EFTA Document EFTA01278551

4tUBS 1.185 Financial Services Inc 299 Park Avenue 25th Floor New York 1( 10171.0002 04P70055.101630516 U o Account name GHiSLANE MAXVYal. Friendly account name: Incliv: 8alyasny Account number. I=M Your Anemia' Advisor. SCOTT STACK MANLYLE CASRIEL Phone Resource Management Account May 2016 Questions about your !tamest? Value of your account Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, on April 29 (9) on May 31 (5) account Your assets 88724100 893,377.00 Msit our vabsite: Your liabilities aoo aoo lvww.ubs.comifinanciaisennces Value of your account 5887,243.00 $893,377.00 Tracking the value of your account the utanCIS 881 2 893.4 • n'aDE DK 2014 Dec 2015 Ap• 201E May 2016 Sources of your °cos unt growth during 2016 Value of your account at year end 2015 $9221621.00 Your Investment return Change market value -329244.00 Value of your account on May 31. 2016 $893.377.00 SDNY GM 00027194 Member SIPC CNP700C6005690163 NP70o0i9i 995 070% C516 0305750GIMM00C0C0 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37814 EFTA01278551 SUBS Resource Management Account May 201r Your account balance sheet Summary of your assets Value on May 31 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 893,377.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3893,377.00 $893,377.00 100.00% Account name: iNE MA, V\ ELL Friendly account name: Ralyasny Account number: Your current asset allocation Eye on the markets Your K modal Advisor. SCOTT STACK MANLYLE CASRIEL Index Percentage change May 2016 Year to date S&P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0.03% 3.45% CNP70003005590I64 NP7CC019199500CO3 0516 030575004 CONFIDENTIAL ONIMPAIGM_000271t030 2 of 6 EFTA_00B78 5 EFTA01278552 *UBS Resource Management Account May 2016 Change in the value of your account Account name: GHISLAINE MAxWEU. friendly account name:Indivii iii Account number. M3y A lb 3 Year to date (I) Opening account value $887,243.00 $922,621.00 Change in irai ke1. value Closing account value 6,1_4.30 -29,244.00 $893,377.00 $893,377.00 Summary of gains and losses values reported below exclude products Ihi which gam anClio$SeS ate not classified. Realized gains and losses Unrealized May 2016(1) Year to date (S) gains and losses (4) Long term 0.00 0.00 -6.62300 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manage/. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current inccme & capital appreciation Your risk profile: Primary Aggressive Investment eligibifity consideration None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL SDNY GM 00027196 ChP7COCE030593016SNPIOCOI91995 00008 OSI 6 030575004 CONFIDENTIAL 000000 Page 3 of 6 EFTA_00137816 EFTA01278553 $UBS Your notes CONFIDENTIAL EITA,1378.17 EFTA01278554 *UBS Resource Management Account May 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indivilial aSiy Account number. Sane prices, income and current vaues shorn may be approximate. Asa kit*. gains MdlOsses May not be accurately refkcled. See msponant intotatabon anonr your statement a the end of the docurneM for rrore Joh:an-won. Non-traditional Private eputy funds, Hedge funds, EndOther investments are held in yOur U85Finarcia ServioS inc. CUBS FS) brolera:ye account. The Notions reported below reflect the (odds of the mums, and UBS FS Uses rot patentee the accuracy of the iriormation The value shown is not necessarily the value you would receive from I be issuer if you sd the assets. Funds acutely sold UBS Safe subject to ongoing due digence, although the level performtdrriay vary A dosed fund may be sutiect to noongong dligence A fund that you purchased elsewhere may never have been subject to UPS FS cllige de. although UBS FS may receive a fee from t he funds manager, which may constitute a modify of the managernentrincentive lee. Please contact your Anancia Achnor with questions • Est vaue per unit' is an estimate of value supahed by an independent valuator, arm and reflects adjustments for factors such as the equidty of the units. Hedge funds Hcldng ATLAS ENHANCED FUNO LP A/0 Oaf 30/ 16 Trade date: Sep 25, 14 Purchafe puke heartier Metage once of OWN per Shale (S) Client investment (5) 900,000.00 • Your el sandal Advisor: SCOTT STACK MANILYLE CASFOEL Estimates of vaue SsOffied by issuers 04 Certain peograrrn 6ntuen ere gene [sly 'net asset vaue' estimates) are mown as' issuer est. value per unit'. For Private equty funds, • Est. value per unit• is a vaue updated quarterly, based on the Net Asset Value NAV') in the fund as or the date specified a:Wiledby ading codtal calls arid subtracting dslnbutions ante the NAV dale The NAV is primarily based on estimated parlSolioviues donde/ by the underlying fund sponsor Thew two 'blues may vary because of differences In the way they were estimated and because the • Third parry en. value per Una' may have been prepared on the basis of financial irionnebon other than yea/4.nd Repoled estimates may not reflect resale, liquidation or repurrhoe vane, if any, and may not reflect dst ebuti cm of codtal until the next valuation is reParted generay on an annual or serri.annua basis See enponant inkensesen detour your statement at the end of the statement. Cost Price per share basis(S) on May31 CS) 900,000 00 1.000 value on unrealized Eta') imemment Hddrg May 31 (5) in or loss (5) return (5) period 893)77.00 -6,623.00 LT Your total assets Value on may 31 (5) Percentage d Cost your account bast (S) Blanketed unreaaed annual incerne (51 San or Ices (5) Noe•traditional Hedge Ends 893,377.00 100.00% 900,000.00 4,623.00 Total 9893,377.00 100.00% $900,000.00 -96,623.00 SONY GM 00027198 G* 70003305593167 NPTOCOI9I995 00003 0516 030575004 CONFIDENTIAL 000000 Peg* S of 6 EFTA_00137818 EFTA01278555 *UBS Your notes ""- r::::"=::,==i".'W-Y------ '' CONFIDENTIAL EFIA,137819 EFTA01278556 Important information about your statement 135 Francial Services ex. (the Firm or UBS f nerd' Serval), is a mereber of all principal ucvay, ccmcroday and options exchanges. UPS Financial Seniors and U65 Bank USA re i-died subsilenes of UPS AG and aff iliaas of LBS Sautes LK. The Ems lnanoal statement e available upon retail. The Font eseodthe offices ere at: U3SFinancel Sermes 1200 Harbor 'aved Weehawken.. 07086 This aaternera representsthe only off icial record of you U35 Financial Services account. Other record, eta* aka Ltt docunens contanng cornicingdata should rot be relied tan II joubathe there is en error cr omission please report it immediately n maw to the Branch Manager of the afire serving your account. Allticup al lig** shown re intended to be accurate. statement atatcukt not be d Ice tar *noses Rely Wok on yerend tax lams. • Form 1099. 5499, 10425. etc) when Drepamg your tax return. The Finn s required by law to (mon to the IRS alleatable deriders* reporubb norytadbk cirtiihna and Laub!. Merest erred en saints, held egov accart, net *ands on sae tratacliore, ad con basis on certain cared seculars Cammuff eatiens with the Flo • neasierincodinn mei oral commineations in wring to further protect your richt, . inducing your rktitS miter the Seoilies Investor Protection AO (5B*1 • f thefinancial institution cn the top left of the front of this stints isnot U36 F mean Stakes, LBS Handal Santos carries yea =aunt as clearing lychee by arnagement wits the bloated inslituton We informed you of to relatcnshn sffSenarar opened this accost h the cast your tu-a and sashes tre boated a LOS financial Services and rot the intolaw brokers and you mat make a nput of any error or omission to both firm. As described n to account agreements, you must no* us of any errors or fraud iwateg dells reflected an your statement wan 30 days alter It was mailed or made available. A II filit4mink shall be, deemed con-plea and accurate in all other respects if not objected to in nnteg within 60 days • Please dact customer cornplairas or Fm's Clem m teat at a <onkel, at .903A.4 Io600P.M FT Monday throug y, or in wren; to Les kir ig Services Ix., Cli Relations Department, 7.56 Union Cry,. 07097. • In case of errors or =effort about an electronic fads transfer (W1), BS Visandebit card transactions, call or mite to UBS Financial Senipas la., to 14, Eth floor. Weehankert • 07086, Ann f PAA(eSa. Sakes. CS or mite a soon /eyes' can, if you eta ma statement or receipt is wrong or if you need more edumation tad a transfer on the statement or recejot The Firm or Card Oaf (as apkable)must hear from you no later tan CO days after **Fins Sent yOu the Int stamina-a on which the error Or problem amend. - Donde your name rd *cora nurrion Of any) - Deco& the error or tie nosier you Yet-MUM about, indeplain as cleat k as you can why you belie* it is anerror or why you need more inbranseen - Frondethe dolar arrant o4 the suspected error. The Firm or Card Issuer tel aeestigate put compaht and wel correct my tutor promptit For alleged mon imokting UBS OMRdebit cad tramadern. if we take more than 10 bus erns days to do this, we will credit you accord for the amount youthink is in error, so the you wit have the use of the money clang tie tine it takes us to complete our nostigetion. Please mire all checks paydok to the Fun or the financial instaann eckated on he Irak of the statement In addition to regular avant fees, accounts may be &kat to maivenarce Ins, charges for late payment kr securities purchases and charges kr unpaid amounts n cash accounts. Accounts that re transferred to other instimlens may be subject to a bander Ise. UBS Sweep Oreiene LES offers options for nwephg cash balances. balances to bat deposits at UBS Bak USA and LEIS AG Searnkrd branch (Ba-k Sweep Prodfarrs), moneymaker mutual bads Money Fun; and the International Depose Accard (DA)for c =clan with an International Rescace Llanaprani Accuse. Though the Bath Sweep Programs, cash balms we swept to LES Bank USA La to an established knit ad then to UBS AG Stanford &and\ or a Money Fund. Deposits at LB. Bank USA are huts in accorda-ce with FCC Nits. Form do-maim please visitwwwfdic Deposes at AG Stamford Brant and shares of Money Fuxb are rot nosed by the FIX. Through the DA, mailable t es are urea to depose twines al UBS AG Branch and LES AG Carron Branch Thew aposits are not Muted by to FCC. Balances held at the UM AG Cayman Branch are tempura/ *posed to the sovereign Ink of the Caren ida-dc, and there is no guarani** or other obigation of UBS AG to repay the banes while on the LES Cayman's Brach's books. Deposes at LBS Bak USA and each UBS AG Branch an, not protected by SIK. Monet Fund shaves are protected by SIPC. See *LES Financial Services Accent Proiecton' below. Uponyour return, balances in tie Bank Sweep Programs or DA may be withdrawn and shares of a Money Furd may be Inuidated, and the proceeds returned to you or your senates annt. Ftrthee blormalon about available sweep options rickadng curiae ireerest rates and ;kids, 5 available at wmteubs cutest...malts from your F nano* Admor a by calling KO-762-1000. UN Financial Soaks astern protection The Firm r: a rna-ri-ordF ihs Son r 61 Iwnto• Protartnn Corporation (SIPC), which protects ItO-rlieS ACCO-VHS 01 its mentors up to $500,000 (including 1250,003kt dams for cast* The Slit asset protection limits apply to all account that >when b a particar tweedy. The Fan, together web certain aff taxes, has also purchased tidwanental potation. The madman amount payabk to at eligible diet, CONKlink ander this protection is ZOO mann x of Decent* 10, 2015. Sabra to the poky medians ad limitations, cash a the firm is further protected for up to $1.9 million n the *negate kr all your accounts held n a particam capacity. A fa ocpy of the poky worth-id is babble uPon request. the SIPC protection ad the suppkmental protection both do not apply to • Certain financial assets controlled by (and atected n your alto value) but held away from UBS Financial Servicest , certain( cash at UBS Bark LEA. In cash at AG U.S.branthes, (4 edurara poixts, including sank annuities, and (in Aarn of maul funds where such sham re registered drank in the name of the account holier on the bocks and records of to applica* aster a transfer agent), • to emstrnent contracts a in*siment interests leveed partnerships ad private placements) that aro rol regitered sear tie Securities Act of 1933; ad • Commodities contact foreign exchange and mews metal contracts), including futures contracts and commodity option contract. The SIPC protection and to suparementl protect:ado not apply to these asset men if fl y otherwise appear on par statements. The WC protection at the supplemental protection = not protect aganst changes n the market vela of an imestments (whether as a result of marl* mmerrent, issuer bankruptcy or °larvae) More elimination is battik lam (want. You may cbtan more information alxa ^ the SIPC Brake% by ca lading SIPS[ at or by visitiw the SIPC websee at met *tors Dividend Reinvestment Brogans (DRIP) The pie reflected is an assma Face You may °ban the actual price banns F racist Advises. Only *hoe shares re purchased under DRIP; petal than will be sold ad the cash MI be *posited in your account. The dividend reenactment price applied by the Rear my 6fler from the mean pia al which tie partial shires se sold Casteiblieu Cnk whole urns rosy be held gar acccult. If you ea entitled to a petal omit a are,it of a ckiderd payment or otherwise, the Firm all ether sell panel snit at market wire a accept an /mord determined by a regidened dewing agency, rd credit you' accost Invaetment objectives The inonlmeril objectives and risk profile we spec le to each account and may maybetween you accounts Please advese the Firm empty in wining of any sgaicant change in you Ina-Kiel situation or investment cblectives For eachaccount held, you Moore or* of the folbway; instant objectives CONFIDENTIAL • Frocks, Cunene Income: hvestments seekng the generation of income crib.. • Achim. Cape*, Appreciation: Investments seeing wont of principal rather than the generation of 'ream. • Produce Conebnutoo of Mae* and Capital Apnoe a Imestnents seeker; both the gentencn of nccene and grOtAh of prixpal. Overall elk profiles • Conservirate. Seeks to mantin nilial pixieµ with low risk and vottiltry to the account carat even tat means the accost does not generate sign it bars item or relurnt and may rot keep pace with htstion. • Moderate. Willing to accept some 64 to preen* and tan's* some scanty to seek hgher returns, • Aggnoseve: Wiling to accept high nt to unmet and high *fat lily to seal high returns out time. • ffoustranr EE9LdGrT Consideration: f Wint•cl, a potion of the porHoli,f or tat account may exIsle complex Flanges, rented basicity and rater volatihty. Statement thoureholdior We may corsordak all related account statements with the sane adieu in the sink enveiwe,. arta fey have owners who also maintain foal account rear pangs wth other dents a the sane address. If you paler to ream individual statements mailed n separate enselopes, you mat deck-a haseholdng by ceding gar Financial Ackert. Friendly award name The Frxedk acccu-4 nano is a cusiuncale 'nickname' chosen kr you to assist you with your reconikeePea has no legal effect on your account You can change toe hiendk account names, through Ofiltie ServKe5 a by contain; your Fhancial Admix. Account overview • Vat* of yew arroustlacinYao. Net of *sets and • Asset betides matte cash balances, values fcr restrkted secant (s1), and Global Tire Deposit, amazed marks to ma-ket, and certain assets not held by the Fim. Does not include unpriad saritieRassets at the end of the prior and arrent statement periods, or primate heessmenk oavested stock options and enensable stock options • Cabana Induclos debit balances, outstanding margin bans, credit lee, she accent balances. • Cash/looney balances. Total of unimested ridable cash balances, plus depose balances at UBS Bank USA, LES AG U.S Branches ad money market mutual fund sweep balms at the case of tie sta./rant period N:accewredit free creak balances in you' account are not segagsed from she balances and the Finn IA! Sly of these Iseds in the ordinay route of is business Thew funds re pwabh wan your downed, ibis total is ncluded in to arrant period closing Vain Lending infonnetion For detaled information on the Firm's lading practices and disdains. refer to you Client Rationale SDNY_GM_00027200 EFIA_00137820 EFTA01278557 Important information about your statement (COMItaled) Agee/nerd or ACCOal Agf t4fteill and the General Terms ad Conditions U3S Statement of Credit Practices nibble in Agreements and Oak/sures at goy in< fronitireevintekrinto met Yew .ts Your statement itemizes securities end other assets hell 1-• the accost at the end of to stammers period. You may ark for deiterY a K4 paid seosies al ay time. You may receke securities rad as loin collaterid after poring any balance dm an them. Any securities tensioned to the Fim dreg the statement period are listed at market value at of the end of the statement period. • Cast bald. In determining die cost basis of the securities inciaded en this statement, Were indicated wth the number" I, • US Fnonce& Services has relied al information obtained horn sources other than UeS Financial Semites. including information from another fine a that sum* have provided to yea Finmxial Adam The Finn does rot ideate-okay verity a gown the accurcy a validly day idormation Provided by 3CtreeS other than LES thancial Seniors addition although UESChricksl Seniors generalY Li:dates fib nfcrmation as it is mewed, the Finn does not provide any assurtroes that tie information seder 'Cost bad° ad *Unrealized gad loss' is accurate as of the date of this statement. As such please donor retys on this nkenrotion to make puchne or sale decisions fa tax purooses a otherwise. Accounts ordered to to Fim may reflece gee-Noss infant:re only for the period et tine they are held at tie Fim More hiaorical eilormaton cube added by you' Flats' Advisor. • Unrealited gens/lones When data is Donk, ottinated trroalineel suindlowes ate alai-Med la haviLial stony lots. The transition data for edvilial bet may or may not ref kct commisions, rZ da security reorganizaton events ari cl and oter reinvestment lots ad systematic pi:chafe be, are each combined to display one averaged lot The 'Trak date* com emn presents the aging ransaavn trade date. • Callable securities. Bonds and proland stock that the over cats for eat redenplem will be selected erroalrolly by lot from among all secures of tit dsue held in Gann. or in nominee name fa as <lents, Call leave Mann) is cbtaned from third parties and ih accuracy it not garaniced. Other tali fonts may van which mid ailed reit compete erkernation Will be provided upon request • Certificates of deposit (C0s). CDs are FDIC sired quo $29),000 in principal and accrued keenest per depoaor at per depository nonfat in accordance wan FDIC reeks • Pride/value Prices droolami for steams and otter procests my be higher or baier than the price that mu would anualY make in the mare hoes me obtained from rata tied party sources whits we brew to be relable, bit we do not garantee ter accuracy. - We gnu* use tie closing price when snit* or the mean of the bed ri d ask price, for listed acuities and option; a only bid prices for OTC searities. - Less 3Ctereir traded securities may be priced using a valuation model a de moss recent pte we obtained and may not reflect an actual melon price a vim - Certain positions may apex Mtn a price cart will en as 'vice was not available • it we at viable to obtain a price fora steady - Deposih a "meanies denominated al CUtalron otier thin U.S &Ors are reflected at the (whinge rate as of the gatellent date. - fcc certain startles racing in non-conformrg denornnations, price and quantity(fate iota) may have been adjusted to Imilima•propee valumin To obtain orient quotatiord, when enable, contact you Finacial Adviser. • Private Investments end structsved pica Int. rmstrilent swaths (sLding deed participation program ail real estate investment rust crates) and structred prolds are generalks highly ifigid. Celan seat-tend west base not been registered with to Securities and E.dage Commission or undo. ay slate secuntieTares. We provide minified values for private investment castes adMatured products for informational purposes any. Atarary Sam guaranteed. - These neyes may differ absent* In prices, il any. at which a Prete nvestnerd ritY structured product maybe bought or sold and do, net necessitiy represent the vat* you may receive coat liquidation. - Third pity esimmes of vain are as data-tan date and in supplied to UK Inarcial Syriac on a regtiar basis by an iridependere volution firm. - baser. general Danner or sponsor estimated rakes, ay, are 'phid to the F me by the issuer, pineal partner or waxer and may be calculated based on deferent information from that used by tied ponies to dwive their estimated values. - You can obtain aeditorel information regardeg the metocblogy used to decennia. the estimate a value and the dale of de Hamblinthat is the basic for the ectimate by contacting your Financial Advisor - Third party 'singed valets may be reflected as 'Not priced' in several situations: when an 1-dependent valuation lien has not nesteda is auk/e to assign a valm. when we become ware that a material mot has coasted tee may call a preseany reported value no question, or when a value would be highy *tartan due to tie nature or the wady. - When neither an issuer, general partner or sponsor estimated value nor a thrd-paly estimated wake is prowded, the valuate secesity wit be dikter* Irene its caches* price. - • Crotributions to date' may indude ratan of capita( ncome orboth. - unit size' represents tie hkial offering weeper ad Adm./ not relied your con bass. - DIP ri d unlisted RErt mattes are not listed on a national ',curries exchange, and aro goner:Ay liquid and even if they can besot, the peke received may be few tan to per tare estimated valw provided n the accost statement. . Restricted securities. Restoted secants gneraly av not twenty elgbk for public sale. WS Financial Sean use the mabel prima the unrestricted stodi of the same issue as an reputed value for the restricted Pod broorposesoithis statement oak To the extent tat resigned seosties are elgiok to sale, the value received may be tbstanualy less thin the inmed vabe *men • Est. Festinated) income. arrant yields and rates. M estimate of annual income is based Ca current dividend ad interest rates, assailing tie startles will be held for are yea from statement die or until maturity This urn*, Pally a gudelne; accuracy and continued income are not auwarted - Estimated Nasal name and tarot yield fa certain types of leashes could rickole a ream of captal gbh% h which use the est income (a-d curried yield would be ownstated. - fainted and income and arrent yield ard the actual &Jane and yieU met ft be Intro, higher than the estimated amounts. - Are eremite of trusteed income (dal:lend enter interest) divided by the current market vabraverage balance is based an the tat dividend or Merest payment made byte dome' and .109-aneS tie sear verdemas will be held for one year tram de statement date or until neut. Accuracy and continued yell xe not guaranteed • Assets not held by WS Financial Services. Certain assets tre rot held by the F im arena nil, the Tern's possession or carol. These assets at displayed on loos statement for informational purposes only Positions and values presented aro provided by dal dsu'rg fern. UBS Financial Serieces is not recant for die information and does not guarantee es accuracy. lb's, assets are not protected by SRC or fro Orris supplemental9TC coverage. • Revenue sharing and additional compensation — In addition to Cormissions on site. and I itol lees received n correctionwith to distribution d rrulual fads to our dents we andror our Afar receive revenue shying Payments *pm dianbutors ardor advisas of the inset funds that vie sell. misestimate are based on two oWerem corrpononts (k the nowt of Viet by UBS of a particular mutual fund famikt to our clients: and (v) the asset value of a particular mutual fund farnikes shares held a the ham — We and as shales, ako receive flunking and combs' processing fees n corndration for transfer agent wi nces that we park to the mutual lint. These fees generally are pad from investor asses is the ream Stared and &fettered data amount bleed an the iambs- of accounts at the broker.dealer evoking mutual fads al that fund family CONFIDENTIAL — h addtion tocos-omissions received n connection with the sale or attribution ol may contracts and knit investment best ails ton clients, we ander our affiliMe ream* reserve sharp ampensitron from many of the insane companies ardent e.; the amity Centrals, if Yaws ate aurae cormares or sponsors of taunt inesemmt rats we diabase. - Our affiliates abo make trading coranssions ad Ohm compensator, frown natal kit and insane companies whose prodicts we daytime. - We receive art serval fee from UBS Bat USA ad LES AG Stanford Ranch of to to 475 per accoad sweeping to the barks under the UBS Bank Sweep Program. Activity Inficematinregardngammksins and other chases eared in connection with the exeoACh of trades, arbor* option transations ha been incbcid on conf Means prewousy I ucesshed to you. and roll be proided to mu prorrptly ors mean. Short sidling H you ate ergaged in short selleg a seventy, you may eo-r a charge der to Certain harovieg costs for that particular warty. Open orders Regarding open or • goottilkancelled* orders that were not executed by the statement date, open buy and sill slop orders are retired by the mount of dividends or rigntscn an ex-dividends or encefra date unless Strutted otherivise by yos You are re for orders that are executed dm to your Velure to cancel wising open orders. Mime, To obtain a copy of or current Client PrimacyNotice. please contact you F narrial Mita ce vat our wank at wets 'hr rnm/egiv✓•• • vne,f UEG Financial Serkes O rota bark The AMA Business Services Account BSA and IRMA my brokerage accounts which provide access so banking services and protests tnat# aTalrbilit with al Bated bat and other Ihniparty banks. rd provides access to irotsa-ce and amity Palms toed by unaffiliated thid-party notate <monis through insurance agency subsdiaries of UBS financial Services Inc. eirestnert, iroura-ow and artily products, Not FOC Snared • No bank quarontem May lose value RMA. Resource Management Awn nt, Baines. Services Account RSA, Ittria and intonational Resource Management Account am registered service maks of US Nevoid Services he Vita Sigablilit it a registered OM/a meek of Vial hunt inat LES Visa Biomes. ova cads and IBS Visa debt cards ate inued by UBS Barlo LISA with permssion tom Visa USA Incorporated. Uld Financial Semis Inc Rev 201604 SDNY_GM_00027201 EFTA_00B782I EFTA01278558 *UBS UBS Financial Services Inc 299 Park Avenue Win 10171.0002 cNnoossoussoolaxins. o Account name: GHiStANE MAXWELL Friendly account name: Indio Balyasny Account number. Your financial Advisor- SCOTT STACKMANLYLE CASRIEL Phone Resource Management Account June 2016 GHISAINE MAXWFI I Questions about your statemeat? Value of your account Call your financial Advisor or the RMA Resourceline at 800-RMA-1000, on May 31 (1) On lune 30 (1) account Your .355e15 893,377.00 899,041.00 ldsit our website: Your liabilities 0.00 0.00 wire. Lbs corn? linancialservices Value of your account 5893,377.00 S899,041.00 Tracking the value of your account $ the. Li;311CS 922 6 r00 oil. °°°. °lIlle 9-4)( 893 4 Sources of your account growth during 2016 Vzdue of your account at year end 2015 S922.62100 Your investment return 899.0 Change in • market value -S23580.00 Value of your account origin 30.2016 $199.001.00 Dec 2014 Dec 2015 mai 2016 Jun 2016 SDNY GM 00027202 akmber SlPC 08110001005505255 NeT000309514 00098 0616 0305250d 1 mio Page I of 6 CONFIDENTIAL EFTA 00137822 EFTA01278559 SUBS Resource Management Account lune 2016 Your account balance sheet Summary of your assets Value on lune 30 ($) Percentage of your aCCOUnt A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non•traditiona I 899,041.00 10000% F Corrrnodities 0.00 000% Account name: ,Ci<t.PrIE MA.V.ELL Friendly account name:Indivaisiy Account number: Total assets Value of your account $899,041.00 100.00% $899,041.00 • Your current asset allocation Eye on the markets Yourignandol Advisor. SCOTT STACK MAII LYLE CASRIEL Index Percentage change lune 2016 Year to date S&P 500 0.26% 3.84% Russell 3000 0.21% 3.62% MSC I - Europe, Australia & Far East -3.32% -4.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% 1.80% 5 31% CNP70003005505256 W700330351 4 00038 MI6 030575004 CONFIDENTIAL 11 WAY_GM_00027208fte 2 of 6 EFTA_00137823 EFTA01278560 SUBS Resource Management Account June 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Psiendly account name:lade/Sal asiy Account number kne20I6131 Year to date (I) Opening account value $893,377.00 $922,621.00 Change in market value 5,6E4 00 -23,580.00 Closing account value $899,041.00 $899,041.00 Summary of gains and losses Values reported below exclude products loir which gars andlosses arc not Ossified Realized gains and losses Unrealized lune 2016 (1) Year TO date (S) gains and losses (1) Long term 0.00 0.00 -95900 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current intone & capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty consideration • None selected Your account instructions • You account cost base default closing method is FIFO, First in, First Out. Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00027204 CuP7C00)305505257NP700330514 00008 0616 030575004 CONFIDENTIAL 111010 Page 3 of 6 EFTA _00137824 EFTA01278561 *UBS Yournotes cer.....z.n............e.... CONFIDENTIAL EFTA,B7825 EFTA01278562 *UBS Resource Management Account lune 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indivaisiy Account number. Some coxes, income and current values Shdem may be Epproximme. ASS int*, gains and tosses may rot be accurately refkcled. See rmporunt intosemabon Stour your statement a the end of ths dacurnem for more information. Non-traditional Private egtity funds, Hedge fundS, andOther investments are held in your UEISFinarcial SeMces Inc. (UBS FS) broterage account. the positions reported below reflect the recceds of the issuers, and UBS FSdoes rot patentee the accuracy of the iriormation The value shown is not necessarily the value you would receive from the Issuer if you sd the assets. Funds actively sdd by UBSFS ere subject to orgoing due digence, dthcsigh the level performed cry. vary A dosed fund may be subject to no oregano dligence A fund that you pu reneged elsewhere may never have been suteect to UBS F5 0'117 nee. although UBS FS may receive a fee tram I he funds rnana;er, whit h may COrtSlitule a Matailty Of the ManagernentliniCeng ft fee. Please contact your Financial Admix vnth questions • Est value per unit' is an estmate of value supplied by an independent valuation Irm and reflects adjustments for factors such as the iqudty of the inns. Hedge funds Hcldng ATLAS ENHANCED FUND LP P/00931/16 Trade date: Sep 25, 14 PurchaSe price Number Average price of shares pe t Male (1) Client investment (1) Your financial Advisor: SCOTT STACK MAN, LYLE CASRIEL Estimates of vat* Supplied by issuers Of Celan Programs (which are generally 'net asse vaue' estinateS) are shown as ' issuer est. value pet unit'. For Private equty funds, 'Est. value per um' iS a a ue updated quarterly, based on the Net Asset value the fund a of the date sped fect a:Auskd by ading capital calls arid sadrachng dst nbutions since the NAY date The NAY is primarily based on estimated portfolio yaws provided by the underlying fund sponsor These Iwo values may vary because of differences In the way they were estimated and because the • Third party est. value per unit' nay nave been prepared cm the basis d financial irionnaton other than yeanend Reported estimates may not reflect resale, liquidation or repurchase aue, if any, and may rot reflect dst Saba= of capital until the next anal on is reported, generally on an annual Or SerniannUal OSP See knporunr inkmattOn atrour your statement al the end of this statement. Cost Price per share tons (I) on fun 30(1) value on unrealized alai) investment Hddrg Jun 30 (S) pan or loss (S) return (S) period 900,000.00 900,00000 1.000 899,041.00 -959.00 LT Your total assets vague on tun 30 (S) Percentage of Cost your account base (S) ESIonated unreazed annual income (S) gin or loss (S) Nond.tacktional Hedge funds 899,041.00 100.00% 900,000.00 -959.00 Total $899,041.00 100.00% $900,000.00 -$959.00 SDNY GM 00027206 C NP7C009305505259 NP700030951 a C0000 0616 030575004 CONFIDENTIAL 111010 Pogo S of 6 EFTA_00137826 EFTA01278563 *UBS Your notes C. , 000..... ,,, ,.......6.0,,.. End of .............. S5 CONFIDENTIAL , NlerecmononAng.. al ,. EFT,00B7827 EFTA01278564 Important information about your statement U3S f fl utist Services to. (the Firm or UPS Fnercial Sentkes), is a member of all principal truly, commodity and optima exchanges. UBS Financial Services and LES Balk USA ate i-died subsidenes of UPS AG and *Ilexesof UBS Seattle, LLC. The Fein's tronoal statemert C available upon recited. The FOWS trod:re alias an at: LESFine-col Serrces 1200 Harbor Oaulevad Weehawken.. 07086 This matemint represents the one/ off icial record of sax US Fhancial SeeAces account. Other resod, ecept OHedl ter docunintx contanng co.-dicing data should rot be relied Loon II youbete* there is an *nor or ornistron please report t immediately n miry to the Brand Manager of the office sorely your account. Allhoyn al liven shown re Mended to be accurate. statement data acukf not be aped foe tar purposes Rely solettr on yerend tax fonns. , Form 1099. 5499, 10425. etc ) when orepamg your lax return. The Finn s required by law to repon to to IRS all taxable Madera, nportabb rontaxable datitend and uxtk Merest erred on semen, held iyous mark riot pentode on see tersactions, and con basher ultra catered >rules. Czarammiciaticau with the Finn • Pleasoneconinn sty oral corremneations in wring tofurther protect your rids. inducing yon hit Later the Searles Investor aroterbon Act (WA). • t the financial institution cn the top left of te bard of this statement snot U36 Famed Seven, LEG Financial Sankt carries you =aunt as clearing brace by arra-gement wet the in:rated inslitution We informed you of the relannshio when you opened this accost h the cast your Ira and secretes ate Mated a LOS financial Services and rot the irodacig broker, and you mut make a repas of ay car or omission to both firm As described the account agreements, yOUMUS5 natty LA Of Ty errors or fraud rucking checks reflected an your statement wen 30 days alter it was mailed or made available. All itatrivink shall be deemed corrplse and accurate in all other respects if not 'Waned a in writi-g "Atha 60 days • Please Meet customer constants or Finis Clem n slat cc told roe at . SWAM to 6 OD P.M FT Monday throug y. or in *tabu to LES Senices ex., Cli Relations Department, 766 Union Coy,. 07097. • In case of errors or panto:co about an electronic knot tenter (W1), BS Waidebit card transactions, call co mite to UBS Financial Sect Inc, *a 14, 6th floor. Weehawken. 07086, Mtn RIAAISSA Sernes. Cal cr mite a soon as you can, if you *Mk yam statement or receipt k wring or if you need more edomation rout a transfer on the statement or recept. The Firm or Card ILLY (as appleable)must her I rom you no later than CO days after the km sent yOu the int statenwra on which the error or poblem append. - Porde your rum rd axon number (4 any) - Decal:* the ern of tie 0101SIN you are inure about, initoplain as <Pap as you can why you believe * is an error a why you need more niannten. - ProWde the dolar arrant d the suspected error. The firm or Card Issuer vii hastigate your compaht and will collect any error promptly. For alleged mots imokring UBS Vertrdebil cad enact im if we take more than 10 bus iless days to MOW, we will credit you accord for the amota ytuthink is in error, so thee you roll have the use of the money durng the tine it lakes us to complete our rwestiartion. Please mire all cheeks pay-kb to the Fan or tie financial insterken notated on he front of this statement In addition to regular accost fees, accounts may be orejact to maisonette Ins, changes for late parried for securities purchases and charges for unpaid arrows n cash anoints. Accounts that re transferred to other insterens may be subject to a transier UBS Sweep Option LEG offers options for sweeping cat balances. balances to bat deposits at UBS Bat USA and OBS AG Stanford trench (Bak Sweep Proofarrs), moneymaker mutual luck Money Find) and the international Deposit Armor* (DA)for c maws with an Intarutional Reactive Llantprriccd Account. Through the BM Sweep Programs, cash balms we swept to LESBank USA kpo to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at (.26 Bank USA arliK rimed in accordace withFCC noses. Form ormatian M het pear wwwidic re. Deposes at AG Stanford Brach ad tern of Money Fuxb are rot hared by the FIX. Through to DA, rmilablet es are two to depose &cants at UBS AG Enoch and LEG AG Caimm Ranch Them deposits are not toured by tie FCC. Baines held at the URS AG Carman Brandi are temp:eery oposod to the soveregn ink of the Colman ida-dc, and there is no guarantee or other oblgation of UBS AG to repay the berms while cn the LEG Cayman's Brach's books. Dopers at LEG Bak USA and each UPS AG Branch are not protected by SIK. Money Fund thaw are protected by SIPC. See 'LOS Financial Minikes Account Protection' below. Upri your requeel, belexces in the Bank Sweep Program or DA may be withdrawn and shams of a Money Funol may be Fruidated, ad the proceeds returned to you or your secretes account. Cuter CA:melon about available sweep *storm nclacky (woofs ineerest rates and yields, 5 available at wmtrubscordwieepmelt. from your Fnancial Advert' or by calling KO-762-1000. UPS Financial Samba amen protection The Finn A a rruntordF rib <c.-rren**Noy ProNetion Corporation (Salt), which protects worries ACCO-MS 01 its merrters up to $50:1,000 (in( Wing 1.250,003M dams for casli. The Slit easel protection limns ;Mb to an most that put,* h a particulr cadency. The Fein, together with certainaffiliates, has also purchased eisepkonentalpeotection. The madman amount paaabee to al noble diet, CONKlink unclog this protection is $500 maroon a of December 10, 2015. Sawn to the poky orditons ad linilation, cash a the firm is further protected for up to SI .9 milbn n the aggregate kr all your accounts held n a paikube capacity. A fV cuty of the poky wording is mailable Won request. the SIPC protector and the suPplemental Protection both do not apply to • Crain frontal assets controlled by (and aataial n your any value) but held awryfrom UBSFinancel Meekest , certaintycash at UBS Bark LEA, (i0 cash at AG U.S.Manthes, (4 esurance proixes, including waitiale annuities, and GO tires of initud funds white such shays ay registered droop n the name of the account holier on the books ad records of to applicable ivy a transfer agent), • Wain stash-nen contracts a inwsiment interests ., tinned partnerships end private placements) That are rol regiterod indir the Securers Act of 1933; ad • Commode*, contacts foreign exchange and preccus metal contacts). ineludirg futures contracts ad commodity spin contracts The SEC protection and the suppdmeenul protecien do not apply to these assets nen if fl yotherwise appear on you statement. lbe SEC protection aid the arlikenental protection cb not protect against changes n the market vale of rata interments (whether as result of market moment, issuer bekruptcy a °think.) More id amnion is metal* upon rtouest. YOU ITV obtain mole in ormabon alxui ^ the SIPC Brockre. by contacting MC at or by Miry the SIPC websee at lawasacarg Dividend Reiwestment Program (COP) The scar reflected is an tram rice. You may obtan the actual price limns f void Adviect dose shares re purchasedunder DM; petal dims will be soli ad the cash wO be (tapered ke your sawn The cieckrd renvestment price applied by she aster may tiler 'tom the mina Mee al which the partial shares re sold Casteielieu CriV whole umts may be held in yam accost. If ycu ate entitled to a petal knit a a result ol a ebiderd payment or othetwise, the Firm will ether sell panel win at market price a accept an !Mtn detemined by a regiaered eleirtrg agency. ad credit pi accost Investment °Nedra The nwsimenl objective and risk profile re spec it to each account and may may between you acorns Deese advert the Firm promcdp in tuning of ay synficant change in you Maoist situation or investment oblectres For eachaccord held, you choose ore of the folbwing ;marmot objectives. CONFIDENTIAL • Proem Cuneneincome: htelments seeking the generation of Moms de/. • Aches. Cepa., apritaarion Inwornents seeking cromh of principal rather then the generation of kane. • Produce Combautran of Wawa and Capital Appreclaton I ndents tre seen? both the generator of exam hof priopul. Overall rids profiles • COAX-NA* Seeks to mantan low rat and volatility to the antra (twat even if that means the accost does not generate sign it cant bra or neurnit all mar rot keep pace with inflation • Moderate Willing to accept some fide to pampa and tolerate some >Meaty to seek hgher returns, • Aggreme: Wiling to accept hot inA to pnncpal and hip rim lily to seek 4hreturns owe time. • ffhefFnenFEIWaTitr Consderation:f selected a potion of the portIolb f or that account may Coble complex strategies, Prated Pantry and grater Statement Thatasholdior We may corsordale all related account galymess with die sane adcfress n the see envetpe, tette* Rey have owners motto a10 maintain yard account reta creeps well other dents a the same address If you prefer to recent inclnichal seatmente mailed in separate envelopes, you may decline hamholdng by ailing you linnet Ad tor Friendly acorn name The Fruriday account rime is a custom:able 'nickname' chosen by you to assist you with your reconikeeona has no legalellen on yOur account. You can change pot; Thendp aCCOUll nexus. through Onto* Services a by contacting your Finmal Adana Account overview • Value of you accountrponfoko. Net of assets and Britain. • Amts hcbdes weld* cash balances, vdues for restrkted sturdy ten ), and Global Time Deposit, trreared marks to ma-ket, andoaten assets not Feld by the FM. Does rot include monad seositiee assets at to end a the prior and carent statement periods, or potato is asement urged stock options and entomb* stock options • Clark:es Includes debit balances. Wording margin bans, credit Itre, shod axon balances. • Cashhooney betimes. Fold of unimested wadable cash balances, plus dime telexes at URI. Bank USA, LEES AG US Branches ad money makes mutual fund sweep balm,, at the &to of tie statement period terocewrodity free over balances in your account are rot secjegaed from other balances and the Ems may use try of these lords tithe ordinay courseof is business These funds repayable yam your downed. This total is reloaded in cement mind closing vale Landing information For &tared information on the Firms leedng padres and dockmrea. refer to you Client Rebtionrip SDNY_GM_00027208 EFTA_00137828 EFTA01278565 Important information about your statement (COnthlUed) Arseement or ACCOn Agmerrmi ad the General Toms rd Conditions U3S Stemmed of Credit Practices available in egeements and Olaf:acres at jaw ten rombrani inretrAsu vet. VOW Meld Your statement itemizes secuntres ad other Matta held h the award at the end of the statement wrist You may ask for dekrelY Of Uhf pad sallies at anytime. You May receive securities vied as loan collateral after paying any balance cis an them. Arry securities transferted to he Firm datrg the statement period are listed at market value at of the end of the stational period. • Cost bask h detanining the cost basis of the securities incbded in this statement, wfwe indicated wih the number" I, • .55 F nat' Services has relied Cel information obtained from sources other than V65 Financial Senices, including information hem another rim a Out sumac have raided to yea finaxial Athisor. The Film Wel not irdepercknely verty gairantee the acaracy a vaklity of ay ireormation provided by sauces Car than 1.E5 Senesces ▪ aXition although UPSfinned' Services general& Laxlates hs nkrmation as n is receniet the Finn does not provide any assurtroes that the it imation seder 'Cost bate rd "Unrealized gar/lose is accurate as of de date of this statement. In such please dons rebs on this nkernaion to make pa-chats sale decisions for tax purposes a otherwise. Accounts tranderred to tie Fim may reflect gal loss infamatin only for the period if tine they are held a the Fmk More hiaorical information can be added by you- Friatial Advisor. • Unrealised gain/Iona %teen data aawilabk. ouinated sweated suinilowes are caw/ailed la hofivitial tarty lots. The transaction data for holvilial lots may or my not ref lett ammissens, rZ ctor security reorgri en zat ewnts an cl and other reinvestment lob rd systematic puchaw lots are each combined to divots, cm awraged lot The 'Trade date' fl anpresentsthe aged transaction trade dale. • Callable wombs* Bonds and preleaed stock that the bluer eats for wry redeniptan wit be selected Marialk by lot from ammo; all tenant of that issue held in outman& cc in non*** nano for or clents. Call tease *muter) is cbtaned tomthird parties and h actuary is not gw-anteed. Other call loaves may owl which coull Slat nob complete idarnaten will be provi*d upon request • Certificates of deposit (CDs). CDs are HNC nsured cep to 42 ba,000 in principal and accrued irate.' per depositor ard per depository inoatiors in accidence win MK Ries • Prize/value Prices twined f or securities and other medals may be higher or lows than the price that you would actually receive in she muds. tics an obtained from varkus teed party sources whits we beleve to be reliable, bit we donor courant* then accuray. - We pew ale use he closing price when Math* Cr Ow mean of the bid ad ask poses for listed sautes and optima or only bid prim for OTC searities. - Less actirey traded securities may be priced using a valuation model a the most recent woe we clowned ad may not reflect in actual market price a value - Certain positions may appear akillio_il a pica and will tars as 'sate was rot evadable • it we are triable to obtain a price fora Hardy. - Deposit a securities denominated ilCUITarCin other thin U.S dollies are reflected at the etching. rate as of the statement date. - fa certain seariles trading n non-coal ormrig denornnations. price ad quantity (face vain) may have been Aimed to facilitate proper Muslim To obtain Mean quotations. whin availabk. contact you Financial Adescr. • Private irwearnems and 'Proctored products. Private nwstrnent wont an (et birg dress participation program a-d real estate investment ins welshes) and structred pixdats are generak highly Iliand. Celan stactised weals have not been regetered with Ow Securities and chs'ge Commission or under ay state secure:tn. We Provide estmated yaks, for private investment seositis and sktolured products for idamatisul purposes cny. Atarary snot guaanteed. - These vibes may differ absurd* Iran prices il any. at which a pride nvestnerd litY matured product maybe bought or sold and do rot necessitiyrwreserd the vats you mayreceive span liquidator. - Third patty inflates of vain are as if a certain date ad we supplied to UBS Inarcid Services on a rettar basis by an independent valuation firm. - baser. general panne- ce sponsor estimated values. 