EFTA Document EFTA01277957

(SUBS UBS Enancial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 itNP7003605783 101 5 VI 0 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number. Your financial Advisor. SCOTT STACK MANI LYLE CASRIEL Phone] Questions about your statement? Call your Financial Advisor or the Resourceline at 800-262-1000, account 029023692 Business Services Account October 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 (S) on October 30 (5) Your assets 34,095 76 34,172.33 VisItour wehslte: Your liabilities 0.00 0.00 www.ubscomffinancialservices Value of your account U4.095.76 534,172.33 Tracking the value of your account k 1he uc...3fICS 324 • 342 • Dec 2014 Sep 2015 Oct 2015 Sources of your account growth during 2015 Value of your account at year end 2014 $32,377.14 Net deposits and withdrawals 31,789.33 YOS nvestmentretunt Diwlend and interest income 55.86 Change in market valuii $0 00 Value of your account on Oct 30, 2015 534172.33 SDNY GM 00026430 member SIPC AN110002000(05783 N 36000001 1016 000000000 ell0C0 Page 1 of 12 CONFIDENTIAL EFTA_00 137050 EFTA01277957 *UBS Business Services Account October 20' L. Your account balance sheet Summary of your assets Value on October 30 (B) Account name: t :•.E41-1 S- PEET Friendly account name- Account number: Percentage of your account A Cash and money balances 34,172.33 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets $34,172.33 100.00% Value of your account $34,172.33 A Eye on the markets Index Your R nuncio, Advisor 7' STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. 1.195 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change October 2015 year to date 8.44% 2.70% 7.90% 2.02% 7.82% 2.53% 0.02% 1.14% Ann03020C0605784 ele70C0054360 COCO' tot 5 00C030000e4MyGm000264fige 2 of 12 CONFIDENTIAL EFTA_00 3705 I EFTA01277958 *UBS Business Services Account October 2015 Account name: 116 EAST 65TH STREET 11C friendly account n • 11 Account number: Change in the value of your account Cash activity summary October SW Year to date (1) Opening account value $34,095.76 $32,377.14 Deposits, including investments transferred in 30,001.47 390,054.55 Withdrawals and fees, including investments transferred out -29,925.50 -388,265.22 Dividend and interest income 0.60 5.86 Closing account value $34,172.33 $34,172.33 Dividend and interest income earned rot purpOses or tNs statement, tantrity of interest and dividend income has been determined (ton a US tin reporting perspective. Braid upon the residence of the account holder, account type. or product type, some barest arch dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) Income tares. The (lent monthy statement is not intended to be used and cannot be deed upon for tar purposes. Clients should refer to the appricatie tat reporting forms they receive from IBS annualy, such as the Fortin 1099 and the Forms 480, foe lac reporting information. It is the practice of UBS to file the Xs:kat:le la reporting formS vAth the US Internal Re Venue Semite and PR TreaSury OPOZIMTent. fri'ld in such loans accurately (rosary Ow:lends ardor interest as tat exempt or tatabSe income. Pleat consult yew inavdual tax preparer. October 2015 (1) Year to date (S) Taxable interest 0.60 5.48 Total current year $0.60 $5.48 Prior year adjustment 0.00 a38 Total dividend & interest $0.60 $5.86 Your Financial Advisor: SCCTI STACK MANLY} E CAiRIEL See account activity tha month for dealt. Mantes In your Sweep Options are includedin the cpenng and closing balances value FDIC Insurance/I:pies only to deposal at uas Bank USA, not to deposits at LOS AG, Stamford Branch Of bank deposits placed throw)) the UBSInternahona Depose Account program. SIPC protection applies to money market sweep field holdirgs but rot bark deposits Seelmportant irdonnation about your statement on the tat tvaa pages cf this document for detals October 2015 (S) Year to date (S) Opening balances Additions Deposits and other funds credited $34,095.76 30,001 47 $32,377.14 390,054 55 Dividend and interest income 0.60 5.86 Total addrtions Subtractions Checks and bill payments $30,002.07 -16,438 29 3390,060.41 -316,077.44 Cash/ATM transactions -5,183.00 -36,820.00 ATM fee rebates 33.00 mato Card payments -668.86 -24,839.43 Other funds debited -7,668.35 -10,668.35 Total subtractions 429,925.50 -$388,265.22 Net cash flow Closing balances $76.57 $34,172.33 $1,795.19 $34,172.33 SDNY GM 00026432 ANP7C0020C0605785 NV7003058360 COCCI 101S03CONCOOnCOCO Page 3 of 12 CONFIDENTIAL EFTA_00137052 EFTA01277959 UBS Business Services Account October 201 , Account name: 6 EAST 65TH STREET LIC Friendly account name: t '6 Account number: UBS Bank USA Business Account APY Your account instructions Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 $1,733.88 Closing UBS Bank USA Business balance Oct 6 $29,412.77 Number of days in interest period 29 Average daily balance $6,532.79 interest earned $0.12 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest perrod Sep 8 - Oct 6 Opening UBS AG Deposit balance Sep 8 $0.00 Closing UBS AG Deposit balance Oct 6 $0 .00 Number of days in interest period 29 Average daily balance $25,831.27 Interest earned $0.44 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important inkgmation about your statement at the end Of this document. Your return objective: Current income & capital appreciation Your tisk profile: Primary Moderate Investment eligibility consideration - None selected Your financial Advisor: SCOTT STACK MANLYLE CASRIEL • Your account cost basis default closing method is FIFO, First In, First Out. A r0.7C002000605786 NP7000058360 C000I toIS OOb000O00 CONFIDENTIAL 6StliklY_GM_00026Ogie 4 of 12 EFTA_00137053 EFTA01277960 (SUBS Business Services Account ociipLer 2075 Your assets Account name: 116 EAST 65TH STREET U.0 Friendly account n - Account number. Scale pikes, income and current vdues ShOnn May be Eppi()Amble. AS a kart gam aidlOsses ma/ DCI be accurately refkcied. See revertant intontaaon about your statement a the end of the d cumem tot more infornason. Cash Cash and money balances Cash and money balances mat include avalaie cash balances, UBS Bar* USA oSpout account balances, UBS AG Stanford Branch cb poot account bdances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC yaltin applicable limits, but are nod protected by SPC USS AG Stanford Branchdeposit account balances are not insured by FDIC and are not protected by SSC Money market sweep balances are protected by WC bin ale not insured by the FDIC. See the Important information about your statement at the endof this cbctrnent for details about those blames. Hddng 0pertng Mane on Od I(1) ClOung toleexe Pete per snare Average Dnidenel Interest Days ri on Oct 30(f) on Oct 30(0 tate period period Cash -4,530.20 -825.00 tElS AG DEPOSIT ACCOUNT 38.62596 35.042 33 Total 534,095.76 $34,17233 Your Nnandal Advisor: SCOTT STACKMANYLYLE CASPAL Your total assets vaue on Oct 30 (5) Percentage ol Cost ESSMated Intrent0 your account case Ot annual maitre (S) gain or loss (S) Cash Cash and money balances 34,172.33 100.00% 34.17233 Total $34,172.33 100.00% $34,172.33 Account activity this month For more information about the priedvalue shown for restricted securities, see Important information about your statement a the endof this document. Cute Actixty Your Quantity/ Description expense cede Fare wit* PricerValue (5) Cain amount tit Cash and money Mane IS) Sep 30 Cash and money balance $34,095.76 Oct 1 Rebate ATM FEE REBATE 3.00 Oct I Rebate ATM FEE REBATE 3.00 Oct I Rebate ATM FEE REBATE 3.00 continued ned page SDNY GM 00026434 AMPTC0Cg000605787NP7003058360 00001 10IS 00CC00000 00000 Page 5 of 12 CONFIDENTIAL EFTA_MI37054 EFTA01277961 cat UBS Business Services Account October 2015 Account activity this month (contrived) Date Actiuty Description e•prnt cc& Face raw fricelValue (S) Cash envied (S) Cash and money balance (1) Oct 1 Bank Card MTA VENDING MACHINES -3.00 32,043.10 Oct I Bank Card FOOD EMPORIUM 036742 .9.17 Oct 1 Bank Card Diane Reade 1111 3RD AVE -13.57 Oct 1 Bank Card ROOD EMPORIUM036742 -27.36 Oct 1 Bank Card CASH WITHDRAWAL -403.00 Oct 1 Bank Card CASH WITHDRAWAL -803.00 Oct 1 Bank Card CASH WITHDRAWAL -803.00 Oct 1 Interest UBS AG DEPOSIT ACCOUNT .44 Oct 2 Rebate ATM FEE REBATE 3.00 31,135.28 Oct 2 Rebate ATM FEE REBATE 3.00 Oct 2 Bank Card PRET A MANGER 0016 -5.43 Oct 2 Bank Card LE PAIN QUO11DIEN -6.95 Oct 2 Bank Card STARBUCKS 018509 NEW YORK -11.95 Oct 2 Bank Card LEX SOUPS TLC -13.48 Oct 2 Bank Card LEX SOUPS LLC -13.48 Oct 2 Bank Card CASH WITHDRAWAL -53.00 Oct 2 Bank Card CASH WITHDRAWAL -803.00 Oct 2 Bank Card Dane Reath till 3RD AVE -6.53 Ott 5 Bank Card PRET A MANGER 0016 -5.43 29,482.84 Oct 5 Bank Card USPS 35961400132801391 •19.60 Oct 5 Bank Card THE HOME DEPOT 6177 -64.95 Oct 5 Withdrawal ACH WITHDRAWAL AMEX EPayment -1,023.85 Oct 5 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 Oct 6 Bank Card FOOD EMPORIUM 036742 •10.44 29,412.65 Oct 6 Bank Card FOOD EMPORIUM036742 -16.75 Oct 6 Bank Card THE HOME DEPOT 6177 -33.82 Oct 6 Bank Card FOOD EMPORIUM 036742 -9.18 Oct 7 Bank Card LE PAIN QUO11DIEN -3.60 29,35922 Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 1006115 .12 Oct 7 Bank Card USPS 3596140014 -49.95 Oct? Bank Card STARBUCKS 18509 NEW YORK -3.54 continued next peg. Account name: 116 EAST 65TH STREET LLC friendly account name-116 LLC Account number Your Anuncio! Advisor• SC TT STACK MAN•LYLE CASRIEL ANP70002000605788NP7000058360 00001 1015 0000X000 ,I Gp,100026liejle 6 of 12 CONFIDENTIAL EFTA_00 137055 EFTA01277962 *UBS Business Services Account October 2015 Account activity this month (con:cosi Date Actinty YOur Quantity/ Description emenSe Code Face velue mcuyaue cash dimwit 01 Cash and money balarke TS) Oct 8 Bank Card PRET A MANGER BOIS -5.43 29301.37 Oct 8 Bank Card THE HOME DEPOT 6177 •48.88 Oct 9 Bank Card FOOD EMPORIUM 036742 -7.63 29205.22 Oct 9 Bank Card FOOD EMPORIUM 036742 -11.96 Oct 9 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES 46.60 Oct 9 Interest IRS BANK USA BUSINESS ACCOUNT .04 Oct 13 Bank Card CONTAINERSTORELEXI1GIN •1.94 27,495.08 Oct 13 Bank Card STARBUCKS //18509 NEW YORK -23.90 Oct 13 Bsa Check SAWYERS CONTROL SYSTEMS INC CHECK PAID 005015 •1,684.30 Oct 14 Bsa Check DYNARE CORP CHECK PAID 005014 -65.33 23,029.72 Oct 14 Withdrawal ACH WITHDRAWAL ADP D4FINCL SVC -1,680.61 Oct 14 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT JPMORGAN CHASE BANK, NA 4,917.00 Oct 14 Withdrawal ACH WITHDRAWAL ADP INF INCL SVC -802.42 Oct 15 Rebate ATM FEE REBATE 3.00 21,979.77 Oct 15 Rebate ATM FEE REBATE 3.00 Oct 15 Bank Card CASH WITHDRAWAL -503.00 Oct 15 Bank Card CASH WITHDRAWAL .60340 Oct 15 Bank Card USPS 3596140014 -49.95 Oct 19 Rebate ATM FEE REBATE 3.00 16,120.81 Oct 19 Bank Card CASH WITHDRAWAL -103.00 Oct 19 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT JPMORGAN CHASE BANK, NA -5,751.35 Oct 19 Bank Card CONTAINERSTORELEXPIGTN -7.61 Oct 21 Bank Card CASH WITHDRAWAL -203.00 15,920.81 Oct 21 Rebate ATM FEE REBATE 3.00 Oct 22 Bank Card LISPS 3596140014 -1.84 10,918.97 Oct 22 Bsa Check MICHAEL GRAY CHECK PAID 001064 -5,003.00 OCt 23 Bank Card MTA VENDING MACHINES -6.00 continued next page Oct 23 Bank Card MTA VENDING MACHINES -6.00 Account name: 116 EAST 65TH STREET LLC friendly account name:116 U_C Account number. Your Pi sandal Advisor. SC TT STACKMANTLYLE CASRIEL SDNY GM 00026436 A NP70002000(45709 NP7000058360 00001 1015 000030000 nein) Pag • 7 of 12 CONFIDENTIAL EFTA_00 I 37056 EFTA01277963 UBS Business Services Account October 2015 Account activity this month (cwfrived) Date Actiuty tog Nanny/ Description expense cos Face value Cash mcdvalue (S) amount CS/ Can and money balance (1) Oct23 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 8,698.43 Oct23 Withdrawal ACH WITHDRAWAL CON ED OF NY -2,131.94 Oct 26 Bank Card CASH WITHDRAWAL -803.00 7,898.43 Oct 26 Rebate ATM FEE REBATE 3.00 Oct 27 Rebate ATM FEE REBATE 3.00 37,672.33 Oct 27 Bank Card THE HOME DEPOT 6177 -26.10 Oct 27 Bank Card CASH WITHDRAWAL -203.00 Oct 27 Transfer JOURNAL FROM VI 23575 GHISLAINE MAXWELL 30,000.00 Oct28 Deposit DRECT DEPOSIT ADP TX/FINCL SVC 1.47 35,047.33 Oct28 Bank Card JUST BULBS -143.44 Oct28 Withdrawal ACH WITHDRAWAL ADP TiFINCL SVC -802.43 Oct 28 Withdrawal ACH WITHDRAWAL ADP DIFINCL SVC -1,680.60 Oct 30 Bsa Check GLT CONSULTNG ENGINEERS CHECK PAID 001066 -875.00 34,172.33 Oct 30 Closing cash and money balance 434.17233 Transaction Polio die dale Description Amount (S) Cash/ATM transactions U8S Vaa debit G MAXWELL Sep30 Sep30 CITIBANC009591 NY NY -$803.00 CMBAN000959I NY NY -$403.00 CIT1BAN0009591 NY NY -$803.00 MM FEE REBATE $3.00 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 Oct01 Oct01 CIRBAN0009594 NY NY 4803.00 CMBAN0009594 NY NY -453.00 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 Oct 14 Oct 14 CMBANC009594 NY NY -$503.00 CMBAN0009594 NY NY -$503.00 ATM FEE REBATE $3.00 continued next page ANP700020C0605790NP7000058360 00001 1015 0000X000 .0 SEIY_GM_00026,489e 8 of 12 Account name: 116 EAST 65TH STREET U.0 friendly account name-116 LLC Account number Your A nancial Advisor - SC SC TT STACK MANN Yi F CASRIFI CONFIDENTIAL EFTA_00 I 37057 EFTA01277964 *UBS Business Services Account October 2015 Account activity this month (contrived) Vareactlen Posting date Odle DescnptIon Amount (1) Cask/ATM transactions (osndnaed) tA35 Visa debts MAktitELL (continued) ATM FEE REBATE 13.00 OCt 16 Oct t6 C111BAN0009591 NY NY -1103.00 AIM FEE REBATE 13.00 Oct 19 Oct 20 CMBAN0009594 NY NY -1203.00 ATM FEE REBATE 13.00 Oct23 Oct23 CMBAN0009591 NY NY -1803.00 ATM FEE REBATE 13.00 Oct26 Oct26 CMBANCOD9594 NY NY -1203.00 ATM FEE REBATE 53.00 Total transactions 45.133.00 Total rebates $33.00 Account name: 116 EAST 65TH STREET (LC Friendly account name: 1 )X Account number. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Ttansactlon date Posting date DeactatIon Amount (S) Card purchases Les Visa debit: G MAXWELL Building/Home improvements Purchases Oct 01 Oct 05 THE HOME DEPOT 6177 NEW YORK NY 815274000171118434 364.95 Oct 02 Oct 06 THE HOME DEPOT 6177 NEW YORK NY 815275000163590391 433.82 Oct 06 Oct 08 THE HOME DEPOT 6177 NEW YORK NY 815279000159791389 $48 88 Oct 23 Oct 27 THE HOME DEPOT 6177 NEW YORK NY 815296000157085890 126 10 Total - Building/Home improvements 517335 Sep 29 Oct 01 Duane Reade 1111 3RD NEW YORK NY 985272000160014227 11357 Sep 30 Oct 02 Duane Reade 1111 3RD NEW YORK NY 985273000218414345 16.53 Sep 30 Oct 01 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 59.17 Sep 30 Oct 01 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 327.36 Oct 01 Oct 05 USPS 3 5961 4001 32801 3 NEW YORK NY 075274418143977509 $1960 Oct 05 Oct 06 FOOD EMPORIUM 136742 NEW YORK NY 080000000000000000 11044 Oct 05 Oct 06 FOOD EM PORT UM 436742 NEW YORK NY 000000000000000000 116.75 continued next page SONY GM 00026438 ANP700070C0605791 N 36000031 1015 00CC0000Ca00000 CONFIDENTIAL Page 9 of 12 EFTA_00137058 EFTA01277965 *UBS Business Services Account October 2015 Account activity this month (contmed1 Transaction Otte Postmg aalt ONcralon Arn0unt (1) Card pu rchases U8S visa debit G MAXWELL (continue Rurchases (continued) Restaurants Transpormoon Oct OS Oct 06 FOOD EMPOR1UM *36742 NEW YORK NY 003000000300000000 19.18 Oct 06 Oct 07 USPS 3596140014 NEW YORK NY 000000000000000000 44995 OCt 08 Oct 13 CONTANERSTORELEX1NG NEW YORK NY 165282000183028839 11.94 Oct 08 Oct 09 FOOD EMPOR1UM*36742 NEW YORK NY 00)300000000000000 17 63 Oct 08 0c109 FOOD EM POR1UM 436742 NEW YORK 1,1Y 003000000000000000 11196 Oct 14 Oct 19 CONTAIVERSTCRELF_XING NEW YORK NY 165288000141032430 17.61 Oct 14 Oct 15 USPS 3596140014 NEW YORK NY 000000000000000000 14995 Oct 21 Oct 22 USPS 3596140014 NEW YORK NY 000000000000000000 11.84 Oct 26 Oct 28 JUST BULBS NEW YORK NY 595299980015326395 1143.44 Total - Purchases 933632 Sep 29 Oct 02 PRET A MANGER *016 NEW YORK NY 055273400000067806 $5.43 Sep 30 Oct OS PRET A MANGER *016 NEW YORK NY 055274403000105118 $5.43 Sep 30 Oct 02 STARBOCKS 118509 NEW New York NY 165273000664162868 11195 Sep 30 Oct 02 LE PA1N QUOT1DIEN NEW YORK NY 0552742866813900249 36.95 Sep 30 Oct 02 LEX SOUPS LLC NEW YORK NY 435274104014214842 413.48 Sep 30 Oct 02 LEX SOUPS LLC NEW YORK NY 435274104014217837 113.48 Oct 05 Oct 08 PRET A MANGER *016 NEW YORK NY 055279403000063252 15.43 Oct OS Oct 07 LE PAJN QUOTID1EN NEW YORK NY 065279286688801556 33.60 Oct 06 Oct 08 STARBUCKS*18509 NEW New York NY 165279000653736740 13.54 Oct 09 Oct 13 STARBUCKS 018509 NEW New York 14Y 165282000359333179 423.90 Total - Restaurants 993.19 Sep 29 Oct 01 MTA VENDING MACHINES NEW YORK NY 465272000197260398 13.00 Oct 21 Oct 23 MTA VENDING MACHINES NEW YORK NY 465294000150359215 56.00 Oct 21 Oct 23 MTA VENDING MACHINES NEW YORK NY 465294000175002733 16.00 Total Tran sportation Total Card charges $15.00 1648.86 Account name: 1 '5 EAST 65TH STREET LLC Friendly account name: i '6 Account number: Your Knancid Advisor: SCOTT STACK MASYLVIE CASRIEL ANP70002000605792NP700005836000001 1015 000030000 CONFIDENTIAL y_Gro_0002ffl 10 of 12 EFTA_00137059 EFTA01277966 SUBS Business Services Account (-2,_5_,Ler 2).5 Account activity this month (contrived Cateepy Cuneni pencid(1) Yes iodate 04 Card purch s as umnarlL 135 Ve,3 .11/././ Building/Home improvements 1173.75 11,080.22 Communications 10.03 1210.35 Employment related services 10.03 133.55 Purchases 1386.92 19,657.98 Restaurants 593.19 11,842.92 Transportation 115.00 $4,352.70 Professional services 10.00 17.647.63 Miscellaneous,Unclassified 10.00 114.08 Total card purchases 5668.86 52443943 Ohle Activity Oescripliai Mrount Money balance activities Sep 30 Balance forward $0.00 Oct 1 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 34,095.76 Oct 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 10/01/15 -2,052.66 Oct 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 10/02/15 907.82 Oct 6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 10/0915 •1,652.44 Oct 7 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 10/0915 -70.19 Oct 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 10/0915 0.72 Oct 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 1907/15 -53.55 Oct 9 Withdrawal UBS BANK USA BUSINESS ACCOUNTAS Cf 10/08015 .57.85 Oct 9 Withdrawal Transaction Limit Reached UBS BANK USA BUSINESS -29,301.37 ACCOUNT Oct 30 Closing UBS Bank USA Business Account the UBS Bank USA Business Account is your pommy 'weepoption 50.00 Sep 30 Balance forward 638425.96 Oct 1 Withdrawal UBS AG DEPOSIT ACCOUNT AS Cf 093915 •4,530.20 Oct 1 Withdrawal UBS AG DEPOSIT ACCOUNT -34,095.76 Oct 9 Deposit UBS AG DEPOSIT ACCOUNT 29,301.37 Oct 13 Withdrawal UBS AG CEPOS1T ACCOUNT -96.t Oct 14 Withdrawal UBS AG DEPOSIT ACCOUNT ASCf 1913/15 -1,710.14 SDNY Griggigar Page Account name: 116 EAST 65TH STREET ISC Friendly account name:116 U_C Account number. Your Finandal Advisor: SCOTT STACK MANYLYLE CASRIEL MO70002000605793 NP7000058360 00001 1015 000:00000 ;700000 Pegs 11 of 12 CONFIDENTIAL EFTA_00137060 EFTA01277967 cat UBS Business Services Account October 2015 Account activity this month (continued) Date AcWity Description Asrount (S) Money balance activities (continued) Oct 15 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 10/14/15 -4.465.36 Oct 16 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 1015115 • 1,049.95 Oct 20 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF ICJ lg 15 -5,858.96 Oct 22 Withdrawal UBS AG CEPOSIT ACCOUNT ASCCU/21/15 -200.00 Oct 23 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 10122/15 -5,001.84 Oct 26 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 1023/15 -2220.54 Oct 27 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 102E/15 -800.00 Oct 28 Deposit UBS AG CEPOSIT ACCOUNT 29.773.90 Oct 29 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 1Ci -262900 Oct30 Closing MIS AO Deposit Account 939047.33 Account name: 116 EAST 65TH STREET LI-C Friendly account name. 1 Account number: Your Mounds! Advisor: SCOTT STACK MAIE LYLE CASRIEL me OS AG Deposit Accoum is your secondary sweep COCA ANP70302000605794 NP7000058360 00001 1015 000030000 End of statement for account number Y1 23692 55 CONFIDENTIAL 1Y GM 12 of 12 EFTA 00137061 EFTA01277968 Important information about your statement %BS Fiaancial Stain Inc (the rim or UnFirwrocialSereket Is a mentor of al pavasal security. canmodity aid cows edurges Usst in/sod *Yee and UK BanIUS4 ay Siva subtal ant of UBS AG and /farm of LOS Sooskies u.0 lhefrnts Maud swain it eatable upon *cunt the Fn's exeClerealneS at a U3S Fmasdal Swill fric 1200 Haber littlfead Yaohaak at NJ 07086 lhis stuntmen reprewcohe only Octal reaed of >wain Emma Servies axount Other MOM* except onset tat documeets. coating conletn3 data shouldnot be ;teed upon if you Wow More n at enact 0•16001. floe add it rrynaliatc n wring to Mel3fach Matur of to oft to sect; you amount Alalaagh al trio tow are Mundt, b be arrate. Staithint data Todd rot be used for tat puposes Re9 soken on ye tend to lam be.. Form 1099. SOB. 10425. etc) thin peeping sour ingot." Mot in is remand by Ian to recon to he RS al tato) le dPidends. atonal. non Laub* evelvinds ad watt non tuned en secuntes heU n your account net proceeds on sae vanuctons and cost baysoncotan curd %nape, Cammunicillom with Be Firm • PINS. reconfirm ay oral Ornn.atorts nwrnngt0 further meted yaw mint ncbdng mingles under the karma; Wen, Protection Act (SEA) • rl Che frurtal instrlann on the top Mt of the lint of the sinernmi is not IBS FitinfaalSonna instal Sento canes SW accord as dearkg tineby areigenwti not the adicated matron We Intoned sou of no rotate, Mn you cored this account In this cat you heds and sand is re looted a 185 Wurioal Won aid not the drodurg brad. aid you roust mate a report of any woe or amain to both in All aCCOunt subareas shall be deemed complete rid adds*. d not Objelei TO n snug Wein 60 clays • Please direct custard 0:mutantsa irgumat to the taw: Chord Ralits Dlyitlerit 201-35216990r Ionia. a 1500-354-9,03. 8 00Am toe 03 pen ET Moir( throup resat. a n retng to uBS manual Ulna. IrK. Clem Raton, Neater •int PO Box 766 Unon City NI 07(07 • ti case of errors a WHOM au! an ekoomc boas transit.' (t11 bid parnmt ce U3S Yet data cad threadtoos, call 806762.1000 or some to U3SEnanCal Sows hc, IOCO Harbor .6th I bat Weehmket N) 070.86. Ann iMMSSA Savoie Cal a wee as soon as pa cart d ?whisk yar stawnem or Wept 6 atOrg Oe d you need more intonation Lout atbrofcr on the stnenta or ',apt The Fen a Card now (as atOlOble)niug her Iran sou nO tiethin 60 OA alter the thmSeit pu the fist statement on rein the tens or problemtowed - Ratite sow runt ad accow number (II art - Deady he MO. Or the water pu re wage abed. and£Qtan as deity x sou dm My pu Came 4h al error or au you need mire elan), ion - Frofide the data arum a the stnpoced•fra, 1119 Woof Cad low wit ihatigateyOtr<O11ptint ale will MIK! any nor pronvly Plowmake al dads pays. to the Pallor to bowie want ncicaed cot tv kw of this Pawnee h akt tal to agar axOult feces. account may be snap to mamma to feet charge: Ice Isepyre,* fa saurtes pUrchno andchars fa srpad amounts n oath axunts Accounts ma are natant 10 Mini Marton, may be :Lena to a mauler tee UPS Sweep Optim UPS offers °Mos for swept? cach batrce5 baaxes to bank deposits at UBSBart. USA aid UtS AG Stretford anal (Bark Swap hogrons). moneyMarket Mita hods None, hats) arid the hurristional Depose Accown C0Alfor dustmen with as intonational Comte Management Amount Walt. Iht Eta Sweep frOllann. CO. Wanes re swept so LOS Bat USA up b M eta awed Wee and thee 10 LBS AG Stamford Brand a a Matey Furd Deposes at LOS Bat USA are CDC Mired n accordance with rules For rum :leonine pare out warn lac got Deposits a LIPS AG Podoed Branch ad *Wet ca/alfy Fin& riot alluredby the FDC. Through the On evadable to rah Agana; aro snout to deposit accounts a IBS AG lleetYork Win and UBS/4 Caplan (neon Monti/opal% ire na nwed by the CDC Balseces het ate WS AG Catlin Binh ate two/wily oposed TO The wastes 6* of theCarnal lilts and mete is no guinea olser obloaten of US$ AG to repay them emos ink on the UPS Cayman's Bran's boas Deposits al URS Bat USA rd each UPS AG Brach at 6:4 pnwod by SIC Money Fund shies se proceaed by SPC See 'UPS foaled Sewn Account Rotation' be Open you repo batrmes b he Bat Weep Programs or OA maybeMIX/at ad Owes of a Monedund maybe hatted rd thewends returned to putt you, Winton 'anti Further nlanbign son aultle cheep *puts. iodating wart mutest ram and )iens n tit** a woes itscariswelyiens from your f natal thisor cc by eating 806762-1000 UPS Randal Services meta reunion The Firm is a reenter of the Saunas Mega tants Como:wet (SPC2 WO pro was mottles wools of es motes to to 1500000 (nada; 1250.000 for dams for call) The SPC a:ws actectal tents *Oh Id all mows na)oethic' n a prate, extanty The fart touter swell onan II dates. has also pordups1 uppiancotat vendee The rtuanum =Guy payable to all NOW cant, coax-brogue* Mi; protecion 6 SSW melon as of Dinette tO. 2013 Wars to he poky ardour and fritatent can at the Pon ifunher protected fa' up to SI 9 mdkn n he anegae for all your axotnisheU n a pointy capatay A full may of the poky 0,Ordng 6 Nara. upon ,t9ast The SIC protection at ere supplemental prawn° both do not Split° • (enaranaial axes controlled Wand eiduted n rot actait value) but had away rom Sermon (eg. coon (loth a UPS Bark UT cat at U3S AG Stamford braid, Id) mutate acacias n(lawg web* arta I es. ad gel than of mutual ludo rage roam shays re reg awed testy n the nine a the aoo,rt holier on the hocks and remit of tie rob:able OW a trader agent). • Cent rentarimni contexts or nforment mourn (09. 'mad worships aid prvaeplawerds) to are not registered tato( the Sorts Act of '933. at • Corms:dew casino to 9. fast in,thar90 and preits metal contract madh9 foxes commas and onwoOY option antrads The SCC protection and me ntplarviotai prot•cton do not tay to these assetsWM d they Ottenyee appea war mammon The SEC prouder, and tit %upturn% protaton do not protect again dun?, a the motet vain. Of 'air tiestnintsedether as a result a mato zo ernint. moo bat -coda of Plisamtsd More iWmlaons tails Poem most Yo.t may obtan ewe domains about SEC, Mdudrgi the SPC Braria• by cormwrg SPC at 202-37i/330Oct by Wing tie SIC nitrite ahow Swat? Dividend Re Mermen Program OW) the pan ref *Chi 6r anger pna Tat may °bean the actual gaze ?ran sour rounoal Annor Only ramie nres are Futtoad talet•PlIt. partial Mates wit be soli and the cash ml be deposed in sots amours lee dlion-C1 wives/neck prKe ailaphed by the issuer mill deer from tee main prima aids the paha Mao st• sold Cactielit Only %tole unit try be held in you wont I pu are entitled to apt:aloe as a rend dab/tend paten or othanvice. me Fin w1 ether al partial tacs at mate price a accept an wool Onanstal by a tegiSteed &any army. am credo you account leyermentogleahres The nwitnient obeciees and et prof le are specie to halt acoxim aid may vary bowel Rea noise the inn pommy n erm9 of any tar(Cant Ott I your divisor shunt or neestirwo awed; For eads account hell )Cu choose one 01 she fo berg wetted objects • Pedigo Conon: :Nome Ineelenents retain; the genialin of inome only • Arline Qpilairopannon hvennunts inning 9romh of pa to.' fah. than It* ginelatOn of nate? • AreacceCOmenafen of Incorre and ChaTtAlreemclal mantweits seeing both ono gierwaion of Mona aid gowetoe prnoPal Oswalt risk panics • Consent., Sets to %wreath intim ultimo% Wh low risk aid volt lily 10 the =ant %eft en if ma means the amount does not generate ignif ant 410)(r*Of returnsal eta/nokeep p.xe yah int 1010 • Ailoolowas lAillna to accept omen* to am:0 at tolerate virrinclailitym sot higher Multi • AinreSIO., wen; to axed hgh tilt tO;rnopal ad hgh vanity 10 Wahl' rag/agree brae Statement lleucchoklier We may consolidate al WPM ZecOnt Statefilftili tan the sane a ren n the sweet...lope Ace:sturdy curetted he this rcnow bead they hat wren eho aim matain pent nouns relaionsho rah other dents at the sane address this prance 6 Moan as howelooldn9 • I pi( peels to rewire inflator noterrents mind e maw* CONFIDENTIAL dwarves — you nay WM. tont Oleg by ding your f rowel Adeae Friendly account name Te*Friendry attest nano ref kat Oared., that you entered ai the Hens online steces mince It 6a customizable *mutant' chosen by you a aza Sou will you reorteryto It he no legal eted on you wcoum 114:u on cage ens Finlay ataint names. trout Onto Senors Ce byettacun; SN &taxa tdebor. Attune wayiew • vabe of sea wounaprfecod NB 01 diet and liadlnp • Asia InClutki *alio* ad bagman wits lot remitted away ) and Gkbof Tao Deposits unrinlizod maks to motet cents wets not held bythee-an Does not mcbdeunpnad onbiltelassets dve .alt the per and curet staterrem pooch ce White ntstriallv awed slothalters altleoeCit.lb le stodt options • Otattes hada OAR batman. (outdomar tors. pet Mt short accoum bates • Cos ony balances Tots of teireossed online can biancos. pkt U1S Bat USA deposit bather. UPS AG Stamford Stanch depose balances and nxner matte ennead lam sweep balaxes. a the close of the statement pent/ wctommo ty h e own Deland h goat ant arena segrema ed from NWbatmen and Me Forms, use any a these hens n the ordiwy course of es baits These funds ▪ payabio tpon wur demand total 6 naiad in no cow twit dosi-9 value Lending information fa detaiNtl olcemaion onthe rm. tientleg p • aClatt and dicloctst et, Sot to yaw ChM RPM beitp Agrelghttli or Accorrt Auwaiml rod the General Tans at Condemns UPS Statuses% of Cite Practices fl ab* n agfeemeat and Chaos des a sosishiraggsgrjaaSs= Your tato Yof Statintenl itintaSSFOSit*S and other aSSes held n the aombni at the end of the Amerman wit You may dt foe bitted of Ivey paid eases at ay tine You may receit stavio used a ban collated ter Pat9.alian balance cue on nem Any sennties trandened b clang the others period att lined a motet halters a the end of the statement pencil • Cost basic h dettanhng the cos: tuns of the sedates induded n the statement SWe nutted heti the rafter '1: UBS Firuntai Streceshas rebid on Warrant Maned from sources other than 1111$ f taxa Swats. naidng nlarnalon Iran wed Ids or mat you may An pivoted to your lawful Anna TheFilm dots not naintedently forty Or guranttelho nay a vaidey of sty itormaen provided by sources otter Man USS ennui Sewtes m addtien Shout LOS Fivtdal Sends goodly updates this dormaxn as c e wetted the Wm does rat provide away:otos Mat the nf tomato %rider 'Cost ball' a 'Iantired ganittv is a:actual ten die of this tiltaitM AF such please do not rely cn this Worm* ion to rule corollas' a tae eedsces. la tat mooted a otierrien Acccunb Unstated to the fen may reflect ginnoss nformann only for he perad of time they ay held a the Pim Morehinorol Hamann Can be added by yew FinarUal Addy • Untestedsalmi bites whin dsai scalable eartrec znyalw :meow r2 0 ,3;a12: foe SDNY_GM_00026442 EFTA 00137062 EFTA01277969 Important information about your statement (Cal bnued) afridalsotrity kots te tasexten data fa islinzbal lets maya ma, not rel ka anynksam chagesaidor seausty norren/n evenas Malend lid ode« aromaat lou and srtornálk ptachze bh are <Pat COrlbned tOd4:43/One.WErard lat te • lrade doe' <Mom presents te afpaal trassaten trabdare • Case markies tandt and pekeed stod tal te daag <alt lor eayredmponnil besekten erpatiaty by et tom aØ aR aardes of that wee hen n out none ce n ~me natte for oer dan Calbare Mora crs is °barenkom tisod pabo zul ns rota» rol gualYed er GIM laatst essay wou stat could allen nek( complete relommen wil be praten tØ rog-ost . Cortftwas of depot (ais) (bs are FIX meredups $293.0a) n betond and satan wurmt pr. &pastor and pa istramery ritmen. n acradana wit iTS: niks • pricentio tas omplant f« starres and otte produai ta/behit« « bont thri te ome tal you /duld toont recent in te ~kei PrCeS are °Manen Immenst niid paty ;custos M.a. webeheer te rebta, bat we do not garde> eek axuracy - We geeray ne to denng pret tehm a,ábbt, ce tel ruet er te bu aal ask aces fa 'sten *asem ni opat oren ybd prees lor OTC stoots - ten aar at trad warme: may bt celtanga p rabat°, merla Ce tenen Ween OM we Obtai"ed and mag nol reikt an alun main pree or wat - C nat poobans mayageat walmt apex and ma show tpret was rot acilable' d we are tante to obsais a pee tora mora - Dophom Or Saar tes dearnIndtel n »:en desoen« tal U S dollars as rel ledod .tt the eraturgehne m of te downste date - For cenan 'tunes vadeg et non-canormisg densmnaton ace and gualay «ace valse) may hat boei asylrod hekalp pope Vetoavl To «nat turen: Waas:OS neon datable. max yos Franoal Maar • let" Inseennwma and etroautsdproduaw Prent -medina-e saurtin (nclidng dirm yasepation praats and redenne waarneem Utift maant* ad frotteed panda, at genet" Nihil MOM Cent situatie, prostaat han n« bon reaniorcd ent th* ~Pad and 00 ~ (osmosen cet "kg any start tantes Om We potas tstmded sabel ta privat teutere smoes arm senaat., proton br riem.* cnalputoanonly Accurage rot ,uraned - ihee vilues maydifter sanurcallyfran padl, d xvi al Mm waait nwstrnere waas« structured penen marbe Itcuot a fok! mol do not necemanly ramen the vale you may rans Was Ithstslann - Th ral patty esimaes of vaat ar as of a oenan die ral ae kepen to OSS Inwaai Savas on a regi br boa by an tapen:Sent vabation fm - "ba Santen Paa' cd sans« etmaal mbo, d any. aft suplen to te in by te tuit general partner a *donor and rory be afgaand band cn dikwet itfornabon trom mat vod by thr pankt to dort thee witaal vlas - Youcn maan addianal iltomaten regning the rrethobology und to detente the minute of vake and the doe of he hforrnson ta h to ban (Or tel tartte byanlaah9 ser tesinde ackisor - 11*0 partymannen vaas may be afknel as 'Not pent« n 'end sameet tenen an islepenant valuatie" tem lts not maant anno:k ba aØ 3 vwo v onter baan» ira* that a moord wort ha amen that win alla ~uni reponed valg te3 <Negen. te ~aval» ~kl te highly toenaam* duo to to naroe of the Øy - Pasen nat« an issue, coma panne< a sponsor maaien vitainot a uranny en rand vaneis prorded prvaue of me naast wi bedaagde!" ot namat poco - teflon, to dare mav hardtoeten cd cash, mand cr both • Ohinslf sen na' re:deint, te mulolleng pene fl ut rs may rot riflen yoa con bok • Ittatined markies Resincted secunts poseraty oe not atnttytegble for Ook sa* UBS toema 5e-nzel urs the ~ot erica ot to inrukt« no& el tel tarnt muit' a n neuten tak* falke restand steds br ;gnosis of tis sznexem or* TO the watt tlw restrted wartel are OIO* lor sak te vake romen may be subtuntity Int man Oe immited .sut tiovn • En. (flinatod) ioØ ansatyields and ram. An enimate of area home n baad en tarnt talmt and iswea ras. asunit the venaltin *albe held lor ar yes Iran statement date or aa fl an/ The ellin3te is «tbr 3 gudeline. aCCuracy as, °intreed Mant ae rqt gaar teed - Ed takel ~ka name and arm, nat lor anal Ussesol wood es °had teute a rent of aha:0 or (.tata gard twhei Or thé en høne ~aam yokl) would be *ventte, - Eitented anus name dild afrent vatl and te actuti norm and veld mght be kimt ce higher tri tel manated amant - An tam» ol nrealced ramt (dviderd ander «area) daded byte dia.« mak« vabflaw balata 6 Wied «I te ba diciatd Or •11~1 payrent oude by te naar a-4 ~Onaf te %nat indamt wil be held'« Om pa Iran th* starts« date or ntdmaurty ataracY and coaten yell at na geraamd • Matinee held kyaas finandel write femm aseer ae not held byte 9nn arvs not wat te Fims pastels«, or anvol Theo assen as aptmed n Jaur seatentrn for :Sommend pannes ony Posinas rk yam versteld ae romlied byte kaam limt Ul5S Fnanca Sereas e nol reponsble lor tb Maan» ani does na Banke tt aCtanCy niefe asseos genet prOkeled by SEC ss te Pont roja MC maar • novontat Sad% and addkbnaleenmensadom - b odlake lo »mansom oe taks rad 12b.1 lees name/ n connearn wit thedestrtulon of ~al fireds toto cis:solswend« ta attaae nekte revende toog wants trom dabutors »dor atison ol the nubi funds ta we solt These amens opbied an ene dingen °warrant; 0 Oe altoos 01 satsbytes ol a pat cuLa maa tund lama% to oir dient. ad bb te aso vno of a praat TINT ILndlantlit tenthead at iel Inal - maxi~ altante ab> recette retmang and ormetprocessing lets n oradeaten lor tender agent "km tut wo wood* to to ntrual funds These Iets pentrany as pad tm ratnor sits M te netel luid sid ae aflod dolt< anion basen on rustte ol accants at te koter-dear holdingmuur halsel ma ftrd laniy - In Mekt to oranscoS ratten n ornedion wen me ab or darbuton of arnuty omvat ad oh wederai bon units to al denn he and our alt» recu* meeat tang arepenSatice Ironi Wenyol tie nonmontre indetrang mo assay afwon atifassol the henna amant «sponsors ot te urn ~nl INAS aertute - Ott alaam aso recela aaiing commones ani oaser earprntation vom anaal tands and wc* ompram 1.~ re *acts we distbutp - We rente al anus tee ten USISSanc USA ak UPS AG Stangen Bralt olup to 125 pet annint seteiting to te bars lakte the UPS Bint Swap Prograns ~dei tomdon rogardng corrtniats and ot hef charge maand fl armenco Wen the tremden of vaas& en:borg anion Vansactonshas been naaien ce conInsaons prent* Km tel to your and reil be posided to you pomp* ore repren Short stang you re «gages e. ton :Oho nosity ycy may nar a (bigt du. TO remt boeforng oasis la OM palcula tata Open loden ReSszding Ot/en a' '90004ihranCelled• «den that Wite not efauted byte flensen, date open ba axl seal sap aten oe rotan by te 31113UOt of ~fonds« rgfes co as esdiadontor tennist date urn mand otter by you You ae remomble lor orders thai are estated tit to pui lastte to cancel burg open orden Tab witheldbg en ~ons faam Uit findal Station IRM teelka tas kerrregures l$5 innaai Se secs to rent« incont tas kom yoa tata lel taillet cm, tut you mrt doe not lokave haanelt or instaat you nat dec, to have las reisheld a ne a walmt avant a sou toost Vekt tkcon vil gemat e effectund reek& by you You may rente sur *Waan a aay lto byrn.tn9 a new enaenllpu do rol bat enoush roomt ter waant from muf danbutions. you ray be reiscesble the prefs of tsidnxente `tom mal nar prima iI one .neoups ~I ani ro enbuted la parminis se not «MS ZO Wit tacoblimticn ishor» To obers a copy ot ow corat (ba Pret Nitiar irae moto you F nasaal Anno, ot vist oe, vota a: yen oe comentoneary U3Sfinancial Men b not a bat Tbc Ww. &neon 544VCeSiaxoult PM ani OMA as Ø'age lattltS rilst mede access to bat na ser.ss ani proton dros* aringrann vat aftlated bart rol ot« Mild party balks and prints nat to hoont .rad znafy gedaas isseed by unad aard tal tata ervan, aflos*, Heugt mina agency lubtlaa es of utS FilanCad Snauw be imminsys. niurne. and ontsla protots list tbc haal • NO bank panama May IOSO val.< leitA RESOurteMalag~ aCCOUlt Business Saam Maant PM OMA and nternabonal Resoace Maugartn CONFIDENTIAL Amant as regenend wade mats of UPS roandel Se vies Int VG Ssnaturo is a rogissired stipt mot ol Visa Imannonal (.BS Wa Sonate oen cards nd U3S Vita dan cards as deed by U(35 Balk USA vit mammon trom v ca u S A tiseporated UPS Financul Services Int Re. 201407 SDNY_GM_00026443 EFTA 00137063 EFTA01277970 c;It UBS UBS Financial Services Inc 299 nark Avenue 25th Floor New York NY 10171.0002 ANP70076105491115n Y1 0 Account name 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number Your financial Advisor- SCOTT STACKMAN/LYLE CASFIEL Mond Business Services Account November 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the Resourcetine at 800-762-1C00, on October 30 (5) on November 30 (1) account 029023692 Your assets 34,172.33 16,153.55 Vlsitour website: Your liabilities 0.00 0.00 viww.ubstorndinancialservices Value of your account $34,172.33 $16,153.55 Tracking the value of your account S Thousands 37.4 24 2 16.2 Dec 2014 Oft 2015 Nov 2015 Sources of your account growth during 2015 Value of your account at year end 2014 $32,377.14 Net deposits and withdrawals Your nvestmett return NW:lendand interest income Chance in market value Value of your account on Nov 30, 2015 -116230.03 SDNY GM 00026444 $644 $000 $14153.55 Member SIPC ANP20002000610549N icesiUto.re62 00001 ills 03000c00010000 Page 1 of 12 CONFIDENTIAL EFTA_00137064 EFTA01277971 taUBS Business Services Account November 2015 Your account balance sheet Summary of your assets Value on November 30 (II Account name: 116 EAST 6511-1 STREET L1C Friendly account name- 116 LLC Account number. Percentage of your account A Cash and rrxmey balances 16,153.55 10000% Your current asset allocation B Cash alternatives 0.00 000% Total assets 516,153.55 100.00% Value of your account $16,153.55 A Eye on the markets Index Your Financial Advisor SCOTT STACK MANLYLE CASK'. • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury bills:. 0.21% One-month LIBOR: 0.24% Percentage change November 2015 Year to date 0.30% 3.01% 0.55% 2.58% -1.54% 0.95% -0.26% 0.88% ANP7C0020C0610550 N1q0000f0962 CCCOI I 115 COCO3C000elefehy_Gm502644se 2 of 12 CONFIDENTIAL EFTA_00 37065 EFTA01277972 SUBS Business Services Account November 2015 Account name: 116 EAST 65TH STREET 11C Friendly account name:116 LLC Account number. Change in the value of your account Cash activity summary Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value November 2015(Si Year to date (1) $34,172.33 $32,377.14 0.00 390,054.55 -18,019.36 -406,284.58 0.58 6.44 $16,153.55 $16,153.55 Dividend and interest income earned For purposes of INS statement, treat:city of interest and dradend income has been deenninect Dint a us lm reporting CenPedist. Bated upon the residence of the account node:. account type, or product type, some interest antral dvidend payments may not be subject to United States (US) an :I a Puerto Rico (PR) Income tares The dent monthly statement is not intended to be used and cannot be feted upon for tat purposes. Clients should refer to the aOreCatle tat reporting forms they recei* from UBS annualy, such as the forms 1099 and the Forms 480, foe lax reporting information. It is the practice of UBS to file the 8:04sCade lac reporting fom15 with the US Internal Revenue Sehlte and PR heavy °eosin-rent and in such loran accurately dasafy Erdal Interest as la/ exempt or 'sable erre* Please consult you' InCladual tax prepare( November 2015(1) Year to date (S) Taxable interest 0.58 6.06 Total current year $0.58 $6.06 Prior year adjustment 0.00 0.38 Total dividend & interest $0.58 $6.44 Your Financial Advisor: SCOTT STACK MAN/ LT LE CA 5N.i EL See Account admity the month tot details Mance' in your Sweep coons are inducedin the openng and closing balances taut. FDIC insurance applies only to depasin a u85 Bank USA, not to deposits at U85 AG, Stamford Branch or bank deposits placed !brawl) the UBSIntemaiond Depose Account program. SIPC protection applies to money market sweep fiord hddin3s but rot bank deposits Seelmportant inSormatton about your statement on the last Mo pars cf this document for detals November 2015 (5) Year to date (t) Opening balances $34,172.33 $32,377.14 Addtons Deposits and other funds credited 0.00 390,054 55 Dividend aid interest income 0.58 6.44 Total additions $0.58 $390,060.99 Subtractions Checks and bill payments -l3,353.91 -329,431.35 Cash/ATM transactions -3,812 00 -40,632.00 ATM fee rebates 12.00 152.00 Card payments -865.45 -25,704.88 Other funds debited 0.00 -10,668.35 Total subtractions 418,019.36 -$406,284.58 Net cash flow -$18,018.78 416,223.59 Closing balances $16,153.55 $16,153.55 SDNY GM 00026446 ANP700070t0610$51 Ne70030E0962 00031 1115 000030000a COCO Page 3 of 12 CONFIDENTIAL EFTA_00 I 37066 EFTA01277973 4t UBS Business Services Account November 2015 Account name: 116 EAST 65TH STREET U_C Friendly account name.116 LLC Account number: UBS Bank USA Business Account APY Your account instructions Interest period Oct 7 - Nov 5 Opening UBS Bank USA Business balance Oct 7 $29,412.77 Closing UBS Bank USA Business balance Nov 5 $28,403.40 Number of days in interest period 30 Average daily balance $5,969.12 interest earned $0.12 Annual percentage yield earned UBS AG Deposit Account APY Interest period Oct 7 - Noy 5 Opening UBS AG Deposit balance Oct 7 ¶0.00 Closing UBS AG Depose balance Nov 5 $0.00 Number of days in interest period 30 Average daily balance $17,641.15 Interest earned $0.33 Annual percentage yield earned 002% 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important in kemation about your statement at the end of this document. Your rotors objective: Current income & capital appreciation Your dsk profile: Pm:fly Moderate Investment eligibility consderation - None selected Your financial Advisor: SCOTT STACK MANY LYLE CASRIEL • Your account cost basis default closing method is FIFO, First In, First Out. ANP7C0020C0610552WOCO000962 COCO' 1115 00C031:000 0liftypa_Gm_000261410e 4 of 12 CONFIDENTIAL EFTA_00137067 EFTA01277974 4UBS Business Services Account November 2015 Your assets Account name: 116 EAST 65111 STREET 11C Friendly account name:116 LLC Account number. Some ones, name and current braves Shown may terapproxiirlble. Asa ream. gains ard lOsses allay nol be accurately reflected. See important inforinabon about your statement a Ine end of ths et cumeM for more intornason. Cash Cash and money balances Osb and money balances may Ind ode. avalale cash balances, UBS Bank USA deposit account balances, UBS AG Starkrd Branch deposit account warms and money mates mut ud fund sweep Parkes. UBS Bank USA deposit account balances are Insured by the I cac Warm applicable limits, but are not protected by SIPC. UBS AG Stamford Branch depaat account balances an not inured by FDIC aid re not protected by SIOC Money market sweep balances are protected by SPC but are not insured by the FDIC. Set the important information tout your statement at the endof this docorrent for details tout those balances. Openng balance Closing balance Price per share Average licidng on Nov 1 ($) an Nov 30(S) on Nov 300) rata Cash Your /I sandal Advisor. SCOTT STACKMANLYLE CASRIEL Dnidend Interest Days n palled period -875.00 -48.26 1.135 AG DEPOSIT ACCOUNT Total 35,047.33 16,201.81 Your total assets 53417233 516,15335 value on Nov 900) PeKentacft Cost BIMated Unrearnel your account bats (5) annual Infant NI gan or loss (5) Cash Total $16,15.3.55 100.00% 516,153.55 Cash and money balances 16,153.55 100.00% 16,153.56 Account activity this month For more information about the prkeimlue shown br restricted secunties, see important information about your Statement a the end of this Cocument Date Actiity Your QUOIN)/ Description trialnla code Fate eta PricaValtse (5) Cab stunt (S) Cash and away NNW. IN Oct 30 Cash and money balance $34,17233 Nov2 Bank Card GRACES MARK EIT1ACE -70.74 34,101.92 Nov2 I merest UBS AG DEPOSIT ACCOUNT .33 Nov 3 Bank Card LE PAIN 01.)3TIDIEN -3.60 continued next page SONY GM 00028448 Aste7C0030C0610553 NV7003060957 COCCII II IS 000:00000 10000 Pag 2 CONFIDENTIAL EFTA_00137068 EFTA01277975 *UBS Business Services Account November 2015 Account activity this month (ccotrivecf) Dale Acorn DesulptIon roer tante cod, °tiara, Fete eneervalue Cash anoint CS) Can and money 'mania 8/ Nov3 Bank Card GRACOUS HOME -32.18 28.953.93 Nov3 Bank Card FOOD EMPORIUM13610 •40.42 Nov3 Bank Card GRACE'S MARKETPLACE -57.76 Nov 3 Withdrawal ACH WITHDRAWAL AMEX EPayment -5,014.03 Nov 5 Bank Card EOM EMPORIUM #36703 -12.00 28,403.32 Nov $ Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 Nov6 Bank Card LE PAIN QUOT1DIEN •14.15 28,312.65 Nov6 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 11/0915 .08 Nov6 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Nov 10 Bank Card STARBUCKS //00821 NEW VORK -3.54 25,792.03 Nov 10 Bank Card NST BEST BUY 11531 031946 •14.05 Nov 10 Bank Card MTA MVSA•42ND ST-GRAND C -20.CO Nov10 Withdrawal ACH WITHDRAWAL ADP Ta4401k -802.43 Nov10 Withdrawal ACH WITHDRAWAL ADP EEPAY?GARNWC -1,680.60 Nov 13 Bank Card LE PAIN QUOT1DIEN -3.60 25,668.77 Nov 13 Bank Card RICKYS NYC 102 -6.52 Nov 13 Bank Card RICKYS NYC 110 -29.33 Nov 13 Bank Card RICKY'S NYC 115 -52.17 Nov 13 Bank Card WHOLEFDS MTE •1 226E 577 -31.64 Nov 16 Bank Card STARBLICKS 000821 NEW YORK 3.54 25,646.90 Nov 16 Bank Card T MOBILE 9192 •16.33 Nov 17 Bank Card DAWAT RESTAURANT -6034 25,586.53 Nov 17 Interest UBS BANK USA BUSINESS ACCOUNT .17 Nov20 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 25,509.93 Nov23 Rebate ATM FEE REBATE 3.00 22.042.59 Nov23 Rebate ATM FEE REBATE 3.00 Nov23 Bank Card UNLEASHED 5706 -14.33 Nov23 Bank Card SMILEY •21.00 Nov23 Bank Card CASH WITHDRAWAL 1,003.00 Nov23 Bank Card CASH WITHDRAWAL - 1,003.00 Nov23 Withdrawal ACH WITHDRAWAL CON ED OF NY -1,432.01 continued neat me Account name: 116 EAST 65TH STREET LLC Friendly account name. 11 Account number Your Knancial Advisor: SCOTT STACK MANYLYLE CASR1EL ANF700CQ000610554 W7000060962 00001 1115 00003000C~Inees. ,,,t,„,« y_Gm_00026,Me 6 of 12 CONFIDENTIAL EFTA_00 I 37069 EFTA01277976 SUBS Business Services Account November 2015 Account activity this month co:Au-Imo Date AcnYty YOur Ouandly/ Desulotion event code nce Mut rriceyaue (T) Cash amount NI Can and money balance CS) Nov24 Bank Card A&A DISCOUNTS -10.84 18,147.10 Nov24 Bank Card PRET A MANGER11016 .12.28 Nov24 Bank Card EMBASSY WINES AND SPRITS -2068 Nov24 Bank Card EMBASSY WINES AND SPIRITS -41.36 Nov24 Bank Card PHIUPPE BY PHiUPPE CFO -77.30 Nov24 Bsa Check FIGH POWER CONSTRUCTION COR CHECK PAID 001065 -1250.00 Nov24 Withdrawal ACH WITHDRAWAL ADP EEPAY1GARNWC -1480.60 Nov24 Withdrawal ACH WITHDRAWAL ADP Tafid01k -802.43 Nov25 Rebate ATM FEE REBATE 3.00 16,306.86 Nov25 Rebate ATM FEE REBATE 3.00 Nov25 Bank Card CASH WITHDRAWAL -803.00 Nov25 Bank Card CASH WITHDRAWAL •1,003.00 Nov25 Bank Card Dane Reade -40.24 Nov27 Bank Card LE PAIN OUOTIOIEN -7.90 16,201.81 Nov27 Bank Card GRACE'S MARKETPLACE -97.15 Nov30 Bank Card JUST BULBS 40.13 16,153.55 Nov30 Bank Card URRNYTICKETS •11.50 Nov30 Bank Card PAPYRUS 42234 -15.13 Nov30 Bank Card LARNYTICKETS .11.50 Nov 30 Closing cash and money balance 516.15335 Account name: 116 EAST 65TH STREET LLC Friendly account n • 11 Account number. Your linandal Advisor: SCOTT STACK MANLYLE CASRIEL Transaction Posting date date Description .tur•aunt ($) Cash/ATM transactions USSVese debit G. MAXWELL Nov20 Nov20 CITIBANOOD9591 NY NY 41,003.00 CMBAN0009594 NY NY 41,003 00 ATM FEE REBATE ATM FEE REBATE 13.00 53.00 Nov 24 Nov24 CM BANCOD9595 NY NY 41,003.00 continued next page SONY GM 00026450 ANP700020C0610555N /maroon'? 0001 111500603C000 1 0000 Page 7 of 12 CONFIDENTIAL EFTA 00137070 EFTA01277977 SUBS Business Services Account November 2015 Account activity this month (contrived] Transaction Posting Account name: 116 EAST 65TH STREET LLC Friendly account name 116 LLC Account number: Your A sandal Advisor: SCOTT STACK MANYLYLE CASRIEL date dale Description Amount (1) Cash/ATM liklionlinued) Lan Va.> de G ~WELL (continued) CITIBAN0009594 NY NY -$803.00 ATM FEE REBATE $3.00 AIM FEE REBATE $3.00 Total transaMions Total rebates Trarnation Posting date dale Description 43.112.00 $12.00 ~cunt (I) Card purchases Les Visa debit. G MAXWELL Communications Nov 12 Nov 16 T MOBILE 9192 NEW YORK NY 305316000159044588 $16.33 Rarbases Total • Communications $1633 Ott 29 Nov02 GRACES MARKETPLACE NEW YORK NY 335302720320928704 170.74 Oct30 Nov03 GRACE'S MARKETPLACE NEW YORK NY 335303720022492435 $57.76 Oct30 Nov03 FOOD EMPOk0M #3670 NEW YORK NY 335303720024474167 140.42 Oct 30 Nov03 GRACIOUS HOME I NEW YORK W 385304200099300928 132.18 Nov 04 Nov05 FOOD EMPORIUM 036703 NEW YORK NY 000000000300000000 $12.00 Nov 07 Nov 10 NST BEST BUY 41531 0 NEW YORK NY 000000000000000000 $14.05 Nov 10 Nov 13 RICKY'S NW 102 NEW YORK NY 665315001460681249 16.52 Nov 10 Nov 13 RICKY'S NYC 115 NEW YORK NY 665315CK/1460687352 $52.17 Nov 10 Nov 13 RICKY'S NYC 110 NEW YORK NY 665315001460688330 $2933 Nov II Nov 13 WHOLEFOS MTE RI 226 NEW YORK NY 495315000192084909 $31.64 Nov 19 Nov24 EMBASSY WINES AND SP NEW YORK NY 895324980009723393 120.68 Nov 19 Nov23 SMILEY NEW YORK NY 055323432530000440 $21.00 Nov 19 Nov23 UNLEASHED 5706 NEW YORK NY 515323000105885594 $14.33 Nov21 Nov24 A&A DISCOUNTS NEW YORK NY 625326980001839493 $1084 Nov21 Nov24 EMBASSY WINES AND SP NEW YORK NY 895326960009723391 14136 Nov 24 Nov 30 PAPYRUS # 2234 NEW YORK NY 005329100232213433 $1513 continued nAvt one ANP700020C0610556NP7000060962 MOD s 5 000000000~1~y_ Ght 00024illie 11 of 12 CONFIDENTIAL EFTA_00 1 3707 I EFTA01277978 *UBS Business Services Account November 2015 Account activity this month (continued) Transaction date Posting date Ciescnotkin Amount (1) Card purchases lcontinuah) 1.65 Visa debit G mAkWEtt. (continued) Purchases (continued) Restaurants Nov24 Nov 27 GRACE'S MARKETPLACE NEW YORK NY 465328000146561024 $97.15 NOY 24 Nov25 Duane Reade NEW YORK W 000000000000000000 $40.24 Nov 25 Nov 30 JUST BULBS NEW YORK NY 5953299803 15326399 $10.13 Total • Purchases $617.67 Oct 30 Nov 03 LE PAIN QUOTIDIEN NEW YORK W 055304286688800979 $3.60 Nov 04 Nov06 LE MIN QUOTIDIEN NEW YORK NY 055309286688801048 $14.15 Nov 06 Nov 10 STARBUCKS 400821 NEW New York NY 165310000627027757 $3.54 Nov II Nov 13 LE PAIN CtU011DIEN NEW YORK NY 055316286688800413 13.60 Nov 12 Nov 16 STARBUCKS 100821 NEW New York NY 165316000690791259 15.54 Nov 13 Nov 17 DAWAT RESTAURANT NEW YORK NY 595318006136950128 160.54 Nov 19 Nov24 PHIUPPE BY PHIUPPE NEW YORK NY 975324286288801 4C6 $77.30 Nov 20 Nov 24 PRET A MANGER R016 NEW YORK NY 055325403030315351 112.28 NOV 24 Nov 27 LE PAIN QUORDIEN NEW YORK NY 055329286688801333 $7.90 Total - Restaurants RtIMAS Account name: 116 EAST 65TH STREET LLC Friendly account name:11611C Account number. Your PI nandd Advisor: SCOTT STACK MAbi LYLE CASRIEL Transportation Nov06 Nov 10 MTA MVM•42NO ST-GRAN NEW YORK NY 435311004060428543 120.00 Nov25 Nov30 LIRRNYTICKETS JAMAICA NY 435330004033214431 $11.50 Nov25 Nov30 LIRRNYTICKETS JAMAICA NY 435330004033252340 Total • Transportation $11.50 $43.00 Total Crd charges Category $86545 Cu rem reiloc(S) Yes todate (IT Card purchase summa icc,t C: BuiklingtHome improvements Communications Employment related services Purchases $0.00 $1,080.22 $16.33 1226.68 $0.00 $33.55 1617.67 110,275.65 continued next page SDNY GM 00026452 ANP700070C0610557 NP70c0060962 COCO 1115 COCC00000 ~IWO Page 5 of 12 CONFIDENTIAL EFTA_00137072 EFTA01277979 *UBS Business Services Account November 2015 Account activity this month «0ntnved Canc.), Card purchase Norma (continued) Les Visa debit G M4kWELL (continued) Restaisants $188.45 $2,031.37 Transportation $43.00 14,395.70 Professional services $0.00 $7,647.63 MiscelaneougUndassitied $0.00 $14.08 Total card purchases Date Activity f065Á5 Deutiplico $25,704.00 Amount (I) Money balance activities Oct30 Balance (Inward $0.00 Nov2 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 34.172.33 Nov 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 11/02/15 -70.41 Nov4 Withdrawal llEt5 BANK USA BUSINESS ACCOUNT AS OF 11/03115 -5,14799 Nov6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 11/0915 -550.61 Nov6 Dep0Stt 065 BANK USA BUSINESS ACCOUNT AS OF 11/05115 0.08 Nov9 Withdrawal 085 BANK USA BUSINESS ACCOUNT AS OF 11/06/15 -90.75 Nov 12 Withdrawal UBS BANK USA BUSINESS ACCOUNT -2,520.62 Nov 16 Withdrawal U115 BANK USA BUSINESS ACCOUNT AS Cf 11/13115 -123.26 Nov 17 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 1111E/15 -21.87 Nov 17 Withdrawal Transaction limit Reached UBS BANK USA BUSINESS ACCOUNT -25,64690 Nov 30 Closing UBS Bank USA Business Account The MO Bane USA SUI, ness Account n your oilman/ sweep cption Oct30 Balance forward $0.00 535.047.33 Nov2 Withdrawal UBS AG (DEPOSIT ACCOUNT ASOF 10130'15 .875.00 Nov 2 Withdrawal UB5 AG CEPOSIT ACCOUNT -34,172.33 Nov 17 Deposit UBS AG DEPOSIT ACCOUNT 25.646.90 Nov 18 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 11/17/15 -60.37 Nov 23 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 11120115 -76.60 Nov 24 Withdrawal UBS AG CEPOSIT ACCOUNT AS Of 11/23115 -3,467.34 Nov 25 Withdrawal UBS AG !DEPOSIT ACCOUNT AS CF 11/24115 -3,895.49 Nov 27 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 11/2915 -1.840.24 Account name: 116 EAST 65TH STREET LIC Friendly account name-116 LLC Account number: Your Nnancial Advisor: SCOTT STACK MANYLYLE CASRIEL [uncut pedocKS) Yes Iodate (S) continued nod page ANP700C00C06105S8NP70C0060962 00001 MS 00000000 1~„ 111Y GM 10 of 2ting 12 CONFIDENTIAL EFTA_00137073 EFTA01277980 (SUBS Business Services Account November 2015 Account activity this month (COntrilleCO Date Money balance activities (continued) Nov 30 Withdrawal UBS AG CEPOSIT ACCOUNT ASCf 11127115 -105.05 ncinnly Account name: 116 EAST 65TH STREET LLC Friendly account name: I 16 LLC Account number. Your PI sandal Advisor: SCOTT STACK MAN LYLE CASRIEL description Amount TO Nov 30 Closing UITS AG Deposit Account The U85 AG Dep091ACCCunt is yOut secondary SwEtP 0001, $16,201.$1 SDNY GM 00026454 ANP700020C0610559NP7003060962 COCO 1115 00C03C000 10000 Page 11 of CONFIDENTIAL EFTA 00137074 EFTA01277981 *UBS Yournotes m =. mom'- CONFIDENTIAL EFT,00131073 EFTA01277982 Important information about your statement U3S Fiuncul Senates tc. the F im or UBS Financial Services) is a merrter of all prima:almost); ammo* and colons embages. LES Frergial Services aid 1.85 Bank USA are rdrect abdomen of WS AG and affiliates of LIES Searitin U.C. The Fim's financial statement is available upon reopen. The Firm's townie off ices re a: tinancul Sykes M. 1200 Harbor Eadward Weehawken, NJ 07086 This statement represents the city official record of war LBS Financial Series" mast Other month, rapt off kid tar dot-unmet. coreaning ccriliding data should rot be relied ran If you befit* there is an emx or omission please repot h immediately n *rang to the Winch Manager of the office prang your account. Allnart al haws shown are Intended to be accurate. statement data should not be used for to purposes Rely sae& Gnats-end USX loon; (i.e., Form 1099, 5488. 