0.53%
8.52%
nne7000300I 054930
0919 000000000
Page 2 of c
SDNY_GM_00325492
EFTA_00198267
EFTA01307533
(SUBS
Business Services Account
September 2019
Change in the value of your account
Opening account value
Deposits, including investments
transferred n
Withdrawals and fees,
ncWing investments transferred
out
Dividend and interest income
dosing account value
Account name:
EUMAX, SIC
Friendly account nmner MAY ttr
Account number.
September 2019 (SI
Year to date (S)
$11,828.70
32,000.00
0 00
26,00)00
-2,000.00
-37,846.31
0.62
18 23
$0.62
$0.62
Dividend and interest income earned
tor ouposes d Its statement, tatabley of latelesi era oAoro mote hem been dtlemintd Been a PS
tat nom rct Perscectme Based woe the ie0dence of the ocCaed hddel (Count tam or promxt
some interest ands ds*nd parnenn may not be Waled to unted Slates (UA andor Poen° Rito (Pa)
Incoire Usti The Oren monthly staterr*:1 is roe irttraskd to be used and tannol be :eked Vann for lae
linGdiesClents shOssa9 tele, to the alai Katie Is reColing town they retene flan U85 alnualy. such as
the Forms 1099 at the faros 480. lot tax repseng mkt:nation tilt the OtaCske of UE6 to fie the
eintotde la: reportsn9 loans vonh the US Intenal Revenue Sens( e all PR Treasury OegOrtment, at in
WC Is sums aecuratecy ClEtry &den" an30: intereit at I a: tamp or case IKOrst nine (Orskil yOui
include:a tax moan.
September 2019 al
Year to date (1)
Taxable interest
062
1552
Total current year
$0.62
$1552
Pr or year adjustment
0 00
2.71
Total dividend & interest
$0.62
$18.23
Cash activity summary
See Account actray nit month lu Coats &tarot in your Sweep Opnorc ate sndudrd in the openrq and
diming balances vat. FDK 'saturants:saga. to &pones ae was Bank USA »embank; partcpaong ma*
UBS FCC muted Deposit Rogan. IT COeS not daily to thss:000 al UBS AG. srarntoid Branch. SIK
protocton accties to money market sweep fund holdirqstul nct asak deposits See Important inbematvn
'boor yout Itternent on theist two ones d this document kr &lats.
September 2019 (St
Year to date ($)
Opening balances
ad& tons
$2000.00
$11,828.70
Deposits and other funds credited
0.00
26,000.00
Dividend and interest ncome
0.62
18 23
Total additions
$0.62
$26,018.23
Subtractions
Checks and bill payments
-2,000 00
-34,000 00
Other funds debited
000
-3,846.31
Total subtractions
-$2,000.00
-$37,846.31
Net rash flow
-$1,999.38
-$11,828.08
dosing balances
$0.62
$0.62
UBS Bank USA Business Account APY
(nterest period Aug 7 - Sep 8
Opening UBS Bank USA Business balance Aug 7
$7,846.31
Closing UBS Bank USA Business balance Sep 8
$0.00
Number of days in merest period
33
Average daily balance
$3,697.03
Interest earned
$0.62
Annual percentage yield earned
0.19%
Year Amanda/ Advisor:
crihr: STACY UAN/ I VI c C A (PIP
M.700030:0054931
MI 0319 OCODOCOCK
Page 3 of 6
SDNY_GM_00325493
EFTA_00198268
EFTA01307534
*UBS Business Services Account
September 2019
Your investment objectives:
You haw• identified the following investment object*, for this account d you have guesti
about the* obiecOves. disagree with them, or wish to change them, plow contact you/
financial ischAsor or Branch Manager. You can find a full descn ptign of the alternabse
^ vestment Otletbvet in Important information about )out statement at the end of tins
document.
Amount name:
ELLMAX.ULC
Friendly account n
• Fl I MAXIIC
Account number.
Your route objective:
Current rrifOrn0 & °put appreciator,
Your risk profile:
Primary - Moderate
Fyn/menI clonally convderaton None selected
Your account instructions
• -tout a:cotrt i50.rrently coded lot margin
• tow a:coin* cost bass default closing method is fir°, rest in, Fait Cu'.
Your Finonclat Advisor.
CCCITI STACY 641s141 Vi c CACRIP
AW0003001054932 ttP7000115953.. COI 9 CCCOXCOO
►ogo 4 of 6
SDNY_GM_00325494
EFTA_00198269
EFTA01307535
SUBS
Business Services Account
September 2019
Your assets
Account name:
EUA4AX, LLC
Friendly account name-Et
LLC
Account number:
Some prices. come and current watts shonn may be accamimele As
pens and loses may rol
be &matey reflected. See important Wormatica about rut statement al the old of Ms dxurert fa
rcl, mlc.mvelcn
Cash
Cash and money balances
cpennttlxUnce
Closing Wawa
Mem Owe
Muer
DisIdendinterest
Days In
noon
m154010)
tem Sep 3004
on TIP 3010
rate
retied
peeled
aman(5)
Cash
2.00000
0.00
250,00000
Total
Your Nomads/ Advisor:
CrIITT STACK MANI YI P CASIZIR
0.00
0.62
Your total assets
12.000.00
s0.62
VtlUt on Stp 30 (S)
Fecentaped
Cost
EStirnOltO
your acorn
bents (S)
annual Inume IS/
Unmated
On a kns(1)
Cash
Total
$0.62
100.00%
50.62
Cash and money balances
0.62
10010%
062
Account activity this month
rpm mote inlonnalon stout thy pnctl value stone *Or rtStrKttO WOOS. Ste Yawata intotmarion &boa
$0ue 'Siren era a me tricot mos axurent
Oat
Actouta
Aug 30
Cash and money balance
Sap A
Withdrawal
ACH TO Roan YuraSitS AT CAPITAL CUE, NA
2.000.00
.
Sep 9
Interest
UBS BANK USA BUSINESS ACCOUNT ASCE 09f0919
62
0.62
Sep 30
Closing cash and money balance
Desolation
You,
Mammy
ecenn code
FeteMut
Incerialue (1)
Cann
Cali and
amount CS)
money blame (S)
$2,000.00
$062
AsP70003031054933
MI
0?t 9 anemicc
Page 5 of 6
SDNY_GM_00325495
EFTA_O0198270
EFTA01307536
SUBS
Business Services Account
September 2019
Account activity this month icominuein
oat
Money balance acivitin
Aug BO
Sep 5
Sop 30
The WSW.* USA lava nets Account is your Di (NV) wowocoton.
Account name:
ELUMnx..UX
friendly account name: ELLMAX
Account numbor.
Your Maim:it! Advisor:
XOT7 STACK Man LVLF CASPIEL
Lwow
Otx4,d
Amount (S)
Balance forward
62.000.00
Withdrawal
1)85 BAN) LISA BUSINESS ACCOUNT AS OF 09104119
-2.000.00
Closing MIS Bank USA Business Account
$0.00
A6r7000.3054 054934 NP70001:5953= 0919
End of statement for account numb1
Pogo 6 of 6
SDNY_GM_00325496
EFTA_00 198271
EFTA01307537
Important information about your statement
Las FanalSanica ac. (The Firma LBS Financial
Sacra, re a matter ol alprndpalØy,
ccenencdty
and optices•mhamaes UBS Fawrial Sara and LEG
Bark USA an rdred alavdries c0 UPS AG and
/Ara
of U35 Saw hies TLC thaiim'i I nancial
slam«.
aublablt mart mount The F rm's estates<
offices re at
TM pawners manene the *Mr Meer wad of yor
LBS Pantral Sem•SeS rcatrit 0th.. reccedk area
oiled lad:~
<ananng cordlcIng
sh>./1
not be rehm/ upOn f you bite.. II/te 6 an ant a
ornown. der» real 6 meredately n "rang to the
Bergh tenaget of the office atm."; >as axon
Aten
al tarn shown ao intended to be amnia.
enamme dra dØ
not be wed fa ta µ/faen Fey
itd;yo n Ye r end La tonne, be. Fata 1099. 5498.
1os
)Men Prang
tax /ran The Fern s
requred by Har to rØ
tote RS /Una
drMlerds,
reportable natta abk cfmdends ad tattle eaten,
earned a »areal Ned n >air rant
net frOtnt•M
On N4 !bread ph. Ind cost b.». on tartan cared
~sin
Corenunkarliona with the Fine
• Flea» imantinn ry dal ccorancebonz re antra
so~
read you noe. rmb-cln9 pow et,
endteMa Secy., Os reenter Notation Act
A)
• II rho naval ersabtat on he up bre el re from
of ths0.10~
is at LIBS hire/
Sams. UBS
nanNal Sams curet your ~um at shinny
teak« by an gra«
with the rektsd minion
We mooed >ad the retahorirPtdm.nYra
Wined the rase
In Mrs or. yet lends 4110
marlin re located t UBS fnanal Saxes and at
ete nticaced broa, and pa rast nuke 3 ',ton
of nonce a aneson to both fra
• Az /maid
n the meant remnants. you mat
matry us of any err; ea baud swohnVel I
raised an your swam%inn 30 dys edict it win
MAO« mule aysebble
• Rabe 4(461 aroMbr friplard.
rena (WI
mat
a Wilmot
8170.4./.1 lot3.00
IT Øy
efro,..gh rr
,a in mil re)10 ber$
. (Ina RtbMons °madmen.
CaiPn City, Tv 07087.
• AI statements shall be deemed <arcane and assure
if not *bastedto n
•
y0 dat
• for ITT wry<
or Iran outside
U S Call
• hose ol enOrSterlJestirS ilx.t n elefIrraf
Inds &roller 0711
Voattc/(bm
<ad teansacam. Cal
inreul Sawn rt.
Wishaehen. NI OTC05, Ann WilailaSA Tuver
Calla trite a socn a smut. 4 son. Mt* yxt
statement or ratte 6 trend or
' ,punted more
~aeon
tebor a tinhorn the statement ce
»mot The fern or Card blur(., arolicable)tnni
Mar I m rx.. no lx“ tunaly,
Xiatetem
cant pa to kit [Mama, an wrench the Err or
honorarber
-
yeti flaw and wont nunte Gt any)
- Niel» the ace or the wander ya se wane
about and *iot -. X chide as you cr. art/ >co
taro
el is an etar a why pa nee more
damflin
- Proale the clods "oat
of the waned error.
The Firm e. Card ban nil rivestorte you complied
and oil <cent name premptb; For allayed aeon
~no
LIBSVesa•dan cad tranzactons. 0 we tam
momthan 10 brans days 10 do Mt. we rollrode
par renn la Ike aware you thr* it n mot. so thr
you nil ham If. use of ibe money &erg re Imo
takes wt. complete al nresagibm
Flere mat all chats payable to she Prta or We
tananal evasion Minted on h
Ircre id the
.tarn ne In additionto moots ware lea imams
ray be P.bytet tomama -co tam theirs ta late
paymarti sa sacra.; anhasa and /urges fa u-parl
rowel n ash rants.
Accosts MX are transtand
tooth« obluirrs may be sub/anti) a tinier lee
WS cote,"ens
Les o
,
»Veetr0 Or Ramos lo bak
deposit accarn at narl hated bats rd./elated
banks and money mat« mewl lads <Money fur.*
Depose rant
at LB5 Br* LISA ana mt./dread
banes purist:4aq n the /IS SDK-1m~
Program am FOC-nosed n ancedame ~Fir(
ruin
rot ma samson, ri•aw.ma wow lak.ga 0.4:04t
erlairts t UBS AG Stamford &arch W ties of
Nary Tun/ re not ~by
IM FCC.
Bank /oats are nos protected by SIK Money Find
than re protected by SIPC See "LOS Inn/
Same
Astral ~on'
below.
taw. >ou• mart harem n to bark /pun
may be
vandraw, and shams ot a Wray Turd rna be
ladated and the /needs returned lo >am >at
inarl ors ./<<ord
!Let« itnaux• tag addable swop options.
mcVdno<unent «rest or, and >aids. h 4.'49,4 al
won, its rfailla
horn you. F analA/am
a becalm;
LOS Financial Sankt» account protection
The fern ',anent:or of to Sauna "mar Protecion
Graz on <WO. *NO, protects otarrires cuerceren
natrben to to 1300000 (niled
13540) lot
<lam f c• cab) bpi slab:4y brochure ~Sable Ø
NOM” cermemen» meg The SIK aset protection
Knits amat to all account that you hold h a petal,
(nei
The fim, togtener artncedam /hales, his alto
axhourd supplerratal non«
The manen
ran
park to al riata dents. tolectree1/4 under
the prolachon a ISCOmIlon at 011TrWiter tO. 7016
Subpri to pre poky coridibm and Indians. eats al
dm Sam s Astern craned
.pd St 9 ~en in she
~Mare la all >ar anvils hedna particular
Cal 4 c ty. A tut owy d t h I Poky wending is ~Labia
won Mane
Herter ow 5.0 amnion ra the ~metal
Derek-tan in.,. 10:
• Colin Inntal abrat ~rolled by (and mcbdad
far agate vat,e) bes heldarmy Korn UPS ifIrMil
Samos for eisnokterlan Qinntaceprodxl,
tetning mrubk, snake,. and ~es
of talul
hasd, modred nibs rune of the rant
hold« on
the becbz d the oar or Urals? am"
• Vwestmen! cansar%a rwesimn merest, (e 9.
Irnmd patnenhas and arre placement,) hal re
not fog cmcd rater rho Samnes Act of 1931,
• Coma:Min <caws (e
fair
~Largo and
pen as metalcamel* rickidng Twin meows
and ore raltY (Pan orlon.
and
• Depose account, Cameo mrthcates of divan at Les
Bat LISA. UBS AG U S &arches and bras n It*
FDK and
Npasn Progan
The SK ()minion and lbe stafenranialprctElon do
not awl, to these amen ern t they orerense aprame
on yar sidemen% We SIK protection and the
%madams-eat protection cb not prow aslant deign
• We market rota of yew ~drags
(whiter as a
mull of market ~omens. must batnNrya
othernisal
DiebiandRainvoarnant %grann( DPJP)
The ace rellened if an smear fro
YOJ may °bran
the actual ace Iran pas I ~nil Apia Only /wit
than are purbseed rider DRIP. paid shams mil be
sold and the each ard be depcsded in your acco-nt The
dwdend 'remnant... ace >API"' by Ike mum may
dater (toroth, ~IS foe at v.h.rh h
Padre ddr ,
reØ
Cash.in4hat
DM/ whole an mar he held m yes anal
t ban
«mad loa panelwit at a yeti/ ol å dogrel p4aIrni
or ~rye..
the Fern a/ tilmr sal ~hat unts at
nudee wet a !Mt* an racere Onemted by a
temened (kana sataty. arc Ittedn par *mare
~neat
ohjiatier
The tmeztram objectnn rclnsk {reek resttak to
eain account and ay day batman yoke rasa
Peas rhom th• Fen proralbr
wring td
siitecant Allen
>as Ion/
«urea«
/tame« ~dins
For each meant nett you
chooseore of the I &Wang /Newnan daartmes
• A nerei Current name ~Una,
seeking the
demer•las 01 afar
Celt.
