EFTA Document EFTA01278281

UBS U8$ FMancial Services tic. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNv70056082510719>i Y1 0 Account name: GHISLANE MAXVVEll. IRA Friendly account name: Indio: IRA Account type: Indrodual Retirement Account Account number Your Nnandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the AMA Resourceline at 800-RMA-I000, account - Malt our website: wwwobscomifinanciarervices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report amtelly from www.annuakreditreport.com. Value of your account Retirement Account UBS Strategic Advisor February 2019 GHISLAINE MAXWELL IRA on January 31 (1) on February 28 (t) Your assets 58,260 54 58,378.57 Your liabilities 0.00 0.00 Value of your account S58280.54 Tracking the value of your account S Thousands $58,378.57 570 57.0 572 57.7 933 593 58.4 Dec 2014 Dec 2015 Dec 2016 Oec20I7 Dec 2018 tan ?me Feb zoie Sources of your account growth dudag 2019 Value of your account at year end 2018 Net deposits aid vathdraaals Your rvestment return. DiWdend and interest income Change in market value Value of your extant on rib 28. 2019 558.1 25.23 SONY GM 00026754 4107.49 126907 $91.76 $517378.57 Member SIPC CONFIDENTIAL Page 1 of 8 EFTA_00137374 EFTA01278281 SUBS UBS Strategic Advisor February 2019 Your account balance sheet Summary of your assets Value on February 28 a) Percentage of your account A Cash and money balances 1,197.71 2.05% B Cash alternatives 000 a00% C Equities 0.00 0.00% D Fixed income 57,180.86 97.95% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $58,378.57 f58,378.57 100.00% Account name: GHISLAINE MAXVVEU. IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Your current asset allocation D Eye on the markets Index Percentage change February 2019 Year to date 58,8 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Your II asocial Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS roc Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for data is about those balances. Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% CONFIDENTIAL Y_GM_0002872ae 2 of 8 EFTA_001 37375 EFTA01278282 412, UBS UBS Strategic Advisor February 2019 Change in the value of your account February 2019 (11 Year to date (5) Opening account value $58,260.54 $58,125.23 Withcfrawals and fees, including investments transferred out 0.00 -107.49 Dividend and interest income 1 35.52 269.07 Change in market value -17.49 91.76 Closing account value $58,378.57 $58,378.57 Account name: GHISLAINE MAXVVEU. IRA Friendly account name:Indiv IRA Account type: Induadual Retirement Account Account number Dividend and interest income earned For outposts of Ms statement, tad:My of inkiest and cladend Income has been dettimined lion a US to reporting PersPrettee. Said upon the residence of the account hoider account type, or product type, some Inlefed anon dvdend PaYments mar not be subject to United States (US) &MX Puerto Rico (PR) Income Laces. The dent monthly statement is not Intended to be used and cams be need upon for to purposes. Clients should aim to the wattle tar reporting tons they recast Fran UBS annualy, sub as the Fomis 1099 and the Fan 480, foe to reporting infornabort It Is the prance of U85 to tilt the apt:Bradt ta repotting forms with the u5 intern' Revenue SeMCe and PR Tieasury Depanment. aid in such four,, accurately dainty dondends andlor Interest as tax exempt or ?arable incane. Heat consult your Inladual tar prepare,. February 2019(1) Year to date 14) Dividends 135.22 171.42 Interest 0.30 0.37 Total current year $135.52 $171.79 Prior year adjustment 0.00 97.28 Total dividend & interest $135.52 $269.07 Summary of gains and losses values reported below exclude products for which gam and losses ale not classified. Realized gains and losses Unrealized February 2019($) Year to date (4) gains and losses (4) Short term 0.00 0.00 3.52 Long term 0.00 0.00 -839.70 Total $0.00 $0.00 -$836.18 Your /9nandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary See ACCOUld act...Ay the MOlgilfor dela Is. Bdances in your Sweep CIA Ord are Ind uded n the cpenng and closing balances wire. FDIC Insurance epodes to deposits at UBS Bank USA and tl banks pankipaUng in the UBS FDIC insured Deposit rrcqa-n. R does not fp* to deposits at UBS AG, Starricnd &arch. SIPC Potation *plies to money modal sweep Paid hddirgs but rot bark deposits. Set Important intorno:On about your statement on the last two pages ri this document for details. February. 2019 (5) Year to date (4) Opening balances Additions Dividend and interest income $1,197.41 135.52 $1,304.58 269.07 Total additions 3135.52 3269.07 Subtractions Professional management fees and related services 0.00 -107.49 Funds withdrawn for investments bought -135.22 -268.45 Total subtractions -$135.22 -$375.94 Net cash flow 30,30 -$106.87 Closing balances 51,197.71 41,197.71 SDNY GI.7 00028758 CONFIDENTIAL Pegs 3 of 8 EFTA_00137376 EFTA01278283 UBS UBS Strategic Advisor February 2019 UBS Bank USA Deposit Account APY Interest period Ian 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 $1,304.90 Closing UBS Bank USA Deposit balance Feb 6 $1,197.71 Number of days in interest period 30 Average daily balance S1,254.74 Interest earned $0 .30 Annual percentage yield earnec 0.29% Account name: GHISLAINE MAXWELL IRA Friendly account nama:Indiv IRA Account type: Individual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility conssferatnn None selected Your account instructions • UBS Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor: SCOTT STACKMAIN:LYLE CASRIEL CONFIDENTIAL Y_GM_000267tilge 4 of "3 EFTA_00 I 37377 EFTA01278284 *UBS UBS Strategic Advisor February 2019 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indiudual Retirement Account Account number: Some pnces, income and current vdues Shoem may be fpfarOxervale. AS a its uti. gdlns and losses not be &moiety reflected. See Aporunt info:moon Stour your getement a the end of the ducumem to, more Infornalion. Cash Cash and money balances Casbanct money balances ma/ yid avalaile cash balances, UBS Bent USA depoot account balances, UBS FDIC insured Rogan Ectinti Balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important information about 'our statement at the endof this document for details about those balances. Hddng UBS BANK USA DEP ACCT cipenng bdance Closing belaxe on Feb I ft/ on Fd)213(S) Your Financial Advisor: scou STACK MAN' LYLE CASHEL US$ Bea USA and al UPS FDIC Mixed Pregame-fink deposit account boraxes are insured by the f DIC within applicable Intl, but ale not protected by 9FC. UBS AG Stanford Branch deposit accoure balances are not insured by MX and are not protected by 51K. Money market sweep balances are protected by 9PC but are not insured by the FDIC PrIct per share on Feb 28 (t) Average rate DrriOend interest Dais n belied period Cep amount (S) Fixed income 1,197 41 1,197.71 Mutual funds Total reinvested is the told ol al reinvested dedends II does not include any cash dUcfends. It is not a tar lot for the purposes Of delermin ng hdding periods or cost tees. The Share you receive each time yer reinvest CI vdendS become 8separate tax Pt. Cost bases is the total purchase cost of the security. Inducing mrwested d Mena The cost basis may need to be agusted for return d cacital payments in order to determine the Oustedcod bass tot tat reporting or MOSel. Hddng Number of shares Pure haw Dreg Avner price per shale ft) Client investment ff) GOODIE LINE TOTAL RETURN FUND INS% Symbol: DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 117169 10.515 EAI: 1706 Current yield 374% Security total 1,810.890 10.623 18,000.00 1P MORGAN SHORT DURATION BOND FUND CLASS i 250,000.00 Unreake4 (ta)gain or las is the dfference between the current value and the cost basis and would generally be your Meet/edam or loss rf the security was sold 'miens dale. The unrealised Wigan Cr loss may need to to agusterd for return of Waal PayMents in order to detemtine the merged pan or loss for tar reporting purposes. Investment return is the current whip mous the amount you invested t does not Include shares that are not reflected on you statement, inductnoshed-5 that hart been referred AS either a gain o atm It 5S0 nd include cash dudends that were not reinvested Cost Price cer 'hat basis (t) on Feb 28(1) Value on unrealizedUm) imestment Hddng Feb 28 es) gWn or loss (5) return (5) Period 18,000 00 10.420 17,644.4,0 -355.60 LT 1236.34 10.420 1225.07 -11.27 19236.34 18,869.47 -366.87 869.47 continued next page SOW GM 00026758 CONFIDENTIAL ►age S of 8 EFTA_00 B7378 EFTA01278285 *UBS UBS Strategic Advisor February 2019 Your assets . Fixed income . Mutual funds (continued) Hddng Symbol: HLLVX Total reinvested EAI: 4361 Current yield 1.83% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 Total reinvested EAI: 1426 Current yield 2.29% Security total Total Total estimated annual income: Your total assets Cash Fixed income Total Account name: GHISLAINE MAXWELL IRA Friendly account norm: Indiv IRA Account type: Individual Retirement Account Account number: Your IR Banda Advisor. SCOTT STACK MAI/ LYLE CASRIEL Nuerbee of shares Purchase pica' Average price per (I) Client investment CS) Cost basis (1) Price per Share on Feb 28 (I) Value on Feb 29 (1) Unrealized Free gain of loss (5) investment Holeing return (5) period 1,833.973 I0.%5 20,147.77 10.740 19,656.87 -450.90 19,696.87 1,789.264 10.060 18.009.00 18.000.00 10.050 17,982.09 -17.91 LT 62.928 10.058 632.93 10.050 632.43 -0.50 1,852.192 10.060 18,000.00 18,632.93 18,614.52 •18.41 614.52 $36,000.00 $58,017.04 657,180.86 -$836.18 621,18026 $1493 Value on Feb 28 CP Percentage of your count Cost bases (1) Estimated annual incort (Si unrealized gain or loss (5) Cash and money balances 1,197.71 2.05% 1,197.71 Mutual funds 57,180.86 97.95% 58,017.04 1,493.00 -836.18 $58,378.57 100.00% $59,214.75 $1,493.00 -$836.18 Account activity this month Dale ACISty DeSCAPIrOn Amount If) Dividend and interest income Dividends Feb 1 Dividend DOUBLE UNE TOTAL RETURN FIND leen. AS OF 01131119 56.51 SYMBOL DBLTX Feb 1 Cavidend PUTNAM SHORT DURATION INCOME FUNDY AS OF 01/31/19 43.30 SYMBOL PSDYX Feb 27 Dividend JP MORGAN SHDRT DURATION BOND FUND CLASS I 35.41 SYMBOL: HLLVX Total dividends $135.22 CONFIDENTIAL GM 000267!W 6 of 8 EFTA_00137379 EFTA01278286 UBS Strategic Advisor *UBS February 2019 Account activity this month (continUed) Date Acthity Description Dividend and interestincome (continued) Interest Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: Indnedual Retirement Account Account number: Your Fl sandal Advisor: SCOTT STACK MAN LYLE CASRIEL Amount LS) Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02fC619 0.30 Total interest Total dividend and interest income Investment transactions For more information about the ',Mei value shown for restricted securities, see important information about your statement at the end of this Oxunent. Cute Admity Desception Proceeds from investment Ouamity value (S) Prue (rS) transactions (S) Funds withdrawn for Accrued investments bought (S) interest (S) Feb 1 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DVIDEND REINVESTED AT 10.45 NAV ON 01/31/19 ASCf01/31f19 SYMBOL: DBLTX 5.408 -56.51 Feb 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y CWIDEND REINVESTED AT 10.04 NAV ON 01/31/19 AS OF 01/31/19 SYMBOL: PSDYX 4.313 -43.30 Feb27 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS I DVIDEND REINVESTED AT 10.74 NAV ON 02/2919 SYMBOL: HLLVX 3.297 -35.41 Total 413922 $0.30 S135.52 Dale Activity Deurtotion Amount CS) Money balance activities San 31 Balance forward S1,197.41 Feb? Deposit LIDS BANK USA DEPOSIT ACCOUNT AS OF 02/0609 0.30 Feb 2I1 Closing UBS Bank USA Deposit Account The UBS Bart USA Deposit Account is your primary sweep colon $1,197.71 SDNY GM 00028760 CONFIDENTIAL Page 7 of .3 EFTA_00I37380 EFTA01278287 *UBS Yournotes CONFIDENTIAL EFTA,B738I EFTA01278288 Important information about your statement U26 Froncial Services hc. (the Firma UBS FnsKias Servies), is a mentor of all pricipal steurhy, canreodity and optint puha-on. UBS Financial Senices rid IRS Bark USA an ...deice sttsidaries of UBS AG and affiliates of WS Durkin LLC. The F inn's li-orkial statement is /nibble upon request. The Firths neon. offices an at: IA35 Fioncial *vies Ix. 1200 Hater Boulevard Wethathen N.I 07096 Ths statement :WOW% the only official record of you LeS Fruncol Services 'Mont. Ocher walk tiCePt olio ol lac Moments. contanng coriliang data shouki not be relied upon II youbedew there is an WV a omission. please report n irentaately in whip to the Branch Manager of the office wing you account. Although el lapies shown me ntended to be accurate, statement &lashould not be wed for tar purposes Rik soak on yovend la( forms, (i.e.Foram 1099. 5198, 1042S. etc ) when prepamg your tax return. The Pon is mowed by low to report to he RS as tmable diadem's reportable nonthecable dividends and taxable interest caned on woke., held it you account, net proceeds •n UM transactine. ad cog bask once:eta-mowed sect diet Othwethications with Mathew • Pleaserem-firm any coil careruncatiom n wait tofurther protect your rights. inclilko your nits utter the Seosities hxestor Protector Act Rink- • If the financial initiation on the top left of the front of this statement is not LES Fnaxiel Serwes,UBS Financial Services caries year acca.nt as during locker by arvangernent both the nekated incaution we Wowed you of this rffaborithb 'Mon you opened this accuse. Is this cast yem kends and secures a* hated al 1.11S f nancol Servos and rot the itociliobroket and you mug make a mewl of ay error or omission to both finis • AS descrbed n the account agreements, you must notifyusof amens or fraud irwohirg checks reflected onyore statement within 30 days after a was mailed a male available. • Please died customer complains et Polies to the Finn's< lent Relations Deparement X 201.352-1699 or tollfree at 800-354-9103, 8:00 A.M. lo 6 AO P.M. ET Monday through Frolay, or in vintirg to UBS Nun.' Stokes bc, Client Relations Depthment, P.O. Box 766 Union C ey, NI 07067. • All se senores shall be deemed caviare and acorn it not objected to in %Wary within 60 days. • For TTY Stines. Call 844412.0986 or from outside the US.: Cal 201.352.1495 • hose of orlon or questions about anelectronic filch transfer (Ent ta payment a LES Vat debit cad kansactions, call B30.762-1000. or write to UBS Inancial Strikes ex., 1000 Harbor Sled, 6th floor, Wethantran De 07086, Mtn RMAI6A Smirk Cal or write as soon as you can, if you hit this statement a recite is bong a if you need mot enormatko about a twofer on the statement or recent The tint a Cad bus (as Clotothle) must hex Iran you to leer than 60 dap after the Frm sent you the fht statement on which the error or Problem appeared. - Donde yeti name a-4 axon number Of any) — Descent the error or the transfer you are unsure toad, an! retain ao <kerb as you can whyyou believe a is an mix a way you need moo ifformalkek — Rothe the dal:remote of the suspected error. The Finn or Card Muer wil investigate you tit/plant and WA correct ary error porptly. For alleged errors inoking UBS Chsa•dent cad transaction if we lake mire than 10 business days to do this, we will credit pas accum la the anoint you Ihnk sin tam, so that you well have the use el the money dreg the ekes* it tan us to complete or Meg:nation. Please make all checks payable to the Fin a to thinCJI nsteuten ideated on the ban of this statement In addition to reg4ar accuse lees mounts essay be abject to mantonance ten charges for bite payment for securgin purchases and charges for urpaid amouris n cash accounts. Accounts that are Ventured to other institutions may be subject to a transfer fee. UBS Sweep Options 1735 offers potion for %wept-encash balances to ban depose arsons at non-affiliated banks and affiliated banks ad mono maker maul lunch (Money Funds). Deposit accords at MS Bark USA and nonaffiliated barks partkipaing in the UBS FPC-rsurod Depotit Pogrom are FDIC-insured n acaniaxe rah SOK rules For more infarnation, please vise wwwfde.9)Y. Dep054 mounts at LAS AG Stardted Branch aid shies of Money Finds are not nosed by the FIX. Bark deposits at not protected by WC. Money Find shares are protected by SIK. See -1.859 nancol Sante, Atcnnt Protection- below. UPcn your repast, balances in the bark deposits may be wandown, and shays of a Money Fred may be kuolated and the proceeds retuned to you a your securities account Funtw inkernation about available sweep options, taIrdeg cumin interest rates and yields, 6 available at wwwwis conysweeprekt from your r mortal Advisor tt ty ealIng 800 7621000. UBS Financial Services account protection the Finn is a member of the Startles twestor Protection Corporation (MPC), which protects securities CLIStCenfiS of Es members w to MORD) (milling 1256000 for dains for cash). folanatay brochure wadable upon etheg a al mew shot org. The SIPC asset protection lints anvil/ to all accounts that you hold in a wolf capaty. The Finn, together with eutan affiliates. has to earehned uppbmeMal instrana. The rindrradn prove payable to all eligble tants. collective* under this protedion is 1600 million as of December 10, 2016. Subject to the polky tandabee and Sacev rash at the Pim it fret ee protected for up to 11.9 mach in the a99regate for all your accuses held in a paetkular capacity. A ha copy of the poky *warp 6 avail ale won request. Nether theSIPC acculion nor the swpkernental protection appey ID: • Certain anemia assets controlled by (and exbokicl n your mount oaks) but hike away Iran 185 Financial Services. For turtle certain (i) Moraine extorts. including nubble a-nuities. arid (ID does of mutual funds registered n the mane of the accord holder on the books of the bauer or transfer art), • tenement romans ce iniesiment infenesIs loot, linked pannthlips and pirate placements) to an not registered under the Seornes AO of 1933; • Cornothits contracts (e.g, foreign exclutte and precazmetal contracts), including futures commas and commodity eolith Contract and • Deposit becomes Incept calif icates of deposit) at LBS Bark USA, UM AG U.S. branches and bans el the FDIC bared Deposit Program. The SIPC protection and the implemental Protector' do not apply to those assets even el they *theorise appear on yCV statements. The WC protection rd the apple rental protection do not protect aganse changes n the market vane of vas inwsbnents (whether as a mut of motet movement issuer bankruptcy a relsmoist) Dividend Reinverenwit Program (DRth) The price reflected is an average pot You may obtain the actual peke Iron wor Financial Advisor. Onag whole than re purchased take DU, panial Woos wiltbe sold ard the cash wit be deposited in yOuf /Muni The dividend rernestment ace anted by the mar cater horn the market price at Vfinh the partial share, we sold Only whole ungs maybe held n you account. If you are dialed to marls wit as result Glades:Send payment a O.114Wne. the km we ether sell partial ma at maid price a accept an morn determined by • renegued Marina agency. and credit tar arcane Inverlanent objectives The inewnere objectives and risk profile av work to each account and may way between you mecum Please advise the Finn prorroffe in wring of ay sinnkant change in your financial situation a invesirrem obactives. Fee each account held. You choose one al the (Wang imestment objectives: • Raba Curenelneoffit enellnlenis Wei) the genital:en of intone wk. • Atha., Capital Appreciate.= kerestrneMs Peking growth of mixt* rather than the generation of 'come. • e.06.00 Combnason of Income and °peal Appreciation: Investments seeking both the generation of ion* wd growth of Diktat Orval risk profile; • Consenethie. Seeks to Maintain vital prixgoal, with low final! roil Key to the accord overall, nu if that means the account does not generate significant CONFIDENTIAL nano a returns and may me keep pace with inflation. • Moderato. Wigan to accept WOW rids to princoal and tolerate sane vale% to seek hither returns. • Aggyessibt! Wiling to accept high risk to pancpal ani high volatility to seek high texas over • imenteier2 fatherkey Consideration: I selected, a portion of the poi tholo for that account may OPP toroth serapes, linked liquidity and greater Stetunant inowaholdne We nuyconsoldate as related account statement with the we* address in the urnt envelope. e g because they have owners who also maintain nrit accord refationtrips wah other Ores X the same ackkess. you peter to mere indiolual statements mailed rt rrinarrte ennkriet. you may Saline Inousthoklinn by calling your Financial Advisor Friendly meow% name The Friendly account name is a othernathle 'in:trunk' chosen by you to assist you whhyos roccedleepo3 has ro legal effect on your account is not intended to reflect *ay strategy, prodxt reciremendaWn. intsthnent objective or rte profile associated wrth your meant and is not aplomb* or gamete that walk a any financial trolls can cie will be achieved. All ineornents insight the risk of Ins, including the risk of loss of the entie irreestment. You can Mange your Menai your' names throughOnline Services a by contacting you Fiuncial Mow Arnaud overview • Veen or par arroontgorttofo. Net of assets and liabdaiei • Assers Includes available cash balances, clan for restricted mourn' fed), and Global Tina Deposits, inroand mats to market andCertain assets not held by the Fie. Don not loathe steel n recut peso at the end of the Woe and arrent atement penods, or pow/ ilY00114.11; invested stock optiom and Cron sod options • tiara* Ircithes debit Waxes, outstared-rip margin loan. credit Inc short aware balances. • Casblrooneybalarxes Total ulineelled available cats balances, plus depose balances at affiliated and noesif iketed barks, and money market mutual Arid sweep baboon. at the cbso of the stament period Nonconmod4 free malt balances in you arrant at not secyegna Iran other balances and the Fiemay use not these funk it the ordinay cotau of its banns. These hot sr• payable won your demand. Mrs total is Oilled in the omen perked <losing wait Lending information For Wiled Alarnaloon on theem's letxfrg practices and Subsumes. refer to you Cahn Rebates/9 Agreement Cr Moore Airetenent and the General Teems and Conditions. UBS Statement of Credit Radices mega:* nagreements and Diatom's Xssw oh, enwisnnoordisnonron SDNY_GM_00026762 EFTA_00137382 EFTA01278289 Important information about your statement (Continued) Your assets Your statement itemizes recoils, and other assets held n the accounl al the end of the Statement reread You may ask for delveny of fully Paid securities al any tire. You may reuse seopties used as loan co/Lowa alter wing any balance de on them. Any securities tranderred to the Frrn ding the stoommt period are l ed at market value or of the end of the stamen period • Con basis dekonniro the cost basis of the secureies ridded is this itaternent, wbtie indicated wit. the number -I,' LE6 Fluidal Services has relied on information <Maned from sources other than t ernr ial Sertices. suluding Humans, born another In or that you may have voided to your Finical kleiser. The Finn does AM indepenistly terdy or guarantee the aCOSaCy or valday c any OM emotion vended by sources other than U3S Financial Senics In addlion, alehouses L6S Fnoxial Senoras gerseralk updates this rdmmatim as it received. the fan does not von* cry entrances dna the domain:el crcler "Coat baler and "Ureealcod give loss" is activate as of the date of this statement. As such. please do not rely en this Manution to retake ruckuses sale decisions fa to pi-poses or othenvise. Mecums transferred to the Fins may reflect a c Homo kin only Ice the period or tire they held at the Fan More bigot:cal (demotion can be Aided by you* Fnarriel Advisor. • Urettalked ganselessits. Wren data 6 availabk, minuted unmated gonsflosses are colculned for indiviidl storey lots The erasion data for -rt.:India, lots may or may rice ref Rot ccrrmissions. charges anokr secuity reogrmal on events. Diedend and other reovestment lots and systematic piths«. lots se each ccmbimed to display we averaged lot 71-e 'Trade date colmn pimento the ongiel transaction trade dale. • Callable securities Bonds and preferred stock that the 6Yier cab for eery rederrpton wit be selected niparbally by lot tram among al scarlet of that :Sue held in OW rum* or in nonente row for our clients Call kaki. riformalkn is obtained from third pities and es away a not guaranteed. Other call leans may pot which me aff ect peld. complete information roll be provided upon request • Price/value Prices displayed for securities and other products may be highs or lower than the price that you would actually recse in the market. Prints ap obeained from ormis Pod party sources which we behave told elabie, kW we dons gaunter this accuracy - We generally use the cbsing price when available or tie mean of the bid and ask prices ler listed recision and options a onk bidpekes Ice OTC wctikes - Less actively traded secohis maybe priced using a valuation model or the most recent pile we obtained and may non reflect an actual market price a vats ▪ Cenail positions may taper wahine a price and wit show as 'once was not available awe are triable to cbtan a price for a wanly. - Deposes ce stiopties denomnated n offences other than U S. doers am reflected at the exchange rate as of the stammere date. - For cenan seesaw racks; in non-conIcemng denomnatont once and wooly (face value) may have been adjusted to facilitate proper vaunt To obtain orient quotations. when available. contact you Fruncol Athos. • Private investment. and structured products. hivate nwstrnent ward*, (IN rag these ParlkiPal an oviseam and real estate inwornent trust securities) and strut bared precious are generally highly Chan south/ad ocelots haw not been roistered with the Socaities and Exchange Commission or tondo. any state securities laws. We provdeedrnated values for {siege investment stokes and structured moods for rdomal crud purposes only Masao 6 not guaranteed - Thew vases may differ abstane bay Rom peXes ay. al which a private' wain, d security a structured product may be boc4nt or sold and do not recession& represent the vacs' you may rearm goon liwidation. - Third pry *strides of value re as gai a <actin date aH are supplied to UPS Foxe sal Services on a repair bass by an rdeperkkrt valuSion lima - tsWer, general partner or sponsor estmated watts, if cob we suppled to the Finn by the issuer, general partner or paws and may be obviated based on deferent informaten from that used by that palm to derive thee minuted mites. — You can obtain additional Herniae's, regarding the methodology used to determine the estimate of value ad the dale of the eicrinatiCel that is the basis la the estimate by contacting your Financial Adv60r. - Turd patty estimated eaten may be reflected as Idol piked' in several leuatienS: Mien an independent valuation fern has not suppled or is unable to assist a value, when we became aware that a maternal event has waned dna my calla pinion/et reported yoke it question, a semen a value would be highly speculate. due to the neve ea the warty — Wren neither an shier, general partner ce sponsor estineled value nor a thed-poty estimated mew 6 gionded the vase of the 'essay wit bedifferent from its potpieprice - 'Distributers to date' may ricks& When of capital name or both. - • °egret IPA size' represents the nitel offering poke pis tout and may not reflect your cost basis - DPP Ind unfilled RErt sorties are not listed co a national securein exchange, and we generally acted ani even if they can be sold the price mowed may be less than the per sere estimated value provided n the septum statement, • Restricted securities Restricted securities Wren* are not wreak eligble for pubk sale. LIBS Financial Services uses the market price of tie urrestixted stock of the Sarre twat as an inflated value lee the restricted stook for purposes of the StOfteltat only. To the extent that restricted von ies are eloble for salt to value received may be stbstantially less tun the awed value shown. • Eat (estimated) interne, current yields and rates. An est male of ainto! r‘diee n bared on (c.o.,' dNidend and intOoKI rates, attuning the securities will be held for one yea- from statement date or until mataity.IT6 estimate is calf a guideline, accuracy and continued income are not guaranteed - Connoted ornwl name zed current yield for torten types of Securities could riflede a return of prikPal on captal gains in which case the ese income (rd current pelo) would be overstated. - Est/noted arrual axone and current yeld and the actual income andyield mght be low on hitter than the esteniked amowts - An estivate of annualized income (dinderd aockr interest) divided by the current market value average balance 6 based on the last divdend or merest payment made by the issuer and Points the seoskiesidepoids will be hell foe one yes from the statement date °curt' maturity. Accuracy and continued yak, re not guaranteed. • Meets net held by WS Financial Services, Certain assets ar e not held by the Fins and no wethin the Fein's possession or control. These assets are deployed on pots statement IC. nformational purposes only. Positions