10425, etc.)whinprepwrgyour we return. The Fin, required by law to report to tie IRS all to divident, report*le re:nip:able dui:lends and tattle Merest eared on %sunlit' Feld n was acct, net proceeds on sale uansactexis, and cost bat ion certain covered so: rain. Communications widi the Finn • Please re-confirm al,/ oral cormarscabons in writing to Curter protect your rig*. iradeng you rights cider the Seckritin Investor Protection Act (WA) • t the finax ial katitition an the tee let of the hem of this stremert is not LES Financial Senkek ILSS Financial Services carries nos account as clearng broker byma-gement wish the nolcated ansinknon We Wormed you of this relmorehp when you opened this OCCOJII. In tit cask your Ards and searkies art located a U85 financial Senates and rot tat it:acing broker, ad you mac mace swoon of ay ma or emission to both firms. All accant statements shall be bared compbte ad accurate f not objected to in wring within 60 days. • Please divot customer complaints or nopkies to he RM.Clem Relations Depavnent a 201.352.1699 or toll-free et OW-354-9103, 800 AM. to 6:00 P.M FT Monday through Friday, or in *veto to U3S Fnanoal %Prices hc, Client Relative Dena-Meat, P.O. Box 766 Union City, N107087. • in can of errors or aerate: re about an electronic fu-ch transfer (FD. bee parent cc UBS Voeclebit card vansactions, call 9:10-762-1000, cravat to UBS Financial Services ex., 1000 Hatcr1314, 6th floor, Weehawken NI 07086, Attu RINOSSA Senates. Cal a wait as loon as Fat can if you INV yam statement or receipt 4 wring or if you need more iffonnatian Axes amender on the matemere or remise. The firm or Card lower (as appleabltimust hear from you no later than CO days after tie Finn sent you tie fin statement on which the eta or rabbi,' append. - NT, ip /9i rnznr ani rr nirri-or t - Desote the error or tie kande( you ere inure Cott and explain as dealt as yeu cal shy you helve t is an error cr why you need more information — Fronde the dollar amount of the suspected emu. The Firm a Card Issuer val aweaiame sue conaart and MI correct any error prompt,. I we take more tan IC/ Wines: days to do tit we mil crock your assault For the rasa you thiric b in each so tat you will have to use of the morey thing the time it takes us to complete Our MestOation. Pleasemake all checks pay-tale to the Fm., or tie franca' insteution rdcated on tie front of the statement F. aiikan to regular accost fees, avant, may be subject to mamma. lees, thetas for lite ptimmt for tenth* purchases and charges kr unpaid metres in cash account's. Accounts that are trarderred to other iretutions maybe subject to a trawler lea UBS Sweep Orem UM offers optim kr moving cash balances, balances to bank deposits at UBS Bak USA and WS AG Stanford trench (Bank Sweep PrOgrarne, money market mutual luxe (Money Ftn) rdtheentoratcnalDepost Aaron Manta customers with an Imernitiznal Imam Management Account. Through the Bank Sweep ProFarre cash balances are swept to IRS Bak USA up to an est:tasted knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at Urn Bank USA are FDIC Hued in accordance with FDIC rules. For more inkrinetit pease kit rowildic Deposit at L(35 AG StanfordElra-ch ad Maas of Monty Funds are rot instred by the FDIC. Through the Ok swath to tat Winces are swept to depot* accounts at UBS AG New Vol. Branched LBS AGC wan Branch These deposits are not inured by tie FIX. Balances held at tie LBS AG Cayman Brach are tempera* closed to the sovereign irk of the Corr Islands, and there is no quarareee or other oblation of LBS AG to repay to balances while cache LIES Cayman's Brach's books. Deposits at MS Bait USA and each UBS AG Branch are not protected by SIPC, Money Fund shays are protected by SIPC See *U35 FS-uncial Services Accent Poled:en- bebw. Upon scar respest, balances in to Bank Sweep Oregon, a IDA may be withdrawn and shorn of a Money Fund mat be liquidated, ad the prated' returned to you a you sautes accent Feather Remotion about available sweep *pions, Hides oarent leered rates and HIce, b available at wimatickecordsweeppelck, from your Financial Advisor or by rating 800-762-1000. IAIS Financial Sendai arceentprotaction 71-a Firn it a member of to Secuilin Investor Protection Corporal:4n (51PC). which protects 'mutes accost of As members up to SSOO,C00 (ncladng 42t0,000 for claim for cash). The SIPC asset protection limits aPPIPS, all recut tat you hold in a pettiest,- saucily. The Fkrn, together with certain affiliates, ha also purchased o.ppbrnentalgrotection. The mairrun annum miser to al *habit tents, cored:ay u-der this protection is 1500 millon a of Decenter 10, 2013. Stoma to the policy corditons ad Imitations, cash a the Firm is furor protected fa ma to SI 9 million el the axnegate to Wrote amounts hold in a particular capacity. A full copyof tie cola, wading is available upon request. The SIPC protect im and the supplemental protection both do not apply to* • Certan financial assets controlled by (and kidded n your account value) bat held away Morn U85finaxel Services (e.g., certain 0) cash at uBS Bark. (i) cash at LBS AG Sumter-drain*, (id Horace* poach including variable annuities. and 60 shares of mutual finds where such shares are registered drecdy n the nave of the account holier on tie tooks ad records of to applicable hoar a treroler awl). • Certain imesimal contracts or immanent interests (eg.. limited partnenhjas and prime placements) tat are rot registered under the Securities Ad of I933; ad • Cornnodilies contacts (e.g , foreign evohana and prise Cus metal caveats) ;tato** f aura, ant/acts ad commodity option contracts, The SIPC protects:nand to suppamental protection do not apply to these asset, eten 4 heyotherwise appear on yea Materna*. The SEC plotter ad the scPakernental protection do not rioted egret tenon in the melee vane of you investments (whether as a result of market monement, issuer brkruptcy or otherwise) More information is are* term reatest You may obtain more informaion about SPC, radio the 51K Brochure, by contacting 51K a 202-371-8300a by *sang the Slit website arratw.alptoop Dividend Raiwirtanant Program (DRIP) The pee reflected is an average price You may obtan the actual price from you Fnancial Advisor. Orey whole tares re purchased under DRIP; partial shares wil be soli ad the cash wa be deposited n your rearm The dviderd reinvestment pricesuppled byte issuer may offer from the market pice at which to partial shares are sold Careteelieu Cnk whole units may be held in yoke account. if pot ere muffed to a pal al unit as a result of a &Wird partnere • otermse, the Firm *II ether sell panal Was at menet pie a accept an amount determined by a regard clean* agency. and credit yea accost Investment objectives the mestere °blames ad nsk profile av ipecac to each account and may Hyharem Please rise the Firmpromptly ;n wean; of any sicniltart change in sox financial situaicn or ntestmert objectives. For each CONFIDENTIAL account held you choose one of the following Mesment objecteer • &oda-e amentbxomt. lin-Pim as setkng the generation et income any. • Actin* °peat Appreciatetn: Investments waking spew* of prncpal rather than the gem/ration of e. • Produce Combination oilman. and Capital Appreciation: Mesiments seektg both tie generatcn of ncome and gporth of itt ttal. Overall riek profiles • Consewarke. Seeks to maintain Mini creeps, with low risk and volatility to the a-cou-n weak even cut means the accost does not genteel* PTA cant r erne or noun-, and may rot keep pace with natation. • traferate. WillPg to accept sane risk to pinepal and tolerate some votatairty to seek hirer returns. • Appetit*: Wiling to accept hit Sr to principal ad hip whiny to seek highreturns over time. Statement Ilouseholdtie We may consolidate al related account statements with tie sane aides n the same envekge. Accosts may be related Ice this purpose becaae they have owners who also maintain join accost relationships with other climb at the sane address. This practke 6 known as •housel-olire? R you prefer to receive idnedual statements marled 0 Separate envelope.- you may decline hauseholding by rang yOUr Handed editor. Friendly account name The Friendly roast name reflects int ration that you entered cn the Firm's onlne services webute. It a a ciatornitable *nielrarny • chasm by spa to art spas wish your recordkeeptig KM no legal effect an your account. You can (ha-peyote- Filendhccotnt Mint, thaur Orilre Services a by contactrg you Fina-cial Advisor. Acuson overview • Vakce oimo• accountkortfo. Net of assets and liabilities. • Asxa 'mazes avail* cad, balances, vast Ice restricted seamy list 1, and Global tine Deposits, u-realzed marts to market and certain awes not hell by tie Firn. Does rot include unpreed seartie0assets at the end of the pior and arrant statement periods, or prima rareanwits, palmated stock options and evercaable stock anions • tiankies Includes debt bslarcet outitarding maign Ions, credit Ii r, port account balances. • Cashaeoney balances. Tonal of uninvested available cash balances, plus UBS Irk USA deposit barces,UBS AG Stanford Emrich deposit balances and money make named fund sweep balancer, at the claw of the remora period. Nonicarmodry See credit balances in your accost are rot segregatedfrom other balances ad to Sim may use any of these funds in the ordinary course ch its ttainess. These funds a* payable upon your domed. This total is included in fa curare period closi-g value. SDNY_GM_00026456 EFTA 00137076 EFTA01277983 important information about your statement (continued) tandem information Fre deladed informatCp on the Fim's lending practices and &xi:oyes. refer to yeti Cent Relatachip Agnostic or A«cint Agreement rd the General Team and Conditon% UPS Sialorrwd of Creed Franke available in Agee** an< 1 Derr:lures at wane ab• r mixt iv 'event-re en Yew ants You statement ;omen securities Ind other assets held in the accent at the end of the statement period. You may ask for dear* of lolly paid scuraim at an/ tine. You may red* secuthes used as loan collateral alter paying any balance due on them. Any secuntim IrinemIll to the Thin Wiring the Cotenant owed are Feudal market *kw as of the end of the staement Pentid. • Cost balks hdelemning the cost basis of the sesames :Muth./ in this statement, where indcated owia, the nimble 'I,' VAS f Marietta Screen awed relied informatim chaired from sauces other than UBS Firmial Serves. secluding information Iron another fine a that you may have provided to you Fnancial Mace. The Him don not indepeniently a gmantee the accuema wedgy of a' Momation Provided by saints odor dun LAS Francial Scan h ablers attIncogh LOS Financial Maces general& plates this Mornwtion as it is received. the fine does not provide at anis-acts that the infonnation under "Cost basis' and "Uravalced gaiflosi is acute as ca the date of this statement. As such please do not re it on this elf aeration to make pirchne a sale decisions for lac purposes Ohtani*. Accounts transferred to the firm may reek" gad loss infarnathn any for the period ce Erne they are held a the Fan More historical nlamalcn canine added by you Anoxia Advoor. • Unrealised gale/Ms then data is argibble. 'dented uveateed gain; bsses are calculated for rdividual seosey lots. The transaction data for rxivistai lots mayor may not relict carmnsionsi slargn infra vacuity reorgniraen evens. Dividend and other reinvestment lots and systematic purchase Sots are each carbines/ to displat one averaged lot. The Trade dale coltnn presents the original trarnacton trade date. • Callable "maiden Bends ant Framed sheds that the issuer cats for eat regent:non ova be selected aortal& by lot Irene among all secuthes of that issue held in our ranee or in nominee mem la or clientt Call baize inktanaten is obtained from third parties and n acme« is not guaranteed. Cher call teams may het whch could affect yield andel' irearnalcen will be provided upon request • Certificates of depose (CM). COs are FIX inured up to 5,2%.000 n pencissal and accrued Mena per depose« ad per deposit nVitifiCet inaccordance wth FOIC rules. • Priseholue Prom displayed for woritas and «het prockels may be higher or lower than the pia that you wouldJew,/ nacre tithe market Preys an obtained from aim third petty vanes which we bekve to be reliable, but we do not guarantee Mee waxy. — We Seatete use enclosing once when avabio or the mean of the bid and at prices fee listed SearitieS ad colonsor oribbil prices la OTC securities. — Less acteeb traded securities maybe priced using a valuation model or the mon recent pie we cbtaand ad may not reflect an actual rna-ket Prke a van. - Certain positions me:yapper wars" a price and will Mow as -pre* was not avertable' ft we re unable so cbtain a price for a warily — Deposits Cr societies denominated in astencies ocher dun U.S. dotes are reflected a the «throe rate as of the statement date. - ter certain coshes waiting in none/info/meg demeninalank price and ellaraitY (I ace value) may have been adpited to faileae fencer vabston. To obtain current «dolmens, Men avaiabk, coma veer inancialAdrisor. • Private Membnento and structamd products. Mate immanent «maim (ix Wing drect partictation program and real estate inteStmere bug securities) axe sirucued prodxts are generally hcjay Maid Cron structured products have net been egistered with the Securities and Exchaw Corrmissim a unda any date securities laws We provide &throated vales for private investment sectrities and Amused products to it matalal Papists only karaty is not gweenteed — Thew values may differ substantial., been prices if any, at *heti a private encarnenl sem* ic stmtved product may be box le or sold and do not necessarilyrepresent the yak* you my receive upon lisoktation. — lhid panyestinges of vat* re as of a conan date and are Applied to UBS Fe-uncial Services en a regular bass by an independent yak-scion rim. - hair general panne a spensa estimated values. if ay. are supplied to the Finn* the our, grim; parries* a sponsor and may be calculated based on dfferem information ban that used by third patios to derive they minuted values. — You an *in eddies-al illonnaten regarding the methodologyused to determine the estimate of vale and to date of the Mammon that is the basis for the minute by contacting your Financial Advisee - Pied patty estinced vales may be reflected as 'Noe ;eked' in several amens: when an independent valuation Inn has net suPPled a is unable to assign a vale, when we become aware that a material event has occurred that may call a perveusly reported value into questith. or when a Tate TrTubil be hTahbspeculatiw die to the nave d the scutity - When neither an aver, general pater a sponsor estimated vain no- a Med-platy estimated value is provided, the value of the semity willbedifferent Iron es purthate price. — 'Doicttaions to date' may ncl.de resumed capital, kerne et both. — •Copesseursi see' represents the initial <Perry wee pet trot and may nat teed your cost bass • Res-bided securities Restrkted COMM gine-alb ere not curter* eigible for public sale. CBS Financial SenfiCe uses the metal price of the unrestricted stock of the same Mar as n imputed value la he restricted Cock few purposes el that statement o*. To the esters that molded searities' are COM to sale, the wake teethed may be sabstathalb less than the inaced value sham • Eth (eatirnetad) income, «mint yield, and feta An minute of emu/ ilCOMO i; based on current claidend and ',Weal rates, Mulling the securities will be held fce one year from statement date a trail maturity. This name is only a guideline, accuracy ad continued meant ;re nal guaranteed — Evinated anal income and current yield for certain byes of coshes could include a Man of primal or captalgains n ankh case the est. income Ord cummt yek0 would be overstated. — Estimated anal acme and cur* yield and the actual kerne and yield might be lower or higher than the estmred amounts. — An esunate of arrualced income (dividend ado. Omni) dieded by the <m eat market %Mr avenig• balance is based on the Lest dividend or Hata payment made by the issuer ad amain the sear beedeposas will be hell for one year from the statement date a until Mainly. Accuracy and continued yield are net garantren. • Assets not held by UM Financial Swam Certain assets an not held by the Mtn and not wain the Fan's possessors or control. These assets are depleted on your statement foe intOimatranal pupae only. Positions and values presented are provided by the issuing fem. LAS Financial Services is not respite-Able for to infornuaon and does not guarantee its accuracy. These assets are rot protected by Seta*. Finis ssepltenental RIC coverage. • Revenue shorieg and additional compensation. — In addition to commission on TAWS and IM-1 lees received n carlecton vain tie chsenbvtion oe initial kinds to our okra, we actor Our af f eceive revenue Minna Parnerts from detribulen ands advisors of the mutual funds that vie sell. hose amasses are based on two decent conixnents: (I the amount of sales by UM of a parteula mutual fund I anily to our clornts. and 40 the awn value of a dedicate mutual fund I amikes shies held a the lint — We and cis Abate also receive nem:eking and cents pretesting lees in consideration ler transfer agent services that w• provide to the mutual krds These fees generally are pad from investor assets in the mutual turd and area faced dolma-shunt based on the muter of accounts at the Imskehdealer holden; mace lurch of that fund family CONFIDENTIAL - h acktko to comrressOns received n connecten wth the sale or debts/tic', of an-ody contracts and tad orestrnint rent units loots dents, we ancfcr err affair* receive rowers Meng coathernation from merry of the Murano con-manes urdenweing the arrtaiiy {overacts. all bates of the insurance cceroanes or manors of the in imestment hats we dnattne. — Cur aflame% alsomain trading corm-es:ens and other compensate° from neat fads and insurance companies whose products we delrlastei — We receive art anvil fee kOrn LOS Bank USA and UBS AG Suneord Sandi of up to $25 per acccant sweeping to the banks uncle. the UBS Bank Sweep Won* Adhity Narration regardng «nifiVISCen and otter charges ;marred n correction well the ',node«, of trades. Melding oreion transactions hat been included en anlimations crovotnb furnished to you. axe will be provided to you peon-payon request. That gelling f you are engaged in shot selling a corky, you may ims a charge die to cenan beirearig costs for that palkular security. Open at Regarding con CC oxfcl.lig canceled' ceders that were not <mauled by the catemert date. open kin and sell slop orders are reduced by the acre of dividends ce 'iglu on an exavidends Cr' twriatits date unless ?annealed otherwise by yoy. You re responsible fa order that ye exemed due to your failure to cancel waling open orders. Privacy To <Main a copy el our cur* Clcnt Privacy Notice. please Contact you Fnancial Advisor a viol our websi« at spew tabs Within dettaleir UBS Anancial Seams is not a bat the RMA Business Services Wrote* BSA and IRMA re brokerage accounts which provide access so baling services and products through arrangements min afthated barks and other thed-party banks, and provides access to rot:arise and annuay product issued by snatioliatedthecloany insurance companies through Murtha agency subsidiaries of UBS Financial Services ht. nsurame. ad annuny products: Not FDIC rand • No talk guwantee• May lose vale AMA Rescue. Management Account. Business Service. Account 85A. AMA and international Resource Management Actors are registered service marls of UBS Mental SavicesPiC Visa Sign/tux is a registered service mark of Ma Mamboing LEPSVM byname aede cads and WS Ma debt cards at issued by LOS Bank USA with omission horn sena USA ixemoraled. USS Financial Seevices Inc. Rev. 201511 SONY_GM_00026457 EFTA_00137077 EFTA01277984 SUBS UBS Financial Services inc. 299 Park Avenue 25th Roar New York NY 10171.0002 CNt70012309451215 X12 Y1 0 Account name: 116 EAST 65111 STREET LLC Friendly account name: 116 LLC Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASPJEL Thom e Business Services Account December 2015 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Questions a bout your statement? Value of your account Call your Finan:hse. Advisor or the Resourcetine at 800-762-1C00, on November 30 (1) on December 31(4) account 029723692 Your assets 16,153 55 55,373.13 Malt our website: Your liabilities 0.00 0.00 www.ubStOrrtainanCiakerviCeS Value of your account $16,153.55 555,373.13 Tracking the value of your account I Thousands Sources of your ecco mit growth during 2015 Value of your account at year end 2014 $32,377.14 55.4 Net deposits and withdrawals 322,989.30 32.4 Your ilveStrnent return Dna:lendaryl interest income Change in market value $669 30 00 • 16.2 Velma your ICCOISli 00 Dec 31, 2015 555373.13 DeC 2014 NO/ 2015 Dec 2015 SDNY GM 00026458 amber WPC CNP70001001230915NP7000124F9000001 1215 000O3C000 110000 Pag• 1 of id CONFIDENTIAL EFTA_00137078 EFTA01277985 *UBS Business Services Account December 2015 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and rrxmey balances 55,373.13 100.00% B Cash alternatives 0.00 000% C Equities aco 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 555,373.13 $55,373.13 100.00% Account name: Friendly account name: Account number: .Ltir-i STREET LLC Your current asset allocation A Eye on the markets Index Your A nand) Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. U85 Bank USA deposit account balances, UPS AG Stamford °ranch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% Percentage change December 2015 Year to date -1.58% 1.38% -2.05% 0.48% -1.33% -039% -0.32% 0.55% O11170001001230946W0C0124$90 Mel 1215 D0C03C00 iiim.com_000264me 2 of 14 CONFIDENTIAL EFTA_00137079 EFTA01277986 UBS Business Services Account December 2015 Account name: 116 EAST 65TH STREET t.LC friendly account n • 11 Account number. Change in the value of your account Cash activity summary December 2015 (3) Year to date (I) Opening account value $16,153.55 $32,377.14 Deposits, including investments transferred in 130,173.06 520,227.61 Withdrawals and fees, including investments transferred out -90,953.73 -497,238.31 Dividend and interest income 0.25 6.69 Closing account value $55,373.13 $55,373.13 Dividend and interest income earned For purposes Of tHS statement, teeablty of interest and drvidend income haS been Overnice() lion a US ter lerartIrg cern:vont Placed upon the residence of the account holder. account type, or product type, tam interest endow dvidend payments may not bo subject to United Stan (US) ardor Puerto Rico (PR) income tares. The dent monthly Ratement .5 not intended to be used and carrot be feted upon for tar purposes. Clients should refer to the 81:ChCatte tar tenoning forms they receive from UBS army*, such as the Forms 1099 and the Forms 480, foe lax reporting information it is the practice of UBS to file the aPplgatte tar reposing fOrMs with the US intern8 ReVenue Sentre and PR TreaSury oeoarorent and in Su( h forrnS accuiatety dasIfy (WC:tends Ara cr interest as tar exerrpt or tackle ix*** Pear (rut( your Inciedual tax preparer. December 2015 (S) Year to date (1) Taxable interest 0.25 6.31 Total current year $0.25 $6.31 Prior year adjustment 0.00 0.38 Total dividend & interest $0.25 $6.69 Your al sandal Advisor: SCOTT STACKMANLYLE CABRAL See account activity the month for dela Is &dances in your Sweep Options are includedIn the openng and closing balances ',Sue FDIC Insurance gtpies only to deposits at U85 Bank USA, not to depotits at U85 AG, Starreord Branch or bank deposits pored through the UBS Internaiorki Depose Account program. SIPC protection applies to money market sweep fund holdings but rot bare deposits See important inthrmarion about your statement on the Eat ten, Pars N this document for deals December 2015 (1) Year to date (S) Opening balances $16,153.55 $32,377.14 Add/bons Deposits and other funds credited 130,17306 520,227.61 Dividend aid interest income a25 6.69 Total additions $130,173.31 $520,234.30 Subtractions Checks and bill payments -70,617 43 -400,048.78 Cash/ATM transact ons -10,71900 -51,351.00 ATM fee rebates 39.00 191.00 Card payments -3,098.56 -28,803.44 Other funds debited -6,55774 -17,226.09 Total subtractions -$90,953.73 -$497,238.31 Net cash flow $39,219.58 $22,995.99 Closing balances $55,373.13 $55,373.13 SDNY GM 00026460 CelP7C001001230947NP70031248•90 00001 121S 0000300a1C000 Page 3 c! 14 CONFIDENTIAL EFTA_00137080 EFTA01277987 SUBS Business Services Account December 2015 Account name: 1'6 EAST 54TH STREET a Friendly account name:1'S a C Account number. Your financial Advisor SCOTT STACK MANLYLE CASRIEL UBS Bank USA Business Account APY Your account instructions • Your account cost basis default closing method is FIFO, First In, First Interest Period Nov 6 - Dec 6 Opening UBS Bank USA Business balance Nov 6 128,403.40 Closing UBS Bank USA Business balance Dec 6 12,847.86 Number of days in interest period 31 Average daily balance 811,032 89 Interest earned 10 .19 Annual percentage we'd earned 0.02% UBS AG Deposit Account APY Interest period Nov 6 - Dec 6 Opening UBS AG Deposit balance Nov 6 10 .00 Closing UBS AG Deposit balance Dec 6 10 .00 Number of days in interest period 31 Average daily balance $9,382.32 Interest earned 10 .14 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Pnancial Advisor or Branch Manager. You can find a full description of the altemahve investment objectives in important inkemation about your statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Primary Moderate Investment eligibility consideration - None selected CNP7C00100I 230948 NPMCOl 24090 COCO' 1215 000:03C000 CONFIDENTIAL I IYGM0002Erner 4 of 14 EFTA_00137081 EFTA01277988 *UBS Business Services Account December 2015 Your assets Account name: 116 EAST 65111 SWEET 11C Friendly account name:116 LLC Account number. Some swat, income and current eaves semen may team:cotenant. AS a mum. cams andlosses may ma be &cut-Maly reflected. Ste rinporunt infonnefron about your steam:tem a she end of th3 0xurneM for more informs:son. Cash Cash and money balances Cub and money balances may Mode avaltile cash balances, UBS Bank USA &post account bgances, ins AG Stargord Branch deposit account &tames and money market mutud fund sweep baLances. UBS Bank USA deposit account balances are insured by the FCC %Mtn applicable limits, but are not protected by 9PC. WS AG Sumford Bran h deposit atonal Mantes an not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SPC but are not insured by the FDIC. See the favor:ant information about your statement at the end of this Oxisreent for details tout those balances. Hddng Openng Witte* on Dec I (t) Closing balance Pace per sham Average Diedendirevest Days n on Dec 31 (S) en Dec 31 (c) rate paled peti Od Cash -4&26 49,140.00 WS AG DEPOSIT ACCOUNT 16,201 81 6233.13 Total $16,153.55 $55,373.13 Your II sandal Advisor: SCOTT STACKMAIILYLE CASRIEL Your total assets vaue on Dec 31 (S) Percentar, 04 Cost BIMSted tatteaged your account basis (1) annual intone (Si gan or loss (S) Cash Cash and money balances 55,373.13 100.00% 55,373.13 Total $55,373.13 100.00% 135,373.13 Account activity this month For more information *out the oncevalue shown for restricted secuitses, see Important information about yeti( statement at the end of this Cocunent Date meaty Your Nanny Description evens, code Fae value Cash PricelValue (1) amount (1) Cash and money balance (1) Nov 30 Cash and money balance $16,153.55 Dec 1 Interest WS AG DEPOSIT ACCOUNT 14 16,153.69 Dec 3 Bank Card PETCO 3713 74.63 - Dec 3 Withdrawal ACH WITHDRAWAL AMEX EPayment -12,692.61 continued next page SDNY GM 00026462 CmP70001001230N9NP7003134Er90 00031 1215000000000_110000 Page 5 a 14 CONFIDENTIAL EFTA_00137082 EFTA01277989 UBS Business Services Account December 2015 Account activity this month (contrived) Date Actiuty Description tog expense cod, Ouantityl Face value mons/slue (V Cash .neon Cash and money balance (1) Dec 3 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 2,847.84 Dec 4 Bank Card PRET A MANGER 4016 -5.76 30,565.13 Dec 4 Bank Card LE PAIN OLOTIDIEN -14.15 Dec 4 Bank Card MTA MVM•68TH ST! HUNTE -20.00 Dec 4 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Dec 4 Bsa Check MICHAEL GRAY CHECK PAID 001067 -2.166.20 Dec 4 Transfer JOURNAL FROM Y I 23575 GHISLAINE MAXWELL 30,000.00 Dec 7 Rebate ATM FEE REBATE 3.00 28,244.77 Dec 7 Bank Card CASH WITHDRAWAL -943.00 Dec 7 Bsa Check FoGH POWER CONSTRUCTION COR CHECK PAD 001068 -1250.00 Dec 7 Interest U8 S BANK USA BUSINESS ACCOUNT AS OF 12/0415 .02 Dec 7 Bsa Check CANAPE CORP CHECK PAID 005016 • 130.38 Dec 8 Bank Card STARBUCKS M00821 NEW YORK -3.54 24.700.78 Dec 8 Bsa Check GRAMCERY NF LLC CHECK PAID 035017 -3,540.45 Dec 9 Bank Card CV9PHARMACY M02400 -4.34 22201.46 Dec 9 Bank Card STARBUCKS #00821 NEW YORK -11.95 Dec 9 Withdrawal ACH WITHDRAWAL ADP Taxr4.01k -802.43 Dec 9 Withdrawal ACH WITHDRAWAL ADP EEPAY?GARNWC -1.680.60 Dec 10 Bank Card DJANE READE • 14221 -26.65 22,074.62 Dec 10 Bank Card WANE READE 14221 -100.19 Dec 11 Rebate ATM FEE REBATE 3.00 20,069.08 Dec 11 Rebate ATM FEE REBATE 3.00 Dec 11 Bank Card CASH WITHDRAWAL -1,003.00 Dec 11 Bank Card CASH WITHDRAWAL -1,003.00 Dec II Bank Card STARBUCKS#00821 NEW YORK -5.54 Dec 14 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT JPMORGAN CHASE BANK, NA -1,590.94 18,47823 Dec 14 Interest VBS BANK USA BUSINESS ACCOUNT .09 Dec 15 Rebate ATM FEE REBATE 3.00 continued next page Dec 1 S Rebate ATM FEE REBATE 3.00 Account name: 116 EAST 65TH STREET %IC Friendly account name- 1 r Account number Your I6 Bendel Advisor: SCOTT STACK MANLYLE CASRIEL OW7030100 230950NP7000124890 00001 IDS 00003000 11 yY GM 6 of 6etsie 14 CONFIDENTIAL EFTA_00 I 37083 EFTA01277990 *UBS Business Services Account December 2015 Account activity this month (contrved) Date Actiaty YOur Quantity/ Description evense code race rape sticalValue (5) Cash amount n) Cash and money balance IS) Dec 15 Bank Card WANE READE -43.31 16,769.59 Dec 15 Bank Card CASH WITHDRAWAL -803.00 Dec 15 Bank Card CASH WITHDRAWAL -803.00 Dec 15 Bank Card FREDERIC FEKKAI BEAUTE -65.33 Dec 16 Rebate ATM FEE REBATE 3.00 14,883.72 Dec 16 Rebate ATM FEE REBATE 3.00 Dec 16 Bank Card STARBUCKS //00821 NEW YORK -154 Dec 16 Bank Card GRACE'S MARKETPLACE - 54. 81 Dec 16 Bank Card MORTON WIWAMS AMBER -62.10 Dec 16 Bank Card SMILEY -110.98 Dec 16 Bank Card CASH WITHDRAWAL -803.00 Dec 16 Bank Card CASH WITHDRAWAL -803.00 Dec 16 Bank Card ANDRADE SHOE REPAIR -54.44 Dec 17 Bank Card STARBUCKS //00821 NEW YORK -11.95 14,539.52 Dec 17 Bank Card TS PARK EAST ANIMAL HO -327.95 Dec 17 Bank Card STARBUCKS //00821 NEW YORK -4.30 Dec 18 Bank Card FREDERIC FEKKAI BEAUTE -130.65 14,332.27 Dec 18 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Dec 21 Rebate ATM FEE REBATE 3.00 8,332.84 Dec 21 Bank Card MTA VENDING MACHINES -20.00 Dec 21 Bank Card CASH WITHDRAWAL -83.00 Dec21 Bank Card GFtACES N1ARK ETPLACE -191.10 Dec21 Bank Card TS PARK EAST AMMAL HO -283.48 Dec21 Bank Card GRACE'S MARKETPLACE -430.01 Dec 21 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT *MORGAN CHASE BANK, NA -4,966.80 Dec 21 Bank Card Duane Reade -28.04 Dec22 Bank Card MORTON VYIWAMS AMBER -1.98 continued next page Dec22 Rebate ATM FEE REBATE 3.00 Dec 22 Rebate ATM FEE REBATE 3.00 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number. Your M sandal Advisor: SIOTT STACK MANLYLE CASRIEL 0070001001230951 Nr700012489000001 1215 t00000000 CONFIDENTIAL SDNY GM 00026464 ic0c0 P ag • 7 of 14 EFTA_001137084 EFTA01277991 SUBS Business Services Account December 2015 Account activity this month (ccetrit7edl Date ActJury Your 0uantIty, Description ewense code Face value pricervalue tij Cash anoint en Can and moan, balance (S) Dec 22 Rebate ATM FEE REBATE 3.00 4334.95 Dec 22 Rebate ATM FEE REBATE 3.00 Dec 22 Bank Card STARBUCKS 4700821 NEW YORK -3.54 Dec 22 Bank Card STARBUCKS 400821 NEW YORK -4.30 Dec 22 Bank Card Wane Reade 1111 3RD AVE -6.52 Dec22 Bank Card CV9PHARMACY 410460 -6.99 Dec 22 Bank Card WANE READE -7.98 Dec 22 Bank Card KEY FOCO 1533 -8.23 Dec 22 Bank Card STARBUCKS 4715685 NEW YORK -10.78 Dec 22 Bank Card PAPYRUS 47 2234 -10.83 Dec 22 Bank Card LEXINGTON HARDWARE -24.48 Dec 22 Bank Card TS PARK EAST ANIMAL HO -3000 Dec22 Bankcard GRACE'S MARKETPLACE -34.44 Dec22 Bank Card GRACE'S MARKETPLACE -69.27 Dec22 Bank Card MORTON WIWAMS AMBER -94.83 Dec 22 Bank Card TOTAL WINE AND MORE 303 -152.99 Dec22 Bank Card CASH WITHDRAWAL -803.00 Dec22 Bank Card CASH WITHDFtAWAL -803.0O Dec 22 Bank Card CASH WITHDRAWAL • 1.003.0O Dec 22 Bank Card CASH WITHDRAWAL • 1.003.6O Dec22 Bank Card GRACE'S MARKETPLACE 69.27 Dec 23 Bank Card CHARLES STREET SUPPLY -10.12 1,802.13 Dec 23 Bank Card CHARLES STREET SUPPLY -39.67 Dec 23 Withdrawal ACH WITHDRAWAL ADP Tax74O1k -802.43 Dec 23 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC • 1.680.60 Dec 24 Bank Card STARBUCKS 40O801 BOSTON -6.15 299.31 Dec 24 Bank Card BOSTON PARK PLAZA FB -17.12 DeC 24 Withdrawal ACH WITHDRAWAL CON ED OF try •1,479.55 Dec 28 Bank Card STARBUCKS 400801 BOSTON -4.01 Dec 28 Bank Card CELUCA5 -12.78 Dec 28 Bank Card CELVCA5 -77.6O Account name: 116 EAST 65TH STREET LLC Friendly account name. '- Account number. Your Fl »uncial Advisor: SCOTT STACKMPHLYLE CASRIEL continued next page CNP70001001230952 NP7000t24890 00001 1215 00CC00000~11~yGht00026(iese B of 14 CONFIDENTIAL EFTA_00137085 EFTA01277992 *UBS Business Services Account December 2015 Account activity this month rcontrivea Date Activty yoa Quantity/ ournpuon cspense code Face vtlue Cash rocesmue CS) Jrnount (i) Cash and money balance (S) Dec28 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 173.05 50,135.00 Dec 28 Bank Card CHARLES STREET SUPPLY -242.93 Dec28 Transfer JOURNAL FROM V123575 GHISLAINE MAXWELL 50,000.00 Dec 29 Bank Card BOSTON PARK PLAZA ROTE -51.51 6,488.12 Dec29 Bank Card AMTRAK .COM 3570740512057 -135.00 Dec29 Withdrawal ACH WITHDRAWAL NYC DOF -43,460.37 Dec 30 Bank Card Cuane Read* •14.99 6,233.13 Dec 30 Bsa Check CASH CHECK PAID 001069 -240.00 Dec 31 Rebate ATM FEE REBATE 3.00 55,373 13 Dec31 Bank Card CASH WITHDRAWAL -863.00 Dec31 Transfer JOURNAL FROM Y123575 GHISLAINE MAXWELL 54000 00 Dec31 dosing cosh and mosey balance 955.373.13 Transaction die Posting dale Description Amount a) Cash/ATM transactions LS5 visa debit G MAXWELL Dec OA Dec 04 CMBANC009594 NY NY -$943.00 AIM FEE REBATE 33.00 Dec 10 Dec 10 CIRBAN0009591 NY NY -41,003.00 CITIBAN0009591 NY NY 41,003.00 ATM FEE REBATE $3.00 AIM FEE REBATE S3 00 Dec 14 Dec le CMBAN0009594 NY NY -$803.00 CITIBAN0309594 NY DAY -$803.00 ATM FEE REBATE $3.00 ATM FEE REBATE 33.00 Dec 15 Dec 15 CMBAN0309594 NY NY -$803.00 CMBAN0009594 NY MY -3803.00 ATM FEE REBATE S3 00 ATM FEE REBATE $3.00 Account name: 116 EAST 65TH STREET U_C Friendly account name:116 U_C Account number. Your Financial Advisor SCOTT STACKMANLYLE CASRIEL CNP700010017309S3 NP7000174890 00001 121500 CONFIDENTIAL continued next page SDNY GM 00026466 10000 Paige 9 of 14 EFTA_00137086 EFTA01277993 SUBS Business Services Account December 2015 Account activity this month (COntrittet0 Transaction Posting date dale DegralOn Cash/ATM transuclions continued) LES vs4 debit G MMWE71 (continued) Card purdneses LES Visa debit .- G MAXWELL Budding/Horne improvements Purchases Account name: 116 EAST 65TH STREET LLC Friendly account name. l (- Account number. Your Knancid Advisor. SCOTT STACK mAteLYLE CASRIEL Amount (1) Dec 17 Dec 18 CHASE/530 5TH AVE NEW YORK NY -$83.00 ATM FEE REBATE $300 Dec 19 Dec 21 CMBAND009591 4803.00 -1803.00 CMBANOOD9591 NY NY AIM FEE REBATE ATM FEE REBATE $3.00 $3.00 Dec 20 Dec 21 CMBAN0002399 NY 41.003.00 -11,003.00 CMBAN0002393 NY NY ATM FEE REBATE $3.00 $3.00 ATM FEE REBATE Dec 30 Dec 30 CMBAN0009594 Ni -$863.00 ATM FEE REBATE $300 Total transactions Total rebates 'Par.:action Postmg date dale DelCrbptiOn 410,719.00 $39.00 Anywnt (1) Dec 18 Dec 22 LEXINGTON HARDWARE NEW YORK NY 055352627114726401 124 48 $39.67 $10.12 Dec 21 Dec 23 CHARLES STREET SUPPL BOSTON MA 945355230135748541 Dec 21 Dec 23 CHARLES STREET SUPPL BOSTON MA 945355230135748624 Dec 23 Dec 28 CHARLES STREET SUPPL BOSTON MA 945357230114680846 Total - Building/Home improvements $242 98 $317.25 Dec 01 Dec 03 PETCO 3713 NEW YORK NY 515335000155215533 87463 Dec 07 Dec 09 CV9 PHARMACY 40240 NEW YORK NY 035342000378743446 Dec 08 Dec 10 DUANE READE 411.1221 NEW YORK W 00534360016983920i 14 34 126.65 Dec 08 Dec 10 DUANE READE 014221 NEW YORK W 005343600169839383 $100.19 continued next page CNP703010012309S4 NP7000124890 00001 1215 00CC00000 I1~yY GM 00 10 or 1 2ege 4 CONFIDENTIAL EFTA 00137087 EFTA01277994 *UBS Business Services Account December 2015 Account activity this month (contrived; Transaction Posting date date DetatptIon mount (1) Card purchase ) L435 Visa debit MAXWELL (continued) Purchases (continued) Restaurants Dec 11 Dec 15 DUANE READE NEW YORK NY 005346600182926438 143.31 Dec 14 Dec 16 SMILEY NEW YORK NY 055348432530000136 vim% Dec 14 Dec 16 MORTON WIWAMS MAK NEW YORK NY 005349000410115606 362.10 Dec 14 Dec I& GRACES MARKETPLACE NEW YORK NY 465348000136628318 154.81 Dec 17 Dec 21 GRACE'S MARKETPLACE NEW YORK NY 465351000176427054 $430.01 Dec 17 Dec 21 GRACE'S MARKETPLACE NEW YORK NY 465351000166223067 $191.10 Dec 18 Dec 22 MORTON WILUAMS AIIME NEW YORK NY 005353000466005571 194.83 Dec 18 Dec 22 Duane Reade 1111 3RD NEW YORK NY 985352000179537062 $6.52 Dec 18 Dec 22 TOTAL WINE MO MORE RIVER EDGE 305353000015006882 $152.99 Dec 18 Dec 21 Duane Reade NEW YORK NY 000000000000000000 12804 Dec 19 Dec 22 GRACE'S MARKETPLACE NEW YORK NY 465353000117091827 16927 Dec 19 Dec 22 GRACE'S MARKETPLACE NEW YORK W 465353000121344030 134.44 Dec 19 Dec 22 MORTON WIWAMS AMSE NEW YORK NY 005354000401149699 SI 98 Dec 19 Dec 22 CYSI PHAR MACY #10460 NEW YORK NY 035354000401149772 $6.99 Dec 19 Dec 22 KEY FOOD 1533 NEW YORK NY 435354103008519391 SE: 23 Dec 19 Dec 22 PAPYRUS 0 2234 NEW YORK NY 4305354100391867878 S10.83 Dec 19 Dec 22 GRACE'S MARKETPLACE NEW YORK NY 335353720022694893 -569.27 Dec 20 Dec 22 DUANE READE NEW YORK NY 005355600145913117 $7.98 Dec 23 Dec 28 DELUCA'S BOSTON MA 435358105010714411 $77.60 Dec 23 Dec 28 DELUCA'S BOSTON MA 435358105010714437 $12.78 Dec 29 Dec 30 Duane Reade NEW YORK NY 000000000000000000 $14.99 Total - Purchases 81,55632 Dec 01 Dec 04 PRET A MANGER *016 NEW YORK W 055336400000170324 $S 76 Dec 02 Dec 04 LE PAIN QUOTIDIEN NEW YORK NY 055337286688800921 $14.15 Dec 05 Dec 08 STARBUCKS 000821 NEW New York NY 165340000357556524 S3.54 Dec 07 Dec 09 STARBUCKS 000821 NEW New York NY 165341000015640750 11195 Dec 09 Dec 11 STARBUCKS 000821 NEW New York NY 165343000082229402 S5.54 Dec 14 Dec 16 STARBUCKS 000821 NEW New York NY 165348000282694806 $3,54 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number. Your Illnaadal Adviser: SCOTT STACK MMt LYLE CASRIEL continuednextpage SDNY GM 00026468 ONP7OOO1OO123O956 NP7OOO12489OOOOO1 i2t S CO 110000 Page of 74 CONFIDENTIAL EFTA_00 137088 EFTA01277995 *UBS Business Services Account December 2015 Account activity this month (CCetiltied Tramanion Poging date date DescrOlon Card purchase~ U2S Visa Shit G MAXWELL (continuel) Restaurants (continued) Transportalion Trassi arrangement services Professional services Account name: 116 EAST 55TH STREET LLC Friendly account n :11 Account nurober: Your Maandag Adyisor: SCOTT STACK MANLYLE CASRIEL AMOurit (I) Dec 15 Dec 17 STARBUCKS 400821 NEW New York NY 165349000832461994 Dec 15 Dec 17 STARBUCKS 400821 NEW New York NY 165349000834265070 Dec 19 Dec 22 STARBUCKS 400821 NEW New York NY 165353000438978956 Dec 19 Dec 22 STARBUCKS 400821 NEW New York NY 165353000478783746 Dec 20 Dec 22 STARBUCKS 115685 NEW New Vort NY 165354000134049523 Dec 21 Dec 24 BOSTON PARK PLAZA EB BOSTON MA 975356200188400095 Dec 22 Dec 24 STARBUCKS 400801 BOS Boston MA 165356000231344544 Dec 23 Dec 28 STARBLCKS 300801 BOS Boston MA 165357000944521585 $11.95 $4 30 1430 $3.54 $10.78 $1712 16 15 14.01 Total - Restaurants $106.63 Dec 01 Dec 04 MTA MYM•68TH ST/HU NEW YORK NY 435336004074%9477 $2000 $20.00 Dec 17 Dec 21 MTA VENDING MACHINES NEW YORK NY 465351000193353340 Dec 23 Dec 29 AMTRAK .COM 35707405 WASHINGTON DC 62535%68358137105 Total - Traasportation $135.00 8175.00 Dec 23 Dec 29 BOSTON PARK PLAZA HO BOSTON MA 975359207088600192 $51.51 85151 Total - Travel arrangement services Dec 11 [ a,r I- AL fEK K Al BEAU NEW YORK NY 505346006192179780 Dec 14 Dec 17 TS PARK EAST ANIMAL NEW YORK NY 055349987179979451 $6533 1327.95 Dec 14 Dec 16 ANDRARE SHOE REPAIR NEW YORK NY 16534%00461140752 $54.44 Dec 15 Dec 18 FREDERC FEKK AI BEAU NEW YORK W 505350006199586212 $130.65 1283.48 Dec 16 Dec 21 TS PARK EAST ANIMAL NEW YORK NY 055351987154602230 Dec 19 Dec 22 TS PARK EAST ANIMAL NEW YORK NY 055354987174377448 $3000 Total - Professional services Total Card charges 5891.45 $3.098.56 CNP7C001001230956 NP7000124690 00001 1215 00 CONFIDENTIAL táNy_Gm_0002~ 12 of 14 EFTA_00137089 EFTA01277996 (SUBS Business Services Account December 2015 Account activity this month (contented) Category Current pence(S) vex todate Card purchase LES Visa debit mivilovEt.1. Building/Home improvements $317.25 $1,397.47 Communications $0.00 $226.68 Employment related services $0.00 $33.55 Purchases $1,556.32 $11,831.97 Restaurants $106.63 $2.138.00 Transportation 1175.00 $4,570.70 Travel arrangement services $51.51 $51.51 Professional services $891.85 $8,539.48 MiwelaneoustUrxlassitied $0.00 $14.08 Total cord purchases Oat Actrvily $3,000.56 cescrional $28.8413.44 Amannt Money balance activities Nov 30 latance forward $0.00 Dec 1 Deposit Balance ReMn UEIS BANK USA BUSINESS ACCOUNT 16,153.55 Dec 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/03,15 • 13,305.71 Dec 7 Deposit LIBS BANK USA BUSINESS ACCOUNT AS OF 12104115 0.02 Dec 7 Deposit UBS BANK USA BUSINESS ACCOUNT 27,717.29 Dec 8 Withdrawal LIDS BANK USA BUSINESS ACCOUNT AS OF 12107/15 -2320.38 Dec 9 Withdrawal U85 BANK USA BUSNESS ACCOUNT AS OF 12/018115 -3,543.99 Dec 10 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/OW 15 -2,499.32 Dec 11 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/10/15 -126.84 Dec 14 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 12/11/15 -2,005.54 Dec 14 Withdrawal Transaction Unit Reached UBS BANK USA BUSINESS ACCOUNT •20,069.08 Dec 31 Closing UBS Bank USA Business Account Tne UBS Banc USA Eon nest Account it your primly swoop aptco Nov 30 Balance forward SOW S16.20121 Dec 1 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 1113a 15 .48.26 Dec 1 Withdrawal U85 AG DEPOSIT ACCOUNT -16,153.55 Dec 14 Deposit UBS AG DEPOSIT ACCOUNT 20.069.08 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number. Your Financial Advisor: SCOTT STACK MAN LY LE CASki Et SDNY Ginnitilirage C HM001001230,257 NP7003124Er90 03031 1215 000200000 110300 ►age 13 of Id CONFIDENTIAL EFTA 0U 137090 EFTA01277997 SUBS Business Services Account December 2015 Account activity this month «Ontinued) Date Activity Descrobcn Mount (I) Moan balance activities (continued) Dec 15 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12/14115 -1,590.85 Dec 16 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12/1915 1,708.64 Cec 17 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12116115 -1,885.87 Dec 18 Withdrawal UB5 AG DEPOSIT ACCOUNT AS OF 12717/15 -344.20 Dec 21 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 12118/15 -207.25 Dec 22 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12/21115 -5.999.43 Dec 23 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 12122/15 -3,997 89 Dec 2/1. Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12/23/15 -2.532.82 Dec 28 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 12124115 1,502.82 . Dec 29 Deposit UBS AG DEPOSIT ACCOUNT 49,835 69 Dec 30 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 1212915 -43.646.88 Dec31 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 13130115 -254.99 Dec31 Closing UBS AG Deposit Account 86,233.13 Account name: 116 EAST 65TH STREET VC Friendly account name:116 Account number: Your Ksandal Advisor: SCOTT STACK MAN LYLE CASRIEL The UBS AG Deposit Account is your secondary sweep optics, Summary of approved payees and recurring payments Merl on your introctions the followng panes and recurring payments are consdefed 'approved payees'. AS a result (I)you nay eutherke addebnal transfers to thesepayees verbaly and Wyo.( are no longer rectivirq indslidual ccofinnations lot payments to these payees. Dsbuisernent Payee descrimon Amount (S) method Motgan Manhattan 1PMORGAN CHASE BANK, NA WILLIAM DALEY BUILDING AND ZONING CONSULTANT TO BANK, NA /he payees and '<furring payments ksred Wow do not include BM Payments (*Cron( Facet Trenskrs and certai) other transfers between am:tants X tiCIS If you have additional payees andIce recurring infractions on fip you wd (Kew separate confirrnafrons from your financial Aosnsor. To update of cancel any of tree ma/actions. please contact your firiarKielAdvdor TypeEvern Frequency LW used Stan dace End date day varied Federal Funds Payee on file Upon request era Na Dec 21,15 varied Federal Funds Payee on file Upon request Ha Na Sep 25,15 CuP7000100I 230958 N1'7000124890 00001 1215 000000000 11sigsr e_Gm_0002INge 14 of 14 End of statement for account num CONFIDENTIAL EFTA_00137091 EFTA01277998 Important information about your statement LBS Firmcial Services Mc. the F im or UBS Financial Services} is a merrter of all *note' warily, canna* and cptcris exchaves. LES Financial Selects and LES Bank USA at rdrect nosidrares of LES AG and affiliates of LBS Sesitin U.C. The Fim's financial statement is available upon waren. The Fin's vette • ices are a: LES Nine' Sens 1m. 1200 Harbor Boulevard Weehawken. NJ 07086 This statement represents the only official record of yew LES Financial Erns account. Other ma* rapt official We dxuncec containing cordite.? data should rot be Piedra:en If youberme there is an errs or emission, pease repon h immediately n wring to the &inch Manager of the off ice swing 'out account. Atlingtr al figures shows are ntended to be accurate. statement data shtld not be used for tat purposes Rely *deb.Goy:emend tax Icons. (i.e., form 1099, 5498, 10425, etc.) whin prepwrgyour tot return. The Fim required by low to copal to the IRS all taxabk &Men* report** rantarable deeded' and tattle intenalt earned n Ecunties held nyoer *cant, riot proceeds an see transactors, and COP Lusts entertain covered senities. Cormanications with the Pim • Please record any oral cortmutateons in yang tofurther poled your tips. *law your rates anther the Snide Investor Ironton Ad (EPA). • t the f ;naval itittion en the top lets of to Irani of this Women' is not U3S Financal Servies, LGS Financial Senates carries yar account as deareng broker byan-cement well the ticketed insituron We irdonned you of this relatorchP when you opened this OCCOJII. In ti case your led; and seorkies are located a UBS financial Senates and rot te inclacrg broker, and you nut mace a repel of ay ea or emission to both firms. All *cart statements shall be deemed ccepbte and accurate i not objected to in Whig within 60 days. • Please diva customer complaints or impies to he C lem Relations Deparment a 201.352.1699 or toll.free at 803.354-9103, 8:00 A.M. to 6:00 P.M FT Monday through Friday, a in Who to U3S Ftencial Semites hc, Client Relatin DePatmen; P.O. Box 766 Union City, N107087. • h eme of errors or gest:* abash an &tonic fader transfer WO.lei payment cc UBS Voirdebit card transactions, call IKE-762-1000, certif.to UBS FrancralSenices Ix., 1000 Hatallvd... 6th floor, Vikehavaer, NI 07086, Attre RIAlt8SA Servers. Cal er woee as loon at you can if wu tin you statement or receipt 4 *rep crap:one* more htennatim dxut a transfer en the statement or receipt The Firm or Card Muer (as appletIM must hex from you no Int than CO days nor tie Fin sent you tie fin statement on which the ma or prcblern *peon. - r-r.v ,,,!r nat.. ani err nirri-or t - Desate the error or Me tatter you nu -cure 'tor. andexplan as dent as you cal shy you bele. a is an error et why you need more information — Proade the dollar amount ce the suspected emu. The Firm or Card Issuer wi itreargatneur cempaint and MI caret any error promptly. I we take mere tan 10 business days to do to we will ere* your actors. for the *ant you tit, newer, so tat you will haw Meuse of the m:fey doing the tines h takes us to complete Our **Mona Please make all docks payable to the Fin or to Went' irottution rdcated on he from of this statement hat:Mir to regular accost fees, accounts my be subject to martens* lees, cheeps for late parriet for sewitin purchases and chows kr unpaid arrpcnts iri cash accoukts. Accounts that at uarderrod to other innutions May be subject to a trawler fee UDR Sweep Options LBS offers opt:* for sweeping cash balance; balances to bank deposits at UBS Berk USA and U35 AG Maned bench (Bank Sweep Programs), money market mutual Mats (Money Fu*) aid the Intent cinalDeposa Actor* (OA)fa customers with an International Regan. Management Account. Through tie Bank Sweep Pronto, cash balances are persat to 11135 Bak USA up to an estinshed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FDIC nat. For mire rdennatim peas. kit meddle ga. Deposts at LES AG Slanted Branch ad shots of Monty Funds are rot inured by the FDIC. Through the OA owilialo touch bans are swept to depose accounts at UBS AG New York Eanchard LBS AGC wren Braxh These deposits are not *wed by ten: X. Balances held at the LES AG Cayman Branch ale temproanly erposed to the sovereign trh of the Cumin bland; and Men is no gene a other obligation of LES AG to repay to balances Mile et the LIES Cayman's Brach's books. Depoots at LBS Bar USA and each UBS AG Branch are not protected by SIPC. Money Find shares are protected by SIPC See *U35 Ftuncial Services Account kotectioni betty upon you req-en, balancie in the Bank Sweep Rogers or CA may be withdrawn and shares of a Money Fund may be lindated, ad the proceeds returned to you a your season accent. FIS114. dentition about available sweep *pions, incasing trent tamest rates and yields, keypad/le at epawabsconisseeepyielstt horn your Financial Advisor or by fling 800-762-1000. LES lanai** Serene amount protection The Fires is a member of to Secuilin Investor Protection Caporattn 6IPC). which protects securities *cants of is mutters up to 5500,C00 (nclAng 52%0,000 for dais for can The SIPC asset protection limits apply to all newits that you hold in a panics.** capacity. The Fir, together with certain aHiliates, has also potholed o.ppbtrantal protection. The maltreat, amount payable to al e6gbie clones, coke:leek wder this protection is 1500 millon as of December 10, 2013. Sebiect tote poky corditons ad Imitations, cash a the Vim is loiter protected for r* to tl 9 million el the axnagate for all sour amounts hold in a particular capacity. A full ccpy of tie poky wading is available upon request. The SIPC protection end the supplemental proledion both do not apply to+ • Cerlan financial assets controlled by (and itlucaed n your account value) bat held away trorn WSFinancial Services (e.g., cenain 8/cosh at LBS Baia (ii cash at LBS AG Warned Math, (id nut*. Fronts including variable annuities. and CiO shores of waked fends where such shares are registered drecdy n the nave of to account holder on tie tcolcs and records of tit applicable iaaer or barter agent). • Ceetin rimmed contacts or imennent interests Eta. fined partnenhim and private placements/ Mat are rot registered ender the Securities Ace of I933; ad • Cormnodites cornets (e.g, Icreign ',charge and prec its metal centred* including futons contracts at commodity option contracts. The SIPC poteeten and de suppemental protector, do not apply o these asset, men if May °therms< appear on you staternent The SEC protection and the sktraterentalprotedion do not protect a.m.changes in the maker vale of you investments (whether as a result of muket mo,ernent, Issuer batruptcy or Phone} More information is avoltie tear repast You may obtain more rdamaion about SIC, 'icicle* the 51K Brochure, by contacting 51K at 202.371.8300a by esang the sot webs.. wernow.arbenig Dividend Renernent Program (DRIP) The pi* reflected es an meta?' price You Mat obtan the actual price from *kr Fnancial Advisor. Or Wok tares ate patched* wit, DRIP; portal shares wil be sold ad the cat, w8 b deposked n your account. The aided renvestmen pricesuppled byte issuer may offer (Fernthe market pice at which the partial shares a. sold Cadokelieu Cr* whole urns may be heads+ yoke accoint. if you ere wooled to a partial snit as a result of a &Mend pwrwra oretwise, the Firm call other sell panel inks at mane pieta:wept an amount detamined by a rept:toed closing agency. and credit year no.