1 cry, are applied to the Finn by the issuer, general partner or sporpor and my be tabulated bawd an deferent information fran that used by third parties to delve teirestinated values. - You can obtain aedilorel information regardtg the metcoblegy used to determine the estimate d value and the dale of the Hamelin that is the basis fa the eoimate by contaning your Financial AdvEor - Third party 'singed vales may be reelected as 'Not priced' in several situations Mien an idepenient valuation fim has not %Malvin:I or is treble to assign a vats. when we become "wee that a matenal event has ceased that may call a peevausy reported value no question. or vnen a value would be highy *toasts due to tie nature et the security. - When neither an issuer, general partner or wonsor estimated value nor a thrd-paly estimated was is modal the vats el the seanty Wit* dikter* Iran its paths* price. - •Detributian to date' may indude mean of capital ncome orboth. - 'Original unit size' represents the hkial offering peke per use axial./ not reflect you con base. - DIP ad unlisted REn sautes at not listed on a national securities exchange, and aro goner* liquid and wen a they can be sold, tie wk. received may be km than the per share estimated vitae provided n the accost statement, • Reabicted securities. Restrcted secant generalY ae not currency etrgble for public sale. U8S Finatral Sonde ism the make' priced the unrntricted stook of We sane issuer as an inpated value Ice We restnted sack ibrourposes of the statement o* To the extent tat retitled seasties are elgble to sale, the value received may be tbstanualy less than the imbued vabe town • En. (estimated) income. arrant yields and rates M estimate of annual income is based on current dividend ad interest rates, assuring One seances will be had for ale yew from statement date or until maturity The intimate is** a gudolne; accuracy and continued income are not gusseeed - Estimated anal kerne and cured yield for certain types of makes could nckide a return of principalor capital gains in which case the est income (a-dcurrere yell would be overstated, - Estimated anal income and arrent yield and the actual ?cane and yield ntroft be lower °, higher than the estimated aneunts. - Are *stink of trudged income (dividend mace interest) divided by the current market valet average balance is based cn the Last dividend or interest payment nude by tie issuer and S59-antS fat searteadepasts will be held for one year from the statement date or until maw* Accuracy rd continued yell re not diara-ileed • Assets not. held bytes Financial Services. Cenah wets n rot held by the Fran arena *whin the Fern's possession or ccntrol. These assets are displayed on loos staternerd for informational purposes onfy. Positions and values presented we provided by dal Psu'rg fern. UBS Financial services is not reparable for Ow information and does not guarantee es accuraey. Tee 'sans ore rot protected by SOK or the minis supplemental9SC coma?. • Revenue sharing and additional compunratices — In addition to commissions on saw and )toi I lees received n carectien with the distribution if mutual krds to our dents we enter our Abate receive revenue shot() payments from distributors ardor advisas of thenatal funds that we sell. These arrant are based on two Merest torrporents (a the fl own of tit by UBS of a Palicutir mutual fund I amikt to our clients: and 8) the asset value of a particular mutual fund famikes shares held a tie trm — We and ar allAate ako receive *waking and orrnbus precasting fees n cornderation for transfer agent services that we prowie to the mewl Knob These fees generally are pad from investor asses rite nutua 'lurid and are a hied dais amount based an the amber of accounts at the brokertealer Isolfncflutual funds of that fund fanity CONFIDENTIAL — h addaion to cornrnissens received n connection with the sale or destitution ol may contract and snit investment but inks tows clients, we rider our affiliate recerve reverse skating compensator, from many of the insuance companies UnderMarg the amity contracts, affirms a dw iturana ccerawries or sponsors of feast imestmmt tuns we distriate. - Our affiliates also rect., trading commosions and other conveniencesfrom trawl fuck and Strata companies unose products we derloute. ▪ We receive en arruiA fee from UBS Bat USA and LI35 AG Stanford Branch of to to 425 per scan sweeping to the barks under the UBS Bank Sweep Programs. Adivity htionnabon dotting commksins and other charges Soared h connection with he newt:not wades, itlafrg option Vanuctions has been incbcbd on conliMatiore piewousy furnished to you. and ell be profiled tory promptly on recant. Shan selling II you are engagedin short sinew a security, you may har a charge die to certain tonowrg costs for that partbulie seal*. Open orders Regarding wen or • gad-till-canceled' ceders tat were not executed by the Stattalitta date, open buy and sea slop orders are retard by the anoure of dividends or n4stsn an ex-dividends a rengnis dee unless inflated otherwise by yo.s. You are responsbk for order' that are executed Oa to yeti ladurt to cancel wining open orders. Paler, To obtain a copy of as current Client Privacy Notke. pleat coital yes F nutria' Achisce a vert our websik at tan, oat ram/atatnartirer 1.85 Finatid Serckes is not a ba-k The PM A, Business Services Account ESA and IRMA are brokerage accounts 'nds provide ace's so banking scrubs and prodats trot* atrangements was a Awed bat ad other Ihniparty banks, ad provides access to mace and rota [roans Wad by unaHiliatedthid-paty Yourrce companies through insura-ce agency subsdiaries of UBS Financial Services Inc. lwasa-no-il. imura-ce. and a-ruity products, Not FOC tared • No bank guaantew May lose vas RUA. Resource Management Ann nt. Business Services Account BSA. 'DM and intonational Resource Management Accost at registered service malts of UBS Fnacid Services Visa Signalua is a regetered unite mark of Vise Insematinat U3SViu Septae cede cads and IBS Visa debt cards xe issued by UBS Barg USA with Permssion from Visa U SA Incorporated. UM Financial Swine Ins Rev 201604 SDNY_G M_0002 7209 EFFA_00137829 EFTA01278566 SUBS UBS Financial Services tic 299 Park Avenue 10171.0002 cnnoos6s429t one M 0 Account name: GHISLANE MAXWELL Friendly account name: Indio: Balyasny Account number: In SS Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Pho, e Resource Management Account July 2016 NIS IN MAXWELL Questions about your statement? Value of your account Call yOa Financig AdviSOf Or the RMA Resourceline at 300-RMA- 1000, on June 30 (11 on July 29 ($) account Your assets 899,041.00 896,407.00 %sit our websita: Your liabilities 0.00 0.00 www.ubs.cornIfinancialservices Value of your account $899,041.00 $896,407.00 Tracking the value of your account I Thousands 9226 899.0 Sou ran of your account growth dining 2016 Vzdue of your account at year end 2015 $922,621.00 Your enestment return 896.4 Chave • market value 426214.00 Value of your account on kd 29, 2016 $196407,00 Dec 2014 Dec 2015 Jun 2016 JJ 2015 SDNY GM 00027210 Member SIPC 007000T005654291 NP7003I 9518S 00008 0716 030575004 000000 Page 1 of 6 CONFIDENTIAL EFTA_00137830 EFTA01278567 *DUBS Resource Management Account July 2016 Your account balance sheet Summary of your assets Value on July 29181 Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 896,407.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $896,407.00 $896,407.00 100.00% Account name: C.C.PNIE V. ELL Friendly account name:Indiv.ialasiy Account number: Your current asset allocation Eye on the markets Index Percentage change July 2016 Year to date S&P 500 3.69% 7.66% Russell 3000 3.97% 7.74% MSC I - Europe, Australia & Far East 5.08% 0.83% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% 0.63% 5.98% Your K vandal Advisor. SCOTT STACK MANLYLE CASRIEL CNP70003005654292 NP7003195185 00603 0716 030575004 CONFIDENTIAL COSDIYGM000272,996 2 of 6 EFTA_00137831 EFTA01278568 Resource Management Account Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account n erne: IndiiiiBal Account number. July 2016 (3) Year to date (8) Opening account value 3899,041.00 3922.821.00 Change in market value -2,634.00 -26,214.00 Closing account value 3896407.00 096,407.00 Summary of gains and losses Values teponed below exclude products lot which gam andiosses ate not classified. Realized gains and losses Unrealized July 2016(8) Year to date (1) gains and losses (1) long term 0.00 0.00 -3,593 00 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternabve investment objectives in imponain information about your statement at the end of this document Your return objective: Current name & capital appreciation Your risk profile: Primary Aggressive Investment eligibikty consideration - None selected Your account instructions • You account cost bass default closing method is FIFO, First In, First Out Your Fi sandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00027212 CNP7C003305654293NP7003195185 00033 0716 030575004 CONFIDENTIAL 000Oco Paso 3 of 6 EFTA_00137832 EFTA01278569 $UBS Your notes anamoosaus.mommoomeomearnmotnrAnsoccgmy c,,,, . 02,A, • a s CONFIDENTIAL EFT,00B7833 EFTA01278570 *UBS Resource Management Account July 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indiv..al aSiy Account number. Some prices, income and current mites ShOren may be anorexia-we. AS 8 rest*. gains dad lOsses may riot be accurately reflected. See rmporranr inraralab0n about your sfetensent at the end of Ins documeM fOr more information. Non-traditional Private 'fluty funds, Hedge funds, and Other investments are held in yOd US$ Finarcial SPM<es Inc. (UBS FS) brolerage account. the pennons reported below reflect the recoils of the issuers, and UBS FS does not guarantee the accuracy of the I domeion The vdue shown Is not necessarily the value you utak' receive from the Issuer if you sd the assets. Funds acutely sdd by UBSFS ale subject to ongoing due digence, dthough the level perforrnedrney vary A dosed fund may be subject to noongoing digence A fund that you purchied elsewhere may never nave been subject to UPS FS dligence. although UBS FS may receive a fee from t* funds manageI, which may constitute a mar)rity of the rrtanadernentincentive fee. Please contact your Financial Achnor oath questions 'Est vaue per unit' is an estmate of value supplied by an independent valuation fun and reflects adjustments for factors such as the equidty of the units. Hedge funds PurchaSe Odd Number Aveldr once Hcldng of shafts per shale (1) ATLAS ENHANCED FUND LP A/00630/16 Trade date: Sep 25, 14 Client investment (S) 900,000.00 • Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Edit-netts of vdue suppled by issuers of Certain ;dorms (which are gene taiy 'net asset vaue' estendeS) are shown as ' lower est. vaue per unit'. For Merge equty funds, 'Est. value per unt' is a vaue updated %latterly, based on the Net AsSet value NAV') in the fund as or the dote sped fed busted by ailing exile' calls and subtracting dstnactions 9nce the NAV date The NAY is primarily based on estimated portfolio yams peonckd lay the underlying fund sponsor. These two values may vary became of differences in the way they were estimatedandbecause the • Third party ed. value permit' trial have been prepared come basis d financial irionnaton other than yearend. Reported estimates may not reflect resale, liquidation or repurchase vaue, if any, and may not reflect dst abuttals of oxide' ode the next valuation is reported, generday On an annual orserrtannual basis See Important informatron Ober yourstarrement at the end of this statement. Cost Pace per share basis (1) on PA 29 (S) value on unrealizeddad tmesonent Hddrig Jul 29 (S) On or loss (1) return (S) period 900,000.00 1.000 896,407.00 3,593.00 LT Your total assets vaue on Ju 19 (5) PerCentage d Cost your account bass (S) Estmated Unfeigned annual incur (S) gain or loss (s) Non•traeltional Hedge fu ads 896,407.00 100.00% 900,000.00 .3,593.00 Total 6896,407.00 100.00% 2900,000.00 -63,683.00 SDNY GM 00027214 C HP70009305654195 NP7003‘95185 00003 0716 030579004 CONFIDENTIAL 000000 Pap S of 6 EFTA_00137834 EFTA01278571 *UBS Your notes c.,00pp0$656$O6 an0O0,956,50.06,65.65,.., End ots...........1...S5 CONFIDENTIAL .640%,,m2,21,9. 6 6, 6 EFT,00137835 EFTA01278572 Important information about your statement Financial Services Pc. (the Firm or UBS Fnercial Sena** is a merrber of all principal acuity, ccmrrodty and cobra exchanges. UB5 Financial Sancta and LES Eta* USA re i-died subsidones of UPS AG and affihaes of UBS Smarties U.C. The Fire's benoal statement k available upon repro. The Font exeorire off Ms re a. 1115Finacel Sermes lx. 1200 Harbor Qaulevard Weehawken.. 07086 This statement representsthe clf/officialrecord of you' LBS Financial Services account. Other records, &rept °Nicol tar documents. contanng conflicing data should rot be relied ran II youbare there is an oar a 'melon please report t immediately n minis; to the Branch Manager of the afire serving your account. Altmogii el figure shown re intended to be accurate. statement datatficukl not be ja-td tee purposes Rely soli/ on yerend tax lams, , Form 1099. 5499, 10425. etc ) when prepamg your tax return. The Finn a requiredby law to report to the IRS all taxable &ideals, mortar* nonauble clatiikna and uxtk enterer erred en semen, held nyeu exctra net peceeds on see framaclim-a, aid cos* basis on cotain soared seculars Czeanmiciallans with the Mat • Pleaseremain, sty oral communiations in wring tofurther protect your rifts. inducing your ott55 under the Seanties Investor Protection AO (SPA) • 11 The hoax* institution on the top left of te front of this statement isnot LBS F natal Strokes, LBS Financial &mien carries yeas acccunt as dewing tacker by arra-gement both the rdcated insteren We informal you of the relatonshin when you opened this accost h the cast your tuta and rarities tre located a LOS financial Sereces and rot the eitcdarg broker, and you nut make a report of any ear or omission to beth firma. As described the account agreements, you must no* us of an? errors or Paid hoofing sheds reflected an your statement wrath 30 days Mks It was mailed or made available. All stateniers Malta deemed corrplse and accurate in all other respects if not Okitelltd10 writi-g seethe 60 days • Please deed customer canplaaes or Finn Clem n elm or toll**. id flbg AM to6On P.M FT Monday throng y, or in *Meg to LBS iiir gal Sancti Ix., Cli Relations Dept/tient, 766 Union Coy,. 07097. • In case of errors or panto:co about an electronic lands transfer On BS Vaardebit card transactions, call ce incite to UBS Financial Semis* Inc., harbor B14, 6th Boot Weehawken. 07066, Attn RIAPBOA Strom& Cs cr way a soon en you can, if you tea yam statement or receipt is wrap or if you need more arkemation and a transfer on the statement or recept. The Firm or Card Oaf (as pookable)mast her from you no later than CO days aher the Fan sent yOU the Int statement on which the error or problem awned. - Proide your name ad accost rumba Of any) - Dewar the enorortie wander you revere about, inisplain as <Pak as you can why you believe a is menu or why you need more nodeair - Pria the dole arrant d the suspected error. The Firm or Card Issuer ea hastigate put compait and oral correct my error promptly. For alleged mots imokiing UBS Vetakdebil cad tramad ism if we take mote than 10 bus ens days to do this, we will credit yon accord for the amota youth:ilk is in error, so that you oil lave the use of de money drag tie tine it lakes us to complete our nrestiption. Please mire all cheeks payable to the Fan or the lasincial enter:on bleated on he front ot the statement In addition to regular *con fees, accounts may be gasket to maiienarke Ina changes for late payment kr securities purchases and charges kr unpaid arnasits n cash octants. Accounts that re transferred to other MM.:lens may be subject to a Vander Pe UBS Sweep Options LES offers options kr sweeping cat balances. balances to bat deposits at UBS Bak USA and LES AG Stanford touch (Bak Sweep Proofarrs)), moneymaker mutual herds (Money Funa) and the international Depose Amara (DA)for distances with an Marotional Rearm Management Account. Through the Bait Sweep Programs, cash banes re swept to LES Bank USA we to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at LES Bank USA art.e1 C insured in accord . withC FC ivies. Form information please satwwwidic Deposes at AG Stanford Brach ad shanks of MireurFuxb are rot hated by the WK. Through the DA, mailable t es are swop to depose &cants at UBS AG batch and LBS AG Carman Ranch them deposits arena Mired by to FCC. Baines held at the Les AG Cayman Brandi are temporary reposed to the sovereign ink of the Colman vardc, and there is no guarani** or other othgation of UBS AG to repay to Saxes while ion the LES Cayman's Brach's books. Deposes at LEG Bali USA and each UBS AG Branch are not protected by SIK. Money Fund shwa are protected by SIPC. See 'LES Financial Services Accoont Proiecten' below. Upon your rape*, bale-on in the Bank Sweep Program or DA may be withdrawn and that, of a Money Furd may be lipuidated, ad the proceeds returned to you or your seosties account Frew akematon about available sweep opens, noted-4 cumin interest rates and Pads. 5 available at wmaubscomrstreeppett. from your Froncial Advice or by calling KO-762-1000. UN Financial Senior attain protection The Finn rt e monitor ef the Tee' nut h.,veer OcuturtiNn Corporation (UPC), which protects UOSIOS escorts of its menters up to $919000 (including 12 50,000 kr dabs for cash). The Slit anal protection limns ache to all amosiff that >who* h a partiality canacity. The Fna together rinds certainaffiliates, has also purchased orpiment* protection. The madman amount payabb so al age. rfiarK, CONIClink sada this protection is S500 milion a of December 10, 2015. Subject to the poky ordilons ad limitations, cash a the hem is further protected fo up to PI .9 million n the aggregate kr all your ',Mulls held n a paikula canary. A ful copy of the poky wording is mailable ran request. The SIPC protector and the supplemental protection both do not apply to • Crain fnncial assets controlled by (and actded n your alto value) but hell away from UBS Financial Services certain 6) cash at UBS Bark LEA, 00 cash at AG U.S.banrhes, (4 insurance roans, including waitiale annuitiet, and ein tires of ITUOLUI funds where such sham re registered cramp in the name of the accord holder on the books and records of de *Pica* eraser a transfer agent), • Wain nwsb-nent contracts or inasiment interests limited transships end pewee placements) hat aro col reddened rider he Socurkiee Art of 1933; ad • Commodities contacts foreign exchange and preccus metal conracts). includarg futures contacts amt conmedity open contract. The SIPC protection and the supper/menu' protection*, not apply to these assets nen if they otherwise appear on yob statements. Tye SIX protection aid the sareffarnental protection do not protect again changes tie market vale of rat investments (whether as result of market movement issuer balsruptcy or othenke) More elimination is haat* sccn recuest YOU may obtain more information abut the SIPC Brodant. by creating SIPC at or by suiting the SIPC websee at ma Spec Dividend Reimertment Program (DRIP) the prim reflected is an ameba pee. You may °Pan the actual mice from yar Freer Advisor Only whole shares re purchased under DPP; easel thins will be sold all the cash MI be deposited es your account the cividerd renvestment pace applied by the ester may • ffer liom the make peke al winch the partial shires me sold Caltrialieu Crop whole urns maybe headily:8s acmunt. If you ore entitled toenail/ unit a a result oinks/deed parent or istherwite, e Firm will other sell partial snit * marl* price he or accept an amotre determined by a regigered cleireg agency, aid credit yar accost Imanment objedbee The ilonlnIell objection and risk profile re spec Ilk to each account and may may between yob amours Nese advs. the Firm pronctly in wining of ay sonlicant change in met Ionia situations investment dmectives For eachwant held, you choose one of the foloweg inert-vomit et:pitcher' CONFIDENTIAL • Produce Cunene income: hinkstments seekng the generation ol icon'. eery. • Aches. Cape*, Apdadation. Investments seek rig yowl) of principalrather then the gerersair of imam. • Produce Combaubbn of Mame and Capital Apptedaton. Ivesinents seeking both the germeator of Mame ad gromh of prixtal. Oven° Sc profiles • Cense/vane. Seeks to mantan nilikl pacipal with low risk and kolatiley to the axon carat even tat means the accost does not gnaw sign it care dam'. or returns rd may rot leap pace with inflation. • Moderate Willing to accept some risk to pircOal and tolerate some notary to seek higher returns, • Aggrtmeur Wiling to accept hist, irA to primal and high valet lily to sea highreturns over time. • Mestere Elgadiry Consideration: f Wlia•O, a P:Mon of the portlolis f or that account may axe,* complex granges, leered liquidly 'Andreae voUtiky. Statement theureheldier We may ocescordale all related account ligaments with the sane addess n the tine envelope, tettee they have owners who a10 maintain foal account rebt reships well other dents a the sane address. If you Feeler to resents indnichal natmente mailed in separate envelopes, you may desire hasr,eholdng by calling pat financial Admor Friendly Gamed name the Fierdp acccu-4 name is a custom:a* 'nickname' chosen by you to assist you with your recomffeePeg. has no legal effect CO yOuf account You can change rat hiend9 OCCOLIO names. through 0111OP SerVIOY5 a by contabg your Fronoal ether. Account overview • Value or yon attowittpon(olo. Net of *sets and l iabilities A Mb troLdes awl** cash balances, values for restricted usury tot ), and GlobalTire Deposit, amazed marks to ma-ket, andcertain assets not held by the Firn. Does rot include unpriced sectritielassets at the end el the ;nor and curet statement (roods, or priMe inessentna invested stock options and eerscable stock options • tithildes Includes debit balaxes, astranding margin bans, credit lea short account balances. • Casamoney balances. Total of unimested available cash balances, plus dmoset Saxes at UBS Bank USA, LEES AG LIS Branches ad money makes mutual fund sweep Saxes. at the thus of tie stamen period N:n-catradity free meth Saxes in yes account are rot segegard from other balances and the Wm may IA! Sly of these bads lithe ordnay course of is businne These funds repayable taco your awned. TIM total is included in 5.7 anent pored dosing Vibe Lending inlonnation For detaTed information on the Firm's lending prices and doclostres. refer to you Chem Relationship SDNY_GM_00027216 EFTA_00 I 37836 EFTA01278573 Important information about your statement (tOnfintlell) Agnement or ACCO-al Agreement and the General Tarns ad Conditions LES Statement of Credit fraction boilable in Agreements and Dimbsures at mop obi maltreat lorekrinto met Your assts Your statement iterniees securities and other assets hell it the award at the end of to slatemrs period. You may wk for de1ary d tuft paid startles al erg time. You may receive securities used as loin collateral alter paying any balaxe tie on them. Any securities tensioned to be Firm cistg the statement period ale Ikeda market value as of the end of the stab:rm. period. • Cost 6a...indent's-Sing be cost basis of he securities incbded in this steamer* were indicated wit, the number" l, • WS F nand& Services has relied aninformation obtained from sources other than UBS Financial Senates. including information hart another rim a that sum* have grovided to yes Finaxial Adam The Finn does not Meow-canny verty a gases the accuracy a vaIdly day Sarmatian provided by 30.,)05 other than LESPi-uncial Seniors In wettest although UBSChricial Union greralY Ludates fhb nftrmatirn as it is recessed, the him does not provide art, assuraxes that tie itrmatim seder 'Cost bans° ad *Unrealized god lose is accurate as of the date of fhb statement As such please do not re+, on this nfarnalion to make puchne or sale decisions for tax puposes a otherwise. Accounts turderred to be Fim may reflect sal loss infarnatirn only for to period d tine they ye held at the Fim Morehi:coke] tilcematcn can be aided by sex Fnaxiai Advisor. • Unmanaged gain/Ions WI/en data n awilabk, *singed urreaired guinalown re cittAalod roferilial sea" lots. The transition data for talvilial lots may or my not ref tea commisions, rZ antler security reagent:aim events antler cl and other reinvestment lots ri d systernotk pLeChS4P ban are each combined Iodinate, one awraged lot The 'Truk date' totem presents the aged' transaction trade date. • Callable sooskles Bonds and pefeered stock that to 'any cal, for eat redempion will be selected iromialy by lit firm anong all seaters oC tin issue held how name or an nominee name for or clients. Call lease itanatirn is obtained from third ponies and in accuracy is not garantord. Other call fears may Mat which surd ail act meld comrade inIcemation wise be provided upon request • Certificates of deposit (ODG. CDs are FDIC ensured ',pia 1293,000 in principal and accrued interest per depotte and per depaitory inottixt h accordance Mb FDIC nabs • Priahalue Prices displayed f or secumes and other prods may be higher or lower than the price that )0J would actualy receive in be maker. NS< are obtained from varkus bid party sources whit. we beleve to be relable, but we do not comrade* thee accursy. - We prefab/ use be closing price when avekke Ole mean of the led ad ask prices for limed secuilin and option; or only bid prices for OTC searities. - Less 3Ctivair traded securities may be priced usty a valuate:et model or tie moss recent pct we obtained and may net reflect in actual make price a Sue - Certainpositions may sow vato_t a price aryl will tame as vice was rot avatlable• it we ere unable to obtan a price fora scanty - Deposits a securities denominated eICIJIT0-00 Other *an U.S &m O am reflected at the 'whiny rate as of the natemeM date. - For certain searbes fading in non-conformtg denornnations pine and qua litydace woe) may have been adjusted to facilitate acme Suatim To cbuin current untabre, when availably. contact ybr F a-col Ade rxr • Private iimesonente and 'trammed products. ravage roomer* :sun as (string drat participation program ad real sate investment tut washes) and structred prolds are gineralY highly SUS. Celan strutted retests have not been regotered with the Securities and Exch Commission ce under any slate sinuntileTass. We amide estmated vales for pirate investment searkes and Sutured productsfor Scrmaiirol purposes my. clattery era guaanteed. - These values may differ abstami0y km prices, il any. at which a p-WM imestnerd rat structured product maybe bought or sold and cb rid necessztiy represent the seamyea mayreceive upon liquidator. - Third pity *steams of vale are as el a certain date ad are supplied to UBS leurcid Syriac on a reglar basis by an independent volution firm. - baser. general panne- or sponsor estimated vales. al ay, are suppled to to Fins by the issuer, general partner or apintor and may be calculated bawd an deferent information from tat used by third parties to derive their Minated values. - You can obtain aedilorel nkernation regarding the metccblogy used to determine the estimate ol value and the date of the Hamblinthat is the basis fa the eatimate by contacting your Financial Advisor - Third party 'donned vales may be reflected as 'Not priced in several swain: when an I-dependent valuation lire hos not %Slakeda it unahte to assign a mem Surma become ware that a material event has tamed that may call a premusy repined tote no question, or when a value would be highy *masa* due to tie nature ct the murky. - When neither an Suer, general partner or sponsor Minuted value nor a third-pay Minuted vat* is provided, the glum at the security Mite dinerent Irina itsouches price. - •Datributicen to date' may induck return of capital ncome orboth. - 'Original unit size' represents be rebel offering peeper unit &rimer not reflect your cost best - DIP ad unlisted OUT stasis are rot listed on a national securities exchange. and an generaty liquid and ewn al they can be sold, tie prke received may be ISIS tun the per dare estimated valet provided n the toomt statement, • Reatictad securities. Resisted seasites oneralY am not clammy etgble for public sale. UBS Financial Straits, use, the mass priced the unrestricted stock of the sane issuer as an imputed value for the wasted stack ibroorposes Send statement orgy To the extent tat resigned sectrities are elgbb to sale, the value receieed may be abstanualy less thanthe imbued vein down • Est. (estimated) income. anent yields and rates. M estimate of annual income is based cn current daiderld and interest rates, assuming tie seosites will be held for one yew from statement date or until maturity This Mina*/ *only a gudolne; accuracy aid continued income are not gum-attest - Estimated aresil income and Parent yield fa certain tapes of leashes could mcklle a reties of prink/alor capital yaks in which use the est income (ad oral yell would be owntated. - Estimated anal income and anent yield and be actual Sane and yield mitt be lower°, higher than the estimated amounts. - An *nine* of a-rubbed income (dividend enact interest) divided by the current market valsiaverage balance is based on the Last diklend or merest payment mode by tie issuer and amines he sensitised's**, will be hell for one year from the nehmen( date or until maturity. Accuracy and continued yell am not guaranieed • Assets not held by tl€S Financial Services Cenah oases ere rot hell by the pint arena wenn the Ferns posse-15m or control. These meta ere &pawed on your statement for informational purposes only. Positions and values presented am provided by to issuing firm. UBS Financial Services not reucroble for the information and don not guarantee es mangy. Mese assets are not protected by SHC or the Cirri's supplemental9PC commie. • Revenue sharing and additional compunratics — In addition to commissions on sits and I.1b.1 lees received n correctionwith be distribution et mutual &Ss to ow dents we meta our ARM rec*i`g revenue shying Payments Iran diOnbutors ad a advisas of thenatal funds that we sell. Mese arnants are based on two &fermi corrporents (a the amount of sale, by UBS of a Palicula mutual fund family to our clients: and 01) the asset value of a particular mutual fund Panty's shares held a to Iran — We and as Albite ate receive networking and combs processing fees is consideration for trader agent 14200e1 tit we provide to the mutual's* These feesgmxaly are pad from investor asses n the maul lured and are a Crud dais amount based on the number of accounts at the broker dealer holing mutual funds at that fund fa-nily CONFIDENTIAL — h edition to cornmissists received n connection with the sale or Mtnbution of may contracts and int investment but unit, bow clients. we alder our aChliae receree revenue Mating ampertsatim from many of the ensuese companies animating the amity contracts, aft/Jams ct be Murata ccerpsies or yawners of beast investment tuts we disttote. - Our aft/Bales abo remit, trading commosions ad tote conigensancri from maul funds and Maas companies whose products we &name. - We receive an anal he from UBS Bat USA trot LES AG Stanford Ranch of to to 425 per moue sweeping to the barks under the UBS Bank Sweep Programs. Activity IdoessUnregareingtommksOns and otter chases tared in connectim with be execute:not trades, beading option transactions has Leen incbad on tontMai:es pretusy quashed to you. ri d cull be prodded to rnuprorrptly an repast Short selling H you are ergaged in short selling a security, you may ila-r a charge dm to entrain tomowig costs for that partkulst security. Open others Revelling open or • gni-till-canceled' odes bat were not executed by the Stlittniett date, open buy and sea slop orders are waxed by the amount of dinderds or rig-its cn an ex-dividertb er rwntrls date unless tanxted crnenvise by yoa. You are responsbk for orders that are executed Os to your baure to cancel east ig open orders. hives To obtain a copy d as current Client PrivacyNage. pleat contact you F nanual Achisa or von our *finite at wsw rnm/egivnmirev UEG Firmed Se-Mes e not a ba-k The AMA, Business Services Account BSA and IRMA are take-age accounts which provide axes so banking services and acacias *Kt* annrilerilt with af I Rated baths ad other Ito:urry banks, ad provides Mtn to roisa-ce and arrnumY addicts hand by unaHiliatedthid-pany emirate companies through teura-ce agency subsidiaries of UBS Financial Semites Inc. Imestnent, Murata ad array products, Not FDIC Mitred • No bank guaantew May bse value RUA. Resource Management Ave.,. r, Business Services Account BSA. IRMA and intonational Resource Management Accost am registered service maks of UBS Fnancii Services Inc Visa Signal* is a rot9ditettdtellite mask of Visa Memel Mat LGS visa Signature cede cads and IBS Visa debt cards are Sued by UBS Bart LSA with Perrresson torn Visa USA incorporated. UM Financial Semis, Inc. Rev. 201604 SONY_GM_00027217 EFTA 00137837 EFTA01278574 UBS ties Falancial Services Private Wealth Management 299 Park Avenue 10171.0002 CW70056338610016 El 0 Account name: GHISLANE MAXWELL Friendly account name: lndiv: Balyasny Account number: SS Your Financial Advisor: SCOTT STACKMAN/ LYLE CASRIEL Phone Resource Management Account August 2016 HIS Inl MAXWELL Questions about your statement? Cat your Emarcia AdtJtor Of tl e Value of your account RMA Resourcebne at 800-RMA-1000 account - on July 29 (S) on August 31 (5) Your assets 896,407.00 902,540.00 Visit our websIte: www.ubstomainancialservices Your liabilities 0.00 0.00 Value of your account $896,407.00 $902,540.00 Tracking the value of your account S Thousands Dec 2015 Jul 2016 Dec 2014 Aug 2016 Sources of your account growth duriag 2016 Value of your account at year end 2015 S922.621.00 Your mestmmt return Change In market value -120,081.09 Value of your wont on Aug 31, 2016 $902540.00 SDNY GM 00027218 PA•mkr SIPC CuPPDXE00562.3051 oP1000197t9e 00003 0316 030575004 CONFIDENTIAL 000000 Page 1 6 EFTA 001378;8 EFTA01278575 SUBS Resource Management Account August 2016 Your account balance sheet Summary of your assets Value on August 31 (14 Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 902,540.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $902,540.00 5902,540.00 100.00% Account name: GHISLAINE MAXWELL Friendly account name:Indiv.tialasi Account number. Your current asset allocation Eye on the markets Index Percentage Change August 2016 Year to date S&P 500 0.14% 7.82% Russell 3000 0.26% 801% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86% Yourignancial Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% CNP70003005633052 NP7000197198 00009 OBI 6 030575004 CONFIDENTIAL ONitlillY_GM_00027ABO 2 of 6 EFTA_00137839 EFTA01278576 UBS Resource Management Account August 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name:Indiasiy Account number: August 20I6(3) Year to date (Si Opening account value $896,407.00 $922,621.00 Change in Wal ket value 6,133.00 -20,081.00 Closing account value $902,540.00 $902,540.00 Summary of gains and losses vSues 'toned below exclude products lot which garb am:Posses are not ()Ossified Realized gains and losses Unrealized August 2016 (4) Year TO date 11) gains and losses (S) Long term aoo omo 2.540 oo Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancral Advisor or Branch Manager. You can find a full description of the altemabve investment objectives in important mfonnation about your statement at the end of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration • None selected Your account instructions • You account cost bass default closing method is FIFO, First in, First Out Your Pi medal Advisor: SCOTT STACKMANLYLE CASRIEL SDNY GM 00027220 CHP7C008305803863 N77080197198 60:03 0816 0305790O1 CONFIDENTIAL cococo Page 3 of 6 EFTA_00 I 37840 EFTA01278577 *UBS Yournotes CONFIDENTIAL EFT,001312.41 EFTA01278578 *UBS Resource Management Account C IC Your assets Account name: GHISLAINE MAXWELL Friendly account name:lndiv Bdlyalny Account number. acme prices, income and current waves Shown may be Epproximene. AS a int*. gains at lOsses may nal be accurately reflected. Set rhiponant intosenabOn about your statement a the end of finis dxurneM for mote infonwon. Non-traditional Private eqUty funds, Hedge funds, WO Other investments are held in your LISS Finarcial 5ervlas Inc. CUBS FS) brokerage account. the poutions reported below reflect the wogs of the issuers, and UBS FS dies rot 9Jatantee the LK( wacy of theIdamnation The vaue shown is not necessarily the value you would receive From the issuer if you sd the assets. Funds acutely sdd by UBSFS ate subject to ongoing due dagince, athcucii the level performed may vary A dosed fund may be subject to no °Noon dligence A fund that you pu fl ied elsewhere may never have been sated to UBS FS dllgence, although 885 FS may receive a fee from l he funds manager, which may constitute a maonty of the rnanagementrincentive lee. %ease contact your Analcia Achnor with questions • Est vaue per unit' is an estimate of value supplied by an independent valualion arm and reflects adjustments for factors such as the iquidty of the units. Hedge funds Hddng ATLAS ENHANCED FUND LP A1007/31/16 Trade date: Sep 25, 14 PurchellePiKer Number Average once of shafts pet share CS) Client nvestrnent (S) 900,000.00 • Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL Estimates of vane Staled by issuers 01 Certain Pagans (which are generally 'net asset vaue' enir49frg are shown as 'Issuer est. value per unit'. Fa Piride equty f unds, 'Est. value per unit • is a vaue updated quarterly, based on the Net ASH< value NAV') in the fund to of the date spedfed. a:tunedby add ng cadtal calls end subtracting dst ',bunions since the NAV date The NAV is primarily based on estimated portfolio varies mended by the underlying fund sponsor These Iwo values may vary because of differences In the way they were estimated and because the • Third party en. value per unit' may have been prepared come bases ot financiatrionnationothet than named Peporled estimates may not reflect resale, liquidation or repo 'chat vaue, a any, and may rot reflect dst Saultcos of capital until the next valuati at if reported, generay on an annual Or Seni.annua basis See knporunr inlosmazion attour your statement at the end of the statement. Cost Price per share basis(1) on Aug 31 CS) value on Unrealized(tar) imminent Holdeg Aug 31 (1) censor lOSS (1) return (1) period 900,000 00 1.000 902,540.00 2,540.00 Your total assets Value on Aug 31 (1) Percentages Cost your &Mini baps (11 Estimated Umeaded annual income (Si gain of loss (SS Noa.traeltional Hedge toads 902,540.00 100.00% 900,000.00 2,540.00 Total $902,540.00 100.00% $900,000.00 $2,540.00 SDNY GM 00027222 ChIP7000300563386SNP7003197I98 00033 0816 030575001 CONFIDENTIAL 0®000 Pap 5 of 6 EFTA_00137842 EFTA01278579 *UBS Your notes .4aPiycmonong... End of S5 CONFIDENTIAL EFT,00137843 EFTA01278580 important information about your statement U3S Frontlet Services Pc. (the Firm or OBS Finercial Steckel), is a merrber of all principal acuity, ccmrrodiy and options exchaves. UBS Financial Seniors and LES Balk USA re ndiers subsilones of UPS AG and aft ihans of LBS Sautes U.C. The Firs lineal statement a available upon recites. the Font exeo.nia offices are a. U3SFina-kel Simms Inc. 1200 Harbor Oaulevard Weehawken, 07086 This statement representsthe only off rat record of you' U3S Financial Sakes account. Other recast, skeet official tack doosnents contanng condemn daa should rot be relied Loan II you belie* there is an or a omission please report it immediately n writing to the Brand, Manager of the office wring your account. Alltorp al tiger sown we Mended to be accurate, statement data tkuld not bias for to purposes Rely scleM on yerend tax fowls. , Form 1099. 5498. 10425, etc ) when prepanng your teat return. The Fim required by law to report to to IRS all twable dnidends„ mporttkie norktauble anima and treble interest erred en saciaities held rimy acark nee petters on see tranactions, rd ant baron certain covered secures Cammurrleallans we the Mum • Pleaurrecordinn sty oral cornmerrations in *ring f urther protect your richt, . inducingMr rktot latr the Seorties Investor ProtectionAd (SPA) • If the financial intiwtion cn the top leit of the front of this statement snot LES f meta Strikes, LES Faancial &mires carries your arrant as dewing tacker by arra-gement with the rokated insteution We in you of this relatonshio hulks you opened this accost h the case. your bit aid stories re located a LOS financial Services and rot tie aitcdrag broker, ad you nut make arepat of any err or omission to beth firma. As described tie account agreements, you must 50* IA Of ay errors or Laud aiming reds reflected on your statement over 30 clays after t was mailed or made available. All ftlernenk shell be deemed complete and accurate n all other respects if not traded so in serstag "Atha 60 days • Please deed customer complains or Finis Clem s eta a <rho, al . SW& M to CO P.M ET Monday theme a, or in twii-g to LES /r ay Services ex., Cli Relations Depriment, 766 Union Coy,. 