• A01•••C~A~...t.on
brsinlIerb seeking
TØ
of /Moil trim than thegamma:rid
n(Orne
• notes Comb/nab:n*0mo~ .M4CaofI,
el
Inaureens tekipp to/ the generation
reeme and growth of onmal
0..44
• Coalmen, Seta, tommon add petal. reds
Ion
and salinityto the wort metal. nett
that mere the account an not gar*
zmnficant
ream or taws and my rpl Inio Pre ash
irtkroen
• Mod•nr• Wring to accept calm rid, no papal ard
tolerate sera valeta so so* brie return
• Anna:~ With; to accept Mtin "9 to bnix19.1"
ho rabble, to al. Pup reuint ow tens
• learner &stray Canderrer f babctod, a
paten of the patch, lot hat ran
may include
cargo+ ammo" lamed ladrty and Tex«
wring
Statement Itotraitokintr
We ma caw -date il related road ~Ms
wit.
the tame Weis n the sane enselle. e.g. beaux
they hart or~
oho also mantel, pin Dom'',
relator~ reth am , clot at the ash rate» I
>a prefer to ream tid ear Armenia mailed n
esparto rennIairi, you may cfrodno hosseixana by
</lags./ Sr-aerial Adma
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chasen by you to asset you wit, yew rent/non,
k
ha a bap effect on you accost. ene ntawkd to
idled any straw. prod.itt rtnermenlaldn.
e mstrrient object.* a re& polile amn dad rah Tar
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or ny tracer raut‘ <ra
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handy ream rams throup Onre Sean or by
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restricted zemona (est), and Global Trim Depot",
inealad ads to ~bet and cenahafeb not held
by the rm Don not "Oa/ ~cal
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as the end ce ten pnor and OlTitItC{11.11:« p.na
a
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aseceabla nod epic...
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cash taxer, pl.4 /poor balances al allhata and
naafi tubed barbs. and tarry main mum/ lund
sm»p baleen. a te dose of he Starta «prod
Namonoraity Ire wed. balances
yair snare am
not tapered from other balances sd the Fern nay
we ryd them lunch n to ordinary caved es
banns. Thew finch re paaable won your clemsvd.
Der total s n<Ø
in the tweet prod cloang vaie.
Led% ithfireation
For dataled snlormation on tad gars lender; practices
and autos"
ala to >air Clore Retniombp
&gatemen or a.flOvit dcre~
and t•Gentbal
Tents and Condstiors CBS katernent of Credit 'mikes
aratable
Agnie(n•nt, .11,401:5<k)1~1
SDNY_GM_00325497
EFTA_GO 198272
EFTA01307538
Important information alm ut ru ur sta te menn (COMmued)
Var sti
Var //anta rtenco•Strountoo ad *er anet. held
n the rava at the rodd re monol anai Vou
niry ad for cbharyd 'uty pod ~nos m an, ar*
kro mei Wen* w4</det tre at ban tobgeol alet
Pherg es brett dr ekren Ary wcude
treskened torefim dåna the stamma pardue
'sted al niul vakna d the end d the stretet
paul
• Gmt bori* h cleternena Premi baks opdo
mune ineluded
kn derment. **ta ra!~
wth the nurrte ' I,' LES Frontal Senen has
**tamrun
ntormake <Mare hom touron dh* Omn us
roncag Senat ndadeg ~matte Iran ~hor
lemar tha you mag bagmares to su' Inettal
Adm« The Fim don not nd•pakintly ardy
~ela
the x*. xy 'tad,''
ang
.lom,«
oronded
kare other the ISS ?melodi Stemte..
Øen
akhough LES F nr< d Settes general,
todam 1m naernatie as et o mened the Inn
Ø
rot ~e
arO ~CM tot dr dembe
~Con
bes' rd • Umake gad loss' o
*teama at ot M &ged Pa .armmen. As tuds,
please 6) noe firli on fos rilartblca tomene
~dirra mb 6xecnt kr lav penoses a
096191.99 A«IXIMS trarstatal loff fIm tryg
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lene iher se held at reima More helerer
samten can be skled by >ca raca Acktor
• Unrealbod ginAllossos *hen date el nobbk
nanyted anerked ~noss., se talcutred kr
ndudat rc& ry bh the trnall al dra for
rdmdat kl, ~lor mainc• ral k« carenssore.
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Omkm and alba mai
le el sydeatate
~Myr bli ro ert+ Ørred todi:arr dr
rarag.0 lot Th." tradedate' «Anm ~rik the
agnIf neutron pa* date
• [Sabla nouritint Beat ed prleed mak Mat
the saur <dh for tarY ~lon
*it be setested
~haik by lot rart sarg al Kantes d datt
mue hed n our rutte or n nomne* rome fot car
dets Cal krise ~kones °bered kom *urd
pair, ard as xoncyrs not garameed Odw <ad
fonn myr est whoh orda akta yekt templer
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• ~valna fynat Osptayed lortete*, ad alw
crodrat *mi be hø« or ber tin the proe tes
load »ull ;cmoll/mona n the madet taes /9
dabeeed f rom vanda ?bed Party lOintes rtith ese
bele, to be Sabb. bv se do not patere Mer
-'Incl-
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matasp ter bel and mk Orker la åsted
~bes ed opet" a rer bid wen ta OTC
~del
-
4~4. trackd ~art
nily be pruded uer» a
klaken ~bl a the rnon ment price
~eld ardmr/ral reke r actual mrk« eke
or val*,
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valshowa dde sand soltak' 4 tel ire
unobb to ebbe, a eta ka a 'Rank-
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ah« than ut dottet romsaks i the ~heng.
rate asal the :kremere date
- For catern ~Are, vading n noncortermro
*nemnt, ens, pot ed pure ty (Ixe soar) mr/
hm> ban »usle to bobar proper ...bolen.
To oboen onn guotatom. hest nabb». ante
su fnacW Ad•sor
• Parat* imAtelmenta and ~ed
produc».
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anes. on C•09, 4••• ard a/ 994a ..ettmena Mel
måte) ad sautisedprodacts n genera,' hiatik
Arid («un structarederoelkh han not begi
rarated wc.) the Sesam rid &charge
Carenesion
Led« ay ake >Kaia, lan Ytt
phaid• *skrokki valp lor eire evastrnrot
streahn vd ruslind arobas ta nlarrnaficna
papart cri‘r Luve. 4 not gateleid
- Thea vales ~y ralla 9.199/940/ Iran eget d
arry, 919.94a a arne meinet rer
er
grimut& product may be bdert a soll eid do
not atomvy teamet the vals su myr 'etar
uran Sidaen.
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date and are kopte io OBS grortul Serven on a
regle 9/ 6 by at rdroenket "rane f rrn
- aaae. gener pen« or tennrei armkas va
d ry. ar• sarspned to te Fim by the mue
generalpanna a speia aM may be cablated
bardon Sere ntenr on kan Mat tasta
tidpenes lo Orm. ref ernated •89/ 6
- Tau can date adSti~ rtcrmationtorarcfrig
de n.tearakkgr urd to detencent the einred
aka and the dir ot h ntenatianthat e the
basis ty the emir by oritactrgyds inancul
Ada«
- Ihrd party *simrad vales may br rehraki as
'Nr prood' n stirer ~aner veen e
rdeperdrt valt an lem has ra Øks or 6
stable to egn var eke wc betane ~re
*ml Miler/ ramt has ctosred res. ~erla
Pee~ rei:~ vaia ••10 rastan. a Non
aka eskid be evolay speler dit 10 the natve
dthewcudy
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an codr, ganta jalm*, a penta
ernaled vakt ror a ~dory nen«, rit..
prowixt the rate of dr sonene Ml be deler<
from es perchasepree
- 'Darbu, om to Ore m4e «lede ra•rnol
<sti, istame a bah
▪ 'ligar unit sve aprearli te ner dl« ing
ake per inn end ~ymt relled sut <ost base
- OPP ard arlivied Kfr war bes re noe klede a
nytheal m.fl its ~e,
and art CIFT•W
.444,:l and ewn d kry te be sold the peke
remred mer be less te te per *ore estere
nkr promekd ri the accasn arene
• lbetrieted ~lot
PK/9a/ C9Carirl4 9AWAly
are not drink digebb la pae:dIc sag tas Fna-cul
Sekk" uset the madet tete ol
unoneolod Rock
oe the same mur as an irepied rat. la It*
mede/ trod for pepases or 6,4 tømer ody. To
the ment dye alla ad sivees st elgble fot sak,
dr vake weMedmay be sabstentirk less the tre
impred nkr tosk
• kl (ostrnated}ixame. nemnt yale ediktet
An 99~9 ol arta nakne is bardon toneol
chrient ard
/5~9.
'Karat sil
be held la one yta kom statene, da a voll
nar uay fed Kalla» 4C/kr å guralre, acctiacy
ed ~nakiintim. n not gurantehl
(*mad mal moer and tirret r.ld lor
<elan tfiet ol matte aukt nehade artium of
eikor a capilr gan n *tie unt the al
interne ferd tunene >idd) would be ~Med
- blemated enn, nome ed <timd yeld and the
asur rate and eld frett be bate or bitet
ess the eftenstedamer~
- An ensar d an enled nome (deard arder
internt) dydd ty the tunere matet
~bene
baler« c broed on the latt dvdond
a nwest parret maltby Vue nare and
nysn* dr led; nerkposts ml be hell Irar
sr korn te st rimet date or unett ~sek
Attval( rdoetnindyeM ar rot grine.
• Affirlt9 OK hold by ANIS linodd Servs. Certe
net, art rot held by the Tem ard rot niso the
nm's ~sle
or ~nat Ther 33144t re
&pli>«, on ras slat~ ta reoemeneal
Nepa« dd, limenu and vatre pretentod
prondrd by tro eteng lan Uek tnedal Strime
not respesta. loa tres trommen ad don nr
kuranta M reurry
aset at rol eden!
by SIK or the Tank Pademetal WC rowerae
• Revenue stentg end odditaanal compeanation
- In /Meie to team." ai saks ed 17b. I kn
mened n annecn wth the (lokkane of manast
fede to car <times se råa ar akkar mein
mona Pang parets Iran ~butan ed«
adiscat ot the trutar tedo tat wo tel theta
~arts re [...rad arm liva dettent orrproallst
•
rors of saks by IBS of a PriaculY roira•
led lata/ to ope <let% and Od ih• aser rak» d a
C•360.69 isat bad fair, states eigd a the
finn
We ed dr albute eta revete nel?«14•"0 and
orrintu% omena len in consderaters kr treske
agen steam tau, sa ~is
to the matual Midt.
The> toet grer" ro pod hom nano /Caf n
ibr en-Nalled and w• armed dollar ainc•fl bard
on the runt« of mates a the bram-dere
holding etal band of thi lad fydy
- b addtie to cornmesans mene n Wredion
att lia tale er dilriallion 01 zenuty tankes ed
tnt emestrwa livd unnt b då (lenk n anda
ca altre merr mersa 5hhlikki Carb.Mattan
kri inry d the mukke ~arm uncbmweg
tie arnuityarerte‘ atIlixes d ter :lenka
torna .eta trootat of te une ~net
mott
*e darbuto
- b ebbe to dkvemnwen mene from the
~e
and sak d Ne•xgwes krit. ese aktor car
attlate reave an ~abbed f!,~ seering
>rimen, from NntShres dartarlork ak well as
lancleg fa technology development, trena ed
edutake
- Car klukfes ah* racese badeg corrisiceo and
odwcarponsabe from ~VM fr.* ad onsa-o.
~rodna st«f getCLICH va dataa
.• ~isna torrponsaton Iran LG; DIril L6lA LGS
AG SurdetclEeanch ad neaff dred baks
*reist. out cash temp preg ens len
ceptinsee mal bo a ~My per ~i
fa cr
rney be a reentspe ot nage dalr &Not
bilexes
Actbrity
nferokon regsdna commosen and aher ~os
Museod n tenecten wth the wentona bas.
ntbdrg gren vercreens hann ncluded on
. «snokhan, riftl,N11 etumtrd lona. ad Ml be
prosided to so ecnvek an nar ,
khan seIng
you art ergarpd et tror telna asete'',
may
noe a Owge Or lo tein bedreg costs fa evt
Maitoa *ovn"
Opml ordon
Pkgrtek) open or 'Ted Mk" ekt «de rot
wirene .reeddi by the stemnet date, open buy and
sel IA:9crans se reducedtk the .snovid
solod,
arten on r ntdmdends a ex ork dro unte
nsInsted olrewer by su You ae responsbb lor
dift Ilhat art ~Med 4.» 10 "Tg bikse lo caror
«ang ocen orde
Privow
To protona <on ot as omn Clinn Priacy lerke.
deo>, <ane
Ce vet då wetote
ynny oerrawbmat nekt
- ISS Fryktet krotes b nal adr* the TIMA. %ens
Sem; Account BSA ned atal mo broken,
at<ouni‘whan para* Matt to b/Ang ~n
and
prodrts le~
arranger« s weh ~red bek
otre tispat, bedt ed paniks roen to
~ete
and anrotty pm*" mued by ~Mate
Thrdhrty entre* dampane tv cut i fau raxe
arkpy 9/69lunn ol LIS knettet Sec., ne.
- hagmere, mara and snak> modpub
- Fast MK ~mf • ho bark gatkamp Mal lose~
- PMA knoda Margenem Atm". Buens
.ariecet Adam ISA, IMAA and tanter
Retorte
Management ~kst re mystred stev« ensess
LES Anton., Samos re
- VISA rs a (*grime Vaderne owned by Vita
Vremsbeii Seew. Aua Utral ånd used talt?
Rense the LES Ise «edb card ad the LES Vita
Ø
tids ae mnd by LES Sml USA with
Penibel Iran Vei I.I SA Incorporated Alert
modeulds, mgotered !radere s. fete meny ad
regererad tamrein/kr se el tea ~au*
anip9nos
LIBS Farlei Serie« Inc
Pa 201810
SDNY_GM_00325498
EFTA_00 198273
EFTA01307539
SUBS
MS Financial Senates etc
pri
anagement
ce NY 10171-0002
minocomon 1019 YI 0
Account name: L ;AMAX, UK
Friendly account name: EUMAX tic
Account number:
Your linendel Advisor.
SCOTT STACK Mate LYLE CA SR EL
Phone
Questions about your statement?
Cal your Financial Advisor or the
ResourC
account
Visit anr website:
www.tbscorNfnanciakeneces
Items for your attention
. Help protect yoursdf from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from
www.annualueotreport.com.
Business Services Account
October 2019
ElLPA
iimAX LLC
BOSTON MA 02114-3252
Value of your account
on September 30 CS)
on October 31 (SI
YOUrassets
0.62
062
Your liabilities
0.00
0.00
Value of your account
$0.62
Tracking the value of your account
I Thousands
$0.62
87.5
962
a89
OD
00
Dec }014
Dec 1015
Dec ism
Dec 3017
Ott 1D18
Se
r
Oct
9
Sources of your account growth
during 2019
Vake of your zcount
at year end 2019
Net dm:outsat
eathdravals
Your rneStrerit rewrn.