* Investment objectives The rummer, obacims ad nsk profile ay speck to each account and may wry behveren Please ad.'s. the Firm prorrptly in metro of any similkant change in xis financier situnn or **smart objectives. For each CONFIDENTIAL account kaki, you choose one Of the following itesment °Neches' • Produe Curtentrocome. I entire as seekng the generation ea income crib.. • Arms* Capttnt Appreciation Insentnent seeking yowl" of prncpal rather than the generation of note e. • Produce Comer:nab* anon. and the I-vestments seeng both the gereratcn at income and gowth of plant Overall Sc penes • Conservative: Seeks to maritin nhial crirepai, with law risk aid mirky to the x-cou-a overall, even 4 that means the accost does not generate signet cant none a nano and may rot keep pace with Pdtation. • Modern Wiling to accept sane risk to pinepal and tolerate sore votatairty to seek hirer returns. • Aggressne: Wiling to accept high risk to principal and hip volatility to seek high returns over tint Starer 'household:kr We may consolidate al related account statements with the sane *dress n the sine eoveltce. Account may be related Ice this purpose beetle they have owners who also maimin pit *co* relationships with ocher dents at the sae address. This pre* 6 known as ' R you prefer to recite tdiedual statements main in separate envebies — you may decline htwholding by waling yOur Fhancial Atisor. Friendly Gowan name The Fiend& acccunt name reflects elf °maim that you entered en the Firm's onine services webste. It a a astornitable *nielrun • down by you to area 1,0J wets your nwordkeephg it has no legal effect an your account. You can cage you kien*accotnt names. thtur Online Services a by contactrg you Fina-cial Adak* ACCIX•lt overview • Vero apse accountiportitia Net of assets and 'abilities. • Ants Inc ides salable cat balances vales for restricted sendy lest 1, and Global tine Deposits, u-roaired marks to market, and certaii nets not held by tie Fn. Does rot include unpnced secerike assets at the end of the prior and curet statement periods, or prime rarestnwns, vivested stock Option and erectable stock options • Lielains Include, debt Wren Quit/-.ding Mar Ion, credit Ere, don :Kean balance.. • CashAtoney balances. Total of finned available cash balances, plus UBS Bat USA deposit braces, LBS AG Stamford Bench deposit balances and money matte armed fund sweep balance' at the elms of the statement period. Noncennodey tee credit balances in your accost ere rot segregated f rom other balances ad Me Fin may use any of these funds in the ordinary cows" of its laziness. These funds at payable upon your domed. This total is included in he <went period closing value. SDNY_GM_00028472 EFTA_00137092 EFTA01277999 important information about your statement (Cia)(slued) landing intonation Fre dead informalon on **Fins lending practices and &Blouses. refer to wts Clem Relatenthip Agreement or A«c‘re Ageentent and the General Team and Conditions LOS Statement of Credit Iractices mailable in Agnemento and Cancbsures sumer ribs romiacceurArinflgam. Yew Sett You stmemeed Monts acetifies ri d other assets held in the acosse at the end of the statement period. You may ask for defreery M lolly paid securities at art/ time. You may recent secuthes used as loan collateral after paying any balance da on them. Any securest bat ofraltl to the Fern ckeng the statenwnt period are Media market vale as of the mai of the stag end Pend. • Cost bath. In determing the cost base of the females extudel in this stateentat where inckated with the nerd.. "I,' LOS f runnel Services km relied on informatics' cbuined from scones other than UBS Financial Serves. rich/an; nf onnaticn Iron another lire cr that you may have provided to you Fnancial Adsisor. The Finn does nal indepenrkeely wily a "sante* the acciar a validity of any information Provided by vanes oilier than LEES Fa-uncial Sent h affeliro /though LOS Financial Stinnes gweralk plates the igernutian as it is received. the firm cases not prone any entrances that the information wader "Cost basis' and "Unealced garilofi is acarate as of the date of this statement. As such please do not rek on this Intonation to make pasha or sale decisions, for me parposes OthMaist. Accounts nandened to the firm my ref lea gad loss nfammcn onAr for the period ef tire they are held a the Fan Mae historical nfoimalon can be added by you Anita Adveor. • Unedited gaiiinosses Men data is available, mended unedited amine losses are calculated for ndrvdrl searey lots. 1* transaction data for orkirdmi loss mayor may not reelect commissions, chron infra- vacuity reorganization evens. Dindind and other renveament lots and system& ouch es. km ad each contned to display One 3w:faced lot. The Trade date' colmn presents the orgiol transaction trade dam • Collable securities Bends and preferred stock that the issuer cats for ea redemption wit be selected /martial& by lot from among all Se011seS of that issue held in out rare* or nnornite* name la ou t clients. Call hose intennaticn a obtained from third patties ad Os accts., is not guaranteed. Other call leases mayoast whch could affect yielA Cardele aranalta will be provided upon request • Certificeeas of deposit (a). CDs aro 10K Mired up to $29G,000 in crincPal and accrued interest per depostce and per deposing :maven inaccordance with FDIC rules. • Pricsthelue Prim displayed for unsion and abet predicts may be higher a lower than the pia that pu mulct acuaty recent n the market ;noes a obtained from Va101.6thed pry sources which we behove to be reliable, but et do not garnet the. arcuracy. — We cony* vie the doting pot, mien vase or the mean of the bid and ask prices fee listed securities and cohorts« orik bed prices la OTC securities. — Less actima waded securities maybe pied using a ...Amnon model a the most recent pie we obtained and may not reflect an actual market price or what. - Certain positions may appear intend a price and will show spice was not avalable• ft we re unable to obtain a price for a warily - Deposits Cr secuMes detxminated in cutencies other than U.S. dollas are reflected at the inking* rate as of the 'learner* date. - Ter «Wan seosities racing in nonconforming denanindent. pee ad guemlitY 0 ace value) may havebeen adasted to f weeder:room vabaion. To abler) Current coolants, Men avaiabak contact you f nancial • Private easement. and ;amazed products. Private inestrenent marines (ix Wig drat particOation pncqam and real estate imestmerd trust wouritin) ad stueued pm:Las are gentralbi h44i 1144 Caton structured ;redacts have not been egistered with the Securities and heehaw Corrmissith a tide any state securities laws We provide estimated vats for private inytillnent mantis and amazed products for inkormatorul Paws only. Acctracy is not guaranteed — These vanes may differ substantial, Men prices, if ay, at whet) a private immanent tenuity a Revived proded may be boacthil or sold ad do not necessarily represent the vak* yvaa my maim too, liq,idation. - Thid party estinges of value aro as °f actual dale and ate aspired to UBS Financial Services an a regular basis by an independent valaaion I Wm. - Issuer, general pain. Of sponsor estimated values. if any. av suppled to the Flinty the our. gneral earner a spore« and may be calculated based on different eaten ation ban that used by third panes to derive thee Maimed vales. - You an oaten addiroonal Sarmatian regarding the methodologyused to deter ine the shame value and the date of the formation that is the basil« the est innate by contain.; your Financial Advent - Mid piny estemed miss may be reflected as 'Not ;eked' ri several Muttons: when an independent valuation Inn has not stePOMdce is unable to ash?, a vale, when we become awn that a material event has occurred that may call a preveusly repined vela into quest:" a when a rate wend be fighlisreculatime due to the mare of the acuity - When neither al *suer, general pat. a sponsor estimated vain net a thed-pany estimated vats is provided, the take, of the security will bedifferent Iran es earthen price. — 'Deutisions to date' may induce return ol capita( income cr both. - •Cogneluni age' represents the nitul *Bern; prey per ins and may not feat(' rafr cost bass • Restricted sonorities Resented Searinn generalfr ere not current& triablefor public sale. I.035Firuncial Services use, the market peke of the unrestricted sleek of the same issuer as an imputed value for the restricted stock for purposes el the statement any. To the Otters that restricted sectrities' are *Rabe lee ma, the *Le received may be sekstagIalke less than the imputed value shown • Eq. Butimeted) income, °arena yield. and rata An emirate of amid income is bated on current dindind and interest rates, manning the securities will be heldfor ore year from statement date or trail 'flaunty. Its estimate is only a gudeine, accuracy and continued note av not 9u/canteen — Reamed annual income and cure« yield for (elan types of securities could include a :Nun of Pnencal on Capital gain n %ankh case the est. income Ord cummt yek0 would be overstated. — Estinated anal acme and current yield and the actual income and yield night be Meet or higher than the estmeed amounts. — An esamate of a-malted income (dividend at« ininmo denied by the Greene make vetaelavnege balance is based on the an dividend or Henn payment made by the issuer and amazes the seasheadmouts will be hell for ore year from the statement dater 'arid moody. Accuracy ad continued yob are not gurranteed • Assets not held by UBS Fifefleiel Services. Certain assets ate not held by the Finn and not within the fern's possession or control. These assets are deployed on yas statement for informational pm-pow only. Positions and values presented we provided by the 'mune fem. lin Financial Services is not resparoble for is infonaut«) and does not guarantee its acosacy. These assets are rot protected by SIC or the Finis supplemental Slit coverage. • Revenue shoring and additional compensation. — In adaticn to CCOOliSSCaS on seas and 12b1 lees received n ccenecton with the death« of mutual lunch to our clean we ands oui affAme "Reif* revenue sharing payments from di:trios:ton arida advisers of the mutual funds that we sell. These amines are based on two ;neat components 0 the amount ol sales by LOS of a parteuter mutual fund (any to our cloents. and GO the met yak* of aparticular mutual fund laniyas shy.. held a the fem. — We and or afloat. ate recem netrookng and combs processing lees es consideration kt transfer agent caroms that we Fronde to the mutual finds These feesgenerally are pad from investor assets h the mutual fu-d and are a fad doer amount based on the number of accounts at the **(bander holdna mewl hands of that fund family CONFIDENTIAL - h ackken to commesnns received in connection with the sale or distrbAion of an-uey contacts and eat investment Intl units to Our (hells, we ands as affiliate redeye menu sang conmensmen from nun of the Murtha companies underneina the annuity {overacts. all Gates of We insane cceroanies or sponsors of the trot ineestment VW'S we dm tute. - Gur affiliates aka men trading ccenrnesions and other compensate° from naval luxe and insurance companies Mow products roe dmInkolls - We receive an email fee from LOS Bare USA ad UBS AG Susan Brandi of up to 115 per accosts sweeping to Ow bares undee the UBS Bank Sweep hotraros. Activity hlontutionregardng conneseen and other dines amend n correction with the execuroth of trades. aiding omen transactions has been included en confirmations «emu*, furnished so you, an/ can be proms to you pearettly on re4ast. Sheet selling tou art engaged n shoe selling a security, eat may ha, a cage dm to (eosin banning costs for that particular security. Open «den Renewerna Open a 'snockliacancellee «dens that were not mated by the stamen date. open buy ad sell stop orders are mined by the snare of dedends or 'iglu on ante-dividends or <eights date unless hawed otherwise by you. You am responsible foe «Oen that re nomad due to you failure to cancel ealig open orders. Privacy To obtain a copy el our turn Client rrifacy Notice pease Contact your Friancial Adria ce vie web at gene uturonfreivadenere UBS Gruncial Sakes is not the BMA, Business Service Account BSA and IRMA re brokerage accounts which pond. access to baling services and products though arnakements wan alkaloid barks andother thed-party banks, and provides access to mance ad may prodacts issued by wall elated thrdpany insurance companies through Murat « agency subsidiaries ol UBS Financial Services ha Iniennrom nsurance. and arremy products: Not FDIC nosed • No bank guvantem May kite value RMA. Bevan Managernent Accord. Business Service. Account BSA, AMA axl nternaticnal Ref**, Management Accost aft registered Renee mails of UBS financial Services * Visa Signakee is a registered service mark of Visa Inanotiorat LOSvea Signature credo cads ad LOS Vat debt cards are issued by LOS Bank USA with permission horn visa USA knorporried. USS Financial Saviors Inc Rev. 201511 SDNY_GM_00026473 EFTA_00137093 EFTA01278000 UBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036010370116 Y1 0 Account name: 116 EAST 6STH STREET 11C Friendly account name: 116 LLC Account number: Your financial Advisor. SCOTT STACK MANILYlE CASRIEL Phone Business Services Account January 2016 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065-7007 Questions a bout your statement? Value of your account Call your Financial Advisor or the Resourcetine at 800-762-1C00, on December 31 (f) on lanuay 29 (1) account 029323692 Your assets 55,373.13 17,253.59 16sit our vabsIte: Your liabilities aoo 0.00 www.ubscomilinancialsennces Value of your account $55,373.13 $17a53.59 Tracking the value of your account 1 Thousands 55.4 32.4 173 Dec 2014 pet 2015 tan 2016 Soarers of your account growth during 2016 Value of your account at yea: end 2015 $55,373.13 Net deposits and withdratals -138,119.79 Your nvestment return Drs lend and interest income 40.25 Chance in market yaw 1000 Value of your ma nn on Jan 29 .2016 $17.2A.59 SDNY GM 00026474 PA•minr SIPC ANP700020C0601 007 NP7000057723 00031 0116 0000312000 00000 Page 1 of 16 CONFIDENTIAL EFTA 00137094 EFTA01278001 SUBS Business Services Account January 2016 Your account balance sheet Summary of your assets Value on January 29 a) Percentage of your account A Cash and money balances 17,253.59 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $17,253.59 917,253.59 100.00% Account name: t E. TH S- REET u.0 Friendly account name: I ' Account number: Your current asset allocation A Eye on the markets Index Your K modal Advisor: SCOTT STACK MAII LYLE CASRIEL , Cash and money balances may include available cash balanceo.LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% Percentage change January 2016 Year to date -4.96% -4.96% -5.64% -5.64% -7.22% -7.22% 1.38% 1.38% Ant702020Coo01088 WT003052723 COCol 0i 6 D0C03C0apiy_Gitoonogine 2 of 16 CONFIDENTIAL EFTA_00137095 EFTA01278002 UBS Business Services Account 2 C. 17, Change in the value of your account January 2016111 Year to date (I) Opening account value $55,373.13 855,373.13 Withcfrawals and fees, including investments transferred cut -38,119.79 -38,119.79 Dividend and interest income 0.25 a25 Closing account value 817,25159 $17,253.59 Account name: 116 EAST 65111 STREET LLC Friendly account name:116 LLC Account number. Dividend and interest income earned for purposes of INS statement, tacabtly of inkiest and chtdend income has been determined Iran a US ta4 leportirg perspective. Baud upon the residence of the account hcecki, account type, or product type, same interest andor dvidend payments may not be subject to United States (US) and., Puerto Rico (PR) income tars The tient monthly nalerneM t not intended lob used and carmoi be ref ed upon for Ix waxes. Clients should refer to the applKade la reporting loans they recehe from LEIS annualy, such as the Forms 1029 and the forms 493, for ta reporting information It is the practice of U8S to file the apicisiarie tac reposing forms with the US Interns Revenue Setnce and PR Treasury OeCertirent, and in Such (Omen accurately clasYfy diodends anclice interest eh tat twerp( or tenable income Please consult your Maw:Alai tat prepare/. January 2016 (3) Year to date (O Taxable interest 0.16 0.16 Total current year $0.16 $0.16 Prior year adjustment 0.09 0.09 Total dividend & interest $0.25 $0.25 Cash activity summary Your ISsandal Advisor: SCOTT STACKMANME CASRIES See Account a< Wry the month tor deists Bdances in your Sweep 00 ons art end tided In the openng and closing balances value. FDIC insurance ippiies only to deposits a uss 840 USA, not to deposits at LOS AG, Starreced Branch or bank deposits placedthrough the UBS internahond Depose Account program SIPC protection applies to money market sweep field hddirrjs but not bare deposits Seelmportant information about your statement on the tat him ears d this document for &la's January 20(6 (1) Year to date (S) Opening balances $55,373.13 $55,373.13 Additions Dividend and interest income 0.25 0.25 Total additions $0.25 $0.25 Subtractions Checks and bill payments -30,189.81 -30,189.81 Cash/ ATM transact ons -803.00 -803.00 ATM fee rebates 3.00 3.00 Card payments -3,089.95 -3,089.95 Other funds debited -4,040.03 -4,040.03 Total subtractions -438,119.79 -$38,119.79 Net cash flow -$38,119.54 -$38,119.54 Closing balances $17,253.59 417,253.59 ANP7C0020C0601039NP7003057T13 00001 Olt 6 COCODOX0 CONFIDENTIAL SDNY GM 00026476 33(1003 Pigs 3 a 16 EFTA_00137096 EFTA01278003 UBS Business Services Account January 2016 Account name: 116 EAST 65TH STREET LLC friendly account name: 116 LLC Account number. Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Business Account APY Your account instructions e Your account cost basis default closing method is Pe°, First In, First Out. 12,847 86 Interest period Dec 7 -Jan 7 Opening UBS Bank USA Business balance Dec 7 Closing UBS Bank USA Business balance Jan 7 133,246.24 Number of days in interest period 32 Average daily balance 19,289.12 Interest earned 10 .17 Annual percentage we'd earned 0.02% UBS AG Deposit Account APY Interest period Dec 7 - Jan 7 Opening UBS AG Deposit balance Dec 7 10 .00 Closing UBS AG Deposit balance Jan 7 10.00 Number of days in interest period 32 Average daily balance 15,040.26 Interest earned 10 .09 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact you Fnancial Advisor or Branch Manager. Toucan find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eligibility consderation - None selected min0002000601090NNOCOOS7723 C•3001 0116 00000C00aCOletike_Gm_000264gge 4 of 16 CONFIDENTIAL EFTA_00I37097 EFTA01278004 *UBS Business Services Account 2 C. 15 Your assets Account name: 116 EAST 65111 STREET LLC Friendly account name:116 LLC Account number. Same ones, income and current eera WS shown may be approximate. AS a init. gains MdlOssts May rol be eccutalely refkcied. Set Aportant in/wanton about your statement a the end of ths dacurnem for mote information. Cash Cash and money balances Cash and mom), balances may include as/Madecash balances, UBS Bar* USA depoat account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep isaiances UBS Bank USA deposit account balanCei are insured by the WC /Alton applicable limits, but are not protected by StPC PPS AG Stanford Branch deposit account balances an not ensured by FDIC and are not protected by SIFC Money market sweep balances are protected by SEC but are not ensured by the FDIC. See the important information about your statement * the endof this docunent for del Wes about those Sanas. Opening basica Cloyng Wake Price per share Average Udine; on /an l(1) on hen 29 (5) on /an 29(0 rate Cash Your IIsandal Advisor: SCOTT STACKMAr4LYLE CASPIEL Dwidencl Interest Olsen period period 49,14000 -168.04 t$S AG DEPOSIT ACCOUNT Total 6.233 13 17,421 63 Your total assets $55,373.13 517,253.59 value on Jan 29(S) Percentage or Cost Essmated Unftallitd your account base (S) annual incur* (Si On or loss (a) Cash Total $17,253.59 100.00% 517,253.59 Cash and money balances 17,253.59 100.00% 17.25359 Account activity this month For mare information about the pncW value shown for restricted securities, see Important information. about AV( freeman, at the end of this docunem Die Activity Dec 31 Cash and money balance $55573.13 Jan 4 Bank Card TS PARK EAST ANIMAL HO -46 CO Des Hat eon Your Nanny expense cede Face rem treceivalue Cash amount (1) Cosh and money balance IS) Jan 4 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Jan 4 Interest U3S AG DEPOSIT ACCOUNT AS OF 12/31/15 09 Aellrl00020C0601091 NP7003067723 00031 01160000D CONFIDENTIAL continued nevi page SDNY GM 00026478 000000 Papa S of 16 EFTA_00137098 EFTA01278005 UBS Business Services Account January 2016 Account activity this month raotriveco Me Actiuty Description your came code Quantity Face raw PnceiValue Cash num CS) Cash and money baance (ST Jan 4 Withdrawal ACH WITHDRAWAL AMEX (Payment -18,483.23 36,767.39 Jan 5 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 36228.78 Jan 6 Bank Card MAGGIANOS BOSTON -14.93 33.58050 Jan 6 Bank Card MNO1AC PAINT DECORATING -88.01 Jan 6 Withdrawal ACH WITHDRAWAL ADP 70401k -864.64 Jan 6 Withdrawal ACH WITHDRAWAL ADP EEPAYIGARM/K -1,680.70 Jan 7 Bank Card BOS TAXI 0257 -5.20 33246.16 Jan 7 Bank Card STARBUCKS #00801 BOSTON -10.38 Jan 7 Bank Card CV9PHARMACY 4CO260 -12.74 Ian 7 Bank Card ZARA USA 3753 -12.99 Jan 7 Bank Card STARBUCKS 100801 BOSTON •14.10 Jan 7 Bank Card CELUCAS BACK BAY •15.47 Jan 7 Bank Card AT&T MOBILITY II LLC -15.93 Jan 7 Bank Card MAGGIANOS BOSTON -30.98 Jan 7 Bank Card CV9PHARMACY MC0049 -45.67 Jan 7 Bank Card GULF OIL 92038891 -53.15 Jan 7 Bank Card AMTRAK .COM 0040740537432 •115.00 Jan 7 Bank Card GULF OIL 92038891 -2.73 Jan 8 Bank Card PATISSERIE ON NEWBURY -9.63 33.167.49 Jan 8 Bank Card STARBUCKS 100801 BOSTON •10.81 Jan 8 Bank Card MAGGIANOS BOSTON •21.08 Jan 8 Bank Card CHARLES STREET SUPPLY -26.85 Jan 8 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 01107/16 .08 Jan 8 Bank Card STARBUCKS 100801 BOSTON -10.38 Jan II Rebate ATM FEE REBATE 3.00 Jan 11 Bank Card CELUCA'S -4.99 Jan 11 Bank Card PRET A MANGER 0068 -5.66 Jan 11 Bank Card STARBUCKS 400801 BOSTON -9.74 Jan 11 Bank Card BOS TAXI 0555 -10.60 Jan 11 Bank Card ARLES STREET SUPPL -13.59 Jan 11 Bank Card TST• TATTE BAKERY CHARLES -19.80 Account name: 116 EAST 65TH STREET TLC Friendly account name:116 LLC Account number Your Ilisandol Advisor, SCOTT STACK MANYLYLE CASRIEL continued next me ANP703CQ000601092 NP7000057723 00001 0116 00 CONFIDENTIAL C0303 Y GM 0 0026499, 6 of 16 EFTA_00 I 37099 EFTA01278006 *UBS Business Services Account January 2016 Account activity this month (contrived) Date ACtSty Your Quantity, CeScOphOn expense code race refit Prlosvalue (S) Cash ampunl Cash and money balance (S) Jan 11 Bank Card CHARLES STREET SUPPLY -47.31 27,306.77 Jan II Bank Card BACK BAY VETERINARY CL -27059 Jan 11 Bank Card BACK BAY VETERINARY CL -432.44 Jan 11 Bank Card CASH WITHDRAWAL -803.00 Jan II Bsa Check ADL ENTEPRISES CHECK PAD 005020 -4246.00 Jan 12 Bank Card JANOVIC PAINT DECORATING -4.87 27,180.58 Jan 12 Bank Card VIS BOSTON TAXI BOSTON -6.60 Jan 12 Bank Card BOS TAXI 1305 -9.48 Jan 12 Bank Card LEXINGTON HARDWARE •12.97 Jan 12 Bank Card BOS TAXI 0928 •14.80 Jan 12 Bank Card JANOV1C PAINT DECORATING -26.04 Jan 12 Bank Card BOSTON PARK PLAZA HOTS -51.51 Jan 12 Interest IRS BANK USA BUSINESS ACCOUNT .08 Jan 13 Bank Card STARBUCKS/00821 NEW YORK -4.30 27,027.42 Jan 13 Bank Card STARBUCKS .00821 NEW YORK -6.97 Jan 13 Bank Card LE PAIN OUOTIDIEN -14.15 Jan 13 Bank Card GNC 02564 1034.1036 THIRD -45.98 Jan 13 Bank Card THE UPS STORE #1063 -70.77 Jan 13 Bank Card GAP US 711 •10.99 Jan 14 Bank Card STARBUCKSA100821 NEW YORK -4.30 26,979.67 Jan 14 Bank Card STARBUCKS MI8509 NEW YORK -4.30 Jan 14 Bank Card STARBUCKS F00821 NEW YORK -11.95 Jan I4 Bank Card CUANE READE •13.05 Jan 14 Bank Card LE PAIN OUODDIEN -14.15 Jan 15 Bank Card STARBUCKS //00821 NEW YORK -4.30 Jan IS Bank Card STARBUCKS#18509 NEW YORK -4.30 Jan 15 Bank Card ASA DISCOUNTS -10.57 Jan 15 Bank Card MORTON WIWAMS AMBER -11.81 Jan 15 Bank Card CONTAINERSTORELD<NGTN -19.67 Jan IS Bank Card SMILEY -31.50 Account name: 116 EAST 65TH STREET (SC cu nt n • Account number. Your Piaandal Advisor: SCOTT STACKMANLYLE CASRJEL continued next page SDNY GM 00026480 MIP700020C0601 093 NP7000057723 00031 0116 000O3C00~00000 Pog• 7 of 16 CONFIDENTIAL EFTA_0011371100 EFTA01278007 *UBS Business Services Account January 2016 Account activity this month (contrikrec0 Dale Mindy roe' Ouantityl Description expense coo, Face Mu, Price:Niue (s) Cash arnamt CS) Cash and money Wawa (1) Jan 15 Bank Card SPEEDWAY 03493 -34.01 26$32.86 Jan 15 Bank Card THE UPS STORE 41083 -95.28 Jan 15 Bank Card TOTAL WINE AND MORE 303 -15837 Jan 15 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Jan 19 Bank Card STARBUCKS 000821 NEW YORK -4.30 25,956.34 Jan 19 Bank Card GREEN GOURMET • BLUE P -5.99 Jan 19 Bank Card CONTAINERSTORELEXINIGTN -6.51 Jan 19 Bank Card Duane Reade 1111 3RD AVE -9.99 Jan 19 Bank Card Duane Reade 1111 3RD AVE -9.99 Jan 19 Bank Card NYC TA/0 5660 -11.80 Jan 19 Bank Card MORTON WIWAMS 10663RD •15.00 Jan 19 Bank Card ULU & LOO RESTAURANT •15.13 Jan 19 Bank Card MORTON WIWAMS 10663RD -1671 Jan 19 Bank Card MTA VENDING MACHINES -20.00 Jan 19 Bank Card FREDERIC FEKKAI BEAUTE -21.78 Jan 19 Bank Card GRACES MARKETPLACE -38.93 Jan 19 Bank Card ANDRACE SHOE REPAIR -43.55 Jan 19 Bank Card MORRIS LOBEL & SONS IN -45.90 Jan 19 Bank Card 0804 EXTRA SPACE STORAGE -48.04 Jan 19 Bank Card CONTAINERSTORELEXIJGTN -48.99 Jan 19 Bank Card WHOLEFDS MTE 411 226E 57T -59.90 Jan 19 Bank Card THE UPS STORE 41063 -93.91 Jan 19 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -61.10 Jan20 Bank Card STARBUCKS 000821 NEW YORK -4,30 23316.68 Jan 20 Bank Card STARBUCKS 400821 NEW YORK -4.30 Jan 20 Bank Card Duane Reade 1111 3RD AVE -9.99 Jan 20 Bank Card WANE READE -19.98 Jan 20 Bank Card THE HOME DEPOT 6177 -55.75 Jan20 Withdrawal ACH WITHDRAWAL ADP Taxr401k -864.63 Jan 20 Withdrawal ACH WITHDRAWAL ADP EEP MIGARNWC -1,684171 Jan 21 Bank Card JUST BULBS -27.22 continued next page Account name: 116 EAST 65TH STREET LLC Friendly account n • 11 Account number Your Ii Benda Advisor: SCOTT STACK MPH LYLE CASRIEL ANP700020C060i 094 HP700005772300001 0116 00 O CC00000 9Si!11111 1fi002 "O f MO 16 CONFIDENTIAL EFTA_00137101 EFTA01278008 *UBS Business Services Account January 2016 Account activity this month (cam-Iwo Die Acti•ty Your Quanray/ Description expense GCS: Fae Valk PrIceiValue (5) Cash amount (S) Cash and money balance (1) Jan 21 Bank Card MORTON WIWAMS AMBER -32.95 22,233.88 Jan 21 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT JPMDRGAN CHASE BANK, NA •1.010.03 Jan 21 Bank Card UNLEASHED 5706 -12.59 Jan 22 Bank Card STARBUCKS 400821 NEW YORK -4.30 22,09603 Jan 22 Bank Card ANDRADE SHOE REPAIR -25.04 Jan 22 Bank Card THE UPS STORE 41063 .91.52 Jan 22 Bank Card Duane Fteade -14.99 Jan 25 Bank Card STARBUCKS 400821 NEW YORK -4.30 22,075.34 Jan 25 Bank Card GREEN GOURMET - BLUE P -5.99 Jan 25 Bank Card USPS 3595140014 -12.40 Jan 26 Bank Card STAPLES 00153221 -13.07 20,521.88 Jan 26 Withdrawal ACH WITHDRAWAL CON ED OF NY •1,540.39 Jan 27 Bank Card STARBUCKS 407675 NEW YORK -7.92 17.45682 Jan 27 Bank Card NYC TAXI 6P33 -17.93 Jan 27 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT .111MORGAN CHASE BANK, NA -3,030.00 Jan 27 Bank Card THE HOME DEPOT 6177 -9.21 Jan 28 Bank Card WC TAM 7N42 -24.30 17,421.63 Jan 28 Bank Card SUNSHINE FLOWER -10.89 Jan 29 Bank Card NYC LPEP TAXI -34.84 17253.59 Jan 29 Bank Card JANOVIC PAINT DECORATING -56.60 Jan 29 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Jan 29 Closing cash and money beJance $17.253.59 Account name: 116 EAST 65111 STREET LIG friendly account n • Account number Your Lifland/I Advisor: SCOTT STACKMAHLYLE CASRIEL SDNY GM 00026482 ANP70002000601095 NV7000057723 00001 0116000000000_)00000 Page 9 of 16 CONFIDENTIAL EFTA_00 I 37 I 02 EFTA01278009 *UBS Business Services Account January 2016 Account activity this month (contrived) Cosh/ATM tansadions LES Visa deb G MAXWELL Account name: 176 EAST 65TH STREET U.0 Friendly account name: 116 LLC Account number Your linandul Advisor: SCOTT STACK MANY LYLE CASRIEL Transaction Posting date Glatt DegriKtIon Amount (1) lan 08 Jan 08 CMBAN0009591 NY NY -5803.00 ATM FEE REBATE $3 00 Total transactions Total rebates -$803.00 $3.00 uar≥a:,icn Postmg C.fir Cate Deucalion Amount 0/ Card mud' LES Vise debit G. MAXWELL Building/ Home imixotements Communications Purchases Jan Od Jan 06 JANOVIC PAINT DECORA NEW YORK NY 736005599000010554 Jan 06 Jan 08 CHARLES STREET SUPPL BOSTON MA 946006230153536616 12685 Jan 07 lan II CHARLES STREET SUPPL BOSTON MA 94603723018555%73 $4731 Jan 07 Jan II ARLES STREET SUPPL BOSTON MA 916037000159991390 $13.59 Jan 08 Jan 12 LEXINGTON HARDWARE NEW YORK NY 05~627112948474 $12.97 Jan 08 lan 12 1ANOVIC PAINT DECORA NEW YORK NY 736009599000010170 12604 Jan 08 Jan 12 JANOVIC PAINT DECORA NEW YORK NY 736009599000010238 $4.87 Jan 18 lan 20 THE HOME DEPOT 6177 NEW YORK NY 816018000192466791 $55.75 lan 25 lan 27 THE HOME DEPOT 6177 NEW YORK NY 816025000164990401 $9.21 lan 27 lan 29 JANOVIC PAINT DECORA NEW YORK NY 736028599000013072 Total - Building/Home improvements $34120 $88.01 $5660 Jan 05 Jan 07 AT&T mown II tic BOSTON MA 396005000221879735 11593 Total - ConnaleatIons fuss Jan 05 Jan 07 DELUCA'S BACK BAY BOSTON MA 436006103010072165 $15.47 Jan05 Jan07 CVSi PHARMACY 1100260 BOSTON MA 006006000349365423 $1274 Jan05 Jan07 CV9 PHARMACY *00049 BOSTON MA 006006003349365340 $45.67 Jan 05 lan 07 ZARA USA 3753 BOSTON MA 626006203899200947 112.99 Jan 07 Lan I I DELUCA'S BOSTON MA 436038105009081006 Jan 11 lan 13 GNC 02564 1034-1036 NEW YORK NY 876011003227046140 $45.98 $4.99 continued next page ANP7000206060i 096 NP7660057723 00001 01 i6 00660000~0~yGt“,002~ 10 of 16 CONFIDENTIAL EFTA 0[1137103 EFTA01278010 (SUBS Business Services Account January 2016 Account activity this month (contrNed) TianSaCt104 Palling este Ode Descoseon Amount (I) Card purthases (continued) L.435 Visa debit MAXWELL (continued) Purchases (continued) Jan 11 Jan 13 GAP US 711 NEW YORK NY 1660120006715%593 $1099 Jan 12 Jan 15 CONTANERSTORELEKING NEW YORK NY 166013000264919389 119.67 Jan 12 Jan 15 A&A DISCOUNTS NEW YORK NY 626013980301839499 $10.57 Jan 12 Jan 15 SMILEY NEW YORK NY 806013980173404496 131.50 Jan 12 Jan 14 DUANE REAM NEW YORK NY 006013600117660151 113.05 Jan I 3 Jan 19 CONTAINERSTOREKEXING NEW YORK NY 166014000750351476 $48.99 Jan 13 Jan 19 CONTAINERSTORELF.XING NEW YORK NY 166014000750351963 $6.51 Jan 13 Jan 15 MORTON WIWAMS AMA NEW YORK NY 006014000352112753 11181 Jan 13 Jan 15 TOTAL WINE AND MORE RIVER EDGE PO 30601 4000005789108 1158.77 Jan 15 Jan 19 MORRIS LOBEL & SONS 212737.1372 NY 166016000581307364 14590 Jan 15 Jan19 WHOLEFOS PATE NI 226 NEW YORK NY 496015000160477813 159.90 Jan 15 Jan 19 GRACE'S MARKETPLACE NEW YORK NY 466015000147279614 13893 Jan TS Jan19 Duane Reade 1111 3RD NEW YORK NY 986015000197585769 59.99 Jan 15 Jan 19 GREEN GOURMET - BLUE NEW YORK W 056017158179114866 15 99 Jan 16 Jan 19 Duane Re:dent' 3RD NEW YORK NY 986016000206006665 59.99 Jan 16 Jan 19 MORTON WIWAMS 1066 NEW YORK NY 306016000206216075 115.00 Jan 17 Jan 19 MORTON WILLIAMS 1066 NEW YORK M' 306017000167637649 115.71 Jan 18 Jan 21 MORTON WIWAMS AMBE NEW YORK NY 006019100207662252 132.96 Jan 18 Jan 20 DVANE READE NEW YORK NY 006019600118550249 119.98 Jan 18 Jan 20 Duane Reade 1111 3RD NEW YORK NY 986018000156385620 S9.99 Jan 19 Jan 21 JUST BULBS NEW YORK NY 596019980015326392 $27 22 AR 19 Jan 21 UNLEASHED 5706 NEW YORK NY 516019000115503417 112.59 Jan 21 Jan 25 GREEN GOURMET • BLUE NEW YORK Ni 056021158144641609 SS 99 Jan 21 Jan 22 Duane Read e NEW YORK NY 000000000000000000 114.99 Jan 22 Jan 26 STAPLES 001532 NEW YORK NY076023105112570579 113.07 Jan 22 Jan 25 USPS 3596140014 NEW YORK NY 000000000000000000 $12.40 Jan 25 Jan 28 SUNSHINE ROWER PEW YORK NY 386026980002948596 110.89 Total • Purchases 8811.19 Account name: 116 EAST 65TH STREET LLC Friendly account name:11611C Account number. Your PI sandal Advisor: SCOTT STACKMAJILYLE CASRIEL SONY GM 00026484 ANP700020C0601097 NP7000057773 MOW 0116 000300000n0000 Page 11 of I6 CONFIDENTIAL EFTA_00 1 37 1 04 EFTA01278011 SUBS Business Services Account January 2016 Account activity this month (Contrived) Transaction Posting Vale dale Description Amount Cs) Card purchases continued) WS Una debit G MAXWELL (continued) Restaurants Jan 04 Jan06 MAGGIANOS BOSTON BOSTON MA 686005207088500635 $14.93 Jan 05 Jan08 PATISSERIE ON NEWBUR BOSTON MA 246006080080068666 $963 Jan 05 Jan07 STARBUCKS 400801 BOS Boston MA 166005000416021605 $1038 Jan 05 Jan07 STARBUCKS 400801 BOS Boston MA 1660060:0603395647 $14.10 Jan 05 Jan 07 MAGGIANOS BOSTON BOSTON MA686006207088500709 $30.98 Jan 06 Jan 11 PRET A MANGER 0068 BOSTON MA 056007091000213473 $5.66 Jan06 Jan08 MAGGIANOS BOSTON BOSTON MA 686007207088500476 121 08 ;an 06 Jan 08 STARBUCKS 400801 BOS Boston MA 166006000991003209 $10.81 Jan 06 Jan 08 STARBUCKS 400801 BOS Boston MA 166006000934355393 310.38 Jan 07 Jan II STARBUCKS 400801 BOS Boston MA 166007000460364404 $9.74 Jan 07 Jan 11 TSP TATTE BAKERY CH BOSTON MA 006007300240243144 319.80 Jan I I Jan 13 STARBUCK S100821 NEW New York NY 1 6601 1 0004 1 7 1 1 697 6 14 30 Jan II Jan 13 STARBUCKS 400821 NEW New York NY 166011000429509200 36.97 Jan 11 Jan 13 LE PAIN QUOTIDIEN NEW YORK NY 056012286688801861 $14.15 Jan 12 Jan 14 STARBUCKS 1100821 NEW New Yak NY 166012000923633299 14 30 Jan 12 Jan 14 STARBUCKS40C621 NEW New York NY 166012000933602367 $11.95 /an 12 Jan 14 STARBUCKS 418509 NEW New York NY 166012000940838038 14 30 ;an 12 Jan 14 LEPAJNQUOTIDIEN NEW YORK NY OS501328668EB01290 $14.15 Jan 13 Jan 15 STARBUCKS 400821 NEW New York NY 166013000407793006 $4.30 Jan 13 Jan 15 STARBUCKS 418509 NEW NEM York NY 166013000416334560 14 30 Jan 15 Jan 19 STARBUCKS 400821 NEW New York NY 166015000408390768 $430 Jan 16 Jan 19 LIW 8.100 RESTAtIRA NEW YORK NY 2160179800132825% $1513 Jan 18 Jan 20 STARBUCKS 400821 NEW New YOrk NY 166018000916813761 34.30 Jan 18 Jan 20 STARBUCKS 400821 NEW New York NW 166018000011375070 $4.30 Jan 20 Jan 22 STARBUCKS 400821 NEW New York NY 166020000927415032 14.30 ;an 21 Jan 25 STARBUCKS 400821 NEW New York NY 166021000437060863 $4.30 Jan 25 Jan 27 STARBUCKS 407675 NEW New York NY 166025000384315159 $7 92 Total - Restaurants $27036 Account name: 116 EAST 65TH STREET LIC Friendly account name•116 LLC Account number. Your linandal Advisor: SCOTT STACK MANY LYLE CASR1EL ANP7000200060i 098 NPX80057723 00001 0116 000030300 A( 1 11Y GM 00A8S5 12 of CONFIDENTIAL EFTA_00137105 EFTA01278012 *UBS Business Services Account January 2016 Account activity this month (coniewed) Transaction Posting Account name: 116 EAST 65TH STREET LIC friendly account name- 11 Account number. Your IIsandal Advisor: SCOTT STACK MANI LYLE CASRIEL date Ode DetatptIon Amount (4) Card purdiases icontinued) LI35 Visa debit MAXWELL (continued) Ttansporte eon Dave/arrangement services Professional services Jan 04 Jan 07 BOS TAXI 0257 LONG ISLAND C NY 076005090889745038 55.20 Jan OA Jan 07 AMTRAK .COM 00407405 WASHINGTON DC 62600%680051470% 1115.00 Jan 05 Jan 07 GULF OIL 92038891 FROANGHAM MA 686006837002873442 353.15 Jan 05 Jan 07 GULF OIL 92038891 FRAtINGHAM MA 686006837002873475 S2.73 Jan 07 Jan 12 YTS BOSTON TAXI 80ST LONG IS CITY NY 486008261742533012 16.60 Jan 07 Jan 12 BOS lam 0928 LONG ISLAND C W 076008090862853830 $14.80 Jan 07 Jan 12 805 TAM 1305 LONG ISLAND C NY 076009090416226939 19.48 Jan 07 Jan 11 805 TM 0555 LONG ISLAND C NY 076007090632498727 11060 Jan 13 Jan 15 SPEEDWAY 03493 FORT LEE NJ 436014103008345664 Jan 15 Jan 19 WC TAXI 5(360 BROOKLYN W 076015090737930236 111.80 Jan IS Jan 19 MTA VENDING MACHINES NEW YORK NY 466015000150599444 Jan 25 Jan 28 NYC TAXI ?Nit? LONG ISLAND C NY 076026090153257830 124.30 Jan 25 Jan 27 NYC TAXI 6P33 LONG ISLAND C NY 076025090141327936 317.93 Jan 26 Jan 29 NYC LPEP TAXI LONG ISLAND C NY 486027262920899917 134.84 Total • Transportation S360.44 134.01 120.00 Jan 07 Jan 12 BOSTON PARK PLAZA HO BOSTON MA 976009207088600467 Total • Travel arrangement services 151 51 $51.51 Dec 29 Jae 04 TS PARK EAST ANIMAL NEW YORK NY 055364987185558083 14600 Jan 07 Jan II BACK BAY VETERINARY BOSTON MA 106007C00189376104 $270.59 Jan 07 Jan 11 BACK BAY VETERINARY BOSTON MA 106007000220631806 5432.44 Jan 11 tan 13 THE UPS STORE el083 NEW YORK NY 166012000190788483 170.77 Jan 13 Jan 15 THE UPS STORE 11083 NEW YORK NY 166014000567542358 195 28 Jan Id Jan 19 THE UPS STORE 41083 NEW YORK NY 166015000063907831 19391 Jan 14 Jan 19 ANDRADE SHOE REPAIR NEW YORK NY 1660150:0113248350 143.55 Jan I5 Jan 19 FREDERIC FEKK AI BEAU NEW YORK NY 51;6016006261808415 121.78 Jan 20 Jan 22 THE VPS STORE M1083 NEW YORK NY 166021000083882602 191.52 Jan 20 Jan 22 ANDRADE SHOE REPAIR NEW YORK NY 166021000135535265 12504 Total • Professional services ANP70o02003601099 NP1000057723 00001 011600 CONFIDENTIAL *1,19048 SDNY GM 00026486 CC°C°Crage 13 4.1 16 EFTA_001137 106 EFTA01278013 *UBS Business Services Account January 2015 Account activity this month (contrived Transaction Posting oate Cale Oexnotion Amount (1) Card purchases (continued) LOS visa debit G MAXWELL (continued) Miscellaneousa.freassered Jan 13 Jan 19 0804 EXTRA SPACE STO RP/ER EDGE Nl 006014253013010265 $48.04 Total - Miscellaneous/Unclassified Total Card charges Category Current period(S) $48.04 $3,089.95 Yes tosate10 Card porch Lt8S Vsa debit G MAXWELL Building/Home improvements $341.20 1341.20 Communications 515.93 $15.93 Purchases $811.19 $811.19 Restaisants 1270.76 1270.76 Transportation $360.44 1360.44 Travel arrangement services 151.51 $51.51 Professional services 31,190.88 31,190.88 kliscelaneousfUnclassified 348.04 $48.04 Total card purchases Date activay 33,089.95 Description $3,089.95 Amount (I) Money balance activities Dec 31 Balance forward $0.00 Jan 4 Deposit UBS BANK USA BUSINESS ACCOUNT 49,140.00 Jan 4 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 6233.13 Mn 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01/04t16 -18,605.74 Jan 6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01/0916 -538.61 Jan 7 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 01/06/ I 6 -2,648.28 Jan 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01/07/16 -334.34 Jan 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 01107/16 0.08 Jan 11 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01/08/16 -78.75 Jan 12 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 01111/16 -5)360.72 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: Your Ilnandal Advisor: SCOTT STACK MANLYIE CASRIEL continued next page mie700020C0601i0ON170C0057723 DOCOI 0116 00000000 Y GM 002t111” 14 of 16 CONFIDENTIAL EFTA_00137107 EFTA01278014 *WBS Business Services Account January 2016 Account activity this month (contrued) Oat Act•hlt) DCsupnon Amount 0) Money balance activities (continued) Jan 12 Withdrawal Transaction Lint Reached UBS BANK USA BUSINESS ACCOUNT -27306.77 Jan29 Closing UBS Bonk USA Business Account The UBS Bank USA Business Accounl is yout pnmay sweepoption. Doc 31 Balance forward 50.00 $6233.13 Jan a Deposit UBS AG CEPOSIT ACCOUNT AS Of 12/31/15 0.09 lan 4 Withdrawal LIDS AG DEPOSIT ACCOUNT -6233.22 Jan 12 Deposit LIB5 AG DEPOSIT ACCOUNT 27,306.77 Jan 13 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 01/12116 -126.19 Jan 14 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 01/13/16 453.16 Jan IS Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 01/14116 017.25 lan 19 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 0111916 -446.81 Jan 20 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 01/19116 -576.52 Jan 21 Withdrawal 085 AG CEPOSIT ACCOUNT ASOF 002016 -2.639.66 tan 22 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 01121116 .1,082.80 Jan 25 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 01122116 -135.85 lan 26 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 01/2516 -22.69 Jan 27 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 01/26(16 •1,553.46 lan 28 Withdrawal UBS AG CEPOSIT ACCOUNT ASOF 01127116 -3.065.06 Jan29 Withdrawal 085 AG CEPOSIT ACCOUNT AS OF 0028116 .35.19 Jan 29 Closing UBS AG Deposit Account $17,421.63 Account name: 116 EAST 65TH STREET 11C Friendly account name:116 LLC Account number. Your Plnandd Advisor: SCOTT STACKMANLYLE CASR1EL The UBS AG Deposit Account is you secondly sweep option. SDNY GM 00028488 ANn7C0020C0601101 NP7003057723 00001 0116 000:0000(rawl5 of 16 CONFIDENTIAL EFTA_00137108 EFTA01278015 *UBS Yournotes CONFIDENTIAL uv,conno9 EFTA01278016 Important information about your statement LEIS Fi-uncial Services he the F im or UBS Financial Sonites), is a merrter of all orincawl seoiuy, ammo* and colons exchwges. LES Frercial Seabees and U136 Bank USA ere rdrect subsidises of LBS AG and affiliates of LES Seckritin U.C. The Fim's financial statement is available upon reopen. The FirM'S venni* off ices atr a: LBS Bacot Since, lc. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the asy official record of yoke U3SFriarcial Service accost. Other work rapt °flick* to doornails. containing cordlideg data should rot be relied Ian If youbedew there is an emm or mission, please repot h inwediately n sriung to the enrich teenager of the office santiw rout account. Allmixti al Freres shown are mended to be accurate. statement data shmild not be used kr to purposes Rely sae& on we-end lax IoM's, (i.e., Form 1099, Sat 10425, end whin prepergyour to return. The Fim 6 required by law to renal to the IRS all taabk dhidends. reposed* rontrabk derv:kinds and tattle interest eared an mcutties Feld n weir attar', riff proceeds sae transactor% and cost basis oncertain covered seckritio. Conownications with the Fim • Please reconfirm eery oral cormercahares in wring to hushes protect your rips, ironing your ripe, ender the Sautes Investor Protection Ad (SWAT • II the finial institution an the tap left of the frail of this sleemer* is not LES Froncid Services, LES Financial Service canes yar account as clearng broker by anangerrent well the nckated insoknon We trimmed you of this relenorchP when you opened this OCCOJII. In Mit caw, your kr& and wastes are located a UBS financial Services and not Me ironodxrg broker, ad you nut mace arenal of any ewer or cminion to both firms. All account statements shall be deemed canpiate and accurate i not objected to in twin-9 within 60 days. • Please died customer complaints or equines to to Fim'sC tem Relations Deponent a 201.352.1699 or toll-free at 803.354-9103, BOO AM. to 6:00 P.M ET Monday through Friday, a in *YON [DUES Financial Sears tic, Client Relatimis Department, P.O. Box 766 Union City, W 07087. • In cam of errors or pastime about an electronic hinds transfer (FM bi payment cc UBS Veardebit card transactions, call 990-762-1004 area to UBS Financial Services km, 1000 Hatallsid., 6th floor, Weehawken NI 07086, Attu RIAMBEA Servces. Cal or write as loon at you can il you the+ yar statement or receipt 4 won, or if you need more rdantatien exut a Vander on the statement or recept. The firm or Card 4suer (as appluble) must hear from you no leer than 60 days Meer to Five sent you tie fir statement on which the ma- or problem xpeaxid. - NT, rn:„=.-.d rr nt,"rror t - Mute the error or tie Vander you xe unsure Exit, and explah as dee& as you cal shy you beliee t is an error a why you need more information — Prorde the doter arrant of the suspected emu. The Firm or Card Issuer MI n.euigae soot canyairt and MI correct any !Ma promote/. I we take more tan 10 berms dap to do thit we will each your amine For the a-notrit you theft 6 in era, so tot you will have Meuse of the morey axing the tine A takes us to complete our iwestgation. Fleaso make all Peas payable to the Fern or to thencial insteution rdcated on tie front of this statement h addition to regular &cant fees, amines may be abject to maltreate lees, chages for We payment for uorhin purchases and cages kr unpaid amounts ari cash accounts. Accounts that are trarderred to other institutions May be subject to a b-awler li e. UBS Sweep Optima LBS offers options kr sweeping cash balances, balances to brit deposits at UBS Bak USA and LOS AG Stanford trench (Bank Sweep Programs), money market mutual funds (Morey Ft.n) a-d the Interne cnal Depose Action (CA)la cowmen with an International ItecarOP Management Account. Through tie Bank Sweep Pregame, cash banes TO swept to WIG Bak USA up to an esti:Asked knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC Mused in accocknce with FDIC rules. For more ilarnaticn pease kit wrmidic goy Deposits at LOS AG Stenlad Berth and shares of Moray Funds we rot instred by the FDIC. Through the Ok tradable totals Wino are swept to depot/ accounts at UBS AG haractrork Bench add LOS AGC *run Branch These deposits are not ;roared by the FOC. Balances held at the LES AG Cayman Branch are temporarily oposed to the sovereign reek of the Como blends,. and theta is no guarantee a other obligation of LES AG to repay to balances while on the LES Cayman's Brach's books. Deposits at LOS Bait USA and each UBS AG Branch are not protected by 51K, Money kind sham are protected by SIPC #U35 Financial Services Acciant Rotectien- bebyr. Upon yckr reµan, balances in to Bank Sweep Propens a OA may be withdrawn and shares of a Money Fund may be liquidated, ad the proceeds retuned to you a your manes acttunt. Boa iioimaten about available sweep options, irickding oarent rarest rates and Off clt k available at oryAuthscorrisnopyiia from your Financial Advisor or by Piing 800-762-1000. UPS Xenia' Senior account protection The Firri a a mambo' of tie Wanks Investor Protection Comorann (51PC), which protects 'Buries xcants of its members up to S500,000 (noticing 4214000 for claim for omit The SIPC asset protection limits aPPfY To all xecuts that you hold in a ;ornate- capacity. The Few, together with certain affiliates, has also purchased expbrreental protection. The mairrun anoint parable to sleight* clones. cokoleek rider this protection is 1500 millon as of December 10, 2013. Stb)ect to the policy corditons and Imitations, oats a the firm is further protected fa rap to SI 9 million lithe aggregate for Wrote amounts head in a partkular capacity. A f ul copy of tie poke/ wadeg is available upon request. The SIPC protect im and the supplemental protection both do not apply • Certan fna financial assets controlled by (and included n your account value) DA held away f corn UBSfinaxel Services (e.g., certain 0) cosh at LBS But. (i) cob at LOS AG Damian:I bunch, (id i-turamo prodacts, including variable annuities. and Off shares of withal finds where such shares are registered drectk n the nane of re account holder on the books ad records of the applicable iaaer a twofer again • Certain minimal contracts or irkettnent interests (eg., limited partnenhim and prime placemants) tut re rot registered 'rider the Securities Ad of P933; ad • Cornnodities corracts (e.g, foreign ',charge and pmowmetal cowmen) including futures antracts ad commodity option contracts. The SIPC potectan and to suppkmental protection do not apply to these abet:IC.14 they OthelaiSe appear on you Materna*. The SEC pectedim ad the sttrOlzerientalprotedion do not poled name changes in tie malio vale of yar investments (whether as a result of market movement issuer birkruptcycr otherwiet More Of arrution is avaltile tom repast You may obtain more I-formation about StC, i-clidirg the SIPC Brochure, by connoting 51K at 202-371-8300a by manna the SITC website armovalprokig Dividend Renvertment Program (DRIP) The eke reflected 6 an aorta?. price You may obtan the actual price from you Fnancial Advisor. Or whole dares re purchased shear DRIP; petal shares wit be sold ad the cash wff be deposited h your etcetera The dviderd reinvestment pricesuppled byte issuer may Offer from the market price at which to partial shares are sold Ceidatrelieu Litt/ whole urns may be heed in yar account. t you are Petaled to a palial unit as a result of a cividerd payment or otherwise, the firm tell either sell penal Was at mono rack* a accept an amount determined by a rigor-id closing agency. a-idcredit yar Acorn Investment objectives The nvestmere °boards ad ask profile ay steal c to each account and may wry behvon Please edam the Firm promptly in aka; of any sionilkant change in you financiii situation or nvestmeet objectives. For each CONFIDENTIAL account held, you choose one of the following rwesment objector • Prague Conant/imam.. I nob rie as seekng the generation of income any. • Adana Opal epprodatieni Inurstrnente seeking growth of pre-Kralrather than the proration of e. • Produce Combirtaton of /mane and Capita! Appreciation hresiments seeking both tie generatcn of ocome an: goarth of plitO11. *Wall tisk profiles • Conservative Seeks to maritin initial prinepat with be risk and volatility to the attain aunt wen if tat means the Icon* does not generate signd cant name or returns and may rot keep pace with inflation. • Moderare %leg to accept sane risk to pincPal and tolerate some not:laity to seek hirer returns. • Aggressne: Wiling to accept hit risk to propal ad hip whiny to seek high returns over tine. Statement ¶ouseholdng' We may consolidate at related account statements with Br Salle redress n the same envekpe. Accosts may be related la this purpose boast they have owners who also maintain p' int mecum relationships with other climes at the sane address. This practice 6 known as •Irousel-oldrg II you prefer to receke individual statements mated in separate envelopes — you may decline householding by calIngyour FhancialAdrisor. Friendly account name The nerdy account name reflects id °ruination Mat you entered cn the firm's online services webste. It it a attorniuble 'nide-term • chasm by yea to aisio yet nth your necordkopeng t has no legal effect an your accost. You can Mannar kiendhccots. Warren. trough Online Services a by contactrg wet Fina-cial Addax. ACCIX•lt overview • rate *tem, accountbordoro. Net of assets and • As,et Inclas amiable cash balances, vats la storey list), and Global tine DepOSitS, u-roaired marts to market and cedar, assts not hell by the Rm. Does rot include unpnced martinassets at the end of the prior and arrant statement periods, prom Mamma, excreted stock options and riermable stock options • Liankes Includes debt balerco, oulstarding magi loans, credit We, don want batmen. • Cashrooney balances. Total of uninvested available cash balances. plus UBS Bak USA deposit trees, AG Stanford Bench deposit balances and money market itutual fund sweep bilancet, at to came of the statement period. Noricannodry live credit balances in your accost ire rot segregated from other balances and Me Fire may use any of these funds in the ordinary came ra itslaziness. These funds it payable upon your domed. This told 'n included in tie current period closkg value. SDNY_GM_00026490 EFTA_00137 I 10 EFTA01278017 Important information about your statement ,contrued) Landing information Fa detailed information on the Frm's len** practices and disclosues, refer to you Clem Relaternhip Agoiment or auckint Agreement and the General Tenn and Conditions LOS Stawrent of Credit Practices available in Agreements and Clixdosur. at hww tabu romaxecvmartrin caner yew Mau You statement asmites recueihn anal other assns held n the a<count at the end of the summon owed You may ask for delivery of toady paid se-threes at a tire. You may recent seculies used as loan collateral *ter payng ay balance der on them. Any securities Ira-dared to the Fin, der* the statement period are listed at market vale as of the end of the stationer( period. • Cast basis. In detemning It* cost basis of the suttees inchded in this statement where indicted wits the meta. IBS Financial Sonnets has relied on information obtained from sources other than UM feuncal Senrcek including information Iran another lets a that you may have provided to you Financial Athena. The Finn dots not incleperderty wryer guarantee II* town or validity of ay illarnalon provided by surds other than U3S Financial Services. In addition, allows., LOS Financial Stances general& tpdotet the nlarnation as it is rec.... the rim does not ;god* any ash/amps that the information u-der -Cost basis' and "Urrealced godless' is accurate as of the date of this statement. As such. please do not rely on this information to make unease a sale decisions. for la purposes or otherwise. Accounts transferred to the Firm may reflect girl loss sacr=um cnty for the period cf tine they are held a Be Form More historical Sanwa+ tan be added by you ;sundae Advisor. • Unrealised gairelosses Men data is available. minuted unrealized gait losses are clouthed for nclividat senrty lots. The transaction data fa a:levities lots envy or ma/ not reflect commissions. charges ads security reorganisation events Diidend and other reinvestment lots and systematic ouch,* tots are each combated to display one averaged lot The • Trade date <dam presents the dyne' transaction trade date • Callable markt* Bonds and prefened stock that the issuer <eh for ea rederePtiOn will be selected erpatalb by Ice Iran among all secumes of INC issue held n our name or rune for our dente Call team i-domulOn is obtained from third pales and is accuracy is not guaranteed. Other call f 'apses may least whch could affect yield cantle* information will be provided upon request • Certificates of deposit (0.). CDs ac FDIC insured re) to 5250.000 in orrePal and accrued interest per depodor and per depository intact/CO. naccordaece with FDIC rues. • Price/value Fates displayed for Wulf*, and other Pnersexts may be higher or lower than the price that you would anti mewt n the market Feet dotaned from vanous thed party sources reach we belese to be retitle, but we do not guarantee they acuracy. - We 9theraty use the dosing price when available or the mean of the bd and ask prices for lived securities and colons or ono bid prices for OTC secuthes. - Less ahoy traded securities may be priced using a vatution model or the most recent pree we obtaesed and may not reflect an actual mate) price or value. - Certain cartons may appear mewl a price and **show as • price was not avalable it we ere unable be, obtain a price for a scaly - Nposhs a sentries denominated in currencies other than U.S. dollars at reelected a the ewhange rate as of the stalemem date. - For wean rewrites tadng n nonconfcernrig denominations, price and qunity (faze valise) may hiveNwladmted to facilitate proper valution To obtain current ototations. when amiable, contact you F names' foist, . • Private briestmentS and structured products. Private investment sulfites (no lying drat pantpation program and teal acute intestmerr trust *curries) mid strutted proUts are generally Fat9 liquid cent., structured products hate not been registered with the Securities and Exchange Con-mission or vide( any State SteuntleS laws We provide estimated vats for pride nvestirent securities and *10214 products for ef &mate:nal purposes only *misery is not guaranteed - These oaken mai differ sthOantially from paces, if aly, at which a dome thaestment sectrity a sauteed docket may be tekefit a sold and do not necessarily represent the yak.* you may receive won liwilation - Thid pa-ty ;dowel of vale are as d scene:" dale and are stpolled to LIBS Financial Services en a regular basis by an independent valuation Ina. - general paint or sponsor m ar, vales. if n et ore ampliod to the him by the mum, general paver or sponsor and may be calculated based co deferent information ban used by third parties to derive they estimated *ties. - toucan dean additional ileinvioth regarding themetodolog used to determine the mlinnie of vake and the date of the damation that is the basis for the eczema* by contacting your Financial - Snit party deemed vat*, insy be reflected as 'Not pride in trowel stuatiths when an independent relation Inn has not staided or triable so assign a vale, Men we became aware OM a material hint has actirred that may call a pre mooned value SO painten. or when vales would be highly speculate* due to the natio of the smithy — %hen neither an *swa yers-al paint a sponsor estimated valve rer a thrd-parly estimated value is proviso, the value of the servity winbedifferent from its ourchate 0nCe — -Pstrbuions to date' may ncLide reto=ol (villa. income a both. — trill see' represents the nitial oaten; pee per tint and may nut reflect you cost bath • %abided severities Railed secuilies dnicalb are riot curently eligiblefor public Salt LOS Financial Sewn uses the market pre. of the unrestricted suck of the same issuer esters in imputed value for the restricted stock for purposes of the teemed only. To the stet that rerack-ted securities are eligide for sale, the *Le received may be stbstanfalb less than the irrputed vale shown • Est. (estimated) hownt currant yields and rates. An animate of arrual 'income a bared on currant dnidand and keret rates, zsuning the rewrites war be healer one yea- from statement date or urea maturity Ras estimate is ono agudeNe, accuracy and continued in<cone are not outwitted — Etented anti income and <uteri yield for certain types of searites could nude a rerun of Princoal or capsalgans n ohich case the est income (ad cunent yek0 would be overstated. — Est:11310d email name and °trent gold and the actual income and yield nide be lower a licher than the estmted amounts. ee An esmute of arualeed noon* (clivdend ardor delved) aln,ded by the current mate valaravernoe balance is bawd on the last dividend nftnen payment made by the issuer and assures the sectrilesideposts will be held for ate yea tom the statement date a untcl nuttily. Accuracy and continued yield se not guarded. • Assets not held by UBS Financial Service,. Certain assets we not held by the Finn and not other the Finis possession or control. These assets at displayed on you statement la informational purposes only. Positions and values presented are provided by the issuing lens LOS Financial Services is not rest:cradle for IM irlarnaton ad does not guarantee at accumy these assets are not protected by stec or the Fthei supplemental SIP( coverage. • Revenue sharing and additional compensation — In addition to commissions en saes and 12b.1 lees received in connector with the destrthuon of mewl fords to ouch**, we antra our Aare receive Femme sting payments from dioramas ado. advisers of the mutual fads that we sell. These anzuds are baled on two dtt.era components fi the amount ol sales to U3S of a Pets:olr mutual tad family to our <lents, and (*) the amoul value of apart:nit mutual find lamills shires held a the tem — We and cit Of hate ato Wen* nerwcitng and Conbscruessing lees in <tersideraten fa trainew agent services that we provide to the mutual funds These fees generally are pad from investor assets in the mutualturd and are a feed &la amount based on the flitter of accounts at the broker-dealer holdng rnAual funds ot that fund sanity CONFIDENTIAL - h addle° to commenters maned n connection wth the sale or distrturondarguicy contracts and urnit investment that rats to our <lents, we ander cur althea receive reverts stung ccepensation Iran many of the insurance companies underwriting the nosily contrxis. all fates of the insurance convent or sponsors of the unt twentieth mats we &White- - Cur aff dudes also receive trading correnasions and other compensate:4n from mutual funds and insurance companies whose products we datherule. — We receive an artal fee from LOS IMO USA and UBS AG Stadad Branch d up to $25 per account sweeping to the bats under the UBS Bank Sweep Programs Activity heonissten regsidng <eminences and other charges bored n cornett en will the executers of erodes, inckiing option transactions has been included on OtnlirrnXiiOnS CrevOUSey tUrn6htel to you. at will be provided to yOu puma on regtat. Sheet Swig I you are engaged in short selling a wrathy, sou may nor a charge due to aletaelborrovei-g costs for that Pa-leder secure)'. Open orders Regarding open cc 'oorodielethecake ado, that were not ereaied by the statement date, open buy and sell slop orders are reduced by the amount of dradends a rightson an ex-dividends et tenth dive unless instructed otherwise by you. You am restorable fa ceders the re executed de toyer blare to cancel "'et") open orders. Privacy To obtain o copy of car current Client Privacy Wee, Please contact your Financial Athasor er visa as wade at pew rem roadoriviconnary US$ Fond Services a rol a bark Tee RMA, Buseess Services Account BSA and IRMA art brokerage awaits which provide access lo baling *Nees and products through arrangements wan all fated banks and other thrd-pzey banks, and provides access to nuance and onotY feroclacte issued by vial I mkatecl thrd.p.ty insurance companies through ineuraVe agency subsidiaries of UBS Financial Services In•Stfnent, nluranCe. ad annuityproducts: Not FDK raved • No tut* ormolu* May lose veto RhIA Reacted Management Account Business Services Account ElSk RMA and international Resource Management ACCOU'd are registered service marts of UBS financial Services Inc Vora Signature 6 a regstered service mat of Visa inwnationak LOS Visa Signature cede dads and Les Vora debt cads re *aged by US$ Ebel USA with p.annspon from Via U S A hcaporawd. UBS Financial Services Inc Rev. 201511 SDNY_GM_OOO28491 EFFA_001371 I I EFTA01278018 UBS UBS FWancial Services ex. 299 Park Avenue 25th Roor New York NY 10171.0002 ANP70C0693761 0216 Y1 0 Business Services Account February 201 6 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number. Your Nnancial Advisor. SCOTT STACK MANILYLE CASPAL Phone Questions about your statement? Call your Finarog Adult°, or the Value of your account Resourteline at 800-762-1C00, account 029023692 on January 29 (5) en February 29 en Your assets 17,253.59 6,461.10 1fislt our websIte: vnvw.ubscomlfinancialsewices Your liabilities 0.00 0.00 Value of your account $17253.59 $6,461.10 Tracking the value of your account S Thousands 554 Dec 2015 kin 2016 Dec 2014 Sou ram of your account growth during 2016 Value of your account at year end 2015 555373.13 Net desceris and withdravals -$48,912.68 Your mestment return MO:lendand interest income 50.65 Change in 65 market value 5000 Value of your occotrit Feb 2016 on Feb 29.2016 66.461.10 Member SIPC ANP703020C0669761 NPVC0070824 00001 0216 000030000 CONFIDENTIAL SDNY GM 00026492 ocooco Page 1 of 12 EFIA_00137112 EFTA01278019 UBS Business Services Account February 2016 Your account balance sheet Summary of your assets Value on February 29 a) Account name: t STREET LLC Friendly account name. ' Account number: Percentage of your account A Cash and money balances 6,461.10 10000% Your current asset allocation B Cash alternatives 0.00 000% Total assets $6,461.10 100.00% Value of your account $6,461.10 A Eye on the markets Index Percentage change February 2016 Year to date S&P 500 -O.13% -5.09% Russell 3000 -0.03% -567% MSC - Europe, Australia & Far East -1.80% -8.89% Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10% Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. LISS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% ANF0C0020C0669762 NP70C0070824 122C0I 0216 D0C03C0faXStalte_Gm_00026‘tat 2 of 12 CONFIDENTIAL EFTA_00137113 EFTA01278020 UBS Business Services Account FA' , .:0"( Account name: 116 EAST 65TH STREET LLC friendly account name:116 LLC Account number. Change in the value of your account Cash activity summary February 2016 (11 Year to date (I) Opening account value $17,253.59 $55.373.13 Deposits, including investments transferred in 50,000.00 50,000.00 Withdrawals and fees, including investments transferred out -60,792.89 -98,912.68 Dividend and interest income 0.40 0.65 Closing account value $6,461.10 $6.461.10 Dividend and interest income earned rot outposts of tNs statement, tactility of (fittest and OtAdend Income has been determined ficM a US tin ,eportirq I:eras-8w. Baud upon the residence of the account header, account type, or product type, torn, interest Ando( dvidend payments may not Do subject to United States (US) arc/Or Puerto Rico (PR) Income tares. The dent mouthy Statement is not intended to be used and cannot be retied upon for tar purposes. Clients should refer to the amicable tar reporting forms they receite from uBS annualy, such as the Forms 1099 and the Forms 493, for tax reporting information et is the practice of UBS to file the aCcfrOlitle tar reporting TOMOS with the US intern] Revenue SertoCe and PR TfeaSuly OeCOrliTent eir'id in Such kens accutatet/ classify chiejena anon InttieSI as lel ertrrpt or tar-0e 'men* Beat consult you indedual tax preparer. February 2016 (4) Year to date (I) Taxable interest 0.40 0.56 Total current year $040 $0.56 Prior year adjustment 0.00 0.09 Total dividend & interest $040 $0.65 Your /limner,' Advisor: SCOTT STACKMAN/LYLE CASRIEL See Account activity the month lot dela Is flints In your SweepOptions are inductedin the opener; and dosing balances vc1 or. FDIC insurance eppies only to &noun at UBS Bank USA, not to deposits at UBS AG, Stamford Branch 01 bank