and valets presented re provided by the Muni fim LISS Financial Sows is not responsble for this iricernaton and awe not gwrantee IS accuracy These assets au rot ordeoled by SK or the f Sat supplemental DK coverage. • Revenue shaeki and adckional compensation. - In addition to comminken on sales and 12b.1 Nos received in connection with the distrixdrn of mutual funds to err dents we ardor our Shame reeve revert* thee° payments from datitums and cr advisors of the mutual hods that so sell Dew amounts re based on two different movements' (4 the snort of sales tyll3S of a particular mutual had family to our dents; and 60 tie asset vats, of a poticular Mutual fund lernals therm held at the fon - We and or affiliate also receive networking and oronbus processing fees in consideration for wander agent services that we preside to to nuual funds These fees generally re pad from investor assets n the mutual fund and are a hied doll. amount based on the nordwir o/ accounts at the broker-dealer holding mutual funds of the fund family - en addition to CCenril6SkinS received in connection with the sate a datibuton of annuity contracts at unit nvestmert bust tones to our clients, we ado as af I hate receive revenue during corrpensaton from Mary of the nsorance companies unckrwriting the onnuity <SNAIL affiliates of the Nuisance cowponies or sprout of the nit nvestment trusts we &oboe — In addom to commissions received from the puthase and sale of NedShares finds, we andor cur athlete receive an asset-based revenue shaming Porno* from NentSharee distrbuscos as well as hider; for technology development training and education. — Our athletes also receive trading coimiisoms and other compensation from mutual funds and entrance «meanie; Mere waits we chtuttne CONFIDENTIAL — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS AG Surrdold Brooch and newaff hoed bads Mout, our cash weep poganl. Isis compensation may be per account fee or may be a percentage of average do,/ &posit toseerxes Activity information regadrig commissions and other chages incurred n correction with the ex:pionof trades, indiSing option tram-stone has been inclded on confirmations previously lionished so you ed will be prodded to )our proudly on request. Short soling ll yet .e engaged n shot sang a wordy. puma/ mut a charge doe to certain borrowing costs for the pan lade-security. Open orders Regaidng open co • roblitcancelee aders that were not evouted by the seamen date, open buy and tel slop orders ere reduced by the ammo* of Modena; argots on an exidividerds a oil:tits date unless nstructect othemise by you. You se response:defer orders that at executed due to yam failure to cancel "ing OW ceders. Privacy To Aeon a copy of as current Client Privacy Notice, please cadet you. Fnancial Adds« or viol as website at >wen gin ensurvivierr,frt. - 185 Financial Dokes is rot a bark. The RMA, Benne« Stokes Account BSA and IRMA are brokerage accounts snhkh provide access to barking senses and products ihroacji alarigernirritS with affiliated banks and other ihid.pamy banks and provides access to minxe and amity Products issued by u-dff had thitl.porty no:oncecompanies through instance agency stbsidants of LEES Financial Sewn Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No ban guarani... May lose vale — tMA Pesaro. Management Account Busyness Servos Secant ESA, IRMA and nteenationil Resource Management Account are registered sense marks of LSI Financial Services Inc. — VKA is a registered vacktirurk owned by Visa Menai:nal Service Association and used under license The LOBS Visa credi cods ad the LeS Visa debt cods are awed by UPS Bank LISA with permission from visa U S. A Incorporated All oho vademarks registered trademarks, strike marks and registered senate nudes are of their respective cormanies IRS Financial Services Inc Rev. 701810 SDNY_GM_OOO26763 EFTA 0[)137383 EFTA01278290 UBS U8S Filancial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York 1W 10171-0002 Account name: GHISIANE MAXWELL IRA Friendly account name: Incite: IRA Account type: Individual Retirement Account Account numbe. Your Finandai Advisor: 5C.L..: I STACK MANLYLE CASRIEL Phon Questions about your statement? Call your Financial Advisor or the AMA Resouiteline at 800-RMA- 1000, 1Rsit our website: www.ubscom/financizaservices Items for your attention Help protect yourself from fraud and review bank, credit ord, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Retirement Account UBS Strategic Advisor March 2019 GHISLAIAE MAXWELL IRA Value of your account on February 28 (1) on March 29(4) Your assets 58,378 57 58,824.95 Your liabilities 0.00 0.00 Value of your account 358,378.57 Tracking the value of your account S Thousands $58,824.95 570 • 57.0 • 572 • 57.7 Ian W.1 581 • San • De< 2014 Oe< 2015 Oec 2016 Dec 2017 Oec 2018 Feb 2019 mai 2019 Sou roes of your account growth during 3019 Value of your account at year end 2018 558,125.23 Net deposits and withdrawals -5107.49 Your iwestment return; MO:lendand interest income 1405.60 Chance in market value 1401.61 Value of your wean on Mar 29, 2019 9541/24,95 SONY GM 00026764 Member SIPC CONFIDENTIAL Pap 1 of 8 EFTA_00137384 EFTA01278291 SUBS UBS Strategic Advisor March 2019 Your account balance sheet Summary of your assets Value on March 29 ($) Percentage of your account A Cash and money balances 1,197.99 2.04% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 57,626.96 97.96% E Non-traditional 0.00 000% F Commodit ies 0.00 000% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: I i IR tirement Account Account number. Total assets Value of your account 558,824.95 100.00% 558,824.95 Your current asset allocation D Eye on the markets Your Knoncial Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank USA deposit account. UBS FOC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important in formation about slur statement on the last two pages of this statement for detais about those balances. Index Percentage change March 2019 Year to date SW 500 1.94% 13.65% Russell 3000 1.46% 14.04% MSC I - Europe, Australia & Far East 0.74% 10.13% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2.31% One-month LIBOR: 2.49% 1.92% 2.94% CONFIDENTIAL 0002676tBe 2 of 8 EFTA_R0 37385 EFTA01278292 UBS UBS Strategic Advisor March 2019 Change in the value of your account March 2019 (3, Year to date (S) Opening account value $58,378.57 $58,125.23 With&awals and fees, including investments transferred cut 0.00 -107.49 Dividend and interest income 136.53 405.60 Change in market value 309.85 401.61 Closing account value $58,824.95 658,824.35 Account name: GHISLAINE MAXWELL IRA Friendly account narrie:Indiv IRA Account type: Indis,dual Retirement Account Account number. Dividend and interest income earned For purposes of leis statement, tematlIty of Interest and cfniclend Income has been determined Iran a US tar repotting perspective. Based upon the residence of the account holder, account hp*, or product type. some Impress ancyor decent, payments may not be subject to United States (UA ardor Puerto Rico (PR) income faces The dent monthly Patemem is not intended to be used and tempt be reked upon for tat purposes. Clients should refer to the aoplictie lax reporting forms they recent from UBS annuals,, such as the Fonts 1099 and the FOrrnt 480. fee tat rePOIMA information It iS the practice 01 UBS to file the applicaue tar reporting forms vAth the US Mterni Revenue SeMce and PR Treasury Department and in such town accurately daso fy clhdends ardor interest as lac exerrpt or tastable interne. Please consult yeur indscdual tax vedette. March 2019 (1) Year to date (S) Dividends 136.25 307.67 Interest 0.28 0.65 Total current year $136.53 $308.32 Prior year adjustment 0.00 97.28 Total dividend & interest $136.53 $405.60 Summary of gains and losses Values reported telcw °Write products for which gam and losses are not classified. Realized gains and losses Unrealized March 2019(4) year to date (1) gains and lasses (I) Shod term 0.00 0.00 12.38 Long terrn 0.00 0.00 -538 71 Total $0.00 $0.00 -$526.33 Your Pi nandal Advisor: SCOTT STACK MANIYLE CASRIEL Cash activity summary See Account activity the month for desalt. Balances In your Sweep Options are induded in the opening and closing Mantes value. FDIC insurance *piles to deposits at UBS Bank LISA and an tanks participating in the UBS FDIC Insured Deposit Regan does not /poly to deposits at UBS AG. stariord parch. UPC protection applies to money market sweep fold hddings but nal bank deposits. about your Statement on the last two pages cf this document for Petals March 2019 IS) Q important inSormation Year to date (S) Opening balances Additions Dividend and interest income $1,197.71 136 53 $1,304.58 405.60 Total additions $136.53 $405.60 Subtractions Professional management fees and related services 0.00 -107.49 Funds withdrawn for investments bought -136 25 -404.70 Total subtractions -$136.25 -$512.19 Net cash flow $0.28 -$106.59 Closing balances $1,197.99 $1,197.99 SDNY GM 00026766 CONFIDENTIAL Page 3 of 8 EFTA_00 137386 EFTA01278293 *UBS UBS Strategic Advisor March 2019 UBS Bank USA Deposit Account APY interest Period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 $1,197.71 Closing UBS Bank USA Deposit balance Mar 6 $1,197.99 Number of days in interest period 28 Average daily balance $1,197.71 Interest earned $0 .28 Annual percentage yield earned 0 31% Account name: GHISLAINE MAXWELL IRA friendly account name:Indiv IRA Account type: Indivrlial Retirement Account Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration • None srkvted Your account instructions • 1)85 Financial Services Inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor SCOTT STACK MANLYLE CASRIEL Retirement services information Beneficiaries you've named for this account The beneficiaries listed betow reflect the information in our records as of the end of this statement period. if this information is not correct, a you wish to change you beneficiaries, please contact your financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00%1 CONFIDENTIAL Y_GM_000267t9ge 4 cif "!' EFTA_00137387 EFTA01278294 *UBS UBS Strategic Advisor March 2019 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Indrudual Retirement Account Account number. Some prices, meanie and current vaues shown may be EpprOxirrVaie. Asa resat. gam dntllosses may not be accurately reflected. See Aportant inforenabon about your statement a the end of ths dxurnem fOr more information. Cash Cash and money balances Cash and morey balances may include avalaile cash balances, UBS Rank USA depost account balances. UBS FDIC insured Progarn Sank Balances, UBS AG Stamford Stanch deposit account barna., and crafty market mutual fund sweep balances. See the Important information tout your statement at the end of this document for details about those balances mcldng U8S BANK USA DEP ACCT 0penng Oriente closing Wax! on Met t (I) on Mar 29 (S) Your Mnandd Advisor: SCOTT STACKMANLYLE CASRIEL UBS Bank USA and al UM FDIC insured Progan Bank deposit accoumtdances are insured by the FDIC within appricatae Isms, but ale not protected by 9PC. U8S AG Stanford Blanc hdepout account balances are not insured by MC and are not protected by 51K. Money market sweep balances are protected by SIPC but est rot insured by the FDIC Prim per share on Mar 29 (I) Average rate Dial:fend Interest Days n period period Cep amount (I) 1,19771 1,197.99 Fixed income mutual funds Total converted is the Iola of al reinvested chedends 8 does rot include any cash dvidends. it is not a tar lot for the purposes Of delerminng hdding periods or Cost Oasis. The shares y0u receive each time you reinvest dvdenCt become a separate tax ICI. Cost basis a the tom purchase cost of the security. Ind udng reinvesteddvdandc The cost basis may need to be a:lusted for return d capital payments in order to &terrine the adustedcost bash for tar retorting purposes. Haring Number of shares Purr hr.o pricer Average price per Share (S) Client rnvestrnent (I) DOUBLE LINE TOTAL RETURN FUND INS% Symbol:. DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 123.104 10.511 EAI: 4708 Current yield 3 70% Security total 1,816.425 10.622 18,000.00 IP MORGAN SHORT DURATION BOND FUND CLASS i 250,000.00 Unneafre4 (tar) gain or las is the dfference between the current value arid the cost basis and would generally be )our tactile gam or loci If the security was sold on this dale The unreaded Pad gain cr loss may need to be Ousted for return of cocoa payments in order TO determine the (rallied grin or loss for tax reporting pupates. InveStment return is the current value mnus the amount you invested tddes not Indult shares that se not reflected on pur statement, indxf ng StialeS that nadt been readed as either a gain or a loss. It also 03t5 not include cash dudends that were not reinvested Cost Price per shag basis (I) on Mar29 (I) Vellye on unrealized Ra) Investment HCaacop Mar29 ft: oain or loss (S) return (5) period 18,000.00 10.530 1294.01 10.530 19294.01 17,830.67 -169.33 LT 12%.28 127 19,126.95 -167.06 1,126.95 coon/sued next page SDNY GM 00026768 CONFIDENTIAL Page S of 8 EFTA_00137388 EFTA01278295 UBS UBS Strategic Advisor March 2019 Your assets . Fixed income . Mutual funds (columned) Number Purchase puce' Average price Client Cost Price per shoe Value en unrealized Gal imestment Hddng Hddng of shires per share (S) innstmmt (S) bask (SI crt Mar 29 (I) Ma 29 (I) gain orlon (I) return (I) period Symbol: HLLVX Total reinvested 1,837.579 10.985 20,186.71 10.800 19,845.85 -340.86 19.84685 EAt $377 Current yield 1.90% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31, 17 1,789.264 10.060 18,000.00 18,000.00 10.050 17,982.10 -17.90 LT Total reinvested 66.872 10.057 672.57 10.050 672.06 -0.51 MI: 4442 Current yield 2.37% Security total 1,856.136 10.060 18,000.00 18,672.57 18,654.16 •18.41 654.16 Total $36,000.00 $50,15329 $57,626.96 4526.33 621.626.96 Total estimated annual income: $1,527 Your total assets Percentage cif Cost en mated Unrealized Value on Mat 29 (SI your account ow.: (I) annual income (SI con or loss (S) Cash Cash and money balances 1,197.99 2.04% 1,197.99 Fixed income Mutual funds 57,626.96 97.96% 58,153.29 1,527.00 -526.33 Total $58,824.95 100.00% $59,351.28 $1,527.00 4526.33 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: I i IR 'rernent Account Account number: Your 6 sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month Date Atliwity Description Amount If) Dividend rand interest income Pvgfends Mar I Dvdend DOUBLE UNE TOTAL RETURN RAD INS11. AS OF 0212819 57.67 SYMBOL DeLTX Mar I Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 02/28/19 39.6d SYMBOL PSDYX Mar 28 Dividend 1P MORGAN SI4DRT DURATION 80ND FUND CLASS I 38.94 SYMBOL: HLLVX Total dividends 6136.25 CONFIDENTIAL .1_000287,1160 6 of 8 EFIA_00137389 EFTA01278296 (SUBS UBS Strategic Advisor March 2019 Account activity this month (continued) Date A(tiuty Account name: GHISLAINE MAXWELL IRA Friendly account narrte:Indiv IRA Account type: Indirndual Retirement Account Account number. Your Pi nandal Advisor: SCOTT STACK MANILYLE CASRIEL Description Anoint IS) Dividend and interestinoome (continued) Interest LCu 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 03/0919 0.28 Total interest Total dividend and interest income Investment transacdons Pot mare informaion about the pricer value shown for restricted securities, see Important information 'boot yOur statement at the end of this document. Date Actnny Desceptoon Proceeds from inwstment Quantity value (S) Pnce (i) transactions (5) Funds withdrawn fa Accrued inwsImentsbcognt (5) interest (S) Mar 1 Reinvestment COUPLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.42 NAV ON 02128r19 AS OF 02/28/19 SYMBOL: DBLTX 5.535 -57 67 Mar 1 Reinvestment PUTNAM SHORT DLRATION INCOME FUND Y DIVIDEND REINVESTED AT 10.05 NAV ON 02128119 AS OF 02/2&19 SYMBOL: PSDYX 3 .94 4 -39 64 Mar 28 Reinvestment JP MORGAN SHORT DURATION BOND FUND CLASS ! DIVIDEND REINVESTED AT 10.80 NAV ON 03/27,19 SYMBOL; HLLVX 3.606 -38.94 Total .$13625 $0.28 $136.53 Date Activity OttarptiOn Amount (5) Money balance activities fob 28 Balance fanned 51,197.71 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 03/06f 19 0.28 Mar 29 Closing UPS Bank USA Deposit Account The UBS Sam USA Depost Account is your primary sweep colon $1.197.99 *Ill" GM 00026770 CONFIDENTIAL Page 7 of 8 EFTA 00137390 EFTA01278297 *UP'S Your notes CNP700010006517530NP7000302199 00130t 0319 030575004 0123697550 101461,wGm00026711ige S of 8 End of statement for account number Y1 23697 SO CONFIDENTIAL EFTA_00 137391 EFTA01278298 Important information about your statement LES frunaal Services (lc (the Firma UBS Ft rad Stroked k a mentor of all principal oteurby, commodity and optiancreha-ges. UBS Financial Seinen and UBS Bank USA re ndrect sitsidaries of 1.13S AG and affiliates of LOS Seciukin LLC. The Filet's fierked statement is availlhlt upon request the Firm's exeunt office; are at IRS retread Services tat. 1200 Hata Boulevard Weehawken, NI 07086 This Statement represents the only off icial record of you • ES Franca& Services accatt. Oita recoils, arra Oka to cbciments. antanng coreliarg data should rot be relied upon II you bedew there ban ma or omission please report n andately in wind to the Branch Manager of the off ice snip you anent Although aligns shown re intended to be accurate, statement data shOund not be used for to pie-poses Rey Jokey on yeer.md ear tams. (i.e form 1099.5196. 10425. etc 3whenpretend your tat return. The Finn rosured by taw toreport to he *5 a text'. &ideals, reportable navtaxable dividends and taxable interest caned on wanks held n your account, net proceeds on sale transactions. and cost basis on Wan cowed steadies. Canwittcatiens with the Nem • Pleasereawaken any coal carerunkatren in istdirg tofurther VOW you rights, ett‘409ratettl under the Securit ies Mesta ProtectionAct (WA). • If the finatiel institution on the top lest of the front of this %tenter., is nit U3S f naked Stank UM financial Scans caries par secant as clearing broker by antenna won the nckated institution we Watered you of the relalonshia 'Olen you opened this account. h the nest yea funds aid Sect-T.46 at located a LIS financial Saws and not the ittring broker. ad you mat make a report of any error or =inn to both fiats. • Asdescrbed in the account agreements, you mist readyusof any noes or fraud invoking checks reflected en your 'Bataan within 30 days after t was mina made available. • Please diva customer complains or irolies to the Fiat s< bent Relations Department a 201.3521699 or toll-free at 800.3549103, 8:00 A.M. to 6 AO PAL ET Monday enough Frilay. or in wring to UES Financial Saxes Ix., Client Relations Depertment, P.O. Box 766 UnonCdy, NI 07087. • All sideman shall be deemed corvine and nett it not objected to in ming within 60 days. • far TTY stories. Call 844612.0996 OF from *Ain the US.: Cal 201.352.1.35 • blase of orlon or question about an electronic furls transfer (ESTL bar payment or LES Vet debit cad transactions, call $30.762-1004 or wile to UBS Financial Sauces Ix., 1000 Barba Blvd, 6th floor, Weehanim ta 07086, Mtn FcMalWA Serval. Cala mite as soon as you can, if sou thine nois statement or recite is nag or d you need more Mormatkn tout a tenser on the slatemmt or react The fin. or Card bun Las allfficable) must hay Innyouno law than 60 din deer the in sent you the fist st element on which the war or acblom append. - Donde yew name ad amain number Of any) - Desorbe the error or tie natter you are tnure about, at uplain as clearly as you can rotor° blew it is an error a Wow you need move informaticen - Prot% the does amount of the suspected era. The Finn or Cad bsuer will instigate you amnia and MI correct ay *IMF parody. For alleged errors irnohna UB5 Voaodebit cad tranaci rf we rake mire than 10 barns days to do this, we will credit you account la the amount you think 6 in Wel, so that you vet have the use of the money dung the tint it tam to to complete or inestigetion. Please make all checks payable to the Fern Of the Inmost nsteuticn indicated on Ine Had of this statement In addition to minis accost lees aceouffs may be object to mannarce feas charges fix tate payment fa secures purchases and chasm ter urpaid amxrts n cash acconnts. Accounts that are Pardoned to other inSteulCen my be subject to a transfer fee. UBS Sweep Options Le inn options for emeprtmash balaxes to bat deposit accosts at non-/Milted banks and affiliated banks and money motet nasal lunCh (Money Funds). Deposit accounts at LIES Sark USA and nonaffiliated barks pankbaing n the UBS FPConsurod Deposit Program are fincnsured n accordance wet. FOK rules For moo idomation, please visit WWWWK.9”. Depose KcountS at 185 AG Striae Branch and than of MoneyFula are not Bond by the FDIC. Bark deposits ire not protected by WC. Money Ftrd shoves are ovulated by SIK. See "UPS f nen:4.315.mm Account Nototinni brow. Llan *or request, balances in the bare depositsmg be withdrawn. and shares of a Morey fuel maybe kuittect aced the proceeds retuned to you or farm soon Furter inicanatit about addable sweep options, extedng ninny interest rates and yields. 6 available at wrearsencordsweeprods. trom year Financial Advisor a by <Peng 900 762,1000 UBS Financial Services meant protection The Finn is a member of the Securities Mesta Protection Corporation1RK), wtich protects searities customers of Is marten cc to 150:000 (nckdirg 1250.000 for claim for cad,). Enplanatay Mahn nab* upon mon a al sewn,. AFC org. The SIPC asset protection Enos apply to all accounts that you hold n a panoabo capes to The Finn, together with eaten affiliates. has the taraused suppkmental karma. The maneurn amart payable to all 00kdents. collectively under this protection is 1600 million as of Deanter 10, 2016. Subart to the policy canin arid bnialan on at the Finn is linnet protected la up to 11.9 mike% in the aggregatefor ag your accounts held in a partkular capacity. AM copy of the poky wading es available uPOn request. (leder the SIPC Prtgedion nor the stvpiemeraal prOteCten3/Xlit to: • Cent financial assets controlled by (rid naiad rt your account vela) bat tad away Iran UBS Rancid Services. For @scale certain (i) insurance potets. including eta* antes. and (10 shres of mAual funds registered n the mane of the accord holder on the books of the issue or transfer agent), • Mittman (craws or Matommt Mesons fag, tinted CiartnenlipS and private Placentas> Ihnol are not registered under the Securities 40 of 1933; • Cannoditits contracts (e.g., foreign ...charge and pones metal contracts), ending f outs commas and commodity option canon; and • Deposit amines Inapt tend bates of &posh) at LEG Bat USA, IBS AG U.S. brioches and bras h the FDIC Mired Depoit Program. The SIPC protection and the iadrilemtolal protection do not apply to these assets ten if they otherwise appear on yOta Slaterninti. The StC protection and the enkenental protection da not protect against changes in the market vela of yea imestments (whether as a rend of motet movement issuer brineuptcy ethane) Dividend Reinvestment Program (DRIP) Roma reflected is an average once You may obtan the act al price Irons you Financial Advisor. Oney whole than re purchased utter DU, porta teas wiltbe sold tel the cash wit be deposited in yOur &Muni Dv dividend renveSInKcit ace serOlied b4lne issuer may offer Item the market price at Math path* Shire, ire sold Cadvirslieu Only whole urn may be held es yar accord. If you are elided to a panul sob as/result of a dividend payment a otheivise. the Fin veil other sell partial trios at mend pia or accept an irnarn determined by a registered clearing agency, at:credit your accost Investment objetivos The rwestmere objectivn and risk profile as 'podia to each account and may wrybetween you tams. Please advise the Finn parrotle in mini of any scrafKalt change in your financial Ubaldo a nwairent obactives. Foe each account belt you Moose cat ol the It000ng imestment objectives: • Powtm Curemancome. Investments sett, the gentralit of income cot. • Achiom Capital AppnIciaeorc kwestrnents Peeking growth of reined* rater than the generatan of income. • Peo&.re Combinason of tome and Copia Apple< Cahn: Investments seeking both the watt of income art growth of principal. Orval risk swoRla • COn5e/vitht. Sete, to noun nail prixtel, with low risk rd volts Key to the account overall, even if that means the account does not connate significant CONFIDENTIAL non or reams and may not keep pace with inflation. • Moderato. Wag to Wept Wme rid: to princtial and tolerate sane vanityto seek hijwr returns • aggresses: Willing to accept high risk to princpal ad hgn vOlablity to seek Pagftreeurns on brae. • Inwitmer2 f friary Consideratim: a snoted a portion of the poi ffolio fa that account may notate corny strains, tinted liquidity and greater nattily. Statement ehouseholdifff We mayconsolidate as rotated account statements with the sane address in the same envel:pe. e 9. because they have owners who Mt mantas. join account relationats vet other Otero at the sane atter. If you pole to mew individual statements mailed ro triwrge envelopes. you may decline Itrotholdow by OWN your Financial Advisor Friendly moor name The Friendly eactint rune is a orwinatle initurne chosen by Su l° assist you wityar recordleepro has no legal effect on your account is not Mended to reflect any strategy. prodxl recces-minden:a interment objective or risk probe associated wet, your accanls and is not almond or guarantee that weak a any financial resides can or will be achieved. All invents insane the risk of lass, indudieg the risk of loss of the mike irmarrent You canchange your Fria* nose names through Online Services a by contacted your F nrwal Mine. ACOOtelt overview • Vatic of pa acounthortiolio. Net of assets and hankies • Ann Includes avatable cash balances. van for restricted security ). and Global Time Deposits, wreaked mans to market and <wean assets nor held by the Fim. Does not Mb* monad securdenlassels at the end of the prior rd arrant statement penods, or private investrileelk nested stook options and danceable send options • LinTities Ircledes debt balances, astound:es margin lots. credit fine, short account balances. • Cash/money &awes. Taal of unnested available on balances, plus depose balances at affiliated and naesif dated banks, indexing market mutual lead swoop balance& at the cbse of ihe statement period Nonicorrmedity free molt balances inst., accord are not sayegrad from other balances and the fort may use any of these fuels tithe omdnay cane of as boners. These funds repayable icon your demand. TO total is Yielded in the caned porkod dosing vatso tenting inlomiation For deeded Mormation on the trey s lendrg placives aid &dawns. relit to you Chins Retaken* Agennem or skean Arawnent and the General Terms and Conditions LOS Statement of Credit Practices available nAgreeMent$ aFtripk.rbfore; SDNY_GM_00026772 EFTA_00137392 EFTA01278299 Important inform atimi about your statement (Continued) Your assets Your statement tomes and other assets held n the assort at the end of the Statement period You may ask for dekvery of fully Pad securities al any lire. You may receive acuities teed as ban collateral alter paing any balance die on them. Arty securities tramlerred to the urns eking the statement pored are Icted at makes value as of the end of the statowoo period • Con basis. ei detennoing the cost basis of the seosnes inskided n this stateMent where indicated with the nunter "I,' SS Fannie, Seek*. An relied co information obtained from sources other UBS Financial Streets. •-cluding itarnatico from anothee lint or lhal you may have ;evaded tonsur Finarcial Apaisce. the Non does not independe ly verdy a guarantee the rosary or vakley c any Mansion Vended by sources other than U35 Charnel Sersen In Edition although 026 Fnincial Sendai ginealV updates the eacematiri as t is record, the km dos not provide any assurances that the oformaticri inlet "Cost base and Unvoiced got/ loss' is accurate as it the date of this statement. As such. please do not rely co this olareation to make purchase or sale decisionk far tap:poses a otherwise. Accounts Ca-Mewed to the Fir I1W reflect grans HemetWs only For Ow period of tiro they are had at the fern More historical reconatica can be added by your Franck:I Advisor. • Unrealized gain/lessee. Viten era sailabk, temptedLi-realized gensflosses are cal for isdvidja socsrey lots the transaction data for ncividual lots may or may not reflect commissions. chug.. andfce security reap-melon emits. Decked and other renvestment lots and systematic order lots am etch combi5ed to display re award lot the 'Track dote' colmn resents the age-4 transacoon trade dale. • Callable securities Bonds aid velereed stock that the issuer cats la early rederepton Pail be selected mortally by lot from among al tearteas of that issue held is Our none or is nominee name Ice OS clitedt Call lean, elf0mVII:n is obtained from third Panes and es accuracy is not guaraMied. Other call leaves may easel which wad affect pen corvette infomaion will be provided upon request • Price/value Pees displayed for securities and other projects may be higheror beerthan the price that you would actually Prase in the market. Prkes <Wined from vscus tied party sources whch we below to be elabe. tut we do not garnet thee accuracy - We generally use the cbseng price echo available or he mean of the bid and ask prices la listed securiws and options a only bid prices to OTC washes - Lett actively traded securian maybe priced twig a valualcn model or the most recent Free we obtained rd may not reflect an actual market price a sake. - Cenah positions may so w Shoo a price end wit show as 'price wa not available' we so triable to obtan aside for a SE.Offly. - Deposes ce secpoties denominated n carer es other than S. S. dollies at reflected at the exchange rate as of the statement date. - For (elan securroes tram in non-twittery denomnatons, pace ad queerly (face war) may have been adjusted to facilitate proper satins TO obtain crow quotations. when availabSe, contact yds Fr-real AdneCe. • Private investments and structured products. ?Mato mestment WWI*, (CK ising drat PanCiPaliMPeOlyam and teat estate inentment trust securities) and strut teed projects are generally h4* /gad. Chan struck/ad products have not been registered with the Securities and &charge Commssen or ardor any state securities laws. We wore esarnated values for private returnee noshes and structured products for ntormal coal purposes illy Actuary is not guaranteed - These values may differ obstani bay tom peen a sly. at which a any" Au.. d SeCunly structured prOctad may be Wart or sold and do not rceessrar represent the 'aloe you may recent. spoil liquidate:ft - third psty estivate, of value re set a <ruin date ad are suppled to UBS Financial Services in a regular base by an rdeperdert valuation I rm. - Roar, general partner a sponsor estmated wars, any, we sated to the Fir by the issuer, genteel partner or sponsor aid may be calculated based on deferent infamaten from tot used by tad parties to drive thee estmated values. - You can dour, additional Mingo regardng the methodology used to determine the ellifeet of value rd the dale of the ilkelnitiCil that is the basis la the estimate by contactag year Financial Advisor. - thee patty estmated vales may be reflected as 'Not toted' in several Must:cm: Mien an Odepeedert valuat ices fern has not Suppled or is triable to ft a value. when we broke aware eat a material event has mowed this m?,r calla seewocnti reported value no canton, a when a wk.