Dividend and
interest become
Change in
market value
yaw at your accotrrt
on Oct 31, 2019
S11.82970
•141,84631
11823
5000
$042
Member SIPC
At0700:QCC0703021
10190=0000
Page 1 of 6
SDNY_GM_00325499
EFTA_00 198274
EFTA01307540
*UBS
Business Services Account
October 2019
Your account balance sheet
Summary of your assets
Account name:
L.VL
Friendly account name: I
'A' A •
Account number
vatue on
Percentage of
October 31 (9)
your account
A
Cash and money balances
G62
100.00%
Your current asset allocation
B
Cash alternatives
G03
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
GOO
0.00%
F
Commodities
0.03
0.00%
GOO
0.00%
Total assets
$0.62
100.00%
value of your account
20.62 •
A
Eye on the markets
Index
Percentage change
October 2019
Year to date
S&P 500
2.17%
23.16%
Russell 3000
2.15%
22.68%
MSC 1- Europe, Australia & Far East
3.60%
17.43%
Barclays Capital U.S. Aggregate Bond Index
0.30%
8.85%
Your vimpicial Advisor:
SCOTT STACK MANI VL F (ASPIC'
Interest rates on October 31, 2019
3-month Treasury bills. 1 55%
One-month LIBOR: 1.78%
22
101900X03000
Page 2 of (
SDNY_GM_00325500
EFTA_00198275
EFTA01307541
UBS
Business Services Account
October 2019
Change in the value of your account
Octobet 2019 (SI
Year to dale II)
Opening account value
$0.62
$11,828.70
Deposits, inchading investments
transferred in
0 00
26,000 00
Withdrawals and fees,
nckading investments transferred
out
0.00
-37,846.31
Dividend and interest income
0.00
18 23
dosing account value
$0.62
3082
Account name:
EUA4AX,LLC
Friendly account name-Flt
,
NC
Account number.
Dividend and interest income earned
Foe ou poses of tins stentivent, Webby of atonal sad anand irKOrne ha been delemined Dan a US
tax rat an9 larSPalat Bard abOri the residence d the chant 'Kral. °Carom tare. a Dhaka, type,
screw interest ands civichnopasments may not be Abject to united Pates (Us) order Poen° Rites(PR)
IncOny Irani The o'er° rwerntily se/gement is ral intended to be used ex, cannot be 00 ipso for tai
Warner. Cann should Mei to the al:anal, tai larating loran they teethe flan UPS annualy. such M
the Forms 1099 ad the Fonts 480. or tar Marano infarnatial n is the practice of UBS to IN the
°Witt* tar oponmg loans weri the US IntHMI anenue Smite aid PR Tommy Degenment, pia in
such kerns aecutatety Many dvdeea VON 'barna a la' erne or twat* exam Heise cOnSitil you.
inch/dual tai paperer.
October 2019 (il
Year to date (5)
Your investment objectives:
Taxable interest
000
15.52
You have identified the following investment objectives for thisaccount II you have questions
Total current year
50.00
$1532
about these objectives, dcagree with them, or web to change them, please contact your
Financial Admsor or Branch Manager You Can find a full clesniiptech of the alternative
Prbr year adpstment
0 00
2.71
investment objectives in important information about your statement at the end of this
Total dividend & interest
$0.00
$18.23
document
Veer return objective:
Current income &capal appreciation
Your risk profile:
Primary • Motivate
Cash activity summary
a• AMWAY cony ma monnylu Watt llamas on ycur Sweep Dona are onduded in the operaq and
cluing Nana; vita FDK 'aware apes to croon a UK ant USA and it bank% partelbahnO n the
UPS FDIC Miami Deposit Kogan. n does not soy to deposes a UPS AG. fungoid Branch. SAC
protaton die: to money market :weep fund hidings tut nct dank &pouts See Vapareant inbematen
about your :trent*e co theist two pace: d t M disormil kr Wags
October 20191S)
Year to date (S)
Opening balances
$0.62
$11,828.70
Additions
Deposits and other funds credited
0.00
26,030 00
Dividend and interest income
0.00
18 23
Total additions
$0.00
$26,018.23
SONY' aCtiOnS
Checks and bill payments
0 CO
-34,00000
Other funds debited
000
-3,846.31
Total subtractions
$0.00
-$37,846.31
Net cab flow
$0.00
-$11,828.08
Closing balances
$0.62
$0.62
Your Neendei Advisor:
Fenn STACK MANI YI F (AMUR
investment eligibility CeesPderatiew None selected
ahr7000.2000103023
1019
page 3 of 6
SDNY_GM_00325501
EFTA_00 198276
EFTA01307542
UBS
Business Services Account
October 2019
Your account instructions
• You/ account cost bass default closav method is WO. rust In, feu pus.
Amount name:
ELLMAX, LIC
Friendly ect:oont nom: ELLMAX IIC
Amount number.
Your Knoncial Advisor:
SCOTT STACK Nits:Bell CASRIFI
24
W19000=000
Page 4 or 6
SDNY_GM_00325502
EFTA ((1198277
EFTA01307543
UBS
Business Services Account
October 2019
Your assets
Account name:
ELLMM, LLC
friendly account name: ELLMAX LLC
Account number
sane prices. acme anci wow vdues :hewn may be aporcainrole. Amino*. Vacs axl losses mar not
te &wisely reflected see important Slotmetecn Smoot wet statement S the end of ths &curlert 101
TVe r nIcfrnali on.
Cash
Cash and money balances
00tnail 0alantte
Closantodetlet
Pate Cat Share
Mega°,
Mcidng
on pet 1 (5)
a. Oct 3t (I)
on Oct 31 (5)
rate
Cash
Your limmdel Advisor:
Paclen0intereSt
DOA in
Petical
period
Your total assets
Cash
Total
062
062
Vaue an Oct 3! (1)
eercentaged
Cost
Estimated
urneaured
your acotortl
bass (11
anwdi Mare (SI
Iona loss (t)
Cash and money balances
0.62
100.00%
$0.62
100.00%
0.62
$0.62
•.70002000709035
IMP0CC0DC000
Page S of 6
SDNY_GM_00325503
EFTA (H) 198278
EFTA01307544
(SUBS
Your notes
A NP7CO02CC0709026 Nn000061741 =
1019
End of statement for a«oult num
►ogo 6 of 6
SDNY_GM_00325504
EFTA_00 I 98279
EFTA01307545
Important information about your statement
LBS enannal Semites et (The firma UBS Financial
Sondra, d a member ol of rental ~nay, ccmmcdty
and ophons«hrtes. UBS Faerial Seniors and UBS
Bark USA an ~ea 'daycare, to UM AG and
ANN, of U35 Sear bees ftC thaiim'i Inn,
slam«. eueldalr tort mount The Fern's entc•rese
office, re at
IM firemen receecentc the *Mr oatdia, wad of you,
Lan Fitava Sava ~cant Olha Werth t*.dd
of4.c
ta docurrerta, onlanng torøletregelaa4~1
not be relied upOn f you bete* ~re 6 neva a
*mom' please near it ~direly n twang to the
Berth ~can of to office sent; ps axon
Aft~ alfates ~era one Minded hob amnia,
nanny% data dakl not be 'red ala paoses ray
4tyson)orend ter toms, e Form 1099. 5498.
lc
. ehvhbn Fear.° you la. mum The Fern b
reared by law torn:ere to the RS ilea:dde duderds,
reportable n:n-trabb ~lids and tattle innen
tamed ere weft«, held n >our act'Cut net melds
re bale named CM. erd to4 ban On ~Ian (Oohed
teasitien.
Communicetione web the Fine
• rinse rc.confinn an, oral carmnrabona uraner;
to ðer prated pfi nyro. ecb-cr9 pow
P
ern
*rd. K Sectal en ~MeePredrosAct CPA)
• II the tinted tegltal on the lop laei ei te from
of taut saromere ana CBS Fehr eel Sancti- UBS
runc.al Sams urns you ~um at ~no)
Øa by engrue« with the rekatsd mina man
We nformed >ad the rebliantOnheneu
Y
0~. this «Mail
tycat. en~ lend, and
seaden re beredt UBS emneul Sown and not
the nticacro tacker, and pa man ~Fe a ',ton
day encr a ommon to both Inns
• An dexriaed n the accant ecrements. you ~SI
eddy us 0, any cars or kald erriolar I I
~ ached en you ~amen,ninth 30 Mas air it win
mated« made real*.
• newCW.(1~0~f ~haw« a
irrn't (tint
mat
a tollroce a
BIM Aid 10690 t M.
IT ØyMwgh n , ty. in mil ty 10 1.431$
41~ . Chen Patehons °torment.
Cyan City, tv 07087.
• Al statements shall be deemed <owlet* and acorn
it nog abetted ton
•
t0 dory
• for ITY wrve
a IranWade
hr U S Cal
• hose of ~On Cr Ora," *Ka r tettrat(
Iasi: tender (I71),
Voa•debc
<ad 'answers. cal
Fnrcd heva« rc .
~hash^ NI OTC€6, Ann WilailaSA Tarwes
OA« twite at won as >Gaut. 4 5,..,Ihrk pa
stnernent a recepl o mere a f you need more
sofasnar bala a unto an the grement
mop/
Fern or Cord bluer (as afrolcable)rmsti
her I m >p.e no It.. than 60 days rer K Inn
cent >a lee bet cownere ~etch the re< or
le
ande:taper
-
>or rise* rd roast nunte Gt ally)
- Deer be Ow air a the wander pa se vane
about and notice X der / syoucn ere >co
Mere I it an ems' a why >cm ~CI inn
clonnahm
- horde the *Aar aflame of Inc vaned *my
The Fem oe Card ~Wail romarte Ma <replant
and od cored dry ear promptly Fa ~Orton
mohma CBS Ver debit cad tredachs. 0 ~tr.
more than 10 accent days lada iht. we all mat
yes/ tern fa theaware you Mr* es n mol, todel
you nil hent the wee of ~money darn; he tmie •
tales Into complete out Amapa:~
fiera mix all ~is payable to the rem or te
Fronde' midi-sir riddateden KØ
of the
ferment In addition to regular '<coax lont massar
may be P.ID/tft toenamoa o. hos. charges foe late
perm for secure« p.axh.~ and charges Ice erpacl
rant n ash accounts Account that are trantleor
tooth « et.littlatt may be sublact toa untie 14.
WS Swap Optiona
CBS eaten
d
br »reepro fish balances to bark
deposit start at nrallesed bats and limber
banes and money main revue' lends 1"m~
Depose ream at LB5 Bar* CIA ananralfilrod
banes pandating n the UBS FDK -awed
Program ar•TOC-nosed n atterda-ce vahDrC drults
rot IT
rdomtabon, pima ost wow 'd(.9», Oecon
rears el UBS AG Stamford Bade ard,hares el
keenly fasilt re not ~by
Me ICC.
Brit dipailet ri not protected by SIT`C Money kid
shoes re protected by SIP( See "LOS lineal Senors
Accord ~en'
below.
Lan ytikat apsit.
lurk depota may be
*threw,. ard threat of a Wray Turd may be
fadea and the crowds eared to pace >as
~Nees ~had
Father ilfammtat aØ Sabha Mato options.
•X‘.4,19 «onto, wleottt rate, and yields. o 43/4141t* al
men, tint
bonne inmost Allnisa
ortw eating
f ~POI Sameiss account protection
he Fern it a ranter of the ~an "min Protedon
Corporation (SPC), whith wheat 4~1~1 totomat
of es/reranto to IBCO.000 l'encliarf 12S4C90 for
dorm fce cash) &parser bechtne ~fable Loon
req-el a ei weer *X 019 The SIP( asset ~ion
lints ;ply to all ear" that you hold h a prik‘lar
ono,'
The Inn, loathe nee. ~Ian *lints, KR *0
pschated wpflernantal eon« The maim"
roue payable to all diabey dems.o>leerrebtnder
the prolechon w ISCOmIlon at of Drab« tO. 7016
Suppe, to he poky oxidetam rid liraltant. cM 41
te Fin, el lenter rlectdef tp to St 9 mllen en its
ataoCate la al you acwen, held en a pendular
caps ty. A tut copy of the polry tordrg n anailYale
won mane
nether the StC ~when me the ~metal
thelatert Ca/ IV
• Conan leser att.% worried by (ad ncticled n
YOU retie vat) tut heed array Iraffi LtbS financial
SenCra Foe circle «den Qinwr ce vcatch,
mice; dretbk ~tea. rd feJ tern of retread
Ardsregistered n the mere of the rant hold« on
the bmas d the our a arde ara),
• breionen ccolrattf a tiel~
nitrate. (e 9.
kneed patnenhps ref Len" Fletemmll)lhn re
not rogrand unfree Seanties Act of 1931,
• Comma:~ «mods (e9, tango ...charge and
pro/ ea metal <anal* inthedre3 lava ~arts
Ind Oren,FIFT Øen contra; and
• Depose account, Grape <tether*, of ~dinas CBS
Bak LISA. UBS AG U S branches and brat n the
FDK hand Depace hogram
The WC rotten:in rd ihe tutotent~lapritteacn do
not apply 10 these asser t-~ if they atemnse appear
on beer tar ements Thin WC protection and the
tippler s-44 protection cb not protect paint denge,
in the market veer of yes enwstrnerts Wed'« an •
~I of ~kin ~tome" *tat twill/WRY a
otheesisel
Dividend %investor* Program (DPM
The pee messed n an enrage ora. yOJ may obtain
the ;rust farce Iran Ay, financed Act..ita Only ste:Aa
den me put hated end« °Rt. prat 'hen wll te
sold Jedtheta WI be &prated:Near accc•-nt The
dwdendre~lment PRO toppled be Ike mud met
differ horn the neket woe at vt,toth *0 Pinta' Ohre,
ate *kJ
Cadh-in•lieu
whole tmet nay be held en yor ware draw re
~ad lea pndlwF åt a fetal 01 å deaden] phattni
or ~v.