deposits piacedthroush the UBS Interne:pm:I Depose Account program. SiPC protection applies to mow; market sweep fund hordirgs but not bare deposits Soelmportant inSormation about your statement on tile rat two Pars ef this document for &tab February 2016 ($) Year to date (S) Opening balances $17,253.59 $55,373.13 Additions Deposits and other funds credited 50,030.00 somoo Dividend and interest income 0.40 0.65 Total additions $50,000.40 $50,000.65 Subtractions Checks and bill payments -46,144.86 -76,334.67 Cash, ATM transactions -4,156.25 -4,959.25 ATM fee rebates 26.25 29.25 Card payments -4,329.40 -7,419.35 Other funds debited -6,188.63 -10,228.66 Total subtractions -$60,792.89 -$98,912.68 Net cash flow -$10,792.49 -$48,912.03 Closing balances $6,461.10 $6,461.10 SDNY GM 00026494 ANP70002000689763NP7O00O7O824 COp0l 0216 00803000a0000 Page 3 of t2 CONFIDENTIAL EFTA_00137114 EFTA01278021 SUBS Business Services Account February 2016 Account name: 116 EAST 65TH STREET U-C Friendly account name:116 LLC Account number: UBS Bank USA Business Account APY Your account instructions Interest Perrod Ian 8 - Feb4 Opening UBS Bank USA Business balance Jan 8 $33,246.24 Closing UBS Bank USA Business balance Feb 4 $48,072.38 Number of days in interest period 28 Average daily balance $7,567.10 interest earned $0 .14 Annual percentage yield earned 0.02% UBS AG Deposit Account APY Interest period Jan 8 - Feb4 Opening UBS AG Deposit balance Jan 8 $0.00 Closing UBS AG Deposit balance Feb 4 $0 .00 Number of days in interest period 28 Average daily balance $16,227.02 Interest earned $0.20 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnanc,al Advisor or Branch Manager `Mu can find a full description of the alternative investment objectives in Important inkirmation about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration - None selected Your Ignencial Advisor: SCOTT STACK MAMLYLE CASRIEL • Your account cost basis default closing method is FIFO, First In, First Out. A riP7C0020C0689764 NP70C0070824 C0C0I CQ 16 000000000 .,•_Gra_ocio 4 of 12 CONFIDENTIAL EFTA_00137 I 1 5 EFTA01278022 *UBS Business Services Account February :07C. Your assets Account name: 116 EAST 65111 STREET 1.1C Friendly account name:116 LLC Account number. Some prices, Inconle and current vaues ShOrrn may teepplosintne. Asa read. rn did1054es may not be accurately refkcled. See Aportant inforatafrOn about your statement a the end of ttis ciccurneM fOr more Informs. on. Cash Cash and money balances Cash and mosey balances may Ind ode. avalMle cash balances, UBS Bank USA depnt account bdances, UBS AG Manion:I Branch deposit account Sauces and money market mut rid fund sweep balances. UBS Bans USA deposit account balances are Insured by the FDIC rattan applicable limits, but are not protected by SIPC. WS AG Stamford Branch depeuit account balances an not insured by FDIC ant are rot protected by SIFC Money worlat meta balances are protected by SSC but are not insured by the FDIC. Set the important information tout your statement a the end of this document for dela about those balances. Hddng Cash °peeing bane Closing balance Pn ce per :hate Average on Feb (la on Feb 29 (S) on Feb 29 (i) rate DrolcknO Uncle st period Your llnandal Advisor: SCOTT STACKKO/LYLE CASRIEL Drys A period -168.04 0.00 WS AG DEPOSIT ACCOUNT Total 17,42183 6,461.10 Your total assets 517,25339 96,461.10 vaue on Feb 29(31 Percentage ot COSI BlMate0 Unrealized your account SW (I) annual intone (3) on or loss (I) Cash Total 66,461.10 100.00% 96,461.10 Cash and money balances 6.461.10 100.00% 6.461.10 Account activity this month For more information about the pricei value shown for restricted securities, see Important information about your statement a the end of this Oxunent Die Actilate Your Ouantityi Description apense code Face vane phorvelin Cash Cash and awhile CS) money NOM. (S) Jan 29 Cash and money balance 01729339 Feb 1 Rebate ATM FEE REBATE 3.00 Feb 1 Bank Card NYC TAN 4P33 •17.30 Feb 1 Bank Card CASH WITHDRAWAL -303.00 continued next page SDNY GM 00026496 ANP2C00200066976S NP7003070824 00031 02160000000x00000 Page S of 12 CONFIDENTIAL EFTA_001 371 16 EFTA01278023 *UBS Business Services Account February 2016 Account activity this month (continued) Date Acthity tour Quantity? Description eimenu cast Face vat< Cash pricdvalue .moon ri) Cash and way balance (S) Feb 1 Bsa Check MICHAEL GRAY CHECK PAID 001071 -4200.00 12236,49 Feb 1 Interest U8S AG DEPOSIT ACCOUNT .20 Feb2 Bank Card GREEN GOURMET • BLUE lk -14.02 12,130.42 Feb2 Bank Card PETCO 2868 -167.05 Feb2 Bsa Check PARKER HOUSE SERVICES CHECK PAID 001070 -425.00 Feb 3 Withdrawal ACH WITHDRAWAL ADP Tad401k -864.64 49,033.37 Feb 3 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC •1,680 70 Feb 3 Withdrawal ACH WITHDRAWAL AMEX EPayrnent -10,551.71 Feb) Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 50,000.00 Feb 4 Bsa Check LARECO ELECTRIC INC CHECK PAID 005018 -422.44 48,072.32 Feb 4 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 Feb 5 Interest U3S BANK USA BUSINESS ACCOUNT AS OF 02/04116 .06 48,059.04 Feb 5 Bank Card PANERA BREAD .2114 -13.34 Feb8 Bank Card CELUCAS -19.05 40,258.45 Feb8 esa Check CUPONT BUILDERS CHECK PAID 001082 -7,781.54 Feb9 Rebate ATM FEE REBATE 3.00 39,657.02 Feb9 Rebate ATM FEE REBATE 3,00 Feb9 Bank Card TASTY BURGER BACK -9.58 Feb9 Bank Card DUANE READE •14.68 Feb9 Bank Card CASH WITHDRAWAL •63.00 Feb9 Bank Card CASH WITHDRAWAL •503.00 Feb9 Bank Card BOSTON PARK PLAZA HOTE -17.17 Feb 10 Rebate ATM FEE REBATE 2.25 39,507.16 Feb 10 Bank Card CASH WITHDRAWAL -152.25 Feb 10 Interest U8S BAPS USA BUSINESS ACCOUNT .14 Feb 12 Bank Card THE lUNKLUGGERS -977.75 38,452.81 Feb 12 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Feb 16 Rebate ATM FEE REBATE 3.00 Feb 16 Bank Card MTA MVM' A006-5 AV/59 ST -10.00 Feb 16 Bank Card STARBUCKS I 18509 NEW YORK -11.95 Feb 16 Bank Card LISPS 35961400 132801391 -22.95 Account name: 116 EAST 65TH STREET LLC friendly account name: 116 LLC Account number Your Nonacid Advisor, SCOTT STACK MAHLYLE CASIVEL continued next page ANP70002000073766 HP700007082400001 CQI6 00CC00000~004fflecmto00264ws 6 of 12 CONFIDENTIAL EFTA_001371 17 EFTA01278024 *UBS Business Services Account February 2016 Account activity this month (continued) Date Activty Your Outinray/ Desulption teoense code race Moe •ficeiValue (5) cash amount (s) Cash and money balance (1) Feb 16 Bank Card MORTON WIWAMS AMBER -44.90 28.154.48 Feb 16 Bank Card CONTAINERSTORELDMIGTI4 .48.99 Feb 16 Bank Card 01304 EXTRA SPACE STORAGE -366.31 Feb 16 Bank Card CASH WITHDRAWAL -563.00 Feb 16 Bsa Check MICHAEL GRAY ARCHITECTS CHECK PAD 001074 -4,422.40 Feb 16 Bsa Check WILLIAM DAILEY CHECK PAD 001081 -4,810.83 Feb 17 Bank Card THE UPS STORE 41033 -170.39 25,452.14 Feb 17 Withdrawal ACH WITHDRAWAL ADP Ta4401k -851.26 Feb 17 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC •1,680.69 Feb 18 Bank Card MARK P GOLD MO PC •10.00 24,697.56 Feb 18 Bank Card THE HOME DEPOT *6177 -237.14 Feb 18 Bank Card CONTAINERSTORELDMIGN •507.44 Feb 19 Bank Card THE HOME DEPOT 6177 •120.00 24,577.56 Feb 22 Bank Card CONTAINERSTORELDMGTN -48.99 12,767.43 Feb22 Withdrawal FEDERAL FUNDS TO NI° 'ban Manhattan AT We/ORGAN CHASE BANK, NA -5,870.36 Feb22 Bsa Check OtJPONT BUILDERS °ECK PAD 001 075 -5.890.78 Feb23 Rebate ATM FEE REBATE 3.00 11,458.43 Feb 23 Rebate ATM FEE REBATE 3.00 Feb23 Bank Card THE HOME DEPOT 16177 -62.57 Feb23 Bank Card CASH WITHDRAWAL -63.00 Feb 23 Bank Card NYCJA,Xi -68.76 Feb23 Bank Card CONTAINERSTOFtELDONGTN -78.30 Feb 23 Bank Card THE HOME DEPOT 06177 -86.49 Feb23 Bank Card THE HOME DEPOT 46177 •147.67 Feb23 Bank Card THE HOME DEPOT 6177 -224.51 Feb23 Bank Card CASH WITHDRAWAL -503.00 Feb23 Bank Card Duane Read. -80.70 Feb24 Rebate ATM FEE REBATE 3.00 Feb 24 Rebate ATM FEE REBATE 3.00 Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: Your PIsandal Advisor: SCOTT STACK MANLYLE CASRIEL continued next page SDNY GM 00026498 AN1100020C0669767Nr7000070824 00001 0216 00CC00000 00C0C0 Pag• 7 of 12 CONFIDENTIAL EFTA_001371 IS EFTA01278025 altUBS Business Services Account February 2016 Account activity this month (contrived) Date Actiuty roar Ouantityl Desolation expense code Face value pacovalue Cash amount (S) Cash and money balance (1) Feb24 Bank Card STARBUCKS 018509 NEW YORK -4.30 9,414.10 Feb24 Bank Card STARBUCKS CS 18509 NEW YORK -4.30 Feb24 Bank Card CASH WITHDRAWAL -1,003.00 Feb 24 Bank Card CASH WITHDRAWAL -1,003.00 Feb24 Bank Card THE HOME DEPOT 6177 -35.73 Feb 25 Bank Card STARBUCKS #18509 NEW YORK -4.30 7,223.94 Feb25 Bank Card PRET A MANGER #016 •13.04 Feb 25 Bank Card 0804 EXTRA SPACE STORAGE -16.04 Feb25 Bank Card LE PAIN OUOTIDIEN -27.90 Feb 25 Bank Card 0804 EXTRA SPACE STORAGE -257.82 Feb25 Withdrawal ACH WITHDRAWAL CON ED OF NY •1,871.06 Feb26 Bank Card STARBUCKS //18509 NEW YORK -4.30 6.461 10 Feb26 Bank Card THE HOME DEPOT *6177 -98.91 Feb 26 Bank Card 0804 EXTRA SPACE STORAGE -264.76 Feb 26 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT "MORGAN CHASE BANK, NA -318.27 Feb 26 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Feb 29 dosing cash and money balance $6,461.10 Tral,WICO date Posting date I:tetragon Amount (s) Casb/ATPA Lin VM debta G MAXWELL Jan29 Jan29 CMBAN0009591 NY NY -$303.00 ATM FEE REBATE S300 Feb 05 Feb 08 CHASE/1100 3RD AVE NEW YOAK NY -1503.00 CHASE/11003RD AVE NEW YORK NY -$63.00 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 Feb09 Feb09 PAHSO NEW YORK NY •$152.25 ATM FEE REBATE 12.25 Feb12 Feb 15 CRASE/II 00 3R0 AVE NEW YORK NY -$563.00 Account name: 116 EAST 65TH STREET LLC Friendly account name. 1 16 LLC Account number Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL continued next page ANP7001:03C0E69768 NP7000070824 00001 0216 000330000 CONFIDENTIAL 4Y GM $ of 12 EFTA_001371 19 EFTA01278026 (SUBS Business Services Account February 2016 Account activity this month (contrived) Tomato Posting date Gale Flexor:Mon Amount (IA Cash/ATIA ntinued) LES Va. debit MAXWELL (continued) ATM FEE REBATE $3.00 Feb 19 Feb 22 CHASE/11003RO AVE FEW YORK NY -1503.00 CHASE/ 11003RD AVE NEW YORK NY -363.00 ATM FEE REBATE 53 00 ATM FEE REBATE $3.00 Feb 23 Feb 23 CM BAN0002398 NY NY -$1,003.00 CIT1BAN0002394 NY NY -$1,003.00 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 Total transactions 4415625 Total rebates 92625 Account name: 116 EAST 65TH STREET t.LC friendly account name: l _L'_ Account number: Your PInand/I Advisor: SCOTT STACKMANLYLE CASRIEL Ttansactloa Posting date dale CescnclIon Amount (1) Card purchases L65 Visa debit MAXWELL Buildingelome improvements Medical and dental Feb IS Feb 18 THE HOME DEPOT $6177 NEW YORK NY 436047010186716984 $237.14 Feb 17 Feb 19 THE HOME DEPOT 6177 NEW YORK NY 816048000157373204 $120.00 Feb 18 Feb 23 THE HOME DEPOT 16177 NEW YORK FA' 436050010186001695 186.49 Feb 18 Feb 23 THE HOME DEPOT #6177 NEW YORK NY 436050010186004152 $62.57 Feb 19 Feb 23 THE HOME DEPOT 16177 NEW YORK NY 436051010185349904 S147.67 Feb 21 Feb 23 THE HOME DEPOT 6177 NEW YORK NY 816052000164821586 $224.51 Feb 22 Feb 24 THE HOME DEPOT 6177 NEW YORK NY 816053000230448560 $35.73 Feb 23 Feb 26 THE HOME DEPOT 16177 NEW YORK NY .436055010185912574 $9891 Total • Building/Home improvements $1,013.02 Feb 15 Feb 18 MARK P GOLD MO PC NEW YORK NY 166047000763402713 $1000 Total • Medical and dental $10.00 SONY GM 00028500 ANP7000200$669769NP1000070.324 C0031 0216 03CO3COS00000 Page 9 of 12 CONFIDENTIAL EFTA_00137120 EFTA01278027 *UBS Business Services Account February 2O16 Account activity this month (contrived) Transaction date Posting dale DescribeIon Amount (1) Card purchases (continued) LOS Vice debit G ~WELL (contintied) FtirChaSeS Jan 29 Feb 02 GREEN GOURMET - BLUE NEW YORK W 056031158131540259 114.02 Jan 30 Feb 02 PETCO 2868 HACKENSACK NJ 516030000105170677 5167.05 Feb 04 Feb 08 DELUCA'S BOSTON MA 436036105009028474 $19.05 Feb 05 Feb 09 DUANE READE NEW YORK NY 006037600139069730 114.68 Feb II Feb 16 MORTON WILLIAMS AMBE NEW YORK NY 006043000393681134 144.90 feb 12 Feb 16 USPS 359614001328013 NEW YORK NY 076043418173903480 122.95 Feb12 Feb 16 CONTANERSTORELEXING NEW YORK NY 166044000151833654 14899 Feb 17 Feb 22 CONTANERSTCRELEX1NG NEW YORK NY 166049000775357887 $48.99 Feb I7 Feb 18 CONTANERSTORELEXING NEW YORK NY 000000000000000000 5507.44 Feb 18 Feb 23 CONTANERSTORELEXING NEW YORK NY 166050000367040095 $7830 Feb 22 Feb 23 Duane Reade NEW YORK NY 000000000000000000 180.70 Total • Purchases $1.047.07 Restaurants Feb 03 Feb 05 PANERA BREAD »2114 BOSTON MA 336034720038822942 $13 34 Feb 04 Feb 09 TASTY BURGER BACK BOSTON MA 436037101046147277 59.58 Feb I 1 Feb 16 STARBUCK S 418509 NEW New vork NY 166042000212695946 $1195 Feb 22 Feb 25 FRET A MANGER it0I6 NEW YORK NY 056054400000160554 $13.04 Feb 22 Feb 24 STARBUCKS4 18509 NEW New York NY 166053000134814738 14.30 Feb 22 Feb 24 STARBUCKS It 18509 NEW New Yak NY 166053000186274872 54 30 Feb 23 Feb 25 STARBUCKS 418509 NEW New York NY 166054000651935196 14.30 Feb 23 Feb 25 LE PAIN QUOTIDIEN NEW YORK NY 056055286688901463 127 90 Feb 24 Feb 26 STARBUCKS 418509 NEW New York NY 166055000136233042 54.30 Total - Restaurants $93.01 Transportation Jan 28 Feb 01 NYC TAXI 4P33 PHILADELPHIA PA 076028090682862736 $17 30 Feb 10 Feb 16 MTA MYMM036-5 Me% NEW YORK W 436042004077528149 $10.00 Feb 18 Feb 23 NYC-TAXI NEW YORK NY 486050439950036863 168.76 Total - Transportation $96.06 Account name: 116 EAST 65TH STREET 1.1C Friendly account name:116 LLC Account number. Your ES nancid Advisor SCOTT STACK MANLYLE CASRIEL ANP7OXQ0C0039770 NP7000070824 00001 0216 00033000 eGAi './0 02~ 10 of CONFIDENTIAL EFTA_001371 21 EFTA01278028 *UBS Business Services Account February 2016 Account activity this month (COMB-IM) TlareatiOil Posting date date Deurspion Account name: 116 EAST 65TH STREET LLC Friendly account n • Account number: Your Plnandal Advisor: SCOTT STACK MANLYLE CASRIEL Amount 01 Card Punch ) U85 Visa debit G MAXWELL (continued, Ttabta arrangement services Professional services MissellaneovsiUnclassifted Feb 04 Feb 09 BOSTON PARK PLAZA HO BOSTON MA 976037207088601339 Total - Travel arrangement services 117.17 $17.17 Feb 09 Feb 12 THE JUNKLOGGERS 203.520.8802 Ni 516041682100579689 Feb I5 Feb 17 THE UPS STORE 11083 NEW YORK Ph' 166047000547588514 Total • Professional somas 1977.75 1170.39 $1,148.14 Feb 13 Feb 16 0804 EXTRA SPACE 5T0201-996-0020 N1006045253044010147 Feb 22 Feb 25 0804 EXTRA SPACE STO RIVER EDGE N1 006054253053010135 Feb 22 Feb 25 0804 EXTRA SPACE STO 201-956-0020 N1006054253053010143 Feb 23 Feb 26 0804 EXTRA SPACE STO RIVER EDGE N1006055253054010232 Total • Miscellaneous/Unclassified 1366.31 1257.82 $1604 1264.76 Total Card charges Category Cunene pedocKS) $904.93 84329.40 Yea iodate (S) Card purchase summa L65 V ca debit G MANWELL Building/Home improvements Communications Medical and dental Purchases Restaurants Transportation Travel arrangement services Professional services MiscelaneoudUrxlassified Total card purchases 31,013.02 11.354.22 30.00 $15.93 110.00 $10.00 11,047.07 11,858.26 393.01 1363.77 196.06 1456.50 117.17 $68.68 11,148.14 12.339 02 1904.93 1952.97 14,32940 $741935 SONY GM 00028502 ANK703020006;9771 NPK000070824 00001 021600000W0_000000 CONFIDENTIAL Page 11 of 12 EFTA_00137122 EFTA01278029 SUBS Business Services Account February 2016 Account activity this month (ccritnued) Date Activity Description Amount 9) Money balance activities Jan 29 Balance forward 90.00 Feb 1 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 17253.59 Feb2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/01/16 .4,51710 Feb 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/02/16 -606.07 Feb4 Deposit UBS BANK USA BUSINESS ACCOUNT 36,902.95 Feb 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS CE 02/04/16 -961.05 Feb 5 Deposit U85 BANK USA BUSINESS ACCOUNT AS Of 02/04/16 006 Fobs Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/05/16 -1334 Feb9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/0916 -7,800.59 Feb 10 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/09'16 -601.43 Feb 10 Withdrawal Transaction limit Reached UBS BANK USA BUSINESS ACCOUNT -39.657.02 Feb 29 Closing MIS Bank USA Business Account The U8S Bank USA Bug At% 4«ount is your pnmay Sweep option lan 29 balance fon.vard 90.00 917,421.63 Feb 1 Withdrawal UBS AG CEPOSIT ACCOUNT ASCe 01/2916 -168.04 Feb 1 Withdrawal UBS AG DEPOSIT ACCOUNT -17253.59 Feb 10 Deposit UBS AG CEPOSIT ACCOUNT 39,657.02 Feb11 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 02110/16 -149.86 Feb 16 Withdrawal UBS AG DEPOSIT ACCOUNT AS Cf 02112/16 • 1,054.35 Feb17 Withdrawal lib AG CEPOSIT ACCOUNT AS Cf 02/1916 -10298.33 Feb 18 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 02117/16 -Z702.34 Feb 19 Withdrawal UBS AG CEPOSIT ACCOUNT AS Ce 02/18(16 -754.58 Feb 22 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 02/1916 -120.00 Feb 23 Withdrawal UBS AG CEPOSIt ACCOUNT AS CI 02/22/16 •11,810.13 Feb24 Withdrawal UBS AG CEPOSE ACCOUNT AS OF 02123(16 •1,309.00 Feb 25 Withdrawal UBS AG CEPOSIT ACCOUNT AS OF 02/24116 -2.044.33 Feb26 Withdrawal UBS AG CEPOSFT ACCOUNT AS OF 032916 -2,190.16 Feb 29 Withdrawal UBS AG DEPOSIT ACCOUNT AS Ce 02/2016 -762.84 Feb 29 Closing UBS AG Deposit Account 95.441.10 Account name: 116 EAST 65TH STREET Friendly account names Account number Your 15 nancid Advisor SC TT STACK MAAILYIE CASRIEL The U8S AG DepO9tAcccunt is your secondary sweep 0ptiai ANP7p0020p06B9772 NP70000708.24 00001 0216 00C030000a 03«11%4Y_GM_0002ten 12 of 12 End of statement for account numba CONFIDENTIAL EFTA_00137123 EFTA01278030 Important information about your statement LBS Financial Senates hc. (the Firn or UBS Financial Stakes) is a merrter of all principal searily, cannaky and earlans exchanges. ues FrencialSenices and LEG Bak USA are rdrect stbsidurres of LIPS AG and affiliates of LES Sena-tin U.C. The Finn's urndal statement is available upon recast. The Fin's reclaim off tes a LBS Finnkul Since, 1200 Harbor Bruksed Weehawken, NS 07086 This gateman represents the ea* official record of sex LAS Financial Sink's account. Other mom* inapt off kid tar donm a-ob. containing coo tra-9data should rot be relied wen If you befete there k an enar or emission plea* repat n immediately n writng to the Sancti Manager of the office satin you account. Atharch al figures shown are ntended to be accurate. statement datad-culd not be used fa tax purposes Rely sate& on yeaend tax loons, Ge., Form 1099, 5498, 10425, etc.) whin prep:a:gyn. ta return. The Finn required by law toreport to ihei IRS *taxable cadent, report** romarok olvidends and taxable interest eared en securities Feld n you xecunt, ritt proceeds on sale transactors, and con am entertain emend tearean. Comenunicationswidi the Fain • Please re-confirm ay oralcorms...nations in wring tofurther protect yourriiigs„ inclangyour rght ran te Scarabs Investor Protection Act (WA) • 11 the finax lei hetaution on the top la of the from of this statement is not LES financill Sen kel URS Financial Seances antes you account as cleamg brisker by arrangement well the rdcated nstgnm We informed yod of uvs rebtorehP whenyou opened this accost. In this cask your lads and searkes are leaded a UBS financial Strikes and rot the ironadxgg broker. ard you nut mice a repon of ay error or emission to both firms. All accant statements shall be deemed corpbte ad accurate i not chimed to in wriegg within 60 days. • Please Meet customer complaints or inqyaies to One FiksCiiim Relations Deparrnent x 201.357.1699 or toll-free at 803-354-9103, 8,00 A.M. to 6:00 P.M ET Monday through Fridy, or in inriegg to LES Financial Services he., Client Rears DePatment P.O. Eke 766 Unon City, NJ 07087. • an cate of erne or opestias atom an electronic krds transfer WO bl payment or UBS Voedebit card transactions, call 9P)-762-1000, aerie to UBS Forndal Services Ix., 1000 Hatc.814, 6th floor, Weehawken NI 07086, Attan RIAltErSA Sakes. Cal cr wnto as soon a you can if you talc yar de...mereor receipt is wan ale you need more gdomation alv al a Vander cn the statement or remise. The Firm or Card bluer (as aplcable) must hear from you no liter tun CO days after fie Fim sent you tie fin statement on vkikh the era or preblern appeared. - joi • tint, ard nt,-nr-or r rr,t, — Dante the error or Ma Vander you se store tat, andexplain as clay as yeu cal why you is an error a why you need more honration — Fronde the dollar arnotnt of the suspected era. The firm or Cad Issuer MI inieuigate your cen$aire and MI correct any ear promptay. i we take mere fun 10 turns day; to do this we MI weal your accoat for the want you tha is hear, so tot you will have tre use of the money Oahu the tine n tikes us to complete our greestgation. Please make all checks payable to the Fin, or te I gacial institution rdcated on tie front of tit statement hag:Mint° regatta account fees, awards may be subject to magenta. lees, Maims for te payment for rearain purchams and charges kr unpaid moist in cashew:tries. Accounts that at uargferred to other InninitiOnS may be subject to a transfer fee. UBS Sweep Optima URS offers optics kr sweeping cash balances, balance< to bank deposits at UBS Bok USA and UBS AG Starricei branch (Bank Sweep Programs), money market mutual funds (Money FtreM) and the Internet anal Depose Accent MAR« customers with an interutionel Rescuer Management Account. Through the Bank Sweep Program cash balances re swept to IRS Bak USA up to an 'stabbed kni ad then to UBS AG Stanford Bracher a Money Fund. Deposits at UPS Bank USA are FUG inured in accordance with FDIC ales. For core information pease kit wynvfdic gm. Deposts at UPS AG Stamford Brach and shares of Moray Funds are rot inred by the FDIC. Through the ok mailable tour Um, are ware lo depose account; al UBS AG New York &pilchard LBS AGC *man Branch These deposits are not irrsed by tie FIX. Balances held at la LBS AG Camas &arch are temp:wanly noosed to the sovereign Sc of the Cerra blends, and late is no guarartme a other dokation of LES AG to repay the balances while ti the UBS Cayman's Brach's books. Depose at LBS Bat USA and each UBS AG Branch are not protected by SIPC. Money Fund shays are protected by SIP( See 1135 Financial Services Aorta famed:ea bear. Upcn pa repro, balances n te Bak Sweep Pr.:Tarns a OA may be withdrawn and shares of a Money Find may be liquidated, and the proceeds retuned to you a your seoseies acoxrit. Fah« Hermitian about available sweep outlaw incasing anent irrrest rates and alds„ k available at merabs corrisweemtelsk from your Ft-07'64 Advisor or by eating 800-762-1000. UN Financial Senior account potation Tco Fien it a member of te Secuilies Investor Protection Como:Mtn (51PC), which protects securities xcants of its ambers up to ISOO,C00 frichaing 5214000 for dabs for osts), The SIPC asses protection limits appyto all ettorva tut you hold in a panicula- capacity. The Frm, together vnth certain affiliates, hm also gurchmed o.pplernental protection. The megrim amount mar lo el *Gable clones, colectirehr u-der this protection is 1500 millon a of December 10, 2013. Skied to Me poky coninons ad Imitations, cash a the Firm is Iona< protected for tp toll 9 million in the axnegate For anima acount; heed in apes-titular capacity. A Iii cow of the poky wadgg is mailable upon request. The SIPC prancer. and ta supplemental protection both do not apply to' • Ceclan financial abets controlled by (and n your account value) but held away from UBSfinancol Services (e.g., cenain 0 can at UBS Bank. (i) cal, al LBS AG SlarnIcrd brand's (id aurae prick including variable *nuke. and 60 shores of road finds where such shares are registered drecdy n the nine of te account holder on tie books ad records of the applicable 'soar or turd er awl): • Certain menage contracts or imminent interests (eq.. limited partnenhix and prime placensents) fiat are rot registered under the Securities AO of I933; ad • Commodities contacts (e.g, loregn exchange and proc rat metal cortrects) including futures contacts at commodity option contracts, Te W C potectch and dal supplemental protection do not apply to these aret, mien 4 hey othenme appear on you statements. The WC protection and the sabrantal protection ds not poled nand range; n the malel vale of pis investments (whether a a result of market movement issuer batruptcy tr °Mena.) More information i; avaldsle icon recast Wit may obtain more information about WC, aiding the SIPC Brochure, by contacting 51K a 202-371-8300a ty useng the SIK webs.. antnew.a/pcmg Dividend Renverbvient Program (DRIP) The cae reflected i an average prke You may obtan the actual price from you Financial Adesor. OnTy *hole glares are purchasedus:be CAW; patul tares win be told and the car w3 be departed h your account. The 6videni reinvestment ricesuppled byfe 69-er may from the market ace al 'inch te partial shares ere sold Carlaeliew CriR whole units may be held in yoir accord. if you are waled to a paTial unit as a result of a elviderd pigment or otherwise, the form call ether sell pail units at market fake or :crept an amount determined by a imstend axing agency, andcredit your acorn Invesbnent objectives The nvestmem objectives and risk profile are speck to each account and may wrybetween Please raise the Firm porrptly in write-got any signikant change in pis financial situatch or 'Penmen °Needles. Fa each CONFIDENTIAL account hat you choose one of the following jammer. objectives' • Rrodue Curentbscome. 1 iimb ire as seang the generation c4 income crib.. • Adieu* CapttalApprociatin Ins...Until inking yowls of prnopal rather than the urination of e. • Produce Combination a acne arri Capkal Appreciation elements seeki-g both the gereratcn of neon* and gowth of papal. Oveell risk profiles • Conservable Seeks to maroon with low risk and volatility lo the ettam wall even if that means the accost does reel generate evilcant game or alarm. and may rot keep pace with ration. • Moderate Willis to accept scow elk 10 Palm' and tolerate some votatelity to seek hgrier returns. • Aggressne: Wiling to accept high ritic to principal ad high volatility to seek highreturns ister time. Statement Iscruseholdne We may consoldase al related account statements with fie sane *dress n the same en eepe. Accosts may be related tor this purpose berate they have owners who ako maintain Pin accost relationships with other clients at the same address. This pratlie is known as • kouroldrg R you prefer to recent gclinclual statements mated in separate envelege.— you my decline haumholding by caling yOuF Financial A&isor. Friendly acommt name The Frady accost name reflects inf amnion tat you entered cep the Firrn's online Seneca( imbue.. It is a cuttornitable *niclrarm' chosen by you to auk yar nth pur recordkeeping kon no legal effect en Yee, account. YOU to changegar Therd)raccoint names. through Onlre Services or by contactrg pot Fina-cial Advisor. Acumen overview • Vake of port account/porn< ore. Net of assets and • As,et lockas Said* cash balances, valsos lo restricted saucy lest a and Global Tine Deposits, irreaked marks to mart, and certain assets not held bydi Fins. Does rot include unpked martin asset; at the end ot the edaand norm statement periods, or yrvase untested nock option and area* god options • Lialsolies Includes debt bilam outstanding magen loan, credit Gr, Pot arrant balances. • Cashreoney balinces. Total of uninvested available cash balances, plus UBS Bark USA deposit Maces, LBS AG Stamford Branch deposit balances and money make) nasal lund sweep balm; the Mae of the statement period. Norscommodity gee credit balances in your accost ire rot segregatedfrom other balances and fie Fern may, use any of these funds in the ordinary COLON of Metvins. These funds are payable upon your derna-d. This total n included fie cunent period closing value. SDNY_GM_00026504 EFTA_00137124 EFTA01278031 important information about your statement (Centmued) Lending information Fa delaAed informal«, on She Files lending practices and &those:. refer to ycsa Clem Relatcnthip Acreenwni or A«crast Agtemen1 and the General Team a-d Conditions LOS Slattenent of Croak Prank's mailable in Agreements and Candeurres mow obi romiaccouratiorloam Yaw ant You statement Om«, securities and other awls held in the acoxent at the end of the CUROnsent period. You may ask for debeery ot fully paid tarries at arty time. You mai-recent starlets toed as loan cannel after ppay/tg rayy balance due on them. Any women ire ofierRI to the Fins citing the statenwnt period are Medal market vote as of the end of the staement WOE • Cast bat& detemning the cost basis of the stories itxtuded n this statement. where indrated with the ntrrba LOS f handle Services WI relied alinformal« cbuined from scones other than UBS Financial Sakes. including Oro:maim Iron another file et that you may have provided to yoke Fnancal Adrisor. The Finn don noi indepenitetb wily cc cparantee the occur. wadi). of ary information provided by lanes otter than LIBS Financial Seniors h arthcogh LOS Financial Stances gerwalb indates this igetnutian at it it received. the firm does not provide at ammos the the infonnaeon under "Cost basis' and "Urrealced gatIloss' is waste as of the date of this statement. As such please do not mai on this Information to make sushi« a sole «cis:rink for Is p.rposes Otherwise. Accconts transferred to the fire may reflect gearless inkernatim onb for the period d tire they are held a the Firm Mae historical newealon cat be added by your Anoxia Advent. • Unremplieed gairefiones wean data is available. ennuted urrearized Gard losses are calculated for ravidual tease/ lots. The transaction data for manta, lots mayor may not relied ccermissicedi °sign Ander «nifty reorganitalcn twin. Deified and otter reinveament lots and systematic pith«e lots are each confined to display one averaged lot The Trade dale colt« presents the original transaction trade date • Callable securities Bends and preferred stead that the issuer cats fa ea rederrOlnen wit be selected apartsalb by lot Iran among all SeardlreS of that issue held nor nine or n non*** NM* la Cad clients Call «owe infmnaikn it obtained from third pities and its aCCtraCy is not guaranteed. Other call teams may east IMO could affect yielA corvine eicanalen will be provided upon request • Certificates of deposit (CDa). COs are 10K inured up to S2%000 in «MOE and accrued interest per depose« ad per deposikeynfitchert inaccordance won FOIC rules. • Pricehalue hen divined lot tattritios and °tee ;redacts may be higher a lower than the price that you wok, a-watt recent n the market Won a-e obtained from vat* tad party sources which we bekve to be reliable, but ate do not guarantee the. ateu r - We gently Mons* dosing price when avearebb or the mean of the bid a-4 ask prices fee fined securities and cohortsor orny bed prices kr OTC securities. - Less acteeb traded «w rites maybe seised using a vakation model or the mon recent prix we cbtaned at may not reflect an actual market ;Me cc vat*. - Certain petitions may appear watt« a price and will show as 'ark* was not avelable• ft we re unable to cbtain a price I or a sootily - Departs a searfies derxminated incurercies other than U.S. dotes are reflected at the exchange rate as of the statement date. - For certain seosities toting in nonconforning denaminaikenk peke and iluantitY 0 a valve/ may havebeen adested to f militate pecker valuation. To obtain Current «alai:ens, Moen sealable, roman ye« nancial • Private brewbeentie and structured produds. Private Mestere« sorties (ix lading dent panktatian pecqam and real estate imestmern taw securitin) ad seesawed proficts are gentralb Inkfily ilkwid. Cron seated prodacts have nos been registered with the Securities and Exchaw Commas« a titer any stale securities laws We provide estimated mks for private inveritMent wackier and structued predicts foe inkernatoral Paws only. karat; is not guaranteed — These vain maydiffer substantial, been prices, if ay, at *hilt a private «tenant secuty severed product may be bough or sold ad do not necessarily represent the value you nuy receive upon boa:bean. — Thid party estinges of yak* re as °ascertain date and ate slaked to UBS Fnaxial Services an a regular bale by an independent yak-aeon I Wm. — btu, general paint. a sponsor minuted values. if arra. me supplied to the Flinty the our. «meal parr« a sponsor and may be calculated based on dfferem ithamation ban fiat used by third parties to derive thee esteemed vat«. - You canteen additional rionnation regarding the nontiodokigy used to deteemine the niirow of Yala and to date of the :Nommen that is the basis for the emirate by contacting raw Financial Advisee. - M piny estinwed mass may be reflected as Not arced' re several seuations: when an independent wish«, Inn has not suPOWd k unable to asstri a rata, when we become awn that a material event has occurred that may call a peevieusly reported value into queston a when a ate lour be hghbsseculatisir file to the rare d the sear« - When nenhee an *suer, general partner or sponsor estimated vain nee a dud-party estimated valor is proveled, the .aka of the security wit bedifferent keen in purchase price. — -DstrtiAions to date' may include return of capita. axone cr both. — •Coginelunt sae' represents the nits& offering acre per tad and may nOt ferret' you cost basis • Restricted sonorities Restricted securities gentralb acv nol currently eligible for public salt 185 Financial Services uses the market peke of the unrestricted stock of the same issuer as an invited value la the restricted stock few purposes of ma st.tenneo* To the ardent that restekted securities are *liable to sale, the value received may be stkostanbalb less than the in:vied value shown • Est. (wtimeted) incerne, cumine yield, and rata An intimate of arrual income is based en current doidend ad Merest rates, awning the «suckles will be held for cne year from statement date or trail maturity. This estimate is only a guideline, accuracy and continued income me nol guaranteed — Ern-sated anal interne and cure« yield for cedar types of securities could include a relun el Prelttedl Or Capital gain 'ankh case the est income OM current yet* would be overstated. — Istinated anal inane and omit yield and the actual income and yield might be know or higher than the estmted amounts — An estimate of a-rualeed Mon* Winierd ad's intorno divided by the current market whore.« riga balance is based on the last dividend ileren payment made by the issuer and assans the seoseestdeleOber will be hell for one year keen the statement date a 4066 nututly. Accuracy and continued yekl are net guiranteed • Anita not hat by UBS Services. Certain assets ace not held by the Firm and not wthin the Fens, possessen a control. These assets are deployed on yar statement for infOirnalsonal pupates only. Positions and vekaes presented we provided by the issuing fem. LETS Financial Services is not respirable for ths information and cbesna guarantee is accuracy. These assets are not protected by Seta*. Finis supplemental slit coverage. • Revenue shoring and additional compensation — In addecn to ccoanisserd on ties and 12b1 lees received n ecrnecton rah the cliWIticakin mutual finds to our climes ate andor out offkale receive reknit shying payments from diarbuton ado ethical of the mutual funds that we sell. IT** amoifils are based on two Mee« corrpcnents 0 the amount of sales by LOS of a pankula neAuel fund f rib. to our clients. and GO the awn value of a parliCubr mutual fund lamb's shen held a the fiat — We and cis Agate ate receive nerAtekng and cent« processing lees in «nu:twat« for transfer agent crevices that we remit to the mutual krds These fearer" are pad from investor assets n the mutual hal and are a fad dollar amount based on the rasher of accounts at the Iricatislealer holden; infial lunch of that fund family CONFIDENTIAL ▪ h addhen to commissions received in conneden rah the safe or distrtution of arra.* contracts and tat eretitrnint teat units 10 our Chents, we ancfcc our affiliate resew resents sheen cceepernakel from merry of the insurance companies urdenweing the annuity {overacts. all Rates of the irourece ccenpanies ot sponsors 0 the act immanent VW'S we drStrbute. — Qtr affiliates also receive trading ccernesions and other comperoatico from manual lurch and insurance companies whole products we dalthulei — We receive an dread fee Prom LOS Bork USA rd UBS AG Surrexd Brandi of it to $25 per arca« sweeping to the barks uncle( the UBS Bank Sweep Own. Adhity hIcerration re:prang common and other charges homed n correction with the executer, 0 trades. incldng option transactions has been mluded en «nem-aeons crenousfai furnished to you, ad will be provided toyou pawkily on recpest. Want selling f you are engaged in sheet selIng a security, you may hos a charge tit to cenan «mowing costs father pal Cul, security. Open at Regarding Orman cc • gaaclaiScancelleci ceders that were not executed by the «kernel's date. open buy ad sell stop orders are reduced by the ant of deaden:6 or rights on an todwidends or «rights date unless instructed otherwise by ye« You ate responsible fa «den that we executed due toms failure to cancel waltirg open orders. Privacy To obtain a copy of as wren Clem Privacy Notice please contact your Financial Aden« a visit web at wen* ainrumbrivarytolor UBS Brune« Services is «data« The RUA, Business Services Account BSA and IRMA are brokerage accounts which provide access so barking services and products though arrangernents win ail hated barks and other thed-party banks, and provides access to nsurarke and emu« product, issued by inaHoliatedthedpany :mutant* companies through Murano* agency subsidiaries of OBS Enema] Services Ix. Inithtmem, insurance. ard arrony products: Not FDIC nand • No bank guvantem May lose vitae BMA Revs.« Managenwit Account. Business Services Account BSA, AMA ad nternazioul ReSafte Management ACCOril are registered service mares of UBS financier Services he Visa Signal«e a a registered service rrark of Visa International LEG Visa Segratve credo cards ad tes Voa debt cards are awed by UBS Beek USA with permission horn Vna u SA Incorporated. UBS Financial Services Inc Fey 201511 SDNY_GM_00026505 EFTA 00137125 EFTA01278032 *UBS WS Financial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70010615630316X13 Yi 0 Business Services Account March 2016 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number Your linancial Advisor- SCOTT STACKMAWLYLE CASPIEL Phone Questions a bout your statement? call your Financial Advisor or the Value of your account ReSotiNeline at 800-762-WOO, account 025023692 on February 29 (5) on March 31(5) Your assets 6,461.10 0.00 lesIt our websIte: www.ubStOrrolfinanCialServiCeS Your liabilities 0.00 -5,368.21 Value of your account $6,461.10 -35,368.21 Tracking the value of your account S thousands Soarers of your account growth duriag 2016 Value of your account at year end 2015 $55,373.13 554 Net deposits and withdraw& -$60,742.38 32.4 Your 464501101f realm Diedendard interest income Chance in market value 51.04 5000 6 -54 Value of your troutro on Mar 31, 2016 4%368.21 Mai 2016 Dec 2014 Dec 2015 Feb 2016 SDNY GM 00026506 Member S1PC ANP700C0001061563 N1100012762200001 CO 16 00CC00000 oi0C0 Pogo 1 of 12 CONFIDENTIAL EFTA_00137126 EFTA01278033 SUBS Business Services Account March 2016 Your account balance sheet Summary of your assets Value on March 31 (5) A Cash and money balances aoo B Cash alternatives 0.00 C Equities 0.00 D Fixed income E Non-traditional Account name: 116 EAST 65TH STREET u.c Friendly account name:116 LLC Account nuntber. Cash and money balancesmay indade available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last 0.00 two pages of this statement for details about those balances. 0.00 F Commodities 0.00 G Other 0.E0 Total assets Summary of your liabilities $0.00 Amount on March 31 (4) Debit balance Total liabilities Value of your account Eye on the markets Your Hounds' Advisor: SCOTT STACK MANYLYLE CASIVEL -5,368.21 Index Percentage change -$5,368.21 March 2016 Year to date S&P 500 6.78% 1.35% -$5,368.21 Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03% Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% ANP700050011:61569 NP7000127622 00001 0316 00003000C 10M11) 1fico2ant 2 OF 12 CONFIDENTIAL EFTA 00137127 EFTA01278034 SUBS Business Services Account March 2016 Account name: 116 EAST 65111 STREET ISC Friendly account name:116 /EC Account number. Change in the value of your account Cash activity summary March 2016 (Si Year to date (I) Opening account value $6,461.10 $55,373.13 Deposits, including investments transferred in 50,036.92 100,036.92 Withdrawals and fees, including investments transferred cut -61,866.62 -160,779.30 Dividend and interest income 0.39 1.04 Closing account value -$5,368.21 -$5,368.21 Dividend and interest income earned rot outposts of INS Statement, tsaablIty of interest end OntOend income has been determined DOD a US lm ftPoltire3 CersPectite. Bored upon the residence of the account holder. account type. or produt type, come interest ardor dvld.nd payments may not be subject to United Stan (US) ands Puerto Rico (PR) income tares. The (tent monthly Ratement is not intended to te used and cannot be reefed upon for IM purposes. Clients Should refer to the aulerete ear reporting films they receite from uBS annualy, Suet, as the Forms 1099 and the Fonts 480, foe lax reporting information it is the practice of UBS to file the an:kettle la( reporting forms WV, the US 'memo Revenue Semite and PR TreaSuN oepartr*nt. WO in such Wren accutatery (estify chide AM art" Ci littered as Ida exempt or tamable 'mane Pleat consult your inthulual tas preparer. March 2016 (S) Year to date (S) Taxable interest 0.39 0.95 Total current year $039 $0.95 Prior year adjustment 0.00 0.09 Total dividend & interest $039 $1.04 Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity ens month lot deists Biomes in your SweepOptions are includedin the openng and closing bg.snces Aut. FDIC insurance *pies only to deposits a U85 Bank USA, not to depotits at U85 AG, StarMord Branch or bank deposes paced t Nouse the UBSInternahond Depose Account program. SIPC rxotechon applies to monry market sweep fold hcklirrat but not bank deposits Soelmportant Mannar:on about your statement on the tat mo pages rf this document for decals March 2016 IS) Year to date (S) Opening balances $6,461.10 $55,373.13 Addtans Deposits and other funds credited 50,036.92 100,036.92 Dividend and interest income 039 1.04 Total additions $30,037.31 $100,037.96 Subtractions Checks and bill payments -57,762 97 -134,097.64 Cash/ ATM transact ons -2,116.00 -7,075.25 ATM fee rebates 15.00 44.25 Card payments -2,002.65 -9,422.00 Other funds debited 0.00 -10,228,66 Total subtractions -$61,866.62 -$160,779.30 Net cash flow Closing balances 411,829.31 -$60,741.34 -$5,368.21 -$5,368.21 SDNY GM 00026508 ANP7C003001C61S6SNP7003127622 COCCI 0316 0000r Pop 3 of 12 CONFIDENTIAL EFTA_00137128 EFTA01278035 SUBS Business Services Account March 2016 Account name: 116 EAST 65TH STREET tic Friendly account name:116 LLC Account number: UBS Bank USA Business Account APY Your account instructions Interest period Feb 5 - Mar 6 Opening UBS Bank USA Business balance Feb 5 848,022.38 Closing UBS Bank USA Business balance Mar 6 830,264.63 Number of days in interest period 31 Average daily balance 812,864.88 Interest earned 80 .23 Annual percentage yield earned UBS AG Deposit Account APY 002% Interest period Feb 5 - Mar 6 Opening UBS AG Deposit balance Feb 5 80.00 Closing UBS AG Deposit balance Mar 6 80 .00 Number of days in interest period 31 Average daily balance 814,566.80 Interest earned 80 .22 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives fa this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration - None selected Your II sandal Advisor. SCOTT STACK MAMLYLE CASIVEL • Your account cost basis default closing method is FIFO, First In, First Out. ANpw00300i061SS6W000127622 COCO OM POCOOC/00 0026j 4 of B3ge 12 CONFIDENTIAL EFTA_00B7129 EFTA01278036 44) UBS Business Services Account March 2016 Your assets Account name: 116 EAST 66111 STREET 1.1C Friendly account name- Account number. Some prices, income and current values shown may be approximate. AS a Mak gam aid losses May POI be monalely reflected. Set Aporunt infosmafron about your statement a the end of INS docurnem for mote Information. Cash Cash and money balances Cash and money balances may include. avalaole cash balances, UBS Bant USA depoat account balances, UBS AG Stamford Branch ',poet account balances and money mattes mutual fund sweep balances UBS Bank USA deposit account balances are insured by the FDC ?Jinn apple/de limits, but are not protected by SCPC UBS AG Stanford Branchdeposit account balances am not ensured by FDIC and am not protected by SIPC Money market 'sumpbalances are protected by SEC but are not ensured by the FDIC. See the Important information about your statement at the end of this document for details about those balance,. Hddng Openngterlance on Mac I (S) Cloung Wrote erne per sham Average Dale:lenderne:est Days en on Mar 31 (S) on Mar 31 (I) rate period period Cash 0.00 -8,730.99 t$S AG DEPOSIT ACCOUNT 6.461 10 3,362 78 Total $6,461.10 -95,368.21 Your Finandal Advisor: SCOTT STACK MAIILYLE CASRIEL Your total assets Value on Ma 31 (S) PelCentEVX OF Cost ESLITIEMCI DrIredIZtO your account basis (S) annual inrCer* (S) On or loss (s) Cash 1 Cash and money balances Total values in Cash and msney ttlances ecclude any wean:leg rnaoin loan or unsecured debit baance. These teranCes are reflected as hadlines in the balance sheet section of the statement Account activity this month FOf more Information about the orkelealut shown for restricted securities. see Important information abOut your statement A the endol INS dOCtinent Date Activity YOur Ouantelyi Description eranS*COde Face sJiah Cash FreCOValue amount (SI Cash and money balance IS) Feb 29 Cash and money balance 96.46110 Mar I Sank Card WANE BADE -29.46 Mar 1 Transfer )0U4NAL FROM VI 23575 GHISLAINE MAXWELL 50,003.00 continued next page SONY GM 00026510 AelP70003001C61567 NP7003i 27622 0003I 03160000X0000 CONFIDENTIAL 0t003 Page 5 of 12 EFTA_00137130 EFTA01278037 *UBS Business Services Account March 2016 Account activity this month (contnveth Date Artistry Outlitityl Description essxnse code Face vdut Cash FrirdYaltie IS) amount CO Cash and money balance IS) Mar I Interest WS AG DEPOSIT ACCOUNT .22 56.431 86 Mar 2 Withdrawal ACH WITHDRAWAL ADP Tzu4401k -827.30 4%170.19 Mar 2 Bsa Check D./PONT BUILDERS CFECK PAM) 001078 -8,753.66 Mar 2 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC A88071 Mar 3 Bank Card STARBUCKS N 18509 NEW YORK -4.84 32293.82 Mar 3 Withdrawal ACH WITHDRAWAL AMEX EPayment -12.332.92 Mar 3 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 Mar 4 Bank Card ECTELS.COM128086983164 -20428 30264.54 Mar 4 Essa Check GEORGE I TAVOULAREAS PE CHECK PAID 001077 -1,825.00 Mar 7 Rebate ATM FEE REBATE 3.00 23,058.80 Mar 7 Rebate ATM FEE REBATE 3.00 Mar 7 Bank Card CELIJCA5 -14.62 Mar 7 Bank Card CHARLES STREET SUPPLY -15.40 Mar 7 Bank Card CEWCA5 -20.57 Mar 7 Bank Card BOSTON PARK PLAZA FB -34.24 Mar 7 Bank Card CASH WITHDRAWAL -63.50 Mar 7 Bank Card CASH WITHDRAWAL -503.50 Marl Interest WS BANK USA BV9NESS ACCOUNT AS OF 030416 .09 Mar 7 lasa Check AIX ENTEPRISES CHECK PAID 001083 -6560.00 Mar 8 Bank Card STARBUCKS STORE 00801 -4.01 21296.00 Mar 8 Bank Card STARBUCKS STORE 00801 -6.31 Mar 8 Bank Card STARBUCKS STORE 00801 -6.43 Mar 8 Bank Card PARK PLAZA AUBONPAIN 9 -6.88 Mar 8 Bank Card PARK PLAZA AUBONPAIN 9 -10.15 Mar 8 Bank Card BOSTON PARK PLAZA ROTE -34.34 Mar 8 Bsa Check PARKER HOUSE SERVICES CHECK PAID 001079 425.00 Mar 8 Bsa Check WIWAM DAILEY CHECK PAD 001080 -1269.68 Mar II Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 21219.40 Mar 14 Deposit DREG EXPOSIT ADP Ta:4401k 36.92 21256.40 Mar IA Interest UBS BANE USA BUSINESS ACCOUNT .08 Mar 15 Bank Card CASH WITHDRAWAL -503.00 continued next page Account name: 116 EAST 65TH STREET LLC Friendly account name: 11 Account number: Your Ilisandol Advisor: SCOTT STACK MANYLYLE CASRIEL ANP70303001C61%8NP70C0127622 COCCI 0316 00CO3COCSOMGm00026134ge 6 of 12 CONFIDENTIAL EFTA_00 1 371 3 1 EFTA01278038 *UBS Business Services Account March 2016 Account activity this month (continued) Cote ActI4ty YOU, Ouantlty/ Description emense code FS! vdue Cash raceValue Cs) amount CS) Cab and money biarke IS) mar 15 Rebate ATM FEE REBATE 3.00 20,756.40 Mar 16 Withdrawal ACH WITHDRAWAL ADP Tw4401k -802.33 18273.37 Mar 16 Withdrawal ACH WITHDRAWAL ADP EEPAYTGARNWC -1.680.70 Mar 17 Rebate ATM FEE REBATE 3.00 16.877.24 Mar 17 Bank Card STARBUCKS 118509 NEW YORK -8.96 Mar 17 Bank Card 0804 EXTRA SPACE STORAGE -366.31 Mar 17 Bank Card CASH WITHDRAWAL •1,003.00 Mar 17 Bank Card MORTON $MWAMS AMBER -20.86 Mar 18 Bank Card MORTON WIWAMS AMBER •14.18 16,744.17 Mar 18 Bank Card SQ •A TO Z BEST SER -108.88 Mar 18 Bank Card LISPS 3596140014 -10.01 Mar 21 Bank Card GREEN GOURMET • BWE P -23.29 16,720.88 Mar 22 Rebate ATM FEE REBATE 3.00 16,587.02 Mar 22 Bank Card STARBUCKS 100821 NEW YORK -4.30 Mar 22 Bank Card MORTON WIWAMS AMBER -9.98 Mar 22 Bank Card STARBIJCKS 100821 NEW YORK -12.90 Mar 22 Bank Card LE PAIN QUO11DIEN 44.15 Mar 22 Bank Card LE PAIN QUOTIDIEN •17.11 Mar 22 Bank Card LE PAIN OWTIDIEN -22.05 Mar 22 Bank Card CASH WITHDRAWAL -43.00 Mar 22 Bank Card PRET A MANGER 0070 •13.37 Mar 24 Bank Card STARBUCKS0/00821 NEW YORK -4.30 16,582.72 Mar 28 Bsa Check MICHAEL GRAY AS OF 03(2916 CHECK PAO 001050 -600.00 Mar 28 Bsa Check DUPONT BUILDERS AS OF 03/2916 CHECK PAID 001047 •1.118.61 Mar 28 Bsa Check DJPONT BULDERS AS OF 03/25116 CHECK PAID 001048 -2.492.44 Mar 28 Bsa Check CUPONT BUILDERS AS OF 03/2916 CHECK PAID 001049 -4,197.32 Mar 28 Bank Card MTA VENDING MACHINES -5.00 Account name: 116 EAST 65TH STREET 1.1C Friendly account name:116 LLC Account number. Your PI nandal Advisor: SCOTT STACKMAI/LYLE CASRIEL continued next page SDNY GM 00028512 Atie70003001C61569NP7003177622 COCCI 0316 0000300a01000 Pap 7 of 12 CONFIDENTIAL EFTA_00137132 EFTA01278039 ;It UBS Business Services Account March 2016 Account activity this month tcontilveco Date Actiury (O41 Ouantityr Description expense code Face watt NttiV slue CS) Cash stunt (1) Cash and money bSarKe ($) Mar 28 Bank Card PRET A MANGER 0070 -5.76 5.884.47 Mar28 Bank Card WANE READE -22.92 Mar 28 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Mar 28 Bank Card 0804 EXTRA SPACE STORAGE -396.86 Mar 28 Bank Card 0804 EXTRA SPACE STORAGE -415.05 Mar28 Withdrawal ACH WITHDRAWAL CON ED OF NY •1867.66 Mar 29 Bank Card AMAZON.COM -16.60 5.845.81 Mar 29 Bank Card AMAZON.COM -22.C6 Mar 30 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC -1.68a70 3362.78 Mar 30 Withdrawal ACH WITHDRAWAL ADP TadA01k -802.33 Mar 31 Bank Card THE UPS STORE 410133 -76.22 -5368.21 Mar 31 Bsa Check DYNARE CORP CHECK PAID 005023 -761.32 Mar 31 Bsa Check DYNARE CORP CHECK PAID 005024 -6441.38 Mar 31 Bsa Check CONSOUDATED ELEVATOR CHECK PAID 005022 -1252.07 Mar 91 dosing cast' and money balance -$5.368.21 transaction date Posting date Descnohon Amount CS) Cash/ATM transactions 185 Visa debit G MAAWELL Mar 04 Mar OA SANTANDER Boston MA -1503.50 SANTANDER 00StOn MA -S63.50 ATM FEE REBATE 13.00 ATM FEE REBATE 13.00 Mar 11 Mar 14 CHASE/ 11003RD AVE NEW YORK NY 4503.00 ATM FEE REBATE 53.00 Mar 16 Mar 16 CIT1BAN0009591 NY Ni -$1,003.00 ATM FEE REBATE 13.00 Mar 18 Mar 21 CHASEI1100 3RD AVE NEW YORK NY -$43.00 ATM FEE REBATE 13.00 Account name: s EAST 65TH STREET LLC Friendly account name: 1 '6 LLC Account number: Your Finandal Advisor: SCOTT STACK MAN LYLE CASRIEL Total transactions Total rebates 42.116.00 $15.00 mtP7C00300IC61570NP70C0127622 0000I 00CO3C004....10MpreGhtoo0261yee 11 of 12 CONFIDENTIAL EFTA_00137133 EFTA01278040 SUBS Business Services Account _ € Account activity this month (contrived; Account name: 116 EAST 65TH STREET LLC Friendly account name:11611C Account number. Your al vandal Advisor: SCOTT STACK MANLYLE CASNEL Transaction Posting date dale CiesaMion Amount 04 Card purdiases Visa debit MAXWELL Budding/Horne improvements Mar03 Mar07 CHARLES STREET SUPPL BOSTON MA 946063230172948427 $15.40 Communications Purchases Restaurants Total - Buildimg/Hom• irnprovirmants $15A0 Mar 28 Mar 29 AMAZON.COM SEATTLE WA 000000000000000000 $22.06 Total • Communications $22.06 Feb 26 Mar 01 DVANE READE NEW YORK NY 006058600145713390 $29.46 Mar 03 Mar 07 DELUCA'S BOSTON MA 436064105009625241 $14.62 Mar03 Mar07 DELUCA'S BOSTON MA 436064105009625381 $2057 Mar 15 Mar 17 MORTON WILUAMS AMBE NEW YORK NY 006076000394122674 $20.86 Mar 16 Mar 21 GREEN GOURMET • BLUE NEW YORK NY 796077100711303219 $23 29 Mar 16 Mar 18 MORTON WIWAMS AMBE NEW YORK NY 006077000398950327 $14.18 Mar 17 Mar 18 USPS 3596140014 NEW YORK NY 000000000000000000 110.01 Mar 18 Mar 22 MORTON WIWAMS AMBE NEW YORK NY 006079000429626134 39.98 Mar 24 Mar 28 DUANE READE NEW YORK NY 006085600148077824 $22.92 Mar 28 Mar 29 AMAZON.COM SEATTLE WA 000000000000000000 $1660 Total • Pardiases $182A9 Mar 01 Mar03 STARBUCKS #18509 NEW New York NY 166061000462116425 Mar 02 Mar 07 BOSTON PARK PLAZA FB BOSTON MA 976063200188400352 134.24 Mar03 Mar C6 STARBUCKS STORE 0080 BOSTON MA 166064000081250057 $6.43 Mar 03 Mar 08 STARBUCKS STORE 0080 BOSTON MA 166064000081250909 16 31 Mar 04 Mar 08 PARK PLAZA AUBONPAN BOSTON MA 1660641200067400148 $10.15 Mar 04 Mar 08 PARK PLAZA ALEONPAN BOSTON MA 166065000652196126 $6.88 Mar 04 Mar 08 STARBUCKS STORE 0080 BOSTON MA 1660650006564 44357 $4.01 Mar 15 Mar 17 STARBIKK $ 118509 NEW New York NY 166075000216959421 Mar 18 Mar 22 STARBUCKS 100821 NEW New York NY 1660780012695746338 $12.90 Mar 18 Mar 22 STARBUCKS 400821 NEW New 'fork NY 166078000794245893 S4 30 Mar 18 Mar 22 LE PAIN QIJOT1DIEN NEW YORK NY 056079286688800186 $17 II Mar 18 Mar 22 LE PAIN QUOTID1EN NEW YORK NY 056079286688801382 122.05 $4.84 5896 continued next page SONY GM 00028514 ANP700C000106; 571 Ny=012767200001 0316 030000000 CONFIDENTIAL 01000 Page 9 of 12 EFTA 00137134 EFTA01278041 SUBS Business Services Account Mach :o•F, Account activity this month (contnued) Transaction Posting date Odle Oecnolion Card purchases (continued) U8Sursa debit G &FARWELL (continued) Restaurants (continued) Transportation Trays; arrangement sewn Professional servos Miscellaneous/Unclassified Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: Your If vandal Advisor: SCOTT STACK MANY LYLE CASIVEL Amount ($) Mar 18 Mar 22 LE PAIN OLKITIDIEN NEW YORK NY 056079286688%1390 Mar 18 Mar 22 PRET A MANGER 0070 NEW YORK NY 056079091000583290 Mar 22 Mar 28 PRET A MANGER 0070 NEW YORK NY 056083091001 557636 Mar 22 Mar 24 STARBUCKS 400821 NEW New York NY 166082000953949586 $14.15 $1337 $5.76 $4.30 Total - Rostarrants $175.76 Mar 23 Mar 28 MTA VENDING MACHINES NEW YORK NY 466083000163021243 Total - Transportation 55.00 $5.00 Mar a Mar 08 BOSTON PARK PLAZA HO BOSTON MA 976066207088601077 Total - Travel arrangement services $34.34 $3434 Mar 02 Mar 04 HOTELS.COM1280869831 HOTELSCOM WA 166062000999391383 Mar 16 Mar 18 SO *A TO Z BEST SER NEW YORK NY 156076741342989798 Mar 29 Mar 31 THE UPS STORE 01083 NEW YORK NY 166090000762780321 Total • Professional services 1204.28 1108.88 $7622 $38938 Mar 14 Mar 17 0804 EXTRA SPACE ST0201-956-0020 N) 006075253074010333 1366.31 $415.05 1396.86 Mar 22 Mar 28 0804 EXTRA SPACE ST0201.996-0020 RI 006083253082010036 Mar 23 Mar 28 0804 EXTRA SPACE ST0201-996-0020 NJ 006084253083010109 Total - Miscellaneous/Undassified Total Card charges Category CUlftlIt otrIcia(S) $1.17822 $2,002.65 Yea Iodate 04 Card purchase swum OBS Visa debit G &FARWELL Building/Home improvements Communications Medical and dental Purchases $182.49 Restamants 1175.76 S15.40 522.06 $1.369.62 $37.99 $10.00 100) 12.040.75 A ro.70D0300i 061572 NP7000127622 00001 0316 00000 CONFIDENTIAL 1539.53 c-ontinued next page COOC OM r,00 51001 2 yg 2 EFTA_00137135 EFTA01278042 SUBS Business Services Account March 2016 Account activity this month (cont.-Iwo category Cuneni perlod(S) Yes todate Card purchase swim .. continued) 18S viadebit ../ G MAXWELL continued) Transportation 55.00 S461.50 Travel arrangement services $34.34 5103.02 Professional services $389.38 $2,728.40 MiscelaneousrUnclassified S1,178.22 $2,131.19 Total card purchases 1.O vaY $2,002.65 Descripficn 69422.00 Amount (I) Money balance activities Feb 29 Balance forward $0.00 titar 1 Dep t Balance Return UBS BANK USA BUSINESS ACCOUNT 6,461.10 Mar 2 Deposit UBS BANK USA BUSINESS ACCOUNT 49,970.76 Mar 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/02/16 -11261.67 Mar 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 03/03/16 -12876.37 Mar 7 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/04t16 .2,029.28 Mar 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 03/04116 0.09 Mar 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/07/16 -7205.83 Mar 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/08/16 •1,762.80 Mar 14 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/11/16 -76.60 Mar 14 Withdrawal Transaction Lirnit Reached UBS BANK USA BUSINESS ACCOUNT .21219.40 Mar 31 Closing UBS Bank USA Business Account The UBS Sank USA Busmen Account is your ',limey Avorpoption Feb 29 Balance forward 60.00 $6,461.10 Mar I Withdrawal UBS AG CEPOSIT ACCOUNT -6,46110 Mar 14 Deposit UBS AG CEPOSIT ACCOUNT 21219.40 Mar 15 Deposit UBS AG CEPOSIT ACCOUNT 37.00 Mar 16 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 03/1516 -500.00 Mar 17 Withdrawal UBS AG CEPOSIT ACCOUNT Asa 03/ 1b16 -2,483.03 Mar 1B Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 03/17116 •1896.13 Mar 21 Withdrawal UBS AG CEPOSIT ACCOUNT ASO+ 03/1816 -133.07 Mar 22 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 03/21116 -23.29 Account name: 116 EAST 65111 STREET ILC friendly account name- 11 Account number. Your Mnandd Adelson SCOTT STACK MANLYLE CASRIEL SONY Gteraielr isa9e AMP700133001061573 W700312762200001 0316 000:000a 101000 Page 11 of 12 CONFIDENTIAL EFTA 00137136 EFTA01278043 UBS Business Services Account March 2016 Account activity this month (Ccotrued) Date Activity Descreticn mount 6) Money balance activities (continued) Mar 23 Withdrawal 1)85 AG CEPOSIT ACCOUNT ASCE 03/22116 -133.86 Mar 28 Withdrawal UBS AG CEPOSIT ACCOUNT AS Of 03124116 -4.30 Mar 29 Withdrawal U85 AG CEPOSIT ACCOUNT ASOF 03, 28/ 16 • 10,693.25 Mar 30 Withdrawal U85 AG CEP0SIT ACCOUNT AS CC 03/2916 -38.66 Mar 31 Withdrawal L185 AG CEP0SIT ACCOUNT AS Of 03/3916 -2,483.03 Mar 31 Closing WM AG Deposit Account 13.36233 Account name: 116 EAST 65TH STREET LLC friendly account name-116 LLC Account number- Your K vandal Advisor- SCOTT STACK MANY LYLE CASRIEL The UBS AG Depoot Account is your seconori sweep coot ANP70303001 C61574 NP7000127622 00001 0316 00030 I° gt#IY_GM_0002PA? 12 of 12 End of statement for account num CONFIDENTIAL EFTA_001371137 EFTA01278044 Important information about your statement U3S Financial Services nc. (the Fern or UBS Fnercial Strokes), is a mentos' of all principal washy, commodity and entire exchanges. UBS Financial Services and 1.8$ Bank USA re rdied subsilones of UPS AG and aff ihaes of U3S Startles U.C. The Film's f hanoal statement h available upon recites; The Finns exeathe off ices we a: LBS Financial 541-•02f lx. 1200 Harbor Boulevard Weehawken, NJ 07086 This flatfUlfra represents the only off icial record of you' LBS Financial Sentes account. Other records, meat *rola la. dxunents, contanng conelicing data should not be relied man II youbeim* there 6 en error a omission please report n writing to the Branch Manager of the dfice weep your account. Allhoup al 'ivies shown are Mended to be accurate. statement data *cud not be wed for tar purposes Rely soled on yethend tax kirms. Ge , Form 1099. 