07037. • In case of errors or pastors:about an electronic firth transfer OFI), BS Vodedebit cord transactions, call or mite to UBS Financial Sernpas Inc., eta IM, 6th floor, Weehawken. 070E6, Mr f MAISSA Sermes. Coact write a soon as year can, if you thin you statement or receipt is mono or if you need more rdormation ixut a transfer on the gaernent or receja The Firm or Card Oaf (as applicable)must her from you no later than CO days after tie Elm sent yOu the tell statement on which the errofor pobsom *pared. - Proide your rume rd nvort nimber (if am) - Dew& tie eine Of the Wander you revere about, and splain as <Pa* as yeJ can why you believe * is amen cr why you need more apicematkey - Frondethe dolor arrant C the suspected error. The Firm or Card Issuer vii hoestigete put comcdatt and will correct any error prompts. For alleged non inekring UBS Via h debit cad Ira-nadir% if we take more than 10 busarsdays to &dist we will credit you accord for the EMOL•It ycuthink is in error, to trot )acs call have the use of tie money ding the tine it lakes us to complete our mestgation. Please mire all checks papule to the Fern or tie finnwl insikair rotated on he front of the statement In addition to regular acorn fees, accounts may be neopot to mantenerce tee., charges for tote parent kr securities purchases and charges for unpaid arrant, n cash octants. Accour that at transferred to other instimlirs may be subject to a trawler fee. UBS Sweep Opeions LES often options for sweepng cash bine% balances to bat deposits at UBS Brk USA and LES AG Manfred batch (Bat Sneed Progarr4 money make mutual hats (Money Finds) aid the intensional Depose Accant (DAdor customers with MI Interotionel Rescue? Management Account. Trough the Bair Sweep Programs, cash balms an swept to LES Bank USA kp to an established lent ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA sr inured in accorda-ce withFCC mules. Form ormatirn please hetwwwfdic Deposes at AG Stanford Brach ad shares of Money Funds are rot hired by the WC. Through the DA, reoilablet es are some to depose roans at UBS AG Eratxh and LES AG Caimen Branch thew deposits are not inured by tot FCC. Bale-ms held at tie UM AG Cayman Brandi are tempi:try reposed to the sovereign ink of the Cayman Wank, and there is no curare** or other oblostion of UBS AG to repay the berms while on the LES Cayman's Brach's books. Depose, at LES Bark USA and each UPS AG Branch ale not protected by SIK. Money Fund shaves are protected by SIPC. See *LES Financial Services Accent Protection' below. llp:n your request, balances in the Bank Sweep Program or OA may be withdrawre and shams of a Money Furd may be liquidated, and the proceeds returned to you or your stare es acaue. Fate tdormelon about available sweep warm ncladrg cumin interest rates and WICK &tradable at wrviabscorrisweepkekb, from your Fnaxial Admix a by calling KO-762-1000. UN Financial Services attain protection The Firm rt a rro.-ri-ordf the <eel ran< I--ento• Protartrn Corporation (SIPC), chili protects le0-rlieS accantsol its merrters up to $504000 (including 5.2 S0,0(3 kr dams for cash). The Slit met protection limits ear to all accord that you head'n a partictia- cmocity. The Pim, together with certainaffiliates, has also purchased ticapkilentaprOteCtiOn. The Madman anoint payable to et *beide dints, CONKlink under this afoot-ion is ZOO mann r of December 10, 2015. Stag to the poky mrditons ad limitation, rash a the firm isfurther protected for up to $1.9 million n the aggregate for all your accounts held n a paliculm capacity. A hi copy of the poky wording is wailsble pun request. The UPC protector and the supplemental rcolectori both do not apply to • Cron financial assets controlled by (and inclicted n your alto value) but held away from UBS Financial Services , certainty cash at UK Bark LEA, lid cash at AG U.S.Wanatnes, (4 anurance recolias, including variable enmities, and (in therm of initual funds where such shoes re reentered &tab, is the name of to accoun holier on tie books and records of in applica* bar a transfer agent), • Wain nwstrnent contracts or ineesinent interests limited partnerships and pirate placements) that am rot tee's-toned under the Securities Act of 1983; ad • Commodities contacts foreign etrhana and moo°, metal contracts). includag futures contracts aid commodity option contracts The SIPC protection and fill supplemental protedir do not apply to these assets event they otherwise appear on you statements. The SIPC protection aid the suPPlemental protection d, not protect averse changes n the market vela of sir imestments (whether as result of market movement, truer baltruptcy or °Mervin.) More elimination e watabre tyro mount. YOu May °Nan more information tcul the SIPC Brochre by orienting SIPC at of by Ming the Sit swbsee at mew Saes Dividend Reiwestment Pregran (COP) The srne reflected b an average saw. You may °Man the Kemal price banns FrurciA Adviecr . Only *hot shares re purchased under DRIP; panel roes wit be soli ad the cash wit be deposited at your account. The civickrd reinvestment price applied by the aster my War from the market price al which the partial shuts av sold Castein-lieu any whole urns may be held n year acceua. t you ere entitled to a prat knit a s result of a canderd payment or a -swim the Firm mil either sell panel res at market price or accept an amoint determined by a regidered cletrig agency, aid credit you' accord. Investment objectives The investment objectives and risk profile am spec lk to each account and ma/ maybetween you accounts phase advise the Firm purplyin coming of ay scnticant change in you Ina-wise situation or investment &roves For eachwort hek you moose ore of the folbsin inwpstrnint cbectives CONFIDENTIAL • Wooten Cunene income: hvestments seekng the generation of income ontr. • Achim. C•padAppnainion. inwornents seeing Torah of ordealrather than the generation of 'ane. • Produce Cora bauten of desane and Capita Apprecraten. leresinents seekag both tee generator of Mame ad growth of priscpal. Overall rids profiles • Consenratna Seeks to manuin Oita pixipa, wits low risk and volatility to the acorn meant men if the means the accost does not generate sign it kart 'mane or return, all fruit rot keep pre with inflation. • Moderate. Willing to accept some ride to pircjoal and tolerate some totality to seek hgher returns. • Aggresses: wiling to accept hilt rids to pnrcpi and high volat lily to seat high returns the time. • Per ednenc Eli** Conadration:f alerted, a paten of the portfoliofor that account may Maxie complex granges, larked liquidity and rater voUtiky. Statement •heesetteldief We may <cambia* a related amount gatpments with to sane addess it the same envetoe,. tettee trey have owners who a10 maintain foal account ram °mhos welt other clients a the same address if you reefer to recent mclnedual statmunts mailed in separate envelopes you may decke hntneholdng by calling your financial Achnor Friendly anent name The Finn* arrant name is a 0.151crna*le 'mamma' chosen by you to assist you with your recordieePag has no legal effect on yOur account You can change your inend9 aCCOUll names. through Orikle Service, a by contact rg your Financial Adror. Account overview • Vakie of your accointkonYoko. Net of assets and • Ana thol.des amid* cash balances, values Icr restrkted saucy ten ), and Global Time Deposits, inazed mats to ma-ket, andoxtail assets not held tee Fin. Does rot include unprked secLritiMassets at tie end a the poor and carent statement genods, or ante inesments. invested stock options and *forceable stock options • ulaikes Inducts debit balances. aitgarding margin dens credit lire, short account balances. • Cadtheoney balances. Total of tminaested avalable cash balances, plus depose telexes at UBS Bank USA LES AG US Branches ad money market rmAtial fund sweep balms at the Ono of tie statement period Non-ccewredity free creak balances in you' account are not secaugaed from other balances and tie Fins my use ay of these 'Lads in the Ordinary course of As barn, These funds repayable wen your downed. This total is minded in to arrant period dosing vale Lenclig attenuation Foe craned prif emotion on the Firm's ',Sees perces and &terve% refer to jar Client Rebtionrp SDNY_GM_00027224 EFTA_00137844 EFTA01278581 Important information about your statement (0011thiUtd) Agnement or ACCO-rt Agreement rd the General Tams ad Conditions U3S Statement of Credit Practices voidable in Statement and OS:lures at jar rent ven innirtrkyo Year assets Your stamens itemizes mains and other assets hell h. the accost at the end of to daemon period. You may ark ion:invert d itifit pad seosiies al anytime. You may recoise securities sed as Man collateral after paying any balaxe dm cn them. Any securities transhend to tie Firm cfsrg the ttalmmt period me listed at market value as of the end of the stational period. • Cast basie h deterrining the cost basis of he securities inctded in this statement Were indicated wih the number "I, • WS F mince& Services has relied oninformation obtained from sources other than UeS Frontal Rendes, including Hamadan from another rim et that soma/ taVegrovided to you Finaxial Adam The Finn does not irdeperantly verty a imairantee the war icy a vaidity d cry Sarmatian Provided by tomes other the LES Pi-uncial Simian, h xkltizn although UESFnrical Seniors geuralt Li:dates ens nIcrmatizn as it is received, the Finn does not provide any assurirces that the norm:don seder 'Cott bats^and^UnrwMedgarloss is accurate as of the date of this statement. As such please dons red on this nictitation to make peschne or sale decisions fa tax puposes a otherwise. Accounts trarderred to to Fire may reflect gal loss hfamatiri only for to period ra tine they ye held ate Fim More hisorical hicrmatcn <abbe ached by you' Froxial Advisor. • Unrealised garaffosies Yellen dies t available, emanated trroalized suindloun aro actialod Ice SAW& sec" lots. The transaction data for havizlial lots may or my not reflect ccmmistcns, rZ nits security feats-Wenn events nits d and other reinvestment lots ad systernatk puchaste lots are each combined todice:4v on awraged lot The "Trade date' colann presents the tight transaction trade dale. • Callable securities Bonds and pretend stock that the issuer cats for eery rodenplim will be selected 'Malt* by lot hm amy-cp all senraleS of that issue held ik our name a n nomnee nine fa as clans. Call Cease nicrinatiak is obtaned from third patties and its accuracy is not guaranteed. Other call fealties may omt which mid Mod hold canane iikernatio Will be monied upon request • Certificates of deposit (ON). CDs are FDIC aired Li, to $230,000 h principal and accrued intend per depositor rd per depository inansixt h accordance wig" FDIC nales • Price/value. Prices displayed f or soothes and crier fascists may be higher or lower than the price that you would actually receive in the make FSes me obtained from vakus ihrd party sources 'Alt we teems to be reliable, but we do not gannet ther accuracy. - We tern* we tucking price when snit* a the mean of the bid rd ast prices for listed secuitin and optics a orW bit price, for OTC searties. - Less ached traded securities may be priced nag a valuation nodal or the moss recent price we dinned ad may not rifled en actual mates price a via - Certain positions may upper nth:ulnae arid will tow as 'pike was nol avatlable• it we we enable to obtain a price fora wady. - Deposils a securities denominated ilCUITITC41 otter thin U.S &Ras art reflected at the 'tripe rate as of the statement date. - fcr certain works fading n non-conformrig denornstrons, nice and qua tity(face value) may have been adjusted to facilitate paper %/Muslim To &urn &mem inotand. when availabit, contact ybr trai-ctal Ade r,Cr • Private investment and structured protium. royale rionlmere war (nc Laing cared participation program rd real estate investment haft washed and struclued proixts are general highly NSW. Celan anstised praises hate not been registered with the Securities and Dd. Commission or under aey state seventies:t o. We par de estimated Yam for private investment searites ird structured products for incematiral purposes cny. Atarary 6n0e gummed. - These vsbas may differ Satanist/ from print il any. at whkh a pr aide inestrerrl my structured product maybe bought or sold and ob rot necesscriktrxreserd the vat* you nay receive spat lictidatert - fl ied paw theme's of vain are as ascertain date rd an supplied to UK Finarcia Srvkes on a regaar basis by an independen valision firm. - Ists general Danner or sponxr estimated vales. ary, are moulted to the Fern by the issuer, genwal partner or spasor and may be cakulated bawd on deferent information torn tat used by third parties to derive their 'dinned values. - You can obtain addiroral normatton regarded the metccblogy used to determine the estimate of value and the dale of the in:immixthat is the basis kr the esimate by contactig your Fivnrial Advisor - Third party 'sanded vales may be reelected as 'Not priced' hutment works Men an 1-dependent valuation lire has not ssppeda it solve to emir a vela. Sur. we become ware that a matenal mot has °coxed that may call a minus), repo-kd vale So question, or when a yak* would be high *Was due to tie nature ce the security. - When neither a Muer, general partner or SpOnSOr estimated value nor a thed-paly estimated take is prondect, the tale of the moseyad bedifferent boon its dachas price. - • Daributioris to date' me/include ratan of capital, ncome orboth. - 'Original unit size' represents the hkial offering priceper unit aid may not reflect cos Gott bait - DIP ad alined REST wont ate rot listed on a national securities exchange and are generally liquid and ewe) I they can be sold to ark. received may be ea than the per shore estirnstai vale provided n the mord statement, . Restricted securities. Resisted 'eosins generaly at not :aunty noble kr public sale. UBSFinakcal Service, uses the mthel priced the unrestricted dolt of the sane issuer as an inputed value for the restricted stock toroursoses °IMO statement any To the extent tut resticled sesities are elgbk la sale, the value recei.ed may be tbstanualy less thin the inosed vakie tom • Est (estimated) income. anent yields and rates. M estimate of amual income is based ai curets dnidend ad interest rates, assisting tie swains will be held for ate war from statement dente or ult. maturity This intimate bonny a gudelne; accuracy ad continued income are not auwanted - Estimated anal hcane and cutest yield for certain types of washes could rick& a retort of unwiseor capital gen in which wee the est income (a-dean-4 yield would be mentated. - Estimated anal income and aslant yield and the acct Sane and yieLl mizfi be lower or higher than the estimated anounte. - An *nine* of arrualeed income (dadend mace interest) divided by the current market valeciaverage balance is based cn the LS do lend or interest psrinent mode by to issuer and amines he sectsindepases will be held for one year from en statement date oe until motet Accuracy ail continued yell an not garameed • Assets not held by tl€S Financial Services Cenah assts se rot held by the F im ad not wen the Fans posse-Mtn or canna These assets se &Owed on yar stamen for informational purposes only Positions and values presented au prowled by to issuing fem. UBS &uncial &rides 6 not ref:a-obit foe this information and don not guarantee in accuracy. Thee assets ate rot punned by SRC or tre Ferris sudriandtal °were • Rends slung and additional oompuetsatiss — In addition to commissions on saes and 12b.1 lees received n conotscenrith fe destributia rrulual prick to our dents we ri der our Akan receive revenues haring Payments Iron dianbutors ardor advisas of the maul funds that we sell. Thew amines are based on two cMermi corrporents (a the email of Ian by UBS of a Palicutr mutual fund I amiG to our clients: and 0i) the asset value of apricot" mutual fund famikes shares held a tie Ian — We and as alliste ako receive netwaicing and conba procening fees in cornderation for trader agent SOYCE111-0 we prank to the rrutuf list These fees generally are pad from investor assets n the revalue I lured and me a freed dolls amount based an the Inaba of accounts at the broker-dealer Poking mutual bra of that fund I a-nily CONFIDENTIAL — h addaion to cornmissists received n connection with the sale or &vibration al arrvey contracts and we investment hat tests lows clients, no nits our affiliate roes revenue sharp compendia', Itornmaty of the insane companies under werg the amity canteens, aft flaws of the Swann carewrin or warners of bets irriesemmt tests we distizute. - Our affiliates abo receive trading commssions ad Ss compensator, two trawl fuck and Maas companies whose products we derbute. - We receive an anal fee from UBS Bat USA and LES AG Stanford Rands Of ty to 425 per accord sweeping to the barks underlie UBS Bank Sweep Program. Adivity Vic emanzn regardng conmksios and otter charges rand in connedizn with tie exeunt:not trades, riclAng option transactions has been indad on coalman:re prevousyfumished to you, ri d all be proWled to ruproaptly on repast. Short selling you are engaged in short selag a seventy, you may has a charge der to certain boxing costs foe that particular sectriy. Open orders Regrading open or • g:cchtilkancelledi ads that were not executed by the statement date, open buy and sea slop orders are rednd by the mount of cinder& or rightsen an ex-dividerds a earrfres date unless inflated ahenvise bypa. You are responsbk for aden that are executed da to yOtir Inure to cancel wising open ado,. Mew To obtain a copy of as current Client PrimacyNan. please antact you FnardialAchisix or vs our ivettsite at wsw ervereivne.,4-v UEG Finavid Sakes is not a bark The WA Business Services Account 854 and IRMA ye brokerage accounts which provide access so banking services and ;roosts Its,x41analgernerdt with d1Aaed lurks and other Ihniparty banks. ri d provided Mtn to Sarsa-ce and 4rovot itrodich Cord by unaHiliated this:I-party notate arnpanes through raura-ce agency subsdiaries ol UBS Financial Services Inc inestrwrit Surace. rd a-nit/an:ducts Not FOIC instated • No bank guanine. May lose value RUA. Resource Management tor,. nt Business Services Account BSA, IRMA and intonational Resource Management Accord we registered service malts of Fnaxii Senses It Visa Signalize d a registered Orrin mask of Vida I'd•fnal brut CBS Visa Signets cede cards and IBS Visa debt cads err issued by UBS gar* USA wit peemssion from Visa U SA Incorporated. URnline Sereices Ina Po 201604 SDNY_G M_0002 7225 EFTA_00137845 EFTA01278582 c; It UBS 065 Fnencial Services Inc Private Wealth Management 299 Park Avenue NHS 10171.0002 ceirn7054547890916x13. 0 Account name: GHISLANE MAXWELL Friendly account name: Indiv: Balyasny Account number SS Your Nnamial Advisor. SCOTT STACKMANLYLE CASRIEL Phone: Resource Management Account September 2016 HIS IN MAXWELL Questions aboutyour statement? Call your Financial Advisor or the Value of your account RMA aesourcetine at 800-a mA- 1000, account - on August 31 (S) on September 30(4) Your assets 902,540.00 923,200.00 Vlsitour website: www.ubsconYfinancialservices Your liabilities aoo o.00 Value of your account 5902,540.00 $923,200.00 Tracking the value of your account S the Lr,anCS .000000.0............law 34)E 4325 Dec 2014 0tC 2015 Aug 2016 Sep 2016 Sources of your account growth during 2016 Vzdue of your account at year end 2015 $922,621.00 Ywr InvOtnillit return Charge in market vane Value of your account on Sep 30. 2016 $579.00 6923200.00 SDNY GM 00027226 Member SIPC 0070009306454789NPI000305144 C0000 0916 030675001.25339550101000 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37846 EFTA01278583 SUBS Resource Management Account September 201r, Your account balance sheet Summary of your assets Value on September 30 a) Percentage of your XCOUat A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% I Non-traditional 923,200.00 10000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $923,200.00 5923,200.00 100.00% Account name: C.C.PNIE MA.V.ELL Friendly account name:Indiv.siy Account number: Your current asset allocation Eye on the markets Index Percentage change September 2016 Year to date S&P 500 0.02% 7.84% Russell 3000 0.16% 8.18% MSC - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80% Your Finandal Advisor 7 STACK MANLYLE CATIEL Interest rates on September 30, 2016 3-month Treasury bills: 0 One-month LIBOR: 0.53% CNP70003006454790NP7003X6I 44 MOM 0316 030575004 CONFIDENTIAL 1°021Y_GM_000272ftge 2 of 6 EFTA_00137847 EFTA01278584 SUBS Resource Management Account September 2016 Change in the value of your account Account name: GHISLAINE MAXWELL friendly account name: lock/Sal asiy Account number. September 20'6 (S Year to date (I) Opening account value 3902,540.00 $922,621.00 Change in market value 20,660.00 579.00 Closing account value 3923,200.00 3323,200.00 Summary of gains and losses Yaues reported below exclude products for which 951r6 andlosses are not classified. Realized gains and losses Unrealized September 2016 (9) Year TO date (S) gains and losses (5) Long term aoo 0.00 23,200 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in /Noonan( information about your statement al the end of this document Your return objective: Current income & capital appreciation Your ask profile: Primary. Aggress-we Investment eligibility consideration - None selected Your account instructions • You account cost bass default closing method is RFC), First in, First Out. Your Financial Advisor: SCOTT STACK MANNYLE CASRiEL SDNY GM 00027228 OW70:O2006454791 NP7003305I 44 00030 0916 030579004 CONFIDENTIAL 101000 Pegs 3 of 6 EFTA_00137848 EFTA01278585 *UBS Yournotes c.......2,...........e.... CONFIDENTIAL EFTA,B72.49 EFTA01278586 *UBS Resource Management Account September 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name:lndiv Oalyasny Account number. Some pnces, income and current vaues noun may be Epproximene. AS a rest*. gains at tOsses may nol be accurately elected. See tmporton Mlosenabon about your statement a the end of this dxumem for more Information. Non-traditional estate eduty funds, Hedge funds, and Other investments are held in your U85 Finarcial SeidOS mc. (./BS FS) brokerage account. the potions reported below reflect the leo:adsor the issuers, and UBS FS does rot garantee the ac c wacy of the iriormaton The 'taut shown Is not necessarily the value you would receive from the issuer if you sd the assets. Funds acutely sdd by UBSFS are subject to ongoing due digence, dthough the level performedmay vary A closed fund may be subject tonoongoing digence A fund that you purchased elsewhere may never have been subject to ties FS dlige me. although 08515 may receive a fee from l he funds manager, which may constitute a maculty of Ire rnanagernenei ncentl* fee. Flea% contact your financial Achnor with questions • EA value per unit' is an estimate of value supplied by an independent valuation fern and reflects adiustrrents for factors such as the equidty of the units. Hedge funds Hcidng ATLAS ENHANCED FUND LP P1001531/16 Trade date: Sep 25, 14 Porch/Ile DIA& Nureber Meier once of shares per share (S) Client investment (5) 900,000.00 • Your II nandal Advisor: SCOTT STACKMANLYLE CASNEL Estimates of value supplied by ISSUerS of (Wan Program (which are generale 'net asset yaw' estunateS) are mown as 'Issuer est. ate pen For Pireale equty f unds, 'Est. value per unt • is a value updated quarterly, based on the Net Asset Value NAV') in the fund m of the date sped fed &lusted by ading capital calls and subtrextirg Oil nbutions give the NAY date The NAY is primarily based on estimated portfolioI/dues pecnided by the undertying fund sponsor These Iwo values may vary because of differences in the way they were estimated and because the • Third party est. value pen unit' may nave been prepared on the basis oic MINOS irionnaton other than yeaoend Repelled estimates may not teeter resale, liquidation or repurchase vane, if any, and may rot reflect dstebutions of caoaal untl the next valuation is mbroned. lX nth* on an annual Or Sentannual baLs Set anpaaant info/maw atour your statement at the end of this statement. Cost Price per share basis (1) on Sep 30 (5) value on UnrealizedOM investment Holdng Sep 30 (5) ()aloof loss (5) return (5) period 900,000.00 1.000 923,200.00 23,200.00 LT Your total asset vane on Sep 30(5) Percentages Cost your account basis (S) Estimated Unreatied annual more ot loss (5) Non.trarstionel Hedge funds 923200.00 100.00% 900,000.00 23200.00 Total 8923,200.00 100.00% 2900,000.00 823,200.00 SDNY GM 00027230 C HP70003006434 793 NV7003305144 00003 0916 030579001 CONFIDENTIAL 10t000 Iran S of 6 EFTA_00137850 EFTA01278587 $UBS Your notes CONFIDENTIAL EITA,B7851 EFTA01278588 Important information about your statement U3S Financial Services Pc, (the Firm or UBS Fins-cid Sevin), is a masher of all principal security, comrroaty and option; exchanges. UPS Financial Seniors and LES Bank USA re i-diea subsilanes of UPS AG and affihaes of U3S Sautes LLC. The Fim's I refloat statement C available upon regast The Font exeosie cakes are a. LOS Finrical Serrces 1200 Harbor 'aved Weehawken, 07086 This statement representsthe onty off icial record of yar LOS Financial Sakes account. Other recess, beep( official tat doosnents, contanng conflicting data should rot be relied Loan II youbedew there is an goer or omistion please report it immediately n writhe; to the Brand, Manager of the office serving your account. Allhoup a firsts shown re Wended to be accurate. statement datarcukf not be ja-td for tat purposes Rely sobbi on yeawnd tax forms.•, Form 1099. WO 10425. etc ) when Drepamg your lax return. The Finn required by law to mon to the IRS all taxable diaderds, reportabb rantaubk del:kind and =able interest erred en satiation held riper exarrt net pitted, on see framadkra, rd cod basin:no:stain covered Settles. Caramutioallanswith the Man • Pleawriesorf inn sty oral cornmarstions in wring tofurther protect your riShts. inducing you rktitS ender the Searles Investor Proteobon AO (SCAT • a the financol institution cn the top left of toe trent of this stamen isnot U36 Ennui Sevkes LES Fiuncial Smith carries yea accaant as clearing tacker by arra-gement bet the rdcated insieution We in you of the relationshio when MS opened this accost h the cast your bra and washes tee located a LOS financial Sends and rot the nactlxig broker, ad you mat make aspect of any error or omission to bode firma As described the account agreements, nOU must natty US Of a errors or hod iwoking checks reflected al your statement *thin 30 clays after t was mailed or made available. All statemeres shall be deemed corrplse and accurate in all other respects if not 'Shaded so in vintrg wthin 60 days • Please divot customer =notaries or Finis Clem i ent at tollfree .9:03A.M to 609 P.M FT Monday throat) y, or in min ng to LES /r ipe' Services Ix., Cli Relations Department, 766 Union Coy,. 07097. • In case of errors or cpntcro about an electronic fads frantic (W1), BS Veandebit card transactions, call cwt. to UBS Financial Serapes he, to IM, 6thfloor, Weehanken • 07086, Attn RIAMBOA Sevres Calor cote a soon as you can, if you hi+ pout statement a receipt k swag or if you need more rdamation axed a transfer on the statement or receja. The Firm or Card Oaf (as apicable)must her from you no later than CO days after tie Finn Sent yOu the test itatenwrd on which the MC( or problem append. - horde your risme ad accord narbar pl cry) - Derr& the error Or the Wander you Yet-MCP about, rid mplain as <60 as you cal why you believer is an env a why you need more nikmaion - ProWde the dory anrount d the suspected era. The Firm or Card Issuer ea i-westigate your compait and will correct any error promptly. For alleged mots imokring UBS Unadebit cad tra-nad ions if we take mote than 10 bus nese days to cb this, we will credit you' accord for the &WWI ycuthnk is in error, so tat you sill love the use of Ile money clang tie taw it lakes us to complete our mestgation. Please mite all checks payable to the Fan or the f retrial instiution inikated on tie front of the statement In addition to regular accost fees, accounts may be object to mantenerke lees, chasges for late payment for securities purchases and charges for unpaid amounts n cash accants. Accoods that at transferred to other inriutens melte subject to a transler Ise. UBS Sweep Options LES offers options for sweeping cash Waxes. balances to bah deposits at UBS Bak USA and LES AG Stamford branch (BakSvieep Pro:pm), moneymaker (virtual Arch (Money Final and the international Depose Accord Mayor c internees with ren Intarotional RoscvCo Llanarrno-d Account. Through the Bait Sweep Programs cash Wines re wiept to LESBank USA to to an established knit ad then to UBS AG Stanford Branch, or a Money Feld. Deposits at UBS Bank USA re insured in accorda-ce withFCC oes. Form information please net Deposes at AG Stanford Brad' ad shares of tricribrFuxb are rot nosed by the FIX. Through tie DA, weilable twaplagarrds Se swept to depose accents al UBS AG == Bloch and LES AG Carlon Ranch thew deposits arena enured by tie FCC. Bale-ms held at the UM AG Carman Brandi are tempasty (loosed to the sovereir Ink of the Carnan vJa-dc, and there is no guarani** or other oblgation of UBS AG to repay the banes while an the LES Cayman's Brach's books. Depose, at LES Bert USA and each UBS AG Branch ate not protected by SIK. Money Fund shres are protected by SIPC. See *LOS Financial Services Accent Protection' below. Upon your rajah, balances in tie Bar* Sweep Program or DA may be withdrawn and shares of a Money Furd may be louidated, and the proceeds returned to you or pastorales KOWA. Fah. I-dorm/don about available 'neon *Mont ncladrg cumin interest rates and Welch 5 awathle at wmvobscorristreeprelt, from your Fnancial Adwor a by calling 80 .762-1000. UBS Financial Service. MICOMIllt protection The Fen, e rruntor of the <c.-mane lege•ter reetectrn Corporation (SIPC), vhich protects le0SlieS accentsof its marten up to $919000 (,rusting 0250,000k don,' for call. The Slit asset protection limit, ;POT to all accosts that you hold h a corncob- cmedy. The Fan, together wt. certain aft bates, has also purchased teppkelenthiplOtatiOn. The Moirriall amount pa/al:410 at rOgible client. colfectink side this proton-ion is ZOO mama as of December 10, 2015. Subject to the poky orditons ad limilatian, cash a the firm is further protected for up to S1.9 million n the aggregate kr all your accounts held n a paticam capacity. A fed ccpy of the potty wading is wadable pow request. the SIPC protection ad the suppkmental protection both do not app& to • Certain franca assets controlled by (and nelded n your alto but hell away from UBSFina-cal ken/Kest , certain (i) cash at UBS Bark LEA, (i0 cash at AG U.S.banrhes, (4 Wane poixts, including valtble annuities and 66 tarot of MAW! funds where such thanes re registered drat& n the name of the account holder on the books and records of the applicask Otis* a transfer agent), • Wain rwstrnent contracts or iniesiment interests limited partnerships ad private placements) that re rot mai-toned under the Socuriies Act of 1933; ad • Commodities contacts foreign behange and preccus metal contracts), includirg futures contracts ad commodity option contract,. The SIPC protection and the supplimanul protection do not apply to these assets then if they otherwise apex on yes statements. The SPC protection ad the sul9Plemental protection do, not protect against changes n the market tribe of rev imestments (whether as result d market morerrem, issuer bakruptcy a otherntre) More Woe:nation is wadable wan request. YOuMyy cbtan more information abut ^ the SIPC Brockne. by acceding SIPC at or by sating the SIPC vetitte at wart *pomp Dividend Reimestment Niguel (DRIF) the pia reflected is an average axe. You may oblan the actual price hem tor f racist Advixr.Onty whole shares re purchasedunder DRIP; paha awn will be sold ad the cash wia be deposited your account The eivickrd reinvestment price applied by the door may offer from the metal price al which tie partial dart re sold Cadeiblieu achy whole unts may be held in yar acacia. If you we entitled to a prtal end a s result ol a chide rd payment or otherwise, the Film wall ether sell panel with at market price a accept an /mord determined by a regiaered cleang agency, and credit yea accord. Investment objectless The i-mniment objectives and risk profile rre spark to each account and may may between you accords Dere advise the Firm mond& in wining of ay 'gni joint change in you' I nancial snoton or investment objectives For eachaward held, you choose areal the following invistmmt cbjecthet. CONFIDENTIAL • Procture Cuneneincome: hverments seang the generation of income any. • Aoheie Capeet appadation. Instruments seeking abet of principalrather than the gererstion of item. • Produce Combautton of incase and Capital Apptectaton. Neancnts seeking both the generation of name and growth of pritrhal. Overall tisk profits • Consetvattrt. Seeks to maintain Sal ancipal, with low risk and volatility to the accord owrat then if the means the moan does not generate sign it kart mono or count and my rot bop pa with inflation. • Moderate. Wiling to accept sane risk to pincloat and tolerate some votatfity to seek hirer returns. • Aggress/re: Wiling to accept high Mc to pampa and heal ,plat lily to seek high returns oar time. • ith *anon EtWarda Consiattation:f Wetted, a potion of the portfoliofor that account may exalt canplex oranges, Ended liquidly and rater voldiky. Statement theureholdier We may <chordate N related account gar mss with the sane alless h the same envelope, tettee they have owners who ALO mantan yarn account rela adios well other clients a the same address if you prefer to ramie individual statements mailed in separate envelOPeS you may decline hos,eholdng by ailing yar financial 4i for Friendly eathant name The Dade/ acccua name is a cusianarle 'nickname' chosen by you to assist you with your recomiteePreg has no legal effect on yOur account You can change for triend9 aCCOLIII names, through °nine Services a by contact rg your 5i-unoal Adosor. Account overview • value of you accoteitlaonYolo. Net of assets and liabilities • Asset hcbdes ,,Noble cash balances, vdues to restricted usury tesi ), and GlobalTire Deposit, amazed marks to maket, and certain assets not held by the Fine. Does rot include unpriced seositiePassets at the end of the prior and anent statement p(410dS,. Of prvate ewer:rants invested stock options end erreasable stock options • blinthes Inductee debit banes armarding magi, kens, credit Ere, short account balances. • CaWeoney balances. Total of unimested available cash balinces, plus dcose balances at US$ Bank. USA, LES AG LIS Branches ad moray make mutual fund sweep Waxes, at the rime of tie striated period N:n-ccarrodity free coot balances in yes account are rot sec/Lighted from other balances and the fin may use ay of these lads nth. Ordiney coarse of is bthillea These fund> repayable won your downed This total is ncluded in th e anent period cksing sate •ending information For &whet information on the firm's lending practices and ditaltheres. refer to nets Clam Rebtionthip SDNY_GM_00027232 EFTA_00137852 EFTA01278589 Important information about your statement (C01181104d) Agreentrit or ACCOul Agreement and the General Terms ad Conditions URS Statement of Credit Practices 'suitable in Agreements and Oixbwres Bmayeannelitarne intererAweec. Tow an Your statement iteenires securities adother mitts held at the aware at the mot of the statement period. You may wk for &hen? Of hey pad seo_rities at anytime. You may recast securities tried as loan collate& after paying any balance der an them. Arry securities translated to he Firm cirri; the statement peeved ale listed at market vabe as of the end of the sterner* • Cost bask. In detemining the cost basis of the securitieshanks:I in this statement where indicated wits the number "I, • WS F minces' Services has relied oninformation &tamed from sources other than US Financial Semites. including information fran another fine a that mum* have grovided to yes Finatial Adam The Film does not indeperantly verty saint** the am a vaklity of cry Wormation provided by vanes other than LES Proncial Sonnet ▪ xtritin although IRS Rimmed Services gamely tfidates this nformatin as is retested. the hem does not proved* art' ass tut the info-maim utter 'Cost bues° ard ^Unrealized gar/ loss' is accurate as of the date of his statement. Ay such please do not reg on this nfarnation to make puthase or sale dectwns fa tax purposes a otherwise. Accounts turdemed to the Sim may reflen gar/ loss information only for the period cie tine they yelled a tie Sim More historical relormatcn can be aged by you' Fmaxiat Advisor. • Unrealised sans/Iona Yellen data is warble. othnated ansaiined &inflates are cat Weed la havkleal teary lots. The transaction data for havilial lots may or may not ref ea amminens, dwges da security fee/roan:atm ewnts deiZ an d and other reinvestment lob ad systematk purchase lots are each combined to display are awraged lot IN 'Tuck date' calm presents the agree transaction trade dale. • Callable mairMes Bonds and trained stock thal the aver cats for erg rodenphen wit be 'elated inDatulle by lot from among all secistes of that issue held in ournme or re nominee nano for os clients Call tease elanuticn is cbtaned hemthird parties and is accuracy is not guano:yd. Otte call lenses may wen shah could atm weld canprok information trillbe provi*d upon request • Certificates of deposit (CDs). CDs are FDIC nsured up to 5250,000 in principal and actual irteresl per depcnetor ate per depaitory intik-elm in accordance Min FOIC nit • Price/value. Prices display& f or setunues and other pact& may be higher or lower than the price that you would actualg receive in the make. Wks are obtained from wan thid part sources whits we &few to be relable, bit we donor garantee thek accuracy. - We weak use the closing price when avadthe Ow mean of the bed rd ask poxes for hued sautes and optecres or only bid prices for OTC searities. - Less actirey traded searities may be priced using a valuation model a the most recent prce we aimed mid may not reflect en actual market price a vale - Certain positions may appear nitcut a price and will tow as 'price was nal awslable• it we are triable to dam a ace fora warty. - Deposit a securities denominated ilcurrarcies other thin U.S chars are reflected at the ochry rate as of the statement date. - fur certain wastes fading n non-conformng denornnations. puce and quantity(facw value) may have been adjusted to faiths paper valuatim To obtain curem potatoes, when arabbk, contain' you Financial Advisor. • Private Wessman' and stneaured product". Private nvesiment swurties (rolding drat pankipatin program and real estate investment tuft seances) and struclued pro:bac are weak highly liand. Celan stnstised paclas have not been registered with the Securities and huhstge Commission or under ay slate seeurtieTares. We Fronde ostmated vat*, for private investment searitis ird &natured products for trIcenuninal purposes cny. Atarary Coot guaranteed. - These vibes may differ abstati0y kin prices, il any. at which a Prirte iwe*nenl riy stnactured product maybe bought or sold and do rot necessarily represent the valley & maywain. Lbw licaridatkn. - Third party tunas of vats are as ascertain date and are supplied to UBS Shama Services on a regaar basis by an independert valuation firm. - baser. generalpanne or sponsor estimated valas cry, are applied to the Fern by the issuer, general partner or gator and may be calculated based on &leant information trot that used by third parties to &rive their estimated values. - You can obtain addeloral information regardtrg the metadology used to &amine the estimate of value and the dale of the Hamblinthat is the basis fa the esimate by contacting your Si -uncial Advisor - Third party ',Maid vales may be reflected as 'Not priced in several stuatiam when an independent valuation tiro has not neareda is triable to assir a van. sesame become ware that a matenal 'wet has occurred tut may call a prevousg repined vale teo question, or uhen a value would be high speoaaire due to the nature • the sweaty. - When neither an Muer, general partner or wonsor estkruted value nor a thrd-paly estimated isle is mucked, the glaciate seanty wilt* diner:Ent ban its arches* price. - •DStributicos to date' may indude return of capita( ncome orboth. - 'Original unit site' represents the Seal offering peeper use roams, not celled you tort bast - DIP and unlined RES sautes aren't listed on a national 'aunties exchange, and aro goner* liquid and even a they can be sold, the prke received may be IOTA than the per share *saluted vat.. provided n the scant statement • Restricted securities. Resisted searities generally are no' currently enable for public sale. U8SSinatial Seesaw uses slit mabel prise d Ile unrestricted stork of the Salle issuer as an imputed value fate restated slat brourporseseathes statement orgy To the extent that restided securities are elgbk to sale, the value received may be tbstanualy less thin the imaged value *peen • Esb festinated) income. arrant yields and rates. An wart& of amua income 6 based cn current dadend ad interest rates, assuring tie seosites will be held for one yes from statement date or until maturity This internale bony a gudelne; accuracy and continued income are not guaranteed - Estimated anal income and curet yield for certain types of leashes cald noble a retun of principalor capital gains in which use the est income (ad curet yell would be ownetated. - Estimated anal income and cement yield and the actual ?cane andyield micfit be lowers higher then the estimated mounts. - Are *stink of stubbed income (dividend ands interest) divided by the current market vast average balance is based in the LW dividend or interest payment mode by the issuer and mines tie seoseesdepoats will be held for ore year Iron, the statement date or until motet Accuracy and continued yell au not guaranteed • Assets not held bytes Financial Services. Certain met se rot held byte prim ad not wash the Fern's paschal or control. These stets se &planed on yes statement for informational purposes only Positions and values presented are provided by dal Ssu'rg firm. UBS Inancial &races S not report:Ale for this information and des not guarantee as accuracy. Item assets are not protected by SRC or the Firrts supplemental9SC coolant • Revenue Ilsariris and additional compunratica — In addition to convulsions on sin and 12b.l lees received n correctionwith the distribution a rrulual ftrds to ow dents we ander our affeale rec*iw ITTenut trim) payments Iran ditnbtitors at advisors of the mass funds that we sell. These arnants are based on two &fermi corrpononts (a the amount of Saki by UBS of a Palicar mutual fund family to our clients: and OR the asset value of a particular rrutual fund lamiy's loves held a the Irm — We and as Allow aka receive networking and combs' processing fees n corodeation for transfer agent smites that we croak to the rrultal lent These fees generally are pad from investor asses in the mane 'lured and matted des amount based an the number of accounts at the broker.elealer holing mutual funds of that fund Fmily CONFIDENTIAL — In addakin to cornmesins received n connection with the sale or ciotributiOn darning contract and init investment that unils tools clients, we andcc our affiliae recess rewrote sharg ampensagn from many of the insuance companies undeneth; the amity contracts, if/saws a the &war& cceryakes or sponsors of the tnt irrevsemmt ruts we dsbb - Our affiliates abo recehe trading commosions rd ethic compensatorsfrom mutat fuck and State companies whose products we &saute. - We receive an anal fee from UBS Bat USA and CRS AG Stanford Brands Of ty to $25 per accuse sweeping to the barks under the UBS Bank Sweep Programs. Activity hkemalion reprising commksins and other charges tarred in connection wth the execute:not trades, hcbcfrg option transactions has been ineb&d on conf imaare previously Welshed to you, and vat be provided to wu promptly on repast. Short sidling you are engaged en short sellrg a w.unty, you may nit a charge der to certain bareavig costs for that partkulateasky. Open orders Regarding open or • gad-till-canceled' aden that were not executed by the 'Werner* date, open buy and roll slop orders are nand by the mount of &tar& CC FittsPI an ex-dividends a ragts dee unless tanned otherwise by yoy. You are responsbk for atlas that are execuled da to ;at ladure to cancel wising open orders. Prism To obtain a copy of or current Client Privacy ake. please contact yids maul Advisor ex von our we. at *taw oat er,mMeivsnme,fer IRS Financed Se-ekes 6 not a bank The MIA, Busies Services Account EGA and IRMA are Wattage accounts which provide access so banking services and praises *Kt* aTalrallit wth ablated bales and other Ihniparty bares, and provides access to rcesace and anoultY [roans gated by unaffiliatedthird-party iterate <musses through insurance agency subsidiaries of UBS Financial Services Inc. Koss-ant itwa-co. ad artily products, Not WK instred • No bask guaantew May lose gate RUA. Resource Management Ann nt Business Services Account BSA. IIMA and intonational Resource Manaarrient Accord re registered service marks of 135 humid Services ax VOA Signature la regaled Service Milk of Visa h umatkrha LOS vice Sienna creda cards and UBS Visa debt cards are issued by UBS Bank URA with Prtn59011 Ian Visa U SA Incorpaated. UM Financial Swine In/ Rev 2O16O4 SDNY_G M_0002 7233 EFTA_00137853 EFTA01278590 eitUBS U85 FMancial Services inc. Private Wealth Management 299 Park Avenue I in 10171-0002 Cown0055910711016 ■ 0 Account name: GHISLANE MAXWELL Friendly account name: Indio: Balyasny Account number SS Your financial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor o, the RMA Resourcetine at 800-RMA-1000, account - Resource Management Account October 2016 HI a MAXWELL. Value of your account on September 30 (S) on October 31(5) YOur assets 923200.00 935,559.00 Vlsitour websIte: Your liabilities aoo 0.00 www.ubStOrnilinanCialServiCeS Value of your account 5923,200.00 $935,559.00 Tracking the value of your account S ThcAt,and$ 921, 6 4.000000 .1. 