* would be highly speculate due to the neon ce the warty - Man neither an issue(, general pater oe sponsor estimled value lye a the( pay estimated vat* is proMed, the value of the security will be deferent from is puts* price. - • Dierbut CM to dale' may Ilia RAM of capita, name or both. - 'Orgral Wit size' represents the veal offering post Per Vnft and may riot reflect rho COO bass. - DPP and Waned RUT peonies re mat listed on a rational secure:es irechange, and re generally :hod /Meson A they. can be sold the price record may be less tan the per Pure estimated value wended n the account statement. • Retwitted securities. Res-tricted securities pence* re not onertly isligble for public sale. UM Financial Services uses the makes once of the urreancled stock of the same issuer as an imputed value for the restricted stock lee purposes of the, stereanne only. To M extent that restricted nannies are ragtag for sale he value received may be stbstantially less to the awed value shown. • Est. (estimated) Atone current yields and rates. An en owe of anual rccord is bated On ctrient chided and Mont fain assuning the securities will be held for one yea from statement date or until maturity. T is estinate is calf a au:Seine, accuracy and continued norm are not guaranteed - Estrruted run name a-d evert gold for °Min types of securities could ock•de a return of preceal or captal gains n which case the eel income (rd current welo) would be overstated. - Estrmled annual name and anent yield and the "CUM income and yield moot be law oe hcber than thentenited amuses - An estivate of rouatied income (dividend axicr interest) divded by the current market value'avetage balance e based co the last divdend a rawest payment made by the issuer and Assumes the sourkiesrdeposts will bo hell foe one year tom the statement date or until maturity. Accuracy and costoued yen re not guaranteed. • Meets net held by UBS Financial Services. Cattail assets are not held by theta", and no seethe, the Fimrs possession or control. These assets re depleyed r roe statement for ntormational purposes only. Positions and vain presented re provided by the asking (em UBS Financial Sow.% is not responsble for this inks-maim and does not guarantee as accuracy These assets are not protected by SlIC or thefirm's supplemental 51K coverage. • Revenue during and adcitional compensation. - h additen to carimission on sale and 12b-1 lees received in connection with the distrbutcn of mutual lases to our dents we rector Oct Afire receive revert* iheng payments from dotrtuton extra advisees of the missal funds that we soli Paw amounts are based on two different vorrpoontsr CC the an,,,c of sales by Ub5 of a pa ocular mutual find fanny to our <lents; and 60 the asset oaks of a particular mutual ferd lanais shaves held at the f.m - We and our affiliate also receive rw1nrdnq and an bus processing fees in considealort fa transfer agent senors that we provide to he nxtual Inds. These fees generally re pad from investor assets the mutual fund and are a feed dolly arrant based an the norrber of amounts at the broker-dealer holdrg moral funds ol that find fanity - h addition to CO111161/3n$ received in connection with the fa or deubuton of equity <c tracts and Wit nvestment least was to ow dents, we ardor as aft hate receive reverse sharing corrpensaton from matt/ of the neurone< companies unckewrtieg the roily contracts, affiliates of the Nuisance corpthes or sponsors of the unit nvestment nests we &oboe — In addoth to connessions received from the purchase and sale of kleoolsares tint, we and or as elf date receive an asset-based retool), sharing Poyment from NenShres 6strbocet as well as funeng for technology development, training and education. - Our athletes also receive tradng cormithcos and other terror:salco from mutual funds ad entrance companies whose r.(021.tlt we dirytene CONFIDENTIAL - We recent ONIcentsICII Iran CBS Bak USA, 185 AG SurrOord Branch and ronothlred bares *routs our cash sweep FrOin 1b 4 07nPqnSitiOn may be per rcort fee or may be a percentage of aienge day deposit balances Activity thformation opting commissions and other charges insured n correction with the exec ton of tradeS, indaSng option transactions has bet-n*10.4.d on cone :mations preeousbrfurnolned to oat and well be provided to )W morally on recent. Short soling II you are engaged n shot selling a security, you may incur a char doe to certainorrowing costs for than pan Cute-security. Open orders Regaidrg open or geodliscanceled* aders that were riot irercuod by the statement date, open buy and set stop ceders re roared by the atoms* of elndonct: Or ng615 r an ex-diarlerds a or-esti% date unless nanxted otherwise by you. You are resin-rater for cafes that me executed die to yow lalwe to camel "ing open =Ion. Privacy To titan a copy of as current Client Privacy Pkas<Cal•Ct KV Francis' Advisor or vet as relate ai www nib. noneryrionot. - 1.85 Financial Services is rot a bark. The RMA, Business Services Account BSA and IRMA re brokerage accounts welch provide access tobarking sown and products throats atengoments with affiliated banks aid mho thickparty bags, and preidn access to issuance and arc* Products issued by u-aff dosed tia.party norance companies through insurance agency obsidares of LIRS Financial Sewn Inc — rontmert, nsursok and snaky products — Not FDIC esured • No bank gunner May lose vela — tMA Resouce IA a:warrant Account Busyness Seniors Account BSA, IRMA and oterationil Resource Management Account are registered service marks of UPI F.111110alSences kx — VISA is a registered tocktrurk owned by %Ma Menai:nal Service Associnico and used wide( kern.. The 1.65 Vea code cads rd the 1.035 Visa debt cads are :mad by 185 Bank USA with permission from vise U S. A Incorporated All Odle trademarks. registered trademarks, stoke mats and registered service narks ye of their respective COrripEneS UIS Femm.d Services Inc. Rev. 701810 SDNY_GM_00026773 EFTA_00 I 37393 EFTA01278300 UBS 1.185 Fnancial Services tic Private wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Retirement Account UBS Strategic Advisor April 2019 GHISLAINE MAXWELL Account name: GHISIANE MAXWELL IRA Friendly account name: Incliv: IRA Account type: Individual Retirement Account Account number. Your Knendal Advisor. SCOTT STACKMAN/LYLE CASWEL Phon Value of your account Questions about your statement? Call your Financial Advisor or the on March 29 Is) on April 30 (1) RMA Resotoceline at 800-RMA-1000, Your assets 58,824.95 58,826.73 Your liabilities 0.00 0.00 1Asit our website: www.ubs.comtfinanciaeseneices Value of your account 558,824.95 558,826.73 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from swvw.annuakreditreport.com. Tracking the value of your account S Thousands 570 57.0 572 57.7 93.1 588 582 • • • • s • 9 Dec 2014 OK 2015 Ott 2016 Ott 2017 DK 2018 Mar 2019 Apr 2019 Sources of your account growth dudag 2019 VA* of your account at year end 2018 Net deposits and withdrawals Your nvestment return Disidend and interest income Change in market vSue Value of your mooted on Apr 30, 2019 SDNY GM 00026774 $58,125.23 -1217.48 $553.39 $365.59 asae2en Member SIPC CONFI6LIN UAL Page 1 of 8 EFTA_00137394 EFTA01278301 UBS UBS Strategic Advisor April 2019 Your account balance sheet Summary of your assets Value on April 30 (1) Percentage of your account A Cash and money balances LOB& 29 1.85% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 57,738.44 98.1S% E Non-traditional 0.00 000% F Commodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $58,826.73 558,826.73 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account nome:Indiv IRA Account type: Individual Retirement Account Account number. Your current asset allocation D Eye on the markets Your Anomie' Advisor. SCOTT STACK MastLYLE CASR1EL • Cash and money balances may include available cash balances. UBS Bank USA deposit account. UBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about mu statement on the last two pages of this statement for detail about those balances: Index Percentage change April 2019 Year to date S&P 500 A05% I & 25% Russell 3000 3.99% I&60% MSC I - Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 3-month Treasury bills: 2.38% One-month LIBOR: 2.48% 0.03% 2.97% CONFIDENTIAL Y_GM_000287fte 2 of 8 EFTA_00137395 EFTA01278302 UBS Strategic Advisor SUBS April 2019 Change in the value of your account April 2019 (4) Year to date (1) Opening account value $58,824.95 $58,125.23 Withcfrawals and fees, including investments transferred cut -109.99 -217.48 Dividend aid interest income 147.79 553.39 Change in market value -36.02 365.59 Closing account value $58,826.73 $58,826.73 Account name: GHI5LAINE MAXWELL IRA Friendly account narne:Indiv IRA Account type: Indiwdual Retirement Account Account number. Dividend and interest income earned For purposes of INs statement, tamability of Interest and addend income has been determined Iran a US tat reporting perspective. Bard upon the residence of the account holder, account type, or product type, some Interest andlor dvitend payments may not be stabled to United states (US) ardor Puerto Rico (FR) Income fates. The flent monthy statement is not intended to be used and cannot be reSed upon for lac purposes. Clients should refer to the applkide lax reporting forms they receive Iran OBS annuity, such as the Forms 1099 and the Fans 4130. fa lax rePaBn9 information it is the Parke of UBS to file the appluatte lam reporting forms with the US intend Revenue Service and PR Treasury Department, and in such town accurately dasa fy clildends ardor Interest as tae exempt or limb,* income. Pleat consult your Ugh :dual tax propane. April 2019 (5) Year to date ($) Dividends 147.50 455.17 Interest 0.29 0.94 Total current year $147.79 $456.11 Prior year adjustment 0.00 97.28 Total dividend & interest $147.79 $553.39 Summary of gains and losses Values reported Glow exclude products for which gam and losses are not classified. Realized gains and losses Unrealized April 2019(51 Year to date (1) gains and lases (S) Short term 0.00 0.00 9.99 Long term 0.00 0.00 -572.34 Total $0.00 $0.00 -$562.35 Your Financial Advisor: SCOTT STACKMANLYLE CASSIEL Cash activity summary See Account sanity the month for dein'', &lances in your Sweep Options are indudedin the q:enng and closing balances Taut. FDIC insurance *oriel to &IWO!' at ups Sank USA and e tanks participating in tie UBS FDIC insured Deposit Rogan it does not appy to deposits at UBS AG. Stanford parch. UK protection applies to money market sweep fund holdings but nal bar* deposits See/macron, ineerrnation aktut your stmentent on the last two pages cf this document for detals April 2019(4) year to date (S) Opening balances Addkions Dividend and interest income $1,197.99 147 79 $1,304.58 553.39 Total additions $147.79 5553.39 Subtractions Professional management fees and related services -109.99 -217.48 Funds withdrawn for investments bought -147.50 -552.20 Total subtractions -$257.49 -$769.68 Net cash flow -S109.70 -$216.29 Closing balances 51,088.29 $1,088.29 SL)N_Y GM 00026776 CONFI EN I IAL Page 3 of 8 EFTA 00137396 EFTA01278303 ;It UBS UBS Strategic Advisor April 2019 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 4 Opening UBS Bank USA Deposit balance Mar 7 $1,197.99 Closing UBS Bank USA Deposit balance Apr 4 $1,198.28 Number of days in interest period 29 Average daily balance $1,197.99 Interest earned $0 .29 Annual percentage yield earned 0 31% Account name: GHISLAINE MAXWELL IRA friendly account name:Indiv IRA Account type: ant Account Account number. Your investment objectives: You have identified the Following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your sratemenr a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary moderate investment eligibility cOnSderattan • None selected Your account instructions • V8S Financial Services Inc is your IRA custodian • You. account cost basis default closing method is FIFO, First In, First Out. Your Mounds' Advisor: SCOTT STACK MAMLYLE CASRIEL CONFIDENTIAL Y_GM_000269/494 4 of 6 EFTA_OOI 37397 EFTA01278304 SUBS UBS Strategic Advisor April 20'19 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number: Son* prices, income and current vaues Shown may Ix approximate. ASS reslm. gam aid losses ma/ xi be accurately reflected. See Hiporunt informaaion about your statement a the end of ths dxumem for more infornmon. Cash Cash and money balances Cash and ntorey balances may induct) avalaole cash balances, UBS Bank USA depost account balances, UBS FDIC insured Rogan Sank Balances, UBS AG Stanford Branch deposit account balances and rroney Mad filltlUtl fund sweep balances. Ste the important information eatery statement at the end of this document for details about those balances. Hddng UBS BANK USA DEP ACCT cotnng bclance Closing baaxe on Am 1 (1.) on Apr 30(S) Your Financial Advisor: scon STACK MAN LY LE CASR:EL UBS Bank USA and al Liss FDIC Inured Poxyan Bank deposit account tdenCes are insured by the FDIC within applic,atite lints, but ale not protected by SIK. UBS AG Stanford Bean h depput account balances me not insured by FCC and am not protected by 51K. Money market sweep balances are protected by 51K but are rot Insured by the FDC Nix per share on Apr 30 (1) Average tae Purr:Jena Interest Dap m Defied period Cep anount (S) 1,19799 1,08829 Fixed income Mutual funds Nat cemented is the total d al reinvested &Mends II does not include any cash dviderds is not a tar lot for the 0urCOSH Of determinng boding reined; or cost basis. The shares you receive each time yOu reinvest d %Wench become a separate tax lot. Cos: oohs n the tea purchase cost of the storey. Ind udng mnxesfeddedends The cost basis may need to be a:lusted for rerun d capital payments in order to detem-one the aclustedcost basis for tax reporting purposes. Hddng Wnber of shares Purchase pricer Average peke per share(!) Client investment (I) DOUBLE LINE TOTAL RETURN FUND INS% Symbol: DBLTX Trade date: Mar 31, 17 1,693.321 10.629 18,000.00 Total reinvested 128.770 10.512 EAI: 47 le Current yield 3.73% Security total 1,822.091 10.622 18,000.00 MORGAN SHORT DURATION BOND FUND CLASS I 250,000.00 (Inreaee4 (fad gain or foss 15 the dfference between the current vane and the cat bail and would generally be >our Isicetie con or ioss if the secunty was sold on this dale The unrealized flax) con Cr loss may need to be aCluSted for return of (vial Partnents in order to determine the realized San or IOSS for tar reporting pupates. Investment return is the current value mous the amount you invested t does opt Include shares that ate not reflected on rour statement, mdfxs no Sharei that hare been teat/Etas either a gain or alms It *50 dOes not include cash dadends that were not reinvested Cost Price per shat basis (I) m Apr 30(1) Value on Unrealized (tad irwestment Hddng Apr 30 (5) gain or loss(!) return (1) period 18,000 00 10.500 17,779.87 .220.13 LT 1353.67 10.500 1,352.08 -1.59 19353.67 19,131.95 -221.72 1,131.95 continued next page SDNY GM 00026778 CONFIdtN I UAL Page S of 8 EFTA_00 B7398 EFTA01278305 SUBS UBS Strategic Advisor April 2019 Your assets . Fixed income . Mutual funds (continued) Number Purchase once' Avatar? pnce ChM Cost Price per share Value on um/endCNN Investment Holdng Molting of shares pot sham (1) investment (1) balls (S) co Apr 30(1) Apr 30(S) gpsIn °floss (I) *turn (I) period Symbol: HLLVX Total reinvested 1,841.668 10.965 20230.83 10.800 19,890.01 -340.82 19.89001 EAI: 4392 Current yield 1.97% PUTNAM SHORT DURATION INCOME FUND Y Symbol: PSDYX Trade date: Mar 31. 17 1,789.264 10.060 18.000.00 18.000.00 10.060 17,999.99 -0.01 LT Total reinvested 71.222 10.057 71629 10.060 716.49 0.20 EAI: 4454 Current yield 2.43% Security total 1,860.486 10.060 18000.00 18,716/9 18,716.48 0.19 716.48 Total 536,000.00 958.300.79 657,738A4 4562.35 621,734.44 Total estimated annual income: 31.560 Your total assets Percentage et Cost Estmated Unrearad value on Apr 30 (1) your tt room basis (5) annual incore (51 gain or loss (1) Cash Cash and money balances 1,08829 1.85% 1,088.29 Axed income Mutual funds 57,738,44 98.15% 58,300.79 1,560.00 -562.35 Total $58,826.73 100.00% $59,389.08 $1,560.00 -$562.35 Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio- IRA Account type: Indiwlual Retirement Account Account number: Your A sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Account activity this month Oak AcIltity DeSCrtnrOn Amount IS) Dividend and interest income Dwderck Apr I Dividend DOUBLE UNE TOTAL RETURN FIND INS% AS OF OY 29t 19 59.66 SYMBOL DeLTX Apr I Dividend PUTNAM SHORT DURATION R4COME FUNDY AS OF 03/2909 43.72 SYMBOL PSDYX Apr 29 Dividend JP MORGAN SHORT DURATION BOND FUND CLASS I 44.12 SYMBOL HLLVX Total dividends $147.50 CONFIDENTIAL GM_00026760/ 0 6 of 8 EFTA_00 I 37399 EFTA01278306 UBS Strategic Advisor *UBS April 2019 Account name: GHISLAINE MAXVVEU. IRA Your If sandal Advisor: Friendly account narne:Indiv IRA SCOTT STACK MANLYLE CASRIEL Account type: Indnedual Retirement Account Account number. Account activity this month (contented) Date A(IIsIy Description Amount IS) Dividend and intemstincorne (continued) Interest Apr 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 04/0419 0.29 Total interest $0.29 Total dividend end interest income $147.79 Oft Actisity Arm 23 Fee Charged QUARTERLY FEE -109.99 Total professional management fees -$109.99 Description Arnow:4(S) Pees Investment transactions For rote intonation stout the pacer statue shown or redliCtedSeCuelleS, see operant intormatien etiOet yew 00tel*Cnt at the end or the docunent Die Actroly Descapnon ProCerdS Iran investment QA-Nnity Yaw (5) Poet (3) transactions (5) Funds withdrawn Ice Arrived inreStrrentsbOugst (3) irnereil (3) Apr I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.53 NAY ON 03/291 9 ASOF 0312919 SY1V8OL: DFILTX 5.666 -5966 Apr I Rernwstment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.05 NAV ON 03/2919 AS OF 03/29'19 SYMBOL: PSOYX 4.350 -43.72 Apr 29 Reinvestment JR MORGAN SHORT DURATION BOND FUND CLASS I DIVIDEND REINVESTED AT 10.79 NAV ON 04(2919 SYMBOL: HLLVX 4.039 -44 12 Total -$147.50 Dale !Manly Desorption Amount IS) Money balance activities Mar 29 Balance forward $1,197.99 Apr 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04/ 04)19 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/23/19 Apr 30 Closing UPS Beak USA Deposit Aaount The UBS Bant USA Deposit ACCOunt If your Waal sweeper:non 0.29 -109.99 $1.08829 SDNY GM 00028780 CONFI EN I IAL Peg* 7 of 8 EFTA_00137400 EFTA01278307 *UBS Yournotes CONFIDENTIAL EFTA,B7. EFTA01278308 Important information about your statement 1.85 Frontal Services Inc. (the Firma UBS Fthrcial Serykes) is a number a all pri-cipal recurby, commodity and ovary exeha-gots. UBS Faancial Soden ard UBS Bat USA re ndrect sits:denies of 1.85 AG and affiliates of LOS Seciakin LLC. The F kindle-emit statement is (natle upon request. The Fkmd au/WM off ices are at 1035 Farmed Services Py. 1200 Hater Boulevard tailgate% N/ 07086 this Statement neresents the only official record of you LES Fruncial Services *cant Other records. ewe* official las dxunents. antanng confliarg data shoal rot be relied won Ilya bane Owe is an emir or Om690n please report a arnertakely n writing to the Branch Manager of the off ice wry wet account. Although *homes shown re Mended to be accurate, statement datashould not be used for tee purposes Rik solely on yea-end tax kerns. (iia Fenn 1099.519% 10425. etc ) when precomg your tat return. The Finn routed by law toreport to to *5 alltaxible addends, reportable novenable dyeing& and tidal* interne eaned on noddies held n your account, net permed, on sale transactions. and cod basis on wan (mead sects dies Gonwerikations with the Pin, • Pleasereconfirm my oral cornrunkations in voting tofurther rotect your Salts. induckg your MOM under the Securities Mesta Protection Ad (SVA) • ft the Mawr insaution on the top let of the ken of this 51.1tOTtill is not 1•65 Financial Stew**, MS Financial Sonia arras 'tato acorn as clearing brier by arvargernent bah the ackated asitution we kippered you of thh netaboresho when you opened this account. h this east yea ands aid Sec-T.4st art boated a LISS financial Sawn and rot the kwatying bran and you nut make a report of any error or cmisska to both finis • Asdescrbed th the account agreements, you mat notify us of any moos or fraud invoking checks reflected on your statement within 30 days after t was melody made available. • Please diva customer complaims on iroaies to the Fins's< bine Relations Deparement a 201.3521699 or toff( ree at 800.354-9103, 8:00 A.M. to 6 AO PM ET Monday trough Flyby, or in venting to UBS Financial Sakes Pc., Client Relations Dearman, P.O. Bo. 766 UnionC0y, w 07067. • AR Patna-es shall be deemed corvine and scot*e It not objected to in writing within 60 dad. • Far TT( stakes. Call 844612098601 from park the US., Cal 201.352.1495 • Pease of orlon or quetlens about anelectronic fads transfer (EFT/ sat payment a UBS Vet debit cad transactions, call 030.762-1000. or write to UBS Fa-axial Saxes ex., 1000 Harbor Bat 6th floor, Wethenten. N.I 07086, AtIn FOrlAgffA Servka Cal a write as soon as you can, if you the* your statement a real* is swag a if you need more Morenalkn about a tureen on the statement or rear. The Fan ore Card bier (as teoltdcaln must her from you no law than 60 days after the Fm, are you the fist strews on which the ow or Par opened. - /Male nix rent ad accost number (f any) - Desabe the error or tie transfer you are unsure about, ad eiplain as clearly as you can whyyoo bandit many a heiy you need more informadon. - badethedolt amount of the suspected error. The Finn or Card buyer wit investigate nue complaint and veal correct int sn of porroptly. For alleged mom rnolvng UBS liffsa•debil cad trawactina of we sake more than 10 buskins days to do this, we will credit you account 1p the *nowt you think din enot so that you era have the use of the money gang he tire takes us to complete os investigation. Please make all checks payable to the Fima tee flux* nsteuticn notated on the ford of this statement In addition to rogues accost lees amines mg be Mao to mintenarce len. charges for Me Payment for securdin purchases and charges for unpaid rafts n cash accounts. Accounts that are translated to other nstaulow may be subject to a venal kw UBS Sweep Options La often potions for wyeeprymash balaxes to bat depose accounts at non-affiliated barn and affiliated betas and money man MALI OfidS (Money Fads). Depose accowit at UBS Sri USA rid (wen-affiliated banks pankaff ay ei the UBS FPC-Insued Deposit Program are FDIC -nsured in accordance wall FDK rUes For more rdomation, please visa WWW tcIK.2)v. DicOte inserts al 185 AG Stamford Branch ad shares of MoneyFrick are not ineurd by the FDK. Bark deposits re not protected by SIX. Money Fend shires re protected by 51K. See "ESSE nargal Services OW:VA Fronton' below. Upcn your reqest, balances in the bare deposits nay be withdrawn. arid shares of a Morey Fund maybe kpidated and the proceeds retuned to you orris securities secant. Further inkanation about available sweep options, noticing (Were m erest rates ard yields. 