549t 10425. etc ) when orepamg your lax return. The Film 5 required by law to repal to the IRS all tacable dividends, report/Lb rontarabb datiihnd and mubk interest erred en securities held h dos accost net proceed on see tramaclans, ad con basis on certain covered stashes. Cavareanlatkme with the Firm • Meese rceortf km ay oral communration, in wring to Further protect your ritds mdudrg your ryes utter the Se skies Imestor Protection Act ISEA1 • It thefinancial Mtitution en the top left of the front of this agents isnot LES Ennui Servtes,U3S Financial Sonless carries you =cum as dealing broker by arra-gement with the iterated instituton We informal you of this relatrnshio at* SI opened this accost h the cast your lads and searlties are boated at U85 financial Services and rot ter i-itcdreg broker, rd you nut make areporl of any error or omission to bed' finny Asdes:sited in the accout agterrents, you Mgt natty us of any errors or fraud invohing decks reflected an you if faIMPOt within 30 days after t was mailed or made avaltik All strictures shall be dead complete a-dacarate ti al other respects e rice objected ton *rang *Whin 60 days. • Please deed astomer complaint. or iquin to tie Fim's C lent Palatial-aOhm-there at 2013521699 cr toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M ET Monday through Prday, a ins...erg to U3S Fioncial Semites M., Client editions Depanment, P.O. Box 766 Union City, NI 07037. • In case of errors acmes-dm about an electronic furls transfer (EFT/ bi payment or UBS Visedelik card transactions, call CO-762-1000, et mite to UBS Fnanoal Semites Irt, 1000 Harbor BIW., 6th floor, Weehaskert NI 07095, Attic RMASSA Senon Cal or write a soon as you can, if you talc you statement or receipt 6 wrcrg or 4 you need more ankmutrn tun a trader on the staternmt or maid The Firm or Cad Issuer (as andrahla mint her IroMyOu no later than 60 days after the Frm urn you the tit oat allent on whith the erns or Problem appeased, - Proud, you nitre ad xcant ntnter Of ay) - Cesabe the error or the trawler you at inure about, ad avian a okay Nyco CT why you believe • is en wee a why you need more Hamann - Fronde the doles amount et the suspected era. The Firm or Card Issuer wil hoestgete your complaint and will correct ay error promptly. For alleged errors anolving UBS Yiao debit ca-dtransartink if we take more than 10 heinnsdays to do this, we will credk yeti for the amount you think 6 in error, so that you wail hwe the use d the money dunng he tine a takes us to complete our iwestiption. Please mike all checks payable to the Fern or the Nano& instiution iterated on tie front of fib statement In addition to mods accuse fees, accounts may be abject to makenrce lees. chines for We parnent kr securities pushed, and charges ice unpaid anorts n cash acoants Accounts that are transferred to other insloArns may be subject to a Vander lee. UBS Sweep Options U65 offers options kr sweipig cash balances balances to bark deposits at UBS Ba-k USA and LBS AG Stanford branch (Bak Sweep Progeny), mow/ mina mutual bads Money Funds) ad the IntonationalDepose Accost ODAdor customers with an Int.-rational Rhone Managemerd Account. Through the Bat Sweep Program; cash balances at swept to LES Bank USA tp to an established knit aid then to UBS AG Stamford Branch. or a Money Fund. Deposits at Les Bank USA are FIX hared in accordance whh FCC nibs. For more Information tease MOO wmvfdic goo. Deposes a WS AG StamfordBranch ad shares of MoneyNadi are rot mated by the FDIC. Throucti tie DA, amittle to can 'palates are swept to depose mants al UBS AG New Yak Branch and LEG AG Cayman Branch These deposits are not Muted by tie FCC. Banes held at the LEIS AG Carman Branch are tomporry nposed to the sovereign risk of the Cayman Hands, and there is no garrote or other obligation ol UBS AG to repay to Dilates wtlika"lhe UK Cayman's Brach's books, Deposes a LES Bark LraA and etch UBS AG Branch are rot protected by SIPC. Money Fund shares are protected by SIPC. See 'LBS Financial Services Account Protection' below. Upon yaw request, balance, nth? Bank Sweep Programs or DA may be withdrawn arid shares of a Money had may be Radiated, and the proceeds returned to you or your season =art Fester a-domain about amiable sweep options, nchirg cument ireerest rate; and y-elds, s mailable at wmv.uhscorrimeepyolds, from your Fnancial Advisct a by calling 900762.1000. UBS financial Services roast protection ibe Firn 6 a member of the 5/unties Mesta notection Corporation (9PC). which protects leo.reias scow-hot as members up to 5500.023 (including 5250,003 ice dains for cash). The SIPC asset protection limits apply to all ICCOultl that you hold a partials capacity. the FUT, together wish certain off &am ha alto purchased supplemental protection. The marirnan amount payable to al Otte chart. coltecluelyu-dw this protectionis 1500 million a of December 10, 2016. hbect to the poky co ft6traad limlutions, cash et the firm is further protected fa up to $1.9 million in the al7Tregate for edicts accounts held in ova-titular caPacity. A f W copy of the poky wadag is avail** won request. The SIPC protection ind the agplermntal protection both do not OOPIITO: • Certain financial assets controlled by (and 'metaled in your account value) but held away from WSFinancial Services (t 9., certain 0) cash at UBS Bark USA, lig cash at IBS AG US.brard-in, 0.0 rwrce prodats, including variable enmities, and (iv) shares of ffifilal faith VA•f•such shires are registered drealy in the name of the account holder an the books ate records of the affplk&Of Suer a tinier agent), • Chan nvestmere contract a investment interests (e g.. landed partnerships ad dime placements) tat are rot regetered under the Securities Act of 1933; and • Commodities cornets (e.g, foreign exchange and prectus metal catraitO inducing futures contracts a-d commodity rutin contracts. The SIPC proteclon and to supplemental proterlon do not apply lo these asset then if they othenrise appear on yes statements. The SVC protection and the implemental protection do not protect against changes in the motet vela of yes investments fdether as result of market movement. issuer ba-kruptcycr othernae) More information is await* min regast You may obtain more ilfaffilti011 about 5K, holding the SIC Brochure, by contacting SIPC at 202-37143300 or by cuing the SIC limbed< a I wow.iistog Dividend Reiwortment Program OXIIP) The late reflected is an average price. You may obtain the actual piste tram yos Financial Advisor. Orgy neck shares are purchased under DPW; panel shays will be sold ad the cash wil be deposited is your account The chideni rernestmere pice applied byte oBar ma,' Me from the market price at which **partial shares are sold Cadvin.lieu Cnkr whole die; My be held in you accant. If you are entitled to a partite unit a a result of a dividend payment or otherwise, the Firm will either sell partial units at market Ora Co accept an smart afftflUified FP/ registered cleri-g agency, ate credit tar ward Investment objectives The nvestment objectives and risk profile are speck to each account and may vary between pa monk Plea Avkif the Firm prompt bt in wring of ry CONFIDENTIAL siandrant change a your financial situation a investment objectives For each /COW* held, yo4 Noose one of the 'dinar; nuestment cbjectmasi • Produce CcirrenrIncarre. wash im b eeekeg the generation of nr.ome any. • Aceieve Capital Appreciation: Insestmerds seeking growth of pmcoal rather than the generation of unarm. • Produce Combhation of Mooing and Coital Appreciation. Invest eats seekrg both to generation of one and growth of ancbal. Overall risk profiles • Confavahvo Seeks to maintain nail pri-cOal with low risk ate volatility to the acme; cinema even if that means the accost does rod generate signdicart mcorre a roans and mai not keep pace with inflation. • Moderate Wiling to accept some risk to pinopal ad tolerate sore volatility to seek higher return,. • Aggressire: Wiling to accept hit, risk to principal ad high volatility to seek high returns merlin*. • Intestneat Capita* Constitution: If selected a portion d the path'', for that account may include complex stages, tinted liquicky and geater volatile?. Statement ahoiseholdhe We may consolidate al related account statements with the sane address h the same ene ekpe. eq. because they have owners who oho maintain joint account rekitionshlos such other dents at the ;are address. If you prefer to receive individual statements mailed 'n sepaiste <metope', you my decline homfolirg by call"; your Feonctal Acheson Friendly account name The Friendly account name is a custanetle trigename chosen by you so assist you with your mooed; eepin; It has to legal effect on your account Yap can change your friendly account names, through Onthe Sersices or bycontacting yea Faunae Adorer. ACCOLNI• overview • Val* of your Kcouttevorniafra Net of assets and bailees • Asia Includes available cash balance; vases for restricted securry (ezt,), and Global rue Deposits, untaind marls to market, and certain assets not held by the Fim. Does rut include unprical oroorietrassets at the end cie the pion and anent statement penods, a ornate Mesements. invested stock OrhOoS ad ascoade stud options • liatakes erbies debt banes oAstardrg moon loans, credit line, shin account Dances. • Cashlmoney balances. Total of uninweted avalabb cash balances, PM deposit balances at UBS Bank USA, UBS AG U.S. Branches and money makes mutual find sweep balances. at the cbse of the starerrem period Non-commoclity free crock balthors in you. meant are not sevegved from *ha- balances and the Firri my usery of these hack in the ordina-y course of its busioss These funds awpayaok <pm your demand. This total is Mudd in the arrant penod doting vase. 00026518 EFTA_00137138 EFTA01278045 Important information about your statement (Conantad) tending information Fw driared :dormation on the Finis lending ridges and declostrok refer to you- Client Relatimap Acreanent or Accost Agreement ad the Gerwal Toms ad Conditions. U85 Statement of Credit Prictkes aniale in Agreement and Disclosure' at save daronarrounef Arlie ins. YOld SIB Your staremem itemizes weak:es ad other assets heti in the account at the end of tie Partnere period. You may ad: for defray of k4t pad saran a try time. You mg:receive securities red as loan collateral Mier pate any balance data en them. Any securities transiened to the Firn ckri-g the statement period are lined at market aria as of the end ol the statemert period. • Cat batik In dethroning the cost basis of the se rtes included in this seats east, viten indicated rah the nunter 'I,' LBS FhancialServkes has relied on information obtained from sources other than LIPS Financial Services including hformstion Iran another fin or that puma hae provided to you Financial Adrisor. The Firm does rot indaerdently very Cr gsrantee the acaracy a vaday d ay 'Wootton provided by sans other than LESFinancial Seneca. h aisktirs dearth LESFi-imegl Makes gerwelle tl/dates this ,don ation as it is recessed the Firm does not provide any aturarces tut the nternation order 'Cast bads' ri d "Unrealgedgerdoss* is accurate as d the date of ask statement. As such phase do rot rev on this nformation to make restese or sale decisions, la tat orposes otherwise. Accounts tra-derred to tie Fro, may reflect gar/loss illtrintaian only for the period of tint they in held ate Fie More hixorical inkrmation can be added by you Financial Advisor. • UrrsalInd gaits/loan Wien data s arailiok. *denoted srmaired airrilosses are reloaded kr rh6viLatteary lots. The transaction data for Iaviator lots may or may nor reelect commisSons, gOt anchor security reorganizatcn events d and °ter reinvestment lob ad systematic ruches. bb are each combined to:ditty:me awraged lot The 'Trade date' catamaran :15th* ceigirul transaction trade date. • Callable securities Bonds and ;referred stock that the ism er cats for aerie redmpion veil be selected inpartialb by lot from among all noshes of tat issue held in our name or in nominee nee for ar <lents. Call lease tdomation is obtained from third parties aid its accuracy is not gdranteed. Other call leans may net which could affect }vett omelet. inicernal On will be provided upon request • Certificates of deposit (Oh). CDs are FDIC rased tip to 1255,000 in principal and accrual interest per depositor ad per depository institution hereon:trance red" RAC rubs • Prialvalue Pro'sdisplacedfa secunoes and oter prosIsts maybe higher or beer then the price that you would adualb receive in the market. Prices re clotained from serious third arty toren whit we believe to be reliable, but a* do not guano their rosary. - We wirer* use he closiq price when avatibe or the mean of the lid and ask paces to listed acuities and options a ode bid prices la OTC saran. - Less ectiveb tracked secretes may be priced using a valuation model a tee mon recent mice we °Waned and may net reflect an earl market price a vas - Certain porions may appear withal a price and will show as •prte was not available• if we re unable to obtain a pricefor a nosily. - Deposits or securities denominated ncurrercies deer than U.5 dolls, se reflected at the whinge rate at of the statement date. - For certain seardies racing Fhnonconfonmrq denominations ;stead qua-eity (face tan) may have been adjusted to facilitate prow valuator+ To cbtin anent quotations, when state, contact yar Financial Adriser. • Private investments and structured products. Private reatment searnies (rclidng drat participation program and real estate investment eat warden and stiudued Freda at. 9fronalV Thghb: Certain strucbsed stookas have not been registered with tie Securities and Exchana Commeisim a alder wry date secunties laws. We proride ennead votes for private investment securities a-dstnxtured products for intormationd pitons any Accurary snot guaranteed. - These lag-led mayditfer ssbstirdialy Van laces, it any, at Muth a peak earnSdnell Security a structured produce may be bought or sold and do rot ndowfwibrntitrestril the vala you may receive moon liquidation. - Third party esmaesot vats are as of a certain date and at supplied to UBS Fend Services on a rigida base by an independent volution lire - karn general panne. orsponsx ectimated tars, dry, are eddied to the Fin by the issuer, general partner or sponsor and mae be caktiated based on *went information tam that used by thin panin to derive their estimated raked - You can obtain additional ila-mation regardig the meta:blow used to determine the estimate of value ad the date of the reormalon that is the basis kt the estimate bye:reacting your Fruncial Adekor. - Third party *Pinned valets rivet. reflected as 'Mr pnced in several dualist: wren an raperant valuation Inn has not sathied or ..ruble to assign a wit& when we become aware that a materialevent hat °caned ha my call a penoune reporied glee into question, or :then a value would be highly specdatne due to tie nature ct the security. - When neither an issuer, general panne a sponsor :Winded value nor a dirdparry estimated wila is pro vat the sated*. nosily will be diliercnt Iran its ordose - • Disuibutiat to date' may include return of capital, name or both. - • Orgnal tat see • represent the initial &fern, price per une and may not reflect you cost basis • Restricted securities Restricted senates generalb ere rot awe-lib eligbfl kr public sale. MTh Fina-cial Sawn uses tie maket price of the unrestricted stork of the sme issuer as an mputed value for the restricted stock for purposes of the statement only To the extent that entitled searnes are elgble fa sale the *la recened mai be stbstantialb less than the imputed value toen • Eat (a stated) tow n% went yields and rata An wants of and name is based on current °Poked ad interest rata asstrning to marries will be held for one yea from statement date or rate rrutunty. The enema is era a quaint, accuracy ri d corentod income are not gurranteed — Estimated anal kale ad carom yield fa certain byes of searit es could include a rettm of pmcgal or capital gars n ;arch case the est income (and anent yield would be owniated. — Estimated areal i-cot• ad cured yield and the actial game ad 'ea mite be lower or higher than the tempted amounts. — An entente of arranged income (dlrdend near interest) divided by the await market val.of average batman based on the last diectind or niece* payment made by the issuer and amines tie sea/rites:deposes will be heldfor ore year from t e statement date or until matrity. Accuracy ad continued peg ace not graver:tied • Andu not hekl by WS Financial Services. Certain assets ae rot held by the Finn and not wthn the Finns possession or convol. These assets are displayed on year state em for informational purpose; only. Portions and values presented Ye prodded by On issuing f km. LIES Financial Services es not retonsble for to it and does not guaantee it accuracy. these trans re not protected by SSC or the Fern's supplernent.I5IPC coverage. • Revenue sharing and adatimal earthereaticet — In addtion to commissions on sales and 12b-1 fees received n correction well the disobution of muttul bra to our clods we ender our dash receive revenue sharing payiTentS ban dixributors ad or advisors of the Millet funds that we sell. These arrant are based on two &went contrents 0 the arnant of sales by U85 of a pricular mutual fund famib to our climb; and the asset value of a particula- mutual fund amib's shares held a the rim — We and cur abate abs reseed networking and ormtus processing lees in consideration for trader agent 14n/On that we radar to the rrultal funds. These fees generally are pad from investor asset in the fluent kind and are a fond dots askant based on the amber of accounts al the brokedealer holdngmutial bra al that fund family CONFIDENTIAL — In addition tocommissionsreceived in connection with the sale a distribution ol 'miry contract and urn nresernerd but rash toot, cant vea a-dorces affiliate recthe resents twig compensation from nay of the insuance companies transfer.; the annuity contracts Of Mtn d the insurarc. aerpaas or sponsors d the um inroornent mats we disttlea ▪ Our affiliates also recein trading canmesbss and other corrpensation Iran radial Ards and inssance companies sitose product we datum. - Wereceive an mad lee horn UBS Bat: LEA and UBS AG Mamboed Ranch of to to 425 per account sweeping to to bats under the UBS Bark Sweep aware. Activity Information regarcingammisims and ogler charges incurred in correction with to executionof wades, inducing option transactions has been included an confirmations previously furnished to you, and wall be provided to you promptly on repast Short selling II you are engaged in short stag a w.unty, you may incur a Charge dLie to catsintorarg costs for that pa-Mural weary. Open orders Regarding open or • gxatilkanceke orders fat were not executed by the statement date, open buy and sell stop orders are rained by the mount ot dirdends or :tints an an godividerch a egrghts date unless inseuted otherwise by pas You are responsble for orders that are executed tie toyer Islam to cancel reeling (pen ode,. Privacy To obtain a cope of or current Client MacyNotice, please contact yaw F narxial Advisor or vat as website as wsw ishc enneeraperetiv UBS kind Sakes e not a bark The BMA, Banns Services Account BSA and IRMA at brokerage roarits which mouth access so banking services motproducts through arungenwsts coat ed bated lurks and other thirdhpay barks, and provides access to insurra and army products issued by unaffiliated thin:Italy 'mince companies through rewrite agency %Mares of L85 Fiancol Services Inc. Imeament, ;manna. ad aruity products: Not FDIC instred • No bank qua-ante.. May ton value RMA. Resource Mnagemen an, nt Business Services Account BSA. IRMA ad hums tonal Resource Ma-erne-4 Accost re registered service marts of UBS Financial Sakes hc Visa Scruture is a registered sonic* musk of Visa International UBS vita Signets/e cede cads and UBS Vka debt cask are issued be UBS Bark LE:A with therneson from Visa U SA Incorporated. U85 Financial Services Inc Rev. 201603 SDNY_GM_00026519 EFIA_00137139 EFTA01278046 catUBS UBS Financial Senices Inc 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036132590416 Y1 0 Business Services Account April 2016 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number Your linancial Advisor. SCOTT STACK MAN1LYLE CASRIEL Phone' Questions a bout your statement? Call )Oar Einan:Ial Advisor or the Value of your account Resourreline at 800-762-1C00, account 029023692 on March 31 (5) on April 29 (S) Your assets aoo 6,627.90 tisk our websIte: www.ubs.comainancialserviCeS Your liabilities -5,368.21 0.00 Value of your account -$5,368.21 $6,627.90 Tracking the value of your account S Thousands Sources of your account growth during 2016 Value of your account at year end 2015 555,373.13 554 Net deposits and withdrawals -S413,746.42 32.4 Your iwestment return Dividend and interest income Change in market value $1.19 $000 66 .5.4 Value of year secant on Apr 2t 2016 66627.90 Dec 2014 Ott 2015 Mar 2016 40f 2016 SDNY GM 00026520 M•mbrer WPC ANP200020C0613259 NPI000059370 00001 041600 0000 CCOODOrof 1 Papg CONFIDENTIAL EFTA_00137140 EFTA01278047 *UBS Business Services Account April 2016 Your account balance sheet Summary of your assets Value on April 29 (9.) Percentage of your account A Cash and money balances 6,622.90 100 00% B Cash alternatives 0.00 000% C Equities 000 0 00% D Fixed income 0.00 0 00% Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: E Non-traditional Value of your account $6,627.90 Your current asset allocation Total assets 56,627.90 100.00% A Eye on the markets Index Percentage change April 2016 Year to date S&P 500 0.39% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 0.38% 3.43% 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% Your R nuncio, Advisor STACK M AN LYLE CASRIEL • Cash and money balances may include available cash balances. LIEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances ANP7C002003613260NP70C0059370 COCO' 0416 DOCO3C000napteGfrummettlo 2 of 10 CONFIDENTIAL EFTA_001 371 4 I EFTA01278048 Business Services Account *UBS il 2C It. Change in the value of your account Apr4201641 Year to date (S) Opening account value -$5,368.21 $55,373.13 Deposits, including investments transferred in 14,238,070.18 14,338,107.10 Withdrawals and fees, including investments transferred out -14,226,074.22 -14,386,85152 Dividend and interest income 0.15 1.19 Closing account value $6,627.90 56,627.90 Account name: 116 EAST 65TH STREET tiC Friendly account name Account number. Dividend and interest income earned For purposes of INS Statement, tactility of interest and diedend income has been determiner:Ito:ma us tat relsolurg CetsPeone. Breed upon the residence of the account header. account type. or prodixt type, some interest ander( dyidend payments mpg not bo subject to United States (US) aria hgrto Rico (PR) Income tares The (lent morn* Ratement is not intended to be used and canto, be need upon for tar purposes. Chen% should refer to the aroCEtie tar reponing forms They recent from UBS annuals!, SuCh a the Forms 1099 and the Forms 480, for lax reporting information his the practice of UBS to file the appirade tar reporting forms vdth the US uatern3 Revenue sentce and PR neasury Department and in such forms accurately (Ussery cindena, and' Cr Infect% a1 tar egrrpt or tenable axone Please corsuk your insistdual tax preparer. April 2016 (5) Year to date (1) Taxable interest 0.15 1.10 Total current year $0.15 $1.10 Prior year adjustment 0.00 0.09 Total dividend & interest $0.15 $1.19 Cash activity summary Your Financial Advisor: SCCTT STACK MArf KYLE CA Shift See Account activity the month for dela Is &dances In your sweep options are rodL:401n the openng and closing balances value FDIC insurance *pies only to deposits a U8s Bank USA, not to deposits at USS AG, Slanted Branch or bank deposits paced avouch the UBS International Depose Account program. SIPC protection applies to monry market sweep Itaid holdirras but rot bank deposit. Seelmportant intormatton about your statement on the !at two paces cf this document for detals April 2016(5) Year to date (S) -15,368.21 $55,373.13 Opening balances Additions Deposits and other funds credited 14,238,070.18 14,338,107.10 Dividend and interest income 0.15 1.19 Total additions $14,238,070.33 $14,338,108.29 Subtractions Checks and bill payments -28,730 66 -162,828.30 Cash/ATM transactions 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments -1,345.51 -10,767.51 Fees -1200 -12.00 Other funds debited -14,195,98605 -14,206,214.71 Total subtractions -$14,226,074.22 -$14,386,853.52 Net cash flow $11,996.11 -$48,745.23 Closing balances $6,627.90 $6,627.90 SONY GM 00026522 AH1,78°08080613261 NPT000059370 DOOM OMB COCONOOS000000 Pogo 3 of 10 CONFIDENTIAL EFTA 00137142 EFTA01278049 *UBS Business Services Account April 2016 Loan summary Account name: 1 ' 5 EAST 65TH STREET UK Friendly account name: ' 6 Account number: Opening loan balance on March 31 $2,005 Closing loan balance on April 28 $0 Average loan balance 82,005 loan interest perod March 31 to April 28 Number of loan (debit) days Average loan interest rate 1 a 000% April 2016 loan interest $0 .56 Year to date loan interest UBS Bank USA Business Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Business balance Mar 7 $0.56 830,264 63 Closing UBS Bank USA Business balance Apr 6 $5,914.16 Number of days in interest period 31 Average daily balance $5,847.77 Interest earned $0 .09 Annual percentage yield earned UBS AG Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS AG Deposit balance Mar 7 002% $0 .00 Closing UBS AG Deposit balance Apr 6 $0 00 Number of days m interest period 31 Average daily balance $8,344.44 Interest earned 80.14 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives (Or thisaccount if you have questions about these oblecoves, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document You rignencial Advisor: SCOTT STACK MAMLYLE CASRIEL Your return objective: Current income ft capiul appreciation Your risk profile: Primary - Arloderate Investment eligibibty Consideration - None selected Your account instructions • Your account cost basis default dosing method is FIFO, First In, First Out ANP7C0020C06I 3262 NP70C00593 70 00001 0416 000000000 CONFIDENTIAL XiittliklY_GM_0002fitrit 4 of 10 EFTA_00137143 EFTA01278050 *UBS Business Services Account April 201C Your assets Account name: 116 EAST 65TH STREET LIC Friendly account name:116 LLC Account number. Some "PS, income and current vdues ShOem may be apprOxinvale. AS a Mat gains aid losses may riot be accurately refkaed. See Aporkint info:moon arbour your statement a the end of Ito cecumeM for wore infornmon. Cash Cash and money balances Casb and money balances may Ind ode. avalkle cash balances, UBS Sant. USA &post account balances, UBS AG Starkrd Branch deposit account balances and money market mutud fund sweep batances. UBS BaNc USA deposit account waxes are Insured by the FOC rattan applicable limits, but are not protected by SIPC. WS AG Stanford Branch deposit account Da men me not insured by FDIC and are not potected by SIPC Money market sweep balances are protected by SPC but...not insured by the FDIC. Ste the renportant information about your statement a the end of this doCurom for details tout those balances. Heldna Cash Openng balance Closing Wax. on Apr 1 04 on Apr 29(S) Pace per share on Apr 29 CI) Average ISO Your Finandal Advisor: SCOTT STACKMAN/LYLE CAMEL Dnidend lamest Del n period period -8.730.99 -0.56 3,362 78 6628.46 125 AG DEPOSIT ACCOUNT Total Your total assets 45,36821 56,627.90 Value on Apr 29 (I) tocemaft CA your account Cost Blonated taus (S) annual mums (Si unre‘ard on Or loss (5) Cash Cash and money balances 6,627.90 Total $6,627.90 100.00% 6,627.90 Account activity this month For more information about the puce value shown for restricted securities, see Important information about your statement a the end Of this 00Cunent. Cute ActIgly YOur Quantity/ Description ripens* code Fat vino Cab PrioeValue CS) *mad CS) Can and 'raw Marko (5) Mar 31 Cash and money balance 45361121 Apr I Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 5,3643.21 30,000.00 Apr 1 'runnier JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 30,000.00 Apr 4 Withdrawal ACH WITHDRAWAL AMEX EPayrnent -12,541.43 17,458.57 continued next page 100.00% $6,627.90 SDNY GM 00026524 ANP700020C0613263 NV7060059370 COCOI 0316000000000-000000 Page S of 10 CONFIDENTIAL EFTA_00137144 EFTA01278051 UBS Business Services Account April 2016 Account activity this month (Contrived) Date Actiuty Desuiption Yoe, expense co& Ouantey/ Fite value PricelVslue IS) Cash armed CS) Cash and money batence CS) Apr 5 Bo Check WIWAM DAILEY CHECK PAID 001112 -1.115.00 7.303.15 Apr 5 Bsa Check WIWAM DAILEY CHECK PAID 001111 -2,061.81 Apr 5 Bsa Check ADL ENTERPRISES CHECK PAID 001880 -6,440.00 Apr 5 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 Apr 6 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT JPMDRGAN CHASE BANK, NA -1,389.00 5.914.15 Apr? Bank Card MTA MVTA• R24449 ST -7.00 5.863.71 Apr? Bank Card STAPLES 00153221 -8.48 Apr 7 Interest UBS BANK USA BU9NESS ACCOUNT AS OF 0410&16 .01 Apr 7 Interest OBS AG DEPOSIT ACCOUNT AS OF 0406'16 .14 Apr 7 Bank Card WANE READE -35.11 Apr 8 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 5,787.11 Apr 11 Bank Card STARBUCKS /I 18509 NEW YORK -4.30 5,764.88 Apr 11 Bank Card LEX SOUPS LC -16.88 Apr I 1 Bank Card USPS CHANGE OF66100959 -1.05 Apr 12 Bank Card WANE READE •17.69 5,670.41 Apr 12 Bank Card WANE REAM It 14221 -56.99 Apr 12 Bank Card THE HOME DEPOT 46177 •19.79 Apr 13 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC -1.680.71 3,187.38 Apr 13 Withdrawal ACH WITHDRAWAL ADP Trot 401k -802.32 Apr 14 Deposit LOCAL CHECK 3,609,665.75 14,205,877 35 Apr 14 Deposit BANK CHECK 9,031,636.31 Apr t4 Deposit BANK CHECK 1,561387.91 Apr IS Fee Charge STOP PAYMENT FEE •12.00 14,205,865.35 Apr 18 Transfer MISCELLANEOUS ADJUSTMENT 12.00 14,205,511.04 Apr 18 Bank Card 0804 EXTRA SPACE STORAGE -366.31 Apr 19 Bsa Check LAREDO CHECK PAID 001114 -914.55 14,2045%.49 Apr 20 Transfer JOURNAL TO YI 23575 GHISLAINE MAXWO.1 •14,194596.49 10,000.00 Apr 22 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 9,923.40 Apr 26 Bank Card 0804 EXTRA SPACE STORAGE -415.05 9,111.49 Apr 26 Bank Card 0804 EXTRA SPACE STORAGE -395.86 continued next page Account name: 116 EAST 65TH STREET LLC Friendly account name-116 LLC Account number. Your II sandal Advisor. SCOTT STACK MANLYLE CASR1EL ANP703C6000613264 NP7000059370 00001 0416 000000000 CONFIDENTIAL 00gt614Y_GM_000289136 6 of 10 EFTA_00 II 37 II 45 EFTA01278052 *UBS Business Services Account April 2016 Account activity this month (coninveco Dale nctinty Apr 27 Withdrawal ACH WITHDRAWAL ADP EEPAYIGARNWC -1,680.70 Apr 27 Withdrawal ACH WITHDRAWAL ADP Tax/401k .80233 6,628.46 Apr 29 Loan Charge LOAN INTEREST CHARGED 6.627.90 Apr29 Closing cash and money balance $6.627.90 Dewlotion Account name: 116 EAST 65TH STREET LLC Friendly account name' 116 Account number. Yds Quantity/ emense code Face Mu. Naivete CP Your Mnandal Advisor: SCOTT STACKMANLYIE CASRIEL cash nom (SI Cab and money balance (s) Imitation Posting date dale CreicricAlon Amount (t) Card purth LOS Visa deii G MAXWELL !Waling/Home improvements Apr 08 Apr 12 THE HOME DEPOT 46177 NEW YORK NY 436100010192140487 $19.79 Purchases Restaurants Transportation Misceaaneouseindassified Total - Building/Home improvements $1939 Apr 0.1 Apr07 STAPLES 001532 NEW YORK NY076096105006028041 5848 Apr 05 Apr 07 DUANE READE NEW YCRK NY 006097600134677112 $35 11 Apr07 Apr 11 USPS CHANGE OF661CO3 800-2383150 TN 076098418146944615 S1.05 Apr 08 Apr 12 DUANE READE 414221 NEW YORK NY 006100600141540290 45699 Apr 08 Apr 12 DUANE READE NEW YORK NY 006100600141540373 $17.69 Total • Purdiases $11932 Apr 07 Apr 11 STARBUCK S 418509 NEW New York NY 166098000677446093 54.30 Apr 07 Apr 11 LEX SOUPS LLC NEW YORK NY 436099104014721847 $16.88 Total - Restaurant $21.12 Apr Oa Apr 07 MTA MVM*R244 -59 ST NEW YORK NY 436096004059390752 S7 00 Total - Transportation 97A0 Apr 13 Apr 18 0804 EXTRA SPACE STO201.996-0020 N1006105253104010075 S366.31 Apr 22 Apr 26 0804 EXTRA SPACE ST0201-996-0020 N) 006114253113010040 $415.05 Apr 23 Apr 26 0804 EXTRA SPACE STO 201-996-0020 NJ 006115253114010105 $396.86 Total - Miscellaneous/Undassified 91,17822 Total Card charges 91.345.51 SDNY GM 00026526 ANP700CQ0C0613265NP70C005937000601 0416 000030000 CONFIDENTIAL 000000 Page 7 of 10 EFTA_001 37146 EFTA01278053 *UBS Business Services Account April 2016 Account activity this month (contrived) Category Cunem perloc(S) vex todate (S) Card purchase, sewn Lan Visa debit: G. MAkWEIL BuildloglHome improvements $19.79 $1,389.41 Communications 10.00 137.99 Medical and dental 10.00 110.00 purchases 1119.32 12.160.07 Restaurants $21.113 $560.71 Transportation 17.00 1468.50 Travel arrangement services 10.00 1103.02 Professional services $0.00 $2,728.40 MiscelanecustUnclassitied 11,178.22 13,309.41 Total card purchases Number Oae cf dais $1345.51 average kan Wane, ($) Rate $10.767.51 Loan interest chaged fl) Loan interest daily detail Money balance activities Mar 31 2,005.43 10.000% 0.56 Total 1 Date AC1nrity DeKrgegl $036 Amount t1) Mar 31 Balance forward $0.00 Apt 4 Deposit UBS BANK USA BUSINESS ACCOUNT 30,000.00 Apr 5 Withdraws UBS BANK USA BUSINESS ACCOUNT AS Of 04/04/16 -12,541.43 Apr 6 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS CF 060916 -10.155.42 Apr 7 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 04/06/16 -1,389.00 Apr 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 04/06116 0.01 Apr 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 04107/16 -50.45 Apr II Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 04/08/ I 6 -76.60 Apr 12 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 04/11/16 -22.23 Apr 12 Withdrawal Transaction Lint Reached UBS BANK USA BUSINESS ACCOUNT -5,764.88 Apr 29 Closing UPS Bank USA animus Aeon nt S0.00 Account name: 116 EAST 65TH STREET U.0 Friendly account name:116 LLC Account number: Your linandul Advisor: SCOTT STACK MAMLYLE CASRIEL Inc UPS Bard USA Buirness ACCOuol Is your primary sweep coo t» ANP7C0020C0613266NflOCOOS9370 COW 0416 000O3C000 Y GM 00261Mes 8 of 10 CONFIDENTIAL EFTA 00137147 EFTA01278054 1 I UBS Business Services Account April 2016 Account activity this month (continued) Date Actnity Description Arnount (S) Money balance activities (continued) Mar 31 Balance forward 53362.78 Apr 1 Withdrawal UBS AG DEPOSIT ACCOUNT AS Of 0331/16 •3362.78 Apr 12 Deposit UM AG DEPOSIT ACCOUNT 5,764.88 Apr 13 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 04112/16 -94.47 Apr 14 Withdrawal UBS AG DEPOSIT ACCOUNT AS Cf 0113116 -2,483.03 Apr 15 Deposit U8S AG CSPOSIT ACCOUNT 14202,689.97 Apr 18 Withdrawal UBS AG (DEPOSIT ACCOUNT AS OF 04/1516 •12.00 Apr 19 Withdrawal UBS AG CEPOSM ACCOUNT ASOF 04/ 18!16 -354.31 Apr 20 Withdrawal 085 AG DEPOSIT ACCOUNT AS OF 04(1516 -914.55 Apr 21 Withdrawal lill5 AG CEPOSM ACCOUNT AS OF 0412O16 •14,l94,596.49 Apr 25 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 04122116 -76.60 Apr 27 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 0412516 •811.91 Apr 28 Withdrawal UBS AG DEPOSIT ACCOUNT A5 OF 04127/16 -2,483.03 Apr 29 Closing UK AG Deposit Account 56.628.46 Account name: 116 EAST 65TH STREET 11C Friendly account name• 11 Account number. Your Financial Advisor: SCOTT STACKMANLYLE CASF0EL me UM AG Deposal Account is your seconds), sweep opt cn. SDNY GM 00028528 ANP700020C0613267 NP7000093370 00001 0416 00C03C0S00300 Page 9 of CONFIDENTIAL EFTA 00137148 EFTA01278055 *CUBS Your notes A N1'7030200061 3268 NP70000593 70 WWI 0416 000000000M= WitiiklY_G M_0002tiAg 10 Of 10 End of statement for account number CONFIDENTIAL EFTA_00137149 EFTA01278056 Important information about your statement U3S Financial Services ex. (the Firm or UBS antacid Strokes), is a mercer of all principal madly, cemnothey and eptianexchriges. UBS Financial Senices and LES Bask USA re edieet subsilones of UPS AG and athhaes of LAOS Seamen U.C. The Fim's f envoi State inert C available upon request The Fines exeoria off kes are a. UBS Financial lances 1200 Harbor Boulevard Weehawken, til 07086 This Statenint represents the only off icial record of you LBS Financial Seems account. Other moods, except official ter. &contrib. contanng conflicang data shook' rot be relied was II you belts thee is an ma a OmiSPOn please report it immediately n miens; to the Brands Manager of the office serving your account. Allheup al lige' shown re Mended to be accurate, statement tea thicukf not be wed fa to purposes Rely kith on yeasend tax forms. (le , Form 1099. 5498, 10425, etc ) when prepamg your lax return. the Fin required by law town to to IRS all taxable distends, mporttee rontauble Oakland and arable hierelt emed en sensitise held alma scant, nee steeds on see tra-sact Oro, ad eon basis:newton covered mortis Czatlitsliailleitle with the Fee • Fleas rimortinn so oral corrierkations in swing to further protect your richts. induern9 your rktitS Wier the Searles Investor Protection AO (SEA) • II the financial iatitution cn the top len of d-le font of this statement snot LBS F noted Serves, LBS Fennel Santee carnet par /count as dewing broker by arra-gement rah the edcated inneution We inform(' yaw of this relatOnShio when you opened this axon. I. the cast your lure and searities a* located a LOS financial Services and rot the isokceg broker, and you mist make a repot of any a or omission to both firms As described the account agreements, you must natty w Ce sty errors or fraud ewereg chedcs reflected at your statement wen, 30 days alter il was mailed or made available. All statements shall be deigned corrplse and accurate n all other respects if not objected 10 in vinteg within 60 days • Please deed cuRomer complaints or edines to the Fierrs C lent Reistan (*eminent at 201.352.1999 a toll roe fa 993.354-9103, 8:03 A.M. to 6A0 P.M FT Monday through Friday, or in veiled to LES Financial Senices Ix., Client Relaticns Department, P.O. Box 766 Union Coy, NJ 07032 • In cote of errors or Baste ls about an electronic fads toner (FT), bas pear a UBS Votekbit cad transactions, call K0762-1000, or write to UBS Fennel Services Ix., 1000 aorta Bled, &Mice. Weehawken NI 07086, Attn It MOBS& Serves. Cal ix write as soon in you can, if you hi+ year statement a receipt k slang or if you need more excitation axe a transfer on the statement or receipt. The Firm or Cad Stec (as aphable)must heir from you no In ten CO days skier the Fine Sent yOu the Int statement on which the error or ecblem amend. - ProXdo your name ad scant number Of any) - Devote the erre( Or the trawler you revere about, inn eplain as <Pah as you cm why you believe t is an env a why yco need mote cremation - hoWde the dolor anent ot the suspected rota. The Finn or Card Issuer vii iseestiote you rcomadaht and eel correct any error promptly. For alleged mots enolving UBS Via debit cad transact ene, if we take mot than 10 busensdays to &this, we will credit your accord for the &WWI youth:ilk is in error, so ha you well hove the use ol the money during tie time it takes us to <emoted. our instigation. Please mice all checks parkb to the km or the financial inateriri ticketed on he frad of this statement In addition to regular accent fees, accounts may be abject to mantenarce let throats for lee payment for securities purchases and charge kr unpaid arrarits n cash accents. Accounts that at tranSferred to other instiultns may be subject to a transler fee UBS Sweep Oreitons LAOS offers options for women can bares balances to bale deposits at UM Bak USA and UBS AG %pinked trench (Bak Sweep Pregarre4 money matte mutual hark Money Fong and the internationalDepose Ackert (DA)la cuetanee with n Intentional Reeky Manger end Accost. Though the Bat Sweep Programs, cash balaices we swept to LES Bank USA Leo to an stabbed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA are FDIC insured in accorda-ce with MK mutts. Format information please Mil wwwidic re. Deposes at LES AG Stamford Brach ad shares of MoneyFundsare rot nosed byte FDIC. Through the DA, sweet to cash balances are swept to depose scants al UBS AG New Yak Branch and LBS AG Cannon Ranch Two deposits arena Soured by tie FCC. Balsas held at the UDS AG Cayman Brandi are tempered, noosed to the serer Irk of the Caren Wire, and there is no guitars* or other obagstion of LIES AG to oink to blames btfli8 on the LES Cayman's Brach's books. Depose at LEG Berk USA and each UPS AG Branch are no, protected by SIK. Money Fund shoes are protected by SIPC. See 'LOS Fhancial Services Account Protection' bedew. Ups your request, balance in the Bare Sweep Program or DA may be withdrawn and thanes of a Money Fad may be lisidated, ad the proceeds returned to you or "'asepses account. Further ekrmaton about available sweep opkebi, ncledrg cumin: interest rates and gelds it available at wnyubscornseeeeprekk from your Fnancial Advisor a by calling 800-762-1000. UBS Finset! Sendai account protection 7t4 Finn .• a 4,,+h•of ths Ts, Min 'wirer.' rine-1m Corporation (9PC), whiti protects len-flieS haa-ntS 01 its renters up lo $500,000 (en( kwling 1250,003 kr trains for casli. The SIK awe protection limits slay to all accosts that you heed h a partiality c000city. the Fun, together rids certain aft ilexes, ha also pure/red tiablientaplatiniOn. The regimen amount payee, to a Sgibui diieet, foirclireb under this protection is S500 milion a of Decent*, 10, 2015. Stbrn to the poky ordilons ad limitation, cash a the firm is further protected f o up to SI .9 million n the aggregate kr all your accounts held n °prime opacity. A fat copy of thepoky wadeg is available uPon Mgt**. The SIK protection ad the supplemental protection both do not apply to • Cen in Cenci.' assets controlled by (end eked n your account value) but held away from UBS Financial Services (e.g., certain( cash at UBS Bat USA, 00 cash at Les AG U.S.Nanrhes, (4 Moire trodden, including visa:bat annuitiee, and 06 thorn of MAWd finds where such Pies ay registered duvet& n the name of the account holder on the books and records of the applicable star a transfer agent), • Cabin eneb-nent contracts or inesiment interests (e.g.. linded patnerships ad pirate placements) that an nal regdoned under se Securities Act of 1933; ad • Commodities CaotaCIS (e.g, foreign stain? and preccus metal conthacts). ineludirg futures contacts aidcommoditywhen contract. The SIK protein and she supplemental protect:indo not apply b these assets twin if they otherwise appear on your statements. The MAC protection aid the stPOlowantal protection cb not protect against changes n the mike vale of your imestments (whether as result of market movement. inner ba-kruptcy a aliened More Wellston is salable we, regent You twey cbtan more inlormation about SIFC, including the SIPC Brochre by antating SIPC at 202-37143CP of by Wang the SIPC waste at wwwiratogy Dividend Reiwestment Program (DRIP) the pre reflected is an sows mice. You may *ben the actual price ban ye Fewest Advie Onti. *hole share are purchasedunder DRW; paint shoe will be soli ad the cash wig be deposited in your amount The civickard reenactment price applied by the sear may Miler from the make price al which the partial shires as sold Castwitlieu Cnhatiole unts may be head n yar account If yes ere entitled to a petal LYS a a result dam:biked payment or OhltINi30. the Firm will either sell pahal we at marlin prise a accept an moue detionined by a regiaered cleiri-g agency, axl credit yea account Investment objectives The i-ronlmer1 objectives and risk profile are specks to each account and may sty between you accords Please advise the Firm pronely in wining of ay sgeicant change in rot feancual situations investment obscures For eachaccord held, you choose one of the folowi-g ins-toned el:inters CONFIDENTIAL • Proctor. Cuneneincome: Vestments seekng the generation of Nome enbi. • Aches Cape., Appreciation. Investments sea i-o growth of atheism' rather than the gererstion of Nam. • Produce Consbaunno of Mame and Capital Appreoitton. Nemo:nes seeking both the genera's of 'ca rd growth of pined. Overall tisk profiles • Contemn: no. Seeks to mantain SIN pitied, with low not and volatility to the accent moat esen if to means the mean does not generate sign il rant ear* or resume and nay rot keep pre with elation. • Moderate. VENN to accept sane fit to pirciout and tolerate some votalkty to seek higher returns. • Aggnsante: Wiling to accept high me( to piecpal and hips vole lily to seek highreturns owe time. • M.•• omen ESgslatirt Consederation:t elected a potion of the portfolio for let account may node canplex strategic, Tented lisicity and rater medley. Statement •houreholdior We may ecrisoldrie a related seat statements with the same adi-ess in the same eneetve, e.g. because ley have owners oho ato) maintain jots account reecrehips to other darts a the same addressif you prefer to recent indnichal statements marled is separate envelcpes, you may declass har,eholdng by calling ye financial Achwor Friendly Gann name The Fruedh aaeu4 name is a custom:Polo 'manure chosen by you to assist you with your reconleeePed has no legal elect an yOur account You can change hiendg acorn names. through Online ServiCe5 a by contacting your Financial tenor. Account overview • Value of your amounegonToto. Net of assets and liebilitis • A ne b hcbdies amid* cash balance, values fa needed teary tot ), and Global Tim Deposit, areared narks to maket, andcertain assets not held by the Fem. Does rot include unpriced satinet assets at the end of the pier and anent statement p(410db. Of pirate eweienentt. inested stock options and earceable stock options • bibitties. Includes debit balances, outstanding margin bans. credit lee, shot accord balances. • Cesamoney balances. Total of uninvested sada* cash balwices, plus deposit balances at UBS Bank USA, LBS AG U.S Branches ad money melee mutual fund sweep Wares, at the thee of tie statement period N:n-contredity free creot balances in your account are not segegaed from other balances and the Font may use Sly of these lads lithe ordnay rouse of As basins, These funds en r payable upon your domed. This total is etched in le arrant period dosing Vale Landes, alternation For cleated information on the lirm's krdng prances and dootesuros refer to you Client Relationship SDNY_GM_00028530 EFTA_00137150 EFTA01278057 Important information about your statement (COnffnUed) Agiement or ACCCial Aiytertertl and the General Terms ad Conditions IBS Statement of Credit Practices ;nibble in Agreement; rad Oixbwres aakveMmnWarm, maStrawam. Yew rift Your statement itemizes secuntres ad other SSW> held the award at the erdof the steamers period. You may ark for &Plea Of ft* pad seo_rinies at ary time. You may receice secuUties sated as loan collateral after paying any balance dm al them. Arry securities transfernd to the Firm dreg the statement period are listed at market vane as of the end of the statement period. • Cost base. In determining the cost basis of the securities inchded m this cantina, where indicated wih the number l, • WS F nonce' Services has relied oninformation obtained from sources other than LES Financial Spaces, including information frcm another fin, a that sum./ toVegrovided to yea f harslet Arbor. The Film noes not irdeperantly verty ranee the accuracy a vac% dry idormation provided by Wen Car than LES Sruncial Senesces h addition although UPSFinancial Service's general& tozdates his nfamation as it is received, the him does not provide any assists-set that the iikrMalirt taller 'Cost bans° ad *Unrealized gad loss' is accurate as of We date of he statement. As such please do red refri on this nfaration to make pushase or sale decisions (a tax puposes a otherwise. Accounts turdared to the Fim may WW1 gait loss information only for the period id tine they we held at tie firm More hiaorical rdcrmatcn can be aided by you Fa-axial Advisor. • Urirealitrid gaits/loss When data a available, stringed trroalized suindlowes ore cactialed Ice hivittal swish lots. The transaction data for hthrilial lots may or may not ref lea cummisions, rZ ardor security reorganizatcn events ardor d and other reinvestment lob ad systematk puichae loll are each combined to dictate, ore averaged lot the 'Trade date' colon presents the agnel Vansaction trade date. • Callable tecurides Bonds and preferred stock that the Saar cats for eat redenplon will be selected rripatelly by to Iran among all sebrans of that Ssue held in our rune a in nominee name for or clans. Call Watt. rilanutith is obtained from third parties and as accuracy is not guirantrad. Ott. call feaann may amt which courd Oat weld compel* information will be provided upon request • Certificates of deposit (ON). CDs are FDIC awed Li, to 1283,W0 in principal and /CMS interest per depontor and per depository innituixt h accordance with FDIC rules • Priodvalue Prices displayed f or securities and other roasts may be higher or lower than the price that ye( would actuary receive in the metre Wks are obtained from varkus hid party sources mhiti we trete to be reliable, but we do not garantee thee. accurmy. - We gestalt use the closing price when avalebka Ow mean of the bid aril ask prices for lined acuities and option; a only bid prices for OTC sect:dies. - Less attereir traded secuities may be priced using a valuation model ate moss recent price we craned And may not reflect in actual make price a aloe - Certain positions may appear wit oot a price arid will ?row as 'vice was nol avaslable• it we are triable to obtain a price fora manly - Daposih a securities denominated burner-cies Other thin U.S doll.. are reflected at the "whereat rate as of the statement date. - fa certain searites rading n non-conformrig denornnations, price ad quality(fwe milue) may have been adjusted to facilitate paper valuatim To cbuin &ram animas. when available, correct yes scx-coi screnur • Amts innesUnerIla and etruchared produas. !ovate riorflrnal wcueis (ric Laing drcct participation program and realestate investment then washes) and structred pains are general highly .paid. Celan sen_cticred products hate not been registered with the SeCUribef and Exch Commission ce under any fate strait:to. We Provide estrnated values for pivoe investment searites ordnactured products for ifformational purposes only. tunny., is COI pirouetted. - These votes may differ abstawisetircal ark il any. at which a Par, rweareril riy structured product maybe bought or sold and cto rot necessztibrureserd the vat* you marearm Lyon liquidator. - Third party esimmes of vain are as id a artain date ad in supplied to UBS humid Services on a regular basis by an independers imitation firm. - bait. general paint. or sponsor estimated vales. it any, ate applied to **Fenn by the issuer, general partner or waxer and may be cakiAated based on deferent information from that used by tied panies to derive their eninated values. - You can obtain additorel aormation regarding the metscblogy used to determine the estimate of value and the dale of the Hamblinthee is the basis fa the estimate by contacti-g your financial Advisor - Thirdpatty 'singed vales may be reelected as 'Not priced' in several seriatim: when an independent valuation him has not sathird a is web/. to assign a atm when we become mwre that a matenal event has caused that may call a pthrousy reported value re( question, or Wien a value would be highy speculathe due to the nature of the tautly. - When neither an thuer, general partner or sponsor estisuted value nor a thed-paly estimated wake is wooded the vale of the seasity will be different kern its caches. price. • •Ddribution to date' pewinclude Misn of capita( ncome orboth. - 'Original unit size' represents the Nal offering price per tat and may not reflect sour ad bait - DIP awl unlisted RES manes are rot listed on a rational securities exchange, and at generally liquid and even a they can be sold, the prke received may be Ism than the per chore estimated vale provided n the accord statement. • Restricted 'Kornai. Reacted 'earners gtheralb at not manly Ogre tor public sale. UBS Financial Service:use: the mstvet priced the unrestricted stock of the sane issue( as an imputed value for the restricted stuck (*tourers rend statement orgy To the extent that resekled sect des are elgbb to sale, the vale received may be treachery less thinthe imaged vabe *can • Est. (estimated) income. arrant yields and rates. M estivate of amual income is based on Current dividend ant interest rates, assuming the searites will be held for one year from statement date or until maturity This Mina* nod/ a gudelne; accuracy and continued income are not guannteed - Estimated anal kerne and curent yield for certain types of leashes could ficklere a rerun of prise's:dor capital gains in which case the est income (a-dcurrca yield would be overstated, - Estimated anal income and curent yield and the actual income and yield mitt be laver or higher than the estimated amounts. - An *nine* of arruaked income (dividend ands intend) divided by the current market valmiaverage balance is based cm the tut dividend or interest payment made by the issuer and mines he seckee*Vdepoms will be held for one year from the statement dote or until metre', Accuracy ad continued well am not guaranteed • Assets not held by LISS Financial Services Certain insets ate rot held by the f its ad not nth the Fun's possessor or caurol. These assets at displayed on loos statement for informational purposes oily Positions and values presented ate provided by the Ssu'rg fern. UBS &uncial Serves not rexcrable for We information and does not guarantee es accuracy. these assets are riot protected by SOC or he Fines 1UpPlemenral5IPC town's • Revenue sharing and additional campmates.. — In addition to conmissions on was and I )bi I lees received m carecticri with Ow distributiai rrulual krds to ow dents we anchor our Anal* receive revenue Payments Iran distributors ad or advisas of thenatal funds that vie sell. These arnants are based on two &fermi corrponents (Z the mown of ale, by UBS of a Palicur mutual fund I amib to our clients: and Vi) the asset value of a particular rrutual fund famiWs shares held a the lrrn — We and ar MIAs ako receive networking and orrnbus processing Inv n corodocation sat transfer agent services that we provide to the mutual first These fees generally are pad from investor asses n the meal lured and metered dolls amount based on the iamb's of accounts at the broker.clealer holing mutual fund al that fund family CONFIDENTIAL — h addaion to cornrassiss received n connection with the sale or dethbution ol arty contracts and tent investment that knits tow dents, no anda our affiliate recto* reserve sharp compensaixi from marry of the issuance companies undentring the artraty contracts, aff Times ct IS insurance carrnies or porn= of the ant irriestmmt tugs we disetute. - Our affiliates also rearm trading canines:on and other compensationfrail trawl kends and rains: companies whose roasts we dstrIcute. - We receive an anal fee from UPS Bat USA ad LES AG Stanford Eearith Or w 10 $25 per accare sweeping to the barks under the UBS Bank Sweep Program. Activity Inficemanthregardngcommksbns and other chars tared h connection with the execuan of trades, isltdrig option transections has been incbad on codMaim prewousy furnished to you and vial be provided to isouprcrrptly on repast. Short selling 11 you are ergaged in short selling a secunty, you may hares/large dot to casein boinowiw costs for cut palkulorsectay. Open orders Regarding open or *radtill-cancelled* orders that ware not executed by the streamer* data, open buy and lel slop orders are redoced by the mount of diederds a rig-its cn an ex-dividerds a voritils clue unless reramted othenvise byyoo. You are responsbk for orders gut are executed dm to yeti bdure to cancel *Wag open orders. hinge To obtain a copyd as current Client PrivacyWake. plead contact yos i t Achiscr von our *erne at *taw oar ram/eaatnartirer UEG Fitaxid Se-vas is rota balk the AMA Business Services Account 854 and IRMA are brokerage accounts which provide muss so banking services and pockets tea * arangerments with af I Aoted bat ad other Ihniparty banks, ad provides aCC4131O mace and enough acdras Saud by unalkiredthid-party reurance canpanes through insurance agency subsdianes of UBS Financial Services Inc. inenment, aura e. ad a- roily products, Not 1OK finned • No bank qua-ante.. May lose ream RMA. Resource Management ben ant, Business Services Amount BSA, IRMA and intonational Resource Management Accord as registered service maks of US$ Fnancial Services ax Visa Signalise e a repeated praise mod of Viso Ineemanthal I.65 Yu Signets* anat cads and IBS Visa debt cards are Punt by UK gar* USA with Perrression from Visa USA Incorporated. UtS Pinencial Swim Ins Rev 201604 SDNY_GM_0OO26531 EFIA_00137151 EFTA01278058 (SUBS U6S Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP700362‘0390616 Y1 0 Business Services Account May 2016 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number. Your financial Advisor. SCOTT STACK MANILYLE CASRIEI Phone. Questions about your statement? Value of your account Call your Financial Advisor or the ReSourCeline at 800-262-1000. account 02%23692 On April 29 (5) on May 31 (5) Your assets 6,627.90 0.00 Visitor's websIte: www.ubStOrrttlinanCiakerviCeS Your liabilities aoo 0.00 Value of your account 36,627.90 $0.00 Tracking the The u5anC5 value of your account Sources of your account growth during 2016 Value of your account at yea. end 2015 555.373.13 SS .1 Net deposits aid withdrawals .S55,393.77 3C 4 Your nvestment return Dhiclendarxl interest income Change in motion value $20.64 4000 6.6 00 Value of your account on May 31. 