393E 923 2 935.6 Dec 2014 Dec 2015 Sep2C16 C<12016 Sources of your account growth during 2016 Value of your account at year end 2015 5922.621.00 Your nvestment return change in market vaue 312,938.00 Value of your account on Oct 31, 2016 S935.559.00 SONY GM 00027234 Member SIPC CNP70001005691811 W00019355900008 1016 0305750d 0000c0 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37854 EFTA01278591 SUBS Resource Management Account October / ' Your account balance sheet Summary of your assets Value on October 31 04 Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 935,559.00 10000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account 5935,559.00 $935,559.00 100.00% Account name: MA.V.ELL Friendly account Ftalyasny Account number: Your current asset allocation Eye on the markets Index Percentage change October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Your Finandal Advisor -7 STACK MANLYLE CASRIEL Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% CNP70003005591872NP70C019355900030 1016 030575004 CONFIDENTIAL CONOW_GM_000272§$9. 2 of 6 EFTA_00137855 EFTA01278592 UBS Resource Management Account October 2016 Change in the value of your account Account name: GHISLAINE MAXWELL friendly account name:Indiviaal asiy Account number. October 2016(S) Year to date (I) Opening account value $923,200.00 $922,621.00 Change 4.1 II:a(k.ei value Closing account value 12,359.00 12,938.00 $935,559.00 $935,559.00 Summary of gains and losses vsues reported below exclude produce lor which gars andlosses are not Ossified Realized gains and losses Unrealized October 2016(5) Year to date (1) gains and losses (5) Long term 0.00 0.00 35,559 00 Your investment objectives: You have dentified the following Investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a ful description of the alternabve investment objectives in tmportanr information about your statement at the end of this document Your return objective: Current inccme S capital appreciation Your risk profile: Primary - Aggressive Investment Sig ibikty consideration None selected Your account instructions • You account cost bass default closing method is FIFO, First in, First Out. Your Ill sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL SDNY GM 00027236 CriPaC003005931873 NP7000190559 00003 1016 030575004 CONFIDENTIAL coc0co Page 3 of 6 EFTA_00137S56 EFTA01278593 *UBS Yournotes c........,...............n...o,,,,,,,, ,.,...a a 6 CONFIDENTIAL EFTA,I37857 EFTA01278594 *UBS Resource Management Account :D*6 Your assets Account name: GHISLAINE MAXWELL Friendly account narne:Inclive llial may Account number. Some pnces, income and current values shown may be approximate. As a tent, galas andlosses may nOl te accurately refkcled. See ;important infolerfaton about your statement a the end of the docurneM for more infortnason. Non-traditional Private <ChM funds. Hedge funds, andOther investments are held in your U9SFinarcial SeMces Inc. CUBS FS) blot/rage account. the pennons reported telow reflect the recceds of the issuers, and UeS FS cbes no qv:grantee the act snag of the iriomunion the value shown is not necessarily the value you would receive from I be Issuer It you sd the assets Funds actively sdd by UBSFS at subject to ongoing due digence, '1th:ugh the level performedmay vary A closed fund may be subject to no ongoing digence A fund that you puff hied elsewhere may never nave been suNect to Li B5 PS dlige nee. although V8515 may receive a fee from Ire funds manage t which rnay constitute a maoilty of the managemenoincentive lee. Please contact your financial Acnssof unfit questions • Est value per unit' is an estimate of value supplied by an independent valuation fun and reflects a:hustrrents for factors such as the equidty of the units. Hedge funds PurchaSe PK& Number Avelagt price Hcidng of she's pet. shale (S) ATLAS ENHANCED FUND LP 4100331/16 Trade date: Sep 25, 14 Client investment CS) 900,000.00 • Your Sandal Advisor: SCOTT STACK MANLYLE CASNEL Estimates of value St,ppntd by issuers Of Certain brogans (which ale gene idly 'net asset value' estehaneS) are shown as ' issuer est. value per unit'. For Pnvae equty f unds, 'Est. value per unit • is a value updated quanerty, based on the Net Asset value NAV') in the fund a of the date sped fed Auskd by add ng cddial calls end subt race rg chi editions ante the NAY date The NAV is primarily based on estimated portfolio vdues provided by the underlying fund sponsor These two values may vary because of differences In the way they were estimatedand because the • Third parry ed. value ;el unit. may have been prepared on the bass of financial irionnaton other than year.end Retooled estimates may not reflect resale, liquidation or repurchase value, if any, and may rot reflect dst ebutions of deal until the next valuation is reported, gefrefaay On an annual or serni.annual basis See linrxinant info/matron about you/ statement at the end of ths statement. Cost Price per share basis (I) on Oct 31 (5) value on Unrealized0M imestment Holdreg Oct 31 (I) grin or 1053 (S) return (3) period 900,000.00 1.000 935,559.00 35,559.00 LT Your total assets Value on Oct 31 (S) Percentage Cost your account taus (S) Estimated Unredized annual income (S1 geln or loss (S) NonAratfitional Hodge funds 935,559.00 100.00% 900,000.00 35,559.00 Total $935,559.00 100.00% $900,000.00 $35,559.00 SONY GM 00027238 CNP70009005591105NP7003193559 00003 1016 030575004 CONFIDENTIAL 000000 Pap S of 6 EFTA_00137858 EFTA01278595 *UBS Your notes c. ,..00ss,,,, anooa,,,,,,00000+o,.,o,os,,00fl orqggiy G. 0002129►M 6 of 6 End ots.ement for account numb.. S5 CONFIDENTIAL EFT,00B7859 EFTA01278596 Important information about your statement U3S Eternal Services Pc, (the firm or UBS Fnercial Serebes), is a mentor of all principel acuity, commoday and coheres *damps. UPS Fancial Seniors and LES Balk USA ere i-diect subsidones of UPS AG and affihaes of LBS Sasses Litt. The Fame I refloat statement k available upon repast The Fin% nano& offices ore a. CBS Gina-eel Sentes fix. 1200 Harbor Width/ad Weehawken,■ 07086 This aatenent representsthe onk officialrecord of you IBS Fr racial Senates account. Other recast, exept official se. dm:lents, contanng condemn daa shook' rot be relied Loa> II youbelied there is an era or omiseon please report it immediately n writeg to the Brandi Manager of the office strung your accant Alltesup el lithe** shown re I-denoted to be accurate, statement data dicukf not bias kr tar purposes Rely scrob on yeawnd tax forms. a , Form 1099. 5498. 10425. etc ) when 'decamp your tar return. The Finn required by law to repon to fie IRS all tatable dnidends, monde rontauble oliektind and auble Merest erred on amities held rimy atoxrd, net proceeds on see tramactims, ad cos* basin:no:Man covered seculies. Caramudeallans with the Mum • Please record inn sty oral corremsdations in wring tofurther protect Your richt,. inducing your fkintS ender the Seorties Investor Protechon Act (SPAT • II thefinancial iatitution cm the top left of Ire Inam of this steamed isnot LBS F naafi Servkek LBS FiserMal Semites carries your account as dewing broker by arra-gement win the rdcated instaution We in yew of the relatonshia Men you opened this accost h the case. your bat aid wadies tre located a LOS financial Stases and rot the itedecrg broker, at you mat make a repere of thy race or omission to both firms As described in the account agreements, you must no* us of ay errors or Baud rwobiog heeds reflected an your statement wee, 30 dins alter It was mailed or made available. A II stitsmints shall be deemed compla and accurate n all other respects if not obtaled to in vaaeg wthin 60 days • Please dkect customer cornplares or Finis Client r ent at or totters, Al . 9:03 A.1.1 to 6 00*.M FT Monday through Frday, a in wren) to Les kir ig Services ho., Cliagt Relations Depaiment, 766 Union Cir. 07097. • In case of errors or <pastern about an electronic finds Bander (91), BS Voaddebit card >tamed:cons, call a mite to UBS Financial Sersigas Ire., ha lid, 6th floor, Weehawken. 07086, Attn RIAAreCA Series. Calor write a soon *era can, if you hit ycir statement or receipt k wrong or if you need more Maryellen tat a transfer on the statement or recejoe. The Firm or Card Oaf (as eoplicable)must her from you no later teen CO days after **Fan sent yOu the tit stateners on which the eat, Of pncblom amazed. - Prorde your rump ad a-core marker (if any) - Desalt* the erra or tie wander you Yet-MUM about, and obtain as <bag as you cm why you believe * is Si error a why you need more iaonnatn - Proud. the der amount d the suspected error. The Firm or Card Issuer wit iwestigate sat compaht and wa correct my error promptly. for alleged mob Mang UBS Vi. debit cad tramad irk if we take more than 10 bus ass days to do this, we will credit you accord for the anoint youth 1k is in error, so the you we have the use of the money clang tie tine it takes us to complete out nostigution. Please mite all checks paythle to the Fern or fie financial insane(' re:listed on he front of the statement In addition to regular accost fees, accounts may be abject to mantonarce lees, dung's for lee parent for securities purchases and chars for unpaid arrcuth n cash accants. Accounts that re transferred to other instartirs may be subject to a Vander fee UBS Sweep Opeiono LES offers options for swain cash brakes balances to bale deposits at UBS Bak USA and LES AG Stanford trench (Ba-k Sweep Brogans), moneymaker annual bads (Money Fund) aid the InternationalDepose Accord (DA)f or c ustaners with an Intenstional Rescue? Mana;prritcd Account. Though the Bat Sweep Programs, cash balms we swept to LES Bank USA to to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA srlic hared in accordaya with FCC ads. Form id ormatian please Mat wwwfdic rd Deposes at AG Stamford Brach ad shares of Money Fuxb are rot ironed by the FINC. Through the IDA, (bailable t eere swop* to depose roams at UM AG Enoch and LES AG Cayman Ranch thew deposits are not ieured by tee FCC. Baines held at the WS AG Cayman Brandi are tempi:arty imposed to the soyeregn ink of the Caunen Pack, and there is no guarani*. or other obigation of UBS AG to repay tie Saxes while on the CBS Cayman's Brach's books. Deposits at LBS Birk USA and each UPS AG Branch are not protected by SIK. Money Fund shays are protected by SIPC. See 'LISS Financial Services Accent Protection' below. Upon your legume, balances in the Pare Sweep Programs or OA may be withdrawn and shires of a Money Fud may be liquidated. ad the proceeds returned to ocu or yOUr SeallieS account. Further Hi:embus., about available sheep options reclaim; curare iroentet rates and yields, 5 emibble at wmv ubs cords...emend:b. from your F nancial Advisor or by calling Bit .762.1000. UBS Financial Samba acoasint protection The F,t-n rt a no.-d-+ cI (.1 rn 1-yonn• rentartrn Corporation (StC), whith protects aeries taclitS 01 its mentors up to $509000 (including II 50,000 for claims for cash). The Slit and protection limits ;POI), to all amain that you hod a partiality cawcity. The Fkm, together rids certainaffiliates, has also purchased egplenientaprOteCtiOn. The rnairnall amount payabei to at •Igible diet, colitclink under this protection is ZOO maroon a of December 10, 2015. Steck to the poky °creditors ad lineations, ash a the firm isfurther protected fa up to SI .9 million n the appose* kr all you accounts held n apalicubr capacity. A fie copy of the poky wording is wailebb poi request. ne SIPC protector ad the suppffrnental protection both do not apple to • Crain fancial assets controlled by (end Mixed n your acciti value) but hell avay from UBSFinancie knee's , certain (i) cash at UBS Bark LEA, 00 cash at AG U.S.banrhes, (4 Murano* ;roans, including usable enmities, and (iv) awe. of Maud funds when such theses are registered drectb is the name of to account holier on tie bodes ad records of to applicia ass* a trader agent), • Wain rwestment contracts a iniewnent interests limited paring/ships and private placements) tut aro rot reddened inder the Socurkiee Act of 1983; ad • Commodities contacts foreign excheard and pea:usmetal contracts). incluarg futures convects and commodity option contract. The SIPC protect On and it* suppamenul prawn:nib not apply to these assets then if they otherwise appear on you statements. The SPC protection ad the suPPlemental protection of, not protect against changes n tee dirket yoke of your inflamed> heather as result d market mmerrem, issuer bagiruptcy or othervde) More irtonnation is Ayala. upon regaist. You mg, obtain more information al:Cul the SIPC Brochre. by ca lading SIPC al of by oisitisp the WC hebbto at wwwsercorg Divelend Reiwestment Progress (DRIP) The pia reflected b an hem?* price. You may oblan the must price than you. F natal Advixr . Only whole shares are purchasedunder DRIP; paled thorn will be sold ad the cash wia be deposited nyour account The dividend reewestment price applied by the aster my cif ler from the market price at which the partial dares re sold Geseeirelieu Cri r whole urns may be held n yar acacia. If you aa entitled to a petal knit a s result ol a cbidend parrs or ethenvia, the Firm will ether sell panel aid at market price or accept an amard determined by a regidered clestrg agency, ad credit you' Faard. Investment objectives The :lammed objectives and risk profile sniper Ric to each account and may may between you accounts Please rime the Firm promptly in writing of ay Kee Scant change in you Inascial situation or investment obstetrics For eachwant hela you choose or* of the folowin investment et:it/fives CONFIDENTIAL • Broad. Cunene income: hVestmEntS seekng to generation of income onbr. • Ached Cepa., appreciation basements seeing cromh of preicipal rather than the genersair of eam. • Produce Codbautdo of Wane ad Capital Apptedaton. Iveanints seethe? both tee geneaton of exam ad growth of ;debut Overall risk profiles • Consavada Seeks to margin initial pixie& with low risk and volatility to the scoots mink event tut means the accord does not generate sign it kart 'exam ce Mum and my rot beep pea with ration. • Moderate. Wiling to accept sane rid( to pincPal arid tolerate some votakty to seek h4eer returns, • Agghsame: Wiling to accept high the to pampa and hide uobt lily to sea Nighreturns owr time. • /rm.:doer Eli** Con.addation:f Wetted, a Pal ion of the parable, for led account may rash complete strategies, tinted liquidly and rater Statement sheweeholdier We may corsoidate al related account mess with to sane aldess is the sin* err/Oa:ea tecase they have owners who 431,0 ma Man pre account ratio-ships with other cleans a the same address. If mu p recent incl al statmunts mailed separate emelopeh you may declre haseholdng by ailing yes Fine-opal Achtor. Friendly amen name The Fricrdir accord nano is a cud:mud:Fe -nickrume chosen by you to assist you with your record...01P It ha no legal effect on Mut account You can triage your hierdb account names. through Conine Services or by contain; your Fiume' Adios°. Account overview • Value of you arrointrpornbao. Net of assets and abilaK • Assets eddies ovalebte cash balances, takes fa restrkted nosey lest), and GlobalTim Deposit, by maks to makes, andoaten assets not held by to Fern. Does na include unprked secLritiePassets at tie end oh the prior and arrent statement EX410dS, or primate neesements. invested stock options and eunceable stock options • LAbildes Includes debit balancesoastanling rowan bans, credit Fre, that scant balances. • Ca coney balances. Total of unimested available cash balances, plus ddose balances at UBS Bank USA, LBS AG US Branches ad way make mutual fund sweep bala-on, at the <Me of the statement period Ntnccewrodity free anft balances in your account are rot segegied from other balances arid the Fins may use Sly of these krds lithe Oftliney rouse of is business. Thew funds re pestle gal your dented The total is included in die anent period closing View Lending islonnetion Fa detailed information on the hum's lento padres and docloares refer to you Client Rationale SDNY_GM_00027240 EFTA_00137860 EFTA01278597 Important information about your statement (COMERUthf) Agreement or ACCO-rl Agreerreill and the General Tams rd Conditions U3S Statement of Credit Practices mailable in Agreements indeed:owes at goy oh< nronttwenioneekrinto ones, YOU, Meets Your statement Omen *Cunt*, and other assets hell in the award at the end of the slatenurs period. You may ek for de1ary of icy pad seosiies al anytime. You may rectve securities toed as loin collateral after paying any balaxe nit at them. Any securers translated to At Fkm cisrg the dalement period are listed at market gate as of the end of the staterneel period. • Cast bats. detemining Use cost basis of he securities incbded in this statement, Mere indict/Ad wit, the number " I, • WS Finance Services has relied Oninformation obtained horn sources other than US$ Financial truce,, including information from another rim than may tuVegrovided to yea Finaxial Adele The Finn does not irdeperantly verify a ewentee the acctracy oddly cif any ormation Provided by foam than LESPi-afloat Seniors athltich although MA -eget Services preralY update, this Harnett., as it is received, the Finn does not provide any assuarces that the Mammal snider 'Cot been ard *Unrealised gad lose is accurate as of the date of fhb statement. As such please donut rear on this nfarmtion to make ;whist or sale decisiont for tax puposes a otherwise. Accounts turn to the Finn may reflect psi-toss infanta:an only for IN period d tine they av held at the Finn More historical thelcrmatim can be ad yor Fnaxial Advisor. • Unrolled pans/Iona %teen data n awilabk, oninated treated guinilown re caculmod Ice havklial sacra/ lots. The transaction data for revile bus mayor may not reflect commit:ans, rZ andor security reaps-eaten mats cl and other reinventment lots rd systematk pirchSee be, are each combined to delay or* averaged lot The 'Trask date colonn presents the aging transacton trade date. • Callable securities Bonds and welecred stock that to ever cats for eat marten will be selected anomaly by lot from arrag all sonegin of hat issue held rearm-nee:Immix. roam fa or clients. Call lease hIcanatith is obtaned from third ponies and b freeway is not 9J:ranked. Other call leans may pm which oath ail act mkt condole thermatim elite craned upon request • Certificates of deposit (ODG. CDs are FDIC aired Limo $29),000 in principal and accrued intent per deporSor ad per Amatory inabsion in accordance with FDIC rucks. • Pricevalue Prces dual:end for securities and other pccdsts may be higher or lower than the price that sou would thinly notice in the meet ftices obtained from webs t id party sources shiti we Woe to be relable, but we do not geragee ther accurty. - We germak tae the closing price when ayskide the mean of the bid anal ask price, for listed acuities and open; or only Al prices for OTC studies. - Less Saki traded securities may be priced using a Leman model ate moss recent ace we claimed end may not reflect en actual make price a vase - Certain positians may upper v.:taco a price aryl will ?row as 'vice was rot avatlide• it we as unable to obtain a price fora 'toady - Pepsin a securities denominated n curvet-cies other thin U.S dollars are reflected at the (whine rate as of the Patellent date. - fcr certain secuges fading n non-conf otmrg denotnnstions, price and qualityRace valat may have been adjusted to facilitate come value:ft To obtain &rem quataan. when acanthi?. contact ,arcel encr • Private investments and otrumered proles. !ovate rivolmal war las (miring died panicipatim program ad realmeate immuring rut soothes) and struclued products are enemlY highly aped. Celan sena-tend weds have not been teetered with the Securities and Ertll Commission or under any date entintieTarn. We era de estmated values for private investment saclike a-dstructured products for Acenutirul purposes cry. Stang is OM guaranteed. - These vibes may differ sthstagiey km prices, il am. at which a armee nvedmeril vein structured product maybe bought or sold and do net necessztiyrepreserd the vat* you my receive tan limidatim. - Third patty netnews of rata are as of a certain date rd ate applied to UBS Finance Syriac on a regaar basis by an independere volition firm. - Rae general panne- or sponsor estimated valet any, are woad to **Fern by the ever, general partner or mentor and may be Calcutoted bawd on deferent information from that used by thid parties to env. their estinated values. - You can obtain addriorel information regardig the methablagy used to determine the estimate d value and the dale of tan Hamblinthat is the basis fa the estimate by contacting your Financial Advisor - Third pity 'singed vales may be reflected as 'Not priced in several theatre Mien an 1-dependent valuation Jim has not ssppieda is mate to war a vale emcee become ware that a material event has gamed the may call a azimut, repated vole nth question, or wen a value would be highy speculate* due to the nature or the security. - When neither an issuer, general partner or sponsor estkruted value nor alined-pry estimated watt is providect the vale of the study Mk be dilferent from its ;whew price. - • Daributies to date' may indude fern of capital, name orboth. - 'Original unit size' represents Me noel dieting peke per taut assImaa not reflect your con bases - DIP and unlisted REn studies art rot listed on a national 'turbos exchange. and as ant* liquid and turn if they can be sold, the prke received mats be lea tan the per dare estimated value provided n the athant statement. • flasbicted securities . Restated searnies generalY see not clergy a M? to public sale. UBS Financial Service, use: the menet priced the unrestricted stock of the Sant issue( as an inputed value for tie restated Pak Earouggas °nig statement orgy To the extent that resigned secures are elglak to sale, the value received may be sthstanualy less Min the rated vet town • Est. (obstinate) income. arrant yields and rotes. M entute of annual income 6 based on current deers' and interest rates, assuring the sourtes will be held for ale yea- from statement date or until maturity This estimate is nonY a gudoine; accuracy and continued income are not gum-reed - Estimated areal Acme and curet yield fa certain topes of rouges mead incksle a retie, of principalor capital gahs in which use the est income (a-dcurree yield would be overstated, - Estimated anal income and arrent yield and the actual Aar* andyield misfi be Were higher than the estimated amounts. - An of nudged income (dividend anea intend) dick/adbythe current market valetaverage balance is based at the Le dividend or interest payment node by the issuer and amines he secumegdepases will be hell for me year Iran the statement date or until meat. Accuracy and continued ell xe not guaranteed • Assets neeheld by WS Financial Services. Cenah tuts are rot held by the Fnn a th not see the Firms posse-nen or control. These ants we &spire-dater statement for informational purposes only Positions and values presented we provided by the issuing fern. UBS Fi encal5eraces not resperwble tor the information and does not guarantee its accuracy. These assets at nal protected by SRC or the Fines malertgal MK °were?. • Revenue shirrs and additional amputtsatice. — In addition so carnissions on saes and 12b.1 fees received n cerreetiort with the distributer e4 mutual fund to ow dents we motor our grate receive revenue shying Payments Iran dighbutors ado advises of the natal funds that we sell. Thew amounts are based on two cMerom corrporents (a the amou-d of Salt by UBS of a Patter mutual fund I amfir to our clients: and (c) the asset value of a priculdr mutual fund farnfins shares held a the fern — We and as all Ate abo receive networking and ornba processing ten n contention for transfer Vent MOMS" tat we rack to the mutual lest. These fees generally are pad from investor assets n the Anisettes' and are a ford dale amount based en the number of accounts at the broker.dealer holing mutual funds of that f und fa-nify CONFIDENTIAL — h addition to corntnissians reserved n connection with the sale or agebution of may contracts and tuft investment but mils tools clients. we anda our affiliate rector revere shating compensate', from many of the insuance companies orienting the amity COntrads, aft Rams of to hourara carponin or epornors of theme imesemmt suits we distrtute. - Our affiliates abo recefee trading commosens ad other congenital Iran maul funds and Attars companies %Mose products we derlaum. - We receive an anal fee from UBS Bat USA ad LES AG Stanford Rand, d ISS to 425 per scam sweeping to the barks under the UBS Bank Sweep Program. Acalvity Irktmafithrepardngconmksithe and other charges inured h connection with the exewthn of trades, AWN option transactions has been incbcad on conf Swims presousy fu nshed to you. ri d sill be ponied to thuprorrptly on repast. Short selling It you are engaged in short NON a security, you may tsar a charge due to certain tarovreg costs for that partkulsr Open orders Regarding open or • gad-till-canceled' aden tat were not executed by the statamart date, open buy and sea slop orders are reduced by the mount of dividends cc rghtscn an ex-dividere a eamtrls date unless Amsted otherwise by toa. You are responsbk for orders that are executed de to your failure to cancel easing open orders. Priem To obtain a copy d cox current Client PrivacyNotre. pleat contact yar F name' Mita or vet our webste at wsw enm/evivanmrtirev llEG Filmed Serethes is not a ba-k The WA, Business Services Account BSA and IRMA are brcicerage accounts welch provide access so banking services and protests itrna*MTI819.Terlit with situated lurks and other Ihniparty bees, ri d provides access to notra-ce and annUiY md.ms owed by unaffiliated thid-party Aerate companies through troura-ge agency subsidiaries of UBS Financial Services Inc. thionment„ reuraxe. rd aruity products, Nat FDIC tossed • No bank qua-anew May lose value RUA. Resource Management bun nt, gaits Services Account BSA. IRMA and intarietional Resource Management Arcane we registered service maks of Fnancii Serves A Vila Signatre e a registered service nwk of Viso Internal imat LBS Vito Signer* cede cards and IBS Vna debt cards air issued by US$ Bre URA with remission torn Visa USA Incorporated. UM Financial Services Me Rev 201604 SDNY_GM_00027241 EFTA_00137861 EFTA01278598 4tUBS lies Felanc.el Services Ix- Private Wealth Management 299 Park Avenue ISIS 10171-0002 CNo70055355751116>03S. 0 Account name: GHISLANE MAXWELL Friendly account name: Incliv: Balyasny Account number. SS Your Nnancial Advisor: SCOTT STACKMANLYLE CASFIEL Phone: Resource Management Account November 2016 SI MAXWELL. Questions about your statemett? Value of your account Call your financial Advisor or the RMA Resourceline at 800-RMA-1000, on October 31 (S) on November 30 (1) account Your assets 935,559.00 932,507.00 1. laic our website: Your liabilities aoo aoo Nwevi.Lbs corn/ linancia:services Value of your account 5935,559.00 $932,507.00 Tracking the value of your Ihc Lr:anC;$ account Sources of your account growth during 2016 Value of your account at year end 2015 $922,621.00 Your investrnmt return_ 971; 6 n%F 937.5 Change in market wive 39.886.00 Value of your account on Nov 30.2016 3932.507.00 ir00 0ill... °lga 3)C Dec 2014 Dec 2015 Oct 2016 Nov2O16 SDNY GM 00027242 Member SIPC OO70001005535575NPI0C0185219 00008 1116 03057500i 101010 Page 1 of 6 CONFIDENTIAL EFTA_00137862 EFTA01278599 SUBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 932,507.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 5932,507.00 $932,507.00 100.00% Account name: C.C.PNE V. ELL Friendly account name: !nth vil siy Account number: Your current asset allocation Eye on the markets Index Percentage change November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Your 14 nand) Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% CNP70003005535576NP7003185719 00608 1116 030575004 CONFIDENTIAL 10W0114Y_GM_0002720Nie 2 of 6 EFTA_DOI 37863 EFTA01278600 *UBS Resource Management Account November 2016 Change in the value of your account Account name: GHI5LAINE MAXWELL Friendly account nome:Indivaalasiy Aaount number. November 2016 (SI Year to date (3) Opening account value $935,559.00 $922,621.00 Change in market value Closing account value -3,052.00 9,886.00 $932,507.00 $932,507.00 Summary of gains and losses values reported below exclude products 101 which gam androsses are not dassIfied Realized gains and losses Unrealized NOvember 2016 (I) Year to date (4) gains and losses (3) Long term aoo 0.00 32,507 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in lmporrant information about your statement at the end of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary Aggressive Investment eligibility conskleration None selected Your account instructions • You' account cost base default closing method is FIR), First In, First Out. Your Pi sandal Advisor: SCOTT STACKMAN/LYLE CASRIEL SDNY GM 00027244 C NP 70008005535577 MI0[0186219 00030 1116 030575004 CONFIDENTIAL 101010 Page 3 of 6 EFTA_00 I 37864 EFTA01278601 *UBS Yournotes CONFIDENTIAL EFT,00131863 EFTA01278602 *UBS Resource Management Account November 2016 Your assets Account name: GHISLAINE MAXWELL Account number. Friendly account name: asiy Some prices, income and tureens values shown may teEpotoxirrone. AS a este. wins asdlosses may iv be accurately refkcled. Set rmporunt infosenefron about your statement a the end of this document for more information. Non-traditional PliVae equty funds, Hedge funds, and Other investments are held in you UBS Finarcial kqviteS nc. (UBS FS) brolera?e account. The poutIons reported belOw reflect the reccods of the issuers, and U8S, FS toes not guarantee the accuracy of the I Worm:mon The vaue shown is not necessarily the value you would receive ficm I be Issuer if you sd d the assets. Funds actively sdd ty laBSFSale subject to orgcting due digmce, although the level performed rriay vary A closed fund may Deluged tonoono:trig drigence A fund that you 0urebelled elsewhere may never have been suteect to tr BS FS dace nce. although 0135 15 may receive a let from t he fund's manage r, whit h may constitute a mmoilty of the rnanagernentri went ve fee. Please contact your finwicia Achnor with questions • EA vaue per unit' is an estimate of value supplied by an independent valuation ton and reflects adjustments for factors such as the equidty of the units. Hedge funds Wising ATLAS ENHANCED FUND LP P/01(331/16 Trade date: Sep 25, 14 PurchaSe Owe latrrber Average pace of shales per share (S) Client investment (S) 900,000.00 Your total asset Value on Nov 30 ft/ NonAtecitionel Hedge funds 932,507.00 • Your PI nandal Advisor: SCOTT STACK MON/ LYLE CASRIEL Estimates of vat* Stalled by ISSuerS C4 Certain programs (solo ere gene Idly 'net asset vaue' esterkeeS) are shown as ' issuer est. value per unit'. For Pnvae equty funds,' Est. value per unit • is a value updated quavery, based on the Net Anet value C NAV') in the fund as of the date spedfest at3uskd by 'Wog ceedtal calls and 'obi radi rg 0stobi/lions since the NAV date The NAV is primarily based on estimated partSolio vaues provided by the underlying fund sponsor These two yawn may vary because of differences In the way they were estimated and because the • Third party Ht: value ter um* may have been pupated co the bests of financial trionnaton out., than yeaoend Petaled estimates may not reflect resat liquidation or repurchase vaue, if any, and may root reflect dst ebuti on; of capital until the next valuation is (towed. geferaay on an annual or Serri.annual bans the end of this statement. Cost Price per share value on basis (1) on Nov 300) Nov 30 (S) See important info/maw abut your starrentent at Unrealized0m) inrestmer4 Woking gain or loss (5) return (5) period 900,000 00 t,000 932,507.00 32,9307.00 LT Percentage (4 your account Cost basis (S) Estimated annual mfabe (S) Unreaszed gam or loss (S) 100.00% 900,000.00 32,507.00 Total $932,507.00 100.00% $900,000.00 $32,507.00 SONY GM 00027246 CNP7C003305$35579NP70031135219 00003 1116 030575004 CONFIDENTIAL 101010 Pap S of 6 EFTA_00137866 EFTA01278603 *UBS Your notes CONFIDENTIAL EFTA,B7867 EFTA01278604 Important information about your statement U35 f tuncial Services Pc. (the Firm or UBS Fnercial Serval). is a member of all principal seccrity, cannialty and satires exchanges. UPS Financial Seniors and LES Bank USA re i-died subsidiaries of UPS AG and athhaes of LBS SeaweedLK. The Fim's trerioal statement e available upon recited. The Firms wodire oilkos era at: LBS Fina-cel Sertces hc. 1200 Harbor Qadeverd Weehaviken. 07086 This statement representsthe on,, officialrecord of you' U35 Financial Senates account. Other rearck wept official Lt< docunents. contanng corilicingdaa should rot be relied Loan II you bee** there is en end a omisfon please report it immediately n writing to the Brand, lianaga of the office serving your account. Allthealik al (ivies shown se intended to be accurate, statement etstaticukf not bias for tar purposes Rely sek4 on yewend tax fowls. a • Form 1099. 5498. 10425. etc >Mien preparing your la return. The Fim required by law to report to do IRS all twable deriding, aportakie roncauble okektyilk and teuble interest end en swages held rants adarrt, net proceeds on see trarmadkro, rd cost basin:no:nein cowed Caramaninallans with the Flan • Please reicortinn my oral commontations in wring to further protect your rights. inducing your rktitS under the Searles Investor Proteobon (SPA) • II the financial institution en the top led of the had of this slime* isnot U36 f nerved Stokes, LBS Ftrancial Sonia" carries yea =ant as dewing broke by armagerrent with the inicated institution We informed you of to relatcnshio when you opened this accost hew case. your tura and stories tre Waled a LOS financial Service, and rot the tritolaceg broker, ad you mat make arrant of any wirer or emission to both firms As described the account agreements, you must no* us of ay errors or triad iskoktry chedcs reflected on your statement wail 30 days after t was mailed or made available. All itataniank shall be deemed conolne and accurate in all other respects if not ', bided le in yrmag wthin 60 days • Please divot customer complaints or Firms Client I eta or told roe .(1024.4 to600 P.M FT Monday through Frday, or in kingi-g toll% Services Cli Relations Department, 766 Union Coy,. 07027. • In case of errors or gantat about an electronic fu-de transfer (WIt BS Votdebit card tramarmons, call or mite to UBS Financial Sergio Inc., Ha lid, 6th floor, Weehawken. 07086, Attrt RIAAISSe. Strikes Calor way a soon as you can, if you thils your statement or receipt k +wag or if you need more rdormatir tat a transfer on the statement or receja. The Firm or Card lister (as applicable)must her from you no later then CO days slier the Fitrn sent yOu the trst statement on which the MIX or problem amazed. - Beide your rune rd wore number Grf any) - Decoke to !MX Of the I/WSW you Yet-MUM about, indeoplain as <Bab, as you cin shy you believe * is meow a why you need more iecinatit - Firm:dethe icier arrant d the suspected mot The Firm or Card Issuer wi hastigme you tcompaht and coal correct any error prompty. For alleged woos Ioohing UBS Vi. debit cad tra-nad kw if we take mere than 10 businnsdays to cbtles, we will credit Kos accord for the EMOL•It ytuthnk is in error, so tot you we have the use of the money turn trie tine it takes us to complete our rtrostigution. Please mire all cheeks papule to the Fan or the I runcial instedir rotated on he front Ce the stetement In addition to ague& adorn fees, accounts may be abject to mantenrece fee., changes for tee payment kr securities purchases and charges kr unpaid ammres n cash ardisits. Accounts that at transferred to other instimlirs may be subject to a tenser Ise. UK Sweep OpAiens LES offers options kr sweeping cash balances. balances to bat deposits at UBS Bak USA and LES AG Stanford brooch (Bals Sweep Procjarrs)), money matte mutual Arch Money Fund) writhe International Depose Accare (DA)forcurtaners with an Intarutional Rescue? Management Account. Though the Bads Sweep Programs. cash balances we swept to LES Bank USA tpo to an established knit ad then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA sylic edited in accordance C withFC ivies. Form information pewee wwwfdicgoa Deposes at AG Stanford Brach ad shares of Money Fuxb are rot nosed byte FDIC. Through the DA, mailable t es are serape to depose &cants al UBS AG Binh and LES AG Carmen Branch Thew deposits are not enured by tee SC< Balances held at the UES AG Cayman Branch ate tempi:arty reposed to the sovereign ink of the Caren Minds, and there is no guarani** or other obigation of UBS AG to repay the balances while on the LBS Cayman's Brach's books. Deposes at LBS Bark USA and each UBS AG Branch are not protected by SIK. Monet Fund sheet are protected by SIPC. See *L66 Financial Services Account Bowdon' below. Up:inyour request balarms in the Bare Swede Program or DA may be withdrawn and shares of a Money Furd may be liquidated, ard the proceeds returned to you or your seosaies =ant Frahm idormalon about available sweep options, nekdrg curve ireerest rates and WICK is available at wmoubscornitereedresb. from your Fri:moat Advent- or by cuffing 00 .762-1000. UN Financial Services attain protection The Fen, rt a rr .