6 available at waveyncormsweeprods, trom your F racial Adviec! a by <ding 800762.1000 UBS Financial Services octant protection The Finn is a member of the Secirdies twestor Protection Corporation 01K), Ankh protects parities customers of Es means w to $504000 (ackdirg 1250,000 for dams for cash). Etplandoy brochure araitabb upon moue* a al spew sto orsa the SIK asset protection Ernes *Otto all accounts that you hold in a pantur capway. the Finn, together with colon affiliates. has to Pad-used swakmental insurance. The awitun amount payable to all eligoble <bents. collectively under theprotection is $500 melon as of December 10, 2016. Sabo to the polkycoyStay and Inedalo4 cash at tie Fin a later protected tor up to 11.9 makes in the aggregatefor all your accounts held in a padicular capacity A lot copy of the poky ardeg is wadable won request. *Oder the SIPC marrow the suvremental protector-rawly to: • Certain financial assets controlled by (and nthotwl n your account valid but Med away tarn UBS Financial Services. For @angle certain lb insurance ratans. including viable anities. arid OP shires of mutual funds registered in the mane of the account holder on the books of the issuer or transfer agent), • Memment contracts or avesimeat aunts kg, limbed panned/An andPrivate placements) Cal at not registered under the Securities Act of 1933; • Ornmoditen contacts kg, foe* recharge and preecus metal contracts), inckang fumes contacts and commodity option contacts; and • Deposit *coats (except certificates of deposal at LEG Bat USA, es AG U.S. bra-ches and bales h the FDIC Pored Deposit Program. The SIPC protection and the uppltmtntal protect on dO not apply to these assets tun if they *themes* appear on you slaternints. The WC protection rd der suramental protection dor not protect against changes n the market rake of your inseam-as (whether as a inut of motet movement issuer brikeuptcy wherein Dividend Reinvestment Program (DRIP) therm reflected is an average price You may obtain the actual pose Irons your Financial Advisor. Clay aisle Owes re purchased under DRIP, oral shares walla sold set the cash wa be deposited in yea account The canderd rernerreat rye wolithed bdvtee 6Sotr hay offer hoe the market rice at VfitCh pain* shares re sold CasIvirslieu Only whole um, may be held en you account. If you are entitled to a panul unit as aresult dada:ad payment a 001emoSe, the Fiero ma ether sell paned units st market peke or accept an share determined by a registered (brag agency, and credit war accost Inurement objectives The nvestmere obrectivn aid risk profile are speak to each account and may ayMann your accounts Please advise the Finn prorroffe a wring of ay rya cant change in your financial situation a nvemerent <tenants. Fa each account hod, you choose one of the Meowing imestment cbjectins, • Piocase Canna Income. knestments undo the generation of income oak. • Achieve Capita appreciation keeestrneMs peeking growth of princnal rater than the geoeration of name. • Podia Comboruson of nogg and Capital Apple< ration: Investments seeking both the gereaboa of income andgrowth of principal. Orema risk porde; • Conserwaw. Seeks to warden inked rata, with low net »do:LHMyto the account overall, even that means the account does not generate significant CONFIDENTIAL income or means and may not keep pace wilh Waken. • Moderato. Warm to !COO WOW risk b peacoat and tolerate sane vulva ty to sea hiter returns • aggressive: Wiling to accept high risk to pinto* ad top solatlily to seek Agte returns ode time. • Immtmer2 a:shift Consideration: I selected a portion of the poe dole for that account mg inckele complex serapes, lilted liquidly and ger taw vobtilty. Statement 'howdah:kW We maycon:aka* as related account statement with the sane address in the sank envelope, e ns. because they have onsets seho aka maintain joint account rations/no vet other Ores a the same address. If you refer to mere idiadwl statements mailed n separate malogos you may decline lashadig by calling your Financial Ades°, Friendly rowan name the Friendly account arm is a removable -narurne chosen by you a assist you withycer reccedleeprg has ro legal effect on your account is not Mended to reflect ary strategy. prodxt recommindatica. invernent obintne or risk probe associated with your accretes. and is not aplomb* or guarantee that wealth or any Inancialresulls. can of will be achieved. All anesernents Imola the risk of as, including the risk of loss of the tare investment. You canchange your bendy *court Minn throughOnline Stokes a by contacting you F nanc al Acker. ACCOtelt overview • robe of pun arroontloorthro. Net of assets and lisbilaies • Assets Includes available cash balances, rattan for restated security frit I and Global Taw Deposits, wreaked mats lo market andCertain stets not Mid by the Fim. Don apt aka* unpnced securdelasiels at the end of the prior and carer statement penods, or pirate invesernera wasted mod cram and wearable nod options • Liabilities Inklades debit Waxes, cutsunIng margin bah. credit lie, short account balances. • Cashlmoneir boraxes Total of unrested available cash balances, plus devout balances at all dated and nahalf ilated brill, and money market mutual fad sweep balance& at the c bse of tee statement period Non-conmetty free matt balances in Kyr accost are not wowed from ocher balances and the Fim may use not these funds in the ordinary cotsse of es banns. these fends re payable scorn your demand. This total is Mated in the omega pocket clang vabe Landing information For reared Marmara on the leas lencing practices rd dec bark term to you- Client Rebeicasha Agreement cr *score Arawnent and the Genial Terns and Conditions LOS Statement of Credit Practices available n Agreement adDisclownes SDNY_GM_000267132 EFIA_00137402 EFTA01278309 Important inform atimi about your statement (OMUnued) Your assets Your ralerrent tames stiosiles and other assets held n the account at the al of the statement period You may ask for delivery of fury Paid securties al ay tire. You may recent skunties used 3S loan cotthrei alter paying any brake as on them. Any securities buttherred to he Firn dying the onemmt pored are lined al mare value or of the end of the stromox period • Cost basis. In determining the cost base of the secs-revs inebeed in this stamen. Mkt! indicated wits the norther -I,' MRS Penis, Services An relied al information ri led from sources other than UK Finan l Senates. ncluding irconatico Iran moths oat Iml hat you may hart provided10 you- reterCLei Adler. The Fern does nal admenitmly verdy guarantee the aauraCy or vaidey any -Namibian 'Nowt:Wt.), sources other than U3S Financial Serkee In Milian, /Whoosh U3S Pamir Sevres general& updates the Manlier as it is received, the farm dos rot provide ary atsurances that the eformaion under 'Cost base and "Urvealc gad loss" is attar, as of the date of th ed is statement. As such, please do not ray on this Horatian to make pesehase a sale decisions, la tar purposes otherwise. Accounts transferred to the Fire may reflect are information only few Ow period or tire theyre held the Fan More historical ideentaben can be added by you Booklet Advisor. • Unwanted gent/losses. weer data availabb, ermatedu-rearized gornflosses an calculated for individual security lots the transaction data for ixivigual lots mayor may na ref lei cat-missions. charges ands *only reagens:alien moots. Dividend and oh renvestment lots and swear ic path". lots are each combined to display at averagedlot 71-se 'Trade date' colmn parents Ow angrol traenacoon trade dale. • Callable securities Bonds and preferred stock that the issuer cats for enly emotion wit be selected Spartally by lot Iran among at seartes of that Mu'? held b old Cr n nominee name fa old clients Call kare Somata, is obtained from third parties and as acevacy is not guaranteed. Other call leaves may not «Nth could elect weld complete information sill be provided upon request • Price/ralue kites displayed for securtres and other products mat be high" or lower than the price that you would actuary receive in the market. kick re Obtained from various turd polysources which we brew to be elabb. tsd we do not guarantee lira allay - We generally use the closing price then available or he mean off the bid and ask prices la bled maims and options or my bid mes for OTC skates - Lets activey traded securities maybe prced sag a valualon model or the most recent price we obtained rid may not reflect an actual market price a rake. - Certain positions may Icy*s w that a prior and wit show as 'once was not available' 6 we are table to °bean a peke la a nearly. - Deposes a sksnties denomnated n triremes other then U S. dears are reflected at the exchange rate as of the steamer< date. - For mien skulks racing in non-carcerneng denary:eons. once rd surety (lace value) may have been adjusted to facilitate proper varuthr To :thin &nem quotations. when avail:It:b. contact yrn F ()arc's! Acinsce. • Private investments and structured products. Private mestment StKtrettt tire taring deed banCiPaii:n ;foram and real estate inwornert trust securities) and strut turd prodxis are generally highly aliquot Certain stairhead proixis hew not been registered with the Secures and Exchange Coarmssian or tinder any state securities laws. We prof& estimated values for rage menace securities and structured products for Worrnal coal papaws colt Actuary is not guaranteed. ▪ These values may differ abort hey root man it ay. at which a ones.? meow rt ono* a structured maxi may be Watt or sold and do rot rthessmir represent the vale' yea nosy recta Loco 'threaten - lad pony *stomas of vela re ea or a<ertan date ad are suppled to UBS Fnacial Sakes on a souk base by an rdeperam valuation lima - beak, general henna or sponsor estimated values, tat re Paled to the Fon by the roar, general parer or spathe and may be calculated based on deferent infamatim ban that used by shed parties to derive they estrnated values. — You can aeon additional Mammon regarding the methodology used to determine the trona of value ad the date of the information that is the basis la the estimate by comactrg your Financial Adosor - mod patty estenated valet may be reflected as 'Nos jarred' in several Sethltieen: Mien an indepardent valuation Ion has not suppled a is unable to sign a value. when we Name awre that a material event has cooked the, may calla prevrany reported value no question, a yawn a vim would be hghly spoulawro doe to the ninon of the sway — Von neither an issue, general path" a sponsor estinred value nor a thed-party estimated cake is provded, the yaks of the musty will bedifferent from its parka price. — • Dishibut cos to date' my niade rotten of capital nccme or both. - 'OMNI Irene represents the anal offering sae per arri and may not reflect your cost basis - Of P assisted RErt Senate% are not listed co a national securer., estrange, and re gertrarly "cud al then 6 they can be sold, the price recered may be less tan the per Owe estimated shlue provided n the mom statement. • Restricted securities Restricted securities genet* are not arra& eligble for pubk sale. 185 Financial Saxes uses the market pence of the urrestricted stock of the sore issuer as an imputed vale a the mated stock fee purposes of the tlfealtat only. To the extent that restricted maim are eligtile for sale, t* vale teetered may be sobstantially less thin the awed value shown. • Est. (estimated) acorns. arrent yields and rates. An estate of "tor mare is bated on Coln:re divined and Mira rates, attuning the sec rites will be held for one yea- from statement date or nand mataity. The esti:tate is calf a guideline accuracy and continued meant are not guaranteed - Esenoted email acme a-d ascent weld for ratan types of marinas could include a return of preePal or repeal gain in which ease the est income (rd current yield) would be overstated. - Est/noted actual mane and anent weld and the actual none and yield recce be kmer or higher than the *limited aeons - An estinate of a-nualdc4 income klividerd axicr int./estidivvied by the current matte waled average balance a based on the last drvdend or rarer wren, made by the issuer and aunts the seoskierdeponts will bo hell foe one year runs the statement date °corgi' maturity. Accuracy and roamed mkt re not guaranteed • Ames not held by Mirka/trail Services, Certain assets ere not held by the Fins and riot withei the Fin's possession or ccrerol. These assets are deployed on yo✓ statement la informational purposes only. Positions and vales presented re provided by the Wong fon UPS Financial Services is not respasble for the intarnabac and does not guarantee as acaracy these assets a rot protected by Set or the Farm's supplimentalSIK coverage. • Revenue Ming and Sabra compenunion. - n o3ditir to commissions on lain and 12b.1 Ms skewed in caned ice, with the distrtutith of mutual funds to as dents we rotor an aHliase mew rename shying payments from detrbuien ant a Minas of the mewl funds that so sell Thew rnounts re based co two different therm:kits: ft the amost of sales by 1d35 of a partrula- mutual find rainy to our dents; and 60 the asset vake of a mauler mutual ford lanais shoes read at the fern - We rd affiliate Sso receive networking and arnbus processing fees in consideration for "ander agent services that we provide to to mosual Inds. These Ices garret re pad from inwstor assets the mutual fund and are a fled dollar amount based en the rorrber d accounts at the broaerdealer holding mtual funds of that fund family — n addition to CClorn6SkinS received in connection with the tab or datibuton of annuity <mimeo and unit nnestment Inner ants to our clients, we ordor ar off AM receive rewrite sharing corrpersaton from Merry of the norance companies undergoing the enmity Ortrkti, affiliates of the instance companies or precool the wilt emstment Irvin we diStrbute - On aside.", to cammisions received from the pschase and sale of NerShares finds, we and or at adilete reaive an asset-based revenue shaming payment from Nent9inves deirbuxnk as well as arcing for technology development, training and education - Our all:tales also receive tradng corrmismos and other ovnkreal on from mutual funds and cheat carporik who.. prods', we di roue CONFIDENTIAL - We were <CoceMblOn Iran ULIS Brin USA, 185 AG Suerloid Branch and naaffiliated bares recur our cash sweep rengaTh Thu compensation may be a mach& per account fee or may be a percentage of "sage day deposit braes Activity Information repaying renames:a and other throes incurred rn curator with the ethos:toof trades, inetrangOptial transactions has been exiaded on confirmations porous& furnished to you, and evIl be avoided to you erratic" ^Kant. Short soling if you are engaged in short selling a wiry, toy fluor incur a charge eke to certain Mooring costs fa that pan ihrlo- security. Orin orders Regaidng open or • 9aratitcancetled" orders that were riot executed by the mama dote, open buy and set slop orders re reduced by the raw* of dvdeock ne nytd, a an exidalerds cr watts date unless related otherwise by you. You ate response* fa caters that are metaled clre togas lateth to cancel eating OW ceders. Privacy To atan a copy of as current Client Privacy Notice, please caned yoke financial Adrisor or vet as stiothe al www ribs rwm/DeivietenWe. - 185 Financial Renick it not a bark. The RMA, Busness Services Account BSA and IRMA re brokerage accounts wah ma access to barring saxes and Mixes twat analigenntreS wth affiliated bank and other thidipanybagn and provides access to nuance and ammo Predates issued by troll shad thid.party rn‘ranCe<Cmpanos through inosake agency xtriclunts of 1.85 Financial Senates M. — mama mask*, rod array mark — Not FDIC insured • lb bare guararem May MO Wise — tMA Pearce Management Account Business Services Account BSA, IRMA and okra-atonal Resource Management Amyx are registered service marks of LSI Financial Seines ix. — VISA is a registered vacierrurk owned by Visa Makithal Scare Association and used under keno. The LOBS Vea aide cads ani the LeS Visa debt cads are *oath by UK Bare LISA with permission fromvisa U S. A Incorporated All Other eadernarkt registered trademarks, sake mans and registered senice maks are of their respects. companies. UPS Fitancist Services inc. Rev. 701810 SDNY_GM_00026783 EFTA 00137403 EFTA01278310 UBS 1.185 Fnancial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70054817890519 vi 0 Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Individual Retirement Account Account number. Your Nnandai Advisor. SCOTT STACK MAN LYLE CASRIEL Phon Questions about your statamer47 Call your Financial Advisor or the RAU ResotoceUne at SO0-RMA• 1000, accoun lfisit our website: www.ubscomllinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from kwvw.annuakreddreporccom. Value of your account Retirement Account Resource Management Account May 2019 GHISLAINIE MAXWELL IRA on April 30 (1) on May 31 (3) Your assets 58,826 73 58,967.22 Your liabilities 0.00 0.00 Value of your account $58,826.73 Tracking the value of your account 1 Thousands 558,967.22 570 • • • • s • 570 572 57.7 Site 59.0 • Dec 2014 OK 2015 Dec 2016 Dec 2017 Oec 2018 Apt 2019 may 2019 Sources of your account growth dudag 2019 Value of your account at yea end 2018 Net demob and withdrarrals your knestment return Diwdend and interest income Chance in market vat* Value of your accotrit on May 31. 2019 SDNY GM 00026784 $58,125.23 41€0.68 $655.47 $347.20 551/967.22 Member SIPC CONFIDENTIAL Page 1 of 14 EFTA_00I37404 EFTA01278311 *UBS Resource Management Account May 2019 Your account balance sheet Summary of your assets Value on May 31 ($) Percentage of your account A Cash and rrxmey balances 58,967.22 10000% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $58,967.22 $58,967.22 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiy IRA Account type: Indimdual Retirement Account Account number: Your current asset allocation A Eye on the markets Index Your Handal Advisor- SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VBS Bank USA deposit account, VBS CNC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formahon about your statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% percentage change May 2019 Year to date -6.35% 10.74% -6.47% 10.92% -4.66% 8.05% 1.78% 4.80% CONFIDENTIAL GM 0002 e 2 of 14 EFTA_00137405 EFTA01278312 UBS Resource Management Account May 2019 Change in the value of your account May 2019 year to date (1) Opening account value $58426.73 $58,125.23 Withcfrawals and fees, including investments transferred cut 56.80 -160.68 Dividend aid interest income 102.08 655.47 Change in market value -18.39 347.20 Closing account value $58,967.22 $58,967.22 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv. IRA Account type: Indisedual Retirement ACCOunt Account number. Dividend and interest income earned For outposts of this statement, tatalifty of inkiest and dividend income has been determined from a US tat reporting perspective. Based upon the residence of the account hoick!, account type, or product tape some interest enact dviCend payments may not be subject to United States (US) atop PIRP10 Rico (FR) Income tares. The (tent monthly statement is not intended to be used and tarot be r$ed upon for lac purposes. Clients should refer to the applkide lac reporting forms they receive from UBS annuity, such as the Forms 1099 and the Rant 480. for tar reporting information. It IS the prance of UBS tO file the epplicatre tar reporting forms vAth the US Intend Revenue Service and PR Treasury Depattment, and in sue blotters accurately denary dhdends ardor Interest as lac exempt or ta<able inane. Pleat consult your indvdual ten attune. May 2019(S) Year to date (I) Dividends 99.88 555.05 Interest 2.20 3.14 Total current year $102.08 $558.19 Prior year adjustment 0.00 97.28 Total dividend & interest $102.08 $65547 Summary of gains and losses vaues reported below exclude products for which gam and losses are not classified Realized gains and losses Unrealized May 2019 ($) Year to date ($) gains and bsses (3) Short term 9.63 9.63 0.00 Long term -590.37 -590.37 0.00 Total -$580.74 -$580.74 $0.00 Your linandal Advisor: SC TT STACK MANII VIE rASRiFL Cash activity summary See Account activity the month for decals Balances In your Sweep Options are indudedin the opening and closing balances value. FDIC insurarxe applies to deposits at UBS Bank USA and all tanks participating in the ins FDIC insured Deposit Mogan. t does not apply to deposits at U8S AG. Panora parch. SIPC protection applies to money market sweep fund hddings but not bank deposits. Steimportent inkumation abOut your statement on the last tv,o cars dulls document for atals may 2019 11) year to date (1) Opening balances $1,088.29 $1,304.58 Addkions Dividend and interest income 102.08 655.47 Proceeds from investment transactions 57,819.93 57,819.93 Total additions $57,922.01 $58,475.40 Subtractions Professional management fees and related services 56.80 -160.68 Funds withdrawn for investments bought -99.88 -652.08 Total subtractions -$43.08 -$812.76 Net cash flow $57,878.93 $57,662.64 Closing balances $58,967.22 $58,967.22 CONFIDENTIAL GM 00026786 Page 3 of 14 EFTA_00I37406 EFTA01278313 SUBS Resource Management Account May 2019 UBS Bank USA Deposit Account APY Interest Period Apr 5 - May 6 Opening UBS Bank USA Deposit balance Apr 5 $1,198.28 Closing UBS Bank USA Deposit balance May 6 $58,910.42 Number of days in interest period 32 Average daily balance $8,377.65 Interest earned $2.20 Annual percentage yield earned 0.30% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indiwdual Retirement Account Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fe:uncial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your ask profile: Primary Moderate Investment eltigibnty COnSitierat:on None selected Your account instructions • UBS Financial Services inc is your IRA custodian • You account cost basis default closing method is FIFO, First In, First Out. Your linandul Advisor: SCOTT STACK MAMLYLE CASRIEL CONFIDENTIAL M_00026fte 4 of 14 EFTA_00 l 37407 EFTA01278314 *UBS Resource Management Account May 2019 Your assets Account name: GHISLAINE MAXWELL IRA friendly account name: lndiv IRA Account type: Individual Retirement Account Account number. Some pnces, income and current vaues ShOrrn may Ix approximate. AS a ref ull. gains didlOsses ma/ 1101 be accurately refkcled. See smportant intonnabon about your statement a the end of the document for more informs:ion. Cash Cash and money balances Cash and morny balances may indult avalacie cash balances, UBS Bank USA depout account balances, UBS FDIC insured Rogan Bank Balances. UBS AG Stanford Branch deposit account balances and money menet mutual fund sweep balances. See the important information about nut statement at the end of this document for detaiis about those beaances. Hddng UBS BANK USA DEP ACCT Your total assets Cash Your financial Advisor: SCOTT STACK MANLYLE CASHEL 1.185 Bank USA and a UBS FDIC Mixed Pr0ggil Balk deposit it count tdaXes are insured by the f DIC within applicable Intl, but ale not protected by SIPC. UBS AG Stanford Branch decout account balances are not insured by FCC and are not protected by Sac. money market sweep tames are protected by 9K but at rot Insured by the FDIC cadennglad ante Closing baerxe PrIce per share Ahttage Drirdenotnierest Dap n 041 May I (I) on MeV 31 (S) on Ma) 31 (S) cafe period period cep uncurl' (S) 1,08829 58,967.22 250,000.00 eercentar of Cost ESI/Haled unreeiged Value on May 3t (s) your account bays (S) annual ncca* (51 can or 1C6S (S) Cash and money balances 58,967.22 100.00% 58,967.22 Total $58,967.22 100.00% S58,967.22 Account activity this month Date Adholy Descnolon Arrount (S) Dividend and interestIncome Owidends May 1 Dvriend DOUBLE LINE TOTAL RETURN FLED INSR AS OF Oa 30r 19 58.01 SYMBOL: DBLTX May I Dindend PUTNAM SHORT DURATION INCOME FUND Y AS Of 041.30/19 41.87 SYMBOL PSDYX Total dividends $0948 Interest May 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0905(19 2.20 Total interest S2.20 Total dividend and isterest income $102.08 SDNY (3M 00026788 CONFI tiN I IAL Page 5 of 10 EFFA_00137408 EFTA01278315 SUBS Resource Management Account May 2019 Account activity this month tcontnuedi Fees Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indivdial Retirement Account Account number: Your II asocial Advisor: SCOTT STACK MANLYLE CASRIEL Die Actiely Descrption Arnowit (S) May 15 Refund PRORATED ADVISORY FEE 56.80 Total professional management fees $56.80 Investment transactions For more infonnation about the price/value shown for restricted securities, see important information about your statement a the end of this clacunent Die salsify Oescipton Ouantity Vitie Price (S) Proceeds horn in•estrrent pan-adios, (1) Funds withdrawn for insect:lents boullt (5) Accrued irteresl (5) May I ReinseStrrierlt DOUBLE LINE TOTAL RETURN FUND INSTL DIVIDEND REINVESTED AT 10.50 NAV ON 04130/19 AS OF 04/3a19 SYMBOL DBLTX 5.525 -58.01 May 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DVIDEND REINVESTED AT 10.06 NAV ON Xf19 AS OF 0430'19 SYMBOL. PSIDYX 4.162 .41 87 May 2 Sold DOUBLE UNE TOTAL RETURN FUND INSTL FBOID 91210674074 SYMBOL: DBLTX -1,827.616 10.500 19,189.97 May 2 Sold PUTNAM SHORT DURATION INCOME FUND Y FBOID 91210674090 SYMBOL PSDYX -1864.648 10.060 18,758.36 May 2 Sold 1P MORGAN SHORT DURATION BOND FUND CLASS' FBORD 91210674082 SYMBOL HLLVX -1,841 668 10.790 19,871 60 Total $57219.93 -$9928 Date Activity Oesuobcn Amount (S) Money balance activities Apr 30 Balance forward $1,08829 May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 57,819.93 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 0906(19 220 May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 56.80 May 31 Closing UBS Bank USA Deposit Account $58,96722 The UBS Ban, USA Depost Account is your primary sweep option A 0002egyt 6 of 14 CONFIDENTIAL EFTA_00137409 EFTA01278316 *UBS Resource Management Account May 2019 Realized gains and losses Account name: GH15/AINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Indindual Retirement Account Account number: The estimated realized ger ns and resits Shown Dela., are nee for tar. purpoSeS. Please Mte that gain or ICUs recognized cn the sae of redemption of cenan Structured Products, Ike Continixnl Debt Securthes, may be urinary, and not capita, gain of loss. Please check with soul tax adusof To talc date grim molasses. we liquidate the eldest security lot first This is lactmi as the ladles first-out or FIFO accounting method We use Otis method unless you specifiedwhich I. lot to close when yen placedyoa order. This is known as a vo nut purchases or vSP order. See Important infornabon about ;rout statement al the end of this document Ice more Short-term capital gains and losses Secunly deSaption MethOd Ouanuty or Purchase fare wake date Sae date Sae amount (S) wash sale Cost <co basis bass (I) alhalmem(1) LOSS (S) Gan CS/ DOUBLE LINE TOTAL RETURN FUND INSTL FIFO 5.473 May 31, 18 May01,19 57.47 57.14 0.33 RFO 5.758 Jun 29, 18 May 01, 19 60.45 60.00 0.45 FIFO 5.571 1u131,18 May 01,19 58.50 57 83 067 FIFO 5.696 Aug 31, 18 May 01, 19 59.81 59.30 0.51 RIO 5.544 Sep 28,18 May 01, 19 5821 57.32 0.89 RFO 5.793 Oct 31, 18 May 01, 19 6083 59.55 128 FIFO 5.841 Nov 30, 18 May 01, 19 61.33 60.22 1.11 FIFO 5631 Dec 31.18 May01,19 59.12 5868 0.44 FIFO 5.408 Jan 31,19 May 01, 19 56.79 56.51 0.28 FIFO 5.535 Feb 28, 19 May 01, 19 58.11 57.67 0.44 FIFO 5.666 Mar 29, 19 May 01, 19 59.50 59.66 -0 16 FIFO 5.525 Apr 30,19 May 01, 19 58.01 5801 11) MORGAN SHORT DURATION BOND FUND CLASS I FIFO 2.393 May 29, 18 May 01, 19 25.82 25.61 0.21 FIFO 2.522 Jun 27, IS May 01, 19 27.21 26.93 028 FIFO 2.549 Al 27,18 May01,19 27.50 27.17 0.33 RIO 2.725 Aug 29, 18 May 01, 19 2941 29.08 0 33 FIFO 2.822 Sep 26, II3 May 01,19 30.45 30.05 0.40 RFO 2.893 Oct 29, 18 May 01, 19 31.27 30.89 0.38 FIFO 2.994 Nov 28, 18 May 01, 19 32.30 31.89 0.41 FIFO 3.006 Dec 27, 18 May 01, 19 32.44 32.13 0.31 FIFO 3.380 tan 29,19 May 01, 19 36.47 36.20 0.27 FIFO 3.297 Feb 26, 19 May 01, 19 35.57 35.41 016 RFO 3.606 Mar 27. 19 May 01, 19 38.91 38.94 -0 03 Your ri vandal Advisor: SCOTT STACK MANILYLE CAMEL informaton we may not act usi gans ana losses la as total changes. we asitamaNatyashot east basis for lac. exempt and AMT coupon municipal secunties for esIlmated snort:ton of bond premiums aid for accreted OiD for set unties issued at a clicouril. II you requested t bat U85 aclusl cost bass tot the bced premium arortizaton on Italia debt sec nil its then cost bows reflected tot these acad..% has beenDi:flailed etiolates in the Unclassilnd ad ion can not be dastitiod as shots lona 01 song term because inform alion is missing of the product is one in which the g3 moos caculancn is not provided SDNY GM 013W2r6t46ed nest page CONFIDENTIAL Paga 7 of 14 EFTA_00137410 EFTA01278317 SUBS Resource Management Account May 2019 Realized gains and losses (continued) Short-term capital gains and losses (continued) Secunty descrohon Method Quanta/ or Purchase fae vat* dace Sae date Sae amount (I) Cost basks 0/ Wash sale cost basis adjactmem($) Loss 0/ Gan (5) FIFO 4.089 Apr 26,19 May 01. 19 44.12 44.12 PUTNAM SHORT CURADON INCOME FUNDY FIFO 3.393 May 31, le May 01,19 34.13 34.13 RFO 3.545 lim 29, 18 May 01,19 35.66 35.66 FIFO 3.471 1031,18 May 01,19 34.92 34.92 FIFO 3.955 Aug 31, 18 May 01, 19 39.79 39.79 RFO 1159 Sep 28, 18 May 01, 19 31.78 31.78 FIFO 3.675 Ott 31, 18 May 01, 19 36.97 3697 FIFO 3.945 Nov30.18 May01, 19 39.69 39.65 0.04 FIFO 0.148 Oec 27, IB May 01, 19 1.49 1.48 0.01 RFO 0.148 Dec 27, 18 May 01, 19 1.48 1.48 RFO 8824 Dec 31, 18 May 01, 19 38.47 38.35 0.12 FIFO 4.313 Jan 31,19 May 01, 19 43.39 43.30 0.09 RFO 3.944 Feb 28, 19 May 01, 19 39.68 39.64 0.04 WO 4.350 Mar 29. 19 May 01, 19 43.76 43.72 0.04 FIFO 4.162 Apr 30,19 May 01, 19 41.87 41.87 Total $1.562.68 $1.553.05 .30.19 $9.82 Net short-term capital gains and losses $9.83 Long-term capital gains and losses Wash sale Ouanlity or eurchae Sale Sie Cost con basis Security descrpt.on method fat value dare date amount IS) bass (S) adjustment(S) Loss (0 Gain (1) DOUBLE LINE TOTAL RETURN FUND INSTL FIFO 1,693.321 Mar 31, 17 May 01, 19 17,779.87 18,000.00 -220.13 FIFO 5.037 Apr 28, 17 May 01, 19 52.89 53.80 -0.91 RFO 5.363 May31, I? May01,19 56.31 57.54 -1.23 FIFO 5.212 Jun 30, 17 May 01, 19 54.73 55.66 -0.93 FIFO 5.051 Jul 31,17 May 01,19 53.03 54.05 -1.02 FIFO 5.026 Aug 31,17 May 01,19 52.78 5413 -1.35 FIFO 5.072 Sep 29,17 May 01, 19 53.25 54.27 -1 02 Account name: GH1SLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: Individual Retirement Account Account number. Your N nada Advisor. SCOTT STACK MANLYLE CASRIEL continued next page CONFIDENTIAL e 8 of 14 EFTA_00137411 EFTA01278318 *UBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses (continued) Sionly descrction Method QuartIssy or Purchase fae wake date Sae date Sae amount(S) Cost basis (S) wash sale cost basis aljusiment(S) las (S) Gain (3) RFO 5,183 Oct 31, 17 May 01, 19 54.42 55.30 -088 FIFO 5.150 Nov30, 17 May 01, 19 54.08 54.74 -0.66 FIFO 4.938 Dec 29.17 May 01, 19 51.85 52.49 -064 FIFO 5.147 lan 31,18 May 01,19 54.04 54.09 -0.0S FIFO 5.152 Feb 28, 18 May 01, 19 54.10 53.84 0.26 RFO 5.482 Mar 29, IS May 01, 19 57,56 57,45 011 FIFO 5.041 Apr 30,18 May 01,19 52.93 52.43 0.50 II MORGAN SHORT DURATION BOND FUND CLASS I RFO 1,462.782 Sep 23,11 May 01, 19 15,783.42 16,105.23 -321.81 FIFO 6.824 Oct 03, 11 May 01, 19 73.63 74.93 -1.30 FIFO 6.827 Nov01, II May 01, 19 73.66 75.03 -1.37 RFO 6.392 Dec01, 11 May 01, 19 68.97 70.13 -1 16 FIFO 6.470 Dec 16, 11 May 01, 19 6981 7092 -1.11 FIFO 3.601 Dec 16.11 May 01, 19 38.86 39.47 -0.61 FIFO 6.884 lan 03,12 May 01, 19 74.28 75.38 -1.10 RFO 5.952 Feb 01, 12 May 01, 19 64.22 65.42 -1.20 FIFO 5.501 Mar 01, 12 May 01, 19 5936 60.46 -1 10 FIFO 5.977 Apr 02,12 May 01, 19 64.49 65.57 -1.08 FIFO 5.514 May01, 12 May01,19 59.49 60.60 -1 11 FIFO 5.524 Jun 01, 12 May 01,19 59.61 60.66 -105 RFO 5.070 11102, 12 May 01, 19 54.70 55.67 -0.97 FIFO 5.526 Aug 01, 12 May01, 19 59.63 60.79 -1.16 FIFO 5.062 Sep 04,12 May 01, 19 54.62 55.79 •I.17 RFO 4.146 Oct 01,12 May01,19 44.73 45.69 -0.96 RFO 5.076 Nov01,12 May 01,19 54.77 55.89 •I.12 FIFO 4.157 Dec 03, 12 May 01,19 44.86 45.77 -0.91 FIFO 0.934 Dec 14, 12 May 01, 19 1007 10.28 -0.21 RFO 0.314 Dec 14, 12 May01, 19 3.39 3.46 -0.07 RIO 6.022 Ian 02,13 May 01, 19 64.98 6619 -1.21 Account name: GHISLAINE MAXVYEI.1, IRA friendly account name:Int:6v IRA Account type: Individual Retirement Account Account number. Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL oantinuad nod papa SDNY GM 00026792 CONFI EN I IAL Page 9 of 14 EFTA (()137412 EFTA01278319 SUBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses (continued) Secunty description Method (Meninx or PUPCOaSe fae vise dace Srit date yak amount (S) Wash sale COSI (Ost basis basis CO adjantmem(S) 1.cns(1) Gain (S) FIFO 4. 