~Fan we tithe sell Dr el wets al
matte prce a !Mt* al retell Onernted try a
• And han yØ.
ard «ed., you «card
~neat objectieee
The ~stet« *breams rein* profile re *SIC to
PKIN account and may dny Weer pa rases
Feapa sdwee the Fen proYeAbr n wring ol an/
sapidant ^ant,. n >as !Arai Carer a
ItailoMet ~don For each acount fat you
choose ore of the folloong imminent dajettnes
• Pro-dace Current Income arnstmeres seekrB the
(antra" of mane orly
• ArbtnCµlaAppwaror. reniment tram)
groath of prmpal tree ten tn. ~ram« ci
more
• flotte Con/snit/en ot income sir/CaPdef
Apprecaron Inn-wren% ward tote the generation
of mane and growth of privical
anvil
DnraBrikpreffae
• Comes", Seeks to mortar. mid we
pal ~IN
been*
ealatiley to the want ~al. men if
that mere the 4(Cotsit clan not gene,* >entity*
tame or roans ard may not Imo Freer..
nitro",
• Modern Wiling to accept vane me to pnncpal and
totter sane volatility» se* traor return
• Anyzne Wiling to =Oat had, rik to enepol rd
hop rabble, to u•l, higri reams ow lee
• (ratter rafåratey Consdrrate f tactod, a
pattco of the ordainlot hat accou,t may klode
coroner arregel tarred 14adey and Tex«
Walk,
Stemde Touskitokfriar
We may ~VAS» all edited wort ~Ms
mts
the same rtes n the sane ernekce, e.g. because
they here omen who also maitan pal ~ova
thonataf rah Other (kerns el the on often I
>a prefer to recent tnd ear statements mailed re
utrate 1•11OLtitt, you may axlee harrer oØ by
calrg >at inroalAchme
Friendly texas% name
Itteherta/ account Arne it Se natarlaibb •rOlitOiltR•
&men by you to asst you wit, your remed~ref
has no1.911*W on your avast. is not Mended to
felled any sunny. prat.<4 rthorrntadaan.
mestment *rte. a re& Øde as:noted wet. sae
row,. and o not • promo> a guarantee that wrath.
any Internal rea <na and b. xheted Al
elOOVIONItt /KO* Krek d tee rebcang to st el
ton of the rare "mama You ean dunge you,
hardy ram names trot* Ordne Seances a by
(cntaarbi)~ Pewit ul Achnor
Accoort0earview
• ante of you attocateåortfoth Net of ~eh and
• Aster Included ~Akita:110.4nm vat*, fa
rewitfild
(est), and Global Ten. Depart,
erealized ads to ~kn, and emanate, not held
byheler," Don not nth* ~chi stairheaMth
a the iond
Ør and ~tent can« ~ad( or
evre stahmerel. ts~~01100. *belle and
eme«dabb nod ethane
• (abates rdtdes debn balanced, atoning magn
fort <rock In*. than acoaurel>»-Kot
• Cathtaoney Wand*: Total ol ~trod zwalabb
can bairn. OA 001)00t Latexes al Alined rf
nanalf tubed brat
marey maid naiad kind
seep balances. at Ow dosed le danemen prod
larcormally fee wedl balances net 4«01.0^4 se
nal 1eØ
from other balances ad the Inn entry
eta ryåd tyre fesus n tie minty caned its
barns Weu finch re payable upon your demand.
Ths total o metaled m the ant prod0ring ealue
Led% seerheim
Foe detailed Manton on the Fien's arcing practices
ad dulosun, refer to you Clem Itelahonthp
Agyeement a Aware Acr~
4r4t*Ginteal
Terns rdCondtions LIEeS kalement of Credit Parkes
ratable oared...es and C4t blunts
al wow. i.e.,
SDNY_GM_00325505
EFTA_00 198280
EFTA01307546
Important information abo ut tour statement unutumua
Yte sats
Vorr attrea" ~ta
stiositat ed oter anna Fad
n ta scora at ta radd te daameil arcd You
my ask for ckbayd 'uty odd stanar ry Irre
You myreane ~daa. used at ban tasen atter
Psird ams batna due eten
Ary uturter
anefenad totefm dåna the statement pt<idae
blad al midel vålen d the and d the statement
nett
• Gat brå. In dettemnno tum' ba» of te
seele inbandn to datement. *Ste mdcad
wth the nett'/,'
LES Fr ncol Senat has rolted
ormaan adared hom tannaber the Les
ninca Senat mludeg niarane kan ret
tas you ~g have Øreled to yogs emna.'
Adm« to Fim don not rud•patbntb, ~dy er
~elet the x* xy 'urdyd alet aomMon
nraded ty ~as oter tan ISS? ninca Sem«.
Ø
e akhough LES i nrc d Stases otnersly
todales in ~Sten
a o mened the Irre
Ø
rot nedt any altarsen tat the nlarnabe
~Con
beat' a-d • MrelcedgaWlosi o
ame.. at ot ti dat* ot ta &tamen Atna
plate <b not nym tas ~mela,» malte
arts.«
ule bades. F« la' radaaws a
Mannar AMaintt vallad lateira Tal
Taltot 9~10a rlonnalon only loe te aerod ol
leme Inry se hed at re. inn More hateret/
Mala natces can be ~ltd by >ar Peatral /dator
• Unrodirod gins/losna Ytte draes ' ,slabb.
nervend vaiseel gamllosses se </kausalt«
ntnisn seta ry bb The tranal ga dau for
edvdan
my« ~in« ral k« <ammast:oh
tran race to:umy toorgr,:s.ca
Ornknd and olh“ ferr.~
loti ant symetato
~sa
bli ro at eardned todi:4w~
~ryd lot
" trade date <dann ~nes te
te9mlltramattnn trade dato
• [Sabla anuntin Bnhadinlered mak Mat
the nou« <db for tarY ~ion
wil be wlested
~ulk
by lot Iran neong al Hostes a drat
esue bed n oms nam, cd n nomne* rome fot ar
dent, Cal lanse ~kones obtared kom terd
pale, ed as sorry rs nol 9.eurantad Ot« <SI
%ans mai end Milo avta aka dekt andlet
Mentemlbe uord«, kpan attan
• ~vaka
Pron Otptayed lor savnet and oter
podet eari be hø« ot byde tin the pna tie
yve/tukl atm", mona n ta marki! Prat it
dataned Irom vargan timd farty %Vas *tat ne
bele* to be realble. but st do not %manke ta
roar
- %Y* ran* un te <keino pk* whe ~Labb or
the ned
dehad and auk prim) la åsted
~tas ed <pica apedy bid penta OTC
~ars
- Inc stuar vadetattra« tty be pruad uer» a
valsecn rnxIal a tho mon mani -`en
cteined ard may rot rele« n actual maket ake
or vale.
- Canon postlona nav «eat %valda a aka and
valtown 'titt ~and solide d se
unable to cblan a lea lea X‘unty-
- Ornosts « dorm« denomnsed n orraces
ah« tron u.S. dokm se teften«, stå ~hega
rate nal the ststmern date
— Fte ctrternhava~ irodna n noncortormrd
denomreces, moe ana qurety daa van may
hm botn »utlad to bonar proper alunen.
To oboenorren gudsord. elan anda*. «nød
ryas Frontl Adla.
• lamt* indiolmonta and otrueblodproduaa.
Privat nemnet iradrialit (rthaPr9 &Kl
raeltialCd ~rar raida etat netttel Ilul
stovtes) ed serubsedarodacts re emna, harsk
dicakl. («tan druckred ;rodd, ave not tem
rageland svt the Satiren and Edhange
Carrnosiea Lede ry state nonnes tynn We
provd• nanaled vana tor tesene ~tnt
snarest ad ~tred polagt fa nlormaficnat
CisPow <ny auka°, 4 Ml garantar
- Thea varmay Odd subseetak kan aget d
att', r vki(h a aese rasene re<vr
e or
*attved product nol be bast* a lott ed do
not ric<es•sdy tennnat the var su mai maie
Latr 6Ciudatain.
- lavd arry ~mak, or ale se as d • <elan
date and ire supplatio OBS grortul Saven on a
malt hat by in rettane« atale Inn
- kuar. 7^Fral pale« crtponcof enrcmad ra
d ry. er ~Sed to to Fem byta mue
"Man panna" a tana ed may be cablated
bardon Ule.« nlennon kam thal vs•cl by
tid pantes lo dreia tet nimated vatn
- You <an dann addia'a Mamas ntecairced
ale ..,teuska,,,en used to delowne the annua ol
vas ed the dat ot te Menationthat a the
basis la the nemt* by antactrgyar innta
Atoor
- trd party osimaled van may be rebard as
'Nr preed' n anen sauane,' teene
rdapordet valurna limhas rot ~led or
stable to ^Kg, vas ~are broene isse
ta amakeil evna lue arrred tat ~olla
Ote~ ~ed als mo ~Man, te tran a
alde na/d be Agdy In aulet re dit to the nave
ol the xturdy
- ~on nen n 49" 4~11 favner a gana
inmaled vakt ror a trd.ney ranet als d
prowixt the »be of te sonny Ml be dalere
from ts aschaapna
- 'Nota om to &a' mag alde revnet
tapli, norne a bot
▪ 'Ordrui una
ratnli te mal "ing
vice p« fald ånd ~øla rollen pm cosi base
- OPP ind Well Kfr tror bies re roe linedcn a
nitneal sorte, ~e,
and art ~ØV
doSd end ewn d the, <es be sold, the pme
reck ed may be Irs te to pr *ore snuet
alde promekd n to stam gattora
• Raelreted ~at
Paraneddtte~.14 girsag
kre not fareny aligtie lce rd:dtc sal> Les Fna-cul
Savnes Mn tie Merket Ona Ot ta unt ancled Rock
cd the n
mus as in inpatd vals la tit
anrkled sIØ Fot porpases of ti >Memento**. To
Pa tana Irar ~ar ad ymse es re elghak for sak.
the vake wc-Nedmot be ubstintitik less lturs
imweed vale tonn.
• la (estensted)kicome. turane yeltb andras.
An nemme d ernsi roane is bidm <drent
drnital ind ~abs.
~anno te seames val
be hella ont ar kom &tren dale a am"
tnnynty fM enmo 4 <ny a giaralre, acaracy
ed Nanset «amt re not guarantad
Famnet mal mare rd <drent raid la
talane/Pa ol 'envann <aukt "lide a tn" ol
vavla ovan dons n *hels unote ed
norne (ard tunt, >jekt) wauld be ~Mat&
- &Mened rad «ame a-d <trea yeld ind lee
anal ncome ind neid rost rl be bme or nette
tinte Manstad snoen
- An *rima» ol rruatrod norna (delod ancecr
internt) dunded ty ta <eten matet
~nano
balance cbrad anta lati tidend
cr ment palmene rna» by te sett and
innrim
sec‘r Ibtirrldests ml to ak tanne
Sov
te n sement date or unhl ~uty.
e), rd corenund yen se not ~send.
• Apia not hald by VIS lineal Stram. Canon
nets are rot ~d by the Fm ard nat nite the
Inni nounsie or <ferd Thea sats am
drotred on ras sutenert lor Sonmatenal
Nepa« al, nougat ind vabn anes(' se
proncled by the etal? hem UBS Anette, Serai
not erspestde fot "5 Mammon eddonna
%innlet 45
uray. 'bm adals n rot panalvd
by WC or les Fnys ~santal SPC Ørige.
• Rane aldring and addildnal compennation
- b, sidnie to <temma" as saks sd 17b. I tett
mened n camedcn wth Ia doerbSon of muhail
hede to or etanes wc st
os radt. rane
~rua Surna paymmts Iran ~as
ert<
admat ot tb> nyast han tat wo tul tao
rom re barAd ccm hvori/kant ortwonly
to rart of saks by UBS of a pstnAr mani
hal lena/ to ca <Uttatt, and OB la altl rals d a
Caratar randri land trafs taes edda te
tue 54 ca etkat ale .Mave ~flatna and
antas~trana lar in ronaderam for trede
nen smien hal no gad* to ta maual hendt
Mao toa gest", re pat from mona amt d
rn.tual led and n a
dalr am.:am bond
anta runt« of scoret at to brier deltv
Ø^9 entot fint ot ta ind inry
- al addtie to arnmasons ',cand n aniKtion
~ ia da die er &ab/1~ ra ~uty tanks% ed
urd ~Mnd net ape lo~ <tert. wc anda
as elt& rann teen* d‘MM orrattabe
han« sy of the .tuste ormen unckmang
toarouity ortrace, a
t ti :iona.*
<ospen fr spaden d dro tnt ~ant
bunt
~dotti:ute
- In ackltie to «anbud^ raemd fres the
Øand
sak c/ Ne•TSNees firt. vor rotcr os
Miet? rerom
asebbased e ,f0!stwing
nymen aom
ledar
dstrixdors,
wen as
lu-elna f ledast:kry ckalopment, urta ed
«dues«,
- Cke alailts ah* recewe
cornrown ed
ote
salatte from rnivallurdi rd riarrai
~dana Mf«. ptClitlt VLO dabs•
- We («ti* coreconsato, Iran U3S Dei L6A. UBS
AG Surdord &and, ånd notalf
ba-ks
tac•st. out <ash 'norn proarns len
~frie
mal bo a mcntely pa acttLed fa cr
rnay ba a andeler:tea ansar dak &rod
AtGeky
nonnation regsdna <anmodes and abs tron
navrad n <antatte wt Ile wen-nano, vas.
haling gren varcacteas bann iscludad on
coarnalionv p f 4,1,›Wkr furnsMid lona. sd +dl' be
tronded to >ev troma/I onn:~
Short odling
ti you ra erosed n toet sang a saum'', yaimay
mur a chsge dåe lo <son barowna <mb fa ta
0rhalr stordy.
Oson anden
Pkancing open or '9:ed i/lai-galet adm tat
anm na ~ard bytt stram« dale, open buy and
sol lap ~len re recasedbf Sto snovi ol aude:k
nyes am an ertdmands a
pris date etes
menurad ~me
by ytra Vag re responsble la
~id KM rt adled 0.» tornar båre lo finel
«ding ocen atlas
Private
To obtan a copy ol ar cesfal Cliwil hitry ettku,
desse conlest r<vr rendalt&K« d veto «ette
s yddr
ranromes~t
- LES Tniroal krotes b rot be* The BklA, Elanen
Samt Account BSA sd IIMA re brann,
m<ounicwh‘h pta.* Maste to ba* ing ~n
ard
orodsts le~inanguments ret :Miland bek
ana oie« trd.pany bads. ed pronSes sats to
~ra
and anrorty ora," nord by unn fiktet
lbrd-Oirty menne ~anm Tercutnnsurarxe
seroy skanclutt of les Fruntol knm" M.
- ~anset, narra. and muna ~att%
- tan FCK nyed • No bel musea. Mal loa~
- MIA Refora nugarant Attan. Bosness
Santa. Accourn ISA, ØSA and rarnaberui bussa
Mere« Aata re ranteed snwe mela of
ISS FNnulSemn
- VISA n a ragowed Vademia **rod by ada
?omene Sxwe Aua ulati ind utad Lede
Rense Tlf LES lott <ada tet .rd the CES vite
clete <it se ntaNI by ISS Sel USA wen
Patten Iran Via U SA at apotated Moter
tradomarks„ reootered nadeerods. seva mel, end
regrared naute nuen re of ter resp:~
«inpfnan
SS Fiaaneal kovna Ytt
Par 2OIBIO
SDNY_GM_00325506
EFTA_00 19828 I
EFTA01307547
Si) UBS
UBS rinancal Servces tic
nagement
ew a
NY 10171-CCO2
Account name: i_ MAX, U.0
Friendly account fl int ELLMAX LLC
Account number.
Your ISnand/A Advisor:
SCOTT STACKMAFULYtE CASRIEL
Phone
/ligation about your starternure
Cal your Fmancial Advisor or the
Resew
accoun
lAdt our wribsitm
www. toscorranancialsennces
Items for your attention
. morn pro:fact yourself from had and
resew bank, credit card, and brokerage
statements regularly. Also. gel mar free
credit report alimony from
www.annuakreditreportcorn
Value of your account
Business Services Account
November 2019
BOSTON MA 02114-3252
on October 31
on November 29 (5)
YOur assets
062
062
Your liabilities
0.00
000
Value of your account
$0.62
$0.62
Tracking the value of your account
Thousands
962
AP.