-ri-or c1 l-ren• reciter-tr., Corporation (SIPC), lath protects ItO-rlieS accantsol its merrters up to 1902000 (including 52 50,000 kr dads for cash). The SIPC net protection limits ;POT to all accorts that you hold hi a particula cwocky. The Fans together mt certain aft irides, has also par/laud owpkrnentarmiotection. The madman anoint payable to at eligible diet, coliKlink lathe this protection is S500 Whoa as of December TO, 2015. Stbrd to the poky orditorts ad limitations, cash a the firm is further protected fa up to fill million n the aggregate kr all your accounts held n a patiodm capacity. A hi copyof the poky wording is available Won request. the SIPC protector ad the supplemental Protection both do net apply to • Carlin financial assets controlled by (and trawled n your ace:S wim) but hell away from UBSFinancel kenices I , certainty cash at UBS Bark LSA, (i0 cash at AG U.S.Lanthes, (4 reward pecans, including alibi, enmities, and (id tares of initud funds when such shoes are reghtered deed& in the name of the account holier on the bodss ad records of to applici* @sue a transfer agent), • Wain nwstrnent contracts or inwsiment interests dried partnerships and pirate placements) trot are rol rep's-toned under tee Securities Act of 1933; ad • Commodities contras ie foreign exchange and decoys metal contacts). including futures contacts asst commodity option contracts. The SIPC protection and the supplemental protection& not apply to these assets then if treyotherwise appear on yew statements. The SPC protection at the sulamental protection do not protect against changes n the market vale of you inuestments (whether as result d market wormed. issuer ba-kruptcy a otherwie) More irtoimation is arable ter reglad YOu may °Nan more informationabout ^ the SIPC Brochw by deluding SIPC at of by visiting the SIPC websie at invaalpearg Dividend Reiwestreent Program (DPW) The arm reflected is an average price. You may obean the what price hem yaw Fracial Advisor. Only whole shares ere purchased under Cad; petal tan will be sold and the cash Me be deposited to your want The eividerd reinvestment price applied by the ester may idler lam the mead price al which the partial shun re sold Caleirelieu ashy whole unts may be held in you account If you ore entitled to a pad unit a a nesult ol a elided payment or otherwise, the Finn will ether sell panel wirm at market price a accept an amore detemined by a registered cleithg agency, ad credit yogi accord Invietrosant objectives The nwstrnere °biddies and risk profile aspic lc to each account and may maybetween your arcade Please advhe the Firm pronptly in writing of any 5g-decent ethane in yawInnis' situation or nvestment oil:dove. For eachmeant held you choose one of the following investment objectives CONFIDENTIAL • drools, Cunene Income: hvestments seekng the generation ot income any. • Adak. Capeatappnonation Initertmeres seeking ctromhof priscipal rather than the gee ersair of 'rarm. • Produce Conebaubao of Wow and Capital Appreoaton Iniesinents seeking both if* generator of Oscan@ cad growls of prixpal. Ovotell Sc profiles • COttleVA* Seeks to mantan initial pi-cipd with low risk and v.:Way to the acorn meat then if tut means the wan does not generate sign it cant Ocon• or returns rd may rot keep pre with inflation • Moderate Willing to accept some rid( to pnrcpal and tolerate some wanly to seek higher returns. • Aggressm: WilIng to accept hot nt to pnncpi and hip solo lily to seek high returns or time. • invntl>en Eigiaira Consiltration: f selact•d, a colion of the porHoli,f or that account may notate ample% strWeges, Ended liquidly and rater volatiky. Statement •heurisholdier We may drecordale a related account ments with the sane aides. in the 13M2 envetax,. gaiptecase they have owners who ako mantain pre account relat cremes well other clews a the same address If you peter to went mdarmal statmunts mailed ti separate enkelopes, you mat decline hour.eholing by ailing yam Financial Ached. Friendly Gown name The TrurdSt acccu-4 nano is a cuskencale 'nirknerre' chosen by you to assist you with your reccalteeProg has no legaldied On yea account You can change txr rowdy want names. through OW* Services a by canticle-9 your FiVnoal Athnor. Account overview • Vabe Matt arroontrionfolo. Net of assets and • AMb acbdesesNsb4 cash balances, vdues kr restrkted dourly lest), and GlobalTim Deposit, crreazed marks to maker, and certain assets not held by the Fin Does rot include priced sectritieRassets at tee end dthe prior and cu un rent statement (woods, or pewee Iwo:Dents. awned stock options end earceable stock options • Liabildes Includes debit betakes, Wording margin bins, credit Ire, short account balances. • Cathhaoney balances. Tura of unimested available cash balances, plus iced balances at UB5 Bank USA, LBS AG US Branches ad maw make mutual fund wave bins, at the Orme of to stderrent period N:n-conrredity free attic balances in yes account are not segegaed from other balances and the Fimmw •ae ay of these funds in the ordinay round ol is basin's?, These funds are payable per your award Ths total is ncluded in 11-0 arrant period closing vale? Lending triermation For detared information on the Film's kndiptacsces and disclosures. reiff to rm. Chen, Rebhan qa SDNY_GM_00027248 EFTA_00137868 EFTA01278605 Important information about your statement (POIllitiled) Agement or ACCOal Agreerrenl and the General Terms ad Conditions U3S Statement of Credit Practices mailable in Agreement ander/arms at mop fa< fronitireevintekrinto met Your assets Your statement itemizes *curer and other Watts hell is the aware at the end of to slanenvers period. You may wk for debar Of Sulk paid startles al ay time. You may receive securities used as loan collateral alter paying any balaxe de on them. Any securities translated to the Firm cares the Itaitlitalt period are heed at market vabe as of the end of the stab:mall period. • Cast base. In detraining the cost basis of the securities raided in this statement, were indicated wile the number " l, • WS F nonce& Services has relied an information obtained from sources other thanLES Financial Senices, including information kern another lien a that sumer have prided to yes Finmxial Aorta The Firm toes not irdeperekrtly venfy swank* the aco_racy a verity dry information provided by WOOS other than LES Prencial Simian h xkltist *hough UPSFiver Services general& Laclates fib nfermatiri as it is reenved, the Firm does not provide any assurreces that tie information seder 'Cost bate^ aril ^Unmated gar/ love is accurate as of the date of thi; statement. As such please do not rear on this Marrution to make puchne or sale decisions fa tax purposes a otherwise. Accounts irrigated to be Fim may reflect gait loss ilarnaten only forte period ce tine they we held at tie Firm More hieorical rikrmatcn cube aided by your Friaxial Advisor. • Unrealised sans/loam Nilsen data n awilable eminated uroalined tuinelown ore c actstalid Ice Whitt& stub/ lots. The tranuann data for rekvilial bet may or my not ref lest commisiens, doges act security reuse-Olsten events detr en d and ober reinvestment lots ad systematk saschau btu are each combined to dirk, ale averaged lot The 'Trate date' totem presents the original transaction trade date. • Callable securities Bonds and premed stock that the issuei oats for eat redemplem will be selected tinily by lot from arrerg all secures of that issue held it *surname or n nomhee nave fa or clients. Call terse i &errata) is obtaned from third pries and be accuracy is not guranteed. Other tall hares may bon which could Mod yakt complete inkrmatir Mite praired upon request • Certificates of deposit (0:4). CDs are FDIC awed Liao $29),000 h principal and monad intend per depot:for ad per dilatory inaision in accordance wile FDIC n.M • Pricehalue Prices draalawd f or secunties and otter proicts may be higher or lore than the price that you would ectualk wain in the markee Airs m obtainedfrom arm rid party sources whit we brew to be reliable, bit we donor storanee their acturxy. - We germ* tee he cloth; price when avatre the mean of the bid and ask prices for listed securities and optecra or only bid prices for OTC securer. - Less acterek traded secuities may be priced ushg a valuation model a the most recent price we cbtaned rid may not reflect in actual motif price a value - Certain positions may appear witof a price arid will raw wire was not avielide• it we me unable to obtain a price fora seamy - Deposits a securities denominated ilCUITal-Cin other than U.S dollar are reflected at the nounse rate as of the statement date. - for certain marries fading n non-contemns denornnstions. puce and quality(lam sets) may have been rimed to brats paper wheaten To amen rumem gra:tarn. when available, contact ybr cr,arcel Zen:Cr • Private immanence and atrucoired products. nivote noestment "Nunes (ex ling red participation program aid realabate imminent rig soothes) and structured procbcts are imnerala highly ;paid. Certan stnstured racists have not been registered with the Securers and Exchl Cam s or under anyi fate seeurrieTwn. We van* rimer(' Value$ for private investment stories ad structured products for Peanut: rut purposes any. Atarary boot guaenteed. - These vitas may differ abstaxiset born prices, il any. at which a Prior, iwaaragril at traduced product maybe bought or sold and do 11:4 necessztik represent the vat* you may recent icon liquidator. - Third paw esimmes of vale are m c4 a attain date ad are suppled to UBS Finarcid Services on a resider basis by an independent valuation firm. - bait gineraloannm or sponsor estimated valor, ay, are subbed to **Fins by the *suer, general partner or spantor and my be cakultied based as efferent information torn tot used by third pities to derive diet 'grated values. - You can obtain aeditorel eformation regarding the mardalegy used to determine the estimate of value and the dale of dr ifamMcn that it the basis fa the estimate by contactiG your Fruncial Adykor - Third party 'singed vales may be reflected as 'Not prime in several stuatires: Mien an Idependant valuation tiro has not sMItiod a it vette to mar a vale:. when we become ware that a martial rent has catered tut may call a piteous), reported value awa question, or when a value would be high wet due to tie nature ct the security. - When needier an intact, general partner or sponsor estauted glue nor a thed-paly estimated vats is providect, the iota of he moseywill be drerent Iran its caches* price. - • Deeributicos to date me/include rain of capital, ncome orboth. - 'Original unit size' represents the htial offering price per unit and may not reflect Jots cost bass. - DIP and unlisted REM sautes are not kited al a rational securities exchange, and at generally liquid and esert if they can be sold, tie tree received may be levs than the per rare estimated vain provided n the mord statement. • Resticted awasities. Res-bided securities generals, are not (wreak enable to public sale. U8S Financial Salvias uses the market priced the unrestricted deck of the sane issuer as an inputed value fate restricted Oak tbrourposes Mtge statement orgy To the extent rat resigned stories are elgbk to sae, the vats received may be sibstantialk less thanthe impute vabe town • Est. (stinted) income. arrant yield; and rates. M estimate of smut income i based as current &Wird ad interest rates, assuming ter searites will be MU for are yes from statement date or until maturity This Mina bonny a godelne; accuracy and continued income are not gusarrteed - Estimated arrest name and current yield for certain types of washes could tickete a return of initiator capital gahs in which case the est income (an:Hume-A yell would be overstated, - Estimated anal imam and curer yield and tie actual ?cane and yield misfit be laver°, higher than the estimated amounts. - An *stint* of numbed income (dividend anacr interest) dividedbythe current market valfraverase balance is based on the Inv dividend or interest perinent mode by tie issuer and amines tie seetsteidepases will be held for ate year Iran the fattened date or until maturity Accuracy rd continued yell se not guaranteed • Assets not held by LES Financial Services. Cent resets ate rot held by the Film are not *whin the Firms posse-151n or sterol. These assets se &played on loos statement for informational purposes only Positions and values presented se provided by tee ruing firm. UBS Inancial Services not mast:Ale tor his information and don not guarantee es accuracy. Thine Mans am rot protected by SEC or re Fires writer -SalSat Own?. • Remise shirrs and adefillonalcompunsatim. — in addition to commissions on sir and I abil lees received n carecticri with to ditributiai mutual finds to ow dents we anacr our Aare receive revenue shaky) Payments from detnbutors at salsas of the natal funds that we sell. Thaw arnants are based on two &fern corrporents (k the amount of ales by UBS of a Pricutrmutual fund I amik to our clients: and Ce) the asset value of a particular mutual fund li nks shares held a the Iran — We and as allaste ako receive networking aid menials precasting fees it consideration for trawler agent SOYCal that no prow* to the mutual last. These fees generally are pad from investor asses n the nutua I lured and seared dolls amount bated on the number of accounts at the broker-dealer holing mutual furs of that fund I ainily CONFIDENTIAL — h acklaion to co-animists received n connection with the sale or destitution ol may contracts endure investment but tries tows dents. no andcr our affiliate recess* revert, sha-na compensation Itormmany of the issuance companies Undenliterg the amity centrals, aft/Jain d tr henna arroaris or warners of tre ant irrivimmt rues we disttute. - Our affiliates also receive trading commeskins rd other compensatenfran nasal fusel and Munro: companies %Mose taxis we drartute. - We receive an anal he from UBS Bat USA ad LES AG Stanford S tand, Of 1.010 $25 per acccut sweepng to debarks under the UBS Bank Sweep Program. Activity Promansnregardngconmksirs and other chsges tared h connection with the execute:not trades, extudrg option eansactions has been incaad on antMaim prewousy !writhed to you, and wit be presided to you prcrrotly on recant. Short selling d you are engaged in short selleg a seventy, you may in:Leachers, dm to entrain tamers costs for that partkulor security. Open orders Regarding open or • gxotilhancelled* odes that were not executed by the Stattnitta date, open buy and sea slop orders are mixed by the mount of drifted, or riteson an ex-dividends a rerrfres date unless retracted othenv4e by tat You are responsbk for adorn that at executed dm to your lelure to cancel erisi ha open orders. Priem To obtain a copy of at current Client Privacy Notke. pleasmime you F range' Achiscr vat our everee at want, rrvenfitinne,lrer UEG Financii Services 4 not a bait The PM A, Business Services Account 854 and IRMA me brokerage accounts Mesh provide access so banking services and wallas tem* arangernents with flamed bake ad other thniparty bares. ri d provides access to reura-ce and armuttr attars iced by unaHiliatedthid-party reurerce ampanes through rairsee agency subsidiaries of UBS Financial Services Inc. twasamere, rewa-co. rd artily products, Nat FIX insured • No bank aureate. May Rate value RUA. Resource Management Ann, nil , Business Services Account BSA, IDA and intonational Resource Management Accost an registered service mats of 1.85 Fnancii Services re Vita Signature la registered Mina milk of Vial homakreg LGS tau Signature ova cards and IBS Visa debt cards are Slid by UBS Rat USA with Permssion Porn Visa USA Ineorpaated. UBS Pi/uncial Ranks In/ Rev 201604 SDNY_G M_0002 7249 EFTA_00137869 EFTA01278606 *UBS WS Financial Services Inc Private Wealth Management 299 Park Avenue i f. 10171.0002 cNP700794i1291216x72. 0 Account name: GHISLANE MAXWELL Friendly account name: Indio: Balyasny Account number. SS Your Anancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone: Questk es about your statement? Call your Financial Advisor or the RMA ResourCeline at 800-RMA- '000, account Resource Management Account December 2016 HIS E MAXWELL Value of your account On November 30 (4) on December 30(4) Your assets 932,507.00 922,733.00 Visit our webslte: Your liabilities www.ubscomlfinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from vnovw.annuakreditreport.com. 0.00 0.00 Value of your account 5932,507.00 Tracking the value of your account Pic46311GS 5922,733.00 97: 6 3, 36 932 6 913.7 • Dec 2014 Dec 2015 NOr 2016 Dec 2016 Sources of your scar unt growth during 2016 \hex of your account at year end 2015 Your nvestrnmt return Cave In market virtue Value of your account on Dec 30. 2016 $922,621.00 $112.00 $922.733.00 SDNY GM 00027250 Member SIPC CNP7031C007941129NP70C0310136 C0M 1216030575004 CONFIDENTIAL raw Page 1 of 6 EFTA_00137870 EFTA01278607 SUBS Resource Management Account December I Your account balance sheet Summary of your assets Value on December 30 (9) Percentage of yOut aCC0Unt A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% I Non-traditional 922,733.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 3922,733.00 $922,733.00 100.00% Account name: • c•iG Friendly account narne:Indly Bak . Account number: • IMMO Your current asset allocation I Eye on the markets Index Percentage change December 2016 Year to date 58,P 500 1.98% 11.96% Russell 3000 1.95% 12.74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65% Your Financial Advisor -7 STACK PAAMYLE CASRIEL Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% CNP70010007841130NP7003310136 006013 1216030575004 GM00027Sige 2 of 6 CONFIDENTIAL EFTA_00137871 EFTA01278608 SUBS Resource Management Account December 2016 Change in the value of your account Account nary*: GHISLAINE MAXWELL Friendly account name: indiasit Account number. December 2016 (V Year to date (I) Opening account value $932,507.00 $922,621.00 Change in fl.alket Value -9,774.00 112.00 Closing account value $922,733.00 $922,733.00 Summary of gains and losses Yaues repelled below exclude products 101 which gars an: Mosses ate not classified. Realized gains and losses Unrealized December 2016 CIA Year TO date (4) gains and losses (1) Long term 0.00 0.00 22,733 00 Your investment objectives: You have identified the following investment objectives far this account If you have questions about these objectives, disagree with them, or wish to change them, please contact yore Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in rrnportant information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected Your account instructions • Yotr account cost bass default closing method is FIFO, First In, First Out. Your Pi nandal Advisor: SCOTT STACK MANME CASRIEL SDNY GM 00027252 CW70310007041131 NP7003310136 00030 1216 030575004 CONFIDENTIAL 'coop Page 3 of 6 EFTA 00137872 EFTA01278609 *UBS Your notes c4,4,4,4,44,..,44,,,4,..44.4,44,, ,,,,g.G. GM o00242%., 4 of 6 CONFIDENTIAL EFT,00137873 EFTA01278610 *UBS Resource Management Account December 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account neme:lndiv Balyasny Account number. Some pnces, income and current vdues shown may to approximate. ASS teat, gains did losses mdy n01 be accurately refkcied. See msporunt insontatton about your statement a the end of ths documem for more infornason. Non-traditional Private <Chary funds. Hedge funds, andOther in.tstments are held in yOta UBSFinarcial 5ee4ce5 Inc. CUBS FS) brolerage account. The posptions reported below reflect the retorts of the issuers, and UBS FS does not guarantee the accsnacy of the iriormaton The value shown is not necessarily the value you would receive Iran the issuer if you sd the assets. funds acutely sddby UBSFS ate subject toongoing due digence, although the level performedrelay vary A dosed fund may be subject tonoongoing digence A fund t ha you purchased elsewhere may never hare been subject to UBS FS dllgence. although UBS FS may receive a fee from t he funds manager, which may constitute a maority of the managernentrincentive lee. Please contact your Financial Achnor with questions • EA value per unit' is an estimate of value supplied by an independent valuation inn and reflects adjustments for factors such as the equotty of the units. Hedge funds Hddng ATLAS ENHANCED KIND LP NO 11130016 Trade date: Sep 25, 14 PurchaSe PIK& Harter Average once of shafts pet shale (s) Client investment (SI 900,000.00 Your total assets Vdue on Dec 30 (0 Non•trainkinal Hedge fads 922,733.00 • Your Financial Advisor: scour STACK MANLY LE CASHEL Estimates of value Supplied by ISSuerS Of (Wan programs (who ate gene (my 'net asset value esterWeS) are shown as ' issuer est. value per unit'. For PliVae equty f unds, 'Est. value per unn• es a value updated quarterly, based on the Net Asset value NAY') in the fund as of the date sped fed. aAuskd by ading capital calls and tube racti rg dstnbtaions ens< the NAY date The NAY is primarily based on estimated portfolio yaws provided by the underlying fund sponsor These Iwo values may vary because of differences In the way they were estimated and because the • Third party eSt. value per •may have been DrePared on the baps of financial irionnewon other than year.end Reported estimates may not reflect resale, liquidation or repurchase value, if any, and may not reflect dst 'buttons of caoital until the next valuation is retacirted. netaly on an annual or serri.annua basis the end of this statement. Cost Price per sheet value on basis (S) on Dec 30(5) Dec 3015) See important intontatton attour your statement at unrealized0a4 IlliVestrnefIt Hddrg ()floor loss (5) return (5) period 900,000.00 t.000 922,733.00 22,73100 LT Percentage 4:1 your accent Cost basis (5) Estimated annual income (S) Unredrzed gain or loss (S) 100.00% 900,000.00 22.733,00 Total $922,733.00 100.00% 3900,000.00 322,733.00 SONY GM 00027254 C SIP70310007841 133 NPTOD0310136 00003 1216 030579001 CONFIDENTIAL 110000 Page 5 of 6 EFTA 00137874 EFTA01278611 *UBS Yournotes CONFIDENTIAL EFTA,I37875 EFTA01278612 Important information about your statement Financial Services in. (the Fern or UBS Fhtrcial Sorbet). is a member of all principal want cemrrothy and Were exchanges. UBSFisancial5enicts and CBS Bank USA an i-died subsidanes of UPS AG and Onionsof IS Sectrein U.C. The Fim's enema' statement h available upon recthest The Fines exauthe alias era at UB5Fina-cal Serices 1200 Herber Quulevied Weehawken. 07086 This statement represents the on,, off icial record of you LBS Financial Se Aces account. Other hank wept official Ia docurana contanng coracle-9 data should not be relied tom II you beim* there is an era cr omission please report it immediately n wrong to the Branch Manager of the aria serving your account. Mktg' al figses sham are Mended to be actinide. statement rota should not be tar tar purposes Rely solely on yethend tax kirms. . Form 1099. 54913. 10425. etc ) when prepanng your tax return. The Finn required by taw to report to the IRS all enable dreamt reportabb nontaxable dariand and twit& nest owned en noshes held n pis accost net proceeds cn sat- tranactire, ad con basis an certain covered saran% Ciaververlatkins with the Firm • Please reconfirm any oral con n' in win kg to further protect yourrithts. indudrg your rghts utter the Secuthes Investor Protection Acs (Sett • If the financial reflation on the top telt of to had of this stamen isnot UBS Finch' Seca% UPS Francial Se aces carries your account as clearing baker by am-a-gement wish the ideated insintion We informed you of the relaronshi, 'ATMS, opened this ocean. h the case. your ku-a and seethes tre boated at UBS financial Services and rot the ithothierg Orders and you mat make a wat of any nor emission to both firm. As described in Ihe account agreements, you must no* w of ani errors or baud hid ng chit reflected an your statement wain 30 days after It was mailed or mad available. Annelle-ft shall be deemed compla. and accurate in all other respects if not Obieded so in writtg Whin 60 days • Please dkect customer complains or Finis Glen 1 ent at a tonnes It . 203 AM Io600 P.M ET Monday through kid.;, or in nroi-g to MS Senices Ix., Cli Relations Depthment, 766 Unon • Pa TW ver of lean cutede theUS.: Cal • In case of oreon or oaken; about a, electronic card transactions, all or vine to UBS Ands (EFT, EIS Visedibit Fiancial Strew Inc., I Halta lige 6th floor, Weromerea • 07006, Ann PaAbB5A Winn Cal or write as soon as you can, el you thin you statement or receipt is wag or if you need more efkgMbli:flaba.11 a herder on the statement of COMO. 1110 Firm orCard ewer (as apple/bie)nial her I romyou no later then 60 clays ate the Frits ow you the fist it mount on With the ems or Frcblem arowed. - hoed, yotr name act axon renter 0 any) - Nscrize tie snot or the trawler you eel-Mae about, ad ethlain as chat, as you cm why you believe i is anent or why ski need more Hamann - Proide the deter atheist d the suspected era. The Finn or Card Issuer wil inestgate your complain and WI correct my mar pcmp0y. For alleged *mon rnolvith UBS Vent robe ca-dtransacliam if we take more than 10 bus mess days to cloths, we willcredit yar acorn for the amount you think 6 in mot so that you wash have the use money dunng the tine n takes us to cemplete our imestiption. Please mike all checks payable to the Finn or the truant instant) Muted on the front of tail etrement In addition to nods account fen, BCCOUIllt may be abject to mainenarce tees. changes for Me parneth tar securities unthaws and charges in unpaid arnarts n cash asepses. Accounts that an transferred to other instil/tens may be subject to a transfer tee. UBS Sweep Options U65 offers options for sweepith cash balances balances to bat &posits at UBS Bat Uth. and LBS AG Starnad branch (Bat Sweep Prcganth, mow/market mutual faded/cow Funny/a-Athe Interiational Depose Account (DA)for or customers with an International Rescue, Management Account. Through the Bak Sweep Program% cash balances we swept to LESBank USA tp to anestablished NV any then to UM AG Stanford Banat or a Money Fund. Deposits at CBS Bank USA are rand in accordance wish h FC nibs. Form intention pease visit wmvfdic got Deposes A AG StamfordBra-0 ad shares of Mme; Find are rot maned by the FDIC. Through it tie OA. aniline t es we swept to depose accents al UE15 AG French and LBS AG Cayman Ranch These inns are not routed by the FCC. Wanes held at the CBS AG Cayman Brands are temporany /gaud to the sovereign rid. of the Cayman Pads, and there is no garansee or other obligation 01 UBS AG to repay to Wakes 'Andra-rale 1135 Cayman Branch's boas. Deposks a LBS Birk L6A and each UBS AG french are rot protected by 51K. Money Fund shires we protected by SIPC. See 'S. Financial Services Account Protection' below. Upon your request, bans in the Bank Sweep Programs or DA may be vintdraert arid shires of a Maley Fsrotl may be liquidated, and the proceeds returned to you or you SOCLIFilin RAINY riormaron about avertable sweep options nclairg curer/ ireerest rates and y-elds, is ennoble at wmv.ubs-cantweeprolds, from your Fnancial Advisee a by calling 000-762.1000. UBS financial Services IKON" protection The rime a member of the Swain then norecton Corporate', (9PC). which protects narks aecculs of its menters up to 1500.003 (including 1250,000 for claim for cash). Tine 5IPC asset protean'', limits apply to all swath trot you hold in a paniciror capacky. 'Ti,, Fin,, together with certain affilinn, ha also thirchand supplemental protection. The rratirrun akunt payaoh to all elgion clients. col/nets' under this protections 1500 Shoo as of December 10, 2015. Subject to the poky ardirons aid lirroatioris,cath a the firm is further protected for up to 11.9 million h the a9thegile for throat accounts held h ape-theta cthacity. A f W copy of tie poky wading is hada* upon request. The SIPC protection ad the ethplerrontal protection both do not apply to • Certain f haslet assets controlled by (and unclad in your accoua value) but held from UB5 ina-cel Services certain () cash at UBE. Bare USA, lig cash at IBS AG U 5.biarchn 6 0 none packet including vaitle enmities, and 0if shares of rruttal funds where such shiresareregistered tinny in the name of the account holder an tee books ad records of the soaks/oh roam a twofer agent). •fi rn nvenmeri contract a investment interest limited patnerships ad pante placements/that we rot registered 'roar the Securnies Act of 1933; sod • Commodities contacts a, foreign etcharge and precise metal antracts). includrg futures contracts ad commodity chap, contracls. The 5IPC proteelon and to supplemental proteclon do not apply to these asset e'en if trey otherwise appear on yoke sutements. Ti-. SEC protection end the aththemental protection da not protect against changes in tie mats valve of gar investments (whether as a resultof market movement issuer balcruptcy or otherwee) More information is arthat 193,1re:west. You may cb(bore more iriorm a• ation than ' • the SIPC Brecht., by contacting SIPC at or by visiag the SIPC wrone at www.sncorg Dividend Reinvestment Program CONIP) The price reflected is an avenge price. You may obtain the actual price from you- Financial Adviser. Ore whole shares are purchased under DRIP partial stares wil be soli and the cash wit be deposited in your account the cthictird retnesimere puce applied by the O9-1,1 my Offer from the market price at newh the partial shares we sold Caileithieu Only whole units may be had in your scant if yeti re Wined to a pads unit as a result of a dwiderd paynan or otherwise, the Firm will either sell partial units at market pike a accept an amour determined by a regetered awing agency, and credit yea accost Invert/want objectives The mese-rent objectives ad risk profile we speck to each account and may say between yes warns Please thaw the Firm prorrptbi in wiling of try hatant dung* in user feuraial shuationcr CONFIDENTIAL invesunent cbjectives. Foe etch ACCC4-nt held, you choose one of the Salbwrg investment objectimi • Product, Currant Income: tmtnnitras seeking the general:en of income cn1r. • Arrow CVO/Adana:aeon: Investments seeking growth of omega' rather than the gereraton of income. • Prothan Combination Dinner and Coral AppreasYn Invnenents %Wag both the generation of kerne ad crowd-of withal. Overall dik profiles • Connivance Seeks to monism renal pri-cpst with low rid and Wain), to the acorn owrat even if that men the agar* does not generate signifier* income or retire at may rot keep pace with inflation • Mochmate rolling to accept some nth to almond ad tolerate cam celerity to ink higroe returns • Agynnsin :Win* to accept high risk to principal rid hich nanny to seek high returns ow time. • ontesentent &glen* Consderation: F selected a portion of the portfolio for gut account may include complex sir:ages, linked liquicity and raw volatiky. Statement heuseholdthe We may consoldate al related account ligaments with the wine address en the same envekpe. because they haw ornws who also maintain join account reigionsheas rah other clerics a the same address. If you prefer to rent* indiedual statements mailed in separate *metopes, you may date tcuseholdrg by cang your Fruncial editor. Friendly moan name The Friendly account name is a cusloinCatle thanarre' chosen by you to assist you with your reccedkeeprg It the no legal effect ensue account You cis change your Friendly account none. through ()nine SW*" a by contacting ?oaf kneel Advisor. Aixawn overview • Vale of your accournponYolo. Net of assets red liabilhec • Asters Includes available cash balances. vales for restricted secure, (est ). and Global Tine DePosits, unreozed marls to antet, andwean assets not held by the F km. Does not include monad wuntiethat an the end of the prior and arrest statement periods, a ornate Mennen% weeded stock options and herceatle stock options • tiabines hells debit boraxes, oAsta-dcg magi loth, oral line, short accord babncts. • Casfrasomy balances. Total of uninvested available cash balance% pips apse balms a UBS Bank USA, UBS AG U.5 Branches ad moneymenet mutual fuel sweep balances, al te skis. of to statement period. Non-commodity free aedt balances in yar want are not eignegraed Iran other balance and the Fan may use any of these fads tithe ordnay course des busross These funds an paroale icon your dement this total is riled in the °trent perod closing vile. SDNY_G M_0002 7256 EFTA_00 I 37876 EFTA01278613 Important information about your statement (COMMIS) Landing information Fa deleted inloemstoon on the Finis lending rakes and *Maros. refer to yes Client Relate-alp Agreement or Attest Agreement ad the Gene-al Terms and Conditions. ISIS Statement of Credit 'spikes audible in Amemeas and Disclonann at paw rani onsterrouraireiment. Yest wets Your statement iterates wanes rd other assets held SI the wave at the end of the staternert period. You may ark for dehay of tufty pad parties at any time. You may receive securities tad as loan collateral alter paying any balance due am them. der/ securities transferee:Ito the Firn dri-g the statement period are Wed at market wake as of the end of the statemew period. • Coe bate In detemning tie cost basis of the sear/es included in this statement. where indicated ash the minter 'I,' LES FnancialServkes has relied on information obtained from sources other than UBS Fnanual dense including nformstion Iran another fin, a that sou may haw ;voided to you Fina-cial Adrisor. The hmi does rot independently way es garnet the acaracy a wake of any information provided by sakes other than LES Fhincial Semites. h rain" though LES Firuncral Services gemaly updates this Sandi:nes its received. the Arm does not provide any assura-ces that the inomnagn under 'Cost basis' arid "Unrealized gel loss' is accurate as a to date of he statement. As such, phase do not reay on this inamation to make larchwecr sale decisions. fa te Fkrases or otherwise Accounts transferred tote Fat may reflect gar/ loss nformation only foe the period <4 tine they ae herd x the Fim More Niteroi Herneal can be aided by roar Fmarcid Advier. • Unrealized gains/loam When data is anilkle, estmated tweaked gaindones an calculated for ratrial potty lots the trasacteon data for iminiaa km may or may not reflect canminiont, charges arida security reorgannatith events. Decked and other reinvestment lots ad systematic airline kb are each combated to dithlay ore swaged lot TM 'Trade date colan anent> the orghal tentacle° trade. dale. • Callable marital Bonds and preferred stock that the issue <a for ea* redemption veil be selected internally by to Iran amag all startles of that heat held n our name or in nett.* nano foe ter dents Call Sean nformatith is obtainedfromthird parties and is accuracy is not gsranteed. Other call teases may west which ace] affect Weld anisette hecnnarn will be provided upon request • Clittthollas ltifdaPosil COs are FDIC hawed go to 5250,000 n principal and accrued interest per &ponce and w depository atsttson h accordance wart MK nabs • Price/value Aces displayed for securibes and otar predicts may be higher or lower the the Rae that you would wheal& receive in he mate fetes are obtained from urines tad party sources *hill we believe to be relable. but we do not gazette their accuracy. - Wegener* use tie closing price whin amid* a the mean of the bid ad ask prices for lined startles aid option or only bd prices fa OTC Parities. - Less actin* traded securities may be Deiced usS9 a value en model a the most recent peke we stained and may not reflect ei actual market price a volt.. - Cenan postern may appear web:testae ad will One as • Fic• was nol walabla• if were inable to cbtan a prate a Parity. - Deposits or securities desalinated hpurrercies oily than U.S. dolled are reflected a the ertange rate as of the statement date. - kr restain narinee Wading in flatten/ untig denornivtionc pice and qua-Mydap woe) may have been adjusted to facilitateon:per valuation To cbtan °rem quotations, when ainita, contact tar financial Addict. • Orion immanent end structured products. Mate rivestmert securities (rasing drect participated-I program ad real estate imestment tun parities) and grunted product are gamely highn Arad Certain strutted aroarts hew not been registered with the Securities and Exdla-w Canmissai or under any state securities laws. We provide estinated vales la private invearneM secuites and structured products for hikenvicnel anon, calk Aca any is rot guaranteed - These values maydiffer skate-inert= prces if my, at which a private int security a structured product may be bought or sold and do rot necessarik represent the was you may receive won liquidaticn. - Thirdpiny eninaes of vats are as of a certain date ad av supplied to UBS Fma-cial Services on a rears bays by an independent valuation him. - issuer, general palm( Cr sponsor estimated vaLes, if ant an tuppind to the Fim by the issue (*natal partner or sponsor and may be cakulated based on deferent information fran thawed by thou pities to denve thee hennaed values. - You can obtain adenine inkrmatim regarding the metal:kw used to determine the estimate of value ad the date of ihe tdorrnation that is the basis for the estimate by contacti-g your Fa-afloat Advert - Third party eslineSed galas may be reflected at 'Not priced' in several Muslin, 'Awn an ideperdent valuation tan has not smoked a 6 untie to assign a vas. when we become aim that a material event ha *coated that may call a previous* maned vale into question. a Man a wlue would be highly speculative due to the nature id the warty. - When neither an issue, general panne a sponsor estimated value nor a thetptsty estimated vals pecneded, the yaw of to scarily will be different hen its arches, price. - 'Distributionsto date' may include rain of capital, mane Urban - 'Original unit size represents the hotel olltnn9 price per unit and my not reflect your cost base. - DPP and unlisted REIT 'tarries are not listed on a national noshes richange, and are amain liquid and event they can be sod, the psi* received nksy te less than the pe share estimated vale prooickd n the wears statement. • Rankled meanies Restricted secuttits gentealki we rot cunt* citable for public sale, UBS Financial Services uses the market price of the wires-ended node ot the sane issuer in an mooted valuerot the restated stock kr purposesof Misstatement Only. To the Waal that ealfiClea taCilaibt are •Ii2ble ICI tale, the vat. reeked me be stbstantially less than the rribuied value shown • ga. lestineted) ncorne. amen yields and rotes An estimate ol a-nal exam is bawd on current &Acted ad Went rain, attuning tie %nukes will be held for one year from statement date or ant matuity. This estimate is only a gudelne, accuracy ad continued income are not guaanteed - Estimated arnwl Scene and cum* yield fa certain bees of scabies could include a ntun of principal or septet gain in which case the en. income (ad curet Weld would be overstated. - Estimated arrest exam ad anent yield and the nut fixate and yield mita be lower a higher than the etinated amounts. - An estimateof a-malted income (aidend aura interest) divded by the current make Wilottawrage balance is based ai the last dividend or interest payment made by the issuer and attunes to searberdeposks will be hearties one year tan to statement date or until mashy. Accuracy td contnued bald an not guarameed • Ames net held by UBS F MOSS Services. Certan are are rot held by the Fern ard now warn the Ferns possession or canrol. These assets are &thawed on you statement for informational purposes only. Positrons and values presented are provided by the Maw firm UBS F rand Sewn is not respcnsble foe this ilametion and does not guarantee asaccuracy. These assets ye not protected be SIPC or the Forts supplemental SIPC coverage. • Revenue taring and atIcklonal compensation. - h alarm to commisiths c sates a-d 126.1 tees reared hi connecter with the distranith of mutual lira to at clerics we SX, Of our affiliate receive reveres shang pawn from distr tutors adios advisors of the maid finds that we all how arrant, are based on tee different cony:rents, (0 the arose of sales by LES of a particulr mewl 'LAW family to out <lents; aid 40 tie asset at. al a particular mutual Ltd farm's tures held at the fins - We ardour aft ilite also receive network hBard annbus processng fees in consi*rattor or transfer agent services tat we provide so the mutual holds. These km "merely are paid from investor waits h the mutual f und and are a feed dollar arrant based en the setter°, aeons at the brokerdealer koldng maid hands of that fendrariy. — h Matith to carmisitis received in correction with the see et &laud:mot annuity contracts aid CONFIDENTIAL ant investment mat units to of Clues, we ander as Mikes receive reserve sharing complication Iron may of tie intrante companies ircbrating the tarty contacts. Abates of the Intranet <empties or sponson of the set investmem trusts we daribute. — Our Milan afro receive trading ceerrnipern rd othercompreatia frommutual funds ad inura-co canaries whose products we astrioule. — We recent n zrnial I ee from Leslie.* USA and LIPS AG Stanford Branch of sato 125 pa &can sweeping to the banks under the LEG Bari Sweep Program. Activity Information remising commescre and other charges incurred in ccrrection with tie newtonof teem intludngcption transactions has been included an confirmations previousty furnished to you, ad MI be provided to you promptly on realest. Short King If you are engaged in short selling a securty, you may insure charge due to certain borrowing costs kr that palioria 'eases. apes ciders Regarding OPM or 'gxedtilktancellee eiders tat were not neededbythe statement date, open buy and set stop aces at ratted by the amount of divards orrite on an ex-dvidark a ewritits date unless instated of-4mM by you. You are responsbk lac orders that we mewled die to yotr I alure to cancel RiFtr9 elan odes. Privacy To obtan a copy of as current Client Privacy hank please contact bar FikencialAthiscr or visit or listen at 56,w...tont rnNevremlrc. - LOS primal Semites Mae a bank. The RPM, Buster Services Account 65A and ./AA m brolertia accounts which panda access to baking servicesrd Pratfall trough wangements with *Mated banks and ot-er thid-party banks. rid provides access to ante we and annuity modals issued by unflawed tidparty hutana companies fro4p inastic• agencyraider's of LOS Finned Senkes Inc - hvestnent, htura-ce, ad amuity praticln - Not FDIC atted• Ii bank guarantee May hose vas - WA, leso.rce Management Account, Busness Sena, Account BSA, IRMA and ntenstromal Resource Management Account to nattered service males of LOSFrantial Semites ex. - 0154 is a registered eadwriat owned by Visa hternatinnal Sena Association ad used under kerne. it.. WS Veal neat cards ad the UBS Vita Ste cards are issued by UBS Bar* USA with ;ermine:rarer, Visa U.S.A. I-corporate& M other trademarks, registered tracenwks, sake maks and registered *nice marks are of thew respeame cronies UPS Fnancial Services Inc Rev 201612 SDNY_GM_00027257 EFTA_00137877 EFTA01278614 (SUBS LOS FMancial Smites tic. Private Wealth Management 299 Park Avenue i n 10171.0002 CNr700565.18450t17>cl 0 Account name: GHISLANE MAXWELL Friendly account name: lndiv: Salyasny Account number SS Your Nnancial Advisor- SCOTT STACK MANILYLE CASR1EL Phone Resource Management Account January 2017 HI INE MAXWELL Questions about your statement? Value of your account Call your Financial Advisor or the RMA ReSourceline at 80ORMA- 1000. on December 30 (S) on January 31 (1) account Your assets 922,733.00 930,711.00 1AsItour websIte: Your liabilities aoo o.00 www.ubscomlfinancialseNices Items for your attention Help protect yourself from fraud and review bank, credit raid, and brokerage statements regularly. Also, get your free credit report annually from swew.annuakreditrepott.com. Value of your account $922,733.00 $930,711.00 Tracking the value of your account $ 1hwr3nc5 at year end 2016 3922,733 CO Your envestmt-nt return 922.13 922 7 Change in market value 57,978.00 Value of your account .000 ,00.11.°......... 34)1 on Jan 31, 2017 5930,711.00 Sources of your account growth during 2017 Value of your account Dec 2014 Dec 2015 Cr( 206 Ian 2017 SDNY GM 00027258 Member SIPC 007000330565.3645Nr7003193586 00006 01 l? 03057500f loc0c0 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37878 EFTA01278615 *UBS Resource Management Account January 2017 Your account balance sheet Summary of your assets Value on January 31 u.) Percentage of your aaount A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% I Non-traditional 930,711.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $930,711.00 $930,711.00 100.00% Account name: GHISLAINE MAXWELL Friendly account namarIncliaasi Account number: Your current asset allocation I Eye on the markets Index Percentage change January 2017 Year to date S&P 500 1.90% 1.90% Russell 3000 1.88% 1.88% MSC I - Europe, Australia & Far East 2.91% 2.91% Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20% Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on January 31, 2017 3-month Treasury bills: 0.51% One-month LIBOR: 0.78% CW70003005653846 NP7000198588 00006 Oil? 03057 50aGrA-°0027 2 of 2IABO 6 CONFIDENTIAL EFTA_00137879 EFTA01278616 UBS Resource Management Account 0 I. , 2- 1 - Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account nairre:IndissiBalasiy Account number. January 2017 (5) Year to date (1) Opening account value i9e in market value 3922,733.00 3922,733.00 7,978.00 7,978.00 Closing account value $930,711.00 3930,711.00 Summary of gains and losses Vaues reported below exclude products for which gams andlosses are not classified. Realized gains and losses Unrealized January 2017 (5) Year to date (5) gains and losses (5) Long term 0.00 0.00 30,711 00 Your Investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your reborn objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration None selected Your account instructions • Your account cost baSis default closing method is FIFO, First In, First Out C NP7000330565384 7 NP7003193588 030:6 01 l7 030571 CONFIDENTIAL Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Y GM 00027260 Page 3 of 6 EFTA_00137880 EFTA01278617 *UBS Your notes 6. ,060,065663663,66.0,9.06.06 601, 6,066.00, .6,6. 10., G. 00027.66 6 ol 6 CONFIDENTIAL U7,00137881 EFTA01278618 *UBS Resource Management Account January 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account name:lndiv Oalyasny Account number. Some prices, income and current vanes Sheet(' may be approximate. AS a rest*. OM and tOsses inlay out be accurately reflected. See Aporunt Miosmafron about your statement a the end of ths dxumem for more infornmon. Non-traditional Privet eqUty lunch, Hedge funds, WO Othti investments are held in you UEISFinarcial Stakes inc. CUBS FS) [voters:, account. The potions reported below reflect the records of the inuen, and UBS FS does not guarantee the accuracy of the I riormaton The vaue shown is not necessarily the value you would receive From the Issuer it you sdd the assets. Funds actively sdd by UBSFS at subject to orgoing due diotnce, although the level performedmay vary A closed fund may be subject to noonvong digence A fund that you purchased elsewhere may never have been subject to 085 FS dlige nee, although 08S PS may receive a fee from l he funds manager, which trey constitute a maoilty of the rrtanagernentrincentive lee. Please contact your Financial Admix vath questions. • Est value per unit' is an estimate of value supplied by an independent valuation inn and reflects adjustments for factors such as the Iquotty of the units. Hedge funds Wang ATLAS ENHANCED FUND LP NO12/31/16 Trade date: Sep 25, 14 900,000.00 PurchaSe OhCer Number Average price Client of owes per snare (s) investment 0.1 • IN Your Ill nandd Advisor: SCOTT STACKMANYLYLE CASNEL Estimates of vd toe Skailtd by issuers of Cola n Cirograns howl are generally 'net asset vaue' estimates) are shown as 'Issuer est. value per unit". For Pirede equty f unds, 'Est. value per um* is a vaue updated quavery, based on the hitt Asset value r NAv') in the fund & of the date specified a:lustedby dicing oldie' calls and subtracting Oil notations Once the NAY date The NAY is primarily based on estimated portSolio vd ues provided by the underlying fund sponsor These two values may vary became of differences in the way they were estimated and because the • Third party ed. value Cot ona* we/ have been Citehoted on the basis a' financial itionnaton other than yeanend Reported estimates may not re0ecl resale, liquidation or repurchase vaue, a any, and may not reflect dst Woolens of exits! until the next valuation is rePaded, net,* on an annual or sErri.annual thaSiS See Imp:Maar rillOsenaKkn about your statements the end of tats statement Cost Price per share basis(%) on Ian 31 CS) value on Unrealized ftai.) internment Hddnq Jan 31(S) ()floor loss (5) return (S) period 900,000 00 1.000 930,711.00 3,0,711.00 LT Your total asset value on Jan 3! (1) Percentage d Cost your account bass 0) Estimated thvedized annual incare gam or loss (S) Nowtraditionel Hedge funds 930,711.00 100.00% 900,000.00 30.711.00 Total 3930,711.00 100.00% 2900,000.00 330,711.00 SONY GM 00027262 CNP7C003005653849NPIOCOl50508 OOOO6 Oi l7 03057500 CONFIDENTIAL Peg* S of 6 EFTA_00137882 EFTA01278619 *UBS Your notes -- -,====i"d=''''"- - '"` 6 °' 6 CONFIDENTIAL EFT,00137883 EFTA01278620 Important information about your statement Fr noel Serves inc. (the Fern or UBS FAtrcia Seines). is a merrber of all principal washy, comrrodey and coders exchanges. UBS Financial Services and UK Bank USA am i-died subsilanes of WS AG and aft ihaes of U35 Secures U.C. The Fim's (refloat statement h available upon retail. The Ferns exednie off kos re at LBS Gina-col Serrces K. 1200 Harbor Qaukumed Week...ken.. 07086 This statement represents the on,, off nal record of yokr UN Financial Services account. Other record, ocelot official lac doosnents, contanng coriliorg data shoukl not be relied was II you bedew there is an eta a omission. please report it immediately n writing to the Brand Manage of the office serving sour account. Alltokti al ligaes skein are intended to be accurate, statement etas skull not bias for to purposes Rey 'SY on yerend tax forms. a . Form 1099. 