2016 $0.00 Dec 2014 Dec 2015 Ars 2016 May 2016 Member SIPC AsiP700020C0624039NP1000062748 03001 0516 000030000 CONFIDENTIAL SDNY GM 00026532 Page 1 of 8 EFTA 00137152 EFTA01278059 SUBS Business Services Account May 2016 Your account balance sheet Summary of your assets Value on May 31 (5) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Corrrnodities 0.00 G Other 0.00 Total assists Value of your account $0.00 S0.00 Account name: 116 EAST 65TH STREET U.0 Friendly account n ame• 1 16 LLC Account number: Eye on the markets Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL Index Percentage change May 2016 Year to date 58P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 3.45% ANP70002003624040NP7000062748 00001 0516 00C03000 Y GM 265Page 2 of *3 CONFIDENTIAL EFTA_001 37153 EFTA01278060 SUBS Business Services Account May 2016 Change in the value of your account May 2016 (S) Year to date (1) Opening account value $6,627.90 $55,373.13 Deposits, including investments transferred in 1,221.67 14,339,328.77 Withdrawals and fees, including investments transferred cut -7,869.02 -14,394,722.54 Dividend and interest income 19.45 20.64 Closing account value $0.00 $0.00 Account name: 116 EAST 65TH STREET 11C friendly account n • Account number. Dividend and interest income earned sot outposts of INS Statement twatilty of intetest and bridend income has been Otterminect Iran a US tar iepzeting ;tractile.. Based upon the residence of the aCcounl holder. account type, or product type, torn, interest and or dvidenzl payments may not be subjod to United States (US) ardor Puerto Rico (PR) income tares The tient morn* statement is not intended to be used and cannot be reled upon for tar purposes. Chen% should refer to the app/Cade tar tenoning forms they recei* from UBS ennui*, such as the Forms 1099 and the Forms 493, foe lac reporting information. his the practice of UBS to file the acocade las reporting (oars Ann the US internm Revenue service and PR steamy Department and in such loons accurately dasIfy chidenct Way inlet's' as lax exerrot or tarabSe 'oxen** Mast consult your lnivdual tax preparer. May20I6(S) Year to date (1) Taxable interest 19.45 20.55 Total current year $19.45 $20.55 Prior year adjustment 0.00 0.09 Total dividend & interest $19.45 $20.64 Cash activity summary Your financial Advisor: SCOTT STACK MAN LY LE CA SRIEL See Account activity the month for detab. Banner in your Sweep options are red udedin the opening and closing hdances Aut. FDIC insurance applies only to deposits MUSS Bank USA, riot to deposits at WS AG, Starriod Branch or bank deposits placed !brooch the UBS Intetnaronl Deposit Account program. SIPC protection applies to money market sweep find holdings but rot bank deposits Srelmportant inSounatton about your statement on the Izt Mo Pars d this document for Ma's May 2016 (S) Year to date (S) Opening balances $6,627.90 $55,373.13 Addtorts Deposits and other funds credited 1,221 67 14,339,328 77 Dividend and interest income 19.45 20.64 Total additions $1,241.12 $14,339,349.41 Subtractions Checks and bill payments -6,69080 -169,519.10 Cash( ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments -1,178.22 -11,945.73 Pees 0.00 -12.00 Other funds debrted 000 -14,206,214.71 Total subtractions -$7,869.02 -$14,394,722.54 Net cash flow -$6,627.90 -$55,373.13 Closing balances $0.00 $0.00 Loan summary Year to date loan interest $0 .56 SDNY GM 00026534 airIP700020C0624041 NV701:0062748 00001 0516 OW:030000 CONFIDENTIAL 000000 ►age 3 of 3 EFTA 00137154 EFTA01278061 c;I't UBS Business Services Account May 2016 Account name: 1'6 EAST 54TH 5:PEET NC friendly account name: 1 'S Lt r Account number. UBS Bank USA Business Account APY Your account instructions Interest period Apr 7 - May 5 Opening UBS Bank USA Business balance Apr 7 $5,914.16 Closing UBS Bank USA Business balance May 5 $5,075.81 Number of days in interest period 29 Average daily balance $1,746.14 Interest earned $0 .00 Annual percentage yield earned 0.00% UBS AG Deposit Account APY Interest period Apr 7 - May S Opening UBS AG Deposit balance Apr 7 $0 .00 Closing UBS AG Deposit balance May 5 $0 .00 Number of days in interest period 29 Average daily balance $2,453,161.88 Interest earned $19.45 Annual percentage yield earned 001% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the altemabve investment objectives in important inBormation about your statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Primary Moderate Investment eligibility consideration - None selected Your A model Advisor SCOTT STACK MANLYLE CASRIEL • Your account cost basis default closing method is POO, First In, First Out. ANP7C002000.24042NP700006214$0003I 0516 000000000 CONFIDENTIAL GOCSAY_GM_000265PRie 4 of 8 EFTA_00137155 EFTA01278062 *DUBS Business Services Account May 2016 Your assets Account name: 116 EAST 65TH STREET LLC Friendly account name: 116LLC Account number. Some prices, income and current 'agues snonn may be apprce4rnme. Asa result. gains endlosses may not be &Curia* reflected. See knportainfosatefron ebota your ste•remem a Pie end olttis clxon-em lot more Infoirnanon. Cash Cash and money balances mating Cash Doering telinCe on Mai I (S) ClosingbienCt Pike per share meracie on May 31 (5) on My 31 (1) rater Drddend interest peno4 Your Me adei Advisor: SCOTT STACK MANI LYLE CASR1EL Days paned -0.56 0.00 UBS AG DEPOSIT ACCOUNT 6,628416 0.00 Total 96.627.90 $0.00 Account activity this month For more Information shout tee pried wive shown for restrkted securities, see Important Inktmatiort aboat your staterxert at the end of this doe irrieM Date ActlwIty YOur Quantity/ Description expense code Face value Hoy N Nue (1) Cash amount (S) Cash and money beanie 0) Apr 29 Cash and money balance $6627.90 May 2 Withdrawal ACH WITHDRAWAL HYSNSFNDDSBLTY -226.74 6,420.61 May 2 Interest UR S AG DEPOSIT ACCOUNT 19.45 May 3 Withdrawal ACH WITHDRAWAL CON ED OF NY -1,344.80 5,075.81 May 6 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 4,999.21 May I 1 Withdrawal ACH WITHDRAWAL ADP EEPANIGARNWC -1,680.69 2,516.18 May II Withdrawal ACH WITHDRAWAL ADP Tar/401k -802.34 May 17 Bank Card 0804 EXTRA SPACE STORAGE -366.31 2,149.87 May 20 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 2,073.27 May 25 Bank Card 0804 EXTRA SPACE STORAGE .415.05 -824.81 May25 Withdrawal ACH WITHDRAWAL ADP EEPAY?GARNWC • 1,6e0. 71 May25 Withdrawal ACH WITHDRAWAL ADP Tait401k -802.32 may 26 Bank Card 0804 EXTRA SPACE STORAGE -396.86 May 26 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 1,221.67 May 31 Closing cash and money balance $0.00 SONY GM 00026536 ANP700020C05/40.13 NPT000062748 00001 1:616 00000000CS00000 Page S of 8 CONFIDENTIAL EFT-U/0137156 EFTA01278063 *UBS Business Services Account May 2016 Account activity this month (contioeco Transaction Posting date dale Decoction 113urit Card purchases visa debit G MAXWELL Miscellaneous/Unclassified May 13 May 17 0804 EXTRA SPACE STO 201-996-0020 N1006135253134010156 $366.31 May 22 May 25 0804 EXTRA SPACE ST0201.996-0020 N1006144253143010014 1415.05 May 23 May 26 0804 EXTRA SPACE ST0201-996-0020 Ni 0061452 53 1440 10236 $396.86 Total - Miscellanwous/Undassiied Total Card chargers Category current pedod(S) $1.17822 $1,17822 Yew Woe ($) Card purchase sumrnary Lin Ursa debit G MAXWELL Building/Home improvements 10.00 11,38941 Communications $0.00 $37.99 Medical and dental $0.00 $1000 Purchases 10.00 /2,160.07 Restaurants $0.00 $560.71 Transportation 10.00 $468.50 Travel arrangement services $0.03 $103.02 Professional services $0.00 $2,728.40 Miscellaneous/Unclassified 11,178.22 $4,487.63 Total cud purchases Date Actrvity $1,178.22 Descriptlat $11,945.73 Anvount (1) Money balance activities APrn Balance forward $0.00 May 2 Deposit Balance Return U85 BANK USA BUSINESS ACCOUNT 6,627.90 May 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/02/16 -207.29 May 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/03/16 -1,344.80 May 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/06/16 -76.60 May 12 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/11/1 6 -2.483.03 May 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/17/16 -366.31 May 23 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 05/2016 -76.60 Account name: 1 ' 5 EAST 65TH STREET LLC Friendly account name: 1 '6 Account number: Your II sandal Advisor: SCOTT STACKMANYLYLE CASRIEL continued next page ANP70002000624044 NP700006274B 00001 0516 00 CONFIDENTIAL Y GM 0026 6 of 5I)798 8 EFTA 00137157 EFTA01278064 *UBS Business Services Account May 2016 Account activity this month (COntintied) Date Actmty Amount (I) Money balance activities (continued) May 23 Withdraws Transaction Unit Reached UBS BANK USA BUSINESS ACCOUNT -2.07327 May 31 Closing UPS lank USA Easiness Account The UBS Writ USA Burins Account is your pnmay weepoption. Apr 77 Balance forward $0.00 66.628.46 May 2 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 042916 -0.56 May 2 Withdrawal UBS AG CEPOSIT ACCOUNT -6.627.90 May 23 Deposit 085 AG CEPOSIT ACCOUNT 2,073.27 May 26 Withdrawal UBS AG CEPOSff ACCOUNT AS OF 0925(16 -2073.27 My 31 Closing UPS AO Deposit Account $0.00 Account name: 116 EAST 65TH STREET tiC Friendly account name:1 16 LLC Account number. Your Finandal Advisor: SCOTT STACKMANLYLE CASIBEL The 1,85 AG Deposit Accoum Is your secondary sweep ocelot SONY GM 0002853E ANP700020006240r5NPrtMnn048 COCO 0516000000000-000000 Pegs 7 of 8 CONFIDENTIAL EFTA_00137158 EFTA01278065 $UBS Your notes ...................“...° 0 191el_en,000.265... End elstaternenebeccount nurnto , 23592, CONFIDENTIAL EFT,00137159 EFTA01278066 Important information about your statement U3S Fe-uncial Services Pc. (the Firm or UBS Finarcial Serene!), is a merrber of all principal acuity, cemrrodsy and esti:restage,. UPS Financial Semler, and CBS Bank USA re i-died subsilenes of UPS AG and affihaes of U3S Shuttles LLC. The Fames Newel statement k available upon reqmst. The Fiat testa* offices are a. UBS Financial SO-MPS It. 1200 Harbor Boulevard Weehawken, NJ 07086 This Stat*Mint represents the only officialrecord of you' CBS Fhancial Santos account. Other records, exept official lasts-wants. contanng conflicting data should rot be relied iron II you beers thee is an emir a Omi990n please report it immediately n twang to the Brands Manage of the o f ice serving you account. Allhact a Upon shown are intended to be accurate. statement dela *cub not be wed fa to proposes Rely with on yerand tax kirms. De , Form 1099.549t 10425. etc) when prepare your lax return. The Fin required by law to report to tie IRS all taxable &bends, mportakie rontaxible anima and Inutile interest eased en societies held hair swart, net preceeds ash sale trawactirs, rd cost basis an certain covered Partin CzennstIciallans with the Fume • Pleas martin, art/ oral cornmarations in ming to further protect your rights. inducing your oils ad* the Seorties Investor Protection Act (SWAT • t the finecol institution en the top left of the had of this slimes is not U3S F natal Stakes, CBS Fhancial Smites carries yea account as dewing blokes by arragemat wth the rdcated insituton We informed you of this rela1M5h0 when SW opened this accost h the cast your kits and sorties are located at LOS financial Services and rot the iscdscrg broker, ad you mat mite a noon of icy ever or emission to both firms As described in the account agreements, you must 50* IA Of aq errors or fraud rwotrisig checks reflected cn your statement *this 30 days alter t was mailed or made available. Alinements shall be, deemed comples and accurate n all other respects if not objected so in verti-g tothin 60 days • Please diva cutromer complaints or nwhes to to Fars C lent Rebhan °tonne* at 201.352.1099 a toilet* at 903.354-9103, 8:03 kb. to 6C0 P.M ET Monday through Friday, or in verti-g to CBS Fronde' Service hc., Client Relations Depament, P.O. Box 766 Union Cy, NJ 07037. • In case of erten or pante:re about an electronic funds transhr (Mt bas parr a UBS Votchbit card transactions, call $90.762-1000, or write to UBS Ftrandal Services Ix., 1000 Hata Blvd, fith floor. Weehanken. NI 07086, Attrx ITIAAfeSA Sakes. Cat or write as somas yeti can, drew/Irk as stateroom a receipt k swan or if you need more rdomatir tor a transfer on the statement or receipt. The Firm or Card Mks (as applicable)must her from you no In ten CO days after tie Fent sent yOu the tit statenna on which the error or poblem appeased. - Proiide your run,. ad scant nurrbar fl any) - Deco& We hair Of the wander you re inure about, ind contain as <Pa* as you con *Nati believe C is an error a why yet need more islanuttes - Provide the doer avant od the suspected sera. The Firm or Card Issuer vii nosily.% your rampant and veal correct ay error prompty. For alleged mots iwolving UBS Veatrdebil card broad kro., if we take more than 10 WsCossdays to Wits, we will credit par accord for the amount ytuthiik is in error, so that yeti Oil Nye the use of the money slang tie tine it lakes us to cemplete our resstiption. Please mire all Meeks psi* to the Fern or tie I rencial hatter bloated on he fort of this statement In addition to regular accord fees, accounts may be abject to maitrenerce Isis, chaps for We paarient kr securities purchases and charges kr unpaid anises n cash accounts. Accounts that re transferred to other instiktirsmw be subject to a trawler tee. UK Swamp Options UM offers options for sweeping cash balances. balances to leak deposits at UM Back USA and LIES AG %pinked Pooch (Bak Sweep Roust, moneymak* mutual lads (Money Fund) and the international Deposit Accord (04)for c atonal wit n Intarutional RescvCO banagernerd Account. Though the Bah Sweep Programs, cash balms re swept to LESBank USA w to an essabashed knit ad then to UPS AG Stanford Branch. or a Money Fund. Deposits at UBS Bank USA are FDIC inured in accorda-ce wit FCC rules. Format information please visit wwwfdic goer Deposes at LEG AG Stanford Brach ad shares of Money Fads are rot insured by the FDIC. Through te DA, asiloble to cach balances an swept to depose reacts at UBS AG New Vole Branch and LDS AG Carmen Ranch tea deposits are not reured by ter FCC. Balances held at the UDS AG Cayman Brandt are temporary imposed to the sovereign irk of the Calms ink, and there is no waters* or other obSgation of UBS AG to repay the bins while al the LEG Coymon's Brach's books. Deposits at LBS Bark USA and each UPS AG Branch are not protected by SIK. Money Find shares are protected by SIPC. See 'CBS Financial Services Account Protecton' Slow. Upset your request bala-cin in the Bar* Sweep Program or DA may be vethdraart and shares of a Money Fad may be liquidated, ad the proceeds returned to you or sus seas es rt. Fishy I-km*0n about available sweep optcTA, ncleirg cumin interest rates and hick it awibble at ormyubs combo...eureka from your Financial Advisor a by calling 805762-1000. UN Financial Soaks gamin% protection The Firm r. A rnr+or dF tho Ssi Met I-Eynto• PrOtectre. Corporation (SIPC), obit protects ItO-rlieS tacrlIS 01 its mentors up to $500000 (including 5250,003 kr dams for cat The Slit meet protection limn aPPIY to all aceorts that you hokl h a panoply canectry. The Fir, together with certainaffiliates, has also purdssi ittplollentelplaStiOn. The Mania Amount payabb to at Spite rfierws. CONKlink ador this erasion is $500 milion a of December 10, 2015. Stbrd to the poky ordilons ad limitations, cash a the Finn is further protected fa up to $1.9 milbn n the aggregate kr all your accounts held n stria** capacity. A fJ copy of thepoky evening is salable aeon request. The SIPC protection ad the supplemental Protection both do not mph to • Cedin Unsocial assets controlled by (end rabid n your account value) but held away from UBS Financial Makes (e.g., certain( cash at UBS Bat USA, lig cash at Les AG U.S.banthes, (4 awry* psoixts, including middle amain, and 00 Aarn of maul funds when nth that re registered dad& is the name of the account holder on the bodes ad records of to applici* Suer a transfer agent). • Latin nwstrnent contracts or inwsiment interests (e.g., Noted partnerships at private placements) that an rot reghtened seder to Securities Act of 1933; and • Commodities contacts (e.g, foreign mbar and preccus metal contracts). including futures cowacts ad commodity when contract. The SIPC protect On and the supple entel proteclir do not apply so these assets then if they otherwise appear on you statements. the StC protection rd the triCilaTental protection d, not protect against changes as the matt vale of par inuntment> (thethe result of market movement. issuer baltruptcy a °Menke) More id amnion is amiable mon request. 'Cu my cbtan more informationabout Sit, including the SIPC Rocha by contacting SIPC at 202371.8300 or by rating the SIPC waste or smetaystorg Dividend Reimestment Program pun The pre reflected is an aterage price. You may Wien the towel price Iran you. F racist Adviser. Onts. *hob shares re purchased under DRIP; palial than ea be sold ad the cash wig be deposited ywr account The eividerd reinvestment price applied by the Mar may • ffer ham the make Moe al ...tech tie partial shares re sold Caettriblieu Cn whole urns may be held n par accord. If you we entitled to a petal tat a s result ol a chide rd payment or otherwise, the Firm well other sell partial web a market price a accept an /mead determined by a regiaered cleirtrg agency. and credit yos accord. Invonment objaliveo The eunimera obis-thin and risk profile aspsIC to each account and ma/ vay between poet accounts FSease advs. the Firm promptly in sating of ay sigrif tat change in you Ina-Kiel situation or investment &roves For eachward held, you choose one of the folowin investment ebactivin CONFIDENTIAL • Produce Cunene income: reastments seekng the generation of income &Ai. • Aches Cape., Apenroarion. Investments seeing gowt of principalrather than the gerersair of hccene. • Produce Contbaution of frame and Capital Appreciatou hoestnents seelag both ix geranatcn of name and growth of prixpal Overall risk profiles • Conservete. Seeks to manta* SON pi-cipal with low risk and vobtility to the acorn owrat even if tat means the accost does rot goyime sign il [ant room or returns rd my rot reap pre with inflation. • Moderate Willing to accept scene rid( to pircPal and tolerate some votathty to seek hg her returns. • Aggresses: Willow to accept high ids to pnncpi and high total lily to seek high returns or time. • boestnen Eigtogiry Consideration: t seined a 001i05 of the portfolio for that account may Carle canplesc Proteges, Crated 'Micky and rater volatiky. Stator shossehoWne We maycow:Ada* al related account statements with the sane address n the same envelope, e.g. because they have owners who abo maitrain jar account refatirships with othu cents a the same address. If you prefer to remise indiadual statements mailed ri separate emelcoes you may decline hauseholdem by ailing as Finexal Ad for. Friendly sown name The Pardh aceou-4 nano is a cushmeriele 'nickname' chosen by you to assist you with your recce-client; It KIS no legal effect a, you account You can change Friendly await names through Cane Services or by contain; your Fnanal Aduesa Account overview • Value of sea accorapotthislo. Net of *sets and d biter K • Amer heLdes an cash balances. slues fa markted steady test), and Global Tito Deposits, amazed marks to ma-ket, andcertain assets not held by the Fin. Does rot include marked seositiee assets at tie end of the prior and curet statement tends, or pirate nresenena uwested stock options and easeable stock options • bibiAties. Inchon debit balaxes, outstarding margin bins, credit Fre, shot ir.coad balances. • Cs/Mooney balances. Total of unimested hada* cash balances, plus deposit balances at UB5 Bank USA, LES AG U.S Branches ad meney maker mutual fund sweep boleros at the c bee of tie statement period Nr-ccarredity free aedt balances in yes *court are not segegaed from other balances and the Fimmw ea any of these lads lithe ordinay course ol is busints These funds are male mon your darned. Thor total is included in** arrant period closing vaiJt Lending infonnation Fir deleted information m the Firm's ening practices and declares refer to air Client RationtIttp SDNY_GM_00028540 EFTA_00137160 EFTA01278067 Important information about your statement (COntillUed) Ageonere or ACCOLII Ai" etteni and the General Timm ad Conditions U3S Statement of Credit Practice. available in Agreements indeed:sures a may kin nvnlatervonntrinto met Your ants Your statement itemizes securities and other Waits hell hint maul at the end of to slatenners period. You may ark for delver d by paid seosiies al anytime. You may receive securities Lead as ban collateral after paying any balance de on them. Any securities transferred to be Firm okra-9 the 1111.111Mt period are listed at market vabe as of the end of the staternel period. • Cast bask h determining the cost basis of be securities incbded in this statement, were indicated wih the number " l, • WS F nonce Services has relied 00 information obtained from sources other than V65 Financial Senices, including information from another fen a that you'll* hale grovided to yes Finaxial Advisor. The Firm noes not edema:key verty gaunter* the aco_racy a valley of ay Wormation provided by source other than UKPiuncial Sonia,, xkltion although IRS Anneal Unites general& Lpdates bis nformation as t is reamed, the Finn does not provide any assurirces that be ilatiMalkil ceder "Con bate ard *Unrealized gait loss' is accurate as of the date of this statement. As such please do not reksc on this nfarmtion to make puchne or sale decisions for tax puposes or otherwise. Accounts tardemed to be Fim may reflect gait loss edam:lin only for the period cid tine they are held ate Fim More historical edormatcn can be aided by you- F.-sexist Advisor. • Unrealised gat/Iona When data is 'ankh. eminated ureabed guirellown in seabed Its htrviisal wally lots. The transaction data for hokvilial lots may or may not reeks ccmmissicns, rZ andor security reorganizaton ewnts d and oiler reinvestment lots ad systematk FacchS4P loll are each combined to displey one awraged lot The 'Trade date' coin, presents the aging transaction trade dale. • Callable securities Bonds ri d preened stock the the issuer cats for wry reoleimben will be seated meanly by lot from among all sects ties of to issue held el ournarne ce n nominee name for or clients. Call leave alternation s cbtaned from third parties and in accuracy is not guano:yd. Other call feahres may as yeah carts attest meld ample* erkernatin will be provi*d upon request • Certificates of deposit (CDs). CDs are HNC nsured sato S2 5Q000 in principal and accrued irtenni per depositor and per depository innitukes in accordance Mb FDIC rules. • Petra/value Prices displayed f or securities and odor pastels may be higher or lower than the price that )0J would actualy naive in Ow make. Nice are obtained from varkus bid pity sources mhish we beteve to be relable, bit we donor spare-lee then accurey. - We germ* we be closing price when avalebka the mean of the lad rd ask price, for listed staritin and opecra or only bd prices for OTC searities. - Less actirey traded securities may be priced using a valuation model a the most recent ace ire downed ad may not reflect in actual market price a value - Certain positions may appear miters a price and will twee as 'vice was not available' d we are unable to otAam a price for a seamy. - Doswell a securities denominated ensuing-cies otier thin U.S dollars art reflected at the (ochry rate as of the Minn date. - for certain searnes trading n non-conformrig denornnations, price and quantity (face cake) may have been Aimed to I atilimair acme varimaken To obtain arrent quotation, when amiable, contan wetFine-tie' Adams-. • Private Irweemanto and strwared products Private investment worths (ecLding deed pankipatin program ail real estate invtanwnt trust washes) and structred prolocts are gentralb highly 'Maid. Celan gat:tired patch have not been registered with the Securer's and E.dtage Commission or under ay slate semi:tn. Ws amide manatee' elm for private investment seances and strutured products for eilamatknal purposes cny. Atarary is OM guaranteed. - These vibes may differ abstwiti0y Iran prices, it any. at which a prorate Meaner,' MY structured product maybe bought or sold and do rot necessarily represent the yew you may receive spat liewidatin. - Third party estmees of vain are as ascertain date ad av supplied to UBS Financial Services on a regitar basis by an independerc valuation firm. - baser. general panne- or sponsor estimated valas if arty, are applied to befell by the osuer, general partner or sponsor and may be calculated based an deferent information front tut used by third parties to derive their estimated values. - You can obtain addnoral alormation regarding the metcdology used to determine the estimate of value and the date of the ilamanim that is the basis fa the estimate by contacting your Financial Advisor - Third party 'singed vales may be reflected as 'Not priced in several situations: when an independent valuation lire has not %Winked a it knelt to assign a velar sewn we become ware that a materialevent has occurred tat may call a aevousy reputed robe no question, or wan a value would be highy speculate. due to tie nature the security. - When neither an issuer, general partner or wonsor estiTuted value nor allied-pry estimated vale is minded, the sake of the seanty Mite deferent Irons its pschase price. - • Daributices to date' may indude ratan of capita( income orboth. - 'Original unit size' represents be hitial offering peke per use ad mat not relied yow con base. - OPP rd unlisted RUT sautes are rot listed on a national securities exchange. and are gene* liquid and own a they can be sold, be prke received nay be ins than the per share estimated value provided n the a-cant statement, • Restricted securities. Restcled 'eagles oeneralb are not currency elgtok for public sale. U8S Financial Services win the make price d the wrestricted stook of the sane issues as an indeed value for the restarted stack torourposesathis statement oily To the extent tat restricted seornies are elgble to sale, the value retied may be stbstanualy less than the imbued vabe *neon • Este festinated) income. anent Mel* and rates M estimate of amuat income a based an current dividend ad interest rates, assuring tie seances will be held for are year from statement date or until maturity The estimate no* egad:One; accuracy ad continued cncome are not gu wanted - Estimated anal icon and current yield for certain types of leashes could rickuie a return of principal or capital gains in Mesh case the est income (a-dcurrere yell would be overstated. - Estimated anal income and anent yield and tie anal crane and yield micfit be lower or higher than the estimated amounts. - Are *Winn of trusteed income (disdend enact interest) divided by the current market vablaverage balance is based an the Let dedend or kneel payment made by tie si suer and asames he searteldeptres will be hell for one year from thy statement date or until matuiry. Accuracy and continued sell xe not guaranteed • Assets not held bytes Financial Services. Certain hues are rot held by the Fim and not vete, the Fern's possession or control. These assets are delayed on vox statement for informational purposes oily Positions and values presented at provided by to issuing fern. UBS Financial Services is not rear-able for his information and does not guarantee es accuracy. These asses at rot protected by SRC or be FinTes suPtlenental Slit Own?. • Revenue shirrs and additional compensation. — In addition to commiseions on sales and I 2b.1 lees received n correction with be distribution a rrulual funds to ow dents we arida our aerie*, receive revenue shot() Payments from distributors ardor advisors of themast funds that we sell. These amounts are based on two cWerern corrpononts (a the moan of ale by UBS of a Palicutr mutual fund I amiY to our clients and CO the asset value of a particular rrutual fund famiy's shares held a be fm — We and as allAate ate receive networking and sombre processing fees n corndocation for transfer agent services that we croak to the rrutal find/ These f ees generally are pad from investor asses in the meal fund and are a to data amount based an the amber of accounts at the broke.deake holing mutual funds of that find fa-nily CONFIDENTIAL — k's addaion to cornrnisskrts received n connection with the sale or &tribution al may contracts endue investment but tries toots chants. we andcr our affiliate masa reserve sha-rg compensation from many of the instance companies undenweing the amity contracts, aft/saws ct dr fl uor& corrawrin or sponsors of teary irrivatmmt tuts we diertute. - Our affsliales abo maim trading corannsions ad other compensationfrom trawl fuck and extreme companies whose products we derlswe. - We receive an anal he from UBS Bat USA ad LES AG Stanford Ranch of to to 425 per wave sweeping to the barks under the UBS Bank Sweep Program. Adivity hkemahon maiming commksins and ocher chases hind in connection with be wean:mot trades, easing option transactions has been incb&d on corif erlatial mammy furnished to you, And null be provided to you promptly on repast. Shan selling H you are engaged in short selleg a seventy, you may earaches. dm to eaten tonoweg costs for that particular acuity. Opera ordain Regaling open or • gx6tilkancelled* aden that were not nand by the StattalitIV data open buy and we slop orders are reduced by the moue of clinchrds a rig-its cn an ex-dividends a erurlms date unless eenxted °Merril. lanas. You are responsbk for orders that are executed Ow to yeti blurt to cancel *est ig open orders. Mew To obtain a copy d as current Client Privacy Nake, pleat contact you F naive Achiscr or vet our websee at wsw oh, eneenbnyntry LEG Financial SewOes n not a bre The DMA, Business Services Account ESA and IRMA are taking. accounts snits provide access so banking services and proclets tea* armaments with at gated bat and other Ihniparty bares. and provides ems to norm arid anoucht [roans band by unabiliatedthid-party eaurrice conpanes through insurance agency subsdianes of UBS Financial Services Inc. Keane-it, Swam.. ad ararly products: Not FDIC Owed • No bank guaantem May lose value RUA. Resource Management Arm nt, Business Services Amount BSA. IRMA and intonational Resource Management Accost re registered service maks of UBS Friancii Services Inc Vita Signal* it a regatittdttallite Milk 01 Viso Herne knit LOS visa Senna cede cards and IBS Visa debt cards at Muni by UBS Bait USA with Pe01159001 Iran Visa U SA Incorporated. UBS trinomial Services Ins Rev 201604 SDNY_GM_00026541 EF1'A_00137161 EFTA01278068 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ANP700I0717010616X1235 Y1 0 Account name: 116 EAST 65TH STREET U.0 Friendly account name: 116 LLC Account number. Your Nnandal Advisor SCOTT STAC K1,14 LYLF. CASR Et Pncei Business Services Account June 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK NJ 07666-0308 Questions about your statement? Call your Financial Advisor or the Value of your account ReSourCeline at 800-762-1C00, account 029023692 on May 31 (Si on June 30 (Si Your assets aoo aoo VlsItour websIte: www.ubscorriffinancialservices Your liabilities 0.00 -0.06 Value of your account $0.00 -$0.06 Tracking the value of your account The Lr,a0C$ Sources of your account growth during 2016 Value of your account at year end 2015 $55,373.13 SS 4 Net deposits and wthdratials -$55,393.83 4 Your avestment return. Dividend and interest income Chance in malign value $20.64 $0.00 0.0 00 •• 16 Value of your account on Jun 30, 2016 40.06 Dec 2014 Dec 2015 ma/2016 Jun 20 Member SIPC SONY GM 00026542 ANP703C00010n 701 Nr70001204I 100001 0616 00003r Page 1 of 6 CONFIDENTIAL EFTA 00137162 EFTA01278069 SUBS Business Services Account lure 2016 Your account balance sheet Summary of your assets Value on June 30 (11 A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets $0.00 Summary of your liabilities Amount on lune 30 (s) Eye on the markets Margin ban -0.06 Percentage change Total liabilities -$0.06 Index lune ZOi6 Year to date S&P 500 0.26% 3.84% Value of your account -$0.06 Russell 3000 0.21% 3.62% MSC I - Europe, Australia & Far East -3.32% -404% Barclays Capital U.S. Aggregate Bond Index 1.80% 5.31% Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% Account name: Friendly account name: Account number: Your II sandal Advisor: SCOTT STACK MAN LYLE CASRIEL ANP70003001071 702 NP7060128411 00001 0616 0N:030000a IINNW_Gm_00026514,96 2 of 6 CONFIDENTIAL EFTA_00137163 EFTA01278070 Business Services Account Jr 2Cif: Change in the value of your account lune20I6(Sr Year to date (S) Opening account value $0.00 $55,373.13 Deposits, including investments transferred in 5,119.26 14,344,448.03 Withdrawals and fees, including investments transferred cut -5,119.32 -14,399,841.86 Dividend and interest income 0.00 20.64 dosing account value -$0.06 -$0.06 Account name: 116 EAST 65TH STREET ISC Friendly account n ' Account number. Dividend and interest income earned For purposes of INS Statement, tenablty of interest and d4dend income has been determined ficM a US lm rePortirg CRMPeCIIPe. Based upon the residence of the account header. account type. or product type, some interest andor dvidend payments may not bo subject to United States (US) anda Puerto Rico (PR) Income tares. The dent mom* statemeM is not intended to to used and cannot be reaed upon for tar purposes. Clients should refer to the aroratle lag reporting forms they recent from UBS annualy, such as the coons 1099 and the Forms 493, for lax reporting information tt is the practice of UBS to file the aPpliCatle 19 reporting formS With the US Intern0 BeWnue SeRge and PR TIC9SWY oeoarorent and in such loons accuratsy dasIfy chic:lend, arNa inlet% as tat exempt or tamable Oxen* Bleat consult your indgdual tax preparer. tune 2016(4) Year to date (S) Taxable interest 0.00 20.55 Total current year $0.00 $20.55 Prior year adjustment 0.00 0.09 Total dividend & interest $0.00 $20.64 Cash activity summary Your Pi needs' Advisor: SCOTT STACKMANLYL€ CASRiEL See account activity the month for deta Is mantes in your Sweep Options are inducedin the opening and dosing balances vita. FDIC insurance /meet only to deposal a UBS Bank USA, not to deposits at LOS AG, StaMord Branch Of bank deposits placed t brooch the UBS Internaiond Depose Account program. Stee poteetion applies to money marbet sweep fiord holdings but rot bank deposits Seelmportant inn° nation abaft your statement on the lat two pages d this document for Ma's lune 2016 (1) Year to date (S) Opening balances $0.00 $55,373.13 Addbons Deposits and other funds credded 5,119.26 14,344,448.03 Dividend and interest income 0.00 20.64 Total additions $5,119.26 $14,344,468.67 Subtractions Checks and bill payments -5,119 26 -174,638.36 Cash( ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments 0.00 -11,945.73 Fees 0.00 -12.00 Other funds debited -O.06 -14,206,214.77 Total subtractions -$5,119.32 -S14,399,841.86 Net cash flow Closing balances -$0.06 -$0.06 -$55,373.19 -$0.06 SDNY GM 00026544 ANP7c003001071 703 NP7003128411 COCCI 0616 00000 111010 Page 3 4 6 CONFIDENTIAL EFTA 00137)64 EFTA01278071 f l UBS Business Services Account lune 2016 Loan summary Account name: 116 EAST 65TH STREET LLC Friendly account name-116 LLC Account number: Opening loan balance on May 31 40 Closing loan balance on June 29 80 Average loan balance $77 Loan interest period May 31 to June 29 Number of loan (debit) days 3 Average loan interest rate 10.000% lune 2016 loan interest $0 .06 Year to date loan interest UBS Bank USA Business Account APY Interest period May 6 - Jun 6 Opening UBS Bank USA Business balance May 6 $0.62 $5,075.81 Closing UBS Bank USA Business balance Jun 6 80.00 Number of days in interest period 32 Average daily balance $1,648.83 Interest earned 80.00 Annual percentage yield earned UBS AG Deposit Account APY Interest period May 6 - Jun 6 Opening UBS AG Deposit balance May 6 000% $0.00 Closing UBS AG Deposit balance fun 6 $0.00 Number of days in interest period 32 Average daily balance $129.58 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL You have identified the following investment objectives (Or this account If you have questions about these oblecoves, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Currant income El capiul appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out AmP7C003001071704 NP70C0128411 00001 0616 000000000 CONFIDENTIAL I IDNYGM00026444/34 4 .,f EFTA 00137165 EFTA01278072 4UBS Business Services Account June'CIc Your assets Account name: 116 EAST 65TH STREET U_C Friendly account name:11611C Account number. Some paces, Income and current values sham mat be apprearnase. As a roue, gains endlosses may rot be accurately reflected. See Aperient infantesiOn about your statement a the end of Ins el:coolant (or more Inforrnsion. Cash Cash and money balances Slang Cash Doering Uwe on Jun t (1) Closing Dante Putt per share Average on run 30(S) on Jun 30(S) rite Diadem Interest period Your Financial Advisor: SCOTT STACK M.4f‘.), LYLE CASRIEL Dail in period Your total assets 0.00 -0.06 vane on As 3)(5) totems? of Cott your account MSS (S) cornered annual 'mane (SI unrested gain or loss (5) Cash l Cash end money balances Total r values in Cash and money balances exclude any outgan:Irg mall, loan or unsecured debit balance. These balances are reflected as liabilities In the blame sheet section of the statement Account activity this month For more information teat tee TAR value shown for restricted securities. see Important Information 'boot your statement at the end of this document Date Actlity Your Ouantayi Description expense code Me MU! nIceValue (5) Cash arnauM Cash and money balance (S) May31 Cash and mosey balance SOAO Jun 3 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 -76.60 Jun 6 Transfer JOURNAL FROM Y 123575 GHISLAINE MAXWEU 4,923.40 4,923.40 Jun 6 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 76.60 Jun 8 Withdrawal ACM WITHDRAWAL ADP EEPAY/GARNWC -1,680.70 2,440.37 Jun 8 Withdrawal ACH WITHDRAWAL ADP Ta)/401k -802.33 Jun 17 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 2,363.77 Jun 22 Withdrawal ACH WITHDRAWAL ADP EEPAY/GARNWC 4,68570 •119.26 Jun 22 Withdrawal ACH WITHDRAWAL ADP Ta4401k -802.33 Jun 23 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 119.26 continued next page SDNY GM 00026546 ANP700C0001071705NP7003128411 00001 06160000300a I 1 101( Faye S of 6 CONFIDENTIAL EFTA_00137166 EFTA01278073 SUBS Business Services Account June 2016 Account activity this month (contriued1 Account name: 116 EAST 65TH STREET LLC Friendly account name.1 16 tLC Account number: (Oa Ouantny/ Cute Actiuty Description expense code face •alue Jun 30 Loan Charge LOAN PNTEREST CHARGED tan 30 dosing cash and money balance Category Card purchase summary 65 Visa debit 6 &LOWELL Building/Home improvements 10.00 91,389.41 Communications 10.00 137 99 Medical and dental $0.00 $10.00 Purchases $0.00 $2,160.07 Restaurants $0.00 $560.71 Transportation $0.00 $468.50 Travel arrangement services 40.03 $103.02 Professional services $0.00 42,728.40 MiscelanecodUnclassified 40.00 $4,487.63 Total card porches's wnCer Date das $0.00 Average loan balance (fa Rate $11,045.73 Loan interest cheeped tS) Loan interest daily detail Jun 03 3 76.60 10.000% 0.06 Total 3 Date Activity Desaiptitn $0.06 Amount (0 Money balance activities May 31 Balance forward $0.00 Jun 7 Deposit UBS BANK USA BUSINESS ACCOUNT 4,923.40 Jun 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OP 06/08it 6 -2,483.03 Jun 20 Withdrawal VBS BANK VSA BUSINESS ACCOUNT AS Cf 06(17716 -76.60 Jun 23 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 06/22/16 -2,363.77 Jan 30 Closing UBS Bank USA Business Account $0.00 Price/Value (1) Your Amends' Advisor: SCOTT STACK MANLYLE CASRIEL Cash amount (S) Cash and money balance CO -0.06 Current pedod(S) veer todate (1) The UBS Bank USA Business Accounl is your primary sweepmem •50.06 M*70003001071 706 N1,700012841100001 0616 001;030000 End of statement for account number CONFIDENTIAL I gail/Y_GM_000266IMe 6 of t' EFTA_00 I 37167 EFTA01278074 Important information about your statement U3S Financial Services no. (the Firm or UBS anemia! Strokes). is a member of all principal ucisily, cannothey and otters exchanges. UBS Financial Scalers and LAOS Bank USA re i-died subsilones of UPS AG and *Mae, of U35 Sautes U.C. The Fares faunae' statement 8 available upon recpast The Font exeoaire alkes are at: UBS Gina-del lances 1200 Harbor Boulevard Weehawken, N107086 This Stattnwit represents the only officialrecord of you' UBS Financial Senates account. Other records, meat official ts.dxunents. contanng cornicing data should rot be relied won II you been. thee is an ma a 'minion please report it immediately n witng to the Branch lianaon of the office serving your account. Alhoup al limns shown are intended to be accurate, statement data thoukf not be wed fa to proposes Rely with on yethend tax forms. 6.9 , Form 1099. 5498. 10425, etc ) when prepamg your tax return. The FM, required by law to remn to to IRS all taxable dividends, mportabb nontaxable denim,* and taxtk altered end on secianies held rimy accanc net stash on see tramacliores, adcoss basis cm certain cased seculies Creallasliailleiell with du Finn • Pleaseremain, so oral corremandations in sting to further protect your rights, indutin9 your title under the Seculin Investor Protection Ad (WM. • II thefine-dig iatitution on the top let of toe Inst of this statement snot CBS F twat Serykes, LDS Ftancial Scanlon carries yea account as dewing broker by arra-gement wits the rdcated insitunan We in you of this relatOn5bib Wren you opened this accost h the cast your lean a and sallies a* boated a LOS financial Services and rot the rwudcig brokers ad you nut make a mart of any ma or omission to both firm As described the account agreements, yOUTUS5 natty I/5 Of Ty errors or fraud Money chedcs reflected ion your statement wain 30 drys alter t was mailed or made available. Alinements shall be donned comples and arcuate n all other respects if not objected to in wear-9 within 60 dads • Please deed cuRomer complaints or tares to to Farr, C lent Meson Department at 201.352.1699 a toll roe fa 903.354-9103, 8:03 A.M. to 6 CO P.M FT Monday through Friday, or in writ hq to CBS Financial Semites ex., Client Relations Depatnent, P.O. Box 766 Unon Coy, htl 07037. • In case of stfOR or pantiorn about an electronic funds transhr (Mb WI pear a UBS Votabit card transactions, call 822762-1008 or write to UBS Financial Semites Irt, 1000 Harbor Bled, 6th floor. Weehmken NI 07086, Atth RIASBOA Stakes Calla write as soon in you can, if mu the mos staternat a receipt is wrong or if you need more idamation tocut a transfer on the statement or receipt The Firm or Card las (as soplicable)must hear from you no In ten CO dandier the Fan sent yOu the lest staenwre on which the error or problem spend. - Proeide your name ad axon number Of any) - Decal:. the Offer Of the trans* you revere about, end eplain as ckah as you can why you believe a is an env a why you need mote f n - ProWde the dolar arrant al the suspected era. The Pam or Card Issuer eel rwestiote pour rampart and eel collect any error prompt)/. For alleged mots reviving UBS Creakdebit cad tramadent, if we take more than 10 bus isess days to obligor we will credit par taunt for the &Writ ycuthink is in error, so tat you MI have the use of the money during tie tine it takes us to complete our floatation. Please mire all checks payele to the Fern or tie f andel insane:a related on tie front of tiff statement In addition to regd.:1r accost fees, accounts may be abject to mantenerce ten, throats for lee pigment kr securities purchases and charges kr unpaid antra n cash accounts. Accounts that re trandened to other Ottani:et may be subject to a tangier lee. UK Sweep Option LAOS offer, options for sweeping cat balances. balances to bat deposits at UM Back USA and LAOS AG Stanford branch (Ba-k Sweep Proopm), moneymaker mutual bads (Money Fong and the international Depose Account (DAR or customers with n Intandional Roan Managerrecai Account. Though the Bair Sweep Programs, cash balms re swept to LESBank USA mg to an estabashed knit and then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA re FDIC inured in accordant* with FDIC whs. Formate information please Mit wwwidic Deposes at LAOS AG StamfordBrach ad shares of MoneyArdsare rot Oared by the FDIC. Through tie DA, swilable to each balances are swept to depose scants at UBS AG New Yon Branch and LES AG Caman Ranch hew deposits are not toured by the FCC. Balsas held at the UD5 AG Cajman Branch are temporal reposed to the sovereign ink of the Calms pads, and there is no guitars* or other obigation of UBS AG to rep," We blames whiff On the LES Cayman's Brach's books. Deposits at LEG Berk USA and each UPS AG Branch are rot protected by SIK. Money Fund three are protected by SIPC. See 'COS Financial Services Accent Protection' below. Umn your request, balances in the Bate Sweep Program or DA may be withdrawn and shares of a Mawy Fund may be liquidated, rd the proceeds returned to you or your salsifies Walt Rite( I-Memnon about available sweep optonb, ncledrg cumin ineerest rates and Veldt, it 'Imitable at wmvubscordstreeprekte from your Fnancial Advisor a by canon KO-762-1000. UN Financial Senior amount protection The Sion o a mentor of the <n-anus Ingyotn• Protector. Corporation (SIPC), grads protects mattes scants ol its wanton up to $500,000 (including 1250,003 kr dains for cask. The Slit asset protection limn app)/ to all acorns that you hoed a particular tawdry. the Fan, together with certain aft dates, has also porch/ad sispkmenta potation. The Madman amount pa/a,410 al *foible diet, CONK1Wk u-dec this protection is $500 maroon a of Docents 10, 2015. Word to the poky oordilons ad limitations, ash a the km is further protected fa up to SI .9 million n the aggregate kr all your accounts held n a patiouls cmucity. A ILA copy of thepoky wording is salable won request. The Slit protection ad the supplemental protection both do not apply to • Ciain Aneroid assets controlled by (and itlecied n your account value) but hell away from WSFine-col Services (e.g., certainty cash at UBS ark USA, 00 cash at Les AG U.S.Santhes, (4 iterate ;noises, including valible annuitia, and 06 therm of initubl funds where such *ems we registered death it the name of the accou-4 holier on the books and mods of to applicable saner a transfer agin), • Latin nwsb-nent contracts or inwsiment interests (e.g., linded partnenhips ad pirate placerronts) that an nal rep's-toned ender the Securities Act of 1933; ad • Commodities contals (e.g, foreign exchage and peadosmetal contracts), includirg fumes contacts and conmodity option contract,. The SIPC proton ign and the supplemental protectiondo not apply to these assets nen if theyotherwise appear on you statements. The StC protection ad the sa7Plernental protection do, not protect agara changes n the menet vela of Yam instilment> (whether as result of market movement, issuer ba-kruptcy or othembe) More irtormaton is salable upon request. You mw obtan more inf °mown about Slit, including the SIPC Errata% by ordering 5/PC at 202-37143GO or by Metro the SIPC websis at wwwsks.org Dividend Reimestment Program (COP) The are reflected is an average pa. You may Mien the actual price Iranwar F naciel Advixr OM whole shares re purchased under DRIP: panel shores sea be soldad the cash wia be deposited your account The (Ward reinvestment price applied byte near may liter from the mean price at Meth The partial Thues me sold Casteitlieu Cabrwhole unts may be had in gar aceount. If ycu entitled to a petal Ise a s ham ca a chiderd paemera or Othervire, the Film will either sell partial wee" at marlin price a accept an bran determined by a reginered cleatg agency, rd credit you accord. Investment objectives The :estimate objectiees and risk profile are spec Is to each account and ma/ may between your wards Nese advs. the Firm prompt& in wining o1 ay sgsticant change in jar Ionia' situation or investment &warm For eachscant held, you choose one of the folberg inentment obit/lion CONFIDENTIAL • Produce Cunene income: hvestments seekng tee generation of income shy. • AchSee Capita appneciation. Imam-ems swing growth of principalrather than the generation of income. • Produce Consbauten of Mane and Capital Appreotton. Imesinants seeking both the generation of acme ad growth of fritpal. Overall tide profiles • Commend* Seeks to martin Mid witipal, with low risk and volatility to the amount owrak even if tot mans the tccart does not generate signitkart insane or worm and met rot Sep pa with illation. • Moderate. Wiling to accept sane ripe to pircloal and tolerate soon totality to seek higher returns. • Aggress,: wiling to accept high tisk to pnapal and high whit lily to sea hgh returns owe tiff*. • M. sumer ESgslatio Consamation: f Olift•d, a p7505 of the portfolio for that account may exlsk canplex strategic, tinted Madly and rater vontiky. swan...int Thoupsh~ We may cordoklate ai related account statements with the same address n the same envelope, erg. because they have owns who eke maintain pa account relationships with other chess a the same address. If you prefer to mein. adiedual stamens" mailed ti separate emelopes, you may decline householdng by ailing yos Financial Ad tor. Friendly smut name The Frierdh account name is a cusarodoile 'nickname' chosen by you to assist you with your recordteePtd has no legal effect an your account You can change friadh account names through Onlne Services a by contacting your Financial Atha. Account overview • Value Meow accowtkort(oto. Net of assets and • Amb hades avalebee cash balances, varies kr restrkad securty lest), and Global Tim Deposit, amazed marks to matt, andcertain assets not held by te Finn. Does riot include unwired secLatiMassets at to end of the pilot and aifent statement genOdb. plate ivoisenents. untested stock options and °evocable stock options • LithiAbios. Indudes debit balances, cutstariling margin bins, aedit lire, shag axon balances. • Cathhooney balances. Total of uninvested avalable cash balinces, plus deposit balances UBS Bank USA, LES AG U.S Branches ad mateymean mutual fund sweep Warems, at the dm of tie statement period Non-cawrodity free aedt balances in goo' account are rot segegaed from other balances and the FM mw IA! Sly of these lads in the ordnay souse of as issinew These funds in pestle yes your award. This total is included in If. arrant period closing Vibe • ending infonnation For detaled inf striation as the Firm's krdig practices and declostres. ref a to pan Client Relationship SDNY_GM_00028548 EFTA_00137168 EFTA01278075 Important information about your statement (COMIllUed) Agament or ACCO-al Agf tenni and the General Terms ad Conditions U3S Statement of Credit Practices ;nibble in Agreement end Oaf:sures at goy ea< ronif.wenionfekrinv eec. Youressets Your statement itemises *Cunt*, and other assets hell nth. wort at the end of to gatemen period. You may ask for dekverY of icy paid searnes al any time. You may receive securities used as loin collateral after paying any balance dm an them. Any securest) transfuse:Ito be Fin cling the Italement period ale hated at market vitae as of the end of the stab:awl period. • Cost bate h deterining tie cost basis of the securities incbded m this statement where indicated wile the number" l, • US F flaxen Services has relied cr.information cblincd from sources other than LBS Financial Semites. including information from another Urn a that sum* haVegrovided to you fnarcul Adrisor. The Film does not irdeperokrtly senfy sante* the acaracy a videy dry information provided by Wen Car than LES Financial Sonicee. xkltion *though UPSFinancial Services general& Le:dates this nfarnatiri as it recerved, the ham does not provide any assuraxes that the VdCrMati:c1 seder "Con bate^ ad ^Unrealised gat bee is accurate as of the date of ha statement. As such please do not refer on this nip-ration to make puchne or sale decisions, fa tax puposes a otherwise. Accounts tranderred to tie Pim may reflect gai loss infarrotkn only forte piriod tire they are held at tie fim More historical a-alternation cube aided by Kat Essex's' Advisor. • Unrealised gaiorlones Yellen data is mailable, emanated trroaikrod suindlowas ore cactialad la hlistiisal secant lots. The transaction data for rokrilial bit may or may not ref kct commisions. rZ dor security reaps-Gin al events an d and other reinvestment lots ad systematk perches* bye are each combined todisplay ale awraged lot The 'Trask date' coLran presents the agirkil transaction trade date. • Callable securities Bonds and snared stock that the nun <els for eat reclempleen will be selected mortally by lot from among all seams of that issue held in our nerneor in nominee name fa as clans Call leanst nfonnetiri is cbtaned from third parties and et accuracy is not gurrantcad. Other tall loans may QM Minh mein Owl yekt cam:dole Marnation will be provided upon request • Certificates of deposit (ON). CDs are FDIC ensured sato 529),W0 n principal and acaued is rest per depot:me and per depository ingituixt en accordance with FDIC nabs • Price/value Prices divined f or securities and other scalds may be higher or lower than the price that yai would actually receive in tie make. bias ate obtained from varkus thud party sources ehitt we algae to be relable, but we donor giarantee thek accuray. - We germs* use the closing price when avalebea the mem of the bid anal ask price, for hoed scositin and opare or only bid prices for OTC searthes. - Less actrieb traded securities may be priced using a valuation model a the moss recent pea we claimed end may not reflect en actual market price a vatie - Certain positions may appear vrito_n a plce and will teas as 'price was nol awslable• it we as unable to obtain a price fora seamy - Deposih a securities denominated ncunn-cies other thin U.S dollms ai reflected at the eschinge rate as of the gatiment date. - fa certain searnes rading n non-coal ormang dinornnetions. price and quality(Iate tote) may hew been whistled to braes raper viluatim To obtain curem gunman. when available, contact v:,,r Frannal Adencr • Private investments and structured products. !ovate nonlmect wiz t in (vex Lens clicd panicipatnn program and real estate investment butt soothes) and stuttered proirts are generale, highly Celan sans-tend products have not been regotered with the Securities and Fadsage Commission ce under wry slate secuntieTarra. We trade atmated values for private investment searites ird structured products for idormatirol purposes cnbc Atarary Una guaranteed. - These vatJeS may differ abate-di* from prices, il any. at which a Plate Mealmeell stmaured product maybe bought or sold and dp rot necessztib ref:sewn the vase you may receive spa. lictittatisn. - Third party somas of vain are le if a attain date ad an applied to UBS Financial Services on a regila basis by an independent valotion firm. - baser. general panne- or sponsor estimated vales, d ary, are applied to the Pm, by the *suer, general partner or sporter and mass be tabulated based on efferent information from that used by third pities to delve their estimated values. - You can obtain aeditorel idormation regarding the methodology used to determine the estimate d value ad the dale of dr iicematin that is the basis kr the esimete by contacting your Financial Advisor - Third party 'singed valises may be reflected as 'Not priced' in several situatiant awn an I-dependent valuation tiro has not unifieda vial* to assir a vats. when we become ware that a material event has oared tea may call a Fames* rep led value no question, or when a value would be highb speculate...due to tie nature of the security. - When neither an num general partner a IpOnSOr estimated value nor a thrd-paly estimated iota is proandect the iota of the mosey will be diner:Ent lean its caches. price. - • Daributicas to daft' me/include return of capital, ncome orboth. - 'Original unit size' represents the heel offering pia per knit and may not reflect Ott cost bait, - DIP sal unlisted REP sautes are not bated on a national securities exchange, and an goner* liquid and even if they can be sold, tie tree received may be be, than the per chore *serrated via provided n the accord statement. • Restricted sectrides. Reacted searnies generals, are not (wren, eicble tor public sale. U8S fins-col Service, use, the maim prima the unrestricted stork of the can, issuer at an inputed value for the restricted Oak (orougxeses aegis statement or* To the extent tialrestkled seas-nes are elgble to sale, the value received may be stbstantsalb less thanthe imaged who *own • Est festinated) income. assent yield; and rates M estimate ol smug income a based cn current &land ad interest rates, assuming rw searites will be held for cne war from statement date or until maturity This estimate bonny a gudelne; accuracy ad continued more are not guanteed - Estimated anal ixane aid curent yield for certain types of leashes could include a return of prinipal or capital gain in which case the est income fa-d curried yell would be overstated, - &Meted and income and arrent yield and the actual ?cane and yieU rrisfit be lower°, higher dun the estimated &Taunts. - An esain•N of arruakzed income (dhailend sada interest) divided by the current menet vain( average balance is based an the SW dividend or interest pie/meat made by tie ;suer and mums tie seasteedepaes will be held for ore year born to statement date or until rarity Accuracy ad continued yell ad not stwa-need • Assets not held by LIES Financial Services Cenah mots ate rot held by the f im arena wen the Fern's posansen or control. These