00200036957
Sources of your account growth
during 2019
Yoke of your &count
arras end 2018
511.828 70
Net deposits and
wthdrarvals
Your TheStrellt return.
Dividend and
interest Mcome
51823
Change in
marker value
$000
Value of your mown
on llov29, 3019
$0.42
-$11.846 31
Member SIPC
lfl9cXOCCCOc
Page 1 of 6
SDNY_GM_00325507
EFTA_00198282
EFTA01307548
SUBS
Business Services Account
November 2019
Your account balance sheet
Summary of your assets
Value on
November 29 (1)
Percentage of
you =cant
A
Cash and money balances
062
100.00%
B
Cash alternatives
000
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
F
Commodities
0.03
0.00%
•
000
0.00%
Total assets
Value of your account
$0.62
20.62
100.00%
Account name:
ELLMAX,LIC
Friendly account namiFitAlaYilr
Account number:
Your current asset allocation •
A
Eye on the markets
index
Percentage change
November 2019
Year 10 date
S&P 500
3.63%
27.63%
Russell 3000
3.80%
27.34%
MSC I - Europe, Australia & Far East
1.14%
1838%
Barclays Capital U.S. Aggregate Bond Index
-0.05%
8.79%
veer Almada! Adviser:
tern clan (tom' ie ("ASPS,
Interest rates on November 29, 2019
3-month Treasury bills' 1 54%
One-month LIBOR: 1.70%
Ate7OCC120:069S9Se
1119
Page 2 of 6
S0NY_GM_00325508
EFTA_00198283
EFTA01307549
*UBS
Business Services Account
November 2019
Change in the value of your account
Opening account value
Deposits, including investments
transferred n
Withdrawals and fees,
nckading investments transferred
out
Dividend and interest Ixome
dosing account value
Account name:
ELLIS1AM,LLC
Friendly account name: ELLAAAX U.0
Account number.
November 2019(51
Year to date IS)
$0.62
$11,1OE70
0 00
26,000 00
0.00
-37,846.31
0.00
1823
$0.62
$0.62
Dividend and interest income earned
for Du Vows el thS sufernent, unary oe Interest and dikkind (Mme has been deurresned from a US
tart ittaarnrg IstoPtclime Rani goon the residence of the avant hdOer, account non or grout type,
scene interest endow drgandpasments may not bt abject to united Slates (US) ander Puerto Rico (M)
lixorre tains me then monthly state:TWA is at blended to be used sal cannot be relied tart (Or Ms
purposes. CUM Shad *let to the LWKatie to resaarting forma They rehlhe (Km UPS annualy. such as
tne forms 1099 it
the Farms 480, lot tar reparong iNcernation n is the pradite of UPS to fie the
cacao* up reporting loans AIM the US internal Revenue Sem(' asa PR luxury Deportment. and in
such Sams mourady (Mary dvdena afire int erert as tat earria or wan* income Reim (omit your
irrivelual to predator
November 2019 (1)
Year to date (S)
Taxable interest
000
15.52
Total current year
30.00
31552
Pr or year adjustment
0 00
2.71
Total dividend & interest
$0.00
$1823
Cash activity summary
Your Rwanda' Advisor:
sat rear? arviy thA Malinke wart amaertes hn you sweep (spoons ate snduded in the apron; and
/loon; Mantel clue HNC to:wan/0,45On to &pouts a UPS Rant USA and 11 bank, pallcO2Olc w Ira
UPS PDC rowed Deposit Program. It does nor scry to deposhs al UPS AG. Stanford ladeCh SVC
ptotectionanmie: to money market wasp fund kiddirgi but rot baN Cep:nits. See Important inbemar
Mast your :Inner r the I xt mop:gel d /Pars dosoren1 for davit
November 2019 IS)
Year to date (I)
Opening balances
$0.62
$11,828.70
Addtons
Deposits and other funds credited
0.00
26,000.00
Dividend and interest income
000
18.23
Total additions
30.00
326,018.23
Subtractions
Checks and bill payments
000
-34,000 00
Other funds debited
000
-3,846.31
Total .subtractions
$0.00
-537,846.31
Net rash flow
$0.00
-$11,828.08
Closing balances
50.62
$0.62
Your investment objectives:
You have identified the following investment ckeectives for the account. if you have guestxms
about these objectives, disagree with them, or wish to change them, please contact your
fnancial Admsor or Branch Manager YoU oar find a full descripmcn of the alternative
investment OnrtaCtiveS m important information about your statement at the end of this
document
Van natant objective:
Current income &capital appreciation
Your tisk profile:
primary • Moderate
Investment eligibility consideration Nrt scaected
Ar4.7900.20009369S91
111190300000CC
Page 3
SDNY_GM_00325509
EFTA_00198284
EFTA01307550
UBS
Business Services Account
November 2019
Your account instructions
• You, account cost basis default closing method is AK), Furst In, Fist Out,
Account name:
friendly account name —
Account number
your eloondal Advisor:
<COTT STACY Mani VIP CAMP!
au•700CdOCOS96•60
ii1903CCODOC
pogo 4 of 6
SDNY_GM_00325510
EFTA_00 198285
EFTA01307551
tit UBS
Business Services Account
November 2019
Your assets
Account nane•:
ELIAAAN,LIC
Friendly account name, RIAU.% tIC
Account number.
Sane press. income Vol Correct values :bosun may be aportninwe Asa resat GaAs and losses ma/ not
be terurately renecled See important innatniefecn Mord 'our statement Ze the end01th% dawned for
',zee inicnnottOrt
Cash
Cash and money balances
Your total assets
COCno0 bianCe
on tto 1 (1)
CIOIMOI4cnnt
on hoe 2-9(5)
Fns( Per Snore
an NW 29 (1)
Average
rate
Your Rwanda Advisor:
SCOTT STACCEAANgLutE CASKS
Pucka/linens%
Pisa
Period
pedal
062
062
%Mut on nor 29 (5)
Fercentaaed
Cost
your &IWO
Oasis (1)
Slimmed
annual MCCOY al
Unrealized
dance loss (U
Cash
Cash and money balances
0.62
100.00%
0.62
Total
50.62
100.00%
50.62
AlsidlOCCOO:0696S6I
" 19 OCCCOa
Page 5 of 6
SDNY_GM_00325511
EFTA_00198286
EFTA01307552
ES UBS
Your notes
oth970032CCO9369E2 a=
1119
End of statement for accotnt number
COM
Pogo 6 of 6
SDNY_GM_00325512
EFTA_00 I 98287
EFTA01307553
Important information about your statement
1.85 f rennet Semites It. (tho firmer LIBS fins-cid
Stoops as a menet of allanapaluorty, canna:Sty
and options mehahaes UBS FirertielSohicos and 1.8$
Bark USA an rdrect sLbsclaws a LISS AG rod
*Makes of WS 54cuittes ftC the rim's lnnvel
Shetentent n hobble won request The' rm's entcutia
olkes re at
IM narternern operant< the orry 0 1/4 4mo:eel of yaw'
LBS Enamel &nth wart Other watts. ttefd
°Net ter clocurertS. < *Mewing ardlOr9<liashoutO
not be relied won f you bele* MK. 6 anima
ornason, please report n antedate/ n wand to the
Branch 'Anew of the office wren; 'ea oxount
Atha* at Egan dome, re mended lobe acorn&
drama% dra tail not be used to tar rowan rely
T ey$o"riend tar loon, Pe. kern 1099. 5498.
tic ) whfn "of.r9 you tax worn The Fern c
mond by taw tamp:du) the RS Auntie dud/rads.
reportable nrthabb dndends and eatable rued
toned en situates held n 'our wart. net maids
al sale transalcet. a4 cost bests on erten coveted
wishes
Communications with the Finn
• Deese reconfirm ay sal earramtraons ri wren,
tofurther proc“, )0., rasa,. r<b-CS, 3 pow 9'II
V...riler Prot...6:41 Act (SPA)
• II the Maloof now°, on I.
ci te knit
of Out Pawner' is rot IBS Feirx.el WWII-161
MAW Sows cartes your 40<OVM a (term
teokr by artarert •vih the reheated min.( en
we riformed 'cud the relehentho when yeu
<amid the want alley cafe. )0..d finds and
tenants re located M UBS Creme, Semen and nee
the ottottdcrg broker, ard you ensl mate a 'icon
day ma a omown to both ferns
• As *tassel n the accart aretmentt you mat
roidy us of any ono; oe 'bad emit:eels
reflected myou sirment mho 30
after it min
Maeda nude wait.
• Me we <Woo cotton*. arriplard. Or
run<Genl
mat
Or tOlk4.0 *
800 A./.1 to 600t ht
IT Maid,/ Om,* i
,a .6 eta n)10 le5
ti Ix.. Client Patrons Department.
Lawn Cay, lb 07087.
• Al statements shall be deemed < orrckte and aware
it nog ablated ton
•
fC dory
• Oa fl y saw
oi kmwed.
Owl) S Call
• hose of en0f10.0.A..14.3 *tut dholettroded
Itrds manner 0711
Voao Mac
cad transactors cal
ennui Sear, rc .
Wish^. Etc NI 07046, Ann Mains Twv.on
Calla write as wen es suer. it sutwic yet
stirternent a med.. 6 men; or dyouneed mere
tionnattn about a transfer en the statement a
mace The Fun or Card blunts arolcale) mad
her Novaya no Ire than CO days Sue th• tem
car )dal to trot cinema, co *Arch the dace of
Probitm *Pend
- hood. yea nano rd ware runt," d any)
- Dhabi the eta or the transfer su a* crave
*out arid **Lan es chaffy as you can eel Wu
blew it is an ma a why yaa nand more
rionnahr
-'made the day ansewit of to expected error.
The Firm or Cad hue nit nee:tore you <emplane
rd omit cornett ani error premptb• for afford errors
motmg C85 Vaeocklan cad tratacto-c. a we tie
awe thr 10 bacons days to de he, we will made
Axe watt foe Ilw swan youth,* n n mot. to the
you vol halt the use of Lemony dung tie tone
tales into complete or, medication
fieme make all tracks payable tote fern or the
fnancial imittaicn rdcredcri te Mara cf the
.t enant In addition to regular accour foes. accounts
may be 9beect to marrenrce feet chat.; to late
paynern for secure.; purchases and charges kr .pad
;moth mash warts. AC<aan<ir re roandared
toother nehmen. may be suleatt to a rattle fee
/AS Sweep Options
IRS ahem options fa sweepro cash Wirth to bark
deocca worm at ncnalieted bats and attested
banks and maw mate maw' linos (Money krds)
Depose recant at LOS Bari( LISA and nr.athlecod
tents procorseng n the UBS RIC taredD
Program re PDC-nswel n att.:relaxe with
rt
Crrule:
Pot owe riomtabok plea est wow 'dope. Depot(
*mutt et 155 AG Slonlad Barth ad shores of
Morey finds re not iviedby the FOC
Bare clgamils se net protected bYSIPC Maw/ kid
shares re protected by SW( See "LDS Inmost Services
Aware "rotectai below
upon wakr masa braves n the bark depute may be
wrhdraws, and thaw of a Navy !aril may be
ad the "octet returned to pact wat
Wynn?,
!Late ilfcmmton tout hatable sweep options.
netang <trim, interest ries and yields. o notable el
wow *3 (calla
horn yop inmostA/Myr
a biting
LOS Finascill Senatesaccount protection
The Fern cementer of tie Sauces noun Proitacn
Corpct uon (SPO. which protects sewer Cuelaren
of +immix° to to 150CI,000 (indukg 1254030 for
clam fa cash) &planetary brcchuce
ite'pa,
sac era The WC awl ',Section
lints *pat to if =ours that you hold n a pa-dab(
</owe,
The km together nit, calm *him has also
pschaud supplemental rostra The warn
snare payable to allNieble deem colitorab under
the prolecbon a IWO mien at of Narita 10.1016
Sew to the poky cond.irn owl linClitcdn. CPA dl
t * rem 6 *mho. protected lot tip to SI 9 miler on the
*Tepee fa all rxr alcoves hetl n a Weiler
(ADAC dy. Aka Copy Of to poky receding 4 addable
upon maxi
fleeter the SIC plan-kr my the sapplantreel
prOdtcloducoly IO:
• Often 1.1.rxrel amts comrofied by Card noticed
)Ou Wow vales) &A hetiaway IrOML65 f dental
Sane, Foe tint< anal 0 muerte crodalt
ncLacIrg webk mantes. and BO shah of mutual
knds registered mix name of the roar, bolder on
the tars of the osur a brier nee),
• baseman (courts a nwsimert merest, (e 9.
tented patnenheas aryl wale placements) het
not !roomed under the Seeuntas Act of 1931.
• (primp:Wes <attach (e 9, firegnachargo and
prat an Tellco+ NEI*
futures <mlreat
ad tearnedte *tar (omraos. and
• Depose accounts Betio tender*, of choose) a LBS
Bak LISA. UBS AG U S trenches and breve the
IDK hstiod Dope* PrOIciar
The SJPC DrOtt<lor. Indt*sladramolalprote0O, do
doe appla to these assets eon if they odemese elaato
on yea eirmenh The SlIC protemon and the
supplemental protection land VOW *am/ changes
the market rota a yas mestmerts (whether es a
maul of market movement. man bat WV a
othavatel
Dividend Reinvestment Program OVA
The fi.ce **IA n an aMage ace. YOU may obtain
the woe Pr[e Imam AS! nancal &Omer Onlr Mqk
sewn Me puthasedtaie DAT. pertd shah all be
sold and the cab ail be &pouted n you xcc•-nt The
*ricked ravager-tent once hoofedby the MU., nay
defer from the mold ace al v"ch ihe Partial Owes
resold
Caoh-in4iesa
0 * whale tat/ may be held m you ware date).*
trilled IO a pale. Wit At a recd of a &Mend [Yemeni
or ~roe. the PM all either sell barbel unit al
raw144 ace a wept an anted determased to a
regrAertd Ow ma perky. ad credo pa; awed
lemmata/It objectives
The reestrrwe objearres ad nsk profile are speck to
oath account and mw say between you =cut.
Nap. adve. the F
preensib, .1 wrong ol any
0111<n <tango Is 'Cy lar.t./I MAW Of
trentere.re obpol.w.
each Account
you
<loosean of the °bang imminent dejatan
• Pro-Ilse Cum-
1(one arrestmeres seam the
generic. ol recent aly
• Arena Caput Anawutoex ymminwits mania
growth ol "expel taint hen the gavials", a
mono
• ;max* Cambium., *Orton* sal 00ti
Ayorecastim Infturnerns seeking tads the generation
of acme and gorAh of principal
Ow•N thk ;SAN
• Comenwart 5<ef.3 tO martenoda "howl melt
ban* ad talmilty to the moan canal. men id
that mean the wart dam not genre* ygnficant
recent a fauns and may not L•tip Pre yak.