178 Feb01, 13 May 01,19 45.08 4588 -0.80 FIFO 4.181 Mar 01, 13 May 01,19 45.11 45.91 -0.80 FIFO 4.650 Apr 01,13 May 01. 19 50.18 51.06 -088 FIFO 3.723 May01, 13 May01, 19 40.17 40.88 -0.71 FIFO 3.739 kr 03, 13 May 01, 19 40.34 40.91 -4157 FIFO 3.755 Jul 01, 13 May 01, 19 40.52 40.94 -042 FIFO 3.755 Aug 01, 13 May 01, 19 40.52 40.97 -0.45 FIFO 3.294 Sep 03.13 May 01, 19 35.54 35.88 -0 34 1110 3.290 Oct 01, 13 May 01, 19 35.50 35.90 -0.40 FIFO 4.229 Nov01, 13 May 01,19 45.63 46.19 -0.56 FIFO 3.759 Dec 02, 13 May 01, 19 40.56 41.09 -0.53 FIFO 3.646 Dec 13, 13 May01,19 39.34 39.78 -0.44 FIFO 0.376 Dec 13.13 May 01.19 4.05 4.11 -0.06 FIFO 6.612 Ian 02,14 May 01, 19 71.35 72.01 -0.66 FIFO 3.304 Feb03, 14 May01, 19 35.65 36.05 -0.40 FIFO 3.307 Feb 28, 14 May 01,19 35.68 36,08 .0 40 FIFO 2.841 Mar 31, Id May 01, 19 30.66 30.94 -0.28 FIFO 2.367 Apr 30, 14 May 01, 19 25.54 25.90 -0 26 FIFO 1.889 May 30, l4 May 01, 19 20.38 20.65 -0.27 FIFO 3.785 Jun 30, 14 May01, 19 40.85 41.31 -0.46 FIFO 4.746 Jul 31,14 May 01, 19 51.21 51.68 -0.47 FIFO 3.796 Aug 29, 14 May 01,19 40.96 41.38 -0.42 FIFO 3.803 Sep 30,14 May 01, 19 41.03 41.41 -0.38 FIFO 4.277 Oct 31, 14 May 01,19 46.15 4662 -0.47 FIFO 3.326 Nov28, 14 May 01, 19 35.89 36.29 -0.40 FIFO 0.091 Dec 12, 14 May 01, 19 0.98 0.99 .0 01 FIFO 2.974 Dec 12, 14 May 01, 19 32.09 32.42 -0.33 FIFO 5.736 Dec 30, 14 May 01, 19 61.89 62.29 -0.40 FIFO 3.814 Ian 29,15 May 01. 19 41.15 41.57 -0.42 FIFO 3.343 Feb 25, 15 May 01, 19 36.07 3641 -0.34 Account name: GIIISLAINE MAXWELL IRA friendly account name: Indio IRA Account type: Indivsclual Retirement Account Account number. Your 15 vandal Advisor. STOTT STACKMANIYIF CASRIEL CONFIDENTIAL continued next page m_00020mg 10 of 14 EFTA_00137413 EFTA01278320 SUBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses (continued) Secuniy description method Quantity or Purchase fae slue dace Sale date Sae amount (5) wash sale Cost con basis basn(S) Mjuslrnent(S) Las (5) Gain (S) FIFO 2.864 Mar 27, 15 May 01, 19 30.91 31 22 -0.31 RFO 4.295 Apr 28,15 May 01.19 46.34 46.86 -0.52 RFO 3347 May 27, 15 May 01, 19 36.11 36.48 -0.37 FIFO 4.313 Jun 26, 15 May01,19 46.54 46.93 •0.39 RFO 4.797 lii 29, IS May 01, 19 51.76 5119 -0.43 RIO 4.321 Aug 27, 15 May 01, 19 46.62 47.01 •0 39 FIFO 4.324 Sep 28,15 May 01,19 46.66 47.05 •0.39 RFO 4.328 Oct 28: 15 May01, 19 46.70 47.09 -0.39 RIO 3.381 Nov 25, 15 May 01, 19 36.48 36.65 .0.17 RIO 0.097 Dec 11, 15 May 01.19 SOS 1.05 FIFO 4.089 Dec 11, 15 May 01, 19 44.12 44.33 -0.21 RFO 3.884 Dec29.15 May 01, 19 41.91 41.95 -0.04 RIO 2.908 Jan 27,16 May 01, 19 31.37 31 49 -0.12 RIO 3.388 Feb 25, 16 May 01, 19 36.56 36.76 •0.20 RIO 3.867 Mar 29, 16 May 01, 19 41.72 42.03 -0.31 FIFO 4,353 Apr 27, 16 May 01, 19 46.97 47.32 -0.35 RFO 3.873 May 26, 16 May 01, 19 41.79 4110 •0.31 RIO 3.375 Jun 28, 16 May 01,19 36.42 36.86 -0.44 RIO 3.864 Ju427, 16 May 01,19 41.69 42.16 •0.47 FIFO 3.386 Aug 29, 16 May 01, 19 36.54 36.91 -0.37 RFO 2.418 Sep 28, 16 May 01.19 26.09 26.38 -0 29 RFO 4.352 Oct 27, 16 May 01, 19 46.95 47.35 -0.39 RFO 3.889 Nov28,16 May 01, 19 41.56 42.12 -0.16 FIFO 1.939 Dec 14,16 Mel 01,19 20.92 20.92 RFO 3.667 Dec 14, 16 May 01.19 39.57 39.57 RIO 4.395 Dec 28, 16 May 01, 19 47.42 47.47 -0 05 FIFO 4.102 Jan 27,17 May 01,19 44.26 44.38 •0-12 RFO 4.536 Feb 24, 17 May01, 19 48.94 49.17 -0 23 RIO 5.852 Mar 29, 17 May 01, 19 63.15 63.32 .0 17 Account name: GHISLAINE MA (WELL IRA Friendly account name:Indiv IRA Account type: Indeadual Retirement Account Account number Your Pi sandal Advisor: SCOTT STACKMANLYL£ CASRIEL CONFIDENTIAL continued not page SONY_ GM 00026794 Page 11 of 14 EFTA_00B7414 EFTA01278321 UBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses (continued) Secuniy description Method °yenta,/ Or PuKbaSe face value date 5* dine We amount IR Wash sale Cost COSI OaSIS basis (S) altstrnent(S) toss (Si Gain CR RFO 1.887 Apr 26,17 May 01, 19 2a 36 20.44 •0.06 RFO 1.630 May 26, 17 May 01, 19 17.58 17.67 -0.09 RFO 1.808 Jun 28, 17 May 01, 19 19.51 19.58 -0.07 RFO 1.624 1u127, 17 May01,19 17.53 17.60 -0.07 FIFO 1.864 Aug 29, 17 May 01, 19 20.11 20.22 -0.11 RFO 1.887 Sep 27,17 May01,19 20.36 20.42 -0.06 RFO 2.115 Oct 27, 17 May01,19 22.82 22.86 -0.04 FIFO 1.962 Nov28,17 May01, 19 21.17 21.17 RFO 2.162 Dec 27, 17 May 01, 19 23.33 23.28 0.05 RFO 1.959 Ian 29,18 May 01, 19 21.13 21.02 0.11 RFO 2.200 Feb 26, 18 May 01, 19 23.74 23.54 0.20 RR, 2.350 Mar 27, 18 May01,19 25.36 25.12 0.24 RFO 2.593 Apr 26,18 May 01, 19 27.98 27.64 0.34 PUTNAM SHORT DURATION INCOME FUND Y FIFO 1,789264 Mar 31, 17 May 01, 19 18,000.00 18,000.00 FIFO 1.591 Apr 28, I7 May IN, 19 16.00 1601 401 FIFO 1.830 May 31, 17 May 01. 19 18.41 tam FIFO 1.978 Jun 30, 17 May 01, 19 19.90 19.90 RFO 1.878 lu131, 17 May01, 19 1889 Iasi -0.02 FIFO 2.038 Aug 31, 17 May01, 19 20.51 20.52 .0.01 FIFO 2.115 Sep 29, 17 May01, 19 21.27 21.30 -0.03 RFO 2.073 Oct 31, 17 May 01, 19 20.86 20.88 .0.02 FIFO 2.101 Nov 30,17 May 01, 19 21.13 21.16 -0.03 RFO 0.193 Dec 27, 17 May 01, 19 2.00 1.99 0.01 FIFO 0.198 Dec 27, 17 May 01, 19 1.99 1.99 FIFO 2.294 Dec 29, 17 May 01,19 23.07 23.08 -0.01 RFO 2.527 Jan 31,18 May 01. 19 25.43 2545 •002 Account name: GIUSLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number: Your Ilnanciel Advisor, SCOTT STACK MANYLYLE CASRIEL CONFIDENTIAL continued &PM page _Gitooinfeig 12 of 14 EFTA_00137415 EFTA01278322 UBS Resource Management Account May 2019 Realized gains and losses (continued) Long-term capital gains and losses (continued) Security cincoption Method gamey or PUChaSt Jae cite dame Sale date Sae amour (S) COSI basis (S) wash sale Cat basis adjustment(S) Loss 0) Gain (S) RFO 2.441 Feb 28, 18 May 01, 19 24.55 24.56 .001 RFO 3.063 Mar 29. 18 May 01, 19 30.82 30.81 0.01 RFO 3027 Apr 30, 18 May 01, 19 30.45 30.45 Total $5825725 $56,047.62 -$592.20 $1.83 Net Ion g•tesm capital gains or losses -$59037 Net capital gains/teens: -$580.74 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv. IRA Account type: Indibodual Retirement Account Account number: Your Handal Advisor: SCOTT STACKMANLYIE CASR1EL SDNY GM 00026796 CONFIDENTIAL Page 13 of 14 EFTA_00137416 EFTA01278323 *UBS Yournotes CONFIDENTIAL EFT,00131417 EFTA01278324 Important inibrmalion about your statement U3S Fru/mai Sewn Inc. (the fern Cf UBS Financial Seri/keg. is a mentor of all principal «citify, commuctity and options exchanges. UBS Titania' Services and UBS Bark USA at ridrict stbsidaries of LEIS AG and affiliates of LOS Seanties LLC. The Ferris financiet slant« is available upon request. lhe Firm's execone offices are x LOS Enna' Services Inc 1200 Harbor Boulevard Werawken, W 070$6 The Statement cePresinistere on,, official record of your 1.3S F ramie' Services secant. Olhe records, 6MP' off c al tat documents, contanng aerliang data should not be relied upon II you bake these is an mar or amnion plea« report 4 immediately n intro to the Branch Manager d the office wang you account. Athough at I igxes shown are mended to be mutat statement data Mould not be used for Its papaws Reay solek on yox.end tax Earns. (i e Form 1099. 5498. 10425. eft ) whenITITTryng YOur tat tett= The Fen is «opted by law Normal to the RS all taxable diadem«, reportable non-taut« «maids and taxable finest earned on setnies held n you account net proceeds on tale transactions, and cost basis on certan coned sectsars ConwenicatIons with the Firm • Please reconfirm fl oral connuncatan in yet ng to further protect your ritas, inclung your nits under the Securities Mesta Witten Act (SPA) • If the firax 01 nstartion on the top lett of the Ircal of this statement is not LES f nancal Sewes, 1.85 fiunal Seminal carries your account as «ramp broke by winner* won the mated inarktion We Worried ycv d this relatcrishin Men you opened this noire h the cask you li ds and secishet are lamed at UBS I runcal Services and nal the intooLcs-g broker, and you nut mere a copal of any ono' or mine lo both limn • As decried note account a-remelts, you must noblyusof any errors or bard inuckerg checks reflected M yas sunken within 30 days alter a was make a moo wealthier • Pleasediet customer complains or iniunes to No Fein's C hens Relations Depament a 201.352.1699 a tog-free al 8004549103. 13,00 A M. to 6 CO P.M. ET Monday through Friday, or in tinting to LBS FinXXXIStriCel H., Client Relations Department P.O. Box 766 Union COY, NI 07067 • All gamma shall be deemed cotton and antra rl not objected to n Acting realm 60 dews • Fa TTY services. Call 844412.0986 w from «Mile Ow US.: Call 201432149S • Incase of errors or pant ims about an electronic funds transfer (61). WI parent or 1.113S Visa° debt cad transactions. call $00-762-1000, or write to UBS f Mental Services 1x.. 1000 Harbor BIM, 6th flea, Weehmken. NJ 07096, Ann RMMISA Stens Cala mite as soon as you on,* you thee your statement a reed is m g or d you need more Mormalcon alma a order on the stamen or «apt. The firm or Cod Nuet (as appkabk) must her from you no later thn 60 days after the sent you the fro statement on which the 04T“ or Problem appeared. - Provideyou- rime ad noun number ay) - Dewbe the error or the Irani& you are sauce about. and intern as clearly as yo rah why you believe a it en ern" a why you need more Mormarnon. - Prov4e the doter amount of the suspected era the Firm a Cad Issuer vas Mestigste your camorant and will caret airy error promptly For alleged errors nvobng OBS 1rnsa•debrt card Ira-mama of in, take MOM than 10 bus ems days to do this, we will credit you accost la the amount you On* is in error, so that you wit have the use a the MOney axing he ant it takes us to complete as neeelcat Please MX. all decks payable to the Fan or the (Anal mstaJten a:laded on tie laced at Ni tenement In addition to regular scare lees. accounts my be subject to maintenance fees, cents for late payment for securities purchases and charges for email nuns n cash accarts Accounts that are ransfered to other nstarliceis may be subject to a transfer fee. UBS Sweep Options UK offers options for sweeping cash balances to brit depose aoccionts at non-11'61CW banks and ablated barks and money mates mutual lends (Money Faith). Deposit acorn at LOS Bra USA and naafi aired barks panicipating n the UBS FIrCasured Deposit Program at FDIC muted n accordance with FOK rules Fa mae Hamation, please vise WINN rdc.gan Depose accounts at LBS AG Slanted Brandy and Mores of Money Funds are not inured by the MK. Bank deposits are not protected by SIPC Money Fund Maris areprotected by SIK. See 'LOS f carnal Seneca Aceoull Rotation' below. Wm 'Our repast, balances in the bent depositsMai be withaawn, and shares of a Monty Fund may be bauciXed and the proceeds retuned to you or your sectrines actor« Further Vaccination about available sweep options, roaring turn interest rates and Melds. IS available al VIAWAA)S (Orr ISA* IPySkh, frOT ytor anneal Advitce or by riling BOO 762.1000 LIE6 Financial Services account protection the Firm is a member of the Savages Investor Protection Correction atPC), each protects securities customers of as member to to 5500,000 anclaing 5250,000 for darns for cash) Emaannory brochure available earth reaung a at mew wit ofg The SITC ask* protection lines apply to all accounts that you hold in a pantubr canary. The Finn, together with cotton affiliates. his the Purchased supplemental inurance The inern.rn arrant payable to all eligble clients, collectively under theprotection is $500 mdbon as of December 10, 2016. Sabra to the policy «affix* and linkman, cash at the rim is further protected la up to 11 9 maion in the aggregate f or all your accent held n a pal Kula cicada A lug copy of the poky wording d available upon request. Neither the 51K voltam nor the surtaernernal protection apinkto: • Certain InanCial assets controlled by (and triad in your account vain) byt held away from UBSFinancal Sewn For example certain 0insurance croak-Is, including vanabb annuities. and 93 sexes of mutual finds registered in the name of the accent holder on the boas of the nun or transfer not), • nrestmmt contracts or nvellmini mtereits tinted nartnenhX4 and private placements) that are not registered under the Serve:es Act of 1933; • Cortrnodeties contracts (e.gi foreign ecchreye and precut meal contracts), nekaing futures contracts and commodity option contracts, and • Deposit account (except certificates of clumen at UBS Bak USA, UBS AG U S. beaches and banks 6 the FDIC Paired Deposit Program. The SIP( protection and the supplemental potation do not apply to there atteit awn if they ornate appear on you statements She WC protection and the supplemental protection do not protect against changes sn the market vat* of you investments (nether as a resat of motet movement. issuer bankruptcy or otherwise) Dividend Reinvestment Program (DRIP) The a« reflected is an average ace You may obtan the actual price km yor FirWgiblAdvisa. Only whole Owes 4/0 purchased under OTT, penal shoos will be IOU and that cash wit be departed in you account The duckind reinvestment ace supplied by the issue may Della from the make price at Much Be partial shares am sold Casheinilieu shy whole wits maybe held n eeex account. If you are enttled to a oriel am as a result of a drediend pain« or «hewn, the firm sill ether sell partial Lens at mar et price a amp, an morn determined by •egistered clean; agency. and credit you accoint 'overlent,* objectives lhe rwrienere objective, and nsll, profile ae specific to each account and may varybetween you acorns Please adwie the Fen pronely in writing of any «pliant change in yon f nada Munn or initeument cblearres. Fa each accord hekt you Moose one of the Iolchemy innistment «Wanes • Piot« Current Intone Investments soaking the generation of Hone ore/ • Ache« Capkappnciabort Imestments seeking growth of prificpal «Mt than the generation of MOM.. • PeoCkaCribmabon of income and Clara Aro:v(460e Investments seekingboth the generation of inner* and growth of principal Ores. risk goblet • Conyervieur Seas to runt«, meal prixpal, with kw risk and volt Tay to the rearm overall even that means the account dons not generate significant CONFIDENTIAL an Cr lams and my not keep pace with infix:on • moderate Wiring to accept sane rids to pinttial and tolerate vote volatility to seek h4cer returns • wenn.: Wiling to accept high Mc to pnncoal ad NO %ukelele to seek highreturns over WM. • rentinen rigaryfy Canadeation: a selected, a partial o1 the ponfolio for that account may roc kale complex aramegimlititod lipaidty and greater minden, Statement shotsseholdise We may consolidate at nixed account statement with the OMe address in the same orwekte. to g because they have inners wfo ako maintain tint account retationthps vets other CherCS X the sane adckess. If you prefer to mere indirdral statements mailed n separate emoloper you may decline haulahoklin) by calling you Financial Admix Friendly mown name The Friendly account An is a custom:Mk 'narrator chosen by you to assist you wilhyoes necordlemong It has no legal effect on your account is not 'mendedto reflect n strategy, product recorrtnniation. investment objective or rids profile associated with your accounts. rd a not a prom« a goatee that wealth or any financial «sulk can or will be achieved. All imestrnents nvolve the risk of Irk indirdeng the risk of loss of the em ie irrestrnent. You can change your Friendly none names through Onlne Services ex by contact rig you Feurcial Odessa. Account overview • Vakre of yea a«ountlaortrolet Net of assets and Iitta • /tsars nclucits available cash balances. vales foe remitted security (est ), and Global Time Deposits, wreaked muts to market, and <erten assets not held by the Fits. Om not net.* mated WCUMieslantic at the end a the prior arn CuTent statement pencids, a prate imestriwrMs, united stock options and mercitablo nod options • Lintines Narks debit balances, outsurang margin loam. credo Ink short accent balances. • Cashaioneybalanced Total or uninvested mkt* cash balances, plus deposit balances at alt 'hated ankle non-aff ;lifted bails. and money maket rrulual lead sweep balancer at the c of the statement prod Non-cannon fret creckt balances in you account are not segregated from ocher balances and tie Fern may use any a these funds nthe worn cam of its balms These finds as papal* With domed. This total is molded in the cannt «nod closing value Lending information For detaked Hamann On the Imes le dig 'recites and truknures. refer to you. Client Reationonk Agreement cr Attain Agreement and the General 'NMI, and Conditions LBS Statement of Credit Praaices avaiktk n Ogre/fens and Dixbsures at vvsve,,b, SDNY_GM_0002679.3 EFTA _00137418 EFTA01278325 I m p o r t a n t informatim I about your statement (Continued) Your assets Your Itaterreni Monies recueibes and other ands held n the account al the end of the Slaternent period YOU may ask for delivery of folk Paid securities al ant tire. You man remise mule's used as loan collateral alter ming any balance do on them. Any securities transterred to the Fm, ding the surimme pored are laid at market value as of the end of the stamen period • Bost basis. In debannirg the cost basis of the seamen included n this statement where indicated will the number 'I,' URSFiurcial Services Ms relied on information obtained from sources other than UBS Snancial Sersices. kluding inIcernaticn Born nabs,. Inm or that you man has:wooded. your Snacks& Amato the Sim does nal indepeklently way o guarantee the korai or vatcleyorary information provided by sources other than 1.3S Financial Secede addition, although LBSFnincial Semmes general6 updates the rdomatith as it is received, the f Pm dos not monde any assurances Mr the infomarion valet "Cott base ind "Urvealced ged loss" is karate as or the date of this statement. As such. please do not rely on this nlaroution to crake prchase or sale decisions, for to pa-poses ce otherwise. Accounts transferred to the Fern may reflect are itormi kr+ only fox thy period or tiro theyre held at the Fan More historical ntimaticri can be added by you* Truncill Advisor. • Unwanted gang/losses. Moen die ie availabki, estmeted unit:Fired gansflosses are calculated for ndvilial smarty lots the transaction data for nOvidual lots may or manna reflect carmissions. charges anchor secuity reorganized on canto Diedend and other reinvestment lots and systernak putsed lois re each combined to display cot averaged lot 71-• 'Trade date colmn parents the onginal transacoon trade dale. • Callable securities Bonds and preferred stock that the issuer cab Ins <ago rederrpton Pail be selected erriertially by lot Iran among al hoarier of that issue held in Our mow or in nornim maw Is, or clients Call bare raomaten is obtained from third parties as accuracy is not gawked. Other call leaves may nth which could riled yeld. complete Mammon will be provided upon request • Price/value Peres displayed for securities and other products may be KOK or lowerthan the price that you would actually remise in the market. Prkes obtained from various dud party sources *Nth we behew to be nab*, trd we do not guarantee this accuracy - We genera*, use the closing price when available or to mean ol the bid and ask a ices for listed maybes and options or ore/ bid pokes For OTC washes - Less actively traded seashis maybe priced thing a valuation model or the most recent price we cblaned and may not reflect an actual market price a male. ▪ Cedar posithns may toper w thong a price and willdeny as • prico was not available' it we are triable to cbtan a peke Ins a sksity. - Deposes a worries denomnaled n arrences other than U S. doles re reflected at the exchange rate as of the stammere date. - For certain skunks racks; in non-ccolcemng denomnatonk price ard wryly (lace oath may have been adjusted to facilitate proper valuthth To obtain anent guotahons. when avail:15k, contact yes &uncut Ai:loser. • Private investmante and structured products. Private nwstmene warms (ix Ising them PankiPal Ca program and real estate inmenent trust seriaises) and strut tired prodths are generally highly third Cerian 'buttered modris ham not teen registered with the Somities and &charge Commission or side, any state Securities laws. We pow& tharnated values for ',note swesirram wakes rod structured products for Mormal mud Ferrous only Acoracy 6 not guaranteed - Thew values may differ a/wantfay icon peon, it any. at which a private .ristnie A security or structured praise may be boodm or sold and do rot rhwessiikr represent the yam you may rectae goon liepidaten. - Tied pry Monies of value re at ascertain date and are supplied to UBS SnareSikes:ices on a regular base by an independent valurion lima - beat general partner or sponsor estmated vales, any, re sswtied to the Fon by the issuer, general pother or throw and may be calculated based on deferent infarnation from tat used by that parties to derive thee Monied vales. — You can dour, additional Momurion regarding the methodology used to determine the estimate of value end the dale of the iliceniatiCel that is the basis for the estimate by contacting your financial Admix - Wird patty estimated vales may be reflected as • Not piked' in several student: Mien an independent valuation torn has not suppled or unable to /Mrs a vase, when we become aware that a material event has occurred the, my calla premous0r reported value it question, or Wen a value would be highly speculative due to the nature or the warty — Men neither an ewer, general partner cr sponsor estimated value nor a thethathy estimated vaLie 6 mended, the fake of the storey will bedeferent from its pushes* price. — • Dthrbutions to dre • may ruled ream of capital, nccme or both. - •Orogrul ant size' represents the resat offering pike pee rot and may not reflect misa cost bath - DPP and whited RErt sec rcies are not listed on a national securcen exchange. and re generally amid and men A they can be sold the price received may be less tan the per share estimated value provided an the account statement. • Reserided securities Restricted securities general" re not <inertly ithgble for pubk sale. LBS Financial Services uses the market price of the urresnxted stock of the WOW issuer as an masted ale for the restricted stock for purposes or the StOfteltat only. To the extent the restricted mum ies are ebgble for sale, he value removed may be abstantially less tun Ilse awed value shown. • Est. (estimated) income. current yields and rates An est mak of imial more is bated on anent chide. and Menem rates, assuning the triunes will be held for one yea- from statement date or wail mataity. The estimate is calf a guideline, accuracy and cortriued norm are not guaranteed — Estimated arrhul mom and curetl yield for titan types of securities could include a met an of princPal or capital gait in which case the est income (rd current yielo) would be overstated. — Estimated annual mom and orient yield and the xeual income and yield mile be lower or thither than the eshinged snorts — An estimate of atnualizod income (denderd race interest) dirded by the current market elatef average balance a based on the last divdend or fluent plyiVent made by the issuer and mums toe seorneideposts will be hell for the year from the statement date curia maturity. Accuracy and continued mkt re not guaranteed • AMU not held by UBS Financial Services, Caters itself are not held by the lion and not width the Fin's possession or control. These assets are clithlayed on war statement for nformational purposes only. Posnons and values presented re provided by the Muni; fern UBS rimincel Serves is not responsible for this iternaion and don not guarantee as accuracy These assets are not tweak:rid by SK or to Fim's supplemental 51K coverage. • Revenue aharkig and adckianal ocimpensthion. - In xklitith to commisskris on lain and 12b-1 Wes receved in connection with the dosirbuten of mutual fads to Oct dents we anchor or Millie Nona ovine shying payments from deutuicri aril or advisors of the mutual funds that se soli Theo amounts re based on two different comprentsi (4 the imam of sales by LBS of a particulr rrutual had family to our dem': and 60 the asset oaks of a particular Mutual ford lanais 'hares held at the Inn - We and our affiliate also receive minding and ornnbus proofs's-9 fees in considualco for transfer agent services that we provide to the rnosual funds These fees were*, re pad from investor rises n the mutual fuNd and are a fired doll. amount based on the meter of accounts at the broker-dealer holing mutual funds of that fund family - n addition to CCrnill6SkinS received in connector+ with the sake or datibuton of annuity contracts and snit nvestment butt trots to or clients, we ado or aft MN receive revenue shying corrpensaton from Mr/ of the nsorance companies unckrwriting the annuity Matr&CtS, affiliates of the (*nuance corpthes or sponsors of the snit investment tants we daring. — in addrith to commissions received from the pschase and sale of NeeShares kids, we ardor cur If lute real,* an asset-based revenue sharing payment from NentShares doubters. es well as fading for technology development, training and educal — Our Alleles also receive tradng cormikkris and other cansemalcn from mutual funds and awake carper.; *two. product' we clittrbae CONFIDENTIAL — We grime <Ctliper6b1C41 heel WS BM. USA, CBS AG Surrlond Branch and nonaffiliated bads Moods our cash sweep laWaTh This compensation may be per account fee or may be a percentage of aimage dab deposit bermes Activity Information regasing commissions and other cargos incurred n CCereCttOn well the exisoson of trades, incluangopticn tram-actions has been minded on carotin...ions previously furnished to you, ed wit be Provided to you promptly on regime Short sidling II you are engaged n shot "Ong a unsay, you man incur a charge doe to retain Ixeroving costs for the pan Oita-security. Orin orders Regaidng open co tgoosaitcancellee orders that were riot arieuted by the stamen date, open buy and sel stop orders re reduced by the mom of divdervh orNM" on an roodoklerds or evirsthis date unless othathect otherwise by you. You re tesponsble for orders that re executed dr to your lalure to cancel "ing open orders. Privacy To °Lean a copy of as current Client Privacy Nike, ',lean collect your froancialAthisor or viva as webs.. al Pawn ”htensurvivierregrt. - LBS Financial Services ir not a bark. The RMA, Bennet" Smokes Account BSA and IRMA ye brokerage accounts oshch provide access to barking SerViCOS and potluck Ihreuct alarigitMertS with affiliated banks and other thiel.pany banks, and provides access to issuance and army Products issued by unaftliaked ihnd.party nsurake (=panes through inesake agency elosigaries or LBS Financial Semen cox. — Ynestniere, nes:anus, and annuity products, — Not FDC insured • No bank guarantee. May lose val. — tMA Resource Management Account. Busyness Services Account BSA, IRMA and nteenational Resource Management Account are registered service marks of UPI Financial Services lx . — vKA is a registered vacterrurk owned by Via rrieroxional Service Association and used under Icense llse LEIS Via credi crds and the IRS Visa del. cads are mord by UK Bank LISA with permission ficni ine U S. A Incorporated Al other trademarks. registered trademarks, stoke marks and registered service muds ye of their respecure convenes MIS Flunk:al Services Inc Rev. 701810 SDNY_GM_OOO26799 EFTA 00137419 EFTA01278326 UBS U8S Financial Services Private Wealth Management 299 Park Avenue 26th Floor New York. NY 10171.0002 Retirement Account Resource Management Account June 2019 GHISLANE MAXWELL /- Account name: GHISLAINE MAXWELL IRA Friendly account name: Indry. IRA Account type: Induidual Retirement Account Account number: Your linandal Advisor- SCOTT STACK MANNYLE CASRIEL Phone 212-821-70001800.308-3140 Value of your account Questions about your statement? Call your Financial Advisor or the On May 31 (5) on lune 28 (9) RMA Resoronel me at 800-RMA-I000, Your assets 58,967 22 58,981 66 Your liabilities 0.00 0.00 %sit our website: www ubs comainanciabervices Value of your account $58,967.22 $58,961.66 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annualcredureportcom. Tracking the value of your account S Thousands Sources of your account growth during 2019 Value of your account at year end 2018 158.12523 Net deposits and 570 570 57.2 57.7 93.1 59.0 59.0 wittdrar4s -S160.68 • • • * • • Your mese-ism return Dividend and interest income 5669.91 Change in market value 5347.20 Dec Value of your amine on Jut 212019 SSIt9111.66 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 May 2019 lun 2019 Member SIPC CONFIDENTIAL Y GM 00026800 Page 1 of 6 EFIA_00137420 EFTA01278327 *UBS Resource Management Account Jr.?Z's" . Your account balance sheet Summary of your assets Value on June 28181 Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Percentage of your account A Cash and money balances 58,981.66 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $58,981.66 100.00% Value of your account 558,981.66 A Eye on the markets Index Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS FP4C insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about yaw statement on the last two pages of this statement for data is about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 28, 2019 3-month Treasury t One-month LIBOR: 2.40% Percentage change lune 2019 Year to date 7.05% 18,54% 7.02% 1831% 5.97% 14.49% 1.26% 6.11% CONFIDENTIAL mummAge 200 EFTA_00137421 EFTA01278328 Resource Management Account *L1BS Change in the value of your account lune2019(3) rear to date (I) Opening account value $58,967.22 $58,125.23 Withcfrawals and fees, including investments transferred cut 0.00 -160.68 Dividend aid interest income 1444 669.91 Change in market value 0.00 347.20 Closing account value $58,981.66 $58,981.66 Account name: GHISLAINE MA (WELL IRA Friendly account narree:Indiv IRA Account type: Individual Retirement Account Account number Dividend and interest income earned for purposes of His statement, tenability of Inkiest and Addend income has been determined from a US to. reporting perspective, end upon the residence of the account holder, account type, or product type, some (merest andor dnrend payments may not be subject to United Stitt (VA and a Puerto 0(0 (FR) income ta.es The dent monthy statemeM is not intended to be used and carnal be toed upon for tar purposes. Clients should refer to the applied:le lax tenoning tarns they receite from VBS annuity, such as the tons 1099 and the PCMIS 480, (a tar tePOIlmA information It is the practice of 095 to file the 4)plicaue tar tenoning forms veld, the US Mterni Revenue SeMce and PR Treasury Department. and in such town accurately dasuly Midends arch interest as lac exempt or taQble income. Please consult your indwduel tax preparer. June 2019(51 rear to date (I) Dividends 1.38 556.43 Interest 13.06 16.20 Total current year $1444 $572.63 Prior year adjustment 0.00 97.28 Total dividend & interest $14.44 $669.91 Summary of gains and losses VS ries reported below exclude products for which gans and lotus are not classified Realized gains and losses Unrealized June 2019 (V Year to date (I) gains and kisses (I) Short term 0.00 9.63 0.03 Long term 0.00 -590.37 0.00 Total $0.00 -$580.74 $0.00 Your II nandal Advisor: SCOTT STACK MAretril C45RiEl. Cash activity summary See account activity the month tot decals Balances in your Sweep Options are indudedin the opening and closing balances value. FDIC insurance applies to deposits at ulaS Sank USA and all banks participating in ire 09$ For insured Deposit Mogan rt does not /poly to deposits at LISS AG. uariforo parch. AFC protection applies to money market sweep fund holdings but nal bank deposits. Ate Important inaarmation abOut your statement en the last tv,o pars fi toss document for Calais June 2019 It) rear to date (S) Opening balances $58,967.22 $1,304.58 Addkions Dividend and interest income 14.44 669.91 Proceeds from investment transactions 0.00 57,819.93 Total additions $14.44 $58,489.84 Subtractions Professional management fees and related services 0.W -160.68 Funds withdrawn for investments bought 0.00 -652.08 Total subtractions $0.00 -$812.76 Net cash flow $14.44 $57,677.08 Closing balances $58,981.66 $58,981.66 CONFI LIN I IAL CM" GM 00026802 ►ap 3 of 6 EFTA_00137422 EFTA01278329 *UBS Resource Management Account lure 2019 UBS Bank USA Deposit Account APY Interest Period May 7 - Jun 6 Opening UBS Bank USA Deposit balance May 7 $58,910.42 Closing UBS Bank USA Deposit balance lun 6 $58,981.66 Number of days in interest period 31 Average daily balance $58,950.86 Interest earned $13.06 Annual percentage yield earned 0.26% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: nt Account Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment efigiVity conWera non None selected Your account instructions • I ?S. Fir a.