assets at thawed on yOS statimerd for informational purposes on* Positions and values presented at roweled by to twig firm. UBS Financial Servxes not rem:cable for this information and does not guarantee 53 accuracy. Them "nets at rot protected by SSC or the Firris SUpplemental Set coverage. • Revenue sharing and additional compunreticen — In addtion to commissions on sales and I lb-I lees received m conceal with the distribution oe rental lards to ow dents we meta our freak receive revenue shan(K) Payments Iran di:tabula, ads advisas of the natal funds that ere sell. These amounts are based on two dnerern corrponents (e the amard of Yin by UBS of a Prink' mutual fund famirto our clients: and 0) the asset value of a particular rrutual fund famib's shares held a tie Urn — We and as allaste ako receive networking aid cmbs' pm-amino lees in consideration for transfer Vent Severe, that we prowie to the mutual lards these fees generally are pad from investor aces n the nasal lured and ate a feed dins amount based an the farrow of accounts at the broker-dealer holing mutual funds of that fund fa-nily CONFIDENTIAL — h addeion to commasens received n connection wish the sale or dotribution ol relay contracts and wet investment but with tooter clients. we antia our affgaie rec....enigma sha-rag ampensf ion frommany of the insuance companies antennae-I; the amity (entreat, aft/Jaws d tr insurano carpet or warners of tie wit irsesemmt tuts we disttute. - Our affiliates ago make trading °primes:ores ad oll'er compensatorsfrom mute& fuck and Munroe companies la/lose products we dataute. - We receive an real he from UBS Bat USA rd CBS AG Stanford Branch Of W to 425 per award sweeping to the barks under the UBS Bank Sweep Programs. Activity hkinnabonregarcingtommks4ns and other chases roared h connectisn with the naafi:aof trades, ivlsolrg option tranuctions has been incessed on cordamain rvesA0U* I sursthed to you. ri d we be prodded to you promptly on resent Short selling II you ate engagedin short selling a security, you may ea:Leacherse der to eaten tomarkg costs for the partkularseasey. Open orders Regarding open or • gni-till-cancelled' ceders that were not executedbythe statamitet date, open buy and sell slop orders are reduced by the mount of din:lords cc rig-itsan an ex-6March a eartrls clay unless retnxled ahenvise bygat You are responsbk for orders that are executed dm to your lidurt to Cancel • i*g open orders. Priem To obtain a copy of 04/ current Client ve t pleat coital yar FrornialAchiscr of a our websne at wsw rnminfiva•vmf UEG Filancit Sierkes 4 rota ba-k the PM A Business Services Account lita. and IRMA are brokerage accounts Sikh provide access so banking services and protests tam* srangenwrits with all Sated lurks ad other thniparty bares, and provides aCC4I310 rotra-ce and arms* amiss, Sand by unagiliatedthid-pany notate ampanes through insurance agency subsdianes ol UBS financial Services Inc. berestnent. reuramo, ad aruily products, Not FDIC Meted • No bank qua-anew May Use vatie RMA. Resource Maneorrent Arms nt, Business Services Account BSA. IRMA and intonational Resource Management Accord are registered service maks of UBS fnancii Services Pic Vila Signebre a a regd....deflate Milk of Visa 'Vernalknit LOS Visa Sienna cede cads and UBS Visa debt cads are inued by UBS parts USA with permission from Visa USA Incorporated. Ut3lineedsl Services Inc Rev 201604 SDNY_GM_00026549 EFTA_00137169 EFTA01278076 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 gar/0036550750716 r1 0 Business Services Account July 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK NJ 02666-0308 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number: Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call yOur Finan;la. Advisor or the Value of your account Resourcaine a 800-262-1000, account 029323692 On June 30 (3) On July 29 (3) Your assets 0.00 165,935.78 4sIt our websIte: www.ubstomainancialsavices Your liabilities -0.06 0.00 Value of your account -$0.06 $165,935.78 Tracking the value of your account S Thousands 165.9 Dec 2014 Dec 2015 MA 2016 hi 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 $55,373.13 Net deposits and iniithdratrals 5110,542.01 Your OWStrielt rearm Dna:lendand interest income $20.64 Change in market value 50.00 Value of your =out on Sul 29, 2016 6165.935.79 SONY GM 00026550 Member SIPC ANP70002003655C05Nel000065619 00001 0715 000000000 3ococ0 Pap 1 of 8 CONFIDENTIAL EFTA_00137170 EFTA01278077 *UBS Business Services Account July 2016 Your account balance sheet Summary of your assets Value on July29 ($) Percentage of your account A Cash and money balances 165,935.78 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% G rived income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.C0 000% Total assets Value of your account $165,935.78 S165,935.78 100.00% Account name: 1 , S- PEET LLC Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Your Financid Advisor. SCOTT SIM'. ", •a LYLE CASRIEL , Cash and money balances may include available cash balances. kin Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% Percentage change July2 016 Year to date 3.69% 7.66% 3.97% 7.74% 5.08% 0.83% 0.63% 5.98% ANP7C0020C0655006 NP70000656 9 COCO' 0716 DOCO3C000 CONFIDENTIAL cofetlikiY_Gm_000285Viee 2 of a EFTA_00137171 EFTA01278078 1_JB Business Services Account Change in the value of your account July 2016 (Si Year to date (S) Opening account value 40.06 555,373.13 Deposits, including investments transferred in 171,139.99 14,515,588.02 Withdrawals and fees, including investments transferred cut -5,204.15 -14,405,046.01 Dividend and interest income 0.00 20.64 Closing account value $165,935.78 $165,935.78 Account name: 116 EAST 65111 STREET ISC friendly account name' 11 Account number: Dividend and interest income earned For purposes of INS statement, tatablty of interest and drAdend income has been determined Iron a US tar reputing PersPedie. Bared upon the residence of the account holder, account type, or product type, sane interest ands dvidend payments may not bo subject to United Stan (US) andor Piano Pico (PR) Income tares. The dent morn* statement is not intended 10 be used and cannot be retied upon for tam purposes. Clients should refer to the allaCatre tar atoning forms they recent from UBS annualy, such as the forms 1099 and the Forms 493, for lac reporting information h is the practice of UBS to file the aSpliCfne le reporting forms with the US mterr. ReWnue Streit< and PR Tteawy DeParttrent find in Such lOgels accurately (leafy chsclendsarcr a interest as le exempt or 'sable 'metre Bleat consult your indedual tax preparer. July2016W Year to date (S) Taxable interest 0.00 20.55 Total current year $0.00 $20.55 Prior year adjustment 0.00 0.09 Total dividend & interest $0.00 $20.64 Cash activity summary Your N needs' Advisor: SCOTT STACK MANf LYLE CASRIEL See Account activity the month lot deists Seances in your Sweep options are indudedin the openng and closing balances eels. FDIC Insurance apples only to deposits a U85 Bank USA, not to &pouts at u8S AG, Stamford Branch Of bank deposits placedthroush the UBSInternahond DepOW Account program. SIPC protection applies to rnonfof market sweep ltmd hddiwas but not bank deposits See Important ink.rmation about your statement on the tat tvea pacts cf thiS document for deals July 20161$) Year to date (S) Opening balances 40.06 $55,373,13 Additions Deposits and other funds credited 171,139.99 14,515,588.02 Dividend and interest income 0.00 20.64 Total additions $171,139.99 $14,515,608.66 Subtractions Checks and bill payments -5,203 38 -179,841.74 Cash+ ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments 0.00 -11,945.73 Fees 0.00 -12.00 Other funds debited -0 77 -14,206,215.54 Total subtractions -$5,204.15 -$14,405,046.01 Net cash flow $165,935.84 $110,562.65 Closing balances $165,935.78 $165,935.78 ANP7C002000GSSCO7 NV7003065619 00001 07l6 00033 CONFIDENTIAL SDNY GM 00026552 000 Faye 3 of 8 EFTA_00137172 EFTA01278079 SUBS Business Services Account July 2016 Account name: 116 EAST 65TH STREET UK Friendly account name-116 LLC Account nuntber. Loan summary Your account instructions Opening loan balance on June 30 $0 Closing loan balance on July 28 $0 Average loan balance $379 Loan interest period June 30 to July 28 Number of loan (debit) days 8 Average loan interest rate ta000% July 2016 loan interest $0.77 Year to date loan interest $1 .39 UBS Bank USA Business Account APY Interest period Jun 7 - Jul 7 Opening UBS Bank USA Business balance Jun 7 $0.00 Closing UBS Bank USA Business balance Jul 7 $0.00 Number of days in interest period 31 Average daily balance $1,248.57 Interest earned $0 .00 Annual percentage yield earned 000% Your investment objectives: You have identified the fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - moderate Investment eligibility ansdegation - None selected Your Hounds' Advisor: SCOTT STACK MA/I LYLE CASRIEL • Your account cost basis default closing method is FIFO, first In, first Out AmP7C0020C06SSCO8NP70C0065619 WOO' 07I6 000O3C000 Y GM 00265tir 4 of CONFIDENTIAL EFTA_00137173 EFTA01278080 UBS Business Services Account July 2016 Your assets Account name: 116 EAST 65TH STREET 11C Friendly account name:116 LLC Account number. Some pnces, income and current vaues shown may be EppiOxirnale. AS a kit*. darns a-idlOsses m a/ 001 be &croakily reflected. See mnporUnt info/000On atour your Poen:ere a the end of U.S dxuenern lot mote infounnon. Cash Cash and money balances Cash and money balances ma/ Ind ode avaltie cash balances, UBS Sant USA obcoat account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. MBank USA deposit account balances are insured by the FOC %Wen applicable limits, but are not protected by 9PC. WS AG Stamford Brans h deposit accoum balances an not insured by FDIC and are not protected by 9PC Money market sweep balances are protected by SEC but me not insured by FDIC. Sot the Important information about your statement at the end of this docuirent for details about those balances. Habana Ocenng tglan« on is 1 0.) Closing Wane Prat per share Average OnIdendIMerest Dais n on Jul 29(S) on lul 29 (1) tate petted pniad Cap amount (S) Cash -0.06 -81.19 UBS BANK USA BUS ACC' 0.00 166,016.97 250.000.00 Total 40.06 1165,935.79 Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL Your total assets Percentage Value on to 29 (S) your account Cost BIrnilted untealzed bast (5) annual income (S) gain or loss (I) Cash Cash and money balances 165.935.79 100.00% 165.935.70 Total $165,935.78 100.00% 9165,935.78 Account activity this month For more information about the price clue shown for restricted securities, we Important information about your tretenent at the endof this Outunent. DS* Actlity Yaw' QUantityl Description evens, code Face why PricelValue (1) Cash amount (1) Cash and money NOW? (1) Jan 30 Cash and money balance 40.06 Jul 1 Withdrawal AC H WITHDRAWAL ADP PAYROLL FEES -76.60 -76.60 Jui 1 Correction Of Loan Charge MARGIN INTEREST ADJUSTMENT .06 continued next page SDNY GM 00028554 Anin7C002000GS5009 NV700306%19 00031 0716 00020 CONFIDENTIAL EFTA 00137174 EFTA01278081 *UBS Business Services Account July 2016 Account activity this month (cont.-Rico Cote Acthay Ouantityl Cesuiption Face value Cash PriedValue (S) imotett CS) Cashand money Warm (S) Jul 5 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 76.60 -2A83.03 Jul 6 Withdrawal ACH WITHDRAWAL ADP EEPAWGARNWC .1680.71 Jul 6 Withdrawal ACH WITHDRAWAL ADP Ta)4401k -802.32 Jul 7 Transfer JOURNAL FROM Y1 23575 GHISLAINE MAXWELL 2,483.03 -80.36 Jul 15 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 Jul 18 Transfer JOURNAL FROM `11 23575 GHISLAINE MAXWELL 80.36 1,016.97 Jul 20 Withdrawal ACH WITHDRAWAL ADP Ta0401k -802.33 Jul 20 Withdrawal ACH WITHDRAWAL ADP EEPAWGARNWC -1,68070 Jul 20 Transfer JOURNAL FROM V 123575 GHISLAINE MAXWELL 3,500.00 Jul 27 Deposit FECERAL FUNDS DEPC6IT BY PRYOR CA.9-IMAN LLP AT C111BANZ N.A 165,000.00 166.016.97 Jul 29 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 165935.78 Jul 29 Loan Charge LOAN INTEREST CHARGED Ad 29 Closing cash and money balance 5165,935.78 Category Current perlod(S) Year tocite Card parch LV5 Visa debit G MAXWELL Building/Home improvements $0.00 11,389.41 Communications $0.00 $37.99 medical and dental $0.00 S10 00 Purchases $0.00 $2,160.07 Restawants $0.00 S560.71 Transportation $0.00 $468.50 Travel arrangement services $0.00 S103.02 Prolessional services $0.00 $2,728.40 MiscelanecuslUrxlassified $0.00 $4,487.63 Total cord purchases minter Date d days average Roar balance (14 Rate 2040 211,945.73 Loan interest chaged CI) Loam interest daily detail Jul01 4 76.60 10.000% 0.08 Account name: 1 6 EAST 65TH STREET LLC Friendly account name: 1 ' 6 LLC Account number: Your Anandal Advisor: SCOTT STACK MANLYLE CASR1EL ANFICOCQ0C066501ONF70:0065619 00001 0716 00 CONFIDENTIAL continued next page v ont000nseure 6 of 8 EFTA_00137175 EFTA01278082 SUBS Business Services Account July 2016 Account activity this month (continued) Date Nunixr cl Clap Average low biance (11 Rate Loan Interest charged 0) Loan interest daily detail (continued) lul 06 I 2,483.03 10.000% 0.69 Jul IS 3 80 36 10.000% 0,C6 Total Oat 8 Activity Ciegnalion 60.83 Amount (S) Money balance activities Ain 30 Balance fonnrard $0.00 Jul 21 Deposit UBS BANK USA BUSINESS ACCOUNT 1,016.97 Jul 28 Deposit UBS BANK USA BUSINESS ACCOUNT 165.000.00 NI 29 Closing MIS Bonk USA Business Meant $166.016.97 Account name: 116 EAST 65111 STREET LIC friendly account name- 11 Account number Your PI nandal Advisor: SCOTT STACKMAMLYLE CASRIEL me UBSBanT USA ellSJ ness A«ouril is your °may sweep Wien. ANP700020C065501 1 NV7003065619 00001 071603033 CONFIDENTIAL SDNY GM 00028556 0000in EFTA_00137176 EFTA01278083 *UBS Yournotes . ,P,o0.2.0..,N2,,,,,......9.0. 0, 6,....o. oemweeemocazessm. a ,, CONFIDENTIAL EFT,00B7177 EFTA01278084 Important information about your statement U3S financial Services inc. (the Firm or UBS anemia! Straka°, is a merrber of all principal %dewily, comrrothey and options exchanges. UBS Financial Semler, and LAOS Bank USA re nulled subsilanes of UPS AG and *Nees of U35 Seamen U.C. The Fim's manual statement C available upon regLest The Font exweire off Ms are a. UBS Financial lances PC. 1200 Harbor Boulevard Weehawken, NJ 07086 This statarnica represents the only officialrecord of par UBS financial Semites account. Other records, tweet official ts.dxunents. contanng conflictingdata should rot be relied Loan II you beam there is an env a omisoon pilaw report it immediately n wrung to the Brandt lianactat of the Of ice serving your account. Allhagn el lige.' shown re intended to be accurate, statement deathcukf not be wed fa lea purposes Rely *kW on yesend tax forms. ge , Form 1099. 5498, 10425, etc >Men prepamg your lax return. The FM, 5 required by law town to the IRS all taxable dinkier,* reportable nontaxable diriihrea and enable infant end en sashes Feld rimy scant, net pro,eeth on see tra-saclions, ad cos* bathe:neaten covered seculars, Cant \\MICAS,. with tha Maw • Please resod inn sy oral corrithreations in ming to further protect your rights. intlurinfl your kit ceder the Searles Investor Proteobon Act (SEA) • d thefine-col institution on the top left of the inml of this statement snot U3Sfntricie Sakes, LDS Canal Conics carries yea account as nearing broker by arra-gement wite the rdcated enslitution We informed Ir'sw of this mitt:C.5kb villa, you opened this accost h the cast your lean a and Searles tre 'mated at LOS financial States and rot the intodrcig brains ad you nut make a ram of rya or omission to both firm As described en the account agreements, you must neatly US Of ary errorsor fraud Mang chedcs reflected on your statement wenn 30 drys alter it was mailed or made available. Alinements shall be deemed compla and accurate n all other respects if not objected to in *nay wthin 60 days • Please dact outromer complaints or ha/hest° to Fim's C lent Meson Dearman at 201.352.1699 a tollas r. 903.354-9103, 8:03 A.M. to 6C0 P.M ET Monday through Friday, or in writ hq to t85 Randal Senices Ix., Client Relations Deem-Intent, P.O. Box 766 Unon Coy, NJ 07037. • In case of <MS Or I:peon:ft about an electronic funds transhr (W1), bar pear a UBS Votabit cad transactions, call K0762-1000, or write to UBS Randal Services Ix, 1000 Harbor 014, fah floor. Weehawken NI 07086, AMY RIAArBOA Semies cr write as soon in yea can, 4 you thik you statement a receipt is wrong or if you need more trdamation abut a transfer on the statement or receipt. The Firm or Card Sur (as spleable)must hear from you no leer then CO days slier the fie sent y0u the la staenwra on which the era or problem spend. - Proede your rare ad scant number Of any) - Desate We M0r Of the trans* you areinure about, ind explain as <km& as you ca why you believe a is an emu a why you need more refamatim. - Pro the dolar an-ant d the suspected ern". The Firm or Card Issuer vii hoestigate you rcomadaht and we correct aw error promptly. For alleged mots imokring UBS Via* debit cad broad irk if we take moo than 10 boa tress days to der this, we willcredit tor accord for the annum youthilk is in error, so tat you we hove the use money during tie tine it tikes us to complete our nostigetion. Please mire all checks payele to the km or tie ft-uncial incaution nokated on the front of ta statement In addition to regular accost fees, accounts may be abject to mantenarre lets, changes for late pigment for securities purchases and charges kr unpaid anoints re cash accants. Accounts that at transferred to other instant:ens may be subject to a tangier lee. UBS Sweep Oraiens LAOS offers options kr sweeping cash banes. balances to bat deposits at UM Bak USA and UBS AG %winked trench (Fte-k Sweep accyara), money meat mutual haft ;Money Fong and the Interrutional Depose Account (DM or c women with MI Intarotional Rhone Managernad Account, Though the Bair Sweep Programs, cash balms we swept to LESEank USA Leo to an estabished knit and then to UM AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA are FDIC hared in accorda-ce with MK mules. Format information please voB wwwfdic Deposes at LEG AG Stamford Brads ad shares of Money Funds are rot hared by the FDIC. Through to DA, eatable to cash balances are swept to depose scants al UBS AG New Yak Branch and LDS AG Cayrrun Ranch thew deposits are not inured by tie CDC Balsas held at the UD5 AG Cajman Brandi are tempos ay emosed to the to/weir irk of the Cayman Wads, and Ihere is no guarantee or other obligation of UBS AG to repay he banes while on the LEG Cayman's Brach's books. Deposits at LEG Bak USA and each UPS AG Branch are rot protected by SIK. Money Fund three are protected by SIPC. See 'LOS financial Services Accent Protect-on' Slow. Uponyour request balance, in the Bare Sweep Program or DA may be wethdrasn and shares of a Money Fund may be liguidated, ad the proceeds returned to you or your seosdies Kral* Rita( I-Simeon about available sweep ophank ncUdng tuners interest rates and *rids. it available at wtwe ubscomrsweetwelob from your Fnancial Advert or by calling 020- 762- 1000. UPS Financial Services eccoin protection Th• Fe", r. A -rwlve rF tb (er, r no< Iwnto• Protartrn Corporation aPC), which protects leO-rlieS ACCCcrltS 01 its renters up to $500,000 (Melding 1250,003 kr riains for casli. The Slit asset protection limits apply to all scants that you hold h a particular cassia. the Fern, together mite certain aff Oates, has also purthead Imailemente protection. The Madman amount pa/al:410 al *foible diet, CONIClink under this protection is ZOO matron as of Docents- 10, 2015. Stbrd to the poky orditorts ad limitations, cash a the firm is further protected fa up to SI .9 million n the aggregate kr all your accounts held n a paticulm capacity. A fie copy of thepoky wading is available uPon request. The SIPC protection ad the supplemental protection both do not apply to • Carlin lnncial assets controlled by (end Maid n your account value) but held away from WS Financial Services (e.g., certain( cash at UBS Bait: USA, 00 cash at Les AG U.S.branrhes, (4 reurarce poixts, including vritble annuities, and FM darn of mad funds when such thins are registered detect& it the name of the accord holier on the books ad records of the splice* Suer a transfer agent), • Cetain nwstrnent contracts or intesement Means (e.g., landed partnerships ad pate placements) that ant rot regnentd uncle ter Securities Act of 1933; ad • Commodities ccrtrals (e.g, foreign wattage and preccus metal contactsk ineludag futures contracts and commodity option contracts. The SIPC protect on and the supanninul protectiondo not apply to these assets then if they otherwise appear on your statements. The StC protection ard the 9479lentental protection oh not protect against changes as the market vale of doer entailments (whether as result of market moverrem, issuer ba-kruptcy or otherMe) More atomisation is treatable upon reuses-I. You mar omen more inf °meteor a wake:log the SIPC Rocha by cemetery Silt at 202-37I -83C0 or by vilitivj the SIPC webete at wantelpeurg Dividend Reinvestment after= (DRIP) the ph* reflected Is an attires price. You may alien the Kcal price km yes Frio-cal Advise. Orly whole shares aro purchased under DRW; panel Mann wil be sold ad the cash we be *seated ywr account the cividerd reinvestment price applied by the slier may 61 I er from the make peke al winch tie partialthus me sold Ceetvielieu CnV whole urns may be heed it yak amount. If wu entitled to petal Phil a a nesuk <item:C-4*rd palmed or pries, the Firm will either aril panel web at keg price a accept an bran determined by a regiaered cleirtrg agency, exl credit yor accord. Investment objectives lhe nreslmara objective and risk profile ere spec Is to each Moult and may vay between yar =Cant Neese advs. the Firm acme& in wining of ay sgnticant change in par Inancial situation or investment oblecttves For each won hell, you choose one of the following inwparrant air/lives CONFIDENTIAL • Frocks? Cunene income: hvestments seang the generation of Mona only. • Acne.. Cape., Appreciation. Inn-curers seeing omit of principalrather than the generation of ixam. • Produce Carthautian of Mame and Capitel Appreoaton. Nemo:nes seeking both the gennecn of 0%0110 rd growth of priabal. Overall risk profiles • ConservaOrt. Seeks to mentain hitt pri-cipal, with low risk and volatility to the account owrat ten if that means the scan does not generate sign it kart Mon* Or Warne and May rOt trip pre wits elation. • Moderate VENN to accept sane Selo pircioui and tolerate some satiety to seek higher returns. • Aggrearm: Wiling to accept high n* to plexpal and high wile lily to seek high returns owe tire*. • tromtment E‘grbarirr Conseleation: f Hinted, a portion of the portfolio for that account may Miele canaille strategic, tinted liorieity and rater volatiky. Statement Theureheldief We may concordase all related account statements with the sane atass 0 the same enmetve, eq. because they have owners who AO mama., jon account red crehips writ other dens a the tame address* you peeler to recent individual statements marled n separate entelopes, you may decire hor,eholdng by calling wxr Financial Advisor Friendly earned memo The Fixedbi arecu-d nano is a custom:ea 'nickname' chosen by you to assist you with your recordteePro has no legaleffect myna account You can dung wow hiend9 scam names. through Onkie Service, a by contacting your Finanual Adesor. Account overview • Value of yea amanWon(olo. Net of assets and • A 3.1e hcbdies satiate cash balances, values fa reserkted securely lot ), and Global Tim Deposita crreared mats to racket, and certain assets not held by to Firn. Does roe include unaked seculiWassets at the end of the prior and arrent statement beri0dk. Or porn ivresanentw untested stock options and earceoble stock options • Usages. Indubs debit balances, cutstarding margin bins, credit Ire, shot scant balances. • Cathhesonty balances. Total of unimested sada* cash balinces, plus deposit telances al UB5 Bank USA, LES AG U.S Branches ad manly market mutual fund sweep Warms, at the case of tie starrent period Non-ccesredity free credt balances in you wood are not segageed from other balances and the Remy cue of these lords re the ordnay course ol As TIM funds avowable wen your dared. TIM total is included in to arrant period closing Vale Lending infennetien For deleted information on the Firm's lending padres and doclotcret. refer to yea Client Rationales SDNY_GM_00028558 EFTA_00137178 EFTA01278085 Important information about your statement (COMIMIed) Agnement or ACCOLII Agf t4i* !WA and the General Terms ad Conditions U3S Statement of Credit Practices mailable in Statement and Ondontres at goy eet fronitireevinteirtrintr met Yew meets Your stesament itemises securities and other assets hell ro the accabl at the end of to slatemers period. You may ark for &tea Of fa* pad startles al anytime. You may receive securities teed as 1031 collateral alter paying any balance dm on them. Any securities transferred to tie Firm eta-9 the Italement period are listed at market value as of the end of the statism. period. • Cost balm. In determining the cost basis of he securities incbded in this statement, where indicated wih the number "I, • WS F nand& Services has relied on information obtained from sources other than 1.85 Financial Senices, including information frcm another rim a that roomier have provided to yes Finmxial Adam The Finn does not indeperantly verty a saints the accuracy a vaIdity day Sarmatian Provided by WM other than 1.65 Fruncial Seniors atliticrs although UESFnricial Services greralY Lezdates ens Hermetical as n is recerved, the Finn does not provide any assurers. tut tie infornation seder "Cost basis" ard *Unrealized gairf lose is accurate as of the date of Chi statement. As such please do not rem on this acenntion to make peschne or sale decisront fa tax puposes a otherwise. Accounts its-derred to tie Fim may reflect gee/loss infamutim only for tie pined id tine they so held at tie Fim More historical OrIcematim <abbe added by yes Flax's' Advisor. • Unreeling gans/losees When data n unmated L.-realized guinelown ore cictialad Ice stony lots. The transition data for lots may or my not ref kct ccmmisicns, rZ ctor security reorganizaten events in cl and ate reinvestment lots ad systemate perches* loll are each canbined to display one averaged lot The 'Trade date' com m presents the agral transadon rase date. • Callable securities Bonds and unbind stock that the ever cats for eat redemplem will be selected trips-hilly by lot frcm ararg all scurries of ha issue held itournwnea in nominee newt fa ow clients. Call Statue iduirritan is obtained from third petits and its accuracy is not guaranteed. Ober call hares may net which cord Mod rat amedele ifeematnn will croaked upon request • Certificates of deposit COX CDs are FDIC aired yam $290,000 in principal and /caved interim per depots[ ad per depository insituan in a:cadence wits FDIC rules. • Price/value Prices diaplawd for securities and aher cadets may be higher or bete than the price that um would enualY receive in the mate Fan an obtainedfrom asses seed pans sources 'bits we bithe to be relable, bit we do not storantee thei accurxy. - We germak use he closing price when avalebka One mean of the bed ad ask poxes for hued sectrein and opticre or only bid prices for OTC searilies. - Less actiwy traded securities may be priced using a valuation model a tie moss recent price we claimed ad may not reflect an actual makes price a value - Certain positions may appear witcul a mice ad will tow as 'price was rot evadable • it we are triable to olden a price fora seamy - Deposit, a securities denominated 55 culrarcies ogler thin U.S dollars an reflected at the nanny rate as of the gatemen date. - fcr certain seariles rading n non-conformrg denornations. price and quality(facw woe) may have been adjusted to facilitate peeper Susan To cbuin cumin untsione when availabb. contact ycea Frai-ctal Adencr • Private investments and nructaired prod as. royale animate "Nunes (rcLaing dud participation program ad real *mate investment mast soothes) and structred prolds are imneralb highly lbuid. Celan stria-tad pastas have not been regotered with the Securities and E.dtage Commissioner under ay slate seculiZaws. We provide estmated oaken fee piste investment searites ird structured products for incematinal purposes cry. Ataraq ism guaranteed. - These vitas may differ abetanisfit km prices, il any. at which a ante imestard rim structured product maybe bought or sold and do rot necessarily represent the vat* you may receive spat liquidator. - Third party esimmes of vats ate m al a attain date and are supplied to UK leurcid Services on a reglar basis by an independere volution firm. - baser. generalpanne- or sponsor estimated vales. if any, are applied to the Fm by the issuer, general partner or sponsor and m ay be calculated based an deferent information tan tut used by Mid ponies to derive their eninated values. - You can obtain aedirorel information regardig the metcsblogy used to decenniae the estimate of value and the dale of tha Ham annthat is the basis fa the estimate by contacting your Canna' Advisor - Third prty 'singed vales may be reflected as 'Not priced in several stuations: when an 1-dependent valuation lire has not %SOS a is unable to assign a atm. Serowe become ware that a matenal meet has awed that may call a pommy repMed vitae ieo question, or Wien a value would be highy *Wats due to tie nature ct the security. - When neither an Muer, general partner or sponsor estimated value nor a thrd-paly Minuted %elm is providect, the valm ol to seanty Mk be dberent Irene itscaches* price. - • Detributicos to date' mat indude return of capital, name orboth. - 'Original unit size' represents tie initial offering paper snit as:Inlet not reflect yout cost bass. - OPP rd unlisted REP teases se rot listed on a national 'bur:ties exchange. and are gear* liquid and men if they can be sold, tie prke received may be len than tie per share estimated value provided n the score statement • Restricted securities Restated 'ensiles generalY are not currently elgbk for public sale. UBS Financial Service: uses the motet priced the unrestricted nods of to 5a'ne issuer' as an inputed value for IN restricted Pak brougooses Sign statement way To the extent teat resticled sectrities are elgbb to sae, the vale received may be tbstarbaly less thanthe imosed vsbe town • Est. (estimated) income. anon yields and rates. M eni ui. of annual income is based on current daidend ad interest rats, assisting tie swages will be heal for are yes from statement date or until maturity This intimate nor* a gudelne; accuracy ad continued intone are not guaranteed - Estimated annual acme and curent yield for certain tgoes of leashes cold betide a retun of ethicist or capital gains in which dee the est income (a-dcurrea yield would be ovestated. - Estimated anal income and arrent yield and tie actual Scar* and yieU misfi be kisser a higher then the estimated amounts. - An Sinn of 'musk:ad income (dividend enter interest) died's(' by the current market valet average balance is based an the Last dividend or interest payment mule by the is and mantes he sectebadepmes will be held for me year torn the statement date or until rarity. Accuracy and continued well an not ware-deed • Assets not held by UBS Financial Services. Certain assets se rot held by the Fnn ad not *whin the Fern's possession se cabal. These sleets a* displayed on tear statement for informational purposes only. Positions and values presented an provided by dal Ssu'rg fern. UBS Inincial not respectable for tie information and does not guarantee ea mangy. These assets are not protected by SSC or Me Firn's supplemental MPC mown's. • Revenue sharing and additional compensate's.. — In midden to conmissions on sin and 12b.1 lees received n correction with tie ditributim c4 mutual brad to ow dents we ri der our AA*, re1/4" is, swerme shying Payments Iran dianbutors ardor advisas of the retest funds that we sell. These arnants are based on two cMereni corrporents (Edw amyl of Ulf, by UBS of a Paliculs mutual fund famiY to our clients: and 0) the asset value of a particular mutual fund famfit's shares held a the Irm — We and as allisete ate receive sneaking and onnba accessing fees n coroderation for transfer agent irises tat we roan* to the mutually& These fees generally are pad from investor asses it the mute I turd and me a toted deals amount based an the nutter of accounts at the broker.dealer holing mutual funds of that fund fmiy CONFIDENTIAL - h addinn to cornraississ received n connection with the sale or dotroution ol array contracts and cast investment but crab tome clients. no alder our affiliate reces reserve sharp ampensaion from many of the instance companies sideman; the amity contracts, aft Trams et la awn carcases or sponsors of taunt irriestmmt rusts we disIrtute. - Our affiliates abo wait, tradng comrnesions rd of er compensator, Morn ntnual fink and auras companies whose precasts we deaute. - We receive an anal he from WS Bat USA ad 1.65 AG Stanford Bunch dupla 425 per accarl sweeping to the barks under the UBS Bank Sweep Program. Mikity Infammenregardngconmksbns and otier charges tarred in tonnes-6:n with tie executer. of trades, ixtelng option transactions has been incbcbd on corif Swims presousy furmhed to you. ri d all be proemial to )w prerrptly on repine Share selling 0 you are engagedin short selling a wary, you may au a charge der to cabin bovszwig costs for the partkulcr secsay. Open orders Regarding open or • gni-till-canceled' aders that wee not executed by the atelier* date, open buy and sea slop orders are waxed by the mount cl dividends or rktilscn an ex-divide its a eartm date unless retnxted cdnenvise by yos You are responsbk for [den that are executed db to ;Ow lalure to cancel easing open orders. Odom To obtain a copy of as current Client PrivacyNotice. please contact yea Financial404sec vat our *finite at wsw nl/ nth, Anme,Ir v 1,85 Fina-cif Se vices is not a bale The MIA, Business Services Account ESA and IRMA are takinge accounts which provide access so banking services and protests tea* sungeramrits with affirmed barks ad other Ihniparty bares. ri d provides access to roseate and anoustY Frodias saved by unaHiliatedthid-party rourrice conpanes through reura-ce agency subsdianes of UBS Financial Services Inc. tonesment„ aursce. ad a-ruily products, Not FOC intend • No bank guanntew May lose vibe RMA. Resource Management Arm rit, Business Services Account BSA. IRMA and international Resource Management Accord an registered service maks of 1.85 Fnaxii Sewers Fx Vila Signeure is a regd....de:end mask. of Visa Hemel knal LOS visa Septa ova cards and WS Visa debt cards ere issued by UBS Orb USA with Peorll5SIOn tan Visa U SA hcorpaated. UM Financial Soaks Ma My 201604 SDNY_GM_00026559 EF1'A_00137179 EFTA01278086 SUBS IRS Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70036616430616 V1 0 Business Services Account August 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK N107666-0308 Account name: 116 EAST 65TH STREET 11.0 Friendly account name: 116 LLC Account number: Your financial Advisor: Value of your account Questions about your statement? Call your Finnan Advisor or the Resourcetine at 800-762-1000, account 029323692 on July 29 (S) on August 31 ($) Your assets 165,935 78 157,752.58 Ifislt our websIte: wivw.ubscornainancialservices Your liabilities 0.00 0.00 Value of your account $165,935.78 $157,752.58 Sources of your account growth Tracking the value of your account S Thousands during 2016 Value of your account at year end 2015 $55,373.13 Net deoceiti and 165.1 157.8 withdravab $102,356.20 Your rivestinent retunt DiAdendarxl interest income $23.25 32 4 554 Change in market value $000 Value of your account Dec 2014 Dec iO15 Jul 2016 Aug 2016 on Aug 31. 2016 $157.752.59 SDNY GM 00026560 number SIPC ANP7000200066; 643 NPVC00661 I 5 000010816000000000-100000 Page 1 of 8 CONFIDENTIAL EFTA_00 I 37 I 80 EFTA01278087 SUBS Business Services Account August 2016 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 157,752.58 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $157,752.58 $157,752.58 100.00% Account name: 1 Friendly account name: I Account number: S- REET LLC Your current asset allocation A Eye on the markets Index Percentage change August 2016 Year to date S&P 500 0.14% 7.82% Russell 3000 0.26% 8.01% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86% Your ig nand) Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% A HP 7(a)2000661644nIPAX006SI IS 0000I 0BI& OCICO3C000aMYOM000261019 , 2 of 8 CONFIDENTIAL EFTA_00B718I EFTA01278088 SUBS Business Services Account August 2016 Change in the value of your account August 2016(S; Year to date (I) Opening account value $165,935.78 $55,373.13 Deposits, including investments transferred in 0.00 14,515,588.02 Withdrawals and fees, including investments transferred out -8,185.81 -14,413,231.82 Dividend and interest income 2.61 23.25 Closing account value $157,752.58 $157,752.58 Account name: 116 EAST 65111 STREET LK Friendly account name:116 LLC Account number. Dividend and interest income earned For purposes of tfis statement, tatabity of interest and dmidend Income has been delernineel ticM a US lm rePortin9 CelsPedite. Steed upon the residence of the account holder. account type, or prodixl type, torn, interest arch dvidend payments may not be subject to United States (US) ardor Naito Rico (PR) income tzars. The dent months/ statement is not intended to be used and cannot be relied upon for tat purposes. Clients should refer to the arc/Katie tar atoning forms they receise from UBS annuely, such as the Foims 1099 and the Forms 493, foe lac reporting information tt is the practice of UBS to file the accisrarre lac reporting forms WM the US interna restnie Service and PR Tle8Sury OeciellitTerit. and in such fOrMs accurately (rosary dtidendt Bead interest as Iry ererrist or meal* lecone Please consult your intledual tax preparer. August 2016W Year to date (S) Taxable interest Total current year $2.61 $23.16 Prior year adjustment 0.00 0.09 Total dividend & interest $2.61 $23.25 2.61 23.16 Cash activity summary Your Pi amide,' Advisor: SCOTT STACK MANLYLE CASRIEL See account activity Ma month for detalt !mantes In your Sweep Options ate indudedin the openng and closing balances irtlue. FDIC Insurance /poi., only to deposits at U85 Bank USA, not to deposits at UBS AG, Stamford Branch ut bank deposits piacedthroush the UBS intenahorvf Depose Account pogrom. SIPC Protection applies to mom market sweep field holdings but rot bare deposits kermPortant 1060"nation about your statement on the lat two pages cf this document for detals August 2016 (1) Year to date (1) Opening balances 5165,935.78 $55,373.13 Additions Deposits and other funds credited 0.00 14,515,588.02 Dividend and interest income 2.61 23.25 Total additions $2.61 $14,515,611.27 Subtractions Checks and bill payments -8,10981 -187,951.55 Cash/ATM transactions 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments -76.00 -12,021.73 Pees 0.00 -12.00 Other funds debrted 000 -14,206,215.54 Total subtractions -$8,185.81 414,413,231.82 Net cash flow -$8,183.20 $102,379.45 Closing balances $157,752.58 $157,752.58 ANP7000701:066164S MI003086115 00001 0816 C00O3 CONFIDENTIAL SONY GM 00026562 0000 Fags 3 of 8 EFTA_00137182 EFTA01278089 *UBS Business Services Account August 2016 UBS Bank USA Business Account APY Account name: 116 EAST 65TH STREET LAC Friendly account name:11611C Account number. Interest period 1u18 - Aug 4 Opening UBS Bank USA Business balance Jul 8 $0 .00 Closing UBS Bank USA Business balance Aug 4 $163,453.47 Number of days in interest period 28 Average daily balance 847,490 01 Interest earned 80 .72 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None sewed Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your linandul Advisor: SCOTT STACK MANY LYLE CASRIEL Aire002000061646NP70C0065115 COW MI 6 00C030000 N AJ)00265tege 4 of 8 CONFIDENTIAL EFTA_00137183 EFTA01278090 *UBS Business Services Account August 2C I C Your assets Account name: 116 EAST 65TH STREET ISC Friendly account n • 11 Account number. Salle pisces, income and current vaues shown may Iz appcoximate. AS a int.*. gam aid kOsses may nol be accwalely reflected. set manna« intoneetton about your statement a the end of Ins &current 10, note infornson. Cash Cash and money balances Cast, and morey balances may include avalade cash balances, UBS Bant USA &posit account &lances. UBS AG Stanford Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the SDK váltin appllct1e limits, but ace not protected by SIPC u8S AG Stanford Branch deposit accoum balances an not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SEC but cee not insured by the FDIC. See the Important information about your statement at the end of this docunent for deal about those balances. Hddng Openng blame on Aug 104 Clonng baaxe on Aug 31 (6 Knee per share on Aug 31 (1) Average Cerldencl Interest 0011 rato period penal cap annual (1) Cash -81.19 -2483.03 1.65 BANK USA BUS ACCT 166.016 97 0.00 250.000 00 UBS AG DEPOSIT ACCOUNT 0.00 160235 61 Total Your total assets 1165,935.78 1157.752.58 Value on Aug 31 (I) Peaenta", of your account Cost basis (S) ESYntated annual income (1) Unrearried gain or IOSS (1) Cash Cash and money balances Total $157,752.58 100.00% $157,752.58 Your %nodal Advisor: SCOTT STACKMAN/LYLE CASRIEL 157,752.55 100.00% 157,752.58 Account activity this month For more intormation about the pine/value 1. 'or reuricteaSecudlles, see important information ationt your statement at tne end or Inn cbc orent Your Couantrlyi Dale Actlaty DeStoption expense code Face vat* Jul 29 Aug 3 Withdrawal ACH WITHDRAWAL ADP EEPAYIGARNWC -1,680.70 Aug 3 Withdrawal ACH WITHDRAWAL ADP Tau/401k -802.33 163,452.75 PricerValue (S) Cash amount (S) Cash and money baanre Cash and money balance 5165.935.78 conttnued next page SDNY GM 00026564 Amp7C0020C0661647NP70030661150003I OBI& 00003000~000000 Page 5 of 8 CONFIDENTIAL EFTA 00137184 EFTA01278091 *UBS Business Services Account August 2016 Account activity this month (ccetrived1 Date Atthety 0ex:4:taan Your expense code Wantip Face ydes PrIcdValue (S) Cash ^mi es) Cash and money bante (H Aug 5 Interest UBS BANK USA BUSINESS ACCOUNT AS OF ona 16 .72 163,453.47 Aug 8 Bsa Check GEORGE TAVOULAREAS CHECK PAID 001084 -500.00 162853.47 Aug 12 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 162,873.11 Aug 17 Withdrawal ACH WITHDRAWAL ADP EEPAWGARNWC -1.680.69 160390.08 Aug 17 Withdrawal ACH WITHDRAWAL ADP Ta:4401k -802.34 Aug 25 Bank Card CITY HALL SYSTEMS INC -3.00 160,314.08 Aug 25 Bank Card CITY HALL SYSTEMS INC -3.00 Aug 25 Bank Card TOWN OF MANCHESTER -35.00 Aug 25 Bank Card TOWN OF MANCHESTER -35.00 Aug 26 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 160235.61 Aug 26 Interest UBS BANK USA BUSINESS ACCOUNT 1.89 Aug 31 Withdrawal ACH WITHDRAWAL ADP EEPAWGARPIWC •1,680.71 157,752.58 Aug 31 Withdrawal ACH WITHDRAWAL ADP Tax(401k -802.32 Mg 31 øosing cash end money balsem 5157.752.58 Transartion Poning date dalt DescriptiOn Amount (1) Card purchases 135 Visa debil G MAXWELL Tax payments Aug 22 Aug 25 CITY HALL SYSTEMS IN 508-3815454 MA 796236900017862809 13.00 Aug 22 Aug 25 CITY HALL SYSTEMS IN 508-3815454 MA 796236900017889547 13.00 Aug 22 Aug 25 TOWN OF MANCHESTER 602-4549575 MA 796236900011962613 135.00 Aug 22 Aug 25 TOWN OF MANCHESTER 6024549575 MA 796236920011989418 13500 Total - Tax payments 576.00 Total Card charges 576.00 Account name: 116 EAST 65TH STREET U-C Friendly account name:116 Account number: Your Maandag Advison SCOTT STACK MANT LYLE CASRIEL A:070302060661648 NM0000561 1 5 COOCA a316 60603COOC _Groj)w265ttge 6 of 8 CONFIDENTIAL EFTA 00137185 EFTA01278092 *UBS Business Services Account August 2016 Account activity this month (contrived) Category Cunene perlod(S) war todate Card purchase samma LES Visa debit G MAxlmeEti Budding/HOMO improvements 30.00 11,389.41 Communications 10.00 $3799 Medical and dental 80.00 $10.00 Purchases WOO 82,160.07 Restaurants 80.00 3560.71 Tax payments 376.00 176.00 Transportation 80.00 $468.50 Travel arrangement services $0.00 S103.02 Professional services WOO 12,728.40 MiscelaneougUnelassified 1.0.00 $4,487.63 Total card purchases Oak Activity $76.00 (*Jericho° S1202123 Amount (Si Money balance activities Jul 29 Balance forward 316631697 Aug 1 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 07/2916 -81.19 Aug 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08)03/16 -2,483.03 Aug 5 Deposit UBS BANK VSA BUSINESS ACCOUNT AS OF way I6 0.72 Aug 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Ce 08/0&I6 .50).00 Aug 15 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS CF 08/12/16 -80.36 Aug 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 08117116 -2,483.03 Aug 26 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS CF 08/2916 -76.00 Aug 26 Withdrawal Transaction tent Reached UBS BANK USA BUSINESS ACCOUNT •160,314.08 Aug 31 Closing UPS Brink USA Business Account The UBS Pant USA Busmen Account is your pima,/ sereepcphorh hal 29 Balance forward $0.00 $0.00 Aug 26 Deposit UBS AG CEPOSff ACCOUNT 160314.08 Aug 29 Withdrawal UBS AG CECOSIT ACCOUNT AS OF 082E/16 -78.47 Aug 31 Closing UBS AG Deposit Account 3160.23531 Account name: 116 EAST 65TH STREET LLC Friendly account n • 11 Account number. Your !Mandril Advisor: SCOTT STACKMANTYLE CASRIEL The UBS AG Deport Account Is yoLv seconds, sweep coticri ANe70002007661649NP7000065i1500071 001600 CONFIDENTIAL SONY GM 00028568 CO3C00C Page 7 f 8 EFTA_00I37I86 EFTA01278093 *UBS Your notes ""77:=770:=:::°: "'" —'"° ° °' 8 CONFIDENTIAL EFTA_ I37187 EFTA01278094 Important information about your statement U3S financial Services no. (the Firm or UBS f nada Strokes), is a muster of all principal ucvay, commothay and optima exchanges. UPS Financial Seniors and LES Bank USA ai i-dien subsilenes of UPS AG and aff ihaes of LAOS Smiles LLC. The Fim's finned statement k available upon regLest The Font twat:re off kes ere at: UBS Fine-cal SanceS PC. 1200 Harbor Boulevard Weehawken, NJ 07086 This Statement represents the only officialrecord of you' IBS Financial Senates account. Other records, esept official ts.dxunents. contanng conflicting data should rot be relied iron II you beast there h an ma a omiean please report it immediately n vintner to the Brands Manager of the Of ice serving your account. Allhosip el homes shown re Mended to be aquae, statement diatecukt not be wed fa to purposes Rely sigh on yesend tax loom. , Form 1099. 5498, 10425, etc > when prepamg your lax return. TM Firm a required by law to refxn to the IRS all taxable dividends, mportakie rantauble detain and stable °area end on secretive held in mu scant rice rotate on see tratradera, an cost bash on main covered monies Cent I nUanawith to Pinta • Pleauerimodinn so oral cornmantions in twang tofurther protect your rigors, intlutkr9 you rites ceder the Sentries Investor Protection AO 0 7AL • II the financial institution on the top lell oftehcM of this statement snot CBS prod Strokes, LES Fi-andal Smites carries you account as dewing broker by arra-gement bah the inicated institution We informed you of this alt.:ark, when you opened this axon. h the cast your leant and sentries a* located a LOS financial Services and rot the iandecig Praia ad you mist mete npret of any ma or omission to bode firm As described the account agreements, in must natty US of Try errors or tired iwohig chides reflected on your statement wen 30 drys alter b was mailed or made available. Alinement% shell be deemed conolne, and actuate n all other respects if not objected to vetting within 60 dots • Please died cutromer complaints or earnest° to Fivers C lent raison Dearman at 201.352.1699 a toll-free a 903.354-9I03, 8:03 A.M. to 6C0 P.M FT Monday through Friday, or in writ to L155 Financial Senices Ix., Client Relations Depatrnent, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or pante:ea about an electronic funds transhr (Mt tai pryer a UBS hatched! card transact:one, call K0762-1000, or write to UBS Financial Services ex., 1000 karat Blvd, &Moor. Weehawken NI 07086, Mtn RINIfeSA Serkes. Call or write as soon 'nye:tics, if you tisk pos statement a receipt is wrong or if you need more tdantatin for a transfer on the statement or receipt. The Firm or Card Sur (as applicable)must her from you no In tun CO days slier the tem sent yOu the tent statement on which the error or problem adman. - ProOde your name ad axon number Of any) - Dear& the erta Of the trans* you revere about, and eplain as clerk as you can why you believe a is an error a why you need more infammin - ha:dethe doter arrant ot the suspected mice. The Firm or Card Issuer se iscestiote your compote and oral correct any error promptly. For alleged onus i-nokring UBS Via* debit cad Ira-hadkm if we take mop than 10 businnsdays to der this, we will credit you' accord for the mount ycuthink is in error, so tat you we have the use of she money during tie tine it takes us to complete our mitigation. Please mire all checks payable to the Fern or tie financial innerin related on tie front of this statement In addition to regttar accost fees, accounts may be abject to mantenerke les, canoes for see payment for securities purchases and throes for unpaid amounts it cash accounts. Accounts that re transferred to other instrutins may be subject to a transler fee. UK Sweep Options LAOS offers options for sweeping cash Waxes. balances to bat deposits at UM Bak USA and LES AG %maid [cinch (Ba-k Sweep Plajarra), moneymaker mutual Ards Money fan) an the international Depose Account (DM or antoners with Sri Intarational &nano Llanaprrard Account. Though the Bair Sweep Program, cash balms re swept to LESErank USA Lp to an estabished knit and then to UBS AG Stanford Branch, or a Money fund. Deposits at UBS Bank USA are FDIC hared in scoria-kr with FDIC hies. Format id ormaan please visit wwwfdic Deposes at LES AG StamfordBrach ad shares of MoneyArdsare rot nosed by the FDIC. Through tie DA, (mailable to cash balances are swept to depose scorns at UBS AG New Yak Branch and LDS AG Cayman Ranch Tow deposits arena traured by tie FCC. Bale-ms held at the UDS AG Cayman Brandi are tempered/ imposed to the sovereign rat: of the Calms lira, and there is no guitars* or other obligation of UBS AG to spay the balms while an the 1.65 Cayman's Brach's books. Deposits a LES Bak USA and each UPS AG Branch are rot protected by SIK. Monet Fund three are protected by SIPC. See 'LOS Financial Services Account Protection' bedew. Upan pm request, balers in tie Bari Sweep Program or DA may be vethdrawn and shares of a Money Fun may be licsidated, rd the proceeds returned to you or mut senties avast. Want Mammon about available sweep ann., mashing (want it rates and kids. it emits* at wmvubscornstreeppetb, from your Fnancial Advisor a by along KO-762-1000. UN Financial Senior account protection The F,"" n a mentordF the (on trine 1-twin, Protartrn Corporation (SK), whits protects StO-rlieS ACCCcrltS 01 its reenters up to $500,000 (inClscling 1250,003 kr chins for mkt The SIK asset protection limits altehr to all accosts that you hold in particular weary. the Ftm, wombs with certain aff iliates, has also pun:bead appkmental protection. The Madman anoint pasabee to at °gide diet, coPeclink tide this erasion is SSOO maroon a of Detente, 10, 2015. Stbra to the poky ordilons ad lmi actions. cash the Aims is further protected fa up to SI .9 million n the aggregate kr all your accounts held n a patkuler minty. A fJ copy of the poky wading is salable upon request. The Slat protection ad the supplemental protection both do not nit to • Ceran Inertial assets controlled by (end treaded n your account value) bat hell away from WS Fina-kel Services (e.g., certain( cash at UBS ark LEA. 60 cash at Les AG U.S.aanrhes, (4 thurarte ;redacts, including valible annuities, and (id dors of mated funds when such dins we moistened dna& n the name of the account holier on tie books ad records of she applicish Suer a transfer agent), • Lenin nwstrnent contracts a inwsament interests (e.g., linked pannwships erd white plarerronts) that are rof regitered under Ow Securities Act of 1933; ad • Commodities cOntaCIS (e.g foreign exchave and preckus metal contracts), includrg futures contracts ad comsat, option contracts. T promo in and the supplemental proteckn do not apply to these assets even if theyotherwise appear on you statements. The StC protection ad the 947Planental protection do not protect against changes as the market vela of you investments (whether as 4 result of market moverrem, issuer baisruptcy or °Menke) More irtonnation a avaable won request. You myy obtan more nonnatiOn about SIPC, cicludrn9 the SIPC Brookm. by contacting SIPC et 202-371 -8300 or by visiting the SIPC swan at smesaktorp Dividend Reinesernent Program pun The pin reflected h an average trice. You may Wan the stud price km you animist Advisor. 