.rttien
• Moaner Waffle to *apt some nal to ponce:el ad
tolerate sane valstiey to seek bite. rams
• Andc,se Wilig to =We
"" 10 fnrciPli v./
Pio *lathy "0 ad. hip want oar ten
• frale•••-tAgiaty Comdr.! 4t. I 4.1x104 a
patron of the partial° for hat acceded my Muck
corn*. tzfaleg.e., Introollipdmi and Tex..
voladlity
Stallouseeliortir
We my ccoso-thet so reti•Aci account itaWherti wit
the same *Sims n the same ernelme. e.g. because
they hem term *he ebo mewed pee aware
relate...hen war other (Wes al the sane .Stet
you prefer to meat and rola statements mailed n
operate ernearspes, yar nor:I:ono hartehelang by
calrg you inroal Manta
Primly Kinn name
Feen.A. Ecouni nee* rd I tuOtarteible • ruckranx•
chasm by you to hint you wit you reoorolktepro t
ho no 1e941 Oleo on par accost is not ritawkd to
reflect any *resew. prod.AL rtiornmenletn.
eminent *teethe a rd: profile *swap! wit pair
emu,. rot 6 rota prance of 2..arrite that wratlt
or ary
mutt, aria wd b• achered.
mompent nwho Coro 04
nadclr..2 Ito nok of
low of the are.* noviinwit You <an dunge yaw
hardy reuse names group Ontre Sawn or by
conactoeyar inixtatAdnsor
AatiallOWIrieVI
• Vete of you accounefigmb* Net of asses rid
bet n.
• Aspen hcluits nabble eath beano. vales for
fettrio•d swats, feel/ad Gobi Trot Departs,
kreealvd marts to market. and (huh anelf not held
by to fern Dom not nelide traced seasitielassels
at the end a the trot ad °mat rasp. en *nods. a
an* mennwers astute dock coons and
ererosabb coo wax
• Ciabless PELein cittn balanoo onating moon
tort veal Int. that xcan bastes
• Cestemorty Werra: Total of women* hobble
oath WIall:K OA &poor birth al allNod ad
no% elf tut* bares. rd norm market ma.* lard
sweep branch. a the <bled the scram prod
Naniormsotley Ieee wede balances n your adoxed se
not seawaned from other balances ad the Inn nay
sae rydd these fund n the adnry cane of its
tearess Thew finch
payable icon your dens d.
Tat total o nettled m the centre pen:picky., value.
UMing infowertmien
fadnaltd Scallion on the f nWs lerdng practices
ad &Oman ran to yap Clore Rabtaornhp
Ageeinent or adlOYt ACIrefiltri and tue Genteel
Term and Orations WS kelernent of Credit Fraction
amiabk nAgreem,..X3 and C,Cx bsurts
al Iowa
SDNYGM_00325513
EFTA 00198288
EFTA01307554
Important information about your statement (COnteued)
Yew sate
Yew natemae Mercc ~tea ad cater ands held
now start at Ow end of tie slalomed prod Yom
mar ad for *hay of fuly pad stanse any tins
You ma/ Web. Wont*. used at loan totateol alter
• aleCi any balance du e on them Ary wort...)
Vadered totefirm d.rna the statement pubdare
heed al make valuta of the ond d the statement
penod
• ~bal.
In determining the cost bee of the
tecon es included n his uatement. where indexed
watt the numbs'
L85 Franco' Serest ha Wed
or raormahnrolMared Imo [puns. otbor than Les
Preened Sinnott rcl
eg ~nal at
Iran "other
tensor the you may h
ud
aw worded to yew financial
Admix lb. ern does not ndeyab.lyaMya
~inlet the a* xy
validly d aneden
fronded ty swam other than IL8Sf 's
Senncet.
Øen
akhough LES Freed Sauces general,
sodate, to ~Senn
et a. mewed the Fec
does rot wow* any ritis
that the Santee:.
~Cost base' and • Urreaked gar( loss' e
*mix* at es *iodated the rawest Maud\
please 6) not sew on tut reamer to nuke
~thaw« rah Peceirs, Is. Iry einows a
Otbennbe AM•antt Unite.] toteSim nay
felled gwribasi nformation only foe tie perod of
Ire hey se held at l/•<. inn More historical
rearroenn can be added by has Pea-col Admor
• Unrealised swinsflosses Yrton dams nobble,
esernatad weer/bed ~snots., se </lotted for
induct.), warty bh the trans« en data for
Saida, be, nys may ret tel 'Ktcarman:oh
~gee rata testny toorga:s.ca ~nu
Orndend ad other gen..-~ lots anl systems<
~Maw bad a t eachcement-4 Iodide/cm
>6449•61loi Ten 'Trade date' <Øn tysionts the
0-~Irdradara Ira* dale
• Callable nord«. Bash and ;related oak that
the issuer fah for earY ~eon
wit be selected
~LA.bylot from arnana xl noshes et that
ehiehS n ovnacre *tenon's** name for car
dents Cal Scalise ~ono
obtained from thrd
pales ard es sassy rs nol guaranteed Other <all
leases monist whir *add affect )rel; complete
rdarrour wd be wonted span request
• antisivalue PrKa "WM tor *cis**, aidother
pagans maybe hip« or terra thin The ace tot
you would actual,/ tame n the marks! Prat it
cesanedfront ~fads flied luny, ~cos which no
believe To be Sable. but we do no' centre tier
newsy
- Wegenerayuw the <beng peke when ~fable or
the fees, ol the bd and as. pikes la hied
stoats and opt." cree bid pen kr OTC
~Jibes
- Lint stusIr traded ~net may b aced ureg a
vaster ~Isla the most recent price we
stained ard may not refon an actualmat« mice
or vat*.
- Canon Ambient may awes without a pike and
wt show as 'free wand salable' if we se
treble to casn a wee
Xnunty-
- Oeposts a warms denomnsed in ontecei
other tan u.5. dotes se erflened at the ~Twig*
rate not the statmere date
- For certe••••••mitos Lacing noon-m.6min;
denemnatass, axe rd ~toy (lace was) may
Ha been atjusted to f rehaS• groper valuator.
To obtain osrem quotations. when salable. continl
year ~el
AdnOr
• ISOM in vnIrreenta and ~red
~duets.
Privat mermen' 14(.1644 (rciadeg deal
Rettietan Crowns and read stue nestmeni "el
leashes) red strutined ~II
se genera,/ hip,
diquid. Crtan fauctwed ;mien hare not been
Watered wth the Senn es and &clung*
Carmen:nor rand« a", stale ~ions tow We
phavd• est•naled val.. tor prate abeam«
state., and smord.nd poetics fa Mornatmad
Ps0:444 <Mt Auatio n not garant ed
- These vilon
dal« Wharton/ Iran woes.
any, at which a pane ~anent sent or
'nurtured product rulbe bast* ce soll aid do
not naessrly reamert the value yam mw rewire
aPan Squid:a:a.
- Thad prey ',Irwin of vela are as or • oaten
die and are suppler:110 Unit...real Sauces on a
regys base by n ~bet
etradar f rrn
- taus. ~at erne or sponsor seermad val."
d>y,
saaNd toteFilm by the moat
general panne' a ilcoma and may be <ablated
bawd as dflfaere ~neon Iron kit used by
teed panes to dime thee samsted ',Mao
- You can drain adStenal ntormaNno ~torn;
tee u‘tbiaanti used To deterrent the estmate of
value arid the dew ol h ntonnann that n. the
tons la the «wrote by tontactrg row Forsot
acia.or
- mat party *sunned v*es maybe rah/card as
'Nat procd' n ~at muttons' neon an
~
re vabann lim hat rot etOled or 6
unable to awar a vale when we became ease
that am/lens, evert h« awned Ina may ails
trverrAV ~et
vale tao ratlian, Cr when
value ~Id be hvglay speashon dat to the nubs.
al the st<Unty
- When wad n 4~, general parer of cpcacr
«tinned vals nor a thrd.naly ran«, rag rt
provided. the vals ate sonny hel be &Ira.
from a pitches* pre.
- '061reartanttO date' may eØ rel•rnot
<Saab igalle a both
▪ 'Onyrui unit sue' ~Few% tie Mal calving
pee per inn and myrra relied yew we base
- DPP and warned PER stuees ro nat lined en a
ostnnal sectreits ~at
and are gamy
dalara rideven d they can be sold. the tree
received may be his ~toper share sainted
value prorekd in The account aatenwer
• Reetrictedmarities Prznnoatenta•44 "Neal;
Nonni armre digit* Sar purk tab. LØS Fna-cul
Services uses tie mark« rate ol tie ~WOW gods
of the sane ester as an nexaed vats la the
winkled slo:k for papaws of tal statement ody. To
te anent the tart led ware es Se <liabh for sale.
the value received may be sabstentidir len han tre
~ad vat* *own.
• ESL (4.3tOnate•SilaNink went yields indents.
An tvnat ol aka .am 0 bidon current
dindend and ~ala
i anion.? the wanes sea
be held la one yea from sutemee art a Anil
Trial the Kara» a Cnkr a giatkara money
and calmed «Kane at nor guaranteed
fewnwad armal mane and current raid lox
<<nantWa Of washes «ad include awl" of
racel a Wit:, gits n which case the es!
intone find anent >fold) would be overstated
- Milled aearif income rd <rail yield and the
actual income and yield rilen he have or beta
than the estenstedamobnts
- An enmatool rmatrod income (dvdord ender
interest) dinded by the turtern ~diet
~nano baler« A~
on the last dudend
a new parnent made by the now and
morn to webribeirdelmits wit pe hell raw
yes from the slattern« dete or until nun".
Ato.racy rdostiandyeid se not gashed.
• Amu not held by WS Finsild SentiON. Certan
assetsare no" held by the inn ard not niton the
I mis ~non a <enol Thew Witt et
dtplatd on rat statement la etomilaral
pØ
Orly Ratan' and val...t poKentad Ina
proed.] by the morn fen UPS Shred Strews is
not resprstas fa the Manden ad don ret
quasar es Casey. tete reelt av not panted
by WC a the Fans eakenentel SK ~ewe
• Revenue sharing end additånal cernweenation
- M ~into ~awnen lain and I :h.l km
reamed floc/media, wets the chterbdon of mutual
funds tos <tents we at as SI line wan
nuns rorg pat ems Iran darkeners ~Or
adman of the mewl ard' that we tall Thew
masts ae biod en two dettaront osrponsest
*be rare of win by LØS of a portents ~ail
hand lynir so ow client% and bJ the asset rat» of a
partnals notkul sad lami/s than il d at see
fim
- We ard ar anere aho 'Kew. ~waling and
antis panteg lees in< ontelerscrt for under
nerd retier that no paid* to the «toal fords
Thew tees genet" roped from miner 3544«
t e nuval hand and we a healGnaw ~am bawd
on the runt« of scorn at the broker-dealer
hctling ~WI find of the, had lamly
- ar addan to convnewcins rec erred is Canedion
Mt, Ow sale or desebution of tenuity conexts ard
use nwelmnst eve tall los <ter" we soda
as SHOW Were te~fht6n; comaenseon
Iran «ryd the entree ~vanes inclervadno
the ~pity «Praia matpas of tie notate
torn:woe a sponsor of the ar. ~writ nett
we dibtete
- n addition to cowman recemd from the
',stow and tab of Ne•x5Nras hands. we alfa car
affiliate war+w n asvo•b•••61~ sharing
parent fromNntShire, barb-eon. en wen as
hedanger technology *Moment_ wanly sd
educators.
- 0v ålihaes aha recs.. Madeg correrissent and
other carp:read:in from rnioal turd, and maxe
earpanot whs.. groasta ae dabs*
We recent < orreonsat on Iran L85 Barb ISA, 1.85
AG Sardord Berth and mean plead bras
*rasp our cash 9000p pain TM
cempenasinry be a ~Ply pa scam fee a
may be a patented swage deli &pow
tetras
Activity
hforrrodon reosdna eannwsens and ether chaos
reared in feenecticn win the two-none, trades.
inn-4"a sear varcreans ha ban 'lauded on
Callprinriroat po-nNif f urnshxI loyw. and will be
fronded to pau tremeaff on maw,
Short ashy
you re ennd n that soling a sonny, you may
rat adage dat 10 anan barenena costs la the
Prhale setae/
Open endow
Pelenoing open or good Ulan: ekd' «dos tot
orne retard by the artanna dale, open buy and
tel rap cadets se reaxedbr the snort ol audo-dn
antes en an et drodends « ex opt date unless
hanseed arcerese by you You re responsbla for
actin Out MY ~Nand due to "NS takt• to °Kea
hoeing <cm orders
Priwaeg
To Wan a copy ol as one« Client Privacy Wake,
dews, contact yew rartla Maria Or vel w webste
al arna, AA, (raven:cat
Priaria Stnarl e Val • bar* The MA. Damns
Semmes Acceunt BSA rd RUA we brokerage
emu% which pedal. Mat to bat no «art and
paints l~arrång~
we", Stilawd bras
ad orer redraft, bids. and sycnihs some to
~roe and annuity pod" issued by ~Matte
ftwelaarty mine otmorries era* entsaxe
army skkedutin of LBS Fnantel knees he.
- Mennen", ~see. ni snaky prolotte
- Not FCK nand • NO ban, gassier May lose~
- tMA Rearene Maw:mem Accost "Arica
Sar[» Moan BSA, RMA and (anent, beano
Management ~owe
reastsed savee narks of
1.85 nano., Sinxes
- VK6 it a regrnered »lanai owned by Yea
Vatensurit Savo. Meadow and used Led«
ken* The LES Is. credit aids sod the LEIS Vb.
debt <ids se eswed by LBS NM USA with
loermisscrs Iron Yea USA Incorporated Maher
~a.
regotwed galemads. tenet marls and
moaned service nuns re of tee respedwe
companies
ILOS Finned Senior Mt
Pen ?OlPIO
SDNY_GM_00325514
EFTA (H) 198289
EFTA01307555
uns
UBS Financial Senates Inc
Iranxiernent
New Yce NY' 1017143002
Account name: L —MAX, LLC
Friendly account name: ELLMAX LLC
Account number.
Your IS monde' Advisor.
Questions about your statement?
Value of your account
Business Services Account
December 2019
iiiiii
iiiii
BOSTON MA 02114-3252
on November 29 (S)
on December 31 (SI
Your assets
0.62
0.62
Vint our website:
www tbscornifnanc a her wc
Your liabilities
0.00
0.00
WM, of your account
$0.82
$0.62
items for your attention
• Holp protect yourself front foul and
rraew bank. credit card, and brokerage
statements regularly. Also. get your free
credit report annually from
www.annualcreditreport.ccen.
Tracking the value of your account
S Thousands
87.5
962
a99
168
0
Dec kora
Dec 1019
on 2016
Dec 20I?