5492 10425. etc ) when prepanng your emi return. The Pim s required by law torep:0 to to IRS enterable deaden* report/kb norturcebb clariztvid and tette Merest owned en acuities held n you accord net proceeds on sale breadbre, ad cost basis on certain covered swishes. Cavoranlatkna riles due Firm • Please reconfirm try oral corenwncatens in writing to further protect yourritts. mdudrg your nth unier the Seoshes Infector Protection Act (SPAT • If the financial retitution on the top lett of she horn of this stamen isnot UK FratrIcal Strykes, LBS Fi-ancial Smirk carries yea account as dearing broker by arra-gement wile the ideated insinution We informed you of this relationtio• when Mr opened this account. h the case. your kids and senates tre located at UBS financial Semites and rot the imoderg broker, and you mat make a rwat of any n or omission to both firma. As described the account agreements, yOU must natty US Of ary errors or teed Mokry checks reflected on your statement wadi 30 clays alter It was mailed or made available. A II itatellieriti thallbe deemed compleo and accurate in all other respects if not objected to in vinti-g wthin 60 days • Please died customer complares or Fen's Clete 1 eta a <obese at . BOP akke Io600 P.M FT Monday throug y. or in yoke to MS Services lt., Cli Relations Department, M766 Union • Fa TTY serwfa.C,al or Iran *Ade the U S.: Cal • In caw of errors or dentin alma an electronic card tansactwns, call or wite to see Ands (EFI). BS \Neaten Frontlet Sento ex.. I Marta lig, 6th floor. Weehawken. 07096, AtIn: RMArEGA Serves Cal a ninte as soon s you can, dyou heal: your statement or receipt's *keg or 4 you need more iliOnnati:n [bill a twofer on the statement of reaps. The firm orCard boar (as apple/MS mat her Iromyou no later tar 60 clays after the Fein vent you Ms list st mount on which the erns or Ffthlem accent - Proud, yow now and ;scam fitarttf 0 any) - Cesabe te error or the trawler you are IS6Ure about, adee:kin as <babies you can why you believe f is an ern a why yas need more iikemation - Fronde the doer anent of the suspected era. The Finn or Card Muer we Miestgate your complaint and seal correct a-y error pamptly. For alleged *non noting UBSVia•clebil ea-dee-each:re. if we take more than 10 ba inns days to dada, we will credit y0a•' ECCOall for the amount you think 6 in error, so that you MI have the use of the money dung the tore n takes us to complete our iwestigetion. Please mike all checks payable to the Fan or tie liumsal instetnion n&ated on tie front of ha stesment In addition to nuke account lees, accounts may be abject to mantenwre lees, shaves for late pawned for securities purchases and charges Fa unpaid amounts n cash accants Accounts that are transferred to other infloatons may be subject to a trends lee. UBS Sweep Optima U65 offers options Ice sweeping cash balances, balances to bark &posits at UBS Bair USA aid UK AG Stardord branch (Back Sweep Pagans), mow/market mutual tads Money Funds) ad the internationalPpm] daunt (Data customers nit an International Rexene Mana;ement Account. Through the Bat Sweep Program% cash balances we swept to MBank USA Le to anestablished knit ad then to UK AG Stamford Ranch or a Money Fund. Deposit, at UK Bank USA ere inured in accordance with FCC nits. Form Information preatA visit wwwfdic got Deposes a AG StamfordBrandi and shares of Money Finis are rot insved by the FDIC. Through it tie OA. arailiokft es are swept to depose accounts al UK AG Ranch and WS AGCayrren Ranch hew outs are not enured by the FCC. Balances held at Mt UK AG Cayman Brands are temporady mask to the sovereign rick of the Cabmen Netts, and there is no garareee or cake oldgation of UBS AG to repay tin beins 11° 14a-1th' LBS Cayman Branch's books. Deposes a UK Bark L6A and each UBS AG Ranch are rot protected by 51K. Money Fund shares are protected by SIPC. See 'LBS Emmet kmices Acton Protecton- below. Upon your request balances n to Bank Sweep Programs or DA may be vieddraem arid shares of a Money Fad may be lickidated, and the proceeds returned to you or pots Sectrat aCCasit. Father kormaan about mailable sweep options, ncleirg cement merest rates and yields, s mailable at vrmv.ubs.corrimeepyelds, from your Fnancial Advisor a by calling 800-762.1000. UttS financial Services WOW% protection The rime a member of the Scuritiel Mesta Frotection Corporation (9Pa which proteins marks accosted its members is to 5500.023 (including 5250,000 for dams for cash). The SIPC asset protection limns apply to al area gut you hold in a paned,/ capacky. The Firm. together vat certain aff ikon. has alto purchased suppkwantal protection. The marinum amount payable to al elcibte chats. colleciady woke this protections 0500 Shan a of Decanter 10, 2016. Y.bact to the policy <ordain and Imitations cart at the firm is further protected fa up to 41.9 million in the antgatt For allied accounts held in a pa-tiouLa caecity A full copy of tie poky wading is mak* won request. The SIPC protection red the applemental protection both do not apply to • Certain financial assets controlled by (and klackd your accolla value) but he away from US$Fine-col Services IN, certain() cash at UBS Bard USA, li0 cash at UK AG U 5.beard-in G'0 mane ionoclan, including vaiatile enmities, and 0d tars d maual funds inhere such shares are registered drealy n the name of the account hotter on trie boas and records of Me applicable issuer a tinter nerd), • rn rnieftmerd contract, or irnestricnt interest kneed patnerships and private placements) that are rot regaered under the Securries Act of lea and • Commodities extracts a, foreign exchange and prec lots metal contracts), in/laird futures contacts ad commodity option contracts. fi e SIPC protecton and gin suidemental proteclon do not apply to these asset ken 4 they othemise appear on you statements. Ti-. WC protection and the owidemental protection do not protect against changes in tie maker vale of you investments (nhether as a result of market movement issuer baltruPtcy Shaine) More inlomution is avalabb won recpasl. You may obtin more hfcrmatian about • • the SIPC Erottre, by comaning SIPC at or by veiling the 5IPC tubule at fwwwpc org Dividend Roimeatment Program (Oct The price reflected is an average price You may obtain the actual price trail yes Financial Advisor. Oily *hole Mares are purchased under Co II it partial shares we be soli and the cash wit be deposited nyour account lbe dviderd terneslmere pace :waled by he than may cif f er (toroth, market pore at inheh the partial shares we sold Caeleivlieu Oriy whole urn may be held ol yos scant. if yeti re entitied to a panel unit as a result of a dividerd payment or otienvise, the Finn well either sell panel ends at market ace a accept an awn determined by a regetered clean; agency, and cadet you accost Investment objectives The Mei-knife objectives alcliisk profile are speck to each account and may soybetween yes accents. Please whiew the Firm prorrpty in minting of try *NONA change in year financial situation a CONFIDENTIAL investment objectives. Fee etch Matra held, you choose one of the kolbwrg +moment objectives: • Faoduce Curren r Income: tmntsatras seeking the generation of :tome criEi. • ethane CePOMParecraeon, Investments seeking growth of pmcipal rather than the gereraton of infant. • Prodtav Conitaination of lreoine end Goad Appredasion Ineessnents stelae both the generation of dome and yowgsof trivisel• Overall risk profiles • conservative Seeks to montane nitel pencpak wish low ria ad volatility to the =are *wag, even if that mean the accost does not generate significant income a Mtn and may rot keep pace with inflation. • Macerate Wiling to accept some ire to prinopal ad tolerate tom vearaitity to Ina half. return. • Anna:stet : Willing to accept hit, rit to prindpal and hich mlimlity to seek huhreturn, nee time. • aniesteteat &peaky Consderation: g selected a portion of the portfolio la that account may include complex gauges, limed liquidty and rater volatiky. Statement ineuseholdekr We may consoklate at related account *elements with the same address in the same envekpe. In because they haw owes who also mantain joie accost rektionshOs wet other dents at the sane address. if you peke to facet* indiedual eaten es mailed in separate antelopes, you may decline h:ceehOlcIfg by tang your Financial Adria, Friendly accotait name The Friendly account name is a customizable •niknarre• chosen by you to assist you with your recadkeeprg h has no legal effect on your account Yee cal change your Friendly account name through Ontne Services a by contacting ydsFinancial Adder. Account overview • VAe of pace nuountgonloho. Net of assets AS IiabiBbs • Assets Includes available cat balances. yaws f or restricted sew* (est ), and Global Tine Deposits, unreozed marts to mutat, and <Man assets not held by the Fem. Does not include unpnad swank-lateen at the end of the prior and canal inaurnent periods a ornate imeurrents, invested stock options and evermatre socck options • [tektites kledes debit telexes, outsta-drig marl loans, credit line, short accost balances. • Casfaireoney balances. Total of uninfected avalable cash balances, pips deposit balances at UB5 Bad USA, UBS AG U.S Branches and money maids metal fed sweep balances, at the daze of tie statement period. Non-certmodily tree at& balances in yos non tee not secyegotad Iran other Winces and Ihe Fins may use ary of those fads tithe ordinay cone of its business. These funds am payable was your demand. This total is molded in the current penod closing vain SDNY_G M_0002 7264 EFTA_00137884 EFTA01278621 Important information about your statement (centimes) •ending information Ex deleted intonation cri the Inn's lending packet and *Soaves. refer to your Client Ratite: ratio Acreerneit or Accost Agreement and the Servant Terns ad Conditions. UBS Statemerd of Credit Practices audible in Atheementi and Dade:urn at inaironitsrenuratiarrim, ores. Yaw stets Your staemem itemises securities ad other assets heti re the account at the end of tie statement period. You may ad for defray 04 bait paid seamen as airy time. You may receive acuities said at loan collateral afar paying any balance tie on them. der/ securities transilemed to the Fine dreg the statement period are lined at market vabe a of the end of the slattern,/ period. • Cart bailie. In deternning the cost basis of the secuties included in this statement. where indicated nth the number 'I,' LBS Fnancial Servkes has relied oninformation obtained from sources other than LBS Fhanual Service including nformstion from another fen a that you my haw provided to yes Frna-cial Adrisor. The firm does rot independently wag Cr garnet the accuracy or rattly of any irdonnation provided by tarns other thin 1.85 Fienciel &mites. h sadden although LES Financial Sevens wanly updates this nforrnatan as il is received the Arm does not provide arty asstra-ces that to Hamann Let 'Cost basis" and "Unrealized gay:Wass' is accurate as d the date of this statement. As such. please do rot rety on this inamation to make lasolneecr tale decitions. fa tax PrPoses or otherwise Accounts Oa-dated to the Fins may reflect gar/loss nformation only fa the period of tine they me head a the Pint More hittoSal Hornet isn can b• abed by you Fi,nid Muter. • IJamalizad gains/Passes When data is awiltele, estmated uwaided gairesnones at calculated kr ntitrial storey lots The transaction data for irctiatal km may or may not reflect animist:ore, charges ands security reorganization events. Dindend and other reinvestment lots ad thtematk puchne bets are each combined to diblay or* swaged lot The 'Trade date coterie presents the argil/ Vantaction trade date. • Callable starlit Bonds and preferred stock that the issue cats for eery redemption veil be selected inpartially by lot from anwrg all noshes of tut n5ta/ held n our remain nonew naive for as clients Call Stare inamation is obtained from third parties and its accuracy is not 9/goateed. Otter call features May east which owl] affect yield complete Soma on will be provided upon request • Cletthra• of &Pent (0, COs are FDIC nstred up to 5250,000 re principal aid accrued interest per deposes aid pe depository institution h accordance with FDIC nit. • Price/value Prices displayed for securties and other PrCdsts may be higher or lower the, the price that you would attualy receive in he market. Prices re obtained from tricot hid piny sources *hit we believe to be relible, but we do not gannet their accuracy. - We gene* use he clotrg tonne/tin wale* a to mean of the bid ad ask prices for lined nineties aid option or or bad prices kr OTC mord kis. ▪ Law action, traded securities my be priced usr9 a valued:re model ate mon recent prce we ctitined and may net reflect an actual market price vaLie. - Cenan poseian may appear *whoa a price ad will how ill • Fin was not assalabla• if were enable to obtain a praetor a seatity. - Deposits or securities denominated ihcurrerces other than U.S. dollar are reflected a the exhange rate a of the statement date. - kr certain fearitiet t. 6ng inneaten( ening denornivtiom pin and quality (face eaten may have been adjusted to facilitateproper valuaan To obtan omen quotations. when Yalta, contact your financial Advisor. • Private inewtmanta end amend products. Private riven:nerd Paucities °laden drect participation program ad real estate investment tun wanton) and struts/led patina are genersly lughy /amid Celan striated Smartt haw not been registered with the Secufities and Exchew ConmiSsith or under any state securities laws. We porde eurnated vans la private investment worries anchInstured products for Hammond Idercon shy Accuracy Prot guaranteed - These vales maydiffer ssbnantialy from prat if any, at which a prom* int security a structured product may be bought or sold and do rod neesserifr repressed the vaa you may recent Iron liquidaten. - Third party eninaes of vale re a of a certain dread av supplied to UBS Fnacia Serees on a regular bases by an independent %rotation firm. - Issuer, gperinal palm( a sponsor estimated rates, it re are supplied to the Fim by the issuer, general partner or sponsor and may be tabulated based on deferent information tan tat used by 'bed parties to denve thee rammed values. - You can obtain additional infamiatim regarding the methodology used to deeimine the estimate of value ad the date of the Edorrnalan that is the bests for the estimate by contacteg your Ftanoal AdveOr. - Third party ennead mans may be reflected at 'Wet priced' in several situation, when an rdeperdent valuation fro has not suppled ix viable to assign a vale when we become awe that a material event has *cored that may call a Freeway waned ate in, question, re Wan a wlue would be highly speculative due to denature cf the warty. - When mite an issue, general panne a sponsor titivated value nor a thedwany estimated vas is provided. the vat, of the acuity will b• diffennt Iran its reschaw price. - 'Distributions to date' may include resin of capital, norne or both. - 'original unit size • represent, the natal nixing price per inns and my not reflect war cost base. - DPI and vented REIT 'edits are not listed on a national washes rehange, and n general& illiquid and even if thy can be sold the price received may te less than the per share estimated vale prorined n the accost statement. • Reetskted securities Restncted sewritin generalbi we rot tummy Wiganle for public sale. U85 Fina-oiel Services uses the market price of the unrestricted node et the sane issuer as an Mooted value far the restricted stock for pumcues of thisstatement only. To the extent Alt rovricied noshes are eliable la- Lite, the vat* received may be tabstantalY less than the imputed value toren • Ea (istineted) ir► current yields and rout An estimate of a-nal exame is brad Cr. carom divided ad interest rates, attuning to seamen will be held for the year from statement date or Lai maturity. This enanale is only a gudelne, accuracy at continued intoner are not guaranteed - Estimated area rcane and curvet yield for certain laws of statritin could include a ratan of principal or capital gait n which owe the en. income (ad currert yield would be overstated. - Estimated anal row* rid anent yeld and the anal inane and yield Mgt be laver a higher than the ntinatid mounts. - An estimateof snaked income (dirdeml ands interest) dirtied by the current maket velaatasmage balance is based on the last dividend or neon payment made by the tsar and assaws tie searbesrdepoies will be held for the year from the statement date or until maturity. Accuracy ad contrwed and se not gam-need • Assets net held by UBS Financial Services. Certain assets at not held by the Fim ardna adhim the Fern's possession or control. These ants an do played on yon statement for Womational purposes only. Positions ad values presented an provided by the eating Inn UBS F rental Servees is not responsible for this information and does not guarantee as accuracy. These assets are not protected by SIPC or tie finis supplemental5'PC coverage. • Pavanes Swing and Stational ccenpensetien. - h ad:leant° <termite:en on sales a-d 126.1 Inn received re comection with the distriodon of mutual tra to on dents ere rota our affiliate rectove reverie sharing perverts tan datutors ands advisors of the meal knit that we sell These snare are based on two different conperentst tie errors of sales by LBS of a particular naval fundfamily tool, dents; and 40 ter asset vale of a particular marl lard lama/stareshad at the ten - We indoor affiliate also wines. network rg a-d annbus processing fees in consithrattrif or transler agent services tat we provde so the mutual funds. These feet generaly are paid frominvestor assets the mutual f und and area feed dollar amount based on the renter Of accounts at the brestencleale- foldng main herds of that f trd randy. - h addition to (dalmatian received in connection withthe sale et attribution of annuity contracts ad CONFIDENTIAL unit invesurem oust unit. toad dents. we »dor OS alike. receive (OWLS sharng sampans/ion from may of the invent. companies trcbraniting the annutyeanracts, ninth of the insurance compthes or sponsors of the IM investmem blasts we daribute. - Our &stillest& afro resents trading corrrnissnm rd otertompentatkm frommutual funds rid inura-c9 compares whose products we Ostrione. - We receive an arnJal fee from Les Bank USA aid LBS AG Stanford Burch of no to 525 per acca.nt sweeping to the banks under the LBS Bank Sweep Program. Acuity Information reputing commascre and other charges incurred in correction well the execution of now inducinganion transactions has been inducted an confirmations pronoun, furnished to you, ad will be provided to you prerptly on rectiest. Short selling If pure engaged in short selling a securty, you ma/ incur a charge due to certain taroweg costs kr that paliorar tease,. Open olden Regarding open or 'thodtilkancellee orders that were not executed by the statement date. open buy and se/ stop orders ere reduced by the mount of diudends or rights on an eatividerck a wrigni date unless instructed atomise by you. You are relaxable tar orders that we executed der toyotr I elute to cancel Poing open ciders. Privacy To obtan a copy of as curried Client Privacy Notice, please carat rXf FivocialAdlisor or visit os website at yersyst orbs own/nerve r venire. - IBS francial Services isnot a bank. the RNA, Business Services Account ESA and IIMA are brokerage accounts which searckt access to barking Servos rid pod.icts trough wangements with offload banks and other ted-party banks. aid provides access to nsura-oe and annuity pronxis issued by Leaf flitted thiparty nuisance cempinis troacis innzasc• agency sebtiobries of LtiS El-Lintel Strikes Inc. - hvennent Foura-oe, ad amity arniacta - Not FDe rayed • lb bank guarantee May bse rate - IMA. Resoute Managernant Account, Business Sewn Account BSA, IRMA and nterutoonal Resort* Management Account are registered service maks of U3SFrancial Semites ho. - VISA is a registered tadernat owned byline htiernational Servos Association ad used ende kern. The UBS Vera trade cads ad the UBS Vea debit cards are issued by UPS Bar* USA with permission from Visa U.S.A. I-corporate& At otter Vadernales, registered tractimeks, seen maks ad registered service maks are of ter reapeime compaties LIS Fiend& Services Inc. Rev 2017:t SDNY_GM_00027265 EFTA_00137885 EFTA01278622 *UBS u8S Fnancial Services tie Private Wealth Management 299 Park Avenue Win 10171.0002 CNP70054Q71030717>QM 0 Account name: GHIStANE MAXWELL Friendly account name: Incliv: 8alyasny Account number SS Your Nnancial Advisor. SCOTT STACKMANLYLE CASRIEL Phone Resource Management Account February 2017 HIS INE MAXWELL Questions about your statement? Call your financial Advisor or the Value of your account RMA Re5ourceUne at 800-RMA-1000, account on January 31 (S) Co February 28 (1) Your assets 930,711.00 950,813.00 1.4sIt. our website: www.ubs.comifinancialservices Your liabilities 0.00 0.00 Value of your account S930,711.00 5950,813.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Tracking the value of your account Thousands 922.6 922 7 930.7 950.8 3906 Dec 2014 Dec 7015 Dec 2016 Ian 2017 Feb 2017 Sources of your account growth during 2017 Value of your account at year end 2016 S922,733 CO Your ovestment return Change market value $28,0£0.60 Value of your account on Feb 28.2017 0050.913.00 SDNY GM 00027268 Member SIPC CHP70001005617103NP7000189967 00006 0717 030575004 010000 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37886 EFTA01278623 SUBS Resource Management Account February 2017 Your account balance sheet Summary of your assets Value on February 28 (5) Percentage of your account A Cash and rrxmey balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 950,813.00 10000% F Commodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $950,813.00 5950,813.00 100.00% Account name: C.C.PNE MA V ELL Friendly account name:Indiv lir a I a siy Account number: Your current asset allocation Eye on the markets Index Percentage change February 2017 Year to date S&P 500 3.97% 5.94% Russell 3000 3.72% 5.67% MSC I - Europe, Australia & Far East 1.45% 4.39% Barclays Capital U.S. Aggregate Bond Index 0.67% 0.87% You rignandst Advisor. SCOTT STACK MAII LYLE CASRIEL Interest rates on February 28, 2017 3-month Treasury bills: 0.52% One-month LIBOR: 0.79% CNP70003005627104 NP7000189962 00636 0217 0305750G CONFIDENTIAL 0111011YGM000272fine 2 of 6 EFTA_00137887 EFTA01278624 (*) UBS Resource Management Account February 2017 Change in the value of your account Account name: GHISLANVE MAXWELL friendly account neme:Indivasi Account number. February 2017 (1) Year to date (1) Opening account value $930,711.00 $922,733.00 Change in market value Closing account value 20,102.00 23,080.00 $950,813.00 $950,813.00 Summary of gains and losses values reported below exclude products rot which gains enOlosses are not Olzsifievl Realized gains and losses Unrealized Febnzary 2017 ($) Year to date ($) gains and losses (S) Long term aoo 0.00 50,813.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about )our statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected Your account instructions • You account cost bass default closing method is FIFO, Firs In, Fig OUL Your Pi sandal Advisor: SCOTT STACKMAN/LYLE CASRIEL SDNY GM 00027268 CNP700C6005607105NP7000189962 00006 0217 030575004 CONFIDENTIAL 01 0000 Page 3 of 6 EFTA_00 137888 EFTA01278625 *UBS Your notes c.........,.........,,....n......,.., ,,,, 0. 0..4 a 6 CONFIDENTIAL EFT,00B7889 EFTA01278626 SUBS Resource Management Account February 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account nerne:Incliss i titialasiy Account number. Some prices, income and current wives stoma may be approxiirVale. Asa rest*. gains at lossesmat riot be accurately reflected. Set miporzon inkwmalan about your statement a the end of ths dxumeM for more intornalon. Non-traditional Rive. eqUIty1WICIS, Hedge funds, and Other investments are held in your U85 Finarcial SerNtts Inc. (UBS FS) hoteraqe account. the Notions reported below reflect the records of the issuers, and UBS FS does rot gairantee the act tnacy of the I riormation The value shown is not necessarily the value you would receive ficm I be issuer if you sd the assets. Funds acutely sdd ty UBSFS ate subject to ongoing due digeace, although the level performed may vary A dosed fund may belittled tonoongoing dligence A fund that you purchased elsewhere may never have been cubed to UBS FS </lige me. although UBS FS may receive a fee from I te tunes manager, whit h may constitute a maonty of the rnanagernentri Menthe fee. tease COntaC I your Financial ACMSOI veth questions. • Est value per unit' is an esemate of value supplied by an independent valuation fun and reflects adjustments for factors such as the equality of the units. Hedge funds wddng ATLAS ENHANCED FUND LP A/001(31/17 Trade date: Sep 25, 14 PurdsaSe Orice tiNfeber Avela9t pose of shares pet share (1) Client investment CO 900,000.00 • Your Financial Advisor: scou STACK MAN LYLE CASRIEL Estimates of Mix suppled by issuers Of (plan program (which ale generally 'net asset vatie estimates) are shown as' issuer est. vaue per unit'. For Private equty funds,' Est. value per uM' is a value updated quarterly, bated On the Net Asset value NAY') in Inc fund ea of the date spedfed edusted by add ng coital calls and subiracti rg dsl oblations unce the NAV date The NAV is primarily based on estimated portfolio vim; provided by the underlying fund sponsor These two values may vary because of differences In the way they were estimatedandbecause the • Third party est: fait* per unit* may have been roomed on the basis of financial itionnaton other t han year.end Reported estimates may not reflect resat liquidation or repurchase tate, if any, and may rot retied dst 'buttons of Ca:iftal until the next valuation is tettOrted, geferaly on an annual or serri.annua bolas See knponanr infoltriazron at/our your statement at the end of this statement Cost Price per share basis (I) on Feb 28(i) value on unrealized0M imestment Holdng Feb 28 (5) grin Or INS (S) return (S) period 900,000 00 1.000 950,813.00 50,813.00 LT Your total asset value on MO 28 (0 Percentages Cost your account taus (5) Estrnated Unreaired annual income (5) gain or Ions (1) Nometeditional Hedge funds 950,813.00 100.00% 900,000.00 50213.00 Total $950,813.00 100.00% $900,000.00 $50,813.00 SONY GM 00027270 C NP7000900S627107 NV7003189962 00006 0217 030575004 CONFIDENTIAL 010000 Page 5 of 6 EFTA_00137890 EFTA01278627 *UBS Yournotes 00017Ale 6 . 6 CONFIDENTIAL EFTA,B789I EFTA01278628 Important information about your statement Fruncial Services Pc. (the f wrn or UBS Fnercii Strobes), is a merrboir of all principil mashy, cemrrodey and cations exchanges. UBS Financial Seniors and CBS Bank USA an i-died subsided es of UPS AG and *dives of U3S Saran LI.C. The Fn.,: I ranoal statement h available upon request. The Fein's extort& offices are at: U35 Fina-cal Sates Inc- 1200 Harbor Qaulevard Viecheviken,■ 07086 This aatement representsthe one/ off icier record of your U3S Financial Services account. Other rearck skeet official la. docunents contanng coriliOrg data should not be relied upon II you been* there 6 sn era or ominon pleat. report it immediately n writing to the Brand It ants, fr of the office wvi-g your account. Allhorfi al Ogees shown se attended to be accurate, *element casts *tun not be oed tar to osmoses Rely scleY on yerend tax forms. Form 1099. 5490. 10425. etc ) when Drepanng your tad return. The Fim required by law to report to tie IRS all eatable dnidend% nportakb ranteuble ckekkreak and uxdak inured erred en seeuilin held n pet accost, net proceeds on see trantlions, rd cost basis on certain covered catkin. Gavararrionkina wit die Finn • Meese record rim try oral communcront in wring to further protect your rites. mdudrg your rites under the Seo_riies Investor Protection Act • If thefinancial inkution cat the top left of to front of this gateman snot CBS Fnatul Sava% USG Financial Sonia carries as account as during treker by arra-gement web the a-cleated inslitutore We in you of this 'Ulan:C.5k, when you opened this recut h the case. your lu-a and stoats ere located a LOS financial Seines and rot the intodeci-g broker, and you nut mak• a report of ry error or emission to bode firers. • As detained in the accost agreements, sate must roily us of any ears or fraud Molting decks reflected an your waternent within 30 days alter a was mailed a made metals. • Plena died customer complain or Finn:Cent ent or tolUree at 8:00 A M. to 6 BO P.M U Monday throug a in nning to WS lir Semen k., Clio Relations Department M766 Union Chat• 07037. • A II statements shall be deemed complete and bootee it not objected to h days. • Fa TTY ser or tram outside theUS.: Cal • h um of enots or curd vie about n dectionic Ards transfer OFT). ErS Visiedebil card transacbons, call or wile to UM Fnanoal em l-c., hod, 61h floor, Weehawken. 07086, Ann FOAARESA Services Cat a write as soon es you can, if you tile Ka -flannent a receipt is *rag or d you need more nknnaton door a trader on the statement or nun* The Film or Card bsuer (as anacable) most her Iromyou no later then 60 days alter the Frm sera you U. list st Mandril on Moth the erns or problem aanand. - Noted. your name rod accosnt nunter (of any) - Cesabe to error or tie trader )Cu ore torture about, rd neaten as dewy as you ca why you belie.e d is nee or why yaa need more Hamra. - Fronde the dolor amount d the suspected era. The Finn or Card bsuer will image. your emplane and will coned ry mot promote/. For alleged errors revoking UBS dabil cad transact:art if we take more than 10 banns days to do this, we willtreat you Latin for the amount you that 6 in error, so that you pall hem the use of the money during tie tine it takes us to cemplete our iwestiption. Please make all checks payabb to the Fern or the Inns* iosloAion (Acted on to front of tiff statement In addition to nosier acacia Ins, accounts ma/ be subject to mane:ma-co lees, chars for late parrent tar securities Diarrhea and charges for unpaid amounts n cash accants Accounts that re transferred to other insteacns may be subject to a transit( lee. UBS Sweep Option 1185 offers options fa sweeping cash balances balances to bat deposits at UBS BaleUSA and CBS AG Stamford Bench (Berk Sweep Preget*, moray mine. mutual Ards giloney Funds) and the International Depose Accord MA) fee customm with an Hematiand Rexene Llana;emern Account. Through the Bale Seep Program% oath banes re swept to MBank USA to to an established knit rd then to UBS AG Stanford Wencher a Wray Furd. Deposes a CBs Bank USA arer rated in accordance with FCC nabs. Form Int cmlatian pleasesot d wmvfdic got Deposes A AG Stamford Branch .rd shares of Many Fads ace rot aired by the FCC. Through tie DA, cites re swept tO deposit co accounts at UBS AG MI Branch and UBS AG Cayman Branch. These outs are not neared by IN FOC. Balances held at %HOAG AG Cayman Peach at temparanly reposed to the amnion rite et the Cayman klands, and there is no gar antee mother obligation of WS AG to repay the balances while cn the UBS Carla Branch's boas. Deposes a CBS Bat L6A and each UBS AG Branch are rot protected by SIPC. Money Fund shores are protected by SIPC. See 'S. Ennead Services Account Protector,' below. Upsn your dtqUell, baron n the Bank Sweep Programs or DA may be vothdrawn and shares d a Matey Fund my be Roadbed*, and the proceeds returned to yea or pa sendoff =Out Felder eiormann about evadable weep optons, nclArg cument iroerest rates and y-elds, s available at wmv.ubscardneepy*Ids, from your Fnncid Adviser or by calling 800.762.1000. UBS relantill services man protection The Firma a ere-rfnr Cf the Sectrities kwestor Protection Corporation (Sac), which protects senses custcmen of its minima tp to S920,000 WeLdeg SZSO,OCO for claim for cash). Embnatory brocktre available upon niCildS1 or at wine sec org The 9PC asset vote-aim lends apply to all accounts tat you hold nap/titular capacity The Fin; togedne wits certain affiliates, he also anthati4d1Uppldowntal innate he marmum annum plea to al noble clients, colenitely trite this protectionis ISOO rtillion as d Decanter 10, 2016. Stewed to the poky ordinate ad limitation, cash a the Film isfurther protected for up toll 9 million n the Wegehe For all nis octants held it a pairuhr capacity. A (ii copy of tie poky wcrdrg is aeeiltle spat request. The SIPC protedia rd the SUPOIldfldradi protection both do not apply to' • Cann financial assets controlled by (and eiduckd n your acco value) but held away from LOSFinance' Serves ceruin(i)cmh at UBS Bak USA, (ig cad, at AG U S. Wanchn, DR) natant° products, including vaiatile amities, and CM shares of mated funds where such shoes reregistered drectg n the nano of to account holler an toe boxes at records of the iffJe• a turn* agent); • 'mailmen contracts or rmillment introits limited partnerships rd private placements) ism are not registered under the Roarities Act 01 1933; and • Commodities convects foreign nth:rye and proems metal contacts), incluerg fauns contacts and commodity option contract. The SIPC notedOn and the supplemental prow-nondo not apply to these assets wend trey otherwise &per on you statements. The WC protection at the MoOlemertalptotection do not protect again (hinges n to melon *Le of air Oman-ors (wrinther at • result of market movement issuer bakruptcy et °therms.) Dividend Renvantent Program COPS) The are reflected is an mug. price You may obtan the actual price from you Portia Advisor. Ordynthole Mares are purchased under OOP; paid sharesMI be soU arn the cash wa be deposited n year account The dviderd fenvetimere putt *poked by tie issuer may ciff a hemline mirk* ponce at !ninth the partial sham am sold Caphirsoliw Cray whole mats may be held n )or accent. If you re entitled to a pals unit as a mule of a &Aden parnent or ahem's.. the Firm will ether sell partial units at market pace a accept a amard determined by a registered thong agency, ad cnedit yo.r accost Investment objectives The rnesenert objectives and risk profile an seethe to each account and may say between you secants Meese siva the firm prompt& in wrong of try nalicant change in you' financial shuanin a investment objectives For each accoat held. you choose ere of the f °towing row*. et objectives! • PaxtreCumententooltInsestments seeing the generation of name one/. CONFIDENTIAL • Achieve Capital Appreciators Insestments seeking growth of pmcpal rather thin the generator of income. • Pros*. Comfewthen of Monte and Capital Appriice*o. insements Seelfis3 both the generation of name and growthof vexing Overall risk profiles • Cons...awe- Seeks to manlin nit al pi-coat path low rids aid ninny to the accord °mak even el that mean the accoat does rot generate sign :ea-a income a retire and may rot keep pace win • Moamar Yining to accept some ride to pimple and tolerate seme volatity to seek Niter returns. • Awesishe: Willing to accept hip risk to pincipal at high volahlity to seek high retums overtime. • Mentmatz SIgindy Constieration: If selected a portion of the portfolio for tat account may include complex stratepri. tinted liquidity and rata volatiky. Statement shauseholdng• We may comokhte at related account goements with the same address in the same erreokpk. because they have corers who ako mantan Ord acornt relationshiss wti otter dents a the same address. If you peler to receive indeidual statements mailed 'n stone emelepes, you maydecline hounhdding try calling your Financial Achnoo Friendly account name The Friendly account run* is a customizable 'nickname clam by you to aim you with your recordkeeping It has na legal effect en your account You canchap your kindly account navies, through °One Services or by antacting yes Financial Admscr. Account overview • Yokie oinceaccountlooniolon Not of assets a-d litilaks • Assett Includes available cash balances, vaLes f or restricted security (e t), aid Global Tine D.1:03ItS, unbind Mills 10 make, and certain assets not held by the Fim. Does rot include unpriced onuritiodaseets at the erd of the aim and anent statement genets, er pretax neesonintsu vd stock options ad inroade dodo options • Li Owl ifes Ixbdes debt bala-ces, orstairg nurgn loam, credit line, shoe: =dill bale-ices. • Cash/roomy balances. Total of uninvested available cash balances, pin depoot balances at UBS Bank USA, UBS AG U.S. Branches and many motel mutual fund sweep balances ate close of tie statement period. Non-commodity free erode balances in yar accord are not seoregand from other balance, and V. Fim mw use any of these funds n the ordina-y canto( its busness. These funds repayable won your demand This total is ncLded in no anal period closing value. SDNY_G M_0002 7272 EFTA_00137892 EFTA01278629 Important information about your statement (00nlintled) Landing information Fa deloiectinkimation cn the finis lending radices and decants. refer to you Client Relate-We Acreement or AccoLre Agreement and the General Terms it'd Condition& UBS Statement of Credit Packet addible in agreement And Disclosures a jars, ialreentheentfinfrAreinvves. Yam seats Your riaemem Semites acuities rd other assets held tithe accccat at the end of tie 'Maniere period. You may at for delve, ol fuly pail loosen al try time. You mar receive amain sad as low collateral alter paying any balance da on them. der/ securities tenpin/alto the Fan dreg the statement period are lined al market value as of the end ol the slatemere period. • Can base& In detcrrnning the cost basis of tie swishes included in this statement, where indicated vet the natter 'I,' LES Fhancial Servkes has relied oninformation obtained from sources other dean L8$ Frunual Sinners, including natation Item another fins a that you may have provided to you Financial Adrisor. The firm does not independently way Cr gamantee the amino, a %Wry of ere rreonnation provided by sauces other thin I-E6Fhunial Semites. h sating although WS Firuneil Services gerwaly updates her inferrnation as il is reared the Arm does not provide any asstra-ces that tie hicanaith cat 'Cost basis' and "Unrealized gar:Moss' is accurate as a to date of this statement. As such please do not rey on this hfcrmation to make Wawa or sale decisions. fa ter MrPoses or otherwise Accounts tra-derred tote km may reflect gad loss nformation only foe the period al tine they se had x the Pint More historical Hawaii:a can be aided b/ you Friarcid Adaor. • Unrealized gaits/basses When data is wattle. *sunned la-reared gainsilones au calculated kr niaveaal scary lots the transaction data for irdnidal bas may or may not reflect cownimbre, charges aura security reorganizattn events. Dividend and oter reinvestment lots ad statement trachea tits are each combmed to dialer ore averaged lot The 'Trade date col.mn anent> the orgi-al transaction trade dale. • Callable searities Bonds and preferred stock that the issun cats for eat; redemption veil be selected Moorhen, by let Iran antra all settees of tat 651/7 held hour name a in norawe nano facer clients Call fear. hformation is obtainedfromthird patties and is accuracy snot gaanteed. Other call teases Maymost which could affect yield amulet* Senna rn will be provided upon request • Cartirwas adorer* (est COs are FDIC retired go to 5250,000 n principal and accrued interest per deposta ad per depository npaat4 h accordance with FDIC nibs. • Price/value Prres displayed f or securities and other Priairls may be higher or lower than the price that rou would actualbr receive in the nude. Prices re obtained from varitus hid party sources shish we believe to be reliible, but we do not grantee their accuracy, - We yew* use tie closeg once when ward* a tie mean of the bid ad ask prices for lined scarcities and option or or bd prices fa OTC acuities. - Less acuity traded securities may be priced uer9 a wawa, model a the mon recent peke we cbtined and may not reflect an actual market price a vela. - Cenan poptiro may appear societal a price ad will thcw to • Fin was col Avaltble• 4 we ere unable to obtain a price for a teothy. - Deposits or securities denominated iicurrercies Weer than U.S. doll' are reflected a the exhange rate a of the statement date. - Fcr certain washes taring in nonicont omit) idenomtiriom price and chaanity (face vela) may have been adjusted to facilitateProper valurices To cbtan ostent quotations, when atria, contact sera Financial Adriscr. • Private irreavnents wed structured products. Private hvestmere seo_rities (it Wig drect participate," program and real estate investment tun seethes) and struckned product ate grimily lughy liquid Cyan struased Smarts had net been registered with the Securities and Exchange Cawnissiw or under ay state securities laws. We pun& *Berated vales lee private investrneM "twain ard 'immured products for Hamm crul Pumas arty Acctracy hoot guaranteed - These values may differ stbnantiaty torn paths, if Any, at which a prima int security a structured product may be bought or sold and do not neresseriyrepresers the vela you may receive won liquidation. - Third patty eninaes of wake area of a cenain date ad av supplied to UBS Fnacia Serkes on a regular bays by an independert yaks/shoe I irm. - issuer, OM cal paint. Cr sponsor estimated vales if any, m applied tote Fire by Me ismer, general partner or sponsor and may be cakutated based on deferent information fran thawed by lied parties to denve tier striated values. ▪ You can obtain adiannal Hamann regarding tie metrodolagr used to determine the estimate of value ad the date of the tdorrnation that is the bash for the estimate by content-9 your Ftanoal Adveor. - Third party edinard vitas may be reelected as priced* in several Muslin, when an rdwerdent whirrs, tam has not sempled a unable to assign a yaw when we become awe that a material event ha *coated that may call a previously repated vale ipso question. a yawn a value would be highly speculative due to the nature of the *runty. - When Delta an issue, general partner or sponsor estimated value nor a Used-pony estimated vale is proecled, the vale ode smutty will be different ton ilia:cease VICO - 'Distributionsto date may include ream of capital, rxcrne - 'Original emit size • represents tie marl offering rice per unrl and mry not reflect your cost base. - DPP and Lnkrtal REIT storks arena listed on a national washes erchange, and ate generaly illiquid and even if they can be sold the price received may te less than taper there estimated vale proraktd n the accost statement. • Rearicted ofturkies Restarted sautes wanly an rot tureen* arable for public sale. UM Fins-nal Services uses the market price of the unrestricted stock of she same issuer in an imputed value f a the restricted stock dar au/ponesof this statement only To the extent that remised seositin are eligbb ler site, the sole weird may be sub stantialb loss than the larreredsalne tonri • ht. (estanated) acorns. current yields and mum an wawa of anal kr* II bawd on current &Aetna ad intoned rates, assuming tie wastes will be held for one year from statement date or vet maturity. This athlete isory a guidelne, accuracy ad continued ncome are not guatanteed - Estimated rrnal home and curet* yield for certain Imes of soothirs could include a mum of principal or captal gains in which owe the en. income (adcurrent yield would be overstated. - Estimated arrest Mane ad outwit yield and the sad item', aidyield misfit be lower a higher the, the estimated mounts. - An estimateof a-rualaed income (diei:kW aura interest) carded by the curent market vette Ave age balance is based on the last dividend or inmost nu/anent made by the hoar and zones tie teothbadepoths will be held for ate year torn the statement date or until materity. Accuracy ad continued yield ae not warned • Assets net held by UBS Financial Services. Conan mess re not hod by the Elm ardna within the Fern's possessiw or coma. These assets are awlayed on yos statement for informational purposes only Positrons and values presented are provided by to twig farm UPS Friend StINIPI o not respcnoble for tie iskienation and does not guarantee Os accuracy. These asses are not protected by 9PC or the Frnis supplemental SIPC coverage. • Revenue Swing and adefillonal ccenpereatian. - h aidilsn to ccrombsiris cn cabs a-d 12bil lees eceived in comedian with the distr balm of mutual kra to out oleos ere axf or our Afire recce* revenue sharing manna from disabusal ands advisors of the mewl hinds that we all hear snorts are based on two different cony:rents, (0 the amass of sales by LES of a particula meal lad family tool" dents; and BO the asset vale of a particular mutual tad f ambit threshold a the fins - We indoor affiliate also receive retwork Pp a-d ameba processng fees in consi*rattrif or transfer agent services tat we inside so tie mutual funds. These fee goreraly are paid from investor assets h to mutual fund and are a feted dollar anoint based on the renter°, accosts at the broker-dealer holdng maid fu-ds of that f u-d - h addition to carimissicns received in correction with the ale or cfstrbutan of annuity contracts and CONFIDENTIAL tnt invesurem oust units to as clients, we ridor as Mikes receive reverts sprig complication from may of the hstranee companies trcbreniting the annuty enacts. Manes of the .nuance empties or sponsors of the unit investmem busts we dwibute. — Our if ikatel afro reserve trafing commissions ad otercompensatew from mutual funds aid i-eusa-ce canaries whose products we ckstripule. — We receive an errual I ee frcm Les Balk USA and LBS AG Stamford Branch of slow 125 per account sweeping to the basks uder the 1.85 Barr Sweep Program. Activity Information rowing commescris and deter charges incurred in correction with to suasion of tads, inducingoption transactions has been included cn confirmations previousy furnished to you. and well be provided to you pronatly on request. Short King If you are engaged in short selling a security, you may incur a charge due to certain trammed costs kr that pa-Ocular sway. Open orders Regarding open or tgaxitilLeanerilee orders tat were not executed by the statement date, open buy and set stop orders ate (*deed by the amount of dividends orrigus co an modular.