- chal Services Inc is your IRA custodian • You a:count cost ba56 default closing method is FIFO, First In, First Out. Your linandul Advisor: SCOTT STACK MAN LYLE CASRIEL Retirement services information Beneficiaries you've named for this account The oenef 'canes listed oe:ovd reflect the information in our records as of the end of this statement period. If this information is not correct, or you wish to change your beneficiaries, please contact your Financial Advisor Beneficiary changes are not effective unless you give them to us in writing and we accept them If you live in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% (100.00%) CNP203O9006528684 NP70C030:942 00004 0619 030575004 vi 23697550 I I EftigyG ki000268egge 4 of 6 CONFIDENTIAL EFIA_00137423 EFTA01278330 *UBS Resource Management Account June 2019 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account narree:Indiv IRA Account type: Indiwdual Retirement Account Account number. Some prices, inane and current vaues shoNn may be approximate. Asa tette. cans oldtossesIna/ not be accurately reflected. See minor:ant into:mason about your statement a the end of ths documem tor mole int ointoson. Cash Cash and money balances Cash and money balances may Indy* avalable cash balances, UBS Bank. USA deposit account balances, UBS ROC insured Rogan Bank Balances, UBS AG Stanford Stanch &posit account baences and money market mut tut fund sweep txdances. See the Important information about your statement at tne end of this document fox detain about those balances Your PI nandal Advisor: SCOTT STACK MANLYLE CASNEL UBS Balk USA and al UBS FDIC Intored PrOtjall 881k depOSit acCeuntbaarKes are insured by the FDIC within applicable lints, but ale not protected by SIK. U8S AG Stanford Brant hdecout &court balances are not insured by NYC and are not protected by 51K. Money market sweep baances are protected by 51K but are not Insured by the MC °venni? bilenCe cioong bilerKe PriCt per share Average Dnioend Interest °all in iscldng on Jun I(1) whin 28(S) on tun 28 CO rate period period Capamount (Si UBS BANK USA DEP ACCT 58,967 22 58,981.66 250,000.00 Your total assets Percentage of Cott Etlanated Untethied vane on sun 29 (I) your account bass (S) annual income (5) nor 1C6S (S) Cash Cash and money balances 58,981.66 100.00% 58,981.66 Total $58,981.66 100.00% 558,981.66 Account activity this month Date Adittly Deucalion Amount (1) Dividend and interest income Dividends Jun 3 !Dividend PUTNAM ULTRA SHORT DURATION INCOME EUNDC LASS '1 AS Of 093819 1.38 Interest SYMBOL: PSDYY Total dividends $1.38 Sun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 0006119 13.06 Total interest 813.06 Total dividend and interest income $14A4 CONFI CAN I 1i-t_ trod./ GM 00026804 Page 5 of 6 EFTA_00137424 EFTA01278331 SUBS Resource Management Account lune 2019 Account activity this month (COntriuedl Date Activity Oescrcbcn Arrount (S) Money balance activities May 31 Balance forward S52.961.22 Jun 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.38 Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 06/06119 1386 Jan 22 Closing U.S Bank USA Deposit Account 558,961.66 Account name: GPIISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number. Your Hound.' Advisor, SCOTT STACK MAMLYLE CASRIEL The UBS BMA USA DeCO9t ACC0unt IS your Primary sweep WW1 CONFIDENTIAL _Gm_0002figniga I of 6 EFEA_00137425 EFTA01278332 Important infOrmalion about your statement U3S FnrKial Services Inc. (the fern of LBS Financial Sakes). is a mentor of all principal security, commodity and options exchanges. UBS Financial Service and LBS Bark USA as endrect stbsdaries of 1.95 AG and Palates of LOS Sectaries LLC. The F im's(harmer statement is available upon request. The Finn's execone of ices are x IPS Franco' Services Inc 1200 Hata Boulevard Vietnaeken, It 07086 This Paternal Wheatsthe on& official record of par LBS Frtencql Services *Nun Other record,, except OK el lac dxunents, contanng carlicteng data should not be seised upon II youMahe there is an error a °carman please report it immediately n visiting to the Branch Manager o the office wving wax mount. kerma). at I paps shown are mended to be accurate, statement data should not be used for tai woos*. Rey throb on yox.end tax forms. e Form 1099 5498. 10425. etc hytwe'Prnin9YOur tax return. The km is saluted by law to repcn to the IRS alltaxable diadinds, reportable non-untie dirclends and taxable incest earned on meanies held n you account, net proceeds on sale transactions, and cost basis on certan covered secartes Conwerikations wish the Firm • Please reconfirm fl oralconmuncatcto in twerp to further protect your rights, iscrardeg your nits under the &curios hyena Protecton Act (SPA) • If thefinencialcitartion on the top lett of the Iron of this statement is not LES Ens% ill &nets, LOS fiunul ServiCaS carries yovr account as diranng Leckie by arrangement weh the ikkated instrulen We :tonic(' you d this relabonthin ',ben you opened this accost h ths cask you Mds and seriatim are located at UBS I sunhat Services and nal the rwookscrg broker, and you nut maii• a roped of any mix a amnion to both fink • As descrted 6 the account areernints, you must notify us of any errors or baud imolai; checks reflected an ras stakerent within 30 days after a was mailed or nub marble. • Pleasedivot customer complaints or inquires to Pe Firm's C lent Relations Depagment a 201.352.1699 a toll-free a 8003549103. 1900 A M. to 6 CO P.M. ET Monday through Friday, or in writing to LBS FinallOal Stria" H., Client Relations Department, P.O. Box 766 Union CRY. NI 07067 • All cinema-es shall be deemed corrokee and *curiae rl not objected to n vatting voila 60 albs • Fa TTY smwces Call 844412.0986 or from outside the US.: Call 201-352-1495 • hunt of Orton or guestens gout en electronic fards transfer am. IA payer or LBS Via° debt cad transactions. call $00-762-1000, or write to UBS Financial Services Inc., 1000 Harbor Bird, 6th flea, Weehawken. to 07096, Attn RIAMISA Scenes Cala mite as soon as you can, if you hie you statement a receM is wrong aim need more Mormation Part a transit, on the statement a recept. The firm or Cod !nun Gs amakebk) must her Iran you na later than 60 days alter theism sent you the fro statement on which the on or problem apptand. - Provideyour nine ad accosts number ay) - Dewbe the ester or the Irani& you se unsure about. and e.plain as clearly as you can shy you believe a is an error a why you need more nfamxion. - Prov4e the doter amount of the suspected era the Firm a Card Issuer ml iwestigste you' canpLant and will correct elf error prompty For alleged errors ^rob"; UBS Mseedebn card trannactims. rf we take more than 10 bus iress days to da this, we will credit you accost la the amount you Ow* is in error, loth* you wit have the use of the money Wang he tint it takes us to complete our iwellpat kn. Please Matt all checks payable to the Tern or the (Anal nsteAcn nalested on he front of his statement In addition to regular account lees. accounts may be abject to maintenance fps, charges for late payment for securities purchases and charges for urpad armats n cash accounts Accounts that are cansferted to other restertims may be subject to a transfer fee. UBS Sweep Options UK often options lot sweeping cash balances to bat depose accounts at nOn-Itiltited banks and affiliated barks and money stand natal lands (Money Pubis). Deposit account at MIS Bare USA and ntheff &aced barks participating n the UBS Fr:Charred Deposit Program se FDIC insured n accordance was FOK rubs For more information, please visa whew tdK.Tiv. Depost accounts at LOS AG Started Brands and shims of MoneyFunds are no hand by the FOC. Bar* deposits are not protected by SJPC Money Fund Pares art protected by SIK. See' LOS F racial Strict, Account Fronton' below. UM "'our repent, balances in the bark depositsmar be with :lawn. and shaes of a Many Fad may be bauciXed and the proceeds retuned to you or your secures account. Futter iternaion about available sweep options, ackcing tureen inerest rates and nelth. IS available at WNW AA)S (Orr ISA* IPySkh, ion you f Natal Advisor or by (Xing 900 762.1000 LDS Financial Ssmices account protection the Finn is a member or the Stotnes Invests Protection Corporation atPC), wt.ch protects securities customers of es members to to 1500,000 (nekaiirg 5254000 to clams for cat° Eireannory brothur• available Wm repen a at maw sax org fhe SIPC ants protection lines goy to all accounts that you hold banana& capacity. The Finn, together with certan altiliaes. has also Puchased supplemental inmanct. The inwirn.rn atom payable to all eligble clients, collectively under the protection is $500 million as of December 10, 2016 Staked to the policy cokfaions ad Smarter* cash at dv Fim is father protected la up to 11 9 maion in One aggregate f or all your accounts held n a pat Kula capacity. Alul copy of the poky wording d huitabk upon request. Nether the 51K prolecton nor the abckemental protecionpXy tor • Certain 'funeral assets controlled by (and rklubd your account naafi:art herd away Men UBSFinancol Services For example certain (i) insurance maxis, including variable annuities. and (ii) sires of mutual finds registered in the mane of the account holder on the book of the Stier or transfer gent), • Inentment contacts or riveilnYrol limited partnerdiVis and private placements) that ate not registered under the Secuties Act of 1933; • Corrrnoaties contracts (eg., foreign exchange and pratcus metal contracts), enchain; futures contracts and commodity option contracts, and • Deposit acourts (except certificates of dipenie at UBS Bak USA, UBS AG U S. krakhes and belts 6 the FDIC Insured Deposit Program. The SIP( protection and the suppinivotal protection do not apply to there onsets own if they otherwise appear on you statements The SIPC protection and the supplemental vacation do not protect against changes en the market vale of you investments (whether as a resat of markt movement, issuer bankruptcy or otherwise) Dividend Reinvestment Program (DR P) The price reflected is an average mice You may obtan the actual Vice kern yore Financial Advises. Or. Pule stores we purchased unix DRIP. prior than will be sold and the cash wit be deposited in you accuse The candeni renveskrent ace suppled by he awn may caller from the market met at Much the peal shire' are sold Caskinilieu Chly whole urns maybe held n par want. you as entitled to a panel unit as a result of a dividend paiment • othrmok the fern tell ether sell partial units at martet price a accept an amount determined by •egistered clean? agency. and credit year account Investment objectives the meal/nerd Pooling and nsl. profile are spare to each account and may vary between you access Please advise the Fen promptly in writing of an, manhunt change in yore financial snualkin investment objectives For each &coi.ra heti you choose one of the I °Sowing imminent object... • Pucka* Current Income Investments seeking the generation of scone only. • Askew CapearAppnciatort hrestments seeking growth of priscpal rather than the generation or MCOme. • Podia Corn 6w...on of income and Cartel Apprernarkw Investments seekingboth the generation of Man and growth of principal Oven. risk porde; • Conyervinw. Seeks to rrainkry 'nasal porn al, with kw risk ad you hay to the account orient even it that means the account does not riyralo CONFIDENTIAL an or leans and my not keep pace will nfiatcn • moderate Wiling to accept Kent rid to princPal and tolerate krne volatility to seek hrber returns • ayoressiie: Wiling to accept hip sr* to pnncoal ad high volatility to seek highreturns over time. • invelmerstfignikry Consideration: a selected, a Portion of the portfolio for that account may include cesspit. arasegin. tinned lir:picky and greater totality Statement shouseholdite We may consolidate at nixed account statements with the save address in the in Orwetr. a 0 because they have owners who also maintain per, account relations/nos wth other <kerns X the sure address. If you prefer to mere individual statements mailed n separate envelopes. you may der line hourthcalrg by calling your Financial Advice Friendly account name The Friendly account wan it a custom:able gudirorrie' chosen by you to assist you wilhyour recordleepcp It has no legal effect cen your account, is not Mended to reflect ary strategy, product recommendation. investment objective cr roc profile associated weal your accounts. ad is not a prom* a guarantee that wealth or any lianciatresults can Of %ill be achieved. All ikestments involve the rik of linss,includingthe rick ol loss or the ogle irtvestrnent. You can change your Friendly accixtit mires nymph OnInt Services or by contacfrg you F homier Adis. Account overview • V akre of tour e«ountraorrrolo. Net of assets and • inswa Includes available cash balances, vales foe restricted security (est ), and Global Tim Deposits, wreaked mats to market, and certain assets riot held by the Fin. Does not encode Printed WCUrRieriafferIS at the tend of the pros and CuTeill statement periods, a ramble irwestrilerMs, netted stock axiom and overciratki nod options • Tiabilkies Includes debit balances, outstanding margin ham. train Ink shCel atColtil balances. • CashMoneyttaboces Total of uninvested avaletk cash balances, plus deposit balances at allliaed aid noniaff b and money market rianual Sad sweep balances, at IF.. close of the statement period Non-conmodrty free creckt balances in yam acoriunt ye not sepegred from oche balances and the Frm may use arty al these lungs niche ordinary course ol as business These funds at pyabh iaton your doma-d. 'Ns total is noir:led in the °mint owed closing value landing information Fa cleaned mkonation on the f rm's le dig prat ces aM caschsups. refer to year Client Roblionshb agreement or Cocoon Agreement and the GeWai Tams and Conditions. LOS Statement of Credit Radices avert** fly:grip/kerb anciDtisciosures SDNY_GM_00026806 EFTA 00137426 EFTA01278333 Important information about your statement (Continued) Your assets Your statement itemizes recoils, and other assets held n the accounl al the end of the Statement reread You may ask for delveny of fully Paid securities al any tire. You may reuse seopties used as loan co/Lowa alter wing any balance de on them. Any securities tranderred to the Frrn ding the stoommt period are l ed at market value or of the end of the stamen period • Con basis dekonniro the cost basis of the secureies ridded is this itaternent, wbtie indicated wit. the number -I,' LE6 Fluidal Services has relied on information <Maned from sources other than U8S Fnarrial Sertices. suluding Humans, born another f ern that you may have voided to your Finical kleiser. The Finn does AM indepenistly terdy or guarantee the aCOSaCy or valday c any OM emotion vended by sources other than U3S Financial Senics In addlion, alehouses L6S Fnoxial Senoras gerseralk updates this rdmmatim as it received. the fan does not von* cry entrances dna the domain:el crcler "Coat baler and "Ureealcod give loss" is activate as of the date of this statement. As such. please do not rely en this Manution to retake ruckuses sale decisions fa to pi-poses or othenvise. Mecums transferred to the Fins may reflect a c Homo kin only Ice the period or tire they held at the Fan More bigot:cal (demotion can be Aided by you* Fnarriel Advisor. • Urettalked ganselessits. Wren data 6 availabk, minuted unmated gonsflosses are calculatedfor indiviidl storey lots The erasion data for -rt.:India, lots may or may rice ref Rot ccrrmissions. charges anokr secuity reogrmal on events. Diedend and other reovestment lots and systematic piths«. lots se each ccmbimed to display we averaged lot 71-e 'Trade date colmn pimento the ongiel transaction trade dale. • Callable securities Bonds and preferred stock that the 6Yier cab for eery rederrpton wit be selected niparbally by lot tram among al scarlet of that :Sue held in OW rum* or in nonente row for our clients Call kaki. riformalkn is obtained from third pities and es away a not guaranteed. Other call leans may pot which me aff ect peld complete information roll be provided upon request • Price/value Prices displayed for securities and other products may be highs or lower than the price that you would actually recse in the market. Prints ap obeained from ormis Pod party sources which we behave told elabie, kW we dons gaunter this accuracy - We generally use the cbsing price when available or tie mean of the bid and ask prices ler listed recision and options a onk bidpekes Ice OTC wctikes - Less actively traded secohis maybe priced using a valuation model or the most recent pile we obtained and may non reflect an actual market price a vats ▪ Cenail positions may taper wahine a price and wit show as 'once was not available awe are triable to cbtan a price for a wanly. - Deposes ce stiopties denomnated n offences other than U S. doers am reflected at the exchange rate as of the stammere date. - For cenan seesaw racks; in non-conIcemng denomnatont once and wooly (face value) may have been adjusted to facilitate proper vaunt To obtain orient quotations. when available. contact you Fruncol Athos. • Private investment. and structured products. hivate nwstrnent ward*, (IN rag these ParlkiPal an oviseam and real estate inwornent trust securities) and strut bared precious are generally highly Chan south/ad ocelots haw not been roistered with the Socaities and Exchange Commission or tondo. any state securities laws. We provdeedrnated values for {siege investment stokes and structured moods for rdomal crud purposes only Masao 6 not guaranteed - Thew vases may differ abstane bay Rom peXes ay. al which a private' wain, d security a structured product may be boc4nt or sold and do not recession& represent the vacs' you may rearm goon liwidation. - Third pry *strides of value re as gai a <actin date aH are supplied to UPS Foxe sal Services on a repair bass by an rdeperkkrt valuSion lima - tsWer, general partner or sponsor estmated watts, if cob we oaf:eked to the Finn by the issuer, general partner or paws and may be obviated based on deferent informaten from that used by that palm to derive thee minuted mites. — You can obtain additional Herniae's, regarding the methodology used to determine the estimate of value ad the dale of the eicrinatiCel that is the basis la the estimate by contacting your Financial Adv60r. - Turd patty estimated eaten may be reflected as Idol piked' in several leuatienS: Mien an independent valuation fern has not suppled or is unable to assist a value, when we became aware that a maternal event has waned dna my calla pinion/et reported yoke it question, a semen a value would be highly speculate. due to the neve ea the warty — Wren neither an shier, general partner ce sponsor estineled value nor a thed-poty estimated mew 6 gionded the vase of the 'essay wit bedifferent from its potpieprice - 'Distributers to date' may ricks& When of capital name or both. - • °egret IPA size' represents the nitel offering poke pis tout and may not reflect your cost basis - Of P Ind unfilled RErt sorties are not listed co a national securein exchange, and we generally acted ani even if they can be sold the price mowed may be less than the per sere estimated value provided n the septum statement, • Restricted securities Restricted securities Wren* are not wreak eligble for pubk sale. LIBS Financial Services uses the market price of tie urrestixted stock of the Sarre twat as an inflated value lee the restricted stook for purposes of the StOfteltat only. To the extent that restricted von ies are eloble for salt to value received may be stbstantially less tun the awed value shown. • Eat (estimated) interne, current yields and rates. An est male of ainto! r‘diee n bared on (c.o.,' dNidend and intOoKI rates, attuning the securities will be held for one yea- from statement date or until mataity.IT6 estimate is calf a guideline, accuracy and continued income are not guaranteed - Connoted ornwl name zed current yield for torten types of Securities could riflede a return of prikPal on captal gains in which case the ese income (rd current pelo) would be overstated. - Est/noted arrual axone and current yeld and the actual income andyield mght be low on hitter than the esteniked snares - An estivate of annualized income (dinderd aockr interest) divided by the current market value average balance 6 based on the last divdend or merest payment made by the issuer and Points the seoskiesidepoids will be hell foe one yes from the statement date °curt' maturity. Accuracy and continued yak, re not guaranteed. • Meets net held by WS Financial Services Certain assets ar e not held by the Fins and no wethin the Fein's possession or control. These assets are deployed on pots statement IC. nformational purposes only. Positions and valets presented re provided by the Muni fim LISS Financial Sows is not responsble for this iricernaton and awe not gwrantee IS accuracy These assets au rot ordeoled by SK or the f Sat supplemental DK coverage. • Revenue shaeki and adckional compensation. - In addition to comminken on sales and 12b.1 Nos received in connection with the distrixdrn of mutual funds to err dents we ardor our Shame reeve revert* thee° payments from datitums and cr advisors of the mutual hods that so sell Dew amounts re based on two different movements' (4 the snort of sales by l8$ of a particular rrutual had family to our dents; and 60 tie asset vats, of a poticular mutual fund lernals than held at the fon - We and or affiliate also receive networking and oronbus processing fees in consideration for wander agent services that we preside to to nuual funds These fees generally re pad from investor assets n the mutual fund and are a hied doll. amount based on the nordwir o/ accounts at the broker-dealer holding mutual funds of the fund family - en addition to CCenril6SkinS received in connection with the saki a datibuton of annuity contracts at unit nvestmert bust tones to our clients, we ado as af I hate receive revenue during corrpensaton from Mary of the nsorance companies unckrwriting the onnuity <SNAIL affiliates of the Nuisance cowponies or sprout of the nit nvestment trusts we &oboe — In addom to commissions received from the puthase and sale of NedShares finds, we andor cur athlete receive an asset-based revenue shaming Porno* from NentSharee distrbuscos as well as hider; for technology development training and education. — Our athletes also receive trading coimiisoms and other compensation from mutual funds and entrance «meanie; Mere waits we chtuttne CONFIDENTIAL — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS AG Surrdold Brooch and newaff hoed bads Mout, our cash weep poganl. Isis compensation may be per account fee or may be a percentage of average do,/ &posit toseerxes Activity information regadrig commissions and other chages incurred n correction with the ex:pionof trades, indiSing option tram-stone has been inclded on confirmations previously lionished so you ed will be prodded to )our proudly on request. Short soling ll yet .e engaged n shot sang a wordy. puma/ mut a charge doe to certain borrowing costs for the pan lade-security. Open orders Regaidng open co • roblitcancelee aders that were not evouted by the seamen date, open buy and tel slop orders ere reduced by the ammo* of Modena; argots on an exidividerds a oil:tits date unless nstructect othemise by you. You se response:defer orders that at executed due to yam failure to cancel "ing OW ceders. Privacy To Aeon a copy of as current Client Privacy Notice, please cadet you. Fnancial Adds« or viol as website at >wen gin ensurvivierr,frt. - 185 Financial Dokes is rot a bark. The RMA, Benne« Stokes Account BSA and IRMA are brokerage accounts snhkh provide access to barking senses and products ihroacji alarigernirritS with affiliated banks and other ihid.pamy banks and provides access to minxe and arm* Products issued by u-dff had thitl.porty no:oncecompanies through instance agency stbsidants of LEK Financial Sewn Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No ban guarani... May lose vale — tMA Pesaro. Management Account Busyness Servos Secant ESA, IRMA and nteenationil Resource Management Account are registered sense marks of LSI Financial Services Inc. — VKA is a registered vacktirurk owned by Visa Menai:nal Service Association and used under license The LOBS Visa credi cods ad the ley Visa debt cods are awed by UPS Bank LISA with permission from visa U S. A Incorporated All oho vademarks registered trademarks, strike marks and registered senate nudes are of their respective cormanies LES Financial Services Inc Rev. 701810 SDNY_GM_00026807 EFTA 00137427 EFTA01278334 UBS lies FMancial Services Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: 'Wield/WI Retirement Account Account numbe Your Knandal Advisor. SCOTT STACK MAN/LYLE CASRIEL Phon Questions about your statement? Call your Financial Advisor or the emppesascelipeati300-I1MA- 1000, Igsit our website: v•ww.ubscomainanciahervices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aeckt report annually from www. annuakreddreportcom. Retirement Account Resource Management Account July 2019 GHISLAINE MAXWELL IRA Value of your account On June 28 (1) on July 31 (3) YOur assets 58,981 66 58,994.06 Your liabilities 0.00 0.00 Value of your account $58,981.66 Tracking the value of your