Dec 3018
02'19
Sources of your account growth
during 2019
Value Col )01.11,X(04nit
atria end 2018
S11.82810
Net deposits and
wthdravals
Your nwsvrent rewm:
Chwdend and
interest ixome
11823
Change in
market value
1000
Value of your accamt
on Dec 31. 2019
San
411,84631
Member SIPC
Atte00030Dt29605i
i21903000e000
Page 1 of 6
SDNY_GM_00325515
EFTA_00 98290
EFTA01307556
*UBS
Business Services Account
December 2019
Your account balance sheet
Summary of your assets
Value on
December 3i (I)
Percentage of
you account
A
Cash and money balances
0 62
100 00%
B
Cash alternatives
000
0.00%
C
Equities
000
0.00%
D
Fixed income
000
0.00%
E
Non-traditional
000
0.00%
F
Commodities
000
0.00%
003
0.00%
Total assets
Value of your account
$0.62
SO.62
100.00%
Account name:
Friendly account name ( I htAv it r
Account number.
Your ri.enda Advisor:
v-nrr STLei N4ANO. elf CLAMP
Your current asset allocation •
A
Eye on the markets
Index
Percentage change
Doceinber2oig
Year to date
S&P 500
3.02%
31.49%
Russell 3000
2.89%
31.02%
MSCI - Europe, Australia & Far East
3.27%
22.66%
Barclays Capital U.S. Aggregate Bond Index
Interest rates on December 31.2019
3-month Treasury billy 1 52%
One-month LIBOR: 1.76%
-0.07%
8.72%
Ate7000300I2960S2 NP70001I89700000I (219 COXOCCOO
Pegg 2 of 6
SDNY_OM_00325516
EF1'A_00198291
EFTA01307557
I UBS
Business Services Account
December 2019
Change in the value of your account
Opening account value
Deposits, including investments
transferred n
Withdrawals and fees,
ncluding investments transferred
out
Dividend and interest income
dosing account value
Account name:
ELLMAX,LLC
Friendly account noisy63MAX U.0
Account number:
December 2019 (S)
Year to date IS)
$0.62
$11,828.70
0.00
26.0C0 00
0.00
-37.846.31
0.00
18 23
$0.62
$0.62
Dividend and interest income earned
For oup0Ses oF this statement lasablIty of InteitS1 and chiChnd OCOrne has been delenrused non a VS
tax repeating Pergedne Med mann the residence of the accent nddel account !sot of bloom type,
some interest soda detbndpasments may not be stbled lo United Slates WA ander Preto Rico (PR)
armor* twee The dont monthly statoroo is rol intended to be used and cannot be rend wen roe la
Fwwses. Clef thorn utter to the al10KaTat to ref:0mnd (mint they weeny flan UBS Seinualy.suCh as
the some 1099 and the Farris 4613. as tar repoong iMcernatco it is the practice of INS to fie the
applicable la ttpOrtop loons wnh the US internal Revenue Senue and PR lleauty Depart:WM at in
SuC biased afetrately chary ClwienCt SU a inlet.% as tar taivo or IWO* Kane. Apse (Orntli your
includual tat popery
DeCernbet 2019(51
Year to date(1)
Taxable interest
000
15 52
Total current year
$0.00
$1532
Prix year adjustment
000
271
Total dividend & interest
$0.00
$18.23
Cash activity summary
Soo Account actmiy rasa month foe chnah Sabre*t in your Sweep Optiors se sndudtd in the opening and
cicorg Marne; vas* HOC inturancexotees todecant at US$ Bank USA and al banks partcpaorg mire
UEISFOIC busied Depot Progab. n does era Daly 10 dnt0Sesan UBS AG. Stamford Branch. SPC
"OWton ;pit: to money maattivalp fund holdirgslati net bank deposits Seetoporeanf inbematon
about your ttcneM co theist too passd the document kr Ref XL
December 2019141
Year to date (S)
Opening balances
$0.62
$11,828.70
Additions
Deposits and other funds credited
0.00
26,000.00
Dividend and interest Pcome
0.00
18 23
Total additions
$0.00
$26,018.23
Subtractions
Checks and bill payments
0 00
-34,000 00
Other funds debited
000
-3,846.31
Total subtractions
$0.00
-$37,846.31
Net cash flow
$0.00
-$11.828.08
dosing balances
$0.62
$0.62
Year Neeacie/ Advisor:
Your investment objectives:
You have identified the following investment oteectives for this account. If you have qtrstronS
about these objectives, dcagree with them, or wan to change them, please contact your
Fnancial Advisor a Branch Manager Toucan find a full description of the alternative
investment OhjeCtiven in important information about your statement at the end of this
document
Year retire objective:
Current income &capital appreciation
Your risk profile:
Primary . Moderate
Investment eligibility consideration None selected
A/4170003001296053
I2,9000coccaloicco
Page 3 of 6
SDNY_GM_00325517
EFTA_00198292
EFTA01307558
UBS
Business Services Account
December 2019
Your account instructions
• Your aCcount cost basis default closing method is RIO, First In, Fist Out,
Account name:
friendly account name::
Account number
Your Phiandel Advisor:
are7CCO3031296054
ecoxoccoo
Page 4 of 6
SONY_GM_00325518
EFTA_00198293
EFTA01307559
SUBS
Business Services Account
December 2019
Your assets
Account name:
ELLA%) LLC
Friendly account °erne:FILM:SY tt C
Account number.
See Pecl, Moore and (cartel vaiR$ :h(Avn may be tcceonnrole Asa's-Sue. (OAS eel losses ma not
be amide,/ reflected Se important mformatmo alsoot 'our statemeea a the end ot ths acumen fee
/Try! ,nlcm-afoott
Cash
Cash and money balances
Your total assets
ODenen Wax,
M Dec 1(f)
°arty titttnce
axe pet store
Asada
on Dec 31 (S)
at Dec 3I (1)
rate
Your Amanda/ Advisor:
crnrr STAR-MIAMI VIC CACRIFI
PmCkn011ittrtft
Dapl
period
0240d
062
062
value on Dec 31 (5)
Peocentayed
con
your accent
tens (1)
Eslimaled
annuki !Mare (5)
unmated
canoe loss CU
Cash
Cash and moan balances
0.62
100.00%
0.62
Total
$0.62
100.00%
$0.62
Summary of approved payees and recurring payments
Rata Oa your slaaKaaa, the Wens y payees Yd reaming corneal Me COrdideemcl'aPPrOot4
pints'. As a resust (is you may 'moon •04florror rensleis rothesepeyees wean/ OW (2) you ant a0
ber receiving indiklualconfirreom fir neetent to thee Meet
Pate desolalca
Brian YurasilS
Capital One. National Association
varied ACH
astarsemem
krone (1) Inethscl
The payees mu/ recurring payments IOW (below do not include Rya Payreerits frectionis Funds Traosiersa0
serene ocher MOANS Ornstein foments eves It you have ntlelonel payeesand/or wormy //abuttals
on fife you me recent separate conformations tram yow femoosi athirst
To update a COMO any of (hoe snaluatain phase cantaf yew fmno.041vha
TypeBea
tat user
Frequeity
Stun dale
End dale
Mee
Payee cc Me
Upon reQuat
ria
nla
Sep 04. 19
And7C0030012560S5
I21903000000
SDNY_GM_00325519
EFTA_00 198294
EFTA01307560
*UBS
Your notes
Ann:C*3001296056 riaMI
12190000
End of statement for account number Y
Pogo 6 of 6
SDNY_GM_00325520
EFTA_00198295
EFTA01307561
Important information about your statement
LBS fnencial Senecas hc. (he Firma UBS finance
Sawed, d a muter ol arprropYØy, commodey
and ophass«hraes UBS Fatal Sank,. and UBS
Bark USA an Meer abairesd UM AG red
ANN, of U35 SeasitiesItC thaiimY ninth.,
statement nytlablerasonreeraeN The Fern's entc•Sise
office, re at
lat onward represent( the *Mr andie wad of you,
Finlad &mites scant Other records. **dal
*Net tar docurrern, <onlanng tordlangclaters1/4 •41
not be
upOn f you beta* II/te 6 neva a
*meson. glom report it meredotely n raritna to the
Berth ~aid
he office «nisi; >as axon
Al~
al t aree 09.41
elladed IOW amnia.
tenant« data dØ not be used ra Ix paoses ray
4:3$0nYormd tar toms,
. Form I099. 5498.
ea )khe ~MVO's tax mum The fan is
nand by are to «pal to he RS eta:dde drnfends,
reportable n:ntetabb dri:Sends and tattle "eras,
ere alias«, Ned n >ar act'Cket net crated,
at sale Need ao. and to4 lohn On «flan aeleed
neaSitia
Communication, with the Fine
• Tene manliem dry ad communes/ions n ~too
to furthee vac« ror ark extran9 your Me,
*rd. do Setae en ~la Prod~ An (SPA)
• II ha flawed metan
on tie asp le a he had
of oft saate~ is not IRS Faisal Semen, UBS
euriyal ~et <m et your ~um at ~My
Øs by urgren *di the rekesd n1Mer,
We nformad >ad the rebilionhP idon.Yar
co.n,d thd raven
yet And end
wades re toted t UBS fnantul Sown and no
the ntatac no bicker, and you ensi nuke a ',ton
of sy en,' a *meson to both Irma
• An deorbed n tine actor" netnews, you ~31
nobly vs d any wry or .94.9 irdOlat
I
relieded en your sidelom %lion 30 hets after it wan
mated a made seilte,
• 1191.14ral afflOMOI arnplielt
fray ChM'
mat
a weir«. s
81:0A.M
C,00 ht
IT maxi",Mwgh n ,a in ere r910 ISO
411a.. Cant Petsons Department.
City, rU 07087.
• AI statements shall be darned <owlet* and accuse
et no' *breadto n
•
fC dory
▪ for ITT wry<
of Ira, ~tide
theU $
• h one of 100.10. 0~6,5 ebOtA •flelectrod<
Inds &rester 0711
Vea•dde
<ad transact" cal
~col Senace.la.
Veseheeker. NI OTC46, Ann Iffnailfe Sermon
Calla write titomt >aces. 4 >si pirk yet
stneinent a recepl ts maid a
you ned more
nionnatanabad a unto an the stsement a
resept. ihe Fern or Card blow (as arroloable)rati
her from >at no let« than 60 days ria the firm
cont >at ha fret Lademoe ar 'inch the Ma or
Problem:Poore
--- hande yar name rd roast ante Gt any)
- Databt We «rot er the trees ya se vase
about and npLin X derbras ru can eta >a
MY* el le nara a why >cm need nee
'tomato+
- haak the des rant of he ~deem«
The Fern ce Card baneril nvestoote yoke <emplane
and oaf <erect ant
premptb• fa tØ
mohno CBS Vesaackbe cad:inactions. 0 wolde
mona than 10 acne« days 10 a he. we all Red(
rue scant fa theaware you mrk le n Mal. 9 Hot
you nil hate If. use of he money dung re fesle
tale, tale 4~4 de fl.F1190«:n
Dears make all daces payable to harem or he
leaned' infittLeicr Meted
he front cif ha
naestent In addition to regular sawed foes. manes
may be ablest to mean". teos, charges Ice late
payment for setet« purchases and charges Ice webadl
"ant n ash «cants. A«aret that are leandmred
tooth« el111.9.414 my be aspect 10 a mnd. 14.
Swww0pgicew
CBS dins option , fa sweepeo cash Rance> to bark
deposit accarn at noneloted bats ard literate
ballet and meaty Markel ~WI lads Iktone~
Depose xcoares a1 LB5 Bar* LISA aria nraharded
banes pricaeng n the UBS FOP( :eared
Program re FOC-no.red n acarda-ce vahDrCdrules
ror more rlomtabon, passe sete nee 'Sc.,» Depose
earlairt MUBS AG %mead Ea~ aril ~es el
MoneyFt-ea se not iwsed ty die IOC.
Bank ad:6113 ire not protected by SIK Money kid
thins se protected by SIFC See "LOS Innset Somas
Saari ~on'
below.
Lbw. >as reaset bare« n to bark deptac may be
varhdrawn, and than of a WrayFund may be
ladated and the «coeds eared to roars
latre WS "dose
!Late nformatort aØ allible ftwerP orten.
.11.419 <Ward eterral 9.9 and yields. o 41.1494
lint
/40.0 W:a
lar Sing
f brae %Mon account protection
The Firn e a mentor of theStones ~ace Fran-ion
Corporation DSC), wekh «oath temate customers
of as rnerben to to IBCD.000 axhadie0 12S4(90 for
dorm fa cash) Øa in*" tea/we ~table Loco
NOO4 a id merman< 09 The SIK asset ~non
tires aapli to all as
that you hold h a petals
(Witty
The Ftm, weather nit tetan seines, hr. ,61
pschated tipplememt raft« The maim"
rnaLetrwable to a eatable deem witerreb wider
the prolachon
151:0 melon at of davit« t0. 7016
ymbyyt to he poky cord, iam and linaltan. cM 41
dye
n kit« reowtediat ay to St 9 melon tri the
eggnuve for al yore .stares hed n a partials
eta ty. A ful copy of the polry we
it ~glee
won rawest
nether the SIC «can on roe the ~metal
aaMOn8p1y10:
• Gran I nsxda attett caoreed by (and ncepbd
yea 4a0a*4 vats) but foldaway 1.0ffil*S hewed
SmOcts Foe eirckanain Q insane «tacit
ncladrg •artebb, anbates. and GJ ~es of nifliaal
hands registered nibs name, of the sox" holds on
the becks d the our a erle fl ed
• Indstnad <Kira.% a nesene edema, (e 0.
Imeed patnenhdis ri d wirno placements) rot re
not rag care ~tithe teanes Act of 1931,
• Canna:~ «exam (e9, !align ...charge ad
pre( ad metal <cream* "ten; fine. <crows
Ind onrooft`f (later antraCts; ad
• Depose accounts (nape art0kaas of clesxdin
CBS
Bak LISA. UBS AG U S branches and brit n ofre
SDK ~of Dap:4n Proym
The SK «oaten:in 191 the wzolotteniolprctElon do
nat apply to these awe% seem! they aflame cam
on >at stae eats. Te kK prolection and the
supplemental pret«tion ob not protect 109 Arget
in the meet vekt of ra investrnerts feather as a
mulled market ~omen. Mar bartnplrya
aldiesal
Dividend %investor* Program (Døl)
The pace tefletted it an arerage act 19J may obtain
Ile actual ace Iran Ass I inarice Ad its On)/ oenk
three me a-rebatedad« DR*. paid earn milte
sold Jedthetaw:II be deposited n pad ertent The
dividend 'enrolment pnee Roofedby Ike mud my
data ban the me« wee at and, WWPAnal/flfle1
We 99
CashOn4ire
(We' whole set "Vb. held m par scare drawn
woad loa panelin, at a ate of å dmidend
or ~roe. the Fern ma ether sellostdd wits al
men ace a sap* an .1.114.91 0elemted ts! a
~end ctesnasamity. ~fed., nar «con t
~neat <teenier
The reestrrere <beam rein* and
to
(VT account and may may bearer >LIS =ores
Paxx sdwt• tha Fen prornalbr n ?sing ol an/
siphon ^ant,. as >as lone cession a
~more ~does For ash scant held. you
choose ore of the folloong "ailment <Wettest
• Proace CurrentIncome arnstmeres seekrB the
genralon of same only
• Arkran C•plae Att. ninon( investments «tang
growth of «nape Idiot Wen tn. ~ram« ci
"one
• prod-a Con/snit/on otirkoma andCaPer
Ann- c baYon Inn-wren% setkirg banteh generation
el
"erne and growth of principal
Owe Ski:Silts
• Cones", SR., to ~Weld «asal rah
been* rid telatiley to the wan owe. nen
that mere the 4(14.91 all Meant, * renfitant
"cm, or roans and may reol Laio Ore erth
trfeon
• Modenw Meng to accept some me ts. pnncpal and
tolerate um weedy so so* lore retornt
• Anse
Will'g to accept l'41^/`
rd
hon rabble, to met No want met lent
• lentoy•r-t Ara* Comdr.!~ a, vtlactod, a
person of the pontolo la hat acceat my uthede
carper. urtege.[ lamed 'paddy »0 Tex«
valiant!
