EFTA Document EFTA01368553

Classification: Confidential Felix, Please see attached. Sorry for the delay. I was having issues with OnDemand. I had to uninstall/reinstall it. For 15916650 it appears twice in OnDemand (CPS and FRB). Let me know if you need a pdf of the other instance (provided CPS}. The others only appear once. From: Felix Jose Sent: Thursday, March 16, 2017 2:14 PM To: Louie Vargas < Cc: Saam Youssefi-Rad < Subject: Fw: PRIME OFAC Case Escalation [C] Importance: High Hi Louie, Can you please try to identify the attached transactions in OnDemand as these transactions are expected to be screened in Hotscan. Best Regards Felix Sent from my BlackBerry 10 smartphone. From: Danya Friedman Sent: Thursday, March 16, 2017 9:59 AM To: Felix Jose; 'Alexandra D-Acosta'; Saam Youssefi-Rad Cc: Wayne Salit; Kripa Aryal-Moore; Cherie Quigley Subject: PRIME OFAC Case Escalation [C] Classification: Confidential Good Morning: I've got a PRIME OFAC Alert I need to escalate: 297715. It refers to an Outgoing Wire being sent to an account holder named NIKOLAY ALEKSANDROVICH GYROV, who has an account with SBERBANK OF RUSSIA (19 VAVILOVA STREET, MOSCOW), which is an exact match. The account has sent a total of 3 transactions to this person at SBERBANK (see attached). Please advise. Thanks! Kind regards, Danya Friedman Danya Friedman PWM AML Compliance Associate DB USA Core Corporation 5201 Gate Parkway, 32256 Jacksonville, USA CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0060350 CONFIDENTIAL SDNY_GM_00206534 EFTA01368553