* a essitits dice unless instnxted of-4min by you. You are responsble kr orders that ate executed die to yotr I elute to cancel mina open cadets. Privery To obtan a copy of as current Client Privacy rance. please contact sour Financial Athisor or visit or webrite a won phenwarmirrenntre. — LBS F runcial Senices arm a bank. The Rhea, Business Services Account RSA and AMA are brokerage accounts which prow* access to barking Servos rid podicts trough wangements with afNiated banks and od-er tad-party bank& and provides access to rowers. and annuity padres issued by unbiased Alb:Spiny it:wince Asmpinin *maxis instance agency strident. of USSFrancir SW*4% Inc - entalment, Mutate. ad amity product, - Not FDIC issured• Its bank guarantee May bse vale - WA, fern lianagerwent Account, Business Services Account BSA, IRMA and ntorutional Resource Management award .7 mattered service maks of U3SFilandai Services hc. - VISA is a registered tadernat *ward by Visa hternassami Service Association red used under ICOITA UBS Vera not cards ad the Ise Vea debt cards a, issued by LES Bank USA with permission from Visa U.S.A. incorporated M otter redefine-Ns, registered tranurks, seek. maks and registered seine maks ate of ter respected companies as Fhanciat Services Inc. Rev. 201702 SDNY_GM_00027273 EFFA_00137893 EFTA01278630 *UBS U8S FMancial Services Inc Private Wealth Management 299 Park Avenue Øls 10171.0002 CNP70055699390317 X1 0 Account name: GHIStANE MAXWELL Friendly account name: Indio: Elalyasny Account number 55 Your flnandal Advisor SCOTT STACK MAW LYLE CASRIEL Phone. Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourcetine at 800-RMA- WOO, account eisitoer website: www.ubscomt firiancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from wow. annuakreditreport.com Resource Management Account March 2017 HI IN MAXWELL on February 28 (S) on March 31 (I) Sources of your account growth during 2017 Vzdue of your account at year end 2016 $922,733.00 Your assets 950,81100 947,298.00 Your liabilities 0.00 0.00 Value of your account 5950,813.00 Tracking the value of your account Thousands $947298.00 922.6 922 7 9`0.9 947.3 Your investment ream Change in market wine 524,565.00 Value of your account on Mar 31, 2017 S947298.00 390 Dec 2014 De< 2015 Dec 2016 Feb 2017 Mai 2017 SDNY GM 00027274 Member SIPC CNP70003306559909 NP7000307237 00005 01117 0305750Di 100000 Page 1 of 6 CONFIDENTIAL EFTA_00137894 EFTA01278631 SUBS Resource Management Account March 2017 Your account balance sheet Summary of your assets Value on March 31 (9.) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% I Non-traditional 947,298.00 10000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $947,298.00 5947,298.00 100.00% Account name: GHIS.AINE NIA 0.1(ELL Friendly account name: Ind i Account number. Your current asset allocation Eye on the markets Index Percentage change March 2017 Year to date S&P 500 0.12% 6.07% Russell 3000 0.07% 5.74% MSC I - Europe, Australia & Far East 2.87% 7.39% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2017 3-month Treasury bills: 0.74% One-month LIBOR: 0.98% -0.05% 0.82% Your lq nodal Advisor. SCOTT STACK MAll LYLE CASRIEL CNP7000300S56991 0 NP7000307237 00635 0317 03057500alyyGht 000270,se 2 of 6 CONFIDENTIAL EFTA_00137895 EFTA01278632 SUBS Resource Management Account March 2017 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account nome:Indisinibal Account number. March 201713) Year to date (S) Opening account value 3950,813.00 $922,733.00 Change in market value -3,515.00 24,565.00 Closing account value $947,298.00 3947,298.00 Summary of gains and losses Vaue5 repOrle0 below exclude products for which gait enolosses are not classifies. Realized gains and losses Unrealized March 2017 (I) year to date (S) gains and losses (S) Long term 0.00 0.00 47,298.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor of Branch Manager. Youcan find a NI description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibiFty consideration None selected Your account instructions • You account cost base default closing method is Fif0, First In, First Out. Your Pi sandal Advisor: SCOTT STACKMAN/LYLE CASIBEL SONY GM 00027276 C HP703033055699' 1 NP7003307237 00035 0317 03057900I CONFIDENTIAL 100000 Page 3 of 6 EFTA_00 37896 EFTA01278633 *UBS Yournotes CONFIDENTIAL EFTA,131897 EFTA01278634 *UBS Resource Management Account March 2017 Your assets Account name: GHISLA1NE MAXWELL Friendly account newt.: Indiv Esalyasny Account number. Some pnces, income and current vaues Shorter may be approximate. AS a result gains aid losses may riot be accurately reflected. Set rmporunt infoartabon abour your statement a the end of ths docurnem for more infornsion. Non-traditional (anise equity funds. Hedge funds, and (Met investments are held It yOur UBS Enamel ServiteS mc. (UBS IS) balers:ft account. The Notions reported below reflect the recceds of the issuers, and USS FS Wes riot patentee the accuracy of the I riormation The value shown Is nal necessarily the value you would receive hem the Issuer If you sd d the assets. Funds settee), sdd by UBSFS ere subject to ongoing due diptnce, although the level performed rriay vary A dosed fund may be sutiect to no ongoing digence A fund that you putcbaved elsewhere may never have been suhect to UBS FS dlige me. although UBS FS may receive a fee from l he fund's manage I, whit h may constitute a macnity of the nlanageMent i nicentl* lee. Please contact your financia Achnor with questions ' Est value per unit' is an estimate of value supphed by an independent valuation ton and reflects adjustments for factors such as the equaty of the units. Hedge funds Wiring ATLAS ENHANCED FUND LP P/002128/17 Trade date: Sep 25, 14 PurchaSe price Norte: Awed% poce of shafts per shale (S) Client investment Cal 900,000.00 Your total asset value on ma 31 (5) Non•tmditlonal Hedge %ads 947,298.00 • MN Your N nandal Advisor: SCOTT STACKMANLYLE CASRIEL Estimates of vane suppled by Issuers of Celan programs (which are gene idly 'net asset acre' estirnate0 are shown as ' issuer est. value pet unit'. For (AMMO equty f unds, 'Est. value per unt' is a value updated quavery, based on the Net Asset value NAV') in the fund as of the date sped fed °lustedby 'ding oldie' calls and sub' real rg dslnbutlons ante the NAV date The NAV is primarily based on estimated portfolio values provided by the undertying fund sponsor These two values may vary became of differences In the way they were estimated and because the • Third parry est. value per unit* may have been PROMO co the basis of financial irionnaton other than ye&.end Reported estimates may not reflect resat liquidation or repurchase value, a any, and may rot reflect dst Sault ons of caoaal until the next valuation is repotted, generally on an annual or strre.annua basis the undo( this statement Cost Price per share value on basis (S) at Mar 31 (S) Mar 31 la) See imponma inionnatton at/our you( stdrtemtnt at unrealized0M tmemment Hddrig win or loss (5) hymn CS) Defied 900,000 00 1.000 947,298.00 47,298.00 LT PerCenta;t cl your account Cost bass (f) Estimated annual none (S) Unitatzed gain or loss (s) 100.00% 900,000.00 47298.00 Total $947,298.00 100.00% 2900,000.00 247,298.00 SDNY GM 00027278 c xin7C0030055699I 3 NV7003307237 00005 0317 030575004 CONFIDENTIAL 100000 Pap 5 of 6 EFTA_00137898 EFTA01278635 *UBS Your notes 0. , 000.6,,,, ,,..,.... , 000..1,030A 060W_GP,0002,AIS 6 el 6 CONFIDENTIAL EFT,00137899 EFTA01278636 Important information about your statement IJ36 Financial Services ts. (the torn or UBS f nerd' Servki.O, is a member of all principal cecisily, comrrody and optimarthangers. UBS Financial Semler, and UBS Bank USA am i-diect subsidanes of UPS AG and Shades of U3S Sautes U.C. The Finis I ranoal statement 3 available upon reuse's The Fins exennire offices are at WS Finance' Sautes 1-c. 1200 Harbor Qauleverd Weehawken..07086 This %dement represents the on/ off icial record of you UBS Financial Services account. Other reccrck meat off la* lac documents, contanng conflicts-9 data should not be relied moan II youbeen* there is en eery or omission Moak report it immediately n wring to the Branch lianacer of the arice wvig your account. Althemfi al figures shown de Mended to be accurate, statement datanoun not be AS kr tar purposes Rely idol/ on yemend tax forms. a . Form1099. 5498. 10425. etc ) when prepanng your tax return. The Fish required by law towns to she IRS all taable Widen& reportable yenta ebb darning and taxable Swett end al SICL•iftia held n pet =cowl. net proceeds on see tramactions, awl con basibon certain covered seosaies. Caveresdatkne with ne Firm • Please record iim fey oral ormancabons in wriarg to further protect your rit4s. indudrg your runs viler the Seosiies Investor Protection Act ISM • It the financial initution an the top left of to trcni ol this slims isnot CBS Enna Sawkes, CBS Financial &mites urn you account as Waring broker by arra-gemint vet the in:bated institution We intorno, you of this relalcnshia when )Mi opened this accost h the case. your kris and arose/es at boated at LOS financial Services and rot to imonsag brner. and you mist nuke arena of any error or omission to bode firm. • As dented in the account agrentn. YOU must roily us of any enors or fraud Woking decks reflected an your statement within 30 days after t was mailed a made nibble. • Plowdirect customer complain or Fins C fent ent at or toll-free 8:00 A M. to 660 P.M U Monday through friday. or in creing to WS Il ya Semites km., Clio Relations Department, M766 Union Ciry,• 07037. • A Ilrldements shall be deemed con-piece and acute it not objected ton days • Fa TTY sea or from outside theUS.: Cal • h cede of *noes or sumac about al **meanie Isrds tans* (FR). BS Verathinit card transacbons call aurae to UBS Fnanoal knits Ix.. th floor. Wiehacken. 07086, Ann FOANESA Swat, Cal a write as soon as you can, it you thak your *dement a receipt is cragored you need more rthrmaton abet a transfer on the statement or tempt. The in or Card bsuer (as enolcable)mu5t her fromyou no later than 60 days after the Fe n ow you the first st Winne on which the erns or Froblern artemed. - Proved. pa name and accost neater (if any) - Cesabe tie error or the trios* )Cu at UTAH* about, a-denim as chart as you can why you believe d is on an a why you need more Hamann - Fran. the dolor arncum of the suspected sera. The Firm or Card bsuer wil icestgete your complies and will coma my mar promptly. For alleged own Moth? UBS Una dna ca-d transactions if we take more than 10 tact has days to &Ws, we will credit sou accord for the amount you the* is in ens so that you WI hive the use of the money dunng the tine it takes us to complete our iwestisption. Please mike all checks payable to the Firm or the finical inmost) ideated on the front of thq statement In addition to ngtSr acacia fees, accounts ma/ be abject to mantena-ce lees, chaps for late pamont Ice securities purchases and charges toe unpaid anoints n cash accotnts Accounts that am tansferred to other insInAcns may be subject to a transfer lee. UBS Sweep Options CBS offers options Ice warng cash balances balances to bark deposits at UBS Bart USa. and CBS AG Stanlad Bench (Brit Sweep Progank, money musket mutual funs (Money Fins) and the inns-Wane' Depose Attest (DA) for customers with an Memnon* Rescue, Managemerd Account. Though the Bark Sweep Program% cash bate-ices am swept to LES Bank USA sp to anestablished ard then to UBS AG Stanford Branch a a Wray Fwd. Deposes MISS Bank USA arer insured in accordance wit FCC nibs. Form intonation please nit wwwfdic got Deposes a AG Stamford Brant at shares of Money Fads are rot Oared by the FCC. Through the Dq cites am swept to deposit co acunts at UBS AG MI Branch and UBS AG Cayman Branch. These outs are not insured by te PDC. Balances held at MU% AG Cayman Branch are curporanly noosed to the commign rid of doe Cayman Blank, and there is noIndent.e or otter ongation of LES AG to repay the balances chileonthe UBS Cayman Branch's bxks. Deposes a LES Bart L6A and each UBS AG Branch are rot protected by SIPC. Money Fund shams are protected by SIPC. See 'S. Franc& krises Account Protector,' below. Upon your request, balms ion to Bark Sweep Programs or DA may be withdracn and shares of a Maley Fad may be liquidated, and the proceeds returned to you or pole season Sant Father Hamann about ant** weep options, nclairg curert ireerest rates and yelds, s available at vemv.ubscardweepyrelds, from your Financial Advisor or by calling 800762.1000. UBS financial Services accoton protection The ism re a rumba of the SOW tics hunt. chnebon Corporation (SJPC). which protects sectrein customers of its members solo f6C0,0000-cldag S25060 for dains for cash). &pliancy &ochre available upon reobest or at www.sOnorg. The SEC asset protection knits apply to all accost tut you Fold in a particular capacity. The Fim, together Wth cenain affiliates has also purchased expleenental innate. The mwmum mount 'stab to al *glob dents tokawet soles this protection is 1500 million e of Derteber 10, 2016. Sibita to the poky cordilims ard limitations. cash a the firm further protected fa up to 1.1.9 million in the vamps for all yois accounts held n a palioular (swear A full copy of he poky wading it avail** wen request. The SIPC protection and the supplemental protection both in not apply to. • Certain feline's' assets controlled by (end SoLded 01 you. acivalue) but held awryfrom UBSFifnel I Services cabin () cash at UBS Ba-k LEA, 00 cash at G US. Branches. Ori nstrance products, including variable /awaits. and (i* shires of mutual lunch nitre such them are registered diectly n the name of the account holder on tee books at wads of to ware or trartie- ;rot); • trirrestrrent contracts or rivestment inserests!., limited partnerships and private placements) are not registered under stalwartsAct of 1933; end mm • Co odities coreacts foreign embargo and precbac metal contacts). potluck.? f acres contacts ad commodity option contracts. the SIPC protecton and to supplemental prommon do not apply to these assets hen 4 theyahem& appear on your naemerK. The SIPC protect:xi rd the suntemental protection do not protect against changes in the market vale of sax investments ktelber as a result of market movement issuer ba-kruptcy or other-woe) Dividend ReiWettelbeelt Norm (DRIP) The an reflected ban average price You may obtan the actual price from yar &axial Advisor. Only nob tare are purchased under Oath petrel shines will be sold rd the cash wit be deposited h your account. The dviderd renvestmere price *poled by to issuer may dHor f rom the market price at cash the part& shires are sold Caelbibliw pry Male unitarily te held in you accord. If you aw emend to a palel unit as a result of a dekko-41)4°1ml or otherwise. the Film will ether sell panel trots at markt eke or accept an amant determined by a registered thorn agency, and credit you accost 'widener* objecting The mummer* objectives it risk profile are speclic to each account and may varybetween you secants Please alne the Firm prom* in writing of any conikant change in tax financial 'Mahon cr investment &saws. For each accord het,, you choose one of the !Dionne investment objectives. CONFIDENTIAL • Padua Current Income: Westments seeking the generation of Scome ont. • *Maw Capital Apprec4Rion: Inmstmonts Inking growth of principal rather thin the generation of income. • Psoduce Contheition of Incase and Capital Appreialon.lmetrnents seekirg both the generation of name and growth* pane**. Overall risk profiles • Conswasite. Seeks to martin nisi l pi-c.pal, with low riA it volatility 10 the account own; even it that nun to accout does not generate signifier' income a fan and may rot keep ado with inflation. • Moderate: Mang to accept sane risk to pink)* an tolerate scene volakity to seek hither returns. • Arnie: Wiling to wept high do to pnnopal ad high volatility to seek 1-mbreturns owe time. • Werstorea agony Conskihf anon: l selected a portion of the podia* f or tut account may include conplex strategies, tinted libricity and rate volatiles Statement lietereheldier We may consolidate al related account gaipmess with the sane address in the uric envelope.. because they ham onnes who abo mantain Ped account cebtonthps wen other clients at the fan address. If you profiv to ricotta indadual stattmads mailed in separate envelopes, you mydecline houkholding by cali-g your Fe-uncial Ackesor. Friendly ocitOwl Mime The Friendly account nay* is a customizable *ni:knane chosen by you to assist you with your Nankeen-9 It has ro legal effect on your account. You can champ your Friendly account names. through Once Services a by mowing you Financial Anita. Account overview • Valle of pat acosatippstrolo. Net of assets ad iabiliei • Asses Includes await* cash balances. webers for restricted security (M), and Global Time Deposits, wreaked marks to market, andcertain assets not held by the Fen. Doesa,lindude unpriced securitiesrassets at the end of te prior and anent statement periods, a senate iwestrrunn, invested stock options it ,,srr2tde nod. options • At& Os. Panes deb* balances. outman:Mg rrurgn lows credit line, short want balances. • Cashiniorey babnces. Total of uninvested nal** Cash betimes, pis deposit balances at UBS Bank USA, UBS AG U.S Birches aid money market mend kind wean balance,, M the art of tee Meommt period Nn-commodity free credit balances in you- amount de not negated born other balances and to Femme/ use any of these funds in the Ordinal. cease ol As lama-ins. Thew funds are pyabb spa, your Amed. This total is retooled in the anent period cloning value SDNY_GM_00027280 EFTA_00137900 EFTA01278637 Important information about your statement (COnlintled) landing information Ice delarechnlormstron on the Fires lending Fade's and dadosers. refer to youClient Relatathip Aoreement or Accost Agreement ad the General Terms and Conditions. LES Statement of Credit Practices available in rag/topers and Disclosure' a writ uhscamtanounteirireloo gas. Yeti wets Your statement itemises neuritis ad other assets held tithe soxrd at the end of tie gatemen period. You may ath. for &Ivory a tut? pad %earths al ary time. You may rook* securkies seed as loan collateral alter paying any balance the gas them. der/ securities transferredto the Fan dreg the statement period are lined at market aide as of the end of the stamen period. • Cos bath. In deternning the cost basis of the smiths included in this statement. where indicated ash the natter 'I,' LES Fnancial Servkes has relied oninformation obtained from sources other than UK Fhenual benicess including natation from mph,. fin a that you may has providedto you Finnic Arita. The firm does rot independently venfycc gaunt* the sans, a rattily ot any Wonnabon provided by throes other than LES Fisexial Services h addrtiss although LBS Firencial Services gamely, updates tin riforrnaticn as it is received. the Arm does not meth any assura-ces tat the hfcanaith kit 'Cost basis" and "Unrealized girl loss' is accurate as of to date of ht statement. As such. please do not reti on this itemation to make Warr cr sale decisions. fa tad arPoses or otherwise. Accounts transferred to the Fie may reflect gar/loss nlormaticn only foe the period of tine they so heed a the Pint More historkal Marna On can be aithd by tar Snarcia Maar. • Unrealized gains/basses When data is amillole, estmated sneaked gainllones at calculated fa ntitaisl warty Iota The transaction data for inirdaal the may or may not reflect carmistiore, charges mulct security resorganizatkn events. Oricknd and ater reinvestment lots ad systematic caches. tits are each combmed to dither ore award lot the 'Trade date cotton resents the criginal transaction wade data • Callable searitiet Bonds and preferred stock that the issuer cats for eery redemption veil be selected ins:Maly by lot from amorg all startles of tat 651/7 held hour name or in norntth nano foe ar dents. Call Seam hformation is obtaned from third parties and is accuracy snot guaranteed. Other call teethes may east which scud affect yield complete Soma on will be melded upon request • Ceti Rataa of&Path (0, COs are FDIC inured go to 5250,000 it principal and accrued interest per ckposaor and per depository institution h accordance with FDIC nit. • Price/value Prices displayed for securities and other Orrodsts may be higher or laser than the price that you would adualy receive in he market. Prices ire obtained from verbs had party sources *hill we believe to be relible, but we do not gasket their scurry. - We general/1M tie closto emcee/hen avail* a the mean of the bid ad ask prices for lined starts and opbcn or orey bd prices fa OTC starities. ▪ LOSS actnek, traded securities may be priced using a valuatin model a the most recent peke we Mined and may not reflect al actual market price a wake. - Cenan poutiro may appear wren:on:me ad will thew fa • Fin was rot avalabla• d we re enable to obtain a price for a tensity. - Deposits a securities denominated iscurrercies other than U.S. done:, are reflected a the eschange rate az of the statement date. - fcr certain wariliw tradng hhnorn.conformig denornivtiona price and quality (face vales) may have been adjusted to facilitate Prater valuairi To cbtan °rem quotations, when araitti. contact ".:of Fraxial talcr. cr. n is (rickdrg drew rr• • ; • .... ,-, rid real estate imestment trust >nsanft>) area AttIlkft4 prvakis are grimily hrgh akuid Certain sea-Bred roasts haw not been registered with the Securities and Exchange Cammiskri or under any state securities laws. We povideestinated vats la prase investment mouths ard alnstured products for recemasral Mathes only Acct. ay is rot guaranteed - These values naydiffer skbaantiaty from prkes, my, at which a prorate int security a structured product may be bought or sold and do rot necessariti represent the was you may receive than liquidatkn. - Third party eninaes of dais se x of a certain date ad ere supplied to UBS Fna-cial Servkes on a regular bass by an independent valuation hem. - issuer, gnwal print( or sponex estimated vales, it are, an applied to the Fie byte issuer, general partner or sponsor and may be cakulated based on deferent information ban teamed by Ihrd parties to denve thee estimated values. - You tan obtain adiaknal hformatir regarding the methodology used to determine the estimate of value and the date of the Horrnabon that is the base for the estimate by contacttg your RI-afloat Musa - Third party edinaSad vitas may be reflected as 'Wit priced' in several stualket when an tdeperdent valuation tm has not suppled a es unable to assign a vats. when we become aware that a material event has soared that may call a previously waled vale teo queetion. a San a value would be highly speculative due to the nature the security. - When twits an issue, general partner or sponsor estimated value nor a INA-party estimated vale is porded the vale of the sensily will be &Petard from ascent-est price. - 'Distributions to date' may include ream of capital, (sane orboeh. - 'original unit size • represents the mil offering pith per unit and my not reflect your cost bass. - DPP and added REIT 'earths are not listed on a natknal wants rethange, and are "mealy illiquid and even if they can be sold the price received may te less than the per share estimated vals proricksd n the scant statement. • Rankled moturkias Restricted searitin genttaly ay rot wren* elgbla kr public sale. U8SF11111Ciai Services uses the market price of the unrestricted node cd she sane issuer in an Matted value far the restricted stock lor promosof this statement only To the extent tat rosined swarths are oligble la We, the vale marked may be obstantialbr less than the Irthased value town • Ea festinated) lame. 0111.111 p&* and maw An *OSA< of arruil inane is based on curse divided ad iaarM rates, assuming T, seardin will be held for one yea from statement date or ant maturity. DS narrate is only a gudelne, accuracy ad continued ncome are not guaanteed - Entrated arnual income and curvet weld fa certain byes of stashes could include a retun of principal or capital gains in which owe the en. income (ad avert yield would be overstated. - Estimated anal mean ad anent weld and the acted icon, and yield er be lower CC higher than the estimated amounts. - An estimateof a-rualized income Heeded ands interest) divided by the current maket Wildaveage balance is bated on the last chard or instep payment made by the issuer and assures tie searteerdeposks will be held for one year from the statement date or until mattrily. Accuracy rd contrwed read ax not suarathed • Assets not held by UBSFkiencial Servitor. Conts xsets se rot hell by the Fim ardna with the Fern's possessi:n or anvol. These assets are dvlayed on yos statement for informational purposes oNy. Positions r4 values presented are provided by to Suing fan UBS F rental Stnntel not respond* for this ilamaion and does not guarantee its accuracy. These assets se not premed by SPC or the anis supplemental SIPC coverage. • Revenue thawing and Saimaa sensitisation. - h a:Widthto commkskns as sales wad 12b.l fees welted n,comttbn with the diftriuti:n of mutual fins to our dents ere ardor our abbe* recto* reams shreg parer*, lean dotrbacrs ands advisors of the mewl bra that we sell Thee annals are based on two d Bruen, conformer (0 the mart of sales by L6S of a particular menial had family to our clerks; and 60 the asset value of a particular mattel lend f me/ s shiresheld at tie Wen - We ardour affiliate also receive retworkte; annbus processing fees in consithrationfor transfer ages services that we provde so the moist funds. These feet generally are paid from investor asses es the mutual f und and are a fired dollar arrant based an the renter of acccuts at the brckerdeale- koldng mail 'wool that fed family. — h addition to carmitsions received in connection with tlw tab or dittnIutith of annuity contracts ad CONFIDENTIAL sit immanent oust units to as clients, we actor as affiliate receive (OWLS shariv compmulion lion many of the Mugse commis uthreniting the ander:tracts. Meths of the insuance companies or sponsors of the set investmem treats we distribute. — Our mediates afro receive tracing ccarnisione rd otercomponsation from mutual funds ad inura-o9 canaries whose products we dstrioule. — We recent in areal lee from Leslie.* USA and LI3S AG Stanford Branch of is to k25 per accord sweeping to the bats u-der the lEtS Bari Sweep Program. Adatity Information regarding commoscro and other charges incurred di correction with f, wealon of fade, inducing option tenth -bons has been incluckd on confirmations previoudy fumished to you. and wall be provided to you promptly on realest. Short sling If south engaged in shot selling a securty, you may incur a charge due to certaintoroth-9 costs to that paticula setae,. Open onion Regarding corm or •gxd.till-cancellee adrs that were rot executed by the statemert date, open buy and set stop orders ere rediced by the amount el deadest or rigme an Si isdividensh a eeritits thee unless inserted °tsarist by you. You are responsble for orders that .we mewled are to your failure to cancel ming open ceders. Privacy To obtais a copy of as current Client Privacy Notice, please contact you* Fhancial Advisor or visit err weteite at wthantemnanksdenire. — LEG &antral Semites isnot a bank. 1116 RNA, Business Services Account ESA and IMA are brokerage accounts which crania access to barking 54.-Vof ad Prootiom trough amangements with offload banks and od-er thid-party banks. rid provides access to rthrerce and amok, prodsis issued by snal f limed tali:arty thwarts companies *rosin intestine agency al:skirl*. of LOS El-uncial Senths Inc - itiethrient roura-ke, ad amity prcdda - Not FDIC thised• lb bank guarantees May hose rake - WA. essays Management Account, Busnna Services Account BSA. IRMA and ntemutronal Resource Management Accent are nerstemed service maks of U3S Financial Services hc. - VISA is a registered tadernalc owned by Visa hternatanal Sense Association ad used ads keine. 1hte UBS Via not oath ad the UBS Via debt cards are issued by LIDS Bare USA with permission f rom Visa U.S.A. tcorporatect M other trademarks, registered Us:knurls, service marks and registered service marks are of ter reopens. cowmen UPS inane:al Services Inc Rev 20170) SDNY_GM_00027281 EFTA_00137901 EFTA01278638 SUBS yes FMancial Services Inc Private Wealth Management 299 Park Avenue Nib, 10171.0002 0010056426170417X1 • 0 Account name: GHISLANE MAXWELL Friendly account name: Indiv: Balyasny Account number: SS Your Financial Advisor: SCOTT STACKNIANUYLE CASRIEL Phone: Resource Management Account April 2017 HI 24 MAXWELL Questions about your gatemen Value of your account Call your Firancial Advisor or the RMA Resourceline at 800-RMA-1000, on March 31 (1) On April 28 (S) account Your assets 947298.00 954,042.00 %Stole website: Your liabilities 0.00 0.00 www.ubSCOrnteinanCialServiCeS Value of your account 5947299.00 $954,042.00 Items for your attention CU! Caprtil Vurket Azurnpions and Strategic Asset Allocations were updated at the end of Feb. These changes may impact your portfolio. Please call your advisor with any questions. Tracking the value of your account S Thousands 922.6 922.7 947.3 • • 390 Dec 2014 Dec 2015 Dec 2016 Mar 2017 arm 2017 Sources of your account growth during 2017 value of your account at year end 2016 S922,733.00 Your investment return Change in market vaue 531,309.00 Value of your account on Apr 24 2017 $954042.00 SDNY GM 00027282 FA•mbar SIPC CNP7004:6005642617NP7000193294 00005 0417 0305793Oi mC0C0 Page 1 of 6 CONFIDENTIAL EFTA_00 I 37902 EFTA01278639 SUBS Resource Management Account April 2017 Your account balance sheet Summary of your assets Value on AO 28 (9) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% I Non-traditional 954,042.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $954,042.00 $954,042.00 100.00% Account name: CtihINE .A V. ELL Friendly account name: indix.alasiy Account number: Your current asset allocation Eye on the markets as of April 27, 2OO Index Percentage change April 2017 Year to date S&P 500 1.22% 7.36% Russell 3000 1.38% 7.20% MSC I - Europe, Australia & Far East 2.72% 10.30% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 27, 2017 3-month Treasury bills: 0.79% One-month LIBOR: 0.99% 0.68% 1 51% Your Knenciel Advisor. SCOTT STACK mAn LYLE CASRIEL CuP700030056426I 8 NE7003193284 00005 0017 030575004 CONFIDENTIAL I 08O111YGM000272%96 2 of 6 EFTA 00137903 EFTA01278640 *UBS Resource Management Account April 2017 Change in the value of your account Account name: GNISLAINE MAXWELL Friendly account name:InclivBalit Account number: Apnl 2017 (1) Year to date (1) Opening account value $947,298.00 1922,733.00 Change in market value 6,744.00 31,309.00 Closing account value $954,042.00 $954,042.00 Summary of gains and losses VtlueS reported telOw exclude Paa0uCli 101 which Ord anOlOSSeS are not classified. Realized gains and losses Unrealized April 2017141 Year to date 14) gains and losses (S) Long term 0.00 0.00 54,042.00 Your investment objectives: You have identified the following investmentobjectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in important information about )our statementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consideration • None selected Your account instructions • Yotr account cost bass default closing method is FIFO, First In, First Out Your 14 nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL SDNY GM 00027284 CNP70001005647619NP700019:0284 00005 0417 0305750:>1 CONFIDENTIAL 100000 Page 3 of 6 EFTA_00 I 37904 EFTA01278641 *UBS Yournotes CONFIDENTIAL EFT,00B7903 EFTA01278642 *UBS Resource Management Account Ap .7, 1 - Your assets Account name: GHISLAINE MAXWELL Account number. Friendly account name: Indiv..31 aSiy Sane prices, income and current values ShCHM may teepproxiinble. ASS itue. gains endlOsses may not be eccurately refkcled. See Aportant intosatabon about your statement a the end of ttws dxurneM for from infornmon. Non-traditional Private egUty funds, Hedge funds, andOthet investments are held in your UEISFinarcial SNvlces inc. (UBS FS) broilers:, account. The pootrons reported below reflect the recceds of the issuers, and UBS FS does me garantee the act utacy of the Idom.:Mon The value shown is not necessarily the value you would receive from the issuer if you sdd the assets Funds actively sdd by UBSFS ate subject to ongoing due digence, although the level performedmay vary A dosed fund may be subject to no ongoing digence A fund that you purchased elsewhere may never have been subject to UBS FS dlige nee. although UBS FS may receive a fee from t he fund's manager, which may constitute a maalty of ire rnanagemenuincentive lee. Flease contact your Financial Advisor veth questions. • Est value per unit' is an estmate of value supplied by an independent valuation arm and reflects adiustrrents for factors such as the equidty of the units. Hedge funds whin° ATLAS ENHANCED FUND LP A/00331/17 Trade date: Sep 25, 14 PurchaSe P(a' Number Aveiage price of owes per share (1) Client investment (S) 900,000.00 • Your Financial Advisor: SCOUT STACK MAN' LYLE CASSIEL Estimates of value Stippled by issuers 04 Cerlan program (which are generally 'net asset vain' estenattS) are shown as ' issuer est. rake per unit'. For Pnvae equty f unds, 'Est. value per unt' is a value updated quarterty, based on the Net Asset value C NAV') in the fund as of the date specified ousted by adcling oldie' calls and subtracting dsinbutions Once the NAV date The NAV is primarily based on estimated portfolio values provided IN the underlying fund sponsor These Iwo values may vary became of differences in the way they were estimated and because the • Third party en. value Per unit' may nave been prepared on the basis a financial irionnaton other than yezkend Reported estimates may not reflect reside, liquidation or tenure hae value, a any, and may rot reflect dst ebutions of caoital u nhl the next valuation is few/ed. ;env,* on an annual or serrtannual basis See Important inlototatton atloar yam statement at the end of tits statement. Cost Price per share basis (I) on Art 28 (1) Apr zia 0) gain or loss (S) value on Unrealized Rae tmestment Holdrg return (51 period 900,00000 1.000 954,042.00 54,042.00 LT Your total assets Value on Apr 28 (1) Percentage of Cost your accost tests (5) Esbrnated Unrearzed annual income (S1 gain or loss (1) Nontraditional Hedge funds 954,042.00 100.00% 900,000.00 54,042.00 Total 9954,042.00 100.00% 9900,000.00 954,042.00 SDNY GM 00027286 OW70:03305642621 NP1003I93284 00005 0417 030575004 CONFIDENTIAL 100000 Page 5 .4 6 EFTA 00137906 EFTA01278643 *UBS Yournotes '- = --==i -i - b"------ CONFIDENTTAL EFT,00B7907 EFTA01278644 Important information about your statement IJSIS Financial Services fro. (the Fern or UBS Fnarcial Serval) is a wriber of all principal vacuity, centrality and entire exchanges. UBS Financial Semler, and UBS Bank UM ore i-diect subsilanes of UPS AG and *Slaws of U3S Season U.C. The Fun's I isanoal statement is available upon regLest The Fines tannin cakes en at: 1115 Fine-cal Strikes Inc. 1200 Harbor Daulevard Weehewken. 07086 This statement represents the onk officialrecord of yar U3S Financial Services account. Other reccrck except official tat document, contanng corilicwg data should rot be relied wan H youbeen* thew is en woe or 'minion phase report it immediately n writing to the Branch lianacac of the o ise wvig your account. Allhaip al titan sown se intended to be accurate. statement data thoukt not be AS for tai purposes Rely meek on yemend tax forms, a • Form 1099. 5498. 10425. etc ) when orepanng your tax return. The Fim required by law to repon to he IRS all eatable cheddars leportabb rontfrable cfreithrta and taxable nevem erred en families held el pet =cowl. net proceeds on see trakaclixe, and con basinon certain covered searties. Cavordenlatkno wide duct Firm • Please reconfirm any oral cormunowons in wrierg to further protect your rith4s. mdudrg your nthis under the Se sties Imenor Protection AO (SPA) • If the financial the-Million an the top lett of to Iran of this slims isnot CBS Fnincitl Strokes CBS Randal Semites carries you account as Waring brdcer by arra-gement with the nicked institution We in you of this relatimshio M1entral opened this axon. estrus case. your era and swore/es at boated a LOS financial Senates and rot thr fritcd.ong braer, ad you nut make a awe of any era or omission to both firma. • As dembed in the account agreements, yin mist roilyus of any eras or fraud irmthring decks reflected an your statement within 30 days after t was mailed a made available. • Plenadna owomer complaint% or Finns s C fent ent at or toll-free 8:00 A M. to 600 P.M U Monday throug or in ming to U6s5 Il ya) Services Ix., Clio Rations Departnent, M766 Union City,• 07037. • A II sltements shall be deemed connleee and acarde it not objected ton days • Fa TTY ser or from outside theUS.: Cal • h um defer., of sun' an about as *ketonic Inds transfer OFD. Veandabil card transactions call cowrie to UBS Sirenoal %rifts Ix., lest, 6th floor, Weehawken. 07086, Ann RIVWESA Sakes, Cal a write as soon as you can, if youths bar *dement ce receipt is wrcrg or d you need more inkmaton *sod a trader on the statement or make. The Film or Card Inuer (as anolcable)nntl her IroMy0u no later than 60 days after the Frm um you the list et atellent on which the era or Problem exemed. - hoed. pow name and accosnt nteriFer OF any) - Casaba the error or tie trawler )Cu ore inure about, rod explain as chark as you can why you believe a is an inn a why ear need more information - Provide the dolt amount of the suspected era. The Firm or Card Issuer we inesigate your emplane and will coma ry mar promptly. For alleged won nnolvina UBS Veen ebbe ea-dna-earn:re, if we take more than 10 Ds hest days to dank, we will credit yost Laant for the amount you that is in error, so that you MI hen the use of the money dunng the tine it takes us to ccmplete our iwestiption. Please mike all checks payable to the Firm or the lirnmi imsledian racked on to teak of the statement In addition to make town len, accounts mw be abject to mankind*, feet chaps for late parr-mot kr securities purchases and charges for unpaid amounts n cash accounts Accounts that ore tansferred to other inslodons may be subject to a transfer lee. UBS Sweep Options 1,85 offers options kr swami? cash balances balances to bark deposits at UBS Bat US& and (SS AG Stamford branch (Bak Sweep Progeny), money market mutual fiords (Money Funds) and the Imarimional Divas] Weave (DA) kr (Women with an Hemalithal Rescue, Management Account. Through the Bark Sweep Programs cash balances ae swept to U3513ank USA Lp to an established knit and then to UBS AG Stanford Et anch a a Wray Fwd. Nooses at Les Bank USA arer insured in accordance with FCC nibs. Form intonation paws. van wnwfdic got Deposes a AG Stamkrd Branch ad shares of Morley Fads ale not it by the FCC. Through the Dq caritas re swept to deposit co acunts at UB5 AG MI Brach wolUES AG Cayman Branch. these outs are not insured byte FOC. Balances held at the LEIS AG Cayman Blanch are terrpararly winced to the scrdnign rid of the Cayman trend; and there is no ascent.. or oter obfgation of WS AG to repay the balances while on the UBS Cayman Branch's bxks. Deposis a LES Bat L6A and each UBS AG Branch are rot protected by SIFC. Money Fund shires are protected by SIPC. See 'S. Enamel Services Account Protection' below. Upon your reqUelt, balms in to Bank Sweep Programs or DA may be withdrawn and shares of a Money had may be Handal.