0* whole shares are purchased under DRW; petal shags red be sold ad the cash wi be deposited your account. The cividerd reinvestment puce applied by the aster May liter from the mean peke al watch tie partial thus re sold eastenlieu Cnhiehole urns maybe held in yam acona. If you we entitled to a petal int a s nesult ol a okriderd paomera or avilIdi30, the Firm will tether ell panel ina at martin pricer a accept an mood determined by a regiaered dearth agency, rd credit you accord. liweesuant objectives The i-neslmerI °bitches and risk profile ere spec Is to each account and ma/ may between you want Please advs. the Firm acme& in wining of ant 59-Scant change in pox Ionia situation or investment &sows For eachscant held, you choose a* of the following immerse objectives. CONFIDENTIAL • Pecan Cuneneincome: hastments seeking tie generation of income only. • Actin. Capital Appreciation. Innis-wants seeing /vont of principalrather than the generation of ixam. • Produce Consbauten etaW bo th e pital Appreoitton. Nemo:fit seeking the gasman of none and growth of frixpal. Overall risk profiles • ConsuveOrt. Seeks to maintain MIN pixipal, with low rot and volatility to the account owrat even if tat means the scam does not generate signelkart nano or room and nay rot keep pa with inflation. • Moderato Wiling to accept sane risk to pinctial and tolerate some sanity to seek higher returns. • Aggress/iv: willing to accept high roe to pincpel and hip valet lily to sea huh returns oar time. • fro anent Ettelutio Conseenation: k Olift•d, a P7 605 of the portfolio for that account may Mine canplex strategic, kneed Inanity and Teeter vohtiky. Statement shosretteldiar We may consolidate al mated account statements with We same adders n the same enmetve, e.g. because they have owners who also maintain OM account ream orehips well other can> a the same address. f you Feeler to raono inelniehal 'termini, mailed is separate enstrae> you may declin hocr,eholing by ailing yor Financial Ad hor Friendly neaten name The Frxedb, anou-4 name is a custornciale 'nickname chosen to you to assist you with your recordeeeoni his no legalellen OrlyOuf account You can <hinge pox hiend9 aCCOLIII names. through Online Services a by contacting your Ftrandal Aiwa. Account overview • Value of yea amownonYon. Net of assets and kinds • Asseb hol.des sold* cash balances, vdues lor restrkted sturdy ten ), and Global Tim Deposit, km-neared marks to matt, and certain assets not Feld by the Finn. Does rot include unpriced secLritieP assets at tie end d the pia and anent statement ranOdS,. or potate iwortments instated stock options and ea ctable stock options • albikees. Inducts debit balaxes, aststarding margin bans. credit lie, short accord balances. • Cathassoney balances. Total of unimested available cash balances, plus deposit telexes at UBS Bank USA, LES AG U.S Branches ad morn market mutual fund sweep Wares at die c Me of tie stderrent period N:n-ocearedity free omit balances in you account are rot segegaed from other balances and the Fin may use Sly of these funs in the grimy course of is basins, These funds at parable ism your dined. This total is encoded in the arrant oared closing Vibe Lending infonnetion For detaded information on the Firm's Sittig prances and decanter's. refer to you Client Relations /sip SDNY_GM_00028568 EFTA_00137188 EFTA01278095 Important information about your statement (COIltinUe8) Agoras's, or ACCOn Ai" etterli and the General Tanen rd Conditions U3S Statement of Credit fraction available in Agreements and Daftsures at =ay rnmiatent **trim. on*. Your assets Your statement itemizes *curettes and other assets hell kith* account at the end of to anemia period. You may ask for deblerY of by pad seariies at anytime. You my receive securities used as Man collateral alter paying ay balance ck* on them. Any securities transfetted to **Firm Brig the Itattalialt period are lead* market via as of the end of the staternal period. • Cost basis h detenining the cost basis of to securities incbded in this statement, where indicated wih the number l, • WS F runnel Services has relied VI information obtained from sources other than LES Pi-antral Senates. including information from another fro a that you may have voided to )0J financial Adam The Film does rot irdeperantly way a gauntry the accuracy a milky of ry *formation provided by souses Car than LESPi-uncial Seneca ▪ atItion although UPS Fennel Sates general& imdates his information as it is reserved, the firm does not provide any Asturias tut the information ceder 'Con bats" ard ^Unrealized gait lose is accurate as of the date of he statement. As such please dons refar on this nfanution to make archne or sale decisions fa tax pupae, a otherwise. Accounts tiardened to he Elm may reflect gai loss infamation only for the period ci tine they are held at the firm Morehistorical itcemation can be aided by yar Fnaxial Advisor. • Unreedind gans/lowes %ben data n eoinated urrearad &inflows are calcutated Ice itirviltal smut lots. The transition data for *dud& lots may or may not ref lett commissions. dwges security reorganizattn events derZ incite d and otter reinvestment lots ad systematic pinhaal lots are each combined to display ore awraged lot he 'Trade date' colan presents the agial transaction trade dale. • Callable securities Bonds rid creamed stock that the lane cats for ern redemption wit be selected lot from among all secusin of tun Sae held 'nourrumean nominee naive for os dents. Call leave nformaticn is obtained tom third parties and as accuracy is not guantead. Otter call fealties may end %Mich could Awl 'mkt canplole itorrnatkn will be provitd upon request • Certificates of deposit (CDs). CDs are HNC lured up to S7 5Q000 in principal and accrued irtenni per depottor ad per depository invasion in accedence win FDIC rules. • Priothalue Pros displayed for secunues and other pros is my be higher or lower than the price that you would actual& receive in the ma,bt Wks are obtainedfrom cruces staid pity sources whit, we blew to be relate, but we do not goarantee thek accuracy- - We gam* we he closing price when avadthe the mean of the led and ask prices for listed secuitin and option; ce only bid prices for OTC seardies. - Less active& traded securities may be priced usiG a valuation model a the moss recent prce we darned end may not reflect en actual make' price a was - Certain positions may amen witon a price arc' will exec as 'vice was me ayulable• d we are unable to obtain a price for a sew* - Deposits a securities &nominated in cuirercies other thin U.S dollars are reflected at the ocher& rate as of the Patensent date. - fa certain sesames *Ming n non-conformrig denornotions, price rid qualitydace sok*/ may have been adjusted to facilitate prefer value:ft To Win current samaras when available. contact ycy tou-cei Actrocr • Private invesUnenta and atrucoared produces Nivate rionlmem seas nes (mien? died participation program and real nate investors tan washes) andstructured pro:buts are general& highly ilkpid. Celan structured watch have not been regotered with the Seesaws and Excha Commeskin or under my date securtirrtn. We Provide resented vases for pivoa investment searitis irdshstured products for intematital purposes crib.. Mance snot guaranteed. - These vitas may differ absurd* from aces, il any. at which a Pinta needrnerd structured product maybe bought or sold and do rot necessaly represent the &spa may receive Lan liaidation. - Third party *amass of rate are as ascertain date ad an supplied to UBS finarcif Services on a reg,Jr basis by an independent imitation firm. - baser. general Danner or sponsor estimated vales. ay, are suppled to **Fens by the issuer, general partner or sporsor and may be eakulated based al dif went information fran tot used by third parties to derive their tainted values. - You can obtain aednoral informateon regarding the metscblogy used to detemine the estimate ol value ad the dote of tht ifamatnn that is the basis fa the esimat• by contactiG your Runnel Advisor - Third party 'sinned valets may be reflected as 'Not priced' in several situations: when an *dependent valuation lire has not &Pled a it triable to assia a vat awn we become ware that a matenal neat has occurred that may call a covets& reported vitae no question, or wen a value would be high& speoalatice due to tie nature ot the was*. - When nearer an issuer, general partner or sponsor estimated value nor a third-pay estimated vas is posecied, the value of the smutty wilt* &Oren* Irene its arch& price. - •Obtributicen to date' may indude return of capita ncome orboth. - 'Original unk size' represents he hkial offering peeper Loh axial./ not reflect you tort beta. - OPP al unlisted RErt states are not listed on a national 'donne, exchange, and an gent* liquid and own f they can be sold, tie prke received may be lei than the per tare estimated vase provided n the accost statement, • Restricted securities. Retitled securities general& are not currenty ercble for public sale. U8S financial Service: uses the mate) priced the weestricted stook of the sane issuer as an imputed value for the restricted Oak forougsores °IMO statement or* To the extent tat reacted secedes are elgble to sale, the value received may be substantial& less thin the intifed vatae drown • Est. (estirrwtei) income. arrant yields and rata M estivate of amual income is based cn current &Wird ad interest rates, assuming ter serosites will be Old for are war from statement date or until maturity This Minsk bony a turbine; accuracy ad continued income are not gu wanted - Estimated nasal home and curers yield for certain types of leashes could inckide a retun of pritipat or capital gait it which case the est income (a-d curren all would be overstated, - Estirroted anal income and anent yieldad tie anal crane andyield rricfit be lower or higher than the estimated nate. - An *stint* of arrualaed income (deadend ander interest) divided by the current market vale* average balance is based on the Int dividend or interest payment made by tie azer and mantes the searteSdeposts will be held for one year torn the statement date or until maturity. Accuracy al continued yell se not guara-need • Assets not held bytes Financial Services Certain assets are rot held by the f im arena wen the Fern's posseasia or antra. These assets at displayed on Ins statement for informational purposes onty. Positions and values presented are provided by to Ssu'rg fern. OBS Inancial &races not resemble for tea information and does not guarantee es aecuivey. These assets are not protected by WC or to fin's supplernetaISIPC towns. • Revenue sharing and additional compensation — In athrsticn to commissions on sin and I .1b.1 lees received n otrecticri with he distributia mutual fads to ow dents we anchor our affAate receive revenue shrift) Payments torn di:rebuilt, ardor advisors of the mast heads that we sell. These amounts are based on two oWerem corrpoonts (k the amourd of fain by UBS of a Patiouts mutual fund famirto our clients: and Er) the asset value of apnicukrmutual fund fami&S shares held a the lam — We and as Allan ate receive nnwaking and amba processing fees n corndoration for transfer agent 142OCVS that we at& to the mutual lint. These fees generally are pad from investor aster:Sian* risnua I fund and are a feed dells amount based on the Garber of accounts at the broker.dealer baking mutual lint al that fund family CONFIDENTIAL — h adoltion to cormaissions received n connection with the sale or &vibration d may contracts and unit in but wins toots clients. we anda our affdiak recto reserve shat; ampensation fromaunty of the aminoe companies undenweing the aresety contracts, aft/motes cd ne harearia carpet or sponsors of tie ant imestmmt lusts we distaste - Our affiliates also mein &ding oommosions ad other compensationfrom mutat ant and noire companies whose products we darloute. - We receive an antral fee from UBS Bat USA and LES AG Stanford Ranch ot IR to 425 per assure sweeping to the barks under the UBS Bank Sweep Program. Activity trisemaikn vegan:Mg coambsions and ohm &nits hired in connection with the exewlka of trades, *sluing option tansactions has been indad on corif amnions pommy furnished to you. rid will be provided to you prcrotly on repast. Short selling II you ate engagedin short selling a sea* you may ease a Mary Su to cateintoyoweg costs for that partkulsrsearky. Open ardent Regaling open or • gx6tiboancelled' aden tat were not wound by the statement date, open buy and la stop orders are redad by the nature of dividends a rghtscn an ex-dividends a ontils date unless retnxted othersvise byp.a. You are responsbk for orders that are executed Os to yOur Wort to cancel mist it; open orders. Mew To <bean a copy of or current Client PrivacyNate. pleat contact yoreinertial Adviser or von our wank at maw rambvivntria0 1,85 Fnancial $400S a not a bate The DM& Business Services Account EGA and IRMA are brokerage accounts which provide access so banking services And procests tea* ayengements with dl Sated barks end other Medea* banes, and provides access to itura-ce arid anrketY products teasel by unalfilaed that-party isurrice conpanes through isurate agency subsidiaries of UBS Financial Services Inc. loeserunt. inursok ad amity products, Not 10K insured • No bank gunmen. May lose was RUA. Resource Mina :r ent Awn, nt, Business Services Account BSA. IDA and international Resource Management Accost se registered service mats of IRS fnancii Services Inc WS Signalise it a 'eget...de:Mite mask. 01 Visa Isemal knat LOS Vise Signature cede cards and IBS Visa debt cards se issued by UBS Bart USA with peenss9on from Visa U SA Incorporated. WS Financial Services Ins Rev 201604 SDNY_GM_00026569 EFTA_00137189 EFTA01278096 *UBS ties Fnancial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANP70010591290916X13 Y1 0 Business Services Account September 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK W07666-0308 Account name: 116 EAST 65TH STREET 1.1.0 Friendly account name: 116 LLC Account number. Your Neencial Advisor: SCOTT STACK MAIILYIE CASFSEL Muriel Questions about your statemett? Call your Financial Advisor or the Value of your account Resourceline at 800-762-1C00, account 029023692 on August 31 (3) on September 30(4) Your assets 157,752.58 129,537.20 Visit our websIte: swirw.ubscomtlinantialsenices Your liabilities 0.00 0.00 Value of your account S157,752.58 5129,537.20 Tracking the value of your account Sources of your account growth during 2016 Vzdue of your account S Thc uS3IICS at year end 2015 $55,373.13 157 Net deposits and withdravals $74,139.66 All - ins Your rneStrnen I return Dividend arid interest income $24.41 3:: 4 S Change in market value 40.00 Value of year &can Dec 2014 DK 3015 A isc 2Olf sus 2016 on Sep 30. 2016 $129537.20 SDNY GM 00026570 Member SIPC es1P700(190010$9129NP10001243St C0001 0916000000000-101004 Page 1 of 8 CONFIDENTIAL EFTA_00137190 EFTA01278097 SUBS Business Services Account September 2016 Your account balance sheet Summary of your assets Value on September 30 (S) Percentage of your account A Cash and money balances 129,537.20 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $129,537.20 $129,537.20 100.00% Account name: 116 EAST 65TH STREET LLC Friendly account name:116 LLC Account number: Your current asset allocation A Eye on the markets Index Your ig modal Advisor 7' STACK MAIN/ LYLE CASRIEL • Cash and money balances may include available cash balances. lAilS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% Percentage change September 2016 Year to date 0.02% 7.84% 0.16% 8.18% 1.27% 2.20% -0.06% 5.80% AtinC0030010$9130NPAX0124354 COM 09I60CIC03C000 0Miy_Gm_0002651teige 2 of 8 CONFIDENTIAL EFTA_00137191 EFTA01278098 SUBS Business Services Account September 2016 Account name: 116 EAST 65TH STREET tIC friendly account name:116)1C Account number. Change in the value of your account Cash activity summary September 2016(31 Year to date (3) Opening account value $157,752.58 $55,373.13 Deposits, including investments transferred in 0.00 14,515,588.02 Withdrawals and fees, including investments transferred out -28,216.54 -14,441,448.36 Dividend and interest income 1.16 24.41 Closing account value $129,537.20 $129,537.20 Dividend and interest income earned rot purposes of tNs statement teoblity of interest and 040end income has been determined lion a US to lePothrg CerlPediee. Baud upon the residence of the account holder. account type. or produt type, some interest ender dvidend payments mar not bo subject to United Stan (US) ardor Plano Rico (PR) income tails. The tient monthly statement is not intended lo to used and cannot be rand upon For tar purposes. Clien1S should refer to the amicable tai reporting towns they recent from LISS annualy, such as the Peens 1099 and the Forms 493, for tax reporting information et is the practice of UBS to file the abisatatie lac reporting Ions lenth the US interna Rewnue ServIce and PR TreaSuN 0e03r0Tent and in sigh ferns accurate/ daslfy dbidenct ardor interest as ita exempt or 'stab* imam near consult your indstclual lac preparer. September 2016 (S) Year to date (S) Taxable interest Total current year $1.16 524.32 Prior year adjustment 0.00 0.09 Total dividend & interest 51.16 524.41 Your Pi nandal Adelson SCOTT STACK MANf LYLE CASRIEL See account activity the month for dela Is &dances In your Sweep options are induttedin the °peon; and dating Manus vela. FDIC Insurance apples only to deposits at U85 Bank USA, not to deposas at 165 AG, Stadion:1 13rar6h or bank deposits ptacedthrougi the UBSInternaliond Depostt Account ptoorarn SIPC potection applies to mom market sweep Itaid holdings but not bank deposits See important intaanation about your statement on the tat tvita pars cf this document for deals September 2016 (1) Year to date (1) Opening balances Additions Deposits and other funds credrted 1157,752.59 $55,373.13 000 14,515,588.02 Dividend and interest income 1.16 24.41 Total additions $1.16 $14,515,612.43 Subtractions Checks and bill payments -467 36 -188,418.91 Cash/ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments 0.00 -12,021.73 Fees 0.00 -12.00 Other funds deb4ed -27,74918 -14,233,964.72 Total subtractions -528,216.54 -514,441,448.36 1.16 24.32 Net cash flow 428,215.38 $74,164.07 Closing balances $129,537.20 1129,537.20 SDNY GM 00026572 AH870003001098131 W7003134364 00031 0916000000000_101000 Peg* 3 of 8 CONFIDENTIAL EFTA_00137192 EFTA01278099 *UBS Business Services Account September 2016 Account name: 116 EAST 65TH STREET U.0 Friendly account name: 116 LLC Account number: Your linencial Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Business Account APY Interest Period Aug 5 - Sep 7 Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is FIFO, First In, First Out Opening UBS Bank USA Business balance Aug 5 8163,453.47 Closing UBS Bank USA Business balance Sep 7 $145,253.74 Number of days in interest period 34 Average daily balance 8132,110 09 interest earned 82.51 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest period Aug 5 - Sep 7 Opening UBS AG Deposit balance Aug 5 80.00 Closing UBS AG Deposit balance Sep 7 80 .00 Number of days in interest period 34 Average daily balance 828,203.84 Interest earned 80.54 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Toucan find a ful description of the alternative investment objectives in Important in kirmation about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration - None selected AinC003001059132NPVC0124354 COW 0916 C0C03C000 10goitjyGm000265litsge 4 CONFIDENTIAL EFTA 00137193 EFTA01278100 UBS Business Services Account September 2016 Your assets Account name: 116 EAST 65114 STREET tIC Friendly account n • 11 Account number. Sane pnces, income and current vaues shown may te approximate. AS a rept. orts ~Fosses May nol be accurately relkded See ;moons« inforntebOn About your statement a the end of tuns otcurnern fOr inure Infornason. Cash Cash and money balances Cast/and money balances may ind tee. avalkie cash balances, UBS Bank USA depnt account bdances, U95 AG Stardord Branch deposat account balances and money market mutual fund sweep balances. U95 Bank USA deposit account balances are Insured by the FOC Winn applicable limits, but are not protected by PFC. MS AG Stamford Branch deposit account balances an not inured by FDIC and are not protected by SIPC. Money market sweep balances are protected by SIC but are not gloried by the FDIC. Seethe Important information about your statement a Use end of this document for details door* those tdances. 14Cidng Openng bdaxe on Sep t (1) Closing balance on Sep 20 (5) Pace per share on Sep 30 (5) Average Dnidendinterest Drys n Fa, period period coomount (I) Cash -2,483.03 0.00 WS BANK USA BUS ACCT 0.00 129,537.20 250.000 00 UM AG DEPOSIT ACCOUNT 160,235.61 0.00 Total Your total assets $157,752.58 $129.537.20 Value on SeD 3001 Pocentar of your aeon' Cost basis (ij Estimated annual income (1) Unrealaed pan or loss (1) Cash Cash and money balances 129,537.20 100.00% 129,537.20 Total 5129,537.20 100.00% 5129,537.20 Your Pi nand% Advisor: SCOTT STACKMAPYLYLE CASRIEL Account activity this month For more infoonolon about the poor your t <or restrictedsauna" see important information atioijt your statement a the endof this document Your Quantity/ Date Activity Description expense code Face vane Aug 31 Cash and motley balance 5157.752.58 Sep I Interest UBS AG DEPOSIT ACCOUNT PrIcerValue (5) Cash amoral (5) fah and money balance (5) 54 157,753.12 continued next page SONY GM 00028574 ANF7G003001059133NP7003174354 COW] 0916 000000000 CONFIDENTIAL 0t000 Page S of 8 EFTA_00137194 EFTA01278101 UBS Business Services Account September 2016 Account activity this month (contrved) Date ACtiuty Description opense... ; Ouantnyi Fire Tate Price:1%41We (5) Casn amaunt 0) Cash and money balance ($) Sep 7 Withdrawal FEDERAL FUNDS TO Holland and K night, UP AT WELLS FARGO BANK, NA -12,500.00 145253.12 Sep 8 Interest U8 S BANK USA BUSINESS ACCOUNT AS OF 09071 16 .62 133,004.56 Sep 8 Withdrawal FEDERAL FUNDS TO Monte Albers de Leon AT CMBANK, NA. -12249.18 Sep 9 Withdrawal FEDERAL FUNDS TO Monte Albers de Lion AT 011BANK, •3,000.00 129,924.20 Sep 9 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -80.36 Sep 20 Bla Check INSURANCE OFFICE OF CENTRAL CHECK PAD 031116 -387.00 129,537 20 Sep 30 Closing cash and money balance Category Current petiod(S) Yes tatate $129,537.20 Card perch WS Voa debit G MM WELL Building/Home improvements $0.00 $1,389.41 Communications $0.00 137 99 Medical and dental $0.00 $10.00 Purchases $0.00 $2,160.07 Restaurants 10.03 $560.71 Tax payments $0.00 $76.00 Transportation tow $46850 Travel arrangement services $0.00 S103.02 Professional services $0.00 $2,728.40 MiscelaneousiUnclassified $0.00 $4,487.63 Total card purchases Date AC Wily $0.00 Descriptim $12,02173 Amount (5) Money balance activities Aug 31 Balance forward $0.00 Sep 1 Deposit Balance Return UBS BANK USA BUSINESS ACCOUNT 157,752.58 Sep 8 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 09/07/16 -12,499.46 Sep 8 Deposit UBS BANK USA BUSINESS ACCOUNT AS OF 09/07116 0.62 Sep 9 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 09/08116 •12,249. I 8 Account name: Friendly account name: Account number: Your Ilaandal Advisor: SCOTT STACK MAN LYLE CASRIEL continued next page ANP70303001059134 NP7000124354 00001 0316 00CC00000V123692$5010MyGm00028/ese 6 of 8 CONFIDENTIAL EFTA_00137195 EFTA01278102 *DUBS Business Services Account September 201 C. Account activity this month (ontrived) Date Amory Oesoctuon /mount (5) Money balance activities (continued) Sep 12 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS CE 09/0916 -1080.36 Sep21 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 03/20/16 -387.00 Sep 30 Closing UBS Bank USA Business Account The UBS Beni USA Stra nets Account is your primary sweepoption Aug 31 Balance forward 5129.537.20 $160,23561 Sep I Withdrawal UBS AS CEPOSIT ACCOUNT AS OF OS 31116 -2,483.03 Sep I Withdrawal UBS AG DEPOSIT ACCOUNT •I57,752.58 Sep 30 Closing UBS AG Deposit Account $0.00 Account name: 116 EAST 65TH STREET LLC Friendly account name• 11 Account number: Your II nandal Advisor: SCOTT STACKMANLYLE CASRIEL the UBS AG Deposit Account Is your seccactsy sweep optics, SONY GM 00028576 MI1000)001059135 NP7000124354 00001 0316000000000-01000 Peg* 7 of 8 CONFIDENTIAL EFTA_00137196 EFTA01278103 *UBS Yournotes —177==::: °"'- -- m • *" CONFIDENTIAL EFTA,137197 EFTA01278104 Important information about your statement U3S Financial Services no. (the km or UBS Finarcial Serena), is a meets of all principal acuity, commodity and opfian exchanges. UBS Financial Seniors and CBS Bat USA re rdiect subsilenes of UPS AG and *Mae, of LAOS Season LLC. The Fein's ftenoal statement b available upon regLest the Fink extant.* ofIkee are a. UBSFina-col SO-MPS It. 1200 Harbor Boulevard Weehawken, NI 07086 This statement represents the only officialrecord of you' CBS Financial Semites account. Other records, encept official lax dxunents. contanng conflictingdata should rot be relied man II soubeleve thee is an emir a OmiSPOn. please report it immediately n mites to the Branch Manage of the once serving your accotnt. Alhocep a limas shown are Mended to be accurate. statement olds dicukl not be wed fa ton proems Rely coley on yerond tax kirms. fie , Form 1099. 5498. 10425. etc ) wben prepamg your lax return. The Fim requiredby law to rejxn to the IRS all livable dividends, report/kb rantaceble daiiiind and =able nterea owned en scones held nyos accent net premeds cn sale tranactions, rd cost basisoncertain covered mantis Caransticiallans with the Fume • Pleaperemodinn set oral cornmentations in taking tofurther protect your rights. inducing your nits ceder the Seculin Investor Proterbon Ace (StAl. • II the financial intitution on the top len of te lead of this statement snot CBS F naiad Strokes, CBS Fhancial Semites carries year account as dewing broker by arrangement with the rdcated enshartion We informed you of this rela1M5h0 watch you opened this accost h the cast your kits and searlties are boated a LOS financial Services and rot the nandwrg broker, ad you nut make a sport of any error emission to both firms. As described the account agreements, you must 50* US of am, errors or fraud Moiety chedcs reflected on your statement weal 30 days alter le was mailed or mace available. Alinement% shall be deemed compleo and accurate n all other respects if not objected a in veitng within 60 days • Please divot cuRomer complaint or earnest° to Fins C lent Reborn Ottoman at 201.352.1699 a tolltreee r. 903.354-9103, 8:03 A.M. to PIXY P.M FT Monday through Friday. or in wring to CBS Honda' Services tax.. Client Relations Department, P.O. Box 766 Union Coy, N.I 07032 • In case of errors or crash:re about an electronic knob transhr (61), tai pear a UBS Veanckbit card transactions, call 822762-1008 or write NUBS Firondal Services ft., 1000 Harbor Blvd, 6th floor. Weehawken NI 070a6, Attrt RIA488A Sakes. • cr mite as soon oyes's" if mu hi+ yar statement a receipt k wrong or if you need more rdamation abed a transfer on the sidemen or receipt. The Firm or Carcl Isms (as spleable)must hear from you no In then CO days aher tee Fine sent yOu the lest statement on which the error or problem append. - Proade your run,. ad a-core number 6f any) - Decoke We error or tie wander you dreUr6Ure about, indeplain as cleat * as you can why you believe a is an env a why you need more trefanntim - ProWde the dolar arrant d the suspected era. The Firm or Card Issuer vii hoestigate your rampant and wet correct any error pram*. For alleged emus i-nokring UBS %MOdebit cad transact ea if we take more than 10 bus i-ess days to &this, we will credit tot accord for the snout ytuthiik is in error, so thee yeti Oil Nye the use of the money durng the tine it lakes us to complete our instigation. Please mire all tacks papule to the Fern or tee Ineencial knead: xi notated on he front of the statement In addition to regular accord fees, accounts may be abaci to mantenerce lent, changes for We payment kr seculites purchases and charges kr unpaid arnasels n cash accounts. Accounts that re transferred to other instillers rary be subject to a taster tee. UBS Sweep OpAidens LAOS offers options for women cads balances. balances to bale deposits at UM Bak USA and LEIS AG Sternkrd trench NalcSweep Progarr4 moneymaker mutual Ards (Money Fund) and the internetional Deposit Accord (Myer cuttanen with in Intarutional Rosario Managernerd Account. *rough the Bade Sweep Programs, cash balms an swept to LESBank USA tp to an estabbshed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA are FDIC hared in accorda-ce with FDIC nibs. Format id ormation piste visit wwwfdic Deposes at LEG AG Stamford Brach ad shares of MoneyFindsare rot nosed by the FDIC. Through the DA, mailable to cede balances are swept to depose accents at UBS AG New Yak Branch and LEE AG Caymm Ranch Tow deposits are not toured by to FCC. Balances held at the UDS AG Cayman Branch are tempi:40y noosed to the sovereign ink of the Cayman larch, and there is no curare** or other obligation of UBS AG to repay the Wakes 'etas RA Om LEG Cayman's Brach's books. Deposits at LEG Bark USA and each UPS AG Branch are not protected by SIK. Monet Fend shares are protected by SIPC. See 'L66 Financial Services AccoLnt Protection' bedew. Up:nava request, balms en the Bar* Sweep Program or DA may be vethdrarte and shares of a Maley Pad may be Muidated, and the proceeds returned to you or your seas es aCCallt fisher nkrmalon about available sweep opt•siTA, notedn; curve interest rates and Folds. 5 available at mem ubscomfsweecereka from your F nancul Admix or by clang 800 762.1000. UPS Financial Services ocomait protection Th. Fe-re r. A -rwlve re tb ( er. r no< Iwnto• Protartrn Corporation (UPC), which protects le0-rlieS tacrlIS 01 its menters up to $502000 (n( Wing 1250,003 kr dams for cash), The Slit asset protection limit, ;POT to all scorn that you hotel h a partecult cxecity. The Fna together wee certain aff elites, has also purducei faXplernentalplOteCtiOn. The rincirnan amount pasabb 10 al eIgide diet, CONKlink unolec this protection is ZOO maroon a of Docents 10, 2015. Sebrct to the poky °retorts ad limitations, cash a the Aim is further protected fa up to $1.9 milbn n the aggregate kr all your accounts held n spatial,, crimeity. A IJ copy of theepoky wading is swath uPon request. The SIPC protection ad the supplemental protection both do not apply • Cretin financial assets controlled by (end reeteid n your account value) but held away from UBSFinancid Services (e.g., cenainN cash at UBS Bat USA, 00 cash at Les AG U.S.Hanthes, (4 Murano ;roans, including valtiate annuities, and fivy Aare. of Maud funds whore such Manes we registered dusty in the name of the accord holier on the bodes ad records of the applied* Suer a transfer agent), • Certain nwsb-nent contracts a innesiment Merest (e.g.. Hand partnerships at pirate placements) that are rot regitened seder the Securities Act of 1933; and • Commodities contra-Is (e.g, foreign mina.ge and preccus metal contracts). include-9 futures contacts red commodity option contract,. The SIPC protect Cm and the supplemental protectiondo not apply to these assets then if theyotherwise appear on you statements. the StC protection ad the sattelenental protection do not protect ageing changes n the minket robe of pat Ointments (whether as result of market movement, issuer ba-kruptcy a Steinke) More irtomution is avalable upcn reqwest rot my/ obtan mote inf emotion about SIPC, including the SIPC Brochrt by ocnucting SIPC at 20371-83C0 or by Metro the SIPC webste et watelpe.ap Dividend Reimestment Pregnant (DRIP) The prise reflected is an average price. You may Wan the stud price Iran year F noted Advisor .04,. whole shares we purchased under DRW; paint Manes nvill be sold ad the cash wit be deposited in your account The eividend reinvestment price applied by the Star may filler from the mean pence al which tee partial tires an sold Costeitrlieu Cnbe whole urns may be held n yar amount. If you an entitled to a pet al emit a s nesuh ol a 'indeed payment or OhliVrise, the Firm will ether sell partial inn at market price a accept an /mord determined by a registered cleang agency. ad credit yes accord. Investment objectives The nwslmaN °hashes and risk profile asps lic to each account and may may between you account Please aches the Firm pronotly in wining of ay ssneicant change intro'sIna-trial seasoner nvestment otwectmes For eachwant held, you choose or* of the blowing investment objectives CONFIDENTIAL • Proctor. Cuneneincome: Forestments seekng to generation ol income any. • Achim Cape*, Apanecration. Inn-wrens teeing crown of atheism' rather than the gerersaion of imam. • Produce Congauten of Mame and Capital ApproOaton. Imesinints seeking both the generation of Mane and growth of prikbal. Overt I ride profiles • Constevenrt. Seeks to maintain SIN precipal, with low risk and volatility to the scant otrank eared that means the scan does nor generate sign it care itcme or return and my rot Ireep pate wilt nel Wien. • Moderate Wang to accept sane risk to pirciout and tolerate soon notataty to seek higher returns. • Agree's*: Wiling to accept high Me to pampa and high valet lily to seek Koh returns owr time. • an. temint E Pg.bray Contarration: I Hinted, a potion of the portfolio for that account may rat* canalise Wategis, tinted liquidly and rater voldiky. Statement shoureholdier We may ea-cordate all related account statements with the sane atfress in the same envelope, e.g. because they have owners who also maintain OM account reed creeps well other dents a the same addenda you peeler to recent individual statement, mailed n separate entrees, you may dectin hocr,eholdng by ailing pour Fennel Achnor Friendly eased name The Front/ acccu4 nano is a custanc*le 'neetrurne chosen by you to assist you with your recordteePtia has no legal effect on your account You can change for friend), asouni names. through Orikle Services a by contal rg your Financial Admix. Account overview • Value of pow accoentgon(oto. Net of meets and • Amer hoLdes maid* cash balances, vdues nrserkted usury fern ), and Global rim Depots, a crreared corks to ma-ket, andcertain assets not held by tie Firn. Does rot include unpriad sectritieg assets at the end of the priorand an statement moods, or porde nresentna trwested stock options and merceable trod options • Lebeitas. Includes debit betakes, outstanding margin bins, credit lire, shot accord balances. • Cadtrooney balances. Told of unimested available cash balsces, plus deposit balances al UB5 Bank USA, CBS AG U.S Branches ad money maker mutual fund sweep arm y the close of tie statement period Non-coerce:61y free asit balances in you' account are rot secjegted from other balances and tee fan mat to any of these finds li the ordinay course dl as twines Thew funds me pestle won your arned. Ths total is enckided in to arrant period closing Vain tending infonnation for detafed information a the Firm's lerdiv practices and declonven. refry to yaw Chem Rationehip SDNY_GM_00028578 EFTA_00137198 EFTA01278105 Important information about your statement (C011UllUed) Ageement or ACCOLal Agfettera and the General Toms ad Conditions U3S Statement of Credit Practices nibble in Agreements and Oixbrures at marred romurn wererrtio R. Yawata Your statement itemizes securities unclothe mats held ri the none at the end of tie statement period. You may ask for &kcal? Of ft* pad seo_rities at anytime. You may receive securities used as loan collate/later paying any balance de an them. Arty securities translated la he Firm rising the statement pun ale listed* market vim as of the ends the staternall period. • Cost base. In detemining the cost basis of to securities incbded in this statement Were indicated wih the number " I, • LBS F mental Services has relied VI information tinted from sources other than US$ Financial Semites, including information frcm another him a that mum* have provided to you fnaxial Adam The Film does not irdeperantly verty game the /canny a vaidhy of ay Mormation provided by 30S)05 Car than LESPi-uncial Simian ▪ xifetion *hough UPS Financial Services general& is:dates his nkrmation as it is received, the him does not provide any assuurces that to information carer "Cott burs" and "Unrealized ger/ lore is accurate as of to date of fhb statement. As such please do not rem on this nkention to make peschne or sale decisions fa tax purposes a otherwise. Accounts itatered tote film may Win gall loss Montt only fort. period crt tine they are held at he rite, More hisorical telormatcri can be added by you' Flax's' Advisor. • Unrealised gaisillowee Yellen data a wailsbk. urinated wroalired guinelown are case Weed la seoscy lots. The transaction data for hormilial lots may or may not reeks ttmmissens, ardor security reorganization events 1;1=d and °ter reinvestmenl lots ad systemalk pLechase lots are each combined to ditty ore awraged lot The 'Trade date' colan presents the aging transaction trade dale. • Callable monies Bonds and prelnred stock that to eater cats for wry rodenplon wit be weeded ntallal& by let from amorg all searcies of that Ssue held in our rume a in nominee name for or dents, Call tease ntrmalicn is oblaned tomthird parties and is accuracy is not guano:ed. Other call fents mayexist whit could aka weld condole Santa, will be provided upon request • Certificates of deposit (CDs). CDs are FDIC nsured me to 5250,000 in principal and nand irterosi per depositor and per depository inaniors in accedence wit FDIC riles • Pen/value Prices displayed for secuntes and other waists my be higher or Iowa than the price that )OJ would actualY receive in the murky. Btu are obtained from varrtus hied paly sources whits we beteve to be relabk, bit we donor garnet thek accuracy. - We gunk me he closing price when svaire the mean of the lad and ask pion for listed seccrilin and option; a only bid price, for OTC searnies. - Less actirey traded securities may be priced using a valuation model a the most recent prce we claimed ad may not reflect en actual market price a value - Certain positions may appear nit ctrl a price ate will time as 'price was nol avtlable• it we am unable to otAam a pate lot a seamy - Deposit a securities denominated ilCUM71-00 otwc thin U.S dollars at reflected at the 'tripe rate as of the statement date. - fcr certain marks rang n non-conformrig denornnations. price rid quality (lace rake) may have been Aimed to tailgate paper valuation To obtain Meet quotations when available. contact you Financial Aden. • Private inmarnems and nructured produes. Feint* enema nue in (ex Lein; drat partrtipation program and real estate innerent cast wallas) and structred prodxts are weak, highly Iltrid. Celan stnstind recasts have not been registered with the Securities and Exch Commission ce under my slate sesureiletra. We aarde eamated yak*, for private investment secuitis irdstrtaured products for ttlareational purposes any. Atarary snot guaranteed. - These vain may differ times-60y Irons prices, il any. at which a Inn ilvertmerd rim smactured product maybe bought or sold and do rot necessitiy represent the vat* you mayNato sport lictidalion. - Third pa/eyesore/as of vale are as if a amain date ad at supplied to UBS Financial Services on a reglar basis by an independent saltation firm. - baser. general panne- or sponor estimated teas. arm, are applied to **Fins by the issuer, general panne or wawa and may be calculated based an dff cant information from tat used by chid parties to delve teir estimated values. - You can obtain addnorel atonal:on regarding the methodology used to determine the estimate ot volt* and the date of the Hammenthee is the basis fa the estimate by contactit your f tuncial Advisor - Third party estmaed valets may be reflected as 'Not priced in several situations: Mien an 1dependent valuation fim has not s4kked a is web/w to astir a mesh win we become aware that a matenal event has warred that may call a pre oust' reported vase no question, or Wien a value would be high& spearmint due to One nature ct the warily. - When nether an issuer, general partner or sponsor Minted value nor a third-pal/ estimated rata is poincied, the aka ot he many Mite diner:en* tram its cachou price. - •Daributices to dale' may indude return of capital, name orboh. - 'Original unit size' represents tie initial dieting weeper trod rams, not reflect you cop base. - DIP and untied REP sautes se rot listed on a national securities exchange, and are gene* liquid and event they can be sold, te wk. received may be ha than the per tare estimated vat* provided n the nant statement . Restricted enmities. Resected securities generaly are nil (wanly ergble for public sale. UBS financial Saracen uses the menu price d Ihe unrestricted stook of the sane iSlaes as an imputed value for to restricted Oak troorposes oldie statement onto To the extent that reclined seornies are elgble to sale, the vats rewired may be ststartaly less than the imposed vate town • Est (.weaned) income. anent yields and rata An estimate of annual income is based an current dnidend ad interest rates, assoming tie swarms will be MU for of yes from statement date or until maturity This Minn bony a dud:ant accuracy ad continued income are not guaranteed - Estimated annual income and anent yield fa certain types of mashes card rickrtle a retun of pastimeor capital gains in %Nth case the en income (and curio yell would be arannated. - Estimated anal income and anent yield and tie act al ?con* asdyield an gst be lowers higher than the estimated amounts. - An mann of arruaked income (dredend arida interest) divided by the current market valieraverage balance is based an the Ian dividend or interest payment mode by tie ever and names tie sectrcestlenars will be held for one year born the statement date or until mealy Accuracy ad continued yell are not stioneed • Assets net held bytes Financial Senecas. Certain [Cats St rot held by the f im arena meth the Fens penmen or cant These assets are &played on vas statement for informational purposes only. Positions and values presented are provided by he Miring fern. UBS Financial Struts not respa'wble to. he information and does not guarantee es accuracy. Thine Mans NM nal protected by UK or tie Fins suPdarlartalSIPC Cover07. • Revenue sharits and adcfstIonal compensation - In addition to commissions on saes and I 2bi 1 lees received n correction with Ow distribution if renal farads to ow dents we anchor our Ann receive revenue sharing payments Iran dirtnbutors ado adesas of the naiNal funds that we sell. These arnants are based on two &fermi corrporents ri led amount of ales by UBS of a Paliculs mutual fund I amibr to our clients: and PO the asset value of a particular mutual fund funks shares held a the tern - We and as allAate ate receive networking aid combs' processing fees n consdration for transfer agent primes that we provck to the mutual hint These fees generally are pad from investor assets in the moral lurid and &watered dolls amount based an the inter of accounts at the broketelealer holing mutual funds of that fund fa-nify CONFIDENTIAL — h addeirtin to commissions teethed n connection with the sale or dertitution d array contract and ten investment but wit ton clients, we antra ow affiliale Netherton* sharp temporisation frommarry of the inswance companies andeneing the amity COMMIS, &Pats ct ihe htutana careen or sponsors of tent ireirestmmt trusts we distriate. - Our affiliates abo make trading commosans ad otter compensators Man mutual kits and insurance companies nose products we derbut. - We receive an atrial he from UBS Bat USA erd LES AG Stanford Ranch ditto 425 per ammo sweeping to the barks under the UBS Bank Sweep Programs. Activity hi:maim imparting commksits and other charges toned in connection with to exeoSit of trades, imisfrg option transactions ha teen incbchd on ant intiore preeousy hunted to you. rd all be provided tory prcrretly on man Short selling H you ate engaged in short selling a security, you may in:Leacher de to entrain borrowing costs for that partkuler Open orders Regarding open or • gx6tillecancelled' aden tat were not executed by the Stattalitta date, open buy and ma slop orders are reamed by the attune or dividends ce rg-itson an ex-ay/dent a renters date unless nanxted ahenvise byyes You are responsbk for orders that are executed On to saiir Ialure to cancel tieing opal orders. Priem To obtain a copy of as current Client PrivacyMake. please contact yes FractalAtka a von our reettne at ttaaw enagatatnartirer UEG Fria cis Serees a not a ba-k The Pia Business Services Account 854 and IRMA are tetkerage accounts which provide access to banking services and protests text* annoments wit Allotted baths and other Ihniparty banks. rid provides access to nuance and smut, podia, eased by unaffiliated thid-pany roura-re companies through rourance agency stbsdianes ol UBS Financial Services Inc. imesment. noura-co. ad arody products, Not FDIC instred • No bank guatanteee May lose value RUA. Resource Management Aeon nt. Business Sevin Account BSA. IRMA and intonational Resource Management Accord are registered service maks of US remold Services Inc Visa Signalise la reentered Urea nwk 01 vita 1-a•maknat LOS Yu Sandt cede cads and UBS Visa debt cards ate Mod by UBS Bak USA wit Pearl59011 Ian Visa U SA Incorpaated. 1165 Pinenial Swan Inc. R. 201604 SDNY_GM_00028579 EFTA_00137199 EFTA01278106 UBS U85 Fnancial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ANr70039504391016 V1 0 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number. Your Anemia) Advisor. SCOTT STACK MAW LYLE CASRIEL Phon e 1.4sIt our website: www.ubs.comitinancialsennces Investment Account October 2016 116 EAST 65TH STREET LLC PO BOX 308 TEANECK NJ 07666-0308 Value of your account on September 30 (S) on October 31(5) Your assets 129,537.20 0.00 Your liabilities 0.00 0.00 Value of your account S129,537.20 $0.00 Tracking the S riscLr,andS value of your account Sources of your account growth during 2016 Value of your account at year end 2015 $55,373.13 95 Net deposits and Wthdratrals -555,399.57 Your inveStMent return. Dividend and interest income Chance in market yaw 82644 5000 : 55 00 Value of your account on Oct 31. 2016 $0.00 Dec 2014 Dec 2015 Sep2016 ors 2016 Member SIPC SDNY GM 00026580 ANP7001:0003950439NP7000153261 mom 1016 01293i 21 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37200 EFTA01278107 4tUBS Investment Account October 2016 Your account balance sheet Summary of your assets Value on October 31 ($) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $0.00 S0.00 Account name: 116 EAST 65TH STREET U.0 Friendly account name:116 LLC Account number. Eye on the markets Index Percentage change October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Your it sandal Advisor: SCOTT STACK MAPYLVLE CASRIEL Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% ANP70003003950440NP7000153251 00001 1016012931216 N, ,Q1_000265tege 2 of 6 CONFIDENTIAL EFTA_00 137201 EFTA01278108 *UBS Investment Account Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred out Dividend and interest income dosing account value Account name: 116 EAST 65TH STREET ILC friendly account name:1 16 I.LC Account number: October 2016(Si Year to date (S) 3129,537.20 $55,373.13 0.00 14,515,588.02 -129,539.23 -14,570,987.59 2.03 26.44 $0.00 $0.00 Dividend and interest income earned rot purposes of Ills statement, tat/kitty of interest and dividend Income has been determined frcrn a US Ins rePznirc CenPedive. Baud upon the residence of the account holder. account type, or prodixl type, some interest ands dvidend payments may not be subject to united States (US) ardor Puerto Rico (PR) income tares The tient mantle/ statement is not intended to be used and cannot be need upon for tar purposes. clients should refer to the aracede lag tenoning forms they recent from UBS annuely, such as the foam 1099 and the Forms 480, foe lac reporting information. n is the practice of UBS to file the aciskatie to reponing forms vAth the US intern:I Revenue SeneCe and PR TreaSury DeparliTent. and in such some accurately 0.359 fy Otieleflaarcva Interest aster exerrpt or taxable irxerue Pleat consult your includual tax preparer. October 2016 (1) Year to date (S) Taxable interest 2.03 26.35 Total current year 12.03 $26.35 Prior year adjustment 0.00 0.09 Total dividend & interest 52.03 526.44 Cash activity summary Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See Account activity the month for deists faience' in yaw Sweep Options are induded In the °peon; and closing balances 'taut. FDIC insurance neer only to deposit at linear* USA, not to deposits at UBS AG, Stamford Branch or bank deposits paced thre/so the UBSInternahoni Depose Account program. BBC protection applies to moor; market sweep fiord hod:lin-Abut rot bare deposits Srelmportant irdormatinn about your statement on the tat ten paces cf this document for detals October 2016 IS) Year to date (S) Opening balances 5129,537.20 $55,373.13 Additions Deposits and other funds credited 0.00 14,515,588 02 Dividend and interest income 2.03 26.44 Total additions $2.03 $14,515,614.46 Subtractions Checks and bill payments 000 -188,418.91 Cash/ATM transact ons 0 00 -7,075.25 ATM fee rebates 0.00 44.25 Card payments 0.00 -12,021.73 Pees 0.00 -12.00 Other funds debited -129,539.23 -14,363,503.95 Total subtractions 4129,539.23 -$14,570,987.59 Net cash flow 4129,537.20 -555,373.13 Closing balances $0.00 30,00 SDNY GM 00028582 ANP70003003950441 NV7003153251 00031 1016012a)121)00000 Pegs 3 of 6 CONFIDENTIAL EFTA_00137202 EFTA01278109 $UBS Investment Account October 2016 UBS Bank USA Business Account APY Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 5145,253.74 Closing UBS Bank USA Business balance Oct 6 8129,539.23 Number of days in interest period 29 Average daily balance $129,803.56 Interest earned 82.03 Annual percentage yield earned 0.02% Account name: Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you France' Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Important inbmation about your sratement a t the end of this document Your return objective: Current income &capital appreciation Your dsk profile: Primary Moderate investment eligibility constferafion None selected Your account instructions • Tne account record was signed by your Financial Advisor and approved by a Principal of the Pim e row account cost basis default closing method is FIFO, First In, First Out. Your rinundd Advisor: SCOTT STACK MANY tYLE CASRIEL ANP703030039$0442 NP7000153251 COW 1016 Olie31215a€ 44Y_GM_0002651Slie 4 of 6 CONFIDENTIAL EF1'A_00137203 EFTA01278110 UBS Investment Account October 2 )* Your assets Account name: 116 EAST 65TH STREET LIC fat nd ly account name- Account number. Some prices, income and current Miles sham me/ be approximate. AS a Blue. gains and losses ma/ nc.I be accurately reflected. See lmponanr Infonwahon about your statement a the end of ths dxuenem for mule Inforrnaco. Cash Cash and money balances ticking UBS BANK USA BUS ACCT openng baance on Oct 1(1) Closing WAX! PAM per sham Average on Oct 31 (I) on Oci 31 (t) rate OnlOenCI interest pedal Your /Bimodal Advisor: SCOTT STACKMANLYLE CASRIEL Dais in Period 129,537.20 0.00 Account activity this month Date Actiniy Description Amount (I) Dividend and interestinoome Taxable onrereSt Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 1 OVC6/ 16 Total taxable interest Total dividend and interest income 2.03 $2.03 $2.03 Die ACtiuty Desceppon Airouu (1) Other funds debited Oct 12 Transfer JOURNAL TO VI 23575 GHISIANE MAXWELL -129.539.23 Total other funds debited Date Activity Cescrpton -$129439.23 &wont (1) Money balance activities Sep 30 Balance forward S129.537.20 Oct 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS of oicer16 2.03 Oct 13 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 10112116 -129,539.23 Oct31 Closing UBS Bank USA easiness Account $0.00 SONY GM 00026584 AmP700070039S0443 N77003153751 COW 101601280121`-700000 Page S of 6 CONFIDENTIAL EFTA_00137204 EFTA01278111 *uBS Your notes --0==,7:=:: CONFIDENTIAL EFT,00B7203 EFTA01278112 Important information about your statement U3S fiuncial Services no. (the Firm or UBS fnarcial Strokes), is a mercer,' of all principal acuity, canmodey and cp1Ore exchanges. UB5 Financial Semler' and CBS Bank USA as i-died subsilenes of UPS AG and Minxes of 1185 Sautes LLC. The Fim's fnanoal statement C available upon reqmst The Font exeorire alias are a. CBS Finexel lances 1200 Harbor Boulevard Weehawken, NJ 07086 This Statement represents the only official record of you CBS Fhancial Semites account. Other records, exept official ts.dxuntnts. contanng contrivingdata should rot be relied won II you bele* there is an ma a omisocon phew report it immediately n vinteg to the Brandi Manager of the *lice serve9 your account. Allthogn al hurts shown re Mended to be accurate, statement data toukf not be wed fa to proposes Rely sclok on yea-4nd tax forms. fie , Form 1099. 5498, 10425, etc ) when prepamg your lax return. The Fim 5 required by law to report to the IRS enterable dividends, nportakile rantauble clatiiind and =able intent end en 'amities held isms a:cant net pounds on see tra-sad ire, ad ant bast en certain covered mules- Caallardatlatli with to Mem • Please rimodinn Ay oral cormorkations in ming to further protect rutrights. indult"? your ittes 'der the Smiles Investor Protection AO (SEA) • II thefine-KW iatitution cn the top left oftehcM of this statement snot U3Sfnaxiel Servtek LDS Fhancial &mien carries yor account as dewing balsa by arragerrent wee. the ideated insitutore We inforrnediew of this eelalOnShen when you opened this accost h the cast your leant and Porgies a* located a LOS financial Services and rot the iritolacig brokers and you mist make a nipert of any a or omission to bed' firm As described the account agreements, yOUTI.55 natty I/5 Of Ty errors or Mud imwskrg chedis reflected on your staterrent Mier 30 days alter It was mailed or made available. Alinements shall be domed carpet* and sante n all other maven if not abraded 10 in wrong 'Shin 60 days • Please dhect cuRomer complaints or Fdines to the Fierrs C lent Retina-a (*oatmeal at 201.352.1999 a tonere* r. 993.354-9103, 8:03 A.M. to 6C0 P.M ET Monday through Friday, or in wring to 1.85 Financial Senices Ix., Client Relations Department, P.O. Box 766 Union Coy, N.I 07037. • In case of stfer, or gantiorn about an electronic funds transhr Olt bas parr a UBS Votokbit cad transactions, call K0762-1000. or write to UBS Fa- andel Sersicec Ix., 1000 karat Mid, Who", Weehankers NI 07086, Ann RIAPBCA Sakes. Call or write as soon en yea can, if mu thee year staternme a receipt is wrong or if you need more Adomation tor a transfer on the statement or receipt The Firm or Cad Issker (as applicable)must hear from you no In than CO days after loe Nen sent yOu the int statement on which the emir or problem amend. - Mid.? your name ad accord nitride" Of any) - Deco& to MO, Of the trans* you revere about, and eplain as <km& as you can why you believe t is angry a why you need more Mensal - Pim:dethe dolar arrant of the suspected nice. The Firm or Card Issuer vii a...silage your comMait and wet collect my error promptly. For alleged emus enolving UBS Visa debit cad tranad ors. if we take mom than 10 businnsdays to daths, we will credit nos accord for the annum ycuthank is in error, so that you wt have the use ol the money during the tine it lakes us to complete our nostiption. Please mire all disks payable to the Fan or the fa-uncial insane:a eckated on he ran of the statement In addition to regular account fees, accounts may be abject to mantenerce Ins, chaps for Me payment kr securities purchases and charges kr unpaid arras* in cash accounts Accounts that at transferred to other instrulOns may be subject to a transler tee. UBS Sweep Options LES offers options kr smiling cat balancm balances to be* deposits at UM Ba-k USA and LEIS AG Stanford trench (Ba-k Sweep Rnagarre), moneymaker mutual hats (Money Fang and the internetional Depose Amara (DAR or c 'stances with in Intarutional Amara Llanagernerd Account. Though the Bak Sweep Programs, cash balances as swept to LESBank USA lap to an estabished knit and then to UPS AG Stanford Branch, or a Money Fund. Deposes at UBS Bank USA are FDIC insured in sccorda-ce withFM nabs. Connor" information please visit wwwfdic Deposes at LES AG Stamford Brad, ad shares of Money Finds are rot hared bytes FDIC. Through the DA, 'mailable to ea* balances an swept to depose accents at UBS AG New Yak Branch and LDS AG Carmai Ranch Tow deposits are not Mured by the FCC. Barnes held at the 1185 AG Cayman Brandi are tempi:wee, imposed to the wvereign Ink of the Calms ida-dc, and there is no guitars* or other obligation of UBS AG 10 repay the balaxes while al the LEG Cayman's Brach's books. Deposits a 1_85 Bak USA and each UPS AG Branch are not protected by SIK. Monty Fund three are protected by SIPC. See 'LOS Financial Services Account Protection' Slow. Uponyes require, bale-ms n tie Bank Sweep Program or DA may be vethdrawn and shares of a Morey Fad may be liquidated, aid the proceeds returned to you or mut seosdies account. Rater Mammon about available sweep options, ncUdng cumin: interest rates and Tel*, it available at wmvubscordweeeppel* from your Fnancial Advisor a by along 800 762-1000. UN Financial Servitee amount protection The Fens n a rro-ri-wir et li— sc,-trans Isseivn• rtelevern Corporation (SIPC), whir[ protects ItO-rlieS ACCO-VHS 01 its mentors up lo $500,000 (including 5250,002 kr dains for casli. The Slit mil protection limits ;NY to an accents that youheed in a particula cawcity. The Fern, together with certain aft ilexes. has also purdiesd urpkenenta protection. The Madman amount pa/a,410 at eligible dint[, collec1ink ardoe this eras-ion is $500 maroon a of Docents- 10, 2015. Stbrd to the poky orditons ad lmi actions. cash the fen. is further protected fa up to $1.9 million n the aggregate kr all your accounts held n a patkulm mucky. A f IA copy of the poky wading is available ninon request. The SIPC protectim ad the suppkmental protection both do not *Ph' to • Carlin Unsocial assets controlled by (end inclided n your account value) but hell away from 1.1B5 Fina-Mil Services (e.g., certain( cash at UBS fire USA. 00 cash at Les AG U.S.branrhes, (4 efiurame ;redacts, including valible aware's" and (it thorn of inituil funds when such shores are registered duvet& it the name of the accost holier on she bock' ad records of to Amber* Baer a transfer agent), • Certain nssb-nent contracts a investment interests (e.g., ISMS partnerships rd private placement[) that an rot regitend under the Securities Act of 1933; ad • Commodities COntaCt (e.g, foreign exchne and preccus metal contracts), inducer-9 futures contacts ad comsat, option contract'. The SIPC protect on and ihe supplemental protectiondo not apply to these assets nen if they otherwise appear on yea statements. The SIX protection aid the 549larental protection oh not protect against changes n the market vela of yar instilment> (whether as result of marlin movermm, iseuee bankruptcy a °Menke) More irtonnation is avaable soon reject. YoJ may cbtan more informationabout SIPC, encludln9 the SIPC Brochn. by contacting SIPC at 202-371 -83C0 or by visiting the SIPC iwbeee at wawa/mom Dividend Reewesernent Program pun The pris reflected is an average tyke. You may Wan the must price Iran dos Fnncia Advises. Grit whole shares am purchased under DRW; palial *an avid be soli ad the cashed be deposited is your account The (WPM reinvestment price applied by the dear may 61 I er from the market price al which the partial shires re sold Casten-lieu Cnkrwhole unts may be held yam' acaut. [you as staledto a petal unit a s Penult da chiderd payment or OtetWile, the Finn well ether sell partial unit at mart* price a accept an amour deannined by a regiaered cleatg agency, ad credit you' accost Investment objectives The tunimere objectives and risk profile an spec for to each account and may ray between yea acorns Please advs. the Firm Familyin wining of any smndicant change in par I nancial situation or investment oil:wove' For eachwant held, you choose aw of the followin inns-taunt objectives. CONFIDENTIAL • Produce Cement locate: hveslments seekng the generation of income any. • Aches Capital appreciation. Instill-ante seeing growth of principalrather than the gerersaion of 'exam. • Produce Consbauten of Worse end Capital Aportottou Mesments seeking both the gent-talon of (cane grotAh of priakel. Overall Ark profiles • Conseeveht Seeks to mantin SIN prixipal, with low risk and vobtility to the accord owe* ran if tat means the accost does not generate sign it [ant Mane or return% asd may rot beep pre with inflation. • Moderate. Willing to accept some rist to prirciM and tolerate some 'totality to seek higher returns, • Aggress/ 4: Wiling to accept high ter to primal and high valet lily to seek highreturns over time. • am meta E tyslatio Consekration: f %HMV& a cation of the portfolio for that account may ick4 canplex strategic, rented Opacity and Teeter volatiky. Statement •heureholdivr We may cceisordrie all related account statements with the sane adaess in the same envetce, e.g. because they have owners who also maintain jant account relaterehrps well other clews a the same address* you peeler lo recent individual 'raiment' mailed is separate envelopes you mat decline hxr,eholdng by calling your financial Achtor Friendly amen name ihe Frxedk acau-4 name is a custancale 'nickname' chosen by you to assist you with your r"coalteeoni has no legal effect on your account You can change Friendly aCcOull names. through °nine Smites by cantata-9 your Finmeral Adwor. Account overview • Vote of yea accountgonYolo. Net of asses and • A see b lxkdesaoNsb4 cash balance,, values fa restricted 'easy test), and GlobalTM Deposit,, lreeared marks to ma-ket, and certain assets not held by the Fim. Does rot include worked seositiMassets at the end ot the pia and anent statement el[41005, or pritale restock isivested stock options and extrceable stock options • Gibittirs. Indus* debit balances outstarding margin loans, credit re, tat account balances. • Coldoonty balances. Total of unimested available cash balances, plus deposit telexes al UB5 Bank USA, LES AG U.S Branches ad money make mutual fund sweep Waren, at the cbse of be stagnant period N:n-ccarredity free credt balances in pas accord are rot secogaled from other balances and the Fan mai tamey of these kreds in the ordnay cOuneol As bi w Thew funds sr payabh ism your dared. This total is "headed in 5-• anent period *ling Vibe Lending information Fp cloaked onlornlatien MO* *nig practices and dacha'''. refer to yea Clime Relationship SDNY_GM_00028588 EFTA_00137206 EFTA01278113 Important information about your statement (COnfintlet0 batmen, or ACCO-el Agreeffent and the General Toms ad Conditions U3S Statement of Credit Practices available in Agreement and Oixtxtres at gap eat rembrew enStehrenc. YOU/rift Your statement itemizes securities ad other assets heti h.the accost at the marl of the star emers period. You may ark for deItw a kelb pad seo_rities at any time. You may receive securities ised as loan collateral after paying any balance cis as them. Arry securities transhind to the Firm dsig the Statement period are Reedit market value as of the end of the statement Raja • Cost bait n detemining the cost basis of the securities incbded in this statement, where indicated wih the number " l, • .55 F nancist Services has relied oninformation obtained from sources other than UBS Fi-oncial %maces. including edam: ton from another lien a that sum./ have voided to yea finaxial Adam The Finn does not irdepentntly vert