account S Thousands $58,994.06 570 • • • • s h. 57.0 572 57.7 911 590 • 59.0 • Dec 2014 ON 2015 ON 2016 Dec 2017 Dec 2018 San 2019 Jd 2019 Member SIPC CONFI6EN HAL Sources of your account growth during 2019 Value of your account at year end 2018 Net deposits and ekhdratrals Your evestment return Diedend and interest income Change in market value Value of your ocean on Al 31, 2019 SONY GM 00026808 $58,125.23 -5160.68 $682.31 5347.20 654994.06 Page 1 of 6 EFTA_00137428 EFTA01278335 SUBS Resource Management Account July 2019 Your account balance sheet Summary of your assets Value on July 31 ($) Percentage of you' account A Cash and money balances 58,99406 10000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $58,994.06 $58,994.06 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA , . - • Account type: Account number. vent Account Your current asset allocation A Eye on the markets Index Percentage change July 2019 Year to date S&P 500 1.44% 20.24% Russell 3000 1.49% 20.48% MSC I - Europe, Australia & Far East -1.26% 13.05% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2019 3-month Treasury bills: 2.07% One-month LIBOR: 2.22% 0.22% 6.35% Your Knancial Advisor. SCOTT STACK MANLYLE CASRIEL I, Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS FCC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about yaw statement on the last two pages of this statement for detais about those balances. CONFIDENTIAL 000268Nee 2 of 6 EFTA_00137429 EFTA01278336 *CBS Resource Management Account Change in the value of your account July2019 (3) Year to date (I) Opening account value $58,981.66 $58,125.23 Withckawals and fees, including investments transferred cut 0.00 -160.68 Dividend aid interest income 12.40 682.31 Change in market value 0.00 347.20 Closing account value $58,994.06 $58,994.06 Account name: GHISLAINE MAXWELL IRA Friendly account naine:Indiv. IRA Account type: Indivedual Retirement ACCOunt Account numbers Dividend and interest income earned Foe purposes of His statement, taabity of Inkiest and dnidend Income has been determined Iran a US to reporting perspective. Based upon the residence of the account holder, account bog, or product taw, some Interest ender dvidend payments may not be subject to United States (UA ardor Puerto Rico (PR) Income tares The (tent months; statemem is not Intended to be used and camel be mien upon for tax purposes. Clients should refer to the apdicide tax reporting forms they receive from U8S annuity, such as the Forms 1099 and the FOrrnst 497. for la reneging information. II is the woke of UBS to file the apdicatie tax tenoning forms vAth the US Mterni Revenue Serace and PR 'heavy Dependent, and in such forms accurately dassify chic:lends arctic/Interest asters exempt or liable income. Pleat consult you I indscdual tax preparer. )42019M Year to date (S) Dividends 0.00 556.43 Interest 12.40 28.60 Total current year $12.40 $585.03 Prior year adjustment 0.00 97.28 Total dividend & interest $12.40 $682.31 Summary of gains and losses values mooned telow exclude products for which gam and losses are not classified. Realized gains and losses Unrealized July 2019 (1) Year to date (is) gains and losses (4) Short term 0.00 9.63 0.00 Long term 0.00 -590.37 0.00 Total $0.00 -$580.74 $0.00 Your Pi nandal Advisor: SCOTT STACK MAIWLYLE CASRiEL Cash activity summary See Amount actmly this month for delals &lances In your Sweep Options are ind uded in the opening and closing balances save. FDIC insurance *cites to deposits at uDS Rank USA and a banks participating in the UBS FDIC insured Deposit Frown rt does not apply to deposits at U8S AG. startford parch. SICC protection applies to man market sweep fund holdings but not bank deposits See Important inbrmarion .bout put statement on the last hay pages of t NS document for coals July 2019 IS/ Year to date CS) Opening balances $58,981.66 $1,304.58 Additions Dividend and interest income 12.40 682.31 Proceeds from investment transactions 0.00 57,819.93 Total additions $12.40 $58,502.24 Subtractions Professional management fees and related services 0.00 -160.68 Funds wthdrawn for investments bought 0.00 -652.08 Total subtractions $0.00 4812.76 Net cash flow $12.40 $57,689.48 Closing balances $58,994.06 $58,994.06 SONY.GM 00026810 CONFIDENTIAL Pap 3 of 6 EFTA_00137430 EFTA01278337 *UBS Resource Management Account July 2019 UBS Bank USA Deposit Account APY Interest period Jun 7 - Jul 7 Opening UBS Bank USA Deposit balance Jun 7 $58,981.66 Closing UBS Bank USA Deposit balance Jul 7 858,994.06 Number of days in interest period 31 Average daily balance $58,981.66 Interest earned $1240 Annual percentage we'd earned 0.25% Account name: GHISLAINE MAXWELL IRA Friendly account name:lndiv IRA Account type: Individual Retirement Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibi,ty consderatton None selected Your account instructions • IRS Financial Services Inc is your IRA custodian • Yotr account cost bash default closing method is FIFO, First In, First Out. Your A nencia Advisor nrr crnrrr4enwv a recant CONFIDENTIAL GM 0002681199e 4 of 6 EFTA_0013743 I EFTA01278338 taUBS Resource Management Account July 2019 Your assets Account name: CHISLAINE MAXWEU. IRA Friendly account near*: Indiv. IRA Account type: Individual Refitment Account Account number. Some pnces, income and current edges snocm may teeppioximene. As a ref tm. gam aid losses may rot oe eccumiely reflected. Set knportant inlonnafron about your statement a the end of the ciccumem for mare infornason. Cash Cash and money balances Cash and money balances may include avalMle cash balances, U65 Bank USA cbpnt account baances, ul35T0C rated Rogan Bank Balances, UBS AG Stanford Stanch &posit account ociances and rroney Mad mural fund sweep balances. See the important inform elan about rot statement a the end of tNs doarnent for details about those &Jamey fiddng SIBS BANK USA CEP ACCT Your total assets Cash Your el sandal Advisor: SCOTT STACKMAJILYLE CASRIEL UBS Bank USA and 8F UBS PDC mused Rogan Bank depoat accafe baaXt$ are inured by the FDIC within applicable Iamb, but are not protected by SIPC. UBS AG Stanford branchdeposit accourd balances ye not insured by FCC and are not protectedby 51K. Money market sweep is/dances are protected by 9PC but are rot Insured by the FDIC. Oberingbdante closing bSence Me per share Average DnIdendinterest Dail in on ld 1(S) on Jul 31 (i) on Jul 31 M rye period period Cep errodunt (S) 58,981.66 58,994.06 250,000.00 Percentage Cl Cost Estimated Unverified Value On Al 31 (5) your account bass CS) annual meant (SI pan or loss (4) Cash and money balances 58494.06 100.00% 58,994.06 Total $58,994.06 100.00% 558,994.06 Account activity this month Date Mikity Description Amount IS) Dividend and interestincome Interest Jul 8 Interest UBS BANK USA DEPOSR ACCOUNT AS OF 0710919 12.40 Total interest $1240 Total dividend end interest income $12A0 CONFI tN I UAL en'av raiA 00028812 Page S of 6 EFTA_00137432 EFTA01278339 I UBS Resource Management Account July 2019 Account activity this month continued) Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Incliwclual Retirement Account Account number. Your Asandal Advisor. SCOTT STACK MANY LYLE CASRIEL Date Activity Description Amount (S) Money balance activities Jun 28 Balance forward $58,98156 Jul 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0919 12.40 Jul 31 Closing UBS Bank USA Deposit Account The UBS Bank USA crowd Account is your primary sweep <pion 658,996.06 CONFIDENTIAL A_00026gitgge 6 of 6 EFIA_00137433 EFTA01278340 Important information about your statement • ISS Fruncul Swats M. (the killer I.85 Friar,Cie Serviar.3 is a mentor of all preeipal swishy, conmcdoly and ovens exchargts. UM Financial Services and UBS Bank USA are ndrect subsidiaries of 1.85 AG and affiliates of 185 Seciskin L1C. The Fern's fauna Slattintrit ie available upon request. The Sias ex.:KONG offices an at: 185 Fruncal Services eic. 1200 Herby Boulevard Weehawken. a 07086 This Statement rePlesents the only official record of sr 1_135 Franca& Services account. Other recces:1u except offense las &omens. contanng croaking data shoal nee be relied won 11 you bane Owe is an wax or CvniSPOn peewee:won n inardaSely n mita; to the Brandi Manager of the office wving you vaunt. Although aliases show re mended to be actuate, statement data ehould not be uwd for tau aspens lea solar on yow.end lam forms. (i,e Fowl 1099. 5198. 10425. etc ) when prepamg your tax return. The Fan is raved by law to report to he RS Relatable Maidens's, reportable nonviable dividends and taxable interest eared on warities held a your account, net proceeds on sale transactions. rd con WU; on wean cowed seaters. Ceawkagations with the Firm • Pleasereawaken any cal carerunatiten n *term to further Volta your SOK Mck409).(eall under the Securities lrmestor Protection Act A). • If the finale& institution en the top left of the front of this statement is not LBS Franca Senates, LbS Financial Seam write yon h<CCalt as clearing broker by aerogram bah the abated Mayan we itomeed you of tkg relaborishb when you opened this accuse. h this cast your 'Inds and Secs..s re located at UBS f maul Spats and rot the itaLcim broker, and youroma make a facet of any error or amnion to both ferns • As descrbed n the account agreements, you must iv:Myusof any teas or fraud irreohirg checks reflected on your statanent within 30 days after a was mailed a made available. • Pleased:ea customer complaints cas irviJnOS to the Fan s< hint Relations Depot tent a 201.352-1699 or toltfree at 800.3549103, 8:00 A.M. lo 6 AO PeA ET Monday through Friday, or in noting to UBS riuncial Sakes a., Client Relations Devilment, P.O. Box 766 UrionCry, NI 07087. • All Patna-es shall be deemed convene and acorn d not objected to in exiting within 60 days • For TTY wvces. Call MA4120986 or from cable the US.: Cal 201.352.1.3S • it case of mon ce galleons about an electronic fads transfer (RA bil payment or LES Vat debit cad transactions, call 930-762-1000. or wile to UBS Inancial Services ex., IMO Harbor Bea, 61h floor, Weehmtex ta 07086, Min katilitlA Wan Cal ce write as soon as you can, if you thils your staterrene a recite is *Tong a 4 you need mar efforreaten tout a twofer n the statement or wept. The Fim oie Card bus (as alffiliciabla muff her Iran you en law the, 60 days Mier the Fern seed you the f Mt st atement on which the woe or problem Seared. - Ronde yew rare and accost number Of any) - Devote the era or the transfer you are unsure tote, aid explain as cleat as you can retinal believe it is an ma a new you need mote ifformances - Ronde the data* amount of the suspected era. The Firm a Card bsuer vel investigate you amebae and wel correct try *MX Fanny. For alleged axon melon; UBS laa•clebil cad tramactens. a we take mere than 10 business days to do this, we will credit you =cure la the anoint you Ihnk is in enoi, so that you val have the use of the money dung tie ter* it takes us to complete as imestegation. Please make all checks payable to the Fern Of tie leurecul nsteution faceted on he Weal of this statement In addition to regular accuse lees. scowls MI' be abject to minimaye len, charges for bto payment kr securities purchases and charges kr urpaid amounts n cash accounts Accounts that are nand to other maul ens may be subject to a viler fee. UBS Sweep Options MS offers options kr meeprog (ash Waxes to bat depose accounts at non-affiliated bats and alt dated banks and money ratan MALI lunch (Money Fats). Deposit aersuret at UBS Bart USA and nonaffiliated barks paraisaing in the UBS FPCinsured Deposit Program a'e FDIC insured n accordance vest, FOK rules For more effarnation, please vise AVM, fdiC.9”. Depose Wow.% a LBS AG Straka Branch and than of Money Rath are roe nosed by the FDK. Bark deposits we not protected by SVC. Money Red shots are protected by SIPC. See "UBS f mural Services Ac(Ourll Protector,* below. Upon your recant, balances in to bare deposits may be wilhdrawn, and shares of a Morey Fad maybe kmdated and the proceeds retuned to you or your securities waist Further idarnaten about available swap options, atom currere ireerest rates ad yields, 6 available at wo,w,uncorwsweeprelds, from yea Fryncal Adobe, a by <Ong 800 762.1000 UBS Financial Services amour protection The Fein is ammeter of the Securities twestor Protection Corporation (Stec), which protects securities customers of Es morrbers up to $500,000 (nckding 1250,000 for <tains for cash). Esplanatay brochure avian? upon wawa a al mew. Moo orp The SIPC asset protection lints amino all marts that you hold in a pinata capway. The Finn, together with certain affiliates. hen also asChned suppkmeMal insurance. The madrettn amount payable to all eligble dints. collectively under this volectica is 1600 million as of December 10, 2016. Sabo to the policy cadebee arid Ernie's.., ash at the Fim is lathes protected to up to 11.9 mikei in the aggregate for all your accuses had n a particular capacity. A IsA copy of he poky Undirg s available soca request. Reiter the SIPC van-bonnor the suademental protection app./ to: • Certain truancUl assets controlled by (ad neladed n your account vow) bit had away Iran UM Financial Services. For fatale certain (i) inurarxe pockets. including rabble affnuities. and OD dues of mAual finds registered n the wane of the etyma holder on the books of the user or transfer meet), • twestment corollas a Mearreat MIMMIS baud pannentas and private placements) tut we not registered under the Securities Act of 1933; • Cannodatits contacts (eg., free* exchange and pecan metal contracts), including futures contacts and orremodity calico contacts; and • Deposit accounts (except certificates of &posh) at LBS Bads USA, UM AG U.S. braxas and talcs a the FDIC Muted Deposit Program. The SIPC protection and the supplientotal paternal do not apply to these assets men if they otherwise gaper ca yea statements. The S%C protection and the applernentalprotectiorecb not protect against changes the market vase of your investments (Mother as a ttsut of market movement. issuer baffseupty *thereat) Dividend Reinvertmont Program (DRIP) The price reflected is an average price. You may obtain the actual price from you Financial Advisor. Only whole therm ro purchased unilet DPP, paned stews willbe sold aid the cash wit be deposited n yOuf account The olvideal tonic-Pram pat supplied by the MON. may offer horn the maker price at YfitCh the pan.* shire, ate sold Casfrindier Only whok units maybeheld n yxr account. If you are reeled to a parka unit as a resuh of a divested payment a offnewase, the Finn shdl ether sell panel units at man et price a accept an anoint determined by a revered clearing agency, wedcredit yaw account Immanent objectives The nvestmere oblation and risk profile are 'medic to each account and may ay beewan your accounts Please advise the Fill, proem te in welling of any sail scant change in pas financial bloater a invesurene <braves. Fee each account had you Moose anal the foaming imesvnent objectives: • Perim Content Income. Investments WHIR) the generation of income cabs. • Achieve Capital A/pew:tam kwestrnents peeking growth of van* raper lhan the generation of a OM,. • Pada Combinaion abeam and °peal Appnbation Investmems seeking both the poreenka of acme and growth of ontxioal. Overall risk pedal • Consenaw. Seas to outman inkial preicasal, with low rule an! votes lily to the wan. overall, eve41 if that means the account does not generate significant CONFIDENTIAL income or returns and may MI keep pre with inflean. • Moderato. Warp to accept sane rids to pincoal and tolerate sane Wanly to seek haler returns • Appressie: MIN to accept high risk to pnncpal and high volatility to seek WI returns over tin.. • hemmer Eigierdy Comdenten: I selected, a portion of the poi Hoke for that account may inc kale complex wages, linked liquidly and greater %canary. Stattenant ehoutellokrar We mayconsolidate al ratted account statemorts with the sane address in the sane envelope. e 9. because they haw owners who also maintain On account rationing), was other cants a the same wails. If you reefer to mere irdialual statements mailed es $49arate envelopes. you may decline llotnithOldiN) by canine your Financial Rano, Friendly moult name The Friendly account none it a outismaSle *nekrurne chosen by you to assn you With SI reCttell.teDn3 has ro legal effect on your account is not mended to react airy strategy, prodact recommendation. imestment objectwe a Sc profile associated wan your weasels. and is not a peoma or guarantee that weak a any financial resulls, can a will to achieved. All Ines newts involve the risk of las, rOutling the risk of loss d the tali. ilHOSIMMI. You canchange your Frain* aware names through Online Services a by contacting you F naic ale Acker. almost overview • Vette or you ercoontaxartiolb. Net of assets and IiaDNiei • Area Includes avertable cash balances, values for "'Mined seculk• kst and Global Time Deposits, ti the marts to relabel, andcertain assets me held by the Fim. Does not abide unpaced securegslasiels at the end ot the pea rd agent statement penoa, or private in...MIMI; wasted stack options and own-vale aock options • tiabaYities Ircisdes debit bat races. intuits lore. creche Frit short account babnces. • Casblmoney brawn Total of vie-nested available cash balances, plus devout balances at Maimed and nonialf dieted banks, Jades:my market mutual lead sweep balances, at the cbse of tie statement period Monica:I:noddy free oak balances and accost at net segregated from ocher balances and the Fins may use ary these funds el the °away dowse ot its tars These finds re payable goon your demand. This total is ix tided in the arrant wad <toeing value Lending information For cheated nicrmation on the leas lenefrog prances and &taunts, scaler to your Cleat RettliCalhO Agreement a [toast Agreement and the General Terms and Conditions. UBS Statement of Credit Practices avail** .nAgrarneets andDiscbswes er tyww obtenraGreerintthriou SDNY_GM_00028814 EFTA_00137434 EFTA01278341 Important inforniatimi about your statement soohnurto Ye.. assets Your statement dances *mattes and other assets held n the account a the end of the Slaternent period. You may ask for delivery of f Sir Paid securities al any tire. You may rear* mantes used as loan cdtmerai alter payny any balaxe der on them. Any securetes hunderred to the orm dreg the stiammt pored are Icted at market value as of the end of the stares period • Cost basis n determining the cost basis of the secasen included es this statement Siete indicated with the nunter - SS Faust& Services Am relied on information obtained from sources other than SS Financial Stre ets. sltding i-darnaiico horn anothee lie or that you may have provided to your Vassal Apnea. the Firm does Aril indsenitetly nerdy or guarantee the scaryor valdity of my ale motion provided by sources other than 1.85 Financial Secede addleat althougan SS Gaeta! Senses generalk updates the Somalian as it is received, the firm des not pow* any entrances tat the Samara valor -Cost bate and "Urvealc gad loss" is moire as a The date of this steed statement. As suet\ please do not rely an this nlanution to nuke anhase or sale decisions tap:poses or otherwise. Acccums transferred to theFin may reflect gaillom alarm an only fix the period of tine theyre held a the Fan Moren a torical Sasebo, can be added by your arta Advisor. • Unwanted gat Bled Vitien data it anailabh, punned uverized gareflosses are calculated for noviial meaty lots The trarnaction data for inckviliat lots may or may era reflect cerrmissions. charges ado security reorganization mots. Diedend and other reinvestment lots and systematic probate bas are each combined to display ore award lot IS 'Trade date colmn presents the agiel transacoon trade dale. • Callable securities Bonds and preferred NO* that the issuer cats for may rederrptun wit be selected niparbally by lot Ins among al worst of that :Sue held in our Mine a il nominee erne Ice or clients Call leaks Somali:a is obtained from third pries rd es rotary is not guarantied. Other call leaves may sat which card ailed wrld complete intormaton will be provided upon request • Price/value Prices displayed for securities and other products may be high.' or lower than the price that you would actually revere in the market Wkes cep obtained from varcus tird party sources wench we bedew to be elabSe. tut we dons guarantee they accuracy - we generally use the cbsing price when available or tie mean of the bid and ask prices ler listed skates and options or onk bidpass kce OTC minas - Less actively traded searhic maybe priced using a valuation model or the most recent price we obtained and may not reflect an actual market price a rake. - Oman positions may mar eta a price aid wit thaw as 'ace was not available a we are tenable to (ban a price fa a SeCtnly. - Deposes ce sannties denconnated n carer:des other than tal S. dollars re reflected at the exchange rate as of the statement date. - for certain wormes rading n nOn-COSICenIn9 demon...atoms, puce an! chatty (face wan) may have been adjusted to facilitate proper Surto To obtain anent gootatkos, when available, contact you &uncial Mama. • Private investment. and structured products. Private nsestrnent sects/on (string drect PartiCiPalka program and real estate ineament trust securities) arid strut sred products are generally highly Chan struck/ad acckets haw not been registered with the Socaities and &charge Commission or srder ark state securities laws. We acre& evirnated values for private sestmed makes and structured products for Smut coal prposes only Accuracy a not guaranteed - Them values may differ abstant May Iran peCes. it xiss al which a private 'mailed security or structured maxi may be bas-)11 or sold and do not recess:Sy represent the wide you may recesse yam liopidaten. - Wird party estimates of value re as ea a <Min date and are supplied to UBS Fart it Services on a repair base by an (dement*. valurion limy - e9Jer, general panne* or sponsor (dimmed values, ay, re oared to the Fon by the 6Suer, general partner or spanner and may be cakulated based on deferent idermaten Iran that used by that pates to drier thee estrnaied mire. - You can cbtan adduced' nkmution regarding the methodology used to determine the estimate of value and the date of the dcrniatiCel that n the basis la the estimate by contacting your Chantal Advisor. - shed party estimated rakes may be reflected as 'Not Arced' in several LtuatialS: Mien an independent valuation fern has not suppled or unable to assail a value, when we become aware That a material event has eased tisk, my calla peeviousk reported value ido question, or wen a value would be highly speculative due to the nem ca the warty - Were neither an ewer, general partner ix sponsor estimated value nor a thraprty estimated val.* is granded, the van of the wordy wit beafferent his its ptaluse - • Therbutions to dale' may feCiaSk MUT of capital, name or both. - • OrgaM tat size' represents the Sul offering ;se per ist and may not reflect your cal bait) - Of P Ind unlined REP S./Grain re not listed co a national secure:es stage and re generally &gad ani even if They can be sold the price received may be less tan the per tare estimated slue provided n the account statement. • Restriaed securities. Samicted securities rarely are not amok ehgble for pubk sale. LBS Financial Services uses the motet price of tie urresincted nod of the sate ester as an masted vale foe the restricted mock for purposes of the StOfteltat only. To the extent that restricted taunt ies re eltable for sale, the value waned may be stbstantially less tun the awed aka. shown. • Est. (emanated) exam, current yields and rates. An ell mme of tau( r.:crer n bred on ante duidend and inters rats assailing the wurnos will be held for one yea- from statement date or until mataity. Ms estimate is only a guideline, accuracy rd cordnued income are not guaranteed. - Estnuted smut name zed current meld for certain types of securities could exclude a return of priePal or capeal gains in which case the est income (rd current yield) would be overstated. - Est/sled arrual some and anent meld and the actual Some andyield might be lass oe h4otr than the estrnged amass - An estimate of amazed income (dividerd aldrcr interest) divded by the current market valadaveragr balance es based on the last divdend or serest payment made by the issuer and sass tie searkeildwais will be hell foe one year tom the statement date aural maturity. Accuracy and teamed yell are not guaranteed • AMU not held by UBSFinsncial Services, Certain assets ate not held by the Fern and not Mita the f Mt possession or ccnvol. These assets are deployed on yas statement Ice atom :national purposes only. Pistons and vain presented re provided by the swing f im LISS Financial Services is not resprebb for this inkernatm and does not guarantee as accuracy These assets are not protected by SVC or she Fim's supplemental51K coverage. • Revenue sharing and adiskional compensation. - h addition to comminken on lain ad 121,-1 Wes received n corned ion with the disirhation of mutual lands to at dents we ado our Miriam men* menarchea° payments horn datitulas ado advisors of the mutual funds that so soli Them amounts re based on two different corrporentsi (4 to arnare of sales by U35 of mutual had rank to our dents; and 60 tie asset vale of a pandas mutual had lanais them Sada/nee Inn - We ad our affiliate also receive stoodSi and ornnbus processing fees in consideration foe transfer agent services that we provide to ternaual funds These lees generally an pad from inwstor stets sn the mutual find and are a fled dolly amant based on the maniac of accounts at the baiter-dealer holing masa finds of that fund family — h isoMocn to CCrnill6SkinS received in correction with the tab or dembuton of annuity or:each and test nvestment trust tents to our clients, we ado as aft nate receive reverie during corrpensaton from Try of the surance companies unckrwrtind the annuity contracts, affiliates 01 the Nuisance carbines or sprats of the snit envednient buns we dadrbute — h addax, to commissions received from the puxhase and sale of Ned9nares finds, we ardor or al I dote recent al asset-based revenue sharing payment from NatSenves distrbuxek as well as funcing for technology development, training and education. — Our Saabs also receive tradng consists% and other ornivroal on from mutual funds and insurance arrow:ea whose rsaino we Morbid* CONFIDENTIAL — We tereve (CtriperbStaCes Isom WS MS USA, LBS AG Stamford Branch rid nanaff asked banks trout+ our cash creep Fro;raTh This compensation may be a morehly per axord fee or may be a percentage of ;enrage dak &posit biases Activity information repaying cornrMscns and other climes intoned n COrreCts:n Web the executionof trades, indadingopticn v.wv.actons has been routed on confirmations mesink furnished so you, and will be pro-deed to you Dreamily on mount Short soling ml you me engaged n that selling • uverity, puma/ incur a charge due to Cestaintaroving costs for that pan Pala- security. °Pen orders Restoring open or • 9oratitcanceled* ceders that were not irercuad by the mammon date, open buy and sel stop orders re reduced by the amount of divderxds Or nyhtS on an eg.dwirlerdS a ter•retrtS date unless (angled otherwise by you. You re respenstik fa aders that re executed dye to yeas failure to cancel "ing pen ceders. Privacy To aran a copy of as current Client Privacy Wake, please contact you. fnancial Athiscr or via or wobsde at >wen •rht ensurvivierr,frt. - UBS Faarxial Senices is not a bark. The RMA, Bums Services Account ESA and BMA re brokerage accounts welch provide access to barking services and PrOIXIS Ihrotact alarigernWrgs with affiliated banks and other ihid.party banks, and provides access to issuance and am* PrOdUcts issued by u-uff dosed thid.party nsurance companies through in usave agency subsidies of SS Financial Sense n. — hwurnere, nessance, and annuity pstdicts. — Not FDIC insured • No bank guarareew May Sale vela — tMA Pesos. Management Acorn,. Busyness Seances Account BSA, IRMA and nteenationol Resource Management Account re registered seance marks of UPI Financial Seines lx . — VISA is a registered vaciirruik owned by visa exemaional Service Association and used under kens. The 1.65 Vea credi cads ad the ISS Visa debt cads are *sad by UK Bank LISA with ppm:stun from visaU S. A Incorporated Al other tudernarkt wagered trademarks, stake marks and registered sehice rrurks are of thee respective companies UPS nuncio, Services Inc Rev. 701810 SDNY_GM_00028815 EFTA_00137435 EFTA01278342 UBS U8S Financial Services Inc Private Wealth Management 299 Park Avenue 26th floor New York. NY 10171.0002 Retirement Account Resource Management Account August 2019 GHIELAINE MAXWELL IRA Account name: GHISIANE MAXWELL IRA Friendly account name: Indio IRA Account type: Indrridual Retirement Account Account number Your finandal Advisor. SCOTT STACK MAFULYLE CASRIEL Phon Value of your account Questions about your statemer47 Call your Financial Advisor or the on July 31 (SI on August 30 (5) RMA Resourceline at 800-RMA-1000, acco' Your assets 58,994 06 59,004 