* and the proceeds returned to yea or your staples accent. Fester a-Formation about avalable weep optons, nclAirg current ireerest rates and yelds, o mailable at vrmv.ubscarinidepydrds, from your F nancial Advisor a by calling $330-762.1000. UBS Financial Services amain protection The Fim h a member of ihr Shia Ries Wiener neect Corporation (DPC). which protects washes customers of its matter, into $503,000 0-cluieg 850.000 for damns for cash). Eiplinakey bream available upon recede or at www.satorg. The src asset protection knits apply to all arsons tut you hold in a particular capacity. The fkm, together nith cenain aft iliates, has also purchasei *pole/rental insane marmum mount 'swab te to al ergbie diens, tokawek under this peciektion is 1500 million its of December 10, 2016. Siketa tome pokycordite:eft and limitations, cash a the firm is further protected fa up to $1.9 million in the atharegate for all your accounts heed apane:atm waxily A full spay of the poky svadig n available upon request. The SIPC protection ad the supplemental protection both eta not apply to. • Certain financier assets controlled by (and nickided you' icivelue) but held away from UBSFinrcal Services! ., certain 0) cash at 1.65 Bath VA, 00 cash at G US. Branches. Dit nftrance products, including variable annuities, and (kg shares of mutual funds Mere such shires are registered diectly is the nom of to account holder on tee backs rid records of the roux cr trader anent); • Irrrestrrent contracts or rivestment interestnia., linseed partnerships and private placements) are not registered under their cities Act ol 1933; rd • Commodities ecrfracts foreign exchange and orodu metal coaxed.) inducing! autos contacts ad commodity option coolant. The SIPC protecton and the supplemental protkion do not apply to these asset hen if theyotherwise appear on your dimwits. The St< protect:an rd the *thiplemertal protection do not protect against changes in the maim veld of yam insestrnents (whether as a rest* of market movement issuer ba-kruptcy or *theme.) Dividend Reillidebibefill Degrade (DRIP) the pike reflected ban average vice You may obtan the actual price from yos Financial Advisor. Only wrote tam are purchased under DRIP; partial shires wil be sold ad the cash wit be deposited your account The 6viderd rehvearnert pnce strafed by the Mir may 6Hrfromthe market price at Muth the partial shires are sold Coarialau CM raft'. uans matte held in you. accord. If you., entitled to apalial unit as a result of a dniderd Parini or otherwise, the Film will ether sell paid snit at rivulet aka a accept an imam detimmined by a registered deathg agency, and credit tar accost 'widener* objecting Rte nwslmert objectives end risk profile de speclic to etch account andmay varybetween yin secants Pox* ante the Firm norm* in writing of al/ Priticant change in t,/ fina-rcial siluaboncr investment thwarts. For each account het,, you choose one of the 'Mowing imestment cbjecthes. CONFIDENTIAL • Aortae Current Income: twestments seekng the generation of koome any. • Achieve Capital appronaten: Imestments waking growth of principalrather the, the generation of income. • Facalace Conthaatianal Incase and Capital Apprehaan.lnasirnatas seeking both the generation of none and growth of penckol. Overall risk profiles • Coker/Mkt Seeks to maintain SIN pikpal, with low rid and volatility 10 the account meral, even it that wins OM account does not generate I ignilicart income a aim and met rot Mop pew with inflation. • Moderate: VAllng to accept sane risk 103 pincgal and tolerate sane volataity to seek higher returns. • *weak.: WINN to accept high risk to pnnopal ad high volatility to week hobreturns over time. • (tut trona EigoiWay Consarration: I selected a portion a the portfolio f or *sat account may include conpld strategies, tinted rigidly and rater volatiky. Statement •hetereholdier We may consoldate al related account up meets with the same address in the um envelope, because they have owners who abo mantas ewe account iebtiontsps rah other clients a the some address. It you sofa to mete indiedual statemmts mailed in separate envelopes, you may decline householding by ailing your Financial Achisor. Friendly WitalattnliMe The Friendly account name is a wows...arable lnikriane chosen by you to assist you with your reardkeepika has no legal effect an your account Yea can chiricth your Friendly account new's. through Unice Services by contacting you F euncial *dew. Account overview • Vain of your accoaritenortfoao. Net of assets and • Assets Includes avoid* cash balance,, vain for manned security Oct ), and GlobalTime Deposits, urreaked marks to matt, and certain assets not held by tie Fem. Does rot induce unthiced secuntielassets at the era of the prior and amen statement penods, prow Wes:menu, invested stock optiom and CO(Citat me. options • Liaalkds. txkides deb* balances. outstanding norgn Ions.credit line, short accord balances. • Cash/dorm balances. Total of unimested an cash Mom depart balances en UK Bank USA, UBS AG U.S Branches nil mew nurket rnAwl fend weep balances, al the claw of tie statement period Ncncormodity free credt balances in you accantwe not negated from other balances and the Fim use n ali these finds in the ordnay cane ol is buihs. Rea funds ant pwabta won your decurd. The total is welded in the arrimt period closing vend SDNY_GM_000272B8 EFTA_00137908 EFTA01278645 Important information about your statement (continued) Lending information Fa detalectontirmatoon on the Finis lending Factors and *drink refer to your Chant Rolatththip Agreement or Accost Agreement ad the General Terms and Conditions. LES Statement of Credit Practices aiailoble in agterioenti and Disclosures a writ uharenVareountrarrimrmas. Yam adiests Your staemem itemqes wcurities ad other assets heti the accctnt at the end of tie gatemen penal You may auk for &Sway of 1.4 pad scones a try time. You may receive securities Laid as loan collateral Mier paying any balance de as them. Any securities transient:idto the Fin ckri-g the statement period are lined at market vale as of the end ol the statesmen period. • Cart bath. In deternning the cost basis of to secuties included in this st sumer& weere indicated web the number 'I,' LEE. Fnancial Servkes has relied oninformation obtained from sources other than US Frianual Semites. including Ho/motion Iran another Inn a that you may have provided to you. Fina-cial Adoisor. The firm does rot independently veal Cr gaminee the ram, a satiny day information provided by thirds other than I-E6 hunia I Ser ites. ri dden although LEES Fruncial Seethes gently updates his ithrrnation as 4 is receded. the Thin des not provide any antra-cos tat to ithonaticn order 'Cost base ad "Unrealized garrioss' is accurate as of de date of this statement. As such. please do rot rey on this ithrmation so make Canso a sale decisions. fa tri Ithlthes or otherwise Accounts trasderred tote Fins may reflect gam-floss nIcrmaticn only foe the period col tine they are Midwife Pint More hittorkal Hamm ix, can be abed by year Friarcii Adorn. • lJnnealizad gainsfkosses When data ja Beane. estmated owned gaindlones we calculated fa nthrthal sear* lots The (inaction data for in#via .t bar may or may not reflect conks:ord. charges nice security reorgandati:n events. Decked and oter reinvestment lots and systematic puthase tots are each combined to dithlay ore averaged lot The 'Trade date colan presents the orgi-al tentacle° trade data. • Callable searities Bonds and preferred stock that the issue, cats for easy redemption soil be selected inpartially by lee Iran am,* all smithies of that Oen held now rent ce n none* nath forcer dents Call bare hformatbn is obtainedfromthird parties and is accuracy is not granted. Other call teethes May enst which aced affect yield complete neon/won will be provided upon request • GraTtraos of &Path (0,COs are FDIC nstred kp to 5250,000 it principal and accrued interest per deposes ad per depository institution haCCOolanIe yeah FDIC • Price/value Prices displayed for seturibes and ate? Pro:thrls may be higher or lower than the price that you would aaualy receive in he nun'. fates are obtained from variths hid pity sources *hit we believe to be reliable, but we do not gareethe their accuracy. - We gene* use he don* trice when avalabba the mean of the bid rd ask prices for 'ivied wadies and option or orey bd prices for OTC swanks. - Less actin* traded securities may be Deiced "ring a whiny, wool ate moo recent peke we obtined and may not reflect al actual market price a nix. - Cenan poseiro may appear vathm a price ad will thcw fa • Fin was rot avalabla• d we r• usable to obtan a price for a sectrity. - Deposits or securities denrinated ncurrercies other than U.S. done" are reflected a the eschenge rate as of the statement date. - fa certain entities bring in nonagon:* denomivtions, thee and qua-tily (ace vole) may have been adjusted to tailgatePro:per valuxin to cbtan curem quotations, when awake, contact your financial Addict. • PrirMa innevnants end structured roes Nate elven:nerd seo_rities (ncl.deg erect participate:el program ad real estate investment tux worths) and struckned product are gerinly lugh dicuid Cation stria-bred Prodsh hew not been registered with the Securities and Exchange Cornmissi:n or uncle" any state securities laws. We provideestimated vales la private invearneM warts and 'Matured products for Pinnate:rat Carom a* Acct. acy is not guaranteed - These values maydiffer sthstintialytrom prths my, at which a prithe int security a structured product may be bought or sold and do rot necesurifrrepreserd the okay:a may recewe icon liquidaticn. - Third party eninses of vale re as of a certain date ad acv supplied to UBS Fna-cial Servkes on a regular basis by an independent valuation In,,. - Issuer, general palm( or spent« estimated kolas, if ast are applied tote Fins Who issuer, (*natal partner or sponsor and mai be tabulated hosed on deferent informabon fran tat used by INN parties to denve their skinned values. - You can obtain adiaithal ithmusith regarding tie methodology used to determine the estimate of value ad the date of the ithrrnalrin that is the tests for the estimate by condi* your Financial Adveor. - Third party eninaaad gala. may be reflected as 'Not paced' in snot stuathrou 'ken an edeperdent valuation tam has not suppled or is viable to assign a vale. when we become awe that a material event has awaked that may call a previously waled vale no quation. or then a value would be highly speculative due to tie nature of the *aunty. - When neither an 65uef, general partner or sponsor estimated value nor a thin:sty estimated vale is ponied the vale of the snit will bedifferwit then ils pans, Price - 'Distributions to date' may include ream of capital, name orboeh. - 'Original unit size • represent, the note' offering price per trod and my not reflect your cost base. - DPP and trikned REP searnes are not listed on a nainal worths richange, and av general illiquid and even if trey can be sold the price received may be less than the per tare estimated vale prOriCkid n the accost statement. • Rankled oecurkies Restricted senritin geneolk we rot turn* eligible for public sale. UESFina-cial Services uses the market price of the unrestricted stode of te syne issuer an an imputed vitaefa the restricted stock dar purpcues of this statement only. To the extent tut roxicied noshes are eligble la We, the vale method may be cabstanhalb less Orin irrastred value toms • Ea (ostinated) Ire. current yields and nnal. An *stewing of annul "cane o tined on current dhicked ad interest rates, /wining he searkin will be held for one year from statement date or trail maturity. This estimate is orer a gudelne, accuracy ad continued "come are not guawnteed - Estimated anted home and curvet yield for casein Ins of sentries could include a retain of prictial or capital gains it which case the est income (rd avert Welcl would be overstated. - Estimated armed kerne ad cement weld and the anal icon ridyield mita be lower a higher than the est:need mounts. - An estimateof a-melded income (diedeml anchor interest) divided by the parent makes Wilaelavtiage balance is based a, the last &and or hind payment made by the :truer and assn . to seardetheposks will be held fa the year from the statement date or until matkrily. Accuracy ad conteued yield we not guarameed • Asia net held by UBS Binomial Services. Cortaro assets no not Mkt by the Fim ardna 'then the Fern's possessi:n or anvol. These assets are daplayed on you statement for informational purposes oNy. Positions ad values presented are provided by the hat* fun LIPS F runnel Services o not responsith for this ithontion and does not guarantee is accuracy. These assets are not protected by SiC or the Ens supplementaISIPC cavern. • Revenue Manna and Salon& ccenpornatian. - h addikei to ccnimksials on saks ant 1 2b.l fees welted in connectbn with tie clinituli:n of mutual fins to Ott dents vie actor our affiliate receve revenue shire.; paymeres from deo-boors andlor adythrs of the mutual knob tat we sell Thew ;marts are based on two dfferevt corrporantr (0 the mart of sales by LE:Sof a paniculai rn.atual find family to Our dents; and 60 the asset van el a partway mutual kid feendis sheer heid at tie fern - We a-dour affiliate alsoreceive retworkrig and onnbus processeg fees in consi*rattrif Or b-ansler agent services tat we provide a he mutual funds. These feet gonna* n paid from investor assets h to mutual f und and are a feted dollar anent bawd • the renter°, accosts at the broker-dealer Iroldng maid fu-ds of that f end (allay — h add to canrnitskns received in connection with nu sob or cketnIution of annuity coronets ad CONFIDENTIAL tat ineesurem oust units to as dents, we »dor as aniline receive (OWLS sharing complication from may of the nstrance companies ircbreniting the enmitycorrects. abates of the "nuance commies or sporeors of the it investmem trusts we distribute. — Our if then afro receive trating cannons rd otercompensatith frommutual funds and iwura-ce canna-Ms whose products we Ostripule. — We recent an ferual fee from Leslie.* USA and LES AG Stanford Branch of kp to 125 per accord sweeping to the balks ceder the LES Bard Sweep Program. Aakvky Information regaidngccnimoscro and otter charges incurred on correction with to theadon of tan. inducing option transactions has been inctickid on confirmations previoushrfunished so you, ad wall be provided to you prorrotly on recuest. Short selling If you are engaged in short selling a securty, you may incur a charge due to certain brown? costs tor that palkular searey. OW. orders Regarding then or ig:ocitill-cancellee ceders tat were rot executed by the statemert date, open buy and see stop orders re reduced by the amount of deaden& or opts an an rediuidwth a ear gns doe unless insrixted theorise by you. You are responsble for orders that we executed the to your failure to cried acting open ceders. Privacy To obtan a copy of as current Client Privacy (*Cm please COntaCt yOir Financial Advisor or visit ar wetsite at vs/ie./int erwannvann-drc. — LE6 Feantial Semices isnot a bank. The Rhea, Busmen SIX' ekes Account ESA and BMA are brokerage accounts which ant access to barking serene, ad Prookrts trough wangements with *elated banks and od-er thid-party banks. and provides access to caurate and amok, procticis issued by awl Mailed doh:Spiny ithearracompinis trout, insane agency stbsideries of LES Friericid Serrket Inc - hvestrienl eourance. ad amuity precbcta — Not FDIC rotred• lb bank guarantee. May bete vale — IMA. legate Management Account. Bushes, 541-nas Account BSA, IRMA and Monsoonal Resource Management Account are registered service males of 1.135Fhandal Services M. - XISA is a registered tadernat *need by Visa Menai:031 Service Assocution asol used trader ken*. lhe UES Visa not cads ad the UBS Visa SW cards are issued by IBS Bank USA with remission f rom Visa U.S.A. ItOrpOrated. AA other trademarks, registered bands, seen maks and registered seethe melts are of their respecirte non., UBS Fnandat Services Inc. Rev 201707 SDNY_GM_00027289 EFTA_00137909 EFTA01278646 *UBS Lies Faurcial Senecas Mc. Private Wealth Management 299 Park Avenue Win 10171.0002 CNP70055959150517 I I 0 Account name: GHISLANE MAXWELL Friendly account name: Indio: 8alyasny Account number. SS Your linancial Advisor- SCOTT STACKMANILYLE CASRIEL Moot< Resource Management Account May 2017 HI IN MAXWELL Questions about your statemeiY7 Value of your account Call your Financial Advisor or the RMA aesourceline at 800-RMA-1000, on April 28 (S) on May 31 (5) account Your assets 954,042.00 0.00 Visit our websIte: Your liabilities 0.00 0.00 www.ubscomtlinancialseevices Items for your attention • Help protect yautelf from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from swew.annualcreditreport.com. Value of your account $954,042.00 $0.00 Tracking the value of your account S Thousands 922.6 922 7 954.0 390.6 00 Dec 2014 DK 1015 Dec 2016 Apr 2017 May 2017 Sources of your account growth during 2017 Value of your account at year end 2016 5922,733.00 Net deposits and withdrawals 4945,278.87 Your Avestrient return Change in market vat* 122445.87 Value of your account on Nay 31, 2017 10.00 SDNY GM 00027290 Mambas SIPC CNP7000930559591 5 NV7000186082 00005 0517 030575004 000000 Page 1 of 6 CONFIDENTIAL EFTA_00137910 EFTA01278647 cat UBS Resource Management Account May 2017 Your account balance sheet Summary of your assets Value on May 31 (5) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equities 0.00 Fixed income 0.00 I Non-traditional 0.00 F Corrrnodities 0.00 G Other 0.00 Total assets Value of your account $0.00 S0.00 Account name: GHRAINE NiAvV EtL friendly account name: Account number. Eye on the markets Your Pl asocial Advisor SCOTT STACK MAN LYLE CASRIEL Index Percentage change May 2017 Year to date S&P 500 1.41% 8.66% Russell 3000 1.02% 7.96% MSC I - Europe, Australia & Far East 3.81% 1440% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31 2017 3-month Treasury bills: 0.97% One-month LIBOR: 1.06% 0.77% 2.38% 01P700C0005595916NP7000195082 00005 0517 030575004 CONFIDENTIAL COIMYGM00027Age 2 of 6 EFTA_0013791 I EFTA01278648 SUBS Resource Management Account May 2017 Change in the value of your account May2017 (3) Year to date (1) Opening account value $954,042.00 $922,733.00 Withcfrawals and fees, including investments transferred cut -945278 87 -945,278.87 Change in market value -8,763.13 22,545.87 Closing account value $0.00 $0.00 Account name: GHISLAINE MAXVVED. friendly account neerne:Indist aE sily Account number. Summary of gains and losses VelueS repelled telex exclude products for ?Meth 09 nS MIOIOSSeS are not dasslfitd Realized gains and losses Unrealized May 2017 (t) Year to date (3) gains and losses (I) Long term 45,278.87 45,278.87 0.00 Cash activity summary Your N Daudet Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity the month for details_ Balances in your Sweep Options are induCedin the cpenng and closing balances vase. FDIC insurance *pies only to deposits at U85 Bank USA, not to deposits at UBS AG, Standotd Eraffth Of bank deposits piecedthrough the UBS Intension:I DepOS4 Account progarn. SIPC protection applies to mom market sweep fund hcidirgs but rot bare deposits Stelmportare inSorination about your statement on the at MO pages cf this document for detals May 2017 (1) Year to date (I) Opening balances $0.00 $0.00 Additions Proceeds from investment transactions 945,278 87 945,278.87 Total additions $945,278.87 $945,278.87 Subtractions Other funds debited -945,278.87 -945,278.87 Total subtractions -$945,278.87 -$945,278.87 Closing balances Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change thorn, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant mformarson about you' statement at the end of this document. $0.00 $0.00 Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibiraty consideration None selected Your account instructions • Yotr account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00027292 CUP70003305595917 NP70031$5087 COCOS 0517 0305750ot CONFIDENTIAL cocOco Pap 3 of 6 EFTA_00137912 EFTA01278649 *UBS Yournotes .•,.,,...s.,...,,o.,.......,,..,.. 0....•., CONFIDENTIAL EFTA,B7913 EFTA01278650 SUBS Resource Management Account May 201 7 Account activity this month Account name: GHISLAINE MAXWELL friendly account name:Indiv..alasi Account number. • The actnity cbsCr•ptions 1a dstnbutrOn trarnalions included in this Std.:inare winded by the Plan a:Iransuet°, or pan trustee. U8Shnancial SconcesInc. does not inderenckintw verily a guarantee the accuracy or wakens, of t informal an. Other funds debited Your Pi mandal Advisor: SCOTT STACKMANILYLE CASRIEL Daft Actiety Description AmOunt (1) May 24 Transfer JOURNAL TO 23575 GI4SLAINE NIAXVVELL -945278.87 Total other funds debited 494527827 Investment transactions for 11»le iiihsrulion doss,: lie pint< value shown for restricted sKuntles, see Important Information about your freemen at the end of this docunent PaseedS Iron funds investment withdrawn Icr Accrued Date Actosty Description Quantity vise (t) Price (1) transactions (S) tnveiltneSS bOnOtt (5) interest (S) May 23 Sold ATLAS ENHANCED FUND LP NO 03/31/17 -954,042.000 1.00 945,278.87 CUSP: 049311909 Total 594527827 Die Activity Deseripticn Arrourn (S) Money balance activities Apr 28 Balance forward $0.00 May 24 Deposit UBS PAW USA DEPOSIT ACCOUNT 250.000 00 May 25 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 0924/17 -250,000.00 May 31 Closing UBS Bank USA Deposit Account 50.00 The UBS Bank USA OtrOnt Account is your primary sweep cpbon Apr 28 Balance forward 50.00 May 24 Deposit UBS AG CEPOSIT ACCOUNT 695,278.87 May 25 Withdraws UBS AG CEPOSIT ACCOUNT AS Of 0924117 -695278.87 May 31 Closing UBS AG Deposit Account The UBS AG Deposit Account is your seconday sweep optical. $0.00 SDNY GM 00027294 C NP703033055959I9 NV70031%082 COCOS 0517 030575004 CONFIDENTIAL 000000 Page 5 of 6 EFTA_00137914 EFTA01278651 *UBS Resource Management Account May 2017 Realized gains and losses Account name: '3HISLAINE MAXWELL Friendly account name: Indiv Account number. The estrrnsed realized gam and losses shown below are nee fa tar purposes. Please rate that gan orlon recognized On the Sae Or reden'ption Of Cenaln Structured PrOduCtS, Ike Contingent (tett SeCuirrieS. may De ad nary, and not (toil& gain or loss. Malt theft with youl tar teloSOr. To calctiate gam and losses, we liquidate t he d chit security lot first. this is known as the firshio 1 irstiout ot If0 accounting method We use this method unless you specified wNc h la lot to close when you placedyour order. This is known as a onus purchases or VSP order See tmpottJnt information about your statement a she end of this Account to more Long-term capital gains and losses Security description Method ATLAS ENHANCED RIND LP A/0043097 FIFO 954,042 000 Sep 25, 14 Apr 28, 17 astensk indicates a OBSFinanOal Semen aciustment to cost bags. Ouanmy or PuriChWei Sae tae eaue date date • Your Ignencial Advisor: SCOTT STACK MANY LYLE CASRIEL IntSormaton We may not ad ust gans and losses ices ca;dalchanrs. We autcmaucaty adjust cost basis for ta..ererrOt and AMT coupon muniosis setuniles f0r so/noted ancritemon 01 bond winLens aid f0r Mat:WOW for securities Issued at a clsccen: I you legt*Ped that IJEIS agog cost boos lot the bad premiumamortizationon taotle debt sec unties then cost basis reflected for these securibes has been adjusted we:lets In the tinclassilt4 section can not be ct,r.sif led as short termo, tong term tee arse information is rrisfing or the product is one in which the gra Moss herculea:in is not provided Sae Cost amount (S) basis (S) Wash Sale cost basis adjthiment(S) toss (SI Cain (St 945278 87 900,000.00 • 45,278 87 CNP7000800$595920NP7OCOI86082 COCOS 0517031. CeiftliklY_GM_000272eStle 6 of 6 End of statement for account number CONFIDENTIAL EFTA_001137915 EFTA01278652 Important information about your statement ISS Financial Services ex. (the earn or UBS Fintrcia Strokes), is a member of all principil washy, comrrodey and options exchanges. UBS Financial Sonia, and U135 Bank USA re tidied subsilenes of UPS AG and Minxes of (S SmittenLK. The Fim's Yuma' statement h available upon retail. The Finns extoonge offices are at UB5 Financial Sines ic. 1200 Harbor Qaulevard Weehawken.. 07086 This moment represents the one,, official record of yaw U3S Financial Services account. Other reccock Pape official Itac documents, contanng conflictrg data 'bourn not be relied loan II youbeam* there is an arc( cr omission please report it immediately n writig to the Brand, Mangle of the office wvig your accoint Alton' al limits shown are Mended to be adulate, statement data %mkt not bias for ta. purposes OM scieg on yea-4nd tax forms, CE. Fone1099. 54913. 10425. etc ) when prepathg your to return. The Fim required by law to repcn to to IRS all tauble dnidends„ mportakffe roninuble anima and todok Merest erred an Neraitiet held n pis =cowl. net proceeds on see trarnactions, ad con basisancertain covered senates. Caverwenlatkmawiduhe Firm • Please rpeontrim any oral ammvinoatons in weeny to further protect your rith4s indudrg your nits eider the Se sties Irnestor Protection Act ISM • If thefinancial rrnitution a the top left of to Mont of this nears isnot UBS Enna' Stnikes, UBS Fkandal Smith cries my account as dearing brisker by arra-gement with the nokated insituton We informed you of this relatcnshio when frat opened this exeunt h the case. your tu-a and tenni/es are Mated a LOS financial Services and rot the remtacipbra•A and you mist make armed of any error or omission to both fin. • Asdeo-bed in the account agreements, yw rut re:My us of any ens or fraud Oohing decks reflected coyote statement willvn 30 days nut it was mailed a made :syllable. • Please dined °some( cornplards or ' • • Firm's C lent ! • ern at or tolUree BOO A. he to P.M ET Monday throug y. or in *Toro lo 1185 Sewn h., Clipg Returnee Deparbeent, 766 Union C hy, •• 07037. • Alinements shall be deemed conk* and acne. 4 not objected to h days • For IlY ser or from outside %W S.: Cal • In case of arose of suet on, about an electronic knit vendor CFR B5 Vea•debit card transactions, call a' wile to UBS Frontlet Xmas Ix., ear 14, Meteor, Wt.:harden 070%, Ann RIMIESA Snakes, Cal a write as soon as you can, if you Flit yxr statement a receipt is nrcrg or d you need more inknnatcn teat a trader on the statement or maim The Film or Cad beer (as arnolcable)mtnt her from y0u no later then 60 days after the F rm we you the list st lit4014.11 on Mash the errs or Problem a:Pea-ed. - Dowd, yow name and A-con flanker Of any) — Cesabe to error or the nosier you are inure about, rod egoism as clung as you cm why you believe d is men a why you need more iffamasion — Noted. the doter amern of to suspected era. The Firm or Card Issuer wd imesegste your complard and will correct my mar prompt*/ For alleged emots isoknq UBS debit cad transactions if we take more than 10 PA inns days to dohs, we will credit ryas award for the amount you thick is in error, so that you eel haw the use of the money dunnthhe en* it takes us to ocmplete our imestiption. Please mike all checks payable to the Finn or the financial insteuton meat% on the tract of this nen* In addition to nrgdar acca.n fees, accounts mw abject to mantena-ce lees, Magas for late pate-vent for securities purchases and charges for unpaid arnorts n cash accounts. Account that re tansferred to other in:stations may be subject to a transfer lee. UN Inseam Options (AS offers options kr sweeprg cash balances, balances to bat deposits at UBS Bat USA and ISS AG Stanford branch (Bak Sweep Prcgams), money tuna mutual Ards CMoney Fu n% and the 1nterwtional Depose Accost (CA) 1st (Woman with an International %same tlanammerd Account. Though the Bark Sweep Programs, cash balances are swept to U3513ank LISA ye to anestablished knit and then to UBS AG Stamford Wench a a Meshy Find. Deposits at UK Bank USA are insured in accordance with FCC net Form int MOM kr, please innwmvAlic gee Deposes a AG StamfordBrach ad shares of Money Fends ale rot hared by the FDIC. Through the DA. calegs re swept to deposit co acunts at UBS AG MI Branch aclUESS AG Cayman Branch. These outs are not insured by the FOC. Balances held at MU% AG Cayman Wench ate sertparanly oposed to the scremign rid of the Cayman slant, ad there is no941cent.e or other obegation of LEIS AG to repay the balances while cn the UBS Canal Branch's bxks. Deans a UBS Bat L6A and each UBS AG Branch are not protected by SIPC. Money Fad shires are protected by SIPC. See 'LBS Enancial Meaces Accord frOtetton" below. UPoneote request, balances in to Bank Sweep Programs or DA may be withdrawn and shares of a Maley Fend may be liquidated, and the proceeds returned to you or jots Saves %cant. Fetter tiormainn about mailable sweep (pitons, nclArg current interest rates and yelds, a available at Oterti.ubszorreuveepyekls, from your Fnmcial Advisor et by calling 830462.1000. UBS Financial Services amain protection The Firn e a member of the Smarties thoeoic. hoed.% Corporation (SIPC) which ands studies customer, of its members Lingo f6C0,0000-claii-g 1250.000 for claim for cash). Bolen/gay brochore available upon reqmsi or at www. stenos The SIC asset protection knits apply to all accost tat you holdMap/Cad& capacky. The Fne, together viffh certain affiliates, has also purchasei 9Aspleenental innate. marmum anon payable to al Mgt* clients, tokaweg under this ptotection is 1500 million me al December 10, 2016. Subject 1O the pokycondition; end limitation% cash a the firm further protected fa up to $1.9 million in the anegate for all yaw accounts held h a palkular (gaily. AI% copy of he poky wording it avail** vim request, The SIPC protection end the supplemental protection both der not apply to. • Celan financial assets controlled by (and inctaded you' acme value) but held away from UBSFIIIWCal Services I , certain 6) cash at UBS Eta* VA, (i0 cash at G US. Branches, Crd) insvance products, including wadable annuities, and (W) shares of mutual finds where such shares reregistered diectly h the nave of tee account holder on tee books and rends of to Mum Cr traMer agent); • !moment ccntracts or rivestmert reerests!., limited partnerships and private placements) are not registered under the cities Act ol 1933; end mm • Commodities enacts foreign embargo and precious metal contramsX industrial inures contacts ad commodity option contracts. The SIPC protecton and the supplemental proteclon do not apply to these asset hen 4 they otherwise appear on your statements. The SIC protection ad the sr-PPlemental protection do not protect against changes in the maim !rake of yourinvestmerns (whether as a resit* of market movement. issuer batruptcy otherwee) Dividend ReiWatalbent Program (DPP) The ate reflected is an average vice You may obtan the actual price from you Friaxial Advisor. Orly Mole tales are purchased under DRIP; patial shires pad be wild and the cash mil be deposited in your account The dvidenj reinvestment price applied by the Mr may dffr f tom the market price at etwh thepartial shares are sold Coelvierlim Cng whole units may te held in yin accord. If yarn entitled to a palial vie as a result of a dniderd Parent or otherwise, the Fitm MI ether sell partial sib at menet arks a accept an art determined by a registered cleai-g agency, and credit your mecum. Investment objediees lisle rivestmert objectives at risk profile are specific to each account and may vary between you. accents Para Moho the Firm pronptg in venting of ay monticant change in )O1/ f nasial siluaboncr investment obwebves. Fix each account hell, you choose ore of the blowing instment objecthes. CONFIDENTIAL • Pyrxtuce Current Income: rfantMentS seekng the generation of Pcome cng. • Arnim Capital Apottgation: Inmstments seeking growth of principal rather thin the pennon of income. • Pinola. Condonation of Manse and Capital Aponnianon.Intestroonts seeking both tie generation of name ad growth% peke:at Overall risk profiles • Conner/aim: Seeks to martin ruin pix'pal, with !Ow rot and %clarity 10 the accord aural, even if that nuns the account does not generate significant income a reirrs and MI) rot Imp axe with inflation, • Moderate: Willing to accept sane risk", pinapal at tolerate sane volaliity to seek hither returns. • Arsine: Wiling to accept high ride to pnnopal ad high volatility to seek highreturns over time. • fnaristnant Eigenity Contatation f .elected a Portion of the portfolio for that account may include conplm strategies, tinted timidity emirate volatiley. Statement shmardieldier We may consolidate an mimed account gap mats with the saw address in the same en elope, because they have miners who sato mantas jam accent telationthps with other cbents a the same address. d you nem to remise indica:ut statement, mailed in None envelopes, you mydecline houNholding by ceding your Fruncial Acheson Friendly nowt name The Friendly account name is a conankrable chosen by you to assist you with your recadkeephy ha ro legal effect en your account Yea can chin!? your Friendly account names, through Onlne Services a by °mulcting you Financial Advice. Accaunt overview • Valre of your arcosnerponTok. Net of assets and iatiliei • Astern Includes avoid* cash balance, vats for restricted security (est ), and Global TM* Deposits, unmanned marks to ma-ket, and certain assets not held by the Firm Does rot indude unpnced secuntiestassets at the end of the prior and arrent statement pen00S, private ens, iwestmenn trimmed stock options and CO(Citat40 tICO. options • tiatikas. nodes dace betimes. aststaniip margin loan credit line, sheds account balances. • Cash/now balances. Tolal of unimested and* Lath betimes, plots depose balances at UBS Bank USA, UBS AG U.S Branches and moray market muttul weep balance,, al Ike clam of tie statement period Nn-commodity free creak balances in yar ascent ere not negated from other balances and the F int may use any of these funds in the ordinay course of is bullies. These funds at payabi won your danced. This fatal is ex Wed in the arrant period closing mkt SDNY_GM_0002 7296 EFTA 00137916 EFTA01278653 Important information about your statement (OOMItitled) Unclog decimation Fa delalechnlormation on the Finis lending practices and declares. refer to pox ClientRelara-Oup Ageement or Accost Agreement rid the General Term ad Condition& UBS Statement of Credit Practices availed. in Agreenems andDiscloarrea at yyyw inremthereurnirelmon. Yam wed Your statement Semites wadies ad other assets held el the aaroult at the and of tie Patentee< period. You may ad. for &Way al fay paid Icarian aro tin. You may receive securities sad as loan collateral Mier paying any balance dye an them. Any securities transient:cite the Fin dreg the statement period are hued at market vale a of the end of the Paternal period. • Cad bas.. In deternning the cost basis of the secuties included in this statement where indicated yeah the natter 'I,' lti6 Fnancial Servkes has relied oninformation clamed from sources other than UBS Fhanoal Services, including nformstion from moat. fins a that you mar haw avoidedto you. Finarn Adrisor. The firm does not independently ye* Cr gannet the accuracy a yak* of ay 'Nonagon provided by maces other thin LES F ill(16211 Seneca h addrtat thous'. WS Fivincial Services gamily updates this riforrnatien as it is received the Arm does not provide any assura-ces tat tie infornagn seder 'Cost basis" and "Unrealized gent loss' is accurate as of the date of this statement. As such. please do not reb on this I-dam:don to make archnecr sale decitions. fa tic Places or otherwise Accounts tra-oferred to tie Fins may reflect gar/loss nlormaticn only foe the period of tine they are heeded* Pint More hettordal HarrietOn can be skied br you Ferraxid Ada's. • lJnroalized gaits/lasses When data is available, *Pouted trreaieed gairalmses are calculated for Meant scary lots The Perineum data for ix/nil:LW km may or may not reflect commiscions, charges aidnor security reorgandattn events. Dividend and oter reinveArrent lots ad spstematk caches. tits are each combmed to dixday ore averaged lot The 'Trade date' totem presents the argil/ transaction trade dale • Callable searkiet Bonds and ;referred stock that to bop cats for eel; redemption veil be selected inpartially by lot from amgg all startles of tat iota held hour name or in roman nano for err diems Call tease hformation is obtained from third parties and is accuracy isnot geranteed. Other call Mares may east which cccM affect vied catmint nfcnnai on will be padded upon request • GIcarrAdas afdaPcssit (CDs). COs are FDIC roved go to 5250,000 n principal and accrued interest per ckposar and per depository institution, h accordance watt FDIC riles. • Price/value Prices displayed for securities and °her Prakds may be higher or lower tram MePrice that you would actualbr receive in the mead. Prices re obtained from arias Mid party sources *hill we believe to be reliable, but we do not patentee their accuracy. - We dew* use tie closeg manila" avail* a tie mean of the bid ad ask prices for lined searities and oilers or orey bd prices la OTC seareies. - LOSS actin* traded securities may be Deiced trarg a whiskey model a the most recent peke we cbtined and may net reflect an actual market price a vale. - Certan posedre may appear web:Oat:me ad will dim as • Fin was not atralable• 4 we n unable to cbtan a orator a tensity. - Deposits a securities denominated isanereles otter than U.S. della" are reflected at the eschtnge rate a of the statement date. - kr certain parkin tracrng innonconforming denomivtions. Moe ad qua-My0am ale) may have been adjusted to facilitateproper naiad-. To cbtan °rem quotations, what aitaila, contact of ial cr. t's& trickding dreg . ..t • . ; • .... c•-• rid real estate investment Ins :cur ft>) aikl Wokkind paths are gtoperly hghb Aided Celan sena-bad Smarts haw not been registered with fie Securities and &thaw Croatian or under any state securities laws. We patideesanated vales lot private investment parities and avowed products for nkemai coal losposin any Amur" boot guaranteed - These values rmy differ abed Harty from prCes, tay, at which a prorate int security a structured product may be bought or sold and do not necesserib repressed the velar you my ramie can liquidaticn. - Third patty eninses of vats re a of a certain date a-d av supplied to UBS Fna-cial Services on a regular bass by an independent valuation hrm. - hoar, Orin palm( or sponsor estimated vasty it ant are moored to the Fim byes issue', general partner or sponsor and ma/ be cakulsted based on deferent information tan thawed by Ord pities to denve thee trimaied values. - You can obtain actlannal ilamation regarding the metiodologr used to determine the estimate of value ad the date of the Hamannthat is the tasty for the estimate by contacted your Franoal Adveor. - Third party ertinesed vans may be reflected as Not priced* in several situations, when an edwerdent valuation fern has not suppled a is unable to assign a vale, when we become awe that a tuatara] event has Grand that may call a previously reputed vale into question. a Wan a value would be highly sadden" due to themsre of the wady. - When neater an issue, general pram or sponsor estimated value nor a the:Ivey estimated vale is provided the vale of the manly will be diffenrd Mai as reschase price. - 'Distributions to date' may include rain of capital, norne or both. - 'Original unit Size • represents to noel String price per sad and may not reflect your cost base. - DPP and snkitecl REIT searnes are not listed on a national posed 'change, and se gensald illiquid and even if tea can be sold Me price received may te less than the per dare estimated vale provided en the accost statement. • Rattkaad awskles Restricted acuities gerieralki a• rot cummlk ortgble for public tale UB5 Finadal Services uses the market price of If* unrestricted nook ot the same issuer in an inputed value f✓ the restricted stock lor per/peasof this statement only. To the extent that remised startles are eight, la We, the vale received may be cabstantralb less than the crated value tam • ht. (estimated) ars, current yields and mos. An *Venal* of anal exam it laved on anent el-nicked ad interest rates, miming treseaskin will be held for cm year from statement date or &nil malady. This Mina* is or, a gudelne, accuracy ad continued ncome are not guaranteed - Estimated a-rod harm and current yield fa certain types of sororities could include a Mum of privcipal or capital gains in which owe the est income (ad tonere weld would be overstated. - Estimated anal Mane ad cutont weld and the amid name andyield mitre be lower a higher than the stensad amounts. - An estimateof a-tuakred income Waded mace interest) divided by the current makes stavinge balance is based on the left dividend or Herod parent made by the hoar and assumes the searbesrdeposks will be held for cra year torn tie statement date or until matuily. Accuracy ad conte.ued yield at not warned • Assets net held by UBS Fi ende Services. Certain mots re rot held by the Fins and nee %Ohl, the Fran's possessi:n or control. These awls are dsplayed on was statement for informational purposes only. Positrons ad values presented are prowdod by the nand form UBS Fe-uncial Services not rest:amble for this urination and does not guarantee its accuracy. There assets are not protected by SiC or the Erna supplementaISIPC coarse. • Ravens, Awing and adifitional cconpensatian. — h additim to commkskns cn sales a-d 12bl fees melted in connection with the clinituli:n of mutual and to our dents Me ado( our affiliate resew revenue shrug portiere tan detrdscrs ands advisers of the mrtual knob that wo sell These anent are based on Mo d &rent cony:rents, 10 the anus of sales by LES of a particular rrutual End finely to our dents; and 60 tie asset vale ol a particular mutual told finks sharesheld at the fern - We ad OW affiliate also receive retwarkid and annbus processhg fees in consickwationfOr b-ansler agent services tat we provide to tie mutual funds. Thera («sideway are paid from investor assets ei tie mutual fund and are a find dollar arrant based an the natio Ot accords at the broker-dealer holdnorrteel finds of that f sa-d randy. — M addition to commisions received in convection withthe sale or ofetributan of annuity contracts ad CONFIDENTIAL uat ineestitent DUO units to Oaf Chen% we odor OS alike. receive (OWLS sturrg corronnation Iron may of to instance companies urfartniting the amity attracts. Slates of the nuance companies or sponsors of the use investmeM tnsts we distribute. — Our affiliates aka receive sating cornmistiant rd otercompereation from mutual funds ad mace compares whose products we ckstrixele. — We receive an irrual I ee from Les Bank USA and LISS AG Stamford Branch of up to 12 me accord sweeping to the looks uder the LEG Bank Sweep Program. Activity Information redoing comm a:re and otter charges intuited in correction with the newtonof tale. inducing option transactions has been included on confirmations preciousli furnished to you, and wall be provided to you promptlyonreopen. ghat soling If you are engaged in short staid a securty, you may incur a charge due to certain brown? costs for that paldular OPlin orders Regarding open or •gxratill-cancellee orders tat were rot executedbythe statemere date, open buy and set stop wars a* reduced bite mount of &Wends or opts an an ex.dividerck a exhigits date unless imitated otherwise by you. You are responsble for orders that .we executed de to your I alure to cancel eating cpen aders. Privery To obtan a copy of as current Client Privacy Moat please contact ves Financial Advisor or visit as *ache at tannic twannvarannir a. - 1.66Feanoal Senices snot a bank. The IRMA, Boasts Services Account RSA and AMA so brass" scour*: which pack access to barking services rd Praxes traa arrangements with affiated banks and other RIM-pitybanks. ads provides access to nsurarce ri d amulty pockets issued by wadi/ad trd.paety isuranacompenie haat, insane agency abckfarios of U3SFiancial Swims Int - Meaner., reurare, ad smutty product, - Not FDIC reured• tio bank guarantees May bse vale — lMA. Resoua Management Account, Penn, Services Account BSA, IRMA and ntorutronal Resource Management arrant re reddened service males of U3SFriancial Services - VISA is a registered Oedema-howled by Visa Merrier:rut Serra Awaken aid used seder kens* The UBS Vita credo cads ad the WS Vita debit cards are issued by UK Bare USA with remission from Visa U.S.A. I-corporate& AA otter tradernaks, registered tracermas, service maks and registered *nice merles are of ter repents commies tss Fetancia Services Inc. Rev 2 0170) SDNY_GM_00027297 EFIA_00137917 EFTA01278654