Sea
Tousehokfor
We may <000-0110 il fete... rocunt ~ref
nth
the lame xkless n the same entelope, e.g. because
they here omen who obo maroon pie sap"
/also...hen withother (kris al the same audn, I
>a prefer to mane tnd its statements mailed n
wont tethus, yd. nyry dodo. hateedobiro by
<erg yea inroalAdma
Friendly awn% name
Ihe herb) .toen name R 411.94.110.91.4 •taktilra•
Ø
by you to soot you wit, your noon:knee»
has ro legal died as your account. is not emended to
felled any straw. prodAt recommends«).
mestmentobjedne a rd: profile as:noted rah par
row,. antenna a promo> a garntet that torah
or ny Irrvlcia met <roe wit be Xhensel Al
• eomen( /add We ta d las. narceng Ito sad
ton of the mere "mimed Youcandunge you,
handy ward wows train OW. temt« or by
antacteg you FruriculAdmor
Accart
• vatic a pla ~coeds:omit&Net of 9911 and
• Asters skofta rdelable axis ba'encet maim fa
feeidadseconti (eat), and Glees In* Depends,
arealized ads to ~kn. and «nab ands not held
by lhoerm Don not netszle wooed stosibriassets
at the and« die prior and drat talaset ganOck.
ayse .rennearet ~ad stock options and
erni«dabb etea *phone
• Wolter rdtdet den balances atoning nurgn
fort <roe Inaa than account laesKet
• Cx...."anty Wand*: Total of ~trod zwalabb
oath tolarKet. plA 019041 tercet at all/Wed and
noneWeed brit
marey ~et mabad ILnd
tn.:opbalances.
M <toe of the IlaWasel prod
Nontormally
wede balances n >our save se
na
from other balances ski n Fern entry
toe ryåd these Inds n
«dory cane of its
barord. Pow finch re payable ter your demrd.
Tri total n "laded m the rurene prod cloang value
Led% ireftentlitiOn
fa bladed Samson on the Fren's brag practices
ad dulosues, refs to you, Clore talationthp
Agnomen or Secant Apieenrn tofte Genri
Tem ad Condtions LEG Boenere of Credit trinket
amiable IN A rep...«
2. .11,4 O1:5<k)1~1
SDNY_GM_00325521
EFTA_00 198296
EFTA01307562
Important information oho ot yam- sta te me ni (COnfinued)
Yde su
Vair staten. anes :toga, rd *er Mets held
nye accentd af the ed of re fl emen, prud Yen,
mw ad t«dehieyd bly pad satsmag fly fmo
vat mai Wen. Waan vod at ban toegooi dm
• alen arv bint* dut ontbeen Ary yerorya
trandered to to fim ding the statement pen:dare
bied at nadat val), al d the ond d the statement
pencd
• ~baai. h dettrmnna Un <On N» of IN
wo-Mes indook!! n ten :t element *here eiarrest
wit th* nutte<
LeS Fnancol Sonnet harend
ir Mormoon cblaned kom tonic citer Con LeS
inrod Seances. etasie?Mormilenkeen ~ha
Irma Mae you mag havo ~stad ,o yogs tinsti
Mos« thePrrn doos not od•prebrell vonly ce
'«senehu
acy
widty cd nl damden
Ø
oronded tyorces other than Laf tata Seraa
akhough LeS Fna-ceil Services genera
wiedes I» etend cn as a o mened the Firn
Ø
rot vonie arv invaren disl de donaten
rar:Ice'COft ban' ad •Ureeicedgielless'
amor* at ai ~draaf te datair«. Mosts,
okay da ~reken tu, niarnincer
~vwo' sak decncen, nar tze pØ
«
"erwt» Amontt transito.] to Natrem mal
fellod s»Wloss e-lamsla+ only lor te perod cd
Tine they se hek at the Ferm, More hotencal
maangen can be adiedby >cv Pescol Admoi
• effenend paindlossos neon dalsis nolabk,
rusard veedoed ~glom se talcutteedfce
nductot *tvry bes the kaam ce, data for
edred.sd key efer or mei nee rol lat cceraisseerh
fl ow ander Wanty e,orgn:xen oornet
Omleid and dar ran.~
tors ane santen
~chr* bb ro <och combnid to ~Lyon?
amagerl lot
" Trede dar" (storm galants ma
onanInrannatInn aide dale
• ealtable muffin Bvd% and v•Imed dak nut
mue• ah lor earYtedemobon wil be wksted
~I"
by lot trom amen; al Kost cd tuit
as.* bed nol* rum, ot n name** name lot at
<bents Cal kan ~kon
n obtared kom *ad
pal*, and as rong , rs nol ?«aaseed °thee <dl
lorres mal elf wen:hcola affect velt complet
van«.
wit be cronted koon reguen
• ~vak»
han Osptayed tor »<vist bid «her
pedant nl)/ be Nat« or ba« taan vN pro* tre
would nualk worg n the ~Ni Prat re
dataned from vargys tod Party »rites *Inch ne
below to be retabk. but ne do not ~ante thee
rotary.
- We gemak uw IN ciasing pek* aha" ~tabla or
the ~ot
thebd and ad. pica la bied
~mes n:epicentra-4 bipen ke 0TC
Platan
— Lets Wrak tradad ~In« raly be vod om» a
valsten mxIal
th* rnon mem price we
cqined ani renav nat reek, n actual makst cake
aval*,
— Canon poshims mar sper ~out a pik. and
wal show at 'vo. wand solide' d we Are
~k
tochten a pre tor J WO"-
- 0eposet« KOSneo dennenui in armee .%
der than u.S. doka re (*Naad ie th* ~hang*
rate ad dat :tranen date
- Per tenen »cv,*, train? n nomoriormeg
dencmnat ces, pree and *rely Iloco st) may
el* been zjusted to frikny* popes
To aria «aai quotaioni, vaar napt ak tamm
pat Framl Ikl•sor
• Prime investrnonta and atraradndues.
"trait nveyenal *:Vask (rchrteq deal
Voderts' Voorarm racer egale «lestbr[« slael
mat« ani senctvedprod-ch ae gentraly highk
•
Certananztvedvoich hare nos bom
mouttred wei th. Sens< os and beharrae
Cauwn,bna yde. ry toto >muit*, tm We
voordenimrod vans tor gade rateanen
sectreos Yd sturnred ;eo:besla nlormafienat
Ps0:4“ Mk Aukeirt d Ml gwaránteed
- These valesmay dal« stina‘140,<Itcen tag" d
any, ai wl,i(h a went ~wem *enly
itralured product nv; l»boatt a told and do
not newssody recensent the vals arts mw
rem Scwidron.
- Ihrd party eltrneles of vare re af of etrun
dar and re 1A004410 UBSTslatul Savces on
reSafre ban Pl aa edmenkee valanice tem
- lepra waal penner Ontgraat evrtenzal vaar
day, retuW.d to ho Firn by th* esuer.
waal panne" or ~not ad may be taalwed
bardon dikaere ~maan trom NI treed by
tod pinas to drive thee *nimrod wars
- You <an drain adStiand nfermation motoren;
rntnarkw wedt,' def minne the ogende ca
vatlue andthe Me ot te nionnationthat é the
buis sr the «taal* by <omweg sa Fpassd
Aden«
- thed parey nimrod vakes rnw be ribsled as
'14:e prood' in sewatsnuatons• ween re
rchotodre valt% on lam tos rot Ølod c•
~to
eØ
vare ~n
benen? Maft
*dl aminen,' eient Ne noned hat ~tata
late~ rei:~ vat re0 Cuarai. « *ken a
dlue avJd be hrolay wenkt., due to the nakie
of the se< unty
- Whon noch« an cour, astril panne< oe cprace
enmad sla nar a thrdpaly earnated vaal 6
prowixt the rat d th* ~nv yell be &irae
from es pvcNse pree
- '0ntrted ne,t to date mag ~ie reken of
<Mal, inorne a bath
• 'erdrui uni
eeprearly the nej ilsin
pene ps ind and nyn« rellen yes ~bate
- DOP and Wind FEIT uw bes re nat kneden a
nybenol :apen, entene, and are osteav
iland ad ron d re, con be sold Ihe pene
reeemed mat be len *we to per shag rimad
raio* promo«, n the stum natnu«
• Raerietad mooien Peranned ~ne< "Way
are not anorak digable Sart:~ lab. Lei Fna-nal
Strem von the mokte ome of to treestrcled stock
cd do sant sluw as an itaded wi). lor lto
restricied sicd, Prr porpases of ffli's atete0,entriy, To
the enen!~ reine led snaai es ae <had* lor sak,
do war me-NSmag be sLbsternidkr laf Pres te
imputed vale toon.
• la (estanated)Mconw. went yieltb and rats.
An mende of snai Mavo n bieden current
dinitml and ~raten. astrno tese mythes wil
be hella one ry kom statement date a raad
man, The «wao d enk, a gordel:no acctrxy
and ce"lnaid tma . re not guarantood
forma! snaai n(ome and narent weid lee
«elan h11>ei Of ~reen naald naad* aceton of
bravo' ce opdat gans *trit' reu ne ni
'same and wamt Weldi ~Idee emerald&
- Estimated rand ncome and <artnl yeld and th.
ackul mom and 'field mrt be bare se ?walm
tNn
ntenated amore
- An onnut* ol rewatrod racisme (dvdord «star
interen) drnied byde <Ween ~let
valafaweage balance e~
ante last dodend
ce meent parnent made by le nyem and
~rein te wevarideposts wel be hekla om,
koor),
kom Ie sa dementi:1:7e ce unit ma",
koor),
cortiard pel] se not geruid
• Am° not baad by VIS linancial Serekraa. Celen
Sneb" na heb by the Pm. end not nienes the
lires possmsian oe ccerol Thea anetes
dnplaytd on yw natmord for Sonar:nol
pØ
«ly Posiont and vabw peannerd ae
proededby tho asurn hem ues ~ui
Servet;
not nnpristde la ins nionnaten a-ddoesnu
oranta M reur y. ft, boself ae rol pecteded
by SIK or the Ferwsuadomental SPC camera,.
• Rans 'brits and additianal tompeewation
- b *Min-, to coneasscencn laks and 17b. I km
mened n connedcn wet, Ure doerbdon of naad
hands to OV <Irenes we andice or raio,* reco
mens ~na paren' Iran ~amen art<
Maat of rh') navol run* ta ne vol ~e
mam re bagid ca vwo delara ~neemt 0
dna amore of saki by UBS cd a porto», maat'
hid fata/ to oor <lont% and lis th* avet rak» d a
cortrcula enne krat trijs shows beid al er
fim
- We "e w alt IS eh* .dete ne, werdig and
omga.% omslag ten nomsderaton for transfer
agent weide tui nopende to Me ritualbundt.
Dow loos genet" "pad from mence attiet
tt nrktualbm and we afreed dosis amant »tod
enMerunt« of scant at to beckerdeake
holding miwl linds ol tbr Itrod byny
- In rldtOn to ornmnsonsrecereed n ocerection
wiel te sak or ditrbution ot amuty «nart. and
Vat '.enmen Mag rads toop (Ier" we ida
os adat reen eraan ~fa; ~asten
kon ensyd the enne <omarm oder weeg
te murw ontroom aflaat: of the normms
torrodnes v sponsen of te unit 000,10et ad«
~data
- b addeOn to (pinnISCntre(tmd Iran the
cv"», and sak cd ~strofe.
we a-t.
Olate mem? an assn.based nuror sharing
>samen, kom NntShien clanixdon. at wed as
tu-dino doe fe< hnclogy ctoolopmem, training and
edutaton
- 0v afladen oho reCeete varlag toneosen, ad
VN. coeptersaban from endril fr.* ad enkram.
~fan« Atace volant ao dalbun
- We veto* coreconsag o, Iran U3S Br* L6A, LeS
AG SurdordEtanch a-d noria*, dred bras
trost. au! cash snoep PrOg TM, IM
CCITIPOMX*1 mal be a montely pee ~I
fa ce
nayea paontagt of amatie dak depaot
axm
Acenity
nforrnrion reordna commosons and ah« ~ges
narren in rcenecten Maf ene eaarion of Veda
nykino goten vereaeterni nabeen neluded on
overneohons prenausk 'vertrad to )0J. and wil N
Vonded to wo volvet, en na»,
Short saline
you weegaged n short wen a ware', >eer may
ncw a ~ge ae totalmb:omrijcm% f« end
pa-to,tr seority.
Open Mots
tor:in; open ce '9:cd saczenekt «dm tut
ment *waard by da stamvod date, open boy and
tel flop orders se reducedby ree ~Oom of cimlonis
«mts re an eedradexts ce ex Dril date unies
nansted overwee byy u You ae responsiab lor
acties IN re ~wiedt»? lo >ar lande to cadet
"eng open ceders
Inreeg
To obtan a topy ot cv ornet Claim Privacy Notke.
Piersecontrt wei resafian Adwace d vol cao «thee
awaohsromromamosrt
- 16$ FrnancralSenices è note bank IN MA. Rensels
Servers Account BSA and OMA we brokten)
accounts naah vond. «tnt to Wring ~a
ani
praters drast arranp~s atm adf 'tred bras
ad meer thrapay brult and por des rom to
insame and anrorty voert. issund by wlhlded
fereehfrany ~no
~poon trast , nsuraxe
play *adie« 04 tin FnantdISennes
- Ivrant<r ~roe
ani snu ty «cd-ces
- tyl ICIC nyed • No bant g‘wreet• May koe wi.*
- MIA leraser thowaement Avant Busetat
Sonnet Atoom BSA, IRMA and nternabrui Retort*
Manaanment Moore re recystred tarwe maks d
Lei tromp., Scemn Inc.
- VISA n a ,gitterod ladask ol* ed by vita
Warmaand Sawa Atox dun and eted vair
kent the LEIS los credit <ad. .rd the LOS Visa
debt cards am moed by LOS San' USA wak
Mnrii,011ranVea V SA horporated ~her
tradomarks, reootwed traderva s, lome mets and
regnered tinne mons re of thee respecten
“nipanaes
ILOS Fired kerkse Me
Por 20IBIO
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