99 Your liabilities 0.00 0.00 Msit our website: inww.ubscomtfinanciahervices Value of your account $58,994.06 $59,004.99 Items for your attention Help protect yourself from fraud aid review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annualcreditreport.com Tracking the value of your account S Thousands Sources of your account growth duriag 2019 Value of your account at year end 2018 ssa 125 23 Net deposits and 570 57.0 572 57.7 93.1 590 59.0 vvithdra,45 .4160.63 • • • * ale • • Yar investment return Dividend and interest income 4693.24 Change in market value $347.20 Value of your acorn Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Jul 2019 Aug 2019 on Aug 30.2019 M9.004.99 SDNY GM 00028818 Member SIPC ANP7000300553551 9 NP70:0193453 00032 0819 03057'4011,123697550000010 Peg. 1 of 6 CONFIDENTIAL EFT.A_00137436 EFTA01278343 *UBS Resource Management Account Your account balance sheet Summary of your assets Value on August 30 ($) Percentage of your account A Cash and money balances 59,004.99 100.00% B Cash alternatives 0.00 a00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $59,004.99 S59,004.99 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account nome:Indiv IRA Account type: I i IR tic nt Account Account number. Your current asset allocation A Eye on the markets Index Your IR asocial Advisor. SCOTT STACK MAN LYLE CASRIEL , Cash and money balances may indude available cash balances. UBS Bank VSA deposit account. UBS IC*C mused Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia 8/ Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on August 30, 2019 3-month Treasury bills: 1.91% One-month LIBOR: 2.09% Percentage change August 2019 Year to date 1.61% 1831% -2.04% l8.02% -2.58% 10.14% 2.59% 9.10% CONFIDENTIAL m_00026Age 2 of 6 EFTA_00137437 EFTA01278344 UBS Resource Management Account Change in the value of your account August 2019 (51 Year to date (I) Opening account value $58,994.06 $58,125.23 Withcfrawals and fees, including investments transferred out 0.00 -160.68 Dividend and interest income 10.93 693.24 Change in market value 0.00 347.20 Closing account value $59,004.99 $59,004.99 Account name: GHISLAINE MAXWELL IRA Friendly account naine:Indiv IRA Account type: Indivtdual Retirement Account Account number. Dividend and interest income earned For purposes of ttis statement, tactility of Inkiest and derldend Income has been determined from a US tam reportiro perspective. Beard upon the residence of the account holder, account type, or product type, some Interest ender dviCend payments may not be subject to united states (US) andor Puerto Rico (PR) Income taxes The (tent monthy statemem is not intended to be used and cannot be need upon Ice tat purposes. Clients should refer to the ap;Iktie lax reporting forms they receive from LABS annuity, such as the Forms 1099 and the F0rillt 487, foe lax reporting information. II is the PrdOke of UBS to file tne =Rica* tac reporting forms vAth the US Meted Revenue SeMet and PR treasury Department and in Sighfon accurately doss fy dwdends ands interest as lac exempt or lamb* income. Please consult your indwdual tax preparer. August 2019(5) Year to date (1) Dividends 0.00 556.43 Interest 10.93 39.53 Total current year $10.93 $595.96 Prior year adjustment 0.00 97.28 Total dividend & interest $10.93 3693.24 Summary of gains and losses krauts reported [elm exclude products for which gam endlosses ate not classified. Realized gains and losses Unrealized August 2019 (1) Year to date (1) gains and losses (I) Short term 0.00 9.63 0.00 Long term 0.00 -590.37 0.C0 Total $0.00 -$580.74 $0.00 Your PI nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Cash activity summary See Account ac they the month for dela Is Bdances in your Sweep Options are induded in the opening and closing bdances eau.. FDIC insurance apples to deposits at UBS Bank LISA and a banks participating in the UBS Fix insured Deposit hogarn rt does not apply to deposits as 1)85 AG. stariord parch. Siff protection applies to money market sweep And holdings but not bar* deposits See important inktroarion Welt your determent on the last two pages cf this document foru atals Agu2019 is) Year to date (5) Opening balances $58,994.06 $1,304.58 AcIdkiorts Dividend and interest income 10.93 693.24 Proceeds from investment transactions 0.00 57,819.93 Total additions $10.93 $58,513.17 Subtractions Professional management fees and related services 0.00 -160.68 Funds wthdrawn for investments bought 0.00 -652.08 Total subtractions $0.00 -$812.76 Net cash flow $10.93 657,700.41 Closing balances $59,004.99 $59,004.99 CONFIDENTIAL SONY GM 00026818 Page 3 of 6 EFTA_00 137438 EFTA01278345 *UBS Resource Management Account August 2019 UBS Bank USA Deposit Account APY Interest period 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $58,994.06 Closing UBS Bank USA Deposit balance Aug 6 $59,004.99 Number of days in interest period 30 Average daily balance $58,994.06 Interest earned $10.93 Annual percentage we'd earned 0.23% Account name: GHISLAINE MAXWELL IRA Friendly account namerIndiv IRA Account type: ont Account Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your srarementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility cOnSderabon • None selected Your account instructions • U85 Financial Services Inc is your IRA custodian • You account cost bash default closing method is FIFO, First In, First Out. Your financial Advisor- SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL 000261AP 4 of 6 EFTA_00137439 EFTA01278346 *DUBS Resource Management Account August 2019 Your assets Account natty: GHISLAINE MAXWELL IRA friendly account name: Indie IRA Account type: Individual Retirement Account Account number. Some pnces, income and current vaues shorn may be toprOximerie. AS a snot. gam OnCliesses may not be eccurately reflected. Set Important intoratebon eerier your gatemen, at the end of this dacurnem for rote infornmon. Cash Cash and money balances Cash and money balances may right* avaltdecash balances, UBS Bank USA &prat account baances, UBSiDiC Insured Rogan Bank Balances, UBS AO Stamford Branch deposit account °mantes and money market in urt fund Sweep balances. See the Important infototetIon about nut statement at the end of this document for details about those tames. ticking UBS BANK USA CEP ACCT Your total assets Your Mandril Advisor: SCOTT STACK MAULYLE CASRIEL UBS Bank USA and aI UBS FDIC mitred Procyam Bark deposit aCCLIN baaXes are Insured by the FDIC within asplicat* Imes, big are not protected by SIPC. UBS AG Stanford BranchI:lewd accourd balances ate not insured by (04C and at not protected by 51K. Money market sweep balances are protected by 9PC but are not Insured by the FDC 0penng MINX! closing 1)88x! Nice per share Average 0nIdendlintreSt Dap in on Aug 1(S) on Aug 30 (1) on Aug 30 (S) rate period period Cap snow' 61 5/3,994.06 59,004.99 250,000.00 Percentage of Cost Estimated Unrealized value on Aug 30(5) your account rants (S) annoy income CS) gain or loss CS) Cash Cash and money balances 59,004.99 100.00% 59,004.99 Total $59,004.99 100.00% 559,004.99 Account activity this month Date Aclhrity Description Ammat (S) Dividend ad interestiacome Interest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0&09 19 10.93 Total interest 810.99 Total dividend and interest income 810.93 CONFIJbN I IAL 00028820 Pegs S of 6 EFTA_00137440 EFTA01278347 *UBS Resource Management Account August 2019 Account activity this month rcontnued, Date Money balance activities MI 31 Aug 7 Aug 30 The UBS Bent USA Ceinagt ACCOunt Is your primary sweep option Account name: GNISLAINE MAXWELL IRA Friendly account name:Indiv IRA Account type: Individual Retirement Account Account number: Your Pi nancial Advisor SCOTT STACKMANIYLE CASRIEL Actmty Liescriptcn Arrount (S) Balance forward $58.994.06 Deposit U85 BANK USA DEPOSIT ACCOUNT AS OF 08106119 10.93 Closing U.S Bank USA Deposit Account 559,004.99 CONFIDENTIAL M_000268P1I9e 6 oi 6 EFTA_00 3744 I EFTA01278348 important inhumation ithotit your statement U35 F rascal Sewn Inc. (the tem Cr UBS Fnnial Soakedc a member of all principal secutto cornmadity and options exchargies. UBS Financial Service and LBS Bank USA at ndrect friosidaries of LEES AG and affiliates ol LOS Sedates LLC. the Fent haircut Stattanel it available upon request. The Firm's execute. offices are sic LBS Snivel Sevres air 1200 tenor Boulevard Wethanken, NJ 07086 The Statement Weems the on& official record of you U3S Fruncul knees accout Other read., except afoul Lac dixnents, contanng anteing data should not be reed upon II you brake.. there is an arra or omission pleare report it immediately n witty to the Branch Manager d the office wsing par account. At hough at I are shower are mended to be actuate, statement data 'baud not be used for tai pupates Re& soh& on year iend tax leans. it Form 1099, 5498. 1°475.etc ) when PrsOn9 tar taw return The Fnn reoured by law to cepa, to the RS all taxable dradends, reportable nonstauble dividends and taxable finest caned on sesentie held you a-cant net proceeds on ale transactions. and cost basis on ceran coned secissies Comernications with the Fin • Please re confirm ay oral communcatons in vet ng to further protect your rips. aiding raw nits order the SKuntiFt Investor Protection A6 (SPA) • If the firirtc al ritartion al the top lett of the Iran of this statement is not U3S Finns Smut LBS Firaixral Stakes carries you account as clang ken by artangernew weh the inated inftlutim We Warned pm a tho relationshios when opined this non h the cash you Mds and seancie1are ladled at UBS I euncul Services and not the nostorg broker. ad sou nut Tao • a roped of nese or cmistim lo both finis . As descend tithe account arreernents, you must noblyusof any errors or fraud invohn checks reamed on pa suttee* within 30 cap alto t was mailed a inn meth. • Pleasediet customer complarns or inounes to the Fints C ant Relations Depanment a 201.352.1699 or toll-free at 800.354-9103. 8:00 A M. to 6 CO P.M. ET Monday through frolay, or in mina to LBS FinanOal Sankt, Po., Client Relations Depart/lent P.O. Box 766 Union COY. NI 07067 • All mmemeres shall be deemed complete rd accrete I not objected to n vatting within 60 dire • For TTY serves. Call 844412.0986 or from outsets Ow US.: Call201.3521495 • has* of errors oe cant ions about an electronic %rids transfer (61). bat parent or UBS Ilea° debit cad transactions. call 800-762-1000 or write to UM Fnanial Strives Ix.. IOCO Marta Bird, 6th floor, Weehnoten. to 07096, Ann RMMISA Sens Cal a write as soon as you on, if you ?hit pa statement a reek% is wrong or if you need more Memnon abotA a transfer on the stream a recept. The ism or Cod Inn (as applcable) must her fromyou no later Infrn 60 days after the Fern sent you the fret statement on ninth the ens or Problem appeared. - Provideyou- narne ad acco.rc ranter Of any) — Desabe the error or the transfer you am unsure about. and moan a; clear& as pm cm why you believe * is an era a new you need mate riarnae ion — Provide the doter amount of the suspected era. The Firm a Cad Issuer sad emettigate you: <enchant and oval correct Sty error promptly For alleged trots rnolvn9 UBS Ihsa•debrI card transaction, if we take more than 10 busrevs days to do ths, we will credit you: accost la the amount you thnk is in error, so that you wit have the use a the money axing he taw it ties us to cartalete as nvirsIgat Please Mare all checks payabb to the Fan or the trancal AstoAen ncicated on tie front of this linemen In addition to cootie account lees. accounts may be Abject to mintenrce lees, charges for Ito payment for securities purchases and charges kr unpaid mares n cash accounts. Accounts that are wandered to other restmlons may be sublet to a transfer fee. UBS Swoop Options UK offers options sot sweepng cash balances to bade depose mccutts at non-rtilsited barks and aftelated bards% and money curio nuial hods (Money halo). Deposit account at LBS Bat USA and inn.aff aimed baits participating n the UBS FDC.nsured Deposit Program, at SDK insured n accede-Kt wits FOK rules for mot rifcmation, please visa WNW ttIK.gaa. Depose accounts al UBS AG Starnled Brands ad dares of Mona Fads are not inured by the FOC. Bank deposits are not protected by SIPC Monty Find Mores are protected by SOK See' LBS F normal Sewn Account Fronton' below. LleeelsOur fewest, balances in the bank deposits MN be witokawn, and shaes of a Math Fund may be lowered. and the proceeds retuned to yea a you secinws acuun hither rem:nation about available sweep options, roacing current interest rates and yields, 6 avail le at vanuabs corrisrawyekt, from ytot Frascal Advise a by <Xing 900 762• 1000 tin Financial Sirens account protection The Firm 6 a member of the Securities Investor Protection Corporation (SIPC), wt.ch protects securities customers of as meirbees so to 1300,000 fnclidirg 5250400 for clams for cash) Evaanatory brochure available upon segued a at wow awe org The SIPC asset protection lines apply to all accents dye you hold in a data& capacity The Finn, together with certain affiliates. has also Perthased supplemental inuance. The merman arntrit payable to all ehgble clients, collectively under the protection is $500 million as of December 10, 2016 Subject to the policy covairis and limitaxint cash at the Pim it bother protected for up to II 9 mann in the allgrecate f or all yotr means held in a pal Kul, ctworty. A lid copy of the poky wordng is amiable Upon request. Nether the 51K voleclon nor the fradOernental protection appylo: • Cann InanCial assets controlled by (and roludd n your aCcount etre) bat heed away from LBS Financial Services For example certain (i) insurarop proclaim, ricluding vatabb annuities. and (ii) sires of mutual finds registered in the name o1 the anent holder on the books d the Muer or transfer gent), • Investrnmi comets or nvettmesi 'nests leg. limited partnennos and private placements) hat ate not registered under the Seoritres Act of 1933; • Corrrnocktin convects (erg, foreign earns and pre an metal contracts), nekidn; futures contracts and sornality opt km cantata and • Deposit atones (except certificates of deposit) at LBS Bads USA. UBS AG U S. kra-ohts and bads 6 the FDIC Insured Deposit Proven. The SIP( protelon and the srpplimental wanton do not apply to there assets en if they otherwise appear on vas statements The WC protect:an ad the supplemertal protection do not protect against changes • the market vat* of your inn-sawn', (Mather as a remit of motet movement issuer bankiuptcy atheist.) Dividend Reinvestment Rogan awe) The price reflected is an average once You may obtain the actual price titan yea Fn real Advisor. Only note Oates eo purchased undo DRIP. weal lasses will be sold rd the cash wit be deposited in yOur aarOurit The choked renveskunt pace applied bx,ethe suer may tiller from the market price at Math partial Shales se sold Cashinaieu Only whole um, maybe NA:Input account. If you at entitled to a parlul unit as a result al a 6vdiere parnent • oniewn the Sam wll ether sell panul arts at mart el pae a accept an annum determined by a re gratted (bind agency. and credit yes account Investment objectives the investment cements and nsl. profile n 'picric to each account and may vary between you accouns. Please advise the Fern promptly n writing of ary soy:docent change in you fermis situation or nveument &tens For each accord held you 0005. one of the Inning meaner object... • Prodiu Current/trona Investments seek irg the gentrain of none ork • Anne Capta/Appreciniom hiestments seeking growth of primpal rather than the generation of income. • Adorn Corn lanaeon or income and Capital Appreciation Investments seekingboth the generation of infra regrowth of principal Overall risk profile; • Common Seeks to mantes meal atonal, with Ion risk and van lily to the wain overall, mai it that means the account does not precast air/Oka-4 CONFIDENTIAL any a rams and my not keep pace with inflation • Moderate Mang to accept sane rid to pincipal ad tolerate some v.:airily to seek hrber returns • Appease.: Wiling to accept hit rids to pnncoal and high vOlataity to Seek Impreturns over time. • invettesen ft:04m Consideration: a selected, a potion of the pa Iloilo lot that account may rickey complex strangles linked liquidly and creme Mainly Statement shouseholdire We may consolidate at related accent statements with the ant address in the same erwebph e 0 because they have onners who also mantan pr : meant reationseps wits other chns a the same address. you prefer to mere irdiidual statements mailed n separate neon. you may decline hamthoring by calling you Financial Advisor Friendly anima nom* Tee Friendly account urn is a customizable -Tharurne chosen by you to assist you withyour nrcordleepag has ro legal effect an you account is not Wended to reflect n strategy, prodxt, recommentation. rnestment objective a ink prolate associated wet, your accounts. rd is not a women a guarantee that wealth a any financial es/soh, can or will be achieved. All inestments invoke the risk of loss, iticldrg the risk of loss of the entire irwestrnent. You can change your Friendly accent mines tfvough Dent Services or by controtn you Crustal Adasa. Account overview • Vakre of your e«ountrportfolo. Net of assets and liabdaki • %Tv% Includes available cash balances, vies foe remitted security (est ), and Global Tine Deposin, tuned marls to market, and <mai+ assets not held by the Fiat. Does not ncbde mined WCUrRitsla$14.1S at the 00501 the prior ad current statement 'nods, a Wad* iwastrorrMs. a:halted stock options and overrun rack options • Pinkies noires debit balances, custard-no rmegin toms. credo Ire, shoe' account balances. • Cash/money balances Total of ulna-nested estate cash balances, plus &pout balances at affiliated and non.aff ilated s. ad money makesmutual find sweep balances at the cease of the statement period Noncorrmockty free creckt balances in poor noun at not segregated from cane balances and the F ern may use any a these funds in the ordinary caste of es business These funde aro payable span your den ad. This total is roaded in the current peke closing vat* Leming information For cleared niarnatiOn an the /nes lending pact cies se enchain. refer to jou Client Renionthp Agreement a Account Agreement and the aeneas Terms arid Conditions LBS Statement of Credit Practices avaiktle nAgmensents andOimbsures at view iiht rnard.vetwarralriv SDNY_GM_00026822 EFTA 00137442 EFTA01278349 Important information about your statement (Continued) Your assets Your statement itemizes recoils, and other assets held n the accounl al the end of the Statement reread You may ask for delveny of fully Paid securities al any tire. You may reuse seopties used as loan co/Lowa alter wing any balance de on them. Any securities tranderred to the Frrn ding the stoommt period are l ed at market value or of the end of the stamen period • Con basis dekonniro the cost basis of the secureies ridded is this itaternent, wbtie indicated wit. the number -I,' LE6 Fluidal Services has relied on information <Maned from sources other than U8S Fnarrial Sertices. suluding Humans, born another f ern that you may have voided to your Finical kleiser. The Finn does AM indepenistly terdy or guarantee the aCOSaCy or valday c any OM emotion vended by sources other than U3S Financial Senics In addlion, alehouses L6S Fnoxial Senoras gerseralk updates this rdmmatim as it received. the fan does not von* cry entrances dna the domain:el crcler "Coat baler and "Ureealcod give loss" is activate as of the date of this statement. As such. please do not rely en this Manution to retake ruckuses sale decisions fa to pi-poses or othenvise. Mecums transferred to the Fins may reflect a c Homo kin only Ice the period or tire they held at the Fan More bigot:cal (demotion can be Aided by you* Fnarriel Advisor. • Urettalked ganselessits. Wren data 6 availabk, minuted unmated gonsflosses are calculatedfor indiviidl storey lots The erasion data for -rt.:India, lots may or may rice ref Rot ccrrmissions. charges anokr secuity reogrmal on events. Diedend and other reovestment lots and systematic piths«. lots se each ccmbimed to display we averaged lot 71-e 'Trade date colmn pimento the ongiel transaction trade dale. • Callable securities Bonds and preferred stock that the 6Yier cab for eery rederrpton wit be selected niparbally by lot tram among al scarlet of that :Sue held in OW rum* or in nonente row for our clients Call kaki. riformalkn is obtained from third pities and es away a not guaranteed. Other call leans may pot which me aff ect peld complete information roll be provided upon request • Price/value Prices displayed for securities and other products may be highs or lower than the price that you would actually recse in the market. Prints ap obeained from ormis Pod party sources which we behave told elabie, kW we dons gaunter this accuracy - We generally use the cbsing price when available or tie mean of the bid and ask prices ler listed recision and options a onk bidpekes Ice OTC wctikes - Less actively traded secohis maybe priced using a valuation model or the most recent pile we obtained and may non reflect an actual market price a vats ▪ Cenail positions may taper wahine a price and wit show as 'once was not available awe are triable to cbtan a price for a wanly. - Deposes ce stiopties denomnated n offences other than U S. doers am reflected at the exchange rate as of the stammere date. - For cenan seesaw racks; in non-conIcemng denomnatont once and wooly (face value) may have been adjusted to facilitate proper vaunt To obtain orient quotations. when available. contact you Fruncol Athos. • Private investment. and structured products. hivate nwstrnent ward*, (IN rag these ParlkiPal an oviseam and real estate inwornent trust securities) and strut bared precious are generally highly Chan south/ad ocelots haw not been roistered with the Socaities and Exchange Commission or tondo. any state securities laws. We provdeedrnated values for {siege investment stokes and structured moods for rdomal crud purposes only Masao 6 not guaranteed - Thew vases may differ abstane bay Rom peXes ay. al which a private' wain, d security a structured product may be boc4nt or sold and do not recession& represent the vacs' you may rearm goon liwidation. - Third pry *strides of value re as gai a <actin date aH are supplied to UPS Foxe sal Services on a repair bass by an rdeperkkrt valuSion lima - tsWer, general partner or sponsor estmated watts, if cob we oaf:eked to the Finn by the issuer, general partner or paws and may be obviated based on deferent informaten from that used by that palm to derive thee minuted mites. — You can obtain additional Herniae's, regarding the methodology used to determine the estimate of value ad the dale of the eicrinatiCel that is the basis la the estimate by contacting your Financial Adv60r. - Turd patty estimated eaten may be reflected as Idol piked' in several leuatienS: Mien an independent valuation fern has not suppled or is unable to assist a value, when we became aware that a maternal event has waned dna my calla pinion/et reported yoke it question, a semen a value would be highly speculate. due to the neve ea the warty — Wren neither an shier, general partner ce sponsor estineled value nor a thed-poty estimated mew 6 gionded the vase of the 'essay wit bedifferent from its potpieprice - 'Distributers to date' may ricks& When of capital name or both. - • °egret IPA size' represents the nitel offering poke pis tout and may not reflect your cost basis - Of P Ind unfilled RErt sorties are not listed co a national securein exchange, and we generally acted ani even if they can be sold the price mowed may be less than the per sere estimated value provided n the septum statement, • Restricted securities Restricted securities Wren* are not wreak eligble for pubk sale. LIBS Financial Services uses the market price of tie urrestixted stock of the Sarre twat as an inflated value lee the restricted stook for purposes of the StOfteltat only. To the extent that restricted von ies are eloble for salt to value received may be stbstantially less tun the awed value shown. • Eat (estimated) interne, current yields and rates. An est male of ainto! r‘diee n bared on (c.o.,' dNidend and intOoKI rates, attuning the securities will be held for one yea- from statement date or until mataity.IT6 estimate is calf a guideline, accuracy and continued income are not guaranteed - Connoted ornwl name zed current yield for torten types of Securities could riflede a return of prikPal on captal gains in which case the ese income (rd current pelo) would be overstated. - Est/noted arrual axone and current yeld and the actual income andyield mght be low on hitter than the esteniked snares - An estivate of annualized income (dinderd aockr interest) divided by the current market value average balance 6 based on the last divdend or merest payment made by the issuer and Points the seoskiesidepoids will be hell foe one yes from the statement date °curt' maturity. Accuracy and continued yak, re not guaranteed. • Meets net held by WS Financial Services, Certain assets ar e not held by the Fins and no wethin the Fein's possession or control. These assets are deployed on pots statement IC. nformational purposes only. Positions and valets presented re provided by the Muni fim LISS Financial Sows is not responsble for this iricernaton and awe not gwrantee IS accuracy These assets au rot ordeoled by SK or the f Sat supplemental DK coverage. • Revenue shaeki and adckional compensation. - In addition to comminken on sales and 12b.1 Nos received in connection with the distrixdrn of mutual funds to err dents we ardor our Shame reeve revert* thee° payments from datitums and cr advisors of the mutual hods that so sell Dew amounts re based on two different movements' (4 the snort of sales by l8$ of a particular rrutual had family to our dents; and 60 tie asset vats, of a poticular Mutual fund lernals therm held at the fon - We and or affiliate also receive networking and oronbus processing fees in consideration for wander agent services that we preside to to nuual funds These fees generally re pad from investor assets n the mutual fund and are a hied doll. amount based on the nordwir o/ accounts at the broker-dealer holding mutual funds of the fund family - en addition to CCenril6SkinS received in connection with the saki a datibuton of annuity contracts at unit nvestmert bust tones to our clients, we ado as af I hate receive revenue during corrpensaton from Mary of the nsorance companies unckrwriting the onnuity <SNAIL affiliates of the Nuisance cowponies or sprout of the nit nvestment trusts we &oboe — In addom to commissions received from the puthase and sale of NedShares finds, we andor cur athlete receive an asset-based revenue shaming Porno* from NentSharee distrbuscos as well as hider; for technology development training and education. — Our athletes also receive trading coimiisoms and other compensation from mutual funds and entrance «meanie; Mere waits we chtuttne CONFIDENTIAL — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS AG Surrdold Brooch and newaff hoed bads Mout, our cash weep poganl. Isis compensation may be per account fee or may be a percentage of average do,/ &posit toseerxes Activity information regadrig commissions and other chages incurred n correction with the ex:pionof trades, indiSing option tram-stone has been inclded on confirmations previously lionished so you ed will be prodded to )our proudly on request. Short soling ll yet .e engaged n shot sang a wordy. puma/ mut a charge doe to certain borrowing costs for the pan lade-security. Open orders Regaidng open co • roblitcancelee aders that were not evouted by the seamen date, open buy and tel slop orders ere reduced by the ammo* of Modena; argots on an exidividerds a oil:tits date unless nstructect othemise by you. You se response:defer orders that at executed due to yam failure to cancel "ing OW ceders. Privacy To Aeon a copy of as current Client Privacy Notice, please cadet you. Fnancial Adds« or viol as website at >wen gin ensurvivierr,frt. - 185 Financial Dokes is rot a bark. The RMA, Benne« Stokes Account BSA and IRMA are brokerage accounts snhkh provide access to barking senses and products ihroacji alarigernirritS with affiliated banks and other ihid.pamy banks and provides access to minxe and arm* Products issued by u-dff had thitl.porty no:oncecompanies through instance agency stbsidants of LEK Financial Sewn Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No ban guarani... May lose vale — tMA Pesaro. Management Account Busyness Servos Secant ESA, IRMA and nteenationil Resource Management Account are registered sense marks of LSI Financial Services Inc. — VKA is a registered vacktirurk owned by Visa Menai:nal Service Association and used under license The LOBS Visa credi cods ad the ley Visa debt cods are awed by UPS Bank LISA with permission from visa U S. A Incorporated All oho vademarks registered trademarks, strike marks and registered senate nudes are of their respective cormanies IRS Financial Services Inc Rev. 701810 SDNY_GM_00026823 EFTA 0[)137443 EFTA01278350